ThZeal - The Zeal

13F-HR 1 c24506e13fvhr.txt FORM 13F-HR United States Securities and Exchange Commission Washington, DC 20549 FORM 13F COVER PAGE Report for the Quarter Ended: September 30, 2011 Check here if amendment [ ]; Amendment Number: -------- This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: UBS AG Bahnhofstrasse 45 Zurich, Switzerland 13F File Number: 028-10396 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons signing this Report on behalf of Reporting Manager: Name: Anthony DeFilippis Title Executive Director Phone: (203-719-5241) Signature, Place, and Date of Signing: /s/ Anthony DeFilippis --------------------------------------- Stamford, Ct November 10, 2011 Name: Gordon Kiesling Title Executive Director Phone: (203-719-0268) Signature, Place, and Date of Signing: /s/ Gordon Kiesling --------------------------------------- Stamford, Ct November 10, 2011 Report Type (Check only one): [X] 13F Holdings Report [ ] 13F Notice [ ] 13F Combination Report Report Summary Number of Other Included Managers: 04 Form 13F Information Table Entry Total: 15,014 Form 13F Information Table Value Total: $67,828,517 (thousands) List of Other Included Managers:

A C MOORE ARTS & CRAFTS INC COM 00086T103 0.05 50 SH SHARED 01 50 A C MOORE ARTS & CRAFTS INC COM 00086T103 597.73 563,900 SH SHARED 563,900 A H BELO CORP COM CL A 001282102 1.68 400 SH SHARED 01 400 A H BELO CORP COM CL A 001282102 2,266.59 539,665 SH SHARED 539,665 A POWER ENERGY GENERAT SYS L COM G04136100 0.11 343 SH SHARED 01 343 A POWER ENERGY GENERAT SYS L COM G04136100 0.68 2,200 SH P SHARED 2,200 A POWER ENERGY GENERAT SYS L COM G04136100 2.11 6,800 SH C SHARED 6,800 A POWER ENERGY GENERAT SYS L COM G04136100 2.36 7,614 SH SHARED 7,614 A123 SYS INC COM 03739T108 4.80 1,396 SH SHARED 01 1,396 A123 SYS INC COM 03739T108 62.95 18,300 SH C SHARED 18,300 A123 SYS INC COM 03739T108 174.75 50,800 SH P SHARED 50,800 A123 SYS INC COM 03739T108 227.11 66,020 SH SHARED 66,020 AAON INC COM PAR $0.004 000360206 35.04 2,225 SH SHARED 01 2,225 AAR CORP COM 000361105 3.33 200 SH C SHARED 200 AAR CORP COM 000361105 101.30 6,077 SH SHARED 01 6,077 AAR CORP COM 000361105 667.08 40,017 SH SHARED 40,017 AARONS INC COM PAR $0.50 002535300 19.70 780 SH SHARED 21 780 AARONS INC COM PAR $0.50 002535300 66.61 2,638 SH SHARED 2,638 AARONS INC COM PAR $0.50 002535300 168.01 6,654 SH SHARED 20 6,654 AARONS INC COM PAR $0.50 002535300 181.80 7,200 SH C SHARED 7,200 AARONS INC COM PAR $0.50 002535300 2,999.83 118,805 SH SHARED 01 118,805 AASTROM BIOSCIENCES INC COM NEW 00253U305 0.45 200 SH C SHARED 200 AASTROM BIOSCIENCES INC COM NEW 00253U305 0.56 250 SH SHARED 01 250 AASTROM BIOSCIENCES INC COM NEW 00253U305 109.34 48,812 SH SHARED 48,812 ABAXIS INC COM 002567105 5.41 236 SH SHARED 21 236 ABAXIS INC COM 002567105 659.76 28,798 SH SHARED 01 28,798 ABB LTD SPONSORED ADR 000375204 77.77 4,553 SH SHARED 21 4,553 ABB LTD SPONSORED ADR 000375204 1,619.92 94,843 SH SHARED 94,843 ABB LTD SPONSORED ADR 000375204 15,829.09 926,762 SH SHARED 01 926,762 ABBOTT LABS COM 002824100 13.96 273 SH SHARED 21 273 ABBOTT LABS COM 002824100 4,749.63 92,875 SH SHARED 92,875 ABBOTT LABS COM 002824100 6,670.75 130,441 SH SHARED 20 130,441 ABBOTT LABS COM 002824100 9,900.70 193,600 SH P SHARED 193,600 ABBOTT LABS COM 002824100 16,845.52 329,400 SH C SHARED 329,400 ABBOTT LABS COM 002824100 31,919.18 624,153 SH SHARED 624,153 ABBOTT LABS COM 002824100 170,772.26 3,339,309 SH SHARED 01 3,339,309

ABERCROMBIE & FITCH CO CL A 002896207 18.47 300 SH SHARED 300 ABERCROMBIE & FITCH CO CL A 002896207 344.74 5,600 SH SHARED 5,600 ABERCROMBIE & FITCH CO CL A 002896207 5,371.85 87,262 SH SHARED 01 87,262 ABERCROMBIE & FITCH CO CL A 002896207 5,971.32 97,000 SH P SHARED 97,000 ABERCROMBIE & FITCH CO CL A 002896207 8,778.46 142,600 SH C SHARED 142,600 ABERDEEN ASIA PACIFIC INCOM COM 003009107 172.30 25,007 SH SHARED 25,007 ABERDEEN ASIA PACIFIC INCOM COM 003009107 22,186.50 3,220,102 SH SHARED 01 3,220,102 ABERDEEN AUSTRALIA EQTY FD I COM 003011103 2.92 305 SH SHARED 305 ABERDEEN AUSTRALIA EQTY FD I COM 003011103 101.77 10,634 SH SHARED 01 10,634 ABERDEEN CHILE FD INC COM 00301W105 11.80 834 SH SHARED 834 ABERDEEN CHILE FD INC COM 00301W105 46.92 3,316 SH SHARED 01 3,316 ABERDEEN EMERG MKTS TELE&INF COM 00301T102 4.94 294 SH SOLE 294 ABERDEEN GLOBAL INCOME FD IN COM 003013109 599.44 48,109 SH SHARED 01 48,109 ABERDEEN INDONESIA FD INC COM 00305P106 32.31 2,759 SH SHARED 2,759 ABERDEEN INDONESIA FD INC COM 00305P106 102.98 8,794 SH SHARED 01 8,794 ABERDEEN ISRAEL FUND INC COM 00301L109 10.74 767 SH SHARED 767 ABERDEEN ISRAEL FUND INC COM 00301L109 57.40 4,100 SH SHARED 01 4,100 ABERDEEN LATIN AMER EQTY FD COM 00306K106 8.28 284 SH SHARED 01 284 ABERDEEN LATIN AMER EQTY FD COM 00306K106 61.26 2,100 SH SHARED 2,100 ABIOMED INC COM 003654100 5.52 500 SH C SHARED 500 ABIOMED INC COM 003654100 562.87 51,031 SH SHARED 01 51,031 ABITIBIBOWATER INC COM NEW 003687209 3.66 244 SH SHARED 01 244 ABITIBIBOWATER INC COM NEW 003687209 22.50 1,500 SH P SHARED 1,500 ABITIBIBOWATER INC COM NEW 003687209 113.91 7,594 SH SHARED 7,594 ABM INDS INC COM 000957100 183.59 9,632 SH SHARED 01 9,632 ABOVENET INC COM 00374N107 336.18 6,272 SH SHARED 01 6,272

