UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21399
The Aegis Funds
(Exact name of registrant as specified in charter)
6862 Elm Street, Suite 830, McLean, Virginia 22101
(Address of principal executive offices) (Zip code)
Aegis Financial Corporation
6862 Elm Street, Suite 830, McLean, Virginia 22101
(Name and address of agent for service)
Registrant's telephone number, including area code: (703) 528-7788
Date of fiscal year end: December 31
Date of reporting period: July 1, 2013 – June 30, 2014
AEGIS HIGH YIELD FUND PROXY VOTING RECORD
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
| AMERIGO RESOURCES LTD. | |||
| Security | 03074G109 | Meeting Type | ANNUAL |
| Ticker Symbol | ARREF | Meeting Date | 6-MAY-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | TO SET THE NUMBER OF DIRECTORS AT 8. | Management | For | For | ||||
| 02 | DIRECTOR | Management | For | For | ||||
| 1) KLAUS ZEITLER | ||||||||
| 2) ROBERT GAYTON | ||||||||
| 3) SIDNEY ROBINSON | ||||||||
| 4) RUSTON GOEPEL | ||||||||
| 5) MIGUEL GRAU | ||||||||
| 6) ALBERTO SALAS | ||||||||
| 7) GEOFF CASTLE | ||||||||
| 8) GEORGE IRELAND | ||||||||
| 03 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | For | ||||
| 04 | TO TRANSACT ANY OTHER BUSINESS THAT MAY PROPERLY COME BEFORE THE MEETING AND ANY ADJORNMENT THEREOF. | Management | For | For |
| BALTIC TRADING LIMITED | |||
| Security | Y0553W103 | Meeting Type | ANNUAL |
| Ticker Symbol | BALT | Meeting Date | 9-APRIL-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | DIRECTOR | Management | For | For | ||||
| 1) PETER C. GEORGIOPOULOS | ||||||||
| 2) BASIL G. MAVROLEON | ||||||||
| 02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT AUDITORS OF BALTIC TRADING FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||
| 03 | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE COMPANY’S 2010 EQUITY INCOME PLAN | Management | Against | Against | ||||
| 04 | TO APPROVE A NON-BINDING, ADVISORY REGULATION REGARDING COMPENSATION OF BALTIC TRADING’S NAMED EXEUCUTIVE OFFICERS | Management | For | For | ||||
| 05 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES | Management | 3 years | 1 year |
| JAGUAR MINING INC. | |||
| Security | 47009M400 | Meeting Type | ANNUAL |
| Ticker Symbol | JAGGF | Meeting Date | 25-JUNE-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | DIRECTOR | Management | For | For | ||||
| 1) GEORGE BEE | ||||||||
| 2) RICHARD D. FALCONER | ||||||||
| 3) EDWARD V. REESER | ||||||||
| 4) LUIS R. MIRAGLIA | ||||||||
| 5) STEPHEN HOPE | ||||||||
| 6) JARED HARDNER | ||||||||
| 7) ROBERT J. CHADWICK | ||||||||
| 02 | REAPPOINTMENT OF KPMG LLP AS AUDITORS AND AUTHORIZATION OF THE DIRECTORS TO FIX THE RENUMERATION OF THE AUDITORS. | Management | For | For | ||||
| 03 | CONSIDER AND, IF THOUGHT ADVISABLE, TO PASS, WITH OR WITHOUT VARIATION, AN ORDINARY RESOLUTION, SUBSTANTIALLY IN THE FORM SET OUT IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR (“THE CIRCULAR”), APPROVING, RATIFYING AND CONFIRMING THE ADOPTION OF THE CORPORATION’S 10% ROLLING STOCK OPTION PLAN, AS MORE FULLY DESCRIBED IN THE CIRCULAR. | Management | For | For | ||||
| 04 | CONSIDER AND, IF THOUGHT ADVISABLE, TO PASS, WITH OR WITHOUT VARIATION, AN ORDINARY RESOLUTION, SUBSTANTIALLY IN THE FORM SET OUT IN THE CIRCULAR, APPROVING, RATIFYING AND CONFIRMING THE ADOPTION OF THE CORPORATION’S DSU PLAN, AS MORE FULLY DESCRIBED IN THE CIRCULAR. | Management | For | For | ||||
| 05 | CONSIDER, AND IF THOUGHT ADVISABLE, TO PASS, WITH OR WITHOUT VARIATION, AN ORDINARY RESOLUTION, SUBSTANTIALLY IN THE FORM SET OUT IN THE CIRCULAR, APPROVING, RATIFYING AND CONFIRMING THE AWARDS OF CERTAIN DEFERRED SHARE UNITS AND OPTIONS UNDER THE DSU PLAN AND STOCK OPTION PLAN, RESPECTIVELY, AS MORE FULLY DESCRIBED IN THE CIRCULAR. | Management | For | For |
| GLOBUS MARITIME LIMITED | |||
| Security | Y27265209 |
Meeting Type | ANNUAL |
| Ticker Symbol | GLBS | Meeting Date | 28-AUGUST-2013 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | DIRECTOR | Management | For | For | ||||
| 1) GEORGIOS FEIDAKIS | ||||||||
| 2) AMIR EILON | ||||||||
| 02 | TO APPROVE THE APPOINTMENT OF ERNST & YOUNG (HELLAS) CERTIFIED AUDITORS ACCOUNTANTS S.A. AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013 | Management | For | For |
| PMC COMMERCIAL TRUST | |||
| Security | 693434102 | Meeting Type | SPECIAL |
| Ticker Symbol | PMCT | Meeting Date | 11-FEBRUARY-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | THE SHARE ISSUANCE PROPOSAL – TO CONSIDER AND VOTE UPON A PROPOSAL TO APPROVE THE ISSUANCE OF COMMON SHARES OF BENEFICIAL INTEREST AND CLASS A CONVERTIBLE CUMULATIVE PREFERRED SHARES OF BENEFICIAL INTEREST OF PMC COMMERCIAL TRUST, A TEXAS REAL ESTATE INVESTMENT TRUST (“PMC COMMERCIAL”), PURSUANT TO THE TERMS OF … | Management | Against | Against | ||||
| 02 | THE MERGER-RELATED COMPENSATION PROPOSAL – TO CONSIDER AND VOTE UPON, THROUGH A NON-BINDING ADVISORY VOTE, CERTAIN COMPENSATION ARRANGEMENTS FOR PMC COMMERCIAL’S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER AND OTHER TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT | Management | Against | Against | ||||
| 03 | THE ADJOURNMENT PROPOSAL – TO CONSIDER AND VOTE UPON A PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE FOR THE PURPOSE OF SOLICITING ADDITIONAL VOTES FOR THE APPROVAL OF THE SHARE ISSUANCE PROPOSAL | Management | Against | Against |
AEGIS VALUE FUND PROXY VOTING RECORD
FOR PERIOD MARCH 1, 2014 TO JUNE 30, 2014
| AIRCASTLE LIMITED | |||
| Security | G0129K104 | Meeting Type | ANNUAL |
| Ticker Symbol | AYR | Meeting Date | 22-MAY-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | DIRECTOR | Management | For | For | ||||
| 1) RONALD L. MERRIMAN | ||||||||
| 2) AGNES MURA | ||||||||
| 3) CHARLES W. POLLARD | ||||||||
| 02 | AMENDMENT TO THE COMPANY’S BYE-LAWS TO INCREASE THE SIZE OF THE BOARD OF BOARD OF DIRECTORS. | Management | Abstain | Against | ||||
| 03 | APPOINT ERNST & YOUNG, LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (WHICH CONSTITUTES THE AUDITOR FOR THE PURPOSE OF BERMUDA LAW) TO AUDIT THE FINANCIAL STATEMENTS FOR FISCAL YEAR 2014 AND AUTHORIZE THE DIRECTORS OF AIRCASTLE LIMITED, ACTING BY THE AUDIT COMMITTEE, TO DETERMINE THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM’S FEES | Management | For | For | ||||
| 04 | APPROVAL OF THE AIRCASTLE LIMITED 2014 OMNIBUS INCENTIVE PLAN | Management | Abstain | Against | ||||
| 05 | ADVISORY VOTE TO APPROVE ON EXECUTIVE COMPENSATION | Management | Abstain | Against |
| AMERIGO RESOURCES LTD. | |||
| Security | 03074G109 | Meeting Type | ANNUAL |
| Ticker Symbol | ARREF | Meeting Date | 6-MAY-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | TO SET THE NUMBER OF DIRECTORS AT 8. | Management | For | For | ||||
| 02 | DIRECTOR | Management | For | For | ||||
| 9) KLAUS ZEITLER | ||||||||
| 10) ROBERT GAYTON | ||||||||
| 11) SIDNEY ROBINSON | ||||||||
