N-PX 1 ffa_npx.txt VOTE SUMMARY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File No. 811-21586 First Trust Enhanced Equity Income Fund ------------------------------------------------------------- Exact Name of Registrant as Specified in Declaration of Trust 120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187 ------------------------------------------------------------------------------ Address of Principal Executive Offices (Number, Street, City, State, Zip Code) W. Scott Jardine First Trust Portfolios L.P. 120 East Liberty Drive, Suite 400 Wheaton, Illinois 60187 ----------------------------------------------------------------------------- Name and Address (Number, Street, City, State, Zip Code) of Agent for Service (630) 765-8000 -------------------------------------------------- Registrant's Telephone Number, including Area Code Date of fiscal year end: December 31 ----------- Date of reporting period: July 1, 2011 - June 30, 2012 ---------------------------- Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington D.C. 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507. Item 1. Proxy Voting Record

Vote Votes Instruc- Against Company Name CUSIP Meeting Date Proposal Proponent tion Management ------------------------------------------------------------------------------------------------------------------------------------ Horizon Technology Finance 44045A102 12-Jul-11 Approve Sale of Common Shares Below Management Against Yes Corporation Net Asset Value Vodafone Group plc G93882135 26-Jul-11 Accept Financial Statements and Management For No Statutory Reports Vodafone Group plc G93882135 26-Jul-11 Elect Gerard Kleisterlee as Management For No Director Vodafone Group plc G93882135 26-Jul-11 Re-elect John Buchanan as Director Management For No Vodafone Group plc G93882135 26-Jul-11 Re-elect Vittorio Colao as Director Management For No Vodafone Group plc G93882135 26-Jul-11 Re-elect Michel Combes as Director Management For No Vodafone Group plc G93882135 26-Jul-11 Re-elect Andy Halford as Director Management For No Vodafone Group plc G93882135 26-Jul-11 Re-elect Stephen Pusey as Director Management For No Vodafone Group plc G93882135 26-Jul-11 Elect Renee James as Director Management For No Vodafone Group plc G93882135 26-Jul-11 Re-elect Alan Jebson as Director Management For No Vodafone Group plc G93882135 26-Jul-11 Re-elect Samuel Jonah as Director Management For No Vodafone Group plc G93882135 26-Jul-11 Re-elect Nick Land as Director Management For No Vodafone Group plc G93882135 26-Jul-11 Re-elect Anne Lauvergeon as Management For No Director Vodafone Group plc G93882135 26-Jul-11 Re-elect Luc Vandevelde as Director Management For No Vodafone Group plc G93882135 26-Jul-11 Re-elect Anthony Watson as Director Management For No Vodafone Group plc G93882135 26-Jul-11 Re-elect Philip Yea as Director Management For No Vodafone Group plc G93882135 26-Jul-11 Approve Final Dividend Management For No Vodafone Group plc G93882135 26-Jul-11 Approve Remuneration Report Management For No Vodafone Group plc G93882135 26-Jul-11 Reappoint Deloitte LLP as Auditors Management For No Vodafone Group plc G93882135 26-Jul-11 Authorise Audit Committee to Fix Management For No Remuneration of Auditors Vodafone Group plc G93882135 26-Jul-11 Authorise Issue of Equity with Management For No Pre-emptive Rights Vodafone Group plc G93882135 26-Jul-11 Authorise Issue of Equity without Management For No Pre-emptive Rights Vodafone Group plc G93882135 26-Jul-11 Authorise Market Purchase Management For No Vodafone Group plc G93882135 26-Jul-11 Authorise the Company to Call EGM Management For No with Two Weeks' Notice Apollo Investment Corporation 03761U106 02-Aug-11 Elect Director Frank C. Puleo Management For No Apollo Investment Corporation 03761U106 02-Aug-11 Elect Director Carl Spielvogel Management For No Apollo Investment Corporation 03761U106 02-Aug-11 Elect Director Jeanette Loeb Management For No Apollo Investment Corporation 03761U106 02-Aug-11 Ratify Auditors Management For No Apollo Investment Corporation 03761U106 02-Aug-11 Approve Sale of Common Shares Below Management For No Net Asset Value Microchip Technology 595017104 19-Aug-11 Elect Director Steve Sanghi Management For No Incorporated Microchip Technology 595017104 19-Aug-11 Elect Director Albert J. Management For No Incorporated Hugo-Martinez Microchip Technology 595017104 19-Aug-11 Elect Director L.B. Day Management For No Incorporated Microchip Technology 595017104 19-Aug-11 Elect Director Matthew W. Chapman Management For No Incorporated Microchip Technology 595017104 19-Aug-11 Elect Director Wade F. Meyercord Management For No Incorporated Microchip Technology 595017104 19-Aug-11 Amend Executive Incentive Bonus Management For No Incorporated Plan Microchip Technology 595017104 19-Aug-11 Ratify Auditors Management For No Incorporated Microchip Technology 595017104 19-Aug-11 Advisory Vote to Ratify Named Management For No Incorporated Executive Officers' Compensation Microchip Technology 595017104 19-Aug-11 Advisory Vote on Say on Pay Management One Year Yes Incorporated Frequency Oracle Corporation 68389X105 12-Oct-11 Elect Director Jeffrey S. Berg Management For No Oracle Corporation 68389X105 12-Oct-11 Elect Director H. Raymond Bingham Management For No Oracle Corporation 68389X105 12-Oct-11 Elect Director Michael J. Boskin Management For No Oracle Corporation 68389X105 12-Oct-11 Elect Director Safra A. Catz Management For No Oracle Corporation 68389X105 12-Oct-11 Elect Director Bruce R. Chizen Management For No Oracle Corporation 68389X105 12-Oct-11 Elect Director George H. Conrades Management For No Oracle Corporation 68389X105 12-Oct-11 Elect Director Lawrence J. Ellison Management For No Oracle Corporation 68389X105 12-Oct-11 Elect Director Hector Garcia-Molina Management For No Oracle Corporation 68389X105 12-Oct-11 Elect Director Jeffrey O. Henley Management For No Oracle Corporation 68389X105 12-Oct-11 Elect Director Mark V. Hurd Management For No Oracle Corporation 68389X105 12-Oct-11 Elect Director Donald L. Lucas Management For No Oracle Corporation 68389X105 12-Oct-11 Director Naomi O. Seligman Management For No Oracle Corporation 68389X105 12-Oct-11 Advisory Vote to Ratify Named Management Against Yes Executive Officers' Compensation Oracle Corporation 68389X105 12-Oct-11 Advisory Vote on Say on Pay Management One Year No Frequency Oracle Corporation 68389X105 12-Oct-11 Ratify Auditors Management For No Oracle Corporation 68389X105 12-Oct-11 Stock Retention/Holding Period Share Holder For Yes Microsoft Corporation 594918104 15-Nov-11 Elect Director Steven A. Ballmer Management For No Microsoft Corporation 594918104 15-Nov-11 Elect Director Dina Dublon Management For No Microsoft Corporation 594918104 15-Nov-11 Elect Director William H. Gates, Management For No III Microsoft Corporation 594918104 15-Nov-11 Elect Director Raymond V. Gilmartin Management For No Microsoft Corporation 594918104 15-Nov-11 Elect Director Reed Hastings Management For No Microsoft Corporation 594918104 15-Nov-11 Elect Director Maria M. Klawe Management For No Microsoft Corporation 594918104 15-Nov-11 Elect Director David F. Marquardt Management For No Microsoft Corporation 594918104 15-Nov-11 Elect Director Charles H. Noski Management For No Microsoft Corporation 594918104 15-Nov-11 Elect Director Helmut Panke Management For No Microsoft Corporation 594918104 15-Nov-11 Advisory Vote to Ratify Named Management For No Executive Officers' Compensation Microsoft Corporation 594918104 15-Nov-11 Advisory Vote on Say on Pay Management One Year No Frequency Microsoft Corporation 594918104 15-Nov-11 Ratify Auditors Management For No Microsoft Corporation 594918104 15-Nov-11 Amend Bylaws to Establish a Board Share Holder Against No Committee on Environmental Sustainability Cisco Systems, Inc. 17275R102 07-Dec-11 Elect Director Carol A. Bartz Management For No Cisco Systems, Inc. 17275R102 07-Dec-11 Elect Director M. Michele Burns Management For No Cisco Systems, Inc. 17275R102 07-Dec-11 Elect Director Michael D. Capellas Management For No Cisco Systems, Inc. 17275R102 07-Dec-11 Elect Director Larry R. Carter Management For No Cisco Systems, Inc. 17275R102 07-Dec-11 Elect Director John T. Chambers Management For No Cisco Systems, Inc. 17275R102 07-Dec-11 Elect Director Brian L. Halla Management For No Cisco Systems, Inc. 17275R102 07-Dec-11 Elect Director John L. Hennessy Management For No Cisco Systems, Inc. 17275R102 07-Dec-11 Elect Director Richard M. Management For No Kovacevich Cisco Systems, Inc. 17275R102 07-Dec-11 Elect Director Roderick C. McGeary Management For No Cisco Systems, Inc. 17275R102 07-Dec-11 Elect Director Arun Sarin Management For No Cisco Systems, Inc. 17275R102 07-Dec-11 Elect Director Steven M. West Management For No Cisco Systems, Inc. 17275R102 07-Dec-11 Elect Director Jerry Yang Management For No Cisco Systems, Inc. 17275R102 07-Dec-11 Amend Omnibus Stock Plan Management For No Cisco Systems, Inc. 17275R102 07-Dec-11 Advisory Vote to Ratify Named Management For No Executive Officers' Compensation Cisco Systems, Inc. 17275R102 07-Dec-11 Advisory Vote on Say on Pay Management One Year No Frequency Cisco Systems, Inc. 17275R102 07-Dec-11 Ratify Auditors Management For No Cisco Systems, Inc. 17275R102 07-Dec-11 Amend Bylaws to Establish a Board Share Holder Against No Committee on Environmental Sustainability Cisco Systems, Inc. 17275R102 07-Dec-11 Report on Internet Fragmentation Share Holder For Yes Cisco Systems, Inc. 17275R102 07-Dec-11 Stock Retention/Holding Period Share Holder For Yes Emerson Electric Co. 291011104 07-Feb-12 Elect Director C. Fernandez G. Management For No Emerson Electric Co. 291011104 07-Feb-12 Elect Director A.F. Golden Management For No Emerson Electric Co. 291011104 07-Feb-12 Elect Director W.R. Johnson Management For No Emerson Electric Co. 291011104 07-Feb-12 Elect Director J.B. Menzer Management For No Emerson Electric Co. 291011104 07-Feb-12 Elect Director A.A. Busch, III Management For No Emerson Electric Co. 291011104 07-Feb-12 Elect Director R.I. Ridgway Management For No Emerson Electric Co. 291011104 07-Feb-12 Advisory Vote to Ratify Named Management For No Executive Officers' Compensation Emerson Electric Co. 291011104 07-Feb-12 Ratify Auditors Management For No Emerson Electric Co. 291011104 07-Feb-12 Report on Sustainability Share Holder For Yes Emerson Electric Co. 291011104 07-Feb-12 Declassify the Board of Directors Share Holder For Yes Accenture plc G1151C101 09-Feb-12 Accept Financial Statements and Management For No Statutory Reports Accenture plc G1151C101 09-Feb-12 Reelect Dina Dublon as a Director Management For No Accenture plc G1151C101 09-Feb-12 Reelect William D. Green as a Management For No Director Accenture plc G1151C101 09-Feb-12 Reelect Nobuyuki Idei as a Director Management For No Accenture plc G1151C101 09-Feb-12 Reelect Marjorie Magner as a Management For No Director Accenture plc G1151C101 09-Feb-12 Approve Auditors and Authorize Management For No Board to Fix Their Remuneration Accenture plc G1151C101 09-Feb-12 Advisory Vote to Ratify Named Management For No Executive Officers' Compensation Accenture plc G1151C101 09-Feb-12 Declassify the Board of Directors Management For No Accenture plc G1151C101 09-Feb-12 Authorize the Holding of the 2013 Management For No AGM at a Location Outside Ireland Accenture plc G1151C101 09-Feb-12 Authorize Open-Market Purchases of Management For No Class A Ordinary Shares Accenture plc G1151C101 09-Feb-12 Determine the Price Range at which Management For No Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock Page 1 Apple Inc. 037833100 23-Feb-12 Elect Director William