FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 12/03/2008 |
3. Issuer Name and Ticker or Trading Symbol
Clearwire Corp /DE [ CLWR ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Common Stock | 266,972(1) | D | |
Class A Common Stock | 50,000 | I | By Trust(2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-Qualified Stock Option (right to buy) | (3) | 12/12/2015 | Class A Common Stock | 8,333 | $15 | D | |
Non-Qualified Stock Option (right to buy) | (3) | 12/31/2015 | Class A Common Stock | 833 | $15 | D | |
Non-Qualified Stock Option (right to buy) | (3) | 08/30/2016 | Class A Common Stock | 16,666 | $18 | D | |
Non-Qualified Stock Option (right to buy) | (3) | 03/01/2017 | Class A Common Stock | 5,000 | $25 | D | |
Non-Qualified Stock Option (right to buy) | (3) | 02/15/2015 | Class A Common Stock | 5,000 | $17.11 | D |
Explanation of Responses: |
1. These shares were previously held indirectly by the reporting person through a grantor retained annuity trust and are now held directly. |
2. The reporting person is one of the trustees for the Currie Family Trust dated 2/3/1999. |
3. Upon the merger of Clearwire Corporation into Clearwire Sub LLC on November 28, 2008, as described in Clearwire Corporation's Registration Statement on Form S-4 filed with the Commission on October 9, 2008, this option to receive New Clearwire Corporation (subsequently renamed Clearwire Corporation) Class A Common Stock is fully vested, and was converted from an identical number of stock options, with like characteristics, of the former Clearwire Corporation pursuant to the Transaction Agreement and Plan of Merger, by and among the former Clearwire Corporation, Sprint Nextel Corporation and the other parties thereto dated May 7, 2008. |
Remarks: |
Exhibit List: Exhibit 24 - Power of Attorney |
By: /s/ Frederick L. Williams, Jr., Attorney-in-Fact for Peter L.S. Currie | 12/10/2008 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |