ThZeal - The Zeal

13F-HR 1 d536288d13fhr.txt FORM 13F-HR ================================================================================ United States Securities and Exchange Commission Washington, DC 20549 FORM 13F COVER PAGE Report for the Quarter Ended: March 31, 2013 Check here if amendment [ ]; Amendment Number: __________ This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: UBS AG Bahnhofstrasse 45 Zurich, Switzerland 13F File Number: 028-10396 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons signing this Report on behalf of Reporting Manager: Name: Anthony DeFilippis Title Executive Director Phone: (203-719-5241) Signature, Place, and Date of Signing: /s/ Anthony DeFilippis --------------------------------------- Stamford, CT May 14, 2013 Name: Gordon Kiesling Title Executive Director Phone: (203-719-0268) Signature, Place, and Date of Signing: /s/ Gordon Kiesling --------------------------------------- Stamford, CT May 14, 2013 Report Type (Check only one): [X] 13F Holdings Report [ ] 13F Notice [ ] 13F Combination Report ================================================================================ Report Summary Number of Other Included Managers: 03 Form 13F Information Table Entry Total: 14,838 Form 13F Information Table Value Total: $86,365,834.14 (thousands) List of Other Included Managers: NO. FORM 13F FILE NUMBER NAME 01 028-11496 UBS Financial Services Inc. 17 028-11603 UBS Swiss Financial Advisors AG 20 028-07344 UBS AG, New York Branch

ABBOTT LABS COM 002824100 988.96 28,000 SH C SHARED 28,000 ABBOTT LABS COM 002824100 3,477.54 98,458 SH SHARED 20 98,458 ABBOTT LABS COM 002824100 3,738.52 105,847 SH SHARED 105,847 ABBOTT LABS COM 002824100 36,067.48 1,021,163 SH SHARED 1,021,163 ABBOTT LABS COM 002824100 102,988.60 2,915,872 SH SHARED 01 2,915,872 ABBVIE INC COM 00287Y109 530.14 13,000 SH P SHARED 13,000 ABBVIE INC COM 00287Y109 1,476.24 36,200 SH C SHARED 36,200 ABBVIE INC COM 00287Y109 4,421.20 108,416 SH SHARED 108,416 ABBVIE INC COM 00287Y109 5,734.81 140,628 SH SHARED 20 140,628 ABBVIE INC COM 00287Y109 20,267.21 496,989 SH SHARED 496,989 ABBVIE INC COM 00287Y109 123,452.64 3,027,284 SH SHARED 01 3,027,284 ABERCROMBIE & FITCH CO CL A 002896207 554.40 12,000 SH C SHARED 12,000 ABERCROMBIE & FITCH CO CL A 002896207 1,168.49 25,292 SH SHARED 01 25,292 ABERCROMBIE & FITCH CO CL A 002896207 1,410.02 30,520 SH SHARED 30,520 ABERCROMBIE & FITCH CO CL A 002896207 4,472.16 96,800 SH P SHARED 96,800 ABERDEEN ASIA PACIFIC INCOM COM 003009107 34.94 4,491 SH SHARED 4,491 ABERDEEN ASIA PACIFIC INCOM COM 003009107 25,287.68 3,250,345 SH SHARED 01 3,250,345 ABERDEEN AUSTRALIA EQTY FD I COM 003011103 21.37 1,886 SH SHARED 1,886 ABERDEEN AUSTRALIA EQTY FD I COM 003011103 144.30 12,736 SH SHARED 01 12,736 ABERDEEN CHILE FD INC COM 00301W105 19.25 1,220 SH SHARED 1,220 ABERDEEN CHILE FD INC COM 00301W105 34.98 2,217 SH SHARED 01 2,217 ABERDEEN EMERG MKTS TELE&INF COM 00301T102 0.11 5 SH SOLE 5 ABERDEEN GLOBAL INCOME FD IN COM 003013109 12.76 929 SH SHARED 929 ABERDEEN GLOBAL INCOME FD IN COM 003013109 1,983.55 144,468 SH SHARED 01 144,468 ABERDEEN INDONESIA FD INC COM 00305P106 15.02 1,180 SH SHARED 1,180 ABERDEEN INDONESIA FD INC COM 00305P106 32.96 2,589 SH SHARED 01 2,589 ABERDEEN ISRAEL FUND INC COM 00301L109 1.46 100 SH SHARED 100 ABERDEEN ISRAEL FUND INC COM 00301L109 71.22 4,875 SH SHARED 01 4,875 ABIOMED INC COM 003654100 37.34 2,000 SH P SHARED 2,000 ABIOMED INC COM 003654100 82.78 4,434 SH SHARED 01 4,434 ABIOMED INC COM 003654100 961.51 51,500 SH C SHARED 51,500 ABM INDS INC COM 000957100 50.40 2,266 SH SHARED 01 2,266 ABRAXAS PETE CORP COM 003830106 2.31 1,000 SH SHARED 01 1,000 ABRAXAS PETE CORP COM 003830106 8.32 3,600 SH C SHARED 3,600 ABRAXAS PETE CORP COM 003830106 9.24 4,000 SH P SHARED 4,000 ABRAXAS PETE CORP COM 003830106 48.04 20,797 SH SHARED 20,797 ACACIA RESH CORP ACACIA TCH COM 003881307 0.18 6 SH SHARED 01 6 ACACIA RESH CORP ACACIA TCH COM 003881307 15.09 500 SH P SHARED 500 ACACIA RESH CORP ACACIA TCH COM 003881307 35.78 1,186 SH SHARED 1,186 ACACIA RESH CORP ACACIA TCH COM 003881307 87.49 2,900 SH C SHARED 2,900 ACADIA HEALTHCARE COMPANY IN COM 00404A109 3.82 130 SH SHARED 01 130 ACADIA PHARMACEUTICALS INC COM 004225108 63.52 8,000 SH SHARED 01 8,000 ACADIA PHARMACEUTICALS INC COM 004225108 769.39 96,900 SH P SHARED 96,900 ACADIA PHARMACEUTICALS INC COM 004225108 1,222.76 154,000 SH C SHARED 154,000 ACADIA RLTY TR COM SH BEN INT 004239109 2.33 84 SH SHARED 01 84 ACADIA RLTY TR COM SH BEN INT 004239109 110.08 3,964 SH SHARED 3,964

ACADIA RLTY TR COM SH BEN INT 004239109 552.35 19,890 SH SHARED 19,890 ACASTI PHARMA INC CL A SHS 00430K105 8.58 4,026 SH SOLE 4,026 ACCELRYS INC COM 00430U103 94.96 9,729 SH SHARED 01 9,729 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2,864.07 37,700 SH C SHARED 37,700 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 3,053.99 40,200 SH SHARED 40,200 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 4,566.25 60,106 SH SHARED 20 60,106 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 5,226.74 68,800 SH P SHARED 68,800 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 22,487.04 295,999 SH SHARED 01 295,999 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 30,665.37 403,651 SH SHARED 403,651 ACCESS MIDSTREAM PARTNERS L UNIT 00434L109 113.04 2,800 SH C SHARED 2,800 ACCESS MIDSTREAM PARTNERS L UNIT 00434L109 18,251.92 452,116 SH SHARED 01 452,116 ACCESS MIDSTREAM PARTNERS L UNIT 00434L109 21,363.52 529,193 SH SHARED 529,193 ACCESS NATL CORP COM 004337101 9.84 600 SH SHARED 01 600 ACCO BRANDS CORP COM 00081T108 55.64 8,329 SH SHARED 01 8,329 ACCO BRANDS CORP COM 00081T108 61.46 9,200 SH C SHARED 9,200 ACCRETIVE HEALTH INC COM 00438V103 4.06 400 SH P SHARED 400 ACCRETIVE HEALTH INC COM 00438V103 21.34 2,100 SH C SHARED 2,100 ACCRETIVE HEALTH INC COM 00438V103 1,543.88 151,957 SH SHARED 01 151,957 ACCURAY INC COM 004397105 65.00 14,008 SH SHARED 01 14,008 ACCURAY INC NOTE 3.500% 2/0 004397AC9 1,086.25 1,000,000 PRN SOLE 1,000,000 ACCURAY INC NOTE 3.750% 8/0 004397AB1 4,972.78 5,510,000 PRN SOLE 5,510,000 ACCURIDE CORP NEW COM NEW 00439T206 5.39 1,000 SH C SOLE 1,000 ACCURIDE CORP NEW COM NEW 00439T206 5.39 1,000 SH P SOLE 1,000 ACCURIDE CORP NEW COM NEW 00439T206 258.75 48,006 SH SOLE 48,006 ACELRX PHARMACEUTICALS INC COM 00444T100 2.58 500 SH SHARED 01 500 ACELRX PHARMACEUTICALS INC COM 00444T100 7.93 1,536 SH SHARED 1,536 ACE LTD SHS H0023R105 30.69 345 SH SHARED 20 345 ACE LTD SHS H0023R105 195.73 2,200 SH P SHARED 2,200 ACE LTD SHS H0023R105 1,868.19 20,998 SH SHARED 20,998 ACE LTD SHS H0023R105 5,551.73 62,400 SH C SHARED 62,400 ACE LTD SHS H0023R105 13,051.63 146,697 SH SHARED 146,697 ACE LTD SHS H0023R105 16,089.42 180,841 SH SHARED 01 180,841 ACETO CORP COM 004446100 2.21 200 SH C SHARED 200 ACETO CORP COM 004446100 14.51 1,311 SH SHARED 01 1,311 ACETO CORP COM 004446100 19.93 1,800 SH SHARED 1,800 ACHILLION PHARMACEUTICALS IN COM 00448Q201 5.25 600 SH P SHARED 600 ACHILLION PHARMACEUTICALS IN COM 00448Q201 5.25 600 SH SHARED 01 600 ACHILLION PHARMACEUTICALS IN COM 00448Q201 82.25 9,400 SH C SHARED 9,400 ACI WORLDWIDE INC COM 004498101 835.95 17,109 SH SHARED 01 17,109 ACME PACKET INC COM 004764106 99.40 3,400 SH C SHARED 3,400 ACME PACKET INC COM 004764106 99.40 3,400 SH P SHARED 3,400 ACME PACKET INC COM 004764106 161.08 5,510 SH SHARED 01 5,510 ACME PACKET INC COM 004764106 256.27 8,766 SH SHARED 8,766 ACME UTD CORP COM 004816104 11.92 978 SH SOLE 978 ACORDA THERAPEUTICS INC COM 00484M106 3.20 100 SH P SHARED 100 ACORDA THERAPEUTICS INC COM 00484M106 19.22 600 SH C SHARED 600 ACORDA THERAPEUTICS INC COM 00484M106 58.55 1,828 SH SHARED 01 1,828 ACORDA THERAPEUTICS INC COM 00484M106 279.94 8,740 SH SHARED 8,740

ACORDA THERAPEUTICS INC COM 00484M106 578.46 18,060 SH SHARED 20 18,060 ACORN ENERGY INC COM 004848107 11.76 1,600 SH C SHARED 1,600 ACORN ENERGY INC COM 004848107 22.05 3,000 SH SHARED 01 3,000 ACORN INTL INC SPON ADR 004854105 0.55 209 SH SOLE 209 ACQUITY GROUP LTD SPONSORED ADR 00489C103 1.27 200 SH SHARED 01 200 ACTAVIS INC COM 00507K103 82.90 900 SH P SHARED 900 ACTAVIS INC COM 00507K103 221.06 2,400 SH C SHARED 2,400 ACTAVIS INC COM 00507K103 693.96 7,534 SH SHARED 7,534 ACTAVIS INC COM 00507K103 1,466.11 15,917 SH SHARED 15,917 ACTAVIS INC COM 00507K103 17,805.97 193,312 SH SHARED 01 193,312 ACTIONS SEMICONDUCTOR CO LTD ADR 00507E107 9.37 3,590 SH SOLE 3,590 ACTIVE NETWORK INC COM 00506D100 25.86 6,171 SH SHARED 6,171 ACTIVE NETWORK INC COM 00506D100 136.43 32,560 SH SHARED 01 32,560 ACTIVE POWER INC COM NEW 00504W308 270.68 58,971 SH SOLE 58,971 ACTIVISION BLIZZARD INC COM 00507V109 27.68 1,900 SH P SHARED 1,900 ACTIVISION BLIZZARD INC COM 00507V109 38.83 2,665 SH SHARED 20 2,665 ACTIVISION BLIZZARD INC COM 00507V109 135.76 9,318 SH SHARED 9,318 ACTIVISION BLIZZARD INC COM 00507V109 416.70 28,600 SH SHARED 28,600 ACTIVISION BLIZZARD INC COM 00507V109 2,013.76 138,213 SH SHARED 01 138,213 ACTIVISION BLIZZARD INC COM 00507V109 12,278.14 842,700 SH C SHARED 842,700 ACTUANT CORP CL A NEW 00508X203 3.06 100 SH C SHARED 100 ACTUANT CORP CL A NEW 00508X203 35.61 1,163 SH SHARED 01 1,163 ACTUANT CORP CL A NEW 00508X203 1,224.80 40,000 SH P SHARED 40,000 ACTUATE CORP COM 00508B102 1.80 300 SH P SHARED 300 ACTUATE CORP COM 00508B102 105.69 17,600 SH SHARED 01 17,600 ACUITY BRANDS INC COM 00508Y102 2.08 30 SH SHARED 01 30 ACUITY BRANDS INC COM 00508Y102 62.42 900 SH C SHARED 900 ACUITY BRANDS INC COM 00508Y102 255.21 3,680 SH SHARED 20 3,680 ACURA PHARMACEUTICALS INC COM NEW 00509L703 4.26 2,000 SH P SOLE 2,000 ACXIOM CORP COM 005125109 16.32 800 SH P SHARED 800 ACXIOM CORP COM 005125109 638.15 31,282 SH SHARED 01 31,282 ADA ES INC COM 005208103 50.48 1,900 SH P SHARED 1,900 ADA ES INC COM 005208103 233.82 8,800 SH C SHARED 8,800 ADA ES INC COM 005208103 1,729.79 65,103 SH SHARED 01 65,103 ADAMS EXPRESS CO COM 006212104 18.24 1,553 SH SHARED 1,553 ADAMS EXPRESS CO COM 006212104 744.97 63,445 SH SHARED 01 63,445 ADCARE HEALTH SYSTEMS INC COM NEW 00650W300 4.85 1,212 SH SOLE 1,212 ADECOAGRO S A COM L00849106 2.69 350 SH SHARED 01 350 ADECOAGRO S A COM L00849106 15.38 2,000 SH C SHARED 2,000 ADECOAGRO S A COM L00849106 2,066.83 268,768 SH SHARED 268,768 ADEPT TECHNOLOGY INC COM NEW 006854202 1.46 500 SH SHARED 01 500 ADEPT TECHNOLOGY INC COM NEW 006854202 91.87 31,388 SH SHARED 31,388 ADMINISTRADORA FONDOS PENSIO SPONSORED ADR 00709P108 13.21 124 SH SHARED 01 124 ADMINISTRADORA FONDOS PENSIO SPONSORED ADR 00709P108 127.27 1,195 SH SHARED 1,195 ADOBE SYS INC COM 00724F101 648.37 14,900 SH P SHARED 14,900 ADOBE SYS INC COM 00724F101 1,063.68 24,444 SH SHARED 20 24,444 ADOBE SYS INC COM 00724F101 1,131.39 26,000 SH C SHARED 26,000 ADOBE SYS INC COM 00724F101 1,436.00 33,000 SH SHARED 33,000 ADOBE SYS INC COM 00724F101 7,341.68 168,716 SH SHARED 168,716 ADOBE SYS INC COM 00724F101 25,916.71 595,581 SH SHARED 01 595,581 ADTRAN INC COM 00738A106 6.68 340 SH SHARED 340

ADTRAN INC COM 00738A106 15.72 800 SH C SHARED 800 ADTRAN INC COM 00738A106 137.79 7,012 SH SHARED 01 7,012 ADVANCE AUTO PARTS INC COM 00751Y106 124.22 1,503 SH SHARED 1,503 ADVANCE AUTO PARTS INC COM 00751Y106 165.30 2,000 SH C SHARED 2,000 ADVANCE AUTO PARTS INC COM 00751Y106 239.69 2,900 SH P SHARED 2,900 ADVANCE AUTO PARTS INC COM 00751Y106 442.18 5,350 SH SHARED 5,350 ADVANCE AUTO PARTS INC COM 00751Y106 9,256.80 112,000 SH SHARED 01 112,000 ADVANCED ENERGY INDS COM 007973100 1.83 100 SH C SHARED 100 ADVANCED ENERGY INDS COM 007973100 3.66 200 SH SHARED 01 200 ADVANCED ENERGY INDS COM 007973100 9.15 500 SH P SHARED 500 ADVANCED ENERGY INDS COM 007973100 35.47 1,938 SH SHARED 1,938 ADVANCED MICRO DEVICES INC COM 007903107 54.21 21,260 SH C SHARED 21,260 ADVANCED MICRO DEVICES INC COM 007903107 669.55 262,567 SH SHARED 01 262,567 ADVANCED MICRO DEVICES INC COM 007903107 1,424.61 558,669 SH SHARED 558,669 ADVANCED MICRO DEVICES INC COM 007903107 2,945.76 1,155,200 SH P SHARED 1,155,200 ADVANCED MICRO DEVICES INC NOTE 6.000% 5/0 007903AL1 191.04 192,000 PRN SHARED 01 192,000 ADVANCED PHOTONIX INC CL A 00754E107 0.05 100 SH SHARED 01 100 ADVANCED PHOTONIX INC CL A 00754E107 6.24 13,273 SH SHARED 13,273 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 00756M404 3.63 882 SH SHARED 01 882 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 00756M404 660.53 160,713 SH SHARED 20 160,713 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 00756M404 4,565.55 1,110,839 SH SHARED 1,110,839 ADVANTAGE OIL & GAS LTD COM 00765F101 17.62 4,800 SH P SHARED 4,800 ADVANTAGE OIL & GAS LTD COM 00765F101 67.00 18,256 SH SHARED 18,256 ADVANTAGE OIL & GAS LTD COM 00765F101 1,378.15 375,519 SH SHARED 01 375,519 ADVANTEST CORP SPON ADR NEW 00762U200 7.42 528 SH SOLE 528 ADVENT CLAY CONV SEC INC FD COM 007639107 55.96 7,772 SH SHARED 7,772 ADVENT CLAY CONV SEC INC FD COM 007639107 1,500.54 208,409 SH SHARED 01 208,409 ADVENT CLAYMORE CV SECS & IN COM 00764C109 10.81 638 SH SHARED 638 ADVENT CLAYMORE CV SECS & IN COM 00764C109 655.34 38,663 SH SHARED 01 38,663 ADVENT CLAYMORE ENH GRW & IN COM 00765E104 22.82 2,345 SH SHARED 2,345 ADVENT CLAYMORE ENH GRW & IN COM 00765E104 48.16 4,950 SH SHARED 01 4,950 ADVENT SOFTWARE INC COM 007974108 51.46 1,840 SH SHARED 01 1,840 ADVISORSHARES TR ACCUVS GLB OPP 00768Y784 31.97 1,120 SH SOLE 1,120 ADVISORSHARES TR BNY GRWTH ADR 00768Y206 21.02 638 SH SOLE 638 ADVISORSHARES TR MADRONA DOMESTIC 00768Y859 22.98 739 SH SOLE 739 ADVISORSHARES TR MADRONA INTL ETF 00768Y842 4.53 183 SH SOLE 183 ADVISORSHARES TR PERITUS HG YLD 00768Y503 60.89 1,188 SH SOLE 1,188 ADVISORSHARES TR RANGER EQUITY BE 00768Y883 1.79 100 SH C SHARED 100 ADVISORSHARES TR RANGER EQUITY BE 00768Y883 4,131.03 230,784 SH SHARED 01 230,784 ADVISORSHARES TR ROCKLEDGE SECT 00768Y792 57.50 2,300 SH SOLE 2,300 ADVISORSHARES TR STAR GLOB BUYW 00768Y768 1.74 70 SH SOLE 70 ADVISORY BRD CO COM 00762W107 26.52 505 SH SHARED 505 ADVISORY BRD CO COM 00762W107 1,776.02 33,816 SH SHARED 01 33,816 AECOM TECHNOLOGY CORP DELAWA COM 00766T100 95.12 2,900 SH C SHARED 2,900

AECOM TECHNOLOGY CORP DELAWA COM 00766T100 6,567.90 200,241 SH SHARED 01 200,241 AEGEAN MARINE PETROLEUM NETW SHS Y0017S102 11.41 1,700 SH C SOLE 1,700 AEGEAN MARINE PETROLEUM NETW SHS Y0017S102 18.12 2,700 SH P SOLE 2,700 AEGEAN MARINE PETROLEUM NETW SHS Y0017S102 112.94 16,831 SH SOLE 16,831 AEGERION PHARMACEUTICALS INC COM 00767E102 2.46 61 SH SHARED 01 61 AEGERION PHARMACEUTICALS INC COM 00767E102 399.37 9,900 SH C SHARED 9,900 AEGERION PHARMACEUTICALS INC COM 00767E102 831.00 20,600 SH P SHARED 20,600 AEGION CORP COM 00770F104 104.82 4,528 SH SHARED 01 4,528 AEGION CORP COM 00770F104 5,213.80 225,218 SH SHARED 225,218 AEGON N V NY REGISTRY SH 007924103 5,365.98 892,842 SH SHARED 01 892,842 AEP INDS INC COM 001031103 13.50 188 SH SOLE 188 AERCAP HOLDINGS NV SHS N00985106 0.15 10 SH SHARED 10 AERCAP HOLDINGS NV SHS N00985106 23.18 1,500 SH P SHARED 1,500 AERCAP HOLDINGS NV SHS N00985106 35.38 2,290 SH SHARED 01 2,290 AERCAP HOLDINGS NV SHS N00985106 38.63 2,500 SH C SHARED 2,500 AEROCENTURY CORP COM 007737109 5.04 288 SH SOLE 288 AEROPOSTALE COM 007865108 2.72 200 SH SHARED 01 200 AEROPOSTALE COM 007865108 62.56 4,600 SH C SHARED 4,600 AEROPOSTALE COM 007865108 69.36 5,100 SH P SHARED 5,100 AEROPOSTALE COM 007865108 210.83 15,502 SH SHARED 15,502 AEROVIRONMENT INC COM 008073108 4.35 240 SH SHARED 240 AEROVIRONMENT INC COM 008073108 16.32 900 SH P SHARED 900 AEROVIRONMENT INC COM 008073108 38.09 2,101 SH SHARED 01 2,101 AEROVIRONMENT INC COM 008073108 47.14 2,600 SH C SHARED 2,600 AES CORP COM 00130H105 91.76 7,300 SH P SHARED 7,300 AES CORP COM 00130H105 564.39 44,900 SH SHARED 44,900 AES CORP COM 00130H105 3,490.24 277,664 SH SHARED 277,664 AES CORP COM 00130H105 4,088.18 325,233 SH SHARED 01 325,233 AES CORP COM 00130H105 4,278.83 340,400 SH C SHARED 340,400 AES TR III PFD CV 6.75% 00808N202 24.21 481 SH SHARED 481 AES TR III PFD CV 6.75% 00808N202 279.58 5,555 SH SHARED 01 5,555 AETERNA ZENTARIS INC COM NEW 007975303 21.14 11,244 SH SOLE 11,244 AETNA INC NEW COM 00817Y108 140.10 2,740 SH SHARED 2,740 AETNA INC NEW COM 00817Y108 1,181.10 23,100 SH SHARED 23,100 AETNA INC NEW COM 00817Y108 1,334.49 26,100 SH C SHARED 26,100 AETNA INC NEW COM 00817Y108 2,111.67 41,300 SH P SHARED 41,300 AETNA INC NEW COM 00817Y108 10,482.62 205,019 SH SHARED 01 205,019 AETRIUM INC COM 00817R103 0.30 360 SH SOLE 360 AFC ENTERPRISES INC COM 00104Q107 29.39 809 SH SHARED 809 AFC ENTERPRISES INC COM 00104Q107 58.06 1,598 SH SHARED 01 1,598 AFFILIATED MANAGERS GROUP COM 008252108 353.21 2,300 SH SHARED 2,300 AFFILIATED MANAGERS GROUP COM 008252108 759.40 4,945 SH SHARED 20 4,945 AFFILIATED MANAGERS GROUP COM 008252108 953.52 6,209 SH SHARED 01 6,209 AFFILIATED MANAGERS GROUP COM 008252108 1,559.35 10,154 SH SHARED 10,154 AFFYMAX INC COM 00826A109 3.03 2,200 SH SHARED 01 2,200 AFFYMAX INC COM 00826A109 34.65 25,200 SH P SHARED 25,200 AFFYMAX INC COM 00826A109 65.93 47,950 SH SHARED 47,950

AFFYMAX INC COM 00826A109 125.13 91,000 SH C SHARED 91,000 AFFYMETRIX INC COM 00826T108 0.02 4 SH SHARED 01 4 AFFYMETRIX INC COM 00826T108 4.72 1,000 SH P SHARED 1,000 AFFYMETRIX INC COM 00826T108 7.55 1,600 SH C SHARED 1,600 AFFYMETRIX INC COM 00826T108 260.92 55,279 SH SHARED 55,279 AFLAC INC COM 001055102 62.42 1,200 SH C SHARED 01 1,200 AFLAC INC COM 001055102 656.28 12,616 SH SHARED 12,616 AFLAC INC COM 001055102 1,450.84 27,890 SH SHARED 20 27,890 AFLAC INC COM 001055102 1,628.23 31,300 SH SHARED 31,300 AFLAC INC COM 001055102 2,918.32 56,100 SH P SHARED 56,100 AFLAC INC COM 001055102 3,594.58 69,100 SH C SHARED 69,100 AFLAC INC COM 001055102 153,833.54 2,957,200 SH SHARED 01 2,957,200 AGCO CORP COM 001084102 26.06 500 SH P SHARED 500 AGCO CORP COM 001084102 145.94 2,800 SH C SHARED 2,800 AGCO CORP COM 001084102 566.23 10,864 SH SHARED 10,864 AGCO CORP COM 001084102 1,058.19 20,303 SH SHARED 20,303 AGCO CORP COM 001084102 2,180.28 41,832 SH SHARED 01 41,832 AGENUS INC COM NEW 00847G705 1.95 500 SH P SHARED 500 AGENUS INC COM NEW 00847G705 5.06 1,302 SH SHARED 01 1,302 AGENUS INC COM NEW 00847G705 14.80 3,805 SH SHARED 3,805 AGILENT TECHNOLOGIES INC COM 00846U101 868.78 20,700 SH P SHARED 20,700 AGILENT TECHNOLOGIES INC COM 00846U101 956.92 22,800 SH C SHARED 22,800 AGILENT TECHNOLOGIES INC COM 00846U101 2,133.96 50,845 SH SHARED 20 50,845 AGILENT TECHNOLOGIES INC COM 00846U101 2,195.03 52,300 SH SHARED 52,300 AGILENT TECHNOLOGIES INC COM 00846U101 4,424.18 105,413 SH SHARED 01 105,413 AGILENT TECHNOLOGIES INC COM 00846U101 6,476.73 154,318 SH SHARED 154,318 AGILYSYS INC COM 00847J105 19.93 2,005 SH SOLE 2,005 AGL RES INC COM 001204106 20.18 481 SH SHARED 481 AGL RES INC COM 001204106 3,905.42 93,097 SH SHARED 01 93,097 AG MTG INVT TR INC COM 001228105 5.09 200 SH P SHARED 200 AG MTG INVT TR INC COM 001228105 5,510.13 216,338 SH SHARED 01 216,338 AGNICO EAGLE MINES LTD COM 008474108 69.77 1,700 SH P SHARED 1,700 AGNICO EAGLE MINES LTD COM 008474108 313.26 7,633 SH SHARED 7,633 AGNICO EAGLE MINES LTD COM 008474108 484.81 11,813 SH SHARED 11,813 AGNICO EAGLE MINES LTD COM 008474108 7,714.54 187,976 SH SHARED 01 187,976 AGNICO EAGLE MINES LTD COM 008474108 8,671.75 211,300 SH C SHARED 211,300 AGREE REALTY CORP COM 008492100 78.98 2,624 SH SHARED 2,624 AGREE REALTY CORP COM 008492100 153.48 5,099 SH SHARED 5,099 AGREE REALTY CORP COM 008492100 346.15 11,500 SH SHARED 01 11,500 AGRIA CORP SPONSORED ADR 00850H103 8.04 7,312 SH SOLE 7,312 AGRIUM INC COM 008916108 1,060.70 10,879 SH SHARED 10,879 AGRIUM INC COM 008916108 1,872.00 19,200 SH C SHARED 19,200 AGRIUM INC COM 008916108 4,124.25 42,300 SH P SHARED 42,300 AGRIUM INC COM 008916108 9,158.18 93,930 SH SHARED 01 93,930 AGRIUM INC COM 008916108 39,893.98 409,169 SH SHARED 409,169 A H BELO CORP COM CL A 001282102 2.34 400 SH SHARED 01 400 A H BELO CORP COM CL A 001282102 652.53 111,735 SH SHARED 111,735 AIRCASTLE LTD COM G0129K104 31.46 2,300 SH C SHARED 2,300 AIRCASTLE LTD COM G0129K104 336.16 24,573 SH SHARED 01 24,573 AIRGAS INC COM 009363102 9.92 100 SH P SHARED 100 AIRGAS INC COM 009363102 39.66 400 SH C SHARED 400 AIRGAS INC COM 009363102 436.30 4,400 SH SHARED 4,400 AIRGAS INC COM 009363102 748.66 7,550 SH SHARED 20 7,550 AIRGAS INC COM 009363102 999.14 10,076 SH SHARED 10,076

AIRGAS INC COM 009363102 4,053.46 40,878 SH SHARED 01 40,878 AIR LEASE CORP CL A 00912X302 127.16 4,337 SH SHARED 4,337 AIR LEASE CORP CL A 00912X302 137.80 4,700 SH C SHARED 4,700 AIR LEASE CORP CL A 00912X302 211.98 7,230 SH SHARED 01 7,230 AIRMEDIA GROUP INC SPONSORED ADR 009411109 1.51 846 SH SOLE 846 AIR METHODS CORP COM PAR $.06 009128307 19.30 400 SH P SHARED 400 AIR METHODS CORP COM PAR $.06 009128307 21.90 454 SH SHARED 454 AIR METHODS CORP COM PAR $.06 009128307 122.05 2,530 SH SHARED 01 2,530 AIR PRODS & CHEMS INC COM 009158106 60.98 700 SH C SHARED 01 700 AIR PRODS & CHEMS INC COM 009158106 191.66 2,200 SH P SHARED 2,200 AIR PRODS & CHEMS INC COM 009158106 1,271.95 14,600 SH SHARED 14,600 AIR PRODS & CHEMS INC COM 009158106 3,902.98 44,800 SH C SHARED 44,800 AIR PRODS & CHEMS INC COM 009158106 4,285.69 49,193 SH SHARED 49,193 AIR PRODS & CHEMS INC COM 009158106 156,998.26 1,802,092 SH SHARED 01 1,802,092 AIR T INC COM 009207101 7.16 754 SH SOLE 754 AIR TRANSPORT SERVICES GRP I COM 00922R105 6.98 1,197 SH SHARED 1,197 AIR TRANSPORT SERVICES GRP I COM 00922R105 15.25 2,615 SH SHARED 01 2,615 AIXTRON SE SPONSORED ADR 009606104 62.32 4,251 SH SOLE 4,251 AKAMAI TECHNOLOGIES INC COM 00971T101 310.64 8,795 SH SHARED 20 8,795 AKAMAI TECHNOLOGIES INC COM 00971T101 360.26 10,200 SH SHARED 10,200 AKAMAI TECHNOLOGIES INC COM 00971T101 801.76 22,700 SH P SHARED 22,700 AKAMAI TECHNOLOGIES INC COM 00971T101 2,281.67 64,600 SH C SHARED 64,600 AKAMAI TECHNOLOGIES INC COM 00971T101 2,470.85 69,956 SH SHARED 69,956 AKAMAI TECHNOLOGIES INC COM 00971T101 7,527.43 213,121 SH SHARED 01 213,121 AKORN INC COM 009728106 11.02 797 SH SHARED 01 797 AKORN INC COM 009728106 12.81 926 SH SHARED 926 AK STL HLDG CORP COM 001547108 43.66 13,191 SH SHARED 01 13,191 AK STL HLDG CORP COM 001547108 145.64 44,000 SH C SHARED 44,000 AK STL HLDG CORP COM 001547108 153.25 46,300 SH P SHARED 46,300 ALAMOS GOLD INC COM 011527108 74.47 5,432 SH SHARED 5,432 ALAMOS GOLD INC COM 011527108 2,623.82 191,380 SH SHARED 01 191,380 ALASKA AIR GROUP INC COM 011659109 0.70 11 SH SHARED 11 ALASKA AIR GROUP INC COM 011659109 51.17 800 SH P SHARED 800 ALASKA AIR GROUP INC COM 011659109 159.90 2,500 SH C SHARED 2,500 ALASKA AIR GROUP INC COM 011659109 2,827.22 44,203 SH SHARED 01 44,203 ALASKA COMMUNICATIONS SYS GR COM 01167P101 2.00 1,200 SH C SHARED 1,200 ALASKA COMMUNICATIONS SYS GR COM 01167P101 6.66 4,000 SH SHARED 01 4,000 ALASKA COMMUNICATIONS SYS GR COM 01167P101 111.17 66,768 SH SHARED 66,768 ALBANY INTL CORP CL A 012348108 50.81 1,758 SH SOLE 1,758 ALBEMARLE CORP COM 012653101 12.50 200 SH C SHARED 200 ALBEMARLE CORP COM 012653101 437.64 7,000 SH SHARED 7,000 ALBEMARLE CORP COM 012653101 791.57 12,661 SH SHARED 12,661 ALBEMARLE CORP COM 012653101 4,756.52 76,080 SH SHARED 01 76,080 ALCATEL-LUCENT SPONSORED ADR 013904305 108.99 81,951 SH SHARED 81,951 ALCATEL-LUCENT SPONSORED ADR 013904305 247.91 186,400 SH P SHARED 186,400 ALCATEL-LUCENT SPONSORED ADR 013904305 276.64 208,000 SH C SHARED 208,000 ALCATEL-LUCENT SPONSORED ADR 013904305 911.62 685,431 SH SHARED 01 685,431 ALCOA INC COM 013817101 733.22 86,059 SH SHARED 86,059 ALCOA INC COM 013817101 4,354.57 511,100 SH C SHARED 511,100

ALCOA INC COM 013817101 7,422.65 871,203 SH SHARED 871,203 ALCOA INC COM 013817101 7,469.48 876,700 SH P SHARED 876,700 ALCOA INC COM 013817101 13,724.59 1,610,867 SH SHARED 01 1,610,867 ALCOA INC NOTE 5.250% 3/1 013817AT8 874.14 632,000 PRN SOLE 632,000 ALCO STORES INC COM 001600105 5.75 767 SH SHARED 767 ALCO STORES INC COM 001600105 15.00 2,000 SH SHARED 01 2,000 ALERE INC COM 01449J105 5.11 200 SH P SHARED 200 ALERE INC COM 01449J105 56.17 2,200 SH C SHARED 2,200 ALERE INC COM 01449J105 65.71 2,574 SH SHARED 2,574 ALERE INC COM 01449J105 78.17 3,062 SH SHARED 01 3,062 ALERE INC PERP PFD CONV SE 01449J204 11.90 50 SH SHARED 01 50 ALERE INC PERP PFD CONV SE 01449J204 68.78 289 SH SHARED 289 ALEXANDER & BALDWIN INC NEW COM 014491104 84.62 2,367 SH SHARED 2,367 ALEXANDER & BALDWIN INC NEW COM 014491104 362.29 10,134 SH SHARED 01 10,134 ALEXANDERS INC COM 014752109 185.29 562 SH SHARED 562 ALEXANDERS INC COM 014752109 298.04 904 SH SHARED 904 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 548.39 7,726 SH SHARED 01 7,726 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 1,817.09 25,600 SH C SHARED 25,600 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 1,900.77 26,779 SH SHARED 26,779 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 2,803.71 39,500 SH SHARED 39,500 ALEXCO RESOURCE CORP COM 01535P106 1.33 400 SH C SOLE 400 ALEXCO RESOURCE CORP COM 01535P106 23.90 7,200 SH P SOLE 7,200 ALEXCO RESOURCE CORP COM 01535P106 39.24 11,820 SH SOLE 11,820 ALEXION PHARMACEUTICALS INC COM 015351109 718.69 7,800 SH P SHARED 7,800 ALEXION PHARMACEUTICALS INC COM 015351109 783.19 8,500 SH C SHARED 8,500 ALEXION PHARMACEUTICALS INC COM 015351109 1,189.34 12,908 SH SHARED 12,908 ALEXION PHARMACEUTICALS INC COM 015351109 8,849.95 96,049 SH SHARED 01 96,049 ALEXION PHARMACEUTICALS INC COM 015351109 10,466.46 113,593 SH SHARED 113,593 ALEXZA PHARMACEUTICALS INC COM NEW 015384209 114.48 25,900 SH P SOLE 25,900 ALEXZA PHARMACEUTICALS INC COM NEW 015384209 130.83 29,600 SH C SOLE 29,600 ALICO INC COM 016230104 15.73 340 SH SHARED 01 340 ALIGN TECHNOLOGY INC COM 016255101 28.48 850 SH SHARED 850 ALIGN TECHNOLOGY INC COM 016255101 70.37 2,100 SH P SHARED 2,100 ALIGN TECHNOLOGY INC COM 016255101 150.80 4,500 SH C SHARED 4,500 ALIGN TECHNOLOGY INC COM 016255101 386.91 11,546 SH SHARED 01 11,546 ALKERMES PLC SHS G01767105 2.37 100 SH P SHARED 100 ALKERMES PLC SHS G01767105 42.66 1,800 SH C SHARED 1,800 ALKERMES PLC SHS G01767105 4,294.20 181,190 SH SHARED 01 181,190 ALLEGHANY CORP DEL COM 017175100 158.37 400 SH SHARED 400 ALLEGHANY CORP DEL COM 017175100 674.25 1,703 SH SHARED 1,703 ALLEGHANY CORP DEL COM 017175100 983.07 2,483 SH SHARED 01 2,483 ALLEGHENY TECHNOLOGIES INC COM 01741R102 31.23 985 SH SHARED 20 985 ALLEGHENY TECHNOLOGIES INC COM 01741R102 115.61 3,646 SH SHARED 3,646

ALLEGHENY TECHNOLOGIES INC COM 01741R102 256.85 8,100 SH SHARED 8,100 ALLEGHENY TECHNOLOGIES INC COM 01741R102 443.94 14,000 SH SHARED 01 14,000 ALLEGHENY TECHNOLOGIES INC COM 01741R102 592.98 18,700 SH P SHARED 18,700 ALLEGHENY TECHNOLOGIES INC COM 01741R102 612.00 19,300 SH C SHARED 19,300 ALLEGHENY TECHNOLOGIES INC NOTE 4.250% 6/0 01741RAD4 10.73 10,000 PRN SHARED 01 10,000 ALLEGIANT TRAVEL CO COM 01748X102 43.24 487 SH SHARED 01 487 ALLEGIANT TRAVEL CO COM 01748X102 61.79 696 SH SHARED 696 ALLERGAN INC COM 018490102 301.40 2,700 SH P SHARED 2,700 ALLERGAN INC COM 018490102 881.88 7,900 SH C SHARED 7,900 ALLERGAN INC COM 018490102 3,367.32 30,165 SH SHARED 20 30,165 ALLERGAN INC COM 018490102 3,371.23 30,200 SH SHARED 30,200 ALLERGAN INC COM 018490102 5,484.94 49,135 SH SHARED 49,135 ALLERGAN INC COM 018490102 30,587.07 274,004 SH SHARED 01 274,004 ALLETE INC COM NEW 018522300 19.07 389 SH SHARED 389 ALLETE INC COM NEW 018522300 233.73 4,768 SH SHARED 01 4,768 ALLIANCE BANCORP INC PA NEW COM 01890A108 17.52 1,312 SH SOLE 1,312 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 7.25 444 SH SHARED 444 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 4,453.11 272,695 SH SHARED 01 272,695 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 124.83 5,700 SH C SHARED 5,700 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 129.21 5,900 SH P SHARED 5,900 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 229.86 10,496 SH SHARED 10,496 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 466.12 21,284 SH SHARED 01 21,284 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 13,732.88 1,680,891 SH SHARED 01 1,680,891 ALLIANCEBERNSTEIN NATL MUNI COM 01864U106 2.72 180 SH SHARED 180 ALLIANCEBERNSTEIN NATL MUNI COM 01864U106 207.90 13,768 SH SHARED 01 13,768 ALLIANCE CALIF MUN INCOME FD COM 018546101 2.87 200 SH SHARED 01 200 ALLIANCE CALIF MUN INCOME FD COM 018546101 26.79 1,864 SH SHARED 1,864 ALLIANCE DATA SYSTEMS CORP COM 018581108 16.19 100 SH C SHARED 100 ALLIANCE DATA SYSTEMS CORP COM 018581108 242.84 1,500 SH P SHARED 1,500 ALLIANCE DATA SYSTEMS CORP COM 018581108 501.86 3,100 SH SHARED 3,100 ALLIANCE DATA SYSTEMS CORP COM 018581108 758.62 4,686 SH SHARED 01 4,686 ALLIANCE DATA SYSTEMS CORP COM 018581108 1,503.47 9,287 SH SHARED 9,287 ALLIANCE FIBER OPTIC PRODS I COM NEW 018680306 204.05 15,660 SH SHARED 01 15,660 ALLIANCE HEALTHCARE SRVCS IN COM PAR $0.01 018606301 3.01 388 SH SOLE 388 ALLIANCE HOLDINGS GP LP COM UNITS LP 01861G100 26.34 500 SH C SHARED 500 ALLIANCE HOLDINGS GP LP COM UNITS LP 01861G100 402.77 7,647 SH SHARED 01 7,647 ALLIANCE HOLDINGS GP LP COM UNITS LP 01861G100 583.00 11,069 SH SHARED 11,069 ALLIANCE NEW YORK MUN INC FD COM 018714105 14.47 1,044 SH SHARED 1,044 ALLIANCE NEW YORK MUN INC FD COM 018714105 107.42 7,750 SH SHARED 01 7,750

ALLIANCE ONE INTL INC COM 018772103 23.31 5,992 SH SHARED 5,992 ALLIANCE ONE INTL INC COM 018772103 275.08 70,715 SH SHARED 01 70,715 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 121.03 1,900 SH C SHARED 1,900 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 210.21 3,300 SH P SHARED 3,300 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 716.50 11,248 SH SHARED 11,248 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 717.39 11,262 SH SHARED 01 11,262 ALLIANT ENERGY CORP COM 018802108 10.04 200 SH C SHARED 200 ALLIANT ENERGY CORP COM 018802108 411.48 8,200 SH SHARED 8,200 ALLIANT ENERGY CORP COM 018802108 746.08 14,868 SH SHARED 14,868 ALLIANT ENERGY CORP COM 018802108 2,917.87 58,148 SH SHARED 01 58,148 ALLIANT TECHSYSTEMS INC COM 018804104 7.24 100 SH P SHARED 100 ALLIANT TECHSYSTEMS INC COM 018804104 65.19 900 SH C SHARED 900 ALLIANT TECHSYSTEMS INC COM 018804104 207.08 2,859 SH SHARED 2,859 ALLIANT TECHSYSTEMS INC COM 018804104 2,212.88 30,552 SH SHARED 01 30,552 ALLIANZGI CONV & INCOME FD COM 018828103 4,425.64 466,840 SH SHARED 01 466,840 ALLIANZGI CONV & INCOME FD I COM 018825109 3,091.75 357,015 SH SHARED 01 357,015 ALLIANZGI EQUITY & CONV INCO COM 018829101 534.73 29,691 SH SHARED 01 29,691 ALLIANZGI GLOBAL EQUITY & CO COM 01882W100 69.87 4,825 SH SHARED 01 4,825 ALLIANZGI INTL & PREM STRATE COM 01882X108 145.35 14,463 SH SHARED 01 14,463 ALLIANZGI NFJ DIVID INT & PR COM 01883A107 6,206.46 368,993 SH SHARED 01 368,993 ALLIED MOTION TECHNOLOGIES I COM 019330109 21.91 3,175 SH SOLE 3,175 ALLIED NEVADA GOLD CORP COM 019344100 0.46 28 SH SHARED 28 ALLIED NEVADA GOLD CORP COM 019344100 37.86 2,300 SH P SHARED 2,300 ALLIED NEVADA GOLD CORP COM 019344100 46.09 2,800 SH C SHARED 2,800 ALLIED NEVADA GOLD CORP COM 019344100 73.26 4,451 SH SHARED 01 4,451 ALLIED WRLD ASSUR COM HLDG A SHS H01531104 151.50 1,634 SH SHARED 01 1,634 ALLIED WRLD ASSUR COM HLDG A SHS H01531104 417.89 4,507 SH SHARED 4,507 ALLISON TRANSMISSION HLDGS I COM 01973R101 7.20 300 SH C SHARED 300 ALLISON TRANSMISSION HLDGS I COM 01973R101 14.41 600 SH P SHARED 600 ALLISON TRANSMISSION HLDGS I COM 01973R101 21.39 891 SH SHARED 01 891 ALLISON TRANSMISSION HLDGS I COM 01973R101 97.70 4,069 SH SHARED 4,069 ALLOT COMMUNICATIONS LTD SHS M0854Q105 32.24 2,700 SH P SOLE 2,700 ALLOT COMMUNICATIONS LTD SHS M0854Q105 72.83 6,100 SH C SOLE 6,100 ALLOT COMMUNICATIONS LTD SHS M0854Q105 78.11 6,542 SH SOLE 6,542 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 73.39 5,400 SH P SHARED 5,400 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 162.94 11,990 SH SHARED 11,990 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 183.47 13,500 SH C SHARED 13,500 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 2,079.62 153,026 SH SHARED 01 153,026

ALLSTATE CORP COM 020002101 1,515.04 30,875 SH SHARED 30,875 ALLSTATE CORP COM 020002101 1,766.52 36,000 SH C SHARED 36,000 ALLSTATE CORP COM 020002101 3,361.30 68,500 SH P SHARED 68,500 ALLSTATE CORP COM 020002101 14,487.48 295,241 SH SHARED 01 295,241 ALLSTATE CORP COM 020002101 15,716.48 320,287 SH SHARED 320,287 ALMADEN MINERALS LTD COM 020283107 0.43 200 SH P SHARED 200 ALMADEN MINERALS LTD COM 020283107 36.72 17,000 SH SHARED 01 17,000 ALMADEN MINERALS LTD COM 020283107 42.96 19,889 SH SHARED 19,889 ALMOST FAMILY INC COM 020409108 2.04 100 SH SHARED 01 100 ALMOST FAMILY INC COM 020409108 24.52 1,200 SH C SHARED 1,200 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 7.31 300 SH C SHARED 300 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 21.88 898 SH SHARED 01 898 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 78.72 3,230 SH SHARED 20 3,230 ALON HLDGS BLUE SQUARE ISRAE SPONSORED ADR 02051Q106 5.01 1,688 SH SOLE 1,688 ALON USA ENERGY INC COM 020520102 64.14 3,367 SH SOLE 3,367 ALON USA ENERGY INC COM 020520102 213.36 11,200 SH P SOLE 11,200 ALON USA ENERGY INC COM 020520102 607.70 31,900 SH C SOLE 31,900 ALON USA PARTNERS LP UT LTDPART INT 02052T109 14.11 530 SH SHARED 530 ALON USA PARTNERS LP UT LTDPART INT 02052T109 29.28 1,100 SH SHARED 01 1,100 ALON USA PARTNERS LP UT LTDPART INT 02052T109 31.94 1,200 SH C SHARED 1,200 ALON USA PARTNERS LP UT LTDPART INT 02052T109 61.23 2,300 SH P SHARED 2,300 ALPHA NATURAL RESOURCES INC COM 02076X102 212.98 25,942 SH SHARED 25,942 ALPHA NATURAL RESOURCES INC COM 02076X102 2,400.44 292,380 SH C SHARED 292,380 ALPHA NATURAL RESOURCES INC COM 02076X102 3,448.75 420,067 SH SHARED 420,067 ALPHA NATURAL RESOURCES INC COM 02076X102 3,573.81 435,300 SH P SHARED 435,300 ALPHA NATURAL RESOURCES INC COM 02076X102 4,853.12 591,123 SH SHARED 01 591,123 ALPHA & OMEGA SEMICONDUCTOR SHS G6331P104 11.02 1,241 SH SHARED 01 1,241 ALPHA PRO TECH LTD COM 020772109 4.57 3,028 SH SOLE 3,028 ALPINE GLOBAL DYNAMIC DIVD F COM 02082E106 26.80 5,584 SH SHARED 01 5,584 ALPINE GLOBAL DYNAMIC DIVD F COM 02082E106 29.97 6,243 SH SHARED 6,243 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 215.83 26,035 SH SHARED 26,035 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 2,683.78 323,737 SH SHARED 01 323,737 ALPINE TOTAL DYNAMIC DIVID F COM SBI 021060108 1,227.00 300,000 SH SHARED 01 300,000 ALPS ETF TR ALERIAN MLP 00162Q866 113,183.91 6,387,354 SH SHARED 01 6,387,354 ALPS ETF TR C&S GLOBL ETF 00162Q106 1,146.07 27,951 SH SHARED 01 27,951 ALPS ETF TR EQUAL SEC ETF 00162Q205 5,955.33 135,109 SH SHARED 01 135,109 ALPS ETF TR JEFF TRJ CRB GLO 00162Q304 31.67 714 SH SHARED 714 ALPS ETF TR JEFF TRJ CRB GLO 00162Q304 386.73 8,718 SH SHARED 01 8,718

ALPS ETF TR SECTR DIV DOGS 00162Q858 5,832.47 195,131 SH SHARED 01 195,131 ALTAIR NANOTECHNOLOGIES INC COM PAR $0.001 021373303 1.88 672 SH SOLE 672 ALTERA CORP COM 021441100 119.50 3,370 SH SHARED 20 3,370 ALTERA CORP COM 021441100 641.83 18,100 SH SHARED 18,100 ALTERA CORP COM 021441100 1,132.20 31,929 SH SHARED 01 31,929 ALTERA CORP COM 021441100 1,143.80 32,256 SH SHARED 32,256 ALTERA CORP COM 021441100 2,971.55 83,800 SH P SHARED 83,800 ALTERA CORP COM 021441100 10,524.53 296,800 SH C SHARED 296,800 ALTERRA CAPITAL HOLDINGS LIM COM G0229R108 8.31 264 SH SHARED 01 264 ALTERRA CAPITAL HOLDINGS LIM COM G0229R108 3,691.60 117,231 SH SHARED 117,231 ALTEVA COM 02153V102 13.78 1,498 SH SOLE 1,498 ALTISOURCE PORTFOLIO SOLNS S REG SHS L0175J104 13.95 200 SH P SOLE 200 ALTISOURCE PORTFOLIO SOLNS S REG SHS L0175J104 52.80 757 SH SOLE 757 ALTISOURCE PORTFOLIO SOLNS S REG SHS L0175J104 76.73 1,100 SH C SOLE 1,100 ALTISOURCE RESIDENTIAL CORP CL B 02153W100 0.12 6 SH SHARED 01 6 ALTO PALERMO S A SPONSORED ADR 02151P107 7.84 516 SH SOLE 516 ALTRA HOLDINGS INC COM 02208R106 3.70 136 SH SHARED 136 ALTRA HOLDINGS INC COM 02208R106 10.89 400 SH SHARED 01 400 ALTRIA GROUP INC COM 02209S103 1,310.26 38,100 SH P SHARED 38,100 ALTRIA GROUP INC COM 02209S103 3,720.83 108,195 SH SHARED 20 108,195 ALTRIA GROUP INC COM 02209S103 5,250.56 152,677 SH SHARED 152,677 ALTRIA GROUP INC COM 02209S103 6,262.42 182,100 SH C SHARED 182,100 ALTRIA GROUP INC COM 02209S103 42,444.41 1,234,208 SH SHARED 1,234,208 ALTRIA GROUP INC COM 02209S103 137,407.10 3,995,554 SH SHARED 01 3,995,554 ALUMINA LTD SPONSORED ADR 022205108 2.77 600 SH C SHARED 600 ALUMINA LTD SPONSORED ADR 022205108 118.74 25,756 SH SHARED 25,756 ALUMINA LTD SPONSORED ADR 022205108 553.60 120,087 SH SHARED 01 120,087 ALUMINUM CORP CHINA LTD SPON ADR H SHS 022276109 43.79 4,500 SH P SOLE 4,500 ALUMINUM CORP CHINA LTD SPON ADR H SHS 022276109 260.70 26,793 SH SOLE 26,793 ALVARION LTD SHS M0861T100 0.37 1,000 SH SHARED 01 1,000 ALVARION LTD SHS M0861T100 13.38 36,174 SH SHARED 36,174 AMAG PHARMACEUTICALS INC COM 00163U106 2.39 100 SH C SOLE 100 AMARIN CORP PLC SPONS ADR NEW 023111206 34.09 4,600 SH P SHARED 4,600 AMARIN CORP PLC SPONS ADR NEW 023111206 46.30 6,248 SH SHARED 6,248 AMARIN CORP PLC SPONS ADR NEW 023111206 259.35 35,000 SH C SHARED 35,000 AMARIN CORP PLC SPONS ADR NEW 023111206 2,939.58 396,705 SH SHARED 01 396,705 AMAZON COM INC COM 023135106 5,049.72 18,949 SH SHARED 20 18,949 AMAZON COM INC COM 023135106 7,510.75 28,184 SH SHARED 28,184 AMAZON COM INC COM 023135106 11,785.25 44,224 SH SHARED 44,224 AMAZON COM INC COM 023135106 54,822.32 205,720 SH C SHARED 205,720 AMAZON COM INC COM 023135106 58,487.89 219,475 SH SHARED 01 219,475 AMAZON COM INC COM 023135106 64,975.59 243,820 SH P SHARED 243,820 AMBARELLA INC SHS G037AX101 2.87 183 SH SHARED 183 AMBARELLA INC SHS G037AX101 10.96 700 SH SHARED 01 700 AMBASSADORS GROUP INC COM 023177108 0.43 100 SH P SOLE 100 AMBASSADORS GROUP INC COM 023177108 5.03 1,166 SH SOLE 1,166 AMBIENT CORP COM NEW 02318N201 0.34 139 SH SOLE 139

AMBOW ED HLDG LTD ADR REPSTG CL A 02322P101 7.67 8,074 SH SOLE 8,074 AMC NETWORKS INC CL A 00164V103 300.30 4,750 SH SHARED 01 4,750 AMC NETWORKS INC CL A 00164V103 598.57 9,468 SH SHARED 9,468 AMCOL INTL CORP COM 02341W103 39.25 1,300 SH SHARED 01 1,300 AMDOCS LTD ORD G02602103 7.25 200 SH P SHARED 200 AMDOCS LTD ORD G02602103 14.50 400 SH C SHARED 400 AMDOCS LTD ORD G02602103 17.62 486 SH SHARED 01 486 AMEDISYS INC COM 023436108 2.86 257 SH SHARED 257 AMEDISYS INC COM 023436108 60.05 5,400 SH C SHARED 5,400 AMEDISYS INC COM 023436108 88.00 7,914 SH SHARED 01 7,914 AMERCO COM 023586100 52.06 300 SH C SHARED 300 AMERCO COM 023586100 120.61 695 SH SHARED 01 695 AMEREN CORP COM 023608102 213.62 6,100 SH C SHARED 6,100 AMEREN CORP COM 023608102 479.77 13,700 SH SHARED 13,700 AMEREN CORP COM 023608102 605.85 17,300 SH P SHARED 17,300 AMEREN CORP COM 023608102 1,685.44 48,128 SH SHARED 48,128 AMEREN CORP COM 023608102 4,797.42 136,991 SH SHARED 01 136,991 AMERESCO INC CL A 02361E108 20.72 2,800 SH C SHARED 2,800 AMERESCO INC CL A 02361E108 29.60 4,000 SH SHARED 01 4,000 AMERESCO INC CL A 02361E108 559.27 75,577 SH SHARED 75,577 AMERIANA BANCORP COM 023613102 6.48 709 SH SOLE 709 AMERICA FIRST TAX EX IVS L P BEN UNIT CTF 02364V107 3.56 500 SH SHARED 01 500 AMERICA FIRST TAX EX IVS L P BEN UNIT CTF 02364V107 6.25 878 SH SHARED 878 AMERICA MOVIL SAB DE CV SPON ADR A SHS 02364W204 56.59 2,692 SH SHARED 2,692 AMERICA MOVIL SAB DE CV SPON ADR A SHS 02364W204 119.20 5,670 SH SHARED 01 5,670 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 142.80 6,813 SH SHARED 6,813 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 256.86 12,255 SH SHARED 17 12,255 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 412.91 19,700 SH P SHARED 19,700 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 1,511.93 72,134 SH SHARED 72,134 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 1,737.58 82,900 SH C SHARED 82,900 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 6,476.64 309,000 SH SHARED 01 309,000 AMERICAN APPAREL INC COM 023850100 32.55 15,000 SH SHARED 01 15,000 AMERICAN ASSETS TR INC COM 024013104 187.58 5,860 SH SHARED 01 5,860 AMERICAN ASSETS TR INC COM 024013104 544.17 17,000 SH SHARED 17,000 AMERICAN AXLE & MFG HLDGS IN COM 024061103 30.03 2,200 SH C SHARED 2,200 AMERICAN AXLE & MFG HLDGS IN COM 024061103 120.22 8,807 SH SHARED 8,807 AMERICAN AXLE & MFG HLDGS IN COM 024061103 929.39 68,087 SH SHARED 01 68,087 AMERICAN CAMPUS CMNTYS INC COM 024835100 602.80 13,295 SH SHARED 20 13,295 AMERICAN CAMPUS CMNTYS INC COM 024835100 1,731.17 38,182 SH SHARED 01 38,182 AMERICAN CAMPUS CMNTYS INC COM 024835100 1,834.77 40,467 SH SHARED 40,467 AMERICAN CAMPUS CMNTYS INC COM 024835100 4,552.14 100,400 SH C SHARED 100,400 AMERICAN CAPITAL AGENCY CORP COM 02503X105 567.85 17,323 SH SHARED 17,323 AMERICAN CAPITAL AGENCY CORP COM 02503X105 2,389.73 72,902 SH SHARED 20 72,902 AMERICAN CAPITAL AGENCY CORP COM 02503X105 4,671.15 142,500 SH P SHARED 01 142,500 AMERICAN CAPITAL AGENCY CORP COM 02503X105 5,746.33 175,300 SH P SHARED 175,300

AMERICAN CAPITAL AGENCY CORP COM 02503X105 9,234.13 281,700 SH C SHARED 281,700 AMERICAN CAPITAL AGENCY CORP COM 02503X105 17,468.63 532,905 SH SHARED 532,905 AMERICAN CAPITAL AGENCY CORP COM 02503X105 50,394.40 1,537,352 SH SHARED 01 1,537,352 AMERICAN CAP LTD COM 02503Y103 156.17 10,700 SH P SHARED 10,700 AMERICAN CAP LTD COM 02503Y103 185.36 12,700 SH C SHARED 12,700 AMERICAN CAP LTD COM 02503Y103 1,994.19 136,635 SH SHARED 01 136,635 AMERICAN CAP LTD COM 02503Y103 42,888.68 2,938,587 SH SHARED 2,938,587 AMERICAN CAP MTG INVT CORP COM 02504A104 180.88 7,000 SH C SHARED 7,000 AMERICAN CAP MTG INVT CORP COM 02504A104 215.63 8,345 SH SHARED 01 8,345 AMERICAN CAP MTG INVT CORP COM 02504A104 428.94 16,600 SH P SHARED 16,600 AMERICAN CAP MTG INVT CORP COM 02504A104 3,253.41 125,906 SH SHARED 125,906 AMERICAN DG ENERGY INC COM 025398108 8.13 3,870 SH SOLE 3,870 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 301.07 16,100 SH C SHARED 16,100 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 344.04 18,398 SH SHARED 18,398 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 448.80 24,000 SH P SHARED 24,000 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 2,228.48 119,170 SH SHARED 01 119,170 AMERICAN ELEC PWR INC COM 025537101 530.07 10,900 SH P SHARED 10,900 AMERICAN ELEC PWR INC COM 025537101 736.26 15,140 SH SHARED 20 15,140 AMERICAN ELEC PWR INC COM 025537101 1,424.86 29,300 SH SHARED 29,300 AMERICAN ELEC PWR INC COM 025537101 1,638.83 33,700 SH C SHARED 33,700 AMERICAN ELEC PWR INC COM 025537101 13,333.18 274,176 SH SHARED 274,176 AMERICAN ELEC PWR INC COM 025537101 47,103.55 968,611 SH SHARED 01 968,611 AMERICAN ELECTRIC TECH INC COM 025576109 12.90 2,472 SH SOLE 2,472 AMERICAN EQTY INVT LIFE HLD COM 025676206 35.74 2,400 SH C SHARED 2,400 AMERICAN EQTY INVT LIFE HLD COM 025676206 334.76 22,482 SH SHARED 01 22,482 AMERICAN EXPRESS CO COM 025816109 2,268.01 33,620 SH SHARED 20 33,620 AMERICAN EXPRESS CO COM 025816109 4,607.52 68,300 SH SHARED 68,300 AMERICAN EXPRESS CO COM 025816109 4,809.90 71,300 SH C SHARED 71,300 AMERICAN EXPRESS CO COM 025816109 9,336.46 138,400 SH P SHARED 138,400 AMERICAN EXPRESS CO COM 025816109 29,060.55 430,782 SH SHARED 01 430,782 AMERICAN EXPRESS CO COM 025816109 41,127.33 609,655 SH SHARED 609,655 AMERICAN FINL GROUP INC OHIO COM 025932104 150.67 3,180 SH SHARED 3,180 AMERICAN FINL GROUP INC OHIO COM 025932104 358.62 7,569 SH SHARED 01 7,569 AMERICAN GREETINGS CORP CL A 026375105 7.25 450 SH SHARED 01 450 AMERICAN GREETINGS CORP CL A 026375105 104.63 6,499 SH SHARED 6,499 AMERICAN GREETINGS CORP CL A 026375105 178.71 11,100 SH P SHARED 11,100 AMERICAN INCOME FD INC COM 02672T109 15.98 1,918 SH SOLE 1,918 AMERICAN INTL GROUP INC COM NEW 026874784 692.55 17,840 SH SHARED 20 17,840 AMERICAN INTL GROUP INC COM NEW 026874784 1,864.76 48,036 SH SHARED 48,036 AMERICAN INTL GROUP INC COM NEW 026874784 3,257.08 83,902 SH SHARED 83,902 AMERICAN INTL GROUP INC COM NEW 026874784 30,450.41 784,400 SH P SHARED 784,400 AMERICAN INTL GROUP INC COM NEW 026874784 30,881.31 795,500 SH C SHARED 795,500 AMERICAN INTL GROUP INC COM NEW 026874784 48,900.89 1,259,683 SH SHARED 01 1,259,683

AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 2.69 177 SH SHARED 177 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 81.43 5,357 SH SHARED 5,357 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 237.41 15,619 SH SHARED 01 15,619 AMERICAN LEARNING CORP NEW Y COM 027135102 3.61 12,043 SH SOLE 12,043 AMERICAN LORAIN CORP COM 027297100 5.96 4,731 SH SOLE 4,731 AMERICAN MUN INCOME PORTFOLI COM 027649102 3.79 242 SH SHARED 242 AMERICAN MUN INCOME PORTFOLI COM 027649102 84.95 5,428 SH SHARED 01 5,428 AMERICAN NATL BANKSHARES INC COM 027745108 33.37 1,548 SH SOLE 1,548 AMERICAN PAC CORP COM 028740108 33.93 1,468 SH SOLE 1,468 AMERICAN PUBLIC EDUCATION IN COM 02913V103 3.94 113 SH SOLE 113 AMERICAN PUBLIC EDUCATION IN COM 02913V103 97.69 2,800 SH C SOLE 2,800 AMERICAN RAILCAR INDS INC COM 02916P103 93.48 2,000 SH P SHARED 2,000 AMERICAN RAILCAR INDS INC COM 02916P103 158.92 3,400 SH C SHARED 3,400 AMERICAN RAILCAR INDS INC COM 02916P103 279.36 5,977 SH SHARED 01 5,977 AMERICAN RIVER BANKSHARES COM 029326105 26.49 3,527 SH SOLE 3,527 AMERICAN RLTY CAP PPTYS INC COM 02917T104 2,474.01 168,644 SH SHARED 01 168,644 AMERICAN RLTY CAP PPTYS INC COM 02917T104 4,389.43 299,211 SH SHARED 299,211 AMERICAN RLTY INVS INC COM 029174109 3.51 852 SH SHARED 01 852 AMERICAN SCIENCE & ENGR INC COM 029429107 6.10 100 SH P SHARED 100 AMERICAN SCIENCE & ENGR INC COM 029429107 18.30 300 SH C SHARED 300 AMERICAN SCIENCE & ENGR INC COM 029429107 508.17 8,332 SH SHARED 01 8,332 AMERICAN SELECT PORTFOLIO IN COM 029570108 552.60 51,790 SH SHARED 01 51,790 AMERICAN SOFTWARE INC CL A 029683109 6.02 723 SH SOLE 723 AMERICAN SPECTRUM REALTY INC COM NEW 02970Q203 0.04 27 SH SOLE 27 AMERICAN STRATEGIC INCM PTFL COM 030098107 7.28 641 SH SHARED 641 AMERICAN STRATEGIC INCM PTFL COM 030098107 272.98 24,030 SH SHARED 01 24,030 AMERICAN STRATEGIC INCOME II COM 03009T101 24.39 3,346 SH SHARED 01 3,346 AMERICAN STS WTR CO COM 029899101 985.25 17,114 SH SHARED 01 17,114 AMERICAN STS WTR CO COM 029899101 4,445.27 77,215 SH SHARED 77,215 AMERICAN SUPERCONDUCTOR CORP COM 030111108 5.61 2,100 SH P SHARED 2,100 AMERICAN SUPERCONDUCTOR CORP COM 030111108 63.01 23,600 SH C SHARED 23,600 AMERICAN SUPERCONDUCTOR CORP COM 030111108 171.54 64,249 SH SHARED 01 64,249 AMERICAN TOWER CORP NEW COM 03027X100 68.46 890 SH SHARED 20 890 AMERICAN TOWER CORP NEW COM 03027X100 407.68 5,300 SH P SHARED 5,300 AMERICAN TOWER CORP NEW COM 03027X100 1,846.08 24,000 SH SHARED 24,000

AMERICAN TOWER CORP NEW COM 03027X100 2,130.68 27,700 SH C SHARED 27,700 AMERICAN TOWER CORP NEW COM 03027X100 9,736.92 126,585 SH SHARED 126,585 AMERICAN TOWER CORP NEW COM 03027X100 65,083.78 846,123 SH SHARED 01 846,123 AMERICAN VANGUARD CORP COM 030371108 44.37 1,453 SH SHARED 1,453 AMERICAN VANGUARD CORP COM 030371108 54.97 1,800 SH C SHARED 1,800 AMERICAN VANGUARD CORP COM 030371108 598.19 19,587 SH SHARED 01 19,587 AMERICAN WOODMARK CORP COM 030506109 29.74 874 SH SHARED 01 874 AMERICAN WTR WKS CO INC NEW COM 030420103 95.31 2,300 SH P SHARED 2,300 AMERICAN WTR WKS CO INC NEW COM 030420103 182.34 4,400 SH C SHARED 4,400 AMERICAN WTR WKS CO INC NEW COM 030420103 440.18 10,622 SH SHARED 10,622 AMERICAN WTR WKS CO INC NEW COM 030420103 6,982.43 168,495 SH SHARED 168,495 AMERICAN WTR WKS CO INC NEW COM 030420103 7,397.74 178,517 SH SHARED 01 178,517 AMERICAS CAR MART INC COM 03062T105 0.09 2 SH SHARED 01 2 AMERICAS CAR MART INC COM 03062T105 10.10 216 SH SHARED 216 AMERIGAS PARTNERS L P UNIT L P INT 030975106 22.47 500 SH C SHARED 500 AMERIGAS PARTNERS L P UNIT L P INT 030975106 53.92 1,200 SH P SHARED 1,200 AMERIGAS PARTNERS L P UNIT L P INT 030975106 14,109.23 314,027 SH SHARED 01 314,027 AMERIPRISE FINL INC COM 03076C106 73.65 1,000 SH P SHARED 1,000 AMERIPRISE FINL INC COM 03076C106 316.70 4,300 SH C SHARED 4,300 AMERIPRISE FINL INC COM 03076C106 1,096.21 14,884 SH SHARED 14,884 AMERIPRISE FINL INC COM 03076C106 1,343.23 18,238 SH SHARED 18,238 AMERIPRISE FINL INC COM 03076C106 32,205.60 437,279 SH SHARED 01 437,279 AMERISAFE INC COM 03071H100 48.26 1,358 SH SOLE 1,358 AMERIS BANCORP COM 03076K108 3.66 255 SH SHARED 255 AMERIS BANCORP COM 03076K108 47.50 3,310 SH SHARED 01 3,310 AMERISERV FINL INC COM 03074A102 5.06 1,616 SH SHARED 1,616 AMERISERV FINL INC COM 03074A102 6.26 2,000 SH SHARED 01 2,000 AMERISOURCEBERGEN CORP COM 03073E105 30.87 600 SH P SHARED 600 AMERISOURCEBERGEN CORP COM 03073E105 46.31 900 SH C SHARED 900 AMERISOURCEBERGEN CORP COM 03073E105 838.64 16,300 SH SHARED 16,300 AMERISOURCEBERGEN CORP COM 03073E105 909.02 17,668 SH SHARED 17,668 AMERISOURCEBERGEN CORP COM 03073E105 16,896.49 328,406 SH SHARED 01 328,406 AMERISTAR CASINOS INC COM 03070Q101 10.49 400 SH SHARED 01 400 AMERISTAR CASINOS INC COM 03070Q101 78.69 3,000 SH P SHARED 3,000 AMERISTAR CASINOS INC COM 03070Q101 104.92 4,000 SH C SHARED 4,000 AMERN STRATEGIC INCOME PTFL COM 030099105 45.50 5,118 SH SHARED 5,118 AMERN STRATEGIC INCOME PTFL COM 030099105 425.63 47,877 SH SHARED 01 47,877 AMES NATL CORP COM 031001100 22.88 1,097 SH SOLE 1,097 AMETEK INC NEW COM 031100100 307.94 7,102 SH SHARED 20 7,102 AMETEK INC NEW COM 031100100 361.75 8,343 SH SHARED 01 8,343 AMETEK INC NEW COM 031100100 586.44 13,525 SH SHARED 13,525 AMETEK INC NEW COM 031100100 1,724.86 39,780 SH SHARED 39,780 AMGEN INC COM 031162100 11,891.16 116,000 SH C SHARED 116,000 AMGEN INC COM 031162100 15,013.41 146,458 SH SHARED 146,458 AMGEN INC COM 031162100 38,287.49 373,500 SH P SHARED 373,500 AMGEN INC COM 031162100 64,912.51 633,231 SH SHARED 01 633,231 AMGEN INC COM 031162100 81,461.21 794,666 SH SHARED 794,666

AMICUS THERAPEUTICS INC COM 03152W109 47.55 15,000 SH SHARED 01 15,000 AMICUS THERAPEUTICS INC COM 03152W109 119.29 37,631 SH SHARED 37,631 AMICUS THERAPEUTICS INC COM 03152W109 180.06 56,800 SH P SHARED 56,800 AMIRA NATURE FOODS LTD SHS G0335L102 469.52 59,283 SH SHARED 01 59,283 AMIRA NATURE FOODS LTD SHS G0335L102 16,367.00 2,066,540 SH SHARED 2,066,540 AMKOR TECHNOLOGY INC COM 031652100 4.00 1,000 SH P SHARED 1,000 AMKOR TECHNOLOGY INC COM 031652100 4.80 1,200 SH SHARED 01 1,200 AMKOR TECHNOLOGY INC COM 031652100 5.60 1,400 SH C SHARED 1,400 AMN HEALTHCARE SERVICES INC COM 001744101 49.47 3,125 SH SHARED 01 3,125 AMPCO-PITTSBURGH CORP COM 032037103 16.83 890 SH SHARED 01 890 AMPHENOL CORP NEW CL A 032095101 791.29 10,600 SH SHARED 10,600 AMPHENOL CORP NEW CL A 032095101 1,041.52 13,952 SH SHARED 13,952 AMPHENOL CORP NEW CL A 032095101 1,179.47 15,800 SH C SHARED 15,800 AMPHENOL CORP NEW CL A 032095101 5,989.17 80,230 SH SHARED 01 80,230 AMPIO PHARMACEUTICALS INC COM 03209T109 13.98 3,060 SH SOLE 3,060 AMPIO PHARMACEUTICALS INC COM 03209T109 14.62 3,200 SH C SOLE 3,200 AMREIT INC NEW CL B 03216B208 324.85 16,693 SH SHARED 01 16,693 AMSURG CORP COM 03232P405 22.71 675 SH SOLE 675 AMTECH SYS INC COM PAR $0.01N 032332504 1.82 500 SH SHARED 01 500 AMTECH SYS INC COM PAR $0.01N 032332504 17.84 4,900 SH C SHARED 4,900 AMTECH SYS INC COM PAR $0.01N 032332504 23.30 6,400 SH P SHARED 6,400 AMTECH SYS INC COM PAR $0.01N 032332504 26.51 7,283 SH SHARED 7,283 AMTRUST FINANCIAL SERVICES I COM 032359309 6.93 200 SH C SHARED 200 AMTRUST FINANCIAL SERVICES I COM 032359309 57.87 1,670 SH SHARED 01 1,670 AMTRUST FINANCIAL SERVICES I COM 032359309 187.70 5,417 SH SHARED 5,417 AMTRUST FINANCIAL SERVICES I COM 032359309 1,150.38 33,200 SH P SHARED 33,200 AMYRIS INC COM 03236M101 1.54 500 SH SHARED 01 500 AMYRIS INC COM 03236M101 6.22 2,021 SH SHARED 2,021 ANACOR PHARMACEUTICALS INC COM 032420101 54.88 8,495 SH SHARED 8,495 ANACOR PHARMACEUTICALS INC COM 032420101 839.48 129,950 SH SHARED 01 129,950 ANADARKO PETE CORP COM 032511107 9,382.07 107,285 SH SHARED 107,285 ANADARKO PETE CORP COM 032511107 39,197.28 448,225 SH C SHARED 448,225 ANADARKO PETE CORP COM 032511107 49,269.33 563,400 SH P SHARED 563,400 ANADARKO PETE CORP COM 032511107 75,322.35 861,319 SH SHARED 861,319 ANADARKO PETE CORP COM 032511107 130,471.20 1,491,952 SH SHARED 01 1,491,952 ANADIGICS INC COM 032515108 2.39 1,200 SH P SHARED 1,200 ANADIGICS INC COM 032515108 14.96 7,500 SH SHARED 01 7,500 ANALOG DEVICES INC COM 032654105 274.29 5,900 SH P SHARED 5,900 ANALOG DEVICES INC COM 032654105 371.92 8,000 SH C SHARED 8,000 ANALOG DEVICES INC COM 032654105 796.14 17,125 SH SHARED 17,125 ANALOG DEVICES INC COM 032654105 3,740.86 80,466 SH SHARED 80,466 ANALOG DEVICES INC COM 032654105 27,493.07 591,376 SH SHARED 01 591,376 ANALOGIC CORP COM PAR $0.05 032657207 23.71 300 SH C SHARED 300 ANALOGIC CORP COM PAR $0.05 032657207 63.22 800 SH SHARED 01 800 ANALYSTS INTL CORP COM NEW 032681207 1.86 482 SH SOLE 482 ANAREN INC COM 032744104 1.88 97 SH SHARED 01 97 ANAREN INC COM 032744104 6.88 355 SH SHARED 355 ANCHOR BANCORP WA COM 032838104 7.37 468 SH SOLE 468 ANDATEE CHINA MARINE FUEL SV COM 67086W105 1.28 1,805 SH SOLE 1,805

ANDERSONS INC COM 034164103 10.70 200 SH C SHARED 200 ANDERSONS INC COM 034164103 127.11 2,375 SH SHARED 2,375 ANDERSONS INC COM 034164103 451.12 8,429 SH SHARED 01 8,429 ANDINA ACQUISITION CORP UNIT 99/99/9999 G0440W118 3.01 300 SH SOLE 300 ANGIES LIST INC COM 034754101 70.15 3,550 SH SHARED 01 3,550 ANGIES LIST INC COM 034754101 94.10 4,762 SH SHARED 4,762 ANGIES LIST INC COM 034754101 241.07 12,200 SH P SHARED 12,200 ANGIODYNAMICS INC COM 03475V101 3.82 334 SH SOLE 334 ANGLOGOLD ASHANTI HLDGS FIN MAND BD CV 13 03512Q206 1,984.17 69,669 SH SOLE 69,669 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 169.56 7,200 SH P SHARED 7,200 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 2,387.97 101,400 SH C SHARED 101,400 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 2,863.61 121,597 SH SHARED 01 121,597 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 3,833.54 162,783 SH SHARED 162,783 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 167.24 1,680 SH SHARED 1,680 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 220.11 2,211 SH SHARED 2,211 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 268.79 2,700 SH C SHARED 2,700 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 657.03 6,600 SH P SHARED 6,600 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 23,747.06 238,544 SH SHARED 01 238,544 ANIKA THERAPEUTICS INC COM 035255108 5.23 360 SH SHARED 01 360 ANIKA THERAPEUTICS INC COM 035255108 7.88 543 SH SHARED 543 ANIXTER INTL INC COM 035290105 6.99 100 SH P SHARED 100 ANIXTER INTL INC COM 035290105 27.06 387 SH SHARED 01 387 ANIXTER INTL INC COM 035290105 69.29 991 SH SHARED 991 ANNALY CAP MGMT INC COM 035710409 1,064.63 67,000 SH SHARED 67,000 ANNALY CAP MGMT INC COM 035710409 4,635.11 291,700 SH C SHARED 291,700 ANNALY CAP MGMT INC COM 035710409 6,440.22 405,300 SH P SHARED 405,300 ANNALY CAP MGMT INC COM 035710409 30,187.25 1,899,764 SH SHARED 01 1,899,764 ANNALY CAP MGMT INC COM 035710409 33,935.72 2,135,665 SH SHARED 2,135,665 ANNAPOLIS BANCORP INC COM 035848100 41.80 3,062 SH SOLE 3,062 ANNIES INC COM 03600T104 11.48 300 SH P SHARED 300 ANNIES INC COM 03600T104 20.39 533 SH SHARED 533 ANNIES INC COM 03600T104 45.91 1,200 SH C SHARED 1,200 ANNIES INC COM 03600T104 1,120.02 29,274 SH SHARED 01 29,274 ANN INC COM 035623107 64.83 2,234 SH SHARED 2,234 ANN INC COM 035623107 200.24 6,900 SH C SHARED 6,900 ANN INC COM 035623107 220.55 7,600 SH P SHARED 7,600 ANN INC COM 035623107 2,152.73 74,181 SH SHARED 01 74,181 ANSYS INC COM 03662Q105 521.09 6,400 SH SHARED 6,400 ANSYS INC COM 03662Q105 647.04 7,947 SH SHARED 01 7,947 ANSYS INC COM 03662Q105 1,222.11 15,010 SH SHARED 20 15,010 ANSYS INC COM 03662Q105 2,035.50 25,000 SH P SHARED 25,000 ANSYS INC COM 03662Q105 2,791.57 34,286 SH SHARED 34,286 ANTARES PHARMA INC COM 036642106 3.58 1,000 SH SHARED 01 1,000 ANTARES PHARMA INC COM 036642106 49.76 13,900 SH P SHARED 13,900 ANTARES PHARMA INC COM 036642106 149.29 41,700 SH C SHARED 41,700 ANTHERA PHARMACEUTICALS INC COM 03674U102 0.04 65 SH SHARED 01 65 ANWORTH MORTGAGE ASSET CP COM 037347101 17.09 2,700 SH C SHARED 2,700 ANWORTH MORTGAGE ASSET CP COM 037347101 27.22 4,300 SH P SHARED 4,300 ANWORTH MORTGAGE ASSET CP COM 037347101 295.26 46,644 SH SHARED 01 46,644 ANWORTH MORTGAGE ASSET CP COM 037347101 1,882.19 297,345 SH SHARED 297,345 AOL INC COM 00184X105 0.23 6 SH SHARED 6

AOL INC COM 00184X105 107.89 2,803 SH SHARED 01 2,803 AOL INC COM 00184X105 561.95 14,600 SH P SHARED 14,600 AOL INC COM 00184X105 731.31 19,000 SH C SHARED 19,000 AON PLC SHS CL A G0408V102 1,027.05 16,700 SH P SHARED 16,700 AON PLC SHS CL A G0408V102 1,174.65 19,100 SH SHARED 19,100 AON PLC SHS CL A G0408V102 4,109.74 66,825 SH SHARED 20 66,825 AON PLC SHS CL A G0408V102 4,246.27 69,045 SH SHARED 01 69,045 AON PLC SHS CL A G0408V102 17,921.10 291,400 SH C SHARED 291,400 AON PLC SHS CL A G0408V102 20,183.19 328,182 SH SHARED 328,182 AOXING PHARMACEUTICAL CO INC COM 03740A106 1.89 6,993 SH SOLE 6,993 APACHE CORP COM 037411105 92.13 1,194 SH SHARED 1,194 APACHE CORP COM 037411105 1,111.49 14,405 SH SHARED 20 14,405 APACHE CORP COM 037411105 2,083.32 27,000 SH P SHARED 27,000 APACHE CORP COM 037411105 2,185.09 28,319 SH SHARED 28,319 APACHE CORP COM 037411105 3,789.56 49,113 SH C SHARED 49,113 APACHE CORP COM 037411105 49,910.41 646,843 SH SHARED 01 646,843 APACHE CORP PFD CONV SER D 037411808 1,740.22 39,071 SH SHARED 01 39,071 APARTMENT INVT & MGMT CO CL A 03748R101 45.99 1,500 SH P SHARED 1,500 APARTMENT INVT & MGMT CO CL A 03748R101 733.63 23,928 SH SHARED 01 23,928 APARTMENT INVT & MGMT CO CL A 03748R101 1,272.70 41,510 SH SHARED 20 41,510 APARTMENT INVT & MGMT CO CL A 03748R101 1,844.41 60,157 SH SHARED 60,157 APARTMENT INVT & MGMT CO CL A 03748R101 1,854.47 60,485 SH SHARED 60,485 APCO OIL & GAS INTERNATIONAL SHS G0471F109 8.92 719 SH SOLE 719 API TECHNOLOGIES CORP COM NEW 00187E203 0.59 237 SH SOLE 237 APOGEE ENTERPRISES INC COM 037598109 14.48 500 SH C SHARED 500 APOGEE ENTERPRISES INC COM 037598109 38.42 1,327 SH SHARED 01 1,327 APOGEE ENTERPRISES INC COM 037598109 70.09 2,421 SH SHARED 2,421 APOLLO COML REAL EST FIN INC COM 03762U105 1,236.31 70,285 SH SHARED 70,285 APOLLO COML REAL EST FIN INC COM 03762U105 2,409.87 137,002 SH SHARED 01 137,002 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 19.48 900 SH C SHARED 900 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 227.22 10,500 SH P SHARED 10,500 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 1,681.62 77,709 SH SHARED 77,709 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 2,986.21 137,995 SH SHARED 01 137,995 APOLLO GROUP INC CL A 037604105 46.20 2,658 SH SHARED 01 2,658 APOLLO GROUP INC CL A 037604105 128.61 7,400 SH P SHARED 7,400 APOLLO GROUP INC CL A 037604105 411.38 23,670 SH SHARED 23,670 APOLLO GROUP INC CL A 037604105 1,155.77 66,500 SH C SHARED 66,500 APOLLO INVT CORP COM 03761U106 1.67 200 SH P SHARED 200 APOLLO INVT CORP COM 03761U106 985.64 117,900 SH C SHARED 117,900 APOLLO INVT CORP COM 03761U106 5,919.52 708,076 SH SHARED 01 708,076 APOLLO INVT CORP COM 03761U106 20,196.21 2,415,814 SH SHARED 2,415,814 APOLLO RESIDENTIAL MTG INC COM 03763V102 15.60 700 SH P SHARED 700 APOLLO RESIDENTIAL MTG INC COM 03763V102 383.39 17,200 SH C SHARED 17,200 APOLLO RESIDENTIAL MTG INC COM 03763V102 1,839.59 82,530 SH SHARED 01 82,530 APOLLO SR FLOATING RATE FD I COM 037636107 26.29 1,293 SH SHARED 1,293 APOLLO SR FLOATING RATE FD I COM 037636107 65.99 3,246 SH SHARED 01 3,246 APOLLO TACTICAL INCOME FD IN COM 037638103 36.50 1,825 SH SOLE 1,825

APPLE INC COM 037833100 708.26 1,600 SH C SHARED 01 1,600 APPLE INC COM 037833100 2,455.88 5,548 SH SHARED 17 5,548 APPLE INC COM 037833100 13,612.68 30,752 SH SHARED 20 30,752 APPLE INC COM 037833100 56,763.62 128,233 SH SHARED 128,233 APPLE INC COM 037833100 455,312.55 1,028,583 SH SHARED 1,028,583 APPLE INC COM 037833100 671,773.29 1,517,583 SH SHARED 01 1,517,583 APPLE INC COM 037833100 813,640.07 1,838,070 SH P SHARED 1,838,070 APPLE INC COM 037833100 2,395,536.48 5,411,685 SH C SHARED 5,411,685 APPLIED INDL TECHNOLOGIES IN COM 03820C105 77.31 1,718 SH SHARED 01 1,718 APPLIED INDL TECHNOLOGIES IN COM 03820C105 108.00 2,400 SH C SHARED 2,400 APPLIED MATLS INC COM 038222105 1,416.75 105,100 SH SHARED 105,100 APPLIED MATLS INC COM 038222105 6,214.28 461,000 SH C SHARED 461,000 APPLIED MATLS INC COM 038222105 15,283.62 1,133,800 SH P SHARED 1,133,800 APPLIED MATLS INC COM 038222105 18,904.74 1,402,429 SH SHARED 01 1,402,429 APPLIED MATLS INC COM 038222105 28,722.82 2,130,773 SH SHARED 2,130,773 APPLIED MICRO CIRCUITS CORP COM NEW 03822W406 35.62 4,800 SH P SHARED 4,800 APPLIED MICRO CIRCUITS CORP COM NEW 03822W406 37.10 5,000 SH SHARED 01 5,000 APPLIED MICRO CIRCUITS CORP COM NEW 03822W406 71.97 9,700 SH C SHARED 9,700 APPROACH RESOURCES INC COM 03834A103 0.17 7 SH SHARED 01 7 APPROACH RESOURCES INC COM 03834A103 18.19 739 SH SHARED 739 APPROACH RESOURCES INC COM 03834A103 24.61 1,000 SH P SHARED 1,000 APPROACH RESOURCES INC COM 03834A103 81.21 3,300 SH C SHARED 3,300 APRICUS BIOSCIENCES INC COM 03832V109 0.03 13 SH SHARED 01 13 APRICUS BIOSCIENCES INC COM 03832V109 1.07 400 SH P SHARED 400 APRICUS BIOSCIENCES INC COM 03832V109 1.43 533 SH SHARED 533 APTARGROUP INC COM 038336103 17.21 300 SH C SHARED 300 APTARGROUP INC COM 038336103 34.75 606 SH SHARED 606 APTARGROUP INC COM 038336103 561.51 9,791 SH SHARED 01 9,791 APTARGROUP INC COM 038336103 982.41 17,130 SH SHARED 20 17,130 AQUA AMERICA INC COM 03836W103 44.02 1,400 SH C SHARED 1,400 AQUA AMERICA INC COM 03836W103 3,691.31 117,408 SH SHARED 117,408 AQUA AMERICA INC COM 03836W103 5,457.23 173,576 SH SHARED 01 173,576 AQUASITION CORP UNIT 99/99/9999 Y0192H129 5.53 550 SH SOLE 550 ARABIAN AMERN DEV CO COM 038465100 23.90 2,835 SH SOLE 2,835 ARBITRON INC COM 03875Q108 75.46 1,610 SH SHARED 01 1,610 ARBITRON INC COM 03875Q108 154.91 3,305 SH SHARED 3,305 ARBITRON INC COM 03875Q108 2,498.17 53,300 SH P SHARED 53,300 ARBOR RLTY TR INC COM 038923108 7.84 1,000 SH SHARED 01 1,000 ARBOR RLTY TR INC COM 038923108 12.71 1,621 SH SHARED 1,621 ARCA BIOPHARMA INC COM NEW 00211Y209 0.42 175 SH SHARED 01 175 ARCA BIOPHARMA INC COM NEW 00211Y209 7.41 3,115 SH SHARED 3,115 ARC DOCUMENT SOLUTIONS INC COM 00191G103 0.15 52 SH SHARED 01 52 ARC DOCUMENT SOLUTIONS INC COM 00191G103 3.22 1,082 SH SHARED 1,082 ARCELORMITTAL SA LUXEMBOURG MAND CV NT 16 L0302D178 11,580.11 552,750 SH SOLE 552,750 ARCELORMITTAL SA LUXEMBOURG NOTE 5.000% 5/1 03938LAK0 6.16 6,000 PRN SHARED 01 6,000 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 78.18 6,000 SH SHARED 17 6,000

ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 493.84 37,900 SH C SHARED 37,900 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 1,275.53 97,892 SH P SHARED 97,892 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 2,869.84 220,249 SH SHARED 01 220,249 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 3,867.60 296,823 SH SHARED 296,823 ARC GROUP WORLDWIDE INC COM 00213H105 8.71 1,681 SH SOLE 1,681 ARCH CAP GROUP LTD ORD G0450A105 26.29 500 SH C SHARED 500 ARCH CAP GROUP LTD ORD G0450A105 281.62 5,357 SH SHARED 01 5,357 ARCH CAP GROUP LTD ORD G0450A105 520.81 9,907 SH SHARED 9,907 ARCH CAP GROUP LTD ORD G0450A105 2,083.82 39,639 SH SHARED 39,639 ARCH COAL INC COM 039380100 492.09 90,625 SH SHARED 90,625 ARCH COAL INC COM 039380100 824.43 151,828 SH SHARED 01 151,828 ARCH COAL INC COM 039380100 855.03 157,464 SH SHARED 157,464 ARCH COAL INC COM 039380100 1,231.52 226,800 SH C SHARED 226,800 ARCH COAL INC COM 039380100 1,497.59 275,800 SH P SHARED 275,800 ARCHER DANIELS MIDLAND CO COM 039483102 763.78 22,644 SH SHARED 20 22,644 ARCHER DANIELS MIDLAND CO COM 039483102 1,484.12 44,000 SH C SHARED 44,000 ARCHER DANIELS MIDLAND CO COM 039483102 1,858.52 55,100 SH SHARED 55,100 ARCHER DANIELS MIDLAND CO COM 039483102 4,826.76 143,100 SH P SHARED 143,100 ARCHER DANIELS MIDLAND CO COM 039483102 21,301.14 631,519 SH SHARED 631,519 ARCHER DANIELS MIDLAND CO COM 039483102 28,638.86 849,062 SH SHARED 01 849,062 ARCHER DANIELS MIDLAND CO NOTE 0.875% 2/1 039483AW2 70.70 70,000 PRN SOLE 70,000 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 8.43 639 SH SHARED 639 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 72.60 5,500 SH P SHARED 5,500 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 91.08 6,900 SH C SHARED 6,900 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 3,362.52 254,736 SH SHARED 01 254,736 ARCTIC CAT INC COM 039670104 49.56 1,134 SH SOLE 1,134 ARDEN GROUP INC CL A 039762109 23.25 230 SH SOLE 230 ARENA PHARMACEUTICALS INC COM 040047102 565.05 68,825 SH SHARED 01 68,825 ARENA PHARMACEUTICALS INC COM 040047102 920.34 112,100 SH C SHARED 112,100 ARENA PHARMACEUTICALS INC COM 040047102 1,534.45 186,900 SH P SHARED 186,900 ARENA PHARMACEUTICALS INC COM 040047102 1,610.48 196,161 SH SHARED 196,161 ARES CAP CORP COM 04010L103 224.44 12,400 SH P SHARED 12,400 ARES CAP CORP COM 04010L103 258.83 14,300 SH C SHARED 14,300 ARES CAP CORP COM 04010L103 29,508.54 1,630,306 SH SHARED 01 1,630,306 ARES CAP CORP COM 04010L103 33,249.90 1,837,011 SH SHARED 1,837,011 ARES COML REAL ESTATE CORP COM 04013V108 0.63 37 SH SOLE 37 ARES DYNAMIC CR ALLOCATION F COM 04014F102 81.86 4,093 SH SHARED 4,093 ARES DYNAMIC CR ALLOCATION F COM 04014F102 2,732.58 136,629 SH SHARED 01 136,629 ARGAN INC COM 04010E109 1.07 72 SH SHARED 01 72 ARGAN INC COM 04010E109 15.86 1,064 SH SHARED 1,064 ARGO GROUP INTL HLDGS LTD COM G0464B107 4.14 100 SH SHARED 01 100 ARIAD PHARMACEUTICALS INC COM 04033A100 157.30 8,700 SH C SHARED 8,700 ARIAD PHARMACEUTICALS INC COM 04033A100 254.35 14,068 SH SHARED 14,068 ARIAD PHARMACEUTICALS INC COM 04033A100 536.98 29,700 SH P SHARED 29,700 ARIAD PHARMACEUTICALS INC COM 04033A100 4,262.94 235,782 SH SHARED 01 235,782 ARKANSAS BEST CORP DEL COM 040790107 5.84 500 SH SHARED 01 500 ARKANSAS BEST CORP DEL COM 040790107 16.35 1,400 SH P SHARED 1,400 ARKANSAS BEST CORP DEL COM 040790107 21.02 1,800 SH C SHARED 1,800

ARKANSAS BEST CORP DEL COM 040790107 38.37 3,285 SH SHARED 3,285 ARK RESTAURANTS CORP COM 040712101 6.37 304 SH SOLE 304 ARLINGTON ASSET INVT CORP CL A NEW 041356205 38.74 1,501 SH SHARED 01 1,501 ARM HLDGS PLC SPONSORED ADR 042068106 72.03 1,700 SH P SHARED 1,700 ARM HLDGS PLC SPONSORED ADR 042068106 1,046.54 24,700 SH C SHARED 24,700 ARM HLDGS PLC SPONSORED ADR 042068106 1,708.19 40,316 SH SHARED 40,316 ARM HLDGS PLC SPONSORED ADR 042068106 7,026.60 165,839 SH SHARED 01 165,839 ARMOUR RESIDENTIAL REIT INC COM 042315101 180.88 27,700 SH P SHARED 27,700 ARMOUR RESIDENTIAL REIT INC COM 042315101 726.14 111,200 SH C SHARED 111,200 ARMOUR RESIDENTIAL REIT INC COM 042315101 3,545.75 542,994 SH SHARED 01 542,994 ARMOUR RESIDENTIAL REIT INC COM 042315101 4,329.70 663,048 SH SHARED 663,048 ARMOUR RESIDENTIAL REIT INC *W EXP 11/07/201 042315119 2.41 70,799 SH SOLE 70,799 ARMSTRONG WORLD INDS INC NEW COM 04247X102 95.01 1,700 SH C SHARED 1,700 ARMSTRONG WORLD INDS INC NEW COM 04247X102 112.67 2,016 SH SHARED 2,016 ARMSTRONG WORLD INDS INC NEW COM 04247X102 494.96 8,856 SH SHARED 01 8,856 AROTECH CORP COM NEW 042682203 5.80 5,000 SH SHARED 01 5,000 ARQULE INC COM 04269E107 3.11 1,200 SH P SOLE 1,200 ARRAY BIOPHARMA INC COM 04269X105 12.77 2,600 SH P SHARED 2,600 ARRAY BIOPHARMA INC COM 04269X105 107.57 21,909 SH SHARED 01 21,909 ARRAY BIOPHARMA INC COM 04269X105 109.00 22,200 SH C SHARED 22,200 ARRIS GROUP INC COM 04269Q100 1.72 100 SH C SHARED 100 ARRIS GROUP INC COM 04269Q100 50.03 2,914 SH SHARED 2,914 ARRIS GROUP INC COM 04269Q100 56.66 3,300 SH P SHARED 3,300 ARRIS GROUP INC COM 04269Q100 917.53 53,438 SH SHARED 01 53,438 ARROW ELECTRS INC COM 042735100 4.06 100 SH C SHARED 100 ARROW ELECTRS INC COM 042735100 74.94 1,845 SH SHARED 1,845 ARROW ELECTRS INC COM 042735100 324.96 8,000 SH SHARED 8,000 ARROW ELECTRS INC COM 042735100 1,046.45 25,762 SH SHARED 01 25,762 ARROW FINL CORP COM 042744102 162.48 6,594 SH SHARED 01 6,594 ARTESIAN RESOURCES CORP CL A 043113208 1,352.36 60,185 SH SHARED 01 60,185 ARTHROCARE CORP COM 043136100 20.86 600 SH SHARED 01 600 ARTIO GLOBAL INVS INC COM CL A 04315B107 68.49 25,181 SH SOLE 25,181 ARTISAN PARTNERS ASSET MGMT CL A 04316A108 23.67 600 SH SHARED 01 600 ARTISAN PARTNERS ASSET MGMT CL A 04316A108 48.05 1,218 SH SHARED 1,218 ARTS WAY MFG INC COM 043168103 9.51 1,496 SH SOLE 1,496 ARUBA NETWORKS INC COM 043176106 27.73 1,121 SH SHARED 1,121 ARUBA NETWORKS INC COM 043176106 943.24 38,126 SH SHARED 01 38,126 ARUBA NETWORKS INC COM 043176106 4,977.69 201,200 SH C SHARED 201,200 ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 1,221.06 63,399 SH SHARED 01 63,399 ASANKO GOLD INC COM 04341Y105 1.32 400 SH C SOLE 400 ASANKO GOLD INC COM 04341Y105 8.88 2,700 SH P SOLE 2,700 ASANKO GOLD INC COM 04341Y105 40.24 12,231 SH SOLE 12,231 ASB BANCORP INC N C COM 00213T109 21.05 1,239 SH SOLE 1,239

ASBURY AUTOMOTIVE GROUP INC COM 043436104 7.34 200 SH C SHARED 200 ASBURY AUTOMOTIVE GROUP INC COM 043436104 82.81 2,257 SH SHARED 2,257 ASBURY AUTOMOTIVE GROUP INC COM 043436104 91.73 2,500 SH P SHARED 2,500 ASBURY AUTOMOTIVE GROUP INC COM 043436104 956.18 26,061 SH SHARED 01 26,061 ASCENA RETAIL GROUP INC COM 04351G101 24.28 1,309 SH SHARED 01 1,309 ASCENA RETAIL GROUP INC COM 04351G101 205.91 11,100 SH C SHARED 11,100 ASCENA RETAIL GROUP INC COM 04351G101 296.80 16,000 SH P SHARED 16,000 ASCENT CAP GROUP INC COM SER A 043632108 34.54 464 SH SHARED 01 464 ASCENT SOLAR TECHNOLOGIES IN COM 043635101 14.41 25,732 SH SOLE 25,732 ASHFORD HOSPITALITY TR INC 9% CUM PFD SER E 044103505 18.28 662 SH SOLE 662 ASHFORD HOSPITALITY TR INC COM SHS 044103109 2.47 200 SH C SHARED 200 ASHFORD HOSPITALITY TR INC COM SHS 044103109 34.16 2,764 SH SHARED 01 2,764 ASHFORD HOSPITALITY TR INC COM SHS 044103109 305.53 24,719 SH SHARED 24,719 ASHLAND INC NEW COM 044209104 267.48 3,600 SH C SHARED 3,600 ASHLAND INC NEW COM 044209104 1,569.44 21,123 SH SHARED 01 21,123 ASHLAND INC NEW COM 044209104 2,600.50 35,000 SH P SHARED 35,000 ASHLAND INC NEW COM 044209104 20,682.45 278,364 SH SHARED 278,364 ASIA ENTN & RESOURCES LTD SHS G0539K108 25.62 5,959 SH SOLE 5,959 ASIAINFO-LINKAGE INC COM 04518A104 11.87 1,000 SH P SOLE 1,000 ASIAINFO-LINKAGE INC COM 04518A104 80.47 6,779 SH SOLE 6,779 ASIA PAC FD INC COM 044901106 150.64 14,000 SH SHARED 01 14,000 ASIA TIGERS FD INC COM 04516T105 7.16 579 SH SHARED 579 ASIA TIGERS FD INC COM 04516T105 76.48 6,188 SH SHARED 01 6,188 ASM INTL N V NY REGISTER SH N07045102 34.40 1,033 SH SOLE 1,033 ASML HOLDING N V N Y REGISTRY SHS N07059210 183.57 2,700 SH C SHARED 2,700 ASML HOLDING N V N Y REGISTRY SHS N07059210 1,333.76 19,617 SH SHARED 01 19,617 ASML HOLDING N V N Y REGISTRY SHS N07059210 4,133.79 60,800 SH P SHARED 60,800 ASPEN INSURANCE HOLDINGS LTD PFD PRP INC EQ G05384113 8.74 132 SH SHARED 01 132 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 128.43 3,329 SH SHARED 01 3,329 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 272.37 7,060 SH SHARED 7,060 ASPEN TECHNOLOGY INC COM 045327103 681.42 21,103 SH SHARED 01 21,103 ASSET ACCEP CAP CORP COM 04543P100 17.40 2,581 SH SOLE 2,581 ASSISTED LIVING CONCPT NEV N CL A NEW 04544X300 111.75 9,399 SH SHARED 01 9,399 ASSISTED LIVING CONCPT NEV N CL A NEW 04544X300 237.00 19,933 SH SHARED 19,933 ASSOCIATED BANC CORP COM 045487105 7.60 500 SH C SHARED 500 ASSOCIATED BANC CORP COM 045487105 11.80 777 SH SHARED 01 777 ASSOCIATED BANC CORP COM 045487105 30.38 2,000 SH P SHARED 2,000 ASSOCIATED BANC CORP COM 045487105 164.93 10,858 SH SHARED 10,858 ASSOCIATED ESTATES RLTY CORP COM 045604105 337.20 18,090 SH SHARED 01 18,090 ASSOCIATED ESTATES RLTY CORP COM 045604105 420.97 22,584 SH SHARED 22,584 ASSURANT INC COM 04621X108 18.00 400 SH C SHARED 400 ASSURANT INC COM 04621X108 90.02 2,000 SH P SHARED 2,000

ASSURANT INC COM 04621X108 289.68 6,436 SH SHARED 6,436 ASSURANT INC COM 04621X108 620.06 13,776 SH SHARED 13,776 ASSURANT INC COM 04621X108 1,829.21 40,640 SH SHARED 01 40,640 ASSURED GUARANTY LTD COM G0585R106 103.05 5,000 SH P SHARED 5,000 ASSURED GUARANTY LTD COM G0585R106 151.42 7,347 SH SHARED 7,347 ASSURED GUARANTY LTD COM G0585R106 430.75 20,900 SH C SHARED 20,900 ASSURED GUARANTY LTD COM G0585R106 2,618.62 127,056 SH SHARED 01 127,056 ASTA FDG INC COM 046220109 19.95 2,078 SH SOLE 2,078 ASTEA INTL INC COM NEW 04622E208 30.34 8,380 SH SOLE 8,380 ASTEX PHARMACEUTICALS INC COM 04624B103 75.50 16,910 SH SHARED 01 16,910 ASTEX PHARMACEUTICALS INC COM 04624B103 126.36 28,300 SH C SHARED 28,300 ASTEX PHARMACEUTICALS INC COM 04624B103 757.26 169,600 SH P SHARED 169,600 ASTORIA FINL CORP COM 046265104 4.93 500 SH C SHARED 500 ASTORIA FINL CORP COM 046265104 15.53 1,575 SH SHARED 1,575 ASTORIA FINL CORP COM 046265104 56.88 5,769 SH SHARED 01 5,769 ASTRAZENECA PLC SPONSORED ADR 046353108 64.97 1,300 SH C SHARED 01 1,300 ASTRAZENECA PLC SPONSORED ADR 046353108 799.68 16,000 SH P SHARED 16,000 ASTRAZENECA PLC SPONSORED ADR 046353108 1,509.40 30,200 SH C SHARED 30,200 ASTRAZENECA PLC SPONSORED ADR 046353108 1,830.97 36,634 SH SHARED 36,634 ASTRAZENECA PLC SPONSORED ADR 046353108 2,712.16 54,265 SH SHARED 20 54,265 ASTRAZENECA PLC SPONSORED ADR 046353108 255,033.30 5,102,707 SH SHARED 01 5,102,707 ASTRO-MED INC NEW COM 04638F108 6.78 708 SH SOLE 708 ASTRONICS CORP COM 046433108 32.24 1,081 SH SOLE 1,081 ASURE SOFTWARE INC COM 04649U102 0.29 45 SH SHARED 01 45 ASURE SOFTWARE INC COM 04649U102 8.24 1,289 SH SHARED 1,289 ATA INC SPONS ADR 00211V106 0.91 224 SH SOLE 224 ATHENAHEALTH INC COM 04685W103 140.42 1,447 SH SHARED 1,447 ATHENAHEALTH INC COM 04685W103 155.26 1,600 SH C SHARED 1,600 ATHENAHEALTH INC COM 04685W103 862.59 8,889 SH SHARED 01 8,889 ATHENAHEALTH INC COM 04685W103 1,193.59 12,300 SH P SHARED 12,300 ATHERSYS INC COM 04744L106 2.18 1,300 SH SHARED 01 1,300 ATHERSYS INC COM 04744L106 78.96 47,000 SH C SHARED 47,000 ATLANTIC AMERN CORP COM 048209100 8.52 2,558 SH SOLE 2,558 ATLANTIC COAST FINL CORP COM 048426100 24.06 5,440 SH SOLE 5,440 ATLANTIC PWR CORP COM NEW 04878Q863 0.29 58 SH SHARED 58 ATLANTIC PWR CORP COM NEW 04878Q863 0.49 100 SH C SHARED 100 ATLANTIC PWR CORP COM NEW 04878Q863 134.38 27,258 SH SHARED 01 27,258 ATLANTIC TELE NETWORK INC COM NEW 049079205 4.51 93 SH SHARED 01 93 ATLANTIC TELE NETWORK INC COM NEW 049079205 4.85 100 SH P SHARED 100 ATLANTIC TELE NETWORK INC COM NEW 049079205 333.60 6,877 SH SHARED 6,877 ATLANTICUS HLDGS CORP COM 04914Y102 3.89 1,058 SH SOLE 1,058 ATLAS AIR WORLDWIDE HLDGS IN COM NEW 049164205 4.32 106 SH SHARED 01 106 ATLAS AIR WORLDWIDE HLDGS IN COM NEW 049164205 20.38 500 SH P SHARED 500 ATLAS AIR WORLDWIDE HLDGS IN COM NEW 049164205 93.75 2,300 SH C SHARED 2,300 ATLAS ENERGY LP COM UNITS LP 04930A104 4.40 100 SH P SHARED 100 ATLAS ENERGY LP COM UNITS LP 04930A104 2,374.33 53,913 SH SHARED 01 53,913 ATLAS ENERGY LP COM UNITS LP 04930A104 3,730.19 84,700 SH C SHARED 84,700 ATLAS ENERGY LP COM UNITS LP 04930A104 12,964.36 294,377 SH SHARED 294,377 ATLAS PIPELINE PARTNERS LP UNIT L P INT 049392103 86.45 2,500 SH P SHARED 2,500 ATLAS PIPELINE PARTNERS LP UNIT L P INT 049392103 273.18 7,900 SH C SHARED 7,900 ATLAS PIPELINE PARTNERS LP UNIT L P INT 049392103 4,874.71 140,969 SH SHARED 01 140,969

ATLAS PIPELINE PARTNERS LP UNIT L P INT 049392103 11,707.34 338,558 SH SHARED 338,558 ATLAS RESOURCE PARTNERS LP COM UNT LTD PR 04941A101 154.48 6,386 SH SHARED 01 6,386 ATLAS RESOURCE PARTNERS LP COM UNT LTD PR 04941A101 6,143.39 253,964 SH SHARED 253,964 ATMEL CORP COM 049513104 60.54 8,700 SH P SHARED 8,700 ATMEL CORP COM 049513104 175.37 25,200 SH C SHARED 25,200 ATMEL CORP COM 049513104 607.01 87,226 SH SHARED 01 87,226 ATMEL CORP COM 049513104 664.60 95,502 SH SHARED 95,502 ATMEL CORP COM 049513104 3,077.32 442,207 SH SHARED 20 442,207 ATMI INC COM 00207R101 8.93 398 SH SHARED 01 398 ATMI INC COM 00207R101 15.97 712 SH SHARED 712 ATMOS ENERGY CORP COM 049560105 45.46 1,065 SH SHARED 1,065 ATMOS ENERGY CORP COM 049560105 1,574.36 36,879 SH SHARED 01 36,879 ATRION CORP COM 049904105 3.84 20 SH SHARED 01 20 ATRION CORP COM 049904105 58.36 304 SH SHARED 304 AT&T INC COM 00206R102 2,636.54 71,860 SH SHARED 20 71,860 AT&T INC COM 00206R102 5,430.12 148,000 SH C SHARED 148,000 AT&T INC COM 00206R102 14,560.13 396,842 SH SHARED 396,842 AT&T INC COM 00206R102 21,991.99 599,400 SH P SHARED 599,400 AT&T INC COM 00206R102 72,513.35 1,976,379 SH SHARED 1,976,379 AT&T INC COM 00206R102 338,633.51 9,229,586 SH SHARED 01 9,229,586 ATTUNITY LTD SHS NEW M15332121 6.02 888 SH SOLE 888 ATWOOD OCEANICS INC COM 050095108 21.02 400 SH P SHARED 400 ATWOOD OCEANICS INC COM 050095108 55.38 1,054 SH SHARED 1,054 ATWOOD OCEANICS INC COM 050095108 57.79 1,100 SH C SHARED 1,100 ATWOOD OCEANICS INC COM 050095108 884.62 16,837 SH SHARED 01 16,837 AUBURN NATL BANCORP COM 050473107 11.00 500 SH SHARED 01 500 AUDIENCE INC COM 05070J102 13.56 889 SH SOLE 889 AUDIOCODES LTD ORD M15342104 0.38 100 SH C SOLE 100 AUGUSTA RES CORP COM NEW 050912203 8.15 3,184 SH SHARED 01 3,184 AUGUSTA RES CORP COM NEW 050912203 50.65 19,787 SH SHARED 19,787 AUGUSTA RES CORP COM NEW 050912203 230.40 90,000 SH C SHARED 90,000 AU OPTRONICS CORP SPONSORED ADR 002255107 1.72 400 SH C SHARED 400 AU OPTRONICS CORP SPONSORED ADR 002255107 3.44 800 SH SHARED 01 800 AU OPTRONICS CORP SPONSORED ADR 002255107 2,864.42 666,145 SH SHARED 666,145 AURICO GOLD INC COM 05155C105 24.69 3,925 SH SHARED 01 3,925 AURICO GOLD INC COM 05155C105 55.35 8,800 SH C SHARED 8,800 AURICO GOLD INC COM 05155C105 90.58 14,400 SH P SHARED 14,400 AURIZON MINES LTD COM 05155P106 0.70 158 SH SHARED 01 158 AURIZON MINES LTD COM 05155P106 3.09 700 SH C SHARED 700 AURIZON MINES LTD COM 05155P106 11.03 2,500 SH P SHARED 2,500 AURIZON MINES LTD COM 05155P106 4,294.84 973,887 SH SHARED 973,887 AUTHENTIDATE HLDG CORP COM NEW 052666203 0.50 500 SH SHARED 01 500 AUTHENTIDATE HLDG CORP COM NEW 052666203 11.11 11,112 SH SHARED 11,112 AUTOBYTEL INC COM NEW 05275N205 27.45 6,325 SH SOLE 6,325 AUTODESK INC COM 052769106 41.66 1,010 SH SHARED 20 1,010 AUTODESK INC COM 052769106 140.25 3,400 SH P SHARED 3,400 AUTODESK INC COM 052769106 646.55 15,674 SH SHARED 15,674 AUTODESK INC COM 052769106 3,275.99 79,418 SH SHARED 01 79,418 AUTODESK INC COM 052769106 3,869.17 93,798 SH SHARED 93,798 AUTODESK INC COM 052769106 4,430.25 107,400 SH C SHARED 107,400 AUTOLIV INC COM 052800109 34.57 500 SH C SHARED 500 AUTOLIV INC COM 052800109 131.37 1,900 SH P SHARED 1,900 AUTOLIV INC COM 052800109 367.41 5,314 SH SHARED 5,314 AUTOLIV INC COM 052800109 534.87 7,736 SH SHARED 01 7,736

AUTOMATIC DATA PROCESSING IN COM 053015103 47.47 730 SH SHARED 20 730 AUTOMATIC DATA PROCESSING IN COM 053015103 110.55 1,700 SH P SHARED 1,700 AUTOMATIC DATA PROCESSING IN COM 053015103 435.70 6,700 SH C SHARED 6,700 AUTOMATIC DATA PROCESSING IN COM 053015103 1,840.35 28,300 SH SHARED 28,300 AUTOMATIC DATA PROCESSING IN COM 053015103 6,678.00 102,691 SH SHARED 102,691 AUTOMATIC DATA PROCESSING IN COM 053015103 38,148.22 586,625 SH SHARED 01 586,625 AUTONATION INC COM 05329W102 2.28 52 SH SHARED 52 AUTONATION INC COM 05329W102 43.75 1,000 SH C SHARED 1,000 AUTONATION INC COM 05329W102 52.50 1,200 SH P SHARED 1,200 AUTONATION INC COM 05329W102 87.50 2,000 SH SHARED 2,000 AUTONATION INC COM 05329W102 292.82 6,693 SH SHARED 01 6,693 AUTONAVI HLDGS LTD SPONSORED ADR 05330F106 108.88 10,157 SH SOLE 10,157 AUTOZONE INC COM 053332102 833.22 2,100 SH SHARED 2,100 AUTOZONE INC COM 053332102 1,507.73 3,800 SH C SHARED 3,800 AUTOZONE INC COM 053332102 1,762.45 4,442 SH SHARED 4,442 AUTOZONE INC COM 053332102 1,904.50 4,800 SH P SHARED 4,800 AUTOZONE INC COM 053332102 3,409.44 8,593 SH SHARED 01 8,593 AUXILIUM PHARMACEUTICALS INC COM 05334D107 8.65 500 SH P SHARED 500 AUXILIUM PHARMACEUTICALS INC COM 05334D107 227.36 13,150 SH SHARED 13,150 AUXILIUM PHARMACEUTICALS INC COM 05334D107 702.08 40,606 SH SHARED 01 40,606 AUXILIUM PHARMACEUTICALS INC COM 05334D107 907.73 52,500 SH C SHARED 52,500 AVAGO TECHNOLOGIES LTD SHS Y0486S104 549.27 15,300 SH SHARED 15,300 AVAGO TECHNOLOGIES LTD SHS Y0486S104 635.43 17,700 SH SHARED 20 17,700 AVAGO TECHNOLOGIES LTD SHS Y0486S104 2,140.29 59,618 SH SHARED 01 59,618 AVAGO TECHNOLOGIES LTD SHS Y0486S104 2,168.36 60,400 SH P SHARED 60,400 AVAGO TECHNOLOGIES LTD SHS Y0486S104 5,660.93 157,686 SH SHARED 157,686 AVAGO TECHNOLOGIES LTD SHS Y0486S104 6,059.92 168,800 SH C SHARED 168,800 AVALONBAY CMNTYS INC COM 053484101 291.34 2,300 SH C SHARED 2,300 AVALONBAY CMNTYS INC COM 053484101 506.68 4,000 SH P SHARED 4,000 AVALONBAY CMNTYS INC COM 053484101 855.28 6,752 SH SHARED 01 6,752 AVALONBAY CMNTYS INC COM 053484101 3,799.34 29,994 SH SHARED 29,994 AVALONBAY CMNTYS INC COM 053484101 6,896.17 54,442 SH SHARED 54,442 AVALON HLDGS CORP CL A 05343P109 12.83 3,342 SH SOLE 3,342 AVALON RARE METALS INC COM 053470100 0.22 200 SH C SHARED 200 AVALON RARE METALS INC COM 053470100 6.32 5,800 SH SHARED 01 5,800 AVALON RARE METALS INC COM 053470100 409.75 375,920 SH SHARED 375,920 AVANIR PHARMACEUTICALS INC CL A NEW 05348P401 2.47 900 SH P SHARED 900 AVANIR PHARMACEUTICALS INC CL A NEW 05348P401 19.41 7,060 SH SHARED 01 7,060 AVANIR PHARMACEUTICALS INC CL A NEW 05348P401 23.92 8,700 SH C SHARED 8,700 AVENUE INCOME CR STRATEGIES COM 05358E106 879.62 44,651 SH SHARED 01 44,651 AVEO PHARMACEUTICALS INC COM 053588109 3.68 500 SH SHARED 01 500 AVEO PHARMACEUTICALS INC COM 053588109 26.46 3,600 SH C SHARED 3,600 AVEO PHARMACEUTICALS INC COM 053588109 50.72 6,900 SH P SHARED 6,900

AVERY DENNISON CORP COM 053611109 4.31 100 SH P SHARED 100 AVERY DENNISON CORP COM 053611109 34.46 800 SH C SHARED 800 AVERY DENNISON CORP COM 053611109 301.49 7,000 SH SHARED 7,000 AVERY DENNISON CORP COM 053611109 2,495.17 57,933 SH SHARED 01 57,933 AVG TECHNOLOGIES N V SHS N07831105 1.39 100 SH P SOLE 100 AVG TECHNOLOGIES N V SHS N07831105 12.53 900 SH C SOLE 900 AV HOMES INC COM 00234P102 6.64 498 SH SOLE 498 AVIAT NETWORKS INC COM 05366Y102 0.71 211 SH SHARED 211 AVIAT NETWORKS INC COM 05366Y102 1.98 587 SH SHARED 01 587 AVID TECHNOLOGY INC COM 05367P100 3.76 600 SH SHARED 01 600 AVID TECHNOLOGY INC COM 05367P100 4.79 764 SH SHARED 764 AVINO SILVER & GOLD MINES LT COM 053906103 1.47 1,002 SH SOLE 1,002 AVIS BUDGET GROUP COM 053774105 57.78 2,076 SH SHARED 2,076 AVIS BUDGET GROUP COM 053774105 180.90 6,500 SH P SHARED 6,500 AVIS BUDGET GROUP COM 053774105 481.79 17,312 SH SHARED 01 17,312 AVIS BUDGET GROUP COM 053774105 3,670.78 131,900 SH C SHARED 131,900 AVIS BUDGET GROUP NOTE 3.500%10/0 053774AB1 3.59 2,000 PRN SHARED 01 2,000 AVISTA CORP COM 05379B107 13.43 490 SH SHARED 490 AVISTA CORP COM 05379B107 2,306.97 84,196 SH SHARED 01 84,196 AVIVA PLC ADR 05382A104 116.74 12,800 SH SHARED 01 12,800 AVNET INC COM 053807103 21.72 600 SH P SHARED 600 AVNET INC COM 053807103 43.44 1,200 SH C SHARED 1,200 AVNET INC COM 053807103 114.21 3,155 SH SHARED 3,155 AVNET INC COM 053807103 307.70 8,500 SH SHARED 8,500 AVNET INC COM 053807103 1,015.48 28,052 SH SHARED 01 28,052 AVON PRODS INC COM 054303102 381.43 18,400 SH P SHARED 18,400 AVON PRODS INC COM 054303102 466.88 22,522 SH SHARED 22,522 AVON PRODS INC COM 054303102 626.05 30,200 SH SHARED 30,200 AVON PRODS INC COM 054303102 2,195.31 105,900 SH C SHARED 105,900 AVON PRODS INC COM 054303102 2,512.99 121,225 SH SHARED 01 121,225 AVX CORP NEW COM 002444107 39.76 3,341 SH SOLE 3,341 AWARE INC MASS COM 05453N100 8.80 1,900 SH SOLE 1,900 AXCELIS TECHNOLOGIES INC COM 054540109 6.39 5,112 SH SHARED 5,112 AXCELIS TECHNOLOGIES INC COM 054540109 143.42 114,732 SH SHARED 01 114,732 AXIALL CORP COM 05463D100 267.29 4,300 SH C SHARED 4,300 AXIALL CORP COM 05463D100 570.19 9,173 SH SHARED 01 9,173 AXIALL CORP COM 05463D100 2,455.32 39,500 SH P SHARED 39,500 AXIALL CORP COM 05463D100 6,055.19 97,413 SH SHARED 97,413 AXIS CAPITAL HOLDINGS INV SHS G0692U109 324.64 7,800 SH SHARED 7,800 AXIS CAPITAL HOLDINGS INV SHS G0692U109 408.75 9,821 SH SHARED 01 9,821 AXIS CAPITAL HOLDINGS INV SHS G0692U109 2,243.90 53,914 SH SHARED 53,914 AXT INC COM 00246W103 41.87 14,241 SH SOLE 14,241 AZZ INC COM 002474104 19.28 400 SH C SHARED 400 AZZ INC COM 002474104 19.28 400 SH SHARED 01 400 AZZ INC COM 002474104 83.87 1,740 SH SHARED 1,740 BABCOCK & WILCOX CO NEW COM 05615F102 42.64 1,501 SH SHARED 1,501 BABCOCK & WILCOX CO NEW COM 05615F102 255.69 9,000 SH SHARED 9,000 BABCOCK & WILCOX CO NEW COM 05615F102 2,434.11 85,678 SH SHARED 01 85,678 BABSON CAP CORPORATE INVS COM 05617K109 1,560.68 95,513 SH SHARED 01 95,513 BABSON CAP GLB SHT DURHGH YL COM 05617T100 232.19 9,284 SH SHARED 01 9,284 BABSON CAP PARTN INVS TR SH BEN INT 05616B100 828.02 57,702 SH SHARED 01 57,702 BACTERIN INTL HLDGS INC COM 05644R101 10.36 12,560 SH SOLE 12,560

BADGER METER INC COM 056525108 5.35 100 SH P SHARED 100 BADGER METER INC COM 056525108 631.54 11,800 SH SHARED 11,800 BADGER METER INC COM 056525108 987.55 18,452 SH SHARED 01 18,452 BADGER METER INC COM 056525108 1,974.67 36,896 SH SHARED 36,896 BAIDU INC SPON ADR REP A 056752108 319.67 3,645 SH SHARED 20 3,645 BAIDU INC SPON ADR REP A 056752108 451.66 5,150 SH SHARED 5,150 BAIDU INC SPON ADR REP A 056752108 6,687.48 76,254 SH C SHARED 76,254 BAIDU INC SPON ADR REP A 056752108 9,978.77 113,783 SH SHARED 01 113,783 BAIDU INC SPON ADR REP A 056752108 20,855.06 237,800 SH P SHARED 237,800 BAIDU INC SPON ADR REP A 056752108 60,586.05 690,833 SH SHARED 690,833 BAKER HUGHES INC COM 057224107 277.21 5,973 SH SHARED 5,973 BAKER HUGHES INC COM 057224107 579.66 12,490 SH SHARED 20 12,490 BAKER HUGHES INC COM 057224107 1,438.94 31,005 SH SHARED 31,005 BAKER HUGHES INC COM 057224107 6,056.51 130,500 SH C SHARED 130,500 BAKER HUGHES INC COM 057224107 13,234.18 285,158 SH SHARED 01 285,158 BAKER HUGHES INC COM 057224107 13,704.87 295,300 SH P SHARED 295,300 BAKER MICHAEL CORP COM 057149106 0.74 30 SH SHARED 30 BAKER MICHAEL CORP COM 057149106 3.06 125 SH SHARED 01 125 BALCHEM CORP COM 057665200 4.39 100 SH P SHARED 100 BALCHEM CORP COM 057665200 13.18 300 SH C SHARED 300 BALCHEM CORP COM 057665200 224.05 5,099 SH SHARED 01 5,099 BALDWIN & LYONS INC CL B 057755209 12.20 513 SH SHARED 513 BALDWIN & LYONS INC CL B 057755209 23.79 1,000 SH SHARED 01 1,000 BALLARD PWR SYS INC NEW COM 058586108 0.26 250 SH SHARED 250 BALLARD PWR SYS INC NEW COM 058586108 3.34 3,245 SH SHARED 01 3,245 BALL CORP COM 058498106 23.79 500 SH C SHARED 500 BALL CORP COM 058498106 163.48 3,436 SH SHARED 3,436 BALL CORP COM 058498106 437.74 9,200 SH SHARED 9,200 BALL CORP COM 058498106 2,313.05 48,614 SH SHARED 01 48,614 BALLY TECHNOLOGIES INC COM 05874B107 18.50 356 SH SHARED 01 356 BALLY TECHNOLOGIES INC COM 05874B107 20.79 400 SH C SHARED 400 BALLY TECHNOLOGIES INC COM 05874B107 65.07 1,252 SH SHARED 1,252 BALTIC TRADING LIMITED COM Y0553W103 0.41 100 SH C SOLE 100 BALTIC TRADING LIMITED COM Y0553W103 12.86 3,144 SH SOLE 3,144 BANCFIRST CORP COM 05945F103 23.69 568 SH SOLE 568 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 0.88 100 SH C SHARED 100 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 23.68 2,700 SH P SHARED 2,700 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 2,556.58 291,514 SH SHARED 01 291,514 BANCO BRADESCO S A SP ADR PFD NEW 059460303 14.98 880 SH P SHARED 880 BANCO BRADESCO S A SP ADR PFD NEW 059460303 264.12 15,518 SH SHARED 01 15,518 BANCO BRADESCO S A SP ADR PFD NEW 059460303 418.73 24,602 SH SHARED 24,602 BANCO BRADESCO S A SP ADR PFD NEW 059460303 980.86 57,630 SH SHARED 20 57,630 BANCO BRADESCO S A SP ADR PFD NEW 059460303 2,896.80 170,200 SH C SHARED 170,200 BANCO BRADESCO S A SP ADR PFD NEW 059460303 3,204.07 188,253 SH SHARED 188,253 BANCOLOMBIA S A SPON ADR PREF 05968L102 3.92 62 SH SHARED 01 62 BANCOLOMBIA S A SPON ADR PREF 05968L102 192.66 3,046 SH SHARED 3,046 BANCOLOMBIA S A SPON ADR PREF 05968L102 1,092.01 17,265 SH SHARED 20 17,265 BANCO MACRO SA SPON ADR B 05961W105 123.50 8,390 SH SHARED 20 8,390 BANCO MACRO SA SPON ADR B 05961W105 348.38 23,667 SH SHARED 23,667 BANCO MACRO SA SPON ADR B 05961W105 490.76 33,340 SH SHARED 01 33,340 BANCORP INC DEL COM 05969A105 27.98 2,020 SH SOLE 2,020

BANCORPSOUTH INC COM 059692103 19.56 1,200 SH C SHARED 1,200 BANCORPSOUTH INC COM 059692103 101.81 6,246 SH SHARED 6,246 BANCORPSOUTH INC COM 059692103 164.03 10,063 SH SHARED 01 10,063 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 50.45 6,949 SH SHARED 6,949 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 171.76 23,659 SH SHARED 23,659 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 341.95 47,100 SH C SHARED 47,100 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 1,230.80 169,531 SH SHARED 01 169,531 BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 1,616.78 56,789 SH SOLE 56,789 BANCO SANTANDER SA ADR 05964H105 50.89 7,473 SH SHARED 7,473 BANCO SANTANDER SA ADR 05964H105 281.25 41,300 SH C SHARED 41,300 BANCO SANTANDER SA ADR 05964H105 2,469.31 362,600 SH P SHARED 362,600 BANCO SANTANDER SA ADR 05964H105 2,578.84 378,685 SH SHARED 01 378,685 BANCO SANTANDER SA ADR 05964H105 2,860.60 420,059 SH SHARED 420,059 BANCROFT FUND LTD COM 059695106 4,357.46 248,884 SH SHARED 01 248,884 BANKFINANCIAL CORP COM 06643P104 7.38 912 SH SOLE 912 BANK HAWAII CORP COM 062540109 45.73 900 SH C SHARED 900 BANK HAWAII CORP COM 062540109 76.22 1,500 SH P SHARED 1,500 BANK HAWAII CORP COM 062540109 196.79 3,873 SH SHARED 3,873 BANK HAWAII CORP COM 062540109 602.25 11,853 SH SHARED 01 11,853 BANK MONTREAL QUE COM 063671101 62.95 1,000 SH P SHARED 1,000 BANK MONTREAL QUE COM 063671101 107.02 1,700 SH C SHARED 1,700 BANK MONTREAL QUE COM 063671101 2,798.06 44,449 SH SHARED 44,449 BANK MONTREAL QUE COM 063671101 4,827.07 76,681 SH SHARED 01 76,681 BANK MONTREAL QUE COM 063671101 6,649.53 105,632 SH SHARED 105,632 BANK MUTUAL CORP NEW COM 063750103 12.04 2,177 SH SOLE 2,177 BANK NEW YORK MELLON CORP COM 064058100 878.89 31,400 SH C SHARED 31,400 BANK NEW YORK MELLON CORP COM 064058100 932.07 33,300 SH P SHARED 33,300 BANK NEW YORK MELLON CORP COM 064058100 2,029.05 72,492 SH SHARED 72,492 BANK NEW YORK MELLON CORP COM 064058100 16,608.31 593,366 SH SHARED 01 593,366 BANK NEW YORK MELLON CORP COM 064058100 25,253.17 902,221 SH SHARED 902,221 BANK NOVA SCOTIA HALIFAX COM 064149107 64.10 1,100 SH C SHARED 01 1,100 BANK NOVA SCOTIA HALIFAX COM 064149107 145.68 2,500 SH SHARED 20 2,500 BANK NOVA SCOTIA HALIFAX COM 064149107 349.62 6,000 SH C SHARED 6,000 BANK NOVA SCOTIA HALIFAX COM 064149107 2,517.79 43,209 SH SHARED 43,209 BANK NOVA SCOTIA HALIFAX COM 064149107 4,106.64 70,476 SH SHARED 70,476 BANK NOVA SCOTIA HALIFAX COM 064149107 141,786.99 2,433,276 SH SHARED 01 2,433,276 BANK OF AMERICA CORPORATION 7.25%CNV PFD L 060505682 1,625.26 1,330 SH SHARED 01 1,330 BANK OF AMERICA CORPORATION COM 060505104 32.89 2,700 SH SHARED 20 2,700 BANK OF AMERICA CORPORATION COM 060505104 60.90 5,000 SH C SHARED 01 5,000 BANK OF AMERICA CORPORATION COM 060505104 14,119.48 1,159,235 SH SHARED 1,159,235 BANK OF AMERICA CORPORATION COM 060505104 58,595.95 4,810,833 SH C SHARED 4,810,833 BANK OF AMERICA CORPORATION COM 060505104 62,546.74 5,135,200 SH P SHARED 5,135,200 BANK OF AMERICA CORPORATION COM 060505104 82,273.37 6,754,792 SH SHARED 01 6,754,792 BANK OF AMERICA CORPORATION COM 060505104 283,023.55 23,236,745 SH SHARED 23,236,745 BANK OF AMERICA CORPORATION *W EXP 01/16/201 060505146 55.02 9,653 SH SHARED 9,653

BANK OF AMERICA CORPORATION *W EXP 01/16/201 060505146 600.67 105,380 SH SHARED 01 105,380 BANK OF AMERICA CORPORATION *W EXP 10/28/201 060505153 18.78 25,724 SH SHARED 25,724 BANK OF AMERICA CORPORATION *W EXP 10/28/201 060505153 181.18 248,191 SH SHARED 01 248,191 BANK OF MARIN BANCORP COM 063425102 11.87 296 SH SOLE 296 BANK OF THE OZARKS INC COM 063904106 30.02 677 SH SHARED 677 BANK OF THE OZARKS INC COM 063904106 95.66 2,157 SH SHARED 01 2,157 BANKRATE INC DEL COM 06647F102 1.19 100 SH C SHARED 100 BANKRATE INC DEL COM 06647F102 8.96 750 SH SHARED 01 750 BANKRATE INC DEL COM 06647F102 38.49 3,224 SH SHARED 3,224 BANK SOUTH CAROLINA CORP COM 065066102 13.02 1,085 SH SHARED 1,085 BANK SOUTH CAROLINA CORP COM 065066102 42.00 3,500 SH SHARED 01 3,500 BANKUNITED INC COM 06652K103 12.81 500 SH P SHARED 500 BANKUNITED INC COM 06652K103 32.03 1,250 SH SHARED 01 1,250 BANK VA CHESTERFIELD COM NEW 06544P203 5.07 1,360 SH SOLE 1,360 BANNER CORP COM NEW 06652V208 23.59 741 SH SHARED 741 BANNER CORP COM NEW 06652V208 54.75 1,720 SH SHARED 01 1,720 BANNER CORP COM NEW 06652V208 57.29 1,800 SH C SHARED 1,800 BANRO CORP COM 066800103 3.44 2,000 SH SHARED 01 2,000 BANRO CORP COM 066800103 11.42 6,639 SH SHARED 6,639 BARCLAYS BANK PLC ADR PFD SR 5 06739H362 1,311.23 51,300 SH SHARED 51,300 BARCLAYS BANK PLC ADR PFD SR 5 06739H362 13,112.43 513,006 SH SHARED 01 513,006 BARCLAYS BANK PLC ADS7.75%PFD S4 06739H511 62.69 2,444 SH SHARED 2,444 BARCLAYS BANK PLC ADS7.75%PFD S4 06739H511 5,378.19 209,676 SH SHARED 01 209,676 BARCLAYS BANK PLC CARRY ETN 38 06739H412 40.52 842 SH SHARED 842 BARCLAYS BANK PLC CARRY ETN 38 06739H412 719.94 14,962 SH SHARED 01 14,962 BARCLAYS BANK PLC ETN DJUBS AGRI37 06739H206 2,114.99 40,049 SH SHARED 01 40,049 BARCLAYS BANK PLC ETN DJUBSALUMI38 06739H321 24.60 1,132 SH SOLE 1,132 BARCLAYS BANK PLC ETN DJUBSCOCO 38 06739H313 183.39 6,257 SH SHARED 01 6,257 BARCLAYS BANK PLC ETN DJUBSCOFFE38 06739H297 599.23 20,095 SH SHARED 01 20,095 BARCLAYS BANK PLC ETN DJUBSCOTTN38 06739H271 1,281.22 22,446 SH SHARED 01 22,446 BARCLAYS BANK PLC ETN DJUBS ENRG37 06739H750 622.42 33,901 SH SHARED 01 33,901 BARCLAYS BANK PLC ETN DJUBS GRNS37 06739H305 1,996.33 39,839 SH SHARED 01 39,839 BARCLAYS BANK PLC ETN DJUBS GRNS37 06739H305 2,154.73 43,000 SH SHARED 43,000 BARCLAYS BANK PLC ETN DJUBSLEAD 38 06739H263 40.44 829 SH SHARED 829 BARCLAYS BANK PLC ETN DJUBSLEAD 38 06739H263 386.44 7,922 SH SHARED 01 7,922 BARCLAYS BANK PLC ETN DJUBSLVSTK37 06739H743 697.12 26,258 SH SHARED 01 26,258 BARCLAYS BANK PLC ETN DJUBSPLATM38 06739H255 122.03 3,454 SH SHARED 01 3,454 BARCLAYS BANK PLC ETN DJUBS PMET38 06739H248 20.95 249 SH SHARED 01 249 BARCLAYS BANK PLC ETN DJUBS SGAR38 06739H214 1,040.83 16,550 SH SHARED 01 16,550 BARCLAYS BANK PLC ETN DJUBSSOFT 38 06739H230 50.96 999 SH SHARED 01 999 BARCLAYS BANK PLC ETN DJUBS TIN 38 06739H198 32.13 602 SH SHARED 602 BARCLAYS BANK PLC ETN DJUBS TIN 38 06739H198 560.06 10,492 SH SHARED 01 10,492 BARCLAYS BANK PLC IPATH AS GLF CUR 06739H420 14.86 295 SH SOLE 295 BARCLAYS BANK PLC IPTH JPY/USD ETN 06739G851 6.62 109 SH SHARED 01 109 BARCLAYS BANK PLC IPTH JPY/USD ETN 06739G851 252.53 4,161 SH SHARED 4,161 BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H776 29.87 1,172 SH SHARED 1,172 BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H776 5,958.70 233,766 SH SHARED 01 233,766 BARCLAYS BK PLC 10 YR TREAS BULL 06740L493 45.16 625 SH SOLE 625 BARCLAYS BK PLC 2 YR TREAS BULL 06740L469 31.76 550 SH SOLE 550 BARCLAYS BK PLC 30 YR TREAS BULL 06740L527 12.83 186 SH SOLE 186 BARCLAYS BK PLC ADR 2 PREF 2 06739F390 219.29 8,593 SH SHARED 8,593

BARCLAYS BK PLC ADR 2 PREF 2 06739F390 3,152.79 123,542 SH SHARED 01 123,542 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 493.74 12,155 SH SHARED 17 12,155 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 3,436.61 84,604 SH SHARED 84,604 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 12,010.40 295,677 SH SHARED 01 295,677 BARCLAYS BK PLC EAFE 3X LNG 06740P809 0.34 5 SH SOLE 5 BARCLAYS BK PLC EMRG MK 3X LNG 06740P874 38.57 428 SH SOLE 428 BARCLAYS BK PLC ETN CBOE SPBUY 06739F135 9.75 178 SH SHARED 01 178 BARCLAYS BK PLC ETN CBOE SPBUY 06739F135 26.24 479 SH SHARED 479 BARCLAYS BK PLC ETN DJUBS COPR37 06739F101 1,374.65 32,337 SH SHARED 01 32,337 BARCLAYS BK PLC ETN DJUBS IND MT 06738G407 19.57 614 SH SHARED 614 BARCLAYS BK PLC ETN DJUBS IND MT 06738G407 21.36 670 SH SHARED 01 670 BARCLAYS BK PLC ETN DJUBS NCKL37 06739F119 68.86 2,759 SH SHARED 2,759 BARCLAYS BK PLC ETN DJUBS NCKL37 06739F119 84.86 3,400 SH SHARED 01 3,400 BARCLAYS BK PLC IPATH GEMS ASIA8 06738G878 47.46 992 SH SHARED 01 992 BARCLAYS BK PLC IPATH GEMS ASIA8 06738G878 54.78 1,145 SH SHARED 1,145 BARCLAYS BK PLC IPATH INVS&P STF 06740L592 291.69 7,620 SH SOLE 7,620 BARCLAYS BK PLC IPATH LN ENHAN 06741K486 43.98 1,186 SH SOLE 1,186 BARCLAYS BK PLC IPATH METALETN 06740P338 1.22 26 SH SOLE 26 BARCLAYS BK PLC IPATH S&P500 VIX 06740C188 4,390.56 216,818 SH SHARED 01 216,818 BARCLAYS BK PLC IPATH S&P500 VIX 06740C188 11,129.40 549,600 SH C SHARED 549,600 BARCLAYS BK PLC IPATH S&P500 VIX 06740C188 71,083.58 3,510,300 SH P SHARED 3,510,300 BARCLAYS BK PLC IPATH S&P MT ETN 06740C519 32.31 1,500 SH P SHARED 1,500 BARCLAYS BK PLC IPATH S&P MT ETN 06740C519 261.41 12,136 SH SHARED 01 12,136 BARCLAYS BK PLC IP EUR/USD ETN 06739F184 11.84 245 SH SOLE 245 BARCLAYS BK PLC IP GBP/USD ETN 06739F176 38.15 946 SH SOLE 946 BARCLAYS BK PLC IPMS INDIA ETN 06739F291 45.76 800 SH SHARED 17 800 BARCLAYS BK PLC IPMS INDIA ETN 06739F291 62.63 1,095 SH SHARED 1,095 BARCLAYS BK PLC IPMS INDIA ETN 06739F291 2,312.65 40,431 SH SHARED 01 40,431 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 22.11 971 SH SHARED 971 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 40.99 1,800 SH C SHARED 1,800 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 43.26 1,900 SH P SHARED 1,900 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 805.28 35,366 SH SHARED 01 35,366 BARCLAYS BK PLC IPSPGS TTL ETN 06738C794 2,135.76 63,985 SH SHARED 01 63,985 BARCLAYS BK PLC IPT COFFEE ETN 06740P148 2.63 133 SH SOLE 133 BARCLAYS BK PLC IPT GRAINS ETN 06740P270 39.07 809 SH SOLE 809 BARCLAYS BK PLC IPTH AGRIC ETN 06740P262 5.69 125 SH SOLE 125 BARCLAYS BK PLC IPTH ALUMN ETN 06740P171 9.59 303 SH SOLE 303 BARCLAYS BK PLC IPTH CRUDE OIL 06740P221 2.71 68 SH SOLE 68 BARCLAYS BK PLC IPTH INDL MTLS 06740P296 8.11 227 SH SOLE 227 BARCLAYS BK PLC IPTH LEAD ETN 06740P197 10.87 281 SH SOLE 281 BARCLAYS BK PLC IPTH NAT GAS 06740P239 50.21 1,578 SH SOLE 1,578 BARCLAYS BK PLC IPTH S&P GSCI 06740P122 8.42 200 SH SOLE 200 BARCLAYS BK PLC IPT NICKEL ETN 06740P213 4.89 160 SH SOLE 160 BARCLAYS BK PLC LNGB S&P500 14 06740H674 30.13 254 SH SOLE 254 BARCLAYS BK PLC LNGC S&P500 14 06740H666 15.37 97 SH SOLE 97 BARCLAYS BK PLC MSCI EAFE SH ETN 06740P882 3.06 80 SH SOLE 80 BARCLAYS BK PLC MSCI EMER SH ETN 06740P866 21.66 440 SH SOLE 440 BARCLAYS BK PLC RUSS1000 3X LG 06740P205 67.59 675 SH SOLE 675 BARCLAYS BK PLC RUSS2000 3X LG 06740P403 62.38 637 SH SOLE 637 BARCLAYS BK PLC SHTB S&P500 14 06740H658 23.78 515 SH SOLE 515 BARCLAYS BK PLC S&P 500 3X LNG 06740P601 92.01 873 SH SOLE 873 BARCLAYS BK PLC S&P 500 VEQTOR 06740C337 162.57 1,202 SH SHARED 1,202 BARCLAYS BK PLC S&P 500 VEQTOR 06740C337 62,853.79 464,723 SH SHARED 01 464,723 BARCLAYS BK PLC US TRES FLATT 06740L485 111.53 1,763 SH SOLE 1,763

BARCLAYS PLC ADR 06738E204 191.81 10,800 SH C SHARED 10,800 BARCLAYS PLC ADR 06738E204 195.36 11,000 SH P SHARED 11,000 BARCLAYS PLC ADR 06738E204 2,645.96 148,984 SH SHARED 01 148,984 BARCLAYS PLC ADR 06738E204 3,409.64 191,984 SH SHARED 191,984 BARD C R INC COM 067383109 100.78 1,000 SH C SHARED 1,000 BARD C R INC COM 067383109 564.37 5,600 SH SHARED 5,600 BARD C R INC COM 067383109 1,593.53 15,812 SH SHARED 15,812 BARD C R INC COM 067383109 5,062.88 50,237 SH SHARED 01 50,237 BAR HBR BANKSHARES COM 066849100 23.61 646 SH SOLE 646 BARNES GROUP INC COM 067806109 5.76 199 SH SHARED 199 BARNES GROUP INC COM 067806109 65.01 2,247 SH SHARED 01 2,247 BARNES & NOBLE INC COM 067774109 55.86 3,396 SH SHARED 01 3,396 BARNES & NOBLE INC COM 067774109 554.37 33,700 SH C SHARED 33,700 BARNES & NOBLE INC COM 067774109 581.06 35,323 SH SHARED 35,323 BARNES & NOBLE INC COM 067774109 801.12 48,700 SH P SHARED 48,700 BARNWELL INDS INC COM 068221100 222.98 73,350 SH SHARED 01 73,350 BARRETT BILL CORP COM 06846N104 36.49 1,800 SH P SHARED 1,800 BARRETT BILL CORP COM 06846N104 117.81 5,812 SH SHARED 01 5,812 BARRETT BILL CORP COM 06846N104 131.76 6,500 SH C SHARED 6,500 BARRETT BILL CORP COM 06846N104 135.38 6,679 SH SHARED 6,679 BARRICK GOLD CORP COM 067901108 9,672.28 328,989 SH SHARED 328,989 BARRICK GOLD CORP COM 067901108 15,423.24 524,600 SH P SHARED 524,600 BARRICK GOLD CORP COM 067901108 15,435.00 525,000 SH C SHARED 525,000 BARRICK GOLD CORP COM 067901108 25,482.86 866,764 SH SHARED 01 866,764 BARRICK GOLD CORP COM 067901108 40,248.57 1,368,999 SH SHARED 1,368,999 BARRY R G CORP OHIO COM 068798107 20.25 1,512 SH SHARED 01 1,512 BARRY R G CORP OHIO COM 068798107 28.64 2,139 SH SHARED 2,139 BASIC ENERGY SVCS INC NEW COM 06985P100 1.54 113 SH SHARED 113 BASIC ENERGY SVCS INC NEW COM 06985P100 57.41 4,200 SH P SHARED 4,200 BASIC ENERGY SVCS INC NEW COM 06985P100 83.39 6,100 SH C SHARED 6,100 BASIC ENERGY SVCS INC NEW COM 06985P100 456.41 33,388 SH SHARED 01 33,388 BAXTER INTL INC COM 071813109 1,609.70 22,160 SH SHARED 20 22,160 BAXTER INTL INC COM 071813109 2,532.67 34,866 SH SHARED 34,866 BAXTER INTL INC COM 071813109 8,346.34 114,900 SH C SHARED 114,900 BAXTER INTL INC COM 071813109 12,595.78 173,400 SH P SHARED 173,400 BAXTER INTL INC COM 071813109 31,979.25 440,243 SH SHARED 440,243 BAXTER INTL INC COM 071813109 36,100.34 496,976 SH SHARED 01 496,976 BAYTEX ENERGY CORP COM 07317Q105 62.90 1,500 SH P SHARED 1,500 BAYTEX ENERGY CORP COM 07317Q105 171.91 4,100 SH C SHARED 4,100 BAYTEX ENERGY CORP COM 07317Q105 311.12 7,420 SH SHARED 7,420 BAYTEX ENERGY CORP COM 07317Q105 791.47 18,876 SH SHARED 18,876 BAYTEX ENERGY CORP COM 07317Q105 11,694.24 278,899 SH SHARED 01 278,899 BAZAARVOICE INC COM 073271108 0.45 61 SH SHARED 61 BAZAARVOICE INC COM 073271108 12.44 1,700 SH C SHARED 1,700 BAZAARVOICE INC COM 073271108 29.28 4,000 SH SHARED 01 4,000 BBCN BANCORP INC COM 073295107 10.19 780 SH SHARED 01 780 BBCN BANCORP INC COM 073295107 202.14 15,478 SH SHARED 15,478 BB&T CORP COM 054937107 530.49 16,900 SH C SHARED 16,900 BB&T CORP COM 054937107 1,346.63 42,900 SH SHARED 42,900 BB&T CORP COM 054937107 2,372.74 75,589 SH SHARED 75,589 BB&T CORP COM 054937107 3,666.35 116,800 SH P SHARED 116,800 BB&T CORP COM 054937107 15,583.00 496,432 SH SHARED 01 496,432 BBVA BANCO FRANCES S A SPONSORED ADR 07329M100 7.29 1,757 SH SOLE 1,757 BBX CAP CORP CL A PAR $0.01 05540P100 36.12 4,378 SH SOLE 4,378

BCB BANCORP INC COM 055298103 6.51 670 SH SHARED 01 670 BCB BANCORP INC COM 055298103 6.59 678 SH SHARED 678 BCE INC COM NEW 05534B760 6.91 148 SH SHARED 17 148 BCE INC COM NEW 05534B760 28.01 600 SH P SHARED 600 BCE INC COM NEW 05534B760 37.35 800 SH C SHARED 800 BCE INC COM NEW 05534B760 718.98 15,399 SH SHARED 15,399 BCE INC COM NEW 05534B760 1,045.58 22,394 SH SHARED 22,394 BCE INC COM NEW 05534B760 1,212.77 25,975 SH SHARED 20 25,975 BCE INC COM NEW 05534B760 28,556.91 611,628 SH SHARED 01 611,628 B COMMUNICATIONS LTD SHS M15629104 8.20 1,402 SH SOLE 1,402 BEACON ROOFING SUPPLY INC COM 073685109 112.11 2,900 SH C SHARED 2,900 BEACON ROOFING SUPPLY INC COM 073685109 4,016.93 103,904 SH SHARED 01 103,904 B/E AEROSPACE INC COM 073302101 108.50 1,800 SH C SHARED 1,800 B/E AEROSPACE INC COM 073302101 1,117.29 18,535 SH SHARED 01 18,535 B/E AEROSPACE INC COM 073302101 1,432.37 23,762 SH SHARED 23,762 BEAM INC COM 073730103 101.66 1,600 SH P SHARED 1,600 BEAM INC COM 073730103 501.97 7,900 SH SHARED 7,900 BEAM INC COM 073730103 1,147.09 18,053 SH SHARED 18,053 BEAM INC COM 073730103 1,804.54 28,400 SH C SHARED 28,400 BEAM INC COM 073730103 5,045.58 79,408 SH SHARED 01 79,408 BEAZER HOMES USA INC COM NEW 07556Q881 91.87 5,800 SH P SHARED 5,800 BEAZER HOMES USA INC COM NEW 07556Q881 139.39 8,800 SH C SHARED 8,800 BEAZER HOMES USA INC COM NEW 07556Q881 2,810.05 177,402 SH SHARED 01 177,402 BEAZER HOMES USA INC UNIT 99/99/9999 07556Q709 95.06 3,500 SH SHARED 01 3,500 BEAZER HOMES USA INC UNIT 99/99/9999 07556Q709 1,022.36 37,642 SH SHARED 37,642 BEBE STORES INC COM 075571109 20.85 5,000 SH SHARED 01 5,000 BEBE STORES INC COM 075571109 27.78 6,663 SH SHARED 6,663 BEBE STORES INC COM 075571109 42.12 10,100 SH P SHARED 10,100 BECTON DICKINSON & CO COM 075887109 95.61 1,000 SH P SHARED 1,000 BECTON DICKINSON & CO COM 075887109 128.60 1,345 SH SHARED 20 1,345 BECTON DICKINSON & CO COM 075887109 841.37 8,800 SH C SHARED 8,800 BECTON DICKINSON & CO COM 075887109 1,157.07 12,102 SH SHARED 12,102 BECTON DICKINSON & CO COM 075887109 2,686.93 28,103 SH SHARED 28,103 BECTON DICKINSON & CO COM 075887109 18,388.10 192,324 SH SHARED 01 192,324 BED BATH & BEYOND INC COM 075896100 882.55 13,700 SH SHARED 13,700 BED BATH & BEYOND INC COM 075896100 908.32 14,100 SH C SHARED 14,100 BED BATH & BEYOND INC COM 075896100 2,383.35 36,997 SH SHARED 17 36,997 BED BATH & BEYOND INC COM 075896100 4,341.91 67,400 SH P SHARED 67,400 BED BATH & BEYOND INC COM 075896100 4,706.46 73,059 SH SHARED 73,059 BED BATH & BEYOND INC COM 075896100 23,699.92 367,897 SH SHARED 01 367,897 BELDEN INC COM 077454106 5.17 100 SH C SHARED 100 BELDEN INC COM 077454106 39.05 756 SH SHARED 01 756 BELDEN INC COM 077454106 157.48 3,049 SH SHARED 3,049 BELO CORP COM SER A 080555105 109.90 11,180 SH SHARED 01 11,180 BEMIS INC COM 081437105 16.14 400 SH P SHARED 400 BEMIS INC COM 081437105 32.29 800 SH C SHARED 800 BEMIS INC COM 081437105 1,332.20 33,008 SH SHARED 33,008 BEMIS INC COM 081437105 3,829.68 94,888 SH SHARED 01 94,888 BENCHMARK ELECTRS INC COM 08160H101 19.82 1,100 SH P SOLE 1,100 BENCHMARK ELECTRS INC COM 08160H101 21.62 1,200 SH C SOLE 1,200 BENEFICIAL MUTUAL BANCORP IN COM 08173R104 6.39 620 SH SHARED 01 620 BENEFICIAL MUTUAL BANCORP IN COM 08173R104 6.78 658 SH SHARED 658

BERKLEY W R CORP COM 084423102 8.87 200 SH C SHARED 200 BERKLEY W R CORP COM 084423102 26.62 600 SH P SHARED 600 BERKLEY W R CORP COM 084423102 270.66 6,100 SH SHARED 6,100 BERKLEY W R CORP COM 084423102 1,945.98 43,858 SH SHARED 01 43,858 BERKSHIRE BANCORP INC DEL COM NEW 084597202 21.93 2,626 SH SOLE 2,626 BERKSHIRE HATHAWAY INC DEL CL A 084670108 0.00 2 SH SHARED 2 BERKSHIRE HATHAWAY INC DEL CL A 084670108 0.00 10 SH SHARED 10 BERKSHIRE HATHAWAY INC DEL CL A 084670108 0.00 176 SH SHARED 01 176 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 291.76 2,800 SH C SHARED 2,800 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 375.12 3,600 SH P SHARED 3,600 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2,810.27 26,970 SH SHARED 20 26,970 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 6,632.43 63,651 SH SHARED 63,651 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 14,166.51 135,955 SH SHARED 135,955 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 135,305.26 1,298,515 SH SHARED 01 1,298,515 BERKSHIRE HILLS BANCORP INC COM 084680107 45.82 1,794 SH SHARED 1,794 BERKSHIRE HILLS BANCORP INC COM 084680107 1,084.73 42,472 SH SHARED 01 42,472 BERRY PETE CO CL A 085789105 41.66 900 SH P SHARED 900 BERRY PETE CO CL A 085789105 347.18 7,500 SH C SHARED 7,500 BERRY PETE CO CL A 085789105 2,282.51 49,309 SH SHARED 01 49,309 BERRY PETE CO CL A 085789105 4,113.98 88,874 SH SHARED 88,874 BERRY PLASTICS GROUP INC COM 08579W103 35.41 1,859 SH SOLE 1,859 BEST BUY INC COM 086516101 439.68 19,850 SH SHARED 19,850 BEST BUY INC COM 086516101 1,167.26 52,698 SH SHARED 01 52,698 BEST BUY INC COM 086516101 2,115.33 95,500 SH C SHARED 95,500 BEST BUY INC COM 086516101 4,935.02 222,800 SH P SHARED 222,800 BGC PARTNERS INC CL A 05541T101 3.33 800 SH P SHARED 800 BGC PARTNERS INC CL A 05541T101 173.89 41,800 SH C SHARED 41,800 BGC PARTNERS INC CL A 05541T101 324.33 77,963 SH SHARED 01 77,963 B & G FOODS INC NEW COM 05508R106 33.54 1,100 SH P SHARED 1,100 B & G FOODS INC NEW COM 05508R106 39.64 1,300 SH C SHARED 1,300 B & G FOODS INC NEW COM 05508R106 49.06 1,609 SH SHARED 1,609 B & G FOODS INC NEW COM 05508R106 6,634.29 217,589 SH SHARED 01 217,589 BG MEDICINE INC COM 08861T107 3.54 1,816 SH SOLE 1,816 BGS ACQUISITION CORP UNIT 99/99/9999 G1082J126 13.07 1,300 SH SOLE 1,300 BHP BILLITON LTD SPONSORED ADR 088606108 63.64 930 SH SHARED 20 930 BHP BILLITON LTD SPONSORED ADR 088606108 239.51 3,500 SH SHARED 3,500 BHP BILLITON LTD SPONSORED ADR 088606108 7,780.42 113,699 SH SHARED 113,699 BHP BILLITON LTD SPONSORED ADR 088606108 7,965.25 116,400 SH C SHARED 116,400 BHP BILLITON LTD SPONSORED ADR 088606108 8,526.38 124,600 SH P SHARED 124,600 BHP BILLITON LTD SPONSORED ADR 088606108 66,715.55 974,946 SH SHARED 01 974,946 BHP BILLITON PLC SPONSORED ADR 05545E209 23.22 400 SH C SHARED 400 BHP BILLITON PLC SPONSORED ADR 05545E209 278.63 4,799 SH SHARED 4,799 BHP BILLITON PLC SPONSORED ADR 05545E209 471.74 8,125 SH SHARED 01 8,125 BIG 5 SPORTING GOODS CORP COM 08915P101 18.03 1,155 SH SHARED 1,155 BIG 5 SPORTING GOODS CORP COM 08915P101 309.55 19,830 SH SHARED 01 19,830 BIGLARI HLDGS INC COM 08986R101 35.45 95 SH SHARED 01 95 BIG LOTS INC COM 089302103 142.38 4,037 SH SHARED 01 4,037 BIG LOTS INC COM 089302103 172.82 4,900 SH P SHARED 4,900 BIG LOTS INC COM 089302103 691.29 19,600 SH C SHARED 19,600 BIOANALYTICAL SYS INC COM 09058M103 2.29 1,401 SH SOLE 1,401 BIOCRYST PHARMACEUTICALS COM 09058V103 0.60 500 SH C SHARED 500 BIOCRYST PHARMACEUTICALS COM 09058V103 26.48 22,254 SH SHARED 22,254

BIOCRYST PHARMACEUTICALS COM 09058V103 106.09 89,150 SH SHARED 01 89,150 BIODEL INC COM NEW 09064M204 16.95 5,974 SH SHARED 01 5,974 BIODELIVERY SCIENCES INTL IN COM 09060J106 30.43 7,227 SH SHARED 01 7,227 BIODELIVERY SCIENCES INTL IN COM 09060J106 40.00 9,500 SH C SHARED 9,500 BIOGEN IDEC INC COM 09062X103 1,964.70 10,200 SH P SHARED 10,200 BIOGEN IDEC INC COM 09062X103 2,446.44 12,701 SH SHARED 20 12,701 BIOGEN IDEC INC COM 09062X103 3,719.45 19,310 SH SHARED 19,310 BIOGEN IDEC INC COM 09062X103 9,072.31 47,100 SH C SHARED 47,100 BIOGEN IDEC INC COM 09062X103 25,649.40 133,162 SH SHARED 01 133,162 BIOLASE INC COM 090911108 0.81 203 SH SOLE 203 BIOMARIN PHARMACEUTICAL INC COM 09061G101 143.20 2,300 SH C SHARED 2,300 BIOMARIN PHARMACEUTICAL INC COM 09061G101 628.83 10,100 SH P SHARED 10,100 BIOMARIN PHARMACEUTICAL INC COM 09061G101 3,837.33 61,634 SH SHARED 01 61,634 BIOMARIN PHARMACEUTICAL INC COM 09061G101 6,055.10 97,255 SH SHARED 97,255 BIOMARIN PHARMACEUTICAL INC NOTE 1.875% 4/2 09061GAD3 37.06 12,000 PRN SHARED 01 12,000 BIOMED REALTY TRUST INC COM 09063H107 41.04 1,900 SH P SHARED 1,900 BIOMED REALTY TRUST INC COM 09063H107 387.66 17,947 SH SHARED 01 17,947 BIOMED REALTY TRUST INC COM 09063H107 500.67 23,179 SH SHARED 23,179 BIOMED REALTY TRUST INC COM 09063H107 1,489.75 68,970 SH SHARED 68,970 BIO RAD LABS INC CL A 090572207 27.47 218 SH SHARED 218 BIO RAD LABS INC CL A 090572207 45.86 364 SH SHARED 01 364 BIO RAD LABS INC CL A 090572207 75.60 600 SH C SHARED 600 BIO RAD LABS INC CL A 090572207 796.95 6,325 SH SHARED 20 6,325 BIO RAD LABS INC CL B 090572108 36.28 289 SH SOLE 289 BIO-REFERENCE LABS INC COM $.01 NEW 09057G602 116.91 4,500 SH C SHARED 4,500 BIO-REFERENCE LABS INC COM $.01 NEW 09057G602 959.44 36,930 SH SHARED 01 36,930 BIOSANTE PHARMACEUTICALS INC COM PAR $0.0001 09065V302 0.08 72 SH SHARED 01 72 BIOSANTE PHARMACEUTICALS INC COM PAR $0.0001 09065V302 2.81 2,400 SH P SHARED 2,400 BIOSANTE PHARMACEUTICALS INC COM PAR $0.0001 09065V302 3.51 3,000 SH C SHARED 3,000 BIOSANTE PHARMACEUTICALS INC COM PAR $0.0001 09065V302 68.57 58,606 SH SHARED 58,606 BIOSCRIP INC COM 09069N108 2.54 200 SH P SHARED 200 BIOSCRIP INC COM 09069N108 15.71 1,236 SH SHARED 1,236 BIOSCRIP INC COM 09069N108 30.07 2,366 SH SHARED 01 2,366 BIOSPECIFICS TECHNOLOGIES CO COM 090931106 13.49 791 SH SOLE 791 BIOSTAR PHARMACEUTICALS INC COM NEW 090678202 0.80 834 SH SHARED 01 834 BIOSTAR PHARMACEUTICALS INC COM NEW 090678202 3.82 3,974 SH SHARED 3,974 BIOTIME INC COM 09066L105 0.65 170 SH SHARED 01 170 BIOTIME INC COM 09066L105 12.99 3,400 SH C SHARED 3,400 BIRNER DENTAL MGMT SERVICES COM NEW 091283200 4.61 200 SH SHARED 01 200

BITAUTO HLDGS LTD SPONSORED ADS 091727107 0.20 20 SH SHARED 01 20 BITAUTO HLDGS LTD SPONSORED ADS 091727107 2,313.10 233,646 SH SHARED 233,646 BJS RESTAURANTS INC COM 09180C106 25.79 775 SH SHARED 01 775 BLACKBAUD INC COM 09227Q100 13.90 469 SH SHARED 01 469 BLACKBAUD INC COM 09227Q100 798.23 26,940 SH SHARED 20 26,940 BLACK BOX CORP DEL COM 091826107 11.65 534 SH SOLE 534 BLACK DIAMOND INC COM 09202G101 11.11 1,220 SH SHARED 01 1,220 BLACK DIAMOND INC COM 09202G101 14.50 1,592 SH SHARED 1,592 BLACK HILLS CORP COM 092113109 14.09 320 SH SHARED 320 BLACK HILLS CORP COM 092113109 1,393.73 31,647 SH SHARED 01 31,647 BLACKROCK BUILD AMER BD TR SHS 09248X100 60.62 2,692 SH SHARED 2,692 BLACKROCK BUILD AMER BD TR SHS 09248X100 13,765.80 611,270 SH SHARED 01 611,270 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 3,350.13 208,212 SH SHARED 01 208,212 BLACKROCK CA MUNI 2018 TERM COM 09249C105 67.76 4,222 SH SHARED 4,222 BLACKROCK CA MUNI 2018 TERM COM 09249C105 733.23 45,684 SH SHARED 01 45,684 BLACKROCK CORE BD TR SHS BEN INT 09249E101 12.13 823 SH SHARED 823 BLACKROCK CORE BD TR SHS BEN INT 09249E101 7,522.54 510,349 SH SHARED 01 510,349 BLACKROCK CORPOR HIGH YLD FD COM 09255L106 14.48 1,810 SH SHARED 01 1,810 BLACKROCK CORPOR HIGH YLD FD COM 09255L106 32.98 4,122 SH SHARED 4,122 BLACKROCK CORPOR HI YLD FD V COM 09255N102 39.59 2,990 SH SHARED 2,990 BLACKROCK CORPOR HI YLD FD V COM 09255N102 910.04 68,734 SH SHARED 01 68,734 BLACKROCK CORPOR HI YLD FD V COM 09255P107 562.65 43,616 SH SHARED 01 43,616 BLACKROCK CORPOR HI YLD III COM 09255M104 32.29 4,056 SH SHARED 4,056 BLACKROCK CORPOR HI YLD III COM 09255M104 93.83 11,788 SH SHARED 01 11,788 BLACKROCK CR ALLCTN INC TR COM 092508100 133.99 9,571 SH SHARED 9,571 BLACKROCK CR ALLCTN INC TR COM 092508100 4,203.19 300,228 SH SHARED 01 300,228 BLACKROCK DEBT STRAT FD INC COM 09255R103 1,066.66 239,699 SH SHARED 01 239,699 BLACKROCK DEFINED OPPRTY CR COM 09255Q105 136.96 8,853 SH SHARED 8,853 BLACKROCK DEFINED OPPRTY CR COM 09255Q105 185.62 11,999 SH SHARED 01 11,999 BLACKROCK ECOSOLUTIONS INVT COM SH 092546100 682.07 74,871 SH SHARED 01 74,871 BLACKROCK ENERGY & RES TR COM 09250U101 3,882.13 150,179 SH SHARED 01 150,179 BLACKROCK ENHANCED EQT DIV T COM 09251A104 2.44 312 SH SHARED 312 BLACKROCK ENHANCED EQT DIV T COM 09251A104 5,373.91 687,201 SH SHARED 01 687,201 BLACKROCK ENHANCED GOVT FD I COM 09255K108 259.02 16,996 SH SHARED 01 16,996 BLACKROCK ENH CAP & INC FD I COM 09256A109 18.04 1,387 SH SHARED 1,387 BLACKROCK ENH CAP & INC FD I COM 09256A109 2,055.24 157,974 SH SHARED 01 157,974

BLACKROCK FLA MUN 2020 TERM COM SHS 09250M109 651.36 41,435 SH SHARED 01 41,435 BLACKROCK FLOATING RATE INCO COM 091941104 12.17 773 SH SHARED 773 BLACKROCK FLOATING RATE INCO COM 091941104 3,504.29 222,636 SH SHARED 01 222,636 BLACKROCK FLOAT RATE OME STR COM 09255X100 1,385.54 85,686 SH SHARED 01 85,686 BLACKROCK GLOBAL OPP EQTY TR COM 092501105 10,252.89 738,681 SH SHARED 01 738,681 BLACKROCK HEALTH SCIENCES TR COM 09250W107 308.99 9,961 SH SHARED 01 9,961 BLACKROCK HIGH INCOME SHS SHS BEN INT 09250E107 438.76 185,131 SH SHARED 01 185,131 BLACKROCK HIGH YIELD TR SH BEN INT 09248N102 6.99 871 SH SHARED 01 871 BLACKROCK INC COM 09247X101 59.08 230 SH SHARED 20 230 BLACKROCK INC COM 09247X101 1,900.91 7,400 SH P SHARED 7,400 BLACKROCK INC COM 09247X101 2,353.02 9,160 SH SHARED 9,160 BLACKROCK INC COM 09247X101 3,544.94 13,800 SH C SHARED 13,800 BLACKROCK INC COM 09247X101 32,668.20 127,173 SH SHARED 01 127,173 BLACKROCK INCOME OPP TRUST I COM 092475102 53.35 4,742 SH SHARED 4,742 BLACKROCK INCOME OPP TRUST I COM 092475102 4,062.56 361,116 SH SHARED 01 361,116 BLACKROCK INCOME TR INC COM 09247F100 51.08 7,084 SH SHARED 7,084 BLACKROCK INCOME TR INC COM 09247F100 1,603.69 222,426 SH SHARED 01 222,426 BLACKROCK INTL GRWTH & INC T COM BENE INTER 092524107 2.82 370 SH SHARED 370 BLACKROCK INTL GRWTH & INC T COM BENE INTER 092524107 647.05 84,804 SH SHARED 01 84,804 BLACKROCK INVT QUALITY MUN T COM 09247D105 3.08 190 SH SHARED 190 BLACKROCK INVT QUALITY MUN T COM 09247D105 134.79 8,315 SH SHARED 01 8,315 BLACKROCK KELSO CAPITAL CORP COM 092533108 66.00 6,600 SH C SHARED 6,600 BLACKROCK KELSO CAPITAL CORP COM 092533108 193.00 19,300 SH P SHARED 19,300 BLACKROCK KELSO CAPITAL CORP COM 092533108 3,352.11 335,211 SH SHARED 01 335,211 BLACKROCK KELSO CAPITAL CORP COM 092533108 8,333.77 833,377 SH SHARED 833,377 BLACKROCK LONG-TERM MUNI ADV COM 09250B103 84.51 6,882 SH SHARED 01 6,882 BLACKROCK LTD DURATION INC T COM SHS 09249W101 10,742.49 566,587 SH SHARED 01 566,587 BLACKROCK MULTI-SECTOR INC T COM 09258A107 195.00 9,750 SH SHARED 9,750 BLACKROCK MULTI-SECTOR INC T COM 09258A107 1,133.00 56,650 SH SHARED 01 56,650 BLACKROCK MUN 2020 TERM TR COM SHS 09249X109 993.67 60,113 SH SHARED 01 60,113 BLACKROCK MUNI 2018 TERM TR COM 09248C106 34.70 2,062 SH SHARED 2,062 BLACKROCK MUNI 2018 TERM TR COM 09248C106 870.85 51,744 SH SHARED 01 51,744

BLACKROCK MUNIASSETS FD INC COM 09254J102 377.36 27,788 SH SHARED 01 27,788 BLACKROCK MUNIC BD INVST TR COM 09249K107 57.72 3,576 SH SHARED 01 3,576 BLACKROCK MUNICIPAL BOND TR COM 09249H104 7.23 440 SH SHARED 440 BLACKROCK MUNICIPAL BOND TR COM 09249H104 111.73 6,796 SH SHARED 01 6,796 BLACKROCK MUNICIPL INC QLTY COM 092479104 6.61 417 SH SHARED 417 BLACKROCK MUNICIPL INC QLTY COM 092479104 89.00 5,619 SH SHARED 01 5,619 BLACKROCK MUNIENHANCED FD IN COM 09253Y100 204.15 16,113 SH SHARED 01 16,113 BLACKROCK MUNIHLDGS FD II IN COM 09253P109 695.66 41,433 SH SHARED 01 41,433 BLACKROCK MUNIHLDGS NJ QLTY COM 09254X101 745.12 47,249 SH SHARED 01 47,249 BLACKROCK MUNIHLDGS NY QLTY COM 09255C106 556.28 36,075 SH SHARED 01 36,075 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 1,491.15 92,849 SH SHARED 01 92,849 BLACKROCK MUNIHLDNGS QLTY II COM 09254C107 590.23 38,527 SH SHARED 01 38,527 BLACKROCK MUNIHLDS INVSTM QL COM 09254P108 534.06 34,367 SH SHARED 01 34,367 BLACKROCK MUNIHOLDINGS FD IN COM 09253N104 5.77 322 SH SHARED 322 BLACKROCK MUNIHOLDINGS FD IN COM 09253N104 1,101.06 61,443 SH SHARED 01 61,443 BLACKROCK MUNIHOLDNGS QLTY I COM 09254A101 56.80 3,838 SH SHARED 3,838 BLACKROCK MUNIHOLDNGS QLTY I COM 09254A101 470.67 31,802 SH SHARED 01 31,802 BLACKROCK MUNI INCOME INV QL COM 09250G102 426.31 27,310 SH SHARED 01 27,310 BLACKROCK MUNI INCOME TR II COM 09249N101 7.51 465 SH SHARED 465 BLACKROCK MUNI INCOME TR II COM 09249N101 1,297.88 80,364 SH SHARED 01 80,364 BLACKROCK MUNI INTER DR FD I COM 09253X102 827.57 51,983 SH SHARED 01 51,983 BLACKROCK MUN INCOME TR SH BEN INT 09248F109 19.93 1,317 SH SHARED 1,317 BLACKROCK MUN INCOME TR SH BEN INT 09248F109 532.26 35,179 SH SHARED 01 35,179 BLACKROCK MUNI N Y INTER DUR COM 09255F109 254.25 16,435 SH SHARED 01 16,435 BLACKROCK MUNIVEST FD II INC COM 09253T101 452.03 26,559 SH SHARED 01 26,559 BLACKROCK MUNIVEST FD INC COM 09253R105 1,908.72 176,407 SH SHARED 01 176,407 BLACKROCK MUNIYIELD ARIZ FD COM 09254K109 16.35 1,060 SH SHARED 1,060 BLACKROCK MUNIYIELD ARIZ FD COM 09254K109 220.43 14,295 SH SHARED 01 14,295

BLACKROCK MUNIYIELD CALIF FD COM 09254M105 14.12 855 SH SHARED 855 BLACKROCK MUNIYIELD CALIF FD COM 09254M105 235.25 14,249 SH SHARED 01 14,249 BLACKROCK MUNIYIELD CALI QLT COM 09254N103 3,306.64 203,862 SH SHARED 01 203,862 BLACKROCK MUNIYIELD FD INC COM 09253W104 24.69 1,546 SH SHARED 1,546 BLACKROCK MUNIYIELD FD INC COM 09253W104 2,853.47 178,677 SH SHARED 01 178,677 BLACKROCK MUNIYIELD INVST FD COM 09254R104 7.61 463 SH SHARED 463 BLACKROCK MUNIYIELD INVST FD COM 09254R104 103.00 6,269 SH SHARED 01 6,269 BLACKROCK MUNIYIELD N J FD I COM 09254Y109 7.26 439 SH SHARED 439 BLACKROCK MUNIYIELD N J FD I COM 09254Y109 230.59 13,950 SH SHARED 01 13,950 BLACKROCK MUNIYIELD NJ QLTY COM 09255A100 73.88 4,736 SH SHARED 01 4,736 BLACKROCK MUNIYIELD NY QLTY COM 09255E102 350.47 23,601 SH SHARED 01 23,601 BLACKROCK MUNIYIELD PA QLTY COM 09255G107 5.39 350 SH SHARED 01 350 BLACKROCK MUNIYIELD QLTY FD COM 09254E103 19.56 1,282 SH SHARED 1,282 BLACKROCK MUNIYIELD QLTY FD COM 09254E103 6,098.29 399,626 SH SHARED 01 399,626 BLACKROCK MUNIYIELD QUALITY COM 09254F100 4,357.48 260,615 SH SHARED 01 260,615 BLACKROCK MUNIYLD INVST QLTY COM 09254T100 0.26 17 SH SHARED 01 17 BLACKROCK MUNIYLD INVST QLTY COM 09254T100 0.66 44 SH SHARED 44 BLACKROCK MUNIYLD MICH QLTY COM 09254V105 32.53 2,126 SH SHARED 01 2,126 BLACKROCK MUNIYLD MICH QLTY COM 09254V105 68.01 4,445 SH SHARED 4,445 BLACKROCK MUNIYLD MICH QLTY COM 09254W103 33.40 2,374 SH SHARED 2,374 BLACKROCK MUNIYLD MICH QLTY COM 09254W103 91.48 6,502 SH SHARED 01 6,502 BLACKROCK MUNIY QUALITY FD I COM 09254G108 93.39 6,563 SH SHARED 6,563 BLACKROCK MUNIY QUALITY FD I COM 09254G108 149.02 10,472 SH SHARED 01 10,472 BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 09257P105 12,814.66 556,192 SH SHARED 01 556,192 BLACKROCK NJ MUNICIPAL BOND COM 09249A109 6.95 426 SH SHARED 01 426 BLACKROCK NJ MUNICIPAL BOND COM 09249A109 50.51 3,097 SH SHARED 3,097 BLACKROCK N J MUN INCOME TR SH BEN INT 09248J101 9.65 588 SH SHARED 588 BLACKROCK N J MUN INCOME TR SH BEN INT 09248J101 100.41 6,119 SH SHARED 01 6,119

BLACKROCK NY MUNI 2018 TERM COM 09248K108 24.06 1,544 SH SHARED 1,544 BLACKROCK NY MUNI 2018 TERM COM 09248K108 185.40 11,900 SH SHARED 01 11,900 BLACKROCK NY MUNICIPAL BOND COM 09249P106 7.01 425 SH SHARED 425 BLACKROCK NY MUNICIPAL BOND COM 09249P106 82.50 5,000 SH SHARED 01 5,000 BLACKROCK NY MUNI INC QLTY T COM 09249U105 39.11 2,575 SH SHARED 2,575 BLACKROCK NY MUNI INC QLTY T COM 09249U105 258.23 17,000 SH SHARED 01 17,000 BLACKROCK N Y MUN INCOME TR SH BEN INT 09248L106 201.51 13,034 SH SHARED 01 13,034 BLACKROCK NY MUN INCOME TR I COM 09249R102 7.95 500 SH SHARED 01 500 BLACKROCK NY MUN INCOME TR I COM 09249R102 23.51 1,478 SH SHARED 1,478 BLACKROCK PA STRATEGIC MUN T COM 09248R103 6.27 429 SH SHARED 429 BLACKROCK PA STRATEGIC MUN T COM 09248R103 69.22 4,738 SH SHARED 01 4,738 BLACKROCK REAL ASSET EQUITY COM 09254B109 1,260.73 126,073 SH SHARED 01 126,073 BLACKROCK RES & COMM STRAT T SHS 09257A108 10,715.25 832,576 SH SHARED 01 832,576 BLACKROCK S&P QLTY RK EQ MD SHS BEN INT 09250D109 4.18 325 SH SHARED 01 325 BLACKROCK S&P QLTY RK EQ MD SHS BEN INT 09250D109 25.75 2,001 SH SHARED 2,001 BLACKROCK SR HIGH INCOME FD COM 09255T109 37.12 8,341 SH SHARED 8,341 BLACKROCK SR HIGH INCOME FD COM 09255T109 349.09 78,448 SH SHARED 01 78,448 BLACKROCK STRATEGIC MUN TR COM 09248T109 36.50 2,403 SH SHARED 2,403 BLACKROCK STRATEGIC MUN TR COM 09248T109 48.84 3,215 SH SHARED 01 3,215 BLACKROCK STRTGC BOND TR COM 09249G106 11.37 767 SH SHARED 767 BLACKROCK STRTGC BOND TR COM 09249G106 186.58 12,581 SH SHARED 01 12,581 BLACKROCK UTIL & INFRASTRCTU COM 09248D104 44.04 2,249 SH SHARED 2,249 BLACKROCK UTIL & INFRASTRCTU COM 09248D104 549.71 28,075 SH SHARED 01 28,075 BLACKROCK VA MUNICIPAL BOND COM 092481100 247.72 11,768 SH SHARED 01 11,768 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 1,157.13 58,500 SH C SHARED 58,500 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 1,768.33 89,400 SH P SHARED 89,400 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 15,371.31 777,114 SH SHARED 01 777,114 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 109,218.89 5,521,683 SH SHARED 5,521,683 BLACKSTONE GSO FLTING RTE FU COM 09256U105 992.47 47,784 SH SHARED 01 47,784 BLACKSTONE GSO LNG SHRT CR I COM SHS BN INT 09257D102 43.55 2,221 SH SHARED 2,221 BLACKSTONE GSO LNG SHRT CR I COM SHS BN INT 09257D102 22,058.52 1,124,861 SH SHARED 01 1,124,861

BLACKSTONE GSO STRATEGIC CR COM SHS BEN IN 09257R101 41.65 2,074 SH SHARED 2,074 BLACKSTONE GSO STRATEGIC CR COM SHS BEN IN 09257R101 4,370.71 217,665 SH SHARED 01 217,665 BLDRS INDEX FDS TR ASIA 50 ADR 09348R102 172.77 6,394 SH SHARED 01 6,394 BLDRS INDEX FDS TR DEV MK 100 ADR 09348R201 208.23 9,618 SH SHARED 01 9,618 BLDRS INDEX FDS TR EMER MK 50 ADR 09348R300 1,318.88 34,168 SH SHARED 01 34,168 BLDRS INDEX FDS TR EUR 100 ADR 09348R409 427.73 20,195 SH SHARED 01 20,195 BLOCK H & R INC COM 093671105 348.16 11,834 SH SHARED 11,834 BLOCK H & R INC COM 093671105 453.07 15,400 SH SHARED 15,400 BLOCK H & R INC COM 093671105 608.99 20,700 SH C SHARED 20,700 BLOCK H & R INC COM 093671105 1,391.57 47,300 SH P SHARED 47,300 BLOCK H & R INC COM 093671105 1,583.35 53,819 SH SHARED 01 53,819 BLONDER TONGUE LABS INC COM 093698108 0.94 745 SH SOLE 745 BLOOMIN BRANDS INC COM 094235108 3.57 200 SH P SHARED 200 BLOOMIN BRANDS INC COM 094235108 438.28 24,540 SH SHARED 01 24,540 BLOOMIN BRANDS INC COM 094235108 1,268.06 71,000 SH C SHARED 71,000 BLOUNT INTL INC NEW COM 095180105 2.68 200 SH C SHARED 200 BLOUNT INTL INC NEW COM 095180105 455.07 34,011 SH SHARED 01 34,011 BLUCORA INC COM 095229100 1.55 100 SH P SHARED 100 BLUCORA INC COM 095229100 8.79 568 SH SHARED 01 568 BLUCORA INC COM 095229100 54.12 3,496 SH SHARED 3,496 BLUCORA INC COM 095229100 75.85 4,900 SH C SHARED 4,900 BLUEFLY INC COM NEW 096227301 12.78 15,971 SH SOLE 15,971 BLUEGREEN CORP COM 096231105 39.73 4,038 SH SOLE 4,038 BLUEKNIGHT ENERGY PARTNERS L COM UNIT 09625U109 6.31 736 SH SHARED 736 BLUEKNIGHT ENERGY PARTNERS L COM UNIT 09625U109 85.70 10,000 SH SHARED 01 10,000 BLUELINX HLDGS INC COM 09624H109 5.47 1,921 SH SOLE 1,921 BLUE NILE INC COM 09578R103 4.69 136 SH SHARED 01 136 BLUE NILE INC COM 09578R103 13.85 402 SH SHARED 402 BLUE NILE INC COM 09578R103 117.13 3,400 SH C SHARED 3,400 BLUE NILE INC COM 09578R103 148.14 4,300 SH P SHARED 4,300 BLUEPHOENIX SOLUTIONS LTD SHS NEW M20157117 12.69 2,925 SH SOLE 2,925 BLUE WOLF MONGOLIA HOLDINGS SHS G11962100 0.02 2 SH SOLE 2 BLUE WOLF MONGOLIA HOLDINGS UNIT 99/99/9999 G11962126 2.05 203 SH SOLE 203 BLUE WOLF MONGOLIA HOLDINGS *W EXP 07/20/201 G11962118 0.19 3,700 SH SOLE 3,700 BLYTH INC COM NEW 09643P207 27.20 1,567 SH SOLE 1,567 BMC SOFTWARE INC COM 055921100 148.26 3,200 SH P SHARED 3,200 BMC SOFTWARE INC COM 055921100 273.35 5,900 SH C SHARED 5,900 BMC SOFTWARE INC COM 055921100 389.17 8,400 SH SHARED 8,400 BMC SOFTWARE INC COM 055921100 2,670.74 57,646 SH SHARED 57,646 BMC SOFTWARE INC COM 055921100 5,323.32 114,900 SH SHARED 01 114,900 BNC BANCORP COM 05566T101 0.64 64 SH SHARED 64 BNC BANCORP COM 05566T101 25.50 2,545 SH SHARED 01 2,545 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 140.69 4,800 SH P SHARED 4,800 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 2,957.38 100,900 SH C SHARED 100,900 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 16,173.17 551,797 SH SHARED 01 551,797

BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 24,856.87 848,068 SH SHARED 848,068 BOB EVANS FARMS INC COM 096761101 501.00 11,755 SH SHARED 01 11,755 BODY CENT CORP COM 09689U102 2.82 300 SH C SOLE 300 BODY CENT CORP COM 09689U102 52.60 5,596 SH SOLE 5,596 BOEING CO COM 097023105 77.27 900 SH C SHARED 01 900 BOEING CO COM 097023105 113.32 1,320 SH SHARED 17 1,320 BOEING CO COM 097023105 4,462.14 51,976 SH SHARED 51,976 BOEING CO COM 097023105 7,724.01 89,971 SH SHARED 20 89,971 BOEING CO COM 097023105 19,831.35 231,000 SH P SHARED 231,000 BOEING CO COM 097023105 26,844.44 312,690 SH SHARED 312,690 BOEING CO COM 097023105 42,315.47 492,900 SH C SHARED 492,900 BOEING CO COM 097023105 176,048.99 2,050,658 SH SHARED 01 2,050,658 BOFI HLDG INC COM 05566U108 7.18 200 SH SHARED 01 200 BOFI HLDG INC COM 05566U108 9.90 276 SH SHARED 276 BOINGO WIRELESS INC COM 09739C102 0.30 54 SH SHARED 01 54 BOINGO WIRELESS INC COM 09739C102 1.10 200 SH C SHARED 200 BOINGO WIRELESS INC COM 09739C102 92.51 16,759 SH SHARED 16,759 BOISE CASCADE CO DEL COM 09739D100 3.39 100 SH P SOLE 100 BOISE CASCADE CO DEL COM 09739D100 12.59 371 SH SOLE 371 BOISE CASCADE CO DEL COM 09739D100 30.55 900 SH C SOLE 900 BOISE INC COM 09746Y105 21.91 2,530 SH SHARED 01 2,530 BOISE INC COM 09746Y105 36.37 4,200 SH C SHARED 4,200 BOK FINL CORP COM NEW 05561Q201 1.99 32 SH SHARED 32 BOK FINL CORP COM NEW 05561Q201 37.01 594 SH SHARED 01 594 BOLT TECHNOLOGY CORP COM 097698104 3.88 222 SH SHARED 01 222 BOLT TECHNOLOGY CORP COM 097698104 14.51 831 SH SHARED 831 BONA FILM GROUP LTD SPONSORED ADS 09777B107 12.45 2,706 SH SOLE 2,706 BONANZA CREEK ENERGY INC COM 097793103 7.73 200 SH P SHARED 200 BONANZA CREEK ENERGY INC COM 097793103 25.56 661 SH SHARED 661 BONANZA CREEK ENERGY INC COM 097793103 81.21 2,100 SH C SHARED 2,100 BONANZA CREEK ENERGY INC COM 097793103 199.77 5,166 SH SHARED 01 5,166 BONSO ELECTRS INTL INC COM PAR $0.003 098529308 1.14 769 SH SOLE 769 BON-TON STORES INC COM 09776J101 0.65 50 SH SHARED 01 50 BON-TON STORES INC COM 09776J101 35.10 2,700 SH C SHARED 2,700 BON-TON STORES INC COM 09776J101 36.40 2,800 SH P SHARED 2,800 BON-TON STORES INC COM 09776J101 92.42 7,109 SH SHARED 7,109 BOOKS-A-MILLION INC COM 098570104 3.54 1,279 SH SOLE 1,279 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 13.74 1,022 SH SOLE 1,022 BORGWARNER INC COM 099724106 110.60 1,430 SH SHARED 20 1,430 BORGWARNER INC COM 099724106 464.04 6,000 SH SHARED 6,000 BORGWARNER INC COM 099724106 1,214.24 15,700 SH C SHARED 15,700 BORGWARNER INC COM 099724106 2,524.45 32,641 SH SHARED 32,641 BORGWARNER INC COM 099724106 6,713.11 86,800 SH P SHARED 86,800 BORGWARNER INC COM 099724106 8,188.37 105,875 SH SHARED 01 105,875 BOSTON BEER INC CL A 100557107 266.44 1,669 SH SHARED 01 1,669 BOSTON BEER INC CL A 100557107 377.87 2,367 SH SHARED 2,367 BOSTON BEER INC CL A 100557107 2,442.49 15,300 SH C SHARED 15,300 BOSTON BEER INC CL A 100557107 5,220.23 32,700 SH P SHARED 32,700 BOSTON PPTYS LTD PARTNERSHIP NOTE 3.750% 5/1 10112RAG9 5.15 5,000 PRN SHARED 01 5,000 BOSTON PRIVATE FINL HLDGS IN COM 101119105 1.68 170 SH SHARED 01 170

BOSTON PRIVATE FINL HLDGS IN COM 101119105 19.35 1,959 SH SHARED 1,959 BOSTON PROPERTIES INC COM 101121101 1,055.27 10,442 SH SHARED 01 10,442 BOSTON PROPERTIES INC COM 101121101 1,101.55 10,900 SH P SHARED 10,900 BOSTON PROPERTIES INC COM 101121101 1,232.93 12,200 SH C SHARED 12,200 BOSTON PROPERTIES INC COM 101121101 5,899.38 58,375 SH SHARED 58,375 BOSTON PROPERTIES INC COM 101121101 7,357.77 72,806 SH SHARED 72,806 BOSTON SCIENTIFIC CORP COM 101137107 79.66 10,200 SH P SHARED 10,200 BOSTON SCIENTIFIC CORP COM 101137107 80.43 10,298 SH SHARED 10,298 BOSTON SCIENTIFIC CORP COM 101137107 490.47 62,800 SH C SHARED 62,800 BOSTON SCIENTIFIC CORP COM 101137107 602.92 77,199 SH SHARED 77,199 BOSTON SCIENTIFIC CORP COM 101137107 4,232.41 541,922 SH SHARED 01 541,922 BOTTOMLINE TECH DEL INC COM 101388106 3.71 130 SH SHARED 01 130 BOTTOMLINE TECH DEL INC COM 101388106 2,593.18 90,957 SH SHARED 90,957 BOULDER BRANDS INC COM 101405108 2.70 300 SH C SHARED 300 BOULDER BRANDS INC COM 101405108 4.65 517 SH SHARED 517 BOULDER BRANDS INC COM 101405108 20.67 2,299 SH SHARED 01 2,299 BOULDER BRANDS INC COM 101405108 27.87 3,100 SH P SHARED 3,100 BOULDER GROWTH & INCOME FD I COM 101507101 3.73 509 SH SOLE 509 BOULDER TOTAL RETURN FD INC COM 101541100 0.10 5 SH SHARED 01 5 BOVIE MEDICAL CORP COM 10211F100 9.90 3,000 SH SHARED 01 3,000 BOWL AMER INC CL A 102565108 7.17 555 SH SHARED 01 555 BOWL AMER INC CL A 102565108 7.31 566 SH SHARED 566 BOX SHIPS INCORPORATED SHS Y09675102 91.56 19,690 SH SHARED 01 19,690 BOYD GAMING CORP COM 103304101 19.02 2,300 SH C SHARED 2,300 BOYD GAMING CORP COM 103304101 25.64 3,100 SH SHARED 01 3,100 BOYD GAMING CORP COM 103304101 194.08 23,468 SH SHARED 23,468 BOYD GAMING CORP COM 103304101 434.18 52,500 SH P SHARED 52,500 BP PLC SPONSORED ADR 055622104 2.96 70 SH SHARED 17 70 BP PLC SPONSORED ADR 055622104 656.43 15,500 SH SHARED 15,500 BP PLC SPONSORED ADR 055622104 1,638.31 38,685 SH SHARED 20 38,685 BP PLC SPONSORED ADR 055622104 19,252.31 454,600 SH P SHARED 454,600 BP PLC SPONSORED ADR 055622104 50,985.17 1,203,900 SH C SHARED 1,203,900 BP PLC SPONSORED ADR 055622104 58,962.80 1,392,274 SH SHARED 01 1,392,274 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 31.89 382 SH SHARED 382 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 166.98 2,000 SH C SHARED 2,000 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 517.64 6,200 SH P SHARED 6,200 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 4,324.20 51,793 SH SHARED 01 51,793 BPZ RESOURCES INC COM 055639108 9.53 4,200 SH C SHARED 4,200 BPZ RESOURCES INC COM 055639108 23.84 10,500 SH SHARED 01 10,500 BRADY CORP CL A 104674106 9.86 294 SH SHARED 01 294 BRADY CORP CL A 104674106 33.33 994 SH SHARED 994 BRANDYWINE RLTY TR SH BEN INT NEW 105368203 2.97 200 SH C SHARED 200 BRANDYWINE RLTY TR SH BEN INT NEW 105368203 414.03 27,881 SH SHARED 01 27,881 BRANDYWINE RLTY TR SH BEN INT NEW 105368203 661.27 44,530 SH SHARED 44,530 BRANDYWINE RLTY TR SH BEN INT NEW 105368203 910.10 61,286 SH SHARED 61,286 BRASILAGRO BRAZILIAN AGRIC R SPONSORED ADR 10554B104 2.44 500 SH SOLE 500 BRASKEM S A SP ADR PFD A 105532105 4.06 300 SH P SHARED 300 BRASKEM S A SP ADR PFD A 105532105 8.12 600 SH SHARED 01 600 BRASKEM S A SP ADR PFD A 105532105 18.96 1,400 SH C SHARED 1,400

BRAVO BRIO RESTAURANT GROUP COM 10567B109 2.98 188 SH SOLE 188 BREEZE EASTERN CORP COM 106764103 7.00 849 SH SHARED 849 BREEZE EASTERN CORP COM 106764103 359.86 43,619 SH SHARED 01 43,619 BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 106776107 72.14 3,600 SH P SHARED 3,600 BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 106776107 419.70 20,943 SH SHARED 20,943 BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 106776107 1,621.36 80,906 SH SHARED 01 80,906 BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 106776107 1,623.24 81,000 SH C SHARED 81,000 BRE PROPERTIES INC CL A 05564E106 82.76 1,700 SH C SHARED 1,700 BRE PROPERTIES INC CL A 05564E106 566.78 11,643 SH SHARED 01 11,643 BRE PROPERTIES INC CL A 05564E106 1,589.30 32,648 SH SHARED 32,648 BRE PROPERTIES INC CL A 05564E106 2,311.33 47,480 SH SHARED 47,480 BRF-BRASIL FOODS S A SPONSORED ADR 10552T107 1,249.46 56,511 SH SHARED 01 56,511 BRF-BRASIL FOODS S A SPONSORED ADR 10552T107 1,722.06 77,886 SH SHARED 77,886 BRF-BRASIL FOODS S A SPONSORED ADR 10552T107 4,130.15 186,800 SH C SHARED 186,800 BRIDGE CAP HLDGS COM 108030107 23.12 1,517 SH SOLE 1,517 BRIDGELINE DIGITAL INC COM 10807Q205 2.54 2,001 SH SOLE 2,001 BRIDGEPOINT ED INC COM 10807M105 42.91 4,195 SH SHARED 4,195 BRIDGEPOINT ED INC COM 10807M105 53.20 5,200 SH C SHARED 5,200 BRIDGEPOINT ED INC COM 10807M105 71.61 7,000 SH P SHARED 7,000 BRIDGEPOINT ED INC COM 10807M105 158.53 15,497 SH SHARED 01 15,497 BRIDGFORD FOODS CORP COM 108763103 2.04 254 SH SOLE 254 BRIGGS & STRATTON CORP COM 109043109 7.44 300 SH P SHARED 300 BRIGGS & STRATTON CORP COM 109043109 128.96 5,200 SH C SHARED 5,200 BRIGGS & STRATTON CORP COM 109043109 618.31 24,932 SH SHARED 01 24,932 BRIGHTCOVE INC COM 10921T101 4.56 735 SH SHARED 735 BRIGHTCOVE INC COM 10921T101 186.30 30,000 SH SHARED 01 30,000 BRIGHT HORIZONS FAM SOL IN D COM 109194100 74.34 2,200 SH SOLE 2,200 BRIGUS GOLD CORP COM 109490102 35.28 42,500 SH SHARED 01 42,500 BRINKER INTL INC COM 109641100 30.12 800 SH P SHARED 800 BRINKER INTL INC COM 109641100 79.07 2,100 SH C SHARED 2,100 BRINKER INTL INC COM 109641100 226.43 6,014 SH SHARED 6,014 BRINKER INTL INC COM 109641100 2,016.87 53,569 SH SHARED 01 53,569 BRINKS CO COM 109696104 45.22 1,600 SH C SHARED 1,600 BRINKS CO COM 109696104 162.78 5,760 SH SHARED 01 5,760 BRISTOL MYERS SQUIBB CO COM 110122108 1,977.12 48,000 SH P SHARED 48,000 BRISTOL MYERS SQUIBB CO COM 110122108 2,646.46 64,250 SH SHARED 20 64,250 BRISTOL MYERS SQUIBB CO COM 110122108 4,299.78 104,389 SH SHARED 104,389 BRISTOL MYERS SQUIBB CO COM 110122108 8,501.62 206,400 SH C SHARED 206,400 BRISTOL MYERS SQUIBB CO COM 110122108 52,251.66 1,268,552 SH SHARED 1,268,552 BRISTOL MYERS SQUIBB CO COM 110122108 149,137.09 3,620,711 SH SHARED 01 3,620,711 BRISTOL MYERS SQUIBB CO PFD CV $2 110122207 81.77 122 SH SOLE 122 BRISTOW GROUP INC COM 110394103 9.89 150 SH SHARED 01 150 BRISTOW GROUP INC COM 110394103 802.62 12,172 SH SHARED 12,172 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 53.53 500 SH C SHARED 500 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 64.23 600 SH C SHARED 01 600 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 612.11 5,718 SH SHARED 5,718 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 130,444.92 1,218,542 SH SHARED 01 1,218,542 BROADCOM CORP CL A 111320107 61.73 1,780 SH SHARED 20 1,780

BROADCOM CORP CL A 111320107 1,139.21 32,850 SH SHARED 32,850 BROADCOM CORP CL A 111320107 4,884.54 140,850 SH SHARED 140,850 BROADCOM CORP CL A 111320107 7,892.94 227,600 SH P SHARED 227,600 BROADCOM CORP CL A 111320107 10,972.44 316,400 SH C SHARED 316,400 BROADCOM CORP CL A 111320107 34,568.37 996,810 SH SHARED 01 996,810 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 2.48 100 SH C SHARED 100 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 186.03 7,489 SH SHARED 7,489 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 676.02 27,215 SH SHARED 01 27,215 BROADSOFT INC COM 11133B409 21.57 815 SH SHARED 01 815 BROADSOFT INC COM 11133B409 37.06 1,400 SH C SHARED 1,400 BROADSOFT INC COM 11133B409 290.35 10,969 SH SHARED 10,969 BROADSOFT INC COM 11133B409 757.04 28,600 SH P SHARED 28,600 BROADVISION INC COM PAR $.001 111412706 2.76 313 SH SHARED 313 BROADWAY FINL CORP DEL COM 111444105 1.87 2,257 SH SOLE 2,257 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 42.12 7,300 SH P SHARED 7,300 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 139.63 24,200 SH C SHARED 24,200 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 369.75 64,082 SH SHARED 64,082 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 1,120.46 194,188 SH SHARED 01 194,188 BROOKDALE SR LIVING INC COM 112463104 28.55 1,024 SH SHARED 01 1,024 BROOKDALE SR LIVING INC COM 112463104 103.16 3,700 SH P SHARED 3,700 BROOKDALE SR LIVING INC COM 112463104 515.78 18,500 SH SHARED 18,500 BROOKDALE SR LIVING INC COM 112463104 2,818.67 101,100 SH C SHARED 101,100 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 51.09 1,400 SH P SHARED 1,400 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 109.47 3,000 SH C SHARED 3,000 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 1,155.82 31,675 SH SHARED 31,675 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 3,364.45 92,202 SH SHARED 01 92,202 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 3,562.85 97,639 SH SHARED 97,639 BROOKFIELD CDA OFFICE PPTYS TR UNIT 112823109 0.75 28 SH SOLE 28 BROOKFIELD GLOBL LISTED INFR COM SHS 11273Q109 3,339.36 150,761 SH SHARED 01 150,761 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 26.64 700 SH P SHARED 700 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 955.38 25,102 SH SHARED 25,102 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 2,053.30 53,949 SH SHARED 01 53,949 BROOKFIELD OFFICE PPTYS INC COM 112900105 145.81 8,492 SH SHARED 01 8,492 BROOKFIELD OFFICE PPTYS INC COM 112900105 267.85 15,600 SH SHARED 15,600 BROOKFIELD OFFICE PPTYS INC COM 112900105 2,312.56 134,686 SH SHARED 134,686 BROOKFIELD RESIDENTIAL PPTYS COM 11283W104 77.91 3,201 SH SHARED 01 3,201 BROOKFIELD TOTAL RETURN FD I COM 11283U108 19.04 756 SH SHARED 756

BROOKFIELD TOTAL RETURN FD I COM 11283U108 717.86 28,509 SH SHARED 01 28,509 BROOKLINE BANCORP INC DEL COM 11373M107 12.62 1,381 SH SHARED 01 1,381 BROOKS AUTOMATION INC COM 114340102 2.04 200 SH P SHARED 200 BROOKS AUTOMATION INC COM 114340102 11.51 1,131 SH SHARED 1,131 BROOKS AUTOMATION INC COM 114340102 169.39 16,639 SH SHARED 01 16,639 BROWN & BROWN INC COM 115236101 1.06 33 SH SHARED 33 BROWN & BROWN INC COM 115236101 16.02 500 SH C SHARED 500 BROWN & BROWN INC COM 115236101 744.71 23,243 SH SHARED 01 23,243 BROWN FORMAN CORP CL A 115637100 585.12 7,950 SH SHARED 01 7,950 BROWN FORMAN CORP CL A 115637100 601.68 8,175 SH SHARED 8,175 BROWN FORMAN CORP CL B 115637209 602.40 8,437 SH SHARED 8,437 BROWN FORMAN CORP CL B 115637209 4,504.27 63,085 SH SHARED 01 63,085 BROWN SHOE INC NEW COM 115736100 1.60 100 SH P SHARED 100 BROWN SHOE INC NEW COM 115736100 119.46 7,466 SH SHARED 01 7,466 BROWN SHOE INC NEW COM 115736100 164.80 10,300 SH C SHARED 10,300 BRT RLTY TR SH BEN INT NEW 055645303 2.40 342 SH SHARED 342 BRT RLTY TR SH BEN INT NEW 055645303 166.96 23,783 SH SHARED 01 23,783 BRUKER CORP COM 116794108 26.74 1,400 SH C SHARED 1,400 BRUKER CORP COM 116794108 66.85 3,500 SH P SHARED 3,500 BRUKER CORP COM 116794108 69.52 3,640 SH SHARED 20 3,640 BRUKER CORP COM 116794108 307.93 16,122 SH SHARED 16,122 BRUKER CORP COM 116794108 761.02 39,844 SH SHARED 01 39,844 BRUNSWICK CORP COM 117043109 0.24 7 SH SHARED 01 7 BRUNSWICK CORP COM 117043109 3.42 100 SH P SHARED 100 BRUNSWICK CORP COM 117043109 27.38 800 SH C SHARED 800 BRUNSWICK CORP COM 117043109 52.29 1,528 SH SHARED 1,528 BRYN MAWR BK CORP COM 117665109 5.75 247 SH SHARED 01 247 BRYN MAWR BK CORP COM 117665109 9.73 418 SH SHARED 418 BSD MED CORP DEL COM 055662100 1.32 900 SH C SHARED 900 BSD MED CORP DEL COM 055662100 2.94 2,000 SH SHARED 01 2,000 BSD MED CORP DEL COM 055662100 6.38 4,342 SH SHARED 4,342 BSQUARE CORP COM NEW 11776U300 1.56 507 SH SHARED 507 BSQUARE CORP COM NEW 11776U300 12.32 4,000 SH SHARED 01 4,000 BT GROUP PLC ADR 05577E101 91.04 2,166 SH SHARED 2,166 BT GROUP PLC ADR 05577E101 2,142.86 50,984 SH SHARED 01 50,984 BTU INTL INC COM 056032105 2.01 883 SH SOLE 883 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 1,712.48 28,000 SH C SHARED 28,000 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 2,684.92 43,900 SH P SHARED 43,900 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 52,216.08 853,762 SH SHARED 853,762 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 80,608.45 1,317,993 SH SHARED 01 1,317,993 BUCKEYE TECHNOLOGIES INC COM 118255108 3.00 100 SH P SHARED 100 BUCKEYE TECHNOLOGIES INC COM 118255108 26.96 900 SH C SHARED 900 BUCKEYE TECHNOLOGIES INC COM 118255108 41.09 1,372 SH SHARED 01 1,372 BUCKLE INC COM 118440106 11.90 255 SH SHARED 255 BUCKLE INC COM 118440106 37.32 800 SH C SHARED 800 BUCKLE INC COM 118440106 195.93 4,200 SH P SHARED 4,200 BUCKLE INC COM 118440106 1,308.30 28,045 SH SHARED 01 28,045 BUFFALO WILD WINGS INC COM 119848109 145.14 1,658 SH SHARED 01 1,658 BUFFALO WILD WINGS INC COM 119848109 157.57 1,800 SH P SHARED 1,800 BUFFALO WILD WINGS INC COM 119848109 192.59 2,200 SH C SHARED 2,200 BUILD A BEAR WORKSHOP COM 120076104 30.39 5,639 SH SOLE 5,639 BUNGE LIMITED COM G16962105 221.49 3,000 SH P SHARED 3,000 BUNGE LIMITED COM G16962105 679.24 9,200 SH C SHARED 9,200

BUNGE LIMITED COM G16962105 763.11 10,336 SH SHARED 10,336 BUNGE LIMITED COM G16962105 8,058.77 109,153 SH SHARED 109,153 BUNGE LIMITED COM G16962105 8,959.93 121,359 SH SHARED 01 121,359 BURCON NUTRASCIENCE CORP COM 120831102 1.52 500 SH SOLE 500 BURGER KING WORLDWIDE INC COM 121220107 38.20 2,000 SH C SHARED 2,000 BURGER KING WORLDWIDE INC COM 121220107 78.31 4,100 SH P SHARED 4,100 BURGER KING WORLDWIDE INC COM 121220107 215.83 11,300 SH SHARED 11,300 BURGER KING WORLDWIDE INC COM 121220107 1,056.27 55,302 SH SHARED 55,302 CABELAS INC COM 126804301 455.85 7,500 SH P SHARED 7,500 CABELAS INC COM 126804301 601.72 9,900 SH C SHARED 9,900 CABELAS INC COM 126804301 1,621.91 26,685 SH SHARED 01 26,685 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 25.43 1,700 SH P SHARED 1,700 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 213.93 14,300 SH SHARED 14,300 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 420.38 28,100 SH C SHARED 28,100 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 3,889.09 259,966 SH SHARED 01 259,966 CABOT CORP COM 127055101 308.14 9,010 SH SHARED 01 9,010 CABOT MICROELECTRONICS CORP COM 12709P103 19.18 552 SH SHARED 01 552 CABOT MICROELECTRONICS CORP COM 12709P103 24.33 700 SH C SHARED 700 CABOT OIL & GAS CORP COM 127097103 1,277.83 18,900 SH P SHARED 18,900 CABOT OIL & GAS CORP COM 127097103 1,461.59 21,618 SH SHARED 21,618 CABOT OIL & GAS CORP COM 127097103 1,921.14 28,415 SH SHARED 20 28,415 CABOT OIL & GAS CORP COM 127097103 4,631.29 68,500 SH C SHARED 68,500 CABOT OIL & GAS CORP COM 127097103 7,526.82 111,327 SH SHARED 01 111,327 CACHE INC COM NEW 127150308 3.94 934 SH SHARED 934 CACHE INC COM NEW 127150308 28.49 6,750 SH SHARED 01 6,750 CACI INTL INC CL A 127190304 160.88 2,780 SH SHARED 01 2,780 CADENCE DESIGN SYSTEM INC COM 127387108 16.72 1,200 SH C SHARED 1,200 CADENCE DESIGN SYSTEM INC COM 127387108 297.99 21,392 SH SHARED 21,392 CADENCE DESIGN SYSTEM INC COM 127387108 422.08 30,300 SH P SHARED 30,300 CADENCE DESIGN SYSTEM INC COM 127387108 4,327.67 310,673 SH SHARED 01 310,673 CADENCE PHARMACEUTICALS INC COM 12738T100 13.38 2,000 SH P SHARED 2,000 CADENCE PHARMACEUTICALS INC COM 12738T100 14.72 2,200 SH SHARED 01 2,200 CADENCE PHARMACEUTICALS INC COM 12738T100 45.49 6,800 SH C SHARED 6,800 CAE INC COM 124765108 103.56 10,600 SH SHARED 10,600 CAE INC COM 124765108 427.95 43,802 SH SHARED 43,802 CAESARS ENTMT CORP COM 127686103 11.20 706 SH SOLE 706 CAESARS ENTMT CORP COM 127686103 180.80 11,400 SH C SOLE 11,400 CAESARS ENTMT CORP COM 127686103 236.31 14,900 SH P SOLE 14,900 CAESARSTONE SDOT-YAM LTD ORD SHS M20598104 72.28 2,738 SH SOLE 2,738 CAFEPRESS INC COM 12769A103 3.17 527 SH SOLE 527 CAI INTERNATIONAL INC COM 12477X106 14.41 500 SH SHARED 01 500 CAI INTERNATIONAL INC COM 12477X106 22.85 793 SH SHARED 793 CA INC COM 12673P105 352.52 14,000 SH C SHARED 14,000 CA INC COM 12673P105 448.20 17,800 SH SHARED 17,800 CA INC COM 12673P105 1,503.25 59,700 SH P SHARED 59,700 CA INC COM 12673P105 2,763.18 109,737 SH SHARED 109,737 CA INC COM 12673P105 3,769.65 149,708 SH SHARED 01 149,708 CALAMOS ASSET MGMT INC CL A 12811R104 240.05 20,395 SH SHARED 01 20,395 CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 3,732.77 291,395 SH SHARED 01 291,395

CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 48.52 3,845 SH SHARED 3,845 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 6,537.79 518,050 SH SHARED 01 518,050 CALAMOS GBL DYN INCOME FUND COM 12811L107 10.00 1,116 SH SHARED 1,116 CALAMOS GBL DYN INCOME FUND COM 12811L107 941.53 105,082 SH SHARED 01 105,082 CALAMOS GLOBAL TOTAL RETURN COM SH BEN INT 128118106 5.47 373 SH SHARED 373 CALAMOS GLOBAL TOTAL RETURN COM SH BEN INT 128118106 353.59 24,103 SH SHARED 01 24,103 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 36.05 3,398 SH SHARED 3,398 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 15,489.06 1,459,855 SH SHARED 01 1,459,855 CALAMP CORP COM 128126109 13.59 1,239 SH SHARED 1,239 CALAMP CORP COM 128126109 343.33 31,297 SH SHARED 01 31,297 CALAVO GROWERS INC COM 128246105 20.15 700 SH SHARED 01 700 CAL DIVE INTL INC DEL COM 12802T101 0.90 500 SH P SHARED 500 CAL DIVE INTL INC DEL COM 12802T101 6.60 3,664 SH SHARED 3,664 CAL DIVE INTL INC DEL COM 12802T101 14.76 8,200 SH C SHARED 8,200 CAL DIVE INTL INC DEL COM 12802T101 15.94 8,856 SH SHARED 01 8,856 CALGON CARBON CORP COM 129603106 9.05 500 SH P SHARED 500 CALGON CARBON CORP COM 129603106 52.49 2,900 SH C SHARED 2,900 CALGON CARBON CORP COM 129603106 880.04 48,621 SH SHARED 01 48,621 CALGON CARBON CORP COM 129603106 2,393.31 132,227 SH SHARED 132,227 CALIFORNIA WTR SVC GROUP COM 130788102 19.58 984 SH SHARED 984 CALIFORNIA WTR SVC GROUP COM 130788102 445.76 22,400 SH C SHARED 22,400 CALIFORNIA WTR SVC GROUP COM 130788102 2,146.65 107,872 SH SHARED 01 107,872 CALIX INC COM 13100M509 4.89 600 SH P SHARED 600 CALIX INC COM 13100M509 12.23 1,500 SH SHARED 01 1,500 CALIX INC COM 13100M509 40.75 5,000 SH C SHARED 5,000 CALLAWAY GOLF CO COM 131193104 29.17 4,407 SH SHARED 01 4,407 CALLAWAY GOLF CO COM 131193104 45.02 6,800 SH C SHARED 6,800 CALLIDUS SOFTWARE INC COM 13123E500 5.62 1,230 SH SOLE 1,230 CALLON PETE CO DEL COM 13123X102 0.19 50 SH SHARED 01 50 CALLON PETE CO DEL COM 13123X102 22.57 6,100 SH C SHARED 6,100 CALLON PETE CO DEL COM 13123X102 22.94 6,200 SH P SHARED 6,200 CAL MAINE FOODS INC COM NEW 128030202 17.02 400 SH C SHARED 400 CAL MAINE FOODS INC COM NEW 128030202 866.35 20,356 SH SHARED 20,356 CAL MAINE FOODS INC COM NEW 128030202 3,576.87 84,043 SH SHARED 01 84,043 CALPINE CORP COM NEW 131347304 20.60 1,000 SH P SHARED 1,000 CALPINE CORP COM NEW 131347304 175.10 8,500 SH C SHARED 8,500 CALPINE CORP COM NEW 131347304 391.40 19,000 SH SHARED 19,000 CALPINE CORP COM NEW 131347304 22,839.78 1,108,727 SH SHARED 01 1,108,727 CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 382.82 10,277 SH SHARED 10,277 CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 394.85 10,600 SH P SHARED 10,600 CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 793.43 21,300 SH C SHARED 21,300 CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 11,919.85 319,996 SH SHARED 01 319,996

CAMAC ENERGY INC COM 131745101 4.11 6,600 SH SHARED 6,600 CAMAC ENERGY INC COM 131745101 18.89 30,372 SH SHARED 01 30,372 CAMBREX CORP COM 132011107 498.07 38,942 SH SHARED 01 38,942 CAMCO FINL CORP COM 132618109 0.56 160 SH SHARED 160 CAMCO FINL CORP COM 132618109 2.73 787 SH SHARED 01 787 CAMDEN NATL CORP COM 133034108 179.43 5,424 SH SHARED 01 5,424 CAMDEN PPTY TR SH BEN INT 133131102 2,010.54 29,274 SH SHARED 29,274 CAMDEN PPTY TR SH BEN INT 133131102 2,884.97 42,006 SH SHARED 42,006 CAMDEN PPTY TR SH BEN INT 133131102 3,540.66 51,553 SH SHARED 01 51,553 CAMECO CORP COM 13321L108 177.15 8,525 SH SHARED 20 8,525 CAMECO CORP COM 13321L108 860.71 41,420 SH SHARED 41,420 CAMECO CORP COM 13321L108 1,022.38 49,200 SH C SHARED 49,200 CAMECO CORP COM 13321L108 1,188.62 57,200 SH P SHARED 57,200 CAMECO CORP COM 13321L108 3,033.40 145,977 SH SHARED 01 145,977 CAMECO CORP COM 13321L108 7,950.12 382,585 SH SHARED 382,585 CAMERON INTERNATIONAL CORP COM 13342B105 70.74 1,085 SH SHARED 20 1,085 CAMERON INTERNATIONAL CORP COM 13342B105 645.48 9,900 SH C SHARED 9,900 CAMERON INTERNATIONAL CORP COM 13342B105 971.48 14,900 SH SHARED 14,900 CAMERON INTERNATIONAL CORP COM 13342B105 5,488.28 84,176 SH SHARED 01 84,176 CAMERON INTERNATIONAL CORP COM 13342B105 9,956.04 152,700 SH P SHARED 152,700 CAMERON INTERNATIONAL CORP COM 13342B105 52,043.88 798,219 SH SHARED 798,219 CAMPBELL SOUP CO COM 134429109 140.62 3,100 SH P SHARED 3,100 CAMPBELL SOUP CO COM 134429109 591.72 13,045 SH SHARED 20 13,045 CAMPBELL SOUP CO COM 134429109 694.01 15,300 SH SHARED 15,300 CAMPBELL SOUP CO COM 134429109 793.80 17,500 SH C SHARED 17,500 CAMPBELL SOUP CO COM 134429109 902.03 19,886 SH SHARED 19,886 CAMPBELL SOUP CO COM 134429109 21,529.90 474,645 SH SHARED 01 474,645 CAMPUS CREST CMNTYS INC COM 13466Y105 22.16 1,594 SH SHARED 01 1,594 CAMPUS CREST CMNTYS INC COM 13466Y105 22.95 1,651 SH SHARED 1,651 CAMPUS CREST CMNTYS INC COM 13466Y105 311.80 22,432 SH SHARED 22,432 CAMTEK LTD ORD M20791105 13.51 9,381 SH SOLE 9,381 CANADIAN NATL RY CO COM 136375102 30.59 305 SH SHARED 20 305 CANADIAN NATL RY CO COM 136375102 310.93 3,100 SH C SHARED 3,100 CANADIAN NATL RY CO COM 136375102 320.96 3,200 SH P SHARED 3,200 CANADIAN NATL RY CO COM 136375102 2,842.50 28,340 SH SHARED 28,340 CANADIAN NATL RY CO COM 136375102 4,196.45 41,839 SH SHARED 01 41,839 CANADIAN NATL RY CO COM 136375102 23,977.52 239,058 SH SHARED 239,058 CANADIAN NAT RES LTD COM 136385101 408.05 12,700 SH P SHARED 12,700 CANADIAN NAT RES LTD COM 136385101 748.63 23,300 SH C SHARED 23,300 CANADIAN NAT RES LTD COM 136385101 2,207.33 68,700 SH SHARED 68,700 CANADIAN NAT RES LTD COM 136385101 6,665.75 207,462 SH SHARED 01 207,462 CANADIAN NAT RES LTD COM 136385101 8,783.57 273,376 SH SHARED 273,376 CANADIAN PAC RY LTD COM 13645T100 65.24 500 SH P SHARED 500 CANADIAN PAC RY LTD COM 13645T100 169.61 1,300 SH C SHARED 1,300 CANADIAN PAC RY LTD COM 13645T100 1,552.59 11,900 SH SHARED 11,900 CANADIAN PAC RY LTD COM 13645T100 3,158.94 24,212 SH SHARED 24,212 CANADIAN PAC RY LTD COM 13645T100 4,715.58 36,143 SH SHARED 01 36,143 CANADIAN SOLAR INC COM 136635109 1.38 400 SH SHARED 01 400 CANADIAN SOLAR INC COM 136635109 2.42 700 SH C SHARED 700 CANADIAN SOLAR INC COM 136635109 136.61 39,482 SH SHARED 39,482 CANON INC SPONSORED ADR 138006309 12.11 330 SH SHARED 330 CANON INC SPONSORED ADR 138006309 101.63 2,770 SH SHARED 20 2,770 CANON INC SPONSORED ADR 138006309 640.35 17,453 SH SHARED 01 17,453

CANTEL MEDICAL CORP COM 138098108 22.55 750 SH SHARED 750 CANTEL MEDICAL CORP COM 138098108 1,126.29 37,468 SH SHARED 01 37,468 CANTERBURY PARK HOLDING CORP COM 13811E101 1.00 100 SH SHARED 01 100 CANTERBURY PARK HOLDING CORP COM 13811E101 9.80 979 SH SHARED 979 CAPE BANCORP INC COM 139209100 1.15 126 SH SOLE 126 CAPELLA EDUCATION COMPANY COM 139594105 161.71 5,193 SH SOLE 5,193 CAPITAL BK FINL CORP CL A COM 139794101 2.52 147 SH SHARED 01 147 CAPITAL BK FINL CORP CL A COM 139794101 15.43 901 SH SHARED 901 CAPITAL CITY BK GROUP INC COM 139674105 10.82 876 SH SHARED 876 CAPITAL CITY BK GROUP INC COM 139674105 153.82 12,455 SH SHARED 01 12,455 CAPITAL ONE FINL CORP COM 14040H105 593.46 10,800 SH P SHARED 01 10,800 CAPITAL ONE FINL CORP COM 14040H105 2,121.84 38,614 SH SHARED 38,614 CAPITAL ONE FINL CORP COM 14040H105 4,703.72 85,600 SH P SHARED 85,600 CAPITAL ONE FINL CORP COM 14040H105 5,016.94 91,300 SH C SHARED 91,300 CAPITAL ONE FINL CORP COM 14040H105 8,196.67 149,166 SH SHARED 01 149,166 CAPITAL ONE FINL CORP COM 14040H105 20,905.23 380,441 SH SHARED 380,441 CAPITAL ONE FINL CORP *W EXP 11/14/201 14040H139 9.35 500 SH SHARED 01 500 CAPITAL ONE FINL CORP *W EXP 11/14/201 14040H139 15.87 848 SH SHARED 848 CAPITAL PRODUCT PARTNERS L P COM UNIT LP Y11082107 7.87 950 SH SHARED 950 CAPITAL PRODUCT PARTNERS L P COM UNIT LP Y11082107 15,295.05 1,847,228 SH SHARED 01 1,847,228 CAPITALSOURCE INC COM 14055X102 8.66 900 SH C SHARED 900 CAPITALSOURCE INC COM 14055X102 13.67 1,421 SH SHARED 01 1,421 CAPITALSOURCE INC COM 14055X102 392.24 40,773 SH SHARED 40,773 CAPITAL SOUTHWEST CORP COM 140501107 69.00 600 SH SHARED 01 600 CAPITAL SOUTHWEST CORP COM 140501107 4,202.68 36,545 SH SHARED 36,545 CAPITAL SR LIVING CORP COM 140475104 1.06 40 SH SHARED 40 CAPITAL SR LIVING CORP COM 140475104 2.64 100 SH SHARED 01 100 CAPITAL TRUST INC MD CL A NEW 14052H506 0.09 33 SH SHARED 01 33 CAPITAL TRUST INC MD CL A NEW 14052H506 4.76 1,743 SH SHARED 1,743 CAPITOL FED FINL INC COM 14057J101 19.42 1,609 SH SHARED 01 1,609 CAPITOL FED FINL INC COM 14057J101 101.47 8,407 SH SHARED 8,407 CAPLEASE INC COM 140288101 7.64 1,200 SH SHARED 01 1,200 CAPLEASE INC COM 140288101 187.92 29,500 SH SHARED 29,500 CAPSTEAD MTG CORP COM NO PAR 14067E506 88.46 6,900 SH C SHARED 6,900 CAPSTEAD MTG CORP COM NO PAR 14067E506 89.74 7,000 SH P SHARED 7,000 CAPSTEAD MTG CORP COM NO PAR 14067E506 333.86 26,042 SH SHARED 01 26,042 CAPSTEAD MTG CORP COM NO PAR 14067E506 2,490.73 194,285 SH SHARED 194,285 CAPSTEAD MTG CORP PFD B CV $1.26 14067E308 17.43 1,114 SH SHARED 1,114 CAPSTEAD MTG CORP PFD B CV $1.26 14067E308 188.79 12,063 SH SHARED 01 12,063 CAPSTONE TURBINE CORP COM 14067D102 290.96 323,293 SH SHARED 01 323,293 CARBO CERAMICS INC COM 140781105 182.14 2,000 SH C SHARED 2,000 CARBO CERAMICS INC COM 140781105 233.69 2,566 SH SHARED 2,566 CARBO CERAMICS INC COM 140781105 446.24 4,900 SH P SHARED 4,900 CARBO CERAMICS INC COM 140781105 4,722.34 51,854 SH SHARED 01 51,854 CARBONITE INC COM 141337105 2.19 200 SH SHARED 01 200 CARBONITE INC COM 141337105 8.46 773 SH SHARED 773 CARDERO RES CORP COM 14140U105 114.55 395,004 SH SHARED 01 395,004 CARDICA INC COM 14141R101 9.39 7,220 SH SHARED 01 7,220 CARDINAL FINL CORP COM 14149F109 27.85 1,532 SH SHARED 1,532 CARDINAL FINL CORP COM 14149F109 30.43 1,674 SH SHARED 01 1,674

CARDINAL HEALTH INC COM 14149Y108 474.47 11,400 SH C SHARED 11,400 CARDINAL HEALTH INC COM 14149Y108 1,960.30 47,100 SH SHARED 47,100 CARDINAL HEALTH INC COM 14149Y108 2,912.98 69,990 SH SHARED 20 69,990 CARDINAL HEALTH INC COM 14149Y108 3,625.10 87,100 SH P SHARED 87,100 CARDINAL HEALTH INC COM 14149Y108 5,980.75 143,699 SH SHARED 143,699 CARDINAL HEALTH INC COM 14149Y108 20,146.70 484,063 SH SHARED 01 484,063 CARDIOME PHARMA CORP COM NEW 14159U202 0.57 1,600 SH SHARED 01 1,600 CARDIONET INC COM 14159L103 5.75 2,365 SH SHARED 2,365 CARDIONET INC COM 14159L103 50.91 20,952 SH SHARED 01 20,952 CARDIOVASCULAR SYS INC DEL COM 141619106 25.87 1,263 SH SHARED 1,263 CARDIOVASCULAR SYS INC DEL COM 141619106 294.24 14,367 SH SHARED 01 14,367 CARDIUM THERAPEUTICS INC COM 141916106 1.34 8,000 SH SHARED 01 8,000 CARDTRONICS INC COM 14161H108 13.73 500 SH SHARED 01 500 CARDTRONICS INC COM 14161H108 20.49 746 SH SHARED 746 CARDTRONICS INC COM 14161H108 21.97 800 SH C SHARED 800 CARDTRONICS INC COM 14161H108 513.64 18,705 SH SHARED 20 18,705 CAREER EDUCATION CORP COM 141665109 13.75 5,800 SH C SOLE 5,800 CAREER EDUCATION CORP COM 141665109 75.51 31,861 SH SOLE 31,861 CAREFUSION CORP COM 14170T101 27.99 800 SH C SHARED 800 CAREFUSION CORP COM 14170T101 89.54 2,559 SH SHARED 2,559 CAREFUSION CORP COM 14170T101 615.82 17,600 SH SHARED 17,600 CAREFUSION CORP COM 14170T101 2,217.70 63,381 SH SHARED 01 63,381 CARLISLE COS INC COM 142339100 93.62 1,381 SH SHARED 1,381 CARLISLE COS INC COM 142339100 323.02 4,765 SH SHARED 20 4,765 CARLISLE COS INC COM 142339100 1,449.35 21,380 SH SHARED 01 21,380 CARLYLE GROUP L P COM UTS LTD PTN 14309L102 15.13 500 SH P SHARED 500 CARLYLE GROUP L P COM UTS LTD PTN 14309L102 1,836.63 60,715 SH SHARED 01 60,715 CARLYLE GROUP L P COM UTS LTD PTN 14309L102 2,480.08 81,986 SH SHARED 81,986 CARMAX INC COM 143130102 202.04 4,845 SH SHARED 20 4,845 CARMAX INC COM 143130102 304.41 7,300 SH P SHARED 7,300 CARMAX INC COM 143130102 617.16 14,800 SH C SHARED 14,800 CARMAX INC COM 143130102 667.20 16,000 SH SHARED 16,000 CARMAX INC COM 143130102 2,296.38 55,069 SH SHARED 01 55,069 CARMIKE CINEMAS INC COM 143436400 74.29 4,100 SH P SOLE 4,100 CARMIKE CINEMAS INC COM 143436400 106.91 5,900 SH C SOLE 5,900 CARNIVAL CORP PAIRED CTF 143658300 433.86 12,649 SH SHARED 12,649 CARNIVAL CORP PAIRED CTF 143658300 991.27 28,900 SH SHARED 28,900 CARNIVAL CORP PAIRED CTF 143658300 1,430.31 41,700 SH C SHARED 41,700 CARNIVAL CORP PAIRED CTF 143658300 2,394.14 69,800 SH P SHARED 69,800 CARNIVAL CORP PAIRED CTF 143658300 20,053.80 584,659 SH SHARED 01 584,659 CARNIVAL PLC ADR 14365C103 47.82 1,365 SH SHARED 1,365 CARNIVAL PLC ADR 14365C103 122.04 3,484 SH SHARED 01 3,484 CAROLINA BK HLDGS INC GREENS COM 143785103 1.82 157 SH SOLE 157 CAROLINA TR BK LINCOLNTON NC COM 144200102 0.91 292 SH SHARED 01 292 CARPENTER TECHNOLOGY CORP COM 144285103 9.86 200 SH P SHARED 200 CARPENTER TECHNOLOGY CORP COM 144285103 31.89 647 SH SHARED 647 CARPENTER TECHNOLOGY CORP COM 144285103 172.52 3,500 SH C SHARED 3,500 CARPENTER TECHNOLOGY CORP COM 144285103 341.53 6,929 SH SHARED 01 6,929 CARRIAGE SVCS INC COM 143905107 6.65 313 SH SOLE 313 CARRIZO OIL & GAS INC COM 144577103 14.79 574 SH SHARED 574 CARRIZO OIL & GAS INC COM 144577103 69.58 2,700 SH P SHARED 2,700 CARRIZO OIL & GAS INC COM 144577103 141.74 5,500 SH C SHARED 5,500

CARRIZO OIL & GAS INC COM 144577103 1,168.31 45,336 SH SHARED 01 45,336 CARROLLTON BANCORP COM 145282109 5.96 1,076 SH SOLE 1,076 CARROLS RESTAURANT GROUP INC COM 14574X104 1.47 283 SH SOLE 283 CARTER INC COM 146229109 57.27 1,000 SH P SHARED 1,000 CARTER INC COM 146229109 95.98 1,676 SH SHARED 01 1,676 CARTER INC COM 146229109 139.45 2,435 SH SHARED 2,435 CARVER BANCORP INC COM NEW 146875604 0.39 84 SH SHARED 84 CARVER BANCORP INC COM NEW 146875604 1.23 267 SH SHARED 01 267 CASCADE CORP COM 147195101 417.82 6,430 SH SOLE 6,430 CASCADE MICROTECH INC COM 147322101 5.55 771 SH SHARED 771 CASCADE MICROTECH INC COM 147322101 10.80 1,500 SH SHARED 01 1,500 CASELLA WASTE SYS INC CL A 147448104 15.30 3,500 SH SHARED 01 3,500 CASEYS GEN STORES INC COM 147528103 8.45 145 SH SHARED 145 CASEYS GEN STORES INC COM 147528103 35.27 605 SH SHARED 01 605 CASH AMER INTL INC COM 14754D100 266.13 5,072 SH SHARED 5,072 CASH AMER INTL INC COM 14754D100 309.05 5,890 SH SHARED 01 5,890 CASH STORE FINL SVCS INC COM 14756F103 6.28 2,435 SH SOLE 2,435 CASS INFORMATION SYS INC COM 14808P109 18.50 440 SH SHARED 440 CASS INFORMATION SYS INC COM 14808P109 5,414.63 128,797 SH SHARED 01 128,797 CASTLE A M & CO COM 148411101 3.50 200 SH C SHARED 200 CASTLE A M & CO COM 148411101 4.32 247 SH SHARED 247 CASTLE A M & CO COM 148411101 87.50 5,000 SH SHARED 01 5,000 CATALYST PHARM PARTNERS INC COM 14888U101 28.83 58,845 SH SOLE 58,845 CATAMARAN CORP COM 148887102 662.88 12,500 SH SHARED 12,500 CATAMARAN CORP COM 148887102 885.60 16,700 SH P SHARED 16,700 CATAMARAN CORP COM 148887102 1,055.30 19,900 SH C SHARED 19,900 CATAMARAN CORP COM 148887102 2,147.72 40,500 SH SHARED 01 40,500 CATAMARAN CORP COM 148887102 7,421.97 139,958 SH SHARED 139,958 CATERPILLAR INC DEL COM 149123101 804.65 9,252 SH SHARED 20 9,252 CATERPILLAR INC DEL COM 149123101 4,805.44 55,254 SH SHARED 55,254 CATERPILLAR INC DEL COM 149123101 19,707.40 226,600 SH C SHARED 226,600 CATERPILLAR INC DEL COM 149123101 21,574.65 248,070 SH SHARED 248,070 CATERPILLAR INC DEL COM 149123101 39,614.84 455,500 SH P SHARED 455,500 CATERPILLAR INC DEL COM 149123101 79,592.42 915,171 SH SHARED 01 915,171 CATHAY GENERAL BANCORP COM 149150104 7.81 388 SH SHARED 01 388 CATHAY GENERAL BANCORP COM 149150104 45.61 2,267 SH SHARED 2,267 CATO CORP NEW CL A 149205106 15.47 641 SH SOLE 641 CAVCO INDS INC DEL COM 149568107 38.29 805 SH SOLE 805 CAVIUM INC COM 14964U108 7.76 200 SH P SHARED 200 CAVIUM INC COM 14964U108 8.46 218 SH SHARED 218 CAVIUM INC COM 14964U108 50.45 1,300 SH C SHARED 1,300 CAVIUM INC COM 14964U108 1,623.89 41,842 SH SHARED 01 41,842 CBEYOND INC COM 149847105 248.25 33,412 SH SOLE 33,412 CBIZ INC COM 124805102 23.36 3,661 SH SOLE 3,661 CBL & ASSOC PPTYS INC COM 124830100 25.96 1,100 SH C SHARED 1,100 CBL & ASSOC PPTYS INC COM 124830100 44.84 1,900 SH P SHARED 1,900 CBL & ASSOC PPTYS INC COM 124830100 959.46 40,655 SH SHARED 40,655 CBL & ASSOC PPTYS INC COM 124830100 1,321.81 56,009 SH SHARED 01 56,009 CBL & ASSOC PPTYS INC COM 124830100 1,601.92 67,878 SH SHARED 67,878 CBOE HLDGS INC COM 12503M108 332.46 9,000 SH P SHARED 9,000 CBOE HLDGS INC COM 12503M108 943.45 25,540 SH SHARED 25,540 CBOE HLDGS INC COM 12503M108 1,012.97 27,422 SH SHARED 01 27,422

CBOE HLDGS INC COM 12503M108 1,241.92 33,620 SH SHARED 20 33,620 CBOE HLDGS INC COM 12503M108 1,377.86 37,300 SH C SHARED 37,300 CBRE CLARION GLOBAL REAL EST COM 12504G100 26,546.65 2,719,944 SH SHARED 01 2,719,944 CBRE GROUP INC CL A 12504L109 43.81 1,735 SH SHARED 20 1,735 CBRE GROUP INC CL A 12504L109 148.98 5,900 SH C SHARED 5,900 CBRE GROUP INC CL A 12504L109 416.09 16,479 SH SHARED 16,479 CBRE GROUP INC CL A 12504L109 629.66 24,937 SH SHARED 01 24,937 CBRE GROUP INC CL A 12504L109 7,745.19 306,740 SH SHARED 306,740 CBS CORP NEW CL A 124857103 61.80 1,334 SH SHARED 1,334 CBS CORP NEW CL A 124857103 206.91 4,466 SH SHARED 01 4,466 CBS CORP NEW CL B 124857202 305.17 6,536 SH SHARED 6,536 CBS CORP NEW CL B 124857202 1,769.55 37,900 SH SHARED 37,900 CBS CORP NEW CL B 124857202 3,604.47 77,200 SH P SHARED 77,200 CBS CORP NEW CL B 124857202 18,395.07 393,983 SH SHARED 01 393,983 CBS CORP NEW CL B 124857202 845,660.81 18,112,247 SH C SHARED 18,112,247 C D I CORP COM 125071100 16.56 963 SH SHARED 01 963 C D I CORP COM 125071100 23.29 1,354 SH SHARED 1,354 CDN IMPERIAL BK OF COMMERCE COM 136069101 78.43 1,000 SH C SHARED 1,000 CDN IMPERIAL BK OF COMMERCE COM 136069101 78.43 1,000 SH P SHARED 1,000 CDN IMPERIAL BK OF COMMERCE COM 136069101 2,086.24 26,600 SH SHARED 26,600 CDN IMPERIAL BK OF COMMERCE COM 136069101 3,715.31 47,371 SH SHARED 47,371 CDN IMPERIAL BK OF COMMERCE COM 136069101 5,148.69 65,647 SH SHARED 01 65,647 CEC ENTMT INC COM 125137109 2.36 72 SH SHARED 72 CEC ENTMT INC COM 125137109 3.70 113 SH SHARED 01 113 CECO ENVIRONMENTAL CORP COM 125141101 115.50 8,933 SH SHARED 01 8,933 CEDAR FAIR L P DEPOSITRY UNIT 150185106 111.36 2,800 SH C SHARED 2,800 CEDAR FAIR L P DEPOSITRY UNIT 150185106 1,546.58 38,888 SH SHARED 01 38,888 CEDAR FAIR L P DEPOSITRY UNIT 150185106 15,781.41 396,817 SH SHARED 396,817 CEDAR REALTY TRUST INC COM NEW 150602209 24.84 4,066 SH SHARED 4,066 CEDAR REALTY TRUST INC COM NEW 150602209 43.69 7,150 SH SHARED 01 7,150 CEDAR REALTY TRUST INC COM NEW 150602209 181.22 29,659 SH SHARED 29,659 CELADON GROUP INC COM 150838100 87.42 4,191 SH SHARED 4,191 CELADON GROUP INC COM 150838100 106.82 5,121 SH SHARED 01 5,121 CELANESE CORP DEL COM SER A 150870103 57.27 1,300 SH P SHARED 1,300 CELANESE CORP DEL COM SER A 150870103 101.32 2,300 SH C SHARED 2,300 CELANESE CORP DEL COM SER A 150870103 349.05 7,924 SH SHARED 7,924 CELANESE CORP DEL COM SER A 150870103 480.15 10,900 SH SHARED 10,900 CELANESE CORP DEL COM SER A 150870103 13,051.00 296,277 SH SHARED 01 296,277 CELESTICA INC SUB VTG SHS 15101Q108 7.44 920 SH SHARED 01 920 CELESTICA INC SUB VTG SHS 15101Q108 78.53 9,707 SH SHARED 9,707 CELESTICA INC SUB VTG SHS 15101Q108 323.59 39,999 SH SHARED 39,999 CELESTICA INC SUB VTG SHS 15101Q108 899.61 111,200 SH P SHARED 111,200 CELGENE CORP COM 151020104 3,141.16 27,100 SH SHARED 27,100 CELGENE CORP COM 151020104 6,502.55 56,100 SH P SHARED 56,100 CELGENE CORP COM 151020104 10,582.58 91,300 SH C SHARED 91,300 CELGENE CORP COM 151020104 38,387.89 331,187 SH SHARED 331,187 CELGENE CORP COM 151020104 122,631.74 1,057,991 SH SHARED 01 1,057,991 CELLCOM ISRAEL LTD SHS M2196U109 38.57 4,710 SH SHARED 4,710

CELLCOM ISRAEL LTD SHS M2196U109 3,743.08 457,031 SH SHARED 01 457,031 CELLDEX THERAPEUTICS INC NEW COM 15117B103 3.47 300 SH P SHARED 300 CELLDEX THERAPEUTICS INC NEW COM 15117B103 423.83 36,600 SH C SHARED 36,600 CELLDEX THERAPEUTICS INC NEW COM 15117B103 1,028.10 88,782 SH SHARED 01 88,782 CELL THERAPEUTICS INC COM NPV NEW 2012 150934883 0.08 66 SH SHARED 01 66 CELL THERAPEUTICS INC COM NPV NEW 2012 150934883 54.36 47,272 SH SHARED 47,272 CEL-SCI CORP COM NEW 150837409 5.79 25,075 SH SHARED 01 25,075 CELSION CORPORATION COM NEW 15117N305 4.57 4,349 SH SHARED 01 4,349 CELSION CORPORATION COM NEW 15117N305 114.56 109,100 SH C SHARED 109,100 CELSION CORPORATION COM NEW 15117N305 169.26 161,200 SH P SHARED 161,200 CELSION CORPORATION COM NEW 15117N305 208.48 198,550 SH SHARED 198,550 CEMENTOS PACASMAYO S A A SPON ADR REP 5 15126Q109 2.47 166 SH SOLE 166 CEMEX SAB DE CV SPON ADR NEW 151290889 137.12 11,230 SH SHARED 11,230 CEMEX SAB DE CV SPON ADR NEW 151290889 148.31 12,147 SH SHARED 12,147 CEMEX SAB DE CV SPON ADR NEW 151290889 230.16 18,850 SH SHARED 01 18,850 CEMEX SAB DE CV SPON ADR NEW 151290889 2,543.34 208,300 SH P SHARED 208,300 CEMEX SAB DE CV SPON ADR NEW 151290889 4,247.57 347,876 SH C SHARED 347,876 CEMPRA INC COM 15130J109 6.78 1,005 SH SOLE 1,005 CENCOSUD S A SPONSORED ADS 15132H101 76.63 4,100 SH SHARED 01 4,100 CENCOSUD S A SPONSORED ADS 15132H101 348.16 18,628 SH SHARED 18,628 CENOVUS ENERGY INC COM 15135U109 117.76 3,800 SH C SHARED 3,800 CENOVUS ENERGY INC COM 15135U109 229.33 7,400 SH P SHARED 7,400 CENOVUS ENERGY INC COM 15135U109 1,529.91 49,368 SH SHARED 49,368 CENOVUS ENERGY INC COM 15135U109 3,319.31 107,109 SH SHARED 107,109 CENOVUS ENERGY INC COM 15135U109 4,412.88 142,397 SH SHARED 01 142,397 CENTENE CORP DEL COM 15135B101 26.42 600 SH C SHARED 600 CENTENE CORP DEL COM 15135B101 838.17 19,032 SH SHARED 01 19,032 CENTER BANCORP INC COM 151408101 31.08 2,500 SH SHARED 01 2,500 CENTERPOINT ENERGY INC COM 15189T107 143.76 6,000 SH P SHARED 6,000 CENTERPOINT ENERGY INC COM 15189T107 486.39 20,300 SH C SHARED 20,300 CENTERPOINT ENERGY INC COM 15189T107 644.52 26,900 SH SHARED 26,900 CENTERPOINT ENERGY INC COM 15189T107 8,090.81 337,680 SH SHARED 01 337,680 CENTERSTATE BANKS INC COM 15201P109 14.36 1,674 SH SOLE 1,674 CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B 15234Q108 4.21 673 SH SHARED 01 673 CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B 15234Q108 50.72 8,103 SH SHARED 8,103 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 6.50 1,900 SH P SHARED 1,900 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 7.59 2,219 SH SHARED 01 2,219 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 172.03 50,301 SH SHARED 50,301 CENTRAL EUROPEAN DIST CORP COM 153435102 0.03 100 SH SHARED 01 100 CENTRAL EUROPEAN DIST CORP COM 153435102 4.62 13,800 SH P SHARED 13,800 CENTRAL EUROPEAN DIST CORP COM 153435102 5.13 15,300 SH C SHARED 15,300 CENTRAL EUROPEAN MEDIA ENTRP CL A NEW G20045202 0.28 66 SH SHARED 01 66 CENTRAL EUROPEAN MEDIA ENTRP CL A NEW G20045202 4.22 1,000 SH P SHARED 1,000 CENTRAL EUROPEAN MEDIA ENTRP CL A NEW G20045202 502.75 119,136 SH SHARED 119,136

CENTRAL EUROPE & RUSSIA FD I COM 153436100 57.28 1,748 SH SHARED 1,748 CENTRAL EUROPE & RUSSIA FD I COM 153436100 121.41 3,705 SH SHARED 01 3,705 CENTRAL FD CDA LTD CL A 153501101 29.83 1,540 SH SHARED 1,540 CENTRAL FD CDA LTD CL A 153501101 30,091.43 1,553,507 SH SHARED 01 1,553,507 CENTRAL GARDEN & PET CO CL A NON-VTG 153527205 8.22 1,000 SH SHARED 01 1,000 CENTRAL GARDEN & PET CO CL A NON-VTG 153527205 34.54 4,202 SH SHARED 4,202 CENTRAL GARDEN & PET CO COM 153527106 3.82 443 SH SOLE 443 CENTRAL GOLDTRUST TR UNIT 153546106 2.02 34 SH SHARED 34 CENTRAL GOLDTRUST TR UNIT 153546106 8,796.77 148,019 SH SHARED 01 148,019 CENTRAL SECS CORP COM 155123102 15.29 736 SH SHARED 01 736 CENTRAL SECS CORP COM 155123102 19.42 935 SH SHARED 935 CENTURY ALUM CO COM 156431108 16.24 2,100 SH C SHARED 2,100 CENTURY ALUM CO COM 156431108 108.29 14,000 SH SHARED 01 14,000 CENTURY BANCORP INC MASS CL A NON VTG 156432106 3.05 90 SH SHARED 01 90 CENTURY BANCORP INC MASS CL A NON VTG 156432106 8.71 257 SH SHARED 257 CENTURY CASINOS INC COM 156492100 11.33 3,963 SH SOLE 3,963 CENTURYLINK INC COM 156700106 1,337.29 38,067 SH SHARED 38,067 CENTURYLINK INC COM 156700106 2,566.70 73,063 SH SHARED 73,063 CENTURYLINK INC COM 156700106 8,199.34 233,400 SH P SHARED 233,400 CENTURYLINK INC COM 156700106 10,275.53 292,500 SH C SHARED 292,500 CENTURYLINK INC COM 156700106 108,178.76 3,079,384 SH SHARED 01 3,079,384 CENVEO INC COM 15670S105 1.51 700 SH SHARED 01 700 CEPHEID COM 15670R107 3.84 100 SH C SHARED 100 CEPHEID COM 15670R107 56.56 1,474 SH SHARED 1,474 CEPHEID COM 15670R107 88.25 2,300 SH P SHARED 2,300 CEPHEID COM 15670R107 2,119.98 55,251 SH SHARED 01 55,251 CERAGON NETWORKS LTD ORD M22013102 2.76 639 SH SOLE 639 CERES INC COM 156773103 0.72 206 SH SOLE 206 CERNER CORP COM 156782104 284.22 3,000 SH P SHARED 3,000 CERNER CORP COM 156782104 738.97 7,800 SH C SHARED 7,800 CERNER CORP COM 156782104 843.19 8,900 SH SHARED 8,900 CERNER CORP COM 156782104 5,288.20 55,818 SH SHARED 55,818 CERNER CORP COM 156782104 16,511.67 174,284 SH SHARED 01 174,284 CERUS CORP COM 157085101 2.21 500 SH P SHARED 500 CERUS CORP COM 157085101 106.52 24,100 SH C SHARED 24,100 CERUS CORP COM 157085101 3,127.15 707,500 SH SHARED 01 707,500 CEVA INC COM 157210105 20.28 1,300 SH SHARED 01 1,300 CEVA INC COM 157210105 627.48 40,223 SH SHARED 40,223 CEVA INC COM 157210105 1,825.20 117,000 SH P SHARED 117,000 C & F FINL CORP COM 12466Q104 6.47 158 SH SOLE 158 CF INDS HLDGS INC COM 125269100 858.95 4,512 SH SHARED 4,512 CF INDS HLDGS INC COM 125269100 1,318.31 6,925 SH SHARED 20 6,925 CF INDS HLDGS INC COM 125269100 7,862.28 41,300 SH C SHARED 41,300 CF INDS HLDGS INC COM 125269100 7,919.39 41,600 SH P SHARED 41,600 CF INDS HLDGS INC COM 125269100 10,319.77 54,209 SH SHARED 01 54,209 CF INDS HLDGS INC COM 125269100 25,510.15 134,003 SH SHARED 134,003 CFS BANCORP INC COM 12525D102 11.49 1,439 SH SOLE 1,439 CHANGYOU COM LTD ADS REP CL A 15911M107 3.38 117 SH SHARED 01 117 CHANGYOU COM LTD ADS REP CL A 15911M107 5.78 200 SH P SHARED 200 CHANGYOU COM LTD ADS REP CL A 15911M107 11.56 400 SH C SHARED 400 CHANGYOU COM LTD ADS REP CL A 15911M107 1,181.14 40,884 SH SHARED 40,884

CHARLES & COLVARD LTD COM 159765106 7.65 1,983 SH SHARED 1,983 CHARLES & COLVARD LTD COM 159765106 45.98 11,911 SH SHARED 01 11,911 CHARLES RIV LABS INTL INC COM 159864107 22.14 500 SH P SHARED 500 CHARLES RIV LABS INTL INC COM 159864107 109.17 2,466 SH SHARED 01 2,466 CHARLES RIV LABS INTL INC COM 159864107 433.85 9,800 SH C SHARED 9,800 CHARLES RIV LABS INTL INC COM 159864107 489.76 11,063 SH SHARED 11,063 CHARLES RIV LABS INTL INC NOTE 2.250% 6/1 159864AB3 3.02 3,000 PRN SHARED 01 3,000 CHART ACQUISITION CORP UNIT 99/99/9999 161151204 5.07 500 SH SOLE 500 CHARTER COMMUNICATIONS INC D CL A NEW 16117M305 281.29 2,700 SH SHARED 2,700 CHARTER COMMUNICATIONS INC D CL A NEW 16117M305 1,600.62 15,364 SH SHARED 15,364 CHARTER COMMUNICATIONS INC D CL A NEW 16117M305 4,105.32 39,406 SH SHARED 01 39,406 CHART INDS INC COM PAR $0.01 16115Q308 280.04 3,500 SH P SHARED 3,500 CHART INDS INC COM PAR $0.01 16115Q308 448.06 5,600 SH C SHARED 5,600 CHART INDS INC COM PAR $0.01 16115Q308 3,166.32 39,574 SH SHARED 01 39,574 CHASE CORP COM 16150R104 2.09 108 SH SHARED 108 CHASE CORP COM 16150R104 11.15 577 SH SHARED 01 577 CHATHAM LODGING TR COM 16208T102 0.99 56 SH SOLE 56 CHECK POINT SOFTWARE TECH LT ORD M22465104 1,487.42 31,654 SH SHARED 31,654 CHECK POINT SOFTWARE TECH LT ORD M22465104 4,055.24 86,300 SH P SHARED 86,300 CHECK POINT SOFTWARE TECH LT ORD M22465104 4,259.31 90,643 SH SHARED 01 90,643 CHECK POINT SOFTWARE TECH LT ORD M22465104 9,379.20 199,600 SH C SHARED 199,600 CHECKPOINT SYS INC COM 162825103 21.76 1,666 SH SOLE 1,666 CHECKPOINT SYS INC COM 162825103 35.26 2,700 SH C SOLE 2,700 CHEESECAKE FACTORY INC COM 163072101 77.22 2,000 SH P SHARED 2,000 CHEESECAKE FACTORY INC COM 163072101 81.08 2,100 SH C SHARED 2,100 CHEESECAKE FACTORY INC COM 163072101 300.58 7,785 SH SHARED 7,785 CHEESECAKE FACTORY INC COM 163072101 753.98 19,528 SH SHARED 01 19,528 CHEFS WHSE INC COM 163086101 8.70 471 SH SHARED 471 CHEFS WHSE INC COM 163086101 180.14 9,753 SH SHARED 01 9,753 CHELSEA THERAPEUTICS INTL LT COM 163428105 8.16 4,000 SH P SHARED 4,000 CHELSEA THERAPEUTICS INTL LT COM 163428105 19.38 9,500 SH SHARED 01 9,500 CHELSEA THERAPEUTICS INTL LT COM 163428105 33.05 16,200 SH C SHARED 16,200 CHELSEA THERAPEUTICS INTL LT COM 163428105 61.06 29,933 SH SHARED 29,933 CHEMED CORP NEW COM 16359R103 8.96 112 SH SHARED 01 112 CHEMED CORP NEW COM 16359R103 784.52 9,809 SH SHARED 9,809 CHEMICAL FINL CORP COM 163731102 14.03 532 SH SOLE 532 CHEMOCENTRYX INC COM 16383L106 24.46 1,770 SH SOLE 1,770 CHEMTURA CORP COM NEW 163893209 8.64 400 SH P SHARED 400 CHEMTURA CORP COM NEW 163893209 20.98 971 SH SHARED 01 971 CHEMTURA CORP COM NEW 163893209 32.42 1,500 SH C SHARED 1,500 CHEMUNG FINL CORP COM 164024101 46.99 1,386 SH SOLE 1,386 CH ENERGY GROUP INC COM 12541M102 137.52 2,103 SH SHARED 2,103 CH ENERGY GROUP INC COM 12541M102 277.58 4,245 SH SHARED 01 4,245

CHENIERE ENERGY INC COM NEW 16411R208 588.25 21,009 SH SHARED 21,009 CHENIERE ENERGY INC COM NEW 16411R208 2,119.74 75,705 SH SHARED 01 75,705 CHENIERE ENERGY INC COM NEW 16411R208 10,841.60 387,200 SH P SHARED 387,200 CHENIERE ENERGY INC COM NEW 16411R208 15,859.20 566,400 SH C SHARED 566,400 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 109.48 4,000 SH P SHARED 4,000 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 361.28 13,200 SH C SHARED 13,200 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 1,965.77 71,822 SH SHARED 01 71,822 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 6,693.33 244,550 SH SHARED 244,550 CHEROKEE INC DEL NEW COM 16444H102 15.63 1,141 SH SHARED 1,141 CHEROKEE INC DEL NEW COM 16444H102 18.67 1,363 SH SHARED 01 1,363 CHESAPEAKE ENERGY CORP COM 165167107 61.23 3,000 SH P SHARED 01 3,000 CHESAPEAKE ENERGY CORP COM 165167107 817.16 40,037 SH SHARED 40,037 CHESAPEAKE ENERGY CORP COM 165167107 4,602.46 225,500 SH C SHARED 225,500 CHESAPEAKE ENERGY CORP COM 165167107 4,766.57 233,541 SH SHARED 233,541 CHESAPEAKE ENERGY CORP COM 165167107 19,097.35 935,686 SH SHARED 01 935,686 CHESAPEAKE ENERGY CORP COM 165167107 30,217.01 1,480,500 SH P SHARED 1,480,500 CHESAPEAKE ENERGY CORP NOTE 2.250%12/1 165167CB1 2.99 4,000 PRN SHARED 01 4,000 CHESAPEAKE ENERGY CORP NOTE 2.750%11/1 165167BW6 14.62 17,000 PRN SHARED 01 17,000 CHESAPEAKE ENERGY CORP PFD CONV 165167842 59.63 664 SH SHARED 664 CHESAPEAKE ENERGY CORP PFD CONV 165167842 909.23 10,125 SH SHARED 01 10,125 CHESAPEAKE GRANITE WASH TR COM SH BEN INT 165185109 33.55 2,400 SH C SHARED 2,400 CHESAPEAKE GRANITE WASH TR COM SH BEN INT 165185109 36.35 2,600 SH P SHARED 2,600 CHESAPEAKE GRANITE WASH TR COM SH BEN INT 165185109 465.38 33,289 SH SHARED 01 33,289 CHESAPEAKE LODGING TR SH BEN INT 165240102 22.41 977 SH SHARED 01 977 CHESAPEAKE LODGING TR SH BEN INT 165240102 27.44 1,196 SH SHARED 1,196 CHESAPEAKE LODGING TR SH BEN INT 165240102 378.51 16,500 SH SHARED 16,500 CHESAPEAKE UTILS CORP COM 165303108 37.28 760 SH SHARED 760 CHESAPEAKE UTILS CORP COM 165303108 592.82 12,086 SH SHARED 01 12,086 CHEVRON CORP NEW COM 166764100 1,734.65 14,599 SH SHARED 20 14,599 CHEVRON CORP NEW COM 166764100 10,658.15 89,700 SH P SHARED 89,700 CHEVRON CORP NEW COM 166764100 16,456.57 138,500 SH C SHARED 138,500 CHEVRON CORP NEW COM 166764100 36,445.78 306,731 SH SHARED 306,731 CHEVRON CORP NEW COM 166764100 166,050.36 1,397,495 SH SHARED 1,397,495 CHEVRON CORP NEW COM 166764100 300,562.79 2,529,564 SH SHARED 01 2,529,564 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 639.63 10,300 SH P SHARED 10,300 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 726.57 11,700 SH C SHARED 11,700 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 948.45 15,273 SH SHARED 15,273 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 16,302.00 262,512 SH SHARED 01 262,512 CHICAGO RIVET & MACH CO COM 168088102 7.24 280 SH SOLE 280 CHICOPEE BANCORP INC COM 168565109 19.54 1,156 SH SOLE 1,156 CHICOS FAS INC COM 168615102 42.00 2,500 SH P SHARED 2,500 CHICOS FAS INC COM 168615102 413.28 24,600 SH C SHARED 24,600 CHICOS FAS INC COM 168615102 1,472.39 87,642 SH SHARED 01 87,642 CHILDRENS PL RETAIL STORES I COM 168905107 4.48 100 SH P SHARED 100 CHILDRENS PL RETAIL STORES I COM 168905107 6.19 138 SH SHARED 01 138

CHILDRENS PL RETAIL STORES I COM 168905107 8.96 200 SH C SHARED 200 CHILDRENS PL RETAIL STORES I COM 168905107 31.91 712 SH SHARED 712 CHIMERA INVT CORP COM 16934Q109 49.76 15,600 SH P SHARED 15,600 CHIMERA INVT CORP COM 16934Q109 712.96 223,497 SH SHARED 01 223,497 CHIMERA INVT CORP COM 16934Q109 757.63 237,500 SH C SHARED 237,500 CHIMERA INVT CORP COM 16934Q109 5,661.81 1,774,862 SH SHARED 1,774,862 CHINA ADVANCED CONSTR MATLS COM 169365103 0.41 1,000 SH SHARED 01 1,000 CHINA ADVANCED CONSTR MATLS COM 169365103 2.21 5,400 SH SHARED 5,400 CHINA ARMCO METALS INC COM 16936C108 16.66 44,422 SH SOLE 44,422 CHINA AUTOMOTIVE SYS INC COM 16936R105 9.64 2,000 SH C SHARED 2,000 CHINA AUTOMOTIVE SYS INC COM 16936R105 120.50 25,000 SH SHARED 25,000 CHINA AUTOMOTIVE SYS INC COM 16936R105 350.42 72,702 SH SHARED 01 72,702 CHINA BAK BATTERY INC COM NEW 16936Y209 1.66 1,410 SH SOLE 1,410 CHINA BOTANIC PHARMACEUTICAL COM 16890Y104 0.00 708 SH SOLE 708 CHINACACHE INTL HLDG LTD SPON ADR 16950M107 507.96 139,550 SH SHARED 01 139,550 CHINA DIGITAL TV HLDG CO LTD SPONSORED ADR 16938G107 0.89 500 SH SHARED 01 500 CHINA DIGITAL TV HLDG CO LTD SPONSORED ADR 16938G107 22.88 12,852 SH SHARED 12,852 CHINA EASTN AIRLS LTD SPON ADR CL H 16937R104 184.21 8,497 SH SOLE 8,497 CHINAEDU CORP SPONS ADR 16945L107 10.84 1,531 SH SOLE 1,531 CHINA FD INC COM 169373107 18.01 857 SH SHARED 857 CHINA FD INC COM 169373107 47.73 2,272 SH SHARED 01 2,272 CHINA FIN ONLINE CO LTD SPONSORED ADR 169379104 2.59 1,922 SH SOLE 1,922 CHINA GREEN AGRICULTURE INC COM 16943W105 7.68 2,400 SH C SHARED 2,400 CHINA GREEN AGRICULTURE INC COM 16943W105 10.56 3,300 SH P SHARED 3,300 CHINA GREEN AGRICULTURE INC COM 16943W105 29.20 9,125 SH SHARED 01 9,125 CHINA HGS REAL ESTATE INC COM 16948W100 8.86 922 SH SOLE 922 CHINA HOUSING & LAND DEV INC COM 16939V103 3.00 1,998 SH SOLE 1,998 CHINA HYDROELECTRIC CORP SPONSORED ADR 16949D101 6.77 2,443 SH SOLE 2,443 CHINA HYDROELECTRIC CORPORAT *W EXP 01/25/201 G2112E145 0.21 7,495 SH SOLE 7,495 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 100.99 2,562 SH SHARED 01 2,562 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 224.69 5,700 SH C SHARED 5,700 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 342.95 8,700 SH P SHARED 8,700 CHINA LODGING GROUP LTD SPONSORED ADR 16949N109 0.40 24 SH SHARED 01 24 CHINA LODGING GROUP LTD SPONSORED ADR 16949N109 104.78 6,366 SH SHARED 6,366 CHINA METRO-RURAL HLDGS LTD SHS G3163G104 2.06 1,586 SH SOLE 1,586 CHINA MOBILE GAMES & ENTMT G SPONSORED ADR 16952T100 9.59 1,068 SH SOLE 1,068 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 61.10 1,150 SH SHARED 1,150 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 122.20 2,300 SH C SHARED 2,300 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 361.28 6,800 SH P SHARED 6,800

CHINA MOBILE LIMITED SPONSORED ADR 16941M109 381.21 7,175 SH SHARED 20 7,175 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 6,256.00 117,749 SH SHARED 01 117,749 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 14,994.61 282,225 SH SHARED 282,225 CHINA NATURAL RESOURCES INC COM G2110U109 4.84 1,030 SH SOLE 1,030 CHINA NEPSTAR CHAIN DRUGSTOR SPONSORED ADR 16943C109 11.68 5,900 SH SHARED 01 5,900 CHINA NEW BORUN CORP ADR 16890T105 0.71 500 SH SHARED 01 500 CHINA NEW BORUN CORP ADR 16890T105 19.98 14,072 SH SHARED 14,072 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 11.69 100 SH P SHARED 100 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 35.08 300 SH C SHARED 300 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 1,728.78 14,786 SH SHARED 01 14,786 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 30,941.94 264,642 SH SHARED 264,642 CHINA PRECISION STEEL INC COM NEW 16941J205 0.05 33 SH SHARED 01 33 CHINA PRECISION STEEL INC COM NEW 16941J205 5.29 3,483 SH SHARED 3,483 CHINA RECYCLING ENERGY CORP COM 168913101 0.89 834 SH SOLE 834 CHINA SHENGDA PACKAGING GROU COM 16950V107 4.30 3,742 SH SOLE 3,742 CHINA SHEN ZHOU MNG & RES IN COM 16942H109 13.34 47,487 SH SOLE 47,487 CHINA SOUTHN AIRLS LTD SPON ADR CL H 169409109 208.18 7,269 SH SOLE 7,269 CHINA SUNERGY CO LTD SPONSORED ADR NE 16942X302 70.21 51,628 SH SOLE 51,628 CHINA TELECOM CORP LTD SPON ADR H SHS 169426103 69.40 1,365 SH SHARED 01 1,365 CHINA TELECOM CORP LTD SPON ADR H SHS 169426103 669.82 13,175 SH SHARED 13,175 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 4.04 300 SH P SHARED 300 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 47.18 3,500 SH C SHARED 3,500 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 851.36 63,157 SH SHARED 01 63,157 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 25,227.58 1,871,482 SH SHARED 1,871,482 CHINA XD PLASTICS CO LTD COM 16948F107 28.12 7,029 SH SOLE 7,029 CHINA XINIYA FASHION LTD SPONSORED ADR 16950W105 4.06 3,076 SH SOLE 3,076 CHINA YIDA HOLDINGS CO COM PAR $0.0001 16945D303 5.00 1,206 SH SOLE 1,206 CHINA YUCHAI INTL LTD COM G21082105 6.40 400 SH C SHARED 400 CHINA YUCHAI INTL LTD COM G21082105 800.12 50,039 SH SHARED 01 50,039 CHINA ZENIX AUTO INTL LTD ADS 16951E104 4.62 1,499 SH SOLE 1,499 CHINDEX INTERNATIONAL INC COM 169467107 40.46 2,945 SH SHARED 01 2,945 CHIPMOS TECH BERMUDA LTD SHS G2110R114 112.46 8,443 SH SOLE 8,443 CHIPMOS TECH BERMUDA LTD SHS G2110R114 139.86 10,500 SH P SOLE 10,500 CHIPMOS TECH BERMUDA LTD SHS G2110R114 285.05 21,400 SH C SOLE 21,400 CHIPOTLE MEXICAN GRILL INC COM 169656105 352.92 1,083 SH SHARED 1,083 CHIPOTLE MEXICAN GRILL INC COM 169656105 619.15 1,900 SH C SHARED 1,900 CHIPOTLE MEXICAN GRILL INC COM 169656105 653.04 2,004 SH SHARED 2,004 CHIPOTLE MEXICAN GRILL INC COM 169656105 814.68 2,500 SH P SHARED 2,500 CHIPOTLE MEXICAN GRILL INC COM 169656105 3,885.67 11,924 SH SHARED 01 11,924 CHIQUITA BRANDS INTL INC COM 170032809 13.12 1,691 SH SHARED 01 1,691 CHIQUITA BRANDS INTL INC COM 170032809 99.33 12,800 SH C SHARED 12,800 CHIQUITA BRANDS INTL INC COM 170032809 125.56 16,180 SH SHARED 16,180 CHIQUITA BRANDS INTL INC COM 170032809 310.40 40,000 SH P SHARED 40,000 CHOICE HOTELS INTL INC COM 169905106 77.64 1,835 SH SHARED 1,835 CHOICE HOTELS INTL INC COM 169905106 330.27 7,806 SH SHARED 01 7,806

CHRISTOPHER & BANKS CORP COM 171046105 29.43 4,577 SH SOLE 4,577 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 677.84 11,400 SH SHARED 11,400 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 987.04 16,600 SH C SHARED 16,600 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 3,395.17 57,100 SH P SHARED 57,100 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 4,714.94 79,296 SH SHARED 79,296 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 9,060.51 152,380 SH SHARED 01 152,380 CHUBB CORP COM 171232101 621.46 7,100 SH P SHARED 7,100 CHUBB CORP COM 171232101 1,426.74 16,300 SH SHARED 16,300 CHUBB CORP COM 171232101 3,116.42 35,604 SH SHARED 35,604 CHUBB CORP COM 171232101 3,658.75 41,800 SH C SHARED 41,800 CHUBB CORP COM 171232101 4,411.95 50,405 SH SHARED 20 50,405 CHUBB CORP COM 171232101 21,210.79 242,326 SH SHARED 01 242,326 CHUNGHWA TELECOM CO LTD SPON ADR NEW11 17133Q502 18.75 603 SH SHARED 603 CHUNGHWA TELECOM CO LTD SPON ADR NEW11 17133Q502 1,044.84 33,596 SH SHARED 01 33,596 CHURCH & DWIGHT INC COM 171340102 22.43 347 SH SHARED 347 CHURCH & DWIGHT INC COM 171340102 90.48 1,400 SH P SHARED 1,400 CHURCH & DWIGHT INC COM 171340102 103.41 1,600 SH C SHARED 1,600 CHURCH & DWIGHT INC COM 171340102 227.82 3,525 SH SHARED 20 3,525 CHURCH & DWIGHT INC COM 171340102 676.03 10,460 SH SHARED 10,460 CHURCH & DWIGHT INC COM 171340102 7,390.44 114,350 SH SHARED 01 114,350 CHURCHILL DOWNS INC COM 171484108 93.71 1,338 SH SHARED 01 1,338 CHUYS HLDGS INC COM 171604101 101.94 3,129 SH SHARED 01 3,129 CIBER INC COM 17163B102 28.81 6,129 SH SOLE 6,129 CIBT EDUCATION GROUP INC COM 17163Y102 0.60 3,759 SH SOLE 3,759 CIENA CORP COM NEW 171779309 114.44 7,148 SH SHARED 01 7,148 CIENA CORP COM NEW 171779309 774.88 48,400 SH P SHARED 48,400 CIENA CORP COM NEW 171779309 3,735.13 233,300 SH C SHARED 233,300 CIFC CORP COM 12547R105 8.98 1,091 SH SOLE 1,091 CIGNA CORPORATION COM 125509109 392.56 6,294 SH SHARED 6,294 CIGNA CORPORATION COM 125509109 536.38 8,600 SH C SHARED 8,600 CIGNA CORPORATION COM 125509109 679.83 10,900 SH P SHARED 10,900 CIGNA CORPORATION COM 125509109 1,166.32 18,700 SH SHARED 18,700 CIGNA CORPORATION COM 125509109 7,035.71 112,806 SH SHARED 01 112,806 CIMAREX ENERGY CO COM 171798101 7.24 96 SH SHARED 96 CIMAREX ENERGY CO COM 171798101 29.04 385 SH SHARED 20 385 CIMAREX ENERGY CO COM 171798101 460.18 6,100 SH SHARED 6,100 CIMAREX ENERGY CO COM 171798101 678.81 8,998 SH SHARED 01 8,998 CIMAREX ENERGY CO COM 171798101 754.40 10,000 SH P SHARED 10,000 CIMAREX ENERGY CO COM 171798101 2,670.58 35,400 SH C SHARED 35,400 CINCINNATI BELL INC NEW COM 171871106 87.74 26,914 SH SHARED 26,914 CINCINNATI BELL INC NEW COM 171871106 522.58 160,300 SH C SHARED 160,300 CINCINNATI BELL INC NEW COM 171871106 3,325.80 1,020,183 SH SHARED 01 1,020,183 CINCINNATI BELL INC NEW PFD CV DEP1/20 171871403 131.54 2,900 SH SHARED 01 2,900 CINCINNATI FINL CORP COM 172062101 56.66 1,200 SH P SHARED 1,200 CINCINNATI FINL CORP COM 172062101 236.10 5,000 SH C SHARED 5,000 CINCINNATI FINL CORP COM 172062101 448.59 9,500 SH SHARED 9,500 CINCINNATI FINL CORP COM 172062101 2,004.91 42,459 SH SHARED 42,459 CINCINNATI FINL CORP COM 172062101 7,401.78 156,751 SH SHARED 01 156,751 CINEDIGM DIGITAL CINEMA CORP COM 172407108 3.12 2,000 SH SHARED 01 2,000 CINEMARK HOLDINGS INC COM 17243V102 105.98 3,600 SH C SHARED 3,600 CINEMARK HOLDINGS INC COM 17243V102 378.33 12,851 SH SHARED 12,851 CINEMARK HOLDINGS INC COM 17243V102 11,784.33 400,283 SH SHARED 01 400,283 CINTAS CORP COM 172908105 4.41 100 SH P SHARED 100

CINTAS CORP COM 172908105 39.72 900 SH C SHARED 900 CINTAS CORP COM 172908105 370.69 8,400 SH SHARED 8,400 CINTAS CORP COM 172908105 437.68 9,918 SH SHARED 9,918 CINTAS CORP COM 172908105 1,667.54 37,787 SH SHARED 01 37,787 CIRCOR INTL INC COM 17273K109 3.06 72 SH SHARED 01 72 CIRCOR INTL INC COM 17273K109 71.06 1,672 SH SHARED 1,672 CIRRUS LOGIC INC COM 172755100 541.45 23,800 SH P SHARED 23,800 CIRRUS LOGIC INC COM 172755100 1,289.93 56,700 SH C SHARED 56,700 CIRRUS LOGIC INC COM 172755100 1,429.25 62,824 SH SHARED 62,824 CIRRUS LOGIC INC COM 172755100 3,886.34 170,828 SH SHARED 01 170,828 CIS ACQUISITION LTD UNIT 99/99/9999 G21490506 124.48 12,300 SH SOLE 12,300 CISCO SYS INC COM 17275R102 14,682.92 702,700 SH P SHARED 702,700 CISCO SYS INC COM 17275R102 16,444.39 787,001 SH C SHARED 787,001 CISCO SYS INC COM 17275R102 20,322.16 972,585 SH SHARED 972,585 CISCO SYS INC COM 17275R102 93,431.14 4,471,459 SH SHARED 4,471,459 CISCO SYS INC COM 17275R102 157,375.67 7,531,738 SH SHARED 01 7,531,738 CIT GROUP INC COM NEW 125581801 4.35 100 SH P SHARED 100 CIT GROUP INC COM NEW 125581801 234.79 5,400 SH C SHARED 5,400 CIT GROUP INC COM NEW 125581801 584.81 13,450 SH SHARED 13,450 CIT GROUP INC COM NEW 125581801 627.94 14,442 SH SHARED 14,442 CIT GROUP INC COM NEW 125581801 2,762.94 63,545 SH SHARED 01 63,545 CITIGROUP INC COM NEW 172967424 1,583.31 35,789 SH SHARED 20 35,789 CITIGROUP INC COM NEW 172967424 10,010.80 226,284 SH SHARED 226,284 CITIGROUP INC COM NEW 172967424 45,266.50 1,023,203 SH SHARED 1,023,203 CITIGROUP INC COM NEW 172967424 47,801.59 1,080,506 SH SHARED 01 1,080,506 CITIGROUP INC COM NEW 172967424 81,994.42 1,853,400 SH P SHARED 1,853,400 CITIGROUP INC COM NEW 172967424 118,366.07 2,675,544 SH C SHARED 2,675,544 CITIGROUP INC DEP SH 1/1000 172967598 5.06 80 SH SHARED 80 CITIGROUP INC DEP SH 1/1000 172967598 82.23 1,300 SH SHARED 01 1,300 CITIGROUP INC *W EXP 01/04/201 172967226 21.51 42,500 SH SHARED 42,500 CITIGROUP INC *W EXP 01/04/201 172967226 28.60 56,529 SH SHARED 01 56,529 CITI TRENDS INC COM 17306X102 1.02 100 SH C SHARED 100 CITI TRENDS INC COM 17306X102 1.02 100 SH P SHARED 100 CITI TRENDS INC COM 17306X102 3.11 304 SH SHARED 01 304 CITIZENS CMNTY BANCORP INC M COM 174903104 11.91 1,731 SH SOLE 1,731 CITIZENS FIRST CORP COM 17462Q107 4.12 427 SH SOLE 427 CITIZENS INC CL A 174740100 0.44 53 SH SHARED 01 53 CITIZENS INC CL A 174740100 22.40 2,670 SH SHARED 2,670 CITIZENS & NORTHN CORP COM 172922106 0.18 9 SH SOLE 9 CITIZENS REPUBLIC BANCORP IN COM NEW 174420307 67.92 3,012 SH SHARED 01 3,012 CITIZENS REPUBLIC BANCORP IN COM NEW 174420307 7,099.51 314,834 SH SHARED 314,834 CITRIX SYS INC COM 177376100 844.16 11,700 SH SHARED 11,700 CITRIX SYS INC COM 177376100 1,154.40 16,000 SH P SHARED 16,000 CITRIX SYS INC COM 177376100 2,219.55 30,763 SH SHARED 01 30,763 CITRIX SYS INC COM 177376100 3,697.33 51,245 SH SHARED 51,245 CITRIX SYS INC COM 177376100 5,555.55 77,000 SH C SHARED 77,000 CITY HLDG CO COM 177835105 39.95 1,004 SH SOLE 1,004 CITY NATL CORP COM 178566105 141.44 2,401 SH SHARED 2,401 CITY NATL CORP COM 178566105 147.28 2,500 SH C SHARED 2,500 CITY NATL CORP COM 178566105 258.03 4,380 SH SHARED 20 4,380 CITY NATL CORP COM 178566105 2,481.70 42,127 SH SHARED 01 42,127

C&J ENERGY SVCS INC COM 12467B304 38.93 1,700 SH C SHARED 1,700 C&J ENERGY SVCS INC COM 12467B304 181.12 7,909 SH SHARED 7,909 C&J ENERGY SVCS INC COM 12467B304 370.98 16,200 SH P SHARED 16,200 C&J ENERGY SVCS INC COM 12467B304 1,134.21 49,529 SH SHARED 01 49,529 CKX LANDS INC COM 12562N104 5.47 386 SH SOLE 386 CLARCOR INC COM 179895107 9.64 184 SH SHARED 184 CLARCOR INC COM 179895107 64.17 1,225 SH SHARED 01 1,225 CLARCOR INC COM 179895107 229.42 4,380 SH SHARED 20 4,380 CLAYMORE EXCHANGE TRD FD TR GUG BLT2016 HY 18383M415 2,819.41 105,675 SH SHARED 01 105,675 CLAYMORE EXCHANGE TRD FD TR GUG BLT2017 HY 18383M399 257.47 9,582 SH SHARED 01 9,582 CLAYMORE EXCHANGE TRD FD TR GUG BLT2018 HY 18383M381 200.62 7,500 SH SHARED 01 7,500 CLAYMORE EXCHANGE TRD FD TR GUG BULL2018 E 18383M530 6,165.58 290,692 SH SHARED 01 290,692 CLAYMORE EXCHANGE TRD FD TR GUG BULL2019 E 18383M522 3,646.43 172,034 SH SHARED 01 172,034 CLAYMORE EXCHANGE TRD FD TR GUG BULL2020 E 18383M514 1,535.52 72,097 SH SHARED 01 72,097 CLAYMORE EXCHANGE TRD FD TR GUGG BRIC ETF 18383M100 171.83 4,972 SH SHARED 4,972 CLAYMORE EXCHANGE TRD FD TR GUGG BRIC ETF 18383M100 1,254.39 36,296 SH SHARED 01 36,296 CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2013 18383M449 712.83 27,480 SH SHARED 01 27,480 CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2014 18383M431 1,311.37 49,115 SH SHARED 01 49,115 CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2015 18383M423 4,035.69 150,193 SH SHARED 01 150,193 CLAYMORE EXCHANGE TRD FD TR GUGG CA ENRG INC 18383Q606 12.60 826 SH SHARED 826 CLAYMORE EXCHANGE TRD FD TR GUGG CA ENRG INC 18383Q606 998.72 65,447 SH SHARED 01 65,447 CLAYMORE EXCHANGE TRD FD TR GUGG CHN RL EST 18383Q861 21.71 988 SH SHARED 988 CLAYMORE EXCHANGE TRD FD TR GUGG CHN RL EST 18383Q861 180.97 8,237 SH SHARED 01 8,237 CLAYMORE EXCHANGE TRD FD TR GUGG CHN SML CAP 18383Q853 11.81 500 SH C SHARED 500 CLAYMORE EXCHANGE TRD FD TR GUGG CHN SML CAP 18383Q853 126.96 5,375 SH SHARED 5,375 CLAYMORE EXCHANGE TRD FD TR GUGG CHN SML CAP 18383Q853 1,374.59 58,196 SH SHARED 01 58,196 CLAYMORE EXCHANGE TRD FD TR GUGG CHN TECH 18383Q135 55.27 2,397 SH SOLE 2,397 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2013 18383M589 6,506.28 311,902 SH SHARED 01 311,902 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2014 18383M571 13,506.38 633,805 SH SHARED 01 633,805 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2015 18383M563 27.48 1,257 SH SHARED 1,257 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2015 18383M563 11,057.14 505,816 SH SHARED 01 505,816

CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2016 18383M555 11,596.21 519,311 SH SHARED 01 519,311 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2017 18383M548 14.82 647 SH SHARED 647 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2017 18383M548 16,339.80 713,217 SH SHARED 01 713,217 CLAYMORE EXCHANGE TRD FD TR GUGGEN DEFN EQTY 18383M878 911.13 28,026 SH SHARED 01 28,026 CLAYMORE EXCHANGE TRD FD TR GUGGENHEIM SOLAR 18383Q739 81.33 5,083 SH SHARED 5,083 CLAYMORE EXCHANGE TRD FD TR GUGGENHEIM SOLAR 18383Q739 172.80 10,800 SH P SHARED 10,800 CLAYMORE EXCHANGE TRD FD TR GUGGENHEIM SOLAR 18383Q739 192.16 12,010 SH SHARED 01 12,010 CLAYMORE EXCHANGE TRD FD TR GUGG ENH SHT DUR 18383M654 184.10 3,664 SH SHARED 3,664 CLAYMORE EXCHANGE TRD FD TR GUGG ENH SHT DUR 18383M654 285.59 5,684 SH SHARED 01 5,684 CLAYMORE EXCHANGE TRD FD TR GUGG FRNTR MKT 18383Q838 2,823.79 147,920 SH SHARED 01 147,920 CLAYMORE EXCHANGE TRD FD TR GUGG INSDR SENT 18383M209 5,913.80 151,403 SH SHARED 01 151,403 CLAYMORE EXCHANGE TRD FD TR GUGGN CHIN ETF 18383Q747 10.45 414 SH SOLE 414 CLAYMORE EXCHANGE TRD FD TR GUGG SHIPPNG ETF 18383Q796 19.96 1,145 SH SHARED 1,145 CLAYMORE EXCHANGE TRD FD TR GUGG SHIPPNG ETF 18383Q796 101.79 5,840 SH SHARED 01 5,840 CLAYMORE EXCHANGE TRD FD TR GUGG S&P GBL WTR 18383Q507 16.33 682 SH SHARED 682 CLAYMORE EXCHANGE TRD FD TR GUGG S&P GBL WTR 18383Q507 2,892.36 120,817 SH SHARED 01 120,817 CLAYMORE EXCHANGE TRD FD TR GUGG SPINOFF ETF 18383M605 279.70 7,879 SH SHARED 01 7,879 CLAYMORE EXCHANGE TRD FD TR GUGG TIMBER ETF 18383Q879 1,358.95 59,008 SH SHARED 01 59,008 CLAYMORE EXCHANGE TRD FD TR GUG INTL MLT ASS 18383Q804 34.58 2,020 SH SHARED 17 2,020 CLAYMORE EXCHANGE TRD FD TR GUG INTL MLT ASS 18383Q804 111.19 6,495 SH SHARED 01 6,495 CLAYMORE EXCHANGE TRD FD TR GUG MULTI ASSET 18383M506 9.54 400 SH SHARED 400 CLAYMORE EXCHANGE TRD FD TR GUG MULTI ASSET 18383M506 9,078.91 380,667 SH SHARED 01 380,667 CLAYMORE EXCHANGE TRD FD TR GUG RAYM JAMES S 18383M613 18.83 708 SH SHARED 01 708 CLAYMORE EXCHANGE TRD FD TR GUG S&PG DIV OPP 18383M860 190.25 14,051 SH SHARED 01 14,051 CLAYMORE EXCHANGE TRD FD TR WLSHR US REIT 18383M472 3.25 84 SH SOLE 84 CLAYMORE EXCHANGE-TRD FD TR GUGG CHINA ALLCP 18385P101 26.24 1,092 SH SHARED 01 1,092 CLEAN DIESEL TECHNOLOGIES IN COM PAR $.01 18449C401 0.33 150 SH SOLE 150

CLEAN ENERGY FUELS CORP COM 184499101 279.06 21,466 SH SHARED 21,466 CLEAN ENERGY FUELS CORP COM 184499101 367.90 28,300 SH P SHARED 28,300 CLEAN ENERGY FUELS CORP COM 184499101 401.70 30,900 SH C SHARED 30,900 CLEAN ENERGY FUELS CORP COM 184499101 1,052.58 80,968 SH SHARED 01 80,968 CLEAN HARBORS INC COM 184496107 11.62 200 SH P SHARED 200 CLEAN HARBORS INC COM 184496107 46.47 800 SH C SHARED 800 CLEAN HARBORS INC COM 184496107 340.06 5,854 SH SHARED 5,854 CLEAN HARBORS INC COM 184496107 2,125.75 36,594 SH SHARED 01 36,594 CLEANTECH SOLUTIONS INTL INC COM NEW 18451N204 2.20 577 SH SOLE 577 CLEARBRIDGE ENERGY MLP FD IN COM 184692101 51.83 1,937 SH SHARED 1,937 CLEARBRIDGE ENERGY MLP FD IN COM 184692101 5,121.70 191,394 SH SHARED 01 191,394 CLEARBRIDGE ENERGY MLP OPP F COM 18469P100 1,497.26 63,686 SH SHARED 01 63,686 CLEARBRIDGE ENERGY MLP TR FD COM 18469Q108 1,423.83 63,649 SH SHARED 01 63,649 CLEAR CHANNEL OUTDOOR HLDGS CL A 18451C109 4.10 547 SH SOLE 547 CLEARFIELD INC COM 18482P103 3.00 500 SH SHARED 01 500 CLEARFIELD INC COM 18482P103 4.22 703 SH SHARED 703 CLEARONE INC COM 18506U104 1.09 126 SH SOLE 126 CLEARSIGN COMBUSTION CORP COM 185064102 14.67 2,063 SH SHARED 2,063 CLEARSIGN COMBUSTION CORP COM 185064102 45.68 6,425 SH SHARED 01 6,425 CLEARWATER PAPER CORP COM 18538R103 136.63 2,593 SH SHARED 2,593 CLEARWATER PAPER CORP COM 18538R103 231.84 4,400 SH SHARED 01 4,400 CLEARWIRE CORP NEW CL A 18538Q105 5.51 1,700 SH C SHARED 1,700 CLEARWIRE CORP NEW CL A 18538Q105 113.68 35,085 SH SHARED 01 35,085 CLEARWIRE CORP NEW CL A 18538Q105 770.78 237,895 SH SHARED 237,895 CLEARWIRE CORP NEW CL A 18538Q105 940.90 290,400 SH P SHARED 290,400 CLECO CORP NEW COM 12561W105 413.91 8,801 SH SHARED 01 8,801 CLECO CORP NEW COM 12561W105 1,076.28 22,885 SH SHARED 20 22,885 CLEVELAND BIOLABS INC COM 185860103 1.57 800 SH C SHARED 800 CLEVELAND BIOLABS INC COM 185860103 24.30 12,400 SH SHARED 01 12,400 CLICKSOFTWARE TECHNOLOGIES L ORD M25082104 8.04 1,000 SH P SHARED 1,000 CLICKSOFTWARE TECHNOLOGIES L ORD M25082104 20.10 2,500 SH C SHARED 2,500 CLICKSOFTWARE TECHNOLOGIES L ORD M25082104 23.09 2,872 SH SHARED 2,872 CLICKSOFTWARE TECHNOLOGIES L ORD M25082104 121.40 15,100 SH SHARED 01 15,100 CLIFFS NAT RES INC COM 18683K101 136.87 7,200 SH SHARED 7,200 CLIFFS NAT RES INC COM 18683K101 621.15 32,675 SH SHARED 20 32,675 CLIFFS NAT RES INC COM 18683K101 2,108.21 110,900 SH P SHARED 110,900 CLIFFS NAT RES INC COM 18683K101 3,376.84 177,635 SH SHARED 01 177,635 CLIFFS NAT RES INC COM 18683K101 5,723.91 301,100 SH C SHARED 301,100 CLIFTON SVGS BANCORP INC COM 18712Q103 18.59 1,492 SH SHARED 01 1,492 CLIFTON SVGS BANCORP INC COM 18712Q103 30.24 2,427 SH SHARED 2,427 CLOROX CO DEL COM 189054109 106.24 1,200 SH C SHARED 01 1,200 CLOROX CO DEL COM 189054109 433.80 4,900 SH P SHARED 4,900 CLOROX CO DEL COM 189054109 743.65 8,400 SH SHARED 8,400 CLOROX CO DEL COM 189054109 1,708.63 19,300 SH C SHARED 19,300

CLOROX CO DEL COM 189054109 4,415.88 49,880 SH SHARED 49,880 CLOROX CO DEL COM 189054109 210,835.17 2,381,511 SH SHARED 01 2,381,511 CLOUD PEAK ENERGY INC COM 18911Q102 9.39 500 SH P SHARED 500 CLOUD PEAK ENERGY INC COM 18911Q102 50.71 2,700 SH C SHARED 2,700 CLOUD PEAK ENERGY INC COM 18911Q102 438.98 23,375 SH SHARED 01 23,375 CLOUGH GLOBAL ALLOCATION FUN COM SHS BEN IN 18913Y103 530.92 35,230 SH SHARED 01 35,230 CLOUGH GLOBAL EQUITY FD COM 18914C100 913.34 62,132 SH SHARED 01 62,132 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 4.77 371 SH SHARED 371 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 851.08 66,129 SH SHARED 01 66,129 CLOVIS ONCOLOGY INC COM 189464100 25.80 900 SH SHARED 01 900 CME GROUP INC COM 12572Q105 49.44 805 SH SHARED 20 805 CME GROUP INC COM 12572Q105 847.46 13,800 SH P SHARED 13,800 CME GROUP INC COM 12572Q105 1,480.60 24,110 SH SHARED 24,110 CME GROUP INC COM 12572Q105 1,584.38 25,800 SH C SHARED 25,800 CME GROUP INC COM 12572Q105 6,078.55 98,983 SH SHARED 98,983 CME GROUP INC COM 12572Q105 43,268.26 704,580 SH SHARED 01 704,580 CMS BANCORP INC COM 12600U102 0.91 107 SH SOLE 107 CMS ENERGY CORP COM 125896100 589.53 21,100 SH SHARED 21,100 CMS ENERGY CORP COM 125896100 1,268.25 45,392 SH SHARED 45,392 CMS ENERGY CORP COM 125896100 3,490.26 124,920 SH SHARED 01 124,920 CNA FINL CORP COM 126117100 13.70 419 SH SOLE 419 CNB FINL CORP PA COM 126128107 2.46 144 SH SOLE 144 CNH GLOBAL N V SHS NEW N20935206 520.63 12,600 SH C SHARED 12,600 CNH GLOBAL N V SHS NEW N20935206 1,352.49 32,732 SH SHARED 01 32,732 CNH GLOBAL N V SHS NEW N20935206 54,294.65 1,314,004 SH SHARED 1,314,004 CNINSURE INC SPONSORED ADR 18976M103 9.65 1,600 SH C SOLE 1,600 CNINSURE INC SPONSORED ADR 18976M103 544.53 90,304 SH SOLE 90,304 CNINSURE INC SPONSORED ADR 18976M103 603.00 100,000 SH P SOLE 100,000 CNO FINL GROUP INC COM 12621E103 45.80 4,000 SH C SHARED 4,000 CNO FINL GROUP INC COM 12621E103 70.99 6,200 SH P SHARED 6,200 CNO FINL GROUP INC COM 12621E103 79.74 6,964 SH SHARED 01 6,964 CNO FINL GROUP INC COM 12621E103 743.24 64,912 SH SHARED 64,912 CNOOC LTD SPONSORED ADR 126132109 19.15 100 SH P SHARED 100 CNOOC LTD SPONSORED ADR 126132109 74.69 390 SH SHARED 390 CNOOC LTD SPONSORED ADR 126132109 76.60 400 SH C SHARED 400 CNOOC LTD SPONSORED ADR 126132109 1,914.43 9,997 SH SHARED 01 9,997 COACH INC COM 189754104 979.80 19,600 SH SHARED 19,600 COACH INC COM 189754104 2,508.60 50,182 SH SHARED 20 50,182 COACH INC COM 189754104 5,443.91 108,900 SH C SHARED 108,900 COACH INC COM 189754104 19,114.08 382,358 SH SHARED 01 382,358 COACH INC COM 189754104 20,314.29 406,367 SH SHARED 406,367 COACH INC COM 189754104 21,600.68 432,100 SH P SHARED 432,100 COASTAL CONTACTS INC COM NEW 19044R207 21.26 3,402 SH SOLE 3,402 COBALT INTL ENERGY INC COM 19075F106 346.86 12,300 SH SHARED 12,300 COBALT INTL ENERGY INC COM 19075F106 2,332.14 82,700 SH P SHARED 82,700 COBALT INTL ENERGY INC COM 19075F106 11,799.27 418,414 SH SHARED 01 418,414 COBALT INTL ENERGY INC COM 19075F106 12,895.86 457,300 SH C SHARED 457,300 COBIZ FINANCIAL INC COM 190897108 5.33 660 SH SHARED 01 660 COBIZ FINANCIAL INC COM 190897108 15.05 1,863 SH SHARED 1,863 COBRA ELECTRS CORP COM 191042100 6.21 1,758 SH SHARED 1,758 COBRA ELECTRS CORP COM 191042100 14.12 4,000 SH SHARED 01 4,000

COCA COLA BOTTLING CO CONS COM 191098102 67.38 1,117 SH SHARED 01 1,117 COCA COLA CO COM 191216100 424.62 10,500 SH C SHARED 01 10,500 COCA COLA CO COM 191216100 716.60 17,720 SH SHARED 20 17,720 COCA COLA CO COM 191216100 3,476.34 85,963 SH SHARED 17 85,963 COCA COLA CO COM 191216100 8,880.62 219,600 SH C SHARED 219,600 COCA COLA CO COM 191216100 14,145.95 349,801 SH SHARED 349,801 COCA COLA CO COM 191216100 30,228.90 747,500 SH P SHARED 747,500 COCA COLA CO COM 191216100 116,263.34 2,874,959 SH SHARED 2,874,959 COCA COLA CO COM 191216100 417,148.02 10,315,233 SH SHARED 01 10,315,233 COCA COLA ENTERPRISES INC NE COM 19122T109 66.49 1,801 SH SHARED 1,801 COCA COLA ENTERPRISES INC NE COM 19122T109 81.22 2,200 SH C SHARED 2,200 COCA COLA ENTERPRISES INC NE COM 19122T109 132.91 3,600 SH P SHARED 3,600 COCA COLA ENTERPRISES INC NE COM 19122T109 719.94 19,500 SH SHARED 19,500 COCA COLA ENTERPRISES INC NE COM 19122T109 13,540.56 366,754 SH SHARED 01 366,754 COCA COLA FEMSA S A B DE C V SPON ADR REP L 191241108 1,526.34 9,320 SH SHARED 9,320 COCA COLA FEMSA S A B DE C V SPON ADR REP L 191241108 2,497.16 15,248 SH SHARED 01 15,248 COCA COLA HELLENIC BTTLG CO SPONSORED ADR 1912EP104 382.24 14,284 SH SHARED 01 14,284 COEUR D ALENE MINES CORP IDA COM NEW 192108504 99.60 5,281 SH SHARED 5,281 COEUR D ALENE MINES CORP IDA COM NEW 192108504 188.60 10,000 SH P SHARED 10,000 COEUR D ALENE MINES CORP IDA COM NEW 192108504 502.43 26,640 SH C SHARED 26,640 COEUR D ALENE MINES CORP IDA COM NEW 192108504 1,262.90 66,962 SH SHARED 01 66,962 COFFEE HLDGS INC COM 192176105 2.88 424 SH SHARED 01 424 COFFEE HLDGS INC COM 192176105 4.04 595 SH SHARED 595 COGENT COMM GROUP INC COM NEW 19239V302 2.64 100 SH P SHARED 100 COGENT COMM GROUP INC COM NEW 19239V302 84.48 3,200 SH C SHARED 3,200 COGENT COMM GROUP INC COM NEW 19239V302 210.04 7,956 SH SHARED 7,956 COGENT COMM GROUP INC COM NEW 19239V302 1,722.81 65,258 SH SHARED 01 65,258 COGNEX CORP COM 192422103 19.52 463 SH SHARED 01 463 COGNEX CORP COM 192422103 49.86 1,183 SH SHARED 1,183 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 1,317.88 17,200 SH SHARED 17,200 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 1,881.43 24,555 SH SHARED 20 24,555 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 2,245.00 29,300 SH C SHARED 29,300 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 4,620.25 60,300 SH P SHARED 60,300 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 14,180.55 185,074 SH SHARED 185,074 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 17,629.27 230,084 SH SHARED 01 230,084 COHEN & STEERS CLOSED END OP COM 19248P106 4,819.81 359,687 SH SHARED 01 359,687

COHEN & STEERS DIV MJRS FDIN COM 19248G106 11.32 759 SH SHARED 759 COHEN & STEERS DIV MJRS FDIN COM 19248G106 1,559.87 104,619 SH SHARED 01 104,619 COHEN & STEERS GLOBAL INC BL COM 19248M103 10.07 905 SH SHARED 905 COHEN & STEERS GLOBAL INC BL COM 19248M103 162.75 14,623 SH SHARED 01 14,623 COHEN & STEERS INC COM 19247A100 5.34 148 SH SHARED 148 COHEN & STEERS INC COM 19247A100 682.99 18,935 SH SHARED 01 18,935 COHEN & STEERS INFRASTRUCTUR COM 19248A109 52.22 2,524 SH SHARED 2,524 COHEN & STEERS INFRASTRUCTUR COM 19248A109 23,284.11 1,125,380 SH SHARED 01 1,125,380 COHEN & STEERS LTD DUR PFD I COM 19248C105 74.39 2,700 SH SHARED 01 2,700 COHEN & STEERS QUALITY RLTY COM 19247L106 4,659.32 402,012 SH SHARED 01 402,012 COHEN & STEERS REIT & PFD IN COM 19247X100 2,151.17 113,939 SH SHARED 01 113,939 COHEN & STEERS SLT PFD INCM COM 19248Y107 972.85 35,312 SH SHARED 01 35,312 COHEN & STEERS TOTAL RETURN COM 19247R103 3.94 260 SH SHARED 260 COHEN & STEERS TOTAL RETURN COM 19247R103 160.48 10,593 SH SHARED 01 10,593 COHERENT INC COM 192479103 12.94 228 SH SHARED 01 228 COHU INC COM 192576106 12.26 1,310 SH SHARED 1,310 COHU INC COM 192576106 1,676.60 179,124 SH SHARED 01 179,124 COINSTAR INC COM 19259P300 192.79 3,300 SH C SHARED 3,300 COINSTAR INC COM 19259P300 361.56 6,189 SH SHARED 6,189 COINSTAR INC COM 19259P300 671.83 11,500 SH P SHARED 11,500 COINSTAR INC COM 19259P300 2,690.71 46,058 SH SHARED 01 46,058 COINSTAR INC NOTE 4.000% 9/0 19259PAF9 4.29 3,000 PRN SHARED 01 3,000 COLDWATER CREEK INC COM NEW 193068202 0.16 50 SH SHARED 01 50 COLDWATER CREEK INC COM NEW 193068202 17.22 5,449 SH SHARED 5,449 COLDWATER CREEK INC COM NEW 193068202 66.99 21,200 SH C SHARED 21,200 COLEMAN CABLE INC COM 193459302 15.44 1,029 SH SOLE 1,029 COLFAX CORP COM 194014106 78.65 1,690 SH SHARED 1,690 COLFAX CORP COM 194014106 93.08 2,000 SH P SHARED 2,000 COLFAX CORP COM 194014106 13,805.30 296,633 SH SHARED 01 296,633 COLGATE PALMOLIVE CO COM 194162103 70.82 600 SH C SHARED 01 600 COLGATE PALMOLIVE CO COM 194162103 967.85 8,200 SH P SHARED 8,200 COLGATE PALMOLIVE CO COM 194162103 2,440.74 20,679 SH SHARED 17 20,679 COLGATE PALMOLIVE CO COM 194162103 3,257.63 27,600 SH C SHARED 27,600 COLGATE PALMOLIVE CO COM 194162103 4,266.78 36,150 SH SHARED 36,150 COLGATE PALMOLIVE CO COM 194162103 6,604.01 55,952 SH SHARED 20 55,952 COLGATE PALMOLIVE CO COM 194162103 44,494.60 376,977 SH SHARED 376,977 COLGATE PALMOLIVE CO COM 194162103 245,681.81 2,081,520 SH SHARED 01 2,081,520 COLLABRIUM JAPAN ACQUISITN C *W EXP 99/99/999 G2266G110 0.06 400 SH SOLE 400 COLLABRX INC COM 19422J108 0.52 166 SH SHARED 01 166 COLLABRX INC COM 19422J108 1.12 360 SH SHARED 360

COLLECTORS UNIVERSE INC COM NEW 19421R200 12.36 1,050 SH SHARED 01 1,050 COLONIAL FINL SVCS INC COM 19566B101 0.34 25 SH SHARED 01 25 COLONIAL PPTYS TR COM SH BEN INT 195872106 811.52 35,892 SH SHARED 35,892 COLONIAL PPTYS TR COM SH BEN INT 195872106 1,870.71 82,738 SH SHARED 01 82,738 COLONY BANKCORP INC COM 19623P101 4.77 875 SH SOLE 875 COLONY FINL INC COM 19624R106 659.63 29,713 SH SHARED 01 29,713 COLONY FINL INC COM 19624R106 2,866.51 129,122 SH SHARED 129,122 COLUMBIA BKG SYS INC COM 197236102 4.31 196 SH SHARED 196 COLUMBIA BKG SYS INC COM 197236102 44.60 2,029 SH SHARED 01 2,029 COLUMBIA ETF TR CORE BD ETF 19761R802 29.23 557 SH SOLE 557 COLUMBIA ETF TR INTRM MUBD ETF 19761R703 52.64 970 SH SOLE 970 COLUMBIA ETF TR SEL LC GRW ETF 19761R406 0.57 17 SH SOLE 17 COLUMBIA ETF TR SEL LC VAL ETF 19761R109 6.66 190 SH SOLE 190 COLUMBIA LABS INC COM 197779101 0.37 617 SH SHARED 617 COLUMBIA LABS INC COM 197779101 16.88 28,512 SH SHARED 01 28,512 COLUMBIA SELIGM PREM TECH GR COM 19842X109 22.67 1,510 SH SHARED 1,510 COLUMBIA SELIGM PREM TECH GR COM 19842X109 2,060.26 137,259 SH SHARED 01 137,259 COLUMBIA SPORTSWEAR CO COM 198516106 5.79 100 SH SHARED 01 100 COLUMBIA SPORTSWEAR CO COM 198516106 115.76 2,000 SH SHARED 20 2,000 COLUMBUS MCKINNON CORP N Y COM 199333105 2.89 150 SH SHARED 01 150 COLUMBUS MCKINNON CORP N Y COM 199333105 27.62 1,435 SH SHARED 1,435 COMCAST CORP NEW CL A 20030N101 4,437.29 105,700 SH P SHARED 105,700 COMCAST CORP NEW CL A 20030N101 6,061.91 144,400 SH C SHARED 144,400 COMCAST CORP NEW CL A 20030N101 7,831.70 186,558 SH SHARED 20 186,558 COMCAST CORP NEW CL A 20030N101 16,703.55 397,893 SH SHARED 397,893 COMCAST CORP NEW CL A 20030N101 54,787.68 1,305,090 SH SHARED 1,305,090 COMCAST CORP NEW CL A 20030N101 109,477.21 2,607,842 SH SHARED 01 2,607,842 COMCAST CORP NEW CL A SPL 20030N200 70.90 1,790 SH SHARED 20 1,790 COMCAST CORP NEW CL A SPL 20030N200 293.11 7,400 SH P SHARED 7,400 COMCAST CORP NEW CL A SPL 20030N200 1,336.52 33,742 SH SHARED 33,742 COMCAST CORP NEW CL A SPL 20030N200 10,273.84 259,375 SH SHARED 01 259,375 COMCAST CORP NEW CL A SPL 20030N200 14,845.08 374,781 SH SHARED 374,781 COMCAST CORP NEW CL A SPL 20030N200 18,180.99 459,000 SH C SHARED 459,000 COMERICA INC COM 200340107 57.52 1,600 SH P SHARED 1,600 COMERICA INC COM 200340107 316.36 8,800 SH C SHARED 8,800 COMERICA INC COM 200340107 402.64 11,200 SH SHARED 11,200 COMERICA INC COM 200340107 1,983.15 55,164 SH SHARED 01 55,164 COMERICA INC COM 200340107 5,778.53 160,738 SH SHARED 160,738 COMERICA INC *W EXP 11/14/201 200340115 59.10 5,710 SH SOLE 5,710 COMFORT SYS USA INC COM 199908104 23.18 1,645 SH SOLE 1,645 COMMAND SEC CORP COM 20050L100 37.00 20,000 SH SHARED 01 20,000 COMMERCE BANCSHARES INC COM 200525103 1,744.95 42,737 SH SHARED 42,737 COMMERCE BANCSHARES INC COM 200525103 2,199.19 53,862 SH SHARED 01 53,862 COMMERCIAL METALS CO COM 201723103 25.36 1,600 SH P SHARED 1,600 COMMERCIAL METALS CO COM 201723103 33.29 2,100 SH C SHARED 2,100 COMMERCIAL METALS CO COM 201723103 2,253.05 142,148 SH SHARED 01 142,148 COMMERCIAL VEH GROUP INC COM 202608105 9.98 1,280 SH SHARED 01 1,280 COMMONWEALTH REIT 6.50% PFD CUM CO 203233408 405.90 16,962 SH SHARED 01 16,962 COMMONWEALTH REIT COM SH BEN INT 203233101 109.96 4,900 SH P SHARED 4,900 COMMONWEALTH REIT COM SH BEN INT 203233101 143.62 6,400 SH C SHARED 6,400 COMMONWEALTH REIT COM SH BEN INT 203233101 370.82 16,525 SH SHARED 01 16,525 COMMONWEALTH REIT COM SH BEN INT 203233101 752.53 33,535 SH SHARED 33,535

COMMONWEALTH REIT COM SH BEN INT 203233101 1,080.53 48,152 SH SHARED 48,152 COMMONWEALTH REIT CV PFD-E 7.25% 203233606 177.17 6,891 SH SHARED 01 6,891 COMMTOUCH SOFTWARE LTD SHS NEW M25596202 0.10 33 SH SHARED 01 33 COMMTOUCH SOFTWARE LTD SHS NEW M25596202 3.42 1,174 SH SHARED 1,174 COMMUNITY BANKERS TR CORP COM 203612106 8.68 2,638 SH SOLE 2,638 COMMUNITY BK SHS IND INC COM 203599105 15.44 953 SH SOLE 953 COMMUNITY BK SYS INC COM 203607106 273.48 9,230 SH SHARED 01 9,230 COMMUNITY HEALTH SYS INC NEW COM 203668108 9.48 200 SH P SHARED 200 COMMUNITY HEALTH SYS INC NEW COM 203668108 12.37 261 SH SHARED 261 COMMUNITY HEALTH SYS INC NEW COM 203668108 80.56 1,700 SH C SHARED 1,700 COMMUNITY HEALTH SYS INC NEW COM 203668108 1,109.07 23,403 SH SHARED 01 23,403 COMMUNITY PARTNERS BANCORP COM 204018105 11.58 1,720 SH SHARED 01 1,720 COMMUNITY TR BANCORP INC COM 204149108 517.66 15,212 SH SHARED 01 15,212 COMMVAULT SYSTEMS INC COM 204166102 16.40 200 SH P SHARED 200 COMMVAULT SYSTEMS INC COM 204166102 137.27 1,674 SH SHARED 1,674 COMMVAULT SYSTEMS INC COM 204166102 172.20 2,100 SH C SHARED 2,100 COMMVAULT SYSTEMS INC COM 204166102 380.81 4,644 SH SHARED 01 4,644 COMPAGNIE GENERALE DE GEOPHY SPONSORED ADR 204386106 11.25 500 SH C SHARED 500 COMPAGNIE GENERALE DE GEOPHY SPONSORED ADR 204386106 19.55 869 SH SHARED 01 869 COMPANHIA BRASILEIRA DE DIST SPN ADR PFD CL A 20440T201 12.36 232 SH SHARED 01 232 COMPANHIA BRASILEIRA DE DIST SPN ADR PFD CL A 20440T201 104.91 1,969 SH SHARED 1,969 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 275.57 6,510 SH SHARED 20 6,510 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 354.73 8,380 SH SHARED 8,380 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 673.05 15,900 SH C SHARED 15,900 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 2,730.29 64,500 SH P SHARED 64,500 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 6,752.78 159,527 SH SHARED 159,527 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 13,297.25 314,133 SH SHARED 01 314,133 COMPANHIA DE BEBIDAS DAS AME SPONSORED ADR 20441W104 374.19 9,034 SH SHARED 9,034 COMPANHIA DE BEBIDAS DAS AME SPONSORED ADR 20441W104 556.19 13,428 SH SHARED 01 13,428 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 33.41 700 SH C SHARED 700 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 157.89 3,308 SH SHARED 3,308 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 3,166.93 66,351 SH SHARED 66,351 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 11,109.11 232,749 SH SHARED 01 232,749 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 1.19 100 SH C SHARED 100

COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 69.41 5,857 SH SHARED 5,857 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 2,613.68 220,564 SH SHARED 01 220,564 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 3,638.71 307,064 SH SHARED 307,064 COMPANHIA ENERGETICA DE MINA SPONSORED ADR 204409882 17.70 1,494 SH SOLE 1,494 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 20441B407 40.62 2,626 SH SHARED 01 2,626 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 20441B407 887.54 57,372 SH SHARED 57,372 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 27.78 6,200 SH P SHARED 6,200 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 57.23 12,775 SH SHARED 01 12,775 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 62.72 14,000 SH SHARED 14,000 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 5,324.93 1,188,600 SH C SHARED 1,188,600 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 7,764.45 1,733,137 SH SHARED 1,733,137 COMPANIA CERVECERIAS UNIDAS SPONSORED ADR 204429104 27.52 832 SH SHARED 01 832 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 44.13 1,700 SH C SHARED 1,700 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 46.73 1,800 SH P SHARED 1,800 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 114.07 4,394 SH SHARED 01 4,394 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 3,167.20 122,003 SH SHARED 122,003 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 19.04 1,200 SH P SHARED 1,200 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 611.95 38,560 SH SHARED 01 38,560 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 688.87 43,407 SH SHARED 43,407 COMPASS MINERALS INTL INC COM 20451N101 12.86 163 SH SHARED 01 163 COMPASS MINERALS INTL INC COM 20451N101 71.01 900 SH P SHARED 900 COMPASS MINERALS INTL INC COM 20451N101 213.42 2,705 SH SHARED 2,705 COMPASS MINERALS INTL INC COM 20451N101 339.27 4,300 SH C SHARED 4,300 COMPASS MINERALS INTL INC COM 20451N101 654.48 8,295 SH SHARED 20 8,295 COMPLETE GENOMICS INC COM 20454K104 15.61 4,970 SH SHARED 01 4,970 COMPLETE GENOMICS INC COM 20454K104 15.70 5,000 SH SHARED 5,000 COMPLETE GENOMICS INC COM 20454K104 102.05 32,500 SH P SHARED 32,500 COMPRESSCO PARTNERS L P COM UNIT 20467A101 36.50 1,834 SH SHARED 01 1,834 COMPUGEN LTD ORD M25722105 10.65 2,101 SH SOLE 2,101 COMPUTER PROGRAMS & SYS INC COM 205306103 360.10 6,655 SH SHARED 01 6,655 COMPUTER PROGRAMS & SYS INC COM 205306103 676.38 12,500 SH C SHARED 12,500 COMPUTER SCIENCES CORP COM 205363104 68.92 1,400 SH C SHARED 1,400

COMPUTER SCIENCES CORP COM 205363104 457.84 9,300 SH SHARED 9,300 COMPUTER SCIENCES CORP COM 205363104 594.50 12,076 SH SHARED 12,076 COMPUTER SCIENCES CORP COM 205363104 4,049.22 82,251 SH SHARED 01 82,251 COMPUTER SCIENCES CORP COM 205363104 20,386.14 414,100 SH P SHARED 414,100 COMPUTER TASK GROUP INC COM 205477102 3.87 181 SH SHARED 01 181 COMPUWARE CORP COM 205638109 7.49 600 SH P SHARED 600 COMPUWARE CORP COM 205638109 47.50 3,803 SH SHARED 01 3,803 COMPUWARE CORP COM 205638109 5,449.39 436,300 SH C SHARED 436,300 COMPX INTERNATIONAL INC CL A 20563P101 7.55 596 SH SOLE 596 COMSCORE INC COM 20564W105 11.53 687 SH SHARED 687 COMSCORE INC COM 20564W105 26.85 1,600 SH SHARED 01 1,600 COMSTOCK MNG INC COM 205750102 0.72 358 SH SHARED 01 358 COMSTOCK MNG INC COM 205750102 18.19 9,051 SH SHARED 9,051 COMSTOCK RES INC COM NEW 205768203 23.29 1,433 SH SHARED 01 1,433 COMSTOCK RES INC COM NEW 205768203 240.50 14,800 SH C SHARED 14,800 COMSTOCK RES INC COM NEW 205768203 242.13 14,900 SH P SHARED 14,900 COMTECH TELECOMMUNICATIONS C COM NEW 205826209 7.28 300 SH SHARED 01 300 COMVERSE INC COM 20585P105 2.30 82 SH SHARED 01 82 COMVERSE INC COM 20585P105 10.01 357 SH SHARED 357 COMVERSE INC COM 20585P105 280.40 10,000 SH P SHARED 10,000 CONAGRA FOODS INC COM 205887102 945.38 26,400 SH SHARED 26,400 CONAGRA FOODS INC COM 205887102 1,388.28 38,768 SH SHARED 38,768 CONAGRA FOODS INC COM 205887102 2,259.61 63,100 SH P SHARED 63,100 CONAGRA FOODS INC COM 205887102 2,359.88 65,900 SH C SHARED 65,900 CONAGRA FOODS INC COM 205887102 30,784.21 859,654 SH SHARED 01 859,654 CONCEPTUS INC COM 206016107 24.15 1,000 SH P SHARED 1,000 CONCEPTUS INC COM 206016107 139.47 5,775 SH SHARED 01 5,775 CONCHO RES INC COM 20605P101 253.32 2,600 SH C SHARED 2,600 CONCHO RES INC COM 20605P101 257.22 2,640 SH SHARED 2,640 CONCHO RES INC COM 20605P101 1,120.45 11,500 SH P SHARED 11,500 CONCHO RES INC COM 20605P101 1,337.91 13,732 SH SHARED 13,732 CONCHO RES INC COM 20605P101 2,141.41 21,979 SH SHARED 20 21,979 CONCHO RES INC COM 20605P101 2,295.26 23,558 SH SHARED 01 23,558 CONCORD MED SVCS HLDGS LTD SPONSORED ADR 206277105 3.26 750 SH SHARED 01 750 CONCORD MED SVCS HLDGS LTD SPONSORED ADR 206277105 5.61 1,290 SH SHARED 1,290 CONCURRENT COMPUTER CORP NEW COM PAR $.01 206710402 60.15 7,604 SH SOLE 7,604 CONCUR TECHNOLOGIES INC COM 206708109 34.33 500 SH C SHARED 500 CONCUR TECHNOLOGIES INC COM 206708109 356.69 5,195 SH SHARED 01 5,195 CONMED CORP COM 207410101 3.00 88 SH SHARED 01 88 CONMED CORP COM 207410101 10.22 300 SH C SHARED 300 CONMED CORP NOTE 2.500%11/1 207410AD3 4.02 4,000 PRN SHARED 01 4,000 CONNECTICUT WTR SVC INC COM 207797101 343.07 11,737 SH SHARED 01 11,737 CONNS INC COM 208242107 2,422.36 67,400 SH C SOLE 67,400 CONOCOPHILLIPS COM 20825C104 1,851.08 30,800 SH P SHARED 30,800 CONOCOPHILLIPS COM 20825C104 3,206.94 53,360 SH SHARED 17 53,360 CONOCOPHILLIPS COM 20825C104 3,420.89 56,920 SH SHARED 20 56,920 CONOCOPHILLIPS COM 20825C104 4,503.59 74,935 SH SHARED 74,935 CONOCOPHILLIPS COM 20825C104 4,549.57 75,700 SH C SHARED 75,700 CONOCOPHILLIPS COM 20825C104 52,171.37 868,076 SH SHARED 868,076 CONOCOPHILLIPS COM 20825C104 74,155.77 1,233,873 SH SHARED 01 1,233,873 CONSOL ENERGY INC COM 20854P109 17.67 525 SH SHARED 20 525 CONSOL ENERGY INC COM 20854P109 131.24 3,900 SH P SHARED 3,900

CONSOL ENERGY INC COM 20854P109 454.28 13,500 SH C SHARED 13,500 CONSOL ENERGY INC COM 20854P109 514.85 15,300 SH SHARED 15,300 CONSOL ENERGY INC COM 20854P109 2,561.64 76,126 SH SHARED 01 76,126 CONSOLIDATED COMM HLDGS INC COM 209034107 279.38 15,919 SH SHARED 15,919 CONSOLIDATED COMM HLDGS INC COM 209034107 1,559.32 88,850 SH SHARED 01 88,850 CONSOLIDATED EDISON INC COM 209115104 402.80 6,600 SH P SHARED 6,600 CONSOLIDATED EDISON INC COM 209115104 1,104.64 18,100 SH SHARED 18,100 CONSOLIDATED EDISON INC COM 209115104 2,520.54 41,300 SH C SHARED 41,300 CONSOLIDATED EDISON INC COM 209115104 32,869.60 538,581 SH SHARED 01 538,581 CONSOLIDATED GRAPHICS INC COM 209341106 19.55 500 SH C SOLE 500 CONSOLIDATED GRAPHICS INC COM 209341106 48.72 1,246 SH SOLE 1,246 CONSOLIDATED TOMOKA LD CO COM 210226106 27.79 708 SH SHARED 708 CONSOLIDATED TOMOKA LD CO COM 210226106 1,156.03 29,453 SH SHARED 01 29,453 CONSOLIDATED WATER CO INC ORD G23773107 33.17 3,350 SH SHARED 01 3,350 CONSTANT CONTACT INC COM 210313102 1.30 100 SH SHARED 01 100 CONSTANT CONTACT INC COM 210313102 2.60 200 SH C SHARED 200 CONSTELLATION BRANDS INC CL A 21036P108 466.87 9,800 SH SHARED 9,800 CONSTELLATION BRANDS INC CL A 21036P108 1,595.75 33,496 SH SHARED 33,496 CONSTELLATION BRANDS INC CL A 21036P108 8,403.70 176,400 SH P SHARED 176,400 CONSTELLATION BRANDS INC CL A 21036P108 12,906.63 270,920 SH SHARED 01 270,920 CONSTELLATION BRANDS INC CL A 21036P108 21,561.86 452,600 SH C SHARED 452,600 CONSTELLATION BRANDS INC CL B 21036P207 37.96 800 SH SHARED 01 800 CONSTELLATION BRANDS INC CL B 21036P207 40.71 858 SH SHARED 858 CONSTELLATION ENERGY PRTNR L COM UNIT LLC B 21038E101 28.38 16,500 SH SHARED 01 16,500 CONSUMER PORTFOLIO SVCS INC COM 210502100 504.07 43,046 SH SHARED 01 43,046 CONTANGO OIL & GAS COMPANY COM NEW 21075N204 55.81 1,392 SH SHARED 1,392 CONTANGO OIL & GAS COMPANY COM NEW 21075N204 160.36 4,000 SH P SHARED 4,000 CONTANGO OIL & GAS COMPANY COM NEW 21075N204 774.62 19,322 SH SHARED 01 19,322 CONTINENTAL MATLS CORP COM PAR $0.25 211615307 9.92 562 SH SOLE 562 CONTINENTAL RESOURCES INC COM 212015101 150.04 1,726 SH SHARED 1,726 CONTINENTAL RESOURCES INC COM 212015101 460.73 5,300 SH P SHARED 5,300 CONTINENTAL RESOURCES INC COM 212015101 547.66 6,300 SH C SHARED 6,300 CONTINENTAL RESOURCES INC COM 212015101 11,066.54 127,304 SH SHARED 01 127,304 CONVERGYS CORP COM 212485106 513.73 30,166 SH SHARED 30,166 CONVERGYS CORP COM 212485106 743.17 43,639 SH SHARED 01 43,639 CON-WAY INC COM 205944101 3.73 106 SH SHARED 01 106 CON-WAY INC COM 205944101 10.56 300 SH P SHARED 300 CON-WAY INC COM 205944101 17.61 500 SH C SHARED 500 CON-WAY INC COM 205944101 70.91 2,014 SH SHARED 2,014 COOPER COS INC COM NEW 216648402 10.79 100 SH C SHARED 100 COOPER COS INC COM NEW 216648402 889.47 8,245 SH SHARED 01 8,245 COOPER COS INC COM NEW 216648402 1,005.33 9,319 SH SHARED 9,319 COOPER TIRE & RUBR CO COM 216831107 10.26 400 SH P SHARED 400 COOPER TIRE & RUBR CO COM 216831107 125.73 4,900 SH C SHARED 4,900 COOPER TIRE & RUBR CO COM 216831107 564.90 22,015 SH SHARED 22,015 COOPER TIRE & RUBR CO COM 216831107 4,130.57 160,973 SH SHARED 01 160,973 COPA HOLDINGS SA CL A P31076105 119.61 1,000 SH C SHARED 1,000 COPA HOLDINGS SA CL A P31076105 261.95 2,190 SH SHARED 01 2,190 COPA HOLDINGS SA CL A P31076105 429.04 3,587 SH SHARED 3,587 COPA HOLDINGS SA CL A P31076105 1,852.76 15,490 SH SHARED 20 15,490

COPANO ENERGY L L C COM UNITS 217202100 121.56 3,000 SH C SHARED 3,000 COPANO ENERGY L L C COM UNITS 217202100 267.43 6,600 SH P SHARED 6,600 COPANO ENERGY L L C COM UNITS 217202100 7,547.13 186,257 SH SHARED 01 186,257 COPANO ENERGY L L C COM UNITS 217202100 84,004.61 2,073,164 SH SHARED 2,073,164 COPART INC COM 217204106 13.71 400 SH P SHARED 400 COPART INC COM 217204106 51.41 1,500 SH C SHARED 1,500 COPART INC COM 217204106 132.11 3,855 SH SHARED 20 3,855 COPART INC COM 217204106 246.20 7,184 SH SHARED 7,184 COPART INC COM 217204106 360.86 10,530 SH SHARED 01 10,530 CORCEPT THERAPEUTICS INC COM 218352102 69.40 34,700 SH C SHARED 34,700 CORCEPT THERAPEUTICS INC COM 218352102 76.13 38,066 SH SHARED 38,066 CORCEPT THERAPEUTICS INC COM 218352102 198.80 99,400 SH P SHARED 99,400 CORCEPT THERAPEUTICS INC COM 218352102 309.26 154,631 SH SHARED 01 154,631 CORE LABORATORIES N V COM N22717107 27.58 200 SH P SHARED 200 CORE LABORATORIES N V COM N22717107 110.34 800 SH C SHARED 800 CORE LABORATORIES N V COM N22717107 289.63 2,100 SH SHARED 2,100 CORE LABORATORIES N V COM N22717107 1,188.18 8,615 SH SHARED 8,615 CORE LABORATORIES N V COM N22717107 5,251.03 38,073 SH SHARED 01 38,073 CORELOGIC INC COM 21871D103 14.22 550 SH SHARED 01 550 CORELOGIC INC COM 21871D103 94.34 3,648 SH SHARED 3,648 CORE MARK HOLDING CO INC COM 218681104 57.11 1,113 SH SOLE 1,113 CORE MOLDING TECHNOLOGIES IN COM 218683100 8.53 966 SH SOLE 966 CORENERGY INFRASTRUCTURE TR COM 21870U205 62.86 9,217 SH SHARED 01 9,217 CORESITE RLTY CORP COM 21870Q105 29.21 835 SH SHARED 835 CORESITE RLTY CORP COM 21870Q105 1,055.35 30,170 SH SHARED 01 30,170 CORINTHIAN COLLEGES INC COM 218868107 4.84 2,300 SH P SOLE 2,300 CORINTHIAN COLLEGES INC COM 218868107 27.15 12,900 SH C SOLE 12,900 CORMEDIX INC COM 21900C100 7.20 8,888 SH SOLE 8,888 CORMEDIX INC *W EXP 03/24/201 21900C118 0.86 5,390 SH SOLE 5,390 CORNERSTONE ONDEMAND INC COM 21925Y103 6.82 200 SH C SOLE 200 CORNERSTONE ONDEMAND INC COM 21925Y103 63.94 1,875 SH SOLE 1,875 CORNERSTONE PROGRESSIVE RTN COM 21925C101 23.35 3,944 SH SHARED 01 3,944 CORNERSTONE STRATEGIC VALUE COM NEW 21924B203 6.37 900 SH SHARED 01 900 CORNERSTONE THERAPEUTICS INC COM 21924P103 3.54 500 SH C SHARED 500 CORNERSTONE THERAPEUTICS INC COM 21924P103 3.54 500 SH SHARED 01 500 CORNERSTONE THERAPEUTICS INC COM 21924P103 34.83 4,927 SH SHARED 4,927 CORNING INC COM 219350105 23.93 1,795 SH SHARED 20 1,795 CORNING INC COM 219350105 185.29 13,900 SH C SHARED 13,900 CORNING INC COM 219350105 993.09 74,500 SH P SHARED 74,500 CORNING INC COM 219350105 1,692.11 126,940 SH SHARED 126,940 CORNING INC COM 219350105 72,891.29 5,468,214 SH SHARED 01 5,468,214 CORNING INC COM 219350105 113,253.52 8,496,138 SH SHARED 8,496,138 CORONADO BIOSCIENCES INC COM 21976U109 9.72 1,000 SH SHARED 01 1,000 CORONADO BIOSCIENCES INC COM 21976U109 29.04 2,988 SH SHARED 2,988 CORPBANCA SPONSORED ADR 21987A209 24.65 1,179 SH SOLE 1,179 CORPORATE EXECUTIVE BRD CO COM 21988R102 11.98 206 SH SHARED 206 CORPORATE EXECUTIVE BRD CO COM 21988R102 49.49 851 SH SHARED 01 851

CORPORATE EXECUTIVE BRD CO COM 21988R102 522.28 8,980 SH SHARED 20 8,980 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 311.54 11,677 SH SHARED 11,677 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 353.80 13,261 SH SHARED 01 13,261 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 901.33 33,783 SH SHARED 33,783 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 74.23 1,900 SH C SHARED 1,900 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 192.42 4,925 SH SHARED 01 4,925 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 218.79 5,600 SH P SHARED 5,600 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 2,612.38 66,864 SH SHARED 66,864 CORVEL CORP COM 221006109 56.17 1,135 SH SOLE 1,135 COSAN LTD SHS A G25343107 1.95 100 SH C SHARED 100 COSAN LTD SHS A G25343107 65.68 3,368 SH SHARED 01 3,368 COSAN LTD SHS A G25343107 130.51 6,693 SH SHARED 6,693 COSAN LTD SHS A G25343107 2,691.00 138,000 SH SHARED 138,000 COSTAMARE INC SHS Y1771G102 6.79 427 SH SHARED 427 COSTAMARE INC SHS Y1771G102 85.81 5,400 SH C SHARED 5,400 COSTAMARE INC SHS Y1771G102 321.14 20,210 SH SHARED 01 20,210 COSTAR GROUP INC COM 22160N109 618.45 5,650 SH SHARED 20 5,650 COSTAR GROUP INC COM 22160N109 1,737.02 15,869 SH SHARED 01 15,869 COSTCO COMPANIES INC NOTE 8/1 22160QAC6 7.23 3,000 PRN SHARED 01 3,000 COSTCO WHSL CORP NEW COM 22160K105 2,790.80 26,301 SH SHARED 26,301 COSTCO WHSL CORP NEW COM 22160K105 4,106.46 38,700 SH C SHARED 38,700 COSTCO WHSL CORP NEW COM 22160K105 4,212.57 39,700 SH P SHARED 39,700 COSTCO WHSL CORP NEW COM 22160K105 27,902.58 262,959 SH SHARED 262,959 COSTCO WHSL CORP NEW COM 22160K105 54,607.28 514,629 SH SHARED 01 514,629 COTT CORP QUE COM 22163N106 186.67 18,446 SH SHARED 18,446 COTT CORP QUE COM 22163N106 1,849.79 182,786 SH SHARED 01 182,786 COUNTRY STYLE COOKING RESTAU SPONSORED ADR 22238M109 1.97 300 SH SHARED 01 300 COURIER CORP COM 222660102 31.70 2,200 SH SHARED 01 2,200 COUSINS PPTYS INC COM 222795106 3.21 300 SH C SHARED 300 COUSINS PPTYS INC COM 222795106 15.90 1,487 SH SHARED 01 1,487 COUSINS PPTYS INC COM 222795106 46.24 4,326 SH SHARED 4,326 COUSINS PPTYS INC COM 222795106 484.04 45,280 SH SHARED 45,280 COVANCE INC COM 222816100 81.75 1,100 SH C SHARED 1,100 COVANCE INC COM 222816100 148.64 2,000 SH SHARED 2,000 COVANCE INC COM 222816100 245.40 3,302 SH SHARED 3,302 COVANCE INC COM 222816100 1,862.38 25,059 SH SHARED 01 25,059 COVANTA HLDG CORP COM 22282E102 16.12 800 SH C SHARED 800 COVANTA HLDG CORP COM 22282E102 586.20 29,092 SH SHARED 01 29,092 COVANTA HLDG CORP COM 22282E102 973.06 48,291 SH SHARED 48,291 COVANTA HLDG CORP NOTE 3.250% 6/0 22282EAC6 2.58 2,000 PRN SHARED 01 2,000 COVENANT TRANSN GROUP INC CL A 22284P105 6.04 1,000 SH SHARED 01 1,000 COVENANT TRANSN GROUP INC CL A 22284P105 14.69 2,432 SH SHARED 2,432 COVENTRY HEALTH CARE INC COM 222862104 319.80 6,800 SH SHARED 6,800 COVENTRY HEALTH CARE INC COM 222862104 409.21 8,701 SH SHARED 01 8,701 COVENTRY HEALTH CARE INC COM 222862104 11,767.33 250,209 SH SHARED 250,209 COVER-ALL TECHNOLOGIES INC COM 222892101 3.70 2,936 SH SOLE 2,936 COVIDIEN PLC SHS G2554F113 128.90 1,900 SH P SHARED 1,900 COVIDIEN PLC SHS G2554F113 861.57 12,700 SH C SHARED 12,700 COVIDIEN PLC SHS G2554F113 2,001.28 29,500 SH SHARED 29,500 COVIDIEN PLC SHS G2554F113 2,698.61 39,779 SH SHARED 39,779 COVIDIEN PLC SHS G2554F113 6,535.77 96,341 SH SHARED 20 96,341 COVIDIEN PLC SHS G2554F113 31,086.12 458,227 SH SHARED 01 458,227 COWEN GROUP INC NEW CL A 223622101 20.49 7,267 SH SHARED 7,267

COWEN GROUP INC NEW CL A 223622101 198.48 70,383 SH SHARED 01 70,383 CPFL ENERGIA S A SPONSORED ADR 126153105 12.56 600 SH C SHARED 600 CPFL ENERGIA S A SPONSORED ADR 126153105 14.66 700 SH P SHARED 700 CPFL ENERGIA S A SPONSORED ADR 126153105 167.06 7,978 SH SHARED 7,978 CPFL ENERGIA S A SPONSORED ADR 126153105 7,301.63 348,693 SH SHARED 01 348,693 CPI AEROSTRUCTURES INC COM NEW 125919308 737.73 86,083 SH SHARED 01 86,083 CRACKER BARREL OLD CTRY STOR COM 22410J106 24.26 300 SH P SHARED 300 CRACKER BARREL OLD CTRY STOR COM 22410J106 210.21 2,600 SH C SHARED 2,600 CRACKER BARREL OLD CTRY STOR COM 22410J106 270.12 3,341 SH SHARED 01 3,341 CRAFT BREW ALLIANCE INC COM 224122101 7.55 1,015 SH SHARED 01 1,015 CRA INTL INC COM 12618T105 3.80 170 SH SOLE 170 CRANE CO COM 224399105 11.17 200 SH C SHARED 200 CRANE CO COM 224399105 127.86 2,289 SH SHARED 2,289 CRANE CO COM 224399105 826.56 14,797 SH SHARED 01 14,797 CRAWFORD & CO CL B 224633107 3.96 522 SH SOLE 522 CRAY INC COM NEW 225223304 1.16 50 SH SHARED 01 50 CRAY INC COM NEW 225223304 30.64 1,320 SH SHARED 1,320 CRAY INC COM NEW 225223304 48.74 2,100 SH P SHARED 2,100 CRAY INC COM NEW 225223304 62.67 2,700 SH C SHARED 2,700 CREDICORP LTD COM G2519Y108 673.17 4,054 SH SHARED 01 4,054 CREDICORP LTD COM G2519Y108 4,257.52 25,640 SH SHARED 25,640 CREDIT ACCEP CORP MICH COM 225310101 12.21 100 SH SHARED 01 100 CREDIT ACCEP CORP MICH COM 225310101 20.03 164 SH SHARED 164 CREDIT SUISSE ASSET MGMT INC COM 224916106 320.68 77,836 SH SHARED 01 77,836 CREDIT SUISSE GROUP SPONSORED ADR 225401108 217.46 8,300 SH C SHARED 8,300 CREDIT SUISSE GROUP SPONSORED ADR 225401108 2,124.82 81,100 SH P SHARED 81,100 CREDIT SUISSE GROUP SPONSORED ADR 225401108 2,211.96 84,426 SH SHARED 84,426 CREDIT SUISSE GROUP SPONSORED ADR 225401108 2,752.39 105,053 SH SHARED 01 105,053 CREDIT SUISSE HIGH YLD BND F SH BEN INT 22544F103 60.86 18,668 SH SHARED 01 18,668 CREDIT SUISSE NASSAU BRH 2X INVER PLATI 22542D639 5.35 130 SH SOLE 130 CREDIT SUISSE NASSAU BRH 2X LONG PLATIN 22542D647 21.16 465 SH SOLE 465 CREDIT SUISSE NASSAU BRH 3X LONG GOLD 22542D688 13.38 376 SH SOLE 376 CREDIT SUISSE NASSAU BRH ETN IDX-LKD 20 22542D845 56.11 2,724 SH SOLE 2,724 CREDIT SUISSE NASSAU BRH ETN LKD 30 MLP 22542D852 9,148.39 317,036 SH SHARED 01 317,036 CREDIT SUISSE NASSAU BRH ETN LKD 32 22542D571 53.99 1,735 SH SOLE 1,735 CREDIT SUISSE NASSAU BRH EXCH NT LKD 20 22542D878 14.40 650 SH SOLE 650 CREDIT SUISSE NASSAU BRH EXCH NT LKD 31 22542D753 6.00 301 SH SOLE 301 CREDIT SUISSE NASSAU BRH INVRS VIX STERM 22542D795 101.03 4,334 SH SOLE 4,334 CREDIT SUISSE NASSAU BRH VIX MD TRM FUT 22542D779 0.26 38 SH SOLE 38 CREDIT SUISSE NASSAU BRH VS 3X INV BREN 22542D555 1.20 35 SH SOLE 35 CREDIT SUISSE NASSAU BRH VS 3XINV CRUDE 22542D548 11.52 278 SH SOLE 278 CREDIT SUISSE NASSAU BRH VS 3XLNG BRENT 22542D597 13.33 300 SH SOLE 300 CREDIT SUISSE NASSAU BRH VS 3XLNGNATGAS 22542D589 20.87 655 SH SOLE 655 CREE INC COM 225447101 511.54 9,350 SH SHARED 9,350 CREE INC COM 225447101 1,110.61 20,300 SH C SHARED 20,300 CREE INC COM 225447101 1,843.18 33,690 SH SHARED 33,690 CREE INC COM 225447101 2,943.40 53,800 SH P SHARED 53,800 CREE INC COM 225447101 4,900.92 89,580 SH SHARED 01 89,580 CRESCENT FINL BANCSHARES INC COM 225743103 0.88 223 SH SOLE 223

CRESTWOOD MIDSTREAM PRTNERS COM UNITS REPSTG 226372100 23.85 1,000 SH C SHARED 1,000 CRESTWOOD MIDSTREAM PRTNERS COM UNITS REPSTG 226372100 550.79 23,094 SH SHARED 23,094 CRESTWOOD MIDSTREAM PRTNERS COM UNITS REPSTG 226372100 10,443.49 437,882 SH SHARED 01 437,882 CRESUD S A C I F Y A SPONSORED ADR 226406106 58.80 6,262 SH SHARED 01 6,262 CRESUD SA COMERCIAL *W EXP 05/22/201 P3311R192 3.78 47,224 SH SOLE 47,224 CREXENDO INC COM 226552107 3.09 1,221 SH SOLE 1,221 CREXUS INVT CORP COM 226553105 1,129.93 86,784 SH SHARED 01 86,784 CREXUS INVT CORP COM 226553105 1,200.26 92,186 SH SHARED 92,186 CRH PLC ADR 12626K203 40.56 1,836 SH SHARED 01 1,836 CRIMSON EXPLORATION INC COM NEW 22662K207 4.11 1,437 SH SHARED 1,437 CRIMSON EXPLORATION INC COM NEW 22662K207 31.46 11,000 SH SHARED 01 11,000 CROCS INC COM 227046109 146.72 9,900 SH C SHARED 9,900 CROCS INC COM 227046109 353.40 23,846 SH SHARED 23,846 CROCS INC COM 227046109 785.46 53,000 SH P SHARED 53,000 CROCS INC COM 227046109 3,403.95 229,686 SH SHARED 01 229,686 CROSS A T CO CL A 227478104 0.01 1 SH SHARED 01 1 CROSS CTRY HEALTHCARE INC COM 227483104 8.73 1,645 SH SOLE 1,645 CROSSHAIR ENERGY CORP COM 22765F105 4.46 46,027 SH SOLE 46,027 CROSSROADS SYS INC COM NEW 22765D209 0.56 250 SH SHARED 01 250 CROSSTEX ENERGY INC COM 22765Y104 24.36 1,265 SH SHARED 1,265 CROSSTEX ENERGY INC COM 22765Y104 173.44 9,005 SH SHARED 01 9,005 CROSSTEX ENERGY L P COM 22765U102 31.28 1,700 SH C SHARED 1,700 CROSSTEX ENERGY L P COM 22765U102 77.28 4,200 SH P SHARED 4,200 CROSSTEX ENERGY L P COM 22765U102 769.05 41,796 SH SHARED 41,796 CROSSTEX ENERGY L P COM 22765U102 979.52 53,235 SH SHARED 01 53,235 CROSS TIMBERS RTY TR TR UNIT 22757R109 6.02 206 SH SHARED 206 CROSS TIMBERS RTY TR TR UNIT 22757R109 360.12 12,316 SH SHARED 01 12,316 CROWN CASTLE INTL CORP COM 228227104 111.42 1,600 SH C SHARED 1,600 CROWN CASTLE INTL CORP COM 228227104 146.24 2,100 SH P SHARED 2,100 CROWN CASTLE INTL CORP COM 228227104 1,970.81 28,300 SH SHARED 28,300 CROWN CASTLE INTL CORP COM 228227104 2,154.31 30,935 SH SHARED 20 30,935 CROWN CASTLE INTL CORP COM 228227104 11,116.35 159,626 SH SHARED 01 159,626 CROWN CASTLE INTL CORP COM 228227104 26,728.88 383,815 SH SHARED 383,815 CROWN CRAFTS INC COM 228309100 17.70 2,950 SH SOLE 2,950 CROWN HOLDINGS INC COM 228368106 29.13 700 SH C SHARED 700 CROWN HOLDINGS INC COM 228368106 445.23 10,700 SH SHARED 10,700 CROWN HOLDINGS INC COM 228368106 2,803.35 67,372 SH SHARED 67,372 CROWN HOLDINGS INC COM 228368106 8,301.20 199,500 SH SHARED 01 199,500 CRUMBS BAKE SHOP INC COM 228803102 10.19 3,550 SH SOLE 3,550 CRYOLIFE INC COM 228903100 3.01 500 SH P SHARED 500 CRYOLIFE INC COM 228903100 48.04 7,993 SH SHARED 01 7,993 CSG SYS INTL INC COM 126349109 3.31 156 SH SHARED 01 156 CSP INC COM 126389105 0.98 167 SH SOLE 167 CSR PLC SPONSORED ADR 12640Y205 3.61 124 SH SHARED 01 124 CSR PLC SPONSORED ADR 12640Y205 109.81 3,767 SH SHARED 3,767 CSX CORP COM 126408103 73.89 3,000 SH C SHARED 01 3,000 CSX CORP COM 126408103 408.86 16,600 SH C SHARED 16,600 CSX CORP COM 126408103 1,608.34 65,300 SH SHARED 65,300 CSX CORP COM 126408103 3,104.88 126,061 SH SHARED 126,061 CSX CORP COM 126408103 5,004.82 203,200 SH P SHARED 203,200

CSX CORP COM 126408103 224,051.43 9,096,688 SH SHARED 01 9,096,688 CSX CORP DBCV 10/3 126408GA5 5.25 2,000 PRN SHARED 01 2,000 CTC MEDIA INC COM 12642X106 25.70 2,180 SH SHARED 01 2,180 CTC MEDIA INC COM 12642X106 40.89 3,468 SH SHARED 3,468 CTI INDUSTRIES CORP COM NEW 125961300 45.67 8,288 SH SOLE 8,288 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 10.69 500 SH P SHARED 500 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 25.66 1,200 SH C SHARED 1,200 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 74.30 3,475 SH SHARED 01 3,475 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 212.26 9,928 SH SHARED 9,928 CTS CORP COM 126501105 11.48 1,100 SH SHARED 01 1,100 CTS CORP COM 126501105 22.89 2,193 SH SHARED 2,193 CU BANCORP CALIF COM 126534106 44.13 3,400 SH SOLE 3,400 CUBESMART COM 229663109 1.58 100 SH SHARED 01 100 CUBESMART COM 229663109 898.56 56,871 SH SHARED 56,871 CUBIC CORP COM 229669106 38.45 900 SH C SHARED 900 CUBIC CORP COM 229669106 42.72 1,000 SH P SHARED 1,000 CUBIC CORP COM 229669106 53.02 1,241 SH SHARED 1,241 CUBIC CORP COM 229669106 1,603.32 37,531 SH SHARED 01 37,531 CUBIC ENERGY INC COM 229675103 1.26 4,500 SH SHARED 01 4,500 CUBIC ENERGY INC COM 229675103 10.86 38,768 SH SHARED 38,768 CUBIST PHARMACEUTICALS INC COM 229678107 4.68 100 SH P SHARED 100 CUBIST PHARMACEUTICALS INC COM 229678107 74.91 1,600 SH C SHARED 1,600 CUBIST PHARMACEUTICALS INC COM 229678107 357.10 7,627 SH SHARED 7,627 CUBIST PHARMACEUTICALS INC COM 229678107 724.31 15,470 SH SHARED 20 15,470 CUBIST PHARMACEUTICALS INC COM 229678107 1,301.41 27,796 SH SHARED 01 27,796 CUI GLOBAL INC COM NEW 126576206 3.35 666 SH SHARED 01 666 CUI GLOBAL INC COM NEW 126576206 5.79 1,150 SH SHARED 1,150 CULLEN FROST BANKERS INC COM 229899109 6.25 100 SH P SHARED 100 CULLEN FROST BANKERS INC COM 229899109 106.30 1,700 SH C SHARED 1,700 CULLEN FROST BANKERS INC COM 229899109 113.18 1,810 SH SHARED 20 1,810 CULLEN FROST BANKERS INC COM 229899109 872.73 13,957 SH SHARED 01 13,957 CULLEN FROST BANKERS INC COM 229899109 1,408.05 22,518 SH SHARED 22,518 CUMBERLAND PHARMACEUTICALS I COM 230770109 5.98 1,200 SH SHARED 01 1,200 CUMMINS INC COM 231021106 115.12 994 SH SHARED 994 CUMMINS INC COM 231021106 2,057.94 17,770 SH SHARED 17,770 CUMMINS INC COM 231021106 2,374.11 20,500 SH C SHARED 20,500 CUMMINS INC COM 231021106 3,671.18 31,700 SH P SHARED 31,700 CUMMINS INC COM 231021106 4,454.98 38,468 SH SHARED 20 38,468 CUMMINS INC COM 231021106 37,642.77 325,039 SH SHARED 01 325,039 CUMULUS MEDIA INC CL A 231082108 3,171.53 941,108 SH SOLE 941,108 CURIS INC COM 231269101 6.56 2,000 SH C SHARED 2,000 CURIS INC COM 231269101 15.09 4,600 SH SHARED 01 4,600 CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 646.47 6,200 SH P SHARED 6,200 CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 5,453.84 52,305 SH SHARED 01 52,305 CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 11,219.45 107,600 SH C SHARED 107,600 CURRENCYSHARES CDN DLR TR CDN DOLLAR SHS 23129X105 51.69 528 SH SHARED 528 CURRENCYSHARES CDN DLR TR CDN DOLLAR SHS 23129X105 225.17 2,300 SH P SHARED 2,300 CURRENCYSHARES CDN DLR TR CDN DOLLAR SHS 23129X105 372.02 3,800 SH C SHARED 3,800 CURRENCYSHARES CDN DLR TR CDN DOLLAR SHS 23129X105 1,522.15 15,548 SH SHARED 01 15,548 CURRENCYSHARES CHINESE RENMI CHIN RENMINBI 23131C107 40.01 498 SH SOLE 498

CURRENCYSHARES EURO TR EURO SHS 23130C108 355.85 2,800 SH C SHARED 2,800 CURRENCYSHARES EURO TR EURO SHS 23130C108 550.05 4,328 SH SHARED 01 4,328 CURRENCYSHARES EURO TR EURO SHS 23130C108 14,564.51 114,600 SH P SHARED 114,600 CURRENCYSHARES SWEDISH KRONA SWEDISH KRONA 23129R108 517.41 3,382 SH SHARED 01 3,382 CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 103.47 1,000 SH P SHARED 1,000 CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 245.22 2,370 SH SHARED 2,370 CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 331.93 3,208 SH SHARED 01 3,208 CURRENCYSHS BRIT POUND STER BRIT POUND STE 23129S106 510.54 3,400 SH P SHARED 3,400 CURRENCYSHS BRIT POUND STER BRIT POUND STE 23129S106 641.93 4,275 SH SHARED 4,275 CURRENCYSHS BRIT POUND STER BRIT POUND STE 23129S106 1,669.93 11,121 SH SHARED 01 11,121 CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 624.30 6,000 SH C SHARED 6,000 CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 2,018.57 19,400 SH P SHARED 19,400 CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 3,071.87 29,523 SH SHARED 01 29,523 CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 4,682.25 45,000 SH P SHARED 01 45,000 CURTISS WRIGHT CORP COM 231561101 10.41 300 SH C SHARED 300 CURTISS WRIGHT CORP COM 231561101 355.12 10,234 SH SHARED 01 10,234 CUSHING MLP TOTAL RETURN FD COM SHS 231631102 57.88 7,119 SH SHARED 7,119 CUSHING MLP TOTAL RETURN FD COM SHS 231631102 549.12 67,542 SH SHARED 01 67,542 CUSHING RTY & INCOME FD COM SH BEN INT 23164R104 20.91 1,000 SH SHARED 01 1,000 CUSHING RTY & INCOME FD COM SH BEN INT 23164R104 33.37 1,596 SH SHARED 1,596 CUTERA INC COM 232109108 15.50 1,192 SH SHARED 1,192 CUTERA INC COM 232109108 19.50 1,500 SH SHARED 01 1,500 CUTWATER SELECT INCOME FD COM 232229104 6.22 310 SH SHARED 310 CUTWATER SELECT INCOME FD COM 232229104 1,103.92 55,031 SH SHARED 01 55,031 CVB FINL CORP COM 126600105 21.22 1,883 SH SHARED 1,883 CVB FINL CORP COM 126600105 1,506.56 133,679 SH SHARED 01 133,679 CVR ENERGY INC COM 12662P108 46.46 900 SH C SHARED 900 CVR ENERGY INC COM 12662P108 225.37 4,366 SH SHARED 01 4,366 CVR ENERGY INC COM 12662P108 1,109.00 21,484 SH SHARED 21,484 CVR PARTNERS LP COM 126633106 27.51 1,100 SH C SHARED 1,100 CVR PARTNERS LP COM 126633106 133.75 5,348 SH SHARED 5,348 CVR PARTNERS LP COM 126633106 712.79 28,500 SH P SHARED 28,500 CVR PARTNERS LP COM 126633106 1,317.20 52,667 SH SHARED 01 52,667 CVR REFNG LP COMUNIT REP LT 12663P107 423.22 12,200 SH P SHARED 12,200 CVR REFNG LP COMUNIT REP LT 12663P107 454.44 13,100 SH C SHARED 13,100 CVR REFNG LP COMUNIT REP LT 12663P107 4,175.60 120,369 SH SHARED 01 120,369 CVS CAREMARK CORPORATION COM 126650100 764.36 13,900 SH C SHARED 13,900 CVS CAREMARK CORPORATION COM 126650100 1,820.17 33,100 SH P SHARED 33,100 CVS CAREMARK CORPORATION COM 126650100 19,548.23 355,487 SH SHARED 355,487 CVS CAREMARK CORPORATION COM 126650100 39,792.85 723,638 SH SHARED 723,638

CVS CAREMARK CORPORATION COM 126650100 90,042.99 1,637,443 SH SHARED 01 1,637,443 CYBERONICS INC COM 23251P102 64.96 1,388 SH SHARED 1,388 CYBERONICS INC COM 23251P102 252.72 5,400 SH C SHARED 5,400 CYBERONICS INC COM 23251P102 419.94 8,973 SH SHARED 01 8,973 CYBERONICS INC COM 23251P102 585.00 12,500 SH P SHARED 12,500 CYBEROPTICS CORP COM 232517102 3.86 629 SH SOLE 629 CYCLACEL PHARMACEUTICALS INC COM NEW 23254L306 0.56 100 SH C SOLE 100 CYCLACEL PHARMACEUTICALS INC COM NEW 23254L306 1.68 300 SH P SOLE 300 CYCLACEL PHARMACEUTICALS INC COM NEW 23254L306 71.76 12,837 SH SOLE 12,837 CYCLACEL PHARMACEUTICALS INC PFD CONV EX 6% 23254L207 9.41 1,045 SH SOLE 1,045 CYMER INC COM 232572107 182.69 1,900 SH C SOLE 1,900 CYMER INC COM 232572107 4,728.18 49,174 SH SOLE 49,174 CYNOSURE INC CL A 232577205 19.50 745 SH SHARED 745 CYNOSURE INC CL A 232577205 402.05 15,363 SH SHARED 01 15,363 CYPRESS SEMICONDUCTOR CORP COM 232806109 283.82 25,732 SH SHARED 25,732 CYPRESS SEMICONDUCTOR CORP COM 232806109 726.88 65,900 SH P SHARED 65,900 CYPRESS SEMICONDUCTOR CORP COM 232806109 1,046.75 94,900 SH C SHARED 94,900 CYPRESS SEMICONDUCTOR CORP COM 232806109 11,867.41 1,075,921 SH SHARED 01 1,075,921 CYRUSONE INC COM 23283R100 57.56 2,520 SH SHARED 01 2,520 CYS INVTS INC COM 12673A108 293.50 25,000 SH C SHARED 25,000 CYS INVTS INC COM 12673A108 421.47 35,900 SH P SHARED 35,900 CYS INVTS INC COM 12673A108 4,385.96 373,591 SH SHARED 373,591 CYS INVTS INC COM 12673A108 4,615.93 393,180 SH SHARED 01 393,180 CYTEC INDS INC COM 232820100 783.69 10,579 SH SHARED 10,579 CYTEC INDS INC COM 232820100 1,059.34 14,300 SH C SHARED 14,300 CYTEC INDS INC COM 232820100 1,186.69 16,019 SH SHARED 01 16,019 CYTEC INDS INC COM 232820100 3,015.06 40,700 SH P SHARED 40,700 CYTOKINETICS INC COM 23282W100 9.46 8,300 SH SHARED 01 8,300 CYTORI THERAPEUTICS INC COM 23283K105 24.55 9,800 SH C SHARED 9,800 CYTORI THERAPEUTICS INC COM 23283K105 47.60 19,000 SH SHARED 01 19,000 CYTORI THERAPEUTICS INC COM 23283K105 92.69 37,000 SH P SHARED 37,000 CYTORI THERAPEUTICS INC *W EXP 09/13/201 23283K113 25.70 23,797 SH SOLE 23,797 CYTRX CORP COM PAR $.001 232828509 0.03 11 SH SHARED 01 11 DAILY JOURNAL CORP COM 233912104 84.14 758 SH SOLE 758 DAKTRONICS INC COM 234264109 12.60 1,200 SH SHARED 01 1,200 DAKTRONICS INC COM 234264109 89.25 8,500 SH C SHARED 8,500 DANAHER CORP DEL COM 235851102 323.18 5,200 SH P SHARED 5,200 DANAHER CORP DEL COM 235851102 2,749.08 44,233 SH SHARED 44,233 DANAHER CORP DEL COM 235851102 2,926.64 47,090 SH SHARED 20 47,090 DANAHER CORP DEL COM 235851102 7,830.90 126,000 SH C SHARED 126,000 DANAHER CORP DEL COM 235851102 11,412.60 183,630 SH SHARED 183,630 DANAHER CORP DEL COM 235851102 55,406.35 891,494 SH SHARED 01 891,494 DANAHER CORP DEL NOTE 1/2 235851AF9 37.94 21,000 PRN SHARED 01 21,000 DANA HLDG CORP COM 235825205 14.26 800 SH P SHARED 800 DANA HLDG CORP COM 235825205 46.13 2,587 SH SHARED 2,587 DANA HLDG CORP COM 235825205 46.36 2,600 SH C SHARED 2,600 DANA HLDG CORP COM 235825205 4,615.21 258,845 SH SHARED 01 258,845 DAQO NEW ENERGY CORP SPNSRD ADR NEW 23703Q203 3.69 533 SH SOLE 533 DARDEN RESTAURANTS INC COM 237194105 42.89 830 SH SHARED 20 830 DARDEN RESTAURANTS INC COM 237194105 459.95 8,900 SH SHARED 8,900

DARDEN RESTAURANTS INC COM 237194105 1,147.30 22,200 SH P SHARED 22,200 DARDEN RESTAURANTS INC COM 237194105 2,212.06 42,803 SH SHARED 42,803 DARDEN RESTAURANTS INC COM 237194105 3,912.18 75,700 SH C SHARED 75,700 DARDEN RESTAURANTS INC COM 237194105 14,463.89 279,874 SH SHARED 01 279,874 DARLING INTL INC COM 237266101 5.51 307 SH SHARED 307 DARLING INTL INC COM 237266101 13.45 749 SH SHARED 749 DARLING INTL INC COM 237266101 16.16 900 SH C SHARED 900 DARLING INTL INC COM 237266101 35.92 2,000 SH P SHARED 2,000 DARLING INTL INC COM 237266101 1,155.94 64,362 SH SHARED 01 64,362 DATA I O CORP COM 237690102 1.67 1,137 SH SOLE 1,137 DATALINK CORP COM 237934104 20.54 1,700 SH C SHARED 1,700 DATALINK CORP COM 237934104 303.96 25,162 SH SHARED 01 25,162 DAVITA HEALTHCARE PARTNERS I COM 23918K108 177.89 1,500 SH C SHARED 1,500 DAVITA HEALTHCARE PARTNERS I COM 23918K108 877.57 7,400 SH P SHARED 7,400 DAVITA HEALTHCARE PARTNERS I COM 23918K108 1,150.32 9,700 SH SHARED 9,700 DAVITA HEALTHCARE PARTNERS I COM 23918K108 3,297.87 27,809 SH SHARED 27,809 DAVITA HEALTHCARE PARTNERS I COM 23918K108 8,877.17 74,856 SH SHARED 01 74,856 DAWSON GEOPHYSICAL CO COM 239359102 3.00 100 SH SHARED 01 100 DAWSON GEOPHYSICAL CO COM 239359102 33.45 1,115 SH SHARED 1,115 DAXOR CORP COM 239467103 9.27 1,279 SH SOLE 1,279 DAYSTAR TECHNOLOGIES INC COM PAR $0.01 23962Q407 1.35 1,800 SH SOLE 1,800 DBX ETF TR XTRAK MSCI BRAZL 233051309 4.71 242 SH SOLE 242 DBX ETF TR XTRAK MSCI CDA 233051408 12.08 513 SH SOLE 513 DB-X FUNDS XTRAK 2010TGT DT 233052109 8.58 358 SH SOLE 358 DB-X FUNDS XTRAK 2020TGT DT 233052208 27.31 1,086 SH SOLE 1,086 DB-X FUNDS XTRAK 2030TGT DT 233052307 33.22 1,356 SH SOLE 1,356 DB-X FUNDS XTRAK 2040TGT DT 233052406 14.91 619 SH SOLE 619 DB-X FUNDS XTRAK INDEP TRGT 233052505 19.64 722 SH SOLE 722 DCP MIDSTREAM PARTNERS LP COM UT LTD PTN 23311P100 27.97 600 SH P SHARED 600 DCP MIDSTREAM PARTNERS LP COM UT LTD PTN 23311P100 172.46 3,700 SH C SHARED 3,700 DCP MIDSTREAM PARTNERS LP COM UT LTD PTN 23311P100 4,001.93 85,860 SH SHARED 01 85,860 DCP MIDSTREAM PARTNERS LP COM UT LTD PTN 23311P100 27,582.82 591,779 SH SHARED 591,779 DCT INDUSTRIAL TRUST INC COM 233153105 207.53 28,044 SH SHARED 28,044 DCT INDUSTRIAL TRUST INC COM 233153105 255.60 34,540 SH SHARED 01 34,540 DCT INDUSTRIAL TRUST INC COM 233153105 799.40 108,027 SH SHARED 108,027 DDR CORP COM 23317H102 204.55 11,742 SH SHARED 11,742 DDR CORP COM 23317H102 246.41 14,145 SH SHARED 01 14,145 DDR CORP COM 23317H102 862.29 49,500 SH C SHARED 49,500 DDR CORP COM 23317H102 1,855.16 106,496 SH SHARED 106,496 DEALERTRACK TECHNOLOGIES INC COM 242309102 44.39 1,511 SH SOLE 1,511 DEAN FOODS CO NEW COM 242370104 1.81 100 SH P SHARED 100 DEAN FOODS CO NEW COM 242370104 44.93 2,478 SH SHARED 2,478 DEAN FOODS CO NEW COM 242370104 235.69 13,000 SH C SHARED 13,000 DEAN FOODS CO NEW COM 242370104 277.26 15,293 SH SHARED 01 15,293 DECKERS OUTDOOR CORP COM 243537107 415.17 7,455 SH SHARED 7,455 DECKERS OUTDOOR CORP COM 243537107 3,424.94 61,500 SH C SHARED 61,500 DECKERS OUTDOOR CORP COM 243537107 4,393.94 78,900 SH P SHARED 78,900 DECKERS OUTDOOR CORP COM 243537107 7,545.66 135,494 SH SHARED 01 135,494

DEERE & CO COM 244199105 65.77 765 SH SHARED 20 765 DEERE & CO COM 244199105 3,134.66 36,458 SH SHARED 36,458 DEERE & CO COM 244199105 9,301.92 108,187 SH SHARED 108,187 DEERE & CO COM 244199105 24,306.55 282,700 SH C SHARED 282,700 DEERE & CO COM 244199105 33,669.77 391,600 SH P SHARED 391,600 DEERE & CO COM 244199105 117,104.50 1,361,997 SH SHARED 01 1,361,997 DEHAIER MEDICAL SYSTEMS LIMI SHS G27010100 11.83 6,006 SH SOLE 6,006 DEJOUR ENERGY INC COM 24486R103 14.75 72,676 SH SOLE 72,676 DELAWARE ENHANCED GBL DIV & COM 246060107 452.68 37,166 SH SHARED 01 37,166 DELAWARE INV CO MUN INC FD I COM 246101109 301.69 20,332 SH SHARED 01 20,332 DELAWARE INV MN MUN INC FD I COM 24610V103 1,230.72 78,741 SH SHARED 01 78,741 DELAWARE INVT NAT MUNI INC F SH BEN INT 24610T108 8.60 594 SH SHARED 594 DELAWARE INVT NAT MUNI INC F SH BEN INT 24610T108 360.05 24,865 SH SHARED 01 24,865 DELAWARE INVTS DIV & INCOME COM 245915103 19.88 2,201 SH SHARED 2,201 DELAWARE INVTS DIV & INCOME COM 245915103 707.43 78,342 SH SHARED 01 78,342 DELCATH SYS INC COM 24661P104 17.82 9,900 SH P SHARED 9,900 DELCATH SYS INC COM 24661P104 20.81 11,563 SH SHARED 11,563 DELCATH SYS INC COM 24661P104 30.96 17,200 SH C SHARED 17,200 DELCATH SYS INC COM 24661P104 64.71 35,950 SH SHARED 01 35,950 DELEK LOGISTICS PARTNERS LP COM UNT RP INT 24664T103 6.24 200 SH C SOLE 200 DELEK US HLDGS INC COM 246647101 19.97 506 SH SHARED 01 506 DELEK US HLDGS INC COM 246647101 35.51 900 SH C SHARED 900 DELEK US HLDGS INC COM 246647101 39.82 1,009 SH SHARED 1,009 DEL FRISCOS RESTAURANT GROUP COM 245077102 11.25 678 SH SOLE 678 DELIA'S INC NEW COM 246911101 8.25 8,332 SH SOLE 8,332 DELL INC COM 24702R101 1,522.63 106,255 SH SHARED 106,255 DELL INC COM 24702R101 2,280.59 159,148 SH SHARED 01 159,148 DELL INC COM 24702R101 12,085.92 843,400 SH C SHARED 843,400 DELL INC COM 24702R101 23,091.36 1,611,400 SH P SHARED 1,611,400 DELL INC COM 24702R101 1,095,899.23 76,475,871 SH SHARED 76,475,871 DELPHI AUTOMOTIVE PLC SHS G27823106 84.36 1,900 SH C SHARED 1,900 DELPHI AUTOMOTIVE PLC SHS G27823106 133.20 3,000 SH P SHARED 3,000 DELPHI AUTOMOTIVE PLC SHS G27823106 239.49 5,394 SH SHARED 01 5,394 DELPHI AUTOMOTIVE PLC SHS G27823106 710.40 16,000 SH SHARED 16,000 DELPHI AUTOMOTIVE PLC SHS G27823106 1,770.67 39,880 SH SHARED 39,880 DELTA AIR LINES INC DEL COM NEW 247361702 401.19 24,300 SH SHARED 24,300 DELTA AIR LINES INC DEL COM NEW 247361702 1,730.46 104,813 SH SHARED 104,813 DELTA AIR LINES INC DEL COM NEW 247361702 10,885.04 659,300 SH C SHARED 659,300 DELTA AIR LINES INC DEL COM NEW 247361702 14,741.17 892,863 SH SHARED 01 892,863 DELTA AIR LINES INC DEL COM NEW 247361702 30,647.51 1,856,300 SH P SHARED 1,856,300 DELTA APPAREL INC COM 247368103 16.47 1,000 SH SHARED 01 1,000 DELTA NAT GAS INC COM 247748106 1,042.98 47,712 SH SHARED 01 47,712 DELTIC TIMBER CORP COM 247850100 20.75 302 SH SHARED 01 302 DELTIC TIMBER CORP COM 247850100 31.54 459 SH SHARED 459

DELUXE CORP COM 248019101 8.28 200 SH C SHARED 200 DELUXE CORP COM 248019101 33.12 800 SH P SHARED 800 DELUXE CORP COM 248019101 906.54 21,897 SH SHARED 01 21,897 DELUXE CORP COM 248019101 1,024.57 24,748 SH SHARED 24,748 DEMAND MEDIA INC COM 24802N109 1.73 200 SH SHARED 01 200 DEMAND MEDIA INC COM 24802N109 4.32 500 SH P SHARED 500 DEMAND MEDIA INC COM 24802N109 20.71 2,400 SH C SHARED 2,400 DEMAND MEDIA INC COM 24802N109 38.48 4,459 SH SHARED 4,459 DEMANDWARE INC COM 24802Y105 1.27 50 SH SHARED 01 50 DEMANDWARE INC COM 24802Y105 12.68 500 SH SHARED 500 DEMANDWARE INC COM 24802Y105 36.68 1,447 SH SHARED 1,447 DENBURY RES INC COM NEW 247916208 13.07 701 SH SHARED 701 DENBURY RES INC COM NEW 247916208 35.44 1,900 SH P SHARED 1,900 DENBURY RES INC COM NEW 247916208 359.95 19,300 SH C SHARED 19,300 DENBURY RES INC COM NEW 247916208 477.16 25,585 SH SHARED 25,585 DENBURY RES INC COM NEW 247916208 635.41 34,070 SH SHARED 01 34,070 DENDREON CORP COM 24823Q107 140.36 29,644 SH SHARED 29,644 DENDREON CORP COM 24823Q107 259.95 54,900 SH C SHARED 54,900 DENDREON CORP COM 24823Q107 323.40 68,300 SH P SHARED 68,300 DENDREON CORP COM 24823Q107 384.21 81,142 SH SHARED 01 81,142 DENISON MINES CORP COM 248356107 1.66 1,200 SH P SHARED 1,200 DENISON MINES CORP COM 248356107 22.74 16,480 SH SHARED 01 16,480 DENISON MINES CORP COM 248356107 80.32 58,200 SH C SHARED 58,200 DENISON MINES CORP COM 248356107 424.47 307,586 SH SHARED 307,586 DENNYS CORP COM 24869P104 1.56 270 SH SHARED 01 270 DENTSPLY INTL INC NEW COM 249030107 21.22 500 SH C SHARED 500 DENTSPLY INTL INC NEW COM 249030107 353.95 8,340 SH SHARED 20 8,340 DENTSPLY INTL INC NEW COM 249030107 407.42 9,600 SH SHARED 9,600 DENTSPLY INTL INC NEW COM 249030107 636.64 15,001 SH SHARED 01 15,001 DENTSPLY INTL INC NEW COM 249030107 1,245.10 29,338 SH SHARED 29,338 DEPOMED INC COM 249908104 11.74 2,000 SH SHARED 01 2,000 DEPOMED INC COM 249908104 14.68 2,500 SH P SHARED 2,500 DEPOMED INC COM 249908104 872.87 148,700 SH C SHARED 148,700 DERMA SCIENCES INC COM PAR $.01 249827502 12.38 1,025 SH SHARED 1,025 DERMA SCIENCES INC COM PAR $.01 249827502 154.21 12,766 SH SHARED 01 12,766 DESARROLLADORA HOMEX S A DE SPONSORED ADR 25030W100 101.98 11,407 SH SHARED 01 11,407 DESCARTES SYS GROUP INC COM 249906108 0.94 100 SH SHARED 01 100 DESCARTES SYS GROUP INC COM 249906108 12.05 1,282 SH SHARED 1,282 DESTINATION XL GROUP INC COM 25065K104 21.64 4,252 SH SOLE 4,252 DEUTSCHE BANK AG NAMEN AKT D18190898 603.62 15,430 SH SHARED 01 15,430 DEUTSCHE BANK AG NAMEN AKT D18190898 3,758.22 96,069 SH SHARED 17 96,069 DEUTSCHE BANK AG NAMEN AKT D18190898 4,246.67 108,555 SH SHARED 20 108,555 DEUTSCHE BANK AG NAMEN AKT D18190898 27,753.25 709,439 SH SHARED 709,439 DEUTSCHE BANK AG NAMEN AKT D18190898 28,814.19 736,559 SH C SHARED 736,559 DEUTSCHE BANK AG NAMEN AKT D18190898 57,353.05 1,466,080 SH P SHARED 1,466,080 DEUTSCHE BANK AG NAMEN AKT D18190898 121,981.48 3,118,136 SH SHARED 3,118,136 DEUTSCHE BK AG LDN BRH PS AGRI DS ETN 25154H566 19.31 1,244 SH SOLE 1,244 DEUTSCHE BK AG LDN BRH PS CMDT DL ETN 25154H475 15.11 1,774 SH SOLE 1,774 DEUTSCHE BK AG LDN BRH PS CMDT DS ETN 25154H483 5.40 205 SH SOLE 205 DEUTSCHE BK AG LDN BRH PS GOLD DL ETN 25154H749 107.24 2,287 SH SOLE 2,287 DEUTSCHE BK AG LDN BRH PS GOLD DS ETN 25154H756 0.49 100 SH SHARED 01 100 DEUTSCHE BK AG LDN BRH PS GOLD DS ETN 25154H756 30.43 6,223 SH SHARED 6,223 DEUTSCHE BK AG LDN BRH PS GOLD SH ETN 25154H731 71.99 5,801 SH SOLE 5,801