| 12) RUSTON GOEPEL | ||||||||
| 13) MIGUEL GRAU | ||||||||
| 14) ALBERTO SALAS | ||||||||
| 15) GEOFF CASTLE | ||||||||
| 16) GEORGE IRELAND | ||||||||
| 03 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | For | ||||
| 04 | TO TRANSACT ANY OTHER BUSINESS THAT MAY PROPERLY COME BEFORE THE MEETING AND ANY ADJORNMENT THEREOF. | Management | For | For |
| ASPEN INSURANCE HOLDINGS LIMITED | |||
| Security | G05384105 | Meeting Type | ANNUAL |
| Ticker Symbol | AHL | Meeting Date | 23-APR-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | DIRECTOR | Management | For | For | ||||
| 1) MR. CHRISTOPHER O’KANE | ||||||||
| 2) MR. LIAQUAT AHAMED | ||||||||
| 3) MR. ALBERT BEER | ||||||||
| 4) MR. JOHN CAVOORES | ||||||||
| 5) MS. HEIDI HUTTER | ||||||||
| 6) MR. GARY GREGG | ||||||||
| 7) MR. BRET PEARLMAN | ||||||||
| 02 | TO PROVIDE A NON-BINDING, ADVISORY VOTE APPROVING THE COMPANY’S EXECUTIVE COMPENSATION (“SAY-ON- PAY VOTE”). | Management | For | For | ||||
| 03 | TO RE-APPOINT KPMG AUDIT PLC (“KPMG”), LONDON, ENGLAND, TO ACT AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED DECEMBER 31, 2014 AND TO AUTHORIZE THE COMPANY’S BOARD THROUGH THE AUDIT COMMITTEE TO SET THE REMUNERATION FOR KPMG. | Management | For | For |
| AURICO GOLD INC. | |||
| Security | 05155C105 | Meeting Type | ANNUAL |
| Ticker Symbol | AUQ | Meeting Date | 9-MAY-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | DIRECTOR | Management | For | For | ||||
| 1) ALAN R. EDWARDS | ||||||||
| 2) MARK J. DANIEL | ||||||||
| 3) SCOTT G. PERRY | ||||||||
| 4) LUIS M. CHAVEZ | ||||||||
| 5) PATRICK D. DOWNEY | ||||||||
| 6) RONALD E. SMITH | ||||||||
| 7) RICHARD M. COLTERJOHN | ||||||||
| 1) JOSEPH G. SPITERI | ||||||||
| 02 | APPOINT KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS FOR THE COMPANY, AND TO AUTHORIZE THE DIRECTORS OF THE COMPANY TO SET THE AUDITORS’ REMUNERATION. | Management | For | For | ||||
| 03 | CONSIDER AND, IF DEEMED ADVISABLE, PASS AN ORDINARY RESOLUTION OF SHAREHOLDERS, CONFIRMING AND RATIFYING THE COMPANY’S ADVANCE NOTICE BY- LAW | Management | For | For | ||||
| 04 | CONSIDER AND, IF DEEMED ADVISABLE, PASS AN ORDINARY RESOLUTION OF SHAREHOLDERS CONFIRMING AND RATIFYING THE AMENDMENTS TO THE COMPANY’S BY-LAW NO. 1 | Management | For | For | ||||
| 05 | CONSIDER AND, IF DEEMED ADVISABLE, PASS AN ORDINARY RESOLUTION OF SHAREHOLDERS CONFIRMING AND RATIFYING THE COMPANY’S AMENDED AND RESTATED EMPLOYEE SHARE PURCHASE PLAN TO, AMONG OTHER THINGS, REPLENISH THE COMMON SHARES RESERVED FOR ISSUANCE UNDER THE PLAN AND TO SPECIFY AMENDMENTS TO THE PLAN THAT WOULD REQUIRE SHAREHOLDER APPROVAL | Management | For | For | ||||
| 06 | CONSIDER AND, IF DEEMED ADVISABLE, PASS A NON- BINDING, ADVISORY RESOLUTION ACCEPTING THE COMPANY’S APPROACH TO EXECUTIVE COMPENSATION | Management | For | For |
| AVINO SILVER & GOLD MINES LTD. | |||
| Security | 053906103 | Meeting Type | ANNUAL & SPECIAL |
| Ticker Symbol | ASM | Meeting Date | 27-JUNE-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | TO SET THE NUMBER OF DIRECTORS AT 5. | Management | For | For | ||||
| 02 | DIRECTOR | Management | For | For | ||||
| 1) MICHAEL BAYBAK | ||||||||
| 2) ANDREW KAPLAN | ||||||||
| 3) GARY ROBERTSON | ||||||||
| 4) DAVID WOLFIN | ||||||||
| 5) JASMAN YEE | ||||||||
| 03 | APPOINTMENT OF MANNING ELLIOTT AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR RENUMERATION. | Management | For | For | ||||
| 04 | TO RATIFY THE 10% ROLLING STOCK OPTION PLAN AS DESCRIBED IN THE INFORMATION CIRCULAR. | Management | Against | Against |
| BALLANTYNE STRONG, INC. | |||
| Security | 058516105 | Meeting Type | ANNUAL |
| Ticker Symbol | BTN | Meeting Date | 14-MAY-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | DIRECTOR | Management | For | For | ||||
| 1) WILLIAM F. WELSH, II | ||||||||
| 2) GARY L. CAVEY | ||||||||
| 3) SAMUEL C. FREITAG | ||||||||
| 4) MARC. E LEBARON | ||||||||
| 5) MARK D. HASEBROOCK | ||||||||
| 6) DONDE PLOWMAN | ||||||||
| 7) JAMES C. SHAY | ||||||||
| 02 | THE ADVISORY (NON-BINDING) RESOLUTION REGARDING EXECUTIVE COMPENSATION | Management | For | For | ||||
| 03 | APPROVAL OF THE BALLANTYNE STRONG, INC. 2014 NON-EMPLOYEE DIRECTORS’ RESTRICTED STOCK PLAN | Management | Against | Against | ||||
| 04 | APPROVAL OF 2010 LONG-TERM INCENTIVE PLAN AMENDMENT AND SECTION 162(M) MATERIAL TERMS FOR PAYMENT OF PERFORMANCE-BASED COMPENSATION | Management | Against | Against | ||||
| 05 | RATIFYING THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT AUDITORS | Management | For | For |
|
BALTIC TRADING LIMITED | |||
| Security | Y0553W103 | Meeting Type | ANNUAL |
| Ticker Symbol | BALT | Meeting Date | 9-APRIL-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | DIRECTOR | Management | For | For | ||||
| 3) PETER C. GEORGIOPOULOS | ||||||||
| 4) BASIL G. MAVROLEON | ||||||||
| 02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT AUDITORS OF BALTIC TRADING FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||
| 03 | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE COMPANY’S 2010 EQUITY INCOME PLAN | Management | Against | Against | ||||
| 04 | TO APPROVE A NON-BINDING, ADVISORY REGULATION REGARDING EXECUTIVE COMPENSATION OF BALTIC TRADING’S NAMED EXECUTIVE OFFICERS | Management | For | For | ||||
| 05 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES | Management | 1 Year | 3 Years |
| BASSETT FURNITURE INDUSTRIES, INC. | |||
| Security | 070203104 | Meeting Type | ANNUAL |
| Ticker Symbol | BSET | Meeting Date | 12-MAR-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | DIRECTOR | Management | For | For | ||||
| 2) PETER W. BROWN, M.D. | ||||||||
| 3) KRISTINA CASHMAN | ||||||||
| 4) PAUL FULTON | ||||||||
| 5) HOWARD H. HAWORTH | ||||||||
| 6) G. W. HENDERSON, III | ||||||||
| 7) J. WALTER MCDOWELL | ||||||||
| 8) DALE C. POND | ||||||||
| 9) ROBERT H SPILMAN, JR. | ||||||||
| 10) WILLIAM C. WAMPLER, JR. | ||||||||
| 11) WILLIAM C. WARDEN, JR. | ||||||||
| 02 | PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 29, 2014. | Management | For | For | ||||
| 03 | PROPOSAL TO CONSIDER AND ACT ON AN ADVISORY VOTE REGARDING THE APPROVAL OF COMPENSATION PAID TO CERTAIN EXECUTIVE OFFICERS | Management | For | For |
| BRT REALTY TRUST | |||
| Security | 055645303 | Meeting Type | ANNUAL |
| Ticker Symbol | BRT | Meeting Date | 12-MAR-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 1A | ELECTION OF TRUSTEE: KENNETH F. BERNSTEIN | Management | For | For | ||||
| 1B | ELECTION OF TRUSTEE: FREDRIC H. GOULD | Management | For | For | ||||
| 1C | ELECTION OF TRUSTEE: GARY HURAND | Management | For | For | ||||
| 1D | ELECTION OF TRUSTEE: ELIE WEISS | Management | For | For | ||||
| 02 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION | Management | For | For | ||||
| 03 | RATIFY THE APPOINTMENT OF BDO USA, LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING SEPTEMBER 30, 2014. | Management | For | For |
