SC 13D
1
rubsc13dhalter071906.txt
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
----------------
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. __)*
RUB A DUB SOAP, INC.
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(Name of Issuer)
Common Stock, par value $0.001 per share
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(Title of Class of Securities)
781082 20 1
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(CUSIP Number)
Ronald L. Brown, Esq.
Andrews Kurth LLP
1717 Main Street, Suite 3700
Dallas, Texas 75201
(214) 659-4400
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(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
July 19, 2006
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(Date of Event which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box
[_].
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Rule 13d-7 for other parties
to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 781082 20 1 Page 2 of 4
________________________________________________________________________________
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Halter Capital Corporation
________________________________________________________________________________
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [X]
________________________________________________________________________________
3 SEC USE ONLY
________________________________________________________________________________
4 SOURCE OF FUNDS*
WC
________________________________________________________________________________
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [_]
________________________________________________________________________________
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
________________________________________________________________________________
7 SOLE VOTING POWER
NUMBER OF
280,002
SHARES _________________________________________________________________
8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 0
_________________________________________________________________
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
280,002
PERSON _________________________________________________________________
10 SHARED DISPOSITIVE POWER
WITH
0
________________________________________________________________________________
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
280,002
________________________________________________________________________________
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[_]
________________________________________________________________________________
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
65.1%
________________________________________________________________________________
14 TYPE OF REPORTING PERSON*
CO
________________________________________________________________________________
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 781082 20 1 Page 3 of 4
________________________________________________________________________________
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Kevin B. Halter
________________________________________________________________________________
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [X]
________________________________________________________________________________
3 SEC USE ONLY
________________________________________________________________________________
4 SOURCE OF FUNDS*
________________________________________________________________________________
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [_]
________________________________________________________________________________
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
________________________________________________________________________________
7 SOLE VOTING POWER
NUMBER OF
140,001
SHARES _________________________________________________________________
8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 0
_________________________________________________________________
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
140,001
PERSON _________________________________________________________________
10 SHARED DISPOSITIVE POWER
WITH
0
________________________________________________________________________________
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
140,001
________________________________________________________________________________
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[_]
________________________________________________________________________________
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
32.5%
________________________________________________________________________________
14 TYPE OF REPORTING PERSON*
IN
________________________________________________________________________________
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 781082 20 1 Page 4 of 4
________________________________________________________________________________
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Kevin B. Halter, Jr.
________________________________________________________________________________
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [X]
________________________________________________________________________________
3 SEC USE ONLY
________________________________________________________________________________
4 SOURCE OF FUNDS*
________________________________________________________________________________
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [_]
________________________________________________________________________________
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
________________________________________________________________________________
7 SOLE VOTING POWER
NUMBER OF
195,001
SHARES _________________________________________________________________
8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 0
_________________________________________________________________
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
195,001
PERSON _________________________________________________________________
10 SHARED DISPOSITIVE POWER
WITH
0
________________________________________________________________________________
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
195,001
________________________________________________________________________________
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[_]
________________________________________________________________________________
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
45.3%
________________________________________________________________________________
14 TYPE OF REPORTING PERSON*
IN
________________________________________________________________________________
*SEE INSTRUCTIONS BEFORE FILLING OUT!
SCHEDULE 13D
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Filed Pursuant to Rule 13d-1
Note: This Schedule 13D is being filed in connection with the effectiveness of
the Registrant's registration of its shares of common stock under the Securities
Exchange Age of 1934 upon the filing of a Form 8-A to register such shares.
ITEM 1. Security and Issuer.
-------------------
This Statement on Schedule 13D relates to the common stock, par value
$0.01 per share (the "Common Stock") of Rub A Dub Soap, Inc., a Nevada
corporation (the "Issuer") and is being filed by Halter Capital Corporation, a
Texas corporation (the "Reporting Person"). The Issuer's principal executive
offices are located at 2591 Dallas Parkway, Suite 102, Frisco, Texas 75034.
ITEM 2. Identity and Background.
-----------------------
(a) Name. The name of the Reporting Person is Halter Capital
Corporation. The Reporting Person is owned and managed by
Kevin B. Halter and Kevin B. Halter, Jr.
(b) Business Address. The business address for the Reporting
Person is 2591 Dallas Parkway, Suite 102, Frisco, Texas 75034.
(c) Occupation and Employment. The Reporting Person is a financial
consulting company.
(d) and (e) Proceedings. During the previous five (5) years, the Reporting
Person has not been convicted in any criminal proceeding
(excluding traffic violations or similar misdemeanors) nor has
the Reporting Person been party to a civil proceeding of a
judicial or administrative body of competent jurisdiction such
that, as a result of such proceeding, the Reporting Person was
or is subject to a judgment, decree or final order enjoining
future violations of, or prohibiting or mandating activity
subject to, federal or state securities laws or finding any
violation with respect to such laws.
(f) Citizenship. The Reporting Person is a Texas corporation.
Messrs. Halter are both citizens of the United States.
ITEM 3. Source and Amount of Funds or Other Consideration.
-------------------------------------------------
The Reporting Person is the beneficial owner of 280,002 shares (the
"Shares") of the Issuer's Common Stock which it acquired pursuant to the terms
of a Stock Purchase Agreement, dated February 21, 2006 (the "Agreement"), among
the Reporting Person, and the Seller, Lisa R. Powell. Pursuant to the Agreement,
the Reporting Person paid the Seller and others cash in the amount of
$525,000.00 for the Shares. The Agreement was closed on February 21, 2006.
