UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21423
The Gabelli Dividend & Income Trust
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2020 – June 30, 2021
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2020 TO JUNE 30, 2021
ProxyEdge Meeting Date Range: 07/01/2020 - 06/30/2021 The Gabelli Dividend and Income Trust |
Report Date: 07/01/2021 1 |
| Investment Company Report | |||||||||||||||
| PETROLEO BRASILEIRO S.A. - PETROBRAS | |||||||||||||||
| Security | 71654V408 | Meeting Type | Special | ||||||||||||
| Ticker Symbol | PBR | Meeting Date | 09-Jul-2020 | ||||||||||||
| ISIN | US71654V4086 | Agenda | 935243092 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | Proposal for the Revision of additional requirements of unblemished reputation for members of the Senior Management and Fiscal Council and inclusion of these requirements in the Policy for the Nomination of Members of the Senior Management and Fiscal Council. | Management | For | For | |||||||||||
| 2. | Amendment Proposal to the Bylaws to amend articles 13, caput, and 43 of the Bylaws, and subsequent consolidation of the Bylaws, in accordance with the Management Proposal filed on the websites of the Brazilian Securities and Exchange Commission ("CVM") and the Company. | Management | For | For | |||||||||||
| SEVERN TRENT PLC | |||||||||||||||
| Security | G8056D159 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 15-Jul-2020 | |||||||||||||
| ISIN | GB00B1FH8J72 | Agenda | 712819347 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1 | RECEIVE THE REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 MARCH 2020 | Management | For | For | |||||||||||
| 2 | APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | For | For | |||||||||||
| 3 | DECLARE A FINAL ORDINARY DIVIDEND IN RESPECT OF THE YEAR ENDED 31 MARCH 2020 | Management | For | For | |||||||||||
| 4 | REAPPOINT KEVIN BEESTON | Management | For | For | |||||||||||
| 5 | REAPPOINT JAMES BOWLING | Management | For | For | |||||||||||
| 6 | REAPPOINT JOHN COGHLAN | Management | For | For | |||||||||||
| 7 | REAPPOINT OLIVIA GARFIELD | Management | For | For | |||||||||||
| 8 | APPOINT CHRISTINE HODGSON | Management | For | For | |||||||||||
| 9 | APPOINT SHARMILA NEBHRAJANI | Management | For | For | |||||||||||
| 10 | REAPPOINT DOMINIQUE REINICHE | Management | For | For | |||||||||||
| 11 | REAPPOINT PHILIP REMNANT | Management | For | For | |||||||||||
| 12 | REAPPOINT ANGELA STRANK | Management | For | For | |||||||||||
| 13 | REAPPOINT DELOITTE LLP AS AUDITOR OF THE COMPANY | Management | For | For | |||||||||||
| 14 | AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | For | For | |||||||||||
| 15 | AUTHORISE THE COMPANY AND ALL COMPANIES WHICH ARE SUBSIDIARIES OF THE COMPANY TO MAKE POLITICAL DONATIONS NOT EXCEEDING GBP 50,000 IN TOTAL | Management | For | For | |||||||||||
| 16 | RENEW THE COMPANY'S AUTHORITY TO ALLOT SHARES | Management | For | For | |||||||||||
| 17 | DISAPPLY PRE-EMPTION RIGHTS ON UP TO 5% OF THE ISSUED SHARE CAPITAL | Management | For | For | |||||||||||
| 18 | DISAPPLY PRE-EMPTION RIGHTS ON UP TO AN ADDITIONAL 5% OF THE ISSUED SHARE CAPITAL IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT | Management | For | For | |||||||||||
| 19 | AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS ORDINARY SHARES | Management | For | For | |||||||||||
| 20 | AUTHORISE GENERAL MEETINGS OF THE COMPANY, OTHER THAN ANNUAL GENERAL MEETINGS, TO BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | |||||||||||
| CONSTELLATION BRANDS, INC. | |||||||||||||||
| Security | 21036P108 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | STZ | Meeting Date | 21-Jul-2020 | ||||||||||||
| ISIN | US21036P1084 | Agenda | 935230754 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Christy Clark | For | For | ||||||||||||
| 2 | Jennifer M. Daniels | For | For | ||||||||||||
| 3 | Jerry Fowden | For | For | ||||||||||||
| 4 | Ernesto M. Hernandez | For | For | ||||||||||||
| 5 | S. Somersille Johnson | For | For | ||||||||||||
| 6 | James A. Locke III | For | For | ||||||||||||
| 7 | J. Manuel Madero Garza | For | For | ||||||||||||
| 8 | Daniel J. McCarthy | For | For | ||||||||||||
| 9 | William A. Newlands | For | For | ||||||||||||
| 10 | Richard Sands | For | For | ||||||||||||
| 11 | Robert Sands | For | For | ||||||||||||
| 12 | Judy A. Schmeling | For | For | ||||||||||||
| 2. | To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending February 28, 2021. | Management | For | For | |||||||||||
| 3. | To approve, by an advisory vote, the compensation of the Company's named executive officers as disclosed in the Proxy Statement. | Management | For | For | |||||||||||
| PETROLEO BRASILEIRO S.A. - PETROBRAS | |||||||||||||||
| Security | 71654V408 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | PBR | Meeting Date | 22-Jul-2020 | ||||||||||||
| ISIN | US71654V4086 | Agenda | 935248725 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1 | Assessing the Management's accounts, examining, discussing and voting on the Management's Report and the Company's Financial Statements, with the report from the independent auditors and the Fiscal Council Report, for the fiscal year ended on December 31, 2019. | Management | For | ||||||||||||
| 2 | Proposal for the Capital Budget for the fiscal year of 2020. | Management | For | ||||||||||||
| 3 | Proposal for the Allocation of the Loss/Profit for the fiscal year of 2019. | Management | For | ||||||||||||
| 4 | Proposal to establish eleven (11) members for the Board of Directors. | Management | For | ||||||||||||
| 5a1 | Slate of Candidates nominated by the Controlling Shareholder: Eduardo Bacellar Leal Ferreira, Roberto da Cunha Castello Branco, João Cox Neto, Maria Cláudia Mello Guimaraes, Nivio Ziviani, Omar Carneiro da Cunha Sobrinho, Ruy Flaks Schneider, Paulo Cesar de Souza e Silva | Management | Abstain | ||||||||||||
| 5a2 | If one or more of the candidates that compose the slate shown in 5a1 fails to integrate it, your votes will continue to be conferred to the slate. | Management | Against | ||||||||||||
| 5a3 | In case of adoption of the multiple vote process, you can vote A) to distribute your votes in among the members of Slate A ("For") who have been nominated by the controlling shareholder, or B) to distribute your votes among the members of Slate B ("Against") who have been nominated by the controlling shareholder and minority shareholders, or you can Abstain from voting on this resolution. See the proxy card document to view the full slates of directors. | Management | Abstain | ||||||||||||
| 5b1 | Candidates nominated by minority shareholders for the separate election process: Marcelo Mesquita de Siqueira Filho | Management | For | ||||||||||||
| 6 | Election of Chairman of the Board of Directors: Eduardo Bacellar Leal Ferreira | Management | For | ||||||||||||
| 7. | Proposal to establish five (5) members for the Fiscal Council. | Management | For | ||||||||||||
| 8a1 | Slate of Candidates nominated by the controlling shareholder: Holder: Agnes Maria de Aragão da Costa/ Substitute: Jairez Elói de Sousa Paulista Holder: Sérgio Henrique Lopes de Sousa/ Substitute: Alan Sampaio Santos; Holder: José Franco Medeiros de Morais/ Substitute: Gildenora Batista Dantas Milhomem | Management | Abstain | ||||||||||||
| 8a2 | If one or more of the candidates that compose the slate fails to integrate it to accommodate the separate election, your votes will continue to be conferred to the slate. | Management | Against | ||||||||||||
| 8b | Candidates appointed by minority shareholders for the Separate Election: Holder: Marcelo Gasparino da Silva/ Substitute: Paulo Roberto Evangelista de Lima | Management | For | ||||||||||||
| 9 | Establishing the compensation for the members of the Management, Fiscal Council, and Advisory Committees of the Board of Directors. | Management | For | ||||||||||||
| REMY COINTREAU SA | |||||||||||||||
| Security | F7725A100 | Meeting Type | MIX | ||||||||||||
| Ticker Symbol | Meeting Date | 23-Jul-2020 | |||||||||||||
| ISIN | FR0000130395 | Agenda | 712845948 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | |||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | |||||||||||||
| CMMT | 03 JUL 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202006172002625-73 AND-https://www.journal- officiel.gouv.fr/balo/document/202007032003017-80; PLEASE-NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK. IF YOU HAVE ALREADY- SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR- ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||||||
| O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2019/2020 | Management | No Action | ||||||||||||
| O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2019/2020 | Management | No Action | ||||||||||||
| O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020 AND SETTING OF THE DIVIDEND | Management | No Action | ||||||||||||
| O.4 | OPTION FOR THE PAYMENT OF THE DIVIDEND IN SHARES | Management | No Action | ||||||||||||
| O.5 | AGREEMENTS REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE AUTHORIZED DURING THE PREVIOUS FINANCIAL YEARS AND THE EXECUTION OF WHICH CONTINUED DURING THE FINANCIAL YEAR 2019/2020 | Management | No Action | ||||||||||||
| O.6 | APPROVAL OF THE REGULATED COMMITMENTS " SEVERANCE PAY ", " NON-COMPETITION INDEMNITY ", " DEFINED CONTRIBUTION PENSION COMMITMENTS, DEFINED BENEFIT PENSION COMMITMENTS AND DEATH, INCAPACITY FOR WORK, DISABILITY AND HEALTH INSURANCE COMMITMENTS " IN FAVOUR OF MR. ERIC VALLAT, CHIEF EXECUTIVE OFFICER OF THE COMPANY, PURSUANT TO ARTICLES L.225-42-1 AND L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE AND THE CONDITIONS OF ALLOCATION | Management | No Action | ||||||||||||
| O.7 | RENEWAL OF THE TERM OF OFFICE OF MRS. DOMINIQUE HERIARD DUBREUIL AS DIRECTOR | Management | No Action | ||||||||||||
| O.8 | RENEWAL OF THE TERM OF OFFICE OF MRS. LAURE HERIARD DUBREUIL AS DIRECTOR | Management | No Action | ||||||||||||
| O.9 | RENEWAL OF THE TERM OF OFFICE OF MR. EMMANUEL DE GEUSER AS DIRECTOR | Management | No Action | ||||||||||||
| O.10 | APPOINTMENT OF MAZARS FIRM, REPRESENTED BY MR. JEROME DE PASTORS, AS PRINCIPAL STATUTORY AUDITOR AS A REPLACEMENT FOR AUDITEURS ET CONSEILS ASSOCIES FIRM AND NON-RENEWAL AND NON-REPLACEMENT OF PIMPANEAU ET ASSOCIES COMPANY AS DEPUTY STATUTORY AUDITOR | Management | No Action | ||||||||||||
| O.11 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS, PURSUANT TO ARTICLE L.225-37-2 OF THE FRENCH COMMERCIAL CODE | Management | No Action | ||||||||||||
| O.12 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHEF EXECUTIVE OFFICER, PURSUANT TO ARTICLE L.225-37-2 OF THE FRENCH COMMERCIAL CODE | Management | No Action | ||||||||||||
| O.13 | APPROVAL OF THE COMPENSATION POLICY OF DIRECTORS FOR THE FINANCIAL YEAR 2020/2021 | Management | No Action | ||||||||||||
| O.14 | APPROVAL OF THE INFORMATION RELATING TO THE COMPENSATION FOR THE FINANCIAL YEAR 2019/2020 OF THE CORPORATE OFFICERS MENTIONED IN ARTICLE L.225-37-3 I OF THE FRENCH COMMERCIAL CODE | Management | No Action | ||||||||||||
| O.15 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED, FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020, TO MR. MARC HERIARD DUBREUIL, CHAIRMAN OF THE BOARD OF DIRECTORS, PURSUANT TO ARTICLE L. 225-100 OF THE FRENCH COMMERCIAL CODE | Management | No Action | ||||||||||||
| O.16 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED TO MRS. VALERIE CHAPOULAUD-FLOQUET, CHIEF EXECUTIVE OFFICER, IN RESPECT OF THE FINANCIAL YEAR ENDED 31 MARCH 2020, PURSUANT TO ARTICLE L.225-100 OF THE FRENCH COMMERCIAL CODE | Management | No Action | ||||||||||||
| O.17 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED TO MR. ERIC VALLAT, CHIEF EXECUTIVE OFFICER, IN RESPECT OF THE FINANCIAL YEAR ENDED 31 MARCH 2020, PURSUANT TO ARTICLE L.225-100 OF THE FRENCH COMMERCIAL CODE | Management | No Action | ||||||||||||
| O.18 | COMPENSATION OF DIRECTORS | Management | No Action | ||||||||||||
| O.19 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY'S SHARES UNDER THE PROVISIONS OF ARTICLES L. 225-209 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | No Action | ||||||||||||
| E.20 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES HELD BY THE COMPANY | Management | No Action | ||||||||||||
| E.21 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL AND/OR TRANSFERABLE SECURITIES GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, WITH RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | ||||||||||||
| E.22 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL AND/OR TRANSFERABLE SECURITIES GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, BY WAY OF A PUBLIC OFFERING | Management | No Action | ||||||||||||
| E.23 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL AND/OR TRANSFERABLE SECURITIES GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT, BY WAY OF PRIVATE PLACEMENTS AS REFERRED TO IN SECTION 1DECREE OF ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE | Management | No Action | ||||||||||||
| E.24 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF OVERSUBSCRIPTION, WITHIN THE LIMIT OF 15% OF THE INITIAL ISSUE, WITH RETENTION OR CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | ||||||||||||
| E.25 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO SET THE ISSUE PRICE OF SECURITIES TO BE ISSUED, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, BY PUBLIC OFFERING OR PRIVATE PLACEMENT, WITHIN THE LIMIT OF 10% OF THE CAPITAL PER YEAR | Management | No Action | ||||||||||||
| E.26 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL AND/OR TRANSFERABLE SECURITIES GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management | No Action | ||||||||||||
| E.27 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL IN ORDER TO REMUNERATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY, WITHIN THE LIMIT OF 10% OF THE CAPITAL | Management | No Action | ||||||||||||
| E.28 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL BY CAPITALIZATION OF RESERVES, PROFITS OR PREMIUMS | Management | No Action | ||||||||||||
| E.29 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED WITH A CAPITAL INCREASE RESERVED FOR EMPLOYEES OF THE COMPANY OR ITS RELATED COMPANIES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | ||||||||||||
| E.30 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | ||||||||||||
| GRAF INDUSTRIAL CORP. | |||||||||||||||
| Security | 384278206 | Meeting Type | Special | ||||||||||||
| Ticker Symbol | GRAFU | Meeting Date | 23-Jul-2020 | ||||||||||||
| ISIN | US3842782068 | Agenda | 935248636 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1) | Amend (the "Extension Amendment") the Company's second amended and restated certificate of incorporation (as amended, the "charter") to extend the date by which the Company has to consummate a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses (a "business combination") from July 31, 2020 to October 31, 2020 (the "Extension," and such date, the "Extended Date") ("the Extension Amendment Proposal"). | Management | For | For | |||||||||||
| 2) | Approve the adjournment of the special meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Extension Amendment Proposal (the "Adjournment Proposal"). | Management | For | For | |||||||||||
| KLX ENERGY SERVICES HOLDINGS, INC. | |||||||||||||||
| Security | 48253L106 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | KLXE | Meeting Date | 24-Jul-2020 | ||||||||||||
| ISIN | US48253L1061 | Agenda | 935246935 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | To approve the issuance of shares of KLXE's common stock, par value $0.01 per share (the "KLXE Common Stock"), to stockholders of QES in connection with the Merger Agreement (the "KLXE Share Issuance Proposal"). | Management | For | For | |||||||||||
| 2. | To approve an amendment to the amended and restated certificate of incorporation of KLXE to effect a reverse stock split of KLXE Common Stock at a ratio within a range of 1-for-5 and 1-for-10, as determined by the KLXE Board of Directors, in the form attached as Annex B to the joint proxy statement/prospectus (the "KLXE Reverse Stock Split Proposal"). | Management | For | For | |||||||||||
| 3. | To approve an amendment to KLXE's Long-Term Incentive Plan to increase the number of shares issuable thereunder, and to provide for an annual limit on the awards to non-employee directors (the "KLXE LTIP Amendment Proposal"). | Management | Against | Against | |||||||||||
| 4. | DIRECTOR | Management | |||||||||||||
| 1 | Benjamin A. Hardesty | For | For | ||||||||||||
| 2 | Stephen M. Ward, Jr. | For | For | ||||||||||||
| 5. | To approve an amendment to KLXE's Employee Stock Purchase Plan to increase the number of shares issuable thereunder (the "KLXE ESPP Amendment Proposal"). | Management | For | For | |||||||||||
| 6. | To approve the annual ratification of the appointment of Deloitte & Touche LLP to serve as KLXE's independent auditor for 2020 (the "KLXE Auditor Proposal"). | Management | For | For | |||||||||||
| 7. | To approve the adjournment of the KLXE Annual Meeting to solicit additional proxies if there are not sufficient votes at the time of the KLXE Annual Meeting to approve any of the KLXE Share Issuance Proposal, the KLXE Reverse Stock Split Proposal, the KLXE LTIP Amendment Proposal, the KLXE Director Election Proposal, the KLXE ESPP Amendment Proposal or the KLXE Auditor Proposal, or to ensure that any supplement or amendment to the joint proxy statement/prospectus is timely provided to KLXE stockholders (the "KLXE Adjournment Proposal"). | Management | For | For | |||||||||||
| NATIONAL GRID PLC | |||||||||||||||
| Security | G6S9A7120 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 27-Jul-2020 | |||||||||||||
| ISIN | GB00BDR05C01 | Agenda | 712887528 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS | Management | For | For | |||||||||||
| 2 | TO DECLARE A FINAL DIVIDEND | Management | For | For | |||||||||||
| 3 | TO RE-ELECT SIR PETER GERSHON | Management | For | For | |||||||||||
| 4 | TO RE-ELECT JOHN PETTIGREW | Management | For | For | |||||||||||
| 5 | TO RE-ELECT ANDY AGG | Management | For | For | |||||||||||
| 6 | TO RE-ELECT NICOLA SHAW | Management | For | For | |||||||||||
| 7 | TO RE-ELECT MARK WILLIAMSON | Management | For | For | |||||||||||
| 8 | TO RE-ELECT JONATHAN DAWSON | Management | For | For | |||||||||||
| 9 | TO RE-ELECT THERESE ESPERDY | Management | For | For | |||||||||||
| 10 | TO RE-ELECT PAUL GOLBY | Management | For | For | |||||||||||
| 11 | TO ELECT LIZ HEWITT | Management | For | For | |||||||||||
| 12 | TO RE-ELECT AMANDA MESLER | Management | For | For | |||||||||||
| 13 | TO RE-ELECT EARL SHIPP | Management | For | For | |||||||||||
| 14 | TO RE-ELECT JONATHAN SILVER | Management | For | For | |||||||||||
| 15 | TO RE-APPOINT THE AUDITORS DELOITTE LLP | Management | For | For | |||||||||||
| 16 | TO AUTHORISE THE AUDIT COMMITTEE OF THE BOARD TO SET THE AUDITORS REMUNERATION | Management | For | For | |||||||||||
| 17 | TO APPROVE THE DIRECTORS REMUNERATION REPORT EXCLUDING EXCERPTS FROM THE DIRECTORS REMUNERATION POLICY | Management | For | For | |||||||||||
| 18 | TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS | Management | For | For | |||||||||||
| 19 | TO AUTHORISE THE DIRECTORS TO ALLOT ORDINARY SHARES | Management | For | For | |||||||||||
| 20 | TO REAPPROVE THE NATIONAL GRID SHARE INCENTIVE PLAN | Management | For | For | |||||||||||
| 21 | TO REAPPROVE THE NATIONAL GRID SHARESAVE PLAN | Management | For | For | |||||||||||
| 22 | TO APPROVE AN INCREASED BORROWING LIMIT | Management | For | For | |||||||||||
| 23 | TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | For | |||||||||||
| 24 | TO DISAPPLY PRE-EMPTION RIGHTS FOR ACQUISITIONS | Management | For | For | |||||||||||
| 25 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES | Management | For | For | |||||||||||
| 26 | TO AUTHORISE THE DIRECTORS TO HOLD GENERAL MEETINGS ON 14 CLEAR DAYS NOTICE | Management | For | For | |||||||||||
| NATIONAL GRID PLC | |||||||||||||||
| Security | 636274409 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | NGG | Meeting Date | 27-Jul-2020 | ||||||||||||
| ISIN | US6362744095 | Agenda | 935243523 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | To receive the Annual Report and Accounts | Management | For | For | |||||||||||
| 2. | To declare a final dividend | Management | For | For | |||||||||||
| 3. | To re-elect Sir Peter Gershon | Management | For | For | |||||||||||
| 4. | To re-elect John Pettigrew | Management | For | For | |||||||||||
| 5. | To re-elect Andy Agg | Management | For | For | |||||||||||
| 6. | To re-elect Nicola Shaw | Management | For | For | |||||||||||
| 7. | To re-elect Mark Williamson | Management | For | For | |||||||||||
| 8. | To re-elect Jonathan Dawson | Management | For | For | |||||||||||
| 9. | To re-elect Therese Esperdy | Management | For | For | |||||||||||
| 10. | To re-elect Paul Golby | Management | For | For | |||||||||||
| 11. | To elect Liz Hewitt | Management | For | For | |||||||||||
| 12. | To re-elect Amanda Mesler | Management | For | For | |||||||||||
| 13. | To re-elect Earl Shipp | Management | For | For | |||||||||||
| 14. | To re-elect Jonathan Silver | Management | For | For | |||||||||||
| 15. | To re-appoint the auditors Deloitte LLP | Management | For | For | |||||||||||
| 16. | To authorise the Audit Committee of the Board to set the auditors' remuneration | Management | For | For | |||||||||||
| 17. | To approve the Directors' Remuneration Report excluding excerpts from the Directors' remuneration policy | Management | For | For | |||||||||||
| 18. | To authorise the Company to make political donations | Management | For | For | |||||||||||
| 19. | To authorise the Directors to allot Ordinary Shares | Management | For | For | |||||||||||
| 20. | To reapprove the National Grid Share Incentive Plan (the 'SIP') | Management | For | For | |||||||||||
| 21. | To reapprove the National Grid Sharesave Plan ('Sharesave') | Management | For | For | |||||||||||
| 22. | To approve an increased borrowing limit | Management | For | For | |||||||||||
| 23. | To disapply pre-emption rights (Special Resolution) | Management | For | For | |||||||||||
| 24. | To disapply pre-emption rights for acquisitions (Special Resolution) | Management | For | For | |||||||||||
| 25. | To authorise the Company to purchase its own Ordinary Shares (Special Resolution) | Management | For | For | |||||||||||
| 26. | To authorise the Directors to hold general meetings on 14 clear days' notice (Special Resolution) | Management | For | For | |||||||||||
| ITO EN,LTD. | |||||||||||||||
| Security | J25027103 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 28-Jul-2020 | |||||||||||||
| ISIN | JP3143000002 | Agenda | 712915430 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| Please reference meeting materials. | Non-Voting | ||||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | |||||||||||
| 2.1 | Appoint a Director Honjo, Hachiro | Management | Against | Against | |||||||||||
| 2.2 | Appoint a Director Honjo, Daisuke | Management | For | For | |||||||||||
| 2.3 | Appoint a Director Honjo, Shusuke | Management | For | For | |||||||||||
| 2.4 | Appoint a Director Hashimoto, Shunji | Management | For | For | |||||||||||
| 2.5 | Appoint a Director Watanabe, Minoru | Management | For | For | |||||||||||
| 2.6 | Appoint a Director Yashiro, Mitsuo | Management | For | For | |||||||||||
| 2.7 | Appoint a Director Nakano, Yoshihisa | Management | For | For | |||||||||||
| 2.8 | Appoint a Director Kamiya, Shigeru | Management | For | For | |||||||||||
| 2.9 | Appoint a Director Yosuke Jay Oceanbright Honjo | Management | For | For | |||||||||||
| 2.10 | Appoint a Director Hirata, Atsushi | Management | For | For | |||||||||||
| 2.11 | Appoint a Director Taguchi, Morikazu | Management | For | For | |||||||||||
| 2.12 | Appoint a Director Usui, Yuichi | Management | For | For | |||||||||||
| 2.13 | Appoint a Director Tanaka, Yutaka | Management | For | For | |||||||||||
| 2.14 | Appoint a Director Takano, Hideo | Management | For | For | |||||||||||
| 3 | Appoint a Corporate Auditor Takasawa, Yoshiaki | Management | For | For | |||||||||||
| VODAFONE GROUP PLC | |||||||||||||||
| Security | 92857W308 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | VOD | Meeting Date | 28-Jul-2020 | ||||||||||||
| ISIN | US92857W3088 | Agenda | 935240630 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | To receive the Company's accounts, the strategic report and reports of the Directors and the auditor for the year ended 31 March 2020. | Management | For | For | |||||||||||
| 2. | To elect Jean-François van Boxmeer as a Director | Management | For | For | |||||||||||
| 3. | To re-elect Gerard Kleisterlee as a Director | Management | For | For | |||||||||||
| 4. | To re-elect Nick Read as a Director | Management | For | For | |||||||||||
| 5. | To re-elect Margherita Della Valle as a Director | Management | For | For | |||||||||||
| 6. | To re-elect Sir Crispin Davis as a Director | Management | For | For | |||||||||||
| 7. | To re-elect Michel Demaré as a Director | Management | For | For | |||||||||||
| 8. | To re-elect Dame Clara Furse as a Director | Management | For | For | |||||||||||
| 9. | To re-elect Valerie Gooding as a Director | Management | For | For | |||||||||||
| 10. | To re-elect Renee James as a Director | Management | Against | Against | |||||||||||
| 11. | To re-elect Maria Amparo Moraleda Martinez as a Director | Management | For | For | |||||||||||
| 12. | To re-elect Sanjiv Ahuja as a Director | Management | For | For | |||||||||||
| 13. | To re-elect David Thodey as a Director | Management | For | For | |||||||||||
| 14. | To re-elect David Nish as a Director | Management | For | For | |||||||||||
| 15. | To declare a final dividend of 4.50 eurocents per ordinary share for the year ended 31 March 2020. | Management | For | For | |||||||||||
| 16. | To approve the Directors' Remuneration Policy set out on pages 102 to 107 of the Annual Report. | Management | For | For | |||||||||||
| 17. | To approve the Annual Report on Remuneration contained in the Remuneration Report of the Board for the year ended 31 March 2020. | Management | For | For | |||||||||||
| 18. | To reappoint Ernst & Young LLP as the Company's auditor until the end of the next general meeting at which accounts are laid before the Company. | Management | For | For | |||||||||||
| 19. | To authorise the Audit and Risk Committee to determine the remuneration of the auditor. | Management | For | For | |||||||||||
| 20. | To authorise the Directors to allot shares. | Management | For | For | |||||||||||
| 21. | To authorise the Directors to dis-apply pre-emption rights. (Special Resolution) | Management | For | For | |||||||||||
| 22. | To authorise the Directors to dis-apply pre-emption rights up to a further 5 per cent for the purposes of financing an acquisition or other capital investment. (Special Resolution) | Management | For | For | |||||||||||
| 23. | To authorise the Company to purchase its own shares. (Special Resolution) | Management | For | For | |||||||||||
| 24. | To authorise political donations and expenditure. | Management | For | For | |||||||||||
| 25. | To authorise the Company to call general meetings (other than AGMs) on 14 clear days' notice. (Special Resolution) | Management | For | For | |||||||||||
| 26. | To approve the rules of the Vodafone Share Incentive Plan (SIP). | Management | For | For | |||||||||||
| MCKESSON CORPORATION | |||||||||||||||
| Security | 58155Q103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | MCK | Meeting Date | 29-Jul-2020 | ||||||||||||
| ISIN | US58155Q1031 | Agenda | 935239182 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director for a one-year term: Dominic J. Caruso | Management | For | For | |||||||||||
| 1B. | Election of Director for a one-year term: N. Anthony Coles, M.D. | Management | For | For | |||||||||||
| 1C. | Election of Director for a one-year term: M. Christine Jacobs | Management | For | For | |||||||||||
| 1D. | Election of Director for a one-year term: Donald R. Knauss | Management | For | For | |||||||||||
| 1E. | Election of Director for a one-year term: Marie L. Knowles | Management | For | For | |||||||||||
| 1F. | Election of Director for a one-year term: Bradley E. Lerman | Management | For | For | |||||||||||
| 1G. | Election of Director for a one-year term: Maria Martinez | Management | For | For | |||||||||||
| 1H. | Election of Director for a one-year term: Edward A. Mueller | Management | For | For | |||||||||||
| 1I. | Election of Director for a one-year term: Susan R. Salka | Management | For | For | |||||||||||
| 1J. | Election of Director for a one-year term: Brian S. Tyler | Management | For | For | |||||||||||
| 1K. | Election of Director for a one-year term: Kenneth E. Washington, Ph.D. | Management | For | For | |||||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the company's independent registered public accounting firm for the fiscal year ending March 31, 2021. | Management | For | For | |||||||||||
| 3. | Advisory vote on executive compensation. | Management | For | For | |||||||||||
| 4. | Shareholder proposal on action by written consent of shareholders. | Shareholder | Against | For | |||||||||||
| 5. | Shareholder proposal on disclosure of lobbying activities and expenditures. | Shareholder | Abstain | Against | |||||||||||
| 6. | Shareholder proposal on statement of purpose of a corporation. | Shareholder | Abstain | Against | |||||||||||
| PERSPECTA INC. | |||||||||||||||
| Security | 715347100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | PRSP | Meeting Date | 05-Aug-2020 | ||||||||||||
| ISIN | US7153471005 | Agenda | 935240072 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1a. | Election of Director: Sanju K. Bansal | Management | For | For | |||||||||||
| 1b. | Election of Director: Sondra L. Barbour | Management | For | For | |||||||||||
| 1c. | Election of Director: John M. Curtis | Management | For | For | |||||||||||
| 1d. | Election of Director: Lisa S. Disbrow | Management | For | For | |||||||||||
| 1e. | Election of Director: Glenn A. Eisenberg | Management | For | For | |||||||||||
| 1f. | Election of Director: Pamela O. Kimmet | Management | For | For | |||||||||||
| 1g. | Election of Director: Ramzi M. Musallam | Management | For | For | |||||||||||
| 1h. | Election of Director: Philip O. Nolan | Management | For | For | |||||||||||
| 1i. | Election of Director: Betty J. Sapp | Management | For | For | |||||||||||
| 1j. | Election of Director: Michael E. Ventling | Management | For | For | |||||||||||
| 2. | Ratification of the appointment of Deloitte & Touche as our independent registered public accounting firm for the fiscal year ending April 2, 2021 | Management | For | For | |||||||||||
| 3. | Approval, in a non-binding advisory vote, of our named executive officer compensation | Management | For | For | |||||||||||
| 4. | Approval of the Perspecta Inc. Employee Stock Purchase Plan | Management | For | For | |||||||||||
| KINNEVIK AB | |||||||||||||||
| Security | W5139V265 | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 19-Aug-2020 | |||||||||||||
| ISIN | SE0013256682 | Agenda | 712941841 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | |||||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | |||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | |||||||||||||
| 1 | OPENING OF THE EXTRAORDINARY GENERAL MEETING | Non-Voting | |||||||||||||
| 2 | ELECTION OF CHAIRMAN AT THE EXTRAORDINARY GENERAL MEETING: WILHELM LUNING | Non-Voting | |||||||||||||
| 3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | |||||||||||||
| 4 | APPROVAL OF THE AGENDA | Non-Voting | |||||||||||||
| 5 | ELECTION OF ONE OR TWO PERSONS TO CHECK AND VERIFY THE MINUTES | Non-Voting | |||||||||||||
| 6 | DETERMINATION OF WHETHER THE EXTRAORDINARY GENERAL MEETING HAS BEEN DULY-CONVENED | Non-Voting | |||||||||||||
| 7.A | RESOLUTION REGARDING AN EXTRAORDINARY CASH VALUE TRANSFER THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN ORDER TO FACILITATE THE SHARE SPLIT 2:1 | Management | No Action | ||||||||||||
| 7.B | RESOLUTION REGARDING AN EXTRAORDINARY CASH VALUE TRANSFER THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: SHARE SPLIT 2:1 | Management | No Action | ||||||||||||
| 7.C | RESOLUTION REGARDING AN EXTRAORDINARY CASH VALUE TRANSFER THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN ORDER TO FACILITATE THE REDUCTION OF THE SHARE CAPITAL THROUGH REDEMPTION OF SHARES | Management | No Action | ||||||||||||
| 7.D | RESOLUTION REGARDING AN EXTRAORDINARY CASH VALUE TRANSFER THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: REDUCTION OF THE SHARE CAPITAL THROUGH REDEMPTION OF SHARES | Management | No Action | ||||||||||||
| 7.E | RESOLUTION REGARDING AN EXTRAORDINARY CASH VALUE TRANSFER THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: INCREASE OF THE SHARE CAPITAL THROUGH A BONUS ISSUE WITHOUT ISSUANCE OF NEW SHARES | Management | No Action | ||||||||||||
| 8 | CLOSING OF THE EXTRAORDINARY GENERAL MEETING | Non-Voting | |||||||||||||
| WILLIS TOWERS WATSON PLC | |||||||||||||||
| Security | G96629103 | Meeting Type | Special | ||||||||||||
| Ticker Symbol | WLTW | Meeting Date | 26-Aug-2020 | ||||||||||||
| ISIN | IE00BDB6Q211 | Agenda | 935249234 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | Ordinary Resolution to approve the scheme, as described in the joint proxy statement, in its original form or with or subject to any modification(s), addition(s) or condition(s) approved or imposed by the High Court of Ireland, and to authorize the directors of WTW to take all such actions as they consider necessary or appropriate for carrying the scheme into effect. | Management | For | For | |||||||||||
| 2. | Special Resolution to amend the constitution of WTW, referred to as the "WTW Constitution," so that any WTW Shares that are issued on or after the WTW Voting Record Time will either be subject to the terms of the scheme or will be immediately and automatically acquired by Aon for the scheme consideration. | Management | For | For | |||||||||||
| 3. | Ordinary Resolution to approve, on a non-binding, advisory basis, specified compensatory arrangements between WTW and its named executive officers relating to the transaction. | Management | For | For | |||||||||||
| 4. | Ordinary Resolution to approve any motion by the chairman of the WTW EGM to adjourn the WTW EGM, or any adjournments thereof, to solicit additional proxies in favour of the approval of the resolutions if there are insufficient votes at the time of the WTW EGM to approve resolutions 1 and 2. | Management | For | For | |||||||||||
| WILLIS TOWERS WATSON PLC | |||||||||||||||
| Security | G96629111 | Meeting Type | Special | ||||||||||||
| Ticker Symbol | Meeting Date | 26-Aug-2020 | |||||||||||||
| ISIN | IE00B4XGY116 | Agenda | 935249246 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | To approve the scheme, as described in the joint proxy statement, in its original form or with or subject to any modification(s), addition(s) or condition(s) approved or imposed by the High Court of Ireland. | Management | For | For | |||||||||||
| INTERNATIONAL FLAVORS & FRAGRANCES INC. | |||||||||||||||
| Security | 459506101 | Meeting Type | Special | ||||||||||||
| Ticker Symbol | IFF | Meeting Date | 27-Aug-2020 | ||||||||||||
| ISIN | US4595061015 | Agenda | 935255566 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | To approve the issuance of shares of IFF common stock to the stockholders of Nutrition and Biosciences, Inc. in the Merger pursuant to the terms of the Merger Agreement (the "Share Issuance"). | Management | For | For | |||||||||||
| 2. | To approve the adjournment of the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the Special Meeting to approve the Share Issuance. | Management | For | For | |||||||||||
| BOUYGUES | |||||||||||||||
| Security | F11487125 | Meeting Type | Ordinary General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 04-Sep-2020 | |||||||||||||
| ISIN | FR0000120503 | Agenda | 712995731 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | |||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | |||||||||||||
| CMMT | 19 AUG 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202007312003534-92 AND-https://www.journal- officiel.gouv.fr/balo/document/202008192003789-100;- PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||||||
| 1 | DISTRIBUTION OF A DIVIDEND | Management | No Action | ||||||||||||
| 2 | APPROVAL OF THE UPDATE OF THE COMPENSATION POLICY FOR EXECUTIVE CORPORATE OFFICERS | Management | No Action | ||||||||||||
| 3 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | ||||||||||||
| ASHTEAD GROUP PLC | |||||||||||||||
| Security | G05320109 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 08-Sep-2020 | |||||||||||||
| ISIN | GB0000536739 | Agenda | 712977024 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1 | THAT THE COMPANY'S ANNUAL ACCOUNTS FOR THE YEAR ENDED 30 APRIL 2020, TOGETHER WITH THE DIRECTORS' REPORT AND THE AUDITORS' REPORT ON THOSE ACCOUNTS AND ON THE AUDITABLE PART OF THE REMUNERATION REPORT, BE ADOPTED | Management | For | For | |||||||||||
| 2 | THAT THE REMUNERATION REPORT FOR THE YEAR ENDED 30 APRIL 2020 (OTHER THAN THE PART CONTAINING THE REMUNERATION POLICY), WHICH IS SET OUT IN THE ANNUAL REPORT OF THE COMPANY FOR THE YEAR ENDED 30 APRIL 2020, BE APPROVED | Management | For | For | |||||||||||
| 3 | THAT THE FINAL DIVIDEND RECOMMENDED BY THE DIRECTORS OF 33.5P PER ORDINARY SHARE FOR THE YEAR ENDED 30 APRIL 2020 BE DECLARED PAYABLE ON 11 SEPTEMBER 2020 TO HOLDERS OF ORDINARY SHARES REGISTERED AT THE CLOSE OF BUSINESS ON 14 AUGUST 2020 | Management | For | For | |||||||||||
| 4 | THAT PAUL WALKER BE RE-ELECTED AS A DIRECTOR | Management | For | For | |||||||||||
| 5 | THAT BRENDAN HORGAN BE RE-ELECTED AS A DIRECTOR | Management | For | For | |||||||||||
| 6 | THAT MICHAEL PRATT BE RE-ELECTED AS A DIRECTOR | Management | For | For | |||||||||||
| 7 | THAT ANGUS COCKBURN BE RE-ELECTED AS A DIRECTOR | Management | For | For | |||||||||||
| 8 | THAT LUCINDA RICHES BE RE-ELECTED AS A DIRECTOR | Management | For | For | |||||||||||
| 9 | THAT TANYA FRATTO BE RE-ELECTED AS A DIRECTOR | Management | For | For | |||||||||||
| 10 | THAT LINDSLEY RUTH BE RE-ELECTED AS A DIRECTOR | Management | For | For | |||||||||||
| 11 | THAT JILL EASTERBROOK WHO HAS BEEN APPOINTED AS A DIRECTOR SINCE THE LAST ANNUAL GENERAL MEETING OF THE COMPANY BE ELECTED AS A DIRECTOR | Management | For | For | |||||||||||
| 12 | THAT DELOITTE LLP BE REAPPOINTED AS AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY | Management | For | For | |||||||||||
| 13 | THAT THE DIRECTORS BE AUTHORISED TO FIX THE REMUNERATION OF THE AUDITOR OF THE COMPANY | Management | For | For | |||||||||||
| 14 | THAT, FOR THE PURPOSES OF SECTION 551 OF THE COMPANIES ACT 2006 (THE 'ACT') (AND SO THAT EXPRESSIONS USED IN THIS RESOLUTION SHALL BEAR THE SAME MEANINGS AS IN THE SAID SECTION 551): 14.1 THE DIRECTORS BE AND ARE GENERALLY AND UNCONDITIONALLY AUTHORISED TO EXERCISE ALL POWERS OF THE COMPANY TO ALLOT SHARES AND TO GRANT SUCH SUBSCRIPTION AND CONVERSION RIGHTS AS ARE CONTEMPLATED BY SECTIONS 551(1)(A) AND (B) OF THE ACT RESPECTIVELY UP TO A MAXIMUM NOMINAL AMOUNT OF GBP 14,976,994 TO SUCH PERSONS AND AT SUCH TIMES AND ON SUCH TERMS AS THEY THINK PROPER DURING THE PERIOD EXPIRING AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY (UNLESS PREVIOUSLY REVOKED OR VARIED BY THE COMPANY IN GENERAL MEETING) OR AT 6.00PM ON 8 DECEMBER 2021, WHICHEVER IS SOONER; AND 14.2 THE DIRECTORS BE AND ARE GENERALLY AND UNCONDITIONALLY AUTHORISED TO EXERCISE ALL POWERS OF THE COMPANY TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) IN CONNECTION WITH A RIGHTS ISSUE IN FAVOUR OF THE HOLDERS OF EQUITY SECURITIES AND ANY OTHER PERSONS ENTITLED TO PARTICIPATE IN SUCH ISSUE WHERE THE EQUITY SECURITIES RESPECTIVELY ATTRIBUTABLE TO THE INTERESTS OF SUCH HOLDERS AND PERSONS ARE PROPORTIONATE (AS NEARLY AS MAY BE) TO THE RESPECTIVE NUMBER OF EQUITY SECURITIES HELD BY THEM UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 29,953,989, INCLUDING WITHIN SUCH LIMIT ANY EQUITY SECURITIES ALLOTTED UNDER RESOLUTION 14.1 ABOVE, DURING THE PERIOD EXPIRING AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR AT 6.00PM ON 8 DECEMBER 2021, WHICHEVER IS SOONER, SUBJECT ONLY TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY CONSIDER NECESSARY OR EXPEDIENT TO DEAL WITH FRACTIONAL ENTITLEMENTS OR LEGAL OR PRACTICAL PROBLEMS UNDER THE LAWS OR REQUIREMENTS OF ANY RECOGNISED REGULATORY BODY OR STOCK EXCHANGE IN ANY TERRITORY; AND 14.3 THE COMPANY BE AND IS HEREBY AUTHORISED TO MAKE, PRIOR TO THE EXPIRY OF SUCH PERIOD, ANY OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE SUCH SHARES OR RIGHTS TO BE ALLOTTED OR GRANTED AFTER THE EXPIRY OF THE SAID PERIOD AND THE DIRECTORS MAY ALLOT SUCH SHARES OR GRANT SUCH RIGHTS IN PURSUANCE OF ANY | Management | For | For | |||||||||||
| SUCH OFFER OR AGREEMENT NOTWITHSTANDING THE EXPIRY OF THE AUTHORITY GIVEN BY THIS RESOLUTION; SO THAT ALL PREVIOUS AUTHORITIES OF THE DIRECTORS PURSUANT TO THE SAID SECTION 551 BE AND ARE HEREBY REVOKED | |||||||||||||||
| 15 | THAT, SUBJECT TO THE PASSING OF RESOLUTION 14, THE DIRECTORS BE AND ARE EMPOWERED IN ACCORDANCE WITH SECTION 570 OF THE ACT TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) FOR CASH, PURSUANT TO THE AUTHORITY CONFERRED ON THEM TO ALLOT SUCH SHARES OR GRANT SUCH RIGHTS BY THAT RESOLUTION AND/OR WHERE THE ALLOTMENT CONSTITUTES AN ALLOTMENT OF EQUITY SECURITIES BY VIRTUE OF SECTION 560(3) OF THE ACT, AS IF SECTION 561(1) AND SUB- SECTIONS (1) - (6) OF SECTION 562 OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT, PROVIDED THAT THE POWER CONFERRED BY THIS RESOLUTION SHALL BE LIMITED TO: 15.1 THE ALLOTMENT OF EQUITY SECURITIES IN CONNECTION WITH AN ISSUE OR OFFERING IN FAVOUR OF HOLDERS OF EQUITY SECURITIES (BUT IN THE CASE OF THE AUTHORITY GRANTED UNDER RESOLUTION 14.2 BY WAY OF A RIGHTS ISSUE ONLY) AND ANY OTHER PERSONS ENTITLED TO PARTICIPATE IN SUCH ISSUE OR OFFERING WHERE THE EQUITY SECURITIES RESPECTIVELY ATTRIBUTABLE TO THE INTERESTS OF SUCH HOLDERS AND PERSONS ARE PROPORTIONATE (AS NEARLY AS MAY BE) TO THE RESPECTIVE NUMBER OF EQUITY SECURITIES HELD BY OR DEEMED TO BE HELD BY THEM ON THE RECORD DATE OF SUCH ALLOTMENT, SUBJECT ONLY TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY CONSIDER NECESSARY OR EXPEDIENT TO DEAL WITH FRACTIONAL ENTITLEMENTS OR LEGAL OR PRACTICAL PROBLEMS UNDER THE LAWS OR REQUIREMENTS OF ANY RECOGNISED REGULATORY BODY OR STOCK EXCHANGE IN ANY TERRITORY; AND 15.2 THE ALLOTMENT (OTHERWISE THAN PURSUANT TO PARAGRAPH 15.1 ABOVE) OF EQUITY SECURITIES UP TO AN AGGREGATE NOMINAL VALUE NOT EXCEEDING GBP 2,246,549; AND THIS POWER, UNLESS RENEWED, SHALL EXPIRE AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR AT 6.00PM ON 8 DECEMBER 2021, WHICHEVER IS SOONER, BUT SHALL EXTEND TO THE MAKING, BEFORE SUCH EXPIRY, OF AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT | Management | For | For | |||||||||||
| REQUIRE EQUITY SECURITIES TO BE ALLOTTED AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES IN PURSUANCE OF SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY CONFERRED HEREBY HAD NOT EXPIRED | |||||||||||||||
| 16 | THAT, SUBJECT TO THE PASSING OF RESOLUTION 14, THE DIRECTORS BE AUTHORISED IN ADDITION TO ANY AUTHORITY GRANTED UNDER RESOLUTION 15 TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) FOR CASH UNDER THE AUTHORITY GIVEN BY RESOLUTION 14 AND/OR TO SELL TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH AUTHORITY TO BE: 16.1 LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES UP TO A NOMINAL VALUE OF GBP 2,246,549; AND 16.2 USED ONLY FOR THE PURPOSE OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS OF THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE DIRECTORS DETERMINE TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE- EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE, SUCH AUTHORITY TO EXPIRE AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR AT 6.00PM ON 8 DECEMBER 2021, WHICHEVER IS SOONER, BUT, IN EACH CASE, PRIOR TO ITS EXPIRY THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES SOLD) AFTER THE AUTHORITY EXPIRES AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED | Management | For | For | |||||||||||
| 17 | THAT THE COMPANY BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSE OF SECTION 701 OF THE ACT TO MAKE MARKET PURCHASES (AS DEFINED IN SECTION 693 OF THE ACT) OF ORDINARY SHARES OF 10P EACH IN THE CAPITAL OF THE COMPANY ('ORDINARY SHARES') PROVIDED THAT: 17.1 THE MAXIMUM NUMBER OF ORDINARY SHARES HEREBY AUTHORISED TO BE PURCHASED IS 67,351,544; 17.2 THE MINIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR SUCH ORDINARY SHARES IS 10P PER SHARE, BEING THE NOMINAL AMOUNT THEREOF; 17.3 THE MAXIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR SUCH ORDINARY SHARES SHALL BE AN AMOUNT EQUAL TO THE HIGHER OF (I) 5% ABOVE THE AVERAGE OF | Management | For | For | |||||||||||
| THE MIDDLE MARKET QUOTATIONS FOR SUCH SHARES TAKEN FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THE PURCHASE IS MADE AND (II) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE OF AN ORDINARY SHARE AND THE HIGHEST CURRENT INDEPENDENT BID FOR AN ORDINARY SHARE AS DERIVED FROM THE TRADING VENUE WHERE THE PURCHASE IS CARRIED OUT; 17.4 THE AUTHORITY HEREBY CONFERRED SHALL (UNLESS PREVIOUSLY RENEWED OR REVOKED) EXPIRE AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR AT 6.00PM ON 8 DECEMBER 2021, WHICHEVER IS SOONER; AND 17.5 THE COMPANY MAY MAKE A CONTRACT TO PURCHASE ITS OWN ORDINARY SHARES UNDER THE AUTHORITY CONFERRED BY THIS RESOLUTION PRIOR TO THE EXPIRY OF SUCH AUTHORITY, AND SUCH CONTRACT WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER THE EXPIRY OF SUCH AUTHORITY, AND THE COMPANY MAY MAKE A PURCHASE OF ITS OWN ORDINARY SHARES IN PURSUANCE OF ANY SUCH CONTRACT | |||||||||||||||
| 18 | THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | |||||||||||
| 19 | THAT THE CAPITAL OF THE COMPANY BE REDUCED BY CANCELLING AND EXTINGUISHING ALL OF THE 2,840,000 ORDINARY SHARES OF 10P EACH PURPORTEDLY PURCHASED BY THE COMPANY BETWEEN 5 FEBRUARY 2020 AND 18 MARCH 2020, AS FURTHER DESCRIBED ON PAGE 103 OF THE ANNUAL ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 30 APRIL 2020 | Management | For | For | |||||||||||
| H&R BLOCK, INC. | |||||||||||||||
| Security | 093671105 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | HRB | Meeting Date | 10-Sep-2020 | ||||||||||||
| ISIN | US0936711052 | Agenda | 935254223 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Paul J. Brown | Management | For | For | |||||||||||
| 1B. | Election of Director: Robert A. Gerard | Management | For | For | |||||||||||
| 1C. | Election of Director: Anuradha (Anu) Gupta | Management | For | For | |||||||||||
| 1D. | Election of Director: Richard A. Johnson | Management | For | For | |||||||||||
| 1E. | Election of Director: Jeffrey J. Jones II | Management | For | For | |||||||||||
| 1F. | Election of Director: David Baker Lewis | Management | For | For | |||||||||||
| 1G. | Election of Director: Yolande G. Piazza | Management | For | For | |||||||||||
| 1H. | Election of Director: Victoria J. Reich | Management | For | For | |||||||||||
| 1I. | Election of Director: Bruce C. Rohde | Management | For | For | |||||||||||
| 1J. | Election of Director: Matthew E. Winter | Management | For | For | |||||||||||
| 1K. | Election of Director: Christianna Wood | Management | For | For | |||||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending April 30, 2021. | Management | For | For | |||||||||||
| 3. | Advisory approval of the Company's named executive officer compensation. | Management | For | For | |||||||||||
| PATTERSON COMPANIES, INC. | |||||||||||||||
| Security | 703395103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | PDCO | Meeting Date | 14-Sep-2020 | ||||||||||||
| ISIN | US7033951036 | Agenda | 935253384 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: John D. Buck | Management | For | For | |||||||||||
| 1B. | Election of Director: Alex N. Blanco | Management | For | For | |||||||||||
| 1C. | Election of Director: Jody H. Feragen | Management | For | For | |||||||||||
| 1D. | Election of Director: Robert C. Frenzel | Management | For | For | |||||||||||
| 1E. | Election of Director: Francis J. Malecha | Management | For | For | |||||||||||
| 1F. | Election of Director: Ellen A. Rudnick | Management | For | For | |||||||||||
| 1G. | Election of Director: Neil A. Schrimsher | Management | For | For | |||||||||||
| 1H. | Election of Director: Mark S. Walchirk | Management | For | For | |||||||||||
| 2. | Advisory approval of executive compensation. | Management | For | For | |||||||||||
| 3. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending April 24, 2021. | Management | For | For | |||||||||||
| KOREA ELECTRIC POWER CORPORATION | |||||||||||||||
| Security | 500631106 | Meeting Type | Special | ||||||||||||
| Ticker Symbol | KEP | Meeting Date | 14-Sep-2020 | ||||||||||||
| ISIN | US5006311063 | Agenda | 935269488 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 4A1 | Election of Standing Director: Park, Hyung-Duck | Management | For | For | |||||||||||
| 4A2 | Election of Standing Director: Lim, Hyun-Seung | Management | For | For | |||||||||||
| 4A3 | Election of Standing Director: Lee, Heyn-Bin | Management | For | For | |||||||||||
| 4B1 | Election of Non-Standing Director as Member of the Audit Committee: Noh, Geum-Sun | Management | For | For | |||||||||||
| 4B2 | Election of Non-Standing Director as Member of the Audit Committee: Jung, Yeon-Gil | Management | For | For | |||||||||||
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | |||||||||||||||
| Security | 874054109 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | TTWO | Meeting Date | 16-Sep-2020 | ||||||||||||
| ISIN | US8740541094 | Agenda | 935256758 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Strauss Zelnick | Management | For | For | |||||||||||
| 1B. | Election of Director: Michael Dornemann | Management | For | For | |||||||||||
| 1C. | Election of Director: J. Moses | Management | For | For | |||||||||||
| 1D. | Election of Director: Michael Sheresky | Management | For | For | |||||||||||
| 1E. | Election of Director: LaVerne Srinivasan | Management | For | For | |||||||||||
| 1F. | Election of Director: Susan Tolson | Management | For | For | |||||||||||
| 1G. | Election of Director: Paul Viera | Management | For | For | |||||||||||
| 1H. | Election of Director: Roland Hernandez | Management | For | For | |||||||||||
| 2. | Approval, on a non-binding advisory basis, of the compensation of the Company's "named executive officers" as disclosed in the Proxy Statement. | Management | For | For | |||||||||||
| 3. | Approval of the Amended and Restated Take-Two Interactive Software, Inc. 2017 Stock Incentive Plan. | Management | For | For | |||||||||||
| 4. | Ratification of the appointment of Ernst & Young LLP as our Independent registered public accounting firm for the fiscal year ending March 31, 2021. | Management | For | For | |||||||||||
| NIKE, INC. | |||||||||||||||
| Security | 654106103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | NKE | Meeting Date | 17-Sep-2020 | ||||||||||||
| ISIN | US6541061031 | Agenda | 935256378 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1a. | Election of Class B Director: Alan B. Graf, Jr. | Management | For | For | |||||||||||
| 1b. | Election of Class B Director: Peter B. Henry | Management | For | For | |||||||||||
| 1c. | Election of Class B Director: Michelle A. Peluso | Management | For | For | |||||||||||
| 2. | To approve executive compensation by an advisory vote. | Management | For | For | |||||||||||
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm. | Management | For | For | |||||||||||
| 4. | To approve the Nike, Inc. Stock Incentive Plan, as amended and restated. | Management | Against | Against | |||||||||||
| 5. | To consider a shareholder proposal regarding political contributions disclosure. | Shareholder | Abstain | Against | |||||||||||
| DAVIDE CAMPARI-MILANO N.V. | |||||||||||||||
| Security | N24565108 | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 18-Sep-2020 | |||||||||||||
| ISIN | NL0015435975 | Agenda | 713022452 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | |||||||||||||
| 1 | OPENING AND ANNOUNCEMENTS | Non-Voting | |||||||||||||
| 2 | CAPITAL REDUCTION AND AMENDMENT OF THE COMPANY'S ARTICLES OF ASSOCIATION | Management | Abstain | Against | |||||||||||
| 3 | IMPLEMENTATION OF CLAUSE 13.11 AND CONSEQUENT AMENDMENTS TO THE COMPANY'S ARTICLES OF ASSOCIATION | Management | Abstain | Against | |||||||||||
| 4 | APPOINTMENT OF MR. FABIO FACCHINI AS NON- EXECUTIVE DIRECTOR | Management | Abstain | Against | |||||||||||
| 5 | APPROVAL OF REMUNERATION POLICY | Management | Abstain | Against | |||||||||||
| 6 | QUESTIONS | Non-Voting | |||||||||||||
| 7 | CLOSE | Non-Voting | |||||||||||||
| GENERAL MILLS, INC. | |||||||||||||||
| Security | 370334104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | GIS | Meeting Date | 22-Sep-2020 | ||||||||||||
| ISIN | US3703341046 | Agenda | 935257976 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: R. Kerry Clark | Management | For | For | |||||||||||
| 1B. | Election of Director: David M. Cordani | Management | For | For | |||||||||||
| 1C. | Election of Director: Roger W. Ferguson Jr. | Management | For | For | |||||||||||
| 1D. | Election of Director: Jeffrey L. Harmening | Management | For | For | |||||||||||
| 1E. | Election of Director: Maria G. Henry | Management | For | For | |||||||||||
| 1F. | Election of Director: Jo Ann Jenkins | Management | For | For | |||||||||||
| 1G. | Election of Director: Elizabeth C. Lempres | Management | For | For | |||||||||||
| 1H. | Election of Director: Diane L. Neal | Management | For | For | |||||||||||
| 1I. | Election of Director: Steve Odland | Management | For | For | |||||||||||
| 1J. | Election of Director: Maria A. Sastre | Management | For | For | |||||||||||
| 1K. | Election of Director: Eric D. Sprunk | Management | For | For | |||||||||||
| 1L. | Election of Director: Jorge A. Uribe | Management | For | For | |||||||||||
| 2. | Advisory Vote on Executive Compensation. | Management | For | For | |||||||||||
| 3. | Ratify Appointment of the Independent Registered Public Accounting Firm. | Management | For | For | |||||||||||
| CONAGRA BRANDS, INC. | |||||||||||||||
| Security | 205887102 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | CAG | Meeting Date | 23-Sep-2020 | ||||||||||||
| ISIN | US2058871029 | Agenda | 935259374 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Anil Arora | Management | For | For | |||||||||||
| 1B. | Election of Director: Thomas K. Brown | Management | For | For | |||||||||||
| 1C. | Election of Director: Sean M. Connolly | Management | For | For | |||||||||||
| 1D. | Election of Director: Joie A. Gregor | Management | For | For | |||||||||||
| 1E. | Election of Director: Rajive Johri | Management | For | For | |||||||||||
| 1F. | Election of Director: Richard H. Lenny | Management | For | For | |||||||||||
| 1G. | Election of Director: Melissa Lora | Management | For | For | |||||||||||
| 1H. | Election of Director: Ruth Ann Marshall | Management | For | For | |||||||||||
| 1I. | Election of Director: Craig P. Omtvedt | Management | For | For | |||||||||||
| 1J. | Election of Director: Scott Ostfeld | Management | For | For | |||||||||||
| 2. | Ratification of the appointment of KPMG LLP as our independent auditor for fiscal 2021. | Management | For | For | |||||||||||
| 3. | Advisory approval of our named executive officer compensation. | Management | For | For | |||||||||||
| TELEKOM AUSTRIA AG | |||||||||||||||
| Security | A8502A102 | Meeting Type | Ordinary General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 24-Sep-2020 | |||||||||||||
| ISIN | AT0000720008 | Agenda | 713069967 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 458297 DUE TO RECEIVED-UPDATED AGENDA WITH 8 RESOLUTIONS AND DIRECTOR NAMES FOR RESOLUTION 6. ALL-VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED-TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | |||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2019 | Non-Voting | |||||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.23 PER SHARE | Management | No Action | ||||||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2019 | Management | No Action | ||||||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2019 | Management | No Action | ||||||||||||
| 5 | APPROVE REMUNERATION OF SUPERVISORY BOARD MEMBERS | Management | No Action | ||||||||||||
| 6.1 | ELECT KARIN EXNER-WOEHRER AS SUPERVISORY BOARD MEMBER | Management | No Action | ||||||||||||
| 6.2 | ELECT ALEJANDRO JIMENEZ AS SUPERVISORY BOARD MEMBER | Management | No Action | ||||||||||||
| 7 | RATIFY ERNST YOUNG AS AUDITORS FOR FISCAL 2020 | Management | No Action | ||||||||||||
| 8 | APPROVE REMUNERATION POLICY | Management | No Action | ||||||||||||
| LAMB WESTON HOLDINGS, INC. | |||||||||||||||
| Security | 513272104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | LW | Meeting Date | 24-Sep-2020 | ||||||||||||
| ISIN | US5132721045 | Agenda | 935257178 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Peter J. Bensen | Management | For | For | |||||||||||
| 1B. | Election of Director: Charles A. Blixt | Management | For | For | |||||||||||
| 1C. | Election of Director: Robert J. Coviello | Management | For | For | |||||||||||
| 1D. | Election of Director: André J. Hawaux | Management | For | For | |||||||||||
| 1E. | Election of Director: W.G. Jurgensen | Management | For | For | |||||||||||
| 1F. | Election of Director: Thomas P. Maurer | Management | For | For | |||||||||||
| 1G. | Election of Director: Robert A. Niblock | Management | For | For | |||||||||||
| 1H. | Election of Director: Hala G. Moddelmog | Management | For | For | |||||||||||
| 1I. | Election of Director: Maria Renna Sharpe | Management | For | For | |||||||||||
| 1J. | Election of Director: Thomas P. Werner | Management | For | For | |||||||||||
| 2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | |||||||||||
| 3. | Ratification of the Appointment of KPMG LLP as Independent Auditors for Fiscal Year 2021. | Management | For | For | |||||||||||
| CINCINNATI BELL INC. | |||||||||||||||
| Security | 171871403 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | CBBPRB | Meeting Date | 24-Sep-2020 | ||||||||||||
| ISIN | US1718714033 | Agenda | 935257217 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director for one-year term expiring in 2021: Meredith J. Ching | Management | For | For | |||||||||||
| 1B. | Election of Director for one-year term expiring in 2021: Walter A. Dods, Jr. | Management | For | For | |||||||||||
| 1C. | Election of Director for one-year term expiring in 2021: John W. Eck | Management | For | For | |||||||||||
| 1D. | Election of Director for one-year term expiring in 2021: Leigh R. Fox | Management | For | For | |||||||||||
| 1E. | Election of Director for one-year term expiring in 2021: Jakki L. Haussler | Management | For | For | |||||||||||
| 1F. | Election of Director for one-year term expiring in 2021: Craig F. Maier | Management | For | For | |||||||||||
| 1G. | Election of Director for one-year term expiring in 2021: Russel P. Mayer | Management | For | For | |||||||||||
| 1H. | Election of Director for one-year term expiring in 2021: Theodore H. Torbeck | Management | For | For | |||||||||||
| 1I. | Election of Director for one-year term expiring in 2021: Lynn A. Wentworth | Management | For | For | |||||||||||
| 1J. | Election of Director for one-year term expiring in 2021: Martin J. Yudkovitz | Management | For | For | |||||||||||
| 2. | Approval, by a non-binding advisory vote, of our executive officers' compensation. | Management | For | For | |||||||||||
| 3. | Ratification of our Audit and Finance Committee's appointment of our independent registered public accounting firm for 2020. | Management | For | For | |||||||||||
| DIAGEO PLC | |||||||||||||||
| Security | 25243Q205 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | DEO | Meeting Date | 28-Sep-2020 | ||||||||||||
| ISIN | US25243Q2057 | Agenda | 935266292 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| O1 | Report and accounts 2020. | Management | For | For | |||||||||||
| O2 | Directors' remuneration report 2020. | Management | For | For | |||||||||||
| O3 | Directors' remuneration policy 2020. | Management | For | For | |||||||||||
| O4 | Declaration of final dividend. | Management | For | For | |||||||||||
| O5 | Election of Melissa Bethell (1,3,4) as a director. | Management | For | For | |||||||||||
| O6 | Re-election of Javier Ferrán (3*) as a director. | Management | For | For | |||||||||||
| O7 | Re-election of Susan Kilsby (1,3,4*) as a director. | Management | For | For | |||||||||||
| O8 | Re-election of Lady Mendelsohn (1,3,4) as a director. | Management | For | For | |||||||||||
| O9 | Re-election of Ivan Menezes (2*) as a director. | Management | For | For | |||||||||||
| O10 | Re-election of Kathryn Mikells (2) as a director. | Management | For | For | |||||||||||
| O11 | Re-election of Alan Stewart (1*,3,4) as a director. | Management | For | For | |||||||||||
| O12 | Re-appointment of auditor. | Management | For | For | |||||||||||
| 013 | Remuneration of auditor. | Management | For | For | |||||||||||
| O14 | Authority to make political donations and/or to incur political expenditure. | Management | For | For | |||||||||||
| O15 | Authority to allot shares. | Management | For | For | |||||||||||
| O16 | Amendment of the Diageo 2001 Share Incentive Plan. | Management | For | For | |||||||||||
| O17 | Adoption of the Diageo 2020 Sharesave Plan. | Management | For | For | |||||||||||
| O18 | Adoption of the Diageo Deferred Bonus Share Plan. | Management | For | For | |||||||||||
| O19 | Authority to establish international share plans. | Management | For | For | |||||||||||
| S20 | Disapplication of pre-emption rights. | Management | For | For | |||||||||||
| S21 | Authority to purchase own shares. | Management | For | For | |||||||||||
| S22 | Reduced notice of a general meeting other than an AGM. | Management | For | For | |||||||||||
| S23 | Approval and adoption of new articles of association. | Management | For | For | |||||||||||
| S24 | 2019 Share buy-backs and employee benefit and share ownership trust transactions. | Management | For | ||||||||||||
| PETROCHINA COMPANY LIMITED | |||||||||||||||
| Security | 71646E100 | Meeting Type | Special | ||||||||||||
| Ticker Symbol | PTR | Meeting Date | 28-Sep-2020 | ||||||||||||
| ISIN | US71646E1001 | Agenda | 935266747 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | To consider and approve the Transactions, and to authorize the Chairman (and the authorized representatives of the Chairman) to take all necessary actions to determine and deal with the Transactions, approve the relevant agreements, contracts and legal documents, amend, supplement, sign, submit, report and execute all agreements, contracts and documents as deemed appropriate or necessary, deal with the relevant declaration matters, and take all other actions as deemed necessary, ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||||||||
| 2. | To consider and approve the election of Mr. Huang Yongzhang as Director of the Company. | Management | For | For | |||||||||||
| GRAF INDUSTRIAL CORP. | |||||||||||||||
| Security | 384278107 | Meeting Type | Special | ||||||||||||
| Ticker Symbol | GRAF | Meeting Date | 29-Sep-2020 | ||||||||||||
| ISIN | US3842781078 | Agenda | 935274338 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | The Business Combination Proposal - To approve and adopt the Agreement and Plan of Merger, ("Merger Agreement") by and among the Company, its wholly owned subsidiary VL Merger Sub Inc. ("Merger Sub"), and Velodyne Lidar, Inc. ("Velodyne"), and approve the transactions contemplated thereby ("Business Combination"), including the merger of Merger Sub with and into Velodyne, with Velodyne surviving the merger as a wholly owned subsidiary of Company, and the issuance of common stock to Velodyne equity holders. | Management | For | For | |||||||||||
| 2. | The Nasdaq Stock Issuance Proposal - To approve, for purposes of complying with applicable listing rules of the Nasdaq Stock Market ("Nasdaq"), the issuance of more than 20% of Company's outstanding common stock in connection with the Business Combination & Subscription Agreements, including up to 15,000,000 shares of our common stock to PIPE Investors, which includes Graf Acquisition LLC (our "Sponsor") that subscribed for 950,000 shares of common stock, and up to 150,453,811 shares to Velodyne equity holders. | Management | For | For | |||||||||||
| 3. | The Charter Approval Proposal: To adopt the proposed Amended and Restated Certificate of Incorporation of the Company (the "Amended and Restated Certificate of Incorporation") in the form attached hereto as Annex B. | Management | For | For | |||||||||||
| 4A. | Change the Stockholder Vote Required to Amend the Certificate of Incorporation - To amend the Amended and Restated Certificate of Incorporation to require the approval by affirmative vote of the holders of at least two- thirds of the common stock of the post-combination company to make any amendment to certain provisions of the post-combination company certificate of incorporation. | Management | For | For | |||||||||||
| 4B. | Election Not to be Governed by Section 203 of the DGCL: To amend the Amended and Restated Certificate of Incorporation to cause the post-combination company to not be governed by Section 203 of the DGCL and, instead, include a provision in the Amended and Restated Certificate of Incorporation that is substantially similar to Section 203 of the DGCL, but excludes David S. Hall and his respective successors, affiliates and associates from the definition of "interested stockholder". | Management | Against | Against | |||||||||||
| 4C | Change in Authorized Shares: To amend the Amended and Restated Certificate of Incorporation to increase the total number of authorized shares of common stock to 2,250,000,000 shares and increase the total number of authorized shares of preferred stock to 25,000,000 shares. | Management | Against | Against | |||||||||||
| 4D. | Corporate Opportunity - To amend the Amended and Restated Certificate of Incorporation to provide that we renounce any interest or expectancy in, or in being offered an opportunity to participate in, any matter, transaction or interest that is presented to, or acquired, created or developed by, or which otherwise comes into the possession of, any director of the Company who is not an employee of the Company or any of its subsidiaries ("Covered Persons") a Covered Person expressly and solely in such Covered Person's capacity as director of company | Management | For | For | |||||||||||
| 5. | Incentive Plan Proposal: To approve the Velodyne Lidar, Inc. 2020 Equity Incentive Plan (the "Incentive Plan"), including the authorization of the initial share reserve under the Incentive Plan. | Management | For | For | |||||||||||
| 6. | ESPP Proposal: To approve the Velodyne Lidar, Inc. 2020 Employee Stock Purchase Plan (the "ESPP"), including the authorization of the initial share reserve under the ESPP | Management | For | For | |||||||||||
| 7. | Adjournment Proposal - To approve, if necessary, the adjournment of the Special Meeting to a later date or dates to permit further solicitation and votes of proxies in the event that there are insufficient votes for, or otherwise in connection with, approval of the Business Combination Proposal, the Nasdaq Stock Issuance Proposal, the Charter Approval Proposal, the Incentive Plan Proposal or the ESPP Proposal. This proposal will only be presented at the Special Meeting if there are not sufficient votes to approve above proposals. | Management | For | For | |||||||||||
| SCHULTZE SPECIAL PURPOSE ACQUISITION | |||||||||||||||
| Security | 80821R109 | Meeting Type | Special | ||||||||||||
| Ticker Symbol | SAMA | Meeting Date | 30-Sep-2020 | ||||||||||||
| ISIN | US80821R1095 | Agenda | 935270429 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | The Charter Amendment: To amend the Company's amended and restated certificate of incorporation to extend the date by which the Company has to consummate a business combination for an additional three months, from September 30, 2020 to December 31, 2020. | Management | For | For | |||||||||||
| 2. | The Adjournment Proposal: To direct the chairman of the special meeting to adjourn the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the special meeting, there are not sufficient votes to approve the foregoing proposal. | Management | For | For | |||||||||||
| NATIONAL BEVERAGE CORP. | |||||||||||||||
| Security | 635017106 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | FIZZ | Meeting Date | 02-Oct-2020 | ||||||||||||
| ISIN | US6350171061 | Agenda | 935270152 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Nick A. Caporella | Management | For | For | |||||||||||
| 2. | To approve executive compensation by a non-binding advisory vote. | Management | For | For | |||||||||||
| UNILEVER PLC | |||||||||||||||
| Security | 904767704 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | UL | Meeting Date | 12-Oct-2020 | ||||||||||||
| ISIN | US9047677045 | Agenda | 935265125 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| C1. | To approve the Cross-Border Merger: Please refer to the notice of Court Meeting contained in Schedule 1 of the Circular for further details. | Management | For | ||||||||||||
| G1. | To vote For or Against the Special Resolution: The Special Resolution is to approve: (i) Unification, including all such steps as are necessary to be taken for the purpose of effecting Unification; and (ii) the related amendments to the Company's articles of association. The Special Resolution is set out in full in the notice of General Meeting contained in Schedule 2 of the Circular. | Management | For | ||||||||||||
| THE PROCTER & GAMBLE COMPANY | |||||||||||||||
| Security | 742718109 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | PG | Meeting Date | 13-Oct-2020 | ||||||||||||
| ISIN | US7427181091 | Agenda | 935264969 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | ELECTION OF DIRECTOR: Francis S. Blake | Management | For | For | |||||||||||
| 1B. | ELECTION OF DIRECTOR: Angela F. Braly | Management | For | For | |||||||||||
| 1C. | ELECTION OF DIRECTOR: Amy L. Chang | Management | For | For | |||||||||||
| 1D. | ELECTION OF DIRECTOR: Joseph Jimenez | Management | For | For | |||||||||||
| 1E. | ELECTION OF DIRECTOR: Debra L. Lee | Management | For | For | |||||||||||
| 1F. | ELECTION OF DIRECTOR: Terry J. Lundgren | Management | For | For | |||||||||||
| 1G. | ELECTION OF DIRECTOR: Christine M. McCarthy | Management | For | For | |||||||||||
| 1H. | ELECTION OF DIRECTOR: W. James McNerney, Jr. | Management | For | For | |||||||||||
| 1I. | ELECTION OF DIRECTOR: Nelson Peltz | Management | For | For | |||||||||||
| 1J. | ELECTION OF DIRECTOR: David S. Taylor | Management | For | For | |||||||||||
| 1K. | ELECTION OF DIRECTOR: Margaret C. Whitman | Management | For | For | |||||||||||
| 1L. | ELECTION OF DIRECTOR: Patricia A. Woertz | Management | For | For | |||||||||||
| 2. | Ratify Appointment of the Independent Registered Public Accounting Firm. | Management | For | For | |||||||||||
| 3. | Advisory Vote to Approve the Company's Executive Compensation (the "Say on Pay" vote). | Management | For | For | |||||||||||
| 4. | Approval of The Procter & Gamble Company International Stock Ownership Plan, As Amended and Restated. | Management | For | For | |||||||||||
| 5. | Shareholder Proposal - Report on Efforts to Eliminate Deforestation. | Shareholder | Abstain | Against | |||||||||||
| 6. | Shareholder Proposal - Annual Report on Diversity. | Shareholder | Abstain | Against | |||||||||||
| BHP GROUP LTD | |||||||||||||||
| Security | 088606108 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | BHP | Meeting Date | 14-Oct-2020 | ||||||||||||
| ISIN | US0886061086 | Agenda | 935274213 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | To receive the 2020 Financial Statements and Reports for BHP. | Management | For | For | |||||||||||
| 2. | To reappoint Ernst & Young LLP as the auditor of BHP Group Plc. | Management | For | For | |||||||||||
| 3. | To authorise the Risk and Audit Committee to agree the remuneration of the auditor of BHP Group Plc. | Management | For | For | |||||||||||
| 4. | To approve the general authority to issue shares in BHP Group Plc. | Management | For | For | |||||||||||
| 5. | To approve the authority to allot equity securities in BHP Group Plc for cash. | Management | For | For | |||||||||||
| 6. | To authorise the repurchase of shares in BHP Group Plc. | Management | For | For | |||||||||||
| 7. | To approve the 2020 Remuneration Report other than the part containing the Directors' remuneration policy. | Management | For | For | |||||||||||
| 8. | To approve the 2020 Remuneration Report. | Management | For | For | |||||||||||
| 9. | To approve the grant to the Executive Director. | Management | For | For | |||||||||||
| 10. | To approve leaving entitlements. | Management | For | For | |||||||||||
| 11. | To elect Xiaoqun Clever as a Director of BHP. | Management | For | For | |||||||||||
| 12. | To elect Gary Goldberg as a Director of BHP. | Management | For | For | |||||||||||
| 13. | To elect Mike Henry as a Director of BHP. | Management | For | For | |||||||||||
| 14. | To elect Christine O'Reilly as a Director of BHP. | Management | For | For | |||||||||||
| 15. | To elect Dion Weisler as a Director of BHP. | Management | For | For | |||||||||||
| 16. | To re-elect Terry Bowen as a Director of BHP. | Management | For | For | |||||||||||
| 17. | To re-elect Malcolm Broomhead as a Director of BHP. | Management | For | For | |||||||||||
| 18. | To re-elect Ian Cockerill as a Director of BHP. | Management | For | For | |||||||||||
| 19. | To re-elect Anita Frew as a Director of BHP. | Management | For | For | |||||||||||
| 20. | To re-elect Susan Kilsby as a Director of BHP. | Management | For | For | |||||||||||
| 21. | To re-elect John Mogford as a Director of BHP. | Management | For | For | |||||||||||
| 22. | To re-elect Ken MacKenzie as a Director of BHP. | Management | For | For | |||||||||||
| 23. | To amend the constitution of BHP Group Limited. | Management | Against | For | |||||||||||
| 24. | To adopt interim cultural heritage protection measures. | Management | Against | For | |||||||||||
| 25. | To suspend memberships of Industry Associations where COVID-19 related advocacy is inconsistent with Paris Agreement goals. | Management | Against | For | |||||||||||
| SOUTH JERSEY INDUSTRIES, INC. | |||||||||||||||
| Security | 838518108 | Meeting Type | Special | ||||||||||||
| Ticker Symbol | SJI | Meeting Date | 16-Oct-2020 | ||||||||||||
| ISIN | US8385181081 | Agenda | 935268347 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | To approve an amendment to our certificate of incorporation to increase the number of total authorized shares from 122,500,000 to 222,500,000 shares and the number of authorized shares of common stock from 120,000,000 to 220,000,000 shares. | Management | For | For | |||||||||||
| 2. | To approve one or more adjournments of the Special Meeting to a later date or dates, if necessary or appropriate to solicit additional proxies, if there are insufficient votes to approve the Proposal 1 at the time of the Special Meeting. | Management | For | For | |||||||||||
| ROLLS-ROYCE HOLDINGS PLC | |||||||||||||||
| Security | G76225104 | Meeting Type | Ordinary General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 27-Oct-2020 | |||||||||||||
| ISIN | GB00B63H8491 | Agenda | 713170671 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1 | AUTHORISE ISSUE OF EQUITY IN CONNECTION WITH THE RIGHTS ISSUE | Management | No Action | ||||||||||||
| CMMT | 13 OCT 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF RECORD-DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||||||
| TWIN DISC, INCORPORATED | |||||||||||||||
| Security | 901476101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | TWIN | Meeting Date | 29-Oct-2020 | ||||||||||||
| ISIN | US9014761012 | Agenda | 935268652 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | MICHAEL DOAR | For | For | ||||||||||||
| 2 | MICHAEL C. SMILEY | For | For | ||||||||||||
| 2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||
| 3. | RATIFY THE APPOINTMENT OF RSM US LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JUNE 30, 2021. | Management | For | For | |||||||||||
| 4. | APPROVAL OF THE TWIN DISC, INCORPORATED 2020 STOCK INCENTIVE PLAN FOR NON-EMPLOYEE DIRECTORS. | Management | Against | Against | |||||||||||
| 5. | APPROVAL OF AMENDMENT TO THE ARTICLES OF INCORPORATION REGARDING THE MINIMUM NUMBER OF DIRECTORS. | Management | For | For | |||||||||||
| TELADOC HEALTH, INC. | |||||||||||||||
| Security | 87918A105 | Meeting Type | Special | ||||||||||||
| Ticker Symbol | TDOC | Meeting Date | 29-Oct-2020 | ||||||||||||
| ISIN | US87918A1051 | Agenda | 935274794 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | Approval of Share Issuance. To approve the issuance of shares of Teladoc Health, Inc. ("Teladoc") common stock to the shareholders of Livongo Health, Inc. ("Livongo") pursuant to the Agreement and Plan of Merger, dated as of August 5, 2020, by and among Teladoc, Livongo, and Tempranillo Merger Sub, Inc., a wholly-owned subsidiary of Teladoc (the "Teladoc share issuance proposal"). | Management | For | For | |||||||||||
| 2. | Adoption of Charter Amendment. To adopt an amendment to the certificate of incorporation of Teladoc (the "Teladoc charter amendment proposal") | Management | For | For | |||||||||||
| 3. | Adjournment of Teladoc Shareholder Meeting. To approve the adjournment of the Teladoc shareholder meeting to solicit additional proxies if there are not sufficient votes at the time of the Teladoc shareholder meeting to approve the Teladoc share issuance proposal and the Teladoc charter amendment proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to Teladoc shareholders. | Management | For | For | |||||||||||
| LAM RESEARCH CORPORATION | |||||||||||||||
| Security | 512807108 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | LRCX | Meeting Date | 03-Nov-2020 | ||||||||||||
| ISIN | US5128071082 | Agenda | 935272675 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Sohail U. Ahmed | For | For | ||||||||||||
| 2 | Timothy M. Archer | For | For | ||||||||||||
| 3 | Eric K. Brandt | For | For | ||||||||||||
| 4 | Michael R. Cannon | For | For | ||||||||||||
| 5 | Catherine P. Lego | For | For | ||||||||||||
| 6 | Bethany J. Mayer | For | For | ||||||||||||
| 7 | Abhijit Y. Talwalkar | For | For | ||||||||||||
| 8 | Lih Shyng (Rick L) Tsai | For | For | ||||||||||||
| 9 | Leslie F. Varon | For | For | ||||||||||||
| 2. | Advisory vote to approve the compensation of the named executive officers of Lam Research, or "Say on Pay." | Management | For | For | |||||||||||
| 3. | Ratification of the appointment of the independent registered public accounting firm for fiscal year 2021. | Management | For | For | |||||||||||
| KLA CORPORATION | |||||||||||||||
| Security | 482480100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | KLAC | Meeting Date | 04-Nov-2020 | ||||||||||||
| ISIN | US4824801009 | Agenda | 935275176 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director for a one-year term: Edward Barnholt | Management | For | For | |||||||||||
| 1B. | Election of Director for a one-year term: Robert Calderoni | Management | For | For | |||||||||||
| 1C. | Election of Director for a one-year term: Jeneanne Hanley | Management | For | For | |||||||||||
| 1D. | Election of Director for a one-year term: Emiko Higashi | Management | For | For | |||||||||||
| 1E. | Election of Director for a one-year term: Kevin Kennedy | Management | For | For | |||||||||||
| 1F. | Election of Director for a one-year term: Gary Moore | Management | For | For | |||||||||||
| 1G. | Election of Director for a one-year term: Marie Myers | Management | For | For | |||||||||||
| 1H. | Election of Director for a one-year term: Kiran Patel | Management | For | For | |||||||||||
| 1I. | Election of Director for a one-year term: Victor Peng | Management | For | For | |||||||||||
| 1J. | Election of Director for a one-year term: Robert Rango | Management | For | For | |||||||||||
| 1K. | Election of Director for a one-year term: Richard Wallace | Management | For | For | |||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2021. | Management | For | For | |||||||||||
| 3. | Approval on a non-binding, advisory basis of our named executive officer compensation. | Management | For | For | |||||||||||
| 4. | Stockholder proposal regarding proxy access, if properly submitted at the Annual Meeting. | Shareholder | Abstain | Against | |||||||||||
| PETROCHINA COMPANY LIMITED | |||||||||||||||
| Security | 71646E100 | Meeting Type | Special | ||||||||||||
| Ticker Symbol | PTR | Meeting Date | 05-Nov-2020 | ||||||||||||
| ISIN | US71646E1001 | Agenda | 935281179 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | To consider and approve the following resolution in respect of continuing connected transactions: "THAT, as set out in the circular dated 15 September 2020 issued by the Company to its shareholders (the "Circular"): the New Comprehensive Agreement entered into between the Company and China National Petroleum Corporation be and is hereby approved, ratified and confirmed and the execution of the New Comprehensive Agreement by Mr. Chai Shouping for and on behalf of the Company be and is hereby ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||||||||
| 2. | To consider and approve the election of Mr. Lv Bo nominated as a supervisor of the Company | Management | Against | Against | |||||||||||
| KOREA ELECTRIC POWER CORPORATION | |||||||||||||||
| Security | 500631106 | Meeting Type | Special | ||||||||||||
| Ticker Symbol | KEP | Meeting Date | 09-Nov-2020 | ||||||||||||
| ISIN | US5006311063 | Agenda | 935290180 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 4A1 | Election of Standing Director: Lee, Jong-Hwan | Management | For | For | |||||||||||
| 4A2 | Election of Standing Director: Choi, Young-Ho | Management | For | For | |||||||||||
| 4B1 | Election of a Standing Director as a Member of the Audit Committee: Choi, Young-Ho | Management | For | For | |||||||||||
| THE ESTEE LAUDER COMPANIES INC. | |||||||||||||||
| Security | 518439104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | EL | Meeting Date | 10-Nov-2020 | ||||||||||||
| ISIN | US5184391044 | Agenda | 935274530 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Class III Director: Charlene Barshefsky | Management | For | For | |||||||||||
| 1B. | Election of Class III Director: Wei Sun Christianson | Management | For | For | |||||||||||
| 1C. | Election of Class III Director: Fabrizio Freda | Management | For | For | |||||||||||
| 1D. | Election of Class III Director: Jane Lauder | Management | For | For | |||||||||||
| 1E. | Election of Class III Director: Leonard A. Lauder | Management | For | For | |||||||||||
| 2. | Ratification of appointment of PricewaterhouseCoopers LLP as independent auditors for the 2021 fiscal year. | Management | For | For | |||||||||||
| 3. | Advisory vote to approve executive compensation. | Management | For | For | |||||||||||
| CARDIOVASCULAR SYSTEMS, INC. | |||||||||||||||
| Security | 141619106 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | CSII | Meeting Date | 11-Nov-2020 | ||||||||||||
| ISIN | US1416191062 | Agenda | 935276128 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Martha Goldberg Aronson | Management | For | For | |||||||||||
| 1B. | Election of Director: William Cohn, M.D. | Management | For | For | |||||||||||
| 1C. | Election of Director: Stephen Stenbeck | Management | For | For | |||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for its fiscal year ending June 30, 2021. | Management | For | For | |||||||||||
| 3. | To approve, on an advisory basis, the compensation paid to our named executive officers as disclosed in the proxy statement. | Management | For | For | |||||||||||
| FOX CORPORATION | |||||||||||||||
| Security | 35137L204 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | FOX | Meeting Date | 12-Nov-2020 | ||||||||||||
| ISIN | US35137L2043 | Agenda | 935276142 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: K. Rupert Murdoch AC | Management | For | For | |||||||||||
| 1B. | Election of Director: Lachlan K. Murdoch | Management | For | For | |||||||||||
| 1C. | Election of Director: Chase Carey | Management | For | For | |||||||||||
| 1D. | Election of Director: Anne Dias | Management | For | For | |||||||||||
| 1E. | Election of Director: Roland A. Hernandez | Management | For | For | |||||||||||
| 1F. | Election of Director: Jacques Nasser AC | Management | For | For | |||||||||||
| 1G. | Election of Director: Paul D. Ryan | Management | For | For | |||||||||||
| 2. | Proposal to ratify the selection of Ernst & Young LLP as the Company's independent registered accounting firm for the fiscal year ending June 30, 2021. | Management | For | For | |||||||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | |||||||||||
| FARMERS & MERCHANTS BANK OF LONG BEACH | |||||||||||||||
| Security | 308243104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | FMBL | Meeting Date | 12-Nov-2020 | ||||||||||||
| ISIN | US3082431046 | Agenda | 935285874 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | JoAnn M. Bourne | For | For | ||||||||||||
| 2 | Richard W. Darling | For | For | ||||||||||||
| 3 | Walter M. Florie | For | For | ||||||||||||
| 4 | Lawrence J. McLaughlin | For | For | ||||||||||||
| 5 | Christine A. Scheuneman | For | For | ||||||||||||
| 6 | Daniel K. Walker | For | For | ||||||||||||
| 7 | Timothy M. Wilson | For | For | ||||||||||||
| 2. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE BANK'S INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2020. | Management | For | For | |||||||||||
| JDE PEET'S B.V. | |||||||||||||||
| Security | N44664105 | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 18-Nov-2020 | |||||||||||||
| ISIN | NL0014332678 | Agenda | 713168599 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | |||||||||||||
| 1 | OPENING AND ANNOUNCEMENTS | Non-Voting | |||||||||||||
| 2. | PROPOSAL TO APPOINT MR. FABIEN SIMON AS EXECUTIVE MEMBER OF THE BOARD | Management | No Action | ||||||||||||
| 3. | PROPOSAL TO MAKE A TECHNICAL AMENDMENT TO JDE PEET'S' DIRECTORS' REMUNERATION POLICY | Management | No Action | ||||||||||||
| 4. | PROPOSAL TO APPOINT MR. FRANK ENGELEN AS NON-EXECUTIVE MEMBER OF THE BOARD | Management | No Action | ||||||||||||
| 5 | CLOSING OF THE MEETING | Non-Voting | |||||||||||||
| CMMT | 22 OCT 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO DUE CHANGE IN-NUMBERING OF RESOLUTIONS 2., 3., 4. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||||||
| CAMPBELL SOUP COMPANY | |||||||||||||||
| Security | 134429109 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | CPB | Meeting Date | 18-Nov-2020 | ||||||||||||
| ISIN | US1344291091 | Agenda | 935279528 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 01 | Election of Director: Fabiola R. Arredondo | Management | For | For | |||||||||||
| 02 | Election of Director: Howard M. Averill | Management | For | For | |||||||||||
| 03 | Election of Director: John P. (JP) Bilbrey | Management | For | For | |||||||||||
| 04 | Election of Director: Mark A. Clouse | Management | For | For | |||||||||||
| 05 | Election of Director: Bennett Dorrance | Management | For | For | |||||||||||
| 06 | Election of Director: Maria Teresa (Tessa) Hilado | Management | For | For | |||||||||||
| 07 | Election of Director: Sarah Hofstetter | Management | For | For | |||||||||||
| 08 | Election of Director: Marc B. Lautenbach | Management | For | For | |||||||||||
| 09 | Election of Director: Mary Alice D. Malone | Management | For | For | |||||||||||
| 10 | Election of Director: Keith R. McLoughlin | Management | For | For | |||||||||||
| 11 | Election of Director: Kurt T. Schmidt | Management | For | For | |||||||||||
| 12 | Election of Director: Archbold D. van Beuren | Management | For | For | |||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as our Independent registered public accounting firm for fiscal 2021. | Management | For | For | |||||||||||
| 3. | To vote on an advisory resolution to approve the fiscal 2020 compensation of our named executive officers, commonly referred to as "say on pay" vote. | Management | For | For | |||||||||||
| NEWS CORP | |||||||||||||||
| Security | 65249B208 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | NWS | Meeting Date | 18-Nov-2020 | ||||||||||||
| ISIN | US65249B2088 | Agenda | 935279768 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: K. Rupert Murdoch | Management | For | For | |||||||||||
| 1B. | Election of Director: Lachlan K. Murdoch | Management | For | For | |||||||||||
| 1C. | Election of Director: Robert J. Thomson | Management | For | For | |||||||||||
| 1D. | Election of Director: Kelly Ayotte | Management | For | For | |||||||||||
| 1E. | Election of Director: José María Aznar | Management | For | For | |||||||||||
| 1F. | Election of Director: Natalie Bancroft | Management | For | For | |||||||||||
| 1G. | Election of Director: Peter L. Barnes | Management | For | For | |||||||||||
| 1H. | Election of Director: Ana Paula Pessoa | Management | For | For | |||||||||||
| 1I. | Election of Director: Masroor Siddiqui | Management | For | For | |||||||||||
| 2. | Ratification of the Selection of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for the Fiscal Year Ending June 30, 2021. | Management | For | For | |||||||||||
| 3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | |||||||||||
| 4. | Advisory Vote on the Frequency of Future Advisory Votes to Approve Executive Compensation. | Management | 1 Year | For | |||||||||||
| 5. | Stockholder Proposal regarding Simple Majority Vote, if properly presented. | Shareholder | Against | For | |||||||||||
| WILLIAM HILL PLC | |||||||||||||||
| Security | G9645P117 | Meeting Type | Court Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 19-Nov-2020 | |||||||||||||
| ISIN | GB0031698896 | Agenda | 713281690 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1 | APPROVE SCHEME OF ARRANGEMENT | Management | Against | Against | |||||||||||
| CMMT | 05 NOV 2020: PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS-MEETING TYPE. PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU-CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY-THE ISSUER OR ISSUERS AGENT. | Non-Voting | |||||||||||||
| CMMT | 05 NOV 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||||||
| WILLIAM HILL PLC | |||||||||||||||
| Security | G9645P117 | Meeting Type | Ordinary General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 19-Nov-2020 | |||||||||||||
| ISIN | GB0031698896 | Agenda | 713281703 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1 | FOR THE PURPOSES OF THE SCHEME: A. TO AUTHORISE THE DIRECTORS OF THE COMPANY TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; AND B. TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | Against | Against | |||||||||||
| THE HAIN CELESTIAL GROUP, INC. | |||||||||||||||
| Security | 405217100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | HAIN | Meeting Date | 24-Nov-2020 | ||||||||||||
| ISIN | US4052171000 | Agenda | 935283630 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1a. | Election of Director: Richard A. Beck | Management | For | For | |||||||||||
| 1b. | Election of Director: Celeste A. Clark | Management | For | For | |||||||||||
| 1c. | Election of Director: Dean Hollis | Management | For | For | |||||||||||
| 1d. | Election of Director: Shervin J. Korangy | Management | For | For | |||||||||||
| 1e. | Election of Director: Mark L. Schiller | Management | For | For | |||||||||||
| 1f. | Election of Director: Michael B. Sims | Management | For | For | |||||||||||
| 1g. | Election of Director: Glenn W. Welling | Management | For | For | |||||||||||
| 1h. | Election of Director: Dawn M. Zier | Management | For | For | |||||||||||
| 2. | To approve, on an advisory basis, named executive officer compensation. | Management | For | For | |||||||||||
| 3. | To ratify the appointment of Ernst & Young LLP to act as registered independent accountants of the Company for the fiscal year ending June 30, 2021. | Management | For | For | |||||||||||
| CHR. HANSEN HOLDING A/S | |||||||||||||||
| Security | K1830B107 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 25-Nov-2020 | |||||||||||||
| ISIN | DK0060227585 | Agenda | 713299635 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | |||||||||||||
| CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | Non-Voting | |||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 7.A.A, 7.B.A TO 7.B.G AND 8.A. THANK YOU. | Non-Voting | |||||||||||||
| 1 | REPORT ON THE COMPANY'S ACTIVITIES (NOT TO BE PUT TO A VOTE) | Non-Voting | |||||||||||||
| 2 | APPROVAL OF THE 2019/20 ANNUAL REPORT | Management | No Action | ||||||||||||
| 3 | RESOLUTION ON THE APPROPRIATION OF PROFIT | Management | No Action | ||||||||||||
| 4 | PRESENTATION OF THE COMPANY'S 2019/20 REMUNERATION REPORT FOR AN ADVISORY VOTE | Management | No Action | ||||||||||||
| 5 | RESOLUTION ON REMUNERATION OF MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | ||||||||||||
| 6.A | PROPOSALS FROM THE BOARD OF DIRECTORS: PROPOSED AMENDMENT TO ARTICLE 6.9 OF THE COMPANY'S ARTICLES OF ASSOCIATION; STANDARD AGENDA FOR THE ANNUAL GENERAL MEETING | Management | No Action | ||||||||||||
| 6.B | PROPOSALS FROM THE BOARD OF DIRECTORS: PROPOSED AMENDMENT TO ARTICLE 6.1 OF THE COMPANY'S ARTICLES OF ASSOCIATION; AUTHORISATION TO THE BOARD OF DIRECTORS TO RESOLVE TO HOLD PARTIAL OR FULL ELECTRONIC GENERAL MEETINGS | Management | No Action | ||||||||||||
| 6.C | PROPOSED AMENDMENT TO ARTICLE 7.3 OF THE COMPANY'S ARTICLES OF ASSOCIATION; SHAREHOLDERS' NOTIFICATION OF ATTENDANCE | Management | No Action | ||||||||||||
| 7.A.A | ELECTION OF A CHAIR OF THE BOARD OF DIRECTOR: DOMINIQUE REINICHE (RE-ELECTION) | Management | No Action | ||||||||||||
| 7.B.A | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: JESPER BRANDGAARD (RE-ELECTION) | Management | No Action | ||||||||||||
| 7.B.B | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: LUIS CANTARELL (RE-ELECTION) | Management | No Action | ||||||||||||
| 7.B.C | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: HEIDI KLEINBACH-SAUTER (RE- ELECTION) | Management | No Action | ||||||||||||
| 7.B.D | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: MARK WILSON (RE-ELECTION) | Management | No Action | ||||||||||||
| 7.B.E | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: LISE KAAE (ELECTION) | Management | No Action | ||||||||||||
| 7.B.F | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: KEVIN LANE (ELECTION) | Management | No Action | ||||||||||||
| 7.B.G | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: LILLIE LI VALEUR (ELECTION) | Management | No Action | ||||||||||||
| 8.A | ELECTION OF A COMPANY AUDITOR: RE-ELECTION OF PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONS PARTNERSELSKAB | Management | No Action | ||||||||||||
| 9.A | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSALS FROM AKADEMIKER PENSION: GOING FORWARD AND STARTING FROM THE 2020/21 FINANCIAL YEAR, THE COMPANY MUST APPLY THE RECOMMENDATIONS OF THE TASK FORCE ON CLIMATE-RELATED FINANCIAL DISCLOSURES (TCFD) AS THE FRAMEWORK FOR CLIMATE-RELATED DISCLOSURE IN THE COMPANY'S ANNUAL REPORT | Shareholder | No Action | ||||||||||||
| 9.B | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSALS FROM AKADEMIKER PENSION: THE BOARD OF DIRECTORS MUST COMPLETE AN ASSESSMENT OF THE ABILITY OF THE COMPANY TO PUBLISH COUNTRY-BY-COUNTRY TAX REPORTING IN LINE WITH THE GLOBAL REPORTING INITIATIVE'S STANDARD (GRI 207: TAX 2019) STARTING FROM THE FINANCIAL YEAR 2021/22. THE FINDINGS OF THE ASSESSMENT SHOULD BE MADE PUBLIC BEFORE THE AGM IN 2021 | Shareholder | No Action | ||||||||||||
| 10 | AUTHORIZATION OF THE CHAIRMAN OF THE ANNUAL GENERAL MEETING | Management | No Action | ||||||||||||
| PERNOD RICARD SA | |||||||||||||||
| Security | F72027109 | Meeting Type | MIX | ||||||||||||
| Ticker Symbol | Meeting Date | 27-Nov-2020 | |||||||||||||
| ISIN | FR0000120693 | Agenda | 713260583 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | |||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | |||||||||||||
| CMMT | 09 NOV 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202010232004301-128 AND-https://www.journal- officiel.gouv.fr/balo/document/202011092004473-135;- PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK IN COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||||||
| 1 | MODIFICATION OF ARTICLES 35 AND 36 OF THE BYLAWS ON THE INCLUSION OF ABSTENTION, BLANK AND NULL VOTES FOR THE CALCULATION OF THE MAJORITY AT GENERAL MEETINGS IN ACCORDANCE WITH THE SOILIHI LAW | Management | No Action | ||||||||||||
| 2 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 30 JUNE 2020 - ACKNOWLEDGEMENT OF THE TOTAL AMOUNT OF EXPENSES AND CHARGES REFERRED TO IN PARAGRAPH 4 OF ARTICLE 39 OF THE FRENCH GENERAL TAX CODE | Management | No Action | ||||||||||||
| 3 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 30 JUNE 2020 | Management | No Action | ||||||||||||
| 4 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 30 JUNE 2020 AND SETTING OF THE DIVIDEND | Management | No Action | ||||||||||||
| 5 | RENEWAL OF THE TERM OF OFFICE OF MR. ALEXANDRE RICARD AS DIRECTOR | Management | No Action | ||||||||||||
| 6 | RENEWAL OF THE TERM OF OFFICE OF MR. CESAR GIRON AS DIRECTOR | Management | No Action | ||||||||||||
| 7 | RENEWAL OF THE TERM OF OFFICE OF MR. WOLFGANG COLBERG AS DIRECTOR | Management | No Action | ||||||||||||
| 8 | APPOINTMENT OF MRS. VIRGINIE FAUVEL AS DIRECTOR | Management | No Action | ||||||||||||
| 9 | SETTING OF THE ANNUAL AMOUNT OF COMPENSATION ALLOCATED TO MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | ||||||||||||
| 10 | APPROVAL OF THE COMPENSATION ELEMENTS PAID OR ALLOCATED DURING THE FINANCIAL YEAR 2019/20 TO MR. ALEXANDRE RICARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | No Action | ||||||||||||
| 11 | APPROVAL OF THE COMPENSATION ELEMENTS PAID OR ALLOCATED DURING THE FINANCIAL YEAR 2019/20 TO THE CORPORATE OFFICERS | Management | No Action | ||||||||||||
| 12 | APPROVAL OF THE ELEMENTS OF THE COMPENSATION POLICY APPLICABLE TO MR. ALEXANDRE RICARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | No Action | ||||||||||||
| 13 | APPROVAL OF THE ELEMENTS OF THE COMPENSATION POLICY APPLICABLE TO CORPORATE OFFICERS | Management | No Action | ||||||||||||
| 14 | APPROVAL OF THE REGULATED AGREEMENTS REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | No Action | ||||||||||||
| 15 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO TRADE IN THE COMPANY'S SHARES | Management | No Action | ||||||||||||
| 16 | RATIFICATION OF THE DECISION OF THE BOARD OF DIRECTORS TO TRANSFER THE REGISTERED OFFICE OF THE COMPANY AND OF THE AMENDMENT TO ARTICLE 4 "REGISTERED OFFICE" OF THE BYLAWS RELATING THERETO | Management | No Action | ||||||||||||
| 17 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL WITHIN THE LIMIT OF 2% OF THE SHARE CAPITAL BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, RESERVED FOR MEMBERS OF COMPANY SAVINGS PLANS WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF THE LATTER | Management | No Action | ||||||||||||
| 18 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL WITHIN THE LIMIT OF 2% OF THE SHARE CAPITAL BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL IN FAVOUR OF CATEGORY S OF DESIGNATED BENEFICIARIES WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT FOR THE BENEFIT OF THE LATTER | Management | No Action | ||||||||||||
| 19 | AMENDMENT TO ARTICLE 21 OF THE BYLAWS "MEETINGS" IN ORDER TO INTRODUCE THE POSSIBILITY FOR THE BOARD OF DIRECTORS TO TAKE DECISIONS BY WRITTEN CONSULTATION UNDER THE CONDITIONS SET BY LAW SOILIHI LAW | Management | No Action | ||||||||||||
| 20 | MODIFICATION OF ARTICLES 25 "REMUNERATION OF BOARD MEMBERS", 28 "CENSORS" AND 35 "ORDINARY GENERAL MEETINGS" OF THE BYLAWS IN ORDER TO REPLACE THE TERM "ATTENDANCE FEES" BY THAT OF "REMUNERATION" IN ACCORDANCE WITH THE PACTE LAW | Management | No Action | ||||||||||||
| 21 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | No Action | ||||||||||||
| CMMT | 29 OCT 2020: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS ("CDIs")-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- | Non-Voting | |||||||||||||
| TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU. | |||||||||||||||
| PETROLEO BRASILEIRO S.A. - PETROBRAS | |||||||||||||||
| Security | 71654V408 | Meeting Type | Special | ||||||||||||
| Ticker Symbol | PBR | Meeting Date | 30-Nov-2020 | ||||||||||||
| ISIN | US71654V4086 | Agenda | 935301387 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | Amendment Proposal to the Bylaws to amend articles 17, 22, 23, 27, 30, 34, 47 and 57 of the Bylaws, and subsequent consolidation of the Bylaws, in accordance with the Management Proposal filed on the websites of the Brazilian Securities and Exchange Commission ("CVM") and the Company. | Management | For | For | |||||||||||
| MICROSOFT CORPORATION | |||||||||||||||
| Security | 594918104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | MSFT | Meeting Date | 02-Dec-2020 | ||||||||||||
| ISIN | US5949181045 | Agenda | 935284478 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Reid G. Hoffman | Management | For | For | |||||||||||
| 1B. | Election of Director: Hugh F. Johnston | Management | For | For | |||||||||||
| 1C. | Election of Director: Teri L. List-Stoll | Management | For | For | |||||||||||
| 1D. | Election of Director: Satya Nadella | Management | For | For | |||||||||||
| 1E. | Election of Director: Sandra E. Peterson | Management | For | For | |||||||||||
| 1F. | Election of Director: Penny S. Pritzker | Management | For | For | |||||||||||
| 1G. | Election of Director: Charles W. Scharf | Management | For | For | |||||||||||
| 1H. | Election of Director: Arne M. Sorenson | Management | For | For | |||||||||||
| 1I. | Election of Director: John W. Stanton | Management | For | For | |||||||||||
| 1J. | Election of Director: John W. Thompson | Management | For | For | |||||||||||
| 1K. | Election of Director: Emma N. Walmsley | Management | For | For | |||||||||||
