N-PX 1 aegis-v2_npx.txt ANNUAL REPORT FOR N-PX UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-21399 NAME OF REGISTRANT: The Aegis Funds ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 6862 Elm Street Suite 830 McLean, VA 22101 NAME AND ADDRESS OF AGENT FOR SERVICE: Aegis Financial Corporation 6862 Elm Street Suite 830 McLean, VA 22101 REGISTRANT'S TELEPHONE NUMBER: 703-528-7788 DATE OF FISCAL YEAR END: 12/31 DATE OF REPORTING PERIOD: 07/01/2019 - 06/30/2020 Aegis Value Fund -------------------------------------------------------------------------------------------------------------------------- ALASKA COMMUNICATIONS SYSTEMS GROUP, INC Agenda Number: 935196469 -------------------------------------------------------------------------------------------------------------------------- Security: 01167P101 Meeting Type: Annual Meeting Date: 16-Jun-2020 Ticker: ALSK ISIN: US01167P1012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: David W. Karp Mgmt For For 1.2 Election of Director: Peter D. Aquino Mgmt For For 1.3 Election of Director: Wayne Barr, Jr. Mgmt For For 1.4 Election of Director: Benjamin C. Duster, Mgmt For For IV 1.5 Election of Director: Shelly C. Lombard Mgmt For For 1.6 Election of Director: William H. Bishop Mgmt For For 2. To provide an advisory vote to approve Mgmt For For executive compensation. 3. To approve the Amended and Restated 2012 Mgmt For For Employee Stock Purchase Plan 4. To ratify the appointment of Moss Adams LLP Mgmt For For as our independent registered public accounting firm for the year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- ALIO GOLD INC. Agenda Number: 935204521 -------------------------------------------------------------------------------------------------------------------------- Security: 01627X108 Meeting Type: Annual Meeting Date: 20-May-2020 Ticker: ALO ISIN: CA01627X1087 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR MARK D. BACKENS Mgmt For For STEPHEN LANG Mgmt For For PAULA ROGERS Mgmt For For GEORGE BRACK Mgmt For For JOHN MANSANTI Mgmt For For DAVID WHITTLE Mgmt For For 2 APPOINTMENT OF DELOITTE LLP, CHARTERED Mgmt For For PROFESSIONAL ACCOUNTANTS, AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. 3 TO CONSIDER PURSUANT TO AN INTERIM ORDER OF Mgmt For For THE SUPREME COURT OF BRITISH COLUMBIA DATED APRIL 17, 2020, AND IF THOUGHT ADVISABLE, TO PASS, WITH OR WITHOUT VARIATION, A SPECIAL RESOLUTION APPROVING AN ARRANGEMENT INVOLVING ALIO GOLD INC. AND ARGONAUT GOLD INC. UNDER DIVISION 5 OF PART 9 OF THE BUSINESS CORPORATIONS ACT (BRITISH COLUMBIA), THE FULL TEXT OF WHICH IS SET FORTH IN SCHEDULE "B" TO THE INFORMATION CIRCULAR. -------------------------------------------------------------------------------------------------------------------------- AMERIGO RESOURCES LTD. Agenda Number: 935189591 -------------------------------------------------------------------------------------------------------------------------- Security: 03074G109 Meeting Type: Annual Meeting Date: 04-May-2020 Ticker: ARREF ISIN: CA03074G1090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 To set the number of Directors at six (6). Mgmt For For 2 DIRECTOR Klaus Zeitler Mgmt For For Robert Gayton Mgmt For For Sidney Robinson Mgmt For For Alberto Salas Mgmt For For George Ireland Mgmt For For Aurora Davidson Mgmt For For 3 Appointment of PricewaterhouseCoopers LLP Mgmt For For as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. 4 To transact any other business that may Mgmt For For properly come before the Meeting and any adjournment thereof. -------------------------------------------------------------------------------------------------------------------------- BANK OF CYPRUS HOLDINGS PLC Agenda Number: 712486821 -------------------------------------------------------------------------------------------------------------------------- Security: G07564100 Meeting Type: AGM Meeting Date: 26-May-2020 Ticker: ISIN: IE00BD5B1Y92 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO RECEIVE AND CONSIDER THE FINANCIAL Mgmt For For STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2019 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND THE AUDITORS THEREON 2 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For THE AUDITORS' REMUNERATION 3 TO FIX THE ORDINARY REMUNERATION OF THE Mgmt For For MEMBERS OF THE BOARD 4.A TO RE-ELECT THE FOLLOWING DIRECTOR: Mgmt For For EFSTRATIOS-GEORGIOS (TAKIS) ARAPOGLOU 4.B TO RE-ELECT THE FOLLOWING DIRECTOR: MAKSIM Mgmt Against Against GOLDMAN 4.C TO RE-ELECT THE FOLLOWING DIRECTOR: ARNE Mgmt For For BERGGREN 4.D TO RE-ELECT THE FOLLOWING DIRECTOR: LYN Mgmt For For GROBLER 4.E TO RE-ELECT THE FOLLOWING DIRECTOR: DR Mgmt For For MICHAEL HEGER 4.F TO RE-ELECT THE FOLLOWING DIRECTOR: DR Mgmt For For CHRISTODOULOS PATSALIDES 4.G TO RE-ELECT THE FOLLOWING DIRECTOR: IOANNIS Mgmt For For ZOGRAPHAKIS 4.H TO RE-ELECT THE FOLLOWING DIRECTOR: MARIA Mgmt For For PHILIPPOU 4.I TO RE-ELECT THE FOLLOWING DIRECTOR: PAULA Mgmt For For HADJISOTIRIOU 4.J PLEASE NOTE THAT TO ELECT THE FOLLOWING Mgmt For For DIRECTOR, BY A SEPARATE RESOLUTION: PANICOS NICOLAOU 4.K PLEASE NOTE THAT TO ELECT THE FOLLOWING Mgmt For For DIRECTOR, BY A SEPARATE RESOLUTION, EFFECTIVE FROM THE