N-PX
1
ffa_npx.txt
VOTE SUMMARY REPORT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File No. 811-21586
First Trust Enhanced Equity Income Fund
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Exact Name of Registrant as Specified in Declaration of Trust
120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187
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Address of Principal Executive Offices (Number, Street, City, State, Zip Code)
W. Scott Jardine
First Trust Portfolios L.P.
120 East Liberty Drive, Suite 400
Wheaton, Illinois 60187
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Name and Address (Number, Street, City, State, Zip Code) of Agent for Service
(630) 765-8000
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Registrant's Telephone Number, including Area Code
Date of fiscal year end: December 31
-----------
Date of reporting period: July 1, 2012 - June 30, 2013
----------------------------
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington
D.C. 20549. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. Section 3507.
Item 1. Proxy Voting Record
Vote
Instruct- VAM
Company Name Ticker CUSIP Meeting Date Proponent Proposal ion Y/N
------------------------------------------------------------------------------------------------------------------------------------
The Coca-Cola Company KO 191216100 10-Jul-12 Management Approve Stock Split For No
Vodafone Group plc VOD G93882135 24-Jul-12 Management Accept Financial For No
Statements and
Statutory Reports
Vodafone Group plc VOD G93882135 24-Jul-12 Management Re-elect Gerard For No
Kleisterlee as
Director
Vodafone Group plc VOD G93882135 24-Jul-12 Management Re-elect Vittorio For No
Colao as Director
Vodafone Group plc VOD G93882135 24-Jul-12 Management Re-elect Andy Halford For No
as Director
Vodafone Group plc VOD G93882135 24-Jul-12 Management Re-elect Stephen Pusey For No
as Director
Vodafone Group plc VOD G93882135 24-Jul-12 Management Re-elect Renee James For No
as Director
Vodafone Group plc VOD G93882135 24-Jul-12 Management Re-elect Alan Jebson For No
as Director
Vodafone Group plc VOD G93882135 24-Jul-12 Management Re-elect Samuel Jonah For No
as Director
Vodafone Group plc VOD G93882135 24-Jul-12 Management Re-elect Nick Land as For No
Director
Vodafone Group plc VOD G93882135 24-Jul-12 Management Re-elect Anne For No
Lauvergeon as Director
Vodafone Group plc VOD G93882135 24-Jul-12 Management Re-elect Luc For No
Vandevelde as Director
Vodafone Group plc VOD G93882135 24-Jul-12 Management Re-elect Anthony For No
Watson as Director
Vodafone Group plc VOD G93882135 24-Jul-12 Management Re-elect Philip Yea as For No
Director
Vodafone Group plc VOD G93882135 24-Jul-12 Management Approve Final Dividend For No
Vodafone Group plc VOD G93882135 24-Jul-12 Management Approve Remuneration For No
Report
Vodafone Group plc VOD G93882135 24-Jul-12 Management Reappoint Deloitte LLP For No
as Auditors
Vodafone Group plc VOD G93882135 24-Jul-12 Management Authorise the Audit For No
and Risk Committee to
Fix Remuneration of
Auditors
Vodafone Group plc VOD G93882135 24-Jul-12 Management Authorise Issue of For No
Equity with
Pre-emptive Rights
Vodafone Group plc VOD G93882135 24-Jul-12 Management Authorise Issue of For No
Equity without
Pre-emptive Rights
Vodafone Group plc VOD G93882135 24-Jul-12 Management Authorise Market For No
Purchase of Ordinary
Shares
Vodafone Group plc VOD G93882135 24-Jul-12 Management Authorise EU Political For No
Donations and
Expenditure
Vodafone Group plc VOD G93882135 24-Jul-12 Management Authorise the Company For No
to Call EGM with Two
Weeks' Notice
Microchip Technology MCHP 595017104 17-Aug-12 Management Elect Director Steve For No
Incorporated Sanghi
Microchip Technology MCHP 595017104 17-Aug-12 Management Elect Director Albert For No
Incorporated J. Hugo-Martinez
Microchip Technology MCHP 595017104 17-Aug-12 Management Elect Director L.B. For No
Incorporated Day
Microchip Technology MCHP 595017104 17-Aug-12 Management Elect Director Matthew For No
Incorporated W. Chapman
Microchip Technology MCHP 595017104 17-Aug-12 Management Elect Director Wade F. For No
Incorporated Meyercord
Microchip Technology MCHP 595017104 17-Aug-12 Management Amend Omnibus Stock For No
Incorporated Plan
Microchip Technology MCHP 595017104 17-Aug-12 Management Approve Conversion of For No
Incorporated Securities
Microchip Technology MCHP 595017104 17-Aug-12 Management Ratify Auditors For No
Incorporated
Microchip Technology MCHP 595017104 17-Aug-12 Management Advisory Vote to For No
Incorporated Ratify Named Executive
Officers' Compensation
Page 1
Oracle Corporation ORCL 68389X105 07-Nov-12 Management Elect Director Jeffrey For No
S. Berg
Oracle Corporation ORCL 68389X105 07-Nov-12 Management Elect Director H. For No
Raymond Bingham
Oracle Corporation ORCL 68389X105 07-Nov-12 Management Elect Director Michael For No
J. Boskin
Oracle Corporation ORCL 68389X105 07-Nov-12 Management Elect Director Safra For No
A. Catz
Oracle Corporation ORCL 68389X105 07-Nov-12 Management Elect Director Bruce Withhold Yes
R. Chizen
Oracle Corporation ORCL 68389X105 07-Nov-12 Management Elect Director George Withhold Yes
H. Conrades
Oracle Corporation ORCL 68389X105 07-Nov-12 Management Elect Director For No
Lawrence J. Ellison
Oracle Corporation ORCL 68389X105 07-Nov-12 Management Elect Director Hector For No
Garcia-Molina
Oracle Corporation ORCL 68389X105 07-Nov-12 Management Elect Director Jeffrey For No
O. Henley
Oracle Corporation ORCL 68389X105 07-Nov-12 Management Elect Director Mark V. For No
Hurd
Oracle Corporation ORCL 68389X105 07-Nov-12 Management Elect Director Donald For No
L. Lucas
Oracle Corporation ORCL 68389X105 07-Nov-12 Management Elect Director Naomi Withhold Yes
O. Seligman
Oracle Corporation ORCL 68389X105 07-Nov-12 Management Advisory Vote to Against Yes
Ratify Named Executive
Officers' Compensation
Oracle Corporation ORCL 68389X105 07-Nov-12 Management Amend Non-Employee For No
Director Stock Option
Plan
Oracle Corporation ORCL 68389X105 07-Nov-12 Management Ratify Auditors For No
Oracle Corporation ORCL 68389X105 07-Nov-12 Share Holder Adopt Multiple For Yes
Performance Metrics
Under Executive
Incentive Plans
Oracle Corporation ORCL 68389X105 07-Nov-12 Share Holder Require Independent For Yes
Board Chairman
Oracle Corporation ORCL 68389X105 07-Nov-12 Share Holder Adopt Retention Ratio For Yes
for
Executives/Directors
Oracle Corporation ORCL 68389X105 07-Nov-12 Share Holder Pro-rata Vesting of For Yes
Equity Awards
Automatic Data ADP 053015103 13-Nov-12 Management Elect Director Ellen For No
Processing, Inc. R. Alemany
Automatic Data ADP 053015103 13-Nov-12 Management Elect Director Gregory For No
Processing, Inc. D. Brenneman
Automatic Data ADP 053015103 13-Nov-12 Management Elect Director Leslie For No
Processing, Inc. A. Brun
Automatic Data ADP 053015103 13-Nov-12 Management Elect Director Richard For No
Processing, Inc. T. Clark
Automatic Data ADP 053015103 13-Nov-12 Management Elect Director Eric C. For No
Processing, Inc. Fast
Automatic Data ADP 053015103 13-Nov-12 Management Elect Director Linda For No
Processing, Inc. R. Gooden
Automatic Data ADP 053015103 13-Nov-12 Management Elect Director R. For No
Processing, Inc. Glenn Hubbard
Automatic Data ADP 053015103 13-Nov-12 Management Elect Director John P. For No
Processing, Inc. Jones
Automatic Data ADP 053015103 13-Nov-12 Management Elect Director Carlos For No
Processing, Inc. A. Rodriguez
Automatic Data ADP 053015103 13-Nov-12 Management Elect Director Enrique For No
Processing, Inc. T. Salem
Automatic Data ADP 053015103 13-Nov-12 Management Elect Director Gregory For No
Processing, Inc. L. Summe
Automatic Data ADP 053015103 13-Nov-12 Management Ratify Auditors For No
Processing, Inc.
Automatic Data ADP 053015103 13-Nov-12 Management Advisory Vote to For No
Processing, Inc. Ratify Named Executive
Officers' Compensation
Page 2
Cisco Systems, Inc. CSCO 17275R102 15-Nov-12 Management Elect Director Carol For No
A. Bartz
Cisco Systems, Inc. CSCO 17275R102 15-Nov-12 Management Elect Director Marc For No
Benioff
Cisco Systems, Inc. CSCO 17275R102 15-Nov-12 Management Elect Director M. For No
Michele Burns
Cisco Systems, Inc. CSCO 17275R102 15-Nov-12 Management Elect Director Michael For No
D. Capellas
Cisco Systems, Inc. CSCO 17275R102 15-Nov-12 Management Elect Director Larry For No
R. Carter
Cisco Systems, Inc. CSCO 17275R102 15-Nov-12 Management Elect Director John T. For No
Chambers
Cisco Systems, Inc. CSCO 17275R102 15-Nov-12 Management Elect Director Brian For No
L. Halla
Cisco Systems, Inc. CSCO 17275R102 15-Nov-12 Management Elect Director John L. For No
Hennessy
Cisco Systems, Inc. CSCO 17275R102 15-Nov-12 Management Elect Director For No
Kristina M. Johnson
Cisco Systems, Inc. CSCO 17275R102 15-Nov-12 Management Elect Director Richard For No
M. Kovacevich
Cisco Systems, Inc. CSCO 17275R102 15-Nov-12 Management Elect Director For No
Roderick C. McGeary
Cisco Systems, Inc. CSCO 17275R102 15-Nov-12 Management Elect Director Arun For No
Sarin
Cisco Systems, Inc. CSCO 17275R102 15-Nov-12 Management Elect Director Steven For No
M. West
Cisco Systems, Inc. CSCO 17275R102 15-Nov-12 Management Amend Executive For No
Incentive Bonus Plan
Cisco Systems, Inc. CSCO 17275R102 15-Nov-12 Management Advisory Vote to For No
Ratify Named Executive
Officers' Compensation
Cisco Systems, Inc. CSCO 17275R102 15-Nov-12 Management Ratify Auditors For No
Cisco Systems, Inc. CSCO 17275R102 15-Nov-12 Share Holder Require Independent Against No
Board Chairman
Cisco Systems, Inc. CSCO 17275R102 15-Nov-12 Share Holder Report on Eliminating Against No
Conflict Minerals from
Supply Chain
Microsoft Corporation MSFT 594918104 28-Nov-12 Management Elect Director Steven For No
A. Ballmer
Microsoft Corporation MSFT 594918104 28-Nov-12 Management Elect Director Dina For No
Dublon
Microsoft Corporation MSFT 594918104 28-Nov-12 Management Elect Director William For No
H. Gates, III
Microsoft Corporation MSFT 594918104 28-Nov-12 Management Elect Director Maria For No
M. Klawe
Microsoft Corporation MSFT 594918104 28-Nov-12 Management Elect Director Stephen For No
J. Luczo
Microsoft Corporation MSFT 594918104 28-Nov-12 Management Elect Director David For No
F. Marquardt
Microsoft Corporation MSFT 594918104 28-Nov-12 Management Elect Director Charles For No
H. Noski
Microsoft Corporation MSFT 594918104 28-Nov-12 Management Elect Director Helmut For No
Panke
Microsoft Corporation MSFT 594918104 28-Nov-12 Management Elect Director John W. For No
Thompson
Microsoft Corporation MSFT 594918104 28-Nov-12 Management Advisory Vote to For No
Ratify Named Executive
Officers' Compensation
Microsoft Corporation MSFT 594918104 28-Nov-12 Management Approve Qualified For No
Employee Stock
Purchase Plan
Microsoft Corporation MSFT 594918104 28-Nov-12 Management Ratify Auditors For No
Microsoft Corporation MSFT 594918104 28-Nov-12 Share Holder Provide for Cumulative For Yes
Voting
Page 3
Wynn Resorts, Limited WYNN 983134107 22-Feb-13 Management Remove Director Kazuo For No