| 1L. | Election of Director: Padmasree Warrior | Management | For | For | |||||||||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | |||||||||||
| 3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2021. | Management | For | For | |||||||||||
| 4. | Shareholder Proposal - Report on Employee Representation on Board of Directors. | Shareholder | Against | For | |||||||||||
| TELENET GROUP HOLDING NV | |||||||||||||||
| Security | B89957110 | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 03-Dec-2020 | |||||||||||||
| ISIN | BE0003826436 | Agenda | 713333045 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | |||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | |||||||||||||
| 1. | PROPOSED RESOLUTION: ON THE RECOMMENDATION OF THE BOARD OF DIRECTORS, THE SPECIAL SHAREHOLDERS MEETING RESOLVES TO APPROVE AN INTERMEDIATE DIVIDEND PER SHARE OF EUR 1.375, OR IN TOTAL EUR 150.1 MILLION ON THE DATE OF 29 OCTOBER 2020, PAYABLE AS FROM 8 DECEMBER 2020, BY DEDUCTION FROM THE AVAILABLE RESERVES OF THE COMPANY | Management | No Action | ||||||||||||
| 2. | PROPOSED RESOLUTION: THE SPECIAL SHAREHOLDERS? MEETING RESOLVES TO DELEGATE TO THE BOARD OF DIRECTORS ALL FURTHER POWERS WITH REGARD TO THE PAYMENT OF THE INTERMEDIATE DIVIDEND TO THE SHAREHOLDERS | Management | No Action | ||||||||||||
| CMMT | 09 NOV 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||||||
| LIBERTY LATIN AMERICA LTD. | |||||||||||||||
| Security | G9001E102 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | LILA | Meeting Date | 03-Dec-2020 | ||||||||||||
| ISIN | BMG9001E1021 | Agenda | 935286674 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1.1 | Election of Director: Michael T. Fries | Management | For | For | |||||||||||
| 1.2 | Election of Director: Paul A. Gould | Management | For | For | |||||||||||
| 1.3 | Election of Director: Alfonso de Angoitia Noriega | Management | For | For | |||||||||||
| 2. | A proposal to appoint KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020, and to authorize the Board, acting by the audit committee, to determine the independent auditors remuneration. | Management | For | For | |||||||||||
| MSG NETWORKS INC. | |||||||||||||||
| Security | 553573106 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | MSGN | Meeting Date | 04-Dec-2020 | ||||||||||||
| ISIN | US5535731062 | Agenda | 935287068 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Joseph M. Cohen | For | For | ||||||||||||
| 2 | Joseph J. Lhota | For | For | ||||||||||||
| 3 | Joel M. Litvin | For | For | ||||||||||||
| 4 | John L. Sykes | For | For | ||||||||||||
| 2. | Ratification of the appointment of our independent registered public accounting firm. | Management | For | For | |||||||||||
| 3. | Approval of, on an advisory basis, the compensation of our named executive officers. | Management | For | For | |||||||||||
| TRINE ACQUISITION CORP. | |||||||||||||||
| Security | 89628U108 | Meeting Type | Special | ||||||||||||
| Ticker Symbol | TRNE | Meeting Date | 08-Dec-2020 | ||||||||||||
| ISIN | US89628U1088 | Agenda | 935301313 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | The Business Combination Proposal - To consider and vote upon a proposal to approve the Agreement and Plan of Merger, dated as of August 26, 2020 (as it may be amended and/or restated from time to time, the "Merger Agreement"), by and among Trine, Sparrow Merger Sub, Inc. ("Merger Sub") and Desktop Metal, Inc. ("Desktop Metal") and the transactions contemplated thereby, pursuant to which Merger Sub will merge with and into Desktop Metal with Desktop Metal surviving the merger as a wholly owned subsidiary of Trine (the "Business Combination"). | Management | For | For | |||||||||||
| 2. | The Charter Amendment Proposal - To consider and vote upon a proposal to adopt an amendment to Trine's amended and restated certificate of incorporation currently in effect in the form attached to the Merger Agreement. | Management | For | For | |||||||||||
| 3. | The Charter Approval Proposal - To consider and vote upon a proposal to adopt the Second Amended and Restated Certificate of Incorporation (the "Proposed Charter") in the form attached to the Proxy Statement/Consent Solicitation Statement/Prospectus. | Management | For | For | |||||||||||
| 4A. | Required Vote to Amend the Charter | Management | For | For | |||||||||||
| 4B. | Required Vote to Amend the Bylaws | Management | For | For | |||||||||||
| 4C. | Director Removal | Management | For | For | |||||||||||
| 4D. | Removal of Blank Check Company Provisions | Management | For | For | |||||||||||
| 5A. | Election Director: Ric Fulop | Management | For | For | |||||||||||
| 5B. | Election Director: Dayna Grayson | Management | For | For | |||||||||||
| 5C. | Election Director: Leo Hindery, Jr. | Management | For | For | |||||||||||
| 5D. | Election Director: Wen Hsieh | Management | For | For | |||||||||||
| 5E. | Election Director: Jeff Immelt | Management | For | For | |||||||||||
| 5F. | Election Director: Byron Knight | Management | For | For | |||||||||||
| 5G. | Election Director: Stephen Nigro | Management | For | For | |||||||||||
| 5H. | Election Director: Steve Papa | Management | For | For | |||||||||||
| 5I. | Election Director: Andy Wheeler | Management | For | For | |||||||||||
| 5J. | Election Director: Bilal Zuberi | Management | For | For | |||||||||||
| 6. | The Merger Issuance Proposal - To consider and vote upon a proposal to approve, for purposes of complying with applicable listing rules of the New York Stock Exchange (the "NYSE"), the issuance of shares of Class A common stock pursuant to the Business Combination. | Management | For | For | |||||||||||
| 7. | The Subscription Agreements Proposal - To consider and vote upon a proposal to approve, for purposes of complying with applicable listing rules of the NYSE, the issuance of shares of Class A common stock pursuant to the Subscription Agreements. | Management | For | For | |||||||||||
| 8. | The Incentive Plan Proposal - To consider and vote upon a proposal to approve and adopt the Desktop Metal, Inc. 2020 Incentive Award Plan. | Management | For | For | |||||||||||
| 9. | The Adjournment Proposal - To consider & vote upon a proposal to approve adjournment of Special Meeting to a later date or dates, if necessary, to permit further solicitation & vote of proxies in event that there are insufficient votes for, or otherwise in connection with, approval of Business Combination Proposal, Charter Amendment Proposal, Charter Approval Proposal, Merger Issuance Proposal, Subscription Agreements Proposal or Incentive Plan Proposal, or Trine determines that one or more of closing conditions to Merger Agreement is not satisfied or waived. | Management | For | For | |||||||||||
| GVC HOLDINGS PLC | |||||||||||||||
| Security | G427A6103 | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 09-Dec-2020 | |||||||||||||
| ISIN | IM00B5VQMV65 | Agenda | 713386414 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1 | APPROVE CHANGE OF COMPANY NAME TO ENTAIN PLC ADOPT NEW MEMORANDUM AND ARTICLES OF ASSOCIATION | Management | No Action | ||||||||||||
| CISCO SYSTEMS, INC. | |||||||||||||||
| Security | 17275R102 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | CSCO | Meeting Date | 10-Dec-2020 | ||||||||||||
| ISIN | US17275R1023 | Agenda | 935287498 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1a. | Election of Director: M. Michele Burns | Management | For | For | |||||||||||
| 1b. | Election of Director: Wesley G. Bush | Management | For | For | |||||||||||
| 1c. | Election of Director: Michael D. Capellas | Management | For | For | |||||||||||
| 1d. | Election of Director: Mark Garrett | Management | For | For | |||||||||||
| 1e. | Election of Director: Dr. Kristina M. Johnson | Management | For | For | |||||||||||
| 1f. | Election of Director: Roderick C. McGeary | Management | For | For | |||||||||||
| 1g. | Election of Director: Charles H. Robbins | Management | For | For | |||||||||||
| 1h. | Election of Director: Arun Sarin | Management | For | For | |||||||||||
| 1i. | Election of Director: Brenton L. Saunders | Management | For | For | |||||||||||
| 1j. | Election of Director: Dr. Lisa T. Su | Management | For | For | |||||||||||
| 2. | Approval of the reincorporation of Cisco from California to Delaware. | Management | For | For | |||||||||||
| 3. | Approval of amendment and restatement of the 2005 Stock Incentive Plan. | Management | For | For | |||||||||||
| 4. | Approval, on an advisory basis, of executive compensation. | Management | For | For | |||||||||||
| 5. | Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2021. | Management | For | For | |||||||||||
| 6. | Approval to have Cisco's Board adopt a policy to have an independent Board chairman. | Shareholder | Against | For | |||||||||||
| MADISON SQUARE GARDEN ENTERTAINMENT CORP | |||||||||||||||
| Security | 55826T102 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | MSGE | Meeting Date | 10-Dec-2020 | ||||||||||||
| ISIN | US55826T1025 | Agenda | 935288907 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Martin Bandier | For | For | ||||||||||||
| 2 | Matthew C. Blank | For | For | ||||||||||||
| 3 | Joseph J. Lhota | For | For | ||||||||||||
| 4 | Frederic V. Salerno | For | For | ||||||||||||
| 5 | John L. Sykes | For | For | ||||||||||||
| 2. | Ratification of the appointment of our independent registered public accounting firm. | Management | For | For | |||||||||||
| 3. | Approval of the Company's 2020 Employee Stock Plan. | Management | For | For | |||||||||||
| 4. | Approval of the Company's 2020 Stock Plan for Non- Employee Directors. | Management | For | For | |||||||||||
| 5. | Approval of, on an advisory basis, the compensation of our named executive officers. | Management | For | For | |||||||||||
| 6. | An advisory vote on the frequency of future advisory votes on the compensation of our named executive officers. | Management | 3 Years | For | |||||||||||
| MEDTRONIC PLC | |||||||||||||||
| Security | G5960L103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | MDT | Meeting Date | 11-Dec-2020 | ||||||||||||
| ISIN | IE00BTN1Y115 | Agenda | 935288286 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Richard H. Anderson | Management | For | For | |||||||||||
| 1B. | Election of Director: Craig Arnold | Management | For | For | |||||||||||
| 1C. | Election of Director: Scott C. Donnelly | Management | For | For | |||||||||||
| 1D. | Election of Director: Andrea J. Goldsmith, Ph.D. | Management | For | For | |||||||||||
| 1E. | Election of Director: Randall J. Hogan, III | Management | For | For | |||||||||||
| 1F. | Election of Director: Michael O. Leavitt | Management | For | For | |||||||||||
| 1G. | Election of Director: James T. Lenehan | Management | For | For | |||||||||||
| 1H. | Election of Director: Kevin E. Lofton | Management | For | For | |||||||||||
| 1I. | Election of Director: Geoffrey S. Martha | Management | For | For | |||||||||||
| 1J. | Election of Director: Elizabeth G. Nabel, M.D. | Management | For | For | |||||||||||
| 1K. | Election of Director: Denise M. O'Leary | Management | For | For | |||||||||||
| 1L. | Election of Director: Kendall J. Powell | Management | For | For | |||||||||||
| 2. | To ratify, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for fiscal year 2021 and to authorize, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. | Management | For | For | |||||||||||
| 3. | To approve, in a non-binding advisory vote, named executive officer compensation (a "Say-on-Pay" vote). | Management | For | For | |||||||||||
| 4. | To renew the Board's authority to issue shares. | Management | For | For | |||||||||||
| 5. | To renew the Board's authority to opt out of pre-emption rights. | Management | Against | Against | |||||||||||
| 6. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares. | Management | For | For | |||||||||||
| GCI LIBERTY, INC. | |||||||||||||||
| Security | 36164V305 | Meeting Type | Special | ||||||||||||
| Ticker Symbol | GLIBA | Meeting Date | 15-Dec-2020 | ||||||||||||
| ISIN | US36164V3050 | Agenda | 935296194 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | A proposal to approve the adoption of the Agreement and Plan of Merger, dated August 6, 2020 (as may be amended from time to time), by and among Liberty Broadband Corporation, GCI Liberty, Inc., Grizzly Merger Sub 1, LLC and Grizzly Merger Sub 2, Inc. | Management | For | For | |||||||||||
| 2. | A proposal to approve the adjournment of the GCI Liberty, Inc. special meeting from time to time to solicit additional proxies in favor of Proposal 1 if there are insufficient votes at the time of such adjournment to approve that proposal or if otherwise determined by the chairperson of the meeting to be necessary or appropriate. | Management | For | For | |||||||||||
| LIGAND PHARMACEUTICALS INCORPORATED | |||||||||||||||
| Security | 53220K504 | Meeting Type | Special | ||||||||||||
| Ticker Symbol | LGND | Meeting Date | 15-Dec-2020 | ||||||||||||
| ISIN | US53220K5048 | Agenda | 935302101 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | Amendment and Restatement of the Ligand Pharmaceuticals Incorporated 2002 Stock Incentive Plan. | Management | Against | Against | |||||||||||
| 2. | Adjournment of Special Meeting, if necessary, to solicit additional proxies if there are not sufficient votes to approve Proposal 1. | Management | Abstain | Against | |||||||||||
| AUTOZONE, INC. | |||||||||||||||
| Security | 053332102 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | AZO | Meeting Date | 16-Dec-2020 | ||||||||||||
| ISIN | US0533321024 | Agenda | 935294520 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1a. | Election of Director: Douglas H. Brooks | Management | For | For | |||||||||||
| 1b. | Election of Director: Linda A. Goodspeed | Management | For | For | |||||||||||
| 1c. | Election of Director: Earl G. Graves, Jr. | Management | For | For | |||||||||||
| 1d. | Election of Director: Enderson Guimaraes | Management | For | For | |||||||||||
| 1e. | Election of Director: Michael M. Calbert | Management | For | For | |||||||||||
| 1f. | Election of Director: D. Bryan Jordan | Management | For | For | |||||||||||
| 1g. | Election of Director: Gale V. King | Management | For | For | |||||||||||
| 1h. | Election of Director: George R. Mrkonic, Jr. | Management | For | For | |||||||||||
| 1i. | Election of Director: William C. Rhodes, III | Management | For | For | |||||||||||
| 1j. | Election of Director: Jill A. Soltau | Management | For | For | |||||||||||
| 2. | Ratification of Ernst & Young LLP as independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | |||||||||||
| 3. | Approval of advisory vote on executive compensation | Management | For | For | |||||||||||
| 4. | Approval of Autozone, Inc. 2020 Omnibus Incentive Award Plan | Management | Against | Against | |||||||||||
| MADISON SQUARE GARDEN SPORTS CORP. | |||||||||||||||
| Security | 55825T103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | MSGS | Meeting Date | 18-Dec-2020 | ||||||||||||
| ISIN | US55825T1034 | Agenda | 935291423 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Joseph M. Cohen | For | For | ||||||||||||
| 2 | Richard D. Parsons | For | For | ||||||||||||
| 3 | Nelson Peltz | For | For | ||||||||||||
| 4 | Ivan Seidenberg | For | For | ||||||||||||
| 5 | Anthony J. Vinciquerra | For | For | ||||||||||||
| 2. | Ratification of the appointment of our independent registered public accounting firm. | Management | For | For | |||||||||||
| WPX ENERGY, INC. | |||||||||||||||
| Security | 98212B103 | Meeting Type | Special | ||||||||||||
| Ticker Symbol | WPX | Meeting Date | 30-Dec-2020 | ||||||||||||
| ISIN | US98212B1035 | Agenda | 935310615 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | Merger Proposal - To vote on a proposal to adopt the Agreement and Plan of Merger, dated as of September 26, 2020, by and among Devon Energy Corporation, WPX and East Merger Sub, Inc., a Delaware corporation and a wholly-owned, direct subsidiary of Devon and WPX (the "Merger Proposal"). | Management | For | For | |||||||||||
| 2. | Advisory Compensation Proposal - To vote on a proposal to approve, on a non-binding advisory basis, the compensation that may be paid or become payable to WPX's named executive officers that is based on or otherwise relates to the merger. | Management | For | For | |||||||||||
| 3. | Adjournment Proposal - To vote on a proposal to approve the adjournment of the special meeting to solicit additional proxies if there are not sufficient votes cast at the special meeting to approve the Merger Proposal. | Management | For | For | |||||||||||
| DEVON ENERGY CORPORATION | |||||||||||||||
| Security | 25179M103 | Meeting Type | Special | ||||||||||||
| Ticker Symbol | DVN | Meeting Date | 30-Dec-2020 | ||||||||||||
| ISIN | US25179M1036 | Agenda | 935311302 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | Approve the issuance of shares of Devon Energy Corporation common stock to WPX Energy Inc. stockholders in connection with the merger, as contemplated by the Merger Agreement (the "Stock Issuance Proposal"). | Management | For | For | |||||||||||
| 2. | Approve the adjournment of the Devon Energy Corporation special meeting, if necessary or appropriate, for the purpose of soliciting additional votes for the approval of the Stock Issuance Proposal. | Management | For | For | |||||||||||
| MICRON TECHNOLOGY, INC. | |||||||||||||||
| Security | 595112103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | MU | Meeting Date | 14-Jan-2021 | ||||||||||||
| ISIN | US5951121038 | Agenda | 935308975 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1a. | Election of Director: Richard M. Beyer | Management | For | For | |||||||||||
| 1b. | Election of Director: Lynn A. Dugle | Management | For | For | |||||||||||
| 1c. | Election of Director: Steven J. Gomo | Management | For | For | |||||||||||
| 1d. | Election of Director: Mary Pat McCarthy | Management | For | For | |||||||||||
| 1e. | Election of Director: Sanjay Mehrotra | Management | For | For | |||||||||||
| 1f. | Election of Director: Robert E. Switz | Management | For | For | |||||||||||
| 1g. | Election of Director: MaryAnn Wright | Management | For | For | |||||||||||
| 2. | PROPOSAL BY THE COMPANY TO APPROVE A NON- BINDING RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||||||||
| 3. | PROPOSAL BY THE COMPANY TO APPROVE OUR AMENDED AND RESTATED 2007 EQUITY INCENTIVE PLAN AND INCREASE THE SHARES RESERVED FOR ISSUANCE THEREUNDER BY 35 MILLION AS DESCRIBED IN THE PROXY STATEMENT. | Management | Against | Against | |||||||||||
| 4. | PROPOSAL BY THE COMPANY TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER 2, 2021. | Management | For | For | |||||||||||
| CONCHO RESOURCES INC. | |||||||||||||||
| Security | 20605P101 | Meeting Type | Special | ||||||||||||
| Ticker Symbol | CXO | Meeting Date | 15-Jan-2021 | ||||||||||||
| ISIN | US20605P1012 | Agenda | 935317924 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated October 18, 2020 (as it may be amended from time to time, the "Merger Agreement"), by and among Concho Resources Inc., ConocoPhillips and Falcon Merger Sub Corp. | Management | For | For | |||||||||||
| 2. | To approve, by non-binding vote, certain compensation that may be paid or become payable to Concho Resources Inc.'s named executive officers that is based on, or otherwise relates to, the merger contemplated by the Merger Agreement. | Management | For | For | |||||||||||
| CONOCOPHILLIPS | |||||||||||||||
| Security | 20825C104 | Meeting Type | Special | ||||||||||||
| Ticker Symbol | COP | Meeting Date | 15-Jan-2021 | ||||||||||||
| ISIN | US20825C1045 | Agenda | 935317962 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | To approve the issuance of shares of common stock, par value $0.01 per share, of ConocoPhillips to the stockholders of Concho Resources Inc. ("Concho") in connection with the merger contemplated by the Agreement and Plan of Merger, dated as of October 18, 2020 (as it may be amended from time to time), among ConocoPhillips, Falcon Merger Sub Corp. and Concho. | Management | For | For | |||||||||||
| COGECO INC. | |||||||||||||||
| Security | 19238T100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | CGECF | Meeting Date | 15-Jan-2021 | ||||||||||||
| ISIN | CA19238T1003 | Agenda | 935318166 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1 | DIRECTOR | Management | |||||||||||||
| 1 | Louis Audet | For | For | ||||||||||||
| 2 | Arun Bajaj | For | For | ||||||||||||
| 3 | Mary-Ann Bell | For | For | ||||||||||||
| 4 | James C. Cherry | For | For | ||||||||||||
| 5 | Patricia Curadeau-Grou | For | For | ||||||||||||
| 6 | Samih Elhage | For | For | ||||||||||||
| 7 | Philippe Jetté | For | For | ||||||||||||
| 8 | Normand Legault | For | For | ||||||||||||
| 9 | David McAusland | For | For | ||||||||||||
| 2 | Board's approach to Executive Compensation Management and the Board of Directors of the Corporation recommend voting FOR the advisory resolution accepting the Board's approach to executive compensation. The text of the advisory resolution accepting the Board's approach to executive compensation is set out on page 17 of the Management Proxy Circular. | Management | For | For | |||||||||||
| 3 | Shareholder Proposal 1 Management and the Board of Directors of the Corporation recommend voting AGAINST shareholder proposal 1. | Shareholder | Against | For | |||||||||||
| 4 | Shareholder Proposal 2 Management and the Board of Directors of the Corporation recommend voting AGAINST shareholder proposal 2. | Shareholder | Against | For | |||||||||||
| 5 | Shareholder Proposal 3 Management and the Board of Directors of the Corporation recommend voting AGAINST shareholder proposal 3. The text of each of the shareholder proposals is set out in Schedule "A" to the Management Proxy Circular. | Shareholder | Against | For | |||||||||||
| 6 | Appointment of Auditors Appoint Deloitte LLP, Chartered Accountants, as auditors and authorize the Board of Directors to fix their remuneration. | Management | For | For | |||||||||||
| COSTCO WHOLESALE CORPORATION | |||||||||||||||
| Security | 22160K105 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | COST | Meeting Date | 21-Jan-2021 | ||||||||||||
| ISIN | US22160K1051 | Agenda | 935312796 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Susan L. Decker | For | For | ||||||||||||
| 2 | Kenneth D. Denman | For | For | ||||||||||||
| 3 | Richard A. Galanti | For | For | ||||||||||||
| 4 | W. Craig Jelinek | For | For | ||||||||||||
| 5 | Sally Jewell | For | For | ||||||||||||
| 6 | Charles T. Munger | For | For | ||||||||||||
| 7 | Jeffrey S. Raikes | For | For | ||||||||||||
| 2. | Ratification of selection of independent auditors. | Management | For | For | |||||||||||
| 3. | Approval, on an advisory basis, of executive compensation. | Management | For | For | |||||||||||
| VISA INC. | |||||||||||||||
| Security | 92826C839 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | V | Meeting Date | 26-Jan-2021 | ||||||||||||
| ISIN | US92826C8394 | Agenda | 935315576 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Lloyd A. Carney | Management | For | For | |||||||||||
| 1B. | Election of Director: Mary B. Cranston | Management | For | For | |||||||||||
| 1C. | Election of Director: Francisco Javier Fernández-Carbajal | Management | For | For | |||||||||||
| 1D. | Election of Director: Alfred F. Kelly, Jr. | Management | For | For | |||||||||||
| 1E. | Election of Director: Ramon Laguarta | Management | For | For | |||||||||||
| 1F. | Election of Director: John F. Lundgren | Management | For | For | |||||||||||
| 1G. | Election of Director: Robert W. Matschullat | Management | For | For | |||||||||||
| 1H. | Election of Director: Denise M. Morrison | Management | For | For | |||||||||||
| 1I. | Election of Director: Suzanne Nora Johnson | Management | For | For | |||||||||||
| 1J. | Election of Director: Linda J. Rendle | Management | For | For | |||||||||||
| 1K. | Election of Director: John A. C. Swainson | Management | For | For | |||||||||||
| 1L. | Election of Director: Maynard G. Webb, Jr. | Management | For | For | |||||||||||
| 2. | Approval, on an advisory basis, of compensation paid to our named executive officers. | Management | For | For | |||||||||||
| 3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | |||||||||||
| 4. | Approval of the Visa Inc. 2007 Equity Incentive Compensation Plan, as amended and restated. | Management | For | For | |||||||||||
| 5. | Approval of an amendment to our Certificate of Incorporation to enable the adoption of a special meeting right for Class A common stockholders. | Management | For | For | |||||||||||
| 6. | To vote on a stockholder proposal requesting stockholders' right to act by written consent, if properly presented. | Shareholder | Against | For | |||||||||||
| 7. | To vote on a stockholder proposal to amend our principles of executive compensation program, if properly presented. | Shareholder | Against | For | |||||||||||
| BECTON, DICKINSON AND COMPANY | |||||||||||||||
| Security | 075887109 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | BDX | Meeting Date | 26-Jan-2021 | ||||||||||||
| ISIN | US0758871091 | Agenda | 935316845 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Catherine M. Burzik | Management | For | For | |||||||||||
| 1B. | Election of Director: R. Andrew Eckert | Management | For | For | |||||||||||
| 1C. | Election of Director: Vincent A. Forlenza | Management | For | For | |||||||||||
| 1D. | Election of Director: Claire M. Fraser | Management | For | For | |||||||||||
| 1E. | Election of Director: Jeffrey W. Henderson | Management | For | For | |||||||||||
| 1F. | Election of Director: Christopher Jones | Management | For | For | |||||||||||
| 1G. | Election of Director: Marshall O. Larsen | Management | For | For | |||||||||||
| 1H. | Election of Director: David F. Melcher | Management | For | For | |||||||||||
| 1I. | Election of Director: Thomas E. Polen | Management | For | For | |||||||||||
| 1J. | Election of Director: Claire Pomeroy | Management | For | For | |||||||||||
| 1K. | Election of Director: Rebecca W. Rimel | Management | For | For | |||||||||||
| 1L. | Election of Director: Timothy M. Ring | Management | For | For | |||||||||||
| 1M. | Election of Director: Bertram L. Scott | Management | For | For | |||||||||||
| 2. | Ratification of the selection of the independent registered public accounting firm. | Management | For | For | |||||||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | |||||||||||
| 4. | Shareholder proposal seeking to lower the ownership threshold required to call a special shareholders meeting, if properly presented at the meeting. | Shareholder | Against | For | |||||||||||
| MSC INDUSTRIAL DIRECT CO., INC. | |||||||||||||||
| Security | 553530106 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | MSM | Meeting Date | 27-Jan-2021 | ||||||||||||
| ISIN | US5535301064 | Agenda | 935317227 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Mitchell Jacobson | For | For | ||||||||||||
| 2 | Erik Gershwind | For | For | ||||||||||||
| 3 | Louise Goeser | For | For | ||||||||||||
| 4 | Michael Kaufmann | For | For | ||||||||||||
| 5 | Steven Paladino | For | For | ||||||||||||
| 6 | Philip Peller | For | For | ||||||||||||
| 7 | Rudina Seseri | For | For | ||||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2021. | Management | For | For | |||||||||||
| 3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | |||||||||||
| 4. | To approve the amendment and restatement of our associate stock purchase plan. | Management | For | For | |||||||||||
| POST HOLDINGS, INC. | |||||||||||||||
| Security | 737446104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | POST | Meeting Date | 28-Jan-2021 | ||||||||||||
| ISIN | US7374461041 | Agenda | 935310261 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Edwin H. Callison | For | For | ||||||||||||
| 2 | William P. Stiritz | For | For | ||||||||||||
| 2. | Ratification of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending September 30, 2021. | Management | For | For | |||||||||||
| 3. | Advisory approval of the Company's executive compensation. | Management | For | For | |||||||||||
| SALLY BEAUTY HOLDINGS, INC. | |||||||||||||||
| Security | 79546E104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | SBH | Meeting Date | 28-Jan-2021 | ||||||||||||
| ISIN | US79546E1047 | Agenda | 935313332 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Timothy R. Baer | Management | For | For | |||||||||||
| 1B. | Election of Director: Christian A. Brickman | Management | For | For | |||||||||||
| 1C. | Election of Director: Marshall E. Eisenberg | Management | For | For | |||||||||||
| 1D. | Election of Director: Diana S. Ferguson | Management | For | For | |||||||||||
| 1E. | Election of Director: Dorlisa K. Flur | Management | For | For | |||||||||||
| 1F. | Election of Director: James M. Head | Management | For | For | |||||||||||
| 1G. | Election of Director: Linda Heasley | Management | For | For | |||||||||||
| 1H. | Election of Director: Robert R. McMaster | Management | For | For | |||||||||||
| 1I. | Election of Director: John A. Miller | Management | For | For | |||||||||||
| 1J. | Election of Director: Susan R. Mulder | Management | For | For | |||||||||||
| 1K. | Election of Director: Denise Paulonis | Management | For | For | |||||||||||
| 1L. | Election of Director: Edward W. Rabin | Management | For | For | |||||||||||
| 2. | Approval of the compensation of the Corporation's executive officers including the Corporation's compensation practices and principles and their implementation. | Management | For | For | |||||||||||
| 3. | Ratification of the selection of KPMG LLP as the Corporation's independent registered public accounting firm for the fiscal year 2021. | Management | For | For | |||||||||||
| AIR PRODUCTS AND CHEMICALS, INC. | |||||||||||||||
| Security | 009158106 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | APD | Meeting Date | 28-Jan-2021 | ||||||||||||
| ISIN | US0091581068 | Agenda | 935315045 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1a. | Election of Director: Susan K. Carter | Management | For | For | |||||||||||
| 1b. | Election of Director: Charles I. Cogut | Management | For | For | |||||||||||
| 1c. | Election of Director: Lisa A. Davis | Management | For | For | |||||||||||
| 1d. | Election of Director: Chadwick C. Deaton | Management | For | For | |||||||||||
| 1e. | Election of Director: Seifollah Ghasemi | Management | For | For | |||||||||||
| 1f. | Election of Director: David H.Y. Ho | Management | For | For | |||||||||||
| 1g. | Election of Director: Edward L. Monser | Management | For | For | |||||||||||
| 1h. | Election of Director: Matthew H. Paull | Management | For | For | |||||||||||
| 2. | Advisory vote approving the compensation of the Company's named executive officers. | Management | For | For | |||||||||||
| 3. | Approval of the Air Products and Chemicals, Inc. 2021 Long-Term Incentive Plan. | Management | For | For | |||||||||||
| 4. | Ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2021. | Management | For | For | |||||||||||
| WALGREENS BOOTS ALLIANCE, INC. | |||||||||||||||
| Security | 931427108 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | WBA | Meeting Date | 28-Jan-2021 | ||||||||||||
| ISIN | US9314271084 | Agenda | 935315071 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: José E. Almeida | Management | For | For | |||||||||||
| 1B. | Election of Director: Janice M. Babiak | Management | For | For | |||||||||||
| 1C. | Election of Director: David J. Brailer | Management | For | For | |||||||||||
| 1D. | Election of Director: William C. Foote | Management | For | For | |||||||||||
| 1E. | Election of Director: Ginger L. Graham | Management | For | For | |||||||||||
| 1F. | Election of Director: Valerie B. Jarrett | Management | For | For | |||||||||||
| 1G. | Election of Director: John A. Lederer | Management | For | For | |||||||||||
| 1H. | Election of Director: Dominic P. Murphy | Management | For | For | |||||||||||
| 1I. | Election of Director: Stefano Pessina | Management | For | For | |||||||||||
| 1J. | Election of Director: Nancy M. Schlichting | Management | For | For | |||||||||||
| 1K. | Election of Director: James A. Skinner | Management | For | For | |||||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for fiscal year 2021. | Management | For | For | |||||||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | |||||||||||
| 4. | Approval of the 2021 Walgreens Boots Alliance, Inc. Omnibus Incentive Plan. | Management | Against | Against | |||||||||||
| 5. | Stockholder proposal requesting an independent Board Chairman. | Shareholder | Against | For | |||||||||||
| 6. | Stockholder proposal requesting report on how health risks from COVID-19 impact the Company's tobacco sales decision-making. | Shareholder | Abstain | Against | |||||||||||
| VALVOLINE INC. | |||||||||||||||
| Security | 92047W101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | VVV | Meeting Date | 28-Jan-2021 | ||||||||||||
| ISIN | US92047W1018 | Agenda | 935316097 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Gerald W. Evans, Jr | Management | For | For | |||||||||||
| 1B. | Election of Director: Richard J. Freeland | Management | For | For | |||||||||||
| 1C. | Election of Director: Stephen F. Kirk | Management | For | For | |||||||||||
| 1D. | Election of Director: Carol H. Kruse | Management | For | For | |||||||||||
| 1E. | Election of Director: Stephen E. Macadam | Management | For | For | |||||||||||
| 1F. | Election of Director: Vada O. Manager | Management | For | For | |||||||||||
| 1G. | Election of Director: Samuel J. Mitchell, Jr. | Management | For | For | |||||||||||
| 1H. | Election of Director: Charles M. Sonsteby | Management | For | For | |||||||||||
| 1I. | Election of Director: Mary J. Twinem | Management | For | For | |||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Valvoline's independent registered public accounting firm for fiscal 2021. | Management | For | For | |||||||||||
| 3. | Non-binding advisory resolution approving our executive compensation. | Management | For | For | |||||||||||
| ASHLAND GLOBAL HOLDINGS INC | |||||||||||||||
| Security | 044186104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ASH | Meeting Date | 28-Jan-2021 | ||||||||||||
| ISIN | US0441861046 | Agenda | 935316768 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Brendan M. Cummins | For | For | ||||||||||||
| 2 | William G. Dempsey | For | For | ||||||||||||
| 3 | Jay V. Ihlenfeld | For | For | ||||||||||||
| 4 | Wetteny Joseph | For | For | ||||||||||||
| 5 | Susan L. Main | For | For | ||||||||||||
| 6 | Guillermo Novo | For | For | ||||||||||||
| 7 | Jerome A. Peribere | For | For | ||||||||||||
| 8 | Ricky C. Sandler | For | For | ||||||||||||
| 9 | Janice J. Teal | For | For | ||||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as independent registered public accountants for fiscal 2021. | Management | For | For | |||||||||||
| 3. | To vote upon a non-binding advisory resolution approving the compensation paid to Ashland's named executive officers, as disclosed pursuant to Item 402 of Regulation S-K, including the Compensation Discussion and Analysis, compensation tables and narrative discussion. | Management | For | For | |||||||||||
| 4. | To approve the Ashland Global Holdings Inc. 2021 Omnibus Incentive Compensation Plan. | Management | Against | Against | |||||||||||
| GRIFFON CORPORATION | |||||||||||||||
| Security | 398433102 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | GFF | Meeting Date | 28-Jan-2021 | ||||||||||||
| ISIN | US3984331021 | Agenda | 935317265 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Henry A. Alpert | For | For | ||||||||||||
| 2 | Jerome L. Coben | For | For | ||||||||||||
| 3 | Ronald J. Kramer | For | For | ||||||||||||
| 4 | Victor Eugene Renuart | For | For | ||||||||||||
| 5 | Kevin F. Sullivan | For | For | ||||||||||||
| 2. | Approval of the resolution approving the compensation of our executive officers as disclosed in the Proxy Statement. | Management | For | For | |||||||||||
| 3. | Ratification of the selection by our audit committee of Grant Thornton LLP to serve as our independent registered public accounting firm for fiscal year 2021. | Management | For | For | |||||||||||
| ENERGIZER HOLDINGS, INC. | |||||||||||||||
| Security | 29272W109 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ENR | Meeting Date | 01-Feb-2021 | ||||||||||||
| ISIN | US29272W1099 | Agenda | 935317568 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Carlos Abrams-Rivera | Management | For | For | |||||||||||
| 1B. | Election of Director: Bill G. Armstrong | Management | For | For | |||||||||||
| 1C. | Election of Director: Cynthia J. Brinkley | Management | For | For | |||||||||||
| 1D. | Election of Director: Rebecca Frankiewicz | Management | For | For | |||||||||||
| 1E. | Election of Director: Alan R. Hoskins | Management | For | For | |||||||||||
| 1F. | Election of Director: Kevin J. Hunt | Management | For | For | |||||||||||
| 1G. | Election of Director: James C. Johnson | Management | For | For | |||||||||||
| 1H. | Election of Director: Mark S. LaVigne | Management | For | For | |||||||||||
| 1I. | Election of Director: Patrick J. Moore | Management | For | For | |||||||||||
| 1J. | Election of Director: Nneka L. Rimmer | Management | For | For | |||||||||||
| 1K. | Election of Director: Robert V. Vitale | Management | For | For | |||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2021. | Management | For | For | |||||||||||
| 3. | Advisory, non-binding vote on executive compensation. | Management | For | For | |||||||||||
| ARAMARK | |||||||||||||||
| Security | 03852U106 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ARMK | Meeting Date | 02-Feb-2021 | ||||||||||||
| ISIN | US03852U1060 | Agenda | 935318471 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Susan M. Cameron | Management | For | For | |||||||||||
| 1B. | Election of Director: Greg Creed | Management | For | For | |||||||||||
| 1C. | Election of Director: Calvin Darden | Management | For | For | |||||||||||
| 1D. | Election of Director: Richard W. Dreiling | Management | For | For | |||||||||||
| 1E. | Election of Director: Irene M. Esteves | Management | For | For | |||||||||||
| 1F. | Election of Director: Daniel J. Heinrich | Management | For | For | |||||||||||
| 1G. | Election of Director: Bridgette P. Heller | Management | For | For | |||||||||||
| 1H. | Election of Director: Paul C. Hilal | Management | For | For | |||||||||||
| 1I. | Election of Director: Karen M. King | Management | For | For | |||||||||||
| 1J. | Election of Director: Stephen I. Sadove | Management | For | For | |||||||||||
| 1K. | Election of Director: Arthur B. Winkleblack | Management | For | For | |||||||||||
| 1L. | Election of Director: John J. Zillmer | Management | For | For | |||||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as Aramark's independent registered public accounting firm for the fiscal year ending October 1, 2021. | Management | For | For | |||||||||||
| 3. | To approve, in a non-binding advisory vote, the compensation paid to the named executive officers. | Management | For | For | |||||||||||
| 4. | Non-binding advisory vote on the frequency of future stockholder advisory votes on named executive officer compensation. | Management | 1 Year | For | |||||||||||
| 5. | To approve Aramark's Third Amended and Restated 2013 Stock Incentive Plan. | Management | Against | Against | |||||||||||
| 6. | To approve Aramark's 2021 Employee Stock Purchase Plan. | Management | For | For | |||||||||||
| ROCKWELL AUTOMATION, INC. | |||||||||||||||
| Security | 773903109 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ROK | Meeting Date | 02-Feb-2021 | ||||||||||||
| ISIN | US7739031091 | Agenda | 935318534 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| A. | DIRECTOR | Management | |||||||||||||
| 1 | William P. Gipson | For | For | ||||||||||||
| 2 | J. Phillip Holloman | For | For | ||||||||||||
| 3 | Steven R. Kalmanson | For | For | ||||||||||||
| 4 | Lawrence D. Kingsley | For | For | ||||||||||||
| 5 | Lisa A. Payne | For | For | ||||||||||||
| B. | To approve, on an advisory basis, the compensation of the Corporation's named executive officers. | Management | For | For | |||||||||||
| C. | To approve the selection of Deloitte & Touche LLP as the Corporation's independent registered public accounting firm. | Management | For | For | |||||||||||
| EDGEWELL PERSONAL CARE COMPANY | |||||||||||||||
| Security | 28035Q102 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | EPC | Meeting Date | 04-Feb-2021 | ||||||||||||
| ISIN | US28035Q1022 | Agenda | 935313813 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Robert W. Black | Management | For | For | |||||||||||
| 1B. | Election of Director: George R. Corbin | Management | For | For | |||||||||||
| 1C. | Election of Director: Daniel J. Heinrich | Management | For | For | |||||||||||
| 1D. | Election of Director: Carla C. Hendra | Management | For | For | |||||||||||
| 1E. | Election of Director: John C. Hunter, III | Management | For | For | |||||||||||
| 1F. | Election of Director: James C. Johnson | Management | For | For | |||||||||||
| 1G. | Election of Director: Rod R. Little | Management | For | For | |||||||||||
| 1H. | Election of Director: Joseph D. O'Leary | Management | For | For | |||||||||||
| 1I. | Election of Director: Rakesh Sachdev | Management | For | For | |||||||||||
| 1J. | Election of Director: Swan Sit | Management | For | For | |||||||||||
| 1K. | Election of Director: Gary K. Waring | Management | For | For | |||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for fiscal 2021. | Management | For | For | |||||||||||
| 3. | To cast a non-binding advisory vote on executive compensation. | Management | For | For | |||||||||||
| MUELLER WATER PRODUCTS, INC. | |||||||||||||||
| Security | 624758108 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | MWA | Meeting Date | 09-Feb-2021 | ||||||||||||
| ISIN | US6247581084 | Agenda | 935318180 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Shirley C. Franklin | Management | For | For | |||||||||||
| 1B. | Election of Director: Scott Hall | Management | For | For | |||||||||||
| 1C. | Election of Director: Thomas J. Hansen | Management | For | For | |||||||||||
| 1D. | Election of Director: Jerry W. Kolb | Management | For | For | |||||||||||
| 1E. | Election of Director: Mark J. O'Brien | Management | For | For | |||||||||||
| 1F. | Election of Director: Christine Ortiz | Management | For | For | |||||||||||
| 1G. | Election of Director: Bernard G. Rethore | Management | For | For | |||||||||||
| 1H. | Election of Director: Lydia W. Thomas | Management | For | For | |||||||||||
| 1I. | Election of Director: Michael T. Tokarz | Management | For | For | |||||||||||
| 1J. | Election of Director: Stephen C. Van Arsdell | Management | For | For | |||||||||||
| 2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | |||||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2021. | Management | For | For | |||||||||||
| INGLES MARKETS, INCORPORATED | |||||||||||||||
| Security | 457030104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | IMKTA | Meeting Date | 09-Feb-2021 | ||||||||||||
| ISIN | US4570301048 | Agenda | 935320096 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Ernest E. Ferguson | For | For | ||||||||||||
| 2 | John R. Lowden | For | For | ||||||||||||
| 2. | To approve, by non-binding vote, executive compensation, as disclosed in the Proxy Statement. | Management | For | For | |||||||||||
| 3. | To recommend, by non-binding vote, the frequency of executive compensation votes. | Management | 1 Year | For | |||||||||||
| 4. | Stockholder proposal concerning equal voting rights for each share. | Shareholder | Against | For | |||||||||||
| PNM RESOURCES, INC. | |||||||||||||||
| Security | 69349H107 | Meeting Type | Special | ||||||||||||
| Ticker Symbol | PNM | Meeting Date | 12-Feb-2021 | ||||||||||||
| ISIN | US69349H1077 | Agenda | 935324397 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | Approve the Agreement and Plan of Merger, dated as of October 20, 2020, as it may be amended from time to time, or the merger agreement, by and among PNM Resources, Inc. (the Company), Avangrid, Inc. and NM Green Holdings, Inc. | Management | For | For | |||||||||||
| 2. | Approve, by non-binding, advisory vote, certain existing compensation arrangements for the Company's named executive officers in connection with the merger contemplated by the merger agreement. | Management | For | For | |||||||||||
| 3. | Approve one or more adjournments of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the merger agreement. | Management | For | For | |||||||||||
| APPLE INC. | |||||||||||||||
| Security | 037833100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | AAPL | Meeting Date | 23-Feb-2021 | ||||||||||||
| ISIN | US0378331005 | Agenda | 935323167 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: James Bell | Management | For | For | |||||||||||
| 1B. | Election of Director: Tim Cook | Management | For | For | |||||||||||
| 1C. | Election of Director: Al Gore | Management | For | For | |||||||||||
| 1D. | Election of Director: Andrea Jung | Management | For | For | |||||||||||
| 1E. | Election of Director: Art Levinson | Management | For | For | |||||||||||
| 1F. | Election of Director: Monica Lozano | Management | For | For | |||||||||||
| 1G. | Election of Director: Ron Sugar | Management | For | For | |||||||||||
| 1H. | Election of Director: Sue Wagner | Management | For | For | |||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2021. | Management | For | For | |||||||||||
| 3. | Advisory vote to approve executive compensation. | Management | For | For | |||||||||||
| 4. | A shareholder proposal entitled "Shareholder Proxy Access Amendments". | Shareholder | Against | For | |||||||||||
| 5. | A shareholder proposal entitled "Shareholder Proposal to Improve Executive Compensation Program". | Shareholder | Against | For | |||||||||||
| DEERE & COMPANY | |||||||||||||||
| Security | 244199105 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | DE | Meeting Date | 24-Feb-2021 | ||||||||||||
| ISIN | US2441991054 | Agenda | 935323143 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Tamra A. Erwin | Management | For | For | |||||||||||
| 1B. | Election of Director: Alan C. Heuberger | Management | For | For | |||||||||||
| 1C. | Election of Director: Charles O. Holliday, Jr. | Management | For | For | |||||||||||
| 1D. | Election of Director: Dipak C. Jain | Management | For | For | |||||||||||
| 1E. | Election of Director: Michael O. Johanns | Management | For | For | |||||||||||
| 1F. | Election of Director: Clayton M. Jones | Management | For | For | |||||||||||
| 1G. | Election of Director: John C. May | Management | For | For | |||||||||||
| 1H. | Election of Director: Gregory R. Page | Management | For | For | |||||||||||
| 1I. | Election of Director: Sherry M. Smith | Management | For | For | |||||||||||
| 1J. | Election of Director: Dmitri L. Stockton | Management | For | For | |||||||||||
| 1K. | Election of Director: Sheila G. Talton | Management | For | For | |||||||||||
| 2. | Advisory vote on executive compensation. | Management | For | For | |||||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as Deere's independent registered public accounting firm for fiscal 2021. | Management | For | For | |||||||||||
| NAVISTAR INTERNATIONAL CORPORATION | |||||||||||||||
| Security | 63934E108 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | NAV | Meeting Date | 02-Mar-2021 | ||||||||||||
| ISIN | US63934E1082 | Agenda | 935333081 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | To adopt the Merger Agreement and transactions contemplated thereby. | Management | For | For | |||||||||||
| 2. | To approve certain compensation arrangements for the Company's named executive officers in connection with the Merger. | Management | For | For | |||||||||||
| 3. | DIRECTOR | Management | |||||||||||||
| 1 | Troy A. Clarke | For | For | ||||||||||||
| 2 | José María Alapont | For | For | ||||||||||||
| 3 | Stephen R. D'Arcy | For | For | ||||||||||||
| 4 | Vincent J. Intrieri | For | For | ||||||||||||
| 5 | Mark H. Rachesky, M.D. | For | For | ||||||||||||
| 6 | Christian Schulz | For | For | ||||||||||||
| 7 | Kevin M. Sheehan | For | For | ||||||||||||
| 8 | Dennis A. Suskind | For | For | ||||||||||||
| 9 | Janet T. Yeung | For | For | ||||||||||||
| 4. | Advisory Vote on Executive Compensation. | Management | For | For | |||||||||||
| 5. | Vote to ratify the selection of KPMG LLP as our independent registered public accounting firm. | Management | For | For | |||||||||||
| 6. | To approve the adjournment or postponement of the Annual Meeting, if necessary, to continue to solicit votes for the Merger Proposal. | Management | For | For | |||||||||||
| THE WALT DISNEY COMPANY | |||||||||||||||
| Security | 254687106 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | DIS | Meeting Date | 09-Mar-2021 | ||||||||||||
| ISIN | US2546871060 | Agenda | 935328206 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Susan E. Arnold | Management | For | For | |||||||||||
| 1B. | Election of Director: Mary T. Barra | Management | For | For | |||||||||||
| 1C. | Election of Director: Safra A. Catz | Management | For | For | |||||||||||
| 1D. | Election of Director: Robert A. Chapek | Management | For | For | |||||||||||
| 1E. | Election of Director: Francis A. deSouza | Management | For | For | |||||||||||
| 1F. | Election of Director: Michael B.G. Froman | Management | For | For | |||||||||||
| 1G. | Election of Director: Robert A. Iger | Management | For | For | |||||||||||
| 1H. | Election of Director: Maria Elena Lagomasino | Management | For | For | |||||||||||
| 1I. | Election of Director: Mark G. Parker | Management | For | For | |||||||||||
| 1J. | Election of Director: Derica W. Rice | Management | For | For | |||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's registered public accountants for fiscal 2021. | Management | For | For | |||||||||||
| 3. | To approve the advisory resolution on executive compensation. | Management | For | For | |||||||||||
| 4. | Shareholder proposal requesting an annual report disclosing information regarding the Company's lobbying policies and activities. | Shareholder | Abstain | Against | |||||||||||
| 5. | Shareholder proposal requesting non-management employees on director nominee candidate lists. | Shareholder | Against | For | |||||||||||
| AEROJET ROCKETDYNE HOLDINGS, INC. | |||||||||||||||
| Security | 007800105 | Meeting Type | Special | ||||||||||||
| Ticker Symbol | AJRD | Meeting Date | 09-Mar-2021 | ||||||||||||
| ISIN | US0078001056 | Agenda | 935333966 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | Adoption of the Merger Agreement and the transactions contemplated thereby. | Management | For | For | |||||||||||
| 2. | Adjournment of the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement and the transactions contemplated thereby at the time of the Special Meeting. | Management | For | For | |||||||||||
| 3. | Adoption of a non-binding, advisory proposal to approve certain compensation payable to Aerojet Rocketdyne's named executive officers in connection with the Merger. | Management | For | For | |||||||||||
| ANALOG DEVICES, INC. | |||||||||||||||
| Security | 032654105 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ADI | Meeting Date | 10-Mar-2021 | ||||||||||||
| ISIN | US0326541051 | Agenda | 935326252 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Ray Stata | Management | For | For | |||||||||||
| 1B. | Election of Director: Vincent Roche | Management | For | For | |||||||||||
| 1C. | Election of Director: James A. Champy | Management | For | For | |||||||||||
| 1D. | Election of Director: Anantha P. Chandrakasan | Management | For | For | |||||||||||
| 1E. | Election of Director: Bruce R. Evans | Management | For | For | |||||||||||
| 1F. | Election of Director: Edward H. Frank | Management | For | For | |||||||||||
| 1G. | Election of Director: Laurie H. Glimcher | Management | For | For | |||||||||||
| 1H. | Election of Director: Karen M. Golz | Management | For | For | |||||||||||
| 1I. | Election of Director: Mark M. Little | Management | For | For | |||||||||||
| 1J. | Election of Director: Kenton J. Sicchitano | Management | For | For | |||||||||||
| 1K. | Election of Director: Susie Wee | Management | For | For | |||||||||||
| 2. | Advisory resolution to approve the compensation of our named executive officers. | Management | For | For | |||||||||||
| 3. | Ratification of Ernst & Young LLP as our independent registered public accounting firm for fiscal 2021. | Management | For | For | |||||||||||
| QUALCOMM INCORPORATED | |||||||||||||||
| Security | 747525103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | QCOM | Meeting Date | 10-Mar-2021 | ||||||||||||
| ISIN | US7475251036 | Agenda | 935327569 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Sylvia Acevedo | Management | For | For | |||||||||||
| 1B. | Election of Director: Mark Fields | Management | For | For | |||||||||||
| 1C. | Election of Director: Jeffrey W. Henderson | Management | For | For | |||||||||||
| 1D. | Election of Director: Gregory N. Johnson | Management | For | For | |||||||||||
| 1E. | Election of Director: Ann M. Livermore | Management | For | For | |||||||||||
| 1F. | Election of Director: Harish Manwani | Management | For | For | |||||||||||
| 1G. | Election of Director: Mark D. McLaughlin | Management | For | For | |||||||||||
| 1H. | Election of Director: Jamie S. Miller | Management | For | For | |||||||||||
| 1I. | Election of Director: Steve Mollenkopf | Management | For | For | |||||||||||
| 1J. | Election of Director: Clark T. Randt, Jr. | Management | For | For | |||||||||||
| 1K. | Election of Director: Irene B. Rosenfeld | Management | For | For | |||||||||||
| 1L. | Election of Director: Kornelis "Neil" Smit | Management | For | For | |||||||||||
| 1M. | Election of Director: Jean-Pascal Tricoire | Management | For | For | |||||||||||
| 1N. | Election of Director: Anthony J. Vinciquerra | Management | For | For | |||||||||||
| 2. | To ratify the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 26, 2021. | Management | For | For | |||||||||||
| 3. | To approve, on an advisory basis, our executive compensation. | Management | For | For | |||||||||||
| TE CONNECTIVITY LTD | |||||||||||||||
| Security | H84989104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | TEL | Meeting Date | 10-Mar-2021 | ||||||||||||
| ISIN | CH0102993182 | Agenda | 935327571 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Pierre R. Brondeau | Management | For | For | |||||||||||
| 1B. | Election of Director: Terrence R. Curtin | Management | For | For | |||||||||||
| 1C. | Election of Director: Carol A. ("John") Davidson | Management | For | For | |||||||||||
| 1D. | Election of Director: Lynn A. Dugle | Management | For | For | |||||||||||
| 1E. | Election of Director: William A. Jeffrey | Management | For | For | |||||||||||
| 1F. | Election of Director: David M. Kerko | Management | Abstain | Against | |||||||||||
| 1G. | Election of Director: Thomas J. Lynch | Management | For | For | |||||||||||
| 1H. | Election of Director: Heath A. Mitts | Management | For | For | |||||||||||
| 1I. | Election of Director: Yong Nam | Management | For | For | |||||||||||
| 1J. | Election of Director: Daniel J. Phelan | Management | For | For | |||||||||||
| 1K. | Election of Director: Abhijit Y. Talwalkar | Management | For | For | |||||||||||
| 1L. | Election of Director: Mark C. Trudeau | Management | For | For | |||||||||||
| 1M. | Election of Director: Dawn C. Willoughby | Management | For | For | |||||||||||
| 1N. | Election of Director: Laura H. Wright | Management | For | For | |||||||||||
| 2. | To elect Thomas J. Lynch as the Chairman of the Board of Directors | Management | For | For | |||||||||||
| 3A. | To elect the member of the Management Development and Compensation Committee: Daniel J. Phelan | Management | For | For | |||||||||||
| 3B. | To elect the member of the Management Development and Compensation Committee: Abhijit Y. Talwalkar | Management | For | For | |||||||||||
| 3C. | To elect the member of the Management Development and Compensation Committee: Mark C. Trudeau | Management | For | For | |||||||||||
| 3D. | To elect the member of the Management Development and Compensation Committee: Dawn C. Willoughby | Management | For | For | |||||||||||
| 4. | To elect Dr. René Schwarzenbach, of Proxy Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2022 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting | Management | For | For | |||||||||||
| 5.1 | To approve the 2020 Annual Report of TE Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 25, 2020, the consolidated financial statements for the fiscal year ended September 25, 2020 and the Swiss Compensation Report for the fiscal year ended September 25, 2020) | Management | For | For | |||||||||||
| 5.2 | To approve the statutory financial statements of TE Connectivity Ltd. for the fiscal year ended September 25, 2020 | Management | For | For | |||||||||||
| 5.3 | To approve the consolidated financial statements of TE Connectivity Ltd. for the fiscal year ended September 25, 2020 | Management | For | For | |||||||||||
| 6. | To release the members of the Board of Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 25, 2020 | Management | For | For | |||||||||||
| 7.1 | To elect Deloitte & Touche LLP as TE Connectivity's independent registered public accounting firm for fiscal year 2021 | Management | For | For | |||||||||||
| 7.2 | To elect Deloitte AG, Zurich, Switzerland, as TE Connectivity's Swiss registered auditor until the next annual general meeting of TE Connectivity | Management | For | For | |||||||||||
| 7.3 | To elect PricewaterhouseCoopers AG, Zurich, Switzerland, as TE Connectivity's special auditor until the next annual general meeting of TE Connectivity | Management | For | For | |||||||||||
| 8. | An advisory vote to approve named executive officer compensation | Management | For | For | |||||||||||
| 9. | A binding vote to approve fiscal year 2022 maximum aggregate compensation amount for executive management | Management | For | For | |||||||||||
| 10. | A binding vote to approve fiscal year 2022 maximum aggregate compensation amount for the Board of Directors | Management | For | For | |||||||||||
| 11. | To approve the carryforward of unappropriated accumulated earnings at September 25, 2020 | Management | For | For | |||||||||||
| 12. | To approve a dividend payment to shareholders equal to $2.00 per issued share to be paid in four equal quarterly installments of $0.50 starting with the third fiscal quarter of 2021 and ending in the second fiscal quarter of 2022 pursuant to the terms of the dividend resolution | Management | For | For | |||||||||||
| 13. | To approve a reduction of share capital for shares acquired under TE Connectivity's share repurchase program and related amendments to the articles of association of TE Connectivity Ltd. | Management | For | For | |||||||||||
| 14. | To approve the authorization of additional shares under the TE Connectivity Ltd. Employee Stock Purchase Plan | Management | For | For | |||||||||||
| 15. | To approve the Amended and Restated TE Connectivity Ltd. 2007 Stock Incentive Plan for purposes of Section 162(m) of the Internal Revenue Code | Management | For | For | |||||||||||
| 16. | To approve any adjournments or postponements of the meeting | Management | For | For | |||||||||||
| JOHNSON CONTROLS INTERNATIONAL PLC | |||||||||||||||
| Security | G51502105 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | JCI | Meeting Date | 10-Mar-2021 | ||||||||||||
| ISIN | IE00BY7QL619 | Agenda | 935328244 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Jean Blackwell | Management | For | For | |||||||||||
| 1B. | Election of Director: Pierre Cohade | Management | For | For | |||||||||||
| 1C. | Election of Director: Michael E. Daniels | Management | For | For | |||||||||||
| 1D. | Election of Director: Juan Pablo del Valle Perochena | Management | For | For | |||||||||||
| 1E. | Election of Director: W. Roy Dunbar | Management | For | For | |||||||||||
| 1F. | Election of Director: Gretchen R. Haggerty | Management | For | For | |||||||||||
| 1G. | Election of Director: Simone Menne | Management | For | For | |||||||||||
| 1H. | Election of Director: George R. Oliver | Management | For | For | |||||||||||
| 1I. | Election of Director: Jürgen Tinggren | Management | For | For | |||||||||||
| 1J. | Election of Director: Mark Vergnano | Management | For | For | |||||||||||
| 1K. | Election of Director: R. David Yost | Management | For | For | |||||||||||
| 1L. | Election of Director: John D. Young | Management | For | For | |||||||||||
| 2.A | To ratify the appointment of PricewaterhouseCoopers LLP as the independent auditors of the Company. | Management | For | For | |||||||||||
| 2.B | To authorize the Audit Committee of the Board of Directors to set the auditors' remuneration. | Management | For | For | |||||||||||
| 3. | To authorize the Company and/or any subsidiary of the Company to make market purchases of Company shares. | Management | For | For | |||||||||||
| 4. | To determine the price range at which the Company can re-allot shares that it holds as treasury shares (Special Resolution). | Management | For | For | |||||||||||
| 5. | To approve, in a non-binding advisory vote, the compensation of the named executive officers. | Management | For | For | |||||||||||
| 6. | To approve the Johnson Controls International plc 2021 Equity and Incentive Plan. | Management | For | For | |||||||||||
| 7. | To approve the Directors' authority to allot shares up to approximately 33% of issued share capital. | Management | For | For | |||||||||||
| 8. | To approve the waiver of statutory pre-emption rights with respect to up to 5% of issued share capital (Special Resolution). | Management | Against | Against | |||||||||||
| BASSETT FURNITURE INDUSTRIES, INC. | |||||||||||||||
| Security | 070203104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | BSET | Meeting Date | 10-Mar-2021 | ||||||||||||
| ISIN | US0702031040 | Agenda | 935334158 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Emma S. Battle | For | For | ||||||||||||
| 2 | John R. Belk | For | For | ||||||||||||
| 3 | Kristina Cashman | For | For | ||||||||||||
| 4 | Virginia W. Hamlet | For | For | ||||||||||||
| 5 | J. Walter McDowell | For | For | ||||||||||||
| 6 | Robert H. Spilman, Jr. | For | For | ||||||||||||
| 7 | William C. Wampler, Jr. | For | For | ||||||||||||
| 8 | William C. Warden, Jr. | For | For | ||||||||||||
| 2. | PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP as the Company's independent registered public accounting firm for the fiscal year ending November 27, 2021. | Management | For | For | |||||||||||
| 3. | PROPOSAL to consider and act on an advisory vote regarding the approval of compensation paid to certain executive officers. | Management | For | For | |||||||||||
| 4. | PROPOSAL to approve the Company's 2021 Stock Incentive Plan. | Management | For | For | |||||||||||
| TE CONNECTIVITY LTD | |||||||||||||||
| Security | H84989104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | TEL | Meeting Date | 10-Mar-2021 | ||||||||||||
| ISIN | CH0102993182 | Agenda | 935338144 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Pierre R. Brondeau | Management | For | For | |||||||||||
| 1B. | Election of Director: Terrence R. Curtin | Management | For | For | |||||||||||
| 1C. | Election of Director: Carol A. ("John") Davidson | Management | For | For | |||||||||||
| 1D. | Election of Director: Lynn A. Dugle | Management | For | For | |||||||||||
| 1E. | Election of Director: William A. Jeffrey | Management | For | For | |||||||||||
| 1F. | Election of Director: David M. Kerko | Management | Abstain | Against | |||||||||||
| 1G. | Election of Director: Thomas J. Lynch | Management | For | For | |||||||||||
| 1H. | Election of Director: Heath A. Mitts | Management | For | For | |||||||||||
| 1I. | Election of Director: Yong Nam | Management | For | For | |||||||||||
| 1J. | Election of Director: Daniel J. Phelan | Management | For | For | |||||||||||
| 1K. | Election of Director: Abhijit Y. Talwalkar | Management | For | For | |||||||||||
| 1L. | Election of Director: Mark C. Trudeau | Management | For | For | |||||||||||
| 1M. | Election of Director: Dawn C. Willoughby | Management | For | For | |||||||||||
| 1N. | Election of Director: Laura H. Wright | Management | For | For | |||||||||||
| 2. | To elect Thomas J. Lynch as the Chairman of the Board of Directors | Management | For | For | |||||||||||
| 3A. | To elect the member of the Management Development and Compensation Committee: Daniel J. Phelan | Management | For | For | |||||||||||
| 3B. | To elect the member of the Management Development and Compensation Committee: Abhijit Y. Talwalkar | Management | For | For | |||||||||||
| 3C. | To elect the member of the Management Development and Compensation Committee: Mark C. Trudeau | Management | For | For | |||||||||||
| 3D. | To elect the member of the Management Development and Compensation Committee: Dawn C. Willoughby | Management | For | For | |||||||||||
| 4. | To elect Dr. René Schwarzenbach, of Proxy Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2022 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting | Management | For | For | |||||||||||
| 5.1 | To approve the 2020 Annual Report of TE Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 25, 2020, the consolidated financial statements for the fiscal year ended September 25, 2020 and the Swiss Compensation Report for the fiscal year ended September 25, 2020) | Management | For | For | |||||||||||
| 5.2 | To approve the statutory financial statements of TE Connectivity Ltd. for the fiscal year ended September 25, 2020 | Management | For | For | |||||||||||
| 5.3 | To approve the consolidated financial statements of TE Connectivity Ltd. for the fiscal year ended September 25, 2020 | Management | For | For | |||||||||||
| 6. | To release the members of the Board of Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 25, 2020 | Management | For | For | |||||||||||
| 7.1 | To elect Deloitte & Touche LLP as TE Connectivity's independent registered public accounting firm for fiscal year 2021 | Management | For | For | |||||||||||
| 7.2 | To elect Deloitte AG, Zurich, Switzerland, as TE Connectivity's Swiss registered auditor until the next annual general meeting of TE Connectivity | Management | For | For | |||||||||||
| 7.3 | To elect PricewaterhouseCoopers AG, Zurich, Switzerland, as TE Connectivity's special auditor until the next annual general meeting of TE Connectivity | Management | For | For | |||||||||||
| 8. | An advisory vote to approve named executive officer compensation | Management | For | For | |||||||||||
| 9. | A binding vote to approve fiscal year 2022 maximum aggregate compensation amount for executive management | Management | For | For | |||||||||||
| 10. | A binding vote to approve fiscal year 2022 maximum aggregate compensation amount for the Board of Directors | Management | For | For | |||||||||||
| 11. | To approve the carryforward of unappropriated accumulated earnings at September 25, 2020 | Management | For | For | |||||||||||
| 12. | To approve a dividend payment to shareholders equal to $2.00 per issued share to be paid in four equal quarterly installments of $0.50 starting with the third fiscal quarter of 2021 and ending in the second fiscal quarter of 2022 pursuant to the terms of the dividend resolution | Management | For | For | |||||||||||
| 13. | To approve a reduction of share capital for shares acquired under TE Connectivity's share repurchase program and related amendments to the articles of association of TE Connectivity Ltd. | Management | For | For | |||||||||||
| 14. | To approve the authorization of additional shares under the TE Connectivity Ltd. Employee Stock Purchase Plan | Management | For | For | |||||||||||
| 15. | To approve the Amended and Restated TE Connectivity Ltd. 2007 Stock Incentive Plan for purposes of Section 162(m) of the Internal Revenue Code | Management | For | For | |||||||||||
| 16. | To approve any adjournments or postponements of the meeting | Management | For | For | |||||||||||
| AMERISOURCEBERGEN CORPORATION | |||||||||||||||
| Security | 03073E105 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ABC | Meeting Date | 11-Mar-2021 | ||||||||||||
| ISIN | US03073E1055 | Agenda | 935328939 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Ornella Barra | Management | For | For | |||||||||||
| 1B. | Election of Director: Steven H. Collis | Management | For | For | |||||||||||
| 1C. | Election of Director: D. Mark Durcan | Management | For | For | |||||||||||
| 1D. | Election of Director: Richard W. Gochnauer | Management | For | For | |||||||||||
| 1E. | Election of Director: Lon R. Greenberg | Management | For | For | |||||||||||
| 1F. | Election of Director: Jane E. Henney, M.D. | Management | For | For | |||||||||||
| 1G. | Election of Director: Kathleen W. Hyle | Management | For | For | |||||||||||
| 1H. | Election of Director: Michael J. Long | Management | For | For | |||||||||||
| 1I. | Election of Director: Henry W. McGee | Management | For | For | |||||||||||
| 1J. | Election of Director: Dennis M. Nally | Management | For | For | |||||||||||
| 2. | Ratification of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | For | For | |||||||||||
| 3. | Advisory vote to approve the compensation of named executive officers. | Management | For | For | |||||||||||
| 4. | Stockholder proposal, if properly presented, to adopt a policy that the Chair of the Board be an Independent Director. | Shareholder | Against | For | |||||||||||
| APPLIED MATERIALS, INC. | |||||||||||||||
| Security | 038222105 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | AMAT | Meeting Date | 11-Mar-2021 | ||||||||||||
| ISIN | US0382221051 | Agenda | 935329373 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Rani Borkar | Management | For | For | |||||||||||
| 1B. | Election of Director: Judy Bruner | Management | For | For | |||||||||||
| 1C. | Election of Director: Xun (Eric) Chen | Management | For | For | |||||||||||
| 1D. | Election of Director: Aart J. de Geus | Management | For | For | |||||||||||
| 1E. | Election of Director: Gary E. Dickerson | Management | For | For | |||||||||||
| 1F. | Election of Director: Thomas J. Iannotti | Management | For | For | |||||||||||
| 1G. | Election of Director: Alexander A. Karsner | Management | For | For | |||||||||||
| 1H. | Election of Director: Adrianna C. Ma | Management | For | For | |||||||||||
| 1I. | Election of Director: Yvonne McGill | Management | For | For | |||||||||||
| 1J. | Election of Director: Scott A. McGregor | Management | For | For | |||||||||||
| 2. | Approval, on an advisory basis, of the compensation of Applied Materials' named executive officers for fiscal year 2020. | Management | For | For | |||||||||||
| 3. | Ratification of the appointment of KPMG LLP as Applied Materials' independent registered public accounting firm for fiscal year 2021. | Management | For | For | |||||||||||
| 4. | Approval of the amended and restated Employee Stock Incentive Plan. | Management | For | For | |||||||||||
| 5. | Approval of the Omnibus Employees' Stock Purchase Plan. | Management | For | For | |||||||||||
| 6. | Shareholder proposal to adopt a policy, and amend our governing documents as necessary, to require the Chairman of the Board to be independent whenever possible including the next Chairman of the Board transition. | Shareholder | Against | For | |||||||||||
| 7. | Shareholder proposal to improve the executive compensation program and policy to include CEO pay ratio and other factors. | Shareholder | Against | For | |||||||||||
| NATIONAL FUEL GAS COMPANY | |||||||||||||||
| Security | 636180101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | NFG | Meeting Date | 11-Mar-2021 | ||||||||||||
| ISIN | US6361801011 | Agenda | 935329626 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | David H. Anderson | For | For | ||||||||||||
| 2 | David P. Bauer | For | For | ||||||||||||
| 3 | Barbara M. Baumann | For | For | ||||||||||||
| 4 | Rebecca Ranich | Withheld | Against | ||||||||||||
| 2. | Advisory approval of named executive officer compensation | Management | For | For | |||||||||||
| 3. | Approval of an amendment of the Restated Certificate of Incorporation to declassify the Board of Directors | Management | For | For | |||||||||||
| 4. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2021 | Management | For | For | |||||||||||
| OAKTREE SPECIALTY LENDING CORPORATION | |||||||||||||||
| Security | 67401P108 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | OCSL | Meeting Date | 15-Mar-2021 | ||||||||||||
| ISIN | US67401P1084 | Agenda | 935330946 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Deborah Gero | Management | For | For | |||||||||||
| 1B. | Election of Director: Craig Jacobson | Management | For | For | |||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as the Independent Registered Public Accounting Firm for the Company for the fiscal year ending September 30, 2021. | Management | For | For | |||||||||||
| 3. | To approve the issuance of shares of common stock, par value $0.01 per share, of the Company to be issued pursuant to the Agreement and Plan of Merger, dated as of October 28, 2020, among Oaktree Strategic Income Corporation, a Delaware corporation ("OCSI"), the Company, Lion Merger Sub, Inc., a Delaware corporation and a direct wholly-owned subsidiary of the Company, and, for the limited purposes set forth therein, Oaktree Fund Advisors, LLC, a Delaware limited liability company and investment adviser to each of the Company and OCSI. | Management | For | For | |||||||||||
| STARBUCKS CORPORATION | |||||||||||||||
| Security | 855244109 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | SBUX | Meeting Date | 17-Mar-2021 | ||||||||||||
| ISIN | US8552441094 | Agenda | 935326935 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Richard E. Allison, Jr. | Management | For | For | |||||||||||
| 1B. | Election of Director: Rosalind G. Brewer (Withdrawn) | Management | For | For | |||||||||||
| 1C. | Election of Director: Andrew Campion | Management | For | For | |||||||||||
| 1D. | Election of Director: Mary N. Dillon | Management | For | For | |||||||||||
| 1E. | Election of Director: Isabel Ge Mahe | Management | For | For | |||||||||||
| 1F. | Election of Director: Mellody Hobson | Management | For | For | |||||||||||
| 1G. | Election of Director: Kevin R. Johnson | Management | For | For | |||||||||||
| 1H. | Election of Director: Jørgen Vig Knudstorp | Management | For | For | |||||||||||
| 1I. | Election of Director: Satya Nadella | Management | For | For | |||||||||||
| 1J. | Election of Director: Joshua Cooper Ramo | Management | For | For | |||||||||||
| 1K. | Election of Director: Clara Shih | Management | For | For | |||||||||||
| 1L. | Election of Director: Javier G. Teruel | Management | For | For | |||||||||||
| 2. | Advisory resolution to approve our executive officer compensation. | Management | For | For | |||||||||||
| 3. | Ratification of selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2021. | Management | For | For | |||||||||||
| 4. | Employee Board Representation. | Shareholder | Against | For | |||||||||||
| THE COOPER COMPANIES, INC. | |||||||||||||||
| Security | 216648402 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | COO | Meeting Date | 17-Mar-2021 | ||||||||||||
| ISIN | US2166484020 | Agenda | 935329715 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Colleen E. Jay | Management | For | For | |||||||||||
| 1B. | Election of Director: William A. Kozy | Management | For | For | |||||||||||
| 1C. | Election of Director: Jody S. Lindell | Management | For | For | |||||||||||
| 1D. | Election of Director: Teresa S. Madden | Management | For | For | |||||||||||
| 1E. | Election of Director: Gary S. Petersmeyer | Management | For | For | |||||||||||
| 1F. | Election of Director: Robert S. Weiss | Management | For | For | |||||||||||
| 1G. | Election of Director: Albert G. White III | Management | For | For | |||||||||||
| 2. | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm for The Cooper Companies, Inc. for the fiscal year ending October 31, 2021. | Management | For | For | |||||||||||
| 3. | An advisory vote on the compensation of our named executive officers as presented in the Proxy Statement. | Management | For | For | |||||||||||
| HEICO CORPORATION | |||||||||||||||
| Security | 422806109 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | HEI | Meeting Date | 19-Mar-2021 | ||||||||||||
| ISIN | US4228061093 | Agenda | 935332508 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Thomas M. Culligan | For | For | ||||||||||||
| 2 | Adolfo Henriques | For | For | ||||||||||||
| 3 | Mark H. Hildebrandt | For | For | ||||||||||||
| 4 | Eric A. Mendelson | For | For | ||||||||||||
| 5 | Laurans A. Mendelson | For | For | ||||||||||||
| 6 | Victor H. Mendelson | For | For | ||||||||||||
| 7 | Julie Neitzel | For | For | ||||||||||||
| 8 | Dr. Alan Schriesheim | For | For | ||||||||||||
| 9 | Frank J. Schwitter | For | For | ||||||||||||
| 2. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||
| 3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2021. | Management | For | For | |||||||||||
| WADDELL & REED FINANCIAL, INC. | |||||||||||||||
| Security | 930059100 | Meeting Type | Special | ||||||||||||
| Ticker Symbol | WDR | Meeting Date | 23-Mar-2021 | ||||||||||||
| ISIN | US9300591008 | Agenda | 935337988 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | A proposal to adopt the Agreement and Plan of Merger (as amended or supplemented from time to time, the "merger agreement"), by and among Waddell & Reed Financial, Inc. (the "Company"), Macquarie Management Holdings, Inc. ("Macquarie"), Merry Merger Sub, Inc., and (solely for limited purposes) Macquarie Financial Holdings Pty Ltd, pursuant to which, among other things, Merger Sub will be merged with and into the Company (the "merger"), with the Company surviving the merger as a wholly-owned subsidiary of Macquarie. | Management | For | For | |||||||||||
| 2. | A proposal to approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company's principal executive officer, principal financial officer and three most highly compensated executive officers other than the principal executive officer and principal financial officer that is based on or otherwise relates to the merger and the other transactions contemplated by the merger agreement. | Management | For | For | |||||||||||
| 3. | A proposal to adjourn the special meeting to a later date or time, if necessary or appropriate, to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. | Management | For | For | |||||||||||
| KOREA ELECTRIC POWER CORPORATION | |||||||||||||||
| Security | 500631106 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | KEP | Meeting Date | 25-Mar-2021 | ||||||||||||
| ISIN | US5006311063 | Agenda | 935347989 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 4.1 | Approval of financial statements for the fiscal year 2020. | Management | For | For | |||||||||||
| 4.2 | Approval of the ceiling amount of remuneration for directors in 2021. | Management | For | For | |||||||||||
| 4.3 | Election of Standing Director: Kim, Tae-Ok | Management | For | For | |||||||||||
| 4.4 | Amendments on Articles of Incorporation of KEPCO. | Management | For | For | |||||||||||
| SUNTORY BEVERAGE & FOOD LIMITED | |||||||||||||||
| Security | J78186103 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 26-Mar-2021 | |||||||||||||
| ISIN | JP3336560002 | Agenda | 713633558 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| Please reference meeting materials. | Non-Voting | ||||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | |||||||||||
| 2 | Amend Articles to: Allow the Board of Directors to Authorize Appropriation of Surplus and Purchase Own Shares | Management | For | For | |||||||||||
| 3.1 | Appoint a Director who is not Audit and Supervisory Committee Member Saito, Kazuhiro | Management | For | For | |||||||||||
| 3.2 | Appoint a Director who is not Audit and Supervisory Committee Member Kimura, Josuke | Management | For | For | |||||||||||
| 3.3 | Appoint a Director who is not Audit and Supervisory Committee Member Shekhar Mundlay | Management | For | For | |||||||||||
| 3.4 | Appoint a Director who is not Audit and Supervisory Committee Member Peter Harding | Management | For | For | |||||||||||
| 3.5 | Appoint a Director who is not Audit and Supervisory Committee Member Aritake, Kazutomo | Management | For | For | |||||||||||
| 3.6 | Appoint a Director who is not Audit and Supervisory Committee Member Inoue, Yukari | Management | For | For | |||||||||||
| 4.1 | Appoint a Director who is Audit and Supervisory Committee Member Yamazaki, Yuji | Management | Against | Against | |||||||||||
| 4.2 | Appoint a Director who is Audit and Supervisory Committee Member Uchida, Harumichi | Management | For | For | |||||||||||
| 4.3 | Appoint a Director who is Audit and Supervisory Committee Member Masuyama, Mika | Management | For | For | |||||||||||
| 5 | Appoint a Substitute Director who is Audit and Supervisory Committee Member Amitani, Mitsuhiro | Management | For | For | |||||||||||
| REPSOL S.A. | |||||||||||||||
| Security | 76026T205 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | REPYY | Meeting Date | 26-Mar-2021 | ||||||||||||
| ISIN | US76026T2050 | Agenda | 935349058 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | Review and approval, if appropriate, of the Annual Financial Statements and Management Report of Repsol, S.A. and the Consolidated Annual Financial Statements and Consolidated Management Report, for fiscal year ended 31 December 2020. | Management | For | ||||||||||||
| 2. | Review and approval, if appropriate, of the proposal for the allocation of results in 2020. | Management | For | ||||||||||||
| 3. | Review and approval, if appropriate, of the Statement of Non-Financial Information for fiscal year ended 31 December 2020. | Management | For | ||||||||||||
| 4. | Review and approval, if appropriate, of the management of the Board of Directors of Repsol, S.A. during 2020. | Management | For | ||||||||||||
| 5. | Appointment of the Accounts Auditor of Repsol, S.A. and its Consolidated Group for fiscal year 2021. | Management | For | ||||||||||||
| 6. | Conditional distribution of the fixed amount of thirty euros cents (EURO 0.30) gross per share charged to free reserves. Delegation of powers to the Board of Directors or, by substitution, to the Delegated Committee or the CEO, to establish the terms of distribution for that which may go ..(Due to space limits, see proxy material for full proposal). | Management | For | ||||||||||||
| 7. | Approval of a reduction of share capital for a maximum amount of 40,494,510 euros, through the redemption of a maximum of 40,494,510 of the Company's treasury shares. Delegation of powers to the Board of Directors or, as its replacement, to the Delegate Committee or the Chief Executive Officer, to set the ..(Due to space limits, see proxy material for full proposal). | Management | For | ||||||||||||
| 8. | Delegation to the Board of Directors on the power to issue fixed income, convertible and/or exchangeable securities for Shares, as well as warrants (options to subscribe new shares or acquire circulating Shares). Setting of criteria to determine the terms and types of the conversion and/or exchange and ..(Due to space limits, see proxy material for full proposal). | Management | For | ||||||||||||
| 9. | Re-election as Director of Mr. Manuel Manrique Cecilia. | Management | For | ||||||||||||
| 10. | Re-election as Director of Mr. Mariano Marzo Carpio. | Management | For | ||||||||||||
| 11. | Re-election as Director of Ms. Isabel Torremocha Ferrezuelo. | Management | For | ||||||||||||
| 12. | Re-election as Director of Mr. Luis Suárez de Lezo Mantilla. | Management | For | ||||||||||||
| 13. | Ratification of the appointment by co-optation and re- election as Director of Mr. Rene Dahan. | Management | For | ||||||||||||
| 14. | Appointment of Ms. Aurora Catá Sala as Director. | Management | For | ||||||||||||
| 15. | Amendment of Articles 19 (Calling of the General Shareholders' Meeting) and 23 (Right to attend and vote) of the Company's Bylaws in order to adjust the Company's corporate governance regulations to the recent reform of the Good Governance Code for listed companies. | Management | For | ||||||||||||
| 16. | Amendment of Articles 5 (Call) and 7 (Right to attend and exercise the right to vote) of the Regulations of the General Shareholders' Meeting in order to adapt the Company's corporate governance regulations to the recent reform of the Good Governance Code for listed companies. | Management | For | ||||||||||||
| 17. | Advisory vote on the Repsol, S.A. Annual Report on Directors' Remuneration for 2020. | Management | For | ||||||||||||
| 18. | Examination and approval, if applicable, of the Remuneration Policy for the Directors of Repsol, S.A. (2021-2023). | Management | For | ||||||||||||
| 19. | Delegation of powers to interpret, supplement, develop, execute, rectify and formalize the resolutions adopted by the General Shareholders' Meeting. | Management | For | ||||||||||||
| VIVENDI SE | |||||||||||||||
| Security | F97982106 | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 29-Mar-2021 | |||||||||||||
| ISIN | FR0000127771 | Agenda | 713615980 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | |||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | |||||||||||||
| CMMT | 24 FEB 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE | Non-Voting | |||||||||||||
| SEPARATE INSTRUCTIONS FROM YOU AND-PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | |||||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | |||||||||||||
| CMMT | 10 MAR 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202103102100488-30 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN URL LINK. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||||||
| 1 | AMENDMENT TO ARTICLE 20 OF THE BY-LAWS - ALLOCATION AND DISTRIBUTION OF INCOME | Management | For | For | |||||||||||
| 2 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | |||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | |||||||||||||
| EDISON SPA | |||||||||||||||
| Security | T3552V114 | Meeting Type | MIX | ||||||||||||
| Ticker Symbol | Meeting Date | 31-Mar-2021 | |||||||||||||
| ISIN | IT0003152417 | Agenda | 713648131 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 525597 DUE TO RECEIPT OF- ADDITIONAL SEDOL. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | |||||||||||||
| O.1 | BALANCE SHEET AS OF 31 DECEMBER 2020 | Management | No Action | ||||||||||||
| O.2 | REPORT ON THE REWARDING AND PAID EMOLUMENT REPORT. RESOLUTIONS ON THE FIRST SECTION OF THE REWARDING REPORT FOR THE FINANCIAL YEARS 2020-2021. APPROVAL | Management | No Action | ||||||||||||
| O.3 | REPORT ON THE REWARDING AND PAID EMOLUMENT REPORT. SECOND SECTION OF THE REWARDING REPORT ON PAID EMOLUMENT FOR THE YEAR 2020. CONSULTATIVE VOTE | Management | No Action | ||||||||||||
| E.1 | TO FULLY COVER THE EXISTING LOSSES ON 31 DECEMBER 2021 EQUAL TO EUR 917,752,585.05, BY USING AVAILABLE RESERVES AND PARTLY USING THE CAPITAL REPRESENTED BY ORDINARY SHARES | Management | No Action | ||||||||||||
| E.2 | TO REDUCE STOCK CAPITAL REPRESENTED BY ORDINARY SHARES FOR EUR 640,883,421.00, BY ANNULLING ORDINARY SHARES WITH A RATIO OF 0.12167:1 FOR EACH SHARE HELD, FOR FULLY COVERAGE OF LOSSES, WITHOUT RECONSTITUTION OF FISCAL RESTRAINT BURDENS ON PORTION OF REDUCED CAPITAL. RELATED AMENDMENT TO ART. 6 (STOCK CAPITAL) OF THE BY-LAWS | Management | No Action | ||||||||||||
| CMMT | 03 MAR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||||||||||||
| CMMT | 03 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO DUE TO ADDITION OF-COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 526313, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU. | Non-Voting | |||||||||||||
| MCCORMICK & COMPANY, INCORPORATED | |||||||||||||||
| Security | 579780107 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | MKCV | Meeting Date | 31-Mar-2021 | ||||||||||||
| ISIN | US5797801074 | Agenda | 935336760 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: A. L. Bramman | Management | For | For | |||||||||||
| 1B. | Election of Director: M. A. Conway | Management | For | For | |||||||||||
| 1C. | Election of Director: F. A. Hrabowski, III | Management | For | For | |||||||||||
| 1D. | Election of Director: L. E. Kurzius | Management | For | For | |||||||||||
| 1E. | Election of Director: P. Little | Management | For | For | |||||||||||
| 1F. | Election of Director: M. D. Mangan | Management | For | For | |||||||||||
| 1G. | Election of Director: M. G. Montiel | Management | For | For | |||||||||||
| 1H. | Election of Director: M. M. V. Preston | Management | For | For | |||||||||||
| 1I. | Election of Director: G. M. Rodkin | Management | For | For | |||||||||||
| 1J. | Election of Director: J. Tapiero | Management | For | For | |||||||||||
| 1K. | Election of Director: W. A. Vernon | Management | For | For | |||||||||||
| 2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||||||
| 3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||
| 4. | AMENDMENT TO THE COMPANY'S CHARTER TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF EACH CLASS OF COMMON STOCK AND ESTABLISH A PAR VALUE FOR EACH CLASS OF COMMON STOCK. | Management | For | For | |||||||||||
| DEUTSCHE TELEKOM AG | |||||||||||||||
| Security | 251566105 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | DTEGY | Meeting Date | 01-Apr-2021 | ||||||||||||
| ISIN | US2515661054 | Agenda | 935350417 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 2. | Resolution on the appropriation of net income. | Management | For | ||||||||||||
| 3. | Resolution on the approval of the actions of the members of the Board of Management for the 2020 financial year. | Management | For | ||||||||||||
| 4. | Resolution on the approval of the actions of the members of the Supervisory Board for the 2020 financial year. | Management | For | ||||||||||||
| 5a. | PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, shall be appointed independent auditor and Group auditor for the 2021 financial year. | Management | For | ||||||||||||
| 5b. | PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, shall, in addition, be appointed independent auditor to review the condensed financial statements and the interim management report (Section 115 (5) German Securities Trading Act (Wertpapierhandelsgesetz - WpHG) in the 2021 financial year. | Management | For | ||||||||||||
| 5c. | The appointment of Ernst & Young GmbH Wirtschaftsprüfungsgesellschaft, Stuttgart, resolved by the shareholders meeting on June 19, 2020 under agenda item 8, as independent auditor for any review of additional interim financial reports (Section 115 (7) German Securities Trading Act) in the first quarter of the 2021 financial year is repealed; instead, PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, is appointed ...(due to space limits, see proxy statement for full proposal). | Management | For | ||||||||||||
| 5d. | PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, is also appointed as independent auditor for any review of additional interim financial reports (Section 115 (7) German Securities Trading Act) in the third quarter of the 2021 financial year and the first quarter of the 2022 financial year. | Management | For | ||||||||||||
| 6. | Election of a Supervisory Board member. | Management | For | ||||||||||||
| 7. | Resolution on the authorization to acquire and use own shares with possible exclusion of subscription rights and any right to tender shares as well as of the option to redeem own shares, reducing the capital stock. | Management | For | ||||||||||||
| 8. | Resolution on the authorization to use equity derivatives to acquire own shares with possible exclusion of any right to tender shares. | Management | For | ||||||||||||
| 9. | Resolution on the approval of the compensation system for the Board of Management members. | Management | For | ||||||||||||
| 10. | Resolution on the compensation of Supervisory Board members. | Management | For | ||||||||||||
| 11. | Additional item on the agenda at the request of a shareholder: Resolution on the amendment of Section 16 (3) of the Articles of Incorporation of Deutsche Telekom AG. | Shareholder | For | ||||||||||||
| DEUTSCHE TELEKOM AG | |||||||||||||||
| Security | 251566105 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | DTEGY | Meeting Date | 01-Apr-2021 | ||||||||||||
| ISIN | US2515661054 | Agenda | 935353449 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 2. | Resolution on the appropriation of net income. | Management | No Action | ||||||||||||
| 3. | Resolution on the approval of the actions of the members of the Board of Management for the 2020 financial year. | Management | No Action | ||||||||||||
| 4. | Resolution on the approval of the actions of the members of the Supervisory Board for the 2020 financial year. | Management | No Action | ||||||||||||
| 5a. | PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, shall be appointed independent auditor and Group auditor for the 2021 financial year. | Management | No Action | ||||||||||||
| 5b. | PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, shall, in addition, be appointed independent auditor to review the condensed financial statements and the interim management report (Section 115 (5) German Securities Trading Act (Wertpapierhandelsgesetz - WpHG) in the 2021 financial year. | Management | No Action | ||||||||||||
| 5c. | The appointment of Ernst & Young GmbH Wirtschaftsprüfungsgesellschaft, Stuttgart, resolved by the shareholders meeting on June 19, 2020 under agenda item 8, as independent auditor for any review of additional interim financial reports (Section 115 (7) German Securities Trading Act) in the first quarter of the 2021 financial year is repealed; instead, PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, is appointed ...(due to space limits, see proxy statement for full proposal). | Management | No Action | ||||||||||||
| 5d. | PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, is also appointed as independent auditor for any review of additional interim financial reports (Section 115 (7) German Securities Trading Act) in the third quarter of the 2021 financial year and the first quarter of the 2022 financial year. | Management | No Action | ||||||||||||
| 6. | Election of a Supervisory Board member. | Management | No Action | ||||||||||||
| 7. | Resolution on the authorization to acquire and use own shares with possible exclusion of subscription rights and any right to tender shares as well as of the option to redeem own shares, reducing the capital stock. | Management | No Action | ||||||||||||
| 8. | Resolution on the authorization to use equity derivatives to acquire own shares with possible exclusion of any right to tender shares. | Management | No Action | ||||||||||||
| 9. | Resolution on the approval of the compensation system for the Board of Management members. | Management | No Action | ||||||||||||
| 10. | Resolution on the compensation of Supervisory Board members. | Management | No Action | ||||||||||||
| 11. | Additional item on the agenda at the request of a shareholder: Resolution on the amendment of Section 16 (3) of the Articles of Incorporation of Deutsche Telekom AG. | Shareholder | No Action | ||||||||||||
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | |||||||||||||||
| Security | 806857108 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | SLB | Meeting Date | 07-Apr-2021 | ||||||||||||
| ISIN | AN8068571086 | Agenda | 935338170 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1.1 | Election of Director: Patrick de La Chevardière | Management | For | For | |||||||||||
| 1.2 | Election of Director: Miguel M. Galuccio | Management | For | For | |||||||||||
| 1.3 | Election of Director: Olivier Le Peuch | Management | For | For | |||||||||||
| 1.4 | Election of Director: Tatiana A. Mitrova | Management | For | For | |||||||||||
| 1.5 | Election of Director: Maria M. Hanssen | Management | For | For | |||||||||||
| 1.6 | Election of Director: Mark G. Papa | Management | For | For | |||||||||||
| 1.7 | Election of Director: Henri Seydoux | Management | For | For | |||||||||||
| 1.8 | Election of Director: Jeff W. Sheets | Management | For | For | |||||||||||
| 2. | Approval of the advisory resolution to approve our executive compensation. | Management | For | For | |||||||||||
| 3. | Approval of our consolidated balance sheet as of December 31, 2020; our consolidated statement of income for the year ended December 31, 2020; and our Board of Directors' declarations of dividends in 2020, as reflected in our 2020 Annual Report to Stockholders. | Management | For | For | |||||||||||
| 4. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditors for 2021. | Management | For | For | |||||||||||
| 5. | Approval of an amendment and restatement of the 2017 Schlumberger Omnibus Stock Incentive Plan. | Management | For | For | |||||||||||
| 6. | Approval of an amendment and restatement of the Schlumberger Discounted Stock Purchase Plan. | Management | For | For | |||||||||||
| 7. | Approval of an amendment and restatement of the 2004 Stock and Deferral Plan for Non-Employee Directors. | Management | For | For | |||||||||||
| ADVANCED MICRO DEVICES, INC. | |||||||||||||||
| Security | 007903107 | Meeting Type | Special | ||||||||||||
| Ticker Symbol | AMD | Meeting Date | 07-Apr-2021 | ||||||||||||
| ISIN | US0079031078 | Agenda | 935345810 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | Approve the issuance of shares of common stock, par value $0.01 per share, of AMD to the stockholders of Xilinx, Inc. ("Xilinx") in connection with the merger contemplated by the Agreement and Plan of Merger, dated October 26, 2020, as it may be amended from time to time, by and among AMD, Thrones Merger Sub, Inc., a wholly owned subsidiary of AMD, and Xilinx (the "AMD share issuance proposal"). | Management | For | For | |||||||||||
| 2. | Approve the adjournment of the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the AMD share issuance proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to the stockholders of AMD. | Management | For | For | |||||||||||
| DAVIDE CAMPARI-MILANO N.V. | |||||||||||||||
| Security | N24565108 | Meeting Type | Ordinary General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 08-Apr-2021 | |||||||||||||
| ISIN | NL0015435975 | Agenda | 713632013 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | |||||||||||||
| O.1 | OPENING | Non-Voting | |||||||||||||
| O.2.a | 2020 ANNUAL REPORT | Non-Voting | |||||||||||||
| O.2.b | REMUNERATION REPORT | Management | No Action | ||||||||||||
| O.2.c | SUBSTANTIAL CHANGE IN THE CORPORATE GOVERNANCE | Non-Voting | |||||||||||||
| O.2.d | TO APPROVE THE ADOPTION OF 2020 ANNUAL ACCOUNTS | Management | No Action | ||||||||||||
| O.3.a | POLICY ON ADDITIONS TO RESERVES AND DIVIDENDS | Non-Voting | |||||||||||||
| O.3.b | TO DETERMINE AND TO DISTRIBUTE DIVIDEND | Management | No Action | ||||||||||||
| O.4.a | RELEASE FROM LIABILITY OF THE EXECUTIVE DIRECTORS | Management | No Action | ||||||||||||
| O.4.b | RELEASE FROM LIABILITY OF NON-EXECUTIVE DIRECTORS | Management | No Action | ||||||||||||
| O.5 | TO APPROVE A STOCK OPTION PLAN FOR EMPLOYEES | Management | No Action | ||||||||||||
| O.6 | TO APPROVE AN EXTRA MILE BONUS PLAN | Management | No Action | ||||||||||||
| O.7 | TO APPROVE A STOCK OPTION PLAN PURSUANT TO ART.114-BIS OF ITALIAN LEGISLATIVE DECREE NO. 58/98 | Management | No Action | ||||||||||||
| O.8 | TO AUTHORIZE THE BOARD OF DIRECTORS TO REPURCHASE OWN SHARES OF THE COMPANY | Management | No Action | ||||||||||||
| O.9 | TO CONFIRM THE APPOINTMENT OF ERNST & YOUNG ACCOUNTANTS LLP AS INDEPENDENT EXTERNAL AUDITOR ENTRUSTED WITH THE AUDIT OF THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR 2021 | Management | No Action | ||||||||||||
| CMMT | 01 MAR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||||||||||||
| CMMT | 03 MAR 2021: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM AGM TO OGM. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||||||
| JARDINE STRATEGIC HOLDINGS LTD (BERMUDAS) | |||||||||||||||
| Security | G50764102 | Meeting Type | Special General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 12-Apr-2021 | |||||||||||||
| ISIN | BMG507641022 | Agenda | 713724044 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 534087 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT THIS MEETING MENTIONS DISSENTER'S RIGHTS, PLEASE REFER TO-THE MANAGEMENT INFORMATION CIRCULAR FOR DETAILS | Non-Voting | |||||||||||||
| 1 | APPROVE THE AMALGAMATION AGREEMENT | Management | No Action | ||||||||||||
| PETROLEO BRASILEIRO S.A. - PETROBRAS | |||||||||||||||
| Security | 71654V408 | Meeting Type | Special | ||||||||||||
| Ticker Symbol | PBR | Meeting Date | 12-Apr-2021 | ||||||||||||
| ISIN | US71654V4086 | Agenda | 935379671 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1 | Removal of Mr. Roberto da Cunha Castello Branco from the position of member of the Board of Directors of Petrobras, which, once effective, pursuant to the provisions of paragraph 3 of art. 141 of the Brazilian Corporation Law, will result in the removal of the other seven (7) members of the Board of Directors of Petrobras elected by the multiple vote process in the Annual General Meeting of July 22, 2020. | Management | Abstain | Against | |||||||||||
| 2a | Do you wish to request the adoption of the multiple vote process for the election of the board of directors, pursuant to art. 141 of Law 6,404 of 1976?. | Management | Abstain | Against | |||||||||||
| 2b | Election of the board of directors by single group of candidates - Candidates nominated by the controlling shareholder: Eduardo Bacellar Leal Ferreira, Joaquim Silva e Luna, Ruy Flaks Schneider, Márcio Andrade Weber, Murilo Marroquim de Souza, Sonia Julia Sulzbeck Villalobos, Cynthia Santana Silveira, Ana Silvia Corso Matte. | Management | Abstain | Against | |||||||||||
| 2c | If one of the candidates that compose the chosen group fails to integrate it, can the votes corresponding to their shares continue to be conferred on the chosen group? [If the shareholder chooses "Against" or "Abstain" and the slate has been changed, his vote will be counted as an abstention in the respective meeting resolution]. | Management | Abstain | Against | |||||||||||