LATER OF THE DATE OF THE APPROVAL OF HIS APPOINTMENT BY THE EUROPEAN CENTRAL BANK ("ECB") OR OF HIS ELECTION AT THE AGM (AS APPLICABLE): NICOS SOFIANOS 5 TO CONSIDER AND, IF THOUGHT FIT, AUTHORISE Mgmt For For THE DIRECTORS TO ISSUE SHARES 6 TO CONSIDER, AND IF THOUGHT FIT, AUTHORISE Mgmt For For THE DIRECTORS TO DIS-APPLY THE PRE-EMPTION PROVISIONS OF SECTION 1022 OF THE COMPANIES ACT 7 TO CONSIDER, AND IF THOUGHT FIT, AUTHORISE Mgmt For For THE DIRECTORS TO DIS-APPLY THE PRE-EMPTION PROVISIONS OF SECTION 1022 OF THE COMPANIES ACT IN RESPECT OF FINANCING A TRANSACTION 8 TO CONSIDER, AND IF THOUGHT FIT, AUTHORISE Mgmt For For THE DIRECTORS TO ISSUE, ALLOT, GRANT OPTIONS OVER OR OTHERWISE DISPOSE OF ORDINARY SHARES ON THE CONVERSION OR EXCHANGE OF ADDITIONAL TIER 1 CONTINGENT EQUITY CONVERSION NOTES 9 TO CONSIDER, AND IF THOUGHT FIT, AUTHORISE Mgmt For For THE DIRECTORS TO DIS-APPLY THE PRE-EMPTION PROVISIONS OF SECTION 1022 OF THE COMPANIES ACT IN RESPECT OF SHARES ISSUED PURSUANT TO RESOLUTION 8 10 TO CONSIDER, AND IF THOUGHT FIT, AUTHORISE Mgmt For For THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY 11 TO CONSIDER, AND IF THOUGHT FIT, DETERMINE Mgmt For For THE RE-ISSUE PRICE RANGE FOR TREASURY SHARES 12 TO CONSIDER, AND IF THOUGHT FIT, ALLOW FOR Mgmt For For THE CONVENING OF AN EXTRAORDINARY GENERAL MEETING BY AT LEAST 14 CLEAR DAYS' NOTICE 13 TO CONSIDER, AND IF THOUGHT FIT, AUTHORISE Mgmt For For THE DIRECTORS FOR CAPITAL REDUCTION -------------------------------------------------------------------------------------------------------------------------- CONIFER HOLDINGS, INC. Agenda Number: 935172217 -------------------------------------------------------------------------------------------------------------------------- Security: 20731J102 Meeting Type: Annual Meeting Date: 20-May-2020 Ticker: CNFR ISIN: US20731J1025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Nicholas J. Petcoff Mgmt For For Isolde G. O'Hanlon Mgmt For For 2. The ratification of the Appointment of Mgmt For For Deloitte & Touche LLP -------------------------------------------------------------------------------------------------------------------------- CONIFEX TIMBER INC Agenda Number: 712700245 -------------------------------------------------------------------------------------------------------------------------- Security: 207324104 Meeting Type: MIX Meeting Date: 22-Jun-2020 Ticker: ISIN: CA2073241044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.5 AND 2. THANK YOU 1.1 ELECTION OF DIRECTOR: KENNETH A. SHIELDS Mgmt No vote 1.2 ELECTION OF DIRECTOR: DAVID E. ROBERTS Mgmt No vote 1.3 ELECTION OF DIRECTOR: MICHAEL COSTELLO Mgmt No vote 1.4 ELECTION OF DIRECTOR: JANINE NORTH Mgmt No vote 1.5 ELECTION OF DIRECTOR: CHARLES P. MILLER Mgmt No vote 2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Mgmt No vote CHARTERED PROFESSIONAL ACCOUNTANTS, AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION 3 TO PASS, WITH OR WITHOUT VARIATION, AN Mgmt No vote ORDINARY RESOLUTION TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED LONG-TERM INCENTIVE PLAN (THE "INCENTIVE PLAN") TO INCREASE THE MAXIMUM NUMBER OF COMMON SHARES RESERVED FOR ISSUANCE PURSUANT TO THE GRANT OF AWARDS THEREUNDER, AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR (THE "CIRCULAR"). THE FULL TEXT OF THE RESOLUTION IS SET FORTH AT APPENDIX "A" TO THE CIRCULAR -------------------------------------------------------------------------------------------------------------------------- DELTA APPAREL, INC. Agenda Number: 935117401 -------------------------------------------------------------------------------------------------------------------------- Security: 247368103 Meeting Type: Annual Meeting Date: 06-Feb-2020 Ticker: DLA ISIN: US2473681037 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Anita D. Britt Mgmt For For J. Bradley Campbell Mgmt For For Dr. G. Jay Gogue Mgmt For For Glenda E. Hood Mgmt For For Robert W. Humphreys Mgmt For For Robert E. Staton, Sr. Mgmt For For A. Alexander Taylor, II Mgmt For For David G. Whalen Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers (as defined in the proxy statement). 3. To approve the Delta Apparel, Inc. 2020 Mgmt For For Stock Plan. 4. To ratify the appointment of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for the fiscal year ending October 3, 2020. -------------------------------------------------------------------------------------------------------------------------- DUNDEE PRECIOUS METALS INC. Agenda Number: 935182383 -------------------------------------------------------------------------------------------------------------------------- Security: 265269209 Meeting Type: Annual Meeting Date: 07-May-2020 Ticker: DPMLF ISIN: CA2652692096 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR R. Peter Gillin Mgmt For For Jonathan Goodman Mgmt For For Jeremy Kinsman Mgmt For For Juanita Montalvo Mgmt For For Peter Nixon Mgmt For For David Rae Mgmt For For Marie-Anne Tawil Mgmt For For Anthony P. Walsh Mgmt For For Donald Young Mgmt For For 2 Appointment of PricewaterhouseCoopers LLP, Mgmt For For Chartered Professional Accountants, as auditor of the Company for the ensuing year and authorizing the directors to set the auditor's remuneration. 