DEUTSCHE BK AG LONDON BRH 3X INV JAP GOV 25154P188 43.67 2,480 SH SOLE 2,480 DEUTSCHE BK AG LONDON BRH DB 3X LONG UST 25154N522 7.49 170 SH SOLE 170 DEUTSCHE BK AG LONDON BRH IDX FUTRS NT30 25154P881 9.57 613 SH SOLE 613 DEUTSCHE BK AG LONDON BRH INV JAP GOV BD 25154P170 7.36 385 SH SOLE 385 DEUTSCHE BK AG LONDON BRH MTL SHRT ETN38 25154K833 23.89 1,097 SH SOLE 1,097 DEUTSCHE BK AG LONDON BRH PS CR OIL LG ETN 25154K866 17.75 1,345 SH SHARED 1,345 DEUTSCHE BK AG LONDON BRH PS CR OIL LG ETN 25154K866 44.97 3,408 SH SHARED 01 3,408 DEUTSCHE BK AG LONDON BRH PS CR OIL SH ETN 25154K874 45.43 1,108 SH SOLE 1,108 DEUTSCHE BK AG LONDON BRH PS MTL DDL ETN 25154K858 4.79 341 SH SOLE 341 DEUTSCHE BK AG LONDON BRH PWRSHR 3X GERM 25154W407 35.31 1,000 SH SOLE 1,000 DEUTSCHE BK AG LONDON BRH PWRSHR DB GERM 25154W506 24.32 1,002 SH SHARED 01 1,002 DEUTSCHE BK AG LONDON BRH PWRSHR DB GERM 25154W506 26.77 1,103 SH SHARED 1,103 DEUTSCHE BK AG LONDON BRH PWSH 3X ITL TR 25154W605 46.40 1,600 SH SOLE 1,600 DEUTSCHE BK AG LONDON BRH PWSH ITAL TRES 25154W704 33.58 1,438 SH SOLE 1,438 DEUTSCHE BK AG LONDON BRH US DEFLATION 25154W217 32.94 700 SH SOLE 700 DEVON ENERGY CORP NEW COM 25179M103 1,455.64 25,800 SH SHARED 25,800 DEVON ENERGY CORP NEW COM 25179M103 1,820.11 32,260 SH SHARED 32,260 DEVON ENERGY CORP NEW COM 25179M103 6,279.55 111,300 SH P SHARED 111,300 DEVON ENERGY CORP NEW COM 25179M103 40,060.91 710,048 SH SHARED 01 710,048 DEVON ENERGY CORP NEW COM 25179M103 41,773.37 740,400 SH C SHARED 740,400 DEVRY INC DEL COM 251893103 22.23 700 SH P SHARED 700 DEVRY INC DEL COM 251893103 35.12 1,106 SH SHARED 01 1,106 DEVRY INC DEL COM 251893103 50.80 1,600 SH C SHARED 1,600 DEVRY INC DEL COM 251893103 444.66 14,005 SH SHARED 20 14,005 DEXCOM INC COM 252131107 37.34 2,233 SH SHARED 2,233 DEXCOM INC COM 252131107 44.22 2,645 SH SHARED 01 2,645 DEX ONE CORP COM 25212W100 220.91 129,185 SH SHARED 01 129,185 DFC GLOBAL CORP COM 23324T107 8.32 500 SH P SHARED 500 DFC GLOBAL CORP COM 23324T107 236.75 14,228 SH SHARED 01 14,228 DFC GLOBAL CORP COM 23324T107 1,990.76 119,637 SH SHARED 119,637 DHT HOLDINGS INC SHS NEW Y2065G121 74.39 15,563 SH SHARED 01 15,563 DIAGEO P L C SPON ADR NEW 25243Q205 31.46 250 SH SHARED 250 DIAGEO P L C SPON ADR NEW 25243Q205 62.92 500 SH C SHARED 01 500 DIAGEO P L C SPON ADR NEW 25243Q205 83.68 665 SH SHARED 20 665 DIAGEO P L C SPON ADR NEW 25243Q205 125.84 1,000 SH P SHARED 1,000 DIAGEO P L C SPON ADR NEW 25243Q205 390.10 3,100 SH C SHARED 3,100 DIAGEO P L C SPON ADR NEW 25243Q205 660.53 5,249 SH SHARED 5,249 DIAGEO P L C SPON ADR NEW 25243Q205 165,712.28 1,316,849 SH SHARED 01 1,316,849 DIALOGIC INC COM NEW 25250T209 5.39 2,771 SH SOLE 2,771 DIAMOND FOODS INC COM 252603105 65.75 3,900 SH C SHARED 3,900 DIAMOND FOODS INC COM 252603105 65.75 3,900 SH P SHARED 3,900 DIAMOND FOODS INC COM 252603105 170.30 10,101 SH SHARED 10,101 DIAMOND FOODS INC COM 252603105 1,119.86 66,421 SH SHARED 01 66,421 DIAMOND HILL INVESTMENT GROU COM NEW 25264R207 23.34 300 SH SHARED 01 300 DIAMOND OFFSHORE DRILLING IN COM 25271C102 69.56 1,000 SH P SHARED 1,000 DIAMOND OFFSHORE DRILLING IN COM 25271C102 243.46 3,500 SH C SHARED 3,500 DIAMOND OFFSHORE DRILLING IN COM 25271C102 368.67 5,300 SH SHARED 5,300 DIAMOND OFFSHORE DRILLING IN COM 25271C102 12,382.38 178,010 SH SHARED 01 178,010 DIAMONDROCK HOSPITALITY CO COM 252784301 2.67 287 SH SHARED 01 287

DIAMONDROCK HOSPITALITY CO COM 252784301 748.49 80,396 SH SHARED 80,396 DIANA CONTAINERSHIPS INC COM Y2069P101 3.73 700 SH P SHARED 700 DIANA CONTAINERSHIPS INC COM Y2069P101 15.08 2,830 SH SHARED 01 2,830 DIANA CONTAINERSHIPS INC COM Y2069P101 15.99 3,000 SH C SHARED 3,000 DIANA SHIPPING INC COM Y2066G104 0.11 10 SH SHARED 10 DIANA SHIPPING INC COM Y2066G104 67.16 6,300 SH P SHARED 6,300 DIANA SHIPPING INC COM Y2066G104 100.20 9,400 SH C SHARED 9,400 DIANA SHIPPING INC COM Y2066G104 211.28 19,820 SH SHARED 01 19,820 DICKS SPORTING GOODS INC COM 253393102 22.47 475 SH SHARED 475 DICKS SPORTING GOODS INC COM 253393102 182.81 3,865 SH SHARED 3,865 DICKS SPORTING GOODS INC COM 253393102 184.47 3,900 SH P SHARED 3,900 DICKS SPORTING GOODS INC COM 253393102 444.62 9,400 SH C SHARED 9,400 DICKS SPORTING GOODS INC COM 253393102 5,143.83 108,749 SH SHARED 01 108,749 DIEBOLD INC COM 253651103 15.19 501 SH SHARED 501 DIEBOLD INC COM 253651103 90.96 3,000 SH P SHARED 3,000 DIEBOLD INC COM 253651103 224.37 7,400 SH C SHARED 7,400 DIEBOLD INC COM 253651103 730.14 24,081 SH SHARED 01 24,081 DIGI INTL INC COM 253798102 6.63 743 SH SOLE 743 DIGIMARC CORP NEW COM 25381B101 193.47 8,806 SH SHARED 01 8,806 DIGIRAD CORP COM 253827109 12.61 5,003 SH SHARED 01 5,003 DIGIRAD CORP COM 253827109 16.07 6,377 SH SHARED 6,377 DIGITAL ALLY INC COM NEW 25382P208 3.16 725 SH SOLE 725 DIGITAL GENERATION INC COM 25400B108 15.41 2,400 SH C SHARED 2,400 DIGITAL GENERATION INC COM 25400B108 17.33 2,700 SH P SHARED 2,700 DIGITAL GENERATION INC COM 25400B108 256.63 39,974 SH SHARED 01 39,974 DIGITALGLOBE INC COM NEW 25389M877 2.89 100 SH C SHARED 100 DIGITALGLOBE INC COM NEW 25389M877 225.50 7,800 SH P SHARED 7,800 DIGITALGLOBE INC COM NEW 25389M877 959.15 33,177 SH SHARED 01 33,177 DIGITAL PWR CORP COM 253862106 4.42 6,500 SH SOLE 6,500 DIGITAL RIV INC COM 25388B104 1.41 100 SH P SHARED 100 DIGITAL RIV INC COM 25388B104 35.35 2,500 SH C SHARED 2,500 DIGITAL RIV INC COM 25388B104 45.53 3,220 SH SHARED 01 3,220 DIGITAL RIV INC COM 25388B104 81.04 5,731 SH SHARED 5,731 DIGITAL RIV INC NOTE 1.250% 1/0 25388BAB0 0.94 1,000 PRN SHARED 01 1,000 DIGITAL RLTY TR INC COM 253868103 144.19 2,155 SH SHARED 20 2,155 DIGITAL RLTY TR INC COM 253868103 240.88 3,600 SH P SHARED 3,600 DIGITAL RLTY TR INC COM 253868103 434.92 6,500 SH C SHARED 6,500 DIGITAL RLTY TR INC COM 253868103 4,021.83 60,108 SH SHARED 60,108 DIGITAL RLTY TR INC COM 253868103 6,592.17 98,523 SH SHARED 98,523 DIGITAL RLTY TR INC COM 253868103 7,523.76 112,446 SH SHARED 01 112,446 DILLARDS INC CL A 254067101 23.57 300 SH SHARED 300 DILLARDS INC CL A 254067101 52.31 666 SH SHARED 01 666 DILLARDS INC CL A 254067101 119.95 1,527 SH SHARED 1,527 DILLARDS INC CL A 254067101 188.52 2,400 SH C SHARED 2,400 DIME CMNTY BANCSHARES COM 253922108 57.11 3,977 SH SHARED 3,977 DIME CMNTY BANCSHARES COM 253922108 1,327.70 92,458 SH SHARED 01 92,458 DINEEQUITY INC COM 254423106 539.31 7,840 SH SHARED 01 7,840 DINEEQUITY INC COM 254423106 6,551.56 95,240 SH SHARED 95,240 DINEEQUITY INC COM 254423106 51,606.26 750,200 SH C SHARED 750,200 DINEEQUITY INC COM 254423106 68,790.00 1,000,000 SH P SHARED 1,000,000 DIODES INC COM 254543101 2.10 100 SH SHARED 01 100 DIODES INC COM 254543101 44.06 2,100 SH P SHARED 2,100 DIODES INC COM 254543101 463.66 22,100 SH C SHARED 22,100 DIRECTV COM 25490A309 464.04 8,200 SH P SHARED 8,200

DIRECTV COM 25490A309 1,397.77 24,700 SH C SHARED 24,700 DIRECTV COM 25490A309 2,116.69 37,404 SH SHARED 37,404 DIRECTV COM 25490A309 8,691.04 153,579 SH SHARED 153,579 DIRECTV COM 25490A309 24,002.37 424,145 SH SHARED 01 424,145 DIREXION SHS ETF TR 20YR TRES BEAR 25459Y678 51.21 900 SH C SOLE 900 DIREXION SHS ETF TR 20YR TRES BEAR 25459Y678 140.49 2,469 SH SOLE 2,469 DIREXION SHS ETF TR 20YR TRES BEAR 25459Y678 358.47 6,300 SH P SOLE 6,300 DIREXION SHS ETF TR 20YR TRES BULL 25459W540 6.59 100 SH C SOLE 100 DIREXION SHS ETF TR 7-10YR TR BEAR 25459Y108 12.99 400 SH SOLE 400 DIREXION SHS ETF TR 7 10YR TRES BEAR 25459W557 47.33 2,100 SH P SOLE 2,100 DIREXION SHS ETF TR 7 10YR TRES BEAR 25459W557 70.93 3,147 SH SOLE 3,147 DIREXION SHS ETF TR 7 10YR TRES BULL 25459W565 213.80 2,484 SH SOLE 2,484 DIREXION SHS ETF TR BAS MAT BULL3X 25459Y504 26.88 800 SH SOLE 800 DIREXION SHS ETF TR CHINA BEAR 3X 25459W763 10.42 934 SH SOLE 934 DIREXION SHS ETF TR CHINA BULL 3X 25459W771 3.25 200 SH P SOLE 200 DIREXION SHS ETF TR DLY DEV MKT BEAR 25459W169 53.27 3,631 SH SOLE 3,631 DIREXION SHS ETF TR DLY DEV MKT BULL 25459W789 1.87 38 SH SHARED 01 38 DIREXION SHS ETF TR DLY EM BR3X NEW 25459W482 1.96 200 SH C SOLE 200 DIREXION SHS ETF TR DLY EM BR3X NEW 25459W482 75.46 7,700 SH P SOLE 7,700 DIREXION SHS ETF TR DLY EM BR3X NEW 25459W482 150.16 15,322 SH SOLE 15,322 DIREXION SHS ETF TR DLY EMRGMKT BULL 25459Y686 1.25 13 SH SHARED 01 13 DIREXION SHS ETF TR DLY EMRGMKT BULL 25459Y686 245.65 2,553 SH SHARED 2,553 DIREXION SHS ETF TR DLY EMRGMKT BULL 25459Y686 1,404.81 14,600 SH P SHARED 14,600 DIREXION SHS ETF TR DLY ENRGY BEAR3X 25459W342 31.49 5,800 SH C SOLE 5,800 DIREXION SHS ETF TR DLY ENRGY BEAR3X 25459W342 40.18 7,400 SH P SOLE 7,400 DIREXION SHS ETF TR DLY ENRGY BULL3X 25459W888 46.34 700 SH P SOLE 700 DIREXION SHS ETF TR DLY ENRGY BULL3X 25459W888 59.59 900 SH C SOLE 900 DIREXION SHS ETF TR DLY ENRGY BULL3X 25459W888 198.89 3,004 SH SOLE 3,004 DIREXION SHS ETF TR DLY FIN BEAR NEW 25459W144 91.26 8,700 SH P SOLE 8,700 DIREXION SHS ETF TR DLY FIN BEAR NEW 25459W144 797.24 76,000 SH C SOLE 76,000 DIREXION SHS ETF TR DLY FIN BULL NEW 25459Y694 3,006.82 18,200 SH P SOLE 18,200 DIREXION SHS ETF TR DLY FIN BULL NEW 25459Y694 4,427.63 26,800 SH C SOLE 26,800 DIREXION SHS ETF TR DLY MIDCAP ETF3X 25459W730 3.53 65 SH SHARED 01 65 DIREXION SHS ETF TR DLY MIDCAP ETF3X 25459W730 20.91 385 SH SHARED 385 DIREXION SHS ETF TR DLY MIDCAP ETF3X 25459W730 27.16 500 SH SHARED 500 DIREXION SHS ETF TR DLY MIDCAP ETF3X 25459W730 114.05 2,100 SH P SHARED 2,100 DIREXION SHS ETF TR DLY R/E BEAR3X 25459Y660 4.83 300 SH P SOLE 300 DIREXION SHS ETF TR DLY R/E BEAR3X 25459Y660 15.55 966 SH SOLE 966 DIREXION SHS ETF TR DLY R/E BULL3X 25459W755 33.55 347 SH SOLE 347 DIREXION SHS ETF TR DLY R/E BULL3X 25459W755 38.68 400 SH P SOLE 400 DIREXION SHS ETF TR DLY SCOND 3XBU 25459W458 80.36 2,070 SH SOLE 2,070 DIREXION SHS ETF TR DLY SMCAP BEAR3X 25459W110 100.82 10,935 SH SOLE 10,935 DIREXION SHS ETF TR DLY SMCAP BEAR3X 25459W110 201.92 21,900 SH P SOLE 21,900 DIREXION SHS ETF TR DLY SMCAP BEAR3X 25459W110 1,379.31 149,600 SH C SOLE 149,600 DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 6.94 78 SH SHARED 01 78 DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 1,263.23 14,200 SH C SHARED 14,200 DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 2,965.30 33,333 SH SHARED 33,333 DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 4,225.60 47,500 SH P SHARED 47,500 DIREXION SHS ETF TR DLY TECH BEAR 3X 25459W318 50.83 6,500 SH P SOLE 6,500 DIREXION SHS ETF TR DLY TECH BULL 3X 25459W102 33.34 600 SH C SOLE 600 DIREXION SHS ETF TR DLY TECH BULL 3X 25459W102 100.01 1,800 SH P SOLE 1,800 DIREXION SHS ETF TR DLY TECH BULL 3X 25459W102 125.90 2,266 SH SOLE 2,266 DIREXION SHS ETF TR DRX S&P500BEAR 25459W151 147.84 12,000 SH C SOLE 12,000 DIREXION SHS ETF TR DRX S&P500BEAR 25459W151 154.00 12,500 SH P SOLE 12,500

DIREXION SHS ETF TR DRX S&P500BEAR 25459W151 455.58 36,979 SH SOLE 36,979 DIREXION SHS ETF TR DRX S&P500BULL 25459W862 3.84 33 SH SHARED 01 33 DIREXION SHS ETF TR DRX S&P500BULL 25459W862 58.20 500 SH C SHARED 500 DIREXION SHS ETF TR DRX S&P500BULL 25459W862 500.48 4,300 SH P SHARED 4,300 DIREXION SHS ETF TR DRX S&P500BULL 25459W862 631.18 5,423 SH SHARED 5,423 DIREXION SHS ETF TR GLD MNRS BEAR 3X 25459W235 138.21 2,700 SH P SOLE 2,700 DIREXION SHS ETF TR GLD MNRS BEAR 3X 25459W235 256.62 5,013 SH SOLE 5,013 DIREXION SHS ETF TR GLD MNRS BULL 3X 25459W250 728.35 129,600 SH P SOLE 129,600 DIREXION SHS ETF TR GLD MNRS BULL 3X 25459W250 785.70 139,804 SH SOLE 139,804 DIREXION SHS ETF TR GLD MNRS BULL 3X 25459W250 814.34 144,900 SH C SOLE 144,900 DIREXION SHS ETF TR INDIA BULL 3X 25459W383 67.93 3,668 SH SOLE 3,668 DIREXION SHS ETF TR LATN AM BULL3X 25459Y652 13.63 188 SH SOLE 188 DIREXION SHS ETF TR NAS100 EQL WGT 25459Y207 2.20 51 SH SOLE 51 DIREXION SHS ETF TR NAT GS BEAR 3X 25459W219 23.72 1,837 SH SOLE 1,837 DIREXION SHS ETF TR NAT GS BULL 3X 25459W227 22.34 932 SH SOLE 932 DIREXION SHS ETF TR NAT GS BULL 3X 25459W227 31.16 1,300 SH P SOLE 1,300 DIREXION SHS ETF TR RETAIL BULL 3X 25459W417 24.44 184 SH SOLE 184 DIREXION SHS ETF TR TOTAL MKT BEAR 25459Y819 16.24 586 SH SOLE 586 DISCOVER FINL SVCS COM 254709108 959.58 21,400 SH P SHARED 21,400 DISCOVER FINL SVCS COM 254709108 2,165.77 48,300 SH SHARED 48,300 DISCOVER FINL SVCS COM 254709108 2,367.55 52,800 SH C SHARED 52,800 DISCOVER FINL SVCS COM 254709108 3,007.42 67,070 SH SHARED 20 67,070 DISCOVER FINL SVCS COM 254709108 7,763.33 173,134 SH SHARED 01 173,134 DISCOVER FINL SVCS COM 254709108 12,656.54 282,260 SH SHARED 282,260 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 23.62 300 SH C SHARED 300 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 102.36 1,300 SH P SHARED 1,300 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 618.11 7,850 SH SHARED 7,850 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 2,420.39 30,739 SH SHARED 01 30,739 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 4,087.00 51,905 SH SHARED 51,905 DISCOVERY COMMUNICATNS NEW COM SER B 25470F203 84.11 1,072 SH SHARED 1,072 DISCOVERY COMMUNICATNS NEW COM SER B 25470F203 197.72 2,520 SH SHARED 01 2,520 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 20.86 300 SH C SHARED 300 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 20.86 300 SH P SHARED 300 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 378.99 5,450 SH SHARED 5,450 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 1,113.47 16,012 SH SHARED 16,012 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 2,480.21 35,666 SH SHARED 01 35,666 DISCOVERY LABORATORIES INC N COM NEW 254668403 0.64 278 SH SHARED 01 278 DISCOVERY LABORATORIES INC N COM NEW 254668403 13.74 6,000 SH C SHARED 6,000 DISCOVERY LABORATORIES INC N COM NEW 254668403 55.52 24,244 SH SHARED 24,244 DISCOVERY LABORATORIES INC N COM NEW 254668403 81.75 35,700 SH P SHARED 35,700 DISH NETWORK CORP CL A 25470M109 41.69 1,100 SH P SHARED 1,100 DISH NETWORK CORP CL A 25470M109 485.12 12,800 SH SHARED 12,800 DISH NETWORK CORP CL A 25470M109 644.30 17,000 SH C SHARED 17,000 DISH NETWORK CORP CL A 25470M109 1,454.49 38,377 SH SHARED 01 38,377 DISH NETWORK CORP CL A 25470M109 2,010.10 53,037 SH SHARED 53,037 DISNEY WALT CO COM DISNEY 254687106 813.66 14,325 SH SHARED 20 14,325 DISNEY WALT CO COM DISNEY 254687106 3,737.50 65,801 SH SHARED 17 65,801 DISNEY WALT CO COM DISNEY 254687106 8,644.96 152,200 SH C SHARED 152,200 DISNEY WALT CO COM DISNEY 254687106 21,589.68 380,100 SH P SHARED 380,100 DISNEY WALT CO COM DISNEY 254687106 21,970.86 386,811 SH SHARED 386,811

DISNEY WALT CO COM DISNEY 254687106 75,204.11 1,324,016 SH SHARED 1,324,016 DISNEY WALT CO COM DISNEY 254687106 144,647.28 2,546,607 SH SHARED 01 2,546,607 DIVIDEND & INCOME FUND COM NEW 25538A204 21.44 1,401 SH SHARED 01 1,401 DLH HLDGS CORP COM 23335Q100 0.11 125 SH SHARED 01 125 DLH HLDGS CORP COM 23335Q100 3.95 4,700 SH SHARED 4,700 DNB FINL CORP COM 233237106 4.03 240 SH SOLE 240 DNP SELECT INCOME FD COM 23325P104 3,472.44 342,450 SH SHARED 01 342,450 DOCUMENT SEC SYS INC COM 25614T101 3.82 1,683 SH SHARED 1,683 DOCUMENT SEC SYS INC COM 25614T101 81.07 35,712 SH SHARED 01 35,712 DOLBY LABORATORIES INC COM 25659T107 30.20 900 SH C SHARED 900 DOLBY LABORATORIES INC COM 25659T107 60.41 1,800 SH P SHARED 1,800 DOLBY LABORATORIES INC COM 25659T107 93.97 2,800 SH SHARED 2,800 DOLBY LABORATORIES INC COM 25659T107 479.14 14,277 SH SHARED 14,277 DOLBY LABORATORIES INC COM 25659T107 790.41 23,552 SH SHARED 01 23,552 DOLE FOOD CO INC NEW COM 256603101 171.13 15,700 SH P SHARED 15,700 DOLE FOOD CO INC NEW COM 256603101 469.79 43,100 SH C SHARED 43,100 DOLE FOOD CO INC NEW COM 256603101 1,067.58 97,943 SH SHARED 01 97,943 DOLE FOOD CO INC NEW COM 256603101 2,732.44 250,683 SH SHARED 250,683 DOLLAR GEN CORP NEW COM 256677105 2,152.13 42,549 SH SHARED 42,549 DOLLAR GEN CORP NEW COM 256677105 3,543.53 70,058 SH SHARED 20 70,058 DOLLAR GEN CORP NEW COM 256677105 7,055.91 139,500 SH C SHARED 139,500 DOLLAR GEN CORP NEW COM 256677105 8,490.81 167,869 SH SHARED 01 167,869 DOLLAR GEN CORP NEW COM 256677105 9,410.76 186,057 SH SHARED 186,057 DOLLAR GEN CORP NEW COM 256677105 10,389.13 205,400 SH P SHARED 205,400 DOLLAR TREE INC COM 256746108 271.21 5,600 SH P SHARED 5,600 DOLLAR TREE INC COM 256746108 416.50 8,600 SH C SHARED 8,600 DOLLAR TREE INC COM 256746108 799.10 16,500 SH SHARED 16,500 DOLLAR TREE INC COM 256746108 2,808.41 57,989 SH SHARED 01 57,989 DOLLAR TREE INC COM 256746108 3,250.67 67,121 SH SHARED 67,121 DOMINION RES BLACK WARRIOR T UNITS BEN INT 25746Q108 0.62 121 SH SHARED 121 DOMINION RES BLACK WARRIOR T UNITS BEN INT 25746Q108 12.56 2,467 SH SHARED 01 2,467 DOMINION RES INC VA NEW COM 25746U109 93.09 1,600 SH P SHARED 1,600 DOMINION RES INC VA NEW COM 25746U109 541.07 9,300 SH C SHARED 9,300 DOMINION RES INC VA NEW COM 25746U109 1,430.36 24,585 SH SHARED 20 24,585 DOMINION RES INC VA NEW COM 25746U109 2,001.39 34,400 SH SHARED 34,400 DOMINION RES INC VA NEW COM 25746U109 5,303.81 91,162 SH SHARED 91,162 DOMINION RES INC VA NEW COM 25746U109 22,267.41 382,733 SH SHARED 01 382,733 DOMINOS PIZZA INC COM 25754A201 133.74 2,600 SH P SHARED 2,600 DOMINOS PIZZA INC COM 25754A201 637.86 12,400 SH C SHARED 12,400 DOMINOS PIZZA INC COM 25754A201 2,994.73 58,218 SH SHARED 01 58,218 DOMTAR CORP COM NEW 257559203 38.81 500 SH C SHARED 500 DOMTAR CORP COM NEW 257559203 85.85 1,106 SH SHARED 01 1,106 DOMTAR CORP COM NEW 257559203 190.17 2,450 SH SHARED 2,450 DONALDSON INC COM 257651109 47.05 1,300 SH C SHARED 1,300 DONALDSON INC COM 257651109 306.82 8,478 SH SHARED 8,478 DONALDSON INC COM 257651109 625.36 17,280 SH SHARED 20 17,280 DONALDSON INC COM 257651109 5,212.99 144,045 SH SHARED 01 144,045 DONEGAL GROUP INC CL A 257701201 9.06 593 SH SHARED 01 593 DONEGAL GROUP INC CL A 257701201 20.52 1,344 SH SHARED 1,344 DONEGAL GROUP INC CL B 257701300 6.81 296 SH SHARED 01 296 DONNELLEY R R & SONS CO COM 257867101 1,409.85 117,000 SH C SHARED 117,000 DONNELLEY R R & SONS CO COM 257867101 1,687.00 140,000 SH P SHARED 140,000

DONNELLEY R R & SONS CO COM 257867101 2,747.41 228,001 SH SHARED 01 228,001 DORAL FINL CORP COM NEW 25811P886 0.06 91 SH SHARED 01 91 DORCHESTER MINERALS LP COM UNIT 25820R105 6.96 300 SH C SHARED 300 DORCHESTER MINERALS LP COM UNIT 25820R105 13.57 585 SH SHARED 585 DORCHESTER MINERALS LP COM UNIT 25820R105 3,174.69 136,840 SH SHARED 01 136,840 DORMAN PRODUCTS INC COM 258278100 7.44 200 SH C SHARED 200 DORMAN PRODUCTS INC COM 258278100 34.75 934 SH SHARED 934 DORMAN PRODUCTS INC COM 258278100 39.44 1,060 SH SHARED 01 1,060 DOT HILL SYS CORP COM 25848T109 485.83 441,661 SH SHARED 01 441,661 DOUBLE EAGLE PETE CO COM PAR $0.10 258570209 0.54 100 SH C SOLE 100 DOUBLELINE OPPORTUNISTIC CR COM 258623107 101.57 3,797 SH SHARED 3,797 DOUBLELINE OPPORTUNISTIC CR COM 258623107 18,932.66 707,763 SH SHARED 01 707,763 DOUGLAS DYNAMICS INC COM 25960R105 50.68 3,667 SH SHARED 3,667 DOUGLAS DYNAMICS INC COM 25960R105 138.20 10,000 SH SHARED 01 10,000 DOUGLAS EMMETT INC COM 25960P109 19.87 797 SH SHARED 01 797 DOUGLAS EMMETT INC COM 25960P109 674.48 27,055 SH SHARED 27,055 DOUGLAS EMMETT INC COM 25960P109 1,328.94 53,307 SH SHARED 53,307 DOVER CORP COM 260003108 25.22 346 SH SHARED 346 DOVER CORP COM 260003108 276.94 3,800 SH C SHARED 3,800 DOVER CORP COM 260003108 757.95 10,400 SH SHARED 10,400 DOVER CORP COM 260003108 1,632.51 22,400 SH P SHARED 22,400 DOVER CORP COM 260003108 22,172.06 304,227 SH SHARED 01 304,227 DOVER DOWNS GAMING & ENTMT I COM 260095104 4.38 2,105 SH SOLE 2,105 DOVER MOTORSPORTS INC COM 260174107 3.00 1,501 SH SOLE 1,501 DOVER SADDLERY INC COM 260412101 7.04 1,903 SH SOLE 1,903 DOW 30 PREMIUM & DIV INC FD COM 260582101 53.78 3,686 SH SHARED 3,686 DOW 30 PREMIUM & DIV INC FD COM 260582101 820.61 56,245 SH SHARED 01 56,245 DOW 30SM ENHANCED PREM & INC COM 260537105 1,628.06 138,088 SH SHARED 01 138,088 DOW CHEM CO COM 260543103 948.13 29,778 SH SHARED 20 29,778 DOW CHEM CO COM 260543103 1,996.37 62,700 SH C SHARED 62,700 DOW CHEM CO COM 260543103 3,919.25 123,092 SH SHARED 123,092 DOW CHEM CO COM 260543103 17,502.70 549,708 SH SHARED 549,708 DOW CHEM CO COM 260543103 17,604.34 552,900 SH P SHARED 552,900 DOW CHEM CO COM 260543103 91,306.10 2,867,654 SH SHARED 01 2,867,654 DRAGONWAVE INC COM 26144M103 37.67 23,839 SH SHARED 23,839 DRAGONWAVE INC COM 26144M103 87.98 55,685 SH SHARED 01 55,685 DRDGOLD LIMITED SPON ADR REPSTG 26152H301 4.06 519 SH SHARED 01 519 DREAMWORKS ANIMATION SKG INC CL A 26153C103 119.45 6,300 SH C SHARED 6,300 DREAMWORKS ANIMATION SKG INC CL A 26153C103 861.68 45,447 SH SHARED 45,447 DREAMWORKS ANIMATION SKG INC CL A 26153C103 977.24 51,542 SH SHARED 01 51,542 DREAMWORKS ANIMATION SKG INC CL A 26153C103 1,147.08 60,500 SH P SHARED 60,500 DRESSER-RAND GROUP INC COM 261608103 18.50 300 SH C SHARED 300 DRESSER-RAND GROUP INC COM 261608103 437.48 7,095 SH SHARED 20 7,095 DRESSER-RAND GROUP INC COM 261608103 525.10 8,516 SH SHARED 8,516

DRESSER-RAND GROUP INC COM 261608103 4,203.79 68,177 SH SHARED 01 68,177 DREW INDS INC COM NEW 26168L205 3.63 100 SH C SOLE 100 DREW INDS INC COM NEW 26168L205 12.24 337 SH SOLE 337 DREYFUS HIGH YIELD STRATEGIE SH BEN INT 26200S101 57.64 13,100 SH SHARED 13,100 DREYFUS HIGH YIELD STRATEGIE SH BEN INT 26200S101 82.02 18,640 SH SHARED 01 18,640 DREYFUS MUN INCOME INC COM 26201R102 367.99 35,589 SH SHARED 01 35,589 DREYFUS STRATEGIC MUN BD FD COM 26202F107 45.14 4,993 SH SHARED 4,993 DREYFUS STRATEGIC MUN BD FD COM 26202F107 96.30 10,653 SH SHARED 01 10,653 DREYFUS STRATEGIC MUNS INC COM 261932107 396.40 43,087 SH SHARED 01 43,087 D R HORTON INC COM 23331A109 33.66 1,385 SH SHARED 20 1,385 D R HORTON INC COM 23331A109 177.39 7,300 SH P SHARED 7,300 D R HORTON INC COM 23331A109 249.80 10,280 SH SHARED 10,280 D R HORTON INC COM 23331A109 340.20 14,000 SH SHARED 14,000 D R HORTON INC COM 23331A109 527.31 21,700 SH C SHARED 21,700 D R HORTON INC COM 23331A109 4,567.50 187,963 SH SHARED 01 187,963 DRIL-QUIP INC COM 262037104 34.08 391 SH SHARED 391 DRIL-QUIP INC COM 262037104 52.30 600 SH C SHARED 600 DRIL-QUIP INC COM 262037104 79.76 915 SH SHARED 01 915 DRIL-QUIP INC COM 262037104 866.03 9,935 SH SHARED 20 9,935 DR PEPPER SNAPPLE GROUP INC COM 26138E109 56.34 1,200 SH P SHARED 1,200 DR PEPPER SNAPPLE GROUP INC COM 26138E109 159.63 3,400 SH C SHARED 3,400 DR PEPPER SNAPPLE GROUP INC COM 26138E109 596.22 12,699 SH SHARED 12,699 DR PEPPER SNAPPLE GROUP INC COM 26138E109 1,685.41 35,898 SH SHARED 35,898 DR PEPPER SNAPPLE GROUP INC COM 26138E109 3,405.00 72,524 SH SHARED 01 72,524 DR REDDYS LABS LTD ADR 256135203 3.24 100 SH C SHARED 100 DR REDDYS LABS LTD ADR 256135203 950.51 29,382 SH SHARED 29,382 DR REDDYS LABS LTD ADR 256135203 979.30 30,272 SH SHARED 01 30,272 DRYSHIPS INC SHS Y2109Q101 26.32 12,900 SH P SHARED 12,900 DRYSHIPS INC SHS Y2109Q101 58.27 28,565 SH SHARED 01 28,565 DRYSHIPS INC SHS Y2109Q101 200.74 98,400 SH C SHARED 98,400 DSP GROUP INC COM 23332B106 5.27 653 SH SOLE 653 DST SYS INC DEL COM 233326107 650.70 9,130 SH SHARED 01 9,130 DST SYS INC DEL COM 233326107 1,374.80 19,290 SH SHARED 19,290 DSW INC CL A 23334L102 95.70 1,500 SH P SHARED 1,500 DSW INC CL A 23334L102 127.60 2,000 SH SHARED 2,000 DSW INC CL A 23334L102 275.49 4,318 SH SHARED 01 4,318 DSW INC CL A 23334L102 625.24 9,800 SH C SHARED 9,800 DTE ENERGY CO COM 233331107 41.00 600 SH P SHARED 600 DTE ENERGY CO COM 233331107 915.76 13,400 SH SHARED 13,400 DTE ENERGY CO COM 233331107 2,508.08 36,700 SH C SHARED 36,700 DTE ENERGY CO COM 233331107 5,354.92 78,357 SH SHARED 01 78,357 DTF TAX-FREE INCOME INC COM 23334J107 24.65 1,500 SH SHARED 01 1,500 DTS INC COM 23335C101 18.56 1,116 SH SOLE 1,116 DUCOMMUN INC DEL COM 264147109 30.20 1,526 SH SHARED 1,526 DUCOMMUN INC DEL COM 264147109 717.59 36,260 SH SHARED 01 36,260

DUFF & PHELPS CORP NEW CL A 26433B107 25.81 1,664 SH SHARED 01 1,664 DUFF & PHELPS GLB UTL INC FD COM 26433C105 1,749.41 91,688 SH SHARED 01 91,688 DUFF & PHELPS UTIL CORP BD T COM 26432K108 268.25 21,738 SH SHARED 01 21,738 DUKE ENERGY CORP NEW COM NEW 26441C204 1,219.51 16,800 SH P SHARED 16,800 DUKE ENERGY CORP NEW COM NEW 26441C204 1,538.91 21,200 SH C SHARED 21,200 DUKE ENERGY CORP NEW COM NEW 26441C204 2,500.73 34,450 SH SHARED 17 34,450 DUKE ENERGY CORP NEW COM NEW 26441C204 2,576.80 35,498 SH SHARED 20 35,498 DUKE ENERGY CORP NEW COM NEW 26441C204 3,198.32 44,060 SH SHARED 44,060 DUKE ENERGY CORP NEW COM NEW 26441C204 10,089.50 138,993 SH SHARED 138,993 DUKE ENERGY CORP NEW COM NEW 26441C204 50,739.47 698,987 SH SHARED 01 698,987 DUKE REALTY CORP COM NEW 264411505 10.19 600 SH C SHARED 600 DUKE REALTY CORP COM NEW 264411505 219.04 12,900 SH SHARED 12,900 DUKE REALTY CORP COM NEW 264411505 1,312.88 77,319 SH SHARED 77,319 DUKE REALTY CORP COM NEW 264411505 1,403.23 82,640 SH SHARED 01 82,640 DUN & BRADSTREET CORP DEL NE COM 26483E100 66.92 800 SH C SHARED 800 DUN & BRADSTREET CORP DEL NE COM 26483E100 185.28 2,215 SH SHARED 2,215 DUN & BRADSTREET CORP DEL NE COM 26483E100 301.14 3,600 SH SHARED 3,600 DUN & BRADSTREET CORP DEL NE COM 26483E100 349.91 4,183 SH SHARED 01 4,183 DUNKIN BRANDS GROUP INC COM 265504100 641.69 17,400 SH C SHARED 17,400 DUNKIN BRANDS GROUP INC COM 265504100 2,584.19 70,072 SH SHARED 70,072 DUNKIN BRANDS GROUP INC COM 265504100 5,697.81 154,500 SH P SHARED 154,500 DUNKIN BRANDS GROUP INC COM 265504100 50,053.03 1,357,223 SH SHARED 01 1,357,223 DU PONT E I DE NEMOURS & CO COM 263534109 70.79 1,440 SH SHARED 20 1,440 DU PONT E I DE NEMOURS & CO COM 263534109 2,786.63 56,685 SH SHARED 56,685 DU PONT E I DE NEMOURS & CO COM 263534109 3,146.04 63,996 SH SHARED 17 63,996 DU PONT E I DE NEMOURS & CO COM 263534109 7,315.01 148,800 SH C SHARED 148,800 DU PONT E I DE NEMOURS & CO COM 263534109 12,329.33 250,800 SH P SHARED 250,800 DU PONT E I DE NEMOURS & CO COM 263534109 13,541.56 275,459 SH SHARED 275,459 DU PONT E I DE NEMOURS & CO COM 263534109 105,985.47 2,155,929 SH SHARED 01 2,155,929 DUPONT FABROS TECHNOLOGY INC COM 26613Q106 12.47 514 SH SHARED 01 514 DUPONT FABROS TECHNOLOGY INC COM 26613Q106 62.16 2,561 SH SHARED 2,561 DUPONT FABROS TECHNOLOGY INC COM 26613Q106 721.06 29,710 SH SHARED 29,710 DURECT CORP COM 266605104 2.22 1,666 SH SOLE 1,666 DWS GLOBAL HIGH INCOME FD COM 23338W104 25.53 2,834 SH SHARED 01 2,834 DWS HIGH INCOME OPPORT FD IN COM NEW 23339M204 348.74 22,485 SH SHARED 01 22,485 DWS HIGH INCOME TR SHS NEW 23337C208 178.52 17,248 SH SHARED 01 17,248 DWS MULTI MKT INCOME TR SHS 23338L108 21.10 1,906 SH SHARED 1,906

DWS MULTI MKT INCOME TR SHS 23338L108 334.82 30,246 SH SHARED 01 30,246 DWS MUN INCOME TR COM 23338M106 44.10 3,002 SH SHARED 3,002 DWS MUN INCOME TR COM 23338M106 698.29 47,535 SH SHARED 01 47,535 DWS STRATEGIC INCOME TR SHS 23338N104 8.76 571 SH SHARED 571 DWS STRATEGIC INCOME TR SHS 23338N104 1,145.44 74,670 SH SHARED 01 74,670 DWS STRATEGIC MUN INCOME TR COM 23338T101 14.66 965 SH SHARED 965 DWS STRATEGIC MUN INCOME TR COM 23338T101 550.90 36,267 SH SHARED 01 36,267 DXP ENTERPRISES INC NEW COM NEW 233377407 0.97 13 SH SHARED 13 DXP ENTERPRISES INC NEW COM NEW 233377407 136.18 1,823 SH SHARED 01 1,823 DYAX CORP COM 26746E103 11.34 2,600 SH C SHARED 2,600 DYAX CORP COM 26746E103 119.90 27,500 SH SHARED 01 27,500 DYCOM INDS INC COM 267475101 5.91 300 SH C SHARED 300 DYCOM INDS INC COM 267475101 11.40 579 SH SHARED 579 DYCOM INDS INC COM 267475101 155.10 7,877 SH SHARED 01 7,877 DYNAMIC MATLS CORP COM 267888105 6.96 400 SH C SHARED 400 DYNAMIC MATLS CORP COM 267888105 24.97 1,435 SH SHARED 1,435 DYNAMIC MATLS CORP COM 267888105 364.10 20,925 SH SHARED 01 20,925 DYNAMICS RESH CORP COM 268057106 0.16 27 SH SHARED 01 27 DYNAMICS RESH CORP COM 268057106 3.14 527 SH SHARED 527 DYNATRONICS CORP COM NEW 268157401 0.12 46 SH SOLE 46 DYNAVAX TECHNOLOGIES CORP COM 268158102 74.37 33,500 SH SHARED 01 33,500 DYNAVAX TECHNOLOGIES CORP COM 268158102 132.53 59,700 SH C SHARED 59,700 DYNAVAX TECHNOLOGIES CORP COM 268158102 133.20 60,000 SH P SHARED 60,000 DYNAVAX TECHNOLOGIES CORP COM 268158102 188.44 84,884 SH SHARED 84,884 DYNAVOX INC CL A 26817F104 0.34 616 SH SHARED 616 DYNAVOX INC CL A 26817F104 2.20 4,000 SH SHARED 01 4,000 DYNEGY INC NEW DEL COM 26817R108 2.40 100 SH C SHARED 100 DYNEGY INC NEW DEL COM 26817R108 2.93 122 SH SHARED 122 DYNEGY INC NEW DEL COM 26817R108 55.94 2,332 SH SHARED 01 2,332 DYNEGY INC NEW DEL *W EXP 99/99/999 26817R116 0.41 318 SH SHARED 01 318 DYNEGY INC NEW DEL *W EXP 99/99/999 26817R116 4.51 3,495 SH SHARED 3,495 DYNEX CAP INC COM NEW 26817Q506 1,094.27 102,460 SH SHARED 102,460 DYNEX CAP INC COM NEW 26817Q506 1,853.08 173,509 SH SHARED 01 173,509 EAGLE BANCORP INC MD COM 268948106 0.02 1 SH SHARED 01 1 EAGLE BANCORP MONT INC COM 26942G100 9.81 896 SH SOLE 896 EAGLE BULK SHIPPING INC SHS NEW Y2187A119 1.96 558 SH SHARED 01 558 EAGLE BULK SHIPPING INC SHS NEW Y2187A119 63.30 17,983 SH SHARED 17,983 EAGLE MATERIALS INC COM 26969P108 26.65 400 SH C SHARED 400 EAGLE MATERIALS INC COM 26969P108 539.90 8,103 SH SHARED 01 8,103 EAGLE ROCK ENERGY PARTNERS L UNIT 26985R104 22.06 2,246 SH SHARED 2,246 EAGLE ROCK ENERGY PARTNERS L UNIT 26985R104 36.33 3,700 SH P SHARED 3,700 EAGLE ROCK ENERGY PARTNERS L UNIT 26985R104 402.62 41,000 SH C SHARED 41,000 EAGLE ROCK ENERGY PARTNERS L UNIT 26985R104 68,052.17 6,929,956 SH SHARED 01 6,929,956 EARTHLINK INC COM 270321102 8.66 1,600 SH C SHARED 1,600 EARTHLINK INC COM 270321102 15.35 2,837 SH SHARED 2,837 EARTHLINK INC COM 270321102 175.29 32,402 SH SHARED 01 32,402 EASTERN AMERN NAT GAS TR UNIT 99/99/9999 276217106 18.48 885 SH SHARED 885 EASTERN AMERN NAT GAS TR UNIT 99/99/9999 276217106 21.63 1,036 SH SHARED 01 1,036

EASTERN INS HLDGS INC COM 276534104 27.99 1,492 SH SOLE 1,492 EASTERN VA BANKSHARES INC COM 277196101 5.59 988 SH SOLE 988 EASTGROUP PPTY INC COM 277276101 643.69 11,060 SH SHARED 11,060 EASTGROUP PPTY INC COM 277276101 1,001.62 17,210 SH SHARED 01 17,210 EASTGROUP PPTY INC COM 277276101 2,922.75 50,219 SH SHARED 50,219 EASTMAN CHEM CO COM 277432100 642.80 9,200 SH C SHARED 9,200 EASTMAN CHEM CO COM 277432100 808.82 11,576 SH SHARED 11,576 EASTMAN CHEM CO COM 277432100 1,291.97 18,491 SH SHARED 18,491 EASTMAN CHEM CO COM 277432100 6,643.31 95,081 SH SHARED 01 95,081 EAST WEST BANCORP INC COM 27579R104 2.57 100 SH C SHARED 100 EAST WEST BANCORP INC COM 27579R104 23.10 900 SH P SHARED 900 EAST WEST BANCORP INC COM 27579R104 50.90 1,983 SH SHARED 01 1,983 EAST WEST BANCORP INC COM 27579R104 357.76 13,937 SH SHARED 13,937 EATON CORP PLC SHS G29183103 1,145.38 18,700 SH C SHARED 18,700 EATON CORP PLC SHS G29183103 1,237.25 20,200 SH P SHARED 20,200 EATON CORP PLC SHS G29183103 1,776.25 29,000 SH SHARED 29,000 EATON CORP PLC SHS G29183103 19,241.20 314,142 SH SHARED 01 314,142 EATON VANCE CALIF MUN BD FD COM 27828A100 31.28 2,558 SH SHARED 2,558 EATON VANCE CALIF MUN BD FD COM 27828A100 887.03 72,529 SH SHARED 01 72,529 EATON VANCE CALIF MUN BD FD COM 27828C106 24.63 1,866 SH SOLE 1,866 EATON VANCE CA MUNI INCOME T SH BEN INT 27826F101 29.54 2,101 SH SHARED 2,101 EATON VANCE CA MUNI INCOME T SH BEN INT 27826F101 262.92 18,700 SH SHARED 01 18,700 EATON VANCE CORP COM NON VTG 278265103 330.46 7,900 SH SHARED 7,900 EATON VANCE CORP COM NON VTG 278265103 1,261.80 30,165 SH SHARED 20 30,165 EATON VANCE CORP COM NON VTG 278265103 1,946.89 46,543 SH SHARED 01 46,543 EATON VANCE CORP COM NON VTG 278265103 2,139.98 51,159 SH SHARED 51,159 EATON VANCE ENHANCED EQ INC COM 278274105 35.15 3,009 SH SHARED 3,009 EATON VANCE ENHANCED EQ INC COM 278274105 320.30 27,423 SH SHARED 01 27,423 EATON VANCE ENH EQTY INC FD COM 278277108 554.41 48,847 SH SHARED 01 48,847 EATON VANCE FLTING RATE INC COM 278279104 3,649.76 208,201 SH SHARED 01 208,201 EATON VANCE LTD DUR INCOME F COM 27828H105 27,164.10 1,588,544 SH SHARED 01 1,588,544 EATON VANCE MASS MUN BD FD COM 27828K108 6.16 411 SH SOLE 411 EATON VANCE MICH MUN BD FD COM 27828M104 22.91 1,569 SH SOLE 1,569 EATON VANCE MUN BD FD COM 27827X101 560.71 40,779 SH SHARED 01 40,779 EATON VANCE MUN BD FD II COM 27827K109 128.72 9,737 SH SHARED 01 9,737 EATON VANCE MUNI INCOME TRUS SH BEN INT 27826U108 410.14 29,317 SH SHARED 01 29,317 EATON VANCE NATL MUN OPPORT COM SHS 27829L105 1,582.26 71,113 SH SHARED 01 71,113 EATON VANCE NEW YORK MUN BD COM 27827Y109 62.20 4,440 SH SHARED 01 4,440 EATON VANCE NJ MUNI INCOME T SH BEN INT 27826V106 10.85 758 SH SHARED 01 758 EATON VANCE N Y MUN BD FD II COM 27828T109 41.32 3,025 SH SOLE 3,025

EATON VANCE NY MUNI INCOME T SH BEN INT 27826W104 1.58 104 SH SHARED 104 EATON VANCE NY MUNI INCOME T SH BEN INT 27826W104 203.51 13,354 SH SHARED 01 13,354 EATON VANCE OHIO MUN BD FD COM 27828L106 16.83 1,199 SH SHARED 1,199 EATON VANCE OHIO MUN BD FD COM 27828L106 60.84 4,333 SH SHARED 01 4,333 EATON VANCE OH MUNI INCOME T SH BEN INT 27826G109 115.98 7,879 SH SHARED 01 7,879 EATON VANCE PA MUN BD FD COM 27828W102 11.30 800 SH SOLE 800 EATON VANCE RISK MNGD DIV EQ COM 27829G106 18,325.98 1,667,514 SH SHARED 01 1,667,514 EATON VANCE SH TM DR DIVR IN COM 27828V104 2,620.30 152,078 SH SHARED 01 152,078 EATON VANCE SR FLTNG RTE TR COM 27828Q105 5,422.99 325,705 SH SHARED 01 325,705 EATON VANCE SR INCOME TR SH BEN INT 27826S103 27.25 3,595 SH SHARED 3,595 EATON VANCE SR INCOME TR SH BEN INT 27826S103 1,961.18 258,731 SH SHARED 01 258,731 EATON VANCE TAX-ADV BD & OPT COM SH BEN INT 27829M103 20.31 1,163 SH SHARED 1,163 EATON VANCE TAX-ADV BD & OPT COM SH BEN INT 27829M103 2,477.43 141,892 SH SHARED 01 141,892 EATON VANCE TAX ADVT DIV INC COM 27828G107 143.76 7,704 SH SHARED 7,704 EATON VANCE TAX ADVT DIV INC COM 27828G107 15,638.80 838,092 SH SHARED 01 838,092 EATON VANCE TAX MNGD GBL DV COM 27829F108 8,702.52 933,747 SH SHARED 01 933,747 EATON VANCE TAX MNGED BUY WR COM 27828X100 19.75 1,349 SH SHARED 1,349 EATON VANCE TAX MNGED BUY WR COM 27828X100 2,135.71 145,882 SH SHARED 01 145,882 EATON VANCE TX ADV GLB DIV O COM 27828U106 31.81 1,371 SH SHARED 1,371 EATON VANCE TX ADV GLB DIV O COM 27828U106 5,261.34 226,782 SH SHARED 01 226,782 EATON VANCE TX ADV GLBL DIV COM 27828S101 22.69 1,429 SH SHARED 1,429 EATON VANCE TX ADV GLBL DIV COM 27828S101 8,162.15 513,989 SH SHARED 01 513,989 EATON VANCE TX MGD DIV EQ IN COM 27828N102 15,993.65 1,574,178 SH SHARED 01 1,574,178 EATON VANCE TXMGD GL BUYWR O COM 27829C105 9,015.51 804,956 SH SHARED 01 804,956 EATON VANCE TX MNG BY WRT OP COM 27828Y108 20.43 1,562 SH SHARED 1,562 EATON VANCE TX MNG BY WRT OP COM 27828Y108 7,876.49 602,178 SH SHARED 01 602,178 EBAY INC COM 278642103 4,366.99 80,542 SH SHARED 20 80,542 EBAY INC COM 278642103 5,986.65 110,414 SH SHARED 110,414 EBAY INC COM 278642103 7,444.41 137,300 SH P SHARED 137,300 EBAY INC COM 278642103 12,888.09 237,700 SH C SHARED 237,700 EBAY INC COM 278642103 38,365.91 707,597 SH SHARED 01 707,597 EBAY INC COM 278642103 51,168.66 943,723 SH SHARED 943,723

EBIX INC COM NEW 278715206 6.49 400 SH C SHARED 400 EBIX INC COM NEW 278715206 15.94 983 SH SHARED 01 983 EBIX INC COM NEW 278715206 131.38 8,100 SH P SHARED 8,100 EBIX INC COM NEW 278715206 398.46 24,566 SH SHARED 24,566 ECA MARCELLUS TR I COM UNIT 26827L109 4.67 400 SH C SHARED 400 ECA MARCELLUS TR I COM UNIT 26827L109 123.07 10,546 SH SHARED 10,546 ECA MARCELLUS TR I COM UNIT 26827L109 172.31 14,765 SH SHARED 01 14,765 ECA MARCELLUS TR I COM UNIT 26827L109 234.57 20,100 SH P SHARED 20,100 ECB BANCORP INC COM 268253101 4.29 297 SH SHARED 01 297 ECHELON CORP COM 27874N105 3.66 1,500 SH P SHARED 1,500 ECHELON CORP COM 27874N105 911.69 373,645 SH SHARED 01 373,645 ECHOSTAR CORP CL A 278768106 19.49 500 SH C SHARED 500 ECHOSTAR CORP CL A 278768106 128.06 3,286 SH SHARED 3,286 ECHOSTAR CORP CL A 278768106 138.30 3,549 SH SHARED 01 3,549 ECHO THERAPEUTICS INC COM 27876L107 4.35 5,500 SH SHARED 01 5,500 ECHO THERAPEUTICS INC COM 27876L107 15.03 19,023 SH SHARED 19,023 ECOLAB INC COM 278865100 32.07 400 SH C SHARED 400 ECOLAB INC COM 278865100 52.92 660 SH SHARED 20 660 ECOLAB INC COM 278865100 873.96 10,900 SH P SHARED 10,900 ECOLAB INC COM 278865100 1,635.67 20,400 SH SHARED 20,400 ECOLAB INC COM 278865100 7,245.23 90,362 SH SHARED 90,362 ECOLAB INC COM 278865100 11,755.27 146,611 SH SHARED 01 146,611 ECOLOGY & ENVIRONMENT INC CL A 278878103 20.49 1,518 SH SOLE 1,518 E-COMMERCE CHINA DANGDANG IN SPN ADS COM A 26833A105 30.40 7,325 SH SHARED 01 7,325 E-COMMERCE CHINA DANGDANG IN SPN ADS COM A 26833A105 35.28 8,500 SH C SHARED 8,500 E-COMMERCE CHINA DANGDANG IN SPN ADS COM A 26833A105 53.12 12,800 SH P SHARED 12,800 E-COMMERCE CHINA DANGDANG IN SPN ADS COM A 26833A105 218.71 52,701 SH SHARED 52,701 ECOPETROL S A SPONSORED ADS 279158109 663.24 12,165 SH SHARED 01 12,165 ECOPETROL S A SPONSORED ADS 279158109 1,446.63 26,534 SH SHARED 26,534 EDAC TECHNOLOGIES CORP COM 279285100 17.06 920 SH SHARED 01 920 EDAC TECHNOLOGIES CORP COM 279285100 93.55 5,046 SH SHARED 5,046 EDAP TMS S A SPONSORED ADR 268311107 0.60 143 SH SOLE 143 EDAP TMS S A SPONSORED ADR 268311107 4.17 1,000 SH P SOLE 1,000 EDGEN GROUP INC CL A 28014Q107 8.39 1,160 SH SOLE 1,160 EDGEWATER TECHNOLOGY INC COM 280358102 10.77 2,706 SH SOLE 2,706 EDISON INTL COM 281020107 226.44 4,500 SH C SHARED 4,500 EDISON INTL COM 281020107 556.79 11,065 SH SHARED 20 11,065 EDISON INTL COM 281020107 951.05 18,900 SH SHARED 18,900 EDISON INTL COM 281020107 5,195.54 103,250 SH SHARED 01 103,250 EDISON INTL COM 281020107 7,326.39 145,596 SH SHARED 145,596 EDUCATIONAL DEV CORP COM 281479105 3.82 1,000 SH SHARED 01 1,000 EDUCATION RLTY TR INC COM 28140H104 182.91 17,370 SH SHARED 01 17,370 EDUCATION RLTY TR INC COM 28140H104 482.18 45,791 SH SHARED 45,791 EDWARDS LIFESCIENCES CORP COM 28176E108 147.89 1,800 SH P SHARED 1,800 EDWARDS LIFESCIENCES CORP COM 28176E108 180.75 2,200 SH C SHARED 2,200 EDWARDS LIFESCIENCES CORP COM 28176E108 197.02 2,398 SH SHARED 2,398 EDWARDS LIFESCIENCES CORP COM 28176E108 533.88 6,498 SH SHARED 6,498 EDWARDS LIFESCIENCES CORP COM 28176E108 7,997.54 97,341 SH SHARED 01 97,341 E FUTURE INFORMATION TECH IN SHS G29438101 13.67 3,862 SH SOLE 3,862

EGA EMERGING GLOBAL SHS TR CONS GOODS GEM 268461308 16.20 671 SH SOLE 671 EGA EMERGING GLOBAL SHS TR CONSMR SVC GEM 268461407 7.77 360 SH SOLE 360 EGA EMERGING GLOBAL SHS TR EGS BRAZ INF ETF 268461829 15.12 713 SH SHARED 713 EGA EMERGING GLOBAL SHS TR EGS BRAZ INF ETF 268461829 4,033.83 190,275 SH SHARED 01 190,275 EGA EMERGING GLOBAL SHS TR EGS CHIN INF ETF 268461837 40.27 2,305 SH SHARED 2,305 EGA EMERGING GLOBAL SHS TR EGS CHIN INF ETF 268461837 77.71 4,448 SH SHARED 01 4,448 EGA EMERGING GLOBAL SHS TR EGS EMKTCONS ETF 268461779 29,981.66 1,127,554 SH SHARED 01 1,127,554 EGA EMERGING GLOBAL SHS TR EGSHARE EM METLS 268461852 1.13 93 SH SHARED 01 93 EGA EMERGING GLOBAL SHS TR EGSHARE EM METLS 268461852 20.38 1,672 SH SHARED 1,672 EGA EMERGING GLOBAL SHS TR EGSHARE ENGY GEM 268461860 16.99 744 SH SHARED 744 EGA EMERGING GLOBAL SHS TR EGSHARE ENGY GEM 268461860 45.92 2,011 SH SHARED 01 2,011 EGA EMERGING GLOBAL SHS TR EGSHARE FINL GEM 268461506 27.22 1,261 SH SHARED 1,261 EGA EMERGING GLOBAL SHS TR EGSHARE FINL GEM 268461506 175.48 8,128 SH SHARED 01 8,128 EGA EMERGING GLOBAL SHS TR EGSHARE GEM COMP 268461100 275.54 12,165 SH SHARED 01 12,165 EGA EMERGING GLOBAL SHS TR EGS INDIA SC ETF 268461811 8.43 680 SH SOLE 680 EGA EMERGING GLOBAL SHS TR EGS INDI INF ETF 268461845 5.53 450 SH SHARED 01 450 EGA EMERGING GLOBAL SHS TR LOW VOL EM DIV 268461654 3,593.61 180,402 SH SHARED 01 180,402 EGA EMERGING GLOBAL SHS TR TECHNOLOGY GEM 268461803 1.12 63 SH SOLE 63 EGA EMERGING GLOBAL SHS TR TELECOM GEMS 268461886 3.20 164 SH SOLE 164 EGA EMERGING GLOBAL SHS TR UTILITIES GEMS 268461878 1.45 83 SH SOLE 83 EHEALTH INC COM 28238P109 1.79 100 SH C SOLE 100 EHEALTH INC COM 28238P109 56.66 3,169 SH SOLE 3,169 E HOUSE CHINA HLDGS LTD ADR 26852W103 3.26 700 SH C SHARED 700 E HOUSE CHINA HLDGS LTD ADR 26852W103 14.88 3,200 SH P SHARED 3,200 E HOUSE CHINA HLDGS LTD ADR 26852W103 105.65 22,721 SH SHARED 01 22,721 E HOUSE CHINA HLDGS LTD ADR 26852W103 286.14 61,535 SH SHARED 61,535 EINSTEIN NOAH REST GROUP INC COM 28257U104 2.46 166 SH SHARED 01 166 EINSTEIN NOAH REST GROUP INC COM 28257U104 19.04 1,284 SH SHARED 1,284 ELAN PLC ADR 284131208 112.15 9,504 SH SHARED 9,504 ELAN PLC ADR 284131208 336.36 28,505 SH SHARED 01 28,505 ELAN PLC ADR 284131208 421.26 35,700 SH P SHARED 35,700 ELAN PLC ADR 284131208 3,645.02 308,900 SH C SHARED 308,900 ELBIT IMAGING LTD ORD SHS M37605108 0.12 55 SH SHARED 01 55 ELBIT IMAGING LTD ORD SHS M37605108 83.76 36,900 SH SHARED 36,900 ELBIT SYS LTD ORD M3760D101 10.55 250 SH SHARED 01 250 ELBIT SYS LTD ORD M3760D101 111.79 2,649 SH SHARED 2,649 ELBIT SYS LTD ORD M3760D101 272.40 6,455 SH SHARED 20 6,455 ELDORADO GOLD CORP NEW COM 284902103 132.00 13,851 SH SHARED 01 13,851 ELDORADO GOLD CORP NEW COM 284902103 161.06 16,900 SH C SHARED 16,900 ELDORADO GOLD CORP NEW COM 284902103 379.29 39,800 SH SHARED 39,800 ELDORADO GOLD CORP NEW COM 284902103 1,434.27 150,500 SH P SHARED 150,500 ELDORADO GOLD CORP NEW COM 284902103 4,734.37 496,786 SH SHARED 496,786 ELECSYS CORP COM 28473M100 2.70 481 SH SOLE 481 ELECTROMED INC COM 285409108 6.49 4,477 SH SOLE 4,477 ELECTRONIC ARTS INC COM 285512109 327.41 18,498 SH SHARED 01 18,498 ELECTRONIC ARTS INC COM 285512109 389.40 22,000 SH SHARED 22,000 ELECTRONIC ARTS INC COM 285512109 638.97 36,100 SH C SHARED 36,100 ELECTRONIC ARTS INC COM 285512109 1,295.64 73,200 SH P SHARED 73,200 ELECTRONIC ARTS INC COM 285512109 17,682.07 998,987 SH SHARED 998,987 ELECTRONICS FOR IMAGING INC COM 286082102 5.07 200 SH C SHARED 200 ELECTRONICS FOR IMAGING INC COM 286082102 16.48 650 SH SHARED 01 650

ELECTRO RENT CORP COM 285218103 41.94 2,262 SH SHARED 2,262 ELECTRO RENT CORP COM 285218103 1,005.74 54,247 SH SHARED 01 54,247 ELECTRO SCIENTIFIC INDS COM 285229100 1.94 176 SH SOLE 176 ELECTRO-SENSORS INC COM 285233102 4.79 1,124 SH SOLE 1,124 ELEPHANT TALK COMM CORP COM NEW 286202205 146.43 120,023 SH SOLE 120,023 ELIZABETH ARDEN INC COM 28660G106 4.03 100 SH P SHARED 100 ELIZABETH ARDEN INC COM 28660G106 20.13 500 SH C SHARED 500 ELIZABETH ARDEN INC COM 28660G106 88.55 2,200 SH SHARED 01 2,200 ELLIE MAE INC COM 28849P100 33.67 1,400 SH P SHARED 1,400 ELLIE MAE INC COM 28849P100 62.17 2,585 SH SHARED 01 2,585 ELLIE MAE INC COM 28849P100 194.81 8,100 SH C SHARED 8,100 ELLINGTON FINANCIAL LLC COM 288522303 0.99 40 SH SHARED 40 ELLINGTON FINANCIAL LLC COM 288522303 1,131.87 45,732 SH SHARED 01 45,732 ELLIS PERRY INTL INC COM 288853104 38.33 2,107 SH SHARED 2,107 ELLIS PERRY INTL INC COM 288853104 728.22 40,034 SH SHARED 01 40,034 ELLOMAY CAPITAL LIMITED SHS M39927120 11.95 1,660 SH SOLE 1,660 ELLSWORTH FUND LTD COM 289074106 12.93 1,693 SH SHARED 1,693 ELLSWORTH FUND LTD COM 289074106 4,277.04 559,822 SH SHARED 01 559,822 ELMIRA SVGS BK ELMIRA N Y COM 289660102 39.57 1,561 SH SOLE 1,561 ELONG INC SPONSORED ADR 290138205 11.81 783 SH SOLE 783 EL PASO ELEC CO COM NEW 283677854 28.77 855 SH SHARED 01 855 EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 118.42 2,700 SH C SHARED 2,700 EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 131.58 3,000 SH P SHARED 3,000 EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 157.90 3,600 SH P SHARED 01 3,600 EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 47,196.61 1,076,074 SH SHARED 1,076,074 EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 94,472.07 2,153,946 SH SHARED 01 2,153,946 EMAGIN CORP COM NEW 29076N206 16.12 4,700 SH SHARED 01 4,700 EMAGIN CORP COM NEW 29076N206 19.80 5,772 SH SHARED 5,772 EMAGIN CORP COM NEW 29076N206 27.44 8,000 SH P SHARED 8,000 EMAGIN CORP COM NEW 29076N206 53.51 15,600 SH C SHARED 15,600 EMBOTELLADORA ANDINA S A SPON ADR B 29081P303 20.00 500 SH SHARED 01 500 EMBRAER S A SP ADR REP 4 COM 29082A107 274.66 7,700 SH C SHARED 7,700 EMBRAER S A SP ADR REP 4 COM 29082A107 338.83 9,499 SH SHARED 01 9,499 EMBRAER S A SP ADR REP 4 COM 29082A107 693.78 19,450 SH SHARED 20 19,450 EMBRAER S A SP ADR REP 4 COM 29082A107 866.78 24,300 SH P SHARED 24,300 EMBRAER S A SP ADR REP 4 COM 29082A107 2,372.95 66,525 SH SHARED 66,525 E M C CORP MASS COM 268648102 599.64 25,100 SH P SHARED 01 25,100 E M C CORP MASS COM 268648102 1,851.52 77,502 SH SHARED 20 77,502 E M C CORP MASS COM 268648102 3,359.89 140,640 SH SHARED 140,640 E M C CORP MASS COM 268648102 5,107.49 213,792 SH C SHARED 213,792 E M C CORP MASS COM 268648102 9,307.71 389,607 SH SHARED 389,607 E M C CORP MASS COM 268648102 14,699.52 615,300 SH P SHARED 615,300 E M C CORP MASS COM 268648102 135,042.53 5,652,680 SH SHARED 01 5,652,680 E M C CORP MASS NOTE 1.750%12/0 268648AM4 8.96 6,000 PRN SHARED 01 6,000 EMCLAIRE FINL CORP COM 290828102 15.50 646 SH SOLE 646 EMCORE CORP COM NEW 290846203 1.46 250 SH SHARED 01 250 EMCOR GROUP INC COM 29084Q100 19.80 467 SH SHARED 01 467 EMERALD OIL INC COM NEW 29101U209 3.52 500 SH C SHARED 500

EMERALD OIL INC COM NEW 29101U209 53.97 7,666 SH SHARED 01 7,666 EMERGENT BIOSOLUTIONS INC COM 29089Q105 8.53 610 SH SOLE 610 EMERITUS CORP COM 291005106 8.64 311 SH SHARED 311 EMERITUS CORP COM 291005106 13.90 500 SH C SHARED 500 EMERITUS CORP COM 291005106 51.13 1,840 SH SHARED 01 1,840 EMERSON ELEC CO COM 291011104 67.04 1,200 SH C SHARED 01 1,200 EMERSON ELEC CO COM 291011104 983.31 17,600 SH P SHARED 17,600 EMERSON ELEC CO COM 291011104 2,592.37 46,400 SH SHARED 46,400 EMERSON ELEC CO COM 291011104 3,838.27 68,700 SH C SHARED 68,700 EMERSON ELEC CO COM 291011104 16,550.59 296,234 SH SHARED 296,234 EMERSON ELEC CO COM 291011104 186,569.43 3,339,349 SH SHARED 01 3,339,349 EMMIS COMMUNICATIONS CORP PFD CV SER A 291525202 15.23 1,601 SH SOLE 1,601 EMPIRE DIST ELEC CO COM 291641108 136.66 6,101 SH SHARED 01 6,101 EMPIRE RES INC DEL COM 29206E100 11.22 2,221 SH SOLE 2,221 EMPIRE RESORTS INC COM NEW 292052206 8.89 4,629 SH SHARED 01 4,629 EMPLOYERS HOLDINGS INC COM 292218104 19.82 845 SH SOLE 845 EMPRESA NACIONAL DE ELCTRCID SPONSORED ADR 29244T101 303.94 5,726 SH SHARED 01 5,726 EMPRESA NACIONAL DE ELCTRCID SPONSORED ADR 29244T101 626.45 11,802 SH SHARED 11,802 EMPRESAS ICA S A DE CV SPONS ADR NEW 292448206 2.65 200 SH SHARED 01 200 EMPRESAS ICA S A DE CV SPONS ADR NEW 292448206 44.37 3,346 SH SHARED 3,346 EMULEX CORP COM NEW 292475209 49.63 7,600 SH C SHARED 7,600 EMULEX CORP COM NEW 292475209 68.57 10,500 SH SHARED 01 10,500 EMULEX CORP COM NEW 292475209 81.10 12,420 SH SHARED 12,420 EMULEX CORP COM NEW 292475209 135.17 20,700 SH P SHARED 20,700 ENBRIDGE ENERGY MANAGEMENT L SHS UNITS LLI 29250X103 149.17 4,936 SH SHARED 4,936 ENBRIDGE ENERGY MANAGEMENT L SHS UNITS LLI 29250X103 2,412.89 79,844 SH SHARED 01 79,844 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 51.24 1,700 SH P SHARED 1,700 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 120.56 4,000 SH C SHARED 4,000 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 24,242.51 804,330 SH SHARED 01 804,330 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 51,546.90 1,710,249 SH SHARED 1,710,249 ENBRIDGE INC COM 29250N105 9.31 200 SH P SHARED 200 ENBRIDGE INC COM 29250N105 13.96 300 SH C SHARED 300 ENBRIDGE INC COM 29250N105 31.88 685 SH SHARED 20 685 ENBRIDGE INC COM 29250N105 2,158.80 46,386 SH SHARED 46,386 ENBRIDGE INC COM 29250N105 5,326.08 114,441 SH SHARED 114,441 ENBRIDGE INC COM 29250N105 9,381.44 201,578 SH SHARED 01 201,578 ENCANA CORP COM 292505104 851.73 43,768 SH SHARED 43,768 ENCANA CORP COM 292505104 894.54 45,968 SH SHARED 45,968 ENCANA CORP COM 292505104 1,412.80 72,600 SH C SHARED 72,600 ENCANA CORP COM 292505104 1,788.37 91,900 SH P SHARED 91,900 ENCANA CORP COM 292505104 7,632.80 392,230 SH SHARED 01 392,230 ENCORE CAP GROUP INC COM 292554102 19.23 639 SH SHARED 639 ENCORE CAP GROUP INC COM 292554102 1,031.14 34,257 SH SHARED 01 34,257 ENCORE WIRE CORP COM 292562105 14.01 400 SH C SOLE 400 ENDEAVOUR INTL CORP COM NEW 29259G200 2.70 914 SH SHARED 01 914 ENDEAVOUR SILVER CORP COM 29258Y103 12.44 2,000 SH SHARED 01 2,000

ENDEAVOUR SILVER CORP COM 29258Y103 122.35 19,671 SH SHARED 19,671 ENDEAVOUR SILVER CORP COM 29258Y103 330.90 53,200 SH C SHARED 53,200 ENDEAVOUR SILVER CORP COM 29258Y103 420.47 67,600 SH P SHARED 67,600 ENDOCYTE INC COM 29269A102 2.49 200 SH P SHARED 200 ENDOCYTE INC COM 29269A102 3.74 300 SH C SHARED 300 ENDOCYTE INC COM 29269A102 31.13 2,500 SH SHARED 01 2,500 ENDOCYTE INC COM 29269A102 124.64 10,011 SH SHARED 10,011 ENDO HEALTH SOLUTIONS INC COM 29264F205 104.58 3,400 SH P SHARED 3,400 ENDO HEALTH SOLUTIONS INC COM 29264F205 203.02 6,600 SH C SHARED 6,600 ENDO HEALTH SOLUTIONS INC COM 29264F205 249.25 8,103 SH SHARED 8,103 ENDO HEALTH SOLUTIONS INC COM 29264F205 559.68 18,195 SH SHARED 20 18,195 ENDO HEALTH SOLUTIONS INC COM 29264F205 3,718.98 120,903 SH SHARED 01 120,903 ENDOLOGIX INC COM 29266S106 1.62 100 SH C SHARED 100 ENDOLOGIX INC COM 29266S106 188.96 11,700 SH SHARED 01 11,700 ENDURANCE SPECIALTY HLDGS LT SHS G30397106 13.34 279 SH SHARED 01 279 ENDURANCE SPECIALTY HLDGS LT SHS G30397106 120.53 2,521 SH SHARED 2,521 ENDURO RTY TR TR UNIT 29269K100 8.01 500 SH C SOLE 500 ENDURO RTY TR TR UNIT 29269K100 9.21 575 SH SOLE 575 ENERGEN CORP COM 29265N108 176.83 3,400 SH SHARED 3,400 ENERGEN CORP COM 29265N108 655.33 12,600 SH C SHARED 12,600 ENERGEN CORP COM 29265N108 809.80 15,570 SH SHARED 01 15,570 ENERGIZER HLDGS INC COM 29266R108 139.62 1,400 SH C SHARED 1,400 ENERGIZER HLDGS INC COM 29266R108 159.57 1,600 SH P SHARED 1,600 ENERGIZER HLDGS INC COM 29266R108 319.14 3,200 SH SHARED 3,200 ENERGIZER HLDGS INC COM 29266R108 1,323.72 13,273 SH SHARED 13,273 ENERGIZER HLDGS INC COM 29266R108 30,730.30 308,135 SH SHARED 01 308,135 ENERGY RECOVERY INC COM 29270J100 2.22 600 SH P SHARED 600 ENERGY RECOVERY INC COM 29270J100 2.49 673 SH SHARED 673 ENERGY RECOVERY INC COM 29270J100 4.44 1,200 SH SHARED 01 1,200 ENERGYSOLUTIONS INC COM 292756202 4.13 1,100 SH SHARED 01 1,100 ENERGYSOLUTIONS INC COM 292756202 16.97 4,526 SH SHARED 4,526 ENERGYSOLUTIONS INC COM 292756202 102.00 27,200 SH C SHARED 27,200 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 380.12 6,500 SH P SHARED 6,500 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 5,216.42 89,200 SH C SHARED 89,200 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 21,041.28 359,803 SH SHARED 359,803 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 54,733.77 935,940 SH SHARED 01 935,940 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 50.69 1,000 SH P SHARED 01 1,000 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 1,201.35 23,700 SH P SHARED 23,700 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 16,261.35 320,800 SH C SHARED 320,800 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 117,208.81 2,312,267 SH SHARED 2,312,267 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 121,369.65 2,394,351 SH SHARED 01 2,394,351 ENERGY XXI (BERMUDA) LTD USD UNRS SHS G10082140 29.94 1,100 SH P SHARED 1,100 ENERGY XXI (BERMUDA) LTD USD UNRS SHS G10082140 146.99 5,400 SH C SHARED 5,400 ENERGY XXI (BERMUDA) LTD USD UNRS SHS G10082140 3,304.94 121,416 SH SHARED 01 121,416 ENERNOC INC COM 292764107 86.85 5,000 SH C SHARED 5,000 ENERNOC INC COM 292764107 159.80 9,200 SH P SHARED 9,200 ENERNOC INC COM 292764107 312.03 17,964 SH SHARED 17,964 ENERNOC INC COM 292764107 963.25 55,455 SH SHARED 01 55,455 ENERPLUS CORP COM 292766102 245.21 16,784 SH SHARED 16,784 ENERPLUS CORP COM 292766102 343.63 23,520 SH SHARED 23,520 ENERPLUS CORP COM 292766102 360.87 24,700 SH P SHARED 24,700 ENERPLUS CORP COM 292766102 790.40 54,100 SH C SHARED 54,100

ENERPLUS CORP COM 292766102 10,940.36 748,827 SH SHARED 01 748,827 ENERSIS S A RIGHT 03/21/2013 29274F112 0.01 708 SH SHARED 01 708 ENERSIS S A RIGHT 03/21/2013 29274F112 0.62 32,834 SH SHARED 32,834 ENERSIS S A SPONSORED ADR 29274F104 27.13 1,410 SH SHARED 01 1,410 ENERSIS S A SPONSORED ADR 29274F104 1,691.54 87,918 SH SHARED 87,918 ENERSYS COM 29275Y102 9.12 200 SH C SHARED 200 ENERSYS COM 29275Y102 20.51 450 SH SHARED 01 450 ENERSYS COM 29275Y102 45.08 989 SH SHARED 989 ENERSYS COM 29275Y102 113.95 2,500 SH P SHARED 2,500 ENGILITY HLDGS INC COM 29285W104 28.25 1,178 SH SHARED 01 1,178 ENGILITY HLDGS INC COM 29285W104 83.21 3,470 SH SHARED 3,470 ENGLOBAL CORP COM 293306106 5.04 8,408 SH SHARED 8,408 ENGLOBAL CORP COM 293306106 10.10 16,829 SH SHARED 01 16,829 ENI S P A SPONSORED ADR 26874R108 44.89 1,000 SH P SHARED 1,000 ENI S P A SPONSORED ADR 26874R108 98.76 2,200 SH C SHARED 2,200 ENI S P A SPONSORED ADR 26874R108 3,651.04 81,333 SH SHARED 01 81,333 ENNIS INC COM 293389102 1.60 106 SH SHARED 01 106 ENNIS INC COM 293389102 18.48 1,226 SH SHARED 1,226 ENPHASE ENERGY INC COM 29355A107 23.91 3,857 SH SOLE 3,857 ENPRO INDS INC COM 29355X107 46.56 910 SH SHARED 01 910 ENSCO PLC SHS CLASS A G3157S106 246.00 4,100 SH P SHARED 4,100 ENSCO PLC SHS CLASS A G3157S106 892.26 14,871 SH SHARED 14,871 ENSCO PLC SHS CLASS A G3157S106 2,890.92 48,182 SH SHARED 48,182 ENSCO PLC SHS CLASS A G3157S106 4,140.00 69,000 SH C SHARED 69,000 ENSCO PLC SHS CLASS A G3157S106 18,812.94 313,549 SH SHARED 01 313,549 ENSIGN GROUP INC COM 29358P101 2.07 62 SH SHARED 01 62 ENSTAR GROUP LIMITED SHS G3075P101 38.16 307 SH SHARED 01 307 ENSTAR GROUP LIMITED SHS G3075P101 81.53 656 SH SHARED 656 ENTEGRIS INC COM 29362U104 9.86 1,000 SH P SHARED 1,000 ENTEGRIS INC COM 29362U104 48.31 4,900 SH C SHARED 4,900 ENTEGRIS INC COM 29362U104 119.30 12,099 SH SHARED 12,099 ENTEGRIS INC COM 29362U104 130.04 13,189 SH SHARED 01 13,189 ENTERCOM COMMUNICATIONS CORP CL A 293639100 2.98 400 SH C SOLE 400 ENTERCOM COMMUNICATIONS CORP CL A 293639100 10.60 1,425 SH SOLE 1,425 ENTERGY CORP NEW COM 29364G103 354.14 5,600 SH P SHARED 5,600 ENTERGY CORP NEW COM 29364G103 872.46 13,796 SH SHARED 13,796 ENTERGY CORP NEW COM 29364G103 973.90 15,400 SH C SHARED 15,400 ENTERGY CORP NEW COM 29364G103 2,582.53 40,837 SH SHARED 40,837 ENTERGY CORP NEW COM 29364G103 18,238.92 288,408 SH SHARED 01 288,408 ENTEROMEDICS INC COM NEW 29365M208 4.50 4,500 SH C SOLE 4,500 ENTERPRISE BANCORP INC MASS COM 293668109 23.63 1,394 SH SOLE 1,394 ENTERPRISE FINL SVCS CORP COM 293712105 9.05 631 SH SHARED 631 ENTERPRISE FINL SVCS CORP COM 293712105 28.68 2,000 SH SHARED 01 2,000 ENTERPRISE PRODS PARTNERS L COM 293792107 120.58 2,000 SH P SHARED 01 2,000 ENTERPRISE PRODS PARTNERS L COM 293792107 1,862.96 30,900 SH C SHARED 30,900 ENTERPRISE PRODS PARTNERS L COM 293792107 1,929.28 32,000 SH P SHARED 32,000 ENTERPRISE PRODS PARTNERS L COM 293792107 104,650.24 1,735,781 SH SHARED 1,735,781

ENTERPRISE PRODS PARTNERS L COM 293792107 334,120.19 5,541,884 SH SHARED 01 5,541,884 ENTERTAINMENT GAMING ASIA IN COM NEW 29383V206 1.66 867 SH SHARED 867 ENTERTAINMENT GAMING ASIA IN COM NEW 29383V206 4.80 2,500 SH SHARED 01 2,500 ENTREE GOLD INC COM 29383G100 19.04 52,900 SH SHARED 01 52,900 ENTREMED INC COM NEW 29382F202 3.05 1,504 SH SHARED 1,504 ENTREMED INC COM NEW 29382F202 4.07 2,004 SH SHARED 01 2,004 ENTROPIC COMMUNICATIONS INC COM 29384R105 22.36 5,500 SH P SOLE 5,500 ENTROPIC COMMUNICATIONS INC COM 29384R105 86.58 21,300 SH C SOLE 21,300 ENVIROSTAR INC COM 29414M100 6.14 3,889 SH SOLE 3,889 ENVIVIO INC COM 29413T106 6.80 4,000 SH C SOLE 4,000 ENZO BIOCHEM INC COM 294100102 8.70 3,451 SH SHARED 3,451 ENZO BIOCHEM INC COM 294100102 11.59 4,600 SH C SHARED 4,600 ENZO BIOCHEM INC COM 294100102 25.23 10,010 SH SHARED 01 10,010 ENZON PHARMACEUTICALS INC COM 293904108 57.01 15,003 SH SHARED 01 15,003 ENZON PHARMACEUTICALS INC COM 293904108 2,623.07 690,282 SH SHARED 690,282 EOG RES INC COM 26875P101 1,089.88 8,510 SH SHARED 20 8,510 EOG RES INC COM 26875P101 2,535.79 19,800 SH SHARED 19,800 EOG RES INC COM 26875P101 7,765.27 60,633 SH SHARED 60,633 EOG RES INC COM 26875P101 11,692.79 91,300 SH P SHARED 91,300 EOG RES INC COM 26875P101 12,409.98 96,900 SH C SHARED 96,900 EOG RES INC COM 26875P101 12,590.82 98,312 SH SHARED 01 98,312 EON COMMUNICATIONS CORP COM NEW 268763208 3.09 4,151 SH SOLE 4,151 EPAM SYS INC COM 29414B104 4.65 200 SH SHARED 01 200 EPAM SYS INC COM 29414B104 37.75 1,625 SH SHARED 1,625 EPL OIL & GAS INC COM 26883D108 0.59 22 SH SHARED 22 EPL OIL & GAS INC COM 26883D108 1,035.94 38,640 SH SHARED 01 38,640 EPLUS INC COM 294268107 2.08 45 SH SHARED 01 45 EPLUS INC COM 294268107 24.86 538 SH SHARED 538 EPR PPTYS COM SH BEN INT 26884U109 945.12 18,158 SH SHARED 01 18,158 EPR PPTYS COM SH BEN INT 26884U109 956.05 18,368 SH SHARED 18,368 EPR PPTYS COM SH BEN INT 26884U109 5,632.90 108,221 SH SHARED 108,221 EQT CORP COM 26884L109 650.40 9,600 SH SHARED 9,600 EQT CORP COM 26884L109 724.93 10,700 SH C SHARED 10,700 EQT CORP COM 26884L109 725.94 10,715 SH SHARED 20 10,715 EQT CORP COM 26884L109 1,453.37 21,452 SH SHARED 21,452 EQT CORP COM 26884L109 3,819.14 56,371 SH SHARED 01 56,371 EQT MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 10.86 280 SH SHARED 280 EQT MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 2,668.16 68,767 SH SHARED 01 68,767 EQUAL ENERGY LTD COM 29390Q109 8.53 2,238 SH SHARED 2,238 EQUAL ENERGY LTD COM 29390Q109 410.09 107,636 SH SHARED 01 107,636 EQUIFAX INC COM 294429105 322.50 5,600 SH SHARED 5,600 EQUIFAX INC COM 294429105 374.34 6,500 SH SHARED 6,500 EQUIFAX INC COM 294429105 662.00 11,495 SH SHARED 20 11,495 EQUIFAX INC COM 294429105 1,062.59 18,451 SH SHARED 01 18,451 EQUINIX INC COM NEW 29444U502 757.09 3,500 SH SHARED 3,500 EQUINIX INC COM NEW 29444U502 3,569.12 16,500 SH C SHARED 16,500 EQUINIX INC COM NEW 29444U502 4,279.69 19,785 SH SHARED 19,785 EQUINIX INC COM NEW 29444U502 6,078.31 28,100 SH P SHARED 28,100 EQUINIX INC COM NEW 29444U502 16,208.97 74,934 SH SHARED 01 74,934

EQUINIX INC NOTE 4.750% 6/1 29444UAH9 7.91 3,000 PRN SHARED 01 3,000 EQUITY LIFESTYLE PPTYS INC COM 29472R108 15.36 200 SH SHARED 01 200 EQUITY LIFESTYLE PPTYS INC COM 29472R108 1,182.34 15,395 SH SHARED 15,395 EQUITY LIFESTYLE PPTYS INC COM 29472R108 1,277.49 16,634 SH SHARED 16,634 EQUITY ONE COM 294752100 41.37 1,726 SH SHARED 01 1,726 EQUITY ONE COM 294752100 46.38 1,935 SH SHARED 1,935 EQUITY ONE COM 294752100 589.04 24,574 SH SHARED 24,574 EQUITY RESIDENTIAL SH BEN INT 29476L107 1,288.40 23,400 SH C SHARED 23,400 EQUITY RESIDENTIAL SH BEN INT 29476L107 1,492.13 27,100 SH P SHARED 27,100 EQUITY RESIDENTIAL SH BEN INT 29476L107 2,187.53 39,730 SH SHARED 01 39,730 EQUITY RESIDENTIAL SH BEN INT 29476L107 4,013.05 72,885 SH SHARED 72,885 EQUITY RESIDENTIAL SH BEN INT 29476L107 8,536.39 155,038 SH SHARED 155,038 EQUUS TOTAL RETURN INC COM 294766100 14.40 6,665 SH SOLE 6,665 ERA GROUP INC COM 26885G109 99.29 4,728 SH SHARED 01 4,728 ERA GROUP INC COM 26885G109 2,963.00 141,095 SH SHARED 141,095 ERICKSON AIR-CRANE INC COM 29482P100 3.25 200 SH SHARED 01 200 ERICKSON AIR-CRANE INC COM 29482P100 18.08 1,112 SH SHARED 1,112 ERICSSON ADR B SEK 10 294821608 68.04 5,400 SH C SHARED 5,400 ERICSSON ADR B SEK 10 294821608 115.91 9,199 SH SHARED 9,199 ERICSSON ADR B SEK 10 294821608 123.48 9,800 SH P SHARED 9,800 ERICSSON ADR B SEK 10 294821608 3,363.63 266,955 SH SHARED 01 266,955 ERIE INDTY CO CL A 29530P102 249.70 3,306 SH SOLE 3,306 ESCALADE INC COM 296056104 5.36 868 SH SOLE 868 ESCALON MED CORP COM NEW 296074305 2.61 2,438 SH SOLE 2,438 ESCO TECHNOLOGIES INC COM 296315104 16.34 400 SH SHARED 01 400 ESCO TECHNOLOGIES INC COM 296315104 52.75 1,291 SH SHARED 1,291 ESPEY MFG & ELECTRS CORP COM 296650104 30.11 1,162 SH SHARED 1,162 ESPEY MFG & ELECTRS CORP COM 296650104 98.85 3,815 SH SHARED 01 3,815 ESSA BANCORP INC COM 29667D104 4.27 394 SH SHARED 01 394 ESSA BANCORP INC COM 29667D104 39.92 3,683 SH SHARED 3,683 ESSEX PPTY TR INC COM 297178105 271.04 1,800 SH C SHARED 1,800 ESSEX PPTY TR INC COM 297178105 1,931.49 12,827 SH SHARED 12,827 ESSEX PPTY TR INC COM 297178105 2,158.41 14,334 SH SHARED 01 14,334 ESSEX PPTY TR INC COM 297178105 2,305.83 15,313 SH SHARED 15,313 ESSEX RENT CORP COM 297187106 5.82 1,302 SH SOLE 1,302 ESTERLINE TECHNOLOGIES CORP COM 297425100 809.23 10,690 SH SHARED 01 10,690 ETABLISSEMENTS DELHAIZE FRER SPONSORED ADR 29759W101 76.59 1,403 SH SHARED 1,403 ETABLISSEMENTS DELHAIZE FRER SPONSORED ADR 29759W101 118.68 2,174 SH SHARED 01 2,174 ETFS ASIAN GOLD TR PHYS ASAIN GLD 26923C102 13.84 87 SH SOLE 87 ETFS GOLD TR SHS 26922Y105 31.49 200 SH C SHARED 200 ETFS GOLD TR SHS 26922Y105 31.49 200 SH P SHARED 200 ETFS GOLD TR SHS 26922Y105 4,845.36 30,771 SH SHARED 01 30,771 ETFS PALLADIUM TR SH BEN INT 26923A106 5,139.11 67,861 SH SHARED 01 67,861 ETFS PLATINUM TR SH BEN INT 26922V101 132.18 857 SH SHARED 857 ETFS PLATINUM TR SH BEN INT 26922V101 13,136.08 85,172 SH SHARED 01 85,172 ETFS PRECIOUS METALS BASKET PHYS PM BSKT 26922W109 3,743.90 42,180 SH SHARED 01 42,180 ETFS SILVER TR SILVER SHS 26922X107 19.65 700 SH P SHARED 700 ETFS SILVER TR SILVER SHS 26922X107 26.19 933 SH SHARED 933 ETFS SILVER TR SILVER SHS 26922X107 89.81 3,200 SH C SHARED 3,200 ETFS SILVER TR SILVER SHS 26922X107 6,123.55 218,176 SH SHARED 01 218,176

ETFS WHITE METALS BASKET TR PHY WM BSK SHS 26923B104 107.42 2,167 SH SOLE 2,167 ETHAN ALLEN INTERIORS INC COM 297602104 49.08 1,491 SH SHARED 1,491 ETHAN ALLEN INTERIORS INC COM 297602104 55.96 1,700 SH C SHARED 1,700 ETHAN ALLEN INTERIORS INC COM 297602104 823.49 25,015 SH SHARED 01 25,015 E TRADE FINANCIAL CORP COM NEW 269246401 216.81 20,244 SH SHARED 01 20,244 E TRADE FINANCIAL CORP COM NEW 269246401 881.02 82,261 SH SHARED 82,261 E TRADE FINANCIAL CORP COM NEW 269246401 1,257.35 117,400 SH C SHARED 117,400 E TRADE FINANCIAL CORP COM NEW 269246401 2,759.97 257,700 SH P SHARED 257,700 EUNITS 2 YR US EQTY MKT PTNT UNIT 29841R102 68.76 6,426 SH SHARED 6,426 EUNITS 2 YR US EQTY MKT PTNT UNIT 29841R102 346.68 32,400 SH SHARED 01 32,400 EUNITS 2 YR U S MKT PARTN TR UNIT 298411109 32.86 3,100 SH SHARED 3,100 EUNITS 2 YR U S MKT PARTN TR UNIT 298411109 1,291.72 121,860 SH SHARED 01 121,860 EURASIAN MINERALS INC COM 29843R100 5.10 2,474 SH SOLE 2,474 EURONET WORLDWIDE INC COM 298736109 0.53 20 SH SHARED 20 EURONET WORLDWIDE INC COM 298736109 31.77 1,206 SH SHARED 01 1,206 EUROPEAN EQUITY FUND COM 298768102 0.02 3 SH SHARED 01 3 EUROPEAN EQUITY FUND COM 298768102 1.11 157 SH SHARED 157 EURO TECH HOLDINGS CO LTD SHS NEW G32030127 0.37 133 SH SOLE 133 EVANS BANCORP INC COM NEW 29911Q208 0.23 13 SH SHARED 01 13 EV ENERGY PARTNERS LP COM UNITS 26926V107 229.19 4,200 SH C SHARED 4,200 EV ENERGY PARTNERS LP COM UNITS 26926V107 4,256.73 78,005 SH SHARED 01 78,005 EV ENERGY PARTNERS LP COM UNITS 26926V107 7,323.29 134,200 SH P SHARED 134,200 EV ENERGY PARTNERS LP COM UNITS 26926V107 20,176.66 369,739 SH SHARED 369,739 EVERBANK FINL CORP COM 29977G102 3.08 200 SH C SHARED 200 EVERBANK FINL CORP COM 29977G102 6.16 400 SH P SHARED 400 EVERBANK FINL CORP COM 29977G102 47.28 3,070 SH SHARED 3,070 EVERBANK FINL CORP COM 29977G102 754.89 49,019 SH SHARED 01 49,019 EVERCORE PARTNERS INC CLASS A 29977A105 198.76 4,778 SH SHARED 01 4,778 EVERCORE PARTNERS INC CLASS A 29977A105 224.64 5,400 SH C SHARED 5,400 EVEREST RE GROUP LTD COM G3223R108 282.32 2,174 SH SHARED 01 2,174 EVEREST RE GROUP LTD COM G3223R108 493.47 3,800 SH SHARED 3,800 EVEREST RE GROUP LTD COM G3223R108 637.61 4,910 SH SHARED 4,910 EVER GLORY INTL GRP INC COM NEW 299766204 0.57 274 SH SHARED 274 EVER GLORY INTL GRP INC COM NEW 299766204 6.41 3,099 SH SHARED 01 3,099 EVOLUTION PETROLEUM CORP COM 30049A107 5.08 500 SH P SHARED 500 EVOLUTION PETROLEUM CORP COM 30049A107 825.55 81,335 SH SHARED 01 81,335 EVOLVING SYS INC COM NEW 30049R209 2.94 464 SH SOLE 464 EXA CORP COM 300614500 16.75 1,759 SH SOLE 1,759 EXACT SCIENCES CORP COM 30063P105 145.17 14,813 SH SHARED 14,813 EXACT SCIENCES CORP COM 30063P105 204.82 20,900 SH C SHARED 20,900 EXACT SCIENCES CORP COM 30063P105 705.19 71,958 SH SHARED 01 71,958 EXACT SCIENCES CORP COM 30063P105 875.14 89,300 SH P SHARED 89,300 EXACTTARGET INC COM 30064K105 2.33 100 SH C SHARED 100 EXACTTARGET INC COM 30064K105 149.95 6,444 SH SHARED 6,444 EXACTTARGET INC COM 30064K105 415.00 17,834 SH SHARED 01 17,834 EXAMWORKS GROUP INC COM 30066A105 8.66 500 SH C SOLE 500 EXAMWORKS GROUP INC COM 30066A105 30.48 1,760 SH SOLE 1,760 EXAR CORP COM 300645108 1.21 115 SH SHARED 01 115 EXCEED COMPANY LTD SHS G32335104 6.83 5,553 SH SOLE 5,553

EXCEL MARITIME CARRIERS LTD COM V3267N107 4.41 3,800 SH C SHARED 3,800 EXCEL MARITIME CARRIERS LTD COM V3267N107 5.80 5,000 SH P SHARED 5,000 EXCEL MARITIME CARRIERS LTD COM V3267N107 34.45 29,700 SH SHARED 01 29,700 EXCEL TR INC COM 30068C109 21.80 1,597 SH SHARED 1,597 EXCEL TR INC COM 30068C109 43.34 3,175 SH SHARED 01 3,175 EXCEL TR INC COM 30068C109 202.02 14,800 SH SHARED 14,800 EXCO RESOURCES INC COM 269279402 92.69 13,000 SH P SHARED 01 13,000 EXCO RESOURCES INC COM 269279402 137.82 19,330 SH SHARED 19,330 EXCO RESOURCES INC COM 269279402 458.12 64,252 SH SHARED 01 64,252 EXCO RESOURCES INC COM 269279402 765.76 107,400 SH C SHARED 107,400 EXCO RESOURCES INC COM 269279402 1,684.11 236,200 SH P SHARED 236,200 EXELIS INC COM 30162A108 1.09 100 SH C SHARED 100 EXELIS INC COM 30162A108 738.16 67,783 SH SHARED 01 67,783 EXELIS INC COM 30162A108 779.34 71,565 SH SHARED 71,565 EXELIXIS INC COM 30161Q104 149.23 32,300 SH P SHARED 32,300 EXELIXIS INC COM 30161Q104 247.13 53,492 SH SHARED 01 53,492 EXELIXIS INC COM 30161Q104 247.63 53,600 SH C SHARED 53,600 EXELON CORP COM 30161N101 560.47 16,255 SH SHARED 17 16,255 EXELON CORP COM 30161N101 1,769.07 51,307 SH SHARED 51,307 EXELON CORP COM 30161N101 6,537.41 189,600 SH P SHARED 189,600 EXELON CORP COM 30161N101 6,567.72 190,479 SH SHARED 190,479 EXELON CORP COM 30161N101 7,961.43 230,900 SH C SHARED 230,900 EXELON CORP COM 30161N101 28,044.83 813,365 SH SHARED 01 813,365 EXETER RES CORP COM 301835104 0.96 800 SH SHARED 01 800 EXETER RES CORP COM 301835104 2.98 2,487 SH SHARED 2,487 EXIDE TECHNOLOGIES COM NEW 302051206 4.32 1,600 SH P SHARED 1,600 EXIDE TECHNOLOGIES COM NEW 302051206 184.02 68,154 SH SHARED 01 68,154 EXLSERVICE HOLDINGS INC COM 302081104 7.37 224 SH SOLE 224 EXONE CO COM 302104104 191.59 5,719 SH SHARED 5,719 EXONE CO COM 302104104 628.29 18,755 SH SHARED 01 18,755 EXPEDIA INC DEL COM NEW 30212P303 54.19 903 SH SHARED 903 EXPEDIA INC DEL COM NEW 30212P303 322.58 5,375 SH SHARED 5,375 EXPEDIA INC DEL COM NEW 30212P303 672.17 11,200 SH P SHARED 11,200 EXPEDIA INC DEL COM NEW 30212P303 2,763.39 46,045 SH SHARED 01 46,045 EXPEDIA INC DEL COM NEW 30212P303 4,117.03 68,600 SH C SHARED 68,600 EXPEDITORS INTL WASH INC COM 302130109 493.07 13,800 SH SHARED 13,800 EXPEDITORS INTL WASH INC COM 302130109 1,452.78 40,660 SH SHARED 20 40,660 EXPEDITORS INTL WASH INC COM 302130109 3,219.27 90,100 SH P SHARED 90,100 EXPEDITORS INTL WASH INC COM 302130109 4,329.83 121,182 SH SHARED 01 121,182 EXPEDITORS INTL WASH INC COM 302130109 4,555.58 127,500 SH C SHARED 127,500 EXPONENT INC COM 30214U102 208.75 3,870 SH SHARED 01 3,870 EXPRESS INC COM 30219E103 8.91 500 SH C SHARED 500 EXPRESS INC COM 30219E103 64.12 3,600 SH P SHARED 3,600 EXPRESS INC COM 30219E103 372.62 20,922 SH SHARED 01 20,922 EXPRESS SCRIPTS HLDG CO COM 30219G108 2,436.46 42,285 SH SHARED 20 42,285 EXPRESS SCRIPTS HLDG CO COM 30219G108 5,698.62 98,900 SH C SHARED 98,900 EXPRESS SCRIPTS HLDG CO COM 30219G108 9,766.47 169,498 SH SHARED 169,498 EXPRESS SCRIPTS HLDG CO COM 30219G108 13,534.94 234,900 SH P SHARED 234,900 EXPRESS SCRIPTS HLDG CO COM 30219G108 26,100.42 452,975 SH SHARED 452,975 EXPRESS SCRIPTS HLDG CO COM 30219G108 111,175.54 1,929,461 SH SHARED 01 1,929,461 EXTERRAN PARTNERS LP COM UNITS 30225N105 464.09 17,666 SH SHARED 01 17,666

EXTERRAN PARTNERS LP COM UNITS 30225N105 1,277.93 48,646 SH SHARED 48,646 EXTRA SPACE STORAGE INC COM 30225T102 157.08 4,000 SH C SHARED 4,000 EXTRA SPACE STORAGE INC COM 30225T102 489.78 12,472 SH SHARED 01 12,472 EXTRA SPACE STORAGE INC COM 30225T102 942.64 24,004 SH SHARED 24,004 EXTRA SPACE STORAGE INC COM 30225T102 1,692.30 43,094 SH SHARED 43,094 EXTREME NETWORKS INC COM 30226D106 0.69 206 SH SHARED 01 206 EXTREME NETWORKS INC COM 30226D106 38.17 11,327 SH SHARED 11,327 EXXON MOBIL CORP COM 30231G102 1,364.63 15,144 SH SHARED 20 15,144 EXXON MOBIL CORP COM 30231G102 3,490.86 38,740 SH SHARED 17 38,740 EXXON MOBIL CORP COM 30231G102 42,495.88 471,600 SH C SHARED 471,600 EXXON MOBIL CORP COM 30231G102 44,292.13 491,534 SH SHARED 491,534 EXXON MOBIL CORP COM 30231G102 52,903.58 587,100 SH P SHARED 587,100 EXXON MOBIL CORP COM 30231G102 153,914.55 1,708,074 SH SHARED 1,708,074 EXXON MOBIL CORP COM 30231G102 432,318.76 4,797,678 SH SHARED 01 4,797,678 EZCHIP SEMICONDUCTOR LIMITED ORD M4146Y108 9.65 400 SH P SHARED 400 EZCHIP SEMICONDUCTOR LIMITED ORD M4146Y108 325.83 13,503 SH SHARED 13,503 EZCHIP SEMICONDUCTOR LIMITED ORD M4146Y108 419.86 17,400 SH C SHARED 17,400 EZCHIP SEMICONDUCTOR LIMITED ORD M4146Y108 447.01 18,525 SH SHARED 01 18,525 EZCORP INC CL A NON VTG 302301106 10.65 500 SH C SHARED 500 EZCORP INC CL A NON VTG 302301106 25.56 1,200 SH P SHARED 1,200 EZCORP INC CL A NON VTG 302301106 112.36 5,275 SH SHARED 5,275 EZCORP INC CL A NON VTG 302301106 292.98 13,755 SH SHARED 01 13,755 F5 NETWORKS INC COM 315616102 473.99 5,321 SH SHARED 5,321 F5 NETWORKS INC COM 315616102 506.42 5,685 SH SHARED 20 5,685 F5 NETWORKS INC COM 315616102 1,835.23 20,602 SH SHARED 01 20,602 F5 NETWORKS INC COM 315616102 1,852.86 20,800 SH P SHARED 20,800 F5 NETWORKS INC COM 315616102 2,830.07 31,770 SH SHARED 31,770 F5 NETWORKS INC COM 315616102 5,015.20 56,300 SH C SHARED 56,300 FABRINET SHS G3323L100 20.79 1,423 SH SOLE 1,423 FACEBOOK INC CL A 30303M102 25.58 1,000 SH P SHARED 01 1,000 FACEBOOK INC CL A 30303M102 204.64 8,000 SH C SHARED 01 8,000 FACEBOOK INC CL A 30303M102 3,630.77 141,938 SH SHARED 141,938 FACEBOOK INC CL A 30303M102 5,390.83 210,744 SH SHARED 20 210,744 FACEBOOK INC CL A 30303M102 16,558.57 647,325 SH SHARED 647,325 FACEBOOK INC CL A 30303M102 22,058.73 862,343 SH C SHARED 862,343 FACEBOOK INC CL A 30303M102 26,362.75 1,030,600 SH P SHARED 1,030,600 FACEBOOK INC CL A 30303M102 26,858.90 1,049,996 SH SHARED 01 1,049,996 FACTORSHARES S&P ANTI-EQTY P COM UNITS BEN 303047104 22.41 1,536 SH SOLE 1,536 FACTORSHARES S&P CRUDE OIL P COM UNT BEN IT 30304P104 17.26 2,157 SH SOLE 2,157 FACTORSHARES S&P EQTY ANT-US COM UNT BEN IT 303048102 19.19 827 SH SOLE 827 FACTORSHARES S&P GOLD PREM COM UNT BEN IT 30304T106 2.48 169 SH SOLE 169 FACTORSHARES S&P US EQTY PRE COM UNT BEN IT 303046106 24.40 2,061 SH SOLE 2,061 FACTORSHARES TR PFISE DIAM/GEM 30304R100 11.74 584 SH SOLE 584 FACTSET RESH SYS INC COM 303075105 18.52 200 SH P SHARED 200 FACTSET RESH SYS INC COM 303075105 159.27 1,720 SH SHARED 20 1,720 FACTSET RESH SYS INC COM 303075105 2,713.18 29,300 SH C SHARED 29,300

FACTSET RESH SYS INC COM 303075105 4,448.41 48,039 SH SHARED 48,039 FACTSET RESH SYS INC COM 303075105 4,646.11 50,174 SH SHARED 01 50,174 FAIRCHILD SEMICONDUCTOR INTL COM 303726103 6.49 459 SH SHARED 01 459 FAIRCHILD SEMICONDUCTOR INTL COM 303726103 8.48 600 SH C SHARED 600 FAIRCHILD SEMICONDUCTOR INTL COM 303726103 11.31 800 SH P SHARED 800 FAIRCHILD SEMICONDUCTOR INTL COM 303726103 33.85 2,394 SH SHARED 2,394 FAIR ISAAC CORP COM 303250104 1.96 43 SH SHARED 01 43 FAIR ISAAC CORP COM 303250104 294.93 6,455 SH SHARED 20 6,455 FALCONSTOR SOFTWARE INC COM 306137100 12.06 4,500 SH SHARED 01 4,500 FAMILY DLR STORES INC COM 307000109 94.48 1,600 SH P SHARED 1,600 FAMILY DLR STORES INC COM 307000109 354.30 6,000 SH SHARED 6,000 FAMILY DLR STORES INC COM 307000109 461.77 7,820 SH SHARED 7,820 FAMILY DLR STORES INC COM 307000109 525.55 8,900 SH C SHARED 8,900 FAMILY DLR STORES INC COM 307000109 6,709.67 113,627 SH SHARED 01 113,627 FARMER BROS CO COM 307675108 1.03 70 SH SOLE 70 FARMERS CAP BK CORP COM 309562106 2.56 136 SH SHARED 136 FARMERS CAP BK CORP COM 309562106 22.56 1,200 SH SHARED 01 1,200 FARMERS NATL BANC CORP COM 309627107 9.00 1,426 SH SHARED 01 1,426 FARMERS NATL BANC CORP COM 309627107 9.92 1,572 SH SHARED 1,572 FARO TECHNOLOGIES INC COM 311642102 17.36 400 SH P SHARED 400 FARO TECHNOLOGIES INC COM 311642102 30.37 700 SH C SHARED 700 FARO TECHNOLOGIES INC COM 311642102 95.46 2,200 SH SHARED 01 2,200 FASTENAL CO COM 311900104 15.40 300 SH P SHARED 300 FASTENAL CO COM 311900104 246.38 4,800 SH C SHARED 4,800 FASTENAL CO COM 311900104 934.21 18,200 SH SHARED 18,200 FASTENAL CO COM 311900104 14,095.27 274,601 SH SHARED 01 274,601 FAUQUIER BANKSHARES INC VA COM 312059108 12.92 1,077 SH SOLE 1,077 FBL FINL GROUP INC CL A 30239F106 0.08 2 SH SHARED 01 2 FBR & CO COM NEW 30247C400 7.48 395 SH SOLE 395 FEDERAL AGRIC MTG CORP CL A 313148108 9.01 374 SH SOLE 374 FEDERAL AGRIC MTG CORP CL C 313148306 119.22 3,872 SH SOLE 3,872 FEDERAL MOGUL CORP COM 313549404 86.07 14,274 SH SHARED 01 14,274 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 151.26 1,400 SH C SHARED 1,400 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 237.69 2,200 SH P SHARED 2,200 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 403.53 3,735 SH SHARED 01 3,735 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 1,064.09 9,849 SH SHARED 9,849 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 3,370.96 31,201 SH SHARED 31,201 FEDERAL SIGNAL CORP COM 313855108 8.14 1,000 SH C SHARED 1,000 FEDERAL SIGNAL CORP COM 313855108 17.88 2,197 SH SHARED 2,197 FEDERAL SIGNAL CORP COM 313855108 52.72 6,477 SH SHARED 01 6,477 FEDERATED ENHANC TREAS INCM COM SH BEN INT 314162108 0.08 6 SH SHARED 01 6 FEDERATED ENHANC TREAS INCM COM SH BEN INT 314162108 19.23 1,405 SH SHARED 1,405 FEDERATED INVS INC PA CL B 314211103 21.30 900 SH P SHARED 900 FEDERATED INVS INC PA CL B 314211103 141.64 5,984 SH SHARED 5,984 FEDERATED INVS INC PA CL B 314211103 1,927.24 81,421 SH SHARED 01 81,421 FEDERATED INVS INC PA CL B 314211103 2,033.25 85,900 SH C SHARED 85,900 FEDERATED NATL HLDG CO COM 31422T101 9.66 1,269 SH SOLE 1,269 FEDERATED PREM INTR MUN INC COM 31423M105 31.13 2,195 SH SHARED 2,195

FEDERATED PREM INTR MUN INC COM 31423M105 123.37 8,700 SH SHARED 01 8,700 FEDERATED PREM MUN INC FD COM 31423P108 52.78 3,491 SH SHARED 3,491 FEDERATED PREM MUN INC FD COM 31423P108 154.18 10,197 SH SHARED 01 10,197 FEDEX CORP COM 31428X106 892.15 9,085 SH SHARED 9,085 FEDEX CORP COM 31428X106 1,921.38 19,566 SH SHARED 19,566 FEDEX CORP COM 31428X106 9,702.16 98,800 SH P SHARED 98,800 FEDEX CORP COM 31428X106 10,114.60 103,000 SH C SHARED 103,000 FEDEX CORP COM 31428X106 57,916.79 589,784 SH SHARED 01 589,784 FEI CO COM 30241L109 8,002.39 123,972 SH SHARED 01 123,972 FEIHE INTL INC COM 31429Y103 18.85 2,600 SH C SOLE 2,600 FEIHE INTL INC COM 31429Y103 98.30 13,559 SH SOLE 13,559 FEIHE INTL INC COM 31429Y103 100.05 13,800 SH P SOLE 13,800 FELCOR LODGING TR INC COM 31430F101 7.70 1,294 SH SHARED 01 1,294 FELCOR LODGING TR INC COM 31430F101 14.28 2,400 SH C SHARED 2,400 FELCOR LODGING TR INC COM 31430F101 275.93 46,375 SH SHARED 46,375 FELCOR LODGING TR INC PFD CV A $1.95 31430F200 7.45 300 SH SHARED 01 300 FEMALE HEALTH CO COM 314462102 9.47 1,308 SH SHARED 1,308 FEMALE HEALTH CO COM 314462102 777.50 107,390 SH SHARED 01 107,390 FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293100 18.53 1,000 SH C SHARED 1,000 FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293100 290.92 15,700 SH SHARED 15,700 FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293100 313.16 16,900 SH P SHARED 16,900 FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293100 583.34 31,481 SH SHARED 01 31,481 FERRO CORP COM 315405100 2.03 300 SH P SHARED 300 FERRO CORP COM 315405100 4.83 715 SH SHARED 01 715 FERRO CORP COM 315405100 166.73 24,700 SH C SHARED 24,700 FERRO CORP COM 315405100 1,927.25 285,518 SH SHARED 285,518 FIBRIA CELULOSE S A SP ADR REP COM 31573A109 1.81 150 SH SHARED 01 150 FIBRIA CELULOSE S A SP ADR REP COM 31573A109 26.66 2,209 SH SHARED 2,209 FIDELITY COMWLTH TR NDQ CP IDX TRK 315912808 20.31 158 SH SHARED 158 FIDELITY COMWLTH TR NDQ CP IDX TRK 315912808 96.65 752 SH SHARED 01 752 FIDELITY NATIONAL FINANCIAL CL A 31620R105 10.09 400 SH P SHARED 400 FIDELITY NATIONAL FINANCIAL CL A 31620R105 40.37 1,600 SH C SHARED 1,600 FIDELITY NATIONAL FINANCIAL CL A 31620R105 289.67 11,481 SH SHARED 11,481 FIDELITY NATIONAL FINANCIAL CL A 31620R105 496.40 19,675 SH SHARED 20 19,675 FIDELITY NATIONAL FINANCIAL CL A 31620R105 766.99 30,400 SH SHARED 30,400 FIDELITY NATIONAL FINANCIAL CL A 31620R105 1,841.84 73,002 SH SHARED 01 73,002 FIDELITY NATL INFORMATION SV COM 31620M106 7.92 200 SH C SHARED 200 FIDELITY NATL INFORMATION SV COM 31620M106 539.86 13,626 SH SHARED 13,626 FIDELITY NATL INFORMATION SV COM 31620M106 861.06 21,733 SH SHARED 21,733 FIDELITY NATL INFORMATION SV COM 31620M106 2,821.18 71,206 SH SHARED 01 71,206 FIDELITY SOUTHERN CORP NEW COM 316394105 12.98 1,129 SH SHARED 01 1,129 FIDUCIARY CLAYMORE MLP OPP F COM 31647Q106 4,843.09 191,502 SH SHARED 01 191,502

FIDUS INVT CORP COM 316500107 5.75 300 SH SHARED 01 300 FIDUS INVT CORP COM 316500107 2,754.23 143,824 SH SHARED 143,824 FIESTA RESTAURANT GROUP INC COM 31660B101 56.20 2,115 SH SHARED 2,115 FIESTA RESTAURANT GROUP INC COM 31660B101 1,635.12 61,540 SH SHARED 01 61,540 FIFTH & PAC COS INC COM 316645100 107.62 5,700 SH C SHARED 5,700 FIFTH & PAC COS INC COM 316645100 117.77 6,238 SH SHARED 6,238 FIFTH & PAC COS INC COM 316645100 128.86 6,825 SH SHARED 01 6,825 FIFTH STREET FINANCE CORP COM 31678A103 20.94 1,900 SH C SHARED 1,900 FIFTH STREET FINANCE CORP COM 31678A103 40.77 3,700 SH P SHARED 3,700 FIFTH STREET FINANCE CORP COM 31678A103 1,712.00 155,354 SH SHARED 01 155,354 FIFTH STREET FINANCE CORP COM 31678A103 19,118.53 1,734,894 SH SHARED 1,734,894 FIFTH THIRD BANCORP CNV PFD DEP1/250 316773209 28.66 200 SH SHARED 01 200 FIFTH THIRD BANCORP CNV PFD DEP1/250 316773209 38.55 269 SH SHARED 269 FIFTH THIRD BANCORP COM 316773100 30.17 1,850 SH SHARED 20 1,850 FIFTH THIRD BANCORP COM 316773100 104.38 6,400 SH P SHARED 6,400 FIFTH THIRD BANCORP COM 316773100 120.69 7,400 SH C SHARED 7,400 FIFTH THIRD BANCORP COM 316773100 1,048.73 64,300 SH SHARED 64,300 FIFTH THIRD BANCORP COM 316773100 3,283.92 201,344 SH SHARED 201,344 FIFTH THIRD BANCORP COM 316773100 15,665.04 960,456 SH SHARED 01 960,456 FINANCIAL ENGINES INC COM 317485100 3.73 103 SH SHARED 103 FINANCIAL ENGINES INC COM 317485100 79.39 2,192 SH SHARED 01 2,192 FINANCIAL INSTNS INC COM 317585404 6.47 324 SH SOLE 324 FINISAR CORP COM NEW 31787A507 41.39 3,138 SH SHARED 3,138 FINISAR CORP COM NEW 31787A507 121.35 9,200 SH P SHARED 9,200 FINISAR CORP COM NEW 31787A507 159.60 12,100 SH C SHARED 12,100 FINISAR CORP COM NEW 31787A507 258.27 19,581 SH SHARED 01 19,581 FINISH LINE INC CL A 317923100 1.98 101 SH SHARED 01 101 FINISH LINE INC CL A 317923100 9.80 500 SH C SHARED 500 FINISH LINE INC CL A 317923100 23.51 1,200 SH P SHARED 1,200 FIRST ACCEPTANCE CORP COM 318457108 19.47 14,421 SH SOLE 14,421 FIRST AMERN FINL CORP COM 31847R102 5.11 200 SH P SHARED 200 FIRST AMERN FINL CORP COM 31847R102 15.34 600 SH C SHARED 600 FIRST AMERN FINL CORP COM 31847R102 28.51 1,115 SH SHARED 1,115 FIRST AMERN FINL CORP COM 31847R102 1,482.75 57,988 SH SHARED 01 57,988 FIRST AMERN MINN MUN INC FD COM 31849P104 29.07 1,800 SH SHARED 01 1,800 FIRST BANCORP INC ME COM 31866P102 10.63 590 SH SHARED 590 FIRST BANCORP INC ME COM 31866P102 151.09 8,389 SH SHARED 01 8,389 FIRST BANCORP N C COM 318910106 9.11 675 SH SHARED 01 675 FIRST BANCORP P R COM NEW 318672706 2.60 418 SH SHARED 01 418 FIRST BANCSHARES INC MS COM 318916103 21.70 1,861 SH SOLE 1,861 FIRSTBANK CORP MICH COM 33761G104 6.00 433 SH SOLE 433 FIRST BUSEY CORP COM 319383105 10.95 2,396 SH SOLE 2,396 FIRST BUS FINL SVCS INC WIS COM 319390100 19.13 711 SH SOLE 711 FIRST CALIFORNIA FINANCIAL G COM NEW 319395109 29.07 3,412 SH SHARED 01 3,412 FIRST CALIFORNIA FINANCIAL G COM NEW 319395109 772.07 90,618 SH SHARED 90,618 FIRST CAPITAL INC COM 31942S104 33.00 1,620 SH SOLE 1,620 FIRST CASH FINL SVCS INC COM 31942D107 11.67 200 SH C SHARED 200

FIRST CASH FINL SVCS INC COM 31942D107 38.91 667 SH SHARED 01 667 FIRSTCITY FINL CORP COM 33761X107 8.06 817 SH SOLE 817 FIRST CMNTY BANCSHARES INC N COM 31983A103 13.92 878 SH SHARED 01 878 FIRST CMNTY BANCSHARES INC N COM 31983A103 14.93 942 SH SHARED 942 FIRST CMNTY CORP S C COM 319835104 24.83 2,771 SH SOLE 2,771 FIRST COMWLTH FINL CORP PA COM 319829107 260.59 34,931 SH SHARED 01 34,931 FIRST CONN BANCORP INC MD COM 319850103 42.08 2,857 SH SHARED 2,857 FIRST CONN BANCORP INC MD COM 319850103 63.74 4,327 SH SHARED 01 4,327 FIRST CTZNS BANC CORP COM NO PAR 319459202 1.15 166 SH SHARED 01 166 FIRST CTZNS BANC CORP COM NO PAR 319459202 6.41 924 SH SHARED 924 FIRST CTZNS BANCSHARES INC N CL A 31946M103 27.59 151 SH SHARED 151 FIRST CTZNS BANCSHARES INC N CL A 31946M103 54.81 300 SH SHARED 01 300 FIRST DEFIANCE FINL CORP COM 32006W106 9.65 414 SH SOLE 414 FIRSTENERGY CORP COM 337932107 1,100.11 26,069 SH SHARED 26,069 FIRSTENERGY CORP COM 337932107 2,489.80 59,000 SH C SHARED 59,000 FIRSTENERGY CORP COM 337932107 4,536.50 107,500 SH P SHARED 107,500 FIRSTENERGY CORP COM 337932107 7,539.20 178,654 SH SHARED 01 178,654 FIRST FED BANCSHARES ARK COM NEW 32020F303 3.16 316 SH SOLE 316 FIRST FED NORTHN MICH BANCOR COM 32021X105 13.67 2,920 SH SOLE 2,920 FIRST FINANCIAL NORTHWEST IN COM 32022K102 14.10 1,805 SH SOLE 1,805 FIRST FINL BANCORP OH COM 320209109 69.59 4,336 SH SHARED 01 4,336 FIRST FINL BANKSHARES COM 32020R109 25.56 526 SH SHARED 01 526 FIRST FINL BANKSHARES COM 32020R109 63.08 1,298 SH SHARED 1,298 FIRST FINL CORP IND COM 320218100 1.73 55 SH SHARED 01 55 FIRST FINL CORP IND COM 320218100 44.81 1,423 SH SHARED 1,423 FIRST FINL HLDGS INC COM 320239106 43.58 2,079 SH SHARED 01 2,079 FIRST FINL HLDGS INC COM 320239106 2,047.37 97,680 SH SHARED 97,680 FIRSTHAND TECH VALUE FD INC COM 33766Y100 14.58 756 SH SHARED 01 756 FIRSTHAND TECH VALUE FD INC COM 33766Y100 47.84 2,480 SH SHARED 2,480 FIRST HORIZON NATL CORP COM 320517105 156.83 14,684 SH SHARED 01 14,684 FIRST HORIZON NATL CORP COM 320517105 343.63 32,175 SH SHARED 32,175 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 135.28 7,897 SH SHARED 01 7,897 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 759.82 44,356 SH SHARED 44,356 FIRST INTST BANCSYSTEM INC COM CL A 32055Y201 345.41 18,363 SH SHARED 01 18,363 FIRST INTST BANCSYSTEM INC COM CL A 32055Y201 896.60 47,666 SH SHARED 47,666 FIRST LONG IS CORP COM 320734106 11.18 377 SH SOLE 377 FIRST MAJESTIC SILVER CORP COM 32076V103 100.25 6,200 SH C SHARED 6,200 FIRST MAJESTIC SILVER CORP COM 32076V103 199.47 12,336 SH SHARED 12,336 FIRST MAJESTIC SILVER CORP COM 32076V103 240.93 14,900 SH P SHARED 14,900 FIRST MAJESTIC SILVER CORP COM 32076V103 819.92 50,706 SH SHARED 01 50,706 FIRST MARBLEHEAD CORP COM 320771108 3.72 3,688 SH SHARED 3,688 FIRST MARBLEHEAD CORP COM 320771108 7.07 7,000 SH SHARED 01 7,000 FIRST MERCHANTS CORP COM 320817109 2.43 157 SH SHARED 01 157 FIRST MERCHANTS CORP COM 320817109 4.72 305 SH SHARED 305

FIRSTMERIT CORP COM 337915102 16.54 1,000 SH P SHARED 1,000 FIRSTMERIT CORP COM 337915102 4,836.71 292,425 SH SHARED 01 292,425 FIRST M & F CORP COM 320744105 5.55 392 SH SOLE 392 FIRST MIDWEST BANCORP DEL COM 320867104 4.41 332 SH SHARED 332 FIRST MIDWEST BANCORP DEL COM 320867104 13.92 1,048 SH SHARED 01 1,048 FIRST NIAGARA FINL GP INC COM 33582V108 15.95 1,800 SH C SHARED 1,800 FIRST NIAGARA FINL GP INC COM 33582V108 68.22 7,700 SH P SHARED 7,700 FIRST NIAGARA FINL GP INC COM 33582V108 1,008.91 113,872 SH SHARED 113,872 FIRST NIAGARA FINL GP INC COM 33582V108 1,982.80 223,792 SH SHARED 01 223,792 FIRST PACTRUST BANCORP INC COM 33589V101 22.80 2,000 SH SHARED 01 2,000 FIRST POTOMAC RLTY TR COM 33610F109 32.98 2,224 SH SHARED 01 2,224 FIRST POTOMAC RLTY TR COM 33610F109 49.25 3,321 SH SHARED 3,321 FIRST POTOMAC RLTY TR COM 33610F109 328.40 22,144 SH SHARED 22,144 FIRST REP BK SAN FRANCISCO C COM 33616C100 373.22 9,664 SH SHARED 9,664 FIRST REP BK SAN FRANCISCO C COM 33616C100 635.11 16,445 SH SHARED 20 16,445 FIRST REP BK SAN FRANCISCO C COM 33616C100 1,221.67 31,633 SH SHARED 01 31,633 FIRST REP BK SAN FRANCISCO C COM 33616C100 1,279.48 33,130 SH SHARED 33,130 FIRST SAVINGS FINL GROUP INC COM 33621E109 22.73 1,047 SH SOLE 1,047 FIRST SEC GROUP INC COM NEW 336312202 0.20 74 SH SHARED 01 74 FIRSTSERVICE CORP SUB VTG SH 33761N109 29.62 889 SH SHARED 889 FIRSTSERVICE CORP SUB VTG SH 33761N109 71.47 2,145 SH SHARED 01 2,145 FIRST SOLAR INC COM 336433107 7.17 266 SH SHARED 266 FIRST SOLAR INC COM 336433107 905.37 33,582 SH SHARED 33,582 FIRST SOLAR INC COM 336433107 1,120.19 41,550 SH SHARED 01 41,550 FIRST SOLAR INC COM 336433107 5,417.88 200,960 SH C SHARED 200,960 FIRST SOLAR INC COM 336433107 6,934.11 257,200 SH P SHARED 257,200 FIRST SOUTH BANCORP INC VA COM 33646W100 2.06 315 SH SHARED 01 315 FIRST TR/ABERDEEN EMERG OPT COM 33731K102 26.07 1,160 SH SHARED 1,160 FIRST TR/ABERDEEN EMERG OPT COM 33731K102 247.08 10,996 SH SHARED 01 10,996 FIRST TR ABERDEEN GLBL OPP F COM SHS 337319107 3,134.56 176,396 SH SHARED 01 176,396 FIRST TR ACTIVE DIVID INCOME COM 33731L100 20.33 2,446 SH SHARED 2,446 FIRST TR ACTIVE DIVID INCOME COM 33731L100 73.52 8,847 SH SHARED 01 8,847 FIRST TR BICK INDEX FD COM SHS 33733H107 13.38 555 SH SHARED 01 555 FIRST TR BICK INDEX FD COM SHS 33733H107 24.55 1,018 SH SHARED 1,018 FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 25.22 1,003 SH SHARED 1,003 FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 67.05 2,667 SH SHARED 01 2,667 FIRST TR ENERGY INCOME & GRW COM 33738G104 1,396.04 39,050 SH SHARED 01 39,050 FIRST TR ENERGY INFRASTRCTR COM 33738C103 8.58 360 SH SHARED 360 FIRST TR ENERGY INFRASTRCTR COM 33738C103 211.18 8,862 SH SHARED 01 8,862

FIRST TR ENHANCED EQTY INC F COM 337318109 48.01 3,742 SH SHARED 3,742 FIRST TR ENHANCED EQTY INC F COM 337318109 1,154.20 89,961 SH SHARED 01 89,961 FIRST TR EXCHANGE TRADED FD AUTO INDEX FD 33734X309 286.28 9,501 SH SHARED 01 9,501 FIRST TR EXCHANGE TRADED FD CBOE S&P500VIX 33733E609 19.15 919 SH SOLE 919 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 22,453.24 874,007 SH SHARED 01 874,007 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 21,252.59 694,779 SH SHARED 01 694,779 FIRST TR EXCHANGE TRADED FD DJ GLBL DIVID 33734X200 9,918.78 405,676 SH SHARED 01 405,676 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 23,818.89 552,130 SH SHARED 01 552,130 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 5,575.75 249,151 SH SHARED 01 249,151 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 7,086.27 390,859 SH SHARED 01 390,859 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 34,076.74 893,699 SH SHARED 01 893,699 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 4,862.45 217,025 SH SHARED 01 217,025 FIRST TR EXCHANGE TRADED FD ISE CLOUD COMP 33734X192 135.13 6,374 SH SHARED 6,374 FIRST TR EXCHANGE TRADED FD ISE CLOUD COMP 33734X192 2,157.97 101,791 SH SHARED 01 101,791 FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 4,721.85 172,519 SH SHARED 01 172,519 FIRST TR EXCHANGE TRADED FD MULTI ASSET DI 33738R100 11,797.07 538,433 SH SHARED 01 538,433 FIRST TR EXCHANGE TRADED FD NAS CLNEDG GREEN 33733E500 5.31 478 SH SHARED 478 FIRST TR EXCHANGE TRADED FD NAS CLNEDG GREEN 33733E500 1,578.01 142,125 SH SHARED 01 142,125 FIRST TR EXCHANGE TRADED FD NASDAQ 100 EX 33733E401 3,913.61 140,022 SH SHARED 01 140,022 FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 3,927.46 183,956 SH SHARED 01 183,956 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 7,187.06 132,261 SH SHARED 01 132,261 FIRST TR EXCHANGE TRADED FD STRAT VAL IDX FD 33733E104 161.14 5,753 SH SHARED 01 5,753 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 3,753.06 156,704 SH SHARED 01 156,704 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 6,242.92 322,465 SH SHARED 01 322,465 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 4,170.22 176,435 SH SHARED 01 176,435 FIRST TR EXCH TRADED FD II NASDQ CLN EDGE 33737A108 8.57 267 SH SHARED 267 FIRST TR EXCH TRADED FD II NASDQ CLN EDGE 33737A108 249.93 7,786 SH SHARED 01 7,786 FIRST TR EXCH TRD ALPHA FD I CANADA ALPHA 33737J208 9.19 272 SH SHARED 01 272

FIRST TR EXCH TRD ALPHA FD I CHINA ALPHADEX 33737J141 9.15 399 SH SOLE 399 FIRST TR EXCH TRD ALPHA FD I DEV MRK EX US 33737J174 9,314.31 203,458 SH SHARED 01 203,458 FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 9,589.25 368,534 SH SHARED 01 368,534 FIRST TR EXCH TRD ALPHA FD I GERMANY ALPHA 33737J190 1.83 55 SH SHARED 55 FIRST TR EXCH TRD ALPHA FD I GERMANY ALPHA 33737J190 7.89 237 SH SHARED 01 237 FIRST TR EXCH TRD ALPHA FD I LATIN AMER ALP 33737J125 21.73 786 SH SOLE 786 FIRST TR EXCH TRD ALPHA FD I SWITZLND ALPHA 33737J232 9.14 269 SH SHARED 01 269 FIRST TR EXCH TRD ALPHA FD I TAIWAN ALPHADE 33737J257 0.06 2 SH SOLE 2 FIRST TR EXCH TRD ALPHA FD I UNIT KING ALPH 33737J224 9.27 266 SH SHARED 01 266 FIRST TR EXCNGE TRD ALPHADEX MEGA CAP ALPHA 33737M508 19.17 919 SH SHARED 01 919 FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 135.30 5,787 SH SHARED 01 5,787 FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP 33737M300 8.21 343 SH SHARED 01 343 FIRST TR FTSE EPRA/NAREIT DE COM 33736N101 3,277.96 79,433 SH SHARED 01 79,433 FIRST TR HIGH INCOME L/S FD COM 33738E109 4,922.43 259,348 SH SHARED 01 259,348 FIRST TR ISE CHINDIA INDEX F COM 33733A102 71.52 3,364 SH SHARED 3,364 FIRST TR ISE CHINDIA INDEX F COM 33733A102 84.57 3,978 SH SHARED 01 3,978 FIRST TR ISE GLBL PLAT INDX COM 33737C104 5.54 405 SH SOLE 405 FIRST TR ISE GLB WIND ENRG E COM SHS 33736G106 151.40 19,744 SH SHARED 01 19,744 FIRST TR ISE GLOBAL ENGR & C COM 33736M103 389.90 9,100 SH SHARED 01 9,100 FIRST TR ISE GLOBL COPPR IND COM 33733J103 23.79 921 SH SHARED 921 FIRST TR ISE GLOBL COPPR IND COM 33733J103 229.59 8,890 SH SHARED 01 8,890 FIRST TR ISE REVERE NAT GAS COM 33734J102 3,351.62 199,264 SH SHARED 01 199,264 FIRST TR ISE WATER INDEX FD COM 33733B100 4,432.71 153,860 SH SHARED 01 153,860 FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 3,861.71 114,761 SH SHARED 01 114,761 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 13,543.84 400,350 SH SHARED 01 400,350 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 10,481.89 306,130 SH SHARED 01 306,130 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 30,839.53 731,488 SH SHARED 01 731,488

FIRST TR MLP & ENERGY INCOME COM 33739B104 33.37 1,596 SH SHARED 1,596 FIRST TR MLP & ENERGY INCOME COM 33739B104 515.43 24,650 SH SHARED 01 24,650 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 10,664.72 516,952 SH SHARED 01 516,952 FIRST TR MULTI CAP VALUE ALP COM SHS 33733F101 443.57 12,021 SH SHARED 01 12,021 FIRST TR MULTI CP VAL ALPHA COM SHS 33733C108 6,132.07 167,132 SH SHARED 01 167,132 FIRST TR NAS100 EQ WEIGHTED SHS 337344105 9,199.60 316,355 SH SHARED 01 316,355 FIRST TR NASDAQ100 TECH INDE SHS 337345102 3,675.15 130,140 SH SHARED 01 130,140 FIRST TR NASDAQ ABA CMNTY BK UT COM SHS ETF 33736Q104 29.85 1,042 SH SHARED 01 1,042 FIRST TR NASDAQ SMART PHONE COM SHS 33737K106 21.15 800 SH SHARED 01 800 FIRST TR NASDAQ SMART PHONE COM SHS 33737K106 25.57 967 SH SHARED 967 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 8,990.09 236,893 SH SHARED 01 236,893 FIRST TR S&P REIT INDEX FD COM 33734G108 16,690.50 873,848 SH SHARED 01 873,848 FIRST TR SR FLG RTE INCM FD COM 33733U108 7,249.40 447,494 SH SHARED 01 447,494 FIRST TR STOXX EURO DIV FD COMMON SHS 33735T109 508.78 42,975 SH SHARED 01 42,975 FIRST TR STRATEGIC HIGH INC COM SHS NEW 337353304 18.64 1,080 SH SHARED 01 1,080 FIRST TR US IPO INDEX FD SHS 336920103 13.40 380 SH SHARED 01 380 FIRST TRUST MORTGAGE INCM FD COM SHS 33734E103 31.13 1,895 SH SHARED 1,895 FIRST TRUST MORTGAGE INCM FD COM SHS 33734E103 70.40 4,285 SH SHARED 01 4,285 FIRST TRUST SPECIALTY FINANC COM BEN INTR 33733G109 56.51 6,473 SH SHARED 01 6,473 FIRST TR VAL LINE EQ ALLO IN SHS 336919105 23.08 1,072 SH SOLE 1,072 FIRST TR VALUE LINE 100 ETF COM SHS 33735G107 33.71 2,219 SH SHARED 2,219 FIRST TR VALUE LINE 100 ETF COM SHS 33735G107 376.03 24,755 SH SHARED 01 24,755 FIRST TR VALUE LINE DIVID IN SHS 33734H106 9,296.03 480,167 SH SHARED 01 480,167 FIRST UTD CORP COM 33741H107 14.66 1,768 SH SOLE 1,768 FIRST W VA BANCORP INC COM 337493100 29.81 1,846 SH SOLE 1,846 FISERV INC COM 337738108 43.93 500 SH C SHARED 500 FISERV INC COM 337738108 746.81 8,500 SH SHARED 8,500 FISERV INC COM 337738108 2,422.39 27,571 SH SHARED 27,571 FISERV INC COM 337738108 8,745.94 99,544 SH SHARED 01 99,544 FISHER COMMUNICATIONS INC COM 337756209 2.67 68 SH SOLE 68 FIVE BELOW INC COM 33829M101 7.58 200 SH P SHARED 200 FIVE BELOW INC COM 33829M101 25.39 670 SH SHARED 01 670 FIVE BELOW INC COM 33829M101 75.78 2,000 SH C SHARED 2,000 FIVE STAR QUALITY CARE INC COM 33832D106 7.51 1,123 SH SHARED 1,123

FIVE STAR QUALITY CARE INC COM 33832D106 43.62 6,520 SH SHARED 01 6,520 FLAGSTAR BANCORP INC COM PAR .001 337930705 46.44 3,334 SH SHARED 3,334 FLAGSTAR BANCORP INC COM PAR .001 337930705 50.98 3,660 SH SHARED 01 3,660 FLAHERTY & CRMN PFD SEC INCO COM SHS 338478100 1.27 62 SH SHARED 62 FLAHERTY & CRMN PFD SEC INCO COM SHS 338478100 2,737.54 133,865 SH SHARED 01 133,865 FLAHERTY & CRUMRINE PFD INC COM 338480106 611.96 41,293 SH SHARED 01 41,293 FLAHERTY & CRUMRINE PFD INC COM 33848E106 160.02 13,052 SH SHARED 01 13,052 FLAHERTY & CRUMRINE TOTAL RE COM 338479108 35.88 1,694 SH SHARED 1,694 FLAHERTY & CRUMRINE TOTAL RE COM 338479108 314.88 14,867 SH SHARED 01 14,867 FLAMEL TECHNOLOGIES SA SPONSORED ADR 338488109 14.62 3,400 SH SHARED 01 3,400 FLEETCOR TECHNOLOGIES INC COM 339041105 30.67 400 SH C SHARED 400 FLEETCOR TECHNOLOGIES INC COM 339041105 53.67 700 SH P SHARED 700 FLEETCOR TECHNOLOGIES INC COM 339041105 724.53 9,450 SH SHARED 9,450 FLEETCOR TECHNOLOGIES INC COM 339041105 1,099.60 14,342 SH SHARED 14,342 FLEETCOR TECHNOLOGIES INC COM 339041105 3,158.50 41,196 SH SHARED 01 41,196 FLEXSHARES TR IBOXX 3R TARGT 33939L506 117.37 4,590 SH SHARED 01 4,590 FLEXSHARES TR MORNSTAR UPSTR 33939L407 31.17 888 SH SHARED 01 888 FLEXSHARES TR MORNSTAR USMKT 33939L100 64.25 960 SH SOLE 960 FLEXSHARES TR M STAR DEV MKT 33939L803 9.33 170 SH SOLE 170 FLEXSHARES TR MSTAR EMKT FAC 33939L308 38.93 736 SH SOLE 736 FLEXSHARES TR READY ACC VARI 33939L886 28.42 378 SH SOLE 378 FLEXSTEEL INDS INC COM 339382103 4.70 190 SH SOLE 190 FLEXTRONICS INTL LTD ORD Y2573F102 11.49 1,700 SH P SHARED 1,700 FLEXTRONICS INTL LTD ORD Y2573F102 47.32 7,000 SH SHARED 20 7,000 FLEXTRONICS INTL LTD ORD Y2573F102 252.13 37,298 SH SHARED 37,298 FLEXTRONICS INTL LTD ORD Y2573F102 812.88 120,249 SH SHARED 120,249 FLEXTRONICS INTL LTD ORD Y2573F102 1,539.73 227,771 SH SHARED 01 227,771 FLIR SYS INC COM 302445101 196.19 7,543 SH SHARED 20 7,543 FLIR SYS INC COM 302445101 290.04 11,151 SH SHARED 11,151 FLIR SYS INC COM 302445101 476.89 18,335 SH SHARED 01 18,335 FLIR SYS INC COM 302445101 735.77 28,288 SH SHARED 28,288 FLOTEK INDS INC DEL COM 343389102 19.62 1,200 SH P SHARED 1,200 FLOTEK INDS INC DEL COM 343389102 92.59 5,663 SH SHARED 5,663 FLOTEK INDS INC DEL COM 343389102 196.20 12,000 SH C SHARED 12,000 FLOTEK INDS INC DEL COM 343389102 1,064.58 65,112 SH SHARED 01 65,112 FLOWERS FOODS INC COM 343498101 42.82 1,300 SH P SHARED 1,300 FLOWERS FOODS INC COM 343498101 295.31 8,965 SH SHARED 8,965 FLOWERS FOODS INC COM 343498101 863.03 26,200 SH C SHARED 26,200 FLOWERS FOODS INC COM 343498101 1,422.98 43,199 SH SHARED 01 43,199 FLOW INTL CORP COM 343468104 0.54 139 SH SHARED 01 139 FLOW INTL CORP COM 343468104 25.67 6,566 SH SHARED 6,566 FLOWSERVE CORP COM 34354P105 687.61 4,100 SH SHARED 4,100 FLOWSERVE CORP COM 34354P105 1,459.08 8,700 SH P SHARED 8,700 FLOWSERVE CORP COM 34354P105 2,853.75 17,016 SH SHARED 17,016 FLOWSERVE CORP COM 34354P105 3,236.80 19,300 SH C SHARED 19,300 FLOWSERVE CORP COM 34354P105 5,054.11 30,136 SH SHARED 01 30,136 FLUIDIGM CORP DEL COM 34385P108 27.97 1,511 SH SHARED 1,511 FLUIDIGM CORP DEL COM 34385P108 290.14 15,675 SH SHARED 01 15,675

FLUOR CORP NEW COM 343412102 855.66 12,900 SH SHARED 12,900 FLUOR CORP NEW COM 343412102 4,762.49 71,800 SH C SHARED 71,800 FLUOR CORP NEW COM 343412102 5,014.55 75,600 SH P SHARED 75,600 FLUOR CORP NEW COM 343412102 6,178.51 93,148 SH SHARED 93,148 FLUOR CORP NEW COM 343412102 15,006.23 226,236 SH SHARED 01 226,236 FLY LEASING LTD SPONSORED ADR 34407D109 1,094.48 67,644 SH SHARED 01 67,644 F M C CORP COM NEW 302491303 5.70 100 SH P SHARED 100 F M C CORP COM NEW 302491303 631.89 11,080 SH SHARED 11,080 F M C CORP COM NEW 302491303 910.60 15,967 SH SHARED 15,967 F M C CORP COM NEW 302491303 2,470.25 43,315 SH SHARED 01 43,315 F M C CORP COM NEW 302491303 4,066.24 71,300 SH C SHARED 71,300 FMC TECHNOLOGIES INC COM 30249U101 10.88 200 SH P SHARED 200 FMC TECHNOLOGIES INC COM 30249U101 844.89 15,534 SH SHARED 15,534 FMC TECHNOLOGIES INC COM 30249U101 1,430.89 26,308 SH SHARED 26,308 FMC TECHNOLOGIES INC COM 30249U101 1,729.60 31,800 SH C SHARED 31,800 FMC TECHNOLOGIES INC COM 30249U101 2,664.13 48,982 SH SHARED 20 48,982 FMC TECHNOLOGIES INC COM 30249U101 5,927.75 108,986 SH SHARED 01 108,986 FNB CORP PA COM 302520101 27.16 2,245 SH SHARED 2,245 FNB CORP PA COM 302520101 346.76 28,658 SH SHARED 01 28,658 F N B UNITED CORP COM NEW 302519202 0.48 49 SH SHARED 01 49 F N B UNITED CORP COM NEW 302519202 4.54 465 SH SHARED 465 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 5.36 200 SH C SHARED 200 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 68.42 2,552 SH SHARED 01 2,552 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 9,421.03 351,400 SH P SHARED 351,400 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 11,846.96 441,886 SH SHARED 441,886 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 11.35 100 SH P SHARED 100 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 163.78 1,443 SH SHARED 1,443 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 450.03 3,965 SH SHARED 17 3,965 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 2,406.20 21,200 SH C SHARED 21,200 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 7,802.90 68,748 SH SHARED 01 68,748 FOOD TECHNOLOGY SERVICE INC COM NEW 344798202 0.13 25 SH SHARED 01 25 FOOD TECHNOLOGY SERVICE INC COM NEW 344798202 7.64 1,457 SH SHARED 1,457 FOOT LOCKER INC COM 344849104 65.06 1,900 SH P SHARED 1,900 FOOT LOCKER INC COM 344849104 256.80 7,500 SH C SHARED 7,500 FOOT LOCKER INC COM 344849104 8,844.33 258,304 SH SHARED 01 258,304 FOOT LOCKER INC COM 344849104 9,715.46 283,746 SH SHARED 283,746 FORD MTR CO DEL COM PAR $0.01 345370860 3.62 275 SH SHARED 275 FORD MTR CO DEL COM PAR $0.01 345370860 3,210.97 244,180 SH SHARED 244,180 FORD MTR CO DEL COM PAR $0.01 345370860 8,162.21 620,700 SH P SHARED 620,700 FORD MTR CO DEL COM PAR $0.01 345370860 13,034.21 991,195 SH C SHARED 991,195 FORD MTR CO DEL COM PAR $0.01 345370860 131,110.17 9,970,355 SH SHARED 01 9,970,355 FORD MTR CO DEL NOTE 4.250%11/1 345370CN8 1,091.30 681,000 PRN SHARED 01 681,000 FORD MTR CO DEL NOTE 4.250%12/1 345370CF5 4.71 3,000 PRN SHARED 01 3,000 FORESTAR GROUP INC COM 346233109 19.67 900 SH C SHARED 900 FORESTAR GROUP INC COM 346233109 41.36 1,892 SH SHARED 01 1,892 FORESTAR GROUP INC COM 346233109 48.14 2,202 SH SHARED 2,202 FORESTAR GROUP INC COM 346233109 54.65 2,500 SH P SHARED 2,500

FOREST CITY ENTERPRISES INC CL A 345550107 41.55 2,338 SH SHARED 01 2,338 FOREST CITY ENTERPRISES INC CL A 345550107 196.00 11,030 SH SHARED 20 11,030 FOREST CITY ENTERPRISES INC CL A 345550107 579.78 32,627 SH SHARED 32,627 FOREST CITY ENTERPRISES INC CL A 345550107 706.18 39,740 SH SHARED 39,740 FOREST CITY ENTERPRISES INC CL B CONV 345550305 26.20 1,483 SH SOLE 1,483 FOREST LABS INC COM 345838106 197.81 5,200 SH C SHARED 5,200 FOREST LABS INC COM 345838106 296.33 7,790 SH SHARED 7,790 FOREST LABS INC COM 345838106 661.90 17,400 SH SHARED 17,400 FOREST LABS INC COM 345838106 1,550.62 40,763 SH SHARED 01 40,763 FOREST OIL CORP COM PAR $0.01 346091705 122.56 23,300 SH P SHARED 23,300 FOREST OIL CORP COM PAR $0.01 346091705 202.51 38,500 SH C SHARED 38,500 FOREST OIL CORP COM PAR $0.01 346091705 356.76 67,826 SH SHARED 01 67,826 FORMFACTOR INC COM 346375108 6.58 1,400 SH P SOLE 1,400 FORMFACTOR INC COM 346375108 11.75 2,500 SH C SOLE 2,500 FORMULA SYS 1985 LTD SPONSORED ADR 346414105 33.58 1,761 SH SOLE 1,761 FORRESTER RESH INC COM 346563109 34.91 1,103 SH SOLE 1,103 FORT DEARBORN INCOME SECS IN COM 347200107 40.64 2,617 SH SOLE 2,617 FORTINET INC COM 34959E109 30.78 1,300 SH P SHARED 1,300 FORTINET INC COM 34959E109 464.22 19,604 SH SHARED 19,604 FORTINET INC COM 34959E109 1,072.70 45,300 SH C SHARED 45,300 FORTINET INC COM 34959E109 7,179.66 303,195 SH SHARED 01 303,195 FORTRESS INVESTMENT GROUP LL CL A 34958B106 42.64 6,662 SH SHARED 01 6,662 FORTRESS INVESTMENT GROUP LL CL A 34958B106 46.08 7,200 SH C SHARED 7,200 FORTRESS INVESTMENT GROUP LL CL A 34958B106 83.84 13,100 SH P SHARED 13,100 FORTRESS INVESTMENT GROUP LL CL A 34958B106 3,445.75 538,399 SH SHARED 538,399 FORTUNA SILVER MINES INC COM 349915108 12.47 2,900 SH P SOLE 2,900 FORTUNA SILVER MINES INC COM 349915108 28.38 6,600 SH C SOLE 6,600 FORTUNA SILVER MINES INC COM 349915108 83.04 19,311 SH SOLE 19,311 FORTUNE BRANDS HOME & SEC IN COM 34964C106 3.74 100 SH P SHARED 100 FORTUNE BRANDS HOME & SEC IN COM 34964C106 71.12 1,900 SH C SHARED 1,900 FORTUNE BRANDS HOME & SEC IN COM 34964C106 1,649.61 44,072 SH SHARED 44,072 FORTUNE BRANDS HOME & SEC IN COM 34964C106 1,671.51 44,657 SH SHARED 01 44,657 FORTUNE INDUSTRIES INC COM NEW 34963X200 1.97 7,158 SH SOLE 7,158 FORWARD AIR CORP COM 349853101 22.56 605 SH SHARED 01 605 FORWARD AIR CORP COM 349853101 39.12 1,049 SH SHARED 1,049 FOSSIL INC COM 349882100 48.30 500 SH P SHARED 01 500 FOSSIL INC COM 349882100 138.81 1,437 SH SHARED 01 1,437 FOSSIL INC COM 349882100 231.84 2,400 SH C SHARED 2,400 FOSSIL INC COM 349882100 231.84 2,400 SH SHARED 2,400 FOSSIL INC COM 349882100 483.00 5,000 SH P SHARED 5,000

FOSSIL INC COM 349882100 2,176.69 22,533 SH SHARED 22,533 FOSTER L B CO COM 350060109 1.33 30 SH SHARED 01 30 FOSTER L B CO COM 350060109 177.47 4,007 SH SHARED 4,007 FOSTER WHEELER AG COM H27178104 474.46 20,764 SH SHARED 20,764 FOSTER WHEELER AG COM H27178104 479.85 21,000 SH C SHARED 21,000 FOSTER WHEELER AG COM H27178104 2,211.01 96,762 SH SHARED 01 96,762 FOSTER WHEELER AG COM H27178104 3,493.77 152,900 SH P SHARED 152,900 FOX CHASE BANCORP INC NEW COM 35137T108 31.72 1,878 SH SOLE 1,878 FQF TR QUANT NEUT VAL 351680202 10.16 397 SH SOLE 397 FQF TR QUANTSHARE MOM 351680103 15.42 634 SH SOLE 634 FRANCESCAS HLDGS CORP COM 351793104 2.87 100 SH C SHARED 100 FRANCESCAS HLDGS CORP COM 351793104 39.00 1,358 SH SHARED 1,358 FRANCESCAS HLDGS CORP COM 351793104 175.19 6,100 SH P SHARED 6,100 FRANCESCAS HLDGS CORP COM 351793104 850.20 29,603 SH SHARED 01 29,603 FRANCE TELECOM SPONSORED ADR 35177Q105 6.10 600 SH C SHARED 600 FRANCE TELECOM SPONSORED ADR 35177Q105 10.83 1,066 SH SHARED 1,066 FRANCE TELECOM SPONSORED ADR 35177Q105 111.76 11,000 SH P SHARED 11,000 FRANCE TELECOM SPONSORED ADR 35177Q105 840.63 82,739 SH SHARED 01 82,739 FRANCO NEVADA CORP COM 351858105 182.36 4,000 SH P SHARED 4,000 FRANCO NEVADA CORP COM 351858105 241.63 5,300 SH C SHARED 5,300 FRANCO NEVADA CORP COM 351858105 475.18 10,423 SH SHARED 10,423 FRANCO NEVADA CORP COM 351858105 650.25 14,263 SH SHARED 14,263 FRANCO NEVADA CORP COM 351858105 3,065.38 67,238 SH SHARED 01 67,238 FRANKLIN COVEY CO COM 353469109 44.46 3,060 SH SOLE 3,060 FRANKLIN ELEC INC COM 353514102 53.71 1,600 SH SHARED 01 1,600 FRANKLIN ELEC INC COM 353514102 2,804.07 83,529 SH SHARED 83,529 FRANKLIN FINL CORP VA COM 35353C102 8.38 459 SH SOLE 459 FRANKLIN RES INC COM 354613101 316.70 2,100 SH P SHARED 2,100 FRANKLIN RES INC COM 354613101 678.65 4,500 SH C SHARED 4,500 FRANKLIN RES INC COM 354613101 1,266.80 8,400 SH SHARED 8,400 FRANKLIN RES INC COM 354613101 2,405.27 15,949 SH SHARED 15,949 FRANKLIN RES INC COM 354613101 8,745.62 57,991 SH SHARED 01 57,991 FRANKLIN STREET PPTYS CORP COM 35471R106 146.68 10,033 SH SHARED 10,033 FRANKLIN STREET PPTYS CORP COM 35471R106 341.06 23,328 SH SHARED 01 23,328 FRANKLIN STREET PPTYS CORP COM 35471R106 532.17 36,400 SH SHARED 36,400 FRANKLIN TEMPLETON LTD DUR I COM 35472T101 37.91 2,558 SH SHARED 2,558 FRANKLIN TEMPLETON LTD DUR I COM 35472T101 263.69 17,793 SH SHARED 01 17,793 FRANKLIN UNVL TR SH BEN INT 355145103 43.55 5,776 SH SHARED 5,776 FRANKLIN UNVL TR SH BEN INT 355145103 408.71 54,205 SH SHARED 01 54,205 FREEPORT-MCMORAN COPPER & GO COM 35671D857 43.86 1,325 SH SHARED 20 1,325 FREEPORT-MCMORAN COPPER & GO COM 35671D857 390.58 11,800 SH P SHARED 01 11,800 FREEPORT-MCMORAN COPPER & GO COM 35671D857 11,736.40 354,574 SH SHARED 354,574 FREEPORT-MCMORAN COPPER & GO COM 35671D857 15,035.44 454,243 SH C SHARED 454,243 FREEPORT-MCMORAN COPPER & GO COM 35671D857 15,363.46 464,153 SH SHARED 464,153 FREEPORT-MCMORAN COPPER & GO COM 35671D857 47,607.73 1,438,300 SH P SHARED 1,438,300 FREEPORT-MCMORAN COPPER & GO COM 35671D857 107,129.57 3,236,543 SH SHARED 01 3,236,543

FREESCALE SEMICONDUCTOR LTD SHS G3727Q101 1.49 100 SH C SHARED 100 FREESCALE SEMICONDUCTOR LTD SHS G3727Q101 6.43 432 SH SHARED 01 432 FREESCALE SEMICONDUCTOR LTD SHS G3727Q101 53.68 3,605 SH SHARED 20 3,605 FREESCALE SEMICONDUCTOR LTD SHS G3727Q101 351.75 23,623 SH SHARED 23,623 FREESEAS INC SHS PAR.001 2013 Y26496201 0.04 30 SH SHARED 01 30 FREIGHTCAR AMER INC COM 357023100 8.73 400 SH C SHARED 400 FREIGHTCAR AMER INC COM 357023100 10.28 471 SH SHARED 471 FREIGHTCAR AMER INC COM 357023100 84.42 3,869 SH SHARED 01 3,869 FREQUENCY ELECTRS INC COM 358010106 4.04 430 SH SOLE 430 FRESENIUS MED CARE AG&CO KGA SPON ADR PREF 358029205 52.88 1,968 SH SOLE 1,968 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 35.76 1,056 SH SHARED 1,056 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 1,134.34 33,501 SH SHARED 01 33,501 FRESH DEL MONTE PRODUCE INC ORD G36738105 13.00 482 SH SHARED 01 482 FRESH DEL MONTE PRODUCE INC ORD G36738105 800.96 29,687 SH SHARED 29,687 FRESH MKT INC COM 35804H106 722.81 16,900 SH C SHARED 16,900 FRESH MKT INC COM 35804H106 759.30 17,753 SH SHARED 01 17,753 FRIEDMAN INDS INC COM 358435105 15.58 1,566 SH SOLE 1,566 FRISCHS RESTAURANTS INC COM 358748101 30.34 1,691 SH SOLE 1,691 FRONTIER COMMUNICATIONS CORP COM 35906A108 102.94 25,800 SH P SHARED 25,800 FRONTIER COMMUNICATIONS CORP COM 35906A108 179.81 45,064 SH SHARED 45,064 FRONTIER COMMUNICATIONS CORP COM 35906A108 654.36 164,000 SH C SHARED 164,000 FRONTIER COMMUNICATIONS CORP COM 35906A108 10,512.13 2,634,619 SH SHARED 01 2,634,619 FRONTIER COMMUNICATIONS CORP COM 35906A108 38,339.68 9,608,943 SH SHARED 9,608,943 FRONTLINE LTD SHS G3682E127 2.88 1,229 SH SHARED 01 1,229 FRONTLINE LTD SHS G3682E127 169.18 72,300 SH P SHARED 72,300 FRONTLINE LTD SHS G3682E127 396.41 169,404 SH SHARED 169,404 FROZEN FOOD EXPRESS INDS INC COM 359360104 3.46 2,508 SH SOLE 2,508 FS BANCORP INC COM 30263Y104 20.45 1,290 SH SOLE 1,290 FTI CONSULTING INC COM 302941109 11.30 300 SH P SHARED 300 FTI CONSULTING INC COM 302941109 15.06 400 SH C SHARED 400 FTI CONSULTING INC COM 302941109 45.46 1,207 SH SHARED 1,207 FTI CONSULTING INC COM 302941109 217.86 5,785 SH SHARED 01 5,785 FUELCELL ENERGY INC COM 35952H106 4.25 4,500 SH C SHARED 4,500 FUELCELL ENERGY INC COM 35952H106 215.72 228,520 SH SHARED 01 228,520 FUELCELL ENERGY INC COM 35952H106 417.22 441,972 SH SHARED 441,972 FUEL SYS SOLUTIONS INC COM 35952W103 62.59 3,800 SH C SHARED 3,800 FUEL SYS SOLUTIONS INC COM 35952W103 72.47 4,400 SH P SHARED 4,400 FUEL SYS SOLUTIONS INC COM 35952W103 426.34 25,886 SH SHARED 01 25,886

FUEL SYS SOLUTIONS INC COM 35952W103 521.16 31,643 SH SHARED 31,643 FUEL TECH INC COM 359523107 2.63 609 SH SOLE 609 FUEL TECH INC COM 359523107 7.78 1,800 SH C SOLE 1,800 FULL CIRCLE CAP CORP COM 359671104 12.97 1,695 SH SOLE 1,695 FULLER H B CO COM 359694106 749.40 19,176 SH SHARED 01 19,176 FULL HOUSE RESORTS INC COM 359678109 2.80 1,000 SH SHARED 01 1,000 FULTON FINL CORP PA COM 360271100 18.72 1,600 SH P SHARED 1,600 FULTON FINL CORP PA COM 360271100 103.33 8,832 SH SHARED 01 8,832 FULTON FINL CORP PA COM 360271100 215.24 18,397 SH SHARED 18,397 FURIEX PHARMACEUTICALS INC COM 36106P101 1.57 42 SH SHARED 01 42 FURIEX PHARMACEUTICALS INC COM 36106P101 11.24 300 SH C SHARED 300 FURIEX PHARMACEUTICALS INC COM 36106P101 175.29 4,677 SH SHARED 4,677 FURMANITE CORPORATION COM 361086101 22.77 3,403 SH SHARED 3,403 FURMANITE CORPORATION COM 361086101 138.44 20,693 SH SHARED 01 20,693 FUSION-IO INC COM 36112J107 226.97 13,865 SH SHARED 13,865 FUSION-IO INC COM 36112J107 502.56 30,700 SH P SHARED 30,700 FUSION-IO INC COM 36112J107 1,525.68 93,200 SH C SHARED 93,200 FUSION-IO INC COM 36112J107 4,759.66 290,755 SH SHARED 01 290,755 FUTUREFUEL CORPORATION COM 36116M106 47.15 3,881 SH SOLE 3,881 FUWEI FILMS HLDGS CO LTD SHS G3704F102 9.64 6,789 SH SOLE 6,789 FXCM INC COM CL A 302693106 17.78 1,300 SH SHARED 01 1,300 FXCM INC COM CL A 302693106 55.81 4,080 SH SHARED 4,080 FX ENERGY INC COM 302695101 2.69 800 SH C SHARED 800 FX ENERGY INC COM 302695101 7.39 2,200 SH SHARED 01 2,200 FX ENERGY INC COM 302695101 69.22 20,600 SH P SHARED 20,600 FX ENERGY INC COM 302695101 94.00 27,976 SH SHARED 27,976 GABELLI CONV & INCOME SECS F CONV SECS FD 36240B109 8.09 1,316 SH SHARED 1,316 GABELLI CONV & INCOME SECS F CONV SECS FD 36240B109 616.22 100,199 SH SHARED 01 100,199 GABELLI DIVD & INCOME TR COM 36242H104 1.46 77 SH SHARED 77 GABELLI DIVD & INCOME TR COM 36242H104 4,378.66 230,942 SH SHARED 01 230,942 GABELLI EQUITY TR INC COM 362397101 397.61 61,359 SH SHARED 01 61,359 GABELLI GLOBL UTIL & INCOME COM SH BEN INT 36242L105 16.88 792 SH SHARED 01 792 GABELLI GLOBL UTIL & INCOME COM SH BEN INT 36242L105 60.80 2,853 SH SHARED 2,853 GABELLI HLTHCARE & WELLNESS SHS 36246K103 23.03 2,315 SH SHARED 01 2,315 GABELLI MULTIMEDIA TR INC COM 36239Q109 447.50 50,000 SH SHARED 01 50,000 GABELLI UTIL TR COM 36240A101 3.25 471 SH SHARED 471 GABELLI UTIL TR COM 36240A101 8.38 1,215 SH SHARED 01 1,215 GAFISA S A SPONS ADR 362607301 4.30 1,100 SH P SHARED 1,100 GAFISA S A SPONS ADR 362607301 28.15 7,200 SH C SHARED 7,200 GAFISA S A SPONS ADR 362607301 34.87 8,918 SH SHARED 01 8,918 GAFISA S A SPONS ADR 362607301 206.99 52,938 SH SHARED 52,938 GAIAM INC CL A 36268Q103 13.02 3,100 SH SHARED 01 3,100 GALECTIN THERAPEUTICS INC COM NEW 363225202 1.50 417 SH SHARED 01 417 GALECTIN THERAPEUTICS INC COM NEW 363225202 3.40 947 SH SHARED 947 GALECTIN THERAPEUTICS INC UNIT 99/99/9999 363225301 11.30 1,472 SH SOLE 1,472 GALECTIN THERAPEUTICS INC *W EXP 03/28/201 363225111 1.88 2,350 SH SOLE 2,350 GALENA BIOPHARMA INC COM 363256108 2.10 1,000 SH SHARED 01 1,000 GALENA BIOPHARMA INC COM 363256108 42.63 20,300 SH P SHARED 20,300 GALENA BIOPHARMA INC COM 363256108 487.74 232,257 SH SHARED 232,257

GALLAGHER ARTHUR J & CO COM 363576109 4.13 100 SH P SHARED 100 GALLAGHER ARTHUR J & CO COM 363576109 544.88 13,190 SH SHARED 13,190 GALLAGHER ARTHUR J & CO COM 363576109 1,174.03 28,420 SH SHARED 01 28,420 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 173.23 13,770 SH SHARED 13,770 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 6,148.89 488,783 SH SHARED 01 488,783 GAMCO INVESTORS INC COM 361438104 2.18 41 SH SHARED 01 41 GAMCO INVESTORS INC COM 361438104 47.11 887 SH SHARED 887 GAMCO NAT RES GOLD & INCOME SH BEN INT 36465E101 3.65 263 SH SHARED 263 GAMCO NAT RES GOLD & INCOME SH BEN INT 36465E101 519.08 37,398 SH SHARED 01 37,398 GAMESTOP CORP NEW CL A 36467W109 266.81 9,539 SH SHARED 9,539 GAMESTOP CORP NEW CL A 36467W109 432.70 15,470 SH SHARED 01 15,470 GAMESTOP CORP NEW CL A 36467W109 963.51 34,448 SH SHARED 34,448 GAMESTOP CORP NEW CL A 36467W109 2,391.44 85,500 SH C SHARED 85,500 GAMESTOP CORP NEW CL A 36467W109 5,834.54 208,600 SH P SHARED 208,600 GANNETT INC COM 364730101 157.07 7,182 SH SHARED 7,182 GANNETT INC COM 364730101 343.36 15,700 SH C SHARED 15,700 GANNETT INC COM 364730101 2,241.68 102,500 SH P SHARED 102,500 GANNETT INC COM 364730101 3,626.31 165,812 SH SHARED 01 165,812 GAP INC DEL COM 364760108 396.48 11,200 SH P SHARED 11,200 GAP INC DEL COM 364760108 633.66 17,900 SH SHARED 17,900 GAP INC DEL COM 364760108 991.20 28,000 SH C SHARED 28,000 GAP INC DEL COM 364760108 1,771.38 50,039 SH SHARED 01 50,039 GAP INC DEL COM 364760108 17,379.45 490,945 SH SHARED 490,945 GARDNER DENVER INC COM 365558105 292.93 3,900 SH C SHARED 3,900 GARDNER DENVER INC COM 365558105 420.62 5,600 SH P SHARED 5,600 GARDNER DENVER INC COM 365558105 627.24 8,351 SH SHARED 8,351 GARDNER DENVER INC COM 365558105 3,556.68 47,353 SH SHARED 01 47,353 GARMIN LTD SHS H2906T109 287.54 8,700 SH SHARED 8,700 GARMIN LTD SHS H2906T109 433.78 13,125 SH SHARED 01 13,125 GARMIN LTD SHS H2906T109 502.36 15,200 SH C SHARED 15,200 GARMIN LTD SHS H2906T109 1,313.04 39,729 SH SHARED 39,729 GARMIN LTD SHS H2906T109 1,540.13 46,600 SH P SHARED 46,600 GARTNER INC COM 366651107 6.47 119 SH SHARED 01 119 GARTNER INC COM 366651107 399.80 7,348 SH SHARED 7,348 GARTNER INC COM 366651107 868.11 15,955 SH SHARED 20 15,955 GASCO ENERGY INC COM 367220100 0.04 1,000 SH SHARED 01 1,000 GASLOG LTD SHS G37585109 32.15 2,500 SH P SHARED 2,500 GASLOG LTD SHS G37585109 61.72 4,799 SH SHARED 4,799 GASLOG LTD SHS G37585109 681.66 53,006 SH SHARED 01 53,006 GAS NAT INC COM 367204104 4.04 396 SH SHARED 396 GAS NAT INC COM 367204104 541.74 53,112 SH SHARED 01 53,112 GASTAR EXPL LTD COM NEW 367299203 1.58 900 SH C SHARED 900 GASTAR EXPL LTD COM NEW 367299203 44.00 25,000 SH SHARED 01 25,000 GATX CORP COM 361448103 36.17 696 SH SHARED 696 GATX CORP COM 361448103 39.76 765 SH SHARED 20 765 GATX CORP COM 361448103 551.35 10,609 SH SHARED 01 10,609 GATX CORP PFD CONV $2.50 361448202 255.00 1,000 SH SHARED 01 1,000 GAZIT GLOBE LTD SHS M4793C102 101.14 7,393 SH SOLE 7,393 GDL FUND COM SH BEN IT 361570104 42.38 3,598 SH SHARED 3,598 GDL FUND COM SH BEN IT 361570104 1,012.86 85,981 SH SHARED 01 85,981

GEEKNET INC COM NEW 36846Q203 0.38 26 SH SHARED 01 26 GEEKNET INC COM NEW 36846Q203 13.99 947 SH SHARED 947 GENCOR INDS INC COM 368678108 2.82 394 SH SOLE 394 GENCORP INC COM 368682100 31.49 2,368 SH SHARED 2,368 GENCORP INC COM 368682100 74.48 5,600 SH C SHARED 5,600 GENCORP INC COM 368682100 2,142.22 161,069 SH SHARED 01 161,069 GENCO SHIPPING & TRADING LTD SHS Y2685T107 33.41 11,600 SH C SHARED 11,600 GENCO SHIPPING & TRADING LTD SHS Y2685T107 36.29 12,602 SH SHARED 12,602 GENCO SHIPPING & TRADING LTD SHS Y2685T107 179.42 62,300 SH P SHARED 62,300 GENCO SHIPPING & TRADING LTD SHS Y2685T107 201.37 69,919 SH SHARED 01 69,919 GENERAC HLDGS INC COM 368736104 166.10 4,700 SH P SHARED 4,700 GENERAC HLDGS INC COM 368736104 593.71 16,800 SH C SHARED 16,800 GENERAC HLDGS INC COM 368736104 5,884.43 166,509 SH SHARED 01 166,509 GENERAL AMERN INVS INC COM 368802104 24.67 790 SH SHARED 01 790 GENERAL AMERN INVS INC COM 368802104 44.41 1,422 SH SHARED 1,422 GENERAL CABLE CORP DEL NEW COM 369300108 3.66 100 SH P SHARED 100 GENERAL CABLE CORP DEL NEW COM 369300108 80.59 2,200 SH C SHARED 2,200 GENERAL CABLE CORP DEL NEW COM 369300108 125.90 3,437 SH SHARED 01 3,437 GENERAL CABLE CORP DEL NEW COM 369300108 1,592.67 43,480 SH SHARED 43,480 GENERAL COMMUNICATION INC CL A 369385109 22.93 2,500 SH SHARED 01 2,500 GENERAL COMMUNICATION INC CL A 369385109 271.35 29,591 SH SHARED 29,591 GENERAL DYNAMICS CORP COM 369550108 1,076.69 15,270 SH SHARED 20 15,270 GENERAL DYNAMICS CORP COM 369550108 1,288.99 18,281 SH SHARED 18,281 GENERAL DYNAMICS CORP COM 369550108 1,311.49 18,600 SH SHARED 18,600 GENERAL DYNAMICS CORP COM 369550108 1,544.17 21,900 SH C SHARED 21,900 GENERAL DYNAMICS CORP COM 369550108 1,917.87 27,200 SH P SHARED 27,200 GENERAL DYNAMICS CORP COM 369550108 18,937.08 268,573 SH SHARED 01 268,573 GENERAL ELECTRIC CO COM 369604103 69.36 3,000 SH P SHARED 01 3,000 GENERAL ELECTRIC CO COM 369604103 3,565.06 154,198 SH SHARED 17 154,198 GENERAL ELECTRIC CO COM 369604103 6,171.07 266,915 SH SHARED 20 266,915 GENERAL ELECTRIC CO COM 369604103 16,935.40 732,500 SH C SHARED 732,500 GENERAL ELECTRIC CO COM 369604103 23,587.02 1,020,200 SH P SHARED 1,020,200 GENERAL ELECTRIC CO COM 369604103 34,356.57 1,486,011 SH SHARED 1,486,011 GENERAL ELECTRIC CO COM 369604103 84,169.40 3,640,545 SH SHARED 3,640,545 GENERAL ELECTRIC CO COM 369604103 391,799.59 16,946,349 SH SHARED 01 16,946,349 GENERAL EMPLOYMENT ENTERPRIS COM 369730106 1.17 3,039 SH SOLE 3,039 GENERAL FINANCE CORP UNIT 99/99/9999 369822408 1.27 279 SH SOLE 279 GENERAL FINANCE CORP *W EXP 06/25/201 369822135 1.54 6,300 SH SOLE 6,300 GENERAL GROWTH PPTYS INC NEW COM 370023103 25.84 1,300 SH C SHARED 1,300 GENERAL GROWTH PPTYS INC NEW COM 370023103 2,007.82 100,997 SH SHARED 01 100,997 GENERAL GROWTH PPTYS INC NEW COM 370023103 4,165.22 209,518 SH SHARED 209,518 GENERAL GROWTH PPTYS INC NEW COM 370023103 5,081.15 255,591 SH SHARED 255,591 GENERAL MLS INC COM 370334104 31.56 640 SH SHARED 20 640 GENERAL MLS INC COM 370334104 271.21 5,500 SH P SHARED 01 5,500 GENERAL MLS INC COM 370334104 1,992.12 40,400 SH SHARED 40,400

GENERAL MLS INC COM 370334104 5,187.41 105,200 SH SHARED 105,200 GENERAL MLS INC COM 370334104 6,479.33 131,400 SH P SHARED 131,400 GENERAL MLS INC COM 370334104 9,349.18 189,600 SH C SHARED 189,600 GENERAL MLS INC COM 370334104 147,649.67 2,994,315 SH SHARED 01 2,994,315 GENERAL MOLY INC COM 370373102 2.65 1,200 SH C SHARED 1,200 GENERAL MOLY INC COM 370373102 38.19 17,280 SH SHARED 17,280 GENERAL MOLY INC COM 370373102 143.48 64,921 SH SHARED 01 64,921 GENERAL MTRS CO COM 37045V100 1,265.53 45,490 SH SHARED 45,490 GENERAL MTRS CO COM 37045V100 4,909.62 176,478 SH SHARED 176,478 GENERAL MTRS CO COM 37045V100 7,978.78 286,800 SH P SHARED 286,800 GENERAL MTRS CO COM 37045V100 11,571.65 415,947 SH SHARED 01 415,947 GENERAL MTRS CO COM 37045V100 42,214.07 1,517,400 SH C SHARED 1,517,400 GENERAL MTRS CO JR PFD CNV SRB 37045V209 59.64 1,389 SH SHARED 1,389 GENERAL MTRS CO JR PFD CNV SRB 37045V209 4,125.55 96,077 SH SHARED 01 96,077 GENERAL MTRS CO *W EXP 07/10/201 37045V118 90.26 4,863 SH SHARED 4,863 GENERAL MTRS CO *W EXP 07/10/201 37045V118 312.05 16,813 SH SHARED 01 16,813 GENERAL MTRS CO *W EXP 07/10/201 37045V126 159.80 13,554 SH SHARED 01 13,554 GENERAL STEEL HOLDINGS INC COM 370853103 0.80 796 SH SOLE 796 GENERAL STEEL HOLDINGS INC COM 370853103 1.01 1,000 SH C SOLE 1,000 GENESCO INC COM 371532102 3.85 64 SH SHARED 01 64 GENESCO INC COM 371532102 18.03 300 SH C SHARED 300 GENESEE & WYO INC CL A 371559105 55.87 600 SH P SHARED 600 GENESEE & WYO INC CL A 371559105 176.91 1,900 SH C SHARED 1,900 GENESEE & WYO INC CL A 371559105 7,186.79 77,186 SH SHARED 01 77,186 GENESEE & WYO INC UNIT 10/01/2015 371559204 47.75 370 SH SOLE 370 GENESIS ENERGY L P UNIT LTD PARTN 371927104 216.99 4,500 SH C SHARED 4,500 GENESIS ENERGY L P UNIT LTD PARTN 371927104 405.05 8,400 SH P SHARED 8,400 GENESIS ENERGY L P UNIT LTD PARTN 371927104 8,695.90 180,338 SH SHARED 01 180,338 GENESIS ENERGY L P UNIT LTD PARTN 371927104 27,393.20 568,088 SH SHARED 568,088 GENETIC TECHNOLOGIES LTD SPONSORED ADR 37185R109 0.12 53 SH SOLE 53 GENIE ENERGY LTD CL B 372284208 2.16 233 SH SHARED 01 233 GENIE ENERGY LTD CL B 372284208 5.26 568 SH SHARED 568 GENIE ENERGY LTD CL B 372284208 10.19 1,100 SH C SHARED 1,100 GENMARK DIAGNOSTICS INC COM 372309104 64.60 5,000 SH C SHARED 5,000 GENMARK DIAGNOSTICS INC COM 372309104 64.60 5,000 SH SHARED 01 5,000 GENOMIC HEALTH INC COM 37244C101 14.14 500 SH P SHARED 500 GENOMIC HEALTH INC COM 37244C101 36.48 1,290 SH SHARED 01 1,290 GENPACT LIMITED SHS G3922B107 491.09 26,998 SH SHARED 26,998 GENPACT LIMITED SHS G3922B107 15,183.87 834,737 SH SHARED 01 834,737 GENTEX CORP COM 371901109 66.03 3,300 SH P SHARED 3,300 GENTEX CORP COM 371901109 304.15 15,200 SH C SHARED 15,200 GENTEX CORP COM 371901109 380.25 19,003 SH SHARED 19,003 GENTEX CORP COM 371901109 646.52 32,310 SH SHARED 20 32,310 GENTEX CORP COM 371901109 951.56 47,554 SH SHARED 01 47,554 GENTHERM INC COM 37253A103 3.28 200 SH C SOLE 200 GENTIUM S P A SPONSORED ADR 37250B104 0.12 14 SH SOLE 14 GENTIVA HEALTH SERVICES INC COM 37247A102 1.81 167 SH SHARED 01 167 GENTIVA HEALTH SERVICES INC COM 37247A102 38.24 3,534 SH SHARED 3,534 GENUINE PARTS CO COM 372460105 132.60 1,700 SH P SHARED 1,700 GENUINE PARTS CO COM 372460105 351.00 4,500 SH C SHARED 4,500 GENUINE PARTS CO COM 372460105 717.52 9,199 SH SHARED 9,199 GENUINE PARTS CO COM 372460105 3,169.61 40,636 SH SHARED 40,636

GENUINE PARTS CO COM 372460105 19,171.15 245,784 SH SHARED 01 245,784 GENVEC INC COM NEW 37246C307 6.83 4,520 SH SHARED 01 4,520 GENWORTH FINL INC COM CL A 37247D106 2,815.00 281,500 SH P SHARED 281,500 GENWORTH FINL INC COM CL A 37247D106 3,459.00 345,900 SH C SHARED 345,900 GENWORTH FINL INC COM CL A 37247D106 9,469.90 946,990 SH SHARED 01 946,990 GENWORTH FINL INC COM CL A 37247D106 37,698.75 3,769,875 SH SHARED 3,769,875 GEOGLOBAL RESOURCES INC COM 37249T109 0.46 14,800 SH SHARED 01 14,800 GEO GROUP INC COM 36159R103 3.76 100 SH P SHARED 100 GEO GROUP INC COM 36159R103 1,057.72 28,116 SH SHARED 28,116 GEO GROUP INC COM 36159R103 1,674.24 44,504 SH SHARED 01 44,504 GEOPETRO RESOURCES CO COM 37248H304 2.38 29,710 SH SHARED 29,710 GEOPETRO RESOURCES CO COM 37248H304 2.72 34,000 SH SHARED 01 34,000 GEORGETOWN BANCORP INC MD COM 372591107 29.19 2,123 SH SOLE 2,123 GEOSPACE TECHNOLOGIES CORP COM 37364X109 707.31 6,554 SH SHARED 01 6,554 GERDAU S A SPON ADR REP PFD 373737105 3.08 400 SH P SHARED 400 GERDAU S A SPON ADR REP PFD 373737105 9.59 1,244 SH SHARED 01 1,244 GERDAU S A SPON ADR REP PFD 373737105 480.64 62,340 SH SHARED 62,340 GERDAU S A SPON ADR REP PFD 373737105 11,546.50 1,497,600 SH C SHARED 1,497,600 GERMAN AMERN BANCORP INC COM 373865104 12.01 522 SH SOLE 522 GERON CORP COM 374163103 0.43 400 SH P SHARED 400 GERON CORP COM 374163103 8.67 8,100 SH C SHARED 8,100 GERON CORP COM 374163103 16.84 15,734 SH SHARED 01 15,734 GETTY RLTY CORP NEW COM 374297109 2.02 100 SH C SHARED 100 GETTY RLTY CORP NEW COM 374297109 71.34 3,530 SH SHARED 01 3,530 GETTY RLTY CORP NEW COM 374297109 128.39 6,353 SH SHARED 6,353 GETTY RLTY CORP NEW COM 374297109 227.14 11,239 SH SHARED 11,239 GEVO INC COM 374396109 7.80 3,480 SH SHARED 01 3,480 GEVO INC NOTE 7.500% 7/0 374396AA7 995.23 1,540,000 PRN SOLE 1,540,000 GFI GROUP INC COM 361652209 3.34 1,000 SH SHARED 01 1,000 GIANT INTERACTIVE GROUP INC ADR 374511103 53.30 8,200 SH C SHARED 8,200 GIANT INTERACTIVE GROUP INC ADR 374511103 197.60 30,400 SH P SHARED 30,400 GIANT INTERACTIVE GROUP INC ADR 374511103 329.61 50,709 SH SHARED 01 50,709 GIANT INTERACTIVE GROUP INC ADR 374511103 1,895.15 291,561 SH SHARED 291,561 GIBRALTAR INDS INC COM 374689107 9.13 500 SH P SHARED 500 GIBRALTAR INDS INC COM 374689107 151.48 8,300 SH SHARED 01 8,300 GIGAMEDIA LTD ORD Y2711Y104 5.67 5,500 SH SHARED 01 5,500 GIGA TRONICS INC COM 375175106 6.66 4,012 SH SOLE 4,012 GIGOPTIX INC COM 37517Y103 1.43 1,362 SH SHARED 01 1,362 GIGOPTIX INC COM 37517Y103 2.83 2,693 SH SHARED 2,693 G-III APPAREL GROUP LTD COM 36237H101 8.02 200 SH C SHARED 200 G-III APPAREL GROUP LTD COM 36237H101 9.55 238 SH SHARED 01 238 GILAT SATELLITE NETWORKS LTD SHS NEW M51474118 45.63 8,006 SH SOLE 8,006 GILDAN ACTIVEWEAR INC COM 375916103 15.96 400 SH C SHARED 400 GILDAN ACTIVEWEAR INC COM 375916103 391.12 9,800 SH SHARED 9,800 GILDAN ACTIVEWEAR INC COM 375916103 451.70 11,318 SH SHARED 01 11,318 GILDAN ACTIVEWEAR INC COM 375916103 1,881.24 47,137 SH SHARED 47,137 GILEAD SCIENCES INC COM 375558103 528.55 10,800 SH P SHARED 10,800 GILEAD SCIENCES INC COM 375558103 1,187.28 24,260 SH SHARED 17 24,260 GILEAD SCIENCES INC COM 375558103 2,442.11 49,900 SH C SHARED 49,900