| CAL DIVE INTERNATIONAL, INC. | |||
| Security | 12802T101 | Meeting Type | ANNUAL |
| Ticker Symbol | DVR | Meeting Date | 13-MAY-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | DIRECTOR | Management | For | For | ||||
| 1) JOHN T. MILLS | ||||||||
| 02 | TO APPROVE ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Management | For | For | ||||
| 03 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014 | Management | For | For |
| CITI TRENDS, INC. | |||
| Security | 17306X102 | Meeting Type | ANNUAL |
| Ticker Symbol | CTRN | Meeting Date | 4-JUN-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | DIRECTOR | Management | For | For | ||||
| 1) LAURENS M. GOFF | ||||||||
| 2) R. EDWARD ANDERSON | ||||||||
| 3) LAWRENCE E. HYATT | ||||||||
| 02 | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS FOR 2012. | Management | For | For | ||||
| 03 | RATIFICATION OF THE SELECTION OF KPMG LLP TO BE THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING JANURAY 31, 2015. | Management | For | For |
| CITIZENS BANCSHARES CORPORTION | |||
| Security | 173168105 | Meeting Type | ANNUAL |
| Ticker Symbol | CZBS | Meeting Date | 19-MAY-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | DIRECTOR | Management | For | For | ||||
| 1) STEPHEN A. ELMORE, SR. | ||||||||
| 2) DONALD RATAJCZAK | ||||||||
| 02 | TO APPROVE THE FIRST AMENDMENT TO THE CITIZENS BANCSHARES CORPORATION 2009 LONG-TERM INCENTIVE PLAN INCREASING THE NUMBER OF COMMON STOCK RESERVED FOR ISSUANCE UNDER THE PLAN | Management | Against | Against | ||||
| 03 | TO RATIFY THE APPOINTMENT OF ELLIOTT DAVIS, LLC AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||
| 04 | TO ADOPT THE ADVISORY RESOLUTION APPROVING EXECUTIVE COMPENSATION. | Management | For | For |
| COEUR MINING, INC. | |||
| Security | 192108504 | Meeting Type | ANNUAL |
| Ticker Symbol | CDE | Meeting Date | 13-MAY-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | DIRECTOR | Management | For | For | ||||
| 1) LINDA L. ADAMANY | ||||||||
| 2) KEVIN S. CRUTCHFIELD | ||||||||
| 3) SEBASTIAN EDWARDS | ||||||||
| 4) RANDOPH E. GRESS | ||||||||
| 5) MITCHELL J. KREBS | ||||||||
| 6) ROBERT E. MELLOR | ||||||||
| 7) JOHN H. ROBINSON | ||||||||
| 8) J. KENNETH THOMPSON | ||||||||
| 02 | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||
| 03 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For |
| COMMONWEALTH REIT | |||
| Security | 203233101 | Meeting Type | CONTESTED SPECIAL MEETING OF SHAREHOLDERS |
| Ticker Symbol | CWH | Meeting Date | 23-MAY-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | DIRECTOR | Corvex | For | Against | ||||
| 1) DAVID HELFAND | Management LP | |||||||
| 2) SAMUEL ZELL | & etc. | |||||||
| 3) JAMES CORL | ||||||||
| 4) EDWARD GLICKMAN | ||||||||
| 5) PETER LINNEMAN | ||||||||
| 6) JIM LOZIER | ||||||||
| 7) KENNETH SHEA | ||||||||
| 02 | ADJOURNMENT OF THE SPECIAL MEETING IF A QUORUM IS NOT PRESENT AT THE TIME OF THE SPECIAL MEETING OR IF OTHERWISE NECESSARY TO SOLICIT ADDITIONAL PROXIES TO ELECT THE NOMINEES (THE “ADJOURNMENT PROPOSAL”). | Corvex Management LP & etc. | For | Against |
|
COMMONWEALTH REIT | |||
| Security | 203233101 | Meeting Type | CONTESTED CONSENT SOLICITATION OF SHAREHOLDERS |
| Ticker Symbol | CWH | Meeting Date | 19-MARCH-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | REMOVAL OF DIRECTOR | Corvex | For Removal | Against | ||||
| 1) BARRY M. PORTNOY | Management LP | |||||||
| 2) ADAM D. PORTNOY | & etc. | |||||||
| 3) JOSEPH L. MOREA | ||||||||
| 4) WILLIAM A. LAMKIN | ||||||||
| 5) FREDERICK N. ZEYTOONJIAN | ||||||||
| 6) RONALD J. ARTINIAN | ||||||||
| 7) ANN LOGAN |
| COMSTOCK RESOURCES, INC. | |||
| Security | 205768203 | Meeting Type | ANNUAL |
| Ticker Symbol | CRK | Meeting Date | 24-MAY-2013 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | DIRECTOR | Management | For | For | ||||
| 1) M. JAY ALLISON | ||||||||
| 2) DAVID W. SLEDGE | ||||||||
| 3) JIM L. TURNER | ||||||||
| 4) ELIZABETH B. DAVIS | ||||||||
| 02 | PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY’S BYLAWS TO PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS PROPOSAL TO RATIFY THE | Management | For | For | ||||
| 03 | APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2014 | Management | For | For | ||||
| 04 | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO THE COMPANY’S 2013 COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS | Management | For | For | ||||
| 05 | STOCKHOLDER PROPOSAL 5 | Stockholder | Against | For | ||||
| 06 | STOCKHOLDER PROPOSAL 6 | Stockholder | For | Against |
DALRADIAN RESOURCES INC, TORONTO ON
| Security | 2354991002 | Meeting Type | ANNUAL |
| Ticker Symbol | DNA CN | Meeting Date | 25-JUN-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | THE APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS THE AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND THE AUTHORIZATION OF THE DIRECTORS TO FIX THEIR REMUNERATION SET FORTH IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR OF COMPANY DATED MAY 26, 2014 (THE “INFORMATION CIRCULAR”) | Management | For | For | ||||
| 2.1 | ELECTION OF DIRECTOR: PATRICK F.N. ANDERSON | Management | For | For | ||||
| 2.2 | ELECTION OF DIRECTOR: THOMAS J. OBRADOVICH | Management | For | For | ||||
| 2.3 | ELECTION OF DIRECTOR: ARI B. SUSSMAN | Management | For | For | ||||
| 2.4 | ELECTION OF DIRECTOR: SEAN E.O. ROOSEN | Management | For | For | ||||
| 2.5 | ELCTION OF DIRECTOR: RONALD P. GAGEL | Management | For | For | ||||
| 2.6 | ELECTION OF DIRECTOR: JONATHAN RUBENSTEIN | Management | For | For | ||||
| 2.7 | ELECTION OF DIRECTOR: D. GRENVILLE THOMAS | Management | For | For |
EGI FINANCIAL HOLDINGS, INC
| Security | Sedol B0T4MY0 | Meeting Type | ANNUAL |
| Ticker Symbol | EFH CN | Meeting Date | 13-MAY-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | DIRECTOR | Management | For | For | ||||
|
1) PETER CRAWFORD 2) STEVE DOBRONYI 3) ANI HOTOYAN-JOLY 4) SERGE LAVOIE 5) DOUGLAS E. MCINTYRE 6) CAROL POULSEN 7) ROBERT PURVES 8) ANGUS ROSS 9) BRUCE WEST |
||||||||
| 02 | APPOINTMENT OF AUDITORS: TO APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY AND AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For |
ENDEAVOUR INTERNATIONAL CORPORATION
| Security | 29259G200 | Meeting Type | CONTESTED ANNUAL |
| Ticker Symbol | END | Meeting Date | 22-MAY-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | DIRECTOR | Talisman Group | For | Against | ||||
| 1) JASON T. KALISMAN | Investments LLC | |||||||
| 02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG, LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Talisman Group Investments LLC | For | For | ||||
| 03 | VOTE ON THE ADOPTION OF THE COMPANY’S 2014 STOCK INCENTIVE PLAN. | Talisman Group Investments LLC | Against | Against | ||||
| 04 | ADVISORY VOTE ON EXEUCTIVE COMPENSATION | Talisman Group Investments LLC | Against | Against |
EPL OIL & GAS, INC.