V. Campbell Management For No Apple Inc. 037833100 23-Feb-12 Elect Director Timothy D. Cook Management For No Apple Inc. 037833100 23-Feb-12 Elect Director Millard S. Drexler Management For No Apple Inc. 037833100 23-Feb-12 Elect Director Al Gore Management For No Apple Inc. 037833100 23-Feb-12 Elect Director Robert A. Iger Management For No Apple Inc. 037833100 23-Feb-12 Elect Director Andrea Jung Management For No Apple Inc. 037833100 23-Feb-12 Elect Director Arthur D. Levinson Management For No Apple Inc. 037833100 23-Feb-12 Elect Director Ronald D. Sugar Management For No Apple Inc. 037833100 23-Feb-12 Ratify Auditors Management For No Apple Inc. 037833100 23-Feb-12 Advisory Vote to Ratify Named Management For No Executive Officers' Compensation Apple Inc. 037833100 23-Feb-12 Prepare Conflict of Interest Report Share Holder Against No Apple Inc. 037833100 23-Feb-12 Advisory Vote to Ratify Directors' Share Holder Against No Compensation Apple Inc. 037833100 23-Feb-12 Report on Political Contributions Share Holder Against No Apple Inc. 037833100 23-Feb-12 Require a Majority Vote for the Share Holder For Yes Election of Directors Novartis AG H5820Q150 23-Feb-12 Accept Financial Statements and Management For No Statutory Reports Novartis AG H5820Q150 23-Feb-12 Approve Discharge of Board and Management For No Senior Management Novartis AG H5820Q150 23-Feb-12 Approve Allocation of Income and Management For No Dividends of CHF 2.25 per Share Novartis AG H5820Q150 23-Feb-12 Approve CHF 19.7 Million Reduction Management For No in Share Capital via Cancellation of Repurchased Shares Novartis AG H5820Q150 23-Feb-12 Reelect Sikrant Datar as Director Management For No Novartis AG H5820Q150 23-Feb-12 Reelect Andreas von Planta as Management For No Director Novartis AG H5820Q150 23-Feb-12 Reelect Wendelin Wiedeking as Management For No Director Novartis AG H5820Q150 23-Feb-12 Reelect William Brody as Director Management For No Novartis AG H5820Q150 23-Feb-12 Reelect Rolf Zinkernagel as Management For No Director Novartis AG H5820Q150 23-Feb-12 Elect Dimitri Azar as Director Management For No Novartis AG H5820Q150 23-Feb-12 Ratify PricewaterhouseCoopers as Management For No Auditors Novartis AG H5820Q150 23-Feb-12 Additional And/or Counter-proposals Management Against Yes Presented At The Meeting QUALCOMM Incorporated 747525103 06-Mar-12 Elect Director Barbara T. Alexander Management For No QUALCOMM Incorporated 747525103 06-Mar-12 Elect Director Stephen M. Bennett Management For No QUALCOMM Incorporated 747525103 06-Mar-12 Elect Director Donald G. Management For No Cruickshank QUALCOMM Incorporated 747525103 06-Mar-12 Elect Director Raymond V. Dittamore Management For No QUALCOMM Incorporated 747525103 06-Mar-12 Elect Director Thomas W. Horton Management For No QUALCOMM Incorporated 747525103 06-Mar-12 Elect Director Paul E. Jacobs Management For No QUALCOMM Incorporated 747525103 06-Mar-12 Elect Director Robert E. Kahn Management For No QUALCOMM Incorporated 747525103 06-Mar-12 Elect Director Sherry Lansing Management For No QUALCOMM Incorporated 747525103 06-Mar-12 Elect Director Duane A. Nelles Management For No QUALCOMM Incorporated 747525103 06-Mar-12 Elect Director Francisco Ros Management For No QUALCOMM Incorporated 747525103 06-Mar-12 Elect Director Brent Scowcroft Management For No QUALCOMM Incorporated 747525103 06-Mar-12 Elect Director Marc I. Stern Management For No QUALCOMM Incorporated 747525103 06-Mar-12 Ratify Auditors Management For No QUALCOMM Incorporated 747525103 06-Mar-12 Advisory Vote to Ratify Named Management Against Yes Executive Officers' Compensation QUALCOMM Incorporated 747525103 06-Mar-12 Eliminate Provision Relating to Management For No Plurality Voting for the Election of Directors Covidien Public Limited Company G2554F105 13-Mar-12 Elect Director Jose E. Almeida Management For No Covidien Public Limited Company G2554F105 13-Mar-12 Elect Director Craig Arnold Management For No Covidien Public Limited Company G2554F105 13-Mar-12 Elect Director Robert H. Brust Management For No Covidien Public Limited Company G2554F105 13-Mar-12 Elect Director John M. Connors, Jr Management For No Covidien Public Limited Company G2554F105 13-Mar-12 Elect Director Christopher J. Management For No Coughlin Covidien Public Limited Company G2554F105 13-Mar-12 Elect Director Timothy M. Donahue Management For No Covidien Public Limited Company G2554F105 13-Mar-12 Elect Director Randall J. Hogan, Management For No III Covidien Public Limited Company G2554F105 13-Mar-12 Elect Director Martin D. Madaus Management For No Covidien Public Limited Company G2554F105 13-Mar-12 Elect Director Dennis H. Reilley Management For No Covidien Public Limited Company G2554F105 13-Mar-12 Elect Director Joseph A. Zaccagnino Management For No Covidien Public Limited Company G2554F105 13-Mar-12 Approve Auditors and Authorize Management For No Board to Fix Their Remuneration Covidien Public Limited Company G2554F105 13-Mar-12 Advisory Vote to Ratify Named Management For No Executive Officers' Compensation Covidien Public Limited Company G2554F105 13-Mar-12 Authorize Open-Market Purchases of Management For No Ordinary Shares Covidien Public Limited Company G2554F105 13-Mar-12 Authorize the Price Range at which Management For No the Company can Reissue Shares that it holds as Treasury Shares Covidien Public Limited Company G2554F105 13-Mar-12 Amend Articles of Association to Management For No Provide for Escheatment under U.S. Law Covidien Public Limited Company G2554F105 13-Mar-12 Amend Articles of Association to Management For No Allow Board to Declare Non-Cash Dividends The Walt Disney Company 254687106 13-Mar-12 Elect Director Susan E. Arnold Management For No The Walt Disney Company 254687106 13-Mar-12 Elect Director John S. Chen Management For No The Walt Disney Company 254687106 13-Mar-12 Elect Director Judith L. Estrin Management Against Yes The Walt Disney Company 254687106 13-Mar-12 Elect Director Robert A. Iger Management For No The Walt Disney Company 254687106 13-Mar-12 Elect Director Fred H. Langhammer Management For No The Walt Disney Company 254687106 13-Mar-12 Elect Director Aylwin B. Lewis Management Against Yes The Walt Disney Company 254687106 13-Mar-12 Elect Director Monica C. Lozano Management For No The Walt Disney Company 254687106 13-Mar-12 Elect Director Robert W. Management Against Yes Matschullat The Walt Disney Company 254687106 13-Mar-12 Elect Director Sheryl Sandberg Management Against Yes The Walt Disney Company 254687106 13-Mar-12 Elect Director Orin C. Smith Management For No The Walt Disney Company 254687106 13-Mar-12 Ratify Auditors Management For No The Walt Disney Company 254687106 13-Mar-12 Amend Omnibus Stock Plan Management For No The Walt Disney Company 254687106 13-Mar-12 Advisory Vote to Ratify Named Management Against Yes Executive Officers' Compensation Agilent Technologies, Inc. 00846U101 21-Mar-12 Elect Director Robert J. Herbold Management For No Agilent Technologies, Inc. 00846U101 21-Mar-12 Elect Director Koh Boon Hwee Management For No Agilent Technologies, Inc. 00846U101 21-Mar-12 Elect Director William P. Sullivan Management For No Agilent Technologies, Inc. 00846U101 21-Mar-12 Ratify Auditors Management For No Agilent Technologies, Inc. 00846U101 21-Mar-12 Advisory Vote to Ratify Named Management For No Executive Officers' Compensation Hewlett-Packard Company 428236103 21-Mar-12 Elect Director Marc L. Andreessen Management For No Hewlett-Packard Company 428236103 21-Mar-12 Elect Director Shumeet Banerji Management For No Hewlett-Packard Company 428236103 21-Mar-12 Elect Director Rajiv L. Gupta Management For No Hewlett-Packard Company 428236103 21-Mar-12 Elect Director John H. Hammergren Management For No Hewlett-Packard Company 428236103 21-Mar-12 Elect Director Raymond J. Lane Management For No Hewlett-Packard Company 428236103 21-Mar-12 Elect Director Ann M. Livermore Management For No Hewlett-Packard Company 428236103 21-Mar-12 Elect Director G. M. Reiner Management For No Hewlett-Packard Company 428236103 21-Mar-12 Elect Director Patricia F. Russo Management For No Hewlett-Packard Company 428236103 21-Mar-12 Elect Director G. Kennedy Thompson Management For No Hewlett-Packard Company 428236103 21-Mar-12 Elect Director Margaret C. Whitman Management For No Hewlett-Packard Company 428236103 21-Mar-12 Elect Director Ralph V. Whitworth Management For No Hewlett-Packard Company 428236103 21-Mar-12 Ratify Auditors Management For No Hewlett-Packard Company 428236103 21-Mar-12 Advisory Vote to Ratify Named Management For No Executive Officers' Compensation Hewlett-Packard Company 428236103 21-Mar-12 Adopt Retention Ratio for Share Holder For Yes Executives The Bank of New York Mellon 064058100 10-Apr-12 Elect Director Ruth E. Bruch Management For No Corporation The Bank of New York Mellon 064058100 10-Apr-12 Elect Director Nicholas M. Donofrio Management For No Corporation The Bank of New York Mellon 064058100 10-Apr-12 Elect Director Gerald L. Hassell Management For No Corporation The Bank of New York Mellon 064058100 10-Apr-12 Elect Director Edmund F. Kelly Management For No Corporation The Bank of New York Mellon 064058100 10-Apr-12 Elect Director Richard J. Kogan Management For No Corporation The Bank of New York Mellon 064058100 10-Apr-12 Elect Director Michael J. Kowalski Management For No Corporation The Bank of New York Mellon 064058100 10-Apr-12 Elect Director John A. Luke, Jr. Management For No Corporation The Bank of New York Mellon 064058100 10-Apr-12 Elect Director Mark A. Nordenberg Management For No Corporation The Bank of New York Mellon 064058100 10-Apr-12 Elect Director Catherine A. Rein Management For No Corporation The Bank of New York Mellon 064058100 10-Apr-12 Elect Director William C. Management For No Corporation Richardson The Bank of New York Mellon 064058100 10-Apr-12 Elect Director Samuel C. Scott, III Management For No Corporation The Bank of New York Mellon 064058100 10-Apr-12 Elect Director Wesley W. von Schack Management For No Corporation The Bank of New York Mellon 064058100 10-Apr-12 Advisory Vote to Ratify Named Management Against Yes Corporation Executive Officers' Compensation The Bank of New York Mellon 064058100 10-Apr-12 Ratify Auditors Management For No Corporation The Bank of New York Mellon 064058100 10-Apr-12 Require Independent Board Chairman Share Holder For Yes Corporation The Bank of New York Mellon 064058100 10-Apr-12 Restore or Provide for Cumulative Share Holder For Yes Corporation Voting Page 2 Carnival Corporation 143658300 11-Apr-12 Reelect Micky Arison As A Director Management For No Of Carnival Corporation and As A Director Of Carnival Plc. Carnival Corporation 143658300 11-Apr-12 Reelect Jonathon Band As A Director Management For No Of Carnival Corporation and As A Director Of Carnival Plc. Carnival Corporation 143658300 11-Apr-12 Reelect Robert H. Dickinson As A Management For No Director Of Carnival Corporation and As A Director Of Carnival Plc. Carnival Corporation 143658300 11-Apr-12 Reelect Arnold W. Donald As A Management For No Director Of Carnival Corporation and As A Director Of Carnival Plc. Carnival Corporation 143658300 11-Apr-12 Reelect Pier Luigi Foschi As A Management For No Director Of Carnival Corporation and As A Director Of Carnival Plc. Carnival Corporation 143658300 11-Apr-12 Reelect Howard S. Frank As A Management For No Director Of Carnival Corporation and As A Director Of Carnival Plc. Carnival Corporation 143658300 11-Apr-12 Reelect Richard J. Glasier As A Management For No Director Of Carnival Corporation and As A Director Of Carnival Plc. Carnival Corporation 143658300 11-Apr-12 Reelect Debra Kelly-Ennis As A Management For No