Okada
Wynn Resorts, Limited WYNN 983134107 22-Feb-13 Management Adjourn Meeting For No
Apple Inc. AAPL 037833100 27-Feb-13 Management Elect Director William For No
Campbell
Apple Inc. AAPL 037833100 27-Feb-13 Management Elect Director Timothy For No
Cook
Apple Inc. AAPL 037833100 27-Feb-13 Management Elect Director Millard For No
Drexler
Apple Inc. AAPL 037833100 27-Feb-13 Management Elect Director Al Gore For No
Apple Inc. AAPL 037833100 27-Feb-13 Management Elect Director Robert For No
Iger
Apple Inc. AAPL 037833100 27-Feb-13 Management Elect Director Andrea For No
Jung
Apple Inc. AAPL 037833100 27-Feb-13 Management Elect Director Arthur For No
Levinson
Apple Inc. AAPL 037833100 27-Feb-13 Management Elect Director Ronald For No
Sugar
Apple Inc. AAPL 037833100 27-Feb-13 Management Amend Articles of For No
Incorporation
Apple Inc. AAPL 037833100 27-Feb-13 Management Ratify Auditors For No
Apple Inc. AAPL 037833100 27-Feb-13 Management Advisory Vote to Against Yes
Ratify Named Executive
Officers' Compensation
Apple Inc. AAPL 037833100 27-Feb-13 Share Holder Stock For Yes
Retention/Holding
Period
Apple Inc. AAPL 037833100 27-Feb-13 Share Holder Establish Board Against No
Committee on Human
Rights
Deere & Company DE 244199105 27-Feb-13 Management Elect Director Samuel For No
R. Allen
Deere & Company DE 244199105 27-Feb-13 Management Elect Director For No
Crandall C. Bowles
Deere & Company DE 244199105 27-Feb-13 Management Elect Director Vance For No
D. Coffman
Deere & Company DE 244199105 27-Feb-13 Management Elect Director Charles For No
O. Holliday, Jr.
Deere & Company DE 244199105 27-Feb-13 Management Elect Director Dipak For No
C. Jain
Deere & Company DE 244199105 27-Feb-13 Management Elect Director Clayton For No
M. Jones
Deere & Company DE 244199105 27-Feb-13 Management Elect Director Joachim For No
Milberg
Deere & Company DE 244199105 27-Feb-13 Management Elect Director Richard For No
B. Myers
Deere & Company DE 244199105 27-Feb-13 Management Elect Director Thomas For No
H. Patrick
Deere & Company DE 244199105 27-Feb-13 Management Elect Director Aulana For No
L. Peters
Deere & Company DE 244199105 27-Feb-13 Management Elect Director Sherry For No
M. Smith
Deere & Company DE 244199105 27-Feb-13 Management Advisory Vote to For No
Ratify Named Executive
Officers' Compensation
Deere & Company DE 244199105 27-Feb-13 Management Amend Executive For No
Incentive Bonus Plan
Deere & Company DE 244199105 27-Feb-13 Management Ratify Auditors For No
Page 4
QUALCOMM Incorporated QCOM 747525103 05-Mar-13 Management Elect Director Barbara For No
T. Alexander
QUALCOMM Incorporated QCOM 747525103 05-Mar-13 Management Elect Director Donald For No
G. Cruickshank
QUALCOMM Incorporated QCOM 747525103 05-Mar-13 Management Elect Director Raymond For No
V. Dittamore
QUALCOMM Incorporated QCOM 747525103 05-Mar-13 Management Elect Director Susan For No
Hockfield
QUALCOMM Incorporated QCOM 747525103 05-Mar-13 Management Elect Director Thomas For No
W. Horton
QUALCOMM Incorporated QCOM 747525103 05-Mar-13 Management Elect Director Paul E. For No
Jacobs
QUALCOMM Incorporated QCOM 747525103 05-Mar-13 Management Elect Director Sherry For No
Lansing
QUALCOMM Incorporated QCOM 747525103 05-Mar-13 Management Elect Director Duane For No
A. Nelles
QUALCOMM Incorporated QCOM 747525103 05-Mar-13 Management Elect Director For No
Francisco Ros
QUALCOMM Incorporated QCOM 747525103 05-Mar-13 Management Elect Director Brent For No
Scowcroft
QUALCOMM Incorporated QCOM 747525103 05-Mar-13 Management Elect Director Marc I. For No
Stern
QUALCOMM Incorporated QCOM 747525103 05-Mar-13 Management Amend Omnibus Stock For No
Plan
QUALCOMM Incorporated QCOM 747525103 05-Mar-13 Management Ratify Auditors For No
QUALCOMM Incorporated QCOM 747525103 05-Mar-13 Management Advisory Vote to For No
Ratify Named Executive
Officers' Compensation
The Walt Disney Company DIS 254687106 06-Mar-13 Management Elect Director Susan For No
E. Arnold
The Walt Disney Company DIS 254687106 06-Mar-13 Management Elect Director John S. For No
Chen
The Walt Disney Company DIS 254687106 06-Mar-13 Management Elect Director Judith For No
L. Estrin
The Walt Disney Company DIS 254687106 06-Mar-13 Management Elect Director Robert For No
A. Iger
The Walt Disney Company DIS 254687106 06-Mar-13 Management Elect Director Fred H. For No
Langhammer
The Walt Disney Company DIS 254687106 06-Mar-13 Management Elect Director Aylwin For No
B. Lewis
The Walt Disney Company DIS 254687106 06-Mar-13 Management Elect Director Monica For No
C. Lozano
The Walt Disney Company DIS 254687106 06-Mar-13 Management Elect Director Robert For No
W. Matschullat
The Walt Disney Company DIS 254687106 06-Mar-13 Management Elect Director Sheryl For No
K. Sandberg
The Walt Disney Company DIS 254687106 06-Mar-13 Management Elect Director Orin C. For No
Smith
The Walt Disney Company DIS 254687106 06-Mar-13 Management Ratify Auditors For No
The Walt Disney Company DIS 254687106 06-Mar-13 Management Amend Executive For No
Incentive Bonus Plan
The Walt Disney Company DIS 254687106 06-Mar-13 Management Advisory Vote to Against Yes
Ratify Named Executive
Officers' Compensation
The Walt Disney Company DIS 254687106 06-Mar-13 Share Holder Adopt Proxy Access For Yes
Right
The Walt Disney Company DIS 254687106 06-Mar-13 Share Holder Require Independent For Yes
Board Chairman
Page 5
Agilent Technologies, A 00846U101 20-Mar-13 Management Elect Director Paul N. For No
Inc. Clark
Agilent Technologies, A 00846U101 20-Mar-13 Management Elect Director James For No
Inc. G. Cullen
Agilent Technologies, A 00846U101 20-Mar-13 Management Elect Director For No
Inc. Tadataka Yamada
Agilent Technologies, A 00846U101 20-Mar-13 Management Ratify Auditors For No
Inc.
Agilent Technologies, A 00846U101 20-Mar-13 Management Advisory Vote to For No
Inc. Ratify Named Executive
Officers' Compensation
Agilent Technologies, A 00846U101 20-Mar-13 Share Holder Declassify the Board For Yes
Inc. of Directors
Covidien plc COV G2554F105 20-Mar-13 Management Elect Director Jose E. For No
Almeida
Covidien plc COV G2554F105 20-Mar-13 Management Elect Director Joy A. For No
Amundson
Covidien plc COV G2554F105 20-Mar-13 Management Elect Director Craig For No
Arnold
Covidien plc COV G2554F105 20-Mar-13 Management Elect Director Robert For No
H. Brust
Covidien plc COV G2554F105 20-Mar-13 Management Elect Director John M. For No
Connors, Jr.
Covidien plc COV G2554F105 20-Mar-13 Management Elect Director For No
Christopher J.
Coughlin
Covidien plc COV G2554F105 20-Mar-13 Management Elect Director Randall For No
J. Hogan, III
Covidien plc COV G2554F105 20-Mar-13 Management Elect Director Martin For No
D. Madaus
Covidien plc COV G2554F105 20-Mar-13 Management Elect Director Dennis For No
H. Reilley
Covidien plc COV G2554F105 20-Mar-13 Management Elect Director Joseph For No
A. Zaccagnino
Covidien plc COV G2554F105 20-Mar-13 Management Approve Auditors and For No
Authorize Board to Fix
Their Remuneration
Covidien plc COV G2554F105 20-Mar-13 Management Advisory Vote to For No
Ratify Named Executive
Officers' Compensation
Covidien plc COV G2554F105 20-Mar-13 Management Amend Omnibus Stock For No
Plan
Covidien plc COV G2554F105 20-Mar-13 Management Authorize Open-Market For No
Purchases of Ordinary
Shares
Covidien plc COV G2554F105 20-Mar-13 Management Authorize the Price For No
Range at which the
Company can Reissue
Shares that it holds
as Treasury Shares
Covidien plc COV G2554F105 20-Mar-13 Management Amend Articles of For No
Association to expand
the authority to
execute instruments of
transfer
Covidien plc COV G2554F105 20-Mar-13 Management Approve Creation of For No
Distributable Reserves
Page 6
Schlumberger Limited SLB 806857108 10-Apr-13 Management Elect Director Peter For No
L.S. Currie
Schlumberger Limited SLB 806857108 10-Apr-13 Management Elect Director Tony For No
Isaac
Schlumberger Limited SLB 806857108 10-Apr-13 Management Elect Director K. For No
Vaman Kamath
Schlumberger Limited SLB 806857108 10-Apr-13 Management Elect Director Paal For No
Kibsgaard
Schlumberger Limited SLB 806857108 10-Apr-13 Management Elect Director Nikolay For No
Kudryavtsev
Schlumberger Limited SLB 806857108 10-Apr-13 Management Elect Director Adrian For No
Lajous
Schlumberger Limited SLB 806857108 10-Apr-13 Management Elect Director Michael For No
E. Marks
Schlumberger Limited SLB 806857108 10-Apr-13 Management Elect Director Lubna For No
S. Olayan
Schlumberger Limited SLB 806857108 10-Apr-13 Management Elect Director L. For No
Rafael Reif
Schlumberger Limited SLB 806857108 10-Apr-13 Management Elect Director Tore I. For No
Sandvold
Schlumberger Limited SLB 806857108 10-Apr-13 Management Elect Director Henri For No
Seydoux
Schlumberger Limited SLB 806857108 10-Apr-13 Management Advisory Vote to For No
Ratify Named Executive
Officers' Compensation
Schlumberger Limited SLB 806857108 10-Apr-13 Management Adopt and Approve For No
Financials and
Dividends
Schlumberger Limited SLB 806857108 10-Apr-13 Management Ratify For No
PricewaterhouseCoopers
LLP as Auditors
Schlumberger Limited SLB 806857108 10-Apr-13 Management Approve Omnibus Stock For No
Plan
Schlumberger Limited SLB 806857108 10-Apr-13 Management Amend Employee Stock For No
Purchase Plan
Page 7
Carnival Corporation CCL 143658300 17-Apr-13 Management Reelect Micky Arison For No
As A Director Of
Carnival Corporation
and As A Director Of
Carnival Plc.
Carnival Corporation CCL 143658300 17-Apr-13 Management Reelect Jonathon Band For No
As A Director Of
Carnival Corporation
and As A Director Of
Carnival Plc.
Carnival Corporation CCL 143658300 17-Apr-13 Management Reelect Arnold W. For No
Donald As A Director
Of Carnival
Corporation and As A
Director Of Carnival
Plc.
Carnival Corporation CCL 143658300 17-Apr-13 Management Reelect Pier Luigi For No
Foschi As A Director
Of Carnival
Corporation and As A
Director Of Carnival
Plc.
Carnival Corporation CCL 143658300 17-Apr-13 Management Reelect Howard S. For No
Frank As A Director Of
Carnival Corporation
and As A Director Of
Carnival Plc.
Carnival Corporation CCL 143658300 17-Apr-13 Management Reelect Richard J. For No
Glasier As A Director
Of Carnival
Corporation and As A
Director Of Carnival
Plc.
Carnival Corporation CCL 143658300 17-Apr-13 Management Reelect Debra For No
Kelly-Ennis As A
Director Of Carnival
Corporation and As A
Director Of Carnival
Plc.
Carnival Corporation CCL 143658300 17-Apr-13 Management Reelect John Parker As For No
A Director Of Carnival
Corporation and As A
Director Of Carnival
Plc.
Carnival Corporation CCL 143658300 17-Apr-13 Management Reelect Stuart For No
Subotnick As A
Director Of Carnival
Corporation and As A
Director Of Carnival
Plc.
Carnival Corporation CCL 143658300 17-Apr-13 Management Reelect Laura Weil As For No
A Director Of Carnival
Corporation and As A
Director Of Carnival
Plc.
Carnival Corporation CCL 143658300 17-Apr-13 Management Reelect Randall J. For No
Weisenburger As A
Director Of Carnival
Corporation and As A
Director Of Carnival
Plc.