| Security | 26883D108 | Meeting Type | SPECIAL |
| Ticker Symbol | EPL | Meeting Date | 30-MAY-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MARCH 12, 2014, AMONG EPL OIL & GAS, INC., ENERGY XXI (BERMUDA) LIMITED, ENERGY XXI GULF COAST, INC. AND CLYDE MERGER SUB, INC. | Management | For | For | ||||
| 02 | APPROVE ON AN ADVISORY (NON- BINDING) BASIS, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO EPL OIL & GAS, INC.’S NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE PROPOSED TRANSACTIONS | Management | For | For | ||||
| 03 | APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES | Management | For | For |
FIRST FEDERAL OF NORTHERN MI BANCORP INC
| Security | 32021X105 | Meeting Type | ANNUAL |
| Ticker Symbol | FFNM | Meeting Date | 14-MAY-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | DIRECTOR | Management | For | For | ||||
|
1) MARTIN A. THOMSON 2) JAMES E. KRAENZLEIN |
||||||||
| 02 | THE RATIFICATION OF THE APPOINTMENT OF PLANTE & MORAN, PLLC AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. |
Management | For | For | ||||
| 03 | TO CONSIDER AND ACT UPON A NON-BINDING ADVISORY RESOLUTION REGARDING THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | For | For |
GEODRILL LTD
| Security | Sedol B3RLCZ5 | Meeting Type | ANNUAL |
| Ticker Symbol | GEO CN | Meeting Date | 12-MAY-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | DIRECTOR | Management | For | For | ||||
1) DAVID HARPER 2) JOHN BINGHAM 3) COLIN JONES 4) RONALD SELLWOOD 5) DANIEL IM 6) ADRIAN REYNOLDS |
||||||||
| 02 | APPOINTMENT OF DELOITTE LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||
| 03 | THE STOCK OPTION PLAN OF THE CORPORATION (THE “STOCK OPTION PLAN”) AS DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR OF THE CORPORATION DATED APRIL 1, 2014 (THE “CIRCULAR”) BE AUTHORIZED, CONFIRMED AND RE-APPROVED AS THE STOCK OPTION PLAN OF THE CORPORATION, IN SUBSTANTIALLY THE FORM OF RESOLUTION RESPECTING THE STOCK OPTION PLAN SET FORTH IN THE CIRCULAR |
Management | For | For |
GUYANA GOLDFIELDS INC.
| Security | 403530108 | Meeting Type | ANNUAL |
| Ticker Symbol | GUYFF | Meeting Date | 28-APRIL-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | DIRECTOR | Management | For | For | ||||
1) J. PATRICK SHERIDAN 2) ALAN FERRY 3) RENE MARION 4) MICHAEL RICHINGS 5) DANIEL NOONE 6) JEAN-PIERRE CHAUVIN 7) SCOTT CALDWELL 8) DAVID BEATTY |
||||||||
| 02 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING EAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For |
HARDINGE INC.
| Security | 412324303 | Meeting Type | ANNUAL |
| Ticker Symbol | HDNG | Meeting Date | 6-MAY-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | DIRECTOR | Management | For | For | ||||
|
1) J. PHILIP HUNTER 2) R. TONY TRIPENY |
||||||||
| 02 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||
| 03 | PROPOSAL TO AMEND AND RESTATE THE HARDINGE INC. 2011 INCENTIVE STOCK PLAN | Management | Against | Against | ||||
| 04 | TO ACT ON AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | ||||
| 05 | TO ACT ON AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | 1 Year | For |
HERCULES OFFSHORE, INC.
| Security | 427093109 | Meeting Type | ANNUAL |
| Ticker Symbol | HERO | Meeting Date | 14-MAY-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | DIRECTOR | Management | For | For | ||||
|
1) THOMAS N. AMONETT 2) THOMAS J. MADONNA 3) F. GARDNER PARKER |
||||||||
| 02 | ADVISORY VOTE ON 2013 EXECUTIVE COMPENSATION | Management | For | For | ||||
| 03 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014 | Management | For | For | ||||
| 04 | TO APPROVE THE HERCULES OFFSHORE, INC. 2014 LONG-TERM INCENTIVE PLAN AND THE MATERIAL TERMS OF THE PERFORMANCE GOALS THEREUNDER | Management | Against | Against | ||||
| 05 | TO APPROVE AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF HERCULES OFFSHORE, INC., TO REMOVE ARTICLE FOURTH, DIVISION B, SECTION 4 THEREOF CONTAINING LIMITATIONS ON FOREIGN OWERNSHIP OF OUR CAPITAL STOCK | Management | For | For |
INGRAM MICRO INC.
| Security | 457153104 | Meeting Type | ANNUAL |
| Ticker Symbol | IM | Meeting Date | 4-JUN-2013 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 1.1 | ELECTION OF DIRECTOR: HOWARD I. ATKINS | Management | For | For | ||||
| 1.2 | ELECTION OF DIRECTOR: LESLIE STONE HEISZ | Management | For | For | ||||
| 1.3 | ELECTION OF DIRECTOR: JOHN R. INGRAM | Management | For | For | ||||
| 1.4 | ELECTION OF DIRECTOR: DALE R. LAURANCE | Management | For | For | ||||
| 1.5 | ELECTION OF DIRECTOR: LINDA FAYNE LEVINSON | Management | For | For | ||||
| 1.6 | ELECTION OF DIRECTOR: SCOTT A. MCGREGOR | Management | For | For | ||||
| 1.7 | ELECTION OF DIRECTOR: ALAIN MONIE | Management | For | For | ||||
| 1.8 | ELECTION OF DIRECTOR: WADE OOSTERMAN | Management | For | For | ||||
| 1.9 | ELECTION OF DIRECTOR: JOE B. WYATT | Management | For | For | ||||
| 02 | APPROVAL OF EXECUTIVE COMPENSATION IN ADVISORY VOTE | Management | For | For | ||||
| 03 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For |
JETBLUE AIRWAYS CORPORATION
| Security | 477143101 | Meeting Type | ANNUAL |
| Ticker Symbol | JBLU | Meeting Date | 22-MAY-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | DIRECTOR | Management | For | For | ||||
|
1) DAVID BARGER 2) JENS BISCHOF 3) PETER BONEPARTH 4) DAVID CHECKETTS 5) VIRGINIA GAMBALE 6) STEPHAN GEMKOW 7) ELLEN JEWETT 8) STANLEY MCCHRYSTAL 9) JOEL PETERSON 10) ANN RHOADES 11) FRANK SICA 12) THOMAS WINKELMANN |
||||||||
| 02 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014 | Management | For | For | ||||
| 03 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Management | For | For | ||||
| 04 | STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS REPORTING | Stockholder | Against | For | ||||
| 05 | STOCKHOLDER PROPOSAL REGARDING EXECUTIVE STOCK RETENTION | Stockholder | Against | For |
LAKE SHORE GOLD CORP.