Director Of Carnival Corporation and As A Director Of Carnival Plc. Carnival Corporation 143658300 11-Apr-12 Reelect Modesto A. Maidique As A Management For No Director Of Carnival Corporation and As A Director Of Carnival Plc. Carnival Corporation 143658300 11-Apr-12 Reelect Sir John Parker As A Management For No Director Of Carnival Corporation and As A Director Of Carnival Plc. Carnival Corporation 143658300 11-Apr-12 Reelect Peter G. Ratcliffe As A Management For No Director Of Carnival Corporation and As A Director Of Carnival Plc. Carnival Corporation 143658300 11-Apr-12 Reelect Stuart Subotnick As A Management For No Director Of Carnival Corporation and As A Director Of Carnival Plc. Carnival Corporation 143658300 11-Apr-12 Reelect Laura Weil As A Director Of Management For No Carnival Corporation and As A Director Of Carnival Plc. Carnival Corporation 143658300 11-Apr-12 Reelect Randall J. Weisenburger As Management For No A Director Of Carnival Corporation and As A Director Of Carnival Plc. Carnival Corporation 143658300 11-Apr-12 Reappoint The UK Firm Of Management For No PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation Carnival Corporation 143658300 11-Apr-12 Authorize The Audit Committee Of Management For No Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc Carnival Corporation 143658300 11-Apr-12 Receive The UK Accounts And Reports Management For No Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2011 Carnival Corporation 143658300 11-Apr-12 Advisory Vote to Ratify Named Management For No Executive Officers' Compensation Carnival Corporation 143658300 11-Apr-12 Approve Remuneration of Executive Management For No Directors Carnival Corporation 143658300 11-Apr-12 Authorize Issue of Equity with Management For No Pre-emptive Rights Carnival Corporation 143658300 11-Apr-12 Authorize Issue of Equity without Management For No Pre-emptive Rights Carnival Corporation 143658300 11-Apr-12 Authorize Shares for Market Management For No Purchase Carnival Corporation 143658300 11-Apr-12 Report on Political Contributions Share Holder For Yes Schlumberger Limited 806857108 11-Apr-12 Elect Director Peter L.S. Currie Management For No Schlumberger Limited 806857108 11-Apr-12 Elect Director Tony Isaac Management For No Schlumberger Limited 806857108 11-Apr-12 Elect Director K. Vaman Kamath Management For No Schlumberger Limited 806857108 11-Apr-12 Elect Director Paal Kibsgaard Management For No Schlumberger Limited 806857108 11-Apr-12 Elect Director Nikolay Kudryavtsev Management For No Schlumberger Limited 806857108 11-Apr-12 Elect Director Adrian Lajous Management For No Schlumberger Limited 806857108 11-Apr-12 Elect Director Michael E. Marks Management For No Schlumberger Limited 806857108 11-Apr-12 Elect Director Elizabeth Moler Management For No Schlumberger Limited 806857108 11-Apr-12 Elect Director Lubna S. Olayan Management For No Schlumberger Limited 806857108 11-Apr-12 Elect Director Leo Rafael Reif Management For No Schlumberger Limited 806857108 11-Apr-12 Elect Director Tore I. Sandvold Management For No Schlumberger Limited 806857108 11-Apr-12 Elect Director Henri Seydoux Management For No Schlumberger Limited 806857108 11-Apr-12 Advisory Vote to Ratify Named Management For No Executive Officers' Compensation Schlumberger Limited 806857108 11-Apr-12 Adopt and Approve Financials and Management For No Dividends Schlumberger Limited 806857108 11-Apr-12 Ratify PricewaterhouseCoopers LLP Management For No as Auditors Schlumberger Limited 806857108 11-Apr-12 Amend Non-Employee Director Omnibus Management For No Stock Plan PPG Industries, Inc. 693506107 19-Apr-12 Elect Director Charles E. Bunch Management For No PPG Industries, Inc. 693506107 19-Apr-12 Elect Director Robert Ripp Management For No PPG Industries, Inc. 693506107 19-Apr-12 Elect Director Thomas J. Usher Management For No PPG Industries, Inc. 693506107 19-Apr-12 Elect Director David R. Whitwam Management For No PPG Industries, Inc. 693506107 19-Apr-12 Advisory Vote to Ratify Named Management For No Executive Officers' Compensation PPG Industries, Inc. 693506107 19-Apr-12 Declassify the Board of Directors Management For No PPG Industries, Inc. 693506107 19-Apr-12 Ratify Auditors Management For No Honeywell International Inc. 438516106 23-Apr-12 Elect Director Gordon M. Bethune Management For No Honeywell International Inc. 438516106 23-Apr-12 Elect Director Kevin Burke Management For No Honeywell International Inc. 438516106 23-Apr-12 Elect Director Jaime Chico Pardo Management For No Honeywell International Inc. 438516106 23-Apr-12 Elect Director David M. Cote Management For No Honeywell International Inc. 438516106 23-Apr-12 Elect Director D. Scott Davis Management For No Honeywell International Inc. 438516106 23-Apr-12 Elect Director Linnet F. Deily Management For No Honeywell International Inc. 438516106 23-Apr-12 Elect Director Judd Gregg Management For No Honeywell International Inc. 438516106 23-Apr-12 Elect Director Clive R. Hollick Management For No Honeywell International Inc. 438516106 23-Apr-12 Elect Director George Paz Management For No Honeywell International Inc. 438516106 23-Apr-12 Elect Director Bradley T. Sheares Management For No Honeywell International Inc. 438516106 23-Apr-12 Ratify Auditors Management For No Honeywell International Inc. 438516106 23-Apr-12 Advisory Vote to Ratify Named Management For No Executive Officers' Compensation Honeywell International Inc. 438516106 23-Apr-12 Require Independent Board Chairman Share Holder For Yes Honeywell International Inc. 438516106 23-Apr-12 Report on Political Contributions Share Holder For Yes International Business Machines 459200101 24-Apr-12 Elect Director Alain J.P. Belda Management For No Corporation International Business Machines 459200101 24-Apr-12 Elect Director William R. Brody Management For No Corporation International Business Machines 459200101 24-Apr-12 Elect Director Kenneth I. Chenault Management For No Corporation International Business Machines 459200101 24-Apr-12 Elect Director Michael L. Eskew Management For No Corporation International Business Machines 459200101 24-Apr-12 Elect Director David N. Farr Management For No Corporation International Business Machines 459200101 24-Apr-12 Elect Director Shirley Ann Jackson Management For No Corporation International Business Machines 459200101 24-Apr-12 Elect Director Andrew N. Liveris Management For No Corporation International Business Machines 459200101 24-Apr-12 Elect Director W. James McNerney, Management For No Corporation Jr. International Business Machines 459200101 24-Apr-12 Elect Director James W. Owens Management For No Corporation International Business Machines 459200101 24-Apr-12 Elect Director Samuel J. Palmisano Management For No Corporation International Business Machines 459200101 24-Apr-12 Elect Director Virginia M. Rometty Management For No Corporation International Business Machines 459200101 24-Apr-12 Elect Director Joan E. Spero Management For No Corporation International Business Machines 459200101 24-Apr-12 Elect Director Sidney Taurel Management For No Corporation International Business Machines 459200101 24-Apr-12 Elect Director Lorenzo H. Zambrano Management For No Corporation International Business Machines 459200101 24-Apr-12 Ratify Auditors Management For No Corporation International Business Machines 459200101 24-Apr-12 Advisory Vote to Ratify Named Management For No Corporation Executive Officers' Compensation International Business Machines 459200101 24-Apr-12 Provide for Cumulative Voting Share Holder For Yes Corporation International Business Machines 459200101 24-Apr-12 Report on Political Contributions Share Holder Against No Corporation International Business Machines 459200101 24-Apr-12 Report on Lobbying Expenses Share Holder Against No Corporation Page 3 Magellan Midstream Partners, 559080106 24-Apr-12 Elect Director Robert G. Croyle Management For No L.P. Magellan Midstream Partners, 559080106 24-Apr-12 Elect Director Barry R. Pearl Management For No L.P. Magellan Midstream Partners, 559080106 24-Apr-12 Advisory Vote to Ratify Named Management For No L.P. Executive Officers' Compensation Magellan Midstream Partners, 559080106 24-Apr-12 Ratify Auditors Management For No L.P. MetLife, Inc. 59156R108 24-Apr-12 Elect Director John M. Keane Management For No MetLife, Inc. 59156R108 24-Apr-12 Elect Director Catherine R. Kinney Management For No MetLife, Inc. 59156R108 24-Apr-12 Elect Director Hugh B. Price Management For No MetLife, Inc. 59156R108 24-Apr-12 Elect Director Kenton J. Sicchitano Management For No MetLife, Inc. 59156R108 24-Apr-12 Ratify Auditors Management For No MetLife, Inc. 59156R108 24-Apr-12 Advisory Vote to Ratify Named Management For No Executive Officers' Compensation The PNC Financial Services 693475105 24-Apr-12 Elect Director Richard O. Berndt Management For No Group, Inc. The PNC Financial Services 693475105 24-Apr-12 Elect Director Charles E. Bunch Management For No Group, Inc. The PNC Financial Services 693475105 24-Apr-12 Elect Director Paul W. Chellgren Management For No Group, Inc. The PNC Financial Services 693475105 24-Apr-12 Elect Director Kay Coles James Management For No Group, Inc. The PNC Financial Services 693475105 24-Apr-12 Elect Director Richard B. Kelson Management For No Group, Inc. The PNC Financial Services 693475105 24-Apr-12 Elect Director Bruce C. Lindsay Management For No Group, Inc. The PNC Financial Services 693475105 24-Apr-12 Elect Director Anthony A. Massaro Management For No Group, Inc. The PNC Financial Services 693475105 24-Apr-12 Elect Director Jane G. Pepper Management For No Group, Inc. The PNC Financial Services 693475105 24-Apr-12 Elect Director James E. Rohr Management For No Group, Inc. The PNC Financial Services 693475105 24-Apr-12 Elect Director Donald J. Shepard Management For No Group, Inc. The PNC Financial Services 693475105 24-Apr-12 Elect Director Lorene K. Steffes Management For No Group, Inc. The PNC Financial Services 693475105 24-Apr-12 Elect Director Dennis F. Strigl Management For No Group, Inc. The PNC Financial Services 693475105 24-Apr-12 Elect Director Thomas J. Usher Management For No Group, Inc. The PNC Financial Services 693475105 24-Apr-12 Elect Director George H. Walls, Jr. Management For No Group, Inc. The PNC Financial Services 693475105 24-Apr-12 Elect Director Helge H. Wehmeier Management For No Group, Inc. The PNC Financial Services 693475105 24-Apr-12 Ratify Auditors Management For No Group, Inc. The PNC Financial Services 693475105 24-Apr-12 Advisory Vote to Ratify Named Management For No Group, Inc. Executive Officers' Compensation Wells Fargo & Company 949746101 24-Apr-12 Elect Director John D. Baker, II Management For No Wells Fargo & Company 949746101 24-Apr-12 Elect Director Elaine L. Chao Management For No Wells Fargo & Company 949746101 24-Apr-12 Elect Director John S. Chen Management For No Wells Fargo & Company 949746101 24-Apr-12 Elect Director Lloyd H. Dean Management For No Wells Fargo & Company 949746101 24-Apr-12 Elect Director Susan E. Engel Management For No Wells Fargo & Company 949746101 24-Apr-12 Elect Director Enrique Hernandez, Management For No Jr. Wells Fargo & Company 949746101 24-Apr-12 Elect Director Donald M. James Management For No Wells Fargo & Company 949746101 24-Apr-12 Elect Director Cynthia H. Milligan Management For No Wells Fargo & Company 949746101 24-Apr-12 Elect Director Nicholas G. Moore Management For No Wells Fargo & Company 949746101 24-Apr-12 Elect Director Federico F. Pena Management For No Wells Fargo & Company 949746101 24-Apr-12 Elect Director Philip J. Quigley Management Against Yes Wells Fargo & Company 949746101 24-Apr-12 Elect Director Judith