N-PX 1 ffa_npx.txt VOTE SUMMARY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File No. 811-21586 First Trust Enhanced Equity Income Fund ------------------------------------------------------------- Exact Name of Registrant as Specified in Declaration of Trust 120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187 ------------------------------------------------------------------------------ Address of Principal Executive Offices (Number, Street, City, State, Zip Code) W. Scott Jardine First Trust Portfolios L.P. 120 East Liberty Drive, Suite 400 Wheaton, Illinois 60187 ----------------------------------------------------------------------------- Name and Address (Number, Street, City, State, Zip Code) of Agent for Service (630) 765-8000 -------------------------------------------------- Registrant's Telephone Number, including Area Code Date of fiscal year end: December 31 ----------- Date of reporting period: July 1, 2013 - June 30, 2014 ---------------------------- Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington D.C. 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507. Item 1. Proxy Voting Record

-------------------------------------------------------------------------------- Schlumberger Limited -------------------------------------------------------------------------------- Ticker SLB Meeting Date 09-Apr-14 Provider Security ID 806857108 -------------------------------------------------------------------------------- VOTE PROPOSAL VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT INSTRUCTION MANAGEMENT Management 1a Elect Director Peter L.S. Currie For No Management 1b Elect Director Tony Isaac For No Management 1c Elect Director K. Vaman Kamath For No Management 1d Elect Director Maureen Kempston Darkes For No Management 1e Elect Director Paal Kibsgaard For No Management 1f Elect Director Nikolay Kudryavtsev For No Management 1g Elect Director Michael E. Marks For No Management 1h Elect Director Lubna S. Olayan For No Management 1i Elect Director Leo Rafael Reif For No Management 1j Elect Director Tore I. Sandvold For No Management 1k Elect Director Henri Seydoux For No Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation For No Management 3 Adopt and Approve Financials and Dividends For No Management 4 Ratify PricewaterhouseCoopers LLP as Auditors For No -------------------------------------------------------------------------------- U.S. Bancorp -------------------------------------------------------------------------------- Ticker USB Meeting Date 15-Apr-14 Provider Security ID 902973304 -------------------------------------------------------------------------------- Management 1a Elect Director Douglas M. Baker, Jr. For No Management 1b Elect Director Y. Marc Belton For No Management 1c Elect Director Victoria Buyniski Gluckman For No Management 1d Elect Director Arthur D. Collins, Jr. For No Management 1e Elect Director Richard K. Davis For No Management 1f Elect Director Roland A. Hernandez For No Management 1g Elect Director Doreen Woo Ho For No Management 1h Elect Director Joel W. Johnson For No Management 1i Elect Director Olivia F. Kirtley For No Management 1j Elect Director Jerry W. Levin For No Management 1k Elect Director David B. O'Maley For No Management 1l Elect Director O'dell M. Owens For No Management 1m Elect Director Craig D. Schnuck For No Management 1n Elect Director Patrick T. Stokes For No Management 2 Ratify Auditors For No Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No Share Holder 4 Require Independent Board Chairman Against No -------------------------------------------------------------------------------- LyondellBasell Industries NV -------------------------------------------------------------------------------- Ticker LYB Meeting Date 16-Apr-14 Provider Security ID N53745100 -------------------------------------------------------------------------------- Management 1a Elect Jagjeet S. Bindra to Supervisory Board For No Management 1b Elect Milton Carroll to Supervisory Board For No Management 1c Elect Claire S. Farley to Supervisory Board For No Management 1d Elect Rudy van der Meer to Supervisory Board For No Management 1e Elect Isabella D. Goren to Supervisory Board For No Management 1f Elect Nance K. Dicciani to Supervisory Board For No Management 2a Elect Karyn F. Ovelmen to Management Board For No Management 2b Elect Craig B. Glidden to Management Board For No Management 2c Elect Bhavesh V. Patel to Management Board For No Management 2d Elect Patrick D. Quarles to Management Board For No Management 2e Elect Timothy D. Roberts to Management Board For No Management 3 Adopt Financial Statements and Statutory Reports For No Management 4 Approve Discharge of Management Board For No Management 5 Approve Discharge of Supervisory Board For No Management 6 Ratify PricewaterhouseCoopers LLP as Auditors For No Management 7 Ratify PricewaterhouseCoopers Accountants N.V. as Auditors For No Management 8 Approve Dividends of USD 2.20 Per Share For No Management 9 Advisory Vote to Ratify Named Executive Officers' Compensation For No Management 10 Authorize Repurchase of Up to 10 Percent of Issued Share Capital For No Management 11 Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account For No -------------------------------------------------------------------------------- Carnival Corporation -------------------------------------------------------------------------------- Ticker CCL Meeting Date 17-Apr-14 Provider Security ID 143658300 -------------------------------------------------------------------------------- Management 1 Reelect Micky Arison As A Director Of Carnival Corporation and As A Director Of Carnival Plc. For No Management 2 Reelect Jonathon Band As A Director Of Carnival Corporation and As A Director Of Carnival Plc. For No Management 3 Reelect Arnold W. Donald As A Director Of Carnival Corporation and As A Director Of Carnival Plc. For No Management 4 Reelect Richard J. Glasier As A Director Of Carnival Corporation and As A Director Of Carnival Plc. For No Management 5 Reelect Debra Kelly-Ennis As A Director Of Carnival Corporation and As A Director Of Carnival Plc. For No Management 6 Reelect John Parker As A Director Of Carnival Corporation and As A Director Of Carnival Plc. For No Management 7 Reelect Stuart Subotnick As A Director Of Carnival Corporation and As A Director Of Carnival Plc. For No Management 8 Reelect Laura Weil As A Director Of Carnival Corporation and As A Director Of Carnival Plc. For No Management 9 Reelect Randall J. Weisenburger As A Director Of Carnival Corporation and As A Director Of Carnival Plc. For No Management 10 Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation For No Management 11 Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc For No Management 12 Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2013 For No Management 13 Advisory Vote to Ratify Named Executive Officers' Compensation Against Yes Management 14 Approve Remuneration Report of Executive Directors Against Yes Management 15 Approve Remuneration Policy of Executive Directors Against Yes Management 16 Authorize Issue of Equity with Pre-emptive Rights For No Management 17 Authorize Issue of Equity without Pre-emptive Rights For No Management 18 Authorize Shares for Market Purchase For No Management 19 Approve Omnibus Stock Plan For No Page 1 -------------------------------------------------------------------------------- VF Corporation -------------------------------------------------------------------------------- Ticker VFC Meeting Date 22-Apr-14 Provider Security ID 918204108 -------------------------------------------------------------------------------- Management 1.1 Elect Director Richard T. Carucci For No Management 1.2 Elect Director Juliana L. Chugg For No Management 1.3 Elect Director Juan Ernesto de Bedout For No Management 1.4 Elect Director Ursula O. Fairbairn For No Management 1.5 Elect Director George