ABRAXAS PETE CORP COM 003830106 25.34 9,600 SH P SOLE 9,600 ABRAXAS PETE CORP COM 003830106 42.77 16,200 SH C SOLE 16,200 ACACIA RESH CORP ACACIA TCH COM 003881307 1.44 40 SH SHARED 21 40 ACACIA RESH CORP ACACIA TCH COM 003881307 241.13 6,700 SH P SHARED 6,700 ACACIA RESH CORP ACACIA TCH COM 003881307 316.71 8,800 SH C SHARED 8,800 ACACIA RESH CORP ACACIA TCH COM 003881307 1,925.72 53,507 SH SHARED 01 53,507 ACACIA RESH CORP ACACIA TCH COM 003881307 2,677.62 74,399 SH SHARED 74,399 ACADIA PHARMACEUTICALS INC COM 004225108 44.60 41,300 SH C SOLE 41,300 ACADIA RLTY TR COM SH BEN INT 004239109 109.97 5,881 SH SHARED 01 5,881 ACADIA RLTY TR COM SH BEN INT 004239109 370.75 19,826 SH SHARED 19,826 ACCELR8 TECHNOLOGY CORP COM NEW 004304200 3.26 1,253 SH SOLE 1,253 ACCELRYS INC COM 00430U103 72.68 11,994 SH SHARED 01 11,994 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 31.92 606 SH SHARED 606 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 101.99 1,936 SH SHARED 21 1,936 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 131.70 2,500 SH P SHARED 01 2,500 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 526.01 9,985 SH SHARED 20 9,985 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1,090.48 20,700 SH P SHARED 20,700 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 3,598.04 68,300 SH C SHARED 68,300 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 4,719.76 89,593 SH SHARED 89,593 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 22,115.01 419,799 SH SHARED 01 419,799 ACCESS NATL CORP COM 004337101 0.48 62 SH SOLE 62 ACCO BRANDS CORP COM 00081T108 5.35 1,121 SH SHARED 01 1,121 ACCRETIVE HEALTH INC COM 00438V103 2.12 100 SH P SHARED 100 ACCRETIVE HEALTH INC COM 00438V103 4.78 225 SH SHARED 01 225 ACCRETIVE HEALTH INC COM 00438V103 48.83 2,300 SH C SHARED 2,300 ACCRETIVE HEALTH INC COM 00438V103 163.85 7,718 SH SHARED 7,718 ACCURAY INC COM 004397105 1.60 400 SH P SHARED 400 ACCURAY INC COM 004397105 14.84 3,700 SH C SHARED 3,700 ACCURAY INC COM 004397105 37.45 9,340 SH SHARED 9,340 ACCURAY INC COM 004397105 59.15 14,751 SH SHARED 01 14,751 ACCURIDE CORP NEW COM NEW 00439T206 0.51 100 SH C SOLE 100 ACCURIDE CORP NEW COM NEW 00439T206 27.14 5,300 SH P SOLE 5,300 ACE LTD SHS H0023R105 20.48 338 SH SHARED 20 338 ACE LTD SHS H0023R105 47.75 788 SH SHARED 21 788 ACE LTD SHS H0023R105 212.10 3,500 SH P SHARED 3,500

ACE LTD SHS H0023R105 218.16 3,600 SH C SHARED 3,600 ACE LTD SHS H0023R105 1,181.58 19,498 SH SHARED 19,498 ACE LTD SHS H0023R105 1,708.50 28,193 SH SHARED 28,193 ACE LTD SHS H0023R105 17,210.58 284,003 SH SHARED 01 284,003 ACELRX PHARMACEUTICALS INC COM 00444T100 12.22 3,807 SH SOLE 3,807 ACETO CORP COM 004446100 6.94 1,311 SH SHARED 01 1,311 ACHILLION PHARMACEUTICALS IN COM 00448Q201 2.36 500 SH C SHARED 500 ACHILLION PHARMACEUTICALS IN COM 00448Q201 181.11 38,370 SH SHARED 01 38,370 ACME PACKET INC COM 004764106 6.01 141 SH SHARED 141 ACME PACKET INC COM 004764106 204.43 4,800 SH P SHARED 4,800 ACME PACKET INC COM 004764106 2,338.19 54,900 SH C SHARED 54,900 ACME PACKET INC COM 004764106 3,664.23 86,035 SH SHARED 01 86,035 ACME UTD CORP COM 004816104 0.81 85 SH SOLE 85 ACNB CORP COM 000868109 21.78 1,590 SH SOLE 1,590 ACORDA THERAPEUTICS INC COM 00484M106 10.70 536 SH SHARED 01 536 ACORDA THERAPEUTICS INC COM 00484M106 23.95 1,200 SH P SHARED 1,200 ACORDA THERAPEUTICS INC COM 00484M106 229.74 11,510 SH SHARED 20 11,510 ACORDA THERAPEUTICS INC COM 00484M106 317.48 15,906 SH SHARED 15,906 ACORDA THERAPEUTICS INC COM 00484M106 810.38 40,600 SH C SHARED 40,600 ACORN ENERGY INC COM 004848107 1.60 301 SH SHARED 301 ACORN ENERGY INC COM 004848107 34.45 6,500 SH SHARED 01 6,500 ACORN INTL INC SPON ADR 004854105 2.52 499 SH SHARED 01 499 ACORN INTL INC SPON ADR 004854105 2.63 520 SH SHARED 520 ACTIONS SEMICONDUCTOR CO LTD ADR 00507E107 2.03 966 SH SOLE 966 ACTIVE NETWORK INC COM 00506D100 17.98 1,219 SH SHARED 01 1,219 ACTIVE NETWORK INC COM 00506D100 43.16 2,926 SH SHARED 2,926 ACTIVE POWER INC COM 00504W100 541.87 420,058 SH SOLE 420,058 ACTIVISION BLIZZARD INC COM 00507V109 6.99 587 SH SHARED 20 587 ACTIVISION BLIZZARD INC COM 00507V109 7.08 595 SH SHARED 21 595 ACTIVISION BLIZZARD INC COM 00507V109 222.53 18,700 SH P SHARED 18,700 ACTIVISION BLIZZARD INC COM 00507V109 376.04 31,600 SH SHARED 31,600

ACTIVISION BLIZZARD INC COM 00507V109 890.10 74,798 SH SHARED 74,798 ACTIVISION BLIZZARD INC COM 00507V109 4,303.04 361,600 SH C SHARED 361,600 ACTIVISION BLIZZARD INC COM 00507V109 5,321.68 447,200 SH SHARED 01 447,200 ACTUANT CORP CL A NEW 00508X203 7.05 357 SH SHARED 21 357 ACTUANT CORP CL A NEW 00508X203 268.28 13,584 SH SHARED 01 13,584 ACTUANT CORP CL A NEW 00508X203 493.75 25,000 SH C SHARED 25,000 ACTUANT CORP CL A NEW 00508X203 1,975.00 100,000 SH P SHARED 100,000 ACTUATE CORP COM 00508B102 101.02 18,300 SH SHARED 01 18,300 ACTUATE CORP COM 00508B102 155.58 28,185 SH SHARED 28,185 ACUITY BRANDS INC COM 00508Y102 8.61 239 SH SHARED 21 239 ACUITY BRANDS INC COM 00508Y102 129.20 3,585 SH SHARED 20 3,585 ACUITY BRANDS INC COM 00508Y102 864.17 23,978 SH SHARED 01 23,978 ACUITY BRANDS INC COM 00508Y102 1,126.97 31,270 SH SHARED 31,270 ACURA PHARMACEUTICALS INC COM NEW 00509L703 1.36 400 SH C SOLE 400 ACXIOM CORP COM 005125109 7.45 700 SH SHARED 01 700 ADA ES INC COM 005208103 30.54 2,000 SH SHARED 01 2,000 ADA ES INC COM 005208103 48.36 3,167 SH SHARED 3,167 ADAMS EXPRESS CO COM 006212104 1,098.15 119,234 SH SHARED 01 119,234 ADAMS GOLF INC COM NEW 006228209 3.83 709 SH SHARED 709 ADAMS GOLF INC COM NEW 006228209 11.75 2,175 SH SHARED 01 2,175 ADAMS RES & ENERGY INC COM NEW 006351308 11.28 561 SH SOLE 561 ADCARE HEALTH SYSTEMS INC COM NEW 00650W300 14.53 3,435 SH SOLE 3,435 ADDUS HOMECARE CORP COM 006739106 4.01 990 SH SHARED 990 ADDUS HOMECARE CORP COM 006739106 7.29 1,800 SH SHARED 01 1,800 ADDVANTAGE TECHNOLOGIES GP I COM NEW 006743306 3.97 1,758 SH SOLE 1,758 ADECOAGRO S A COM L00849106 4.31 500 SH C SHARED 500 ADECOAGRO S A COM L00849106 736.15 85,400 SH SHARED 01 85,400 ADEONA PHARMACEUTICALS INC COM 00685T108 10.32 17,575 SH SOLE 17,575 ADEPT TECHNOLOGY INC COM NEW 006854202 5.50 1,709 SH SOLE 1,709 ADMINISTRADORA FONDOS PENSIO SPONSORED ADR 00709P108 5.71 100 SH SHARED 01 100 ADMINISTRADORA FONDOS PENSIO SPONSORED ADR 00709P108 54.29 951 SH SHARED 951 ADOBE SYS INC COM 00724F101 14.72 609 SH SHARED 21 609 ADOBE SYS INC COM 00724F101 667.09 27,600 SH SHARED 27,600 ADOBE SYS INC COM 00724F101 1,076.41 44,535 SH SHARED 20 44,535 ADOBE SYS INC COM 00724F101 1,240.91 51,341 SH SHARED 51,341