| Security | 510728108 | Meeting Type | ANNUAL |
| Ticker Symbol | LSG | Meeting Date | 7-MAY-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | TO FIX THE NUMBER OF DIRECTORS AT 7 | Management | For | For | ||||
| 02 | DIRECTOR | Management | For | For | ||||
| 1) ALAN MOON | ||||||||
| 2) ANTHONY MAKUCH | ||||||||
| 3) ARNOLD KLASSEN | ||||||||
| 4) JOHNATHAN GILL | ||||||||
| 5) FRANK HALLAM | ||||||||
| 6) DIANE FRANCIS | ||||||||
| 7) PETER CROSSGROVE | ||||||||
| 03 | APPOINTMENT OF DELOITTE LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For |
LEADER ENERGY SERVICES LTD
| Security | Sedol B03TDP9 | Meeting Type | ANNUAL |
| Ticker Symbol | LEA CN | Meeting Date | 17-JUN-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 1.1 | ELECTION OF DIRECTOR: RODNEY J. HAUSER | Management | For | For | ||||
| 1.2 | ELECTION OF DIRECTOR: JASON R.D. KRUEGER | Management | For | For | ||||
| 1.3 | ELECTION OF DIRECTOR: D. RICHARD SKEITH | Management | For | For | ||||
| 1.4 | ELECTION OF DIRECTOR: GORDON D. HARRIS | Management | For | For | ||||
| 1.5 | ELECTION OF DIRECTOR STEPHEN A.W. AUSTIN | Management | For | For | ||||
| 1.6 | ELECTION OF DIRECTOR DOUGLAS A. CUTTS | Management | For | For | ||||
| 02 | ON THE ORDINARY RESOLUTION APPOINTING DELOITTE LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE COPORATION AT SUCH REMUNERATION AS MAY BE APPROVED BY THE DIRECTORS OF THE CORPORATION | Management | For | For | ||||
| 03 | ON THE ORDINARY RESOLUTION APPROVING THE EXISTING STOCK OPTION PLAN OF THE CORPORATION, AS DESCRIBED IN THE INFORMATION CIRCULAR | Management | For | For | ||||
| 04 | TOVOTE IN THE PROXYHOLDER’S DISCRETION UPON AMENDMENTS OR VARIATIONS TO THE MATTERS IDENTIFIED IN THE NOTICE OF MEETING AND ANY OTHER BUSINESS WHICH MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF | Management | Abstain | For |
MAXIM POWER CORP.
| Security | Sedol B131K84 | Meeting Type | ANNUAL |
| Ticker Symbol | MXG CN | Meeting Date | 04-JUNE-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | TO SET THE NUMBER OF AT SIX (6) MEMBERS DIRECTORS OF THE CORPORATION | Management | For | For | ||||
| 02 | DIRECTOR: | Management | For | For | ||||
|
1) WILEY D. AUCH 2) JOHN R. BOBENIC 3) M. BRUCE CHERNOFF 4) JOEL LUSMAN 5) JOHANN POLZ 6) W. BRETT WILSON |
||||||||
| 03 | TO APPOINT KPMG LLP,CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION AT SUCH REMUNERATION AS SHALL BE FIXED BY THE BOARD OF DIRECTORS | Management | For | For |
MCDERMOTT INTERNATIONAL, INC
| Security | 580037109 | Meeting Type | ANNUAL |
| Ticker Symbol | MDR | Meeting Date | 6-MAY-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | DIRECTOR | Management | For | For | ||||
| 1) JOHN F. BOOKOUT, III | ||||||||
| 2) ROGER A. BROWN | ||||||||
| 3) DAVID DICKSON | ||||||||
| 4) STEPHEN G. HANKS | ||||||||
| 5) GARY P. LUQUETTE | ||||||||
| 6) W.H. SCHUMANN, III | ||||||||
| 7) MARY L. SHAFER-MALICKI | ||||||||
| 8) DAVID A. TRICE | ||||||||
| 02 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | ||||
| 03 | APPROVAL OF OUR 2014 LONG-TERM INCENTIVE PLAN | Management | Against | Against | ||||
| 04 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FRIM FOR THE YEAR ENDING DECEMBER 31, 2014 | Management | For | For |
MCEWEN MINING INC.
| Security | 58039P107 | Meeting Type | ANNUAL |
| Ticker Symbol | MUX | Meeting Date | 15-MAY-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | DIRECTOR | Management | For | For | ||||
| 1) ROBERT M. MCEWEN | ||||||||
| 2) MICHELE L. ASHBY | ||||||||
| 3) LEANNE M. BAKER | ||||||||
| 4) DONALD R.M. QUICK | ||||||||
| 5) MICHAEL L. STEIN | ||||||||
| 6) ALLEN V. AMBROSE | ||||||||
| 7) RICHARD W. BRISSENDEN | ||||||||
| 8) GREGORY P. FAUQUIER | ||||||||
| 02 | SAY ON PAY – AN ADVISORY VOTE ON THE APPROVAL OF COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
| 03 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPNAY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
MERCER INTERNATIONAL INC.
| Security | 588056101 | Meeting Type | ANNUAL |
| Ticker Symbol | MERC | Meeting Date | 30-MAY-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | DIRECTOR | Management | For | For | ||||
| 1) JIMMY S.H. LEE | ||||||||
| 2) WILLIAM D. MCCARTNEY | ||||||||
| 3) ERIC LAURITZEN | Management | For | For | |||||
| 4) GRAEME A. WITTS | ||||||||
| 5) BERNARD J. PICCHI | ||||||||
| 6) JAMES SHEPHERD | ||||||||
| 7) R. KEITH PURCHASE | ||||||||
| 8) NANCY ORR | ||||||||
| 02 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS PROPOSAL TO APPROVE THE | Management | For | For | ||||
| 03 | ADVISORY (NON-BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION APPROVAL OF THE AMENDMENT TO | Management | For | For | ||||
| 04 | THE MERCER INTERNATIONAL INC. 2010 STOCK INCENTIVE PLAN | Management | For | For |
NEVSUN RESOURCES LTD.
| Security | 64156L101 | Meeting Type | ANNUAL AND SPECIAL |
| Ticker Symbol | NSU | Meeting Date | 22-MAY-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | TO SET THE NUMBER OF DIRECTORS AT SIX (6) | Management | For | For | ||||
| 02 | DIRECTOR | Management | For | For | ||||
| 1) R. STUART ANGUS | ||||||||
| 2) IAN R. ASHBY | ||||||||
| 3) CLIFFORD T. DAVIS | ||||||||
| 4) ROBERT J. GAYTON | ||||||||
| 5) GARY E. GERMAN | ||||||||
| 6) GERARD E. MUNERA | ||||||||
| 03 | APPOINTMENT OF KPMG LLP AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||
| 04 | TO APPROVE THE CONFIRMATION, RATIFICATION, AND CONTINUATION OF THE SHAREHOLDER RIGHTS PLAN | Management | For | For | ||||
| 05 | TO PASS AN ORDINARY RESOLUTION ACCEPTING THE COMPANY’S APPROACH TO EXECUTIVE COMPENSATION | Management | For | For |
OLYMPIC STEEL, INC.
| Security | 68162K106 | Meeting Type | ANNUAL |
| Ticker Symbol | ZEUS | Meeting Date | 30-APRIL-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | DIRECTOR | Management | For | For | ||||
| 1) DAVID A. WOLFORT | ||||||||
| 2) RALPH M. DELLA RATTA | ||||||||
| 3) HOWARD L. GOLDSTEIN | ||||||||
| 4) DIRK A. KEMPTHORNE | ||||||||
| 02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR 2014. | Management | For | For | ||||
| 03 | APPROVAL ON AN ADVISORY BASIS, OF OLYMPIC STEEL, INC.’S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For |
PATTERSON-UTI ENERGY, INC.