| 2da | Election of Director: Eduardo Bacellar Leal Ferreira | Management | Abstain | ||||||||||||
| 2db | Election of Director: Joaquim Silva e Luna | Management | Abstain | ||||||||||||
| 2dc | Election of Director: Ruy Flaks Schneider | Management | Abstain | ||||||||||||
| 2dd | Election of Director: Márcio Andrade Weber | Management | Abstain | ||||||||||||
| 2de | Election of Director: Murilo Marroquim de Souza | Management | Abstain | ||||||||||||
| 2df | Election of Director: Sonia Julia Sulzbeck Villalobos | Management | Abstain | ||||||||||||
| 2dg | Election of Director: Cynthia Santana Silveira | Management | Abstain | ||||||||||||
| 2dh | Election of Director: Ana Silvia Corso Matte | Management | Abstain | ||||||||||||
| 2di | Election of Director: Leonardo Pietro Antonelli (indicated by minority shareholders) | Management | Abstain | ||||||||||||
| 2dj | Election of Director: Marcelo Gasparino da Silva (indicated by minority shareholders) | Management | Abstain | ||||||||||||
| 2dk | Election of Director: Pedro Rodrigues Galvão de Medeiros (indicated by minority shareholders) | Management | Abstain | ||||||||||||
| 2e | Election of the Chairman of the Board of Directors: Eduardo Bacellar Leal Ferreira | Management | Abstain | Against | |||||||||||
| SWEDISH MATCH AB | |||||||||||||||
| Security | W92277115 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 13-Apr-2021 | |||||||||||||
| ISIN | SE0000310336 | Agenda | 713666242 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 526921 DUE TO CHANGE IN-VOTING STATUS FOR RESOLUTION 6. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.-THANK YOU | Non-Voting | |||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | |||||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | |||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | |||||||||||||
| 1 | ELECTION OF THE CHAIRMAN OF THE MEETING | Non-Voting | |||||||||||||
| 2 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | |||||||||||||
| 3 | ELECTION OF TWO PERSONS TO VERIFY THE MINUTES: PETER LUNDKVIST AND FILIPPA- GERSTADT | Non-Voting | |||||||||||||
| 4 | DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting | |||||||||||||
| 5 | APPROVAL OF THE AGENDA | Non-Voting | |||||||||||||
| 6 | RESOLUTION ON THE REMUNERATION REPORT | Management | No Action | ||||||||||||
| 7 | RESOLUTION ON ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET AND OF THE CONSOLIDATED INCOME STATEMENT AND CONSOLIDATED BALANCE SHEET | Management | No Action | ||||||||||||
| 8 | RESOLUTION REGARDING ALLOCATION OF THE COMPANY'S PROFIT IN ACCORDANCE WITH THE ADOPTED BALANCE SHEET AND RESOLUTION ON A RECORD DAY FOR DIVIDEND | Management | No Action | ||||||||||||
| 9.A | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: CHARLES A. BLIXT | Management | No Action | ||||||||||||
| 9.B | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: ANDREW CRIPPS | Management | No Action | ||||||||||||
| 9.C | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: JACQUELINE HOOGERBRUGGE | Management | No Action | ||||||||||||
| 9.D | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: CONNY CARLSSON | Management | No Action | ||||||||||||
| 9.E | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: ALEXANDER LACIK | Management | No Action | ||||||||||||
| 9.F | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: PAULINE LINDWALL | Management | No Action | ||||||||||||
| 9.G | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: WENCHE ROLFSEN | Management | No Action | ||||||||||||
| 9.H | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: JOAKIM WESTH | Management | No Action | ||||||||||||
| 9.I | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: PATRIK ENGELBREKTSSON | Management | No Action | ||||||||||||
| 9.J | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: PAR-OLA OLAUSSON | Management | No Action | ||||||||||||
| 9.K | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: DRAGAN POPOVIC | Management | No Action | ||||||||||||
| 9.L | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE PRESIDENT FOR 2020: LARS DAHLGREN (AS THE PRESIDENT) | Management | No Action | ||||||||||||
| 10 | RESOLUTION REGARDING THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS TO BE ELECTED BY THE MEETING: EIGHT | Management | No Action | ||||||||||||
| CMMT | PLEASE NOTE THAT RESOLUTIONS 11 TO 14 ARE PROPOSED BY NOMINATING COMMITTEE-AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING- INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | |||||||||||||
| 11 | RESOLUTION REGARDING REMUNERATION TO THE MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | ||||||||||||
| 12.A | RE- ELECTION OF BOARD MEMBER: CHARLES A. BLIXT | Management | No Action | ||||||||||||
| 12.B | RE- ELECTION OF BOARD MEMBER: ANDREW CRIPPS | Management | No Action | ||||||||||||
| 12.C | RE- ELECTION OF BOARD MEMBER: JACQUELINE HOOGERBRUGGE | Management | No Action | ||||||||||||
| 12.D | RE- ELECTION OF BOARD MEMBER: CONNY CARLSSON | Management | No Action | ||||||||||||
| 12.E | RE- ELECTION OF BOARD MEMBER: ALEXANDER LACIK | Management | No Action | ||||||||||||
| 12.F | RE- ELECTION OF BOARD MEMBER: PAULINE LINDWALL | Management | No Action | ||||||||||||
| 12.G | RE- ELECTION OF BOARD MEMBER: WENCHE ROLFSEN | Management | No Action | ||||||||||||
| 12.H | RE- ELECTION OF BOARD MEMBER: JOAKIM WESTH | Management | No Action | ||||||||||||
| 12.I | RE-ELECTION OF THE CHAIRMAN OF THE BOARD: CONNY KARLSSON | Management | No Action | ||||||||||||
| 12.J | RE-ELECTION OF THE DEPUTY CHAIRMAN OF THE BOARD: ANDREW CRIPPS | Management | No Action | ||||||||||||
| 13 | RESOLUTION REGARDING THE NUMBER OF AUDITORS | Management | No Action | ||||||||||||
| 14 | RESOLUTION REGARDING REMUNERATION TO THE AUDITOR | Management | No Action | ||||||||||||
| 15 | ELECTION OF AUDITOR: THE NOMINATING COMMITTEE PROPOSES THAT THE NUMBER OF AUDITORS SHALL BE ONE WITH NO DEPUTY AUDITOR AND THAT THE AUDITOR COMPANY DELOITTE AB SHALL BE ELECTED AS AUDITOR FOR THE PERIOD AS OF THE END OF THE ANNUAL GENERAL MEETING 2021 UNTIL THE END OF THE ANNUAL GENERAL MEETING 2022 | Management | No Action | ||||||||||||
| 16.A | RESOLUTION REGARDING: THE REDUCTION OF THE SHARE CAPITAL BY MEANS OF WITHDRAWAL OF REPURCHASED SHARES | Management | No Action | ||||||||||||
| 16.B | RESOLUTION REGARDING: BONUS ISSUE | Management | No Action | ||||||||||||
| 17 | RESOLUTION REGARDING AUTHORIZATION OF THE BOARD OF DIRECTORS TO RESOLVE ON ACQUISITIONS OF SHARES IN THE COMPANY | Management | No Action | ||||||||||||
| 18 | RESOLUTION REGARDING AUTHORIZATION OF THE BOARD OF DIRECTORS TO RESOLVE ON TRANSFER OF SHARES IN THE COMPANY | Management | No Action | ||||||||||||
| 19 | RESOLUTION REGARDING AUTHORIZATION OF THE BOARD OF DIRECTORS TO ISSUE NEW SHARES | Management | No Action | ||||||||||||
| 20.A | RESOLUTION ON: AMENDMENT OF THE ARTICLES OF ASSOCIATION | Management | No Action | ||||||||||||
| 20.B | RESOLUTION ON: A SPLIT OF THE COMPANY'S SHARES (SHARE SPLIT) | Management | No Action | ||||||||||||
| 21 | RESOLUTION ON AMENDMENT OF THE ARTICLES OF ASSOCIATION | Management | No Action | ||||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | |||||||||||||
| THE BANK OF NEW YORK MELLON CORPORATION | |||||||||||||||
| Security | 064058100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | BK | Meeting Date | 13-Apr-2021 | ||||||||||||
| ISIN | US0640581007 | Agenda | 935338132 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Linda Z. Cook | Management | For | For | |||||||||||
| 1B. | Election of Director: Joseph J. Echevarria | Management | For | For | |||||||||||
| 1C. | Election of Director: Thomas P. "Todd" Gibbons | Management | For | For | |||||||||||
| 1D. | Election of Director: M. Amy Gilliland | Management | For | For | |||||||||||
| 1E. | Election of Director: Jeffrey A. Goldstein | Management | For | For | |||||||||||
| 1F. | Election of Director: K. Guru Gowrappan | Management | For | For | |||||||||||
| 1G. | Election of Director: Ralph Izzo | Management | For | For | |||||||||||
| 1H. | Election of Director: Edmund F. "Ted" Kelly | Management | For | For | |||||||||||
| 1I. | Election of Director: Elizabeth E. Robinson | Management | For | For | |||||||||||
| 1J. | Election of Director: Samuel C. Scott III | Management | For | For | |||||||||||
| 1K. | Election of Director: Frederick O. Terrell | Management | For | For | |||||||||||
| 1L. | Election of Director: Alfred W. "Al" Zollar | Management | For | For | |||||||||||
| 2. | Advisory resolution to approve the 2020 compensation of our named executive officers. | Management | For | For | |||||||||||
| 3. | Ratification of KPMG LLP as our independent auditor for 2021. | Management | For | For | |||||||||||
| 4. | Stockholder proposal regarding stockholder requests for a record date to initiate written consent. | Shareholder | Against | For | |||||||||||
| SULZER AG | |||||||||||||||
| Security | H83580284 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 14-Apr-2021 | |||||||||||||
| ISIN | CH0038388911 | Agenda | 713717102 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | |||||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 534649 DUE TO SPLITTING-OF RES 5.1 AND 6.1. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | |||||||||||||
| 1.1 | BUSINESS REVIEW, FINANCIAL STATEMENTS OF SULZER LTD AND CONSOLIDATED FINANCIAL STATEMENTS 2020, REPORTS OF THE AUDITORS | Management | No Action | ||||||||||||
| 1.2 | ADVISORY VOTE ON THE COMPENSATION REPORT 2020 | Management | No Action | ||||||||||||
| 2 | APPROPRIATION OF NET PROFITS: CHF 4.00 PER SHARE | Management | No Action | ||||||||||||
| 3 | DISCHARGE COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE | Management | No Action | ||||||||||||
| 4.1 | APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE BOARD OF DIRECTORS | Management | No Action | ||||||||||||
| 4.2 | APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE EXECUTIVE COMMITTEE | Management | No Action | ||||||||||||
| 5.1 | RE-ELECTION OF MR. PETER LOESCHER AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | ||||||||||||
| 5.2.1 | RE-ELECTIONS OF THE MEMBER OF THE BOARD OF DIRECTORS: MRS. HANNE BIRGITTE BREINBJERG SORENSEN | Management | No Action | ||||||||||||
| 5.2.2 | RE-ELECTIONS OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. MATTHIAS BICHSEL | Management | No Action | ||||||||||||
| 5.2.3 | RE-ELECTIONS OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. MIKHAIL LIFSHITZ | Management | No Action | ||||||||||||
| 5.2.4 | RE-ELECTIONS OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. ALEXEY MOSKOV | Management | No Action | ||||||||||||
| 5.2.5 | RE-ELECTIONS OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. GERHARD ROISS | Management | No Action | ||||||||||||
| 5.3.1 | ELECTION OF NEW MEMBER: MRS. SUZANNE THOMA | Management | No Action | ||||||||||||
| 5.3.2 | ELECTION OF NEW MEMBER: MR. DAVID METZGER | Management | No Action | ||||||||||||
| 6.1.1 | RE-ELECTION OF THREE MEMBER OF THE REMUNERATION COMMITTEE: MRS. HANNE BIRGITTE BREINBJERG SORENSEN | Management | No Action | ||||||||||||
| 6.1.2 | RE-ELECTION OF THREE MEMBER OF THE REMUNERATION COMMITTEE: MR. GERHARD ROISS | Management | No Action | ||||||||||||
| 6.2 | ELECTION OF A NEW MEMBER TO THE REMUNERATION COMMITTEE: SUZANNE THOMA | Management | No Action | ||||||||||||
| 7 | RE-ELECTION OF THE AUDITORS: KPMG LTD., ZURICH | Management | No Action | ||||||||||||
| 8 | RE-ELECTION OF THE INDEPENDENT PROXY: PROXY VOTING SERVICES GMBH, ZURICH | Management | No Action | ||||||||||||
| 9 | INTRODUCTION OF CONDITIONAL SHARE CAPITAL | Management | No Action | ||||||||||||
| CMMT | 23 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-IN RESOLUTION 2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||||||
| PHAROL SGPS, SA | |||||||||||||||
| Security | X6454E135 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 14-Apr-2021 | |||||||||||||
| ISIN | PTPTC0AM0009 | Agenda | 713754782 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| CMMT | PLEASE NOTE THAT VOTING IN PORTUGUESE MEETINGS REQUIRES THE DISCLOSURE OF- BENEFICIAL OWNER INFORMATION, THROUGH DECLARATIONS OF PARTICIPATION AND-VOTING. BROADRIDGE WILL DISCLOSE THE BENEFICIAL OWNER INFORMATION FOR YOUR-VOTED ACCOUNTS. ADDITIONALLY, PORTUGUESE LAW DOES NOT PERMIT BENEFICIAL-OWNERS TO VOTE INCONSISTENTLY ACROSS THEIR HOLDINGS. OPPOSING VOTES MAY BE-REJECTED BY THE COMPANY HOLDING THIS MEETING. PLEASE CONTACT YOUR CLIENT-SERVICE REPRESENTATIVE FOR FURTHER DETAILS | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 538008 DUE TO RECEIVED-CHANGE IN BOARD RECOMMENDATION FOR RESOLUTION 1.1.B. ALL VOTES RECEIVED ON-THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE-GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB.-IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS-MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL-BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE- ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK-YOU | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 30 APR 2021. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Non-Voting | |||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||||||||||||
| 1.1.A | TO REVOKE THE LIMITATION OF THE VOTING RIGHTS - AMEND OF THE ARTICLES 12/1/A) B) AND D) AND WORDING OF ARTICLE 13 ELIMINATING THE CONTENT OF THE NUMBERS 10/11/12/14 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | No Action | ||||||||||||
| 1.1.B | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSED BY TELEMAR NORTE LESTE, S.A.: TO MAINTAIN THE LIMITATION OF THE VOTING RIGHTS - DRAFTING OF ARTICLES 12/1/A), B) AND D) AND WRITING OF ARTICLE 13 WITH MAINTENANCE OF SHIELDING IN NUMBERS 12, 13, 14 AND 15 | Shareholder | No Action | ||||||||||||
| 1.2 | GLOBALLY AMEND AND UPDATE THE ARTICLES OF ASSOCIATION OF THE COMPANY IN ORDER TO ELIMINATE EXPIRED PROVISIONS, AVOID THE REPETITION OF LEGAL RULES AND CORRECT INCONSISTENCIES, AS EXPLAINED IN THE NOTICE (ALL AMENDMENTS OTHER THAN THOSE RELATING TO ARTICLES 12/1/A) (B) AND D) AND THE ELIMINATION OF THE CONTENT OF ARTICLES 13/10/11/12/14 OF THE CURRENT ARTICLES OF ASSOCIATION OF THE COMPANY) | Management | No Action | ||||||||||||
| 2 | TO RESOLVE ON THE MANAGEMENT REPORT, BALANCE SHEET AND ACCOUNTS FOR THE YEAR 2020 | Management | No Action | ||||||||||||
| 3 | TO RESOLVE ON THE CONSOLIDATED MANAGEMENT REPORT, BALANCE SHEET AND ACCOUNTS FOR THE YEAR 2020 | Management | No Action | ||||||||||||
| 4 | TO RESOLVE ON THE PROPOSAL FOR APPLICATION OF PROFITS | Management | No Action | ||||||||||||
| 5 | TO RESOLVE ON A GENERAL APPRAISAL OF THE COMPANY'S MANAGEMENT AND SUPERVISION | Management | No Action | ||||||||||||
| 6 | TO RESOLVE ON THE ELECTION OF THE MEMBERS OF THE CORPORATE BODIES AND THE COMPENSATION COMMITTEE FOR THE THREE- YEAR PERIOD 2021-2023 | Management | No Action | ||||||||||||
| 7 | TO RESOLVE ON THE ELECTION OF THE STATUTORY AUDITOR EFFECTIVE AND SUBSTITUTE - FOR THE THREE-YEAR PERIOD 2021-2023 | Management | No Action | ||||||||||||
| 8 | TO RESOLVE ON THE ACQUISITION AND DISPOSITION OF OWN SHARES | Management | No Action | ||||||||||||
| 9 | TO RESOLVE ON THE STATEMENT OF THE COMPENSATION COMMITTEE ON THE REMUNERATION POLICY FOR THE MEMBERS OF THE MANAGEMENT AND SUPERVISORY BODIES OF THE COMPANY | Management | No Action | ||||||||||||
| KAMAN CORPORATION | |||||||||||||||
| Security | 483548103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | KAMN | Meeting Date | 14-Apr-2021 | ||||||||||||
| ISIN | US4835481031 | Agenda | 935337837 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A | Election of Director: Aisha M. Barry | Management | For | For | |||||||||||
| 1B | Election of Director: E. Reeves Callaway III | Management | For | For | |||||||||||
| 1C | Election of Director: A. William Higgins | Management | For | For | |||||||||||
| 1D | Election of Director: Michelle J. Lohmeier | Management | For | For | |||||||||||
| 1E | Election of Director: George E. Minnich | Management | For | For | |||||||||||
| 1F | Election of Director: Ian K. Walsh | Management | For | For | |||||||||||
| 2. | Advisory vote to approve the compensation of the Company's named executive officers. | Management | For | For | |||||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm. | Management | For | For | |||||||||||
| 4. | Advisory vote on a shareholder proposal seeking to change the threshold percentage of shares needed to call a special meeting. | Shareholder | Abstain | Against | |||||||||||
| HEWLETT PACKARD ENTERPRISE COMPANY | |||||||||||||||
| Security | 42824C109 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | HPE | Meeting Date | 14-Apr-2021 | ||||||||||||
| ISIN | US42824C1099 | Agenda | 935339045 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Daniel Ammann | Management | For | For | |||||||||||
| 1B. | Election of Director: Pamela L. Carter | Management | For | For | |||||||||||
| 1C. | Election of Director: Jean M. Hobby | Management | For | For | |||||||||||
| 1D. | Election of Director: George R. Kurtz | Management | For | For | |||||||||||
| 1E. | Election of Director: Raymond J. Lane | Management | For | For | |||||||||||
| 1F. | Election of Director: Ann M. Livermore | Management | For | For | |||||||||||
| 1G. | Election of Director: Antonio F. Neri | Management | For | For | |||||||||||
| 1H. | Election of Director: Charles H. Noski | Management | For | For | |||||||||||
| 1I. | Election of Director: Raymond E. Ozzie | Management | For | For | |||||||||||
| 1J. | Election of Director: Gary M. Reiner | Management | For | For | |||||||||||
| 1K. | Election of Director: Patricia F. Russo | Management | For | For | |||||||||||
| 1L. | Election of Director: Mary Agnes Wilderotter | Management | For | For | |||||||||||
| 2. | Ratification of the appointment of the independent registered public accounting firm for the fiscal year ending October 31, 2021. | Management | For | For | |||||||||||
| 3. | Approval of the Hewlett Packard Enterprise 2021 Stock Incentive Plan. | Management | For | For | |||||||||||
| 4. | Advisory vote to approve executive compensation. | Management | For | For | |||||||||||
| 5. | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | |||||||||||
| PETROLEO BRASILEIRO S.A. - PETROBRAS | |||||||||||||||
| Security | 71654V408 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | PBR | Meeting Date | 14-Apr-2021 | ||||||||||||
| ISIN | US71654V4086 | Agenda | 935381905 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | Assessing the Management's accounts, examining, discussing and voting on the Management's Report and the Company's Financial Statements, with the report from the independent auditors and the Fiscal Council Report, for the fiscal year ended on December 31, 2020. | Management | Abstain | Against | |||||||||||
| 2. | Proposal for the allocation of the Loss/Profit for the fiscal year of 2020. | Management | Abstain | Against | |||||||||||
| 3A. | Election of members of the Fiscal Council: Candidates nominated by the controlling shareholder: Main: Agnes Maria de Aragão da Costa; Alternate: Jairez Elói de Sousa Paulista; Main: Sergio Henrique Lopes de Sousa; Alternate: Alan Sampaio Santos; Main: José Franco Medeiros de Morais; Alternate: Gildenora Batista Dantas Milhomem | Management | Abstain | Against | |||||||||||
| 3B. | If one of the candidates that compose the ticket fails to integrate it to accommodate the separate election dealt with by arts. 161, Section 4, and 240 of Law No. 6,404 of 1976, can the votes corresponding to their shares continue to be conferred on the chosen ticket? | Management | Abstain | Against | |||||||||||
| 3D. | Separate election of members of the Fiscal Council by holders of common shares: Main: Patricia Valente Stierli; Alternate: Robert Juenemann | Management | Abstain | Against | |||||||||||
| 4. | Establishing the compensation for the members of the Management, Fiscal Council and Advisory Committees of the Board of Directors. | Management | Abstain | Against | |||||||||||
| 5. | In the event of a second call of this General Meeting, the voting instructions included in this ballot form be considered also for the second call of Meeting. | Management | Abstain | Against | |||||||||||
| 6 | Proposal for the merger of Companhia de Desenvolvimento e Modernização de Plantas Industriais S.A. (CDMPI) by Petróleo Brasileiro S.A. - Petrobras to: 6a. To ratify the contracting of MOREIRA ASSOCIADOS AUDITORES INDEPENDENTES (MOREIRA ASSOCIADOS) by Petrobras for the preparation of the Appraisal Report, at book value, of CDMPI's shareholders' equity, pursuant to paragraph 1 of article 227 of Law 6404, of December 15, 1976. ..Due to space limits, see proxy material for full proposal. | Management | Abstain | Against | |||||||||||
| 7. | In the event of a second call of this General Meeting, the voting instructions included in this ballot form be considered also for the second call of Meeting. | Management | Abstain | Against | |||||||||||
| CNH INDUSTRIAL N.V. | |||||||||||||||
| Security | N20944109 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 15-Apr-2021 | |||||||||||||
| ISIN | NL0010545661 | Agenda | 713654526 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | |||||||||||||
| 1 | OPEN MEETING | Non-Voting | |||||||||||||
| 2.a | RECEIVE EXPLANATION ON COMPANY'S RESERVES AND DIVIDEND POLICY | Non-Voting | |||||||||||||
| 2.b | ADOPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | ||||||||||||
| 2.c | APPROVE DIVIDENDS OF EUR 0.11 PER SHARE | Management | No Action | ||||||||||||
| 2.d | APPROVE DISCHARGE OF DIRECTORS | Management | No Action | ||||||||||||
| 3 | APPROVE REMUNERATION REPORT | Management | No Action | ||||||||||||
| 4.a | REELECT SUZANNE HEYWOOD AS EXECUTIVE DIRECTOR | Management | No Action | ||||||||||||
| 4.b | ELECT SCOTT W. WINE AS EXECUTIVE DIRECTOR | Management | No Action | ||||||||||||
| 4.c | REELECT HOWARD W. BUFFETT AS NON- EXECUTIVE DIRECTOR | Management | No Action | ||||||||||||
| 4.d | REELECT TUFAN ERGINBILGIC AS NON-EXECUTIVE DIRECTOR | Management | No Action | ||||||||||||
| 4.e | REELECT LEO W. HOULE AS NON-EXECUTIVE DIRECTOR | Management | No Action | ||||||||||||
| 4.f | REELECT JOHN B. LANAWAY AS NON-EXECUTIVE DIRECTOR | Management | No Action | ||||||||||||
| 4.g | REELECT ALESSANDRO NASI AS NON-EXECUTIVE DIRECTOR | Management | No Action | ||||||||||||
| 4.h | REELECT LORENZO SIMONELLI AS NON-EXECUTIVE DIRECTOR | Management | No Action | ||||||||||||
| 4.i | REELECT VAGN SORENSEN AS NON-EXECUTIVE DIRECTOR | Management | No Action | ||||||||||||
| 5 | RATIFY ERNST & YOUNG ACCOUNTANTS LLP AS AUDITORS | Management | No Action | ||||||||||||
| 6 | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED COMMON SHARES | Management | No Action | ||||||||||||
| 7 | CLOSE MEETING | Non-Voting | |||||||||||||
| CMMT | 08 MAR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXY EDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | |||||||||||||
| CMMT | 08 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||||||
| NESTLE S.A. | |||||||||||||||
| Security | H57312649 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 15-Apr-2021 | |||||||||||||
| ISIN | CH0038863350 | Agenda | 713713469 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 508495 DUE TO RECEIPT OF-CHANGE IN VOTING STAUS FOR RESOLUTON 8. ALL VOTES RECEIVED ON THE PREVIOUS-MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED.-THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER-VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE- CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE.-PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING,-AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | |||||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | |||||||||||||
| 1.1 | APPROVAL OF THE ANNUAL REVIEW, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2020 | Management | No Action | ||||||||||||
| 1.2 | ACCEPTANCE OF THE COMPENSATION REPORT 2020 (ADVISORY VOTE) | Management | No Action | ||||||||||||
| 2 | DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT | Management | No Action | ||||||||||||
| 3 | APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2020 | Management | No Action | ||||||||||||
| 4.1.1 | RE-ELECTION AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS: PAUL BULCKE | Management | No Action | ||||||||||||
| 4.1.2 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: ULF MARK SCHNEIDER | Management | No Action | ||||||||||||
| 4.1.3 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: HENRI DE CASTRIES | Management | No Action | ||||||||||||
| 4.1.4 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: RENATO FASSBIND | Management | No Action | ||||||||||||
| 4.1.5 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: PABLO ISLA | Management | No Action | ||||||||||||
| 4.1.6 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: ANN M. VENEMAN | Management | No Action | ||||||||||||
| 4.1.7 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: EVA CHENG | Management | No Action | ||||||||||||
| 4.1.8 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: PATRICK AEBISCHER | Management | No Action | ||||||||||||
| 4.1.9 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: KASPER RORSTED | Management | No Action | ||||||||||||
| 4.110 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: KIMBERLY A. ROSS | Management | No Action | ||||||||||||
| 4.111 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: DICK BOER | Management | No Action | ||||||||||||
| 4.112 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: DINESH PALIWAL | Management | No Action | ||||||||||||
| 4.113 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: HANNE JIMENEZ DE MORA | Management | No Action | ||||||||||||
| 4.2 | ELECTION TO THE BOARD OF DIRECTORS: LINDIWE MAJELE SIBANDA | Management | No Action | ||||||||||||
| 4.3.1 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: PABLO ISLA | Management | No Action | ||||||||||||
| 4.3.2 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: PATRICK AEBISCHER | Management | No Action | ||||||||||||
| 4.3.3 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: DICK BOER | Management | No Action | ||||||||||||
| 4.3.4 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: KASPER RORSTED | Management | No Action | ||||||||||||
| 4.4 | ELECTION OF THE STATUTORY AUDITORS: ERNST AND YOUNG LTD, LAUSANNE BRANCH | Management | No Action | ||||||||||||
| 4.5 | ELECTION OF THE INDEPENDENT REPRESENTATIVE: HARTMANN DREYER, ATTORNEYS-AT-LAW | Management | No Action | ||||||||||||
| 5.1 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | Management | No Action | ||||||||||||
| 5.2 | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD | Management | No Action | ||||||||||||
| 6 | CAPITAL REDUCTION (BY CANCELLATION OF SHARES) | Management | No Action | ||||||||||||
| 7 | SUPPORT OF NESTLE'S CLIMATE ROADMAP (ADVISORY VOTE) | Management | No Action | ||||||||||||
| 8 | IN THE EVENT OF ANY YET UNKNOWN NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS: (YES = VOTE IN FAVOR OF ANY SUCH YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY SUCH YET UNKNOWN PROPOSAL, ABSTAIN = ABSTAIN FROM VOTING) - THE BOARD OF DIRECTORS RECOMMENDS TO VOTE NO ON ANY SUCH YET UNKNOWN PROPOSAL | Shareholder | No Action | ||||||||||||
| DOW INC. | |||||||||||||||
| Security | 260557103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | DOW | Meeting Date | 15-Apr-2021 | ||||||||||||
| ISIN | US2605571031 | Agenda | 935340567 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Samuel R. Allen | Management | For | For | |||||||||||
| 1B. | Election of Director: Gaurdie Banister Jr. | Management | For | For | |||||||||||
| 1C. | Election of Director: Wesley G. Bush | Management | For | For | |||||||||||
| 1D. | Election of Director: Richard K. Davis | Management | For | For | |||||||||||
| 1E. | Election of Director: Debra L. Dial | Management | For | For | |||||||||||
| 1F. | Election of Director: Jeff M. Fettig | Management | For | For | |||||||||||
| 1G. | Election of Director: Jim Fitterling | Management | For | For | |||||||||||
| 1H. | Election of Director: Jacqueline C. Hinman | Management | For | For | |||||||||||
| 1I. | Election of Director: Luis A. Moreno | Management | For | For | |||||||||||
| 1J. | Election of Director: Jill S. Wyant | Management | For | For | |||||||||||
| 1K. | Election of Director: Daniel W. Yohannes | Management | For | For | |||||||||||
| 2. | Advisory Resolution to Approve Executive Compensation. | Management | For | For | |||||||||||
| 3. | Approval of the Amendment to the 2019 Stock Incentive Plan. | Management | Against | Against | |||||||||||
| 4. | Approval of the 2021 Employee Stock Purchase Plan. | Management | For | For | |||||||||||
| 5. | Ratification of the Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for 2021. | Management | For | For | |||||||||||
| 6. | Stockholder Proposal - Shareholder Right to Act by Written Consent. | Shareholder | Against | For | |||||||||||
| CNH INDUSTRIAL N V | |||||||||||||||
| Security | N20944109 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | CNHI | Meeting Date | 15-Apr-2021 | ||||||||||||
| ISIN | NL0010545661 | Agenda | 935345656 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 2b. | Adoption of the 2020 Annual Financial Statements. | Management | For | For | |||||||||||
| 2c. | Determination and distribution of dividend. | Management | For | For | |||||||||||
| 2d. | Release from liability of the executive directors and the non-executive directors of the Board. | Management | For | For | |||||||||||
| 3. | Advisory vote on application of the remuneration policy in 2020. | Management | For | For | |||||||||||
| 4a. | Re-appointment of Suzanne Heywood | Management | For | For | |||||||||||
| 4b. | Appointment of Scott W. Wine | Management | For | For | |||||||||||
| 4c. | Re-appointment of Howard W. Buffett | Management | For | For | |||||||||||
| 4d. | Re-appointment of Tufan Erginbilgic | Management | For | For | |||||||||||
| 4e. | Re-appointment of Léo W. Houle | Management | For | For | |||||||||||
| 4f. | Re-appointment of John B. Lanaway | Management | For | For | |||||||||||
| 4g. | Re-appointment of Alessandro Nasi | Management | For | For | |||||||||||
| 4h. | Re-appointment of Lorenzo Simonelli | Management | For | For | |||||||||||
| 4i. | Re-appointment of Vagn Sørensen | Management | For | For | |||||||||||
| 5. | Proposal to re-appoint Ernst & Young Accountants LLP as the independent auditor of the Company. | Management | For | For | |||||||||||
| 6. | Replacement of the existing authorization to the Board of the authority to acquire common shares in the capital of the Company. | Management | For | For | |||||||||||
| NESTLE S.A. | |||||||||||||||
| Security | 641069406 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | NSRGY | Meeting Date | 15-Apr-2021 | ||||||||||||
| ISIN | US6410694060 | Agenda | 935351938 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A | Approval of the Annual Review, the financial statements of Nestlé S.A. and the consolidated financial statements of the Nestlé Group for 2020. | Management | For | For | |||||||||||
| 1B | Acceptance of the Compensation Report 2020 (advisory vote). | Management | For | For | |||||||||||
| 2 | Discharge to the members of the Board of Directors and of the Management. | Management | For | For | |||||||||||
| 3 | Appropriation of profit resulting from the balance sheet of Nestlé S.A. (proposed dividend) for the financial year 2020. | Management | For | For | |||||||||||
| 4AA | Re-election of the member of the Board of Director: Paul Bulcke, as member and Chairman | Management | For | For | |||||||||||
| 4AB | Re-election of the member of the Board of Director: Ulf Mark Schneider | Management | For | For | |||||||||||
| 4AC | Re-election of the member of the Board of Director: Henri de Castries | Management | For | For | |||||||||||
| 4AD | Re-election of the member of the Board of Director: Renato Fassbind | Management | For | For | |||||||||||
| 4AE | Re-election of the member of the Board of Director: Pablo Isla | Management | For | For | |||||||||||
| 4AF | Re-election of the member of the Board of Director: Ann M. Veneman | Management | For | For | |||||||||||
| 4AG | Re-election of the member of the Board of Director: Eva Cheng | Management | For | For | |||||||||||
| 4AH | Re-election of the member of the Board of Director: Patrick Aebischer | Management | For | For | |||||||||||
| 4AI | Re-election of the member of the Board of Director: Kasper Rorsted | Management | For | For | |||||||||||
| 4AJ | Re-election of the member of the Board of Director: Kimberly A. Ross | Management | For | For | |||||||||||
| 4AK | Re-election of the member of the Board of Director: Dick Boer | Management | For | For | |||||||||||
| 4AL | Re-election of the member of the Board of Director: Dinesh Paliwal | Management | For | For | |||||||||||
| 4AM | Re-election of the member of the Board of Director: Hanne Jimenez de Mora | Management | For | For | |||||||||||
| 4B | Election to the Board of Director: Lindiwe Majele Sibanda | Management | For | For | |||||||||||
| 4CA | Election of the member of the Compensation Committee: Pablo Isla | Management | For | For | |||||||||||
| 4CB | Election of the member of the Compensation Committee: Patrick Aebischer | Management | For | For | |||||||||||
| 4CC | Election of the member of the Compensation Committee: Dick Boer | Management | For | For | |||||||||||
| 4CD | Election of the member of the Compensation Committee: Kasper Rorsted | Management | For | For | |||||||||||
| 4D | Election of the statutory auditors Ernst & Young Ltd: Lausanne branch. | Management | For | For | |||||||||||
| 4E | Election of the Independent Representative Hartmann Dreyer, Attorneys-at-law. | Management | For | For | |||||||||||
| 5A | Approval of the compensation of the Board of Directors. | Management | For | For | |||||||||||
| 5B | Approval of the compensation of the Executive Board. | Management | For | For | |||||||||||
| 6 | Capital reduction (by cancellation of shares). | Management | For | For | |||||||||||
| 7 | Support of Nestlé's Climate Roadmap (advisory vote). | Management | Abstain | Against | |||||||||||
| 8 | In the event of any yet unknown new or modified proposal by a shareholder during the General Meeting, I instruct the Independent Representative to vote as follows. | Shareholder | Abstain | Against | |||||||||||
| CNH INDUSTRIAL N V | |||||||||||||||
| Security | N20944109 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | CNHI | Meeting Date | 15-Apr-2021 | ||||||||||||
| ISIN | NL0010545661 | Agenda | 935363349 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 2b. | Adoption of the 2020 Annual Financial Statements. | Management | For | For | |||||||||||
| 2c. | Determination and distribution of dividend. | Management | For | For | |||||||||||
| 2d. | Release from liability of the executive directors and the non-executive directors of the Board. | Management | For | For | |||||||||||
| 3. | Advisory vote on application of the remuneration policy in 2020. | Management | For | For | |||||||||||
| 4a. | Re-appointment of Suzanne Heywood | Management | For | For | |||||||||||
| 4b. | Appointment of Scott W. Wine | Management | For | For | |||||||||||
| 4c. | Re-appointment of Howard W. Buffett | Management | For | For | |||||||||||
| 4d. | Re-appointment of Tufan Erginbilgic | Management | For | For | |||||||||||
| 4e. | Re-appointment of Léo W. Houle | Management | For | For | |||||||||||
| 4f. | Re-appointment of John B. Lanaway | Management | For | For | |||||||||||
| 4g. | Re-appointment of Alessandro Nasi | Management | For | For | |||||||||||
| 4h. | Re-appointment of Lorenzo Simonelli | Management | For | For | |||||||||||
| 4i. | Re-appointment of Vagn Sørensen | Management | For | For | |||||||||||
| 5. | Proposal to re-appoint Ernst & Young Accountants LLP as the independent auditor of the Company. | Management | For | For | |||||||||||
| 6. | Replacement of the existing authorization to the Board of the authority to acquire common shares in the capital of the Company. | Management | For | For | |||||||||||
| CARRIER GLOBAL CORPORATION | |||||||||||||||
| Security | 14448C104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | CARR | Meeting Date | 19-Apr-2021 | ||||||||||||
| ISIN | US14448C1045 | Agenda | 935340404 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: John V. Faraci | Management | For | For | |||||||||||
| 1B. | Election of Director: Jean-Pierre Garnier | Management | For | For | |||||||||||
| 1C. | Election of Director: David Gitlin | Management | For | For | |||||||||||
| 1D. | Election of Director: John J. Greisch | Management | For | For | |||||||||||
| 1E. | Election of Director: Charles M. Holley, Jr. | Management | For | For | |||||||||||
| 1F. | Election of Director: Michael M. McNamara | Management | For | For | |||||||||||
| 1G. | Election of Director: Michael A. Todman | Management | For | For | |||||||||||
| 1H. | Election of Director: Virginia M. Wilson | Management | For | For | |||||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | |||||||||||
| 3. | Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2021. | Management | For | For | |||||||||||
| 4. | Advisory Vote on the Frequency of Future Shareowner Votes to Approve Named Executive Officer Compensation. | Management | 1 Year | For | |||||||||||
| SIKA AG | |||||||||||||||
| Security | H7631K273 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 20-Apr-2021 | |||||||||||||
| ISIN | CH0418792922 | Agenda | 713714764 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | |||||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | |||||||||||||
| 1 | APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL STATEMENTS FOR 2020 | Management | No Action | ||||||||||||
| 2 | APPROPRIATION OF THE RETAINED EARNINGS OF SIKA AG: CHF 2.50 PER SHARE | Management | No Action | ||||||||||||
| 3 | GRANTING DISCHARGE TO THE ADMINISTRATIVE BODIES | Management | No Action | ||||||||||||
| 4.1.1 | RE-ELECTION OF THE BOARD OF DIRECTOR: PAUL J.HAELG AS A MEMBER | Management | No Action | ||||||||||||
| 4.1.2 | RE-ELECTION OF THE BOARD OF DIRECTOR: MONIKA RIBAR AS A MEMBER | Management | No Action | ||||||||||||
| 4.1.3 | RE-ELECTION OF THE BOARD OF DIRECTOR: DANIEL J.SAUTER AS A MEMBER | Management | No Action | ||||||||||||
| 4.1.4 | RE-ELECTION OF THE BOARD OF DIRECTOR: CHRISTOPH TOBLER AS A MEMBER | Management | No Action | ||||||||||||
| 4.1.5 | RE-ELECTION OF THE BOARD OF DIRECTOR: JUSTIN M.HOWELL AS A MEMBER | Management | No Action | ||||||||||||
| 4.1.6 | RE-ELECTION OF THE BOARD OF DIRECTOR: THIERRY F. J. VANLANCKER AS A MEMBER | Management | No Action | ||||||||||||
| 4.1.7 | RE-ELECTION OF THE BOARD OF DIRECTOR: VIKTOR W.BALLI AS A MEMBER | Management | No Action | ||||||||||||
| 4.2 | ELECTION TO THE BOARD OF DIRECTORS: PAUL SCHULER AS A MEMBER | Management | No Action | ||||||||||||
| 4.3 | ELECTION OF THE CHAIRMAN: PAUL J. HAELG | Management | No Action | ||||||||||||
| 4.4.1 | ELECTION OF THE NOMINATION AND COMPENSATION COMMITTEE: DANIEL J. SAUTER TO THE NOMINATION AND COMPENSATION COMMITTEE | Management | No Action | ||||||||||||
| 4.4.2 | ELECTION OF THE NOMINATION AND COMPENSATION COMMITTEE: JUSTIN M. HOWELL TO THE NOMINATION AND COMPENSATION COMMITTEE | Management | No Action | ||||||||||||
| 4.4.3 | ELECTION OF THE NOMINATION AND COMPENSATION COMMITTEE: THIERRY F. J. VANLANCKER TO THE NOMINATION AND COMPENSATION COMMITTEE | Management | No Action | ||||||||||||
| 4.5 | ELECTION OF STATUTORY AUDITORS: RE- ELECTION OF ERNST & YOUNG AG | Management | No Action | ||||||||||||
| 4.6 | ELECTION OF INDEPENDENT PROXY: RE-ELECTION OF JOST WINDLIN | Management | No Action | ||||||||||||
| 5.1 | COMPENSATION: CONSULTATIVE VOTE ON THE 2020 COMPENSATION REPORT | Management | No Action | ||||||||||||
| 5.2 | COMPENSATION: APPROVAL OF THE FUTURE COMPENSATION OF THE BOARD OF DIRECTORS | Management | No Action | ||||||||||||
| 5.3 | COMPENSATION: APPROVAL OF THE FUTURE COMPENSATION OF THE GROUP MANAGEMENT | Management | No Action | ||||||||||||
| 6 | IN CASE THE ANNUAL GENERAL MEETING VOTES ON PROPOSALS THAT ARE NOT LISTED IN THE INVITATION, I INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS: (FOR MEANS TO VOTE AS PROPOSED BY THE BOARD OF DIRECTORS; AGAINST MEANS TO VOTE AGAINST ADDITIONAL OR AMENDED PROPOSALS; ABSTAIN MEANS TO ABSTAIN FROM VOTING) | Shareholder | No Action | ||||||||||||
| THE BOEING COMPANY | |||||||||||||||
| Security | 097023105 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | BA | Meeting Date | 20-Apr-2021 | ||||||||||||
| ISIN | US0970231058 | Agenda | 935340884 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Robert A. Bradway | Management | For | For | |||||||||||
| 1B. | Election of Director: David L. Calhoun | Management | For | For | |||||||||||
| 1C. | Election of Director: Lynne M. Doughtie | Management | For | For | |||||||||||
| 1D. | Election of Director: Edmund P. Giambastiani Jr. | Management | For | For | |||||||||||
| 1E. | Election of Director: Lynn J. Good | Management | For | For | |||||||||||
| 1F. | Election of Director: Akhil Johri | Management | For | For | |||||||||||
| 1G. | Election of Director: Lawrence W. Kellner | Management | For | For | |||||||||||
| 1H. | Election of Director: Steven M. Mollenkopf | Management | For | For | |||||||||||
| 1I. | Election of Director: John M. Richardson | Management | For | For | |||||||||||
| 1J. | Election of Director: Ronald A. Williams | Management | For | For | |||||||||||
| 2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | For | For | |||||||||||
| 3. | Ratify the Appointment of Deloitte & Touche LLP as Independent Auditor for 2021. | Management | For | For | |||||||||||
| 4. | Additional Report on Lobbying Activities. | Shareholder | Abstain | Against | |||||||||||
| 5. | Written Consent. | Shareholder | Against | For | |||||||||||
| NEXTERA ENERGY PARTNERS, LP | |||||||||||||||
| Security | 65341B106 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | NEP | Meeting Date | 20-Apr-2021 | ||||||||||||
| ISIN | US65341B1061 | Agenda | 935341622 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Susan D. Austin | Management | For | For | |||||||||||
| 1B. | Election of Director: Robert J. Byrne | Management | For | For | |||||||||||
| 1C. | Election of Director: Peter H. Kind | Management | For | For | |||||||||||
| 1D. | Election of Director: James L. Robo | Management | For | For | |||||||||||
| 2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy Partners' independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| 3. | Approval, by non-binding advisory vote, of the compensation of NextEra Energy Partners' named executive officers as disclosed in the proxy statement. | Management | For | For | |||||||||||
| NORTHERN TRUST CORPORATION | |||||||||||||||
| Security | 665859104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | NTRS | Meeting Date | 20-Apr-2021 | ||||||||||||
| ISIN | US6658591044 | Agenda | 935342333 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Linda Walker Bynoe | Management | For | For | |||||||||||
| 1B. | Election of Director: Susan Crown | Management | For | For | |||||||||||
| 1C. | Election of Director: Dean M. Harrison | Management | For | For | |||||||||||
| 1D. | Election of Director: Jay L. Henderson | Management | For | For | |||||||||||
| 1E. | Election of Director: Marcy S. Klevorn | Management | For | For | |||||||||||
| 1F. | Election of Director: Siddharth N. (Bobby) Mehta | Management | For | For | |||||||||||
| 1G. | Election of Director: Michael G. O'Grady | Management | For | For | |||||||||||
| 1H. | Election of Director: Jose Luis Prado | Management | For | For | |||||||||||
| 1I. | Election of Director: Thomas E. Richards | Management | For | For | |||||||||||
| 1J. | Election of Director: Martin P. Slark | Management | For | For | |||||||||||
| 1K. | Election of Director: David H. B. Smith, Jr. | Management | For | For | |||||||||||
| 1L. | Election of Director: Donald Thompson | Management | For | For | |||||||||||
| 1M. | Election of Director: Charles A. Tribbett III | Management | For | For | |||||||||||
| 2. | Approval, by an advisory vote, of the 2020 compensation of the Corporation's named executive officers. | Management | For | For | |||||||||||
| 3. | Ratification of the appointment of KPMG LLP as the Corporation's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | |||||||||||
| THE COCA-COLA COMPANY | |||||||||||||||
| Security | 191216100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | KO | Meeting Date | 20-Apr-2021 | ||||||||||||
| ISIN | US1912161007 | Agenda | 935342547 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Herbert A. Allen | Management | For | For | |||||||||||
| 1B. | Election of Director: Marc Bolland | Management | For | For | |||||||||||
| 1C. | Election of Director: Ana Botín | Management | For | For | |||||||||||
| 1D. | Election of Director: Christopher C. Davis | Management | For | For | |||||||||||
| 1E. | Election of Director: Barry Diller | Management | For | For | |||||||||||
| 1F. | Election of Director: Helene D. Gayle | Management | For | For | |||||||||||
| 1G. | Election of Director: Alexis M. Herman | Management | For | For | |||||||||||
| 1H. | Election of Director: Robert A. Kotick | Management | For | For | |||||||||||
| 1I. | Election of Director: Maria Elena Lagomasino | Management | For | For | |||||||||||
| 1J. | Election of Director: James Quincey | Management | For | For | |||||||||||
| 1K. | Election of Director: Caroline J. Tsay | Management | For | For | |||||||||||
| 1L. | Election of Director: David B. Weinberg | Management | For | For | |||||||||||
| 2. | Advisory vote to approve executive compensation. | Management | For | For | |||||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as Independent Auditors. | Management | For | For | |||||||||||
| 4. | Shareowner proposal on sugar and public health. | Shareholder | Against | For | |||||||||||
| AMERICAN ELECTRIC POWER COMPANY, INC. | |||||||||||||||
| Security | 025537101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | AEP | Meeting Date | 20-Apr-2021 | ||||||||||||
| ISIN | US0255371017 | Agenda | 935342749 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Nicholas K. Akins | Management | For | For | |||||||||||
| 1B. | Election of Director: David J. Anderson | Management | For | For | |||||||||||
| 1C. | Election of Director: J. Barnie Beasley, Jr. | Management | For | For | |||||||||||
| 1D. | Election of Director: Art A. Garcia | Management | For | For | |||||||||||
| 1E. | Election of Director: Linda A. Goodspeed | Management | For | For | |||||||||||
| 1F. | Election of Director: Thomas E. Hoaglin | Management | For | For | |||||||||||
| 1G. | Election of Director: Sandra Beach Lin | Management | For | For | |||||||||||
| 1H. | Election of Director: Margaret M. McCarthy | Management | For | For | |||||||||||
| 1I. | Election of Director: Stephen S. Rasmussen | Management | For | For | |||||||||||
| 1J. | Election of Director: Oliver G. Richard III | Management | For | For | |||||||||||
| 1K. | Election of Director: Daryl Roberts | Management | For | For | |||||||||||
| 1L. | Election of Director: Sara Martinez Tucker | Management | For | For | |||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | |||||||||||
| 3. | Advisory approval of the Company's executive compensation. | Management | For | For | |||||||||||
| ADOBE INC | |||||||||||||||
| Security | 00724F101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ADBE | Meeting Date | 20-Apr-2021 | ||||||||||||
| ISIN | US00724F1012 | Agenda | 935343412 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director for a term of one year: Amy Banse | Management | For | For | |||||||||||
| 1B. | Election of Director for a term of one year: Melanie Boulden | Management | For | For | |||||||||||
| 1C. | Election of Director for a term of one year: Frank Calderoni | Management | For | For | |||||||||||
| 1D. | Election of Director for a term of one year: James Daley | Management | For | For | |||||||||||
| 1E. | Election of Director for a term of one year: Laura Desmond | Management | For | For | |||||||||||
| 1F. | Election of Director for a term of one year: Shantanu Narayen | Management | For | For | |||||||||||
| 1G. | Election of Director for a term of one year: Kathleen Oberg | Management | For | For | |||||||||||
| 1H. | Election of Director for a term of one year: Dheeraj Pandey | Management | For | For | |||||||||||
| 1I. | Election of Director for a term of one year: David Ricks | Management | For | For | |||||||||||
| 1J. | Election of Director for a term of one year: Daniel Rosensweig | Management | For | For | |||||||||||
| 1K. | Election of Director for a term of one year: John Warnock | Management | For | For | |||||||||||
| 2. | Approve the Adobe Inc. 2019 Equity Incentive Plan, as amended, to increase the available share reserve by 6 million shares. | Management | Against | Against | |||||||||||
| 3. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on December 3, 2021. | Management | For | For | |||||||||||
| 4. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | |||||||||||
| BANK OF AMERICA CORPORATION | |||||||||||||||
| Security | 060505104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | BAC | Meeting Date | 20-Apr-2021 | ||||||||||||
| ISIN | US0605051046 | Agenda | 935345670 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Sharon L. Allen | Management | For | For | |||||||||||
| 1B. | Election of Director: Susan S. Bies | Management | For | For | |||||||||||
| 1C. | Election of Director: Frank P. Bramble, Sr. | Management | For | For | |||||||||||
| 1D. | Election of Director: Pierre J.P. de Weck | Management | For | For | |||||||||||
| 1E. | Election of Director: Arnold W. Donald | Management | For | For | |||||||||||
| 1F. | Election of Director: Linda P. Hudson | Management | For | For | |||||||||||
| 1G. | Election of Director: Monica C. Lozano | Management | For | For | |||||||||||
| 1H. | Election of Director: Thomas J. May | Management | For | For | |||||||||||
| 1I. | Election of Director: Brian T. Moynihan | Management | For | For | |||||||||||
| 1J. | Election of Director: Lionel L. Nowell III | Management | For | For | |||||||||||
| 1K. | Election of Director: Denise L. Ramos | Management | For | For | |||||||||||
| 1L. | Election of Director: Clayton S. Rose | Management | For | For | |||||||||||
| 1M. | Election of Director: Michael D. White | Management | For | For | |||||||||||
| 1N. | Election of Director: Thomas D. Woods | Management | For | For | |||||||||||
| 1O. | Election of Director: R. David Yost | Management | For | For | |||||||||||
| 1P. | Election of Director: Maria T. Zuber | Management | For | For | |||||||||||
| 2. | Approving our executive compensation (an advisory, nonbinding "Say on Pay" resolution). | Management | For | For | |||||||||||
| 3. | Ratifying the appointment of our independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| 4. | Amending and restating the Bank of America Corporation Key Employee Equity Plan. | Management | For | For | |||||||||||
| 5. | Shareholder proposal requesting amendments to our proxy access by law. | Shareholder | Abstain | Against | |||||||||||
| 6. | Shareholder proposal requesting amendments to allow shareholders to act by written consent. | Shareholder | Against | For | |||||||||||
| 7. | Shareholder proposal requesting a change in organizational form. | Shareholder | Abstain | Against | |||||||||||
| 8. | Shareholder proposal requesting a racial equity audit. | Shareholder | Abstain | Against | |||||||||||
| M&T BANK CORPORATION | |||||||||||||||
| Security | 55261F104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | MTB | Meeting Date | 20-Apr-2021 | ||||||||||||
| ISIN | US55261F1049 | Agenda | 935345733 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | C. Angela Bontempo | For | For | ||||||||||||
| 2 | Robert T. Brady | For | For | ||||||||||||
| 3 | Calvin G. Butler, Jr. | For | For | ||||||||||||
| 4 | T. J. Cunningham III | For | For | ||||||||||||
| 5 | Gary N. Geisel | For | For | ||||||||||||
| 6 | Leslie V. Godridge | For | For | ||||||||||||
| 7 | Richard S. Gold | For | For | ||||||||||||
| 8 | Richard A. Grossi | For | For | ||||||||||||
| 9 | René F. Jones | For | For | ||||||||||||
| 10 | Richard H. Ledgett, Jr. | For | For | ||||||||||||
| 11 | Newton P.S. Merrill | For | For | ||||||||||||
| 12 | Kevin J. Pearson | For | For | ||||||||||||
| 13 | Melinda R. Rich | For | For | ||||||||||||
| 14 | Robert E. Sadler, Jr. | For | For | ||||||||||||
| 15 | Denis J. Salamone | For | For | ||||||||||||
| 16 | John R. Scannell | For | For | ||||||||||||
| 17 | David S. Scharfstein | For | For | ||||||||||||
| 18 | Rudina Seseri | For | For | ||||||||||||
| 19 | Herbert L. Washington | For | For | ||||||||||||
| 2. | TO APPROVE THE COMPENSATION OF M&T BANK CORPORATION'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||
| 3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF M&T BANK CORPORATION FOR THE YEAR ENDING DECEMBER 31, 2021. | Management | For | For | |||||||||||
| PUBLIC SERVICE ENTERPRISE GROUP INC. | |||||||||||||||
| Security | 744573106 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | PEG | Meeting Date | 20-Apr-2021 | ||||||||||||
| ISIN | US7445731067 | Agenda | 935350734 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Ralph Izzo | Management | For | For | |||||||||||
| 1B. | Election of Director: Shirley Ann Jackson | Management | For | For | |||||||||||
| 1C. | Election of Director: Willie A. Deese | Management | For | For | |||||||||||
| 1D. | Election of Director: David Lilley | Management | For | For | |||||||||||
| 1E. | Election of Director: Barry H. Ostrowsky | Management | For | For | |||||||||||
| 1F. | Election of Director: Scott G. Stephenson | Management | For | For | |||||||||||
| 1G. | Election of Director: Laura A. Sugg | Management | For | For | |||||||||||
| 1H. | Election of Director: John P. Surma | Management | For | For | |||||||||||
| 1I. | Election of Director: Susan Tomasky | Management | For | For | |||||||||||
| 1J. | Election of Director: Alfred W. Zollar | Management | For | For | |||||||||||
| 2. | Advisory vote on the approval of executive compensation. | Management | For | For | |||||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as Independent Auditor for the year 2021. | Management | For | For | |||||||||||
| 4. | Approval of the 2021 Equity Compensation Plan for Outside Directors. | Management | For | For | |||||||||||
| 5. | Approval of the 2021 Long-Term Incentive Plan. | Management | For | For | |||||||||||
| PROXIMUS SA | |||||||||||||||
| Security | B6951K109 | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 21-Apr-2021 | |||||||||||||
| ISIN | BE0003810273 | Agenda | 713712304 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | |||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | |||||||||||||
| 1 | PROPOSAL TO RENEW THE POWERS OF THE BOARD OF DIRECTORS, FOR A FIVE-YEAR TERM AS FROM THE DATE OF NOTIFICATION OF THE AMENDMENT TO THESE BYLAWS BY THE GENERAL MEETING OF 21 APRIL 2021, TO INCREASE THE COMPANY'S SHARE CAPITAL IN ONE OR MORE TRANSACTIONS WITH A MAXIMUM OF EUR 200,000,000.00, PURSUANT TO SECTION 1 OF ARTICLE 5 OF THE BYLAWS. PURSUANT TO THIS DECISION, PROPOSAL TO AMEND ARTICLE 5, SECTION 2 OF THE BYLAWS AS FOLLOWS: REPLACE "20 APRIL 2016" BY "21 APRIL 2021" | Management | No Action | ||||||||||||
| 2 | PROPOSAL TO RENEW THE POWERS OF THE BOARD OF DIRECTORS TO ACQUIRE, WITHIN THE LIMITS SET BY LAW, THE MAXIMUM NUMBER OF SHARES PERMITTED BY LAW, WITHIN A FIVE-YEAR PERIOD, STARTING ON 21 APRIL 2021. THE PRICE OF SUCH SHARES MUST NOT BE HIGHER THAN 5% ABOVE THE HIGHEST CLOSING PRICE IN THE 30- DAY TRADING PERIOD PRECEDING THE | Management | No Action | ||||||||||||
| TRANSACTION, AND NOT BE LOWER THAN 10% BELOW THE LOWEST CLOSING PRICE IN THE SAME 30-DAY TRADING PERIOD. PURSUANT TO THIS DECISION, PROPOSAL TO AMEND ARTICLE 13, SUBSECTION 2 OF THE BYLAWS AS FOLLOWS: REPLACE "20 APRIL 2016" BY "21 APRIL 2021" | |||||||||||||||
| 3 | PROPOSAL TO GRANT A POWER OF ATTORNEY TO EACH EMPLOYEE OF THE COOPERATIVE COMPANY WITH LIMITED LIABILITY "BERQUIN NOTARIES", AT 1000 BRUSSELS, LLOYD GEORGELAAN 11, TO DRAW UP, SIGN AND FILE THE COORDINATED TEXT OF THE BYLAWS OF THE COMPANY WITH THE CLERK'S OFFICE OF THE COMPETENT COURT | Management | No Action | ||||||||||||
| PROXIMUS SA | |||||||||||||||
| Security | B6951K109 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 21-Apr-2021 | |||||||||||||
| ISIN | BE0003810273 | Agenda | 713721531 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | |||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 534410 DUE TO CHANGE IN-VOTING STATUS OF RESOLUTION 14. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.-THANK YOU | Non-Voting | |||||||||||||
| 1 | EXAMINATION OF THE ANNUAL REPORTS OF THE BOARD OF DIRECTORS OF PROXIMUS SA-UNDER PUBLIC LAW WITH REGARD TO THE ANNUAL ACCOUNTS AND THE CONSOLIDATED-ANNUAL ACCOUNTS AT 31 DECEMBER 2020 | Non-Voting | |||||||||||||
| 2 | EXAMINATION OF THE REPORTS OF THE BOARD OF AUDITORS OF PROXIMUS SA UNDER-PUBLIC LAW WITH REGARD TO THE ANNUAL ACCOUNTS AND OF THE INDEPENDENT AUDITOR-WITH REGARD TO THE CONSOLIDATED ANNUAL ACCOUNTS AT 31 DECEMBER 2020 | Non-Voting | |||||||||||||
| 3 | EXAMINATION OF THE INFORMATION PROVIDED BY THE JOINT COMMITTEE | Non-Voting | |||||||||||||
| 4 | EXAMINATION OF THE CONSOLIDATED ANNUAL ACCOUNTS AT 31 DECEMBER 2020 | Non-Voting | |||||||||||||
| 5 | APPROVAL OF THE ANNUAL ACCOUNTS OF PROXIMUS SA UNDER PUBLIC LAW AT 31 DECEMBER 2020. MOTION FOR A RESOLUTION: APPROVAL OF THE ANNUAL ACCOUNTS WITH REGARD TO THE FINANCIAL YEAR CLOSED ON 31 DECEMBER 2020, INCLUDING THE FOLLOWING ALLOCATION OF THE RESULTS: (AS SPECIFIED) FOR 2020, THE GROSS DIVIDEND AMOUNTS TO EUR 1.20 PER SHARE, ENTITLING SHAREHOLDERS TO A DIVIDEND NET OF WITHHOLDING TAX OF EUR 0.84 PER SHARE, OF WHICH AN INTERIM DIVIDEND OF EUR 0.50 PER SHARE (EUR 0.35 PER SHARE NET OF WITHHOLDING TAX) WAS ALREADY PAID OUT ON 11 DECEMBER 2020; THIS MEANS THAT A GROSS DIVIDEND OF EUR 0.70 PER SHARE (EUR 0.49 PER SHARE NET OF WITHHOLDING TAX) WILL BE PAID ON 30 APRIL 2021. THE EX-DIVIDEND DATE IS FIXED ON 28 APRIL 2021, THE RECORD DATE IS 29 APRIL 2021 | Management | No Action | ||||||||||||
| 6 | APPROVAL OF THE REMUNERATION POLICY | Management | No Action | ||||||||||||
| 7 | APPROVAL OF THE REMUNERATION REPORT | Management | No Action | ||||||||||||
| 8 | GRANTING OF A DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE EXERCISE OF THEIR MANDATE DURING THE FINANCIAL YEAR CLOSED ON 31 DECEMBER 2020 | Management | No Action | ||||||||||||
| 9 | GRANTING OF A DISCHARGE TO THE MEMBERS OF THE BOARD OF AUDITORS FOR THE EXERCISE OF THEIR MANDATE DURING THE FINANCIAL YEAR CLOSED ON 31 DECEMBER 2020 | Management | No Action | ||||||||||||
| 10 | GRANTING OF A DISCHARGE TO THE INDEPENDENT AUDITORS DELOITTE STATUTORY AUDITORS SCRL, REPRESENTED BY MR. GEERT VERSTRAETEN AND CDP PETIT & CO SRL, REPRESENTED BY MR. DAMIEN PETIT, FOR THE EXERCISE OF THEIR MANDATE DURING THE FINANCIAL YEAR CLOSED ON 31 DECEMBER 2020 | Management | No Action | ||||||||||||
| 11 | REAPPOINTMENT OF A BOARD MEMBER: TO REAPPOINT MR. PIERRE DEMUELENAERE UPON PROPOSAL BY THE BOARD OF DIRECTORS AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, AS INDEPENDENT BOARD MEMBER FOR A PERIOD WHICH WILL EXPIRE AT THE ANNUAL GENERAL MEETING OF 2023. THIS BOARD MEMBER RETAINS HIS CAPACITY OF INDEPENDENT MEMBER AS HE MEETS THE CRITERIA LAID DOWN IN ARTICLE 7:87 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS AND IN THE BELGIAN CORPORATE GOVERNANCE CODE 2020 | Management | No Action | ||||||||||||
| 12 | REAPPOINTMENT OF A BOARD MEMBER IN ACCORDANCE WITH THE RIGHT OF NOMINATION OF THE BELGIAN STATE: IN ACCORDANCE WITH THE NOMINATION FOR APPOINTMENT BY THE BOARD OF DIRECTORS AND AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, ON BEHALF OF THE BELGIAN STATE, IN ACCORDANCE WITH ARTICLE 18, SECTION3 OF PROXIMUS' BYLAWS, TO REAPPOINT MR. KAREL DE GUCHT AS BOARD MEMBER FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF 2025 | Management | No Action | ||||||||||||
| 13 | APPOINTMENT OF A NEW BOARD MEMBER IN ACCORDANCE WITH THE RIGHT OF NOMINATION OF THE BELGIAN STATE: IN ACCORDANCE WITH THE NOMINATION FOR APPOINTMENT BY THE BOARD OF DIRECTORS AND AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, ON BEHALF OF THE BELGIAN STATE, IN ACCORDANCE WITH ARTICLE 18, SECTION3 OF PROXIMUS' BYLAWS, TO APPOINT MR. IBRAHIM OUASSARI AS BOARD MEMBER FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF 2025 | Management | No Action | ||||||||||||
| 14 | ACKNOWLEDGMENT APPOINTMENT AND REAPPOINTMENT OF MEMBERS OF THE BOARD OF- AUDITORS: THE ANNUAL GENERAL MEETING ACKNOWLEDGES THE DECISION OF THE GENERAL- MEETING OF THE "COUR DES COMPTES" HELD ON 3 FEBRUARY 2021, TO APPOINT MR-DOMINIQUE GUIDE, COUNCILLOR, TO REPLACE THE OUTGOING COUNCILLOR PIERRE RION-AND TO REAPPOINT MR JAN DEBUCQUOY, COUNCILLOR, AS MEMBERS OF THE BOARD OF-AUDITORS OF PROXIMUS SA OF PUBLIC LAW FOR A RENEWABLE TERM OF SIX YEARS | Non-Voting | |||||||||||||
| 15 | MISCELLANEOUS | Non-Voting | |||||||||||||
| DANA INCORPORATED | |||||||||||||||
| Security | 235825205 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | DAN | Meeting Date | 21-Apr-2021 | ||||||||||||
| ISIN | US2358252052 | Agenda | 935342268 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Rachel A. Gonzalez | For | For | ||||||||||||
| 2 | James K. Kamsickas | For | For | ||||||||||||
| 3 | Virginia A. Kamsky | For | For | ||||||||||||
| 4 | Bridget E. Karlin | For | For | ||||||||||||
| 5 | Raymond E. Mabus, Jr. | For | For | ||||||||||||
| 6 | Michael J. Mack, Jr. | For | For | ||||||||||||
| 7 | R. Bruce McDonald | For | For | ||||||||||||
| 8 | Diarmuid B. O'Connell | For | For | ||||||||||||
| 9 | Keith E. Wandell | For | For | ||||||||||||
| 2. | Approval of a non-binding advisory proposal approving executive compensation. | Management | For | For | |||||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. | Management | For | For | |||||||||||
| 4. | Approval of the Dana Incorporated 2021 Omnibus Incentive Plan. | Management | For | For | |||||||||||
| THE SHERWIN-WILLIAMS COMPANY | |||||||||||||||
| Security | 824348106 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | SHW | Meeting Date | 21-Apr-2021 | ||||||||||||
| ISIN | US8243481061 | Agenda | 935342585 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Kerrii B. Anderson | Management | For | For | |||||||||||
| 1B. | Election of Director: Arthur F. Anton | Management | For | For | |||||||||||
| 1C. | Election of Director: Jeff M. Fettig | Management | For | For | |||||||||||
| 1D. | Election of Director: Richard J. Kramer | Management | For | For | |||||||||||
| 1E. | Election of Director: John G. Morikis | Management | For | For | |||||||||||
| 1F. | Election of Director: Christine A. Poon | Management | For | For | |||||||||||
| 1G. | Election of Director: Aaron M. Powell | Management | For | For | |||||||||||
| 1H. | Election of Director: Michael H. Thaman | Management | For | For | |||||||||||
| 1I. | Election of Director: Matthew Thornton III | Management | For | For | |||||||||||
| 1J. | Election of Director: Steven H. Wunning | Management | For | For | |||||||||||
| 2. | Advisory approval of the compensation of the named executives. | Management | For | For | |||||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm. | Management | For | For | |||||||||||
| BOUYGUES | |||||||||||||||
| Security | F11487125 | Meeting Type | MIX | ||||||||||||
| Ticker Symbol | Meeting Date | 22-Apr-2021 | |||||||||||||
| ISIN | FR0000120503 | Agenda | 713660721 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | |||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | |||||||||||||
| CMMT | 08 MAR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND-PLEASE | Non-Voting | |||||||||||||
| NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU AND INTERMEDIARY CLIENTS ONLY - PLEASE NOTE-THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER-RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER-INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO-PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK-TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | |||||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | |||||||||||||
| CMMT | 06 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF-COMMENT AND CHANGE IN NUMBERING FOR ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT-IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK YOU AND PLEASE NOTE THAT IMPORTANT ADDITIONAL-MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202103052100426-28 | Non-Voting | |||||||||||||
| 1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2020 | Management | No Action | ||||||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2020 | Management | No Action | ||||||||||||
| 3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR 2020 AND SETTING OF THE DIVIDEND | Management | No Action | ||||||||||||
| 4 | APPROVAL OF THE REGULATED AGREEMENTS REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | No Action | ||||||||||||
| 5 | APPROVAL OF THE COMPENSATION POLICY FOR EXECUTIVE CORPORATE OFFICERS | Management | No Action | ||||||||||||
| 6 | APPROVAL OF THE COMPENSATION POLICY FOR DIRECTORS | Management | No Action | ||||||||||||
| 7 | APPROVAL OF THE INFORMATION RELATING TO THE COMPENSATION OF CORPORATE OFFICERS REFERRED TO IN SECTION I OF ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE | Management | No Action | ||||||||||||
| 8 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED FOR THE FINANCIAL YEAR 2020 TO MR. MARTIN BOUYGUES, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | No Action | ||||||||||||
| 9 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED FOR THE FINANCIAL YEAR 2020 TO MR. OLIVIER BOUYGUES, DEPUTY CHIEF EXECUTIVE OFFICER UNTIL 31 AUGUST 2020 | Management | No Action | ||||||||||||
| 10 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED FOR THE FINANCIAL YEAR 2020 TO MR. PHILIPPE MARIEN, DEPUTY CHIEF EXECUTIVE OFFICER UNTIL 19 FEBRUARY 2020 | Management | No Action | ||||||||||||
| 11 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED FOR THE FINANCIAL YEAR 2020 TO MR. OLIVIER ROUSSAT, DEPUTY CHIEF EXECUTIVE OFFICER | Management | No Action | ||||||||||||
| 12 | RENEWAL OF THE TERM OF OFFICE OF MR. MARTIN BOUYGUES AS DIRECTOR | Management | No Action | ||||||||||||
| 13 | APPOINTMENT OF MRS. PASCALINE DE DREUZY AS DIRECTOR, AS A REPLACEMENT FOR MRS. ANNE- MARIE IDRAC | Management | No Action | ||||||||||||
| 14 | RENEWAL OF THE TERM OF OFFICE OF ERNST &YOUNG AUDIT AS PRINCIPAL STATUTORY AUDITOR | Management | No Action | ||||||||||||
| 15 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF EIGHTEEN MONTHS, IN ORDER TO TRADE IN THE COMPANY'S SHARES | Management | No Action | ||||||||||||
| 16 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF EIGHTEEN MONTHS, IN ORDER TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES | Management | No Action | ||||||||||||
| 17 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE SHARE CAPITAL, WITH RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, BY ISSUING SHARES AND ANY TRANSFERABLE SECURITIES GRANTING IMMEDIATE AND/OR FUTURE ACCESS TO SHARES OF THE COMPANY OR ONE OF ITS SUBSIDIARIES | Management | No Action | ||||||||||||
| 18 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE SHARE CAPITAL BY CAPITALISATION OF PREMIUMS, RESERVES, PROFITS OR OTHERS | Management | No Action | ||||||||||||
| 19 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE SHARE CAPITAL BY MEANS OF A PUBLIC OFFERING OTHER THAN THOSE REFERRED TO IN ARTICLE L. 411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, BY ISSUING SHARES AND ANY TRANSFERABLE SECURITIES GRANTING IMMEDIATE AND/OR FUTURE ACCESS TO SHARES OF THE COMPANY OR ONE OF ITS SUBSIDIARIES | Management | No Action | ||||||||||||
| 20 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE SHARE CAPITAL BY MEANS OF PUBLIC OFFERINGS AS REFERRED TO IN ARTICLE L. 411-2 1DECREE OF THE FRENCH MONETARY AND FINANCIAL CODE, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, BY ISSUING SHARES AND ANY TRANSFERABLE SECURITIES GRANTING IMMEDIATE AND/OR FUTURE ACCESS TO SHARES OF THE COMPANY OR ONE OF ITS SUBSIDIARIES | Management | No Action | ||||||||||||
| 21 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO SET, IN ACCORDANCE WITH THE TERMS AND CONDITIONS DETERMINED BY THE GENERAL MEETING, THE ISSUE PRICE, WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE RIGHT TO SUBSCRIBE TO EQUITY SECURITIES TO BE ISSUED IMMEDIATELY OR IN THE FUTURE | Management | No Action | ||||||||||||
| 22 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE, WITH OR WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | ||||||||||||
| 23 | DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE SHARE CAPITAL WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, IN ORDER TO REMUNERATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND CONSISTING OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF ANOTHER COMPANY, OUTSIDE A PUBLIC EXCHANGE OFFER | Management | No Action | ||||||||||||
| 24 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE SHARE CAPITAL, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, IN ORDER TO REMUNERATE CONTRIBUTIONS OF SECURITIES IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management | No Action | ||||||||||||
| 25 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO ISSUE SHARES WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, AS A RESULT OF THE ISSUE, BY A SUBSIDIARY, OF TRANSFERABLE SECURITIES GRANTING ACCESS TO SHARES OF THE COMPANY | Management | No Action | ||||||||||||
| 26 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE SHARE CAPITAL, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, FOR THE BENEFIT OF THE EMPLOYEES OR CORPORATE OFFICERS OF THE COMPANY OR RELATED COMPANIES, WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN | Management | No Action | ||||||||||||
| 27 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO GRANT SHARE SUBSCRIPTION OR PURCHASE OPTIONS TO EMPLOYEES OR CORPORATE OFFICERS OF THE COMPANY OR RELATED COMPANIES | Management | No Action | ||||||||||||
| 28 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO PROCEED WITH FREE ALLOCATIONS OF EXISTING SHARES OR SHARES TO BE ISSUED, WITH WAIVER BY SHAREHOLDERS OF THEIR PRE-EMPTIVE SUBSCRIPTION RIGHTS, FOR THE BENEFIT OF EMPLOYEES OR CORPORATE OFFICERS OF THE COMPANY OR RELATED COMPANIES | Management | No Action | ||||||||||||
| 29 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO PROCEED WITH FREE ALLOCATIONS OF EXISTING SHARES OR SHARES TO BE ISSUED DEDICATED TO RETIREMENT BENEFITS, WITH WAIVER BY THE SHAREHOLDERS OF THEIR PRE-EMPTIVE SUBSCRIPTION RIGHTS, FOR THE BENEFIT OF ELIGIBLE EMPLOYEES OR CORPORATE OFFICERS OF THE COMPANY OR RELATED COMPANIES | Management | No Action | ||||||||||||
| 30 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF EIGHTEEN MONTHS, IN ORDER TO ISSUE SHARE SUBSCRIPTION WARRANTS, WITHIN THE LIMIT OF 25% OF THE SHARE CAPITAL, DURING A PERIOD OF PUBLIC OFFERING FOR THE COMPANY | Management | No Action | ||||||||||||
| 31 | AMENDMENT TO ARTICLE 13 OF THE COMPANY'S BY-LAWS IN ORDER TO CHANGE THE AGE LIMIT FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | ||||||||||||
| 32 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | ||||||||||||
| HEINEKEN HOLDING NV | |||||||||||||||
| Security | N39338194 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 22-Apr-2021 | |||||||||||||
| ISIN | NL0000008977 | Agenda | 713673184 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | |||||||||||||
| 1. | REPORT OF THE BOARD OF DIRECTORS FOR THE 2020 FINANCIAL YEAR | Non-Voting | |||||||||||||
| 2. | ADVISORY VOTE ON THE REMUNERATION REPORT FOR THE 2020 FINANCIAL YEAR | Management | No Action | ||||||||||||
| 3. | ADOPTION OF THE FINANCIAL STATEMENTS FOR THE 2020 FINANCIAL YEAR | Management | No Action | ||||||||||||
| 4. | ANNOUNCEMENT OF THE APPROPRIATION OF THE BALANCE OF THE INCOME STATEMENT-PURSUANT TO THE PROVISIONS IN ARTICLE 10, PARAGRAPH 6, OF THE ARTICLES OF-ASSOCIATION | Non-Voting | |||||||||||||
| 5. | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | ||||||||||||
| 6. | AUTHORISATIONS | Non-Voting | |||||||||||||
| 6.a. | AUTHORISATION OF THE BOARD OF DIRECTORS TO ACQUIRE OWN SHARES | Management | No Action | ||||||||||||
| 6.b. | AUTHORISATION OF THE BOARD OF DIRECTORS TO ISSUE (RIGHTS TO) SHARES | Management | No Action | ||||||||||||
| 6.c. | AUTHORISATION OF THE BOARD OF DIRECTORS TO RESTRICT OR EXCLUDE SHAREHOLDERS PRE- EMPTIVE RIGHTS | Management | No Action | ||||||||||||
| 7. | COMPOSITION BOARD OF DIRECTORS | Non-Voting | |||||||||||||
| 7.a. | REAPPOINTMENT OF MR M. DAS AS A NON- EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | ||||||||||||
| 7.b. | REAPPOINTMENT OF MR A.A.C. DE CARVALHO AS A NON-EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | ||||||||||||
| 8. | REAPPOINTMENT OF THE EXTERNAL AUDITOR FOR A PERIOD OF ONE YEAR: DELOITTE ACCOUNTANTS B.V. | Management | No Action | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. THANK YOU. | Non-Voting | |||||||||||||
| CMMT | 22 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF RESOLUTIONS 6,7 AND 8. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU | Non-Voting | |||||||||||||
| NATIONAL GRID PLC | |||||||||||||||
| Security | G6S9A7120 | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 22-Apr-2021 | |||||||||||||
| ISIN | GB00BDR05C01 | Agenda | 713755354 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1 | ACQUISITION OF PPL WPD INVESTMENTS LIMITED: THAT, CONDITIONAL UPON THE PASSING OF RESOLUTION 2 (INCREASED BORROWING LIMIT), THE ACQUISITION BY THE COMPANY OF PPL WPD INVESTMENTS LIMITED, AS DESCRIBED IN THE CIRCULAR TO THE SHAREHOLDERS OF THE COMPANY DATED 31 MARCH 2021, ON THE TERMS AND SUBJECT TO THE CONDITIONS SET OUT IN THE SHARE PURCHASE AGREEMENT BETWEEN THE COMPANY, NATIONAL GRID HOLDINGS ONE PLC AND PPL WPD LIMITED DATED 17 MARCH 2021 (AS AMENDED, MODIFIED, RESTATED OR SUPPLEMENTED FROM TIME TO TIME) (THE "SHARE PURCHASE AGREEMENT") (THE "WPD ACQUISITION"), TOGETHER WITH ALL ASSOCIATED AGREEMENTS AND ANCILLARY ARRANGEMENTS, BE AND ARE HEREBY APPROVED, AND THAT THE DIRECTORS OF THE COMPANY (THE "DIRECTORS") (OR A DULY AUTHORISED PERSON) BE AUTHORISED TO: (I) TAKE ALL SUCH STEPS, EXECUTE ALL SUCH AGREEMENTS, AND MAKE ALL SUCH ARRANGEMENTS, TO IMPLEMENT OR IN CONNECTION WITH THE WPD ACQUISITION; AND (II) AGREE AND MAKE ANY AMENDMENTS, VARIATIONS, WAIVERS OR EXTENSIONS TO THE TERMS OF THE WPD ACQUISITION OR THE SHARE PURCHASE AGREEMENT AND/OR ALL ASSOCIATED AGREEMENTS AND ANCILLARY ARRANGEMENTS RELATING THERETO (PROVIDING SUCH AMENDMENTS, VARIATIONS, WAIVERS OR EXTENSIONS ARE NOT OF A MATERIAL NATURE), IN EACH CASE WHICH THEY IN THEIR ABSOLUTE DISCRETION CONSIDER NECESSARY OR APPROPRIATE | Management | For | For | |||||||||||
| 2 | INCREASED BORROWING LIMIT: TO APPROVE, CONDITIONAL UPON THE PASSING OF RESOLUTION 1 (ACQUISITION OF PPL WPD INVESTMENTS LIMITED), IN ACCORDANCE WITH ARTICLE 93.1 OF THE COMPANY'S ARTICLES OF ASSOCIATION, BORROWINGS BY THE COMPANY AND/OR ANY OF ITS SUBSIDIARY UNDERTAKINGS (AS CALCULATED IN ACCORDANCE WITH ARTICLE 93) NOT EXCEEDING GBP 55,000,000,000, SUCH APPROVAL TO APPLY INDEFINITELY | Management | For | For | |||||||||||
| VEOLIA ENVIRONNEMENT SA | |||||||||||||||
| Security | F9686M107 | Meeting Type | MIX | ||||||||||||
| Ticker Symbol | Meeting Date | 22-Apr-2021 | |||||||||||||
| ISIN | FR0000124141 | Agenda | 713822383 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | |||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | |||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202104022100777-40 | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 533434 DUE TO RECEIPT OF-CHANGE IN NUMBERING OF RESOLUTIONS AND DELETION OF COMMENT. ALL VOTES-RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE-EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON-THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED | Non-Voting | |||||||||||||
| IN THE-MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL- MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF-ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING.-THANK YOU. | |||||||||||||||
| 1 | APPROVAL OF THE COMPANY'S FINANCIAL STATEMENTS: THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE COMPANY'S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED IN 2020, AS PRESENTED TO THE MEETING | Management | No Action | ||||||||||||
| 2 | CONSOLIDATED FINANCIAL STATEMENTS: THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FISCAL YEAR AS PRESENTED TO THE MEETING | Management | No Action | ||||||||||||
| 3 | APPROVAL OF THE EXPENSE AND CHARGE: THE SHAREHOLDERS' MEETING APPROVES THE NON- DEDUCTIBLE EXPENSES AND CHARGES AMOUNTING TO EUR 1,048,908.00 | Management | No Action | ||||||||||||
| 4 | RESULTS APPROPRIATION: THE SHAREHOLDERS' MEETING APPROVES THE FINANCIAL STATEMENTS AND RESOLVES TO ALLOCATE EARNINGS AS FOLLOWS: ORIGIN: - EARNINGS FOR THE FINANCIAL YEAR: EUR 620,912,828.00 - DISTRIBUTABLE RESERVES: EUR 7,104,501,770.00 - RETAINED EARNINGS: EUR 1,307,827,016.00 - DISTRIBUTABLE INCOME: EUR 9,033,241,614.00 ALLOCATION: - LEGAL RESERVE: EUR 289,305,682.00 - DIVIDENDS: EUR 396,040,182.00 (DIVIDED INTO 565,771,689 SHARES) - RETAINED EARNINGS: EUR 1,532,699,662 - CAPITALIZATION: EUR 2,893,056,810.00 - SHARE PREMIUM: EUR 7,104,501,770.00 THE SHAREHOLDERS WILL BE GRANTED A NET DIVIDEND OF EUR 0.70 PER SHARE, WHICH WILL BE ELIGIBLE FOR THE 40 PERCENT DEDUCTION PROVIDED BY THE FRENCH GENERAL TAX CODE. THIS DIVIDEND WILL BE PAID ON MAY 12TH 2021. AS REQUIRED BY LAW, IT IS REMINDED THAT, FOR THE LAST THREE FINANCIAL YEARS, THE DIVIDENDS WERE PAID FOLLOWS: EUR 0.50 PER SHARE FOR FISCAL YEAR 2019 EUR 0.92 PER SHARE FOR FISCAL YEAR 2018 EUR 0.84 PER SHARE FOR FISCAL YEAR 2017 | Management | No Action | ||||||||||||
| 5 | SPECIAL REPORT: THE SHAREHOLDERS' MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L. 225-38 AND L.225-40 TO L.225-42 OF THE FRENCH COMMERCIAL CODE, APPROVES THIS REPORT AS WELL AS THE NEW AGREEMENT APPROVED BY THE BOARD OF DIRECTORS DURING THIS FISCAL YEAR, AND TAKES NOTE OF THE INFORMATION RELATING TO THE AGREEMENTS CONCLUDED AND THE COMMITMENTS MADE DURING PREVIOUS FISCAL YEARS | Management | No Action | ||||||||||||
| 6 | RENEWAL OF A TERM OF OFFICE: THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF LA CAISSE DES DEPOTS ET CONSIGNATIONS REPRESENTED BY MR OLIVIER MAREUSE AS DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | No Action | ||||||||||||
| 7 | RENEWAL OF A TERM OF OFFICE: THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MRS MARION GUILLOU AS DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | No Action | ||||||||||||
| 8 | RENEWAL OF A TERM OF OFFICE: THE SHAREHOLDERS' MEETING DECIDES TO APPOINT OF MR PIERRE-ANDRE DE CHALENDAR AS DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | No Action | ||||||||||||
| 9 | APPROVAL OF THE AMENDMENT OF THE INTERNAL ECONOMIC PERFORMANCE CRITERION: THE SHAREHOLDERS' MEETING APPROVES THE AMENDMENT OF THE INTERNAL ECONOMIC PERFORMANCE CRITERION (NET CURRENT INCOME GROUP SHARE PER SHARE) LINKED TO THE ACQUISITION OF PERFORMANCE SHARES ALLOCATED TO THE CEO, UNDER PLAN 1 GRANTED BY THE BOARD OF DIRECTORS ON MAY 2ND 2018 | Management | No Action | ||||||||||||
| 10 | APPROVAL OF THE AMENDMENT OF THE INTERNAL ECONOMIC PERFORMANCE CRITERION: THE SHAREHOLDERS' MEETING APPROVES THE AMENDMENT OF THE INTERNAL ECONOMIC PERFORMANCE CRITERION (NET CURRENT INCOME GROUP SHARE PER SHARE) LINKED TO THE ACQUISITION OF PERFORMANCE SHARES ALLOCATED TO THE CEO, UNDER PLAN 2 GRANTED BY THE BOARD OF DIRECTORS ON APRIL 31ST 2019 | Management | No Action | ||||||||||||
| 11 | APPROVAL OF THE AMENDMENT OF THE INTERNAL ECONOMIC PERFORMANCE CRITERION: THE SHAREHOLDERS' MEETING APPROVES THE AMENDMENT OF THE INTERNAL ECONOMIC PERFORMANCE CRITERION (NET CURRENT INCOME GROUP SHARE PER SHARE) LINKED TO THE ACQUISITION OF PERFORMANCE SHARES ALLOCATED TO THE CEO, UNDER PLAN 3 GRANTED BY THE BOARD OF DIRECTORS ON MAY 5TH 2020 | Management | No Action | ||||||||||||
| 12 | COMPENSATION OF EXECUTIVE CORPORATE OFFICERS: THE SHAREHOLDERS' MEETING APPROVES THE INFORMATION MENTIONED IN ARTICLE L. 22-10-9 I OF THE FRENCH COMMERCIAL CODE, AND THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO THE MR ANTOINE FREROT AS THE CEO FOR THE CURRENT OR PREVIOUS FISCAL YEARS | Management | No Action | ||||||||||||
| 13 | COMPENSATION OF CORPORATE OFFICERS: THE SHAREHOLDERS' MEETING APPROVES THE INFORMATION MENTIONED IN ARTICLE L. 22-10-9 I OF THE FRENCH COMMERCIAL CODE REGARDING THE COMPENSATION OF THE CORPORATE OFFICERS (EXCLUDING EXECUTIVES) FOR THE 2020 FISCAL YEAR | Management | No Action | ||||||||||||
| 14 | APPROVAL OF THE COMPENSATION POLICY: THE SHAREHOLDERS' MEETING APPROVES THE COMPENSATION POLICY APPLICABLE TO THE CEO, FOR THE 2021 FISCAL YEAR | Management | No Action | ||||||||||||
| 15 | COMPENSATION OF CORPORATE OFFICERS: THE SHAREHOLDERS' MEETING APPROVES THE INFORMATION MENTIONED IN ARTICLE L. 22-10-9 I OF THE FRENCH COMMERCIAL CODE REGARDING THE COMPENSATION OF THE CORPORATE OFFICERS (EXCLUDING EXECUTIVES) FOR THE 2021 FISCAL YEAR | Management | No Action | ||||||||||||
| 16 | AUTHORIZATION TO BUY BACK SHARES: THE SHAREHOLDERS' MEETING AUTHORIZES THE BOARD OF DIRECTORS TO BUY BACK THE COMPANY'S SHARES ON THE OPEN MARKET, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 36.00, MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10 PERCENT OF THE SHARES COMPOSING THE SHARE CAPITAL (I.E. 57,861,136 SHARES), THE NUMBER OF SHARES ACQUIRED BY THE COMPANY WITH A VIEW TO RETAINING OR DELIVERING IN CASH OR IN AN EXCHANGE AS PART OF A MERGER, DIVESTMENT OR CAPITAL CONTRIBUTION CANNOT | Management | No Action | ||||||||||||
| EXCEED 5 PERCENT OF ITS CAPITAL. MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 1,000,000,000.00. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT | |||||||||||||||
| 17 | CAPITAL INCREASE THROUGH ISSUANCE, WITH PREFERRED SUBSCRIPTION RIGHTS MAINTAINED, OF SHARES AND-OR SECURITIES: THE SHAREHOLDERS' MEETING DELEGATES TO THE BOARD OF DIRECTORS THE NECESSARY POWERS TO INCREASE THE CAPITAL, UP TO EUR 868,000,000.00 (I.E. 30 PERCENT OF THE SHARE CAPITAL), BY ISSUANCE OF SHARES (EXCLUDING PREFERENCE SHARES) AND-OR SECURITIES GIVING ACCESS TO THE COMPANY'S OR A RELATED COMPANY'S SHARE CAPITAL (INCLUDING EQUITY SECURITIES GIVING RIGHTS TO DEBT SECURITIES), WITH PREFERENTIAL SUBSCRIPTION RIGHTS MAINTAINED. THE SHAREHOLDERS' MEETING SETS THE MAXIMUM OVERALL VALUE OF THE CAPITAL INCREASE CARRIED OUT BY RESOLUTIONS 17 TO 21 TO EUR 868,000,000.00. THIS AUTHORIZATION IS GRANTED FOR A 26- MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GIVEN BY THE SHAREHOLDERS' MEETING ON APRIL 22TH 2020 IN RESOLUTION 15. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | No Action | ||||||||||||
| 18 | ISSUE OF SECURITIES IN THE EVENT OF A PUBLIC EXCHANGE OFFER: THE SHAREHOLDERS' MEETING GIVES ALL POWERS TO THE BOARD OF DIRECTORS TO ISSUE, UP TO EUR 868,000,000.00 (I.E. 30 PERCENT OF THE SHARE CAPITAL), SHARES (EXCLUDING PREFERENCE SHARES) AND-OR SECURITIES GIVING ACCESS TO THE COMPANY'S OR A RELATED COMPANY'S SHARE CAPITAL (INCLUDING EQUITY SECURITIES GIVING RIGHTS TO DEBT SECURITIES), IN CONSIDERATION FOR SECURITIES TENDERED AS A PART OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY CONCERNING THE SHARES OF ANOTHER COMPANY, WITH CANCELATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. THIS AUTHORIZATION IS GRANTED FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GIVEN BY THE SHAREHOLDERS' MEETING ON APRIL 22TH 2020 IN RESOLUTION 16. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | No Action | ||||||||||||
| 19 | AUTHORIZATION TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED (OVERSUBSCRIPTION): THE SHAREHOLDERS' MEETING AUTHORIZES THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES IN THE EVENT THOSE EXCEED THE INITIAL NUMBER OF SECURITIES TO BE ISSUED (OVERSUBSCRIPTION), UP TO 15 PERCENT, WITHIN 30 DAYS OF THE SUBSCRIPTION CLOSING. THIS DELEGATION IS GIVEN FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GIVEN BY THE SHAREHOLDERS' MEETING ON APRIL 22TH 2020 IN RESOLUTION 19 | Management | No Action | ||||||||||||
| 20 | SHARE CAPITAL INCREASE RESERVED FOR EMPLOYEES: THE SHAREHOLDERS' MEETING AUTHORIZES THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, IN FAVOR OF EMPLOYEES AND CORPORATE OFFICERS OF THE COMPANY WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS, BY ISSUANCE OF SHARES (EXCLUDING PREFERENCE SHARES) AND-OR SECURITIES GIVING ACCESS TO THE COMPANY'S OR A RELATED COMPANY'S SHARE CAPITAL (INCLUDING EQUITY SECURITIES GIVING RIGHTS TO DEBT SECURITIES). THIS DELEGATION IS GIVEN FOR A 26-MONTH PERIOD AND FOR A NOMINAL AMOUNT THAT SHALL NOT EXCEED EUR 57,861,136.00 (I.E. 2 PERCENT OF THE SHARE CAPITAL). THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GIVEN BY THE SHAREHOLDERS' MEETING ON APRIL 22TH 2020 IN RESOLUTION 21. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | No Action | ||||||||||||
| 21 | CAPITAL INCREASE BY ISSUING SHARES WITHOUT PREFERRED SUBSCRIPTION RIGHT BY OFFERS: THE SHAREHOLDERS' MEETING TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL UP TO EUR 17,358,340.00 (I.E. 0.6 PERCENT OF THE SHARE CAPITAL), BY ISSUANCE OF SHARES (EXCLUDING PREFERENCE SHARES) AND-OR SECURITIES GIVING ACCESS TO THE COMPANY'S OR A RELATED COMPANY'S SHARE CAPITAL (INCLUDING EQUITY SECURITIES GIVING RIGHTS TO DEBT SECURITIES), WITH CANCELATION OF PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOR OF: - EMPLOYEES AND CORPORATE OFFICERS; - UCITS, SHAREHOLDING INVESTED IN COMPANY SECURITIES WHOSE SHAREHOLDERS WILL BE PERSONS MENTIONED ABOVE; - ANY BANKING ESTABLISHMENT INTERVENING AT THE REQUEST OF THE COMPANY TO SET UP A SHAREHOLDING SCHEME OR A SAVINGS SCHEME FOR THE BENEFIT | Management | No Action | ||||||||||||
| OF THE PERSONS MENTIONED ABOVE; THE PRESENT DELEGATION IS GIVEN FOR AN 18-MONTH PERIOD AND SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GIVEN BY THE SHAREHOLDERS' MEETING ON APRIL 22TH 2020 IN RESOLUTION 22. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS | |||||||||||||||
| 22 | ALLOCATION OF SHARES FREE OF CHARGE: THE SHAREHOLDERS' MEETING AUTHORIZES THE BOARD OF DIRECTORS TO GRANT FOR FREE, EXISTING OR FUTURE SHARES, IN FAVOR OF THE EMPLOYEES OR THE CORPORATE OFFICERS OF THE COMPANY AND RELATED COMPANIES, FOR AN AMOUNT REPRESENTING 0.5 PERCENT OF THE SHARE CAPITAL. THE TOTAL NUMBER OF SHARES ALLOCATED TO THE EXECUTIVE CORPORATE OFFICERS OF THE COMPANY MAY NOT EXCEED 0.04 PERCENT OF THE SHARE CAPITAL. THE PRESENT DELEGATION IS GIVEN FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GIVEN BY THE SHAREHOLDERS' MEETING ON APRIL 22TH 2020 IN RESOLUTION 23. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | No Action | ||||||||||||
| 23 | AMENDMENT TO ARTICLES OF THE BYLAWS: THE SHAREHOLDERS' MEETING DECIDES TO ADD TO ARTICLE 11 OF THE BYLAWS A 3RD PARAGRAPH PERTAINING TO THE APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS | Management | No Action | ||||||||||||
| 24 | NEW ARTICLES OF THE BYLAWS: THE SHAREHOLDERS' MEETING DECIDES TO OVERHAUL THE ARTICLES OF THE BYLAWS FOR THEM TO COMPLY WITH THE LEGAL PROVISIONS IN FORCE. THE SHAREHOLDERS' MEETING DECIDES TO AMEND ARTICLE 11: ' COMPOSITION OF THE BOARD OF DIRECTORS' OF THE BYLAWS | Management | No Action | ||||||||||||
| 25 | POWERS TO ACCOMPLISH FORMALITIES: THE SHAREHOLDERS' MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW | Management | No Action | ||||||||||||
| TEXAS INSTRUMENTS INCORPORATED | |||||||||||||||
| Security | 882508104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | TXN | Meeting Date | 22-Apr-2021 | ||||||||||||
| ISIN | US8825081040 | Agenda | 935341709 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Mark A. Blinn | Management | For | For | |||||||||||
| 1B. | Election of Director: Todd M. Bluedorn | Management | For | For | |||||||||||
| 1C. | Election of Director: Janet F. Clark | Management | For | For | |||||||||||
| 1D. | Election of Director: Carrie S. Cox | Management | For | For | |||||||||||
| 1E. | Election of Director: Martin S. Craighead | Management | For | For | |||||||||||
| 1F. | Election of Director: Jean M. Hobby | Management | For | For | |||||||||||
| 1G. | Election of Director: Michael D. Hsu | Management | For | For | |||||||||||
| 1H. | Election of Director: Ronald Kirk | Management | For | For | |||||||||||
| 1I. | Election of Director: Pamela H. Patsley | Management | For | For | |||||||||||
| 1J. | Election of Director: Robert E. Sanchez | Management | For | For | |||||||||||
| 1K. | Election of Director: Richard K. Templeton | Management | For | For | |||||||||||
| 2. | Board proposal regarding advisory approval of the Company's executive compensation. | Management | For | For | |||||||||||
| 3. | Board proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| 4. | Stockholder proposal to permit shareholder action by written consent. | Shareholder | Against | For | |||||||||||
| OLIN CORPORATION | |||||||||||||||
| Security | 680665205 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | OLN | Meeting Date | 22-Apr-2021 | ||||||||||||
| ISIN | US6806652052 | Agenda | 935342422 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Heidi S. Alderman | Management | For | For | |||||||||||
| 1B. | Election of Director: Beverley A. Babcock | Management | For | For | |||||||||||
| 1C. | Election of Director: Gray G. Benoist | Management | For | For | |||||||||||
| 1D. | Election of Director: C. Robert Bunch | Management | For | For | |||||||||||
| 1E. | Election of Director: Scott D. Ferguson | Management | For | For | |||||||||||
| 1F. | Election of Director: W. Barnes Hauptfuhrer | Management | For | For | |||||||||||
| 1G. | Election of Director: John M. B. O'Connor | Management | For | For | |||||||||||
| 1H. | Election of Director: Earl L. Shipp | Management | For | For | |||||||||||
| 1I. | Election of Director: Scott M. Sutton | Management | For | For | |||||||||||
| 1J. | Election of Director: William H. Weideman | Management | For | For | |||||||||||
| 1K. | Election of Director: Carol A. Williams | Management | For | For | |||||||||||
| 2. | Approval of the Olin Corporation 2021 Long Term Incentive Plan. | Management | Against | Against | |||||||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | |||||||||||
| 4. | Ratification of the appointment of independent registered public accounting firm. | Management | For | For | |||||||||||
| SENSIENT TECHNOLOGIES CORPORATION | |||||||||||||||
| Security | 81725T100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | SXT | Meeting Date | 22-Apr-2021 | ||||||||||||
| ISIN | US81725T1007 | Agenda | 935342458 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Joseph Carleone | Management | For | For | |||||||||||
| 1B. | Election of Director: Edward H. Cichurski | Management | For | For | |||||||||||
| 1C. | Election of Director: Mario Ferruzzi | Management | For | For | |||||||||||
| 1D. | Election of Director: Carol R. Jackson | Management | For | For | |||||||||||
| 1E. | Election of Director: Donald W. Landry | Management | For | For | |||||||||||
| 1F. | Election of Director: Paul Manning | Management | For | For | |||||||||||
| 1G. | Election of Director: Deborah McKeithan-Gebhardt | Management | For | For | |||||||||||
| 1H. | Election of Director: Scott C. Morrison | Management | For | For | |||||||||||
| 1I. | Election of Director: Elaine R. Wedral | Management | For | For | |||||||||||
| 1J. | Election of Director: Essie Whitelaw | Management | For | For | |||||||||||
| 2. | Proposal to approve the compensation paid to Sensient's named executive officers, as disclosed pursuant to Item 402 of Regulation S-K, including the Compensation Discussion and Analysis, compensation tables, and narrative discussion in the accompanying proxy statement. | Management | For | For | |||||||||||
| 3. | Proposal to ratify the appointment of Ernst & Young LLP, certified public accountants, as the independent auditors of Sensient for 2021. | Management | For | For | |||||||||||
| AUTONATION, INC. | |||||||||||||||
| Security | 05329W102 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | AN | Meeting Date | 22-Apr-2021 | ||||||||||||
| ISIN | US05329W1027 | Agenda | 935342814 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Mike Jackson | Management | For | For | |||||||||||
| 1B. | Election of Director: Rick L. Burdick | Management | For | For | |||||||||||
| 1C. | Election of Director: David B. Edelson | Management | For | For | |||||||||||
| 1D. | Election of Director: Steven L. Gerard | Management | For | For | |||||||||||
| 1E. | Election of Director: Robert R. Grusky | Management | For | For | |||||||||||
| 1F. | Election of Director: Norman K. Jenkins | Management | For | For | |||||||||||
| 1G. | Election of Director: Lisa Lutoff-Perlo | Management | For | For | |||||||||||
| 1H. | Election of Director: G. Mike Mikan | Management | For | For | |||||||||||
| 1I. | Election of Director: Jacqueline A. Travisano | Management | For | For | |||||||||||
| 2. | Ratification of the selection of KPMG LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| 3. | Adoption of stockholder proposal regarding special meetings. | Shareholder | Against | For | |||||||||||
| THE AES CORPORATION | |||||||||||||||
| Security | 00130H105 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | AES | Meeting Date | 22-Apr-2021 | ||||||||||||
| ISIN | US00130H1059 | Agenda | 935343397 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Janet G. Davidson | Management | For | For | |||||||||||
| 1B. | Election of Director: Andrés R. Gluski | Management | For | For | |||||||||||
| 1C. | Election of Director: Tarun Khanna | Management | For | For | |||||||||||
| 1D. | Election of Director: Holly K. Koeppel | Management | For | For | |||||||||||
| 1E. | Election of Director: Julia M. Laulis | Management | For | For | |||||||||||
| 1F. | Election of Director: James H. Miller | Management | For | For | |||||||||||
| 1G. | Election of Director: Alain Monié | Management | For | For | |||||||||||
| 1H. | Election of Director: John B. Morse, Jr. | Management | For | For | |||||||||||
| 1I. | Election of Director: Moisés Naím | Management | For | For | |||||||||||
| 1J. | Election of Director: Teresa M. Sebastian | Management | For | For | |||||||||||
| 2. | To approve, on an advisory basis, the Company's executive compensation. | Management | For | For | |||||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as the independent auditor of the Company for fiscal year 2021. | Management | For | For | |||||||||||
| 4. | To vote on a non-binding Stockholder proposal seeking to adopt a by-law to subject any by-law or charter amendments to a Stockholder vote. | Shareholder | Against | For | |||||||||||
| PFIZER INC. | |||||||||||||||
| Security | 717081103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | PFE | Meeting Date | 22-Apr-2021 | ||||||||||||
| ISIN | US7170811035 | Agenda | 935344503 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Ronald E. Blaylock | Management | For | For | |||||||||||
| 1B. | Election of Director: Albert Bourla | Management | For | For | |||||||||||
| 1C. | Election of Director: Susan Desmond-Hellmann | Management | For | For | |||||||||||
| 1D. | Election of Director: Joseph J. Echevarria | Management | For | For | |||||||||||
| 1E. | Election of Director: Scott Gottlieb | Management | For | For | |||||||||||
| 1F. | Election of Director: Helen H. Hobbs | Management | For | For | |||||||||||
| 1G. | Election of Director: Susan Hockfield | Management | For | For | |||||||||||
| 1H. | Election of Director: Dan R. Littman | Management | For | For | |||||||||||
| 1I. | Election of Director: Shantanu Narayen | Management | For | For | |||||||||||
| 1J. | Election of Director: Suzanne Nora Johnson | Management | For | For | |||||||||||
| 1K. | Election of Director: James Quincey | Management | For | For | |||||||||||
| 1L. | Election of Director: James C. Smith | Management | For | For | |||||||||||
| 2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| 3. | 2021 advisory approval of executive compensation. | Management | For | For | |||||||||||
| 4. | Shareholder proposal regarding independent chair policy. | Shareholder | Against | For | |||||||||||
| 5. | Shareholder proposal regarding political spending report. | Shareholder | Abstain | Against | |||||||||||
| 6. | Shareholder proposal regarding access to COVID-19 products. | Shareholder | Abstain | Against | |||||||||||
| JOHNSON & JOHNSON | |||||||||||||||
| Security | 478160104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | JNJ | Meeting Date | 22-Apr-2021 | ||||||||||||
| ISIN | US4781601046 | Agenda | 935345214 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Mary C. Beckerle | Management | For | For | |||||||||||
| 1B. | Election of Director: D. Scott Davis | Management | For | For | |||||||||||
| 1C. | Election of Director: Ian E. L. Davis | Management | For | For | |||||||||||
| 1D. | Election of Director: Jennifer A. Doudna | Management | For | For | |||||||||||
| 1E. | Election of Director: Alex Gorsky | Management | For | For | |||||||||||
| 1F. | Election of Director: Marillyn A. Hewson | Management | For | For | |||||||||||
| 1G. | Election of Director: Hubert Joly | Management | For | For | |||||||||||
| 1H. | Election of Director: Mark B. McClellan | Management | For | For | |||||||||||
| 1I. | Election of Director: Anne M. Mulcahy | Management | For | For | |||||||||||
| 1J. | Election of Director: Charles Prince | Management | For | For | |||||||||||
| 1K. | Election of Director: A. Eugene Washington | Management | For | For | |||||||||||
| 1L. | Election of Director: Mark A. Weinberger | Management | For | For | |||||||||||
| 1M. | Election of Director: Nadja Y. West | Management | For | For | |||||||||||
| 1N. | Election of Director: Ronald A. Williams | Management | For | For | |||||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | |||||||||||
| 3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2021. | Management | For | For | |||||||||||
| 4. | Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics. | Shareholder | Abstain | Against | |||||||||||
| 5. | Independent Board Chair. | Shareholder | Against | For | |||||||||||
| 6. | Civil Rights Audit. | Shareholder | Abstain | Against | |||||||||||
| 7. | Executive Compensation Bonus Deferral. | Shareholder | Abstain | Against | |||||||||||
| INTERACTIVE BROKERS GROUP, INC. | |||||||||||||||
| Security | 45841N107 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | IBKR | Meeting Date | 22-Apr-2021 | ||||||||||||
| ISIN | US45841N1072 | Agenda | 935346002 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Thomas Peterffy | Management | For | For | |||||||||||
| 1B. | Election of Director: Earl H. Nemser | Management | For | For | |||||||||||
| 1C. | Election of Director: Milan Galik | Management | For | For | |||||||||||
| 1D. | Election of Director: Paul J. Brody | Management | For | For | |||||||||||
| 1E. | Election of Director: Lawrence E. Harris | Management | For | For | |||||||||||
| 1F. | Election of Director: Gary Katz | Management | For | For | |||||||||||
| 1G. | Election of Director: John M. Damgard | Management | For | For | |||||||||||
| 1H. | Election of Director: Philip Uhde | Management | For | For | |||||||||||
| 1I. | Election of Director: William Peterffy | Management | For | For | |||||||||||
| 1J. | Election of Director: Nicole Yuen | Management | For | For | |||||||||||
| 2. | To approve, by non-binding vote, executive compensation. | Management | For | For | |||||||||||
| 3. | Ratification of appointment of independent registered public accounting firm of Deloitte & Touche LLP. | Management | For | For | |||||||||||
| INTUITIVE SURGICAL, INC. | |||||||||||||||
| Security | 46120E602 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ISRG | Meeting Date | 22-Apr-2021 | ||||||||||||
| ISIN | US46120E6023 | Agenda | 935347460 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Craig H. Barratt, Ph.D. | Management | For | For | |||||||||||
| 1B. | Election of Director: Joseph C. Beery | Management | For | For | |||||||||||
| 1C. | Election of Director: Gary S. Guthart, Ph.D. | Management | For | For | |||||||||||
| 1D. | Election of Director: Amal M. Johnson | Management | For | For | |||||||||||
| 1E. | Election of Director: Don R. Kania, Ph.D. | Management | For | For | |||||||||||
| 1F. | Election of Director: Amy L. Ladd, M.D. | Management | For | For | |||||||||||
| 1G. | Election of Director: Keith R. Leonard, Jr. | Management | For | For | |||||||||||
| 1H. | Election of Director: Alan J. Levy, Ph.D. | Management | For | For | |||||||||||
| 1I. | Election of Director: Jami Dover Nachtsheim | Management | For | For | |||||||||||
| 1J. | Election of Director: Monica P. Reed, M.D. | Management | For | For | |||||||||||
| 1K. | Election of Director: Mark J. Rubash | Management | For | For | |||||||||||
| 2. | To approve, by advisory vote, the compensation of the Company's Named Executive Officers. | Management | For | For | |||||||||||
| 3. | The ratification of appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | |||||||||||
| 4. | To approve the Company's Amended and Restated 2010 Incentive Award Plan. | Management | Against | Against | |||||||||||
| TELEFONICA, S.A. | |||||||||||||||
| Security | 879382208 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | TEF | Meeting Date | 22-Apr-2021 | ||||||||||||
| ISIN | US8793822086 | Agenda | 935374669 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1.1 | Approval of the Annual Accounts and of the Management Report of both Telefónica, S.A. and its Consolidated Group of Companies for fiscal year 2020. | Management | For | ||||||||||||
| 1.2 | Approval of the Statement of Non-Financial Information of the Consolidated Group of Companies led by Telefónica, S.A. for fiscal year 2020 included in the Consolidated Management Report of Telefónica, S.A. and of its Group of Companies for such fiscal year. | Management | For | ||||||||||||
| 1.3 | Approval of the management of the Board of Directors of Telefónica, S.A. during fiscal year 2020. | Management | For | ||||||||||||
| 2. | Approval of the Proposed Allocation of the Profits/Losses of Telefónica, S.A. for fiscal year 2020. | Management | For | ||||||||||||
| 3. | Re-election of the Statutory Auditor for fiscal year 2021. | Management | For | ||||||||||||
| 4.1 | Re-election of Mr. José María Álvarez-Pallete López as executive Director. | Management | For | ||||||||||||
| 4.2 | Re-election of Ms. Carmen García de Andrés as independent Director. | Management | For | ||||||||||||
| 4.3 | Re-election of Mr. Ignacio Moreno Martínez as proprietary Director. | Management | For | ||||||||||||