Fellows For No Management 1.6 Elect Director Clarence Otis, Jr. For No Management 1.7 Elect Director Matthew J. Shattock For No Management 1.8 Elect Director Eric C. Wiseman For No Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation For No Management 3 Ratify Auditors For No -------------------------------------------------------------------------------- The PNC Financial Services Group, Inc. -------------------------------------------------------------------------------- Ticker PNC Meeting Date 22-Apr-14 Provider Security ID 693475105 -------------------------------------------------------------------------------- Management 1.1 Elect Director Richard O. Berndt For No Management 1.2 Elect Director Charles E. Bunch For No Management 1.3 Elect Director Paul W. Chellgren For No Management 1.4 Elect Director William S. Demchak For No Management 1.5 Elect Director Andrew T. Feldstein For No Management 1.6 Elect Director Kay Coles James For No Management 1.7 Elect Director Richard B. Kelson For No Management 1.8 Elect Director Anthony A. Massaro For No Management 1.9 Elect Director Jane G. Pepper For No Management 1.10 Elect Director Donald J. Shepard For No Management 1.11 Elect Director Lorene K. Steffes For No Management 1.12 Elect Director Dennis F. Strigl For No Management 1.13 Elect Director Thomas J. Usher For No Management 1.14 Elect Director George H. Walls, Jr. For No Management 1.15 Elect Director Helge H. Wehmeier For No Management 2 Ratify Auditors For No Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No Share Holder 4 Report on Climate Change Financing Risk For Yes -------------------------------------------------------------------------------- MetLife, Inc. -------------------------------------------------------------------------------- Ticker MET Meeting Date 22-Apr-14 Provider Security ID 59156R108 -------------------------------------------------------------------------------- Management 1.1 Elect Director Cheryl W. Grise For No Management 1.2 Elect Director Carlos M. Gutierrez For No Management 1.3 Elect Director R. Glenn Hubbard For No Management 1.4 Elect Director Steven A. Kandarian For No Management 1.5 Elect Director John M. Keane For No Management 1.6 Elect Director Alfred F. Kelly, Jr. For No Management 1.7 Elect Director William E. Kennard For No Management 1.8 Elect Director James M. Kilts For No Management 1.9 Elect Director Catherine R. Kinney For No Management 1.10 Elect Director Denise M. Morrison For No Management 1.11 Elect Director Kenton J. Sicchitano For No Management 1.12 Elect Director Lulu C. Wang For No Management 2 Ratify Auditors For No Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No Management 4 Approve Omnibus Stock Plan For No Management 5 Approve Non-Employee Director Omnibus Stock Plan For No -------------------------------------------------------------------------------- General Electric Company -------------------------------------------------------------------------------- Ticker GE Meeting Date 23-Apr-14 Provider Security ID 369604103 -------------------------------------------------------------------------------- Management 1 Elect Director W. Geoffrey Beattie For No Management 2 Elect Director John J. Brennan For No Management 3 Elect Director James I. Cash, Jr. For No Management 4 Elect Director Francisco D'Souza For No Management 5 Elect Director Marijn E. Dekkers For No Management 6 Elect Director Ann M. Fudge For No Management 7 Elect Director Susan J. Hockfield For No Management 8 Elect Director Jeffrey R. Immelt For No Management 9 Elect Director Andrea Jung For No Management 10 Elect Director Robert W. Lane For No Management 11 Elect Director Rochelle B. Lazarus For No Management 12 Elect Director James J. Mulva For No Management 13 Elect Director James E. Rohr For No Management 14 Elect Director Mary L. Schapiro For No Management 15 Elect Director Robert J. Swieringa For No Management 16 Elect Director James S. Tisch For No Management 17 Elect Director Douglas A. Warner, III For No Management 18 Advisory Vote to Ratify Named Executive Officers' Compensation For No Management 19 Ratify Auditors For No Share Holder 20 Provide for Cumulative Voting For Yes Share Holder 21 Stock Retention/Holding Period Against No Share Holder 22 Require More Director Nominations Than Open Seats Against No Share Holder 23 Provide Right to Act by Written Consent Against No Share Holder 24 Cessation of All Stock Options and Bonuses Against No Share Holder 25 Seek Sale of Company Against No Page 2 -------------------------------------------------------------------------------- E. I. du Pont de Nemours and Company -------------------------------------------------------------------------------- Ticker DD Meeting Date 23-Apr-14 Provider Security ID 263534109 -------------------------------------------------------------------------------- Management 1a Elect Director Lamberto Andreotti For No Management 1b Elect Director Richard H. Brown For No Management 1c Elect Director Robert A. Brown For No Management 1d Elect Director Bertrand P. Collomb For No Management 1e Elect Director Curtis J. Crawford For No Management 1f Elect Director Alexander M. Cutler For No Management 1g Elect Director Eleuthere I. du Pont For No Management 1h Elect Director Marillyn A. Hewson For No Management 1i Elect Director Lois D. Juliber For No Management 1j Elect Director Ellen J. Kullman For No Management 1k Elect Director Lee M. Thomas For No Management 1l Elect Director Patrick J. Ward For No Management 2 Ratify Auditors For No Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No Share Holder 4 Prohibit Political Contributions Against No Share Holder 5 Report on Herbicide Use on GMO Crops Against No Share Holder 6 Establish Committee on Plant Closures Against No Share Holder 7 Pro-rata Vesting of Equity Awards For Yes -------------------------------------------------------------------------------- The Coca-Cola Company -------------------------------------------------------------------------------- Ticker KO Meeting Date 23-Apr-14 Provider Security ID 191216100 -------------------------------------------------------------------------------- Management 1.1 Elect Director Herbert A. Allen For No Management 1.2 Elect Director Ronald W. Allen For No Management 1.3 Elect Director Ana Botin For No Management 1.4 Elect Director Howard G. Buffett For No Management 1.5 Elect Director Richard M. Daley For No Management 1.6 Elect Director Barry Diller For No Management 1.7 Elect Director Helene D. Gayle For No Management 1.8 Elect Director Evan G. Greenberg For No Management 1.9 Elect Director Alexis M. Herman For No Management 1.10 Elect Director Muhtar Kent For No Management 1.11 Elect Director Robert A. Kotick For No Management 1.12 Elect Director Maria Elena Lagomasino For No Management 1.13 Elect Director Sam Nunn For No Management 1.14 Elect Director James D. Robinson, III For No Management 1.15 Elect Director Peter V. Ueberroth For No Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation For No Management 3 Approve Omnibus Stock Plan For No Management 4 Ratify Auditors For No Share Holder 5 Require Independent Board Chairman For Yes -------------------------------------------------------------------------------- Pfizer Inc. -------------------------------------------------------------------------------- Ticker PFE Meeting Date 24-Apr-14 Provider Security ID 717081103 -------------------------------------------------------------------------------- Management 1.1 Elect Director Dennis A. Ausiello For No Management 1.2 Elect Director W. Don Cornwell For No Management 1.3 Elect Director Frances D. Fergusson For No Management 1.4 Elect Director Helen H. Hobbs For No Management 1.5 Elect Director Constance J. Horner For No Management 1.6 Elect Director James M. Kilts For No Management 1.7 Elect Director George A. Lorch For No Management 1.8 Elect Director Shantanu Narayen For No Management 1.9 