GILEAD SCIENCES INC COM 375558103 5,254.59 107,368 SH SHARED 107,368 GILEAD SCIENCES INC COM 375558103 6,920.51 141,408 SH SHARED 20 141,408 GILEAD SCIENCES INC COM 375558103 48,322.67 987,386 SH SHARED 987,386 GILEAD SCIENCES INC COM 375558103 96,249.71 1,966,688 SH SHARED 01 1,966,688 GILEAD SCIENCES INC NOTE 0.625% 5/0 375558AH6 25.68 10,000 PRN SHARED 01 10,000 GILEAD SCIENCES INC NOTE 0.625% 5/0 375558AH6 12,252.55 4,771,000 PRN SHARED 4,771,000 GILEAD SCIENCES INC NOTE 1.000% 5/0 375558AN3 17.36 8,000 PRN SHARED 01 8,000 GILEAD SCIENCES INC NOTE 1.000% 5/0 375558AN3 23,928.26 11,030,000 PRN SHARED 11,030,000 GIVEN IMAGING ORD SHS M52020100 65.40 4,000 SH C SHARED 4,000 GIVEN IMAGING ORD SHS M52020100 104.56 6,395 SH SHARED 01 6,395 G & K SVCS INC CL A 361268105 108.91 2,393 SH SHARED 01 2,393 GLACIER BANCORP INC NEW COM 37637Q105 28.72 1,513 SH SHARED 1,513 GLACIER BANCORP INC NEW COM 37637Q105 155.64 8,200 SH SHARED 01 8,200 GLACIER BANCORP INC NEW COM 37637Q105 533.15 28,090 SH SHARED 20 28,090 GLADSTONE CAPITAL CORP COM 376535100 18.40 2,000 SH SHARED 01 2,000 GLADSTONE CAPITAL CORP COM 376535100 40.48 4,400 SH C SHARED 4,400 GLADSTONE CAPITAL CORP COM 376535100 1,983.00 215,544 SH SHARED 215,544 GLADSTONE COML CORP COM 376536108 231.25 11,877 SH SHARED 01 11,877 GLADSTONE INVT CORP COM 376546107 38.28 5,237 SH SHARED 01 5,237 GLADSTONE INVT CORP COM 376546107 2,107.55 288,310 SH SHARED 288,310 GLADSTONE LD CORP COM 376549101 34.90 2,249 SH SOLE 2,249 GLATFELTER COM 377316104 50.66 2,167 SH SHARED 01 2,167 GLATFELTER COM 377316104 1,326.56 56,739 SH SHARED 56,739 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 23.46 500 SH SHARED 500 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 892.23 19,020 SH SHARED 19,020 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 942.89 20,100 SH P SHARED 20,100 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1,693.45 36,100 SH C SHARED 36,100 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 2,608.43 55,605 SH SHARED 20 55,605 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 75,268.50 1,604,530 SH SHARED 01 1,604,530 GLEACHER & CO INC COM 377341102 53.76 89,594 SH SHARED 01 89,594 GLEN BURNIE BANCORP COM 377407101 21.17 1,764 SH SOLE 1,764 GLIMCHER RLTY TR SH BEN INT 379302102 34.80 3,000 SH SHARED 01 3,000 GLIMCHER RLTY TR SH BEN INT 379302102 67.31 5,803 SH SHARED 5,803 GLIMCHER RLTY TR SH BEN INT 379302102 705.86 60,850 SH SHARED 60,850 GLOBAL CASH ACCESS HLDGS INC COM 378967103 17.15 2,433 SH SOLE 2,433 GLOBAL HIGH INCOME FUND INC COM 37933G108 12.73 1,000 SH SHARED 01 1,000 GLOBAL INDEMNITY PLC SHS G39319101 6.75 291 SH SOLE 291 GLOBAL PARTNERS LP COM UNITS 37946R109 129.20 3,604 SH SHARED 01 3,604 GLOBAL PARTNERS LP COM UNITS 37946R109 478.24 13,340 SH SHARED 13,340 GLOBAL PMTS INC COM 37940X102 360.93 7,268 SH SHARED 7,268 GLOBAL PMTS INC COM 37940X102 826.24 16,638 SH SHARED 01 16,638 GLOBAL POWER EQUIPMENT GRP I COM PAR $0.01 37941P306 1.32 75 SH SHARED 01 75 GLOBAL POWER EQUIPMENT GRP I COM PAR $0.01 37941P306 8.07 458 SH SHARED 458 GLOBALSCAPE INC COM 37940G109 0.32 200 SH SHARED 01 200 GLOBAL SHIP LEASE INC NEW SHS A Y27183105 16.03 3,563 SH SOLE 3,563 GLOBAL SOURCES LTD ORD G39300101 24.13 3,192 SH SHARED 3,192 GLOBAL SOURCES LTD ORD G39300101 60.48 8,000 SH SHARED 01 8,000 GLOBAL TECH ADVANCED INNOVAT SHS NEW G39320117 13.08 1,509 SH SOLE 1,509 GLOBAL X FDS ANDEAN 40 ETF 37950E655 2.93 204 SH SOLE 204

GLOBAL X FDS BRAZIL MID CAP 37950E788 20.94 1,331 SH SOLE 1,331 GLOBAL X FDS CHINA CONS ETF 37950E408 70.01 4,984 SH SHARED 01 4,984 GLOBAL X FDS CHINA ENRG ETF 37950E507 22.75 1,531 SH SOLE 1,531 GLOBAL X FDS CHINA FINL ETF 37950E606 6.91 545 SH SOLE 545 GLOBAL X FDS CHINA INDL ETF 37950E705 18.84 1,673 SH SOLE 1,673 GLOBAL X FDS CHINA MATL ETF 37950E879 11.65 1,455 SH SOLE 1,455 GLOBAL X FDS COPPER MNR ETF 37950E861 348.68 30,479 SH SHARED 01 30,479 GLOBAL X FDS FTSE COLOMBIA20 37950E200 73.05 3,490 SH SHARED 3,490 GLOBAL X FDS FTSE COLOMBIA20 37950E200 151.83 7,254 SH SHARED 01 7,254 GLOBAL X FDS FTSE NORDIC REG 37950E101 29.57 1,416 SH SHARED 1,416 GLOBAL X FDS FTSE NORDIC REG 37950E101 86.55 4,145 SH SHARED 01 4,145 GLOBAL X FDS GBL X JR MN ETF 37950E630 10.52 1,384 SH SOLE 1,384 GLOBAL X FDS GLBL X MLP ETF 37950E473 331.95 20,682 SH SHARED 01 20,682 GLOBAL X FDS GLB X ARGENT20 37950E697 3.31 376 SH SOLE 376 GLOBAL X FDS GLB X ASEAN 40 37950E648 2,651.67 149,727 SH SHARED 01 149,727 GLOBAL X FDS GLB X BRZ FINL 37950E838 16.20 1,200 SH SOLE 1,200 GLOBAL X FDS GLB X CDA PFD 37950E481 15.31 1,057 SH SOLE 1,057 GLOBAL X FDS GLB X GLD EXPL 37950E739 2.78 500 SH SHARED 500 GLOBAL X FDS GLB X GLD EXPL 37950E739 4.90 883 SH SHARED 01 883 GLOBAL X FDS GLB X LITHIUM 37950E762 12.64 925 SH SHARED 925 GLOBAL X FDS GLB X LITHIUM 37950E762 116.54 8,525 SH SHARED 01 8,525 GLOBAL X FDS GLB X PERMETF 37950E358 29.51 1,177 SH SOLE 1,177 GLOBAL X FDS GLB X SUPERDIV 37950E549 14,764.79 631,784 SH SHARED 01 631,784 GLOBAL X FDS GLB X URANIUM 37950E754 5.72 890 SH SHARED 01 890 GLOBAL X FDS GLB X URANIUM 37950E754 14.15 2,200 SH P SHARED 2,200 GLOBAL X FDS GLB X URANIUM 37950E754 442.46 68,812 SH SHARED 68,812 GLOBAL X FDS GLOB X NOR ETF 37950E747 24.71 1,609 SH SOLE 1,609 GLOBAL X FDS NASDQ CHINA TECH 37950E804 4.22 300 SH SHARED 01 300 GLOBAL X FDS NASDQ CHINA TECH 37950E804 6.89 490 SH SHARED 490 GLOBAL X FDS SILVER MNR ETF 37950E853 10.89 600 SH P SHARED 600 GLOBAL X FDS SILVER MNR ETF 37950E853 33.40 1,840 SH SHARED 1,840 GLOBAL X FDS SILVER MNR ETF 37950E853 128.87 7,100 SH C SHARED 7,100 GLOBAL X FDS SILVER MNR ETF 37950E853 987.61 54,414 SH SHARED 01 54,414 GLOBAL X FDS SOCIAL MED ETF 37950E416 19.51 1,413 SH SOLE 1,413 GLOBECOMM SYSTEMS INC COM 37956X103 16.02 1,334 SH SOLE 1,334 GLOBE SPECIALTY METALS INC COM 37954N206 1.39 100 SH P SHARED 100 GLOBE SPECIALTY METALS INC COM 37954N206 44.55 3,200 SH C SHARED 3,200 GLOBE SPECIALTY METALS INC COM 37954N206 117.28 8,425 SH SHARED 8,425 GLOBE SPECIALTY METALS INC COM 37954N206 528.13 37,938 SH SHARED 01 37,938 GLOBUS MARITIME LIMITED NEW COM Y27265209 9.22 3,703 SH SOLE 3,703 GLOBUS MED INC CL A 379577208 18.83 1,283 SH SHARED 1,283 GLOBUS MED INC CL A 379577208 82.21 5,600 SH SHARED 01 5,600 GLOWPOINT INC COM NEW 379887201 4.86 3,309 SH SOLE 3,309 GLU MOBILE INC COM 379890106 57.60 19,200 SH P SHARED 19,200 GLU MOBILE INC COM 379890106 189.14 63,047 SH SHARED 01 63,047 GLU MOBILE INC COM 379890106 354.57 118,191 SH SHARED 118,191 GNC HLDGS INC COM CL A 36191G107 90.34 2,300 SH P SHARED 2,300 GNC HLDGS INC COM CL A 36191G107 1,763.67 44,900 SH C SHARED 44,900 GNC HLDGS INC COM CL A 36191G107 5,868.94 149,413 SH SHARED 01 149,413 GOLAR LNG LTD BERMUDA SHS G9456A100 88.78 2,400 SH P SHARED 2,400 GOLAR LNG LTD BERMUDA SHS G9456A100 114.19 3,087 SH SHARED 3,087 GOLAR LNG LTD BERMUDA SHS G9456A100 2,245.29 60,700 SH C SHARED 60,700 GOLAR LNG LTD BERMUDA SHS G9456A100 3,321.55 89,796 SH SHARED 01 89,796

GOLAR LNG PARTNERS LP COM UNIT LPI Y2745C102 26.73 810 SH SHARED 810 GOLAR LNG PARTNERS LP COM UNIT LPI Y2745C102 187.57 5,684 SH SHARED 01 5,684 GOLDCORP INC NEW COM 380956409 2,040.26 60,668 SH SHARED 60,668 GOLDCORP INC NEW COM 380956409 2,186.62 65,020 SH SHARED 65,020 GOLDCORP INC NEW COM 380956409 4,791.74 142,484 SH C SHARED 142,484 GOLDCORP INC NEW COM 380956409 12,190.88 362,500 SH P SHARED 362,500 GOLDCORP INC NEW COM 380956409 35,552.02 1,057,152 SH SHARED 01 1,057,152 GOLDEN ENTERPRISES INC COM 381010107 3.46 1,018 SH SOLE 1,018 GOLDEN MINERALS CO COM 381119106 0.95 400 SH C SOLE 400 GOLDEN MINERALS CO COM 381119106 57.36 24,100 SH P SOLE 24,100 GOLDEN MINERALS CO COM 381119106 105.17 44,189 SH SOLE 44,189 GOLDEN STAR RES LTD CDA COM 38119T104 4.00 2,500 SH SHARED 01 2,500 GOLDEN STAR RES LTD CDA COM 38119T104 30.42 19,013 SH SHARED 19,013 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 13.02 1,680 SH SHARED 1,680 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 1,808.29 233,328 SH SHARED 01 233,328 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 2,539.90 327,729 SH SHARED 327,729 GOLDMAN SACHS GROUP INC COM 38141G104 44.15 300 SH SHARED 20 300 GOLDMAN SACHS GROUP INC COM 38141G104 4,864.63 33,059 SH SHARED 33,059 GOLDMAN SACHS GROUP INC COM 38141G104 21,031.12 142,923 SH SHARED 142,923 GOLDMAN SACHS GROUP INC COM 38141G104 28,451.16 193,348 SH SHARED 01 193,348 GOLDMAN SACHS GROUP INC COM 38141G104 39,112.47 265,800 SH P SHARED 265,800 GOLDMAN SACHS GROUP INC COM 38141G104 41,099.00 279,300 SH C SHARED 279,300 GOLDMAN SACHS GROUP INC SP ENHCMD37ETN 38144L852 20.75 433 SH SOLE 433 GOLD RESOURCE CORP COM 38068T105 53.94 4,140 SH SHARED 4,140 GOLD RESOURCE CORP COM 38068T105 233.24 17,900 SH C SHARED 17,900 GOLD RESOURCE CORP COM 38068T105 381.78 29,300 SH P SHARED 29,300 GOLD RESOURCE CORP COM 38068T105 901.35 69,175 SH SHARED 01 69,175 GOLD STD VENTURES CORP COM 380738104 75.90 69,000 SH SHARED 01 69,000 GOL LINHAS AEREAS INTLG S A SP ADR REP PFD 38045R107 12.45 2,093 SH SHARED 2,093 GOL LINHAS AEREAS INTLG S A SP ADR REP PFD 38045R107 21.33 3,585 SH SHARED 01 3,585 GOL LINHAS AEREAS INTLG S A SP ADR REP PFD 38045R107 29.16 4,900 SH P SHARED 4,900 GOL LINHAS AEREAS INTLG S A SP ADR REP PFD 38045R107 60.10 10,100 SH C SHARED 10,100 GOLUB CAP BDC INC COM 38173M102 4,413.11 267,299 SH SHARED 267,299 GOLUB CAP BDC INC COM 38173M102 4,838.95 293,092 SH SHARED 01 293,092 GOODRICH PETE CORP COM NEW 382410405 16.51 1,055 SH SHARED 01 1,055 GOODRICH PETE CORP COM NEW 382410405 1,126.80 72,000 SH C SHARED 72,000 GOODRICH PETE CORP COM NEW 382410405 1,455.45 93,000 SH P SHARED 93,000 GOODRICH PETE CORP COM NEW 382410405 1,818.70 116,211 SH SHARED 116,211 GOODRICH PETE CORP NOTE 5.000%10/0 382410AC2 5.97 6,000 PRN SHARED 01 6,000 GOOD TIMES RESTAURANTS INC COM PAR $.001NEW 382140879 9.52 3,341 SH SOLE 3,341 GOODYEAR TIRE & RUBR CO COM 382550101 224.37 17,800 SH SHARED 17,800 GOODYEAR TIRE & RUBR CO COM 382550101 1,148.57 91,120 SH SHARED 01 91,120 GOODYEAR TIRE & RUBR CO COM 382550101 2,060.92 163,500 SH C SHARED 163,500 GOODYEAR TIRE & RUBR CO COM 382550101 4,022.26 319,100 SH P SHARED 319,100 GOODYEAR TIRE & RUBR CO PFD CONV 5.875% 382550309 3.61 83 SH SHARED 01 83 GOOGLE INC CL A 38259P508 3,318.12 4,178 SH SHARED 17 4,178 GOOGLE INC CL A 38259P508 17,501.52 22,037 SH SHARED 20 22,037 GOOGLE INC CL A 38259P508 36,282.48 45,685 SH SHARED 45,685 GOOGLE INC CL A 38259P508 76,542.25 96,378 SH SHARED 96,378 GOOGLE INC CL A 38259P508 85,947.03 108,220 SH C SHARED 108,220

GOOGLE INC CL A 38259P508 143,517.71 180,710 SH P SHARED 180,710 GOOGLE INC CL A 38259P508 247,861.31 312,094 SH SHARED 01 312,094 GORDMANS STORES INC COM 38269P100 111.25 9,500 SH C SOLE 9,500 GORMAN RUPP CO COM 383082104 24.55 817 SH SHARED 01 817 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376A103 15.44 600 SH C SHARED 600 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376A103 20.58 800 SH P SHARED 800 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376A103 131.20 5,099 SH SHARED 5,099 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376A103 328.24 12,757 SH SHARED 12,757 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376A103 2,864.52 111,330 SH SHARED 01 111,330 GP STRATEGIES CORP COM 36225V104 34.43 1,443 SH SOLE 1,443 GRACE W R & CO DEL NEW COM 38388F108 808.82 10,435 SH SHARED 01 10,435 GRACE W R & CO DEL NEW COM 38388F108 7,123.17 91,900 SH C SHARED 91,900 GRACO INC COM 384109104 195.27 3,365 SH SHARED 20 3,365 GRACO INC COM 384109104 272.57 4,697 SH SHARED 4,697 GRACO INC COM 384109104 1,189.21 20,493 SH SHARED 01 20,493 GRAFTECH INTL LTD COM 384313102 7.40 963 SH SOLE 963 GRAFTECH INTL LTD COM 384313102 264.96 34,500 SH C SOLE 34,500 GRAFTECH INTL LTD COM 384313102 286.46 37,300 SH P SOLE 37,300 GRAHAM CORP COM 384556106 18.56 750 SH SHARED 01 750 GRAHAM CORP COM 384556106 28.01 1,132 SH SHARED 1,132 GRAINGER W W INC COM 384802104 49.50 220 SH SHARED 20 220 GRAINGER W W INC COM 384802104 112.49 500 SH C SHARED 500 GRAINGER W W INC COM 384802104 134.99 600 SH P SHARED 600 GRAINGER W W INC COM 384802104 764.93 3,400 SH SHARED 3,400 GRAINGER W W INC COM 384802104 5,204.46 23,133 SH SHARED 23,133 GRAINGER W W INC COM 384802104 10,011.83 44,501 SH SHARED 01 44,501 GRAMERCY CAP CORP COM 384871109 19.04 3,655 SH SHARED 01 3,655 GRAMERCY CAP CORP COM 384871109 506.59 97,235 SH SHARED 97,235 GRAND CANYON ED INC COM 38526M106 48.90 1,926 SH SHARED 1,926 GRAND CANYON ED INC COM 38526M106 63.48 2,500 SH C SHARED 2,500 GRAND CANYON ED INC COM 38526M106 377.02 14,849 SH SHARED 01 14,849 GRANITE CITY FOOD & BREWERY COM NEW 38724Q404 3.56 1,689 SH SHARED 1,689 GRANITE CITY FOOD & BREWERY COM NEW 38724Q404 27.43 13,000 SH SHARED 01 13,000 GRANITE CONSTR INC COM 387328107 15.92 500 SH P SHARED 500 GRANITE CONSTR INC COM 387328107 63.04 1,980 SH SHARED 01 1,980 GRANITE CONSTR INC COM 387328107 72.63 2,281 SH SHARED 2,281 GRANITE REAL ESTATE INVT TR UNIT 99/99/9999 387437114 318.96 8,352 SH SOLE 8,352 GRAN TIERRA ENERGY INC COM 38500T101 30.58 5,200 SH C SOLE 5,200 GRAN TIERRA ENERGY INC COM 38500T101 92.42 15,717 SH SOLE 15,717 GRAPHIC PACKAGING HLDG CO COM 388689101 1.50 200 SH C SHARED 200 GRAPHIC PACKAGING HLDG CO COM 388689101 15.88 2,120 SH SHARED 2,120 GRAPHIC PACKAGING HLDG CO COM 388689101 1,326.35 177,083 SH SHARED 01 177,083 GRAVITY CO LTD SPONSORED ADR 38911N107 1.57 1,209 SH SOLE 1,209 GRAY TELEVISION INC CL A 389375205 5.29 1,290 SH SOLE 1,290 GREATER CHINA FD INC COM 39167B102 2.90 240 SH SHARED 240 GREATER CHINA FD INC COM 39167B102 30.34 2,509 SH SHARED 01 2,509 GREAT LAKES DREDGE & DOCK CO COM 390607109 8.59 1,277 SH SOLE 1,277 GREAT NORTHN IRON ORE PPTYS CTFS BEN INT 391064102 29.16 391 SH SHARED 391 GREAT NORTHN IRON ORE PPTYS CTFS BEN INT 391064102 51.08 685 SH SHARED 01 685

GREAT PANTHER SILVER LTD COM 39115V101 23.40 18,000 SH C SHARED 18,000 GREAT PANTHER SILVER LTD COM 39115V101 56.95 43,804 SH SHARED 01 43,804 GREAT PLAINS ENERGY INC COM 391164100 831.55 35,858 SH SHARED 01 35,858 GREAT SOUTHN BANCORP INC COM 390905107 1.46 60 SH SOLE 60 GREENBRIER COS INC COM 393657101 161.24 7,100 SH P SHARED 7,100 GREENBRIER COS INC COM 393657101 247.54 10,900 SH C SHARED 10,900 GREENBRIER COS INC COM 393657101 1,317.75 58,025 SH SHARED 01 58,025 GREEN DOT CORP CL A 39304D102 192.17 11,500 SH C SOLE 11,500 GREEN DOT CORP CL A 39304D102 406.05 24,300 SH P SOLE 24,300 GREENE COUNTY BANCORP INC COM 394357107 9.11 453 SH SOLE 453 GREENHAVEN CONT CMDTY INDEX UNIT BEN INT 395258106 383.31 13,583 SH SHARED 13,583 GREENHAVEN CONT CMDTY INDEX UNIT BEN INT 395258106 16,064.29 569,252 SH SHARED 01 569,252 GREENHILL & CO INC COM 395259104 14.68 275 SH SHARED 275 GREENHILL & CO INC COM 395259104 16.01 300 SH C SHARED 300 GREENHILL & CO INC COM 395259104 27.38 513 SH SHARED 01 513 GREENHILL & CO INC COM 395259104 53.38 1,000 SH P SHARED 1,000 GREENHILL & CO INC COM 395259104 327.75 6,140 SH SHARED 20 6,140 GREENHUNTER ENERGY INC COM 39530A104 1.61 1,044 SH SOLE 1,044 GREENLIGHT CAPITAL RE LTD CLASS A G4095J109 19.05 779 SH SHARED 779 GREENLIGHT CAPITAL RE LTD CLASS A G4095J109 596.63 24,402 SH SHARED 01 24,402 GREEN MTN COFFEE ROASTERS IN COM 393122106 480.70 8,469 SH SHARED 8,469 GREEN MTN COFFEE ROASTERS IN COM 393122106 644.51 11,355 SH SHARED 11,355 GREEN MTN COFFEE ROASTERS IN COM 393122106 5,404.06 95,209 SH SHARED 01 95,209 GREEN MTN COFFEE ROASTERS IN COM 393122106 10,572.46 186,266 SH C SHARED 186,266 GREEN MTN COFFEE ROASTERS IN COM 393122106 29,577.64 521,100 SH P SHARED 521,100 GREEN PLAINS RENEWABLE ENERG COM 393222104 47.65 4,165 SH SOLE 4,165 GREENWAY MED TECHNOLOGIES IN COM 39679B103 6.36 400 SH SHARED 01 400 GREIF INC CL A 397624107 5.36 100 SH P SHARED 100 GREIF INC CL A 397624107 37.53 700 SH C SHARED 700 GREIF INC CL A 397624107 846.93 15,795 SH SHARED 01 15,795 GREIF INC CL B 397624206 60.70 1,082 SH SHARED 1,082 GREIF INC CL B 397624206 221.03 3,940 SH SHARED 01 3,940 GRIFFIN LD & NURSERIES INC CL A 398231100 105.60 3,514 SH SOLE 3,514 GRIFFON CORP COM 398433102 2.09 175 SH SHARED 01 175 GRIFOLS S A SP ADR REP B NVT 398438408 4.18 144 SH SHARED 01 144 GRIFOLS S A SP ADR REP B NVT 398438408 73,073.00 2,518,890 SH SHARED 2,518,890 GROUP 1 AUTOMOTIVE INC COM 398905109 18.02 300 SH SHARED 01 300 GROUP 1 AUTOMOTIVE INC COM 398905109 47.64 793 SH SHARED 793 GROUP 1 AUTOMOTIVE INC COM 398905109 585.98 9,755 SH SHARED 20 9,755 GROUPE CGI INC CL A SUB VTG 39945C109 84.47 3,110 SH SHARED 01 3,110 GROUPE CGI INC CL A SUB VTG 39945C109 309.62 11,400 SH SHARED 11,400 GROUPE CGI INC CL A SUB VTG 39945C109 382.96 14,100 SH SHARED 14,100 GROUPON INC COM CL A 399473107 743.58 121,500 SH C SHARED 121,500 GROUPON INC COM CL A 399473107 778.48 127,203 SH SHARED 01 127,203

GROUPON INC COM CL A 399473107 1,519.49 248,283 SH SHARED 248,283 GROUPON INC COM CL A 399473107 6,192.83 1,011,900 SH P SHARED 1,011,900 GRUMA SAB DE CV SPON ADR CL B 400131306 3.51 200 SH SHARED 01 200 GRUMA SAB DE CV SPON ADR CL B 400131306 42.69 2,431 SH SHARED 2,431 GRUPO AEROPORTUARIO DEL SURE SPON ADR SER B 40051E202 68.34 500 SH SHARED 01 500 GRUPO AEROPORTUARIO DEL SURE SPON ADR SER B 40051E202 1,836.30 13,436 SH SHARED 13,436 GRUPO FINANCIERO GALICIA S A SP ADR 10 SH B 399909100 3.17 577 SH SOLE 577 GRUPO FINANCIERO SANTANDER M SPON ADR SHS B 40053C105 1,477.52 95,756 SH SHARED 95,756 GRUPO FINANCIERO SANTANDER M SPON ADR SHS B 40053C105 2,072.91 134,343 SH SHARED 01 134,343 GRUPO SIMEC S A B DE C V ADR 400491106 131.98 9,281 SH SHARED 9,281 GRUPO TELEVISA SA SPON ADR REP ORD 40049J206 2.66 100 SH C SHARED 100 GRUPO TELEVISA SA SPON ADR REP ORD 40049J206 35.92 1,350 SH SHARED 1,350 GRUPO TELEVISA SA SPON ADR REP ORD 40049J206 180.42 6,780 SH SHARED 20 6,780 GRUPO TELEVISA SA SPON ADR REP ORD 40049J206 2,503.73 94,090 SH SHARED 01 94,090 GSE HLDG INC COM 36191X100 12.44 1,506 SH SHARED 1,506 GSE HLDG INC COM 36191X100 78.47 9,500 SH SHARED 01 9,500 GSE SYS INC COM 36227K106 5.76 2,880 SH SHARED 01 2,880 GSI TECHNOLOGY COM 36241U106 11.30 1,714 SH SOLE 1,714 GSV CAP CORP COM 36191J101 8.26 1,000 SH P SHARED 1,000 GSV CAP CORP COM 36191J101 9.91 1,200 SH C SHARED 1,200 GSV CAP CORP COM 36191J101 122.02 14,772 SH SHARED 14,772 GSV CAP CORP COM 36191J101 314.57 38,083 SH SHARED 01 38,083 GT ADVANCED TECHNOLOGIES INC COM 36191U106 6.12 1,855 SH SHARED 01 1,855 GT ADVANCED TECHNOLOGIES INC COM 36191U106 32,110.61 9,730,487 SH SHARED 9,730,487 GT ADVANCED TECHNOLOGIES INC NOTE 3.000%10/0 36191UAA4 4,723.10 6,179,000 PRN SOLE 6,179,000 GTX INC DEL COM 40052B108 16.60 4,000 SH P SHARED 4,000 GTX INC DEL COM 40052B108 22.41 5,400 SH C SHARED 5,400 GTX INC DEL COM 40052B108 45.65 11,000 SH SHARED 01 11,000 GUANGSHEN RY LTD SPONSORED ADR 40065W107 65.23 2,700 SH SHARED 01 2,700 GUANGSHEN RY LTD SPONSORED ADR 40065W107 402.17 16,646 SH SHARED 16,646 GUARANTY BANCORP DEL COM 40075T102 48.00 22,858 SH SOLE 22,858 GUARANTY FED BANCSHARES INC COM 40108P101 3.03 317 SH SOLE 317 GUESS INC COM 401617105 131.60 5,300 SH P SHARED 5,300 GUESS INC COM 401617105 166.26 6,696 SH SHARED 6,696 GUESS INC COM 401617105 245.82 9,900 SH C SHARED 9,900 GUESS INC COM 401617105 708.15 28,520 SH SHARED 01 28,520 GUGGENHEIM BLD AMR BDS MNG D COM 401664107 39.79 1,759 SH SHARED 1,759 GUGGENHEIM BLD AMR BDS MNG D COM 401664107 1,432.91 63,347 SH SHARED 01 63,347 GUGGENHEIM ENHANCED EQUITY S COM 40167K100 26.84 1,427 SH SHARED 1,427 GUGGENHEIM ENHANCED EQUITY S COM 40167K100 681.79 36,246 SH SHARED 01 36,246 GUGGENHEIM ENHNCD EQTY INCM COM 40167B100 61.92 6,918 SH SHARED 6,918

GUGGENHEIM ENHNCD EQTY INCM COM 40167B100 389.67 43,539 SH SHARED 01 43,539 GUGGENHEIM EQ WEIGHT ENHANC COM SH BEN INT 40167M106 74.92 4,000 SH SHARED 01 4,000 GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 1,760.96 75,416 SH SHARED 01 75,416 GUIDANCE SOFTWARE INC COM 401692108 13.37 1,232 SH SOLE 1,232 GUIDEWIRE SOFTWARE INC COM 40171V100 23.06 600 SH P SHARED 600 GUIDEWIRE SOFTWARE INC COM 40171V100 73.04 1,900 SH C SHARED 1,900 GUIDEWIRE SOFTWARE INC COM 40171V100 1,034.19 26,904 SH SHARED 01 26,904 GULF ISLAND FABRICATION INC COM 402307102 38.98 1,851 SH SOLE 1,851 GULFMARK OFFSHORE INC CL A NEW 402629208 3.47 89 SH SHARED 01 89 GULFMARK OFFSHORE INC CL A NEW 402629208 6.90 177 SH SHARED 177 GULFMARK OFFSHORE INC CL A NEW 402629208 23.38 600 SH C SHARED 600 GULFPORT ENERGY CORP COM NEW 402635304 851.75 18,585 SH SHARED 01 18,585 GULFPORT ENERGY CORP COM NEW 402635304 1,283.47 28,005 SH SHARED 20 28,005 GULFPORT ENERGY CORP COM NEW 402635304 1,750.71 38,200 SH P SHARED 38,200 GULFPORT ENERGY CORP COM NEW 402635304 4,972.56 108,500 SH C SHARED 108,500 GULF RESOURCES INC COM PAR $0.0005 40251W309 0.99 899 SH SOLE 899 G WILLI FOOD INTL LTD ORD M52523103 4.66 703 SH SOLE 703 GYRODYNE CO AMER INC COM 403820103 64.54 878 SH SOLE 878 HACKETT GROUP INC COM 404609109 2.74 600 SH SHARED 01 600 HACKETT GROUP INC COM 404609109 17.85 3,906 SH SHARED 3,906 HAEMONETICS CORP COM 405024100 209.97 5,040 SH SHARED 01 5,040 HAIN CELESTIAL GROUP INC COM 405217100 397.02 6,500 SH P SHARED 6,500 HAIN CELESTIAL GROUP INC COM 405217100 3,652.58 59,800 SH C SHARED 59,800 HAIN CELESTIAL GROUP INC COM 405217100 18,139.48 296,979 SH SHARED 01 296,979 HALCON RES CORP COM NEW 40537Q209 266.11 34,160 SH SHARED 34,160 HALCON RES CORP COM NEW 40537Q209 312.38 40,100 SH C SHARED 40,100 HALCON RES CORP COM NEW 40537Q209 676.95 86,900 SH P SHARED 86,900 HALCON RES CORP COM NEW 40537Q209 4,191.53 538,066 SH SHARED 01 538,066 HALLADOR ENERGY COMPANY COM 40609P105 31.73 4,598 SH SOLE 4,598 HALLIBURTON CO COM 406216101 8.08 200 SH C SHARED 01 200 HALLIBURTON CO COM 406216101 1,037.12 25,665 SH SHARED 20 25,665 HALLIBURTON CO COM 406216101 1,664.57 41,192 SH SHARED 41,192 HALLIBURTON CO COM 406216101 3,103.45 76,799 SH SHARED 76,799 HALLIBURTON CO COM 406216101 4,236.22 104,831 SH C SHARED 104,831 HALLIBURTON CO COM 406216101 10,037.84 248,400 SH P SHARED 248,400 HALLIBURTON CO COM 406216101 40,795.92 1,009,550 SH SHARED 01 1,009,550 HALLMARK FINL SVCS INC EC COM NEW 40624Q203 9.73 1,081 SH SOLE 1,081 HALOZYME THERAPEUTICS INC COM 40637H109 40.93 7,100 SH P SHARED 7,100 HALOZYME THERAPEUTICS INC COM 40637H109 59.38 10,300 SH SHARED 01 10,300 HALOZYME THERAPEUTICS INC COM 40637H109 280.18 48,600 SH C SHARED 48,600 HAMPDEN BANCORP INC COM 40867E107 18.30 1,141 SH SHARED 1,141 HAMPDEN BANCORP INC COM 40867E107 1,109.66 69,181 SH SHARED 01 69,181 HAMPTON ROADS BANKSHARES INC COM NEW 409321502 2.97 2,268 SH SHARED 01 2,268 HANCOCK HLDG CO COM 410120109 143.41 4,638 SH SHARED 01 4,638 HANCOCK HLDG CO COM 410120109 283.38 9,165 SH SHARED 9,165 HANCOCK JOHN FINL OPPTYS FD SH BEN INT NEW 409735206 202.56 9,678 SH SHARED 01 9,678 HANCOCK JOHN INCOME SECS TR COM 410123103 58.41 3,639 SH SHARED 3,639

HANCOCK JOHN INCOME SECS TR COM 410123103 244.57 15,238 SH SHARED 01 15,238 HANCOCK JOHN INVS TR COM 410142103 267.05 11,890 SH SHARED 01 11,890 HANCOCK JOHN INV TRUST TAX ADV GLB SH 41013P749 328.47 25,762 SH SHARED 01 25,762 HANCOCK JOHN PFD INCOME FD SH BEN INT 41013W108 18.57 787 SH SHARED 787 HANCOCK JOHN PFD INCOME FD SH BEN INT 41013W108 2,566.29 108,787 SH SHARED 01 108,787 HANCOCK JOHN PFD INCOME FD I COM 41013X106 3,102.78 135,789 SH SHARED 01 135,789 HANCOCK JOHN PFD INCOME FD I COM 41021P103 7,586.01 384,491 SH SHARED 01 384,491 HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 41013T105 10.44 737 SH SHARED 737 HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 41013T105 2,202.88 155,461 SH SHARED 01 155,461 HANCOCK JOHN TAX-ADV DIV INC COM 41013V100 12,292.16 614,608 SH SHARED 01 614,608 HANDY & HARMAN LTD COM 410315105 0.05 3 SH SHARED 01 3 HANESBRANDS INC COM 410345102 45.56 1,000 SH P SHARED 1,000 HANESBRANDS INC COM 410345102 506.81 11,124 SH SHARED 11,124 HANESBRANDS INC COM 410345102 1,597.01 35,053 SH SHARED 01 35,053 HANGER INC COM NEW 41043F208 11.26 357 SH SHARED 357 HANGER INC COM NEW 41043F208 108.40 3,438 SH SHARED 01 3,438 HANMI FINL CORP COM NEW 410495204 43.07 2,692 SH SHARED 2,692 HANMI FINL CORP COM NEW 410495204 111.55 6,972 SH SHARED 01 6,972 HANOVER INS GROUP INC COM 410867105 69.25 1,394 SH SHARED 1,394 HANOVER INS GROUP INC COM 410867105 131.60 2,649 SH SHARED 01 2,649 HANSEN MEDICAL INC COM 411307101 4.02 2,000 SH P SHARED 2,000 HANSEN MEDICAL INC COM 411307101 5.43 2,700 SH C SHARED 2,700 HANSEN MEDICAL INC COM 411307101 19.48 9,694 SH SHARED 01 9,694 HANWHA SOLARONE CO LTD SPONSORED ADR 41135V103 3.64 3,956 SH SHARED 3,956 HANWHA SOLARONE CO LTD SPONSORED ADR 41135V103 5.52 6,000 SH P SHARED 6,000 HANWHA SOLARONE CO LTD SPONSORED ADR 41135V103 6.10 6,625 SH SHARED 01 6,625 HARBINGER GROUP INC COM 41146A106 0.12 14 SH SHARED 01 14 HARBINGER GROUP INC COM 41146A106 1.65 200 SH C SHARED 200 HARBINGER GROUP INC COM 41146A106 4.96 600 SH P SHARED 600 HARDINGE INC COM 412324303 11.42 838 SH SOLE 838 HARLEY DAVIDSON INC COM 412822108 175.89 3,300 SH P SHARED 3,300 HARLEY DAVIDSON INC COM 412822108 314.47 5,900 SH C SHARED 5,900 HARLEY DAVIDSON INC COM 412822108 762.19 14,300 SH SHARED 14,300 HARLEY DAVIDSON INC COM 412822108 2,609.46 48,958 SH SHARED 01 48,958 HARMAN INTL INDS INC COM 413086109 29.10 652 SH SHARED 01 652 HARMAN INTL INDS INC COM 413086109 40.17 900 SH C SHARED 900 HARMAN INTL INDS INC COM 413086109 1,868.84 41,874 SH SHARED 41,874 HARMAN INTL INDS INC COM 413086109 2,691.19 60,300 SH P SHARED 60,300 HARMONIC INC COM 413160102 1.74 300 SH P SHARED 300 HARMONIC INC COM 413160102 16.21 2,800 SH C SHARED 2,800 HARMONIC INC COM 413160102 46.32 8,000 SH SHARED 01 8,000 HARMONIC INC COM 413160102 194.23 33,545 SH SHARED 20 33,545 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 58.33 9,100 SH P SHARED 9,100 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 123.71 19,300 SH C SHARED 19,300 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 132.70 20,702 SH SHARED 01 20,702 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 1,234.88 192,649 SH SHARED 192,649 HARRIS CORP DEL COM 413875105 9.45 204 SH SHARED 204

HARRIS CORP DEL COM 413875105 50.97 1,100 SH P SHARED 1,100 HARRIS CORP DEL COM 413875105 92.68 2,000 SH C SHARED 2,000 HARRIS CORP DEL COM 413875105 426.33 9,200 SH SHARED 9,200 HARRIS CORP DEL COM 413875105 528.04 11,395 SH SHARED 20 11,395 HARRIS CORP DEL COM 413875105 2,445.64 52,776 SH SHARED 01 52,776 HARRIS & HARRIS GROUP INC COM 413833104 590.24 163,955 SH SHARED 01 163,955 HARRIS & HARRIS GROUP INC COM 413833104 1,167.36 324,268 SH SHARED 324,268 HARRIS INTERACTIVE INC COM 414549105 7.73 4,600 SH SHARED 01 4,600 HARRIS TEETER SUPERMARKETS I COM 414585109 5.85 137 SH SHARED 137 HARRIS TEETER SUPERMARKETS I COM 414585109 87.00 2,037 SH SHARED 01 2,037 HARRIS TEETER SUPERMARKETS I COM 414585109 633.18 14,825 SH SHARED 20 14,825 HARRY WINSTON DIAMOND CORP COM 41587B100 33.79 2,069 SH SOLE 2,069 HARSCO CORP COM 415864107 42.11 1,700 SH C SHARED 1,700 HARSCO CORP COM 415864107 51.22 2,068 SH SHARED 2,068 HARSCO CORP COM 415864107 117.53 4,745 SH SHARED 01 4,745 HARTE-HANKS INC COM 416196103 41.55 5,334 SH SHARED 5,334 HARTE-HANKS INC COM 416196103 52.71 6,766 SH SHARED 01 6,766 HARTFORD FINL SVCS GROUP INC COM 416515104 730.60 28,318 SH SHARED 28,318 HARTFORD FINL SVCS GROUP INC COM 416515104 737.36 28,580 SH SHARED 28,580 HARTFORD FINL SVCS GROUP INC COM 416515104 1,163.58 45,100 SH P SHARED 45,100 HARTFORD FINL SVCS GROUP INC COM 416515104 15,774.12 611,400 SH C SHARED 611,400 HARTFORD FINL SVCS GROUP INC COM 416515104 39,575.57 1,533,937 SH SHARED 01 1,533,937 HARTFORD FINL SVCS GROUP INC DEP CONV PFD 416515708 121.05 5,097 SH SHARED 5,097 HARTFORD FINL SVCS GROUP INC DEP CONV PFD 416515708 218.00 9,179 SH SHARED 01 9,179 HARTFORD FINL SVCS GROUP INC *W EXP 06/26/201 416515120 88.30 5,167 SH SHARED 01 5,167 HARVARD BIOSCIENCE INC COM 416906105 3.96 700 SH SHARED 01 700 HARVARD BIOSCIENCE INC COM 416906105 8.83 1,563 SH SHARED 1,563 HARVARD BIOSCIENCE INC COM 416906105 56.50 10,000 SH P SHARED 10,000 HARVEST NATURAL RESOURCES IN COM 41754V103 8.07 2,300 SH C SOLE 2,300 HARVEST NATURAL RESOURCES IN COM 41754V103 22.18 6,318 SH SOLE 6,318 HARVEST NATURAL RESOURCES IN COM 41754V103 75.47 21,500 SH P SOLE 21,500 HASBRO INC COM 418056107 131.82 3,000 SH P SHARED 3,000 HASBRO INC COM 418056107 298.79 6,800 SH SHARED 6,800 HASBRO INC COM 418056107 549.25 12,500 SH C SHARED 12,500 HASBRO INC COM 418056107 1,471.02 33,478 SH SHARED 01 33,478 HASTINGS ENTMT INC COM 418365102 0.66 285 SH SOLE 285 HATTERAS FINL CORP COM 41902R103 1,058.80 38,600 SH P SHARED 38,600 HATTERAS FINL CORP COM 41902R103 2,515.33 91,700 SH C SHARED 91,700 HATTERAS FINL CORP COM 41902R103 5,087.09 185,457 SH SHARED 185,457 HATTERAS FINL CORP COM 41902R103 13,461.38 490,754 SH SHARED 01 490,754

HAVERTY FURNITURE INC CL A 419596200 74.15 3,560 SH SOLE 3,560 HAVERTY FURNITURE INC COM 419596101 30.84 1,500 SH SHARED 01 1,500 HAWAIIAN ELEC INDUSTRIES COM 419870100 546.11 19,708 SH SHARED 01 19,708 HAWAIIAN HOLDINGS INC COM 419879101 8.48 1,470 SH SHARED 01 1,470 HAWAIIAN HOLDINGS INC COM 419879101 42.70 7,400 SH C SHARED 7,400 HAWAIIAN HOLDINGS INC COM 419879101 5,206.20 902,288 SH SHARED 902,288 HAWAIIAN HOLDINGS INC NOTE 5.000% 3/1 419879AD3 1,409.68 1,319,000 PRN SOLE 1,319,000 HAWAIIAN TELCOM HOLDCO INC COM 420031106 20.05 869 SH SOLE 869 HAWKINS INC COM 420261109 39.95 1,000 SH SHARED 01 1,000 HAWKINS INC COM 420261109 744.63 18,639 SH SHARED 18,639 HAWTHORN BANCSHARES INC COM 420476103 12.95 1,176 SH SOLE 1,176 HCA HOLDINGS INC COM 40412C101 467.25 11,500 SH P SHARED 11,500 HCA HOLDINGS INC COM 40412C101 544.44 13,400 SH SHARED 13,400 HCA HOLDINGS INC COM 40412C101 1,694.27 41,700 SH C SHARED 41,700 HCA HOLDINGS INC COM 40412C101 2,260.29 55,631 SH SHARED 55,631 HCA HOLDINGS INC COM 40412C101 11,374.82 279,961 SH SHARED 01 279,961 HCC INS HLDGS INC COM 404132102 459.39 10,930 SH SHARED 20 10,930 HCC INS HLDGS INC COM 404132102 1,275.48 30,347 SH SHARED 01 30,347 HCP INC COM 40414L109 29.92 600 SH P SHARED 600 HCP INC COM 40414L109 118.02 2,367 SH SHARED 2,367 HCP INC COM 40414L109 573.39 11,500 SH C SHARED 11,500 HCP INC COM 40414L109 926.90 18,590 SH SHARED 20 18,590 HCP INC COM 40414L109 9,479.58 190,124 SH SHARED 01 190,124 HCP INC COM 40414L109 10,210.63 204,786 SH SHARED 204,786 HDFC BANK LTD ADR REPS 3 SHS 40415F101 41.16 1,100 SH C SHARED 1,100 HDFC BANK LTD ADR REPS 3 SHS 40415F101 796.30 21,280 SH SHARED 20 21,280 HDFC BANK LTD ADR REPS 3 SHS 40415F101 1,361.15 36,375 SH SHARED 01 36,375 HDFC BANK LTD ADR REPS 3 SHS 40415F101 2,140.54 57,203 SH SHARED 57,203 HEADWATERS INC COM 42210P102 30.50 2,798 SH SHARED 01 2,798 HEADWATERS INC COM 42210P102 57.48 5,273 SH SHARED 5,273 HEADWATERS INC COM 42210P102 194.02 17,800 SH C SHARED 17,800 HEALTH CARE REIT INC COM 42217K106 169.78 2,500 SH C SHARED 2,500 HEALTH CARE REIT INC COM 42217K106 190.15 2,800 SH P SHARED 2,800 HEALTH CARE REIT INC COM 42217K106 1,369.61 20,168 SH SHARED 20,168 HEALTH CARE REIT INC COM 42217K106 1,488.59 21,920 SH SHARED 20 21,920 HEALTH CARE REIT INC COM 42217K106 8,459.55 124,570 SH SHARED 124,570 HEALTH CARE REIT INC COM 42217K106 38,650.23 569,139 SH SHARED 01 569,139 HEALTH CARE REIT INC NOTE 3.000%12/0 42217KAR7 40,202.59 30,689,000 PRN SOLE 30,689,000 HEALTHCARE RLTY TR COM 421946104 39.75 1,400 SH P SHARED 1,400 HEALTHCARE RLTY TR COM 421946104 856.30 30,162 SH SHARED 01 30,162 HEALTHCARE RLTY TR COM 421946104 1,035.33 36,468 SH SHARED 36,468 HEALTHCARE RLTY TR COM 421946104 3,315.67 116,790 SH SHARED 116,790 HEALTHCARE SVCS GRP INC COM 421906108 1,572.07 61,337 SH SHARED 01 61,337 HEALTHCARE TR AMER INC CL A 42225P105 31.60 2,689 SH SHARED 01 2,689 HEALTHCARE TR AMER INC CL A 42225P105 136.09 11,582 SH SHARED 11,582 HEALTH INS INNOVATIONS INC COM CL A 42225K106 7.82 518 SH SOLE 518 HEALTH MGMT ASSOC INC NEW CL A 421933102 61.78 4,800 SH C SHARED 4,800 HEALTH MGMT ASSOC INC NEW CL A 421933102 1,579.28 122,710 SH SHARED 20 122,710 HEALTH MGMT ASSOC INC NEW CL A 421933102 2,534.50 196,931 SH SHARED 01 196,931 HEALTH NET INC COM 42222G108 64.51 2,254 SH SHARED 2,254 HEALTH NET INC COM 42222G108 73.24 2,559 SH SHARED 01 2,559 HEALTH NET INC COM 42222G108 128.79 4,500 SH P SHARED 4,500 HEALTHSOUTH CORP COM NEW 421924309 142.40 5,400 SH C SHARED 5,400 HEALTHSOUTH CORP COM NEW 421924309 391.17 14,834 SH SHARED 01 14,834

HEALTHSTREAM INC COM 42222N103 45.88 2,000 SH SHARED 01 2,000 HEALTHSTREAM INC COM 42222N103 49.73 2,168 SH SHARED 2,168 HEALTHWAYS INC COM 422245100 2.22 181 SH SHARED 181 HEALTHWAYS INC COM 422245100 2.88 235 SH SHARED 01 235 HEARTLAND EXPRESS INC COM 422347104 6.67 500 SH SHARED 01 500 HEARTLAND EXPRESS INC COM 422347104 388.13 29,095 SH SHARED 20 29,095 HEARTLAND FINL USA INC COM 42234Q102 39.60 1,567 SH SHARED 1,567 HEARTLAND FINL USA INC COM 42234Q102 50.54 2,000 SH SHARED 01 2,000 HEARTLAND PMT SYS INC COM 42235N108 6.59 200 SH C SHARED 200 HEARTLAND PMT SYS INC COM 42235N108 209.13 6,343 SH SHARED 01 6,343 HEARTWARE INTL INC COM 422368100 984.58 11,137 SH SHARED 01 11,137 HECKMANN CORP COM 422680108 439.73 102,500 SH P SHARED 102,500 HECKMANN CORP COM 422680108 607.99 141,723 SH SHARED 01 141,723 HECKMANN CORP COM 422680108 1,172.72 273,362 SH SHARED 273,362 HECLA MNG CO COM 422704106 23.04 5,834 SH SHARED 5,834 HECLA MNG CO COM 422704106 206.59 52,300 SH P SHARED 52,300 HECLA MNG CO COM 422704106 318.37 80,600 SH C SHARED 80,600 HECLA MNG CO COM 422704106 1,426.88 361,236 SH SHARED 01 361,236 HECLA MNG CO PFD CV SER B 422704205 6.01 100 SH SHARED 01 100 HECLA MNG CO PFD CV SER B 422704205 7.87 131 SH SHARED 131 H & E EQUIPMENT SERVICES INC COM 404030108 6.12 300 SH P SHARED 300 H & E EQUIPMENT SERVICES INC COM 404030108 18.36 900 SH C SHARED 900 H & E EQUIPMENT SERVICES INC COM 404030108 135.52 6,643 SH SHARED 6,643 H & E EQUIPMENT SERVICES INC COM 404030108 2,099.43 102,913 SH SHARED 01 102,913 HEICO CORP NEW CL A 422806208 3.43 100 SH SHARED 01 100 HEICO CORP NEW CL A 422806208 16.23 473 SH SHARED 473 HEICO CORP NEW COM 422806109 483.20 11,131 SH SHARED 01 11,131 HEIDRICK & STRUGGLES INTL IN COM 422819102 8.18 547 SH SHARED 547 HEIDRICK & STRUGGLES INTL IN COM 422819102 450.07 30,105 SH SHARED 01 30,105 HEINZ H J CO COM 423074103 607.07 8,400 SH C SHARED 8,400 HEINZ H J CO COM 423074103 1,365.90 18,900 SH SHARED 18,900 HEINZ H J CO COM 423074103 17,395.39 240,700 SH P SHARED 240,700 HEINZ H J CO COM 423074103 36,031.73 498,571 SH SHARED 01 498,571 HEINZ H J CO COM 423074103 264,292.55 3,657,016 SH SHARED 3,657,016 HELEN OF TROY CORP LTD COM G4388N106 23.09 602 SH SHARED 01 602 HELEN OF TROY CORP LTD COM G4388N106 73.34 1,912 SH SHARED 1,912 HELEN OF TROY CORP LTD COM G4388N106 80.56 2,100 SH C SHARED 2,100 HELEN OF TROY CORP LTD COM G4388N106 88.23 2,300 SH P SHARED 2,300 HELIOS ADVANTAGE INCOME FD I COM NEW 42327W206 3.30 363 SH SHARED 363 HELIOS ADVANTAGE INCOME FD I COM NEW 42327W206 46.46 5,111 SH SHARED 01 5,111 HELIOS AND MATHESON INFORMAT COM NEW 42327L200 6.53 1,920 SH SOLE 1,920 HELIOS HIGH INCOME FD INC COM NEW 42327X204 18.46 2,105 SH SHARED 01 2,105 HELIOS HIGH INCOME FD INC COM NEW 42327X204 32.06 3,656 SH SHARED 3,656 HELIOS HIGH YIELD FD COM 42328Q109 9.85 943 SH SHARED 943 HELIOS HIGH YIELD FD COM 42328Q109 161.17 15,423 SH SHARED 01 15,423

HELIOS MULTI SEC HI INC FD I COM NEW 42327Y202 7.40 1,182 SH SHARED 1,182 HELIOS MULTI SEC HI INC FD I COM NEW 42327Y202 273.91 43,755 SH SHARED 01 43,755 HELIOS STRATEGIC INCOME FD I COM NEW 42328A203 0.79 123 SH SHARED 123 HELIOS STRATEGIC INCOME FD I COM NEW 42328A203 102.07 15,850 SH SHARED 01 15,850 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 22.88 1,000 SH C SHARED 1,000 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 71.98 3,146 SH SHARED 01 3,146 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 140.92 6,159 SH SHARED 6,159 HELMERICH & PAYNE INC COM 423452101 109.26 1,800 SH P SHARED 1,800 HELMERICH & PAYNE INC COM 423452101 327.78 5,400 SH SHARED 5,400 HELMERICH & PAYNE INC COM 423452101 564.51 9,300 SH C SHARED 9,300 HELMERICH & PAYNE INC COM 423452101 2,674.62 44,063 SH SHARED 01 44,063 HELMERICH & PAYNE INC COM 423452101 2,787.28 45,919 SH SHARED 45,919 HEMISPHERX BIOPHARMA INC COM 42366C103 0.97 5,110 SH SHARED 01 5,110 HENRY JACK & ASSOC INC COM 426281101 217.88 4,715 SH SHARED 20 4,715 HENRY JACK & ASSOC INC COM 426281101 256.74 5,556 SH SHARED 5,556 HENRY JACK & ASSOC INC COM 426281101 1,477.10 31,965 SH SHARED 01 31,965 HERBALIFE LTD COM USD SHS G4412G101 11.24 300 SH P SHARED 01 300 HERBALIFE LTD COM USD SHS G4412G101 275.41 7,354 SH SHARED 7,354 HERBALIFE LTD COM USD SHS G4412G101 468.13 12,500 SH C SHARED 12,500 HERBALIFE LTD COM USD SHS G4412G101 1,089.80 29,100 SH P SHARED 29,100 HERBALIFE LTD COM USD SHS G4412G101 1,839.62 49,122 SH SHARED 01 49,122 HERBALIFE LTD COM USD SHS G4412G101 2,896.16 77,334 SH SHARED 77,334 HERCULES OFFSHORE INC COM 427093109 25.38 3,421 SH SHARED 01 3,421 HERCULES OFFSHORE INC COM 427093109 30.93 4,168 SH SHARED 4,168 HERCULES OFFSHORE INC COM 427093109 77.91 10,500 SH P SHARED 10,500 HERCULES OFFSHORE INC COM 427093109 284.93 38,400 SH C SHARED 38,400 HERCULES TECH GROWTH CAP INC COM 427096508 9.80 800 SH P SHARED 800 HERCULES TECH GROWTH CAP INC COM 427096508 22.05 1,800 SH C SHARED 1,800 HERCULES TECH GROWTH CAP INC COM 427096508 264.36 21,580 SH SHARED 01 21,580 HERCULES TECH GROWTH CAP INC COM 427096508 7,986.55 651,963 SH SHARED 651,963 HERCULES TECH GROWTH CAP INC NOTE 6.000% 4/1 427096AB8 42.36 39,000 PRN SHARED 01 39,000 HERITAGE COMMERCE CORP COM 426927109 22.21 3,300 SH SHARED 3,300 HERITAGE COMMERCE CORP COM 426927109 382.60 56,850 SH SHARED 01 56,850 HERITAGE CRYSTAL CLEAN INC COM 42726M106 9.42 624 SH SHARED 01 624 HERITAGE FINL CORP WASH COM 42722X106 8.96 618 SH SOLE 618 HERITAGE FINL GROUP INC COM 42726X102 1.77 122 SH SOLE 122 HERITAGE OAKS BANCORP COM 42724R107 12.36 2,168 SH SOLE 2,168 HERSHA HOSPITALITY TR SH BEN INT A 427825104 26.63 4,560 SH SHARED 01 4,560 HERSHA HOSPITALITY TR SH BEN INT A 427825104 27.86 4,770 SH SHARED 4,770 HERSHA HOSPITALITY TR SH BEN INT A 427825104 433.84 74,288 SH SHARED 74,288 HERSHEY CO COM 427866108 131.30 1,500 SH P SHARED 1,500 HERSHEY CO COM 427866108 455.42 5,203 SH SHARED 5,203

HERSHEY CO COM 427866108 553.19 6,320 SH SHARED 20 6,320 HERSHEY CO COM 427866108 612.71 7,000 SH C SHARED 7,000 HERSHEY CO COM 427866108 1,006.60 11,500 SH SHARED 11,500 HERSHEY CO COM 427866108 12,471.45 142,482 SH SHARED 01 142,482 HERTZ GLOBAL HOLDINGS INC COM 42805T105 42.29 1,900 SH P SHARED 1,900 HERTZ GLOBAL HOLDINGS INC COM 42805T105 184.76 8,300 SH C SHARED 8,300 HERTZ GLOBAL HOLDINGS INC COM 42805T105 330.54 14,849 SH SHARED 14,849 HERTZ GLOBAL HOLDINGS INC COM 42805T105 387.88 17,425 SH SHARED 17,425 HERTZ GLOBAL HOLDINGS INC COM 42805T105 1,063.76 47,788 SH SHARED 20 47,788 HERTZ GLOBAL HOLDINGS INC COM 42805T105 11,157.85 501,251 SH SHARED 01 501,251 HERZFELD CARIBBEAN BASIN FD COM 42804T106 13.82 1,528 SH SHARED 01 1,528 HESKA CORP COM RESTRC NEW 42805E306 0.05 5 SH SHARED 01 5 HESKA CORP COM RESTRC NEW 42805E306 3.84 413 SH SHARED 413 HESS CORP COM 42809H107 744.74 10,400 SH P SHARED 10,400 HESS CORP COM 42809H107 2,026.56 28,300 SH SHARED 28,300 HESS CORP COM 42809H107 2,069.53 28,900 SH C SHARED 28,900 HESS CORP COM 42809H107 3,515.55 49,093 SH SHARED 49,093 HESS CORP COM 42809H107 6,275.18 87,630 SH SHARED 20 87,630 HESS CORP COM 42809H107 17,515.38 244,594 SH SHARED 01 244,594 HEWLETT PACKARD CO COM 428236103 4.77 200 SH C SHARED 01 200 HEWLETT PACKARD CO COM 428236103 3,302.01 138,507 SH SHARED 138,507 HEWLETT PACKARD CO COM 428236103 24,835.65 1,041,764 SH SHARED 01 1,041,764 HEWLETT PACKARD CO COM 428236103 28,054.91 1,176,800 SH P SHARED 1,176,800 HEWLETT PACKARD CO COM 428236103 36,532.42 1,532,400 SH C SHARED 1,532,400 HEWLETT PACKARD CO COM 428236103 50,000.20 2,097,324 SH SHARED 2,097,324 HEXCEL CORP NEW COM 428291108 37.83 1,304 SH SHARED 1,304 HEXCEL CORP NEW COM 428291108 40.03 1,380 SH SHARED 20 1,380 HEXCEL CORP NEW COM 428291108 124.74 4,300 SH C SHARED 4,300 HEXCEL CORP NEW COM 428291108 595.98 20,544 SH SHARED 01 20,544 HFF INC CL A 40418F108 14.05 705 SH SHARED 705 HFF INC CL A 40418F108 79.72 4,000 SH SHARED 01 4,000 HF FINL CORP COM 404172108 6.75 493 SH SOLE 493 HHGREGG INC COM 42833L108 12.16 1,100 SH P SHARED 1,100 HHGREGG INC COM 42833L108 49.73 4,500 SH C SHARED 4,500 HHGREGG INC COM 42833L108 53.49 4,841 SH SHARED 4,841 HHGREGG INC COM 42833L108 1,905.73 172,464 SH SHARED 01 172,464 HIBBETT SPORTS INC COM 428567101 5.63 100 SH C SHARED 100 HIBBETT SPORTS INC COM 428567101 183.44 3,260 SH SHARED 01 3,260 HIBBETT SPORTS INC COM 428567101 650.48 11,560 SH SHARED 20 11,560 HICKORY TECH CORP COM 429060106 11.80 1,163 SH SHARED 01 1,163 HICKORY TECH CORP COM 429060106 28.72 2,830 SH SHARED 2,830 HI-CRUSH PARTNERS LP COM UNIT LTD 428337109 22.38 1,200 SH P SHARED 1,200 HI-CRUSH PARTNERS LP COM UNIT LTD 428337109 389.79 20,900 SH C SHARED 20,900 HI-CRUSH PARTNERS LP COM UNIT LTD 428337109 4,090.93 219,353 SH SHARED 01 219,353 HIGHER ONE HLDGS INC COM 42983D104 0.66 74 SH SOLE 74 HIGHPOWER INTL INC COM 43113X101 1.77 1,530 SH SOLE 1,530 HIGHWAY HLDGS LTD ORD G4481U106 0.86 509 SH SOLE 509 HIGHWOODS PPTYS INC COM 431284108 19.79 500 SH P SHARED 500 HIGHWOODS PPTYS INC COM 431284108 47.48 1,200 SH C SHARED 1,200 HIGHWOODS PPTYS INC COM 431284108 142.45 3,600 SH SHARED 01 3,600 HIGHWOODS PPTYS INC COM 431284108 1,347.04 34,042 SH SHARED 34,042 HILLENBRAND INC COM 431571108 39.16 1,549 SH SHARED 1,549 HILLENBRAND INC COM 431571108 48.03 1,900 SH P SHARED 1,900

HILLENBRAND INC COM 431571108 1,106.03 43,751 SH SHARED 01 43,751 HILL INTERNATIONAL INC COM 431466101 26.56 8,884 SH SOLE 8,884 HILL ROM HLDGS INC COM 431475102 28.18 800 SH C SHARED 800 HILL ROM HLDGS INC COM 431475102 104.50 2,967 SH SHARED 2,967 HILL ROM HLDGS INC COM 431475102 372.45 10,575 SH SHARED 01 10,575 HILLSHIRE BRANDS CO COM 432589109 59.76 1,700 SH P SHARED 1,700 HILLSHIRE BRANDS CO COM 432589109 105.03 2,988 SH SHARED 2,988 HILLSHIRE BRANDS CO COM 432589109 1,986.15 56,505 SH SHARED 01 56,505 HILLSHIRE BRANDS CO COM 432589109 2,850.67 81,100 SH C SHARED 81,100 HIMAX TECHNOLOGIES INC SPONSORED ADR 43289P106 8.15 1,500 SH C SHARED 1,500 HIMAX TECHNOLOGIES INC SPONSORED ADR 43289P106 286.07 52,684 SH SHARED 52,684 HIMAX TECHNOLOGIES INC SPONSORED ADR 43289P106 644.34 118,663 SH SHARED 01 118,663 HINGHAM INSTN SVGS MASS COM 433323102 2.44 35 SH SHARED 35 HINGHAM INSTN SVGS MASS COM 433323102 560.25 8,038 SH SHARED 01 8,038 HI-TECH PHARMACAL INC COM 42840B101 10.63 321 SH SHARED 321 HI-TECH PHARMACAL INC COM 42840B101 13.24 400 SH P SHARED 400 HI-TECH PHARMACAL INC COM 42840B101 24.00 725 SH SHARED 01 725 HITTITE MICROWAVE CORP COM 43365Y104 18.17 300 SH C SHARED 300 HITTITE MICROWAVE CORP COM 43365Y104 102.10 1,686 SH SHARED 01 1,686 HITTITE MICROWAVE CORP COM 43365Y104 212.57 3,510 SH SHARED 20 3,510 HMG COURTLAND PPTYS INC COM 404232100 12.22 589 SH SOLE 589 HMN FINL INC COM 40424G108 2.02 346 SH SOLE 346 HMS HLDGS CORP COM 40425J101 19.01 700 SH C SHARED 700 HMS HLDGS CORP COM 40425J101 36.33 1,338 SH SHARED 1,338 HMS HLDGS CORP COM 40425J101 44.20 1,628 SH SHARED 01 1,628 HMS HLDGS CORP COM 40425J101 768.07 28,290 SH SHARED 20 28,290 HNI CORP COM 404251100 40.46 1,140 SH SHARED 1,140 HNI CORP COM 404251100 439.86 12,394 SH SHARED 01 12,394 HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 2,391.12 59,629 SH SHARED 59,629 HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 48,830.13 1,217,709 SH SHARED 01 1,217,709 HOLLYFRONTIER CORP COM 436106108 180.08 3,500 SH P SHARED 3,500 HOLLYFRONTIER CORP COM 436106108 604.07 11,741 SH SHARED 11,741 HOLLYFRONTIER CORP COM 436106108 812.70 15,796 SH SHARED 15,796 HOLLYFRONTIER CORP COM 436106108 962.12 18,700 SH C SHARED 18,700 HOLLYFRONTIER CORP COM 436106108 1,398.67 27,185 SH SHARED 20 27,185 HOLLYFRONTIER CORP COM 436106108 15,442.92 300,154 SH SHARED 01 300,154 HOLLYSYS AUTOMATION TECHNOLO SHS G45667105 1.22 100 SH C SHARED 100 HOLLYSYS AUTOMATION TECHNOLO SHS G45667105 19.56 1,605 SH SHARED 1,605 HOLLYSYS AUTOMATION TECHNOLO SHS G45667105 23.16 1,900 SH P SHARED 1,900 HOLLYSYS AUTOMATION TECHNOLO SHS G45667105 1,455.33 119,387 SH SHARED 01 119,387 HOLLYWOOD MEDIA CORP COM 436233100 0.81 647 SH SOLE 647 HOLOGIC INC COM 436440101 126.56 5,600 SH P SHARED 5,600 HOLOGIC INC COM 436440101 309.46 13,693 SH SHARED 13,693 HOLOGIC INC COM 436440101 639.31 28,288 SH SHARED 01 28,288 HOLOGIC INC COM 436440101 942.42 41,700 SH C SHARED 41,700 HOLOGIC INC DEBT 2.000% 3/0 436440AC5 973.13 929,000 PRN SOLE 929,000 HOLOGIC INC FRNT 2.000%12/1 436440AA9 5.02 5,000 PRN SHARED 01 5,000 HOMEAWAY INC COM 43739Q100 157.30 4,840 SH SHARED 01 4,840 HOMEAWAY INC COM 43739Q100 287.72 8,853 SH SHARED 8,853 HOMEAWAY INC COM 43739Q100 624.00 19,200 SH P SHARED 19,200

HOMEAWAY INC COM 43739Q100 731.25 22,500 SH C SHARED 22,500 HOME DEPOT INC COM 437076102 63.15 905 SH SHARED 20 905 HOME DEPOT INC COM 437076102 1,584.01 22,700 SH C SHARED 22,700 HOME DEPOT INC COM 437076102 6,696.79 95,970 SH SHARED 95,970 HOME DEPOT INC COM 437076102 7,675.80 110,000 SH P SHARED 110,000 HOME DEPOT INC COM 437076102 69,094.06 990,170 SH SHARED 990,170 HOME DEPOT INC COM 437076102 123,520.93 1,770,148 SH SHARED 01 1,770,148 HOME FED BANCORP INC LA NEW COM 43708L108 2.59 146 SH SOLE 146 HOME FED BANCORP INC MD COM 43710G105 6.67 521 SH SOLE 521 HOME INNS & HOTELS MGMT INC SPON ADR 43713W107 5.96 200 SH SHARED 01 200 HOME INNS & HOTELS MGMT INC SPON ADR 43713W107 89.37 3,000 SH P SHARED 3,000 HOME INNS & HOTELS MGMT INC SPON ADR 43713W107 723.57 24,289 SH SHARED 24,289 HOME LN SERVICING SOLUTIONS ORD SHS G6648D109 2.33 100 SH C SHARED 100 HOME LN SERVICING SOLUTIONS ORD SHS G6648D109 74.84 3,208 SH SHARED 3,208 HOME LN SERVICING SOLUTIONS ORD SHS G6648D109 149.31 6,400 SH P SHARED 6,400 HOME LN SERVICING SOLUTIONS ORD SHS G6648D109 5,217.64 223,645 SH SHARED 01 223,645 HOMEOWNERS CHOICE INC COM 43741E103 15.91 584 SH SHARED 584 HOMEOWNERS CHOICE INC COM 43741E103 764.12 28,041 SH SHARED 01 28,041 HOME PROPERTIES INC COM 437306103 1,404.18 22,141 SH SHARED 22,141 HOME PROPERTIES INC COM 437306103 2,064.07 32,546 SH SHARED 32,546 HOME PROPERTIES INC COM 437306103 4,318.90 68,100 SH SHARED 01 68,100 HOMESTREET INC COM 43785V102 22.34 1,000 SH SHARED 01 1,000 HOMESTREET INC COM 43785V102 24.33 1,089 SH SHARED 1,089 HOMETRUST BANCSHARES INC COM 437872104 7.43 470 SH SHARED 01 470 HOMETRUST BANCSHARES INC COM 437872104 20.78 1,315 SH SHARED 1,315 HONDA MOTOR LTD AMERN SHS 438128308 19.13 500 SH P SHARED 500 HONDA MOTOR LTD AMERN SHS 438128308 608.33 15,900 SH C SHARED 15,900 HONDA MOTOR LTD AMERN SHS 438128308 6,627.01 173,210 SH SHARED 01 173,210 HONEYWELL INTL INC COM 438516106 40.69 540 SH SHARED 20 540 HONEYWELL INTL INC COM 438516106 3,616.80 48,000 SH SHARED 48,000 HONEYWELL INTL INC COM 438516106 5,553.30 73,700 SH C SHARED 73,700 HONEYWELL INTL INC COM 438516106 9,085.10 120,572 SH SHARED 120,572 HONEYWELL INTL INC COM 438516106 13,736.31 182,300 SH P SHARED 182,300 HONEYWELL INTL INC COM 438516106 61,985.32 822,632 SH SHARED 01 822,632 HOOPER HOLMES INC COM 439104100 1.68 3,656 SH SOLE 3,656 HOPFED BANCORP INC COM 439734104 9.66 899 SH SOLE 899 HORACE MANN EDUCATORS CORP N COM 440327104 881.66 42,286 SH SOLE 42,286 HORIZON BANCORP IND COM 440407104 17.34 858 SH SOLE 858 HORIZON PHARMA INC COM 44047T109 13.55 5,000 SH C SOLE 5,000 HORIZON PHARMA INC COM 44047T109 20.90 7,713 SH SOLE 7,713 HORIZON PHARMA INC COM 44047T109 35.77 13,200 SH P SOLE 13,200 HORIZON TECHNOLOGY FIN CORP COM 44045A102 1,329.06 90,969 SH SHARED 90,969 HORIZON TECHNOLOGY FIN CORP COM 44045A102 2,945.14 201,584 SH SHARED 01 201,584

HORMEL FOODS CORP COM 440452100 20.66 500 SH P SHARED 500 HORMEL FOODS CORP COM 440452100 90.90 2,200 SH C SHARED 2,200 HORMEL FOODS CORP COM 440452100 355.35 8,600 SH SHARED 8,600 HORMEL FOODS CORP COM 440452100 3,138.25 75,950 SH SHARED 75,950 HORMEL FOODS CORP COM 440452100 3,970.65 96,095 SH SHARED 01 96,095 HORMEL FOODS CORP COM 440452100 6,893.62 166,835 SH SHARED 20 166,835 HORNBECK OFFSHORE SVCS INC N COM 440543106 43.21 930 SH SHARED 01 930 HORNBECK OFFSHORE SVCS INC N COM 440543106 1,797.68 38,693 SH SHARED 38,693 HORSEHEAD HLDG CORP COM 440694305 22.85 2,100 SH C SHARED 2,100 HORSEHEAD HLDG CORP COM 440694305 23.66 2,175 SH SHARED 2,175 HORSEHEAD HLDG CORP COM 440694305 25.02 2,300 SH P SHARED 2,300 HORSEHEAD HLDG CORP COM 440694305 500.43 45,995 SH SHARED 01 45,995 HOSPIRA INC COM 441060100 29.55 900 SH C SHARED 900 HOSPIRA INC COM 441060100 420.22 12,800 SH SHARED 12,800 HOSPIRA INC COM 441060100 449.44 13,690 SH SHARED 13,690 HOSPIRA INC COM 441060100 621.80 18,940 SH SHARED 20 18,940 HOSPIRA INC COM 441060100 988.18 30,100 SH P SHARED 30,100 HOSPIRA INC COM 441060100 2,735.53 83,324 SH SHARED 01 83,324 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 8.23 300 SH C SHARED 300 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 82.32 3,000 SH P SHARED 3,000 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 1,533.32 55,879 SH SHARED 55,879 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 1,539.99 56,122 SH SHARED 56,122 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 4,944.00 180,175 SH SHARED 01 180,175 HOST HOTELS & RESORTS INC COM 44107P104 3.50 200 SH P SHARED 200 HOST HOTELS & RESORTS INC COM 44107P104 36.73 2,100 SH C SHARED 2,100 HOST HOTELS & RESORTS INC COM 44107P104 1,258.65 71,964 SH SHARED 01 71,964 HOST HOTELS & RESORTS INC COM 44107P104 4,688.46 268,065 SH SHARED 268,065 HOST HOTELS & RESORTS INC COM 44107P104 6,033.18 344,950 SH SHARED 344,950 HOT TOPIC INC COM 441339108 59.68 4,300 SH P SOLE 4,300 HOT TOPIC INC COM 441339108 123.53 8,900 SH C SOLE 8,900 HOUSTON AMERN ENERGY CORP COM 44183U100 1.54 7,000 SH SHARED 01 7,000 HOUSTON AMERN ENERGY CORP COM 44183U100 6.03 27,427 SH SHARED 27,427 HOUSTON WIRE & CABLE CO COM 44244K109 1.30 100 SH P SHARED 100 HOUSTON WIRE & CABLE CO COM 44244K109 2.59 200 SH SHARED 01 200 HOUSTON WIRE & CABLE CO COM 44244K109 8.99 694 SH SHARED 694 HOVNANIAN ENTERPRISES INC CL A 442487203 359.47 62,300 SH C SHARED 62,300 HOVNANIAN ENTERPRISES INC CL A 442487203 375.02 64,994 SH SHARED 64,994 HOVNANIAN ENTERPRISES INC CL A 442487203 395.85 68,604 SH SHARED 01 68,604 HOVNANIAN ENTERPRISES INC CL A 442487203 485.26 84,100 SH P SHARED 84,100 HOWARD BANCORP INC COM 442496105 1.95 286 SH SOLE 286 HOWARD HUGHES CORP COM 44267D107 419.05 5,000 SH P SHARED 5,000 HOWARD HUGHES CORP COM 44267D107 3,942.25 47,038 SH SHARED 01 47,038 HOWARD HUGHES CORP COM 44267D107 29,811.22 355,700 SH SHARED 355,700 H & Q HEALTHCARE INVESTORS SH BEN INT 404052102 1,256.92 62,909 SH SHARED 01 62,909 H & Q LIFE SCIENCES INVS SH BEN INT 404053100 123.58 7,086 SH SHARED 01 7,086 HSBC HLDGS PLC ADR A 1/40PF A 404280604 282.83 11,179 SH SHARED 11,179 HSBC HLDGS PLC ADR A 1/40PF A 404280604 4,437.47 175,394 SH SHARED 01 175,394 HSBC HLDGS PLC SPON ADR NEW 404280406 1.92 36 SH SHARED 17 36 HSBC HLDGS PLC SPON ADR NEW 404280406 127.22 2,385 SH SHARED 20 2,385 HSBC HLDGS PLC SPON ADR NEW 404280406 218.69 4,100 SH P SHARED 4,100 HSBC HLDGS PLC SPON ADR NEW 404280406 1,045.46 19,600 SH C SHARED 19,600 HSBC HLDGS PLC SPON ADR NEW 404280406 7,669.44 143,784 SH SHARED 01 143,784

HSBC HLDGS PLC SPON ADR NEW 404280406 32,021.98 600,337 SH SHARED 600,337 HSBC USA INC S&P CTI ETN 23 4042EP602 0.79 135 SH SHARED 135 HSBC USA INC S&P CTI ETN 23 4042EP602 23.63 4,017 SH SHARED 01 4,017 HSN INC COM 404303109 828.28 15,098 SH SHARED 01 15,098 HUANENG PWR INTL INC SPON ADR H SHS 443304100 12.67 300 SH C SHARED 300 HUANENG PWR INTL INC SPON ADR H SHS 443304100 693.71 16,423 SH SHARED 16,423 HUANENG PWR INTL INC SPON ADR H SHS 443304100 2,574.19 60,942 SH SHARED 01 60,942 HUBBELL INC CL A 443510102 15.84 180 SH SOLE 180 HUBBELL INC CL B 443510201 387.18 3,987 SH SHARED 3,987 HUBBELL INC CL B 443510201 856.61 8,821 SH SHARED 01 8,821 HUB GROUP INC CL A 443320106 6.73 175 SH SHARED 01 175 HUDBAY MINERALS INC COM 443628102 41.90 4,365 SH SHARED 4,365 HUDBAY MINERALS INC COM 443628102 319.46 33,277 SH SHARED 01 33,277 HUDSON CITY BANCORP COM 443683107 1.73 200 SH P SHARED 200 HUDSON CITY BANCORP COM 443683107 77.76 9,000 SH C SHARED 9,000 HUDSON CITY BANCORP COM 443683107 246.24 28,500 SH SHARED 28,500 HUDSON CITY BANCORP COM 443683107 349.73 40,478 SH SHARED 01 40,478 HUDSON CITY BANCORP COM 443683107 57,139.89 6,613,413 SH SHARED 6,613,413 HUDSON GLOBAL INC COM 443787106 0.20 50 SH SHARED 01 50 HUDSON PAC PPTYS INC COM 444097109 84.76 3,897 SH SHARED 3,897 HUDSON PAC PPTYS INC COM 444097109 356.70 16,400 SH SHARED 16,400 HUDSON TECHNOLOGIES INC COM 444144109 13.54 3,343 SH SHARED 3,343 HUDSON TECHNOLOGIES INC COM 444144109 45.90 11,334 SH SHARED 01 11,334 HUDSON VALLEY HOLDING CORP COM 444172100 3.40 228 SH SHARED 01 228 HUDSON VALLEY HOLDING CORP COM 444172100 29.34 1,968 SH SHARED 1,968 HUGOTON RTY TR TEX UNIT BEN INT 444717102 35.45 3,800 SH SHARED 3,800 HUGOTON RTY TR TEX UNIT BEN INT 444717102 45.72 4,900 SH P SHARED 4,900 HUGOTON RTY TR TEX UNIT BEN INT 444717102 88.64 9,500 SH C SHARED 9,500 HUGOTON RTY TR TEX UNIT BEN INT 444717102 510.84 54,752 SH SHARED 01 54,752 HUMANA INC COM 444859102 22.12 320 SH SHARED 20 320 HUMANA INC COM 444859102 684.19 9,900 SH SHARED 9,900 HUMANA INC COM 444859102 1,465.13 21,200 SH C SHARED 21,200 HUMANA INC COM 444859102 1,980.83 28,662 SH SHARED 28,662 HUMANA INC COM 444859102 2,080.21 30,100 SH P SHARED 30,100 HUMANA INC COM 444859102 20,271.41 293,321 SH SHARED 01 293,321 HUNTINGTON BANCSHARES INC COM 446150104 107.60 14,600 SH P SHARED 14,600 HUNTINGTON BANCSHARES INC COM 446150104 2,826.40 383,500 SH SHARED 01 383,500 HUNTINGTON BANCSHARES INC COM 446150104 3,581.64 485,975 SH SHARED 485,975 HUNTINGTON BANCSHARES INC PFD CONV SER A 446150401 138.24 108 SH SHARED 01 108 HUNTINGTON INGALLS INDS INC COM 446413106 26.67 500 SH P SHARED 500 HUNTINGTON INGALLS INDS INC COM 446413106 45.28 849 SH SHARED 849 HUNTINGTON INGALLS INDS INC COM 446413106 415.81 7,797 SH SHARED 01 7,797 HUNTINGTON STRATEGY SHS US EQT ROT ETF 446698102 14.29 489 SH SOLE 489 HUNT J B TRANS SVCS INC COM 445658107 7.45 100 SH P SHARED 100 HUNT J B TRANS SVCS INC COM 445658107 14.90 200 SH C SHARED 200 HUNT J B TRANS SVCS INC COM 445658107 287.49 3,860 SH SHARED 20 3,860 HUNT J B TRANS SVCS INC COM 445658107 364.06 4,888 SH SHARED 4,888 HUNT J B TRANS SVCS INC COM 445658107 3,766.68 50,573 SH SHARED 01 50,573 HUNTSMAN CORP COM 447011107 615.33 33,100 SH P SHARED 33,100 HUNTSMAN CORP COM 447011107 974.12 52,400 SH C SHARED 52,400 HUNTSMAN CORP COM 447011107 1,304.22 70,157 SH SHARED 70,157

HUNTSMAN CORP COM 447011107 2,111.04 113,558 SH SHARED 01 113,558 HURCO COMPANIES INC COM 447324104 36.43 1,338 SH SOLE 1,338 HURON CONSULTING GROUP INC COM 447462102 2.02 50 SH SHARED 01 50 HURON CONSULTING GROUP INC COM 447462102 40.20 997 SH SHARED 997 HYATT HOTELS CORP COM CL A 448579102 8.65 200 SH P SHARED 200 HYATT HOTELS CORP COM CL A 448579102 17.29 400 SH C SHARED 400 HYATT HOTELS CORP COM CL A 448579102 18.33 424 SH SHARED 01 424 HYDE PK ACQUISITION CORP II COM 448640102 57.64 5,596 SH SOLE 5,596 HYDROGENICS CORP NEW COM NEW 448883207 5.90 753 SH SOLE 753 HYPERDYNAMICS CORP COM 448954107 5.42 8,900 SH P SHARED 8,900 HYPERDYNAMICS CORP COM 448954107 11.25 18,467 SH SHARED 01 18,467 HYPERDYNAMICS CORP COM 448954107 17.05 28,000 SH C SHARED 28,000 HYPERDYNAMICS CORP COM 448954107 124.30 204,106 SH SHARED 204,106 HYPERION THERAPEUTICS INC COM 44915N101 27.21 1,054 SH SOLE 1,054 HYSTER YALE MATLS HANDLING I CL A 449172105 171.78 3,009 SH SHARED 01 3,009 IAC INTERACTIVECORP COM PAR $.001 44919P508 102.76 2,300 SH C SHARED 2,300 IAC INTERACTIVECORP COM PAR $.001 44919P508 120.64 2,700 SH P SHARED 2,700 IAC INTERACTIVECORP COM PAR $.001 44919P508 2,165.46 48,466 SH SHARED 01 48,466 IAC INTERACTIVECORP COM PAR $.001 44919P508 2,433.14 54,457 SH SHARED 54,457 IAMGOLD CORP COM 450913108 128.10 17,792 SH SHARED 01 17,792 IAMGOLD CORP COM 450913108 189.36 26,300 SH SHARED 26,300 IAMGOLD CORP COM 450913108 386.64 53,700 SH C SHARED 53,700 IAMGOLD CORP COM 450913108 1,200.24 166,700 SH P SHARED 166,700 IAMGOLD CORP COM 450913108 4,569.83 634,699 SH SHARED 634,699 IBERIABANK CORP COM 450828108 10.00 200 SH P SHARED 200 IBERIABANK CORP COM 450828108 18.56 371 SH SHARED 01 371 IBERIABANK CORP COM 450828108 434.92 8,695 SH SHARED 20 8,695 IBIO INC COM 451033104 2.05 3,788 SH SOLE 3,788 ICAD INC COM NEW 44934S206 8.75 1,753 SH SOLE 1,753 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 45.46 834 SH SHARED 834 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 1,137.24 20,863 SH SHARED 01 20,863 ICG GROUP INC COM 44928D108 32.61 2,613 SH SHARED 2,613 ICG GROUP INC COM 44928D108 63.35 5,076 SH SHARED 01 5,076 ICICI BK LTD ADR 45104G104 17.16 400 SH C SHARED 400 ICICI BK LTD ADR 45104G104 42.90 1,000 SH P SHARED 1,000 ICICI BK LTD ADR 45104G104 592.02 13,800 SH SHARED 13,800 ICICI BK LTD ADR 45104G104 1,336.34 31,150 SH SHARED 20 31,150 ICICI BK LTD ADR 45104G104 1,387.82 32,350 SH SHARED 01 32,350 ICICI BK LTD ADR 45104G104 23,272.18 542,475 SH SHARED 542,475 ICONIX BRAND GROUP INC COM 451055107 2.90 112 SH SHARED 01 112 ICONIX BRAND GROUP INC COM 451055107 64.68 2,500 SH C SHARED 2,500 ICON PLC SHS G4705A100 367.78 11,390 SH SHARED 01 11,390 ICON PLC SHS G4705A100 777.77 24,087 SH SHARED 24,087 ICU MED INC COM 44930G107 330.71 5,610 SH SHARED 20 5,610 IDACORP INC COM 451107106 598.16 12,392 SH SHARED 01 12,392 IDENIX PHARMACEUTICALS INC COM 45166R204 3.19 900 SH P SHARED 900 IDENIX PHARMACEUTICALS INC COM 45166R204 26.87 7,591 SH SHARED 7,591 IDENIX PHARMACEUTICALS INC COM 45166R204 27.61 7,800 SH C SHARED 7,800 IDENIX PHARMACEUTICALS INC COM 45166R204 2,891.03 816,675 SH SHARED 01 816,675 IDENTIVE GROUP INC COM 45170X106 9.57 6,464 SH SOLE 6,464 IDERA PHARMACEUTICALS INC COM NEW 45168K306 4.21 8,422 SH SOLE 8,422 IDEX CORP COM 45167R104 111.54 2,088 SH SHARED 01 2,088

IDEX CORP COM 45167R104 320.79 6,005 SH SHARED 20 6,005 IDEX CORP COM 45167R104 3,463.17 64,829 SH SHARED 64,829 IDEXX LABS INC COM 45168D104 409.47 4,432 SH SHARED 4,432 IDEXX LABS INC COM 45168D104 2,126.45 23,016 SH SHARED 01 23,016 I D SYSTEMS INC COM 449489103 2.85 500 SH SHARED 01 500 IDT CORP CL B NEW 448947507 1.21 100 SH C SHARED 100 IDT CORP CL B NEW 448947507 3.41 283 SH SHARED 01 283 IDT CORP CL B NEW 448947507 209.68 17,386 SH SHARED 17,386 IEC ELECTRS CORP NEW COM 44949L105 8.14 1,415 SH SOLE 1,415 IFM INVTS LTD ADS CL A NEW 45172L209 6.86 2,521 SH SOLE 2,521 IGATE CORP COM 45169U105 4.16 221 SH SHARED 221 IGATE CORP COM 45169U105 12.55 666 SH SHARED 01 666 IGATE CORP COM 45169U105 16.96 900 SH C SHARED 900 IGI LABS INC COM 449575109 1.15 670 SH SHARED 01 670 IGO INC COM NEW 449593201 1.31 333 SH SHARED 01 333 IHS INC CL A 451734107 87.34 834 SH SHARED 01 834 IHS INC CL A 451734107 795.87 7,600 SH SHARED 7,600 IHS INC CL A 451734107 1,153.91 11,019 SH SHARED 11,019 IHS INC CL A 451734107 1,366.81 13,052 SH SHARED 20 13,052 II VI INC COM 902104108 6.82 400 SH P SHARED 400 II VI INC COM 902104108 32.38 1,900 SH C SHARED 1,900 II VI INC COM 902104108 319.59 18,755 SH SHARED 20 18,755 II VI INC COM 902104108 2,681.58 157,370 SH SHARED 01 157,370 IKANOS COMMUNICATIONS COM 45173E105 5.10 2,550 SH SOLE 2,550 IKONICS CORP COM 45172K102 6.58 533 SH SOLE 533 ILLINOIS TOOL WKS INC COM 452308109 60.94 1,000 SH C SHARED 01 1,000 ILLINOIS TOOL WKS INC COM 452308109 603.31 9,900 SH P SHARED 9,900 ILLINOIS TOOL WKS INC COM 452308109 961.69 15,781 SH SHARED 20 15,781 ILLINOIS TOOL WKS INC COM 452308109 1,139.58 18,700 SH C SHARED 18,700 ILLINOIS TOOL WKS INC COM 452308109 1,252.80 20,558 SH SHARED 20,558 ILLINOIS TOOL WKS INC COM 452308109 1,608.82 26,400 SH SHARED 26,400 ILLINOIS TOOL WKS INC COM 452308109 193,931.56 3,182,336 SH SHARED 01 3,182,336 ILLUMINA INC COM 452327109 371.06 6,874 SH SHARED 6,874 ILLUMINA INC COM 452327109 529.00 9,800 SH C SHARED 9,800 ILLUMINA INC COM 452327109 572.19 10,600 SH P SHARED 10,600 ILLUMINA INC COM 452327109 3,218.72 59,628 SH SHARED 59,628 ILLUMINA INC COM 452327109 4,091.63 75,799 SH SHARED 01 75,799 IMATION CORP COM 45245A107 0.81 212 SH SHARED 01 212 IMATION CORP COM 45245A107 9.09 2,380 SH SHARED 2,380 IMAX CORP COM 45245E109 50.36 1,884 SH SHARED 1,884 IMAX CORP COM 45245E109 400.95 15,000 SH P SHARED 15,000 IMAX CORP COM 45245E109 1,939.31 72,552 SH SHARED 01 72,552 IMAX CORP COM 45245E109 4,298.18 160,800 SH C SHARED 160,800 IMMERSION CORP COM 452521107 11.74 1,000 SH P SHARED 1,000 IMMERSION CORP COM 452521107 46.96 4,000 SH C SHARED 4,000 IMMERSION CORP COM 452521107 49.68 4,232 SH SHARED 4,232 IMMERSION CORP COM 452521107 396.60 33,782 SH SHARED 01 33,782 IMMUCELL CORP COM PAR $0.10 452525306 3.68 1,000 SH SHARED 01 1,000 IMMUNOCELLULAR THERAPEUTICS COM 452536105 23.02 8,400 SH C SHARED 8,400 IMMUNOCELLULAR THERAPEUTICS COM 452536105 23.56 8,600 SH P SHARED 8,600 IMMUNOCELLULAR THERAPEUTICS COM 452536105 30.14 11,000 SH SHARED 01 11,000

IMMUNOCELLULAR THERAPEUTICS COM 452536105 36.27 13,236 SH SHARED 13,236 IMMUNOGEN INC COM 45253H101 16.07 1,000 SH P SHARED 1,000 IMMUNOGEN INC COM 45253H101 57.13 3,555 SH SHARED 3,555 IMMUNOGEN INC COM 45253H101 216.95 13,500 SH C SHARED 13,500 IMMUNOGEN INC COM 45253H101 372.42 23,175 SH SHARED 01 23,175 IMMUNOMEDICS INC COM 452907108 11.69 4,850 SH SHARED 01 4,850 IMMUNOMEDICS INC COM 452907108 118.33 49,100 SH P SHARED 49,100 IMMUNOMEDICS INC COM 452907108 391.14 162,300 SH C SHARED 162,300 IMPAC MTG HLDGS INC COM NEW 45254P508 6.12 600 SH P SHARED 600 IMPAC MTG HLDGS INC COM NEW 45254P508 34.00 3,333 SH SHARED 01 3,333 IMPAX LABORATORIES INC COM 45256B101 1.54 100 SH C SHARED 100 IMPAX LABORATORIES INC COM 45256B101 16.12 1,044 SH SHARED 01 1,044 IMPERIAL HLDGS INC COM 452834104 7.39 1,825 SH SHARED 1,825 IMPERIAL HLDGS INC COM 452834104 16.20 4,000 SH SHARED 01 4,000 IMPERIAL OIL LTD COM NEW 453038408 40.86 1,000 SH C SHARED 1,000 IMPERIAL OIL LTD COM NEW 453038408 735.48 18,000 SH SHARED 18,000 IMPERIAL OIL LTD COM NEW 453038408 1,706.68 41,769 SH SHARED 01 41,769 IMPERIAL OIL LTD COM NEW 453038408 2,047.09 50,100 SH P SHARED 50,100 IMPERIAL OIL LTD COM NEW 453038408 3,239.83 79,291 SH SHARED 79,291 IMPERVA INC COM 45321L100 27.84 723 SH SHARED 01 723 IMPERVA INC COM 45321L100 3,557.40 92,400 SH C SHARED 92,400 IMPRIMIS PHARMACEUTICALS INC COM NEW 45323A201 2.82 478 SH SHARED 01 478 IMPRIMIS PHARMACEUTICALS INC COM NEW 45323A201 10.54 1,786 SH SHARED 1,786 IMRIS INC COM 45322N105 18.94 5,620 SH SOLE 5,620 INCONTACT INC COM 45336E109 220.15 27,213 SH SOLE 27,213 INCYTE CORP COM 45337C102 32.77 1,400 SH C SHARED 1,400 INCYTE CORP COM 45337C102 1,404.60 60,000 SH SHARED 60,000 INCYTE CORP COM 45337C102 1,470.92 62,833 SH SHARED 01 62,833 INDEPENDENCE HLDG CO NEW COM NEW 453440307 10.45 1,027 SH SOLE 1,027 INDEPENDENT BANK CORP MASS COM 453836108 22.81 700 SH SHARED 700 INDEPENDENT BANK CORP MASS COM 453836108 82.09 2,519 SH SHARED 01 2,519 INDEPENDENT BANK CORP MICH COM NEW 453838609 0.14 17 SH SHARED 17 INDEPENDENT BANK CORP MICH COM NEW 453838609 38.91 4,599 SH SHARED 01 4,599 INDEXIQ ETF TR AUST SM CP ETF 45409B826 20.07 900 SH SHARED 01 900 INDEXIQ ETF TR AUST SM CP ETF 45409B826 20.58 923 SH SHARED 923 INDEXIQ ETF TR CAN SML CP ETF 45409B867 11.94 530 SH SHARED 01 530 INDEXIQ ETF TR CAN SML CP ETF 45409B867 31.69 1,407 SH SHARED 1,407 INDEXIQ ETF TR GLB AGRI SM CP 45409B834 55.70 2,101 SH SOLE 2,101 INDEXIQ ETF TR HDG MACTRK ETF 45409B206 2.68 100 SH SHARED 01 100 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 4,560.53 161,899 SH SHARED 01 161,899 INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 2.02 79 SH SOLE 79 INDIA FD INC COM 454089103 45.41 2,138 SH SHARED 2,138 INDIA FD INC COM 454089103 70.60 3,324 SH SHARED 3,324 INDIA FD INC COM 454089103 1,630.89 76,784 SH SHARED 01 76,784 INDIA GLOBALIZATION CAP INC COM 45408X100 6.25 22,417 SH SOLE 22,417 INDIA GLOBALIZATION CAP INC *W EXP 03/06/201 45408X118 0.03 2,167 SH SOLE 2,167 INDUSTRIAL SVCS AMER INC FLA COM 456314103 3.14 984 SH SHARED 984 INDUSTRIAL SVCS AMER INC FLA COM 456314103 4.47 1,400 SH SHARED 01 1,400

INERGY L P UNIT LTD PTNR 456615103 69.46 3,400 SH P SHARED 3,400 INERGY L P UNIT LTD PTNR 456615103 371.83 18,200 SH C SHARED 18,200 INERGY L P UNIT LTD PTNR 456615103 12,608.19 617,141 SH SHARED 617,141 INERGY L P UNIT LTD PTNR 456615103 21,156.55 1,035,563 SH SHARED 01 1,035,563 INERGY MIDSTREAM LP U LTD PARTNERS 45671U106 11.77 482 SH SHARED 482 INERGY MIDSTREAM LP U LTD PARTNERS 45671U106 433.64 17,765 SH SHARED 01 17,765 INFINERA CORPORATION COM 45667G103 21.00 3,000 SH SHARED 01 3,000 INFINERA CORPORATION COM 45667G103 84.70 12,100 SH C SHARED 12,100 INFINERA CORPORATION COM 45667G103 98.70 14,100 SH P SHARED 14,100 INFINERA CORPORATION COM 45667G103 209.38 29,912 SH SHARED 29,912 INFINITY CROSS BORDER ACQUIS UNIT 99/99/9999 G4772R127 20.02 2,400 SH SOLE 2,400 INFINITY PHARMACEUTICALS INC COM 45665G303 5,709.77 117,800 SH C SOLE 117,800 INFINITY PPTY & CAS CORP COM 45665Q103 57.16 1,017 SH SOLE 1,017 INFOBLOX INC COM 45672H104 8.68 400 SH P SHARED 400 INFOBLOX INC COM 45672H104 67.27 3,100 SH C SHARED 3,100 INFOBLOX INC COM 45672H104 94.18 4,340 SH SHARED 4,340 INFOBLOX INC COM 45672H104 180.70 8,327 SH SHARED 01 8,327 INFORMATICA CORP COM 45666Q102 448.11 13,000 SH SHARED 13,000 INFORMATICA CORP COM 45666Q102 651.48 18,900 SH P SHARED 18,900 INFORMATICA CORP COM 45666Q102 1,261.08 36,585 SH SHARED 20 36,585 INFORMATICA CORP COM 45666Q102 1,667.56 48,377 SH SHARED 01 48,377 INFORMATICA CORP COM 45666Q102 1,816.57 52,700 SH C SHARED 52,700 INFOSYS LTD SPONSORED ADR 456788108 1,223.76 22,700 SH C SHARED 22,700 INFOSYS LTD SPONSORED ADR 456788108 2,234.46 41,448 SH SHARED 01 41,448 INFOSYS LTD SPONSORED ADR 456788108 3,310.07 61,400 SH SHARED 61,400 INFOSYS LTD SPONSORED ADR 456788108 5,029.80 93,300 SH P SHARED 93,300 ING ASIA PAC HGH DIVID EQ IN COM 44983J107 1,126.29 70,836 SH SHARED 01 70,836 ING EMERGING MKTS HGH DIV EQ COM 45685X104 48.11 3,253 SH SHARED 3,253 ING EMERGING MKTS HGH DIV EQ COM 45685X104 4,856.74 328,380 SH SHARED 01 328,380 INGERSOLL-RAND PLC SHS G47791101 569.08 10,345 SH SHARED 10,345 INGERSOLL-RAND PLC SHS G47791101 605.11 11,000 SH P SHARED 11,000 INGERSOLL-RAND PLC SHS G47791101 1,001.02 18,197 SH SHARED 18,197 INGERSOLL-RAND PLC SHS G47791101 1,853.84 33,700 SH C SHARED 33,700 INGERSOLL-RAND PLC SHS G47791101 5,153.89 93,690 SH SHARED 20 93,690 INGERSOLL-RAND PLC SHS G47791101 9,247.73 168,110 SH SHARED 01 168,110 ING GLBL ADV & PREM OPP FUND COM 44982N109 6.38 478 SH SHARED 478 ING GLBL ADV & PREM OPP FUND COM 44982N109 779.12 58,405 SH SHARED 01 58,405 ING GLOBAL EQTY DIV & PREM O COM 45684E107 449.76 48,570 SH SHARED 01 48,570 ING GROEP N V SPONSORED ADR 456837103 67.05 9,300 SH P SHARED 9,300 ING GROEP N V SPONSORED ADR 456837103 98.78 13,700 SH C SHARED 13,700 ING GROEP N V SPONSORED ADR 456837103 1,387.05 192,378 SH SHARED 01 192,378 ING GROEP N V SPONSORED ADR 456837103 2,401.28 333,048 SH SHARED 333,048 ING INFRASTRUCTURE INDLS & M COM 45685U100 12,626.04 726,888 SH SHARED 01 726,888 ING INTL HIGH DIVD EQTY INC COM 45684Q100 490.62 48,673 SH SHARED 01 48,673

INGLES MKTS INC CL A 457030104 35.70 1,662 SH SHARED 1,662 INGLES MKTS INC CL A 457030104 312.75 14,560 SH SHARED 01 14,560 ING PRIME RATE TR SH BEN INT 44977W106 36.93 5,743 SH SHARED 5,743 ING PRIME RATE TR SH BEN INT 44977W106 7,473.11 1,162,225 SH SHARED 01 1,162,225 INGRAM MICRO INC CL A 457153104 55.03 2,796 SH SHARED 01 2,796 INGRAM MICRO INC CL A 457153104 211.89 10,767 SH SHARED 10,767 INGREDION INC COM 457187102 57.86 800 SH P SHARED 800 INGREDION INC COM 457187102 1,764.61 24,400 SH C SHARED 24,400 INGREDION INC COM 457187102 5,521.56 76,349 SH SHARED 01 76,349 ING RISK MANAGED NAT RES FD COM 449810100 1,181.35 105,951 SH SHARED 01 105,951 INLAND REAL ESTATE CORP COM NEW 457461200 74.57 7,390 SH SHARED 7,390 INLAND REAL ESTATE CORP COM NEW 457461200 317.84 31,500 SH SHARED 31,500 INLAND REAL ESTATE CORP COM NEW 457461200 833.76 82,632 SH SHARED 01 82,632 INNERWORKINGS INC COM 45773Y105 7.57 500 SH C SHARED 500 INNERWORKINGS INC COM 45773Y105 22.71 1,500 SH SHARED 01 1,500 INNODATA INC COM NEW 457642205 6.96 2,017 SH SHARED 2,017 INNODATA INC COM NEW 457642205 65.32 18,933 SH SHARED 01 18,933 INNOPHOS HOLDINGS INC COM 45774N108 1.36 25 SH SHARED 01 25 INNOSPEC INC COM 45768S105 22.14 500 SH SHARED 01 500 INNOTRAC CORP COM 45767M109 2.16 700 SH SOLE 700 INNSUITES HOSPITALITY TR SH BEN INT 457919108 3.68 2,299 SH SOLE 2,299 INPHI CORP COM 45772F107 33.06 3,164 SH SOLE 3,164 INSIGHT ENTERPRISES INC COM 45765U103 6.25 303 SH SHARED 01 303 INSIGHT ENTERPRISES INC COM 45765U103 34.11 1,654 SH SHARED 1,654 INSIGHT ENTERPRISES INC COM 45765U103 41.24 2,000 SH C SHARED 2,000 INSIGNIA SYS INC COM 45765Y105 8.45 4,140 SH SOLE 4,140 INSMED INC COM PAR $.01 457669307 37.45 5,000 SH C SOLE 5,000 INSPERITY INC COM 45778Q107 0.09 3 SH SHARED 01 3 INSPERITY INC COM 45778Q107 15.09 532 SH SHARED 532 INSTEEL INDUSTRIES INC COM 45774W108 52.31 3,205 SH SOLE 3,205 INSTITUTIONAL FINL MKTS INC COM 45779L107 0.08 35 SH SOLE 35 INSULET CORP COM 45784P101 129.30 5,000 SH P SOLE 5,000 INTEGRA LIFESCIENCES HLDGS C COM NEW 457985208 3.90 100 SH C SHARED 100 INTEGRA LIFESCIENCES HLDGS C COM NEW 457985208 148.86 3,816 SH SHARED 01 3,816 INTEGRATED DEVICE TECHNOLOGY COM 458118106 3.74 500 SH SHARED 01 500 INTEGRATED DEVICE TECHNOLOGY COM 458118106 32.87 4,400 SH C SHARED 4,400 INTEGRATED DEVICE TECHNOLOGY COM 458118106 84.55 11,319 SH SHARED 11,319 INTEGRATED DEVICE TECHNOLOGY COM 458118106 199.45 26,700 SH P SHARED 26,700 INTEGRYS ENERGY GROUP INC COM 45822P105 34.90 600 SH C SHARED 600 INTEGRYS ENERGY GROUP INC COM 45822P105 273.35 4,700 SH SHARED 4,700 INTEGRYS ENERGY GROUP INC COM 45822P105 719.44 12,370 SH SHARED 12,370 INTEGRYS ENERGY GROUP INC COM 45822P105 1,447.95 24,896 SH SHARED 01 24,896 INTEL CORP COM 458140100 65.07 2,980 SH SHARED 20 2,980 INTEL CORP COM 458140100 67.69 3,100 SH C SHARED 01 3,100 INTEL CORP COM 458140100 8,926.69 408,825 SH SHARED 408,825

INTEL CORP COM 458140100 8,939.18 409,397 SH C SHARED 409,397 INTEL CORP COM 458140100 27,791.02 1,272,774 SH P SHARED 1,272,774 INTEL CORP COM 458140100 59,538.02 2,726,724 SH SHARED 2,726,724 INTEL CORP COM 458140100 428,981.48 19,646,507 SH SHARED 01 19,646,507 INTEL CORP SDCV 2.950%12/1 458140AD2 250.46 236,000 PRN SHARED 01 236,000 INTEL CORP SDCV 2.950%12/1 458140AD2 584.75 551,000 PRN SHARED 551,000 INTEL CORP SDCV 3.250% 8/0 458140AF7 6,636.27 5,513,000 PRN SOLE 5,513,000 INTELLIGENT SYS CORP NEW COM 45816D100 4.22 2,710 SH SOLE 2,710 INTELLIPHARMACEUTICS INTL IN COM 458173101 1.62 900 SH SOLE 900 INTERACTIVE BROKERS GROUP IN COM 45841N107 2.64 177 SH SHARED 01 177 INTERACTIVE BROKERS GROUP IN COM 45841N107 4.47 300 SH C SHARED 300 INTERACTIVE INTELLIGENCE GRO COM 45841V109 8.87 200 SH C SHARED 200 INTERACTIVE INTELLIGENCE GRO COM 45841V109 11.09 250 SH SHARED 01 250 INTERACTIVE INTELLIGENCE GRO COM 45841V109 42.22 952 SH SHARED 952 INTERCEPT PHARMACEUTICALS IN COM 45845P108 37.55 1,004 SH SOLE 1,004 INTERCONTINENTALEXCHANGE INC COM 45865V100 48.92 300 SH P SHARED 300 INTERCONTINENTALEXCHANGE INC COM 45865V100 146.76 900 SH C SHARED 900 INTERCONTINENTALEXCHANGE INC COM 45865V100 1,386.10 8,500 SH SHARED 8,500 INTERCONTINENTALEXCHANGE INC COM 45865V100 1,706.53 10,465 SH SHARED 20 10,465 INTERCONTINENTALEXCHANGE INC COM 45865V100 12,286.02 75,342 SH SHARED 75,342 INTERCONTINENTALEXCHANGE INC COM 45865V100 47,132.94 289,035 SH SHARED 01 289,035 INTERCONTINENTAL HTLS GRP PL SPON ADR NEW 12 45857P400 1.64 54 SH SHARED 01 54 INTERDIGITAL INC COM 45867G101 92.05 1,923 SH SHARED 1,923 INTERDIGITAL INC COM 45867G101 349.45 7,300 SH C SHARED 7,300 INTERDIGITAL INC COM 45867G101 373.39 7,800 SH P SHARED 7,800 INTERDIGITAL INC COM 45867G101 1,216.42 25,411 SH SHARED 01 25,411 INTERFACE INC COM 458665304 98.23 5,111 SH SHARED 01 5,111 INTERMEC INC COM 458786100 6.35 646 SH SHARED 01 646 INTERMEC INC COM 458786100 245.75 25,000 SH P SHARED 25,000 INTERMOLECULAR INC COM 45882D109 10.20 1,000 SH SHARED 01 1,000 INTERMOUNTAIN CMNTY BANCORP COM NEW 45881M308 1.72 134 SH SHARED 01 134 INTERMUNE INC COM 45884X103 4.53 500 SH C SHARED 500 INTERMUNE INC COM 45884X103 45.25 5,000 SH P SHARED 5,000 INTERMUNE INC COM 45884X103 137.16 15,156 SH SHARED 15,156 INTERMUNE INC COM 45884X103 1,737.05 191,939 SH SHARED 01 191,939 INTERNAP NETWORK SVCS CORP COM PAR $.001 45885A300 5.72 612 SH SHARED 01 612 INTERNATIONAL BANCSHARES COR COM 459044103 4.16 200 SH SHARED 01 200 INTERNATIONAL BANCSHARES COR COM 459044103 8.94 430 SH SHARED 430

INTERNATIONAL BUSINESS MACHS COM 459200101 1,275.53 5,980 SH SHARED 20 5,980 INTERNATIONAL BUSINESS MACHS COM 459200101 3,189.47 14,953 SH SHARED 17 14,953 INTERNATIONAL BUSINESS MACHS COM 459200101 15,754.55 73,861 SH SHARED 73,861 INTERNATIONAL BUSINESS MACHS COM 459200101 19,239.66 90,200 SH P SHARED 90,200 INTERNATIONAL BUSINESS MACHS COM 459200101 32,805.54 153,800 SH C SHARED 153,800 INTERNATIONAL BUSINESS MACHS COM 459200101 183,490.05 860,244 SH SHARED 860,244 INTERNATIONAL BUSINESS MACHS COM 459200101 275,529.64 1,291,747 SH SHARED 01 1,291,747 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 69.00 900 SH C SHARED 900 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 84.34 1,100 SH P SHARED 1,100 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 414.02 5,400 SH SHARED 5,400 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 1,270.42 16,570 SH SHARED 16,570 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 3,455.67 45,072 SH SHARED 01 45,072 INTERNATIONAL GAME TECHNOLOG COM 459902102 178.98 10,847 SH SHARED 10,847 INTERNATIONAL GAME TECHNOLOG COM 459902102 257.40 15,600 SH SHARED 15,600 INTERNATIONAL GAME TECHNOLOG COM 459902102 572.55 34,700 SH C SHARED 34,700 INTERNATIONAL GAME TECHNOLOG COM 459902102 950.40 57,600 SH P SHARED 57,600 INTERNATIONAL GAME TECHNOLOG COM 459902102 8,836.87 535,568 SH SHARED 01 535,568 INTERNATIONAL GAME TECHNOLOG NOTE 3.250% 5/0 459902AQ5 5.40 5,000 PRN SHARED 01 5,000 INTERNATIONAL RECTIFIER CORP COM 460254105 12.69 600 SH P SHARED 600 INTERNATIONAL RECTIFIER CORP COM 460254105 29.50 1,395 SH SHARED 20 1,395 INTERNATIONAL RECTIFIER CORP COM 460254105 35.96 1,700 SH SHARED 01 1,700 INTERNATIONAL RECTIFIER CORP COM 460254105 70.60 3,338 SH SHARED 3,338 INTERNATIONAL RECTIFIER CORP COM 460254105 179.78 8,500 SH C SHARED 8,500 INTERNATIONAL SHIPHOLDING CO COM NEW 460321201 27.05 1,486 SH SHARED 1,486 INTERNATIONAL SHIPHOLDING CO COM NEW 460321201 86.05 4,728 SH SHARED 01 4,728 INTERNATIONAL SPEEDWAY CORP CL A 460335201 9.15 280 SH SHARED 280 INTERNATIONAL SPEEDWAY CORP CL A 460335201 37.81 1,157 SH SHARED 01 1,157

INTERNATIONAL TOWER HILL MIN COM 46050R102 1.52 1,000 SH P SHARED 1,000 INTERNATIONAL TOWER HILL MIN COM 46050R102 15.20 10,000 SH SHARED 01 10,000 INTERNET GOLD-GOLDEN LINES L ORD M56595107 6.29 2,147 SH SOLE 2,147 INTERNET INITIATIVE JAPAN IN SPONSORED ADR 46059T109 84.35 5,000 SH P SOLE 5,000 INTEROIL CORP COM 460951106 2,076.97 27,289 SH SHARED 01 27,289 INTEROIL CORP COM 460951106 8,219.88 108,000 SH C SHARED 108,000 INTEROIL CORP COM 460951106 12,527.17 164,593 SH SHARED 164,593 INTEROIL CORP COM 460951106 17,543.36 230,500 SH P SHARED 230,500 INTER PARFUMS INC COM 458334109 18.13 742 SH SHARED 742 INTER PARFUMS INC COM 458334109 97.72 4,000 SH SHARED 01 4,000 INTERPHASE CORP COM 460593106 5.16 2,000 SH SHARED 01 2,000 INTERPHASE CORP COM 460593106 5.99 2,320 SH SHARED 2,320 INTERPUBLIC GROUP COS INC COM 460690100 13.03 1,000 SH P SHARED 1,000 INTERPUBLIC GROUP COS INC COM 460690100 364.84 28,000 SH SHARED 28,000 INTERPUBLIC GROUP COS INC COM 460690100 1,696.51 130,200 SH C SHARED 130,200 INTERPUBLIC GROUP COS INC COM 460690100 2,885.17 221,425 SH SHARED 01 221,425 INTERPUBLIC GROUP COS INC COM 460690100 19,360.64 1,485,851 SH SHARED 1,485,851 INTERSECTIONS INC COM 460981301 12.52 1,331 SH SOLE 1,331 INTERSIL CORP CL A 46069S109 4.22 485 SH SHARED 01 485 INTERSIL CORP CL A 46069S109 42.68 4,900 SH C SHARED 4,900 INTERSIL CORP CL A 46069S109 101.91 11,700 SH P SHARED 11,700 INTERSIL CORP CL A 46069S109 340.49 39,092 SH SHARED 39,092 INTERVAL LEISURE GROUP INC COM 46113M108 3.91 180 SH SHARED 01 180 INTERVAL LEISURE GROUP INC COM 46113M108 30.83 1,418 SH SHARED 1,418 INTERVEST BANCSHARES CORP COM 460927106 27.57 4,689 SH SOLE 4,689 INTERXION HOLDING N.V SHS N47279109 14.53 600 SH C SHARED 600 INTERXION HOLDING N.V SHS N47279109 35.19 1,453 SH SHARED 1,453 INTERXION HOLDING N.V SHS N47279109 7,539.15 311,278 SH SHARED 01 311,278 INTEVAC INC COM 461148108 6.73 1,425 SH SOLE 1,425 INTL FCSTONE INC COM 46116V105 456.98 26,248 SH SHARED 01 26,248 INTL PAPER CO COM 460146103 650.02 13,955 SH SHARED 20 13,955 INTL PAPER CO COM 460146103 1,211.08 26,000 SH SHARED 26,000 INTL PAPER CO COM 460146103 5,477.81 117,600 SH P SHARED 117,600 INTL PAPER CO COM 460146103 13,773.33 295,692 SH SHARED 295,692 INTL PAPER CO COM 460146103 31,534.38 676,994 SH SHARED 01 676,994 INTL PAPER CO COM 460146103 92,666.25 1,989,400 SH C SHARED 1,989,400 INTRALINKS HLDGS INC COM 46118H104 17.40 2,736 SH SOLE 2,736 INTREPID POTASH INC COM 46121Y102 29.32 1,563 SH SHARED 01 1,563 INTREPID POTASH INC COM 46121Y102 116.31 6,200 SH C SHARED 6,200 INTREPID POTASH INC COM 46121Y102 133.20 7,100 SH P SHARED 7,100 INTRICON CORP COM 46121H109 30.16 6,600 SH SHARED 01 6,600 INTUIT COM 461202103 49.57 755 SH SHARED 20 755 INTUIT COM 461202103 118.19 1,800 SH P SHARED 1,800 INTUIT COM 461202103 308.60 4,700 SH C SHARED 4,700 INTUIT COM 461202103 1,175.31 17,900 SH SHARED 17,900 INTUIT COM 461202103 2,786.48 42,438 SH SHARED 42,438 INTUIT COM 461202103 18,882.37 287,578 SH SHARED 01 287,578 INTUITIVE SURGICAL INC COM NEW 46120E602 1,451.96 2,956 SH SHARED 2,956 INTUITIVE SURGICAL INC COM NEW 46120E602 1,493.71 3,041 SH SHARED 20 3,041

INTUITIVE SURGICAL INC COM NEW 46120E602 8,202.87 16,700 SH C SHARED 16,700 INTUITIVE SURGICAL INC COM NEW 46120E602 11,718.32 23,857 SH SHARED 01 23,857 INTUITIVE SURGICAL INC COM NEW 46120E602 13,476.29 27,436 SH SHARED 27,436 INTUITIVE SURGICAL INC COM NEW 46120E602 17,240.77 35,100 SH P SHARED 35,100 INUVO INC COM NEW 46122W204 1.69 2,600 SH SHARED 01 2,600 INUVO INC COM NEW 46122W204 5.66 8,702 SH SHARED 8,702 INVACARE CORP COM 461203101 14.36 1,100 SH SHARED 01 1,100 INVENSENSE INC COM 46123D205 99.32 9,300 SH P SHARED 9,300 INVENSENSE INC COM 46123D205 111.02 10,395 SH SHARED 10,395 INVENSENSE INC COM 46123D205 603.42 56,500 SH C SHARED 56,500 INVENSENSE INC COM 46123D205 1,462.65 136,952 SH SHARED 01 136,952 INVENTURE FOODS INC COM 461212102 3.89 500 SH SHARED 01 500 INVENTURE FOODS INC COM 461212102 4.89 628 SH SHARED 628 INVESCO ADVANTAGE MUNICIPAL SH BEN INT 46132E103 83.08 6,511 SH SHARED 01 6,511 INVESCO BD FD COM 46132L107 36.10 1,814 SH SHARED 01 1,814 INVESCO CALIF VALUE MUN INC COM 46132H106 84.65 6,403 SH SHARED 6,403 INVESCO CALIF VALUE MUN INC COM 46132H106 327.43 24,768 SH SHARED 01 24,768 INVESCO DYNAMIC CR OPP FD COM 46132R104 23.61 1,753 SH SHARED 1,753 INVESCO DYNAMIC CR OPP FD COM 46132R104 2,642.59 196,183 SH SHARED 01 196,183 INVESCO HIGH INCOME TR II COM 46131F101 14.85 812 SH SHARED 812 INVESCO HIGH INCOME TR II COM 46131F101 43.20 2,362 SH SHARED 01 2,362 INVESCO LTD SHS G491BT108 162.18 5,600 SH C SHARED 5,600 INVESCO LTD SHS G491BT108 660.29 22,800 SH P SHARED 22,800 INVESCO LTD SHS G491BT108 874.56 30,199 SH SHARED 20 30,199 INVESCO LTD SHS G491BT108 906.36 31,297 SH SHARED 31,297 INVESCO LTD SHS G491BT108 5,132.52 177,228 SH SHARED 01 177,228 INVESCO LTD SHS G491BT108 8,712.27 300,838 SH SHARED 300,838 INVESCO MORTGAGE CAPITAL INC COM 46131B100 23.53 1,100 SH C SHARED 1,100 INVESCO MORTGAGE CAPITAL INC COM 46131B100 122.99 5,750 SH SHARED 5,750 INVESCO MORTGAGE CAPITAL INC COM 46131B100 288.77 13,500 SH P SHARED 13,500 INVESCO MORTGAGE CAPITAL INC COM 46131B100 4,508.76 210,788 SH SHARED 01 210,788 INVESCO MORTGAGE CAPITAL INC COM 46131B100 4,566.21 213,474 SH SHARED 213,474 INVESCO MUNI INCOME OPP TRST COM 46132X101 20.62 2,805 SH SHARED 2,805 INVESCO MUNI INCOME OPP TRST COM 46132X101 279.94 38,087 SH SHARED 01 38,087 INVESCO MUN OPPORTUNITY TR COM 46132C107 60.11 4,245 SH SHARED 4,245 INVESCO MUN OPPORTUNITY TR COM 46132C107 791.59 55,903 SH SHARED 01 55,903 INVESCO MUN TR COM 46131J103 550.64 39,136 SH SHARED 01 39,136 INVESCO QUALITY MUNI INC TRS COM 46133G107 600.04 45,048 SH SHARED 01 45,048 INVESCO SR INCOME TR COM 46131H107 56.81 9,897 SH SHARED 9,897 INVESCO SR INCOME TR COM 46131H107 3,226.55 562,117 SH SHARED 01 562,117 INVESCO TR INVT GRADE MUNS COM 46131M106 22.25 1,496 SH SHARED 1,496 INVESCO TR INVT GRADE MUNS COM 46131M106 303.78 20,429 SH SHARED 01 20,429 INVESCO TR INVT GRADE NY MUN COM 46131T101 119.58 7,554 SH SHARED 01 7,554

INVESCO VALUE MUN INCOME TR COM 46132P108 22.93 1,420 SH SHARED 1,420 INVESCO VALUE MUN INCOME TR COM 46132P108 1,671.78 103,516 SH SHARED 01 103,516 INVESTMENT TECHNOLOGY GRP NE COM 46145F105 22.96 2,080 SH SOLE 2,080 INVESTORS BANCORP INC COM 46146P102 308.56 16,430 SH SHARED 01 16,430 INVESTORS CAP HLDGS LTD COM 46147M108 1.14 304 SH SOLE 304 INVESTORS REAL ESTATE TR SH BEN INT 461730103 2.33 236 SH SHARED 236 INVESTORS REAL ESTATE TR SH BEN INT 461730103 305.90 30,993 SH SHARED 01 30,993 INVESTORS REAL ESTATE TR SH BEN INT 461730103 358.20 36,292 SH SHARED 36,292 INVESTORS TITLE CO COM 461804106 8.84 128 SH SHARED 01 128 ION GEOPHYSICAL CORP COM 462044108 172.29 25,300 SH C SHARED 25,300 ION GEOPHYSICAL CORP COM 462044108 200.21 29,400 SH P SHARED 29,400 ION GEOPHYSICAL CORP COM 462044108 276.50 40,602 SH SHARED 01 40,602 IPARTY CORP COM 46261R107 23.14 51,531 SH SOLE 51,531 IPASS INC COM 46261V108 7.08 3,578 SH SOLE 3,578 IPC THE HOSPITALIST CO INC COM 44984A105 3.20 72 SH SHARED 01 72 IPC THE HOSPITALIST CO INC COM 44984A105 97.86 2,200 SH C SHARED 2,200 IPG PHOTONICS CORP COM 44980X109 13.28 200 SH C SHARED 200 IPG PHOTONICS CORP COM 44980X109 66.41 1,000 SH P SHARED 1,000 IPG PHOTONICS CORP COM 44980X109 333.44 5,021 SH SHARED 5,021 IPG PHOTONICS CORP COM 44980X109 753.89 11,352 SH SHARED 01 11,352 IRELAND BK SPNSRD ADR NEW 46267Q202 47.43 5,600 SH P SHARED 5,600 IRELAND BK SPNSRD ADR NEW 46267Q202 71.85 8,483 SH SHARED 01 8,483 IRELAND BK SPNSRD ADR NEW 46267Q202 140.10 16,541 SH SHARED 16,541 IRELAND BK SPNSRD ADR NEW 46267Q202 350.66 41,400 SH C SHARED 41,400 IRIDEX CORP COM 462684101 7.34 1,650 SH SHARED 01 1,650 IRIDIUM COMMUNICATIONS INC COM 46269C102 7.84 1,300 SH C SHARED 1,300 IRIDIUM COMMUNICATIONS INC COM 46269C102 33.77 5,600 SH P SHARED 5,600 IRIDIUM COMMUNICATIONS INC COM 46269C102 60.40 10,016 SH SHARED 10,016 IRIDIUM COMMUNICATIONS INC COM 46269C102 69.06 11,452 SH SHARED 01 11,452 IROBOT CORP COM 462726100 41.06 1,600 SH P SHARED 1,600 IROBOT CORP COM 462726100 174.74 6,810 SH SHARED 01 6,810 IROBOT CORP COM 462726100 292.52 11,400 SH C SHARED 11,400 IRON MTN INC COM 462846106 7.26 200 SH P SHARED 200 IRON MTN INC COM 462846106 14.52 400 SH C SHARED 400 IRON MTN INC COM 462846106 312.34 8,602 SH SHARED 8,602 IRON MTN INC COM 462846106 475.99 13,109 SH SHARED 01 13,109 IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 12.80 700 SH C SOLE 700 IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 525.25 28,726 SH SOLE 28,726 ISHARES DIVERSIFIED ALTR TR SH BEN INT 464294107 3,810.49 73,990 SH SHARED 01 73,990 ISHARES GOLD TRUST ISHARES 464285105 192.45 12,400 SH P SHARED 12,400 ISHARES GOLD TRUST ISHARES 464285105 377.94 24,352 SH SHARED 24,352 ISHARES GOLD TRUST ISHARES 464285105 771.34 49,700 SH C SHARED 49,700 ISHARES GOLD TRUST ISHARES 464285105 134,705.61 8,679,485 SH SHARED 01 8,679,485 ISHARES INC CORE MSCI EMKT 46434G103 25,044.83 493,397 SH SHARED 01 493,397 ISHARES INC CTR WLD MINVL 464286525 8,913.85 143,795 SH SHARED 01 143,795 ISHARES INC EM MKT MIN VOL 464286533 25,943.94 426,429 SH SHARED 01 426,429 ISHARES INC EMRGMKT DIVIDX 464286319 749.56 14,140 SH SHARED 01 14,140

ISHARES INC EMRG MRK LC BD 464286517 3,078.74 57,871 SH SHARED 01 57,871 ISHARES INC JAPAN SML CAP 464286582 26.89 525 SH SHARED 01 525 ISHARES INC MSCI AUST CAPPED 464286202 910.76 52,951 SH SHARED 01 52,951 ISHARES INC MSCI AUSTRALIA 464286103 45.97 1,700 SH P SHARED 1,700 ISHARES INC MSCI AUSTRALIA 464286103 240.66 8,900 SH C SHARED 8,900 ISHARES INC MSCI AUSTRALIA 464286103 10,829.71 400,507 SH SHARED 17 400,507 ISHARES INC MSCI AUSTRALIA 464286103 24,998.94 924,517 SH SHARED 01 924,517 ISHARES INC MSCI BELG CAPPED 464286301 647.05 45,631 SH SHARED 01 45,631 ISHARES INC MSCI BRAZIL CAPP 464286400 315.38 5,789 SH SHARED 5,789 ISHARES INC MSCI BRAZIL CAPP 464286400 31,439.10 577,076 SH SHARED 01 577,076 ISHARES INC MSCI BRAZIL CAPP 464286400 48,765.05 895,100 SH C SHARED 895,100 ISHARES INC MSCI BRAZIL CAPP 464286400 68,606.66 1,259,300 SH P SHARED 1,259,300 ISHARES INC MSCI BRAZIL CAPP 464286400 75,871.14 1,392,642 SH SHARED 1,392,642 ISHARES INC MSCI BRIC INDX 464286657 13.60 350 SH SHARED 17 350 ISHARES INC MSCI BRIC INDX 464286657 310.80 8,000 SH SHARED 8,000 ISHARES INC MSCI BRIC INDX 464286657 7,314.52 188,276 SH SHARED 01 188,276 ISHARES INC MSCI CDA INDEX 464286509 125.44 4,400 SH C SHARED 4,400 ISHARES INC MSCI CDA INDEX 464286509 324.73 11,390 SH SHARED 11,390 ISHARES INC MSCI CDA INDEX 464286509 24,775.90 869,025 SH SHARED 01 869,025 ISHARES INC MSCI CHILE CAPP 464286640 149.29 2,300 SH SHARED 17 2,300 ISHARES INC MSCI CHILE CAPP 464286640 531.35 8,186 SH SHARED 8,186 ISHARES INC MSCI CHILE CAPP 464286640 3,288.34 50,660 SH SHARED 01 50,660 ISHARES INC MSCI EMKT EUR 464286566 6.99 280 SH SHARED 01 280 ISHARES INC MSCI EMKT EUR 464286566 34.25 1,372 SH SHARED 1,372 ISHARES INC MSCI EM SML CP 464286475 63.35 1,281 SH SHARED 01 1,281 ISHARES INC MSCI EMU INDEX 464286608 247.16 7,570 SH SHARED 7,570 ISHARES INC MSCI EMU INDEX 464286608 4,070.80 124,680 SH SHARED 01 124,680 ISHARES INC MSCI EMU INDEX 464286608 30,669.12 939,330 SH SHARED 17 939,330 ISHARES INC MSCI FRANCE 464286707 3,704.34 159,601 SH SHARED 01 159,601 ISHARES INC MSCI GERMAN 464286806 20.80 850 SH SHARED 850 ISHARES INC MSCI GERMAN 464286806 690.05 28,200 SH P SHARED 28,200 ISHARES INC MSCI GERMAN 464286806 1,033.15 42,221 SH SHARED 42,221 ISHARES INC MSCI GERMAN 464286806 1,062.00 43,400 SH C SHARED 43,400 ISHARES INC MSCI GERMAN 464286806 39,197.95 1,601,878 SH SHARED 01 1,601,878 ISHARES INC MSCI GLB AGRI 464286350 182.14 6,540 SH SHARED 01 6,540 ISHARES INC MSCI GLB ENERG 464286343 12.09 496 SH SOLE 496 ISHARES INC MSCI GLB GOLD 464286335 522.05 32,547 SH SHARED 01 32,547 ISHARES INC MSCI GL SILVER 464286327 1.81 100 SH SHARED 01 100 ISHARES INC MSCI GL SL MET 464286368 3.49 175 SH SHARED 01 175 ISHARES INC MSCI HONG KONG 464286871 53.57 2,700 SH C SHARED 2,700 ISHARES INC MSCI HONG KONG 464286871 109.12 5,500 SH P SHARED 5,500 ISHARES INC MSCI HONG KONG 464286871 117.37 5,916 SH SHARED 5,916 ISHARES INC MSCI HONG KONG 464286871 5,895.52 297,153 SH SHARED 17 297,153 ISHARES INC MSCI HONG KONG 464286871 7,676.10 386,900 SH P SHARED 01 386,900 ISHARES INC MSCI HONG KONG 464286871 12,724.09 641,335 SH SHARED 01 641,335 ISHARES INC MSCI ISRAEL FD 464286632 289.22 6,400 SH SHARED 01 6,400 ISHARES INC MSCI ITALY CAPP 464286855 41.30 3,500 SH P SHARED 3,500 ISHARES INC MSCI ITALY CAPP 464286855 143.96 12,200 SH C SHARED 12,200 ISHARES INC MSCI ITALY CAPP 464286855 2,090.89 177,194 SH SHARED 01 177,194 ISHARES INC MSCI ITALY CAPP 464286855 5,880.02 498,307 SH SHARED 498,307 ISHARES INC MSCI ITALY CAPP 464286855 11,986.42 1,015,798 SH SHARED 17 1,015,798 ISHARES INC MSCI JAPAN 464286848 791.53 73,290 SH SHARED 73,290 ISHARES INC MSCI JAPAN 464286848 15,108.12 1,398,900 SH P SHARED 1,398,900 ISHARES INC MSCI JAPAN 464286848 15,960.20 1,477,796 SH SHARED 17 1,477,796

ISHARES INC MSCI JAPAN 464286848 48,026.52 4,446,900 SH C SHARED 4,446,900 ISHARES INC MSCI JAPAN 464286848 59,157.32 5,477,530 SH SHARED 01 5,477,530 ISHARES INC MSCI MALAYSIA 464286830 2.99 200 SH P SHARED 200 ISHARES INC MSCI MALAYSIA 464286830 4.49 300 SH C SHARED 300 ISHARES INC MSCI MALAYSIA 464286830 140.84 9,408 SH SHARED 9,408 ISHARES INC MSCI MALAYSIA 464286830 3,255.89 217,494 SH SHARED 17 217,494 ISHARES INC MSCI MALAYSIA 464286830 4,367.14 291,726 SH SHARED 01 291,726 ISHARES INC MSCI MEXICO CAP 464286822 168.95 2,265 SH SHARED 2,265 ISHARES INC MSCI MEXICO CAP 464286822 298.36 4,000 SH P SHARED 4,000 ISHARES INC MSCI MEXICO CAP 464286822 2,633.03 35,300 SH C SHARED 35,300 ISHARES INC MSCI MEXICO CAP 464286822 13,610.36 182,469 SH SHARED 182,469 ISHARES INC MSCI MEXICO CAP 464286822 25,449.36 341,190 SH SHARED 01 341,190 ISHARES INC MSCI NETHR INVES 464286814 24,393.47 1,184,724 SH SHARED 01 1,184,724 ISHARES INC MSCI PAC J IDX 464286665 1,643.08 33,060 SH SHARED 33,060 ISHARES INC MSCI PAC J IDX 464286665 41,793.87 840,923 SH SHARED 01 840,923 ISHARES INC MSCI SINGAPORE 464286673 101.91 7,300 SH C SHARED 7,300 ISHARES INC MSCI SINGAPORE 464286673 5,465.33 391,499 SH SHARED 17 391,499 ISHARES INC MSCI SINGAPORE 464286673 13,020.85 932,726 SH SHARED 01 932,726 ISHARES INC MSCI SPAIN CAPP 464286764 5,706.67 201,649 SH SHARED 01 201,649 ISHARES INC MSCI SPAIN CAPP 464286764 12,669.91 447,700 SH SHARED 17 447,700 ISHARES INC MSCI STH AFRCA 464286780 9,281.43 145,363 SH SHARED 01 145,363 ISHARES INC MSCI STH KOR CAP 464286772 667.04 11,224 SH SHARED 11,224 ISHARES INC MSCI STH KOR CAP 464286772 2,305.88 38,800 SH C SHARED 38,800 ISHARES INC MSCI STH KOR CAP 464286772 8,427.17 141,800 SH P SHARED 141,800 ISHARES INC MSCI STH KOR CAP 464286772 21,716.91 365,420 SH SHARED 01 365,420 ISHARES INC MSCI SWEDEN 464286756 4,765.74 146,593 SH SHARED 01 146,593 ISHARES INC MSCI SWITZ CAPP 464286749 119.67 4,076 SH SHARED 4,076 ISHARES INC MSCI SWITZ CAPP 464286749 8,763.14 298,472 SH SHARED 01 298,472 ISHARES INC MSCI SWITZ CAPP 464286749 25,042.17 852,935 SH SHARED 17 852,935 ISHARES INC MSCI TAIWAN 464286731 36.02 2,700 SH P SHARED 2,700 ISHARES INC MSCI TAIWAN 464286731 64.03 4,800 SH C SHARED 4,800 ISHARES INC MSCI TAIWAN 464286731 7,039.52 527,700 SH P SHARED 01 527,700 ISHARES INC MSCI TAIWAN 464286731 7,808.14 585,318 SH SHARED 17 585,318 ISHARES INC MSCI TAIWAN 464286731 11,062.76 829,292 SH SHARED 01 829,292 ISHARES INC MSCI THAI CAPPED 464286624 13,840.46 151,926 SH SHARED 01 151,926 ISHARES INC MSCI TURKEY FD 464286715 13,282.27 186,575 SH SHARED 01 186,575 ISHARES INC MSCI UTD KINGD 464286699 66.14 3,620 SH SHARED 3,620 ISHARES INC MSCI UTD KINGD 464286699 19,876.88 1,087,952 SH SHARED 01 1,087,952 ISHARES INC MSCI UTD KINGD 464286699 27,049.17 1,480,524 SH SHARED 17 1,480,524 ISHARES SILVER TRUST ISHARES 46428Q109 6,429.59 234,400 SH P SHARED 01 234,400 ISHARES SILVER TRUST ISHARES 46428Q109 14,126.45 515,000 SH P SHARED 515,000 ISHARES SILVER TRUST ISHARES 46428Q109 48,205.04 1,757,384 SH SHARED 01 1,757,384 ISHARES SILVER TRUST ISHARES 46428Q109 79,481.17 2,897,600 SH C SHARED 2,897,600 ISHARES SILVER TRUST ISHARES 46428Q109 90,477.31 3,298,480 SH SHARED 3,298,480 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 3.29 100 SH P SHARED 100 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 13.16 400 SH C SHARED 400 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 439.15 13,348 SH SHARED 13,348 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 8,226.65 250,050 SH SHARED 01 250,050 ISHARES TR 10+ YR CR BD 464289511 137.67 2,277 SH SHARED 2,277 ISHARES TR 10+ YR CR BD 464289511 9,487.08 156,915 SH SHARED 01 156,915

ISHARES TR 2013 S&P AMTFR 464289388 57.46 1,143 SH SHARED 1,143 ISHARES TR 2013 S&P AMTFR 464289388 409.25 8,141 SH SHARED 01 8,141 ISHARES TR 2014 S&P AMTFR 464289362 33.88 659 SH SHARED 659 ISHARES TR 2014 S&P AMTFR 464289362 496.98 9,667 SH SHARED 01 9,667 ISHARES TR 2015 S&P AMTFR 464289339 12.89 242 SH SHARED 242 ISHARES TR 2015 S&P AMTFR 464289339 683.73 12,840 SH SHARED 01 12,840 ISHARES TR 2016 S&P AMTFR 464289313 43.77 817 SH SHARED 817 ISHARES TR 2016 S&P AMTFR 464289313 1,437.77 26,839 SH SHARED 01 26,839 ISHARES TR 2017 S&P AMTFR 464289271 2,485.38 44,677 SH SHARED 01 44,677 ISHARES TR AAA A RATED CP 46429B291 60.57 1,170 SH SHARED 1,170 ISHARES TR AAA A RATED CP 46429B291 99.66 1,925 SH SHARED 1,925 ISHARES TR AAA A RATED CP 46429B291 121.40 2,345 SH SHARED 01 2,345 ISHARES TR AGENCY BD FD 464288166 202.20 1,783 SH SHARED 1,783 ISHARES TR AGENCY BD FD 464288166 6,752.30 59,543 SH SHARED 01 59,543 ISHARES TR BARCLAYS CMBS 46429B366 544.15 10,521 SH SHARED 01 10,521 ISHARES TR BARCLYS 10-20YR 464288653 9,714.80 72,634 SH SHARED 01 72,634 ISHARES TR BARCLYS 1-3 YR 464287457 329.94 3,906 SH SHARED 3,906 ISHARES TR BARCLYS 1-3 YR 464287457 114,508.12 1,355,607 SH SHARED 01 1,355,607 ISHARES TR BARCLYS 1-3YR CR 464288646 2,891.90 27,401 SH SHARED 27,401 ISHARES TR BARCLYS 1-3YR CR 464288646 176,156.08 1,669,093 SH SHARED 01 1,669,093 ISHARES TR BARCLYS 20+ YR 464287432 5,911.55 50,200 SH C SHARED 50,200 ISHARES TR BARCLYS 20+ YR 464287432 36,705.79 311,700 SH P SHARED 311,700 ISHARES TR BARCLYS 20+ YR 464287432 58,153.42 493,830 SH SHARED 493,830 ISHARES TR BARCLYS 20+ YR 464287432 80,457.87 683,236 SH SHARED 01 683,236 ISHARES TR BARCLYS 3-7 YR 464288661 766.50 6,207 SH SHARED 17 6,207 ISHARES TR BARCLYS 3-7 YR 464288661 1,932.62 15,650 SH SHARED 15,650 ISHARES TR BARCLYS 3-7 YR 464288661 36,101.07 292,340 SH SHARED 01 292,340 ISHARES TR BARCLYS 7-10 YR 464287440 246.88 2,300 SH P SHARED 2,300 ISHARES TR BARCLYS 7-10 YR 464287440 436.55 4,067 SH SHARED 17 4,067 ISHARES TR BARCLYS 7-10 YR 464287440 515.23 4,800 SH C SHARED 4,800 ISHARES TR BARCLYS 7-10 YR 464287440 90,978.70 847,575 SH SHARED 01 847,575 ISHARES TR BARCLYS CR BD 464288620 186.42 1,656 SH SHARED 1,656 ISHARES TR BARCLYS CR BD 464288620 19,451.98 172,799 SH SHARED 01 172,799 ISHARES TR BARCLYS GOVT CR 464288596 91.60 799 SH SHARED 799 ISHARES TR BARCLYS GOVT CR 464288596 3,403.09 29,685 SH SHARED 01 29,685 ISHARES TR BARCLYS INTER CR 464288638 3,029.57 27,259 SH SHARED 27,259 ISHARES TR BARCLYS INTER CR 464288638 105,123.32 945,864 SH SHARED 01 945,864 ISHARES TR BARCLYS INTER GV 464288612 2,902.87 25,835 SH SHARED 01 25,835 ISHARES TR BARCLYS MBS BD 464288588 221.60 2,053 SH SHARED 2,053 ISHARES TR BARCLYS MBS BD 464288588 73,326.12 679,323 SH SHARED 01 679,323 ISHARES TR BARCLYS SH TREA 464288679 396.83 3,600 SH SHARED 3,600 ISHARES TR BARCLYS SH TREA 464288679 17,740.42 160,940 SH SHARED 01 160,940 ISHARES TR BARCLYS TIPS BD 464287176 194.03 1,600 SH C SHARED 1,600 ISHARES TR BARCLYS TIPS BD 464287176 1,157.62 9,546 SH SHARED 9,546 ISHARES TR BARCLYS TIPS BD 464287176 181,905.52 1,500,029 SH SHARED 01 1,500,029 ISHARES TR BRC 0-5 YR TIP 46429B747 19,618.94 189,555 SH SHARED 01 189,555 ISHARES TR COHEN&ST RLTY 464287564 30,512.35 370,071 SH SHARED 01 370,071 ISHARES TR CONS GOODS IDX 464287812 13,177.95 154,980 SH SHARED 01 154,980 ISHARES TR CONS SRVC IDX 464287580 14,353.06 147,045 SH SHARED 01 147,045 ISHARES TR CORE L/T USB ETF 464289479 33.39 543 SH SHARED 543 ISHARES TR CORE L/T USB ETF 464289479 1,597.65 25,978 SH SHARED 01 25,978 ISHARES TR CORE MSCI EAFE 46432F842 699.79 13,211 SH SHARED 01 13,211 ISHARES TR CORE MSCITOTAL 46432F834 675.38 12,889 SH SHARED 01 12,889 ISHARES TR CORE S&P500 ETF 464287200 330.46 2,100 SH P SHARED 2,100

ISHARES TR CORE S&P500 ETF 464287200 1,398.14 8,885 SH SHARED 8,885 ISHARES TR CORE S&P500 ETF 464287200 1,510.66 9,600 SH C SHARED 9,600 ISHARES TR CORE S&P500 ETF 464287200 11,569.42 73,522 SH SHARED 73,522 ISHARES TR CORE S&P500 ETF 464287200 81,373.22 517,115 SH SHARED 01 517,115 ISHARES TR CORE S&P MCP ETF 464287507 1,311.80 11,400 SH SHARED 11,400 ISHARES TR CORE S&P MCP ETF 464287507 87,338.13 759,000 SH SHARED 01 759,000 ISHARES TR CORE S&P SCP ETF 464287804 95.77 1,100 SH C SHARED 1,100 ISHARES TR CORE S&P SCP ETF 464287804 144,252.59 1,656,933 SH SHARED 01 1,656,933 ISHARES TR CORE S&P TTL STK 464287150 989.53 13,826 SH SHARED 01 13,826 ISHARES TR CORE S&P TTL STK 464287150 1,036.19 14,478 SH SHARED 17 14,478 ISHARES TR CORE STRM USBD 46432F859 59.38 592 SH SHARED 01 592 ISHARES TR CORE TOTUSBD ETF 464287226 6,234.10 56,300 SH SHARED 56,300 ISHARES TR CORE TOTUSBD ETF 464287226 238,328.17 2,152,336 SH SHARED 01 2,152,336 ISHARES TR DEV SM CP EX-N 464288497 385.41 10,027 SH SHARED 01 10,027 ISHARES TR DJ AEROSPACE 464288760 674.15 9,020 SH SHARED 01 9,020 ISHARES TR DJ BROKER-DEAL 464288794 2,792.51 100,486 SH SHARED 01 100,486 ISHARES TR DJ HEALTH CARE 464288828 5,432.84 70,861 SH SHARED 01 70,861 ISHARES TR DJ HOME CONSTN 464288752 28.67 1,200 SH P SHARED 01 1,200 ISHARES TR DJ HOME CONSTN 464288752 324.90 13,600 SH P SHARED 13,600 ISHARES TR DJ HOME CONSTN 464288752 695.20 29,100 SH C SHARED 29,100 ISHARES TR DJ HOME CONSTN 464288752 10,942.55 458,039 SH SHARED 01 458,039 ISHARES TR DJ INS INDX FD 464288786 565.79 14,893 SH SHARED 01 14,893 ISHARES TR DJ INTL SEL DIVD 464288448 30,047.32 879,863 SH SHARED 01 879,863 ISHARES TR DJ MED DEVICES 464288810 4,010.33 52,402 SH SHARED 01 52,402 ISHARES TR DJ OIL EQUIP 464288844 5,122.94 89,281 SH SHARED 01 89,281 ISHARES TR DJ OIL&GAS EXP 464288851 2,865.05 39,076 SH SHARED 01 39,076 ISHARES TR DJ PHARMA INDX 464288836 239.85 2,500 SH SHARED 2,500 ISHARES TR DJ PHARMA INDX 464288836 3,006.92 31,342 SH SHARED 01 31,342 ISHARES TR DJ REGIONAL BK 464288778 3,911.20 144,165 SH SHARED 01 144,165 ISHARES TR DJ SEL DIV INX 464287168 19.02 300 SH P SHARED 300 ISHARES TR DJ SEL DIV INX 464287168 63.40 1,000 SH P SHARED 01 1,000 ISHARES TR DJ SEL DIV INX 464287168 478.35 7,545 SH SHARED 7,545 ISHARES TR DJ SEL DIV INX 464287168 4,038.58 63,700 SH C SHARED 63,700 ISHARES TR DJ SEL DIV INX 464287168 132,468.28 2,089,405 SH SHARED 01 2,089,405 ISHARES TR DJ US BAS MATL 464287838 6,947.38 98,881 SH SHARED 01 98,881 ISHARES TR DJ US ENERGY 464287796 9,332.43 206,790 SH SHARED 01 206,790 ISHARES TR DJ US FINL SEC 464287788 6.79 100 SH C SHARED 100 ISHARES TR DJ US FINL SEC 464287788 32,098.73 473,014 SH SHARED 01 473,014 ISHARES TR DJ US FINL SVC 464287770 198.48 3,000 SH SHARED 3,000 ISHARES TR DJ US FINL SVC 464287770 3,309.52 50,023 SH SHARED 01 50,023 ISHARES TR DJ US HEALTHCR 464287762 13,555.49 140,588 SH SHARED 01 140,588 ISHARES TR DJ US INDEX FD 464287846 11,541.84 145,933 SH SHARED 01 145,933 ISHARES TR DJ US INDUSTRL 464287754 8,798.64 107,734 SH SHARED 01 107,734 ISHARES TR DJ US REAL EST 464287739 18,106.49 260,600 SH P SHARED 260,600 ISHARES TR DJ US REAL EST 464287739 22,525.42 324,200 SH P SHARED 01 324,200 ISHARES TR DJ US REAL EST 464287739 38,582.24 555,300 SH C SHARED 555,300 ISHARES TR DJ US REAL EST 464287739 55,819.26 803,386 SH SHARED 803,386 ISHARES TR DJ US REAL EST 464287739 129,075.78 1,857,740 SH SHARED 01 1,857,740 ISHARES TR DJ US TECH SEC 464287721 36,209.28 493,920 SH SHARED 01 493,920 ISHARES TR DJ US TELECOMM 464287713 3,797.19 156,263 SH SHARED 01 156,263 ISHARES TR DJ US UTILS 464287697 4,080.72 42,026 SH SHARED 01 42,026 ISHARES TR EAFE MIN VOLAT 46429B689 9,769.67 163,427 SH SHARED 01 163,427 ISHARES TR ENERGY IDX FD 464289594 3.84 74 SH SOLE 74 ISHARES TR EPRA/NAR DEV ASI 464288463 14.79 413 SH SHARED 413

ISHARES TR EPRA/NAR DEV ASI 464288463 472.07 13,179 SH SHARED 01 13,179 ISHARES TR EPRA/NAR DEV EUR 464288471 119.16 3,960 SH SHARED 01 3,960 ISHARES TR EPRA/NAR DEV R/E 464288489 3,964.95 116,104 SH SHARED 01 116,104 ISHARES TR FLTG RATE NT 46429B655 19,373.95 382,280 SH SHARED 01 382,280 ISHARES TR FTSE CHINA25 IDX 464287184 18,919.24 512,300 SH P SHARED 01 512,300 ISHARES TR FTSE CHINA25 IDX 464287184 55,853.78 1,512,423 SH SHARED 01 1,512,423 ISHARES TR FTSE CHINA25 IDX 464287184 57,787.92 1,564,796 SH SHARED 1,564,796 ISHARES TR FTSE CHINA25 IDX 464287184 95,641.31 2,589,800 SH C SHARED 2,589,800 ISHARES TR FTSE CHINA25 IDX 464287184 117,304.45 3,176,400 SH P SHARED 3,176,400 ISHARES TR FTSE CHINA ETF 464288190 61.68 1,331 SH SHARED 1,331 ISHARES TR FTSE CHINA ETF 464288190 122.75 2,649 SH SHARED 01 2,649 ISHARES TR GLB INFL LKD 46429B812 2,231.66 41,214 SH SHARED 01 41,214 ISHARES TR GNMA BD FD 46429B333 38.20 768 SH SOLE 768 ISHARES TR HGH DIV EQT FD 46429B663 45,953.05 703,076 SH SHARED 01 703,076 ISHARES TR HIGH YLD CORP 464288513 858.59 9,100 SH C SHARED 9,100 ISHARES TR HIGH YLD CORP 464288513 21,502.37 227,900 SH P SHARED 227,900 ISHARES TR HIGH YLD CORP 464288513 21,736.35 230,380 SH SHARED 230,380 ISHARES TR HIGH YLD CORP 464288513 179,131.40 1,898,584 SH SHARED 01 1,898,584 ISHARES TR IBOXX INV CPBD 464287242 827.31 6,900 SH P SHARED 6,900 ISHARES TR IBOXX INV CPBD 464287242 1,115.07 9,300 SH C SHARED 9,300 ISHARES TR IBOXX INV CPBD 464287242 1,532.68 12,783 SH SHARED 17 12,783 ISHARES TR IBOXX INV CPBD 464287242 10,846.39 90,462 SH SHARED 90,462 ISHARES TR IBOXX INV CPBD 464287242 326,518.15 2,723,254 SH SHARED 01 2,723,254 ISHARES TR INDL OFF CAP IDX 464288554 1,013.23 32,248 SH SHARED 01 32,248 ISHARES TR INDONE INVS MRKT 46429B309 1,228.08 35,249 SH SHARED 01 35,249 ISHARES TR INDONE INVS MRKT 46429B309 1,976.47 56,730 SH SHARED 17 56,730 ISHARES TR INDSTRLS IX FD 464289610 2.36 40 SH SOLE 40 ISHARES TR INFMTN TCH FD 464289586 16.94 295 SH SOLE 295 ISHARES TR INTL INFL LKD 46429B770 549.45 10,954 SH SHARED 01 10,954 ISHARES TR INT PFD STK FD 46429B135 30.98 1,147 SH SHARED 1,147 ISHARES TR INT PFD STK FD 46429B135 1,234.52 45,706 SH SHARED 01 45,706 ISHARES TR JPMORGAN USD 464288281 58.82 500 SH C SHARED 500 ISHARES TR JPMORGAN USD 464288281 113.87 968 SH SHARED 968 ISHARES TR JPMORGAN USD 464288281 91,381.69 776,857 SH SHARED 01 776,857 ISHARES TR LARGE VAL INDX 464288109 4,512.50 63,808 SH SHARED 01 63,808 ISHARES TR LRGE CORE INDX 464287127 4,740.55 51,483 SH SHARED 01 51,483 ISHARES TR LRGE GRW INDX 464287119 8,054.64 98,576 SH SHARED 01 98,576 ISHARES TR MATRLS IDX FD 464289578 10.18 200 SH SHARED 01 200 ISHARES TR MATRLS IDX FD 464289578 18.73 368 SH SHARED 368 ISHARES TR MID CORE INDEX 464288208 5,943.26 53,413 SH SHARED 01 53,413 ISHARES TR MID GRWTH INDX 464288307 2,060.16 17,400 SH SHARED 01 17,400 ISHARES TR MID VAL INDEX 464288406 1,511.32 15,986 SH SHARED 01 15,986 ISHARES TR MRTG PLS CAP IDX 464288539 43,377.88 2,773,522 SH SHARED 01 2,773,522 ISHARES TR MSCI ACJPN IDX 464288182 10,331.20 174,868 SH SHARED 01 174,868 ISHARES TR MSCI ACWI EX 464288240 3,394.73 79,205 SH SHARED 01 79,205 ISHARES TR MSCI ACWI EX 464289164 12.59 525 SH SOLE 525 ISHARES TR MSCI ACWI INDX 464288257 340.74 6,714 SH SHARED 6,714 ISHARES TR MSCI ACWI INDX 464288257 6,640.33 130,844 SH SHARED 01 130,844 ISHARES TR MSCI ACWI INDX 464288257 44,594.03 878,700 SH SHARED 878,700 ISHARES TR MSCI ACWI X US 464289628 15.43 202 SH SOLE 202 ISHARES TR MSCI BRAZ SMCP 464289131 29.40 1,072 SH SHARED 1,072 ISHARES TR MSCI BRAZ SMCP 464289131 96.01 3,500 SH SHARED 01 3,500 ISHARES TR MSCI BRAZ SMCP 464289131 227.67 8,300 SH SHARED 8,300 ISHARES TR MSCI CHINA IDX 46429B671 1,020.74 22,528 SH SHARED 01 22,528

ISHARES TR MSCI CHIN SMCP 46429B200 49.94 1,180 SH SOLE 1,180 ISHARES TR MSCI EAFE INDEX 464287465 306.70 5,200 SH P SHARED 01 5,200 ISHARES TR MSCI EAFE INDEX 464287465 553.76 9,389 SH SHARED 9,389 ISHARES TR MSCI EAFE INDEX 464287465 404,254.82 6,854,100 SH P SHARED 6,854,100 ISHARES TR MSCI EAFE INDEX 464287465 438,000.40 7,426,253 SH SHARED 01 7,426,253 ISHARES TR MSCI EAFE INDEX 464287465 439,849.25 7,457,600 SH C SHARED 7,457,600 ISHARES TR MSCI EMERG MKT 464287234 787.18 18,405 SH SHARED 18,405 ISHARES TR MSCI EMERG MKT 464287234 26,026.70 608,527 SH SHARED 17 608,527 ISHARES TR MSCI EMERG MKT 464287234 205,092.76 4,795,248 SH SHARED 01 4,795,248 ISHARES TR MSCI EMERG MKT 464287234 222,485.61 5,201,908 SH SHARED 5,201,908 ISHARES TR MSCI EMERG MKT 464287234 394,433.49 9,222,200 SH C SHARED 9,222,200 ISHARES TR MSCI EMERG MKT 464287234 543,281.65 12,702,400 SH P SHARED 12,702,400 ISHARES TR MSCI EMG MATS 464289198 28.91 1,470 SH SHARED 1,470 ISHARES TR MSCI EMG MATS 464289198 60.33 3,067 SH SHARED 01 3,067 ISHARES TR MSCI EMKT LATN 46429B382 5.19 100 SH SOLE 100 ISHARES TR MSCI EM MK FNL 464289172 27.41 1,000 SH SOLE 1,000 ISHARES TR MSCI ESG SEL SOC 464288802 64.23 966 SH SHARED 966 ISHARES TR MSCI ESG SEL SOC 464288802 3,768.52 56,678 SH SHARED 01 56,678 ISHARES TR MSCI EURO FINL 464289180 62.44 3,215 SH SHARED 01 3,215 ISHARES TR MSCI FAR EAST 464289214 9.00 312 SH SOLE 312 ISHARES TR MSCI GRW IDX 464288885 8,242.48 130,215 SH SHARED 01 130,215 ISHARES TR MSCI KLD400 SOC 464288570 4,437.32 76,295 SH SHARED 01 76,295 ISHARES TR MSCI NEW ZEAL CP 464289123 5,123.54 137,471 SH SHARED 01 137,471 ISHARES TR MSCI PERU CAP 464289842 29.83 671 SH SHARED 671 ISHARES TR MSCI PERU CAP 464289842 70.45 1,585 SH SHARED 1,585 ISHARES TR MSCI PERU CAP 464289842 1,547.08 34,805 SH SHARED 01 34,805 ISHARES TR MSCI POLAND CAP 46429B606 1,025.17 39,890 SH SHARED 01 39,890 ISHARES TR MSCI RUSS INDX 46429B705 159.01 7,231 SH SHARED 01 7,231 ISHARES TR MSCI SMALL CAP 464288273 4,238.05 96,407 SH SHARED 01 96,407 ISHARES TR MSCI VAL IDX 464288877 102.36 2,058 SH SHARED 2,058 ISHARES TR MSCI VAL IDX 464288877 7,487.36 150,536 SH SHARED 01 150,536 ISHARES TR NASDQ BIO INDX 464287556 191.92 1,200 SH C SHARED 1,200 ISHARES TR NASDQ BIO INDX 464287556 431.81 2,700 SH P SHARED 2,700 ISHARES TR NASDQ BIO INDX 464287556 35,266.16 220,510 SH SHARED 01 220,510 ISHARES TR NASDQ BIO INDX 464287556 47,548.79 297,310 SH SHARED 297,310 ISHARES TR NYSE 100INX FD 464287135 123.04 1,664 SH SHARED 01 1,664 ISHARES TR NYSE COMP INDX 464287143 327.85 3,951 SH SHARED 01 3,951 ISHARES TR PHILL INVSTMRK 46429B408 1,467.55 35,672 SH SHARED 17 35,672 ISHARES TR PHILL INVSTMRK 46429B408 10,704.22 260,190 SH SHARED 01 260,190 ISHARES TR PHLX SOX SEMICND 464287523 2,425.06 40,957 SH SHARED 01 40,957 ISHARES TR REAL EST 50 IN 464288521 200.21 4,732 SH SHARED 01 4,732 ISHARES TR RESIDENT PLS CAP 464288562 4,075.95 79,022 SH SHARED 01 79,022 ISHARES TR RETAIL CAP IDX 464288547 106.52 2,815 SH SHARED 01 2,815 ISHARES TR RSSL MCRCP IDX 464288869 8,110.10 138,256 SH SHARED 01 138,256 ISHARES TR RUS200 GRW IDX 464289438 30,219.47 804,994 SH SHARED 01 804,994 ISHARES TR RUS200 IDX ETF 464289446 55.62 1,565 SH SHARED 01 1,565 ISHARES TR RUS200 VAL IDX 464289420 28,609.72 829,027 SH SHARED 01 829,027 ISHARES TR RUSL 2000 GROW 464287648 10.76 100 SH P SHARED 01 100 ISHARES TR RUSL 2000 GROW 464287648 44,606.88 414,408 SH SHARED 01 414,408 ISHARES TR RUSL 2000 VALU 464287630 47,921.13 571,783 SH SHARED 01 571,783 ISHARES TR RUSL 3000 GROW 464287671 535.59 9,179 SH SHARED 01 9,179 ISHARES TR RUSL 3000 VALU 464287663 1,782.07 16,774 SH SHARED 01 16,774 ISHARES TR RUSSELL 1000 464287622 21,679.53 248,590 SH SHARED 01 248,590 ISHARES TR RUSSELL1000GRW 464287614 273,576.41 3,833,213 SH SHARED 01 3,833,213

ISHARES TR RUSSELL1000VAL 464287598 16.23 200 SH P SHARED 200 ISHARES TR RUSSELL1000VAL 464287598 146.11 1,800 SH C SHARED 1,800 ISHARES TR RUSSELL1000VAL 464287598 163,125.16 2,009,673 SH SHARED 01 2,009,673 ISHARES TR RUSSELL 2000 464287655 187,515.69 1,985,764 SH SHARED 01 1,985,764 ISHARES TR RUSSELL 2000 464287655 369,684.01 3,914,900 SH C SHARED 3,914,900 ISHARES TR RUSSELL 2000 464287655 551,773.38 5,843,200 SH P SHARED 5,843,200 ISHARES TR RUSSELL 2000 464287655 562,063.04 5,952,166 SH SHARED 5,952,166 ISHARES TR RUSSELL 3000 464287689 20,796.35 222,516 SH SHARED 01 222,516 ISHARES TR RUSSELL MCP GR 464287481 88,035.71 1,259,993 SH SHARED 01 1,259,993 ISHARES TR RUSSELL MCP VL 464287473 55,418.36 972,252 SH SHARED 01 972,252 ISHARES TR RUSSELL MIDCAP 464287499 114,546.23 899,884 SH SHARED 01 899,884 ISHARES TR SMLL CORE INDX 464288505 1,196.91 11,062 SH SHARED 01 11,062 ISHARES TR SMLL GRWTH IDX 464288604 466.91 4,465 SH SHARED 01 4,465 ISHARES TR SMLL VAL INDX 464288703 3,368.11 32,539 SH SHARED 01 32,539 ISHARES TR S&P 100 IDX FD 464287101 4,028.60 57,200 SH SHARED 57,200 ISHARES TR S&P 100 IDX FD 464287101 29,035.82 412,265 SH SHARED 01 412,265 ISHARES TR S&P500 GRW 464287309 1,268.82 15,402 SH SHARED 17 15,402 ISHARES TR S&P500 GRW 464287309 137,356.05 1,667,347 SH SHARED 01 1,667,347 ISHARES TR S&P 500 VALUE 464287408 100,475.53 1,361,457 SH SHARED 01 1,361,457 ISHARES TR S&P AGGR ALL 464289859 6.76 170 SH SHARED 01 170 ISHARES TR S&P AGGR ALL 464289859 85.77 2,156 SH SHARED 2,156 ISHARES TR S&P AGGR ALL 464289859 111.38 2,800 SH SHARED 2,800 ISHARES TR S&P AMTFREE MUNI 464288323 1,405.05 12,641 SH SHARED 01 12,641 ISHARES TR S&P ASIA 50 IN 464288430 63.81 1,374 SH SHARED 1,374 ISHARES TR S&P ASIA 50 IN 464288430 1,194.25 25,716 SH SHARED 01 25,716 ISHARES TR S&P CAL AMTFR MN 464288356 7,716.78 67,224 SH SHARED 01 67,224 ISHARES TR S&PCITI1-3YRTB 464288125 56.22 602 SH SHARED 602 ISHARES TR S&PCITI1-3YRTB 464288125 1,504.34 16,108 SH SHARED 01 16,108 ISHARES TR S&P CITINT TBD 464288117 5,137.22 51,533 SH SHARED 01 51,533 ISHARES TR S&P CONSR ALL 464289883 534.41 17,134 SH SHARED 01 17,134 ISHARES TR S&P DEV EX-US 464288422 2,851.66 75,012 SH SHARED 01 75,012 ISHARES TR S&P EMRG INFRS 464288216 356.20 10,000 SH SHARED 10,000 ISHARES TR S&P EMRG INFRS 464288216 2,082.02 58,451 SH SHARED 01 58,451 ISHARES TR S&P EURO PLUS 464287861 414.14 10,429 SH SHARED 10,429 ISHARES TR S&P EURO PLUS 464287861 4,550.29 114,588 SH SHARED 01 114,588 ISHARES TR S&P GBL ENER 464287341 9,101.56 227,938 SH SHARED 01 227,938 ISHARES TR S&P GBL FIN 464287333 84.39 1,740 SH SHARED 1,740 ISHARES TR S&P GBL FIN 464287333 2,567.93 52,947 SH SHARED 01 52,947 ISHARES TR S&P GBL HLTHCR 464287325 67.07 910 SH SHARED 910 ISHARES TR S&P GBL HLTHCR 464287325 6,423.99 87,164 SH SHARED 01 87,164 ISHARES TR S&P GBL INF 464287291 9,380.63 134,443 SH SHARED 01 134,443 ISHARES TR S&P GBL TELCM 464287275 3,650.34 60,910 SH SHARED 01 60,910 ISHARES TR S&P GLB100INDX 464287572 8,832.22 130,288 SH SHARED 01 130,288 ISHARES TR S&P GLBIDX ETF 464288224 16.72 2,272 SH SHARED 2,272 ISHARES TR S&P GLBIDX ETF 464288224 71.39 9,700 SH SHARED 01 9,700 ISHARES TR S&P GLB MTRLS 464288695 3,092.38 52,034 SH SHARED 01 52,034 ISHARES TR S&P GL CONSUME 464288745 3,563.03 52,989 SH SHARED 01 52,989 ISHARES TR S&P GL C STAPL 464288737 64.69 784 SH SHARED 784 ISHARES TR S&P GL C STAPL 464288737 7,147.10 86,621 SH SHARED 01 86,621 ISHARES TR S&P GL INDUSTR 464288729 16.61 280 SH SHARED 280 ISHARES TR S&P GL INDUSTR 464288729 3,880.71 65,431 SH SHARED 01 65,431 ISHARES TR S&P GLO INFRAS 464288372 10.56 284 SH SHARED 284 ISHARES TR S&P GLO INFRAS 464288372 19.70 530 SH SHARED 17 530 ISHARES TR S&P GLO INFRAS 464288372 6,613.06 177,914 SH SHARED 01 177,914

ISHARES TR S&P GL UTILITI 464288711 6,171.37 142,955 SH SHARED 01 142,955 ISHARES TR S&P GRWTH ALL 464289867 58.85 1,647 SH SHARED 1,647 ISHARES TR S&P GRWTH ALL 464289867 59.74 1,672 SH SHARED 01 1,672 ISHARES TR S&P GTFIDX ETF 464288174 1,034.98 20,737 SH SHARED 01 20,737 ISHARES TR S&P INDIA 50 464289529 80.04 3,331 SH SHARED 3,331 ISHARES TR S&P INDIA 50 464289529 239.03 9,947 SH SHARED 01 9,947 ISHARES TR S&P LTN AM 40 464287390 21.83 500 SH P SHARED 500 ISHARES TR S&P LTN AM 40 464287390 235.71 5,400 SH C SHARED 5,400 ISHARES TR S&P LTN AM 40 464287390 1,563.46 35,818 SH SHARED 35,818 ISHARES TR S&P LTN AM 40 464287390 5,779.30 132,401 SH SHARED 17 132,401 ISHARES TR S&P LTN AM 40 464287390 8,444.57 193,461 SH SHARED 01 193,461 ISHARES TR S&P MC 400 GRW 464287606 66,506.71 519,016 SH SHARED 01 519,016 ISHARES TR S&P MIDCP VALU 464287705 46,909.81 464,960 SH SHARED 01 464,960 ISHARES TR S&P MODERATE 464289875 944.13 28,758 SH SHARED 01 28,758 ISHARES TR S&P NA MULTIMD 464287531 429.30 14,592 SH SHARED 01 14,592 ISHARES TR S&P NA NAT RES 464287374 9,900.54 244,036 SH SHARED 01 244,036 ISHARES TR S&P NA SOFTWR 464287515 7,365.86 106,121 SH SHARED 01 106,121 ISHARES TR S&P NA TECH FD 464287549 5,314.26 73,179 SH SHARED 01 73,179 ISHARES TR S&P NTL AMTFREE 464288414 198.31 1,800 SH P SHARED 1,800 ISHARES TR S&P NTL AMTFREE 464288414 68,533.78 622,073 SH SHARED 01 622,073 ISHARES TR S&P NUCIDX ETF 464288232 6.85 210 SH SHARED 01 210 ISHARES TR S&P NUCIDX ETF 464288232 30.62 939 SH SHARED 939 ISHARES TR S&P SH NTL AMTFR 464288158 34,806.75 327,405 SH SHARED 01 327,405 ISHARES TR S&P SMLCP GROW 464287887 28,761.89 306,336 SH SHARED 01 306,336 ISHARES TR S&P SMLCP VALU 464287879 22,218.92 247,069 SH SHARED 01 247,069 ISHARES TR S&P TARGET 15 464289305 16.23 453 SH SHARED 01 453 ISHARES TR S&P TARGET 30 464289602 45.51 1,192 SH SOLE 1,192 ISHARES TR S&P TARGET 35 464289701 22.15 579 SH SOLE 579 ISHARES TR S&P TARGET 40 464289800 1.28 33 SH SOLE 33 ISHARES TR S&P/TOPIX 150 464287382 12.86 275 SH SHARED 01 275 ISHARES TR S&P/TOPIX 150 464287382 261.88 5,600 SH SHARED 17 5,600 ISHARES TR TRANSP AVE IDX 464287192 10.57 95 SH SHARED 95 ISHARES TR TRANSP AVE IDX 464287192 11,857.68 106,538 SH SHARED 01 106,538 ISHARES TR TRGT 2050 INDX 46429B630 4.08 135 SH SOLE 135 ISHARES TR USA MIN VOL ID 46429B697 12,277.63 374,775 SH SHARED 01 374,775 ISHARES TR US PFD STK IDX 464288687 303.90 7,500 SH P SHARED 7,500 ISHARES TR US PFD STK IDX 464288687 472.71 11,666 SH SHARED 11,666 ISHARES TR US PFD STK IDX 464288687 139,642.25 3,446,255 SH SHARED 01 3,446,255 ISHARES TR UTILTS IDX FD 464289545 22.60 549 SH SOLE 549 ISIS PHARMACEUTICALS INC COM 464330109 196.47 11,598 SH SHARED 11,598 ISIS PHARMACEUTICALS INC COM 464330109 505.39 29,834 SH SHARED 01 29,834 ISIS PHARMACEUTICALS INC COM 464330109 587.82 34,700 SH P SHARED 34,700 ISIS PHARMACEUTICALS INC COM 464330109 1,228.15 72,500 SH C SHARED 72,500 ISLE OF CAPRI CASINOS INC COM 464592104 14.03 2,231 SH SOLE 2,231 ISLE OF CAPRI CASINOS INC COM 464592104 15.10 2,400 SH P SOLE 2,400 ISOFTSTONE HLDGS LTD SPONSORED ADS 46489B108 2.43 497 SH SOLE 497 ISORAY INC COM 46489V104 6.01 11,121 SH SOLE 11,121 ISRAMCO INC COM NEW 465141406 33.31 336 SH SOLE 336 ISTAR FINL INC COM 45031U101 8.71 800 SH C SHARED 800 ISTAR FINL INC COM 45031U101 46.83 4,300 SH P SHARED 4,300 ISTAR FINL INC COM 45031U101 123.80 11,368 SH SHARED 01 11,368 ISTAR FINL INC COM 45031U101 1,886.55 173,237 SH SHARED 173,237 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 121.04 6,800 SH C SHARED 6,800 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 775.62 43,574 SH SHARED 43,574

ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 1,348.49 75,758 SH SHARED 20 75,758 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 3,116.62 175,091 SH SHARED 01 175,091 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 3,469.22 194,900 SH P SHARED 194,900 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 4,592.52 258,007 SH SHARED 258,007 ITC HLDGS CORP COM 465685105 17.85 200 SH C SHARED 200 ITC HLDGS CORP COM 465685105 1,840.09 20,615 SH SHARED 20,615 ITC HLDGS CORP COM 465685105 17,283.77 193,634 SH SHARED 01 193,634 ITRON INC COM 465741106 18.56 400 SH C SHARED 400 ITRON INC COM 465741106 42.13 908 SH SHARED 01 908 ITRON INC COM 465741106 635.68 13,700 SH SHARED 13,700 ITRON INC COM 465741106 5,438.36 117,206 SH SHARED 117,206 ITT CORP NEW COM NEW 450911201 8.53 300 SH P SHARED 300 ITT CORP NEW COM NEW 450911201 11.37 400 SH C SHARED 400 ITT CORP NEW COM NEW 450911201 11.49 404 SH SHARED 404 ITT CORP NEW COM NEW 450911201 883.63 31,081 SH SHARED 01 31,081 ITT EDUCATIONAL SERVICES INC COM 45068B109 13.78 1,000 SH C SHARED 1,000 ITT EDUCATIONAL SERVICES INC COM 45068B109 59.23 4,298 SH SHARED 4,298 ITT EDUCATIONAL SERVICES INC COM 45068B109 248.66 18,045 SH SHARED 01 18,045 ITURAN LOCATION AND CONTROL SHS M6158M104 1.71 109 SH SHARED 109 ITURAN LOCATION AND CONTROL SHS M6158M104 6.28 400 SH SHARED 01 400 IVANHOE ENERGY INC COM 465790103 12.94 19,600 SH SHARED 01 19,600 IXIA COM 45071R109 4.31 199 SH SHARED 199 IXIA COM 45071R109 6.49 300 SH P SHARED 300 IXIA COM 45071R109 43.28 2,000 SH C SHARED 2,000 IXIA COM 45071R109 89.42 4,132 SH SHARED 01 4,132 IXYS CORP COM 46600W106 5.35 558 SH SOLE 558 J2 GLOBAL INC COM 48123V102 19.61 500 SH C SHARED 500 J2 GLOBAL INC COM 48123V102 514.91 13,132 SH SHARED 01 13,132 J2 GLOBAL INC COM 48123V102 1,144.93 29,200 SH SHARED 29,200 JABIL CIRCUIT INC COM 466313103 188.31 10,190 SH SHARED 10,190 JABIL CIRCUIT INC COM 466313103 365.90 19,800 SH P SHARED 19,800 JABIL CIRCUIT INC COM 466313103 489.72 26,500 SH C SHARED 26,500 JABIL CIRCUIT INC COM 466313103 4,280.36 231,621 SH SHARED 01 231,621 JACK IN THE BOX INC COM 466367109 11.55 334 SH SHARED 334 JACK IN THE BOX INC COM 466367109 117.61 3,400 SH P SHARED 3,400 JACK IN THE BOX INC COM 466367109 706.74 20,432 SH SHARED 01 20,432 JACKSONVILLE BANCORP INC FLA COM 469249106 2.25 1,500 SH SOLE 1,500 JACOBS ENGR GROUP INC DEL COM 469814107 22.50 400 SH P SHARED 400 JACOBS ENGR GROUP INC DEL COM 469814107 24.63 438 SH SHARED 438 JACOBS ENGR GROUP INC DEL COM 469814107 399.30 7,100 SH SHARED 7,100 JACOBS ENGR GROUP INC DEL COM 469814107 438.67 7,800 SH C SHARED 7,800 JACOBS ENGR GROUP INC DEL COM 469814107 1,001.07 17,800 SH SHARED 20 17,800 JACOBS ENGR GROUP INC DEL COM 469814107 1,848.44 32,867 SH SHARED 01 32,867 JAGUAR MNG INC COM 47009M103 37.19 62,510 SH SHARED 01 62,510 JAGUAR MNG INC COM 47009M103 63.55 106,800 SH P SHARED 106,800 JAGUAR MNG INC COM 47009M103 98.35 165,300 SH SHARED 165,300 JAMBA INC COM 47023A101 2.85 1,000 SH C SHARED 1,000 JAMBA INC COM 47023A101 5.70 2,000 SH P SHARED 2,000

JAMBA INC COM 47023A101 24.80 8,700 SH SHARED 01 8,700 JAMBA INC COM 47023A101 55.66 19,529 SH SHARED 19,529 JAMES RIVER COAL CO COM NEW 470355207 0.18 100 SH C SHARED 100 JAMES RIVER COAL CO COM NEW 470355207 4.45 2,540 SH SHARED 2,540 JAMES RIVER COAL CO COM NEW 470355207 48.93 27,961 SH SHARED 01 27,961 JAMES RIVER COAL CO COM NEW 470355207 115.50 66,000 SH P SHARED 66,000 JAMES RIVER COAL CO NOTE 3.125% 3/1 470355AH1 1,061.20 5,306,000 PRN SOLE 5,306,000 JANUS CAP GROUP INC COM 47102X105 1.88 200 SH C SHARED 200 JANUS CAP GROUP INC COM 47102X105 1.88 200 SH P SHARED 200 JANUS CAP GROUP INC COM 47102X105 1,038.56 110,485 SH SHARED 01 110,485 JANUS CAP GROUP INC NOTE 3.250% 7/1 47102XAG0 1.05 1,000 PRN SHARED 01 1,000 JAPAN EQUITY FD INC COM 471057109 16.13 2,576 SH SHARED 01 2,576 JAPAN EQUITY FD INC COM 471057109 19.04 3,041 SH SHARED 3,041 JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 30.22 3,506 SH SHARED 3,506 JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 957.94 111,130 SH SHARED 01 111,130 JARDEN CORP COM 471109108 40.71 950 SH C SHARED 950 JARDEN CORP COM 471109108 1,586.56 37,026 SH SHARED 01 37,026 JA SOLAR HOLDINGS CO LTD SPON ADR REP5ORD 466090206 5.32 1,470 SH SHARED 01 1,470 JA SOLAR HOLDINGS CO LTD SPON ADR REP5ORD 466090206 18.46 5,100 SH P SHARED 5,100 JA SOLAR HOLDINGS CO LTD SPON ADR REP5ORD 466090206 24.98 6,900 SH C SHARED 6,900 JA SOLAR HOLDINGS CO LTD SPON ADR REP5ORD 466090206 29.17 8,058 SH SHARED 8,058 JAVELIN MTG INVT CORP COM 47200B104 19.26 980 SH SHARED 01 980 JAVELIN MTG INVT CORP COM 47200B104 47.79 2,432 SH SHARED 2,432 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 564.69 10,100 SH C SHARED 10,100 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 5,807.99 103,881 SH SHARED 01 103,881 JDS UNIPHASE CORP COM PAR $0.001 46612J507 40.10 3,000 SH P SHARED 3,000 JDS UNIPHASE CORP COM PAR $0.001 46612J507 1,162.15 86,955 SH SHARED 86,955 JDS UNIPHASE CORP COM PAR $0.001 46612J507 2,271.97 169,994 SH SHARED 01 169,994 JDS UNIPHASE CORP COM PAR $0.001 46612J507 4,180.57 312,800 SH C SHARED 312,800 JEFFERIES GROUP INC NEW DBCV 3.875%11/0 472319AG7 291.99 284,000 PRN SHARED 01 284,000 JEFFERSON BANCSHARES INC TEN COM 472375104 3.76 741 SH SHARED 741 JEFFERSON BANCSHARES INC TEN COM 472375104 4.55 897 SH SHARED 01 897 JETBLUE AIRWAYS CORP COM 477143101 6.90 1,000 SH SHARED 1,000 JETBLUE AIRWAYS CORP COM 477143101 169.74 24,600 SH P SHARED 24,600 JETBLUE AIRWAYS CORP COM 477143101 175.95 25,500 SH C SHARED 25,500 JETBLUE AIRWAYS CORP COM 477143101 231.83 33,599 SH SHARED 33,599 JETBLUE AIRWAYS CORP COM 477143101 987.33 143,091 SH SHARED 01 143,091 JETBLUE AIRWAYS CORP DBCV 6.750%10/1 477143AG6 1.62 1,000 PRN SHARED 01 1,000 JEWETT CAMERON TRADING LTD COM NEW 47733C207 25.47 1,415 SH SOLE 1,415 J F CHINA REGION FD INC COM 46614T107 22.45 1,559 SH SHARED 1,559 J F CHINA REGION FD INC COM 46614T107 23.85 1,656 SH SHARED 01 1,656 JINKOSOLAR HLDG CO LTD SPONSORED ADR 47759T100 1.39 300 SH SHARED 01 300 JINKOSOLAR HLDG CO LTD SPONSORED ADR 47759T100 6.03 1,300 SH C SHARED 1,300 JINKOSOLAR HLDG CO LTD SPONSORED ADR 47759T100 30.31 6,533 SH SHARED 6,533 JINPAN INTL LTD ORD G5138L100 17.88 3,400 SH SHARED 01 3,400 JIVE SOFTWARE INC COM 47760A108 42.56 2,800 SH C SHARED 2,800 JIVE SOFTWARE INC COM 47760A108 106.51 7,007 SH SHARED 7,007 JIVE SOFTWARE INC COM 47760A108 159.60 10,500 SH P SHARED 10,500 JIVE SOFTWARE INC COM 47760A108 6,253.77 411,432 SH SHARED 01 411,432 J & J SNACK FOODS CORP COM 466032109 68.89 896 SH SHARED 896

J & J SNACK FOODS CORP COM 466032109 168.62 2,193 SH SHARED 01 2,193 JMP GROUP INC COM 46629U107 0.69 100 SH SHARED 01 100 JMP GROUP INC COM 46629U107 13.23 1,914 SH SHARED 1,914 JOES JEANS INC COM 47777N101 27.20 16,000 SH SHARED 01 16,000 JOHN BEAN TECHNOLOGIES CORP COM 477839104 89.29 4,303 SH SHARED 01 4,303 JOHN HANCOCK HDG EQ & INC FD COM 47804L102 574.42 34,212 SH SHARED 01 34,212 JOHNSON CTLS INC COM 478366107 21.92 625 SH SHARED 20 625 JOHNSON CTLS INC COM 478366107 1,686.87 48,100 SH P SHARED 48,100 JOHNSON CTLS INC COM 478366107 2,391.77 68,200 SH SHARED 68,200 JOHNSON CTLS INC COM 478366107 6,530.03 186,200 SH C SHARED 186,200 JOHNSON CTLS INC COM 478366107 19,798.45 564,541 SH SHARED 01 564,541 JOHNSON CTLS INC COM 478366107 75,373.04 2,149,217 SH SHARED 2,149,217 JOHNSON & JOHNSON COM 478160104 24.46 300 SH C SHARED 01 300 JOHNSON & JOHNSON COM 478160104 904.98 11,100 SH P SHARED 01 11,100 JOHNSON & JOHNSON COM 478160104 3,044.25 37,339 SH SHARED 20 37,339 JOHNSON & JOHNSON COM 478160104 3,640.89 44,657 SH SHARED 17 44,657 JOHNSON & JOHNSON COM 478160104 10,786.42 132,300 SH P SHARED 132,300 JOHNSON & JOHNSON COM 478160104 39,288.98 481,896 SH SHARED 481,896 JOHNSON & JOHNSON COM 478160104 67,017.66 822,000 SH C SHARED 822,000 JOHNSON & JOHNSON COM 478160104 164,670.30 2,019,751 SH SHARED 2,019,751 JOHNSON & JOHNSON COM 478160104 563,580.94 6,912,559 SH SHARED 01 6,912,559 JONES GROUP INC COM 48020T101 1.27 100 SH P SHARED 100 JONES GROUP INC COM 48020T101 5.28 415 SH SHARED 01 415 JONES GROUP INC COM 48020T101 15.26 1,200 SH C SHARED 1,200 JONES GROUP INC COM 48020T101 101.43 7,974 SH SHARED 7,974 JONES LANG LASALLE INC COM 48020Q107 39.76 400 SH C SHARED 400 JONES LANG LASALLE INC COM 48020Q107 716.45 7,207 SH SHARED 01 7,207 JOS A BANK CLOTHIERS INC COM 480838101 2.07 52 SH SHARED 01 52 JOS A BANK CLOTHIERS INC COM 480838101 31.92 800 SH P SHARED 800 JOS A BANK CLOTHIERS INC COM 480838101 43.89 1,100 SH C SHARED 1,100 JOURNAL COMMUNICATIONS INC CL A 481130102 16.80 2,500 SH C SOLE 2,500 JOURNAL COMMUNICATIONS INC CL A 481130102 66.03 9,826 SH SOLE 9,826 JOY GLOBAL INC COM 481165108 374.98 6,300 SH SHARED 6,300 JOY GLOBAL INC COM 481165108 477.05 8,015 SH SHARED 8,015 JOY GLOBAL INC COM 481165108 1,003.21 16,855 SH SHARED 20 16,855 JOY GLOBAL INC COM 481165108 4,969.92 83,500 SH C SHARED 83,500 JOY GLOBAL INC COM 481165108 7,356.67 123,600 SH P SHARED 123,600 JOY GLOBAL INC COM 481165108 12,745.97 214,146 SH SHARED 01 214,146 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 4.55 100 SH C SHARED 100 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 13.64 300 SH P SHARED 300 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 57,118.79 1,255,910 SH SHARED 01 1,255,910 JPMORGAN CHASE & CO COM 46625H100 94.92 2,000 SH P SHARED 01 2,000 JPMORGAN CHASE & CO COM 46625H100 2,665.88 56,171 SH SHARED 17 56,171 JPMORGAN CHASE & CO COM 46625H100 7,745.57 163,202 SH SHARED 20 163,202 JPMORGAN CHASE & CO COM 46625H100 26,620.69 560,908 SH SHARED 560,908 JPMORGAN CHASE & CO COM 46625H100 48,475.64 1,021,400 SH P SHARED 1,021,400 JPMORGAN CHASE & CO COM 46625H100 50,900.85 1,072,500 SH C SHARED 1,072,500 JPMORGAN CHASE & CO COM 46625H100 242,869.91 5,117,360 SH SHARED 5,117,360 JPMORGAN CHASE & CO COM 46625H100 287,459.29 6,056,875 SH SHARED 01 6,056,875 JPMORGAN CHASE & CO ETN 130/30 23 46625H761 23.12 545 SH SOLE 545 JPMORGAN CHASE & CO *W EXP 10/28/201 46634E114 71.75 5,035 SH SHARED 01 5,035 JTH HLDG INC CL A 46637N103 6.57 416 SH SOLE 416