Carnival Corporation CCL 143658300 17-Apr-13 Management Reappoint The UK Firm For No
Of
PricewaterhouseCoopers
LLP As Independent
Auditors For Carnival
Plc And Ratify The
U.S. Firm Of
PricewaterhouseCoopers
LLP As The Independent
Auditor For Carnival
Corporation
Carnival Corporation CCL 143658300 17-Apr-13 Management Authorize The Audit For No
Committee Of Carnival
Plc To Fix
Remuneration Of The
Independent Auditors
Of Carnival Plc
Carnival Corporation CCL 143658300 17-Apr-13 Management Receive The UK For No
Accounts And Reports
Of The Directors And
Auditors Of Carnival
Plc For The Year Ended
November 30, 2011
Carnival Corporation CCL 143658300 17-Apr-13 Management Advisory Vote to For No
Ratify Named Executive
Officers' Compensation
Carnival Corporation CCL 143658300 17-Apr-13 Management Approve Remuneration For No
of Executive Directors
Carnival Corporation CCL 143658300 17-Apr-13 Management Authorize Issue of For No
Equity with
Pre-emptive Rights
Carnival Corporation CCL 143658300 17-Apr-13 Management Authorize Issue of For No
Equity without
Pre-emptive Rights
Carnival Corporation CCL 143658300 17-Apr-13 Management Authorize Shares for For No
Market Purchase
Page 8
Honeywell International HON 438516106 22-Apr-13 Management Elect Director Gordon For No
Inc. M. Bethune
Honeywell International HON 438516106 22-Apr-13 Management Elect Director Kevin For No
Inc. Burke
Honeywell International HON 438516106 22-Apr-13 Management Elect Director Jaime For No
Inc. Chico Pardo
Honeywell International HON 438516106 22-Apr-13 Management Elect Director David For No
Inc. M. Cote
Honeywell International HON 438516106 22-Apr-13 Management Elect Director D. For No
Inc. Scott Davis
Honeywell International HON 438516106 22-Apr-13 Management Elect Director Linnet For No
Inc. F. Deily
Honeywell International HON 438516106 22-Apr-13 Management Elect Director Judd For No
Inc. Gregg
Honeywell International HON 438516106 22-Apr-13 Management Elect Director Clive For No
Inc. Hollick
Honeywell International HON 438516106 22-Apr-13 Management Elect Director Grace For No
Inc. D. Lieblein
Honeywell International HON 438516106 22-Apr-13 Management Elect Director George For No
Inc. Paz
Honeywell International HON 438516106 22-Apr-13 Management Elect Director Bradley For No
Inc. T. Sheares
Honeywell International HON 438516106 22-Apr-13 Management Elect Director Robin For No
Inc. L. Washington
Honeywell International HON 438516106 22-Apr-13 Management Ratify Auditors For No
Inc.
Honeywell International HON 438516106 22-Apr-13 Management Advisory Vote to For No
Inc. Ratify Named Executive
Officers' Compensation
Honeywell International HON 438516106 22-Apr-13 Share Holder Require Independent For Yes
Inc. Board Chairman
Honeywell International HON 438516106 22-Apr-13 Share Holder Provide Right to Act For Yes
Inc. by Written Consent
Honeywell International HON 438516106 22-Apr-13 Share Holder Pro-rata Vesting of For Yes
Inc. Equity Awards
MetLife, Inc. MET 59156R108 23-Apr-13 Management Elect Director R. For No
Glenn Hubbard
MetLife, Inc. MET 59156R108 23-Apr-13 Management Elect Director Steven For No
A. Kandarian
MetLife, Inc. MET 59156R108 23-Apr-13 Management Elect Director John M. For No
Keane
MetLife, Inc. MET 59156R108 23-Apr-13 Management Elect Director Alfred For No
F. Kelly, Jr.
MetLife, Inc. MET 59156R108 23-Apr-13 Management Elect Director James For No
M. Kilts
MetLife, Inc. MET 59156R108 23-Apr-13 Management Elect Director For No
Catherine R. Kinney
MetLife, Inc. MET 59156R108 23-Apr-13 Management Elect Director Hugh B. For No
Price
MetLife, Inc. MET 59156R108 23-Apr-13 Management Elect Director Kenton For No
J. Sicchitano
MetLife, Inc. MET 59156R108 23-Apr-13 Management Ratify Auditors For No
MetLife, Inc. MET 59156R108 23-Apr-13 Management Advisory Vote to For No
Ratify Named Executive
Officers' Compensation
Page 9
The PNC Financial PNC 693475105 23-Apr-13 Management Elect Director Richard For No
Services Group, Inc. O. Berndt
The PNC Financial PNC 693475105 23-Apr-13 Management Elect Director Charles For No
Services Group, Inc. E. Bunch
The PNC Financial PNC 693475105 23-Apr-13 Management Elect Director Paul W. For No
Services Group, Inc. Chellgren
The PNC Financial PNC 693475105 23-Apr-13 Management Elect Director William For No
Services Group, Inc. S. Demchak
The PNC Financial PNC 693475105 23-Apr-13 Management Elect Director Kay For No
Services Group, Inc. Coles James
The PNC Financial PNC 693475105 23-Apr-13 Management Elect Director Richard For No
Services Group, Inc. B. Kelson
The PNC Financial PNC 693475105 23-Apr-13 Management Elect Director Bruce For No
Services Group, Inc. C. Lindsay
The PNC Financial PNC 693475105 23-Apr-13 Management Elect Director Anthony For No
Services Group, Inc. A. Massaro
The PNC Financial PNC 693475105 23-Apr-13 Management Elect Director Jane G. For No
Services Group, Inc. Pepper
The PNC Financial PNC 693475105 23-Apr-13 Management Elect Director James For No
Services Group, Inc. E. Rohr
The PNC Financial PNC 693475105 23-Apr-13 Management Elect Director Donald For No
Services Group, Inc. J. Shepard
The PNC Financial PNC 693475105 23-Apr-13 Management Elect Director Lorene For No
Services Group, Inc. K. Steffes
The PNC Financial PNC 693475105 23-Apr-13 Management Elect Director Dennis For No
Services Group, Inc. F. Strigl
The PNC Financial PNC 693475105 23-Apr-13 Management Elect Director Thomas For No
Services Group, Inc. J. Usher
The PNC Financial PNC 693475105 23-Apr-13 Management Elect Director George For No
Services Group, Inc. H. Walls, Jr.
The PNC Financial PNC 693475105 23-Apr-13 Management Elect Director Helge For No
Services Group, Inc. H. Wehmeier
The PNC Financial PNC 693475105 23-Apr-13 Management Ratify Auditors For No
Services Group, Inc.
The PNC Financial PNC 693475105 23-Apr-13 Management Advisory Vote to For No
Services Group, Inc. Ratify Named Executive
Officers' Compensation
The PNC Financial PNC 693475105 23-Apr-13 Share Holder Report on Climate For Yes
Services Group, Inc. Change Financing Risk
Page 10
Wells Fargo & Company WFC 949746101 23-Apr-13 Management Elect Director John D. For No
Baker, II
Wells Fargo & Company WFC 949746101 23-Apr-13 Management Elect Director Elaine For No
L. Chao
Wells Fargo & Company WFC 949746101 23-Apr-13 Management Elect Director John S. For No
Chen
Wells Fargo & Company WFC 949746101 23-Apr-13 Management Elect Director Lloyd For No
H. Dean
Wells Fargo & Company WFC 949746101 23-Apr-13 Management Elect Director Susan For No
E. Engel
Wells Fargo & Company WFC 949746101 23-Apr-13 Management Elect Director Enrique For No
Hernandez, Jr.
Wells Fargo & Company WFC 949746101 23-Apr-13 Management Elect Director Donald For No
M. James
Wells Fargo & Company WFC 949746101 23-Apr-13 Management Elect Director Cynthia For No
H. Milligan
Wells Fargo & Company WFC 949746101 23-Apr-13 Management Elect Director For No
Federico F. Pena
Wells Fargo & Company WFC 949746101 23-Apr-13 Management Elect Director Howard For No
V. Richardson
Wells Fargo & Company WFC 949746101 23-Apr-13 Management Elect Director Judith For No
M. Runstad
Wells Fargo & Company WFC 949746101 23-Apr-13 Management Elect Director Stephen For No
W. Sanger
Wells Fargo & Company WFC 949746101 23-Apr-13 Management Elect Director John G. For No
Stumpf
Wells Fargo & Company WFC 949746101 23-Apr-13 Management Elect Director Susan For No
G. Swenson
Wells Fargo & Company WFC 949746101 23-Apr-13 Management Advisory Vote to For No
Ratify Named Executive
Officers' Compensation
Wells Fargo & Company WFC 949746101 23-Apr-13 Management Amend Omnibus Stock For No
Plan
Wells Fargo & Company WFC 949746101 23-Apr-13 Management Ratify Auditors For No
Wells Fargo & Company WFC 949746101 23-Apr-13 Share Holder Require Independent Against No
Board Chairman
Wells Fargo & Company WFC 949746101 23-Apr-13 Share Holder Report on Lobbying Against No
Payments and Policy
Wells Fargo & Company WFC 949746101 23-Apr-13 Share Holder Review Fair Housing For Yes
and Fair Lending
Compliance
E. I. DU PONT DE DD 263534109 24-Apr-13 Management Elect Director For No
NEMOURS AND COMPANY Lamberto Andreotti
E. I. DU PONT DE DD 263534109 24-Apr-13 Management Elect Director Richard For No
NEMOURS AND COMPANY H. Brown
E. I. DU PONT DE DD 263534109 24-Apr-13 Management Elect Director Robert For No
NEMOURS AND COMPANY A. Brown
E. I. DU PONT DE DD 263534109 24-Apr-13 Management Elect Director For No
NEMOURS AND COMPANY Bertrand P. Collomb
E. I. DU PONT DE DD 263534109 24-Apr-13 Management Elect Director Curtis For No
NEMOURS AND COMPANY J. Crawford
E. I. DU PONT DE DD 263534109 24-Apr-13 Management Elect Director For No
NEMOURS AND COMPANY Alexander M. Cutler
E. I. DU PONT DE DD 263534109 24-Apr-13 Management Elect Director For No
NEMOURS AND COMPANY Eleuthere I. Du Pont
E. I. DU PONT DE DD 263534109 24-Apr-13 Management Elect Director For No
NEMOURS AND COMPANY Marillyn A. Hewson
E. I. DU PONT DE DD 263534109 24-Apr-13 Management Elect Director Lois D. For No
NEMOURS AND COMPANY Juliber
E. I. DU PONT DE DD 263534109 24-Apr-13 Management Elect Director Ellen For No
NEMOURS AND COMPANY J. Kullman
E. I. DU PONT DE DD 263534109 24-Apr-13 Management Elect Director Lee M. For No
NEMOURS AND COMPANY Thomas
E. I. DU PONT DE DD 263534109 24-Apr-13 Management Ratify Auditors For No
NEMOURS AND COMPANY
E. I. DU PONT DE DD 263534109 24-Apr-13 Management Advisory Vote to For No
NEMOURS AND COMPANY Ratify Named Executive
Officers' Compensation
E. I. DU PONT DE DD 263534109 24-Apr-13 Share Holder Require Independent For Yes
NEMOURS AND COMPANY Board Chairman
E. I. DU PONT DE DD 263534109 24-Apr-13 Share Holder Report on Lobbying For Yes
NEMOURS AND COMPANY Payments and Policy
E. I. DU PONT DE DD 263534109 24-Apr-13 Share Holder Report on Genetically Against No
NEMOURS AND COMPANY Engineered Seed
E. I. DU PONT DE DD 263534109 24-Apr-13 Share Holder Report on Pay Against No
NEMOURS AND COMPANY Disparity
Page 11
General Electric GE 369604103 24-Apr-13 Management Elect Director W. For No
Company Geoffrey Beattie
General Electric GE 369604103 24-Apr-13 Management Elect Director John J. For No
Company Brennan
General Electric GE 369604103 24-Apr-13 Management Elect Director James For No
Company I. Cash, Jr.
General Electric GE 369604103 24-Apr-13 Management Elect Director For No
Company Francisco D'Souza
General Electric GE 369604103 24-Apr-13 Management Elect Director Marijn For No
Company E. Dekkers
General Electric GE 369604103 24-Apr-13 Management Elect Director Ann M. For No
Company Fudge
General Electric GE 369604103 24-Apr-13 Management Elect Director Susan For No
Company Hockfield
General Electric GE 369604103 24-Apr-13 Management Elect Director Jeffrey For No
Company R. Immelt
General Electric GE 369604103 24-Apr-13 Management Elect Director Andrea For No
Company Jung
General Electric GE 369604103 24-Apr-13 Management Elect Director Robert For No
Company W. Lane
General Electric GE 369604103 24-Apr-13 Management Elect Director Ralph For No
Company S. Larsen
General Electric GE 369604103 24-Apr-13 Management Elect Director For No
Company Rochelle B. Lazarus
General Electric GE 369604103 24-Apr-13 Management Elect Director James For No
Company J. Mulva
General Electric GE 369604103 24-Apr-13 Management Elect Director Mary L. For No
Company Schapiro
General Electric GE 369604103 24-Apr-13 Management Elect Director Robert For No
Company J. Swieringa
General Electric GE 369604103 24-Apr-13 Management Elect Director James For No
Company S. Tisch
General Electric GE 369604103 24-Apr-13 Management Elect Director Douglas For No
Company A. Warner, III
General Electric GE 369604103 24-Apr-13 Management Advisory Vote to For No
Company Ratify Named Executive
Officers' Compensation
General Electric GE 369604103 24-Apr-13 Management Ratify Auditors For No
Company
General Electric GE 369604103 24-Apr-13 Share Holder Cessation of All Stock Against No
Company Options and Bonuses
General Electric GE 369604103 24-Apr-13 Share Holder Establish Term Limits Against No
Company for Directors
General Electric GE 369604103 24-Apr-13 Share Holder Require Independent Against No
Company Board Chairman
General Electric GE 369604103 24-Apr-13 Share Holder Provide Right to Act Against No
Company by Written Consent
General Electric GE 369604103 24-Apr-13 Share Holder Stock For Yes
Company Retention/Holding
Period
General Electric GE 369604103 24-Apr-13 Share Holder Require More Director Against No
Company Nominations Than Open
Seats
Page 12
Marathon Oil MRO 565849106 24-Apr-13 Management Elect Director Gregory For No
Corporation H. Boyce
Marathon Oil MRO 565849106 24-Apr-13 Management Elect Director Pierre For No
Corporation Brondeau
Marathon Oil MRO 565849106 24-Apr-13 Management Elect Director For No
Corporation Clarence P. Cazalot,
Jr.