Elect Director Suzanne Nora Johnson For No Management 1.10 Elect Director Ian C. Read For No Management 1.11 Elect Director Stephen W. Sanger For No Management 1.12 Elect Director Marc Tessier-Lavigne For No Management 2 Ratify Auditors For No Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No Management 4 Approve Omnibus Stock Plan For No Share Holder 5 Require Shareholder Vote to Approve Political Contributions Policy Against No Share Holder 6 Review and Assess Membership of Lobbying Organizations Against No Share Holder 7 Provide Right to Act by Written Consent For Yes -------------------------------------------------------------------------------- Johnson & Johnson -------------------------------------------------------------------------------- Ticker JNJ Meeting Date 24-Apr-14 Provider Security ID 478160104 -------------------------------------------------------------------------------- Management 1a Elect Director Mary Sue Coleman For No Management 1b Elect Director James G. Cullen For No Management 1c Elect Director Ian E. L. Davis For No Management 1d Elect Director Alex Gorsky For No Management 1e Elect Director Susan L. Lindquist For No Management 1f Elect Director Mark B. McClellan For No Management 1g Elect Director Anne M. Mulcahy For No Management 1h Elect Director Leo F. Mullin For No Management 1i Elect Director William D. Perez For No Management 1j Elect Director Charles Prince For No Management 1k Elect Director A. Eugene Washington For No Management 1l Elect Director Ronald A. Williams For No Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation For No Management 3 Ratify Auditors For No Share Holder 4 Stock Retention/Holding Period For Yes Page 3 -------------------------------------------------------------------------------- AT&T Inc. -------------------------------------------------------------------------------- Ticker T Meeting Date 25-Apr-14 Provider Security ID 00206R102 -------------------------------------------------------------------------------- Management 1.1 Elect Director Randall L. Stephenson For No Management 1.2 Elect Director Reuben V. Anderson For No Management 1.3 Elect Director Jaime Chico Pardo For No Management 1.4 Elect Director Scott T. Ford For No Management 1.5 Elect Director James P. Kelly For No Management 1.6 Elect Director Jon C. Madonna For No Management 1.7 Elect Director Michael B. McCallister For No Management 1.8 Elect Director John B. McCoy For No Management 1.9 Elect Director Beth E. Mooney For No Management 1.10 Elect Director Joyce M. Roche For No Management 1.11 Elect Director Matthew K. Rose For No Management 1.12 Elect Director Cynthia B. Taylor For No Management 1.13 Elect Director Laura D'Andrea Tyson For No Management 2 Ratify Auditors For No Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No Management 4 Approve Severance Agreements/Change-in-Control Agreements For No Share Holder 5 Report on Indirect Political Contributions For Yes Share Holder 6 Report on Lobbying Payments and Policy For Yes Share Holder 7 Lower Ownership Threshold for Action by Written Consent For Yes -------------------------------------------------------------------------------- Honeywell International Inc. -------------------------------------------------------------------------------- Ticker HON Meeting Date 28-Apr-14 Provider Security ID 438516106 -------------------------------------------------------------------------------- Management 1A Elect Director Gordon M. Bethune For No Management 1B Elect Director Kevin Burke For No Management 1C Elect Director Jaime Chico Pardo For No Management 1D Elect Director David M. Cote For No Management 1E Elect Director D. Scott Davis For No Management 1F Elect Director Linnet F. Deily For No Management 1G Elect Director Judd Gregg For No Management 1H Elect Director Clive Hollick For No Management 1I Elect Director Grace D. Lieblein For No Management 1J Elect Director George Paz For No Management 1K Elect Director Bradley T. Sheares For No Management 1L Elect Director Robin L. Washington For No Management 2 Ratify Auditors For No Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No Share Holder 4 Require Independent Board Chairman For Yes Share Holder 5 Provide Right to Act by Written Consent For Yes Share Holder 6 Pro-rata Vesting of Equity Awards For Yes Share Holder 7 Report on Lobbying Payments and Policy For Yes -------------------------------------------------------------------------------- Wells Fargo & Company -------------------------------------------------------------------------------- Ticker WFC Meeting Date 29-Apr-14 Provider Security ID 949746101 -------------------------------------------------------------------------------- Management 1a Elect Director John D. Baker, II For No Management 1b Elect Director Elaine L. Chao For No Management 1c Elect Director John S. Chen For No Management 1d Elect Director Lloyd H. Dean For No Management 1e Elect Director Susan E. Engel For No Management 1f Elect Director Enrique Hernandez, Jr. For No Management 1g Elect Director Donald M. James For No Management 1h Elect Director Cynthia H. Milligan For No Management 1i Elect Director Federico F. Pena For No Management 1j Elect Director James H. Quigley For No Management 1k Elect Director Judith M. Runstad For No Management 1l Elect Director Stephen W. Sanger For No Management 1m Elect Director John G. Stumpf For No Management 1n Elect Director Susan G. Swenson For No Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation For No Management 3 Ratify Auditors For No Share Holder 4 Require Independent Board Chairman Against No Share Holder 5 Review Fair Housing and Fair Lending Compliance For Yes -------------------------------------------------------------------------------- EMC Corporation -------------------------------------------------------------------------------- Ticker EMC Meeting Date 30-Apr-14 Provider Security ID 268648102 -------------------------------------------------------------------------------- Management 1a Elect Director Michael W. Brown For No Management 1b Elect Director Randolph L. Cowen For No Management 1c Elect Director Gail Deegan For No Management 1d Elect Director James S. DiStasio For No Management 1e Elect Director John R. Egan For No Management 1f Elect Director William D. Green For No Management 1g Elect Director Edmund F. Kelly For No Management 1h Elect Director Jami Miscik For No Management 1i Elect Director Paul Sagan For No Management 1j Elect Director David N. Strohm For No Management 1k Elect Director Joseph M. Tucci For No Management 2 Ratify Auditors For No Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No Share Holder 4 Require Independent Board Chairman For Yes Share Holder 5 Screen Political Contributions for Consistency with Corporate Values Against No -------------------------------------------------------------------------------- Marathon Oil Corporation -------------------------------------------------------------------------------- Ticker MRO Meeting Date 30-Apr-14 Provider Security ID 565849106 -------------------------------------------------------------------------------- Management 1a Elect Director Gregory H. Boyce For No Management 1b Elect Director Pierre Brondeau For No Management 1c Elect Director Linda Z. Cook For No Management 1d Elect Director Chadwick C. Deaton For No Management 1e Elect Director Shirley Ann Jackson For No Management 1f Elect Director Philip Lader For No Management 1g Elect Director Michael E. J. Phelps For No Management 1h Elect Director Dennis H. Reilley For No Management 1i Elect Director Lee M. Tillman For No Management 2 Ratify Auditors For No Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No Share Holder 4 Report on Lobbying Payments and Policy For Yes Share Holder 5 Report on Methane Emissions Management and Reduction Targets For Yes Page 4 -------------------------------------------------------------------------------- Anheuser-Busch