JUNIPER NETWORKS INC COM 48203R104 209.50 11,300 SH C SHARED 11,300 JUNIPER NETWORKS INC COM 48203R104 452.02 24,381 SH SHARED 24,381 JUNIPER NETWORKS INC COM 48203R104 680.42 36,700 SH SHARED 36,700 JUNIPER NETWORKS INC COM 48203R104 1,171.91 63,210 SH SHARED 01 63,210 JUNIPER NETWORKS INC COM 48203R104 18,569.66 1,001,600 SH P SHARED 1,001,600 JUST ENERGY GROUP INC COM 48213W101 0.21 32 SH SHARED 32 JUST ENERGY GROUP INC COM 48213W101 125.22 19,031 SH SHARED 01 19,031 K12 INC COM 48273U102 14.47 600 SH C SOLE 600 KADANT INC COM 48282T104 7.08 283 SH SHARED 283 KADANT INC COM 48282T104 24.98 999 SH SHARED 01 999 KAISER ALUMINUM CORP COM PAR $0.01 483007704 12.93 200 SH C SHARED 200 KAISER ALUMINUM CORP COM PAR $0.01 483007704 1,005.11 15,547 SH SHARED 01 15,547 KALOBIOS PHARMACEUTICALS INC COM 48344T100 1.55 259 SH SOLE 259 KAMAN CORP COM 483548103 7.09 200 SH SHARED 01 200 KANDI TECHNOLOGIES GROUP INC COM 483709101 5.04 1,300 SH P SOLE 1,300 KANDI TECHNOLOGIES GROUP INC COM 483709101 5.82 1,500 SH C SOLE 1,500 KANDI TECHNOLOGIES GROUP INC COM 483709101 39.18 10,098 SH SOLE 10,098 KANSAS CITY LIFE INS CO COM 484836101 33.93 867 SH SOLE 867 KANSAS CITY SOUTHERN COM NEW 485170302 565.59 5,100 SH P SHARED 5,100 KANSAS CITY SOUTHERN COM NEW 485170302 884.65 7,977 SH SHARED 7,977 KANSAS CITY SOUTHERN COM NEW 485170302 1,242.08 11,200 SH C SHARED 11,200 KANSAS CITY SOUTHERN COM NEW 485170302 10,274.44 92,646 SH SHARED 01 92,646 KAPSTONE PAPER & PACKAGING C COM 48562P103 59.16 2,128 SH SHARED 2,128 KAPSTONE PAPER & PACKAGING C COM 48562P103 663.25 23,858 SH SHARED 01 23,858 KAR AUCTION SVCS INC COM 48238T109 2.30 115 SH SHARED 01 115 KAR AUCTION SVCS INC COM 48238T109 42.22 2,108 SH SHARED 2,108 KAYAK SOFTWARE CORP CL A 486577109 120.52 3,016 SH SHARED 01 3,016 KAYAK SOFTWARE CORP CL A 486577109 1,238.76 31,000 SH P SHARED 31,000 KAYAK SOFTWARE CORP CL A 486577109 2,293.90 57,405 SH SHARED 57,405 KAYDON CORP COM 486587108 6.45 252 SH SHARED 01 252 KAYNE ANDERSON ENERGY DEV CO COM 48660Q102 1,964.23 74,942 SH SHARED 01 74,942 KAYNE ANDERSON ENRGY TTL RT COM 48660P104 11.78 396 SH SHARED 396 KAYNE ANDERSON ENRGY TTL RT COM 48660P104 14,093.44 473,570 SH SHARED 01 473,570 KAYNE ANDERSON MDSTM ENERGY COM 48661E108 7,232.35 217,842 SH SHARED 01 217,842 KAYNE ANDERSON MLP INVSMNT C COM 486606106 25,801.54 743,132 SH SHARED 01 743,132 KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 291.41 8,820 SH SHARED 20 8,820 KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 311.14 9,417 SH SHARED 9,417 KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 679.80 20,575 SH SHARED 01 20,575 KB HOME COM 48666K109 509.42 23,400 SH C SHARED 23,400 KB HOME COM 48666K109 808.73 37,149 SH SHARED 01 37,149 KB HOME COM 48666K109 1,101.56 50,600 SH P SHARED 50,600 KB HOME COM 48666K109 24,809.66 1,139,626 SH SHARED 1,139,626 KBR INC COM 48242W106 44.91 1,400 SH P SHARED 1,400

KBR INC COM 48242W106 67.37 2,100 SH C SHARED 2,100 KBR INC COM 48242W106 138.78 4,326 SH SHARED 4,326 KBR INC COM 48242W106 343.26 10,700 SH SHARED 10,700 KBR INC COM 48242W106 19,934.45 621,398 SH SHARED 01 621,398 KCAP FINL INC COM 48668E101 10.77 1,000 SH SHARED 01 1,000 KCAP FINL INC COM 48668E101 2,997.53 278,322 SH SHARED 278,322 KEARNY FINL CORP COM 487169104 30.28 2,969 SH SOLE 2,969 KELLOGG CO COM 487836108 373.69 5,800 SH P SHARED 5,800 KELLOGG CO COM 487836108 793.13 12,310 SH SHARED 17 12,310 KELLOGG CO COM 487836108 1,146.85 17,800 SH C SHARED 17,800 KELLOGG CO COM 487836108 2,092.04 32,470 SH SHARED 32,470 KELLOGG CO COM 487836108 8,658.94 134,393 SH SHARED 134,393 KELLOGG CO COM 487836108 47,174.62 732,184 SH SHARED 01 732,184 KELLY SVCS INC CL A 488152208 3.90 209 SH SHARED 209 KELLY SVCS INC CL A 488152208 354.88 18,998 SH SHARED 01 18,998 KELLY SVCS INC CL B 488152307 18.67 1,005 SH SOLE 1,005 KEMET CORP COM NEW 488360207 47.91 7,666 SH SHARED 01 7,666 KEMPER CORP DEL COM 488401100 53.45 1,639 SH SHARED 1,639 KEMPER CORP DEL COM 488401100 100.15 3,071 SH SHARED 01 3,071 KENNAMETAL INC COM 489170100 31.23 800 SH C SHARED 800 KENNAMETAL INC COM 489170100 62.00 1,588 SH SHARED 01 1,588 KENNAMETAL INC COM 489170100 1,238.90 31,734 SH SHARED 31,734 KENNAMETAL INC COM 489170100 2,166.72 55,500 SH P SHARED 55,500 KENNEDY-WILSON HLDGS INC COM 489398107 307.10 19,800 SH SHARED 01 19,800 KENTUCKY FIRST FED BANCORP COM 491292108 6.95 869 SH SOLE 869 KERYX BIOPHARMACEUTICALS INC COM 492515101 203.07 28,825 SH SHARED 01 28,825 KERYX BIOPHARMACEUTICALS INC COM 492515101 285.32 40,500 SH C SHARED 40,500 KERYX BIOPHARMACEUTICALS INC COM 492515101 516.22 73,275 SH SHARED 73,275 KERYX BIOPHARMACEUTICALS INC COM 492515101 1,038.43 147,400 SH P SHARED 147,400 KEWAUNEE SCIENTIFIC CORP COM 492854104 27.40 2,108 SH SOLE 2,108 KEYCORP NEW COM 493267108 116.53 11,700 SH P SHARED 11,700 KEYCORP NEW COM 493267108 163.34 16,400 SH C SHARED 16,400 KEYCORP NEW COM 493267108 459.16 46,100 SH SHARED 46,100 KEYCORP NEW COM 493267108 3,360.95 337,445 SH SHARED 337,445 KEYCORP NEW COM 493267108 22,730.41 2,282,170 SH SHARED 01 2,282,170 KEYCORP NEW PFD 7.75% SR A 493267405 101.47 783 SH SOLE 783 KEY ENERGY SVCS INC COM 492914106 4.04 500 SH C SHARED 500 KEY ENERGY SVCS INC COM 492914106 42.44 5,252 SH SHARED 5,252 KEY ENERGY SVCS INC COM 492914106 173.78 21,507 SH SHARED 01 21,507 KEY TECHNOLOGY INC COM 493143101 37.92 3,000 SH SHARED 01 3,000 KEY TRONICS CORP COM 493144109 0.57 50 SH SHARED 01 50 KEY TRONICS CORP COM 493144109 30.61 2,671 SH SHARED 2,671 KFORCE INC COM 493732101 118.90 7,263 SH SOLE 7,263 KID BRANDS INC COM 49375T100 288.19 185,927 SH SHARED 01 185,927 KILROY RLTY CORP COM 49427F108 104.80 2,000 SH C SHARED 2,000 KILROY RLTY CORP COM 49427F108 1,331.54 25,411 SH SHARED 25,411 KILROY RLTY CORP COM 49427F108 1,674.97 31,965 SH SHARED 31,965 KILROY RLTY CORP COM 49427F108 1,891.69 36,101 SH SHARED 01 36,101 KIMBALL INTL INC CL B 494274103 911.27 100,582 SH SOLE 100,582 KIMBERLY CLARK CORP COM 494368103 1,676.44 17,110 SH SHARED 20 17,110

KIMBERLY CLARK CORP COM 494368103 2,478.89 25,300 SH P SHARED 25,300 KIMBERLY CLARK CORP COM 494368103 2,508.29 25,600 SH C SHARED 25,600 KIMBERLY CLARK CORP COM 494368103 3,545.90 36,190 SH SHARED 36,190 KIMBERLY CLARK CORP COM 494368103 17,709.49 180,746 SH SHARED 180,746 KIMBERLY CLARK CORP COM 494368103 71,808.95 732,894 SH SHARED 01 732,894 KIMCO RLTY CORP COM 49446R109 53.76 2,400 SH P SHARED 2,400 KIMCO RLTY CORP COM 49446R109 78.40 3,500 SH C SHARED 3,500 KIMCO RLTY CORP COM 49446R109 699.28 31,218 SH SHARED 01 31,218 KIMCO RLTY CORP COM 49446R109 2,905.24 129,698 SH SHARED 129,698 KIMCO RLTY CORP COM 49446R109 4,467.16 199,427 SH SHARED 199,427 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 107.72 1,200 SH P SHARED 01 1,200 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 1,965.96 21,900 SH C SHARED 21,900 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 3,761.36 41,900 SH P SHARED 41,900 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 46,850.60 521,896 SH SHARED 521,896 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 102,935.76 1,146,661 SH SHARED 01 1,146,661 KINDER MORGAN INC DEL COM 49456B101 29.59 765 SH SHARED 20 765 KINDER MORGAN INC DEL COM 49456B101 1,670.32 43,183 SH SHARED 43,183 KINDER MORGAN INC DEL COM 49456B101 4,101.78 106,044 SH SHARED 106,044 KINDER MORGAN INC DEL COM 49456B101 5,183.12 134,000 SH C SHARED 134,000 KINDER MORGAN INC DEL COM 49456B101 10,594.45 273,900 SH P SHARED 273,900 KINDER MORGAN INC DEL COM 49456B101 84,683.75 2,189,342 SH SHARED 01 2,189,342 KINDER MORGAN INC DEL *W EXP 05/25/201 49456B119 6,363.43 1,238,022 SH SHARED 01 1,238,022 KINDER MORGAN INC DEL *W EXP 05/25/201 49456B119 8,508.66 1,655,382 SH SHARED 1,655,382 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 52.71 600 SH P SHARED 600 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 516.29 5,877 SH SHARED 5,877 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 3,847.13 43,792 SH SHARED 43,792 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 32,902.81 374,534 SH SHARED 01 374,534 KINDRED HEALTHCARE INC COM 494580103 1.05 100 SH C SHARED 100 KINDRED HEALTHCARE INC COM 494580103 669.90 63,618 SH SHARED 01 63,618 KINGSWAY FINL SVCS INC COM NEW 496904202 0.27 64 SH SOLE 64 KINROSS GOLD CORP COM NO PAR 496902404 0.01 1 SH SHARED 20 1 KINROSS GOLD CORP COM NO PAR 496902404 14.27 1,800 SH C SHARED 01 1,800 KINROSS GOLD CORP COM NO PAR 496902404 154.90 19,534 SH C SHARED 19,534 KINROSS GOLD CORP COM NO PAR 496902404 1,399.92 176,535 SH SHARED 176,535 KINROSS GOLD CORP COM NO PAR 496902404 4,355.16 549,200 SH P SHARED 549,200 KINROSS GOLD CORP COM NO PAR 496902404 4,929.14 621,581 SH SHARED 01 621,581 KINROSS GOLD CORP COM NO PAR 496902404 6,527.25 823,108 SH SHARED 823,108 KIOR INC CL A 497217109 46.50 10,000 SH SHARED 01 10,000 KIPS BAY MED INC COM 49726K105 1.42 1,116 SH SHARED 1,116 KIPS BAY MED INC COM 49726K105 12.07 9,500 SH SHARED 01 9,500 KIRBY CORP COM 497266106 61.21 797 SH SHARED 797 KIRBY CORP COM 497266106 977.97 12,734 SH SHARED 01 12,734 KIRBY CORP COM 497266106 1,205.76 15,700 SH SHARED 20 15,700 KIRKLANDS INC COM 497498105 4.88 426 SH SOLE 426 KITE RLTY GROUP TR COM 49803T102 4.72 700 SH SHARED 01 700

KITE RLTY GROUP TR COM 49803T102 182.40 27,063 SH SHARED 27,063 KITE RLTY GROUP TR COM 49803T102 912.66 135,410 SH SHARED 135,410 KKR & CO L P DEL COM UNITS 48248M102 425.04 22,000 SH P SHARED 22,000 KKR & CO L P DEL COM UNITS 48248M102 703.25 36,400 SH C SHARED 36,400 KKR & CO L P DEL COM UNITS 48248M102 13,276.12 687,170 SH SHARED 687,170 KKR & CO L P DEL COM UNITS 48248M102 20,121.47 1,041,484 SH SHARED 01 1,041,484 KKR FINL HLDGS LLC COM 48248A306 176.01 15,900 SH P SHARED 15,900 KKR FINL HLDGS LLC COM 48248A306 998.51 90,200 SH C SHARED 90,200 KKR FINL HLDGS LLC COM 48248A306 6,973.61 629,956 SH SHARED 01 629,956 KKR FINL HLDGS LLC COM 48248A306 27,738.07 2,505,697 SH SHARED 2,505,697 KLA-TENCOR CORP COM 482480100 374.45 7,100 SH P SHARED 7,100 KLA-TENCOR CORP COM 482480100 421.92 8,000 SH C SHARED 8,000 KLA-TENCOR CORP COM 482480100 533.10 10,108 SH SHARED 10,108 KLA-TENCOR CORP COM 482480100 5,736.06 108,761 SH SHARED 108,761 KLA-TENCOR CORP COM 482480100 9,495.94 180,052 SH SHARED 01 180,052 KMG CHEMICALS INC COM 482564101 2.20 113 SH SHARED 01 113 KMG CHEMICALS INC COM 482564101 11.68 601 SH SHARED 601 KNIGHT CAP GROUP INC CL A COM 499005106 8.18 2,200 SH SHARED 01 2,200 KNIGHT CAP GROUP INC CL A COM 499005106 38.69 10,400 SH C SHARED 10,400 KNIGHT CAP GROUP INC CL A COM 499005106 229.90 61,800 SH P SHARED 61,800 KNIGHT CAP GROUP INC CL A COM 499005106 252.86 67,972 SH SHARED 67,972 KNIGHT CAP GROUP INC NOTE 3.500% 3/1 499005AE6 223.31 225,000 PRN SOLE 225,000 KNOLL INC COM NEW 498904200 3.17 175 SH SHARED 01 175 KNOLL INC COM NEW 498904200 50.29 2,774 SH SHARED 2,774 KNOLL INC COM NEW 498904200 72.52 4,000 SH P SHARED 4,000 KOBEX MINERALS INC COM 49989C105 1.12 1,868 SH SOLE 1,868 KODIAK OIL & GAS CORP COM 50015Q100 30.45 3,350 SH SHARED 3,350 KODIAK OIL & GAS CORP COM 50015Q100 140.48 15,454 SH SHARED 15,454 KODIAK OIL & GAS CORP COM 50015Q100 337.24 37,100 SH P SHARED 37,100 KODIAK OIL & GAS CORP COM 50015Q100 584.49 64,300 SH C SHARED 64,300 KODIAK OIL & GAS CORP COM 50015Q100 1,980.31 217,856 SH SHARED 01 217,856 KOHLS CORP COM 500255104 622.76 13,500 SH SHARED 13,500 KOHLS CORP COM 500255104 806.31 17,479 SH SHARED 17,479 KOHLS CORP COM 500255104 1,863.65 40,400 SH P SHARED 40,400 KOHLS CORP COM 500255104 4,562.26 98,900 SH C SHARED 98,900 KOHLS CORP COM 500255104 6,206.01 134,533 SH SHARED 01 134,533 KONA GRILL INC COM 50047H201 20.36 2,230 SH SOLE 2,230 KONGZHONG CORP SPONSORED ADR 50047P104 603.26 97,300 SH SHARED 01 97,300 KONINKLIJKE PHILIPS ELECTRS NY REG SH NEW 500472303 14.78 500 SH C SHARED 500 KONINKLIJKE PHILIPS ELECTRS NY REG SH NEW 500472303 29.55 1,000 SH P SHARED 1,000 KONINKLIJKE PHILIPS ELECTRS NY REG SH NEW 500472303 367.37 12,432 SH SHARED 12,432 KONINKLIJKE PHILIPS ELECTRS NY REG SH NEW 500472303 7,255.41 245,530 SH SHARED 01 245,530 KOPIN CORP COM 500600101 10.82 2,924 SH SHARED 2,924 KOPIN CORP COM 500600101 11.10 3,000 SH SHARED 01 3,000 KOPPERS HOLDINGS INC COM 50060P106 910.17 20,695 SH SHARED 01 20,695 KOREA ELECTRIC PWR SPONSORED ADR 500631106 4.08 300 SH C SHARED 300 KOREA ELECTRIC PWR SPONSORED ADR 500631106 31.26 2,300 SH SHARED 2,300 KOREA ELECTRIC PWR SPONSORED ADR 500631106 289.43 21,297 SH SHARED 01 21,297 KOREA ELECTRIC PWR SPONSORED ADR 500631106 6,421.06 472,484 SH SHARED 472,484 KOREA EQUITY FD INC COM 50063B104 10.86 1,213 SH SHARED 1,213

KOREA EQUITY FD INC COM 50063B104 14.77 1,650 SH SHARED 01 1,650 KOREA FD COM NEW 500634209 41.67 1,065 SH SHARED 1,065 KOREA FD COM NEW 500634209 66.17 1,691 SH SHARED 01 1,691 KORN FERRY INTL COM NEW 500643200 17.86 1,000 SH C SOLE 1,000 KORN FERRY INTL COM NEW 500643200 31.17 1,745 SH SOLE 1,745 KOSMOS ENERGY LTD SHS G5315B107 2.26 200 SH P SOLE 200 KOSMOS ENERGY LTD SHS G5315B107 79.60 7,044 SH SOLE 7,044 KOSMOS ENERGY LTD SHS G5315B107 4,261.23 377,100 SH C SOLE 377,100 KOSS CORP COM 500692108 14.51 2,932 SH SOLE 2,932 KRAFT FOODS GROUP INC COM 50076Q106 881.16 17,100 SH P SHARED 17,100 KRAFT FOODS GROUP INC COM 50076Q106 2,004.52 38,900 SH C SHARED 38,900 KRAFT FOODS GROUP INC COM 50076Q106 2,051.41 39,810 SH SHARED 20 39,810 KRAFT FOODS GROUP INC COM 50076Q106 2,164.47 42,004 SH SHARED 42,004 KRAFT FOODS GROUP INC COM 50076Q106 12,077.09 234,370 SH SHARED 234,370 KRAFT FOODS GROUP INC COM 50076Q106 60,724.45 1,178,429 SH SHARED 01 1,178,429 KRATON PERFORMANCE POLYMERS COM 50077C106 15.07 644 SH SHARED 01 644 KRATON PERFORMANCE POLYMERS COM 50077C106 19.56 836 SH SHARED 836 KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 31.16 6,194 SH SHARED 01 6,194 KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 66.90 13,300 SH P SHARED 13,300 KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 168.96 33,591 SH SHARED 33,591 KRISPY KREME DOUGHNUTS INC COM 501014104 37.54 2,600 SH P SHARED 2,600 KRISPY KREME DOUGHNUTS INC COM 501014104 72.89 5,048 SH SHARED 01 5,048 KRISPY KREME DOUGHNUTS INC COM 501014104 93.47 6,473 SH SHARED 6,473 KRISPY KREME DOUGHNUTS INC COM 501014104 121.30 8,400 SH C SHARED 8,400 KROGER CO COM 501044101 434.13 13,100 SH C SHARED 13,100 KROGER CO COM 501044101 576.30 17,390 SH SHARED 17,390 KROGER CO COM 501044101 795.36 24,000 SH P SHARED 24,000 KROGER CO COM 501044101 1,120.13 33,800 SH SHARED 33,800 KROGER CO COM 501044101 3,938.49 118,844 SH SHARED 01 118,844 KRONOS WORLDWIDE INC COM 50105F105 7.83 500 SH C SHARED 500 KRONOS WORLDWIDE INC COM 50105F105 16.17 1,033 SH SHARED 1,033 KRONOS WORLDWIDE INC COM 50105F105 17.22 1,100 SH P SHARED 1,100 KRONOS WORLDWIDE INC COM 50105F105 44.82 2,864 SH SHARED 01 2,864 KT CORP SPONSORED ADR 48268K101 8.99 572 SH SHARED 01 572 KT CORP SPONSORED ADR 48268K101 72.25 4,599 SH SHARED 4,599 KT CORP SPONSORED ADR 48268K101 485.99 30,935 SH SHARED 20 30,935 KT CORP SPONSORED ADR 48268K101 2,523.43 160,626 SH SHARED 160,626 KU6 MEDIA CO LTD SPONSORED ADR 48274B103 2.65 2,602 SH SOLE 2,602 KUBOTA CORP ADR 501173207 38.39 532 SH SHARED 532 KUBOTA CORP ADR 501173207 734.91 10,183 SH SHARED 01 10,183 KULICKE & SOFFA INDS INC COM 501242101 56.64 4,900 SH C SHARED 4,900 KULICKE & SOFFA INDS INC COM 501242101 69.36 6,000 SH P SHARED 6,000 KULICKE & SOFFA INDS INC COM 501242101 247.72 21,429 SH SHARED 21,429 KULICKE & SOFFA INDS INC COM 501242101 728.19 62,992 SH SHARED 01 62,992 KVH INDS INC COM 482738101 0.12 9 SH SHARED 9 KVH INDS INC COM 482738101 15.27 1,125 SH SHARED 01 1,125 KYOCERA CORP ADR 501556203 25.79 282 SH SHARED 282 KYOCERA CORP ADR 501556203 352.08 3,850 SH SHARED 01 3,850 KYTHERA BIOPHARMACEUTICALS I COM 501570105 3.65 150 SH SHARED 01 150

KYTHERA BIOPHARMACEUTICALS I COM 501570105 8.36 343 SH SHARED 343 L-3 COMMUNICATIONS CORP DEBT 3.000% 8/0 502413AW7 22.25 22,000 PRN SHARED 01 22,000 L-3 COMMUNICATIONS HLDGS INC COM 502424104 225.77 2,790 SH SHARED 2,790 L-3 COMMUNICATIONS HLDGS INC COM 502424104 550.26 6,800 SH SHARED 6,800 L-3 COMMUNICATIONS HLDGS INC COM 502424104 1,343.27 16,600 SH C SHARED 16,600 L-3 COMMUNICATIONS HLDGS INC COM 502424104 1,863.91 23,034 SH SHARED 01 23,034 L-3 COMMUNICATIONS HLDGS INC COM 502424104 2,443.78 30,200 SH P SHARED 30,200 LABORATORY CORP AMER HLDGS COM NEW 50540R409 9.02 100 SH P SHARED 100 LABORATORY CORP AMER HLDGS COM NEW 50540R409 420.51 4,662 SH SHARED 4,662 LABORATORY CORP AMER HLDGS COM NEW 50540R409 523.16 5,800 SH SHARED 5,800 LABORATORY CORP AMER HLDGS COM NEW 50540R409 775.72 8,600 SH C SHARED 8,600 LABORATORY CORP AMER HLDGS COM NEW 50540R409 4,275.39 47,399 SH SHARED 01 47,399 LACLEDE GROUP INC COM 505597104 115.72 2,710 SH SHARED 01 2,710 LACLEDE GROUP INC COM 505597104 879.83 20,605 SH SHARED 20,605 LADENBURG THALMAN FIN SVCS I COM 50575Q102 16.60 10,000 SH SHARED 01 10,000 LAKELAND BANCORP INC COM 511637100 5.43 551 SH SHARED 01 551 LAKELAND BANCORP INC COM 511637100 14.04 1,425 SH SHARED 1,425 LAKELAND FINL CORP COM 511656100 54.31 2,035 SH SHARED 2,035 LAKELAND FINL CORP COM 511656100 166.95 6,255 SH SHARED 01 6,255 LAKES ENTMNT INC COM 51206P109 3.35 1,155 SH SHARED 1,155 LAKES ENTMNT INC COM 51206P109 338.43 116,700 SH SHARED 01 116,700 LAKE SHORE BANCORP INC COM 510700107 10.98 990 SH SOLE 990 LAKE SHORE GOLD CORP COM 510728108 0.24 387 SH SOLE 387 LAMAR ADVERTISING CO CL A 512815101 17.49 360 SH SHARED 01 360 LAMAR ADVERTISING CO CL A 512815101 102.02 2,100 SH C SHARED 2,100 LAMAR ADVERTISING CO CL A 512815101 150.60 3,100 SH P SHARED 3,100 LAMAR ADVERTISING CO CL A 512815101 652.67 13,435 SH SHARED 13,435 LAM RESEARCH CORP COM 512807108 232.18 5,600 SH C SHARED 5,600 LAM RESEARCH CORP COM 512807108 294.37 7,100 SH P SHARED 7,100 LAM RESEARCH CORP COM 512807108 393.87 9,500 SH SHARED 9,500 LAM RESEARCH CORP COM 512807108 507.68 12,245 SH SHARED 20 12,245 LAM RESEARCH CORP COM 512807108 1,118.30 26,973 SH SHARED 26,973 LAM RESEARCH CORP COM 512807108 2,111.02 50,917 SH SHARED 01 50,917 LANCASTER COLONY CORP COM 513847103 700.47 9,097 SH SHARED 01 9,097 LANDAUER INC COM 51476K103 2,282.77 40,489 SH SHARED 01 40,489 LANDEC CORP COM 514766104 8.68 600 SH C SHARED 600 LANDEC CORP COM 514766104 188.78 13,046 SH SHARED 01 13,046 LANDMARK BANCORP INC COM 51504L107 49.77 2,430 SH SHARED 01 2,430 LANDSTAR SYS INC COM 515098101 5.71 100 SH C SHARED 100 LANDSTAR SYS INC COM 515098101 57.55 1,008 SH SHARED 1,008 LANDSTAR SYS INC COM 515098101 347.45 6,086 SH SHARED 01 6,086 LANNET INC COM 516012101 1.18 117 SH SHARED 117 LANNET INC COM 516012101 21.42 2,119 SH SHARED 01 2,119 LANTRONIX INC COM NEW 516548203 4.08 1,896 SH SOLE 1,896 LAREDO PETE HLDGS INC COM 516806106 12.80 700 SH C SHARED 700 LAREDO PETE HLDGS INC COM 516806106 65.84 3,600 SH P SHARED 3,600

LAREDO PETE HLDGS INC COM 516806106 189.67 10,370 SH SHARED 01 10,370 LASALLE HOTEL PPTYS COM SH BEN INT 517942108 29.77 1,173 SH SHARED 01 1,173 LASALLE HOTEL PPTYS COM SH BEN INT 517942108 238.57 9,400 SH C SHARED 9,400 LASALLE HOTEL PPTYS COM SH BEN INT 517942108 703.84 27,732 SH SHARED 27,732 LASALLE HOTEL PPTYS COM SH BEN INT 517942108 995.43 39,221 SH SHARED 39,221 LAS VEGAS SANDS CORP COM 517834107 2,552.66 45,300 SH SHARED 45,300 LAS VEGAS SANDS CORP COM 517834107 3,106.58 55,130 SH SHARED 20 55,130 LAS VEGAS SANDS CORP COM 517834107 5,533.57 98,200 SH C SHARED 98,200 LAS VEGAS SANDS CORP COM 517834107 12,967.32 230,121 SH SHARED 01 230,121 LAS VEGAS SANDS CORP COM 517834107 15,761.10 279,700 SH P SHARED 279,700 LAS VEGAS SANDS CORP COM 517834107 32,019.59 568,227 SH SHARED 568,227 LATAM AIRLS GROUP S A SPONSORED ADR 51817R106 34.44 1,584 SH SHARED 01 1,584 LATAM AIRLS GROUP S A SPONSORED ADR 51817R106 5,986.98 275,390 SH SHARED 275,390 LATIN AMERN DISCOVERY FD INC COM 51828C106 66.85 4,199 SH SOLE 4,199 LATTICE SEMICONDUCTOR CORP COM 518415104 4.36 800 SH C SHARED 800 LATTICE SEMICONDUCTOR CORP COM 518415104 17.65 3,235 SH SHARED 3,235 LATTICE SEMICONDUCTOR CORP COM 518415104 56.19 10,300 SH SHARED 01 10,300 LAUDER ESTEE COS INC CL A 518439104 153.67 2,400 SH C SHARED 2,400 LAUDER ESTEE COS INC CL A 518439104 1,920.90 30,000 SH SHARED 30,000 LAUDER ESTEE COS INC CL A 518439104 2,657.25 41,500 SH P SHARED 41,500 LAUDER ESTEE COS INC CL A 518439104 2,794.40 43,642 SH SHARED 20 43,642 LAUDER ESTEE COS INC CL A 518439104 3,761.31 58,743 SH SHARED 58,743 LAUDER ESTEE COS INC CL A 518439104 8,635.15 134,861 SH SHARED 01 134,861 LAWSON PRODS INC COM 520776105 34.47 1,961 SH SHARED 1,961 LAWSON PRODS INC COM 520776105 70.32 4,000 SH SHARED 01 4,000 LAYNE CHRISTENSEN CO COM 521050104 49.75 2,327 SH SOLE 2,327 LAZARD GLB TTL RET&INCM FD I COM 52106W103 3.91 238 SH SHARED 238 LAZARD GLB TTL RET&INCM FD I COM 52106W103 1,081.42 65,860 SH SHARED 01 65,860 LAZARD LTD SHS A G54050102 17.07 500 SH C SHARED 500 LAZARD LTD SHS A G54050102 62.97 1,845 SH SHARED 20 1,845 LAZARD LTD SHS A G54050102 410.04 12,014 SH SHARED 12,014 LAZARD LTD SHS A G54050102 1,998.04 58,542 SH SHARED 01 58,542 LAZARD WORLD DIVID & INCOME COM 521076109 9.62 690 SH SHARED 690 LAZARD WORLD DIVID & INCOME COM 521076109 1,050.68 75,323 SH SHARED 01 75,323 LA Z BOY INC COM 505336107 1.89 100 SH SHARED 01 100 LA Z BOY INC COM 505336107 11.32 600 SH P SHARED 600 LCA-VISION INC COM PAR $.001 501803308 1.32 394 SH SHARED 01 394 LCNB CORP COM 50181P100 243.38 14,600 SH SHARED 01 14,600 LDK SOLAR CO LTD SPONSORED ADR 50183L107 0.11 100 SH C SHARED 100 LDK SOLAR CO LTD SPONSORED ADR 50183L107 5.60 5,094 SH SHARED 5,094 LDK SOLAR CO LTD SPONSORED ADR 50183L107 7.79 7,080 SH SHARED 01 7,080 LDK SOLAR CO LTD SPONSORED ADR 50183L107 9.35 8,500 SH P SHARED 8,500 LEADING BRANDS INC COM NEW 52170U207 7.73 2,100 SH SHARED 01 2,100 LEAPFROG ENTERPRISES INC CL A 52186N106 288.47 33,700 SH C SHARED 33,700 LEAPFROG ENTERPRISES INC CL A 52186N106 535.00 62,500 SH P SHARED 62,500 LEAPFROG ENTERPRISES INC CL A 52186N106 974.74 113,872 SH SHARED 113,872 LEAPFROG ENTERPRISES INC CL A 52186N106 1,184.22 138,343 SH SHARED 01 138,343 LEAP WIRELESS INTL INC COM NEW 521863308 31.83 5,400 SH C SHARED 5,400 LEAP WIRELESS INTL INC COM NEW 521863308 333.00 56,489 SH SHARED 56,489

LEAP WIRELESS INTL INC COM NEW 521863308 362.54 61,500 SH P SHARED 61,500 LEAP WIRELESS INTL INC COM NEW 521863308 439.77 74,601 SH SHARED 01 74,601 LEAR CORP COM NEW 521865204 10.97 200 SH P SHARED 200 LEAR CORP COM NEW 521865204 49.38 900 SH C SHARED 900 LEAR CORP COM NEW 521865204 483.02 8,803 SH SHARED 8,803 LEAR CORP COM NEW 521865204 9,055.80 165,041 SH SHARED 01 165,041 LEE ENTERPRISES INC COM 523768109 5.56 4,380 SH SOLE 4,380 LEGACY RESERVES LP UNIT LP INT 524707304 110.46 4,000 SH P SHARED 4,000 LEGACY RESERVES LP UNIT LP INT 524707304 121.51 4,400 SH C SHARED 4,400 LEGACY RESERVES LP UNIT LP INT 524707304 340.84 12,342 SH SHARED 12,342 LEGACY RESERVES LP UNIT LP INT 524707304 15,924.08 576,625 SH SHARED 01 576,625 LE GAGA HLDGS LTD SPONSORED ADR 521168104 8.67 2,476 SH SOLE 2,476 LEGGETT & PLATT INC COM 524660107 94.58 2,800 SH P SHARED 2,800 LEGGETT & PLATT INC COM 524660107 135.12 4,000 SH C SHARED 4,000 LEGGETT & PLATT INC COM 524660107 327.67 9,700 SH SHARED 9,700 LEGGETT & PLATT INC COM 524660107 901.25 26,680 SH SHARED 26,680 LEGGETT & PLATT INC COM 524660107 3,552.51 105,166 SH SHARED 01 105,166 LEGG MASON BW GLB INC OPP FD COM 52469B100 15.45 769 SH SHARED 769 LEGG MASON BW GLB INC OPP FD COM 52469B100 4,115.78 204,867 SH SHARED 01 204,867 LEGG MASON INC COM 524901105 231.48 7,200 SH P SHARED 7,200 LEGG MASON INC COM 524901105 239.10 7,437 SH SHARED 7,437 LEGG MASON INC COM 524901105 376.16 11,700 SH SHARED 11,700 LEGG MASON INC COM 524901105 507.97 15,800 SH C SHARED 15,800 LEGG MASON INC COM 524901105 5,601.11 174,218 SH SHARED 01 174,218 LEHIGH GAS PARTNERS LP UT LTD PTN INT 524814100 52.53 2,298 SH SOLE 2,298 LEMAITRE VASCULAR INC COM 525558201 17.86 2,881 SH SHARED 01 2,881 LEMAITRE VASCULAR INC COM 525558201 30.11 4,856 SH SHARED 4,856 LENDER PROCESSING SVCS INC COM 52602E102 2.55 100 SH P SHARED 100 LENDER PROCESSING SVCS INC COM 52602E102 15.28 600 SH C SHARED 600 LENDER PROCESSING SVCS INC COM 52602E102 90.41 3,551 SH SHARED 01 3,551 LENDER PROCESSING SVCS INC COM 52602E102 1,115.73 43,823 SH SHARED 43,823 LENNAR CORP CL A 526057104 579.27 13,965 SH SHARED 13,965 LENNAR CORP CL A 526057104 834.33 20,114 SH SHARED 20,114 LENNAR CORP CL A 526057104 2,880.29 69,438 SH SHARED 01 69,438 LENNAR CORP CL A 526057104 4,819.98 116,200 SH C SHARED 116,200 LENNAR CORP CL A 526057104 5,131.08 123,700 SH P SHARED 123,700 LENNAR CORP CL B 526057302 13.48 418 SH SHARED 01 418 LENNAR CORP CL B 526057302 574.23 17,800 SH SHARED 17,800 LENNOX INTL INC COM 526107107 215.04 3,387 SH SHARED 3,387 LENNOX INTL INC COM 526107107 660.30 10,400 SH C SHARED 10,400 LENNOX INTL INC COM 526107107 2,163.10 34,070 SH SHARED 01 34,070 LENTUO INTL INC SPONSORED ADS 526353107 0.87 597 SH SOLE 597 LEUCADIA NATL CORP COM 527288104 68.58 2,500 SH C SHARED 2,500 LEUCADIA NATL CORP COM 527288104 68.58 2,500 SH P SHARED 2,500 LEUCADIA NATL CORP COM 527288104 353.30 12,880 SH SHARED 12,880 LEUCADIA NATL CORP COM 527288104 1,727.18 62,967 SH SHARED 62,967 LEUCADIA NATL CORP COM 527288104 7,815.63 284,930 SH SHARED 01 284,930 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 32.46 1,600 SH P SHARED 1,600 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 125.80 6,200 SH C SHARED 6,200 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 227.78 11,226 SH SHARED 11,226 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 493.47 24,321 SH SHARED 24,321 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 2,144.65 105,700 SH SHARED 01 105,700

LEXICON PHARMACEUTICALS INC COM 528872104 42.95 19,700 SH SHARED 01 19,700 LEXINGTON REALTY TRUST COM 529043101 240.45 20,377 SH SHARED 01 20,377 LEXINGTON REALTY TRUST COM 529043101 374.91 31,772 SH SHARED 31,772 LEXINGTON REALTY TRUST COM 529043101 1,004.69 85,143 SH SHARED 85,143 LEXMARK INTL NEW CL A 529771107 134.64 5,100 SH P SHARED 5,100 LEXMARK INTL NEW CL A 529771107 195.52 7,406 SH SHARED 01 7,406 LEXMARK INTL NEW CL A 529771107 308.88 11,700 SH C SHARED 11,700 LEXMARK INTL NEW CL A 529771107 447.85 16,964 SH SHARED 16,964 LG DISPLAY CO LTD SPONS ADR REP 50186V102 1.46 100 SH C SHARED 100 LG DISPLAY CO LTD SPONS ADR REP 50186V102 36.50 2,502 SH SHARED 01 2,502 LG DISPLAY CO LTD SPONS ADR REP 50186V102 12,886.15 883,218 SH SHARED 883,218 LGL GROUP INC COM 50186A108 1.60 284 SH SOLE 284 LHC GROUP INC COM 50187A107 9.85 458 SH SOLE 458 LIBBEY INC COM 529898108 3.87 200 SH SHARED 01 200 LIBBEY INC COM 529898108 63.21 3,270 SH SHARED 3,270 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 43.41 8,397 SH SHARED 8,397 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 502.88 97,268 SH SHARED 01 97,268 LIBERTY ALL-STAR GROWTH FD I COM 529900102 293.34 65,771 SH SHARED 01 65,771 LIBERTY GLOBAL INC COM SER A 530555101 403.59 5,500 SH P SHARED 5,500 LIBERTY GLOBAL INC COM SER A 530555101 711.79 9,700 SH C SHARED 9,700 LIBERTY GLOBAL INC COM SER A 530555101 1,110.83 15,138 SH SHARED 15,138 LIBERTY GLOBAL INC COM SER A 530555101 1,316.80 17,945 SH SHARED 20 17,945 LIBERTY GLOBAL INC COM SER A 530555101 1,456.89 19,854 SH SHARED 01 19,854 LIBERTY GLOBAL INC COM SER A 530555101 1,702.71 23,204 SH SHARED 23,204 LIBERTY GLOBAL INC COM SER B 530555200 77.96 1,065 SH SHARED 1,065 LIBERTY GLOBAL INC COM SER B 530555200 128.10 1,750 SH SHARED 01 1,750 LIBERTY GLOBAL INC COM SER C 530555309 320.50 4,670 SH SHARED 4,670 LIBERTY GLOBAL INC COM SER C 530555309 572.72 8,345 SH SHARED 8,345 LIBERTY GLOBAL INC COM SER C 530555309 1,404.72 20,468 SH SHARED 01 20,468 LIBERTY INTERACTIVE CORP INT COM SER A 53071M104 21.37 1,000 SH C SHARED 1,000 LIBERTY INTERACTIVE CORP INT COM SER A 53071M104 27.78 1,300 SH P SHARED 1,300 LIBERTY INTERACTIVE CORP INT COM SER A 53071M104 688.11 32,200 SH SHARED 32,200 LIBERTY INTERACTIVE CORP INT COM SER A 53071M104 4,376.15 204,780 SH SHARED 204,780 LIBERTY INTERACTIVE CORP INT COM SER A 53071M104 5,620.22 262,996 SH SHARED 01 262,996 LIBERTY INTERACTIVE CORP INT COM SER B 53071M203 38.21 1,806 SH SHARED 1,806 LIBERTY INTERACTIVE CORP INT COM SER B 53071M203 207.37 9,800 SH SHARED 01 9,800 LIBERTY INTERACTIVE CORP LBT VENT COM A 53071M880 353.87 4,682 SH SHARED 4,682 LIBERTY INTERACTIVE CORP LBT VENT COM A 53071M880 557.33 7,374 SH SHARED 01 7,374 LIBERTY INTERACTIVE CORP LBT VENT COM B 53071M872 5.89 78 SH SHARED 78 LIBERTY INTERACTIVE CORP LBT VENT COM B 53071M872 20.39 270 SH SHARED 01 270 LIBERTY MEDIA CORP DEB 3.500% 1/1 530715AN1 5.23 10,000 PRN SHARED 01 10,000 LIBERTY MEDIA CORP DEB 4.000%11/1 530715AG6 6.98 10,000 PRN SHARED 01 10,000 LIBERTY MEDIA CORP DELAWARE CL A 531229102 807.75 7,236 SH SHARED 7,236 LIBERTY MEDIA CORP DELAWARE CL A 531229102 1,188.97 10,651 SH SHARED 10,651 LIBERTY MEDIA CORP DELAWARE CL A 531229102 8,762.96 78,500 SH SHARED 01 78,500 LIBERTY MEDIA CORP DELAWARE CL B 531229201 41.52 373 SH SHARED 01 373 LIBERTY MEDIA CORP NEW DEB 3.125% 3/3 530718AF2 4.87 3,000 PRN SHARED 01 3,000 LIBERTY MEDIA CORP NEW DEB 3.125% 3/3 530718AF2 21,389.83 13,168,000 PRN SHARED 13,168,000

LIBERTY PPTY TR SH BEN INT 531172104 188.10 4,732 SH SHARED 01 4,732 LIBERTY PPTY TR SH BEN INT 531172104 2,234.31 56,209 SH SHARED 56,209 LIBERTY PPTY TR SH BEN INT 531172104 7,000.17 176,105 SH SHARED 176,105 LIFELOCK INC COM 53224V100 6.40 665 SH SOLE 665 LIFE PARTNERS HOLDINGS INC COM 53215T106 3.91 1,000 SH P SHARED 1,000 LIFE PARTNERS HOLDINGS INC COM 53215T106 16.77 4,288 SH SHARED 01 4,288 LIFEPOINT HOSPITALS INC COM 53219L109 136.80 2,823 SH SHARED 2,823 LIFEPOINT HOSPITALS INC COM 53219L109 189.77 3,916 SH SHARED 01 3,916 LIFE TECHNOLOGIES CORP COM 53217V109 491.19 7,600 SH P SHARED 7,600 LIFE TECHNOLOGIES CORP COM 53217V109 846.85 13,103 SH SHARED 13,103 LIFE TECHNOLOGIES CORP COM 53217V109 3,196.99 49,466 SH SHARED 49,466 LIFE TECHNOLOGIES CORP COM 53217V109 4,504.71 69,700 SH C SHARED 69,700 LIFE TECHNOLOGIES CORP COM 53217V109 7,517.18 116,311 SH SHARED 01 116,311 LIFETIME BRANDS INC COM 53222Q103 19.64 1,721 SH SOLE 1,721 LIFE TIME FITNESS INC COM 53217R207 1.80 42 SH SHARED 01 42 LIFE TIME FITNESS INC COM 53217R207 34.22 800 SH P SHARED 800 LIFE TIME FITNESS INC COM 53217R207 449.83 10,515 SH SHARED 20 10,515 LIFEVANTAGE CORP COM 53222K106 9.40 4,000 SH SOLE 4,000 LIFEWAY FOODS INC COM 531914109 36.14 2,600 SH SHARED 01 2,600 LIGAND PHARMACEUTICALS INC COM NEW 53220K504 10.66 400 SH P SHARED 400 LIGAND PHARMACEUTICALS INC COM NEW 53220K504 39.98 1,500 SH C SHARED 1,500 LIGAND PHARMACEUTICALS INC COM NEW 53220K504 169.47 6,359 SH SHARED 01 6,359 LIGHTBRIDGE CORP COM 53224K104 0.87 500 SH SHARED 01 500 LIGHTBRIDGE CORP COM 53224K104 1.74 1,000 SH C SHARED 1,000 LIGHTBRIDGE CORP COM 53224K104 18.71 10,753 SH SHARED 10,753 LIGHTPATH TECHNOLOGIES INC CL A NEW 532257805 0.36 474 SH SHARED 01 474 LIHUA INTL INC COM 532352101 56.32 11,000 SH SHARED 01 11,000 LIHUA INTL INC COM 532352101 936.74 182,957 SH SHARED 182,957 LIHUA INTL INC COM 532352101 1,773.06 346,300 SH P SHARED 346,300 LILLY ELI & CO COM 532457108 385.89 6,795 SH SHARED 6,795 LILLY ELI & CO COM 532457108 1,397.03 24,600 SH P SHARED 24,600 LILLY ELI & CO COM 532457108 2,084.76 36,710 SH SHARED 20 36,710 LILLY ELI & CO COM 532457108 3,783.35 66,620 SH SHARED 66,620 LILLY ELI & CO COM 532457108 4,719.25 83,100 SH C SHARED 83,100 LILLY ELI & CO COM 532457108 49,081.89 864,270 SH SHARED 01 864,270 LIMELIGHT NETWORKS INC COM 53261M104 7.24 3,479 SH SHARED 3,479 LIMELIGHT NETWORKS INC COM 53261M104 15.81 7,600 SH P SHARED 7,600 LIMELIGHT NETWORKS INC COM 53261M104 28.70 13,800 SH C SHARED 13,800 LIMELIGHT NETWORKS INC COM 53261M104 348.03 167,324 SH SHARED 01 167,324 LIMITED BRANDS INC COM 532716107 120.31 2,694 SH SHARED 01 2,694 LIMITED BRANDS INC COM 532716107 1,040.58 23,300 SH SHARED 23,300 LIMONEIRA CO COM 532746104 38.64 2,000 SH SHARED 01 2,000 LINCOLN EDL SVCS CORP COM 533535100 2.93 500 SH P SOLE 500 LINCOLN EDL SVCS CORP COM 533535100 5.86 1,000 SH C SOLE 1,000 LINCOLN ELEC HLDGS INC COM 533900106 21.67 400 SH C SHARED 400 LINCOLN ELEC HLDGS INC COM 533900106 293.98 5,426 SH SHARED 5,426 LINCOLN ELEC HLDGS INC COM 533900106 473.53 8,740 SH SHARED 20 8,740 LINCOLN ELEC HLDGS INC COM 533900106 1,279.79 23,621 SH SHARED 01 23,621 LINCOLN NATL CORP IND COM 534187109 174.14 5,340 SH SHARED 5,340 LINCOLN NATL CORP IND COM 534187109 355.45 10,900 SH P SHARED 10,900 LINCOLN NATL CORP IND COM 534187109 420.67 12,900 SH C SHARED 12,900 LINCOLN NATL CORP IND COM 534187109 574.62 17,621 SH SHARED 17,621 LINCOLN NATL CORP IND COM 534187109 868.76 26,641 SH SHARED 20 26,641 LINCOLN NATL CORP IND COM 534187109 35,941.31 1,102,156 SH SHARED 01 1,102,156

LINCOLN NATL CORP IND PFD A CONV $3 534187208 125.41 243 SH SOLE 243 LINCOLN NATL CORP IND *W EXP 07/10/201 534187117 28.02 1,206 SH SOLE 1,206 LINDSAY CORP COM 535555106 88.18 1,000 SH P SHARED 1,000 LINDSAY CORP COM 535555106 246.90 2,800 SH C SHARED 2,800 LINDSAY CORP COM 535555106 3,838.12 43,526 SH SHARED 43,526 LINDSAY CORP COM 535555106 9,929.16 112,601 SH SHARED 01 112,601 LINEAR TECHNOLOGY CORP COM 535678106 172.67 4,500 SH P SHARED 4,500 LINEAR TECHNOLOGY CORP COM 535678106 399.05 10,400 SH C SHARED 10,400 LINEAR TECHNOLOGY CORP COM 535678106 507.71 13,232 SH SHARED 13,232 LINEAR TECHNOLOGY CORP COM 535678106 3,750.25 97,739 SH SHARED 01 97,739 LINEAR TECHNOLOGY CORP COM 535678106 4,059.85 105,808 SH SHARED 105,808 LINKEDIN CORP COM CL A 53578A108 968.33 5,500 SH SHARED 5,500 LINKEDIN CORP COM CL A 53578A108 7,447.34 42,300 SH P SHARED 42,300 LINKEDIN CORP COM CL A 53578A108 9,328.72 52,986 SH SHARED 52,986 LINKEDIN CORP COM CL A 53578A108 11,415.55 64,839 SH SHARED 01 64,839 LINKEDIN CORP COM CL A 53578A108 11,831.23 67,200 SH C SHARED 67,200 LINKTONE LTD ADR 535925101 7.26 2,512 SH SOLE 2,512 LINNCO LLC COMSHS LTD INT 535782106 113.48 2,906 SH SHARED 2,906 LINNCO LLC COMSHS LTD INT 535782106 792.72 20,300 SH P SHARED 20,300 LINNCO LLC COMSHS LTD INT 535782106 12,172.67 311,720 SH SHARED 01 311,720 LINN ENERGY LLC UNIT LTD LIAB 536020100 337.93 8,900 SH C SHARED 8,900 LINN ENERGY LLC UNIT LTD LIAB 536020100 673.70 17,743 SH SHARED 17,743 LINN ENERGY LLC UNIT LTD LIAB 536020100 13,205.97 347,800 SH P SHARED 347,800 LINN ENERGY LLC UNIT LTD LIAB 536020100 74,267.76 1,955,959 SH SHARED 01 1,955,959 LIN TV CORP CL A 532774106 2.60 237 SH SHARED 237 LIN TV CORP CL A 532774106 104.28 9,489 SH SHARED 01 9,489 LIONS GATE ENTMNT CORP COM NEW 535919203 1,019.73 42,900 SH P SHARED 42,900 LIONS GATE ENTMNT CORP COM NEW 535919203 1,124.32 47,300 SH C SHARED 47,300 LIONS GATE ENTMNT CORP COM NEW 535919203 6,986.86 293,936 SH SHARED 01 293,936 LIONS GATE ENTMT INC NOTE 3.625% 3/1 53626YAA6 5.83 2,000 PRN SHARED 01 2,000 LIPOSCIENCE INC COM 53630M108 23.25 2,212 SH SOLE 2,212 LIQUIDITY SERVICES INC COM 53635B107 11.09 372 SH SHARED 01 372 LIQUIDITY SERVICES INC COM 53635B107 14.91 500 SH C SHARED 500 LIQUIDITY SERVICES INC COM 53635B107 116.50 3,908 SH SHARED 3,908 LIQUIDITY SERVICES INC COM 53635B107 175.88 5,900 SH P SHARED 5,900 LITHIA MTRS INC CL A 536797103 0.95 20 SH SHARED 20 LITHIA MTRS INC CL A 536797103 94.96 2,000 SH C SHARED 2,000 LITHIA MTRS INC CL A 536797103 1,087.96 22,914 SH SHARED 01 22,914 LITTELFUSE INC COM 537008104 80.81 1,191 SH SHARED 01 1,191 LITTELFUSE INC COM 537008104 752.05 11,084 SH SHARED 11,084 LIVE NATION ENTERTAINMENT IN COM 538034109 1.24 100 SH P SHARED 100 LIVE NATION ENTERTAINMENT IN COM 538034109 49.48 4,000 SH C SHARED 4,000 LIVE NATION ENTERTAINMENT IN COM 538034109 2,455.63 198,515 SH SHARED 01 198,515 LIVEPERSON INC COM 538146101 148.70 10,950 SH SHARED 01 10,950 LIVEPERSON INC COM 538146101 164.32 12,100 SH C SHARED 12,100 LJ INTL INC ORD G55312105 0.95 500 SH SHARED 01 500 LJ INTL INC ORD G55312105 6.63 3,491 SH SHARED 3,491 LKQ CORP COM 501889208 2.18 100 SH C SHARED 100 LKQ CORP COM 501889208 334.21 15,359 SH SHARED 01 15,359 LKQ CORP COM 501889208 433.02 19,900 SH SHARED 19,900 LKQ CORP COM 501889208 440.97 20,265 SH SHARED 20 20,265

LKQ CORP COM 501889208 1,268.09 58,276 SH SHARED 58,276 L & L ENERGY INC COM 50162D100 37.00 20,000 SH C SOLE 20,000 L & L ENERGY INC COM 50162D100 55.50 30,000 SH P SOLE 30,000 L & L ENERGY INC COM 50162D100 82.20 44,434 SH SOLE 44,434 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 40.80 13,600 SH C SHARED 13,600 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 63.60 21,200 SH P SHARED 21,200 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 537.53 179,176 SH SHARED 01 179,176 LMI AEROSPACE INC COM 502079106 2.08 100 SH SHARED 01 100 LMP CAP & INCOME FD INC COM 50208A102 3.54 227 SH SHARED 227 LMP CAP & INCOME FD INC COM 50208A102 75.80 4,856 SH SHARED 01 4,856 LMP CORPORATE LN FD INC COM 50208B100 27.67 1,985 SH SHARED 1,985 LMP CORPORATE LN FD INC COM 50208B100 1,675.35 120,183 SH SHARED 01 120,183 LMP REAL ESTATE INCOME FD IN COM 50208C108 28.17 2,144 SH SHARED 2,144 LMP REAL ESTATE INCOME FD IN COM 50208C108 344.20 26,195 SH SHARED 01 26,195 LNB BANCORP INC COM 502100100 3.32 400 SH SHARED 01 400 LNB BANCORP INC COM 502100100 16.68 2,007 SH SHARED 2,007 LOCAL CORP COM 53954W104 9.61 5,655 SH SHARED 5,655 LOCAL CORP COM 53954W104 26.01 15,300 SH SHARED 01 15,300 LOCKHEED MARTIN CORP COM 539830109 1,094.25 11,337 SH SHARED 20 11,337 LOCKHEED MARTIN CORP COM 539830109 1,723.27 17,854 SH SHARED 17,854 LOCKHEED MARTIN CORP COM 539830109 7,808.47 80,900 SH C SHARED 80,900 LOCKHEED MARTIN CORP COM 539830109 13,628.62 141,200 SH P SHARED 141,200 LOCKHEED MARTIN CORP COM 539830109 21,915.93 227,061 SH SHARED 01 227,061 LOEWS CORP COM 540424108 13.22 300 SH P SHARED 300 LOEWS CORP COM 540424108 167.47 3,800 SH C SHARED 3,800 LOEWS CORP COM 540424108 891.54 20,230 SH SHARED 20,230 LOEWS CORP COM 540424108 1,254.41 28,464 SH SHARED 28,464 LOEWS CORP COM 540424108 4,225.08 95,872 SH SHARED 01 95,872 LOGITECH INTL S A SHS H50430232 164.91 23,660 SH SHARED 01 23,660 LOGITECH INTL S A SHS H50430232 726.62 104,250 SH SHARED 104,250 LOGITECH INTL S A SHS H50430232 1,555.52 223,174 SH P SHARED 223,174 LOGITECH INTL S A SHS H50430232 3,428.10 491,837 SH SHARED 491,837 LOGITECH INTL S A SHS H50430232 5,935.03 851,511 SH C SHARED 851,511 LOGMEIN INC COM 54142L109 38.44 2,000 SH P SOLE 2,000 LOGMEIN INC COM 54142L109 40.36 2,100 SH C SOLE 2,100 LOGMEIN INC COM 54142L109 165.35 8,603 SH SOLE 8,603 LO-JACK CORP COM 539451104 1.01 324 SH SOLE 324 LONCOR RESOURCES INC COM 54179W101 1.13 2,440 SH SOLE 2,440 LONE PINE RES INC COM 54222A106 69.49 57,909 SH SHARED 01 57,909 LONGWEI PETROLEUM INV HLDG L COM 543354104 0.06 600 SH SHARED 01 600 LORAL SPACE & COMMUNICATNS I COM 543881106 114.97 1,858 SH SOLE 1,858 LORAL SPACE & COMMUNICATNS I COM 543881106 136.14 2,200 SH C SOLE 2,200 LORILLARD INC COM 544147101 980.26 24,294 SH SHARED 24,294 LORILLARD INC COM 544147101 1,044.06 25,875 SH SHARED 20 25,875 LORILLARD INC COM 544147101 1,195.65 29,632 SH SHARED 29,632 LORILLARD INC COM 544147101 8,090.18 200,500 SH P SHARED 200,500 LORILLARD INC COM 544147101 12,948.32 320,900 SH C SHARED 320,900 LORILLARD INC COM 544147101 38,097.22 944,169 SH SHARED 01 944,169 LOUISANA BANCORP INC NEW COM 54619P104 16.90 990 SH SOLE 990

LOUISIANA PAC CORP COM 546347105 71.28 3,300 SH P SHARED 3,300 LOUISIANA PAC CORP COM 546347105 205.20 9,500 SH C SHARED 9,500 LOUISIANA PAC CORP COM 546347105 501.25 23,206 SH SHARED 01 23,206 LOUISIANA PAC CORP COM 546347105 1,332.24 61,678 SH SHARED 61,678 LOWES COS INC COM 548661107 1,224.82 32,300 SH P SHARED 32,300 LOWES COS INC COM 548661107 2,755.34 72,662 SH SHARED 72,662 LOWES COS INC COM 548661107 7,989.74 210,700 SH C SHARED 210,700 LOWES COS INC COM 548661107 13,338.28 351,748 SH SHARED 351,748 LOWES COS INC COM 548661107 32,271.85 851,051 SH SHARED 01 851,051 LPL FINL HLDGS INC COM 50212V100 0.68 21 SH SHARED 01 21 LPL FINL HLDGS INC COM 50212V100 39.37 1,221 SH SHARED 1,221 LRAD CORP COM 50213V109 2.66 2,562 SH SOLE 2,562 LRR ENERGY LP COM 50214A104 19.36 1,100 SH P SHARED 1,100 LRR ENERGY LP COM 50214A104 22.83 1,297 SH SHARED 1,297 LRR ENERGY LP COM 50214A104 123.27 7,004 SH SHARED 01 7,004 LSB FINL CORP COM 501925101 11.05 525 SH SHARED 01 525 LSB FINL CORP COM 501925101 13.91 661 SH SHARED 661 LSB INDS INC COM 502160104 17.39 500 SH P SHARED 500 LSB INDS INC COM 502160104 18.43 530 SH SHARED 530 LSB INDS INC COM 502160104 72.27 2,078 SH SHARED 01 2,078 LSI CORPORATION COM 502161102 185.09 27,300 SH C SHARED 27,300 LSI CORPORATION COM 502161102 189.29 27,919 SH SHARED 27,919 LSI CORPORATION COM 502161102 230.52 34,000 SH SHARED 34,000 LSI CORPORATION COM 502161102 240.01 35,400 SH P SHARED 35,400 LSI CORPORATION COM 502161102 952.08 140,425 SH SHARED 01 140,425 LSI INDS INC COM 50216C108 5.59 801 SH SHARED 801 LSI INDS INC COM 50216C108 77.30 11,075 SH SHARED 01 11,075 LTC PPTYS INC COM 502175102 58.28 1,431 SH SHARED 1,431 LTC PPTYS INC COM 502175102 285.48 7,009 SH SHARED 01 7,009 LTC PPTYS INC COM 502175102 541.87 13,304 SH SHARED 13,304 LTX-CREDENCE CORP COM NEW 502403207 38.60 6,390 SH SOLE 6,390 LUCAS ENERGY INC COM NEW 549333201 1.46 1,100 SH C SOLE 1,100 LUCENT TECHNOLOGIES INC DBCV 2.875% 6/1 549463AH0 10.03 10,000 PRN SHARED 01 10,000 LUFKIN INDS INC COM 549764108 66.39 1,000 SH P SHARED 1,000 LUFKIN INDS INC COM 549764108 78.67 1,185 SH SHARED 1,185 LUFKIN INDS INC COM 549764108 79.67 1,200 SH C SHARED 1,200 LUFKIN INDS INC COM 549764108 2,772.98 41,768 SH SHARED 01 41,768 LULULEMON ATHLETICA INC COM 550021109 442.66 7,100 SH SHARED 7,100 LULULEMON ATHLETICA INC COM 550021109 657.50 10,546 SH SHARED 10,546 LULULEMON ATHLETICA INC COM 550021109 1,153.40 18,500 SH C SHARED 18,500 LULULEMON ATHLETICA INC COM 550021109 1,278.09 20,500 SH P SHARED 20,500 LULULEMON ATHLETICA INC COM 550021109 2,174.13 34,872 SH SHARED 20 34,872 LULULEMON ATHLETICA INC COM 550021109 13,555.20 217,419 SH SHARED 01 217,419 LUMBER LIQUIDATORS HLDGS INC COM 55003T107 449.41 6,400 SH P SHARED 6,400 LUMBER LIQUIDATORS HLDGS INC COM 55003T107 624.96 8,900 SH C SHARED 8,900 LUMBER LIQUIDATORS HLDGS INC COM 55003T107 3,751.22 53,421 SH SHARED 01 53,421 LUMINEX CORP DEL COM 55027E102 137.12 8,300 SH SHARED 01 8,300 LUMOS NETWORKS CORP COM 550283105 2.02 150 SH SHARED 01 150 LUMOS NETWORKS CORP COM 550283105 173.81 12,894 SH SHARED 12,894 LUXOTTICA GROUP S P A SPONSORED ADR 55068R202 19.86 395 SH SHARED 395 LUXOTTICA GROUP S P A SPONSORED ADR 55068R202 25.15 500 SH P SHARED 500

LUXOTTICA GROUP S P A SPONSORED ADR 55068R202 383.56 7,627 SH SHARED 01 7,627 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 1,273.96 20,129 SH SHARED 20,129 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 2,182.05 34,477 SH SHARED 34,477 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 5,938.56 93,831 SH SHARED 20 93,831 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 8,358.90 132,073 SH SHARED 01 132,073 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 8,904.90 140,700 SH C SHARED 140,700 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 16,923.75 267,400 SH P SHARED 267,400 MACATAWA BK CORP COM 554225102 29.90 5,527 SH SOLE 5,527 MACERICH CO COM 554382101 75.84 1,178 SH SHARED 1,178 MACERICH CO COM 554382101 542.08 8,420 SH SHARED 01 8,420 MACERICH CO COM 554382101 746.68 11,598 SH SHARED 11,598 MACK CALI RLTY CORP COM 554489104 396.48 13,858 SH SHARED 13,858 MACK CALI RLTY CORP COM 554489104 1,059.66 37,038 SH SHARED 37,038 MACK CALI RLTY CORP COM 554489104 1,535.16 53,658 SH SHARED 01 53,658 MACKINAC FINL CORP COM 554571109 1.68 182 SH SOLE 182 MACQUARIE FT TR GB INF UT DI COM 55607W100 458.39 28,436 SH SHARED 01 28,436 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 2,381.33 112,486 SH SHARED 01 112,486 MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 64.85 1,200 SH C SHARED 1,200 MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 316.73 5,861 SH SHARED 5,861 MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 479.01 8,864 SH SHARED 01 8,864 MACYS INC COM 55616P104 200.62 4,795 SH SHARED 20 4,795 MACYS INC COM 55616P104 993.99 23,757 SH SHARED 23,757 MACYS INC COM 55616P104 3,033.40 72,500 SH P SHARED 72,500 MACYS INC COM 55616P104 4,577.30 109,400 SH C SHARED 109,400 MACYS INC COM 55616P104 4,590.98 109,727 SH SHARED 01 109,727 MAD CATZ INTERACTIVE INC COM 556162105 0.08 200 SH SHARED 01 200 MADDEN STEVEN LTD COM 556269108 120.00 2,776 SH SHARED 01 2,776 MADDEN STEVEN LTD COM 556269108 181.56 4,200 SH C SHARED 4,200 MADISON CNTY FINL INC COM 556777100 15.16 944 SH SOLE 944 MADISON CVRED CALL & EQ STR COM 557437100 62.07 7,730 SH SHARED 01 7,730 MADISON SQUARE GARDEN CO CL A 55826P100 5.76 100 SH C SHARED 100 MADISON SQUARE GARDEN CO CL A 55826P100 69.29 1,203 SH SHARED 01 1,203 MADISON SQUARE GARDEN CO CL A 55826P100 86.40 1,500 SH P SHARED 1,500 MADISON SQUARE GARDEN CO CL A 55826P100 141.87 2,463 SH SHARED 2,463 MADISON STRTG SECTOR PREM FD COM 558268108 19.75 1,688 SH SHARED 1,688 MADISON STRTG SECTOR PREM FD COM 558268108 179.37 15,331 SH SHARED 01 15,331 MAGAL SECURITY SYS LTD ORD M6786D104 5.95 1,444 SH SOLE 1,444 MAGELLAN HEALTH SVCS INC COM NEW 559079207 7.04 148 SH SHARED 01 148 MAGELLAN HEALTH SVCS INC COM NEW 559079207 23.79 500 SH P SHARED 500 MAGELLAN HEALTH SVCS INC COM NEW 559079207 69.93 1,470 SH SHARED 1,470 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 1,362.47 25,500 SH C SHARED 25,500 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 2,233.37 41,800 SH P SHARED 41,800

MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 76,793.50 1,437,273 SH SHARED 1,437,273 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 212,156.16 3,970,731 SH SHARED 01 3,970,731 MAGELLAN PETE CORP COM 559091301 9.15 8,549 SH SHARED 8,549 MAGELLAN PETE CORP COM 559091301 9.51 8,886 SH SHARED 01 8,886 MAGICJACK VOCALTEC LTD SHS M6787E101 13.30 950 SH SHARED 01 950 MAGICJACK VOCALTEC LTD SHS M6787E101 116.20 8,300 SH C SHARED 8,300 MAGICJACK VOCALTEC LTD SHS M6787E101 371.00 26,500 SH P SHARED 26,500 MAGICJACK VOCALTEC LTD SHS M6787E101 396.17 28,298 SH SHARED 28,298 MAGIC SOFTWARE ENTERPRISES L ORD 559166103 1.04 200 SH SHARED 01 200 MAGIC SOFTWARE ENTERPRISES L ORD 559166103 5.22 1,000 SH C SHARED 1,000 MAGIC SOFTWARE ENTERPRISES L ORD 559166103 38.26 7,330 SH SHARED 7,330 MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 31.16 1,800 SH C SHARED 1,800 MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 228.63 13,208 SH SHARED 01 13,208 MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 384.09 22,189 SH SHARED 22,189 MAGNA INTL INC COM 559222401 82.18 1,400 SH C SHARED 1,400 MAGNA INTL INC COM 559222401 905.15 15,420 SH SHARED 15,420 MAGNA INTL INC COM 559222401 3,302.05 56,253 SH SHARED 01 56,253 MAGNA INTL INC COM 559222401 3,334.63 56,808 SH SHARED 56,808 MAGNEGAS CORP COM NEW 55939L202 1.13 1,013 SH SHARED 1,013 MAGNEGAS CORP COM NEW 55939L202 2.24 2,000 SH SHARED 01 2,000 MAGNETEK INC COM NEW 559424403 24.98 1,778 SH SOLE 1,778 MAGNUM HUNTER RES CORP DEL COM 55973B102 167.22 41,700 SH P SHARED 41,700 MAGNUM HUNTER RES CORP DEL COM 55973B102 745.46 185,900 SH C SHARED 185,900 MAGNUM HUNTER RES CORP DEL COM 55973B102 1,133.63 282,701 SH SHARED 01 282,701 MAG SILVER CORP COM 55903Q104 2.85 300 SH C SOLE 300 MAG SILVER CORP COM 55903Q104 23.20 2,445 SH SOLE 2,445 MAIDENFORM BRANDS INC COM 560305104 12.97 740 SH SOLE 740 MAIDEN HOLDINGS LTD SHS G5753U112 10.59 1,000 SH SHARED 01 1,000 MAINSOURCE FINANCIAL GP INC COM 56062Y102 2.95 210 SH SHARED 01 210 MAINSTAY DEFINEDTERM MN OPP COM 56064K100 28.07 1,400 SH SHARED 01 1,400 MAIN STREET CAPITAL CORP COM 56035L104 64.18 2,000 SH C SHARED 2,000 MAIN STREET CAPITAL CORP COM 56035L104 137.99 4,300 SH P SHARED 4,300 MAIN STREET CAPITAL CORP COM 56035L104 567.96 17,699 SH SHARED 01 17,699 MAIN STREET CAPITAL CORP COM 56035L104 11,389.64 354,928 SH SHARED 354,928 MAKEMUSIC INC COM NEW 56086P202 0.44 91 SH SHARED 01 91 MAKEMYTRIP LIMITED MAURITIUS SHS V5633W109 1.39 100 SH C SOLE 100 MAKEMYTRIP LIMITED MAURITIUS SHS V5633W109 76.91 5,533 SH SOLE 5,533 MAKITA CORP ADR NEW 560877300 8.49 192 SH SHARED 01 192 MAKITA CORP ADR NEW 560877300 146.40 3,310 SH SHARED 3,310 MAKITA CORP ADR NEW 560877300 952.49 21,535 SH SHARED 20 21,535 MAKO SURGICAL CORP COM 560879108 79.34 7,116 SH SHARED 7,116

MAKO SURGICAL CORP COM 560879108 156.10 14,000 SH P SHARED 14,000 MAKO SURGICAL CORP COM 560879108 235.27 21,100 SH C SHARED 21,100 MAKO SURGICAL CORP COM 560879108 964.03 86,460 SH SHARED 01 86,460 MALVERN BANCORP INC COM 561409103 9.51 780 SH SOLE 780 MANAGED DURATION INVT GRD FU COM 56165R103 17.42 1,102 SH SHARED 1,102 MANAGED DURATION INVT GRD FU COM 56165R103 232.92 14,736 SH SHARED 01 14,736 MANAGED HIGH YIELD PLUS FD I COM 561911108 4.09 1,894 SH SHARED 01 1,894 MANAGEMENT NETWORK GROUP INC COM NEW 561693201 4.58 1,436 SH SOLE 1,436 MANCHESTER UTD PLC NEW ORD CL A G5784H106 6.53 390 SH SHARED 01 390 MANCHESTER UTD PLC NEW ORD CL A G5784H106 67.20 4,012 SH SHARED 4,012 MANHATTAN ASSOCS INC COM 562750109 17.31 233 SH SHARED 233 MANHATTAN ASSOCS INC COM 562750109 641.94 8,641 SH SHARED 01 8,641 MANHATTAN BRIDGE CAPITAL INC COM 562803106 6.31 4,677 SH SOLE 4,677 MANITOWOC INC COM 563571108 463.69 22,553 SH SHARED 22,553 MANITOWOC INC COM 563571108 524.28 25,500 SH C SHARED 25,500 MANITOWOC INC COM 563571108 978.37 47,586 SH SHARED 01 47,586 MANITOWOC INC COM 563571108 1,607.79 78,200 SH P SHARED 78,200 MANNATECH INC COM NEW 563771203 8.95 1,400 SH SHARED 01 1,400 MANNING & NAPIER INC CL A 56382Q102 0.99 60 SH SHARED 01 60 MANNING & NAPIER INC CL A 56382Q102 589.82 35,660 SH SHARED 20 35,660 MANNKIND CORP COM 56400P201 23.12 6,820 SH SHARED 01 6,820 MANNKIND CORP COM 56400P201 130.85 38,600 SH P SHARED 38,600 MANNKIND CORP COM 56400P201 612.91 180,800 SH C SHARED 180,800 MANNKIND CORP COM 56400P201 1,027.56 303,114 SH SHARED 303,114 MANPOWERGROUP INC COM 56418H100 11.34 200 SH P SHARED 200 MANPOWERGROUP INC COM 56418H100 22.69 400 SH C SHARED 400 MANPOWERGROUP INC COM 56418H100 117.98 2,080 SH SHARED 01 2,080 MANPOWERGROUP INC COM 56418H100 226.77 3,998 SH SHARED 3,998 MANPOWERGROUP INC COM 56418H100 255.24 4,500 SH SHARED 4,500 MANTECH INTL CORP CL A 564563104 18.81 700 SH C SOLE 700 MANTECH INTL CORP CL A 564563104 26.39 982 SH SOLE 982 MANULIFE FINL CORP COM 56501R106 47.10 3,200 SH P SHARED 3,200 MANULIFE FINL CORP COM 56501R106 153.09 10,400 SH C SHARED 10,400 MANULIFE FINL CORP COM 56501R106 156.84 10,655 SH SHARED 20 10,655 MANULIFE FINL CORP COM 56501R106 1,698.69 115,400 SH SHARED 115,400 MANULIFE FINL CORP COM 56501R106 2,703.99 183,695 SH SHARED 01 183,695 MANULIFE FINL CORP COM 56501R106 10,482.23 712,108 SH SHARED 712,108 MARATHON OIL CORP COM 565849106 30.35 900 SH SHARED 20 900 MARATHON OIL CORP COM 565849106 1,095.90 32,500 SH P SHARED 32,500 MARATHON OIL CORP COM 565849106 1,595.02 47,302 SH SHARED 47,302 MARATHON OIL CORP COM 565849106 1,878.20 55,700 SH C SHARED 55,700 MARATHON OIL CORP COM 565849106 5,351.30 158,698 SH SHARED 158,698 MARATHON OIL CORP COM 565849106 15,436.98 457,799 SH SHARED 01 457,799 MARATHON PETE CORP COM 56585A102 327.58 3,656 SH SHARED 3,656 MARATHON PETE CORP COM 56585A102 1,962.33 21,901 SH SHARED 21,901 MARATHON PETE CORP COM 56585A102 2,635.23 29,411 SH SHARED 20 29,411 MARATHON PETE CORP COM 56585A102 2,920.96 32,600 SH P SHARED 32,600 MARATHON PETE CORP COM 56585A102 7,015.68 78,300 SH C SHARED 78,300 MARATHON PETE CORP COM 56585A102 14,909.08 166,396 SH SHARED 01 166,396

MARCHEX INC CL B 56624R108 12.00 2,851 SH SHARED 2,851 MARCHEX INC CL B 56624R108 486.75 115,618 SH SHARED 01 115,618 MARCUS CORP COM 566330106 26.89 2,153 SH SHARED 2,153 MARCUS CORP COM 566330106 64.05 5,128 SH SHARED 01 5,128 MARINEMAX INC COM 567908108 27.18 2,000 SH SHARED 01 2,000 MARINE PRODS CORP COM 568427108 7.51 1,020 SH SHARED 1,020 MARINE PRODS CORP COM 568427108 19.87 2,700 SH SHARED 01 2,700 MARKEL CORP COM 570535104 243.69 484 SH SHARED 01 484 MARKEL CORP COM 570535104 575.50 1,143 SH SHARED 20 1,143 MARKETAXESS HLDGS INC COM 57060D108 37.49 1,005 SH SHARED 1,005 MARKETAXESS HLDGS INC COM 57060D108 131.67 3,530 SH SHARED 01 3,530 MARKETAXESS HLDGS INC COM 57060D108 577.78 15,490 SH SHARED 20 15,490 MARKET LEADER INC COM 57056R103 7.37 823 SH SOLE 823 MARKET VECTORS ETF TR AFRICA ETF 57060U787 178.30 5,871 SH SHARED 01 5,871 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 324.90 6,000 SH SHARED 17 6,000 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 18,999.01 350,859 SH SHARED 01 350,859 MARKET VECTORS ETF TR BIOTECH ETF 57060U183 299.00 4,600 SH SHARED 4,600 MARKET VECTORS ETF TR BIOTECH ETF 57060U183 5,035.88 77,475 SH SHARED 01 77,475 MARKET VECTORS ETF TR BNK & BROKERAG 57060U175 75.70 1,600 SH SHARED 01 1,600 MARKET VECTORS ETF TR BRAZL SMCP ETF 57060U613 4.03 100 SH C SHARED 100 MARKET VECTORS ETF TR BRAZL SMCP ETF 57060U613 13.11 325 SH SHARED 01 325 MARKET VECTORS ETF TR BRAZL SMCP ETF 57060U613 35.57 882 SH SHARED 882 MARKET VECTORS ETF TR BRAZL SMCP ETF 57060U613 237.95 5,900 SH P SHARED 5,900 MARKET VECTORS ETF TR BUSI DEVCO ETF 57060U316 19.40 949 SH SOLE 949 MARKET VECTORS ETF TR CHINA A SHS ETF 57060U597 20.14 580 SH SOLE 580 MARKET VECTORS ETF TR COAL ETF 57060U837 9.16 400 SH P SHARED 400 MARKET VECTORS ETF TR COAL ETF 57060U837 292.31 12,759 SH SHARED 12,759 MARKET VECTORS ETF TR COAL ETF 57060U837 737.86 32,207 SH SHARED 01 32,207 MARKET VECTORS ETF TR EGYPT INDX ETF 57060U548 39.63 3,523 SH SHARED 3,523 MARKET VECTORS ETF TR EGYPT INDX ETF 57060U548 45.00 4,000 SH SHARED 17 4,000 MARKET VECTORS ETF TR EM LC CURR DBT 57060U522 6,247.43 231,044 SH SHARED 01 231,044 MARKET VECTORS ETF TR FALLN ANGL USD 57061R304 11.29 412 SH SOLE 412 MARKET VECTORS ETF TR GAMING ETF 57060U829 162.08 4,046 SH SHARED 01 4,046 MARKET VECTORS ETF TR GBL ALTER ENRG 57060U407 17.50 1,390 SH SHARED 01 1,390 MARKET VECTORS ETF TR GBL ALTER ENRG 57060U407 20.40 1,620 SH SHARED 1,620 MARKET VECTORS ETF TR GERMANY SM CAP 57060U381 23.39 998 SH SOLE 998 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 26.50 700 SH SHARED 700 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 35,760.38 944,792 SH SHARED 944,792 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 61,642.89 1,628,610 SH SHARED 01 1,628,610 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 82,936.92 2,191,200 SH C SHARED 2,191,200 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 85,298.76 2,253,600 SH P SHARED 2,253,600 MARKET VECTORS ETF TR GULF STS ETF 57060U779 12.73 572 SH SOLE 572 MARKET VECTORS ETF TR HG YLD MUN ETF 57060U878 45,292.30 1,377,503 SH SHARED 01 1,377,503 MARKET VECTORS ETF TR INDIA SMALL CP 57060U563 621.22 70,754 SH SHARED 01 70,754 MARKET VECTORS ETF TR INDONESIA ETF 57060U753 412.77 12,815 SH SHARED 12,815 MARKET VECTORS ETF TR INDONESIA ETF 57060U753 1,576.87 48,956 SH SHARED 01 48,956 MARKET VECTORS ETF TR INTL HI YLD BD 57061R205 10.83 403 SH SHARED 01 403 MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 6,546.03 391,041 SH SHARED 391,041 MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 8,545.77 510,500 SH P SHARED 510,500 MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 9,101.54 543,700 SH C SHARED 543,700 MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 14,123.69 843,709 SH SHARED 01 843,709 MARKET VECTORS ETF TR LAT AM SML CAP 57060U530 11.11 461 SH SOLE 461 MARKET VECTORS ETF TR MINOR METALS 57060U472 4.18 379 SH SHARED 379 MARKET VECTORS ETF TR MINOR METALS 57060U472 18.75 1,700 SH C SHARED 1,700

MARKET VECTORS ETF TR MINOR METALS 57060U472 269.24 24,410 SH SHARED 01 24,410 MARKET VECTORS ETF TR MKTVEC INTMUETF 57060U845 173.40 7,407 SH SHARED 7,407 MARKET VECTORS ETF TR MKTVEC INTMUETF 57060U845 51,684.53 2,207,797 SH SHARED 01 2,207,797 MARKET VECTORS ETF TR MKTVEC LMUNETF 57060U886 72.15 3,633 SH SHARED 3,633 MARKET VECTORS ETF TR MKTVEC LMUNETF 57060U886 3,882.65 195,501 SH SHARED 01 195,501 MARKET VECTORS ETF TR MKTVEC SMUNETF 57060U803 14.89 836 SH SHARED 836 MARKET VECTORS ETF TR MKTVEC SMUNETF 57060U803 4,441.33 249,373 SH SHARED 01 249,373 MARKET VECTORS ETF TR MKT VECTR WIDE 57060U134 573.08 24,450 SH SHARED 01 24,450 MARKET VECTORS ETF TR MTG REIT ETF 57060U324 111.58 3,733 SH SHARED 01 3,733 MARKET VECTORS ETF TR MV ENVIR SVCS 57060U209 46.11 823 SH SHARED 01 823 MARKET VECTORS ETF TR MV ENVIR SVCS 57060U209 87.07 1,554 SH SHARED 1,554 MARKET VECTORS ETF TR MV STEEL INDEX 57060U308 396.52 9,107 SH SHARED 01 9,107 MARKET VECTORS ETF TR OIL SVCS ETF 57060U191 3,682.62 85,822 SH SHARED 01 85,822 MARKET VECTORS ETF TR OIL SVCS ETF 57060U191 7,410.56 172,700 SH P SHARED 172,700 MARKET VECTORS ETF TR OIL SVCS ETF 57060U191 21,742.50 506,700 SH C SHARED 506,700 MARKET VECTORS ETF TR OIL SVCS ETF 57060U191 31,981.17 745,308 SH SHARED 745,308 MARKET VECTORS ETF TR PFD SEC EXFINL 57061R791 42.44 2,067 SH SHARED 01 2,067 MARKET VECTORS ETF TR PHARMACEUTICAL 57060U217 414.55 9,200 SH SHARED 01 9,200 MARKET VECTORS ETF TR PRE-RF MUN ETF 57060U738 6.89 274 SH SHARED 274 MARKET VECTORS ETF TR PRE-RF MUN ETF 57060U738 1,314.99 52,265 SH SHARED 01 52,265 MARKET VECTORS ETF TR RENMINBI BOND 57060U282 15.49 600 SH SOLE 600 MARKET VECTORS ETF TR RETAIL ETF 57060U225 127.24 2,600 SH SHARED 01 2,600 MARKET VECTORS ETF TR RETAIL ETF 57060U225 18,898.92 386,165 SH SHARED 386,165 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 27.75 1,000 SH SHARED 1,000 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 263.63 9,500 SH C SHARED 9,500 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 677.10 24,400 SH P SHARED 24,400 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 2,743.00 98,847 SH SHARED 98,847 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 14,847.58 535,048 SH SHARED 01 535,048 MARKET VECTORS ETF TR RVE HARD ETF 57060U795 7.39 204 SH SHARED 204 MARKET VECTORS ETF TR RVE HARD ETF 57060U795 129.50 3,574 SH SHARED 01 3,574 MARKET VECTORS ETF TR SEMICONDUCTOR 57060U233 42.64 1,200 SH C SHARED 1,200 MARKET VECTORS ETF TR SEMICONDUCTOR 57060U233 188.31 5,300 SH P SHARED 5,300 MARKET VECTORS ETF TR SEMICONDUCTOR 57060U233 309.11 8,700 SH SHARED 01 8,700 MARKET VECTORS ETF TR SEMICONDUCTOR 57060U233 9,249.84 260,339 SH SHARED 260,339 MARKET VECTORS ETF TR SOLAR ENRG NEW 57061R783 28.20 760 SH SHARED 760 MARKET VECTORS ETF TR SOLAR ENRG NEW 57061R783 170.93 4,606 SH SHARED 01 4,606 MARKET VECTORS ETF TR URAN NUCLR ENRGY 57060U704 24.64 1,741 SH SHARED 1,741 MARKET VECTORS ETF TR URAN NUCLR ENRGY 57060U704 40.88 2,889 SH SHARED 01 2,889 MARKET VECTORS ETF TR VECTRS POL ETF 57060U571 22.00 1,100 SH SHARED 01 1,100 MARKET VECTORS ETF TR VECTRS POL ETF 57060U571 25.36 1,268 SH SHARED 1,268 MARKET VECTORS ETF TR VIETNAM ETF 57060U761 61.23 3,000 SH SHARED 17 3,000 MARKET VECTORS ETF TR VIETNAM ETF 57060U761 733.41 35,934 SH SHARED 01 35,934 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 346.28 5,700 SH C SHARED 5,700 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 571.05 9,400 SH P SHARED 9,400 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 84,429.38 1,389,784 SH SHARED 01 1,389,784 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 91,954.91 1,513,661 SH SHARED 1,513,661 MARRIOTT INTL INC NEW CL A 571903202 776.44 18,386 SH SHARED 18,386 MARRIOTT INTL INC NEW CL A 571903202 815.04 19,300 SH P SHARED 19,300 MARRIOTT INTL INC NEW CL A 571903202 3,471.31 82,200 SH C SHARED 82,200 MARRIOTT INTL INC NEW CL A 571903202 5,936.78 140,582 SH SHARED 01 140,582

MARRIOTT VACATIONS WRLDWDE C COM 57164Y107 4.29 100 SH P SHARED 100 MARRIOTT VACATIONS WRLDWDE C COM 57164Y107 17.46 407 SH SHARED 407 MARRIOTT VACATIONS WRLDWDE C COM 57164Y107 172.93 4,030 SH SHARED 01 4,030 MARSH & MCLENNAN COS INC COM 571748102 56.96 1,500 SH P SHARED 1,500 MARSH & MCLENNAN COS INC COM 571748102 626.51 16,500 SH C SHARED 16,500 MARSH & MCLENNAN COS INC COM 571748102 1,237.82 32,600 SH SHARED 32,600 MARSH & MCLENNAN COS INC COM 571748102 4,644.95 122,332 SH SHARED 122,332 MARSH & MCLENNAN COS INC COM 571748102 12,567.80 330,993 SH SHARED 01 330,993 MARTEN TRANS LTD COM 573075108 0.70 35 SH SHARED 01 35 MARTHA STEWART LIVING OMNIME CL A 573083102 2.13 805 SH SHARED 805 MARTHA STEWART LIVING OMNIME CL A 573083102 5.28 2,000 SH P SHARED 2,000 MARTHA STEWART LIVING OMNIME CL A 573083102 8.25 3,124 SH SHARED 01 3,124 MARTIN MARIETTA MATLS INC COM 573284106 142.83 1,400 SH C SHARED 1,400 MARTIN MARIETTA MATLS INC COM 573284106 326.46 3,200 SH SHARED 3,200 MARTIN MARIETTA MATLS INC COM 573284106 408.08 4,000 SH P SHARED 4,000 MARTIN MARIETTA MATLS INC COM 573284106 444.81 4,360 SH SHARED 01 4,360 MARTIN MARIETTA MATLS INC COM 573284106 447.97 4,391 SH SHARED 4,391 MARTIN MIDSTREAM PRTNRS L P UNIT L P INT 573331105 170.37 4,423 SH SHARED 4,423 MARTIN MIDSTREAM PRTNRS L P UNIT L P INT 573331105 685.08 17,785 SH SHARED 01 17,785 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 179.78 17,000 SH P SHARED 17,000 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 446.66 42,237 SH SHARED 42,237 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 568.73 53,781 SH SHARED 01 53,781 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 1,124.70 106,355 SH SHARED 106,355 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 2,527.43 239,000 SH C SHARED 239,000 MASCO CORP COM 574599106 149.85 7,400 SH P SHARED 7,400 MASCO CORP COM 574599106 320.36 15,820 SH SHARED 15,820 MASCO CORP COM 574599106 334.13 16,500 SH C SHARED 16,500 MASCO CORP COM 574599106 595.35 29,400 SH SHARED 29,400 MASCO CORP COM 574599106 2,162.40 106,785 SH SHARED 01 106,785 MASIMO CORP COM 574795100 7.85 400 SH C SHARED 400 MASIMO CORP COM 574795100 2,443.69 124,551 SH SHARED 01 124,551 MASSACHUSETTS HEALTH & ED TX SH BEN INT 575672100 9.24 611 SH SHARED 611 MASSACHUSETTS HEALTH & ED TX SH BEN INT 575672100 15.12 1,000 SH SHARED 01 1,000 MASSEY ENERGY CO NOTE 3.250% 8/0 576203AJ2 133.79 139,000 PRN SHARED 01 139,000 MASTECH HOLDINGS INC COM 57633B100 0.92 103 SH SOLE 103 MASTEC INC COM 576323109 26.24 900 SH P SHARED 900 MASTEC INC COM 576323109 99.11 3,400 SH C SHARED 3,400 MASTEC INC COM 576323109 353.12 12,114 SH SHARED 01 12,114 MASTEC INC COM 576323109 3,159.92 108,402 SH SHARED 108,402

MASTERCARD INC CL A 57636Q104 2,970.26 5,489 SH SHARED 20 5,489 MASTERCARD INC CL A 57636Q104 4,790.62 8,853 SH SHARED 8,853 MASTERCARD INC CL A 57636Q104 11,946.53 22,077 SH SHARED 22,077 MASTERCARD INC CL A 57636Q104 20,184.15 37,300 SH C SHARED 37,300 MASTERCARD INC CL A 57636Q104 30,440.19 56,253 SH SHARED 01 56,253 MASTERCARD INC CL A 57636Q104 41,775.24 77,200 SH P SHARED 77,200 MAST THERAPEUTICS INC COM 576314108 0.54 800 SH SHARED 01 800 MAST THERAPEUTICS INC COM 576314108 0.94 1,394 SH SHARED 1,394 MATADOR RES CO COM 576485205 17.72 2,000 SH SHARED 01 2,000 MATADOR RES CO COM 576485205 38.05 4,295 SH SHARED 4,295 MATERIAL SCIENCES CORP COM 576674105 0.19 18 SH SHARED 01 18 MATERION CORP COM 576690101 19.95 700 SH C SHARED 700 MATERION CORP COM 576690101 26.48 929 SH SHARED 929 MATERION CORP COM 576690101 381.99 13,403 SH SHARED 01 13,403 MATRIX SVC CO COM 576853105 22.78 1,529 SH SOLE 1,529 MATSON INC COM 57686G105 44.11 1,793 SH SHARED 01 1,793 MATSON INC COM 57686G105 3,301.79 134,219 SH SHARED 134,219 MATTEL INC COM 577081102 302.01 6,900 SH P SHARED 6,900 MATTEL INC COM 577081102 1,046.10 23,900 SH SHARED 23,900 MATTEL INC COM 577081102 2,232.27 51,000 SH C SHARED 51,000 MATTEL INC COM 577081102 4,672.01 106,740 SH SHARED 106,740 MATTEL INC COM 577081102 18,345.15 419,126 SH SHARED 01 419,126 MATTERSIGHT CORP COM 577097108 3.27 763 SH SOLE 763 MATTHEWS INTL CORP CL A 577128101 64.91 1,859 SH SHARED 1,859 MATTHEWS INTL CORP CL A 577128101 1,511.90 43,301 SH SHARED 01 43,301 MATTRESS FIRM HLDG CORP COM 57722W106 31.16 902 SH SOLE 902 MATTRESS FIRM HLDG CORP COM 57722W106 34.54 1,000 SH C SOLE 1,000 MATTSON TECHNOLOGY INC COM 577223100 2.76 2,000 SH C SHARED 2,000 MATTSON TECHNOLOGY INC COM 577223100 6.09 4,415 SH SHARED 4,415 MATTSON TECHNOLOGY INC COM 577223100 8.67 6,281 SH SHARED 01 6,281 MAUI LD & PINEAPPLE INC COM 577345101 192.91 47,987 SH SHARED 01 47,987 MAXCOM TELECOMUNICACIONES SA ADR REP PR CTF 57773A508 0.25 100 SH SHARED 01 100 MAXIM INTEGRATED PRODS INC COM 57772K101 287.23 8,800 SH P SHARED 8,800 MAXIM INTEGRATED PRODS INC COM 57772K101 564.67 17,300 SH SHARED 17,300 MAXIM INTEGRATED PRODS INC COM 57772K101 949.82 29,100 SH C SHARED 29,100 MAXIM INTEGRATED PRODS INC COM 57772K101 1,910.26 58,525 SH SHARED 01 58,525 MAXIMUS INC COM 577933104 547.39 6,845 SH SHARED 01 6,845 MAXLINEAR INC CL A 57776J100 11.64 1,877 SH SOLE 1,877 MAXWELL TECHNOLOGIES INC COM 577767106 7.43 1,379 SH SHARED 01 1,379 MAXWELL TECHNOLOGIES INC COM 577767106 10.78 2,000 SH C SHARED 2,000 MAXWELL TECHNOLOGIES INC COM 577767106 27.49 5,100 SH P SHARED 5,100 MB FINANCIAL INC NEW COM 55264U108 56.39 2,333 SH SHARED 01 2,333 MBIA INC COM 55262C100 136.58 13,299 SH SHARED 13,299 MBIA INC COM 55262C100 579.89 56,464 SH SHARED 01 56,464 MBIA INC COM 55262C100 1,192.35 116,100 SH C SHARED 116,100 MBIA INC COM 55262C100 3,940.60 383,700 SH P SHARED 383,700 MBT FINL CORP COM 578877102 1.13 290 SH SOLE 290 MCCLATCHY CO CL A 579489105 38.28 13,200 SH C SHARED 13,200 MCCLATCHY CO CL A 579489105 377.58 130,200 SH SHARED 01 130,200 MCCORMICK & CO INC COM NON VTG 579780206 22.07 300 SH C SHARED 300 MCCORMICK & CO INC COM NON VTG 579780206 51.85 705 SH SHARED 20 705 MCCORMICK & CO INC COM NON VTG 579780206 125.04 1,700 SH P SHARED 1,700 MCCORMICK & CO INC COM NON VTG 579780206 639.89 8,700 SH SHARED 8,700

MCCORMICK & CO INC COM NON VTG 579780206 2,815.79 38,284 SH SHARED 38,284 MCCORMICK & CO INC COM NON VTG 579780206 5,136.36 69,835 SH SHARED 01 69,835 MCCORMICK & CO INC COM VTG 579780107 1.76 24 SH SHARED 01 24 MCCORMICK & CO INC COM VTG 579780107 144.28 1,967 SH SHARED 1,967 MCDERMOTT INTL INC COM 580037109 115.72 10,530 SH SHARED 20 10,530 MCDERMOTT INTL INC COM 580037109 343.99 31,300 SH P SHARED 31,300 MCDERMOTT INTL INC COM 580037109 570.38 51,900 SH C SHARED 51,900 MCDERMOTT INTL INC COM 580037109 1,040.91 94,714 SH SHARED 01 94,714 MCDONALDS CORP COM 580135101 39.88 400 SH P SHARED 01 400 MCDONALDS CORP COM 580135101 127.60 1,280 SH SHARED 17 1,280 MCDONALDS CORP COM 580135101 2,306.83 23,140 SH SHARED 20 23,140 MCDONALDS CORP COM 580135101 10,746.08 107,795 SH SHARED 107,795 MCDONALDS CORP COM 580135101 13,697.41 137,400 SH C SHARED 137,400 MCDONALDS CORP COM 580135101 35,021.10 351,300 SH P SHARED 351,300 MCDONALDS CORP COM 580135101 143,178.57 1,436,238 SH SHARED 1,436,238 MCDONALDS CORP COM 580135101 318,144.39 3,191,337 SH SHARED 01 3,191,337 MCEWEN MNG INC COM 58039P107 72.03 25,186 SH SHARED 25,186 MCEWEN MNG INC COM 58039P107 132.99 46,500 SH P SHARED 46,500 MCEWEN MNG INC COM 58039P107 189.96 66,420 SH SHARED 01 66,420 MCEWEN MNG INC COM 58039P107 473.33 165,500 SH C SHARED 165,500 MCG CAPITAL CORP COM 58047P107 2.39 500 SH P SHARED 500 MCG CAPITAL CORP COM 58047P107 22.59 4,725 SH SHARED 01 4,725 MCG CAPITAL CORP COM 58047P107 3,480.42 728,121 SH SHARED 728,121 MCGRATH RENTCORP COM 580589109 53.65 1,725 SH SHARED 1,725 MCGRATH RENTCORP COM 580589109 1,287.98 41,414 SH SHARED 01 41,414 MCGRAW HILL COS INC COM 580645109 234.36 4,500 SH C SHARED 4,500 MCGRAW HILL COS INC COM 580645109 786.41 15,100 SH SHARED 15,100 MCGRAW HILL COS INC COM 580645109 1,340.80 25,745 SH SHARED 20 25,745 MCGRAW HILL COS INC COM 580645109 4,161.19 79,900 SH P SHARED 79,900 MCGRAW HILL COS INC COM 580645109 5,172.27 99,314 SH SHARED 01 99,314 MCGRAW HILL COS INC COM 580645109 6,609.68 126,914 SH SHARED 126,914 MCKESSON CORP COM 58155Q103 421.04 3,900 SH C SHARED 3,900 MCKESSON CORP COM 58155Q103 529.00 4,900 SH P SHARED 4,900 MCKESSON CORP COM 58155Q103 1,542.53 14,288 SH SHARED 14,288 MCKESSON CORP COM 58155Q103 3,167.33 29,338 SH SHARED 29,338 MCKESSON CORP COM 58155Q103 3,449.97 31,956 SH SHARED 17 31,956 MCKESSON CORP COM 58155Q103 4,346.47 40,260 SH SHARED 20 40,260 MCKESSON CORP COM 58155Q103 44,199.80 409,409 SH SHARED 01 409,409 MCMORAN EXPLORATION CO COM 582411104 280.93 17,182 SH SHARED 01 17,182 MCMORAN EXPLORATION CO COM 582411104 886.17 54,200 SH C SHARED 54,200 MCMORAN EXPLORATION CO COM 582411104 951.77 58,212 SH SHARED 58,212 MCMORAN EXPLORATION CO COM 582411104 2,759.88 168,800 SH P SHARED 168,800 M D C HLDGS INC COM 552676108 21.99 600 SH C SHARED 600 M D C HLDGS INC COM 552676108 29.32 800 SH P SHARED 800 M D C HLDGS INC COM 552676108 2,753.29 75,124 SH SHARED 01 75,124 MDC PARTNERS INC CL A SUB VTG 552697104 38.26 2,366 SH SHARED 2,366 MDC PARTNERS INC CL A SUB VTG 552697104 135.94 8,407 SH SHARED 01 8,407 MDU RES GROUP INC COM 552690109 202.42 8,100 SH SHARED 8,100 MDU RES GROUP INC COM 552690109 638.14 25,536 SH SHARED 01 25,536 MDU RES GROUP INC COM 552690109 2,404.04 96,200 SH C SHARED 96,200 MDU RES GROUP INC COM 552690109 2,957.47 118,346 SH SHARED 20 118,346 MEAD JOHNSON NUTRITION CO COM 582839106 661.42 8,540 SH SHARED 20 8,540 MEAD JOHNSON NUTRITION CO COM 582839106 819.19 10,577 SH SHARED 10,577 MEAD JOHNSON NUTRITION CO COM 582839106 955.73 12,340 SH SHARED 12,340

MEAD JOHNSON NUTRITION CO COM 582839106 1,262.44 16,300 SH P SHARED 16,300 MEAD JOHNSON NUTRITION CO COM 582839106 6,699.43 86,500 SH C SHARED 86,500 MEAD JOHNSON NUTRITION CO COM 582839106 9,046.01 116,798 SH SHARED 01 116,798 MEADOWBROOK INS GROUP INC COM 58319P108 0.43 61 SH SHARED 01 61 MEADWESTVACO CORP COM 583334107 7.26 200 SH C SHARED 200 MEADWESTVACO CORP COM 583334107 38.30 1,055 SH SHARED 20 1,055 MEADWESTVACO CORP COM 583334107 457.38 12,600 SH SHARED 12,600 MEADWESTVACO CORP COM 583334107 1,443.65 39,770 SH SHARED 39,770 MEADWESTVACO CORP COM 583334107 1,452.00 40,000 SH P SHARED 40,000 MEADWESTVACO CORP COM 583334107 5,521.05 152,095 SH SHARED 01 152,095 MEASUREMENT SPECIALTIES INC COM 583421102 40.25 1,012 SH SOLE 1,012 MECHEL OAO SPONSORED ADR 583840103 0.63 125 SH SHARED 01 125 MECHEL OAO SPONSORED ADR 583840103 1.52 300 SH P SHARED 300 MECHEL OAO SPONSORED ADR 583840103 149.27 29,500 SH C SHARED 29,500 MECHEL OAO SPONSORED ADR 583840103 570.21 112,690 SH SHARED 112,690 MECOX LANE LIMITED SPON ADR REP 35 58403M201 3.76 1,414 SH SOLE 1,414 MEDALLION FINL CORP COM 583928106 677.93 51,281 SH SHARED 01 51,281 MEDALLION FINL CORP COM 583928106 2,733.43 206,765 SH SHARED 206,765 MEDASSETS INC COM 584045108 1.93 100 SH C SHARED 100 MEDASSETS INC COM 584045108 256.03 13,300 SH SHARED 13,300 MEDASSETS INC COM 584045108 542.83 28,199 SH SHARED 01 28,199 MEDGENICS INC COM NEW 58436Q203 9.29 1,916 SH SOLE 1,916 MEDGENICS INC *W EXP 03/31/201 58436Q112 1.50 1,300 SH SOLE 1,300 MEDIA GEN INC CL A 584404107 3.92 660 SH SHARED 01 660 MEDICAL ACTION INDS INC COM 58449L100 3.03 505 SH SHARED 505 MEDICAL ACTION INDS INC COM 58449L100 11.55 1,925 SH SHARED 01 1,925 MEDICAL PPTYS TRUST INC COM 58463J304 8.02 500 SH P SHARED 500 MEDICAL PPTYS TRUST INC COM 58463J304 174.84 10,900 SH C SHARED 10,900 MEDICAL PPTYS TRUST INC COM 58463J304 471.35 29,386 SH SHARED 29,386 MEDICAL PPTYS TRUST INC COM 58463J304 939.62 58,580 SH SHARED 58,580 MEDICAL PPTYS TRUST INC COM 58463J304 7,460.38 465,111 SH SHARED 01 465,111 MEDICINES CO COM 584688105 40.09 1,200 SH P SHARED 1,200 MEDICINES CO COM 584688105 126.96 3,800 SH C SHARED 3,800 MEDICINES CO COM 584688105 3,773.56 112,947 SH SHARED 01 112,947 MEDIDATA SOLUTIONS INC COM 58471A105 5.80 100 SH C SHARED 100 MEDIDATA SOLUTIONS INC COM 58471A105 41.51 716 SH SHARED 716 MEDIDATA SOLUTIONS INC COM 58471A105 80.94 1,396 SH SHARED 01 1,396 MEDIFAST INC COM 58470H101 13.55 591 SH SHARED 01 591 MEDIFAST INC COM 58470H101 68.76 3,000 SH SHARED 3,000 MEDIFAST INC COM 58470H101 110.02 4,800 SH C SHARED 4,800 MEDIVATION INC COM 58501N101 98.20 2,100 SH P SHARED 2,100 MEDIVATION INC COM 58501N101 406.34 8,690 SH SHARED 8,690 MEDIVATION INC COM 58501N101 609.00 13,024 SH SHARED 01 13,024 MEDIVATION INC COM 58501N101 626.58 13,400 SH C SHARED 13,400 MEDLEY CAP CORP COM 58503F106 3,611.77 227,872 SH SHARED 01 227,872 MEDLEY CAP CORP COM 58503F106 4,947.28 312,131 SH SHARED 312,131 MEDNAX INC COM 58502B106 104.51 1,166 SH SHARED 1,166 MEDNAX INC COM 58502B106 910.46 10,158 SH SHARED 01 10,158 MEDNAX INC COM 58502B106 938.87 10,475 SH SHARED 20 10,475 MEDTRONIC INC COM 585055106 65.74 1,400 SH C SHARED 01 1,400 MEDTRONIC INC COM 585055106 569.06 12,118 SH SHARED 20 12,118 MEDTRONIC INC COM 585055106 4,686.61 99,800 SH P SHARED 99,800 MEDTRONIC INC COM 585055106 6,024.97 128,300 SH C SHARED 128,300

MEDTRONIC INC COM 585055106 12,264.73 261,174 SH SHARED 261,174 MEDTRONIC INC COM 585055106 27,412.85 583,749 SH SHARED 583,749 MEDTRONIC INC COM 585055106 218,453.08 4,651,897 SH SHARED 01 4,651,897 MEDTRONIC INC NOTE 1.625% 4/1 585055AM8 348.00 348,000 PRN SHARED 01 348,000 MEETME INC COM 585141104 1.14 500 SH C SHARED 500 MEETME INC COM 585141104 11.40 5,000 SH SHARED 01 5,000 MEI PHARMA INC COM NEW 55279B202 3.75 435 SH SHARED 01 435 MEI PHARMA INC COM NEW 55279B202 16.69 1,934 SH SHARED 1,934 MELA SCIENCES INC COM 55277R100 16.47 14,200 SH C SHARED 14,200 MELA SCIENCES INC COM 55277R100 86.01 74,150 SH SHARED 01 74,150 MELCO CROWN ENTMT LTD ADR 585464100 357.26 15,300 SH P SHARED 15,300 MELCO CROWN ENTMT LTD ADR 585464100 771.65 33,047 SH SHARED 01 33,047 MELCO CROWN ENTMT LTD ADR 585464100 1,161.13 49,727 SH SHARED 49,727 MELCO CROWN ENTMT LTD ADR 585464100 2,019.78 86,500 SH C SHARED 86,500 MELLANOX TECHNOLOGIES LTD SHS M51363113 175.47 3,161 SH SHARED 3,161 MELLANOX TECHNOLOGIES LTD SHS M51363113 1,056.24 19,028 SH SHARED 01 19,028 MELLANOX TECHNOLOGIES LTD SHS M51363113 1,437.32 25,893 SH SHARED 25,893 MELLANOX TECHNOLOGIES LTD SHS M51363113 1,981.71 35,700 SH P SHARED 35,700 MEMC ELECTR MATLS INC COM 552715104 5.72 1,300 SH P SHARED 1,300 MEMC ELECTR MATLS INC COM 552715104 44.88 10,200 SH C SHARED 10,200 MEMC ELECTR MATLS INC COM 552715104 451.13 102,530 SH SHARED 102,530 MEMC ELECTR MATLS INC COM 552715104 946.09 215,020 SH SHARED 01 215,020 MEMORIAL PRODTN PARTNERS LP COM U REP LTD 586048100 1.98 100 SH C SHARED 100 MEMORIAL PRODTN PARTNERS LP COM U REP LTD 586048100 92.34 4,661 SH SHARED 4,661 MEMORIAL PRODTN PARTNERS LP COM U REP LTD 586048100 279.35 14,100 SH P SHARED 14,100 MEMORIAL PRODTN PARTNERS LP COM U REP LTD 586048100 7,406.28 373,828 SH SHARED 01 373,828 MENS WEARHOUSE INC COM 587118100 5.61 168 SH SHARED 01 168 MENS WEARHOUSE INC COM 587118100 65.44 1,958 SH SHARED 1,958 MENS WEARHOUSE INC COM 587118100 106.94 3,200 SH C SHARED 3,200 MENS WEARHOUSE INC COM 587118100 421.09 12,600 SH P SHARED 12,600 MENTOR GRAPHICS CORP COM 587200106 3.61 200 SH P SHARED 200 MENTOR GRAPHICS CORP COM 587200106 24.66 1,366 SH SHARED 1,366 MENTOR GRAPHICS CORP COM 587200106 45.13 2,500 SH C SHARED 2,500 MENTOR GRAPHICS CORP COM 587200106 1,418.66 78,596 SH SHARED 01 78,596 MERCADOLIBRE INC COM 58733R102 67.11 695 SH SHARED 695 MERCADOLIBRE INC COM 58733R102 135.18 1,400 SH P SHARED 1,400 MERCADOLIBRE INC COM 58733R102 212.43 2,200 SH C SHARED 2,200 MERCADOLIBRE INC COM 58733R102 1,630.71 16,888 SH SHARED 01 16,888 MERCANTILE BANK CORP COM 587376104 1.88 114 SH SHARED 01 114 MERCANTILE BANK CORP COM 587376104 9.11 552 SH SHARED 552 MERCER INTL INC COM 588056101 20.73 3,000 SH SOLE 3,000 MERCHANTS BANCSHARES COM 588448100 24.05 798 SH SHARED 798 MERCHANTS BANCSHARES COM 588448100 54.24 1,800 SH SHARED 01 1,800 MERCK & CO INC NEW COM 58933Y105 2,903.06 65,680 SH SHARED 20 65,680 MERCK & CO INC NEW COM 58933Y105 4,176.90 94,500 SH C SHARED 94,500 MERCK & CO INC NEW COM 58933Y105 5,507.32 124,600 SH P SHARED 124,600 MERCK & CO INC NEW COM 58933Y105 29,827.27 674,825 SH SHARED 674,825 MERCK & CO INC NEW COM 58933Y105 46,846.30 1,059,871 SH SHARED 1,059,871 MERCK & CO INC NEW COM 58933Y105 232,154.18 5,252,357 SH SHARED 01 5,252,357 MERCURY GENL CORP NEW COM 589400100 83.67 2,206 SH SHARED 2,206

MERCURY GENL CORP NEW COM 589400100 788.53 20,789 SH SHARED 01 20,789 MERCURY SYS INC COM 589378108 13.79 1,871 SH SOLE 1,871 MEREDITH CORP COM 589433101 15.30 400 SH C SHARED 400 MEREDITH CORP COM 589433101 19.13 500 SH P SHARED 500 MEREDITH CORP COM 589433101 91.29 2,386 SH SHARED 2,386 MEREDITH CORP COM 589433101 793.51 20,740 SH SHARED 01 20,740 MERIDIAN BIOSCIENCE INC COM 589584101 4.56 200 SH P SHARED 200 MERIDIAN BIOSCIENCE INC COM 589584101 9.13 400 SH C SHARED 400 MERIDIAN BIOSCIENCE INC COM 589584101 19.10 837 SH SHARED 837 MERIDIAN BIOSCIENCE INC COM 589584101 142.07 6,227 SH SHARED 01 6,227 MERIDIAN INTERSTAT BANCORP I COM 58964Q104 8.40 448 SH SOLE 448 MERITAGE HOMES CORP COM 59001A102 14.06 300 SH C SOLE 300 MERITAGE HOMES CORP COM 59001A102 28.12 600 SH P SOLE 600 MERITAGE HOMES CORP COM 59001A102 61.15 1,305 SH SOLE 1,305 MERITAGE HOMES CORP NOTE 1.875% 9/1 59001AAR3 53.91 48,000 PRN SHARED 01 48,000 MERIT MED SYS INC COM 589889104 6.13 500 SH SHARED 01 500 MERIT MED SYS INC COM 589889104 21.92 1,788 SH SHARED 1,788 MERITOR INC COM 59001K100 13.72 2,900 SH P SHARED 2,900 MERITOR INC COM 59001K100 48.72 10,300 SH C SHARED 10,300 MERITOR INC COM 59001K100 50.53 10,682 SH SHARED 01 10,682 MERRIMACK PHARMACEUTICALS IN COM 590328100 1.22 200 SH C SHARED 200 MERRIMACK PHARMACEUTICALS IN COM 590328100 6.10 1,000 SH SHARED 01 1,000 MERRIMACK PHARMACEUTICALS IN COM 590328100 30.79 5,048 SH SHARED 5,048 MERU NETWORKS INC COM 59047Q103 3.38 500 SH C SHARED 500 MERU NETWORKS INC COM 59047Q103 46.66 6,913 SH SHARED 6,913 MERU NETWORKS INC COM 59047Q103 821.70 121,734 SH SHARED 01 121,734 MERUS LABS INTL INC NEW COM 59047R101 0.76 1,010 SH SOLE 1,010 MESABI TR CTF BEN INT 590672101 27.31 1,200 SH P SHARED 1,200 MESABI TR CTF BEN INT 590672101 29.59 1,300 SH C SHARED 1,300 MESABI TR CTF BEN INT 590672101 379.34 16,667 SH SHARED 01 16,667 MESA LABS INC COM 59064R109 9.55 181 SH SHARED 181 MESA LABS INC COM 59064R109 33.14 628 SH SHARED 01 628 MESA RTY TR UNIT BEN INT 590660106 24.65 1,000 SH SHARED 01 1,000 METABOLIX INC COM 591018809 2.75 1,500 SH SHARED 01 1,500 META FINL GROUP INC COM 59100U108 41.11 1,550 SH SHARED 01 1,550 METALICO INC COM 591176102 0.16 100 SH C SHARED 100 METALICO INC COM 591176102 2.43 1,500 SH SHARED 01 1,500 METALS USA HLDGS CORP COM 59132A104 61.72 2,989 SH SOLE 2,989 METHANEX CORP COM 59151K108 4.06 100 SH C SHARED 100 METHANEX CORP COM 59151K108 223.47 5,500 SH P SHARED 5,500 METHANEX CORP COM 59151K108 427.83 10,530 SH SHARED 20 10,530 METHANEX CORP COM 59151K108 1,280.05 31,505 SH SHARED 31,505 METHANEX CORP COM 59151K108 4,523.42 111,332 SH SHARED 01 111,332 METHES ENERGIES INTL LTD COM 591517107 4.76 1,205 SH SOLE 1,205 METHES ENERGIES INTL LTD *W EXP 10/12/201 591517115 1.72 2,600 SH SOLE 2,600 METHES ENERGIES INTL LTD *W EXP 10/12/201 591517123 0.54 1,400 SH SOLE 1,400 METHODE ELECTRS INC COM 591520200 53.26 4,135 SH SHARED 01 4,135 METLIFE INC COM 59156R108 618.02 16,255 SH SHARED 20 16,255 METLIFE INC COM 59156R108 2,463.62 64,798 SH SHARED 64,798 METLIFE INC COM 59156R108 10,263.92 269,961 SH SHARED 269,961

METLIFE INC COM 59156R108 26,340.26 692,800 SH P SHARED 692,800 METLIFE INC COM 59156R108 31,750.50 835,100 SH C SHARED 835,100 METLIFE INC COM 59156R108 117,815.39 3,098,774 SH SHARED 01 3,098,774 METLIFE INC UNIT 99/99/9999 59156R116 27.61 559 SH SHARED 559 METLIFE INC UNIT 99/99/9999 59156R116 147.23 2,981 SH SHARED 01 2,981 MET PRO CORP COM 590876306 52.64 5,096 SH SOLE 5,096 METRO BANCORP INC PA COM 59161R101 24.46 1,479 SH SOLE 1,479 METROCORP BANCSHARES INC COM 591650106 8.70 862 SH SOLE 862 METROPCS COMMUNICATIONS INC COM 591708102 10.90 1,000 SH P SHARED 1,000 METROPCS COMMUNICATIONS INC COM 591708102 98.21 9,010 SH SHARED 01 9,010 METROPCS COMMUNICATIONS INC COM 591708102 176.58 16,200 SH SHARED 16,200 METROPCS COMMUNICATIONS INC COM 591708102 274.68 25,200 SH C SHARED 25,200 METROPCS COMMUNICATIONS INC COM 591708102 420.74 38,600 SH SHARED 20 38,600 METROPCS COMMUNICATIONS INC COM 591708102 1,345.95 123,482 SH SHARED 123,482 METTLER TOLEDO INTERNATIONAL COM 592688105 21.32 100 SH P SHARED 100 METTLER TOLEDO INTERNATIONAL COM 592688105 172.71 810 SH SHARED 20 810 METTLER TOLEDO INTERNATIONAL COM 592688105 3,618.56 16,971 SH SHARED 01 16,971 METTLER TOLEDO INTERNATIONAL COM 592688105 6,885.94 32,295 SH SHARED 32,295 MEXICO EQUITY & INCOME FD COM 592834105 19.52 1,167 SH SHARED 1,167 MEXICO EQUITY & INCOME FD COM 592834105 66.92 4,000 SH SHARED 01 4,000 MEXICO FD INC COM 592835102 594.22 16,223 SH SHARED 01 16,223 MFA FINANCIAL INC COM 55272X102 81.08 8,700 SH C SHARED 8,700 MFA FINANCIAL INC COM 55272X102 5,583.22 599,058 SH SHARED 599,058 MFA FINANCIAL INC COM 55272X102 11,391.71 1,222,287 SH SHARED 01 1,222,287 MFC INDL LTD COM 55278T105 3.88 428 SH SHARED 428 MFC INDL LTD COM 55278T105 611.22 67,464 SH SHARED 01 67,464 MFRI INC COM 552721102 18.40 2,538 SH SOLE 2,538 MFS CALIF MUN FD COM 59318C106 53.95 4,500 SH SHARED 01 4,500 MFS CHARTER INCOME TR SH BEN INT 552727109 1.13 111 SH SHARED 111 MFS CHARTER INCOME TR SH BEN INT 552727109 1,779.19 175,463 SH SHARED 01 175,463 MFS GOVT MKTS INCOME TR SH BEN INT 552939100 57.39 8,748 SH SHARED 01 8,748 MFS HIGH INCOME MUN TR SH BEN INT 59318D104 13.50 2,393 SH SHARED 01 2,393 MFS HIGH INCOME MUN TR SH BEN INT 59318D104 29.51 5,232 SH SHARED 5,232 MFS HIGH YIELD MUN TR SH BEN INT 59318E102 9.30 1,810 SH SHARED 1,810 MFS HIGH YIELD MUN TR SH BEN INT 59318E102 201.27 39,157 SH SHARED 01 39,157 MFS INTER INCOME TR SH BEN INT 55273C107 35.00 5,418 SH SHARED 5,418 MFS INTER INCOME TR SH BEN INT 55273C107 1,758.60 272,229 SH SHARED 01 272,229 MFS INTERMARKET INCOME TRUST SH BEN INT 59318R103 1,394.29 162,316 SH SHARED 01 162,316 MFS INTERMEDIATE HIGH INC FD SH BEN INT 59318T109 28.24 8,937 SH SHARED 01 8,937 MFS INVT GRADE MUN TR SH BEN INT 59318B108 1.32 130 SH SHARED 130 MFS INVT GRADE MUN TR SH BEN INT 59318B108 53.08 5,209 SH SHARED 01 5,209 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 38.24 5,196 SH SHARED 5,196

MFS MULTIMARKET INCOME TR SH BEN INT 552737108 5,777.95 785,048 SH SHARED 01 785,048 MFS MUN INCOME TR SH BEN INT 552738106 16.16 2,093 SH SHARED 01 2,093 MFS SPL VALUE TR SH BEN INT 55274E102 6.49 870 SH SHARED 01 870 MFS SPL VALUE TR SH BEN INT 55274E102 8.41 1,128 SH SHARED 1,128 MGE ENERGY INC COM 55277P104 28.22 509 SH SHARED 509 MGE ENERGY INC COM 55277P104 301.15 5,432 SH SHARED 01 5,432 MGIC INVT CORP WIS COM 552848103 38.61 7,800 SH P SHARED 7,800 MGIC INVT CORP WIS COM 552848103 189.09 38,200 SH C SHARED 38,200 MGIC INVT CORP WIS COM 552848103 932.19 188,321 SH SHARED 01 188,321 MGM RESORTS INTERNATIONAL COM 552953101 360.51 27,415 SH SHARED 27,415 MGM RESORTS INTERNATIONAL COM 552953101 3,652.07 277,724 SH SHARED 277,724 MGM RESORTS INTERNATIONAL COM 552953101 3,743.21 284,655 SH SHARED 01 284,655 MGM RESORTS INTERNATIONAL COM 552953101 5,325.75 405,000 SH C SHARED 405,000 MGM RESORTS INTERNATIONAL COM 552953101 8,985.40 683,300 SH P SHARED 683,300 MGM RESORTS INTERNATIONAL NOTE 4.250% 4/1 55303QAE0 3.26 3,000 PRN SHARED 01 3,000 MGP INGREDIENTS INC NEW COM 55303J106 1.48 341 SH SOLE 341 MICHAEL KORS HLDGS LTD SHS G60754101 1,135.80 20,000 SH SHARED 20,000 MICHAEL KORS HLDGS LTD SHS G60754101 2,413.97 42,507 SH SHARED 42,507 MICHAEL KORS HLDGS LTD SHS G60754101 3,001.52 52,853 SH SHARED 20 52,853 MICHAEL KORS HLDGS LTD SHS G60754101 4,764.68 83,900 SH P SHARED 83,900 MICHAEL KORS HLDGS LTD SHS G60754101 6,627.39 116,700 SH C SHARED 116,700 MICHAEL KORS HLDGS LTD SHS G60754101 9,309.41 163,927 SH SHARED 01 163,927 MICREL INC COM 594793101 2.05 195 SH SHARED 01 195 MICREL INC COM 594793101 17.70 1,684 SH SHARED 1,684 MICROCHIP TECHNOLOGY INC COM 595017104 202.24 5,500 SH P SHARED 5,500 MICROCHIP TECHNOLOGY INC COM 595017104 305.19 8,300 SH C SHARED 8,300 MICROCHIP TECHNOLOGY INC COM 595017104 612.77 16,665 SH SHARED 20 16,665 MICROCHIP TECHNOLOGY INC COM 595017104 1,220.73 33,199 SH SHARED 33,199 MICROCHIP TECHNOLOGY INC COM 595017104 1,411.97 38,400 SH SHARED 38,400 MICROCHIP TECHNOLOGY INC COM 595017104 15,034.37 408,876 SH SHARED 01 408,876 MICROCHIP TECHNOLOGY INC SDCV 2.125%12/1 595017AB0 19.88 14,000 PRN SHARED 01 14,000 MICROFINANCIAL INC COM 595072109 1.02 121 SH SOLE 121 MICRON TECHNOLOGY INC COM 595112103 756.50 75,840 SH SHARED 75,840 MICRON TECHNOLOGY INC COM 595112103 934.20 93,654 SH SHARED 20 93,654 MICRON TECHNOLOGY INC COM 595112103 1,058.35 106,100 SH C SHARED 106,100 MICRON TECHNOLOGY INC COM 595112103 3,149.72 315,761 SH SHARED 315,761 MICRON TECHNOLOGY INC COM 595112103 6,897.73 691,502 SH SHARED 01 691,502 MICRON TECHNOLOGY INC COM 595112103 13,665.75 1,370,000 SH P SHARED 1,370,000 MICRON TECHNOLOGY INC NOTE 1.500% 8/0 595112AQ6 1,861.80 1,605,000 PRN SOLE 1,605,000 MICRON TECHNOLOGY INC NOTE 1.875% 8/0 595112AR4 4,670.00 4,000,000 PRN SOLE 4,000,000 MICROSEMI CORP COM 595137100 27.80 1,200 SH C SHARED 1,200 MICROSEMI CORP COM 595137100 154.45 6,666 SH SHARED 6,666 MICROSEMI CORP COM 595137100 275.03 11,870 SH SHARED 01 11,870 MICROSOFT CORP COM 594918104 8,049.93 281,417 SH SHARED 20 281,417 MICROSOFT CORP COM 594918104 18,024.01 630,100 SH P SHARED 630,100 MICROSOFT CORP COM 594918104 31,318.99 1,094,878 SH C SHARED 1,094,878 MICROSOFT CORP COM 594918104 35,462.65 1,239,736 SH SHARED 1,239,736 MICROSOFT CORP COM 594918104 172,135.22 6,017,662 SH SHARED 6,017,662 MICROSOFT CORP COM 594918104 315,155.62 11,017,501 SH SHARED 01 11,017,501 MICROS SYS INC COM 594901100 196.10 4,309 SH SHARED 4,309 MICROS SYS INC COM 594901100 223.68 4,915 SH SHARED 20 4,915 MICROS SYS INC COM 594901100 473.30 10,400 SH P SHARED 10,400 MICROS SYS INC COM 594901100 628.90 13,819 SH SHARED 01 13,819 MICROSTRATEGY INC CL A NEW 594972408 20.22 200 SH P SHARED 200

MICROSTRATEGY INC CL A NEW 594972408 58.12 575 SH SHARED 575 MICROSTRATEGY INC CL A NEW 594972408 101.08 1,000 SH SHARED 01 1,000 MICROSTRATEGY INC CL A NEW 594972408 2,011.49 19,900 SH C SHARED 19,900 MICROVISION INC DEL COM NEW 594960304 0.95 595 SH SHARED 01 595 MICROVISION INC DEL COM NEW 594960304 45.69 28,734 SH SHARED 28,734 MICROVISION INC DEL *W EXP 07/23/201 594960163 0.06 5,578 SH SOLE 5,578 MID-AMER APT CMNTYS INC COM 59522J103 209.04 3,027 SH SHARED 01 3,027 MID-AMER APT CMNTYS INC COM 59522J103 599.44 8,680 SH SHARED 20 8,680 MID-AMER APT CMNTYS INC COM 59522J103 1,251.78 18,126 SH SHARED 18,126 MID CON ENERGY PARTNERS LP COM UNIT REPST 59560V109 4.48 195 SH SHARED 195 MID CON ENERGY PARTNERS LP COM UNIT REPST 59560V109 52.79 2,300 SH SHARED 01 2,300 MID CON ENERGY PARTNERS LP COM UNIT REPST 59560V109 57.38 2,500 SH P SHARED 2,500 MIDDLEBURG FINANCIAL CORP COM 596094102 0.19 10 SH SHARED 01 10 MIDDLEBURG FINANCIAL CORP COM 596094102 0.91 47 SH SHARED 47 MIDDLEBY CORP COM 596278101 76.08 500 SH C SHARED 500 MIDDLEBY CORP COM 596278101 280.11 1,841 SH SHARED 01 1,841 MIDDLEBY CORP COM 596278101 948.50 6,234 SH SHARED 20 6,234 MIDDLESEX WATER CO COM 596680108 15.91 815 SH SHARED 815 MIDDLESEX WATER CO COM 596680108 2,784.27 142,637 SH SHARED 01 142,637 MID PENN BANCORP INC COM 59540G107 2.77 246 SH SOLE 246 MIDSOUTH BANCORP INC COM 598039105 9.35 575 SH SOLE 575 MIDSTATES PETE CO INC COM 59804T100 0.86 100 SH SHARED 01 100 MIDWAY GOLD CORP COM 598153104 23.56 19,315 SH SOLE 19,315 MIDWESTONE FINL GROUP INC NE COM 598511103 27.50 1,155 SH SOLE 1,155 M/I HOMES INC COM 55305B101 9.78 400 SH C SHARED 400 M/I HOMES INC COM 55305B101 12.23 500 SH P SHARED 500 M/I HOMES INC COM 55305B101 57.19 2,339 SH SHARED 2,339 M/I HOMES INC COM 55305B101 378.98 15,500 SH SHARED 01 15,500 MILLENNIAL MEDIA INC COM 60040N105 25.08 3,949 SH SHARED 01 3,949 MILLENNIAL MEDIA INC COM 60040N105 73.03 11,500 SH P SHARED 11,500 MILLENNIAL MEDIA INC COM 60040N105 109.22 17,200 SH C SHARED 17,200 MILLER ENERGY RES INC COM 600527105 16.70 4,500 SH C SOLE 4,500 MILLER ENERGY RES INC COM 600527105 33.89 9,135 SH SOLE 9,135 MILLER HERMAN INC COM 600544100 42.34 1,530 SH SHARED 20 1,530 MILLER HERMAN INC COM 600544100 186.88 6,754 SH SHARED 01 6,754 MINCO GOLD CORPORATION COM 60254D108 6.61 18,372 SH SHARED 18,372 MINCO GOLD CORPORATION COM 60254D108 11.16 31,000 SH SHARED 01 31,000 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 3.99 100 SH P SHARED 100 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 99.85 2,500 SH C SHARED 2,500 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 130.56 3,269 SH SHARED 01 3,269 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 818.17 20,485 SH SHARED 20 20,485 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 1,810.32 45,326 SH SHARED 45,326 MINDSPEED TECHNOLOGIES INC COM NEW 602682205 4.98 1,500 SH C SHARED 1,500 MINDSPEED TECHNOLOGIES INC COM NEW 602682205 7.74 2,331 SH SHARED 01 2,331 MINERALS TECHNOLOGIES INC COM 603158106 0.91 22 SH SHARED 01 22 MINERALS TECHNOLOGIES INC COM 603158106 470.23 11,328 SH SHARED 11,328 MINE SAFETY APPLIANCES CO COM 602720104 40.24 811 SH SHARED 811 MINE SAFETY APPLIANCES CO COM 602720104 2,855.13 57,540 SH SHARED 01 57,540 MINES MGMT INC COM 603432105 1.31 1,377 SH SOLE 1,377 MINNESOTA MUN INCOME PTFL IN COM 604062109 255.69 14,797 SH SHARED 01 14,797 MISONIX INC COM 604871103 5.94 1,013 SH SHARED 1,013 MISONIX INC COM 604871103 8.79 1,500 SH SHARED 01 1,500

MISTRAS GROUP INC COM 60649T107 7.24 299 SH SOLE 299 MITCHAM INDS INC COM 606501104 4.97 294 SH SOLE 294 MITCHAM INDS INC COM 606501104 16.92 1,000 SH C SOLE 1,000 MITCHAM INDS INC COM 606501104 16.92 1,000 SH P SOLE 1,000 MITEK SYS INC COM NEW 606710200 9.36 2,000 SH SHARED 01 2,000 MITEK SYS INC COM NEW 606710200 53.35 11,400 SH C SHARED 11,400 MITEK SYS INC COM NEW 606710200 104.61 22,352 SH SHARED 22,352 MITEK SYS INC COM NEW 606710200 131.04 28,000 SH P SHARED 28,000 MITEL NETWORKS CORP COM 60671Q104 0.91 233 SH SOLE 233 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 30.00 5,000 SH C SHARED 5,000 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 138.71 23,119 SH SHARED 01 23,119 MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 1,938.64 454,014 SH SHARED 01 454,014 MKS INSTRUMENT INC COM 55306N104 34.27 1,260 SH SHARED 1,260 MKS INSTRUMENT INC COM 55306N104 54.40 2,000 SH P SHARED 2,000 MKS INSTRUMENT INC COM 55306N104 352.76 12,969 SH SHARED 01 12,969 MOBILE MINI INC COM 60740F105 11.77 400 SH SHARED 01 400 MOBILE MINI INC COM 60740F105 28.69 975 SH SHARED 975 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 241.31 11,635 SH SHARED 11,635 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 391.09 18,857 SH SHARED 20 18,857 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 1,463.95 70,586 SH SHARED 70,586 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 7,110.67 342,848 SH SHARED 01 342,848 MOD PAC CORP COM 607495108 0.37 50 SH SHARED 01 50 MOD PAC CORP COM 607495108 10.44 1,409 SH SHARED 1,409 MODUSLINK GLOBAL SOLUTIONS I COM 60786L107 0.36 110 SH SHARED 110 MODUSLINK GLOBAL SOLUTIONS I COM 60786L107 2.32 702 SH SHARED 01 702 MODUSLINK GLOBAL SOLUTIONS I COM 60786L107 8.72 2,642 SH SHARED 2,642 MOHAWK INDS INC COM 608190104 690.03 6,100 SH C SHARED 6,100 MOHAWK INDS INC COM 608190104 825.78 7,300 SH SHARED 7,300 MOHAWK INDS INC COM 608190104 848.51 7,501 SH SHARED 7,501 MOHAWK INDS INC COM 608190104 1,101.79 9,740 SH SHARED 20 9,740 MOHAWK INDS INC COM 608190104 6,216.40 54,954 SH SHARED 01 54,954 MOLEX INC CL A 608554200 70.99 2,943 SH SHARED 2,943 MOLEX INC CL A 608554200 1,011.13 41,921 SH SHARED 01 41,921 MOLEX INC COM 608554101 114.98 3,927 SH SHARED 3,927 MOLEX INC COM 608554101 677.42 23,136 SH SHARED 01 23,136 MOLEX INC COM 608554101 849.12 29,000 SH C SHARED 29,000 MOLINA HEALTHCARE INC COM 60855R100 0.46 15 SH SHARED 01 15 MOLINA HEALTHCARE INC COM 60855R100 3.09 100 SH C SHARED 100 MOLINA HEALTHCARE INC NOTE 3.750%10/0 60855RAA8 12.97 11,000 PRN SHARED 01 11,000 MOLINA HEALTHCARE INC NOTE 3.750%10/0 60855RAA8 266.40 226,000 PRN SHARED 226,000 MOLSON COORS BREWING CO CL B 60871R209 455.05 9,300 SH SHARED 9,300 MOLSON COORS BREWING CO CL B 60871R209 523.55 10,700 SH P SHARED 10,700 MOLSON COORS BREWING CO CL B 60871R209 954.14 19,500 SH C SHARED 19,500 MOLSON COORS BREWING CO CL B 60871R209 8,309.10 169,816 SH SHARED 01 169,816 MOLSON COORS BREWING CO NOTE 2.500% 7/3 60871RAA8 16.51 16,000 PRN SHARED 01 16,000 MOLYCORP INC DEL COM 608753109 117.27 22,551 SH SHARED 22,551 MOLYCORP INC DEL COM 608753109 611.00 117,500 SH C SHARED 117,500 MOLYCORP INC DEL COM 608753109 784.41 150,849 SH SHARED 01 150,849 MOLYCORP INC DEL COM 608753109 989.56 190,300 SH P SHARED 190,300

MOLYCORP INC DEL NOTE 3.250% 6/1 608753AA7 50.23 82,000 PRN SHARED 01 82,000 MOLYCORP INC DEL PFD CONV SER A 608753208 8.71 410 SH SHARED 01 410 MOLYCORP INC DEL PFD CONV SER A 608753208 10.33 486 SH SHARED 486 MOMENTA PHARMACEUTICALS INC COM 60877T100 14.67 1,100 SH C SHARED 1,100 MOMENTA PHARMACEUTICALS INC COM 60877T100 19.02 1,426 SH SHARED 01 1,426 MOMENTA PHARMACEUTICALS INC COM 60877T100 45.36 3,400 SH P SHARED 3,400 MONARCH CASINO & RESORT INC COM 609027107 1.32 136 SH SOLE 136 MONDELEZ INTL INC CL A 609207105 664.99 21,721 SH SHARED 20 21,721 MONDELEZ INTL INC CL A 609207105 740.88 24,200 SH P SHARED 24,200 MONDELEZ INTL INC CL A 609207105 774.56 25,300 SH C SHARED 25,300 MONDELEZ INTL INC CL A 609207105 18,870.20 616,371 SH SHARED 616,371 MONDELEZ INTL INC CL A 609207105 47,631.00 1,555,806 SH SHARED 1,555,806 MONDELEZ INTL INC CL A 609207105 65,189.32 2,129,326 SH SHARED 01 2,129,326 MONEYGRAM INTL INC COM NEW 60935Y208 21.56 1,191 SH SHARED 1,191 MONEYGRAM INTL INC COM NEW 60935Y208 788.04 43,538 SH SHARED 01 43,538 MONMOUTH REAL ESTATE INVT CO CL A 609720107 11.15 1,000 SH SHARED 01 1,000 MONOLITHIC PWR SYS INC COM 609839105 2.27 93 SH SHARED 93 MONOLITHIC PWR SYS INC COM 609839105 4.83 198 SH SHARED 01 198 MONOLITHIC PWR SYS INC COM 609839105 21.93 900 SH C SHARED 900 MONRO MUFFLER BRAKE INC COM 610236101 18.07 455 SH SHARED 455 MONRO MUFFLER BRAKE INC COM 610236101 135.37 3,409 SH SHARED 01 3,409 MONSANTO CO NEW COM 61166W101 4,610.64 43,649 SH SHARED 43,649 MONSANTO CO NEW COM 61166W101 8,570.71 81,139 SH SHARED 81,139 MONSANTO CO NEW COM 61166W101 8,608.85 81,500 SH P SHARED 81,500 MONSANTO CO NEW COM 61166W101 17,101.50 161,900 SH C SHARED 161,900 MONSANTO CO NEW COM 61166W101 42,955.07 406,656 SH SHARED 01 406,656 MONSTER BEVERAGE CORP COM 611740101 291.21 6,100 SH P SHARED 6,100 MONSTER BEVERAGE CORP COM 611740101 467.85 9,800 SH C SHARED 9,800 MONSTER BEVERAGE CORP COM 611740101 1,012.09 21,200 SH SHARED 21,200 MONSTER BEVERAGE CORP COM 611740101 2,455.94 51,444 SH SHARED 20 51,444 MONSTER BEVERAGE CORP COM 611740101 2,905.93 60,870 SH SHARED 60,870 MONSTER BEVERAGE CORP COM 611740101 20,925.06 438,313 SH SHARED 01 438,313 MONSTER WORLDWIDE INC COM 611742107 5.07 1,000 SH P SHARED 1,000 MONSTER WORLDWIDE INC COM 611742107 5.58 1,100 SH C SHARED 1,100 MONSTER WORLDWIDE INC COM 611742107 293.33 57,856 SH SHARED 01 57,856 MONTGOMERY STR INCOME SECS I COM 614115103 12.32 714 SH SHARED 714 MONTGOMERY STR INCOME SECS I COM 614115103 89.58 5,190 SH SHARED 01 5,190 MONTPELIER RE HOLDINGS LTD SHS G62185106 1.64 63 SH SHARED 01 63 MONTPELIER RE HOLDINGS LTD SHS G62185106 9.04 347 SH SHARED 347 MOODYS CORP COM 615369105 197.28 3,700 SH C SHARED 3,700 MOODYS CORP COM 615369105 506.54 9,500 SH P SHARED 9,500 MOODYS CORP COM 615369105 558.69 10,478 SH SHARED 01 10,478 MOODYS CORP COM 615369105 741.15 13,900 SH SHARED 13,900 MOODYS CORP COM 615369105 2,211.71 41,480 SH SHARED 41,480 MOOG INC CL A 615394202 51.10 1,115 SH SHARED 01 1,115 MOOG INC CL A 615394202 100.09 2,184 SH SHARED 2,184 MOOG INC CL B 615394301 79.00 1,729 SH SOLE 1,729

MORGANS HOTEL GROUP CO COM 61748W108 4.29 725 SH SOLE 725 MORGAN STANLEY COM NEW 617446448 1,829.79 83,248 SH SHARED 20 83,248 MORGAN STANLEY COM NEW 617446448 2,274.49 103,480 SH SHARED 103,480 MORGAN STANLEY COM NEW 617446448 2,391.95 108,824 SH SHARED 17 108,824 MORGAN STANLEY COM NEW 617446448 6,244.19 284,085 SH SHARED 01 284,085 MORGAN STANLEY COM NEW 617446448 9,121.70 415,000 SH C SHARED 415,000 MORGAN STANLEY COM NEW 617446448 10,863.75 494,256 SH SHARED 494,256 MORGAN STANLEY COM NEW 617446448 29,288.35 1,332,500 SH P SHARED 1,332,500 MORGAN STANLEY CUSHNG MLP ETN 61760E846 15.82 875 SH SOLE 875 MORGAN STANLEY INCOME SEC INC 61745P874 170.47 9,434 SH SHARED 01 9,434 MORGAN STANLEY LNG EURO ETN20 617480272 14.89 595 SH SOLE 595 MORGAN STANLEY RENMIN/USD ETN 61747W257 13.19 316 SH SHARED 316 MORGAN STANLEY RENMIN/USD ETN 61747W257 70.96 1,700 SH SHARED 01 1,700 MORGAN STANLEY RUPEE/USD ETN 61747W265 9.29 262 SH SOLE 262 MORGAN STANLEY S&P500 CRD OIL 61760E390 15.87 499 SH SOLE 499 MORGAN STANLEY ASIA PAC FD I COM 61744U106 1.87 116 SH SHARED 116 MORGAN STANLEY ASIA PAC FD I COM 61744U106 115.20 7,133 SH SHARED 01 7,133 MORGAN STANLEY CHINA A SH FD COM 617468103 1,915.46 81,129 SH SHARED 01 81,129 MORGAN STANLEY EASTN EUR FD COM 616988101 47.91 2,879 SH SOLE 2,879 MORGAN STANLEY EMER MKTS DEB COM 61744H105 14.42 1,221 SH SHARED 1,221 MORGAN STANLEY EMER MKTS DEB COM 61744H105 974.03 82,475 SH SHARED 01 82,475 MORGAN STANLEY EMER MKTS FD COM 61744G107 1.32 84 SH SHARED 84 MORGAN STANLEY EMER MKTS FD COM 61744G107 126.38 8,055 SH SHARED 01 8,055 MORGAN STANLEY EM MKTS DM DE COM 617477104 17,846.80 1,071,880 SH SHARED 01 1,071,880 MORGAN STANLEY INDIA INVS FD COM 61745C105 23.38 1,317 SH SHARED 1,317 MORGAN STANLEY INDIA INVS FD COM 61745C105 1,365.44 76,926 SH SHARED 01 76,926 MORNINGSTAR INC COM 617700109 295.55 4,227 SH SHARED 4,227 MORNINGSTAR INC COM 617700109 446.44 6,385 SH SHARED 20 6,385 MORNINGSTAR INC COM 617700109 2,861.97 40,932 SH SHARED 01 40,932 MOSAIC CO NEW COM 61945C103 1,247.94 20,935 SH SHARED 20,935 MOSAIC CO NEW COM 61945C103 1,561.78 26,200 SH P SHARED 26,200 MOSAIC CO NEW COM 61945C103 1,698.89 28,500 SH C SHARED 28,500 MOSAIC CO NEW COM 61945C103 2,766.26 46,406 SH SHARED 46,406 MOSAIC CO NEW COM 61945C103 14,836.69 248,896 SH SHARED 01 248,896 MOTOROLA SOLUTIONS INC COM NEW 620076307 80.49 1,257 SH SHARED 1,257 MOTOROLA SOLUTIONS INC COM NEW 620076307 115.25 1,800 SH P SHARED 1,800 MOTOROLA SOLUTIONS INC COM NEW 620076307 1,045.67 16,331 SH SHARED 16,331 MOTOROLA SOLUTIONS INC COM NEW 620076307 7,254.60 113,300 SH C SHARED 113,300 MOTOROLA SOLUTIONS INC COM NEW 620076307 17,329.78 270,651 SH SHARED 01 270,651 MOTRICITY INC COM 620107102 0.35 946 SH SHARED 01 946 MOTRICITY INC COM 620107102 21.58 59,112 SH SHARED 59,112 MOVADO GROUP INC COM 624580106 10.06 300 SH P SHARED 300 MOVADO GROUP INC COM 624580106 53.90 1,608 SH SHARED 01 1,608

MOVADO GROUP INC COM 624580106 933.60 27,852 SH SHARED 27,852 MOVE INC COM NEW 62458M207 17.88 1,496 SH SOLE 1,496 MPG OFFICE TR INC COM 553274101 1.38 500 SH SHARED 01 500 MPG OFFICE TR INC COM 553274101 55.00 20,000 SH C SHARED 20,000 MPLX LP COM UNIT REP LTD 55336V100 4,418.73 117,990 SH SHARED 01 117,990 MPLX LP COM UNIT REP LTD 55336V100 18,028.39 481,399 SH SHARED 481,399 MRC GLOBAL INC COM 55345K103 3.29 100 SH C SOLE 100 MRC GLOBAL INC COM 55345K103 2,467.81 74,941 SH SOLE 74,941 MSB FINANCIAL CORPORATION COM 55352P102 13.16 1,874 SH SOLE 1,874 MSCI INC COM 55354G100 34.95 1,030 SH SHARED 01 1,030 MSCI INC COM 55354G100 437.05 12,881 SH SHARED 12,881 MSC INDL DIRECT INC CL A 553530106 348.10 4,058 SH SHARED 4,058 MSC INDL DIRECT INC CL A 553530106 1,051.49 12,258 SH SHARED 01 12,258 M & T BK CORP COM 55261F104 41.26 400 SH P SHARED 400 M & T BK CORP COM 55261F104 71.28 691 SH SHARED 691 M & T BK CORP COM 55261F104 350.74 3,400 SH C SHARED 3,400 M & T BK CORP COM 55261F104 814.96 7,900 SH SHARED 7,900 M & T BK CORP COM 55261F104 4,312.09 41,800 SH SHARED 01 41,800 MTR GAMING GROUP INC COM 553769100 0.04 11 SH SHARED 11 MTR GAMING GROUP INC COM 553769100 3.25 985 SH SHARED 01 985 MTS SYS CORP COM 553777103 1,096.24 18,852 SH SHARED 01 18,852 MUELLER INDS INC COM 624756102 116.12 2,179 SH SHARED 2,179 MUELLER INDS INC COM 624756102 1,493.61 28,028 SH SHARED 01 28,028 MUELLER WTR PRODS INC COM SER A 624758108 2.37 400 SH P SHARED 400 MUELLER WTR PRODS INC COM SER A 624758108 87.08 14,685 SH SHARED 14,685 MUELLER WTR PRODS INC COM SER A 624758108 131.65 22,200 SH C SHARED 22,200 MUELLER WTR PRODS INC COM SER A 624758108 133.45 22,504 SH SHARED 01 22,504 MULTIBAND CORP COM NEW 62544X209 2.78 1,136 SH SOLE 1,136 MULTI COLOR CORP COM 625383104 1.73 67 SH SHARED 01 67 MULTI COLOR CORP COM 625383104 56.56 2,193 SH SHARED 2,193 MULTI FINELINE ELECTRONIX IN COM 62541B101 3.09 200 SH C SOLE 200 MULTI FINELINE ELECTRONIX IN COM 62541B101 9.92 643 SH SOLE 643 MULTIMEDIA GAMES HLDG CO INC COM 625453105 4.17 200 SH C SHARED 200 MULTIMEDIA GAMES HLDG CO INC COM 625453105 5.05 242 SH SHARED 242 MULTIMEDIA GAMES HLDG CO INC COM 625453105 8.35 400 SH SHARED 01 400 MURPHY OIL CORP COM 626717102 304.12 4,772 SH SHARED 4,772 MURPHY OIL CORP COM 626717102 356.89 5,600 SH C SHARED 5,600 MURPHY OIL CORP COM 626717102 783.88 12,300 SH SHARED 12,300 MURPHY OIL CORP COM 626717102 2,838.92 44,546 SH SHARED 01 44,546 MURPHY OIL CORP COM 626717102 3,479.66 54,600 SH P SHARED 54,600 MUTUALFIRST FINL INC COM 62845B104 17.25 1,202 SH SOLE 1,202 MVC CAPITAL INC COM 553829102 318.68 24,839 SH SHARED 01 24,839 MVC CAPITAL INC COM 553829102 3,134.37 244,300 SH SHARED 244,300 MV OIL TR TR UNITS 553859109 2.83 100 SH C SHARED 100 MV OIL TR TR UNITS 553859109 67.73 2,390 SH SHARED 01 2,390 MWI VETERINARY SUPPLY INC COM 55402X105 15.87 120 SH SHARED 120 MWI VETERINARY SUPPLY INC COM 55402X105 723.86 5,473 SH SHARED 01 5,473 MYERS INDS INC COM 628464109 8.38 600 SH C SOLE 600 MYLAN INC COM 628530107 5.79 200 SH P SHARED 200

MYLAN INC COM 628530107 104.24 3,600 SH C SHARED 01 3,600 MYLAN INC COM 628530107 237.43 8,200 SH C SHARED 8,200 MYLAN INC COM 628530107 1,100.29 38,000 SH SHARED 38,000 MYLAN INC COM 628530107 4,340.35 149,900 SH SHARED 149,900 MYLAN INC COM 628530107 23,351.54 806,477 SH SHARED 01 806,477 MYLAN INC NOTE 3.750% 9/1 628530AJ6 1,462.32 660,000 PRN SOLE 660,000 MYR GROUP INC DEL COM 55405W104 20.63 840 SH SHARED 01 840 MYR GROUP INC DEL COM 55405W104 978.89 39,857 SH SHARED 39,857 MYRIAD GENETICS INC COM 62855J104 119.43 4,700 SH C SHARED 4,700 MYRIAD GENETICS INC COM 62855J104 160.08 6,300 SH P SHARED 6,300 MYRIAD GENETICS INC COM 62855J104 998.49 39,295 SH SHARED 39,295 MYRIAD GENETICS INC COM 62855J104 1,067.63 42,016 SH SHARED 01 42,016 NABORS INDUSTRIES LTD SHS G6359F103 30.19 1,861 SH SHARED 1,861 NABORS INDUSTRIES LTD SHS G6359F103 31.47 1,940 SH SHARED 20 1,940 NABORS INDUSTRIES LTD SHS G6359F103 115.16 7,100 SH C SHARED 7,100 NABORS INDUSTRIES LTD SHS G6359F103 303.31 18,700 SH SHARED 18,700 NABORS INDUSTRIES LTD SHS G6359F103 377.93 23,300 SH P SHARED 23,300 NABORS INDUSTRIES LTD SHS G6359F103 685.15 42,241 SH SHARED 01 42,241 NACCO INDS INC CL A 629579103 231.37 4,336 SH SHARED 01 4,336 NACCO INDS INC CL A 629579103 866.62 16,241 SH SHARED 16,241 NAM TAI ELECTRS INC COM PAR $0.02 629865205 9.52 700 SH P SHARED 700 NAM TAI ELECTRS INC COM PAR $0.02 629865205 53.04 3,900 SH C SHARED 3,900 NAM TAI ELECTRS INC COM PAR $0.02 629865205 138.72 10,200 SH SHARED 01 10,200 NAM TAI ELECTRS INC COM PAR $0.02 629865205 182.51 13,420 SH SHARED 13,420 NANOMETRICS INC COM 630077105 7.82 542 SH SOLE 542 NANOSPHERE INC COM 63009F105 1.75 800 SH C SHARED 800 NANOSPHERE INC COM 63009F105 8.32 3,800 SH P SHARED 3,800 NANOSPHERE INC COM 63009F105 50.37 23,000 SH SHARED 01 23,000 NANOSPHERE INC COM 63009F105 61.60 28,129 SH SHARED 28,129 NAPCO SEC TECHNOLOGIES INC COM 630402105 39.00 9,750 SH SOLE 9,750 NASB FINL INC COM 628968109 14.25 677 SH SOLE 677 NASDAQ OMX GROUP INC COM 631103108 255.17 7,900 SH C SHARED 7,900 NASDAQ OMX GROUP INC COM 631103108 261.63 8,100 SH SHARED 8,100 NASDAQ OMX GROUP INC COM 631103108 264.83 8,199 SH SHARED 01 8,199 NASDAQ OMX GROUP INC COM 631103108 410.21 12,700 SH P SHARED 12,700 NASDAQ OMX GROUP INC COM 631103108 514.67 15,934 SH SHARED 15,934 NASDAQ OMX GROUP INC NOTE 2.500% 8/1 631103AA6 122.15 122,000 PRN SHARED 01 122,000 NASDAQ PREM INCM & GRW FD IN COM 63110R105 16.87 1,043 SH SHARED 1,043 NASDAQ PREM INCM & GRW FD IN COM 63110R105 4,924.98 304,575 SH SHARED 01 304,575 NASH FINCH CO COM 631158102 20.60 1,052 SH SOLE 1,052 NATIONAL AMERN UNIV HLDGS IN COM 63245Q105 1.24 317 SH SOLE 317 NATIONAL BANKSHARES INC VA COM 634865109 7.41 212 SH SHARED 01 212 NATIONAL BANKSHARES INC VA COM 634865109 25.50 730 SH SHARED 730 NATIONAL BEVERAGE CORP COM 635017106 0.03 2 SH SHARED 01 2 NATIONAL BEVERAGE CORP COM 635017106 0.08 6 SH SHARED 6 NATIONAL BK GREECE S A ADR PRF SER A 633643507 155.12 20,821 SH SHARED 01 20,821 NATIONAL BK GREECE S A SPN ADR REP 1 SH 633643606 2.34 2,623 SH SHARED 01 2,623 NATIONAL BK GREECE S A SPN ADR REP 1 SH 633643606 37.01 41,393 SH SHARED 41,393 NATIONAL CINEMEDIA INC COM 635309107 4.73 300 SH C SHARED 300 NATIONAL CINEMEDIA INC COM 635309107 7.37 467 SH SHARED 01 467 NATIONAL FINL PARTNERS CORP COM 63607P208 97.41 4,343 SH SHARED 4,343

NATIONAL FINL PARTNERS CORP COM 63607P208 129.96 5,794 SH SHARED 01 5,794 NATIONAL FUEL GAS CO N J COM 636180101 153.38 2,500 SH P SHARED 2,500 NATIONAL FUEL GAS CO N J COM 636180101 515.34 8,400 SH C SHARED 8,400 NATIONAL FUEL GAS CO N J COM 636180101 14,179.27 231,121 SH SHARED 01 231,121 NATIONAL GRID PLC SPON ADR NEW 636274300 58.01 1,000 SH SHARED 1,000 NATIONAL GRID PLC SPON ADR NEW 636274300 168.23 2,900 SH P SHARED 2,900 NATIONAL GRID PLC SPON ADR NEW 636274300 516.29 8,900 SH C SHARED 8,900 NATIONAL GRID PLC SPON ADR NEW 636274300 2,724.44 46,965 SH SHARED 20 46,965 NATIONAL GRID PLC SPON ADR NEW 636274300 35,381.92 609,928 SH SHARED 01 609,928 NATIONAL HEALTHCARE CORP COM 635906100 56.14 1,228 SH SOLE 1,228 NATIONAL HEALTH INVS INC COM 63633D104 668.57 10,215 SH SHARED 20 10,215 NATIONAL HEALTH INVS INC COM 63633D104 726.50 11,100 SH SHARED 11,100 NATIONAL HEALTH INVS INC COM 63633D104 1,189.68 18,177 SH SHARED 01 18,177 NATIONAL INSTRS CORP COM 636518102 28.66 875 SH SHARED 875 NATIONAL INSTRS CORP COM 636518102 85.54 2,612 SH SHARED 20 2,612 NATIONAL INSTRS CORP COM 636518102 385.40 11,768 SH SHARED 01 11,768 NATIONAL INTERSTATE CORP COM 63654U100 5.07 169 SH SHARED 01 169 NATIONAL INTERSTATE CORP COM 63654U100 21.65 722 SH SHARED 722 NATIONAL OILWELL VARCO INC COM 637071101 827.78 11,700 SH P SHARED 11,700 NATIONAL OILWELL VARCO INC COM 637071101 1,665.46 23,540 SH SHARED 20 23,540 NATIONAL OILWELL VARCO INC COM 637071101 1,746.75 24,689 SH SHARED 24,689 NATIONAL OILWELL VARCO INC COM 637071101 1,923.13 27,182 SH SHARED 27,182 NATIONAL OILWELL VARCO INC COM 637071101 9,622.00 136,000 SH C SHARED 136,000 NATIONAL OILWELL VARCO INC COM 637071101 51,086.24 722,067 SH SHARED 01 722,067 NATIONAL PENN BANCSHARES INC COM 637138108 119.79 11,206 SH SHARED 11,206 NATIONAL PENN BANCSHARES INC COM 637138108 122.25 11,436 SH SHARED 01 11,436 NATIONAL PRESTO INDS INC COM 637215104 78.97 981 SH SHARED 981 NATIONAL PRESTO INDS INC COM 637215104 283.36 3,520 SH SHARED 01 3,520 NATIONAL RESEARCH CORP COM 637372103 63.47 1,098 SH SOLE 1,098 NATIONAL RETAIL PPTYS INC COM 637417106 28.94 800 SH C SHARED 800 NATIONAL RETAIL PPTYS INC COM 637417106 774.91 21,424 SH SHARED 21,424 NATIONAL RETAIL PPTYS INC COM 637417106 1,196.14 33,070 SH SHARED 33,070 NATIONAL RETAIL PPTYS INC COM 637417106 1,962.80 54,266 SH SHARED 01 54,266 NATIONAL WESTMINSTER BK PLC SPON ADR C 638539882 53.67 2,095 SH SHARED 2,095 NATIONAL WESTMINSTER BK PLC SPON ADR C 638539882 70.46 2,750 SH SHARED 01 2,750 NATIONAL WESTN LIFE INS CO CL A 638522102 1.58 9 SH SHARED 01 9 NATIONSTAR MTG HLDGS INC COM 63861C109 372.69 10,100 SH P SHARED 10,100 NATIONSTAR MTG HLDGS INC COM 63861C109 376.38 10,200 SH C SHARED 10,200 NATIONSTAR MTG HLDGS INC COM 63861C109 514.39 13,940 SH SHARED 13,940 NATIONSTAR MTG HLDGS INC COM 63861C109 2,133.45 57,817 SH SHARED 01 57,817 NATURAL GAS SERVICES GROUP COM 63886Q109 1.93 100 SH C SOLE 100 NATURAL GROCERS BY VITAMIN C COM 63888U108 11.28 500 SH C SHARED 500 NATURAL GROCERS BY VITAMIN C COM 63888U108 26.18 1,161 SH SHARED 1,161 NATURAL GROCERS BY VITAMIN C COM 63888U108 252.56 11,200 SH SHARED 20 11,200 NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P103 280.80 12,000 SH C SHARED 12,000

NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P103 361.30 15,440 SH SHARED 15,440 NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P103 376.74 16,100 SH P SHARED 16,100 NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P103 6,467.67 276,396 SH SHARED 01 276,396 NATURES SUNSHINE PRODUCTS IN COM 639027101 8.17 536 SH SHARED 01 536 NATURES SUNSHINE PRODUCTS IN COM 639027101 11.92 782 SH SHARED 782 NATUS MEDICAL INC DEL COM 639050103 6.72 500 SH P SHARED 500 NATUS MEDICAL INC DEL COM 639050103 107.67 8,011 SH SHARED 01 8,011 NAUGATUCK VY FINL CORP MD COM 63906P107 13.98 1,992 SH SOLE 1,992 NAUTILUS INC COM 63910B102 4.38 600 SH SHARED 01 600 NAUTILUS MARINE ACQUISIT COR SHS Y6255E101 0.56 100 SH SOLE 100 NAUTILUS MARINE ACQUISIT COR *W EXP 06/17/201 Y6255E119 1.56 15,625 SH SOLE 15,625 NAVARRE CORP COM 639208107 1.35 594 SH SOLE 594 NAVIDEA BIOPHARMACEUTICALS I COM 63937X103 38.21 14,100 SH SHARED 01 14,100 NAVIDEA BIOPHARMACEUTICALS I COM 63937X103 130.35 48,100 SH C SHARED 48,100 NAVIDEA BIOPHARMACEUTICALS I COM 63937X103 278.32 102,700 SH P SHARED 102,700 NAVIDEA BIOPHARMACEUTICALS I COM 63937X103 369.12 136,206 SH SHARED 136,206 NAVIGANT CONSULTING INC COM 63935N107 13.14 1,000 SH C SHARED 1,000 NAVIGANT CONSULTING INC COM 63935N107 13.92 1,059 SH SHARED 01 1,059 NAVIGANT CONSULTING INC COM 63935N107 84.02 6,394 SH SHARED 6,394 NAVIGATORS GROUP INC COM 638904102 5.35 91 SH SHARED 01 91 NAVIOS MARITIME ACQUIS CORP UNIT 99/99/9999 Y62159127 23.59 6,645 SH SOLE 6,645 NAVIOS MARITIME ACQUIS CORP *W EXP 06/25/201 Y62159119 0.05 816 SH SOLE 816 NAVIOS MARITIME HOLDINGS INC COM Y62196103 4.57 1,000 SH P SHARED 1,000 NAVIOS MARITIME HOLDINGS INC COM Y62196103 52.10 11,400 SH SHARED 01 11,400 NAVIOS MARITIME HOLDINGS INC COM Y62196103 59.87 13,100 SH C SHARED 13,100 NAVIOS MARITIME HOLDINGS INC COM Y62196103 823.74 180,250 SH SHARED 180,250 NAVIOS MARITIME PARTNERS L P UNIT LPI Y62267102 44.89 3,100 SH P SHARED 3,100 NAVIOS MARITIME PARTNERS L P UNIT LPI Y62267102 220.14 15,203 SH SHARED 15,203 NAVIOS MARITIME PARTNERS L P UNIT LPI Y62267102 12,057.37 832,691 SH SHARED 01 832,691 NAVISTAR INTL CORP PFD SR D CONV 638901306 3.84 361 SH SOLE 361 NAVISTAR INTL CORP NEW COM 63934E108 145.19 4,200 SH P SHARED 4,200 NAVISTAR INTL CORP NEW COM 63934E108 335.33 9,700 SH C SHARED 9,700 NAVISTAR INTL CORP NEW COM 63934E108 393.16 11,373 SH SHARED 11,373

NAVISTAR INTL CORP NEW COM 63934E108 2,877.40 83,234 SH SHARED 01 83,234 NAVISTAR INTL CORP NEW NOTE 3.000%10/1 63934EAL2 9.19 9,000 PRN SHARED 01 9,000 NBT BANCORP INC COM 628778102 92.81 4,190 SH SHARED 4,190 NBT BANCORP INC COM 628778102 150.35 6,788 SH SHARED 01 6,788 NB & T FINL GROUP INC COM 62874M104 16.80 800 SH SHARED 01 800 NCI BUILDING SYS INC COM NEW 628852204 17.37 1,000 SH C SHARED 1,000 NCI BUILDING SYS INC COM NEW 628852204 18.45 1,062 SH SHARED 1,062 NCI BUILDING SYS INC COM NEW 628852204 26.06 1,500 SH P SHARED 1,500 NCI BUILDING SYS INC COM NEW 628852204 64.44 3,710 SH SHARED 01 3,710 NCI INC CL A 62886K104 7.53 1,556 SH SOLE 1,556 NCR CORP NEW COM 62886E108 68.90 2,500 SH C SHARED 2,500 NCR CORP NEW COM 62886E108 362.28 13,145 SH SHARED 01 13,145 NCR CORP NEW COM 62886E108 696.30 25,265 SH SHARED 25,265 NEENAH PAPER INC COM 640079109 3.08 100 SH P SHARED 100 NEENAH PAPER INC COM 640079109 33.84 1,100 SH C SHARED 1,100 NEENAH PAPER INC COM 640079109 382.44 12,433 SH SHARED 01 12,433 NEENAH PAPER INC COM 640079109 927.26 30,145 SH SHARED 30,145 NEKTAR THERAPEUTICS COM 640268108 2.39 217 SH SHARED 01 217 NEKTAR THERAPEUTICS COM 640268108 9.90 900 SH P SHARED 900 NEKTAR THERAPEUTICS COM 640268108 60.50 5,500 SH C SHARED 5,500 NEKTAR THERAPEUTICS COM 640268108 381.02 34,638 SH SHARED 34,638 NELNET INC CL A 64031N108 41.34 1,223 SH SHARED 01 1,223 NELNET INC CL A 64031N108 808.97 23,934 SH SHARED 23,934 NEOGEN CORP COM 640491106 4,884.58 98,539 SH SHARED 01 98,539 NEOGENOMICS INC COM NEW 64049M209 8.73 2,220 SH SOLE 2,220 NEONODE INC COM NEW 64051M402 0.28 48 SH SHARED 01 48 NEONODE INC COM NEW 64051M402 86.01 14,906 SH SHARED 14,906 NEOPHOTONICS CORP COM 64051T100 5.11 1,000 SH C SOLE 1,000 NEOSTEM INC COM NEW 640650305 4.08 6,000 SH SHARED 01 6,000 NEPTUNE TECHNOLOGIES BIORESO COM 64077P108 2.52 1,000 SH C SHARED 1,000 NEPTUNE TECHNOLOGIES BIORESO COM 64077P108 133.56 53,000 SH SHARED 01 53,000 NEPTUNE TECHNOLOGIES BIORESO COM 64077P108 200.84 79,700 SH P SHARED 79,700 NEPTUNE TECHNOLOGIES BIORESO COM 64077P108 469.41 186,272 SH SHARED 186,272 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 4.64 627 SH SHARED 627 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 7.40 1,000 SH P SHARED 1,000 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 16.65 2,250 SH SHARED 01 2,250 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 17.02 2,300 SH C SHARED 2,300 NETAPP INC COM 64110D104 1,598.69 46,800 SH SHARED 46,800 NETAPP INC COM 64110D104 2,817.24 82,472 SH SHARED 20 82,472 NETAPP INC COM 64110D104 3,381.84 99,000 SH P SHARED 99,000 NETAPP INC COM 64110D104 4,066.82 119,052 SH SHARED 119,052 NETAPP INC COM 64110D104 5,660.31 165,700 SH C SHARED 165,700 NETAPP INC COM 64110D104 15,612.49 457,040 SH SHARED 01 457,040 NETEASE INC SPONSORED ADR 64110W102 38.94 711 SH SHARED 01 711 NETEASE INC SPONSORED ADR 64110W102 206.76 3,775 SH SHARED 20 3,775 NETEASE INC SPONSORED ADR 64110W102 208.13 3,800 SH C SHARED 3,800

NETEASE INC SPONSORED ADR 64110W102 1,106.35 20,200 SH P SHARED 20,200 NETEASE INC SPONSORED ADR 64110W102 2,132.91 38,943 SH SHARED 38,943 NET ELEMENT INTL INC COM 64111R102 0.27 100 SH SHARED 01 100 NETFLIX INC COM 64110L106 189.09 999 SH SHARED 999 NETFLIX INC COM 64110L106 551.56 2,914 SH SHARED 2,914 NETFLIX INC COM 64110L106 11,778.71 62,229 SH SHARED 01 62,229 NETFLIX INC COM 64110L106 18,909.07 99,900 SH C SHARED 99,900 NETFLIX INC COM 64110L106 25,931.36 137,000 SH P SHARED 137,000 NETGEAR INC COM 64111Q104 45.64 1,362 SH SHARED 1,362 NETGEAR INC COM 64111Q104 80.42 2,400 SH C SHARED 2,400 NETGEAR INC COM 64111Q104 217.58 6,493 SH SHARED 01 6,493 NETLIST INC COM 64118P109 1.56 2,000 SH C SHARED 2,000 NETLIST INC COM 64118P109 5.56 7,133 SH SHARED 7,133 NETLIST INC COM 64118P109 5.85 7,500 SH SHARED 01 7,500 NET SERVICOS DE COMUNICACAO SPONSD ADR NEW 64109T201 32.68 2,295 SH SOLE 2,295 NETSOL TECHNOLOGIES INC COM PAR $.001 64115A402 6.23 473 SH SOLE 473 NETSPEND HLDGS INC COM 64118V106 191.87 12,075 SH SOLE 12,075 NETSPEND HLDGS INC COM 64118V106 762.72 48,000 SH P SOLE 48,000 NETSUITE INC COM 64118Q107 88.07 1,100 SH P SHARED 1,100 NETSUITE INC COM 64118Q107 136.10 1,700 SH C SHARED 1,700 NETSUITE INC COM 64118Q107 3,150.44 39,351 SH SHARED 01 39,351 NEUBERGER BERMAN CA INT MUN COM 64123C101 1,013.30 65,080 SH SHARED 01 65,080 NEUBERGER BERMAN HGH YLD FD COM 64128C106 81.86 5,765 SH SHARED 01 5,765 NEUBERGER BERMAN INTER MUNI COM 64124P101 41.46 2,663 SH SHARED 2,663 NEUBERGER BERMAN INTER MUNI COM 64124P101 4,100.09 263,333 SH SHARED 01 263,333 NEUBERGER BERMAN NY INT MUN COM 64124K102 700.90 48,073 SH SHARED 01 48,073 NEUBERGER BERMAN RE ES SEC F COM 64190A103 10.12 1,961 SH SHARED 1,961 NEUBERGER BERMAN RE ES SEC F COM 64190A103 186.77 36,196 SH SHARED 01 36,196 NEURALSTEM INC COM 64127R302 1.01 900 SH SHARED 01 900 NEURALSTEM INC COM 64127R302 17.58 15,693 SH SHARED 15,693 NEUROCRINE BIOSCIENCES INC COM 64125C109 27.96 2,300 SH P SOLE 2,300 NEUROCRINE BIOSCIENCES INC COM 64125C109 307.52 25,300 SH C SOLE 25,300 NEUROMETRIX INC COM PAR $0.0001 641255302 4.20 1,701 SH SOLE 1,701 NEUSTAR INC CL A 64126X201 32.57 700 SH C SHARED 700 NEUSTAR INC CL A 64126X201 357.35 7,680 SH SHARED 7,680 NEUSTAR INC CL A 64126X201 1,276.64 27,437 SH SHARED 01 27,437 NEUTRAL TANDEM INC COM 64128B108 18.51 5,660 SH SHARED 01 5,660 NEUTRAL TANDEM INC COM 64128B108 27.80 8,500 SH P SHARED 8,500 NEVADA GOLD & CASINOS INC COM NEW 64126Q206 1.55 1,425 SH SHARED 01 1,425 NEVSUN RES LTD COM 64156L101 8.43 2,200 SH C SOLE 2,200 NEVSUN RES LTD COM 64156L101 1,044.71 272,771 SH SOLE 272,771 NEW AMER HIGH INCOME FD INC COM NEW 641876800 429.54 40,715 SH SHARED 01 40,715 NEWBRIDGE BANCORP CL A NO PAR 65080T102 4.28 726 SH SHARED 01 726 NEWBRIDGE BANCORP CL A NO PAR 65080T102 11.77 1,998 SH SHARED 1,998 NEWCASTLE INVT CORP COM 65105M108 1,112.53 99,600 SH C SHARED 99,600

NEWCASTLE INVT CORP COM 65105M108 3,090.74 276,700 SH P SHARED 276,700 NEWCASTLE INVT CORP COM 65105M108 8,530.76 763,721 SH SHARED 763,721 NEWCASTLE INVT CORP COM 65105M108 18,062.24 1,617,031 SH SHARED 01 1,617,031 NEW CENTRY BANCORP INC DUNN COM 64353M100 2.20 357 SH SHARED 01 357 NEW CENTRY BANCORP INC DUNN COM 64353M100 17.70 2,874 SH SHARED 2,874 NEW CONCEPT ENERGY INC COM 643611106 0.99 745 SH SOLE 745 NEWELL RUBBERMAID INC COM 651229106 39.05 1,496 SH SHARED 1,496 NEWELL RUBBERMAID INC COM 651229106 203.58 7,800 SH C SHARED 7,800 NEWELL RUBBERMAID INC COM 651229106 675.99 25,900 SH SHARED 25,900 NEWELL RUBBERMAID INC COM 651229106 775.56 29,715 SH SHARED 20 29,715 NEWELL RUBBERMAID INC COM 651229106 1,419.34 54,381 SH SHARED 01 54,381 NEW ENERGY SYS GROUP COM 643847106 0.38 1,000 SH SHARED 01 1,000 NEW ENERGY SYS GROUP COM 643847106 9.37 24,605 SH SHARED 24,605 NEW ENGLAND RLTY ASSOC LTD P DEPOSITRY RCPT 644206104 12.59 325 SH SOLE 325 NEWFIELD EXPL CO COM 651290108 21.50 959 SH SHARED 959 NEWFIELD EXPL CO COM 651290108 51.57 2,300 SH P SHARED 2,300 NEWFIELD EXPL CO COM 651290108 238.80 10,651 SH SHARED 10,651 NEWFIELD EXPL CO COM 651290108 738.96 32,960 SH SHARED 20 32,960 NEWFIELD EXPL CO COM 651290108 755.55 33,700 SH C SHARED 33,700 NEWFIELD EXPL CO COM 651290108 844.88 37,684 SH SHARED 01 37,684 NEW GOLD INC CDA COM 644535106 108.29 11,900 SH C SHARED 11,900 NEW GOLD INC CDA COM 644535106 216.58 23,800 SH SHARED 23,800 NEW GOLD INC CDA COM 644535106 651.56 71,600 SH P SHARED 71,600 NEW GOLD INC CDA COM 644535106 844.08 92,756 SH SHARED 92,756 NEW GOLD INC CDA COM 644535106 1,315.87 144,601 SH SHARED 01 144,601 NEW HAMPSHIRE THRIFT BANCSHS COM 644722100 18.48 1,400 SH SHARED 01 1,400 NEW IRELAND FUND INC COM 645673104 11.42 1,100 SH SHARED 01 1,100 NEW IRELAND FUND INC COM 645673104 16.17 1,558 SH SHARED 1,558 NEW JERSEY RES COM 646025106 792.95 17,680 SH SHARED 01 17,680 NEWLINK GENETICS CORP COM 651511107 8.86 722 SH SOLE 722 NEWLINK GENETICS CORP COM 651511107 12.27 1,000 SH C SOLE 1,000 NEWMARKET CORP COM 651587107 68.21 262 SH SHARED 01 262 NEWMARKET CORP COM 651587107 130.18 500 SH P SHARED 500 NEWMARKET CORP COM 651587107 178.35 685 SH SHARED 685 NEWMARKET CORP COM 651587107 902.15 3,465 SH SHARED 20 3,465 NEWMONT MINING CORP COM 651639106 27.23 650 SH SHARED 20 650 NEWMONT MINING CORP COM 651639106 1,517.21 36,219 SH SHARED 36,219 NEWMONT MINING CORP COM 651639106 16,078.72 383,832 SH C SHARED 383,832 NEWMONT MINING CORP COM 651639106 18,515.38 442,000 SH P SHARED 442,000 NEWMONT MINING CORP COM 651639106 35,793.29 854,459 SH SHARED 01 854,459 NEWMONT MINING CORP COM 651639106 72,614.39 1,733,454 SH SHARED 1,733,454 NEWMONT MINING CORP NOTE 1.250% 7/1 651639AH9 6.72 6,000 PRN SHARED 01 6,000 NEWMONT MINING CORP NOTE 1.625% 7/1 651639AJ5 8.59 7,000 PRN SHARED 01 7,000 NEW MTN FIN CORP COM 647551100 53.73 3,675 SH SHARED 01 3,675 NEW MTN FIN CORP COM 647551100 5,033.10 344,261 SH SHARED 344,261 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 36.34 2,019 SH SHARED 01 2,019 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 4,572.00 254,000 SH P SHARED 254,000 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 4,879.84 271,102 SH SHARED 271,102

NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 7,603.20 422,400 SH C SHARED 422,400 NEWPARK RES INC COM PAR $.01NEW 651718504 86.30 9,300 SH SHARED 01 9,300 NEWPARK RES INC NOTE 4.000%10/0 651718AC2 86.81 74,000 PRN SHARED 01 74,000 NEWPORT BANCORP INC COM 651754103 15.57 895 SH SOLE 895 NEWPORT CORP COM 651824104 32.15 1,900 SH C SHARED 1,900 NEWPORT CORP COM 651824104 59.22 3,500 SH SHARED 01 3,500 NEWS CORP CL A 65248E104 1,219.76 39,979 SH SHARED 39,979 NEWS CORP CL A 65248E104 1,916.03 62,800 SH P SHARED 62,800 NEWS CORP CL A 65248E104 3,057.10 100,200 SH SHARED 100,200 NEWS CORP CL A 65248E104 5,719.86 187,475 SH SHARED 01 187,475 NEWS CORP CL A 65248E104 21,527.86 705,600 SH C SHARED 705,600 NEWS CORP CL B 65248E203 836.67 27,200 SH SHARED 27,200 NEWS CORP CL B 65248E203 1,712.10 55,660 SH SHARED 01 55,660 NEWS CORP CL B 65248E203 2,417.74 78,600 SH P SHARED 78,600 NEWS CORP CL B 65248E203 5,509.12 179,100 SH C SHARED 179,100 NEWS CORP CL B 65248E203 121,239.19 3,941,456 SH SHARED 3,941,456 NEWSTAR FINANCIAL INC COM 65251F105 18.72 1,415 SH SHARED 1,415 NEWSTAR FINANCIAL INC COM 65251F105 23.42 1,770 SH SHARED 01 1,770 NEW YORK CMNTY BANCORP INC COM 649445103 78.93 5,500 SH P SHARED 5,500 NEW YORK CMNTY BANCORP INC COM 649445103 414.72 28,900 SH C SHARED 28,900 NEW YORK CMNTY BANCORP INC COM 649445103 464.94 32,400 SH SHARED 32,400 NEW YORK CMNTY BANCORP INC COM 649445103 3,456.67 240,883 SH SHARED 240,883 NEW YORK CMNTY BANCORP INC COM 649445103 21,113.93 1,471,354 SH SHARED 01 1,471,354 NEW YORK CMNTY CAP TR V UNIT 99/99/9999 64944P307 49.83 1,019 SH SHARED 01 1,019 NEW YORK & CO INC COM 649295102 24.79 6,062 SH SOLE 6,062 NEW YORK MTG TR INC COM PAR $.02 649604501 16.29 2,160 SH SHARED 2,160 NEW YORK MTG TR INC COM PAR $.02 649604501 530.91 70,412 SH SHARED 01 70,412 NEW YORK TIMES CO CL A 650111107 39.77 4,058 SH SHARED 01 4,058 NEW YORK TIMES CO CL A 650111107 83.30 8,500 SH P SHARED 8,500 NEW YORK TIMES CO CL A 650111107 97.02 9,900 SH C SHARED 9,900 NEXPOINT CR STRATEGIES FD COM 65340G106 1,363.07 177,483 SH SHARED 01 177,483 NEXSTAR BROADCASTING GROUP I CL A 65336K103 5.40 300 SH SHARED 01 300 NEXSTAR BROADCASTING GROUP I CL A 65336K103 63.65 3,536 SH SHARED 3,536 NEXTERA ENERGY INC COM 65339F101 69.91 900 SH C SHARED 01 900 NEXTERA ENERGY INC COM 65339F101 427.24 5,500 SH P SHARED 5,500 NEXTERA ENERGY INC COM 65339F101 652.12 8,395 SH SHARED 20 8,395 NEXTERA ENERGY INC COM 65339F101 1,592.44 20,500 SH C SHARED 20,500 NEXTERA ENERGY INC COM 65339F101 1,910.93 24,600 SH SHARED 24,600 NEXTERA ENERGY INC COM 65339F101 7,204.20 92,742 SH SHARED 92,742 NEXTERA ENERGY INC COM 65339F101 177,891.08 2,290,050 SH SHARED 01 2,290,050 NF ENERGY SAVING CORP COM PAR $0.001 629099300 2.22 2,679 SH SOLE 2,679 NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 33.17 1,233 SH SHARED 1,233 NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 244.79 9,100 SH SHARED 01 9,100 NGP CAP RES CO COM 62912R107 1,150.44 161,806 SH SHARED 01 161,806 NGP CAP RES CO COM 62912R107 1,580.11 222,238 SH SHARED 222,238 NICE SYS LTD SPONSORED ADR 653656108 11.05 300 SH C SHARED 300 NICE SYS LTD SPONSORED ADR 653656108 68.25 1,853 SH SHARED 1,853 NICE SYS LTD SPONSORED ADR 653656108 96.31 2,615 SH SHARED 20 2,615 NICE SYS LTD SPONSORED ADR 653656108 2,698.90 73,280 SH SHARED 01 73,280 NICHOLAS FINANCIAL INC COM NEW 65373J209 4.45 303 SH SHARED 01 303