ADOBE SYS INC COM 00724F101 8,408.74 347,900 SH C SHARED 347,900 ADOBE SYS INC COM 00724F101 13,455.44 556,700 SH P SHARED 556,700 ADOBE SYS INC COM 00724F101 30,799.28 1,274,277 SH SHARED 01 1,274,277 ADOLOR CORP COM 00724X102 4.32 2,512 SH SHARED 01 2,512 ADOLOR CORP COM 00724X102 4.64 2,700 SH C SHARED 2,700 ADOLOR CORP COM 00724X102 13.19 7,666 SH SHARED 7,666 ADTRAN INC COM 00738A106 8.10 306 SH SHARED 01 306 ADTRAN INC COM 00738A106 21.17 800 SH C SHARED 800 ADTRAN INC COM 00738A106 26.46 1,000 SH P SHARED 1,000 ADVANCE AMER CASH ADVANCE CT COM 00739W107 9.57 1,300 SH C SHARED 1,300 ADVANCE AMER CASH ADVANCE CT COM 00739W107 14.72 2,000 SH P SHARED 2,000 ADVANCE AMER CASH ADVANCE CT COM 00739W107 749.30 101,807 SH SHARED 01 101,807 ADVANCE AUTO PARTS INC COM 00751Y106 29.40 506 SH SHARED 506 ADVANCE AUTO PARTS INC COM 00751Y106 58.10 1,000 SH P SHARED 1,000 ADVANCE AUTO PARTS INC COM 00751Y106 246.93 4,250 SH SHARED 4,250 ADVANCE AUTO PARTS INC COM 00751Y106 452.60 7,790 SH SHARED 20 7,790 ADVANCE AUTO PARTS INC COM 00751Y106 1,345.36 23,156 SH SHARED 01 23,156 ADVANCE AUTO PARTS INC COM 00751Y106 5,868.10 101,000 SH C SHARED 101,000 ADVANCED ANALOGIC TECHNOLOGI COM 00752J108 4,552.75 1,051,444 SH SOLE 1,051,444 ADVANCED BATTERY TECHNOLOG I COM 00752H102 30.60 30,300 SH P SOLE 30,300 ADVANCED BATTERY TECHNOLOG I COM 00752H102 61.23 60,625 SH SOLE 60,625 ADVANCED ENERGY INDS COM 007973100 15.92 1,847 SH SHARED 01 1,847 ADVANCED ENERGY INDS COM 007973100 41.38 4,800 SH C SHARED 4,800 ADVANCED ENERGY INDS COM 007973100 44.82 5,200 SH P SHARED 5,200 ADVANCED MICRO DEVICES INC COM 007903107 197.00 38,780 SH SHARED 38,780 ADVANCED MICRO DEVICES INC COM 007903107 721.51 142,030 SH SHARED 01 142,030 ADVANCED MICRO DEVICES INC COM 007903107 4,810.76 947,000 SH C SHARED 947,000 ADVANCED MICRO DEVICES INC COM 007903107 9,258.65 1,822,569 SH SHARED 1,822,569 ADVANCED MICRO DEVICES INC COM 007903107 11,553.95 2,274,400 SH P SHARED 2,274,400

ADVANCED MICRO DEVICES INC NOTE 5.750% 8/1 007903AN7 641.35 635,000 PRN SHARED 01 635,000 ADVANCED MICRO DEVICES INC NOTE 6.000% 5/0 007903AL1 262.95 269,000 PRN SHARED 01 269,000 ADVANCED PHOTONIX INC CL A 00754E107 0.30 300 SH SHARED 01 300 ADVANCED PHOTONIX INC CL A 00754E107 1.53 1,527 SH SHARED 1,527 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 00756M404 56.43 13,371 SH SHARED 01 13,371 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 00756M404 295.66 70,061 SH SHARED 70,061 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 00756M404 412.38 97,719 SH SHARED 20 97,719 ADVANTAGE OIL & GAS LTD COM 00765F101 1.50 400 SH C SHARED 400 ADVANTAGE OIL & GAS LTD COM 00765F101 11.97 3,200 SH P SHARED 3,200 ADVANTAGE OIL & GAS LTD COM 00765F101 1,529.17 408,870 SH SHARED 01 408,870 ADVANTAGE OIL & GAS LTD COM 00765F101 3,300.21 882,409 SH SHARED 882,409 ADVANTEST CORP SPON ADR NEW 00762U200 11.94 1,118 SH SOLE 1,118 ADVENT CLAY GBL CONV SEC INC COM BENE INTER 007639107 624.22 99,082 SH SHARED 01 99,082 ADVENT CLAYMORE CV SECS & IN COM 00764C109 25.96 1,794 SH SHARED 21 1,794 ADVENT CLAYMORE CV SECS & IN COM 00764C109 30.92 2,137 SH SHARED 2,137 ADVENT CLAYMORE CV SECS & IN COM 00764C109 642.48 44,401 SH SHARED 01 44,401 ADVENT CLAYMORE ENH GRW & IN COM 00765E104 33.08 3,627 SH SHARED 3,627 ADVENT CLAYMORE ENH GRW & IN COM 00765E104 97.37 10,677 SH SHARED 01 10,677 ADVENT SOFTWARE INC COM 007974108 2.29 110 SH SHARED 21 110 ADVENT SOFTWARE INC COM 007974108 69.06 3,312 SH SHARED 01 3,312 ADVENTRX PHARMACEUTICALS INC COM NEW 00764X202 0.74 800 SH SHARED 01 800 ADVENTRX PHARMACEUTICALS INC COM NEW 00764X202 1.84 2,000 SH C SHARED 2,000 ADVISORSHARES TR BNY GRWTH ADR 00768Y206 39.13 1,518 SH SOLE 1,518 ADVISORSHARES TR CAMBRIA GL TAC 00768Y800 45.75 1,912 SH SOLE 1,912 ADVISORSHARES TR DENT TACTL ETF 00768Y107 33.86 1,683 SH SOLE 1,683 ADVISORSHARES TR MRS HL GLB VAL 00768Y404 37.57 1,838 SH SOLE 1,838 ADVISORY BRD CO COM 00762W107 6.07 94 SH SHARED 21 94