M. Runstad Management For No Wells Fargo & Company 949746101 24-Apr-12 Elect Director Stephen W. Sanger Management For No Wells Fargo & Company 949746101 24-Apr-12 Elect Director John G. Stumpf Management For No Wells Fargo & Company 949746101 24-Apr-12 Elect Director Susan G. Swenson Management For No Wells Fargo & Company 949746101 24-Apr-12 Advisory Vote to Ratify Named Management For No Executive Officers' Compensation Wells Fargo & Company 949746101 24-Apr-12 Ratify Auditors Management For No Wells Fargo & Company 949746101 24-Apr-12 Require Independent Board Chairman Share Holder For Yes Wells Fargo & Company 949746101 24-Apr-12 Provide for Cumulative Voting Share Holder For Yes Wells Fargo & Company 949746101 24-Apr-12 Adopt Proxy Access Right Share Holder For Yes Wells Fargo & Company 949746101 24-Apr-12 Require Audit Committee Review and Share Holder Against No Report on Controls Related to Loans, Foreclosure and Securitizations E. I. du Pont de Nemours and 263534109 25-Apr-12 Elect Director Lamberto Andreotti Management For No Company E. I. du Pont de Nemours and 263534109 25-Apr-12 Elect Director Richard H. Brown Management For No Company E. I. du Pont de Nemours and 263534109 25-Apr-12 Elect Director Robert A. Brown Management For No Company E. I. du Pont de Nemours and 263534109 25-Apr-12 Elect Director Bertrand P. Collomb Management For No Company E. I. du Pont de Nemours and 263534109 25-Apr-12 Elect Director Curtis J. Crawford Management For No Company E. I. du Pont de Nemours and 263534109 25-Apr-12 Elect Director Alexander M. Cutler Management For No Company E. I. du Pont de Nemours and 263534109 25-Apr-12 Elect Director Eleuthere I. Du Pont Management For No Company E. I. du Pont de Nemours and 263534109 25-Apr-12 Elect Director Marillyn A. Hewson Management For No Company E. I. du Pont de Nemours and 263534109 25-Apr-12 Elect Director Lois D. Juliber Management For No Company E. I. du Pont de Nemours and 263534109 25-Apr-12 Elect Director Ellen J. Kullman Management For No Company E. I. du Pont de Nemours and 263534109 25-Apr-12 Elect Director Lee M. Thomas Management For No Company E. I. du Pont de Nemours and 263534109 25-Apr-12 Ratify Auditors Management For No Company E. I. du Pont de Nemours and 263534109 25-Apr-12 Advisory Vote to Ratify Named Management For No Company Executive Officers' Compensation E. I. du Pont de Nemours and 263534109 25-Apr-12 Require Independent Board Chairman Share Holder For Yes Company E. I. du Pont de Nemours and 263534109 25-Apr-12 Report on Pay Disparity Share Holder Against No Company General Electric Company 369604103 25-Apr-12 Elect Director W. Geoffrey Beattie Management For No General Electric Company 369604103 25-Apr-12 Elect Director James I. Cash, Jr. Management For No General Electric Company 369604103 25-Apr-12 Elect Director Ann M. Fudge Management For No General Electric Company 369604103 25-Apr-12 Elect Director Susan Hockfield Management For No General Electric Company 369604103 25-Apr-12 Elect Director Jeffrey R. Immelt Management For No General Electric Company 369604103 25-Apr-12 Elect Director Andrea Jung Management For No General Electric Company 369604103 25-Apr-12 Elect Director Alan G. Lafley Management For No General Electric Company 369604103 25-Apr-12 Elect Director Robert W. Lane Management For No General Electric Company 369604103 25-Apr-12 Elect Director Ralph S. Larsen Management For No General Electric Company 369604103 25-Apr-12 Elect Director Rochelle B. Lazarus Management For No General Electric Company 369604103 25-Apr-12 Elect Director James J. Mulva Management For No General Electric Company 369604103 25-Apr-12 Elect Director Sam Nunn Management For No General Electric Company 369604103 25-Apr-12 Elect Director Roger S. Penske Management For No General Electric Company 369604103 25-Apr-12 Elect Director Robert J. Swieringa Management For No General Electric Company 369604103 25-Apr-12 Elect Director James S. Tisch Management For No General Electric Company 369604103 25-Apr-12 Elect Director Douglas A. Warner, Management For No III General Electric Company 369604103 25-Apr-12 Ratify Auditors Management For No General Electric Company 369604103 25-Apr-12 Advisory Vote to Ratify Named Management For No Executive Officers' Compensation General Electric Company 369604103 25-Apr-12 Amend Omnibus Stock Plan Management For No General Electric Company 369604103 25-Apr-12 Approve Material Terms of Senior Management For No Officer Performance Goals General Electric Company 369604103 25-Apr-12 Provide for Cumulative Voting Share Holder For Yes General Electric Company 369604103 25-Apr-12 Phase Out Nuclear Activities Share Holder Against No General Electric Company 369604103 25-Apr-12 Require Independent Board Chairman Share Holder Against No General Electric Company 369604103 25-Apr-12 Provide Right to Act by Written Share Holder For Yes Consent Marathon Oil Corporation 565849106 25-Apr-12 Elect Director Gregory H. Boyce Management For No Marathon Oil Corporation 565849106 25-Apr-12 Elect Director Pierre Brondeau Management For No Marathon Oil Corporation 565849106 25-Apr-12 Elect Director Clarence P. Cazalot, Management For No Jr. Marathon Oil Corporation 565849106 25-Apr-12 Elect Director Linda Z. Cook Management For No Marathon Oil Corporation 565849106 25-Apr-12 Elect Director Shirley Ann Jackson Management For No Marathon Oil Corporation 565849106 25-Apr-12 Elect Director Philip Lader Management For No Marathon Oil Corporation 565849106 25-Apr-12 Elect Director Michael E. J. Phelps Management For No Marathon Oil Corporation 565849106 25-Apr-12 Elect Director Dennis H. Reilley Management For No Marathon Oil Corporation 565849106 25-Apr-12 Ratify Auditors Management For No Marathon Oil Corporation 565849106 25-Apr-12 Advisory Vote to Ratify Named Management For No Executive Officers' Compensation Marathon Oil Corporation 565849106 25-Apr-12 Approve Omnibus Stock Plan Management For No Page 4 The Coca-Cola Company 191216100 25-Apr-12 Elect Director Herbert A. Allen Management For No The Coca-Cola Company 191216100 25-Apr-12 Elect Director Ronald W. Allen Management Against Yes The Coca-Cola Company 191216100 25-Apr-12 Elect Director Howard G. Buffett Management For No The Coca-Cola Company 191216100 25-Apr-12 Elect Director Richard M. Daley Management For No The Coca-Cola Company 191216100 25-Apr-12 Elect Director Barry Diller Management For No The Coca-Cola Company 191216100 25-Apr-12 Elect Director Evan G. Greenberg Management For No The Coca-Cola Company 191216100 25-Apr-12 Elect Director Alexis M. Herman Management For No The Coca-Cola Company 191216100 25-Apr-12 Elect Director Muhtar Kent Management For No The Coca-Cola Company 191216100 25-Apr-12 Elect Director Donald R. Keough Management For No The Coca-Cola Company 191216100 25-Apr-12 Elect Director Robert A. Kotick Management For No The Coca-Cola Company 191216100 25-Apr-12 Elect Director Maria Elena Management For No Lagomasino The Coca-Cola Company 191216100 25-Apr-12 Elect Director Donald F. McHenry Management For No The Coca-Cola Company 191216100 25-Apr-12 Elect Director Sam Nunn Management For No The Coca-Cola Company 191216100 25-Apr-12 Elect Director James D. Robinson, Management For No III The Coca-Cola Company 191216100 25-Apr-12 Elect Director Peter V. Ueberroth Management For No The Coca-Cola Company 191216100 25-Apr-12 Elect Director Jacob Wallenberg Management For No The Coca-Cola Company 191216100 25-Apr-12 Elect Director James B. Williams Management For No The Coca-Cola Company 191216100 25-Apr-12 Ratify Auditors Management For No The Coca-Cola Company 191216100 25-Apr-12 Advisory Vote to Ratify Named Management For No Executive Officers' Compensation Pfizer Inc. 717081103 26-Apr-12 Elect Director Dennis A. Ausiello Management For No Pfizer Inc. 717081103 26-Apr-12 Elect Director M. Anthony Burns Management For No Pfizer Inc. 717081103 26-Apr-12 Elect Director W. Don Cornwell Management For No Pfizer Inc. 717081103 26-Apr-12 Elect Director Frances D. Fergusson Management For No Pfizer Inc. 717081103 26-Apr-12 Elect Director William H. Gray, III Management For No Pfizer Inc. 717081103 26-Apr-12 Elect Director Helen H. Hobbs Management For No Pfizer Inc. 717081103 26-Apr-12 Elect Director Constance J. Horner Management For No Pfizer Inc. 717081103 26-Apr-12 Elect Director James M. Kilts Management For No Pfizer Inc. 717081103 26-Apr-12 Elect Director George A. Lorch Management For No Pfizer Inc. 717081103 26-Apr-12 Elect Director John P. Mascotte Management For No Pfizer Inc. 717081103 26-Apr-12 Elect Director Suzanne Nora Johnson Management For No Pfizer Inc. 717081103 26-Apr-12 Elect Director Ian C. Read Management For No Pfizer Inc. 717081103 26-Apr-12 Elect Director Stephen W. Sanger Management For No Pfizer Inc. 717081103 26-Apr-12 Elect Director Marc Tessier-Lavigne Management For No Pfizer Inc. 717081103 26-Apr-12 Ratify Auditors Management For No Pfizer Inc. 717081103 26-Apr-12 Advisory Vote to Ratify Named Management For No Executive Officers' Compensation Pfizer Inc. 717081103 26-Apr-12 Publish Political Contributions Share Holder Against No Pfizer Inc. 717081103 26-Apr-12 Provide Right to Act by Written Share Holder For Yes Consent Pfizer Inc. 717081103 26-Apr-12 Amend Articles/Bylaws/Charter -- Share Holder For Yes Call Special Meetings Pfizer Inc. 717081103 26-Apr-12 Non-Employee Director Compensation Share Holder Against No AT&T Inc. 00206R102 27-Apr-12 Elect Director Randall L. Management For No Stephenson AT&T Inc. 00206R102 27-Apr-12 Elect Director Gilbert F. Amelio Management For No AT&T Inc. 00206R102 27-Apr-12 Elect Director Reuben V. Anderson Management For No AT&T Inc. 00206R102 27-Apr-12 Elect DirectorJames H. Blanchard Management For No AT&T Inc. 00206R102 27-Apr-12 Elect DirectorJaime Chico Pardo Management For No AT&T Inc. 00206R102 27-Apr-12 Elect Director James P. Kelly Management For No AT&T Inc. 00206R102 27-Apr-12 Elect Director Jon C. Madonna Management For No AT&T Inc. 00206R102 27-Apr-12 Elect Director John B. McCoy Management For No AT&T Inc. 00206R102 27-Apr-12 Elect Director Joyce M. Roche Management For No AT&T Inc. 00206R102 27-Apr-12 Elect Director Matthew K. Rose Management For No AT&T Inc. 00206R102 27-Apr-12 Elect Director Laura D'Andrea Tyson Management For No AT&T Inc. 00206R102 27-Apr-12 Ratification Of Appointment Of Management For No Independent Auditors. AT&T Inc. 00206R102 27-Apr-12 Advisory Vote to Ratify Named Management For No Executive Officers' Compensation AT&T Inc. 00206R102 27-Apr-12 Provide Right to Act by Written Management For No Consent AT&T Inc. 00206R102 27-Apr-12 Report on Political Contributions Share Holder For Yes AT&T Inc. 00206R102 27-Apr-12 Commit to Wireless Network Share Holder Against No Neutrality AT&T Inc. 00206R102 27-Apr-12 Require Independent Board Chairman Share Holder For Yes Bristol-Myers Squibb Company 110122108 01-May-12 Elect Director Lamberto Andreotti Management For No Bristol-Myers Squibb Company 110122108 01-May-12 Elect Director Lewis B. Campbell Management For No Bristol-Myers Squibb Company 110122108 01-May-12 Elect Director James M. Cornelius Management For No Bristol-Myers Squibb Company 110122108 01-May-12 Elect Director Louis J. Freeh Management For No Bristol-Myers Squibb Company 110122108 01-May-12 Elect Director Laurie H. Glimcher Management For No Bristol-Myers Squibb Company 110122108 01-May-12 Elect Director Michael Grobstein Management For No Bristol-Myers Squibb Company 110122108 01-May-12 Elect Director Alan J. Lacy Management For No Bristol-Myers Squibb Company 110122108 01-May-12 Elect Director Vicki L. Sato Management For No Bristol-Myers Squibb Company 110122108 01-May-12 