| 4.4 | Re-election of Mr. Francisco José Riberas Mera as independent Director. | Management | For | ||||||||||||
| 5. | Reduction of share capital through the cancellation of own shares, excluding the right of creditors to object, amending the text of Article 6 of the By-Laws relating to share capital. | Management | For | ||||||||||||
| 6.1 | First scrip dividend resolution. Approval of an increase in share capital with a charge to reserves by such amount as may be ..(due to space limits, see proxy statement for full proposal). | Management | For | ||||||||||||
| 6.2 | Second scrip dividend resolution. Approval of an increase in share capital with a charge to reserves by such amount as may be ..(due to space limits, see proxy statement for full proposal). | Management | For | ||||||||||||
| 7.1 | Amendment of the By-Laws to enable the General Shareholders' Meeting to be held exclusively by telematic means: articles 17 ..(due to space limits, see proxy statement for full proposal). | Management | For | ||||||||||||
| 7.2 | Amendment of the By-Laws to expressly regulate the possibility of granting proxies and casting votes prior to the General ..(due to space limits, see proxy statement for full proposal). | Management | For | ||||||||||||
| 8.1 | Amendment of the Regulations for the General Shareholders' Meeting to enable the General Shareholders' Meeting to be held ..(due to space limits, see proxy statement for full proposal). | Management | For | ||||||||||||
| 8.2 | Amendment of the Regulations for the General Shareholders' Meeting to expressly regulate the possibility of granting ..(due to space limits, see proxy statement for full proposal). | Management | For | ||||||||||||
| 9. | Approval of the Director Remuneration Policy of Telefónica, S.A. | Management | For | ||||||||||||
| 10. | Approval of a Long-Term Incentive Plan consisting of the delivery of shares of Telefónica, S.A. allocated to Senior Executive Officers of the Telefónica Group. | Management | For | ||||||||||||
| 11. | Delegation of powers to formalize, interpret, remedy and carry out the resolutions adopted by the shareholders at the General Shareholders' Meeting. | Management | For | ||||||||||||
| 12. | Consultative vote on the 2020 Annual Report on Directors' Remuneration. | Management | For | ||||||||||||
| NATIONAL GRID PLC | |||||||||||||||
| Security | 636274409 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | NGG | Meeting Date | 22-Apr-2021 | ||||||||||||
| ISIN | US6362744095 | Agenda | 935382135 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | To approve the acquisition of PPL WPD Investments Limited. | Management | For | For | |||||||||||
| 2. | To approve an increased borrowing limit. | Management | For | For | |||||||||||
| PPD, INC. | |||||||||||||||
| Security | 69355F102 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | PPD | Meeting Date | 23-Apr-2021 | ||||||||||||
| ISIN | US69355F1021 | Agenda | 935341569 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Stephen Ensley | For | For | ||||||||||||
| 2 | Maria Teresa Hilado | For | For | ||||||||||||
| 3 | David Simmons | For | For | ||||||||||||
| 2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | |||||||||||
| 3. | To approve, on an advisory basis, the frequency of future stockholder advisory votes on the compensation of our named executive officers. | Management | 1 Year | For | |||||||||||
| 4. | To ratify the appointment of Deloitte & Touche LLP. | Management | For | For | |||||||||||
| GRACO INC. | |||||||||||||||
| Security | 384109104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | GGG | Meeting Date | 23-Apr-2021 | ||||||||||||
| ISIN | US3841091040 | Agenda | 935344488 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A) | Election of Director: Brett C. Carter | Management | For | For | |||||||||||
| 1B) | Election of Director: R. William Van Sant | Management | For | For | |||||||||||
| 1C) | Election of Director: Emily C. White | Management | For | For | |||||||||||
| 2. | Ratification of appointment of Deloitte & Touche LLP as the Company's independent registered accounting firm. | Management | For | For | |||||||||||
| 3. | Approval, on an advisory basis, of the compensation paid to our named executive officers as disclosed in the Proxy Statement. | Management | For | For | |||||||||||
| ABBOTT LABORATORIES | |||||||||||||||
| Security | 002824100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ABT | Meeting Date | 23-Apr-2021 | ||||||||||||
| ISIN | US0028241000 | Agenda | 935345125 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | R.J. Alpern | For | For | ||||||||||||
| 2 | R.S. Austin | For | For | ||||||||||||
| 3 | S.E. Blount | For | For | ||||||||||||
| 4 | R.B. Ford | For | For | ||||||||||||
| 5 | M.A. Kumbier | For | For | ||||||||||||
| 6 | D.W. McDew | For | For | ||||||||||||
| 7 | N. McKinstry | For | For | ||||||||||||
| 8 | W.A. Osborn | For | For | ||||||||||||
| 9 | M.F. Roman | For | For | ||||||||||||
| 10 | D.J. Starks | For | For | ||||||||||||
| 11 | J.G. Stratton | For | For | ||||||||||||
| 12 | G.F. Tilton | For | For | ||||||||||||
| 13 | M.D. White | For | For | ||||||||||||
| 2. | Ratification of Ernst & Young LLP as Auditors. | Management | For | For | |||||||||||
| 3. | Say on Pay - An Advisory Vote to Approve Executive Compensation. | Management | For | For | |||||||||||
| 4A. | Amendments to the Articles of Incorporation to Eliminate Statutory Supermajority Voting Standards for: Amendments to the Articles of Incorporation. | Management | For | For | |||||||||||
| 4B. | Amendments to the Articles of Incorporation to Eliminate Statutory Supermajority Voting Standards for: Approval of Certain Extraordinary Transactions. | Management | For | For | |||||||||||
| 5. | Shareholder Proposal - Lobbying Disclosure. | Shareholder | Abstain | Against | |||||||||||
| 6. | Shareholder Proposal - Report on Racial Justice. | Shareholder | Abstain | Against | |||||||||||
| 7. | Shareholder Proposal - Independent Board Chairman. | Shareholder | Against | For | |||||||||||
| L3HARRIS TECHNOLOGIES INC. | |||||||||||||||
| Security | 502431109 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | LHX | Meeting Date | 23-Apr-2021 | ||||||||||||
| ISIN | US5024311095 | Agenda | 935345694 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Sallie B. Bailey | Management | For | For | |||||||||||
| 1B. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: William M. Brown | Management | For | For | |||||||||||
| 1C. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Peter W. Chiarelli | Management | For | For | |||||||||||
| 1D. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Thomas A. Corcoran | Management | For | For | |||||||||||
| 1E. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Thomas A. Dattilo | Management | For | For | |||||||||||
| 1F. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Roger B. Fradin | Management | For | For | |||||||||||
| 1G. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Lewis Hay III | Management | For | For | |||||||||||
| 1H. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Lewis Kramer | Management | For | For | |||||||||||
| 1I. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Christopher E. Kubasik | Management | For | For | |||||||||||
| 1J. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Rita S. Lane | Management | For | For | |||||||||||
| 1K. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Robert B. Millard | Management | For | For | |||||||||||
| 1L. | Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Lloyd W. Newton | Management | For | For | |||||||||||
| 2. | Approval, in an Advisory Vote, of the Compensation of Named Executive Officers as Disclosed in the Proxy Statement. | Management | For | For | |||||||||||
| 3. | Ratification of Appointment of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2021. | Management | For | For | |||||||||||
| GATX CORPORATION | |||||||||||||||
| Security | 361448103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | GATX | Meeting Date | 23-Apr-2021 | ||||||||||||
| ISIN | US3614481030 | Agenda | 935348397 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1.1 | Election of Director: Diane M. Aigotti | Management | For | For | |||||||||||
| 1.2 | Election of Director: Anne L. Arvia | Management | For | For | |||||||||||
| 1.3 | Election of Director: Brian A. Kenney | Management | For | For | |||||||||||
| 1.4 | Election of Director: James B. Ream | Management | For | For | |||||||||||
| 1.5 | Election of Director: Adam L. Stanley | Management | For | For | |||||||||||
| 1.6 | Election of Director: David S. Sutherland | Management | For | For | |||||||||||
| 1.7 | Election of Director: Stephen R. Wilson | Management | For | For | |||||||||||
| 1.8 | Election of Director: Paul G. Yovovich | Management | For | For | |||||||||||
| 2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||
| 3. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2021. | Management | For | For | |||||||||||
| ALLEGHANY CORPORATION | |||||||||||||||
| Security | 017175100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | Y | Meeting Date | 23-Apr-2021 | ||||||||||||
| ISIN | US0171751003 | Agenda | 935352827 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1.1 | Election of Director for term expiring in 2024: Phillip M. Martineau | Management | For | For | |||||||||||
| 1.2 | Election of Director for term expiring in 2024: Raymond L.M. Wong | Management | For | For | |||||||||||
| 2. | To hold an advisory, non-binding vote to approve the compensation of the named executive officers of Alleghany Corporation. | Management | For | For | |||||||||||
| 3. | To ratify the selection of Ernst & Young LLP as Alleghany Corporation's independent registered public accounting firm for fiscal 2021. | Management | For | For | |||||||||||
| RAYTHEON TECHNOLOGIES | |||||||||||||||
| Security | 75513E101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | RTX | Meeting Date | 26-Apr-2021 | ||||||||||||
| ISIN | US75513E1010 | Agenda | 935347218 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Tracy A. Atkinson | Management | For | For | |||||||||||
| 1B. | Election of Director: Gregory J. Hayes | Management | For | For | |||||||||||
| 1C. | Election of Director: Thomas A. Kennedy | Management | For | For | |||||||||||
| 1D. | Election of Director: Marshall O. Larsen | Management | For | For | |||||||||||
| 1E. | Election of Director: George R. Oliver | Management | For | For | |||||||||||
| 1F. | Election of Director: Robert K. (Kelly) Ortberg | Management | For | For | |||||||||||
| 1G. | Election of Director: Margaret L. O'Sullivan | Management | For | For | |||||||||||
| 1H. | Election of Director: Dinesh C. Paliwal | Management | For | For | |||||||||||
| 1I. | Election of Director: Ellen M. Pawlikowski | Management | For | For | |||||||||||
| 1J. | Election of Director: Denise L. Ramos | Management | For | For | |||||||||||
| 1K. | Election of Director: Fredric G. Reynolds | Management | For | For | |||||||||||
| 1L. | Election of Director: Brian C. Rogers | Management | For | For | |||||||||||
| 1M. | Election of Director: James A. Winnefeld, Jr. | Management | For | For | |||||||||||
| 1N. | Election of Director: Robert O. Work | Management | For | For | |||||||||||
| 2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | |||||||||||
| 3. | Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2021. | Management | For | For | |||||||||||
| 4. | Approve Raytheon Technologies Corporation Executive Annual Incentive Plan. | Management | For | For | |||||||||||
| 5. | Approve Amendment to the Raytheon Technologies Corporation 2018 Long-Term Incentive Plan. | Management | For | For | |||||||||||
| 6. | Shareowner Proposal to Amend Proxy Access Bylaw. | Shareholder | Abstain | Against | |||||||||||
| THE PNC FINANCIAL SERVICES GROUP, INC. | |||||||||||||||
| Security | 693475105 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | PNC | Meeting Date | 27-Apr-2021 | ||||||||||||
| ISIN | US6934751057 | Agenda | 935343208 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Joseph Alvarado | Management | For | For | |||||||||||
| 1B. | Election of Director: Charles E. Bunch | Management | For | For | |||||||||||
| 1C. | Election of Director: Debra A. Cafaro | Management | For | For | |||||||||||
| 1D. | Election of Director: Marjorie Rodgers Cheshire | Management | For | For | |||||||||||
| 1E. | Election of Director: David L. Cohen | Management | For | For | |||||||||||
| 1F. | Election of Director: William S. Demchak | Management | For | For | |||||||||||
| 1G. | Election of Director: Andrew T. Feldstein | Management | For | For | |||||||||||
| 1H. | Election of Director: Richard J. Harshman | Management | For | For | |||||||||||
| 1I. | Election of Director: Daniel R. Hesse | Management | For | For | |||||||||||
| 1J. | Election of Director: Linda R. Medler | Management | For | For | |||||||||||
| 1K. | Election of Director: Martin Pfinsgraff | Management | For | For | |||||||||||
| 1L. | Election of Director: Toni Townes-Whitley | Management | For | For | |||||||||||
| 1M. | Election of Director: Michael J. Ward | Management | For | For | |||||||||||
| 2. | Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as PNC's independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | |||||||||||
| 4. | Shareholder proposal regarding report on risk management and the nuclear weapons industry. | Shareholder | Abstain | Against | |||||||||||
| HANESBRANDS INC. | |||||||||||||||
| Security | 410345102 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | HBI | Meeting Date | 27-Apr-2021 | ||||||||||||
| ISIN | US4103451021 | Agenda | 935343474 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Cheryl K. Beebe | Management | For | For | |||||||||||
| 1B. | Election of Director: Stephen B. Bratspies | Management | For | For | |||||||||||
| 1C. | Election of Director: Geralyn R. Breig | Management | For | For | |||||||||||
| 1D. | Election of Director: Bobby J. Griffin | Management | For | For | |||||||||||
| 1E. | Election of Director: James C. Johnson | Management | For | For | |||||||||||
| 1F. | Election of Director: Franck J. Moison | Management | For | For | |||||||||||
| 1G. | Election of Director: Robert F. Moran | Management | For | For | |||||||||||
| 1H. | Election of Director: Ronald L. Nelson | Management | For | For | |||||||||||
| 1I. | Election of Director: Ann E. Ziegler | Management | For | For | |||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as Hanesbrands' independent registered public accounting firm for Hanesbrands' 2021 fiscal year. | Management | For | For | |||||||||||
| 3. | To approve, on an advisory basis, named executive officer compensation as described in the proxy statement for the Annual Meeting. | Management | For | For | |||||||||||
| OTIS WORLDWIDE CORPORATION | |||||||||||||||
| Security | 68902V107 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | OTIS | Meeting Date | 27-Apr-2021 | ||||||||||||
| ISIN | US68902V1070 | Agenda | 935346127 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Jeffrey H. Black | Management | For | For | |||||||||||
| 1B. | Election of Director: Kathy Hopinkah Hannan | Management | For | For | |||||||||||
| 1C. | Election of Director: Shailesh G. Jejurikar | Management | For | For | |||||||||||
| 1D. | Election of Director: Christopher J. Kearney | Management | For | For | |||||||||||
| 1E. | Election of Director: Judith F. Marks | Management | For | For | |||||||||||
| 1F. | Election of Director: Harold W. McGraw III | Management | For | For | |||||||||||
| 1G. | Election of Director: Margaret M. V. Preston | Management | For | For | |||||||||||
| 1H. | Election of Director: Shelley Stewart, Jr. | Management | For | For | |||||||||||
| 1I. | Election of Director: John H. Walker | Management | For | For | |||||||||||
| 2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | |||||||||||
| 3. | Advisory Vote on Frequency of Advisory Vote to Approve Executive Compensation. | Management | 1 Year | For | |||||||||||
| 4. | Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2021. | Management | For | For | |||||||||||
| MSCI INC. | |||||||||||||||
| Security | 55354G100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | MSCI | Meeting Date | 27-Apr-2021 | ||||||||||||
| ISIN | US55354G1004 | Agenda | 935348006 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Henry A. Fernandez | Management | For | For | |||||||||||
| 1B. | Election of Director: Robert G. Ashe | Management | For | For | |||||||||||
| 1C. | Election of Director: Wayne Edmunds | Management | For | For | |||||||||||
| 1D. | Election of Director: Catherine R. Kinney | Management | For | For | |||||||||||
| 1E. | Election of Director: Jacques P. Perold | Management | For | For | |||||||||||
| 1F. | Election of Director: Sandy C. Rattray | Management | For | For | |||||||||||
| 1G. | Election of Director: Linda H. Riefler | Management | For | For | |||||||||||
| 1H. | Election of Director: Marcus L. Smith | Management | For | For | |||||||||||
| 1I. | Election of Director: Paula Volent | Management | For | For | |||||||||||
| 2. | To approve, by non-binding vote, our executive compensation, as described in these proxy materials. | Management | For | For | |||||||||||
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as independent auditor. | Management | For | For | |||||||||||
| ASTEC INDUSTRIES, INC. | |||||||||||||||
| Security | 046224101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ASTE | Meeting Date | 27-Apr-2021 | ||||||||||||
| ISIN | US0462241011 | Agenda | 935348258 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | James B. Baker | For | For | ||||||||||||
| 2 | Glen E. Tellock | For | For | ||||||||||||
| 2. | To approve, on an advisory basis, the Compensation of the Company's named executive officers. | Management | For | For | |||||||||||
| 3. | To approve the Company's 2021 Equity Incentive Plan. | Management | For | For | |||||||||||
| 4. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for calendar year 2021. | Management | For | For | |||||||||||
| CHARTER COMMUNICATIONS, INC. | |||||||||||||||
| Security | 16119P108 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | CHTR | Meeting Date | 27-Apr-2021 | ||||||||||||
| ISIN | US16119P1084 | Agenda | 935348599 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: W. Lance Conn | Management | For | For | |||||||||||
| 1B. | Election of Director: Kim C. Goodman | Management | For | For | |||||||||||
| 1C. | Election of Director: Craig A. Jacobson | Management | For | For | |||||||||||
| 1D. | Election of Director: Gregory B. Maffei | Management | For | For | |||||||||||
| 1E. | Election of Director: John D. Markley, Jr. | Management | For | For | |||||||||||
| 1F. | Election of Director: David C. Merritt | Management | For | For | |||||||||||
| 1G. | Election of Director: James E. Meyer | Management | For | For | |||||||||||
| 1H. | Election of Director: Steven A. Miron | Management | For | For | |||||||||||
| 1I. | Election of Director: Balan Nair | Management | For | For | |||||||||||
| 1J. | Election of Director: Michael A. Newhouse | Management | For | For | |||||||||||
| 1K. | Election of Director: Mauricio Ramos | Management | For | For | |||||||||||
| 1L. | Election of Director: Thomas M. Rutledge | Management | For | For | |||||||||||
| 1M. | Election of Director: Eric L. Zinterhofer | Management | For | For | |||||||||||
| 2. | The ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ended December 31, 2021. | Management | For | For | |||||||||||
| 3. | Stockholder proposal regarding lobbying activities. | Shareholder | Abstain | Against | |||||||||||
| 4. | Stockholder proposal regarding Chairman of the Board and CEO roles. | Shareholder | Against | For | |||||||||||
| 5. | Stockholder proposal regarding diversity and inclusion efforts. | Shareholder | Abstain | Against | |||||||||||
| 6. | Stockholder proposal regarding disclosure of greenhouse gas emissions. | Shareholder | Abstain | Against | |||||||||||
| 7. | Stockholder proposal regarding EEO-1 reports. | Shareholder | Abstain | Against | |||||||||||
| RPC, INC. | |||||||||||||||
| Security | 749660106 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | RES | Meeting Date | 27-Apr-2021 | ||||||||||||
| ISIN | US7496601060 | Agenda | 935348688 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Gary W. Rollins | For | For | ||||||||||||
| 2 | Richard A. Hubbell | For | For | ||||||||||||
| 3 | Harry J. Cynkus | For | For | ||||||||||||
| 2. | To ratify the appointment of Grant Thornton LLP as independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021. | Management | For | For | |||||||||||
| WELLS FARGO & COMPANY | |||||||||||||||
| Security | 949746101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | WFC | Meeting Date | 27-Apr-2021 | ||||||||||||
| ISIN | US9497461015 | Agenda | 935349363 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Steven D. Black | Management | For | For | |||||||||||
| 1B. | Election of Director: Mark A. Chancy | Management | For | For | |||||||||||
| 1C. | Election of Director: Celeste A. Clark | Management | For | For | |||||||||||
| 1D. | Election of Director: Theodore F. Craver, Jr. | Management | For | For | |||||||||||
| 1E. | Election of Director: Wayne M. Hewett | Management | For | For | |||||||||||
| 1F. | Election of Director: Maria R. Morris | Management | For | For | |||||||||||
| 1G. | Election of Director: Charles H. Noski | Management | For | For | |||||||||||
| 1H. | Election of Director: Richard B. Payne, Jr. | Management | For | For | |||||||||||
| 1I. | Election of Director: Juan A. Pujadas | Management | For | For | |||||||||||
| 1J. | Election of Director: Ronald L. Sargent | Management | For | For | |||||||||||
| 1K. | Election of Director: Charles W. Scharf | Management | For | For | |||||||||||
| 1L. | Election of Director: Suzanne M. Vautrinot | Management | For | For | |||||||||||
| 2. | Advisory resolution to approve executive compensation. | Management | For | For | |||||||||||
| 3. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| 4. | Shareholder Proposal - Make Shareholder Proxy Access More Accessible. | Shareholder | Abstain | Against | |||||||||||
| 5. | Shareholder Proposal - Amend Certificate of Incorporation to Become a Delaware Public Benefit Corporation. | Shareholder | Against | For | |||||||||||
| 6. | Shareholder Proposal - Report on Incentive-Based Compensation and Risks of Material Losses. | Shareholder | Against | For | |||||||||||
| 7. | Shareholder Proposal - Conduct a Racial Equity Audit. | Shareholder | Abstain | Against | |||||||||||
| CITIGROUP INC. | |||||||||||||||
| Security | 172967424 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | C | Meeting Date | 27-Apr-2021 | ||||||||||||
| ISIN | US1729674242 | Agenda | 935349515 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Ellen M. Costello | Management | For | For | |||||||||||
| 1B. | Election of Director: Grace E. Dailey | Management | For | For | |||||||||||
| 1C. | Election of Director: Barbara J. Desoer | Management | For | For | |||||||||||
| 1D. | Election of Director: John C. Dugan | Management | For | For | |||||||||||
| 1E. | Election of Director: Jane N. Fraser | Management | For | For | |||||||||||
| 1F. | Election of Director: Duncan P. Hennes | Management | For | For | |||||||||||
| 1G. | Election of Director: Peter B. Henry | Management | For | For | |||||||||||
| 1H. | Election of Director: S. Leslie Ireland | Management | For | For | |||||||||||
| 1I. | Election of Director: Lew W. (Jay) Jacobs, IV | Management | For | For | |||||||||||
| 1J. | Election of Director: Renée J. James | Management | For | For | |||||||||||
| 1K. | Election of Director: Gary M. Reiner | Management | For | For | |||||||||||
| 1L. | Election of Director: Diana L. Taylor | Management | For | For | |||||||||||
| 1M. | Election of Director: James S. Turley | Management | For | For | |||||||||||
| 1N. | Election of Director: Deborah C. Wright | Management | For | For | |||||||||||
| 1O. | Election of Director: Alexander R. Wynaendts | Management | For | For | |||||||||||
| 1P. | Election of Director: Ernesto Zedillo Ponce de Leon | Management | For | For | |||||||||||
| 2. | Proposal to ratify the selection of KPMG LLP as Citi's independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| 3. | Advisory vote to approve Citi's 2020 Executive Compensation. | Management | For | For | |||||||||||
| 4. | Approval of additional authorized shares under the Citigroup 2019 Stock Incentive Plan. | Management | For | For | |||||||||||
| 5. | Stockholder proposal requesting an amendment to Citi's proxy access by-law provisions pertaining to the aggregation limit. | Shareholder | Abstain | Against | |||||||||||
| 6. | Stockholder proposal requesting an Independent Board Chairman. | Shareholder | Against | For | |||||||||||
| 7. | Stockholder proposal requesting non-management employees on director nominee candidate lists. | Shareholder | Against | For | |||||||||||
| 8. | Stockholder proposal requesting a report disclosing information regarding Citi's lobbying payments, policies and activities. | Shareholder | Abstain | Against | |||||||||||
| 9. | Stockholder proposal requesting a racial equity audit analyzing Citi's adverse impacts on nonwhite stakeholders and communities of color. | Shareholder | Abstain | Against | |||||||||||
| 10. | Stockholder proposal requesting that the Board approve an amendment to Citi's Certificate of Incorporation to become a Public Benefit Corporation and to submit the proposed amendment to stockholders for approval. | Shareholder | Against | For | |||||||||||
| PACCAR INC | |||||||||||||||
| Security | 693718108 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | PCAR | Meeting Date | 27-Apr-2021 | ||||||||||||
| ISIN | US6937181088 | Agenda | 935351457 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Mark C. Pigott | Management | For | For | |||||||||||
| 1B. | Election of Director: Dame Alison J. Carnwath | Management | For | For | |||||||||||
| 1C. | Election of Director: Franklin L. Feder | Management | For | For | |||||||||||
| 1D. | Election of Director: R. Preston Feight | Management | For | For | |||||||||||
| 1E. | Election of Director: Beth E. Ford | Management | For | For | |||||||||||
| 1F. | Election of Director: Kirk S. Hachigian | Management | For | For | |||||||||||
| 1G. | Election of Director: Roderick C. McGeary | Management | For | For | |||||||||||
| 1H. | Election of Director: John M. Pigott | Management | For | For | |||||||||||
| 1I. | Election of Director: Ganesh Ramaswamy | Management | For | For | |||||||||||
| 1J. | Election of Director: Mark A. Schulz | Management | For | For | |||||||||||
| 1K. | Election of Director: Gregory M. E. Spierkel | Management | For | For | |||||||||||
| 2. | Stockholder proposal regarding supermajority voting provisions if properly presented at the meeting. | Shareholder | Against | For | |||||||||||
| BAUSCH HEALTH COMPANIES, INC. | |||||||||||||||
| Security | 071734107 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | BHC | Meeting Date | 27-Apr-2021 | ||||||||||||
| ISIN | CA0717341071 | Agenda | 935352726 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Richard U. De Schutter | Management | For | For | |||||||||||
| 1B. | Election of Director: D. Robert Hale | Management | For | For | |||||||||||
| 1C. | Election of Director: Brett Icahn | Management | For | For | |||||||||||
| 1D. | Election of Director: Dr. Argeris (Jerry) N. Karabelas | Management | For | For | |||||||||||
| 1E. | Election of Director: Sarah B. Kavanagh | Management | For | For | |||||||||||
| 1F. | Election of Director: Steven D. Miller | Management | For | For | |||||||||||
| 1G. | Election of Director: Joseph C. Papa | Management | For | For | |||||||||||
| 1H. | Election of Director: John A. Paulson | Management | For | For | |||||||||||
| 1I. | Election of Director: Robert N. Power | Management | For | For | |||||||||||
| 1J. | Election of Director: Russel C. Robertson | Management | For | For | |||||||||||
| 1K. | Election of Director: Thomas W. Ross, Sr. | Management | For | For | |||||||||||
| 1L. | Election of Director: Andrew C. von Eschenbach, M.D. | Management | For | For | |||||||||||
| 1M. | Election of Director: Amy B. Wechsler, M.D. | Management | For | For | |||||||||||
| 2. | The approval, in an advisory vote, of the compensation of our Named Executive Officers. | Management | For | For | |||||||||||
| 3. | To appoint PricewaterhouseCoopers LLP as the auditor for the Company to hold office until the close of the 2022 Annual Meeting of Shareholders and to authorize the Company's Board of Directors to fix the auditor's remuneration. | Management | For | For | |||||||||||
| BIO-RAD LABORATORIES, INC. | |||||||||||||||
| Security | 090572207 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | BIO | Meeting Date | 27-Apr-2021 | ||||||||||||
| ISIN | US0905722072 | Agenda | 935380686 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1.1 | Election of Nominee: Melinda Litherland | Management | For | For | |||||||||||
| 1.2 | Election of Nominee: Arnold A. Pinkston | Management | For | For | |||||||||||
| 2. | PROPOSAL to ratify the selection of KPMG LLP to serve as the Company's independent auditors. | Management | For | For | |||||||||||
| TELENET GROUP HOLDING NV | |||||||||||||||
| Security | B89957110 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 28-Apr-2021 | |||||||||||||
| ISIN | BE0003826436 | Agenda | 713732851 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | |||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | |||||||||||||
| 1. | REPORTS ON THE STATUTORY FINANCIAL STATEMENTS: COMMUNICATION OF AND- DISCUSSION ON THE ANNUAL REPORT OF THE BOARD OF DIRECTORS AND THE REPORT OF-THE STATUTORY AUDITOR ON THE STATUTORY FINANCIAL STATEMENTS, FOR THE-FINANCIAL YEAR ENDED ON DECEMBER 31, 2020 | Non-Voting | |||||||||||||
| 2. | CONSOLIDATED FINANCIAL STATEMENTS AND REPORTS ON THE CONSOLIDATED FINANCIAL- STATEMENTS: COMMUNICATION OF AND DISCUSSION ON (I) THE CONSOLIDATED FINANCIAL- STATEMENTS, (II) THE ANNUAL REPORT OF THE BOARD OF DIRECTORS AND (III) THE-REPORT OF THE STATUTORY AUDITOR ON THE CONSOLIDATED FINANCIAL STATEMENTS, FOR-THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020 | Non-Voting | |||||||||||||
| 3. | COMMUNICATION AND APPROVAL OF THE STATUTORY FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, AND OF THE PROPOSED ALLOCATION OF THE RESULT, INCLUDING THE APPROVAL OF A DIVIDEND. POWER OF ATTORNEY. PROPOSED RESOLUTION: APPROVAL OF THE STATUTORY | Management | No Action | ||||||||||||
| FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, AND OF THE PROPOSED ALLOCATION OF THE RESULT, INCLUDING THE APPROVAL OF A DIVIDEND OF EUR 1.375 PER SHARE GROSS, PAYABLE AS FROM 5 MAY 2021. THIS REPRESENTS AN AGGREGATE AMOUNT OF EUR 150.1 MILLION GROSS AS PER 19 MARCH 2021 WHILE NOTING THAT THIS AGGREGATE AMOUNT MAY CHANGE IN FUNCTION OF POSSIBLE CHANGES IN THE NUMBER OF OWN SHARES HELD BY THE COMPANY ON THE RECORD DATE FOR THE PAYMENT OF THE DIVIDEND. THE ANNUAL GENERAL MEETING DELEGATES ALL FURTHER POWERS WITH REGARD TO THE PAYMENT OF THE DIVIDEND TO THE BOARD OF DIRECTORS | |||||||||||||||
| 4. | COMMUNICATION OF AND APPROVAL OF THE REMUNERATION REPORT, INCLUDED IN THE ANNUAL REPORT OF THE BOARD OF DIRECTORS, FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020. PROPOSED RESOLUTION: APPROVAL OF THE REMUNERATION REPORT, AS INCLUDED IN THE ANNUAL REPORT OF THE BOARD OF DIRECTORS, FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020 | Management | No Action | ||||||||||||
| 5. | IN ACCORDANCE WITH ARTICLE 7:89/1 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS, THE COMPANY IS REQUIRED TO ESTABLISH A REMUNERATION POLICY AND TO SUBMIT SUCH POLICY TO THE APPROVAL OF THE GENERAL SHAREHOLDERS MEETING. THE REMUNERATION POLICY ALSO TAKES INTO ACCOUNT THE RECOMMENDATION OF PROVISION 7.1 OF THE BELGIAN CORPORATE GOVERNANCE CODE 2020. PROPOSED RESOLUTION APPROVAL OF THE REMUNERATION POLICY | Management | No Action | ||||||||||||
| 6. | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTORS WHO WERE IN OFFICE DURING-THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, FOR THE EXERCISE OF THEIR-MANDATE DURING SAID FINANCIAL YEAR | Non-Voting | |||||||||||||
| 6.a. | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTORS WHO WERE IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: BERT DE GRAEVE (IDW CONSULT BV) | Management | No Action | ||||||||||||
| 6.b. | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTORS WHO WERE IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: JO VAN BIESBROECK (JOVB BV) | Management | No Action | ||||||||||||
| 6.c. | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTORS WHO WERE IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: CHRISTIANE FRANCK | Management | No Action | ||||||||||||
| 6.d. | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTORS WHO WERE IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: JOHN PORTER | Management | No Action | ||||||||||||
| 6.e. | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTORS WHO WERE IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: CHARLES H. BRACKEN | Management | No Action | ||||||||||||
| 6.f. | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTORS WHO WERE IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: MANUEL KOHNSTAMM | Management | No Action | ||||||||||||
| 6.g. | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTORS WHO WERE IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: SEVERINA PASCU | Management | No Action | ||||||||||||
| 6.h. | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTORS WHO WERE IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: AMY BLAIR | Management | No Action | ||||||||||||
| 6.i. | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTORS WHO WERE IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: ENRIQUE RODRIGUEZ | Management | No Action | ||||||||||||
| 7. | TO GRANT DISCHARGE FROM LIABILITY TO THE STATUTORY AUDITOR FOR THE EXERCISE OF HIS MANDATE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020 | Management | No Action | ||||||||||||
| 8. | RE-APPOINTMENT OF A DIRECTOR: TAKING INTO ACCOUNT THE ADVICE OF THE-REMUNERATION AND NOMINATION COMMITTEE OF THE BOARD, THE BOARD RECOMMENDS-ADOPTING THE FOLLOWING RESOLUTIONS. FOR FURTHER INFORMATION, IN RELATION TO-THE RELEVANT PERSON PROPOSED TO BE (RE-)APPOINTED AND HIS RESUME, REFERENCE-IS MADE TO THE CORPORATE GOVERNANCE STATEMENT IN THE ANNUAL REPORT OF THE-BOARD | Non-Voting | |||||||||||||
| 8.a. | RE-APPOINTMENT OF MR. JOHN PORTER AS DIRECTOR OF THE COMPANY, FOR A TERM OF 4 YEARS, WITH IMMEDIATE EFFECT AND UNTIL THE CLOSING OF THE GENERAL SHAREHOLDERS MEETING OF 2025 WHICH WILL BE HELD TO DELIBERATE ON THE FINANCIAL STATEMENTS OF THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2024 | Management | No Action | ||||||||||||
| 8.b. | THE MANDATE OF THE DIRECTOR APPOINTED IS NOT REMUNERATED | Management | No Action | ||||||||||||
| 9. | RATIFICATION AND APPROVAL IN ACCORDANCE WITH ARTICLE 7:151 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS: RATIFICATION AND APPROVAL, IN AS FAR AS NEEDED AND APPLICABLE, IN ACCORDANCE WITH ARTICLE 7:151 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS, OF THE TERMS AND CONDITIONS OF (I) THE PERFORMANCE SHARE PLANS, (II) THE SHARE OPTION PLANS AND (III) THE RESTRICTED SHARE PLANS ISSUED ON 11 MAY 2020 TO (SELECTED) EMPLOYEES OF THE COMPANY, WHICH MAY GRANT RIGHTS THAT EITHER COULD HAVE A SUBSTANTIAL IMPACT ON THE COMPANY'S ASSETS OR COULD GIVE RISE TO SUBSTANTIAL LIABILITY OR OBLIGATION OF THE COMPANY IN CASE OF A CHANGE OF CONTROL OVER THE COMPANY OR A PUBLIC TAKEOVER BID ON THE SHARES OF THE COMPANY | Management | No Action | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||||||||||||
| CMMT | 07 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF RESOLUTIONS 5 AND 8.A. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU | Non-Voting | |||||||||||||
| HERA S.P.A. | |||||||||||||||
| Security | T5250M106 | Meeting Type | MIX | ||||||||||||
| Ticker Symbol | Meeting Date | 28-Apr-2021 | |||||||||||||
| ISIN | IT0001250932 | Agenda | 713733017 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | |||||||||||||
| E.1 | TO AMEND ART. 3 OF THE COMPANY BYLAW (COMPANY'S DURATION): RESOLUTIONS RELATED THERETO | Management | No Action | ||||||||||||
| E.2 | TO AMEND ART. 20 OF THE COMPANY BYLAW (BOARD OF DIRECTORS' MEETING): RESOLUTIONS RELATED THERETO | Management | No Action | ||||||||||||
| O.1 | BALANCE SHEET AS OF 31 DECEMBER 2020: RESOLUTIONS RELATED THERETO. TO PRESENT CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2020. BOARD OF DIRECTORS, INTERNAL AND EXTERNAL AUDITORS REPORT | Management | No Action | ||||||||||||
| O.2 | PROFIT ALLOCATION PROPOSAL. RESOLUTIONS RELATED THERETO | Management | No Action | ||||||||||||
| O.3 | REPORT ON THE REMUNERATION POLICY AND ON THE EMOLUMENT PAID: RESOLUTIONS RELATED TO SECTION I - REMUNERATION POLICY | Management | No Action | ||||||||||||
| O.4 | REPORT ON THE REMUNERATION POLICY AND ON THE EMOLUMENT PAID: RESOLUTIONS RELATED TO SECTION II - EMOLUMENTS PAID | Management | No Action | ||||||||||||
| O.5 | RENEWAL OF THE AUTHORIZATION TO PURCHASE AND DISPOSE OWN SHARES: RESOLUTIONS RELATED THERETO | Management | No Action | ||||||||||||
| CMMT | 30 MAR 2021: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM AGM TO OGM AND-ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||||||
| CMMT | 30 MAR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||||||||||||
| TEXTRON INC. | |||||||||||||||
| Security | 883203101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | TXT | Meeting Date | 28-Apr-2021 | ||||||||||||
| ISIN | US8832031012 | Agenda | 935343323 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Scott C. Donnelly | Management | For | For | |||||||||||
| 1B. | Election of Director: Kathleen M. Bader | Management | For | For | |||||||||||
| 1C. | Election of Director: R. Kerry Clark | Management | For | For | |||||||||||
| 1D. | Election of Director: James T. Conway | Management | For | For | |||||||||||
| 1E. | Election of Director: Paul E. Gagné | Management | For | For | |||||||||||
| 1F. | Election of Director: Ralph D. Heath | Management | For | For | |||||||||||
| 1G. | Election of Director: Deborah Lee James | Management | For | For | |||||||||||
| 1H. | Election of Director: Lionel L. Nowell III | Management | For | For | |||||||||||
| 1I. | Election of Director: James L. Ziemer | Management | For | For | |||||||||||
| 1J. | Election of Director: Maria T. Zuber | Management | For | For | |||||||||||
| 2. | Approval of the advisory (non-binding) resolution to approve executive compensation. | Management | For | For | |||||||||||
| 3. | Ratification of appointment of independent registered public accounting firm. | Management | For | For | |||||||||||
| 4. | Shareholder proposal regarding shareholder action by written consent. | Shareholder | Against | For | |||||||||||
| NEWMONT CORPORATION | |||||||||||||||
| Security | 651639106 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | NEM | Meeting Date | 28-Apr-2021 | ||||||||||||
| ISIN | US6516391066 | Agenda | 935348183 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Patrick Awuah. (Please note that an Against vote is treated as a Withhold) | Management | For | For | |||||||||||
| 1B. | Election of Director: Gregory Boyce. (Please note that an Against vote is treated as a Withhold) | Management | For | For | |||||||||||
| 1C. | Election of Director: Bruce Brook. (Please note that an Against vote is treated as a Withhold) | Management | For | For | |||||||||||
| 1D. | Election of Director: Maura Clark. (Please note that an Against vote is treated as a Withhold) | Management | For | For | |||||||||||
| 1E. | Election of Director: Matthew Coon Come. (Please note that an Against vote is treated as a Withhold) | Management | For | For | |||||||||||
| 1F. | Election of Director: José Manuel Madero. (Please note that an Against vote is treated as a Withhold) | Management | For | For | |||||||||||
| 1G. | Election of Director: René Médori. (Please note that an Against vote is treated as a Withhold) | Management | For | For | |||||||||||
| 1H. | Election of Director: Jane Nelson. (Please note that an Against vote is treated as a Withhold) | Management | For | For | |||||||||||
| 1I. | Election of Director: Thomas Palmer. (Please note that an Against vote is treated as a Withhold) | Management | For | For | |||||||||||
| 1J. | Election of Director: Julio Quintana. (Please note that an Against vote is treated as a Withhold) | Management | For | For | |||||||||||
| 1K. | Election of Director: Susan Story. (Please note that an Against vote is treated as a Withhold) | Management | For | For | |||||||||||
| 2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | For | For | |||||||||||
| 3. | Ratify Appointment of Independent Registered Public Accounting Firm for 2021. | Management | For | For | |||||||||||
| DUPONT DE NEMOURS INC | |||||||||||||||
| Security | 26614N102 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | DD | Meeting Date | 28-Apr-2021 | ||||||||||||
| ISIN | US26614N1028 | Agenda | 935348436 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Amy G. Brady | Management | For | For | |||||||||||
| 1B. | Election of Director: Edward D. Breen | Management | For | For | |||||||||||
| 1C. | Election of Director: Ruby R. Chandy | Management | For | For | |||||||||||
| 1D. | Election of Director: Franklin K. Clyburn, Jr. | Management | For | For | |||||||||||
| 1E. | Election of Director: Terrence R. Curtin | Management | For | For | |||||||||||
| 1F. | Election of Director: Alexander M. Cutler | Management | For | For | |||||||||||
| 1G. | Election of Director: Eleuthère I. du Pont | Management | For | For | |||||||||||
| 1H. | Election of Director: Luther C. Kissam | Management | For | For | |||||||||||
| 1I. | Election of Director: Frederick M. Lowery | Management | For | For | |||||||||||
| 1J. | Election of Director: Raymond J. Milchovich | Management | For | For | |||||||||||
| 1K. | Election of Director: Deanna M. Mulligan | Management | For | For | |||||||||||
| 1L. | Election of Director: Steven M. Sterin | Management | For | For | |||||||||||
| 2. | Advisory Resolution to Approve Executive Compensation. | Management | For | For | |||||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| 4. | Amendment and Restatement of the Company's Certificate of Incorporation to Decrease the Ownership Threshold for Stockholders to Call a Special Meeting. | Management | For | For | |||||||||||
| 5. | Right to Act by Written Consent. | Shareholder | Against | For | |||||||||||
| 6. | Annual Disclosure of EEO-1 Data. | Shareholder | Abstain | Against | |||||||||||
| 7. | Annual Report on Plastic Pollution. | Shareholder | Abstain | Against | |||||||||||
| CULLEN/FROST BANKERS, INC. | |||||||||||||||
| Security | 229899109 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | CFR | Meeting Date | 28-Apr-2021 | ||||||||||||
| ISIN | US2298991090 | Agenda | 935348638 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1a. | Election of Director: Carlos Alvarez | Management | For | For | |||||||||||
| 1b. | Election of Director: Chris M. Avery | Management | For | For | |||||||||||
| 1c. | Election of Director: Anthony R. Chase | Management | For | For | |||||||||||
| 1d. | Election of Director: Cynthia J. Comparin | Management | For | For | |||||||||||
| 1e. | Election of Director: Samuel G. Dawson | Management | For | For | |||||||||||
| 1f. | Election of Director: Crawford H. Edwards | Management | For | For | |||||||||||
| 1g. | Election of Director: Patrick B. Frost | Management | For | For | |||||||||||
| 1h. | Election of Director: Phillip D. Green | Management | For | For | |||||||||||
| 1i. | Election of Director: David J. Haemisegger | Management | For | For | |||||||||||
| 1j. | Election of Director: Karen E. Jennings | Management | For | For | |||||||||||
| 1k. | Election of Director: Charles W. Matthews | Management | For | For | |||||||||||
| 1l. | Election of Director: Ida Clement Steen | Management | For | For | |||||||||||
| 2. | To ratify the selection of Ernst & Young LLP to act as independent auditors of Cullen/Frost Bankers, Inc. for the fiscal year that began January 1, 2021 | Management | For | For | |||||||||||
| 3. | To provide nonbinding approval of executive compensation. | Management | For | For | |||||||||||
| EATON CORPORATION PLC | |||||||||||||||
| Security | G29183103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ETN | Meeting Date | 28-Apr-2021 | ||||||||||||
| ISIN | IE00B8KQN827 | Agenda | 935349692 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Craig Arnold | Management | For | For | |||||||||||
| 1B. | Election of Director: Christopher M. Connor | Management | For | For | |||||||||||
| 1C. | Election of Director: Olivier Leonetti | Management | For | For | |||||||||||
| 1D. | Election of Director: Deborah L. McCoy | Management | For | For | |||||||||||
| 1E. | Election of Director: Silvio Napoli | Management | For | For | |||||||||||
| 1F. | Election of Director: Gregory R. Page | Management | For | For | |||||||||||
| 1G. | Election of Director: Sandra Pianalto | Management | For | For | |||||||||||
| 1H. | Election of Director: Lori J. Ryerkerk | Management | For | For | |||||||||||
| 1I. | Election of Director: Gerald B. Smith | Management | For | For | |||||||||||
| 1J. | Election of Director: Dorothy C. Thompson | Management | For | For | |||||||||||
| 2. | Approving the appointment of Ernst & Young as independent auditor for 2021 and authorizing the Audit Committee of the Board of Directors to set its remuneration. | Management | For | For | |||||||||||
| 3. | Advisory approval of the Company's executive compensation. | Management | For | For | |||||||||||
| 4. | Approving a proposal to grant the Board authority to issue shares. | Management | For | For | |||||||||||
| 5. | Approving a proposal to grant the Board authority to opt out of pre-emption rights. | Management | Against | Against | |||||||||||
| 6. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Company shares. | Management | For | For | |||||||||||
| MARATHON PETROLEUM CORPORATION | |||||||||||||||
| Security | 56585A102 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | MPC | Meeting Date | 28-Apr-2021 | ||||||||||||
| ISIN | US56585A1025 | Agenda | 935349868 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Class I Director: Abdulaziz F. Alkhayyal | Management | For | For | |||||||||||
| 1B. | Election of Class I Director: Jonathan Z. Cohen | Management | For | For | |||||||||||
| 1C. | Election of Class I Director: Michael J. Hennigan | Management | For | For | |||||||||||
| 1D. | Election of Class I Director: Frank M. Semple | Management | For | For | |||||||||||
| 2. | Ratification of the selection of PricewaterhouseCoopers LLP as the company's independent auditor for 2021. | Management | For | For | |||||||||||
| 3. | Approval, on an advisory basis, of the company's named executive officer compensation. | Management | For | For | |||||||||||
| 4. | Approval of the Marathon Petroleum Corporation 2021 Incentive Compensation Plan. | Management | For | For | |||||||||||
| 5. | Approval of an amendment to the company's Restated Certificate of Incorporation to eliminate the supermajority provisions. | Management | For | For | |||||||||||
| 6. | Approval of an amendment to the company's Restated Certificate of Incorporation to declassify the Board of Directors. | Management | For | For | |||||||||||
| 7. | Shareholder proposal seeking to prohibit accelerated vesting of equity awards in connection with a change in control. | Shareholder | Against | For | |||||||||||
| CIGNA CORPORATION | |||||||||||||||
| Security | 125523100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | CI | Meeting Date | 28-Apr-2021 | ||||||||||||
| ISIN | US1255231003 | Agenda | 935350772 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: David M. Cordani | Management | For | For | |||||||||||
| 1B. | Election of Director: William J. DeLaney | Management | For | For | |||||||||||
| 1C. | Election of Director: Eric J. Foss | Management | For | For | |||||||||||
| 1D. | Election of Director: Elder Granger, MD, MG, USA (Retired) | Management | For | For | |||||||||||
| 1E. | Election of Director: Isaiah Harris, Jr. | Management | For | For | |||||||||||
| 1F. | Election of Director: George Kurian | Management | For | For | |||||||||||
| 1G. | Election of Director: Kathleen M. Mazzarella | Management | For | For | |||||||||||
| 1H. | Election of Director: Mark B. McClellan, MD, PhD | Management | For | For | |||||||||||
| 1I. | Election of Director: John M. Partridge | Management | For | For | |||||||||||
| 1J. | Election of Director: Kimberly A. Ross | Management | For | For | |||||||||||
| 1K. | Election of Director: Eric C. Wiseman | Management | For | For | |||||||||||
| 1L. | Election of Director: Donna F. Zarcone | Management | For | For | |||||||||||
| 2. | Advisory approval of Cigna's executive compensation. | Management | For | For | |||||||||||
| 3. | Approval of the Amended and Restated Cigna Long- Term Incentive Plan. | Management | Against | Against | |||||||||||
| 4. | Ratification of the appointment of PricewaterhouseCoopers LLP as Cigna's independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| 5. | Shareholder proposal - Shareholder right to act by written consent. | Shareholder | Against | For | |||||||||||
| 6. | Shareholder proposal - Gender pay gap report. | Shareholder | Abstain | Against | |||||||||||
| 7. | Shareholder proposal - Board ideology disclosure policy. | Shareholder | Against | For | |||||||||||
| SJW GROUP | |||||||||||||||
| Security | 784305104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | SJW | Meeting Date | 28-Apr-2021 | ||||||||||||
| ISIN | US7843051043 | Agenda | 935351116 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: K. Armstrong | Management | For | For | |||||||||||
| 1B. | Election of Director: W. J. Bishop | Management | For | For | |||||||||||
| 1C. | Election of Director: C. Guardino | Management | For | For | |||||||||||
| 1D. | Election of Director: M. Hanley | Management | For | For | |||||||||||
| 1E. | Election of Director: H. Hunt | Management | For | For | |||||||||||
| 1F. | Election of Director: G. P. Landis | Management | For | For | |||||||||||
| 1G. | Election of Director: D. C. Man | Management | For | For | |||||||||||
| 1H. | Election of Director: D. B. More | Management | For | For | |||||||||||
| 1I. | Election of Director: E. W. Thornburg | Management | For | For | |||||||||||
| 1J. | Election of Director: C. P. Wallace | Management | For | For | |||||||||||
| 2. | To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the accompanying proxy statement. | Management | For | For | |||||||||||
| 3. | Ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for fiscal year 2021. | Management | For | For | |||||||||||
| HCA HEALTHCARE, INC. | |||||||||||||||
| Security | 40412C101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | HCA | Meeting Date | 28-Apr-2021 | ||||||||||||
| ISIN | US40412C1018 | Agenda | 935354237 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Thomas F. Frist III | Management | For | For | |||||||||||
| 1B. | Election of Director: Samuel N. Hazen | Management | For | For | |||||||||||
| 1C. | Election of Director: Meg G. Crofton | Management | For | For | |||||||||||
| 1D. | Election of Director: Robert J. Dennis | Management | For | For | |||||||||||
| 1E. | Election of Director: Nancy-Ann DeParle | Management | For | For | |||||||||||
| 1F. | Election of Director: William R. Frist | Management | For | For | |||||||||||
| 1G. | Election of Director: Charles O. Holliday, Jr | Management | For | For | |||||||||||
| 1H. | Election of Director: Michael W. Michelson | Management | For | For | |||||||||||
| 1I. | Election of Director: Wayne J. Riley, M.D. | Management | For | For | |||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | |||||||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | |||||||||||
| 4. | Stockholder proposal, if properly presented at the meeting, requesting that the Board of Directors take the steps necessary to allow stockholders to act by written consent. | Shareholder | Against | For | |||||||||||
| 5. | Stockholder proposal, if properly presented at the meeting, requesting a report on the feasibility of increasing the impact of quality metrics on executive compensation. | Shareholder | Abstain | Against | |||||||||||
| ACCOR SA | |||||||||||||||
| Security | F00189120 | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 29-Apr-2021 | |||||||||||||
| ISIN | FR0000120404 | Agenda | 713713940 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | |||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | |||||||||||||
| CMMT | 25 MAR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE | Non-Voting | |||||||||||||
| SEPARATE INSTRUCTIONS FROM YOU AND-PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | |||||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | |||||||||||||
| CMMT | 12 APR 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202104122100847-44 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF UPDATED BALO LINK AND-CHANGE IN NUMBERING OF RESOLUTIONS AND CHANGE IN MEETING TYPE FROM MIX TO-EGM. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||||||
| 1 | APPROVAL OF THE REPORTS AND THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | ||||||||||||
| 2 | APPROVAL OF THE REPORTS AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | ||||||||||||
| 3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 - ACKNOWLEDGEMENT OF THE DIVIDEND DISTRIBUTED FOR THE LAST THREE FINANCIAL YEARS | Management | No Action | ||||||||||||
| 4 | APPROVAL OF THE REPORT ON THE REMUNERATION OF ALL CORPORATE OFFICERS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 (SAY ON PAY EX POST) | Management | No Action | ||||||||||||
| 5 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL REMUNERATION AND BENEFITS OF ANY KIND, PAID DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 OR AWARDED IN RESPECT OF THE SAME FINANCIAL YEAR TO MR. SEBASTIEN BAZIN IN HIS CAPACITY AS CHAIRMAN AND CHIEF EXECUTIVE OFFICER (EX POST SAY ON PAY) | Management | No Action | ||||||||||||
| 6 | APPROVAL OF THE REMUNERATION POLICY FOR THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER FOR THE FINANCIAL YEAR 2021 (EX ANTE SAY ON PAY) | Management | No Action | ||||||||||||
| 7 | APPROVAL OF THE REMUNERATION POLICY FOR DIRECTORS FOR THE FINANCIAL YEAR 2021 (EX ANTE SAY ON PAY) | Management | No Action | ||||||||||||
| 8 | APPROVAL OF THE STATUTORY AUDITORS' SPECIAL REPORT ON THE REGULATED AGREEMENTS REFERRED TO IN ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | No Action | ||||||||||||
| 9 | AUTHORISATION FOR THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY'S SHARES | Management | No Action | ||||||||||||
| 10 | AUTHORISATION FOR THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES | Management | No Action | ||||||||||||
| 11 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO CARRY OUT CAPITAL INCREASES BY ISSUING, WITH RETENTION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT, COMMON SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE SHARE CAPITAL | Management | No Action | ||||||||||||
| 12 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO CARRY OUT CAPITAL INCREASES BY ISSUING, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT, COMMON SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE SHARE CAPITAL, BY PUBLIC OFFERING | Management | No Action | ||||||||||||
| 13 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO CARRY OUT CAPITAL INCREASES BY ISSUING, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT, COMMON SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE SHARE CAPITAL, BY MEANS OF AN OFFER REFERRED TO IN PARAGRAPH 1DECREE OF ARTICLE L. 411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE | Management | No Action | ||||||||||||
| 14 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT THE PRE- EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | ||||||||||||
| 15 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO CARRY OUT CAPITAL INCREASES BY ISSUING COMMON SHARES OR TRANSFERABLE SECURITIES TO REMUNERATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY | Management | No Action | ||||||||||||
| 16 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO CARRY OUT CAPITAL INCREASES BY CAPITALISATION OF RESERVES, PROFITS OR PREMIUMS | Management | No Action | ||||||||||||
| 17 | LIMITATION OF THE OVERALL AMOUNT OF CAPITAL INCREASES THAT MAY BE CARRIED OUT UNDER THE PREVIOUS DELEGATIONS | Management | No Action | ||||||||||||
| 18 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO CARRY OUT CAPITAL INCREASES BY ISSUING COMMON SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE SHARE CAPITAL, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF THE MEMBERS OF A COMPANY SAVINGS PLAN | Management | No Action | ||||||||||||
| 19 | AUTHORISATION FOR THE BOARD OF DIRECTORS TO FREELY ALLOCATE SHARES WITHOUT PERFORMANCE CONDITIONS FOR THE BENEFIT OF EMPLOYEES OF THE ACCOR GROUP | Management | No Action | ||||||||||||
| 20 | STATUTORY AMENDMENTS | Management | No Action | ||||||||||||
| 21 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE SHARE SUBSCRIPTION WARRANTS TO BE FREELY ALLOCATED TO SHAREHOLDERS IN THE EVENT OF A PUBLIC OFFERING CONCERNING THE COMPANY'S SECURITIES | Management | No Action | ||||||||||||
| 22 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. | Non-Voting | |||||||||||||
| DANONE SA | |||||||||||||||
| Security | F12033134 | Meeting Type | MIX | ||||||||||||
| Ticker Symbol | Meeting Date | 29-Apr-2021 | |||||||||||||
| ISIN | FR0000120644 | Agenda | 713755657 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | |||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | |||||||||||||
| CMMT | 14 APR 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202104142100917-45 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF COMMENT AND CHANGE-IN | Non-Voting | |||||||||||||
| NUMBERING OF ALL RESOLUTIONS AND CHANGE IN TEXT OF COMMENT AND RECEIPT OF-UPDATED BALO. IF YOU HAVE ALREADY SENT IN YOUR VOTES TO MID 541236, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS | |||||||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT SHAREHOLDER DETAILS ARE-REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED,-YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | Non-Voting | |||||||||||||
| CMMT | 07 APR 2021: PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 535348 DUE-TO RECEIPT OF ADDITIONAL RESOLUTIONS 27 AND 28. ALL VOTES RECEIVED ON THE-PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED.-THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER-VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE-CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE.-PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING,-AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU. | Non-Voting | |||||||||||||
| 1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | ||||||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | ||||||||||||
| 3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 AND SETTING OF THE DIVIDEND AT 1.94 EUROS PER SHARE | Management | No Action | ||||||||||||
| 4 | RENEWAL OF THE TERM OF OFFICE OF MR. GUIDO BARILLA AS DIRECTOR | Management | No Action | ||||||||||||
| 5 | RENEWAL OF THE TERM OF OFFICE OF MRS. CECILE CABANIS AS DIRECTOR | Management | No Action | ||||||||||||
| 6 | RENEWAL OF THE TERM OF OFFICE OF MR. MICHEL LANDEL AS DIRECTOR PURSUANT TO PARAGRAPH 2 OF ARTICLE 15-II OF THE BY-LAWS | Management | No Action | ||||||||||||
| 7 | RENEWAL OF THE TERM OF OFFICE OF MRS. SERPIL TIMURAY AS DIRECTOR | Management | No Action | ||||||||||||
| 8 | RATIFICATION OF THE CO-OPTATION OF MR. GILLES SCHNEPP AS DIRECTOR, AS A REPLACEMENT FOR MR. GREGG L. ENGLES, WHO RESIGNED | Management | No Action | ||||||||||||
| 9 | APPROVAL OF THE AGREEMENTS SUBJECT TO THE PROVISIONS OF ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE CONCLUDED BY THE COMPANY WITH THE SICAV DANONE COMMUNITIES | Management | No Action | ||||||||||||
| 10 | APPROVAL OF THE INFORMATION RELATING TO THE REMUNERATION OF CORPORATE OFFICERS MENTIONED IN SECTION I OF ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE FOR THE FINANCIAL YEAR 2020 | Management | No Action | ||||||||||||
| 11 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING OR AWARDED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO MR. EMMANUEL FABER, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | No Action | ||||||||||||
| 12 | APPROVAL OF THE REMUNERATION POLICY FOR EXECUTIVE CORPORATE OFFICERS FOR THE FINANCIAL YEAR 2021 | Management | No Action | ||||||||||||
| 13 | SETTING OF THE OVERALL ANNUAL REMUNERATION AMOUNT OF DIRECTORS | Management | No Action | ||||||||||||
| 14 | APPROVAL OF THE REMUNERATION POLICY FOR THE DIRECTORS FOR THE FINANCIAL YEAR 2021 | Management | No Action | ||||||||||||
| 15 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO PURCHASE, RETAIN OR TRANSFER SHARES OF THE COMPANY | Management | No Action | ||||||||||||
| 16 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITH RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | ||||||||||||
| 17 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT, BUT WITH THE OBLIGATION TO GRANT A PRIORITY RIGHT | Management | No Action | ||||||||||||
| 18 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN CASE OF A CAPITAL INCREASE WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT, IN ORDER TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED | Management | No Action | ||||||||||||
| 19 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management | No Action | ||||||||||||
| 20 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, TO REMUNERATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND CONSTITUTED OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL | Management | No Action | ||||||||||||
| 21 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO INCREASE THE COMPANY'S CAPITAL BY INCORPORATION OF RESERVES, PROFITS, PREMIUMS OR OTHER AMOUNTS WHOSE CAPITALISATION WOULD BE ALLOWED | Management | No Action | ||||||||||||
| 22 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES RESERVED FOR EMPLOYEES WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN AND/OR FOR TRANSFERS OF RESERVED SECURITIES, WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | ||||||||||||
| 23 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, RESERVED FOR CATEGORIES OF BENEFICIARIES CONSISTING OF EMPLOYEES WORKING IN FOREIGN COMPANIES OF THE DANONE GROUP, OR IN A SITUATION OF INTERNATIONAL MOBILITY, IN THE CONTEXT OF EMPLOYEE SHAREHOLDING OPERATIONS | Management | No Action | ||||||||||||
| 24 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH ALLOCATIONS OF EXISTING SHARES OR SHARES TO BE ISSUED OF THE COMPANY, WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | ||||||||||||
| 25 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO REDUCE THE CAPITAL BY CANCELLING SHARES | Management | No Action | ||||||||||||
| 26 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | ||||||||||||
| 27 | APPROVAL OF THE COMPENSATION POLICY FOR EXECUTIVE CORPORATE OFFICERS ON AN INTERIM BASIS FOR THE FINANCIAL YEAR 2021 | Management | No Action | ||||||||||||
| 28 | APPROVAL OF THE ELEMENTS OF COMPENSATION PAID DURING OR AWARDED IN RESPECT OF THE FINANCIAL YEAR 2021 TO MR. EMMANUEL FABER, CHAIRMAN AND CHIEF EXECUTIVE OFFICER, UNTIL HIS DEPARTURE | Management | No Action | ||||||||||||
| KINNEVIK AB | |||||||||||||||
| Security | W5139V596 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 29-Apr-2021 | |||||||||||||
| ISIN | SE0014684528 | Agenda | 713794039 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | |||||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | |||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | |||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 540141 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | |||||||||||||
| 1 | ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL MEETING: WILHELM LUNING | Non-Voting | |||||||||||||
| 2 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | |||||||||||||
| 3 | APPROVAL OF THE AGENDA | Non-Voting | |||||||||||||
| 4 | ELECTION OF ONE OR TWO PERSONS TO CHECK AND VERIFY THE MINUTES: RAMSAY-BRUFER, REPRESENTING ALECTA, AND JOHN HERNANDER, REPRESENTING NORDEA FONDER | Non-Voting | |||||||||||||
| 5 | DETERMINATION OF WHETHER THE ANNUAL GENERAL MEETING HAS BEEN DULY CONVENED | Non-Voting | |||||||||||||
| 6 | PRESENTATION OF THE PARENT COMPANY'S ANNUAL REPORT AND THE AUDITOR'S REPORT-AS WELL AS OF THE GROUP ANNUAL REPORT AND THE GROUP AUDITOR'S REPORT | Non-Voting | |||||||||||||
| 7 | RESOLUTION ON THE ADOPTION OF THE PROFIT AND LOSS STATEMENT AND THE BALANCE SHEET AS WELL AS OF THE GROUP PROFIT AND LOSS STATEMENT AND THE GROUP BALANCE SHEET | Management | No Action | ||||||||||||
| 8 | RESOLUTION ON THE PROPOSED TREATMENT OF KINNEVIK'S EARNINGS AS STATED IN THE ADOPTED BALANCE SHEET: IN LINE WITH KINNEVIK'S SHAREHOLDER REMUNERATION POLICY, THE BOARD OF KINNEVIK DOES NOT PROPOSE AN ORDINARY DIVIDEND FOR THE FINANCIAL YEAR 2020 | Management | No Action | ||||||||||||
| 9.A | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: SUSANNA CAMPBELL | Management | No Action | ||||||||||||
| 9.B | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: DAME AMELIA FAWCETT | Management | No Action | ||||||||||||
| 9.C | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: WILHELM KLINGSPOR | Management | No Action | ||||||||||||
| 9.D | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: BRIAN MCBRIDE | Management | No Action | ||||||||||||
| 9.E | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: HENRIK POULSEN | Management | No Action | ||||||||||||
| 9.F | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: CECILIA QVIST | Management | No Action | ||||||||||||
| 9.G | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: CHARLOTTE STROMBERG | Management | No Action | ||||||||||||
| 9.H | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: GEORGI GANEV | Management | No Action | ||||||||||||
| 10 | PRESENTATION AND RESOLUTION ON THE ADOPTION OF THE REMUNERATION REPORT | Management | No Action | ||||||||||||
| 11 | DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD: THE NOMINATION COMMITTEE PROPOSES THAT THE BOARD SHALL CONSIST OF SIX (6) MEMBERS | Management | No Action | ||||||||||||
| 12.A | DETERMINATION OF THE REMUNERATION TO THE MEMBERS OF THE BOARD AND THE AUDITOR: REMUNERATION TO THE BOARD | Management | No Action | ||||||||||||
| 12.B | DETERMINATION OF THE REMUNERATION TO THE MEMBERS OF THE BOARD AND THE AUDITOR: REMUNERATION TO THE AUDITOR | Management | No Action | ||||||||||||
| 13.A | ELECTION OF BOARD MEMBER: SUSANNA CAMPBELL (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | ||||||||||||
| 13.B | ELECTION OF BOARD MEMBER: BRIAN MCBRIDE (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | ||||||||||||
| 13.C | ELECTION OF BOARD MEMBER: CECILIA QVIST (RE- ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | ||||||||||||
| 13.D | ELECTION OF BOARD MEMBER: CHARLOTTE STROMBERG (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | ||||||||||||
| 13.E | ELECTION OF BOARD MEMBER: JAMES ANDERSON (NEW ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | ||||||||||||
| 13.F | ELECTION OF BOARD MEMBER: HARALD MIX (NEW ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | ||||||||||||
| 14 | ELECTION OF THE CHAIRMAN OF THE BOARD: THE NOMINATION COMMITTEE PROPOSES THAT JAMES ANDERSON SHALL BE ELECTED AS THE NEW CHAIRMAN OF THE BOARD | Management | No Action | ||||||||||||
| 15.A | RESOLUTION ON: AMENDMENTS TO THE ARTICLES OF ASSOCIATION: SECTION 9 | Management | No Action | ||||||||||||
| 15.B | RESOLUTION ON: DETERMINATION OF THE NUMBER OF AUDITORS AND ELECTION OF AUDITOR: IN ACCORDANCE WITH THE AUDIT COMMITTEE'S RECOMMENDATION, THE NOMINATION COMMITTEE PROPOSES THAT KINNEVIK SHALL HAVE ONE REGISTERED ACCOUNTING FIRM AS AUDITOR, AND THAT THE REGISTERED ACCOUNTING FIRM KPMG AB SHALL BE ELECTED AS NEW AUDITOR UNTIL THE END OF THE 2022 ANNUAL GENERAL MEETING. KPMG AB HAS INFORMED KINNEVIK THAT THE AUTHORISED PUBLIC ACCOUNTANT MARTEN ASPLUND WILL BE APPOINTED AUDITOR-IN-CHARGE IF KPMG AB IS ELECTED AS NEW AUDITOR | Management | No Action | ||||||||||||
| 16.A | RESOLUTION ON: APPROVAL OF INSTRUCTION FOR THE NOMINATION COMMITTEE | Management | No Action | ||||||||||||
| 16.B | RESOLUTION ON: ELECTION OF MEMBERS OF THE NOMINATION COMMITTEE: THE NOMINATION COMMITTEE PROPOSES THAT, FOR THE PERIOD UNTIL A SUBSEQUENT GENERAL MEETING HAS RESOLVED OTHERWISE, THE NOMINATION COMMITTEE SHALL CONSIST OF FIVE (5) MEMBERS, INCLUDING THE CHAIRMAN OF THE BOARD. THE NOMINATION COMMITTEE PROPOSES THAT, FOR THE PERIOD UNTIL A NEW NOMINATION COMMITTEE HAS BEEN ELECTED AT A SUBSEQUENT GENERAL MEETING ANDERS OSCARSSON, NOMINATED BY AMF, HUGO STENBECK, NOMINATED BY ALCES MAXIMUS LLC, MARIE KLINGSPOR, AND LAWRENCE BURNS, NOMINATED BY BAILLIE GIFFORD, SHALL BE ELECTED AS MEMBERS OF THE NOMINATION COMMITTEE. THE NOMINATION COMMITTEE PROPOSES THAT ANDERS OSCARSSON SHALL BE ELECTED CHAIRMAN OF THE NOMINATION COMMITTEE | Management | No Action | ||||||||||||
| 17.A | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN ORDER TO FACILITATE THE SHARE SPLIT 2:1 | Management | No Action | ||||||||||||
| 17.B | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: SHARE SPLIT 2:1 | Management | No Action | ||||||||||||
| 17.C | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN ORDER TO FACILITATE A REDUCTION OF THE SHARE CAPITAL THROUGH REDEMPTION OF SHARES | Management | No Action | ||||||||||||
| 17.D | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: REDUCTION OF THE SHARE CAPITAL THROUGH REDEMPTION OF SHARES | Management | No Action | ||||||||||||
| 17.E | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: INCREASE OF THE SHARE CAPITAL THROUGH A BONUS ISSUE WITHOUT ISSUANCE OF NEW SHARES | Management | No Action | ||||||||||||
| 17.F | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: REDUCTION OF THE SHARE CAPITAL WITHOUT CANCELLATION OF SHARES | Management | No Action | ||||||||||||
| 18 | RESOLUTION REGARDING DIVIDEND AS COMPENSATION TO PARTICIPANTS IN KINNEVIK'S LONG-TERM INCENTIVE PLAN 2018 FOR PAID DIVIDENDS AND OTHER VALUE TRANSFERS SINCE 2018 | Management | No Action | ||||||||||||
| 19 | RESOLUTION REGARDING TRANSFER OF OWN CLASS B SHARES TO COVER COSTS FOR OUTSTANDING LONG-TERM INCENTIVE PLANS AND TO EFFECTIVELY REALISE THE VALUE OF CLASS B SHARES HELD IN TREASURY | Management | No Action | ||||||||||||
| 20.A | RESOLUTION ON HEDGING ARRANGEMENTS IN ORDER TO COVER FUTURE COSTS FOR OUTSTANDING LONG-TERM INCENTIVE PLANS, INCLUDING RESOLUTION REGARDING: AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | No Action | ||||||||||||
| 20.B | RESOLUTION ON HEDGING ARRANGEMENTS IN ORDER TO COVER FUTURE COSTS FOR OUTSTANDING LONG-TERM INCENTIVE PLANS, INCLUDING RESOLUTION REGARDING: AUTHORISATION FOR THE BOARD TO RESOLVE ON A NEW ISSUE OF CLASS X SHARES | Management | No Action | ||||||||||||
| 20.C | RESOLUTION ON HEDGING ARRANGEMENTS IN ORDER TO COVER FUTURE COSTS FOR OUTSTANDING LONG-TERM INCENTIVE PLANS, INCLUDING RESOLUTION REGARDING: AUTHORISATION FOR THE BOARD TO RESOLVE TO REPURCHASE CLASS X SHARES | Management | No Action | ||||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY | Non-Voting | |||||||||||||
| ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | |||||||||||||||
| GENUINE PARTS COMPANY | |||||||||||||||
| Security | 372460105 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | GPC | Meeting Date | 29-Apr-2021 | ||||||||||||
| ISIN | US3724601055 | Agenda | 935340478 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Elizabeth W. Camp | For | For | ||||||||||||
| 2 | Richard Cox, Jr. | For | For | ||||||||||||
| 3 | Paul D. Donahue | For | For | ||||||||||||
| 4 | Gary P. Fayard | For | For | ||||||||||||
| 5 | P. Russell Hardin | For | For | ||||||||||||
| 6 | John R. Holder | For | For | ||||||||||||
| 7 | Donna W. Hyland | For | For | ||||||||||||
| 8 | John D. Johns | For | For | ||||||||||||
| 9 | Jean-Jacques Lafont | For | For | ||||||||||||
| 10 | Robert C Loudermilk Jr. | For | For | ||||||||||||
| 11 | Wendy B. Needham | For | For | ||||||||||||
| 12 | Juliette W. Pryor | For | For | ||||||||||||
| 13 | E. Jenner Wood III | For | For | ||||||||||||
| 2. | Advisory Vote on Executive Compensation. | Management | For | For | |||||||||||
| 3. | Ratification of the Selection of Ernst & Young LLP as the Company's Independent Auditor for the Fiscal Year Ending December 31, 2021. | Management | For | For | |||||||||||
| KIMBERLY-CLARK CORPORATION | |||||||||||||||
| Security | 494368103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | KMB | Meeting Date | 29-Apr-2021 | ||||||||||||
| ISIN | US4943681035 | Agenda | 935343272 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: John W. Culver | Management | For | For | |||||||||||
| 1B. | Election of Director: Robert W. Decherd | Management | For | For | |||||||||||
| 1C. | Election of Director: Michael D. Hsu | Management | For | For | |||||||||||
| 1D. | Election of Director: Mae C. Jemison, M.D. | Management | For | For | |||||||||||
| 1E. | Election of Director: S. Todd Maclin | Management | For | For | |||||||||||
| 1F. | Election of Director: Sherilyn S. McCoy | Management | For | For | |||||||||||
| 1G. | Election of Director: Christa S. Quarles | Management | For | For | |||||||||||
| 1H. | Election of Director: Ian C. Read | Management | For | For | |||||||||||
| 1I. | Election of Director: Dunia A. Shive | Management | For | For | |||||||||||
| 1J. | Election of Director: Mark T. Smucker | Management | For | For | |||||||||||
| 1K. | Election of Director: Michael D. White | Management | For | For | |||||||||||
| 2. | Ratification of Auditor. | Management | For | For | |||||||||||
| 3. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | |||||||||||
| 4. | Approval of 2021 Equity Participation Plan. | Management | For | For | |||||||||||
| 5. | Approval of 2021 Outside Directors' Compensation Plan. | Management | For | For | |||||||||||
| 6. | Reduce Ownership Threshold required to call a Special Meeting of Stockholders. | Management | For | For | |||||||||||
| 7. | Stockholder Proposal Regarding Right to Act by Written Consent. | Shareholder | Against | For | |||||||||||
| CORNING INCORPORATED | |||||||||||||||
| Security | 219350105 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | GLW | Meeting Date | 29-Apr-2021 | ||||||||||||
| ISIN | US2193501051 | Agenda | 935346975 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Donald W. Blair | Management | For | For | |||||||||||
| 1B. | Election of Director: Leslie A. Brun | Management | For | For | |||||||||||
| 1C. | Election of Director: Stephanie A. Burns | Management | For | For | |||||||||||
| 1D. | Election of Director: Richard T. Clark | Management | For | For | |||||||||||
| 1E. | Election of Director: Robert F. Cummings, Jr. | Management | For | For | |||||||||||
| 1F. | Election of Director: Roger W. Ferguson, Jr. | Management | For | For | |||||||||||
| 1G. | Election of Director: Deborah A. Henretta | Management | For | For | |||||||||||
| 1H. | Election of Director: Daniel P. Huttenlocher | Management | For | For | |||||||||||
| 1I. | Election of Director: Kurt M. Landgraf | Management | For | For | |||||||||||
| 1J. | Election of Director: Kevin J. Martin | Management | For | For | |||||||||||
| 1K. | Election of Director: Deborah D. Rieman | Management | For | For | |||||||||||
| 1L. | Election of Director: Hansel E. Tookes, II | Management | For | For | |||||||||||
| 1M. | Election of Director: Wendell P. Weeks | Management | For | For | |||||||||||
| 1N. | Election of Director: Mark S. Wrighton | Management | For | For | |||||||||||
| 2. | Advisory approval of our executive compensation (Say on Pay). | Management | For | For | |||||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | |||||||||||
| 4. | Approval of our 2021 Long-Term Incentive Plan. | Management | For | For | |||||||||||
| CHURCH & DWIGHT CO., INC. | |||||||||||||||
| Security | 171340102 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | CHD | Meeting Date | 29-Apr-2021 | ||||||||||||
| ISIN | US1713401024 | Agenda | 935348753 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director for a term of one year: James R. Craigie | Management | For | For | |||||||||||
| 1B. | Election of Director for a term of one year: Matthew T. Farrell | Management | For | For | |||||||||||
| 1C. | Election of Director for a term of one year: Bradley C. Irwin | Management | For | For | |||||||||||
| 1D. | Election of Director for a term of one year: Penry W. Price | Management | For | For | |||||||||||
| 1E. | Election of Director for a term of one year: Susan G. Saideman | Management | For | For | |||||||||||
| 1F. | Election of Director for a term of one year: Ravichandra K. Saligram | Management | For | For | |||||||||||
| 1G. | Election of Director for a term of one year: Robert K. Shearer | Management | For | For | |||||||||||
| 1H. | Election of Director for a term of one year: Janet S. Vergis | Management | For | For | |||||||||||
| 1I. | Election of Director for a term of one year: Arthur B. Winkleblack | Management | For | For | |||||||||||
| 1J. | Election of Director for a term of one year: Laurie J. Yoler | Management | For | For | |||||||||||
| 2. | An advisory vote to approve compensation of our named executive officers. | Management | For | For | |||||||||||
| 3. | Proposal to amend the Company's Amended and Restated Certificate of Incorporation to remove the requirement for holders of two- thirds of our outstanding stock to fill vacancies on the Board of Directors. | Management | For | For | |||||||||||
| 4. | Proposal to amend the Company's Amended and Restated Certificate of Incorporation to remove the requirement to have holders of two-thirds of our outstanding stock approve certain mergers, consolidations or dispositions of substantial assets. | Management | For | For | |||||||||||
| 5. | Proposal to amend the Company's Amended and Restated Certificate of Incorporation to remove certain procedural provisions that will no longer be required once the Board is fully declassified. | Management | For | For | |||||||||||
| 6. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| THE GOLDMAN SACHS GROUP, INC. | |||||||||||||||
| Security | 38141G104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | GS | Meeting Date | 29-Apr-2021 | ||||||||||||
| ISIN | US38141G1040 | Agenda | 935349351 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: M. Michele Burns | Management | For | For | |||||||||||
| 1B. | Election of Director: Drew G. Faust | Management | For | For | |||||||||||
| 1C. | Election of Director: Mark A. Flaherty | Management | For | For | |||||||||||
| 1D. | Election of Director: Ellen J. Kullman | Management | For | For | |||||||||||
| 1E. | Election of Director: Lakshmi N. Mittal | Management | For | For | |||||||||||
| 1F. | Election of Director: Adebayo O. Ogunlesi | Management | For | For | |||||||||||
| 1G. | Election of Director: Peter Oppenheimer | Management | For | For | |||||||||||
| 1H. | Election of Director: David M. Solomon | Management | For | For | |||||||||||
| 1I. | Election of Director: Jan E. Tighe | Management | For | For | |||||||||||
| 1J. | Election of Director: Jessica R. Uhl | Management | For | For | |||||||||||
| 1K. | Election of Director: David A. Viniar | Management | For | For | |||||||||||
| 1L. | Election of Director: Mark O. Winkelman | Management | For | For | |||||||||||
| 2. | Advisory Vote to Approve Executive Compensation (Say on Pay). | Management | For | For | |||||||||||
| 3. | Approval of The Goldman Sachs Amended and Restated Stock Incentive Plan (2021). | Management | Against | Against | |||||||||||
| 4. | Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for 2021. | Management | For | For | |||||||||||
| 5. | Shareholder Proposal Regarding Shareholder Right to Act by Written Consent. | Shareholder | Against | For | |||||||||||
| 6. | Shareholder Proposal Regarding a Report on the Effects of the Use of Mandatory Arbitration. | Shareholder | Abstain | Against | |||||||||||
| 7. | Shareholder Proposal Regarding Conversion to a Public Benefit Corporation. | Shareholder | Against | For | |||||||||||
| 8. | Shareholder Proposal Regarding a Racial Equity Audit | Shareholder | Abstain | Against | |||||||||||
| ECHOSTAR CORPORATION | |||||||||||||||
| Security | 278768106 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | SATS | Meeting Date | 29-Apr-2021 | ||||||||||||
| ISIN | US2787681061 | Agenda | 935349426 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | R. Stanton Dodge | For | For | ||||||||||||
| 2 | Michael T. Dugan | For | For | ||||||||||||
| 3 | Charles W. Ergen | For | For | ||||||||||||
| 4 | Lisa W. Hershman | For | For | ||||||||||||
| 5 | Pradman P. Kaul | For | For | ||||||||||||
| 6 | C. Michael Schroeder | For | For | ||||||||||||
| 7 | Jeffrey R. Tarr | For | For | ||||||||||||
| 8 | William D. Wade | For | For | ||||||||||||
| 2. | To ratify the appointment of KPMG LLP as EchoStar Corporation's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | |||||||||||
| 3. | To approve an amendment to the EchoStar Corporation 2017 Non-Employee Director Stock Incentive Plan as presented in the proxy statement. | Management | Against | Against | |||||||||||
| JANUS HENDERSON GROUP PLC | |||||||||||||||
| Security | G4474Y214 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | JHG | Meeting Date | 29-Apr-2021 | ||||||||||||
| ISIN | JE00BYPZJM29 | Agenda | 935353285 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | To receive the 2020 Annual Report and Accounts. | Management | For | For | |||||||||||
| 2. | To reappoint Ms. A Davis as a Director. | Management | For | For | |||||||||||
| 3. | To reappoint Ms. K Desai as a Director. | Management | For | For | |||||||||||
| 4. | To reappoint Mr. J Diermeier as a Director. | Management | For | For | |||||||||||
| 5. | To reappoint Mr. K Dolan as a Director. | Management | For | For | |||||||||||
| 6. | To reappoint Mr. E Flood Jr as a Director. | Management | For | For | |||||||||||
| 7. | To reappoint Mr. R Gillingwater as a Director. | Management | For | For | |||||||||||
| 8. | To reappoint Mr. L Kochard as a Director. | Management | For | For | |||||||||||
| 9. | To reappoint Mr. G Schafer as a Director. | Management | For | For | |||||||||||
| 10. | To reappoint Ms. A Seymour-Jackson as a Director. | Management | For | For | |||||||||||
| 11. | To reappoint Mr. R Weil as a Director. | Management | For | For | |||||||||||
| 12. | To reappoint PricewaterhouseCoopers LLP as Auditors and to authorize the Audit Committee to agree to their remuneration. | Management | For | For | |||||||||||
| 13. | To authorize the Company to purchase its own shares to a limited extent. | Management | For | For | |||||||||||
| 14. | To authorize the Company to purchase its own CDIs to a limited extent. | Management | For | For | |||||||||||
| ASML HOLDINGS N.V. | |||||||||||||||
| Security | N07059210 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ASML | Meeting Date | 29-Apr-2021 | ||||||||||||
| ISIN | USN070592100 | Agenda | 935354732 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 3a | Advisory vote on the remuneration report for the Board of Management and the Supervisory Board for the financial year 2020. | Management | Abstain | Against | |||||||||||
| 3b | Proposal to adopt the financial statements of the Company for the financial year 2020, as prepared in accordance with Dutch law. | Management | For | For | |||||||||||
| 3d | Proposal to adopt a dividend in respect of the financial year 2020. | Management | For | For | |||||||||||
| 4a | Proposal to discharge the members of the Board of Management from liability for their responsibilities in the financial year 2020. | Management | For | For | |||||||||||
| 4b | Proposal to discharge the members of the Supervisory Board from liability for their responsibilities in the financial year 2020. | Management | For | For | |||||||||||
| 5 | Proposal to approve the number of shares for the Board of Management. | Management | For | For | |||||||||||
| 6 | Proposal to adopt certain adjustments to the Remuneration Policy for the Board of Management. | Management | For | For | |||||||||||
| 7 | Proposal to adopt certain adjustments to the Remuneration Policy for the Supervisory Board. | Management | For | For | |||||||||||
| 9a | Proposal to appoint Ms. B. Conix as a member of the Supervisory Board. | Management | For | For | |||||||||||
| 10 | Proposal to appoint KPMG Accountants N.V. as external auditor for the reporting year 2022. | Management | For | For | |||||||||||
| 11a | Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% for general purposes. | Management | For | For | |||||||||||
| 11b | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 11 a). | Management | For | For | |||||||||||
| 11c | Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% in connection with or on the occasion of mergers, acquisitions and/or (strategic) alliances. | Management | For | For | |||||||||||
| 11d | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 11 c). | Management | For | For | |||||||||||
| 12a | Authorization to repurchase ordinary shares up to 10% of the issued share capital. | Management | For | For | |||||||||||
| 12b | Authorization to repurchase additional ordinary shares up to 10% of the issued share capital. | Management | For | For | |||||||||||
| 13 | Proposal to cancel ordinary shares. | Management | For | For | |||||||||||
| BCE INC. | |||||||||||||||
| Security | 05534B760 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | BCE | Meeting Date | 29-Apr-2021 | ||||||||||||
| ISIN | CA05534B7604 | Agenda | 935362272 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 01 | DIRECTOR | Management | |||||||||||||
| 1 | Mirko Bibic | For | For | ||||||||||||
| 2 | David F. Denison | For | For | ||||||||||||
| 3 | Robert P. Dexter | For | For | ||||||||||||
| 4 | Ian Greenberg | For | For | ||||||||||||
| 5 | Katherine Lee | For | For | ||||||||||||
| 6 | Monique F. Leroux | For | For | ||||||||||||
| 7 | Sheila A. Murray | For | For | ||||||||||||
| 8 | Gordon M. Nixon | For | For | ||||||||||||
| 9 | Louis P. Pagnutti | For | For | ||||||||||||
| 10 | Calin Rovinescu | For | For | ||||||||||||
| 11 | Karen Sheriff | For | For | ||||||||||||
| 12 | Robert C. Simmonds | For | For | ||||||||||||
| 13 | Jennifer Tory | For | For | ||||||||||||
| 14 | Cornell Wright | For | For | ||||||||||||
| 02 | Appointment of Deloitte LLP as auditors | Management | For | For | |||||||||||
| 03 | Advisory resolution on executive compensation as described in the management proxy circular. | Management | For | For | |||||||||||
| FERRO CORPORATION | |||||||||||||||
| Security | 315405100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | FOE | Meeting Date | 29-Apr-2021 | ||||||||||||
| ISIN | US3154051003 | Agenda | 935367664 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | David A. Lorber | For | For | ||||||||||||
| 2 | Marran H. Ogilvie | For | For | ||||||||||||
| 3 | Andrew M. Ross | For | For | ||||||||||||
| 4 | Allen A. Spizzo | For | For | ||||||||||||
| 5 | Peter T. Thomas | For | For | ||||||||||||
| 6 | Ronald P. Vargo | For | For | ||||||||||||
| 2. | Advisory vote on the compensation for named executive officers. | Management | For | For | |||||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as the Independent Registered Accounting Firm. | Management | For | For | |||||||||||
| 4. | Shareholder proposal regarding simple majority vote, if properly presented at the meeting. | Shareholder | Against | For | |||||||||||
| ASML HOLDINGS N.V. | |||||||||||||||
| Security | N07059210 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ASML | Meeting Date | 29-Apr-2021 | ||||||||||||
| ISIN | USN070592100 | Agenda | 935388529 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 3a | Advisory vote on the remuneration report for the Board of Management and the Supervisory Board for the financial year 2020. | Management | Abstain | Against | |||||||||||
| 3b | Proposal to adopt the financial statements of the Company for the financial year 2020, as prepared in accordance with Dutch law. | Management | For | For | |||||||||||
| 3d | Proposal to adopt a dividend in respect of the financial year 2020. | Management | For | For | |||||||||||
| 4a | Proposal to discharge the members of the Board of Management from liability for their responsibilities in the financial year 2020. | Management | For | For | |||||||||||
| 4b | Proposal to discharge the members of the Supervisory Board from liability for their responsibilities in the financial year 2020. | Management | For | For | |||||||||||
| 5 | Proposal to approve the number of shares for the Board of Management. | Management | For | For | |||||||||||
| 6 | Proposal to adopt certain adjustments to the Remuneration Policy for the Board of Management. | Management | For | For | |||||||||||
| 7 | Proposal to adopt certain adjustments to the Remuneration Policy for the Supervisory Board. | Management | For | For | |||||||||||
| 9a | Proposal to appoint Ms. B. Conix as a member of the Supervisory Board. | Management | For | For | |||||||||||
| 10 | Proposal to appoint KPMG Accountants N.V. as external auditor for the reporting year 2022. | Management | For | For | |||||||||||
| 11a | Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% for general purposes. | Management | For | For | |||||||||||
| 11b | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 11 a). | Management | Abstain | Against | |||||||||||
| 11c | Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% in connection with or on the occasion of mergers, acquisitions and/or (strategic) alliances. | Management | For | For | |||||||||||
| 11d | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 11 c). | Management | For | For | |||||||||||
| 12a | Authorization to repurchase ordinary shares up to 10% of the issued share capital. | Management | For | For | |||||||||||
| 12b | Authorization to repurchase additional ordinary shares up to 10% of the issued share capital. | Management | For | For | |||||||||||
| 13 | Proposal to cancel ordinary shares. | Management | For | For | |||||||||||
| ENDESA SA | |||||||||||||||
| Security | E41222113 | Meeting Type | Ordinary General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 30-Apr-2021 | |||||||||||||
| ISIN | ES0130670112 | Agenda | 713721884 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | |||||||||||||
| 1 | APPROVAL OF THE INDIVIDUAL ANNUAL FINANCIAL STATEMENTS OF ENDESA, S.A. BALANCE SHEE, INCOME STATEMENT, STATEMENT OF CHANGES IN NET EQUITY STATEMENT OF RECOGNIZED INCOME AND EXPENSES AND STATEMENT OF TOTAL CHANGES IN NET EQUITY, CASH FLOW STATEMENT AND NOTES TO THE FINANCIAL STATEMENTS, AS WELL AS OF THE CONSOLIDATED ANNUAL FINANCIAL STATEMENTS OF ENDESA, S.A. AND ITS SUBSIDIARY COMPANIES CONSOLIDATED STATEMENT OF FINANCIAL POSITION, CONSOLIDATED INCOME STATEMENT, CONSOLIDATED STATEMENT OF OTHER COMPREHENSIVE INCOME, CONSOLIDATED STATEMENT OF CHANGES IN NET EQUITY, CONSOLIDATED CASH FLOW STATEMENT AND NOTES TO THE FINANCIAL STATEMENTS, FOR FISCAL YEAR ENDING DECEMBER 31, 2020 | Management | No Action | ||||||||||||
| 2 | APPROVAL OF THE INDIVIDUAL MANAGEMENT REPORT OF ENDESA, S.A. AND THE CONSOLIDATED MANAGEMENT REPORT OF ENDESA, S.A. AND ITS SUBSIDIARY COMPANIES FOR FISCAL YEAR ENDING 31 DECEMBER 2020 | Management | No Action | ||||||||||||
| 3 | APPROVAL OF THE NON FINANCIAL INFORMATION AND SUSTAINABILITY STATEMENT OF THE CONSOLIDATED GROUP FOR FISCAL YEAR ENDING 31 DECEMBER 2020 | Management | No Action | ||||||||||||
| 4 | APPROVAL OF THE CORPORATE MANAGEMENT FOR FISCAL YEAR ENDING 31 DECEMBER 2020 | Management | No Action | ||||||||||||
| 5 | APPROVAL OF THE APPLICATION OF EARNINGS FOR FISCAL YEAR ENDING 31 DECEMBER 2020 | Management | No Action | ||||||||||||
| 6.1 | ADDITION OF A NEW ARTICLE ARTICLE 26.TER IN THE CORPORATE BYLAWS THAT WOULD PROVIDE THE OPTION TO HOLD A REMOTE ONLY GENERAL MEETING | Management | No Action | ||||||||||||
| 6.2 | AMENDMENT OF ARTICLES 26.BIS, 27, 30 AND 33 OF THE CORPORATE BYLAWS, ALLOWING THE SHAREHOLDERS PROXYHOLDERS TO ATTEND GENERAL MEETINGS REMOTELY AND INTRODUCING OTHER IMPROVEMENTS RELATING TO REMOTE ATTENDANCE | Management | No Action | ||||||||||||
| 6.3 | AMENDMENT OF ARTICLE 40 OF THE CORPORATE BYLAWS TO INTRODUCE TECHNICAL IMPROVEMENTS TO THE PROVISIONS GOVERNING DIRECTOR COMPENSATION | Management | No Action | ||||||||||||
| 6.4 | AMENDMENT OF ARTICLE 43 OF THE CORPORATE BYLAWS TO UPDATE THE PROVISIONS GOVERNING REMOTE BOARD MEETINGS | Management | No Action | ||||||||||||
| 7.1 | ADDITION OF A NEW ARTICLE ARTICLE 10.TER IN THE GENERAL SHAREHOLDERS MEETING REGULATIONS THAT WOULD PROVIDE THE OPTION TO HOLD A REMOTE ONLY GENERAL MEETING | Management | No Action | ||||||||||||
| 7.2 | AMENDMENT OF ARTICLES 9, 10, 10 BIS, 11, 16 AND 21 OF THE GENERAL SHAREHOLDERS MEETING REGULATIONS, ALLOWING THE SHAREHOLDERS PROXYHOLDERS TO ATTEND GENERAL MEETINGS REMOTELY AND INTRODUCING OTHER IMPROVEMENTS RELATING TO REMOTE ATTENDANCE | Management | No Action | ||||||||||||
| 8 | ESTABLISHMENT OF THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS AT ELEVEN | Management | No Action | ||||||||||||
| 9 | BINDING VOTE ON THE ANNUAL REPORT ON DIRECTORS COMPENSATION | Management | No Action | ||||||||||||
| 10 | APPROVAL OF THE DIRECTORS COMPENSATION POLICY FOR 2021 2023 | Management | No Action | ||||||||||||
| 11 | APPROVAL OF THE STRATEGIC INCENTIVE 2021 2023 | Management | No Action | ||||||||||||
| 12 | DELEGATION TO THE BOARD OF DIRECTORS TO EXECUTE AND IMPLEMENT RESOLUTIONS ADOPTED BY THE GENERAL MEETING, AS WELL AS TO SUBSTITUTE THE POWERS ENTRUSTED THERETO BY THE GENERAL MEETING, AND GRANTING OF POWERS TO THE BOARD OF DIRECTORS TO RECORD SUCH RESOLUTIONS IN A PUBLIC INSTRUMENT AND REGISTER SUCH RESOLUTIONS | Management | No Action | ||||||||||||
| PHAROL SGPS, SA | |||||||||||||||
| Security | X6454E135 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 30-Apr-2021 | |||||||||||||
| ISIN | PTPTC0AM0009 | Agenda | 713959940 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| CMMT | PLEASE NOTE THAT VOTING IN PORTUGUESE MEETINGS REQUIRES THE DISCLOSURE OF- BENEFICIAL OWNER INFORMATION, THROUGH DECLARATIONS OF PARTICIPATION AND-VOTING. BROADRIDGE WILL DISCLOSE THE BENEFICIAL OWNER INFORMATION FOR YOUR-VOTED ACCOUNTS. ADDITIONALLY, PORTUGUESE LAW DOES NOT PERMIT BENEFICIAL-OWNERS TO VOTE INCONSISTENTLY ACROSS THEIR HOLDINGS. OPPOSING VOTES MAY BE-REJECTED BY THE COMPANY HOLDING THIS MEETING. PLEASE CONTACT YOUR CLIENT-SERVICE REPRESENTATIVE FOR FURTHER DETAILS | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 560579 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | |||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||||||||||||
| 1 | TO RESOLVE ON THE PROPOSALS FOR AMENDMENT AND GLOBAL UPDATING OF THE OF THE ARTICLES OF ASSOCIATION OF THE COMPANY: - ALTERNATIVE A - TO REVOKE THE LIMITATION OF VOTING RIGHTS - AMEND OF THE ARTICLES 12/1/A) B) AND D) AND WORDING OF ARTICLE 13 ELIMINATING THE CONTENT OF THE NUMBERS 10/11/12/14 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY (WORDING AS PROPOSED BY THE BOARD OF DIRECTORS) | Management | No Action | ||||||||||||
| 2 | TO RESOLVE ON THE PROPOSALS FOR AMENDMENT AND GLOBAL UPDATING OF THE OF THE ARTICLES OF ASSOCIATION OF THE COMPANY: - ALTERNATIVE B - TO MAINTAIN THE LIMITATION OF VOTING RIGHTS - DRAFTING OF ARTICLES 12-1- A), B) AND D) AND WRITING OF ARTICLE 13 WITH MAINTENANCE OF SHIELDING IN NUMBERS 12, 13, 14 AND 15 (WORDING AS PROPOSED BY SHAREHOLDER TELEMAR NORTE LESTE, S.A.) | Management | No Action | ||||||||||||
| 3 | TO RESOLVE ON THE PROPOSALS FOR AMENDMENT AND GLOBAL UPDATING OF THE OF THE ARTICLES OF ASSOCIATION OF THE COMPANY: GLOBALLY AMEND AND UPDATE THE ARTICLES OF ASSOCIATION OF THE COMPANY IN ORDER TO ELIMINATE EXPIRED PROVISIONS, AVOID THE REPETITION OF LEGAL RULES AND CORRECT INCONSISTENCIES, AS EXPLAINED IN THE NOTICE (ALL AMENDMENTS OTHER THAN THOSE RELATING TO ARTICLES 12/1/A) (B) AND D) AND THE ELIMINATION OF THE CONTENT OF ARTICLES 13/10/11/12/14 OF THE CURRENT ARTICLES OF ASSOCIATION OF THE COMPANY) | Management | No Action | ||||||||||||
| 5 | TO RESOLVE ON THE MANAGEMENT REPORT, BALANCE SHEET AND ACCOUNTS FOR THE YEAR 2020 | Management | No Action | ||||||||||||
| 6 | TO RESOLVE ON THE CONSOLIDATED MANAGEMENT REPORT, BALANCE SHEET AND ACCOUNTS FOR THE YEAR 2020 | Management | No Action | ||||||||||||
| 7 | TO RESOLVE ON THE PROPOSAL FOR APPLICATION OF PROFITS | Management | No Action | ||||||||||||
| 8 | TO RESOLVE ON A GENERAL APPRAISAL OF THE COMPANY'S MANAGEMENT AND SUPERVISION | Management | No Action | ||||||||||||
| 9 | TO RESOLVE ON THE ELECTION OF THE MEMBERS OF THE CORPORATE BODIES AND THE COMPENSATION COMMITTEE FOR THE THREE- YEAR PERIOD 2021-2023 | Management | No Action | ||||||||||||
| 10 | TO RESOLVE ON THE ELECTION OF THE STATUTORY AUDITOR - EFFECTIVE AND SUBSTITUTE - FOR THE THREE-YEAR PERIOD 2021- 2023 | Management | No Action | ||||||||||||
| 11 | TO RESOLVE ON THE ACQUISITION AND DISPOSITION OF OWN SHARES | Management | No Action | ||||||||||||
| 12 | TO RESOLVE ON THE STATEMENT OF THE COMPENSATION COMMITTEE ON THE REMUNERATION POLICY FOR THE MEMBERS OF THE MANAGEMENT AND SUPERVISORY BODIES OF THE COMPANY | Management | No Action | ||||||||||||
| APTIV PLC | |||||||||||||||
| Security | G6095L109 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | APTV | Meeting Date | 30-Apr-2021 | ||||||||||||
| ISIN | JE00B783TY65 | Agenda | 935344349 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Kevin P. Clark | Management | For | For | |||||||||||
| 1B. | Election of Director: Richard L. Clemmer | Management | For | For | |||||||||||
| 1C. | Election of Director: Nancy E. Cooper | Management | For | For | |||||||||||
| 1D. | Election of Director: Nicholas M. Donofrio | Management | For | For | |||||||||||
| 1E. | Election of Director: Rajiv L. Gupta | Management | For | For | |||||||||||
| 1F. | Election of Director: Joseph L. Hooley | Management | For | For | |||||||||||
| 1G. | Election of Director: Merit E. Janow | Management | For | For | |||||||||||
| 1H. | Election of Director: Sean O. Mahoney | Management | For | For | |||||||||||
| 1I. | Election of Director: Paul M. Meister | Management | For | For | |||||||||||
| 1J. | Election of Director: Robert K. Ortberg | Management | For | For | |||||||||||
| 1K. | Election of Director: Colin J. Parris | Management | For | For | |||||||||||
| 1L. | Election of Director: Ana G. Pinczuk | Management | For | For | |||||||||||
| 2. | Proposal to re-appoint auditors, ratify independent public accounting firm and authorize the directors to determine the fees paid to the auditors. | Management | For | For | |||||||||||
| 3. | Say-on-Pay - To approve, by advisory vote, executive compensation. | Management | For | For | |||||||||||
| DIEBOLD NIXDORF, INCORPORATED | |||||||||||||||
| Security | 253651103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | DBD | Meeting Date | 30-Apr-2021 | ||||||||||||
| ISIN | US2536511031 | Agenda | 935346343 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Arthur F. Anton | Management | For | For | |||||||||||
| 1B. | Election of Director: Bruce H. Besanko | Management | For | For | |||||||||||
| 1C. | Election of Director: Reynolds C. Bish | Management | For | For | |||||||||||
| 1D. | Election of Director: Ellen M. Costello | Management | For | For | |||||||||||
| 1E. | Election of Director: Phillip R. Cox | Management | For | For | |||||||||||
| 1F. | Election of Director: Dr. Alexander Dibelius | Management | For | For | |||||||||||
| 1G. | Election of Director: Matthew Goldfarb | Management | For | For | |||||||||||
| 1H. | Election of Director: Gary G. Greenfield | Management | For | For | |||||||||||
| 1I. | Election of Director: Gerrard B. Schmid | Management | For | For | |||||||||||
| 1J. | Election of Director: Kent M. Stahl | Management | For | For | |||||||||||
| 1K. | Election of Director: Lauren C. States | Management | For | For | |||||||||||
| 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | |||||||||||
| 3. | To approve, on an advisory basis, named executive officer compensation. | Management | For | For | |||||||||||
| 4. | To approve an amendment to the Diebold Nixdorf, Incorporated 2017 Equity and Performance Incentive Plan. | Management | For | For | |||||||||||
| AT&T INC. | |||||||||||||||
| Security | 00206R102 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | T | Meeting Date | 30-Apr-2021 | ||||||||||||
| ISIN | US00206R1023 | Agenda | 935347179 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: William E. Kennard | Management | For | For | |||||||||||
| 1B. | Election of Director: Samuel A. Di Piazza, Jr. | Management | For | For | |||||||||||
| 1C. | Election of Director: Scott T. Ford | Management | For | For | |||||||||||
| 1D. | Election of Director: Glenn H. Hutchins | Management | For | For | |||||||||||
| 1E. | Election of Director: Debra L. Lee | Management | For | For | |||||||||||
| 1F. | Election of Director: Stephen J. Luczo | Management | For | For | |||||||||||
| 1G. | Election of Director: Michael B. McCallister | Management | For | For | |||||||||||
| 1H. | Election of Director: Beth E. Mooney | Management | For | For | |||||||||||
| 1I. | Election of Director: Matthew K. Rose | Management | For | For | |||||||||||
| 1J. | Election of Director: John T. Stankey | Management | For | For | |||||||||||
| 1K. | Election of Director: Cynthia B. Taylor | Management | For | For | |||||||||||
| 1L. | Election of Director: Geoffrey Y. Yang | Management | For | For | |||||||||||
| 2. | Ratification of appointment of independent auditors. | Management | For | For | |||||||||||
| 3. | Advisory approval of executive compensation. | Management | For | For | |||||||||||
| 4. | Stockholder Right to Act by Written Consent. | Shareholder | Against | For | |||||||||||
| SOUTH JERSEY INDUSTRIES, INC. | |||||||||||||||
| Security | 838518108 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | SJI | Meeting Date | 30-Apr-2021 | ||||||||||||
| ISIN | US8385181081 | Agenda | 935348082 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director for the term expiring in 2022: Sarah M. Barpoulis | Management | For | For | |||||||||||
| 1B. | Election of Director for the term expiring in 2022: Victor A. Fortkiewicz | Management | For | For | |||||||||||
| 1C. | Election of Director for the term expiring in 2022: Sheila Hartnett-Devlin, CFA | Management | For | For | |||||||||||