InBev SA -------------------------------------------------------------------------------- Ticker ABI Meeting Date 30-Apr-14 Provider Security ID 03524A108 -------------------------------------------------------------------------------- Management A1 Exchange all Outstanding Warrants under Executive and Senior Manager Incentive Scheme into Stock Options For No Management A2a Receive Special Board Report Re: Authorized Capital No Management A2b Renew Authorization to Increase Share Capital Up To 3 Percent of Issued Capital For No Management B1a Authorize Repurchase and Reissuance of Up to 20 Percent of Issued Share Capital Against Yes Management B1b Amend Articles to Reflect Changes in Capital Re: Repurchase Authorization under Item B1a Against Yes Management C1 Receive Directors' Reports (Non-Voting) No Management C2 Receive Auditors' Reports (Non-Voting) No Management C3 Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) No Management C4 Approve Financial Statements, Allocation of Income, and Dividends of EUR 2.05 per Share For No Management C5 Approve Discharge of Directors For No Management C6 Approve Discharge of Auditors For No Management C7a Reelect Kees Storm as Independent Director Against Yes Management C7b Reelect Mark Winkelman as Independent Director For No Management C7c Reelect Alexandre Van Damme as Director Against Yes Management C7d Reelect Gregoire de Spoelberch as Director Against Yes Management C7e Reelect Carlos Alberto de Veiga Sicupera as Director Against Yes Management C7f Reelect Marcel Herrmann Telles as Director Against Yes Management C7g Elect Paulo Lemann as Director Against Yes Management C7h Elect Alexandre Behring as Director Against Yes Management C7i Elect Elio Leoni Sceti as Independent Director For No Management C7j Elect Maria Asuncion Aramburuzabala Larregui as Director Against Yes Management C7k Elect Valentin Diez Morodo as Director Against Yes Management C8a Approve Remuneration Report Against Yes Management C8b Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors Against Yes Management D1 Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry For No -------------------------------------------------------------------------------- Capital One Financial Corporation -------------------------------------------------------------------------------- Ticker COF Meeting Date 01-May-14 Provider Security ID 14040H105 -------------------------------------------------------------------------------- Management 1a Elect Director Richard D. Fairbank For No Management 1b Elect Director Patrick W. Gross For No Management 1c Elect Director Ann Fritz Hackett For No Management 1d Elect Director Lewis Hay, III For No Management 1e Elect Director Benjamin P. Jenkins, III For No Management 1f Elect Director Pierre E. Leroy For No Management 1g Elect Director Peter E. Raskind For No Management 1h Elect Director Mayo A. Shattuck, III For No Management 1i Elect Director Bradford H. Warner For No Management 1j Elect Director Catherine G. West For No Management 2 Ratify Auditors For No Management 3 Amend Omnibus Stock Plan For No Management 4 Advisory Vote to Ratify Named Executive Officers' Compensation For No Management 5a Reduce Supermajority Vote Requirement For No Management 5b Reduce Supermajority Vote Requirement For No Management 5c Reduce Supermajority Vote Requirement For No Share Holder 6 Require Independent Board Chairman Against No -------------------------------------------------------------------------------- Starwood Hotels & Resorts Worldwide, Inc. -------------------------------------------------------------------------------- Ticker HOT Meeting Date 01-May-14 Provider Security ID 85590A401 -------------------------------------------------------------------------------- Management 1a Elect Director Frits van Paasschen For No Management 1b Elect Director Bruce W. Duncan For No Management 1c Elect Director Adam M. Aron For No Management 1d Elect Director Charlene Barshefsky For No Management 1e Elect Director Thomas E. Clarke For No Management 1f Elect Director Clayton C. Daley, Jr. For No Management 1g Elect Director Lizanne Galbreath For No Management 1h Elect Director Eric Hippeau For No Management 1i Elect Director Aylwin B. Lewis For No Management 1j Elect Director Stephen R. Quazzo For No Management 1k Elect Director Thomas O. Ryder For No Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation For No Management 3 Ratify Auditors For No -------------------------------------------------------------------------------- Occidental Petroleum Corporation -------------------------------------------------------------------------------- Ticker OXY Meeting Date 02-May-14 Provider Security ID 674599105 -------------------------------------------------------------------------------- Management 1.1 Elect Director Spencer Abraham For No Management 1.2 Elect Director Howard I. Atkins For No Management 1.3 Elect Director Eugene L. Batchelder For No Management 1.4 Elect Director Stephen I. Chazen For No Management 1.5 Elect Director Edward P. Djerejian For No Management 1.6 Elect Director John E. Feick For No Management 1.7 Elect Director Margaret M. Foran For No Management 1.8 Elect Director Carlos M. Gutierrez For No Management 1.9 Elect Director William R. Klesse For No Management 1.10 Elect Director Avedick B. Poladian For No Management 1.11 Elect Director Elisse B. Walter For No Management 2 Remove Age Restriction for Directors For No Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No Management 4 Provide Right to Act by Written Consent For No Management 5 Separate the Roles of the Chairman of the Board and the Chief Executive Officer For No Management 6 Ratify Auditors For No Share Holder 7 Stock Retention/Holding Period For Yes Share Holder 8 Review and Assess Membership of Lobbying Organizations For Yes Share Holder 9 Report on Management of Hydraulic Fracturing Risks and Opportunities For Yes Share Holder 10 Report on Methane Emissions Management and Reduction Targets For Yes Page 5 -------------------------------------------------------------------------------- Kraft Foods Group, Inc. -------------------------------------------------------------------------------- Ticker KRFT Meeting Date 06-May-14 Provider Security ID 50076Q106 -------------------------------------------------------------------------------- Management 1a Elect Director L. Kevin Cox For No Management 1b Elect Director Myra M. Hart For No Management 1c Elect Director Peter B. Henry For No Management 1d Elect Director Terry J. Lundgren For No Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation For No Management 3 Ratify Auditors For No Share Holder 4 Prohibit Political Contributions Against No Share Holder 5 Adopt Policy to Ensure Consistency between Company Values and Political Contributions Against No Share Holder 6 Assess Environmental Impact of Non-Recyclable Packaging For Yes Share Holder 7 Report on Supply Chain and Deforestation For Yes Share Holder 8 Adopt Policy to Require Suppliers to Eliminate Cattle Dehorning Against No Share Holder 9 Support for Animal Welfare Improvements in the Company's Pork Supply Chain For No -------------------------------------------------------------------------------- Bristol-Myers Squibb Company -------------------------------------------------------------------------------- Ticker BMY Meeting Date 06-May-14 Provider Security ID 110122108 -------------------------------------------------------------------------------- Management 1A Elect Director Lamberto Andreotti For No Management 1B Elect Director Lewis B. Campbell For No Management 1C Elect Director James M. Cornelius For No Management 1D Elect Director Laurie H. Glimcher For No Management 1E Elect Director Michael Grobstein For No Management 1F Elect Director Alan J. Lacy For No Management 1G Elect Director Thomas J. Lynch, Jr. For No Management 1H Elect Director Dinesh C. Paliwal For No Management 1I Elect Director