Elect Director Elliott Sigal Management For No Bristol-Myers Squibb Company 110122108 01-May-12 Elect Director Gerald L. Storch Management For No Bristol-Myers Squibb Company 110122108 01-May-12 Elect Director Togo D. West, Jr. Management For No Bristol-Myers Squibb Company 110122108 01-May-12 Elect Director R. Sanders Williams Management For No Bristol-Myers Squibb Company 110122108 01-May-12 Ratify Auditors Management For No Bristol-Myers Squibb Company 110122108 01-May-12 Advisory Vote to Ratify Named Management For No Executive Officers' Compensation Bristol-Myers Squibb Company 110122108 01-May-12 Approve Omnibus Stock Plan Management For No Bristol-Myers Squibb Company 110122108 01-May-12 Provide for Cumulative Voting Share Holder For Yes Bristol-Myers Squibb Company 110122108 01-May-12 Report on Research Animal Care and Share Holder Against No Promotion of Testing Alternatives Bristol-Myers Squibb Company 110122108 01-May-12 Provide Right to Act by Written Share Holder For Yes Consent EMC Corporation 268648102 01-May-12 Elect Director Michael W. Brown Management For No EMC Corporation 268648102 01-May-12 Elect Director Randolph L. Cowen Management For No EMC Corporation 268648102 01-May-12 Elect Director Gail Deegan Management For No EMC Corporation 268648102 01-May-12 Elect Director James S. DiStasio Management For No EMC Corporation 268648102 01-May-12 Elect Director John R. Egan Management For No EMC Corporation 268648102 01-May-12 Elect Director Edmund F. Kelly Management For No EMC Corporation 268648102 01-May-12 Elect Director Windle B. Priem Management For No EMC Corporation 268648102 01-May-12 Elect Director Paul Sagan Management For No EMC Corporation 268648102 01-May-12 Elect Director David N. Strohm Management For No EMC Corporation 268648102 01-May-12 Elect Director Joseph M. Tucci Management For No EMC Corporation 268648102 01-May-12 Ratify Auditors Management For No EMC Corporation 268648102 01-May-12 Advisory Vote to Ratify Named Management For No Executive Officers' Compensation PepsiCo, Inc. 713448108 02-May-12 Elect Director Shona L. Brown Management For No PepsiCo, Inc. 713448108 02-May-12 Elect Director Ian M. Cook Management For No PepsiCo, Inc. 713448108 02-May-12 Elect Director Dina Dublon Management For No PepsiCo, Inc. 713448108 02-May-12 Elect Director Victor J. Dzau Management For No PepsiCo, Inc. 713448108 02-May-12 Elect Director Ray L. Hunt Management For No PepsiCo, Inc. 713448108 02-May-12 Elect Director Alberto Ibarguen Management For No PepsiCo, Inc. 713448108 02-May-12 Elect Director Indra K. Nooyi Management For No PepsiCo, Inc. 713448108 02-May-12 Elect Director Sharon Percy Management For No Rockefeller PepsiCo, Inc. 713448108 02-May-12 Elect Director James J. Schiro Management For No PepsiCo, Inc. 713448108 02-May-12 Elect Director Lloyd G. Trotter Management For No PepsiCo, Inc. 713448108 02-May-12 Elect Director Daniel Vasella Management For No PepsiCo, Inc. 713448108 02-May-12 Elect Director Alberto Weisser Management For No PepsiCo, Inc. 713448108 02-May-12 Ratify Auditors Management For No PepsiCo, Inc. 713448108 02-May-12 Advisory Vote to Ratify Named Management For No Executive Officers' Compensation PepsiCo, Inc. 713448108 02-May-12 Amend Omnibus Stock Plan Management For No PepsiCo, Inc. 713448108 02-May-12 Report on Lobbying Payments and Share Holder Against No Policy PepsiCo, Inc. 713448108 02-May-12 Establish Risk Oversight Committee Share Holder Against No PepsiCo, Inc. 713448108 02-May-12 Require Independent Board Chairman Share Holder For Yes Solar Capital Ltd. 83413U100 03-May-12 Elect Director Michael S. Gross Management For No Solar Capital Ltd. 83413U100 03-May-12 Elect Director Leonard A. Potter Management For No Solar Capital Ltd. 83413U100 03-May-12 Approve Issuance of Shares Below Management For No Net Asset Value St. Jude Medical, Inc. 790849103 03-May-12 Elect Director John W. Brown Management For No St. Jude Medical, Inc. 790849103 03-May-12 Elect Director Daniel J. Starks Management For No St. Jude Medical, Inc. 790849103 03-May-12 Amend Qualified Employee Stock Management For No Purchase Plan St. Jude Medical, Inc. 790849103 03-May-12 Declassify the Board of Directors Management For No St. Jude Medical, Inc. 790849103 03-May-12 Advisory Vote to Ratify Named Management For No Executive Officers' Compensation St. Jude Medical, Inc. 790849103 03-May-12 Ratify Auditors Management For No Page 5 Starwood Hotels & Resorts 85590A401 03-May-12 Elect Director Frits van Paasschen Management For No Worldwide, Inc. Starwood Hotels & Resorts 85590A401 03-May-12 Elect Director Bruce W. Duncan Management For No Worldwide, Inc. Starwood Hotels & Resorts 85590A401 03-May-12 Elect Director Adam M. Aron Management For No Worldwide, Inc. Starwood Hotels & Resorts 85590A401 03-May-12 Elect Director Charlene Barshefsky Management For No Worldwide, Inc. Starwood Hotels & Resorts 85590A401 03-May-12 Elect Director Thomas E. Clarke Management For No Worldwide, Inc. Starwood Hotels & Resorts 85590A401 03-May-12 Elect Director Clayton C. Daley, Management For No Worldwide, Inc. Jr. Starwood Hotels & Resorts 85590A401 03-May-12 Elect Director Lizanne Galbreath Management For No Worldwide, Inc. Starwood Hotels & Resorts 85590A401 03-May-12 Elect Director Eric Hippeau Management For No Worldwide, Inc. Starwood Hotels & Resorts 85590A401 03-May-12 Elect Director Stephen R. Quazzo Management For No Worldwide, Inc. Starwood Hotels & Resorts 85590A401 03-May-12 Elect Director Thomas O. Ryder Management For No Worldwide, Inc. Starwood Hotels & Resorts 85590A401 03-May-12 Advisory Vote to Ratify Named Management For No Worldwide, Inc. Executive Officers' Compensation Starwood Hotels & Resorts 85590A401 03-May-12 Ratify Auditors Management For No Worldwide, Inc. United Parcel Service, Inc. 911312106 03-May-12 Elect Director F. Duane Ackerman Management For No United Parcel Service, Inc. 911312106 03-May-12 Elect Director Michael J. Burns Management For No United Parcel Service, Inc. 911312106 03-May-12 Elect Director D. Scott Davis Management For No United Parcel Service, Inc. 911312106 03-May-12 Elect Director Stuart E. Eizenstat Management For No United Parcel Service, Inc. 911312106 03-May-12 Elect Director Michael L. Eskew Management For No United Parcel Service, Inc. 911312106 03-May-12 Elect Director William R. Johnson Management For No United Parcel Service, Inc. 911312106 03-May-12 Elect Director Candace Kendle Management For No United Parcel Service, Inc. 911312106 03-May-12 Elect Director Ann M. Livermore Management For No United Parcel Service, Inc. 911312106 03-May-12 Elect Director Rudy H.P. Markham Management For No United Parcel Service, Inc. 911312106 03-May-12 Elect Director Clark T. Randt, Jr. Management For No United Parcel Service, Inc. 911312106 03-May-12 Elect Director John W. Thompson Management For No United Parcel Service, Inc. 911312106 03-May-12 Elect Director Carol B. Tome Management For No United Parcel Service, Inc. 911312106 03-May-12 Ratify Auditors Management For No United Parcel Service, Inc. 911312106 03-May-12 Approve Omnibus Stock Plan Management For No United Parcel Service, Inc. 911312106 03-May-12 Amend Qualified Employee Stock Management For No Purchase Plan United Parcel Service, Inc. 911312106 03-May-12 Report on Lobbying Contributions Share Holder Against No and Expenses Verizon Communications Inc. 92343V104 03-May-12 Elect Director Richard L. Carrion Management For No Verizon Communications Inc. 92343V104 03-May-12 Elect Director Melanie L. Healey Management For No Verizon Communications Inc. 92343V104 03-May-12 Elect Director M. Frances Keeth Management For No Verizon Communications Inc. 92343V104 03-May-12 Elect Director Robert W. Lane Management For No Verizon Communications Inc. 92343V104 03-May-12 Elect Director Lowell C. McAdam Management For No Verizon Communications Inc. 92343V104 03-May-12 Elect Director Sandra O. Moose Management For No Verizon Communications Inc. 92343V104 03-May-12 Elect Director Joseph Neubauer Management For No Verizon Communications Inc. 92343V104 03-May-12 Elect Director Donald T. Nicolaisen Management For No Verizon Communications Inc. 92343V104 03-May-12 Elect Director Clarence Otis, Jr. Management For No Verizon Communications Inc. 92343V104 03-May-12 Elect Director Hugh B. Price Management For No Verizon Communications Inc. 92343V104 03-May-12 Elect Director Rodney E. Slater Management For No Verizon Communications Inc. 92343V104 03-May-12 Ratify Auditors Management For No Verizon Communications Inc. 92343V104 03-May-12 Advisory Vote to Ratify Named Management For No Executive Officers' Compensation Verizon Communications Inc. 92343V104 03-May-12 Disclose Prior Government Service Share Holder Against No Verizon Communications Inc. 92343V104 03-May-12 Report on Lobbying Payments and Share Holder For Yes Policy Verizon Communications Inc. 92343V104 03-May-12 Performance-Based and/or Time-Based Share Holder For Yes Equity Awards Verizon Communications Inc. 92343V104 03-May-12 Amend Articles/Bylaws/Charter -- Share Holder For Yes Call Special Meetings Verizon Communications Inc. 92343V104 03-May-12 Provide Right to Act by Written Share Holder For Yes Consent Verizon Communications Inc. 92343V104 03-May-12 Commit to Wireless Network Share Holder Against No Neutrality Occidental Petroleum 674599105 04-May-12 Elect Director Spencer Abraham Management For No Corporation Occidental Petroleum 674599105 04-May-12 Elect Director Howard I. Atkins Management For No Corporation Occidental Petroleum 674599105 04-May-12 Elect Director Stephen I. Chazen Management For No Corporation Occidental Petroleum 674599105 04-May-12 Elect Director Edward P. Djerejian Management For No Corporation Occidental Petroleum 674599105 04-May-12 Elect Director John E. Feick Management For No Corporation Occidental Petroleum 674599105 04-May-12 Elect Director Margaret M. Foran Management For No Corporation Occidental Petroleum 674599105 04-May-12 Elect Director Carlos M. Gutierrez Management For No Corporation Occidental Petroleum 674599105 04-May-12 Elect Director Ray R. Irani Management For No Corporation Occidental Petroleum 674599105 04-May-12 Elect Director Avedick B. Poladian Management For No Corporation Occidental Petroleum 674599105 04-May-12 Elect Director Aziz D. Syriani Management For No Corporation Occidental Petroleum 674599105 04-May-12 Elect Director Rosemary Tomich Management For No Corporation Occidental Petroleum 674599105 04-May-12 Advisory Vote to Ratify Named Management For No Corporation Executive Officers' Compensation Occidental Petroleum 674599105 04-May-12 Ratify Auditors Management For No Corporation Occidental Petroleum 674599105 04-May-12 Request Director Nominee with Share Holder Against No Corporation Environmental Qualifications International Paper Company 460146103 07-May-12 Elect Director David J. Bronczek Management For No International Paper Company 460146103 07-May-12 Elect Director Ahmet C. Dorduncu Management For No International Paper Company 460146103 07-May-12 Elect Director John V. Faraci Management For No International Paper Company 460146103 07-May-12 Elect Director Stacey J. Mobley Management For No International Paper Company 460146103 07-May-12 Elect Director Joan E. Spero Management For No International Paper Company 460146103 07-May-12 Elect Director John L. Townsend, Management For No Iii International Paper Company 460146103 07-May-12 Elect Director John F. Turner Management For No International Paper Company 460146103 07-May-12 Elect Director William G. Walter Management For No International Paper Company 460146103 07-May-12 Elect Director J. Steven Whisler Management For No International Paper Company 