| 1D. | Election of Director for the term expiring in 2022: G. Edison Holland, Jr. | Management | For | For | |||||||||||
| 1E. | Election of Director for the term expiring in 2022: Sunita Holzer | Management | For | For | |||||||||||
| 1F. | Election of Director for the term expiring in 2022: Kevin M. O'Dowd | Management | For | For | |||||||||||
| 1G. | Election of Director for the term expiring in 2022: Christopher J. Paladino | Management | For | For | |||||||||||
| 1H. | Election of Director for the term expiring in 2022: Michael J. Renna | Management | For | For | |||||||||||
| 1I. | Election of Director for the term expiring in 2022: Joseph M. Rigby | Management | For | For | |||||||||||
| 1J. | Election of Director for the term expiring in 2022: Frank L. Sims | Management | For | For | |||||||||||
| 2. | Advisory vote to approve executive compensation. | Management | For | For | |||||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| KELLOGG COMPANY | |||||||||||||||
| Security | 487836108 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | K | Meeting Date | 30-Apr-2021 | ||||||||||||
| ISIN | US4878361082 | Agenda | 935348359 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director (term expires 2024): Carter Cast | Management | For | For | |||||||||||
| 1B. | Election of Director (term expires 2024): Zack Gund | Management | For | For | |||||||||||
| 1C. | Election of Director (term expires 2024): Don Knauss | Management | For | For | |||||||||||
| 1D. | Election of Director (term expires 2024): Mike Schlotman | Management | For | For | |||||||||||
| 2. | Advisory resolution to approve executive compensation. | Management | For | For | |||||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as Kellogg's independent registered public accounting firm for fiscal year 2021. | Management | For | For | |||||||||||
| 4. | Management proposal to reduce supermajority vote requirements. | Management | For | For | |||||||||||
| 5. | Shareowner proposal, if properly presented at the meeting, to adopt shareowner right to call a special meeting. | Shareholder | For | ||||||||||||
| DISH NETWORK CORPORATION | |||||||||||||||
| Security | 25470M109 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | DISH | Meeting Date | 30-Apr-2021 | ||||||||||||
| ISIN | US25470M1099 | Agenda | 935354605 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Kathleen Q. Abernathy | For | For | ||||||||||||
| 2 | George R. Brokaw | For | For | ||||||||||||
| 3 | James DeFranco | For | For | ||||||||||||
| 4 | Cantey M. Ergen | For | For | ||||||||||||
| 5 | Charles W. Ergen | For | For | ||||||||||||
| 6 | Afshin Mohebbi | For | For | ||||||||||||
| 7 | Tom A. Ortolf | For | For | ||||||||||||
| 8 | Joseph T. Proietti | For | For | ||||||||||||
| 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | |||||||||||
| 3. | To amend and restate our 2001 Nonemployee Director Stock Option Plan. | Management | For | For | |||||||||||
| AGNICO EAGLE MINES LIMITED | |||||||||||||||
| Security | 008474108 | Meeting Type | Annual and Special Meeting | ||||||||||||
| Ticker Symbol | AEM | Meeting Date | 30-Apr-2021 | ||||||||||||
| ISIN | CA0084741085 | Agenda | 935380876 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1 | DIRECTOR | Management | |||||||||||||
| 1 | Leona Aglukkaq | For | For | ||||||||||||
| 2 | Sean Boyd | For | For | ||||||||||||
| 3 | Martine A. Celej | For | For | ||||||||||||
| 4 | Robert J. Gemmell | For | For | ||||||||||||
| 5 | Mel Leiderman | For | For | ||||||||||||
| 6 | Deborah McCombe | For | For | ||||||||||||
| 7 | James D. Nasso | For | For | ||||||||||||
| 8 | Dr. Sean Riley | For | For | ||||||||||||
| 9 | J. Merfyn Roberts | For | For | ||||||||||||
| 10 | Jamie C. Sokalsky | For | For | ||||||||||||
| 2 | Appointment of Ernst & Young LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | |||||||||||
| 3 | An ordinary resolution approving amendments of Agnico Eagle's Stock Option Plan. | Management | For | For | |||||||||||
| 4 | Consideration of and, if deemed advisable, the passing of a non- binding, advisory resolution accepting the Company's approach to executive compensation. | Management | For | For | |||||||||||
| BERKSHIRE HATHAWAY INC. | |||||||||||||||
| Security | 084670702 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | BRKB | Meeting Date | 01-May-2021 | ||||||||||||
| ISIN | US0846707026 | Agenda | 935351128 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Warren E. Buffett | For | For | ||||||||||||
| 2 | Charles T. Munger | For | For | ||||||||||||
| 3 | Gregory E. Abel | For | For | ||||||||||||
| 4 | Howard G. Buffett | For | For | ||||||||||||
| 5 | Stephen B. Burke | For | For | ||||||||||||
| 6 | Kenneth I. Chenault | For | For | ||||||||||||
| 7 | Susan L. Decker | For | For | ||||||||||||
| 8 | David S. Gottesman | For | For | ||||||||||||
| 9 | Charlotte Guyman | For | For | ||||||||||||
| 10 | Ajit Jain | For | For | ||||||||||||
| 11 | Thomas S. Murphy | For | For | ||||||||||||
| 12 | Ronald L. Olson | For | For | ||||||||||||
| 13 | Walter Scott, Jr. | For | For | ||||||||||||
| 14 | Meryl B. Witmer | For | For | ||||||||||||
| 2. | Shareholder proposal regarding the reporting of climate- related risks and opportunities. | Shareholder | Abstain | Against | |||||||||||
| 3. | Shareholder proposal regarding diversity and inclusion reporting. | Shareholder | Abstain | Against | |||||||||||
| THE YORK WATER COMPANY | |||||||||||||||
| Security | 987184108 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | YORW | Meeting Date | 03-May-2021 | ||||||||||||
| ISIN | US9871841089 | Agenda | 935345151 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Michael W. Gang, Esq. | For | For | ||||||||||||
| 2 | Jeffrey R. Hines, P.E. | For | For | ||||||||||||
| 3 | George W. Hodges | For | For | ||||||||||||
| 4 | George Hay Kain III | For | For | ||||||||||||
| 2. | To ratify the appointment of Baker Tilly US, LLP as auditors. | Management | For | For | |||||||||||
| ELI LILLY AND COMPANY | |||||||||||||||
| Security | 532457108 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | LLY | Meeting Date | 03-May-2021 | ||||||||||||
| ISIN | US5324571083 | Agenda | 935355354 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1a. | Election of Director to serve a three year term: K. Baicker, Ph.D. | Management | For | For | |||||||||||
| 1b. | Election of Director to serve a three year term: J.E. Fyrwald | Management | For | For | |||||||||||
| 1c. | Election of Director to serve a three year term: J. Jackson | Management | For | For | |||||||||||
| 1d. | Election of Director to serve a three year term: G. Sulzberger | Management | For | For | |||||||||||
| 1e. | Election of Director to serve a three year term: J.P. Tai | Management | For | For | |||||||||||
| 2. | Approval, on an advisory basis, of the compensation paid to the company's named executive officers. | Management | For | For | |||||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as the independent auditor for 2021. | Management | For | For | |||||||||||
| 4. | Approval of amendments to the company's Articles of Incorporation to eliminate the classified board structure. | Management | For | For | |||||||||||
| 5. | Approval of amendments to the company's Articles of Incorporation to eliminate supermajority voting provisions. | Management | For | For | |||||||||||
| 6. | Shareholder proposal to disclose direct and indirect lobbying activities and expenditures. | Shareholder | Abstain | Against | |||||||||||
| 7. | Shareholder proposal to amend the bylaws to require an independent board chair. | Shareholder | Against | For | |||||||||||
| 8. | Shareholder proposal to implement a bonus deferral policy. | Shareholder | Against | For | |||||||||||
| 9. | Shareholder proposal to disclose clawbacks on executive incentive compensation due to misconduct. | Shareholder | Abstain | Against | |||||||||||
| TRINITY INDUSTRIES, INC. | |||||||||||||||
| Security | 896522109 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | TRN | Meeting Date | 03-May-2021 | ||||||||||||
| ISIN | US8965221091 | Agenda | 935387654 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | William P. Ainsworth | For | For | ||||||||||||
| 2 | Brandon B. Boze | For | For | ||||||||||||
| 3 | John J. Diez | For | For | ||||||||||||
| 4 | Leldon E. Echols | For | For | ||||||||||||
| 5 | Tyrone M. Jordan | For | For | ||||||||||||
| 6 | S. Todd Maclin | For | For | ||||||||||||
| 7 | E. Jean Savage | For | For | ||||||||||||
| 8 | Dunia A. Shive | For | For | ||||||||||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | |||||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | |||||||||||
| BAXTER INTERNATIONAL INC. | |||||||||||||||
| Security | 071813109 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | BAX | Meeting Date | 04-May-2021 | ||||||||||||
| ISIN | US0718131099 | Agenda | 935352459 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: José (Joe) Almeida | Management | For | For | |||||||||||
| 1B. | Election of Director: Thomas F. Chen | Management | For | For | |||||||||||
| 1C. | Election of Director: John D. Forsyth | Management | For | For | |||||||||||
| 1D. | Election of Director: Peter S. Hellman | Management | For | For | |||||||||||
| 1E. | Election of Director: Michael F. Mahoney | Management | For | For | |||||||||||
| 1F. | Election of Director: Patricia B. Morrison | Management | For | For | |||||||||||
| 1G. | Election of Director: Stephen N. Oesterle | Management | For | For | |||||||||||
| 1H. | Election of Director: Cathy R. Smith | Management | For | For | |||||||||||
| 1I. | Election of Director: Thomas T. Stallkamp | Management | For | For | |||||||||||
| 1J. | Election of Director: Albert P.L. Stroucken | Management | For | For | |||||||||||
| 1K. | Election of Director: Amy A. Wendell | Management | For | For | |||||||||||
| 1L. | Election of Director: David S. Wilkes | Management | For | For | |||||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | |||||||||||
| 3. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For | |||||||||||
| 4. | Vote to Approve the Omnibus Plan. | Management | Abstain | Against | |||||||||||
| 5. | Vote to Approve the ESPP Amendment. | Management | For | For | |||||||||||
| 6. | Stockholder Proposal - Right to Act by Written Consent. | Shareholder | Against | For | |||||||||||
| 7. | Stockholder Proposal - Independent Board Chairman. | Shareholder | Against | For | |||||||||||
| FORTUNE BRANDS HOME & SECURITY, INC. | |||||||||||||||
| Security | 34964C106 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | FBHS | Meeting Date | 04-May-2021 | ||||||||||||
| ISIN | US34964C1062 | Agenda | 935352473 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Class I Director: Ann F. Hackett | Management | For | For | |||||||||||
| 1B. | Election of Class I Director: John G. Morikis | Management | For | For | |||||||||||
| 1C. | Election of Class I Director: Jeffery S. Perry | Management | For | For | |||||||||||
| 1D. | Election of Class I Director: Ronald V. Waters, III | Management | For | For | |||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | |||||||||||
| EDWARDS LIFESCIENCES CORPORATION | |||||||||||||||
| Security | 28176E108 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | EW | Meeting Date | 04-May-2021 | ||||||||||||
| ISIN | US28176E1082 | Agenda | 935354035 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1.1 | Election of Director: Kieran T. Gallahue | Management | For | For | |||||||||||
| 1.2 | Election of Director: Leslie S. Heisz | Management | For | For | |||||||||||
| 1.3 | Election of Director: Paul A. LaViolette | Management | For | For | |||||||||||
| 1.4 | Election of Director: Steven R. Loranger | Management | For | For | |||||||||||
| 1.5 | Election of Director: Martha H. Marsh | Management | For | For | |||||||||||
| 1.6 | Election of Director: Michael A. Mussallem | Management | For | For | |||||||||||
| 1.7 | Election of Director: Ramona Sequeira | Management | For | For | |||||||||||
| 1.8 | Election of Director: Nicholas J. Valeriani | Management | For | For | |||||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | |||||||||||
| 3. | Approval of the Amendment and Restatement of the Company's 2001 Employee Stock Purchase Plan for United States Employees (the "U.S. ESPP") to Increase the Total Number of Shares of Common Stock Available for Issuance under the U.S. ESPP by 3,300,000 Shares. | Management | For | For | |||||||||||
| 4. | Approval of the Amendment and Restatement of the Company's 2001 Employee Stock Purchase Plan for International Employees (the "International ESPP") to Increase the Total Number of Shares of Common Stock Available for Issuance under the International ESPP by 1,200,000 Shares. | Management | For | For | |||||||||||
| 5. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For | |||||||||||
| 6. | Advisory Vote on a Stockholder Proposal Regarding Action by Written Consent. | Shareholder | Against | For | |||||||||||
| 7. | Advisory Vote on a Stockholder Proposal to Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates. | Shareholder | Against | For | |||||||||||
| PENTAIR PLC | |||||||||||||||
| Security | G7S00T104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | PNR | Meeting Date | 04-May-2021 | ||||||||||||
| ISIN | IE00BLS09M33 | Agenda | 935355378 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Re-election of Director: Mona Abutaleb Stephenson | Management | For | For | |||||||||||
| 1B. | Re-election of Director: Glynis A. Bryan | Management | For | For | |||||||||||
| 1C. | Re-election of Director: T. Michael Glenn | Management | For | For | |||||||||||
| 1D. | Re-election of Director: Theodore L. Harris | Management | For | For | |||||||||||
| 1E. | Re-election of Director: Gregory E. Knight | Management | For | For | |||||||||||
| 1F. | Re-election of Director: David A. Jones | Management | For | For | |||||||||||
| 1G. | Re-election of Director: Michael T. Speetzen | Management | For | For | |||||||||||
| 1H. | Re-election of Director: John L. Stauch | Management | For | For | |||||||||||
| 1I. | Re-election of Director: Billie I. Williamson | Management | For | For | |||||||||||
| 2. | To approve, by nonbinding, advisory vote, the compensation of the named executive officers. | Management | For | For | |||||||||||
| 3. | To ratify, by nonbinding, advisory vote, the appointment of Deloitte & Touche LLP as the independent auditor of Pentair plc and to authorize, by binding vote, the Audit and Finance Committee of the Board of Directors to set the auditor's remuneration. | Management | For | For | |||||||||||
| 4. | To approve the Pentair plc Employee Stock Purchase and Bonus Plan, as amended and restated. | Management | For | For | |||||||||||
| 5. | To authorize the Board of Directors to allot new shares under Irish law. | Management | For | For | |||||||||||
| 6. | To authorize the Board of Directors to opt-out of statutory preemption rights under Irish law (Special Resolution). | Management | Abstain | Against | |||||||||||
| 7. | To authorize the price range at which Pentair plc can re- allot shares it holds as treasury shares under Irish law (Special Resolution). | Management | For | For | |||||||||||
| AMERICAN EXPRESS COMPANY | |||||||||||||||
| Security | 025816109 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | AXP | Meeting Date | 04-May-2021 | ||||||||||||
| ISIN | US0258161092 | Agenda | 935357358 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director for a term of one year: Thomas J. Baltimore | Management | For | For | |||||||||||
| 1B. | Election of Director for a term of one year: Charlene Barshefsky | Management | For | For | |||||||||||
| 1C. | Election of Director for a term of one year: John J. Brennan | Management | For | For | |||||||||||
| 1D. | Election of Director for a term of one year: Peter Chernin | Management | For | For | |||||||||||
| 1E. | Election of Director for a term of one year: Ralph de la Vega | Management | For | For | |||||||||||
| 1F. | Election of Director for a term of one year: Michael O. Leavitt | Management | For | For | |||||||||||
| 1G. | Election of Director for a term of one year: Theodore J. Leonsis | Management | For | For | |||||||||||
| 1H. | Election of Director for a term of one year: Karen L. Parkhill | Management | For | For | |||||||||||
| 1I. | Election of Director for a term of one year: Charles E. Phillips | Management | For | For | |||||||||||
| 1J. | Election of Director for a term of one year: Lynn A. Pike | Management | For | For | |||||||||||
| 1K. | Election of Director for a term of one year: Stephen J. Squeri | Management | For | For | |||||||||||
| 1L. | Election of Director for a term of one year: Daniel L. Vasella | Management | For | For | |||||||||||
| 1M. | Election of Director for a term of one year: Lisa W. Wardell | Management | For | For | |||||||||||
| 1N. | Election of Director for a term of one year: Ronald A. Williams | Management | For | For | |||||||||||
| 1O. | Election of Director for a term of one year: Christopher D. Young | Management | For | For | |||||||||||
| 2. | Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| 3. | Approval, on an advisory basis, of the Company's executive compensation. | Management | For | For | |||||||||||
| 4. | Shareholder proposal relating to action by written consent. | Shareholder | Against | For | |||||||||||
| 5. | Shareholder proposal relating to annual report on diversity. | Shareholder | Abstain | Against | |||||||||||
| ARCOSA, INC. | |||||||||||||||
| Security | 039653100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ACA | Meeting Date | 04-May-2021 | ||||||||||||
| ISIN | US0396531008 | Agenda | 935357500 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Class II Director: Joseph Alvarado | Management | For | For | |||||||||||
| 1B. | Election of Class II Director: Jeffrey A. Craig | Management | For | For | |||||||||||
| 1C. | Election of Class II Director: John W. Lindsay | Management | For | For | |||||||||||
| 1D. | Election of Class III Director: Rhys J. Best | Management | For | For | |||||||||||
| 1E. | Election of Class III Director: David W. Biegler | Management | For | For | |||||||||||
| 1F. | Election of Class III Director: Antonio Carrillo | Management | For | For | |||||||||||
| 2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | For | For | |||||||||||
| 3. | Ratify the Appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | |||||||||||
| GENERAL ELECTRIC COMPANY | |||||||||||||||
| Security | 369604103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | GE | Meeting Date | 04-May-2021 | ||||||||||||
| ISIN | US3696041033 | Agenda | 935357954 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Sébastien Bazin | Management | For | For | |||||||||||
| 1B. | Election of Director: Ashton Carter | Management | For | For | |||||||||||
| 1C. | Election of Director: H. Lawrence Culp, Jr. | Management | For | For | |||||||||||
| 1D. | Election of Director: Francisco D'Souza | Management | For | For | |||||||||||
| 1E. | Election of Director: Edward Garden | Management | For | For | |||||||||||
| 1F. | Election of Director: Thomas Horton | Management | For | For | |||||||||||
| 1G. | Election of Director: Risa Lavizzo-Mourey | Management | For | For | |||||||||||
| 1H. | Election of Director: Catherine Lesjak | Management | For | For | |||||||||||
| 1I. | Election of Director: Paula Rosput Reynolds | Management | For | For | |||||||||||
| 1J. | Election of Director: Leslie Seidman | Management | For | For | |||||||||||
| 1K. | Election of Director: James Tisch | Management | For | For | |||||||||||
| 2. | Advisory Approval of Our Named Executives' Compensation. | Management | For | For | |||||||||||
| 3. | Ratification of Deloitte as Independent Auditor for 2021. | Management | For | For | |||||||||||
| 4. | Approval of Reverse Stock Split and Reduction in our Authorized Stock and Par Value. | Management | For | For | |||||||||||
| 5. | Require Nomination of at Least Two Candidates for Each Board Seat. | Shareholder | Against | For | |||||||||||
| 6. | Require the Chairman of the Board to be Independent. | Shareholder | Against | For | |||||||||||
| 7. | Report on Meeting the Criteria of the Net Zero Indicator. | Shareholder | For | For | |||||||||||
| BRISTOL-MYERS SQUIBB COMPANY | |||||||||||||||
| Security | 110122108 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | BMY | Meeting Date | 04-May-2021 | ||||||||||||
| ISIN | US1101221083 | Agenda | 935359643 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A) | Election of Director: Peter J. Arduini | Management | For | For | |||||||||||
| 1B) | Election of Director: Michael W. Bonney | Management | For | For | |||||||||||
| 1C) | Election of Director: Giovanni Caforio, M.D. | Management | For | For | |||||||||||
| 1D) | Election of Director: Julia A. Haller, M.D. | Management | For | For | |||||||||||
| 1E) | Election of Director: Paula A. Price | Management | For | For | |||||||||||
| 1F) | Election of Director: Derica W. Rice | Management | For | For | |||||||||||
| 1G) | Election of Director: Theodore R. Samuels | Management | For | For | |||||||||||
| 1H) | Election of Director: Gerald L. Storch | Management | For | For | |||||||||||
| 1I) | Election of Director: Karen Vousden, Ph.D. | Management | For | For | |||||||||||
| 1J) | Election of Director: Phyllis R. Yale | Management | For | For | |||||||||||
| 2. | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | For | For | |||||||||||
| 3. | Approval of the Company's 2021 Stock Award and Incentive Plan. | Management | For | For | |||||||||||
| 4. | Ratification of the Appointment of an Independent Registered Public Accounting Firm. | Management | For | For | |||||||||||
| 5. | Approval of an Amendment to the Certificate of Incorporation to Lower the Ownership Threshold for Special Shareholder Meetings to 15%. | Management | For | For | |||||||||||
| 6. | Shareholder Proposal on Adoption of a Board Policy that the Chairperson of the Board be an Independent Director. | Shareholder | Against | For | |||||||||||
| 7. | Shareholder Proposal on Shareholder Right to Act by Written Consent. | Shareholder | Against | For | |||||||||||
| 8. | Shareholder Proposal to Lower the Ownership Threshold for Special Shareholder Meetings to 10%. | Shareholder | Against | For | |||||||||||
| QTS REALTY TRUST, INC. | |||||||||||||||
| Security | 74736A103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | QTS | Meeting Date | 04-May-2021 | ||||||||||||
| ISIN | US74736A1034 | Agenda | 935360141 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Chad L. Williams | For | For | ||||||||||||
| 2 | John W. Barter | For | For | ||||||||||||
| 3 | Joan A. Dempsey | For | For | ||||||||||||
| 4 | Catherine R. Kinney | For | For | ||||||||||||
| 5 | Peter A. Marino | For | For | ||||||||||||
| 6 | Scott D. Miller | For | For | ||||||||||||
| 7 | Mazen Rawashdeh | For | For | ||||||||||||
| 8 | Wayne M. Rehberger | For | For | ||||||||||||
| 9 | Philip P. Trahanas | For | For | ||||||||||||
| 10 | Stephen E. Westhead | For | For | ||||||||||||
| 2. | To approve, on a non-binding advisory basis, the compensation paid to the Company's named executive officers. | Management | For | For | |||||||||||
| 3. | To approve an amendment and restatement of the QTS Realty Trust, Inc. 2013 Equity Incentive Plan. | Management | For | For | |||||||||||
| 4. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | |||||||||||
| EVERGY, INC. | |||||||||||||||
| Security | 30034W106 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | EVRG | Meeting Date | 04-May-2021 | ||||||||||||
| ISIN | US30034W1062 | Agenda | 935361674 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1a. | Election of Director: David A. Campbell | Management | For | For | |||||||||||
| 1b. | Election of Director: Mollie Hale Carter | Management | For | For | |||||||||||
| 1c. | Election of Director: Thomas D. Hyde | Management | For | For | |||||||||||
| 1d. | Election of Director: B. Anthony Isaac | Management | For | For | |||||||||||
| 1e. | Election of Director: Paul M. Keglevic | Management | For | For | |||||||||||
| 1f. | Election of Director: Mary L. Landrieu | Management | For | For | |||||||||||
| 1g. | Election of Director: Sandra A.J. Lawrence | Management | For | For | |||||||||||
| 1h. | Election of Director: Ann D. Murtlow | Management | For | For | |||||||||||
| 1i. | Election of Director: Sandra J. Price | Management | For | For | |||||||||||
| 1j. | Election of Director: Mark A. Ruelle | Management | For | For | |||||||||||
| 1k. | Election of Director: S. Carl Soderstrom Jr. | Management | For | For | |||||||||||
| 1l. | Election of Director: John Arthur Stall | Management | For | For | |||||||||||
| 1m. | Election of Director: C. John Wilder | Management | For | For | |||||||||||
| 2. | Approval, on a non-binding advisory basis, the 2020 compensation of the Company's named executive officers. | Management | For | For | |||||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| BARRICK GOLD CORPORATION | |||||||||||||||
| Security | 067901108 | Meeting Type | Annual and Special Meeting | ||||||||||||
| Ticker Symbol | GOLD | Meeting Date | 04-May-2021 | ||||||||||||
| ISIN | CA0679011084 | Agenda | 935373148 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1 | DIRECTOR | Management | |||||||||||||
| 1 | D. M. Bristow | For | For | ||||||||||||
| 2 | G. A. Cisneros | For | For | ||||||||||||
| 3 | C. L. Coleman | For | For | ||||||||||||
| 4 | J. M. Evans | For | For | ||||||||||||
| 5 | B. L. Greenspun | For | For | ||||||||||||
| 6 | J. B. Harvey | For | For | ||||||||||||
| 7 | A. N. Kabagambe | For | For | ||||||||||||
| 8 | A. J. Quinn | For | For | ||||||||||||
| 9 | M. L. Silva | For | For | ||||||||||||
| 10 | J. L. Thornton | For | For | ||||||||||||
| 2 | Resolution approving the appointment of PricewaterhouseCoopers LLP as the auditor of Barrick and authorizing the directors to fix its remuneration | Management | For | For | |||||||||||
| 3 | Advisory resolution on approach to executive compensation | Management | For | For | |||||||||||
| 4 | Special resolution approving the capital reduction in order to enable the Return of Capital | Management | For | For | |||||||||||
| MANDARIN ORIENTAL INTERNATIONAL LTD | |||||||||||||||
| Security | G57848106 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 05-May-2021 | |||||||||||||
| ISIN | BMG578481068 | Agenda | 713870017 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1 | TO RECEIVE THE FINANCIAL STATEMENTS FOR 2020 | Management | For | For | |||||||||||
| 2 | TO RE-ELECT ANTHONY NIGHTINGALE AS A DIRECTOR | Management | For | For | |||||||||||
| 3 | TO RE-ELECT Y.K. PANG AS A DIRECTOR | Management | For | For | |||||||||||
| 4 | TO RE-ELECT PERCY WEATHERALL AS A DIRECTOR | Management | For | For | |||||||||||
| 5 | TO RE-ELECT JOHN WITT AS A DIRECTOR | Management | For | For | |||||||||||
| 6 | TO RE-APPOINT THE AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | |||||||||||
| 7 | TO RENEW THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES | Management | For | For | |||||||||||
| EVERSOURCE ENERGY | |||||||||||||||
| Security | 30040W108 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ES | Meeting Date | 05-May-2021 | ||||||||||||
| ISIN | US30040W1080 | Agenda | 935351774 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Trustee: Cotton M. Cleveland | Management | For | For | |||||||||||
| 1B. | Election of Trustee: James S. DiStasio | Management | For | For | |||||||||||
| 1C. | Election of Trustee: Francis A. Doyle | Management | For | For | |||||||||||
| 1D. | Election of Trustee: Linda Dorcena Forry | Management | For | For | |||||||||||
| 1E. | Election of Trustee: Gregory M. Jones | Management | For | For | |||||||||||
| 1F. | Election of Trustee: James J. Judge | Management | For | For | |||||||||||
| 1G. | Election of Trustee: John Y. Kim | Management | For | For | |||||||||||
| 1H. | Election of Trustee: Kenneth R. Leibler | Management | For | For | |||||||||||
| 1I. | Election of Trustee: David H. Long | Management | For | For | |||||||||||
| 1J. | Election of Trustee: William C. Van Faasen | Management | For | For | |||||||||||
| 1K. | Election of Trustee: Frederica M. Williams | Management | For | For | |||||||||||
| 2. | Consider an advisory proposal approving the compensation of our Named Executive Officers. | Management | For | For | |||||||||||
| 3. | Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| NEWELL BRANDS INC. | |||||||||||||||
| Security | 651229106 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | NWL | Meeting Date | 05-May-2021 | ||||||||||||
| ISIN | US6512291062 | Agenda | 935352687 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Bridget Ryan Berman | Management | For | For | |||||||||||
| 1B. | Election of Director: Patrick D. Campbell | Management | For | For | |||||||||||
| 1C. | Election of Director: James R. Craigie | Management | For | For | |||||||||||
| 1D. | Election of Director: Brett M. Icahn | Management | For | For | |||||||||||
| 1E. | Election of Director: Jay L. Johnson | Management | For | For | |||||||||||
| 1F. | Election of Director: Gerardo I. Lopez | Management | For | For | |||||||||||
| 1G. | Election of Director: Courtney R. Mather | Management | For | For | |||||||||||
| 1H. | Election of Director: Ravichandra K. Saligram | Management | For | For | |||||||||||
| 1I. | Election of Director: Judith A. Sprieser | Management | For | For | |||||||||||
| 1J. | Election of Director: Robert A. Steele | Management | For | For | |||||||||||
| 2. | Ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | |||||||||||
| 3. | Advisory resolution to approve executive compensation. | Management | For | For | |||||||||||
| 4. | A stockholder proposal to amend the stockholder right to act by written consent. | Shareholder | Against | For | |||||||||||
| AEROJET ROCKETDYNE HOLDINGS, INC. | |||||||||||||||
| Security | 007800105 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | AJRD | Meeting Date | 05-May-2021 | ||||||||||||
| ISIN | US0078001056 | Agenda | 935353780 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1 | DIRECTOR | Management | |||||||||||||
| 1 | Gen Kevin P. Chilton | For | For | ||||||||||||
| 2 | Thomas A. Corcoran | For | For | ||||||||||||
| 3 | Eileen P. Drake | For | For | ||||||||||||
| 4 | James R. Henderson | For | For | ||||||||||||
| 5 | Warren G. Lichtenstein | For | For | ||||||||||||
| 6 | Gen Lance W. Lord | For | For | ||||||||||||
| 7 | Audrey A. McNiff | For | For | ||||||||||||
| 8 | Martin Turchin | For | For | ||||||||||||
| 2. | Advisory vote to approve Aerojet Rocketdyne's executive compensation. | Management | For | For | |||||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP, an independent registered public accounting firm, as independent auditors of the Company for the year ending December 31, 2021. | Management | For | For | |||||||||||
| PEPSICO, INC. | |||||||||||||||
| Security | 713448108 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | PEP | Meeting Date | 05-May-2021 | ||||||||||||
| ISIN | US7134481081 | Agenda | 935355342 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Segun Agbaje | Management | For | For | |||||||||||
| 1B. | Election of Director: Shona L. Brown | Management | For | For | |||||||||||
| 1C. | Election of Director: Cesar Conde | Management | For | For | |||||||||||
| 1D. | Election of Director: Ian Cook | Management | For | For | |||||||||||
| 1E. | Election of Director: Dina Dublon | Management | For | For | |||||||||||
| 1F. | Election of Director: Michelle Gass | Management | For | For | |||||||||||
| 1G. | Election of Director: Ramon L. Laguarta | Management | For | For | |||||||||||
| 1H. | Election of Director: Dave Lewis | Management | For | For | |||||||||||
| 1I. | Election of Director: David C. Page | Management | For | For | |||||||||||
| 1J. | Election of Director: Robert C. Pohlad | Management | For | For | |||||||||||
| 1K. | Election of Director: Daniel Vasella | Management | For | For | |||||||||||
| 1L. | Election of Director: Darren Walker | Management | For | For | |||||||||||
| 1M. | Election of Director: Alberto Weisser | Management | For | For | |||||||||||
| 2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | For | For | |||||||||||
| 3. | Advisory approval of the Company's executive compensation. | Management | For | For | |||||||||||
| 4. | Shareholder Proposal - Special Shareholder Meeting Vote Threshold. | Shareholder | Against | For | |||||||||||
| 5. | Shareholder Proposal - Report on Sugar and Public Health. | Shareholder | Against | For | |||||||||||
| 6. | Shareholder Proposal - Report on External Public Health Costs. | Shareholder | Against | For | |||||||||||
| UNILEVER PLC | |||||||||||||||
| Security | 904767704 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | UL | Meeting Date | 05-May-2021 | ||||||||||||
| ISIN | US9047677045 | Agenda | 935356659 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | To receive the Report and Accounts for the year ended 31 December 2020. | Management | For | For | |||||||||||
| 2. | To approve the Directors' Remuneration Report. | Management | For | For | |||||||||||
| 3. | To approve the Directors' Remuneration Policy. | Management | For | For | |||||||||||
| 4. | To approve the Climate Transition Action Plan. | Management | Abstain | Against | |||||||||||
| 5. | To re-elect Mr N Andersen as a Non-Executive Director. | Management | For | For | |||||||||||
| 6. | To re-elect Mrs L Cha as a Non-Executive Director. | Management | For | For | |||||||||||
| 7. | To re-elect Dr J Hartmann as a Non-Executive Director. | Management | For | For | |||||||||||
| 8. | To re-elect Mr A Jope as an Executive Director. | Management | For | For | |||||||||||
| 9. | To re-elect Ms A Jung as a Non-Executive Director. | Management | For | For | |||||||||||
| 10. | To re-elect Ms S Kilsby as a Non-Executive Director. | Management | For | For | |||||||||||
| 11. | To re-elect Mr S Masiyiwa as a Non-Executive Director. | Management | For | For | |||||||||||
| 12. | To re-elect Professor Y Moon as a Non-Executive Director. | Management | For | For | |||||||||||
| 13. | To re-elect Mr G Pitkethly as an Executive Director. | Management | For | For | |||||||||||
| 14. | To re-elect Mr J Rishton as a Non-Executive Director. | Management | For | For | |||||||||||
| 15. | To re-elect Mr F Sijbesma as a Non-Executive Director. | Management | For | For | |||||||||||
| 16. | To reappoint KPMG LLP as Auditors of the Company. | Management | For | For | |||||||||||
| 17. | To authorise the Directors to fix the remuneration of the Auditors. | Management | For | For | |||||||||||
| 18. | To authorise Political Donations and expenditure. | Management | For | For | |||||||||||
| 19. | To approve the SHARES Plan. | Management | For | For | |||||||||||
| 20. | To renew the authority to Directors to issue shares. | Management | For | For | |||||||||||
| 21. | To renew the authority to Directors to disapply pre- emption rights. | Management | Abstain | Against | |||||||||||
| 22. | To renew the authority to Directors to disapply pre- emption rights for the purposes of acquisitions or capital investments. | Management | For | For | |||||||||||
| 23. | To renew the authority to the Company to purchase its own shares. | Management | For | For | |||||||||||
| 24. | To shorten the notice period for General Meetings. | Management | For | For | |||||||||||
| 25. | To adopt new Articles of Association. | Management | For | For | |||||||||||
| 26. | To reduce the share premium account. | Management | For | For | |||||||||||
| ESSENTIAL UTILITIES INC | |||||||||||||||
| Security | 29670G102 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | WTRG | Meeting Date | 05-May-2021 | ||||||||||||
| ISIN | US29670G1022 | Agenda | 935359186 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Elizabeth B. Amato | For | For | ||||||||||||
| 2 | Christopher H. Franklin | For | For | ||||||||||||
| 3 | Daniel J. Hilferty | For | For | ||||||||||||
| 4 | Francis O. Idehen | For | For | ||||||||||||
| 5 | Edwina Kelly | For | For | ||||||||||||
| 6 | Ellen T. Ruff | For | For | ||||||||||||
| 7 | Lee C. Stewart | For | For | ||||||||||||
| 8 | Christopher C. Womack | For | For | ||||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for the 2021 fiscal year. | Management | For | For | |||||||||||
| 3. | To approve an advisory vote on the compensation paid to the Company's named executive officers for 2020. | Management | For | For | |||||||||||
| 4. | To ratify the Amendment to the Company's Bylaws to permit shareholder access to future proxy statements. | Management | For | For | |||||||||||
| MGM RESORTS INTERNATIONAL | |||||||||||||||
| Security | 552953101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | MGM | Meeting Date | 05-May-2021 | ||||||||||||
| ISIN | US5529531015 | Agenda | 935359491 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Barry Diller | Management | For | For | |||||||||||
| 1B. | Election of Director: William W. Grounds | Management | For | For | |||||||||||
| 1C. | Election of Director: Alexis M. Herman | Management | For | For | |||||||||||
| 1D. | Election of Director: William J. Hornbuckle | Management | For | For | |||||||||||
| 1E. | Election of Director: Mary Chris Jammet | Management | For | For | |||||||||||
| 1F. | Election of Director: John Kilroy | Management | For | For | |||||||||||
| 1G. | Election of Director: Joey Levin | Management | For | For | |||||||||||
| 1H. | Election of Director: Rose McKinney-James | Management | For | For | |||||||||||
| 1I. | Election of Director: Keith A. Meister | Management | For | For | |||||||||||
| 1J. | Election of Director: Paul Salem | Management | For | For | |||||||||||
| 1K. | Election of Director: Gregory M. Spierkel | Management | For | For | |||||||||||
| 1L. | Election of Director: Jan G. Swartz | Management | For | For | |||||||||||
| 1M. | Election of Director: Daniel J. Taylor | Management | For | For | |||||||||||
| 2. | To ratify the selection of Deloitte & Touche LLP, as the independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | |||||||||||
| 3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | |||||||||||
| 4. | To approve and adopt the amendment to our charter. | Management | Against | Against | |||||||||||
| IHS MARKIT LTD | |||||||||||||||
| Security | G47567105 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | INFO | Meeting Date | 05-May-2021 | ||||||||||||
| ISIN | BMG475671050 | Agenda | 935359679 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Lance Uggla | Management | For | For | |||||||||||
| 1B. | Election of Director: John Browne (The Lord Browne of Madingley) | Management | For | For | |||||||||||
| 1C. | Election of Director: Dinyar S. Devitre | Management | For | For | |||||||||||
| 1D. | Election of Director: Ruann F. Ernst | Management | For | For | |||||||||||
| 1E. | Election of Director: Jacques Esculier | Management | For | For | |||||||||||
| 1F. | Election of Director: Gay Huey Evans | Management | For | For | |||||||||||
| 1G. | Election of Director: William E. Ford | Management | For | For | |||||||||||
| 1H. | Election of Director: Nicoletta Giadrossi | Management | For | For | |||||||||||
| 1I. | Election of Director: Robert P. Kelly | Management | For | For | |||||||||||
| 1J. | Election of Director: Deborah Doyle McWhinney | Management | For | For | |||||||||||
| 1K. | Election of Director: Jean-Paul L. Montupet | Management | For | For | |||||||||||
| 1L. | Election of Director: Deborah K. Orida | Management | For | For | |||||||||||
| 1M. | Election of Director: James A. Rosenthal | Management | For | For | |||||||||||
| 2. | To approve, on an advisory, non-binding basis, the compensation of the Company's named executive officers. | Management | For | For | |||||||||||
| 3. | To approve the appointment of Ernst & Young LLP as the Company's independent registered public accountants until the close of the next Annual General Meeting of Shareholders and to authorize the Company's Board of Directors, acting by the Audit Committee, to determine the remuneration of the independent registered public accountants. | Management | For | For | |||||||||||
| STRYKER CORPORATION | |||||||||||||||
| Security | 863667101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | SYK | Meeting Date | 05-May-2021 | ||||||||||||
| ISIN | US8636671013 | Agenda | 935359972 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A) | Election of Director: Mary K. Brainerd | Management | For | For | |||||||||||
| 1B) | Election of Director: Giovanni Caforio, M.D. | Management | For | For | |||||||||||
| 1C) | Election of Director: Srikant M. Datar, Ph.D. | Management | For | For | |||||||||||
| 1D) | Election of Director: Allan C. Golston (Lead Independent Director) | Management | For | For | |||||||||||
| 1E) | Election of Director: Kevin A. Lobo (Chair of the Board and Chief Executive Officer) | Management | For | For | |||||||||||
| 1F) | Election of Director: Sherilyn S. McCoy | Management | For | For | |||||||||||
| 1G) | Election of Director: Andrew K. Silvernail | Management | For | For | |||||||||||
| 1H) | Election of Director: Lisa M. Skeete Tatum | Management | For | For | |||||||||||
| 1I) | Election of Director: Ronda E. Stryker | Management | For | For | |||||||||||
| 1J) | Election of Director: Rajeev Suri | Management | For | For | |||||||||||
| 2. | Ratification of Appointment of our Independent Registered Public Accounting Firm. | Management | For | For | |||||||||||
| 3. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | |||||||||||
| 4. | Shareholder Proposal Regarding Workforce Involvement in Corporate Governance. | Shareholder | Abstain | Against | |||||||||||
| 5. | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | For | |||||||||||
| DANAHER CORPORATION | |||||||||||||||
| Security | 235851102 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | DHR | Meeting Date | 05-May-2021 | ||||||||||||
| ISIN | US2358511028 | Agenda | 935360292 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director to hold office until the 2022 Annual Meeting: Rainer M. Blair | Management | For | For | |||||||||||
| 1B. | Election of Director to hold office until the 2022 Annual Meeting: Linda Hefner Filler | Management | For | For | |||||||||||
| 1C. | Election of Director to hold office until the 2022 Annual Meeting: Teri List | Management | For | For | |||||||||||
| 1D. | Election of Director to hold office until the 2022 Annual Meeting: Walter G. Lohr, Jr. | Management | For | For | |||||||||||
| 1E. | Election of Director to hold office until the 2022 Annual Meeting: Jessica L. Mega, MD | Management | For | For | |||||||||||
| 1F. | Election of Director to hold office until the 2022 Annual Meeting: Mitchell P. Rales | Management | For | For | |||||||||||
| 1G. | Election of Director to hold office until the 2022 Annual Meeting: Steven M. Rales | Management | For | For | |||||||||||
| 1H. | Election of Director to hold office until the 2022 Annual Meeting: Pardis C. Sabeti, MD | Management | For | For | |||||||||||
| 1I. | Election of Director to hold office until the 2022 Annual Meeting: John T. Schwieters | Management | For | For | |||||||||||
| 1J. | Election of Director to hold office until the 2022 Annual Meeting: Alan G. Spoon | Management | For | For | |||||||||||
| 1K. | Election of Director to hold office until the 2022 Annual Meeting: Raymond C. Stevens, Ph.D | Management | For | For | |||||||||||
| 1L. | Election of Director to hold office until the 2022 Annual Meeting: Elias A. Zerhouni, MD | Management | For | For | |||||||||||
| 2. | To ratify the selection of Ernst & Young LLP as Danaher's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | |||||||||||
| 3. | To approve on an advisory basis the Company's named executive officer compensation. | Management | For | For | |||||||||||
| 4. | To act upon a shareholder proposal requesting that Danaher amend its governing documents to reduce the percentage of shares required for shareholders to call a special meeting of shareholders from 25% to 10%. | Shareholder | Against | For | |||||||||||
| ORMAT TECHNOLOGIES, INC. | |||||||||||||||
| Security | 686688102 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ORA | Meeting Date | 05-May-2021 | ||||||||||||
| ISIN | US6866881021 | Agenda | 935363806 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Isaac Angel | Management | For | For | |||||||||||
| 1B. | Election of Director: Albertus Bruggink | Management | For | For | |||||||||||
| 1C. | Election of Director: Dan Falk | Management | For | For | |||||||||||
| 1D. | Election of Director: David Granot | Management | For | For | |||||||||||
| 1E. | Election of Director: Mike Nikkel | Management | For | For | |||||||||||
| 1F. | Election of Director: Dafna Sharir | Management | For | For | |||||||||||
| 1G. | Election of Director: Stanley B. Stern | Management | For | For | |||||||||||
| 1H. | Election of Director: Hidetake Takahashi | Management | For | For | |||||||||||
| 1I. | Election of Director: Byron G. Wong | Management | For | For | |||||||||||
| 2. | To ratify the appointment of Kesselman Kesselman, a member firm of PricewaterhouseCoopers International Limited, as independent auditors of the Company for 2021. | Management | For | For | |||||||||||
| 3. | To approve, in a non-binding, advisory vote, the compensation of our named executive officers. | Management | For | For | |||||||||||
| INTERNATIONAL FLAVORS & FRAGRANCES INC. | |||||||||||||||
| Security | 459506101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | IFF | Meeting Date | 05-May-2021 | ||||||||||||
| ISIN | US4595061015 | Agenda | 935364721 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1a. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Kathryn J. Boor | Management | For | For | |||||||||||
| 1b. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Edward D. Breen | Management | For | For | |||||||||||
| 1c. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Carol Anthony Davidson | Management | For | For | |||||||||||
| 1d. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Michael L. Ducker | Management | For | For | |||||||||||
| 1e. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Roger W. Ferguson, Jr. | Management | For | For | |||||||||||
| 1f. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: John F. Ferraro | Management | For | For | |||||||||||
| 1g. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Andreas Fibig | Management | For | For | |||||||||||
| 1h. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Christina Gold | Management | For | For | |||||||||||
| 1i. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Ilene Gordon | Management | For | For | |||||||||||
| 1j. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Matthias J. Heinzel | Management | For | For | |||||||||||
| 1k. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Dale F. Morrison | Management | For | For | |||||||||||
| 1l. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Kåre Schultz | Management | For | For | |||||||||||
| 1m. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Stephen Williamson | Management | For | For | |||||||||||
| 2. | Ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | |||||||||||
| 3. | Approve, on an advisory basis, the compensation of our named executive officers in 2020. | Management | For | For | |||||||||||
| 4. | Approve our 2021 Stock Award and Incentive Plan. | Management | For | For | |||||||||||
| FRANCO-NEVADA CORPORATION | |||||||||||||||
| Security | 351858105 | Meeting Type | Annual and Special Meeting | ||||||||||||
| Ticker Symbol | FNV | Meeting Date | 05-May-2021 | ||||||||||||
| ISIN | CA3518581051 | Agenda | 935370394 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1 | DIRECTOR | Management | |||||||||||||
| 1 | David Harquail | For | For | ||||||||||||
| 2 | Paul Brink | For | For | ||||||||||||
| 3 | Tom Albanese | For | For | ||||||||||||
| 4 | Derek W. Evans | For | For | ||||||||||||
| 5 | Catharine Farrow | For | For | ||||||||||||
| 6 | Louis Gignac | For | For | ||||||||||||
| 7 | Maureen Jensen | For | For | ||||||||||||
| 8 | Jennifer Maki | For | For | ||||||||||||
| 9 | Randall Oliphant | For | For | ||||||||||||
| 10 | Elliott Pew | For | For | ||||||||||||
| 2 | Appointment of PricewaterhouseCoopers LLP, Chartered Professional Accountants, as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | |||||||||||
| 3 | Acceptance of the Corporation's approach to executive compensation. | Management | For | For | |||||||||||
| GLAXOSMITHKLINE PLC | |||||||||||||||
| Security | 37733W105 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | GSK | Meeting Date | 05-May-2021 | ||||||||||||
| ISIN | US37733W1053 | Agenda | 935376562 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | To receive and adopt the 2020 Annual Report | Management | For | For | |||||||||||
| 2. | To approve the Annual report on remuneration | Management | For | For | |||||||||||
| 3. | To re-elect Sir Jonathan Symonds as a Director | Management | For | For | |||||||||||
| 4. | To re-elect Emma Walmsley as a Director | Management | For | For | |||||||||||
| 5. | To re-elect Charles Bancroft as a Director | Management | For | For | |||||||||||
| 6. | To re-elect Vindi Banga as a Director | Management | For | For | |||||||||||
| 7. | To re-elect Dr Hal Barron as a Director | Management | For | For | |||||||||||
| 8. | To re-elect Dr Vivienne Cox as a Director | Management | For | For | |||||||||||
| 9. | To re-elect Lynn Elsenhans as a Director | Management | For | For | |||||||||||
| 10. | To re-elect Dr Laurie Glimcher as a Director | Management | For | For | |||||||||||
| 11. | To re-elect Dr Jesse Goodman as a Director | Management | For | For | |||||||||||
| 12. | To re-elect Iain Mackay as a Director | Management | For | For | |||||||||||
| 13. | To re-elect Urs Rohner as a Director | Management | For | For | |||||||||||
| 14. | To re-appoint the auditor | Management | For | For | |||||||||||
| 15. | To determine remuneration of the auditor | Management | For | For | |||||||||||
| 16. | To authorise the Company and its subsidiaries to make donations to political organisations and incur political expenditure | Management | For | For | |||||||||||
| 17. | To authorise allotment of shares | Management | For | For | |||||||||||
| 18. | To disapply pre-emption rights - general power (Special resolution) | Management | Abstain | Against | |||||||||||
| 19. | To disapply pre-emption rights - in connection with an acquisition or specified capital investment (Special resolution) | Management | For | For | |||||||||||
| 20. | To authorise the Company to purchase its own shares (Special resolution) | Management | For | For | |||||||||||
| 21. | To authorise exemption from statement of name of senior statutory auditor | Management | For | For | |||||||||||
| 22. | To authorise reduced notice of a general meeting other than an AGM (Special resolution) | Management | For | For | |||||||||||
| S&P GLOBAL INC. | |||||||||||||||
| Security | 78409V104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | SPGI | Meeting Date | 05-May-2021 | ||||||||||||
| ISIN | US78409V1044 | Agenda | 935381462 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1a. | Election of Director: Marco Alverà | Management | For | For | |||||||||||
| 1b. | Election of Director: William J. Amelio | Management | For | For | |||||||||||
| 1c. | Election of Director: William D. Green | Management | For | For | |||||||||||
| 1d. | Election of Director: Stephanie C. Hill | Management | For | For | |||||||||||
| 1e. | Election of Director: Rebecca Jacoby | Management | For | For | |||||||||||
| 1f. | Election of Director: Monique F. Leroux | Management | For | For | |||||||||||
| 1g. | Election of Director: Ian P. Livingston | Management | For | For | |||||||||||
| 1h. | Election of Director: Maria R. Morris | Management | For | For | |||||||||||
| 1i. | Election of Director: Douglas L. Peterson | Management | For | For | |||||||||||
| 1j. | Election of Director: Edward B. Rust, Jr. | Management | For | For | |||||||||||
| 1k. | Election of Director: Kurt L. Schmoke | Management | For | For | |||||||||||
| 1l. | Election of Director: Richard E. Thornburgh | Management | For | For | |||||||||||
| 2. | Approve, on an advisory basis, the executive compensation program for the Company's named executive officers. | Management | For | For | |||||||||||
| 3. | Ratify the selection of Ernst & Young LLP as our independent auditor for 2021. | Management | For | For | |||||||||||
| 4. | Approve, on an advisory basis, the Company's Greenhouse Gas (GHG) Emissions Reduction Plan. | Management | Abstain | Against | |||||||||||
| 5. | Shareholder proposal to transition to a Public Benefit Corporation. | Shareholder | Against | For | |||||||||||
| JARDINE MATHESON HOLDINGS LTD | |||||||||||||||
| Security | G50736100 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 06-May-2021 | |||||||||||||
| ISIN | BMG507361001 | Agenda | 713869420 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1 | TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS AND THE INDEPENDENT AUDITORS' REPORT FOR THE YEAR ENDED 31ST DECEMBER 2020 | Management | No Action | ||||||||||||
| 2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31ST DECEMBER 2020 | Management | No Action | ||||||||||||
| 3 | TO RE-ELECT GRAHAM BAKER AS A DIRECTOR | Management | No Action | ||||||||||||
| 4 | TO RE-ELECT ALEX NEWBIGGING AS A DIRECTOR | Management | No Action | ||||||||||||
| 5 | TO RE-ELECT Y.K. PANG AS A DIRECTOR | Management | No Action | ||||||||||||
| 6 | TO RE-ELECT PERCY WEATHERALL AS A DIRECTOR | Management | No Action | ||||||||||||
| 7 | TO RE-APPOINT THE AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | No Action | ||||||||||||
| 8 | THAT: (A) THE EXERCISE BY THE DIRECTORS DURING THE RELEVANT PERIOD (FOR THE PURPOSES OF THIS RESOLUTION, 'RELEVANT PERIOD' BEING THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL THE EARLIER OF THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING, OR THE EXPIRATION OF THE PERIOD WITHIN WHICH SUCH MEETING IS REQUIRED BY LAW TO BE HELD, OR THE REVOCATION OR VARIATION OF THIS RESOLUTION BY AN ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN GENERAL MEETING) OF ALL POWERS OF THE COMPANY TO ALLOT OR ISSUE SHARES AND TO MAKE AND GRANT OFFERS, AGREEMENTS AND OPTIONS WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED, ISSUED OR DISPOSED OF DURING OR AFTER THE END OF THE RELEVANT PERIOD UP TO AN AGGREGATE NOMINAL AMOUNT OF USD 60.0 MILLION, BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; AND (B) THE AGGREGATE NOMINAL AMOUNT OF SHARE CAPITAL ALLOTTED OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED WHOLLY FOR CASH (WHETHER PURSUANT TO AN OPTION OR OTHERWISE) BY THE DIRECTORS PURSUANT TO THE APPROVAL IN PARAGRAPH (A), OTHERWISE THAN PURSUANT TO A RIGHTS ISSUE (FOR THE PURPOSES OF THIS RESOLUTION, 'RIGHTS ISSUE' BEING AN OFFER OF SHARES OR OTHER SECURITIES TO HOLDERS OF SHARES OR OTHER SECURITIES ON THE REGISTER | Management | No Action | ||||||||||||
| ON A FIXED RECORD DATE IN PROPORTION TO THEIR THEN HOLDINGS OF SUCH SHARES OR OTHER SECURITIES OR OTHERWISE IN ACCORDANCE WITH THE RIGHTS ATTACHING THERETO (SUBJECT TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN RELATION TO FRACTIONAL ENTITLEMENTS OR LEGAL OR PRACTICAL PROBLEMS UNDER THE LAWS OF, OR THE REQUIREMENTS OF ANY RECOGNISED REGULATORY BODY OR ANY STOCK EXCHANGE IN, ANY TERRITORY)), OR THE ISSUE OF SHARES PURSUANT TO THE COMPANY'S SHARE-BASED LONG-TERM INCENTIVE PLANS, SHALL NOT EXCEED USD 8.9 MILLION, AND THE SAID APPROVAL SHALL BE LIMITED ACCORDINGLY | |||||||||||||||
| WEC ENERGY GROUP, INC. | |||||||||||||||
| Security | 92939U106 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | WEC | Meeting Date | 06-May-2021 | ||||||||||||
| ISIN | US92939U1060 | Agenda | 935346420 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Curt S. Culver | Management | For | For | |||||||||||
| 1B. | Election of Director: Danny L. Cunningham | Management | For | For | |||||||||||
| 1C. | Election of Director: William M. Farrow III | Management | For | For | |||||||||||
| 1D. | Election of Director: J. Kevin Fletcher | Management | For | For | |||||||||||
| 1E. | Election of Director: Cristina A. Garcia-Thomas | Management | For | For | |||||||||||
| 1F. | Election of Director: Maria C. Green | Management | For | For | |||||||||||
| 1G. | Election of Director: Gale E. Klappa | Management | For | For | |||||||||||
| 1H. | Election of Director: Thomas K. Lane | Management | For | For | |||||||||||
| 1I. | Election of Director: Ulice Payne, Jr. | Management | For | For | |||||||||||
| 1J. | Election of Director: Mary Ellen Stanek | Management | For | For | |||||||||||
| 2. | Ratification of Deloitte & Touche LLP as Independent Auditors for 2021. | Management | For | For | |||||||||||
| 3. | Approval of the Amendment and Restatement of the WEC Energy Group Omnibus Stock Incentive Plan. | Management | For | For | |||||||||||
| 4. | Advisory Vote to Approve Executive Compensation of the Named Executive Officers. | Management | For | For | |||||||||||
| WIDEOPENWEST, INC. | |||||||||||||||
| Security | 96758W101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | WOW | Meeting Date | 06-May-2021 | ||||||||||||
| ISIN | US96758W1018 | Agenda | 935355758 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Teresa Elder | Management | For | For | |||||||||||
| 1B. | Election of Director: Jeffrey Marcus | Management | For | For | |||||||||||
| 1C. | Election of Director: Phil Seskin | Management | For | For | |||||||||||
| 2. | Ratify the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| 3. | Approve, by non-binding advisory vote, the Company's executive compensation. | Management | For | For | |||||||||||
| THE KRAFT HEINZ COMPANY | |||||||||||||||
| Security | 500754106 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | KHC | Meeting Date | 06-May-2021 | ||||||||||||
| ISIN | US5007541064 | Agenda | 935357396 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Gregory E. Abel | Management | For | For | |||||||||||
| 1B. | Election of Director: Alexandre Behring | Management | For | For | |||||||||||
| 1C. | Election of Director: John T. Cahill | Management | For | For | |||||||||||
| 1D. | Election of Director: João M. Castro-Neves | Management | For | For | |||||||||||
| 1E. | Election of Director: Lori Dickerson Fouché | Management | For | For | |||||||||||
| 1F. | Election of Director: Timothy Kenesey | Management | For | For | |||||||||||
| 1G. | Election of Director: Elio Leoni Sceti | Management | For | For | |||||||||||
| 1H. | Election of Director: Susan Mulder | Management | For | For | |||||||||||
| 1I. | Election of Director: Miguel Patricio | Management | For | For | |||||||||||
| 1J. | Election of Director: John C. Pope | Management | For | For | |||||||||||
| 1K. | Election of Director: Alexandre Van Damme | Management | For | For | |||||||||||
| 2. | Advisory vote to approve executive compensation. | Management | For | For | |||||||||||
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent auditors for 2021. | Management | For | For | |||||||||||
| COHEN & STEERS, INC. | |||||||||||||||
| Security | 19247A100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | CNS | Meeting Date | 06-May-2021 | ||||||||||||
| ISIN | US19247A1007 | Agenda | 935359124 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Martin Cohen | Management | For | For | |||||||||||
| 1B. | Election of Director: Robert H. Steers | Management | For | For | |||||||||||
| 1C. | Election of Director: Joseph M. Harvey | Management | For | For | |||||||||||
| 1D. | Election of Director: Reena Aggarwal | Management | For | For | |||||||||||
| 1E. | Election of Director: Frank T. Connor | Management | For | For | |||||||||||
| 1F. | Election of Director: Peter L. Rhein | Management | For | For | |||||||||||
| 1G. | Election of Director: Richard P. Simon | Management | For | For | |||||||||||
| 1H. | Election of Director: Dasha Smith | Management | For | For | |||||||||||
| 1I. | Election of Director: Edmond D. Villani | Management | For | For | |||||||||||
| 2. | Ratification of Deloitte & Touche LLP as the company's independent registered public accounting firm for fiscal year ending December 31, 2021. | Management | For | For | |||||||||||
| 3. | Approval, by non-binding vote, of the compensation of the company's named executive officers. | Management | For | For | |||||||||||
| UNITED RENTALS, INC. | |||||||||||||||
| Security | 911363109 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | URI | Meeting Date | 06-May-2021 | ||||||||||||
| ISIN | US9113631090 | Agenda | 935359782 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: José B. Alvarez | Management | For | For | |||||||||||
| 1B. | Election of Director: Marc A. Bruno | Management | For | For | |||||||||||
| 1C. | Election of Director: Matthew J. Flannery | Management | For | For | |||||||||||
| 1D. | Election of Director: Bobby J. Griffin | Management | For | For | |||||||||||
| 1E. | Election of Director: Kim Harris Jones | Management | For | For | |||||||||||
| 1F. | Election of Director: Terri L. Kelly | Management | For | For | |||||||||||
| 1G. | Election of Director: Michael J. Kneeland | Management | For | For | |||||||||||
| 1H. | Election of Director: Gracia C. Martore | Management | For | For | |||||||||||
| 1I. | Election of Director: Filippo Passerini | Management | For | For | |||||||||||
| 1J. | Election of Director: Donald C. Roof | Management | For | For | |||||||||||
| 1K. | Election of Director: Shiv Singh | Management | For | For | |||||||||||
| 2. | Ratification of Appointment of Public Accounting Firm. | Management | For | For | |||||||||||
| 3. | Advisory Approval of Executive Compensation. | Management | For | For | |||||||||||
| 4. | Stockholder Proposal to Improve Shareholder Written Consent. | Shareholder | Against | For | |||||||||||
| BOYD GAMING CORPORATION | |||||||||||||||
| Security | 103304101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | BYD | Meeting Date | 06-May-2021 | ||||||||||||
| ISIN | US1033041013 | Agenda | 935359869 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | John R. Bailey | For | For | ||||||||||||
| 2 | Robert L. Boughner | For | For | ||||||||||||
| 3 | William R. Boyd | For | For | ||||||||||||
| 4 | William S. Boyd | For | For | ||||||||||||
| 5 | Marianne Boyd Johnson | For | For | ||||||||||||
| 6 | Keith E. Smith | For | For | ||||||||||||
| 7 | Christine J. Spadafor | For | For | ||||||||||||
| 8 | A. Randall Thoman | For | For | ||||||||||||
| 9 | Peter M. Thomas | For | For | ||||||||||||
| 10 | Paul W. Whetsell | For | For | ||||||||||||
| 11 | Veronica J. Wilson | For | For | ||||||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | |||||||||||
| GCP APPLIED TECHNOLOGIES INC | |||||||||||||||
| Security | 36164Y101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | GCP | Meeting Date | 06-May-2021 | ||||||||||||
| ISIN | US36164Y1010 | Agenda | 935362169 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1.1 | Election of Director: Simon M. Bates | Management | For | For | |||||||||||
| 1.2 | Election of Director: Peter A. Feld | Management | For | For | |||||||||||
| 1.3 | Election of Director: Janet Plaut Giesselman | Management | For | For | |||||||||||
| 1.4 | Election of Director: Clay H. Kiefaber | Management | For | For | |||||||||||
| 1.5 | Election of Director: Armand F. Lauzon | Management | For | For | |||||||||||
| 1.6 | Election of Director: Marran H. Ogilvie | Management | For | For | |||||||||||
| 1.7 | Election of Director: Andrew M. Ross | Management | For | For | |||||||||||
| 1.8 | Election of Director: Linda J. Welty | Management | For | For | |||||||||||
| 1.9 | Election of Director: Robert H. Yanker | Management | For | For | |||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as GCP's independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| 3. | To approve, on an advisory, non-binding basis, the compensation of GCP's named executive officers, as described in the accompanying proxy statement. | Management | For | For | |||||||||||
| TENET HEALTHCARE CORPORATION | |||||||||||||||
| Security | 88033G407 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | THC | Meeting Date | 06-May-2021 | ||||||||||||
| ISIN | US88033G4073 | Agenda | 935362537 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1a. | Election of Director: Ronald A. Rittenmeyer | Management | For | For | |||||||||||
| 1b. | Election of Director: J. Robert Kerrey | Management | For | For | |||||||||||
| 1c. | Election of Director: James L. Bierman | Management | For | For | |||||||||||
| 1d. | Election of Director: Richard W. Fisher | Management | For | For | |||||||||||
| 1e. | Election of Director: Meghan M. FitzGerald | Management | For | For | |||||||||||
| 1f. | Election of Director: Cecil D. Haney | Management | For | For | |||||||||||
| 1g. | Election of Director: Christopher S. Lynch | Management | For | For | |||||||||||
| 1h. | Election of Director: Richard J. Mark | Management | For | For | |||||||||||
| 1i. | Election of Director: Tammy Romo | Management | For | For | |||||||||||
| 1j. | Election of Director: Saumya Sutaria | Management | For | For | |||||||||||
| 1k. | Election of Director: Nadja Y. West | Management | For | For | |||||||||||
| 2. | Proposal to approve, on an advisory basis, the company's executive compensation. | Management | For | For | |||||||||||
| 3. | Proposal to ratify the selection of Deloitte & Touche LLP as independent registered public accountants for the year ending December 31, 2021. | Management | For | For | |||||||||||
| SOUTHWEST GAS HOLDINGS, INC. | |||||||||||||||
| Security | 844895102 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | SWX | Meeting Date | 06-May-2021 | ||||||||||||
| ISIN | US8448951025 | Agenda | 935363680 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Robert L. Boughner | For | For | ||||||||||||
| 2 | José A. Cárdenas | For | For | ||||||||||||
| 3 | Stephen C. Comer | For | For | ||||||||||||
| 4 | John P. Hester | For | For | ||||||||||||
| 5 | Jane Lewis-Raymond | For | For | ||||||||||||
| 6 | Anne L. Mariucci | For | For | ||||||||||||
| 7 | Michael J. Melarkey | For | For | ||||||||||||
| 8 | A. Randall Thoman | For | For | ||||||||||||
| 9 | Thomas A. Thomas | For | For | ||||||||||||
| 10 | Leslie T. Thornton | For | For | ||||||||||||
| 2. | To APPROVE, on a non-binding, advisory basis, the Company's Executive Compensation. | Management | For | For | |||||||||||
| 3. | To RATIFY the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for fiscal year 2021. | Management | For | For | |||||||||||
| GRAHAM HOLDINGS COMPANY | |||||||||||||||
| Security | 384637104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | GHC | Meeting Date | 06-May-2021 | ||||||||||||
| ISIN | US3846371041 | Agenda | 935367614 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Tony Allen | For | For | ||||||||||||
| 2 | Christopher C. Davis | For | For | ||||||||||||
| 3 | Anne M. Mulcahy | For | For | ||||||||||||
| CHARLES RIVER LABORATORIES INTL., INC. | |||||||||||||||
| Security | 159864107 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | CRL | Meeting Date | 06-May-2021 | ||||||||||||
| ISIN | US1598641074 | Agenda | 935370483 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: James C. Foster | Management | For | For | |||||||||||
| 1B. | Election of Director: Nancy C. Andrews | Management | For | For | |||||||||||
| 1C. | Election of Director: Robert Bertolini | Management | For | For | |||||||||||
| 1D. | Election of Director: Deborah T. Kochevar | Management | For | For | |||||||||||
| 1E. | Election of Director: George Llado, Sr. | Management | For | For | |||||||||||
| 1F. | Election of Director: Martin W. MacKay | Management | For | For | |||||||||||
| 1G. | Election of Director: George E. Massaro | Management | For | For | |||||||||||
| 1H. | Election of Director: George M. Milne, Jr. | Management | For | For | |||||||||||
| 1I. | Election of Director: C. Richard Reese | Management | For | For | |||||||||||
| 1J. | Election of Director: Richard F. Wallman | Management | For | For | |||||||||||
| 1K. | Election of Director: Virginia M. Wilson | Management | For | For | |||||||||||
| 2. | Say on Pay. | Management | For | For | |||||||||||
| 3. | Ratification of Auditors. | Management | For | For | |||||||||||
| MUELLER INDUSTRIES, INC. | |||||||||||||||
| Security | 624756102 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | MLI | Meeting Date | 06-May-2021 | ||||||||||||
| ISIN | US6247561029 | Agenda | 935392845 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Gregory L. Christopher | For | For | ||||||||||||
| 2 | Elizabeth Donovan | For | For | ||||||||||||
| 3 | Gennaro J. Fulvio | For | For | ||||||||||||
| 4 | Gary S. Gladstein | For | For | ||||||||||||
| 5 | Scott J. Goldman | For | For | ||||||||||||
| 6 | John B. Hansen | For | For | ||||||||||||
| 7 | Terry Hermanson | For | For | ||||||||||||
| 8 | Charles P. Herzog, Jr. | For | For | ||||||||||||
| 2. | Approve the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm. | Management | For | For | |||||||||||
| 3. | To approve, on an advisory basis by non-binding vote, executive compensation. | Management | For | For | |||||||||||
| MACQUARIE INFRASTRUCTURE CORPORATION | |||||||||||||||
| Security | 55608B105 | Meeting Type | Special | ||||||||||||
| Ticker Symbol | MIC | Meeting Date | 06-May-2021 | ||||||||||||
| ISIN | US55608B1052 | Agenda | 935394407 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | Merger Proposal: To adopt the agreement and plan of merger, dated as of March 30, 2021 (as it may be amended from time to time), by and among Macquarie Infrastructure Corporation, Macquarie Infrastructure Holdings, LLC, and Plum Merger Sub, Inc. | Management | For | For | |||||||||||
| 2. | Adjournment Proposal: To adjourn the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the Merger Proposal. | Management | For | For | |||||||||||
| THE TIMKEN COMPANY | |||||||||||||||
| Security | 887389104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | TKR | Meeting Date | 07-May-2021 | ||||||||||||
| ISIN | US8873891043 | Agenda | 935346379 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1 | DIRECTOR | Management | |||||||||||||
| 1 | Maria A. Crowe | For | For | ||||||||||||
| 2 | Elizabeth A. Harrell | For | For | ||||||||||||
| 3 | Richard G. Kyle | For | For | ||||||||||||
| 4 | Sarah C. Lauber | For | For | ||||||||||||
| 5 | John A. Luke, Jr. | For | For | ||||||||||||
| 6 | Christopher L. Mapes | For | For | ||||||||||||
| 7 | James F. Palmer | For | For | ||||||||||||
| 8 | Ajita G. Rajendra | For | For | ||||||||||||
| 9 | Frank C. Sullivan | For | For | ||||||||||||
| 10 | John M. Timken, Jr. | For | For | ||||||||||||
| 11 | Ward J. Timken, Jr. | For | For | ||||||||||||
| 12 | Jacqueline F. Woods | For | For | ||||||||||||
| 2. | Approval, on an advisory basis, of our named executive officer compensation. | Management | For | For | |||||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as our independent auditor for the fiscal year ending December 31, 2021. | Management | For | For | |||||||||||
| 4. | Consideration of a shareholder proposal asking our Board of Directors to take the steps necessary to give holders in the aggregate of 10% of our outstanding common shares the power to call a special meeting of shareholders, if properly presented. | Shareholder | Against | For | |||||||||||
| ABBVIE INC. | |||||||||||||||
| Security | 00287Y109 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ABBV | Meeting Date | 07-May-2021 | ||||||||||||
| ISIN | US00287Y1091 | Agenda | 935357891 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Roxanne S. Austin | For | For | ||||||||||||
| 2 | Richard A. Gonzalez | For | For | ||||||||||||
| 3 | Rebecca B. Roberts | For | For | ||||||||||||
| 4 | Glenn F. Tilton | For | For | ||||||||||||
| 2. | Ratification of Ernst & Young LLP as AbbVie's independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| 3. | Say on Pay-An advisory vote on the approval of executive compensation. | Management | For | For | |||||||||||
| 4. | Approval of the Amended and Restated 2013 Incentive Stock Program. | Management | For | For | |||||||||||
| 5. | Approval of the Amended and Restated 2013 Employee Stock Purchase Plan for non-U.S. employees. | Management | For | For | |||||||||||
| 6. | Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting. | Management | For | For | |||||||||||
| 7. | Stockholder Proposal - to Issue an Annual Report on Lobbying. | Shareholder | Abstain | Against | |||||||||||
| 8. | Stockholder Proposal - to Adopt a Policy to Require Independent Chairman. | Shareholder | Against | For | |||||||||||
| OCCIDENTAL PETROLEUM CORPORATION | |||||||||||||||
| Security | 674599105 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | OXY | Meeting Date | 07-May-2021 | ||||||||||||
| ISIN | US6745991058 | Agenda | 935359364 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Stephen I. Chazen | Management | For | For | |||||||||||
| 1B. | Election of Director: Andrew Gould | Management | For | For | |||||||||||
| 1C. | Election of Director: Carlos M. Gutierrez | Management | For | For | |||||||||||
| 1D. | Election of Director: Vicki Hollub | Management | For | For | |||||||||||
| 1E. | Election of Director: Gary Hu | Management | For | For | |||||||||||
| 1F. | Election of Director: William R. Klesse | Management | For | For | |||||||||||
| 1G. | Election of Director: Andrew N. Langham | Management | For | For | |||||||||||
| 1H. | Election of Director: Jack B. Moore | Management | For | For | |||||||||||
| 1I. | Election of Director: Margarita Paláu-Hernández | Management | For | For | |||||||||||
| 1J. | Election of Director: Avedick B. Poladian | Management | For | For | |||||||||||
| 1K. | Election of Director: Robert M. Shearer | Management | For | For | |||||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | |||||||||||
| 3. | Ratification of Selection of KPMG as Occidental's Independent Auditor. | Management | For | For | |||||||||||
| HAWAIIAN ELECTRIC INDUSTRIES, INC. | |||||||||||||||
| Security | 419870100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | HE | Meeting Date | 07-May-2021 | ||||||||||||
| ISIN | US4198701009 | Agenda | 935361725 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Richard J. Dahl | Management | For | For | |||||||||||
| 1B. | Election of Director: Constance H. Lau | Management | For | For | |||||||||||
| 1C. | Election of Director: Micah A. Kane | Management | For | For | |||||||||||
| 2. | Advisory vote to approve the compensation of HEI's named executive officers. | Management | For | For | |||||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as HEI's independent registered public accountant for 2021. | Management | For | For | |||||||||||
| CORTEVA INC. | |||||||||||||||
| Security | 22052L104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | CTVA | Meeting Date | 07-May-2021 | ||||||||||||
| ISIN | US22052L1044 | Agenda | 935363779 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Lamberto Andreotti | Management | For | For | |||||||||||
| 1B. | Election of Director: James C. Collins, Jr. | Management | For | For | |||||||||||
| 1C. | Election of Director: Klaus A. Engel | Management | For | For | |||||||||||
| 1D. | Election of Director: David C. Everitt | Management | For | For | |||||||||||
| 1E. | Election of Director: Janet P. Giesselman | Management | For | For | |||||||||||
| 1F. | Election of Director: Karen H. Grimes | Management | For | For | |||||||||||
| 1G. | Election of Director: Michael O. Johanns | Management | For | For | |||||||||||
| 1H. | Election of Director: Rebecca B. Liebert | Management | For | For | |||||||||||
| 1I. | Election of Director: Marcos M. Lutz | Management | For | For | |||||||||||
| 1J. | Election of Director: Nayaki Nayyar | Management | For | For | |||||||||||
| 1K. | Election of Director: Gregory R. Page | Management | For | For | |||||||||||
| 1L. | Election of Director: Kerry J. Preete | Management | For | For | |||||||||||
| 1M. | Election of Director: Patrick J. Ward | Management | For | For | |||||||||||
| 2. | Advisory resolution to approve executive compensation of the Company's named executive officers. | Management | For | For | |||||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| TELUS CORPORATION | |||||||||||||||
| Security | 87971M103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | TU | Meeting Date | 07-May-2021 | ||||||||||||
| ISIN | CA87971M1032 | Agenda | 935367361 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1 | DIRECTOR | Management | |||||||||||||
| 1 | R. H. (Dick) Auchinleck | For | For | ||||||||||||
| 2 | Raymond T. Chan | For | For | ||||||||||||
| 3 | Hazel Claxton | For | For | ||||||||||||
| 4 | Lisa de Wilde | For | For | ||||||||||||
| 5 | Darren Entwistle | For | For | ||||||||||||
| 6 | Thomas E. Flynn | For | For | ||||||||||||
| 7 | Mary Jo Haddad | For | For | ||||||||||||
| 8 | Kathy Kinloch | For | For | ||||||||||||
| 9 | Christine Magee | For | For | ||||||||||||
| 10 | John Manley | For | For | ||||||||||||
| 11 | David Mowat | For | For | ||||||||||||
| 12 | Marc Parent | For | For | ||||||||||||
| 13 | Denise Pickett | For | For | ||||||||||||
| 14 | W. Sean Willy | For | For | ||||||||||||
| 2 | Appoint Deloitte LLP as auditors for the ensuing year and authorize directors to fix their remuneration. | Management | For | For | |||||||||||
| 3 | Approve the Company's approach to executive compensation. | Management | For | For | |||||||||||
| 4 | Approve the TELUS Directors Deferred Share Unit Plan. | Management | For | For | |||||||||||
| OCEANEERING INTERNATIONAL, INC. | |||||||||||||||
| Security | 675232102 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | OII | Meeting Date | 07-May-2021 | ||||||||||||
| ISIN | US6752321025 | Agenda | 935372413 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Karen H. Beachy | Management | For | For | |||||||||||
| 1B. | Election of Director: Deanna L. Goodwin | Management | For | For | |||||||||||
| 1C. | Election of Director: Kavitha Velusamy | Management | For | For | |||||||||||
| 1D. | Election of Director: Steven A. Webster | Management | For | For | |||||||||||
| 2. | Advisory vote on a resolution to approve the compensation of our named executive officers. | Management | For | For | |||||||||||
| 3. | Proposal to ratify the appointment of Ernst & Young LLP as our independent auditors for the year ended December 31, 2021. | Management | For | For | |||||||||||
| INTERNATIONAL PAPER COMPANY | |||||||||||||||
| Security | 460146103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | IP | Meeting Date | 10-May-2021 | ||||||||||||
| ISIN | US4601461035 | Agenda | 935359833 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1a. | Election of Director (one-year term): Christopher M. Connor | Management | For | For | |||||||||||
| 1b. | Election of Director (one-year term): Ahmet C. Dorduncu | Management | For | For | |||||||||||
| 1c. | Election of Director (one-year term): Ilene S. Gordon | Management | For | For | |||||||||||
| 1d. | Election of Director (one-year term): Anders Gustafsson | Management | For | For | |||||||||||
| 1e. | Election of Director (one-year term): Jacqueline C. Hinman | Management | For | For | |||||||||||
| 1f. | Election of Director (one-year term): Clinton A. Lewis, Jr. | Management | For | For | |||||||||||
| 1g. | Election of Director (one-year term): DG Macpherson | Management | For | For | |||||||||||
| 1h. | Election of Director (one-year term): Kathryn D. Sullivan | Management | For | For | |||||||||||
| 1i. | Election of Director (one-year term): Mark S. Sutton | Management | For | For | |||||||||||
| 1j. | Election of Director (one-year term): Anton V. Vincent | Management | For | For | |||||||||||
| 1k. | Election of Director (one-year term): Ray G. Young | Management | For | For | |||||||||||
| 2. | Ratification of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for 2021. | Management | For | For | |||||||||||
| 3. | A Non-Binding Resolution to Approve the Compensation of the Company's Named Executive Officers, as Disclosed Under the Heading "Compensation Discussion & Analysis". | Management | For | For | |||||||||||
| 4. | Shareowner Proposal to Reduce Ownership Threshold for Requesting Action by Written Consent. | Shareholder | Against | For | |||||||||||
| T. ROWE PRICE GROUP, INC. | |||||||||||||||
| Security | 74144T108 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | TROW | Meeting Date | 11-May-2021 | ||||||||||||
| ISIN | US74144T1088 | Agenda | 935357586 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Mark S. Bartlett | Management | For | For | |||||||||||
| 1B. | Election of Director: Mary K. Bush | Management | For | For | |||||||||||
| 1C. | Election of Director: Dina Dublon | Management | For | For | |||||||||||
| 1D. | Election of Director: Dr. Freeman A. Hrabowski, III | Management | For | For | |||||||||||
| 1E. | Election of Director: Robert F. MacLellan | Management | For | For | |||||||||||
| 1F. | Election of Director: Olympia J. Snowe | Management | For | For | |||||||||||
| 1G. | Election of Director: Robert J. Stevens | Management | For | For | |||||||||||
| 1H. | Election of Director: William J. Stromberg | Management | For | For | |||||||||||
| 1I. | Election of Director: Richard R. Verma | Management | For | For | |||||||||||
| 1J. | Election of Director: Sandra S. Wijnberg | Management | For | For | |||||||||||
| 1K. | Election of Director: Alan D. Wilson | Management | For | For | |||||||||||
| 2. | To approve, by a non-binding advisory vote, the compensation paid by the Company to its Named Executive Officers. | Management | For | For | |||||||||||
| 3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| 4. | Stockholder proposal for a report on voting by our funds and portfolios on matters related to climate change. | Shareholder | Against | For | |||||||||||
| ALLETE, INC. | |||||||||||||||
| Security | 018522300 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ALE | Meeting Date | 11-May-2021 | ||||||||||||
| ISIN | US0185223007 | Agenda | 935359477 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Kathryn W. Dindo | Management | For | For | |||||||||||
| 1B. | Election of Director: George G. Goldfarb | Management | For | For | |||||||||||
| 1C. | Election of Director: James J. Hoolihan | Management | For | For | |||||||||||
| 1D. | Election of Director: Heidi E. Jimmerson | Management | For | For | |||||||||||
| 1E. | Election of Director: Madeleine W. Ludlow | Management | For | For | |||||||||||
| 1F. | Election of Director: Susan K. Nestegard | Management | For | For | |||||||||||
| 1G. | Election of Director: Douglas C. Neve | Management | For | For | |||||||||||
| 1H. | Election of Director: Barbara A. Nick | Management | For | For | |||||||||||
| 1I. | Election of Director: Bethany M. Owen | Management | For | For | |||||||||||
| 1J. | Election of Director: Robert P. Powers | Management | For | For | |||||||||||
| 2. | Advisory vote to approve executive compensation. | Management | For | For | |||||||||||
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as ALLETE's independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| CUMMINS INC. | |||||||||||||||
| Security | 231021106 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | CMI | Meeting Date | 11-May-2021 | ||||||||||||
| ISIN | US2310211063 | Agenda | 935361662 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1) | Election of Director: N. Thomas Linebarger | Management | For | For | |||||||||||
| 2) | Election of Director: Robert J. Bernhard | Management | For | For | |||||||||||
| 3) | Election of Director: Dr. Franklin R. Chang Diaz | Management | For | For | |||||||||||
| 4) | Election of Director: Bruno V. Di Leo Allen | Management | For | For | |||||||||||
| 5) | Election of Director: Stephen B. Dobbs | Management | For | For | |||||||||||
| 6) | Election of Director: Carla A. Harris | Management | For | For | |||||||||||
| 7) | Election of Director: Robert K. Herdman | Management | For | For | |||||||||||
| 8) | Election of Director: Alexis M. Herman | Management | For | For | |||||||||||
| 9) | Election of Director: Thomas J. Lynch | Management | For | For | |||||||||||
| 10) | Election of Director: William I. Miller | Management | For | For | |||||||||||
| 11) | Election of Director: Georgia R. Nelson | Management | For | For | |||||||||||
| 12) | Election of Director: Kimberly A. Nelson | Management | For | For | |||||||||||
| 13) | Election of Director: Karen H. Quintos | Management | For | For | |||||||||||
| 14) | Advisory vote to approve the compensation of our named executive officers as disclosed in the proxy statement. | Management | For | For | |||||||||||
| 15) | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as our auditors for 2021. | Management | For | For | |||||||||||
| 16) | The shareholder proposal regarding professional services allowance for our named executive officers. | Shareholder | Abstain | Against | |||||||||||
| WILLIS TOWERS WATSON PLC | |||||||||||||||
| Security | G96629103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | WLTW | Meeting Date | 11-May-2021 | ||||||||||||
| ISIN | IE00BDB6Q211 | Agenda | 935364973 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Anna C. Catalano | Management | For | For | |||||||||||
| 1B. | Election of Director: Victor F. Ganzi | Management | For | For | |||||||||||
| 1C. | Election of Director: John J. Haley | Management | For | For | |||||||||||
| 1D. | Election of Director: Wendy E. Lane | Management | For | For | |||||||||||
| 1E. | Election of Director: Brendan R. O'Neill | Management | For | For | |||||||||||
| 1F. | Election of Director: Jaymin B. Patel | Management | For | For | |||||||||||
| 1G. | Election of Director: Linda D. Rabbitt | Management | For | For | |||||||||||
| 1H. | Election of Director: Paul D. Thomas | Management | For | For | |||||||||||
| 1I. | Election of Director: Wilhelm Zeller | Management | For | For | |||||||||||
| 2. | Ratify, on an advisory basis, the appointment of (i) Deloitte & Touche LLP to audit our financial statements and (ii) Deloitte Ireland LLP to audit our Irish Statutory Accounts, and authorize, in a binding vote, the Board, acting through the Audit Committee, to fix the independent auditors' remuneration. | Management | For | For | |||||||||||
| 3. | Approve, on an advisory basis, the named executive officer compensation. | Management | For | For | |||||||||||
| 4. | Renew the Board's existing authority to issue shares under Irish law. | Management | For | For | |||||||||||
| 5. | Renew the Board's existing authority to opt out of statutory pre-emption rights under Irish law. | Management | Against | Against | |||||||||||
| CONOCOPHILLIPS | |||||||||||||||
| Security | 20825C104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | COP | Meeting Date | 11-May-2021 | ||||||||||||
| ISIN | US20825C1045 | Agenda | 935367602 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | ELECTION OF DIRECTOR: Charles E. Bunch | Management | For | For | |||||||||||
| 1B. | ELECTION OF DIRECTOR: Caroline Maury Devine | Management | For | For | |||||||||||
| 1C. | ELECTION OF DIRECTOR: John V. Faraci | Management | For | For | |||||||||||
| 1D. | ELECTION OF DIRECTOR: Jody Freeman | Management | For | For | |||||||||||
| 1E. | ELECTION OF DIRECTOR: Gay Huey Evans | Management | For | For | |||||||||||
| 1F. | ELECTION OF DIRECTOR: Jeffrey A. Joerres | Management | For | For | |||||||||||
| 1G. | ELECTION OF DIRECTOR: Ryan M. Lance | Management | For | For | |||||||||||
| 1H. | ELECTION OF DIRECTOR: Timothy A. Leach | Management | For | For | |||||||||||
| 1I. | ELECTION OF DIRECTOR: William H. McRaven | Management | For | For | |||||||||||
| 1J. | ELECTION OF DIRECTOR: Sharmila Mulligan | Management | For | For | |||||||||||
| 1K. | ELECTION OF DIRECTOR: Eric D. Mullins | Management | For | For | |||||||||||
| 1L. | ELECTION OF DIRECTOR: Arjun N. Murti | Management | For | For | |||||||||||
| 1M. | ELECTION OF DIRECTOR: Robert A. Niblock | Management | For | For | |||||||||||
| 1N. | ELECTION OF DIRECTOR: David T. Seaton | Management | For | For | |||||||||||
| 1O. | ELECTION OF DIRECTOR: R.A. Walker | Management | For | For | |||||||||||
| 2. | Proposal to ratify appointment of Ernst & Young LLP as ConocoPhillips' independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| 3. | Advisory Approval of Executive Compensation. | Management | For | For | |||||||||||
| 4. | Simple Majority Vote Standard. | Management | For | For | |||||||||||
| 5. | Emission Reduction Targets. | Shareholder | Abstain | Against | |||||||||||
| WASTE MANAGEMENT, INC. | |||||||||||||||
| Security | 94106L109 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | WM | Meeting Date | 11-May-2021 | ||||||||||||
| ISIN | US94106L1098 | Agenda | 935369199 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: James C. Fish, Jr. | Management | For | For | |||||||||||
| 1B. | Election of Director: Andrés R. Gluski | Management | For | For | |||||||||||
| 1C. | Election of Director: Victoria M. Holt | Management | For | For | |||||||||||
| 1D. | Election of Director: Kathleen M. Mazzarella | Management | For | For | |||||||||||
| 1E. | Election of Director: Sean E. Menke | Management | For | For | |||||||||||
| 1F. | Election of Director: William B. Plummer | Management | For | For | |||||||||||
| 1G. | Election of Director: John C. Pope | Management | For | For | |||||||||||
| 1H. | Election of Director: Maryrose T. Sylvester | Management | For | For | |||||||||||
| 1I. | Election of Director: Thomas H. Weidemeyer | Management | For | For | |||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| 3. | Non-binding, advisory proposal to approve our executive compensation. | Management | For | For | |||||||||||
| PNM RESOURCES, INC. | |||||||||||||||
| Security | 69349H107 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | PNM | Meeting Date | 11-May-2021 | ||||||||||||
| ISIN | US69349H1077 | Agenda | 935369719 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Vicky A. Bailey | Management | For | For | |||||||||||
| 1B. | Election of Director: Norman P. Becker | Management | For | For | |||||||||||
| 1C. | Election of Director: Patricia K. Collawn | Management | For | For | |||||||||||
| 1D. | Election of Director: E. Renae Conley | Management | For | For | |||||||||||
| 1E. | Election of Director: Alan J. Fohrer | Management | For | For | |||||||||||
| 1F. | Election of Director: Sidney M. Gutierrez | Management | For | For | |||||||||||
| 1G. | Election of Director: James A. Hughes | Management | For | For | |||||||||||
| 1H. | Election of Director: Maureen T. Mullarkey | Management | For | For | |||||||||||
| 1I. | Election of Director: Donald K. Schwanz | Management | For | For | |||||||||||
| 2. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| 3. | Approve, on an advisory basis, the compensation of our named executive officers as disclosed in the 2021 proxy statement. | Management | For | For | |||||||||||
| 4. | Publish a report on costs and benefits of voluntary climate- related activities. | Shareholder | Abstain | Against | |||||||||||
| MKS INSTRUMENTS, INC. | |||||||||||||||
| Security | 55306N104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | MKSI | Meeting Date | 11-May-2021 | ||||||||||||
| ISIN | US55306N1046 | Agenda | 935369846 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Rajeev Batra | For | For | ||||||||||||
| 2 | Gerald G. Colella | For | For | ||||||||||||
| 3 | Elizabeth A. Mora | For | For | ||||||||||||
| 2. | The approval, on an advisory basis, of executive compensation. | Management | For | For | |||||||||||
| 3. | The ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | |||||||||||
| ICU MEDICAL, INC. | |||||||||||||||
| Security | 44930G107 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ICUI | Meeting Date | 11-May-2021 | ||||||||||||
| ISIN | US44930G1076 | Agenda | 935383276 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Vivek Jain | For | For | ||||||||||||
| 2 | George A. Lopez, M.D. | For | For | ||||||||||||
| 3 | Robert S. Swinney, M.D. | For | For | ||||||||||||
| 4 | David C. Greenberg | For | For | ||||||||||||
| 5 | Elisha W. Finney | For | For | ||||||||||||
| 6 | David F. Hoffmeister | For | For | ||||||||||||
| 7 | Donald M. Abbey | For | For | ||||||||||||
| 2. | To ratify the selection of Deloitte & Touche LLP as auditors for the Company for the year ending December 31, 2021. | Management | For | For | |||||||||||
| 3. | To approve named executive officer compensation on an advisory basis. | Management | For | For | |||||||||||
| EQUINOR ASA | |||||||||||||||
| Security | 29446M102 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | EQNR | Meeting Date | 11-May-2021 | ||||||||||||
| ISIN | US29446M1027 | Agenda | 935409789 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 3 | Election of chair for the meeting. | Management | No Action | ||||||||||||
| 4 | Approval of the notice and the agenda. | Management | No Action | ||||||||||||
| 5 | Election of two persons to co-sign the minutes together with the chair of the meeting. | Management | No Action | ||||||||||||
| 6 | Approval of the annual report and accounts for Equinor ASA and the Equinor group for 2020, including the board of directors' proposal for distribution of fourth quarter 2020 dividend. | Management | No Action | ||||||||||||
| 7 | Authorisation to distribute dividend based on approved annual accounts for 2020. | Management | No Action | ||||||||||||
| 8 | Proposal from shareholder to set short-, medium-, and long- term targets for greenhouse gas (GHG) emissions of the company's operations and the use of energy products (including Scope 1, 2 and 3)(Shareholder proposal). | Shareholder | No Action | ||||||||||||
| 9 | Proposal from shareholders to report key information on both climate risk and nature risk (Shareholder proposal). | Shareholder | No Action | ||||||||||||
| 10 | Proposal from shareholder to stop all exploration activity and test drilling for fossil energy resources (Shareholder proposal). | Shareholder | No Action | ||||||||||||
| 11 | Proposal from shareholder to present a strategy for real business transformation to sustainable energy production (Shareholder proposal). | Shareholder | No Action | ||||||||||||
| 12 | Proposal from shareholders to stop all oil and gas exploration in the Norwegian sector of the Barents Sea (Shareholder proposal). | Shareholder | No Action | ||||||||||||
| 13 | Proposal from shareholders to spin-out Equinor's renewable energy business in wind and solar power to a separate company, "NewCo" (Shareholder proposal). | Shareholder | No Action | ||||||||||||
| 14 | Proposal from shareholder to divest all non-petroleum- related business overseas and to consider withdrawing from all petroleum-related business overseas (Shareholder proposal). | Shareholder | No Action | ||||||||||||
| 15 | Proposal from shareholder that all exploration for new oil and gas discoveries is discontinued, that Equinor multiplies its green investments, improves its EGS profile and reduces its risk for future lawsuits (Shareholder proposal). | Shareholder | No Action | ||||||||||||
| 16 | Proposal from shareholder for actions to avoid big losses overseas, receive specific answers with regards to safety incidents and get the audit's evaluation of improved quality assurance and internal control (Shareholder proposal). | Shareholder | No Action | ||||||||||||
| 17 | Proposal from shareholder to include nuclear in Equinor's portfolio (Shareholder proposal). | Shareholder | No Action | ||||||||||||
| 18 | The board of directors' report on Corporate Governance. | Shareholder | No Action | ||||||||||||
| 19A | Approval of the board of directors' remuneration policy on determination of salary and other remuneration for leading personnel. | Management | No Action | ||||||||||||
| 19B | Advisory vote of the board of directors' remuneration report for leading personnel. | Management | No Action | ||||||||||||
| 20 | Approval of remuneration for the company's external auditor for 2020. | Management | No Action | ||||||||||||
| 21 | Determination of remuneration for the corporate assembly members. | Management | No Action | ||||||||||||
| 22 | Determination of remuneration for the nomination committee members. | Management | No Action | ||||||||||||
| 23 | Authorisation to acquire Equinor ASA shares in the market to continue operation of the share savings plan for employees. | Management | No Action | ||||||||||||
| 24 | Authorisation to acquire Equinor ASA shares in the market for subsequent annulment. | Management | No Action | ||||||||||||
| ALEXION PHARMACEUTICALS, INC. | |||||||||||||||
| Security | 015351109 | Meeting Type | Special | ||||||||||||
| Ticker Symbol | ALXN | Meeting Date | 11-May-2021 | ||||||||||||
| ISIN | US0153511094 | Agenda | 935410124 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of December 12, 2020 (as it may be amended from time to time, the "merger agreement") by and among Alexion, AstraZeneca PLC ("AstraZeneca"), Delta Omega Sub Holdings Inc., a wholly owned subsidiary of AstraZeneca ("Bidco"), Delta Omega Sub Holdings Inc. 1, a direct, wholly owned subsidiary of Bidco and Delta Omega Sub Holdings LLC 2, a direct, wholly owned subsidiary of Bidco (the "merger proposal"). | Management | For | For | |||||||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to Alexion's named executive officers that is based on or otherwise relates to the transactions contemplated by the merger agreement. | Management | For | For | |||||||||||
| 3. | To approve the adjournment of the Alexion special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the Alexion special meeting to approve the merger proposal or to ensure that any supplement or amendment to this proxy statement/ prospectus is timely provided to Alexion stockholders. | Management | For | For | |||||||||||
| AMERICAN INTERNATIONAL GROUP, INC. | |||||||||||||||
| Security | 026874784 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | AIG | Meeting Date | 12-May-2021 | ||||||||||||
| ISIN | US0268747849 | Agenda | 935359136 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1a. | Election of Director: JAMES COLE, JR. | Management | For | For | |||||||||||
| 1b. | Election of Director: W. DON CORNWELL | Management | For | For | |||||||||||
| 1c. | Election of Director: BRIAN DUPERREAULT | Management | For | For | |||||||||||
| 1d. | Election of Director: JOHN H. FITZPATRICK | Management | For | For | |||||||||||
| 1e. | Election of Director: WILLIAM G. JURGENSEN | Management | For | For | |||||||||||
| 1f. | Election of Director: CHRISTOPHER S. LYNCH | Management | For | For | |||||||||||
| 1g. | Election of Director: LINDA A. MILLS | Management | For | For | |||||||||||
| 1h. | Election of Director: THOMAS F. MOTAMED | Management | For | For | |||||||||||
| 1i. | Election of Director: PETER R. PORRINO | Management | For | For | |||||||||||
| 1j. | Election of Director: AMY L. SCHIOLDAGER | Management | For | For | |||||||||||
| 1k. | Election of Director: DOUGLAS M. STEENLAND | Management | For | For | |||||||||||
| 1l. | Election of Director: THERESE M. VAUGHAN | Management | For | For | |||||||||||
| 1m. | Election of Director: PETER S. ZAFFINO | Management | For | For | |||||||||||
| 2. | To vote, on a non-binding advisory basis, to approve executive compensation. | Management | For | For | |||||||||||
| 3. | To vote on a proposal to approve the American International Group, Inc. 2021 Omnibus Incentive Plan. | Management | For | For | |||||||||||
| 4. | To act upon a proposal to ratify the selection of PricewaterhouseCoopers LLP as AIG's independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| 5. | To vote on a shareholder proposal to give shareholders who hold at least 10 percent of AIG's outstanding common stock the right to call special meetings. | Shareholder | Against | For | |||||||||||
| PERRIGO COMPANY PLC | |||||||||||||||
| Security | G97822103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | PRGO | Meeting Date | 12-May-2021 | ||||||||||||
| ISIN | IE00BGH1M568 | Agenda | 935361927 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Bradley A. Alford | Management | For | For | |||||||||||
| 1B. | Election of Director: Orlando D. Ashford | Management | For | For | |||||||||||
| 1C. | Election of Director: Rolf A. Classon | Management | For | For | |||||||||||
| 1D. | Election of Director: Katherine C. Doyle | Management | For | For | |||||||||||
| 1E. | Election of Director: Adriana Karaboutis | Management | For | For | |||||||||||
| 1F. | Election of Director: Murray S. Kessler | Management | For | For | |||||||||||
| 1G. | Election of Director: Jeffrey B. Kindler | Management | For | For | |||||||||||
| 1H. | Election of Director: Erica L. Mann | Management | For | For | |||||||||||
| 1I. | Election of Director: Donal O'Connor | Management | For | For | |||||||||||
| 1J. | Election of Director: Geoffrey M. Parker | Management | For | For | |||||||||||
| 1K. | Election of Director: Theodore R. Samuels | Management | For | For | |||||||||||
| 2. | Ratify the appointment of Ernst & Young LLP as our independent auditor for the period ending December 31, 2021 and authorize the Board of Directors, acting through the Audit Committee, to fix the remuneration of the auditor. | Management | For | For | |||||||||||
| 3. | Advisory vote on the Company's executive compensation. | Management | For | For | |||||||||||
| 4. | Renew the Board's authority to issue shares under Irish law. | Management | For | For | |||||||||||
| 5. | Renew the Board's authority to opt-out of statutory pre- emption rights under Irish law. | Management | Against | Against | |||||||||||
| PHILLIPS 66 | |||||||||||||||
| Security | 718546104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | PSX | Meeting Date | 12-May-2021 | ||||||||||||
| ISIN | US7185461040 | Agenda | 935362133 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director for a term of office expiring at the 2024 annual meeting of shareholder: Julie L. Bushman | Management | For | For | |||||||||||
| 1B. | Election of Director for a term of office expiring at the 2024 annual meeting of shareholder: Lisa A. Davis | Management | For | For | |||||||||||
| 2. | Management proposal for the annual election of directors. | Management | For | For | |||||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | For | For | |||||||||||
| 4. | Advisory vote to approve our executive compensation. | Management | For | For | |||||||||||
| 5. | Shareholder proposal regarding greenhouse gas emissions targets. | Shareholder | Abstain | Against | |||||||||||
| 6. | Shareholder proposal regarding report on climate lobbying. | Shareholder | Abstain | Against | |||||||||||
| WYNDHAM HOTELS & RESORTS, INC. | |||||||||||||||