Marathon Oil MRO 565849106 24-Apr-13 Management Elect Director Linda For No
Corporation Z. Cook
Marathon Oil MRO 565849106 24-Apr-13 Management Elect Director Shirley For No
Corporation Ann Jackson
Marathon Oil MRO 565849106 24-Apr-13 Management Elect Director Philip For No
Corporation Lader
Marathon Oil MRO 565849106 24-Apr-13 Management Elect Director Michael For No
Corporation E. J. Phelps
Marathon Oil MRO 565849106 24-Apr-13 Management Elect Director Dennis For No
Corporation H. Reilley
Marathon Oil MRO 565849106 24-Apr-13 Management Ratify Auditors For No
Corporation
Marathon Oil MRO 565849106 24-Apr-13 Management Advisory Vote to For No
Corporation Ratify Named Executive
Officers' Compensation
Marathon Oil MRO 565849106 24-Apr-13 Share Holder Report on Lobbying For Yes
Corporation Payments and Policy
The Coca-Cola Company KO 191216100 24-Apr-13 Management Elect Director Herbert For No
A. Allen
The Coca-Cola Company KO 191216100 24-Apr-13 Management Elect Director Ronald Against Yes
W. Allen
The Coca-Cola Company KO 191216100 24-Apr-13 Management Elect Director Howard For No
G. Buffett
The Coca-Cola Company KO 191216100 24-Apr-13 Management Elect Director Richard For No
M. Daley
The Coca-Cola Company KO 191216100 24-Apr-13 Management Elect Director Barry For No
Diller
The Coca-Cola Company KO 191216100 24-Apr-13 Management Elect Director Helene For No
D. Gayle
The Coca-Cola Company KO 191216100 24-Apr-13 Management Elect Director Evan G. For No
Greenberg
The Coca-Cola Company KO 191216100 24-Apr-13 Management Elect Director Alexis For No
M. Herman
The Coca-Cola Company KO 191216100 24-Apr-13 Management Elect Director Muhtar For No
Kent
The Coca-Cola Company KO 191216100 24-Apr-13 Management Elect Director Robert For No
A. Kotick
The Coca-Cola Company KO 191216100 24-Apr-13 Management Elect Director Maria For No
Elena Lagomasino
The Coca-Cola Company KO 191216100 24-Apr-13 Management Elect Director Donald For No
F. McHenry
The Coca-Cola Company KO 191216100 24-Apr-13 Management Elect Director Sam For No
Nunn
The Coca-Cola Company KO 191216100 24-Apr-13 Management Elect Director James For No
D. Robinson, III
The Coca-Cola Company KO 191216100 24-Apr-13 Management Elect Director Peter For No
V. Ueberroth
The Coca-Cola Company KO 191216100 24-Apr-13 Management Elect Director Jacob For No
Wallenberg
The Coca-Cola Company KO 191216100 24-Apr-13 Management Ratify Auditors For No
The Coca-Cola Company KO 191216100 24-Apr-13 Management Advisory Vote to Against Yes
Ratify Named Executive
Officers' Compensation
The Coca-Cola Company KO 191216100 24-Apr-13 Management Provide Right to Call For No
Special Meeting
The Coca-Cola Company KO 191216100 24-Apr-13 Share Holder Establish Board Against No
Committee on Human
Rights
Page 13
Johnson & Johnson JNJ 478160104 25-Apr-13 Management Elect Director Mary For No
Sue Coleman
Johnson & Johnson JNJ 478160104 25-Apr-13 Management Elect Director James For No
G. Cullen
Johnson & Johnson JNJ 478160104 25-Apr-13 Management Elect Director Ian For No
E.L. Davis
Johnson & Johnson JNJ 478160104 25-Apr-13 Management Elect Director Alex For No
Gorsky
Johnson & Johnson JNJ 478160104 25-Apr-13 Management Elect Director Michael For No
M.E. Johns
Johnson & Johnson JNJ 478160104 25-Apr-13 Management Elect Director Susan For No
L. Lindquist
Johnson & Johnson JNJ 478160104 25-Apr-13 Management Elect Director Anne M. For No
Mulcahy
Johnson & Johnson JNJ 478160104 25-Apr-13 Management Elect Director Leo F. For No
Mullin
Johnson & Johnson JNJ 478160104 25-Apr-13 Management Elect Director William For No
D. Perez
Johnson & Johnson JNJ 478160104 25-Apr-13 Management Elect Director Charles For No
Prince
Johnson & Johnson JNJ 478160104 25-Apr-13 Management Elect Director A. For No
Eugene Washington
Johnson & Johnson JNJ 478160104 25-Apr-13 Management Elect Director Ronald For No
A. Williams
Johnson & Johnson JNJ 478160104 25-Apr-13 Management Advisory Vote to For No
Ratify Named Executive
Officers' Compensation
Johnson & Johnson JNJ 478160104 25-Apr-13 Management Ratify Auditors For No
Johnson & Johnson JNJ 478160104 25-Apr-13 Share Holder Stock For Yes
Retention/Holding
Period
Johnson & Johnson JNJ 478160104 25-Apr-13 Share Holder Screen Political Against No
Contributions for
Consistency with
Corporate Values
Johnson & Johnson JNJ 478160104 25-Apr-13 Share Holder Require Independent Against No
Board Chairman
Magellan Midstream MMP 559080106 25-Apr-13 Management Elect Director Walter For No
Partners, L.P. R. Arnheim
Magellan Midstream MMP 559080106 25-Apr-13 Management Elect Director Patrick For No
Partners, L.P. C. Eilers
Magellan Midstream MMP 559080106 25-Apr-13 Management Advisory Vote to For No
Partners, L.P. Ratify Named Executive
Officers' Compensation
Magellan Midstream MMP 559080106 25-Apr-13 Management Ratify Auditors For No
Partners, L.P.
Page 14
Pfizer Inc. PFE 717081103 25-Apr-13 Management Elect Director Dennis For No
A. Ausiello
Pfizer Inc. PFE 717081103 25-Apr-13 Management Elect Director M. For No
Anthony Burns
Pfizer Inc. PFE 717081103 25-Apr-13 Management Elect Director W. Don For No
Cornwell
Pfizer Inc. PFE 717081103 25-Apr-13 Management Elect Director Frances For No
D. Fergusson
Pfizer Inc. PFE 717081103 25-Apr-13 Management Elect Director William For No
H. Gray, III
Pfizer Inc. PFE 717081103 25-Apr-13 Management Elect Director Helen For No
H. Hobbs
Pfizer Inc. PFE 717081103 25-Apr-13 Management Elect Director For No
Constance J. Horner
Pfizer Inc. PFE 717081103 25-Apr-13 Management Elect Director James For No
M. Kilts
Pfizer Inc. PFE 717081103 25-Apr-13 Management Elect Director George For No
A. Lorch
Pfizer Inc. PFE 717081103 25-Apr-13 Management Elect Director Suzanne For No
Nora Johnson
Pfizer Inc. PFE 717081103 25-Apr-13 Management Elect Director Ian C. For No
Read
Pfizer Inc. PFE 717081103 25-Apr-13 Management Elect Director Stephen For No
W. Sanger
Pfizer Inc. PFE 717081103 25-Apr-13 Management Elect Director Marc For No
Tessier-Lavigne
Pfizer Inc. PFE 717081103 25-Apr-13 Management Ratify Auditors For No
Pfizer Inc. PFE 717081103 25-Apr-13 Management Advisory Vote to For No
Ratify Named Executive
Officers' Compensation
Pfizer Inc. PFE 717081103 25-Apr-13 Share Holder Stock For Yes
Retention/Holding
Period
Pfizer Inc. PFE 717081103 25-Apr-13 Share Holder Provide Right to Act For Yes
by Written Consent
AT&T Inc. T 00206R102 26-Apr-13 Management Elect Director Randall For No
L. Stephenson
AT&T Inc. T 00206R102 26-Apr-13 Management Elect Director Gilbert For No
F. Amelio
AT&T Inc. T 00206R102 26-Apr-13 Management Elect Director Reuben For No
V. Anderson
AT&T Inc. T 00206R102 26-Apr-13 Management Elect Director James For No
H. Blanchard
AT&T Inc. T 00206R102 26-Apr-13 Management Elect Director Jaime For No
Chico Pardo
AT&T Inc. T 00206R102 26-Apr-13 Management Elect Director Scott For No
T. Ford
AT&T Inc. T 00206R102 26-Apr-13 Management Elect Director James For No
P. Kelly
AT&T Inc. T 00206R102 26-Apr-13 Management Elect Director Jon C. For No
Madonna
AT&T Inc. T 00206R102 26-Apr-13 Management Elect Director Michael For No
B. McCallister
AT&T Inc. T 00206R102 26-Apr-13 Management Elect Director John B. For No
McCoy
AT&T Inc. T 00206R102 26-Apr-13 Management Elect Director Joyce For No
M. Roche
AT&T Inc. T 00206R102 26-Apr-13 Management Elect Director Matthew For No
K. Rose
AT&T Inc. T 00206R102 26-Apr-13 Management Elect Director Laura For No
D'Andrea Tyson
AT&T Inc. T 00206R102 26-Apr-13 Management Ratify Auditors For No
AT&T Inc. T 00206R102 26-Apr-13 Management Advisory Vote to For No
Ratify Named Executive
Officers' Compensation
AT&T Inc. T 00206R102 26-Apr-13 Management Amend Stock Purchase For No
and Deferral Plan
AT&T Inc. T 00206R102 26-Apr-13 Share Holder Report on Political For Yes
Contributions
AT&T Inc. T 00206R102 26-Apr-13 Share Holder Report on Reducing For Yes
Lead Battery Health
Hazards
AT&T Inc. T 00206R102 26-Apr-13 Share Holder Submit Severance For Yes
Agreement
(Change-in-Control) to
Shareholder Vote
AT&T Inc. T 00206R102 26-Apr-13 Share Holder Require Independent Against No
Board Chairman
Page 15
International Business IBM 459200101 30-Apr-13 Management Elect Director Alain For No
Machines Corporation J.P. Belda
International Business IBM 459200101 30-Apr-13 Management Elect Director William For No
Machines Corporation R. Brody
International Business IBM 459200101 30-Apr-13 Management Elect Director Kenneth For No
Machines Corporation I. Chenault
International Business IBM 459200101 30-Apr-13 Management Elect Director Michael For No
Machines Corporation L. Eskew
International Business IBM 459200101 30-Apr-13 Management Elect Director David For No
Machines Corporation N. Farr
International Business IBM 459200101 30-Apr-13 Management Elect Director Shirley For No
Machines Corporation Ann Jackson
International Business IBM 459200101 30-Apr-13 Management Elect Director Andrew For No
Machines Corporation N. Liveris
International Business IBM 459200101 30-Apr-13 Management Elect Director W. For No
Machines Corporation James McNerney, Jr.