ADVISORY BRD CO COM 00762W107 751.65 11,648 SH SHARED 01 11,648 ADVOCAT INC COM 007586100 6.07 1,006 SH SOLE 1,006 AECOM TECHNOLOGY CORP DELAWA COM 00766T100 2.92 165 SH SHARED 21 165 AECOM TECHNOLOGY CORP DELAWA COM 00766T100 8.66 490 SH SHARED 20 490 AECOM TECHNOLOGY CORP DELAWA COM 00766T100 15.90 900 SH C SHARED 900 AECOM TECHNOLOGY CORP DELAWA COM 00766T100 1,231.99 69,722 SH SHARED 69,722 AECOM TECHNOLOGY CORP DELAWA COM 00766T100 2,084.28 117,956 SH SHARED 01 117,956 AEGEAN MARINE PETROLEUM NETW SHS Y0017S102 18.04 4,000 SH C SHARED 4,000 AEGEAN MARINE PETROLEUM NETW SHS Y0017S102 27.06 6,000 SH SHARED 01 6,000 AEGEAN MARINE PETROLEUM NETW SHS Y0017S102 106.19 23,546 SH SHARED 23,546 AEGERION PHARMACEUTICALS INC COM 00767E102 18.80 1,484 SH SHARED 01 1,484 AEGERION PHARMACEUTICALS INC COM 00767E102 61.65 4,866 SH SHARED 4,866 AEGON N V NY REGISTRY SH 007924103 2,546.17 628,685 SH SHARED 01 628,685 AEHR TEST SYSTEMS COM 00760J108 1.84 2,019 SH SOLE 2,019 AEP INDS INC COM 001031103 41.94 1,889 SH SOLE 1,889 AERCAP HOLDINGS NV SHS N00985106 2.98 300 SH SHARED 20 300 AERCAP HOLDINGS NV SHS N00985106 4.96 500 SH P SHARED 500 AERCAP HOLDINGS NV SHS N00985106 8.93 900 SH C SHARED 900 AERCAP HOLDINGS NV SHS N00985106 104.49 10,533 SH SHARED 01 10,533 AERCAP HOLDINGS NV SHS N00985106 170.03 17,140 SH SHARED 17,140 AEROCENTURY CORP COM 007737109 4.28 607 SH SHARED 01 607 AEROCENTURY CORP COM 007737109 5.59 793 SH SHARED 793 AEROFLEX HLDG CORP COM 007767106 164.40 18,066 SH SOLE 18,066 AEROPOSTALE COM 007865108 131.33 12,149 SH SHARED 01 12,149 AEROPOSTALE COM 007865108 155.12 14,350 SH P SHARED 14,350 AEROPOSTALE COM 007865108 1,264.77 117,000 SH C SHARED 117,000 AEROVIRONMENT INC COM 008073108 18.55 659 SH SHARED 659 AEROVIRONMENT INC COM 008073108 73.19 2,600 SH C SHARED 2,600 AEROVIRONMENT INC COM 008073108 1,109.48 39,413 SH SHARED 01 39,413 AES CORP COM 00130H105 43.92 4,500 SH SHARED 17 4,500 AES CORP COM 00130H105 322.08 33,000 SH C SHARED 33,000 AES CORP COM 00130H105 377.71 38,700 SH SHARED 38,700 AES CORP COM 00130H105 1,513.97 155,120 SH SHARED 01 155,120 AES CORP COM 00130H105 2,099.03 215,065 SH SHARED 215,065 AES CORP COM 00130H105 3,538.98 362,600 SH P SHARED 362,600 AES TR III PFD CV 6.75% 00808N202 132.49 2,700 SH SHARED 01 2,700

AETERNA ZENTARIS INC COM 007975204 0.48 315 SH SHARED 315 AETERNA ZENTARIS INC COM 007975204 3.41 2,241 SH SHARED 01 2,241 AETNA INC NEW COM 00817Y108 24.42 672 SH SHARED 21 672 AETNA INC NEW COM 00817Y108 46.01 1,266 SH SHARED 1,266 AETNA INC NEW COM 00817Y108 775.50 21,340 SH SHARED 20 21,340 AETNA INC NEW COM 00817Y108 1,678.91 46,200 SH C SHARED 46,200 AETNA INC NEW COM 00817Y108 2,798.18 77,000 SH P SHARED 77,000 AETNA INC NEW COM 00817Y108 3,362.90 92,540 SH SHARED 92,540 AETNA INC NEW COM 00817Y108 15,359.57 422,663 SH SHARED 01 422,663 AETRIUM INC COM 00817R103 2.20 1,541 SH SHARED 1,541 AETRIUM INC COM 00817R103 15.46 10,810 SH SHARED 01 10,810 AFC ENTERPRISES INC COM 00104Q107 7.04 595 SH SHARED 20 595 AFC ENTERPRISES INC COM 00104Q107 32.89 2,780 SH SHARED 01 2,780 AFC ENTERPRISES INC COM 00104Q107 119.86 10,132 SH SHARED 10,132 AFFILIATED MANAGERS GROUP COM 008252108 19.90 255 SH SHARED 21 255 AFFILIATED MANAGERS GROUP COM 008252108 293.86 3,765 SH SHARED 20 3,765 AFFILIATED MANAGERS GROUP COM 008252108 5,477.55 70,180 SH SHARED 01 70,180 AFFIRMATIVE INS HLDGS INC COM 008272106 0.66 417 SH SOLE 417 AFFYMAX INC COM 00826A109 17.02 3,800 SH P SOLE 3,800 AFFYMAX INC COM 00826A109 36.74 8,200 SH C SOLE 8,200 AFFYMETRIX INC COM 00826T108 4.90 1,000 SH P SHARED 1,000 AFFYMETRIX INC COM 00826T108 99.96 20,400 SH C SHARED 20,400 AFFYMETRIX INC COM 00826T108 531.95 108,562 SH SHARED 01 108,562 AFLAC INC COM 001055102 37.43 1,071 SH SHARED 21 1,071 AFLAC INC COM 001055102 510.27 14,600 SH P SHARED 14,600 AFLAC INC COM 001055102 619.21 17,717 SH SHARED 20 17,717 AFLAC INC COM 001055102 898.22 25,700 SH SHARED 25,700 AFLAC INC COM 001055102 3,119.22 89,248 SH SHARED 89,248 AFLAC INC COM 001055102 5,626.95 161,000 SH C SHARED 161,000 AFLAC INC COM 001055102 49,603.10 1,419,259 SH SHARED 01 1,419,259 AGCO CORP COM 001084102 8.47 245 SH SHARED 20 245 AGCO CORP COM 001084102 20.67 598 SH SHARED 21 598 AGCO CORP COM 001084102 127.91 3,700 SH P SHARED 3,700 AGCO CORP COM 001084102 358.84 10,380 SH SHARED 10,380 AGCO CORP COM 001084102 373.36 10,800 SH C SHARED 10,800 AGCO CORP COM 001084102 3,050.84 88,251 SH SHARED 88,251 AGCO CORP COM 001084102 4,117.22 119,098 SH SHARED 01 119,098 AGENUS INC COM 00847G101 1.09 2,319 SH SHARED 01 2,319 AGENUS INC COM 00847G101 2.61 5,557 SH SHARED 5,557 AGFEED INDUSTRIES INC COM 00846L101 1.25 2,400 SH C SHARED 2,400