ITEM 4. Purpose of Transaction.
----------------------
The Shares were acquired by the Reporting Person for investment
purposes. The Reporting Person intends to periodically review its investment in
the Issuer and, based on a number of factors, including the Reporting Person's
evaluation of the Issuer's business prospects and financial condition, the
market for the Issuer's shares, general economic and stock market conditions and
other investment opportunities, the Reporting Person may acquire additional
securities of the Issuer or dispose of the shares of Common Stock reported
herein through open market or privately negotiated transactions.
The Reporting Person does not have any current plans or proposals which
would relate to or would result in:
o any extraordinary corporate transaction, such as a merger,
reorganization or liquidation, involving the Issuer or any of
its subsidiaries; provided, however, that the Reporting Person
and the Issuer may seek to identify one or more operating
companies for an acquisition in which the Issuer would be the
surviving company;
o a sale or transfer of a material amount of the assets of the
Issuer or any of its subsidiaries;
o any change in the present board of directors or management of
the Issuer, including any plans or proposals to change the
number or term of directors or to fill any existing vacancies
on the board;
o any material change in the present capitalization or dividend
policy of the Issuer;
o any other material change in the Issuer's business or
corporate structure including, but not limited to, if the
Issuer is a registered closed-end investment company, any
plans or proposals to make any changes in its investment
policy for which a vote is required by Section 13 of the
Investment Company Act of 1940;
o changes in the Issuer's charter, bylaws or instruments
corresponding thereto or other actions which may impede
acquisition of control of the Issuer by any person;
o causing a class of securities of the Issuer to be delisted
from a national securities exchange or to cease to be
authorized to be quoted in an inter-dealer quotation system of
a registered national securities association;
o a class of equity securities of the Issuer becoming eligible
for termination of registration pursuant to Section 12(g)(4)
of the Act; or
o any action similar to any of those enumerated above.
The Reporting Person reserves the right to determine in the future to
change the purpose or purposes described above.
ITEM 5. Interests in Securities of the Issuer.
-------------------------------------
(a) Aggregate Number and Percentage of Securities. The Reporting
Person is the beneficial owner of 280,002 shares of Common
Stock of the Issuer, representing approximately 65.1% of the
class. Such shares are deemed beneficially owned 50% by Kevin
Halter and 50% by Kevin Halter, Jr. by virtue of the equal
ownership of Halter Capital Corporation. In addition, Kevin
Halter, Jr. owns 55,000 shares individually and not through
Halter Capital Corporation.
(b) Power to Vote and Dispose. The Reporting Person has sole
voting and dispositive power over the shares identified in
response to Item 5(a) above.
(c) Transactions Within the Past 60 Days. Except as noted herein,
the Reporting Person has not effected any other transactions
in the Issuer's securities, including its shares of Common
Stock, within sixty (60) days preceding the date hereof.
(d) Certain Rights of Other Persons. Not applicable.
(e) Date Ceased to be a 5% Owner. Not applicable.
ITEM 6. Contracts, Arrangements, or Understandings or Relationships with
Respect to Securities of the Issuer.
-----------------------------------
The Reporting Person does not have any contract, arrangement,
understanding or relationship with respect to securities of the Issuer
including, but not limited to, transfer or voting of any of the securities,
finder's fees, joint ventures, loan or option arrangements, puts or calls,
guarantees of profits, division of profits or loss, or the giving or withholding
of proxies. Further, the Reporting Person has not pledged securities of the
Issuer nor are the securities of the Issuer held by the Reporting Person subject
to a contingency, the occurrence of which would give another person voting power
or investment power over such securities.
ITEM 7. Material to be Filed as Exhibits.
--------------------------------
No. Document
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1. Joint Filing Agreement
After reasonable inquiry, and to the best of the Reporting Person's
knowledge and belief, the undersigned certifies that the information set forth
in this Schedule is true, complete and correct.
Date: July 20, 2006
HALTER CAPITAL CORPORATION
By: /s/ Kevin B. Halter
--------------------------
Kevin B. Halter, President
/s/ Kevin B. Halter
-----------------------------
Kevin B. Halter
/s/ Kevin B. Halter, Jr.
-----------------------------
Kevin B. Halter, Jr.
Attention: Intentional misstatements or
omissions of fact constitute Federal
criminal violations (See 18 U.S.C. ss. 1001).
INDEX OF EXHIBITS
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No. Document
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1. Joint Filing Agreement
EXHIBIT 1
JOINT FILING AGREEMENT
In accordance with Rule 13d-1(k) promulgated under the Securities
Exchange Act of 1934, as amended, the persons named below agree to the joint
filing on behalf of each of them a Statement on Schedule 13D (including
amendments thereto) with regard to the common stock of Rub A Dub Soap, Inc. and
further agree that this Joint Filing Agreement be included as an Exhibit to such
joint filings. In evidence thereof, the undersigned, being duly authorized,
hereby execute this Joint Filing Agreement as of July 19, 2006.
HALTER CAPITAL CORPORATION
By: /s/ Kevin B. Halter
--------------------------
Kevin B. Halter, President
/s/ Kevin B. Halter
-----------------------------
Kevin B. Halter
/s/ Kevin B. Halter, Jr.
-----------------------------
Kevin B. Halter, Jr.