NICHOLAS FINANCIAL INC COM NEW 65373J209 24.74 1,683 SH SHARED 1,683 NIC INC COM 62914B100 44.49 2,322 SH SHARED 2,322 NIC INC COM 62914B100 293.15 15,300 SH SHARED 01 15,300 NIDEC CORP SPONSORED ADR 654090109 17.31 1,154 SH SHARED 01 1,154 NIELSEN HOLDINGS N V COM N63218106 67.20 1,876 SH SHARED 01 1,876 NIELSEN HOLDINGS N V COM N63218106 315.22 8,800 SH SHARED 8,800 NIELSEN HOLDINGS N V COM N63218106 1,347.05 37,606 SH SHARED 37,606 NII HLDGS INC CL B NEW 62913F201 8.01 1,853 SH SHARED 01 1,853 NII HLDGS INC CL B NEW 62913F201 49.74 11,500 SH P SHARED 11,500 NII HLDGS INC CL B NEW 62913F201 61.85 14,300 SH C SHARED 14,300 NII HLDGS INC CL B NEW 62913F201 72.75 16,821 SH SHARED 16,821 NII HLDGS INC CL B NEW 62913F201 456.99 105,663 SH SHARED 20 105,663 NIKE INC CL B 654106103 2,301.39 39,000 SH P SHARED 39,000 NIKE INC CL B 654106103 2,840.39 48,134 SH SHARED 20 48,134 NIKE INC CL B 654106103 4,396.25 74,500 SH C SHARED 74,500 NIKE INC CL B 654106103 14,192.91 240,517 SH SHARED 240,517 NIKE INC CL B 654106103 17,121.69 290,149 SH SHARED 290,149 NIKE INC CL B 654106103 67,857.02 1,149,924 SH SHARED 01 1,149,924 NINETOWNS INTERNET TECH GRP ADR 654407105 2.87 1,782 SH SOLE 1,782 NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 63.85 2,937 SH SHARED 2,937 NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 3,563.25 163,903 SH SHARED 01 163,903 NISKA GAS STORAGE PARTNERS L UNIT LTD LIABI 654678101 21.48 1,668 SH SHARED 1,668 NISKA GAS STORAGE PARTNERS L UNIT LTD LIABI 654678101 28.34 2,200 SH C SHARED 2,200 NISKA GAS STORAGE PARTNERS L UNIT LTD LIABI 654678101 72.13 5,600 SH P SHARED 5,600 NISKA GAS STORAGE PARTNERS L UNIT LTD LIABI 654678101 605.32 46,997 SH SHARED 01 46,997 NISOURCE INC COM 65473P105 29.34 1,000 SH P SHARED 1,000 NISOURCE INC COM 65473P105 79.22 2,700 SH C SHARED 2,700 NISOURCE INC COM 65473P105 557.46 19,000 SH SHARED 19,000 NISOURCE INC COM 65473P105 3,163.20 107,812 SH SHARED 01 107,812 NISOURCE INC COM 65473P105 4,291.15 146,256 SH SHARED 146,256 NL INDS INC COM NEW 629156407 13.57 1,092 SH SHARED 1,092 NL INDS INC COM NEW 629156407 13.81 1,111 SH SHARED 01 1,111 NN INC COM 629337106 13.43 1,420 SH SOLE 1,420 NOAH ED HLDGS LTD ADR 65487R303 2.78 1,686 SH SOLE 1,686 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 827.86 21,700 SH SHARED 21,700 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 929.49 24,364 SH SHARED 20 24,364 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 1,160.56 30,421 SH SHARED 30,421 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 3,201.93 83,930 SH SHARED 01 83,930 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 3,856.97 101,100 SH C SHARED 101,100 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 8,434.97 221,100 SH P SHARED 221,100 NOBLE ENERGY INC COM 655044105 57.83 500 SH P SHARED 500 NOBLE ENERGY INC COM 655044105 76.91 665 SH SHARED 20 665 NOBLE ENERGY INC COM 655044105 587.32 5,078 SH SHARED 5,078 NOBLE ENERGY INC COM 655044105 1,376.35 11,900 SH SHARED 11,900 NOBLE ENERGY INC COM 655044105 8,280.79 71,596 SH SHARED 01 71,596 NOBLE ENERGY INC COM 655044105 56,800.63 491,100 SH C SHARED 491,100 NOKIA CORP SPONSORED ADR 654902204 2,697.30 822,349 SH SHARED 01 822,349 NOKIA CORP SPONSORED ADR 654902204 4,906.22 1,495,800 SH C SHARED 1,495,800 NOKIA CORP SPONSORED ADR 654902204 15,908.92 4,850,279 SH SHARED 4,850,279

NOKIA CORP SPONSORED ADR 654902204 25,871.98 7,887,800 SH P SHARED 7,887,800 NOMURA HLDGS INC SPONSORED ADR 65535H208 993.99 161,100 SH SHARED 01 161,100 NORANDA ALUM HLDG CORP COM 65542W107 2.69 600 SH P SHARED 600 NORANDA ALUM HLDG CORP COM 65542W107 15.36 3,421 SH SHARED 3,421 NORANDA ALUM HLDG CORP COM 65542W107 646.54 143,995 SH SHARED 01 143,995 NORDIC AMERICAN TANKERS LIMI COM G65773106 60.06 5,200 SH C SHARED 5,200 NORDIC AMERICAN TANKERS LIMI COM G65773106 98.18 8,500 SH P SHARED 8,500 NORDIC AMERICAN TANKERS LIMI COM G65773106 752.19 65,125 SH SHARED 01 65,125 NORDIC AMERICAN TANKERS LIMI COM G65773106 836.31 72,408 SH SHARED 72,408 NORDION INC COM 65563C105 1.94 293 SH SHARED 01 293 NORDION INC COM 65563C105 6.61 1,000 SH C SHARED 1,000 NORDION INC COM 65563C105 66.10 10,000 SH P SHARED 10,000 NORDSON CORP COM 655663102 227.86 3,455 SH SHARED 3,455 NORDSON CORP COM 655663102 309.97 4,700 SH C SHARED 4,700 NORDSON CORP COM 655663102 316.56 4,800 SH P SHARED 4,800 NORDSON CORP COM 655663102 588.47 8,923 SH SHARED 01 8,923 NORDSTROM INC COM 655664100 320.33 5,800 SH P SHARED 5,800 NORDSTROM INC COM 655664100 469.46 8,500 SH C SHARED 8,500 NORDSTROM INC COM 655664100 497.46 9,007 SH SHARED 9,007 NORDSTROM INC COM 655664100 524.69 9,500 SH SHARED 20 9,500 NORDSTROM INC COM 655664100 552.30 10,000 SH SHARED 10,000 NORDSTROM INC COM 655664100 13,661.91 247,364 SH SHARED 01 247,364 NORFOLK SOUTHERN CORP COM 655844108 46.25 600 SH P SHARED 01 600 NORFOLK SOUTHERN CORP COM 655844108 341.70 4,433 SH SHARED 4,433 NORFOLK SOUTHERN CORP COM 655844108 1,225.57 15,900 SH P SHARED 15,900 NORFOLK SOUTHERN CORP COM 655844108 1,541.60 20,000 SH SHARED 20,000 NORFOLK SOUTHERN CORP COM 655844108 1,609.66 20,883 SH SHARED 20 20,883 NORFOLK SOUTHERN CORP COM 655844108 2,636.14 34,200 SH C SHARED 34,200 NORFOLK SOUTHERN CORP COM 655844108 26,230.56 340,303 SH SHARED 01 340,303 NORTEK INC COM NEW 656559309 793.17 11,115 SH SOLE 11,115 NORTEL INVERSORA S A SPON ADR PFD B 656567401 0.15 10 SH SOLE 10 NORTH AMERN ENERGY PARTNERS COM 656844107 18.47 4,068 SH SHARED 4,068 NORTH AMERN ENERGY PARTNERS COM 656844107 33.22 7,318 SH SHARED 01 7,318 NORTH AMERN PALLADIUM LTD COM 656912102 11.54 8,100 SH P SHARED 8,100 NORTH AMERN PALLADIUM LTD COM 656912102 20.81 14,605 SH SHARED 01 14,605 NORTH AMERN PALLADIUM LTD COM 656912102 39.76 27,900 SH C SHARED 27,900 NORTH AMERN PALLADIUM LTD COM 656912102 862.21 605,063 SH SHARED 605,063 NORTHEAST BANCORP COM NEW 663904209 8.50 900 SH SHARED 900 NORTHEAST BANCORP COM NEW 663904209 20.92 2,216 SH SHARED 01 2,216 NORTHEAST UTILS COM 664397106 33.46 770 SH SHARED 20 770 NORTHEAST UTILS COM 664397106 846.73 19,483 SH SHARED 19,483 NORTHEAST UTILS COM 664397106 1,509.11 34,724 SH SHARED 34,724 NORTHEAST UTILS COM 664397106 15,319.65 352,500 SH C SHARED 352,500 NORTHEAST UTILS COM 664397106 131,001.91 3,014,310 SH SHARED 01 3,014,310 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 0.63 200 SH C SHARED 200 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 188.03 59,314 SH SHARED 01 59,314

NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 3,993.91 1,259,908 SH SHARED 1,259,908 NORTHERN OIL & GAS INC NEV COM 665531109 25.88 1,800 SH P SHARED 1,800 NORTHERN OIL & GAS INC NEV COM 665531109 33.07 2,300 SH C SHARED 2,300 NORTHERN OIL & GAS INC NEV COM 665531109 73.09 5,083 SH SHARED 5,083 NORTHERN OIL & GAS INC NEV COM 665531109 432.46 30,074 SH SHARED 01 30,074 NORTHERN TECH INTL CORP COM 665809109 1.40 104 SH SOLE 104 NORTHERN TIER ENERGY LP COM UN REPR PART 665826103 19.73 660 SH SHARED 660 NORTHERN TIER ENERGY LP COM UN REPR PART 665826103 361.79 12,100 SH P SHARED 12,100 NORTHERN TIER ENERGY LP COM UN REPR PART 665826103 1,064.44 35,600 SH C SHARED 35,600 NORTHERN TIER ENERGY LP COM UN REPR PART 665826103 1,206.17 40,340 SH SHARED 01 40,340 NORTHERN TR CORP COM 665859104 120.03 2,200 SH C SHARED 2,200 NORTHERN TR CORP COM 665859104 147.31 2,700 SH P SHARED 2,700 NORTHERN TR CORP COM 665859104 720.18 13,200 SH SHARED 13,200 NORTHERN TR CORP COM 665859104 2,269.22 41,592 SH SHARED 01 41,592 NORTHERN TR CORP COM 665859104 3,761.84 68,950 SH SHARED 68,950 NORTH EUROPEAN OIL RTY TR SH BEN INT 659310106 128.67 5,306 SH SHARED 01 5,306 NORTHFIELD BANCORP INC DEL COM 66611T108 22.53 1,983 SH SHARED 1,983 NORTHFIELD BANCORP INC DEL COM 66611T108 31.86 2,805 SH SHARED 01 2,805 NORTHGATE MINERALS CORP NOTE 3.500%10/0 666416AB8 4,065.02 3,949,000 PRN SOLE 3,949,000 NORTHRIM BANCORP INC COM 666762109 2.11 94 SH SHARED 01 94 NORTHROP GRUMMAN CORP COM 666807102 32.97 470 SH SHARED 20 470 NORTHROP GRUMMAN CORP COM 666807102 140.30 2,000 SH P SHARED 2,000 NORTHROP GRUMMAN CORP COM 666807102 540.16 7,700 SH C SHARED 7,700 NORTHROP GRUMMAN CORP COM 666807102 975.72 13,909 SH SHARED 13,909 NORTHROP GRUMMAN CORP COM 666807102 996.13 14,200 SH SHARED 14,200 NORTHROP GRUMMAN CORP COM 666807102 12,986.94 185,131 SH SHARED 01 185,131 NORTHSTAR RLTY FIN CORP COM 66704R100 50.24 5,300 SH C SHARED 5,300 NORTHSTAR RLTY FIN CORP COM 66704R100 318.53 33,600 SH P SHARED 33,600 NORTHSTAR RLTY FIN CORP COM 66704R100 3,461.36 365,122 SH SHARED 01 365,122 NORTHSTAR RLTY FIN CORP COM 66704R100 34,965.43 3,688,337 SH SHARED 3,688,337 NORTHWEST BANCSHARES INC MD COM 667340103 306.59 24,179 SH SHARED 01 24,179 NORTHWEST BIOTHERAPEUTICS IN COM PAR $0.001 66737P600 2.55 702 SH SHARED 702 NORTHWEST BIOTHERAPEUTICS IN COM PAR $0.001 66737P600 10.21 2,812 SH SHARED 01 2,812 NORTHWESTERN CORP COM NEW 668074305 16.70 419 SH SHARED 01 419 NORTHWEST NAT GAS CO COM 667655104 799.10 18,236 SH SHARED 01 18,236 NORTHWEST PIPE CO COM 667746101 5.60 200 SH C SOLE 200 NORTHWEST PIPE CO COM 667746101 13.99 500 SH P SOLE 500 NORWEGIAN CRUISE LINE HLDGS SHS G66721104 14.83 500 SH C SHARED 500 NORWEGIAN CRUISE LINE HLDGS SHS G66721104 154.21 5,201 SH SHARED 5,201 NORWEGIAN CRUISE LINE HLDGS SHS G66721104 489.40 16,506 SH SHARED 01 16,506 NORWOOD FINANCIAL CORP COM 669549107 21.08 689 SH SOLE 689 NOVACOPPER INC COM 66988K102 20.78 11,356 SH SHARED 11,356 NOVACOPPER INC COM 66988K102 21.59 11,800 SH C SHARED 11,800 NOVACOPPER INC COM 66988K102 90.19 49,282 SH SHARED 01 49,282 NOVAGOLD RES INC COM NEW 66987E206 14.88 4,100 SH P SHARED 4,100 NOVAGOLD RES INC COM NEW 66987E206 339.04 93,400 SH C SHARED 93,400 NOVAGOLD RES INC COM NEW 66987E206 401.58 110,629 SH SHARED 01 110,629

NOVAGOLD RES INC NOTE 5.500% 5/0 66987EAA5 3.04 3,000 PRN SHARED 01 3,000 NOVA MEASURING INSTRUMENTS L COM M7516K103 37.00 4,111 SH SOLE 4,111 NOVARTIS A G SPONSORED ADR 66987V109 64.12 900 SH C SHARED 01 900 NOVARTIS A G SPONSORED ADR 66987V109 142.48 2,000 SH SHARED 2,000 NOVARTIS A G SPONSORED ADR 66987V109 569.92 8,000 SH C SHARED 8,000 NOVARTIS A G SPONSORED ADR 66987V109 2,575.33 36,150 SH SHARED 36,150 NOVARTIS A G SPONSORED ADR 66987V109 2,935.09 41,200 SH P SHARED 41,200 NOVARTIS A G SPONSORED ADR 66987V109 220,422.33 3,094,081 SH SHARED 01 3,094,081 NOVATEL WIRELESS INC COM NEW 66987M604 0.80 400 SH C SHARED 400 NOVATEL WIRELESS INC COM NEW 66987M604 2.99 1,500 SH SHARED 01 1,500 NOVAVAX INC COM 670002104 13.22 5,800 SH P SHARED 5,800 NOVAVAX INC COM 670002104 105.79 46,400 SH SHARED 01 46,400 NOVAVAX INC COM 670002104 206.34 90,500 SH C SHARED 90,500 NOVELLUS SYS INC NOTE 2.625% 5/1 670008AD3 1,360.63 1,000,000 PRN SOLE 1,000,000 NOVOGEN LIMITED SPON ADR 1:25 SH 67010F202 1.74 400 SH SHARED 01 400 NOVOGEN LIMITED SPON ADR 1:25 SH 67010F202 4.66 1,071 SH SHARED 1,071 NOVO-NORDISK A S ADR 670100205 148.90 922 SH SHARED 922 NOVO-NORDISK A S ADR 670100205 274.55 1,700 SH P SHARED 1,700 NOVO-NORDISK A S ADR 670100205 775.20 4,800 SH C SHARED 4,800 NOVO-NORDISK A S ADR 670100205 11,203.26 69,370 SH SHARED 01 69,370 NPS PHARMACEUTICALS INC COM 62936P103 35.72 3,500 SH P SHARED 3,500 NPS PHARMACEUTICALS INC COM 62936P103 93.89 9,200 SH C SHARED 9,200 NPS PHARMACEUTICALS INC COM 62936P103 420.63 41,218 SH SHARED 01 41,218 NQ MOBILE INC ADR REPSTG CL A 64118U108 9.97 1,107 SH SOLE 1,107 NQ MOBILE INC ADR REPSTG CL A 64118U108 17.12 1,900 SH P SOLE 1,900 NRG ENERGY INC COM NEW 629377508 60.93 2,300 SH C SHARED 2,300 NRG ENERGY INC COM NEW 629377508 140.40 5,300 SH P SHARED 5,300 NRG ENERGY INC COM NEW 629377508 220.77 8,334 SH SHARED 01 8,334 NRG ENERGY INC COM NEW 629377508 744.37 28,100 SH SHARED 28,100 NRG ENERGY INC COM NEW 629377508 1,174.99 44,356 SH SHARED 44,356 NTELOS HLDGS CORP COM NEW 67020Q305 156.90 12,248 SH SHARED 12,248 NTELOS HLDGS CORP COM NEW 67020Q305 1,081.65 84,438 SH SHARED 01 84,438 NTS RLTY HLDGS LTD PARTNERSH PARTSHIP UNITS 629422106 12.46 1,700 SH SOLE 1,700 NTT DOCOMO INC SPONS ADR 62942M201 3,921.92 263,747 SH SHARED 01 263,747 NUANCE COMMUNICATIONS INC COM 67020Y100 420.91 20,858 SH SHARED 20,858 NUANCE COMMUNICATIONS INC COM 67020Y100 1,735.48 86,000 SH P SHARED 86,000 NUANCE COMMUNICATIONS INC COM 67020Y100 3,628.36 179,800 SH C SHARED 179,800 NUANCE COMMUNICATIONS INC COM 67020Y100 21,794.78 1,080,019 SH SHARED 01 1,080,019 NUANCE COMMUNICATIONS INC COM 67020Y100 407,378.75 20,187,252 SH SHARED 20,187,252 NUANCE COMMUNICATIONS INC DBCV 2.750% 8/1 67020YAB6 8.50 7,000 PRN SHARED 01 7,000 NUANCE COMMUNICATIONS INC NOTE 2.750%11/0 67020YAF7 6,926.10 6,704,000 PRN SOLE 6,704,000 NUCOR CORP COM 670346105 909.16 19,700 SH SHARED 19,700 NUCOR CORP COM 670346105 1,303.74 28,250 SH SHARED 28,250 NUCOR CORP COM 670346105 3,835.07 83,100 SH P SHARED 83,100 NUCOR CORP COM 670346105 18,242.50 395,287 SH SHARED 01 395,287 NUCOR CORP COM 670346105 22,498.13 487,500 SH C SHARED 487,500 NUMEREX CORP PA CL A 67053A102 7.79 609 SH SHARED 609 NUMEREX CORP PA CL A 67053A102 25.58 2,000 SH SHARED 01 2,000 NUPATHE INC COM 67059M100 3.45 1,000 SH SHARED 01 1,000 NUPATHE INC COM 67059M100 7.25 2,100 SH P SHARED 2,100 NUPATHE INC COM 67059M100 12.99 3,764 SH SHARED 3,764 NU SKIN ENTERPRISES INC CL A 67018T105 159.12 3,600 SH C SHARED 3,600

NU SKIN ENTERPRISES INC CL A 67018T105 181.22 4,100 SH P SHARED 4,100 NU SKIN ENTERPRISES INC CL A 67018T105 1,178.59 26,665 SH SHARED 26,665 NU SKIN ENTERPRISES INC CL A 67018T105 1,317.07 29,798 SH SHARED 01 29,798 NUSTAR ENERGY LP UNIT COM 67058H102 133.35 2,500 SH P SHARED 2,500 NUSTAR ENERGY LP UNIT COM 67058H102 4,459.22 83,600 SH C SHARED 83,600 NUSTAR ENERGY LP UNIT COM 67058H102 24,621.58 461,597 SH SHARED 461,597 NUSTAR ENERGY LP UNIT COM 67058H102 33,861.78 634,829 SH SHARED 01 634,829 NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L102 367.25 11,300 SH P SHARED 11,300 NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L102 373.46 11,491 SH SHARED 11,491 NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L102 15,741.60 484,357 SH SHARED 01 484,357 NUTRACEUTICAL INTL CORP COM 67060Y101 3.59 207 SH SHARED 207 NUTRACEUTICAL INTL CORP COM 67060Y101 11.28 650 SH SHARED 01 650 NUTRI SYS INC NEW COM 67069D108 2.61 308 SH SHARED 308 NUTRI SYS INC NEW COM 67069D108 10.14 1,196 SH SHARED 01 1,196 NUTRI SYS INC NEW COM 67069D108 27.98 3,300 SH P SHARED 3,300 NUTRI SYS INC NEW COM 67069D108 33.92 4,000 SH C SHARED 4,000 NUVASIVE INC COM 670704105 72.45 3,400 SH C SHARED 3,400 NUVASIVE INC COM 670704105 110.81 5,200 SH P SHARED 5,200 NUVASIVE INC COM 670704105 684.99 32,144 SH SHARED 01 32,144 NUVASIVE INC NOTE 2.750% 7/0 670704AC9 49.60 51,000 PRN SHARED 01 51,000 NUVEEN AMT-FREE MUN INCOME F COM 670657105 53.09 3,624 SH SHARED 3,624 NUVEEN AMT-FREE MUN INCOME F COM 670657105 292.78 19,985 SH SHARED 01 19,985 NUVEEN AMT-FREE MUN VALUE FD COM 670695105 516.05 29,795 SH SHARED 01 29,795 NUVEEN ARIZ DIVID ADVANTAGE COM 67071P107 20.90 1,383 SH SHARED 1,383 NUVEEN ARIZ DIVID ADVANTAGE COM 67071P107 380.62 25,190 SH SHARED 01 25,190 NUVEEN ARIZ DIVID ADVANTAG M COM SH BEN INT 67069L100 29.62 2,007 SH SHARED 2,007 NUVEEN ARIZ DIVID ADVANTAG M COM SH BEN INT 67069L100 459.41 31,125 SH SHARED 01 31,125 NUVEEN ARIZ PREM INCOME MUN COM 67061W104 36.41 2,455 SH SHARED 2,455 NUVEEN ARIZ PREM INCOME MUN COM 67061W104 172.58 11,637 SH SHARED 01 11,637 NUVEEN AZ DIV ADV MUN FD 3 COM 67072E101 749.64 51,100 SH SHARED 01 51,100 NUVEEN BUILD AMER BD FD COM 67074C103 13.34 636 SH SHARED 636 NUVEEN BUILD AMER BD FD COM 67074C103 5,583.35 266,254 SH SHARED 01 266,254 NUVEEN BUILD AMER BD OPPTNY COM 67074Q102 7.14 323 SH SHARED 323 NUVEEN BUILD AMER BD OPPTNY COM 67074Q102 1,436.30 64,932 SH SHARED 01 64,932 NUVEEN CA DIV ADVANTG MUN FD COM 67069X104 217.74 13,940 SH SHARED 01 13,940 NUVEEN CA DIV ADV MUNI FD 3 COM SH BEN INT 67070Y109 697.62 50,261 SH SHARED 01 50,261 NUVEEN CA DIVIDEND ADV MUN F COM SHS 67066Y105 1,942.03 126,930 SH SHARED 01 126,930 NUVEEN CA INVT QUALITY MUN F COM 67062A101 213.78 13,757 SH SHARED 01 13,757 NUVEEN CAL AMT-FREE MUN INC COM 670651108 8.95 609 SH SHARED 609

NUVEEN CAL AMT-FREE MUN INC COM 670651108 1,832.99 124,693 SH SHARED 01 124,693 NUVEEN CALIF MUNICPAL VALU F COM 6706EB106 21.30 1,264 SH SOLE 1,264 NUVEEN CALIF MUN VALUE FD COM 67062C107 2,128.38 208,665 SH SHARED 01 208,665 NUVEEN CALIF PERFORM PLUS MU COM 67062Q106 51.83 3,312 SH SHARED 3,312 NUVEEN CALIF PERFORM PLUS MU COM 67062Q106 207.30 13,246 SH SHARED 01 13,246 NUVEEN CALIF PREM INCOME MUN COM 6706L0102 22.47 1,445 SH SHARED 1,445 NUVEEN CALIF PREM INCOME MUN COM 6706L0102 62.20 4,000 SH SHARED 01 4,000 NUVEEN CALIF QUALITY INCM MU COM 670985100 550.99 32,354 SH SHARED 01 32,354 NUVEEN CA MUN MKT OPPORTUNT COM 67062U107 2.46 155 SH SHARED 155 NUVEEN CA MUN MKT OPPORTUNT COM 67062U107 15.84 1,000 SH SHARED 01 1,000 NUVEEN CA SELECT QUALITY MUN COM 670975101 4.28 257 SH SHARED 257 NUVEEN CA SELECT QUALITY MUN COM 670975101 1,228.33 73,729 SH SHARED 01 73,729 NUVEEN CA SELECT TAX FREE PR SH BEN INT 67063R103 33.17 2,201 SH SHARED 2,201 NUVEEN CA SELECT TAX FREE PR SH BEN INT 67063R103 69.53 4,614 SH SHARED 01 4,614 NUVEEN CONN PREM INCOME MUN SH BEN INT 67060D107 16.17 1,129 SH SHARED 1,129 NUVEEN CONN PREM INCOME MUN SH BEN INT 67060D107 299.07 20,885 SH SHARED 01 20,885 NUVEEN CORE EQUITY ALPHA FUN COM 67090X107 11.31 744 SH SHARED 744 NUVEEN CORE EQUITY ALPHA FUN COM 67090X107 2,432.36 160,024 SH SHARED 01 160,024 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 45.62 4,366 SH SHARED 4,366 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 15,409.31 1,474,575 SH SHARED 01 1,474,575 NUVEEN DIV ADVANTAGE MUN FD COM 67070F100 380.25 25,066 SH SHARED 01 25,066 NUVEEN DIV ADV MUNI FD 3 COM SH BEN INT 67070X101 3,364.15 225,027 SH SHARED 01 225,027 NUVEEN DIVER CURRENCY OPPOR COM 67090N109 46.03 3,552 SH SHARED 3,552 NUVEEN DIVER CURRENCY OPPOR COM 67090N109 7,573.10 584,344 SH SHARED 01 584,344 NUVEEN DIVERSIFIED COMMODTY COM UT BEN INT 67074P104 3,893.01 187,615 SH SHARED 01 187,615 NUVEEN DIVERSIFIED DIV INCM COM 6706EP105 14.37 1,105 SH SHARED 1,105 NUVEEN DIVERSIFIED DIV INCM COM 6706EP105 323.05 24,850 SH SHARED 01 24,850 NUVEEN DIVID ADVANTAGE MUN F COM 67066V101 3,002.29 196,228 SH SHARED 01 196,228

NUVEEN DIVID ADVANTAGE MUN I COM 67071L106 36.44 2,444 SH SHARED 2,444 NUVEEN DIVID ADVANTAGE MUN I COM 67071L106 4,288.80 287,646 SH SHARED 01 287,646 NUVEEN ENERGY MLP TOTL RTRNF COM 67074U103 1,937.01 94,673 SH SHARED 01 94,673 NUVEEN ENHANCED MUN VALUE FD COM 67074M101 21.43 1,294 SH SOLE 1,294 NUVEEN EQTY PRM OPPORTUNITYF COM 6706EM102 47.36 3,759 SH SHARED 3,759 NUVEEN EQTY PRM OPPORTUNITYF COM 6706EM102 2,452.43 194,637 SH SHARED 01 194,637 NUVEEN EQUITY PREM ADV FD COM 6706ET107 43.32 3,485 SH SHARED 3,485 NUVEEN EQUITY PREM ADV FD COM 6706ET107 1,404.40 112,985 SH SHARED 01 112,985 NUVEEN EQUITY PREM & GROWTH COM 6706EW100 18.81 1,379 SH SHARED 1,379 NUVEEN EQUITY PREM & GROWTH COM 6706EW100 1,169.44 85,736 SH SHARED 01 85,736 NUVEEN EQUITY PREM INCOME FD COM 6706ER101 3,963.19 309,624 SH SHARED 01 309,624 NUVEEN FLOATING RATE INCOME COM 67072T108 4,974.99 377,752 SH SHARED 01 377,752 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 594.38 43,866 SH SHARED 01 43,866 NUVEEN GA DIV ADV MUN FD 2 COM 67072B107 34.80 2,468 SH SHARED 2,468 NUVEEN GA DIV ADV MUN FD 2 COM 67072B107 164.04 11,634 SH SHARED 01 11,634 NUVEEN GBL INCOME OPPORTUN F COM 67073C104 10.12 722 SH SHARED 722 NUVEEN GBL INCOME OPPORTUN F COM 67073C104 144.42 10,301 SH SHARED 01 10,301 NUVEEN GBL VL OPPORTUNITIES COM 6706EH103 2,758.00 194,774 SH SHARED 01 194,774 NUVEEN INT DUR QUAL MUN TRM COM 670677103 164.55 10,970 SH SOLE 10,970 NUVEEN INTER DURATION MN TMF COM 670671106 5.93 414 SH SHARED 414 NUVEEN INTER DURATION MN TMF COM 670671106 2,174.05 151,713 SH SHARED 01 151,713 NUVEEN INVT QUALITY MUN FD I COM 67062E103 368.29 23,047 SH SHARED 01 23,047 NUVEEN LG/SHT COMMODITY TOTR COM UT BEN INT 670731108 7,502.74 370,872 SH SHARED 01 370,872 NUVEEN MASS AMT-FREE MUN INC COM 67072F108 8.73 646 SH SHARED 646 NUVEEN MASS AMT-FREE MUN INC COM 67072F108 89.37 6,610 SH SHARED 01 6,610 NUVEEN MASS DIVID ADVANTAG M COM SH BEN INT 67069P101 22.13 1,500 SH SHARED 01 1,500 NUVEEN MD PREM INCOME MUN FD COM 67061Q107 27.34 1,884 SH SHARED 1,884 NUVEEN MD PREM INCOME MUN FD COM 67061Q107 130.36 8,984 SH SHARED 01 8,984 NUVEEN MICH QUALITY INCOME M COM 670979103 103.57 6,836 SH SHARED 01 6,836

NUVEEN MO PREM INCOME MUN FD SH BEN INT 67060Q108 27.61 1,700 SH SHARED 01 1,700 NUVEEN MTG OPPORTUNITY TERM COM 670735109 22.06 733 SH SHARED 733 NUVEEN MTG OPPORTUNITY TERM COM 670735109 457.52 15,205 SH SHARED 01 15,205 NUVEEN MTG OPPTY TERM FD 2 COM 67074R100 31.92 1,069 SH SHARED 1,069 NUVEEN MTG OPPTY TERM FD 2 COM 67074R100 1,292.67 43,291 SH SHARED 01 43,291 NUVEEN MUN ADVANTAGE FD INC COM 67062H106 673.75 45,279 SH SHARED 01 45,279 NUVEEN MUN HIGH INCOME OPP F COM 670682103 6.27 462 SH SHARED 462 NUVEEN MUN HIGH INCOME OPP F COM 670682103 686.69 50,566 SH SHARED 01 50,566 NUVEEN MUN HIGH INC OPPTY FD COM 670683101 0.61 47 SH SHARED 47 NUVEEN MUN HIGH INC OPPTY FD COM 670683101 363.70 28,216 SH SHARED 01 28,216 NUVEEN MUN INCOME FD INC COM 67062J102 1.19 98 SH SHARED 98 NUVEEN MUN INCOME FD INC COM 67062J102 70.02 5,775 SH SHARED 01 5,775 NUVEEN MUN MKT OPPORTUNITY F COM 67062W103 616.47 42,900 SH SHARED 01 42,900 NUVEEN MUN OPPORTUNITY FD IN COM 670984103 7,737.87 515,171 SH SHARED 01 515,171 NUVEEN MUN VALUE FD INC COM 670928100 28.02 2,758 SH SHARED 2,758 NUVEEN MUN VALUE FD INC COM 670928100 9,707.74 955,486 SH SHARED 01 955,486 NUVEEN N C PREM INCOME MUN F SH BEN INT 67060P100 8.26 572 SH SHARED 572 NUVEEN N C PREM INCOME MUN F SH BEN INT 67060P100 501.36 34,720 SH SHARED 01 34,720 NUVEEN NEW JERSEY DIVID COM 67071T109 18.53 1,220 SH SHARED 1,220 NUVEEN NEW JERSEY DIVID COM 67071T109 59.24 3,900 SH SHARED 01 3,900 NUVEEN NEW JERSEY MUN VALUE COM 670702109 85.57 5,385 SH SHARED 01 5,385 NUVEEN NEW YORK MUN VALUE FD COM 670706100 3.98 256 SH SHARED 256 NUVEEN NEW YORK MUN VALUE FD COM 670706100 122.10 7,847 SH SHARED 01 7,847 NUVEEN NJ DIV ADVANTAGE MUN COM 67069Y102 191.20 12,789 SH SHARED 01 12,789 NUVEEN NJ INVT QUALITY MUN F COM 670971100 9.12 606 SH SHARED 606 NUVEEN NJ INVT QUALITY MUN F COM 670971100 642.44 42,687 SH SHARED 01 42,687 NUVEEN NJ PREM INCOME MUN FD COM 67101N106 7.48 471 SH SHARED 471 NUVEEN NJ PREM INCOME MUN FD COM 67101N106 191.47 12,050 SH SHARED 01 12,050 NUVEEN NY AMT-FREE MUN INCOM COM 670656107 3,127.82 216,758 SH SHARED 01 216,758 NUVEEN NY DIV ADVANTG MUN FD COM 67070A101 26.07 1,770 SH SHARED 1,770 NUVEEN NY DIV ADVANTG MUN FD COM 67070A101 128.02 8,691 SH SHARED 01 8,691

NUVEEN NY DIVID ADVNTG MUN F COM 67066X107 4.23 280 SH SHARED 280 NUVEEN NY DIVID ADVNTG MUN F COM 67066X107 148.06 9,812 SH SHARED 01 9,812 NUVEEN NY MUN VALUE FD COM 67062M105 48.01 4,744 SH SHARED 4,744 NUVEEN NY MUN VALUE FD COM 67062M105 1,598.59 157,963 SH SHARED 01 157,963 NUVEEN NY PERFORM PLUS MUN F COM 67062R104 3.08 187 SH SHARED 187 NUVEEN NY PERFORM PLUS MUN F COM 67062R104 301.53 18,279 SH SHARED 01 18,279 NUVEEN NY SELECT TAX FREE PR SH BEN INT 67063V104 54.29 3,650 SH SHARED 01 3,650 NUVEEN OH DIV ADVANTAGE MUN COM 67070C107 12.78 800 SH SHARED 800 NUVEEN OH DIV ADVANTAGE MUN COM 67070C107 99.54 6,229 SH SHARED 01 6,229 NUVEEN OH DIV ADV MUNI FD 2 COM SH BEN INT 67070R104 4.70 300 SH SHARED 01 300 NUVEEN OH DIV ADV MUNI FD 2 COM SH BEN INT 67070R104 19.09 1,218 SH SHARED 1,218 NUVEEN OHIO DIVID ADVANTAGE COM 67071V104 58.23 3,651 SH SHARED 3,651 NUVEEN OHIO DIVID ADVANTAGE COM 67071V104 102.07 6,400 SH SHARED 01 6,400 NUVEEN OHIO QUALITY INCOME M COM 670980101 341.45 19,445 SH SHARED 01 19,445 NUVEEN PA DIV ADVANTAGE MUN COM 67070E103 22.01 1,524 SH SOLE 1,524 NUVEEN PA DIVID ADVANTAGE MU COM 67071W102 19.86 1,387 SH SHARED 1,387 NUVEEN PA DIVID ADVANTAGE MU COM 67071W102 50.13 3,500 SH SHARED 01 3,500 NUVEEN PA INVT QUALITY MUN F COM 670972108 45.42 3,028 SH SHARED 3,028 NUVEEN PA INVT QUALITY MUN F COM 670972108 83.66 5,577 SH SHARED 01 5,577 NUVEEN PA PREM INCOME MUN FD COM 67061F101 23.10 1,600 SH SOLE 1,600 NUVEEN PERFORMANCE PLUS MUN COM 67062P108 494.61 31,010 SH SHARED 01 31,010 NUVEEN PFD INCOME OPPRTNY FD COM 67073B106 2,880.57 280,484 SH SHARED 01 280,484 NUVEEN PFD & INCOME TERM FD COM 67075A106 192.26 7,510 SH SHARED 7,510 NUVEEN PFD & INCOME TERM FD COM 67075A106 1,394.71 54,481 SH SHARED 01 54,481 NUVEEN PREMIER MUN INCOME FD COM 670988104 799.22 54,111 SH SHARED 01 54,111 NUVEEN PREMIER OPPURTUNITY F COM 670987106 14.33 951 SH SHARED 951 NUVEEN PREMIER OPPURTUNITY F COM 670987106 102.28 6,787 SH SHARED 01 6,787 NUVEEN PREM INCOME MUN FD COM 67062T100 5.70 389 SH SHARED 389

NUVEEN PREM INCOME MUN FD COM 67062T100 1,185.61 80,929 SH SHARED 01 80,929 NUVEEN PREM INCOME MUN FD 2 COM 67063W102 6,103.53 407,445 SH SHARED 01 407,445 NUVEEN PREM INCOME MUN FD 4 COM 6706K4105 1,359.56 95,074 SH SHARED 01 95,074 NUVEEN PREM INCOME MUN OPPTY COM 6706D8104 131.89 9,334 SH SHARED 9,334 NUVEEN PREM INCOME MUN OPPTY COM 6706D8104 5,703.16 403,621 SH SHARED 01 403,621 NUVEEN QUALITY INCOME MUN FD COM 670977107 1,433.05 94,032 SH SHARED 01 94,032 NUVEEN QUALITY MUN FD INC COM 67062N103 2.52 171 SH SHARED 171 NUVEEN QUALITY MUN FD INC COM 67062N103 140.35 9,528 SH SHARED 01 9,528 NUVEEN QUALITY PFD INC FD 3 COM 67072W101 2,228.19 245,937 SH SHARED 01 245,937 NUVEEN QUALITY PFD INCOME FD COM 67071S101 3,998.98 446,813 SH SHARED 01 446,813 NUVEEN QUALITY PFD INCOME FD COM 67072C105 20.13 2,135 SH SHARED 2,135 NUVEEN QUALITY PFD INCOME FD COM 67072C105 8,360.48 886,583 SH SHARED 01 886,583 NUVEEN REAL ASSET INC & GROW COM 67074Y105 588.20 29,249 SH SHARED 01 29,249 NUVEEN REAL ESTATE INCOME FD COM 67071B108 233.66 18,678 SH SHARED 01 18,678 NUVEEN SELECT MAT MUN FD SH BEN INT 67061T101 17.21 1,663 SH SHARED 1,663 NUVEEN SELECT MAT MUN FD SH BEN INT 67061T101 1,009.21 97,508 SH SHARED 01 97,508 NUVEEN SELECT QUALITY MUN FD COM 670973106 24.69 1,643 SH SHARED 1,643 NUVEEN SELECT QUALITY MUN FD COM 670973106 301.04 20,029 SH SHARED 01 20,029 NUVEEN SELECT TAX FREE INCM SH BEN INT 67062F100 166.68 11,393 SH SHARED 01 11,393 NUVEEN SELECT TAX FREE INCM SH BEN INT 67063C106 1,976.48 141,278 SH SHARED 01 141,278 NUVEEN SELECT TAX FREE INCM SH BEN INT 67063X100 1,593.09 110,020 SH SHARED 01 110,020 NUVEEN SHT DUR CR OPP FD COM 67074X107 1,651.65 79,102 SH SHARED 01 79,102 NUVEEN SR INCOME FD COM 67067Y104 1,799.66 230,136 SH SHARED 01 230,136 NUVEEN TAX ADVANTAGED DIV GR COM 67073G105 4,762.92 308,679 SH SHARED 01 308,679 NUVEEN TEX QUALITY INCOME MU COM 670983105 17.93 1,144 SH SOLE 1,144 NUVEEN TX ADV TOTAL RET STRG COM 67090H102 1,387.38 118,884 SH SHARED 01 118,884 NUVEEN VA PREM INCOME MUN FD COM 67064R102 10.95 723 SH SHARED 723 NUVEEN VA PREM INCOME MUN FD COM 67064R102 350.66 23,161 SH SHARED 01 23,161 NVE CORP COM NEW 629445206 17.94 318 SH SHARED 318 NVE CORP COM NEW 629445206 348.11 6,170 SH SHARED 01 6,170 NV ENERGY INC COM 67073Y106 561.48 28,032 SH SHARED 28,032 NV ENERGY INC COM 67073Y106 1,177.98 58,811 SH SHARED 01 58,811 NV ENERGY INC COM 67073Y106 1,462.19 73,000 SH C SHARED 73,000

NVIDIA CORP COM 67066G104 552.97 43,100 SH SHARED 43,100 NVIDIA CORP COM 67066G104 917.35 71,500 SH P SHARED 71,500 NVIDIA CORP COM 67066G104 3,269.08 254,800 SH C SHARED 254,800 NVIDIA CORP COM 67066G104 7,555.24 588,873 SH SHARED 01 588,873 NVIDIA CORP COM 67066G104 99,317.06 7,741,002 SH SHARED 7,741,002 NVR INC COM 62944T105 114.49 106 SH SHARED 01 106 NVR INC COM 62944T105 2,497.21 2,312 SH SHARED 2,312 NXP SEMICONDUCTORS N V COM N6596X109 66.64 2,200 SH P SHARED 2,200 NXP SEMICONDUCTORS N V COM N6596X109 97.59 3,222 SH SHARED 01 3,222 NXP SEMICONDUCTORS N V COM N6596X109 239.29 7,900 SH C SHARED 7,900 NXP SEMICONDUCTORS N V COM N6596X109 517.35 17,080 SH SHARED 20 17,080 NXSTAGE MEDICAL INC COM 67072V103 497.35 44,091 SH SHARED 01 44,091 NYMOX PHARMACEUTICAL CORP COM 67076P102 1.30 241 SH SHARED 241 NYMOX PHARMACEUTICAL CORP COM 67076P102 2.69 500 SH P SHARED 500 NYMOX PHARMACEUTICAL CORP COM 67076P102 5.39 1,000 SH SHARED 01 1,000 NYSE EURONEXT COM 629491101 54.10 1,400 SH C SHARED 1,400 NYSE EURONEXT COM 629491101 568.01 14,700 SH P SHARED 14,700 NYSE EURONEXT COM 629491101 1,595.75 41,298 SH SHARED 41,298 NYSE EURONEXT COM 629491101 8,786.74 227,400 SH SHARED 01 227,400 NYSE EURONEXT COM 629491101 61,427.90 1,589,749 SH SHARED 1,589,749 O2MICRO INTERNATIONAL LTD SPONS ADR 67107W100 4.65 1,500 SH SHARED 01 1,500 O2MICRO INTERNATIONAL LTD SPONS ADR 67107W100 8.49 2,739 SH SHARED 2,739 OAK RIDGE FINL SVCS INC COM 671768109 7.17 1,715 SH SOLE 1,715 OAKTREE CAP GROUP LLC UNIT 99/99/9999 674001201 56.12 1,100 SH C SHARED 1,100 OAKTREE CAP GROUP LLC UNIT 99/99/9999 674001201 3,415.07 66,936 SH SHARED 66,936 OAKTREE CAP GROUP LLC UNIT 99/99/9999 674001201 6,334.69 124,161 SH SHARED 01 124,161 OAK VALLEY BANCORP OAKDALE C COM 671807105 2.32 288 SH SOLE 288 OASIS PETE INC NEW COM 674215108 300.75 7,900 SH P SHARED 7,900 OASIS PETE INC NEW COM 674215108 2,752.46 72,300 SH C SHARED 72,300 OASIS PETE INC NEW COM 674215108 4,825.26 126,747 SH SHARED 01 126,747 OBA FINL SVCS INC COM 67424G101 19.93 1,049 SH SOLE 1,049 OBAGI MEDICAL PRODUCTS INC COM 67423R108 45.43 2,300 SH C SOLE 2,300 OBAGI MEDICAL PRODUCTS INC COM 67423R108 77.03 3,900 SH P SOLE 3,900 OCCIDENTAL PETE CORP DEL COM 674599105 62.70 800 SH C SHARED 01 800 OCCIDENTAL PETE CORP DEL COM 674599105 3,753.14 47,890 SH SHARED 20 47,890 OCCIDENTAL PETE CORP DEL COM 674599105 4,134.02 52,750 SH SHARED 52,750 OCCIDENTAL PETE CORP DEL COM 674599105 4,757.06 60,700 SH C SHARED 60,700 OCCIDENTAL PETE CORP DEL COM 674599105 14,929.49 190,500 SH P SHARED 190,500 OCCIDENTAL PETE CORP DEL COM 674599105 28,633.58 365,364 SH SHARED 365,364 OCCIDENTAL PETE CORP DEL COM 674599105 197,251.49 2,516,926 SH SHARED 01 2,516,926 OCEAN BIO CHEM INC COM 674631106 3.23 1,250 SH SHARED 01 1,250 OCEANEERING INTL INC COM 675232102 215.17 3,240 SH SHARED 20 3,240 OCEANEERING INTL INC COM 675232102 537.92 8,100 SH SHARED 8,100 OCEANEERING INTL INC COM 675232102 777.00 11,700 SH C SHARED 11,700 OCEANEERING INTL INC COM 675232102 3,109.71 46,826 SH SHARED 01 46,826 OCEAN PWR TECHNOLOGIES INC COM NEW 674870308 0.08 52 SH SHARED 52 OCEAN PWR TECHNOLOGIES INC COM NEW 674870308 12.65 8,320 SH SHARED 01 8,320 OCEAN RIG UDW INC SHS Y64354205 3.95 245 SH SHARED 01 245 OCEAN RIG UDW INC SHS Y64354205 4.83 300 SH C SHARED 300 OCEAN RIG UDW INC SHS Y64354205 264.30 16,406 SH SHARED 16,406 OCEAN RIG UDW INC SHS Y64354205 478.47 29,700 SH P SHARED 29,700 OCEAN SHORE HLDG CO NEW COM 67501R103 12.32 821 SH SOLE 821 OCH ZIFF CAP MGMT GROUP CL A 67551U105 166.43 17,800 SH P SHARED 17,800

OCH ZIFF CAP MGMT GROUP CL A 67551U105 276.76 29,600 SH C SHARED 29,600 OCH ZIFF CAP MGMT GROUP CL A 67551U105 556.75 59,545 SH SHARED 01 59,545 OCH ZIFF CAP MGMT GROUP CL A 67551U105 12,714.13 1,359,800 SH SHARED 1,359,800 OCLARO INC COM NEW 67555N206 1.26 1,000 SH C SHARED 1,000 OCLARO INC COM NEW 67555N206 65.38 51,892 SH SHARED 01 51,892 OCONEE FED FINL CORP COM 675607105 33.59 2,167 SH SOLE 2,167 OCULUS INNOVATIVE SCIENCES I COM 67575P108 0.28 635 SH SHARED 635 OCULUS INNOVATIVE SCIENCES I COM 67575P108 11.24 25,535 SH SHARED 01 25,535 OCWEN FINL CORP COM NEW 675746309 193.39 5,100 SH P SHARED 5,100 OCWEN FINL CORP COM NEW 675746309 405.10 10,683 SH SHARED 10,683 OCWEN FINL CORP COM NEW 675746309 4,440.43 117,100 SH C SHARED 117,100 OCWEN FINL CORP COM NEW 675746309 4,834.99 127,505 SH SHARED 01 127,505 OCZ TECHNOLOGY GROUP INC COM 67086E303 10.08 5,600 SH P SHARED 5,600 OCZ TECHNOLOGY GROUP INC COM 67086E303 54.02 30,010 SH SHARED 30,010 OCZ TECHNOLOGY GROUP INC COM 67086E303 106.38 59,100 SH C SHARED 59,100 OCZ TECHNOLOGY GROUP INC COM 67086E303 1,609.89 894,385 SH SHARED 01 894,385 ODYSSEY MARINE EXPLORATION I COM 676118102 2.61 800 SH P SHARED 800 ODYSSEY MARINE EXPLORATION I COM 676118102 3.59 1,100 SH C SHARED 1,100 ODYSSEY MARINE EXPLORATION I COM 676118102 55.65 17,071 SH SHARED 01 17,071 ODYSSEY MARINE EXPLORATION I COM 676118102 76.22 23,379 SH SHARED 23,379 OFFICE DEPOT INC COM 676220106 431.84 109,883 SH SHARED 109,883 OFFICE DEPOT INC COM 676220106 445.66 113,400 SH C SHARED 113,400 OFFICE DEPOT INC COM 676220106 579.16 147,370 SH SHARED 01 147,370 OFFICE DEPOT INC COM 676220106 750.63 191,000 SH P SHARED 191,000 OFFICEMAX INC DEL COM 67622P101 131.19 11,300 SH P SHARED 11,300 OFFICEMAX INC DEL COM 67622P101 190.40 16,400 SH C SHARED 16,400 OFFICEMAX INC DEL COM 67622P101 222.12 19,132 SH SHARED 01 19,132 OFFICEMAX INC DEL COM 67622P101 2,463.37 212,177 SH SHARED 212,177 OFFICIAL PMTS HLDGS INC COM 67623R106 16.99 2,996 SH SOLE 2,996 OFS CAP CORP COM 67103B100 796.68 56,906 SH SHARED 01 56,906 OFS CAP CORP COM 67103B100 1,060.92 75,780 SH SHARED 75,780 OGE ENERGY CORP COM 670837103 528.35 7,550 SH SHARED 7,550 OGE ENERGY CORP COM 670837103 973.98 13,918 SH SHARED 13,918 OGE ENERGY CORP COM 670837103 1,048.65 14,985 SH SHARED 01 14,985 OIL DRI CORP AMER COM 677864100 17.45 641 SH SOLE 641 OIL STS INTL INC COM 678026105 16.31 200 SH C SHARED 200 OIL STS INTL INC COM 678026105 81.57 1,000 SH P SHARED 1,000 OIL STS INTL INC COM 678026105 288.76 3,540 SH SHARED 01 3,540 OIL STS INTL INC COM 678026105 351.57 4,310 SH SHARED 4,310 OILTANKING PARTNERS L P UNIT LTD 678049107 5.14 100 SH C SHARED 100 OILTANKING PARTNERS L P UNIT LTD 678049107 13.26 258 SH SHARED 258 OILTANKING PARTNERS L P UNIT LTD 678049107 740.98 14,416 SH SHARED 01 14,416 OI S.A. SPN ADR REP PFD 670851203 16.96 5,580 SH SHARED 01 5,580 OI S.A. SPN ADR REP PFD 670851203 107.34 35,309 SH SHARED 35,309 OI S.A. SPN ADR REP PFD 670851203 149.74 49,256 SH SHARED 49,256 OI S.A. SPONSORED ADR 670851104 1.34 400 SH SHARED 01 400 OI S.A. SPONSORED ADR 670851104 27.81 8,277 SH SHARED 8,277 OLD DOMINION FGHT LINES INC COM 679580100 254.87 6,672 SH SHARED 01 6,672

OLD NATL BANCORP IND COM 680033107 5.14 374 SH SHARED 374 OLD NATL BANCORP IND COM 680033107 10.86 790 SH SHARED 01 790 OLD POINT FINL CORP COM 680194107 6.67 519 SH SOLE 519 OLD REP INTL CORP COM 680223104 13.94 1,097 SH SHARED 1,097 OLD REP INTL CORP COM 680223104 13.98 1,100 SH C SHARED 1,100 OLD REP INTL CORP COM 680223104 1,066.29 83,894 SH SHARED 01 83,894 OLD SECOND BANCORP INC ILL COM 680277100 2.37 745 SH SOLE 745 OLIN CORP COM PAR $1 680665205 675.90 26,800 SH C SHARED 26,800 OLIN CORP COM PAR $1 680665205 1,525.81 60,500 SH P SHARED 60,500 OLIN CORP COM PAR $1 680665205 6,560.60 260,135 SH SHARED 01 260,135 OLYMPIC STEEL INC COM 68162K106 16.73 700 SH C SOLE 700 OLYMPIC STEEL INC COM 68162K106 18.19 761 SH SOLE 761 OMEGA FLEX INC COM 682095104 8.60 500 SH SHARED 01 500 OMEGA FLEX INC COM 682095104 18.38 1,069 SH SHARED 1,069 OMEGA HEALTHCARE INVS INC COM 681936100 21.25 700 SH P SHARED 700 OMEGA HEALTHCARE INVS INC COM 681936100 136.68 4,502 SH SHARED 4,502 OMEGA HEALTHCARE INVS INC COM 681936100 306.64 10,100 SH C SHARED 10,100 OMEGA HEALTHCARE INVS INC COM 681936100 1,461.68 48,145 SH SHARED 48,145 OMEGA HEALTHCARE INVS INC COM 681936100 3,002.60 98,900 SH SHARED 01 98,900 OMEGA PROTEIN CORP COM 68210P107 6.45 600 SH C SHARED 600 OMEGA PROTEIN CORP COM 68210P107 10.75 1,000 SH SHARED 01 1,000 OMEGA PROTEIN CORP COM 68210P107 47.82 4,448 SH SHARED 4,448 OMEROS CORP COM 682143102 14.01 3,400 SH C SHARED 3,400 OMEROS CORP COM 682143102 21.42 5,200 SH P SHARED 5,200 OMEROS CORP COM 682143102 43.33 10,518 SH SHARED 10,518 OMEROS CORP COM 682143102 887.04 215,300 SH SHARED 01 215,300 OM GROUP INC COM 670872100 30.52 1,300 SH C SHARED 1,300 OM GROUP INC COM 670872100 883.95 37,647 SH SHARED 01 37,647 OMNIAMERICAN BANCORP INC COM 68216R107 34.43 1,362 SH SOLE 1,362 OMNICARE CAP TR I PIERS 68214L201 36.35 709 SH SOLE 709 OMNICARE CAP TR II PFD B TR 4.00% 68214Q200 3.55 69 SH SOLE 69 OMNICARE INC COM 681904108 8.14 200 SH P SHARED 200 OMNICARE INC COM 681904108 165.24 4,058 SH SHARED 01 4,058 OMNICARE INC COM 681904108 219.89 5,400 SH SHARED 5,400 OMNICARE INC COM 681904108 229.38 5,633 SH SHARED 5,633 OMNICARE INC COM 681904108 4,222.66 103,700 SH C SHARED 103,700 OMNICARE INC DBCV 3.250%12/1 681904AL2 80.90 81,000 PRN SHARED 01 81,000 OMNICELL INC COM 68213N109 15.86 840 SH SOLE 840 OMNICOM GROUP INC COM 681919106 44.59 757 SH SHARED 757 OMNICOM GROUP INC COM 681919106 241.49 4,100 SH C SHARED 4,100 OMNICOM GROUP INC COM 681919106 1,071.98 18,200 SH SHARED 18,200 OMNICOM GROUP INC COM 681919106 9,105.94 154,600 SH P SHARED 154,600 OMNICOM GROUP INC COM 681919106 10,052.23 170,666 SH SHARED 01 170,666 OMNICOM GROUP INC NOTE 7/0 682134AA9 5.91 5,000 PRN SHARED 01 5,000 OMNIVISION TECHNOLOGIES INC COM 682128103 56.46 4,100 SH SHARED 01 4,100 OMNIVISION TECHNOLOGIES INC COM 682128103 129.44 9,400 SH P SHARED 9,400 OMNIVISION TECHNOLOGIES INC COM 682128103 254.75 18,500 SH C SHARED 18,500 OMNOVA SOLUTIONS INC COM 682129101 22.23 2,898 SH SHARED 01 2,898 OMNOVA SOLUTIONS INC COM 682129101 46.79 6,100 SH C SHARED 6,100 ON ASSIGNMENT INC COM 682159108 4,198.70 165,891 SH SHARED 01 165,891

ONCOGENEX PHARMACEUTICALS IN COM 68230A106 2.27 200 SH SHARED 01 200 ONCOGENEX PHARMACEUTICALS IN COM 68230A106 8.19 723 SH SHARED 723 ONCOGENEX PHARMACEUTICALS IN COM 68230A106 9.06 800 SH C SHARED 800 ONCOLYTICS BIOTECH INC COM 682310107 171.65 55,550 SH SOLE 55,550 ONCOLYTICS BIOTECH INC COM 682310107 210.12 68,000 SH P SOLE 68,000 ONCOTHYREON INC COM 682324108 1.73 833 SH SHARED 01 833 ONCOTHYREON INC COM 682324108 13.62 6,562 SH SHARED 6,562 ONCOTHYREON INC COM 682324108 30.71 14,800 SH P SHARED 14,800 ONCOTHYREON INC COM 682324108 409.40 197,300 SH C SHARED 197,300 ONEBEACON INSURANCE GROUP LT CL A G67742109 205.90 15,229 SH SHARED 01 15,229 ONEIDA FINL CORP MD COM 682479100 2.43 191 SH SHARED 191 ONEIDA FINL CORP MD COM 682479100 11.76 925 SH SHARED 01 925 ONE LIBERTY PPTYS INC COM 682406103 444.41 20,461 SH SHARED 01 20,461 ONE LIBERTY PPTYS INC COM 682406103 710.94 32,732 SH SHARED 32,732 ONEOK INC NEW COM 682680103 4.77 100 SH P SHARED 100 ONEOK INC NEW COM 682680103 576.81 12,100 SH SHARED 12,100 ONEOK INC NEW COM 682680103 724.92 15,207 SH SHARED 15,207 ONEOK INC NEW COM 682680103 3,003.21 63,000 SH C SHARED 63,000 ONEOK INC NEW COM 682680103 12,426.09 260,669 SH SHARED 01 260,669 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 57.40 1,000 SH C SHARED 1,000 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 464.94 8,100 SH P SHARED 8,100 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 43,354.22 755,300 SH SHARED 755,300 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 106,448.76 1,854,508 SH SHARED 01 1,854,508 ON SEMICONDUCTOR CORP COM 682189105 5.79 700 SH P SHARED 700 ON SEMICONDUCTOR CORP COM 682189105 32.27 3,900 SH C SHARED 3,900 ON SEMICONDUCTOR CORP COM 682189105 107.97 13,048 SH SHARED 01 13,048 ON SEMICONDUCTOR CORP COM 682189105 143.88 17,387 SH SHARED 17,387 ON SEMICONDUCTOR CORP NOTE 2.625%12/1 682189AG0 13.52 13,000 PRN SHARED 01 13,000 ON TRACK INNOVATION LTD SHS M8791A109 46.95 50,000 SH SHARED 01 50,000 ONVIA INC COM NEW 68338T403 6.40 1,670 SH SOLE 1,670 ONYX PHARMACEUTICALS INC COM 683399109 248.81 2,800 SH C SHARED 2,800 ONYX PHARMACEUTICALS INC COM 683399109 284.35 3,200 SH P SHARED 3,200 ONYX PHARMACEUTICALS INC COM 683399109 1,643.20 18,492 SH SHARED 01 18,492 ONYX PHARMACEUTICALS INC COM 683399109 4,529.64 50,975 SH SHARED 50,975 OPENTABLE INC COM 68372A104 648.69 10,300 SH C SHARED 10,300 OPENTABLE INC COM 68372A104 933.99 14,830 SH SHARED 01 14,830 OPENTABLE INC COM 68372A104 1,190.32 18,900 SH P SHARED 18,900 OPENTABLE INC COM 68372A104 1,541.25 24,472 SH SHARED 24,472 OPEN TEXT CORP COM 683715106 129.84 2,200 SH P SHARED 2,200 OPEN TEXT CORP COM 683715106 171.16 2,900 SH SHARED 2,900 OPEN TEXT CORP COM 683715106 253.79 4,300 SH C SHARED 4,300 OPEN TEXT CORP COM 683715106 364.63 6,178 SH SHARED 6,178 OPEN TEXT CORP COM 683715106 365.22 6,188 SH SHARED 01 6,188 OPEXA THERAPEUTICS INC COM NEW 68372T202 1.17 500 SH SHARED 01 500 OPKO HEALTH INC COM 68375N103 162.59 21,309 SH SHARED 01 21,309 OPKO HEALTH INC COM 68375N103 318.93 41,800 SH P SHARED 41,800 OPKO HEALTH INC COM 68375N103 2,796.20 366,475 SH SHARED 366,475 OPLINK COMMUNICATIONS INC COM NEW 68375Q403 31.16 1,900 SH C SOLE 1,900 OPLINK COMMUNICATIONS INC COM NEW 68375Q403 42.23 2,575 SH SOLE 2,575 OPPENHEIMER HLDGS INC CL A NON VTG 683797104 6.31 324 SH SHARED 324

OPPENHEIMER HLDGS INC CL A NON VTG 683797104 19.47 1,000 SH SHARED 01 1,000 OPTIBASE LTD SHS NEW NIS0.13 M7524R116 1.82 350 SH SHARED 01 350 OPTIBASE LTD SHS NEW NIS0.13 M7524R116 4.31 828 SH SHARED 828 OPTICAL CABLE CORP COM NEW 683827208 4.75 1,125 SH SHARED 01 1,125 OPTIMER PHARMACEUTICALS INC COM 68401H104 15.47 1,300 SH C SHARED 1,300 OPTIMER PHARMACEUTICALS INC COM 68401H104 20.53 1,725 SH SHARED 01 1,725 ORACLE CORP COM 68389X105 25.86 800 SH P SHARED 01 800 ORACLE CORP COM 68389X105 5,871.94 181,625 SH SHARED 20 181,625 ORACLE CORP COM 68389X105 11,679.60 361,262 SH SHARED 361,262 ORACLE CORP COM 68389X105 17,771.80 549,700 SH P SHARED 549,700 ORACLE CORP COM 68389X105 41,584.53 1,286,252 SH C SHARED 1,286,252 ORACLE CORP COM 68389X105 93,733.27 2,899,266 SH SHARED 2,899,266 ORACLE CORP COM 68389X105 97,463.47 3,014,645 SH SHARED 01 3,014,645 ORAMED PHARM INC COM NEW 68403P203 3.59 417 SH SHARED 01 417 ORASURE TECHNOLOGIES INC COM 68554V108 12.42 2,300 SH C SHARED 2,300 ORASURE TECHNOLOGIES INC COM 68554V108 36.45 6,750 SH SHARED 01 6,750 ORASURE TECHNOLOGIES INC COM 68554V108 47.75 8,842 SH SHARED 8,842 ORBCOMM INC COM 68555P100 0.64 122 SH SHARED 122 ORBCOMM INC COM 68555P100 497.45 95,479 SH SHARED 01 95,479 ORBITAL CORP SPONSORED ADR NE 685563504 0.01 5 SH SHARED 01 5 ORBITAL CORP SPONSORED ADR NE 685563504 0.95 322 SH SHARED 322 ORBITAL SCIENCES CORP COM 685564106 5.99 359 SH SHARED 01 359 ORBITAL SCIENCES CORP COM 685564106 8.35 500 SH C SHARED 500 ORBITZ WORLDWIDE INC COM 68557K109 9.82 1,720 SH SOLE 1,720 ORBITZ WORLDWIDE INC COM 68557K109 49.11 8,600 SH C SOLE 8,600 ORBOTECH LTD ORD M75253100 9.94 986 SH SHARED 986 ORBOTECH LTD ORD M75253100 11.83 1,174 SH SHARED 01 1,174 ORCHARD SUPPLY HARDWARE STOR CL A 685691404 0.17 44 SH SHARED 01 44 ORCHIDS PAPER PRODS CO DEL COM 68572N104 1.17 50 SH SHARED 01 50 O REILLY AUTOMOTIVE INC NEW COM 67103H107 297.07 2,900 SH SHARED 20 2,900 O REILLY AUTOMOTIVE INC NEW COM 67103H107 563.41 5,500 SH C SHARED 5,500 O REILLY AUTOMOTIVE INC NEW COM 67103H107 696.59 6,800 SH P SHARED 6,800 O REILLY AUTOMOTIVE INC NEW COM 67103H107 838.26 8,183 SH SHARED 8,183 O REILLY AUTOMOTIVE INC NEW COM 67103H107 3,468.99 33,864 SH SHARED 33,864 O REILLY AUTOMOTIVE INC NEW COM 67103H107 9,186.22 89,675 SH SHARED 01 89,675 OREXIGEN THERAPEUTICS INC COM 686164104 61.97 9,900 SH P SHARED 9,900 OREXIGEN THERAPEUTICS INC COM 686164104 137.72 22,000 SH C SHARED 22,000 OREXIGEN THERAPEUTICS INC COM 686164104 789.07 126,050 SH SHARED 01 126,050 ORIENTAL FINL GROUP INC COM 68618W100 41.24 2,659 SH SOLE 2,659 ORIENT-EXPRESS HOTELS LTD CL A G67743107 1.97 200 SH P SHARED 200 ORIENT-EXPRESS HOTELS LTD CL A G67743107 13.80 1,400 SH C SHARED 1,400 ORIENT-EXPRESS HOTELS LTD CL A G67743107 69.76 7,075 SH SHARED 7,075 ORIENT-EXPRESS HOTELS LTD CL A G67743107 83.04 8,422 SH SHARED 01 8,422 ORIENT PAPER INC COM NEW 68619F205 3.74 2,100 SH P SOLE 2,100 ORIGIN AGRITECH LIMITED SHS G67828106 0.73 400 SH SHARED 01 400

ORION ENERGY SYSTEMS INC COM 686275108 17.48 7,047 SH SOLE 7,047 ORION MARINE GROUP INC COM 68628V308 10.64 1,070 SH SHARED 01 1,070 ORION MARINE GROUP INC COM 68628V308 63.54 6,392 SH SHARED 6,392 ORITANI FINL CORP DEL COM 68633D103 36.14 2,333 SH SHARED 2,333 ORITANI FINL CORP DEL COM 68633D103 348.87 22,522 SH SHARED 01 22,522 ORIX CORP SPONSORED ADR 686330101 59.57 937 SH SHARED 01 937 ORIX CORP SPONSORED ADR 686330101 1,119.96 17,615 SH SHARED 20 17,615 ORMAT TECHNOLOGIES INC COM 686688102 13.42 650 SH SHARED 01 650 ORMAT TECHNOLOGIES INC COM 686688102 16.91 819 SH SHARED 819 ORRSTOWN FINL SVCS INC COM 687380105 27.36 1,850 SH SOLE 1,850 OSHKOSH CORP COM 688239201 186.96 4,400 SH C SHARED 4,400 OSHKOSH CORP COM 688239201 216.70 5,100 SH P SHARED 5,100 OSHKOSH CORP COM 688239201 639.90 15,060 SH SHARED 15,060 OSHKOSH CORP COM 688239201 860.00 20,240 SH SHARED 01 20,240 OSIRIS THERAPEUTICS INC NEW COM 68827R108 2.41 232 SH SHARED 01 232 OSIRIS THERAPEUTICS INC NEW COM 68827R108 6.06 583 SH SHARED 583 OSIRIS THERAPEUTICS INC NEW COM 68827R108 19.76 1,900 SH C SHARED 1,900 OSI SYSTEMS INC COM 671044105 21.99 353 SH SHARED 01 353 OSI SYSTEMS INC COM 671044105 32.70 525 SH SHARED 525 OSI SYSTEMS INC COM 671044105 3,668.88 58,900 SH C SHARED 58,900 OSSEN INNOVATION CO LTD SPONSORED ADR 688410109 2.41 3,212 SH SOLE 3,212 OTELCO INC UNIT 99/99/9999 688823202 0.58 380 SH SHARED 01 380 OTELCO INC UNIT 99/99/9999 688823202 4.92 3,234 SH SHARED 3,234 OTTER TAIL CORP COM 689648103 400.68 12,867 SH SHARED 01 12,867 OVERSTOCK COM INC DEL COM 690370101 1.23 100 SH SHARED 01 100 OVERSTOCK COM INC DEL COM 690370101 19.71 1,600 SH C SHARED 1,600 OWENS CORNING NEW COM 690742101 378.53 9,600 SH P SHARED 9,600 OWENS CORNING NEW COM 690742101 644.21 16,338 SH SHARED 16,338 OWENS CORNING NEW COM 690742101 1,336.40 33,893 SH SHARED 01 33,893 OWENS CORNING NEW COM 690742101 1,608.74 40,800 SH C SHARED 40,800 OWENS CORNING NEW COM 690742101 4,743.31 120,297 SH SHARED 20 120,297 OWENS CORNING NEW *W EXP 10/31/201 690742127 0.54 423 SH SHARED 01 423 OWENS CORNING NEW *W EXP 10/31/201 690742127 226.96 177,314 SH SHARED 177,314 OWENS ILL INC COM NEW 690768403 50.64 1,900 SH C SHARED 1,900 OWENS ILL INC COM NEW 690768403 134.96 5,064 SH SHARED 01 5,064 OWENS ILL INC COM NEW 690768403 335.79 12,600 SH SHARED 12,600 OWENS ILL INC COM NEW 690768403 354.45 13,300 SH P SHARED 13,300 OWENS ILL INC COM NEW 690768403 482.47 18,104 SH SHARED 18,104 OWENS & MINOR INC NEW COM 690732102 81.01 2,488 SH SHARED 01 2,488 OXFORD INDS INC COM 691497309 20.71 390 SH SHARED 01 390 OXFORD INDS INC COM 691497309 28.04 528 SH SHARED 528 OXFORD LANE CAP CORP COM 691543102 12.83 803 SH SHARED 803 OXFORD LANE CAP CORP COM 691543102 192.38 12,039 SH SHARED 01 12,039 OXIGENE INC COM PAR$.001 691828404 0.04 9 SH SHARED 01 9 OXYGEN BIOTHERAPEUTICS INC COM NEW 69207P209 0.04 166 SH SHARED 01 166 OXYGEN BIOTHERAPEUTICS INC COM NEW 69207P209 7.49 29,963 SH SHARED 29,963 PAA NAT GAS STORAGE L P COM UNIT LTD 693139107 6.42 300 SH P SHARED 300 PAA NAT GAS STORAGE L P COM UNIT LTD 693139107 668.93 31,273 SH SHARED 31,273 PAA NAT GAS STORAGE L P COM UNIT LTD 693139107 14,420.54 674,172 SH SHARED 01 674,172 PACCAR INC COM 693718108 126.40 2,500 SH P SHARED 2,500 PACCAR INC COM 693718108 996.03 19,700 SH C SHARED 19,700

PACCAR INC COM 693718108 1,132.54 22,400 SH SHARED 22,400 PACCAR INC COM 693718108 10,480.68 207,292 SH SHARED 207,292 PACCAR INC COM 693718108 12,912.77 255,395 SH SHARED 01 255,395 PACER INTL INC TENN COM 69373H106 2.52 500 SH SHARED 01 500 PACER INTL INC TENN COM 69373H106 7.55 1,500 SH P SHARED 1,500 PACER INTL INC TENN COM 69373H106 19.62 3,900 SH C SHARED 3,900 PACER INTL INC TENN COM 69373H106 21.00 4,174 SH SHARED 4,174 PACHOLDER HIGH YIELD FD INC COM 693742108 7.46 827 SH SHARED 827 PACHOLDER HIGH YIELD FD INC COM 693742108 614.57 68,134 SH SHARED 01 68,134 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 9.71 3,900 SH C SOLE 3,900 PACIFIC BOOKER MINERALS INC COM 69403R108 15.97 3,839 SH SOLE 3,839 PACIFIC COAST OIL TR UNIT BEN INT 694103102 1.87 100 SH C SHARED 100 PACIFIC COAST OIL TR UNIT BEN INT 694103102 1.87 100 SH P SHARED 100 PACIFIC COAST OIL TR UNIT BEN INT 694103102 7,787.11 415,756 SH SHARED 01 415,756 PACIFIC CONTINENTAL CORP COM 69412V108 109.21 9,777 SH SHARED 01 9,777 PACIFIC DRILLING SA LUXEMBOU REG SHS L7257P106 15.15 1,500 SH P SHARED 1,500 PACIFIC DRILLING SA LUXEMBOU REG SHS L7257P106 16.48 1,632 SH SHARED 01 1,632 PACIFIC ETHANOL INC COM NEW 69423U206 1.05 3,123 SH SHARED 01 3,123 PACIFIC ETHANOL INC COM NEW 69423U206 36.31 107,750 SH SHARED 107,750 PACIFIC MERCANTILE BANCORP COM 694552100 0.44 76 SH SOLE 76 PACIFIC PREMIER BANCORP COM 69478X105 5.35 407 SH SOLE 407 PACIFIC SUNWEAR CALIF INC COM 694873100 2.72 1,300 SH C SOLE 1,300 PACIRA PHARMACEUTICALS INC COM 695127100 2.89 100 SH C SHARED 100 PACIRA PHARMACEUTICALS INC COM 695127100 1,044.13 36,179 SH SHARED 01 36,179 PACKAGING CORP AMER COM 695156109 8.97 200 SH P SHARED 200 PACKAGING CORP AMER COM 695156109 43.30 965 SH SHARED 965 PACKAGING CORP AMER COM 695156109 971.17 21,644 SH SHARED 01 21,644 PACKAGING CORP AMER COM 695156109 5,783.74 128,900 SH C SHARED 128,900 PACTERA TECHNOLOGY INTL LTD SPONSORED ADR 695255109 17.70 2,757 SH SHARED 01 2,757 PACWEST BANCORP DEL COM 695263103 53.42 1,835 SH SHARED 1,835 PACWEST BANCORP DEL COM 695263103 86.49 2,971 SH SHARED 01 2,971 PAIN THERAPEUTICS INC COM 69562K100 10.29 3,000 SH C SOLE 3,000 PAIN THERAPEUTICS INC COM 69562K100 10.60 3,090 SH SOLE 3,090 PALATIN TECHNOLOGIES INC COM PAR $ .01 696077403 1.73 2,878 SH SHARED 01 2,878 PALATIN TECHNOLOGIES INC COM PAR $ .01 696077403 1.89 3,152 SH SHARED 3,152 PALL CORP COM 696429307 20.51 300 SH C SHARED 300 PALL CORP COM 696429307 174.69 2,555 SH SHARED 20 2,555 PALL CORP COM 696429307 492.26 7,200 SH SHARED 7,200 PALL CORP COM 696429307 1,890.16 27,646 SH SHARED 01 27,646 PALL CORP COM 696429307 4,062.68 59,422 SH SHARED 59,422 PALMETTO BANCSHARES INC COM NEW 697062206 9.20 793 SH SOLE 793 PALO ALTO NETWORKS INC COM 697435105 184.74 3,264 SH SHARED 3,264 PALO ALTO NETWORKS INC COM 697435105 718.37 12,692 SH SHARED 01 12,692 PALO ALTO NETWORKS INC COM 697435105 1,431.98 25,300 SH P SHARED 25,300 PALO ALTO NETWORKS INC COM 697435105 3,418.64 60,400 SH C SHARED 60,400 PALOMAR MED TECHNOLOGIES INC COM NEW 697529303 6.75 500 SH C SHARED 500

PALOMAR MED TECHNOLOGIES INC COM NEW 697529303 107.47 7,967 SH SHARED 01 7,967 PALOMAR MED TECHNOLOGIES INC COM NEW 697529303 1,305.08 96,744 SH SHARED 96,744 PAMPA ENERGIA S A SPONS ADR LVL I 697660207 0.37 91 SH SOLE 91 P A M TRANSN SVCS INC COM 693149106 1.16 105 SH SOLE 105 PAN AMERICAN SILVER CORP COM 697900108 170.35 10,400 SH P SHARED 10,400 PAN AMERICAN SILVER CORP COM 697900108 1,021.44 62,359 SH SHARED 62,359 PAN AMERICAN SILVER CORP COM 697900108 1,303.83 79,599 SH SHARED 01 79,599 PAN AMERICAN SILVER CORP COM 697900108 1,330.06 81,200 SH C SHARED 81,200 PAN AMERICAN SILVER CORP COM 697900108 1,638.00 100,000 SH SHARED 100,000 PANASONIC CORP ADR 69832A205 19.56 2,668 SH SHARED 01 2,668 PANDORA MEDIA INC COM 698354107 107.62 7,600 SH P SHARED 7,600 PANDORA MEDIA INC COM 698354107 242.80 17,147 SH SHARED 17,147 PANDORA MEDIA INC COM 698354107 617.38 43,600 SH C SHARED 43,600 PANDORA MEDIA INC COM 698354107 1,776.56 125,463 SH SHARED 01 125,463 PANERA BREAD CO CL A 69840W108 118.97 720 SH SHARED 720 PANERA BREAD CO CL A 69840W108 826.20 5,000 SH P SHARED 5,000 PANERA BREAD CO CL A 69840W108 1,041.01 6,300 SH C SHARED 6,300 PANERA BREAD CO CL A 69840W108 1,985.03 12,013 SH SHARED 01 12,013 PANHANDLE OIL AND GAS INC CL A 698477106 42.52 1,484 SH SHARED 1,484 PANHANDLE OIL AND GAS INC CL A 698477106 63.03 2,200 SH SHARED 01 2,200 PANTRY INC COM 698657103 22.45 1,800 SH P SOLE 1,800 PANTRY INC COM 698657103 104.75 8,400 SH C SOLE 8,400 PAPA JOHNS INTL INC COM 698813102 25.47 412 SH SHARED 412 PAPA JOHNS INTL INC COM 698813102 42.65 690 SH SHARED 01 690 PARAGON SHIPPING INC CL A NEW 69913R408 0.95 174 SH SHARED 174 PARAGON SHIPPING INC CL A NEW 69913R408 13.56 2,493 SH SHARED 01 2,493 PARAMOUNT GOLD & SILVER CORP COM 69924P102 2.23 1,000 SH SHARED 01 1,000 PARAMOUNT GOLD & SILVER CORP COM 69924P102 72.92 32,700 SH P SHARED 32,700 PARAMOUNT GOLD & SILVER CORP COM 69924P102 799.01 358,300 SH C SHARED 358,300 PAREXEL INTL CORP COM 699462107 23.72 600 SH C SHARED 600 PAREXEL INTL CORP COM 699462107 23.72 600 SH P SHARED 600 PAREXEL INTL CORP COM 699462107 260.49 6,588 SH SHARED 01 6,588 PARK ELECTROCHEMICAL CORP COM 700416209 45.71 1,804 SH SOLE 1,804 PARKER DRILLING CO COM 701081101 4.28 1,000 SH SHARED 01 1,000 PARKER DRILLING CO COM 701081101 42.80 10,000 SH P SHARED 10,000 PARKER DRILLING CO COM 701081101 121.55 28,400 SH C SHARED 28,400 PARKER HANNIFIN CORP COM 701094104 265.22 2,896 SH SHARED 2,896 PARKER HANNIFIN CORP COM 701094104 796.75 8,700 SH C SHARED 8,700 PARKER HANNIFIN CORP COM 701094104 805.90 8,800 SH P SHARED 8,800 PARKER HANNIFIN CORP COM 701094104 947.85 10,350 SH SHARED 10,350 PARKER HANNIFIN CORP COM 701094104 8,953.32 97,765 SH SHARED 01 97,765 PARKERVISION INC COM 701354102 55.85 15,300 SH SHARED 01 15,300 PARK NATL CORP COM 700658107 87.03 1,247 SH SHARED 1,247 PARK NATL CORP COM 700658107 381.82 5,471 SH SHARED 01 5,471 PARK OHIO HLDGS CORP COM 700666100 9.08 274 SH SHARED 274 PARK OHIO HLDGS CORP COM 700666100 238.54 7,200 SH SHARED 01 7,200 PARK STERLING CORP COM 70086Y105 11.30 2,003 SH SHARED 2,003 PARK STERLING CORP COM 70086Y105 18.05 3,200 SH SHARED 01 3,200 PARKWAY PPTYS INC COM 70159Q104 106.16 5,723 SH SHARED 5,723

PARKWAY PPTYS INC COM 70159Q104 107.29 5,784 SH SHARED 01 5,784 PARKWAY PPTYS INC COM 70159Q104 302.27 16,295 SH SHARED 16,295 PAR TECHNOLOGY CORP COM 698884103 17.63 3,744 SH SOLE 3,744 PARTNER COMMUNICATIONS CO LT ADR 70211M109 5.88 944 SH SHARED 01 944 PARTNER COMMUNICATIONS CO LT ADR 70211M109 6.31 1,013 SH SHARED 1,013 PARTNERRE LTD COM G6852T105 37.24 400 SH C SHARED 400 PARTNERRE LTD COM G6852T105 372.44 4,000 SH SHARED 4,000 PARTNERRE LTD COM G6852T105 379.52 4,076 SH SHARED 4,076 PARTNERRE LTD COM G6852T105 431.19 4,631 SH SHARED 01 4,631 PATRIOT NATL BANCORP INC COM 70336F104 11.29 7,100 SH SHARED 01 7,100 PATRIOT TRANSN HLDG INC COM 70337B102 48.94 1,759 SH SOLE 1,759 PATTERSON COMPANIES INC COM 703395103 34.24 900 SH P SHARED 900 PATTERSON COMPANIES INC COM 703395103 60.86 1,600 SH C SHARED 1,600 PATTERSON COMPANIES INC COM 703395103 183.16 4,815 SH SHARED 01 4,815 PATTERSON COMPANIES INC COM 703395103 315.73 8,300 SH SHARED 8,300 PATTERSON COMPANIES INC COM 703395103 7,423.77 195,157 SH SHARED 195,157 PATTERSON UTI ENERGY INC COM 703481101 16.69 700 SH P SHARED 700 PATTERSON UTI ENERGY INC COM 703481101 293.23 12,300 SH C SHARED 12,300 PATTERSON UTI ENERGY INC COM 703481101 1,019.68 42,772 SH SHARED 01 42,772 PATTERSON UTI ENERGY INC COM 703481101 1,340.40 56,225 SH SHARED 20 56,225 PAULSON CAP CORP COM 703797100 3.01 4,008 SH SOLE 4,008 PAYCHEX INC COM 704326107 476.82 13,600 SH P SHARED 13,600 PAYCHEX INC COM 704326107 648.61 18,500 SH C SHARED 18,500 PAYCHEX INC COM 704326107 764.31 21,800 SH SHARED 21,800 PAYCHEX INC COM 704326107 6,659.05 189,933 SH SHARED 189,933 PAYCHEX INC COM 704326107 13,473.31 384,293 SH SHARED 01 384,293 PBF ENERGY INC CL A 69318G106 29.74 800 SH C SHARED 800 PBF ENERGY INC CL A 69318G106 33.45 900 SH SHARED 01 900 PBF ENERGY INC CL A 69318G106 52.04 1,400 SH P SHARED 1,400 PBF ENERGY INC CL A 69318G106 235.36 6,332 SH SHARED 6,332 P C CONNECTION COM 69318J100 7.16 438 SH SHARED 438 P C CONNECTION COM 69318J100 115.71 7,077 SH SHARED 01 7,077 PCM FUND INC COM 69323T101 9.01 685 SH SHARED 685 PCM FUND INC COM 69323T101 42.94 3,263 SH SHARED 01 3,263 PCM INC COM 69323K100 5.01 604 SH SHARED 604 PCM INC COM 69323K100 16.19 1,951 SH SHARED 01 1,951 PC-TEL INC COM 69325Q105 2.29 323 SH SOLE 323 PDC ENERGY INC COM 69327R101 24.79 500 SH SHARED 01 500 PDC ENERGY INC COM 69327R101 84.27 1,700 SH C SHARED 1,700 PDF SOLUTIONS INC COM 693282105 6.15 384 SH SOLE 384 PDI INC COM 69329V100 6.14 1,041 SH SOLE 1,041 PDL BIOPHARMA INC COM 69329Y104 43.80 6,000 SH P SHARED 6,000 PDL BIOPHARMA INC COM 69329Y104 68.62 9,400 SH C SHARED 9,400 PDL BIOPHARMA INC COM 69329Y104 91.05 12,472 SH SHARED 12,472 PDL BIOPHARMA INC COM 69329Y104 457.25 62,637 SH SHARED 01 62,637 PDL BIOPHARMA INC NOTE 2.875% 2/1 69329YAE4 8,025.16 6,200,000 PRN SOLE 6,200,000 PDL BIOPHARMA INC NOTE 3.750% 5/0 69329YAC8 1,197.50 1,000,000 PRN SOLE 1,000,000 PEABODY ENERGY CORP COM 704549104 11.00 520 SH SHARED 20 520 PEABODY ENERGY CORP COM 704549104 659.75 31,194 SH C SHARED 31,194 PEABODY ENERGY CORP COM 704549104 874.76 41,360 SH SHARED 41,360 PEABODY ENERGY CORP COM 704549104 7,997.05 378,111 SH SHARED 01 378,111 PEABODY ENERGY CORP COM 704549104 14,460.26 683,700 SH P SHARED 683,700

PEABODY ENERGY CORP COM 704549104 43,662.10 2,064,402 SH SHARED 2,064,402 PEABODY ENERGY CORP SDCV 4.750%12/1 704549AG9 57.05 70,000 PRN SHARED 01 70,000 PEAPACK-GLADSTONE FINL CORP COM 704699107 1.55 104 SH SHARED 104 PEAPACK-GLADSTONE FINL CORP COM 704699107 56.43 3,785 SH SHARED 01 3,785 PEARSON PLC SPONSORED ADR 705015105 1,671.65 92,921 SH SHARED 92,921 PEARSON PLC SPONSORED ADR 705015105 106,910.11 5,942,752 SH SHARED 01 5,942,752 PEBBLEBROOK HOTEL TR COM 70509V100 10.06 390 SH SHARED 390 PEBBLEBROOK HOTEL TR COM 70509V100 10.32 400 SH C SHARED 400 PEBBLEBROOK HOTEL TR COM 70509V100 21.48 833 SH SHARED 01 833 PEBBLEBROOK HOTEL TR COM 70509V100 639.59 24,800 SH SHARED 24,800 PEERLESS SYS CORP COM 705536100 4.75 1,362 SH SOLE 1,362 PEGASYSTEMS INC COM 705573103 6.04 215 SH SHARED 01 215 PEGASYSTEMS INC COM 705573103 16.15 575 SH SHARED 575 PEGASYSTEMS INC COM 705573103 81.43 2,900 SH C SHARED 2,900 PEMBINA PIPELINE CORP COM 706327103 18.96 600 SH P SHARED 600 PEMBINA PIPELINE CORP COM 706327103 139.04 4,400 SH C SHARED 4,400 PEMBINA PIPELINE CORP COM 706327103 639.55 20,239 SH SHARED 20,239 PEMBINA PIPELINE CORP COM 706327103 1,793.49 56,756 SH SHARED 56,756 PEMBINA PIPELINE CORP COM 706327103 5,569.53 176,251 SH SHARED 01 176,251 PENFORD CORP COM 707051108 14.17 1,292 SH SHARED 1,292 PENFORD CORP COM 707051108 103.90 9,471 SH SHARED 01 9,471 PENGROWTH ENERGY CORP COM 70706P104 77.40 15,177 SH SHARED 15,177 PENGROWTH ENERGY CORP COM 70706P104 99.45 19,500 SH P SHARED 19,500 PENGROWTH ENERGY CORP COM 70706P104 225.93 44,300 SH C SHARED 44,300 PENGROWTH ENERGY CORP COM 70706P104 686.81 134,669 SH SHARED 134,669 PENGROWTH ENERGY CORP COM 70706P104 4,860.70 953,079 SH SHARED 01 953,079 PENNANTPARK FLOATING RATE CA COM 70806A106 252.66 18,099 SH SHARED 01 18,099 PENNANTPARK INVT CORP COM 708062104 2,839.40 251,386 SH SHARED 01 251,386 PENNANTPARK INVT CORP COM 708062104 16,621.58 1,471,587 SH SHARED 1,471,587 PENNEY J C INC COM 708160106 160.17 10,600 SH SHARED 10,600 PENNEY J C INC COM 708160106 919.75 60,870 SH SHARED 01 60,870 PENNEY J C INC COM 708160106 1,895.10 125,420 SH C SHARED 125,420 PENNEY J C INC COM 708160106 5,102.65 337,700 SH P SHARED 337,700 PENNEY J C INC COM 708160106 215,207.83 14,242,742 SH SHARED 14,242,742 PENN NATL GAMING INC COM 707569109 146.96 2,700 SH C SHARED 2,700 PENN NATL GAMING INC COM 707569109 234.05 4,300 SH P SHARED 4,300 PENN NATL GAMING INC COM 707569109 263.82 4,847 SH SHARED 4,847 PENN NATL GAMING INC COM 707569109 1,297.99 23,847 SH SHARED 01 23,847 PENNS WOODS BANCORP INC COM 708430103 20.49 500 SH SHARED 01 500 PENNSYLVANIA RL ESTATE INVT SH BEN INT 709102107 29.09 1,500 SH P SHARED 1,500 PENNSYLVANIA RL ESTATE INVT SH BEN INT 709102107 33.58 1,732 SH SHARED 1,732 PENNSYLVANIA RL ESTATE INVT SH BEN INT 709102107 54.29 2,800 SH C SHARED 2,800 PENNSYLVANIA RL ESTATE INVT SH BEN INT 709102107 342.06 17,641 SH SHARED 01 17,641 PENNSYLVANIA RL ESTATE INVT SH BEN INT 709102107 410.54 21,173 SH SHARED 21,173 PENN VA CORP COM 707882106 32.97 8,160 SH SHARED 01 8,160 PENN VA CORP COM 707882106 68.28 16,900 SH P SHARED 16,900

PENN VA CORP COM 707882106 358.35 88,700 SH C SHARED 88,700 PENN WEST PETE LTD NEW COM 707887105 145.26 13,500 SH C SHARED 13,500 PENN WEST PETE LTD NEW COM 707887105 203.36 18,900 SH P SHARED 18,900 PENN WEST PETE LTD NEW COM 707887105 293.21 27,250 SH SHARED 27,250 PENN WEST PETE LTD NEW COM 707887105 945.00 87,825 SH SHARED 87,825 PENN WEST PETE LTD NEW COM 707887105 6,239.44 579,874 SH SHARED 01 579,874 PENNYMAC MTG INVT TR COM 70931T103 44.01 1,700 SH P SHARED 1,700 PENNYMAC MTG INVT TR COM 70931T103 277.02 10,700 SH C SHARED 10,700 PENNYMAC MTG INVT TR COM 70931T103 902.19 34,847 SH SHARED 01 34,847 PENNYMAC MTG INVT TR COM 70931T103 3,706.80 143,175 SH SHARED 143,175 PENSKE AUTOMOTIVE GRP INC COM 70959W103 12.28 368 SH SHARED 01 368 PENSKE AUTOMOTIVE GRP INC COM 70959W103 18.15 544 SH SHARED 544 PENSKE AUTOMOTIVE GRP INC COM 70959W103 36.70 1,100 SH C SHARED 1,100 PENTAIR LTD SHS H6169Q108 163.53 3,100 SH P SHARED 3,100 PENTAIR LTD SHS H6169Q108 290.13 5,500 SH C SHARED 5,500 PENTAIR LTD SHS H6169Q108 1,410.01 26,730 SH SHARED 26,730 PENTAIR LTD SHS H6169Q108 5,069.86 96,111 SH SHARED 01 96,111 PENTAIR LTD SHS H6169Q108 5,730.81 108,641 SH SHARED 108,641 PEOPLES BANCORP INC COM 709789101 16.81 751 SH SHARED 751 PEOPLES BANCORP INC COM 709789101 51.59 2,304 SH SHARED 01 2,304 PEOPLES BANCORP N C INC COM 710577107 19.90 1,782 SH SOLE 1,782 PEOPLES UNITED FINANCIAL INC COM 712704105 38.92 2,900 SH C SHARED 2,900 PEOPLES UNITED FINANCIAL INC COM 712704105 56.36 4,200 SH P SHARED 4,200 PEOPLES UNITED FINANCIAL INC COM 712704105 224.11 16,700 SH SHARED 16,700 PEOPLES UNITED FINANCIAL INC COM 712704105 2,344.77 174,722 SH SHARED 174,722 PEOPLES UNITED FINANCIAL INC COM 712704105 4,660.27 347,263 SH SHARED 01 347,263 PEP BOYS MANNY MOE & JACK COM 713278109 168.60 14,300 SH C SOLE 14,300 PEPCO HOLDINGS INC COM 713291102 6.42 300 SH P SHARED 300 PEPCO HOLDINGS INC COM 713291102 128.40 6,000 SH C SHARED 6,000 PEPCO HOLDINGS INC COM 713291102 263.22 12,300 SH SHARED 12,300 PEPCO HOLDINGS INC COM 713291102 914.83 42,749 SH SHARED 42,749 PEPCO HOLDINGS INC COM 713291102 3,122.67 145,919 SH SHARED 01 145,919 PEPSICO INC COM 713448108 683.91 8,645 SH SHARED 20 8,645 PEPSICO INC COM 713448108 6,447.47 81,500 SH C SHARED 81,500 PEPSICO INC COM 713448108 9,255.87 117,000 SH P SHARED 117,000 PEPSICO INC COM 713448108 27,581.07 348,642 SH SHARED 348,642 PEPSICO INC COM 713448108 120,530.65 1,523,583 SH SHARED 1,523,583 PEPSICO INC COM 713448108 220,287.73 2,784,575 SH SHARED 01 2,784,575 PERCEPTRON INC COM 71361F100 7.22 1,000 SH SHARED 01 1,000 PERCEPTRON INC COM 71361F100 10.15 1,406 SH SHARED 1,406 PEREGRINE PHARMACEUTICALS IN COM NEW 713661304 5.19 3,900 SH SHARED 01 3,900 PEREGRINE PHARMACEUTICALS IN COM NEW 713661304 12.62 9,489 SH SHARED 9,489 PEREGRINE PHARMACEUTICALS IN COM NEW 713661304 62.38 46,900 SH P SHARED 46,900 PEREGRINE PHARMACEUTICALS IN COM NEW 713661304 90.97 68,400 SH C SHARED 68,400 PEREGRINE SEMICONDUCTOR CORP COM 71366R703 4.76 487 SH SHARED 01 487

PEREGRINE SEMICONDUCTOR CORP COM 71366R703 2,538.46 259,822 SH SHARED 259,822 PERFECT WORLD CO LTD SPON ADR REP B 71372U104 6.07 560 SH SHARED 01 560 PERFECT WORLD CO LTD SPON ADR REP B 71372U104 26.02 2,400 SH C SHARED 2,400 PERFECT WORLD CO LTD SPON ADR REP B 71372U104 227.77 21,012 SH SHARED 21,012 PERFICIENT INC COM 71375U101 27.02 2,317 SH SHARED 2,317 PERFICIENT INC COM 71375U101 34.98 3,000 SH SHARED 01 3,000 PERFORMANT FINL CORP COM 71377E105 30.70 2,500 SH C SHARED 2,500 PERFORMANT FINL CORP COM 71377E105 386.83 31,501 SH SHARED 01 31,501 PERICOM SEMICONDUCTOR CORP COM 713831105 61.97 9,100 SH SHARED 01 9,100 PERION NETWORK LTD SHS M78673106 2.96 300 SH C SOLE 300 PERION NETWORK LTD SHS M78673106 9.86 1,000 SH P SOLE 1,000 PERION NETWORK LTD SHS M78673106 26.42 2,680 SH SOLE 2,680 PERKINELMER INC COM 714046109 16.82 500 SH C SHARED 500 PERKINELMER INC COM 714046109 64.39 1,914 SH SHARED 1,914 PERKINELMER INC COM 714046109 1,634.10 48,576 SH SHARED 01 48,576 PERMA-FIX ENVIRONMENTAL SVCS COM 714157104 2.38 2,898 SH SHARED 2,898 PERMA-FIX ENVIRONMENTAL SVCS COM 714157104 15.99 19,500 SH SHARED 01 19,500 PERMIAN BASIN RTY TR UNIT BEN INT 714236106 14.94 1,200 SH C SHARED 1,200 PERMIAN BASIN RTY TR UNIT BEN INT 714236106 46.07 3,700 SH P SHARED 3,700 PERMIAN BASIN RTY TR UNIT BEN INT 714236106 87.26 7,009 SH SHARED 7,009 PERMIAN BASIN RTY TR UNIT BEN INT 714236106 2,388.84 191,875 SH SHARED 01 191,875 PERNIX THERAPEUTICS HLDGS IN COM 71426V108 17.86 3,600 SH SOLE 3,600 PERRIGO CO COM 714290103 23.75 200 SH C SHARED 200 PERRIGO CO COM 714290103 724.31 6,100 SH SHARED 6,100 PERRIGO CO COM 714290103 1,341.76 11,300 SH SHARED 20 11,300 PERRIGO CO COM 714290103 2,852.02 24,019 SH SHARED 01 24,019 PERRIGO CO COM 714290103 4,840.91 40,769 SH SHARED 40,769 PERVASIVE SOFTWARE INC COM 715710109 6.42 700 SH SHARED 01 700 PETMED EXPRESS INC COM 716382106 0.09 7 SH SHARED 7 PETMED EXPRESS INC COM 716382106 30.80 2,296 SH SHARED 01 2,296 PETMED EXPRESS INC COM 716382106 44.27 3,300 SH P SHARED 3,300 PETMED EXPRESS INC COM 716382106 60.37 4,500 SH C SHARED 4,500 PETROCHINA CO LTD SPONSORED ADR 71646E100 13.18 100 SH P SHARED 100 PETROCHINA CO LTD SPONSORED ADR 71646E100 67.23 510 SH SHARED 510 PETROCHINA CO LTD SPONSORED ADR 71646E100 145.00 1,100 SH C SHARED 1,100 PETROCHINA CO LTD SPONSORED ADR 71646E100 1,702.72 12,917 SH SHARED 12,917 PETROCHINA CO LTD SPONSORED ADR 71646E100 5,549.49 42,099 SH SHARED 01 42,099 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 185.67 10,230 SH SHARED 10,230 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 5,208.74 286,983 SH SHARED 286,983 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 5,696.50 313,857 SH SHARED 01 313,857 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 461.97 27,880 SH SHARED 20 27,880 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 3,489.82 210,611 SH SHARED 210,611 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 5,541.01 334,400 SH P SHARED 334,400

PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 23,756.14 1,433,684 SH SHARED 01 1,433,684 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 38,312.16 2,312,140 SH SHARED 2,312,140 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 104,964.32 6,334,600 SH C SHARED 6,334,600 PETROLEUM & RES CORP COM 716549100 49.62 1,907 SH SHARED 1,907 PETROLEUM & RES CORP COM 716549100 5,431.10 208,712 SH SHARED 01 208,712 PETROLOGISTICS LP UNIT LTD PTH INT 71672U101 5.51 400 SH C SHARED 400 PETROLOGISTICS LP UNIT LTD PTH INT 71672U101 68.90 5,000 SH P SHARED 5,000 PETROLOGISTICS LP UNIT LTD PTH INT 71672U101 127.70 9,267 SH SHARED 9,267 PETROLOGISTICS LP UNIT LTD PTH INT 71672U101 1,140.36 82,755 SH SHARED 01 82,755 PETROQUEST ENERGY INC COM 716748108 0.89 200 SH C SHARED 200 PETROQUEST ENERGY INC COM 716748108 24.19 5,449 SH SHARED 01 5,449 PETROQUEST ENERGY INC COM 716748108 404.33 91,066 SH SHARED 91,066 PETSMART INC COM 716768106 60.92 981 SH SHARED 981 PETSMART INC COM 716768106 74.52 1,200 SH P SHARED 1,200 PETSMART INC COM 716768106 447.12 7,200 SH C SHARED 7,200 PETSMART INC COM 716768106 503.01 8,100 SH SHARED 8,100 PETSMART INC COM 716768106 2,672.04 43,028 SH SHARED 17 43,028 PETSMART INC COM 716768106 9,565.45 154,033 SH SHARED 01 154,033 P & F INDS INC CL A NEW 692830508 4.47 576 SH SOLE 576 PFIZER INC COM 717081103 972.29 33,690 SH SHARED 20 33,690 PFIZER INC COM 717081103 4,620.49 160,100 SH P SHARED 160,100 PFIZER INC COM 717081103 9,160.34 317,406 SH C SHARED 317,406 PFIZER INC COM 717081103 16,552.34 573,539 SH SHARED 573,539 PFIZER INC COM 717081103 126,785.85 4,393,134 SH SHARED 4,393,134 PFIZER INC COM 717081103 229,405.72 7,948,916 SH SHARED 01 7,948,916 PFSWEB INC COM NEW 717098206 10.73 2,675 SH SHARED 2,675 PFSWEB INC COM NEW 717098206 47.96 11,961 SH SHARED 01 11,961 PG&E CORP COM 69331C108 44.53 1,000 SH P SHARED 1,000 PG&E CORP COM 69331C108 102.42 2,300 SH C SHARED 2,300 PG&E CORP COM 69331C108 754.78 16,950 SH SHARED 20 16,950 PG&E CORP COM 69331C108 1,254.45 28,171 SH SHARED 28,171 PG&E CORP COM 69331C108 3,063.89 68,805 SH SHARED 68,805 PG&E CORP COM 69331C108 7,039.21 158,078 SH SHARED 01 158,078 PGT INC COM 69336V101 6.18 900 SH SHARED 900 PGT INC COM 69336V101 22.61 3,291 SH SHARED 01 3,291 PHARMACYCLICS INC COM 716933106 8.04 100 SH P SHARED 100 PHARMACYCLICS INC COM 716933106 993.39 12,354 SH SHARED 01 12,354 PHARMACYCLICS INC COM 716933106 2,392.28 29,751 SH SHARED 29,751 PHARMACYCLICS INC COM 716933106 4,832.64 60,100 SH C SHARED 60,100 PHARMATHENE INC COM 71714G102 20.06 11,800 SH C SOLE 11,800 PHARMATHENE INC COM 71714G102 123.94 72,907 SH SOLE 72,907 PHARMERICA CORP COM 71714F104 31.09 2,221 SH SHARED 2,221 PHARMERICA CORP COM 71714F104 428.88 30,634 SH SHARED 01 30,634 PHAZAR CORP COM 71722R108 0.29 250 SH SOLE 250 PHH CORP COM NEW 693320202 8.45 385 SH SHARED 01 385 PHH CORP COM NEW 693320202 316.71 14,422 SH SHARED 14,422 PHH CORP COM NEW 693320202 443.59 20,200 SH C SHARED 20,200 PHI INC COM NON VTG 69336T205 34.52 1,009 SH SHARED 1,009 PHI INC COM NON VTG 69336T205 2,863.24 83,696 SH SHARED 01 83,696 PHI INC COM VTG 69336T106 26.20 782 SH SOLE 782 PHILIP MORRIS INTL INC COM 718172109 4,598.97 49,606 SH SHARED 20 49,606

PHILIP MORRIS INTL INC COM 718172109 10,783.47 116,314 SH SHARED 116,314 PHILIP MORRIS INTL INC COM 718172109 17,308.96 186,700 SH P SHARED 186,700 PHILIP MORRIS INTL INC COM 718172109 21,545.80 232,400 SH C SHARED 232,400 PHILIP MORRIS INTL INC COM 718172109 116,646.33 1,258,185 SH SHARED 01 1,258,185 PHILIP MORRIS INTL INC COM 718172109 122,189.46 1,317,975 SH SHARED 1,317,975 PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 10.57 149 SH SHARED 149 PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 87.11 1,228 SH SHARED 01 1,228 PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 424.58 5,985 SH SHARED 20 5,985 PHILLIPS 66 COM 718546104 20.57 294 SH SHARED 20 294 PHILLIPS 66 COM 718546104 34.99 500 SH SHARED 500 PHILLIPS 66 COM 718546104 2,623.88 37,500 SH P SHARED 37,500 PHILLIPS 66 COM 718546104 2,653.05 37,917 SH SHARED 37,917 PHILLIPS 66 COM 718546104 12,342.71 176,400 SH C SHARED 176,400 PHILLIPS 66 COM 718546104 27,848.76 398,010 SH SHARED 01 398,010 PHOENIX COS INC NEW COM NEW 71902E604 469.67 15,264 SH SHARED 01 15,264 PHOENIX COS INC NEW COM NEW 71902E604 1,176.31 38,229 SH SHARED 38,229 PHOENIX NEW MEDIA LTD SPONSORED ADS 71910C103 8.64 2,076 SH SOLE 2,076 PHOTOMEDEX INC COM PAR $0.01 719358301 2.70 168 SH SHARED 168 PHOTOMEDEX INC COM PAR $0.01 719358301 3.22 200 SH C SHARED 200 PHOTOMEDEX INC COM PAR $0.01 719358301 32.18 2,000 SH SHARED 01 2,000 PHOTRONICS INC COM 719405102 3.42 512 SH SHARED 01 512 PICO HLDGS INC COM NEW 693366205 16.32 735 SH SHARED 735 PICO HLDGS INC COM NEW 693366205 311.36 14,025 SH SHARED 01 14,025 PIEDMONT NAT GAS INC COM 720186105 3.29 100 SH C SHARED 100 PIEDMONT NAT GAS INC COM 720186105 44.09 1,341 SH SHARED 1,341 PIEDMONT NAT GAS INC COM 720186105 1,610.63 48,985 SH SHARED 01 48,985 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 113.70 5,804 SH SHARED 5,804 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 136.46 6,966 SH SHARED 01 6,966 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 1,437.30 73,369 SH SHARED 73,369 PIER 1 IMPORTS INC COM 720279108 64.40 2,800 SH C SHARED 2,800 PIER 1 IMPORTS INC COM 720279108 124.20 5,400 SH P SHARED 5,400 PIER 1 IMPORTS INC COM 720279108 152.90 6,648 SH SHARED 6,648 PIER 1 IMPORTS INC COM 720279108 391.67 17,029 SH SHARED 01 17,029 PIKE ELEC CORP COM 721283109 12.81 900 SH C SHARED 900 PIKE ELEC CORP COM 721283109 19.92 1,400 SH SHARED 01 1,400 PIKE ELEC CORP COM 721283109 44.11 3,100 SH P SHARED 3,100 PIKE ELEC CORP COM 721283109 67.02 4,710 SH SHARED 4,710 PIMCO CALIF MUN INCOME FD II COM 72200M108 34.03 3,122 SH SHARED 01 3,122 PIMCO CALIF MUN INCOME FD II COM 72201C109 44.65 4,030 SH SHARED 4,030 PIMCO CALIF MUN INCOME FD II COM 72201C109 128.02 11,554 SH SHARED 01 11,554 PIMCO CA MUNICIPAL INCOME FD COM 72200N106 1.46 95 SH SHARED 95 PIMCO CA MUNICIPAL INCOME FD COM 72200N106 374.34 24,292 SH SHARED 01 24,292 PIMCO CORPORATE & INCOME OPP COM 72201B101 4,213.42 195,791 SH SHARED 01 195,791

PIMCO CORPORATE INCOME STRAT COM 72200U100 6.16 335 SH SHARED 335 PIMCO CORPORATE INCOME STRAT COM 72200U100 2,562.98 139,368 SH SHARED 01 139,368 PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 294.74 11,875 SH SHARED 11,875 PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 23,071.01 929,533 SH SHARED 01 929,533 PIMCO DYNAMIC INCOME FD SHS 72201Y101 107.14 3,445 SH SHARED 3,445 PIMCO DYNAMIC INCOME FD SHS 72201Y101 21,495.04 691,159 SH SHARED 01 691,159 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 7,965.31 76,172 SH SHARED 01 76,172 PIMCO ETF TR 1-3YR USTREIDX 72201R106 627.52 12,330 SH SHARED 01 12,330 PIMCO ETF TR 1-5 US TIP IDX 72201R205 12,752.36 234,980 SH SHARED 01 234,980 PIMCO ETF TR 15+ YR US TIPS 72201R304 653.28 9,354 SH SHARED 01 9,354 PIMCO ETF TR 15YR US TRS FD 72201R809 3.75 36 SH SOLE 36 PIMCO ETF TR 25YR+ ZERO U S 72201R882 2,787.46 27,047 SH SHARED 01 27,047 PIMCO ETF TR 7-15 YR US TRS 72201R700 108.98 1,261 SH SHARED 1,261 PIMCO ETF TR 7-15 YR US TRS 72201R700 361.32 4,181 SH SHARED 01 4,181 PIMCO ETF TR AUSTRALIA BD 72201R742 69.57 674 SH SOLE 674 PIMCO ETF TR BLD AMER BD FD 72201R825 83.36 1,505 SH SHARED 1,505 PIMCO ETF TR BLD AMER BD FD 72201R825 260.28 4,699 SH SHARED 01 4,699 PIMCO ETF TR BROAD US TIPS 72201R403 1,027.45 16,885 SH SHARED 01 16,885 PIMCO ETF TR ENHAN SHRT MAT 72201R833 46,942.42 462,373 SH SHARED 01 462,373 PIMCO ETF TR FORN CURR STRT 72201R734 71.19 1,444 SH SOLE 1,444 PIMCO ETF TR GERM BD IDX FD 72201R767 13.23 133 SH SOLE 133 PIMCO ETF TR INTER MUN BD ST 72201R866 2,514.69 46,465 SH SHARED 01 46,465 PIMCO ETF TR INV GRD CRP BD 72201R817 571.73 5,359 SH SHARED 01 5,359 PIMCO ETF TR SHTRM MUN BOND 72201R874 29.64 587 SH SHARED 587 PIMCO ETF TR SHTRM MUN BOND 72201R874 1,485.34 29,419 SH SHARED 01 29,419 PIMCO ETF TR TOTL RETN ETF 72201R775 164.67 1,500 SH C SHARED 1,500 PIMCO ETF TR TOTL RETN ETF 72201R775 70,786.24 644,795 SH SHARED 01 644,795 PIMCO GLOBAL STOCKSPLS INCM COM 722011103 204.97 9,338 SH SHARED 01 9,338 PIMCO HIGH INCOME FD COM SHS 722014107 1,988.39 161,003 SH SHARED 01 161,003 PIMCO INCOME OPPORTUNITY FD COM 72202B100 41.70 1,349 SH SHARED 1,349 PIMCO INCOME OPPORTUNITY FD COM 72202B100 570.85 18,468 SH SHARED 01 18,468 PIMCO INCOME STRATEGY FUND COM 72201H108 5.23 393 SH SHARED 393 PIMCO INCOME STRATEGY FUND COM 72201H108 3,406.06 255,902 SH SHARED 01 255,902 PIMCO INCOME STRATEGY FUND I COM 72201J104 2,396.07 209,081 SH SHARED 01 209,081 PIMCO MUNICIPAL INCOME FD COM 72200R107 347.80 22,139 SH SHARED 01 22,139 PIMCO MUN INCOME FD II COM 72200W106 1,792.68 139,183 SH SHARED 01 139,183 PIMCO MUN INCOME FD III COM 72201A103 10.42 845 SH SHARED 845 PIMCO MUN INCOME FD III COM 72201A103 262.32 21,275 SH SHARED 01 21,275 PIMCO NEW YORK MUN FD II COM 72200Y102 10.12 786 SH SHARED 786 PIMCO NEW YORK MUN FD II COM 72200Y102 79.61 6,186 SH SHARED 01 6,186 PIMCO NEW YORK MUN INCM FD 1 COM 72201E105 106.61 10,514 SH SHARED 01 10,514 PIMCO NY MUNICIPAL INCOME FD COM 72200T103 2.85 234 SH SHARED 234 PIMCO NY MUNICIPAL INCOME FD COM 72200T103 169.09 13,871 SH SHARED 01 13,871 PIMCO STRATEGIC GBL GOV FD I COM 72200X104 60.30 5,285 SH SHARED 5,285

PIMCO STRATEGIC GBL GOV FD I COM 72200X104 1,300.43 113,973 SH SHARED 01 113,973 PINGTAN MARINE ENTERPRISE LT SHS G7114V102 69.10 12,450 SH SOLE 12,450 PINNACLE ENTMT INC COM 723456109 1.30 89 SH SHARED 01 89 PINNACLE ENTMT INC COM 723456109 1.46 100 SH C SHARED 100 PINNACLE FINL PARTNERS INC COM 72346Q104 40.79 1,746 SH SOLE 1,746 PINNACLE WEST CAP CORP COM 723484101 387.86 6,700 SH SHARED 6,700 PINNACLE WEST CAP CORP COM 723484101 1,968.03 33,996 SH SHARED 33,996 PINNACLE WEST CAP CORP COM 723484101 2,746.07 47,436 SH SHARED 01 47,436 PIONEER DIV HIGH INCOME TRUS COM BENE INTER 723653101 138.35 6,405 SH SHARED 01 6,405 PIONEER ENERGY SVCS CORP COM 723664108 2.48 300 SH C SHARED 300 PIONEER ENERGY SVCS CORP COM 723664108 28.88 3,500 SH P SHARED 3,500 PIONEER ENERGY SVCS CORP COM 723664108 309.76 37,547 SH SHARED 01 37,547 PIONEER FLOATING RATE TR COM 72369J102 1,687.96 122,139 SH SHARED 01 122,139 PIONEER HIGH INCOME TR COM 72369H106 1,462.81 86,200 SH SHARED 01 86,200 PIONEER MUN HIGH INCOME ADV COM 723762100 471.54 30,402 SH SHARED 01 30,402 PIONEER MUN HIGH INCOME TR COM SHS 723763108 35.55 2,240 SH SHARED 2,240 PIONEER MUN HIGH INCOME TR COM SHS 723763108 178.03 11,218 SH SHARED 01 11,218 PIONEER NAT RES CO COM 723787107 161.53 1,300 SH C SHARED 1,300 PIONEER NAT RES CO COM 723787107 521.85 4,200 SH P SHARED 4,200 PIONEER NAT RES CO COM 723787107 882.18 7,100 SH SHARED 7,100 PIONEER NAT RES CO COM 723787107 1,964.27 15,809 SH SHARED 15,809 PIONEER NAT RES CO COM 723787107 3,536.65 28,464 SH SHARED 01 28,464 PIONEER NAT RES CO NOTE 2.875% 1/1 723787AH0 12.97 6,000 PRN SHARED 01 6,000 PIONEER SOUTHWST ENRG PRTNR UNIT LP INT 72388B106 12.22 500 SH P SHARED 500 PIONEER SOUTHWST ENRG PRTNR UNIT LP INT 72388B106 100.16 4,100 SH C SHARED 4,100 PIONEER SOUTHWST ENRG PRTNR UNIT LP INT 72388B106 107.57 4,403 SH SHARED 4,403 PIONEER SOUTHWST ENRG PRTNR UNIT LP INT 72388B106 244.30 10,000 SH SHARED 01 10,000 PIPER JAFFRAY COS COM 724078100 5.11 149 SH SHARED 149 PIPER JAFFRAY COS COM 724078100 10.29 300 SH C SHARED 300 PIPER JAFFRAY COS COM 724078100 19.86 579 SH SHARED 01 579 PITNEY BOWES INC COM 724479100 118.88 8,000 SH C SHARED 8,000 PITNEY BOWES INC COM 724479100 175.35 11,800 SH SHARED 11,800 PITNEY BOWES INC COM 724479100 539.97 36,337 SH SHARED 36,337 PITNEY BOWES INC COM 724479100 566.17 38,100 SH P SHARED 38,100 PITNEY BOWES INC COM 724479100 1,777.21 119,597 SH SHARED 01 119,597 PITNEY BOWES INC PREF CV $2.12 724479308 0.48 2 SH SHARED 01 2 PITNEY BOWES INC PREF CV $2.12 724479308 16.96 70 SH SHARED 70 PIXELWORKS INC COM NEW 72581M305 87.70 39,506 SH SHARED 01 39,506 PIZZA INN HOLDINGS INC COM 725846109 22.07 5,000 SH SHARED 01 5,000 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 299.34 5,300 SH C SHARED 5,300 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 1,451.54 25,700 SH P SHARED 25,700 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 79,891.36 1,414,507 SH SHARED 1,414,507

PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 240,937.58 4,265,892 SH SHARED 01 4,265,892 PLAINS EXPL& PRODTN CO COM 726505100 260.04 5,478 SH SHARED 01 5,478 PLAINS EXPL& PRODTN CO COM 726505100 332.29 7,000 SH SHARED 7,000 PLAINS EXPL& PRODTN CO COM 726505100 626.60 13,200 SH C SHARED 13,200 PLAINS EXPL& PRODTN CO COM 726505100 702.56 14,800 SH P SHARED 14,800 PLAINS EXPL& PRODTN CO COM 726505100 2,300.30 48,458 SH SHARED 48,458 PLANAR SYS INC COM 726900103 5.80 3,084 SH SHARED 01 3,084 PLANTRONICS INC NEW COM 727493108 6.32 143 SH SHARED 143 PLANTRONICS INC NEW COM 727493108 17.68 400 SH P SHARED 400 PLANTRONICS INC NEW COM 727493108 26.51 600 SH C SHARED 600 PLANTRONICS INC NEW COM 727493108 383.08 8,669 SH SHARED 01 8,669 PLATINUM GROUP METALS LTD COM NEW 72765Q205 70.86 49,900 SH SHARED 01 49,900 PLATINUM GROUP METALS LTD COM NEW 72765Q205 100.39 70,700 SH SHARED 70,700 PLATINUM UNDERWRITER HLDGS L COM G7127P100 5.58 100 SH C SHARED 100 PLATINUM UNDERWRITER HLDGS L COM G7127P100 6.64 119 SH SHARED 01 119 PLATINUM UNDERWRITER HLDGS L COM G7127P100 23.66 424 SH SHARED 424 PLEXUS CORP COM 729132100 2.43 100 SH SHARED 01 100 PLEXUS CORP COM 729132100 51.25 2,108 SH SHARED 2,108 PLUG POWER INC COM NEW 72919P202 0.03 131 SH SHARED 01 131 PLUG POWER INC COM NEW 72919P202 11.69 53,848 SH SHARED 53,848 PLUMAS BANCORP COM 729273102 18.86 3,600 SH SHARED 01 3,600 PLUM CREEK TIMBER CO INC COM 729251108 135.72 2,600 SH C SHARED 2,600 PLUM CREEK TIMBER CO INC COM 729251108 605.52 11,600 SH P SHARED 11,600 PLUM CREEK TIMBER CO INC COM 729251108 657.72 12,600 SH SHARED 12,600 PLUM CREEK TIMBER CO INC COM 729251108 2,309.28 44,239 SH SHARED 44,239 PLUM CREEK TIMBER CO INC COM 729251108 8,449.14 161,861 SH SHARED 01 161,861 PLURISTEM THERAPEUTICS INC COM 72940R102 138.73 45,189 SH SOLE 45,189 PMC COML TR SH BEN INT 693434102 1.13 150 SH SHARED 01 150 PMC-SIERRA INC COM 69344F106 27.16 4,000 SH SHARED 4,000 PMC-SIERRA INC COM 69344F106 78.81 11,607 SH SHARED 01 11,607 PMC-SIERRA INC COM 69344F106 92.19 13,577 SH SHARED 13,577 PMC-SIERRA INC COM 69344F106 138.52 20,400 SH C SHARED 20,400 PNC FINL SVCS GROUP INC COM 693475105 1,755.60 26,400 SH P SHARED 26,400 PNC FINL SVCS GROUP INC COM 693475105 2,240.78 33,696 SH SHARED 33,696 PNC FINL SVCS GROUP INC COM 693475105 4,255.34 63,990 SH SHARED 20 63,990 PNC FINL SVCS GROUP INC COM 693475105 4,934.30 74,200 SH C SHARED 74,200 PNC FINL SVCS GROUP INC COM 693475105 14,727.29 221,463 SH SHARED 221,463 PNC FINL SVCS GROUP INC COM 693475105 54,189.05 814,873 SH SHARED 01 814,873 PNC FINL SVCS GROUP INC *W EXP 12/31/201 693475121 10.58 864 SH SHARED 864 PNC FINL SVCS GROUP INC *W EXP 12/31/201 693475121 329.53 26,900 SH SHARED 01 26,900 PNM RES INC COM 69349H107 28.06 1,205 SH SHARED 1,205 PNM RES INC COM 69349H107 444.79 19,098 SH SHARED 01 19,098 POAGE BANKSHARES INC COM 730206109 12.60 843 SH SOLE 843 POINT 360 COM 730507100 0.98 1,337 SH SOLE 1,337 POINTER TELOCATION LTD SHS M7946T104 5.52 2,000 SH SOLE 2,000 POINTS INTL LTD COM NEW 730843208 34.22 2,148 SH SOLE 2,148 POKERTEK INC COM NEW 730864204 0.12 80 SH SHARED 01 80 POLARIS INDS INC COM 731068102 18.50 200 SH P SHARED 200 POLARIS INDS INC COM 731068102 166.48 1,800 SH SHARED 1,800 POLARIS INDS INC COM 731068102 184.98 2,000 SH C SHARED 2,000

POLARIS INDS INC COM 731068102 1,145.67 12,387 SH SHARED 12,387 POLARIS INDS INC COM 731068102 8,930.74 96,559 SH SHARED 01 96,559 POLONIA BACORP INC MD COM 73158Q109 15.01 1,679 SH SOLE 1,679 POLYCOM INC COM 73172K104 2.22 200 SH P SHARED 200 POLYCOM INC COM 73172K104 7.76 700 SH C SHARED 700 POLYCOM INC COM 73172K104 88.11 7,952 SH SHARED 01 7,952 POLYCOM INC COM 73172K104 5,521.59 498,338 SH SHARED 498,338 POLYMET MINING CORP COM 731916102 12.94 10,967 SH SHARED 10,967 POLYMET MINING CORP COM 731916102 61.21 51,875 SH SHARED 01 51,875 POLYONE CORP COM 73179P106 16.94 694 SH SHARED 01 694 POLYONE CORP COM 73179P106 19.53 800 SH C SHARED 800 POLYONE CORP COM 73179P106 73.23 3,000 SH P SHARED 3,000 POLYPORE INTL INC COM 73179V103 16.07 400 SH C SHARED 400 POLYPORE INTL INC COM 73179V103 36.16 900 SH P SHARED 900 POLYPORE INTL INC COM 73179V103 304.52 7,579 SH SHARED 7,579 POLYPORE INTL INC COM 73179V103 567.10 14,114 SH SHARED 01 14,114 POOL CORPORATION COM 73278L105 268.80 5,600 SH P SHARED 5,600 POOL CORPORATION COM 73278L105 767.18 15,983 SH SHARED 01 15,983 POPE RES DEL LTD PARTNERSHIP DEPOSITRY RCPT 732857107 32.16 523 SH SHARED 523 POPE RES DEL LTD PARTNERSHIP DEPOSITRY RCPT 732857107 1,935.16 31,466 SH SHARED 01 31,466 POPULAR INC COM NEW 733174700 85.56 3,100 SH C SHARED 3,100 POPULAR INC COM NEW 733174700 223.56 8,100 SH P SHARED 8,100 POPULAR INC COM NEW 733174700 283.34 10,266 SH SHARED 10,266 POPULAR INC COM NEW 733174700 847.35 30,701 SH SHARED 01 30,701 PORTER BANCORP INC COM 736233107 1.26 1,397 SH SOLE 1,397 PORTFOLIO RECOVERY ASSOCS IN COM 73640Q105 50.77 400 SH C SHARED 400 PORTFOLIO RECOVERY ASSOCS IN COM 73640Q105 50.77 400 SH SHARED 01 400 PORTLAND GEN ELEC CO COM NEW 736508847 839.66 27,684 SH SHARED 01 27,684 PORTUGAL TELECOM SGPS S A SPONSORED ADR 737273102 54.54 10,996 SH SHARED 01 10,996 POSCO SPONSORED ADR 693483109 73.71 1,000 SH P SHARED 1,000 POSCO SPONSORED ADR 693483109 787.59 10,685 SH SHARED 20 10,685 POSCO SPONSORED ADR 693483109 1,127.91 15,302 SH SHARED 01 15,302 POSCO SPONSORED ADR 693483109 9,117.63 123,696 SH SHARED 123,696 POST HLDGS INC COM 737446104 82.98 1,933 SH SHARED 01 1,933 POST HLDGS INC COM 737446104 714.91 16,653 SH SHARED 16,653 POST PPTYS INC COM 737464107 93.16 1,978 SH SHARED 01 1,978 POST PPTYS INC COM 737464107 1,029.89 21,866 SH SHARED 21,866 POST PPTYS INC COM 737464107 1,110.99 23,588 SH SHARED 23,588 POSTROCK ENERGY CORP COM 737525105 4.27 2,413 SH SOLE 2,413 POTASH CORP SASK INC COM 73755L107 1,259.93 32,100 SH C SHARED 32,100 POTASH CORP SASK INC COM 73755L107 4,129.10 105,200 SH SHARED 105,200 POTASH CORP SASK INC COM 73755L107 4,694.30 119,600 SH P SHARED 119,600 POTASH CORP SASK INC COM 73755L107 10,059.42 256,291 SH SHARED 256,291 POTASH CORP SASK INC COM 73755L107 33,582.61 855,608 SH SHARED 01 855,608 POTLATCH CORP NEW COM 737630103 7.25 158 SH SHARED 158 POTLATCH CORP NEW COM 737630103 22.93 500 SH C SHARED 500 POTLATCH CORP NEW COM 737630103 759.58 16,563 SH SHARED 01 16,563 POWELL INDS INC COM 739128106 26.29 500 SH SHARED 01 500 POWELL INDS INC COM 739128106 55.04 1,047 SH SHARED 1,047 POWER INTEGRATIONS INC COM 739276103 273.92 6,310 SH SHARED 20 6,310

POWER ONE INC NEW COM 73930R102 7.50 1,811 SH SHARED 01 1,811 POWER ONE INC NEW COM 73930R102 115.90 27,996 SH SHARED 27,996 POWER ONE INC NEW COM 73930R102 122.96 29,700 SH P SHARED 29,700 POWER ONE INC NEW COM 73930R102 202.86 49,000 SH C SHARED 49,000 POWER REIT COM 73933H101 41.16 3,958 SH SHARED 01 3,958 POWERSECURE INTL INC COM 73936N105 5.08 400 SH C SHARED 400 POWERSECURE INTL INC COM 73936N105 5.08 400 SH SHARED 01 400 POWERSECURE INTL INC COM 73936N105 512.42 40,316 SH SHARED 40,316 POWERSHARES ACTIVE MNG ETF T S&P500 DWNHDGE 73935B805 5.26 200 SH SOLE 200 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 109.24 4,000 SH P SHARED 4,000 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 499.77 18,300 SH C SHARED 18,300 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 67,770.12 2,481,513 SH SHARED 01 2,481,513 POWERSHARES DB G10 CURCY HAR COM UT BEN INT 73935Y102 2,461.14 90,317 SH SHARED 01 90,317 POWERSHARES ETF TR II BUILD AMER ETF 73937B407 22,325.52 737,059 SH SHARED 01 737,059 POWERSHARES ETF TR II EM MRK LOW VOL 73937B662 498.12 17,242 SH SHARED 01 17,242 POWERSHARES ETF TR II EMRG MKTS INFR 73937B209 26.69 648 SH SHARED 648 POWERSHARES ETF TR II EMRG MKTS INFR 73937B209 996.55 24,194 SH SHARED 01 24,194 POWERSHARES ETF TR II FND INV GR CP 73937B761 9.84 384 SH SOLE 384 POWERSHARES ETF TR II INTL DEV LOWVL 73937B688 3.34 109 SH SHARED 01 109 POWERSHARES ETF TR II KBW BK PORT 73937B746 808.69 27,992 SH SHARED 01 27,992 POWERSHARES ETF TR II KBW RG BK PORT 73937B712 34.17 1,100 SH SHARED 01 1,100 POWERSHARES ETF TR II PWRSH S&P500HI 73937B654 407.36 14,878 SH SHARED 01 14,878 POWERSHARES ETF TR II S&P500 HGH BET 73937B829 1,835.93 76,753 SH SHARED 01 76,753 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 373.49 12,017 SH SHARED 12,017 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 6,557.88 211,000 SH P SHARED 01 211,000 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 61,098.49 1,965,846 SH SHARED 01 1,965,846 POWERSHARES ETF TR II S&P EMRGHIBETA 73937B670 4.54 207 SH SOLE 207 POWERSHARES ETF TR II S&P SMCP C DIS 73937B506 959.57 26,054 SH SHARED 01 26,054 POWERSHARES ETF TR II S&P SMCP CONSU 73937B605 596.51 15,190 SH SHARED 01 15,190 POWERSHARES ETF TR II S&P SMCP ENE P 73937B704 103.12 2,655 SH SHARED 01 2,655 POWERSHARES ETF TR II S&P SMCP FIN P 73937B803 136.89 3,937 SH SHARED 01 3,937 POWERSHARES ETF TR II S&P SMCP HC PO 73937B886 1,166.48 29,082 SH SHARED 01 29,082 POWERSHARES ETF TR II S&P SMCP IND P 73937B878 9.78 271 SH SHARED 271 POWERSHARES ETF TR II S&P SMCP IND P 73937B878 134.62 3,729 SH SHARED 01 3,729 POWERSHARES ETF TR II S&P SMCP IT PO 73937B860 2,297.71 67,520 SH SHARED 01 67,520 POWERSHARES ETF TR II S&P SMCP MAT P 73937B852 2.77 78 SH SHARED 01 78 POWERSHARES ETF TR II S&P SMCP UTI P 73937B837 3.22 100 SH SHARED 01 100 POWERSHARES ETF TR II S&P SMCP UTI P 73937B837 26.51 823 SH SHARED 823 POWERSHARES ETF TRUST AERSPC DEF PTF 73935X690 1,084.80 46,878 SH SHARED 01 46,878 POWERSHARES ETF TRUST BASIC MAT SECT 73935X427 1,157.00 26,616 SH SHARED 01 26,616 POWERSHARES ETF TRUST CLEANTECH PORT 73935X278 40.03 1,565 SH SHARED 1,565 POWERSHARES ETF TRUST CLEANTECH PORT 73935X278 770.21 30,110 SH SHARED 01 30,110 POWERSHARES ETF TRUST CON DISCRE SEC 73935X419 1,975.60 59,345 SH SHARED 01 59,345 POWERSHARES ETF TRUST CON STAPLE SEC 73935X393 589.05 15,288 SH SHARED 01 15,288 POWERSHARES ETF TRUST DIV ACHV PRTF 73935X732 7,507.26 417,302 SH SHARED 01 417,302 POWERSHARES ETF TRUST DWA TECH LDRS 73935X153 31,782.27 1,027,887 SH SHARED 01 1,027,887 POWERSHARES ETF TRUST DYNA BUYBK ACH 73935X286 5,454.84 160,248 SH SHARED 01 160,248 POWERSHARES ETF TRUST DYNAMIC MKT PT 73935X104 237.52 4,241 SH SHARED 01 4,241 POWERSHARES ETF TRUST DYNAMIC OTC PT 73935X203 2.16 40 SH SHARED 01 40

POWERSHARES ETF TRUST DYN BIOT & GEN 73935X856 6,365.64 242,778 SH SHARED 01 242,778 POWERSHARES ETF TRUST DYN BLDG CNSTR 73935X666 3,494.92 173,016 SH SHARED 01 173,016 POWERSHARES ETF TRUST DYN EN EX PROD 73935X658 1,283.71 40,534 SH SHARED 01 40,534 POWERSHARES ETF TRUST DYN FD & BEV 73935X849 23.49 1,000 SH SHARED 1,000 POWERSHARES ETF TRUST DYN FD & BEV 73935X849 5,225.96 222,476 SH SHARED 01 222,476 POWERSHARES ETF TRUST DYN LSR & ENT 73935X757 3,836.44 144,466 SH SHARED 01 144,466 POWERSHARES ETF TRUST DYN MEDIA PORT 73935X823 5,569.38 284,007 SH SHARED 01 284,007 POWERSHARES ETF TRUST DYNM LRG CP GR 73935X609 821.64 39,163 SH SHARED 01 39,163 POWERSHARES ETF TRUST DYNM LRG CP VL 73935X708 7,410.04 301,589 SH SHARED 01 301,589 POWERSHARES ETF TRUST DYN NETWKG PRT 73935X815 1,303.14 48,972 SH SHARED 01 48,972 POWERSHARES ETF TRUST DYN OIL SVCS 73935X625 2,329.50 99,679 SH SHARED 01 99,679 POWERSHARES ETF TRUST DYN PHRMA PORT 73935X799 6,285.82 159,175 SH SHARED 01 159,175 POWERSHARES ETF TRUST DYN RETAIL PTF 73935X617 694.52 24,929 SH SHARED 01 24,929 POWERSHARES ETF TRUST DYN SEMCT PORT 73935X781 25.26 1,614 SH SHARED 1,614 POWERSHARES ETF TRUST DYN SEMCT PORT 73935X781 364.87 23,313 SH SHARED 01 23,313 POWERSHARES ETF TRUST DYN SFTWR PORT 73935X773 2,526.03 83,395 SH SHARED 01 83,395 POWERSHARES ETF TRUST DYN UTIL PORTF 73935X591 260.45 13,935 SH SHARED 01 13,935 POWERSHARES ETF TRUST ENERGY SEC POR 73935X385 509.04 10,263 SH SHARED 01 10,263 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 1.85 100 SH C SHARED 100 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 5.56 300 SH P SHARED 300 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 30,100.95 1,624,444 SH SHARED 01 1,624,444 POWERSHARES ETF TRUST FINL SECT PORT 73935X377 11.76 500 SH SHARED 01 500 POWERSHARES ETF TRUST FND PR MIDGRT PT 73935X807 7.31 286 SH SHARED 286 POWERSHARES ETF TRUST FND PR MIDGRT PT 73935X807 1,297.76 50,793 SH SHARED 01 50,793 POWERSHARES ETF TRUST FND PUR LRGCR PT 73935X450 98.17 3,244 SH SHARED 01 3,244 POWERSHARES ETF TRUST FND PUR MDVAL PT 73935X880 779.19 37,715 SH SHARED 01 37,715 POWERSHARES ETF TRUST FND PUR MIDCR PT 73935X443 27.19 902 SH SHARED 01 902 POWERSHARES ETF TRUST FND PUR MIDCR PT 73935X443 37.08 1,230 SH SHARED 1,230 POWERSHARES ETF TRUST FND PUR SMGRT PT 73935X872 731.31 36,731 SH SHARED 01 36,731 POWERSHARES ETF TRUST FND PUR SMLCR PT 73935X435 88.56 3,210 SH SHARED 01 3,210 POWERSHARES ETF TRUST FND PUR SMVAL PT 73935X864 569.61 29,047 SH SHARED 01 29,047 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 7,421.76 105,889 SH SHARED 01 105,889 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 5,212.37 66,954 SH SHARED 01 66,954 POWERSHARES ETF TRUST GBL LSTD PVT EQT 73935X195 3.33 295 SH SHARED 295 POWERSHARES ETF TRUST GBL LSTD PVT EQT 73935X195 2,708.73 239,923 SH SHARED 01 239,923 POWERSHARES ETF TRUST GOLDEN DRG CHINA 73935X401 5.34 279 SH SHARED 279 POWERSHARES ETF TRUST GOLDEN DRG CHINA 73935X401 216.11 11,297 SH SHARED 01 11,297 POWERSHARES ETF TRUST HI YLD EQ DVDN 73935X302 4,613.70 436,490 SH SHARED 01 436,490 POWERSHARES ETF TRUST HLTHCR SEC POR 73935X351 3,258.08 84,676 SH SHARED 01 84,676 POWERSHARES ETF TRUST INDL SECT PORT 73935X369 45.02 1,199 SH SHARED 01 1,199 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 10,832.44 641,732 SH SHARED 01 641,732 POWERSHARES ETF TRUST LX NANOTCH PTF 73935X633 7.16 1,080 SH SHARED 01 1,080 POWERSHARES ETF TRUST MAGNIQUANT POR 73935X468 4.04 129 SH SHARED 01 129 POWERSHARES ETF TRUST NASD INTNT ETF 73935X146 3,466.53 76,923 SH SHARED 01 76,923 POWERSHARES ETF TRUST S&P 500 HGH QLTY 73935X682 915.39 52,428 SH SHARED 01 52,428 POWERSHARES ETF TRUST TECH SECT PORT 73935X344 877.58 29,880 SH SHARED 01 29,880 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 8,279.60 360,296 SH SHARED 01 360,296 POWERSHARES ETF TRUST WILDERHILL PRO 73935X161 152.30 5,395 SH SHARED 01 5,395 POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 4.18 962 SH SHARED 962 POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 1,224.56 281,508 SH SHARED 01 281,508 POWERSHARES ETF TRUST ZACKS MC PRTFL 73935X740 5.99 439 SH SHARED 439 POWERSHARES ETF TRUST ZACKS MC PRTFL 73935X740 786.73 57,678 SH SHARED 01 57,678 POWERSHARES ETF TRUST II CEF INC COMPST 73936Q843 2,266.98 86,592 SH SHARED 01 86,592 POWERSHARES ETF TRUST II DWA DEVEL MKTS 73936Q108 19,226.78 901,396 SH SHARED 01 901,396

POWERSHARES ETF TRUST II DWA EMRG MKTS 73936Q207 22,850.59 1,129,540 SH SHARED 01 1,129,540 POWERSHARES ETF TRUST II DWA SC TECHLDR 73936Q744 41.31 1,318 SH SHARED 01 1,318 POWERSHARES ETF TRUST II GLOB GLD&P ETF 73936Q876 13.59 444 SH SHARED 444 POWERSHARES ETF TRUST II GLOB GLD&P ETF 73936Q876 115.71 3,779 SH SHARED 01 3,779 POWERSHARES ETF TRUST II GLOBL AGRI ETF 73936Q702 1,274.53 40,505 SH SHARED 01 40,505 POWERSHARES ETF TRUST II INTL CORP BOND 73936Q835 2,849.35 99,767 SH SHARED 01 99,767 POWERSHARES ETF TRUST II KBW HG YLD FIN 73936Q793 16,469.69 633,596 SH SHARED 01 633,596 POWERSHARES ETF TRUST II KBW YIELD REIT 73936Q819 1,115.94 34,158 SH SHARED 01 34,158 POWERSHARES ETF TRUST II MENA FRNTR ETF 73936Q603 62.19 5,845 SH SHARED 01 5,845 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 34,849.12 1,388,411 SH SHARED 01 1,388,411 POWERSHARES EXCHANGE TRADED LARGE VALUE 739371201 5.04 204 SH SOLE 204 POWERSHARES GLOBAL ETF FD S&P 500 BUYWRT 73936G308 206.99 10,087 SH SHARED 10,087 POWERSHARES GLOBAL ETF FD S&P 500 BUYWRT 73936G308 1,414.69 68,942 SH SHARED 01 68,942 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 28,213.48 1,896,067 SH SHARED 01 1,896,067 POWERSHARES GLOBAL ETF TRUST ASIA PAC EX-JP 73936T854 740.64 12,728 SH SHARED 01 12,728 POWERSHARES GLOBAL ETF TRUST CALI MUNI ETF 73936T441 1,533.28 60,883 SH SHARED 01 60,883 POWERSHARES GLOBAL ETF TRUST DEV MKTS EX-US 73936T789 2,426.82 65,643 SH SHARED 01 65,643 POWERSHARES GLOBAL ETF TRUST DYN DEVINTLOPP 73936T805 24.15 1,313 SH SHARED 1,313 POWERSHARES GLOBAL ETF TRUST DYN DEVINTLOPP 73936T805 36.32 1,975 SH SHARED 01 1,975 POWERSHARES GLOBAL ETF TRUST EMER MRKT PORT 73936T763 7,066.53 325,197 SH SHARED 01 325,197 POWERSHARES GLOBAL ETF TRUST EX US SML PORT 73936T771 271.19 11,006 SH SHARED 01 11,006 POWERSHARES GLOBAL ETF TRUST FDM HG YLD RAFI 73936T557 3.87 200 SH C SHARED 200 POWERSHARES GLOBAL ETF TRUST FDM HG YLD RAFI 73936T557 11,402.36 588,965 SH SHARED 01 588,965 POWERSHARES GLOBAL ETF TRUST GBL CLEAN ENER 73936T615 0.06 7 SH SHARED 7 POWERSHARES GLOBAL ETF TRUST GBL CLEAN ENER 73936T615 127.78 14,806 SH SHARED 01 14,806 POWERSHARES GLOBAL ETF TRUST GBL WTR PORT 73936T623 1,330.61 69,375 SH SHARED 01 69,375 POWERSHARES GLOBAL ETF TRUST I-30 LAD TREAS 73936T524 29.39 913 SH SHARED 913 POWERSHARES GLOBAL ETF TRUST I-30 LAD TREAS 73936T524 4,018.51 124,845 SH SHARED 01 124,845 POWERSHARES GLOBAL ETF TRUST INSUR NATL MUN 73936T474 11,787.67 464,429 SH SHARED 01 464,429 POWERSHARES GLOBAL ETF TRUST NY MUNI BD ETF 73936T458 983.77 40,418 SH SHARED 01 40,418 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 74,148.75 2,489,884 SH SHARED 01 2,489,884 POWERSHARES GLOBAL ETF TRUST WK VRDO TX FR 73936T433 2.80 112 SH SHARED 112 POWERSHARES GLOBAL ETF TRUST WK VRDO TX FR 73936T433 5,821.84 233,060 SH SHARED 01 233,060

POWERSHARES INDIA ETF TR INDIA PORT 73935L100 1,083.25 60,014 SH SHARED 01 60,014 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 2,565.68 37,200 SH P SHARED 01 37,200 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 4,708.58 68,270 SH SHARED 68,270 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 42,064.80 609,900 SH C SHARED 609,900 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 66,572.60 965,240 SH SHARED 965,240 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 70,597.69 1,023,600 SH P SHARED 1,023,600 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 160,033.30 2,320,332 SH SHARED 01 2,320,332 POWERSHS DB MULTI SECT COMM DB BASE METALS 73936B705 21.05 1,200 SH P SHARED 1,200 POWERSHS DB MULTI SECT COMM DB BASE METALS 73936B705 3,144.17 179,257 SH SHARED 01 179,257 POWERSHS DB MULTI SECT COMM DB ENERGY FUND 73936B101 960.51 32,996 SH SHARED 01 32,996 POWERSHS DB MULTI SECT COMM DB GOLD FUND 73936B606 139.41 2,559 SH SHARED 2,559 POWERSHS DB MULTI SECT COMM DB GOLD FUND 73936B606 224.13 4,114 SH SHARED 01 4,114 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 2.70 100 SH C SHARED 100 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 10.80 400 SH P SHARED 400 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 352.13 13,042 SH SHARED 01 13,042 POWERSHS DB MULTI SECT COMM DB PREC MTLS 73936B200 120.47 2,233 SH SHARED 2,233 POWERSHS DB MULTI SECT COMM DB PREC MTLS 73936B200 3,941.91 73,066 SH SHARED 01 73,066 POWERSHS DB MULTI SECT COMM DB SILVER FUND 73936B309 111.78 2,304 SH SHARED 2,304 POWERSHS DB MULTI SECT COMM DB SILVER FUND 73936B309 1,111.72 22,914 SH SHARED 01 22,914 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 38.85 1,500 SH C SHARED 1,500 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 129.99 5,019 SH SHARED 5,019 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 204.61 7,900 SH P SHARED 7,900 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 13,135.91 507,178 SH SHARED 01 507,178 POWERSHS DB US DOLLAR INDEX DOLL INDX BEAR 73936D206 245.98 9,421 SH SHARED 9,421 POWERSHS DB US DOLLAR INDEX DOLL INDX BEAR 73936D206 491.44 18,822 SH SHARED 01 18,822 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 196.62 8,700 SH C SHARED 8,700 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 1,607.52 71,129 SH SHARED 71,129 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 2,782.06 123,100 SH P SHARED 123,100 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 7,271.26 321,737 SH SHARED 01 321,737 POZEN INC COM 73941U102 20.03 3,800 SH C SHARED 3,800 POZEN INC COM 73941U102 22.03 4,180 SH SHARED 4,180 POZEN INC COM 73941U102 32.67 6,200 SH P SHARED 6,200

POZEN INC COM 73941U102 33.55 6,366 SH SHARED 01 6,366 PPG INDS INC COM 693506107 409.19 3,055 SH SHARED 3,055 PPG INDS INC COM 693506107 1,366.19 10,200 SH SHARED 10,200 PPG INDS INC COM 693506107 1,486.73 11,100 SH P SHARED 11,100 PPG INDS INC COM 693506107 3,589.59 26,800 SH C SHARED 26,800 PPG INDS INC COM 693506107 19,664.67 146,817 SH SHARED 01 146,817 PPL CORP COM 69351T106 1,111.66 35,505 SH SHARED 35,505 PPL CORP COM 69351T106 1,236.18 39,482 SH SHARED 39,482 PPL CORP COM 69351T106 1,415.21 45,200 SH P SHARED 45,200 PPL CORP COM 69351T106 1,682.91 53,750 SH SHARED 20 53,750 PPL CORP COM 69351T106 5,128.58 163,800 SH C SHARED 163,800 PPL CORP COM 69351T106 21,733.62 694,143 SH SHARED 01 694,143 PPL CORP UNIT 99/99/9999 69351T601 46.58 850 SH SHARED 01 850 PPL CORP UNIT 99/99/9999 69351T601 4,225.03 77,099 SH SHARED 77,099 PPL CORP UNIT 99/99/9999S 69351T114 66.90 1,200 SH SHARED 01 1,200 PRANA BIOTECHNOLOGY LTD SPONSORED ADR 739727105 5.23 2,302 SH SOLE 2,302 PRAXAIR INC COM 74005P104 90.91 815 SH SHARED 20 815 PRAXAIR INC COM 74005P104 356.93 3,200 SH C SHARED 3,200 PRAXAIR INC COM 74005P104 2,170.01 19,455 SH SHARED 19,455 PRAXAIR INC COM 74005P104 2,246.30 20,139 SH SHARED 20,139 PRAXAIR INC COM 74005P104 3,279.28 29,400 SH P SHARED 29,400 PRAXAIR INC COM 74005P104 32,573.47 292,034 SH SHARED 01 292,034 PRECIDIAN ETFS TR MAXIS NIKKEI 74016W106 708.43 44,894 SH SHARED 01 44,894 PRECISION CASTPARTS CORP COM 740189105 208.58 1,100 SH P SHARED 1,100 PRECISION CASTPARTS CORP COM 740189105 967.06 5,100 SH C SHARED 5,100 PRECISION CASTPARTS CORP COM 740189105 2,977.03 15,700 SH SHARED 15,700 PRECISION CASTPARTS CORP COM 740189105 3,293.70 17,370 SH SHARED 20 17,370 PRECISION CASTPARTS CORP COM 740189105 13,566.55 71,546 SH SHARED 01 71,546 PRECISION DRILLING CORP COM 2010 74022D308 5.60 607 SH SHARED 607 PRECISION DRILLING CORP COM 2010 74022D308 34.15 3,700 SH C SHARED 3,700 PRECISION DRILLING CORP COM 2010 74022D308 37.84 4,100 SH P SHARED 4,100 PRECISION DRILLING CORP COM 2010 74022D308 116.61 12,634 SH SHARED 12,634 PRECISION DRILLING CORP COM 2010 74022D308 475.74 51,543 SH SHARED 01 51,543 PREFERRED APT CMNTYS INC COM 74039L103 4.77 500 SH SHARED 01 500 PREFERRED BK LOS ANGELES CA COM NEW 740367404 30.00 1,901 SH SOLE 1,901 PREFORMED LINE PRODS CO COM 740444104 54.02 772 SH SHARED 772 PREFORMED LINE PRODS CO COM 740444104 256.72 3,669 SH SHARED 01 3,669 PREMIERE GLOBAL SVCS INC COM 740585104 2.79 254 SH SHARED 01 254 PREMIERE GLOBAL SVCS INC COM 740585104 170.48 15,512 SH SHARED 15,512 PREMIER EXIBITIONS INC COM 74051E102 0.80 300 SH SHARED 01 300 PREMIER EXIBITIONS INC COM 74051E102 1.05 396 SH SHARED 396 PREMIERWEST BANCORP COM NEW 740921200 0.51 257 SH SHARED 257 PREMIERWEST BANCORP COM NEW 740921200 2.14 1,073 SH SHARED 01 1,073 PRESTIGE BRANDS HLDGS INC COM 74112D101 11.51 448 SH SHARED 448 PRESTIGE BRANDS HLDGS INC COM 74112D101 368.52 14,345 SH SHARED 01 14,345 PRETIUM RES INC COM 74139C102 201.96 25,500 SH SHARED 01 25,500 PRGX GLOBAL INC COM NEW 69357C503 0.21 30 SH SHARED 01 30 PRGX GLOBAL INC COM NEW 69357C503 12.95 1,863 SH SHARED 1,863 PRICELINE COM INC COM NEW 741503403 3,460.08 5,028 SH SHARED 5,028 PRICELINE COM INC COM NEW 741503403 5,477.08 7,959 SH SHARED 20 7,959 PRICELINE COM INC COM NEW 741503403 9,014.23 13,099 SH SHARED 01 13,099 PRICELINE COM INC COM NEW 741503403 10,042.35 14,593 SH SHARED 14,593 PRICELINE COM INC COM NEW 741503403 24,705.02 35,900 SH P SHARED 35,900

PRICELINE COM INC COM NEW 741503403 41,152.09 59,800 SH C SHARED 59,800 PRICESMART INC COM 741511109 15.57 200 SH C SHARED 200 PRICESMART INC COM 741511109 38.92 500 SH P SHARED 500 PRICESMART INC COM 741511109 88.73 1,140 SH SHARED 1,140 PRICESMART INC COM 741511109 457.64 5,880 SH SHARED 20 5,880 PRICESMART INC COM 741511109 2,171.69 27,903 SH SHARED 01 27,903 PRICE T ROWE GROUP INC COM 74144T108 82.36 1,100 SH P SHARED 1,100 PRICE T ROWE GROUP INC COM 74144T108 955.79 12,766 SH SHARED 12,766 PRICE T ROWE GROUP INC COM 74144T108 1,070.64 14,300 SH SHARED 14,300 PRICE T ROWE GROUP INC COM 74144T108 2,665.37 35,600 SH C SHARED 35,600 PRICE T ROWE GROUP INC COM 74144T108 15,773.91 210,684 SH SHARED 01 210,684 PRIMA BIOMED LTD SPON ADR LVL II 74154B203 2.55 794 SH SOLE 794 PRIME ACQUISITION CORP UNIT 99/99/9999 G72436119 54.24 5,370 SH SOLE 5,370 PRIMERICA INC COM 74164M108 169.14 5,160 SH SHARED 5,160 PRIMERICA INC COM 74164M108 1,039.32 31,706 SH SHARED 01 31,706 PRIMERO MNG CORP COM 74164W106 280.98 42,000 SH P SHARED 42,000 PRIMERO MNG CORP COM 74164W106 307.74 46,000 SH SHARED 01 46,000 PRIMERO MNG CORP COM 74164W106 1,102.03 164,728 SH SHARED 164,728 PRIMORIS SVCS CORP COM 74164F103 7.36 333 SH SHARED 01 333 PRIMORIS SVCS CORP COM 74164F103 11.83 535 SH SHARED 535 PRIMO WTR CORP COM 74165N105 0.22 200 SH P SOLE 200 PRIMO WTR CORP COM 74165N105 1.10 1,000 SH C SOLE 1,000 PRIMUS TELECOMMUNICATIONS GR COM 741929301 10.74 972 SH SHARED 01 972 PRIMUS TELECOMMUNICATIONS GR COM 741929301 12.56 1,137 SH SHARED 1,137 PRINCIPAL FINL GROUP INC COM 74251V102 13.61 400 SH P SHARED 400 PRINCIPAL FINL GROUP INC COM 74251V102 20.42 600 SH C SHARED 600 PRINCIPAL FINL GROUP INC COM 74251V102 365.48 10,740 SH SHARED 01 10,740 PRINCIPAL FINL GROUP INC COM 74251V102 732.56 21,527 SH SHARED 21,527 PRINCIPAL FINL GROUP INC COM 74251V102 792.90 23,300 SH SHARED 23,300 PRINCIPAL FINL GROUP INC COM 74251V102 3,863.26 113,525 SH SHARED 20 113,525 PRINCIPLED EQUITY MARKET FD SH BEN INT 742959109 7.22 438 SH SHARED 01 438 PRIVATEBANCORP INC COM 742962103 5.99 317 SH SHARED 01 317 PRIVATEBANCORP INC COM 742962103 47.23 2,500 SH C SHARED 2,500 PRIVATEBANCORP INC COM 742962103 209.81 11,107 SH SHARED 11,107 PROASSURANCE CORP COM 74267C106 404.67 8,550 SH SHARED 8,550 PROASSURANCE CORP COM 74267C106 962.55 20,337 SH SHARED 20 20,337 PROASSURANCE CORP COM 74267C106 2,390.92 50,516 SH SHARED 01 50,516 PROCERA NETWORKS INC COM NEW 74269U203 38.05 3,200 SH C SHARED 3,200 PROCERA NETWORKS INC COM NEW 74269U203 237.80 20,000 SH P SHARED 20,000 PROCERA NETWORKS INC COM NEW 74269U203 1,539.87 129,510 SH SHARED 01 129,510 PROCTER & GAMBLE CO COM 742718109 61.65 800 SH P SHARED 01 800 PROCTER & GAMBLE CO COM 742718109 3,417.69 44,351 SH SHARED 17 44,351 PROCTER & GAMBLE CO COM 742718109 8,067.57 104,692 SH SHARED 20 104,692 PROCTER & GAMBLE CO COM 742718109 8,099.01 105,100 SH P SHARED 105,100 PROCTER & GAMBLE CO COM 742718109 16,324.47 211,841 SH SHARED 211,841 PROCTER & GAMBLE CO COM 742718109 19,812.13 257,100 SH C SHARED 257,100 PROCTER & GAMBLE CO COM 742718109 120,264.84 1,560,665 SH SHARED 1,560,665 PROCTER & GAMBLE CO COM 742718109 325,334.30 4,221,831 SH SHARED 01 4,221,831 PRO-DEX INC COLO COM NEW 74265M205 3.90 1,867 SH SOLE 1,867 PROGENICS PHARMACEUTICALS IN COM 743187106 6.78 1,261 SH SHARED 1,261

PROGENICS PHARMACEUTICALS IN COM 743187106 8.61 1,600 SH P SHARED 1,600 PROGENICS PHARMACEUTICALS IN COM 743187106 9.15 1,700 SH SHARED 01 1,700 PROGENICS PHARMACEUTICALS IN COM 743187106 49.50 9,200 SH C SHARED 9,200 PROGRESSIVE CORP OHIO COM 743315103 33.76 1,336 SH SHARED 1,336 PROGRESSIVE CORP OHIO COM 743315103 136.46 5,400 SH C SHARED 5,400 PROGRESSIVE CORP OHIO COM 743315103 1,420.17 56,200 SH SHARED 56,200 PROGRESSIVE CORP OHIO COM 743315103 1,447.95 57,299 SH SHARED 01 57,299 PROGRESSIVE CORP OHIO COM 743315103 1,498.01 59,280 SH SHARED 20 59,280 PROGRESSIVE WASTE SOLUTIONS COM 74339G101 10.26 485 SH SHARED 01 485 PROGRESS SOFTWARE CORP COM 743312100 39.59 1,734 SH SHARED 1,734 PROGRESS SOFTWARE CORP COM 743312100 41.73 1,828 SH SHARED 01 1,828 PROLOGIS NOTE 2.625% 5/1 74340XAS0 2.00 2,000 PRN SHARED 01 2,000 PROLOGIS NOTE 2.625% 5/1 743410AS1 2.00 2,000 PRN SHARED 01 2,000 PROLOGIS NOTE 3.250% 3/1 74340XAT8 3.46 3,000 PRN SHARED 01 3,000 PROLOGIS INC COM 74340W103 207.90 5,200 SH P SHARED 5,200 PROLOGIS INC COM 74340W103 1,279.36 32,000 SH C SHARED 32,000 PROLOGIS INC COM 74340W103 1,509.56 37,758 SH SHARED 01 37,758 PROLOGIS INC COM 74340W103 3,288.91 82,264 SH SHARED 82,264 PROLOGIS INC COM 74340W103 8,793.76 219,954 SH SHARED 219,954 PROLOR BIOTECH INC COM 74344F106 1.52 300 SH C SHARED 300 PROLOR BIOTECH INC COM 74344F106 12.99 2,568 SH SHARED 2,568 PROLOR BIOTECH INC COM 74344F106 25.30 5,000 SH SHARED 01 5,000 PROMOTORA DE INFORMACIONES S ADR CL A SHS 74343G204 0.39 350 SH SHARED 01 350 PROMOTORA DE INFORMACIONES S ADR CL A SHS 74343G204 784.81 713,465 SH SHARED 713,465 PROMOTORA DE INFORMACIONES S ADR CL B CONV 74343G303 2.46 2,000 SH SHARED 01 2,000 PROMOTORA DE INFORMACIONES S ADR CL B CONV 74343G303 5,035.11 4,093,583 SH SHARED 4,093,583 PROOFPOINT INC COM 743424103 54.24 3,217 SH SHARED 3,217 PROOFPOINT INC COM 743424103 198.95 11,800 SH SHARED 01 11,800 PROPHASE LABS INC COM 74345W108 4.44 2,626 SH SHARED 01 2,626 PROSHARES TR 30YR TIPS/TSY 74348A814 37.31 949 SH SOLE 949 PROSHARES TR BASIC MAT NEW 74347X138 4.58 90 SH SOLE 90 PROSHARES TR BASIC MAT NEW 74347X138 20.34 400 SH P SOLE 400 PROSHARES TR BASIC MAT NEW 74347X138 25.43 500 SH C SOLE 500 PROSHARES TR HD REPLICATION 74347X294 1,994.95 49,258 SH SHARED 01 49,258 PROSHARES TR MSCI EMRG ETF 74347X302 97.01 1,227 SH SOLE 1,227 PROSHARES TR PSHS CONSUMR GD 74347R115 20.74 432 SH SOLE 432 PROSHARES TR PSHS HLTH CARE 74347B102 10.13 250 SH SOLE 250 PROSHARES TR PSHS LC COR PLUS 74347R248 16,264.15 221,676 SH SHARED 01 221,676 PROSHARES TR PSHS SH MSCI EAF 74347R370 7,027.02 176,204 SH SHARED 01 176,204 PROSHARES TR PSHS SH MSCI EMR 74347R396 488.62 17,768 SH SHARED 01 17,768 PROSHARES TR PSHS SHORT DOW30 74347R701 1,975.06 64,418 SH SHARED 01 64,418 PROSHARES TR PSHS SHORT QQQ 74347R602 551.07 23,038 SH SHARED 23,038 PROSHARES TR PSHS SHORT QQQ 74347R602 3,125.29 130,656 SH SHARED 01 130,656 PROSHARES TR PSHS SHRT S&P500 74347R503 9.21 300 SH P SHARED 300 PROSHARES TR PSHS SHRT S&P500 74347R503 1,233.74 40,200 SH C SHARED 40,200 PROSHARES TR PSHS SHRT S&P500 74347R503 30,354.28 989,061 SH SHARED 01 989,061

PROSHARES TR PSHS SHTFINL ETF 74347R230 139.43 5,522 SH SOLE 5,522 PROSHARES TR PSHS SHT OIL&GAS 74347R222 11.44 403 SH SOLE 403 PROSHARES TR PSHS SHTRUSS2000 74347R826 9,367.61 436,332 SH SHARED 01 436,332 PROSHARES TR PSHS ULCONSM NEW 74348A616 23.28 772 SH SOLE 772 PROSHARES TR PSHS ULDOW30 NEW 74348A590 15.17 400 SH P SOLE 400 PROSHARES TR PSHS ULDOW30 NEW 74348A590 252.58 6,659 SH SOLE 6,659 PROSHARES TR PSHS ULDOW30 NEW 74348A590 314.82 8,300 SH C SOLE 8,300 PROSHARES TR PSHS ULPROSH NEW 74348A632 22.06 800 SH P SOLE 800 PROSHARES TR PSHS ULPROSH NEW 74348A632 350.14 12,700 SH C SOLE 12,700 PROSHARES TR PSHS ULPROSH NEW 74348A657 6.00 244 SH SOLE 244 PROSHARES TR PSHS ULPRRUS NEW 74348A640 2.31 100 SH C SOLE 100 PROSHARES TR PSHS ULPRRUS NEW 74348A640 25.42 1,100 SH P SOLE 1,100 PROSHARES TR PSHS ULSH1000 VA 74347R453 23.03 1,535 SH SOLE 1,535 PROSHARES TR PSHS ULSH2000 VA 74348A509 18.02 812 SH SOLE 812 PROSHARES TR PSHS ULSHRT TELE 74347X252 11.01 392 SH SOLE 392 PROSHARES TR PSHS ULSHRUS2000 74348A202 1.97 100 SH P SOLE 100 PROSHARES TR PSHS ULSHRUS2000 74348A202 53.30 2,700 SH C SOLE 2,700 PROSHARES TR PSHS ULSHRUS2000 74348A202 69.31 3,511 SH SOLE 3,511 PROSHARES TR PSHS ULSHRUS NEW 74348A681 24.39 666 SH SOLE 666 PROSHARES TR PSHS ULSH SC 600 74348A400 15.30 755 SH SOLE 755 PROSHARES TR PSHS ULSHT MC GR 74347X187 22.31 880 SH SOLE 880 PROSHARES TR PSHS ULSHT MC VA 74347X161 25.34 1,050 SH SOLE 1,050 PROSHARES TR PSHS ULSHT MD400 74347X211 1.95 100 SH P SOLE 100 PROSHARES TR PSHS ULSHT SP500 74347B300 404.25 9,200 SH P SOLE 9,200 PROSHARES TR PSHS ULSHT SP500 74347B300 1,968.51 44,800 SH C SOLE 44,800 PROSHARES TR PSHS ULT1000 GRW 74347R537 56.80 750 SH SOLE 750 PROSHARES TR PSHS ULT1000 VAL 74347R529 48.04 1,067 SH SOLE 1,067 PROSHARES TR PSHS ULT 2000 GR 74347R487 15.19 240 SH SOLE 240 PROSHARES TR PSHS ULT BASMATL 74347R776 60.45 1,600 SH C SOLE 1,600 PROSHARES TR PSHS ULT BASMATL 74347R776 77.75 2,058 SH SOLE 2,058 PROSHARES TR PSHS ULT BASMATL 74347R776 105.78 2,800 SH P SOLE 2,800 PROSHARES TR PSHS UL TELE ETF 74347R263 30.69 518 SH SOLE 518 PROSHARES TR PSHS ULT MCAP400 74347R404 78.62 833 SH SOLE 833 PROSHARES TR PSHS ULTRA DOW30 74347R305 175.24 1,995 SH SOLE 1,995 PROSHARES TR PSHS ULTRA DOW30 74347R305 219.60 2,500 SH P SOLE 2,500 PROSHARES TR PSHS ULTRA INDL 74347R727 17.16 253 SH SOLE 253 PROSHARES TR PSHS ULTRA O&G 74347R719 22.25 400 SH C SOLE 400 PROSHARES TR PSHS ULTRA O&G 74347R719 144.61 2,600 SH P SOLE 2,600 PROSHARES TR PSHS ULTRA QQQ 74347R206 306.95 5,000 SH C SOLE 5,000 PROSHARES TR PSHS ULTRA QQQ 74347R206 521.82 8,500 SH P SOLE 8,500 PROSHARES TR PSHS ULTRA TECH 74347R693 7.53 100 SH P SOLE 100 PROSHARES TR PSHS ULTRUSS2000 74347R842 91.49 1,600 SH C SOLE 1,600 PROSHARES TR PSHS ULTRUSS2000 74347R842 114.36 2,000 SH P SOLE 2,000 PROSHARES TR PSHS ULTRUSS2000 74347R842 264.97 4,634 SH SOLE 4,634 PROSHARES TR PSHS ULT SCAP600 74347R818 84.77 1,247 SH SOLE 1,247 PROSHARES TR PSHS ULT SEMICDT 74347R669 50.60 1,362 SH SOLE 1,362 PROSHARES TR PSHS ULTSH 20YRS 74347B201 131.42 2,000 SH SHARED 2,000 PROSHARES TR PSHS ULTSH 20YRS 74347B201 135.49 2,062 SH SHARED 01 2,062 PROSHARES TR PSHS ULTSH 20YRS 74347B201 1,498.19 22,800 SH P SHARED 22,800 PROSHARES TR PSHS ULTSH 20YRS 74347B201 5,490.92 83,563 SH SHARED 83,563 PROSHARES TR PSHS ULTSH 20YRS 74347B201 61,438.85 935,000 SH C SHARED 935,000 PROSHARES TR PSHS ULT SH MSCI 74347R339 56.67 3,726 SH SOLE 3,726 PROSHARES TR PSHS ULTSHRT QQQ 74347X237 5.18 200 SH P SOLE 200 PROSHARES TR PSHS ULTSHRT QQQ 74347X237 130.48 5,038 SH SOLE 5,038

PROSHARES TR PSHS ULTSHRT QQQ 74347X237 168.35 6,500 SH C SOLE 6,500 PROSHARES TR PSHS ULTSHT FINL 74347X146 2.65 100 SH P SOLE 100 PROSHARES TR PSHS ULTSHT FINL 74347X146 278.15 10,504 SH SOLE 10,504 PROSHARES TR PSHS ULT S&P 500 74347R107 291.92 4,000 SH C SOLE 4,000 PROSHARES TR PSHS ULT S&P 500 74347R107 408.69 5,600 SH P SOLE 5,600 PROSHARES TR PSHS ULT S&P 500 74347R107 1,208.99 16,566 SH SOLE 16,566 PROSHARES TR RAFI LG SHT FD 74347X310 3.70 91 SH SOLE 91 PROSHARES TR REAL EST NEW 11 74348A871 10.25 500 SH P SOLE 500 PROSHARES TR REAL EST NEW 11 74348A871 137.35 6,700 SH C SOLE 6,700 PROSHARES TR SHRT 20+YR TRE 74347X849 32.90 1,100 SH P SHARED 1,100 PROSHARES TR SHRT 20+YR TRE 74347X849 358.92 12,000 SH C SHARED 12,000 PROSHARES TR SHRT 20+YR TRE 74347X849 25,316.18 846,412 SH SHARED 01 846,412 PROSHARES TR SHRT RL EST FD 74347X641 3.08 120 SH SOLE 120 PROSHARES TR SHT 30YR TIPS 74348A798 14.77 400 SH SOLE 400 PROSHARES TR SHT BASIC MAT 74347X559 6.41 195 SH SOLE 195 PROSHARES TR SHT KBW REGBNK 74347X476 20.80 543 SH SOLE 543 PROSHARES TR SHT MSCI NEW 74347X575 201.02 8,938 SH SOLE 8,938 PROSHARES TR UL RUS3000 ETF 74347X104 22.36 194 SH SOLE 194 PROSHARES TR ULSH MSCI EURP 74348A301 4.96 200 SH C SOLE 200 PROSHARES TR ULSH MSCI EURP 74348A301 140.04 5,649 SH SOLE 5,649 PROSHARES TR ULSHRT UTILS FD 74348A863 25.57 1,135 SH SOLE 1,135 PROSHARES TR ULT FTSE CHINA25 74347X880 5.18 100 SH P SOLE 100 PROSHARES TR ULT FTSE CHINA25 74347X880 59.85 1,156 SH SOLE 1,156 PROSHARES TR ULT KBW REGBNK 74347X484 19.55 344 SH SOLE 344 PROSHARES TR ULT MSCIBZL CAPP 74347X120 81.89 1,238 SH SOLE 1,238 PROSHARES TR ULT MSCIBZL CAPP 74348A673 67.39 1,025 SH SOLE 1,025 PROSHARES TR ULT MSCIMEX CAPP 74347X179 8.88 412 SH SOLE 412 PROSHARES TR ULT MSCI PAC 74347X534 13.91 331 SH SOLE 331 PROSHARES TR ULTPRO SH 20YR 74347X740 81.99 4,485 SH SOLE 4,485 PROSHARES TR ULTR 7-10 TREA 74347R180 348.31 6,130 SH SOLE 6,130 PROSHARES TR ULTRA 20YR TRE 74347R172 13.14 200 SH P SOLE 200 PROSHARES TR ULTRA FNCLS NEW 74347X633 8.44 100 SH P SOLE 100 PROSHARES TR ULTRA FNCLS NEW 74347X633 42.19 500 SH C SOLE 500 PROSHARES TR ULTRA FNCLS NEW 74347X633 104.46 1,238 SH SOLE 1,238 PROSHARES TR ULTRAPRO QQQ 74347X831 85.34 1,400 SH P SOLE 1,400 PROSHARES TR ULTRAPRO SH NEW 74348A665 13.24 400 SH C SOLE 400 PROSHARES TR ULTRAPRO SH NEW 74348A665 135.71 4,100 SH P SOLE 4,100 PROSHARES TR ULTRAPRO SH NEW 74348A665 588.39 17,776 SH SOLE 17,776 PROSHARES TR ULTRA SH DOW30 74347X112 71.02 1,471 SH SOLE 1,471 PROSHARES TR ULTRASHRT TIPS 74347X336 14.30 557 SH SOLE 557 PROSHARES TR ULTRASHT 3-7YR 74347X344 41.16 1,302 SH SOLE 1,302 PROSHARES TR ULT R/EST NEW 74347X625 18.17 225 SH SOLE 225 PROSHARES TR ULTR MSCI ETF 74347X500 23.40 281 SH SOLE 281 PROSHARES TR ULTRPRO S&P500 74347X864 163.91 1,400 SH P SOLE 1,400 PROSHARES TR ULTRPRO S&P500 74347X864 634.69 5,421 SH SOLE 5,421 PROSHARES TR ULTR RUSSL2000 74347X799 29.94 300 SH P SOLE 300 PROSHARES TR ULTRSH MSCI PAC 74347X229 35.41 1,366 SH SOLE 1,366 PROSHARES TR ULTSHT CHINA 25 74347X567 3.35 164 SH SHARED 164 PROSHARES TR ULTSHT CHINA 25 74347X567 4.08 200 SH SHARED 01 200 PROSHARES TR ULTSHT CHINA 25 74347X567 28.56 1,400 SH C SHARED 1,400 PROSHARES TR ULTSHT CHINA 25 74347X567 32.64 1,600 SH P SHARED 1,600 PROSHARES TR ULTSHT OIL NEW 74347X591 1.68 100 SH C SOLE 100 PROSHARES TR ULTSHT OIL NEW 74347X591 21.85 1,300 SH P SOLE 1,300 PROSHARES TR USD COVERED BD 74348A749 9.61 95 SH SOLE 95

PROSHARES TR II PROSHS ULT AUS 74347W494 38.95 925 SH SOLE 925 PROSHARES TR II PSHS ULDJUBS NEW 74347W122 109.89 2,200 SH P SOLE 2,200 PROSHARES TR II PSHS ULDJUBS NEW 74347W122 121.13 2,425 SH SOLE 2,425 PROSHARES TR II PSHS ULSSLVR NEW 74347W114 38.51 700 SH P SOLE 700 PROSHARES TR II PSHS ULSSLVR NEW 74347W114 64.87 1,179 SH SOLE 1,179 PROSHARES TR II PSHS ULTRA YEN 74347W866 6.02 254 SH SOLE 254 PROSHARES TR II PSH ULTRA EURO 74347W874 22.48 981 SH SOLE 981 PROSHARES TR II SHT VIX ST TRM 74347W627 403.85 4,434 SH SOLE 4,434 PROSHARES TR II SHT VIX ST TRM 74347W627 655.78 7,200 SH P SOLE 7,200 PROSHARES TR II ULSHT DJ UBS CMD 74347W676 1,502.85 29,387 SH SOLE 29,387 PROSHARES TR II ULT DJ UBS COMM 74347W106 6.28 269 SH SOLE 269 PROSHARES TR II ULT DJ UBS CRUDE 74347W650 167.27 5,300 SH C SOLE 5,300 PROSHARES TR II ULT DJ UBS CRUDE 74347W650 558.61 17,700 SH P SOLE 17,700 PROSHARES TR II ULT DJ UBS CRUDE 74347W650 852.75 27,020 SH SOLE 27,020 PROSHARES TR II ULTRA GOLD 74347W601 38.51 500 SH P SOLE 500 PROSHARES TR II ULTRA GOLD 74347W601 163.26 2,120 SH SOLE 2,120 PROSHARES TR II ULTRA GOLD 74347W601 207.93 2,700 SH C SOLE 2,700 PROSHARES TR II ULTRASHORT YEN N 74347W569 519.20 8,800 SH P SOLE 8,800 PROSHARES TR II ULTRASHORT YEN N 74347W569 625.40 10,600 SH C SOLE 10,600 PROSHARES TR II ULTRASHORT YEN N 74347W569 1,355.05 22,967 SH SOLE 22,967 PROSHARES TR II ULTRASHRT EURO 74347W882 6.00 300 SH SHARED 01 300 PROSHARES TR II ULTRASHRT EURO 74347W882 146.00 7,300 SH P SHARED 7,300 PROSHARES TR II ULTRASHRT EURO 74347W882 342.00 17,100 SH C SHARED 17,100 PROSHARES TR II ULTRASHRT EURO 74347W882 1,318.68 65,934 SH SHARED 65,934 PROSHARES TR II ULTRASHRT NEW 74347W395 122.42 1,800 SH P SOLE 1,800 PROSHARES TR II ULTRASHRT NEW 74347W395 205.39 3,020 SH SOLE 3,020 PROSHARES TR II ULTRA SILVER 74347W841 49.08 1,300 SH C SOLE 1,300 PROSHARES TR II ULTRA SILVER 74347W841 215.18 5,700 SH P SOLE 5,700 PROSHARES TR II ULTSH DJ UBS CRU 74347W668 69.58 1,900 SH C SOLE 1,900 PROSHARES TR II ULTSH DJ UBS CRU 74347W668 148.82 4,064 SH SOLE 4,064 PROSHARES TR II ULTSH DJ UBS CRU 74347W668 263.66 7,200 SH P SOLE 7,200 PROSHARES TR II ULTSHT NAT GAS 74347W767 21.35 1,182 SH SOLE 1,182 PROSHARES TR II ULT VIX S/T ETF 74347W411 225.32 29,300 SH P SOLE 29,300 PROSHARES TR II ULT VIX S/T ETF 74347W411 348.49 45,317 SH SOLE 45,317 PROSHARES TR II ULT VIX S/T ETF 74347W411 808.99 105,200 SH C SOLE 105,200 PROSHARES TR II VIX MDTRM FUTR 74347W684 19.37 733 SH SOLE 733 PROSHARES TR II VIX SHTTRM FUT 74347W692 100.28 9,200 SH C SOLE 9,200 PROSHARES TR II VIX SHTTRM FUT 74347W692 165.68 15,200 SH P SOLE 15,200 PROS HOLDINGS INC COM 74346Y103 152.15 5,600 SH SHARED 01 5,600 PROSPECT CAPITAL CORPORATION COM 74348T102 40.37 3,700 SH C SHARED 3,700 PROSPECT CAPITAL CORPORATION COM 74348T102 276.02 25,300 SH P SHARED 25,300 PROSPECT CAPITAL CORPORATION COM 74348T102 1,959.77 179,631 SH SHARED 01 179,631 PROSPECT CAPITAL CORPORATION COM 74348T102 20,148.15 1,846,760 SH SHARED 1,846,760 PROSPECT CAPITAL CORPORATION NOTE 5.500% 8/1 74348TAD4 73.40 69,000 PRN SHARED 01 69,000 PROSPERITY BANCSHARES INC COM 743606105 265.53 5,603 SH SHARED 5,603 PROSPERITY BANCSHARES INC COM 743606105 321.07 6,775 SH SHARED 01 6,775 PROTALIX BIOTHERAPEUTICS INC COM 74365A101 12.63 2,300 SH SHARED 01 2,300 PROTALIX BIOTHERAPEUTICS INC COM 74365A101 79.61 14,500 SH C SHARED 14,500

PROTALIX BIOTHERAPEUTICS INC COM 74365A101 767.99 139,888 SH SHARED 139,888 PROTALIX BIOTHERAPEUTICS INC COM 74365A101 2,708.77 493,400 SH P SHARED 493,400 PROTECTIVE LIFE CORP COM 743674103 633.23 17,688 SH SHARED 01 17,688 PROTECTIVE LIFE CORP COM 743674103 1,023.77 28,597 SH SHARED 28,597 PROTHENA CORP PLC SHS G72800108 0.04 6 SH SHARED 6 PROTHENA CORP PLC SHS G72800108 11.18 1,671 SH SHARED 01 1,671 PROTO LABS INC COM 743713109 162.03 3,300 SH P SHARED 3,300 PROTO LABS INC COM 743713109 225.66 4,596 SH SHARED 01 4,596 PROTO LABS INC COM 743713109 408.76 8,325 SH SHARED 20 8,325 PROTO LABS INC COM 743713109 555.42 11,312 SH SHARED 11,312 PROVIDENCE SVC CORP COM 743815102 23.41 1,266 SH SOLE 1,266 PROVIDENT FINL SVCS INC COM 74386T105 6.81 446 SH SHARED 446 PROVIDENT FINL SVCS INC COM 74386T105 1,097.42 71,868 SH SHARED 01 71,868 PROVIDENT NEW YORK BANCORP COM 744028101 18.73 2,065 SH SHARED 2,065 PROVIDENT NEW YORK BANCORP COM 744028101 55.26 6,093 SH SHARED 01 6,093 PRUDENTIAL FINL INC COM 744320102 855.36 14,500 SH C SHARED 14,500 PRUDENTIAL FINL INC COM 744320102 1,150.31 19,500 SH P SHARED 19,500 PRUDENTIAL FINL INC COM 744320102 4,194.48 71,105 SH SHARED 20 71,105 PRUDENTIAL FINL INC COM 744320102 12,153.47 206,026 SH SHARED 206,026 PRUDENTIAL FINL INC COM 744320102 17,649.10 299,188 SH SHARED 01 299,188 PRUDENTIAL FINL INC COM 744320102 19,218.77 325,797 SH SHARED 325,797 PRUDENTIAL GLB SHT DUR HG YL COM 74433A109 96.05 5,000 SH SHARED 01 5,000 PRUDENTIAL GLB SHT DUR HG YL COM 74433A109 113.34 5,900 SH SHARED 5,900 PRUDENTIAL PLC ADR 74435K204 182.80 5,649 SH SHARED 01 5,649 PRUDENTIAL SHT DURATION HG Y COM 74442F107 71.75 3,425 SH SHARED 01 3,425 PRUDENTIAL SHT DURATION HG Y COM 74442F107 141.16 6,738 SH SHARED 6,738 PSB HLDGS INC COM 69360W108 13.19 2,217 SH SOLE 2,217 PS BUSINESS PKS INC CALIF COM 69360J107 3.63 46 SH SHARED 01 46 PS BUSINESS PKS INC CALIF COM 69360J107 73.79 935 SH SHARED 935 PS BUSINESS PKS INC CALIF COM 69360J107 626.55 7,939 SH SHARED 7,939 PSIVIDA CORP COM 74440J101 3.87 1,690 SH SOLE 1,690 PSYCHEMEDICS CORP COM NEW 744375205 0.50 42 SH SHARED 42 PSYCHEMEDICS CORP COM NEW 744375205 2.39 200 SH SHARED 01 200 PTC INC COM 69370C100 12.75 500 SH C SHARED 500 PTC INC COM 69370C100 21.21 832 SH SHARED 01 832 PTC INC COM 69370C100 117.92 4,626 SH SHARED 4,626 PT INDOSAT TBK SPONSORED ADR 744383100 51.18 1,538 SH SHARED 1,538 PT INDOSAT TBK SPONSORED ADR 744383100 84.30 2,533 SH SHARED 01 2,533 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 258.26 5,729 SH SHARED 5,729 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 441.87 9,802 SH SHARED 01 9,802 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 459.82 10,200 SH SHARED 20 10,200 PUBLIC STORAGE COM 74460D109 182.78 1,200 SH C SHARED 1,200 PUBLIC STORAGE COM 74460D109 335.10 2,200 SH P SHARED 2,200 PUBLIC STORAGE COM 74460D109 1,176.67 7,725 SH SHARED 01 7,725

PUBLIC STORAGE COM 74460D109 7,892.61 51,816 SH SHARED 51,816 PUBLIC STORAGE COM 74460D109 10,560.50 69,331 SH SHARED 69,331 PUBLIC SVC ENTERPRISE GROUP COM 744573106 26.44 770 SH SHARED 20 770 PUBLIC SVC ENTERPRISE GROUP COM 744573106 182.00 5,300 SH P SHARED 5,300 PUBLIC SVC ENTERPRISE GROUP COM 744573106 491.68 14,318 SH SHARED 14,318 PUBLIC SVC ENTERPRISE GROUP COM 744573106 714.27 20,800 SH C SHARED 20,800 PUBLIC SVC ENTERPRISE GROUP COM 744573106 1,071.41 31,200 SH SHARED 31,200 PUBLIC SVC ENTERPRISE GROUP COM 744573106 6,911.75 201,274 SH SHARED 01 201,274 PULASKI FINL CORP COM 745548107 0.81 77 SH SOLE 77 PULTE GROUP INC COM 745867101 479.69 23,700 SH C SHARED 23,700 PULTE GROUP INC COM 745867101 512.07 25,300 SH SHARED 25,300 PULTE GROUP INC COM 745867101 1,972.08 97,435 SH SHARED 97,435 PULTE GROUP INC COM 745867101 3,289.00 162,500 SH P SHARED 162,500 PULTE GROUP INC COM 745867101 5,853.04 289,182 SH SHARED 01 289,182 PUMA BIOTECHNOLOGY INC COM 74587V107 416.47 12,473 SH SHARED 01 12,473 PURE BIOSCIENCE INC COM NEW 74621T209 0.50 884 SH SOLE 884 PURECYCLE CORP COM NEW 746228303 0.05 10 SH SHARED 01 10 PURECYCLE CORP COM NEW 746228303 7.77 1,480 SH SHARED 1,480 PUTMAN HIGH INCOME SEC FUND SHS BEN INT 746779107 1.49 182 SH SHARED 182 PUTMAN HIGH INCOME SEC FUND SHS BEN INT 746779107 192.33 23,455 SH SHARED 01 23,455 PUTNAM MANAGED MUN INCOM TR COM 746823103 71.50 9,073 SH SHARED 9,073 PUTNAM MANAGED MUN INCOM TR COM 746823103 349.62 44,368 SH SHARED 01 44,368 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 3.87 742 SH SHARED 742 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 1,297.60 249,059 SH SHARED 01 249,059 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 25.05 1,991 SH SHARED 1,991 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 152.31 12,107 SH SHARED 01 12,107 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 54.50 9,837 SH SHARED 9,837 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 8,587.21 1,550,038 SH SHARED 01 1,550,038 PVF CAPITAL CORP COM 693654105 57.10 14,418 SH SHARED 14,418 PVF CAPITAL CORP COM 693654105 94.82 23,944 SH SHARED 01 23,944 PVH CORP COM 693656100 138.85 1,300 SH C SHARED 1,300 PVH CORP COM 693656100 213.62 2,000 SH P SHARED 2,000 PVH CORP COM 693656100 530.53 4,967 SH SHARED 4,967 PVH CORP COM 693656100 868.58 8,132 SH SHARED 8,132 PVH CORP COM 693656100 3,272.44 30,638 SH SHARED 01 30,638 PVR PARTNERS L P COM UNIT REPTG L 693665101 26.52 1,100 SH P SHARED 1,100 PVR PARTNERS L P COM UNIT REPTG L 693665101 1,133.17 47,000 SH C SHARED 47,000 PVR PARTNERS L P COM UNIT REPTG L 693665101 18,961.38 786,453 SH SHARED 786,453 PVR PARTNERS L P COM UNIT REPTG L 693665101 30,475.31 1,264,011 SH SHARED 01 1,264,011 PYRAMID OIL CO COM 747215101 1.58 377 SH SOLE 377

