dyai20230614_8ka.htm
Form 8-K Shareholder meeting results 2023 true 0001213809 0001213809 2023-06-09 2023-06-09
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
FORM 8-K/A
(Amendment No. 1)
 
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
Date of Report (date of earliest event reported) : June 9, 2023
 
 
Dyadic International, Inc.
(Exact name of registrant as specified in its charter)
 
 
Delaware
(State or other jurisdiction of
incorporation or organization)
000-55264
(Commission File Number)
45-0486747
(I.R.S. Employer Identification Number)
140 Intracoastal Pointe Drive, Suite 404
Jupiter, FL 33477
(Address of principal executive offices and zip code)
(561) 743-8333
(Registrant’s telephone number, including area code)
N/A
(Former Name or Former Address, if Changed Since Last Report)
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
 
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
 
Securities registered pursuant to Section 12(b) of the Act
 
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, par value $0.001 per share
DYAI
The NASDAQ Stock Market LLC
 
 
 
 
Item 5.07 Submission of Matters to a Vote of Security Holders
 
Explanatory Note
 
This Current Report on Form 8-K is being filed to amend the Current Report on Form 8-K filed by the Company on June 12, 2023, by correcting the final voting results with respect to each proposal, as set forth below.
 
Proposal 1: Election of Class I Directors to hold office until the 2026 Annual Meeting of Shareholders.
 
 
Nominee
    
For
    
Withheld
    
Broker Non-Votes
  
Seth J. Herbst, M.D.
    
15,207,883
    
780,295
    
7,403,482
  
Arindam Bose, Ph.D.
    
15,832,192
    
155,986
    
7,403,482
  
 
 
Proposal 2: Ratification of Appointment of Crowe LLP as the Company's Independent Registered Public Accounting Firm for the current fiscal year ending December 31, 2023.
 
 
For
    
% Votes Cast For
    
Against
    
Abstained
    
Broker Non-Votes
  
23,358,598
    
99.88
%
  
26,157
    
6,905
    
—
  
 
 
Proposal 3: Advisory Vote on compensation of the Company's Named Executive Officers.
 
 
For
    
% Votes Cast For
    
Against
    
Abstained
    
Broker Non-Votes
  
15,549,508
    
97.61
%
  
380,176
    
58,494
    
7,403,482
  
 
 
 
SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
Date: June 14, 2023
 
 
 
Dyadic International, Inc.
     
     
 
By: 
/s/ Ping W. Rawson
 
Name:
Ping W. Rawson
 
Title:
Chief Financial Officer