| Security | 703481101 | Meeting Type | ANNUAL |
| Ticker Symbol | PTEN | Meeting Date | 17-APRIL-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | DIRECTOR | Management | For | For | ||||
| 1) MARK S. SIEGEL | ||||||||
| 2) KENNETH N. BERNS | ||||||||
| 3) CHARLES O. BUCKNER | ||||||||
| 4) MICHAEL W. CONLON | ||||||||
| 5) CURTIS W. HUFF | ||||||||
| 6) TERRY H. HUNT | ||||||||
| 7) CLOYCE A. TALBOTT | ||||||||
| 02 | APPROVAL OF THE PATTERSON-UTI ENERGY, INC. 2014 LONG-TERM INCENTIVE PLAN. | Management | Against | Against | ||||
| 03 | APPROVAL OF AN ADVISORY RESOLUTION ON PATTERSON-UTI’S COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
| 04 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF PATTERSON-UTI FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | Management | For | For |
PEABODY ENERGY CORPORATION
| Security | 704549104 | Meeting Type | ANNUAL |
| Ticker Symbol | BTU | Meeting Date | 8-MAY-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | DIRECTOR | Management | For | For | ||||
| 1) GREGORY H. BOYCE | ||||||||
| 2) WILLIAM A. COLEY | ||||||||
| 3) WILLIAM E. JAMES | ||||||||
| 4) ROBERT B. KARN III | ||||||||
| 5) HENGRY E. LENTZ | ||||||||
| 6) ROBERT A. MALONE | ||||||||
| 7) WILLIAM C. RUSNACK | ||||||||
| 8) MICHAEL W. SUTHERLIN | ||||||||
| 9) JOHN F. TURNER | ||||||||
| 10) SANDRA A. VAN TREASE | ||||||||
| 11) ALAN H. WASHKOWITZ | ||||||||
| 12) HEATHER A. WILSON | ||||||||
| 02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||
| 03 | ADVISORY RESOLUTION TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For |
PHOTRONICS, INC.
| Security | 719405102 | Meeting Type | ANNUAL |
| Ticker Symbol | PLAB | Meeting Date | 11-APRIL-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | DIRECTOR | Management | For | For | ||||
| 1) WALTER M. FIEDEROWICZ | ||||||||
| 2) JOSEPH A. FLORITA, JR. | ||||||||
| 3) LIANG-CHOO HSIA | ||||||||
| 4) CONSTANTINE MACRICOSTAS | ||||||||
| 5) GEORGE MACRICOSTAS | ||||||||
| 6) MITCHELL G. TYSON | ||||||||
| 02 | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMEBER 2, 2014 | Management | For | For | ||||
| 03 | TO APPROVE AN AMENDMENT TO THE PHOTRONICS INC. 2007 LONG TERM EQUITY INCENTIVE PLAN, AS PREVIOUSLY AMENDED, TO INCREASE THE AUTHORIZED SHARES AVAILABLE FOR ISSUANCE FROM 6,000,000 TO 9,000,000 AND TO AMEND THE AMOUNT OF RESTRICTED STOCK ALLOWED TO BE ISSED THEREUNDER FROM 15% TO 1,000,000 SHARES | Management | Against | Against | ||||
| 04 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION | Management | For | For | ||||
| 05 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF. | Management | For | For |
QUESTERRE ENERGY CORP
| Security | Sedol 2922715 | Meeting Type | ANNUAL |
| Ticker Symbol | QEC CN | Meeting Date | 11-JUNE-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | THE FIXING OF THE NUMER OF DIRECTORS TO BE ELECTED AT THE MEETING AT SIX (6) | Management | For | For | ||||
| 02 | ELECTION OF DIRECTOR: | Management | For | For | ||||
| 1) MICHAEL R. BINNION | ||||||||
| 2) EARL HICKOK | ||||||||
| 3) PEDER PAUS | ||||||||
| 4) ALAIN SANS CARTIER | ||||||||
| 5) DENNIS SYKORA | ||||||||
| 6) BJORN INGE TONNESSEN | ||||||||
| 03 | THE APPROVAL AND APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARATED ACCOUNTANTS, AS AUDITOR OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE BOARD OF DIRECTORS OF THE CORPORATION TO FIX THE AUDTIOR’S REMUNERATION | Management | For | For | ||||
| 04 | THE APPROVAL AND ADOPTION OF THE ORDINARY RESOLUTION OF SHARHOLDERS AS MORE PARTICULARLY SET FORTH IN THE MANAGEMENT INFORMATION CIIRCULAR RELATING TO THE APPROVAL OF UNALLOCATED OPTIONS UNDER THE CORPORATION’S STOCK OPTION PLAN | Management | For | For | ||||
| 05 | CONSIDERING, AND IF THOUGHT ADVISBLE, TO PASS A RESOLUTION CONFIRMING AN AMENDMENT TO THE CORPORATION’S BY-LAWS RELATING TO THE ADVANCE NOTICE FOR THE NOMINATIONS OF DIRECTORS, AS MORE FULLY DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR OF THE CORPORATION | Management | For | For | ||||
| 06 | AT THE DISCRETION OF THE SAID PROXYHOLDER, UPON ANY AMENDMENT OR VARIATION OF THE TIME ABOVE MATTERS OR ANY OTHER MATTER THAT MAY BE PROPERLY BROUGHT BEFORE THE MEETING OR ANY ADJOURNMENT(S) OR POSTPONEMENT THEREOF IN SUCH MANNER AS THE SAID PROXYHOLDER IN ITS SOLE JUDGMENT, MAY DETERMINE | Management | Abstain | For |
RESOLUTE FOREST PRODUCTS INC.
| Security | 76117W109 | Meeting Type | ANNUAL |
| Ticker Symbol | RFP | Meeting Date | 23-MAY-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | DIRECTOR | Management | For | For | ||||
| 1) MICHEL P. DESBIENS | ||||||||
| 2) JENNIFER C. DOLAN | ||||||||
| 3) RICHARD D. FALCONER | ||||||||
| 4) RICHARD GARNEAU | ||||||||
| 5) JEFFREY A. HEARN | ||||||||
| 6) BRADLEY P. MARTIN | ||||||||
| 7) ALAIN RHEAUME | ||||||||
| 8) MICHAEL ROUSSEAU | ||||||||
| 9) DAVID H. WILKINS | ||||||||
| 02 | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP APPOINTMENT | Management | For | For | ||||
| 03 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (“SAY-ON-PAY”) | Management | For | For |
SANMINA CORPORATION
| Security | 801056102 | Meeting Type | ANNUAL |
| Ticker Symbol | SANM | Meeting Date | 10-MAR-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 1A | ELECTION OF DIRECTOR: NEIL R. BONKE | Management | For | For | ||||
| 1B | ELECTION OF DIRECTOR: MICHAEL J. CLARKE | Management | For | For | ||||
| 1C | ELECTION OF DIRECTOR: EUGENE A. DELANEY | Management | For | For | ||||
| 1D | ELECTION OF DIRECTOR: JOHN P. GOLDSBERRY | Management | For | For | ||||
| 1E | ELECTION OF DIRECTOR: JOSEPH G. LICATA, JR. | Management | For | For | ||||
| 1F | ELECTION OF DIRECTOR: MARIO M. ROSATI | Management | For | For | ||||
| 1G | ELECTION OF DIRECTOR: WAYNE SHORTRIDGE | Management | For | For | ||||
| 1H | ELECTION OF DIRECTOR: JURE SOLA | Management | For | For | ||||
| 1I. | ELECTION OF DIRECTOR: JACKIE M. WARD | Management | For | For | ||||
| 02 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS SANMINA CORPORATION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR ITS FISCAL YEAR ENDING SEPTEMBER 27, 2014 | Management | For | For | ||||
| 03 | PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE 2009 INCENTIVE PLAN, INCLUDING THE RESERVATION OF AN ADDITIONAL 1,700,000 SHARES FOR ISSUANCE THEREUNDER | Management | Against | Against | ||||
| 04 | PROPOSAL TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION OF SANMINA CORPORATION’S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT FOR THE 2014 ANNUAL MEETING OF STOCKHOLDERS PURSUANT TO THE COMPENSATION DISCLOUSE RULES OF THE SECURITIES AND EXCHANGE COMMISSION INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, THE COMPENSATION TABLES AND THE OTHE RELATED DISCLOSURE | Management | For | For |
SPARTAN STORES, INC. (SPARTANNASH)
| Security | 846822104 | Meeting Type | ANNUAL |
| Ticker Symbol | SPTN | Meeting Date | 28-MAY-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | DIRECTOR | Management | For | For | ||||
| 1) M. SHAN ATKINS | ||||||||
| 2) DENNIS EIDSON | ||||||||
| 3) MICKEY P. FORET | ||||||||
| 4) FRANK M. GAMBINO | ||||||||
| 5) DOUGLAS A. HACKER | ||||||||
| 6) YVONNE R. JACKSON | ||||||||
| 7) ELIZABETH A. NICKELS | ||||||||
| 8) TIMOTHY J. O’DONOVAN | ||||||||
| 9) HAWTHORNE L. PROCTOR | ||||||||
| 10) CRAIG C. STURKEN | ||||||||
| 11) WILLIAM R. VOSS | ||||||||
| 02 | APPROVAL OF AN AMENDMENT TO THE ARTICLES OF INCORPORATION TO CHANGE THE NAME OF THE COMPANY TO “SPARTANNASH COMPANY” | Management | For | For | ||||
| 03 | SAY ON PAY – ADVSIORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION. | Management | For | For | ||||
| 04 | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE CURRENT FISCAL YEAR | Management | For | For |
STARTEK, INC.