AGFEED INDUSTRIES INC COM 00846L101 1.72 3,300 SH P SHARED 3,300 AGFEED INDUSTRIES INC COM 00846L101 29.30 56,349 SH SHARED 56,349 AGFEED INDUSTRIES INC COM 00846L101 164.37 316,100 SH SHARED 01 316,100 AGIC CONV & INCOME FD COM 001190107 33.38 4,022 SH SHARED 4,022 AGIC CONV & INCOME FD COM 001190107 1,297.72 156,352 SH SHARED 01 156,352 AGIC CONV & INCOME FD II COM 001191105 34.36 4,422 SH SHARED 4,422 AGIC CONV & INCOME FD II COM 001191105 506.08 65,133 SH SHARED 01 65,133 AGIC EQUITY & CONV INCOME FD COM 00119P102 7.29 481 SH SHARED 481 AGIC EQUITY & CONV INCOME FD COM 00119P102 61.05 4,027 SH SHARED 01 4,027 AGIC GLOBAL EQUITY & CONV IN COM 00119R108 16.57 1,225 SH SHARED 1,225 AGIC GLOBAL EQUITY & CONV IN COM 00119R108 115.42 8,531 SH SHARED 01 8,531 AGIC INTL & PREM STRATEGY FD COM 00119Q100 67.05 6,632 SH SHARED 01 6,632 AGILENT TECHNOLOGIES INC COM 00846U101 6.19 198 SH SHARED 21 198 AGILENT TECHNOLOGIES INC COM 00846U101 356.22 11,399 SH SHARED 11,399 AGILENT TECHNOLOGIES INC COM 00846U101 718.75 23,000 SH P SHARED 23,000 AGILENT TECHNOLOGIES INC COM 00846U101 1,068.75 34,200 SH SHARED 34,200 AGILENT TECHNOLOGIES INC COM 00846U101 1,684.38 53,900 SH C SHARED 53,900 AGILENT TECHNOLOGIES INC COM 00846U101 4,285.06 137,122 SH SHARED 20 137,122 AGILENT TECHNOLOGIES INC COM 00846U101 4,843.03 154,977 SH SHARED 01 154,977 AGILYSYS INC COM 00847J105 118.89 16,675 SH SOLE 16,675 AGL RES INC COM 001204106 9.17 225 SH SHARED 20 225 AGL RES INC COM 001204106 24.44 600 SH P SHARED 600 AGL RES INC COM 001204106 57.04 1,400 SH C SHARED 1,400 AGL RES INC COM 001204106 154.28 3,787 SH SHARED 3,787 AGL RES INC COM 001204106 2,659.59 65,282 SH SHARED 01 65,282 AGNICO EAGLE MINES LTD COM 008474108 761.26 12,790 SH SHARED 12,790

AGNICO EAGLE MINES LTD COM 008474108 2,476.03 41,600 SH P SHARED 41,600 AGNICO EAGLE MINES LTD COM 008474108 6,196.03 104,100 SH C SHARED 104,100 AGNICO EAGLE MINES LTD COM 008474108 6,525.65 109,638 SH SHARED 109,638 AGNICO EAGLE MINES LTD COM 008474108 16,370.32 275,039 SH SHARED 01 275,039 AGREE REALTY CORP COM 008492100 111.06 5,099 SH SHARED 5,099 AGREE REALTY CORP COM 008492100 254.83 11,700 SH SHARED 01 11,700 AGRIA CORP SPONSORED ADR 00850H103 6.07 4,859 SH SOLE 4,859 AGRIUM INC COM 008916108 14.27 214 SH SHARED 21 214 AGRIUM INC COM 008916108 573.28 8,600 SH SHARED 8,600 AGRIUM INC COM 008916108 919.91 13,800 SH P SHARED 13,800 AGRIUM INC COM 008916108 1,999.80 30,000 SH C SHARED 30,000 AGRIUM INC COM 008916108 3,730.49 55,963 SH SHARED 55,963 AGRIUM INC COM 008916108 12,209.05 183,154 SH SHARED 01 183,154 AIR LEASE CORP CL A 00912X302 3.84 200 SH SHARED 01 200 AIR LEASE CORP CL A 00912X302 335.79 17,489 SH SHARED 17,489 AIR METHODS CORP COM PAR $.06 009128307 3.25 51 SH SHARED 21 51 AIR METHODS CORP COM PAR $.06 009128307 6.37 100 SH C SHARED 100 AIR METHODS CORP COM PAR $.06 009128307 14.64 230 SH SHARED 01 230 AIR PRODS & CHEMS INC COM 009158106 4.73 62 SH SHARED 21 62 AIR PRODS & CHEMS INC COM 009158106 84.01 1,100 SH C SHARED 1,100 AIR PRODS & CHEMS INC COM 009158106 1,063.30 13,923 SH SHARED 13,923 AIR PRODS & CHEMS INC COM 009158106 5,523.69 72,328 SH SHARED 72,328 AIR PRODS & CHEMS INC COM 009158106 58,994.60 772,484 SH SHARED 01 772,484 AIR TRANSPORT SERVICES GRP I COM 00922R105 2.66 615 SH SHARED 01 615 AIRCASTLE LTD COM G0129K104 214.27 22,507 SH SHARED 01 22,507 AIRGAS INC COM 009363102 9.25 145 SH SHARED 20 145 AIRGAS INC COM 009363102 153.17 2,400 SH C SHARED 2,400 AIRGAS INC COM 009363102 153.17 2,400 SH P SHARED 2,400 AIRGAS INC COM 009363102 325.48 5,100 SH SHARED 5,100 AIRGAS INC COM 009363102 4,383.16 68,680 SH SHARED 01 68,680 AIRMEDIA GROUP INC SPONSORED ADR 009411109 0.80 321 SH SOLE 321 AIXTRON SE SPONSORED ADR 009606104 10.38 715 SH SHARED 21 715 AIXTRON SE SPONSORED ADR 009606104 121.43 8,363 SH SHARED 01 8,363 AK STL HLDG CORP COM 001547108 53.29 8,148 SH SHARED 01 8,148 AK STL HLDG CORP COM 001547108 1,728.52 264,300 SH P SHARED 264,300 AK STL HLDG CORP COM 001547108 2,004.51 306,500 SH C SHARED 306,500

AKAMAI TECHNOLOGIES INC COM 00971T101 4.81 242 SH SHARED 21 242 AKAMAI TECHNOLOGIES INC COM 00971T101 131.21 6,600 SH SHARED 6,600 AKAMAI TECHNOLOGIES INC COM 00971T101 189.26 9,520 SH SHARED 20 9,520 AKAMAI TECHNOLOGIES INC COM 00971T101 980.48 49,320 SH SHARED 49,320 AKAMAI TECHNOLOGIES INC COM 00971T101 2,817.00 141,700 SH C SHARED 141,700 AKAMAI TECHNOLOGIES INC COM 00971T101 3,985.94 200,500 SH P SHARED 200,500 AKAMAI TECHNOLOGIES INC COM 00971T101 4,386.01 220,624 SH SHARED 01 220,624 AKORN INC COM 009728106 89.05 11,417 SH SHARED 01 11,417 ALAMO GROUP INC COM 011311107 61.10 2,939 SH SOLE 2,939 ALASKA AIR GROUP INC COM 011659109 472.84 8,400 SH C SHARED 8,400 ALASKA AIR GROUP INC COM 011659109 648.97 11,529 SH SHARED 01 11,529 ALASKA AIR GROUP INC COM 011659109 682.69 12,128 SH SHARED 12,128 ALASKA AIR GROUP INC COM 011659109 5,308.15 94,300 SH P SHARED 94,300 ALASKA COMMUNICATIONS SYS GR COM 01167P101 4.16 635 SH SHARED 20 635 ALASKA COMMUNICATIONS SYS GR COM 01167P101 5.90 900 SH P SHARED 900 ALASKA COMMUNICATIONS SYS GR COM 01167P101 6.55 1,000 SH C SHARED 1,000 ALASKA COMMUNICATIONS SYS GR COM 01167P101 1,798.77 274,622 SH SHARED 01 274,622 ALBANY INTL CORP CL A 012348108 0.99 54 SH SHARED 01 54 ALBANY INTL CORP FRNT 2.250% 3/1 012348AC2 33.02 34,000 PRN SHARED 01 34,000 ALBANY MOLECULAR RESH INC COM 012423109 3.86 1,370 SH SOLE 1,370 ALBEMARLE CORP COM 012653101 5.86 145 SH SHARED 20 145 ALBEMARLE CORP COM 012653101 36.36 900 SH C SHARED 900 ALBEMARLE CORP COM 012653101 215.09 5,324 SH SHARED 5,324 ALBEMARLE CORP COM 012653101 2,242.68 55,512 SH SHARED 01 55,512 ALCATEL-LUCENT SPONSORED ADR 013904305 70.87 25,042 SH SHARED 25,042 ALCATEL-LUCENT SPONSORED ADR 013904305 3,488.25 1,232,597 SH SHARED 01 1,232,597 ALCOA INC COM 013817101 19.14 2,000 SH SHARED 21 2,000 ALCOA INC COM 013817101 721.77 75,420 SH SHARED 75,420 ALCOA INC COM 013817101 8,901.14 930,109 SH SHARED 01 930,109 ALCOA INC COM 013817101 9,837.96 1,028,000 SH C SHARED 1,028,000 ALCOA INC COM 013817101 37,611.76 3,930,173 SH SHARED 3,930,173