3 To consider, and if deemed appropriate, to Mgmt For For pass a non-binding, advisory resolution accepting the Company's approach to executive compensation, as more particularly described in the accompanying management information circular. -------------------------------------------------------------------------------------------------------------------------- EQUINOX GOLD CORP. Agenda Number: 935182573 -------------------------------------------------------------------------------------------------------------------------- Security: 29446Y502 Meeting Type: Annual Meeting Date: 15-May-2020 Ticker: EQX ISIN: CA29446Y5020 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 To set the number of Directors at 10. Mgmt For For 2 DIRECTOR Ross Beaty Mgmt For For Neil Woodyer Mgmt For For Maryse Belanger Mgmt For For Lenard Boggio Mgmt For For Tim Breen Mgmt For For Gordon Campbell Mgmt For For Wesley K. Clark Mgmt For For Marshall Koval Mgmt For For Peter Marrone Mgmt Withheld Against Christian Milau Mgmt For For 3 Appointment of KPMG LLP as Auditors of the Mgmt For For Corporation for the ensuing year and authorizing the Directors to fix their remuneration. 4 Considering and, if deemed appropriate, Mgmt For For passing, with or without variation, a non-binding advisory resolution on executive compensation. -------------------------------------------------------------------------------------------------------------------------- EXTERRAN CORPORATION Agenda Number: 935152215 -------------------------------------------------------------------------------------------------------------------------- Security: 30227H106 Meeting Type: Annual Meeting Date: 08-May-2020 Ticker: EXTN ISIN: US30227H1068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: William M. Goodyear Mgmt For For 1B. Election of Director: James C. Gouin Mgmt For For 1C. Election of Director: John P. Ryan Mgmt For For 1D. Election of Director: Christopher T. Seaver Mgmt For For 1E. Election of Director: Hatem Soliman Mgmt For For 1F. Election of Director: Mark R. Sotir Mgmt For For 1G. Election of Director: Andrew J. Way Mgmt For For 1H. Election of Director: Ieda Gomes Yell Mgmt For For 2. Advisory, non-binding vote, to approve the Mgmt For For compensation provided to Exterran Corporation's named executive officers. 3. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as Exterran Corporation's independent registered public accounting firm for fiscal year 2020. 4. Approval of the 2020 Omnibus Incentive Mgmt Against Against Plan. -------------------------------------------------------------------------------------------------------------------------- FLY LEASING LTD Agenda Number: 935224282 -------------------------------------------------------------------------------------------------------------------------- Security: 34407D109 Meeting Type: Annual Meeting Date: 18-Jun-2020 Ticker: FLY ISIN: US34407D1090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To re-elect Erik G. Braathen as a director Mgmt For For of the Company. 2. To re-elect Joseph M. Donovan as a director Mgmt For For of the Company. 3. To re-elect Eugene McCague as a director of Mgmt For For the Company. 4. To re-elect Susan M. Walton as a director Mgmt For For of the Company. 5. To appoint Deloitte & Touche LLP as the Mgmt For For Company's independent auditors and to authorize the Board of Directors of the Company to determine their remuneration. -------------------------------------------------------------------------------------------------------------------------- GEODRILL LIMITED Agenda Number: 712400530 -------------------------------------------------------------------------------------------------------------------------- Security: G3828T103 Meeting Type: MIX Meeting Date: 13-May-2020 Ticker: ISIN: IM00B3RLCZ58 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.A TO 1.D AND 2. THANK YOU 1.A ELECTION OF DIRECTOR: DAVE HARPER Mgmt For For 1.B ELECTION OF DIRECTOR: JOHN BINGHAM Mgmt For For 1.C ELECTION OF DIRECTOR: RON SELLWOOD Mgmt For For 1.D ELECTION OF DIRECTOR: JOHNNY CIAMPI Mgmt For For 2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For AS AUDITOR OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION 3 TO CONSIDER, WITH OR WITHOUT VARIATION, THE Mgmt For For 75% RESOLUTION OF THE SHAREHOLDERS OF THE CORPORATION PERMITTING THE CORPORATION TO PURCHASE ITS OWN ORDINARY SHARES IN THE MANNER AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR, THE FULL TEXT OF WHICH IS SET FORTH IN SCHEDULE "A" ATTACHED THERETO 4 TO RE-APPROVE THE STOCK OPTION PLAN OF THE Mgmt For For CORPORATION AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR, THE FULL TEXT OF WHICH IS SET FORTH IN SCHEDULE "B" ATTACHED THERETO, PURSUANT TO THE STOCK OPTION PLAN RESOLUTIONS, THE FULL TEXT OF WHICH IS SET FORTH IN SCHEDULE "C" THERETO -------------------------------------------------------------------------------------------------------------------------- GOLDQUEST MINING CORP Agenda Number: 712795965 -------------------------------------------------------------------------------------------------------------------------- Security: 38144C100 Meeting Type: AGM Meeting Date: 30-Jun-2020 Ticker: ISIN: CA38144C1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS 1 AND 4 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.A TO 2.E AND 3. THANK YOU 1 TO SET THE NUMBER OF DIRECTORS AT 5 Mgmt For For 2.A ELECTION OF DIRECTOR: WILLIAM FISHER Mgmt For For 2.B ELECTION OF DIRECTOR: JULIO ESPAILLAT Mgmt For For 2.C ELECTION OF DIRECTOR: PATRICK MICHAELS Mgmt For For 2.D ELECTION OF DIRECTOR: FLORIAN SIEGFRIED Mgmt For For 2.E ELECTION OF DIRECTOR: FRANK BALINT Mgmt For For 3 APPOINTMENT OF DAVIDSON & COMPANY LLP, Mgmt For For CHARTERED ACCOUNTANTS, AS THE AUDITOR OF THE CORPORATION TO HOLD OFFICE UNTIL THE NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS AT REMUNERATION TO BE FIXED BY THE BOARD 4 RE-APPROVE THE CORPORATION'S STOCK OPTION Mgmt For For PLAN AS REQUIRED BY THE TSX VENTURE EXCHANGE AND AS MORE PARTICULARLY DESCRIBED IN THE CORPORATION'S INFORMATION CIRCULAR -------------------------------------------------------------------------------------------------------------------------- HIGHPOINT RESOURCES CORPORATION Agenda Number: 935144434 -------------------------------------------------------------------------------------------------------------------------- Security: 43114K108 Meeting Type: Annual Meeting Date: 28-Apr-2020 Ticker: HPR ISIN: US43114K1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mark S. Berg Mgmt No vote Scott A. Gieselman Mgmt No vote Craig S. Glick Mgmt No vote Lori A. Lancaster Mgmt No vote Jim W. Mogg Mgmt No vote Edmund P. Segner, III Mgmt No vote Randy I. Stein Mgmt No vote R. Scot Woodall Mgmt No vote 2. Advisory vote on compensation of named For Mgmt No vote executive officers. 3. To ratify the selection of Deloitte & Mgmt No vote Touche LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2020. 4. To consider and vote upon a proposal to Mgmt No vote amend the HighPoint Resources Corporation 2012 Equity Incentive Plan. 5. To consider and vote upon a proposal to Mgmt No vote amend our Amended and Restated Certificate of Incorporation to effect a reverse stock split of our outstanding shares of common stock, at a reverse stock split ratio ranging between 1-for-10 and 1-for-100, and a proportionate reduction in the number of authorized shares of our common stock, with an exact ratio as may be determined by our Board in its sole discretion at a later date. -------------------------------------------------------------------------------------------------------------------------- INTERFOR CORPORATION Agenda Number: 935150754 -------------------------------------------------------------------------------------------------------------------------- Security: 45868C109 Meeting Type: Annual Meeting Date: 07-May-2020 Ticker: IFSPF ISIN: CA45868C1095 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 BE IT RESOLVED THAT under Article 11.1 of Mgmt For For the Articles of the Company, the number of directors of the Company be set at eleven. 2 DIRECTOR IAN M. FILLINGER Mgmt For For CHRISTOPHER R. GRIFFIN Mgmt For For JEANE L. HULL Mgmt For For RHONDA D. HUNTER Mgmt For For GORDON H. MACDOUGALL Mgmt For For J. EDDIE MCMILLAN Mgmt For For THOMAS V. MILROY Mgmt For For GILLIAN L. PLATT Mgmt For For LAWRENCE SAUDER Mgmt For For CURTIS M. STEVENS Mgmt For For DOUGLAS W.G. WHITEHEAD Mgmt For For 3 BE IT RESOLVED that KPMG LLP be appointed Mgmt For For as auditor of the Company to hold office until the close of the next annual general meeting and the Board of Directors of the Company be authorized to set the fees of the auditor. 4 BE IT RESOLVED THAT, on an advisory basis Mgmt For For only and not to diminish the role and responsibilities of the Board of Directors, the Shareholders accept the approach to executive compensation disclosed in the Information Circular of the Company dated March 10, 2020 delivered in connection with the 2020 Annual Meeting of Shareholders. -------------------------------------------------------------------------------------------------------------------------- LEAGOLD MINING CORPORATION Agenda Number: 935120054 -------------------------------------------------------------------------------------------------------------------------- Security: 52176A205 Meeting Type: Special Meeting Date: 28-Jan-2020 Ticker: LMCNF ISIN: CA52176A2056 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 To consider and, if thought advisable, to Mgmt For For pass, with or without variation, a special resolution to approve a plan of arrangement pursuant to section 288 of the Business Corporations Act (British Columbia) involving Equinox Gold Corp., Leagold Mining Corporation and the securityholders of Leagold Mining Corporation, the full text of which is set forth in Appendix B to the accompanying joint information circular. -------------------------------------------------------------------------------------------------------------------------- LION ONE METALS LIMITED Agenda Number: 935103197 -------------------------------------------------------------------------------------------------------------------------- Security: 536216104 Meeting Type: Annual and Special Meeting Date: 18-Dec-2019 Ticker: LOMLF ISIN: CA5362161047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR Walter H. Berukoff Mgmt For For Stephen T. Mann Mgmt For For