| Security | 85569C107 | Meeting Type | ANNUAL |
| Ticker Symbol | SRT | Meeting Date | 6-MAY-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | DIRECTOR | Management | For | For | ||||
| A. CHAD A. CARLSON | ||||||||
| B. JACK D. PLATING | ||||||||
| C. BENJAMIN L. ROSENZWEIG | ||||||||
| D. ROBERT SHEFT | ||||||||
| E. ED ZSCHAU | ||||||||
| 02 | TO RATIFY THE APPOINTMENT OF | Management | For | For | ||||
| EKS&H LLLP OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | ||||||||
| 03 | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||
| 04 | TO APPROVE AN AMENDMENT AND RESTATEMENT OF OUR 2008 EQUITY INCENTIVE PLAN, WHICH INCREASES THE MAXIMUM NUMBER OF SHARES AVAILABLE FOR AWARDS UNDER THE PLAN BY 500,000 SHARES OF OUR COMMON STOCK AND EXTENDS THE TERM OF THE PLAN TO TEN YEARS FROM THE DATE OF SUCH APPROVAL | Management | Against | Against |
STONE ENERGY CORPORATION
| Security | 861642106 | Meeting Type | ANNUAL |
| Ticker Symbol | SGY | Meeting Date | 22-MAY-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | ELECTION OF DIRECTOR: | Management | For | For | ||||
| 1) GEORGE R. CHRISTMAS | ||||||||
| 2) B.J. DUPLANTIS | ||||||||
| 3) PETER D. KINNEAR | ||||||||
| 4) DAVID T. LAWRENCE | ||||||||
| 5) ROBERT S. MURLEY | ||||||||
| 6) RICHARD A. PATTAROZZI | ||||||||
| 7) DONALD E. POWELL | ||||||||
| 8) KAY G. PRIESTLY | ||||||||
| 9) PHYLLIS M. TAYLOR | ||||||||
| 10) DAVID H WELCH | ||||||||
| 02 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014 | Management | For | For | ||||
| 03 | SAY ON PAY – AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For |
SYPRIS SOLUTIONS, INC.
| Security | 871655106 | Meeting Type | ANNUAL |
| Ticker Symbol | SYPR | Meeting Date | 29-APRIL-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | DIRECTOR | Management | For | For | ||||
| 1) GARY L. CONVIS | ||||||||
| 2) WILLIAM G. FERKO | ||||||||
| 3) JEFFREY T. GILL | ||||||||
| 4) SIDNEY R. PETERSEN | ||||||||
| 02 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THIS PROXY STATEMENT | Management | For | For |
| TECUMSEH PRODUCTS COMPANY | |||
| Security | 878895200 | Meeting Type | ANNUAL |
| Ticker Symbol | TECUA | Meeting Date | 30-APRIL-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | THE PROPOSAL TO APPROVE THE RECAPITILIZATION PROPOSAL, PROVIDING FOR AN AMENDMENT TO THE COMPANY’S ARTICLES OF INCORPORATION IN ORDER TO RECLASSIFY AND CONVERT (I) EACH NONVOTING SHARE OF CLASS A COMMON STOCK INTO ONE COMMON SHARE, EACH ENTITLED TO ONE VOTE PER SHARE, AND (II) EACH SHARE OF VOTING CLASS B COMMON STOCK INTO ONE COMMON SHARE, EACH ENTITLED TO ONE VOTE PER SHARE | Management | For | For |
| TECUMSEH PRODUCTS COMPANY | |||
| Security | 878895101 | Meeting Type | ANNUAL |
| Ticker Symbol | TECUB | Meeting Date | 30-APRIL-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | DIRECTOR | Management | For | For | ||||
| 1) STEPHANIE H. BOYSE | ||||||||
| 2) JAMES J. CONNOR | ||||||||
| 3) GARY L. COWGER | ||||||||
| 4) HAROLD M. KARP | ||||||||
| 5) TERENCE C. SEIKEL | ||||||||
| 6) DOUGLAS M. SULIMAN, JR. | ||||||||
| 02 | THE PROPOSAL TO APPROVE THE RECAPITILIZATION PROPOSAL, PROVIDING FOR AN AMENDMENT TO THE COMPANY’S ARTICLES OF INCORPORATION IN ORDER TO RECLASSIFY AND CONVERT (I) EACH NONVOTING SHARE OF CLASS A COMMON STOCK INTO ONE COMMON SHARE, EACH ENTITLED TO ONE VOTE PER SHARE, AND (II) EACH SHARE OF VOTING CLASS B COMMON STOCK INTO ONE COMMON SHARE, EACH ENTITLED TO ONE VOTE PER SHARE | Management | For | For | ||||
| 03 | THE PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY’S INDEPENDENT ACCOUNTANT FOR THE CURRENT YEAR | Management | For | For | ||||
| 04 | THE PROPOSAL TO APPROVE (ON AN ADVISORY BASIS) THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Management | For | For | ||||
| 05 | THE PROPOSAL TO APPROVE THE TECUMSEH PRODUCTS COMPANY 2014 OMNIBUS INCNETIVE PLAN, INCLUDING THE MATERIAL TERMS OF THE PERFORMANCE GOALS USED UNDER THE 2014 OMNIBUS INCENTIVE PLAN | Management | For | For |
| THORNTONS PLC | |||
| Security | Sedol 0890193 | Meeting Type | ANNUAL |
| Ticker Symbol | THT LN | Meeting Date | 24-JULY-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY TO INCREASE THE BORROWING LIMIT | Management | For | For |
| UNIVERSAL STAINLESS & ALLOY PRODS., INC. | |||
| Security | 913837100 | Meeting Type | ANNUAL |
| Ticker Symbol | USAP | Meeting Date | 13-MAY-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 01 | DIRECTOR | Management | For | For | ||||
| 1) CHRISTOPHER L. AYERS | ||||||||
| 2) DOUGLAS M. DUNN | ||||||||
| 3) M. DAVID KORNBLATT | ||||||||
| 4) DENNIS M. OATES | ||||||||
| 5) UDI TOLEDANO | ||||||||
| 02 | APPROVAL OF THE COMPENSATION FOR THE COMPANY’S NAMED EXECUTIVE OFFICERS | Management | For | For | ||||
| 03 | RATIFICATION OF THE APPOINTMENT OF SCHNEIDER DOWNS & CO., INC. AS THE COMPANY’S INDEPENDENT PUBLIC ACCOUNTANTS FOR 2014 | Management | For | For |
| WHITE MOUNTAINS INSURANCE GROUP, LTD. | |||
| Security | G9618E107 | Meeting Type | ANNUAL |
| Ticker Symbol | WTM | Meeting Date | 23-MAY-2013 |
| For/Against | |||||||||
| Item | Proposal | Type | Vote | Management | |||||
| 01 | A. | ELECTION OF CLASS II DIRECTOR TO A TERM ENDING IN 2017: RAYMOND BARRETTE | Management | For (ALL) | For (ALL) | ||||
| B. | ELECTION OF CLASS II DIRECTOR TO A TERM ENDING IN 2017: YVES BROUILLETTE | ||||||||
| C. | ELECTION OF CLASS II DIRECTOR TO A TERM ENDING IN 2017: JOHN D. GILLESPIE | ||||||||
| 02 | A. | ELECTION OF DIRECTOR OF SIRIUS INTERNATIONAL INSURANCE CORPORATION: MONICA CRAMER-MANHEM | Management | For (ALL) | For (ALL) | ||||
| B. | ELECTION OF DIRECTOR OF SIRIUS INTERNATIONAL INSURANCE CORPORATION: JEFFREY DAVIS | ||||||||
| C. | ELECTION OF DIRECTOR OF SIRIUS INTERNATIONAL INSURANCE CORPORATION: LARS EK | ||||||||