ALCOA INC COM 013817101 39,154.70 4,091,400 SH P SHARED 4,091,400 ALCOA INC NOTE 5.250% 3/1 013817AT8 5,034.17 3,079,000 PRN SOLE 3,079,000 ALERE INC COM 01449J105 3.73 190 SH SHARED 20 190 ALERE INC COM 01449J105 337.98 17,200 SH C SHARED 17,200 ALERE INC COM 01449J105 560.69 28,534 SH SHARED 01 28,534 ALERE INC COM 01449J105 19,100.15 972,018 SH SHARED 972,018 ALERE INC COM 01449J105 20,960.66 1,066,700 SH P SHARED 1,066,700 ALERE INC PERP PFD CONV SE 01449J204 3.84 20 SH SHARED 01 20 ALERE INC PERP PFD CONV SE 01449J204 55.10 287 SH SHARED 287 ALEXANDER & BALDWIN INC COM 014482103 14.61 400 SH P SHARED 400 ALEXANDER & BALDWIN INC COM 014482103 43.84 1,200 SH C SHARED 1,200 ALEXANDER & BALDWIN INC COM 014482103 517.37 14,163 SH SHARED 01 14,163 ALEXANDER & BALDWIN INC COM 014482103 4,838.03 132,440 SH SHARED 132,440 ALEXANDERS INC COM 014752109 362.46 1,004 SH SHARED 1,004 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 12.83 209 SH SHARED 21 209 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 18.42 300 SH C SHARED 300 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 429.73 7,000 SH P SHARED 7,000 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 1,006.86 16,401 SH SHARED 16,401 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 1,678.10 27,335 SH SHARED 01 27,335 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 1,850.36 30,141 SH SHARED 30,141 ALEXCO RESOURCE CORP COM 01535P106 215.60 31,800 SH P SOLE 31,800 ALEXCO RESOURCE CORP COM 01535P106 676.64 99,800 SH C SOLE 99,800 ALEXION PHARMACEUTICALS INC COM 015351109 134.53 2,100 SH P SHARED 2,100 ALEXION PHARMACEUTICALS INC COM 015351109 722.28 11,275 SH SHARED 20 11,275 ALEXION PHARMACEUTICALS INC COM 015351109 760.01 11,864 SH SHARED 11,864 ALEXION PHARMACEUTICALS INC COM 015351109 794.34 12,400 SH C SHARED 12,400 ALEXION PHARMACEUTICALS INC COM 015351109 4,072.93 63,580 SH SHARED 63,580 ALEXION PHARMACEUTICALS INC COM 015351109 7,822.24 122,108 SH SHARED 01 122,108 ALEXZA PHARMACEUTICALS INC COM 015384100 1.08 1,000 SH C SHARED 1,000

ALEXZA PHARMACEUTICALS INC COM 015384100 1.08 1,000 SH P SHARED 1,000 ALEXZA PHARMACEUTICALS INC COM 015384100 1.08 1,000 SH SHARED 01 1,000 ALEXZA PHARMACEUTICALS INC COM 015384100 66.83 61,880 SH SHARED 61,880 ALICO INC COM 016230104 0.79 40 SH SHARED 01 40 ALIGN TECHNOLOGY INC COM 016255101 2.78 183 SH SHARED 21 183 ALIGN TECHNOLOGY INC COM 016255101 27.31 1,800 SH P SHARED 1,800 ALIGN TECHNOLOGY INC COM 016255101 81.39 5,365 SH SHARED 01 5,365 ALIMERA SCIENCES INC COM 016259103 96.46 12,057 SH SOLE 12,057 ALLEGHANY CORP DEL COM 017175100 212.62 737 SH SHARED 737 ALLEGHANY CORP DEL COM 017175100 318.50 1,104 SH SHARED 01 1,104 ALLEGHENY TECHNOLOGIES INC COM 01741R102 2.59 70 SH SHARED 20 70 ALLEGHENY TECHNOLOGIES INC COM 01741R102 7.58 205 SH SHARED 21 205 ALLEGHENY TECHNOLOGIES INC COM 01741R102 151.66 4,100 SH P SHARED 4,100 ALLEGHENY TECHNOLOGIES INC COM 01741R102 207.14 5,600 SH SHARED 5,600 ALLEGHENY TECHNOLOGIES INC COM 01741R102 260.59 7,045 SH SHARED 7,045 ALLEGHENY TECHNOLOGIES INC COM 01741R102 2,126.93 57,500 SH C SHARED 57,500 ALLEGHENY TECHNOLOGIES INC COM 01741R102 2,306.10 62,344 SH SHARED 01 62,344 ALLEGHENY TECHNOLOGIES INC NOTE 4.250% 6/0 01741RAD4 79.70 66,000 PRN SHARED 01 66,000 ALLEGIANT TRAVEL CO COM 01748X102 14.14 300 SH C SHARED 300 ALLEGIANT TRAVEL CO COM 01748X102 15.74 334 SH SHARED 01 334 ALLERGAN INC COM 018490102 69.36 842 SH SHARED 21 842 ALLERGAN INC COM 018490102 873.23 10,600 SH C SHARED 10,600 ALLERGAN INC COM 018490102 1,532.27 18,600 SH SHARED 18,600 ALLERGAN INC COM 018490102 1,573.46 19,100 SH P SHARED 19,100 ALLERGAN INC COM 018490102 5,939.35 72,097 SH SHARED 20 72,097 ALLERGAN INC COM 018490102 30,907.82 375,186 SH SHARED 01 375,186 ALLETE INC COM NEW 018522300 10.44 285 SH SHARED 20 285 ALLETE INC COM NEW 018522300 214.32 5,851 SH SHARED 01 5,851 ALLIANCE BANCORP INC PA NEW COM 01890A108 9.37 919 SH SOLE 919 ALLIANCE BANKSHARES CORP COM 018535104 9.23 1,981 SH SOLE 1,981 ALLIANCE CALIF MUN INCOME FD COM 018546101 2.71 200 SH SHARED 01 200

ALLIANCE CALIF MUN INCOME FD COM 018546101 6.41 472 SH SHARED 472 ALLIANCE DATA SYSTEMS CORP COM 018581108 3.52 38 SH SHARED 21 38 ALLIANCE DATA SYSTEMS CORP COM 018581108 92.70 1,000 SH P SHARED 1,000 ALLIANCE DATA SYSTEMS CORP COM 018581108 315.18 3,400 SH SHARED 3,400 ALLIANCE DATA SYSTEMS CORP COM 018581108 713.79 7,700 SH C SHARED 7,700 ALLIANCE DATA SYSTEMS CORP COM 018581108 2,127.09 22,946 SH SHARED 01 22,946 ALLIANCE DATA SYSTEMS CORP NOTE 1.750% 8/0 018581AD0 676.78 535,000 PRN SHARED 535,000 ALLIANCE DATA SYSTEMS CORP NOTE 1.750% 8/0 018581AD0 25.30 20,000 PRN SHARED 01 20,000 ALLIANCE FIBER OPTIC PRODS I COM NEW 018680306 9.19 1,288 SH SHARED 1,288 ALLIANCE FIBER OPTIC PRODS I COM NEW 018680306 23.84 3,340 SH SHARED 01 3,340 ALLIANCE HEALTHCARE SRVCS IN COM NEW 018606202 1.92 1,683 SH SOLE 1,683 ALLIANCE HOLDINGS GP LP COM UNITS LP 01861G100 204.55 4,650 SH SHARED 01 4,650 ALLIANCE HOLDINGS GP LP COM UNITS LP 01861G100 693.63 15,768 SH SHARED 15,768 ALLIANCE NEW YORK MUN INC FD COM 018714105 59.14 4,227 SH SHARED 01 4,227 ALLIANCE ONE INTL INC COM 018772103 1.42 580 SH SHARED 21 580 ALLIANCE ONE INTL INC COM 018772103 172.54 70,715 SH SHARED 01 70,715 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 13.11 200 SH C SHARED 200 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 93.75 1,430 SH SHARED 1,430 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 2,002.86 30,550 SH SHARED 01 30,550 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 5,663.09 435,622 SH SHARED 01 435,622 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 13.65 1,000 SH C SHARED 1,000 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 23.21 1,700 SH P SHARED 1,700 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 79.39 5,816 SH SHARED 5,816

ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 672.71 49,283 SH SHARED 01 49,283 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 7,704.12 966,640 SH SHARED 01 966,640 ALLIANCEBERNSTEIN NATL MUNI COM 01864U106 81.88 5,770 SH SHARED 5,770 ALLIANCEBERNSTEIN NATL MUNI COM 01864U106 203.36 14,331 SH SHARED 01 14,331 ALLIANT ENERGY CORP COM 018802108 6.58 170 SH SHARED 20 170 ALLIANT ENERGY CORP COM 018802108 324.91 8,400 SH SHARED 8,400 ALLIANT ENERGY CORP COM 018802108 1,050.16 27,150 SH SHARED 01 27,150 ALLIANT ENERGY CORP COM 018802108 2,199.69 56,869 SH SHARED 56,869 ALLIANT TECHSYSTEMS INC COM 018804104 2.62 48 SH SHARED 21 48 ALLIANT TECHSYSTEMS INC COM 018804104 1,719.68 31,548 SH SHARED 31,548 ALLIANT TECHSYSTEMS INC COM 018804104 2,458.29 45,098 SH SHARED 01 45,098 ALLIED HEALTHCARE INTL INC COM 01923A109 186.22 48,495 SH SOLE 48,495 ALLIED HEALTHCARE PRODS INC COM 019222108 9.32 2,618 SH SOLE 2,618 ALLIED MOTION TECHNOLOGIES I COM 019330109 4.28 862 SH SOLE 862 ALLIED NEVADA GOLD CORP COM 019344100 1,063.02 29,685 SH SHARED 01 29,685 ALLIED NEVADA GOLD CORP COM 019344100 3,226.48 90,100 SH C SHARED 90,100 ALLIED WRLD ASSUR COM HLDG A SHS H01531104 3.49 65 SH SHARED 20 65 ALLIED WRLD ASSUR COM HLDG A SHS H01531104 112.15 2,088 SH SHARED 01 2,088 ALLIED WRLD ASSUR COM HLDG A SHS H01531104 461.85 8,599 SH SHARED 8,599 ALLOS THERAPEUTICS INC COM 019777101 3.66 2,000 SH SHARED 01 2,000 ALLOS THERAPEUTICS INC COM 019777101 7.61 4,159 SH SHARED 4,159 ALLOS THERAPEUTICS INC COM 019777101 10.43 5,700 SH C SHARED 5,700 ALLOS THERAPEUTICS INC COM 019777101 12.26 6,700 SH P SHARED 6,700 ALLOT COMMUNICATIONS LTD SHS M0854Q105 12.68 1,300 SH C SOLE 1,300 ALLOT COMMUNICATIONS LTD SHS M0854Q105 89.48 9,177 SH SOLE 9,177

ALLOT COMMUNICATIONS LTD SHS M0854Q105 221.33 22,700 SH P SOLE 22,700 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 45.05 2,500 SH P SHARED 2,500 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 205.43 11,400 SH C SHARED 11,400 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 2,132.25 118,327 SH SHARED 01 118,327 ALLSTATE CORP COM 020002101 18.36 775 SH SHARED 21 775 ALLSTATE CORP COM 020002101 653.84 27,600 SH P SHARED 27,600 ALLSTATE CORP COM 020002101 777.48 32,819 SH SHARED 32,819 ALLSTATE CORP COM 020002101 3,631.68 153,300 SH C SHARED 153,300 ALLSTATE CORP COM 020002101 9,072.96 382,987 SH SHARED 01 382,987 ALMADEN MINERALS LTD COM 020283107 2.05 800 SH C SHARED 800 ALMADEN MINERALS LTD COM 020283107 21.26 8,304 SH SHARED 8,304 ALMADEN MINERALS LTD COM 020283107 74.24 29,000 SH SHARED 01 29,000 ALMOST FAMILY INC COM 020409108 8.32 500 SH P SHARED 500 ALMOST FAMILY INC COM 020409108 13.30 800 SH SHARED 01 800 ALMOST FAMILY INC COM 020409108 154.66 9,300 SH C SHARED 9,300 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 6.57 1,000 SH P SHARED 1,000 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 13.14 2,000 SH C SHARED 2,000 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 276.44 42,076 SH SHARED 01 42,076 ALON HLDGS BLUE SQUARE ISRAE SPONSORED ADR 02051Q106 5.79 1,000 SH SHARED 01 1,000 ALON USA ENERGY INC COM 020520102 3.38 552 SH SOLE 552 ALPHA NATURAL RESOURCES INC COM 02076X102 5.31 300 SH SHARED 20 300 ALPHA NATURAL RESOURCES INC COM 02076X102 438.89 24,810 SH SHARED 24,810 ALPHA NATURAL RESOURCES INC COM 02076X102 2,204.14 124,598 SH SHARED 124,598 ALPHA NATURAL RESOURCES INC COM 02076X102 5,461.45 308,731 SH SHARED 01 308,731 ALPHA NATURAL RESOURCES INC COM 02076X102 5,975.68 337,800 SH C SHARED 337,800 ALPHA NATURAL RESOURCES INC COM 02076X102 6,423.24 363,100 SH P SHARED 363,100 ALPHA NATURAL RESOURCES INC NOTE 2.375% 4/1 02076XAA0 3,394.63 3,578,000 PRN SOLE 3,578,000 ALPHA PRO TECH LTD COM 020772109 1.60 1,390 SH SOLE 1,390 ALPHATEC HOLDINGS INC COM 02081G102 0.42 200 SH C SHARED 200 ALPHATEC HOLDINGS INC COM 02081G102 0.42 200 SH P SHARED 200