Richard J. Meli Mgmt For For Kevin Puil Mgmt For For John F. Robinson Mgmt For For 2 Appointment of Davidson & Company LLP as Mgmt For For Auditors of the Company for the ensuing year. 3 Authorize the directors of the Company to Mgmt For For fix the Auditors remuneration for the ensuing year. 4 To consider, and, if thought advisable, to Mgmt For For pass, with or without modification, an ordinary resolution of the Company to re-adopt and re-approve the stock option plan of the Company, as more particularly described in the accompanying Information Circular. -------------------------------------------------------------------------------------------------------------------------- LUBY'S, INC. Agenda Number: 935120890 -------------------------------------------------------------------------------------------------------------------------- Security: 549282101 Meeting Type: Annual Meeting Date: 05-Feb-2020 Ticker: LUB ISIN: US5492821013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Jill Griffin Mgmt For For 1B. Election of Director: Christopher J. Pappas Mgmt For For 1C. Election of Director: John Morlock Mgmt For For 1D. Election of Director: Frank Markantonis Mgmt For For 1E. Election of Director: Gasper Mir, III Mgmt For For 1F. Election of Director: Joe C. McKinney Mgmt For For 1G. Election of Director: Twila Day Mgmt For For 1H. Election of Director: Randolph Read Mgmt For For 1I. Election of Director: Gerald W. Bodzy Mgmt For For 2. Ratify the appointment of Grant Thornton Mgmt For For LLP as the Company's independent registered public accounting firm for the fiscal year ending August 26, 2020. 3. Conduct an advisory vote approving the Mgmt For For compensation of the Company's Named Executive Officers 4. Approve an amendment to the Company's Mgmt For For Amended and Restated Certificate of Incorporation to reduce the minimum and maximum number of directors. -------------------------------------------------------------------------------------------------------------------------- MERCER INTERNATIONAL INC. Agenda Number: 935182751 -------------------------------------------------------------------------------------------------------------------------- Security: 588056101 Meeting Type: Annual Meeting Date: 29-May-2020 Ticker: MERC ISIN: US5880561015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jimmy S.H. Lee Mgmt For For David M. Gandossi Mgmt For For William D. McCartney Mgmt For For James Shepherd Mgmt For For R. Keith Purchase Mgmt For For Martha A.M. Morfitt Mgmt For For Alan C. Wallace Mgmt For For Linda J. Welty Mgmt For For Rainer Rettig Mgmt For For 2. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP as independent registered public accounting firm for fiscal year 2020. 3. Approval of the advisory (non-binding) Mgmt For For resolution to approve executive compensation. -------------------------------------------------------------------------------------------------------------------------- MITCHAM INDUSTRIES, INC. Agenda Number: 935051401 -------------------------------------------------------------------------------------------------------------------------- Security: 606501104 Meeting Type: Annual Meeting Date: 23-Jul-2019 Ticker: MIND ISIN: US6065011040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Peter H. Blum Mgmt For For Robert P. Capps Mgmt For For R. Dean Lewis Mgmt For For Robert J. Albers Mgmt For For Thomas S. Glanville Mgmt For For Marcus Rowland Mgmt For For 2. APPROVAL OF THE SECOND AMENDMENT TO THE Mgmt Abstain Against STOCK AWARDS PLAN. 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Abstain Against OFFICER COMPENSATION. 4. RATIFICATION OF THE SELECTION OF MOSS ADAMS Mgmt For For LLP AS MITCHAM INDUSTRIES, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2020. -------------------------------------------------------------------------------------------------------------------------- OREZONE GOLD CORPORATION Agenda Number: 935235540 -------------------------------------------------------------------------------------------------------------------------- Security: 68616T109 Meeting Type: Annual and Special Meeting Date: 29-Jun-2020 Ticker: ORZCF ISIN: CA68616T1093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 To set the number of Directors at eight Mgmt For For (8). 2 DIRECTOR Stephen Axcell Mgmt For For Ronald Batt Mgmt For For Joseph Conway Mgmt For For Patrick Downey Mgmt For For Michael Halvorson Mgmt For For Kate Harcourt Mgmt For For Marco LoCascio Mgmt For For Charles Oliver Mgmt For For 3 Appointment of Deloitte LLP as Auditors of Mgmt For For the Company for the ensuing year and authorizing the Directors to fix their remuneration. 4 To approve the Company's stock option plan, Mgmt For For as required by the TSX Venture Exchange and as more particularly described in the Management Information Circular. 5 To approve the Company's restricted share Mgmt For For unit plan, as required by the TSX Venture Exchange and as more particularly described in the Management Information Circular. 6 To approve the Company's deferred share Mgmt For For unit plan, as required by the TSX Venture Exchange and as more particularly described in the Management Information Circular. 