International Business IBM 459200101 30-Apr-13 Management Elect Director James For No
Machines Corporation W. Owens
International Business IBM 459200101 30-Apr-13 Management Elect Director For No
Machines Corporation Virginia M. Rometty
International Business IBM 459200101 30-Apr-13 Management Elect Director Joan E. For No
Machines Corporation Spero
International Business IBM 459200101 30-Apr-13 Management Elect Director Sidney For No
Machines Corporation Taurel
International Business IBM 459200101 30-Apr-13 Management Elect Director Lorenzo For No
Machines Corporation H. Zambrano
International Business IBM 459200101 30-Apr-13 Management Ratify Auditors For No
Machines Corporation
International Business IBM 459200101 30-Apr-13 Management Advisory Vote to For No
Machines Corporation Ratify Named Executive
Officers' Compensation
International Business IBM 459200101 30-Apr-13 Share Holder Report on Lobbying For Yes
Machines Corporation Payments and Policy
International Business IBM 459200101 30-Apr-13 Share Holder Provide Right to Act For Yes
Machines Corporation by Written Consent
International Business IBM 459200101 30-Apr-13 Share Holder Require Independent For Yes
Machines Corporation Board Chairman
International Business IBM 459200101 30-Apr-13 Share Holder Stock For Yes
Machines Corporation Retention/Holding
Period
EMC Corporation EMC 268648102 01-May-13 Management Elect Director Michael For No
W. Brown
EMC Corporation EMC 268648102 01-May-13 Management Elect Director For No
Randolph L. Cowen
EMC Corporation EMC 268648102 01-May-13 Management Elect Director Gail For No
Deegan
EMC Corporation EMC 268648102 01-May-13 Management Elect Director James For No
S. DiStasio
EMC Corporation EMC 268648102 01-May-13 Management Elect Director John R. For No
Egan
EMC Corporation EMC 268648102 01-May-13 Management Elect Director Edmund For No
F. Kelly
EMC Corporation EMC 268648102 01-May-13 Management Elect Director Judith For No
A. Miscik
EMC Corporation EMC 268648102 01-May-13 Management Elect Director Windle For No
B. Priem
EMC Corporation EMC 268648102 01-May-13 Management Elect Director Paul For No
Sagan
EMC Corporation EMC 268648102 01-May-13 Management Elect Director David For No
N. Strohm
EMC Corporation EMC 268648102 01-May-13 Management Elect Director Joseph For No
M. Tucci
EMC Corporation EMC 268648102 01-May-13 Management Ratify Auditors For No
EMC Corporation EMC 268648102 01-May-13 Management Advisory Vote to For No
Ratify Named Executive
Officers' Compensation
EMC Corporation EMC 268648102 01-May-13 Management Amend Omnibus Stock For No
Plan
EMC Corporation EMC 268648102 01-May-13 Management Amend Qualified For No
Employee Stock
Purchase Plan
EMC Corporation EMC 268648102 01-May-13 Management Provide Right to Act For No
by Written Consent
EMC Corporation EMC 268648102 01-May-13 Share Holder Require Consistency Against No
with Corporate Values
and Report on
Political
Contributions
Page 16
PepsiCo, Inc. PEP 713448108 01-May-13 Management Elect Director Shona For No
L. Brown
PepsiCo, Inc. PEP 713448108 01-May-13 Management Elect Director George For No
W. Buckley
PepsiCo, Inc. PEP 713448108 01-May-13 Management Elect Director Ian M. For No
Cook
PepsiCo, Inc. PEP 713448108 01-May-13 Management Elect Director Dina For No
Dublon
PepsiCo, Inc. PEP 713448108 01-May-13 Management Elect Director Victor For No
J. Dzau
PepsiCo, Inc. PEP 713448108 01-May-13 Management Elect Director Ray L. For No
Hunt
PepsiCo, Inc. PEP 713448108 01-May-13 Management Elect Director Alberto For No
Ibarguen
PepsiCo, Inc. PEP 713448108 01-May-13 Management Elect Director Indra For No
K. Nooyi
PepsiCo, Inc. PEP 713448108 01-May-13 Management Elect Director Sharon For No
Percy Rockefeller
PepsiCo, Inc. PEP 713448108 01-May-13 Management Elect Director James For No
J. Schiro
PepsiCo, Inc. PEP 713448108 01-May-13 Management Elect Director Lloyd For No
G. Trotter
PepsiCo, Inc. PEP 713448108 01-May-13 Management Elect Director Daniel For No
Vasella
PepsiCo, Inc. PEP 713448108 01-May-13 Management Elect Director Alberto For No
Weisser
PepsiCo, Inc. PEP 713448108 01-May-13 Management Ratify Auditors For No
PepsiCo, Inc. PEP 713448108 01-May-13 Management Advisory Vote to For No
Ratify Named Executive
Officers' Compensation
Capital One Financial COF 14040H105 02-May-13 Management Elect Director Richard For No
Corporation D. Fairbank
Capital One Financial COF 14040H105 02-May-13 Management Elect Director W. For No
Corporation Ronald Dietz
Capital One Financial COF 14040H105 02-May-13 Management Elect Director Lewis For No
Corporation Hay, III
Capital One Financial COF 14040H105 02-May-13 Management Elect Director For No
Corporation Benjamin P. Jenkins,
III
Capital One Financial COF 14040H105 02-May-13 Management Elect Director Peter For No
Corporation E. Raskind
Capital One Financial COF 14040H105 02-May-13 Management Elect Director Mayo A. For No
Corporation Shattuck, III
Capital One Financial COF 14040H105 02-May-13 Management Elect Director For No
Corporation Bradford H. Warner
Capital One Financial COF 14040H105 02-May-13 Management Elect Director For No
Corporation Catherine G. West
Capital One Financial COF 14040H105 02-May-13 Management Ratify Auditors For No
Corporation
Capital One Financial COF 14040H105 02-May-13 Management Advisory Vote to For No
Corporation Ratify Named Executive
Officers' Compensation
Capital One Financial COF 14040H105 02-May-13 Management Reduce Supermajority For No
Corporation Vote Requirement
Capital One Financial COF 14040H105 02-May-13 Management Reduce Supermajority For No
Corporation Vote Requirement
Capital One Financial COF 14040H105 02-May-13 Management Reduce Supermajority For No
Corporation Vote Requirement
Page 17
Verizon Communications VZ 92343V104 02-May-13 Management Elect Director Richard For No
Inc. L. Carrion
Verizon Communications VZ 92343V104 02-May-13 Management Elect Director Melanie For No
Inc. L. Healey
Verizon Communications VZ 92343V104 02-May-13 Management Elect Director M. For No
Inc. Frances Keeth
Verizon Communications VZ 92343V104 02-May-13 Management Elect Director Robert For No
Inc. W. Lane
Verizon Communications VZ 92343V104 02-May-13 Management Elect Director Lowell For No
Inc. C. McAdam
Verizon Communications VZ 92343V104 02-May-13 Management Elect Director Sandra For No
Inc. O. Moose
Verizon Communications VZ 92343V104 02-May-13 Management Elect Director Joseph For No
Inc. Neubauer
Verizon Communications VZ 92343V104 02-May-13 Management Elect Director Donald For No
Inc. T. Nicolaisen
Verizon Communications VZ 92343V104 02-May-13 Management Elect Director For No
Inc. Clarence Otis, Jr.
Verizon Communications VZ 92343V104 02-May-13 Management Elect Director Hugh B. For No
Inc. Price
Verizon Communications VZ 92343V104 02-May-13 Management Elect Director Rodney For No
Inc. E. Slater
Verizon Communications VZ 92343V104 02-May-13 Management Elect Director Kathryn For No
Inc. A. Tesija
Verizon Communications VZ 92343V104 02-May-13 Management Elect Director Gregory For No
Inc. D. Wasson
Verizon Communications VZ 92343V104 02-May-13 Management Ratify Auditors For No
Inc.
Verizon Communications VZ 92343V104 02-May-13 Management Advisory Vote to For No
Inc. Ratify Named Executive
Officers' Compensation
Verizon Communications VZ 92343V104 02-May-13 Management Amend Omnibus Stock For No
Inc. Plan
Verizon Communications VZ 92343V104 02-May-13 Share Holder Commit to Wireless For Yes
Inc. Network Neutrality
Verizon Communications VZ 92343V104 02-May-13 Share Holder Report on Lobbying For Yes
Inc. Payments and Policy
Verizon Communications VZ 92343V104 02-May-13 Share Holder Adopt Proxy Access For Yes
Inc. Right
Verizon Communications VZ 92343V104 02-May-13 Share Holder Submit Severance For Yes
Inc. Agreement
(Change-in-Control) to
Shareholder Vote
Verizon Communications VZ 92343V104 02-May-13 Share Holder Amend For Yes
Inc. Articles/Bylaws
/Charter-Call Special
Meetings
Verizon Communications VZ 92343V104 02-May-13 Share Holder Provide Right to Act For Yes
Inc. by Written Consent
Page 18
Occidental Petroleum OXY 674599105 03-May-13 Management Elect Director Spencer For No
Corporation Abraham
Occidental Petroleum OXY 674599105 03-May-13 Management Elect Director Howard For No
Corporation I. Atkins
Occidental Petroleum OXY 674599105 03-May-13 Management Elect Director Stephen For No
Corporation I. Chazen
Occidental Petroleum OXY 674599105 03-May-13 Management Elect Director Edward For No
Corporation P. Djerejian
Occidental Petroleum OXY 674599105 03-May-13 Management Elect Director John E. For No
Corporation Feick
Occidental Petroleum OXY 674599105 03-May-13 Management Elect Director For No
Corporation Margaret M. Foran
Occidental Petroleum OXY 674599105 03-May-13 Management Elect Director Carlos For No
Corporation M. Gutierrez
Occidental Petroleum OXY 674599105 03-May-13 Management Elect Director Ray R. Against Yes
Corporation Irani
Occidental Petroleum OXY 674599105 03-May-13 Management Elect Director Avedick For No
Corporation B. Poladian
Occidental Petroleum OXY 674599105 03-May-13 Management Elect Director Aziz D. Against Yes
Corporation Syriani
Occidental Petroleum OXY 674599105 03-May-13 Management Advisory Vote to For No
Corporation Ratify Named Executive
Officers' Compensation
Occidental Petroleum OXY 674599105 03-May-13 Management Ratify Auditors For No
Corporation
Occidental Petroleum OXY 674599105 03-May-13 Share Holder Provide Right to Act For Yes
Corporation by Written Consent
Ryder System, Inc. R 783549108 03-May-13 Management Elect Director J. Eck For No
Ryder System, Inc. R 783549108 03-May-13 Management Elect Director Tamara For No
L. Lundgren
Ryder System, Inc. R 783549108 03-May-13 Management Elect Director Eugene For No
A. Renna
Ryder System, Inc. R 783549108 03-May-13 Management Elect Director Abbie For No
J. Smith
Ryder System, Inc. R 783549108 03-May-13 Management Elect Director Robert For No
E. Sanchez
Ryder System, Inc. R 783549108 03-May-13 Management Elect Director Michael For No
F. Hilton
Ryder System, Inc. R 783549108 03-May-13 Management Ratify Auditors For No
Ryder System, Inc. R 783549108 03-May-13 Management Advisory Vote to For No
Ratify Named Executive
Officers' Compensation
Ryder System, Inc. R 783549108 03-May-13 Management Declassify the Board For No
of Directors
Ryder System, Inc. R 783549108 03-May-13 Share Holder Reduce Supermajority For Yes
Vote Requirement
Page 19
Bristol-Myers Squibb BMY 110122108 07-May-13 Management Elect Director For No
Company Lamberto Andreotti
Bristol-Myers Squibb BMY 110122108 07-May-13 Management Elect Director Lewis For No
Company B. Campbell
Bristol-Myers Squibb BMY 110122108 07-May-13 Management Elect Director James For No
Company M. Cornelius
Bristol-Myers Squibb BMY 110122108 07-May-13 Management Elect Director Laurie For No
Company H. Glimcher
Bristol-Myers Squibb BMY 110122108 07-May-13 Management Elect Director Michael For No
Company Grobstein
Bristol-Myers Squibb BMY 110122108 07-May-13 Management Elect Director Alan J. For No
Company Lacy
Bristol-Myers Squibb BMY 110122108 07-May-13 Management Elect Director Vicki For No
Company L. Sato
Bristol-Myers Squibb BMY 110122108 07-May-13 Management Elect Director Elliott For No
Company Sigal
Bristol-Myers Squibb BMY 110122108 07-May-13 Management Elect Director Gerald For No
Company L. Storch
Bristol-Myers Squibb BMY 110122108 07-May-13 Management Elect Director Togo D. For No
Company West, Jr.
Bristol-Myers Squibb BMY 110122108 07-May-13 Management Ratify Auditors For No
Company
Bristol-Myers Squibb BMY 110122108 07-May-13 Management Advisory Vote to For No
Company Ratify Named Executive
Officers' Compensation
Kinder Morgan, Inc. KMI 49456B101 07-May-13 Management Elect Director Richard For No
D. Kinder
Kinder Morgan, Inc. KMI 49456B101 07-May-13 Management Elect Director C. Park For No
Shaper
Kinder Morgan, Inc. KMI 49456B101 07-May-13 Management Elect Director Steven For No
J. Kean
Kinder Morgan, Inc. KMI 49456B101 07-May-13 Management Elect Director Anthony For No