460146103 07-May-12 Ratify Auditors Management For No International Paper Company 460146103 07-May-12 Advisory Vote to Ratify Named Management For No Executive Officers' Compensation International Paper Company 460146103 07-May-12 Provide Right to Act by Written Share Holder For Yes Consent Cummins Inc. 231021106 08-May-12 Elect Director N. Thomas Linebarger Management For No Cummins Inc. 231021106 08-May-12 Elect Director William I. Miller Management For No Cummins Inc. 231021106 08-May-12 Elect Director Alexis M. Herman Management For No Cummins Inc. 231021106 08-May-12 Elect Director Georgia R. Nelson Management For No Cummins Inc. 231021106 08-May-12 Elect Director Carl Ware Management For No Cummins Inc. 231021106 08-May-12 Elect Director Robert K. Herdman Management For No Cummins Inc. 231021106 08-May-12 Elect Director Robert J. Bernhard Management For No Cummins Inc. 231021106 08-May-12 Elect Director Franklin R. Chang Management For No Diaz Cummins Inc. 231021106 08-May-12 Elect Director Stephen B. Dobbs Management For No Cummins Inc. 231021106 08-May-12 Advisory Vote to Ratify Named Management For No Executive Officers' Compensation Cummins Inc. 231021106 08-May-12 Ratify Auditors Management For No Cummins Inc. 231021106 08-May-12 Approve Omnibus Stock Plan Management For No Cummins Inc. 231021106 08-May-12 Amend Nonqualified Employee Stock Management For No Purchase Plan Cummins Inc. 231021106 08-May-12 Provide Right to Call Special Management For No Meeting Page 6 ConocoPhillips 20825C104 09-May-12 Elect Director Richard L. Armitage Management For No ConocoPhillips 20825C104 09-May-12 Elect Director Richard H. Management For No Auchinleck ConocoPhillips 20825C104 09-May-12 Elect Director James E. Copeland, Management For No Jr. ConocoPhillips 20825C104 09-May-12 Elect Director Kenneth M. Management For No Duberstein ConocoPhillips 20825C104 09-May-12 Elect Director Ruth R. Harkin Management For No ConocoPhillips 20825C104 09-May-12 Elect Director Ryan M. Lance Management For No ConocoPhillips 20825C104 09-May-12 Elect Director Mohd H. Marican Management For No ConocoPhillips 20825C104 09-May-12 Elect Director Harold W. McGraw, Management For No III ConocoPhillips 20825C104 09-May-12 Elect Director James J. Mulva Management For No ConocoPhillips 20825C104 09-May-12 Elect Director Robert A. Niblock Management For No ConocoPhillips 20825C104 09-May-12 Elect Director Harald J. Norvik Management For No ConocoPhillips 20825C104 09-May-12 Elect Director William K. Reilly Management For No ConocoPhillips 20825C104 09-May-12 Elect Director Victoria J. Management For No Tschinkel ConocoPhillips 20825C104 09-May-12 Elect Director Kathryn C. Turner Management For No ConocoPhillips 20825C104 09-May-12 Elect Director William E. Wade, Jr. Management For No ConocoPhillips 20825C104 09-May-12 Ratify Auditors Management For No ConocoPhillips 20825C104 09-May-12 Advisory Vote to Ratify Named Management For No Executive Officers' Compensation ConocoPhillips 20825C104 09-May-12 Adopt Policy to Address Coastal Share Holder Against No Louisiana Environmental Impacts ConocoPhillips 20825C104 09-May-12 Report on Accident Risk Reduction Share Holder For Yes Efforts ConocoPhillips 20825C104 09-May-12 Report on Lobbying Payments and Share Holder For Yes Policy ConocoPhillips 20825C104 09-May-12 Adopt Quantitative GHG Goals for Share Holder For Yes Products and Operations ConocoPhillips 20825C104 09-May-12 Amend EEO Policy to Prohibit Share Holder For Yes Discrimination based on Gender Identity Philip Morris International 718172109 09-May-12 Elect Director Harold Brown Management For No Inc. Philip Morris International 718172109 09-May-12 Elect Director Mathis Cabiallavetta Management For No Inc. Philip Morris International 718172109 09-May-12 Elect Director Louis C. Camilleri Management For No Inc. Philip Morris International 718172109 09-May-12 Elect Director J. Dudley Fishburn Management For No Inc. Philip Morris International 718172109 09-May-12 Elect Director Jennifer Li Management For No Inc. Philip Morris International 718172109 09-May-12 Elect Director Graham Mackay Management For No Inc. Philip Morris International 718172109 09-May-12 Elect Director Sergio Marchionne Management For No Inc. Philip Morris International 718172109 09-May-12 Elect Director Kalpana Morparia Management For No Inc. Philip Morris International 718172109 09-May-12 Elect Director Lucio A. Noto Management For No Inc. Philip Morris International 718172109 09-May-12 Elect Director Robert B. Polet Management For No Inc. Philip Morris International 718172109 09-May-12 Elect Director Carlos Slim Helu Management For No Inc. Philip Morris International 718172109 09-May-12 Elect Director Stephen M. Wolf Management For No Inc. Philip Morris International 718172109 09-May-12 Ratify Auditors Management For No Inc. Philip Morris International 718172109 09-May-12 Advisory Vote to Ratify Named Management For No Inc. Executive Officers' Compensation Philip Morris International 718172109 09-May-12 Approve Restricted Stock Plan Management For No Inc. Philip Morris International 718172109 09-May-12 Require Independent Board Chairman Share Holder Against No Inc. Philip Morris International 718172109 09-May-12 Establish Ethics Committee to Share Holder Against No Inc. Review Marketing Activities Regal Entertainment Group 758766109 09-May-12 Elect Director Charles E. Brymer Management For No Regal Entertainment Group 758766109 09-May-12 Elect Director Michael L. Campbell Management For No Regal Entertainment Group 758766109 09-May-12 Elect Director Alex Yemenidjian Management For No Regal Entertainment Group 758766109 09-May-12 Advisory Vote to Ratify Named Management For No Executive Officers' Compensation Regal Entertainment Group 758766109 09-May-12 Ratify Auditors Management For No Regal Entertainment Group 758766109 09-May-12 Amend Omnibus Stock Plan Management Against Yes JPMorgan Chase & Co. 46625h100 15-May-12 Elect Director James A. Bell Management For No JPMorgan Chase & Co. 46625h100 15-May-12 Elect Director Crandall C. Bowles Management For No JPMorgan Chase & Co. 46625h100 15-May-12 Elect Director Stephen B. Burke Management For No JPMorgan Chase & Co. 46625h100 15-May-12 Elect Director David M. Cote Management For No JPMorgan Chase & Co. 46625h100 15-May-12 Elect Director James S. Crown Management For No JPMorgan Chase & Co. 46625h100 15-May-12 Elect Director James Dimon Management For No JPMorgan Chase & Co. 46625h100 15-May-12 Elect Director Timothy P. Flynn Management For No JPMorgan Chase & Co. 46625h100 15-May-12 Elect Director Ellen V. Futter Management For No JPMorgan Chase & Co. 46625h100 15-May-12 Elect Director Laban P. Jackson, Management For No Jr. JPMorgan Chase & Co. 46625h100 15-May-12 Elect Director Lee R. Raymond Management For No JPMorgan Chase & Co. 46625h100 15-May-12 Elect Director William C. Weldon Management For No JPMorgan Chase & Co. 46625h100 15-May-12 Ratify Auditors Management For No JPMorgan Chase & Co. 46625h100 15-May-12 Advisory Vote to Ratify Named Management For No Executive Officers' Compensation JPMorgan Chase & Co. 46625h100 15-May-12 Affirm Political Non-Partisanship Share Holder Against No JPMorgan Chase & Co. 46625h100 15-May-12 Require Independent Board Chairman Share Holder For Yes JPMorgan Chase & Co. 46625h100 15-May-12 Report on Loan Modifications Share Holder Against No JPMorgan Chase & Co. 46625h100 15-May-12 Report on Political Contributions Share Holder Against No JPMorgan Chase & Co. 46625h100 15-May-12 Institute Procedures to Prevent Share Holder Against No Investments in Companies that Contribute to Genocide or Crimes Against Humanity JPMorgan Chase & Co. 46625h100 15-May-12 Provide Right to Act by Written Share Holder For Yes Consent JPMorgan Chase & Co. 46625h100 15-May-12 Stock Retention Share Holder For Yes Altria Group, Inc. 02209S103 17-May-12 Elect Director Elizabeth E. Bailey Management For No Altria Group, Inc. 02209S103 17-May-12 Elect Director Gerald L. Baliles Management For No Altria Group, Inc. 02209S103 17-May-12 Elect Director Martin J. Barrington Management For No Altria Group, Inc. 02209S103 17-May-12 Elect Director John T. Casteen III Management For No Altria Group, Inc. 02209S103 17-May-12 Elect Director Dinyar S. Devitre Management For No Altria Group, Inc. 02209S103 17-May-12 Elect Director Thomas F. Farrell II Management For No Altria Group, Inc. 02209S103 17-May-12 Elect Director Thomas W. Jones Management For No Altria Group, Inc. 02209S103 17-May-12 Elect Director W. Leo Kiely III Management For No Altria Group, Inc. 02209S103 17-May-12 Elect Director Kathryn B. McQuade Management For No Altria Group, Inc. 02209S103 17-May-12 Elect Director George Munoz Management For No Altria Group, Inc. 02209S103 17-May-12 Elect Director Nabil Y. Sakkab Management For No Altria Group, Inc. 02209S103 17-May-12 Ratify Auditors Management For No Altria Group, Inc. 02209S103 17-May-12 Advisory Vote to Ratify Named Management For No Executive Officers' Compensation Altria Group, Inc. 02209S103 17-May-12 Report on Lobbying Payments and Share Holder For Yes Policy Intel Corporation 458140100 17-May-12 Elect Director Charlene Barshefsky Management For No Intel Corporation 458140100 17-May-12 Elect Director Andy D. Bryant Management For No Intel Corporation 458140100 17-May-12 Elect Director Susan L. Decker Management For No Intel Corporation 458140100 17-May-12 Elect Director John J. Donahoe Management For No Intel Corporation 458140100 17-May-12 Elect Director Reed E. Hundt Management For No Intel Corporation 458140100 17-May-12 Elect Director Paul S. Otellini Management For No Intel Corporation 458140100 17-May-12 Elect Director James D. Plummer Management For No Intel Corporation 458140100 17-May-12 Elect Director David S. Pottruck Management For No Intel Corporation 458140100 17-May-12 Elect Director Frank D. Yeary Management For No Intel Corporation 458140100 17-May-12 Elect Director David B. Yoffie Management For No Intel Corporation 458140100 17-May-12 Ratify Auditors Management For No Intel Corporation 458140100 17-May-12 Advisory Vote to Ratify Named Management For No Executive Officers' Compensation Intel Corporation 458140100 17-May-12 Adopt Proxy Statement Reporting on Share Holder Against No Political Contributions and Advisory Vote Marsh & McLennan Companies, 571748102 17-May-12 Elect Director Zachary W. Carter Management For No Inc. Marsh & McLennan Companies, 571748102 17-May-12 Elect Director Brian Duperreault Management For No Inc. Marsh & McLennan Companies, 571748102 17-May-12 Elect Director Oscar Fanjul Management For No Inc. Marsh & McLennan Companies, 571748102 17-May-12 Elect Director H. Edward Hanway Management For No Inc. Marsh & McLennan Companies, 571748102 17-May-12 Elect Director Elaine La Roche Management For No Inc. Marsh & McLennan Companies, 571748102 17-May-12 Elect Director Lord Lang Management For No Inc. Marsh & McLennan Companies, 571748102 17-May-12 Elect Director Steven A. Mills Management For No Inc. Marsh & McLennan Companies, 571748102 17-May-12 Elect Director Bruce P. Nolop Management For No Inc. Marsh & McLennan Companies, 571748102 17-May-12 Elect Director Marc D. Oken Management For No Inc. Marsh & McLennan Companies, 571748102 17-May-12 Elect Director Morton O. Schapiro Management For No Inc. Marsh & McLennan Companies, 571748102 17-May-12 Elect Director Adele Simmons Management For No Inc. Marsh & McLennan Companies, 571748102 17-May-12 Elect Director Lloyd M. Yates Management For No Inc. Marsh & McLennan Companies, 571748102 17-May-12 Elect Director R. David Yost Management For No Inc. Marsh & McLennan Companies, 571748102 17-May-12 Ratify Auditors Management For No