7 To approve the amendment of the Company's Mgmt For For articles to change the province in which its registered office is situated from Ontario to British Columbia and as more particularly described in the Management Information Circular. -------------------------------------------------------------------------------------------------------------------------- PENN VIRGINIA CORPORATION Agenda Number: 935059205 -------------------------------------------------------------------------------------------------------------------------- Security: 70788V102 Meeting Type: Annual Meeting Date: 31-Jul-2019 Ticker: PVAC ISIN: US70788V1026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR John A. Brooks Mgmt For For Darin G. Holderness Mgmt For For V. Frank Pottow Mgmt For For Jerry Schuyler Mgmt For For Brian Steck Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation paid to the Company's named executive officers. 3. To ratify the appointment of Grant Thornton Mgmt For For LLP as the Company's independent registered public accounting firm for the fiscal year ended December 31, 2019. 4. To approve the Penn Virginia 2019 Mgmt For For Management Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- PENN VIRGINIA CORPORATION Agenda Number: 935184109 -------------------------------------------------------------------------------------------------------------------------- Security: 70788V102 Meeting Type: Annual Meeting Date: 04-May-2020 Ticker: PVAC ISIN: US70788V1026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: John A. Brooks Mgmt No vote 1B. Election of Director: Tiffany Thom Cepak Mgmt No vote 1C. Election of Director: Darin G. Holderness Mgmt No vote 1D. Election of Director: Brian Steck Mgmt No vote 1E. Election of Director: Jeffrey E. Wojahn Mgmt No vote 2. To approve, on an advisory basis, the Mgmt No vote compensation paid to the Company's named executive officers. 3. To ratify the appointment of Grant Thornton Mgmt No vote LLP as the Company's independent registered public accounting firm for the fiscal year ended December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- PUBLIC SERVICE PROPERTIES INVESTMENTS LTD. (P Agenda Number: 711557681 -------------------------------------------------------------------------------------------------------------------------- Security: G72964151 Meeting Type: EGM Meeting Date: 19-Sep-2019 Ticker: ISIN: VGG729641511 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO APPROVE A DISTRIBUTION TO MEMBERS OF 362 Mgmt For For PENCE PER SHARE AS ADJUSTED BY THE LIQUIDATOR, IF REQUIRED 2 TO APPROVE THAT THE COMPANY SHOULD GO INTO Mgmt For For VOLUNTARY LIQUIDATION IN ACCORDANCE WITH THE PROCEDURES PROVIDED BY THE BVI BUSINESS COMPANIES ACT, 2004 AND IN ACCORDANCE WITH THE PLAN OF LIQUIDATION 3 TO APPROVE THE APPOINTMENT OF JOHN NICHOLAS Mgmt For For GREENWOOD OF FIN-LAW, ARAWAK CHAMBERS, 3RD FLOOR, MANDAR HOUSE, JOHNSON'S GHUT, PO BOX 2196, ROAD TOWN TORTOLA, BRITISH VIRGIN ISLANDS VG1110 AS THE VOLUNTARY LIQUIDATOR ("THE LIQUIDATOR") OF THE COMPANY 4 TO APPROVE THAT THE DIRECTORS OF THE Mgmt For For COMPANY EXECUTE THE PLAN OF LIQUIDATION 5 TO APPROVE THAT THE DIRECTORS AND Mgmt For For LIQUIDATORS ARE AUTHORISED TO DO ANY AND ALL THINGS REQUIRED TO GIVE EFFECT TO THE FOREGOING RESOLUTIONS 6 TO APPROVE THAT THE REGISTERED AGENT OF THE Mgmt For For COMPANY IS AUTHORISED TO DO ANY AND ALL THINGS REQUIRED TO GIVE EFFECT TO THE FOREGOING RESOLUTIONS INCLUDING MAKING ALL NECESSARY FILINGS AT THE REGISTRY OF CORPORATE AFFAIRS IN THE VIRGIN ISLANDS 7 TO APPROVE THAT THE COMPANY GRANT IN FAVOUR Mgmt For For OF JOHN NICHOLAS GREENWOOD A POWER OF ATTORNEY AND HE IS HEREBY AUTHORISED TO AMEND, DATE OR SIGN ANY DOCUMENT AS HE SEES FIT IN ORDER TO GIVE EFFECT TO THE IMPLEMENTATION OF THE VOLUNTARY WINDING UP AND IN THE CONDUCT OF THE AND EXECUTION OF THE PLAN OF LIQUIDATION -------------------------------------------------------------------------------------------------------------------------- PYXUS INTERNATIONAL, INC. Agenda Number: 935060549 -------------------------------------------------------------------------------------------------------------------------- Security: 74737V106 Meeting Type: Annual Meeting Date: 15-Aug-2019 Ticker: PYX ISIN: US74737V1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Daniel A. Castle# Mgmt For For Jeffrey A. Eckmann* Mgmt For For Joyce L. Fitzpatrick* Mgmt For For Donna H. Grier* Mgmt For For John D. Rice* Mgmt For For Nathan A. Richardson& Mgmt For For 2. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the Company's independent auditors for the fiscal year ending March 31, 2020. 3. Adoption of a resolution approving, on an Mgmt Abstain Against advisory basis, the compensation paid to the Company's named executive officers. 4. Approval of the proposed amendment and Mgmt Abstain Against restatement of the 2016 Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- RESOLUTE FOREST PRODUCTS INC. Agenda Number: 935169525 -------------------------------------------------------------------------------------------------------------------------- Security: 76117W109 Meeting Type: Annual Meeting Date: 12-May-2020 Ticker: RFP ISIN: US76117W1099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTORS: RANDALL C. BENSON Mgmt For For 1B SUZANNE BLANCHET Mgmt For For 1C JENNIFER C. DOLAN Mgmt For For 1D YVES LAFLAMME Mgmt For For 1E BRADLEY P. MARTIN Mgmt For For 1F ALAIN RHEAUME Mgmt For For 1G MICHAEL S. ROUSSEAU Mgmt For For 02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For APPOINTMENT. 