Vicki L. Sato For No Management 1J Elect Director Gerald L. Storch For No Management 1K Elect Director Togo D. West, Jr. For No Management 2 Ratify Auditors For No Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No Share Holder 4 Adopt Simple Majority Vote For No -------------------------------------------------------------------------------- PepsiCo, Inc. -------------------------------------------------------------------------------- Ticker PEP Meeting Date 07-May-14 Provider Security ID 713448108 -------------------------------------------------------------------------------- Management 1a Elect Director Shona L. Brown For No Management 1b Elect Director George W. Buckley For No Management 1c Elect Director Ian M. Cook For No Management 1d Elect Director Dina Dublon For No Management 1e Elect Director Rona A. Fairhead For No Management 1f Elect Director Ray L. Hunt For No Management 1g Elect Director Alberto Ibarguen For No Management 1h Elect Director Indra K. Nooyi For No Management 1i Elect Director Sharon Percy Rockefeller For No Management 1j Elect Director James J. Schiro For No Management 1k Elect Director Lloyd G. Trotter For No Management 1l Elect Director Daniel Vasella For No Management 1m Elect Director Alberto Weisser For No Management 2 Ratify Auditors For No Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No Management 4 Amend Executive Incentive Bonus Plan For No Share Holder 5 Require Shareholder Vote to Approve Political Contributions Policy Against No Share Holder 6 Stock Retention/Holding Period For Yes -------------------------------------------------------------------------------- Philip Morris International Inc. -------------------------------------------------------------------------------- Ticker PM Meeting Date 07-May-14 Provider Security ID 718172109 -------------------------------------------------------------------------------- Management 1.1 Elect Director Harold Brown For No Management 1.2 Elect Director Andre Calantzopoulos For No Management 1.3 Elect Director Louis C. Camilleri For No Management 1.4 Elect Director Jennifer Li For No Management 1.5 Elect Director Sergio Marchionne Against Yes Management 1.6 Elect Director Kalpana Morparia For No Management 1.7 Elect Director Lucio A. Noto For No Management 1.8 Elect Director Robert B. Polet For No Management 1.9 Elect Director Carlos Slim Helu For No Management 1.10 Elect Director Stephen M. Wolf For No Management 2 Ratify Auditors For No Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No Share Holder 4 Report on Lobbying Payments and Policy For Yes Share Holder 5 Adopt Policy to Restrict Non-Required Animal Testing Against No -------------------------------------------------------------------------------- CSX Corporation -------------------------------------------------------------------------------- Ticker CSX Meeting Date 07-May-14 Provider Security ID 126408103 -------------------------------------------------------------------------------- Management 1a Elect Director Donna M. Alvarado For No Management 1b Elect Director John B. Breaux For No Management 1c Elect Director Pamela L. Carter For No Management 1d Elect Director Steven T. Halverson For No Management 1e Elect Director Edward J. Kelly, III For No Management 1f Elect Director Gilbert H. Lamphere For No Management 1g Elect Director John D. McPherson For No Management 1h Elect Director Timothy T. O'Toole For No Management 1i Elect Director David M. Ratcliffe For No Management 1j Elect Director Donald J. Shepard For No Management 1k Elect Director Michael J. Ward For No Management 1l Elect Director J.C. Watts, Jr. For No Management 1m Elect Director J. Steven Whisler For No Management 2 Ratify Auditors For No Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No Share Holder 4 Provide Right to Act by Written Consent For Yes Page 6 -------------------------------------------------------------------------------- American Water Works Company, Inc. -------------------------------------------------------------------------------- Ticker AWK Meeting Date 09-May-14 Provider Security ID 030420103 -------------------------------------------------------------------------------- Management 1a Elect Director Julie A. Dobson For No Management 1b Elect Director Paul J. Evanson For No Management 1c Elect Director Martha Clark Goss For No Management 1d Elect Director Richard R. Grigg For No Management 1e Elect Director Julia L. Johnson For No Management 1f Elect Director George MacKenzie For No Management 1g Elect Director William J. Marrazzo For No Management 1h Elect Director Susan N. Story For No Management 2 Ratify Auditors For No Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No -------------------------------------------------------------------------------- ConocoPhillips -------------------------------------------------------------------------------- Ticker COP Meeting Date 13-May-14 Provider Security ID 20825C104 -------------------------------------------------------------------------------- Management 1a Elect Director Richard L. Armitage For No Management 1b Elect Director Richard H. Auchinleck For No Management 1c Elect Director Charles E. Bunch For No Management 1d Elect Director James E. Copeland, Jr. For No Management 1e Elect Director Jody L. Freeman For No Management 1f Elect Director Gay Huey Evans For No Management 1g Elect Director Ryan M. Lance For No Management 1h Elect Director Robert A. Niblock For No Management 1i Elect Director Harald J. Norvik For No Management 1j Elect Director William E. Wade, Jr. For No Management 2 Ratify Auditors For No Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No Management 4 Approve Omnibus Stock Plan For No Share Holder 5 Report on Lobbying Payments and Policy For Yes Share Holder 6 Adopt Quantitative GHG Goals for Operations For Yes -------------------------------------------------------------------------------- Prudential Financial, Inc. -------------------------------------------------------------------------------- Ticker PRU Meeting Date 13-May-14 Provider Security ID 744320102 -------------------------------------------------------------------------------- Management 1.1 Elect Director Thomas J. Baltimore, Jr. For No Management 1.2 Elect Director Gordon M. Bethune For No Management 1.3 Elect Director Gilbert F. Casellas For No Management 1.4 Elect Director James G. Cullen For No Management 1.5 Elect Director Mark B. Grier For No Management 1.6 Elect Director Constance J. Horner For No Management 1.7 Elect Director Martina Hund-Mejean For No Management 1.8 Elect Director Karl J. Krapek For No Management 1.9 Elect Director Christine A. Poon For No Management 1.10 Elect Director Douglas A. Scovanner For No Management 1.11 Elect Director John R. Strangfeld For No Management 1.12 Elect Director James A. Unruh For No Management 2 Ratify Auditors For No Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No Share Holder 4 Stock Retention/Holding Period For Yes -------------------------------------------------------------------------------- Altria Group, Inc. -------------------------------------------------------------------------------- Ticker MO Meeting Date 14-May-14 Provider Security ID 02209S103 -------------------------------------------------------------------------------- Management 1.1 Elect Director Gerald L. Baliles For No Management 1.2 Elect Director Martin J. Barrington For No Management 1.3 Elect Director John T. Casteen, III For No Management 1.4 Elect Director Dinyar S. Devitre For No Management 1.5 Elect Director Thomas F. Farrell, II For No Management 1.6 Elect Director Thomas W. Jones For No Management 1.7 Elect Director Debra J. Kelly-Ennis For No Management 1.8 Elect Director W. Leo Kiely, III For No Management 1.9 Elect Director Kathryn B. McQuade For No Management 1.10 Elect Director George Munoz For No Management 1.11 Elect Director Nabil Y. Sakkab For No Management 2 Ratify Auditors For No Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No Share Holder 4 Inform Poor and Less Educated on Health Consequences of Tobacco Against No Share Holder 5 Report on Lobbying Payments and Policy Against No -------------------------------------------------------------------------------- State Street Corporation -------------------------------------------------------------------------------- Ticker STT Meeting Date 14-May-14 Provider Security ID 857477103 -------------------------------------------------------------------------------- Management 1a Elect Director Jose E. Almeida For No Management 1b Elect Director Kennett F. Burnes For No Management 1c Elect Director Peter Coym For No Management 1d Elect Director Patrick de Saint-Aignan For No Management 1e Elect Director Amelia C. Fawcett For No Management 1f Elect Director Linda A. Hill For No Management 1g Elect Director Joseph L. Hooley For No Management 1h Elect Director Robert S. Kaplan For No Management 1i Elect Director Richard P. Sergel For No Management 1j Elect Director Ronald L. Skates For No Management 1k Elect Director Gregory L. Summe For No Management 1l Elect Director Thomas J. Wilson For No Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation For No Management 3 Ratify Auditors For No Page 7 -------------------------------------------------------------------------------- National Oilwell Varco, Inc. -------------------------------------------------------------------------------- Ticker NOV Meeting Date 14-May-14 Provider Security ID 637071101 -------------------------------------------------------------------------------- Management 1A Elect Director Merrill A. Miller, Jr. For No Management 1B Elect Director Clay C. Williams For No Management 1C Elect Director Greg L. Armstrong For No Management 1D Elect Director Robert E. Beauchamp For No Management 1E Elect Director Marcela E. Donadio For No Management 1F Elect Director Ben A. Guill For No Management 1G Elect Director David D. Harrison For No Management 1H Elect Director Roger L. Jarvis For No Management 1I Elect Director Eric L. Mattson For No Management 1K Elect Director Jeffery A. Smisek For No Management 2 Ratify Auditors For No Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No -------------------------------------------------------------------------------- Invesco Ltd. -------------------------------------------------------------------------------- Ticker IVZ Meeting Date 15-May-14 Provider Security ID G491BT108 -------------------------------------------------------------------------------- Management 1 Declassify the Board of Directors For No Management 2.1 Elect Director Denis Kessler For No Management 2.2 Elect Director G. Richard ('Rick') Wagoner, Jr. For No Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No Management 4 Ratify Auditors For No -------------------------------------------------------------------------------- Kohl's Corporation -------------------------------------------------------------------------------- Ticker KSS Meeting Date 15-May-14 Provider Security ID 500255104 -------------------------------------------------------------------------------- Management 1a Elect Director Peter Boneparth For No Management 1b Elect Director Steven A. Burd For No Management 1c Elect Director Dale E. Jones For No Management 1d Elect Director Kevin Mansell For No Management 1e Elect Director John E. Schlifske For No Management 1f Elect Director Frank V. Sica For No Management 1g Elect Director Peter M. Sommerhauser For No Management 1h Elect Director Stephanie A. Streeter For No Management 1i Elect Director Nina G. Vaca For No Management 1j Elect Director Stephen E. Watson For No Management 2 Ratify Auditors For No Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No Share Holder 4 Stock Retention/Holding Period For Yes Share Holder 5 Report on Data Used to Make Environmental Goals and Costs and Benefits of Sustainability Program Against No -------------------------------------------------------------------------------- Kinder Morgan, Inc. -------------------------------------------------------------------------------- Ticker KMI Meeting Date 19-May-14 Provider Security ID 49456B101 -------------------------------------------------------------------------------- Management 1.1 Elect Director Richard D. Kinder For No Management 1.2 Elect Director Steven J. Kean For No Management 1.3 Elect Director Anthony W. Hall, Jr. For No Management 1.4 Elect Director Deborah A. Macdonald For No Management 1.5 Elect Director Michael J. Miller For No Management 1.6 Elect Director Michael C. Morgan For No Management 1.7 Elect Director Fayez Sarofim For No Management 1.8 Elect Director C. Park Shaper For No Management 1.9 Elect Director Joel V. Staff For No Management 1.10 Elect Director John M. Stokes For No Management 1.11 Elect Director Robert F. Vagt For No Management 2 Ratify Auditors For No Share Holder 3 Report on Financial Risks of Climate Change For Yes Share Holder 4 Report on Methane Emissions Management, Pipeline Maintenance and Reduction Targets For Yes Share Holder 5 Report on Sustainability For Yes -------------------------------------------------------------------------------- JPMorgan Chase & Co. -------------------------------------------------------------------------------- Ticker JPM Meeting Date 20-May-14 Provider Security ID 46625H100 -------------------------------------------------------------------------------- Management 1a Elect Director Linda B. Bammann For No Management 1b Elect Director James A. Bell For No Management 1c Elect Director Crandall C. Bowles For No Management 1d Elect Director Stephen B. Burke For No Management 1e Elect Director James S. Crown For No Management 1f Elect Director James Dimon For No Management 1g Elect Director Timothy P. Flynn For No Management 1h Elect Director Laban P. Jackson, Jr. For No Management 1i Elect Director Michael A. Neal For No Management 1j Elect Director Lee R. Raymond For No Management 1k Elect Director William C. Weldon For No Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation For No Management 3 Ratify Auditors For No Share Holder 4 Report on Lobbying Payments and Policy Against No Share Holder 5 Amend Articles/Bylaws/Charter -- Call Special Meetings For Yes Share Holder 6 Provide for Cumulative Voting For Yes Page 8 -------------------------------------------------------------------------------- Comcast Corporation -------------------------------------------------------------------------------- Ticker CMCSA Meeting Date 21-May-14 Provider Security ID 20030N101 -------------------------------------------------------------------------------- Management 1.1 Elect Director Kenneth J. Bacon For No Management 1.2 Elect Director Sheldon M. Bonovitz For No Management 1.3 Elect Director Edward D. Breen For No Management 1.4 Elect Director Joseph J. Collins For No Management 1.5 Elect Director J. Michael Cook For No Management 1.6 Elect Director Gerald L. Hassell For No Management 1.7 Elect Director Jeffrey A. Honickman For No Management 1.8 Elect Director Eduardo G. Mestre For No Management 1.9 Elect Director Brian L. Roberts For No Management 1.10 Elect Director Ralph J. Roberts For No Management 1.11 Elect Director Johnathan A. Rodgers For No Management 1.12 Elect Director Judith Rodin For No Management 2 Ratify Auditors For No Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No Share Holder 4 Report on Lobbying Payments and Policy For Yes Share Holder 5 Pro-rata Vesting of Equity Plans For Yes -------------------------------------------------------------------------------- Mondelez International, Inc. -------------------------------------------------------------------------------- Ticker MDLZ Meeting Date 21-May-14 Provider Security ID 609207105 -------------------------------------------------------------------------------- Management 1a Elect Director Stephen F. Bollenbach For No Management 1b Elect