| Security | 98311A105 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | WH | Meeting Date | 12-May-2021 | ||||||||||||
| ISIN | US98311A1051 | Agenda | 935362955 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Stephen P. Holmes | For | For | ||||||||||||
| 2 | Geoffrey A. Ballotti | For | For | ||||||||||||
| 3 | Myra J. Biblowit | For | For | ||||||||||||
| 4 | James E. Buckman | For | For | ||||||||||||
| 5 | Bruce B. Churchill | For | For | ||||||||||||
| 6 | Mukul V. Deoras | For | For | ||||||||||||
| 7 | Ronald L. Nelson | For | For | ||||||||||||
| 8 | Pauline D.E. Richards | For | For | ||||||||||||
| 2. | To vote on an advisory resolution to approve our executive compensation program. | Management | For | For | |||||||||||
| 3. | To vote on a proposal to ratify the appointment of Deloitte & Touche LLP to serve as our independent registered public accounting firm for fiscal year 2021. | Management | For | For | |||||||||||
| KINDER MORGAN, INC. | |||||||||||||||
| Security | 49456B101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | KMI | Meeting Date | 12-May-2021 | ||||||||||||
| ISIN | US49456B1017 | Agenda | 935365420 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director for a one year term expiring in 2022: Richard D. Kinder | Management | For | For | |||||||||||
| 1B. | Election of Director for a one year term expiring in 2022: Steven J. Kean | Management | For | For | |||||||||||
| 1C. | Election of Director for a one year term expiring in 2022: Kimberly A. Dang | Management | For | For | |||||||||||
| 1D. | Election of Director for a one year term expiring in 2022: Ted A. Gardner | Management | For | For | |||||||||||
| 1E. | Election of Director for a one year term expiring in 2022: Anthony W. Hall, Jr. | Management | For | For | |||||||||||
| 1F. | Election of Director for a one year term expiring in 2022: Gary L. Hultquist | Management | For | For | |||||||||||
| 1G. | Election of Director for a one year term expiring in 2022: Ronald L. Kuehn, Jr. | Management | For | For | |||||||||||
| 1H. | Election of Director for a one year term expiring in 2022: Deborah A. Macdonald | Management | For | For | |||||||||||
| 1I. | Election of Director for a one year term expiring in 2022: Michael C. Morgan | Management | For | For | |||||||||||
| 1J. | Election of Director for a one year term expiring in 2022: Arthur C. Reichstetter | Management | For | For | |||||||||||
| 1K. | Election of Director for a one year term expiring in 2022: C. Park Shaper | Management | For | For | |||||||||||
| 1L. | Election of Director for a one year term expiring in 2022: William A. Smith | Management | For | For | |||||||||||
| 1M. | Election of Director for a one year term expiring in 2022: Joel V. Staff | Management | For | For | |||||||||||
| 1N. | Election of Director for a one year term expiring in 2022: Robert F. Vagt | Management | For | For | |||||||||||
| 1O. | Election of Director for a one year term expiring in 2022: Perry M. Waughtal | Management | For | For | |||||||||||
| 2. | Approval of the Kinder Morgan, Inc. 2021 Amended and Restated Stock Incentive Plan. | Management | For | For | |||||||||||
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| 4. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | |||||||||||
| XYLEM INC. | |||||||||||||||
| Security | 98419M100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | XYL | Meeting Date | 12-May-2021 | ||||||||||||
| ISIN | US98419M1009 | Agenda | 935365658 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Jeanne Beliveau-Dunn | Management | For | For | |||||||||||
| 1B. | Election of Director: Patrick K. Decker | Management | For | For | |||||||||||
| 1C. | Election of Director: Robert F. Friel | Management | For | For | |||||||||||
| 1D. | Election of Director: Jorge M. Gomez | Management | For | For | |||||||||||
| 1E. | Election of Director: Victoria D. Harker | Management | For | For | |||||||||||
| 1F. | Election of Director: Steven R. Loranger | Management | For | For | |||||||||||
| 1G. | Election of Director: Surya N. Mohapatra, Ph.D. | Management | For | For | |||||||||||
| 1H. | Election of Director: Jerome A. Peribere | Management | For | For | |||||||||||
| 1I. | Election of Director: Markos I. Tambakeras | Management | For | For | |||||||||||
| 1J. | Election of Director: Lila Tretikov | Management | For | For | |||||||||||
| 1K. | Election of Director: Uday Yadav | Management | For | For | |||||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as our Independent Registered Public Accounting Firm for 2021. | Management | For | For | |||||||||||
| 3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | |||||||||||
| 4. | Shareholder proposal requesting amendments to our proxy access by-law, if properly presented at the meeting. | Shareholder | Abstain | Against | |||||||||||
| MACQUARIE INFRASTRUCTURE CORPORATION | |||||||||||||||
| Security | 55608B105 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | MIC | Meeting Date | 12-May-2021 | ||||||||||||
| ISIN | US55608B1052 | Agenda | 935366509 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Amanda Brock | Management | For | For | |||||||||||
| 1B. | Election of Director: Norman H. Brown, Jr. | Management | For | For | |||||||||||
| 1C. | Election of Director: Christopher Frost | Management | For | For | |||||||||||
| 1D. | Election of Director: Maria Jelescu-Dreyfus | Management | For | For | |||||||||||
| 1E. | Election of Director: Ronald Kirk | Management | For | For | |||||||||||
| 1F. | Election of Director: H.E. (Jack) Lentz | Management | For | For | |||||||||||
| 1G. | Election of Director: Ouma Sananikone | Management | For | For | |||||||||||
| 2. | The ratification of the selection of KPMG LLP as our independent auditor for the fiscal year ending December 31, 2021. | Management | For | For | |||||||||||
| 3. | The approval, on an advisory basis, of executive compensation. | Management | For | For | |||||||||||
| GILEAD SCIENCES, INC. | |||||||||||||||
| Security | 375558103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | GILD | Meeting Date | 12-May-2021 | ||||||||||||
| ISIN | US3755581036 | Agenda | 935366561 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director to serve for the next year: Jacqueline K. Barton, Ph.D. | Management | For | For | |||||||||||
| 1B. | Election of Director to serve for the next year: Jeffrey A. Bluestone, Ph.D. | Management | For | For | |||||||||||
| 1C. | Election of Director to serve for the next year: Sandra J. Horning, M.D. | Management | For | For | |||||||||||
| 1D. | Election of Director to serve for the next year: Kelly A. Kramer | Management | For | For | |||||||||||
| 1E. | Election of Director to serve for the next year: Kevin E. Lofton | Management | For | For | |||||||||||
| 1F. | Election of Director to serve for the next year: Harish Manwani | Management | For | For | |||||||||||
| 1G. | Election of Director to serve for the next year: Daniel P. O'Day | Management | For | For | |||||||||||
| 1H. | Election of Director to serve for the next year: Javier J. Rodriguez | Management | For | For | |||||||||||
| 1I. | Election of Director to serve for the next year: Anthony Welters | Management | For | For | |||||||||||
| 2. | To ratify the selection of Ernst & Young LLP by the Audit Committee of the Board of Directors as the independent registered public accounting firm of Gilead for the fiscal year ending December 31, 2021. | Management | For | For | |||||||||||
| 3. | To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement. | Management | For | For | |||||||||||
| 4. | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board adopt a policy that the Chairperson of the Board of Directors be an independent director. | Shareholder | Against | For | |||||||||||
| AMERICAN WATER WORKS COMPANY, INC. | |||||||||||||||
| Security | 030420103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | AWK | Meeting Date | 12-May-2021 | ||||||||||||
| ISIN | US0304201033 | Agenda | 935369074 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Jeffrey N. Edwards | Management | For | For | |||||||||||
| 1B. | Election of Director: Martha Clark Goss | Management | For | For | |||||||||||
| 1C. | Election of Director: Veronica M. Hagen | Management | For | For | |||||||||||
| 1D. | Election of Director: Kimberly J. Harris | Management | For | For | |||||||||||
| 1E. | Election of Director: Julia L. Johnson | Management | For | For | |||||||||||
| 1F. | Election of Director: Patricia L. Kampling | Management | For | For | |||||||||||
| 1G. | Election of Director: Karl F. Kurz | Management | For | For | |||||||||||
| 1H. | Election of Director: Walter J. Lynch | Management | For | For | |||||||||||
| 1I. | Election of Director: George MacKenzie | Management | For | For | |||||||||||
| 1J. | Election of Director: James G. Stavridis | Management | For | For | |||||||||||
| 1K. | Election of Director: Lloyd M. Yates | Management | For | For | |||||||||||
| 2. | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | For | For | |||||||||||
| 3. | Ratification of the appointment, by the Audit, Finance and Risk Committee of the Board of Directors, of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| LIBERTY LATIN AMERICA LTD. | |||||||||||||||
| Security | G9001E102 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | LILA | Meeting Date | 12-May-2021 | ||||||||||||
| ISIN | BMG9001E1021 | Agenda | 935370976 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Charles H.R. Bracken | For | For | ||||||||||||
| 2 | Balan Nair | For | For | ||||||||||||
| 3 | Eric L. Zinterhofer | For | For | ||||||||||||
| 2. | A proposal to appoint KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021, and to authorize the Board, acting by the audit committee, to determine the independent auditors renumeration. | Management | For | For | |||||||||||
| 3. | A proposal to approve, on an advisory basis, the compensation of our named executive officers as described in the proxy statement under the heading "Executive Officers and Directors Compensation." | Management | For | For | |||||||||||
| 4. | A proposal to approve an amendment to the Liberty Latin America 2018 Incentive Plan to increase the number of shares authorized under such plan from 25,000,000 to 75,000,000. | Management | Against | Against | |||||||||||
| LABORATORY CORP. OF AMERICA HOLDINGS | |||||||||||||||
| Security | 50540R409 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | LH | Meeting Date | 12-May-2021 | ||||||||||||
| ISIN | US50540R4092 | Agenda | 935373059 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Kerrii B. Anderson | Management | For | For | |||||||||||
| 1B. | Election of Director: Jean-Luc Bélingard | Management | For | For | |||||||||||
| 1C. | Election of Director: Jeffrey A. Davis | Management | For | For | |||||||||||
| 1D. | Election of Director: D. Gary Gilliland, M.D., Ph.D. | Management | For | For | |||||||||||
| 1E. | Election of Director: Garheng Kong, M.D., Ph.D. | Management | For | For | |||||||||||
| 1F. | Election of Director: Peter M. Neupert | Management | For | For | |||||||||||
| 1G. | Election of Director: Richelle P. Parham | Management | For | For | |||||||||||
| 1H. | Election of Director: Adam H. Schechter | Management | For | For | |||||||||||
| 1I. | Election of Director: Kathryn E. Wengel | Management | For | For | |||||||||||
| 1J. | Election of Director: R. Sanders Williams, M.D. | Management | For | For | |||||||||||
| 2. | To approve, by non-binding vote, executive compensation. | Management | For | For | |||||||||||
| 3. | Ratification of the appointment of Deloitte and Touche LLP as Laboratory Corporation of America Holdings' independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | |||||||||||
| 4. | Shareholder proposal seeking an amendment to our proxy access by-law to remove the aggregation limit. | Shareholder | Abstain | Against | |||||||||||
| BP P.L.C. | |||||||||||||||
| Security | 055622104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | BP | Meeting Date | 12-May-2021 | ||||||||||||
| ISIN | US0556221044 | Agenda | 935384014 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | To receive the annual report and accounts. | Management | For | For | |||||||||||
| 2. | To approve the directors' remuneration report. | Management | For | For | |||||||||||
| 3A. | To elect Mr. M. Auchincloss as a director. | Management | For | For | |||||||||||
| 3B. | To elect Mr. T. Morzaria as a director. | Management | For | For | |||||||||||
| 3C. | To elect Mrs. K. Richardson as a director. | Management | For | For | |||||||||||
| 3D. | To elect Dr. J. Teyssen as a director. | Management | For | For | |||||||||||
| 3E. | To re-elect Mr. B. Looney as a director. | Management | For | For | |||||||||||
| 3F. | To re-elect Miss P. Daley as a director. | Management | For | For | |||||||||||
| 3G. | To re-elect Mr. H. Lund as a director. | Management | For | For | |||||||||||
| 3H. | To re-elect Mrs. M. B. Meyer as a director. | Management | For | For | |||||||||||
| 3I. | To re-elect Mrs. P. R. Reynolds as a director. | Management | For | For | |||||||||||
| 3J. | To re-elect Sir J. Sawers as a director. | Management | For | For | |||||||||||
| 4. | To reappoint Deloitte LLP as auditor. | Management | For | For | |||||||||||
| 5. | To authorize the audit committee to fix the auditor's remuneration. | Management | For | For | |||||||||||
| 6. | To give limited authority to make political donations and incur political expenditure. | Management | For | For | |||||||||||
| 7. | Renewal of the Scrip Dividend Programme. | Management | For | For | |||||||||||
| 8. | To give limited authority to allot shares up to a specified amount. | Management | For | For | |||||||||||
| 9. | Special resolution: to give authority to allot a limited number of shares for cash free of pre-emption rights. | Management | Abstain | Against | |||||||||||
| 10. | Special resolution: to give additional authority to allot a limited number of shares for cash free of pre-emption rights. | Management | For | For | |||||||||||
| 11. | Special resolution: to give limited authority for the purchase of its own shares by the company. | Management | For | For | |||||||||||
| 12. | Special resolution: to authorize the calling of general meetings (excluding annual general meetings) by notice of at least 14 clear days. | Management | For | For | |||||||||||
| 13. | Special resolution: Follow This shareholder resolution on climate change targets. | Shareholder | Abstain | Against | |||||||||||
| SAP SE | |||||||||||||||
| Security | 803054204 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | SAP | Meeting Date | 12-May-2021 | ||||||||||||
| ISIN | US8030542042 | Agenda | 935386688 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 2. | Resolution on the appropriation of the retained earnings of fiscal year 2020. | Management | For | ||||||||||||
| 3. | Resolution on the formal approval of the acts of the Executive Board in fiscal year 2020. | Management | For | ||||||||||||
| 4. | Resolution on the formal approval of the acts of the Supervisory Board in fiscal year 2020. | Management | For | ||||||||||||
| 5. | Appointment of the auditors of the annual financial statements and group annual financial statements for fiscal year 2021. | Management | For | ||||||||||||
| 6A. | By-Election of Supervisory Board member: Dr Qi Lu | Management | For | ||||||||||||
| 6B. | By-Election of Supervisory Board member: Dr Rouven Westphal | Management | For | ||||||||||||
| 7. | Resolution on the granting of a new authorization of the Executive Board to issue convertible and/or warrant- linked bonds, profit-sharing rights and/or income bonds (or combinations of these instruments), the option to exclude shareholders' subscription rights, the cancellation of Contingent Capital I and the creation of new contingent capital and the corresponding amendment to Article 4 (7) of the Articles of Incorporation. | Management | For | ||||||||||||
| 8. | Amendment of Article 2 (1) of the Articles of Incorporation (Corporate Purpose). | Management | For | ||||||||||||
| 9. | Amendment of Article 18 (3) of the Articles of Incorporation (Right to Attend the General Meeting of Shareholders - Proof of Shareholding). | Management | For | ||||||||||||
| ENI S.P.A | |||||||||||||||
| Security | 26874R108 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | E | Meeting Date | 12-May-2021 | ||||||||||||
| ISIN | US26874R1086 | Agenda | 935411861 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | Eni S.p.A. financial statements at December 31, 2020. Related resolutions. Eni consolidated financial statements at December 31, 2020. Reports of the Directors, the Board of Statutory Auditors and of the Audit Firm. | Management | For | For | |||||||||||
| 2. | Allocation of net profit. | Management | For | For | |||||||||||
| 3. | Payment of the 2021 interim dividend by distribution of the available reserve. | Management | For | For | |||||||||||
| 4. | Appointment of a standing Statutory Auditor, to restore full membership of the Board of Statutory Auditors. | Management | For | ||||||||||||
| 5. | Appointment of an alternate Statutory Auditor, to restore full membership of the Board of Statutory Auditors. | Management | For | ||||||||||||
| 6. | Authorisation to purchase treasury shares; Related and consequent resolutions. | Management | For | For | |||||||||||
| 7. | Report on remuneration paid. | Management | Abstain | Against | |||||||||||
| ROLLS-ROYCE HOLDINGS PLC | |||||||||||||||
| Security | G76225104 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 13-May-2021 | |||||||||||||
| ISIN | GB00B63H8491 | Agenda | 713755885 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | |||||||||||
| 2 | APPROVE REMUNERATION POLICY | Management | For | For | |||||||||||
| 3 | APPROVE REMUNERATION REPORT | Management | For | For | |||||||||||
| 4 | RE-ELECT SIR IAN DAVIS AS DIRECTOR | Management | For | For | |||||||||||
| 5 | RE-ELECT WARREN EAST AS DIRECTOR | Management | For | For | |||||||||||
| 6 | ELECT PANOS KAKOULLIS AS DIRECTOR | Management | For | For | |||||||||||
| 7 | ELECT PAUL ADAMS AS DIRECTOR | Management | For | For | |||||||||||
| 8 | RE-ELECT GEORGE CULMER AS DIRECTOR | Management | For | For | |||||||||||
| 9 | RE-ELECT IRENE DORNER AS DIRECTOR | Management | For | For | |||||||||||
| 10 | RE-ELECT BEVERLY GOULET AS DIRECTOR | Management | For | For | |||||||||||
| 11 | RE-ELECT LEE HSIEN YANG AS DIRECTOR | Management | For | For | |||||||||||
| 12 | RE-ELECT NICK LUFF AS DIRECTOR | Management | For | For | |||||||||||
| 13 | RE-ELECT SIR KEVIN SMITH AS DIRECTOR | Management | For | For | |||||||||||
| 14 | RE-ELECT DAME ANGELA STRANK AS DIRECTOR | Management | For | For | |||||||||||
| 15 | REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | Management | For | For | |||||||||||
| 16 | AUTHORISE THE AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS | Management | For | For | |||||||||||
| 17 | AUTHORISE UK POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | |||||||||||
| 18 | AUTHORISE ISSUE OF EQUITY | Management | For | For | |||||||||||
| 19 | APPROVE INCENTIVE PLAN | Management | For | For | |||||||||||
| 20 | APPROVE SHAREPURCHASE PLAN | Management | For | For | |||||||||||
| 21 | APPROVE UK SHARESAVE PLAN | Management | For | For | |||||||||||
| 22 | APPROVE INTERNATIONAL SHARESAVE PLAN | Management | For | For | |||||||||||
| 23 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | Abstain | Against | |||||||||||
| 24 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | |||||||||||
| 25 | ADOPT NEW ARTICLES OF ASSOCIATION | Management | Abstain | Against | |||||||||||
| HERC HOLDINGS INC. | |||||||||||||||
| Security | 42704L104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | HRI | Meeting Date | 13-May-2021 | ||||||||||||
| ISIN | US42704L1044 | Agenda | 935355493 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director to serve until the next Annual Meeting: Patrick D. Campbell | Management | For | For | |||||||||||
| 1B. | Election of Director to serve until the next Annual Meeting: Lawrence H. Silber | Management | For | For | |||||||||||
| 1C. | Election of Director to serve until the next Annual Meeting: James H. Browning | Management | For | For | |||||||||||
| 1D. | Election of Director to serve until the next Annual Meeting: Shari L. Burgess | Management | For | For | |||||||||||
| 1E. | Election of Director to serve until the next Annual Meeting: Jonathan Frates | Management | For | For | |||||||||||
| 1F. | Election of Director to serve until the next Annual Meeting: Jean K. Holley | Management | For | For | |||||||||||
| 1G. | Election of Director to serve until the next Annual Meeting: Jacob M. Katz | Management | For | For | |||||||||||
| 1H. | Election of Director to serve until the next Annual Meeting: Michael A. Kelly | Management | For | For | |||||||||||
| 1I. | Election of Director to serve until the next Annual Meeting: Andrew N. Langham | Management | For | For | |||||||||||
| 1J. | Election of Director to serve until the next Annual Meeting: Mary Pat Salomone | Management | For | For | |||||||||||
| 1K. | Election of Director to serve until the next Annual Meeting: Andrew J. Teno | Management | For | For | |||||||||||
| 2. | Approval, by a non-binding advisory vote, of the named executive officers' compensation. | Management | For | For | |||||||||||
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| INVESCO LTD. | |||||||||||||||
| Security | G491BT108 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | IVZ | Meeting Date | 13-May-2021 | ||||||||||||
| ISIN | BMG491BT1088 | Agenda | 935356457 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Sarah E. Beshar | Management | For | For | |||||||||||
| 1B. | Election of Director: Thomas M. Finke | Management | For | For | |||||||||||
| 1C. | Election of Director: Martin L. Flanagan | Management | For | For | |||||||||||
| 1D. | Election of Director: Edward P. Garden | Management | For | For | |||||||||||
| 1E. | Election of Director: William F. Glavin, Jr. | Management | For | For | |||||||||||
| 1F. | Election of Director: C. Robert Henrikson | Management | For | For | |||||||||||
| 1G. | Election of Director: Denis Kessler | Management | For | For | |||||||||||
| 1H. | Election of Director: Nelson Peltz | Management | For | For | |||||||||||
| 1I. | Election of Director: Sir Nigel Sheinwald | Management | For | For | |||||||||||
| 1J. | Election of Director: Paula C. Tolliver | Management | For | For | |||||||||||
| 1K. | Election of Director: G. Richard Wagoner, Jr. | Management | For | For | |||||||||||
| 1L. | Election of Director: Phoebe A. Wood | Management | For | For | |||||||||||
| 2. | Advisory vote to approve the company's 2020 executive compensation. | Management | For | For | |||||||||||
| 3. | Approval of the Amendment and Restatement of the Invesco Ltd. 2016 Global Equity Incentive Plan. | Management | For | For | |||||||||||
| 4. | Appointment of PricewaterhouseCoopers LLP as the company's independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| O'REILLY AUTOMOTIVE, INC. | |||||||||||||||
| Security | 67103H107 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ORLY | Meeting Date | 13-May-2021 | ||||||||||||
| ISIN | US67103H1077 | Agenda | 935362121 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: David O'Reilly | Management | For | For | |||||||||||
| 1B. | Election of Director: Larry O'Reilly | Management | For | For | |||||||||||
| 1C. | Election of Director: Greg Henslee | Management | For | For | |||||||||||
| 1D. | Election of Director: Jay D. Burchfield | Management | For | For | |||||||||||
| 1E. | Election of Director: Thomas T. Hendrickson | Management | For | For | |||||||||||
| 1F. | Election of Director: John R. Murphy | Management | For | For | |||||||||||
| 1G. | Election of Director: Dana M. Perlman | Management | For | For | |||||||||||
| 1H. | Election of Director: Maria A. Sastre | Management | For | For | |||||||||||
| 1I. | Election of Director: Andrea M. Weiss | Management | For | For | |||||||||||
| 2. | Advisory vote to approve executive compensation. | Management | For | For | |||||||||||
| 3. | Ratification of appointment of Ernst & Young LLP, as independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | |||||||||||
| 4. | Shareholder proposal entitled "Improve Our Catch-22 Proxy Access." | Shareholder | Abstain | Against | |||||||||||
| FORD MOTOR COMPANY | |||||||||||||||
| Security | 345370860 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | F | Meeting Date | 13-May-2021 | ||||||||||||
| ISIN | US3453708600 | Agenda | 935364783 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Kimberly A. Casiano | Management | For | For | |||||||||||
| 1B. | Election of Director: Anthony F. Earley, Jr. | Management | For | For | |||||||||||
| 1C. | Election of Director: Alexandra Ford English | Management | For | For | |||||||||||
| 1D. | Election of Director: James D. Farley, Jr. | Management | For | For | |||||||||||
| 1E. | Election of Director: Henry Ford III | Management | For | For | |||||||||||
| 1F. | Election of Director: William Clay Ford, Jr. | Management | For | For | |||||||||||
| 1G. | Election of Director: William W. Helman IV | Management | For | For | |||||||||||
| 1H. | Election of Director: Jon M. Huntsman, Jr. | Management | For | For | |||||||||||
| 1I. | Election of Director: William E. Kennard | Management | For | For | |||||||||||
| 1J. | Election of Director: Beth E. Mooney | Management | For | For | |||||||||||
| 1K. | Election of Director: John L. Thornton | Management | For | For | |||||||||||
| 1L. | Election of Director: John B. Veihmeyer | Management | For | For | |||||||||||
| 1M. | Election of Director: Lynn M. Vojvodich | Management | For | For | |||||||||||
| 1N. | Election of Director: John S. Weinberg | Management | For | For | |||||||||||
| 2. | Ratification of Independent Registered Public Accounting Firm. | Management | For | For | |||||||||||
| 3. | Say-on-Pay - An Advisory Vote to Approve the Compensation of the Named Executives. | Management | For | For | |||||||||||
| 4. | Relating to Consideration of a Recapitalization Plan to Provide That All of the Company's Outstanding Stock Have One Vote Per Share. | Shareholder | Against | For | |||||||||||
| VERIZON COMMUNICATIONS INC. | |||||||||||||||
| Security | 92343V104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | VZ | Meeting Date | 13-May-2021 | ||||||||||||
| ISIN | US92343V1044 | Agenda | 935364846 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1a. | Election of Director: Shellye L. Archambeau | Management | For | For | |||||||||||
| 1b. | Election of Director: Roxanne S. Austin | Management | For | For | |||||||||||
| 1c. | Election of Director: Mark T. Bertolini | Management | For | For | |||||||||||
| 1d. | Election of Director: Melanie L. Healey | Management | For | For | |||||||||||
| 1e. | Election of Director: Clarence Otis, Jr. | Management | For | For | |||||||||||
| 1f. | Election of Director: Daniel H. Schulman | Management | For | For | |||||||||||
| 1g. | Election of Director: Rodney E. Slater | Management | For | For | |||||||||||
| 1h. | Election of Director: Hans E. Vestberg | Management | For | For | |||||||||||
| 1i. | Election of Director: Gregory G. Weaver | Management | For | For | |||||||||||
| 2 | Advisory Vote to Approve Executive Compensation | Management | For | For | |||||||||||
| 3 | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | For | For | |||||||||||
| 4 | Shareholder Action by Written Consent | Shareholder | Against | For | |||||||||||
| 5 | Amend Clawback Policy | Shareholder | Abstain | Against | |||||||||||
| 6 | Shareholder Ratification of Annual Equity Awards | Shareholder | Abstain | Against | |||||||||||
| KEYCORP | |||||||||||||||
| Security | 493267108 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | KEY | Meeting Date | 13-May-2021 | ||||||||||||
| ISIN | US4932671088 | Agenda | 935364959 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1a. | Election of Director: Bruce D. Broussard | Management | For | For | |||||||||||
| 1b. | Election of Director: Alexander M. Cutler | Management | For | For | |||||||||||
| 1c. | Election of Director: H. James Dallas | Management | For | For | |||||||||||
| 1d. | Election of Director: Elizabeth R. Gile | Management | For | For | |||||||||||
| 1e. | Election of Director: Ruth Ann M. Gillis | Management | For | For | |||||||||||
| 1f. | Election of Director: Christopher M. Gorman | Management | For | For | |||||||||||
| 1g. | Election of Director: Robin N. Hayes | Management | For | For | |||||||||||
| 1h. | Election of Director: Carlton L. Highsmith | Management | For | For | |||||||||||
| 1i. | Election of Director: Richard J. Hipple | Management | For | For | |||||||||||
| 1j. | Election of Director: Devina A. Rankin | Management | For | For | |||||||||||
| 1k. | Election of Director: Barbara R. Snyder | Management | For | For | |||||||||||
| 1l. | Election of Director: Todd J. Vasos | Management | For | For | |||||||||||
| 1m. | Election of Director: David K. Wilson | Management | For | For | |||||||||||
| 2. | Ratification of the appointment of independent auditor. | Management | For | For | |||||||||||
| 3. | Advisory approval of executive compensation. | Management | For | For | |||||||||||
| 4. | Approval of KeyCorp Second Amended and Restated Discounted Stock Purchase Plan. | Management | For | For | |||||||||||
| 5. | Management proposal to reduce the ownership threshold to call a special shareholder meeting. | Management | For | For | |||||||||||
| CVS HEALTH CORPORATION | |||||||||||||||
| Security | 126650100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | CVS | Meeting Date | 13-May-2021 | ||||||||||||
| ISIN | US1266501006 | Agenda | 935366927 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Fernando Aguirre | Management | For | For | |||||||||||
| 1B. | Election of Director: C. David Brown II | Management | For | For | |||||||||||
| 1C. | Election of Director: Alecia A. DeCoudreaux | Management | For | For | |||||||||||
| 1D. | Election of Director: Nancy-Ann M. DeParle | Management | For | For | |||||||||||
| 1E. | Election of Director: David W. Dorman | Management | For | For | |||||||||||
| 1F. | Election of Director: Roger N. Farah | Management | For | For | |||||||||||
| 1G. | Election of Director: Anne M. Finucane | Management | For | For | |||||||||||
| 1H. | Election of Director: Edward J. Ludwig | Management | For | For | |||||||||||
| 1I. | Election of Director: Karen S. Lynch | Management | For | For | |||||||||||
| 1J. | Election of Director: Jean-Pierre Millon | Management | For | For | |||||||||||
| 1K. | Election of Director: Mary L. Schapiro | Management | For | For | |||||||||||
| 1L. | Election of Director: William C. Weldon | Management | For | For | |||||||||||
| 1M. | Election of Director: Tony L. White | Management | For | For | |||||||||||
| 2. | Ratification of the appointment of our independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| 3. | Say on Pay, a proposal to approve, on an advisory basis, the Company's executive compensation. | Management | For | For | |||||||||||
| 4. | Stockholder proposal for reducing the threshold for our stockholder right to act by written consent. | Shareholder | Against | For | |||||||||||
| 5. | Stockholder proposal regarding our independent Board Chair. | Shareholder | Against | For | |||||||||||
| HENRY SCHEIN, INC. | |||||||||||||||
| Security | 806407102 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | HSIC | Meeting Date | 13-May-2021 | ||||||||||||
| ISIN | US8064071025 | Agenda | 935367044 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Mohamad Ali | Management | For | For | |||||||||||
| 1B. | Election of Director: Barry J. Alperin | Management | For | For | |||||||||||
| 1C. | Election of Director: Gerald A. Benjamin | Management | For | For | |||||||||||
| 1D. | Election of Director: Stanley M. Bergman | Management | For | For | |||||||||||
| 1E. | Election of Director: James P. Breslawski | Management | For | For | |||||||||||
| 1F. | Election of Director: Deborah Derby | Management | For | For | |||||||||||
| 1G. | Election of Director: Joseph L. Herring | Management | For | For | |||||||||||
| 1H. | Election of Director: Kurt P. Kuehn | Management | For | For | |||||||||||
| 1I. | Election of Director: Philip A. Laskawy | Management | For | For | |||||||||||
| 1J. | Election of Director: Anne H. Margulies | Management | For | For | |||||||||||
| 1K. | Election of Director: Mark E. Mlotek | Management | For | For | |||||||||||
| 1L. | Election of Director: Steven Paladino | Management | For | For | |||||||||||
| 1M. | Election of Director: Carol Raphael | Management | For | For | |||||||||||
| 1N. | Election of Director: E. Dianne Rekow, DDS, Ph.D. | Management | For | For | |||||||||||
| 1O. | Election of Director: Bradley T. Sheares, Ph.D. | Management | For | For | |||||||||||
| 1P. | Election of Director: Reed V. Tuckson, M.D., FACP | Management | For | For | |||||||||||
| 2. | Proposal to approve, by non-binding vote, the 2020 compensation paid to the Company's Named Executive Officers. | Management | For | For | |||||||||||
| 3. | Proposal to ratify the selection of BDO USA, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 25, 2021. | Management | For | For | |||||||||||
| AXALTA COATING SYSTEMS LTD. | |||||||||||||||
| Security | G0750C108 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | AXTA | Meeting Date | 13-May-2021 | ||||||||||||
| ISIN | BMG0750C1082 | Agenda | 935367486 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Robert W. Bryant | For | For | ||||||||||||
| 2 | Steven M. Chapman | For | For | ||||||||||||
| 3 | William M. Cook | For | For | ||||||||||||
| 4 | Mark Garrett | For | For | ||||||||||||
| 5 | Deborah J. Kissire | For | For | ||||||||||||
| 6 | Elizabeth C. Lempres | For | For | ||||||||||||
| 7 | Robert M. McLaughlin | For | For | ||||||||||||
| 8 | Rakesh Sachdev | For | For | ||||||||||||
| 9 | Samuel L. Smolik | For | For | ||||||||||||
| 2. | Appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm and auditor until the conclusion of the 2022 Annual General Meeting of Members and delegation of authority to the Board, acting through the Audit Committee, to set the terms and remuneration thereof. | Management | For | For | |||||||||||
| 3. | Non-binding advisory vote on the frequency of future advisory votes on the compensation paid to our named executive officers. | Management | 1 Year | For | |||||||||||
| 4. | Non-binding advisory vote to approve the compensation paid to our named executive officers. | Management | For | For | |||||||||||
| TRAVEL + LEISURE CO. | |||||||||||||||
| Security | 894164102 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | TNL | Meeting Date | 13-May-2021 | ||||||||||||
| ISIN | US8941641024 | Agenda | 935367765 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Louise F. Brady | For | For | ||||||||||||
| 2 | Michael D. Brown | For | For | ||||||||||||
| 3 | James E. Buckman | For | For | ||||||||||||
| 4 | George Herrera | For | For | ||||||||||||
| 5 | Stephen P. Holmes | For | For | ||||||||||||
| 6 | Denny Marie Post | For | For | ||||||||||||
| 7 | Ronald L. Rickles | For | For | ||||||||||||
| 8 | Michael H. Wargotz | For | For | ||||||||||||
| 2. | A non-binding, advisory resolution to approve our executive compensation program. | Management | For | For | |||||||||||
| 3. | A proposal to ratify the appointment of Deloitte & Touche LLP to serve as our independent registered public accounting firm for fiscal year 2021. | Management | For | For | |||||||||||
| INTEL CORPORATION | |||||||||||||||
| Security | 458140100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | INTC | Meeting Date | 13-May-2021 | ||||||||||||
| ISIN | US4581401001 | Agenda | 935369012 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Patrick P. Gelsinger | Management | For | For | |||||||||||
| 1B. | Election of Director: James J. Goetz | Management | For | For | |||||||||||
| 1C. | Election of Director: Alyssa Henry | Management | For | For | |||||||||||
| 1D. | Election of Director: Omar Ishrak | Management | For | For | |||||||||||
| 1E. | Election of Director: Risa Lavizzo-Mourey | Management | For | For | |||||||||||
| 1F. | Election of Director: Tsu-Jae King Liu | Management | For | For | |||||||||||
| 1G. | Election of Director: Gregory D. Smith | Management | For | For | |||||||||||
| 1H. | Election of Director: Dion J. Weisler | Management | For | For | |||||||||||
| 1I. | Election of Director: Frank D. Yeary | Management | For | For | |||||||||||
| 2. | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| 3. | Advisory vote to approve executive compensation of our listed officers. | Management | For | For | |||||||||||
| 4. | Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented at the meeting. | Shareholder | Against | For | |||||||||||
| 5. | Stockholder proposal requesting a report on median pay gaps across race and gender, if properly presented at the meeting. | Shareholder | Abstain | Against | |||||||||||
| 6. | Stockholder proposal requesting a report on whether written policies or unwritten norms at the company reinforce racism in company culture, if properly presented at the meeting. | Shareholder | Abstain | Against | |||||||||||
| LAS VEGAS SANDS CORP. | |||||||||||||||
| Security | 517834107 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | LVS | Meeting Date | 13-May-2021 | ||||||||||||
| ISIN | US5178341070 | Agenda | 935369961 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Irwin Chafetz | For | For | ||||||||||||
| 2 | Micheline Chau | For | For | ||||||||||||
| 3 | Patrick Dumont | For | For | ||||||||||||
| 4 | Charles D. Forman | For | For | ||||||||||||
| 5 | Robert G. Goldstein | For | For | ||||||||||||
| 6 | George Jamieson | For | For | ||||||||||||
| 7 | Nora M. Jordan | For | For | ||||||||||||
| 8 | Charles A. Koppelman | For | For | ||||||||||||
| 9 | Lewis Kramer | For | For | ||||||||||||
| 10 | David F. Levi | For | For | ||||||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | |||||||||||
| 3. | An advisory (non-binding) vote to approve the compensation of the named executive officers. | Management | For | For | |||||||||||
| AMPCO-PITTSBURGH CORPORATION | |||||||||||||||
| Security | 032037103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | AP | Meeting Date | 13-May-2021 | ||||||||||||
| ISIN | US0320371034 | Agenda | 935377386 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Michael I. German | For | For | ||||||||||||
| 2 | J. Brett McBrayer | For | For | ||||||||||||
| 3 | Carl H Pforzheimer, III | For | For | ||||||||||||
| 2. | To approve, in a non-binding, advisory vote, the compensation of the named executive officers. | Management | For | For | |||||||||||
| 3. | To approve the amendment and restatement of the Ampco-Pittsburgh Corporation 2016 Omnibus Incentive Plan. | Management | Against | Against | |||||||||||
| 4. | To ratify the appointment of BDO USA, LLP as the independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| RYMAN HOSPITALITY PROPERTIES, INC. | |||||||||||||||
| Security | 78377T107 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | RHP | Meeting Date | 13-May-2021 | ||||||||||||
| ISIN | US78377T1079 | Agenda | 935389812 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Rachna Bhasin | Management | For | For | |||||||||||
| 1B. | Election of Director: Alvin Bowles Jr. | Management | For | For | |||||||||||
| 1C. | Election of Director: Christian Brickman | Management | For | For | |||||||||||
| 1D. | Election of Director: Fazal Merchant | Management | For | For | |||||||||||
| 1E. | Election of Director: Patrick Moore | Management | For | For | |||||||||||
| 1F. | Election of Director: Christine Pantoya | Management | For | For | |||||||||||
| 1G. | Election of Director: Robert Prather, Jr. | Management | For | For | |||||||||||
| 1H. | Election of Director: Colin Reed | Management | For | For | |||||||||||
| 2. | To approve, on an advisory basis, the Company's executive compensation. | Management | For | For | |||||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | For | For | |||||||||||
| TELEKOM AUSTRIA AG | |||||||||||||||
| Security | A8502A102 | Meeting Type | Ordinary General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 14-May-2021 | |||||||||||||
| ISIN | AT0000720008 | Agenda | 714009962 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| CMMT | 03 MAY 2021: DELETION OF COMMENT | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 552996 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU. | Non-Voting | |||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | |||||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.25 PER SHARE | Management | No Action | ||||||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | No Action | ||||||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | No Action | ||||||||||||
| 5 | APPROVE REMUNERATION OF SUPERVISORY BOARD MEMBERS | Management | No Action | ||||||||||||
| 6.1 | ELECT PETER KOLLMANN AS SUPERVISORY BOARD MEMBER | Management | No Action | ||||||||||||
| 6.2 | ELECT PETER HAGEN AS SUPERVISORY BOARD MEMBER | Management | No Action | ||||||||||||
| 7 | RATIFY ERNST YOUNG AS AUDITORS FOR FISCAL YEAR 2021 | Management | No Action | ||||||||||||
| 8 | APPROVE REMUNERATION REPORT | Management | No Action | ||||||||||||
| CMMT | 03 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO DELETION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES TO MID: 567346, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||||||
| ZIMMER BIOMET HOLDINGS, INC. | |||||||||||||||
| Security | 98956P102 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ZBH | Meeting Date | 14-May-2021 | ||||||||||||
| ISIN | US98956P1021 | Agenda | 935362892 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Christopher B. Begley | Management | For | For | |||||||||||
| 1B. | Election of Director: Betsy J. Bernard | Management | For | For | |||||||||||
| 1C. | Election of Director: Michael J. Farrell | Management | For | For | |||||||||||
| 1D. | Election of Director: Robert A. Hagemann | Management | For | For | |||||||||||
| 1E. | Election of Director: Bryan C. Hanson | Management | For | For | |||||||||||
| 1F. | Election of Director: Arthur J. Higgins | Management | For | For | |||||||||||
| 1G. | Election of Director: Maria Teresa Hilado | Management | For | For | |||||||||||
| 1H. | Election of Director: Syed Jafry | Management | For | For | |||||||||||
| 1I. | Election of Director: Sreelakshmi Kolli | Management | For | For | |||||||||||
| 1J. | Election of Director: Michael W. Michelson | Management | For | For | |||||||||||
| 2. | Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| 3. | Approve, on a non-binding advisory basis, named executive officer compensation ("Say on Pay"). | Management | For | For | |||||||||||
| 4. | Approve the amended 2009 Stock Incentive Plan. | Management | For | For | |||||||||||
| 5. | Approve the amended Stock Plan for Non-Employee Directors. | Management | For | For | |||||||||||
| 6. | Approve the amended Deferred Compensation Plan for Non-Employee Directors. | Management | For | For | |||||||||||
| 7. | Approve amendments to our Restated Certificate of Incorporation to permit shareholders to call a special meeting. | Management | For | For | |||||||||||
| SEMPRA ENERGY | |||||||||||||||
| Security | 816851109 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | SRE | Meeting Date | 14-May-2021 | ||||||||||||
| ISIN | US8168511090 | Agenda | 935366460 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Alan L. Boeckmann | Management | For | For | |||||||||||
| 1B. | Election of Director: Andrés Conesa | Management | For | For | |||||||||||
| 1C. | Election of Director: Maria Contreras-Sweet | Management | For | For | |||||||||||
| 1D. | Election of Director: Pablo A. Ferrero | Management | For | For | |||||||||||
| 1E. | Election of Director: William D. Jones | Management | For | For | |||||||||||
| 1F. | Election of Director: Jeffrey W. Martin | Management | For | For | |||||||||||
| 1G. | Election of Director: Bethany J. Mayer | Management | For | For | |||||||||||
| 1H. | Election of Director: Michael N. Mears | Management | For | For | |||||||||||
| 1I. | Election of Director: Jack T. Taylor | Management | For | For | |||||||||||
| 1J. | Election of Director: Cynthia L. Walker | Management | For | For | |||||||||||
| 1K. | Election of Director: Cynthia J. Warner | Management | For | For | |||||||||||
| 1L. | Election of Director: James C. Yardley | Management | For | For | |||||||||||
| 2. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For | |||||||||||
| 3. | Advisory Approval of Our Executive Compensation. | Management | For | For | |||||||||||
| 4. | Shareholder Proposal Requesting an Amendment to Our Proxy Access Bylaw to Eliminate the Shareholder Nominating Group Limit. | Shareholder | Abstain | Against | |||||||||||
| 5. | Shareholder Proposal Requesting a Report on Alignment of Our Lobbying Activities with the Paris Agreement. | Shareholder | Abstain | Against | |||||||||||
| PERSONALIS, INC. | |||||||||||||||
| Security | 71535D106 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | PSNL | Meeting Date | 14-May-2021 | ||||||||||||
| ISIN | US71535D1063 | Agenda | 935366597 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1.1 | Election of Class II Director: John West | Management | For | For | |||||||||||
| 1.2 | Election of Class II Director: Alan Colowick, M.D. | Management | For | For | |||||||||||
| 2. | Ratification of the selection by the Audit Committee of the Board of Directors of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | |||||||||||
| NVENT ELECTRIC PLC | |||||||||||||||
| Security | G6700G107 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | NVT | Meeting Date | 14-May-2021 | ||||||||||||
| ISIN | IE00BDVJJQ56 | Agenda | 935369492 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Jerry W. Burris | Management | For | For | |||||||||||
| 1B. | Election of Director: Susan M. Cameron | Management | For | For | |||||||||||
| 1C. | Election of Director: Michael L. Ducker | Management | For | For | |||||||||||
| 1D. | Election of Director: Randall J. Hogan | Management | For | For | |||||||||||
| 1E. | Election of Director: Ronald L. Merriman | Management | For | For | |||||||||||
| 1F. | Election of Director: Nicola Palmer | Management | For | For | |||||||||||
| 1G. | Election of Director: Herbert K. Parker | Management | For | For | |||||||||||
| 1H. | Election of Director: Greg Scheu | Management | For | For | |||||||||||
| 1I. | Election of Director: Beth A. Wozniak | Management | For | For | |||||||||||
| 1J. | Election of Director: Jacqueline Wright | Management | For | For | |||||||||||
| 2. | Approve, by Non-Binding Advisory Vote, the Compensation of the Named Executive Officers. | Management | For | For | |||||||||||
| 3. | Ratify, by Non-Binding Advisory Vote, the Appointment of Deloitte & Touche LLP as the Independent Auditor and Authorize, by Binding Vote, the Audit and Finance Committee to Set the Auditor's Remuneration. | Management | For | For | |||||||||||
| 4. | Authorize the Price Range at which nVent Electric plc can Re- Allot Treasury Shares. | Management | For | For | |||||||||||
| WASTE CONNECTIONS, INC. | |||||||||||||||
| Security | 94106B101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | WCN | Meeting Date | 14-May-2021 | ||||||||||||
| ISIN | CA94106B1013 | Agenda | 935371283 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director to serve for a one year term: Edward E. "Ned" Guillet | Management | For | For | |||||||||||
| 1B. | Election of Director to serve for a one year term: Michael W. Harlan | Management | For | For | |||||||||||
| 1C. | Election of Director to serve for a one year term: Larry S. Hughes | Management | For | For | |||||||||||
| 1D. | Election of Director to serve for a one year term: Worthing F. Jackman | Management | For | For | |||||||||||
| 1E. | Election of Director to serve for a one year term: Elise L. Jordan | Management | For | For | |||||||||||
| 1F. | Election of Director to serve for a one year term: Susan "Sue" Lee | Management | For | For | |||||||||||
| 1G. | Election of Director to serve for a one year term: Ronald J. Mittelstaedt | Management | For | For | |||||||||||
| 1H. | Election of Director to serve for a one year term: William J. Razzouk | Management | For | For | |||||||||||
| 2. | Say on Pay - Approve, on a non-binding, advisory basis, the compensation of our named executive officers as disclosed in the proxy statement. | Management | For | For | |||||||||||
| 3. | Appoint Grant Thornton LLP as the Company's independent registered public accounting firm until the close of the Company's 2022 Annual Meeting of Shareholders and authorize the Company's Board of Directors to fix the remuneration of the independent registered public accounting firm. | Management | For | For | |||||||||||
| WEYERHAEUSER COMPANY | |||||||||||||||
| Security | 962166104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | WY | Meeting Date | 14-May-2021 | ||||||||||||
| ISIN | US9621661043 | Agenda | 935372297 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Mark A. Emmert | Management | For | For | |||||||||||
| 1B. | Election of Director: Rick R. Holley | Management | For | For | |||||||||||
| 1C. | Election of Director: Sara Grootwassink Lewis | Management | For | For | |||||||||||
| 1D. | Election of Director: Deidra C. Merriwether | Management | For | For | |||||||||||
| 1E. | Election of Director: Al Monaco | Management | For | For | |||||||||||
| 1F. | Election of Director: Nicole W. Piasecki | Management | For | For | |||||||||||
| 1G. | Election of Director: Lawrence A. Selzer | Management | For | For | |||||||||||
| 1H. | Election of Director: Devin W. Stockfish | Management | For | For | |||||||||||
| 1I. | Election of Director: Kim Williams | Management | For | For | |||||||||||
| 2. | Approval, on an advisory basis, of the compensation of the named executive officers. | Management | For | For | |||||||||||
| 3. | Ratification of selection of independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| TENNECO INC. | |||||||||||||||
| Security | 880349105 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | TEN | Meeting Date | 14-May-2021 | ||||||||||||
| ISIN | US8803491054 | Agenda | 935372437 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Roy V. Armes | Management | For | For | |||||||||||
| 1B. | Election of Director: Thomas C. Freyman | Management | For | For | |||||||||||
| 1C. | Election of Director: Denise Gray | Management | For | For | |||||||||||
| 1D. | Election of Director: Brian J. Kesseler | Management | For | For | |||||||||||
| 1E. | Election of Director: Dennis J. Letham | Management | For | For | |||||||||||
| 1F. | Election of Director: James S. Metcalf | Management | For | For | |||||||||||
| 1G. | Election of Director: Aleksandra A. Miziolek | Management | For | For | |||||||||||
| 1H. | Election of Director: Charles K. Stevens, III | Management | For | For | |||||||||||
| 1I. | Election of Director: John S. Stroup | Management | For | For | |||||||||||
| 1J. | Election of Director: Jane L. Warner | Management | For | For | |||||||||||
| 2. | Ratify appointment of PricewaterhouseCoopers LLP as independent public accountants for 2021. | Management | For | For | |||||||||||
| 3. | Approve executive compensation in an advisory vote. | Management | For | For | |||||||||||
| 4. | Approve the Tenneco Inc. 2021 Long-Term Incentive Plan. | Management | For | For | |||||||||||
| 5. | Ratify the Section 382 Rights Agreement, dated as of April 15, 2020, between the Company and Equiniti Trust Company, as rights agent. | Management | For | For | |||||||||||
| TELADOC HEALTH, INC. | |||||||||||||||
| Security | 87918A105 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | TDOC | Meeting Date | 17-May-2021 | ||||||||||||
| ISIN | US87918A1051 | Agenda | 935377437 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director for a term of one year: Christopher Bischoff | Management | For | For | |||||||||||
| 1B. | Election of Director for a term of one year: Karen L. Daniel | Management | For | For | |||||||||||
| 1C. | Election of Director for a term of one year: Sandra L. Fenwick | Management | For | For | |||||||||||
| 1D. | Election of Director for a term of one year: William H. Frist, MD | Management | For | For | |||||||||||
| 1E. | Election of Director for a term of one year: Jason Gorevic | Management | For | For | |||||||||||
| 1F. | Election of Director for a term of one year: Catherine A. Jacobson | Management | For | For | |||||||||||
| 1G. | Election of Director for a term of one year: Thomas G. McKinley | Management | For | For | |||||||||||
| 1H. | Election of Director for a term of one year: Kenneth H. Paulus | Management | For | For | |||||||||||
| 1I. | Election of Director for a term of one year: David Shedlarz | Management | For | For | |||||||||||
| 1J. | Election of Director for a term of one year: Mark Douglas Smith, MD | Management | For | For | |||||||||||
| 1K. | Election of Director for a term of one year: David B. Snow, Jr. | Management | For | For | |||||||||||
| 2. | Approve, on an advisory basis, the compensation of Teladoc Health's named executive officers. | Management | For | For | |||||||||||
| 3. | Ratify the appointment of Ernst & Young LLP as Teladoc Health's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | |||||||||||
| CHEMED CORPORATION | |||||||||||||||
| Security | 16359R103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | CHE | Meeting Date | 17-May-2021 | ||||||||||||
| ISIN | US16359R1032 | Agenda | 935393481 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Kevin J. McNamara | Management | For | For | |||||||||||
| 1B. | Election of Director: Ron DeLyons | Management | For | For | |||||||||||
| 1C. | Election of Director: Joel F. Gemunder | Management | For | For | |||||||||||
| 1D. | Election of Director: Patrick P. Grace | Management | For | For | |||||||||||
| 1E. | Election of Director: Christopher J. Heaney | Management | For | For | |||||||||||
| 1F. | Election of Director: Thomas C. Hutton | Management | For | For | |||||||||||
| 1G. | Election of Director: Andrea R. Lindell | Management | For | For | |||||||||||
| 1H. | Election of Director: Thomas P. Rice | Management | For | For | |||||||||||
| 1I. | Election of Director: Donald E. Saunders | Management | For | For | |||||||||||
| 1J. | Election of Director: George J. Walsh III | Management | For | For | |||||||||||
| 2. | Ratification of Audit Committee's selection of PricewaterhouseCoopers LLP as independent accountants for 2021. | Management | For | For | |||||||||||
| 3. | Advisory vote to approve executive compensation. | Management | For | For | |||||||||||
| 4. | Stockholder proposal requesting a semi-annual report on (a) the Company's policies on political spending, and (b) political contributions made. | Shareholder | Abstain | Against | |||||||||||
| TERMINIX GLOBAL HOLDINGS INC | |||||||||||||||
| Security | 88087E100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | TMX | Meeting Date | 17-May-2021 | ||||||||||||
| ISIN | US88087E1001 | Agenda | 935397720 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Class I Director to serve until the 2024 Annual Meeting: David J. Frear | Management | For | For | |||||||||||
| 1B. | Election of Class I Director to serve until the 2024 Annual Meeting: Brett T. Ponton | Management | For | For | |||||||||||
| 1C. | Election of Class I Director to serve until the 2024 Annual Meeting: Stephen J. Sedita | Management | For | For | |||||||||||
| 2. | To hold a non-binding advisory vote approving executive compensation. | Management | For | For | |||||||||||
| 3. | To hold a non-binding advisory vote on the frequency of future advisory votes approving executive compensation. | Management | 1 Year | For | |||||||||||
| 4. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | |||||||||||
| MGE ENERGY, INC. | |||||||||||||||
| Security | 55277P104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | MGEE | Meeting Date | 18-May-2021 | ||||||||||||
| ISIN | US55277P1049 | Agenda | 935369454 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Marcia M. Anderson | For | For | ||||||||||||
| 2 | Jeffrey M. Keebler | For | For | ||||||||||||
| 3 | Gary J. Wolter | For | For | ||||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year 2021. | Management | For | For | |||||||||||
| 3. | Advisory Vote: Approval of the compensation of the named executive officers as disclosed in the proxy statement under the heading "Executive Compensation". | Management | For | For | |||||||||||
| JPMORGAN CHASE & CO. | |||||||||||||||
| Security | 46625H100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | JPM | Meeting Date | 18-May-2021 | ||||||||||||
| ISIN | US46625H1005 | Agenda | 935372285 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Linda B. Bammann | Management | For | For | |||||||||||
| 1B. | Election of Director: Stephen B. Burke | Management | For | For | |||||||||||
| 1C. | Election of Director: Todd A. Combs | Management | For | For | |||||||||||
| 1D. | Election of Director: James S. Crown | Management | For | For | |||||||||||
| 1E. | Election of Director: James Dimon | Management | For | For | |||||||||||
| 1F. | Election of Director: Timothy P. Flynn | Management | For | For | |||||||||||
| 1G. | Election of Director: Mellody Hobson | Management | For | For | |||||||||||
| 1H. | Election of Director: Michael A. Neal | Management | For | For | |||||||||||
| 1I. | Election of Director: Phebe N. Novakovic | Management | For | For | |||||||||||
| 1J. | Election of Director: Virginia M. Rometty | Management | For | For | |||||||||||
| 2. | Advisory resolution to approve executive compensation. | Management | For | For | |||||||||||
| 3. | Approval of Amended and Restated Long-Term Incentive Plan effective May 18, 2021. | Management | For | For | |||||||||||
| 4. | Ratification of independent registered public accounting firm. | Management | For | For | |||||||||||
| 5. | Improve shareholder written consent. | Shareholder | Against | For | |||||||||||
| 6. | Racial equity audit and report. | Shareholder | Abstain | Against | |||||||||||
| 7. | Independent board chairman. | Shareholder | Against | For | |||||||||||
| 8. | Political and electioneering expenditure congruency report. | Shareholder | Abstain | Against | |||||||||||
| AMERICAN STATES WATER COMPANY | |||||||||||||||
| Security | 029899101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | AWR | Meeting Date | 18-May-2021 | ||||||||||||
| ISIN | US0298991011 | Agenda | 935372843 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Ms. Sarah J. Anderson | For | For | ||||||||||||
| 2 | Mr. Steven D. Davis | For | For | ||||||||||||
| 3 | Ms. Anne M. Holloway | For | For | ||||||||||||
| 2. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | |||||||||||
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. | Management | For | For | |||||||||||
| UNITED STATES CELLULAR CORPORATION | |||||||||||||||
| Security | 911684108 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | USM | Meeting Date | 18-May-2021 | ||||||||||||
| ISIN | US9116841084 | Agenda | 935375027 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | J. S. Crowley | For | For | ||||||||||||
| 2 | G. P. Josefowicz | For | For | ||||||||||||
| 3 | C. D. Stewart | For | For | ||||||||||||
| 2. | Ratify accountants for 2021. | Management | For | For | |||||||||||
| 3. | Advisory vote to approve executive compensation. | Management | For | For | |||||||||||
| SEALED AIR CORPORATION | |||||||||||||||
| Security | 81211K100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | SEE | Meeting Date | 18-May-2021 | ||||||||||||
| ISIN | US81211K1007 | Agenda | 935377247 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Zubaid Ahmad | Management | For | For | |||||||||||
| 1B. | Election of Director: Françoise Colpron | Management | For | For | |||||||||||
| 1C. | Election of Director: Edward L. Doheny II | Management | For | For | |||||||||||
| 1D. | Election of Director: Michael P. Doss | Management | For | For | |||||||||||
| 1E. | Election of Director: Henry R. Keizer | Management | For | For | |||||||||||
| 1F. | Election of Director: Harry A. Lawton III | Management | For | For | |||||||||||
| 1G. | Election of Director: Neil Lustig | Management | For | For | |||||||||||
| 1H. | Election of Director: Suzanne B. Rowland | Management | For | For | |||||||||||
| 1I. | Election of Director: Jerry R. Whitaker | Management | For | For | |||||||||||
| 2. | Amendment and restatement of 2014 Omnibus Incentive Plan. | Management | For | For | |||||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as Sealed Air's independent auditor for the year ending December 31, 2021. | Management | For | For | |||||||||||
| 4. | Approval, as an advisory vote, of Sealed Air's 2020 executive compensation. | Management | For | For | |||||||||||
| CYRUSONE INC. | |||||||||||||||
| Security | 23283R100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | CONE | Meeting Date | 18-May-2021 | ||||||||||||
| ISIN | US23283R1005 | Agenda | 935383454 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Bruce W. Duncan | For | For | ||||||||||||
| 2 | David H. Ferdman | For | For | ||||||||||||
| 3 | John W. Gamble, Jr. | For | For | ||||||||||||
| 4 | T. Tod Nielsen | For | For | ||||||||||||
| 5 | Denise Olsen | For | For | ||||||||||||
| 6 | Alex Shumate | For | For | ||||||||||||
| 7 | William E. Sullivan | For | For | ||||||||||||
| 8 | Lynn A. Wentworth | For | For | ||||||||||||
| 2. | Advisory vote to approve the compensation of the Company's named executive officers. | Management | For | For | |||||||||||
| 3. | Recommendation, by advisory (non-binding) vote, of the frequency of future advisory votes on the compensation of the Company's named executive officers. | Management | 1 Year | For | |||||||||||
| 4. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | |||||||||||
| RUSH ENTERPRISES, INC. | |||||||||||||||
| Security | 781846308 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | RUSHB | Meeting Date | 18-May-2021 | ||||||||||||
| ISIN | US7818463082 | Agenda | 935385698 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | W.M. Rusty Rush | For | For | ||||||||||||
| 2 | Thomas A. Akin | For | For | ||||||||||||
| 3 | James C. Underwood | For | For | ||||||||||||
| 4 | Raymond J. Chess | For | For | ||||||||||||
| 5 | William H. Cary | For | For | ||||||||||||
| 6 | Dr. Kennon H. Guglielmo | For | For | ||||||||||||
| 7 | Elaine Mendoza | For | For | ||||||||||||
| 2. | Proposal to ratify the appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting firm for the 2021 Fiscal Year. | Management | For | For | |||||||||||
| ROYAL DUTCH SHELL PLC | |||||||||||||||
| Security | 780259206 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | RDSA | Meeting Date | 18-May-2021 | ||||||||||||
| ISIN | US7802592060 | Agenda | 935396653 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | Receipt of Annual Report & Accounts. | Management | For | For | |||||||||||
| 2. | Approval of Directors' Remuneration Report. | Management | For | For | |||||||||||
| 3. | Appointment of Jane Holl Lute as a Director of the Company. | Management | For | For | |||||||||||
| 4. | Reappointment of Ben van Beurden as a Director of the Company. | Management | For | For | |||||||||||
| 5. | Reappointment of Dick Boer as a Director of the Company. | Management | For | For | |||||||||||
| 6. | Reappointment of Neil Carson as a Director of the Company. | Management | For | For | |||||||||||
| 7. | Reappointment of Ann Godbehere as a Director of the Company. | Management | For | For | |||||||||||
| 8. | Reappointment of Euleen Goh as a Director of the Company. | Management | For | For | |||||||||||
| 9. | Reappointment of Catherine Hughes as a Director of the Company. | Management | For | For | |||||||||||
| 10. | Reappointment of Martina Hund-Mejean as a Director of the Company. | Management | For | For | |||||||||||
| 11. | Reappointment of Sir Andrew Mackenzie as a Director of the Company. | Management | For | For | |||||||||||
| 12. | Reappointment of Abraham (Bram) Schot as a Director of the Company. | Management | For | For | |||||||||||
| 13. | Reappointment of Jessica Uhl as a Director of the Company. | Management | For | For | |||||||||||
| 14. | Reappointment of Gerrit Zalm as a Director of the Company. | Management | For | For | |||||||||||
| 15. | Reappointment of Auditors. | Management | For | For | |||||||||||
| 16. | Remuneration of Auditors. | Management | For | For | |||||||||||
| 17. | Authority to allot shares. | Management | For | For | |||||||||||
| 18. | Disapplication of pre-emption rights. | Management | Abstain | Against | |||||||||||
| 19. | Authority to purchase own shares. | Management | For | For | |||||||||||
| 20. | Shell's Energy Transition Strategy. | Management | Abstain | Against | |||||||||||
| 21. | Shareholder resolution. | Shareholder | Abstain | Against | |||||||||||
| QUIDEL CORPORATION | |||||||||||||||
| Security | 74838J101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | QDEL | Meeting Date | 18-May-2021 | ||||||||||||
| ISIN | US74838J1016 | Agenda | 935412750 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Douglas C. Bryant | For | For | ||||||||||||
| 2 | Kenneth F. Buechler | For | For | ||||||||||||
| 3 | Edward L. Michael | For | For | ||||||||||||
| 4 | Kathy P. Ordoñez | For | For | ||||||||||||
| 5 | Mary Lake Polan | For | For | ||||||||||||
| 6 | Ann D. Rhoads | For | For | ||||||||||||
| 7 | Charles P. Slacik | For | For | ||||||||||||
| 8 | Matthew W. Strobeck | For | For | ||||||||||||
| 9 | Kenneth J. Widder | For | For | ||||||||||||
| 10 | Joseph D. Wilkins Jr. | For | For | ||||||||||||
| 2. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Management | For | For | |||||||||||
| 3. | Advisory approval of the compensation of the Company's named executive officers. | Management | For | For | |||||||||||
| ORANGE | |||||||||||||||
| Security | 684060106 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ORAN | Meeting Date | 18-May-2021 | ||||||||||||
| ISIN | US6840601065 | Agenda | 935415441 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | Approval of the statutory financial statements for the fiscal year ended December 31, 2020. | Management | For | For | |||||||||||
| 2. | Approval of the consolidated financial statements for the fiscal year ended December 31, 2020. | Management | For | For | |||||||||||
| 3. | Allocation of income for the fiscal year ended December 31, 2020 as stated in the Company's annual financial statements. | Management | For | For | |||||||||||
| 4. | Agreements provided for in Article L. 225-38 of the French Commercial Code. | Management | For | For | |||||||||||
| 5. | Renewal of the term of office of Bpifrance Participations. | Management | For | For | |||||||||||
| 6. | Renewal of the term of office of KPMG as statutory auditor. | Management | For | For | |||||||||||
| 7. | Renewal of the term of office of Salustro Reydel as alternate statutory auditor. | Management | For | For | |||||||||||
| 8. | Appointment of Deloitte as statutory auditor. | Management | For | For | |||||||||||
| 9. | Appointment of BEAS as alternate statutory auditor. | Management | For | For | |||||||||||
| 10. | Ratification of the transfer of the corporate head office. | Management | For | For | |||||||||||
| 11. | Approval of the information referred to in Article L. 225- 37-3 I. of the French Commercial Code, pursuant to Article L. 225-100 II. of the French Commercial Code. | Management | For | For | |||||||||||
| 12. | Approval of the elements of compensation paid during the fiscal year ended December 31, 2020 or allocated for the same fiscal year to Mr. Stéphane Richard, Chairman and Chief Executive Officer, pursuant to article L. 225- 100 III of the French Commercial Code. | Management | For | For | |||||||||||
| 13. | Approval of the elements of compensation paid during the fiscal year ended December 31, 2020 or allocated for the same fiscal year to Mr. Ramon Fernandez, Deputy Chief Executive Officer Delegate, pursuant to article L. 225-100 III of the French Commercial Code. | Management | For | For | |||||||||||
| 14. | Approval of the elements of compensation paid during the fiscal year ended December 31, 2020 or allocated for the same fiscal year to Mr. Gervais Pellissier, Deputy Chief Executive Officer Delegate, pursuant to article L. 225-100 III of the French Commercial Code. | Management | For | For | |||||||||||
| 15. | Approval of the compensation policy for the Chairman and Chief Executive Officer, pursuant to Article L. 225- 37-2 of the French Commercial Code. | Management | For | For | |||||||||||
| 16. | Approval of the compensation policy for the Deputy Chief Executive Officer Delegates, pursuant to Article L. 225- 37-2 of the French Commercial Code. | Management | For | For | |||||||||||
| 17. | Approval of the compensation policy for non-executive directors, pursuant to Article L. 225-37-2 of the French Commercial Code. | Management | For | For | |||||||||||
| 18. | Authorization to be granted to the Board of Directors to purchase or transfer shares of the Company. | Management | For | For | |||||||||||
| 19. | Delegation of authority to the Board of Directors to issue shares of the Company and complex securities, with shareholder preferential subscription rights (not to be used during a takeover offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting). | Management | Abstain | Against | |||||||||||
| 20. | Delegation of authority to the Board of Directors to make use of the delegation of authority granted in the nineteenth resolution during a takeover offer period for the Company's securities. | Management | Abstain | Against | |||||||||||
| 21. | Delegation of authority to the Board of Directors to issue shares of the Company and complex securities, without shareholder preferential subscription rights as part of a public offering (not to be used during a takeover offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting). | Management | Abstain | Against | |||||||||||
| 22. | Delegation of authority to the Board of Directors to make use of the delegation of authority granted in the twenty- first resolution during a takeover offer period for the Company's securities. | Management | Abstain | Against | |||||||||||
| 23. | Delegation of authority to the Board of Directors to issue shares of the Company and complex securities, without shareholder preferential subscription rights, as part of an offer provided for in section II of Article L. 411-2 of the French Monetary and Financial Code (not to be used during a takeover offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting). | Management | Abstain | Against | |||||||||||
| 24. | Delegation of authority to the Board of Directors to make use of the delegation of authority granted in the twenty- third resolution during a takeover offer period for the Company's securities. | Management | Abstain | Against | |||||||||||
| 25. | Authorization to the Board of Directors to increase the number of issuable securities, in the event of securities to be issued. | Management | For | For | |||||||||||
| 26. | Delegation of authority to the Board of Directors to issue shares and complex, without shareholder preferential subscription rights, in the event of a public exchange offer initiated by the Company (not to be used during a takeover offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting). | Management | For | For | |||||||||||
| 27. | Delegation of authority to the Board of Directors to make use of the delegation of authority granted in the twenty- sixth resolution during a takeover offer period for the Company's securities. | Management | Abstain | Against | |||||||||||
| 28. | Delegation of powers to the Board of Directors to issue shares and complex securities, without shareholder preferential subscription rights, as consideration for contributions in kind granted to the Company and comprised of equity securities or securities giving access to share capital (not to be used during a takeover offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting). | Management | For | For | |||||||||||
| 29. | Authorization given to the Board of Directors to make use of the delegation of powers granted in the twenty-eighth resolution during a takeover offer period for the Company's securities. | Management | For | For | |||||||||||
| 30. | Overall limit of authorizations. | Management | For | For | |||||||||||
| 31. | Authorization given to the Board of Directors to allocate free shares of the Company to Corporate Officers and certain Orange group employees without shareholder preferential subscription rights. | Management | For | For | |||||||||||
| 32. | Delegation of authority to the Board of Directors to issue shares or complex securities reserved for members of savings plans without shareholder preferential subscription rights. | Management | For | For | |||||||||||
| 33. | Delegation of authority to the Board of Directors to increase the Company's capital by capitalization of reserves, profits or premiums. | Management | For | For | |||||||||||
| 34. | Authorization to the Board of Directors to reduce the share capital through the cancellation of shares. | Management | For | For | |||||||||||
| 35. | Powers for formalities. | Management | For | For | |||||||||||
| A. | Amendment to the thirty-first resolution - Authorization given to the Board of Directors to allocate free shares of the Company to all Group employees, with the same regularity as the allocation of LTIP for the benefit of Corporate Officers and certain Orange group employees without shareholder preferential subscription rights (extraordinary). | Shareholder | Abstain | Against | |||||||||||
| B. | Amendment to Article 13 of the Bylaws - Plurality of directorships (extraordinary). | Shareholder | Abstain | Against | |||||||||||
| MONDELĒZ INTERNATIONAL, INC. | |||||||||||||||
| Security | 609207105 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | MDLZ | Meeting Date | 19-May-2021 | ||||||||||||
| ISIN | US6092071058 | Agenda | 935357360 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Lewis W.K. Booth | Management | For | For | |||||||||||
| 1B. | Election of Director: Charles E. Bunch | Management | For | For | |||||||||||
| 1C. | Election of Director: Lois D. Juliber | Management | For | For | |||||||||||
| 1D. | Election of Director: Peter W. May | Management | For | For | |||||||||||
| 1E. | Election of Director: Jorge S. Mesquita | Management | For | For | |||||||||||
| 1F. | Election of Director: Jane H. Nielsen | Management | For | For | |||||||||||
| 1G. | Election of Director: Fredric G. Reynolds | Management | For | For | |||||||||||
| 1H. | Election of Director: Christiana S. Shi | Management | For | For | |||||||||||
| 1I. | Election of Director: Patrick T. Siewert | Management | For | For | |||||||||||
| 1J. | Election of Director: Michael A. Todman | Management | For | For | |||||||||||
| 1K. | Election of Director: Jean-François M. L. van Boxmeer | Management | For | For | |||||||||||
| 1L. | Election of Director: Dirk Van de Put | Management | For | For | |||||||||||
| 2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | |||||||||||
| 3. | Ratification of PricewaterhouseCoopers LLP as Independent Registered Public Accountants for Fiscal Year Ending December 31, 2021. | Management | For | For | |||||||||||
| 4. | Consider Employee Pay in Setting Chief Executive Officer Pay. | Shareholder | Abstain | Against | |||||||||||
| PINNACLE WEST CAPITAL CORPORATION | |||||||||||||||
| Security | 723484101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | PNW | Meeting Date | 19-May-2021 | ||||||||||||
| ISIN | US7234841010 | Agenda | 935366446 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Glynis A. Bryan | For | For | ||||||||||||
| 2 | Denis A. Cortese, M.D. | For | For | ||||||||||||
| 3 | Richard P. Fox | For | For | ||||||||||||
| 4 | Jeffrey B. Guldner | For | For | ||||||||||||
| 5 | Dale E. Klein, Ph.D. | For | For | ||||||||||||
| 6 | Kathryn L. Munro | For | For | ||||||||||||
| 7 | Bruce J. Nordstrom | For | For | ||||||||||||
| 8 | Paula J. Sims | For | For | ||||||||||||
| 9 | William H. Spence | For | For | ||||||||||||
| 10 | James E. Trevathan, Jr. | For | For | ||||||||||||
| 11 | David P. Wagener | For | For | ||||||||||||
| 2. | Advisory vote to approve executive compensation as disclosed in the 2021 Proxy Statement. | Management | For | For | |||||||||||
| 3. | Approval of the Pinnacle West Capital Corporation Long- Term Incentive Plan. | Management | For | For | |||||||||||
| 4. | Ratify the appointment of the independent accountant for the year ending December 31, 2021. | Management | For | For | |||||||||||
| ADVANCED MICRO DEVICES, INC. | |||||||||||||||
| Security | 007903107 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | AMD | Meeting Date | 19-May-2021 | ||||||||||||
| ISIN | US0079031078 | Agenda | 935366523 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: John E. Caldwell | Management | For | For | |||||||||||
| 1B. | Election of Director: Nora M. Denzel | Management | For | For | |||||||||||
| 1C. | Election of Director: Mark Durcan | Management | For | For | |||||||||||
| 1D. | Election of Director: Michael P. Gregoire | Management | For | For | |||||||||||
| 1E. | Election of Director: Joseph A. Householder | Management | For | For | |||||||||||
| 1F. | Election of Director: John W. Marren | Management | For | For | |||||||||||
| 1G. | Election of Director: Lisa T. Su | Management | For | For | |||||||||||
| 1H. | Election of Director: Abhi Y. Talwalkar | Management | For | For | |||||||||||
| 2. | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the current fiscal year. | Management | For | For | |||||||||||
| 3. | Advisory vote to approve the executive compensation of our named executive officers. | Management | For | For | |||||||||||
| OPTION CARE HEALTH, INC. | |||||||||||||||
| Security | 68404L201 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | OPCH | Meeting Date | 19-May-2021 | ||||||||||||
| ISIN | US68404L2016 | Agenda | 935367157 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | John J. Arlotta | For | For | ||||||||||||
| 2 | Elizabeth Q. Betten | For | For | ||||||||||||
| 3 | David W. Golding | For | For | ||||||||||||
| 4 | Harry M.J. Kraemer, Jr. | For | For | ||||||||||||
| 5 | Alan Nielsen | For | For | ||||||||||||
| 6 | R. Carter Pate | For | For | ||||||||||||
| 7 | John C. Rademacher | For | For | ||||||||||||
| 8 | Nitin Sahney | For | For | ||||||||||||
| 9 | Timothy Sullivan | For | For | ||||||||||||
| 10 | Mark Vainisi | For | For | ||||||||||||
| 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | |||||||||||
| 3. | To approve, on a non-binding advisory basis, our executive compensation. | Management | For | For | |||||||||||
| 4. | To approve an amendment to the Option Care Health, Inc. 2018 Equity Incentive Plan for the reservation of an additional 5,000,000 shares of Common Stock for future issuance under such plan. | Management | For | For | |||||||||||
| THE HARTFORD FINANCIAL SVCS GROUP, INC. | |||||||||||||||
| Security | 416515104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | HIG | Meeting Date | 19-May-2021 | ||||||||||||
| ISIN | US4165151048 | Agenda | 935369264 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Robert B. Allardice, III | Management | For | For | |||||||||||
| 1B. | Election of Director: Larry D. De Shon | Management | For | For | |||||||||||
| 1C. | Election of Director: Carlos Dominguez | Management | For | For | |||||||||||
| 1D. | Election of Director: Trevor Fetter | Management | For | For | |||||||||||
| 1E. | Election of Director: Donna James | Management | For | For | |||||||||||
| 1F. | Election of Director: Kathryn A. Mikells | Management | For | For | |||||||||||
| 1G. | Election of Director: Michael G. Morris | Management | For | For | |||||||||||
| 1H. | Election of Director: Teresa W. Roseborough | Management | For | For | |||||||||||
| 1I. | Election of Director: Virginia P. Ruesterholz | Management | For | For | |||||||||||
| 1J. | Election of Director: Christopher J. Swift | Management | For | For | |||||||||||
| 1K. | Election of Director: Matthew E. Winter | Management | For | For | |||||||||||
| 1L. | Election of Director: Greig Woodring | Management | For | For | |||||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021. | Management | For | For | |||||||||||
| 3. | Management proposal to approve, on a non-binding advisory basis, the compensation of the Company's named executive officers as disclosed in the Company's proxy statement. | Management | For | For | |||||||||||
| HALLIBURTON COMPANY | |||||||||||||||
| Security | 406216101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | HAL | Meeting Date | 19-May-2021 | ||||||||||||
| ISIN | US4062161017 | Agenda | 935372829 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Abdulaziz F. Al Khayyal | Management | For | For | |||||||||||
| 1B. | Election of Director: William E. Albrecht | Management | For | For | |||||||||||
| 1C. | Election of Director: M. Katherine Banks | Management | For | For | |||||||||||
| 1D. | Election of Director: Alan M. Bennett | Management | For | For | |||||||||||
| 1E. | Election of Director: Milton Carroll | Management | For | For | |||||||||||
| 1F. | Election of Director: Murry S. Gerber | Management | For | For | |||||||||||
| 1G. | Election of Director: Patricia Hemingway Hall | Management | For | For | |||||||||||
| 1H. | Election of Director: Robert A. Malone | Management | For | For | |||||||||||
| 1I. | Election of Director: Jeffrey A. Miller | Management | For | For | |||||||||||
| 1J. | Election of Director: Bhavesh V. Patel | Management | For | For | |||||||||||
| 2. | Ratification of Selection of Principal Independent Public Accountants. | Management | For | For | |||||||||||
| 3. | Advisory Approval of Executive Compensation. | Management | For | For | |||||||||||
| 4. | Proposal to Amend and Restate the Halliburton Company Stock and Incentive Plan. | Management | For | For | |||||||||||
| 5. | Proposal to Amend and Restate the Halliburton Company Employee Stock Purchase Plan. | Management | For | For | |||||||||||
| ELANCO ANIMAL HEALTH INCORPORATED | |||||||||||||||
| Security | 28414H103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ELAN | Meeting Date | 19-May-2021 | ||||||||||||
| ISIN | US28414H1032 | Agenda | 935374885 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: William F. Doyle | Management | For | For | |||||||||||
| 1B. | Election of Director: Art A. Garcia | Management | For | For | |||||||||||
| 1C. | Election of Director: Denise Scots-Knight | Management | For | For | |||||||||||
| 1D. | Election of Director: Jeffrey N. Simmons | Management | For | For | |||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as the company's principal independent auditor for 2021. | Management | For | For | |||||||||||
| 3. | Non-binding vote on the compensation of named executive officers. | Management | For | For | |||||||||||
| 4. | To approve the Amended and Restated 2018 Elanco Stock Plan, including an amendment to increase the number of shares of Elanco common stock authorized for issuance thereunder by 9,000,000. | Management | For | For | |||||||||||
| THERMO FISHER SCIENTIFIC INC. | |||||||||||||||
| Security | 883556102 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | TMO | Meeting Date | 19-May-2021 | ||||||||||||
| ISIN | US8835561023 | Agenda | 935375736 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Marc N. Casper | Management | For | For | |||||||||||
| 1B. | Election of Director: Nelson J. Chai | Management | For | For | |||||||||||
| 1C. | Election of Director: C. Martin Harris | Management | For | For | |||||||||||
| 1D. | Election of Director: Tyler Jacks | Management | For | For | |||||||||||
| 1E. | Election of Director: R. Alexandra Keith | Management | For | For | |||||||||||
| 1F. | Election of Director: Thomas J. Lynch | Management | For | For | |||||||||||
| 1G. | Election of Director: Jim P. Manzi | Management | For | For | |||||||||||
| 1H. | Election of Director: James C. Mullen | Management | For | For | |||||||||||
| 1I. | Election of Director: Lars R. Sørensen | Management | For | For | |||||||||||
| 1J. | Election of Director: Debora L. Spar | Management | For | For | |||||||||||
| 1K. | Election of Director: Scott M. Sperling | Management | For | For | |||||||||||
| 1L. | Election of Director: Dion J. Weisler | Management | For | For | |||||||||||
| 2. | An advisory vote to approve named executive officer compensation. | Management | For | For | |||||||||||
| 3. | Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as the Company's independent auditors for 2021. | Management | For | For | |||||||||||
| 4. | A shareholder Proposal regarding special Shareholder Meetings. | Shareholder | Against | For | |||||||||||
| ITT INC. | |||||||||||||||
| Security | 45073V108 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ITT | Meeting Date | 19-May-2021 | ||||||||||||
| ISIN | US45073V1089 | Agenda | 935380357 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Orlando D. Ashford | Management | For | For | |||||||||||
| 1B. | Election of Director: Geraud Darnis | Management | For | For | |||||||||||
| 1C. | Election of Director: Donald DeFosset, Jr. | Management | For | For | |||||||||||
| 1D. | Election of Director: Nicholas C. Fanandakis | Management | For | For | |||||||||||
| 1E. | Election of Director: Richard P. Lavin | Management | For | For | |||||||||||
| 1F. | Election of Director: Mario Longhi | Management | Abstain | Against | |||||||||||
| 1G. | Election of Director: Rebecca A. McDonald | Management | For | For | |||||||||||
| 1H. | Election of Director: Timothy H. Powers | Management | For | For | |||||||||||
| 1I. | Election of Director: Luca Savi | Management | For | For | |||||||||||
| 1J. | Election of Director: Cheryl L. Shavers | Management | For | For | |||||||||||
| 1K. | Election of Director: Sabrina Soussan | Management | For | For | |||||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the 2021 fiscal year. | Management | For | For | |||||||||||
| 3. | Approval of an advisory vote on executive compensation. | Management | For | For | |||||||||||
| 4. | A shareholder proposal regarding special shareholder meetings. | Shareholder | Against | For | |||||||||||
| STATE STREET CORPORATION | |||||||||||||||
| Security | 857477103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | STT | Meeting Date | 19-May-2021 | ||||||||||||
| ISIN | US8574771031 | Agenda | 935380408 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: P. de Saint-Aignan | Management | For | For | |||||||||||
| 1B. | Election of Director: M. Chandoha | Management | For | For | |||||||||||
| 1C. | Election of Director: A. Fawcett | Management | For | For | |||||||||||
| 1D. | Election of Director: W. Freda | Management | For | For | |||||||||||
| 1E. | Election of Director: S. Mathew | Management | For | For | |||||||||||
| 1F. | Election of Director: W. Meaney | Management | For | For | |||||||||||
| 1G. | Election of Director: R. O'Hanley | Management | For | For | |||||||||||
| 1H. | Election of Director: S. O'Sullivan | Management | For | For | |||||||||||
| 1I. | Election of Director: J. Portalatin | Management | For | For | |||||||||||
| 1J. | Election of Director: J. Rhea | Management | For | For | |||||||||||
| 1K. | Election of Director: R. Sergel | Management | For | For | |||||||||||
| 1L. | Election of Director: G. Summe | Management | For | For | |||||||||||
| 2. | To approve an advisory proposal on executive compensation. | Management | For | For | |||||||||||
| 3. | To ratify the selection of Ernst & Young LLP as State Street's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | |||||||||||
| 4. | Shareholder proposal requesting that the board oversee a racial equity audit. | Shareholder | Abstain | Against | |||||||||||
| INTEGER HOLDINGS CORPORATION | |||||||||||||||
| Security | 45826H109 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ITGR | Meeting Date | 19-May-2021 | ||||||||||||
| ISIN | US45826H1095 | Agenda | 935384139 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Sheila Antrum | For | For | ||||||||||||
| 2 | Pamela G. Bailey | For | For | ||||||||||||
| 3 | Cheryl C. Capps | For | For | ||||||||||||
| 4 | Joseph W. Dziedzic | For | For | ||||||||||||
| 5 | James F. Hinrichs | For | For | ||||||||||||
| 6 | Jean Hobby | For | For | ||||||||||||
| 7 | Tyrone Jeffers | For | For | ||||||||||||
| 8 | M. Craig Maxwell | For | For | ||||||||||||
| 9 | Filippo Passerini | For | For | ||||||||||||
| 10 | Bill R. Sanford | For | For | ||||||||||||
| 11 | Donald J. Spence | For | For | ||||||||||||
| 12 | William B. Summers, Jr. | For | For | ||||||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for Integer Holdings Corporation for fiscal year 2021. | Management | For | For | |||||||||||
| 3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | |||||||||||
| 4. | To approve the adoption of the Integer Holdings Corporation 2021 Omnibus Incentive Plan. | Management | For | For | |||||||||||
| ARDAGH GROUP S.A. | |||||||||||||||
| Security | L0223L101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ARD | Meeting Date | 19-May-2021 | ||||||||||||
| ISIN | LU1565283667 | Agenda | 935406795 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| A1 | Consider the reports of the Board of Directors of the Company and the report of the statutory auditor (réviseur d'entreprises agréé) on the Company's consolidated financial statements for the financial year ended December 31, 2020 and approve the Company's consolidated financial statements for the financial year ended December 31, 2020. | Management | For | For | |||||||||||
| A2 | Consider the report of the statutory auditor (réviseur d'entreprises agréé) on the Company's annual accounts for the financial year ended December 31, 2020 and approve the Company's annual accounts for the financial year ended December 31, 2020. | Management | For | For | |||||||||||
| A3 | Confirm the distribution of dividends decided by the Board of Directors of the Company during the financial year ended December 31, 2020 and resolve to carry forward the remaining profit for the year ended December 31, 2020. | Management | For | For | |||||||||||
| A4 | Grant discharge (quitus) to all members of the Board of Directors of the Company who were in office during the financial year ended December 31, 2020 for the proper performance of their duties. | Management | For | For | |||||||||||
| A5A | Re-election of Class III Director until the 2024 annual general meeting: Mr. Johan Gorter | Management | For | For | |||||||||||
| A5B | Re-election of Class III Director until the 2024 annual general meeting: The Rt. Hon. the Lord Hammond of Runnymede | Management | For | For | |||||||||||
| A5C | Re-election of Class III Director until the 2024 annual general meeting: Mr. Damien O'Brien | Management | For | For | |||||||||||
| A5D | Re-election of Class III Director until the 2024 annual general meeting: Mr. Hermanus Troskie | Management | For | For | |||||||||||
| A6 | Approve the aggregate amount of the directors' remuneration. | Management | For | For | |||||||||||
| A7 | Appoint PricewaterhouseCoopers Société coopérative as statutory auditor (réviseur d'entreprises agréé) of the Company for the period ending at the 2022 annual general meeting of shareholders. | Management | For | For | |||||||||||
| E1 | Renewal of the authorization granted to the Board of Directors to increase the issued share capital up to the authorized share capital with authority to limit or cancel the shareholders' preferential subscription right, during a period of five years ending on the fifth anniversary of the 2021 Extraordinary General Meeting and amendment to article 7 of the Articles of Association accordingly. | Management | Abstain | Against | |||||||||||
| E2 | Renewal of the authorization granted to the Board of Directors to purchase, acquire or receive the Company's own shares for cancellation or hold them as treasury shares during a period of five years ending on the fifth anniversary of the 2021 Extraordinary General Meeting and amendment to article 9 of the Articles of Association accordingly. | Management | For | For | |||||||||||
| JC DECAUX SA | |||||||||||||||
| Security | F5333N100 | Meeting Type | MIX | ||||||||||||
| Ticker Symbol | Meeting Date | 20-May-2021 | |||||||||||||
| ISIN | FR0000077919 | Agenda | 713911964 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | |||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | |||||||||||||
| CMMT | 16 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CUSTODIAN) WILL BE REQUIRED TO-INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN-THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED-TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER-HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE-RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO-MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CUSTODIAN MAY USE YOUR VOTE- INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER-OR NOT THEY | Non-Voting | |||||||||||||
| REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT-SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER-DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING-REJECTED. THANK YOU | |||||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | |||||||||||||
| CMMT | 03 MAY 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202104142100906-45 AND-https://www.journal- officiel.gouv.fr/balo/document/202105032101281-53 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF COMMENT. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. | Non-Voting | |||||||||||||
| 1 | APPROVAL OF THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 - APPROVAL OF EXPENSES NON-DEDUCTIBLE FOR TAX PURPOSES | Management | No Action | ||||||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2020 | Management | No Action | ||||||||||||
| 3 | ALLOCATION OF PROFITS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2020 | Management | No Action | ||||||||||||
| 4 | STATUTORY AUDITORS' SPECIAL REPORT ON AGREEMENTS REFERRED TO IN ARTICLES L. 225-86 ET SEQ. OF THE COMMERCIAL CODE - ACKNOWLEDGEMENT OF THE ABSENCE OF NEW AGREEMENTS | Management | No Action | ||||||||||||
| 5 | REAPPOINTMENT OF MR. MICHEL BLEITRACH AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | ||||||||||||
| 6 | REAPPOINTMENT OF MR. JEAN-PIERRE DECAUX AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | ||||||||||||
| 7 | REAPPOINTMENT OF MR. JEAN-FRANCOIS DUCREST AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | ||||||||||||
| 8 | REAPPOINTMENT OF MR. PIERRE MUTZ AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | ||||||||||||
| 9 | DETERMINATION OF THE AMOUNT OF REMUNERATION OF THE MEMBERS OF THE SUPERVISORY BOARD | Management | No Action | ||||||||||||
| 10 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE EXECUTIVE BOARD AND MEMBERS OF THE EXECUTIVE BOARD IN ACCORDANCE WITH ARTICLE L. 22-10-26 II OF THE COMMERCIAL CODE | Management | No Action | ||||||||||||
| 11 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE SUPERVISORY BOARD AND MEMBERS OF THE SUPERVISORY BOARD IN ACCORDANCE WITH ARTICLE L. 22-10-26 II OF THE COMMERCIAL CODE | Management | No Action | ||||||||||||
| 12 | APPROVAL OF THE COMPENSATION PAID OR GRANTED IN RESPECT OF THE FINANCIAL YEAR ENDED DECEMBER 31, 2020 TO ALL CORPORATE OFFICERS (MEMBERS OF THE EXECUTIVE BOARD AND THE SUPERVISORY BOARD) | Management | No Action | ||||||||||||
| 13 | APPROVAL OF THE COMPENSATION PAID OR GRANTED TO JEAN-CHARLES DECAUX, CHAIRMAN OF THE EXECUTIVE BOARD, FOR THE YEAR ENDED DECEMBER 31, 2020 | Management | No Action | ||||||||||||
| 14 | APPROVAL OF THE COMPENSATION PAID OR GRANTED TO JEAN-FRANCOIS DECAUX, MEMBER OF THE EXECUTIVE BOARD AND CHIEF EXECUTIVE OFFICER, FOR THE YEAR ENDED DECEMBER 31, 2020 | Management | No Action | ||||||||||||
| 15 | APPROVAL OF THE COMPENSATION PAID OR GRANTED TO EMMANUEL BASTIDE, DAVID BOURG AND DANIEL HOFER, MEMBERS OF THE BOARD OF DIRECTORS, FOR THE YEAR ENDED DECEMBER 31, 2020 | Management | No Action | ||||||||||||
| 16 | APPROVAL OF THE COMPENSATION PAID OR GRANTED TO GERARD DEGONSE, CHAIRMAN OF THE SUPERVISORY BOARD, FOR THE YEAR ENDED DECEMBER 31, 2020 | Management | No Action | ||||||||||||
| 17 | AUTHORISATION TO BE GIVEN TO THE EXECUTIVE BOARD TO OPERATE ON THE COMPANY'S SHARES WITHIN THE FRAMEWORK OF THE MECHANISM UNDER ARTICLE L. 22-10-62 OF THE COMMERCIAL CODE | Management | No Action | ||||||||||||
| 18 | AUTHORISATION TO BE GIVEN TO THE EXECUTIVE BOARD TO REDUCE THE SHARE CAPITAL BY THE CANCELLATION OF TREASURY SHARES | Management | No Action | ||||||||||||
| 19 | DELEGATION OF AUTHORITY TO BE GIVEN TO THE EXECUTIVE BOARD TO ISSUE ORDINARY SHARES AND/OR EQUITY SECURITIES GIVING ACCESS TO OTHER SECURITIES OR GIVING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES AND/OR SECURITIES GIVING ACCESS TO SECURITIES TO BE ISSUED, WITH MAINTENANCE OF THE PREFERENTIAL SUBSCRIPTION RIGHT | Management | No Action | ||||||||||||
| 20 | DELEGATIONS TO INCREASE CAPITAL, WITHOUT PREFERENTIAL RIGHT TO SUBSCRIPTION, BY PUBLIC OFFER UNDER ARTICLE L.411-2 OF THE MONETARY AND FINANCIAL CODE | Management | No Action | ||||||||||||
| 21 | DELEGATIONS TO INCREASE CAPITAL, WITHOUT PREFERENTIAL RIGHT TO SUBSCRIPTION, BY AN OFFER REFERRED TO IN ARTICLE L 411-2 OF THE MONETARY AND FINANCIAL CODE | Management | No Action | ||||||||||||
| 22 | AUTHORISATION GRANTED TO THE EXECUTIVE BOARD, IN THE EVENT OF THE ISSUE WITH CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS OF ORDINARY SHARES AND/OR EQUITY SECURITIES GIVING ACCESS TO OTHER EQUITY SECURITIES OR GIVING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES AND/OR SECURITIES GIVING ACCESS TO EQUITY SECURITIES | Management | No Action | ||||||||||||
| 23 | DELEGATION OF AUTHORITY TO BE GIVEN TO THE EXECUTIVE BOARD TO INCREASE THE NUMBER OF SHARES OR SECURITIES GIVING ACCESS TO SECURITIES TO ISSUE (OVER-ALLOTMENT OPTION) IN CASE OF ISSUANCE WITH THE REMOVAL OR MAINTENANCE OF THE PREFERENTIAL SUBSCRIPTION RIGHT | Management | No Action | ||||||||||||
| 24 | DELEGATION OF AUTHORITY TO BE GIVEN TO THE EXECUTIVE BOARD TO INCREASE THE CAPITAL BY THE ISSUANCE OF ORDINARY SHARES AND/OR SECURITIES GIVING ACCESS TO THE CAPITAL, WITHIN THE LIMIT OF 10% OF THE CAPITAL TO REMUNERATE CONTRIBUTIONS IN KIND OF SHARES OR SECURITIES GIVING ACCESS TO THE CAPITAL | Management | No Action | ||||||||||||
| 25 | DELEGATION OF AUTHORITY TO BE GIVEN TO THE EXECUTIVE BOARD TO INCREASE THE SHARE CAPITAL BY INCORPORATION OF RESERVES, PROFITS OR PREMIUMS | Management | No Action | ||||||||||||
| 26 | AUTHORISATION TO BE GIVEN TO THE EXECUTIVE BOARD TO GRANT SHARE SUBSCRIPTION OR PURCHASE OPTIONS WITH REMOVAL OF THE PREFERENTIAL SUBSCRIPTION RIGHT IN FAVOUR OF SALARIED EMPLOYEES AND CORPORATE OFFICERS OF THE GROUP OR SOME OF THEM, WAIVER BY THE SHAREHOLDERS OF THEIR PREFERENTIAL SUBSCRIPTION RIGHT | Management | No Action | ||||||||||||
| 27 | AUTHORISATION TO BE GIVEN TO THE EXECUTIVE BOARD TO PROCEED WITH FREE ALLOCATIONS OF EXISTING SHARES OR NEW SHARES WITH REMOVAL OF THE PREFERENTIAL SUBSCRIPTION RIGHT IN FAVOUR OF THE SALARIED EMPLOYEES AND CORPORATE OFFICERS OF THE GROUP OR SOME OF THEM | Management | No Action | ||||||||||||
| 28 | DELEGATION OF AUTHORITY TO BE GIVEN TO THE EXECUTIVE BOARD TO DECIDE TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES OR SECURITIES GIVING ACCESS TO SECURITIES TO ISSUE RESERVED FOR MEMBERS OF SAVINGS PLANS, WITH REMOVAL OF THE PREFERENTIAL SUBSCRIPTION RIGHT IN FAVOUR OF THESE MEMBERS | Management | No Action | ||||||||||||
| 29 | DELEGATION OF AUTHORITY TO BE GIVEN TO THE EXECUTIVE BOARD TO DECIDE TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES OR SECURITIES GIVING ACCESS TO SECURITIES TO BE ISSUED RESERVED FOR CATEGORIES OF BENEFICIARIES WITHIN THE FRAMEWORK OF AN EMPLOYEE SHAREHOLDING OPERATION, WITH CANCELLATION OF THE PREFERENTIAL SUBSCRIPTION RIGHT | Management | No Action | ||||||||||||
| 30 | DELEGATION TO BE GIVEN TO THE SUPERVISORY BOARD TO HARMONIZE THE COMPANY'S BYLAWS | Management | No Action | ||||||||||||
| 31 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | ||||||||||||
| ENEL S.P.A. | |||||||||||||||
| Security | T3679P115 | Meeting Type | Ordinary General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 20-May-2021 | |||||||||||||
| ISIN | IT0003128367 | Agenda | 713943529 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | |||||||||||||
| O.1 | TO APPROVE THE BALANCE SHEET AS OF 31 DECEMBER 2020. BOARD OF DIRECTORS' REPORT, INTERNAL AND EXTERNAL AUDITORS REPORTS. RESOLUTIONS RELATED THERETO. TO PRESENT THE CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2020 AND THE NON-FINANCIAL CONSOLIDATED DECLARATION RELATED TO YEAR 2020 | Management | No Action | ||||||||||||
| O.2 | PROFIT ALLOCATION AND DIVIDEND DISTRIBUTION OF AVAILABLE RESERVES | Management | No Action | ||||||||||||
| O.3 | TO AUTHORISE THE PURCHASE AND DISPOSAL OF OWN SHARES, UPON REVOCATION OF THE AUTHORISATION CONFERRED BY THE ORDINARY MEETING OF THE 14 MAY 2020. RESOLUTIONS RELATED THERETO | Management | No Action | ||||||||||||
| O.4 | 2021 LONG-TERM INCENTIVE PLAN FOR THE MANAGEMENT OF ENEL S.P.A. AND/OR COMPANIES CONTROLLED BY IT AS PER ART. 2359 OF THE CIVIL CODE | Management | No Action | ||||||||||||
| O.5.1 | REWARDING POLICY AND EMOLUMENT PAID REPORT. FIRST SECTION: REWARDING POLICY REPORT FOR 2021 (BINDING RESOLUTION) | Management | No Action | ||||||||||||
| O.5.2 | REWARDING POLICY AND EMOLUMENT PAID REPORT. SECOND SECTION: EMOLUMENT PAID REPORT FOR 2020 (NON-BINDING RESOLUTION) | Management | No Action | ||||||||||||
| CMMT | 21 APR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||||||||||||
| CMMT | 22 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT-AND MEETING TYPE WAS CHANGED FROM AGM TO OGM. IF YOU HAVE ALREADY SENT IN-YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL- INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||||||
| THE HOME DEPOT, INC. | |||||||||||||||
| Security | 437076102 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | HD | Meeting Date | 20-May-2021 | ||||||||||||
| ISIN | US4370761029 | Agenda | 935365874 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Gerard J. Arpey | Management | For | For | |||||||||||
| 1B. | Election of Director: Ari Bousbib | Management | For | For | |||||||||||
| 1C. | Election of Director: Jeffery H. Boyd | Management | For | For | |||||||||||
| 1D. | Election of Director: Gregory D. Brenneman | Management | For | For | |||||||||||
| 1E. | Election of Director: J. Frank Brown | Management | For | For | |||||||||||
| 1F. | Election of Director: Albert P. Carey | Management | For | For | |||||||||||