Inc. Marsh & McLennan Companies, 571748102 17-May-12 Advisory Vote to Ratify Named Management For No Inc. Executive Officers' Compensation Page 7 Nordic American Tankers Ltd. G65773106 21-May-12 Elect Herbjorn Hansson as Director Management Withhold Yes Nordic American Tankers Ltd. G65773106 21-May-12 Elect David Gibbons as Director Management For No Nordic American Tankers Ltd. G65773106 21-May-12 Elect Andreas Ove Ugland as Management For No Director Nordic American Tankers Ltd. G65773106 21-May-12 Elect Jim Kelly as Director Management For No Nordic American Tankers Ltd. G65773106 21-May-12 Elect Jan Erik Langangen as Management Withhold Yes Director Nordic American Tankers Ltd. G65773106 21-May-12 Elect Paul J. Hopkins as Director Management For No Nordic American Tankers Ltd. G65773106 21-May-12 Elect Richard H. K. Vietor as Management For No Director Nordic American Tankers Ltd. G65773106 21-May-12 Ratify Deloitte AS as Auditors Management For No Nordic American Tankers Ltd. G65773106 21-May-12 Approve Reduction of Share Premium Management For No Account by $75.5 Million Nordic American Tankers Ltd. G65773106 21-May-12 Receive Financial Statements and Management No Statutory Reports (Non-Voting) Nordic American Tankers Ltd. G65773106 21-May-12 Transact Other Business Management No (Non-Voting) MFA Financial, Inc. 55272X102 22-May-12 Elect Director Michael L. Dahir Management For No MFA Financial, Inc. 55272X102 22-May-12 Elect Director Robin Josephs Management For No MFA Financial, Inc. 55272X102 22-May-12 Elect Director George H. Krauss Management For No MFA Financial, Inc. 55272X102 22-May-12 Ratify Auditors Management For No MFA Financial, Inc. 55272X102 22-May-12 Advisory Vote to Ratify Named Management For No Executive Officers' Compensation Merck & Co., Inc. 58933Y105 22-May-12 Elect Director Leslie A. Brun Management For No Merck & Co., Inc. 58933Y105 22-May-12 Elect Director Thomas R. Cech Management For No Merck & Co., Inc. 58933Y105 22-May-12 Elect Director Kenneth C. Frazier Management For No Merck & Co., Inc. 58933Y105 22-May-12 Elect Director Thomas H. Glocer Management For No Merck & Co., Inc. 58933Y105 22-May-12 Elect Director William B. Harrison Management For No Jr. Merck & Co., Inc. 58933Y105 22-May-12 Elect Director C. Robert Kidder Management For No Merck & Co., Inc. 58933Y105 22-May-12 Elect Director Rochelle B. Lazarus Management For No Merck & Co., Inc. 58933Y105 22-May-12 Elect Director Carlos E. Represas Management For No Merck & Co., Inc. 58933Y105 22-May-12 Elect Director Patricia F. Russo Management For No Merck & Co., Inc. 58933Y105 22-May-12 Elect Director Craig B. Thompson Management For No Merck & Co., Inc. 58933Y105 22-May-12 Elect Director Wendell P. Weeks Management For No Merck & Co., Inc. 58933Y105 22-May-12 Elect Director Peter C. Wendell Management For No Merck & Co., Inc. 58933Y105 22-May-12 Ratify Auditors Management For No Merck & Co., Inc. 58933Y105 22-May-12 Advisory Vote to Ratify Named Management For No Executive Officers' Compensation Merck & Co., Inc. 58933Y105 22-May-12 Provide Right to Act by Written Share Holder For Yes Consent Merck & Co., Inc. 58933Y105 22-May-12 Amend Bylaws -- Call Special Share Holder For Yes Meetings Merck & Co., Inc. 58933Y105 22-May-12 Report on Charitable and Political Share Holder Against No Contributions Kraft Foods Inc. 50075N104 23-May-12 Elect Director Myra M. Hart Management For No Kraft Foods Inc. 50075N104 23-May-12 Elect Director Peter B. Henry Management For No Kraft Foods Inc. 50075N104 23-May-12 Elect Director Lois D. Juliber Management For No Kraft Foods Inc. 50075N104 23-May-12 Elect Director Mark D. Ketchum Management For No Kraft Foods Inc. 50075N104 23-May-12 Elect Director Terry J. Lundgren Management For No Kraft Foods Inc. 50075N104 23-May-12 Elect Director Mackey J. McDonald Management For No Kraft Foods Inc. 50075N104 23-May-12 Elect Director Jorge S. Mesquita Management For No Kraft Foods Inc. 50075N104 23-May-12 Elect Director John C. Pope Management For No Kraft Foods Inc. 50075N104 23-May-12 Elect Director Fredric G. Reynolds Management For No Kraft Foods Inc. 50075N104 23-May-12 Elect Director Irene B. Rosenfeld Management For No Kraft Foods Inc. 50075N104 23-May-12 Elect Director Jean-Francois M.L. Management For No van Boxmeer Kraft Foods Inc. 50075N104 23-May-12 Advisory Vote to Ratify Named Management For No Executive Officers' Compensation Kraft Foods Inc. 50075N104 23-May-12 Change Company Name Management For No Kraft Foods Inc. 50075N104 23-May-12 Ratify Auditors Management For No Kraft Foods Inc. 50075N104 23-May-12 Report on Supply Chain and Share Holder Against No Deforestation Kraft Foods Inc. 50075N104 23-May-12 Report on Adopting Extended Share Holder For Yes Producer Responsibility Policy Kraft Foods Inc. 50075N104 23-May-12 Report on Lobbying Payments and Share Holder Against No Policy The Southern Company 842587107 23-May-12 Elect Director Juanita Powell Management For No Baranco The Southern Company 842587107 23-May-12 Elect Director Jon A. Boscia Management For No The Southern Company 842587107 23-May-12 Elect Director Henry A. Clark, III Management For No The Southern Company 842587107 23-May-12 Elect Director Thomas A. Fanning Management For No The Southern Company 842587107 23-May-12 Elect Director H. William Management For No Habermeyer, Jr. The Southern Company 842587107 23-May-12 Elect Director Veronica M. Hagen Management For No The Southern Company 842587107 23-May-12 Elect Director Warren A. Hood, Jr. Management For No The Southern Company 842587107 23-May-12 Elect Director Donald M. James Management For No The Southern Company 842587107 23-May-12 Elect Director Dale E. Klein Management For No The Southern Company 842587107 23-May-12 Elect Director William G. Smith, Management For No Jr. The Southern Company 842587107 23-May-12 Elect Director Steven R. Specker Management For No The Southern Company 842587107 23-May-12 Elect Director Larry D. Thompson Management For No The Southern Company 842587107 23-May-12 Elect Director E. Jenner Wood, III Management For No The Southern Company 842587107 23-May-12 Ratify Auditors Management For No The Southern Company 842587107 23-May-12 Advisory Vote to Ratify Named Management For No Executive Officers' Compensation The Southern Company 842587107 23-May-12 Report on Coal Combustion Waste Share Holder For Yes Hazard and Risk Mitigation Efforts The Southern Company 842587107 23-May-12 Report on Lobbying Payments and Share Holder Against No Policy The Travelers Companies, Inc. 89417E109 23-May-12 Elect Director Alan L. Beller Management For No The Travelers Companies, Inc. 89417E109 23-May-12 Elect Director John H. Dasburg Management For No The Travelers Companies, Inc. 89417E109 23-May-12 Elect Director Janet M. Dolan Management For No The Travelers Companies, Inc. 89417E109 23-May-12 Elect Director Kenneth M. Management For No Duberstein The Travelers Companies, Inc. 89417E109 23-May-12 Elect Director Jay S. Fishman Management For No The Travelers Companies, Inc. 89417E109 23-May-12 Elect Director Lawrence G. Graev Management For No The Travelers Companies, Inc. 89417E109 23-May-12 Elect Director Patricia L. Higgins Management For No The Travelers Companies, Inc. 89417E109 23-May-12 Elect Director Thomas R. Hodgson Management For No The Travelers Companies, Inc. 89417E109 23-May-12 Elect Director William J. Kane Management For No The Travelers Companies, Inc. 89417E109 23-May-12 Elect Director Cleve L. Management For No Killingsworth, Jr. The Travelers Companies, Inc. 89417E109 23-May-12 Elect Director Donald J. Shepard Management For No The Travelers Companies, Inc. 89417E109 23-May-12 Elect Director Laurie J. Thomsen Management For No The Travelers Companies, Inc. 89417E109 23-May-12 Ratify Auditors Management For No The Travelers Companies, Inc. 89417E109 23-May-12 Advisory Vote to Ratify Named Management For No Executive Officers' Compensation The Travelers Companies, Inc. 89417E109 23-May-12 Report on Political Contributions Share Holder For Yes Annaly Capital Management Inc. 035710409 24-May-12 Elect Director Wellington J. Management For No Denahan-Norris Annaly Capital Management Inc. 035710409 24-May-12 Elect Director Michael Haylon Management For No Annaly Capital Management Inc. 035710409 24-May-12 Elect Director Donnell A. Segalas Management Against Yes Annaly Capital Management Inc. 035710409 24-May-12 Elect Director Jonathan D. Green Management Against Yes Annaly Capital Management Inc. 035710409 24-May-12 Ratify Auditors Management For No BlackRock, Inc. 09247X101 24-May-12 Elect Director William S. Demchak Management For No BlackRock, Inc. 09247X101 24-May-12 Elect Director Laurence D. Fink Management For No BlackRock, Inc. 09247X101 24-May-12 Elect Director Robert S. Kapito Management For No BlackRock, Inc. 09247X101 24-May-12 Elect Director Thomas H. O'Brien Management For No BlackRock, Inc. 09247X101 24-May-12 Elect Director Ivan G. Seidenberg Management For No BlackRock, Inc. 09247X101 24-May-12 Declassify the Board of Directors Management For No BlackRock, Inc. 09247X101 24-May-12 Advisory Vote to Ratify Named Management For No Executive Officers' Compensation BlackRock, Inc. 09247X101 24-May-12 Ratify Auditors Management For No Limited Brands, Inc. 532716107 24-May-12 Elect Director James L. Heskett Management For No Limited Brands, Inc. 532716107 24-May-12 Elect Director Allan R. Tessler Management For No Limited Brands, Inc. 532716107 24-May-12 Elect Director Abigail S. Wexner Management For No Limited Brands, Inc. 532716107 24-May-12 Ratify Auditors Management For No Limited Brands, Inc. 532716107 24-May-12 Advisory Vote to Ratify Named Management For No Executive Officers' Compensation Limited Brands, Inc. 532716107 24-May-12 Reduce Supermajority Vote Management For No Requirement Limited Brands, Inc. 532716107 24-May-12 Require Independent Board Chairman Share Holder Against No Limited Brands, Inc. 532716107 24-May-12 Declassify the Board of Directors Share Holder For Yes Limited Brands, Inc. 532716107 24-May-12 Amend Articles/Bylaws/Charter -- Share Holder For Yes Call Special Meetings Limited Brands, Inc. 532716107 24-May-12 Stock Retention/Holding Period Share Holder For Yes Lincoln National Corporation 534187109 24-May-12 Elect Director George W. Henderson, Management For No III Lincoln National Corporation 534187109 24-May-12 Elect Director Eric G. Johnson Management For No Lincoln National Corporation 534187109 24-May-12 Elect Director M. Leanne Lachman Management For No Lincoln National Corporation 534187109 24-May-12 Elect Director Isaiah Tidwell Management For No Lincoln National Corporation 534187109 24-May-12 Ratify Auditors Management For No Lincoln National Corporation 534187109 24-May-12 Advisory Vote to Ratify Named Management For No Executive Officers' Compensation Page 8 McDonald's Corporation 580135101 24-May-12 Elect Director Robert A. Eckert Management For No McDonald's Corporation 580135101 24-May-12 Elect Director Enrique Hernandez, Management For No Jr. McDonald's Corporation 580135101 24-May-12 Elect Director Jeanne P. Jackson Management For No McDonald's Corporation 580135101 24-May-12 Elect Director Andrew J. Mckenna Management For No McDonald's Corporation 580135101 24-May-12 Elect Director Donald Thompson Management For No McDonald's Corporation 580135101 24-May-12 Advisory Vote to Ratify Named Management For No Executive Officers' Compensation McDonald's Corporation 580135101 24-May-12 Approve Omnibus Stock Plan Management For No McDonald's Corporation 580135101 24-May-12 Declassify the Board of Directors Management For No McDonald's Corporation 580135101 24-May-12 Provide Right to Call Special Management For No