SC 13G
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dsc13g.txt
SCHEDULE 13G
Schedule 13G Page 1 of 5
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
Loudcloud, Inc.
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
545735 10 2
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(CUSIP Number)
December 31, 2001
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(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[_] Rule 13d-1(b)
[_] Rule 13d-1(c)
[X] Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
Schedule 13G Page 2 of 5
CUSIP No. 545735 10 2
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1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons
(entities only).
Benjamin A. Horowitz
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2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [_]
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3. SEC Use Only
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4. Citizenship or Place of Organization United States
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Number of Shares
Beneficially 5. Sole Voting Power 4,071,352
Owned by Each
Reporting Person -------------------------------------------------------------
With
6. Shared Voting Power 285,000
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7. Sole Dispositive Power 4,071,352
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8. Shared Dispositive Power 285,000
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9. Aggregate Amount Beneficially Owned by Each Reporting Person 4,356,352
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10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions)
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11. Percent of Class Represented by Amount in Row (9) 5.7%
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12. Type of Reporting Person (See Instructions)
IN
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Schedule 13G Page 3 of 5
Item 1.
(a) Name of Issuer:
Loudcloud, Inc. (the "Company")
(b) Address of Issuer's Principal Executive Offices:
599 N. Mathilda Avenue
Sunnyvale, CA 94085
Item 2.
(a) Name of Person Filing: Benjamin A. Horowitz
(b) Address of Principal Business Office or, if none, Residence:
c/o Loudcloud, Inc.
599 N. Mathilda Avenue
Sunnyvale, CA 94085
(c) Citizenship: United States
(d) Title of Class of Securities: Common Stock
(e) CUSIP Number: The CUSIP number of the Common Stock is 545735 10 2.
Item 3. If this statement is filed pursuant to (S)(S) 240.13d-1(b) or
240.13d-2(b) or (c), check whether the person filing is a:
(a) - (j) Not applicable.
Item 4. Ownership
(a) Amount beneficially owed: 4,356,352
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(b) Percent of class: 5.7% (See (1) below)
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(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote
4,071,352
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(ii) Shared power to vote or to direct the vote
285,000 (See (2) below)
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(iii) Sole power to dispose or to direct the disposition of
4,071,352
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(iv) Shared power to dispose or to direct the disposition of
285,000 (See (2) below)
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(1) Based on 75,977,903 shares of the Company's Common Stock outstanding as of
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December 31, 2001.
(2) Represents shares of Common Stock of the Company held by the Horowitz
Family Limited Partnership of which Mr. Horowitz is a partner.
Item 5. Ownership of Five Percent or Less of a Class
Not applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on By the Parent Holding Company
Not applicable.
Schedule 13G Page 4 of 5
Item 8. Identification and Classification of Members of the Group
Not applicable.
Item 9. Notice of Dissolution of Group
Not applicable.
Item 10. Certification
(a) Not applicable.
(b) Not applicable.
[Remainder of page intentionally left blank. Signature page follows.]
Schedule 13G Page 5 of 5
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Dated: February 5, 2002
Benjamin A. Horowitz
/s/ Benjamin A. Horowitz
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