03 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION ("SAY-ON-PAY"). 04 VOTE TO APPROVE THE FIRST AMENDMENT TO THE Mgmt For For RESOLUTE FOREST PRODUCTS 2019 EQUITY INCENTIVE PLAN. -------------------------------------------------------------------------------------------------------------------------- ROXGOLD INC Agenda Number: 712748613 -------------------------------------------------------------------------------------------------------------------------- Security: 779899202 Meeting Type: MIX Meeting Date: 26-Jun-2020 Ticker: ISIN: CA7798992029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.7 AND 2. THANK YOU 1.1 ELECTION OF DIRECTOR: OLIVER LENNOX-KING Mgmt For For 1.2 ELECTION OF DIRECTOR: RICHARD COLTERJOHN Mgmt For For 1.3 ELECTION OF DIRECTOR: JONATHAN A. Mgmt For For RUBENSTEIN 1.4 ELECTION OF DIRECTOR: JOHN L. KNOWLES Mgmt For For 1.5 ELECTION OF DIRECTOR: JOHN DORWARD Mgmt For For 1.6 ELECTION OF DIRECTOR: KATE HARCOURT Mgmt For For 1.7 ELECTION OF DIRECTOR: NORMAN PITCHER Mgmt For For 2 TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For AUDITOR OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION 3 TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For OPTION PLAN ALL AS FURTHER DETAILED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR OF THE COMPANY DATED AS OF MAY 25, 2020 -------------------------------------------------------------------------------------------------------------------------- SOLITARIO ZINC CORP. Agenda Number: 935218126 -------------------------------------------------------------------------------------------------------------------------- Security: 8342EP107 Meeting Type: Annual Meeting Date: 17-Jun-2020 Ticker: XPL ISIN: US8342EP1070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Brian Labadie Mgmt For For 1.2 Election of Director: John Labate Mgmt For For 1.3 Election of Director: James Hesketh Mgmt For For 1.4 Election of Director: Christopher E. Herald Mgmt For For 1.5 Election of Director: Gil Atzmon Mgmt For For 1.6 Election of Director: Joshua Crumb Mgmt For For 2. Advisory Approval of the Company's Mgmt For For Executive Compensation Program: Approval, on an advisory basis, of the compensation program of the Company's named executive officers. 3. Appointment of Auditors: To ratify the Mgmt For For appointment of Plante Moran PLLC, as Auditors of the Company for the fiscal year 2020. -------------------------------------------------------------------------------------------------------------------------- STRAD INC Agenda Number: 712293694 -------------------------------------------------------------------------------------------------------------------------- Security: 86254Q104 Meeting Type: SGM Meeting Date: 20-Apr-2020 Ticker: ISIN: CA86254Q1046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT 25 MAR 2020: PLEASE NOTE THAT SHAREHOLDERS Non-Voting ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTION 1. ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING CMMT PLEASE NOTE THAT THIS MEETING MENTIONS Non-Voting DISSENTER'S RIGHTS, PLEASE REFER TO THE MANAGEMENT INFORMATION CIRCULAR FOR DETAILS 1 TO APPROVE, WITH OR WITHOUT VARIATION, A Mgmt For For SPECIAL RESOLUTION (THE "ARRANGEMENT RESOLUTION"), THE FULL TEXT OF WHICH IS SET FORTH IN APPENDIX A TO THE ACCOMPANYING INFORMATION CIRCULAR AND PROXY STATEMENT DATED MARCH 20, 2020 (THE "CIRCULAR") TO APPROVE A PLAN OF ARRANGEMENT INVOLVING STRAD, 2238399 ALBERTA LTD. AND THE HOLDERS OF COMMON SHARES OF STRAD PURSUANT TO SECTION 193 OF THE BUSINESS CORPORATIONS ACT (ALBERTA) (THE "ARRANGEMENT"), ALL AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING CIRCULAR CMMT 25 MAR 2020: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO MODIFICATION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- SUNDANCE ENERGY AUSTRALIA LTD Agenda Number: 711594879 -------------------------------------------------------------------------------------------------------------------------- Security: Q8796J101 Meeting Type: SCH Meeting Date: 08-Nov-2019 Ticker: ISIN: AU000000SEA7 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 THAT PURSUANT TO AND IN ACCORDANCE WITH Mgmt For For SECTION 411 OF THE CORPORATIONS ACT, THE SCHEME PROPOSED TO BE ENTERED INTO BETWEEN THE COMPANY AND HOLDERS OF ITS ORDINARY SHARES (THE DETAILS OF WHICH ARE DESCRIBED IN THE SCHEME BOOKLET OF WHICH THE NOTICE CONVENING THIS MEETING FORMS PART) IS AGREED TO (WITH OR WITHOUT ANY MODIFICATION THAT MAY BE APPROVED BY THE COURT) -------------------------------------------------------------------------------------------------------------------------- SUPERIOR GOLD INC Agenda Number: 712712579 -------------------------------------------------------------------------------------------------------------------------- Security: 86816U106 Meeting Type: MIX Meeting Date: 25-Jun-2020 Ticker: ISIN: CA86816U1066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.A TO 1.E AND 2. THANK YOU 1.A ELECTION