| 1G. | Election of Director: Helena B. Foulkes | Management | For | For | |||||||||||
| 1H. | Election of Director: Linda R. Gooden | Management | For | For | |||||||||||
| 1I. | Election of Director: Wayne M. Hewett | Management | For | For | |||||||||||
| 1J. | Election of Director: Manuel Kadre | Management | For | For | |||||||||||
| 1K. | Election of Director: Stephanie C. Linnartz | Management | For | For | |||||||||||
| 1L. | Election of Director: Craig A. Menear | Management | For | For | |||||||||||
| 2. | Ratification of the Appointment of KPMG LLP. | Management | For | For | |||||||||||
| 3. | Advisory Vote to Approve Executive Compensation ("Say-on-Pay"). | Management | For | For | |||||||||||
| 4. | Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right. | Shareholder | Against | For | |||||||||||
| 5. | Shareholder Proposal Regarding Political Contributions Congruency Analysis. | Shareholder | Abstain | Against | |||||||||||
| 6. | Shareholder Proposal Regarding Report on Prison Labor in the Supply Chain. | Shareholder | Abstain | Against | |||||||||||
| MORGAN STANLEY | |||||||||||||||
| Security | 617446448 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | MS | Meeting Date | 20-May-2021 | ||||||||||||
| ISIN | US6174464486 | Agenda | 935372312 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Elizabeth Corley | Management | For | For | |||||||||||
| 1B. | Election of Director: Alistair Darling | Management | For | For | |||||||||||
| 1C. | Election of Director: Thomas H. Glocer | Management | For | For | |||||||||||
| 1D. | Election of Director: James P. Gorman | Management | For | For | |||||||||||
| 1E. | Election of Director: Robert H. Herz | Management | For | For | |||||||||||
| 1F. | Election of Director: Nobuyuki Hirano | Management | For | For | |||||||||||
| 1G. | Election of Director: Hironori Kamezawa | Management | For | For | |||||||||||
| 1H. | Election of Director: Shelley B. Leibowitz | Management | For | For | |||||||||||
| 1I. | Election of Director: Stephen J. Luczo | Management | For | For | |||||||||||
| 1J. | Election of Director: Jami Miscik | Management | For | For | |||||||||||
| 1K. | Election of Director: Dennis M. Nally | Management | For | For | |||||||||||
| 1L. | Election of Director: Mary L. Schapiro | Management | For | For | |||||||||||
| 1M. | Election of Director: Perry M. Traquina | Management | For | For | |||||||||||
| 1N. | Election of Director: Rayford Wilkins, Jr. | Management | For | For | |||||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as independent auditor. | Management | For | For | |||||||||||
| 3. | To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote). | Management | For | For | |||||||||||
| 4. | To approve the amended and restated Equity Incentive Compensation Plan. | Management | Against | Against | |||||||||||
| THE TRAVELERS COMPANIES, INC. | |||||||||||||||
| Security | 89417E109 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | TRV | Meeting Date | 20-May-2021 | ||||||||||||
| ISIN | US89417E1091 | Agenda | 935372766 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Alan L. Beller | Management | For | For | |||||||||||
| 1B. | Election of Director: Janet M. Dolan | Management | For | For | |||||||||||
| 1C. | Election of Director: Patricia L. Higgins | Management | For | For | |||||||||||
| 1D. | Election of Director: William J. Kane | Management | For | For | |||||||||||
| 1E. | Election of Director: Thomas B. Leonardi | Management | For | For | |||||||||||
| 1F. | Election of Director: Clarence Otis Jr. | Management | For | For | |||||||||||
| 1G. | Election of Director: Elizabeth E. Robinson | Management | For | For | |||||||||||
| 1H. | Election of Director: Philip T. Ruegger III | Management | For | For | |||||||||||
| 1I. | Election of Director: Todd C. Schermerhorn | Management | For | For | |||||||||||
| 1J. | Election of Director: Alan D. Schnitzer | Management | For | For | |||||||||||
| 1K. | Election of Director: Laurie J. Thomsen | Management | For | For | |||||||||||
| 2. | Ratification of the appointment of KPMG LLP as The Travelers Companies, Inc.'s independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| 3. | Non-binding vote to approve executive compensation. | Management | For | For | |||||||||||
| 4. | Approve an amendment to The Travelers Companies, Inc. Amended and Restated 2014 Stock Incentive Plan. | Management | For | For | |||||||||||
| OGE ENERGY CORP. | |||||||||||||||
| Security | 670837103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | OGE | Meeting Date | 20-May-2021 | ||||||||||||
| ISIN | US6708371033 | Agenda | 935372944 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Frank A. Bozich | Management | For | For | |||||||||||
| 1B. | Election of Director: Peter D. Clarke | Management | For | For | |||||||||||
| 1C. | Election of Director: Luke R. Corbett | Management | For | For | |||||||||||
| 1D. | Election of Director: David L. Hauser | Management | For | For | |||||||||||
| 1E. | Election of Director: Luther C. Kissam, IV | Management | For | For | |||||||||||
| 1F. | Election of Director: Judy R. McReynolds | Management | For | For | |||||||||||
| 1G. | Election of Director: David E. Rainbolt | Management | For | For | |||||||||||
| 1H. | Election of Director: J. Michael Sanner | Management | For | For | |||||||||||
| 1I. | Election of Director: Sheila G. Talton | Management | For | For | |||||||||||
| 1J. | Election of Director: Sean Trauschke | Management | For | For | |||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as the Company's principal independent accountants for 2021. | Management | For | For | |||||||||||
| 3. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | |||||||||||
| 4. | Amendment of the Restated Certificate of Incorporation and By- laws to Permit Shareholders to Act by Written Consent. | Management | For | For | |||||||||||
| 5. | Shareholder Proposal Regarding Simple Majority Vote. | Shareholder | Against | For | |||||||||||
| TELEPHONE AND DATA SYSTEMS, INC. | |||||||||||||||
| Security | 879433829 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | TDS | Meeting Date | 20-May-2021 | ||||||||||||
| ISIN | US8794338298 | Agenda | 935377487 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | C. A. Davis | Withheld | Against | ||||||||||||
| 2 | G. W. Off | Withheld | Against | ||||||||||||
| 3 | W. Oosterman | Withheld | Against | ||||||||||||
| 4 | G. L. Sugarman | Withheld | Against | ||||||||||||
| 2. | Ratify Accountants for 2021. | Management | For | For | |||||||||||
| 3. | Advisory vote to approve executive compensation. | Management | For | For | |||||||||||
| 4. | Shareholder proposal to recapitalize TDS' outstanding stock to have an equal vote per share. | Shareholder | For | Against | |||||||||||
| NEXTERA ENERGY, INC. | |||||||||||||||
| Security | 65339F101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | NEE | Meeting Date | 20-May-2021 | ||||||||||||
| ISIN | US65339F1012 | Agenda | 935378201 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Sherry S. Barrat | Management | For | For | |||||||||||
| 1B. | Election of Director: James L. Camaren | Management | For | For | |||||||||||
| 1C. | Election of Director: Kenneth B. Dunn | Management | For | For | |||||||||||
| 1D. | Election of Director: Naren K. Gursahaney | Management | For | For | |||||||||||
| 1E. | Election of Director: Kirk S. Hachigian | Management | For | For | |||||||||||
| 1F. | Election of Director: Amy B. Lane | Management | For | For | |||||||||||
| 1G. | Election of Director: David L. Porges | Management | For | For | |||||||||||
| 1H. | Election of Director: James L. Robo | Management | For | For | |||||||||||
| 1I. | Election of Director: Rudy E. Schupp | Management | For | For | |||||||||||
| 1J. | Election of Director: John L. Skolds | Management | For | For | |||||||||||
| 1K. | Election of Director: Lynn M. Utter | Management | For | For | |||||||||||
| 1L. | Election of Director: Darryl L. Wilson | Management | For | For | |||||||||||
| 2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| 3. | Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement. | Management | For | For | |||||||||||
| 4. | Approval of the NextEra Energy, Inc. 2021 Long Term Incentive Plan. | Management | For | For | |||||||||||
| 5. | A proposal entitled "Right to Act by Written Consent" to request action by written consent of shareholders. | Shareholder | Against | For | |||||||||||
| PG&E CORPORATION | |||||||||||||||
| Security | 69331C108 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | PCG | Meeting Date | 20-May-2021 | ||||||||||||
| ISIN | US69331C1080 | Agenda | 935380650 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Cheryl F. Campbell | Management | For | For | |||||||||||
| 1B. | Election of Director: Kerry W. Cooper | Management | For | For | |||||||||||
| 1C. | Election of Director: Arno L. Harris | Management | For | For | |||||||||||
| 1D. | Election of Director: Michael R. Niggli | Management | For | For | |||||||||||
| 1E. | Election of Director: Oluwadara J. Treseder | Management | For | For | |||||||||||
| 1F. | Election of Director: Benjamin F. Wilson | Management | For | For | |||||||||||
| 2. | Ratification of Deloitte and Touche, LLP as the Independent Public Accounting Firm. | Management | For | For | |||||||||||
| 3. | Advisory Vote on Executive Compensation. | Management | For | For | |||||||||||
| 4. | Management Proposal to Approve the PG&E Corporation 2021 Long- Term Incentive Plan. | Management | For | For | |||||||||||
| KANSAS CITY SOUTHERN | |||||||||||||||
| Security | 485170302 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | KSU | Meeting Date | 20-May-2021 | ||||||||||||
| ISIN | US4851703029 | Agenda | 935380977 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Lydia I. Beebe | Management | For | For | |||||||||||
| 1B. | Election of Director: Lu M. Córdova | Management | For | For | |||||||||||
| 1C. | Election of Director: Robert J. Druten | Management | For | For | |||||||||||
| 1D. | Election of Director: Antonio O. Garza, Jr. | Management | For | For | |||||||||||
| 1E. | Election of Director: David Garza-Santos | Management | For | For | |||||||||||
| 1F. | Election of Director: Janet H. Kennedy | Management | For | For | |||||||||||
| 1G. | Election of Director: Mitchell J. Krebs | Management | For | For | |||||||||||
| 1H. | Election of Director: Henry J. Maier | Management | For | For | |||||||||||
| 1I. | Election of Director: Thomas A. McDonnell | Management | For | For | |||||||||||
| 1J. | Election of Director: Patrick J. Ottensmeyer | Management | For | For | |||||||||||
| 2. | Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| 3. | An Advisory vote to approve the 2020 compensation of our named executive officers. | Management | For | For | |||||||||||
| LEAR CORPORATION | |||||||||||||||
| Security | 521865204 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | LEA | Meeting Date | 20-May-2021 | ||||||||||||
| ISIN | US5218652049 | Agenda | 935381133 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Mei-Wei Cheng | Management | For | For | |||||||||||
| 1B. | Election of Director: Jonathan F. Foster | Management | For | For | |||||||||||
| 1C. | Election of Director: Bradley M. Halverson | Management | For | For | |||||||||||
| 1D. | Election of Director: Mary Lou Jepsen | Management | For | For | |||||||||||
| 1E. | Election of Director: Roger A. Krone | Management | For | For | |||||||||||
| 1F. | Election of Director: Patricia L. Lewis | Management | For | For | |||||||||||
| 1G. | Election of Director: Kathleen A. Ligocki | Management | For | For | |||||||||||
| 1H. | Election of Director: Conrad L. Mallett, Jr. | Management | For | For | |||||||||||
| 1I. | Election of Director: Raymond E. Scott | Management | For | For | |||||||||||
| 1J. | Election of Director: Gregory C. Smith | Management | For | For | |||||||||||
| 2. | Ratification of the retention of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| 3. | Approve, in a non-binding advisory vote, Lear Corporation's executive compensation. | Management | For | For | |||||||||||
| ARCONIC CORPORATION | |||||||||||||||
| Security | 03966V107 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ARNC | Meeting Date | 20-May-2021 | ||||||||||||
| ISIN | US03966V1070 | Agenda | 935382464 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Frederick A. Henderson | Management | For | For | |||||||||||
| 1B. | Election of Director: William F. Austen | Management | For | For | |||||||||||
| 1C. | Election of Director: Christopher L. Ayers | Management | For | For | |||||||||||
| 1D. | Election of Director: Margaret S. Billson | Management | For | For | |||||||||||
| 1E. | Election of Director: Jacques Croisetiere | Management | For | For | |||||||||||
| 1F. | Election of Director: Elmer L. Doty | Management | For | For | |||||||||||
| 1G. | Election of Director: Carol S. Eicher | Management | For | For | |||||||||||
| 1H. | Election of Director: Timothy D. Myers | Management | For | For | |||||||||||
| 1I. | Election of Director: E. Stanley O'Neal | Management | For | For | |||||||||||
| 1J. | Election of Director: Jeffrey Stafeil | Management | For | For | |||||||||||
| 2. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | |||||||||||
| 3. | Approve, on an advisory basis, the frequency of advisory votes on the compensation of our named executive officers. | Management | 1 Year | For | |||||||||||
| 4. | Approve the Amended and Restated Arconic Corporation 2020 Stock Incentive Plan. | Management | For | For | |||||||||||
| 5. | Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| FLOWSERVE CORPORATION | |||||||||||||||
| Security | 34354P105 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | FLS | Meeting Date | 20-May-2021 | ||||||||||||
| ISIN | US34354P1057 | Agenda | 935382589 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: R. Scott Rowe | Management | For | For | |||||||||||
| 1B. | Election of Director: Sujeet Chand | Management | For | For | |||||||||||
| 1C. | Election of Director: Ruby R. Chandy | Management | For | For | |||||||||||
| 1D. | Election of Director: Gayla J. Delly | Management | For | For | |||||||||||
| 1E. | Election of Director: Roger L. Fix | Management | For | For | |||||||||||
| 1F. | Election of Director: John R. Friedery | Management | For | For | |||||||||||
| 1G. | Election of Director: John L. Garrison | Management | For | For | |||||||||||
| 1H. | Election of Director: Michael C. McMurray | Management | For | For | |||||||||||
| 1I. | Election of Director: David E. Roberts | Management | For | For | |||||||||||
| 1J. | Election of Director: Carlyn R. Taylor | Management | For | For | |||||||||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | |||||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP to serve as the Company's independent auditor for 2021. | Management | For | For | |||||||||||
| 4. | Management proposal to amend the Company's Restated Certificate of Incorporation to delete Article Tenth regarding supermajority approval of business combinations with certain interested parties. | Management | For | For | |||||||||||
| ZOETIS INC. | |||||||||||||||
| Security | 98978V103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ZTS | Meeting Date | 20-May-2021 | ||||||||||||
| ISIN | US98978V1035 | Agenda | 935383252 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Sanjay Khosla | Management | For | For | |||||||||||
| 1B. | Election of Director: Antoinette R. Leatherberry | Management | For | For | |||||||||||
| 1C. | Election of Director: Willie M. Reed | Management | For | For | |||||||||||
| 1D. | Election of Director: Linda Rhodes | Management | For | For | |||||||||||
| 2. | Advisory vote to approve our executive compensation (Say on Pay). | Management | For | For | |||||||||||
| 3. | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| 4. | Shareholder proposal regarding simple majority vote. | Shareholder | Against | For | |||||||||||
| NAVIENT CORPORATION | |||||||||||||||
| Security | 63938C108 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | NAVI | Meeting Date | 20-May-2021 | ||||||||||||
| ISIN | US63938C1080 | Agenda | 935384103 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Nominee for one-year term: Frederick Arnold | Management | For | For | |||||||||||
| 1B. | Election of Nominee for one-year term: Anna Escobedo Cabral | Management | For | For | |||||||||||
| 1C. | Election of Nominee for one-year term: Larry A. Klane | Management | For | For | |||||||||||
| 1D. | Election of Nominee for one-year term: Katherine A. Lehman | Management | For | For | |||||||||||
| 1E. | Election of Nominee for one-year term: Linda A. Mills | Management | For | For | |||||||||||
| 1F. | Election of Nominee for one-year term: John F. Remondi | Management | For | For | |||||||||||
| 1G. | Election of Nominee for one-year term: Jane J. Thompson | Management | For | For | |||||||||||
| 1H. | Election of Nominee for one-year term: Laura S. Unger | Management | For | For | |||||||||||
| 1I. | Election of Nominee for one-year term: David L. Yowan | Management | For | For | |||||||||||
| 2. | Ratify the appointment of KPMG LLP as Navient's independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| 3. | Approve, in a non-binding advisory vote, the compensation paid to Navient's named executive officers. | Management | For | For | |||||||||||
| CROWN CASTLE INTERNATIONAL CORP | |||||||||||||||
| Security | 22822V101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | CCI | Meeting Date | 21-May-2021 | ||||||||||||
| ISIN | US22822V1017 | Agenda | 935372588 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: P. Robert Bartolo | Management | For | For | |||||||||||
| 1B. | Election of Director: Jay A. Brown | Management | For | For | |||||||||||
| 1C. | Election of Director: Cindy Christy | Management | For | For | |||||||||||
| 1D. | Election of Director: Ari Q. Fitzgerald | Management | For | For | |||||||||||
| 1E. | Election of Director: Andrea J. Goldsmith | Management | For | For | |||||||||||
| 1F. | Election of Director: Lee W. Hogan | Management | For | For | |||||||||||
| 1G. | Election of Director: Tammy K. Jones | Management | For | For | |||||||||||
| 1H. | Election of Director: J. Landis Martin | Management | For | For | |||||||||||
| 1I. | Election of Director: Anthony J. Melone | Management | For | For | |||||||||||
| 1J. | Election of Director: W. Benjamin Moreland | Management | For | For | |||||||||||
| 1K. | Election of Director: Kevin A. Stephens | Management | For | For | |||||||||||
| 1L. | Election of Director: Matthew Thornton, III | Management | For | For | |||||||||||
| 2. | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal year 2021. | Management | For | For | |||||||||||
| 3. | The non-binding, advisory vote to approve the compensation of the Company's named executive officers. | Management | For | For | |||||||||||
| 4. | The non-binding, advisory vote regarding the frequency of voting on the compensation of the Company's named executive officers. | Management | 1 Year | For | |||||||||||
| HONEYWELL INTERNATIONAL INC. | |||||||||||||||
| Security | 438516106 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | HON | Meeting Date | 21-May-2021 | ||||||||||||
| ISIN | US4385161066 | Agenda | 935374861 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Darius Adamczyk | Management | For | For | |||||||||||
| 1B. | Election of Director: Duncan B. Angove | Management | For | For | |||||||||||
| 1C. | Election of Director: William S. Ayer | Management | For | For | |||||||||||
| 1D. | Election of Director: Kevin Burke | Management | For | For | |||||||||||
| 1E. | Election of Director: D. Scott Davis | Management | For | For | |||||||||||
| 1F. | Election of Director: Deborah Flint | Management | For | For | |||||||||||
| 1G. | Election of Director: Judd Gregg | Management | For | For | |||||||||||
| 1H. | Election of Director: Grace D. Lieblein | Management | For | For | |||||||||||
| 1I. | Election of Director: Raymond T. Odierno | Management | For | For | |||||||||||
| 1J. | Election of Director: George Paz | Management | For | For | |||||||||||
| 1K. | Election of Director: Robin L. Washington | Management | For | For | |||||||||||
| 2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | |||||||||||
| 3. | Approval of Independent Accountants. | Management | For | For | |||||||||||
| 4. | Shareholder Right To Act By Written Consent. | Shareholder | Against | For | |||||||||||
| REPUBLIC SERVICES, INC. | |||||||||||||||
| Security | 760759100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | RSG | Meeting Date | 21-May-2021 | ||||||||||||
| ISIN | US7607591002 | Agenda | 935380775 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Manuel Kadre | Management | For | For | |||||||||||
| 1B. | Election of Director: Tomago Collins | Management | For | For | |||||||||||
| 1C. | Election of Director: Michael A. Duffy | Management | For | For | |||||||||||
| 1D. | Election of Director: Thomas W. Handley | Management | For | For | |||||||||||
| 1E. | Election of Director: Jennifer M. Kirk | Management | For | For | |||||||||||
| 1F. | Election of Director: Michael Larson | Management | For | For | |||||||||||
| 1G. | Election of Director: Kim S. Pegula | Management | For | For | |||||||||||
| 1H. | Election of Director: James P. Snee | Management | For | For | |||||||||||
| 1I. | Election of Director: Brian S. Tyler | Management | For | For | |||||||||||
| 1J. | Election of Director: Sandra M. Volpe | Management | For | For | |||||||||||
| 1K. | Election of Director: Katharine B. Weymouth | Management | For | For | |||||||||||
| 2. | Advisory vote to approve our named executive officer compensation. | Management | For | For | |||||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| 4. | Shareholder Proposal to incorporate ESG metrics into executive compensation. | Shareholder | Abstain | Against | |||||||||||
| GRUPO TELEVISA, S.A.B. | |||||||||||||||
| Security | 40049J206 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | TV | Meeting Date | 24-May-2021 | ||||||||||||
| ISIN | US40049J2069 | Agenda | 935431027 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| I | Presentation and, in its case, approval for the Company and its controlled entities to carry out certain actions to combine its content segment with Univision Holdings, Inc. or its successors, including the other related acts that may be necessary or convenient in connection with the above. | Management | For | ||||||||||||
| II | Appointment of special delegates to formalize the resolutions adopted at the meeting. | Management | For | ||||||||||||
| MERCK & CO., INC. | |||||||||||||||
| Security | 58933Y105 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | MRK | Meeting Date | 25-May-2021 | ||||||||||||
| ISIN | US58933Y1055 | Agenda | 935381044 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Leslie A. Brun | Management | For | For | |||||||||||
| 1B. | Election of Director: Mary Ellen Coe | Management | For | For | |||||||||||
| 1C. | Election of Director: Pamela J. Craig | Management | For | For | |||||||||||
| 1D. | Election of Director: Kenneth C. Frazier | Management | For | For | |||||||||||
| 1E. | Election of Director: Thomas H. Glocer | Management | For | For | |||||||||||
| 1F. | Election of Director: Risa J. Lavizzo-Mourey | Management | For | For | |||||||||||
| 1G. | Election of Director: Stephen L. Mayo | Management | For | For | |||||||||||
| 1H. | Election of Director: Paul B. Rothman | Management | For | For | |||||||||||
| 1I. | Election of Director: Patricia F. Russo | Management | For | For | |||||||||||
| 1J. | Election of Director: Christine E. Seidman | Management | For | For | |||||||||||
| 1K. | Election of Director: Inge G. Thulin | Management | For | For | |||||||||||
| 1L. | Election of Director: Kathy J. Warden | Management | For | For | |||||||||||
| 1M. | Election of Director: Peter C. Wendell | Management | For | For | |||||||||||
| 2. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | For | For | |||||||||||
| 3. | Ratification of the appointment of the Company's independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| 4. | Shareholder proposal concerning a shareholder right to act by written consent. | Shareholder | Against | For | |||||||||||
| 5. | Shareholder proposal regarding access to COVID-19 products. | Shareholder | Abstain | Against | |||||||||||
| BIOMARIN PHARMACEUTICAL INC. | |||||||||||||||
| Security | 09061G101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | BMRN | Meeting Date | 25-May-2021 | ||||||||||||
| ISIN | US09061G1013 | Agenda | 935385357 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Jean-Jacques Bienaimé | For | For | ||||||||||||
| 2 | Elizabeth M. Anderson | For | For | ||||||||||||
| 3 | Willard Dere | For | For | ||||||||||||
| 4 | Michael Grey | For | For | ||||||||||||
| 5 | Elaine J. Heron | For | For | ||||||||||||
| 6 | Maykin Ho | For | For | ||||||||||||
| 7 | Robert J. Hombach | For | For | ||||||||||||
| 8 | V. Bryan Lawlis | For | For | ||||||||||||
| 9 | Richard A. Meier | For | For | ||||||||||||
| 10 | David E.I. Pyott | For | For | ||||||||||||
| 11 | Dennis J. Slamon | For | For | ||||||||||||
| 2. | To ratify the selection of KPMG LLP as the independent registered public accounting firm for BioMarin for the fiscal year ending December 31, 2021. | Management | For | For | |||||||||||
| 3. | To approve, on an advisory basis, the compensation of the Company's Named Executive Officers as disclosed in the Proxy Statement. | Management | For | For | |||||||||||
| 4. | To approve an amendment to the 2017 Equity Incentive Plan, as amended. | Management | Against | Against | |||||||||||
| VIACOMCBS INC. | |||||||||||||||
| Security | 92556H107 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | VIACA | Meeting Date | 25-May-2021 | ||||||||||||
| ISIN | US92556H1077 | Agenda | 935387868 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Robert M. Bakish | Management | For | For | |||||||||||
| 1B. | Election of Director: Candace K. Beinecke | Management | For | For | |||||||||||
| 1C. | Election of Director: Barbara M. Byrne | Management | For | For | |||||||||||
| 1D. | Election of Director: Brian Goldner | Management | For | For | |||||||||||
| 1E. | Election of Director: Linda M. Griego | Management | For | For | |||||||||||
| 1F. | Election of Director: Robert N. Klieger | Management | For | For | |||||||||||
| 1G. | Election of Director: Judith A. McHale | Management | For | For | |||||||||||
| 1H. | Election of Director: Ronald L. Nelson | Management | For | For | |||||||||||
| 1I. | Election of Director: Charles E. Phillips, Jr. | Management | For | For | |||||||||||
| 1J. | Election of Director: Shari E. Redstone | Management | For | For | |||||||||||
| 1K. | Election of Director: Susan Schuman | Management | For | For | |||||||||||
| 1L. | Election of Director: Nicole Seligman | Management | For | For | |||||||||||
| 1M. | Election of Director: Frederick O. Terrell | Management | For | For | |||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP to serve as the Company's independent registered public accounting firm for fiscal year 2021. | Management | For | For | |||||||||||
| 3. | Approval of an amendment and restatement of the Company's 2009 Long-Term Incentive Plan. | Management | For | For | |||||||||||
| 4. | Stockholder proposal requesting that the Company's Board of Directors take steps to enable stockholder proxy access. | Shareholder | Abstain | Against | |||||||||||
| CIRCOR INTERNATIONAL, INC. | |||||||||||||||
| Security | 17273K109 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | CIR | Meeting Date | 25-May-2021 | ||||||||||||
| ISIN | US17273K1097 | Agenda | 935391526 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: Scott Buckhout | Management | For | For | |||||||||||
| 1B | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: Samuel R. Chapin | Management | For | For | |||||||||||
| 1C | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: David F. Dietz | Management | For | For | |||||||||||
| 1D | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: Tina M. Donikowski | Management | For | For | |||||||||||
| 1E | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: Bruce Lisman | Management | For | For | |||||||||||
| 1F | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: John (Andy) O'Donnell | Management | For | For | |||||||||||
| 2. | To ratify the selection by the Audit Committee of the Board of Directors of the Company of Ernst & Young LLP as the Company's independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | |||||||||||
| 3. | To consider an advisory vote approving the compensation of the Company's Named Executive Officers. | Management | For | For | |||||||||||
| 4. | To approve an amendment to the Company's 2019 Stock Option and Incentive Plan to increase the number of shares available for issuance thereunder by 1,000,000. | Management | For | For | |||||||||||
| HOWMET AEROSPACE INC. | |||||||||||||||
| Security | 443201108 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | HWM | Meeting Date | 25-May-2021 | ||||||||||||
| ISIN | US4432011082 | Agenda | 935394990 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: James F. Albaugh | Management | For | For | |||||||||||
| 1B. | Election of Director: Amy E. Alving | Management | For | For | |||||||||||
| 1C. | Election of Director: Sharon R. Barner | Management | For | For | |||||||||||
| 1D. | Election of Director: Joseph S. Cantie | Management | For | For | |||||||||||
| 1E. | Election of Director: Robert F. Leduc | Management | For | For | |||||||||||
| 1F. | Election of Director: David J. Miller | Management | For | For | |||||||||||
| 1G. | Election of Director: Jody G. Miller | Management | For | For | |||||||||||
| 1H. | Election of Director: Tolga I. Oal | Management | For | For | |||||||||||
| 1I. | Election of Director: Nicole W. Piasecki | Management | For | For | |||||||||||
| 1J. | Election of Director: John C. Plant | Management | For | For | |||||||||||
| 1K. | Election of Director: Ulrich R. Schmidt | Management | For | For | |||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| 3. | To approve, on an advisory basis, executive compensation. | Management | For | For | |||||||||||
| 4. | Shareholder Proposal regarding an independent Board Chairman. | Shareholder | Against | For | |||||||||||
| LIBERTY MEDIA CORPORATION | |||||||||||||||
| Security | 531229706 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | BATRA | Meeting Date | 25-May-2021 | ||||||||||||
| ISIN | US5312297063 | Agenda | 935395233 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Brian M. Deevy | For | For | ||||||||||||
| 2 | Gregory B. Maffei | For | For | ||||||||||||
| 3 | Andrea L. Wong | For | For | ||||||||||||
| 2. | The auditors ratification proposal, to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | |||||||||||
| 3. | The say-on-pay proposal, to approve, on an advisory basis, the compensation of our named executive officers as described in the proxy statement under the heading "Executive Compensation." | Management | For | For | |||||||||||
| QURATE RETAIL, INC. | |||||||||||||||
| Security | 74915M308 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | QRTEP | Meeting Date | 25-May-2021 | ||||||||||||
| ISIN | US74915M3088 | Agenda | 935395245 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Richard N. Barton | For | For | ||||||||||||
| 2 | Michael A. George | For | For | ||||||||||||
| 3 | Gregory B. Maffei | For | For | ||||||||||||
| 2. | The auditors ratification proposal, to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | |||||||||||
| QURATE RETAIL, INC. | |||||||||||||||
| Security | 74915M100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | QRTEA | Meeting Date | 25-May-2021 | ||||||||||||
| ISIN | US74915M1009 | Agenda | 935395245 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Richard N. Barton | For | For | ||||||||||||
| 2 | Michael A. George | For | For | ||||||||||||
| 3 | Gregory B. Maffei | For | For | ||||||||||||
| 2. | The auditors ratification proposal, to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | |||||||||||
| NISOURCE INC. | |||||||||||||||
| Security | 65473P105 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | NI | Meeting Date | 25-May-2021 | ||||||||||||
| ISIN | US65473P1057 | Agenda | 935412560 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director to hold office until the next Annual Meeting: Peter A. Altabef | Management | For | For | |||||||||||
| 1B. | Election of Director to hold office until the next Annual Meeting: Theodore H. Bunting, Jr. | Management | For | For | |||||||||||
| 1C. | Election of Director to hold office until the next Annual Meeting: Eric L. Butler | Management | For | For | |||||||||||
| 1D. | Election of Director to hold office until the next Annual Meeting: Aristides S. Candris | Management | For | For | |||||||||||
| 1E. | Election of Director to hold office until the next Annual Meeting: Wayne S. DeVeydt | Management | For | For | |||||||||||
| 1F. | Election of Director to hold office until the next Annual Meeting: Joseph Hamrock | Management | For | For | |||||||||||
| 1G. | Election of Director to hold office until the next Annual Meeting: Deborah A. Henretta | Management | For | For | |||||||||||
| 1H. | Election of Director to hold office until the next Annual Meeting: Deborah A. P. Hersman | Management | For | For | |||||||||||
| 1I. | Election of Director to hold office until the next Annual Meeting: Michael E. Jesanis | Management | For | For | |||||||||||
| 1J. | Election of Director to hold office until the next Annual Meeting: Kevin T. Kabat | Management | For | For | |||||||||||
| 1K. | Election of Director to hold office until the next Annual Meeting: Carolyn Y. Woo | Management | For | For | |||||||||||
| 1L. | Election of Director to hold office until the next Annual Meeting: Lloyd M. Yates | Management | For | For | |||||||||||
| 2. | To approve named executive officer compensation on an advisory basis. | Management | For | For | |||||||||||
| 3. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| 4. | To consider a stockholder proposal regarding proxy access. | Shareholder | Abstain | Against | |||||||||||
| M&T BANK CORPORATION | |||||||||||||||
| Security | 55261F104 | Meeting Type | Special | ||||||||||||
| Ticker Symbol | MTB | Meeting Date | 25-May-2021 | ||||||||||||
| ISIN | US55261F1049 | Agenda | 935420238 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | TO APPROVE THE AMENDMENT OF THE RESTATED CERTIFICATE OF INCORPORATION OF M&T BANK CORPORATION ("M&T") TO EFFECT AN INCREASE IN THE NUMBER OF AUTHORIZED SHARES OF M&T'S CAPITAL STOCK FROM 251,000,000 TO 270,000,000 AND TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF M&T'S PREFERRED STOCK FROM 1,000,000 TO 20,000,000 (THE "M&T CHARTER AMENDMENT PROPOSAL"). | Management | For | For | |||||||||||
| 2. | TO APPROVE THE ISSUANCE OF M&T COMMON STOCK TO HOLDERS OF PEOPLE'S UNITED FINANCIAL, INC. ("PEOPLE'S UNITED") COMMON STOCK PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY 21, 2021 (AS IT MAY BE AMENDED FROM TIME TO TIME), BY AND AMONG M&T, BRIDGE MERGER CORP. AND PEOPLE'S UNITED (THE "M&T SHARE ISSUANCE PROPOSAL"). | Management | For | For | |||||||||||
| 3. | TO ADJOURN THE M&T SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF, IMMEDIATELY PRIOR TO SUCH ADJOURNMENT, THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE M&T CHARTER AMENDMENT PROPOSAL AND/OR THE M&T SHARE ISSUANCE PROPOSAL, OR TO ENSURE THAT ANY SUPPLEMENT OR AMENDMENT TO THE ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS IS TIMELY PROVIDED TO HOLDERS OF M&T COMMON STOCK. | Management | For | For | |||||||||||
| EXXON MOBIL CORPORATION | |||||||||||||||
| Security | 30231G102 | Meeting Type | Contested-Annual | ||||||||||||
| Ticker Symbol | XOM | Meeting Date | 26-May-2021 | ||||||||||||
| ISIN | US30231G1022 | Agenda | 935378338 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Michael J. Angelakis | For | For | ||||||||||||
| 2 | Susan K. Avery | For | For | ||||||||||||
| 3 | Angela F. Braly | For | For | ||||||||||||
| 4 | Ursula M. Burns | For | For | ||||||||||||
| 5 | Kenneth C. Frazier | For | For | ||||||||||||
| 6 | Joseph L. Hooley | For | For | ||||||||||||
| 7 | Steven A. Kandarian | For | For | ||||||||||||
| 8 | Douglas R. Oberhelman | For | For | ||||||||||||
| 9 | Samuel J. Palmisano | For | For | ||||||||||||
| 10 | Jeffrey W. Ubben | For | For | ||||||||||||
| 11 | Darren W. Woods | For | For | ||||||||||||
| 12 | Wan Zulkiflee | For | For | ||||||||||||
| 2. | Ratification of Independent Auditors. | Management | For | For | |||||||||||
| 3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | |||||||||||
| 4. | Independent Chairman. | Shareholder | Against | For | |||||||||||
| 5. | Special Shareholder Meetings. | Shareholder | Against | For | |||||||||||
| 6. | Report on Scenario Analysis. | Shareholder | Abstain | Against | |||||||||||
| 7. | Report on Environmental Expenditures. | Shareholder | Abstain | Against | |||||||||||
| 8. | Report on Political Contributions. | Shareholder | Abstain | Against | |||||||||||
| 9. | Report on Lobbying. | Shareholder | Abstain | Against | |||||||||||
| 10. | Report on Climate Lobbying. | Shareholder | Abstain | Against | |||||||||||
| ADVANCE AUTO PARTS, INC. | |||||||||||||||
| Security | 00751Y106 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | AAP | Meeting Date | 26-May-2021 | ||||||||||||
| ISIN | US00751Y1064 | Agenda | 935378718 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Carla J. Bailo | Management | For | For | |||||||||||
| 1B. | Election of Director: John F. Ferraro | Management | For | For | |||||||||||
| 1C. | Election of Director: Thomas R. Greco | Management | For | For | |||||||||||
| 1D. | Election of Director: Jeffrey J. Jones II | Management | For | For | |||||||||||
| 1E. | Election of Director: Eugene I. Lee, Jr. | Management | For | For | |||||||||||
| 1F. | Election of Director: Sharon L. McCollam | Management | For | For | |||||||||||
| 1G. | Election of Director: Douglas A. Pertz | Management | For | For | |||||||||||
| 1H. | Election of Director: Nigel Travis | Management | For | For | |||||||||||
| 1I. | Election of Director: Arthur L. Valdez Jr. | Management | For | For | |||||||||||
| 2. | Approve, by advisory vote, the compensation of our named executive officers. | Management | For | For | |||||||||||
| 3. | Ratify the appointment of Deloitte & Touche LLP (Deloitte) as our independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| 4. | Advisory vote on the stockholder proposal, if presented at the Annual Meeting, regarding amending our proxy access rights to remove the shareholder aggregation limit. | Shareholder | Abstain | Against | |||||||||||
| INCYTE CORPORATION | |||||||||||||||
| Security | 45337C102 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | INCY | Meeting Date | 26-May-2021 | ||||||||||||
| ISIN | US45337C1027 | Agenda | 935380864 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1.1 | Election of Director: Julian C. Baker | Management | For | For | |||||||||||
| 1.2 | Election of Director: Jean-Jacques Bienaimé | Management | For | For | |||||||||||
| 1.3 | Election of Director: Paul J. Clancy | Management | For | For | |||||||||||
| 1.4 | Election of Director: Wendy L. Dixon | Management | For | For | |||||||||||
| 1.5 | Election of Director: Jacqualyn A. Fouse | Management | For | For | |||||||||||
| 1.6 | Election of Director: Edmund P. Harrigan | Management | For | For | |||||||||||
| 1.7 | Election of Director: Katherine A. High | Management | For | For | |||||||||||
| 1.8 | Election of Director: Hervé Hoppenot | Management | For | For | |||||||||||
| 2. | Approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers. | Management | For | For | |||||||||||
| 3. | Approve amendments to the Company's Amended and Restated 2010 Stock Incentive Plan. | Management | Against | Against | |||||||||||
| 4. | Ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| ANTHEM, INC. | |||||||||||||||
| Security | 036752103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ANTM | Meeting Date | 26-May-2021 | ||||||||||||
| ISIN | US0367521038 | Agenda | 935387488 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1.1 | Election of Director: Lewis Hay, III | Management | For | For | |||||||||||
| 1.2 | Election of Director: Antonio F. Neri | Management | For | For | |||||||||||
| 1.3 | Election of Director: Ramiro G. Peru | Management | For | For | |||||||||||
| 2. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | |||||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| MOLSON COORS BEVERAGE COMPANY | |||||||||||||||
| Security | 60871R209 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | TAP | Meeting Date | 26-May-2021 | ||||||||||||
| ISIN | US60871R2094 | Agenda | 935387589 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Roger G. Eaton | For | For | ||||||||||||
| 2 | Charles M. Herington | For | For | ||||||||||||
| 3 | H. Sanford Riley | For | For | ||||||||||||
| 2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | |||||||||||
| CHEVRON CORPORATION | |||||||||||||||
| Security | 166764100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | CVX | Meeting Date | 26-May-2021 | ||||||||||||
| ISIN | US1667641005 | Agenda | 935390132 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Wanda M. Austin | Management | For | For | |||||||||||
| 1B. | Election of Director: John B. Frank | Management | For | For | |||||||||||
| 1C. | Election of Director: Alice P. Gast | Management | For | For | |||||||||||
| 1D. | Election of Director: Enrique Hernandez, Jr. | Management | For | For | |||||||||||
| 1E. | Election of Director: Marillyn A. Hewson | Management | For | For | |||||||||||
| 1F. | Election of Director: Jon M. Huntsman Jr. | Management | For | For | |||||||||||
| 1G. | Election of Director: Charles W. Moorman IV | Management | For | For | |||||||||||
| 1H. | Election of Director: Dambisa F. Moyo | Management | For | For | |||||||||||
| 1I. | Election of Director: Debra Reed-Klages | Management | For | For | |||||||||||
| 1J. | Election of Director: Ronald D. Sugar | Management | For | For | |||||||||||
| 1K. | Election of Director: D. James Umpleby III | Management | For | For | |||||||||||
| 1L. | Election of Director: Michael K. Wirth | Management | For | For | |||||||||||
| 2. | Ratification of Appointment of PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm. | Management | For | For | |||||||||||
| 3. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | |||||||||||
| 4. | Reduce Scope 3 Emissions. | Shareholder | Abstain | Against | |||||||||||
| 5. | Report on Impacts of Net Zero 2050 Scenario. | Shareholder | Abstain | Against | |||||||||||
| 6. | Shift to Public Benefit Corporation. | Shareholder | Against | For | |||||||||||
| 7. | Report on Lobbying. | Shareholder | Abstain | Against | |||||||||||
| 8. | Independent Chair. | Shareholder | Against | For | |||||||||||
| 9. | Special Meetings. | Shareholder | Against | For | |||||||||||
| DENTSPLY SIRONA INC. | |||||||||||||||
| Security | 24906P109 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | XRAY | Meeting Date | 26-May-2021 | ||||||||||||
| ISIN | US24906P1093 | Agenda | 935390219 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Eric K. Brandt | Management | For | For | |||||||||||
| 1B. | Election of Director: Donald M. Casey Jr. | Management | For | For | |||||||||||
| 1C. | Election of Director: Willie A. Deese | Management | For | For | |||||||||||
| 1D. | Election of Director: Betsy D. Holden | Management | For | For | |||||||||||
| 1E. | Election of Director: Clyde R. Hosein | Management | For | For | |||||||||||
| 1F. | Election of Director: Arthur D. Kowaloff | Management | For | For | |||||||||||
| 1G. | Election of Director: Harry M. Kraemer Jr. | Management | For | For | |||||||||||
| 1H. | Election of Director: Gregory T. Lucier | Management | For | For | |||||||||||
| 1I. | Election of Director: Leslie F. Varon | Management | For | For | |||||||||||
| 1J. | Election of Director: Janet S. Vergis | Management | For | For | |||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for 2021. | Management | For | For | |||||||||||
| 3. | Approval, by non-binding vote, of the Company's executive compensation. | Management | For | For | |||||||||||
| EQUINIX, INC. | |||||||||||||||
| Security | 29444U700 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | EQIX | Meeting Date | 26-May-2021 | ||||||||||||
| ISIN | US29444U7000 | Agenda | 935390550 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Thomas Bartlett | For | For | ||||||||||||
| 2 | Nanci Caldwell | For | For | ||||||||||||
| 3 | Adaire Fox-Martin | For | For | ||||||||||||
| 4 | Gary Hromadko | For | For | ||||||||||||
| 5 | Irving Lyons III | For | For | ||||||||||||
| 6 | Charles Meyers | For | For | ||||||||||||
| 7 | Christopher Paisley | For | For | ||||||||||||
| 8 | Sandra Rivera | For | For | ||||||||||||
| 9 | Peter Van Camp | For | For | ||||||||||||
| 2. | To approve, by a non-binding advisory vote, the compensation of Equinix's named executive officers. | Management | For | For | |||||||||||
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending Dec. 31, 2021. | Management | For | For | |||||||||||
| 4. | A stockholder proposal, related to written consent of stockholders. | Shareholder | Against | For | |||||||||||
| ONEOK, INC. | |||||||||||||||
| Security | 682680103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | OKE | Meeting Date | 26-May-2021 | ||||||||||||
| ISIN | US6826801036 | Agenda | 935390726 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Brian L. Derksen | Management | For | For | |||||||||||
| 1B. | Election of Director: Julie H. Edwards | Management | For | For | |||||||||||
| 1C. | Election of Director: John W. Gibson | Management | For | For | |||||||||||
| 1D. | Election of Director: Mark W. Helderman | Management | For | For | |||||||||||
| 1E. | Election of Director: Randall J. Larson | Management | For | For | |||||||||||
| 1F. | Election of Director: Steven J. Malcolm | Management | For | For | |||||||||||
| 1G. | Election of Director: Jim W. Mogg | Management | For | For | |||||||||||
| 1H. | Election of Director: Pattye L. Moore | Management | For | For | |||||||||||
| 1I. | Election of Director: Eduardo A. Rodriguez | Management | For | For | |||||||||||
| 1J. | Election of Director: Gerald B. Smith | Management | For | For | |||||||||||
| 1K. | Election of Director: Terry K. Spencer | Management | For | For | |||||||||||
| 2. | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of ONEOK, Inc. for the year ending December 31, 2021. | Management | For | For | |||||||||||
| 3. | An advisory vote to approve ONEOK, Inc.'s executive compensation. | Management | For | For | |||||||||||
| PAYPAL HOLDINGS, INC. | |||||||||||||||
| Security | 70450Y103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | PYPL | Meeting Date | 26-May-2021 | ||||||||||||
| ISIN | US70450Y1038 | Agenda | 935392617 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Rodney C. Adkins | Management | For | For | |||||||||||
| 1B. | Election of Director: Jonathan Christodoro | Management | For | For | |||||||||||
| 1C. | Election of Director: John J. Donahoe | Management | For | For | |||||||||||
| 1D. | Election of Director: David W. Dorman | Management | For | For | |||||||||||
| 1E. | Election of Director: Belinda J. Johnson | Management | For | For | |||||||||||
| 1F. | Election of Director: Gail J. McGovern | Management | For | For | |||||||||||
| 1G. | Election of Director: Deborah M. Messemer | Management | For | For | |||||||||||
| 1H. | Election of Director: David M. Moffett | Management | For | For | |||||||||||
| 1I. | Election of Director: Ann M. Sarnoff | Management | For | For | |||||||||||
| 1J. | Election of Director: Daniel H. Schulman | Management | For | For | |||||||||||
| 1K. | Election of Director: Frank D. Yeary | Management | For | For | |||||||||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | |||||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2021. | Management | For | For | |||||||||||
| 4. | Stockholder proposal - Stockholder right to act by written consent. | Shareholder | Against | For | |||||||||||
| 5. | Stockholder Proposal - Assessing Inclusion in the Workplace. | Shareholder | Abstain | Against | |||||||||||
| STERICYCLE, INC. | |||||||||||||||
| Security | 858912108 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | SRCL | Meeting Date | 26-May-2021 | ||||||||||||
| ISIN | US8589121081 | Agenda | 935394813 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Robert S. Murley | Management | For | For | |||||||||||
| 1B. | Election of Director: Cindy J. Miller | Management | For | For | |||||||||||
| 1C. | Election of Director: Brian P. Anderson | Management | For | For | |||||||||||
| 1D. | Election of Director: Lynn D. Bleil | Management | For | For | |||||||||||
| 1E. | Election of Director: Thomas F. Chen | Management | For | For | |||||||||||
| 1F. | Election of Director: J. Joel Hackney, Jr. | Management | For | For | |||||||||||
| 1G. | Election of Director: Veronica M. Hagen | Management | For | For | |||||||||||
| 1H. | Election of Director: Stephen C. Hooley | Management | For | For | |||||||||||
| 1I. | Election of Director: James J. Martell | Management | For | For | |||||||||||
| 1J. | Election of Director: Kay G. Priestly | Management | For | For | |||||||||||
| 1K. | Election of Director: James L. Welch | Management | For | For | |||||||||||
| 1L. | Election of Director: Mike S. Zafirovski | Management | For | For | |||||||||||
| 2. | Advisory vote to approve executive compensation. | Management | For | For | |||||||||||
| 3. | Approval of the Stericycle, Inc. 2021 Long-Term Incentive Plan. | Management | Against | Against | |||||||||||
| 4. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| 5. | Stockholder proposal entitled Improve our Excess Baggage Special Shareholder Meeting "Right". | Shareholder | Against | For | |||||||||||
| 6. | Stockholder proposal with respect to amendment of our compensation clawback policy. | Shareholder | Against | For | |||||||||||
| BLACKROCK, INC. | |||||||||||||||
| Security | 09247X101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | BLK | Meeting Date | 26-May-2021 | ||||||||||||
| ISIN | US09247X1019 | Agenda | 935394849 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Bader M. Alsaad | Management | For | For | |||||||||||
| 1B. | Election of Director: Pamela Daley | Management | For | For | |||||||||||
| 1C. | Election of Director: Jessica P. Einhorn | Management | For | For | |||||||||||
| 1D. | Election of Director: Laurence D. Fink | Management | For | For | |||||||||||
| 1E. | Election of Director: William E. Ford | Management | For | For | |||||||||||
| 1F. | Election of Director: Fabrizio Freda | Management | For | For | |||||||||||
| 1G. | Election of Director: Murry S. Gerber | Management | For | For | |||||||||||
| 1H. | Election of Director: Margaret "Peggy" L. Johnson | Management | For | For | |||||||||||
| 1I. | Election of Director: Robert S. Kapito | Management | For | For | |||||||||||
| 1J. | Election of Director: Cheryl D. Mills | Management | For | For | |||||||||||
| 1K. | Election of Director: Gordon M. Nixon | Management | For | For | |||||||||||
| 1L. | Election of Director: Charles H. Robbins | Management | For | For | |||||||||||
| 1M. | Election of Director: Marco Antonio Slim Domit | Management | For | For | |||||||||||
| 1N. | Election of Director: Hans E. Vestberg | Management | For | For | |||||||||||
| 1O. | Election of Director: Susan L. Wagner | Management | For | For | |||||||||||
| 1P. | Election of Director: Mark Wilson | Management | For | For | |||||||||||
| 2. | Approval, in a non-binding advisory vote, of the compensation for named executive officers. | Management | For | For | |||||||||||
| 3. | Ratification of the appointment of Deloitte LLP as BlackRock's independent registered public accounting firm for the fiscal year 2021. | Management | For | For | |||||||||||
| 4A. | Approve amendments to BlackRock's Amended and Restated Certificate of Incorporation to: Provide shareholders with the right to call a special meeting. | Management | For | For | |||||||||||
| 4B. | Approve amendments to BlackRock's Amended and Restated Certificate of Incorporation to: Eliminate certain supermajority vote requirements. | Management | For | For | |||||||||||
| 4C. | Approve amendments to BlackRock's Amended and Restated Certificate of Incorporation to: Eliminate certain provisions that are no longer applicable and make certain other technical revisions. | Management | For | For | |||||||||||
| 5. | Shareholder Proposal - Amend Certificate of Incorporation to convert to a public benefit corporation. | Shareholder | Against | For | |||||||||||
| ILLUMINA, INC. | |||||||||||||||
| Security | 452327109 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ILMN | Meeting Date | 26-May-2021 | ||||||||||||
| ISIN | US4523271090 | Agenda | 935395485 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Caroline D. Dorsa | Management | For | For | |||||||||||
| 1B. | Election of Director: Robert S. Epstein, M.D. | Management | For | For | |||||||||||
| 1C. | Election of Director: Scott Gottlieb, M.D. | Management | For | For | |||||||||||
| 1D. | Election of Director: Gary S. Guthart | Management | For | For | |||||||||||
| 1E. | Election of Director: Philip W. Schiller | Management | For | For | |||||||||||
| 1F. | Election of Director: John W. Thompson | Management | For | For | |||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 2, 2022. | Management | For | For | |||||||||||
| 3. | To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the Proxy Statement. | Management | For | For | |||||||||||
| FACEBOOK, INC. | |||||||||||||||
| Security | 30303M102 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | FB | Meeting Date | 26-May-2021 | ||||||||||||
| ISIN | US30303M1027 | Agenda | 935395891 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Peggy Alford | For | For | ||||||||||||
| 2 | Marc L. Andreessen | For | For | ||||||||||||
| 3 | Andrew W. Houston | For | For | ||||||||||||
| 4 | Nancy Killefer | For | For | ||||||||||||
| 5 | Robert M. Kimmitt | For | For | ||||||||||||
| 6 | Sheryl K. Sandberg | For | For | ||||||||||||
| 7 | Peter A. Thiel | For | For | ||||||||||||
| 8 | Tracey T. Travis | For | For | ||||||||||||
| 9 | Mark Zuckerberg | For | For | ||||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | |||||||||||
| 3. | To approve an amendment to the director compensation policy. | Management | For | For | |||||||||||
| 4. | A shareholder proposal regarding dual class capital structure. | Shareholder | Against | For | |||||||||||
| 5. | A shareholder proposal regarding an independent chair. | Shareholder | Against | For | |||||||||||
| 6. | A shareholder proposal regarding child exploitation. | Shareholder | Abstain | Against | |||||||||||
| 7. | A shareholder proposal regarding human/civil rights expert on board. | Shareholder | Abstain | Against | |||||||||||
| 8. | A shareholder proposal regarding platform misuse. | Shareholder | Abstain | Against | |||||||||||
| 9. | A shareholder proposal regarding public benefit corporation. | Shareholder | Against | For | |||||||||||
| AMAZON.COM, INC. | |||||||||||||||
| Security | 023135106 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | AMZN | Meeting Date | 26-May-2021 | ||||||||||||
| ISIN | US0231351067 | Agenda | 935397592 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Jeffrey P. Bezos | Management | For | For | |||||||||||
| 1B. | Election of Director: Keith B. Alexander | Management | For | For | |||||||||||
| 1C. | Election of Director: Jamie S. Gorelick | Management | For | For | |||||||||||
| 1D. | Election of Director: Daniel P. Huttenlocher | Management | For | For | |||||||||||
| 1E. | Election of Director: Judith A. McGrath | Management | For | For | |||||||||||
| 1F. | Election of Director: Indra K. Nooyi | Management | For | For | |||||||||||
| 1G. | Election of Director: Jonathan J. Rubinstein | Management | For | For | |||||||||||
| 1H. | Election of Director: Thomas O. Ryder | Management | For | For | |||||||||||
| 1I. | Election of Director: Patricia Q. Stonesifer | Management | For | For | |||||||||||
| 1J. | Election of Director: Wendell P. Weeks | Management | For | For | |||||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Management | For | For | |||||||||||
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||
| 4. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE. | Shareholder | Abstain | Against | |||||||||||
| 5. | SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY. | Shareholder | Against | For | |||||||||||
| 6. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY. | Shareholder | Abstain | Against | |||||||||||
| 7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA. | Shareholder | Abstain | Against | |||||||||||
| 8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS. | Shareholder | Abstain | Against | |||||||||||
| 9. | SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY AUDIT REPORT. | Shareholder | Abstain | Against | |||||||||||
| 10. | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY. | Shareholder | Against | For | |||||||||||
| 11. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON COMPETITION STRATEGY AND RISK. | Shareholder | Against | For | |||||||||||
| 12. | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS. | Shareholder | Against | For | |||||||||||
| 13. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING. | Shareholder | Abstain | Against | |||||||||||
| 14. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES. | Shareholder | Abstain | Against | |||||||||||
| NEW YORK COMMUNITY BANCORP, INC. | |||||||||||||||
| Security | 649445103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | NYCB | Meeting Date | 26-May-2021 | ||||||||||||
| ISIN | US6494451031 | Agenda | 935400286 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Thomas R. Cangemi | Management | For | For | |||||||||||
| 1B. | Election of Director: Hanif "Wally" Dahya | Management | For | For | |||||||||||
| 1C. | Election of Director: James J. O'Donovan | Management | For | For | |||||||||||
| 2. | The ratification of the appointment of KPMG LLP as the independent registered public accounting firm of New York Community Bancorp, Inc. for the fiscal year ending December 31, 2021. | Management | For | For | |||||||||||
| 3. | An advisory vote to approve compensation for our executive officers disclosed in the accompanying Proxy Statement. | Management | For | For | |||||||||||
| 4. | A proposal to amend the Amended and Restated Certificate of Incorporation of the Company in order to phase out the classification of the board of directors and provide instead for the annual election of directors. | Management | For | For | |||||||||||
| 5. | A shareholder proposal requesting board action to provide shareholders with the right to act by written consent. | Shareholder | Against | For | |||||||||||
| EXOR N.V. | |||||||||||||||
| Security | N3140A107 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 27-May-2021 | |||||||||||||
| ISIN | NL0012059018 | Agenda | 713942983 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | |||||||||||||
| 1 | OPENING | Non-Voting | |||||||||||||
| 2.A | 2020 ANNUAL REPORT | Non-Voting | |||||||||||||
| 2.B | REMUNERATION REPORT (ADVISORY VOTE) | Management | No Action | ||||||||||||
| 2.C | ADOPTION 2020 ANNUAL ACCOUNTS | Management | No Action | ||||||||||||
| 2.D | EXPLANATION OF THE POLICY ON DIVIDENDS | Non-Voting | |||||||||||||
| 2.E | DIVIDEND DISTRIBUTION | Management | No Action | ||||||||||||
| 3.A | APPOINTMENT ERNST & YOUNG ACCOUNTANTS LLP AS INDEPENDENT EXTERNAL AUDITOR CHARGED WITH THE AUDITING OF THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR 2021 | Management | No Action | ||||||||||||
| 4.A | RELEASE FROM LIABILITY OF THE EXECUTIVE DIRECTORS | Management | No Action | ||||||||||||
| 4.B | RELEASE FROM LIABILITY OF THE NON-EXECUTIVE DIRECTORS | Management | No Action | ||||||||||||
| 5.A | APPOINTMENT OF MR. A. BANGA AS NON- EXECUTIVE DIRECTOR | Management | No Action | ||||||||||||
| 6.A | THE AUTHORIZATION OF THE BOARD OF DIRECTORS TO REPURCHASE SHARES | Management | No Action | ||||||||||||
| 6.B | THE AUTHORIZATION OF THE BOARD OF DIRECTORS TO CANCEL REPURCHASED SHARES | Management | No Action | ||||||||||||
| 6.C | THE AUTHORIZATION OF THE BOARD OF DIRECTORS TO ISSUE ORDINARY SHARES | Management | No Action | ||||||||||||
| 6.D | THE AUTHORIZATION OF THE BOARD OF DIRECTORS TO LIMIT OR EXCLUDE PRE-EMPTIVE RIGHTS | Management | No Action | ||||||||||||
| 6.E | THE AUTHORIZATION OF THE BOARD OF DIRECTORS TO ISSUE SPECIAL VOTING SHARES A | Management | No Action | ||||||||||||
| 7 | CLOSE OF MEETING | Non-Voting | |||||||||||||
| CMMT | 21 APR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||||||||||||
| CMMT | 21 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||||||
| SEVEN & I HOLDINGS CO.,LTD. | |||||||||||||||
| Security | J7165H108 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 27-May-2021 | |||||||||||||
| ISIN | JP3422950000 | Agenda | 713987569 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| Please reference meeting materials. | Non-Voting | ||||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | |||||||||||
| 2.1 | Appoint a Director Isaka, Ryuichi | Management | For | For | |||||||||||
| 2.2 | Appoint a Director Goto, Katsuhiro | Management | For | For | |||||||||||
| 2.3 | Appoint a Director Ito, Junro | Management | For | For | |||||||||||
| 2.4 | Appoint a Director Yamaguchi, Kimiyoshi | Management | For | For | |||||||||||
| 2.5 | Appoint a Director Maruyama, Yoshimichi | Management | For | For | |||||||||||
| 2.6 | Appoint a Director Nagamatsu, Fumihiko | Management | For | For | |||||||||||
| 2.7 | Appoint a Director Kimura, Shigeki | Management | For | For | |||||||||||
| 2.8 | Appoint a Director Joseph Michael DePinto | Management | For | For | |||||||||||
| 2.9 | Appoint a Director Tsukio, Yoshio | Management | For | For | |||||||||||
| 2.10 | Appoint a Director Ito, Kunio | Management | For | For | |||||||||||
| 2.11 | Appoint a Director Yonemura, Toshiro | Management | For | For | |||||||||||
| 2.12 | Appoint a Director Higashi, Tetsuro | Management | For | For | |||||||||||
| 2.13 | Appoint a Director Kazuko Rudy | Management | For | For | |||||||||||
| 3 | Appoint a Corporate Auditor Habano, Noriyuki | Management | For | For | |||||||||||
| APA CORPORATION | |||||||||||||||
| Security | 03743Q108 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | APA | Meeting Date | 27-May-2021 | ||||||||||||
| ISIN | US03743Q1085 | Agenda | 935379443 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | Election of Director: Annell R. Bay | Management | For | For | |||||||||||
| 2. | Election of Director: John J. Christmann IV | Management | For | For | |||||||||||
| 3. | Election of Director: Juliet S. Ellis | Management | For | For | |||||||||||
| 4. | Election of Director: Chansoo Joung | Management | For | For | |||||||||||
| 5. | Election of Director: John E. Lowe | Management | For | For | |||||||||||
| 6. | Election of Director: H. Lamar McKay | Management | For | For | |||||||||||
| 7. | Election of Director: William C. Montgomery | Management | For | For | |||||||||||
| 8. | Election of Director: Amy H. Nelson | Management | For | For | |||||||||||
| 9. | Election of Director: Daniel W. Rabun | Management | For | For | |||||||||||
| 10. | Election of Director: Peter A. Ragauss | Management | For | For | |||||||||||
| 11. | Ratification of Ernst & Young LLP as APA's Independent Auditors. | Management | For | For | |||||||||||
| 12. | Advisory Vote to Approve Compensation of APA's Named Executive Officers. | Management | For | For | |||||||||||
| 13. | Approval of the Apache Charter Amendment. | Management | Abstain | Against | |||||||||||
| FLOWERS FOODS, INC. | |||||||||||||||
| Security | 343498101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | FLO | Meeting Date | 27-May-2021 | ||||||||||||
| ISIN | US3434981011 | Agenda | 935383719 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director to serve for a term of one year: George E. Deese | Management | For | For | |||||||||||
| 1B. | Election of Director to serve for a term of one year: Edward J. Casey, Jr. | Management | For | For | |||||||||||
| 1C. | Election of Director to serve for a term of one year: Thomas C. Chubb, III | Management | For | For | |||||||||||
| 1D. | Election of Director to serve for a term of one year: Rhonda Gass | Management | For | For | |||||||||||
| 1E. | Election of Director to serve for a term of one year: Benjamin H. Griswold, IV | Management | For | For | |||||||||||
| 1F. | Election of Director to serve for a term of one year: Margaret G. Lewis | Management | For | For | |||||||||||
| 1G. | Election of Director to serve for a term of one year: W. Jameson McFadden | Management | For | For | |||||||||||
| 1H. | Election of Director to serve for a term of one year: A. Ryals McMullian | Management | For | For | |||||||||||
| 1I. | Election of Director to serve for a term of one year: James T. Spear | Management | For | For | |||||||||||
| 1J. | Election of Director to serve for a term of one year: Melvin T. Stith, Ph.D. | Management | For | For | |||||||||||
| 1K. | Election of Director to serve for a term of one year: Terry S. Thomas | Management | For | For | |||||||||||
| 1L. | Election of Director to serve for a term of one year: C. Martin Wood III | Management | For | For | |||||||||||
| 2. | To approve by advisory vote the compensation of the company's named executive officers. | Management | For | For | |||||||||||
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Flowers Foods, Inc. for the fiscal year ending January 1, 2022. | Management | For | For | |||||||||||
| 4. | A shareholder proposal regarding political contribution disclosure, if properly presented at the annual meeting. | Shareholder | Abstain | Against | |||||||||||
| NEOGENOMICS, INC. | |||||||||||||||
| Security | 64049M209 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | NEO | Meeting Date | 27-May-2021 | ||||||||||||
| ISIN | US64049M2098 | Agenda | 935389759 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director for a one (1) year term: Douglas M. VanOort | Management | For | For | |||||||||||
| 1B. | Election of Director for a one (1) year term: Mark W. Mallon | Management | For | For | |||||||||||
| 1C. | Election of Director for a one (1) year term: Lynn A. Tetrault | Management | For | For | |||||||||||
| 1D. | Election of Director for a one (1) year term: Bruce K. Crowther | Management | For | For | |||||||||||
| 1E. | Election of Director for a one (1) year term: Dr. Alison L. Hannah | Management | For | For | |||||||||||
| 1F. | Election of Director for a one (1) year term: Kevin C. Johnson | Management | For | For | |||||||||||
| 1G. | Election of Director for a one (1) year term: Stephen M. Kanovsky | Management | For | For | |||||||||||
| 1H. | Election of Director for a one (1) year term: Michael A. Kelly | Management | For | For | |||||||||||
| 1I. | Election of Director for a one (1) year term: Rachel A. Stahler | Management | For | For | |||||||||||
| 2. | Advisory Vote on the Compensation Paid to our Named Executive Officers. | Management | For | For | |||||||||||
| 3. | Second Amendment of the Amended and Restated Equity Incentive Plan. | Management | For | For | |||||||||||
| 4. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For | |||||||||||
| HSBC HOLDINGS PLC | |||||||||||||||
| Security | 404280406 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | HSBC | Meeting Date | 28-May-2021 | ||||||||||||
| ISIN | US4042804066 | Agenda | 935364048 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | To receive the Annual Report & Accounts 2020. | Management | For | For | |||||||||||
| 2. | To approve the Directors' Remuneration Report. | Management | For | For | |||||||||||
| 3A. | To elect James Forese as a Director. | Management | For | For | |||||||||||
| 3B. | To elect Steven Guggenheimer as a Director. | Management | For | For | |||||||||||
| 3C. | To elect Eileen Murray as a Director. | Management | For | For | |||||||||||
| 3D. | To re-elect Irene Lee as a Director. | Management | For | For | |||||||||||
| 3E. | To re-elect Dr José Antonio Meade Kuribreña as a Director. | Management | For | For | |||||||||||
| 3F. | To re-elect David Nish as a Director. | Management | For | For | |||||||||||
| 3G. | To re-elect Noel Quinn as a Director. | Management | For | For | |||||||||||
| 3H. | To re-elect Ewen Stevenson as a Director. | Management | For | For | |||||||||||
| 3I. | To re-elect Jackson Tai as a Director. | Management | For | For | |||||||||||
| 3J. | To re-elect Mark E Tucker as a Director. | Management | For | For | |||||||||||
| 3K. | To re-elect Pauline van der Meer Mohr as a Director. | Management | For | For | |||||||||||
| 4. | To re-appoint PricewaterhouseCoopers LLP as Auditor of the Company. | Management | For | For | |||||||||||
| 5. | To authorise the Group Audit Committee to determine the remuneration of the Auditor. | Management | For | For | |||||||||||
| 6. | To authorise the Company to make political donations. | Management | For | For | |||||||||||
| 7. | To authorise the Directors to allot shares. | Management | For | For | |||||||||||
| 8. | To disapply pre-emption rights (special resolution). | Management | Abstain | Against | |||||||||||
| 9. | To further disapply pre-emption rights for acquisitions (special resolution). | Management | For | For | |||||||||||
| 10. | To authorise the Directors to allot any repurchased shares. | Management | For | For | |||||||||||
| 11. | To authorise the Company to purchase its own ordinary shares (special resolution). | Management | For | For | |||||||||||
| 12. | To authorise the Directors to allot equity securities in relation to Contingent Convertible Securities. | Management | For | For | |||||||||||
| 13. | To disapply pre-emption rights in relation to the issue of Contingent Convertible Securities (special resolution). | Management | For | For | |||||||||||
| 14. | To call general meetings (other than an AGM) on 14 clear days' notice (special resolution). | Management | For | For | |||||||||||
| 15. | Climate change resolution (special resolution). | Management | Abstain | Against | |||||||||||
| 16. | Shareholder requisitioned resolution regarding the Midland Bank defined benefit pension scheme (special resolution). | Shareholder | Against | For | |||||||||||
| LOWE'S COMPANIES, INC. | |||||||||||||||
| Security | 548661107 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | LOW | Meeting Date | 28-May-2021 | ||||||||||||
| ISIN | US5486611073 | Agenda | 935387729 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Raul Alvarez | For | For | ||||||||||||
| 2 | David H. Batchelder | For | For | ||||||||||||
| 3 | Angela F. Braly | For | For | ||||||||||||
| 4 | Sandra B. Cochran | For | For | ||||||||||||
| 5 | Laurie Z. Douglas | For | For | ||||||||||||
| 6 | Richard W. Dreiling | For | For | ||||||||||||
| 7 | Marvin R. Ellison | For | For | ||||||||||||
| 8 | Daniel J. Heinrich | For | For | ||||||||||||
| 9 | Brian C. Rogers | For | For | ||||||||||||
| 10 | Bertram L. Scott | For | For | ||||||||||||
| 11 | Mary Beth West | For | For | ||||||||||||
| 2. | Advisory vote to approve Lowe's named executive officer compensation in fiscal 2020. | Management | For | For | |||||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as Lowe's independent registered public accounting firm for fiscal 2021. | Management | For | For | |||||||||||
| 4. | Shareholder proposal regarding amending the Company's proxy access bylaw to remove shareholder aggregation limits. | Shareholder | Abstain | Against | |||||||||||
| SOLARWINDS CORPORATION | |||||||||||||||
| Security | 83417Q105 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | SWI | Meeting Date | 28-May-2021 | ||||||||||||
| ISIN | US83417Q1058 | Agenda | 935392770 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Michael Hoffmann | For | For | ||||||||||||
| 2 | Dennis Howard | For | For | ||||||||||||
| 3 | Douglas Smith | For | For | ||||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | |||||||||||
| 3. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | For | For | |||||||||||
| TOTAL SE | |||||||||||||||
| Security | 89151E109 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | TOT | Meeting Date | 28-May-2021 | ||||||||||||
| ISIN | US89151E1091 | Agenda | 935430936 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| O1 | Approval of the statutory financial statements for the fiscal year ended December 31, 2020. | Management | For | For | |||||||||||
| O2 | Approval of the consolidated financial statements for the fiscal year ended December 31, 2020. | Management | For | For | |||||||||||
| O3 | Allocation of earnings and declaration of dividend for the fiscal year ended December 31, 2020. | Management | For | For | |||||||||||
| O4 | Authorization granted to the Board of Directors, for a period of eighteen months, for the purpose of trading in the Company shares. | Management | For | For | |||||||||||
| O5 | Agreements covered by Articles L. 225-38 et seq. of the French Commercial Code. | Management | For | For | |||||||||||
| O6 | Renewal of Mr. Patrick Pouyanné's term as director. | Management | For | For | |||||||||||
| O7 | Renewal of Ms. Anne-Marie Idrac's term as director. | Management | For | For | |||||||||||
| O8 | Appointment of Mr. Jacques Aschenbroich as a director. | Management | For | For | |||||||||||
| O9 | Appointment of Mr. Glenn Hubbard as a director. | Management | For | For | |||||||||||
| O10 | Approval of the information relating to the compensation of executive and non-executive directors ("mandataires sociaux") mentioned in paragraph I of Article L. 22-10-9 of the French Commercial Code. | Management | For | For | |||||||||||
| O11 | Approval of the compensation policy applicable to directors. | Management | For | For | |||||||||||
| O12 | Approval of the fixed, variable and extraordinary components making up the total compensation and the in-kind benefits paid during the fiscal year 2020 or allocated for that year to Mr. Patrick Pouyanné, Chairman and Chief Executive Officer. | Management | For | For | |||||||||||
| O13 | Approval of the compensation policy applicable to the Chairman and Chief Executive Officer. | Management | For | For | |||||||||||
| O14 | Opinion on the Company's ambition with respect to sustainable development and energy transition towards carbon neutrality and its related targets by 2030. | Management | Abstain | Against | |||||||||||
| E15 | Amendment of the corporate name to TotalEnergies SE and of Article 2 of the Articles of Association. | Management | For | For | |||||||||||
| E16 | Delegation of authority to the Board of Directors, for a period of thirty-eight months, to grant Company free shares, existing or to be issued, for the benefit of the Group employees and executive directors, or some of them, which imply the waiver by shareholders of their pre-emptive subscription right for shares to be issued. | Management | Abstain | Against | |||||||||||
| E17 | Delegation of authority granted to the Board of Directors, for a period of twenty-six months, for the purpose of carrying out, in accordance with the terms and conditions set out in Articles L. 3332-18 et seq. of the French Labor Code, capital increases, with removal of shareholders' pre-emptive subscription rights, reserved for members of a company or group savings plan. | Management | For | For | |||||||||||
| KOREA ELECTRIC POWER CORPORATION | |||||||||||||||
| Security | 500631106 | Meeting Type | Special | ||||||||||||
| Ticker Symbol | KEP | Meeting Date | 28-May-2021 | ||||||||||||
| ISIN | US5006311063 | Agenda | 935441737 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 4.1 | Election of the President & CEO: Cheong, Seung-Il | Management | For | For | |||||||||||
| 4.2 | Election of a Standing Director: Park, Heon-Gyu | Management | For | For | |||||||||||
| 4.3 | Election of a Non-Standing Director as a Member of the Audit Committee: Park, Hyo-Sung | Management | For | For | |||||||||||
| ARISTA NETWORKS, INC. | |||||||||||||||
| Security | 040413106 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ANET | Meeting Date | 01-Jun-2021 | ||||||||||||
| ISIN | US0404131064 | Agenda | 935400325 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Kelly Battles | For | For | ||||||||||||
| 2 | Andreas Bechtolsheim | For | For | ||||||||||||
| 3 | Jayshree Ullal | For | For | ||||||||||||
| 2. | Approval, on an advisory basis, of the compensation of the named executive officers. | Management | For | For | |||||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Management | For | For | |||||||||||
| AVANGRID, INC. | |||||||||||||||
| Security | 05351W103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | AGR | Meeting Date | 01-Jun-2021 | ||||||||||||
| ISIN | US05351W1036 | Agenda | 935402355 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Ignacio S. Galán | For | For | ||||||||||||
| 2 | John Baldacci | For | For | ||||||||||||
| 3 | Daniel Alcain Lopéz | For | For | ||||||||||||
| 4 | Dennis V. Arriola | For | For | ||||||||||||
| 5 | Pedro Azagra Blázquez | For | For | ||||||||||||
| 6 | Robert Duffy | For | For | ||||||||||||
| 7 | Teresa Herbert | For | For | ||||||||||||
| 8 | Patricia Jacobs | For | For | ||||||||||||
| 9 | John Lahey | For | For | ||||||||||||
| 10 | José Á. Marra Rodríguez | For | For | ||||||||||||
| 11 | Santiago M. Garrido | For | For | ||||||||||||
| 12 | José Sáinz Armada | For | For | ||||||||||||
| 13 | Alan Solomont | For | For | ||||||||||||
| 14 | Elizabeth Timm | For | For | ||||||||||||
| 2. | RATIFICATION OF THE SELECTION OF KPMG LLP AS AVANGRID, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2021. | Management | For | For | |||||||||||
| 3. | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||
| 4. | APPROVAL OF AN AMENDMENT TO THE AVANGRID, INC. AMENDED AND RESTATED OMNIBUS INCENTIVE PLAN. | Management | For | For | |||||||||||
| CHINA MENGNIU DAIRY CO LTD | |||||||||||||||
| Security | G21096105 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 02-Jun-2021 | |||||||||||||
| ISIN | KYG210961051 | Agenda | 713988369 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0426/2021042600716.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0426/2021042600664.pdf | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||||||
| 1 | TO REVIEW AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND THE INDEPENDENT AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | |||||||||||
| 2 | TO APPROVE THE PROPOSED FINAL DIVIDEND OF RMB0.268 PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | |||||||||||
| 3.A | TO RE-ELECT MR. NIU GENSHENG AS DIRECTOR AND AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX HIS REMUNERATION | Management | Against | Against | |||||||||||
| 3.B | TO RE-ELECT MR. YAU KA CHI AS DIRECTOR AND AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX HIS REMUNERATION | Management | For | For | |||||||||||
| 3.C | TO RE-ELECT MR. SIMON DOMINIC STEVENS AS DIRECTOR AND AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX HIS REMUNERATION | Management | Against | Against | |||||||||||
| 4 | TO RE-APPOINT ERNST & YOUNG AS THE AUDITORS OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION FOR THE YEAR ENDING 31 DECEMBER 2021 | Management | For | For | |||||||||||
| 5 | ORDINARY RESOLUTION NO. 5 SET OUT IN THE NOTICE OF AGM (TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY) | Management | For | For | |||||||||||
| 6 | ORDINARY RESOLUTION NO. 6 SET OUT IN THE NOTICE OF AGM (TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY) | Management | Against | Against | |||||||||||
| WALMART INC. | |||||||||||||||
| Security | 931142103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | WMT | Meeting Date | 02-Jun-2021 | ||||||||||||
| ISIN | US9311421039 | Agenda | 935404866 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Cesar Conde | Management | For | For | |||||||||||
| 1B. | Election of Director: Timothy P. Flynn | Management | For | For | |||||||||||
| 1C. | Election of Director: Sarah J. Friar | Management | For | For | |||||||||||
| 1D. | Election of Director: Carla A. Harris | Management | For | For | |||||||||||
| 1E. | Election of Director: Thomas W. Horton | Management | For | For | |||||||||||
| 1F. | Election of Director: Marissa A. Mayer | Management | For | For | |||||||||||
| 1G. | Election of Director: C. Douglas McMillon | Management | For | For | |||||||||||
| 1H. | Election of Director: Gregory B. Penner | Management | For | For | |||||||||||
| 1I. | Election of Director: Steven S Reinemund | Management | For | For | |||||||||||
| 1J. | Election of Director: Randall L. Stephenson | Management | For | For | |||||||||||
| 1K. | Election of Director: S. Robson Walton | Management | For | For | |||||||||||
| 1L. | Election of Director: Steuart L. Walton | Management | For | For | |||||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | |||||||||||
| 3. | Ratification of Ernst & Young LLP as Independent Accountants. | Management | For | For | |||||||||||
| 4. | Report on Refrigerants Released from Operations. | Shareholder | Abstain | Against | |||||||||||
| 5. | Report on Lobbying Disclosures. | Shareholder | Abstain | Against | |||||||||||
| 6. | Report on Alignment of Racial Justice Goals and Starting Wages. | Shareholder | Abstain | Against | |||||||||||
| 7. | Create a Pandemic Workforce Advisory Council. | Shareholder | Abstain | Against | |||||||||||
| 8. | Report on Statement of the Purpose of a Corporation. | Shareholder | Against | For | |||||||||||
| ALPHABET INC. | |||||||||||||||
| Security | 02079K305 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | GOOGL | Meeting Date | 02-Jun-2021 | ||||||||||||
| ISIN | US02079K3059 | Agenda | 935406264 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Larry Page | Management | For | For | |||||||||||
| 1B. | Election of Director: Sergey Brin | Management | For | For | |||||||||||
| 1C. | Election of Director: Sundar Pichai | Management | For | For | |||||||||||
| 1D. | Election of Director: John L. Hennessy | Management | For | For | |||||||||||
| 1E. | Election of Director: Frances H. Arnold | Management | For | For | |||||||||||
| 1F. | Election of Director: L. John Doerr | Management | For | For | |||||||||||
| 1G. | Election of Director: Roger W. Ferguson Jr. | Management | For | For | |||||||||||
| 1H. | Election of Director: Ann Mather | Management | For | For | |||||||||||
| 1I. | Election of Director: Alan R. Mulally | Management | For | For | |||||||||||
| 1J. | Election of Director: K. Ram Shriram | Management | For | For | |||||||||||
| 1K. | Election of Director: Robin L. Washington | Management | For | For | |||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | |||||||||||
| 3. | Approval of Alphabet's 2021 Stock Plan. | Management | Against | Against | |||||||||||
| 4. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | Against | For | |||||||||||
| 5. | A stockholder proposal regarding the nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. | Shareholder | Abstain | Against | |||||||||||
| 6. | A stockholder proposal regarding a report on sustainability metrics, if properly presented at the meeting. | Shareholder | Abstain | Against | |||||||||||
| 7. | A stockholder proposal regarding a report on takedown requests, if properly presented at the meeting. | Shareholder | Abstain | Against | |||||||||||
| 8. | A stockholder proposal regarding a report on whistleblower policies and practices, if properly presented at the meeting. | Shareholder | Abstain | Against | |||||||||||
| 9. | A stockholder proposal regarding a report on charitable contributions, if properly presented at the meeting. | Shareholder | Abstain | Against | |||||||||||
| 10. | A stockholder proposal regarding a report on risks related to anticompetitive practices, if properly presented at the meeting. | Shareholder | Against | For | |||||||||||
| 11. | A stockholder proposal regarding a transition to a public benefit corporation, if properly presented at the meeting. | Shareholder | Against | For | |||||||||||
| HESS CORPORATION | |||||||||||||||
| Security | 42809H107 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | HES | Meeting Date | 02-Jun-2021 | ||||||||||||
| ISIN | US42809H1077 | Agenda | 935406872 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director to serve for a one-year term expiring in 2022: T.J. CHECKI | Management | For | For | |||||||||||
| 1B. | Election of Director to serve for a one-year term expiring in 2022: L.S. COLEMAN, JR. | Management | For | For | |||||||||||
| 1C. | Election of Director to serve for a one-year term expiring in 2022: J. DUATO | Management | For | For | |||||||||||
| 1D. | Election of Director to serve for a one-year term expiring in 2022: J.B. HESS | Management | For | For | |||||||||||
| 1E. | Election of Director to serve for a one-year term expiring in 2022: E.E. HOLIDAY | Management | For | For | |||||||||||
| 1F. | Election of Director to serve for a one-year term expiring in 2022: M.S. LIPSCHULTZ | Management | For | For | |||||||||||
| 1G. | Election of Director to serve for a one-year term expiring in 2022: D. MCMANUS | Management | For | For | |||||||||||
| 1H. | Election of Director to serve for a one-year term expiring in 2022: K.O. MEYERS | Management | For | For | |||||||||||
| 1I. | Election of Director to serve for a one-year term expiring in 2022: K.F. OVELMEN | Management | For | For | |||||||||||
| 1J. | Election of Director to serve for a one-year term expiring in 2022: J.H. QUIGLEY | Management | For | For | |||||||||||
| 1K. | Election of Director to serve for a one-year term expiring in 2022: W.G. SCHRADER | Management | For | For | |||||||||||
| 2. | Advisory approval of the compensation of our named executive officers. | Management | For | For | |||||||||||
| 3. | Ratification of the selection of Ernst & Young LLP as our independent registered public accountants for the year ending December 31, 2021. | Management | For | For | |||||||||||
| 4. | Approval of amendment no. 1 to our 2017 long term incentive plan. | Management | For | For | |||||||||||
| COMCAST CORPORATION | |||||||||||||||
| Security | 20030N101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | CMCSA | Meeting Date | 02-Jun-2021 | ||||||||||||
| ISIN | US20030N1019 | Agenda | 935407139 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Kenneth J. Bacon | For | For | ||||||||||||
| 2 | Madeline S. Bell | For | For | ||||||||||||
| 3 | Naomi M. Bergman | For | For | ||||||||||||
| 4 | Edward D. Breen | For | For | ||||||||||||
| 5 | Gerald L. Hassell | For | For | ||||||||||||
| 6 | Jeffrey A. Honickman | For | For | ||||||||||||
| 7 | Maritza G. Montiel | For | For | ||||||||||||
| 8 | Asuka Nakahara | For | For | ||||||||||||
| 9 | David C. Novak | For | For | ||||||||||||
| 10 | Brian L. Roberts | For | For | ||||||||||||
| 2. | Advisory vote on executive compensation. | Management | For | For | |||||||||||
| 3. | Ratification of the appointment of our independent auditors. | Management | For | For | |||||||||||
| 4. | Shareholder Proposal: To conduct independent investigation and report on risks posed by failing to prevent sexual harassment. | Shareholder | Abstain | Against | |||||||||||
| T-MOBILE US, INC. | |||||||||||||||
| Security | 872590104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | TMUS | Meeting Date | 03-Jun-2021 | ||||||||||||
| ISIN | US8725901040 | Agenda | 935400921 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Marcelo Claure | For | For | ||||||||||||
| 2 | Srikant M. Datar | For | For | ||||||||||||
| 3 | Bavan M. Holloway | For | For | ||||||||||||
| 4 | Timotheus Höttges | For | For | ||||||||||||
| 5 | Christian P. Illek | For | For | ||||||||||||
| 6 | Raphael Kübler | For | For | ||||||||||||
| 7 | Thorsten Langheim | For | For | ||||||||||||
| 8 | Dominique Leroy | For | For | ||||||||||||
| 9 | G. Michael Sievert | For | For | ||||||||||||
| 10 | Teresa A. Taylor | For | For | ||||||||||||
| 11 | Omar Tazi | For | For | ||||||||||||
| 12 | Kelvin R. Westbrook | For | For | ||||||||||||
| 13 | Michael Wilkens | For | For | ||||||||||||
| 2. | Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2021. | Management | For | For | |||||||||||
| NVIDIA CORPORATION | |||||||||||||||
| Security | 67066G104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | NVDA | Meeting Date | 03-Jun-2021 | ||||||||||||
| ISIN | US67066G1040 | Agenda | 935402343 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Robert K. Burgess | Management | For | For | |||||||||||
| 1B. | Election of Director: Tench Coxe | Management | For | For | |||||||||||
| 1C. | Election of Director: John O. Dabiri | Management | For | For | |||||||||||
| 1D. | Election of Director: Persis S. Drell | Management | For | For | |||||||||||
| 1E. | Election of Director: Jen-Hsun Huang | Management | For | For | |||||||||||
| 1F. | Election of Director: Dawn Hudson | Management | For | For | |||||||||||
| 1G. | Election of Director: Harvey C. Jones | Management | For | For | |||||||||||
| 1H. | Election of Director: Michael G. McCaffery | Management | For | For | |||||||||||
| 1I. | Election of Director: Stephen C. Neal | Management | For | For | |||||||||||
| 1J. | Election of Director: Mark L. Perry | Management | For | For | |||||||||||
| 1K. | Election of Director: A. Brooke Seawell | Management | For | For | |||||||||||
| 1L. | Election of Director: Aarti Shah | Management | For | For | |||||||||||
| 1M. | Election of Director: Mark A. Stevens | Management | For | For | |||||||||||
| 2. | Approval of our executive compensation. | Management | For | For | |||||||||||
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2022. | Management | For | For | |||||||||||
| 4. | Approval of an amendment to our charter to increase the number of authorized shares of common stock from 2 billion shares to 4 billion shares. | Management | For | For | |||||||||||
| MCAFEE CORP | |||||||||||||||
| Security | 579063108 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | MCFE | Meeting Date | 03-Jun-2021 | ||||||||||||
| ISIN | US5790631080 | Agenda | 935405173 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Jon Winkelried | For | For | ||||||||||||
| 2 | Kathy Willard | For | For | ||||||||||||
| 3 | Jeff Woolard | For | For | ||||||||||||
| 2. | Ratification of the Appointment of PricewaterhouseCoopers LLP as Our Independent Registered Public Accounting Firm for Fiscal 2021. | Management | For | For | |||||||||||
| 3. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | |||||||||||
| 4. | Advisory Vote to Approve the Frequency of Future Stockholder Advisory Votes on Compensation of Named Executive Officers. | Management | 3 Years | For | |||||||||||
| CLOUDFLARE, INC. | |||||||||||||||
| Security | 18915M107 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | NET | Meeting Date | 03-Jun-2021 | ||||||||||||
| ISIN | US18915M1071 | Agenda | 935406062 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Maria Eitel | For | For | ||||||||||||
| 2 | Matthew Prince | For | For | ||||||||||||
| 3 | Katrin Suder | For | For | ||||||||||||
| 2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Management | For | For | |||||||||||
| 3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | |||||||||||
| 4. | To approve, on an advisory basis, the frequency of future stockholder advisory votes on the compensation of our named executive officers. | Management | 1 Year | For | |||||||||||
| NETFLIX, INC. | |||||||||||||||
| Security | 64110L106 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | NFLX | Meeting Date | 03-Jun-2021 | ||||||||||||
| ISIN | US64110L1061 | Agenda | 935406252 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Class I Director to hold office until the 2024 Annual Meeting: Richard N. Barton | Management | Abstain | Against | |||||||||||
| 1B. | Election of Class I Director to hold office until the 2024 Annual Meeting: Rodolphe Belmer | Management | Abstain | Against | |||||||||||
| 1C. | Election of Class I Director to hold office until the 2024 Annual Meeting: Bradford L. Smith | Management | Abstain | Against | |||||||||||
| 1D. | Election of Class I Director to hold office until the 2024 Annual Meeting: Anne M. Sweeney | Management | Abstain | Against | |||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | |||||||||||
| 3. | Advisory approval of the Company's executive officer compensation. | Management | For | For | |||||||||||
| 4. | Stockholder proposal entitled, "Proposal 4 - Political Disclosures," if properly presented at the meeting. | Shareholder | Abstain | Against | |||||||||||
| 5. | Stockholder proposal entitled, "Proposal 5 - Simple Majority Vote," if properly presented at the meeting. | Shareholder | For | Against | |||||||||||
| 6. | Stockholder proposal entitled, "Stockholder Proposal to Improve the Executive Compensation Philosophy," if properly presented at the meeting. | Shareholder | Against | For | |||||||||||
| UNITEDHEALTH GROUP INCORPORATED | |||||||||||||||
| Security | 91324P102 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | UNH | Meeting Date | 07-Jun-2021 | ||||||||||||
| ISIN | US91324P1021 | Agenda | 935414879 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Richard T. Burke | Management | For | For | |||||||||||
| 1B. | Election of Director: Timothy P. Flynn | Management | For | For | |||||||||||
| 1C. | Election of Director: Stephen J. Hemsley | Management | For | For | |||||||||||
| 1D. | Election of Director: Michele J. Hooper | Management | For | For | |||||||||||
| 1E. | Election of Director: F. William McNabb III | Management | For | For | |||||||||||
| 1F. | Election of Director: Valerie C. Montgomery Rice, M.D. | Management | For | For | |||||||||||
| 1G. | Election of Director: John H. Noseworthy, M.D. | Management | For | For | |||||||||||
| 1H. | Election of Director: Gail R. Wilensky, Ph.D. | Management | For | For | |||||||||||
| 1I. | Election of Director: Andrew Witty | Management | For | For | |||||||||||
| 2. | Advisory approval of the Company's executive compensation. | Management | For | For | |||||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2021. | Management | For | For | |||||||||||
| 4. | Approval of an amendment to the UnitedHealth Group 1993 Employee Stock Purchase Plan. | Management | For | For | |||||||||||
| 5. | If properly presented at the 2021 Annual Meeting of Shareholders, the shareholder proposal set forth in the proxy statement requesting a reduction of the share ownership threshold for calling a special meeting of shareholders. | Shareholder | Against | For | |||||||||||
| SERVICENOW, INC. | |||||||||||||||
| Security | 81762P102 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | NOW | Meeting Date | 07-Jun-2021 | ||||||||||||
| ISIN | US81762P1021 | Agenda | 935416746 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Susan L. Bostrom | Management | For | For | |||||||||||
| 1B. | Election of Director: Jonathan C. Chadwick | Management | For | For | |||||||||||
| 1C. | Election of Director: Lawrence J. Jackson, Jr. | Management | For | For | |||||||||||
| 1D. | Election of Director: Frederic B. Luddy | Management | For | For | |||||||||||
| 1E. | Election of Director: Jeffrey A. Miller | Management | For | For | |||||||||||
| 2. | To approve, on an advisory basis, the compensation of our Named Executive Officers ("Say-on-Pay"). | Management | For | For | |||||||||||
| 3. | To ratify PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| 4. | To approve an amendment to our Restated Certificate of Incorporation, as amended, to provide shareholders with the right to call a special meeting. | Management | For | For | |||||||||||
| 5. | To approve the 2021 Equity Incentive Plan to replace the 2012 Equity Incentive Plan. | Management | For | For | |||||||||||
| 6. | To approve the Amended and Restated 2012 Employee Stock Purchase Plan. | Management | For | For | |||||||||||
| AURINIA PHARMACEUTICALS INC. | |||||||||||||||
| Security | 05156V102 | Meeting Type | Annual and Special Meeting | ||||||||||||
| Ticker Symbol | AUPH | Meeting Date | 07-Jun-2021 | ||||||||||||
| ISIN | CA05156V1022 | Agenda | 935437120 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1 | To fix the number of directors to be elected at eight (8). | Management | For | For | |||||||||||
| 2 | DIRECTOR | Management | |||||||||||||
| 1 | George Milne | For | For | ||||||||||||
| 2 | Peter Greenleaf | For | For | ||||||||||||
| 3 | David R.W. Jayne | For | For | ||||||||||||
| 4 | Joseph P. Hagan | For | For | ||||||||||||
| 5 | Daniel Billen | For | For | ||||||||||||
| 6 | R. Hector MacKay-Dunn | For | For | ||||||||||||
| 7 | Jill Leversage | For | For | ||||||||||||
| 8 | Timothy P. Walbert | For | For | ||||||||||||
| 3 | Appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm until the close of the 2022 annual general meeting of shareholders or until a successor is appointed. To withhold your vote, mark the against box. | Management | For | For | |||||||||||
| 4 | To approve, on a non-binding advisory basis, a "say on pay" resolution regarding the Company's executive compensation set forth in the Company's Proxy Statement/Circular. | Management | For | For | |||||||||||
| 5 | To approve, on a non-binding advisory basis, the frequency of future advisory votes on "say on pay" as occurring every 1, 2 or 3 years. | Management | 1 Year | For | |||||||||||
| 6 | To approve the Company's Amended and Restated Equity Incentive Plan as adopted by the Board as set forth in the Company's Proxy Statement/Circular. | Management | Against | Against | |||||||||||
| 7 | To approve the 2021 Employee Share Purchase Plan as set forth in the Company's Proxy Statement/Circular. | Management | For | For | |||||||||||
| 8 | To confirm the Company's Amended and Restated By- law No. 2 to increase the quorum for shareholder meetings to 33 1/3% as adopted by the Board as set forth in the Company's Proxy Statement/Circular. | Management | For | For | |||||||||||
| SLM CORPORATION | |||||||||||||||
| Security | 78442P106 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | SLM | Meeting Date | 08-Jun-2021 | ||||||||||||
| ISIN | US78442P1066 | Agenda | 935406668 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Paul G. Child | Management | For | For | |||||||||||
| 1B. | Election of Director: Mary Carter Warren Franke | Management | For | For | |||||||||||
| 1C. | Election of Director: Marianne M. Keler | Management | For | For | |||||||||||
| 1D. | Election of Director: Mark L. Lavelle | Management | For | For | |||||||||||
| 1E. | Election of Director: Ted Manvitz | Management | For | For | |||||||||||
| 1F. | Election of Director: Jim Matheson | Management | For | For | |||||||||||
| 1G. | Election of Director: Frank C. Puleo | Management | For | For | |||||||||||
| 1H. | Election of Director: Vivian C. Schneck-Last | Management | For | For | |||||||||||
| 1I. | Election of Director: William N. Shiebler | Management | For | For | |||||||||||
| 1J. | Election of Director: Robert S. Strong | Management | For | For | |||||||||||
| 1K. | Election of Director: Jonathan W. Witter | Management | For | For | |||||||||||
| 1L. | Election of Director: Kirsten O. Wolberg | Management | For | For | |||||||||||
| 2. | Approval of the 2021 Omnibus Incentive Plan, including the number of shares of Common Stock authorized for issuance under the 2021 Omnibus Incentive Plan. | Management | For | For | |||||||||||
| 3. | Advisory approval of SLM Corporation's executive compensation. | Management | For | For | |||||||||||
| 4. | Ratification of the appointment of KPMG LLP as SLM Corporation's independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| FREEPORT-MCMORAN INC. | |||||||||||||||
| Security | 35671D857 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | FCX | Meeting Date | 08-Jun-2021 | ||||||||||||
| ISIN | US35671D8570 | Agenda | 935412762 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1.1 | Election of Director: David P. Abney | Management | For | For | |||||||||||
| 1.2 | Election of Director: Richard C. Adkerson | Management | For | For | |||||||||||
| 1.3 | Election of Director: Robert W. Dudley | Management | For | For | |||||||||||
| 1.4 | Election of Director: Lydia H. Kennard | Management | For | For | |||||||||||
| 1.5 | Election of Director: Dustan E. McCoy | Management | For | For | |||||||||||
| 1.6 | Election of Director: John J. Stephens | Management | For | For | |||||||||||
| 1.7 | Election of Director: Frances Fragos Townsend | Management | For | For | |||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| 3. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | |||||||||||
| TAIWAN SEMICONDUCTOR MFG. CO. LTD. | |||||||||||||||
| Security | 874039100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | TSM | Meeting Date | 08-Jun-2021 | ||||||||||||
| ISIN | US8740391003 | Agenda | 935435049 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1) | To accept 2020 Business Report and Financial Statements. | Management | For | For | |||||||||||
| 2) | Based on recent amendments to the "Template of Procedures for Election of Director" by the Taiwan Stock Exchange, to approve amendments to the ballot format requirement for election of Directors set forth in TSMC's "Rules for Election of Directors". | Management | For | For | |||||||||||
| 3) | To approve the issuance of employee restricted stock awards for year 2021. | Management | For | For | |||||||||||
| 4) | DIRECTOR | Management | |||||||||||||
| 1 | Mark Liu* | For | For | ||||||||||||
| 2 | C.C. Wei* | For | For | ||||||||||||
| 3 | F.C. Tseng* | For | For | ||||||||||||
| 4 | Ming-Hsin Kung*+ | For | For | ||||||||||||
| 5 | Sir Peter L. Bonfield# | For | For | ||||||||||||
| 6 | Kok-Choo Chen# | For | For | ||||||||||||
| 7 | Michael R. Splinter# | For | For | ||||||||||||
| 8 | Moshe N. Gavrielov# | For | For | ||||||||||||
| 9 | Yancey Hai# | For | For | ||||||||||||
| 10 | L. Rafael Reif# | For | For | ||||||||||||
| TRILLIUM THERAPEUTICS INC. | |||||||||||||||
| Security | 89620X506 | Meeting Type | Annual and Special Meeting | ||||||||||||
| Ticker Symbol | TRIL | Meeting Date | 08-Jun-2021 | ||||||||||||
| ISIN | CA89620X5064 | Agenda | 935436091 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1 | DIRECTOR | Management | |||||||||||||
| 1 | Luke Beshar | For | For | ||||||||||||
| 2 | Michael Kamarck | For | For | ||||||||||||
| 3 | Paul Walker | For | For | ||||||||||||
| 4 | Paolo Pucci | For | For | ||||||||||||
| 5 | Jan Skvarka | For | For | ||||||||||||
| 6 | Helen Tayton-Martin | For | For | ||||||||||||
| 7 | Scott Myers | For | For | ||||||||||||
