SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
GENERAL ATLANTIC LLC

(Last) (First) (Middle)
55 EAST 52ND STREET
32ND FLOOR

(Street)
NEW YORK NY 10055

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BOX INC [ BOX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/28/2015
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Existing Class A Common Stock 01/28/2015 C 7,076,139 A (1) 7,076,139 I See Footnote(4)(9)
Existing Class A Common Stock 01/28/2015 J 7,076,139 D (2) 0 I See Footnote(4)(9)
Existing Class A Common Stock 01/28/2015 C 18,627 A (1) 18,627 I See Footnote(5)(9)
Existing Class A Common Stock 01/28/2015 J 18,627 D (2) 0 I See Footnote(5)(9)
Existing Class A Common Stock 01/28/2015 C 441,949 A (1) 441,949 I See Footnote(6)(9)
Existing Class A Common Stock 01/28/2015 J 441,949 D (2) 0 I See Footnote(6)(9)
Existing Class A Common Stock 01/28/2015 C 82,194 A (1) 82,194 I See Footnote(7)(9)
Existing Class A Common Stock 01/28/2015 J 82,194 D (2) 0 I See Footnote(7)(9)
Existing Class A Common Stock 01/28/2015 C 17,651 A (1) 17,651 I See Footnote(8)(9)
Existing Class A Common Stock 01/28/2015 J 17,651 D (2) 0 I See Footnote(8)(9)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Series E Preferred Stock (1) 01/28/2015 C 7,076,139 (1) (1) Existing Class A Common Stock 7,076,139 (1) 0 I See Footnote(4)(9)
Class B Common Stock (3) 01/28/2015 J 7,076,139 (3) (3) Class A Common Stock 7,076,139 (3) 7,076,139 I See Footnote(4)(9)
Series E Preferred Stock (1) 01/28/2015 C 18,627 (1) (1) Existing Class A Common Stock 18,627 (1) 0 I See Footnote(5)(9)
Class B Common Stock (3) 01/28/2015 J 18,627 (3) (3) Class A Common Stock 18,627 (3) 18,627 I See Footnote(5)(9)
Series E Preferred Stock (1) 01/28/2015 C 441,949 (1) (1) Existing Class A Common Stock 441,949 (1) 0 I See Footnote(6)(9)
Class B Common Stock (3) 01/28/2015 J 441,949 (3) (3) Class A Common Stock 441,949 (3) 441,949 I See Footnote(6)(9)
Series E Preferred Stock (1) 01/28/2015 C 82,194 (1) (1) Existing Class A Common Stock 82,194 (1) 0 I See Footnote(7)(9)
Class B Common Stock (3) 01/28/2015 J 82,194 (3) (3) Class A Common Stock 82,194 (3) 82,194 I See Footnote(7)(9)
Series E Preferred Stock (1) 01/28/2015 C 17,651 (1) (1) Existing Class A Common Stock 17,651 (1) 0 I See Footnote(8)(9)
Class B Common Stock (3) 01/28/2015 J 17,651 (3) (3) Class A Common Stock 17,651 (3) 17,651 I See Footnote(8)(9)
1. Name and Address of Reporting Person*
GENERAL ATLANTIC LLC

(Last) (First) (Middle)
55 EAST 52ND STREET
32ND FLOOR

(Street)
NEW YORK NY 10055

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
GENERAL ATLANTIC GENPAR, L.P.

(Last) (First) (Middle)
C/O GENERAL ATLANTIC SERVICE CO., LLC
55 EAST 52ND STREET, 32ND FLOOR

(Street)
NEW YORK NY 10055

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
General Atlantic Partners 90, L.P.

(Last) (First) (Middle)
C/O GENERAL ATLANTIC SERVICE CO., LLC
55 EAST 52ND STREET, 32ND FLOOR

(Street)
NEW YORK NY 10055

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
GAP Coinvestments CDA, L.P.

(Last) (First) (Middle)
C/O GENERAL ATLANTIC SERVICE CO., LLC
55 EAST 52ND STREET, 32ND FLOOR

(Street)
NEW YORK NY 10055

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
GAP COINVESTMENTS III LLC

(Last) (First) (Middle)
C/O GENERAL ATLANTIC SERVICE CO., LLC
55 EAST 52ND STREET, 32ND FLOOR

(Street)
NEW YORK NY 10055

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
GAP COINVESTMENTS IV LLC

(Last) (First) (Middle)
C/O GENERAL ATLANTIC SERVICE CO., LLC
55 EAST 52ND STREET, 32ND FLOOR

(Street)
NEW YORK NY 10055

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
GAPCO GMBH & CO KG

(Last) (First) (Middle)
C/O GENERAL ATLANTIC SERVICE CO., LLC
55 EAST 52ND STREET, 32ND FLOOR

(Street)
NEW YORK NY 10055

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
GAPCO MANAGEMENT GMBH

(Last) (First) (Middle)
C/O GENERAL ATLANTIC SERVICE CO., LLC
55 EAST 52ND STREET, 32ND FLOOR

(Street)
NEW YORK NY 10055

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. The Series E Preferred Stock automatically converted into the Issuer's existing Class A Common Stock ("Existing Class A Common Stock") on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
2. Immediately prior to the closing of the Issuer's initial public offering and following the conversion of the Issuer's convertible preferred stock into Existing Class A Common Stock, each share of Existing Class A Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
3. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
4. By General Atlantic Partners 90, L.P. ("GAP 90")
5. By GAP Coinvestments CDA, L.P. ("CDA")
6. By GAP Coinvestments III LLC ("GAPCO III")
7. By GAP Coinvestments IV LLC ("GAPCO IV")
8. By GAPCO GmbH & Co, KG ("GAPCO KG")
9. The general partner of GAP 90 is General Atlantic GenPar, L.P. ("GA GenPar") and the general partner of GA GenPar is General Atlantic LLC ("GA LLC"). GA LLC is the managing member of GAPCO III and GAPCO IV and the general partner of CDA. The general partner of GAPCO KG is GAPCO Management GmbH ("Management"). The Managing Directors of GA LLC control the voting and dispositive decisions made by GAPCO KG and Management.
Remarks:
Each of the reporting persons described in the notes above may be deemed to be a member of a "group" for purposes of the Securities Exchange Act of 1934. Each reporting person disclaims beneficial ownership of any securities deemed to be owned by the group that are not directly owned by the reporting person. This report shall not be deemed an admission that the reporting persons are a member of a group or the beneficial owner of any securities not directly owned by the reporting person.
/s/ Thomas J. Murphy 01/30/2015
/s/ Thomas J. Murphy 01/30/2015
/s/ Thomas J. Murphy 01/30/2015
/s/ Thomas J. Murphy 01/30/2015
/s/ Thomas J. Murphy 01/30/2015
/s/ Thomas J. Murphy 01/30/2015
/s/ Thomas J. Murphy 01/30/2015
/s/ Thomas J. Murphy 01/30/2015
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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