| D. | ELECTION OF DIRECTOR OF SIRIUS INTERNATIONAL INSURANCE CORPORATION: BRIAN E. KENSIL | ||||||||
| E. | ELECTION OF DIRECTOR OF SIRIUS INTERNATIONAL INSURANCE CORPORATION: JAN ONSELIUS | ||||||||
| F. | ELECTION OF DIRECTOR OF SIRIUS INTERNATIONAL INSURANCE CORPORATION: GORAN A. THORSTENSSON | ||||||||
| G. | ELECTION OF DIRECTOR OF SIRIUS INTERNATIONAL INSURANCE CORPORATION: ALLAN L. WATERS | ||||||||
| 03 | A. | ELECTION OF DIRECTOR OF HG RE LTD: SHEILA E. NICOLL | Management | For (ALL) | For (ALL) | ||||
| B. | ELECTION OF DIRECTOR OF HG RE LTD: KEVIN PEARSON | ||||||||
| C. | ELECTION OF DIRECTOR OF HG RE LTD: WARREN J. TRACE | ||||||||
| D. | ELECTION OF DIRECTOR OF HG RE LTD: ALLAN L. WATERS | ||||||||
| 04 | A. | ELECTION OF DIRECTOR OF WHITE MOUNTAINS LIFE REINSURANCE (BERMUDA) LTD: JENNIFER L. PITTS | Management | For (ALL) | For (ALL) | ||||
| B. | ELECTION OF DIRECTOR OF WHITE MOUNTAINS LIFE REINSURANCE (BERMUDA) LTD: CHRISTINE H. REPASY | ||||||||
| C. | ELECTION OF DIRECTOR OF WHITE MOUNTAINS LIFE REINSURANCE (BERMUDA) LTD: WARREN J. TRACE | ||||||||
| D. | ELECTION OF DIRECTOR OF WHITE MOUNTAINS LIFE REINSURANCE (BERMUDA) LTD: ALLAN L. WATERS | ||||||||
| 05 | A. | ELECTION OF DIRECTOR OF WHITE SHOALS RE LTD: CHRISTINE H. REPASY | Management | For (ALL) | For (ALL) | ||||
| B. | ELECTION OF DIRECTOR OF WHITE SHOALS RE LTD: WARREN J. TRACE | ||||||||
| C. | ELECTION OF DIRECTOR OF WHITE SHOALS RE LTD: ALLAN L. WATERS | ||||||||
| 06 | A. | ELECTION OF DIRECTOR OF STAR RE LTD: CHRISTINE H. REPASY | Management | For (ALL) | For (ALL) | ||||
| B. | ELECTION OF DIRECTOR OF STAR RE LTD: GORAN A. THORSTENSSON | ||||||||
| C. | ELECTION OF DIRECTOR OF STAR RE LTD: WARREN J. TRACE | ||||||||
| D. | ELECTION OF DIRECTOR OF STAR RE LTD:ALLAN L. WATERS | ||||||||
| 07 | A. | ELECTION OF DIRECTOR OF ALSTEAD REINSURANCE (SAC) LTD: RAYMOND BARRETTE | Management | For (ALL) | For (ALL) | ||||
| B. | ELECTION OF DIRECTOR OF ALSTEAD REINSURANCE (SAC) LTD: DAVID FOY | ||||||||
| C. | ELECTION OF DIRECTOR OF ALSTEAD REINSURANCE (SAC) LTD: SHEILA E. NICOLL | ||||||||
| D. | ELECTION OF DIRECTOR OF ALSTEAD REINSURANCE (SAC) LTD: JENNIFER L. PITTS | ||||||||
| 08 | A. | ELECTION OF DIRECTOR OF WHITE MOUNTAINS RE SIRIUS CAPITAL LTD: MICHAEL DASHFIELD | Management | For (ALL) | For (ALL) | ||||
| B. | ELECTION OF DIRECTOR OF WHITE MOUNTAINS RE SIRIUS CAPITAL LTD: LARS EK | ||||||||
| C. | ELECTION OF DIRECTOR OF WHITE MOUNTAINS RE SIRIUS CAPITAL LTD: GORAN A. THORSTENSSON | ||||||||
| D. | ELECTION OF DIRECTOR OF WHITE MOUNTAINS RE SIRIUS CAPITAL LTD: ALLAN L. WATERS | ||||||||
| 09 | A. | ELECTION OF DIRECTOR OF SPLIT ROCK INSURANCE, LTD: CHRISTOPHER GARROD | Management | For (ALL) | For (ALL) | ||||
| B. | ELECTION OF DIRECTOR OF SPLIT ROCK INSURANCE, LTD: SARAH A KOLAR | ||||||||
| C. | ELECTION OF DIRECTOR OF SPLIT ROCK INSURANCE, LTD: SHIELA E. NICOLL | ||||||||
| D. | ELECTION OF DIRECTOR OF SPLIT ROCK INSURANCE, LTD: JOHN C. TREACY | ||||||||
| 10 | A. | ELECTION FOR ANY NEW NON-US OPERATING SUBSIDIARY: RAYMOND BARRETTE | Management | For (ALL) | For (ALL) | ||||
| B. | ELECTION FOR ANY NEW NON-US OPERATING SUBSIDIARY: DAVID T. FOY | ||||||||
| C. | ELECTION FOR ANY NEW NON-US OPERATING SUBSIDIARY: JENNIFER L. PITTS | ||||||||
| D. | ELECTION FOR ANY NEW NON-US OPERATING SUBSIDIARY: WARREN J. TRACE | ||||||||
| 11 | APPROVAL OF THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||
| 12 | APPROVAL OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP (“PWC”) AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||
| WPX ENERGY, INC. | |||
| Security | 98212B103 | Meeting Type | ANNUAL |
| Ticker Symbol | WPX | Meeting Date | 22-MAY-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 1.1 | ELECTION OF DIRECTOR: JAMES J. BENDER | Management | For | For | ||||
| 1.2 | ELECTION OF DIRECTOR: ROBERT K. HERDMAN | Management | For | For | ||||
| 1.3 | ELECTION OF DIRECTOR: GEORGE A. LORCH | Management | For | For | ||||
| 02 | SAY ON PAY – AN ADVISORY VOTE ON THE APPORVAL OF EXECUTIVE COMPENSATION | Management | For | For | ||||
| 03 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2013. | Management | For | For | ||||
| 04 | STOCKHOLDER PROPOSAL REGARDING QUANTITATIVE GREENHOUSE GAS EMISSIONS GOALS. | Stockholder | Against | For | ||||
| 05 | STOCKHOLDER PROPOSAL REGARDING DECLASSIFICATION OF THE BOARD OF DIRECTORS | Stockholder | Abstain | For |
| ZAZA ENERGY CORPORATION | |||
| Security | 98919T100 | Meeting Type | ANNUAL |
| Ticker Symbol | ZAZA | Meeting Date | 15-MAY-2014 |
| For/Against | ||||||||
| Item | Proposal | Type | Vote | Management | ||||
| 1A | ELECTION OF DIRECTOR: TODD A. BROOKS | Management | For | For | ||||
| 1B | ELECTION OF DIRECTOR: TRAVIS H. BURRIS | Management | For | For | ||||
| 1C | ELECTION OF DIRECTOR: JOHN E. HEARN, JR. | Management | For | For | ||||
| 1D | ELECTION OF DIRECTOR: GASON L. KEARBY | Management | For | For | ||||
| 1E | ELECTION OF DIRECTOR: A. HAAG SHERMAN | Management | For | For | ||||
| 1F | ELECTION OF DIRECTOR: HERBERT C. WILLIAMSON | Management | For | For | ||||
| 02 | APPROVAL OF AN AMENDMENT TO THE ZAZA ENERGY CORPORATION LONG-TERM INCENTIVE PLAN, INCLUDING INCREASING THE TOTAL AUTHORIZED SHARES ISSUABLE UNDER THE PLAN BY 12 MILLION SHARES. | Management | Against | Against | ||||
| 03 | GRANT OF DISCRETIONARY AUTHORITY TO THE BOARD OF DIRECTORS TO EFFECT A REVERSE SPLIT OF THE COMMON STOCK WITHIN ONE YEAR OF SUCH GRANT WITH A RANGE OF ONE-FOR-TWO TO ONE-FOR-TWENTY-FIVE. | Management | For | For | ||||
| 04 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| (Registrant) | The Aegis Funds | |
| By | /s/ Scott L. Barbee | |
| (Signature and Title) | Scott L. Barbee, President, The Aegis Funds | |
| Date | August 8, 2014 |