Director Lewis W.K. Booth For No Management 1c Elect Director Lois D. Juliber For No Management 1d Elect Director Mark D. Ketchum For No Management 1e Elect Director Jorge S. Mesquita For No Management 1f Elect Director Nelson Peltz For No Management 1g Elect Director Fredric G. Reynolds For No Management 1h Elect Director Irene B. Rosenfeld For No Management 1i Elect Director Patrick T. Siewert For No Management 1j Elect Director Ruth J. Simmons For No Management 1k Elect Director Ratan N. Tata For No Management 1l Elect Director Jean-Francois M. L. van Boxmeer For No Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation For No Management 3 Amend Omnibus Stock Plan For No Management 4 Ratify Auditors For No Share Holder 5 Assess Environmental Impact of Non-Recyclable Packaging For Yes -------------------------------------------------------------------------------- PPL Corporation -------------------------------------------------------------------------------- Ticker PPL Meeting Date 21-May-14 Provider Security ID 69351T106 -------------------------------------------------------------------------------- Management 1.1 Elect Director Frederick M. Bernthal For No Management 1.2 Elect Director John W. Conway For No Management 1.3 Elect Director Philip G. Cox For No Management 1.4 Elect Director Steven G. Elliott For No Management 1.5 Elect Director Louise K. Goeser For No Management 1.6 Elect Director Stuart E. Graham For No Management 1.7 Elect Director Stuart Heydt For No Management 1.8 Elect Director Raja Rajamannar For No Management 1.9 Elect Director Craig A. Rogerson For No Management 1.10 Elect Director William H. Spence For No Management 1.11 Elect Director Natica von Althann For No Management 1.12 Elect Director Keith H. Williamson For No Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation For No Management 3 Ratify Auditors For No Share Holder 4 Report on Political Contributions For Yes Share Holder 5 Amend Bylaws -- Call Special Meetings For Yes -------------------------------------------------------------------------------- Intel Corporation -------------------------------------------------------------------------------- Ticker INTC Meeting Date 22-May-14 Provider Security ID 458140100 -------------------------------------------------------------------------------- Management 1a Elect Director Charlene Barshefsky For No Management 1b Elect Director Andy D. Bryant For No Management 1c Elect Director Susan L. Decker For No Management 1d Elect Director John J. Donahoe For No Management 1e Elect Director Reed E. Hundt For No Management 1f Elect Director Brian M. Krzanich For No Management 1g Elect Director James D. Plummer For No Management 1h Elect Director David S. Pottruck For No Management 1i Elect Director Frank D. Yeary For No Management 1j Elect Director David B. Yoffie For No Management 2 Ratify Auditors For No Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No Page 9 -------------------------------------------------------------------------------- L Brands, Inc. -------------------------------------------------------------------------------- Ticker LB Meeting Date 22-May-14 Provider Security ID P49501201 -------------------------------------------------------------------------------- Management 1.1 Elect Director Donna A. James For No Management 1.2 Elect Director Jeffrey H. Miro For No Management 1.3 Elect Director Michael G. Morris For No Management 1.4 Elect Director Raymond Zimmerman For No Management 2 Ratify Auditors For No Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No Share Holder 4 Provide Right to Act by Written Consent For Yes -------------------------------------------------------------------------------- Mid-America Apartment Communities, Inc. -------------------------------------------------------------------------------- Ticker MAA Meeting Date 22-May-14 Provider Security ID 59522J103 -------------------------------------------------------------------------------- Management 1a Elect Director H. Eric Bolton, Jr. For No Management 1b Elect Director Alan B. Graf, Jr. For No Management 1c Elect Director Ralph Horn For No Management 1d Elect Director James K. Lowder For No Management 1e Elect Director Thomas H. Lowder For No Management 1f Elect Director Claude B. Nielsen For No Management 1g Elect Director Philip W. Norwood For No Management 1h Elect Director Harold W. Ripps For No Management 1i Elect Director W. Reid Sanders For No Management 1j Elect Director William B. Sansom For No Management 1k Elect Director Gary Shorb For No Management 1l Elect Director John W. Spiegel For No Management 2 Amend Omnibus Stock Plan For No Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No Management 4 Ratify Auditors For No -------------------------------------------------------------------------------- Merck & Co., Inc. -------------------------------------------------------------------------------- Ticker MRK Meeting Date 27-May-14 Provider Security ID 58933Y105 -------------------------------------------------------------------------------- Management 1a Elect Director Leslie A. Brun For No Management 1b Elect Director Thomas R. Cech For No Management 1c Elect Director Kenneth C. Frazier For No Management 1d Elect Director Thomas H. Glocer For No Management 1e Elect Director William B. Harrison, Jr. For No Management 1f Elect Director C. Robert Kidder For No Management 1g Elect Director Rochelle B. Lazarus For No Management 1h Elect Director Carlos E. Represas For No Management 1i Elect Director Patricia F. Russo For No Management 1j Elect Director Craig B. Thompson For No Management 1k Elect Director Wendell P. Weeks For No Management 1l Elect Director Peter C. Wendell For No Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation For No Management 3 Ratify Auditors For No Share Holder 4 Provide Right to Act by Written Consent For Yes Share Holder 5 Amend Articles/Bylaws/Charter -- Call Special Meetings For Yes -------------------------------------------------------------------------------- The Travelers Companies, Inc. -------------------------------------------------------------------------------- Ticker TRV Meeting Date 27-May-14 Provider Security ID 89417E109 -------------------------------------------------------------------------------- Management 1a Elect Director Alan L. Beller For No Management 1b Elect Director John H. Dasburg For No Management 1c Elect Director Janet M. Dolan For No Management 1d Elect Director Kenneth M. Duberstein For No Management 1e Elect Director Jay S. Fishman For No Management 1f Elect Director Patricia L. Higgins For No Management 1g Elect Director Thomas R. Hodgson For No Management 1h Elect Director William J. Kane For No Management 1i Elect Director Cleve L. Killingsworth, Jr. For No Management 1j Elect Director Philip T. (Pete) Ruegger, III For No Management 1k Elect Director Donald J. Shepard For No Management 1l Elect Director Laurie J. Thomsen For No Management 2 Ratify Auditors For No Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No Management 4 Approve Omnibus Stock Plan For No Share Holder 5 Report on Political Contributions For Yes Page 10 -------------------------------------------------------------------------------- Chevron Corporation -------------------------------------------------------------------------------- Ticker CVX Meeting Date 28-May-14 Provider Security ID 166764100 -------------------------------------------------------------------------------- Management 1a Elect Director Linnet F. Deily For No Management 1b Elect Director Robert E. Denham For No Management 1c Elect Director Alice P. Gast For No Management 1d Elect Director Enrique Hernandez, Jr. For No Management 1e Elect Director Jon M. Huntsman, Jr. For No Management 1f Elect Director George L. Kirkland For No Management 1g Elect Director Charles W. Moorman, IV For No Management 1h Elect Director Kevin W. Sharer For No Management 1i Elect Director John G. Stumpf For No Management 1j Elect Director Ronald D. Sugar For No Management 1k Elect Director Carl Ware For No Management 1l Elect Director John S. Watson For No Management 2 Ratify Auditors For No Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No Share Holder 4 Report on Charitable Contributions Against No Share Holder 5 Report on Lobbying Payments and Policy For Yes Share Holder 6 Report on Management of Hydraulic Fracturing Risks and Opportunities For Yes Share Holder 7 Require Independent Board Chairman Against No Share Holder 8 Amend Bylaws -- Call Special Meetings For Yes Share Holder 9 Require Director Nominee with Environmental Experience For Yes Share Holder 10 Adopt Guidelines for Country Selection For Yes -------------------------------------------------------------------------------- Check Point Software Technologies Ltd. -------------------------------------------------------------------------------- Ticker CHKP Meeting Date 28-May-14 Provider Security ID M22465104 -------------------------------------------------------------------------------- Management 1 Reelect Directors Until the End of the Next Annual General Meeting For No Management 2 Reelect External Directors for an Additional Three Year Term For No Management 3 Ratify the Appointment of Kost, Forer, Gabbay & Kasierer, a member of Ernst & Young Global, as Auditors and Authorize Board to Fix Their Remuneration; Discuss Consolidated Financial Statements for 2013 For No Management 4 Approve Employment Terms of CEO, Who Is Also the Chairman For No Management A Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager Against No -------------------------------------------------------------------------------- BlackRock, Inc. -------------------------------------------------------------------------------- Ticker BLK Meeting Date 29-May-14 Provider Security ID 09247X101 -------------------------------------------------------------------------------- Management 1a Elect Director Abdlatif Yousef Al-Hamad For No Management 1b Elect Director Mathis Cabiallavetta For No Management 1c Elect Director Pamela Daley For No Management 1d Elect Director Jessica P. Einhorn For No Management 1e Elect Director Fabrizio Freda For No Management 1f Elect Director Murry S. Gerber For No Management 1g Elect Director James Grosfeld For No Management 1h Elect Director David H. Komansky For No Management 1i Elect Director Deryck Maughan For No Management 1j Elect Director Cheryl D. Mills For No Management 1k Elect Director Marco Antonio Slim Domit For No Management 1l Elect Director John S. Varley For No Management 1m Elect Director Susan L. Wagner For No Management 2 Amend Omnibus Stock Plan For No Management 3 Amend Executive Incentive Bonus Plan For No Management 4 Advisory Vote to Ratify Named Executive Officers' Compensation For No Management 5 Ratify Auditors For No -------------------------------------------------------------------------------- Ares Capital Corporation -------------------------------------------------------------------------------- Ticker ARCC Meeting Date 02-Jun-14 Provider Security ID 04010L103 -------------------------------------------------------------------------------- Management 1.1 Elect Director Michael J. Arougheti For No Management 1.2 Elect Director Ann Torre Bates For No Management 1.3 Elect Director Steven B. McKeever For No Management 2 Ratify Auditors For No Management 3 Approve Issuance of Shares Below Net Asset Value (NAV) For No -------------------------------------------------------------------------------- General Motors Company -------------------------------------------------------------------------------- Ticker GM Meeting Date 10-Jun-14 Provider Security ID 37045V100 -------------------------------------------------------------------------------- Management 1a Elect Director Joseph J. Ashton For No Management 1b Elect Director Mary T. Barra For No Management 1c Elect Director Erroll B. Davis, Jr. For No Management 1d Elect Director Stephen J. Girsky For No Management 1e Elect Director E. Neville Isdell For No Management 1f Elect Director Kathryn V. Marinello For No Management 1g Elect Director Michael G. Mullen For No Management 1h Elect Director James J. Mulva For No Management 1i Elect Director Patricia F. Russo For No Management 1j Elect Director Thomas M. Schoewe For No Management 1k Elect Director Theodore M. Solso For No Management 1l Elect Director Carol M. Stephenson For No Management 2 Ratify Auditors For No Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No Management 4 Advisory Vote on Say on Pay Frequency One Year No Management 5 Approve Executive Incentive Bonus Plan For No Management 6 Approve Omnibus Stock Plan For No Share Holder 7 Provide for Cumulative Voting For Yes Share Holder 8 Require Independent Board Chairman For Yes Page 11 -------------------------------------------------------------------------------- Target Corporation -------------------------------------------------------------------------------- Ticker TGT Meeting Date 11-Jun-14 Provider Security ID 87612E106 -------------------------------------------------------------------------------- Management 1a Elect Director Roxanne S. Austin Against Yes Management 1b Elect Director Douglas M. Baker, Jr. For No Management 1c Elect Director Calvin Darden Against Yes Management 1d Elect Director Henrique De Castro Against Yes Management 1e Elect Director James A. Johnson Against Yes Management 1f Elect Director Mary E. Minnick Against Yes Management 1g Elect Director Anne M. Mulcahy Against Yes Management 1h Elect Director Derica W. Rice Against Yes Management 1i Elect Director Kenneth L. Salazar For No Management 1j Elect Director John G. Stumpf For No Management 2 Ratify Auditors For No Management 3 Advisory Vote to Ratify Named Executive Officers' Compensation For No Share Holder 4 Eliminate Perquisites Against No Share Holder 5 Require Independent Board Chairman For Yes Share Holder 6 Cease Discrimination in Hiring, Vendor Contracts, or Customer Relations Against No -------------------------------------------------------------------------------- Freeport-McMoRan Copper & Gold Inc. -------------------------------------------------------------------------------- Ticker FCX Meeting Date 17-Jun-14 Provider Security ID 35671D857 -------------------------------------------------------------------------------- Management 1.1 Elect Director Richard C. Adkerson For No Management 1.2 Elect Director Robert J. Allison, Jr. For No Management 1.3 Elect Director Alan R. Buckwalter, III For No Management 1.4 Elect Director Robert A. Day For No Management 1.5 Elect Director James C. Flores For No Management 1.6 Elect Director Gerald J. Ford For No Management 1.7 Elect Director Thomas A. Fry, III For No Management 1.8 Elect Director H. Devon Graham, Jr. For No Management 1.9 Elect Director Lydia H. Kennard For No Management 1.10 Elect Director Charles C. Krulak For No Management 1.11 Elect Director Bobby Lee Lackey For No Management 1.12 Elect Director Jon C. Madonna For No Management 1.13 Elect Director Dustan E. McCoy For No Management 1.14 Elect Director James R. Moffett For No Management 1.15 Elect Director Stephen H. Siegele For No Management 1.16 Elect Director Frances Fragos Townsend For No Management 2 Advisory Vote to Ratify Named Executive Officers' Compensation Against Yes Management 3 Ratify Auditors For No Management 4 Approve Executive Incentive Bonus Plan For No Share Holder 5 Require Director Nominee with Environmental Experience Against No

Page 12 SIGNATURES [See General Instruction F] Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) FIRST TRUST ENHANCED EQUITY INCOME FUND --------------------------------------- By (Signature and Title)* /s/ Mark R. Bradley ----------------------------------- Mark R. Bradley, President Date July 29, 2014 ------------------------- * Print the name and title of each signing officer under his or her signature.