W. Hall, Jr.
Kinder Morgan, Inc. KMI 49456B101 07-May-13 Management Elect Director Deborah For No
A. Macdonald
Kinder Morgan, Inc. KMI 49456B101 07-May-13 Management Elect Director Michael For No
Miller
Kinder Morgan, Inc. KMI 49456B101 07-May-13 Management Elect Director Michael For No
C. Morgan
Kinder Morgan, Inc. KMI 49456B101 07-May-13 Management Elect Director Fayez For No
Sarofim
Kinder Morgan, Inc. KMI 49456B101 07-May-13 Management Elect Director Joel V. Withhold Yes
Staff
Kinder Morgan, Inc. KMI 49456B101 07-May-13 Management Elect Director John For No
Stokes
Kinder Morgan, Inc. KMI 49456B101 07-May-13 Management Elect Director Robert For No
F. Vagt
Kinder Morgan, Inc. KMI 49456B101 07-May-13 Management Ratify Auditors For No
NEWELL RUBBERMAID INC. NWL 651229106 07-May-13 Management Elect Director Scott For No
S. Cowen
NEWELL RUBBERMAID INC. NWL 651229106 07-May-13 Management Elect Director Cynthia For No
A. Montgomery
NEWELL RUBBERMAID INC. NWL 651229106 07-May-13 Management Elect Director Jose For No
Ignacio Perez-lizaur
NEWELL RUBBERMAID INC. NWL 651229106 07-May-13 Management Elect Director Michael For No
B. Polk
NEWELL RUBBERMAID INC. NWL 651229106 07-May-13 Management Elect Director Michael For No
A. Todman
NEWELL RUBBERMAID INC. NWL 651229106 07-May-13 Management Ratify Auditors For No
NEWELL RUBBERMAID INC. NWL 651229106 07-May-13 Management Approve Omnibus Stock For No
Plan
NEWELL RUBBERMAID INC. NWL 651229106 07-May-13 Management Advisory Vote to For No
Ratify Named Executive
Officers' Compensation
Page 20
Wynn Resorts, Limited WYNN 983134107 07-May-13 Management Elect Director Ray R. Withhold Yes
Irani
Wynn Resorts, Limited WYNN 983134107 07-May-13 Management Elect Director Alvin Withhold Yes
V. Shoemaker
Wynn Resorts, Limited WYNN 983134107 07-May-13 Management Elect Director D. Withhold Yes
Boone Wayson
Wynn Resorts, Limited WYNN 983134107 07-May-13 Management Elect Director Stephen For No
A. Wynn
Wynn Resorts, Limited WYNN 983134107 07-May-13 Management Ratify Auditors For No
Philip Morris PM 718172109 08-May-13 Management Elect Director Harold For No
International Inc. Brown
Philip Morris PM 718172109 08-May-13 Management Elect Director Mathis For No
International Inc. Cabiallavetta
Philip Morris PM 718172109 08-May-13 Management Elect Director Andre For No
International Inc. Calantzopoulos
Philip Morris PM 718172109 08-May-13 Management Elect Director Louis For No
International Inc. C. Camilleri
Philip Morris PM 718172109 08-May-13 Management Elect Director J. For No
International Inc. Dudley Fishburn
Philip Morris PM 718172109 08-May-13 Management Elect Director For No
International Inc. Jennifer Li
Philip Morris PM 718172109 08-May-13 Management Elect Director Graham For No
International Inc. Mackay
Philip Morris PM 718172109 08-May-13 Management Elect Director Sergio For No
International Inc. Marchionne
Philip Morris PM 718172109 08-May-13 Management Elect Director Kalpana For No
International Inc. Morparia
Philip Morris PM 718172109 08-May-13 Management Elect DirectorLucio A. For No
International Inc. Noto
Philip Morris PM 718172109 08-May-13 Management Elect Director Robert For No
International Inc. B. Polet
Philip Morris PM 718172109 08-May-13 Management Elect Director Carlos For No
International Inc. Slim Helu
Philip Morris PM 718172109 08-May-13 Management Elect Director Stephen For No
International Inc. M. Wolf
Philip Morris PM 718172109 08-May-13 Management Ratify Auditors For No
International Inc.
Philip Morris PM 718172109 08-May-13 Management Advisory Vote to For No
International Inc. Ratify Named Executive
Officers' Compensation
PulteGroup, Inc. PHM 745867101 08-May-13 Management Elect Director Brian For No
P. Anderson
PulteGroup, Inc. PHM 745867101 08-May-13 Management Elect Director Bryce For No
Blair
PulteGroup, Inc. PHM 745867101 08-May-13 Management Elect Director Richard For No
J. Dugas, Jr.
PulteGroup, Inc. PHM 745867101 08-May-13 Management Elect Director Thomas For No
Folliard
PulteGroup, Inc. PHM 745867101 08-May-13 Management Elect Director Cheryl For No
W. Grise
PulteGroup, Inc. PHM 745867101 08-May-13 Management Elect Director Andre For No
J. Hawaux
PulteGroup, Inc. PHM 745867101 08-May-13 Management Elect Director Debra For No
J. Kelly-Ennis
PulteGroup, Inc. PHM 745867101 08-May-13 Management Elect Director Patrick For No
J. O'Leary
PulteGroup, Inc. PHM 745867101 08-May-13 Management Elect Director James For No
J. Postl
PulteGroup, Inc. PHM 745867101 08-May-13 Management Ratify Auditors For No
PulteGroup, Inc. PHM 745867101 08-May-13 Management Advisory Vote to For No
Ratify Named Executive
Officers' Compensation
PulteGroup, Inc. PHM 745867101 08-May-13 Management Approve Executive For No
Incentive Bonus Plan
PulteGroup, Inc. PHM 745867101 08-May-13 Management Approve Omnibus Stock For No
Plan
PulteGroup, Inc. PHM 745867101 08-May-13 Management Amend NOL Rights Plan For No
(NOL Pill)
PulteGroup, Inc. PHM 745867101 08-May-13 Share Holder Require a Majority For Yes
Vote for the Election
of Directors
PulteGroup, Inc. PHM 745867101 08-May-13 Share Holder Performance-Based For Yes
and/or Time-Based
Equity Awards
Page 21
American Water Works AWK 030420103 13-May-13 Management Elect Director Stephen For No
Company, Inc. P. Adik
American Water Works AWK 030420103 13-May-13 Management Elect Director Martha For No
Company, Inc. Clark Goss
American Water Works AWK 030420103 13-May-13 Management Elect Director Julie For No
Company, Inc. A. Dobson
American Water Works AWK 030420103 13-May-13 Management Elect Director Paul J. For No
Company, Inc. Evanson
American Water Works AWK 030420103 13-May-13 Management Elect Director Richard For No
Company, Inc. R. Grigg
American Water Works AWK 030420103 13-May-13 Management Elect Director Julia For No
Company, Inc. L. Johnson
American Water Works AWK 030420103 13-May-13 Management Elect Director George For No
Company, Inc. MacKenzie
American Water Works AWK 030420103 13-May-13 Management Elect Director William For No
Company, Inc. J. Marrazzo
American Water Works AWK 030420103 13-May-13 Management Elect Director Jeffry For No
Company, Inc. E. Sterba
American Water Works AWK 030420103 13-May-13 Management Ratify Auditors For No
Company, Inc.
American Water Works AWK 030420103 13-May-13 Management Advisory Vote to For No
Company, Inc. Ratify Named Executive
Officers' Compensation
International Paper IP 460146103 13-May-13 Management Elect Director David For No
Company J. Bronczek
International Paper IP 460146103 13-May-13 Management Elect Director Ahmet For No
Company C. Dorduncu
International Paper IP 460146103 13-May-13 Management Elect Director John V. For No
Company Faraci
International Paper IP 460146103 13-May-13 Management Elect Director Ilene For No
Company S. Gordon
International Paper IP 460146103 13-May-13 Management Elect Director Stacey For No
Company J. Mobley
International Paper IP 460146103 13-May-13 Management Elect Director Joan E. For No
Company Spero
International Paper IP 460146103 13-May-13 Management Elect Director John L. For No
Company Townsend, III
International Paper IP 460146103 13-May-13 Management Elect Director John F. For No
Company Turner
International Paper IP 460146103 13-May-13 Management Elect Director William For No
Company G. Walter
International Paper IP 460146103 13-May-13 Management Elect Director J. For No
Company Steven Whisler
International Paper IP 460146103 13-May-13 Management Ratify Auditors For No
Company
International Paper IP 460146103 13-May-13 Management Provide Right to Act For No
Company by Written Consent
International Paper IP 460146103 13-May-13 Management Advisory Vote to For No
Company Ratify Named Executive
Officers' Compensation
International Paper IP 460146103 13-May-13 Share Holder Pro-rata Vesting of For Yes
Company Equity Plans
Page 22
ConocoPhillips COP 20825C104 14-May-13 Management Elect Director Richard For No
L. Armitage
ConocoPhillips COP 20825C104 14-May-13 Management Elect Director Richard For No
H. Auchinleck
ConocoPhillips COP 20825C104 14-May-13 Management Elect Director James For No
E. Copeland, Jr.
ConocoPhillips COP 20825C104 14-May-13 Management Elect Director Jody L. For No
Freeman
ConocoPhillips COP 20825C104 14-May-13 Management Elect Director Gay For No
Huey Evans
ConocoPhillips COP 20825C104 14-May-13 Management Elect Director Ryan M. For No
Lance
ConocoPhillips COP 20825C104 14-May-13 Management Elect Director Mohd H. For No
Marican
ConocoPhillips COP 20825C104 14-May-13 Management Elect Director Robert For No
A. Niblock
ConocoPhillips COP 20825C104 14-May-13 Management Elect Director Harald For No
J. Norvik
ConocoPhillips COP 20825C104 14-May-13 Management Elect Director William For No
E. Wade, Jr.
ConocoPhillips COP 20825C104 14-May-13 Management Ratify Auditors For No
ConocoPhillips COP 20825C104 14-May-13 Management Advisory Vote to For No
Ratify Named Executive
Officers' Compensation
ConocoPhillips COP 20825C104 14-May-13 Share Holder Report on Lobbying For Yes
Payments and Policy
ConocoPhillips COP 20825C104 14-May-13 Share Holder Adopt Quantitative GHG For Yes
Goals for Products and
Operations
ConocoPhillips COP 20825C104 14-May-13 Share Holder Amend EEO Policy to For Yes
Prohibit
Discrimination based
on Gender Identity
PPL CORPORATION PPL 69351T106 15-May-13 Management Elect Director For No
Frederick M. Bernthal
PPL CORPORATION PPL 69351T106 15-May-13 Management Elect Director John W. For No
Conway
PPL CORPORATION PPL 69351T106 15-May-13 Management Elect Director Philip For No
G. Cox
PPL CORPORATION PPL 69351T106 15-May-13 Management Elect Director Steven For No
G. Elliott
PPL CORPORATION PPL 69351T106 15-May-13 Management Elect Director Louise For No
K. Goeser
PPL CORPORATION PPL 69351T106 15-May-13 Management Elect Director Stuart For No
E. Graham
PPL CORPORATION PPL 69351T106 15-May-13 Management Elect Director Stuart For No
Heydt
PPL CORPORATION PPL 69351T106 15-May-13 Management Elect Director Raja For No
Rajamannar
PPL CORPORATION PPL 69351T106 15-May-13 Management Elect Director Craig For No
A. Rogerson
PPL CORPORATION PPL 69351T106 15-May-13 Management Elect Director William For No
H. Spence
PPL CORPORATION PPL 69351T106 15-May-13 Management Elect Director Natica For No
von Althann
PPL CORPORATION PPL 69351T106 15-May-13 Management Elect Director Keith For No
H. Williamson
PPL CORPORATION PPL 69351T106 15-May-13 Management Adopt Majority Voting For No
for Uncontested
Election of Directors
PPL CORPORATION PPL 69351T106 15-May-13 Management Ratify Auditors For No
PPL CORPORATION PPL 69351T106 15-May-13 Management Advisory Vote to For No
Ratify Named Executive
Officers' Compensation
PPL CORPORATION PPL 69351T106 15-May-13 Share Holder Report on Political For Yes
Contributions
Page 23
Altria Group, Inc. MO 02209S103 16-May-13 Management Elect Director Gerald For No
L. Baliles
Altria Group, Inc. MO 02209S103 16-May-13 Management Elect Director Martin For No
J. Barrington
Altria Group, Inc. MO 02209S103 16-May-13 Management Elect Director John T. For No
Casteen, III
Altria Group, Inc. MO 02209S103 16-May-13 Management Elect Director Dinyar For No
S. Devitre
Altria Group, Inc. MO 02209S103 16-May-13 Management Elect Director Thomas For No
F. Farrell, II
Altria Group, Inc. MO 02209S103 16-May-13 Management Elect Director Thomas For No
W. Jones
Altria Group, Inc. MO 02209S103 16-May-13 Management Elect Director Debra For No
J. Kelly-Ennis
Altria Group, Inc. MO 02209S103 16-May-13 Management Elect Director W. Leo For No
Kiely, III
Altria Group, Inc. MO 02209S103 16-May-13 Management Elect Director Kathryn For No
B. McQuade
Altria Group, Inc. MO 02209S103 16-May-13 Management Elect Director George For No
Munoz
Altria Group, Inc. MO 02209S103 16-May-13 Management Elect Director Nabil For No
Y. Sakkab
Altria Group, Inc. MO 02209S103 16-May-13 Management Ratify Auditors For No
Altria Group, Inc. MO 02209S103 16-May-13 Management Advisory Vote to For No
Ratify Named Executive
Officers' Compensation
Altria Group, Inc. MO 02209S103 16-May-13 Share Holder Report on Lobbying For Yes
Payments and Policy
Intel Corporation INTC 458140100 16-May-13 Management Elect Director For No
Charlene Barshefsky
Intel Corporation INTC 458140100 16-May-13 Management Elect Director Andy D. For No
Bryant
Intel Corporation INTC 458140100 16-May-13 Management Elect Director Susan For No
L. Decker
Intel Corporation INTC 458140100 16-May-13 Management Elect Director John J. For No
Donahoe
Intel Corporation INTC 458140100 16-May-13 Management Elect Director Reed E. For No
Hundt
Intel Corporation INTC 458140100 16-May-13 Management Elect Director James For No
D. Plummer
Intel Corporation INTC 458140100 16-May-13 Management Elect Director David For No
S. Pottruck
Intel Corporation INTC 458140100 16-May-13 Management Elect Director Frank For No
D. Yeary
Intel Corporation INTC 458140100 16-May-13 Management Elect Director David For No
B. Yoffie
Intel Corporation INTC 458140100 16-May-13 Management Ratify Auditors For No
Intel Corporation INTC 458140100 16-May-13 Management Advisory Vote to Against Yes
Ratify Named Executive
Officers' Compensation
Intel Corporation INTC 458140100 16-May-13 Management Amend Omnibus Stock For No
Plan
Intel Corporation INTC 458140100 16-May-13 Share Holder Stock For Yes
Retention/Holding
Period
Page 24
JPMorgan Chase & Co. JPM 46625h100 21-May-13 Management Elect Director James For No
A. Bell
JPMorgan Chase & Co. JPM 46625h100 21-May-13 Management Elect Director For No
Crandall C.Bowles
JPMorgan Chase & Co. JPM 46625h100 21-May-13 Management Elect Director Stephen For No
B. Burke
JPMorgan Chase & Co. JPM 46625h100 21-May-13 Management Elect Director David Against Yes
M. Cote
JPMorgan Chase & Co. JPM 46625h100 21-May-13 Management Elect Director James Against Yes
S. Crown
JPMorgan Chase & Co. JPM 46625h100 21-May-13 Management Elect Director James For No
Dimon
JPMorgan Chase & Co. JPM 46625h100 21-May-13 Management Elect Director Timothy For No
P. Flynn
JPMorgan Chase & Co. JPM 46625h100 21-May-13 Management Elect Director Ellen Against Yes
V. Futter
JPMorgan Chase & Co. JPM 46625h100 21-May-13 Management Elect Director Laban For No