OF DIRECTOR: MARK WELLINGS Mgmt For For 1.B ELECTION OF DIRECTOR: CHRIS BRADBROOK Mgmt For For 1.C ELECTION OF DIRECTOR: RENE MARION Mgmt For For 1.D ELECTION OF DIRECTOR: TAMARA BROWN Mgmt For For 1.E ELECTION OF DIRECTOR: MICHAEL MULRONEY Mgmt For For 2 APPOINTMENT OF AUDITOR: APPOINTMENT OF KPMG Mgmt For For LLP AS AUDITOR OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION CMMT PLEASE NOTE THAT RESOLUTION 3 IS TO BE Non-Voting APPROVED BY DISINTERESTED SHAREHOLDERS. THANK YOU 3 RE-APPROVAL OF THE OMNIBUS EQUITY INCENTIVE Mgmt For For PLAN: TO CONSIDER AND, IF DEEMED APPROPRIATE, RE-APPROVE THE COMPANY'S OMNIBUS EQUITY INCENTIVE PLAN AS DISCLOSED IN THE MANAGEMENT INFORMATION CIRCULAR -------------------------------------------------------------------------------------------------------------------------- TAYLOR MORRISON HOME CORPORATION (TMHC) Agenda Number: 935119695 -------------------------------------------------------------------------------------------------------------------------- Security: 87724P106 Meeting Type: Special Meeting Date: 30-Jan-2020 Ticker: TMHC ISIN: US87724P1066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approve the issuance of shares of common Mgmt For For stock of Taylor Morrison Home Corporation (TMHC) ("Taylor Morrison") to William Lyon Homes stockholders in connection with the merger contemplated by the Agreement and Plan of Merger, dated as of November 5, 2019, by and among Taylor Morrison, Tower Merger Sub, Inc. and William Lyon Homes (the "share issuance proposal"). 2. Approve the adjournment of the Taylor Mgmt For For Morrison Special Meeting to another time or place, if necessary or appropriate, as determined by Taylor Morrison, to solicit additional proxies if there are insufficient votes at the time of the Taylor Morrison Special Meeting or any adjournments thereof to approve the share issuance proposal (the "adjournment proposal"). -------------------------------------------------------------------------------------------------------------------------- THE GREENBRIER COMPANIES, INC. Agenda Number: 935102424 -------------------------------------------------------------------------------------------------------------------------- Security: 393657101 Meeting Type: Annual Meeting Date: 08-Jan-2020 Ticker: GBX ISIN: US3936571013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Wanda F. Felton Mgmt For For Graeme A. Jack Mgmt For For David L. Starling Mgmt For For Wendy L. Teramoto Mgmt For For 2. Advisory approval of the compensation of Mgmt For For the Company's named executive officers. 3. Ratification of the appointment of KPMG LLP Mgmt For For as the Company's independent auditors for 2020. -------------------------------------------------------------------------------------------------------------------------- UNIVERSAL STAINLESS & ALLOY PRODS., INC. Agenda Number: 935155906 -------------------------------------------------------------------------------------------------------------------------- Security: 913837100 Meeting Type: Annual Meeting Date: 07-May-2020 Ticker: USAP ISIN: US9138371003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Christopher L. Ayers Mgmt For For Judith L. Bacchus Mgmt For For M. David Kornblatt Mgmt For For Dennis M. Oates Mgmt For For Udi Toledano Mgmt For For 2. Approval of the compensation for the Mgmt For For Company's named executive officers. 3. Ratification of the appointment of Mgmt For For Schneider Downs & Co., Inc. as the Company's independent registered pubic accountants for 2020. -------------------------------------------------------------------------------------------------------------------------- WOLVERINE ENERGY AND INFRASTRUCTURE INC Agenda Number: 711611992 -------------------------------------------------------------------------------------------------------------------------- Security: 977891100 Meeting Type: MIX Meeting Date: 30-Oct-2019 Ticker: ISIN: CA9778911003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS 1, 4 AND 5 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.A TO 2.D AND 3. THANK YOU 1 NUMBER OF DIRECTORS: TO FIX THE SIZE OF THE Mgmt For For BOARD AT FOUR (4) MEMBERS 2.A ELECTION OF DIRECTOR: DENNIS SHARP Mgmt For For 2.B ELECTION OF DIRECTOR: DAVID D. HEIGHINGTON Mgmt For For 2.C ELECTION OF DIRECTOR: DIRK LE POOLE Mgmt For For 2.D ELECTION OF DIRECTOR: JESSE DOUGLAS Mgmt For For 3 APPOINTMENT OF AUDITORS: TO APPOINT Mgmt For For DELOITTE LLP, CHARTERED PROFESSIONAL ACCOUNTANTS, AS AUDITORS AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE AUDITORS' REMUNERATION 4 STOCK OPTION PLAN: TO CONSIDER AND, IF Mgmt For For THOUGHT ADVISABLE, WITH OR WITHOUT VARIATION, TO PASS AN ORDINARY RESOLUTION AS SET FORTH IN THE ACCOMPANYING INFORMATION CIRCULAR, APPROVING A 10% ROLLING STOCK OPTION PLAN FOR THE CORPORATION 5 RESTRICTED SHARE UNIT PLAN: TO CONSIDER Mgmt For For AND, IF THOUGHT ADVISABLE, WITH OR WITHOUT VARIATION, TO PASS AN ORDINARY RESOLUTION AS SET FORTH IN THE ACCOMPANY INFORMATION CIRCULAR, APPROVING A RESTRICTED SHARE UNIT PLAN * Management position unknown SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) The Aegis Funds By (Signature) /s/ Scott L Barbee Name Scott L Barbee Title President Date 08/18/2020