PZENA INVESTMENT MGMT INC CLASS A 74731Q103 11.41 1,756 SH SOLE 1,756 QAD INC CL A 74727D306 3.26 254 SH SHARED 254 QAD INC CL A 74727D306 11.16 869 SH SHARED 01 869 QAD INC CL B 74727D207 2.40 206 SH SHARED 01 206 QAD INC CL B 74727D207 6.91 593 SH SHARED 593 QC HLDGS INC COM 74729T101 7.55 2,338 SH SOLE 2,338 QCR HOLDINGS INC COM 74727A104 7.19 436 SH SHARED 436 QCR HOLDINGS INC COM 74727A104 11.55 700 SH SHARED 01 700 QEP RES INC COM 74733V100 6.37 200 SH P SHARED 200 QEP RES INC COM 74733V100 44.58 1,400 SH C SHARED 1,400 QEP RES INC COM 74733V100 413.92 13,000 SH SHARED 13,000 QEP RES INC COM 74733V100 697.93 21,920 SH SHARED 20 21,920 QEP RES INC COM 74733V100 3,685.00 115,735 SH SHARED 115,735 QEP RES INC COM 74733V100 3,947.71 123,986 SH SHARED 01 123,986 QIAGEN NV REG SHS N72482107 4.22 200 SH C SHARED 200 QIAGEN NV REG SHS N72482107 44.88 2,129 SH SHARED 01 2,129 QIAGEN NV REG SHS N72482107 336.08 15,943 SH SHARED 15,943 QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 792.16 26,735 SH SHARED 01 26,735 QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 1,087.42 36,700 SH P SHARED 36,700 QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 1,703.73 57,500 SH C SHARED 57,500 QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 6,545.62 220,912 SH SHARED 220,912 QLIK TECHNOLOGIES INC COM 74733T105 90.41 3,500 SH P SHARED 3,500 QLIK TECHNOLOGIES INC COM 74733T105 591.51 22,900 SH C SHARED 22,900 QLIK TECHNOLOGIES INC COM 74733T105 805.02 31,166 SH SHARED 01 31,166 QLOGIC CORP COM 747277101 93.91 8,096 SH SHARED 01 8,096 QLOGIC CORP COM 747277101 122.96 10,600 SH C SHARED 10,600 QLOGIC CORP COM 747277101 128.76 11,100 SH P SHARED 11,100 QLOGIC CORP COM 747277101 247.46 21,333 SH SHARED 21,333 QLT INC COM 746927102 8.88 1,005 SH SHARED 01 1,005 QLT INC COM 746927102 11.49 1,300 SH C SHARED 1,300 QLT INC COM 746927102 19.01 2,150 SH SHARED 2,150 QR ENERGY LP UNIT LTD PRTNS 74734R108 141.52 8,000 SH P SHARED 8,000 QR ENERGY LP UNIT LTD PRTNS 74734R108 173.96 9,834 SH SHARED 9,834 QR ENERGY LP UNIT LTD PRTNS 74734R108 2,041.43 115,400 SH C SHARED 115,400 QR ENERGY LP UNIT LTD PRTNS 74734R108 3,160.85 178,680 SH SHARED 01 178,680 QUAD / GRAPHICS INC COM CL A 747301109 2.39 100 SH C SOLE 100 QUAD / GRAPHICS INC COM CL A 747301109 881.28 36,812 SH SOLE 36,812 QUAKER CHEM CORP COM 747316107 0.12 2 SH SHARED 01 2 QUALCOMM INC COM 747525103 3,243.04 48,447 SH SHARED 17 48,447 QUALCOMM INC COM 747525103 8,209.39 122,638 SH SHARED 20 122,638 QUALCOMM INC COM 747525103 18,703.04 279,400 SH P SHARED 279,400 QUALCOMM INC COM 747525103 23,341.98 348,700 SH C SHARED 348,700 QUALCOMM INC COM 747525103 30,418.61 454,416 SH SHARED 454,416 QUALCOMM INC COM 747525103 103,074.88 1,539,810 SH SHARED 1,539,810 QUALCOMM INC COM 747525103 235,796.15 3,522,500 SH SHARED 01 3,522,500 QUALITY DISTR INC FLA COM 74756M102 35.54 4,226 SH SOLE 4,226 QUALITY SYS INC COM 747582104 54.81 3,000 SH C SHARED 3,000 QUALITY SYS INC COM 747582104 113.27 6,200 SH P SHARED 6,200 QUALITY SYS INC COM 747582104 1,051.18 57,536 SH SHARED 01 57,536 QUALSTAR CORP COM 74758R109 8.48 4,988 SH SOLE 4,988

QUALYS INC COM 74758T303 5.40 438 SH SOLE 438 QUANEX BUILDING PRODUCTS COR COM 747619104 37.85 2,351 SH SHARED 01 2,351 QUANTA SVCS INC COM 74762E102 17.15 600 SH P SHARED 600 QUANTA SVCS INC COM 74762E102 80.02 2,800 SH C SHARED 2,800 QUANTA SVCS INC COM 74762E102 218.44 7,643 SH SHARED 7,643 QUANTA SVCS INC COM 74762E102 448.71 15,700 SH SHARED 15,700 QUANTA SVCS INC COM 74762E102 14,089.20 492,974 SH SHARED 01 492,974 QUANTUM CORP COM DSSG 747906204 5.00 3,909 SH SHARED 01 3,909 QUANTUM CORP NOTE 3.500%11/1 747906AG0 347.46 380,000 PRN SOLE 380,000 QUANTUM FUEL SYS TECH WORLDW COM NEW 74765E208 0.26 412 SH SHARED 01 412 QUATERRA RES INC COM 747952109 38.55 192,730 SH SHARED 01 192,730 QUESTAR CORP COM 748356102 26.76 1,100 SH C SHARED 1,100 QUESTAR CORP COM 748356102 299.06 12,292 SH SHARED 12,292 QUESTAR CORP COM 748356102 809.09 33,255 SH SHARED 20 33,255 QUESTAR CORP COM 748356102 5,009.33 205,891 SH SHARED 01 205,891 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 569.45 17,500 SH C SHARED 17,500 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 951.44 29,239 SH SHARED 29,239 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 5,014.41 154,100 SH P SHARED 154,100 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 5,942.55 182,623 SH SHARED 01 182,623 QUEST DIAGNOSTICS INC COM 74834L100 101.63 1,800 SH P SHARED 1,800 QUEST DIAGNOSTICS INC COM 74834L100 129.86 2,300 SH C SHARED 2,300 QUEST DIAGNOSTICS INC COM 74834L100 612.04 10,840 SH SHARED 10,840 QUEST DIAGNOSTICS INC COM 74834L100 3,366.88 59,632 SH SHARED 59,632 QUEST DIAGNOSTICS INC COM 74834L100 7,965.97 141,088 SH SHARED 01 141,088 QUEST RARE MINERALS LTD COM 74836T101 2.32 4,000 SH C SHARED 4,000 QUEST RARE MINERALS LTD COM 74836T101 14.82 25,550 SH SHARED 01 25,550 QUEST RARE MINERALS LTD COM 74836T101 78.60 135,513 SH SHARED 135,513 QUICKLOGIC CORP COM 74837P108 15.01 6,100 SH C SHARED 6,100 QUICKLOGIC CORP COM 74837P108 19.68 8,000 SH SHARED 01 8,000 QUICKLOGIC CORP COM 74837P108 40.59 16,500 SH P SHARED 16,500 QUICKLOGIC CORP COM 74837P108 79.02 32,123 SH SHARED 32,123 QUICKSILVER RESOURCES INC COM 74837R104 9.18 4,079 SH SHARED 4,079 QUICKSILVER RESOURCES INC COM 74837R104 48.69 21,640 SH SHARED 01 21,640 QUICKSILVER RESOURCES INC COM 74837R104 101.70 45,200 SH P SHARED 45,200 QUICKSILVER RESOURCES INC COM 74837R104 383.18 170,300 SH C SHARED 170,300 QUIDEL CORP COM 74838J101 41.04 1,728 SH SHARED 1,728 QUIDEL CORP COM 74838J101 378.55 15,939 SH SHARED 01 15,939 QUIKSILVER INC COM 74838C106 3.04 500 SH P SHARED 500 QUIKSILVER INC COM 74838C106 46.31 7,630 SH SHARED 01 7,630 QUIKSILVER INC COM 74838C106 139.00 22,900 SH C SHARED 22,900 QUINSTREET INC COM 74874Q100 5.37 900 SH SHARED 01 900 RACKSPACE HOSTING INC COM 750086100 362.80 7,187 SH SHARED 7,187 RACKSPACE HOSTING INC COM 750086100 503.99 9,984 SH SHARED 9,984 RACKSPACE HOSTING INC COM 750086100 913.69 18,100 SH P SHARED 18,100 RACKSPACE HOSTING INC COM 750086100 3,326.63 65,900 SH C SHARED 65,900 RACKSPACE HOSTING INC COM 750086100 16,459.05 326,051 SH SHARED 01 326,051 RADA ELECTR INDS LTD SHS NEW M81863116 2.68 2,353 SH SOLE 2,353 RADCOM LTD SHS NEW M81865111 4.30 1,373 SH SOLE 1,373

RADIAN GROUP INC COM 750236101 338.44 31,600 SH P SHARED 31,600 RADIAN GROUP INC COM 750236101 697.79 65,153 SH SHARED 65,153 RADIAN GROUP INC COM 750236101 1,351.60 126,200 SH C SHARED 126,200 RADIAN GROUP INC COM 750236101 1,537.11 143,521 SH SHARED 01 143,521 RADIANT LOGISTICS INC COM 75025X100 17.85 8,500 SH SHARED 01 8,500 RADIO ONE INC CL A 75040P108 0.42 250 SH SHARED 01 250 RADIO ONE INC CL A 75040P108 4.51 2,701 SH SHARED 2,701 RADIO ONE INC CL D NON VTG 75040P405 0.85 500 SH SHARED 01 500 RADIO ONE INC CL D NON VTG 75040P405 126.28 74,723 SH SHARED 74,723 RADIOSHACK CORP COM 750438103 0.33 98 SH SHARED 01 98 RADIOSHACK CORP COM 750438103 49.73 14,800 SH P SHARED 14,800 RADIOSHACK CORP COM 750438103 93.41 27,800 SH C SHARED 27,800 RADIOSHACK CORP COM 750438103 266.76 79,393 SH SHARED 79,393 RADISYS CORP COM 750459109 3.45 701 SH SHARED 701 RADISYS CORP COM 750459109 12.67 2,575 SH SHARED 01 2,575 RADNET INC COM 750491102 1.12 400 SH C SHARED 400 RADNET INC COM 750491102 23.10 8,250 SH SHARED 01 8,250 RADWARE LTD ORD M81873107 754.60 20,000 SH C SOLE 20,000 RADWARE LTD ORD M81873107 799.42 21,188 SH SOLE 21,188 RADWARE LTD ORD M81873107 2,626.01 69,600 SH P SOLE 69,600 RAINMAKER SYSTEMS COM NEW 750875304 4.61 10,369 SH SOLE 10,369 RAIT FINANCIAL TRUST COM NEW 749227609 153.02 19,200 SH C SHARED 19,200 RAIT FINANCIAL TRUST COM NEW 749227609 231.93 29,100 SH P SHARED 29,100 RAIT FINANCIAL TRUST COM NEW 749227609 1,136.48 142,595 SH SHARED 01 142,595 RAIT FINANCIAL TRUST COM NEW 749227609 1,547.65 194,185 SH SHARED 194,185 RALPH LAUREN CORP CL A 751212101 220.10 1,300 SH C SHARED 1,300 RALPH LAUREN CORP CL A 751212101 1,406.80 8,309 SH SHARED 8,309 RALPH LAUREN CORP CL A 751212101 1,523.79 9,000 SH SHARED 9,000 RALPH LAUREN CORP CL A 751212101 1,726.96 10,200 SH P SHARED 10,200 RALPH LAUREN CORP CL A 751212101 2,580.45 15,241 SH SHARED 20 15,241 RALPH LAUREN CORP CL A 751212101 3,364.36 19,871 SH SHARED 01 19,871 RAMBUS INC DEL COM 750917106 9.82 1,750 SH SHARED 01 1,750 RAMBUS INC DEL COM 750917106 43.20 7,700 SH P SHARED 7,700 RAMBUS INC DEL COM 750917106 532.39 94,900 SH C SHARED 94,900 RAMCO-GERSHENSON PPTYS TR COM SH BEN INT 751452202 21.17 1,260 SH SHARED 1,260 RAMCO-GERSHENSON PPTYS TR COM SH BEN INT 751452202 152.04 9,050 SH SHARED 01 9,050 RAMCO-GERSHENSON PPTYS TR COM SH BEN INT 751452202 370.94 22,080 SH SHARED 22,080 RANDGOLD RES LTD ADR 752344309 137.57 1,600 SH P SHARED 1,600 RANDGOLD RES LTD ADR 752344309 361.80 4,208 SH SHARED 01 4,208 RANDGOLD RES LTD ADR 752344309 713.63 8,300 SH C SHARED 8,300 RANDGOLD RES LTD ADR 752344309 3,715.37 43,212 SH SHARED 43,212 RAND LOGISTICS INC COM 752182105 15.25 2,489 SH SOLE 2,489 RANGE RES CORP COM 75281A109 818.50 10,100 SH SHARED 10,100 RANGE RES CORP COM 75281A109 1,371.03 16,918 SH SHARED 01 16,918 RANGE RES CORP COM 75281A109 2,504.14 30,900 SH P SHARED 30,900 RANGE RES CORP COM 75281A109 5,429.68 67,000 SH C SHARED 67,000 RAPTOR PHARMACEUTICAL CORP COM 75382F106 0.88 150 SH SHARED 01 150 RAPTOR PHARMACEUTICAL CORP COM 75382F106 4.68 800 SH P SHARED 800 RAPTOR PHARMACEUTICAL CORP COM 75382F106 51.48 8,800 SH C SHARED 8,800 RARE ELEMENT RES LTD COM 75381M102 3.21 1,400 SH P SHARED 1,400 RARE ELEMENT RES LTD COM 75381M102 24.50 10,700 SH C SHARED 10,700 RARE ELEMENT RES LTD COM 75381M102 32.58 14,225 SH SHARED 01 14,225 RARE ELEMENT RES LTD COM 75381M102 249.81 109,088 SH SHARED 109,088 RAVEN INDS INC COM 754212108 33.61 1,000 SH C SHARED 1,000

RAVEN INDS INC COM 754212108 822.71 24,478 SH SHARED 01 24,478 RAYMOND JAMES FINANCIAL INC COM 754730109 72.15 1,565 SH SHARED 20 1,565 RAYMOND JAMES FINANCIAL INC COM 754730109 133.69 2,900 SH C SHARED 2,900 RAYMOND JAMES FINANCIAL INC COM 754730109 1,071.32 23,239 SH SHARED 01 23,239 RAYMOND JAMES FINANCIAL INC COM 754730109 3,886.18 84,299 SH SHARED 84,299 RAYONIER INC COM 754907103 53.70 900 SH C SHARED 900 RAYONIER INC COM 754907103 65.64 1,100 SH P SHARED 1,100 RAYONIER INC COM 754907103 447.53 7,500 SH SHARED 7,500 RAYONIER INC COM 754907103 2,271.40 38,066 SH SHARED 38,066 RAYONIER INC COM 754907103 11,544.06 193,465 SH SHARED 01 193,465 RAYTHEON CO COM NEW 755111507 60.26 1,025 SH SHARED 20 1,025 RAYTHEON CO COM NEW 755111507 64.67 1,100 SH C SHARED 01 1,100 RAYTHEON CO COM NEW 755111507 259.62 4,416 SH SHARED 4,416 RAYTHEON CO COM NEW 755111507 505.59 8,600 SH C SHARED 8,600 RAYTHEON CO COM NEW 755111507 887.73 15,100 SH P SHARED 15,100 RAYTHEON CO COM NEW 755111507 1,146.41 19,500 SH SHARED 19,500 RAYTHEON CO COM NEW 755111507 47,080.91 800,832 SH SHARED 01 800,832 RBC BEARINGS INC COM 75524B104 113.56 2,246 SH SHARED 01 2,246 RBC BEARINGS INC COM 75524B104 392.35 7,760 SH SHARED 20 7,760 RCM TECHNOLOGIES INC COM NEW 749360400 1.91 315 SH SOLE 315 RDA MICROELECTRONICS INC SPONSORED ADR 749394102 4.12 445 SH SOLE 445 RDA MICROELECTRONICS INC SPONSORED ADR 749394102 9.25 1,000 SH P SOLE 1,000 REACHLOCAL INC COM 75525F104 7.48 500 SH P SOLE 500 REACHLOCAL INC COM 75525F104 25.60 1,711 SH SOLE 1,711 READING INTERNATIONAL INC CL A 755408101 2.24 400 SH SHARED 01 400 READING INTERNATIONAL INC CL B 755408200 0.34 51 SH SOLE 51 REALD INC COM 75604L105 1.30 100 SH P SHARED 100 REALD INC COM 75604L105 517.19 39,784 SH SHARED 01 39,784 REALD INC COM 75604L105 1,922.12 147,855 SH SHARED 147,855 REAL GOODS SOLAR INC CL A 75601N104 3.82 2,126 SH SOLE 2,126 REALNETWORKS INC COM NEW 75605L708 17.80 2,309 SH SHARED 2,309 REALNETWORKS INC COM NEW 75605L708 18.47 2,396 SH SHARED 01 2,396 REALOGY HLDGS CORP COM 75605Y106 117.22 2,400 SH C SOLE 2,400 REALOGY HLDGS CORP COM 75605Y106 170.65 3,494 SH SOLE 3,494 REALTY INCOME CORP COM 756109104 195.01 4,300 SH P SHARED 4,300 REALTY INCOME CORP COM 756109104 453.50 10,000 SH C SHARED 10,000 REALTY INCOME CORP COM 756109104 2,308.09 50,895 SH SHARED 50,895 REALTY INCOME CORP COM 756109104 3,983.00 87,828 SH SHARED 87,828 REALTY INCOME CORP COM 756109104 5,502.50 121,334 SH SHARED 01 121,334 REAVES UTIL INCOME FD COM SH BEN INT 756158101 2,297.48 86,763 SH SHARED 01 86,763 RECON TECHNOLOGY LTD SHS G7415M108 2.64 1,460 SH SOLE 1,460 RECOVERY ENERGY INC COM NEW 75626X202 1.74 1,004 SH SOLE 1,004 RED HAT INC COM 756577102 551.10 10,900 SH SHARED 10,900 RED HAT INC COM 756577102 778.62 15,400 SH C SHARED 15,400 RED HAT INC COM 756577102 1,006.14 19,900 SH P SHARED 19,900 RED HAT INC COM 756577102 1,915.67 37,889 SH SHARED 01 37,889 RED HAT INC COM 756577102 3,391.82 67,085 SH SHARED 67,085 REDIFF COM INDIA LTD SPONSORED ADR 757479100 1.11 400 SH C SOLE 400 REDIFF COM INDIA LTD SPONSORED ADR 757479100 4.45 1,600 SH P SOLE 1,600 REDIFF COM INDIA LTD SPONSORED ADR 757479100 73.90 26,584 SH SOLE 26,584

RED LION HOTELS CORP COM 756764106 0.11 16 SH SOLE 16 RED ROBIN GOURMET BURGERS IN COM 75689M101 9.12 200 SH P SOLE 200 RED ROBIN GOURMET BURGERS IN COM 75689M101 45.60 1,000 SH C SOLE 1,000 REDWOOD TR INC COM 758075402 6.95 300 SH C SHARED 300 REDWOOD TR INC COM 758075402 2,900.40 125,125 SH SHARED 01 125,125 REDWOOD TR INC COM 758075402 3,964.94 171,050 SH SHARED 171,050 REED ELSEVIER N V SPONS ADR NEW 758204200 62.61 1,842 SH SHARED 1,842 REED ELSEVIER N V SPONS ADR NEW 758204200 1,145.36 33,697 SH SHARED 01 33,697 REED ELSEVIER P L C SPONS ADR NEW 758205207 1,628.62 34,265 SH SHARED 01 34,265 REEDS INC COM 758338107 7.48 1,833 SH SOLE 1,833 REGAL BELOIT CORP COM 758750103 62.15 762 SH SHARED 01 762 REGAL BELOIT CORP COM 758750103 853.85 10,469 SH SHARED 10,469 REGAL ENTMT GROUP CL A 758766109 40.01 2,400 SH P SHARED 2,400 REGAL ENTMT GROUP CL A 758766109 53.34 3,200 SH C SHARED 3,200 REGAL ENTMT GROUP CL A 758766109 141.81 8,507 SH SHARED 8,507 REGAL ENTMT GROUP CL A 758766109 2,733.08 163,952 SH SHARED 01 163,952 REGENCY CTRS CORP COM 758849103 130.63 2,469 SH SHARED 01 2,469 REGENCY CTRS CORP COM 758849103 768.15 14,518 SH SHARED 14,518 REGENCY CTRS CORP COM 758849103 1,302.17 24,611 SH SHARED 24,611 REGENCY ENERGY PARTNERS L P COM UNITS L P 75885Y107 37.62 1,500 SH P SHARED 1,500 REGENCY ENERGY PARTNERS L P COM UNITS L P 75885Y107 112.86 4,500 SH C SHARED 4,500 REGENCY ENERGY PARTNERS L P COM UNITS L P 75885Y107 30,388.61 1,211,667 SH SHARED 1,211,667 REGENCY ENERGY PARTNERS L P COM UNITS L P 75885Y107 67,858.53 2,705,683 SH SHARED 01 2,705,683 REGENERON PHARMACEUTICALS COM 75886F107 829.09 4,700 SH P SHARED 4,700 REGENERON PHARMACEUTICALS COM 75886F107 851.85 4,829 SH SHARED 4,829 REGENERON PHARMACEUTICALS COM 75886F107 1,181.90 6,700 SH C SHARED 6,700 REGENERON PHARMACEUTICALS COM 75886F107 6,846.91 38,814 SH SHARED 01 38,814 REGENERON PHARMACEUTICALS COM 75886F107 10,430.71 59,130 SH SHARED 59,130 REGIONS FINL CORP NEW COM 7591EP100 274.37 33,500 SH P SHARED 33,500 REGIONS FINL CORP NEW COM 7591EP100 689.10 84,139 SH SHARED 84,139 REGIONS FINL CORP NEW COM 7591EP100 920.56 112,400 SH C SHARED 112,400 REGIONS FINL CORP NEW COM 7591EP100 2,987.14 364,730 SH SHARED 01 364,730 REGIONS FINL CORP NEW COM 7591EP100 5,171.01 631,381 SH SHARED 631,381 REGIS CORP MINN COM 758932107 3.31 182 SH SHARED 01 182 REGIS CORP MINN COM 758932107 75.72 4,163 SH SHARED 4,163 REGULUS THERAPEUTICS INC COM 75915K101 3.35 432 SH SOLE 432 REINSURANCE GROUP AMER INC COM NEW 759351604 29.84 500 SH C SHARED 500 REINSURANCE GROUP AMER INC COM NEW 759351604 308.79 5,175 SH SHARED 01 5,175 REIS INC COM 75936P105 14.53 935 SH SOLE 935 RELIANCE STEEL & ALUMINUM CO COM 759509102 21.35 300 SH C SHARED 300 RELIANCE STEEL & ALUMINUM CO COM 759509102 323.54 4,546 SH SHARED 01 4,546 RELIV INTL INC COM 75952R100 0.42 313 SH SHARED 313 RELIV INTL INC COM 75952R100 2.08 1,550 SH SHARED 01 1,550 RELM WIRELESS CORP COM 759525108 0.56 245 SH SHARED 245 RELM WIRELESS CORP COM 759525108 9.08 4,000 SH SHARED 01 4,000 REMARK MEDIA INC COM 75954W107 0.13 74 SH SHARED 01 74

REMARK MEDIA INC COM 75954W107 1.94 1,077 SH SHARED 1,077 REMY INTL INC COM 759663107 7.67 424 SH SOLE 424 RENAISSANCERE HOLDINGS LTD COM G7496G103 18.40 200 SH C SHARED 200 RENAISSANCERE HOLDINGS LTD COM G7496G103 166.13 1,806 SH SHARED 01 1,806 RENAISSANCERE HOLDINGS LTD COM G7496G103 239.17 2,600 SH SHARED 2,600 RENAISSANCERE HOLDINGS LTD COM G7496G103 991.10 10,774 SH SHARED 10,774 RENASANT CORP COM 75970E107 11.73 524 SH SOLE 524 RENESOLA LTD SPONS ADS 75971T103 0.41 300 SH SHARED 01 300 RENESOLA LTD SPONS ADS 75971T103 31.97 23,166 SH SHARED 23,166 RENEWABLE ENERGY GROUP INC COM NEW 75972A301 2.31 300 SH P SHARED 300 RENEWABLE ENERGY GROUP INC COM NEW 75972A301 9.59 1,247 SH SHARED 1,247 RENEWABLE ENERGY GROUP INC COM NEW 75972A301 19.23 2,500 SH C SHARED 2,500 RENEWABLE ENERGY GROUP INC COM NEW 75972A301 93.80 12,198 SH SHARED 01 12,198 RENN GLOBAL ENTREPENRS COM 759720105 2.18 1,315 SH SOLE 1,315 RENREN INC SPONSORED ADR 759892102 1.16 400 SH P SHARED 400 RENREN INC SPONSORED ADR 759892102 6.75 2,337 SH SHARED 2,337 RENREN INC SPONSORED ADR 759892102 8.81 3,050 SH SHARED 01 3,050 RENREN INC SPONSORED ADR 759892102 84.39 29,200 SH C SHARED 29,200 RENT A CTR INC NEW COM 76009N100 3.69 100 SH C SHARED 100 RENT A CTR INC NEW COM 76009N100 42.59 1,153 SH SHARED 1,153 RENT A CTR INC NEW COM 76009N100 998.19 27,022 SH SHARED 01 27,022 RENTECH INC COM 760112102 31.30 13,320 SH SHARED 01 13,320 RENTECH INC COM 760112102 44.25 18,829 SH SHARED 18,829 RENTECH NITROGEN PARTNERS L COM UNIT 760113100 89.70 2,500 SH C SHARED 2,500 RENTECH NITROGEN PARTNERS L COM UNIT 760113100 313.88 8,748 SH SHARED 8,748 RENTECH NITROGEN PARTNERS L COM UNIT 760113100 1,137.40 31,700 SH P SHARED 31,700 RENTECH NITROGEN PARTNERS L COM UNIT 760113100 3,538.41 98,618 SH SHARED 01 98,618 RENTRAK CORP COM 760174102 109.90 5,000 SH SHARED 01 5,000 REPROS THERAPEUTICS INC COM NEW 76028H209 90.16 5,600 SH P SOLE 5,600 REPROS THERAPEUTICS INC COM NEW 76028H209 2,321.62 144,200 SH C SOLE 144,200 REPUBLIC AWYS HLDGS INC COM 760276105 5.77 500 SH P SOLE 500 REPUBLIC AWYS HLDGS INC COM 760276105 58.57 5,075 SH SOLE 5,075 REPUBLIC AWYS HLDGS INC COM 760276105 103.86 9,000 SH C SOLE 9,000 REPUBLIC BANCORP KY CL A 760281204 3.49 154 SH SHARED 154 REPUBLIC BANCORP KY CL A 760281204 61.13 2,700 SH SHARED 01 2,700 REPUBLIC FIRST BANCORP INC COM 760416107 2.77 1,000 SH SHARED 01 1,000 REPUBLIC SVCS INC COM 760759100 171.60 5,200 SH P SHARED 5,200 REPUBLIC SVCS INC COM 760759100 244.99 7,424 SH SHARED 7,424 REPUBLIC SVCS INC COM 760759100 592.35 17,950 SH SHARED 17,950 REPUBLIC SVCS INC COM 760759100 1,049.40 31,800 SH C SHARED 31,800 REPUBLIC SVCS INC COM 760759100 3,795.89 115,027 SH SHARED 01 115,027 RESEARCH FRONTIERS INC COM 760911107 185.84 50,500 SH SHARED 01 50,500 RESEARCH IN MOTION LTD COM 760975102 934.88 64,720 SH SHARED 64,720 RESEARCH IN MOTION LTD COM 760975102 1,944.30 134,600 SH C SHARED 134,600 RESEARCH IN MOTION LTD COM 760975102 2,027.40 140,353 SH SHARED 01 140,353 RESEARCH IN MOTION LTD COM 760975102 16,845.46 1,166,179 SH SHARED 1,166,179 RESEARCH IN MOTION LTD COM 760975102 18,214.86 1,260,980 SH P SHARED 1,260,980 RESMED INC COM 761152107 4.64 100 SH P SHARED 100 RESMED INC COM 761152107 101.99 2,200 SH C SHARED 2,200 RESMED INC COM 761152107 486.78 10,500 SH SHARED 10,500

RESMED INC COM 761152107 800.41 17,265 SH SHARED 20 17,265 RESMED INC COM 761152107 1,404.75 30,301 SH SHARED 01 30,301 RESMED INC COM 761152107 1,862.56 40,176 SH SHARED 40,176 RESOLUTE ENERGY CORP COM 76116A108 4.60 400 SH C SHARED 400 RESOLUTE ENERGY CORP COM 76116A108 65.12 5,658 SH SHARED 5,658 RESOLUTE ENERGY CORP COM 76116A108 108.19 9,400 SH P SHARED 9,400 RESOLUTE ENERGY CORP COM 76116A108 191.64 16,650 SH SHARED 01 16,650 RESOLUTE ENERGY CORP *W EXP 09/25/201 76116A116 8.11 7,050 SH SOLE 7,050 RESOLUTE FST PRODS INC COM 76117W109 9.30 575 SH SHARED 01 575 RESOLUTE FST PRODS INC COM 76117W109 11.33 700 SH C SHARED 700 RESOLUTE FST PRODS INC COM 76117W109 1,265.71 78,227 SH SHARED 78,227 RESOURCE CAP CORP COM 76120W302 224.74 34,000 SH P SHARED 34,000 RESOURCE CAP CORP COM 76120W302 542.01 81,999 SH SHARED 01 81,999 RESOURCE CAP CORP COM 76120W302 1,280.72 193,755 SH SHARED 193,755 RESOURCES CONNECTION INC COM 76122Q105 2.54 200 SH SHARED 01 200 RESOURCES CONNECTION INC COM 76122Q105 27.09 2,133 SH SHARED 2,133 RESPONSE GENETICS INC COM 76123U105 4.47 3,383 SH SOLE 3,383 RESPONSYS INC COM 761248103 23.07 2,607 SH SOLE 2,607 RETAIL OPPORTUNITY INVTS COR COM 76131N101 94.81 6,765 SH SHARED 01 6,765 RETAIL OPPORTUNITY INVTS COR COM 76131N101 294.55 21,017 SH SHARED 21,017 RETAIL OPPORTUNITY INVTS COR UNIT 10/23/2014 76131N200 4.55 286 SH SOLE 286 RETAIL PPTYS AMER INC CL A 76131V202 16.52 1,116 SH SHARED 1,116 RETAIL PPTYS AMER INC CL A 76131V202 60.47 4,086 SH SHARED 01 4,086 REVENUESHARES ETF TR ADR FD 761396605 40.61 1,148 SH SHARED 1,148 REVENUESHARES ETF TR ADR FD 761396605 617.35 17,451 SH SHARED 01 17,451 REVENUESHARES ETF TR LARGECAP FD 761396100 3,341.83 109,525 SH SHARED 01 109,525 REVENUESHARES ETF TR MID CAP FD 761396209 6,849.43 182,749 SH SHARED 01 182,749 REVENUESHARES ETF TR NAVELLR A-100 761396704 15.86 344 SH SOLE 344 REVENUESHARES ETF TR SMALL CAP FD 761396308 2,767.18 66,407 SH SHARED 01 66,407 REVENUESHARES ETF TR S&P500 FINL FD 761396506 870.61 24,070 SH SHARED 01 24,070 REVETT MINERALS INC COM NEW 761505205 16.89 7,408 SH SOLE 7,408 REVLON INC CL A NEW 761525609 2.24 100 SH C SHARED 100 REVLON INC CL A NEW 761525609 4.47 200 SH SHARED 01 200 REVLON INC CL A NEW 761525609 13.42 600 SH P SHARED 600 REVOLUTION LIGHTING TECHNOLO COM 76155G107 4.10 1,952 SH SHARED 1,952 REVOLUTION LIGHTING TECHNOLO COM 76155G107 42.00 20,000 SH SHARED 01 20,000 REX AMERICAN RESOURCES CORP COM 761624105 17.94 811 SH SOLE 811 REX ENERGY CORPORATION COM 761565100 1.65 100 SH C SHARED 100 REX ENERGY CORPORATION COM 761565100 5.61 340 SH SHARED 340 REX ENERGY CORPORATION COM 761565100 26.38 1,600 SH SHARED 01 1,600 REXNORD CORP NEW COM 76169B102 0.66 31 SH SOLE 31 REYNOLDS AMERICAN INC COM 761713106 226.90 5,100 SH P SHARED 5,100 REYNOLDS AMERICAN INC COM 761713106 947.64 21,300 SH SHARED 21,300 REYNOLDS AMERICAN INC COM 761713106 1,125.60 25,300 SH C SHARED 25,300 REYNOLDS AMERICAN INC COM 761713106 2,291.46 51,505 SH SHARED 20 51,505 REYNOLDS AMERICAN INC COM 761713106 12,729.70 286,125 SH SHARED 286,125 REYNOLDS AMERICAN INC COM 761713106 13,588.40 305,426 SH SHARED 01 305,426 RF INDS LTD COM PAR $0.01 749552105 7.35 1,074 SH SHARED 1,074

RF INDS LTD COM PAR $0.01 749552105 34.20 5,000 SH SHARED 01 5,000 RF MICRODEVICES INC COM 749941100 9.58 1,800 SH P SHARED 1,800 RF MICRODEVICES INC COM 749941100 119.59 22,479 SH SHARED 01 22,479 RF MICRODEVICES INC COM 749941100 122.36 23,000 SH C SHARED 23,000 RF MICRODEVICES INC COM 749941100 217.14 40,815 SH SHARED 40,815 RGC RES INC COM 74955L103 161.14 8,490 SH SHARED 01 8,490 RHINO RESOURCE PARTNERS LP COM UNIT REPST 76218Y103 2.97 221 SH SHARED 221 RHINO RESOURCE PARTNERS LP COM UNIT REPST 76218Y103 6.72 500 SH SHARED 01 500 RICHARDSON ELECTRS LTD COM 763165107 20.25 1,707 SH SOLE 1,707 RICHMONT MINES INC COM 76547T106 9.66 3,514 SH SOLE 3,514 RICKS CABARET INTL INC COM NEW 765641303 10.61 1,200 SH C SOLE 1,200 RICKS CABARET INTL INC COM NEW 765641303 41.05 4,644 SH SOLE 4,644 RIGEL PHARMACEUTICALS INC COM NEW 766559603 108.12 15,900 SH C SOLE 15,900 RIGEL PHARMACEUTICALS INC COM NEW 766559603 266.56 39,200 SH P SOLE 39,200 RIO ALTO MNG LTD NEW COM 76689T104 0.96 210 SH SOLE 210 RIO TINTO PLC SPONSORED ADR 767204100 28.48 605 SH SHARED 20 605 RIO TINTO PLC SPONSORED ADR 767204100 1,104.03 23,450 SH C SHARED 23,450 RIO TINTO PLC SPONSORED ADR 767204100 2,186.77 46,448 SH SHARED 46,448 RIO TINTO PLC SPONSORED ADR 767204100 4,143.04 88,000 SH P SHARED 88,000 RIO TINTO PLC SPONSORED ADR 767204100 13,211.54 280,619 SH SHARED 01 280,619 RITCHIE BROS AUCTIONEERS COM 767744105 3.95 182 SH SHARED 182 RITCHIE BROS AUCTIONEERS COM 767744105 29.49 1,359 SH SHARED 01 1,359 RITCHIE BROS AUCTIONEERS COM 767744105 162.75 7,500 SH SHARED 7,500 RITCHIE BROS AUCTIONEERS COM 767744105 426.84 19,670 SH SHARED 20 19,670 RITE AID CORP COM 767754104 85.69 45,100 SH P SHARED 45,100 RITE AID CORP COM 767754104 389.31 204,900 SH C SHARED 204,900 RITE AID CORP COM 767754104 533.53 280,804 SH SHARED 01 280,804 RITE AID CORP COM 767754104 703.86 370,455 SH SHARED 370,455 RIT TECHNOLOGIES LTD SHS M8215Q110 10.20 2,623 SH SOLE 2,623 RIVERBED TECHNOLOGY INC COM 768573107 250.66 16,800 SH P SHARED 16,800 RIVERBED TECHNOLOGY INC COM 768573107 296.83 19,895 SH SHARED 20 19,895 RIVERBED TECHNOLOGY INC COM 768573107 465.30 31,186 SH SHARED 31,186 RIVERBED TECHNOLOGY INC COM 768573107 1,041.91 69,833 SH SHARED 01 69,833 RIVERBED TECHNOLOGY INC COM 768573107 4,467.05 299,400 SH C SHARED 299,400 RLI CORP COM 749607107 79.11 1,101 SH SHARED 01 1,101 RLJ ENTMT INC COM 74965F104 5.24 1,124 SH SOLE 1,124 RLJ LODGING TR COM 74965L101 22.76 1,000 SH SHARED 01 1,000 RLJ LODGING TR COM 74965L101 49.62 2,180 SH SHARED 2,180 RLJ LODGING TR COM 74965L101 1,122.50 49,319 SH SHARED 49,319 RMR REAL ESTATE INCOME FUND COM 76970B101 19.29 922 SH SHARED 922 RMR REAL ESTATE INCOME FUND COM 76970B101 2,856.86 136,561 SH SHARED 01 136,561 ROADRUNNER TRNSN SVCS HLDG I COM 76973Q105 498.64 21,680 SH SHARED 01 21,680 ROBERT HALF INTL INC COM 770323103 15.01 400 SH C SHARED 400 ROBERT HALF INTL INC COM 770323103 204.35 5,445 SH SHARED 5,445 ROBERT HALF INTL INC COM 770323103 435.35 11,600 SH SHARED 11,600 ROBERT HALF INTL INC COM 770323103 2,447.74 65,221 SH SHARED 01 65,221 ROBERTS REALTY INVS COM 769900101 0.69 551 SH SOLE 551 ROCHESTER MED CORP COM 771497104 22.08 1,510 SH SHARED 1,510 ROCHESTER MED CORP COM 771497104 33.55 2,295 SH SHARED 01 2,295 ROCK-TENN CO CL A 772739207 56.69 611 SH SHARED 01 611 ROCK-TENN CO CL A 772739207 352.60 3,800 SH SHARED 3,800

ROCK-TENN CO CL A 772739207 633.29 6,825 SH SHARED 6,825 ROCKVILLE FINL INC NEW COM 774188106 62.67 4,836 SH SHARED 4,836 ROCKVILLE FINL INC NEW COM 774188106 217.16 16,756 SH SHARED 01 16,756 ROCKWELL AUTOMATION INC COM 773903109 34.54 400 SH P SHARED 400 ROCKWELL AUTOMATION INC COM 773903109 198.61 2,300 SH C SHARED 2,300 ROCKWELL AUTOMATION INC COM 773903109 759.88 8,800 SH SHARED 8,800 ROCKWELL AUTOMATION INC COM 773903109 5,239.55 60,678 SH SHARED 01 60,678 ROCKWELL COLLINS INC COM 774341101 100.99 1,600 SH C SHARED 1,600 ROCKWELL COLLINS INC COM 774341101 580.70 9,200 SH SHARED 9,200 ROCKWELL COLLINS INC COM 774341101 15,193.55 240,709 SH SHARED 01 240,709 ROCKWELL MED INC COM 774374102 7.02 1,773 SH SOLE 1,773 ROCKWOOD HLDGS INC COM 774415103 32.72 500 SH P SHARED 500 ROCKWOOD HLDGS INC COM 774415103 628.22 9,600 SH C SHARED 9,600 ROCKWOOD HLDGS INC COM 774415103 4,549.00 69,514 SH SHARED 01 69,514 ROCKWOOD HLDGS INC COM 774415103 12,055.03 184,215 SH SHARED 184,215 ROCKY BRANDS INC COM 774515100 10.89 800 SH SHARED 01 800 ROCKY MTN CHOCOLATE FACTORY COM PAR $0.03 774678403 6.15 500 SH SHARED 01 500 ROFIN SINAR TECHNOLOGIES INC COM 775043102 0.43 16 SH SHARED 16 ROFIN SINAR TECHNOLOGIES INC COM 775043102 2.57 95 SH SHARED 01 95 ROGERS COMMUNICATIONS INC CL B 775109200 5.11 100 SH P SHARED 100 ROGERS COMMUNICATIONS INC CL B 775109200 15.32 300 SH C SHARED 300 ROGERS COMMUNICATIONS INC CL B 775109200 1,312.24 25,700 SH SHARED 25,700 ROGERS COMMUNICATIONS INC CL B 775109200 2,319.76 45,432 SH SHARED 17 45,432 ROGERS COMMUNICATIONS INC CL B 775109200 3,093.88 60,593 SH SHARED 01 60,593 ROGERS COMMUNICATIONS INC CL B 775109200 20,487.26 401,239 SH SHARED 401,239 ROGERS CORP COM 775133101 283.20 5,947 SH SHARED 01 5,947 ROI ACQUISITION CORP UNIT 99/99/9999 74966A203 217.20 20,885 SH SOLE 20,885 ROLLINS INC COM 775711104 89.88 3,661 SH SHARED 3,661 ROLLINS INC COM 775711104 723.88 29,486 SH SHARED 01 29,486 ROMA FINANCIAL CORP COM 77581P109 8.90 554 SH SOLE 554 ROPER INDS INC NEW COM 776696106 38.19 300 SH P SHARED 300 ROPER INDS INC NEW COM 776696106 140.04 1,100 SH C SHARED 1,100 ROPER INDS INC NEW COM 776696106 687.47 5,400 SH SHARED 5,400 ROPER INDS INC NEW COM 776696106 2,299.73 18,064 SH SHARED 18,064 ROPER INDS INC NEW COM 776696106 6,110.50 47,997 SH SHARED 01 47,997 ROSE ROCK MIDSTREAM L P COM U REP LTD 777149105 53.96 1,361 SH SHARED 1,361 ROSE ROCK MIDSTREAM L P COM U REP LTD 777149105 127.12 3,206 SH SHARED 01 3,206 ROSETTA RESOURCES INC COM 777779307 9.52 200 SH P SHARED 200 ROSETTA RESOURCES INC COM 777779307 90.40 1,900 SH C SHARED 1,900 ROSETTA RESOURCES INC COM 777779307 2,000.88 42,053 SH SHARED 01 42,053 ROSETTA STONE INC COM 777780107 2.18 142 SH SHARED 01 142 ROSETTA STONE INC COM 777780107 6.15 400 SH C SHARED 400 ROSS STORES INC COM 778296103 60.62 1,000 SH P SHARED 1,000 ROSS STORES INC COM 778296103 321.29 5,300 SH C SHARED 5,300 ROSS STORES INC COM 778296103 848.68 14,000 SH SHARED 14,000 ROSS STORES INC COM 778296103 1,290.90 21,295 SH SHARED 20 21,295 ROSS STORES INC COM 778296103 6,427.11 106,023 SH SHARED 106,023 ROSS STORES INC COM 778296103 17,946.91 296,056 SH SHARED 01 296,056 ROUNDYS INC COM 779268101 3.29 500 SH P SHARED 500 ROUNDYS INC COM 779268101 16.43 2,500 SH C SHARED 2,500 ROUNDYS INC COM 779268101 92.58 14,092 SH SHARED 14,092

ROUNDYS INC COM 779268101 287.19 43,713 SH SHARED 01 43,713 ROUSE PPTYS INC COM 779287101 14.81 818 SH SHARED 01 818 ROUSE PPTYS INC COM 779287101 195.86 10,821 SH SHARED 10,821 ROVI CORP COM 779376102 6.42 300 SH C SHARED 300 ROVI CORP COM 779376102 27.73 1,295 SH SHARED 01 1,295 ROVI CORP COM 779376102 40.08 1,872 SH SHARED 1,872 ROWAN COMPANIES PLC SHS CL A G7665A101 63.65 1,800 SH P SHARED 1,800 ROWAN COMPANIES PLC SHS CL A G7665A101 90.63 2,563 SH SHARED 01 2,563 ROWAN COMPANIES PLC SHS CL A G7665A101 289.95 8,200 SH C SHARED 8,200 ROWAN COMPANIES PLC SHS CL A G7665A101 293.49 8,300 SH SHARED 8,300 ROYAL BANCSHARES PA INC CL A 780081105 6.10 4,069 SH SOLE 4,069 ROYAL BK CDA MONTREAL QUE COM 780087102 126.63 2,100 SH C SHARED 2,100 ROYAL BK CDA MONTREAL QUE COM 780087102 1,845.18 30,600 SH P SHARED 30,600 ROYAL BK CDA MONTREAL QUE COM 780087102 5,364.41 88,962 SH SHARED 88,962 ROYAL BK CDA MONTREAL QUE COM 780087102 5,852.66 97,059 SH SHARED 97,059 ROYAL BK CDA MONTREAL QUE COM 780087102 16,792.52 278,483 SH SHARED 01 278,483 ROYAL BK OF SCOTLAND PLC BIG PHARMA ETN 78009P135 8.59 263 SH SOLE 263 ROYAL BK OF SCOTLAND PLC RBS NASD LKD41 78009P143 0.28 10 SH SOLE 10 ROYAL BK OF SCOTLAND PLC RBS OIL TRNDPL 78009P127 16.49 745 SH SOLE 745 ROYAL BK SCOTLAND GROUP PLC ADR PFD SER P 780097762 403.02 18,195 SH SHARED 01 18,195 ROYAL BK SCOTLAND GROUP PLC ADR PREF SER N 780097770 1,681.01 75,721 SH SHARED 01 75,721 ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS Q 780097754 47.89 2,051 SH SHARED 2,051 ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS Q 780097754 1,751.23 74,999 SH SHARED 01 74,999 ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS R 780097747 117.91 5,350 SH SHARED 01 5,350 ROYAL BK SCOTLAND GROUP PLC SP ADR L RP PF 780097788 437.90 18,626 SH SHARED 01 18,626 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 300.40 13,459 SH SHARED 01 13,459 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 1,010.60 43,677 SH SHARED 01 43,677 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 1,979.96 81,279 SH SHARED 01 81,279 ROYAL BK SCOTLAND GROUP PLC SPON ADR F 780097804 16.30 642 SH SHARED 642 ROYAL BK SCOTLAND GROUP PLC SPON ADR F 780097804 2,264.23 89,178 SH SHARED 01 89,178 ROYAL BK SCOTLAND GROUP PLC SPON ADR SER H 780097879 29.38 1,162 SH SHARED 1,162 ROYAL BK SCOTLAND GROUP PLC SPON ADR SER H 780097879 443.01 17,524 SH SHARED 01 17,524 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 20 ORD 780097689 21.08 2,500 SH P SHARED 2,500 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 20 ORD 780097689 1,100.24 130,515 SH SHARED 130,515 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 20 ORD 780097689 1,739.61 206,359 SH SHARED 01 206,359 ROYAL BK SCOTLAND PLC GOLD TRENDP ETN 78009L407 8.31 296 SH SHARED 296 ROYAL BK SCOTLAND PLC GOLD TRENDP ETN 78009L407 4,067.48 144,905 SH SHARED 01 144,905 ROYAL BK SCOTLAND PLC US LC TRENDP ETN 78009L308 10,400.48 341,335 SH SHARED 01 341,335

ROYAL BK SCOTLAND PLC US MC TRENDP ETN 78009L209 2,065.60 73,535 SH SHARED 01 73,535 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 153.51 4,621 SH SHARED 01 4,621 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 275.73 8,300 SH SHARED 8,300 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 458.44 13,800 SH C SHARED 13,800 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 962.12 28,962 SH SHARED 28,962 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 1,767.30 53,200 SH P SHARED 53,200 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 4,815.41 144,955 SH SHARED 20 144,955 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 26.73 400 SH SHARED 400 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 30.07 450 SH SHARED 450 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 2,467.33 36,925 SH SHARED 20 36,925 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 40,304.15 603,175 SH SHARED 01 603,175 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 5.15 79 SH SHARED 17 79 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 95.52 1,466 SH SHARED 1,466 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 140.09 2,150 SH SHARED 2,150 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 63,422.90 973,341 SH SHARED 01 973,341 ROYALE ENERGY INC COM NEW 78074G200 51.79 24,900 SH P SOLE 24,900 ROYALE ENERGY INC COM NEW 78074G200 56.68 27,250 SH SOLE 27,250 ROYAL GOLD INC COM 780287108 70.11 987 SH SHARED 987 ROYAL GOLD INC COM 780287108 745.82 10,500 SH P SHARED 10,500 ROYAL GOLD INC COM 780287108 4,437.46 62,473 SH SHARED 01 62,473 ROYAL GOLD INC COM 780287108 15,093.88 212,500 SH C SHARED 212,500 ROYAL GOLD INC COM 780287108 36,123.66 508,569 SH SHARED 508,569 ROYCE FOCUS TR COM 78080N108 15.71 2,250 SH SHARED 2,250 ROYCE FOCUS TR COM 78080N108 22.86 3,275 SH SHARED 01 3,275 ROYCE MICRO-CAP TR INC COM 780915104 29.10 2,720 SH SHARED 2,720 ROYCE MICRO-CAP TR INC COM 780915104 5,663.66 529,314 SH SHARED 01 529,314 ROYCE VALUE TR INC COM 780910105 10,717.40 711,647 SH SHARED 01 711,647 RPC INC COM 749660106 21.24 1,400 SH C SHARED 1,400 RPC INC COM 749660106 43.99 2,900 SH P SHARED 2,900 RPC INC COM 749660106 65.75 4,334 SH SHARED 4,334 RPC INC COM 749660106 150.56 9,925 SH SHARED 01 9,925 RPC INC COM 749660106 1,236.96 81,540 SH SHARED 20 81,540 RPM INTL INC COM 749685103 12.63 400 SH C SHARED 400 RPM INTL INC COM 749685103 175.05 5,543 SH SHARED 5,543 RPM INTL INC COM 749685103 1,027.30 32,530 SH SHARED 20 32,530 RPM INTL INC COM 749685103 2,658.21 84,174 SH SHARED 01 84,174 RPX CORP COM 74972G103 42.33 3,000 SH P SHARED 3,000 RPX CORP COM 74972G103 75.54 5,354 SH SHARED 01 5,354 RPX CORP COM 74972G103 91.72 6,500 SH C SHARED 6,500 RTI BIOLOGICS INC COM 74975N105 22.81 5,803 SH SHARED 5,803 RTI BIOLOGICS INC COM 74975N105 55.02 14,000 SH SHARED 01 14,000 RTI INTL METALS INC COM 74973W107 12.68 400 SH SHARED 01 400 RTI INTL METALS INC COM 74973W107 68.93 2,175 SH SHARED 2,175 RUBICON MINERALS CORP COM 780911103 6.03 2,500 SH P SHARED 2,500 RUBICON MINERALS CORP COM 780911103 24.43 10,136 SH SHARED 10,136 RUBICON MINERALS CORP COM 780911103 33.74 14,000 SH C SHARED 14,000 RUBICON MINERALS CORP COM 780911103 999.07 414,551 SH SHARED 01 414,551 RUBICON TECHNOLOGY INC COM 78112T107 13.20 2,000 SH C SHARED 2,000

RUBICON TECHNOLOGY INC COM 78112T107 738.51 111,896 SH SHARED 01 111,896 RUBY TUESDAY INC COM 781182100 19.90 2,700 SH SHARED 01 2,700 RUBY TUESDAY INC COM 781182100 61.80 8,386 SH SHARED 8,386 RUBY TUESDAY INC COM 781182100 142.24 19,300 SH P SHARED 19,300 RUCKUS WIRELESS INC COM 781220108 8.40 400 SH C SHARED 400 RUCKUS WIRELESS INC COM 781220108 14.70 700 SH P SHARED 700 RUCKUS WIRELESS INC COM 781220108 57.86 2,755 SH SHARED 2,755 RUCKUS WIRELESS INC COM 781220108 620.11 29,529 SH SHARED 01 29,529 RUDOLPH TECHNOLOGIES INC COM 781270103 21.20 1,800 SH SHARED 01 1,800 RUDOLPH TECHNOLOGIES INC COM 781270103 973.59 82,648 SH SHARED 82,648 RUE21 INC COM 781295100 54.64 1,859 SH SHARED 1,859 RUE21 INC COM 781295100 253.52 8,626 SH SHARED 01 8,626 RURBAN FINL CORP COM 78176P108 14.29 1,673 SH SOLE 1,673 RUSH ENTERPRISES INC CL A 781846209 14.98 621 SH SHARED 01 621 RUSH ENTERPRISES INC CL B 781846308 20.38 996 SH SOLE 996 RUTHS HOSPITALITY GROUP INC COM 783332109 6.68 700 SH P SHARED 700 RUTHS HOSPITALITY GROUP INC COM 783332109 9.54 1,000 SH SHARED 01 1,000 RUTHS HOSPITALITY GROUP INC COM 783332109 18.13 1,900 SH C SHARED 1,900 RUTHS HOSPITALITY GROUP INC COM 783332109 32.57 3,414 SH SHARED 3,414 RYANAIR HLDGS PLC SPONSORED ADR 783513104 65.22 1,561 SH SHARED 01 1,561 RYANAIR HLDGS PLC SPONSORED ADR 783513104 701.90 16,800 SH SHARED 20 16,800 RYDER SYS INC COM 783549108 66.62 1,115 SH SHARED 1,115 RYDER SYS INC COM 783549108 77.68 1,300 SH C SHARED 1,300 RYDER SYS INC COM 783549108 201.66 3,375 SH SHARED 20 3,375 RYDER SYS INC COM 783549108 685.09 11,466 SH SHARED 01 11,466 RYDER SYS INC COM 783549108 4,523.08 75,700 SH P SHARED 75,700 RYDEX ETF TRUST GUG MSCI EMKT EQ 78355W536 33.37 967 SH SHARED 967 RYDEX ETF TRUST GUG MSCI EMKT EQ 78355W536 418.50 12,127 SH SHARED 01 12,127 RYDEX ETF TRUST GUG RUSS1000 EQL 78355W593 554.61 14,120 SH SHARED 01 14,120 RYDEX ETF TRUST GUG RUSS MCP EQL 78355W577 306.41 7,726 SH SHARED 01 7,726 RYDEX ETF TRUST GUG RUSS TOP 50 78355W205 7,115.41 63,953 SH SHARED 01 63,953 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 11.93 200 SH C SHARED 200 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 84,532.66 1,417,382 SH SHARED 01 1,417,382 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W833 309.86 4,712 SH SHARED 01 4,712 RYDEX ETF TRUST GUG S&P500EQWTEN 78355W866 195.69 2,698 SH SHARED 01 2,698 RYDEX ETF TRUST GUG S&P500EQWTFI 78355W858 6.66 200 SH SHARED 01 200 RYDEX ETF TRUST GUG S&P500EQWTHC 78355W841 910.08 10,189 SH SHARED 01 10,189 RYDEX ETF TRUST GUG S&P500EQWTMA 78355W825 5,082.87 75,126 SH SHARED 01 75,126 RYDEX ETF TRUST GUG S&P500EQWTTE 78355W817 1,467.10 23,941 SH SHARED 01 23,941 RYDEX ETF TRUST GUG S&P500EQWTUT 78355W791 740.10 11,584 SH SHARED 01 11,584 RYDEX ETF TRUST GUG S&P500 EWCON 78355W874 1,186.20 14,668 SH SHARED 01 14,668 RYDEX ETF TRUST GUG S&P500 PU GR 78355W403 4,810.09 86,637 SH SHARED 01 86,637 RYDEX ETF TRUST GUG S&P500 PU VA 78355W304 56.76 1,461 SH SHARED 01 1,461 RYDEX ETF TRUST GUG S&P MC400 PG 78355W601 6,572.32 65,021 SH SHARED 01 65,021 RYDEX ETF TRUST GUG S&P MC400 PV 78355W502 279.31 6,535 SH SHARED 01 6,535 RYDEX ETF TRUST GUG S&P SC500 EQ 78355W882 1,976.63 30,972 SH SHARED 01 30,972 RYDEX ETF TRUST GUG S&P SC600 PG 78355W809 925.62 15,038 SH SHARED 01 15,038 RYDEX ETF TRUST GUG S&P SC600 PV 78355W700 33.68 708 SH SHARED 708 RYDEX ETF TRUST GUG S&P SC600 PV 78355W700 183.14 3,850 SH SHARED 01 3,850 RYLAND GROUP INC COM 783764103 449.50 10,800 SH P SHARED 10,800

RYLAND GROUP INC COM 783764103 757.90 18,210 SH SHARED 20 18,210 RYLAND GROUP INC COM 783764103 965.58 23,200 SH C SHARED 23,200 RYLAND GROUP INC COM 783764103 1,233.58 29,639 SH SHARED 01 29,639 RYMAN HOSPITALITY PPTYS INC COM 78377T107 9.15 200 SH P SHARED 200 RYMAN HOSPITALITY PPTYS INC COM 78377T107 725.27 15,853 SH SHARED 15,853 RYMAN HOSPITALITY PPTYS INC COM 78377T107 2,082.59 45,521 SH SHARED 01 45,521 SABA SOFTWARE INC COM NEW 784932600 54.38 6,840 SH SOLE 6,840 SABA SOFTWARE INC COM NEW 784932600 165.36 20,800 SH P SOLE 20,800 SABINE ROYALTY TR UNIT BEN INT 785688102 555.48 11,910 SH SHARED 01 11,910 SABRA HEALTH CARE REIT INC COM 78573L106 284.33 9,801 SH SHARED 01 9,801 SABRA HEALTH CARE REIT INC COM 78573L106 455.25 15,693 SH SHARED 15,693 SABRA HEALTH CARE REIT INC COM 78573L106 3,647.69 125,739 SH SHARED 125,739 SAFE BULKERS INC COM Y7388L103 8.12 1,638 SH SOLE 1,638 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 3.16 200 SH P SHARED 200 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 9.76 618 SH SHARED 618 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 169.82 10,748 SH SHARED 01 10,748 SAFETY INS GROUP INC COM 78648T100 73.35 1,492 SH SHARED 01 1,492 SAFEWAY INC COM NEW 786514208 133.44 5,064 SH SHARED 5,064 SAFEWAY INC COM NEW 786514208 511.19 19,400 SH SHARED 19,400 SAFEWAY INC COM NEW 786514208 1,025.02 38,900 SH C SHARED 38,900 SAFEWAY INC COM NEW 786514208 2,005.81 76,122 SH SHARED 01 76,122 SAFEWAY INC COM NEW 786514208 2,745.67 104,200 SH P SHARED 104,200 SAIA INC COM 78709Y105 25.93 717 SH SHARED 717 SAIA INC COM 78709Y105 839.61 23,213 SH SHARED 01 23,213 SAIC INC COM 78390X101 5.42 400 SH C SHARED 400 SAIC INC COM 78390X101 10.84 800 SH P SHARED 800 SAIC INC COM 78390X101 67.83 5,006 SH SHARED 5,006 SAIC INC COM 78390X101 243.90 18,000 SH SHARED 18,000 SAIC INC COM 78390X101 1,030.07 76,020 SH SHARED 01 76,020 SAKS INC COM 79377W108 37.85 3,300 SH SHARED 01 3,300 SAKS INC COM 79377W108 107.58 9,379 SH SHARED 9,379 SAKS INC COM 79377W108 239.72 20,900 SH P SHARED 20,900 SAKS INC COM 79377W108 1,200.91 104,700 SH C SHARED 104,700 SALEM COMMUNICATIONS CORP DE CL A 794093104 5.46 688 SH SOLE 688 SALESFORCE COM INC COM 79466L302 1,520.06 8,500 SH SHARED 8,500 SALESFORCE COM INC COM 79466L302 2,939.25 16,436 SH SHARED 20 16,436 SALESFORCE COM INC COM 79466L302 3,433.54 19,200 SH C SHARED 19,200 SALESFORCE COM INC COM 79466L302 9,883.04 55,265 SH SHARED 01 55,265 SALESFORCE COM INC COM 79466L302 20,851.58 116,600 SH P SHARED 116,600 SALIENT MLP & ENERGY INFRSTR COM SH BEN INT 79471T100 1.87 68 SH SHARED 68 SALIENT MLP & ENERGY INFRSTR COM SH BEN INT 79471T100 10.68 389 SH SHARED 01 389 SALISBURY BANCORP INC COM 795226109 19.87 776 SH SOLE 776 SALIX PHARMACEUTICALS INC COM 795435106 327.55 6,400 SH C SHARED 6,400 SALIX PHARMACEUTICALS INC COM 795435106 350.07 6,840 SH SHARED 01 6,840 SALIX PHARMACEUTICALS INC COM 795435106 834.18 16,299 SH SHARED 16,299 SALIX PHARMACEUTICALS INC NOTE 2.750% 5/1 795435AC0 58.05 45,000 PRN SHARED 01 45,000 SALLY BEAUTY HLDGS INC COM 79546E104 2.94 100 SH C SHARED 100 SALLY BEAUTY HLDGS INC COM 79546E104 113.29 3,856 SH SHARED 3,856

SALLY BEAUTY HLDGS INC COM 79546E104 320.39 10,905 SH SHARED 20 10,905 SALLY BEAUTY HLDGS INC COM 79546E104 1,307.06 44,488 SH SHARED 01 44,488 SAMSON OIL & GAS LTD SPON ADR 796043107 0.10 190 SH SHARED 01 190 SANCHEZ ENERGY CORP COM 79970Y105 2.67 134 SH SHARED 01 134 SANCHEZ ENERGY CORP COM 79970Y105 143.42 7,200 SH P SHARED 7,200 SANCHEZ ENERGY CORP COM 79970Y105 225.47 11,319 SH SHARED 11,319 SANCHEZ ENERGY CORP COM 79970Y105 1,721.09 86,400 SH C SHARED 86,400 SANDERSON FARMS INC COM 800013104 5.46 100 SH SHARED 01 100 SANDISK CORP COM 80004C101 883.48 16,075 SH C SHARED 16,075 SANDISK CORP COM 80004C101 1,527.67 27,796 SH SHARED 27,796 SANDISK CORP COM 80004C101 4,738.71 86,221 SH SHARED 86,221 SANDISK CORP COM 80004C101 8,529.79 155,200 SH P SHARED 155,200 SANDISK CORP COM 80004C101 19,733.66 359,055 SH SHARED 01 359,055 SANDISK CORP NOTE 1.000% 5/1 80004CAC5 11.99 12,000 PRN SHARED 12,000 SANDISK CORP NOTE 1.000% 5/1 80004CAC5 105.93 106,000 PRN SHARED 01 106,000 SANDISK CORP NOTE 1.500% 8/1 80004CAD3 92.79 72,000 PRN SHARED 01 72,000 SANDRIDGE ENERGY INC COM 80007P307 497.92 94,482 SH SHARED 94,482 SANDRIDGE ENERGY INC COM 80007P307 879.04 166,800 SH P SHARED 166,800 SANDRIDGE ENERGY INC COM 80007P307 1,538.31 291,900 SH C SHARED 291,900 SANDRIDGE ENERGY INC COM 80007P307 1,639.09 311,023 SH SHARED 01 311,023 SANDRIDGE MISSISSIPPIAN TR I SH BEN INT 80007V106 34.27 2,800 SH P SHARED 2,800 SANDRIDGE MISSISSIPPIAN TR I SH BEN INT 80007V106 80.78 6,600 SH C SHARED 6,600 SANDRIDGE MISSISSIPPIAN TR I SH BEN INT 80007V106 82.39 6,731 SH SHARED 6,731 SANDRIDGE MISSISSIPPIAN TR I SH BEN INT 80007V106 170.14 13,900 SH SHARED 01 13,900 SANDRIDGE MISSISSIPPIAN TR I UNIT BEN INT 80007T101 55.41 4,135 SH SHARED 01 4,135 SANDRIDGE MISSISSIPPIAN TR I UNIT BEN INT 80007T101 83.08 6,200 SH P SHARED 6,200 SANDRIDGE MISSISSIPPIAN TR I UNIT BEN INT 80007T101 259.96 19,400 SH C SHARED 19,400 SANDRIDGE PERMIAN TR COM UNIT BEN INT 80007A102 1,702.61 116,140 SH SHARED 01 116,140 SANDSTORM GOLD LTD COM NEW 80013R206 38.75 4,100 SH SHARED 01 4,100 SANDSTORM GOLD LTD COM NEW 80013R206 72.77 7,700 SH C SHARED 7,700 SANDSTORM GOLD LTD COM NEW 80013R206 395.73 41,876 SH SHARED 41,876 SANDSTORM GOLD LTD COM NEW 80013R206 636.93 67,400 SH P SHARED 67,400 SANDY SPRING BANCORP INC COM 800363103 21.13 1,051 SH SHARED 01 1,051 SANDY SPRING BANCORP INC COM 800363103 27.11 1,349 SH SHARED 1,349 SANGAMO BIOSCIENCES INC COM 800677106 71.70 7,500 SH SHARED 01 7,500 SANGAMO BIOSCIENCES INC COM 800677106 266.72 27,900 SH P SHARED 27,900 SANGAMO BIOSCIENCES INC COM 800677106 2,153.87 225,300 SH C SHARED 225,300 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 12.10 800 SH P SHARED 800 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 24.21 1,600 SH C SHARED 1,600 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 1,452.04 95,971 SH SHARED 01 95,971 SANMINA CORPORATION COM 801056102 26.66 2,345 SH SHARED 01 2,345 SANMINA CORPORATION COM 801056102 36.38 3,200 SH P SHARED 3,200 SANMINA CORPORATION COM 801056102 171.69 15,100 SH C SHARED 15,100 SANOFI RIGHT 12/31/2020 80105N113 156.23 87,279 SH SHARED 01 87,279 SANOFI SPONSORED ADR 80105N105 61.30 1,200 SH C SHARED 01 1,200 SANOFI SPONSORED ADR 80105N105 612.96 12,000 SH P SHARED 12,000 SANOFI SPONSORED ADR 80105N105 679.93 13,311 SH SHARED 13,311

SANOFI SPONSORED ADR 80105N105 791.74 15,500 SH C SHARED 15,500 SANOFI SPONSORED ADR 80105N105 157,432.80 3,082,083 SH SHARED 01 3,082,083 SANTARUS INC COM 802817304 1.73 100 SH P SHARED 100 SANTARUS INC COM 802817304 161.17 9,300 SH C SHARED 9,300 SANTARUS INC COM 802817304 3,315.54 191,318 SH SHARED 01 191,318 SAP AG SPON ADR 803054204 8.94 111 SH SHARED 111 SAP AG SPON ADR 803054204 177.19 2,200 SH C SHARED 2,200 SAP AG SPON ADR 803054204 314.11 3,900 SH P SHARED 3,900 SAP AG SPON ADR 803054204 6,087.29 75,581 SH SHARED 01 75,581 SAPIENT CORP COM 803062108 6.41 526 SH SHARED 526 SAPIENT CORP COM 803062108 30.48 2,500 SH C SHARED 2,500 SAPIENT CORP COM 803062108 46.44 3,810 SH SHARED 01 3,810 SAPPI LTD SPON ADR NEW 803069202 0.31 100 SH SHARED 01 100 SARATOGA INVT CORP COM NEW 80349A208 14.14 859 SH SHARED 01 859 SARATOGA INVT CORP COM NEW 80349A208 29.32 1,781 SH SHARED 1,781 SAREPTA THERAPEUTICS INC COM 803607100 702.49 19,012 SH SHARED 19,012 SAREPTA THERAPEUTICS INC COM 803607100 835.07 22,600 SH C SHARED 22,600 SAREPTA THERAPEUTICS INC COM 803607100 2,065.51 55,900 SH P SHARED 55,900 SAREPTA THERAPEUTICS INC COM 803607100 5,596.26 151,455 SH SHARED 01 151,455 SASOL LTD SPONSORED ADR 803866300 22.17 500 SH P SHARED 500 SASOL LTD SPONSORED ADR 803866300 62.08 1,400 SH C SHARED 1,400 SASOL LTD SPONSORED ADR 803866300 475.10 10,715 SH SHARED 10,715 SASOL LTD SPONSORED ADR 803866300 10,431.83 235,269 SH SHARED 01 235,269 SAUER-DANFOSS INC COM 804137107 70.12 1,200 SH C SHARED 1,200 SAUER-DANFOSS INC COM 804137107 154.84 2,650 SH SHARED 2,650 SAUER-DANFOSS INC COM 804137107 223.32 3,822 SH SHARED 01 3,822 SAUER-DANFOSS INC COM 804137107 677.79 11,600 SH P SHARED 11,600 SAUL CTRS INC COM 804395101 74.36 1,700 SH SHARED 01 1,700 SAUL CTRS INC COM 804395101 92.77 2,121 SH SHARED 2,121 SAUL CTRS INC COM 804395101 281.34 6,432 SH SHARED 6,432 SAVIENT PHARMACEUTICALS INC COM 80517Q100 5.28 6,600 SH P SHARED 6,600 SAVIENT PHARMACEUTICALS INC COM 80517Q100 26.00 32,500 SH SHARED 01 32,500 SAVIENT PHARMACEUTICALS INC COM 80517Q100 90.47 113,093 SH SHARED 113,093 SAVIENT PHARMACEUTICALS INC NOTE 4.750% 2/0 80517QAA8 0.72 3,000 PRN SHARED 01 3,000 SBA COMMUNICATIONS CORP COM 78388J106 36.00 500 SH P SHARED 500 SBA COMMUNICATIONS CORP COM 78388J106 43.20 600 SH C SHARED 600 SBA COMMUNICATIONS CORP COM 78388J106 669.60 9,300 SH SHARED 9,300 SBA COMMUNICATIONS CORP COM 78388J106 7,384.25 102,559 SH SHARED 01 102,559 SBA COMMUNICATIONS CORP NOTE 1.875% 5/0 78388JAN6 20.76 12,000 PRN SHARED 01 12,000 SBA COMMUNICATIONS CORP NOTE 1.875% 5/0 78388JAN6 16,957.46 9,802,000 PRN SHARED 9,802,000 SCANA CORP NEW COM 80589M102 511.60 10,000 SH SHARED 10,000 SCANA CORP NEW COM 80589M102 1,094.98 21,403 SH SHARED 21,403 SCANA CORP NEW COM 80589M102 8,568.53 167,485 SH SHARED 01 167,485 SCANSOURCE INC COM 806037107 11.71 415 SH SHARED 415 SCANSOURCE INC COM 806037107 19.78 701 SH SHARED 01 701 SCBT FINANCIAL CORP COM 78401V102 56.70 1,125 SH SHARED 1,125 SCBT FINANCIAL CORP COM 78401V102 72.48 1,438 SH SHARED 01 1,438 SCHAWK INC CL A 806373106 0.63 57 SH SHARED 01 57 SCHEIN HENRY INC COM 806407102 9.26 100 SH C SHARED 100 SCHEIN HENRY INC COM 806407102 462.75 5,000 SH SHARED 5,000

SCHEIN HENRY INC COM 806407102 1,018.98 11,010 SH SHARED 20 11,010 SCHEIN HENRY INC COM 806407102 3,623.80 39,155 SH SHARED 39,155 SCHEIN HENRY INC COM 806407102 4,076.36 44,045 SH SHARED 01 44,045 SCHLUMBERGER LTD COM 806857108 29.96 400 SH P SHARED 01 400 SCHLUMBERGER LTD COM 806857108 3,570.83 47,681 SH SHARED 20 47,681 SCHLUMBERGER LTD COM 806857108 24,214.03 323,328 SH SHARED 323,328 SCHLUMBERGER LTD COM 806857108 43,941.71 586,750 SH C SHARED 586,750 SCHLUMBERGER LTD COM 806857108 45,010.46 601,021 SH SHARED 601,021 SCHLUMBERGER LTD COM 806857108 45,825.19 611,900 SH P SHARED 611,900 SCHLUMBERGER LTD COM 806857108 171,238.53 2,286,534 SH SHARED 01 2,286,534 SCHMITT INDS INC ORE COM NEW 806870200 10.38 3,568 SH SOLE 3,568 SCHNITZER STL INDS CL A 806882106 24.00 900 SH P SHARED 900 SCHNITZER STL INDS CL A 806882106 144.95 5,435 SH SHARED 01 5,435 SCHNITZER STL INDS CL A 806882106 154.69 5,800 SH C SHARED 5,800 SCHNITZER STL INDS CL A 806882106 288.04 10,800 SH SHARED 10,800 SCHOLASTIC CORP COM 807066105 303.81 11,400 SH SHARED 01 11,400 SCHOLASTIC CORP COM 807066105 627.07 23,530 SH SHARED 23,530 SCHULMAN A INC COM 808194104 0.79 25 SH SHARED 01 25 SCHULMAN A INC COM 808194104 18.94 600 SH P SHARED 600 SCHULMAN A INC COM 808194104 48.32 1,531 SH SHARED 1,531 SCHWAB CHARLES CORP NEW COM 808513105 84.91 4,800 SH P SHARED 4,800 SCHWAB CHARLES CORP NEW COM 808513105 137.98 7,800 SH C SHARED 7,800 SCHWAB CHARLES CORP NEW COM 808513105 1,165.77 65,900 SH SHARED 65,900 SCHWAB CHARLES CORP NEW COM 808513105 1,523.29 86,110 SH SHARED 20 86,110 SCHWAB CHARLES CORP NEW COM 808513105 2,375.25 134,271 SH SHARED 134,271 SCHWAB CHARLES CORP NEW COM 808513105 19,962.62 1,128,469 SH SHARED 01 1,128,469 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1,096.22 42,905 SH SHARED 01 42,905 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 2,774.09 99,644 SH SHARED 01 99,644 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 79.13 2,813 SH SHARED 01 2,813 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 0.05 1 SH SHARED 01 1 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 351.21 9,252 SH SHARED 01 9,252 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 19.10 513 SH SHARED 01 513 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 6.63 187 SH SHARED 01 187 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 258.24 6,914 SH SHARED 01 6,914 SCHWAB STRATEGIC TR US REIT ETF 808524847 7.57 232 SH SHARED 01 232 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 19.50 455 SH SHARED 01 455 SCHWAB STRATEGIC TR US TIPS ETF 808524870 57.28 987 SH SHARED 01 987 SCHWEITZER-MAUDUIT INTL INC COM 808541106 3.87 100 SH C SHARED 100 SCHWEITZER-MAUDUIT INTL INC COM 808541106 45.00 1,162 SH SHARED 1,162 SCHWEITZER-MAUDUIT INTL INC COM 808541106 135.13 3,489 SH SHARED 01 3,489 SCICLONE PHARMACEUTICALS INC COM 80862K104 8.74 1,900 SH C SHARED 1,900 SCICLONE PHARMACEUTICALS INC COM 80862K104 10.58 2,300 SH P SHARED 2,300 SCICLONE PHARMACEUTICALS INC COM 80862K104 28.98 6,300 SH SHARED 01 6,300 SCICLONE PHARMACEUTICALS INC COM 80862K104 32.54 7,073 SH SHARED 7,073 SCIENTIFIC GAMES CORP CL A 80874P109 9.26 1,058 SH SHARED 01 1,058 SCIENTIFIC GAMES CORP CL A 80874P109 26.75 3,057 SH SHARED 3,057 SCIENTIFIC GAMES CORP CL A 80874P109 28.88 3,300 SH P SHARED 3,300

SCIQUEST INC NEW COM 80908T101 34.38 1,430 SH SOLE 1,430 SCORPIO TANKERS INC SHS Y7542C106 2.23 250 SH SHARED 01 250 SCOTTS MIRACLE GRO CO CL A 810186106 86.48 2,000 SH P SHARED 2,000 SCOTTS MIRACLE GRO CO CL A 810186106 147.02 3,400 SH C SHARED 3,400 SCOTTS MIRACLE GRO CO CL A 810186106 355.74 8,227 SH SHARED 01 8,227 SCRIPPS E W CO OHIO CL A NEW 811054402 33.13 2,754 SH SHARED 2,754 SCRIPPS E W CO OHIO CL A NEW 811054402 253.54 21,076 SH SHARED 01 21,076 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 32.17 500 SH C SHARED 500 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 69.49 1,080 SH SHARED 20 1,080 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 128.68 2,000 SH P SHARED 2,000 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 386.04 6,000 SH SHARED 6,000 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 838.99 13,040 SH SHARED 13,040 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 3,355.91 52,159 SH SHARED 01 52,159 SEABOARD CORP COM 811543107 324.80 116 SH SHARED 116 SEABOARD CORP COM 811543107 753.20 269 SH SHARED 01 269 SEABRIDGE GOLD INC COM 811916105 40.02 2,900 SH SHARED 01 2,900 SEABRIDGE GOLD INC COM 811916105 42.78 3,100 SH P SHARED 3,100 SEABRIDGE GOLD INC COM 811916105 70.38 5,100 SH C SHARED 5,100 SEABRIDGE GOLD INC COM 811916105 130.42 9,451 SH SHARED 9,451 SEACHANGE INTL INC COM 811699107 2.38 200 SH C SOLE 200 SEACOAST BKG CORP FLA COM 811707306 10.19 4,877 SH SHARED 01 4,877 SEACOR HOLDINGS INC COM 811904101 344.45 4,675 SH SHARED 01 4,675 SEACOR HOLDINGS INC COM 811904101 9,365.10 127,105 SH SHARED 127,105 SEACUBE CONTAINER LEASING LT SHS G79978105 2.62 114 SH SHARED 01 114 SEACUBE CONTAINER LEASING LT SHS G79978105 880.40 38,345 SH SHARED 38,345 SEADRILL LIMITED SHS G7945E105 74.42 2,000 SH C SHARED 01 2,000 SEADRILL LIMITED SHS G7945E105 779.66 20,953 SH SHARED 20,953 SEADRILL LIMITED SHS G7945E105 796.29 21,400 SH P SHARED 21,400 SEADRILL LIMITED SHS G7945E105 4,982.42 133,900 SH C SHARED 133,900 SEADRILL LIMITED SHS G7945E105 81,810.69 2,198,621 SH SHARED 01 2,198,621 SEADRILL PARTNERS LLC COMUNIT REP LB Y7545W109 5.41 195 SH SOLE 195 SEAGATE TECHNOLOGY PLC SHS G7945M107 1,045.47 28,600 SH SHARED 28,600 SEAGATE TECHNOLOGY PLC SHS G7945M107 12,055.84 329,800 SH P SHARED 329,800 SEAGATE TECHNOLOGY PLC SHS G7945M107 16,566.73 453,200 SH C SHARED 453,200 SEAGATE TECHNOLOGY PLC SHS G7945M107 24,134.09 660,213 SH SHARED 01 660,213 SEALED AIR CORP NEW COM 81211K100 46.89 1,945 SH SHARED 20 1,945 SEALED AIR CORP NEW COM 81211K100 156.76 6,502 SH SHARED 6,502 SEALED AIR CORP NEW COM 81211K100 192.88 8,000 SH C SHARED 8,000 SEALED AIR CORP NEW COM 81211K100 265.21 11,000 SH SHARED 11,000 SEALED AIR CORP NEW COM 81211K100 296.55 12,300 SH P SHARED 12,300 SEALED AIR CORP NEW COM 81211K100 6,888.03 285,692 SH SHARED 01 285,692 SEALY CORP SR SECD 3RD 8% 812139400 19.09 250 SH SOLE 250 SEARS HLDGS CORP COM 812350106 109.93 2,200 SH C SHARED 2,200 SEARS HLDGS CORP COM 812350106 239.86 4,800 SH SHARED 4,800 SEARS HLDGS CORP COM 812350106 254.35 5,090 SH SHARED 01 5,090 SEARS HLDGS CORP COM 812350106 345.49 6,914 SH SHARED 6,914

SEARS HLDGS CORP COM 812350106 519.69 10,400 SH P SHARED 10,400 SEARS HOMETOWN & OUTLET STOR COM 812362101 6.05 150 SH SHARED 01 150 SEASPAN CORP SHS Y75638109 30.08 1,500 SH C SHARED 1,500 SEASPAN CORP SHS Y75638109 104.48 5,211 SH SHARED 5,211 SEASPAN CORP SHS Y75638109 110.28 5,500 SH P SHARED 5,500 SEASPAN CORP SHS Y75638109 146.04 7,284 SH SHARED 01 7,284 SEATTLE GENETICS INC COM 812578102 142.02 4,000 SH C SHARED 4,000 SEATTLE GENETICS INC COM 812578102 248.96 7,012 SH SHARED 7,012 SEATTLE GENETICS INC COM 812578102 990.59 27,900 SH P SHARED 27,900 SEATTLE GENETICS INC COM 812578102 2,630.64 74,092 SH SHARED 01 74,092 SEI INVESTMENTS CO COM 784117103 229.36 7,950 SH SHARED 20 7,950 SEI INVESTMENTS CO COM 784117103 317.35 11,000 SH SHARED 11,000 SEI INVESTMENTS CO COM 784117103 1,042.55 36,137 SH SHARED 36,137 SEI INVESTMENTS CO COM 784117103 5,176.70 179,435 SH SHARED 01 179,435 SELECT COMFORT CORP COM 81616X103 26.43 1,337 SH SHARED 01 1,337 SELECT COMFORT CORP COM 81616X103 27.68 1,400 SH C SHARED 1,400 SELECT COMFORT CORP COM 81616X103 98.85 5,000 SH P SHARED 5,000 SELECTICA INC COM NEW 816288203 11.37 1,256 SH SOLE 1,256 SELECT INCOME REIT COM SH BEN INT 81618T100 225.35 8,520 SH SHARED 01 8,520 SELECTIVE INS GROUP INC COM 816300107 12.49 520 SH SHARED 01 520 SELECT MED HLDGS CORP COM 81619Q105 0.11 12 SH SHARED 01 12 SELECT MED HLDGS CORP COM 81619Q105 14.72 1,636 SH SHARED 1,636 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 408.10 7,700 SH C SHARED 7,700 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 21,634.60 408,200 SH P SHARED 408,200 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 55,697.33 1,050,893 SH SHARED 1,050,893 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 57,158.06 1,078,454 SH SHARED 01 1,078,454 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 151.13 3,800 SH P SHARED 3,800 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 8,105.13 203,800 SH C SHARED 203,800 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 38,794.08 975,461 SH SHARED 975,461 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 95,494.77 2,401,176 SH SHARED 01 2,401,176 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 13,480.64 293,000 SH P SHARED 293,000 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 19,986.31 434,400 SH C SHARED 434,400 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 52,332.52 1,137,441 SH SHARED 01 1,137,441 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 61,398.32 1,334,485 SH SHARED 1,334,485 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 57,676.14 727,224 SH SHARED 01 727,224 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 95,084.76 1,198,900 SH P SHARED 1,198,900 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 117,331.21 1,479,400 SH C SHARED 1,479,400 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 171,590.28 2,163,539 SH SHARED 2,163,539 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 58,121.49 3,191,910 SH SHARED 3,191,910 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 92,873.42 5,100,413 SH SHARED 01 5,100,413 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 99,495.80 5,464,100 SH C SHARED 5,464,100 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 129,702.71 7,123,000 SH P SHARED 7,123,000 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 6,318.29 151,300 SH C SHARED 151,300 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 23,268.67 557,200 SH P SHARED 557,200 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 58,489.85 1,400,619 SH SHARED 01 1,400,619 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 89,377.47 2,140,265 SH SHARED 2,140,265 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 688.16 17,600 SH C SHARED 17,600 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 7,968.58 203,800 SH P SHARED 203,800 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 61,674.50 1,577,353 SH SHARED 01 1,577,353 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 151,527.75 3,875,390 SH SHARED 3,875,390 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 2,848.39 72,700 SH P SHARED 72,700 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 16,330.22 416,800 SH C SHARED 416,800 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 31,703.20 809,168 SH SHARED 01 809,168

SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 55,977.52 1,428,727 SH SHARED 1,428,727 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 227.03 7,500 SH P SHARED 7,500 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 278.48 9,200 SH C SHARED 9,200 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 4,262.29 140,809 SH SHARED 140,809 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 9,247.49 305,500 SH P SHARED 01 305,500 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 104,234.81 3,443,502 SH SHARED 01 3,443,502 SEMGROUP CORP CL A 81663A105 5,182.34 100,200 SH C SOLE 100,200 SEMICONDUCTOR MFG INTL CORP SPONSORED ADR 81663N206 417.09 142,840 SH SOLE 142,840 SEMPRA ENERGY COM 816851109 31.58 395 SH SHARED 20 395 SEMPRA ENERGY COM 816851109 63.95 800 SH P SHARED 800 SEMPRA ENERGY COM 816851109 671.50 8,400 SH C SHARED 8,400 SEMPRA ENERGY COM 816851109 1,207.09 15,100 SH SHARED 15,100 SEMPRA ENERGY COM 816851109 5,009.76 62,669 SH SHARED 62,669 SEMPRA ENERGY COM 816851109 10,925.88 136,676 SH SHARED 01 136,676 SEMTECH CORP COM 816850101 10.83 306 SH SHARED 01 306 SEMTECH CORP COM 816850101 213.46 6,030 SH SHARED 6,030 SENECA FOODS CORP NEW CL B 817070105 22.21 668 SH SOLE 668 SENIOR HSG PPTYS TR SH BEN INT 81721M109 8.05 300 SH P SHARED 300 SENIOR HSG PPTYS TR SH BEN INT 81721M109 13.42 500 SH C SHARED 500 SENIOR HSG PPTYS TR SH BEN INT 81721M109 661.23 24,645 SH SHARED 20 24,645 SENIOR HSG PPTYS TR SH BEN INT 81721M109 1,228.49 45,788 SH SHARED 45,788 SENIOR HSG PPTYS TR SH BEN INT 81721M109 2,093.46 78,027 SH SHARED 78,027 SENIOR HSG PPTYS TR SH BEN INT 81721M109 19,975.04 744,504 SH SHARED 01 744,504 SENOMYX INC COM 81724Q107 2.66 1,260 SH SHARED 01 1,260 SENOMYX INC COM 81724Q107 4.07 1,930 SH SHARED 1,930 SENSATA TECHNOLOGIES HLDG BV SHS N7902X106 13.15 400 SH C SHARED 400 SENSATA TECHNOLOGIES HLDG BV SHS N7902X106 16.20 493 SH SHARED 01 493 SENSATA TECHNOLOGIES HLDG BV SHS N7902X106 259.67 7,900 SH SHARED 7,900 SENSATA TECHNOLOGIES HLDG BV SHS N7902X106 461.82 14,050 SH SHARED 14,050 SENSIENT TECHNOLOGIES CORP COM 81725T100 398.87 10,204 SH SHARED 01 10,204 SEQUANS COMMUNICATIONS S A SPONSORED ADS 817323108 3.18 2,000 SH SHARED 01 2,000 SEQUENOM INC COM NEW 817337405 41.25 9,940 SH SHARED 01 9,940 SEQUENOM INC COM NEW 817337405 58.52 14,100 SH P SHARED 14,100 SEQUENOM INC COM NEW 817337405 166.58 40,139 SH SHARED 40,139 SEQUENOM INC COM NEW 817337405 420.81 101,400 SH C SHARED 101,400 SERVICE CORP INTL COM 817565104 2,695.10 161,094 SH SHARED 01 161,094 SERVICENOW INC COM 81762P102 71.02 1,962 SH SHARED 1,962 SERVICENOW INC COM 81762P102 1,361.48 37,610 SH SHARED 20 37,610 SERVICENOW INC COM 81762P102 1,907.74 52,700 SH P SHARED 52,700 SERVICENOW INC COM 81762P102 2,995.48 82,748 SH SHARED 01 82,748 SERVICENOW INC COM 81762P102 23,905.18 660,364 SH C SHARED 660,364 SERVICESOURCE INTL LLC COM 81763U100 11.81 1,670 SH SHARED 01 1,670 SERVICESOURCE INTL LLC COM 81763U100 31.82 4,500 SH C SHARED 4,500 SERVICESOURCE INTL LLC COM 81763U100 161.30 22,815 SH SHARED 20 22,815 SERVICESOURCE INTL LLC COM 81763U100 6,203.16 877,392 SH SHARED 877,392 SERVOTRONICS INC COM 817732100 3.03 384 SH SOLE 384 SEVERN BANCORP ANNAPOLIS MD COM 81811M100 1.79 338 SH SOLE 338 SGOCO GROUP LTD SHS G80751103 3.70 3,428 SH SOLE 3,428

SHANDA GAMES LTD SP ADR REPTG A 81941U105 4.51 1,515 SH SHARED 01 1,515 SHANDA GAMES LTD SP ADR REPTG A 81941U105 4.80 1,610 SH SHARED 1,610 SHARPS COMPLIANCE CORP COM 820017101 4.02 1,500 SH SHARED 01 1,500 SHAW COMMUNICATIONS INC CL B CONV 82028K200 1.24 50 SH SHARED 50 SHAW COMMUNICATIONS INC CL B CONV 82028K200 650.14 26,300 SH SHARED 26,300 SHAW COMMUNICATIONS INC CL B CONV 82028K200 2,611.77 105,654 SH SHARED 01 105,654 SHENANDOAH TELECOMMUNICATION COM 82312B106 246.33 16,174 SH SOLE 16,174 SHENGKAI INNOVATIONS INC COM NEW 82321P203 4.77 5,641 SH SOLE 5,641 SHERWIN WILLIAMS CO COM 824348106 98.29 582 SH SHARED 582 SHERWIN WILLIAMS CO COM 824348106 945.78 5,600 SH P SHARED 5,600 SHERWIN WILLIAMS CO COM 824348106 1,114.67 6,600 SH C SHARED 6,600 SHERWIN WILLIAMS CO COM 824348106 1,655.12 9,800 SH SHARED 9,800 SHERWIN WILLIAMS CO COM 824348106 2,072.11 12,269 SH SHARED 20 12,269 SHERWIN WILLIAMS CO COM 824348106 10,983.59 65,034 SH SHARED 01 65,034 SHFL ENTMT INC COM 78423R105 8.48 512 SH SHARED 01 512 SHFL ENTMT INC COM 78423R105 49.71 3,000 SH C SHARED 3,000 SHILOH INDS INC COM 824543102 163.89 15,217 SH SHARED 01 15,217 SHINHAN FINANCIAL GROUP CO L SPN ADR RESTRD 824596100 8.40 234 SH SHARED 01 234 SHINHAN FINANCIAL GROUP CO L SPN ADR RESTRD 824596100 324.36 9,035 SH SHARED 20 9,035 SHINHAN FINANCIAL GROUP CO L SPN ADR RESTRD 824596100 387.07 10,782 SH SHARED 10,782 SHIP FINANCE INTERNATIONAL L SHS G81075106 82.91 4,700 SH P SHARED 4,700 SHIP FINANCE INTERNATIONAL L SHS G81075106 478.04 27,100 SH C SHARED 27,100 SHIP FINANCE INTERNATIONAL L SHS G81075106 972.41 55,125 SH SHARED 55,125 SHIP FINANCE INTERNATIONAL L SHS G81075106 1,852.16 104,998 SH SHARED 01 104,998 SHIRE PLC SPONSORED ADR 82481R106 141.52 1,549 SH SHARED 1,549 SHIRE PLC SPONSORED ADR 82481R106 2,444.79 26,760 SH SHARED 01 26,760 SHOE CARNIVAL INC COM 824889109 3.99 195 SH SHARED 01 195 SHOE CARNIVAL INC COM 824889109 32.97 1,613 SH SHARED 1,613 SHORE BANCSHARES INC COM 825107105 0.81 120 SH SHARED 120 SHORE BANCSHARES INC COM 825107105 2.38 350 SH SHARED 01 350 SHORETEL INC COM 825211105 31.40 8,650 SH SHARED 01 8,650 SHUTTERFLY INC COM 82568P304 61.84 1,400 SH P SHARED 1,400 SHUTTERFLY INC COM 82568P304 183.88 4,163 SH SHARED 01 4,163 SHUTTERFLY INC COM 82568P304 1,753.55 39,700 SH C SHARED 39,700 SIBANYE GOLD LTD SPONSORED ADR 825724206 2.37 420 SH SHARED 420 SIBANYE GOLD LTD SPONSORED ADR 825724206 22.67 4,013 SH SHARED 4,013 SIBANYE GOLD LTD SPONSORED ADR 825724206 155.50 27,522 SH SHARED 01 27,522 SIEBERT FINL CORP COM 826176109 0.92 617 SH SOLE 617 SIEMENS A G SPONSORED ADR 826197501 733.04 6,800 SH P SHARED 6,800 SIEMENS A G SPONSORED ADR 826197501 883.96 8,200 SH C SHARED 8,200 SIEMENS A G SPONSORED ADR 826197501 21,259.78 197,215 SH SHARED 01 197,215 SIERRA BANCORP COM 82620P102 6.25 475 SH SHARED 01 475 SIERRA BANCORP COM 82620P102 35.98 2,736 SH SHARED 2,736 SIERRA WIRELESS INC COM 826516106 10.59 1,000 SH SHARED 01 1,000 SIERRA WIRELESS INC COM 826516106 160.31 15,138 SH SHARED 15,138 SIFCO INDS INC COM 826546103 5.73 311 SH SOLE 311

SI FINL GROUP INC MD COM 78425V104 27.69 2,290 SH SOLE 2,290 SIFY TECHNOLOGIES LIMITED SPONSORED ADR 82655M107 0.49 250 SH SHARED 250 SIFY TECHNOLOGIES LIMITED SPONSORED ADR 82655M107 1.76 900 SH C SHARED 900 SIFY TECHNOLOGIES LIMITED SPONSORED ADR 82655M107 12.86 6,562 SH SHARED 01 6,562 SIFY TECHNOLOGIES LIMITED SPONSORED ADR 82655M107 33.64 17,162 SH SHARED 17,162 SIGA TECHNOLOGIES INC COM 826917106 0.72 200 SH C SHARED 200 SIGA TECHNOLOGIES INC COM 826917106 32.45 9,064 SH SHARED 9,064 SIGA TECHNOLOGIES INC COM 826917106 64.82 18,105 SH SHARED 01 18,105 SIGMA ALDRICH CORP COM 826552101 132.01 1,700 SH P SHARED 1,700 SIGMA ALDRICH CORP COM 826552101 465.90 6,000 SH C SHARED 6,000 SIGMA ALDRICH CORP COM 826552101 559.08 7,200 SH SHARED 7,200 SIGMA ALDRICH CORP COM 826552101 1,660.31 21,382 SH SHARED 21,382 SIGMA ALDRICH CORP COM 826552101 5,124.12 65,990 SH SHARED 01 65,990 SIGMA DESIGNS INC COM 826565103 2.02 415 SH SHARED 01 415 SIGMA DESIGNS INC COM 826565103 9.98 2,050 SH SHARED 2,050 SIGMA DESIGNS INC COM 826565103 35.55 7,300 SH C SHARED 7,300 SIGMATRON INTL INC COM 82661L101 6.04 1,424 SH SOLE 1,424 SIGNATURE BK NEW YORK N Y COM 82669G104 248.02 3,149 SH SHARED 3,149 SIGNATURE BK NEW YORK N Y COM 82669G104 1,007.73 12,795 SH SHARED 20 12,795 SIGNATURE BK NEW YORK N Y COM 82669G104 3,602.32 45,738 SH SHARED 01 45,738 SIGNATURE BK NEW YORK N Y *W EXP 12/12/201 82669G112 27.03 550 SH SOLE 550 SIGNET JEWELERS LIMITED SHS G81276100 7.64 114 SH SHARED 114 SIGNET JEWELERS LIMITED SHS G81276100 238.19 3,555 SH SHARED 01 3,555 SILGAN HOLDINGS INC COM 827048109 6.95 147 SH SHARED 01 147 SILGAN HOLDINGS INC COM 827048109 493.83 10,447 SH SHARED 10,447 SILICOM LTD ORD M84116108 1.04 37 SH SOLE 37 SILICON GRAPHICS INTL CORP COM 82706L108 4.13 300 SH P SHARED 300 SILICON GRAPHICS INTL CORP COM 82706L108 176.00 12,800 SH C SHARED 12,800 SILICON GRAPHICS INTL CORP COM 82706L108 326.87 23,772 SH SHARED 01 23,772 SILICON IMAGE INC COM 82705T102 28.67 5,900 SH SHARED 01 5,900 SILICON IMAGE INC COM 82705T102 486.00 100,000 SH C SHARED 100,000 SILICON IMAGE INC COM 82705T102 602.15 123,900 SH P SHARED 123,900 SILICON LABORATORIES INC COM 826919102 81.64 1,974 SH SHARED 01 1,974 SILICON LABORATORIES INC COM 826919102 144.31 3,489 SH SHARED 3,489 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 22.26 1,901 SH SHARED 1,901 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 45.67 3,900 SH C SHARED 3,900 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 48.01 4,100 SH P SHARED 4,100 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 81.97 7,000 SH SHARED 01 7,000 SILICONWARE PRECISION INDS L SPONSD ADR SPL 827084864 10.00 1,715 SH SHARED 01 1,715 SILICONWARE PRECISION INDS L SPONSD ADR SPL 827084864 555.02 95,200 SH SHARED 95,200 SILVER BAY RLTY TR CORP COM 82735Q102 6.21 300 SH C SHARED 300 SILVER BAY RLTY TR CORP COM 82735Q102 37.98 1,835 SH SHARED 1,835 SILVER BAY RLTY TR CORP COM 82735Q102 53.82 2,600 SH P SHARED 2,600 SILVER BAY RLTY TR CORP COM 82735Q102 56.93 2,750 SH SHARED 01 2,750 SILVERCORP METALS INC COM 82835P103 3.44 875 SH SHARED 875 SILVERCORP METALS INC COM 82835P103 10.61 2,700 SH P SHARED 2,700 SILVERCORP METALS INC COM 82835P103 63.87 16,251 SH SHARED 16,251 SILVERCORP METALS INC COM 82835P103 126.15 32,100 SH C SHARED 32,100

SILVERCORP METALS INC COM 82835P103 2,040.45 519,198 SH SHARED 01 519,198 SILVER STD RES INC COM 82823L106 19.15 1,815 SH SHARED 1,815 SILVER STD RES INC COM 82823L106 131.88 12,500 SH C SHARED 12,500 SILVER STD RES INC COM 82823L106 600.30 56,900 SH P SHARED 56,900 SILVER STD RES INC COM 82823L106 1,587.78 150,500 SH SHARED 150,500 SILVER STD RES INC COM 82823L106 6,878.22 651,964 SH SHARED 01 651,964 SILVER WHEATON CORP COM 828336107 4,921.95 157,000 SH C SHARED 157,000 SILVER WHEATON CORP COM 828336107 6,401.98 204,210 SH SHARED 204,210 SILVER WHEATON CORP COM 828336107 9,326.00 297,480 SH SHARED 297,480 SILVER WHEATON CORP COM 828336107 10,025.73 319,800 SH P SHARED 319,800 SILVER WHEATON CORP COM 828336107 25,326.44 807,861 SH SHARED 01 807,861 SIMCERE PHARMACEUTICAL GROUP SPON ADR 82859P104 2.69 292 SH SHARED 292 SIMCERE PHARMACEUTICAL GROUP SPON ADR 82859P104 3.30 358 SH SHARED 01 358 SIMON PPTY GROUP INC NEW COM 828806109 2,299.12 14,500 SH C SHARED 14,500 SIMON PPTY GROUP INC NEW COM 828806109 2,378.40 15,000 SH P SHARED 15,000 SIMON PPTY GROUP INC NEW COM 828806109 23,604.03 148,865 SH SHARED 148,865 SIMON PPTY GROUP INC NEW COM 828806109 26,123.24 164,753 SH SHARED 01 164,753 SIMON PPTY GROUP INC NEW COM 828806109 26,334.12 166,083 SH SHARED 166,083 SIMPLICITY BANCORP COM 828867101 44.43 2,956 SH SOLE 2,956 SIMPSON MANUFACTURING CO INC COM 829073105 11.36 371 SH SHARED 371 SIMPSON MANUFACTURING CO INC COM 829073105 97.52 3,186 SH SHARED 01 3,186 SIMS METAL MANAGEMENT LTD SPONS ADR 829160100 27.82 2,660 SH SHARED 2,660 SIMS METAL MANAGEMENT LTD SPONS ADR 829160100 33.47 3,200 SH SHARED 01 3,200 SIMULATIONS PLUS INC COM 829214105 1.52 369 SH SHARED 369 SIMULATIONS PLUS INC COM 829214105 30.63 7,416 SH SHARED 01 7,416 SINA CORP ORD G81477104 548.44 11,287 SH SHARED 01 11,287 SINA CORP ORD G81477104 717.48 14,766 SH SHARED 14,766 SINA CORP ORD G81477104 8,649.02 178,000 SH P SHARED 178,000 SINA CORP ORD G81477104 30,033.48 618,100 SH C SHARED 618,100 SINCLAIR BROADCAST GROUP INC CL A 829226109 4.06 200 SH P SHARED 200 SINCLAIR BROADCAST GROUP INC CL A 829226109 71.26 3,512 SH SHARED 01 3,512 SINGAPORE FD INC COM 82929L109 7.20 507 SH SHARED 01 507 SINOCOKING COAL & COKE CH IN COM 829357102 1.12 923 SH SOLE 923 SINO GLOBAL SHIPPING AMER LT COM 82935V109 4.02 2,152 SH SOLE 2,152 SINOPEC SHANGHAI PETROCHEMIC SPON ADR H 82935M109 43.81 1,000 SH SHARED 01 1,000 SINOPEC SHANGHAI PETROCHEMIC SPON ADR H 82935M109 131.78 3,008 SH SHARED 3,008 SINOVAC BIOTECH LTD SHS P8696W104 10.13 2,722 SH SOLE 2,722 SINOVAC BIOTECH LTD SHS P8696W104 27.90 7,500 SH C SOLE 7,500 SIRIUS XM RADIO INC COM 82967N108 454.61 147,600 SH SHARED 147,600 SIRIUS XM RADIO INC COM 82967N108 808.81 262,600 SH P SHARED 262,600 SIRIUS XM RADIO INC COM 82967N108 2,038.96 662,000 SH C SHARED 662,000 SIRIUS XM RADIO INC COM 82967N108 4,581.48 1,487,495 SH SHARED 01 1,487,495 SIRIUS XM RADIO INC COM 82967N108 8,120.46 2,636,512 SH SHARED 2,636,512 SIRONA DENTAL SYSTEMS INC COM 82966C103 126.67 1,718 SH SHARED 1,718

SIRONA DENTAL SYSTEMS INC COM 82966C103 148.20 2,010 SH SHARED 01 2,010 SIRONA DENTAL SYSTEMS INC COM 82966C103 302.29 4,100 SH P SHARED 4,100 SIRONA DENTAL SYSTEMS INC COM 82966C103 565.88 7,675 SH SHARED 20 7,675 SIRONA DENTAL SYSTEMS INC COM 82966C103 4,040.40 54,800 SH C SHARED 54,800 SIX FLAGS ENTMT CORP NEW COM 83001A102 50.74 700 SH C SOLE 700 SIX FLAGS ENTMT CORP NEW COM 83001A102 91.54 1,263 SH SOLE 1,263 SJW CORP COM 784305104 50.43 1,903 SH SHARED 1,903 SJW CORP COM 784305104 622.27 23,482 SH SHARED 01 23,482 SKECHERS U S A INC CL A 830566105 25.38 1,200 SH P SHARED 1,200 SKECHERS U S A INC CL A 830566105 44.10 2,085 SH SHARED 01 2,085 SKECHERS U S A INC CL A 830566105 143.82 6,800 SH C SHARED 6,800 SKILLED HEALTHCARE GROUP INC CL A 83066R107 21.02 3,200 SH C SHARED 3,200 SKILLED HEALTHCARE GROUP INC CL A 83066R107 21.68 3,300 SH SHARED 01 3,300 SK TELECOM LTD SPONSORED ADR 78440P108 82.85 4,636 SH SHARED 01 4,636 SK TELECOM LTD SPONSORED ADR 78440P108 93.71 5,244 SH SHARED 5,244 SKULLCANDY INC COM 83083J104 1.06 200 SH SHARED 01 200 SKULLCANDY INC COM 83083J104 175.51 33,240 SH SHARED 33,240 SKULLCANDY INC COM 83083J104 270.86 51,300 SH P SHARED 51,300 SKULLCANDY INC COM 83083J104 827.38 156,700 SH C SHARED 156,700 SKYLINE CORP COM 830830105 0.90 150 SH SHARED 01 150 SKYPEOPLE FRUIT JUICE INC COM NEW 83086T208 3.52 1,532 SH SOLE 1,532 SKYWEST INC COM 830879102 8.03 500 SH P SHARED 500 SKYWEST INC COM 830879102 16.05 1,000 SH C SHARED 1,000 SKYWEST INC COM 830879102 160.93 10,027 SH SHARED 10,027 SKYWEST INC COM 830879102 168.93 10,525 SH SHARED 01 10,525 SKYWORKS SOLUTIONS INC COM 83088M102 52.86 2,400 SH P SHARED 2,400 SKYWORKS SOLUTIONS INC COM 83088M102 136.56 6,200 SH C SHARED 6,200 SKYWORKS SOLUTIONS INC COM 83088M102 167.06 7,585 SH SHARED 20 7,585 SKYWORKS SOLUTIONS INC COM 83088M102 580.03 26,335 SH SHARED 26,335 SKYWORKS SOLUTIONS INC COM 83088M102 6,040.66 274,264 SH SHARED 01 274,264 SL GREEN RLTY CORP COM 78440X101 17.22 200 SH C SHARED 200 SL GREEN RLTY CORP COM 78440X101 111.94 1,300 SH P SHARED 1,300 SL GREEN RLTY CORP COM 78440X101 174.11 2,022 SH SHARED 01 2,022 SL GREEN RLTY CORP COM 78440X101 3,764.30 43,715 SH SHARED 43,715 SL GREEN RLTY CORP COM 78440X101 4,581.05 53,200 SH SHARED 53,200 S L INDS INC COM 784413106 28.54 1,574 SH SHARED 01 1,574 S L INDS INC COM 784413106 37.82 2,086 SH SHARED 2,086 SLM CORP COM 78442P106 30.75 1,500 SH P SHARED 1,500 SLM CORP COM 78442P106 120.95 5,900 SH C SHARED 5,900 SLM CORP COM 78442P106 515.10 25,127 SH SHARED 25,127 SLM CORP COM 78442P106 2,990.19 145,863 SH SHARED 01 145,863 SLM CORP COM 78442P106 19,763.17 964,057 SH SHARED 964,057 SMART TECHNOLOGIES INC CL A SUB VTG S 83172R108 0.29 209 SH SOLE 209 SM ENERGY CO COM 78454L100 80.36 1,357 SH SHARED 1,357 SM ENERGY CO COM 78454L100 177.66 3,000 SH C SHARED 3,000 SM ENERGY CO COM 78454L100 295.15 4,984 SH SHARED 01 4,984 SMITH A O COM 831865209 22.07 300 SH P SHARED 300 SMITH A O COM 831865209 1,818.87 24,723 SH SHARED 01 24,723 SMITH A O COM 831865209 3,077.29 41,828 SH SHARED 41,828 SMITHFIELD FOODS INC COM 832248108 50.31 1,900 SH C SHARED 1,900 SMITHFIELD FOODS INC COM 832248108 487.23 18,400 SH P SHARED 18,400 SMITHFIELD FOODS INC COM 832248108 927.49 35,026 SH SHARED 35,026

SMITHFIELD FOODS INC COM 832248108 1,485.42 56,096 SH SHARED 01 56,096 SMITH MICRO SOFTWARE INC COM 832154108 0.88 667 SH SOLE 667 SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 256.73 4,447 SH SHARED 01 4,447 SMITH & WESSON HLDG CORP COM 831756101 704.70 78,300 SH P SHARED 78,300 SMITH & WESSON HLDG CORP COM 831756101 1,089.90 121,100 SH C SHARED 121,100 SMITH & WESSON HLDG CORP COM 831756101 2,080.03 231,114 SH SHARED 01 231,114 SMTC CORP COM NEW 832682207 11.51 4,858 SH SOLE 4,858 SMUCKER J M CO COM NEW 832696405 68.92 695 SH SHARED 20 695 SMUCKER J M CO COM NEW 832696405 206.65 2,084 SH SHARED 2,084 SMUCKER J M CO COM NEW 832696405 704.33 7,103 SH SHARED 7,103 SMUCKER J M CO COM NEW 832696405 783.36 7,900 SH C SHARED 7,900 SMUCKER J M CO COM NEW 832696405 2,221.18 22,400 SH P SHARED 22,400 SMUCKER J M CO COM NEW 832696405 11,429.08 115,259 SH SHARED 01 115,259 SNAP ON INC COM 833034101 66.16 800 SH C SHARED 800 SNAP ON INC COM 833034101 4,954.23 59,906 SH SHARED 01 59,906 SNYDERS-LANCE INC COM 833551104 74.16 2,936 SH SHARED 01 2,936 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 5.55 100 SH C SHARED 100 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 52.57 948 SH SHARED 948 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 296.66 5,350 SH SHARED 5,350 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 1,525.93 27,519 SH SHARED 01 27,519 SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 198.56 4,000 SH C SHARED 4,000 SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 451.72 9,100 SH P SHARED 9,100 SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 698.29 14,067 SH SHARED 14,067 SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 4,470.08 90,050 SH SHARED 01 90,050 SOHU COM INC COM 83408W103 186.48 3,759 SH SHARED 01 3,759 SOHU COM INC COM 83408W103 307.58 6,200 SH P SHARED 6,200 SOHU COM INC COM 83408W103 327.43 6,600 SH C SHARED 6,600 SOHU COM INC COM 83408W103 4,014.94 80,930 SH SHARED 80,930 SOLAR CAP LTD COM 83413U100 611.19 26,019 SH SHARED 01 26,019 SOLAR CAP LTD COM 83413U100 18,922.28 805,546 SH SHARED 805,546 SOLARCITY CORP COM 83416T100 15.46 819 SH SHARED 01 819 SOLARCITY CORP COM 83416T100 30.21 1,600 SH C SHARED 1,600 SOLARCITY CORP COM 83416T100 47.20 2,500 SH P SHARED 2,500 SOLAR SR CAP LTD COM 83416M105 65.28 3,400 SH SHARED 01 3,400 SOLAR SR CAP LTD COM 83416M105 2,130.51 110,964 SH SHARED 110,964 SOLARWINDS INC COM 83416B109 17.73 300 SH C SHARED 300 SOLARWINDS INC COM 83416B109 35.46 600 SH P SHARED 600 SOLARWINDS INC COM 83416B109 565.94 9,576 SH SHARED 9,576 SOLARWINDS INC COM 83416B109 929.17 15,722 SH SHARED 01 15,722 SOLAZYME INC COM 83415T101 0.78 100 SH C SHARED 100 SOLAZYME INC COM 83415T101 112.32 14,400 SH SHARED 01 14,400 SOLAZYME INC COM 83415T101 200.37 25,688 SH SHARED 25,688 SOLAZYME INC COM 83415T101 322.92 41,400 SH P SHARED 41,400 SOLERA HOLDINGS INC COM 83421A104 25.55 438 SH SHARED 01 438 SOLERA HOLDINGS INC COM 83421A104 435.96 7,474 SH SHARED 7,474 SOLERA HOLDINGS INC COM 83421A104 1,147.06 19,665 SH SHARED 20 19,665

SOLITARIO EXPL & RTY CORP COM 8342EP107 2.49 1,554 SH SOLE 1,554 SOLTA MED INC COM 83438K103 70.40 32,000 SH SHARED 01 32,000 SOMERSET HILLS BANCORP COM 834728107 27.96 2,404 SH SHARED 2,404 SOMERSET HILLS BANCORP COM 834728107 116.30 10,000 SH SHARED 01 10,000 SONDE RES CORP COM 835426107 2.19 1,661 SH SOLE 1,661 SONIC AUTOMOTIVE INC CL A 83545G102 2.22 100 SH C SHARED 100 SONIC AUTOMOTIVE INC CL A 83545G102 896.79 40,469 SH SHARED 01 40,469 SONIC CORP COM 835451105 12.88 1,000 SH C SOLE 1,000 SONIC FDRY INC COM NEW 83545R207 283.94 44,857 SH SHARED 01 44,857 SONOCO PRODS CO COM 835495102 5.91 169 SH SHARED 169 SONOCO PRODS CO COM 835495102 31.49 900 SH C SHARED 900 SONOCO PRODS CO COM 835495102 1,199.81 34,290 SH SHARED 01 34,290 SONUS NETWORKS INC COM 835916107 6.22 2,400 SH P SHARED 2,400 SONUS NETWORKS INC COM 835916107 18.13 7,000 SH SHARED 01 7,000 SONUS NETWORKS INC COM 835916107 50.76 19,600 SH C SHARED 19,600 SONUS NETWORKS INC COM 835916107 77.47 29,912 SH SHARED 29,912 SONY CORP ADR NEW 835699307 257.52 14,800 SH C SHARED 14,800 SONY CORP ADR NEW 835699307 898.38 51,631 SH SHARED 51,631 SONY CORP ADR NEW 835699307 1,030.05 59,198 SH SHARED 01 59,198 SONY CORP ADR NEW 835699307 3,041.52 174,800 SH P SHARED 174,800 SOTHEBYS COM 835898107 23.12 618 SH SHARED 01 618 SOTHEBYS COM 835898107 97.27 2,600 SH P SHARED 2,600 SOTHEBYS COM 835898107 202.01 5,400 SH C SHARED 5,400 SOUFUN HLDGS LTD ADR 836034108 10.54 402 SH SHARED 402 SOUFUN HLDGS LTD ADR 836034108 62.62 2,389 SH SHARED 01 2,389 SOUNDBITE COMMUNICATIONS INC COM 836091108 2.04 673 SH SOLE 673 SOUND FINL BANCORP INC COM 83607A100 5.14 406 SH SOLE 406 SOURCE CAP INC COM 836144105 26.09 445 SH SHARED 445 SOURCE CAP INC COM 836144105 739.84 12,621 SH SHARED 01 12,621 SOURCEFIRE INC COM 83616T108 112.54 1,900 SH P SHARED 1,900 SOURCEFIRE INC COM 83616T108 195.46 3,300 SH C SHARED 3,300 SOURCEFIRE INC COM 83616T108 466.73 7,880 SH SHARED 20 7,880 SOURCEFIRE INC COM 83616T108 5,559.56 93,864 SH SHARED 01 93,864 SOUTHCOAST FINANCIAL CORP COM 84129R100 1.87 371 SH SOLE 371 SOUTHCROSS ENERGY PARTNERS L COM UNIT LTDPT 84130C100 247.05 12,200 SH SHARED 01 12,200 SOUTHERN CO COM 842587107 32.09 684 SH SHARED 684 SOUTHERN CO COM 842587107 1,130.77 24,100 SH C SHARED 24,100 SOUTHERN CO COM 842587107 1,726.66 36,800 SH P SHARED 36,800 SOUTHERN CO COM 842587107 2,481.55 52,889 SH SHARED 52,889 SOUTHERN CO COM 842587107 2,487.70 53,020 SH SHARED 20 53,020 SOUTHERN CO COM 842587107 71,643.98 1,526,939 SH SHARED 01 1,526,939 SOUTHERN CONN BANCORP INC COM 84264A102 7.05 1,894 SH SOLE 1,894 SOUTHERN COPPER CORP COM 84265V105 349.40 9,300 SH P SHARED 9,300 SOUTHERN COPPER CORP COM 84265V105 1,026.79 27,330 SH SHARED 20 27,330 SOUTHERN COPPER CORP COM 84265V105 2,310.56 61,500 SH C SHARED 61,500 SOUTHERN COPPER CORP COM 84265V105 6,078.75 161,798 SH SHARED 161,798 SOUTHERN COPPER CORP COM 84265V105 7,007.52 186,519 SH SHARED 01 186,519 SOUTHERN NATL BANCORP OF VA COM 843395104 2.31 239 SH SHARED 239 SOUTHERN NATL BANCORP OF VA COM 843395104 19.36 2,000 SH SHARED 01 2,000 SOUTH JERSEY INDS INC COM 838518108 229.42 4,127 SH SHARED 01 4,127

SOUTHSIDE BANCSHARES INC COM 84470P109 12.42 591 SH SHARED 591 SOUTHSIDE BANCSHARES INC COM 84470P109 50.70 2,413 SH SHARED 01 2,413 SOUTHWEST AIRLS CO COM 844741108 114.58 8,500 SH SHARED 8,500 SOUTHWEST AIRLS CO COM 844741108 239.94 17,800 SH C SHARED 17,800 SOUTHWEST AIRLS CO COM 844741108 320.82 23,800 SH P SHARED 23,800 SOUTHWEST AIRLS CO COM 844741108 331.01 24,556 SH SHARED 24,556 SOUTHWEST AIRLS CO COM 844741108 6,656.18 493,782 SH SHARED 01 493,782 SOUTHWEST BANCORP INC OKLA COM 844767103 31.54 2,511 SH SOLE 2,511 SOUTHWESTERN ENERGY CO COM 845467109 823.45 22,100 SH SHARED 22,100 SOUTHWESTERN ENERGY CO COM 845467109 6,186.09 166,025 SH SHARED 166,025 SOUTHWESTERN ENERGY CO COM 845467109 6,345.38 170,300 SH P SHARED 170,300 SOUTHWESTERN ENERGY CO COM 845467109 11,908.30 319,600 SH C SHARED 319,600 SOUTHWESTERN ENERGY CO COM 845467109 12,757.94 342,403 SH SHARED 01 342,403 SOUTHWEST GA FINL CORP COM 84502A104 29.17 2,802 SH SOLE 2,802 SOUTHWEST GAS CORP COM 844895102 66.25 1,396 SH SHARED 1,396 SOUTHWEST GAS CORP COM 844895102 649.59 13,687 SH SHARED 01 13,687 SOVRAN SELF STORAGE INC COM 84610H108 285.37 4,425 SH SHARED 4,425 SOVRAN SELF STORAGE INC COM 84610H108 713.78 11,068 SH SHARED 01 11,068 SOVRAN SELF STORAGE INC COM 84610H108 821.73 12,742 SH SHARED 12,742 SPAN AMER MED SYS INC COM 846396109 6.75 327 SH SHARED 01 327 SPAN AMER MED SYS INC COM 846396109 28.05 1,359 SH SHARED 1,359 SPANISH BROADCASTING SYS INC CL A NEW 846425833 0.22 85 SH SHARED 85 SPANISH BROADCASTING SYS INC CL A NEW 846425833 8.53 3,307 SH SHARED 01 3,307 SPANSION INC COM CL A NEW 84649R200 210.37 16,346 SH SOLE 16,346 SPAR GROUP INC COM 784933103 3.78 1,967 SH SHARED 1,967 SPAR GROUP INC COM 784933103 3.84 2,000 SH SHARED 01 2,000 SPARK NETWORKS INC COM 84651P100 19.54 2,775 SH SOLE 2,775 SPARTAN MTRS INC COM 846819100 12.74 2,400 SH SHARED 01 2,400 SPARTAN MTRS INC COM 846819100 18.45 3,474 SH SHARED 3,474 SPARTAN STORES INC COM 846822104 3.12 178 SH SHARED 01 178 SPARTAN STORES INC COM 846822104 41.42 2,360 SH SHARED 2,360 SPARTON CORP COM 847235108 127.30 9,500 SH SHARED 01 9,500 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 29.06 200 SH P SHARED 01 200 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 262.88 1,809 SH SHARED 1,809 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 8,225.11 56,600 SH P SHARED 56,600 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 25,736.17 177,100 SH C SHARED 177,100 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 80,226.23 552,066 SH SHARED 01 552,066 SPDR GOLD TRUST GOLD SHS 78463V107 471.29 3,051 SH SHARED 17 3,051 SPDR GOLD TRUST GOLD SHS 78463V107 3,089.40 20,000 SH C SHARED 01 20,000 SPDR GOLD TRUST GOLD SHS 78463V107 6,194.25 40,100 SH P SHARED 01 40,100 SPDR GOLD TRUST GOLD SHS 78463V107 306,190.43 1,982,200 SH P SHARED 1,982,200 SPDR GOLD TRUST GOLD SHS 78463V107 411,559.21 2,664,331 SH SHARED 2,664,331 SPDR GOLD TRUST GOLD SHS 78463V107 456,922.26 2,958,000 SH C SHARED 2,958,000 SPDR GOLD TRUST GOLD SHS 78463V107 471,164.24 3,050,199 SH SHARED 01 3,050,199 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 5,608.76 73,519 SH SHARED 17 73,519 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 11,088.60 145,348 SH SHARED 01 145,348 SPDR INDEX SHS FDS CONSM SPLS ETF 78463X723 56.55 1,451 SH SHARED 01 1,451

SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 13,683.00 308,732 SH SHARED 01 308,732 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 8,490.22 197,401 SH SHARED 01 197,401 SPDR INDEX SHS FDS EMERG MKTS ETF 78463X509 4,768.01 73,017 SH SHARED 01 73,017 SPDR INDEX SHS FDS EUROPE ETF 78463X608 66.04 1,601 SH SHARED 01 1,601 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 13.88 420 SH SHARED 420 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 4,075.35 123,346 SH SHARED 123,346 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 9,355.57 283,159 SH SHARED 01 283,159 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 13,886.71 420,300 SH P SHARED 420,300 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 1,712.10 34,058 SH SHARED 01 34,058 SPDR INDEX SHS FDS INTL ENRGY ETF 78463X715 6.91 285 SH SHARED 01 285 SPDR INDEX SHS FDS INTL ENRGY ETF 78463X715 24.96 1,029 SH SHARED 1,029 SPDR INDEX SHS FDS INTL FINL ETF 78463X699 2.29 116 SH SHARED 116 SPDR INDEX SHS FDS INTL FINL ETF 78463X699 22.75 1,150 SH SHARED 01 1,150 SPDR INDEX SHS FDS INTL HLTH ETF 78463X681 156.62 3,950 SH SHARED 01 3,950 SPDR INDEX SHS FDS INTL INDS ETF 78463X673 17.12 617 SH SHARED 01 617 SPDR INDEX SHS FDS INTL MTRLS SEC 78463X665 5.19 224 SH SHARED 01 224 SPDR INDEX SHS FDS INTL TECH ETF 78463X657 8.89 325 SH SOLE 325 SPDR INDEX SHS FDS INTL TELEC ETF 78463X640 46.09 1,986 SH SHARED 1,986 SPDR INDEX SHS FDS INTL TELEC ETF 78463X640 1,002.04 43,180 SH SHARED 01 43,180 SPDR INDEX SHS FDS INTL UTILT ETF 78463X632 15.30 938 SH SHARED 938 SPDR INDEX SHS FDS INTL UTILT ETF 78463X632 129.84 7,960 SH SHARED 01 7,960 SPDR INDEX SHS FDS LATIN AMER ETF 78463X707 61.97 835 SH SHARED 835 SPDR INDEX SHS FDS LATIN AMER ETF 78463X707 4,113.72 55,426 SH SHARED 01 55,426 SPDR INDEX SHS FDS MACQU GLBIN100 78463X855 27.27 646 SH SHARED 646 SPDR INDEX SHS FDS MACQU GLBIN100 78463X855 50.61 1,199 SH SHARED 01 1,199 SPDR INDEX SHS FDS MIDEAST AFRICA 78463X806 210.43 3,138 SH SHARED 01 3,138 SPDR INDEX SHS FDS MIDEAST AFRICA 78463X806 368.83 5,500 SH SHARED 17 5,500 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 55.98 1,700 SH SHARED 1,700 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 8,024.28 243,677 SH SHARED 01 243,677 SPDR INDEX SHS FDS RUSS NOM SC JP 78463X822 604.21 12,476 SH SHARED 01 12,476 SPDR INDEX SHS FDS RUSS NOMURA PR 78463X830 68.64 1,653 SH SHARED 01 1,653 SPDR INDEX SHS FDS S&P BRIC 40ETF 78463X798 4,281.74 184,399 SH SHARED 01 184,399 SPDR INDEX SHS FDS S&P BRIC 40ETF 78463X798 17,895.82 770,707 SH SHARED 17 770,707 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 28,873.47 412,773 SH SHARED 01 412,773 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 3,198.26 66,686 SH SHARED 01 66,686 SPDR INDEX SHS FDS S&P EM MKT DIV 78463X533 19,313.16 427,945 SH SHARED 01 427,945 SPDR INDEX SHS FDS S&P INTL CONS 78463X731 1.91 59 SH SHARED 01 59 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 50,526.25 1,039,421 SH SHARED 01 1,039,421 SPDR INDEX SHS FDS S&PINTL MC ETF 78463X764 648.02 21,108 SH SHARED 01 21,108 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 1,239.61 40,444 SH SHARED 01 40,444 SPDR INDEX SHS FDS S&P RUSSIA ETF 78463X558 1.10 40 SH SHARED 01 40 SPDR INDEX SHS FDS S&P RUSSIA ETF 78463X558 15.31 559 SH SHARED 559 SPDR INDEX SHS FDS S&P WRLD EX US 78463X889 1,921.29 73,192 SH SHARED 01 73,192 SPDR INDEX SHS FDS STOXX EUR 50 ETF 78463X103 1,317.27 38,915 SH SHARED 01 38,915 SPDR SERIES TRUST BARCLYS TIPS ETF 78464A656 3,145.69 52,081 SH SHARED 01 52,081 SPDR SERIES TRUST BARC SHT TR CP 78464A474 3,098.37 100,760 SH SHARED 01 100,760 SPDR SERIES TRUST BRC BLD AMER BD 78464A276 119.28 1,942 SH SHARED 1,942 SPDR SERIES TRUST BRC BLD AMER BD 78464A276 6,767.81 110,189 SH SHARED 01 110,189 SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 25,151.26 593,330 SH SHARED 01 593,330 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 283.66 6,900 SH C SHARED 6,900 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 678.32 16,500 SH P SHARED 16,500 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 133,524.79 3,247,988 SH SHARED 01 3,247,988 SPDR SERIES TRUST BRC ISSUER SCORD 78464A144 449.40 13,718 SH SHARED 01 13,718 SPDR SERIES TRUST BRCLY EM LOCL 78464A391 2,862.40 88,537 SH SHARED 01 88,537

SPDR SERIES TRUST BRCLY INTL CRP 78464A151 1,684.89 49,325 SH SHARED 01 49,325 SPDR SERIES TRUST BRCLYS 1-3MT ETF 78464A680 288,254.11 6,292,384 SH SHARED 01 6,292,384 SPDR SERIES TRUST BRCLYS AGG ETF 78464A649 162.65 2,789 SH SHARED 2,789 SPDR SERIES TRUST BRCLYS AGG ETF 78464A649 2,025.10 34,724 SH SHARED 01 34,724 SPDR SERIES TRUST BRCLYS INTER ETF 78464A672 2,440.74 40,190 SH SHARED 01 40,190 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 11,026.78 188,492 SH SHARED 01 188,492 SPDR SERIES TRUST BRCLYS LG TRS ET 78464A664 5,944.37 86,640 SH SHARED 01 86,640 SPDR SERIES TRUST BRC MTG BCKD BD 78464A383 45.64 1,678 SH SHARED 1,678 SPDR SERIES TRUST BRC MTG BCKD BD 78464A383 384.61 14,140 SH SHARED 01 14,140 SPDR SERIES TRUST COMP SOFTWARE 78464A599 36.66 525 SH SHARED 01 525 SPDR SERIES TRUST DB INT GVT ETF 78464A490 21.92 353 SH SHARED 353 SPDR SERIES TRUST DB INT GVT ETF 78464A490 20,318.15 327,237 SH SHARED 01 327,237 SPDR SERIES TRUST DJ LRG CAP ETF 78464A854 60.34 819 SH SHARED 01 819 SPDR SERIES TRUST DJ LRG CAP ETF 78464A854 62.40 847 SH SHARED 847 SPDR SERIES TRUST DJ MID CAP ETF 78464A847 3,007.23 40,059 SH SHARED 01 40,059 SPDR SERIES TRUST DJ REIT ETF 78464A607 6,774.54 87,267 SH SHARED 01 87,267 SPDR SERIES TRUST DJ TTL MKT ETF 78464A805 67.27 572 SH SHARED 01 572 SPDR SERIES TRUST GLB DOW ETF 78464A706 94.28 1,598 SH SHARED 01 1,598 SPDR SERIES TRUST HLTH CARE SVCS 78464A573 110.40 1,455 SH SHARED 01 1,455 SPDR SERIES TRUST HLTH CR EQUIP 78464A581 298.73 4,832 SH SHARED 01 4,832 SPDR SERIES TRUST INTR TRM CORP BD 78464A375 60,565.64 1,744,402 SH SHARED 01 1,744,402 SPDR SERIES TRUST LNG TRM CORP BD 78464A367 10.02 248 SH SHARED 248 SPDR SERIES TRUST LNG TRM CORP BD 78464A367 3,242.75 80,286 SH SHARED 01 80,286 SPDR SERIES TRUST MORGAN TECH ETF 78464A102 2,283.07 31,195 SH SHARED 01 31,195 SPDR SERIES TRUST NUV HGHYLD MUN 78464A284 3,573.71 61,089 SH SHARED 01 61,089 SPDR SERIES TRUST NUVN BRCLY MUNI 78464A458 27,011.85 1,123,154 SH SHARED 01 1,123,154 SPDR SERIES TRUST NUVN BR NY MUNI 78464A433 32.01 1,341 SH SHARED 1,341 SPDR SERIES TRUST NUVN BR NY MUNI 78464A433 545.24 22,842 SH SHARED 01 22,842 SPDR SERIES TRUST NUVN BR SHT MUNI 78464A425 82.23 3,377 SH SHARED 3,377 SPDR SERIES TRUST NUVN BR SHT MUNI 78464A425 48,421.58 1,988,566 SH SHARED 01 1,988,566 SPDR SERIES TRUST NUVN CALI MUNI 78464A441 63.09 2,619 SH SHARED 2,619 SPDR SERIES TRUST NUVN CALI MUNI 78464A441 4,066.95 168,823 SH SHARED 01 168,823 SPDR SERIES TRUST NUVN S&P VRDO MN 78464A318 37.55 1,255 SH SHARED 1,255 SPDR SERIES TRUST NUVN S&P VRDO MN 78464A318 54.07 1,807 SH SHARED 01 1,807 SPDR SERIES TRUST OILGAS EQUIP 78464A748 4,095.40 102,693 SH SHARED 01 102,693 SPDR SERIES TRUST SHRT INTL ETF 78464A334 24.89 704 SH SHARED 704 SPDR SERIES TRUST SHRT INTL ETF 78464A334 1,052.48 29,773 SH SHARED 01 29,773 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 1,340.53 14,059 SH SHARED 01 14,059 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 284.39 4,142 SH SHARED 01 4,142 SPDR SERIES TRUST S&P 500 GROWTH 78464A409 5,069.28 71,068 SH SHARED 01 71,068 SPDR SERIES TRUST S&P 500 VALUE 78464A508 3,833.62 47,916 SH SHARED 01 47,916 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 3,682.68 26,085 SH SHARED 01 26,085 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 1,531.99 17,787 SH SHARED 01 17,787 SPDR SERIES TRUST S&P 600 SML CAP 78464A813 2,284.18 27,264 SH SHARED 01 27,264 SPDR SERIES TRUST S&P BIOTECH 78464A870 13,987.30 140,041 SH SHARED 01 140,041 SPDR SERIES TRUST S&P BK ETF 78464A797 2,826.84 104,970 SH SHARED 01 104,970 SPDR SERIES TRUST S&P CAP MKTS 78464A771 122.44 3,118 SH SHARED 01 3,118 SPDR SERIES TRUST S&P DIVID ETF 78464A763 176,061.39 2,668,001 SH SHARED 01 2,668,001 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 1,648.73 54,848 SH SHARED 54,848 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 2,801.59 93,200 SH P SHARED 93,200 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 17,273.32 574,628 SH SHARED 01 574,628 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 42,934.70 1,428,300 SH C SHARED 1,428,300 SPDR SERIES TRUST S&P INS ETF 78464A789 2,270.58 43,766 SH SHARED 01 43,766 SPDR SERIES TRUST S&P METALS MNG 78464A755 1,116.62 27,646 SH SHARED 01 27,646

SPDR SERIES TRUST S&P METALS MNG 78464A755 8,033.57 198,900 SH C SHARED 198,900 SPDR SERIES TRUST S&P METALS MNG 78464A755 14,144.25 350,192 SH SHARED 350,192 SPDR SERIES TRUST S&P METALS MNG 78464A755 50,148.22 1,241,600 SH P SHARED 1,241,600 SPDR SERIES TRUST S&P MTG FIN 78464A524 1.58 32 SH SOLE 32 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 1,909.97 31,575 SH SHARED 01 31,575 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 36,136.73 597,400 SH C SHARED 597,400 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 51,882.27 857,700 SH P SHARED 857,700 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 61,265.24 1,012,816 SH SHARED 1,012,816 SPDR SERIES TRUST S&P PHARMAC 78464A722 6,604.27 104,531 SH SHARED 01 104,531 SPDR SERIES TRUST S&P REGL BKG 78464A698 5,066.72 159,381 SH SHARED 01 159,381 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 11,431.34 162,400 SH P SHARED 162,400 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 23,880.16 339,255 SH SHARED 01 339,255 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 24,094.50 342,300 SH C SHARED 342,300 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 24,759.40 351,746 SH SHARED 351,746 SPDR SERIES TRUST S&P SEMICNDCTR 78464A862 2,847.63 57,021 SH SHARED 01 57,021 SPDR SERIES TRUST S&P TELECOM 78464A540 14.23 311 SH SOLE 311 SPDR SERIES TRUST S&P TRANSN ETF 78464A532 978.10 14,926 SH SHARED 01 14,926 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 2,126.01 46,623 SH SHARED 01 46,623 SPDR SER TR SHRT TRSRY ETF 78468R101 14.32 475 SH SOLE 475 SPDR SER TR SHT TRM HGH YLD 78468R408 52,421.05 1,697,573 SH SHARED 01 1,697,573 SPDR SER TR SPDR BOFA CRSS 78468R606 10.62 402 SH SOLE 402 SPDR S&P 500 ETF TR TR UNIT 78462F103 1,059.09 6,760 SH SHARED 6,760 SPDR S&P 500 ETF TR TR UNIT 78462F103 4,625.84 29,526 SH SHARED 17 29,526 SPDR S&P 500 ETF TR TR UNIT 78462F103 33,511.71 213,900 SH P SHARED 01 213,900 SPDR S&P 500 ETF TR TR UNIT 78462F103 788,894.55 5,035,390 SH C SHARED 5,035,390 SPDR S&P 500 ETF TR TR UNIT 78462F103 807,156.16 5,151,951 SH SHARED 5,151,951 SPDR S&P 500 ETF TR TR UNIT 78462F103 834,282.79 5,325,096 SH SHARED 01 5,325,096 SPDR S&P 500 ETF TR TR UNIT 78462F103 1,012,484.58 6,462,530 SH P SHARED 6,462,530 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 796.94 3,800 SH C SHARED 3,800 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 3,145.80 15,000 SH P SHARED 15,000 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 6,522.29 31,100 SH P SHARED 01 31,100 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 32,692.83 155,888 SH SHARED 155,888 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 190,400.80 907,881 SH SHARED 01 907,881 SPECIAL OPPORTUNITIES FD INC COM 84741T104 73.42 4,412 SH SHARED 01 4,412 SPECTRA ENERGY CORP COM 847560109 35.06 1,140 SH SHARED 20 1,140 SPECTRA ENERGY CORP COM 847560109 146.22 4,755 SH SHARED 4,755 SPECTRA ENERGY CORP COM 847560109 1,393.41 45,314 SH SHARED 45,314 SPECTRA ENERGY CORP COM 847560109 3,680.78 119,700 SH C SHARED 119,700 SPECTRA ENERGY CORP COM 847560109 5,316.68 172,900 SH P SHARED 172,900 SPECTRA ENERGY CORP COM 847560109 41,615.79 1,353,359 SH SHARED 01 1,353,359 SPECTRA ENERGY PARTNERS LP COM 84756N109 3.94 100 SH P SHARED 100 SPECTRA ENERGY PARTNERS LP COM 84756N109 27.55 700 SH C SHARED 700 SPECTRA ENERGY PARTNERS LP COM 84756N109 7,150.25 181,709 SH SHARED 01 181,709 SPECTRA ENERGY PARTNERS LP COM 84756N109 15,720.21 399,497 SH SHARED 399,497 SPECTRANETICS CORP COM 84760C107 8.91 481 SH SHARED 481 SPECTRANETICS CORP COM 84760C107 135.27 7,300 SH SHARED 01 7,300 SPECTRUM BRANDS HLDGS INC COM 84763R101 11.32 200 SH C SHARED 200 SPECTRUM BRANDS HLDGS INC COM 84763R101 48.95 865 SH SHARED 01 865 SPECTRUM PHARMACEUTICALS INC COM 84763A108 59.71 8,004 SH SHARED 01 8,004 SPECTRUM PHARMACEUTICALS INC COM 84763A108 158.61 21,261 SH SHARED 21,261 SPECTRUM PHARMACEUTICALS INC COM 84763A108 1,289.09 172,800 SH P SHARED 172,800

SPECTRUM PHARMACEUTICALS INC COM 84763A108 1,452.46 194,700 SH C SHARED 194,700 SPEEDWAY MOTORSPORTS INC COM 847788106 8.76 487 SH SHARED 01 487 SPHERIX INC COM PAR $0.01 84842R304 8.93 1,096 SH SOLE 1,096 SPIRE CORP COM 848565107 0.79 1,143 SH SOLE 1,143 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 45.58 2,400 SH P SHARED 2,400 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 84.52 4,451 SH SHARED 4,451 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 151.33 7,969 SH SHARED 01 7,969 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 271.56 14,300 SH C SHARED 14,300 SPIRIT AIRLS INC COM 848577102 5.07 200 SH C SHARED 200 SPIRIT AIRLS INC COM 848577102 10.14 400 SH P SHARED 400 SPIRIT AIRLS INC COM 848577102 42.50 1,676 SH SHARED 1,676 SPIRIT AIRLS INC COM 848577102 191.72 7,560 SH SHARED 20 7,560 SPIRIT AIRLS INC COM 848577102 547.65 21,595 SH SHARED 01 21,595 SPIRIT RLTY CAP INC COM 84860F109 214.70 11,300 SH SHARED 11,300 SPIRIT RLTY CAP INC COM 84860F109 558.05 29,371 SH SHARED 01 29,371 SPIRIT RLTY CAP INC COM 84860F109 1,117.20 58,800 SH C SHARED 58,800 SPLUNK INC COM 848637104 192.14 4,800 SH P SHARED 4,800 SPLUNK INC COM 848637104 356.27 8,900 SH SHARED 01 8,900 SPLUNK INC COM 848637104 3,582.69 89,500 SH C SHARED 89,500 SPORT CHALET INC CL A 849163209 0.23 175 SH SHARED 01 175 SPORT CHALET INC CL B 849163308 0.03 25 SH SHARED 01 25 SPORT CHALET INC CL B 849163308 13.89 10,368 SH SHARED 10,368 SPREADTRUM COMMUNICATIONS IN ADR 849415203 23.07 1,125 SH SHARED 01 1,125 SPREADTRUM COMMUNICATIONS IN ADR 849415203 57.43 2,800 SH C SHARED 2,800 SPREADTRUM COMMUNICATIONS IN ADR 849415203 1,965.35 95,824 SH SHARED 95,824 SPREADTRUM COMMUNICATIONS IN ADR 849415203 10,263.20 500,400 SH P SHARED 500,400 SPRINT NEXTEL CORP COM SER 1 852061100 597.41 96,201 SH SHARED 96,201 SPRINT NEXTEL CORP COM SER 1 852061100 1,287.64 207,349 SH SHARED 207,349 SPRINT NEXTEL CORP COM SER 1 852061100 3,490.64 562,100 SH C SHARED 562,100 SPRINT NEXTEL CORP COM SER 1 852061100 6,288.55 1,012,649 SH SHARED 01 1,012,649 SPRINT NEXTEL CORP COM SER 1 852061100 6,350.97 1,022,700 SH P SHARED 1,022,700 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 6,925.18 511,839 SH SHARED 01 511,839 SPROTT PHYSICAL PLAT PALLAD UNIT 85207Q104 247.25 25,000 SH SHARED 01 25,000 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 72.58 6,475 SH SHARED 01 6,475 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 72.64 6,480 SH SHARED 6,480 SPROTT RESOURCE LENDING CORP COM 85207J100 21.40 15,560 SH SOLE 15,560 SPS COMM INC COM 78463M107 567.13 13,291 SH SHARED 01 13,291 SPX CORP COM 784635104 102.65 1,300 SH C SHARED 1,300 SPX CORP COM 784635104 105.02 1,330 SH SHARED 01 1,330 SPX CORP COM 784635104 276.36 3,500 SH SHARED 3,500 SPX CORP COM 784635104 5,754.29 72,876 SH SHARED 72,876 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 3.00 100 SH P SHARED 100

SS&C TECHNOLOGIES HLDGS INC COM 78467J100 33.25 1,109 SH SHARED 01 1,109 SSGA ACTIVE ETF TR GLOBL ALLO ETF 78467V400 132.44 4,134 SH SHARED 01 4,134 SSGA ACTIVE ETF TR INCOM ALLO ETF 78467V202 3,159.73 100,150 SH SHARED 01 100,150 SSGA ACTIVE ETF TR MULT ASS RLRTN 78467V103 2,429.54 80,077 SH SHARED 01 80,077 STAAR SURGICAL CO COM PAR $0.01 852312305 0.06 10 SH SHARED 01 10 STAAR SURGICAL CO COM PAR $0.01 852312305 2.69 477 SH SHARED 477 STAAR SURGICAL CO COM PAR $0.01 852312305 2.82 500 SH C SHARED 500 STAGE STORES INC COM NEW 85254C305 1.35 52 SH SHARED 01 52 STAGE STORES INC COM NEW 85254C305 22.02 851 SH SHARED 851 STAG INDL INC COM 85254J102 285.02 13,400 SH SHARED 13,400 STAG INDL INC COM 85254J102 1,382.55 65,000 SH C SHARED 65,000 STAG INDL INC COM 85254J102 12,621.60 593,399 SH SHARED 01 593,399 STAMPS COM INC COM NEW 852857200 4.99 200 SH P SOLE 200 STAMPS COM INC COM NEW 852857200 9.99 400 SH C SOLE 400 STANCORP FINL GROUP INC COM 852891100 76.58 1,791 SH SHARED 01 1,791 STANCORP FINL GROUP INC COM 852891100 129.18 3,021 SH SHARED 3,021 STANDARD FINL CORP MD COM 853393106 15.17 778 SH SOLE 778 STANDARD MTR PRODS INC COM 853666105 22.18 800 SH P SHARED 800 STANDARD MTR PRODS INC COM 853666105 77.62 2,800 SH C SHARED 2,800 STANDARD MTR PRODS INC COM 853666105 353.21 12,742 SH SHARED 01 12,742 STANDARD MTR PRODS INC COM 853666105 870.63 31,408 SH SHARED 31,408 STANDARD PAC CORP NEW COM 85375C101 192.67 22,300 SH P SHARED 22,300 STANDARD PAC CORP NEW COM 85375C101 797.47 92,300 SH C SHARED 92,300 STANDARD PAC CORP NEW COM 85375C101 6,481.41 750,163 SH SHARED 01 750,163 STANDARD PARKING CORP COM 853790103 44.09 2,130 SH SOLE 2,130 STANDARD REGISTER CO COM 853887107 2.71 3,217 SH SOLE 3,217 STANDEX INTL CORP COM 854231107 115.19 2,086 SH SHARED 01 2,086 STANDEX INTL CORP COM 854231107 854.14 15,468 SH SHARED 15,468 STANLEY BLACK & DECKER INC COM 854502101 785.57 9,702 SH SHARED 9,702 STANLEY BLACK & DECKER INC COM 854502101 995.93 12,300 SH C SHARED 12,300 STANLEY BLACK & DECKER INC COM 854502101 4,250.93 52,500 SH P SHARED 52,500 STANLEY BLACK & DECKER INC COM 854502101 9,959.71 123,005 SH SHARED 01 123,005 STANLEY BLACK & DECKER INC COM 854502101 64,096.09 791,603 SH SHARED 791,603 STANLEY BLACK & DECKER INC UNIT 99/99/9999 854502309 2.78 22 SH SHARED 01 22 STANLEY BLACK & DECKER INC UNIT 99/99/9999 854502309 38.61 305 SH SHARED 305 STANLEY FURNITURE CO INC COM NEW 854305208 3.14 708 SH SOLE 708 STANTEC INC COM 85472N109 61.56 1,400 SH SHARED 1,400 STANTEC INC COM 85472N109 3,438.63 78,204 SH SHARED 78,204 STAPLES INC COM 855030102 637.58 47,510 SH SHARED 47,510 STAPLES INC COM 855030102 3,422.10 255,000 SH C SHARED 255,000 STAPLES INC COM 855030102 5,992.03 446,500 SH P SHARED 446,500 STAPLES INC COM 855030102 7,689.14 572,961 SH SHARED 572,961 STAPLES INC COM 855030102 13,170.58 981,414 SH SHARED 01 981,414 STARBUCKS CORP COM 855244109 1,070.03 18,789 SH SHARED 20 18,789 STARBUCKS CORP COM 855244109 2,761.90 48,497 SH SHARED 48,497 STARBUCKS CORP COM 855244109 5,455.70 95,798 SH C SHARED 95,798 STARBUCKS CORP COM 855244109 17,626.03 309,500 SH P SHARED 309,500 STARBUCKS CORP COM 855244109 24,579.73 431,602 SH SHARED 431,602 STARBUCKS CORP COM 855244109 131,595.28 2,310,716 SH SHARED 01 2,310,716 STAR BULK CARRIERS CORP SHS NEW Y8162K121 0.25 35 SH SHARED 01 35 STAR GAS PARTNERS L P UNIT LTD PARTNR 85512C105 54.53 12,011 SH SOLE 12,011 STARRETT L S CO CL A 855668109 10.48 948 SH SHARED 948

STARRETT L S CO CL A 855668109 59.39 5,375 SH SHARED 01 5,375 STAR SCIENTIFIC INC COM 85517P101 30.38 18,300 SH C SHARED 18,300 STAR SCIENTIFIC INC COM 85517P101 35.03 21,100 SH P SHARED 21,100 STAR SCIENTIFIC INC COM 85517P101 132.22 79,650 SH SHARED 01 79,650 STAR SCIENTIFIC INC COM 85517P101 219.33 132,126 SH SHARED 132,126 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 828.49 13,000 SH SHARED 13,000 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 3,568.88 56,000 SH C SHARED 56,000 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 5,671.97 89,000 SH P SHARED 89,000 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 13,532.43 212,340 SH SHARED 212,340 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 26,225.28 411,506 SH SHARED 01 411,506 STARWOOD PPTY TR INC COM 85571B105 2,095.99 75,504 SH SHARED 01 75,504 STARWOOD PPTY TR INC COM 85571B105 4,836.96 174,242 SH SHARED 174,242 STARZ LIBRTY CAP COM A 85571Q102 73.10 3,300 SH C SHARED 3,300 STARZ LIBRTY CAP COM A 85571Q102 1,770.47 79,931 SH SHARED 01 79,931 STARZ LIBRTY CAP COM B 85571Q201 8.20 373 SH SHARED 01 373 STATE AUTO FINL CORP COM 855707105 105.37 6,049 SH SHARED 01 6,049 STATE BK FINL CORP COM 856190103 21.54 1,316 SH SOLE 1,316 STATE INVS BANCORP INC COM 857030100 11.69 809 SH SOLE 809 STATE STR CORP COM 857477103 277.72 4,700 SH P SHARED 4,700 STATE STR CORP COM 857477103 738.63 12,500 SH C SHARED 12,500 STATE STR CORP COM 857477103 9,962.40 168,597 SH SHARED 168,597 STATE STR CORP COM 857477103 14,592.33 246,951 SH SHARED 01 246,951 STATE STR CORP COM 857477103 14,783.55 250,187 SH SHARED 250,187 STATOIL ASA SPONSORED ADR 85771P102 253.59 10,300 SH P SHARED 10,300 STATOIL ASA SPONSORED ADR 85771P102 507.17 20,600 SH C SHARED 20,600 STATOIL ASA SPONSORED ADR 85771P102 2,745.55 111,517 SH SHARED 01 111,517 S & T BANCORP INC COM 783859101 36.51 1,969 SH SOLE 1,969 STEALTHGAS INC SHS Y81669106 21.58 1,800 SH C SOLE 1,800 STEC INC COM 784774101 2.65 600 SH C SHARED 600 STEC INC COM 784774101 3.09 700 SH P SHARED 700 STEC INC COM 784774101 49.07 11,101 SH SHARED 11,101 STEC INC COM 784774101 415.13 93,921 SH SHARED 01 93,921 STEELCASE INC CL A 858155203 17.68 1,200 SH C SHARED 1,200 STEELCASE INC CL A 858155203 29.46 2,000 SH P SHARED 2,000 STEELCASE INC CL A 858155203 54.74 3,716 SH SHARED 01 3,716 STEEL DYNAMICS INC COM 858119100 112.71 7,100 SH P SHARED 7,100 STEEL DYNAMICS INC COM 858119100 563.56 35,500 SH C SHARED 35,500 STEEL DYNAMICS INC COM 858119100 1,140.19 71,823 SH SHARED 01 71,823 STEEL DYNAMICS INC NOTE 5.125% 6/1 858119AP5 13.47 12,000 PRN SHARED 01 12,000 STEEL PARTNERS HLDGS L P LTD PRTRSHIP U 85814R107 5.00 367 SH SOLE 367 STEINER LEISURE LTD ORD P8744Y102 4.01 83 SH SHARED 01 83 STEIN MART INC COM 858375108 24.64 2,940 SH SHARED 01 2,940 STEINWAY MUSICAL INSTRS INC COM 858495104 373.61 15,554 SH SHARED 01 15,554 STELLARONE CORP COM 85856G100 63.37 3,924 SH SOLE 3,924 STELLUS CAP INVT CORP COM 858568108 19.78 1,335 SH SHARED 01 1,335 STEMCELLS INC COM NEW 85857R204 8.07 4,662 SH SHARED 4,662 STEMCELLS INC COM NEW 85857R204 10.11 5,844 SH SHARED 01 5,844 STEMLINE THERAPEUTICS INC COM 85858C107 1.61 141 SH SOLE 141

STEPAN CO COM 858586100 365.79 5,797 SH SHARED 01 5,797 STEPAN CO COM 858586100 521.21 8,260 SH SHARED 20 8,260 STEPAN CO PFD CONV 5.50% 858586209 113.43 790 SH SOLE 790 STEREOTAXIS INC COM NEW 85916J409 0.40 200 SH SHARED 01 200 STEREOTAXIS INC COM NEW 85916J409 7.33 3,665 SH SHARED 3,665 STERICYCLE INC COM 858912108 10.62 100 SH P SHARED 100 STERICYCLE INC COM 858912108 106.18 1,000 SH C SHARED 1,000 STERICYCLE INC COM 858912108 690.17 6,500 SH SHARED 6,500 STERICYCLE INC COM 858912108 1,967.52 18,530 SH SHARED 20 18,530 STERICYCLE INC COM 858912108 2,509.88 23,638 SH SHARED 23,638 STERICYCLE INC COM 858912108 2,901.90 27,330 SH SHARED 01 27,330 STERIS CORP COM 859152100 4.16 100 SH P SHARED 100 STERIS CORP COM 859152100 33.29 800 SH C SHARED 800 STERIS CORP COM 859152100 438.86 10,547 SH SHARED 01 10,547 STERIS CORP COM 859152100 572.55 13,760 SH SHARED 20 13,760 STERLING BANCORP COM 859158107 46.74 4,600 SH SHARED 01 4,600 STERLING FINL CORP WASH COM NEW 859319303 1.21 56 SH SHARED 01 56 STERLITE INDS INDIA LTD ADS 859737207 217.41 31,148 SH SHARED 01 31,148 STERLITE INDS INDIA LTD ADS 859737207 1,252.04 179,375 SH SHARED 179,375 STEWARDSHIP FINL CORP COM 860326107 11.05 2,023 SH SOLE 2,023 STEWART ENTERPRISES INC CL A 860370105 90.17 9,675 SH SHARED 9,675 STEWART ENTERPRISES INC CL A 860370105 1,110.14 119,114 SH SHARED 01 119,114 STEWART ENTERPRISES INC NOTE 3.375% 7/1 860370AK1 48.04 45,000 PRN SHARED 01 45,000 STEWART INFORMATION SVCS COR COM 860372101 8.89 349 SH SHARED 349 STEWART INFORMATION SVCS COR COM 860372101 944.94 37,100 SH SHARED 01 37,100 STIFEL FINL CORP COM 860630102 35.33 1,019 SH SHARED 01 1,019 STILLWATER MNG CO COM 86074Q102 99.56 7,700 SH P SHARED 7,700 STILLWATER MNG CO COM 86074Q102 206.88 16,000 SH SHARED 16,000 STILLWATER MNG CO COM 86074Q102 864.45 66,856 SH SHARED 01 66,856 STILLWATER MNG CO COM 86074Q102 1,206.71 93,326 SH SHARED 93,326 STILLWATER MNG CO COM 86074Q102 1,983.46 153,400 SH C SHARED 153,400 ST JOE CO COM 790148100 23.38 1,100 SH C SHARED 1,100 ST JOE CO COM 790148100 188.51 8,871 SH SHARED 8,871 ST JOE CO COM 790148100 839.38 39,500 SH P SHARED 39,500 ST JOE CO COM 790148100 1,261.15 59,348 SH SHARED 01 59,348 ST JUDE MED INC COM 790849103 418.80 10,356 SH SHARED 10,356 ST JUDE MED INC COM 790849103 742.28 18,355 SH SHARED 18,355 ST JUDE MED INC COM 790849103 942.25 23,300 SH C SHARED 23,300 ST JUDE MED INC COM 790849103 3,475.62 85,945 SH SHARED 20 85,945 ST JUDE MED INC COM 790849103 6,895.30 170,507 SH SHARED 01 170,507 ST JUDE MED INC COM 790849103 9,471.05 234,200 SH P SHARED 234,200 STMICROELECTRONICS N V NY REGISTRY 861012102 3.08 400 SH C SHARED 400 STMICROELECTRONICS N V NY REGISTRY 861012102 3.86 500 SH P SHARED 500 STMICROELECTRONICS N V NY REGISTRY 861012102 52.00 6,745 SH SHARED 01 6,745 STMICROELECTRONICS N V NY REGISTRY 861012102 104.83 13,597 SH SHARED 13,597 STONE ENERGY CORP COM 861642106 136.46 6,274 SH SHARED 01 6,274 STONE ENERGY CORP COM 861642106 222.94 10,250 SH SHARED 10,250 STONE HBR EMERG MKTS TL INC COM 86164W100 3,179.62 132,983 SH SHARED 01 132,983 STONE HBR EMERG MRKTS INC FD COM 86164T107 2.58 105 SH SHARED 105 STONE HBR EMERG MRKTS INC FD COM 86164T107 9,340.90 380,175 SH SHARED 01 380,175

STONEMOR PARTNERS L P COM UNITS 86183Q100 77.87 3,100 SH P SHARED 3,100 STONEMOR PARTNERS L P COM UNITS 86183Q100 3,570.41 142,134 SH SHARED 01 142,134 STONERIDGE INC COM 86183P102 12.72 1,667 SH SOLE 1,667 STRATASYS LTD SHS M85548101 333.99 4,500 SH SHARED 4,500 STRATASYS LTD SHS M85548101 512.12 6,900 SH P SHARED 6,900 STRATASYS LTD SHS M85548101 950.76 12,810 SH SHARED 12,810 STRATASYS LTD SHS M85548101 1,276.58 17,200 SH C SHARED 17,200 STRATASYS LTD SHS M85548101 3,102.02 41,795 SH SHARED 01 41,795 STRATEGIC DIAGNOSTICS INC COM 862700101 0.54 548 SH SOLE 548 STRATEGIC HOTELS & RESORTS I COM 86272T106 8.35 1,000 SH SHARED 01 1,000 STRATEGIC HOTELS & RESORTS I COM 86272T106 675.52 80,900 SH SHARED 80,900 STRATUS PPTYS INC COM NEW 863167201 4.10 256 SH SHARED 01 256 STRATUS PPTYS INC COM NEW 863167201 8.83 551 SH SHARED 551 STRAYER ED INC COM 863236105 9.68 200 SH C SHARED 200 STRAYER ED INC COM 863236105 11.32 234 SH SHARED 01 234 STRAYER ED INC COM 863236105 24.19 500 SH P SHARED 500 STRAYER ED INC COM 863236105 39.87 824 SH SHARED 824 STREAM EXCHANGE TRADED TR S&P DYNROLLGLB 86324B103 0.68 25 SH SOLE 25 STREAMLINE HEALTH SOLUTIONS COM 86323X106 3.23 500 SH SHARED 01 500 STREAMLINE HEALTH SOLUTIONS COM 86323X106 11.15 1,729 SH SHARED 1,729 STR HLDGS INC COM 78478V100 0.79 364 SH SHARED 01 364 STRYKER CORP COM 863667101 156.58 2,400 SH P SHARED 2,400 STRYKER CORP COM 863667101 965.55 14,800 SH C SHARED 14,800 STRYKER CORP COM 863667101 1,275.25 19,547 SH SHARED 19,547 STRYKER CORP COM 863667101 3,120.82 47,836 SH SHARED 47,836 STRYKER CORP COM 863667101 23,238.23 356,196 SH SHARED 01 356,196 STUDENT TRANSN INC COM 86388A108 181.73 28,440 SH SHARED 01 28,440 STURM RUGER & CO INC COM 864159108 379.97 7,490 SH SHARED 7,490 STURM RUGER & CO INC COM 864159108 1,364.64 26,900 SH P SHARED 26,900 STURM RUGER & CO INC COM 864159108 1,870.52 36,872 SH SHARED 01 36,872 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 48.95 1,100 SH C SHARED 1,100 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 695.13 15,621 SH SHARED 15,621 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 903.35 20,300 SH P SHARED 20,300 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 3,837.37 86,233 SH SHARED 01 86,233 SUFFOLK BANCORP COM 864739107 0.23 16 SH SHARED 01 16 SUFFOLK BANCORP COM 864739107 5.82 409 SH SHARED 409 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 103.12 12,637 SH SHARED 12,637 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 712.50 87,316 SH SHARED 01 87,316 SUMMER INFANT INC COM 865646103 13.10 5,000 SH SHARED 01 5,000 SUMMIT FINANCIAL GROUP INC COM 86606G101 12.23 1,725 SH SOLE 1,725 SUMMIT HOTEL PPTYS COM 866082100 4.36 416 SH SHARED 01 416 SUMMIT HOTEL PPTYS COM 866082100 33.14 3,165 SH SHARED 3,165

SUMMIT MIDSTREAM PARTNERS LP COM UNIT LTD 866142102 279.75 10,089 SH SHARED 01 10,089 SUMMIT MIDSTREAM PARTNERS LP COM UNIT LTD 866142102 1,116.86 40,279 SH SHARED 40,279 SUMMIT ST BK SANTA ROSA CALI COM 866264203 3.29 399 SH SOLE 399 SUN BANCORP INC COM 86663B102 64.11 18,800 SH SHARED 01 18,800 SUN CMNTYS INC COM 866674104 51.20 1,038 SH SHARED 1,038 SUN CMNTYS INC COM 866674104 510.47 10,348 SH SHARED 01 10,348 SUN CMNTYS INC COM 866674104 665.86 13,498 SH SHARED 13,498 SUNCOKE ENERGY INC COM 86722A103 24.50 1,500 SH C SHARED 1,500 SUNCOKE ENERGY INC COM 86722A103 50.39 3,086 SH SHARED 3,086 SUNCOKE ENERGY INC COM 86722A103 366.72 22,457 SH SHARED 01 22,457 SUNCOKE ENERGY PARTNERS L P COMUNIT REP LT 86722Y101 22.72 1,087 SH SHARED 1,087 SUNCOKE ENERGY PARTNERS L P COMUNIT REP LT 86722Y101 58.52 2,800 SH SHARED 01 2,800 SUNCOR ENERGY INC NEW COM 867224107 546.18 18,200 SH P SHARED 18,200 SUNCOR ENERGY INC NEW COM 867224107 1,756.85 58,542 SH SHARED 17 58,542 SUNCOR ENERGY INC NEW COM 867224107 2,977.89 99,230 SH SHARED 99,230 SUNCOR ENERGY INC NEW COM 867224107 4,951.56 164,997 SH SHARED 20 164,997 SUNCOR ENERGY INC NEW COM 867224107 9,888.30 329,500 SH C SHARED 329,500 SUNCOR ENERGY INC NEW COM 867224107 9,929.53 330,874 SH SHARED 330,874 SUNCOR ENERGY INC NEW COM 867224107 15,372.38 512,242 SH SHARED 01 512,242 SUNESIS PHARMACEUTICALS INC COM NEW 867328601 0.55 100 SH C SHARED 100 SUNESIS PHARMACEUTICALS INC COM NEW 867328601 2.74 500 SH P SHARED 500 SUNESIS PHARMACEUTICALS INC COM NEW 867328601 56.19 10,273 SH SHARED 10,273 SUNESIS PHARMACEUTICALS INC COM NEW 867328601 1,053.52 192,600 SH SHARED 01 192,600 SUN HYDRAULICS CORP COM 866942105 87.29 2,685 SH SOLE 2,685 SUN LIFE FINL INC COM 866796105 13.65 500 SH C SHARED 500 SUN LIFE FINL INC COM 866796105 987.90 36,200 SH SHARED 36,200 SUN LIFE FINL INC COM 866796105 1,060.87 38,874 SH SHARED 38,874 SUN LIFE FINL INC COM 866796105 1,258.59 46,119 SH SHARED 01 46,119 SUNLINK HEALTH SYSTEMS INC COM 86737U102 0.59 650 SH SOLE 650 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 71.94 1,100 SH P SHARED 1,100 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 281.22 4,300 SH C SHARED 4,300 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 36,822.42 563,034 SH SHARED 563,034 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 106,769.82 1,632,566 SH SHARED 01 1,632,566 SUNOPTA INC COM 8676EP108 2.56 355 SH SHARED 01 355 SUNOPTA INC COM 8676EP108 18.00 2,500 SH C SHARED 2,500 SUNOPTA INC COM 8676EP108 626.60 87,028 SH SHARED 87,028 SUNPOWER CORP COM 867652406 43.00 3,726 SH SHARED 01 3,726 SUNPOWER CORP COM 867652406 184.64 16,000 SH SHARED 16,000 SUNPOWER CORP COM 867652406 288.50 25,000 SH C SHARED 25,000 SUNPOWER CORP COM 867652406 332.78 28,837 SH SHARED 28,837 SUNPOWER CORP COM 867652406 2,391.09 207,200 SH P SHARED 207,200

SUNSHINE HEART INC COM 86782U106 0.61 100 SH C SOLE 100 SUNSHINE HEART INC COM 86782U106 7.33 1,200 SH P SOLE 1,200 SUNSHINE HEART INC COM 86782U106 13.15 2,153 SH SOLE 2,153 SUNSTONE HOTEL INVS INC NEW COM 867892101 2.08 169 SH SHARED 01 169 SUNSTONE HOTEL INVS INC NEW COM 867892101 4.92 400 SH C SHARED 400 SUNSTONE HOTEL INVS INC NEW COM 867892101 55.32 4,494 SH SHARED 4,494 SUNSTONE HOTEL INVS INC NEW COM 867892101 196.50 15,963 SH SHARED 15,963 SUNTECH PWR HLDGS CO LTD ADR 86800C104 0.66 1,700 SH C SHARED 1,700 SUNTECH PWR HLDGS CO LTD ADR 86800C104 2.92 7,490 SH SHARED 01 7,490 SUNTECH PWR HLDGS CO LTD ADR 86800C104 11.04 28,300 SH P SHARED 28,300 SUNTECH PWR HLDGS CO LTD ADR 86800C104 132.61 340,016 SH SHARED 340,016 SUNTECH PWR HLDGS CO LTD NOTE 3.000% 5/1 86800CAE4 3.16 11,000 PRN SHARED 01 11,000 SUNTECH PWR HLDGS CO LTD NOTE 3.000% 5/1 86800CAE4 383.24 1,333,000 PRN SHARED 1,333,000 SUNTRUST BKS INC COM 867914103 29.96 1,040 SH SHARED 20 1,040 SUNTRUST BKS INC COM 867914103 993.95 34,500 SH C SHARED 34,500 SUNTRUST BKS INC COM 867914103 1,126.47 39,100 SH SHARED 39,100 SUNTRUST BKS INC COM 867914103 1,714.20 59,500 SH P SHARED 59,500 SUNTRUST BKS INC COM 867914103 3,569.44 123,896 SH SHARED 123,896 SUNTRUST BKS INC COM 867914103 6,187.55 214,771 SH SHARED 01 214,771 SUNTRUST BKS INC *W EXP 11/14/201 867914111 0.62 200 SH SOLE 200 SUPERCONDUCTOR TECHNOLOGIES COM PAR $0.001 867931404 0.00 1 SH SHARED 01 1 SUPERCONDUCTOR TECHNOLOGIES COM PAR $0.001 867931404 8.21 3,219 SH SHARED 3,219 SUPERIOR ENERGY SVCS INC COM 868157108 31.16 1,200 SH P SHARED 1,200 SUPERIOR ENERGY SVCS INC COM 868157108 170.93 6,582 SH SHARED 6,582 SUPERIOR ENERGY SVCS INC COM 868157108 252.87 9,737 SH SHARED 9,737 SUPERIOR ENERGY SVCS INC COM 868157108 524.59 20,200 SH C SHARED 20,200 SUPERIOR ENERGY SVCS INC COM 868157108 1,051.40 40,485 SH SHARED 20 40,485 SUPERIOR ENERGY SVCS INC COM 868157108 1,371.50 52,811 SH SHARED 01 52,811 SUPERIOR INDS INTL INC COM 868168105 9.40 503 SH SHARED 503 SUPERIOR INDS INTL INC COM 868168105 52.64 2,818 SH SHARED 01 2,818 SUPERIOR UNIFORM GP INC COM 868358102 4.87 406 SH SOLE 406 SUPERMEDIA INC COM 868447103 29.13 7,526 SH SHARED 01 7,526 SUPER MICRO COMPUTER INC COM 86800U104 22.35 1,980 SH SOLE 1,980 SUPERNUS PHARMACEUTICALS INC COM 868459108 13.99 2,490 SH SOLE 2,490 SUPERTEX INC COM 868532102 20.48 922 SH SOLE 922 SUPERVALU INC COM 868536103 322.56 64,000 SH P SHARED 64,000 SUPERVALU INC COM 868536103 660.74 131,100 SH C SHARED 131,100 SUPERVALU INC COM 868536103 1,968.70 390,616 SH SHARED 01 390,616 SUPPORT COM INC COM 86858W101 10.06 2,406 SH SOLE 2,406 SUPREME INDS INC CL A 868607102 4.30 930 SH SOLE 930 SURMODICS INC COM 868873100 28.78 1,056 SH SHARED 1,056 SURMODICS INC COM 868873100 41.45 1,521 SH SHARED 01 1,521 SUSQUEHANNA BANCSHARES INC P COM 869099101 1.24 100 SH C SHARED 100 SUSQUEHANNA BANCSHARES INC P COM 869099101 147.77 11,888 SH SHARED 11,888 SUSQUEHANNA BANCSHARES INC P COM 869099101 333.97 26,868 SH SHARED 01 26,868

SUSSER HLDGS CORP COM 869233106 3,499.50 68,470 SH SHARED 01 68,470 SUSSER PETE PARTNERS LP COM U REP LP 869239103 6.96 214 SH SHARED 214 SUSSER PETE PARTNERS LP COM U REP LP 869239103 182.81 5,625 SH SHARED 01 5,625 SUSSEX BANCORP COM 869245100 6.64 887 SH SOLE 887 SUTOR TECH GROUP LTD COM 869362103 2.57 1,614 SH SOLE 1,614 SUTRON CORP COM 869380105 5.31 885 SH SHARED 885 SUTRON CORP COM 869380105 138.00 23,000 SH SHARED 01 23,000 SVB FINL GROUP COM 78486Q101 51.15 721 SH SHARED 01 721 SVB FINL GROUP COM 78486Q101 155.78 2,196 SH SHARED 2,196 SVB FINL GROUP COM 78486Q101 806.23 11,365 SH SHARED 20 11,365 SWEDISH EXPT CR CORP ELEMENT USETN22 870297504 4.40 400 SH SOLE 400 SWEDISH EXPT CR CORP MLCX BIO ETN23 870297199 16.61 1,495 SH SOLE 1,495 SWEDISH EXPT CR CORP MLCX GRN ETN23 870297215 0.30 45 SH SHARED 01 45 SWEDISH EXPT CR CORP MLCX GRN ETN23 870297215 25.79 3,810 SH SHARED 3,810 SWEDISH EXPT CR CORP RG ENRGY ETN22 870297306 12.26 1,803 SH SHARED 1,803 SWEDISH EXPT CR CORP RG ENRGY ETN22 870297306 1,041.35 153,140 SH SHARED 01 153,140 SWEDISH EXPT CR CORP RG METAL ETN22 870297405 35.64 3,547 SH SHARED 3,547 SWEDISH EXPT CR CORP RG METAL ETN22 870297405 93.72 9,328 SH SHARED 01 9,328 SWEDISH EXPT CR CORP ROG AGRI ETN22 870297603 1,855.78 208,984 SH SHARED 01 208,984 SWEDISH EXPT CR CORP ROG TTL ETN 22 870297801 5,742.39 666,944 SH SHARED 01 666,944 SWIFT ENERGY CO COM 870738101 4.44 300 SH P SHARED 300 SWIFT ENERGY CO COM 870738101 23.70 1,600 SH C SHARED 1,600 SWIFT ENERGY CO COM 870738101 29.26 1,976 SH SHARED 01 1,976 SWIFT ENERGY CO COM 870738101 31.57 2,132 SH SHARED 2,132 SWIFT TRANSN CO CL A 87074U101 39.70 2,800 SH C SHARED 2,800 SWIFT TRANSN CO CL A 87074U101 1,330.54 93,832 SH SHARED 01 93,832 SWISHER HYGIENE INC COM 870808102 3.05 2,400 SH C SHARED 2,400 SWISHER HYGIENE INC COM 870808102 200.97 158,244 SH SHARED 01 158,244 SWISS HELVETIA FD INC COM 870875101 34.84 2,842 SH SHARED 2,842 SWISS HELVETIA FD INC COM 870875101 274.92 22,424 SH SHARED 01 22,424 S&W SEED CO COM 785135104 0.85 81 SH SOLE 81 S&W SEED CO *W EXP 05/03/201 785135112 13.53 4,100 SH SOLE 4,100 SWS GROUP INC COM 78503N107 38.70 6,397 SH SHARED 01 6,397 S Y BANCORP INC COM 785060104 46.91 2,085 SH SHARED 2,085 S Y BANCORP INC COM 785060104 158.38 7,039 SH SHARED 01 7,039 SYKES ENTERPRISES INC COM 871237103 7.98 500 SH SHARED 01 500 SYKES ENTERPRISES INC COM 871237103 47.62 2,984 SH SHARED 2,984 SYMANTEC CORP COM 871503108 3,437.92 139,300 SH C SHARED 139,300 SYMANTEC CORP COM 871503108 6,303.74 255,419 SH SHARED 20 255,419 SYMANTEC CORP COM 871503108 6,685.81 270,900 SH P SHARED 270,900 SYMANTEC CORP COM 871503108 10,299.70 417,330 SH SHARED 417,330 SYMANTEC CORP COM 871503108 25,490.20 1,032,828 SH SHARED 1,032,828 SYMANTEC CORP COM 871503108 34,203.96 1,385,898 SH SHARED 01 1,385,898 SYMANTEC CORP NOTE 1.000% 6/1 871503AF5 10.32 8,000 PRN SHARED 01 8,000 SYMETRA FINL CORP COM 87151Q106 257.34 19,190 SH SHARED 01 19,190 SYMMETRY MED INC COM 871546206 12.39 1,082 SH SHARED 01 1,082 SYNACOR INC COM 871561106 2.99 1,000 SH C SOLE 1,000 SYNACOR INC COM 871561106 7.77 2,600 SH P SOLE 2,600 SYNACOR INC COM 871561106 48.49 16,217 SH SOLE 16,217 SYNALLOY CP DEL COM 871565107 9.93 709 SH SOLE 709 SYNAPTICS INC COM 87157D109 29.58 727 SH SHARED 01 727 SYNAPTICS INC COM 87157D109 69.17 1,700 SH P SHARED 1,700 SYNAPTICS INC COM 87157D109 113.93 2,800 SH C SHARED 2,800

SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 12.41 400 SH P SHARED 400 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 27.93 900 SH SHARED 01 900 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 58.99 1,901 SH SHARED 1,901 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 449.94 14,500 SH C SHARED 14,500 SYNERGY PHARMACEUTICALS DEL COM NEW 871639308 6.07 1,000 SH SHARED 01 1,000 SYNERGY PHARMACEUTICALS DEL COM NEW 871639308 34.89 5,748 SH SHARED 5,748 SYNERGY PHARMACEUTICALS DEL UNIT 12/06/20166 871639209 8.42 600 SH SOLE 600 SYNERGY PHARMACEUTICALS DEL *W EXP 12/06/201 871639118 0.83 300 SH SOLE 300 SYNERGY RES CORP COM 87164P103 18.71 2,727 SH SOLE 2,727 SYNERON MEDICAL LTD ORD SHS M87245102 26.06 2,550 SH SHARED 01 2,550 SYNGENTA AG SPONSORED ADR 87160A100 16.75 200 SH P SHARED 200 SYNGENTA AG SPONSORED ADR 87160A100 41.88 500 SH C SHARED 500 SYNGENTA AG SPONSORED ADR 87160A100 520.26 6,212 SH SHARED 6,212 SYNGENTA AG SPONSORED ADR 87160A100 4,260.53 50,872 SH SHARED 01 50,872 SYNNEX CORP COM 87162W100 0.52 14 SH SHARED 01 14 SYNOPSYS INC COM 871607107 7.18 200 SH P SHARED 200 SYNOPSYS INC COM 871607107 28.52 795 SH SHARED 20 795 SYNOPSYS INC COM 871607107 46.64 1,300 SH C SHARED 1,300 SYNOPSYS INC COM 871607107 79.69 2,221 SH SHARED 2,221 SYNOPSYS INC COM 871607107 279.86 7,800 SH SHARED 7,800 SYNOPSYS INC COM 871607107 1,365.81 38,066 SH SHARED 01 38,066 SYNOVUS FINL CORP COM 87161C105 171.19 61,800 SH C SHARED 61,800 SYNOVUS FINL CORP COM 87161C105 324.64 117,200 SH P SHARED 117,200 SYNOVUS FINL CORP COM 87161C105 1,551.68 560,175 SH SHARED 01 560,175 SYNOVUS FINL CORP UNIT 99/99/9999 87161C204 29.22 1,200 SH SHARED 01 1,200 SYNOVUS FINL CORP UNIT 99/99/9999 87161C204 3,850.00 158,111 SH SHARED 158,111 SYNTA PHARMACEUTICALS CORP COM 87162T206 43.00 5,000 SH P SHARED 5,000 SYNTA PHARMACEUTICALS CORP COM 87162T206 66.22 7,700 SH SHARED 01 7,700 SYNTA PHARMACEUTICALS CORP COM 87162T206 463.54 53,900 SH C SHARED 53,900 SYNTEL INC COM 87162H103 50.98 755 SH SHARED 01 755 SYNTHETIC BIOLOGICS INC COM 87164U102 4.04 2,375 SH SOLE 2,375 SYNTROLEUM CORP COM 871630109 1.58 4,000 SH SHARED 01 4,000 SYNTROLEUM CORP COM 871630109 3.52 8,915 SH SHARED 8,915 SYNUTRA INTL INC COM 87164C102 0.19 40 SH SHARED 01 40 SYNUTRA INTL INC COM 87164C102 6.78 1,442 SH SHARED 1,442 SYPRIS SOLUTIONS INC COM 871655106 13.21 3,160 SH SHARED 3,160 SYPRIS SOLUTIONS INC COM 871655106 20.90 5,000 SH SHARED 01 5,000 SYSCO CORP COM 871829107 137.16 3,900 SH P SHARED 3,900 SYSCO CORP COM 871829107 295.43 8,400 SH C SHARED 8,400 SYSCO CORP COM 871829107 753.45 21,423 SH SHARED 21,423 SYSCO CORP COM 871829107 1,223.92 34,800 SH SHARED 34,800 SYSCO CORP COM 871829107 22,069.88 627,520 SH SHARED 01 627,520 SYSTEMAX INC COM 871851101 7.86 794 SH SOLE 794 SYSWIN INC SPONSORED ADR 872058102 12.40 6,050 SH SOLE 6,050 T3 MOTION INC *W EXP 05/13/201 89853X116 0.01 1,500 SH SHARED 01 1,500 T3 MOTION INC *W EXP 05/13/201 89853X116 0.09 22,800 SH SHARED 22,800

T3 MOTION INC *W EXP 05/13/201 89853X124 0.10 986 SH SHARED 986 T3 MOTION INC *W EXP 05/13/201 89853X124 0.15 1,500 SH SHARED 01 1,500 TAHOE RES INC COM 873868103 1.76 100 SH P SHARED 100 TAHOE RES INC COM 873868103 8.80 500 SH C SHARED 500 TAHOE RES INC COM 873868103 50.43 2,867 SH SHARED 2,867 TAHOE RES INC COM 873868103 64.56 3,670 SH SHARED 01 3,670 TAITRON COMPONENTS INC CL A 874028103 1.16 1,159 SH SOLE 1,159 TAIWAN FD INC COM 874036106 20.18 1,232 SH SHARED 1,232 TAIWAN FD INC COM 874036106 25.88 1,580 SH SHARED 01 1,580 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 125.49 7,300 SH P SHARED 7,300 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 410.84 23,900 SH C SHARED 23,900 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1,315.38 76,520 SH SHARED 76,520 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1,969.75 114,587 SH SHARED 20 114,587 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 2,583.71 150,303 SH SHARED 17 150,303 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 4,664.92 271,374 SH SHARED 01 271,374 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 24,508.87 1,425,763 SH SHARED 1,425,763 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 2.81 174 SH SHARED 01 174 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 22.35 1,384 SH SHARED 1,384 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 27.46 1,700 SH P SHARED 1,700 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 148.58 9,200 SH C SHARED 9,200 TAL ED GROUP ADS REPSTG COM 874080104 136.13 14,528 SH SOLE 14,528 TAL INTL GROUP INC COM 874083108 154.05 3,400 SH P SHARED 3,400 TAL INTL GROUP INC COM 874083108 425.91 9,400 SH C SHARED 9,400 TAL INTL GROUP INC COM 874083108 814.63 17,979 SH SHARED 17,979 TAL INTL GROUP INC COM 874083108 4,212.47 92,970 SH SHARED 01 92,970 TALISMAN ENERGY INC COM 87425E103 766.85 62,600 SH SHARED 62,600 TALISMAN ENERGY INC COM 87425E103 1,202.12 98,132 SH SHARED 01 98,132 TALISMAN ENERGY INC COM 87425E103 6,078.45 496,200 SH P SHARED 496,200 TALISMAN ENERGY INC COM 87425E103 9,471.70 773,200 SH C SHARED 773,200 TALISMAN ENERGY INC COM 87425E103 72,521.46 5,920,119 SH SHARED 5,920,119 TANDY BRANDS ACCESSORIES INC COM 875378101 1.06 2,127 SH SOLE 2,127 TANDY LEATHER FACTORY INC COM 87538X105 6.28 882 SH SOLE 882 TANGER FACTORY OUTLET CTRS I COM 875465106 1,363.99 37,700 SH SHARED 37,700 TANGER FACTORY OUTLET CTRS I COM 875465106 1,453.46 40,173 SH SHARED 40,173 TANGER FACTORY OUTLET CTRS I COM 875465106 4,698.81 129,873 SH SHARED 01 129,873 TANGOE INC COM 87582Y108 4.96 400 SH C SOLE 400 TANZANIAN ROYALTY EXPL CORP COM 87600U104 1,212.12 310,800 SH C SOLE 310,800 TAOMEE HLDGS LTD SPONSORED ADR 87600Y106 0.06 15 SH SOLE 15

TARGACEPT INC COM 87611R306 5.14 1,200 SH P SOLE 1,200 TARGACEPT INC COM 87611R306 221.28 51,700 SH C SOLE 51,700 TARGA RES CORP COM 87612G101 13.59 200 SH P SHARED 200 TARGA RES CORP COM 87612G101 81.55 1,200 SH C SHARED 1,200 TARGA RES CORP COM 87612G101 332.19 4,888 SH SHARED 4,888 TARGA RES CORP COM 87612G101 16,237.34 238,925 SH SHARED 01 238,925 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 69.03 1,500 SH C SHARED 1,500 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 115.05 2,500 SH P SHARED 2,500 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 20,415.30 443,618 SH SHARED 443,618 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 64,988.25 1,412,174 SH SHARED 01 1,412,174 TARGET CORP COM 87612E106 98.23 1,435 SH SHARED 20 1,435 TARGET CORP COM 87612E106 2,614.79 38,200 SH SHARED 38,200 TARGET CORP COM 87612E106 2,683.24 39,200 SH C SHARED 39,200 TARGET CORP COM 87612E106 13,186.76 192,648 SH SHARED 192,648 TARGET CORP COM 87612E106 14,545.63 212,500 SH P SHARED 212,500 TARGET CORP COM 87612E106 70,868.82 1,035,337 SH SHARED 01 1,035,337 TARO PHARMACEUTICAL INDS LTD SHS M8737E108 41.49 707 SH SHARED 707 TARO PHARMACEUTICAL INDS LTD SHS M8737E108 604.98 10,308 SH SHARED 01 10,308 TASEKO MINES LTD COM 876511106 4.85 1,750 SH SHARED 01 1,750 TASEKO MINES LTD COM 876511106 11.63 4,200 SH P SHARED 4,200 TASEKO MINES LTD COM 876511106 49.31 17,800 SH C SHARED 17,800 TASEKO MINES LTD COM 876511106 3,745.37 1,352,120 SH SHARED 1,352,120 TASER INTL INC COM 87651B104 27.03 3,400 SH P SHARED 3,400 TASER INTL INC COM 87651B104 30.21 3,800 SH C SHARED 3,800 TASER INTL INC COM 87651B104 80.64 10,143 SH SHARED 10,143 TASER INTL INC COM 87651B104 576.61 72,530 SH SHARED 01 72,530 TASMAN METALS LTD COM 87652B103 3.90 5,000 SH SHARED 01 5,000 TASMAN METALS LTD COM 87652B103 9.20 11,797 SH SHARED 11,797 TATA COMMUNICATIONS LTD SPONS ADR 876564105 5.44 662 SH SOLE 662 TATA MTRS LTD SPONSORED ADR 876568502 92.76 3,800 SH P SHARED 3,800 TATA MTRS LTD SPONSORED ADR 876568502 285.60 11,700 SH C SHARED 11,700 TATA MTRS LTD SPONSORED ADR 876568502 1,049.26 42,985 SH SHARED 01 42,985 TATA MTRS LTD SPONSORED ADR 876568502 9,884.19 404,924 SH SHARED 404,924 TAT TECHNOLOGIES LTD ORD NEW M8740S227 7.67 1,237 SH SOLE 1,237 TAUBMAN CTRS INC COM 876664103 105.31 1,356 SH SHARED 01 1,356 TAUBMAN CTRS INC COM 876664103 271.81 3,500 SH C SHARED 3,500 TAUBMAN CTRS INC COM 876664103 690.09 8,886 SH SHARED 8,886 TAUBMAN CTRS INC COM 876664103 2,025.30 26,079 SH SHARED 26,079 TAYLOR CAP GROUP INC COM 876851106 15.99 1,000 SH SHARED 01 1,000 TAYLOR DEVICES INC COM 877163105 11.03 1,302 SH SOLE 1,302 TCF FINL CORP COM 872275102 22.44 1,500 SH C SHARED 1,500 TCF FINL CORP COM 872275102 286.66 19,162 SH SHARED 19,162 TCF FINL CORP COM 872275102 1,201.99 80,347 SH SHARED 01 80,347 TCF FINL CORP *W EXP 11/14/201 872275128 1.87 867 SH SOLE 867 TCP CAP CORP COM 87238Q103 6.94 435 SH SOLE 435 TC PIPELINES LP UT COM LTD PRT 87233Q108 4.85 100 SH C SHARED 100 TC PIPELINES LP UT COM LTD PRT 87233Q108 9.70 200 SH P SHARED 200 TC PIPELINES LP UT COM LTD PRT 87233Q108 14,474.31 298,501 SH SHARED 298,501