Meeting McDonald's Corporation 580135101 24-May-12 Ratify Auditors Management For No McDonald's Corporation 580135101 24-May-12 Report on Policy Responses to Share Holder Against No Children's Health Concerns and Fast Food National Retail Properties, 637417106 24-May-12 Elect Director Don DeFosset Management For No Inc. National Retail Properties, 637417106 24-May-12 Elect Director David M. Fick Management For No Inc. National Retail Properties, 637417106 24-May-12 Elect Director Edward J. Fritsch Management For No Inc. National Retail Properties, 637417106 24-May-12 Elect Director Kevin B. Habicht Management For No Inc. National Retail Properties, 637417106 24-May-12 Elect Director Richard B. Jennings Management For No Inc. National Retail Properties, 637417106 24-May-12 Elect Director Ted B. Lanier Management For No Inc. National Retail Properties, 637417106 24-May-12 Elect Director Robert C. Legler Management For No Inc. National Retail Properties, 637417106 24-May-12 Elect Director Craig Macnab Management For No Inc. National Retail Properties, 637417106 24-May-12 Elect Director Robert Martinez Management For No Inc. National Retail Properties, 637417106 24-May-12 Advisory Vote to Ratify Named Management For No Inc. Executive Officers' Compensation National Retail Properties, 637417106 24-May-12 Amend Omnibus Stock Plan Management For No Inc. National Retail Properties, 637417106 24-May-12 Increase Authorized Common Stock Management For No Inc. National Retail Properties, 637417106 24-May-12 Ratify Auditors Management For No Inc. Chevron Corporation 166764100 30-May-12 Elect Director Linnet F. Deily Management For No Chevron Corporation 166764100 30-May-12 Elect Director Robert E. Denham Management For No Chevron Corporation 166764100 30-May-12 Elect Director Chuck Hagel Management For No Chevron Corporation 166764100 30-May-12 Elect Director Enrique Hernandez, Management For No Jr. Chevron Corporation 166764100 30-May-12 Elect Director George L. Kirkland Management For No Chevron Corporation 166764100 30-May-12 Elect Director Charles W. Moorman, Management For No IV Chevron Corporation 166764100 30-May-12 Elect Director Kevin W. Sharer Management For No Chevron Corporation 166764100 30-May-12 Elect Director John G. Stumpf Management For No Chevron Corporation 166764100 30-May-12 Elect Director Ronald D. Sugar Management For No Chevron Corporation 166764100 30-May-12 Elect Director Carl Ware Management For No Chevron Corporation 166764100 30-May-12 Elect Director John S. Watson Management For No Chevron Corporation 166764100 30-May-12 Ratify Auditors Management For No Chevron Corporation 166764100 30-May-12 Advisory Vote to Ratify Named Management For No Executive Officers' Compensation Chevron Corporation 166764100 30-May-12 Remove Exclusive Venue Provision Share Holder For Yes Chevron Corporation 166764100 30-May-12 Require Independent Board Chairman Share Holder For Yes Chevron Corporation 166764100 30-May-12 Report on Lobbying Payments and Share Holder For Yes Policy Chevron Corporation 166764100 30-May-12 Adopt Guidelines for Country Share Holder For Yes Selection Chevron Corporation 166764100 30-May-12 Report on Hydraulic Fracturing Share Holder For Yes Risks to Company Chevron Corporation 166764100 30-May-12 Report on Accident Risk Reduction Share Holder Against No Efforts Chevron Corporation 166764100 30-May-12 Amend Articles/Bylaws/Charter -- Share Holder For Yes Call Special Meetings Chevron Corporation 166764100 30-May-12 Request Director Nominee with Share Holder For Yes Environmental Qualifications Exxon Mobil Corporation 30231G102 30-May-12 Elect Director M.J. Boskin Management For No Exxon Mobil Corporation 30231G102 30-May-12 Elect Director P. Brabeck-Letmathe Management For No Exxon Mobil Corporation 30231G102 30-May-12 Elect Director L.R. Faulkner Management For No Exxon Mobil Corporation 30231G102 30-May-12 Elect Director J.S. Fishman Management For No Exxon Mobil Corporation 30231G102 30-May-12 Elect Director H.H. Fore Management For No Exxon Mobil Corporation 30231G102 30-May-12 Elect Director K.C. Frazier Management For No Exxon Mobil Corporation 30231G102 30-May-12 Elect Director W.W. George Management For No Exxon Mobil Corporation 30231G102 30-May-12 Elect Director S.J. Palmisano Management For No Exxon Mobil Corporation 30231G102 30-May-12 Elect Director S.S. Reinemund Management For No Exxon Mobil Corporation 30231G102 30-May-12 Elect Director R.W. Tillerson Management For No Exxon Mobil Corporation 30231G102 30-May-12 Elect Director E.E. Whitacre, Jr. Management For No Exxon Mobil Corporation 30231G102 30-May-12 Ratify Auditors Management For No Exxon Mobil Corporation 30231G102 30-May-12 Advisory Vote to Ratify Named Management Against Yes Executive Officers' Compensation Exxon Mobil Corporation 30231G102 30-May-12 Require Independent Board Chairman Share Holder For Yes Exxon Mobil Corporation 30231G102 30-May-12 Require a Majority Vote for the Share Holder For Yes Election of Directors Exxon Mobil Corporation 30231G102 30-May-12 Report on Political Contributions Share Holder For Yes Exxon Mobil Corporation 30231G102 30-May-12 Amend EEO Policy to Prohibit Share Holder Against No Discrimination based on Sexual Orientation and Gender Identity Exxon Mobil Corporation 30231G102 30-May-12 Report on Hydraulic Fracturing Share Holder For Yes Risks to Company Exxon Mobil Corporation 30231G102 30-May-12 Adopt Quantitative GHG Goals for Share Holder For Yes Products and Operations Ares Capital Corporation 04010L103 04-Jun-12 Elect Director Gregory W. Penske Management For No Ares Capital Corporation 04010L103 04-Jun-12 Elect Director Robert L. Rosen Management For No Ares Capital Corporation 04010L103 04-Jun-12 Elect Director Bennett Rosenthal Management For No Ares Capital Corporation 04010L103 04-Jun-12 Ratify Auditors Management For No Ares Capital Corporation 04010L103 04-Jun-12 Approve Issuance of Shares Below Management For No Net Asset Value (NAV) Caterpillar Inc. 149123101 13-Jun-12 Elect Director David L. Calhoun Management For No Caterpillar Inc. 149123101 13-Jun-12 Elect Director Daniel M. Dickinson Management For No Caterpillar Inc. 149123101 13-Jun-12 Elect Director Eugene V. Fife Management For No Caterpillar Inc. 149123101 13-Jun-12 Elect Director Juan Gallardo Management For No Caterpillar Inc. 149123101 13-Jun-12 Elect Director David R. Goode Management For No Caterpillar Inc. 149123101 13-Jun-12 Elect Director Jesse J. Greene, Jr. Management For No Caterpillar Inc. 149123101 13-Jun-12 Elect Director Jon M. Huntsman, Jr. Management For No Caterpillar Inc. 149123101 13-Jun-12 Elect Director Peter A. Magowan Management For No Caterpillar Inc. 149123101 13-Jun-12 Elect Director Dennis A. Muilenburg Management For No Caterpillar Inc. 149123101 13-Jun-12 Elect Director Douglas R. Management For No Oberhelman Caterpillar Inc. 149123101 13-Jun-12 Elect Director William A. Osborn Management For No Caterpillar Inc. 149123101 13-Jun-12 Elect Director Charles D. Powell Management For No Caterpillar Inc. 149123101 13-Jun-12 Elect Director Edward B. Rust, Jr. Management For No Caterpillar Inc. 149123101 13-Jun-12 Elect Director Susan C. Schwab Management For No Caterpillar Inc. 149123101 13-Jun-12 Elect Director Joshua I. Smith Management For No Caterpillar Inc. 149123101 13-Jun-12 Elect Director Miles D. White Management For No Caterpillar Inc. 149123101 13-Jun-12 Ratify Auditors Management For No Caterpillar Inc. 149123101 13-Jun-12 Advisory Vote to Ratify Named Management For No Executive Officers' Compensation Caterpillar Inc. 149123101 13-Jun-12 Provide Right to Call Special Management For No Meeting Caterpillar Inc. 149123101 13-Jun-12 Amend Advance Notice Provisions for Management For No Shareholder Proposals/Nominations Caterpillar Inc. 149123101 13-Jun-12 Report on Political Contributions Share Holder Against No Caterpillar Inc. 149123101 13-Jun-12 Require a Majority Vote for the Share Holder For Yes Election of Directors Caterpillar Inc. 149123101 13-Jun-12 Review and Assess Human Rights Share Holder For Yes Policies Caterpillar Inc. 149123101 13-Jun-12 Provide Right to Act by Written Share Holder For Yes Consent Page 9 Target Corporation 87612E106 13-Jun-12 Elect Director Roxanne S. Austin Management For No Target Corporation 87612E106 13-Jun-12 Elect Director Calvin Darden Management For No Target Corporation 87612E106 13-Jun-12 Elect Director Mary N. Dillon Management For No Target Corporation 87612E106 13-Jun-12 Elect Director James A. Johnson Management For No Target Corporation 87612E106 13-Jun-12 Elect Director Mary E. Minnick Management For No Target Corporation 87612E106 13-Jun-12 Elect Director Anne M. Mulcahy Management For No Target Corporation 87612E106 13-Jun-12 Elect Director Derica W. Rice Management For No Target Corporation 87612E106 13-Jun-12 Elect Director Stephen W. Sanger Management For No Target Corporation 87612E106 13-Jun-12 Elect Director Gregg W. Steinhafel Management For No Target Corporation 87612E106 13-Jun-12 Elect Director John G. Stumpf Management For No Target Corporation 87612E106 13-Jun-12 Elect Director Solomon D. Trujillo Management For No Target Corporation 87612E106 13-Jun-12 Ratify Auditors Management For No Target Corporation 87612E106 13-Jun-12 Approve Executive Incentive Bonus Management For No Plan Target Corporation 87612E106 13-Jun-12 Advisory Vote to Ratify Named Management For No Executive Officers' Compensation Target Corporation 87612E106 13-Jun-12 Report on Electronics Recycling and Share Holder Against No Preventing E-Waste Export Target Corporation 87612E106 13-Jun-12 Prohibit Political Contributions Share Holder Against No Freeport-McMoRan Copper & Gold 35671D857 14-Jun-12 Elect Director Richard C. Adkerson Management For No Inc. Freeport-McMoRan Copper & Gold 35671D857 14-Jun-12 Elect Director Robert J. Allison, Management For No Inc. Jr. Freeport-McMoRan Copper & Gold 35671D857 14-Jun-12 Elect Director Robert A. Day Management For No Inc. Freeport-McMoRan Copper & Gold 35671D857 14-Jun-12 Elect Director Gerald J. Ford Management For No Inc. Freeport-McMoRan Copper & Gold 35671D857 14-Jun-12 Elect Director H. Devon Graham, Jr. Management For No Inc. Freeport-McMoRan Copper & Gold 35671D857 14-Jun-12 Elect Director Charles C. Krulak Management For No Inc. Freeport-McMoRan Copper & Gold 35671D857 14-Jun-12 Elect Director Bobby Lee Lackey Management For No Inc. Freeport-McMoRan Copper & Gold 35671D857 14-Jun-12 Elect Director Jon C. Madonna Management For No Inc. Freeport-McMoRan Copper & Gold 35671D857 14-Jun-12 Elect Director Dustan E. McCoy Management For No Inc. Freeport-McMoRan Copper & Gold 35671D857 14-Jun-12 Elect Director James R. Moffett Management For No Inc. Freeport-McMoRan Copper & Gold 35671D857 14-Jun-12 Elect Director B. M. Rankin, Jr. Management For No Inc. Freeport-McMoRan Copper & Gold 35671D857 14-Jun-12 Elect Director Stephen H. Siegele Management For No Inc. Freeport-McMoRan Copper & Gold 35671D857 14-Jun-12 Advisory Vote to Ratify Named Management Against Yes Inc. Executive Officers' Compensation Freeport-McMoRan Copper & Gold 35671D857 14-Jun-12 Ratify Auditors Management For No Inc. Freeport-McMoRan Copper & Gold 35671D857 14-Jun-12 Request Director Nominee with Share Holder For Yes Inc. Environmental Qualifications

Page 10 SIGNATURES [See General Instruction F] Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) FIRST TRUST ENHANCED EQUITY INCOME FUND --------------------------------------- By (Signature and Title)* /s/ Mark R. Bradley ----------------------------------- Mark R. Bradley, President Date July 24, 2012 ------------------------- * Print the name and title of each signing officer under his or her signature.