P. Jackson, Jr.
JPMorgan Chase & Co. JPM 46625h100 21-May-13 Management Elect Director Lee R. For No
Raymond
JPMorgan Chase & Co. JPM 46625h100 21-May-13 Management Elect Director William For No
C. Weldon
JPMorgan Chase & Co. JPM 46625h100 21-May-13 Management Ratify Auditors For No
JPMorgan Chase & Co. JPM 46625h100 21-May-13 Management Advisory Vote to For No
Ratify Named Executive
Officers' Compensation
JPMorgan Chase & Co. JPM 46625h100 21-May-13 Management Provide Right to Act For No
by Written Consent
JPMorgan Chase & Co. JPM 46625h100 21-May-13 Management Amend Executive For No
Incentive Bonus Plan
JPMorgan Chase & Co. JPM 46625h100 21-May-13 Share Holder Require Independent For Yes
Board Chairman
JPMorgan Chase & Co. JPM 46625h100 21-May-13 Share Holder Stock Against No
Retention/Holding
Period
JPMorgan Chase & Co. JPM 46625h100 21-May-13 Share Holder Institute Procedures Against No
to Prevent Investments
in Companies that
Contribute to Genocide
or Crimes Against
Humanity
JPMorgan Chase & Co. JPM 46625h100 21-May-13 Share Holder Report on Lobbying Against No
Payments and Policy
Kraft Foods Group, Inc. KRFT 50076Q106 22-May-13 Management Elect Director For No
Abelardo E. Bru
Kraft Foods Group, Inc. KRFT 50076Q106 22-May-13 Management Elect Director Jeanne For No
P. Jackson
Kraft Foods Group, Inc. KRFT 50076Q106 22-May-13 Management Elect Director E. For No
Follin Smith
Kraft Foods Group, Inc. KRFT 50076Q106 22-May-13 Management Advisory Vote to For No
Ratify Named Executive
Officers' Compensation
Kraft Foods Group, Inc. KRFT 50076Q106 22-May-13 Management Advisory Vote on Say One Year No
on Pay Frequency
Kraft Foods Group, Inc. KRFT 50076Q106 22-May-13 Management Amend Omnibus Stock For No
Plan
Kraft Foods Group, Inc. KRFT 50076Q106 22-May-13 Management Ratify Auditors For No
Kraft Foods Group, Inc. KRFT 50076Q106 22-May-13 Share Holder Label Products with Against No
GMO Ingredients
Page 25
The Travelers TRV 89417E109 22-May-13 Management Elect Director Alan L. For No
Companies, Inc. Beller
The Travelers TRV 89417E109 22-May-13 Management Elect Director John H. For No
Companies, Inc. Dasburg
The Travelers TRV 89417E109 22-May-13 Management Elect Director Janet For No
Companies, Inc. M. Dolan
The Travelers TRV 89417E109 22-May-13 Management Elect Director Kenneth For No
Companies, Inc. M. Duberstein
The Travelers TRV 89417E109 22-May-13 Management Elect Director Jay S. For No
Companies, Inc. Fishman
The Travelers TRV 89417E109 22-May-13 Management Elect Director For No
Companies, Inc. Patricia L. Higgins
The Travelers TRV 89417E109 22-May-13 Management Elect Director Thomas For No
Companies, Inc. R. Hodgson
The Travelers TRV 89417E109 22-May-13 Management Elect Director William For No
Companies, Inc. J. Kane
The Travelers TRV 89417E109 22-May-13 Management Elect Director Cleve For No
Companies, Inc. L. Killingsworth, Jr.
The Travelers TRV 89417E109 22-May-13 Management Elect Director Donald For No
Companies, Inc. J. Shepard
The Travelers TRV 89417E109 22-May-13 Management Elect Director Laurie For No
Companies, Inc. J. Thomsen
The Travelers TRV 89417E109 22-May-13 Management Ratify Auditors For No
Companies, Inc.
The Travelers TRV 89417E109 22-May-13 Management Advisory Vote to For No
Companies, Inc. Ratify Named Executive
Officers' Compensation
The Travelers TRV 89417E109 22-May-13 Management Authorize New Class of For No
Companies, Inc. Preferred Stock
The Travelers TRV 89417E109 22-May-13 Share Holder Report on Political For Yes
Companies, Inc. Contributions
Annaly Capital NLY 035710409 23-May-13 Management Elect Director Kevin For No
Management, Inc. P. Brady
Annaly Capital NLY 035710409 23-May-13 Management Elect Director E. For No
Management, Inc. Wayne Nordberg
Annaly Capital NLY 035710409 23-May-13 Management Elect Director Kevin For No
Management, Inc. G. Keyes
Annaly Capital NLY 035710409 23-May-13 Management Elect Director John H. For No
Management, Inc. Schaefer
Annaly Capital NLY 035710409 23-May-13 Management Approve Management For No
Management, Inc. Externalization
Proposal
Annaly Capital NLY 035710409 23-May-13 Management Advisory Vote to Against Yes
Management, Inc. Ratify Named Executive
Officers' Compensation
Annaly Capital NLY 035710409 23-May-13 Management Ratify Auditors For No
Management, Inc.
L Brands, Inc. LTD 501797104 23-May-13 Management Elect Director Dennis For No
S. Hersch
L Brands, Inc. LTD 501797104 23-May-13 Management Elect Director David For No
T. Kollat
L Brands, Inc. LTD 501797104 23-May-13 Management Elect Director William For No
R. Loomis, Jr.
L Brands, Inc. LTD 501797104 23-May-13 Management Elect Director Leslie For No
H. Wexner
L Brands, Inc. LTD 501797104 23-May-13 Management Ratify Auditors For No
L Brands, Inc. LTD 501797104 23-May-13 Management Advisory Vote to For No
Ratify Named Executive
Officers' Compensation
L Brands, Inc. LTD 501797104 23-May-13 Management Declassify the Board For No
of Directors
L Brands, Inc. LTD 501797104 23-May-13 Share Holder Pro-rata Vesting of For Yes
Equity Plans
Page 26
Lincoln National LNC 534187109 23-May-13 Management Elect Director William For No
Corporation J. Avery
Lincoln National LNC 534187109 23-May-13 Management Elect Director William For No
Corporation H. Cunningham
Lincoln National LNC 534187109 23-May-13 Management Elect Director William For No
Corporation Porter Payne
Lincoln National LNC 534187109 23-May-13 Management Elect Director Patrick For No
Corporation S. Pittard
Lincoln National LNC 534187109 23-May-13 Management Ratify Auditors For No
Corporation
Lincoln National LNC 534187109 23-May-13 Management Advisory Vote to For No
Corporation Ratify Named Executive
Officers' Compensation
McDonald's Corporation MCD 580135101 23-May-13 Management Elect Director Walter For No
E. Massey
McDonald's Corporation MCD 580135101 23-May-13 Management Elect Director John W. For No
Rogers, Jr.
McDonald's Corporation MCD 580135101 23-May-13 Management Elect Director Roger For No
W. Stone
McDonald's Corporation MCD 580135101 23-May-13 Management Elect Director Miles For No
D. White
McDonald's Corporation MCD 580135101 23-May-13 Management Advisory Vote to For No
Ratify Named Executive
Officers' Compensation
McDonald's Corporation MCD 580135101 23-May-13 Management Ratify Auditors For No
McDonald's Corporation MCD 580135101 23-May-13 Share Holder Report on Pay For Yes
Disparity
McDonald's Corporation MCD 580135101 23-May-13 Share Holder Stock For Yes
Retention/Holding
Period
McDonald's Corporation MCD 580135101 23-May-13 Share Holder Report on Human Rights For Yes
Risk Assessment
Process
McDonald's Corporation MCD 580135101 23-May-13 Share Holder Report on Nutrition Against No
Initiatives and
Childhood Obesity
Concerns
National Retail NNN 637417106 23-May-13 Management Elect Director Don For No
Properties, Inc. DeFosset
National Retail NNN 637417106 23-May-13 Management Elect Director David For No
Properties, Inc. M. Fick
National Retail NNN 637417106 23-May-13 Management Elect Director Edward For No
Properties, Inc. J. Fritsch
National Retail NNN 637417106 23-May-13 Management Elect Director Kevin For No
Properties, Inc. B. Habicht
National Retail NNN 637417106 23-May-13 Management Elect Director Richard For No
Properties, Inc. B. Jennings
National Retail NNN 637417106 23-May-13 Management Elect Director Ted B. For No
Properties, Inc. Lanier
National Retail NNN 637417106 23-May-13 Management Elect Director Robert For No
Properties, Inc. C. Legler
National Retail NNN 637417106 23-May-13 Management Elect Director Craig For No
Properties, Inc. Macnab
National Retail NNN 637417106 23-May-13 Management Elect Director Robert For No
Properties, Inc. Martinez
National Retail NNN 637417106 23-May-13 Management Advisory Vote to For No
Properties, Inc. Ratify Named Executive
Officers' Compensation
National Retail NNN 637417106 23-May-13 Management Ratify Auditors For No
Properties, Inc.
Page 27
Merck & Co., Inc. MRK 58933Y105 28-May-13 Management Elect Director Leslie For No
A. Brun
Merck & Co., Inc. MRK 58933Y105 28-May-13 Management Elect Director Thomas For No
R. Cech
Merck & Co., Inc. MRK 58933Y105 28-May-13 Management Elect Director Kenneth For No
C. Frazier
Merck & Co., Inc. MRK 58933Y105 28-May-13 Management Elect Director Thomas For No
H. Glocer
Merck & Co., Inc. MRK 58933Y105 28-May-13 Management Elect Director William For No
B. Harrison Jr.
Merck & Co., Inc. MRK 58933Y105 28-May-13 Management Elect Director C. For No
Robert Kidder
Merck & Co., Inc. MRK 58933Y105 28-May-13 Management Elect Director For No
Rochelle B. Lazarus
Merck & Co., Inc. MRK 58933Y105 28-May-13 Management Elect Director Carlos For No
E. Represas
Merck & Co., Inc. MRK 58933Y105 28-May-13 Management Elect Director For No
Patricia F. Russo
Merck & Co., Inc. MRK 58933Y105 28-May-13 Management Elect Director Craig For No
B. Thompson
Merck & Co., Inc. MRK 58933Y105 28-May-13 Management Elect Director Wendell For No
P. Weeks
Merck & Co., Inc. MRK 58933Y105 28-May-13 Management Elect Director Peter For No
C. Wendell
Merck & Co., Inc. MRK 58933Y105 28-May-13 Management Ratify Auditors For No
Merck & Co., Inc. MRK 58933Y105 28-May-13 Management Advisory Vote to For No
Ratify Named Executive
Officers' Compensation
Merck & Co., Inc. MRK 58933Y105 28-May-13 Share Holder Provide Right to Act For Yes
by Written Consent
Merck & Co., Inc. MRK 58933Y105 28-May-13 Share Holder Amend For Yes
Articles/Bylaws/Charterrrr
-- Call Special
Meetings
Merck & Co., Inc. MRK 58933Y105 28-May-13 Share Holder Report on Charitable Against No
and Political
Contributions
Merck & Co., Inc. MRK 58933Y105 28-May-13 Share Holder Report on Lobbying Against No
Activities
Chevron Corporation CVX 166764100 29-May-13 Management Elect Director Linnet For No
F. Deily
Chevron Corporation CVX 166764100 29-May-13 Management Elect Director Robert For No
E. Denham
Chevron Corporation CVX 166764100 29-May-13 Management Elect Director Alice For No
P. Gast
Chevron Corporation CVX 166764100 29-May-13 Management Elect Director Enrique For No
Hernandez, Jr.