TC PIPELINES LP UT COM LTD PRT 87233Q108 49,625.20 1,023,411 SH SHARED 01 1,023,411 TCW STRATEGIC INCOME FUND IN COM 872340104 3,219.07 554,057 SH SHARED 01 554,057 TD AMERITRADE HLDG CORP COM 87236Y108 98.98 4,800 SH C SHARED 4,800 TD AMERITRADE HLDG CORP COM 87236Y108 272.64 13,222 SH SHARED 13,222 TD AMERITRADE HLDG CORP COM 87236Y108 274.25 13,300 SH P SHARED 13,300 TD AMERITRADE HLDG CORP COM 87236Y108 305.61 14,821 SH SHARED 01 14,821 TD AMERITRADE HLDG CORP COM 87236Y108 1,301.66 63,126 SH SHARED 63,126 TEAM HEALTH HOLDINGS INC COM 87817A107 3.64 100 SH C SHARED 100 TEAM HEALTH HOLDINGS INC COM 87817A107 116.23 3,195 SH SHARED 01 3,195 TEAM INC COM 878155100 94.63 2,304 SH SHARED 01 2,304 TEARLAB CORP COM 878193101 10.35 1,500 SH C SOLE 1,500 TEARLAB CORP COM 878193101 20.70 3,000 SH P SOLE 3,000 TEARLAB CORP COM 878193101 39.87 5,778 SH SOLE 5,778 TECH DATA CORP COM 878237106 4.56 100 SH C SHARED 100 TECH DATA CORP COM 878237106 5.52 121 SH SHARED 01 121 TECHE HLDG CO COM 878330109 1.07 26 SH SHARED 26 TECHE HLDG CO COM 878330109 228.98 5,551 SH SHARED 01 5,551 TECHNE CORP COM 878377100 560.31 8,258 SH SHARED 01 8,258 TECHNE CORP COM 878377100 729.66 10,754 SH SHARED 10,754 TECHNICAL COMMUNICATIONS COR COM 878409101 2.33 552 SH SOLE 552 TECHTARGET INC COM 87874R100 1.95 398 SH SOLE 398 TECK RESOURCES LTD CL B 878742204 230.91 8,200 SH P SHARED 8,200 TECK RESOURCES LTD CL B 878742204 321.02 11,400 SH C SHARED 11,400 TECK RESOURCES LTD CL B 878742204 404.66 14,370 SH SHARED 20 14,370 TECK RESOURCES LTD CL B 878742204 460.89 16,367 SH SHARED 01 16,367 TECK RESOURCES LTD CL B 878742204 1,014.18 36,015 SH SHARED 36,015 TECK RESOURCES LTD CL B 878742204 3,870.39 137,443 SH SHARED 137,443 TECO ENERGY INC COM 872375100 1.23 69 SH SHARED 69 TECO ENERGY INC COM 872375100 12.47 700 SH P SHARED 700 TECO ENERGY INC COM 872375100 69.50 3,900 SH C SHARED 3,900 TECO ENERGY INC COM 872375100 1,245.81 69,911 SH SHARED 01 69,911 TE CONNECTIVITY LTD REG SHS H84989104 16.77 400 SH P SHARED 400 TE CONNECTIVITY LTD REG SHS H84989104 41.93 1,000 SH C SHARED 1,000 TE CONNECTIVITY LTD REG SHS H84989104 335.31 7,997 SH SHARED 7,997 TE CONNECTIVITY LTD REG SHS H84989104 546.56 13,035 SH SHARED 20 13,035 TE CONNECTIVITY LTD REG SHS H84989104 1,102.76 26,300 SH SHARED 26,300 TE CONNECTIVITY LTD REG SHS H84989104 14,027.22 334,539 SH SHARED 01 334,539 TECUMSEH PRODS CO CL A 878895200 29.65 3,400 SH P SOLE 3,400 TECUMSEH PRODS CO CL A 878895200 31.50 3,612 SH SOLE 3,612 TECUMSEH PRODS CO CL A 878895200 66.27 7,600 SH C SOLE 7,600 TECUMSEH PRODS CO CL B 878895101 8.69 1,041 SH SOLE 1,041 TEEKAY CORPORATION COM Y8564W103 3.60 100 SH P SHARED 100 TEEKAY CORPORATION COM Y8564W103 43.15 1,200 SH C SHARED 1,200 TEEKAY CORPORATION COM Y8564W103 168.40 4,683 SH SHARED 4,683 TEEKAY CORPORATION COM Y8564W103 234.42 6,519 SH SHARED 01 6,519 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 149.15 3,600 SH C SHARED 3,600 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 290.01 7,000 SH P SHARED 7,000 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 1,739.31 41,982 SH SHARED 41,982 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 22,705.50 548,045 SH SHARED 01 548,045 TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UN Y8565J101 15.10 500 SH C SHARED 500 TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UN Y8565J101 15.10 500 SH P SHARED 500

TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UN Y8565J101 1,901.58 62,987 SH SHARED 62,987 TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UN Y8565J101 15,660.76 518,740 SH SHARED 01 518,740 TEEKAY TANKERS LTD CL A Y8565N102 20.24 7,100 SH C SHARED 7,100 TEEKAY TANKERS LTD CL A Y8565N102 76.10 26,700 SH P SHARED 26,700 TEEKAY TANKERS LTD CL A Y8565N102 795.71 279,198 SH SHARED 01 279,198 TEJON RANCH CO COM 879080109 1,633.31 54,846 SH SHARED 01 54,846 TELECOM ARGENTINA S A SPON ADR REP B 879273209 7.69 530 SH SHARED 01 530 TELECOM ARGENTINA S A SPON ADR REP B 879273209 252.04 17,370 SH SHARED 17,370 TELECOM ITALIA S P A NEW SPON ADR ORD 87927Y102 2.85 400 SH C SHARED 400 TELECOM ITALIA S P A NEW SPON ADR ORD 87927Y102 732.12 102,681 SH SHARED 01 102,681 TELECOM ITALIA S P A NEW SPON ADR SVGS 87927Y201 42.80 7,016 SH SHARED 01 7,016 TELECOM ITALIA S P A NEW SPON ADR SVGS 87927Y201 62.95 10,320 SH SHARED 10,320 TELECOMMUNICATION SYS INC CL A 87929J103 0.35 158 SH SHARED 01 158 TELECOMMUNICATION SYS INC CL A 87929J103 2.68 1,200 SH C SHARED 1,200 TELECOMMUNICATION SYS INC CL A 87929J103 6.02 2,699 SH SHARED 2,699 TELEDYNE TECHNOLOGIES INC COM 879360105 82.05 1,046 SH SHARED 01 1,046 TELEFLEX INC COM 879369106 92.88 1,099 SH SHARED 1,099 TELEFLEX INC COM 879369106 408.18 4,830 SH SHARED 01 4,830 TELEFLEX INC NOTE 3.875% 8/0 879369AA4 14.47 10,000 PRN SHARED 01 10,000 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 2.67 100 SH C SHARED 100 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 5.34 200 SH P SHARED 200 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 184.52 6,916 SH SHARED 6,916 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 1,735.61 65,053 SH SHARED 01 65,053 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 3,391.05 127,101 SH SHARED 127,101 TELEFONICA S A SPONSORED ADR 879382208 16.21 1,200 SH C SHARED 1,200 TELEFONICA S A SPONSORED ADR 879382208 77.01 5,700 SH P SHARED 5,700 TELEFONICA S A SPONSORED ADR 879382208 103.89 7,690 SH SHARED 7,690 TELEFONICA S A SPONSORED ADR 879382208 222.89 16,498 SH SHARED 16,498 TELEFONICA S A SPONSORED ADR 879382208 6,097.16 451,307 SH SHARED 01 451,307 TELEPHONE & DATA SYS INC COM NEW 879433829 134.85 6,400 SH C SHARED 6,400 TELEPHONE & DATA SYS INC COM NEW 879433829 194.37 9,225 SH SHARED 01 9,225 TELEPHONE & DATA SYS INC COM NEW 879433829 498.96 23,681 SH SHARED 23,681 TELESTONE TECHNOLOGIES CORP COM 87953J102 0.14 100 SH C SHARED 100 TELESTONE TECHNOLOGIES CORP COM 87953J102 4.23 3,000 SH SHARED 01 3,000 TELESTONE TECHNOLOGIES CORP COM 87953J102 16.31 11,568 SH SHARED 11,568 TELETECH HOLDINGS INC COM 879939106 74.30 3,503 SH SHARED 01 3,503 TELIK INC COM NEW 87959M208 2.36 1,736 SH SOLE 1,736 TELLABS INC COM 879664100 0.63 300 SH P SHARED 300 TELLABS INC COM 879664100 13.33 6,377 SH SHARED 01 6,377 TELLABS INC COM 879664100 35.68 17,072 SH SHARED 17,072 TELULAR CORP COM NEW 87970T208 2.30 229 SH SHARED 229 TELULAR CORP COM NEW 87970T208 1,211.25 120,403 SH SHARED 01 120,403 TELUS CORP COM 87971M103 776.17 11,231 SH SHARED 01 11,231 TELUS CORP COM 87971M103 796.63 11,527 SH SHARED 11,527 TELUS CORP COM 87971M103 6,106.77 88,363 SH SHARED 88,363 TEMPLETON DRAGON FD INC COM 88018T101 13.97 500 SH SHARED 500 TEMPLETON DRAGON FD INC COM 88018T101 32.45 1,162 SH SHARED 1,162 TEMPLETON DRAGON FD INC COM 88018T101 3,196.70 114,454 SH SHARED 01 114,454

TEMPLETON EMERGING MKTS FD I COM 880191101 39.25 1,927 SH SHARED 1,927 TEMPLETON EMERGING MKTS FD I COM 880191101 3,898.45 191,382 SH SHARED 01 191,382 TEMPLETON EMERG MKTS INCOME COM 880192109 1,513.37 92,448 SH SHARED 01 92,448 TEMPLETON GLOBAL INCOME FD COM 880198106 3,561.46 379,687 SH SHARED 01 379,687 TEMPLETON RUS AND EAST EUR F COM 88022F105 13.37 904 SH SHARED 904 TEMPLETON RUS AND EAST EUR F COM 88022F105 54.50 3,685 SH SHARED 01 3,685 TEMPUR PEDIC INTL INC COM 88023U101 109.19 2,200 SH C SHARED 2,200 TEMPUR PEDIC INTL INC COM 88023U101 169.73 3,420 SH SHARED 3,420 TEMPUR PEDIC INTL INC COM 88023U101 200.36 4,037 SH SHARED 01 4,037 TEMPUR PEDIC INTL INC COM 88023U101 337.48 6,800 SH P SHARED 6,800 TENARIS S A SPONSORED ADR 88031M109 12.23 300 SH P SHARED 300 TENARIS S A SPONSORED ADR 88031M109 16.31 400 SH C SHARED 400 TENARIS S A SPONSORED ADR 88031M109 6,412.53 157,247 SH SHARED 01 157,247 TENET HEALTHCARE CORP COM NEW 88033G407 192.89 4,054 SH SHARED 4,054 TENET HEALTHCARE CORP COM NEW 88033G407 1,905.10 40,040 SH SHARED 01 40,040 TENGASCO INC COM NEW 88033R205 8.77 13,570 SH SOLE 13,570 TENNANT CO COM 880345103 18.06 372 SH SHARED 01 372 TENNANT CO COM 880345103 62.98 1,297 SH SHARED 1,297 TENNECO INC COM 880349105 133.65 3,400 SH P SHARED 3,400 TENNECO INC COM 880349105 542.48 13,800 SH C SHARED 13,800 TENNECO INC COM 880349105 1,087.16 27,656 SH SHARED 01 27,656 TERADATA CORP DEL COM 88076W103 76.06 1,300 SH P SHARED 1,300 TERADATA CORP DEL COM 88076W103 280.73 4,798 SH SHARED 4,798 TERADATA CORP DEL COM 88076W103 1,029.78 17,600 SH C SHARED 17,600 TERADATA CORP DEL COM 88076W103 1,585.62 27,100 SH SHARED 27,100 TERADATA CORP DEL COM 88076W103 2,590.71 44,278 SH SHARED 20 44,278 TERADATA CORP DEL COM 88076W103 3,318.63 56,719 SH SHARED 01 56,719 TERADYNE INC COM 880770102 85.97 5,300 SH P SHARED 5,300 TERADYNE INC COM 880770102 827.72 51,031 SH SHARED 01 51,031 TERADYNE INC COM 880770102 7,298.84 449,990 SH SHARED 449,990 TERADYNE INC COM 880770102 9,130.24 562,900 SH C SHARED 562,900 TEREX CORP NEW COM 880779103 113.59 3,300 SH P SHARED 3,300 TEREX CORP NEW COM 880779103 309.78 9,000 SH C SHARED 9,000 TEREX CORP NEW COM 880779103 323.55 9,400 SH SHARED 9,400 TEREX CORP NEW COM 880779103 2,803.06 81,437 SH SHARED 01 81,437 TEREX CORP NEW NOTE 4.000% 6/0 880779AV5 2.19 1,000 PRN SHARED 01 1,000 TERNIUM SA SPON ADR 880890108 4.07 200 SH C SHARED 200 TERNIUM SA SPON ADR 880890108 156.31 7,681 SH SHARED 01 7,681 TERNIUM SA SPON ADR 880890108 408.73 20,085 SH SHARED 20,085 TERRA NITROGEN CO L P COM UNIT 881005201 134.65 612 SH SHARED 612 TERRA NITROGEN CO L P COM UNIT 881005201 2,005.70 9,116 SH SHARED 01 9,116 TERRENO RLTY CORP COM 88146M101 28.66 1,594 SH SOLE 1,594 TERRITORIAL BANCORP INC COM 88145X108 19.55 822 SH SOLE 822 TESCO CORP COM 88157K101 6.70 500 SH C SHARED 500 TESCO CORP COM 88157K101 16.07 1,200 SH P SHARED 1,200 TESCO CORP COM 88157K101 30.26 2,260 SH SHARED 2,260 TESCO CORP COM 88157K101 442.59 33,054 SH SHARED 01 33,054 TESLA MTRS INC COM 88160R101 75.78 2,000 SH SHARED 2,000 TESLA MTRS INC COM 88160R101 1,095.59 28,915 SH SHARED 01 28,915

TESLA MTRS INC COM 88160R101 1,185.96 31,300 SH C SHARED 31,300 TESLA MTRS INC COM 88160R101 2,345.39 61,900 SH P SHARED 61,900 TESLA MTRS INC COM 88160R101 4,680.63 123,532 SH SHARED 123,532 TESORO CORP COM 881609101 3,886.90 66,386 SH SHARED 01 66,386 TESORO CORP COM 881609101 5,134.84 87,700 SH C SHARED 87,700 TESORO CORP COM 881609101 9,153.00 156,328 SH SHARED 156,328 TESORO CORP COM 881609101 11,698.29 199,800 SH P SHARED 199,800 TESORO LOGISTICS LP COM UNIT LP 88160T107 1,134.61 21,023 SH SHARED 01 21,023 TESORO LOGISTICS LP COM UNIT LP 88160T107 4,182.68 77,500 SH C SHARED 77,500 TESSCO TECHNOLOGIES INC COM 872386107 27.37 1,265 SH SOLE 1,265 TESSERA TECHNOLOGIES INC COM 88164L100 5.63 300 SH SHARED 01 300 TESSERA TECHNOLOGIES INC COM 88164L100 18.75 1,000 SH C SHARED 1,000 TESSERA TECHNOLOGIES INC COM 88164L100 277.76 14,814 SH SHARED 14,814 TESSERA TECHNOLOGIES INC COM 88164L100 4,070.63 217,100 SH P SHARED 217,100 TETRA TECH INC NEW COM 88162G103 42.26 1,386 SH SHARED 01 1,386 TETRA TECH INC NEW COM 88162G103 5,180.89 169,921 SH SHARED 169,921 TETRA TECHNOLOGIES INC DEL COM 88162F105 222.64 21,700 SH C SHARED 21,700 TETRA TECHNOLOGIES INC DEL COM 88162F105 367.08 35,778 SH SHARED 01 35,778 TETRA TECHNOLOGIES INC DEL COM 88162F105 495.56 48,300 SH P SHARED 48,300 TEUCRIUM COMMODITY TR CORN FD SHS 88166A102 9.82 240 SH SHARED 240 TEUCRIUM COMMODITY TR CORN FD SHS 88166A102 32.72 800 SH P SHARED 800 TEUCRIUM COMMODITY TR CORN FD SHS 88166A102 44.99 1,100 SH SHARED 01 1,100 TEUCRIUM COMMODITY TR SOYBEAN FD 88166A607 102.03 4,211 SH SOLE 4,211 TEUCRIUM COMMODITY TR SUGAR FD 88166A409 2.57 160 SH SOLE 160 TEUCRIUM COMMODITY TR WHEAT FD 88166A508 3.68 200 SH SOLE 200 TEUCRIUM COMMODITY TR WTI CRUDE OIL 88166A300 13.10 324 SH SOLE 324 TEVA PHARMACEUTICAL FIN LLC DBCV 0.250% 2/0 88163VAE9 8.32 8,000 PRN SHARED 01 8,000 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 67.46 1,700 SH C SHARED 01 1,700 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 515.84 13,000 SH P SHARED 13,000 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 699.60 17,631 SH SHARED 17,631 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 2,334.53 58,834 SH SHARED 58,834 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 3,927.17 98,971 SH SHARED 20 98,971 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 5,350.85 134,850 SH C SHARED 134,850 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 185,689.46 4,679,674 SH SHARED 01 4,679,674 TEXAS CAPITAL BANCSHARES INC COM 88224Q107 8.09 200 SH C SHARED 200 TEXAS CAPITAL BANCSHARES INC COM 88224Q107 118.64 2,933 SH SHARED 2,933 TEXAS CAPITAL BANCSHARES INC COM 88224Q107 199.42 4,930 SH SHARED 01 4,930 TEXAS INDS INC COM 882491103 164.09 2,600 SH C SHARED 2,600 TEXAS INDS INC COM 882491103 457.93 7,256 SH SHARED 01 7,256 TEXAS INDS INC COM 882491103 1,350.55 21,400 SH P SHARED 21,400 TEXAS INSTRS INC COM 882508104 133.94 3,775 SH SHARED 20 3,775 TEXAS INSTRS INC COM 882508104 248.36 7,000 SH P SHARED 7,000 TEXAS INSTRS INC COM 882508104 2,565.20 72,300 SH C SHARED 72,300

TEXAS INSTRS INC COM 882508104 2,683.00 75,620 SH SHARED 75,620 TEXAS INSTRS INC COM 882508104 10,323.01 290,953 SH SHARED 01 290,953 TEXAS INSTRS INC COM 882508104 25,015.00 705,045 SH SHARED 705,045 TEXAS PAC LD TR SUB CTF PROP I T 882610108 14.52 206 SH SHARED 206 TEXAS PAC LD TR SUB CTF PROP I T 882610108 29,323.63 416,056 SH SHARED 01 416,056 TEXAS ROADHOUSE INC COM 882681109 24.95 1,236 SH SHARED 1,236 TEXAS ROADHOUSE INC COM 882681109 41.57 2,059 SH SHARED 01 2,059 TEXAS ROADHOUSE INC COM 882681109 42.40 2,100 SH C SHARED 2,100 TEXTAINER GROUP HOLDINGS LTD SHS G8766E109 3.96 100 SH P SHARED 100 TEXTAINER GROUP HOLDINGS LTD SHS G8766E109 43.51 1,100 SH C SHARED 1,100 TEXTAINER GROUP HOLDINGS LTD SHS G8766E109 2,528.08 63,921 SH SHARED 01 63,921 TEXTRON INC COM 883203101 146.07 4,900 SH C SHARED 4,900 TEXTRON INC COM 883203101 388.93 13,047 SH SHARED 13,047 TEXTRON INC COM 883203101 485.72 16,294 SH SHARED 16,294 TEXTRON INC COM 883203101 2,606.91 87,451 SH SHARED 20 87,451 TEXTRON INC COM 883203101 3,532.22 118,491 SH SHARED 01 118,491 TEXTRON INC NOTE 4.500% 5/0 883203BN0 2.26 1,000 PRN SHARED 01 1,000 TF FINL CORP COM 872391107 40.06 1,593 SH SOLE 1,593 TFS FINL CORP COM 87240R107 1.08 100 SH SHARED 01 100 TFS FINL CORP COM 87240R107 16.26 1,500 SH C SHARED 1,500 TGC INDS INC COM NEW 872417308 0.06 6 SH SHARED 01 6 TGC INDS INC COM NEW 872417308 7.56 764 SH SHARED 764 THAI CAP FD INC COM NEW 882905201 21.10 1,506 SH SOLE 1,506 THAI FD INC COM 882904105 70.13 2,933 SH SHARED 2,933 THAI FD INC COM 882904105 793.43 33,184 SH SHARED 01 33,184 THE9 LTD ADR 88337K104 10.10 3,914 SH SOLE 3,914 THE ADT CORPORATION COM 00101J106 747.71 15,278 SH SHARED 15,278 THE ADT CORPORATION COM 00101J106 2,867.88 58,600 SH P SHARED 58,600 THE ADT CORPORATION COM 00101J106 3,406.22 69,600 SH C SHARED 69,600 THE ADT CORPORATION COM 00101J106 7,323.19 149,636 SH SHARED 01 149,636 THERAGENICS CORP COM 883375107 1.63 1,000 SH SHARED 01 1,000 THERAGENICS CORP COM 883375107 14.06 8,627 SH SHARED 8,627 THERAVANCE INC COM 88338T104 17.72 750 SH SHARED 01 750 THERAVANCE INC COM 88338T104 28.34 1,200 SH P SHARED 1,200 THERAVANCE INC COM 88338T104 59.05 2,500 SH C SHARED 2,500 THERMO FISHER SCIENTIFIC INC COM 883556102 168.28 2,200 SH P SHARED 2,200 THERMO FISHER SCIENTIFIC INC COM 883556102 1,705.73 22,300 SH C SHARED 22,300 THERMO FISHER SCIENTIFIC INC COM 883556102 1,766.92 23,100 SH SHARED 23,100 THERMO FISHER SCIENTIFIC INC COM 883556102 2,670.95 34,919 SH SHARED 34,919 THERMO FISHER SCIENTIFIC INC COM 883556102 5,515.69 72,110 SH SHARED 20 72,110 THERMO FISHER SCIENTIFIC INC COM 883556102 85,144.69 1,113,148 SH SHARED 01 1,113,148 THERMOGENESIS CORP COM PAR $0.001 883623308 0.92 1,081 SH SHARED 1,081 THERMOGENESIS CORP COM PAR $0.001 883623308 13.03 15,325 SH SHARED 01 15,325 THERMON GROUP HLDGS INC COM 88362T103 2.22 100 SH SHARED 01 100 THERMON GROUP HLDGS INC COM 88362T103 38.67 1,741 SH SHARED 1,741

THESTREET INC COM 88368Q103 11.87 6,215 SH SOLE 6,215 THL CR INC COM 872438106 37.45 2,500 SH SHARED 01 2,500 THL CR INC COM 872438106 3,868.36 258,235 SH SHARED 258,235 THOMAS PPTYS GROUP INC COM 884453101 0.88 171 SH SOLE 171 THOMPSON CREEK METALS CO INC COM 884768102 3.60 1,200 SH C SHARED 1,200 THOMPSON CREEK METALS CO INC COM 884768102 40.80 13,600 SH P SHARED 13,600 THOMPSON CREEK METALS CO INC COM 884768102 46.20 15,400 SH SHARED 15,400 THOMPSON CREEK METALS CO INC COM 884768102 182.17 60,724 SH SHARED 60,724 THOMPSON CREEK METALS CO INC COM 884768102 584.45 194,817 SH SHARED 01 194,817 THOMSON REUTERS CORP COM 884903105 9.74 300 SH P SHARED 300 THOMSON REUTERS CORP COM 884903105 711.31 21,900 SH C SHARED 21,900 THOMSON REUTERS CORP COM 884903105 805.08 24,787 SH SHARED 24,787 THOMSON REUTERS CORP COM 884903105 1,477.68 45,495 SH SHARED 45,495 THOMSON REUTERS CORP COM 884903105 2,085.35 64,204 SH SHARED 01 64,204 THORATEC CORP COM NEW 885175307 56.25 1,500 SH C SHARED 1,500 THORATEC CORP COM NEW 885175307 179.13 4,777 SH SHARED 4,777 THORATEC CORP COM NEW 885175307 1,403.85 37,438 SH SHARED 01 37,438 THOR INDS INC COM 885160101 7.36 200 SH P SHARED 200 THOR INDS INC COM 885160101 29.43 800 SH C SHARED 800 THOR INDS INC COM 885160101 886.71 24,102 SH SHARED 24,102 THOR INDS INC COM 885160101 929.39 25,262 SH SHARED 01 25,262 THRESHOLD PHARMACEUTICAL INC COM NEW 885807206 2.13 462 SH SHARED 01 462 THRESHOLD PHARMACEUTICAL INC COM NEW 885807206 4.84 1,050 SH SHARED 1,050 THRESHOLD PHARMACEUTICAL INC COM NEW 885807206 29.97 6,500 SH P SHARED 6,500 THRESHOLD PHARMACEUTICAL INC COM NEW 885807206 234.19 50,800 SH C SHARED 50,800 THT HEAT TRANSFER TECHNOLOGY COM 886031103 0.54 450 SH SOLE 450 TIANLI AGRITECH INC SHS G8883T104 3.31 4,538 SH SOLE 4,538 TIANYIN PHARMACEUTICAL CO IN COM 88630M104 1.90 2,800 SH SOLE 2,800 TIBCO SOFTWARE INC COM 88632Q103 14.15 700 SH C SHARED 700 TIBCO SOFTWARE INC COM 88632Q103 129.38 6,400 SH P SHARED 6,400 TIBCO SOFTWARE INC COM 88632Q103 494.94 24,484 SH SHARED 24,484 TIBCO SOFTWARE INC COM 88632Q103 1,603.72 79,333 SH SHARED 01 79,333 TICC CAPITAL CORP COM 87244T109 30.83 3,100 SH C SHARED 3,100 TICC CAPITAL CORP COM 87244T109 37.79 3,800 SH P SHARED 3,800 TICC CAPITAL CORP COM 87244T109 2,224.40 223,670 SH SHARED 01 223,670 TICC CAPITAL CORP COM 87244T109 5,696.93 572,844 SH SHARED 572,844 TIDEWATER INC COM 886423102 25.25 500 SH SHARED 500 TIDEWATER INC COM 886423102 45.45 900 SH C SHARED 900 TIDEWATER INC COM 886423102 404.56 8,011 SH SHARED 01 8,011 TIDEWATER INC COM 886423102 439.35 8,700 SH P SHARED 8,700 TIFFANY & CO NEW COM 886547108 549.37 7,900 SH SHARED 7,900 TIFFANY & CO NEW COM 886547108 2,102.47 30,234 SH SHARED 01 30,234 TIFFANY & CO NEW COM 886547108 3,643.90 52,400 SH C SHARED 52,400

TIFFANY & CO NEW COM 886547108 8,588.19 123,500 SH P SHARED 123,500 TIFFANY & CO NEW COM 886547108 41,536.38 597,302 SH SHARED 597,302 TIGERLOGIC CORPORATION COM 8867EQ101 0.17 86 SH SOLE 86 TILE SHOP HLDGS INC COM 88677Q109 10.86 517 SH SOLE 517 TILLYS INC CL A 886885102 2.54 200 SH SHARED 01 200 TIMBERLAND BANCORP INC COM 887098101 4.15 506 SH SHARED 01 506 TIMBERLAND BANCORP INC COM 887098101 14.27 1,738 SH SHARED 1,738 TIME WARNER CABLE INC COM 88732J207 489.91 5,100 SH C SHARED 5,100 TIME WARNER CABLE INC COM 88732J207 1,944.73 20,245 SH SHARED 20,245 TIME WARNER CABLE INC COM 88732J207 2,584.01 26,900 SH P SHARED 26,900 TIME WARNER CABLE INC COM 88732J207 6,677.23 69,511 SH SHARED 69,511 TIME WARNER CABLE INC COM 88732J207 24,078.88 250,665 SH SHARED 01 250,665 TIME WARNER INC COM NEW 887317303 593.49 10,300 SH P SHARED 10,300 TIME WARNER INC COM NEW 887317303 784.50 13,615 SH SHARED 20 13,615 TIME WARNER INC COM NEW 887317303 1,354.07 23,500 SH C SHARED 23,500 TIME WARNER INC COM NEW 887317303 3,543.69 61,501 SH SHARED 61,501 TIME WARNER INC COM NEW 887317303 15,567.14 270,169 SH SHARED 01 270,169 TIME WARNER INC COM NEW 887317303 25,644.82 445,068 SH SHARED 445,068 TIME WARNER TELECOM INC DBCV 2.375% 4/0 887319AC5 2.70 2,000 PRN SHARED 01 2,000 TIM HORTONS INC COM 88706M103 10.86 200 SH C SHARED 200 TIM HORTONS INC COM 88706M103 32.59 600 SH P SHARED 600 TIM HORTONS INC COM 88706M103 510.50 9,398 SH SHARED 9,398 TIM HORTONS INC COM 88706M103 533.64 9,824 SH SHARED 01 9,824 TIM HORTONS INC COM 88706M103 1,537.31 28,301 SH SHARED 28,301 TIMKEN CO COM 887389104 13.58 240 SH SHARED 240 TIMKEN CO COM 887389104 29.25 517 SH SHARED 517 TIMKEN CO COM 887389104 1,007.12 17,800 SH C SHARED 17,800 TIMKEN CO COM 887389104 1,075.02 19,000 SH P SHARED 19,000 TIMKEN CO COM 887389104 2,731.12 48,270 SH SHARED 20 48,270 TIMKEN CO COM 887389104 5,599.21 98,961 SH SHARED 01 98,961 TIMMINS GOLD CORP COM 88741P103 10.67 3,718 SH SOLE 3,718 TIM PARTICIPACOES S A SPONSORED ADR 88706P205 18.40 841 SH SHARED 841 TIM PARTICIPACOES S A SPONSORED ADR 88706P205 1,317.46 60,213 SH SHARED 01 60,213 TITAN INTL INC ILL COM 88830M102 54.81 2,600 SH P SHARED 2,600 TITAN INTL INC ILL COM 88830M102 94.86 4,500 SH C SHARED 4,500 TITAN INTL INC ILL COM 88830M102 269.40 12,780 SH SHARED 12,780 TITAN INTL INC ILL COM 88830M102 2,133.74 101,221 SH SHARED 01 101,221 TITAN MACHY INC COM 88830R101 33.32 1,200 SH P SHARED 1,200 TITAN MACHY INC COM 88830R101 97.61 3,515 SH SHARED 3,515 TITAN MACHY INC COM 88830R101 99.97 3,600 SH SHARED 01 3,600 TITAN MACHY INC COM 88830R101 113.86 4,100 SH C SHARED 4,100 TIVO INC COM 888706108 21.06 1,700 SH P SHARED 1,700 TIVO INC COM 888706108 1,903.10 153,600 SH C SHARED 153,600 TIVO INC COM 888706108 5,467.45 441,279 SH SHARED 01 441,279 TJX COS INC NEW COM 872540109 1,047.20 22,400 SH P SHARED 22,400 TJX COS INC NEW COM 872540109 1,500.68 32,100 SH C SHARED 32,100 TJX COS INC NEW COM 872540109 1,509.32 32,285 SH SHARED 20 32,285 TJX COS INC NEW COM 872540109 2,108.43 45,100 SH SHARED 45,100 TJX COS INC NEW COM 872540109 3,914.89 83,741 SH SHARED 83,741 TJX COS INC NEW COM 872540109 70,948.92 1,517,624 SH SHARED 01 1,517,624 TMS INTL CORP CL A 87261Q103 9.90 750 SH SOLE 750 TOLL BROTHERS INC COM 889478103 359.52 10,500 SH SHARED 10,500 TOLL BROTHERS INC COM 889478103 383.28 11,194 SH SHARED 11,194 TOLL BROTHERS INC COM 889478103 616.32 18,000 SH C SHARED 18,000

TOLL BROTHERS INC COM 889478103 3,861.24 112,770 SH SHARED 01 112,770 TOLL BROTHERS INC COM 889478103 6,450.82 188,400 SH P SHARED 188,400 TOMPKINS FINANCIAL CORPORATI COM 890110109 10.57 250 SH SHARED 01 250 TOMPKINS FINANCIAL CORPORATI COM 890110109 35.18 832 SH SHARED 832 TOOTSIE ROLL INDS INC COM 890516107 239.85 8,019 SH SHARED 01 8,019 TOP IMAGE SYSTEMS LTD ORD M87896102 10.92 2,912 SH SOLE 2,912 TOP SHIPS INC SHS Y8897Y123 0.04 33 SH SHARED 01 33 TOP SHIPS INC SHS Y8897Y123 0.78 582 SH SHARED 582 TORCHMARK CORP COM 891027104 59.80 1,000 SH P SHARED 1,000 TORCHMARK CORP COM 891027104 113.62 1,900 SH C SHARED 1,900 TORCHMARK CORP COM 891027104 123.55 2,066 SH SHARED 2,066 TORCHMARK CORP COM 891027104 464.23 7,763 SH SHARED 7,763 TORCHMARK CORP COM 891027104 983.65 16,449 SH SHARED 01 16,449 TORM A/S SPONS ADR NEW 891072209 2.36 1,334 SH SOLE 1,334 TOR MINERALS INTL INC COM NEW 890878309 7.12 631 SH SOLE 631 TORNIER N V SHS N87237108 1.89 100 SH SHARED 01 100 TORO CO COM 891092108 160.13 3,478 SH SHARED 01 3,478 TORO CO COM 891092108 588.30 12,778 SH SHARED 12,778 TORO CO COM 891092108 665.05 14,445 SH SHARED 20 14,445 TORONTO DOMINION BK ONT COM NEW 891160509 20.40 245 SH SHARED 20 245 TORONTO DOMINION BK ONT COM NEW 891160509 66.62 800 SH C SHARED 01 800 TORONTO DOMINION BK ONT COM NEW 891160509 882.66 10,600 SH C SHARED 10,600 TORONTO DOMINION BK ONT COM NEW 891160509 1,915.21 23,000 SH P SHARED 23,000 TORONTO DOMINION BK ONT COM NEW 891160509 2,776.31 33,341 SH SHARED 33,341 TORONTO DOMINION BK ONT COM NEW 891160509 4,671.03 56,095 SH SHARED 56,095 TORONTO DOMINION BK ONT COM NEW 891160509 121,884.80 1,463,730 SH SHARED 01 1,463,730 TORTOISE ENERGY CAP CORP COM 89147U100 41.79 1,281 SH SHARED 1,281 TORTOISE ENERGY CAP CORP COM 89147U100 1,358.98 41,661 SH SHARED 01 41,661 TORTOISE ENERGY INDEPENDENC COM 89148K101 11,712.82 483,003 SH SHARED 01 483,003 TORTOISE ENERGY INFRSTRCTR C COM 89147L100 2,643.85 53,541 SH SHARED 01 53,541 TORTOISE MLP FD INC COM 89148B101 20,133.25 715,213 SH SHARED 01 715,213 TORTOISE NORTH AMRN ENRGY CO COM 89147T103 66.71 2,223 SH SHARED 2,223 TORTOISE NORTH AMRN ENRGY CO COM 89147T103 850.21 28,331 SH SHARED 01 28,331 TORTOISE PIPELINE & ENERGY F COM 89148H108 39.20 1,408 SH SHARED 1,408 TORTOISE PIPELINE & ENERGY F COM 89148H108 4,649.70 167,015 SH SHARED 01 167,015 TORTOISE PWR & ENERGY INFRAS COM 89147X104 3,465.14 130,612 SH SHARED 01 130,612 TOTAL S A SPONSORED ADR 89151E109 57.58 1,200 SH C SHARED 01 1,200 TOTAL S A SPONSORED ADR 89151E109 657.18 13,697 SH SHARED 13,697 TOTAL S A SPONSORED ADR 89151E109 1,391.42 29,000 SH C SHARED 29,000 TOTAL S A SPONSORED ADR 89151E109 2,459.12 51,253 SH SHARED 20 51,253 TOTAL S A SPONSORED ADR 89151E109 2,830.82 59,000 SH P SHARED 59,000 TOTAL S A SPONSORED ADR 89151E109 173,653.87 3,619,297 SH SHARED 01 3,619,297 TOTAL SYS SVCS INC COM 891906109 84.25 3,400 SH C SHARED 3,400 TOTAL SYS SVCS INC COM 891906109 206.84 8,347 SH SHARED 8,347 TOTAL SYS SVCS INC COM 891906109 875.03 35,312 SH SHARED 01 35,312

TOTAL SYS SVCS INC COM 891906109 1,563.64 63,101 SH SHARED 63,101 TOWER FINANCIAL CORP COM 891769101 9.71 724 SH SOLE 724 TOWER GROUP INTL LTD COM G8988C105 191.22 10,364 SH SHARED 01 10,364 TOWER GROUP INTL LTD COM G8988C105 1,109.68 60,145 SH SHARED 60,145 TOWER INTL INC COM 891826109 2.00 143 SH SHARED 143 TOWER INTL INC COM 891826109 268.87 19,205 SH SHARED 01 19,205 TOWERSTREAM CORP COM 892000100 2.23 1,000 SH P SHARED 1,000 TOWERSTREAM CORP COM 892000100 9.46 4,240 SH SHARED 4,240 TOWERSTREAM CORP COM 892000100 18.06 8,100 SH C SHARED 8,100 TOWERSTREAM CORP COM 892000100 44.60 20,000 SH SHARED 01 20,000 TOWERS WATSON & CO CL A 891894107 13.86 200 SH P SHARED 200 TOWERS WATSON & CO CL A 891894107 179.12 2,584 SH SHARED 2,584 TOWERS WATSON & CO CL A 891894107 494.32 7,131 SH SHARED 01 7,131 TOWNEBANK PORTSMOUTH VA COM 89214P109 12.34 824 SH SHARED 01 824 TOWNEBANK PORTSMOUTH VA COM 89214P109 38.23 2,554 SH SHARED 2,554 TOWN SPORTS INTL HLDGS INC COM 89214A102 14.63 1,547 SH SOLE 1,547 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 61.58 600 SH SHARED 600 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 478.71 4,664 SH SHARED 4,664 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 646.63 6,300 SH C SHARED 6,300 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 667.16 6,500 SH P SHARED 6,500 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 726.18 7,075 SH SHARED 20 7,075 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 11,690.90 113,902 SH SHARED 01 113,902 TRACTOR SUPPLY CO COM 892356106 83.30 800 SH P SHARED 800 TRACTOR SUPPLY CO COM 892356106 104.13 1,000 SH C SHARED 1,000 TRACTOR SUPPLY CO COM 892356106 192.64 1,850 SH SHARED 1,850 TRACTOR SUPPLY CO COM 892356106 520.65 5,000 SH SHARED 5,000 TRACTOR SUPPLY CO COM 892356106 701.52 6,737 SH SHARED 20 6,737 TRACTOR SUPPLY CO COM 892356106 9,762.40 93,752 SH SHARED 01 93,752 TRANS1 INC COM 89385X105 34.23 15,280 SH SHARED 01 15,280 TRANSACT TECHNOLOGIES INC COM 892918103 8.64 1,088 SH SHARED 1,088 TRANSACT TECHNOLOGIES INC COM 892918103 19.85 2,500 SH SHARED 01 2,500 TRANSALTA CORP COM 89346D107 2.00 137 SH SHARED 137 TRANSALTA CORP COM 89346D107 154.99 10,630 SH SHARED 10,630 TRANSALTA CORP COM 89346D107 449.76 30,848 SH SHARED 01 30,848 TRANSAMERICA INCOME SHS INC COM 893506105 44.71 2,068 SH SHARED 2,068 TRANSAMERICA INCOME SHS INC COM 893506105 425.16 19,665 SH SHARED 01 19,665 TRANSATLANTIC PETROLEUM LTD SHS G89982105 2.99 3,000 SH SHARED 01 3,000 TRANSATLANTIC PETROLEUM LTD SHS G89982105 6.75 6,783 SH SHARED 6,783 TRANSCANADA CORP COM 89353D107 62.26 1,300 SH C SHARED 1,300 TRANSCANADA CORP COM 89353D107 2,097.68 43,802 SH SHARED 43,802 TRANSCANADA CORP COM 89353D107 7,858.56 164,096 SH SHARED 01 164,096 TRANSCANADA CORP COM 89353D107 9,732.30 203,222 SH SHARED 203,222 TRANSCAT INC COM 893529107 19.08 3,000 SH SHARED 01 3,000 TRANSCEPT PHARMACEUTICALS IN COM 89354M106 36.32 7,583 SH SHARED 7,583 TRANSCEPT PHARMACEUTICALS IN COM 89354M106 51.24 10,697 SH SHARED 01 10,697 TRANSCONTINENTAL RLTY INVS COM NEW 893617209 11.43 2,129 SH SOLE 2,129 TRANSDIGM GROUP INC COM 893641100 45.88 300 SH C SHARED 300 TRANSDIGM GROUP INC COM 893641100 141.45 925 SH SHARED 20 925

TRANSDIGM GROUP INC COM 893641100 321.13 2,100 SH SHARED 2,100 TRANSDIGM GROUP INC COM 893641100 2,479.75 16,216 SH SHARED 16,216 TRANSDIGM GROUP INC COM 893641100 6,531.06 42,709 SH SHARED 01 42,709 TRANSGLOBE ENERGY CORP COM 893662106 21.40 2,500 SH C SHARED 2,500 TRANSGLOBE ENERGY CORP COM 893662106 25.68 3,000 SH SHARED 01 3,000 TRANSMONTAIGNE PARTNERS L P COM UNIT L P 89376V100 26.69 526 SH SHARED 526 TRANSMONTAIGNE PARTNERS L P COM UNIT L P 89376V100 1,578.17 31,103 SH SHARED 01 31,103 TRANSOCEAN LTD REG SHS H8817H100 47.02 905 SH SHARED 20 905 TRANSOCEAN LTD REG SHS H8817H100 13,234.89 254,713 SH SHARED 254,713 TRANSOCEAN LTD REG SHS H8817H100 18,872.86 363,219 SH P SHARED 363,219 TRANSOCEAN LTD REG SHS H8817H100 33,147.47 637,942 SH SHARED 01 637,942 TRANSOCEAN LTD REG SHS H8817H100 33,778.36 650,084 SH SHARED 650,084 TRANSOCEAN LTD REG SHS H8817H100 41,947.31 807,300 SH C SHARED 807,300 TRANSPORTADORA DE GAS SUR SPON ADR B 893870204 13.36 8,000 SH SHARED 8,000 TRANSWITCH CORP COM NEW 894065309 0.00 3 SH SHARED 01 3 TRANSWITCH CORP COM NEW 894065309 16.60 34,229 SH SHARED 34,229 TRANS WORLD ENTMT CORP COM 89336Q100 18.37 4,747 SH SOLE 4,747 TRANZYME INC COM 89413J102 4.30 8,590 SH SOLE 8,590 TRAVELCENTERS OF AMERICA LLC COM 894174101 15.34 1,600 SH C SHARED 1,600 TRAVELCENTERS OF AMERICA LLC COM 894174101 26.85 2,800 SH P SHARED 2,800 TRAVELCENTERS OF AMERICA LLC COM 894174101 83.84 8,742 SH SHARED 8,742 TRAVELCENTERS OF AMERICA LLC COM 894174101 910.28 94,920 SH SHARED 01 94,920 TRAVELERS COMPANIES INC COM 89417E109 16.84 200 SH C SHARED 01 200 TRAVELERS COMPANIES INC COM 89417E109 96.82 1,150 SH SHARED 20 1,150 TRAVELERS COMPANIES INC COM 89417E109 362.02 4,300 SH P SHARED 4,300 TRAVELERS COMPANIES INC COM 89417E109 1,616.45 19,200 SH C SHARED 19,200 TRAVELERS COMPANIES INC COM 89417E109 2,744.93 32,604 SH SHARED 32,604 TRAVELERS COMPANIES INC COM 89417E109 3,882.00 46,110 SH SHARED 17 46,110 TRAVELERS COMPANIES INC COM 89417E109 12,550.88 149,078 SH SHARED 149,078 TRAVELERS COMPANIES INC COM 89417E109 91,599.73 1,088,012 SH SHARED 01 1,088,012 TRAVELZOO INC COM 89421Q106 0.13 6 SH SHARED 01 6 TRAVELZOO INC COM 89421Q106 6.41 300 SH C SHARED 300 TRAVELZOO INC COM 89421Q106 118.95 5,566 SH SHARED 5,566 TRC COS INC COM 872625108 14.31 2,219 SH SOLE 2,219 TREDEGAR CORP COM 894650100 144.58 4,911 SH SHARED 01 4,911 TREE COM INC COM 894675107 0.26 14 SH SHARED 01 14 TREE COM INC COM 894675107 17.03 921 SH SHARED 921 TREEHOUSE FOODS INC COM 89469A104 26.06 400 SH C SHARED 400 TREEHOUSE FOODS INC COM 89469A104 40.46 621 SH SHARED 01 621 TREEHOUSE FOODS INC COM 89469A104 55.31 849 SH SHARED 849 TREX CO INC COM 89531P105 4.92 100 SH P SHARED 100 TREX CO INC COM 89531P105 14.75 300 SH C SHARED 300 TREX CO INC COM 89531P105 34.28 697 SH SHARED 697 TREX CO INC COM 89531P105 53.31 1,084 SH SHARED 01 1,084 TRIANGLE CAP CORP COM 895848109 33.59 1,200 SH SHARED 1,200 TRIANGLE CAP CORP COM 895848109 55.98 2,000 SH P SHARED 2,000 TRIANGLE CAP CORP COM 895848109 120.36 4,300 SH C SHARED 4,300 TRIANGLE CAP CORP COM 895848109 1,571.78 56,155 SH SHARED 01 56,155

TRIANGLE CAP CORP COM 895848109 8,231.94 294,103 SH SHARED 294,103 TRIANGLE PETE CORP COM NEW 89600B201 33.42 5,063 SH SOLE 5,063 TRICO BANCSHARES COM 896095106 42.58 2,490 SH SHARED 2,490 TRICO BANCSHARES COM 896095106 67.55 3,950 SH SHARED 01 3,950 TRI CONTL CORP COM 895436103 354.98 20,227 SH SHARED 01 20,227 TRIMAS CORP COM NEW 896215209 37.83 1,165 SH SHARED 01 1,165 TRIMBLE NAVIGATION LTD COM 896239100 41.97 1,400 SH C SHARED 1,400 TRIMBLE NAVIGATION LTD COM 896239100 500.85 16,706 SH SHARED 16,706 TRIMBLE NAVIGATION LTD COM 896239100 828.92 27,649 SH SHARED 01 27,649 TRIMBLE NAVIGATION LTD COM 896239100 2,834.91 94,560 SH SHARED 94,560 TRINA SOLAR LIMITED SPON ADR 89628E104 5.08 1,400 SH C SHARED 1,400 TRINA SOLAR LIMITED SPON ADR 89628E104 15.25 4,200 SH SHARED 4,200 TRINA SOLAR LIMITED SPON ADR 89628E104 42.11 11,600 SH P SHARED 11,600 TRINA SOLAR LIMITED SPON ADR 89628E104 239.20 65,894 SH SHARED 65,894 TRINITY BIOTECH PLC SPON ADR NEW 896438306 111.83 6,625 SH SHARED 01 6,625 TRINITY INDS INC COM 896522109 40.80 900 SH P SHARED 900 TRINITY INDS INC COM 896522109 766.08 16,900 SH C SHARED 16,900 TRINITY INDS INC COM 896522109 3,183.44 70,228 SH SHARED 01 70,228 TRINITY INDS INC NOTE 3.875% 6/0 896522AF6 8.40 7,000 PRN SHARED 01 7,000 TRIO MERGER CORP COM 896697109 3.00 300 SH SOLE 300 TRIO TECH INTL COM NEW 896712205 2.46 1,300 SH SOLE 1,300 TRIPADVISOR INC COM 896945201 215.33 4,100 SH P SHARED 4,100 TRIPADVISOR INC COM 896945201 283.61 5,400 SH C SHARED 5,400 TRIPADVISOR INC COM 896945201 1,135.43 21,619 SH SHARED 01 21,619 TRIPADVISOR INC COM 896945201 4,203.02 80,027 SH SHARED 80,027 TRI POINTE HOMES INC COM 87265H109 6.05 300 SH C SHARED 300 TRI POINTE HOMES INC COM 87265H109 20.29 1,007 SH SHARED 1,007 TRI POINTE HOMES INC COM 87265H109 206.90 10,268 SH SHARED 01 10,268 TRIQUINT SEMICONDUCTOR INC COM 89674K103 5.06 1,000 SH P SHARED 1,000 TRIQUINT SEMICONDUCTOR INC COM 89674K103 27.83 5,500 SH C SHARED 5,500 TRIQUINT SEMICONDUCTOR INC COM 89674K103 51.07 10,092 SH SHARED 10,092 TRIQUINT SEMICONDUCTOR INC COM 89674K103 1,870.85 369,733 SH SHARED 01 369,733 TRI-TECH HOLDING INC SHS G9103F106 3.15 1,500 SH SHARED 01 1,500 TRIUMPH GROUP INC NEW COM 896818101 7.85 100 SH C SHARED 100 TRIUMPH GROUP INC NEW COM 896818101 788.93 10,050 SH SHARED 10,050 TRIUMPH GROUP INC NEW COM 896818101 3,772.00 48,051 SH SHARED 01 48,051 TRIUMPH GROUP INC NEW NOTE 2.625%10/0 896818AB7 8.66 3,000 PRN SHARED 01 3,000 TRIUS THERAPEUTICS INC COM 89685K100 0.68 100 SH SHARED 01 100 TRIUS THERAPEUTICS INC COM 89685K100 155.95 22,800 SH P SHARED 22,800 TRIUS THERAPEUTICS INC COM 89685K100 179.21 26,200 SH C SHARED 26,200 TRONOX LTD SHS CL A Q9235V101 122.98 6,208 SH SHARED 6,208 TRONOX LTD SHS CL A Q9235V101 9,270.33 467,962 SH SHARED 01 467,962 TRUEBLUE INC COM 89785X101 0.32 15 SH SHARED 01 15 TRUE RELIGION APPAREL INC COM 89784N104 27.13 1,039 SH SHARED 1,039 TRUE RELIGION APPAREL INC COM 89784N104 65.28 2,500 SH C SHARED 2,500 TRUE RELIGION APPAREL INC COM 89784N104 206.27 7,900 SH P SHARED 7,900 TRUE RELIGION APPAREL INC COM 89784N104 906.33 34,712 SH SHARED 01 34,712 TRULIA INC COM 897888103 34.77 1,108 SH SHARED 1,108 TRULIA INC COM 897888103 1,334.25 42,519 SH SHARED 01 42,519 TRUNKBOW INTL HLDGS LTD COM 89818A102 0.13 105 SH SHARED 01 105 TRUNKBOW INTL HLDGS LTD COM 89818A102 2.36 1,856 SH SHARED 1,856 TRUSTCO BK CORP N Y COM 898349105 120.64 21,620 SH SHARED 01 21,620 TRUSTMARK CORP COM 898402102 41.99 1,679 SH SHARED 1,679 TRUSTMARK CORP COM 898402102 1,102.17 44,069 SH SHARED 01 44,069

TRW AUTOMOTIVE HLDGS CORP COM 87264S106 110.00 2,000 SH P SHARED 2,000 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 368.50 6,700 SH C SHARED 6,700 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 370.87 6,743 SH SHARED 6,743 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 3,281.85 59,670 SH SHARED 59,670 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 4,565.77 83,014 SH SHARED 01 83,014 TSAKOS ENERGY NAVIGATION LTD SHS G9108L108 3.48 800 SH C SHARED 800 TSAKOS ENERGY NAVIGATION LTD SHS G9108L108 8.70 2,000 SH SHARED 01 2,000 TTM TECHNOLOGIES INC COM 87305R109 2.28 300 SH P SHARED 300 TTM TECHNOLOGIES INC COM 87305R109 5.32 700 SH C SHARED 700 TTM TECHNOLOGIES INC COM 87305R109 67.14 8,834 SH SHARED 8,834 TTM TECHNOLOGIES INC COM 87305R109 159.61 21,001 SH SHARED 01 21,001 TTM TECHNOLOGIES INC NOTE 3.250% 5/1 87305RAC3 69.78 70,000 PRN SHARED 01 70,000 TUESDAY MORNING CORP COM NEW 899035505 27.28 3,516 SH SOLE 3,516 TUFCO TECHNOLOGIES INC COM 899040109 0.76 149 SH SOLE 149 TUMI HLDGS INC COM 89969Q104 14.66 700 SH P SHARED 700 TUMI HLDGS INC COM 89969Q104 89.20 4,260 SH SHARED 4,260 TUMI HLDGS INC COM 89969Q104 627.28 29,956 SH SHARED 01 29,956 TUPPERWARE BRANDS CORP COM 899896104 245.22 3,000 SH C SHARED 3,000 TUPPERWARE BRANDS CORP COM 899896104 359.66 4,400 SH P SHARED 4,400 TUPPERWARE BRANDS CORP COM 899896104 712.77 8,720 SH SHARED 20 8,720 TUPPERWARE BRANDS CORP COM 899896104 852.71 10,432 SH SHARED 10,432 TUPPERWARE BRANDS CORP COM 899896104 3,159.33 38,651 SH SHARED 01 38,651 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 4.36 262 SH SHARED 262 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 35.04 2,106 SH SHARED 2,106 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 90.22 5,422 SH SHARED 01 5,422 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 384.38 23,100 SH SHARED 20 23,100 TURQUOISE HILL RES LTD COM 900435108 39.43 6,200 SH C SHARED 6,200 TURQUOISE HILL RES LTD COM 900435108 133.29 20,957 SH SHARED 20,957 TURQUOISE HILL RES LTD COM 900435108 302.74 47,600 SH P SHARED 47,600 TURQUOISE HILL RES LTD COM 900435108 2,029.08 319,038 SH SHARED 01 319,038 TURQUOISE HILL RES LTD COM 900435108 11,205.02 1,761,795 SH SHARED 1,761,795 TUTOR PERINI CORP COM 901109108 9.65 500 SH C SHARED 500 TUTOR PERINI CORP COM 901109108 23.16 1,200 SH P SHARED 1,200 TUTOR PERINI CORP COM 901109108 126.40 6,549 SH SHARED 6,549 TUTOR PERINI CORP COM 901109108 3,047.82 157,918 SH SHARED 01 157,918 TWIN DISC INC COM 901476101 25.08 1,000 SH P SHARED 1,000 TWIN DISC INC COM 901476101 30.10 1,200 SH C SHARED 1,200 TWIN DISC INC COM 901476101 87.78 3,500 SH SHARED 01 3,500 TWO HBRS INVT CORP COM 90187B101 5.04 400 SH C SHARED 01 400 TWO HBRS INVT CORP COM 90187B101 62.42 4,950 SH SHARED 4,950 TWO HBRS INVT CORP COM 90187B101 3,346.69 265,400 SH P SHARED 01 265,400 TWO HBRS INVT CORP COM 90187B101 4,602.70 365,004 SH SHARED 365,004 TWO HBRS INVT CORP COM 90187B101 21,506.76 1,705,532 SH SHARED 01 1,705,532 TWO HBRS INVT CORP *W EXP 11/07/201 90187B119 8.09 3,063 SH SOLE 3,063 TW TELECOM INC COM 87311L104 2.52 100 SH P SHARED 100 TW TELECOM INC COM 87311L104 839.10 33,311 SH SHARED 01 33,311 TW TELECOM INC COM 87311L104 1,173.15 46,572 SH SHARED 46,572 TYCO INTERNATIONAL LTD SHS H89128104 435.04 13,595 SH SHARED 20 13,595

TYCO INTERNATIONAL LTD SHS H89128104 649.60 20,300 SH C SHARED 20,300 TYCO INTERNATIONAL LTD SHS H89128104 977.79 30,556 SH SHARED 30,556 TYCO INTERNATIONAL LTD SHS H89128104 1,472.00 46,000 SH P SHARED 46,000 TYCO INTERNATIONAL LTD SHS H89128104 2,428.67 75,896 SH SHARED 75,896 TYCO INTERNATIONAL LTD SHS H89128104 18,518.05 578,689 SH SHARED 01 578,689 TYLER TECHNOLOGIES INC COM 902252105 12.25 200 SH C SHARED 200 TYLER TECHNOLOGIES INC COM 902252105 499.15 8,148 SH SHARED 01 8,148 TYLER TECHNOLOGIES INC COM 902252105 928.40 15,155 SH SHARED 20 15,155 TYSON FOODS INC CL A 902494103 257.73 10,384 SH SHARED 01 10,384 TYSON FOODS INC CL A 902494103 275.50 11,100 SH P SHARED 11,100 TYSON FOODS INC CL A 902494103 603.23 24,304 SH SHARED 24,304 TYSON FOODS INC CL A 902494103 3,507.07 141,300 SH C SHARED 141,300 TYSON FOODS INC CL A 902494103 21,238.90 855,717 SH SHARED 855,717 UBIQUITI NETWORKS INC COM 90347A100 43.90 3,200 SH P SHARED 3,200 UBIQUITI NETWORKS INC COM 90347A100 87.90 6,407 SH SHARED 01 6,407 UBIQUITI NETWORKS INC COM 90347A100 102.56 7,475 SH SHARED 7,475 UBS AG SHS NEW H89231338 483.02 31,385 SH SHARED 01 31,385 UBS AG SHS NEW H89231338 4,171.34 271,042 SH SHARED 17 271,042 UBS AG SHS NEW H89231338 33,195.89 2,156,978 SH P SHARED 2,156,978 UBS AG SHS NEW H89231338 57,855.17 3,759,270 SH C SHARED 3,759,270 UBS AG SHS NEW H89231338 184,934.27 12,016,522 SH SHARED 12,016,522 UBS AG SHS NEW H89231338 1,301,415.41 84,562,405 SH SHARED 84,562,405 UBS AG JERSEY BRANCH 2XMN ALR MLP INF 902664200 52.73 1,000 SH SHARED 01 1,000 UBS AG JERSEY BRH ALERIAN INFRST 902641646 5,963.90 155,310 SH SHARED 01 155,310 UBS AG JERSEY BRH DJ COMMD ETN39 902641679 10.86 423 SH SOLE 423 UBS AG LONDON BRH DLY LNGSHT GAS 90267B799 20.99 769 SH SOLE 769 UBS AG LONDON BRH DLY LNGSHT OIL 90267B815 18.07 723 SH SOLE 723 UBS AG LONDON BRH ETRA CMDY LK42 90267L201 0.98 40 SH SOLE 40 UBS AG LONDON BRH ETRACS FIS GART 90268A717 43.03 1,511 SH SOLE 1,511 UBS AG LONDON BRH FISH GR RK OFF 90268A691 142.37 7,165 SH SOLE 7,165 UDR INC COM 902653104 214.30 8,859 SH SHARED 01 8,859 UDR INC COM 902653104 356.37 14,732 SH SHARED 14,732 UDR INC COM 902653104 3,066.03 126,748 SH SHARED 126,748 UFP TECHNOLOGIES INC COM 902673102 9.85 500 SH SHARED 01 500 UFP TECHNOLOGIES INC COM 902673102 15.69 797 SH SHARED 797 UGI CORP NEW COM 902681105 51.29 1,336 SH SHARED 1,336 UGI CORP NEW COM 902681105 19,223.06 500,731 SH SHARED 01 500,731 UIL HLDG CORP COM 902748102 453.70 11,460 SH SHARED 01 11,460 ULTA SALON COSMETCS & FRAG I COM 90384S303 349.55 4,300 SH SHARED 4,300 ULTA SALON COSMETCS & FRAG I COM 90384S303 521.64 6,417 SH SHARED 01 6,417 ULTA SALON COSMETCS & FRAG I COM 90384S303 5,783.62 71,148 SH SHARED 71,148 ULTA SALON COSMETCS & FRAG I COM 90384S303 11,778.92 144,900 SH C SHARED 144,900 ULTA SALON COSMETCS & FRAG I COM 90384S303 13,128.34 161,500 SH P SHARED 161,500 ULTIMATE SOFTWARE GROUP INC COM 90385D107 499.97 4,800 SH C SHARED 4,800 ULTIMATE SOFTWARE GROUP INC COM 90385D107 646.94 6,211 SH SHARED 01 6,211 ULTRA CLEAN HLDGS INC COM 90385V107 1.15 177 SH SOLE 177 ULTRALIFE CORP COM 903899102 3.57 800 SH SHARED 01 800

ULTRALIFE CORP COM 903899102 47.17 10,565 SH SHARED 10,565 ULTRAPAR PARTICIPACOES S A SP ADR REP COM 90400P101 2.54 100 SH C SHARED 100 ULTRAPAR PARTICIPACOES S A SP ADR REP COM 90400P101 55.07 2,170 SH SHARED 01 2,170 ULTRAPAR PARTICIPACOES S A SP ADR REP COM 90400P101 2,521.12 99,335 SH SHARED 99,335 ULTRAPETROL BAHAMAS LTD COM P94398107 11.19 4,192 SH SOLE 4,192 ULTRA PETROLEUM CORP COM 903914109 150.75 7,500 SH SHARED 7,500 ULTRA PETROLEUM CORP COM 903914109 279.33 13,897 SH SHARED 13,897 ULTRA PETROLEUM CORP COM 903914109 1,604.99 79,850 SH SHARED 01 79,850 ULTRA PETROLEUM CORP COM 903914109 1,617.85 80,490 SH SHARED 20 80,490 ULTRA PETROLEUM CORP COM 903914109 1,704.48 84,800 SH C SHARED 84,800 ULTRA PETROLEUM CORP COM 903914109 2,168.79 107,900 SH P SHARED 107,900 ULTRATECH INC COM 904034105 27.67 700 SH C SHARED 700 ULTRATECH INC COM 904034105 51.74 1,309 SH SHARED 1,309 ULTRATECH INC COM 904034105 1,207.01 30,534 SH SHARED 01 30,534 UMB FINL CORP COM 902788108 12.27 250 SH SHARED 01 250 U M H PROPERTIES INC COM 903002103 33.78 3,289 SH SHARED 01 3,289 U M H PROPERTIES INC CV RED PFD-A 903002202 21.36 800 SH SHARED 01 800 UMPQUA HLDGS CORP COM 904214103 525.36 39,620 SH SHARED 20 39,620 UMPQUA HLDGS CORP COM 904214103 3,497.23 263,743 SH SHARED 01 263,743 UNDER ARMOUR INC CL A 904311107 337.92 6,600 SH SHARED 6,600 UNDER ARMOUR INC CL A 904311107 527.36 10,300 SH P SHARED 10,300 UNDER ARMOUR INC CL A 904311107 875.52 17,100 SH C SHARED 17,100 UNDER ARMOUR INC CL A 904311107 6,624.36 129,382 SH SHARED 01 129,382 UNICO AMERN CORP COM 904607108 0.03 2 SH SOLE 2 UNIFI INC COM NEW 904677200 5.16 270 SH SOLE 270 UNIFIRST CORP MASS COM 904708104 137.56 1,520 SH SHARED 01 1,520 UNIFIRST CORP MASS COM 904708104 810.25 8,953 SH SHARED 8,953 UNILEVER N V N Y SHS NEW 904784709 71.18 1,736 SH SHARED 1,736 UNILEVER N V N Y SHS NEW 904784709 110.70 2,700 SH P SHARED 2,700 UNILEVER N V N Y SHS NEW 904784709 164.62 4,015 SH SHARED 20 4,015 UNILEVER N V N Y SHS NEW 904784709 219.68 5,358 SH SHARED 5,358 UNILEVER N V N Y SHS NEW 904784709 6,002.40 146,400 SH C SHARED 146,400 UNILEVER N V N Y SHS NEW 904784709 36,992.29 902,251 SH SHARED 01 902,251 UNILEVER PLC SPON ADR NEW 904767704 76.03 1,800 SH C SHARED 1,800 UNILEVER PLC SPON ADR NEW 904767704 698.44 16,535 SH SHARED 20 16,535 UNILEVER PLC SPON ADR NEW 904767704 1,680.10 39,775 SH SHARED 39,775 UNILEVER PLC SPON ADR NEW 904767704 131,205.47 3,106,190 SH SHARED 01 3,106,190 UNILIFE CORP NEW COM 90478E103 4.36 2,000 SH SHARED 01 2,000 UNION BANKSHARES INC COM 905400107 244.99 12,039 SH SHARED 01 12,039 UNION FIRST MKT BANKSH CP COM 90662P104 80.43 4,112 SH SHARED 01 4,112 UNION FIRST MKT BANKSH CP COM 90662P104 932.54 47,676 SH SHARED 47,676 UNION PAC CORP COM 907818108 579.47 4,069 SH SHARED 4,069 UNION PAC CORP COM 907818108 2,862.44 20,100 SH C SHARED 20,100 UNION PAC CORP COM 907818108 2,864.58 20,115 SH SHARED 17 20,115 UNION PAC CORP COM 907818108 3,514.11 24,676 SH SHARED 20 24,676 UNION PAC CORP COM 907818108 5,479.51 38,477 SH SHARED 38,477 UNION PAC CORP COM 907818108 5,796.09 40,700 SH P SHARED 40,700 UNION PAC CORP COM 907818108 63,776.61 447,838 SH SHARED 01 447,838 UNI PIXEL INC COM NEW 904572203 1,611.73 52,585 SH SOLE 52,585 UNISYS CORP COM NEW 909214306 25.03 1,100 SH P SHARED 1,100 UNISYS CORP COM NEW 909214306 384.48 16,900 SH C SHARED 16,900 UNISYS CORP COM NEW 909214306 3,768.72 165,658 SH SHARED 01 165,658 UNISYS CORP PFD SER A 6.25% 909214405 17.09 262 SH SHARED 262 UNISYS CORP PFD SER A 6.25% 909214405 937.59 14,378 SH SHARED 01 14,378

UNIT CORP COM 909218109 4.56 100 SH C SHARED 100 UNIT CORP COM 909218109 45.55 1,000 SH SHARED 1,000 UNIT CORP COM 909218109 53.75 1,180 SH SHARED 01 1,180 UNITED BANCORP INC OHIO COM 909911109 16.29 2,232 SH SOLE 2,232 UNITED BANCSHARES INC OHIO COM 909458101 5.07 414 SH SOLE 414 UNITED BANKSHARES INC WEST V COM 909907107 571.29 21,469 SH SHARED 01 21,469 UNITED CMNTY BANCORP IND COM 90984R101 6.89 702 SH SOLE 702 UNITED CMNTY BKS BLAIRSVLE G COM 90984P303 5.87 518 SH SHARED 01 518 UNITED CMNTY FINL CORP OHIO COM 909839102 9.11 2,348 SH SHARED 01 2,348 UNITED CONTL HLDGS INC COM 910047109 160.05 5,000 SH SHARED 5,000 UNITED CONTL HLDGS INC COM 910047109 5,442.50 170,025 SH SHARED 01 170,025 UNITED CONTL HLDGS INC COM 910047109 6,517.24 203,600 SH C SHARED 203,600 UNITED CONTL HLDGS INC COM 910047109 6,732.34 210,320 SH SHARED 210,320 UNITED CONTL HLDGS INC COM 910047109 20,508.81 640,700 SH P SHARED 640,700 UNITED FINANCIAL BANCORP INC COM 91030T109 19.71 1,297 SH SHARED 1,297 UNITED FINANCIAL BANCORP INC COM 91030T109 108.60 7,145 SH SHARED 01 7,145 UNITED FIRE GROUP INC COM 910340108 131.25 5,153 SH SHARED 01 5,153 UNITED GUARDIAN INC COM 910571108 6.31 325 SH SHARED 325 UNITED GUARDIAN INC COM 910571108 9.70 500 SH SHARED 01 500 UNITEDHEALTH GROUP INC COM 91324P102 3,198.04 55,900 SH C SHARED 55,900 UNITEDHEALTH GROUP INC COM 91324P102 4,802.15 83,939 SH SHARED 83,939 UNITEDHEALTH GROUP INC COM 91324P102 4,885.73 85,400 SH P SHARED 85,400 UNITEDHEALTH GROUP INC COM 91324P102 9,694.06 169,447 SH SHARED 20 169,447 UNITEDHEALTH GROUP INC COM 91324P102 23,480.13 410,420 SH SHARED 410,420 UNITEDHEALTH GROUP INC COM 91324P102 66,242.60 1,157,885 SH SHARED 01 1,157,885 UNITED INS HLDGS CORP COM 910710102 6.87 1,199 SH SOLE 1,199 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 3.46 1,921 SH SHARED 01 1,921 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 9,673.43 5,374,130 SH SHARED 5,374,130 UNITED NAT FOODS INC COM 911163103 19.68 400 SH P SHARED 400 UNITED NAT FOODS INC COM 911163103 111.63 2,269 SH SHARED 01 2,269 UNITED ONLINE INC COM 911268100 0.60 100 SH P SHARED 100 UNITED ONLINE INC COM 911268100 21.71 3,600 SH C SHARED 3,600 UNITED ONLINE INC COM 911268100 46.01 7,631 SH SHARED 01 7,631 UNITED ONLINE INC COM 911268100 68.17 11,305 SH SHARED 11,305 UNITED PARCEL SERVICE INC CL B 911312106 556.63 6,480 SH SHARED 20 6,480 UNITED PARCEL SERVICE INC CL B 911312106 4,164.09 48,476 SH SHARED 48,476 UNITED PARCEL SERVICE INC CL B 911312106 30,244.45 352,089 SH SHARED 352,089 UNITED PARCEL SERVICE INC CL B 911312106 30,889.64 359,600 SH P SHARED 359,600 UNITED PARCEL SERVICE INC CL B 911312106 31,774.41 369,900 SH C SHARED 369,900 UNITED PARCEL SERVICE INC CL B 911312106 183,459.89 2,135,738 SH SHARED 01 2,135,738 UNITED RENTALS INC COM 911363109 564.82 10,275 SH SHARED 20 10,275 UNITED RENTALS INC COM 911363109 577.19 10,500 SH C SHARED 10,500 UNITED RENTALS INC COM 911363109 3,655.67 66,503 SH SHARED 66,503 UNITED RENTALS INC COM 911363109 5,244.14 95,400 SH P SHARED 95,400 UNITED RENTALS INC COM 911363109 42,448.55 772,213 SH SHARED 01 772,213 UNITED SEC BANCSHARES INC SHS 911459105 6.57 811 SH SOLE 811 UNITED SECURITY BANCSHARES C COM 911460103 6.56 1,474 SH SHARED 01 1,474

UNITED STATES ANTIMONY CORP COM 911549103 2.86 1,651 SH SOLE 1,651 UNITED STATES CELLULAR CORP COM 911684108 188.14 5,226 SH SHARED 5,226 UNITED STATES CELLULAR CORP COM 911684108 262.80 7,300 SH SHARED 01 7,300 UNITED STATES LIME & MINERAL COM 911922102 34.89 656 SH SOLE 656 UNITED STATES NATL GAS FUND UNIT PAR $0.001 912318201 1,054.24 48,183 SH SHARED 48,183 UNITED STATES NATL GAS FUND UNIT PAR $0.001 912318201 1,323.74 60,500 SH C SHARED 60,500 UNITED STATES NATL GAS FUND UNIT PAR $0.001 912318201 2,244.89 102,600 SH P SHARED 102,600 UNITED STATES NATL GAS FUND UNIT PAR $0.001 912318201 3,544.84 162,013 SH SHARED 01 162,013 UNITED STATES OIL FUND LP UNITS 91232N108 1,894.67 54,523 SH SHARED 54,523 UNITED STATES OIL FUND LP UNITS 91232N108 3,251.24 93,561 SH SHARED 01 93,561 UNITED STATES OIL FUND LP UNITS 91232N108 14,355.23 413,100 SH P SHARED 413,100 UNITED STATES OIL FUND LP UNITS 91232N108 87,007.05 2,503,800 SH C SHARED 2,503,800 UNITED STATES STL CORP NEW COM 912909108 517.34 26,530 SH SHARED 26,530 UNITED STATES STL CORP NEW COM 912909108 2,780.70 142,600 SH C SHARED 142,600 UNITED STATES STL CORP NEW COM 912909108 5,105.70 261,831 SH SHARED 01 261,831 UNITED STATES STL CORP NEW COM 912909108 19,828.71 1,016,857 SH SHARED 1,016,857 UNITED STATES STL CORP NEW COM 912909108 38,352.60 1,966,800 SH P SHARED 1,966,800 UNITED STATES STL CORP NEW NOTE 4.000% 5/1 912909AE8 16.65 16,000 PRN SHARED 01 16,000 UNITED STS 12 MONTH NAT GAS UNIT BEN INT 91288X109 58.94 3,076 SH SHARED 3,076 UNITED STS 12 MONTH NAT GAS UNIT BEN INT 91288X109 862.01 44,990 SH SHARED 01 44,990 UNITED STS 12 MONTH OIL FD L UNIT BEN INT 91288V103 120.04 2,932 SH SHARED 2,932 UNITED STS 12 MONTH OIL FD L UNIT BEN INT 91288V103 149.27 3,646 SH SHARED 01 3,646 UNITED STS BRENT OIL FD LP UNIT 91167Q100 20.54 247 SH SHARED 01 247 UNITED STS BRENT OIL FD LP UNIT 91167Q100 302.82 3,641 SH SHARED 3,641 UNITED STS COMMODITY IDX FDT COM UNIT US ML 911718302 51.92 2,203 SH SOLE 2,203 UNITED STS COMMODITY IDX FDT COM UTS US AGR 911718203 58.85 3,083 SH SOLE 3,083 UNITED STS COMMODITY INDEX F COMM IDX FND 911717106 4,252.43 74,591 SH SHARED 01 74,591 UNITED STS DIESEL HEATING OI UNIT 911783108 32.54 984 SH SOLE 984 UNITED STS GASOLINE FD LP UNITS 91201T102 37.00 600 SH P SHARED 600 UNITED STS GASOLINE FD LP UNITS 91201T102 89.41 1,450 SH SHARED 01 1,450 UNITED STS GASOLINE FD LP UNITS 91201T102 250.46 4,062 SH SHARED 4,062 UNITED STS SHORT OIL FD LP UNITS 912613205 80.71 2,235 SH SOLE 2,235 UNITED TECHNOLOGIES CORP COM 913017109 56.06 600 SH C SHARED 01 600 UNITED TECHNOLOGIES CORP COM 913017109 2,917.26 31,224 SH SHARED 17 31,224 UNITED TECHNOLOGIES CORP COM 913017109 3,717.02 39,784 SH SHARED 20 39,784 UNITED TECHNOLOGIES CORP COM 913017109 13,631.44 145,900 SH P SHARED 145,900 UNITED TECHNOLOGIES CORP COM 913017109 15,810.22 169,220 SH SHARED 169,220

UNITED TECHNOLOGIES CORP COM 913017109 16,583.83 177,500 SH C SHARED 177,500 UNITED TECHNOLOGIES CORP COM 913017109 72,191.40 772,679 SH SHARED 772,679 UNITED TECHNOLOGIES CORP COM 913017109 297,186.72 3,180,849 SH SHARED 01 3,180,849 UNITED TECHNOLOGIES CORP UNIT 99/99/9999 913017117 11.31 18,900 PRN SHARED 18,900 UNITED TECHNOLOGIES CORP UNIT 99/99/9999 913017117 2,578.34 4,308,000 PRN SHARED 01 4,308,000 UNITED THERAPEUTICS CORP DEL COM 91307C102 146.09 2,400 SH P SHARED 2,400 UNITED THERAPEUTICS CORP DEL COM 91307C102 249.57 4,100 SH C SHARED 4,100 UNITED THERAPEUTICS CORP DEL COM 91307C102 396.57 6,515 SH SHARED 20 6,515 UNITED THERAPEUTICS CORP DEL COM 91307C102 1,431.36 23,515 SH SHARED 01 23,515 UNITEK GLOBAL SVCS INC COM PAR $.00002 91324T302 2.53 865 SH SHARED 01 865 UNITIL CORP COM 913259107 130.83 4,651 SH SHARED 01 4,651 UNITY BANCORP INC COM 913290102 10.43 1,602 SH SHARED 01 1,602 UNIVERSAL AMERN CORP NEW COM 91338E101 0.83 100 SH SHARED 01 100 UNIVERSAL CORP VA COM 913456109 100.87 1,800 SH C SHARED 1,800 UNIVERSAL CORP VA COM 913456109 334.61 5,971 SH SHARED 01 5,971 UNIVERSAL CORP VA COM 913456109 752.17 13,422 SH SHARED 13,422 UNIVERSAL DISPLAY CORP COM 91347P105 193.86 6,587 SH SHARED 6,587 UNIVERSAL DISPLAY CORP COM 91347P105 250.16 8,500 SH P SHARED 8,500 UNIVERSAL DISPLAY CORP COM 91347P105 600.37 20,400 SH C SHARED 20,400 UNIVERSAL DISPLAY CORP COM 91347P105 1,051.39 35,725 SH SHARED 01 35,725 UNIVERSAL ELECTRS INC COM 913483103 6.98 300 SH SHARED 01 300 UNIVERSAL ELECTRS INC COM 913483103 21.20 912 SH SHARED 912 UNIVERSAL FST PRODS INC COM 913543104 22.29 560 SH SHARED 560 UNIVERSAL FST PRODS INC COM 913543104 35.83 900 SH C SHARED 900 UNIVERSAL FST PRODS INC COM 913543104 42.16 1,059 SH SHARED 01 1,059 UNIVERSAL FST PRODS INC COM 913543104 419.80 10,545 SH SHARED 20 10,545 UNIVERSAL HEALTH RLTY INCM T SH BEN INT 91359E105 74.22 1,286 SH SHARED 1,286 UNIVERSAL HEALTH RLTY INCM T SH BEN INT 91359E105 230.78 3,999 SH SHARED 01 3,999 UNIVERSAL HEALTH RLTY INCM T SH BEN INT 91359E105 343.66 5,955 SH SHARED 5,955 UNIVERSAL HLTH SVCS INC CL B 913903100 31.94 500 SH C SHARED 500 UNIVERSAL HLTH SVCS INC CL B 913903100 1,350.53 21,145 SH SHARED 01 21,145 UNIVERSAL INS HLDGS INC COM 91359V107 1.91 394 SH SHARED 394 UNIVERSAL INS HLDGS INC COM 91359V107 258.99 53,400 SH SHARED 01 53,400 UNIVERSAL POWER GROUP INC COM 913788105 0.65 382 SH SOLE 382 UNIVERSAL STAINLESS & ALLOY COM 913837100 26.17 720 SH SHARED 720 UNIVERSAL STAINLESS & ALLOY COM 913837100 32.35 890 SH SHARED 01 890 UNIVERSAL TECHNICAL INST INC COM 913915104 0.35 28 SH SHARED 01 28 UNIVERSAL TRUCKLOAD SVCS INC COM 91388P105 22.63 970 SH SOLE 970 UNIVEST CORP PA COM 915271100 21.43 1,230 SH SOLE 1,230 UNS ENERGY CORP COM 903119105 318.45 6,507 SH SHARED 01 6,507 UNS ENERGY CORP COM 903119105 917.92 18,756 SH SHARED 18,756 UNUM GROUP COM 91529Y106 115.83 4,100 SH C SHARED 4,100 UNUM GROUP COM 91529Y106 420.39 14,881 SH SHARED 14,881

UNUM GROUP COM 91529Y106 573.48 20,300 SH SHARED 20,300 UNUM GROUP COM 91529Y106 1,956.37 69,252 SH SHARED 01 69,252 UNWIRED PLANET INC NEW COM 91531F103 0.26 116 SH SHARED 01 116 UNWIRED PLANET INC NEW COM 91531F103 1,242.11 559,511 SH SHARED 559,511 URANERZ ENERGY CORP COM 91688T104 10.80 8,500 SH SHARED 01 8,500 URANIUM ENERGY CORP COM 916896103 3.32 1,509 SH SHARED 1,509 URANIUM ENERGY CORP COM 916896103 5.50 2,500 SH P SHARED 2,500 URANIUM ENERGY CORP COM 916896103 16.50 7,500 SH C SHARED 7,500 URANIUM ENERGY CORP COM 916896103 276.45 125,657 SH SHARED 01 125,657 URANIUM RES INC COM PAR$0.001NEW 916901606 0.08 30 SH SHARED 01 30 URANIUM RES INC COM PAR$0.001NEW 916901606 0.78 300 SH P SHARED 300 URANIUM RES INC COM PAR$0.001NEW 916901606 3.63 1,400 SH C SHARED 1,400 URBAN OUTFITTERS INC COM 917047102 255.68 6,600 SH SHARED 6,600 URBAN OUTFITTERS INC COM 917047102 449.58 11,605 SH SHARED 01 11,605 URBAN OUTFITTERS INC COM 917047102 487.47 12,583 SH SHARED 12,583 URBAN OUTFITTERS INC COM 917047102 542.75 14,010 SH SHARED 20 14,010 URBAN OUTFITTERS INC COM 917047102 1,146.70 29,600 SH C SHARED 29,600 URBAN OUTFITTERS INC COM 917047102 1,200.94 31,000 SH P SHARED 31,000 UR ENERGY INC COM 91688R108 4.37 4,500 SH SHARED 01 4,500 UROLOGIX INC COM 917273104 17.69 32,160 SH SHARED 01 32,160 URS CORP NEW COM 903236107 9.48 200 SH C SHARED 200 URS CORP NEW COM 903236107 14.22 300 SH P SHARED 300 URS CORP NEW COM 903236107 54.24 1,144 SH SHARED 1,144 URS CORP NEW COM 903236107 584.38 12,326 SH SHARED 01 12,326 URSTADT BIDDLE PPTYS INC CL A 917286205 56.58 2,600 SH SHARED 01 2,600 URSTADT BIDDLE PPTYS INC CL A 917286205 77.62 3,567 SH SHARED 3,567 URSTADT BIDDLE PPTYS INC CL A 917286205 197.12 9,059 SH SHARED 9,059 URSTADT BIDDLE PPTYS INC COM 917286106 24.92 1,306 SH SHARED 1,306 URSTADT BIDDLE PPTYS INC COM 917286106 38.16 2,000 SH SHARED 01 2,000 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 90290N109 22.60 1,130 SH SHARED 01 1,130 U S AIRWAYS GROUP INC COM 90341W108 296.98 17,500 SH C SHARED 01 17,500 U S AIRWAYS GROUP INC COM 90341W108 1,617.36 95,307 SH SHARED 95,307 U S AIRWAYS GROUP INC COM 90341W108 3,340.09 196,823 SH SHARED 01 196,823 U S AIRWAYS GROUP INC COM 90341W108 3,682.49 217,000 SH P SHARED 217,000 U S AIRWAYS GROUP INC COM 90341W108 4,697.30 276,800 SH C SHARED 276,800 USA MOBILITY INC COM 90341G103 21.26 1,602 SH SHARED 01 1,602 USA MOBILITY INC COM 90341G103 1,299.68 97,941 SH SHARED 97,941 USANA HEALTH SCIENCES INC COM 90328M107 9.67 200 SH C SHARED 200 USANA HEALTH SCIENCES INC COM 90328M107 14.50 300 SH P SHARED 300 USANA HEALTH SCIENCES INC COM 90328M107 33.83 700 SH SHARED 01 700 USANA HEALTH SCIENCES INC COM 90328M107 1,034.46 21,404 SH SHARED 21,404 USA TECHNOLOGIES INC COM NO PAR 90328S500 7.09 2,708 SH SHARED 2,708 USA TECHNOLOGIES INC COM NO PAR 90328S500 1,518.98 579,765 SH SHARED 01 579,765 USA TECHNOLOGIES INC *W EXP 12/31/201 90328S195 11.01 6,675 SH SOLE 6,675 U.S. AUTO PARTS NETWORK INC COM 90343C100 8.49 7,078 SH SOLE 7,078 US BANCORP DEL COM NEW 902973304 447.88 13,200 SH C SHARED 13,200 US BANCORP DEL COM NEW 902973304 933.38 27,509 SH SHARED 20 27,509 US BANCORP DEL COM NEW 902973304 1,119.69 33,000 SH P SHARED 33,000 US BANCORP DEL COM NEW 902973304 10,336.23 304,634 SH SHARED 304,634 US BANCORP DEL COM NEW 902973304 38,563.18 1,136,551 SH SHARED 1,136,551 US BANCORP DEL COM NEW 902973304 102,549.32 3,022,379 SH SHARED 01 3,022,379 U S CONCRETE INC COM NEW 90333L201 13.71 993 SH SHARED 993

U S CONCRETE INC COM NEW 90333L201 41.43 3,000 SH SHARED 01 3,000 USEC INC COM 90333E108 1.04 2,800 SH P SHARED 2,800 USEC INC COM 90333E108 3.70 9,992 SH SHARED 01 9,992 USEC INC COM 90333E108 32.45 87,697 SH SHARED 87,697 USEC INC COM 90333E108 243.68 658,600 SH C SHARED 658,600 USEC INC NOTE 3.000%10/0 90333EAC2 7.14 21,000 PRN SHARED 01 21,000 US ECOLOGY INC COM 91732J102 63.91 2,407 SH SHARED 01 2,407 U S G CORP COM NEW 903293405 729.74 27,600 SH C SHARED 27,600 U S G CORP COM NEW 903293405 1,615.11 61,086 SH SHARED 61,086 U S G CORP COM NEW 903293405 2,837.01 107,300 SH P SHARED 107,300 U S G CORP COM NEW 903293405 3,597.14 136,049 SH SHARED 01 136,049 U S GEOTHERMAL INC COM 90338S102 0.02 70 SH SHARED 01 70 U S GLOBAL INVS INC CL A 902952100 2.20 600 SH C SHARED 600 U S GLOBAL INVS INC CL A 902952100 75.60 20,600 SH SHARED 01 20,600 USMD HLDGS INC COM 903313104 19.41 1,125 SH SOLE 1,125 U S PHYSICAL THERAPY INC COM 90337L108 9.96 371 SH SOLE 371 U S SILICA HLDGS INC COM 90346E103 33.01 1,400 SH C SHARED 1,400 U S SILICA HLDGS INC COM 90346E103 304.18 12,900 SH P SHARED 12,900 U S SILICA HLDGS INC COM 90346E103 379.66 16,101 SH SHARED 16,101 U S SILICA HLDGS INC COM 90346E103 4,597.63 194,980 SH SHARED 01 194,980 UTI WORLDWIDE INC ORD G87210103 14.48 1,000 SH SHARED 01 1,000 VAALCO ENERGY INC COM NEW 91851C201 1.93 254 SH SHARED 01 254 VAALCO ENERGY INC COM NEW 91851C201 5.31 700 SH P SHARED 700 VAALCO ENERGY INC COM NEW 91851C201 26.69 3,517 SH SHARED 3,517 VAIL RESORTS INC COM 91879Q109 30.16 484 SH SHARED 484 VAIL RESORTS INC COM 91879Q109 42.75 686 SH SHARED 01 686 VAIL RESORTS INC COM 91879Q109 74.78 1,200 SH P SHARED 1,200 VAIL RESORTS INC COM 91879Q109 112.18 1,800 SH C SHARED 1,800 VALASSIS COMMUNICATIONS INC COM 918866104 5.97 200 SH P SOLE 200 VALASSIS COMMUNICATIONS INC COM 918866104 62.73 2,100 SH C SOLE 2,100 VALASSIS COMMUNICATIONS INC COM 918866104 903.87 30,260 SH SOLE 30,260 VALEANT PHARMACEUTICALS INTL COM 91911K102 330.09 4,400 SH P SHARED 4,400 VALEANT PHARMACEUTICALS INTL COM 91911K102 1,291.02 17,209 SH SHARED 17,209 VALEANT PHARMACEUTICALS INTL COM 91911K102 2,764.56 36,851 SH SHARED 36,851 VALEANT PHARMACEUTICALS INTL COM 91911K102 8,762.34 116,800 SH C SHARED 116,800 VALEANT PHARMACEUTICALS INTL COM 91911K102 13,527.31 180,316 SH SHARED 01 180,316 VALERO ENERGY CORP NEW COM 91913Y100 1,460.14 32,098 SH SHARED 32,098 VALERO ENERGY CORP NEW COM 91913Y100 1,556.58 34,218 SH SHARED 34,218 VALERO ENERGY CORP NEW COM 91913Y100 5,772.68 126,900 SH P SHARED 126,900 VALERO ENERGY CORP NEW COM 91913Y100 7,642.32 168,000 SH C SHARED 168,000 VALERO ENERGY CORP NEW COM 91913Y100 15,917.22 349,906 SH SHARED 01 349,906 VALE S A ADR 91912E105 252.87 14,625 SH SHARED 17 14,625 VALE S A ADR 91912E105 3,239.33 187,353 SH SHARED 187,353 VALE S A ADR 91912E105 7,713.99 446,153 SH SHARED 01 446,153 VALE S A ADR 91912E105 8,216.21 475,200 SH P SHARED 475,200 VALE S A ADR 91912E105 12,491.61 722,476 SH SHARED 722,476

VALE S A ADR 91912E105 132,131.91 7,642,100 SH C SHARED 7,642,100 VALE S A ADR REPSTG PFD 91912E204 40.47 2,448 SH SHARED 01 2,448 VALE S A ADR REPSTG PFD 91912E204 77.77 4,705 SH SHARED 4,705 VALE S A ADR REPSTG PFD 91912E204 289.85 17,535 SH SHARED 20 17,535 VALE S A ADR REPSTG PFD 91912E204 3,368.47 203,779 SH SHARED 203,779 VALHI INC NEW COM 918905100 15.79 984 SH SHARED 984 VALHI INC NEW COM 918905100 76.21 4,748 SH SHARED 01 4,748 VALIDUS HOLDINGS LTD COM SHS G9319H102 74.74 2,000 SH C SHARED 2,000 VALIDUS HOLDINGS LTD COM SHS G9319H102 74.74 2,000 SH P SHARED 2,000 VALIDUS HOLDINGS LTD COM SHS G9319H102 1,787.52 47,833 SH SHARED 01 47,833 VALIDUS HOLDINGS LTD COM SHS G9319H102 2,978.16 79,694 SH SHARED 79,694 VALLEY FINL CORP VA COM 919629105 3.74 402 SH SOLE 402 VALLEY NATL BANCORP COM 919794107 2.05 200 SH P SHARED 200 VALLEY NATL BANCORP COM 919794107 14.34 1,400 SH C SHARED 1,400 VALLEY NATL BANCORP COM 919794107 121.77 11,892 SH SHARED 11,892 VALLEY NATL BANCORP COM 919794107 2,271.41 221,817 SH SHARED 01 221,817 VALLEY NATL BANCORP *W EXP 06/30/201 919794123 0.45 996 SH SHARED 996 VALLEY NATL BANCORP *W EXP 06/30/201 919794123 0.77 1,692 SH SHARED 01 1,692 VALMONT INDS INC COM 920253101 94.36 600 SH C SHARED 600 VALMONT INDS INC COM 920253101 629.08 4,000 SH P SHARED 4,000 VALMONT INDS INC COM 920253101 1,581.35 10,055 SH SHARED 01 10,055 VALMONT INDS INC COM 920253101 3,964.78 25,210 SH SHARED 25,210 VALSPAR CORP COM 920355104 12.45 200 SH P SHARED 200 VALSPAR CORP COM 920355104 64.93 1,043 SH SHARED 1,043 VALSPAR CORP COM 920355104 4,033.80 64,800 SH C SHARED 64,800 VALSPAR CORP COM 920355104 4,058.58 65,198 SH SHARED 01 65,198 VALUECLICK INC COM 92046N102 26.60 900 SH C SHARED 900 VALUECLICK INC COM 92046N102 71.33 2,413 SH SHARED 01 2,413 VALUE LINE INC COM 920437100 0.09 10 SH SHARED 01 10 VALUEVISION MEDIA INC CL A 92047K107 26.57 7,680 SH SHARED 01 7,680 VANDA PHARMACEUTICALS INC COM 921659108 14.50 3,700 SH C SOLE 3,700 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 680.29 9,233 SH SHARED 01 9,233 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 549.46 7,763 SH SHARED 01 7,763 VANGUARD ADMIRAL FDS INC MIDCP 400 GRTH 921932869 1,772.43 22,596 SH SHARED 01 22,596 VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 1,053.84 13,649 SH SHARED 01 13,649 VANGUARD ADMIRAL FDS INC MIDCP 400 VAL 921932844 1,028.45 13,602 SH SHARED 01 13,602 VANGUARD ADMIRAL FDS INC SMLCP 600 GRTH 921932794 836.24 10,410 SH SHARED 01 10,410 VANGUARD ADMIRAL FDS INC SMLCP 600 VAL 921932778 747.41 9,694 SH SHARED 01 9,694 VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 921932828 546.05 6,957 SH SHARED 01 6,957 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 42.17 479 SH SHARED 479 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 48,844.24 554,859 SH SHARED 01 554,859 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 112.55 1,228 SH SHARED 1,228 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 1,072.31 11,700 SH SHARED 01 11,700 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 117,853.33 1,455,159 SH SHARED 01 1,455,159 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 624,582.45 7,467,509 SH SHARED 01 7,467,509 VANGUARD HEALTH SYS INC COM 922036207 4.46 300 SH P SHARED 300 VANGUARD HEALTH SYS INC COM 922036207 113.01 7,600 SH C SHARED 7,600 VANGUARD HEALTH SYS INC COM 922036207 617.36 41,517 SH SHARED 01 41,517 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 10,626.59 155,701 SH SHARED 01 155,701 VANGUARD INDEX FDS GROWTH ETF 922908736 224,811.55 2,900,420 SH SHARED 01 2,900,420 VANGUARD INDEX FDS LARGE CAP ETF 922908637 38,284.12 533,651 SH SHARED 01 533,651 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 57,450.90 745,825 SH SHARED 01 745,825 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 40,971.66 609,788 SH SHARED 01 609,788 VANGUARD INDEX FDS MID CAP ETF 922908629 59,509.61 640,646 SH SHARED 01 640,646

VANGUARD INDEX FDS REIT ETF 922908553 176.33 2,500 SH P SHARED 2,500 VANGUARD INDEX FDS REIT ETF 922908553 2,327.49 33,000 SH C SHARED 33,000 VANGUARD INDEX FDS REIT ETF 922908553 102,976.76 1,460,042 SH SHARED 01 1,460,042 VANGUARD INDEX FDS SMALL CP ETF 922908751 2,466.25 27,057 SH SHARED 17 27,057 VANGUARD INDEX FDS SMALL CP ETF 922908751 95,596.39 1,048,781 SH SHARED 01 1,048,781 VANGUARD INDEX FDS SM CP VAL ETF 922908611 30,058.11 365,893 SH SHARED 01 365,893 VANGUARD INDEX FDS SML CP GRW ETF 922908595 66,927.32 669,809 SH SHARED 01 669,809 VANGUARD INDEX FDS S&P 500 ETF SH 922908413 39,074.75 545,432 SH SHARED 01 545,432 VANGUARD INDEX FDS TOTAL STK MKT 922908769 441,247.87 5,450,196 SH SHARED 01 5,450,196 VANGUARD INDEX FDS VALUE ETF 922908744 138,980.81 2,120,873 SH SHARED 01 2,120,873 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 79,653.25 1,718,146 SH SHARED 01 1,718,146 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 247,983.67 5,781,179 SH SHARED 01 5,781,179 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 10,206.73 108,066 SH SHARED 01 108,066 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 5,022.13 87,524 SH SHARED 01 87,524 VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 19.65 400 SH P SHARED 400 VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 58.96 1,200 SH C SHARED 1,200 VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 2,528.38 51,463 SH SHARED 17 51,463 VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 37,051.78 754,158 SH SHARED 754,158 VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 99,806.07 2,031,469 SH SHARED 01 2,031,469 VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 922042866 2,091.58 36,043 SH SHARED 17 36,043 VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 922042866 31,782.33 547,688 SH SHARED 01 547,688 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 7,972.07 152,488 SH SHARED 01 152,488 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 177.00 3,516 SH SHARED 01 3,516 VANGUARD NATURAL RESOURCES L COM UNIT 92205F106 25.59 900 SH P SHARED 900 VANGUARD NATURAL RESOURCES L COM UNIT 92205F106 341.16 12,000 SH C SHARED 12,000 VANGUARD NATURAL RESOURCES L COM UNIT 92205F106 439.53 15,460 SH SHARED 15,460 VANGUARD NATURAL RESOURCES L COM UNIT 92205F106 12,152.83 427,465 SH SHARED 01 427,465 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1,532.73 17,543 SH SHARED 17 17,543 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 27,060.24 309,720 SH SHARED 01 309,720 VANGUARD SCOTTSDALE FDS INT-TERM GOV 92206C706 9,330.42 142,667 SH SHARED 01 142,667 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 27.11 304 SH SHARED 304 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 5,575.18 62,516 SH SHARED 01 62,516 VANGUARD SCOTTSDALE FDS LONG-TERM GOV 92206C847 777.52 10,577 SH SHARED 01 10,577 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 17.42 334 SH SHARED 334 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 9,863.38 189,153 SH SHARED 01 189,153 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 89,974.72 1,119,994 SH SHARED 01 1,119,994 VANGUARD SCOTTSDALE FDS SHTRM GVT BD ETF 92206C102 5,456.61 89,629 SH SHARED 01 89,629 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 1,264.63 17,274 SH SHARED 01 17,274

VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 28.83 400 SH SHARED 01 400 VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 92206C714 1,617.77 22,824 SH SHARED 01 22,824 VANGUARD SCOTTSDALE FDS VNG RUS2000GRW 92206C623 16.02 205 SH SHARED 01 205 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 70.11 932 SH SHARED 01 932 VANGUARD SCOTTSDALE FDS VNG RUS2000VAL 92206C649 23.16 320 SH SHARED 01 320 VANGUARD SCOTTSDALE FDS VNG RUS3000IDX 92206C599 31.50 436 SH SHARED 01 436 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 133,218.51 2,027,679 SH SHARED 01 2,027,679 VANGUARD STAR FD VG TL INTL STK F 921909768 11,341.02 236,419 SH SHARED 01 236,419 VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 60,695.00 1,666,072 SH SHARED 01 1,666,072 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 31,766.18 579,569 SH SHARED 01 579,569 VANGUARD WORLD FD EXTENDED DUR 921910709 5,155.25 46,730 SH SHARED 01 46,730 VANGUARD WORLD FD MEGA CAP INDEX 921910873 8,528.98 159,301 SH SHARED 01 159,301 VANGUARD WORLD FD MEGA GRWTH IND 921910816 34,000.73 566,207 SH SHARED 01 566,207 VANGUARD WORLD FD MEGA VALUE 300 921910840 18,252.85 385,000 SH SHARED 01 385,000 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 26,492.24 312,298 SH SHARED 01 312,298 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 16,197.99 160,806 SH SHARED 01 160,806 VANGUARD WORLD FDS ENERGY ETF 92204A306 25,173.74 222,167 SH SHARED 01 222,167 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 19,257.97 505,326 SH SHARED 01 505,326 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 35,142.41 423,811 SH SHARED 01 423,811 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 14,267.66 178,636 SH SHARED 01 178,636 VANGUARD WORLD FDS INF TECH ETF 92204A702 88,485.29 1,213,790 SH SHARED 01 1,213,790 VANGUARD WORLD FDS MATERIALS ETF 92204A801 8,782.05 98,975 SH SHARED 01 98,975 VANGUARD WORLD FDS TELCOMM ETF 92204A884 6,684.92 90,154 SH SHARED 01 90,154 VANGUARD WORLD FDS UTILITIES ETF 92204A876 8,874.77 104,717 SH SHARED 01 104,717 VANTAGE DRILLING COMPANY ORD SHS G93205113 42.61 24,346 SH SOLE 24,346 VANTIV INC CL A 92210H105 4.75 200 SH C SHARED 200 VANTIV INC CL A 92210H105 11.87 500 SH SHARED 01 500 VANTIV INC CL A 92210H105 308.10 12,978 SH SHARED 12,978 VARIAN MED SYS INC COM 92220P105 72.00 1,000 SH P SHARED 1,000 VARIAN MED SYS INC COM 92220P105 73.44 1,020 SH SHARED 1,020 VARIAN MED SYS INC COM 92220P105 93.60 1,300 SH C SHARED 1,300 VARIAN MED SYS INC COM 92220P105 597.60 8,300 SH SHARED 8,300 VARIAN MED SYS INC COM 92220P105 2,059.34 28,602 SH SHARED 20 28,602 VARIAN MED SYS INC COM 92220P105 6,749.64 93,745 SH SHARED 01 93,745 VASCO DATA SEC INTL INC COM 92230Y104 3.38 400 SH SHARED 01 400 VASCO DATA SEC INTL INC COM 92230Y104 8.44 1,000 SH P SHARED 1,000 VASCULAR SOLUTIONS INC COM 92231M109 5.68 350 SH SHARED 01 350 VASCULAR SOLUTIONS INC COM 92231M109 12.52 772 SH SHARED 772 VCA ANTECH INC COM 918194101 4.65 198 SH SHARED 01 198 VCA ANTECH INC COM 918194101 28.19 1,200 SH P SHARED 1,200 VCA ANTECH INC COM 918194101 37.58 1,600 SH C SHARED 1,600 VECTOR GROUP LTD COM 92240M108 101.56 6,300 SH P SHARED 6,300 VECTOR GROUP LTD COM 92240M108 599.74 37,205 SH SHARED 01 37,205 VECTREN CORP COM 92240G101 53.13 1,500 SH C SHARED 1,500 VECTREN CORP COM 92240G101 999.34 28,214 SH SHARED 28,214 VECTREN CORP COM 92240G101 1,566.17 44,217 SH SHARED 01 44,217 VEECO INSTRS INC DEL COM 922417100 28.00 729 SH SHARED 729 VEECO INSTRS INC DEL COM 922417100 49.93 1,300 SH P SHARED 1,300 VEECO INSTRS INC DEL COM 922417100 363.93 9,475 SH SHARED 9,475 VEECO INSTRS INC DEL COM 922417100 384.10 10,000 SH C SHARED 10,000 VEECO INSTRS INC DEL COM 922417100 9,434.65 245,630 SH SHARED 01 245,630 VELTI PLC ST HELIER SHS G93285107 58.29 29,291 SH SHARED 29,291

VELTI PLC ST HELIER SHS G93285107 108.06 54,300 SH SHARED 01 54,300 VELTI PLC ST HELIER SHS G93285107 256.31 128,800 SH P SHARED 128,800 VENAXIS INC COM 92262A107 0.05 24 SH SHARED 01 24 VENTAS INC COM 92276F100 14.64 200 SH C SHARED 200 VENTAS INC COM 92276F100 36.60 500 SH P SHARED 500 VENTAS INC COM 92276F100 8,138.60 111,183 SH SHARED 01 111,183 VENTAS INC COM 92276F100 9,339.59 127,590 SH SHARED 127,590 VENTAS INC COM 92276F100 10,291.26 140,591 SH SHARED 140,591 VENTRUS BIOSCIENCES INC COM 922822101 0.30 100 SH SHARED 01 100 VENTRUS BIOSCIENCES INC COM 922822101 0.60 200 SH C SHARED 200 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 9.07 714 SH SHARED 714 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 93.98 7,400 SH P SHARED 7,400 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 265.43 20,900 SH C SHARED 20,900 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 507.09 39,928 SH SHARED 01 39,928 VERA BRADLEY INC COM 92335C106 14.18 600 SH C SHARED 600 VERA BRADLEY INC COM 92335C106 28.36 1,200 SH SHARED 01 1,200 VERA BRADLEY INC COM 92335C106 200.52 8,486 SH SHARED 8,486 VERA BRADLEY INC COM 92335C106 727.80 30,800 SH P SHARED 30,800 VERASTEM INC COM 92337C104 7.16 744 SH SOLE 744 VERENIUM CORP COM NEW 92340P209 0.39 152 SH SHARED 01 152 VERENIUM CORP COM NEW 92340P209 2.15 833 SH SHARED 833 VERIFONE SYS INC COM 92342Y109 113.74 5,500 SH SHARED 5,500 VERIFONE SYS INC COM 92342Y109 1,191.17 57,600 SH C SHARED 57,600 VERIFONE SYS INC COM 92342Y109 1,874.75 90,655 SH SHARED 20 90,655 VERIFONE SYS INC COM 92342Y109 2,851.07 137,866 SH SHARED 01 137,866 VERIFONE SYS INC COM 92342Y109 3,468.04 167,700 SH P SHARED 167,700 VERIFONE SYS INC COM 92342Y109 3,604.05 174,277 SH SHARED 174,277 VERINT SYS INC COM 92343X100 6.25 171 SH SHARED 01 171 VERINT SYS INC COM 92343X100 42.51 1,163 SH SHARED 1,163 VERISIGN INC COM 92343E102 18.91 400 SH C SHARED 400 VERISIGN INC COM 92343E102 47.27 1,000 SH P SHARED 1,000 VERISIGN INC COM 92343E102 91.80 1,942 SH SHARED 1,942 VERISIGN INC COM 92343E102 510.52 10,800 SH SHARED 10,800 VERISIGN INC COM 92343E102 2,170.02 45,907 SH SHARED 01 45,907 VERISIGN INC SDCV 3.250% 8/1 92343EAD4 10.37 7,000 PRN SHARED 01 7,000 VERISK ANALYTICS INC CL A 92345Y106 12.32 200 SH P SHARED 200 VERISK ANALYTICS INC CL A 92345Y106 586.13 9,512 SH SHARED 9,512 VERISK ANALYTICS INC CL A 92345Y106 1,927.47 31,280 SH SHARED 20 31,280 VERISK ANALYTICS INC CL A 92345Y106 4,498.81 73,009 SH SHARED 01 73,009 VERISK ANALYTICS INC CL A 92345Y106 4,989.25 80,968 SH SHARED 80,968 VERIZON COMMUNICATIONS INC COM 92343V104 39.32 800 SH C SHARED 01 800 VERIZON COMMUNICATIONS INC COM 92343V104 2,887.56 58,750 SH SHARED 20 58,750 VERIZON COMMUNICATIONS INC COM 92343V104 10,010.58 203,674 SH SHARED 203,674 VERIZON COMMUNICATIONS INC COM 92343V104 13,993.01 284,700 SH C SHARED 284,700 VERIZON COMMUNICATIONS INC COM 92343V104 53,406.39 1,086,600 SH P SHARED 1,086,600 VERIZON COMMUNICATIONS INC COM 92343V104 81,989.23 1,668,143 SH SHARED 1,668,143 VERIZON COMMUNICATIONS INC COM 92343V104 186,897.05 3,802,585 SH SHARED 01 3,802,585 VERMILION ENERGY INC COM 923725105 222.91 4,300 SH SHARED 4,300 VERMILION ENERGY INC COM 923725105 1,619.02 31,231 SH SHARED 31,231 VERMILION ENERGY INC COM 923725105 2,408.02 46,451 SH SHARED 01 46,451 VERSAR INC COM 925297103 10.65 2,454 SH SOLE 2,454 VERSO PAPER CORP COM 92531L108 3.13 2,371 SH SOLE 2,371 VERTEX ENERGY INC COM 92534K107 7.63 2,376 SH SOLE 2,376 VERTEX PHARMACEUTICALS INC COM 92532F100 115.44 2,100 SH P SHARED 2,100

VERTEX PHARMACEUTICALS INC COM 92532F100 654.14 11,900 SH SHARED 11,900 VERTEX PHARMACEUTICALS INC COM 92532F100 857.53 15,600 SH C SHARED 15,600 VERTEX PHARMACEUTICALS INC COM 92532F100 5,369.30 97,677 SH SHARED 01 97,677 VERTEX PHARMACEUTICALS INC COM 92532F100 8,570.76 155,917 SH SHARED 155,917 VERTEX PHARMACEUTICALS INC NOTE 3.350%10/0 92532FAN0 1.20 1,000 PRN SHARED 01 1,000 VESTIN REALTY MORTGAGE I INC COM 925490104 1.59 1,500 SH SHARED 01 1,500 VESTIN RLTY MTG II INC COM NEW 92549X201 3.94 3,255 SH SHARED 3,255 VESTIN RLTY MTG II INC COM NEW 92549X201 4.84 4,000 SH SHARED 01 4,000 V F CORP COM 918204108 67.10 400 SH C SHARED 01 400 V F CORP COM 918204108 70.46 420 SH SHARED 20 420 V F CORP COM 918204108 301.95 1,800 SH P SHARED 1,800 V F CORP COM 918204108 922.63 5,500 SH SHARED 5,500 V F CORP COM 918204108 939.40 5,600 SH C SHARED 5,600 V F CORP COM 918204108 5,200.25 31,000 SH SHARED 31,000 V F CORP COM 918204108 164,339.81 979,671 SH SHARED 01 979,671 VIACOM INC NEW CL A 92553P102 792.22 12,563 SH SHARED 01 12,563 VIACOM INC NEW CL B 92553P201 1,666.11 27,100 SH SHARED 27,100 VIACOM INC NEW CL B 92553P201 1,739.88 28,300 SH P SHARED 28,300 VIACOM INC NEW CL B 92553P201 3,817.91 62,100 SH C SHARED 62,100 VIACOM INC NEW CL B 92553P201 5,102.23 82,990 SH SHARED 20 82,990 VIACOM INC NEW CL B 92553P201 13,153.28 213,944 SH SHARED 213,944 VIACOM INC NEW CL B 92553P201 25,636.24 416,985 SH SHARED 01 416,985 VIAD CORP COM NEW 92552R406 32.97 1,192 SH SHARED 01 1,192 VIAD CORP COM NEW 92552R406 52.72 1,906 SH SHARED 1,906 VIASAT INC COM 92552V100 2.42 50 SH SHARED 01 50 VIASYSTEMS GROUP INC COM PAR$.01 92553H803 5.72 439 SH SHARED 439 VIASYSTEMS GROUP INC COM PAR$.01 92553H803 130.40 10,000 SH SHARED 01 10,000 VICAL INC COM 925602104 49.75 12,500 SH SHARED 01 12,500 VICAL INC COM 925602104 58.90 14,800 SH P SHARED 14,800 VICAL INC COM 925602104 110.64 27,800 SH C SHARED 27,800 VICON INDS INC COM 925811101 7.28 2,728 SH SOLE 2,728 VICOR CORP COM 925815102 14.60 2,937 SH SHARED 2,937 VICOR CORP COM 925815102 17.06 3,433 SH SHARED 01 3,433 VIDEO DISPLAY CORP COM 926555103 0.91 234 SH SOLE 234 VIEWPOINT FINL GROUP INC MD COM 92672A101 32.18 1,600 SH SHARED 01 1,600 VIEWPOINT FINL GROUP INC MD COM 92672A101 49.79 2,476 SH SHARED 2,476 VILLAGE BK & TR FINANCIAL CO COM 92705T101 0.25 114 SH SOLE 114 VILLAGE SUPER MKT INC CL A NEW 927107409 20.82 618 SH SOLE 618 VIMICRO INTL CORP ADR 92718N109 0.82 500 SH SOLE 500 VIMPELCOM LTD SPONSORED ADR 92719A106 5.95 500 SH P SHARED 500 VIMPELCOM LTD SPONSORED ADR 92719A106 12.89 1,084 SH SHARED 1,084 VIMPELCOM LTD SPONSORED ADR 92719A106 60.64 5,100 SH C SHARED 5,100 VIMPELCOM LTD SPONSORED ADR 92719A106 5,258.14 442,232 SH SHARED 01 442,232 VINA CONCHA Y TORO S A SPONSORED ADR 927191106 11.12 288 SH SOLE 288 VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 178.88 5,890 SH SOLE 5,890 VIRCO MFG CO COM 927651109 3.15 1,317 SH SOLE 1,317 VIRGINIA COMM BANCORP INC COM 92778Q109 135.13 9,618 SH SHARED 01 9,618 VIRGINIA COMM BANCORP INC COM 92778Q109 3,267.90 232,591 SH SHARED 232,591 VIRGIN MEDIA INC COM 92769L101 29.38 600 SH C SHARED 600 VIRGIN MEDIA INC COM 92769L101 715.94 14,620 SH SHARED 14,620

VIRGIN MEDIA INC COM 92769L101 1,780.11 36,351 SH SHARED 01 36,351 VIRGIN MEDIA INC COM 92769L101 60,921.91 1,244,066 SH SHARED 1,244,066 VIRGIN MEDIA INC NOTE 6.500%11/1 92769LAB7 13.14 5,000 PRN SHARED 01 5,000 VIRGIN MEDIA INC NOTE 6.500%11/1 92769LAB7 10,512.52 4,000,000 PRN SHARED 4,000,000 VIRNETX HLDG CORP COM 92823T108 262.63 13,700 SH P SHARED 13,700 VIRNETX HLDG CORP COM 92823T108 289.47 15,100 SH C SHARED 15,100 VIRNETX HLDG CORP COM 92823T108 507.64 26,481 SH SHARED 26,481 VIRNETX HLDG CORP COM 92823T108 776.77 40,520 SH SHARED 01 40,520 VIROPHARMA INC COM 928241108 7.55 300 SH C SHARED 300 VIROPHARMA INC COM 928241108 47.43 1,885 SH SHARED 01 1,885 VIRTUALSCOPICS INC COM 928269109 0.78 1,159 SH SHARED 1,159 VIRTUALSCOPICS INC COM 928269109 17.96 26,800 SH SHARED 01 26,800 VIRTUSA CORP COM 92827P102 37.87 1,594 SH SOLE 1,594 VIRTUS GLOBAL MULTI-SEC INC COM 92829B101 14,737.45 765,582 SH SHARED 01 765,582 VIRTUS INVT PARTNERS INC COM 92828Q109 76.75 412 SH SHARED 412 VIRTUS INVT PARTNERS INC COM 92828Q109 1,156.61 6,209 SH SHARED 01 6,209 VIRTUS TOTAL RETURN FD COM 92829A103 233.69 56,859 SH SHARED 01 56,859 VISA INC COM CL A 92826C839 2,343.79 13,800 SH P SHARED 13,800 VISA INC COM CL A 92826C839 5,282.02 31,100 SH C SHARED 31,100 VISA INC COM CL A 92826C839 6,480.58 38,157 SH SHARED 20 38,157 VISA INC COM CL A 92826C839 8,137.37 47,912 SH SHARED 47,912 VISA INC COM CL A 92826C839 25,171.82 148,209 SH SHARED 148,209 VISA INC COM CL A 92826C839 36,084.72 212,463 SH SHARED 01 212,463 VISHAY INTERTECHNOLOGY INC COM 928298108 9.69 712 SH SHARED 01 712 VISHAY INTERTECHNOLOGY INC COM 928298108 20.42 1,500 SH C SHARED 1,500 VISHAY INTERTECHNOLOGY INC COM 928298108 42.19 3,100 SH P SHARED 3,100 VISHAY INTERTECHNOLOGY INC COM 928298108 305.04 22,413 SH SHARED 22,413 VISHAY PRECISION GROUP INC COM 92835K103 144.30 9,823 SH SHARED 01 9,823 VISTA GOLD CORP COM NEW 927926303 0.31 145 SH SHARED 01 145 VISTA GOLD CORP COM NEW 927926303 3.24 1,500 SH P SHARED 1,500 VISTA GOLD CORP COM NEW 927926303 70.58 32,675 SH SHARED 32,675 VISTAPRINT N V SHS N93540107 3.87 100 SH P SHARED 100 VISTAPRINT N V SHS N93540107 16.20 419 SH SHARED 419 VISTAPRINT N V SHS N93540107 30.93 800 SH C SHARED 800 VISTAPRINT N V SHS N93540107 1,806.97 46,740 SH SHARED 01 46,740 VISTEON CORP COM NEW 92839U206 351.97 6,100 SH P SHARED 6,100 VISTEON CORP COM NEW 92839U206 507.76 8,800 SH C SHARED 8,800 VISTEON CORP COM NEW 92839U206 5,775.65 100,098 SH SHARED 100,098 VISTEON CORP COM NEW 92839U206 6,668.91 115,579 SH SHARED 01 115,579 VITACOST COM INC COM 92847A200 1.32 182 SH SOLE 182 VITAMIN SHOPPE INC COM 92849E101 4.89 100 SH C SHARED 100 VITAMIN SHOPPE INC COM 92849E101 29.31 600 SH P SHARED 600 VITAMIN SHOPPE INC COM 92849E101 469.01 9,601 SH SHARED 01 9,601 VITESSE SEMICONDUCTOR CORP COM NEW 928497304 0.36 166 SH SHARED 01 166 VIVUS INC COM 928551100 36.66 3,333 SH SHARED 3,333 VIVUS INC COM 928551100 167.20 15,200 SH C SHARED 15,200 VIVUS INC COM 928551100 1,063.70 96,700 SH P SHARED 96,700 VIVUS INC COM 928551100 1,809.14 164,467 SH SHARED 01 164,467 VMWARE INC CL A COM 928563402 1,593.38 20,200 SH SHARED 20,200 VMWARE INC CL A COM 928563402 3,103.61 39,346 SH SHARED 20 39,346 VMWARE INC CL A COM 928563402 6,987.74 88,587 SH SHARED 88,587 VMWARE INC CL A COM 928563402 7,304.29 92,600 SH P SHARED 92,600 VMWARE INC CL A COM 928563402 18,237.06 231,200 SH C SHARED 231,200

VMWARE INC CL A COM 928563402 22,963.31 291,117 SH SHARED 01 291,117 VOC ENERGY TR TR UNIT 91829B103 2.44 200 SH P SHARED 200 VOC ENERGY TR TR UNIT 91829B103 20.84 1,710 SH SHARED 1,710 VOC ENERGY TR TR UNIT 91829B103 1,602.44 131,455 SH SHARED 01 131,455 VOCERA COMMUNICATIONS INC COM 92857F107 4.60 200 SH SHARED 01 200 VOCERA COMMUNICATIONS INC COM 92857F107 11.68 508 SH SHARED 508 VOCUS INC COM 92858J108 2.12 150 SH SHARED 01 150 VOCUS INC COM 92858J108 40.31 2,849 SH SHARED 2,849 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 42.60 1,500 SH SHARED 1,500 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 2,596.04 91,410 SH SHARED 20 91,410 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 28,860.36 1,016,210 SH SHARED 1,016,210 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 29,873.96 1,051,900 SH C SHARED 1,051,900 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 57,129.44 2,011,600 SH P SHARED 2,011,600 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 166,250.96 5,853,907 SH SHARED 01 5,853,907 VOLCANO CORPORATION COM 928645100 11.78 529 SH SHARED 529 VOLCANO CORPORATION COM 928645100 13.36 600 SH C SHARED 600 VOLCANO CORPORATION COM 928645100 29.38 1,320 SH SHARED 01 1,320 VOLCANO CORPORATION COM 928645100 62.33 2,800 SH P SHARED 2,800 VOLTERRA SEMICONDUCTOR CORP COM 928708106 5.68 400 SH C SHARED 400 VOLTERRA SEMICONDUCTOR CORP COM 928708106 31.81 2,240 SH SHARED 01 2,240 VONAGE HLDGS CORP COM 92886T201 1.73 600 SH C SHARED 600 VONAGE HLDGS CORP COM 92886T201 5.66 1,957 SH SHARED 01 1,957 VONAGE HLDGS CORP COM 92886T201 5.78 2,000 SH P SHARED 2,000 VONAGE HLDGS CORP COM 92886T201 1,179.68 408,193 SH SHARED 408,193 VORNADO RLTY TR PFD CONV SER A 929042208 18.54 153 SH SHARED 01 153 VORNADO RLTY TR PFD CONV SER A 929042208 144.34 1,191 SH SHARED 1,191 VORNADO RLTY TR SH BEN INT 929042109 33.46 400 SH P SHARED 400 VORNADO RLTY TR SH BEN INT 929042109 83.64 1,000 SH C SHARED 1,000 VORNADO RLTY TR SH BEN INT 929042109 4,029.86 48,181 SH SHARED 48,181 VORNADO RLTY TR SH BEN INT 929042109 4,586.15 54,832 SH SHARED 01 54,832 VORNADO RLTY TR SH BEN INT 929042109 6,746.90 80,666 SH SHARED 80,666 VOXX INTL CORP CL A 91829F104 2.14 200 SH C SHARED 200 VOXX INTL CORP CL A 91829F104 17.93 1,674 SH SHARED 1,674 VOXX INTL CORP CL A 91829F104 81.71 7,629 SH SHARED 01 7,629 VRINGO INC COM 92911N104 4.12 1,300 SH SHARED 01 1,300 VRINGO INC COM 92911N104 90.66 28,600 SH P SHARED 28,600 VRINGO INC COM 92911N104 672.07 212,010 SH SHARED 212,010 VRINGO INC *W EXP 06/21/201 92911N112 3.53 2,779 SH SOLE 2,779 VSB BANCORP INC N Y COM 917927105 22.09 2,132 SH SOLE 2,132 VSE CORP COM 918284100 2.50 100 SH SHARED 01 100 VSE CORP COM 918284100 13.72 549 SH SHARED 549 VULCAN MATLS CO COM 929160109 113.74 2,200 SH C SHARED 2,200 VULCAN MATLS CO COM 929160109 266.82 5,161 SH SHARED 5,161 VULCAN MATLS CO COM 929160109 346.39 6,700 SH P SHARED 6,700 VULCAN MATLS CO COM 929160109 403.31 7,801 SH SHARED 7,801 VULCAN MATLS CO COM 929160109 4,644.26 89,831 SH SHARED 01 89,831 WABASH NATL CORP COM 929566107 7.11 700 SH P SHARED 700 WABASH NATL CORP COM 929566107 22.35 2,200 SH C SHARED 2,200 WABASH NATL CORP COM 929566107 129.81 12,777 SH SHARED 12,777 WABASH NATL CORP COM 929566107 549.84 54,118 SH SHARED 01 54,118 WABASH NATL CORP NOTE 3.375% 5/0 929566AH0 83.45 69,000 PRN SHARED 01 69,000 WABCO HLDGS INC COM 92927K102 21.18 300 SH C SHARED 300

WABCO HLDGS INC COM 92927K102 642.51 9,102 SH SHARED 9,102 WABCO HLDGS INC COM 92927K102 6,532.96 92,548 SH SHARED 01 92,548 WABTEC CORP COM 929740108 20.42 200 SH P SHARED 200 WABTEC CORP COM 929740108 51.06 500 SH C SHARED 500 WABTEC CORP COM 929740108 232.40 2,276 SH SHARED 2,276 WABTEC CORP COM 929740108 315.52 3,090 SH SHARED 01 3,090 WABTEC CORP COM 929740108 788.29 7,720 SH SHARED 20 7,720 WACOAL HOLDINGS CORP ADR 930004205 13.34 248 SH SHARED 01 248 WACOAL HOLDINGS CORP ADR 930004205 104.48 1,942 SH SHARED 1,942 WADDELL & REED FINL INC CL A 930059100 30.65 700 SH C SHARED 700 WADDELL & REED FINL INC CL A 930059100 290.87 6,644 SH SHARED 01 6,644 WADDELL & REED FINL INC CL A 930059100 336.27 7,681 SH SHARED 7,681 WADDELL & REED FINL INC CL A 930059100 1,768.06 40,385 SH SHARED 20 40,385 WALGREEN CO COM 931422109 1,073.04 22,505 SH SHARED 22,505 WALGREEN CO COM 931422109 3,586.82 75,227 SH SHARED 75,227 WALGREEN CO COM 931422109 7,047.10 147,800 SH C SHARED 147,800 WALGREEN CO COM 931422109 11,648.22 244,300 SH P SHARED 244,300 WALGREEN CO COM 931422109 72,768.12 1,526,177 SH SHARED 01 1,526,177 WALKER & DUNLOP INC COM 93148P102 706.56 39,319 SH SHARED 01 39,319 WAL-MART STORES INC COM 931142103 45.65 610 SH SHARED 20 610 WAL-MART STORES INC COM 931142103 8,523.06 113,899 SH SHARED 113,899 WAL-MART STORES INC COM 931142103 13,903.41 185,800 SH C SHARED 185,800 WAL-MART STORES INC COM 931142103 18,071.45 241,500 SH P SHARED 241,500 WAL-MART STORES INC COM 931142103 89,647.01 1,198,009 SH SHARED 1,198,009 WAL-MART STORES INC COM 931142103 96,241.71 1,286,138 SH SHARED 01 1,286,138 WALTER ENERGY INC COM 93317Q105 1,413.60 49,600 SH P SHARED 49,600 WALTER ENERGY INC COM 93317Q105 2,111.85 74,100 SH C SHARED 74,100 WALTER ENERGY INC COM 93317Q105 5,664.20 198,744 SH SHARED 198,744 WALTER ENERGY INC COM 93317Q105 18,564.47 651,385 SH SHARED 01 651,385 WALTER INVT MGMT CORP COM 93317W102 29.32 787 SH SHARED 01 787 WALTER INVT MGMT CORP COM 93317W102 134.10 3,600 SH C SHARED 3,600 WALTER INVT MGMT CORP COM 93317W102 476.80 12,800 SH P SHARED 12,800 WALTER INVT MGMT CORP COM 93317W102 828.40 22,239 SH SHARED 22,239 WARNER CHILCOTT PLC IRELAND SHS A G94368100 128.73 9,500 SH P SHARED 9,500 WARNER CHILCOTT PLC IRELAND SHS A G94368100 277.78 20,500 SH SHARED 20,500 WARNER CHILCOTT PLC IRELAND SHS A G94368100 497.29 36,700 SH C SHARED 36,700 WARNER CHILCOTT PLC IRELAND SHS A G94368100 941.07 69,452 SH SHARED 69,452 WARNER CHILCOTT PLC IRELAND SHS A G94368100 29,397.24 2,169,538 SH SHARED 01 2,169,538 WARREN RES INC COM 93564A100 13.81 4,294 SH SHARED 4,294 WARREN RES INC COM 93564A100 14.15 4,400 SH C SHARED 4,400 WARREN RES INC COM 93564A100 67.84 21,100 SH SHARED 01 21,100 WASHINGTON FED INC COM 938824109 17.50 1,000 SH C SHARED 1,000 WASHINGTON FED INC COM 938824109 32.95 1,883 SH SHARED 1,883 WASHINGTON FED INC COM 938824109 999.78 57,130 SH SHARED 01 57,130 WASHINGTON FED INC *W EXP 11/14/201 938824117 12.74 3,352 SH SOLE 3,352 WASHINGTONFIRST BANKSHARES I COM 940730104 11.73 1,011 SH SOLE 1,011 WASHINGTON POST CO CL B 939640108 224.84 503 SH SHARED 01 503 WASHINGTON POST CO CL B 939640108 261.05 584 SH SHARED 584

WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 5.57 200 SH C SHARED 200 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 16.70 600 SH P SHARED 600 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 54.26 1,949 SH SHARED 1,949 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 794.80 28,549 SH SHARED 28,549 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 1,156.84 41,553 SH SHARED 01 41,553 WASHINGTON TR BANCORP COM 940610108 58.37 2,132 SH SHARED 2,132 WASHINGTON TR BANCORP COM 940610108 144.54 5,279 SH SHARED 01 5,279 WASTE CONNECTIONS INC COM 941053100 131.54 3,656 SH SHARED 01 3,656 WASTE MGMT INC DEL COM 94106L109 790.08 20,150 SH SHARED 20 20,150 WASTE MGMT INC DEL COM 94106L109 1,027.30 26,200 SH SHARED 26,200 WASTE MGMT INC DEL COM 94106L109 1,282.17 32,700 SH P SHARED 32,700 WASTE MGMT INC DEL COM 94106L109 2,293.79 58,500 SH C SHARED 58,500 WASTE MGMT INC DEL COM 94106L109 49,107.74 1,252,429 SH SHARED 01 1,252,429 WATERS CORP COM 941848103 9.39 100 SH C SHARED 100 WATERS CORP COM 941848103 18.78 200 SH P SHARED 200 WATERS CORP COM 941848103 600.84 6,398 SH SHARED 6,398 WATERS CORP COM 941848103 699.16 7,445 SH SHARED 20 7,445 WATERS CORP COM 941848103 1,297.46 13,816 SH SHARED 01 13,816 WATERS CORP COM 941848103 2,202.57 23,454 SH SHARED 23,454 WATERSTONE FINANCIAL INC COM 941888109 6.41 775 SH SHARED 775 WATERSTONE FINANCIAL INC COM 941888109 10.34 1,250 SH SHARED 01 1,250 WATSCO INC CL B CONV 942622101 77.64 923 SH SOLE 923 WATSCO INC COM 942622200 8.42 100 SH C SHARED 100 WATSCO INC COM 942622200 730.60 8,679 SH SHARED 01 8,679 WATTS WATER TECHNOLOGIES INC CL A 942749102 1,016.43 21,180 SH SHARED 01 21,180 WATTS WATER TECHNOLOGIES INC CL A 942749102 1,728.70 36,022 SH SHARED 36,022 WAUSAU PAPER CORP COM 943315101 2.16 200 SH C SHARED 200 WAUSAU PAPER CORP COM 943315101 14.01 1,300 SH SHARED 01 1,300 WAUSAU PAPER CORP COM 943315101 41.97 3,893 SH SHARED 3,893 WAVE SYSTEMS CORP COM NEW 943526301 0.23 333 SH SHARED 01 333 WAYSIDE TECHNOLOGY GROUP INC COM 946760105 8.43 710 SH SHARED 710 WAYSIDE TECHNOLOGY GROUP INC COM 946760105 46.13 3,883 SH SHARED 01 3,883 WD-40 CO COM 929236107 152.81 2,790 SH SHARED 01 2,790 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 3,606.04 297,038 SH SHARED 297,038 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 6,606.49 544,192 SH SHARED 544,192 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 8,110.73 668,100 SH C SHARED 668,100 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 13,638.20 1,123,410 SH SHARED 01 1,123,410 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 17,154.68 1,413,071 SH P SHARED 1,413,071 WEB COM GROUP INC COM 94733A104 8.54 500 SH P SHARED 500 WEB COM GROUP INC COM 94733A104 37.58 2,200 SH C SHARED 2,200

WEB COM GROUP INC COM 94733A104 2,274.92 133,192 SH SHARED 01 133,192 WEBMD HEALTH CORP COM 94770V102 9.73 400 SH P SHARED 400 WEBMD HEALTH CORP COM 94770V102 31.98 1,315 SH SHARED 1,315 WEBMD HEALTH CORP COM 94770V102 131.33 5,400 SH C SHARED 5,400 WEBMD HEALTH CORP COM 94770V102 1,130.08 46,467 SH SHARED 01 46,467 WEBMEDIABRANDS INC COM NEW 94770W209 3.18 1,939 SH SOLE 1,939 WEBSENSE INC COM 947684106 15.30 1,020 SH SHARED 01 1,020 WEBSENSE INC COM 947684106 37.50 2,500 SH P SHARED 2,500 WEBSENSE INC COM 947684106 107.28 7,152 SH SHARED 7,152 WEBSTER FINL CORP CONN COM 947890109 369.14 15,216 SH SHARED 01 15,216 WEIGHT WATCHERS INTL INC NEW COM 948626106 469.19 11,142 SH SHARED 11,142 WEIGHT WATCHERS INTL INC NEW COM 948626106 951.69 22,600 SH P SHARED 22,600 WEIGHT WATCHERS INTL INC NEW COM 948626106 1,077.13 25,579 SH SHARED 01 25,579 WEIGHT WATCHERS INTL INC NEW COM 948626106 1,195.92 28,400 SH C SHARED 28,400 WEINGARTEN RLTY INVS SH BEN INT 948741103 3.16 100 SH C SHARED 100 WEINGARTEN RLTY INVS SH BEN INT 948741103 704.32 22,324 SH SHARED 22,324 WEINGARTEN RLTY INVS SH BEN INT 948741103 1,109.68 35,172 SH SHARED 01 35,172 WEIS MKTS INC COM 948849104 6.15 151 SH SHARED 151 WEIS MKTS INC COM 948849104 10.22 251 SH SHARED 01 251 WELLCARE HEALTH PLANS INC COM 94946T106 7.48 129 SH SHARED 129 WELLCARE HEALTH PLANS INC COM 94946T106 23.18 400 SH C SHARED 400 WELLCARE HEALTH PLANS INC COM 94946T106 357.73 6,172 SH SHARED 01 6,172 WELLESLEY BANCORP INC COM 949485106 3.64 231 SH SOLE 231 WELLPOINT INC COM 94973V107 231.81 3,500 SH C SHARED 3,500 WELLPOINT INC COM 94973V107 241.01 3,639 SH SHARED 3,639 WELLPOINT INC COM 94973V107 413.28 6,240 SH SHARED 20 6,240 WELLPOINT INC COM 94973V107 1,423.95 21,500 SH P SHARED 21,500 WELLPOINT INC COM 94973V107 1,466.07 22,136 SH SHARED 22,136 WELLPOINT INC COM 94973V107 11,434.94 172,655 SH SHARED 01 172,655 WELLS FARGO ADVANTAGE INCOME COM SHS 94987B105 61.17 6,099 SH SHARED 6,099 WELLS FARGO ADVANTAGE INCOME COM SHS 94987B105 7,807.39 778,404 SH SHARED 01 778,404 WELLS FARGO ADVANTAGE MULTI COM SHS 94987D101 5,468.49 333,648 SH SHARED 01 333,648 WELLS FARGO ADVANTAGE UTILS COM 94987E109 170.47 14,398 SH SHARED 01 14,398 WELLS FARGO ADV GLB DIV OPP COM 94987C103 559.08 71,493 SH SHARED 01 71,493 WELLS FARGO & CO NEW COM 949746101 2,728.46 73,762 SH SHARED 17 73,762 WELLS FARGO & CO NEW COM 949746101 6,047.87 163,500 SH C SHARED 163,500 WELLS FARGO & CO NEW COM 949746101 7,980.22 215,740 SH SHARED 20 215,740 WELLS FARGO & CO NEW COM 949746101 11,936.75 322,702 SH SHARED 322,702 WELLS FARGO & CO NEW COM 949746101 40,896.14 1,105,600 SH P SHARED 1,105,600 WELLS FARGO & CO NEW COM 949746101 94,681.16 2,559,642 SH SHARED 01 2,559,642 WELLS FARGO & CO NEW COM 949746101 178,537.93 4,826,654 SH SHARED 4,826,654 WELLS FARGO & CO NEW PERP PFD CNV A 949746804 1,770.74 1,374 SH SHARED 01 1,374 WELLS FARGO & CO NEW *W EXP 10/28/201 949746119 18.30 1,525 SH SHARED 1,525 WELLS FARGO & CO NEW *W EXP 10/28/201 949746119 36.00 3,000 SH SHARED 01 3,000 WELLS GARDNER ELECTRS CORP COM 949765101 6.11 2,966 SH SOLE 2,966

WENDYS CO COM 95058W100 37.46 6,600 SH P SHARED 6,600 WENDYS CO COM 95058W100 107.83 19,000 SH C SHARED 19,000 WENDYS CO COM 95058W100 124.47 21,933 SH SHARED 21,933 WENDYS CO COM 95058W100 1,986.66 350,073 SH SHARED 01 350,073 WERNER ENTERPRISES INC COM 950755108 9.66 400 SH C SOLE 400 WESBANCO INC COM 950810101 5.99 250 SH SHARED 01 250 WESBANCO INC COM 950810101 27.02 1,128 SH SHARED 1,128 WESCO AIRCRAFT HLDGS INC COM 950814103 186.93 12,699 SH SOLE 12,699 WESCO INTL INC COM 95082P105 29.04 400 SH C SHARED 400 WESCO INTL INC COM 95082P105 154.88 2,133 SH SHARED 2,133 WESCO INTL INC COM 95082P105 400.15 5,511 SH SHARED 01 5,511 WESCO INTL INC COM 95082P105 673.46 9,275 SH SHARED 20 9,275 WESCO INTL INC COM 95082P105 907.63 12,500 SH P SHARED 12,500 WESCO INTL INC DBCV 6.000% 9/1 95082PAH8 2.63 1,000 PRN SHARED 01 1,000 WESTAMERICA BANCORPORATION COM 957090103 114.55 2,527 SH SHARED 2,527 WESTAMERICA BANCORPORATION COM 957090103 250.67 5,530 SH SHARED 01 5,530 WESTAR ENERGY INC COM 95709T100 786.37 23,700 SH C SHARED 23,700 WESTAR ENERGY INC COM 95709T100 2,309.26 69,598 SH SHARED 01 69,598 WEST COAST BANCORP ORE NEW COM NEW 952145209 49.56 2,041 SH SHARED 2,041 WEST COAST BANCORP ORE NEW COM NEW 952145209 99.21 4,086 SH SHARED 01 4,086 WESTELL TECHNOLOGIES INC CL A 957541105 14.70 7,313 SH SOLE 7,313 WESTERN ALLIANCE BANCORP COM 957638109 16.82 1,215 SH SHARED 1,215 WESTERN ALLIANCE BANCORP COM 957638109 79.65 5,755 SH SHARED 01 5,755 WESTERN ASSET CLYM INFL OPP COM 95766R104 6,567.61 495,669 SH SHARED 01 495,669 WESTERN ASSET CLYM INFL SEC COM SH BEN INT 95766Q106 70.65 5,214 SH SHARED 5,214 WESTERN ASSET CLYM INFL SEC COM SH BEN INT 95766Q106 1,406.86 103,827 SH SHARED 01 103,827 WESTERN ASSET EMRG MKT DEBT COM 95766A101 20.29 956 SH SHARED 956 WESTERN ASSET EMRG MKT DEBT COM 95766A101 3,619.39 170,565 SH SHARED 01 170,565 WESTERN ASSET EMRG MKT INCM COM 95766E103 2,803.82 181,477 SH SHARED 01 181,477 WESTERN ASSET GLB HI INCOME COM 95766B109 1.23 89 SH SHARED 89 WESTERN ASSET GLB HI INCOME COM 95766B109 1,229.28 88,693 SH SHARED 01 88,693 WESTERN ASSET GLB PTNRS INCO COM 95766G108 10.86 829 SH SHARED 829 WESTERN ASSET GLB PTNRS INCO COM 95766G108 691.16 52,760 SH SHARED 01 52,760 WESTERN ASSET GLOBAL CP DEFI COM 95790C107 15.44 773 SH SHARED 773 WESTERN ASSET GLOBAL CP DEFI COM 95790C107 1,296.44 64,887 SH SHARED 01 64,887 WESTERN ASSET HGH YLD DFNDFD COM 95768B107 42.31 2,228 SH SHARED 2,228 WESTERN ASSET HGH YLD DFNDFD COM 95768B107 777.47 40,941 SH SHARED 01 40,941 WESTERN ASSET HIGH INCM FD I COM 95766H106 7.68 796 SH SOLE 796 WESTERN ASSET HIGH INCM FD I COM 95766J102 13.22 1,322 SH SHARED 1,322

WESTERN ASSET HIGH INCM FD I COM 95766J102 2,569.17 256,917 SH SHARED 01 256,917 WESTERN ASSET HIGH INCM OPP COM 95766K109 28.47 4,469 SH SHARED 4,469 WESTERN ASSET HIGH INCM OPP COM 95766K109 8,747.72 1,373,268 SH SHARED 01 1,373,268 WESTERN ASSET INCOME FD COM 95766T100 40.26 2,819 SH SHARED 2,819 WESTERN ASSET INCOME FD COM 95766T100 388.46 27,203 SH SHARED 01 27,203 WESTERN ASSET INFL MGMT FD I COM 95766U107 14.71 797 SH SHARED 797 WESTERN ASSET INFL MGMT FD I COM 95766U107 98.69 5,346 SH SHARED 01 5,346 WESTERN ASSET INTM MUNI FD I COM 958435109 4.95 483 SH SHARED 483 WESTERN ASSET INTM MUNI FD I COM 958435109 438.46 42,818 SH SHARED 01 42,818 WESTERN ASSET INVT GRADE DEF COM 95790A101 27.46 1,199 SH SHARED 1,199 WESTERN ASSET INVT GRADE DEF COM 95790A101 9,839.51 429,673 SH SHARED 01 429,673 WESTERN ASSET MGD HI INCM FD COM 95766L107 26.20 4,233 SH SHARED 4,233 WESTERN ASSET MGD HI INCM FD COM 95766L107 4,971.05 803,077 SH SHARED 01 803,077 WESTERN ASSET MTG CAP CORP COM 95790D105 104.37 4,491 SH SHARED 4,491 WESTERN ASSET MTG CAP CORP COM 95790D105 683.98 29,431 SH SHARED 01 29,431 WESTERN ASSET MTG DEF OPPTY COM 95790B109 29.16 1,102 SH SHARED 1,102 WESTERN ASSET MTG DEF OPPTY COM 95790B109 128.17 4,844 SH SHARED 01 4,844 WESTERN ASSET MUN DEF OPP TR COM 95768A109 94.62 4,150 SH SHARED 4,150 WESTERN ASSET MUN DEF OPP TR COM 95768A109 213.29 9,355 SH SHARED 01 9,355 WESTERN ASSET MUN HI INCM FD COM 95766N103 18.88 2,387 SH SHARED 2,387 WESTERN ASSET MUN HI INCM FD COM 95766N103 32.98 4,170 SH SHARED 01 4,170 WESTERN ASSET PREMIER BD FD SHS BEN INT 957664105 141.53 9,125 SH SHARED 9,125 WESTERN ASSET PREMIER BD FD SHS BEN INT 957664105 185.38 11,952 SH SHARED 01 11,952 WESTERN ASSET VAR RT STRG FD COM 957667108 14.26 755 SH SHARED 755 WESTERN ASSET VAR RT STRG FD COM 957667108 1,126.18 59,618 SH SHARED 01 59,618 WESTERN ASSET WORLDWIDE INCO COM 957668106 53.90 3,498 SH SHARED 3,498 WESTERN ASSET WORLDWIDE INCO COM 957668106 110.43 7,166 SH SHARED 01 7,166 WESTERN ASST MNGD MUN FD INC COM 95766M105 1,755.12 121,210 SH SHARED 01 121,210 WESTERN ASST MN PRT FD INC COM 95766P108 10.53 645 SH SHARED 645

WESTERN ASST MN PRT FD INC COM 95766P108 170.76 10,463 SH SHARED 01 10,463 WESTERN COPPER & GOLD CORP COM 95805V108 3.13 3,600 SH SHARED 3,600 WESTERN COPPER & GOLD CORP COM 95805V108 136.26 156,626 SH SHARED 01 156,626 WESTERN DIGITAL CORP COM 958102105 744.29 14,800 SH SHARED 14,800 WESTERN DIGITAL CORP COM 958102105 1,318.60 26,220 SH SHARED 20 26,220 WESTERN DIGITAL CORP COM 958102105 2,293.22 45,600 SH C SHARED 45,600 WESTERN DIGITAL CORP COM 958102105 3,757.37 74,714 SH SHARED 01 74,714 WESTERN DIGITAL CORP COM 958102105 8,237.50 163,800 SH P SHARED 163,800 WESTERN DIGITAL CORP COM 958102105 9,651.36 191,914 SH SHARED 191,914 WESTERN GAS EQUITY PARTNERS COMUNT LTD PT 95825R103 13.16 385 SH SOLE 385 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 23.76 400 SH C SHARED 400 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 11,939.87 200,974 SH SHARED 01 200,974 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 26,350.59 443,538 SH SHARED 443,538 WESTERN REFNG INC COM 959319104 57.47 1,623 SH SHARED 01 1,623 WESTERN REFNG INC COM 959319104 298.15 8,420 SH SHARED 8,420 WESTERN REFNG INC COM 959319104 1,936.93 54,700 SH C SHARED 54,700 WESTERN REFNG INC COM 959319104 2,280.40 64,400 SH P SHARED 64,400 WESTERN UN CO COM 959802109 446.69 29,700 SH C SHARED 29,700 WESTERN UN CO COM 959802109 524.90 34,900 SH SHARED 34,900 WESTERN UN CO COM 959802109 1,245.31 82,800 SH P SHARED 82,800 WESTERN UN CO COM 959802109 1,523.12 101,271 SH SHARED 101,271 WESTERN UN CO COM 959802109 3,937.56 261,806 SH SHARED 01 261,806 WESTFIELD FINANCIAL INC NEW COM 96008P104 2.33 300 SH SHARED 01 300 WESTFIELD FINANCIAL INC NEW COM 96008P104 39.74 5,108 SH SHARED 5,108 WESTLAKE CHEM CORP COM 960413102 84.15 900 SH C SHARED 900 WESTLAKE CHEM CORP COM 960413102 115.85 1,239 SH SHARED 1,239 WESTLAKE CHEM CORP COM 960413102 654.41 6,999 SH SHARED 01 6,999 WEST MARINE INC COM 954235107 1.14 100 SH SHARED 01 100 WEST MARINE INC COM 954235107 20.44 1,788 SH SHARED 1,788 WESTMORELAND COAL CO COM 960878106 0.40 35 SH SHARED 01 35 WESTMORELAND COAL CO COM 960878106 4.26 375 SH SHARED 375 WESTPAC BKG CORP SPONSORED ADR 961214301 48.96 304 SH SHARED 304 WESTPAC BKG CORP SPONSORED ADR 961214301 2,102.96 13,057 SH SHARED 01 13,057 WEST PHARMACEUTICAL SVSC INC COM 955306105 4.61 71 SH SHARED 01 71 WEST PHARMACEUTICAL SVSC INC COM 955306105 107.22 1,651 SH SHARED 1,651 WESTPORT INNOVATIONS INC COM NEW 960908309 17.15 581 SH SHARED 581 WESTPORT INNOVATIONS INC COM NEW 960908309 26.57 900 SH C SHARED 900 WESTPORT INNOVATIONS INC COM NEW 960908309 1,878.30 63,628 SH SHARED 01 63,628 WESTPORT INNOVATIONS INC COM NEW 960908309 5,858.16 198,447 SH SHARED 198,447 WESTPORT INNOVATIONS INC COM NEW 960908309 6,370.42 215,800 SH P SHARED 215,800 WESTWOOD HLDGS GROUP INC COM 961765104 28.21 635 SH SOLE 635 WET SEAL INC CL A 961840105 0.76 252 SH SHARED 01 252 WEX INC COM 96208T104 60.99 777 SH SHARED 01 777 WEX INC COM 96208T104 159.75 2,035 SH SHARED 20 2,035 WEYCO GROUP INC COM 962149100 17.60 718 SH SHARED 01 718 WEYCO GROUP INC COM 962149100 31.05 1,267 SH SHARED 1,267 WEYERHAEUSER CO COM 962166104 52.40 1,670 SH SHARED 20 1,670 WEYERHAEUSER CO COM 962166104 567.98 18,100 SH P SHARED 18,100 WEYERHAEUSER CO COM 962166104 1,132.82 36,100 SH C SHARED 36,100

WEYERHAEUSER CO COM 962166104 1,251.59 39,885 SH SHARED 39,885 WEYERHAEUSER CO COM 962166104 2,847.86 90,754 SH SHARED 90,754 WEYERHAEUSER CO COM 962166104 10,894.16 347,169 SH SHARED 01 347,169 WGL HLDGS INC COM 92924F106 55.43 1,257 SH SHARED 1,257 WGL HLDGS INC COM 92924F106 759.93 17,232 SH SHARED 01 17,232 WHIRLPOOL CORP COM 963320106 579.62 4,893 SH SHARED 4,893 WHIRLPOOL CORP COM 963320106 604.15 5,100 SH C SHARED 5,100 WHIRLPOOL CORP COM 963320106 3,459.03 29,200 SH P SHARED 29,200 WHIRLPOOL CORP COM 963320106 5,228.23 44,135 SH SHARED 01 44,135 WHITEHORSE FIN INC COM 96524V106 86.26 5,449 SH SHARED 01 5,449 WHITEHORSE FIN INC COM 96524V106 1,193.36 75,386 SH SHARED 75,386 WHITE MTNS INS GROUP LTD COM G9618E107 123.63 218 SH SHARED 01 218 WHITE MTNS INS GROUP LTD COM G9618E107 150.85 266 SH SHARED 266 WHITESTONE REIT COM 966084204 30.60 2,021 SH SHARED 01 2,021 WHITEWAVE FOODS CO COM CL A 966244105 5.12 300 SH C SHARED 300 WHITEWAVE FOODS CO COM CL A 966244105 15.36 900 SH P SHARED 900 WHITEWAVE FOODS CO COM CL A 966244105 17.07 1,000 SH SHARED 01 1,000 WHITEWAVE FOODS CO COM CL A 966244105 20.45 1,198 SH SHARED 1,198 WHITING PETE CORP NEW COM 966387102 228.78 4,500 SH P SHARED 4,500 WHITING PETE CORP NEW COM 966387102 284.70 5,600 SH C SHARED 5,600 WHITING PETE CORP NEW COM 966387102 376.47 7,405 SH SHARED 7,405 WHITING PETE CORP NEW COM 966387102 467.73 9,200 SH SHARED 9,200 WHITING PETE CORP NEW COM 966387102 3,137.54 61,714 SH SHARED 01 61,714 WHITING PETE CORP NEW PERP PFD CONV 966387201 23.11 97 SH SOLE 97 WHITING USA TR I TR UNIT 966389108 20.80 3,200 SH SHARED 01 3,200 WHITING USA TR I TR UNIT 966389108 72.15 11,100 SH P SHARED 11,100 WHITING USA TR II TR UNIT 966388100 9.44 650 SH SHARED 01 650 WHITING USA TR II TR UNIT 966388100 50.82 3,500 SH C SHARED 3,500 WHOLE FOODS MKT INC COM 966837106 867.50 10,000 SH C SHARED 10,000 WHOLE FOODS MKT INC COM 966837106 949.91 10,950 SH SHARED 10,950 WHOLE FOODS MKT INC COM 966837106 2,523.04 29,084 SH SHARED 29,084 WHOLE FOODS MKT INC COM 966837106 2,567.80 29,600 SH P SHARED 29,600 WHOLE FOODS MKT INC COM 966837106 27,419.16 316,071 SH SHARED 01 316,071 WILEY JOHN & SONS INC CL A 968223206 158.18 4,060 SH SHARED 20 4,060 WILEY JOHN & SONS INC CL A 968223206 893.31 22,929 SH SHARED 22,929 WILEY JOHN & SONS INC CL A 968223206 2,806.64 72,039 SH SHARED 01 72,039 WILEY JOHN & SONS INC CL B 968223305 22.04 568 SH SHARED 568 WILEY JOHN & SONS INC CL B 968223305 100.91 2,600 SH SHARED 01 2,600 WILLBROS GROUP INC DEL COM 969203108 4.91 500 SH P SHARED 500 WILLBROS GROUP INC DEL COM 969203108 124.71 12,700 SH C SHARED 12,700 WILLBROS GROUP INC DEL COM 969203108 326.57 33,256 SH SHARED 01 33,256 WILLIAMS CLAYTON ENERGY INC COM 969490101 6.56 150 SH SOLE 150 WILLIAMS COS INC DEL COM 969457100 1,532.11 40,900 SH SHARED 40,900 WILLIAMS COS INC DEL COM 969457100 9,323.79 248,900 SH P SHARED 248,900 WILLIAMS COS INC DEL COM 969457100 14,434.84 385,340 SH SHARED 385,340 WILLIAMS COS INC DEL COM 969457100 31,706.14 846,400 SH C SHARED 846,400 WILLIAMS COS INC DEL COM 969457100 70,463.20 1,881,025 SH SHARED 01 1,881,025 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 4,812.22 92,900 SH P SHARED 92,900 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 9,132.34 176,300 SH C SHARED 176,300 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 34,887.25 673,499 SH SHARED 01 673,499 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 45,829.53 884,740 SH SHARED 884,740 WILLIAMS SONOMA INC COM 969904101 386.40 7,500 SH P SHARED 7,500 WILLIAMS SONOMA INC COM 969904101 680.06 13,200 SH C SHARED 13,200

WILLIAMS SONOMA INC COM 969904101 1,222.98 23,738 SH SHARED 23,738 WILLIAMS SONOMA INC COM 969904101 2,713.66 52,672 SH SHARED 01 52,672 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 335.98 8,508 SH SHARED 8,508 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 477.83 12,100 SH SHARED 12,100 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 505.00 12,788 SH SHARED 01 12,788 WILLIS LEASE FINANCE CORP COM 970646105 37.80 2,500 SH SHARED 01 2,500 WILSHIRE BANCORP INC COM 97186T108 52.87 7,798 SH SOLE 7,798 WINDSTREAM CORP COM 97381W104 122.12 15,400 SH C SHARED 15,400 WINDSTREAM CORP COM 97381W104 172.08 21,700 SH P SHARED 21,700 WINDSTREAM CORP COM 97381W104 253.76 32,000 SH SHARED 32,000 WINDSTREAM CORP COM 97381W104 371.68 46,870 SH SHARED 20 46,870 WINDSTREAM CORP COM 97381W104 6,155.12 776,181 SH SHARED 776,181 WINDSTREAM CORP COM 97381W104 9,516.06 1,200,007 SH SHARED 01 1,200,007 WINMARK CORP COM 974250102 3.21 51 SH SHARED 01 51 WINNEBAGO INDS INC COM 974637100 18.58 900 SH P SHARED 900 WINNEBAGO INDS INC COM 974637100 18.58 900 SH SHARED 01 900 WINNEBAGO INDS INC COM 974637100 22.70 1,100 SH C SHARED 1,100 WINTHROP RLTY TR SH BEN INT NEW 976391300 150.65 11,975 SH SHARED 11,975 WINTHROP RLTY TR SH BEN INT NEW 976391300 153.48 12,200 SH SHARED 01 12,200 WINTHROP RLTY TR SH BEN INT NEW 976391300 822.12 65,351 SH SHARED 65,351 WINTRUST FINANCIAL CORP COM 97650W108 26.48 715 SH SHARED 01 715 WINTRUST FINANCIAL CORP *W EXP 12/19/201 97650W157 13.19 769 SH SOLE 769 WIPRO LTD SPON ADR 1 SH 97651M109 10.10 1,000 SH C SHARED 1,000 WIPRO LTD SPON ADR 1 SH 97651M109 18.18 1,800 SH SHARED 01 1,800 WIPRO LTD SPON ADR 1 SH 97651M109 1,713.44 169,648 SH SHARED 169,648 WIRELESS TELECOM GROUP INC COM 976524108 2.73 1,750 SH SOLE 1,750 WISCONSIN ENERGY CORP COM 976657106 51.47 1,200 SH P SHARED 1,200 WISCONSIN ENERGY CORP COM 976657106 90.07 2,100 SH C SHARED 2,100 WISCONSIN ENERGY CORP COM 976657106 604.75 14,100 SH SHARED 14,100 WISCONSIN ENERGY CORP COM 976657106 1,317.15 30,710 SH SHARED 30,710 WISCONSIN ENERGY CORP COM 976657106 13,361.86 311,538 SH SHARED 01 311,538 WISDOMTREE INVTS INC COM 97717P104 5.20 500 SH P SHARED 500 WISDOMTREE INVTS INC COM 97717P104 800.80 77,000 SH C SHARED 77,000 WISDOMTREE INVTS INC COM 97717P104 1,100.14 105,783 SH SHARED 105,783 WISDOMTREE INVTS INC COM 97717P104 1,422.92 136,819 SH SHARED 01 136,819 WISDOMTREE TR ASIA LC DBT FD 97717X842 4.97 95 SH SHARED 17 95 WISDOMTREE TR ASIA LC DBT FD 97717X842 53.35 1,019 SH SHARED 1,019 WISDOMTREE TR ASIA LC DBT FD 97717X842 452.34 8,639 SH SHARED 01 8,639 WISDOMTREE TR DREYFUS CMM FD 97717X859 70.99 3,339 SH SOLE 3,339 WISDOMTREE TR EM LCL DEBT FD 97717X867 4.99 95 SH SHARED 17 95 WISDOMTREE TR EM LCL DEBT FD 97717X867 51,354.22 977,617 SH SHARED 01 977,617 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 40.51 808 SH SHARED 01 808 WISDOMTREE TR GLB RL RETURN 97717X883 26.02 542 SH SOLE 542 WISDOMTREE TR MID EAST DIVD 97717X305 3.66 226 SH SHARED 01 226 WISDOMTREE TR WSDM EMKTBD FD 97717X784 8,959.92 112,746 SH SHARED 01 112,746 WISDOMTREE TRUST ASIA PAC EXJP FD 97717W828 68.07 988 SH SHARED 988 WISDOMTREE TRUST ASIA PAC EXJP FD 97717W828 950.75 13,799 SH SHARED 01 13,799 WISDOMTREE TRUST AUST NEW ZEAL DB 97717W216 2,204.70 97,209 SH SHARED 01 97,209 WISDOMTREE TRUST AUSTRALIA DIV FD 97717W810 750.62 11,589 SH SHARED 01 11,589 WISDOMTREE TRUST BRAZILN RL ETF 97717W240 10.84 560 SH SHARED 560 WISDOMTREE TRUST BRAZILN RL ETF 97717W240 820.46 42,366 SH SHARED 01 42,366

WISDOMTREE TRUST CHINESE YUAN ETF 97717W182 79.32 3,090 SH SHARED 3,090 WISDOMTREE TRUST CHINESE YUAN ETF 97717W182 335.25 13,060 SH SHARED 01 13,060 WISDOMTREE TRUST COMM COUNTRY EQ 97717W752 4.71 148 SH SHARED 148 WISDOMTREE TRUST COMM COUNTRY EQ 97717W752 14.66 461 SH SHARED 01 461 WISDOMTREE TRUST DEFA EQT INC ETF 97717W802 594.07 14,260 SH SHARED 01 14,260 WISDOMTREE TRUST DEFA FD 97717W703 4,650.34 96,741 SH SHARED 01 96,741 WISDOMTREE TRUST DIV EX-FINL FD 97717W406 42,603.13 687,369 SH SHARED 01 687,369 WISDOMTREE TRUST DRYFS CURR ETF 97717W133 33.23 1,578 SH SHARED 1,578 WISDOMTREE TRUST DRYFS CURR ETF 97717W133 3,253.18 154,472 SH SHARED 01 154,472 WISDOMTREE TRUST EARNING 500 FD 97717W588 193.79 3,561 SH SHARED 01 3,561 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 159,921.83 2,904,501 SH SHARED 01 2,904,501 WISDOMTREE TRUST EMG MKTS SMCAP 97717W281 51.85 1,005 SH SHARED 17 1,005 WISDOMTREE TRUST EMG MKTS SMCAP 97717W281 29,632.68 574,388 SH SHARED 01 574,388 WISDOMTREE TRUST EQTY INC ETF 97717W208 8,062.99 157,511 SH SHARED 01 157,511 WISDOMTREE TRUST EURO DEBT FUND 97717W174 20.44 965 SH SOLE 965 WISDOMTREE TRUST EUROPE SMCP DV 97717W869 918.09 21,985 SH SHARED 01 21,985 WISDOMTREE TRUST FUTRE STRAT FD 97717W125 2,131.41 51,608 SH SHARED 01 51,608 WISDOMTREE TRUST GLB EQTY INC FD 97717W877 16.35 367 SH SHARED 367 WISDOMTREE TRUST GLB EQTY INC FD 97717W877 1,009.32 22,661 SH SHARED 01 22,661 WISDOMTREE TRUST GLB EX US GRWTH 97717W844 152.81 2,950 SH SHARED 01 2,950 WISDOMTREE TRUST GLB EX US RL EST 97717W331 25.88 861 SH SHARED 861 WISDOMTREE TRUST GLB EX US RL EST 97717W331 404.64 13,461 SH SHARED 01 13,461 WISDOMTREE TRUST GLB EX US UTIL 97717W653 98.72 5,523 SH SHARED 01 5,523 WISDOMTREE TRUST GLB NAT RES FD 97717W711 20.21 890 SH SHARED 01 890 WISDOMTREE TRUST GLB NAT RES FD 97717W711 27.07 1,192 SH SHARED 1,192 WISDOMTREE TRUST INDIA ERNGS FD 97717W422 23.35 1,300 SH C SHARED 1,300 WISDOMTREE TRUST INDIA ERNGS FD 97717W422 251.51 14,000 SH SHARED 14,000 WISDOMTREE TRUST INDIA ERNGS FD 97717W422 569.49 31,700 SH P SHARED 31,700 WISDOMTREE TRUST INDIA ERNGS FD 97717W422 2,583.08 143,784 SH SHARED 143,784 WISDOMTREE TRUST INDIA ERNGS FD 97717W422 3,413.80 190,025 SH SHARED 01 190,025 WISDOMTREE TRUST INTL DIV EX FINL 97717W786 3,357.98 79,762 SH SHARED 01 79,762 WISDOMTREE TRUST INTL LRGCAP DV 97717W794 98.23 2,134 SH SHARED 2,134 WISDOMTREE TRUST INTL LRGCAP DV 97717W794 7,064.59 153,478 SH SHARED 01 153,478 WISDOMTREE TRUST INTL MIDCAP DV 97717W778 807.56 15,542 SH SHARED 01 15,542 WISDOMTREE TRUST INTL SMCAP DIV 97717W760 5,390.45 97,283 SH SHARED 01 97,283 WISDOMTREE TRUST JAPN HEDGE EQT 97717W851 28,760.83 665,914 SH SHARED 01 665,914 WISDOMTREE TRUST JP SMALLCP DIV 97717W836 852.17 17,377 SH SHARED 01 17,377 WISDOMTREE TRUST LARGECAP DIVID 97717W307 43,702.92 741,985 SH SHARED 01 741,985 WISDOMTREE TRUST LRGECP VALUE FD 97717W547 18.11 371 SH SHARED 01 371 WISDOMTREE TRUST MDCP EARN FUND 97717W570 5,837.66 82,745 SH SHARED 01 82,745 WISDOMTREE TRUST MIDCAP DIVI FD 97717W505 19,990.13 306,550 SH SHARED 01 306,550 WISDOMTREE TRUST SMALLCAP DIVID 97717W604 23,656.45 414,589 SH SHARED 01 414,589 WISDOMTREE TRUST SMLCAP EARN FD 97717W562 5,219.85 82,371 SH SHARED 01 82,371 WISDOMTREE TRUST TOTAL DIVID FD 97717W109 1,846.02 31,146 SH SHARED 01 31,146 WISDOMTREE TRUST TTL EARNING FD 97717W596 38.80 693 SH SOLE 693 WMS INDS INC COM 929297109 1.71 68 SH SHARED 01 68 WMS INDS INC COM 929297109 5.04 200 SH C SHARED 200 WNS HOLDINGS LTD SPON ADR 92932M101 86.89 5,895 SH SOLE 5,895 WOLVERINE WORLD WIDE INC COM 978097103 24.05 542 SH SHARED 542 WOLVERINE WORLD WIDE INC COM 978097103 493.66 11,126 SH SHARED 01 11,126 WOODWARD INC COM 980745103 19.88 500 SH P SHARED 500 WOODWARD INC COM 980745103 42.70 1,074 SH SHARED 01 1,074 WOODWARD INC COM 980745103 139.56 3,510 SH SHARED 3,510 WOORI FIN HLDGS CO LTD ADR 981063100 22.59 665 SH SHARED 01 665

WORKDAY INC CL A 98138H101 6.16 100 SH C SHARED 100 WORKDAY INC CL A 98138H101 26.50 430 SH SHARED 430 WORKDAY INC CL A 98138H101 147.91 2,400 SH P SHARED 2,400 WORKDAY INC CL A 98138H101 405.09 6,573 SH SHARED 01 6,573 WORLD ACCEP CORP DEL COM 981419104 343.91 4,005 SH SHARED 01 4,005 WORLD ENERGY SOLUTIONS INC D COM NEW 98145W208 10.63 2,423 SH SOLE 2,423 WORLD FUEL SVCS CORP COM 981475106 51.64 1,300 SH C SHARED 1,300 WORLD FUEL SVCS CORP COM 981475106 104.23 2,624 SH SHARED 2,624 WORLD FUEL SVCS CORP COM 981475106 353.11 8,890 SH SHARED 20 8,890 WORLD FUEL SVCS CORP COM 981475106 1,170.47 29,468 SH SHARED 01 29,468 WORLD WRESTLING ENTMT INC CL A 98156Q108 0.88 100 SH P SHARED 100 WORLD WRESTLING ENTMT INC CL A 98156Q108 1.76 200 SH C SHARED 200 WORLD WRESTLING ENTMT INC CL A 98156Q108 14.11 1,600 SH SHARED 1,600 WORLD WRESTLING ENTMT INC CL A 98156Q108 1,346.67 152,684 SH SHARED 01 152,684 WORTHINGTON INDS INC COM 981811102 55.76 1,800 SH C SHARED 1,800 WORTHINGTON INDS INC COM 981811102 408.13 13,174 SH SHARED 01 13,174 W P CAREY INC COM 92936U109 687.48 10,200 SH P SHARED 10,200 W P CAREY INC COM 92936U109 1,595.16 23,667 SH SHARED 23,667 W P CAREY INC COM 92936U109 39,219.59 581,893 SH SHARED 01 581,893 W P CAREY INC COM 92936U109 51,810.78 768,706 SH SHARED 768,706 WPCS INTL INC COM NEW 92931L203 2.98 7,265 SH SOLE 7,265 WPP PLC NEW ADR 92937A102 28.20 352 SH SHARED 352 WPP PLC NEW ADR 92937A102 5,564.97 69,458 SH SHARED 01 69,458 WPX ENERGY INC COM 98212B103 44.86 2,800 SH C SHARED 2,800 WPX ENERGY INC COM 98212B103 102.53 6,400 SH P SHARED 6,400 WPX ENERGY INC COM 98212B103 1,760.37 109,886 SH SHARED 01 109,886 WPX ENERGY INC COM 98212B103 8,145.40 508,452 SH SHARED 508,452 WRIGHT MED GROUP INC COM 98235T107 6.24 262 SH SHARED 262 WRIGHT MED GROUP INC COM 98235T107 30.02 1,261 SH SHARED 01 1,261 WRIGHT MED GROUP INC RIGHT 03/01/2019 98235T115 47.96 19,184 SH SOLE 19,184 WSB HOLDINGS INC COM 92934C101 18.99 2,935 SH SOLE 2,935 WSFS FINL CORP COM 929328102 14.59 300 SH SHARED 01 300 WSP HOLDINGS LIMITED ADR NEW 92934F203 0.62 200 SH SHARED 01 200 WSP HOLDINGS LIMITED ADR NEW 92934F203 2.05 662 SH SHARED 662 W & T OFFSHORE INC COM 92922P106 1.90 134 SH SHARED 01 134 W & T OFFSHORE INC COM 92922P106 5.68 400 SH P SHARED 400 W & T OFFSHORE INC COM 92922P106 69.58 4,900 SH C SHARED 4,900 WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 929352102 665.38 38,730 SH SHARED 38,730 WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 929352102 926.84 53,949 SH SHARED 01 53,949 WVS FINL CORP COM 929358109 13.84 1,350 SH SOLE 1,350 WYNDHAM WORLDWIDE CORP COM 98310W108 34.69 538 SH SHARED 538 WYNDHAM WORLDWIDE CORP COM 98310W108 58.03 900 SH P SHARED 900 WYNDHAM WORLDWIDE CORP COM 98310W108 487.40 7,559 SH SHARED 7,559 WYNDHAM WORLDWIDE CORP COM 98310W108 1,331.58 20,651 SH SHARED 01 20,651 WYNDHAM WORLDWIDE CORP COM 98310W108 19,963.01 309,600 SH C SHARED 309,600 WYNN RESORTS LTD COM 983134107 713.41 5,700 SH SHARED 5,700 WYNN RESORTS LTD COM 983134107 10,866.89 86,824 SH SHARED 01 86,824 WYNN RESORTS LTD COM 983134107 11,627.36 92,900 SH P SHARED 92,900 WYNN RESORTS LTD COM 983134107 14,806.43 118,300 SH C SHARED 118,300 WYNN RESORTS LTD COM 983134107 16,349.28 130,627 SH SHARED 130,627 XCEL ENERGY INC COM 98389B100 5.94 200 SH C SHARED 200 XCEL ENERGY INC COM 98389B100 864.27 29,100 SH SHARED 29,100 XCEL ENERGY INC COM 98389B100 1,453.55 48,941 SH SHARED 48,941

XCEL ENERGY INC COM 98389B100 5,938.31 199,943 SH SHARED 01 199,943 XENITH BANKSHARES INC COM 98410X105 10.60 2,047 SH SOLE 2,047 XENOPORT INC COM 98411C100 8.58 1,200 SH P SOLE 1,200 XENOPORT INC COM 98411C100 46.48 6,500 SH C SOLE 6,500 XERIUM TECHNOLOGIES INC COM NEW 98416J118 4.34 798 SH SOLE 798 XEROX CORP COM 984121103 141.90 16,500 SH P SHARED 16,500 XEROX CORP COM 984121103 149.64 17,400 SH C SHARED 17,400 XEROX CORP COM 984121103 704.34 81,900 SH SHARED 81,900 XEROX CORP COM 984121103 7,256.59 843,790 SH SHARED 01 843,790 XILINX INC COM 983919101 3.82 100 SH P SHARED 100 XILINX INC COM 983919101 183.22 4,800 SH C SHARED 4,800 XILINX INC COM 983919101 671.79 17,600 SH SHARED 17,600 XILINX INC COM 983919101 1,395.50 36,560 SH SHARED 01 36,560 XILINX INC COM 983919101 3,561.80 93,314 SH SHARED 20 93,314 XILINX INC COM 983919101 3,831.77 100,387 SH SHARED 100,387 XILINX INC SDCV 3.125% 3/1 983919AD3 1,421.87 1,060,600 PRN SOLE 1,060,600 XINYUAN REAL ESTATE CO LTD SPONS ADR 98417P105 9.66 1,960 SH SHARED 01 1,960 XINYUAN REAL ESTATE CO LTD SPONS ADR 98417P105 39.93 8,100 SH C SHARED 8,100 XINYUAN REAL ESTATE CO LTD SPONS ADR 98417P105 89.73 18,200 SH P SHARED 18,200 XINYUAN REAL ESTATE CO LTD SPONS ADR 98417P105 110.94 22,504 SH SHARED 22,504 XL GROUP PLC SHS G98290102 30.30 1,000 SH P SHARED 1,000 XL GROUP PLC SHS G98290102 460.56 15,200 SH SHARED 15,200 XL GROUP PLC SHS G98290102 1,090.98 36,006 SH SHARED 36,006 XL GROUP PLC SHS G98290102 1,934.38 63,841 SH SHARED 01 63,841 XO GROUP INC COM 983772104 1.00 100 SH C SHARED 100 XO GROUP INC COM 983772104 3.00 300 SH SHARED 01 300 XOMA CORP DEL COM 98419J107 1.75 500 SH C SHARED 500 XOMA CORP DEL COM 98419J107 3.33 954 SH SHARED 01 954 XOMA CORP DEL COM 98419J107 20.54 5,884 SH SHARED 5,884 XOMA CORP DEL COM 98419J107 20.59 5,900 SH P SHARED 5,900 XPO LOGISTICS INC COM 983793100 1,574.96 93,525 SH SHARED 01 93,525 XYLEM INC COM 98419M100 2.76 100 SH P SHARED 100 XYLEM INC COM 98419M100 267.33 9,700 SH SHARED 9,700 XYLEM INC COM 98419M100 1,617.77 58,700 SH C SHARED 58,700 XYLEM INC COM 98419M100 5,074.49 184,125 SH SHARED 01 184,125 XYRATEX LTD COM G98268108 6.93 700 SH C SHARED 700 XYRATEX LTD COM G98268108 76.40 7,717 SH SHARED 7,717 XYRATEX LTD COM G98268108 983.97 99,391 SH SHARED 01 99,391 YADKIN VALLEY FINANCIAL CORP COM 984314104 0.67 167 SH SHARED 01 167 YADKIN VALLEY FINANCIAL CORP COM 984314104 1.66 414 SH SHARED 414 YAHOO INC COM 984332106 1,727.03 73,400 SH SHARED 73,400 YAHOO INC COM 984332106 6,201.33 263,561 SH SHARED 01 263,561 YAHOO INC COM 984332106 8,271.69 351,553 SH SHARED 351,553 YAHOO INC COM 984332106 10,550.40 448,400 SH P SHARED 448,400 YAHOO INC COM 984332106 37,173.47 1,579,900 SH C SHARED 1,579,900 YAMANA GOLD INC COM 98462Y100 737.86 48,069 SH SHARED 48,069 YAMANA GOLD INC COM 98462Y100 824.30 53,700 SH C SHARED 53,700 YAMANA GOLD INC COM 98462Y100 1,981.69 129,100 SH P SHARED 129,100 YAMANA GOLD INC COM 98462Y100 3,819.66 248,838 SH SHARED 248,838 YAMANA GOLD INC COM 98462Y100 8,870.70 577,896 SH SHARED 01 577,896 YANDEX N V SHS CLASS A N97284108 134.21 5,800 SH P SHARED 5,800 YANDEX N V SHS CLASS A N97284108 894.64 38,662 SH SHARED 01 38,662

YANDEX N V SHS CLASS A N97284108 3,501.08 151,300 SH C SHARED 151,300 YANZHOU COAL MNG CO LTD SPON ADR H SHS 984846105 30.54 2,231 SH SHARED 01 2,231 YANZHOU COAL MNG CO LTD SPON ADR H SHS 984846105 52.02 3,800 SH P SHARED 3,800 YANZHOU COAL MNG CO LTD SPON ADR H SHS 984846105 367.22 26,824 SH SHARED 26,824 YELP INC CL A 985817105 33.19 1,400 SH C SHARED 1,400 YELP INC CL A 985817105 383.27 16,165 SH SHARED 01 16,165 YELP INC CL A 985817105 535.85 22,600 SH P SHARED 22,600 YELP INC CL A 985817105 18,511.68 780,754 SH SHARED 780,754 YINGLI GREEN ENERGY HLDG CO ADR 98584B103 0.38 200 SH C SHARED 200 YINGLI GREEN ENERGY HLDG CO ADR 98584B103 13.03 6,858 SH SHARED 01 6,858 YINGLI GREEN ENERGY HLDG CO ADR 98584B103 40.28 21,200 SH P SHARED 21,200 YINGLI GREEN ENERGY HLDG CO ADR 98584B103 185.64 97,704 SH SHARED 97,704 YINGLI GREEN ENERGY HLDG CO ADR 98584B103 522.50 275,000 SH SHARED 275,000 YONGYE INTL INC COM 98607B106 10.38 2,100 SH C SOLE 2,100 YONGYE INTL INC COM 98607B106 559.99 113,244 SH SOLE 113,244 YONGYE INTL INC COM 98607B106 1,004.33 203,100 SH P SOLE 203,100 YORK WTR CO COM 987184108 3.40 181 SH SHARED 181 YORK WTR CO COM 987184108 1,126.29 59,909 SH SHARED 01 59,909 YOUKU TUDOU INC SPONSORED ADR 98742U100 68.76 4,100 SH SHARED 01 4,100 YOUKU TUDOU INC SPONSORED ADR 98742U100 266.64 15,900 SH C SHARED 15,900 YOUKU TUDOU INC SPONSORED ADR 98742U100 328.69 19,600 SH P SHARED 19,600 YOUKU TUDOU INC SPONSORED ADR 98742U100 607.39 36,219 SH SHARED 36,219 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 15.72 1,100 SH P SHARED 1,100 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 24.29 1,700 SH SHARED 1,700 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 30.01 2,100 SH C SHARED 2,100 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 31.44 2,200 SH SHARED 01 2,200 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 89.03 6,230 SH SHARED 20 6,230 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 495.66 34,686 SH SHARED 34,686 YRC WORLDWIDE INC COM PAR $.01 984249607 0.14 18 SH SHARED 01 18 YRC WORLDWIDE INC COM PAR $.01 984249607 239.38 31,706 SH SHARED 31,706 YUM BRANDS INC COM 988498101 1,131.62 15,730 SH SHARED 20 15,730 YUM BRANDS INC COM 988498101 5,381.11 74,800 SH C SHARED 74,800 YUM BRANDS INC COM 988498101 13,041.28 181,280 SH P SHARED 181,280 YUM BRANDS INC COM 988498101 14,341.10 199,348 SH SHARED 199,348 YUM BRANDS INC COM 988498101 25,770.99 358,229 SH SHARED 358,229 YUM BRANDS INC COM 988498101 86,906.83 1,208,046 SH SHARED 01 1,208,046 YY INC ADS REPCOM CLA 98426T106 26.96 1,595 SH SOLE 1,595 ZAGG INC COM 98884U108 42.22 5,800 SH P SHARED 5,800 ZAGG INC COM 98884U108 75.57 10,381 SH SHARED 10,381 ZAGG INC COM 98884U108 77.17 10,600 SH C SHARED 10,600 ZAGG INC COM 98884U108 1,839.12 252,626 SH SHARED 01 252,626 ZAIS FINL CORP COM 98886K108 5.10 247 SH SOLE 247 ZALE CORP NEW COM 988858106 7.84 1,994 SH SOLE 1,994 ZALE CORP NEW COM 988858106 19.65 5,000 SH C SOLE 5,000 ZALICUS INC COM 98887C105 19.08 28,610 SH SOLE 28,610 ZAZA ENERGY CORP COM 98919T100 2.18 1,200 SH C SHARED 1,200 ZAZA ENERGY CORP COM 98919T100 3.94 2,165 SH SHARED 2,165 ZAZA ENERGY CORP COM 98919T100 4.55 2,500 SH P SHARED 2,500 ZAZA ENERGY CORP COM 98919T100 4.55 2,500 SH SHARED 01 2,500

ZEBRA TECHNOLOGIES CORP CL A 989207105 115.47 2,450 SH SHARED 01 2,450 ZEBRA TECHNOLOGIES CORP CL A 989207105 706.24 14,985 SH SHARED 20 14,985 ZELTIQ AESTHETICS INC COM 98933Q108 0.76 200 SH C SOLE 200 ZELTIQ AESTHETICS INC COM 98933Q108 8.07 2,113 SH SOLE 2,113 ZHONE TECHNOLOGIES INC NEW COM NEW 98950P884 0.33 372 SH SHARED 01 372 ZHONE TECHNOLOGIES INC NEW COM NEW 98950P884 6.04 6,786 SH SHARED 6,786 ZHONGPIN INC COM 98952K107 783.71 60,800 SH P SHARED 60,800 ZHONGPIN INC COM 98952K107 1,129.28 87,609 SH SHARED 01 87,609 ZHONGPIN INC COM 98952K107 3,069.39 238,122 SH SHARED 238,122 ZILLOW INC CL A 98954A107 92.94 1,700 SH C SHARED 1,700 ZILLOW INC CL A 98954A107 923.92 16,900 SH P SHARED 16,900 ZILLOW INC CL A 98954A107 1,332.75 24,378 SH SHARED 24,378 ZILLOW INC CL A 98954A107 1,531.09 28,006 SH SHARED 01 28,006 ZIMMER HLDGS INC COM 98956P102 136.60 1,816 SH SHARED 1,816 ZIMMER HLDGS INC COM 98956P102 225.66 3,000 SH C SHARED 3,000 ZIMMER HLDGS INC COM 98956P102 323.45 4,300 SH P SHARED 4,300 ZIMMER HLDGS INC COM 98956P102 454.70 6,045 SH SHARED 20 6,045 ZIMMER HLDGS INC COM 98956P102 880.07 11,700 SH SHARED 11,700 ZIMMER HLDGS INC COM 98956P102 4,464.91 59,358 SH SHARED 01 59,358 ZION OIL & GAS INC COM 989696109 1.23 984 SH SHARED 01 984 ZION OIL & GAS INC COM 989696109 11.07 8,855 SH SHARED 8,855 ZIONS BANCORPORATION COM 989701107 74.97 3,000 SH C SHARED 3,000 ZIONS BANCORPORATION COM 989701107 122.45 4,900 SH P SHARED 4,900 ZIONS BANCORPORATION COM 989701107 1,297.88 51,936 SH SHARED 01 51,936 ZIONS BANCORPORATION COM 989701107 3,664.61 146,643 SH SHARED 146,643 ZIOPHARM ONCOLOGY INC COM 98973P101 13.13 7,175 SH SHARED 01 7,175 ZIOPHARM ONCOLOGY INC COM 98973P101 114.19 62,400 SH C SHARED 62,400 ZIOPHARM ONCOLOGY INC COM 98973P101 180.99 98,900 SH P SHARED 98,900 ZIPREALTY INC COM 98974V107 1.83 500 SH SHARED 01 500 ZIX CORP COM 98974P100 7.16 2,000 SH SHARED 01 2,000 ZIX CORP COM 98974P100 42.33 11,823 SH SHARED 11,823 ZIX CORP COM 98974P100 87.71 24,500 SH P SHARED 24,500 ZOETIS INC CL A 98978V103 90.18 2,700 SH C SHARED 2,700 ZOETIS INC CL A 98978V103 100.20 3,000 SH P SHARED 3,000 ZOETIS INC CL A 98978V103 270.54 8,100 SH SHARED 8,100 ZOETIS INC CL A 98978V103 357.11 10,692 SH SHARED 10,692 ZOETIS INC CL A 98978V103 1,000.80 29,964 SH SHARED 01 29,964 ZOLTEK COS INC COM 98975W104 13.15 1,100 SH C SHARED 1,100 ZOLTEK COS INC COM 98975W104 86.04 7,200 SH P SHARED 7,200 ZOLTEK COS INC COM 98975W104 111.24 9,309 SH SHARED 01 9,309 ZOLTEK COS INC COM 98975W104 178.64 14,949 SH SHARED 14,949 ZUMIEZ INC COM 989817101 8.02 350 SH SHARED 01 350 ZUMIEZ INC COM 989817101 36.64 1,600 SH C SHARED 1,600 ZUMIEZ INC COM 989817101 66.41 2,900 SH P SHARED 2,900 ZUOAN FASHION LTD SPONSORED ADR 98982X103 1.83 642 SH SOLE 642 ZWEIG FD COM NEW 989834205 15.22 1,171 SH SHARED 01 1,171 ZWEIG TOTAL RETURN FD INC COM NEW 989837208 86.43 6,633 SH SHARED 01 6,633 ZYGO CORP COM 989855101 20.13 1,359 SH SHARED 1,359 ZYGO CORP COM 989855101 29.62 2,000 SH SHARED 01 2,000 ZYNGA INC CL A 98986T108 11.76 3,500 SH SHARED 3,500 ZYNGA INC CL A 98986T108 578.33 172,121 SH SHARED 01 172,121 ZYNGA INC CL A 98986T108 1,530.14 455,400 SH C SHARED 455,400 ZYNGA INC CL A 98986T108 1,934.22 575,660 SH SHARED 575,660 ZYNGA INC CL A 98986T108 2,820.38 839,400 SH P SHARED 839,400