| 2 | To reappoint Ernst & Young, LLP, Chartered Professional Accountants, Licensed Public Accountants, as auditors of the Corporation for the ensuing year and to authorize the directors to fix the remuneration to be paid to the auditors. | Management | For | For | |||||||||||
| 3 | To consider and if deemed appropriate, act upon an advisory vote on the compensation of the Corporation's named executive officers, the full text of the resolution is set forth in the management information circular and proxy statement (the "Circular") prepared in connection with the Meeting. | Management | For | For | |||||||||||
| 4 | To consider and if deemed appropriate, act upon an advisory vote on the frequency of future advisory votes on the compensation of the Corporation's named executed officers, the full text of the resolution is set forth in the Circular. | Management | 1 Year | For | |||||||||||
| GERRESHEIMER AG | |||||||||||||||
| Security | D2852S109 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 09-Jun-2021 | |||||||||||||
| ISIN | DE000A0LD6E6 | Agenda | 714013808 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | |||||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE MATERIAL URL DROPDOWN AT THE TOP OF THE BALLOT.-THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE.-FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | Non-Voting | |||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | Non-Voting | |||||||||||||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE. | Non-Voting | |||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR SHORT FISCAL YEAR 2020 | Non-Voting | |||||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.25 PER SHARE | Management | No Action | ||||||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | No Action | ||||||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | No Action | ||||||||||||
| 5 | RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL YEAR 2021 | Management | No Action | ||||||||||||
| 6 | APPROVE REMUNERATION POLICY | Management | No Action | ||||||||||||
| 7 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | No Action | ||||||||||||
| 8 | APPROVE CREATION OF EUR 6.3 MILLION POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS | Management | No Action | ||||||||||||
| 9 | APPROVE CREATION OF EUR 3.1 MILLION POOL OF AUTHORIZED CAPITAL II WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS | Management | No Action | ||||||||||||
| DEVON ENERGY CORPORATION | |||||||||||||||
| Security | 25179M103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | DVN | Meeting Date | 09-Jun-2021 | ||||||||||||
| ISIN | US25179M1036 | Agenda | 935408446 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Barbara M. Baumann | For | For | ||||||||||||
| 2 | John E. Bethancourt | For | For | ||||||||||||
| 3 | Ann G. Fox | For | For | ||||||||||||
| 4 | David A. Hager | For | For | ||||||||||||
| 5 | Kelt Kindick | For | For | ||||||||||||
| 6 | John Krenicki Jr. | For | For | ||||||||||||
| 7 | Karl F. Kurz | For | For | ||||||||||||
| 8 | Robert A. Mosbacher Jr. | For | For | ||||||||||||
| 9 | Richard E. Muncrief | For | For | ||||||||||||
| 10 | Duane C. Radtke | For | For | ||||||||||||
| 11 | Valerie M. Williams | For | For | ||||||||||||
| 2. | Ratify the appointment of the Company's Independent Auditors for 2021. | Management | For | For | |||||||||||
| 3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | |||||||||||
| RESIDEO TECHNOLOGIES, INC. | |||||||||||||||
| Security | 76118Y104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | REZI | Meeting Date | 09-Jun-2021 | ||||||||||||
| ISIN | US76118Y1047 | Agenda | 935410908 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Class III Director: Roger Fradin | Management | For | For | |||||||||||
| 1B. | Election of Class III Director: Nina Richardson | Management | For | For | |||||||||||
| 1C. | Election of Class III Director: Andrew Teich | Management | For | For | |||||||||||
| 1D. | Election of Class III Director: Kareem Yusuf | Management | For | For | |||||||||||
| 2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | |||||||||||
| 3. | Ratification of the Appointment of Independent Registered Public Accounting Firm. | Management | For | For | |||||||||||
| 4. | Shareholder Proposal Regarding Shareholder Right to Act by Written Consent. | Shareholder | Against | For | |||||||||||
| STEEL PARTNERS HOLDINGS L.P. | |||||||||||||||
| Security | 85814R107 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | SPLP | Meeting Date | 09-Jun-2021 | ||||||||||||
| ISIN | US85814R1077 | Agenda | 935414108 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | John P. McNiff | For | For | ||||||||||||
| 2 | General Richard I. Neal | For | For | ||||||||||||
| 3 | Lon Rosen | For | For | ||||||||||||
| 4 | Eric P. Karros | For | For | ||||||||||||
| 5 | James Benenson III | For | For | ||||||||||||
| 6 | Rory H. Tahari | For | For | ||||||||||||
| 2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | |||||||||||
| 3. | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | |||||||||||
| 4. | To approve the amendment and restatement of the Amended & Restated 2018 Incentive Award Plan to increase the number of LP Units reserved for issuance by 1,000,000. | Management | For | For | |||||||||||
| ROKU, INC. | |||||||||||||||
| Security | 77543R102 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ROKU | Meeting Date | 10-Jun-2021 | ||||||||||||
| ISIN | US77543R1023 | Agenda | 935414932 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Class I Director to serve until the 2024 annual meeting: Ravi Ahuja | Management | For | For | |||||||||||
| 1B. | Election of Class I Director to serve until the 2024 annual meeting: Mai Fyfield | Management | For | For | |||||||||||
| 1C. | Election of Class I Director to serve until the 2024 annual meeting: Laurie Simon Hodrick | Management | For | For | |||||||||||
| 2. | Advisory vote to approve our named executive officer compensation. | Management | For | For | |||||||||||
| 3. | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | |||||||||||
| DAVITA INC. | |||||||||||||||
| Security | 23918K108 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | DVA | Meeting Date | 10-Jun-2021 | ||||||||||||
| ISIN | US23918K1088 | Agenda | 935415148 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Pamela M. Arway | Management | For | For | |||||||||||
| 1B. | Election of Director: Charles G. Berg | Management | For | For | |||||||||||
| 1C. | Election of Director: Barbara J. Desoer | Management | For | For | |||||||||||
| 1D. | Election of Director: Paul J. Diaz | Management | For | For | |||||||||||
| 1E. | Election of Director: Shawn M. Guertin | Management | For | For | |||||||||||
| 1F. | Election of Director: John M. Nehra | Management | For | For | |||||||||||
| 1G. | Election of Director: Paula A. Price | Management | For | For | |||||||||||
| 1H. | Election of Director: Javier J. Rodriguez | Management | For | For | |||||||||||
| 1I. | Election of Director: Phyllis R. Yale | Management | For | For | |||||||||||
| 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal year 2021. | Management | For | For | |||||||||||
| 3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | |||||||||||
| 4. | Stockholder proposal regarding political contributions disclosure, if properly presented at the meeting. | Shareholder | Abstain | Against | |||||||||||
| VISTEON CORPORATION | |||||||||||||||
| Security | 92839U206 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | VC | Meeting Date | 10-Jun-2021 | ||||||||||||
| ISIN | US92839U2069 | Agenda | 935417724 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: James J. Barrese | Management | For | For | |||||||||||
| 1B. | Election of Director: Naomi M. Bergman | Management | For | For | |||||||||||
| 1C. | Election of Director: Jeffrey D. Jones | Management | For | For | |||||||||||
| 1D. | Election of Director: Sachin S. Lawande | Management | For | For | |||||||||||
| 1E. | Election of Director: Joanne M. Maguire | Management | For | For | |||||||||||
| 1F. | Election of Director: Robert J. Manzo | Management | For | For | |||||||||||
| 1G. | Election of Director: Francis M. Scricco | Management | For | For | |||||||||||
| 1H. | Election of Director: David L. Treadwell | Management | For | For | |||||||||||
| 2. | Ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | For | For | |||||||||||
| 3. | Provide advisory approval of the Company's executive compensation. | Management | For | For | |||||||||||
| 4. | Approve the Company's Third Amended and Restated Certificate of Incorporation. | Management | For | For | |||||||||||
| EVOLENT HEALTH, INC. | |||||||||||||||
| Security | 30050B101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | EVH | Meeting Date | 10-Jun-2021 | ||||||||||||
| ISIN | US30050B1017 | Agenda | 935420834 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | Proposal to approve amendments to the Company's Restated Certificate of Incorporation to declassify the Board. | Management | For | For | |||||||||||
| 2. | Proposal to approve amendments to the Company's Restated Certificate of Incorporation to eliminate supermajority voting requirements. | Management | For | For | |||||||||||
| 3A. | Election of Class III Director: Craig Barbarosh | Management | For | For | |||||||||||
| 3B. | Election of Class III Director: Kim Keck | Management | For | For | |||||||||||
| 3C. | Election of Class III Director: Cheryl Scott | Management | For | For | |||||||||||
| 3D. | Election of Class III Director: Frank Williams | Management | For | For | |||||||||||
| 4. | Proposal to ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | |||||||||||
| 5. | Proposal to approve the compensation of our named executive officers for 2020 on an advisory basis. | Management | For | For | |||||||||||
| 6. | Proposal to approve the Amended and Restated 2015 Omnibus Incentive Compensation Plan. | Management | Against | Against | |||||||||||
| PETROCHINA COMPANY LIMITED | |||||||||||||||
| Security | 71646E100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | PTR | Meeting Date | 10-Jun-2021 | ||||||||||||
| ISIN | US71646E1001 | Agenda | 935432269 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| O1. | To consider and approve the report of the board of directors of the Company (the "Board") for the year 2020. | Management | For | For | |||||||||||
| O2. | To consider and approve the report of the supervisory committee of the Company for the year 2020. | Management | For | For | |||||||||||
| O3. | To consider and approve the financial report of the Company for the year 2020. | Management | For | For | |||||||||||
| O4. | To consider and approve the declaration and payment of the final dividends for the year ended 31 December 2020 in the amount and in the manner recommended by the Board. | Management | For | For | |||||||||||
| O5. | To consider and approve the authorisation of the Board to determine the distribution of interim dividends for the year 2020. | Management | For | For | |||||||||||
| O6. | To consider and approve the appointment of PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as the domestic and international auditors of the Company for the year 2021 and to authorise the Board to determine their remuneration. | Management | For | For | |||||||||||
| O7. | To consider and approve the guarantees to be provided to the subsidiaries and affiliated companies of the Company and relevant authorization to the Board. | Management | For | For | |||||||||||
| S8. | To consider and approve, by way of special resolution, to unconditionally grant a general mandate to the Board to determine and deal with the issue of debt financing instruments of the Company with an outstanding balance amount of up to RMB100 billion (the foreign currency equivalent calculated by using the middle exchange rate announced by the People's Bank of China on the date of issue) and determine the terms and conditions of such issue. | Management | For | For | |||||||||||
| FLY LEASING LTD | |||||||||||||||
| Security | 34407D109 | Meeting Type | Special | ||||||||||||
| Ticker Symbol | FLY | Meeting Date | 10-Jun-2021 | ||||||||||||
| ISIN | US34407D1090 | Agenda | 935439679 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | To approve amendment of bye-law 73 of the existing bye- laws of the Company by replacing the existing bye-law 73 with the following new bye-law 73 (the "Bye-Law Proposal"): "73. AMALGAMATIONS OR MERGERS, 73.1. Subject to Bye-law 73.2, the Company shall not engage in any amalgamation or merger unless such amalgamation or merger has been approved by a resolution of the Members including the affirmative votes of at least 66% of all votes attaching to all shares in issue entitling the holder ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||||||||
| 2. | To approve (i) the merger of Carlyle Aviation Elevate Merger Subsidiary Ltd. ("Merger Sub") with and into the Company (the "Merger"), whereby upon the effectiveness of the Merger, the corporate existence of Merger Sub shall cease, and the Company shall continue as the surviving company in the Merger and a wholly-owned, direct subsidiary of Carlyle Aviation Elevate Ltd. ("Parent"); (ii) the agreement and plan of merger, dated as of March 27, 2021, as may be amended from time to time (the "Merger ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||||||||
| 3. | To approve the adjournment of the special meeting as the chairman of the special meeting determines in accordance with the bye-laws of the Company in order for the Company to take such actions as the Board may determine as are necessary or appropriate, including to solicit additional proxies, if there are insufficient votes at the time of the special meeting to approve the Merger Proposal (the "Adjournment Proposal"). | Management | For | For | |||||||||||
| VEON LTD | |||||||||||||||
| Security | 91822M106 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | VEON | Meeting Date | 10-Jun-2021 | ||||||||||||
| ISIN | US91822M1062 | Agenda | 935441814 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | To re-appoint PricewaterhouseCoopers Accountants N.V. ("PwC") as auditor of the Company for a term expiring at the conclusion of the 2022 Annual General Meeting of Shareholders of the Company and to authorize the Board to determine the remuneration of the auditor. | Management | For | For | |||||||||||
| 2. | To adopt further amended and restated bye-laws ("New Bye-laws") in the form annexed to the Notice of 2021 AGM marked as Annexure A, in substitution for and to the exclusion of the existing bye- laws of the Company. | Management | For | For | |||||||||||
| 3A. | That Hans-Holger Albrecht be and is hereby appointed as a director of the Company. | Management | For | For | |||||||||||
| 3B. | That Leonid Boguslavsky be and is hereby appointed as a director of the Company. | Management | For | For | |||||||||||
| 3C. | That Mikhail Fridman be and is hereby appointed as a director of the Company. | Management | For | For | |||||||||||
| 3D. | That Gennady Gazin be and is hereby appointed as a director of the Company. | Management | For | For | |||||||||||
| 3E. | That Amos Genish be and is hereby appointed as a director of the Company. | Management | For | For | |||||||||||
| 3F. | That Yaroslav Glazunov be and is hereby appointed as a director of the Company. | Management | For | For | |||||||||||
| 3G. | That Andrei Gusev be and is hereby appointed as a director of the Company. | Management | For | For | |||||||||||
| 3H. | That Sergi Herrero be and is hereby appointed as a director of the Company. | Management | For | For | |||||||||||
| 3I. | That Gunnar Holt be and is hereby appointed as a director of the Company. | Management | For | For | |||||||||||
| 3J. | That Stephen Pusey be and is hereby appointed as a director of the Company. | Management | For | For | |||||||||||
| 3K. | That Irene Shvakman be and is hereby appointed as a director of the Company. | Management | For | For | |||||||||||
| 3L. | That Robert Jan van de Kraats be and is hereby appointed as a director of the Company. | Management | For | For | |||||||||||
| 3M. | That Vasily Sidorov be and is hereby appointed as a director of the Company. | Management | For | For | |||||||||||
| 4. | As a shareholder, if you are beneficially holding less than 87,836,556 shares (5% of the company total issued and outstanding shares) of VEON Ltd. (the combined total of the common shares represented by the American Depositary Shares evidenced by the American Depositary Receipts you beneficially hold and any other common shares you beneficially hold), mark the box captioned "Yes"; otherwise mark the box captioned "No". ("To vote Yes, please select FOR. To vote NO, please select AGAINST"). | Management | For | ||||||||||||
| FIREEYE, INC. | |||||||||||||||
| Security | 31816Q101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | FEYE | Meeting Date | 11-Jun-2021 | ||||||||||||
| ISIN | US31816Q1013 | Agenda | 935405096 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Class II Director: Sara C. Andrews | Management | For | For | |||||||||||
| 1B. | Election of Class II Director: Adrian McDermott | Management | For | For | |||||||||||
| 1C. | Election of Class II Director: Robert E. Switz | Management | For | For | |||||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Management | For | For | |||||||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | |||||||||||
| REGENERON PHARMACEUTICALS, INC. | |||||||||||||||
| Security | 75886F107 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | REGN | Meeting Date | 11-Jun-2021 | ||||||||||||
| ISIN | US75886F1075 | Agenda | 935414627 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: N. Anthony Coles, M.D. | Management | For | For | |||||||||||
| 1B. | Election of Director: Arthur F. Ryan | Management | For | For | |||||||||||
| 1C. | Election of Director: George L. Sing | Management | For | For | |||||||||||
| 1D. | Election of Director: Marc Tessier-Lavigne, Ph.D. | Management | For | For | |||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | |||||||||||
| BROOKFIELD ASSET MANAGEMENT INC. | |||||||||||||||
| Security | 112585104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | BAM | Meeting Date | 11-Jun-2021 | ||||||||||||
| ISIN | CA1125851040 | Agenda | 935433994 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1 | DIRECTOR | Management | |||||||||||||
| 1 | M. Elyse Allan | For | For | ||||||||||||
| 2 | Angela F. Braly | For | For | ||||||||||||
| 3 | Janice Fukakusa | For | For | ||||||||||||
| 4 | Maureen Kempston Darkes | For | For | ||||||||||||
| 5 | Frank J. McKenna | For | For | ||||||||||||
| 6 | Hutham S. Olayan | For | For | ||||||||||||
| 7 | Seek Ngee Huat | For | For | ||||||||||||
| 8 | Diana L. Taylor | For | For | ||||||||||||
| 2 | The appointment of Deloitte LLP as the external auditor and authorizing the directors to set its remuneration. | Management | For | For | |||||||||||
| 3 | The Say on Pay Resolution set out in the Corporation's Management Information Circular dated April 30, 2021 (the "Circular"). | Management | For | For | |||||||||||
| GENERAL MOTORS COMPANY | |||||||||||||||
| Security | 37045V100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | GM | Meeting Date | 14-Jun-2021 | ||||||||||||
| ISIN | US37045V1008 | Agenda | 935420632 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Mary T. Barra | Management | For | For | |||||||||||
| 1B. | Election of Director: Wesley G. Bush | Management | For | For | |||||||||||
| 1C. | Election of Director: Linda R. Gooden | Management | For | For | |||||||||||
| 1D. | Election of Director: Joseph Jimenez | Management | For | For | |||||||||||
| 1E. | Election of Director: Jane L. Mendillo | Management | For | For | |||||||||||
| 1F. | Election of Director: Judith A. Miscik | Management | For | For | |||||||||||
| 1G. | Election of Director: Patricia F. Russo | Management | For | For | |||||||||||
| 1H. | Election of Director: Thomas M. Schoewe | Management | For | For | |||||||||||
| 1I. | Election of Director: Carol M. Stephenson | Management | For | For | |||||||||||
| 1J. | Election of Director: Mark A. Tatum | Management | For | For | |||||||||||
| 1K. | Election of Director: Devin N. Wenig | Management | For | For | |||||||||||
| 1L. | Election of Director: Margaret C. Whitman | Management | For | For | |||||||||||
| 2. | Advisory Approval of Named Executive Officer Compensation. | Management | For | For | |||||||||||
| 3. | Ratification of the Selection of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for 2021. | Management | For | For | |||||||||||
| 4. | Shareholder Proposal Regarding Shareholder Written Consent. | Shareholder | Against | For | |||||||||||
| 5. | Shareholder Proposal Regarding a Report on Greenhouse Gas Emissions Targets as a Performance Element of Executive Compensation. | Shareholder | Abstain | Against | |||||||||||
| W. R. BERKLEY CORPORATION | |||||||||||||||
| Security | 084423102 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | WRB | Meeting Date | 15-Jun-2021 | ||||||||||||
| ISIN | US0844231029 | Agenda | 935412798 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: William R. Berkley | Management | For | For | |||||||||||
| 1B. | Election of Director: Christopher L. Augostini | Management | For | For | |||||||||||
| 1C. | Election of Director: Mark E. Brockbank | Management | For | For | |||||||||||
| 1D. | Election of Director: Mark L. Shapiro | Management | For | For | |||||||||||
| 1E. | Election of Director: Jonathan Talisman | Management | For | For | |||||||||||
| 2. | To approve an increase in the number of shares reserved under the W. R. Berkley Corporation 2009 Directors Stock Plan as Amended and Restated. | Management | For | For | |||||||||||
| 3. | Non-binding advisory vote on a resolution approving the compensation of the Company's named executive officers pursuant to the compensation disclosure rules of the U.S. Securities and Exchange Commission, or "say- on-pay" vote. | Management | For | For | |||||||||||
| 4. | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2021. | Management | For | For | |||||||||||
| EBAY INC. | |||||||||||||||
| Security | 278642103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | EBAY | Meeting Date | 15-Jun-2021 | ||||||||||||
| ISIN | US2786421030 | Agenda | 935418790 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Anthony J. Bates | Management | For | For | |||||||||||
| 1B. | Election of Director: Adriane M. Brown | Management | For | For | |||||||||||
| 1C. | Election of Director: Diana Farrell | Management | For | For | |||||||||||
| 1D. | Election of Director: Logan D. Green | Management | For | For | |||||||||||
| 1E. | Election of Director: Bonnie S. Hammer | Management | For | For | |||||||||||
| 1F. | Election of Director: E. Carol Hayles | Management | For | For | |||||||||||
| 1G. | Election of Director: Jamie Iannone | Management | For | For | |||||||||||
| 1H. | Election of Director: Kathleen C. Mitic | Management | For | For | |||||||||||
| 1I. | Election of Director: Matthew J. Murphy | Management | For | For | |||||||||||
| 1J. | Election of Director: Paul S. Pressler | Management | For | For | |||||||||||
| 1K. | Election of Director: Mohak Shroff | Management | For | For | |||||||||||
| 1L. | Election of Director: Robert H. Swan | Management | For | For | |||||||||||
| 1M. | Election of Director: Perry M. Traquina | Management | For | For | |||||||||||
| 2. | Ratification of appointment of independent auditors. | Management | For | For | |||||||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | |||||||||||
| 4. | Executive Compensation, if properly presented. | Shareholder | Abstain | Against | |||||||||||
| 5. | Right to Act by Written Consent, if properly presented. | Shareholder | Against | For | |||||||||||
| CAREDX, INC. | |||||||||||||||
| Security | 14167L103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | CDNA | Meeting Date | 15-Jun-2021 | ||||||||||||
| ISIN | US14167L1035 | Agenda | 935424325 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | G. W. Bickerstaff, III | For | For | ||||||||||||
| 2 | Grace E. Colón, Ph.D. | For | For | ||||||||||||
| 3 | Ralph Snyderman, M.D. | For | For | ||||||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Management | For | For | |||||||||||
| 3. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | |||||||||||
| 4. | Approval of amendments to the Company's Certificate of Incorporation and Bylaws to eliminate certain supermajority voting requirements. | Management | For | For | |||||||||||
| BLACK KNIGHT, INC. | |||||||||||||||
| Security | 09215C105 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | BKI | Meeting Date | 16-Jun-2021 | ||||||||||||
| ISIN | US09215C1053 | Agenda | 935418752 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | William P. Foley, II | For | For | ||||||||||||
| 2 | Anthony M. Jabbour | For | For | ||||||||||||
| 3 | Catherine L. Burke | For | For | ||||||||||||
| 4 | Thomas M. Hagerty | For | For | ||||||||||||
| 5 | Joseph M. Otting | For | For | ||||||||||||
| 6 | John D. Rood | For | For | ||||||||||||
| 7 | Nancy L. Shanik | For | For | ||||||||||||
| 2. | Approval of a non-binding advisory resolution on the compensation paid to our named executive officers. | Management | For | For | |||||||||||
| 3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | |||||||||||
| FIDELITY NATIONAL FINANCIAL, INC. | |||||||||||||||
| Security | 31620R303 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | FNF | Meeting Date | 16-Jun-2021 | ||||||||||||
| ISIN | US31620R3030 | Agenda | 935420896 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Raymond R. Quirk | For | For | ||||||||||||
| 2 | Sandra D. Morgan | For | For | ||||||||||||
| 3 | Heather H. Murren | For | For | ||||||||||||
| 4 | John D. Rood | For | For | ||||||||||||
| 2. | Approval of a non-binding advisory resolution on the compensation paid to our named executive officers. | Management | For | For | |||||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | |||||||||||
| AMC NETWORKS INC | |||||||||||||||
| Security | 00164V103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | AMCX | Meeting Date | 16-Jun-2021 | ||||||||||||
| ISIN | US00164V1035 | Agenda | 935422939 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Leonard Tow | For | For | ||||||||||||
| 2 | David E. Van Zandt | For | For | ||||||||||||
| 3 | Carl E. Vogel | For | For | ||||||||||||
| 2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| 3. | Advisory vote on Named Executive Officer compensation. | Management | For | For | |||||||||||
| 4. | Vote on stockholder proposal regarding voting standards for director elections. | Shareholder | Against | For | |||||||||||
| 5. | Vote on stockholder proposal regarding a policy on our dual class structure. | Shareholder | Against | For | |||||||||||
| LIBERTY GLOBAL PLC | |||||||||||||||
| Security | G5480U104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | LBTYA | Meeting Date | 16-Jun-2021 | ||||||||||||
| ISIN | GB00B8W67662 | Agenda | 935425442 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| O1 | Elect Michael T. Fries as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2024 or until a successor in interest is appointed. | Management | For | For | |||||||||||
| O2 | Elect Paul A. Gould as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2024 or until a successor in interest is appointed. | Management | For | For | |||||||||||
| O3 | Elect John C. Malone as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2024 or until a successor in interest is appointed. | Management | For | For | |||||||||||
| O4 | Elect Larry E. Romrell as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2024 or until a successor in interest is appointed. | Management | For | For | |||||||||||
| O5 | Approve, on an advisory basis, the annual report on the implementation of the directors' compensation policy for the year ended December 31, 2020, contained in Appendix A of the proxy statement (in accordance with requirements applicable to U.K. companies). | Management | For | For | |||||||||||
| O6 | Ratify the appointment of KPMG LLP (U.S.) as Liberty Global's independent auditor for the year ending December 31, 2021. | Management | For | For | |||||||||||
| O7 | Appoint KPMG LLP (U.K.) as Liberty Global's U.K. statutory auditor under the U.K. Companies Act 2006 (the Companies Act) (to hold office until the conclusion of the next annual general meeting at which accounts are laid before Liberty Global). | Management | For | For | |||||||||||
| O8 | Authorize the audit committee of Liberty Global's board of directors to determine the U.K. statutory auditor's compensation. | Management | For | For | |||||||||||
| S9 | Authorize Liberty Global's board of directors in accordance with Section 570 of the Companies Act to allot equity securities (as defined in Section 560 of the Companies Act) for cash pursuant to the authority conferred under section 551 of the Companies Act by resolution 10 passed at the Annual General Meeting of Liberty Global held on June 11, 2019, without the rights of preemption provided by Section 561 of the Companies Act. | Management | For | For | |||||||||||
| O10 | Authorize Liberty Global and its subsidiaries to make political donations to political parties, independent election candidates and/or political organizations other than political parties and/or incur political expenditures of up to $1,000,000 under the Companies Act. | Management | For | For | |||||||||||
| O11 | Approve the form agreements and counterparties pursuant to which Liberty Global may conduct the purchase of its ordinary shares in the capital of Liberty Global and authorize all or any of Liberty Global's directors and senior officers to enter into, complete and make purchases of ordinary shares in the capital of Liberty Global pursuant to the form of agreements and with any of the approved counterparties, which approvals will expire on the fifth anniversary of the 2021 AGM. | Management | For | For | |||||||||||
| JDE PEET'S B.V. | |||||||||||||||
| Security | N44664105 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 17-Jun-2021 | |||||||||||||
| ISIN | NL0014332678 | Agenda | 714056074 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | |||||||||||||
| 1. | OPENING | Non-Voting | |||||||||||||
| 2.a. | REPORT OF THE BOARD FOR THE FINANCIAL YEAR 2020 | Non-Voting | |||||||||||||
| 2.b. | ADVISORY VOTE ON THE 2020 REMUNERATION REPORT | Management | No Action | ||||||||||||
| 2.c. | PROPOSAL TO ADOPT THE 2020 FINANCIAL STATEMENTS | Management | No Action | ||||||||||||
| 3.a. | EXPLANATION OF THE POLICY ON ADDITIONS TO RESERVES AND DIVIDEND | Non-Voting | |||||||||||||
| 3.b. | DIVIDEND DISTRIBUTION: PROPOSAL TO ADOPT THE DIVIDEND PROPOSAL FOR 2020 | Management | No Action | ||||||||||||
| 4.a. | DISCHARGE OF THE MEMBERS OF THE BOARD: PROPOSAL TO DISCHARGE THE EXECUTIVE MEMBERS OF THE BOARD IN RESPECT OF THEIR DUTIES DURING 2020 | Management | No Action | ||||||||||||
| 4.b. | DISCHARGE OF THE MEMBERS OF THE BOARD: PROPOSAL TO DISCHARGE THE NON-EXECUTIVE MEMBERS OF THE BOARD IN RESPECT OF THEIR DUTIES DURING 2020 | Management | No Action | ||||||||||||
| 5. | PROPOSAL TO RE-APPOINT DELOITTE ACCOUNTANTS B.V. AS EXTERNAL AUDITOR OF JDE PEET'S FOR THE FINANCIAL YEARS 2021 AND 2022 | Management | No Action | ||||||||||||
| 6.a. | AUTHORISATIONS OF THE BOARD: PROPOSAL TO AUTHORISE THE BOARD TO ACQUIRE UP TO 10% ORDINARY SHARES IN JDE PEET'S | Management | No Action | ||||||||||||
| 6.b. | AUTHORISATIONS OF THE BOARD: PROPOSAL TO DESIGNATE THE BOARD TO ISSUE UP TO 10% ORDINARY SHARES AND TO RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS | Management | No Action | ||||||||||||
| 6.c. | AUTHORISATIONS OF THE BOARD: PROPOSAL TO DESIGNATE THE BOARD TO ISSUE UP TO 40% ORDINARY SHARES IN CONNECTION WITH A RIGHTS ISSUE | Management | No Action | ||||||||||||
| 7. | ANY OTHER BUSINESS | Non-Voting | |||||||||||||
| 8. | VOTING RESULTS | Non-Voting | |||||||||||||
| 9. | CLOSING OF THE MEETING | Non-Voting | |||||||||||||
| CMMT | 21 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO DUE CHANGE IN-NUMBERING FOR ALL RESOLUTIONS AND ADDITIONAL OF COMMENT. IF YOU HAVE ALREADY-SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||||||
| CMMT | 21 MAY 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||||||||||||
| ZOOM VIDEO COMMUNICATIONS, INC. | |||||||||||||||
| Security | 98980L101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ZM | Meeting Date | 17-Jun-2021 | ||||||||||||
| ISIN | US98980L1017 | Agenda | 935412926 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Jonathan Chadwick | For | For | ||||||||||||
| 2 | Kimberly L. Hammonds | For | For | ||||||||||||
| 3 | Dan Scheinman | For | For | ||||||||||||
| 2. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2022. | Management | For | For | |||||||||||
| 3. | To approve, on an advisory non-binding basis, the compensation of our named executive officers as disclosed in our proxy statement. | Management | For | For | |||||||||||
| 4. | To approve, on an advisory non-binding basis, the frequency of future advisory non-binding votes on the compensation of our named executive officers. | Management | 1 Year | For | |||||||||||
| UNITY SOFTWARE INC | |||||||||||||||
| Security | 91332U101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | U | Meeting Date | 17-Jun-2021 | ||||||||||||
| ISIN | US91332U1016 | Agenda | 935414639 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Roelof Botha | For | For | ||||||||||||
| 2 | David Helgason | For | For | ||||||||||||
| 3 | John Riccitiello | For | For | ||||||||||||
| 2. | To ratify the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | |||||||||||
| SILK ROAD MEDICAL INC | |||||||||||||||
| Security | 82710M100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | SILK | Meeting Date | 17-Jun-2021 | ||||||||||||
| ISIN | US82710M1009 | Agenda | 935419982 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Kevin J. Ballinger | For | For | ||||||||||||
| 2 | Tony M. Chou, M.D. | For | For | ||||||||||||
| 2. | To adopt and approve amendment to our Certificate of Incorporation to phase out the classified structure of our board of directors. | Management | For | For | |||||||||||
| 3. | To approve Named Executive Officer Compensation on an advisory basis. | Management | For | For | |||||||||||
| 4. | The frequency of advisory votes on Named Executive Officer Compensation on an advisory basis. | Management | 1 Year | For | |||||||||||
| 5. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Management | For | For | |||||||||||
| LORAL SPACE & COMMUNICATIONS INC. | |||||||||||||||
| Security | 543881106 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | LORL | Meeting Date | 17-Jun-2021 | ||||||||||||
| ISIN | US5438811060 | Agenda | 935441028 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | John D. Harkey, Jr. | Withheld | Against | ||||||||||||
| 2 | Michael B. Targoff | For | For | ||||||||||||
| 2. | Acting upon a proposal to ratify the appointment of Deloitte & Touche LLP as Loral's independent registered public accounting firm for the year ending December 31, 2020 (the "Accounting Firm Proposal"). | Management | For | For | |||||||||||
| 3. | Acting upon a proposal to approve, by non-binding, advisory vote, the compensation of Loral's named executive officers as described in the proxy statement/prospectus (the "Say-On-Pay Proposal"). | Management | For | For | |||||||||||
| IBERDROLA SA | |||||||||||||||
| Security | 450737101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | IBDRY | Meeting Date | 17-Jun-2021 | ||||||||||||
| ISIN | US4507371015 | Agenda | 935442981 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | |||||||||||
| 2. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | |||||||||||
| 3. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | |||||||||||
| 4. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | |||||||||||
| 5. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | |||||||||||
| 6. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | |||||||||||
| 7. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | |||||||||||
| 8. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | |||||||||||
| 9. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | Abstain | Against | |||||||||||
| 10. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | |||||||||||
| 11. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | |||||||||||
| 12. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | |||||||||||
| 13. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | |||||||||||
| 14. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | |||||||||||
| 15. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | |||||||||||
| 16. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | |||||||||||
| 17. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | |||||||||||
| 18. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | |||||||||||
| 19. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | |||||||||||
| 20. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | |||||||||||
| 21. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | |||||||||||
| 22. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | |||||||||||
| 23. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | |||||||||||
| 24. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | |||||||||||
| 25. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | |||||||||||
| 26. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | For | For | |||||||||||
| 27. | Please see the enclosed agenda for information on the items to be voted on for the Meeting. | Management | Abstain | Against | |||||||||||
| KEURIG DR PEPPER INC. | |||||||||||||||
| Security | 49271V100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | KDP | Meeting Date | 18-Jun-2021 | ||||||||||||
| ISIN | US49271V1008 | Agenda | 935422953 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Robert Gamgort | Management | For | For | |||||||||||
| 1B. | Election of Director: Olivier Goudet | Management | For | For | |||||||||||
| 1C. | Election of Director: Peter Harf | Management | For | For | |||||||||||
| 1D. | Election of Director: Juliette Hickman | Management | For | For | |||||||||||
| 1E. | Election of Director: Genevieve Hovde | Management | For | For | |||||||||||
| 1F. | Election of Director: Paul S. Michaels | Management | For | For | |||||||||||
| 1G. | Election of Director: Pamela H. Patsley | Management | For | For | |||||||||||
| 1H. | Election of Director: Gerhard Pleuhs | Management | For | For | |||||||||||
| 1I. | Election of Director: Lubomira Rochet | Management | For | For | |||||||||||
| 1J. | Election of Director: Debra Sandler | Management | For | For | |||||||||||
| 1K. | Election of Director: Robert Singer | Management | For | For | |||||||||||
| 1L. | Election of Director: Justine Tan | Management | For | For | |||||||||||
| 1M. | Election of Director: Nelson Urdaneta | Management | For | For | |||||||||||
| 1N. | Election of Director: Larry D. Young | Management | For | For | |||||||||||
| 2. | To approve an advisory resolution regarding Keurig Dr Pepper Inc.'s executive compensation. | Management | For | For | |||||||||||
| 3. | To ratify the appointment of Deloitte & Touche LLP as Keurig Dr Pepper Inc.'s independent registered public accounting firm for fiscal year 2021. | Management | For | For | |||||||||||
| ORTHOFIX MEDICAL INC. | |||||||||||||||
| Security | 68752M108 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | OFIX | Meeting Date | 21-Jun-2021 | ||||||||||||
| ISIN | US68752M1080 | Agenda | 935424286 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1.1 | Election of Director: Catherine M. Burzik | Management | For | For | |||||||||||
| 1.2 | Election of Director: Jason M. Hannon | Management | For | For | |||||||||||
| 1.3 | Election of Director: James F. Hinrichs | Management | For | For | |||||||||||
| 1.4 | Election of Director: Alexis V. Lukianov | Management | For | For | |||||||||||
| 1.5 | Election of Director: Lilly Marks | Management | For | For | |||||||||||
| 1.6 | Election of Director: Michael E. Paolucci | Management | For | For | |||||||||||
| 1.7 | Election of Director: Jon C. Serbousek | Management | For | For | |||||||||||
| 1.8 | Election of Director: John E. Sicard | Management | For | For | |||||||||||
| 2. | Advisory vote on compensation of named executive officers. | Management | For | For | |||||||||||
| 3. | Approval of Amendment No. 2 to the Amended and Restated 2012 Long-Term Incentive Plan. | Management | Against | Against | |||||||||||
| 4. | Approval of Amendment No. 2 to the Second Amended and Restated Stock Purchase Plan. | Management | For | For | |||||||||||
| 5. | Ratification of the selection of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2021. | Management | For | For | |||||||||||
| ACTIVISION BLIZZARD, INC. | |||||||||||||||
| Security | 00507V109 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ATVI | Meeting Date | 21-Jun-2021 | ||||||||||||
| ISIN | US00507V1098 | Agenda | 935427749 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Reveta Bowers | Management | For | For | |||||||||||
| 1B. | Election of Director: Robert Corti | Management | For | For | |||||||||||
| 1C. | Election of Director: Hendrik Hartong III | Management | For | For | |||||||||||
| 1D. | Election of Director: Brian Kelly | Management | For | For | |||||||||||
| 1E. | Election of Director: Robert Kotick | Management | For | For | |||||||||||
| 1F. | Election of Director: Barry Meyer | Management | For | For | |||||||||||
| 1G. | Election of Director: Robert Morgado | Management | For | For | |||||||||||
| 1H. | Election of Director: Peter Nolan | Management | For | For | |||||||||||
| 1I. | Election of Director: Dawn Ostroff | Management | For | For | |||||||||||
| 1J. | Election of Director: Casey Wasserman | Management | For | For | |||||||||||
| 2. | To provide advisory approval of our executive compensation. | Management | For | For | |||||||||||
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| VIVENDI SE | |||||||||||||||
| Security | F97982106 | Meeting Type | MIX | ||||||||||||
| Ticker Symbol | Meeting Date | 22-Jun-2021 | |||||||||||||
| ISIN | FR0000127771 | Agenda | 714164934 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | |||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202105122101684-57 AND-https://www.journal- officiel.gouv.fr/balo/document/202106042102385-67 | Non-Voting | |||||||||||||
| 1 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE EXECUTIVE COMMITTEE AND THE AUDITORS, APPROVES THE COMPANY'S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED IN 2020, AS PRESENTED TO THE MEETING, SHOWING NET EARNINGS AMOUNTING TO EUR 3,009,370,168.18 | Management | For | For | |||||||||||
| 2 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE EXECUTIVE COMMITTEE AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FINANCIAL YEAR, AS PRESENTED TO THE MEETING | Management | For | For | |||||||||||
| 3 | THE SHAREHOLDERS' MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L.225-88 OF THE FRENCH COMMERCIAL CODE, APPROVES SAID REPORT AND THE AGREEMENT AUTHORIZED SINCE THE CLOSING OF THE 2020 FISCAL YEAR AS REFERRED TO THEREIN, AND TAKES NOTICE THAT NO NEW AGREEMENT HAS BEEN AUTHORIZED FOR SAID FISCAL YEAR AND THAT NO AGREEMENT PREVIOUSLY ENTERED INTO REMAINED IN FORCE DURING SAID FISCAL YEAR | Management | For | For | |||||||||||
| 4 | THE SHAREHOLDERS' MEETING APPROVES THE RECOMMENDATIONS OF THE EXECUTIVE COMMITTEE AND RESOLVES TO ALLOCATE THE EARNINGS AS FOLLOWS: ORIGIN: EARNINGS: EUR 3,009,370,168.18 RETAINED EARNINGS: EUR 2,955,604,551.07 DISTRIBUTABLE INCOME: EUR 5,964,974,719.25 ALLOCATION: DIVIDENDS: EUR 651,333,876.60 RETAINED EARNINGS: EUR 5,313,640,842.65 THE SHAREHOLDERS WILL BE GRANTED AN ORDINARY DIVIDEND OF EUR 0.60 PER SHARE, THAT WILL BE ELIGIBLE TO THE 40 PER CENT DEDUCTION PROVIDED BY THE FRENCH GENERAL TAX CODE. THIS DIVIDEND WILL BE PAID FROM THE 25TH OF JUNE 2021. AS REQUIRED BY LAW, IT IS REMINDED THAT, FOR THE LAST THREE FINANCIAL YEARS, THE DIVIDENDS WERE PAID AS FOLLOWS: EUR 0.45 PER SHARE FOR FISCAL YEAR 2017 EUR 0.50 PER SHARE FOR FISCAL YEAR 2018 EUR 0.60 PER SHARE FOR FISCAL YEAR 2019 RESULTS APPROPRIATION | Management | For | For | |||||||||||
| 5 | THE SHAREHOLDERS' MEETING ISSUES A FAVOURABLE OPINION ON THE PROPOSED EXCEPTIONAL DISTRIBUTION OF CONTRIBUTIONS IN KIND OF A MAJORITY OF THE SHARE CAPITAL OF THE UNIVERSAL MUSIC GROUP N.V. COMPANY TO THE SHAREHOLDERS OF THE VIVENDI SE COMPANY, AS REFERRED TO IN RESOLUTION 6 | Management | For | For | |||||||||||
| 6 | THE SHAREHOLDERS' MEETING DECIDES TO EXCEPTIONALLY GRANT 1,086,266,883 SHARES OF THE UNIVERSAL MUSIC GROUP N.V. COMPANY, AT THE RATE OF 1 SHARE OF THE UNIVERSAL MUSIC GROUP N.V. COMPANY FOR 1 SHARE OF THE VIVENDI SE COMPANY, CORRESPONDING TO A VALUE OF EUR 19,800,000,000.00 THAT WILL BE CHARGED ON THE RETAINED EARNINGS ACCOUNT FOR THE AMOUNT OF EUR 5,313,640,842.65 (THIS LATTER AMOUNT CORRESPONDING TO THE 2020 EARNINGS AMOUNTING TO EUR 3,009,370,168.18 DIMINISHED BY THE ORDINARY DIVIDEND AMOUNTING TO EUR 651,333,876.60, I.E. EUR 2,358,036,291.58, ADDED WITH THE PREVIOUS RETAINED EARNINGS AMOUNTING TO EUR 2,955,604,551.07) TO BE PAID ON THE 29TH OF SEPTEMBER 2021, TO THE BENEFIT OF THE SHAREHOLDERS OF THE VIVENDI SE COMPANY WHOSE SHARES ARE REGISTERED BY THE 28TH OF SEPTEMBER 2021. THE AMOUNT OF THE DOWN PAYMENT AMOUNTING TO EUR 14,486,359,157.35 WILL BE CHARGED ON THE RESULTS APPROPRIATION OF THE 2021 FISCAL YEAR. ALL POWERS TO THE EXECUTIVE COMMITTEE TO ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | |||||||||||
| 7 | THE SHAREHOLDERS' MEETING APPROVES THE INFORMATION MENTIONED IN THE ARTICLE L.22-10- 9 I OF THE FRENCH COMMERCIAL CODE | Management | Against | Against | |||||||||||
| 8 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR YANNICK BOLLORE AS CHAIRMAN OF THE SUPERVISORY BOARD FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | |||||||||||
| 9 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR ARNAUD DE PUYFONTAINE AS CHAIRMAN OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | |||||||||||
| 10 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR GILLES ALIX AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | |||||||||||
| 11 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR CEDRIC DE BAILLIENCOURT AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | |||||||||||
| 12 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR FREDERIC CREPIN AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | |||||||||||
| 13 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR SIMON GILLHAM AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | |||||||||||
| 14 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR HERVE PHILIPPE AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | |||||||||||
| 15 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR STEPHANE ROUSSEL AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | |||||||||||
| 16 | THE SHAREHOLDERS' MEETING APPROVES THE POLICY OF THE COMPENSATION APPLICABLE TO THE MEMBERS OF THE SUPERVISORY BOARD AND ITS CHAIRMAN FOR THE 2021 FISCAL YEAR | Management | Against | Against | |||||||||||
| 17 | THE SHAREHOLDERS' MEETING APPROVES THE POLICY OF THE COMPENSATION APPLICABLE TO THE CHAIRMAN OF THE EXECUTIVE COMMITTEE FOR THE 2021 FISCAL YEAR | Management | Against | Against | |||||||||||
| 18 | THE SHAREHOLDERS' MEETING APPROVES THE POLICY OF THE COMPENSATION APPLICABLE TO THE MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE 2021 FISCAL YEAR | Management | Against | Against | |||||||||||
| 19 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MRS VERONIQUE DRIOT- ARGENTIN AS A MEMBER OF THE SUPERVISORY BOARD FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | For | For | |||||||||||
| 20 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MRS SANDRINE LE BIHAN AS A MEMBER OF THE SUPERVISORY BOARD REPRESENTING THE EMPLOYEE SHAREHOLDERS FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | For | For | |||||||||||
| 21 | THE SHAREHOLDERS' MEETING AUTHORIZES THE EXECUTIVE COMMITTEE TO BUY BACK THE COMPANY'S EQUITIES, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 29.00, MAXIMUM NUMBER OF EQUITIES TO BE ACQUIRED: 10 PER CENT OF THE SHARE CAPITAL. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF THE 20TH OF APRIL 2020 IN ITS RESOLUTION NUMBER 6. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | |||||||||||
| 22 | THE SHAREHOLDERS' MEETING GRANTS ALL POWERS TO THE EXECUTIVE COMMITTEE TO REDUCE THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS AND AT ITS SOLE DISCRETION, BY CANCELLING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH THE STOCK REPURCHASE PLAN, UP TO A MAXIMUM OF 10 PER CENT OF THE SHARE CAPITAL OVER A 24- MONTH PERIOD. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF THE 20TH OF APRIL 2020 IN ITS RESOLUTION NUMBER 7. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | |||||||||||
| 23 | THE SHAREHOLDERS' MEETING AUTHORIZES THE EXECUTIVE COMMITTEE, EXCEPT DURING THE PERIOD OF A PUBLIC OFFER ON THE COMPANY'S EQUITIES, TO REPURCHASE A MAXIMUM NUMBER OF 592,997,810 COMPANY'S SHARES, WITHIN THE LIMIT OF 50 PER CENT OF THE SHARE CAPITAL, TO BE OFFERED TO ALL THE SHAREHOLDERS, WITH A VIEW TO CANCELLING THEM AND REDUCING THE SHARE CAPITAL BY A MAXIMUM NOMINAL AMOUNT OF EUR 3,261,487,955.00. THE MAXIMUM PURCHASE PRICE PER SHARE IN THE CONTEXT OF THIS PUBLIC SHARE BUYBACK OFFERING IS SET AT EUR 29.00, CORRESPONDING TO A MAXIMUM AMOUNT OF EUR 17,196,936,490.00. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | Against | Against | |||||||||||
| 24 | THE SHAREHOLDERS' MEETING DELEGATES TO THE EXECUTIVE COMMITTEE THE NECESSARY POWERS TO INCREASE THE CAPITAL, ON ONE OR MORE OCCASIONS, IN FRANCE OR ABROAD, BY A MAXIMUM NOMINAL AMOUNT OF EUR 655,000,000.00, BY ISSUANCE OF COMPANY'S ORDINARY SHARES AND ANY SECURITIES GIVING ACCESS TO COMPANY'S EQUITY SECURITIES, WITH PREFERENTIAL SUBSCRIPTION RIGHTS MAINTAINED. THIS AUTHORIZATION IS GIVEN FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF THE 15TH OF APRIL 2019 IN ITS RESOLUTION NUMBER 30 | Management | For | For | |||||||||||
| 25 | THE SHAREHOLDERS' MEETING DELEGATES TO THE EXECUTIVE COMMITTEE ALL POWERS IN ORDER TO INCREASE THE SHARE CAPITAL, IN ONE OR MORE OCCASIONS AND AT ITS SOLE DISCRETION, UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 327,500,000.00, BY WAY OF CAPITALIZING RESERVES, PROFITS, PREMIUMS OR OTHER MEANS, PROVIDED THAT SUCH CAPITALIZATION IS ALLOWED BY LAW AND UNDER THE BYLAWS, BY ISSUING FREE SHARES OR RAISING THE PAR VALUE OF EXISTING SHARES. THIS AMOUNT SHALL COUNT AGAINST THE AMOUNT SET FORTH IN RESOLUTION 24. THIS AUTHORIZATION IS GIVEN FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF THE 15TH OF APRIL 2019 IN ITS RESOLUTION NUMBER 31 | Management | For | For | |||||||||||
| 26 | THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO INCREASE THE SHARE CAPITAL, UP TO 5 PER CENT OF THE SHARE CAPITAL, IN CONSIDERATION FOR THE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND COMPOSED OF EQUITY SECURITIES OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. THIS AMOUNT SHALL COUNT AGAINST THE AMOUNT SET FORTH IN RESOLUTION 24. THIS AUTHORIZATION IS GIVEN FOR A 26-MONTH PERIOD. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | |||||||||||
| 27 | THE SHAREHOLDERS' MEETING AUTHORIZES THE EXECUTIVE COMMITTEE TO GRANT, ON ONE OR MORE OCCASIONS, (I) FREE EXISTING OR TO BE ISSUED COMPANY'S SHARES, IN FAVOUR OF THE EMPLOYEES OF THE COMPANY OR RELATED COMPANIES (II) EXISTING OR TO BE ISSUED COMPANY'S PERFORMANCE SHARES IN FAVOUR | Management | Against | Against | |||||||||||
| OF THE EMPLOYEES AND THE CORPORATE OFFICERS OF THE COMPANY OR RELATED COMPANIES, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. THEY MAY NOT REPRESENT MORE THAN 1 PER CENT OF THE SHARE CAPITAL, AMONG WHICH THE PERFORMANCE SHARES GRANTED YEARLY TO THE MEMBERS OF THE EXECUTIVE COMMITTEE MAY NOT REPRESENT MORE THAN 0.035 PER CENT OF THE SHARE CAPITAL. THIS AUTHORIZATION IS GIVEN FOR A 38-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF THE 19TH OF APRIL 2018 IN ITS RESOLUTION NUMBER 27. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | |||||||||||||||
| 28 | THE SHAREHOLDERS' MEETING AUTHORIZES THE EXECUTIVE COMMITTEE TO INCREASE THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS, AT ITS SOLE DISCRETION, IN FAVOUR OF THE MEMBERS OF A COMPANY SAVINGS PLAN OF THE COMPANY AND FRENCH OR FOREIGN RELATED COMPANIES, BY ISSUANCE OF SHARES AND ANY OTHER SECURITIES GIVING ACCESS TO THE COMPANY'S SHARE CAPITAL, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. THIS DELEGATION IS GIVEN FOR A 26-MONTH PERIOD AND FOR A NOMINAL AMOUNT THAT SHALL NOT EXCEED 1 PER CENT OF THE SHARE CAPITAL (INCLUDING THE SHARE CAPITAL INCREASE MENTIONED IN RESOLUTION 27). THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH AT EUR 655,000,000.00 IN RESOLUTION NUMBER 24. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF THE 15TH OF APRIL 2019 IN ITS RESOLUTION NUMBER 32. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | |||||||||||
| 29 | THE SHAREHOLDERS' MEETING AUTHORIZES THE EXECUTIVE COMMITTEE TO INCREASE THE SHARE CAPITAL UP TO 1 PER CENT OF THE SHARE CAPITAL IN FAVOUR OF (A) EMPLOYEES, CORPORATE OFFICERS OF RELATED COMPANIES OF THE VIVENDI GROUP WITH THEIR HEAD OFFICE ABROAD; (B) UCITS, EMPLOYEE SHAREHOLDING INVESTED IN COMPANY'S EQUITIES WHOSE SHAREHOLDERS ARE COMPOSED OF THE PERSONS IN (A); (C) ANY FINANCIAL INSTITUTION SETTING UP A STRUCTURED SHAREHOLDING SCHEME FOR EMPLOYEES OF FRENCH COMPANIES OF THE VIVENDI GROUP WITHIN THE USE OF | Management | For | For | |||||||||||
| RESOLUTION 27, OR OFFERING THE SUBSCRIPTION OF SHARES TO PERSONS IN (A) NOT BENEFITING FROM THE SHAREHOLDING SCHEME MENTIONED ABOVE OR TO THE EXTENT THAT THE SUBSCRIPTION OF COMPANY'S SHARES BY THAT FINANCIAL INSTITUTION WOULD ALLOW PERSONS IN (A) TO BENEFIT FROM SHAREHOLDING OR SAVINGS SCHEMES, BY ISSUANCE OF SHARES OR ANY OTHER SECURITIES GIVING ACCESS TO THE SHARE CAPITAL, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. 18 MONTHS, SUPERSEDING THE AUTHORIZATION 33 GRANTED ON APRIL 15, 2019 | |||||||||||||||
| 30 | THE SHAREHOLDERS' MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW | Management | For | For | |||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||||||||||||
| TORAY INDUSTRIES,INC. | |||||||||||||||
| Security | J89494116 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 22-Jun-2021 | |||||||||||||
| ISIN | JP3621000003 | Agenda | 714212153 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| Please reference meeting materials. | Non-Voting | ||||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | |||||||||||
| 2 | Appoint a Director Suga, Yasuo | Management | For | For | |||||||||||
| 3 | Appoint a Corporate Auditor Tanaka, Yoshiyuki | Management | For | For | |||||||||||
| 4 | Approve Payment of Bonuses to Corporate Officers | Management | For | For | |||||||||||
| KIKKOMAN CORPORATION | |||||||||||||||
| Security | J32620106 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 22-Jun-2021 | |||||||||||||
| ISIN | JP3240400006 | Agenda | 714226443 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| Please reference meeting materials. | Non-Voting | ||||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | |||||||||||
| 2.1 | Appoint a Director Mogi, Yuzaburo | Management | Against | Against | |||||||||||
| 2.2 | Appoint a Director Horikiri, Noriaki | Management | For | For | |||||||||||
| 2.3 | Appoint a Director Yamazaki, Koichi | Management | For | For | |||||||||||
| 2.4 | Appoint a Director Nakano, Shozaburo | Management | For | For | |||||||||||
| 2.5 | Appoint a Director Shimada, Masanao | Management | For | For | |||||||||||
| 2.6 | Appoint a Director Mogi, Osamu | Management | For | For | |||||||||||
| 2.7 | Appoint a Director Matsuyama, Asahi | Management | For | For | |||||||||||
| 2.8 | Appoint a Director Kamiyama, Takao | Management | For | For | |||||||||||
| 2.9 | Appoint a Director Fukui, Toshihiko | Management | For | For | |||||||||||
| 2.10 | Appoint a Director Ozaki, Mamoru | Management | For | For | |||||||||||
| 2.11 | Appoint a Director Inokuchi, Takeo | Management | For | For | |||||||||||
| 2.12 | Appoint a Director Iino, Masako | Management | For | For | |||||||||||
| 3.1 | Appoint a Corporate Auditor Fukasawa, Haruhiko | Management | Against | Against | |||||||||||
| 3.2 | Appoint a Corporate Auditor Kogo, Motohiko | Management | For | For | |||||||||||
| 4 | Appoint a Substitute Corporate Auditor Endo, Kazuyoshi | Management | For | For | |||||||||||
| MASTERCARD INCORPORATED | |||||||||||||||
| Security | 57636Q104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | MA | Meeting Date | 22-Jun-2021 | ||||||||||||
| ISIN | US57636Q1040 | Agenda | 935420644 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Ajay Banga | Management | For | For | |||||||||||
| 1B. | Election of Director: Merit E. Janow | Management | For | For | |||||||||||
| 1C. | Election of Director: Richard K. Davis | Management | For | For | |||||||||||
| 1D. | Election of Director: Steven J. Freiberg | Management | For | For | |||||||||||
| 1E. | Election of Director: Julius Genachowski | Management | For | For | |||||||||||
| 1F. | Election of Director: Choon Phong Goh | Management | For | For | |||||||||||
| 1G. | Election of Director: Oki Matsumoto | Management | For | For | |||||||||||
| 1H. | Election of Director: Michael Miebach | Management | For | For | |||||||||||
| 1I. | Election of Director: Youngme Moon | Management | For | For | |||||||||||
| 1J. | Election of Director: Rima Qureshi | Management | For | For | |||||||||||
| 1K. | Election of Director: José Octavio Reyes Lagunes | Management | For | For | |||||||||||
| 1L. | Election of Director: Gabrielle Sulzberger | Management | For | For | |||||||||||
| 1M. | Election of Director: Jackson Tai | Management | For | For | |||||||||||
| 1N. | Election of Director: Lance Uggla | Management | For | For | |||||||||||
| 2. | Advisory approval of Mastercard's executive compensation. | Management | For | For | |||||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2021. | Management | For | For | |||||||||||
| 4. | Approval of the amendment and restatement of the Mastercard Incorporated 2006 Long Term Incentive Plan. | Management | For | For | |||||||||||
| 5. | Approval of the amendment and restatement of the Mastercard Incorporated 2006 Non-Employee Director Equity Compensation Plan. | Management | For | For | |||||||||||
| 6. | Approval of amendments to Mastercard's Certificate of Incorporation to remove supermajority voting requirements. | Management | For | For | |||||||||||
| SONY GROUP CORPORATION | |||||||||||||||
| Security | 835699307 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | SONY | Meeting Date | 22-Jun-2021 | ||||||||||||
| ISIN | US8356993076 | Agenda | 935442234 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Kenichiro Yoshida | Management | For | For | |||||||||||
| 1B. | Election of Director: Hiroki Totoki | Management | For | For | |||||||||||
| 1C. | Election of Director: Shuzo Sumi | Management | For | For | |||||||||||
| 1D. | Election of Director: Tim Schaaff | Management | For | For | |||||||||||
| 1E. | Election of Director: Toshiko Oka | Management | For | For | |||||||||||
| 1F. | Election of Director: Sakie Akiyama | Management | For | For | |||||||||||
| 1G. | Election of Director: Wendy Becker | Management | For | For | |||||||||||
| 1H. | Election of Director: Yoshihiko Hatanaka | Management | For | For | |||||||||||
| 1I. | Election of Director: Adam Crozier | Management | For | For | |||||||||||
| 1J. | Election of Director: Keiko Kishigami | Management | For | For | |||||||||||
| 1K. | Election of Director: Joseph A. Kraft, Jr. | Management | For | For | |||||||||||
| 2. | To issue Stock Acquisition Rights for the purpose of granting stock options. | Management | For | For | |||||||||||
| AJINOMOTO CO.,INC. | |||||||||||||||
| Security | J00882126 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 23-Jun-2021 | |||||||||||||
| ISIN | JP3119600009 | Agenda | 714196335 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| Please reference meeting materials. | Non-Voting | ||||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | |||||||||||
| 2 | Amend Articles to: Reduce the Board of Directors Size, Reduce Term of Office of Directors to One Year, Transition to a Company with Three Committees, Allow the Board of Directors to Authorize Appropriation of Surplus and Purchase Own Shares | Management | For | For | |||||||||||
| 3.1 | Appoint a Director Nishii, Takaaki | Management | For | For | |||||||||||
| 3.2 | Appoint a Director Fukushi, Hiroshi | Management | For | For | |||||||||||
| 3.3 | Appoint a Director Tochio, Masaya | Management | For | For | |||||||||||
| 3.4 | Appoint a Director Nosaka, Chiaki | Management | For | For | |||||||||||
| 3.5 | Appoint a Director Kurashima, Kaoru | Management | For | For | |||||||||||
| 3.6 | Appoint a Director Nawa, Takashi | Management | For | For | |||||||||||
| 3.7 | Appoint a Director Iwata, Kimie | Management | For | For | |||||||||||
| 3.8 | Appoint a Director Toki, Atsushi | Management | For | For | |||||||||||
| 3.9 | Appoint a Director Amano, Hideki | Management | For | For | |||||||||||
| 3.10 | Appoint a Director Indo, Mami | Management | For | For | |||||||||||
| 3.11 | Appoint a Director Nakayama, Joji | Management | For | For | |||||||||||
| RESONA HOLDINGS, INC. | |||||||||||||||
| Security | J6448E106 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 23-Jun-2021 | |||||||||||||
| ISIN | JP3500610005 | Agenda | 714242637 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| Please reference meeting materials. | Non-Voting | ||||||||||||||
| 1.1 | Appoint a Director Higashi, Kazuhiro | Management | For | For | |||||||||||
| 1.2 | Appoint a Director Minami, Masahiro | Management | For | For | |||||||||||
| 1.3 | Appoint a Director Noguchi, Mikio | Management | For | For | |||||||||||
| 1.4 | Appoint a Director Kawashima, Takahiro | Management | For | For | |||||||||||
| 1.5 | Appoint a Director Matsui, Tadamitsu | Management | For | For | |||||||||||
| 1.6 | Appoint a Director Sato, Hidehiko | Management | For | For | |||||||||||
| 1.7 | Appoint a Director Baba, Chiharu | Management | For | For | |||||||||||
| 1.8 | Appoint a Director Iwata, Kimie | Management | For | For | |||||||||||
| 1.9 | Appoint a Director Egami, Setsuko | Management | For | For | |||||||||||
| 1.10 | Appoint a Director Ike, Fumihiko | Management | For | For | |||||||||||
| YAKULT HONSHA CO.,LTD. | |||||||||||||||
| Security | J95468120 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 23-Jun-2021 | |||||||||||||
| ISIN | JP3931600005 | Agenda | 714250026 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| Please reference meeting materials. | Non-Voting | ||||||||||||||
| 1.1 | Appoint a Director Narita, Hiroshi | Management | For | For | |||||||||||
| 1.2 | Appoint a Director Wakabayashi, Hiroshi | Management | For | For | |||||||||||
| 1.3 | Appoint a Director Ishikawa, Fumiyasu | Management | For | For | |||||||||||
| 1.4 | Appoint a Director Ito, Masanori | Management | For | For | |||||||||||
| 1.5 | Appoint a Director Doi, Akifumi | Management | For | For | |||||||||||
| 1.6 | Appoint a Director Hayashida, Tetsuya | Management | For | For | |||||||||||
| 1.7 | Appoint a Director Hirano, Susumu | Management | For | For | |||||||||||
| 1.8 | Appoint a Director Imada, Masao | Management | For | For | |||||||||||
| 1.9 | Appoint a Director Yasuda, Ryuji | Management | For | For | |||||||||||
| 1.10 | Appoint a Director Fukuoka, Masayuki | Management | For | For | |||||||||||
| 1.11 | Appoint a Director Maeda, Norihito | Management | For | For | |||||||||||
| 1.12 | Appoint a Director Tobe, Naoko | Management | For | For | |||||||||||
| 1.13 | Appoint a Director Hirano, Koichi | Management | For | For | |||||||||||
| 1.14 | Appoint a Director Shimbo, Katsuyoshi | Management | For | For | |||||||||||
| 1.15 | Appoint a Director Nagasawa, Yumiko | Management | For | For | |||||||||||
| CANNAE HOLDINGS, INC. | |||||||||||||||
| Security | 13765N107 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | CNNE | Meeting Date | 23-Jun-2021 | ||||||||||||
| ISIN | US13765N1072 | Agenda | 935422763 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | William P. Foley, II | For | For | ||||||||||||
| 2 | David Aung | For | For | ||||||||||||
| 3 | Frank R. Martire | For | For | ||||||||||||
| 4 | Richard N. Massey | For | For | ||||||||||||
| 2. | Approval of a non-binding advisory resolution on the compensation paid to our named executive officers. | Management | For | For | |||||||||||
| 3. | Ratification of the appointment of Deloitte as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | |||||||||||
| EDISON SPA | |||||||||||||||
| Security | T3552V114 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 24-Jun-2021 | |||||||||||||
| ISIN | IT0003152417 | Agenda | 714209675 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | |||||||||||||
| O.1 | TO ACCOUNT BALANCE SHEET, AS PER ART 110 OF LEGISLATIVE DECREE OF 14 AUGUST 2020 N 104, CONVERTED WITH MODIFICATIONS INTO THE LAW OF 13 OCTOBER 2020 NO 126 AND LATER INTEGRATED WITH ARTICLE 1 ITEM 83 OF LAW OF THE 30 DECEMBER 2020, NO 178 OF A FISCAL CONSTRAINT ON SHARE CAPITAL PORTION FOR AN AMOUNT OF 1,572,280,356.02 EUR | Management | No Action | ||||||||||||
| CMMT | 27 MAY 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||||||||||||
| CMMT | 27 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||||||
| KYUSHU ELECTRIC POWER COMPANY,INCORPORATED | |||||||||||||||
| Security | J38468104 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 25-Jun-2021 | |||||||||||||
| ISIN | JP3246400000 | Agenda | 714204550 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| Please reference meeting materials. | Non-Voting | ||||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | |||||||||||
| 2.1 | Appoint a Director who is not Audit and Supervisory Committee Member Uriu, Michiaki | Management | For | For | |||||||||||
| 2.2 | Appoint a Director who is not Audit and Supervisory Committee Member Ikebe, Kazuhiro | Management | For | For | |||||||||||
| 2.3 | Appoint a Director who is not Audit and Supervisory Committee Member Fujii, Ichiro | Management | For | For | |||||||||||
| 2.4 | Appoint a Director who is not Audit and Supervisory Committee Member Toyoma, Makoto | Management | For | For | |||||||||||
| 2.5 | Appoint a Director who is not Audit and Supervisory Committee Member Toyoshima, Naoyuki | Management | For | For | |||||||||||
| 2.6 | Appoint a Director who is not Audit and Supervisory Committee Member Ogura, Yoshio | Management | For | For | |||||||||||
| 2.7 | Appoint a Director who is not Audit and Supervisory Committee Member Akiyama, Yasuji | Management | For | For | |||||||||||
| 2.8 | Appoint a Director who is not Audit and Supervisory Committee Member Fujimoto, Junichi | Management | For | For | |||||||||||
| 2.9 | Appoint a Director who is not Audit and Supervisory Committee Member Kuriyama, Yoshifumi | Management | For | For | |||||||||||
| 2.10 | Appoint a Director who is not Audit and Supervisory Committee Member Tachibana Fukushima, Sakie | Management | For | For | |||||||||||
| 2.11 | Appoint a Director who is not Audit and Supervisory Committee Member Tsuda, Junji | Management | Against | Against | |||||||||||
| 3 | Appoint a Director who is Audit and Supervisory Committee Member Endo, Yasuaki | Management | Against | Against | |||||||||||
| 4 | Approve Details of the Performance-based Stock Compensation to be received by Directors (Excluding Outside Directors and Directors who are Audit and Supervisory Committee Members) | Management | For | For | |||||||||||
| 5 | Shareholder Proposal: Amend Articles of Incorporation (1) | Shareholder | Against | For | |||||||||||
| 6 | Shareholder Proposal: Amend Articles of Incorporation (2) | Shareholder | Against | For | |||||||||||
| 7 | Shareholder Proposal: Amend Articles of Incorporation (3) | Shareholder | Against | For | |||||||||||
| 8 | Shareholder Proposal: Amend Articles of Incorporation (4) | Shareholder | Against | For | |||||||||||
| 9 | Shareholder Proposal: Amend Articles of Incorporation (5) | Shareholder | Against | For | |||||||||||
| ELECTRIC POWER DEVELOPMENT CO.,LTD. | |||||||||||||||
| Security | J12915104 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 25-Jun-2021 | |||||||||||||
| ISIN | JP3551200003 | Agenda | 714204562 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| Please reference meeting materials. | Non-Voting | ||||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | |||||||||||
| 2.1 | Appoint a Director Murayama, Hitoshi | Management | For | For | |||||||||||
| 2.2 | Appoint a Director Watanabe, Toshifumi | Management | For | For | |||||||||||
| 2.3 | Appoint a Director Urashima, Akihito | Management | For | For | |||||||||||
| 2.4 | Appoint a Director Onoi, Yoshiki | Management | For | For | |||||||||||
| 2.5 | Appoint a Director Minaminosono, Hiromi | Management | For | For | |||||||||||
| 2.6 | Appoint a Director Honda, Makoto | Management | For | For | |||||||||||
| 2.7 | Appoint a Director Sugiyama, Hiroyasu | Management | For | For | |||||||||||
| 2.8 | Appoint a Director Kanno, Hitoshi | Management | For | For | |||||||||||
| 2.9 | Appoint a Director Shimada, Yoshikazu | Management | For | For | |||||||||||
| 2.10 | Appoint a Director Sasatsu, Hiroshi | Management | For | For | |||||||||||
| 2.11 | Appoint a Director Kajitani, Go | Management | For | For | |||||||||||
| 2.12 | Appoint a Director Ito, Tomonori | Management | For | For | |||||||||||
| 2.13 | Appoint a Director John Buchanan | Management | For | For | |||||||||||
| 3.1 | Appoint a Corporate Auditor Kawatani, Shinichi | Management | For | For | |||||||||||
| 3.2 | Appoint a Corporate Auditor Oga, Kimiko | Management | For | For | |||||||||||
| THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED | |||||||||||||||
| Security | J30169106 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 25-Jun-2021 | |||||||||||||
| ISIN | JP3228600007 | Agenda | 714218561 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| The 3rd to 26th Items of Business are proposals from shareholders. The Board-of Directors objects to all proposals from the 3rd to 26th Items of Business.-For details, please find meeting materials. | Non-Voting | ||||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | |||||||||||
| 2.1 | Appoint a Director Sakakibara, Sadayuki | Management | For | For | |||||||||||
| 2.2 | Appoint a Director Okihara, Takamune | Management | For | For | |||||||||||
| 2.3 | Appoint a Director Kobayashi, Tetsuya | Management | For | For | |||||||||||
| 2.4 | Appoint a Director Sasaki, Shigeo | Management | For | For | |||||||||||
| 2.5 | Appoint a Director Kaga, Atsuko | Management | For | For | |||||||||||
| 2.6 | Appoint a Director Tomono, Hiroshi | Management | For | For | |||||||||||
| 2.7 | Appoint a Director Takamatsu, Kazuko | Management | For | For | |||||||||||
| 2.8 | Appoint a Director Naito, Fumio | Management | For | For | |||||||||||
| 2.9 | Appoint a Director Morimoto, Takashi | Management | For | For | |||||||||||
| 2.10 | Appoint a Director Misono, Toyokazu | Management | For | For | |||||||||||
| 2.11 | Appoint a Director Inada, Koji | Management | For | For | |||||||||||
| 2.12 | Appoint a Director Mori, Nozomu | Management | For | For | |||||||||||
| 2.13 | Appoint a Director Sugimoto, Yasushi | Management | For | For | |||||||||||
| 2.14 | Appoint a Director Shimamoto, Yasuji | Management | For | For | |||||||||||
| 3 | Shareholder Proposal: Amend Articles of Incorporation (1) | Shareholder | Against | For | |||||||||||
| 4 | Shareholder Proposal: Amend Articles of Incorporation (2) | Shareholder | For | Against | |||||||||||
| 5 | Shareholder Proposal: Amend Articles of Incorporation (3) | Shareholder | Against | For | |||||||||||
| 6 | Shareholder Proposal: Amend Articles of Incorporation (4) | Shareholder | Against | For | |||||||||||
| 7 | Shareholder Proposal: Amend Articles of Incorporation (5) | Shareholder | Against | For | |||||||||||
| 8 | Shareholder Proposal: Approve Appropriation of Surplus | Shareholder | Against | For | |||||||||||
| 9 | Shareholder Proposal: Remove a Director Morimoto, Takashi | Shareholder | Against | For | |||||||||||
| 10 | Shareholder Proposal: Amend Articles of Incorporation (1) | Shareholder | Against | For | |||||||||||
| 11 | Shareholder Proposal: Amend Articles of Incorporation (2) | Shareholder | Against | For | |||||||||||
| 12 | Shareholder Proposal: Amend Articles of Incorporation (3) | Shareholder | Against | For | |||||||||||
| 13 | Shareholder Proposal: Amend Articles of Incorporation (4) | Shareholder | Against | For | |||||||||||
| 14 | Shareholder Proposal: Amend Articles of Incorporation (5) | Shareholder | Against | For | |||||||||||
| 15 | Shareholder Proposal: Amend Articles of Incorporation (1) | Shareholder | Against | For | |||||||||||
| 16 | Shareholder Proposal: Amend Articles of Incorporation (2) | Shareholder | Against | For | |||||||||||
| 17 | Shareholder Proposal: Amend Articles of Incorporation (3) | Shareholder | Against | For | |||||||||||
| 18 | Shareholder Proposal: Amend Articles of Incorporation (1) | Shareholder | Against | For | |||||||||||
| 19 | Shareholder Proposal: Amend Articles of Incorporation (2) | Shareholder | Against | For | |||||||||||
| 20 | Shareholder Proposal: Amend Articles of Incorporation (3) | Shareholder | Against | For | |||||||||||
| 21 | Shareholder Proposal: Amend Articles of Incorporation (4) | Shareholder | Against | For | |||||||||||
| 22 | Shareholder Proposal: Amend Articles of Incorporation (5) | Shareholder | Against | For | |||||||||||
| 23 | Shareholder Proposal: Amend Articles of Incorporation (6) | Shareholder | Against | For | |||||||||||
| 24 | Shareholder Proposal: Amend Articles of Incorporation (7) | Shareholder | Against | For | |||||||||||
| 25 | Shareholder Proposal: Amend Articles of Incorporation (1) | Shareholder | Against | For | |||||||||||
| 26 | Shareholder Proposal: Amend Articles of Incorporation (2) | Shareholder | Against | For | |||||||||||
| ENTAIN PLC | |||||||||||||||
| Security | G3167C109 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 25-Jun-2021 | |||||||||||||
| ISIN | IM00B5VQMV65 | Agenda | 714240455 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | ||||||||||||
| 2 | APPROVE REMUNERATION REPORT | Management | No Action | ||||||||||||
| 3 | RATIFY KPMG LLP AS AUDITORS | Management | No Action | ||||||||||||
| 4 | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | Management | No Action | ||||||||||||
| 5 | ELECT DAVID SATZ AS DIRECTOR | Management | No Action | ||||||||||||
| 6 | ELECT ROBERT HOSKIN AS DIRECTOR | Management | No Action | ||||||||||||
| 7 | ELECT STELLA DAVID AS DIRECTOR | Management | No Action | ||||||||||||
| 8 | ELECT VICKY JARMAN AS DIRECTOR | Management | No Action | ||||||||||||
| 9 | ELECT MARK GREGORY AS DIRECTOR | Management | No Action | ||||||||||||
| 10 | RE-ELECT ROB WOOD AS DIRECTOR | Management | No Action | ||||||||||||
| 11 | RE-ELECT JETTE NYGAARD-ANDERSEN AS DIRECTOR | Management | No Action | ||||||||||||
| 12 | RE-ELECT BARRY GIBSON AS DIRECTOR | Management | No Action | ||||||||||||
| 13 | RE-ELECT PETER ISOLA AS DIRECTOR | Management | No Action | ||||||||||||
| 14 | RE-ELECT PIERRE BOUCHUT AS DIRECTOR | Management | No Action | ||||||||||||
| 15 | RE-ELECT VIRGINIA MCDOWELL AS DIRECTOR | Management | No Action | ||||||||||||
| 16 | APPROVE INCREASE IN AGGREGATE FEES PAYABLE TO NON-EXECUTIVE DIRECTORS | Management | No Action | ||||||||||||
| 17 | APPROVE INCREASE IN SIZE OF BOARD | Management | No Action | ||||||||||||
| 18 | AUTHORISE ISSUE OF EQUITY | Management | No Action | ||||||||||||
| 19 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | No Action | ||||||||||||
| 20 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | No Action | ||||||||||||
| 21 | AUTHORISE MARKET PURCHASE OF SHARES | Management | No Action | ||||||||||||
| NISSIN FOODS HOLDINGS CO.,LTD. | |||||||||||||||
| Security | J58063124 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 25-Jun-2021 | |||||||||||||
| ISIN | JP3675600005 | Agenda | 714242310 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| Please reference meeting materials. | Non-Voting | ||||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | |||||||||||
| 2.1 | Appoint a Director Ando, Koki | Management | For | For | |||||||||||
| 2.2 | Appoint a Director Ando, Noritaka | Management | For | For | |||||||||||
| 2.3 | Appoint a Director Yokoyama, Yukio | Management | For | For | |||||||||||
| 2.4 | Appoint a Director Kobayashi, Ken | Management | For | For | |||||||||||
| 2.5 | Appoint a Director Okafuji, Masahiro | Management | For | For | |||||||||||
| 2.6 | Appoint a Director Mizuno, Masato | Management | For | For | |||||||||||
| 2.7 | Appoint a Director Nakagawa, Yukiko | Management | For | For | |||||||||||
| 2.8 | Appoint a Director Sakuraba, Eietsu | Management | For | For | |||||||||||
| 3 | Appoint a Substitute Corporate Auditor Sugiura, Tetsuro | Management | For | For | |||||||||||
| 4 | Approve Details of Compensation as Stock-Linked Compensation Type Stock Options for Directors | Management | For | For | |||||||||||
| CHUBU ELECTRIC POWER COMPANY,INCORPORATED | |||||||||||||||
| Security | J06510101 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 25-Jun-2021 | |||||||||||||
| ISIN | JP3526600006 | Agenda | 714242815 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| Please reference meeting materials. | Non-Voting | ||||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | |||||||||||
| 2.1 | Appoint a Director Katsuno, Satoru | Management | For | For | |||||||||||
| 2.2 | Appoint a Director Hayashi, Kingo | Management | For | For | |||||||||||
| 2.3 | Appoint a Director Mizutani, Hitoshi | Management | For | For | |||||||||||
| 2.4 | Appoint a Director Ito, Hisanori | Management | For | For | |||||||||||
| 2.5 | Appoint a Director Ihara, Ichiro | Management | For | For | |||||||||||
| 2.6 | Appoint a Director Otani, Shinya | Management | For | For | |||||||||||
| 2.7 | Appoint a Director Hashimoto, Takayuki | Management | For | For | |||||||||||
| 2.8 | Appoint a Director Shimao, Tadashi | Management | For | For | |||||||||||
| 2.9 | Appoint a Director Kurihara, Mitsue | Management | For | For | |||||||||||
| 3 | Approve Details of the Performance-based Stock Compensation to be received by Directors | Management | For | For | |||||||||||
| 4 | Shareholder Proposal: Amend Articles of Incorporation (1) | Shareholder | Against | For | |||||||||||
| 5 | Shareholder Proposal: Amend Articles of Incorporation (2) | Shareholder | Against | For | |||||||||||
| 6 | Shareholder Proposal: Amend Articles of Incorporation (3) | Shareholder | Against | For | |||||||||||
| 7 | Shareholder Proposal: Amend Articles of Incorporation (4) | Shareholder | Against | For | |||||||||||
| THE CHUGOKU ELECTRIC POWER COMPANY,INCORPORATED | |||||||||||||||
| Security | J07098106 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 25-Jun-2021 | |||||||||||||
| ISIN | JP3522200009 | Agenda | 714242827 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| Please reference meeting materials. | Non-Voting | ||||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | |||||||||||
| 2.1 | Appoint a Director who is not Audit and Supervisory Committee Member Karita, Tomohide | Management | Against | Against | |||||||||||
| 2.2 | Appoint a Director who is not Audit and Supervisory Committee Member Shimizu, Mareshige | Management | For | For | |||||||||||
| 2.3 | Appoint a Director who is not Audit and Supervisory Committee Member Ashitani, Shigeru | Management | For | For | |||||||||||
| 2.4 | Appoint a Director who is not Audit and Supervisory Committee Member Shigeto, Takafumi | Management | For | For | |||||||||||
| 2.5 | Appoint a Director who is not Audit and Supervisory Committee Member Takimoto, Natsuhiko | Management | For | For | |||||||||||
| 2.6 | Appoint a Director who is not Audit and Supervisory Committee Member Kitano, Tatsuo | Management | For | For | |||||||||||
| 2.7 | Appoint a Director who is not Audit and Supervisory Committee Member Takaba, Toshio | Management | For | For | |||||||||||
| 2.8 | Appoint a Director who is not Audit and Supervisory Committee Member Furuse, Makoto | Management | For | For | |||||||||||
| 3 | Shareholder Proposal: Amend Articles of Incorporation (1) | Shareholder | Against | For | |||||||||||
| 4 | Shareholder Proposal: Amend Articles of Incorporation (2) | Shareholder | Against | For | |||||||||||
| 5 | Shareholder Proposal: Amend Articles of Incorporation (3) | Shareholder | Against | For | |||||||||||
| 6 | Shareholder Proposal: Amend Articles of Incorporation (4) | Shareholder | Against | For | |||||||||||
| 7 | Shareholder Proposal: Amend Articles of Incorporation (5) | Shareholder | Against | For | |||||||||||
| 8 | Shareholder Proposal: Amend Articles of Incorporation (6) | Shareholder | Against | For | |||||||||||
| 9 | Shareholder Proposal: Amend Articles of Incorporation (7) | Shareholder | Against | For | |||||||||||
| HOKKAIDO ELECTRIC POWER COMPANY,INCORPORATED | |||||||||||||||
| Security | J21378104 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 25-Jun-2021 | |||||||||||||
| ISIN | JP3850200001 | Agenda | 714242839 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| Please reference meeting materials. | Non-Voting | ||||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | |||||||||||
| 2.1 | Appoint a Director Mayumi, Akihiko | Management | Against | Against | |||||||||||
| 2.2 | Appoint a Director Fujii, Yutaka | Management | For | For | |||||||||||
| 2.3 | Appoint a Director Ujiie, Kazuhiko | Management | For | For | |||||||||||
| 2.4 | Appoint a Director Funane, Shunichi | Management | For | For | |||||||||||
| 2.5 | Appoint a Director Seo, Hideo | Management | For | For | |||||||||||
| 2.6 | Appoint a Director Ueno, Masahiro | Management | For | For | |||||||||||
| 2.7 | Appoint a Director Harada, Noriaki | Management | For | For | |||||||||||
| 2.8 | Appoint a Director Kobayashi, Tsuyoshi | Management | For | For | |||||||||||
| 2.9 | Appoint a Director Saito, Susumu | Management | For | For | |||||||||||
| 2.10 | Appoint a Director Ichikawa, Shigeki | Management | For | For | |||||||||||
| 2.11 | Appoint a Director Ukai, Mitsuko | Management | For | For | |||||||||||
| 3.1 | Appoint a Corporate Auditor Hasegawa, Jun | Management | For | For | |||||||||||
| 3.2 | Appoint a Corporate Auditor Takeuchi, Iwao | Management | Against | Against | |||||||||||
| 4 | Approve Adoption of the Performance-based Stock Compensation to be received by Directors | Management | For | For | |||||||||||
| 5 | Shareholder Proposal: Amend Articles of Incorporation (1) | Shareholder | Against | For | |||||||||||
| 6 | Shareholder Proposal: Amend Articles of Incorporation (2) | Shareholder | Against | For | |||||||||||
| 7 | Shareholder Proposal: Amend Articles of Incorporation (3) | Shareholder | Against | For | |||||||||||
| 8 | Shareholder Proposal: Amend Articles of Incorporation (4) | Shareholder | Against | For | |||||||||||
| 9 | Shareholder Proposal: Amend Articles of Incorporation (5) | Shareholder | Against | For | |||||||||||
| 10 | Shareholder Proposal: Amend Articles of Incorporation (6) | Shareholder | For | Against | |||||||||||
| TOHOKU ELECTRIC POWER COMPANY,INCORPORATED | |||||||||||||||
| Security | J85108108 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 25-Jun-2021 | |||||||||||||
| ISIN | JP3605400005 | Agenda | 714244263 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| Please reference meeting materials. | Non-Voting | ||||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | |||||||||||
| 2.1 | Appoint a Director who is not Audit and Supervisory Committee Member Masuko, Jiro | Management | Against | Against | |||||||||||
| 2.2 | Appoint a Director who is not Audit and Supervisory Committee Member Higuchi, Kojiro | Management | For | For | |||||||||||
| 2.3 | Appoint a Director who is not Audit and Supervisory Committee Member Okanobu, Shinichi | Management | For | For | |||||||||||
| 2.4 | Appoint a Director who is not Audit and Supervisory Committee Member Yamamoto, Shunji | Management | For | For | |||||||||||
| 2.5 | Appoint a Director who is not Audit and Supervisory Committee Member Abe, Toshinori | Management | For | For | |||||||||||
| 2.6 | Appoint a Director who is not Audit and Supervisory Committee Member Kato, Isao | Management | For | For | |||||||||||
| 2.7 | Appoint a Director who is not Audit and Supervisory Committee Member Ishiyama, Kazuhiro | Management | For | For | |||||||||||
| 2.8 | Appoint a Director who is not Audit and Supervisory Committee Member Takano, Hiromitsu | Management | For | For | |||||||||||
| 2.9 | Appoint a Director who is not Audit and Supervisory Committee Member Kondo, Shiro | Management | For | For | |||||||||||
| 2.10 | Appoint a Director who is not Audit and Supervisory Committee Member Kamijo, Tsutomu | Management | For | For | |||||||||||
| 2.11 | Appoint a Director who is not Audit and Supervisory Committee Member Kawanobe, Osamu | Management | For | For | |||||||||||
| 2.12 | Appoint a Director who is not Audit and Supervisory Committee Member Nagai, Mikito | Management | For | For | |||||||||||
| 3.1 | Appoint a Director who is Audit and Supervisory Committee Member Miyahara, Ikuko | Management | For | For | |||||||||||
| 3.2 | Appoint a Director who is Audit and Supervisory Committee Member Ide, Akiko | Management | For | For | |||||||||||
| 4 | Shareholder Proposal: Amend Articles of Incorporation (1) | Shareholder | Against | For | |||||||||||
| 5 | Shareholder Proposal: Amend Articles of Incorporation (2) | Shareholder | Against | For | |||||||||||
| 6 | Shareholder Proposal: Amend Articles of Incorporation (3) | Shareholder | Against | For | |||||||||||
| 7 | Shareholder Proposal: Amend Articles of Incorporation (4) | Shareholder | Against | For | |||||||||||
| 8 | Shareholder Proposal: Amend Articles of Incorporation (5) | Shareholder | Against | For | |||||||||||
| SHIKOKU ELECTRIC POWER COMPANY,INCORPORATED | |||||||||||||||
| Security | J72079106 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 25-Jun-2021 | |||||||||||||
| ISIN | JP3350800003 | Agenda | 714244275 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| Please reference meeting materials. | Non-Voting | ||||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | |||||||||||
| 2.1 | Appoint a Director who is not Audit and Supervisory Committee Member Saeki, Hayato | Management | For | For | |||||||||||
| 2.2 | Appoint a Director who is not Audit and Supervisory Committee Member Nagai, Keisuke | Management | For | For | |||||||||||
| 2.3 | Appoint a Director who is not Audit and Supervisory Committee Member Manabe, Nobuhiko | Management | For | For | |||||||||||
| 2.4 | Appoint a Director who is not Audit and Supervisory Committee Member Yamada, Kenji | Management | For | For | |||||||||||
| 2.5 | Appoint a Director who is not Audit and Supervisory Committee Member Shirai, Hisashi | Management | For | For | |||||||||||
| 2.6 | Appoint a Director who is not Audit and Supervisory Committee Member Nishizaki, Akifumi | Management | For | For | |||||||||||
| 2.7 | Appoint a Director who is not Audit and Supervisory Committee Member Yamasaki, Tassei | Management | For | For | |||||||||||
| 2.8 | Appoint a Director who is not Audit and Supervisory Committee Member Miyamoto, Yoshihiro | Management | For | For | |||||||||||
| 3.1 | Appoint a Director who is Audit and Supervisory Committee Member Kawahara, Hiroshi | Management | For | For | |||||||||||
| 3.2 | Appoint a Director who is Audit and Supervisory Committee Member Kagawa, Ryohei | Management | For | For | |||||||||||
| 3.3 | Appoint a Director who is Audit and Supervisory Committee Member Otsuka, Iwao | Management | For | For | |||||||||||
| 3.4 | Appoint a Director who is Audit and Supervisory Committee Member Nishiyama, Shoichi | Management | For | For | |||||||||||
| 3.5 | Appoint a Director who is Audit and Supervisory Committee Member Izutani, Yachiyo | Management | For | For | |||||||||||
| 4.1 | Shareholder Proposal: Remove a Director Saeki, Hayato | Shareholder | Against | For | |||||||||||
| 4.2 | Shareholder Proposal: Remove a Director Nagai, Keisuke | Shareholder | Against | For | |||||||||||
| 4.3 | Shareholder Proposal: Remove a Director Manabe, Nobuhiko | Shareholder | Against | For | |||||||||||
| 4.4 | Shareholder Proposal: Remove a Director Yamada, Kenji | Shareholder | Against | For | |||||||||||
| 4.5 | Shareholder Proposal: Remove a Director Shirai, Hisashi | Shareholder | Against | For | |||||||||||
| 4.6 | Shareholder Proposal: Remove a Director Nishizaki, Akifumi | Shareholder | Against | For | |||||||||||
| 4.7 | Shareholder Proposal: Remove a Director Kobayashi, Isao | Shareholder | Against | For | |||||||||||
| 4.8 | Shareholder Proposal: Remove a Director Yamasaki, Tassei | Shareholder | Against | For | |||||||||||
| 4.9 | Shareholder Proposal: Remove a Director Arai, Hiroshi | Shareholder | Against | For | |||||||||||
| 4.10 | Shareholder Proposal: Remove a Director Kawahara, Hiroshi | Shareholder | Against | For | |||||||||||
| 4.11 | Shareholder Proposal: Remove a Director Morita, Koji | Shareholder | Against | For | |||||||||||
| 4.12 | Shareholder Proposal: Remove a Director Ihara, Michiyo | Shareholder | Against | For | |||||||||||
| 4.13 | Shareholder Proposal: Remove a Director Takeuchi, Katsuyuki | Shareholder | Against | For | |||||||||||
| 4.14 | Shareholder Proposal: Remove a Director Kagawa, Ryohei | Shareholder | Against | For | |||||||||||
| 4.15 | Shareholder Proposal: Remove a Director Takahata, Fujiko | Shareholder | Against | For | |||||||||||
| 5 | Shareholder Proposal: Amend Articles of Incorporation (1) | Shareholder | Against | For | |||||||||||
| 6 | Shareholder Proposal: Amend Articles of Incorporation (2) | Shareholder | Against | For | |||||||||||
| 7 | Shareholder Proposal: Amend Articles of Incorporation (3) | Shareholder | Against | For | |||||||||||
| SINCLAIR BROADCAST GROUP, INC. | |||||||||||||||
| Security | 829226109 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | SBGI | Meeting Date | 28-Jun-2021 | ||||||||||||
| ISIN | US8292261091 | Agenda | 935426672 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | David D. Smith* | For | For | ||||||||||||
| 2 | Frederick G. Smith* | For | For | ||||||||||||
| 3 | J. Duncan Smith* | For | For | ||||||||||||
| 4 | Robert E. Smith* | For | For | ||||||||||||
| 5 | Laurie R. Beyer* | For | For | ||||||||||||
| 6 | Howard E. Friedman* | For | For | ||||||||||||
| 7 | Lawrence E. McCanna* | For | For | ||||||||||||
| 8 | Daniel C. Keith* | For | For | ||||||||||||
| 9 | Martin R. Leader* | For | For | ||||||||||||
| 10 | Benson E. Legg* | For | For | ||||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for the year ending December 31, 2021. | Management | For | For | |||||||||||
| 3. | Approval of amended and restated Employee Stock Purchase Plan. | Management | For | For | |||||||||||
| 4. | Approval of an amendment to the Company's 1996 Long- Term Incentive Plan to increase the number of shares authorized for issuance thereunder. | Management | Abstain | Against | |||||||||||
| MORINAGA MILK INDUSTRY CO.,LTD. | |||||||||||||||
| Security | J46410114 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 29-Jun-2021 | |||||||||||||
| ISIN | JP3926800008 | Agenda | 714243285 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| Please reference meeting materials. | Non-Voting | ||||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | |||||||||||
| 2.1 | Appoint a Director Miyahara, Michio | Management | For | For | |||||||||||
| 2.2 | Appoint a Director Onuki, Yoichi | Management | For | For | |||||||||||
| 2.3 | Appoint a Director Okawa, Teiichiro | Management | For | For | |||||||||||
| 2.4 | Appoint a Director Minato, Tsuyoshi | Management | For | For | |||||||||||
| 2.5 | Appoint a Director Yanagida, Yasuhiko | Management | For | For | |||||||||||
| 2.6 | Appoint a Director Hyodo, Hitoshi | Management | For | For | |||||||||||
| 2.7 | Appoint a Director Kawakami, Shoji | Management | For | For | |||||||||||
| 2.8 | Appoint a Director Yoneda, Takatomo | Management | For | For | |||||||||||
| 2.9 | Appoint a Director Tominaga, Yukari | Management | For | For | |||||||||||
| 3 | Appoint a Substitute Corporate Auditor Suzuki, Michio | Management | For | For | |||||||||||
| CARMAX, INC. | |||||||||||||||
| Security | 143130102 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | KMX | Meeting Date | 29-Jun-2021 | ||||||||||||
| ISIN | US1431301027 | Agenda | 935430188 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director for a one year term expiring at the 2022 Annual Shareholder's Meeting: Peter J. Bensen | Management | For | For | |||||||||||
| 1B. | Election of Director for a one year term expiring at the 2022 Annual Shareholder's Meeting: Ronald E. Blaylock | Management | For | For | |||||||||||
| 1C. | Election of Director for a one year term expiring at the 2022 Annual Shareholder's Meeting: Sona Chawla | Management | For | For | |||||||||||
| 1D. | Election of Director for a one year term expiring at the 2022 Annual Shareholder's Meeting: Thomas J. Folliard | Management | For | For | |||||||||||
| 1E. | Election of Director for a one year term expiring at the 2022 Annual Shareholder's Meeting: Shira Goodman | Management | For | For | |||||||||||
| 1F. | Election of Director for a one year term expiring at the 2022 Annual Shareholder's Meeting: Robert J. Hombach | Management | For | For | |||||||||||
| 1G. | Election of Director for a one year term expiring at the 2022 Annual Shareholder's Meeting: David W. McCreight | Management | For | For | |||||||||||
| 1H. | Election of Director for a one year term expiring at the 2022 Annual Shareholder's Meeting: William D. Nash | Management | For | For | |||||||||||
| 1I. | Election of Director for a one year term expiring at the 2022 Annual Shareholder's Meeting: Mark F. O'Neil | Management | For | For | |||||||||||
| 1J. | Election of Director for a one year term expiring at the 2022 Annual Shareholder's Meeting: Pietro Satriano | Management | For | For | |||||||||||
| 1K. | Election of Director for a one year term expiring at the 2022 Annual Shareholder's Meeting: Marcella Shinder | Management | For | For | |||||||||||
| 1L. | Election of Director for a one year term expiring at the 2022 Annual Shareholder's Meeting: Mitchell D. Steenrod | Management | For | For | |||||||||||
| 2. | To ratify the appointment of KPMG LLP as independent registered public accounting firm. | Management | For | For | |||||||||||
| 3. | To vote on an advisory resolution to approve the compensation of our named executive officers. | Management | For | For | |||||||||||
| 4. | To vote on a shareholder proposal regarding a report on political contributions, if properly presented at the meeting. | Shareholder | Abstain | Against | |||||||||||
| PETIQ, INC. | |||||||||||||||
| Security | 71639T106 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | PETQ | Meeting Date | 29-Jun-2021 | ||||||||||||
| ISIN | US71639T1060 | Agenda | 935437295 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of class I director to serve until the third annual meeting: Ronald Kennedy | Management | For | For | |||||||||||
| 1B. | Election of class I director to serve until the third annual meeting: Sheryl Oloughlin | Management | For | For | |||||||||||
| 2. | To ratify the selection of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | |||||||||||
| 3. | To approve, on an advisory, non-binding basis, the compensation of our named executive officers. | Management | For | For | |||||||||||
| 4. | To approve the amendment and restatement of our Amended and Restated 2017 Omnibus Incentive Plan. | Management | Against | Against | |||||||||||
| 5. | To approve on an advisory, non-binding basis, the frequency of stockholder advisory approval on the compensation of our named executive officers. | Management | 1 Year | For | |||||||||||
| TAKEDA PHARMACEUTICAL CO LTD | |||||||||||||||
| Security | 874060205 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | TAK | Meeting Date | 29-Jun-2021 | ||||||||||||
| ISIN | US8740602052 | Agenda | 935457437 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1 | Appropriation of Surplus | Management | For | ||||||||||||
| 2 | Partial Amendment to the Articles of Incorporation | Management | For | ||||||||||||
| 3A | Election of Director who is not Audit and Supervisory Committee Member: Christophe Weber | Management | For | ||||||||||||
| 3B | Election of Director who is not Audit and Supervisory Committee Member: Masato Iwasaki | Management | For | ||||||||||||
| 3C | Election of Director who is not Audit and Supervisory Committee Member: Andrew Plump | Management | For | ||||||||||||
| 3D | Election of Director who is not Audit and Supervisory Committee Member: Costa Saroukos | Management | For | ||||||||||||
| 3E | Election of Director who is not Audit and Supervisory Committee Member: Masahiro Sakane | Management | For | ||||||||||||
| 3F | Election of Director who is not Audit and Supervisory Committee Member: Oliver Bohuon | Management | For | ||||||||||||
| 3G | Election of Director who is not Audit and Supervisory Committee Member: Jean-Luc Butel | Management | For | ||||||||||||
| 3H | Election of Director who is not Audit and Supervisory Committee Member: Ian Clark | Management | Against | ||||||||||||
| 3I | Election of Director who is not Audit and Supervisory Committee Member: Yoshiaki Fujimori | Management | For | ||||||||||||
| 3J | Election of Director who is not Audit and Supervisory Committee Member: Steven Gillis | Management | For | ||||||||||||
| 3K | Election of Director who is not Audit and Supervisory Committee Member: Shiro Kuniya | Management | For | ||||||||||||
| 3L | Election of Director who is not Audit and Supervisory Committee Member: Toshiyuki Shiga | Management | For | ||||||||||||
| 4.1 | Election of Director who is an Audit and Supervisory Committee Member: Masami Iijima | Management | For | ||||||||||||
| 5 | Payment of Bonuses to Directors who are not Audit and Supervisory Committee Members | Management | For | ||||||||||||
| TRATON SE | |||||||||||||||
| Security | D8T4KC101 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 30-Jun-2021 | |||||||||||||
| ISIN | DE000TRAT0N7 | Agenda | 714195977 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | |||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | Non-Voting | |||||||||||||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE | Non-Voting | |||||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | |||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | |||||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.25 PER SHARE | Management | No Action | ||||||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | No Action | ||||||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | No Action | ||||||||||||
| 5.1 | RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR FISCAL YEAR 2021 | Management | No Action | ||||||||||||
| 5.2 | RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR A POSSIBLE REVIEW OF ADDITIONAL FINANCIAL INFORMATION FOR FISCAL YEAR 2022 UNTIL THE NEXT ANNUAL GENERAL MEETING | Management | No Action | ||||||||||||
| 6 | APPROVE REMUNERATION POLICY | Management | No Action | ||||||||||||
| 7 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | No Action | ||||||||||||
| NOMAD FOODS LIMITED | |||||||||||||||
| Security | G6564A105 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | NOMD | Meeting Date | 30-Jun-2021 | ||||||||||||
| ISIN | VGG6564A1057 | Agenda | 935433704 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Sir Martin Ellis Franklin, KGCN | Management | For | For | |||||||||||
| 1B. | Election of Director: Noam Gottesman | Management | For | For | |||||||||||
| 1C. | Election of Director: Ian G.H. Ashken | Management | For | For | |||||||||||
| 1D. | Election of Director: Stéfan Descheemaeker | Management | For | For | |||||||||||
| 1E. | Election of Director: Golnar Khosrowshahi | Management | For | For | |||||||||||
| 1F. | Election of Director: James E. Lillie | Management | For | For | |||||||||||
| 1G. | Election of Director: Stuart M. MacFarlane | Management | For | For | |||||||||||
| 1H. | Election of Director: Lord Myners of Truro CBE | Management | For | For | |||||||||||
| 1I. | Election of Director: Victoria Parry | Management | For | For | |||||||||||
| 1J. | Election of Director: Melanie Stack | Management | For | For | |||||||||||
| 1K. | Election of Director: Samy Zekhout | Management | For | For | |||||||||||
| 2. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | |||||||||||
| CROWDSTRIKE HOLDINGS, INC. | |||||||||||||||
| Security | 22788C105 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | CRWD | Meeting Date | 30-Jun-2021 | ||||||||||||
| ISIN | US22788C1053 | Agenda | 935436003 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Roxanne S. Austin | For | For | ||||||||||||
| 2 | Sameer K. Gandhi | For | For | ||||||||||||
| 3 | Gerhard Watzinger | For | For | ||||||||||||
| 2. | To ratify the selection of PricewaterhouseCoopers LLP as CrowdStrike's independent registered public accounting firm for its fiscal year ending January 31, 2022. | Management | For | For | |||||||||||
| 3. | To approve, on an advisory basis, the compensation of CrowdStrike's named executive officers. | Management | For | For | |||||||||||
| 4. | To approve, on an advisory basis, the frequency of future stockholder advisory votes on the compensation of CrowdStrike's named executive officers. | Management | 3 Years | For | |||||||||||
| 5. | To approve an amendment to CrowdStrike's 2019 Employee Stock Purchase Plan. | Management | Abstain | Against | |||||||||||
| EHEALTH, INC. | |||||||||||||||
| Security | 28238P109 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | EHTH | Meeting Date | 30-Jun-2021 | ||||||||||||
| ISIN | US28238P1093 | Agenda | 935441446 - Management | ||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | James E. Murray | For | For | ||||||||||||
| 2 | Cesar M. Soriano | For | For | ||||||||||||
| 3 | Dale B. Wolf | For | For | ||||||||||||
| 2. | Company Proposal: To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the Company's fiscal year ending December 31, 2021. | Management | For | For | |||||||||||
| 3. | Company Proposal: To vote to approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | |||||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant | The Gabelli Dividend & Income Trust |
| By (Signature and Title)* | /s/ Bruce N. Alpert |
| Bruce N. Alpert, President and Principal Executive Officer |
| Date | August 25, 2021 |
*Print the name and title of each signing officer under his or her signature.