Chevron Corporation CVX 166764100 29-May-13 Management Elect Director George For No
L. Kirkland
Chevron Corporation CVX 166764100 29-May-13 Management Elect Director Charles For No
W. Moorman, IV
Chevron Corporation CVX 166764100 29-May-13 Management Elect Director Kevin For No
W. Sharer
Chevron Corporation CVX 166764100 29-May-13 Management Elect Director John G. For No
Stumpf
Chevron Corporation CVX 166764100 29-May-13 Management Elect Director Ronald For No
D. Sugar
Chevron Corporation CVX 166764100 29-May-13 Management Elect Director Carl For No
Ware
Chevron Corporation CVX 166764100 29-May-13 Management Elect Director John S. For No
Watson
Chevron Corporation CVX 166764100 29-May-13 Management Ratify Auditors For No
Chevron Corporation CVX 166764100 29-May-13 Management Advisory Vote to For No
Ratify Named Executive
Officers' Compensation
Chevron Corporation CVX 166764100 29-May-13 Management Amend Omnibus Stock For No
Plan
Chevron Corporation CVX 166764100 29-May-13 Share Holder Report on Management For Yes
of Hydraulic
Fracturing Risks and
Opportunities
Chevron Corporation CVX 166764100 29-May-13 Share Holder Report on Offshore Oil Against No
Wells and Spill
Mitigation Measures
Chevron Corporation CVX 166764100 29-May-13 Share Holder Report on Financial Against No
Risks of Climate
Change
Chevron Corporation CVX 166764100 29-May-13 Share Holder Report on Lobbying For Yes
Payments and Policy
Chevron Corporation CVX 166764100 29-May-13 Share Holder Prohibit Political Against No
Contributions
Chevron Corporation CVX 166764100 29-May-13 Share Holder Provide for Cumulative For Yes
Voting
Chevron Corporation CVX 166764100 29-May-13 Share Holder Amend For Yes
Articles/Bylaws
/Charter --
Call Special
Meetings
Chevron Corporation CVX 166764100 29-May-13 Share Holder Require Director For Yes
Nominee with
Environmental
Expertise
Chevron Corporation CVX 166764100 29-May-13 Share Holder Adopt Guidelines for For Yes
Country Selection
Page 28
Exxon Mobil Corporation XOM 30231G102 29-May-13 Management Elect Director M.J. For No
Boskin
Exxon Mobil Corporation XOM 30231G102 29-May-13 Management Elect Director P. For No
Brabeck-Letmathe
Exxon Mobil Corporation XOM 30231G102 29-May-13 Management Elect Director U.M. For No
Burns
Exxon Mobil Corporation XOM 30231G102 29-May-13 Management Elect Director L.R. For No
Faulkner
Exxon Mobil Corporation XOM 30231G102 29-May-13 Management Elect Director J.S. For No
Fishman
Exxon Mobil Corporation XOM 30231G102 29-May-13 Management Elect Director H.H. For No
Fore
Exxon Mobil Corporation XOM 30231G102 29-May-13 Management Elect Director K.C. For No
Frazier
Exxon Mobil Corporation XOM 30231G102 29-May-13 Management Elect Director W.W. For No
George
Exxon Mobil Corporation XOM 30231G102 29-May-13 Management Elect Director S.J. For No
Palmisano
Exxon Mobil Corporation XOM 30231G102 29-May-13 Management Elect Director S.S. For No
Reinemund
Exxon Mobil Corporation XOM 30231G102 29-May-13 Management Elect Director R.W. For No
Tillerson
Exxon Mobil Corporation XOM 30231G102 29-May-13 Management Elect Director W.C. For No
Weldon
Exxon Mobil Corporation XOM 30231G102 29-May-13 Management Elect Director E.E. For No
Whitacre, Jr.
Exxon Mobil Corporation XOM 30231G102 29-May-13 Management Ratify Auditors For No
Exxon Mobil Corporation XOM 30231G102 29-May-13 Management Advisory Vote to Against Yes
Ratify Named Executive
Officers' Compensation
Exxon Mobil Corporation XOM 30231G102 29-May-13 Share Holder Require Independent For Yes
Board Chairman
Exxon Mobil Corporation XOM 30231G102 29-May-13 Share Holder Require a Majority For Yes
Vote for the Election
of Directors
Exxon Mobil Corporation XOM 30231G102 29-May-13 Share Holder Limit Directors to a Against No
Maximum of Three Board
Memberships in
Companies with Sales
over $500 Million
Annually
Exxon Mobil Corporation XOM 30231G102 29-May-13 Share Holder Report on Lobbying For Yes
Payments and Policy
Exxon Mobil Corporation XOM 30231G102 29-May-13 Share Holder Study Feasibility of Against No
Prohibiting Political
Contributions
Exxon Mobil Corporation XOM 30231G102 29-May-13 Share Holder Adopt Sexual For Yes
Orientation Anti-bias
Policy
Exxon Mobil Corporation XOM 30231G102 29-May-13 Share Holder Report on Management For Yes
of Hydraulic
Fracturing Risks and
Opportunities
Exxon Mobil Corporation XOM 30231G102 29-May-13 Share Holder Adopt Quantitative GHG For Yes
Goals for Products and
Operations
Page 29
BlackRock, Inc. BLK 09247X101 30-May-13 Management Elect Director For No
Abdlatif Yousef
Al-Hamad
BlackRock, Inc. BLK 09247X101 30-May-13 Management Elect Director Mathis For No
Cabiallavetta
BlackRock, Inc. BLK 09247X101 30-May-13 Management Elect Director Dennis For No
D. Dammerman
BlackRock, Inc. BLK 09247X101 30-May-13 Management Elect Director Jessica For No
P. Einhorn
BlackRock, Inc. BLK 09247X101 30-May-13 Management Elect Director For No
Fabrizio Freda
BlackRock, Inc. BLK 09247X101 30-May-13 Management Elect Director David For No
H. Komansky
BlackRock, Inc. BLK 09247X101 30-May-13 Management Elect Director James For No
E. Rohr
BlackRock, Inc. BLK 09247X101 30-May-13 Management Elect Director Susan For No
L. Wagner
BlackRock, Inc. BLK 09247X101 30-May-13 Management Advisory Vote to For No
Ratify Named Executive
Officers' Compensation
BlackRock, Inc. BLK 09247X101 30-May-13 Management Ratify Auditors For No
Starwood Hotels & HOT 85590A401 30-May-13 Management Elect Director Frits For No
Resorts Worldwide, Inc. van Paasschen
Starwood Hotels & HOT 85590A401 30-May-13 Management Elect Director Bruce For No
Resorts Worldwide, Inc. W. Duncan
Starwood Hotels & HOT 85590A401 30-May-13 Management Elect Director Adam M. For No
Resorts Worldwide, Inc. Aron
Starwood Hotels & HOT 85590A401 30-May-13 Management Elect Director For No
Resorts Worldwide, Inc. Charlene Barshefsky
Starwood Hotels & HOT 85590A401 30-May-13 Management Elect Director Thomas For No
Resorts Worldwide, Inc. E. Clarke
Starwood Hotels & HOT 85590A401 30-May-13 Management Elect Director Clayton For No
Resorts Worldwide, Inc. C. Daley, Jr.
Starwood Hotels & HOT 85590A401 30-May-13 Management Elect Director Lizanne For No
Resorts Worldwide, Inc. Galbreath
Starwood Hotels & HOT 85590A401 30-May-13 Management Elect Director Eric For No
Resorts Worldwide, Inc. Hippeau
Starwood Hotels & HOT 85590A401 30-May-13 Management Elect Director Aylwin For No
Resorts Worldwide, Inc. B. Lewis
Starwood Hotels & HOT 85590A401 30-May-13 Management Elect Director Stephen For No
Resorts Worldwide, Inc. R. Quazzo
Starwood Hotels & HOT 85590A401 30-May-13 Management Elect Director Thomas For No
Resorts Worldwide, Inc. O. Ryder
Starwood Hotels & HOT 85590A401 30-May-13 Management Advisory Vote to For No
Resorts Worldwide, Inc. Ratify Named Executive
Officers' Compensation
Starwood Hotels & HOT 85590A401 30-May-13 Management Approve Omnibus Stock For No
Resorts Worldwide, Inc. Plan
Starwood Hotels & HOT 85590A401 30-May-13 Management Ratify Auditors For No
Resorts Worldwide, Inc.
Page 30
Ares Capital ARCC 04010L103 04-Jun-13 Management Elect Director Frank For No
Corporation E. O'Bryan
Ares Capital ARCC 04010L103 04-Jun-13 Management Elect Director Antony For No
Corporation P. Ressler
Ares Capital ARCC 04010L103 04-Jun-13 Management Elect Director Eric B. For No
Corporation Siegel
Ares Capital ARCC 04010L103 04-Jun-13 Management Ratify Auditors For No
Corporation
Ares Capital ARCC 04010L103 04-Jun-13 Management Approve Issuance of For No
Corporation Shares Below Net Asset
Value (NAV)
Caterpillar Inc. CAT 149123101 12-Jun-13 Management Elect Director David For No
L. Calhoun
Caterpillar Inc. CAT 149123101 12-Jun-13 Management Elect Director Daniel For No
M. Dickinson
Caterpillar Inc. CAT 149123101 12-Jun-13 Management Elect Director Juan For No
Gallardo
Caterpillar Inc. CAT 149123101 12-Jun-13 Management Elect Director David For No
R. Goode
Caterpillar Inc. CAT 149123101 12-Jun-13 Management Elect Director Jesse For No
J. Greene, Jr.
Caterpillar Inc. CAT 149123101 12-Jun-13 Management Elect Director Jon M. For No
Huntsman, Jr.
Caterpillar Inc. CAT 149123101 12-Jun-13 Management Elect Director Peter For No
A. Magowan
Caterpillar Inc. CAT 149123101 12-Jun-13 Management Elect Director Dennis For No
A. Muilenburg
Caterpillar Inc. CAT 149123101 12-Jun-13 Management Elect Director Douglas For No
R. Oberhelman
Caterpillar Inc. CAT 149123101 12-Jun-13 Management Elect Director William For No
A. Osborn
Caterpillar Inc. CAT 149123101 12-Jun-13 Management Elect Director Charles For No
D. Powell
Caterpillar Inc. CAT 149123101 12-Jun-13 Management Elect Director Edward For No
B. Rust, Jr.
Caterpillar Inc. CAT 149123101 12-Jun-13 Management Elect Director Susan For No
C. Schwab
Caterpillar Inc. CAT 149123101 12-Jun-13 Management Elect Director Joshua For No
I. Smith
Caterpillar Inc. CAT 149123101 12-Jun-13 Management Elect Director Miles For No
D. White
Caterpillar Inc. CAT 149123101 12-Jun-13 Management Ratify Auditors For No
Caterpillar Inc. CAT 149123101 12-Jun-13 Management Advisory Vote to For No
Ratify Named Executive
Officers' Compensation
Caterpillar Inc. CAT 149123101 12-Jun-13 Share Holder Require a Majority For Yes
Vote for the Election
of Directors
Caterpillar Inc. CAT 149123101 12-Jun-13 Share Holder Provide Right to Act For Yes
by Written Consent
Caterpillar Inc. CAT 149123101 12-Jun-13 Share Holder Stock For Yes
Retention/Holding
Period
Caterpillar Inc. CAT 149123101 12-Jun-13 Share Holder Include Sustainability Against No
as a Performance
Measure for Senior
Executive Compensation
Caterpillar Inc. CAT 149123101 12-Jun-13 Share Holder Review and Assess For Yes
Human Rights Policies
Caterpillar Inc. CAT 149123101 12-Jun-13 Share Holder Prohibit Sales to the Against No
Government of Sudan
Page 31
Target Corporation TGT 87612E106 12-Jun-13 Management Elect Director Roxanne For No
S. Austin
Target Corporation TGT 87612E106 12-Jun-13 Management Elect Director Douglas For No
M. Baker, Jr.
Target Corporation TGT 87612E106 12-Jun-13 Management Elect Director For No
Henrique De Castro
Target Corporation TGT 87612E106 12-Jun-13 Management Elect Director Calvin For No
Darden
Target Corporation TGT 87612E106 12-Jun-13 Management Elect Director Mary N. For No
Dillon
Target Corporation TGT 87612E106 12-Jun-13 Management Elect Director James For No
A. Johnson
Target Corporation TGT 87612E106 12-Jun-13 Management Elect Director Mary E. For No
Minnick
Target Corporation TGT 87612E106 12-Jun-13 Management Elect Director Anne M. For No
Mulcahy
Target Corporation TGT 87612E106 12-Jun-13 Management Elect Director Derica For No
W. Rice
Target Corporation TGT 87612E106 12-Jun-13 Management Elect Director Gregg For No
W. Steinhafel
Target Corporation TGT 87612E106 12-Jun-13 Management Elect Director John G. For No
Stumpf
Target Corporation TGT 87612E106 12-Jun-13 Management Elect Director Solomon For No
D. Trujillo
Target Corporation TGT 87612E106 12-Jun-13 Management Ratify Auditors For No
Target Corporation TGT 87612E106 12-Jun-13 Management Advisory Vote to Against Yes
Ratify Named Executive
Officers' Compensation
Target Corporation TGT 87612E106 12-Jun-13 Share Holder Require Independent For Yes
Board Chairman
Target Corporation TGT 87612E106 12-Jun-13 Share Holder Report on Electronics Against No
Recycling and
Preventing E-Waste
Export
Page 32
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) FIRST TRUST ENHANCED EQUITY INCOME FUND
---------------------------------------
By (Signature and Title)* /s/ Mark R. Bradley
-----------------------------------
Mark R. Bradley, President
Date July 11, 2013
-------------------------
* Print the name and title of each signing officer under his or her signature.