ALPHATEC HOLDINGS INC COM 02081G102 15.83 7,500 SH SHARED 01 7,500 ALPINE GLOBAL DYNAMIC DIVD F COM 02082E106 25.20 4,711 SH SHARED 4,711 ALPINE GLOBAL DYNAMIC DIVD F COM 02082E106 86.06 16,086 SH SHARED 01 16,086 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 23.18 4,340 SH SHARED 4,340 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 1,913.74 358,379 SH SHARED 01 358,379 ALPINE TOTAL DYNAMIC DIVID F COM SBI 021060108 253.69 56,251 SH SHARED 01 56,251 ALPINE TOTAL DYNAMIC DIVID F COM SBI 021060108 10,108.29 2,241,307 SH SHARED 2,241,307 ALPS ETF TR ALERIAN MLP 00162Q866 1,072.16 70,352 SH SHARED 01 70,352 ALPS ETF TR C&S GLOBL ETF 00162Q106 50.26 1,651 SH SHARED 1,651 ALPS ETF TR C&S GLOBL ETF 00162Q106 445.14 14,621 SH SHARED 01 14,621 ALPS ETF TR EQUAL SEC ETF 00162Q205 46.88 1,449 SH SHARED 1,449 ALPS ETF TR EQUAL SEC ETF 00162Q205 2,052.34 63,432 SH SHARED 01 63,432 ALPS ETF TR JEFF CRB AGRIC 00162Q403 45.12 1,088 SH SHARED 1,088 ALPS ETF TR JEFF CRB AGRIC 00162Q403 169.65 4,091 SH SHARED 01 4,091 ALPS ETF TR JEFF CRB INDS 00162Q601 22.87 773 SH SOLE 773 ALPS ETF TR JEFF CRB WILDC 00162Q809 30.97 930 SH SHARED 930 ALPS ETF TR JEFF CRB WILDC 00162Q809 212.52 6,382 SH SHARED 01 6,382 ALPS ETF TR JEFF TRJ CRB GLO 00162Q304 33.16 846 SH SHARED 846 ALPS ETF TR JEFF TRJ CRB GLO 00162Q304 855.38 21,821 SH SHARED 01 21,821 ALTAIR NANOTECHNOLOGIES INC COM NEW 021373204 1.15 857 SH SOLE 857 ALTERA CORP COM 021441100 13.72 435 SH SHARED 21 435 ALTERA CORP COM 021441100 96.01 3,045 SH SHARED 20 3,045 ALTERA CORP COM 021441100 559.18 17,735 SH SHARED 17,735 ALTERA CORP COM 021441100 2,369.92 75,164 SH SHARED 75,164 ALTERA CORP COM 021441100 8,509.32 269,880 SH SHARED 01 269,880 ALTERA CORP COM 021441100 14,027.70 444,900 SH P SHARED 444,900 ALTERA CORP COM 021441100 18,183.35 576,700 SH C SHARED 576,700 ALTERRA CAPITAL HOLDINGS LIM COM G0229R108 3.91 206 SH SHARED 21 206 ALTERRA CAPITAL HOLDINGS LIM COM G0229R108 98.32 5,183 SH SHARED 01 5,183 ALTISOURCE PORTFOLIO SOLNS S REG SHS L0175J104 8.10 229 SH SHARED 01 229 ALTISOURCE PORTFOLIO SOLNS S REG SHS L0175J104 362.92 10,255 SH SHARED 10,255 ALTO PALERMO S A SPONSORED ADR 02151P107 20.57 1,372 SH SOLE 1,372 ALTRA HOLDINGS INC COM 02208R106 2.89 250 SH SHARED 20 250 ALTRA HOLDINGS INC COM 02208R106 18.28 1,580 SH SHARED 01 1,580

ALTRIA GROUP INC COM 02209S103 96.52 3,600 SH SHARED 21 3,600 ALTRIA GROUP INC COM 02209S103 1,474.82 55,010 SH SHARED 20 55,010 ALTRIA GROUP INC COM 02209S103 3,843.24 143,351 SH SHARED 143,351 ALTRIA GROUP INC COM 02209S103 4,951.81 184,700 SH P SHARED 184,700 ALTRIA GROUP INC COM 02209S103 8,399.57 313,300 SH C SHARED 313,300 ALTRIA GROUP INC COM 02209S103 17,778.57 663,132 SH SHARED 663,132 ALTRIA GROUP INC COM 02209S103 89,151.56 3,325,310 SH SHARED 01 3,325,310 ALUMINA LTD SPONSORED ADR 022205108 11.12 1,969 SH SHARED 21 1,969 ALUMINA LTD SPONSORED ADR 022205108 978.92 173,261 SH SHARED 01 173,261 ALUMINUM CORP CHINA LTD SPON ADR H SHS 022276109 2.11 202 SH SHARED 01 202 ALVARION LTD SHS M0861T100 1.47 1,400 SH SHARED 01 1,400 ALVARION LTD SHS M0861T100 54.17 51,593 SH SHARED 51,593 ALVARION LTD SHS M0861T100 99.25 94,525 SH SHARED 20 94,525 AMAG PHARMACEUTICALS INC COM 00163U106 10.33 700 SH SHARED 01 700 AMAG PHARMACEUTICALS INC COM 00163U106 57.56 3,900 SH C SHARED 3,900 AMARIN CORP PLC SPONS ADR NEW 023111206 391.16 42,517 SH SHARED 42,517 AMARIN CORP PLC SPONS ADR NEW 023111206 1,013.16 110,126 SH SHARED 01 110,126 AMAZON COM INC COM 023135106 118.71 549 SH SHARED 21 549 AMAZON COM INC COM 023135106 4,736.09 21,903 SH SHARED 21,903 AMAZON COM INC COM 023135106 8,836.24 40,865 SH SHARED 20 40,865 AMAZON COM INC COM 023135106 28,559.66 132,080 SH SHARED 132,080 AMAZON COM INC COM 023135106 68,930.45 318,783 SH SHARED 01 318,783 AMAZON COM INC COM 023135106 73,777.68 341,200 SH C SHARED 341,200 AMAZON COM INC COM 023135106 139,014.27 642,900 SH P SHARED 642,900 AMBASSADORS GROUP INC COM 023177108 0.40 69 SH SHARED 21 69 AMBASSADORS GROUP INC COM 023177108 19.40 3,386 SH SHARED 01 3,386 AMBIENT CORP COM NEW 02318N201 7.17 943 SH SOLE 943 AMBOW ED HLDG LTD ADR REPSTG CL A 02322P101 10.93 1,603 SH SHARED 1,603 AMBOW ED HLDG LTD ADR REPSTG CL A 02322P101 87.77 12,870 SH SHARED 01 12,870 AMC NETWORKS INC CL A 00164V103 284.32 8,899 SH SHARED 01 8,899 AMCOL INTL CORP COM 02341W103 2.40 100 SH C SOLE 100 AMCON DISTRG CO COM NEW 02341Q205 34.03 597 SH SOLE 597 AMDOCS LTD ORD G02602103 54.24 2,000 SH P SHARED 2,000 AMDOCS LTD ORD G02602103 333.36 12,292 SH SHARED 12,292 AMDOCS LTD ORD G02602103 653.59 24,100 SH SHARED 01 24,100 AMDOCS LTD NOTE 0.500% 3/1 02342TAD1 9.53 11,000 PRN SHARED 01 11,000 AMEDISYS INC COM 023436108 53.46 3,607 SH SHARED 3,607 AMEDISYS INC COM 023436108 84.47 5,700 SH C SHARED 5,700 AMEDISYS INC COM 023436108 111.15 7,500 SH P SHARED 7,500 AMEDISYS INC COM 023436108 1,085.98 73,278 SH SHARED 01 73,278 AMERCO COM 023586100 19.30 309 SH SHARED 01 309

AMEREN CORP COM 023608102 11.01 370 SH SHARED 20 370 AMEREN CORP COM 023608102 142.90 4,800 SH C SHARED 4,800 AMEREN CORP COM 023608102 285.79 9,600 SH P SHARED 9,600 AMEREN CORP COM 023608102 316.69 10,638 SH SHARED 10,638 AMEREN CORP COM 023608102 689.68 23,167 SH SHARED 23,167 AMEREN CORP COM 023608102 5,497.39 184,662 SH SHARED 01 184,662 AMERESCO INC CL A 02361E108 4.06 400 SH C SHARED 400 AMERESCO INC CL A 02361E108 41.95 4,129 SH SHARED 01 4,129 AMERIANA BANCORP COM 023613102 3.37 899 SH SOLE 899 AMERICA FIRST TAX EX IVS L P BEN UNIT CTF 02364V107 3.51 679 SH SHARED 01 679 AMERICA FIRST TAX EX IVS L P BEN UNIT CTF 02364V107 12.53 2,423 SH SHARED 2,423 AMERICA MOVIL SAB DE CV SPON ADR A SHS 02364W204 45.52 2,054 SH SHARED 2,054 AMERICA MOVIL SAB DE CV SPON ADR A SHS 02364W204 600.40 27,094 SH SHARED 01 27,094 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 234.93 10,640 SH SHARED 10,640 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 284.83 12,900 SH SHARED 17 12,900 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 8,003.40 362,473 SH SHARED 362,473 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 11,750.80 532,192 SH SHARED 01 532,192 AMERICAN APPAREL INC COM 023850100 0.87 1,100 SH C SOLE 1,100 AMERICAN APPAREL INC COM 023850100 9.36 11,854 SH SOLE 11,854 AMERICAN ASSETS TR INC COM 024013104 0.86 48 SH SHARED 21 48 AMERICAN ASSETS TR INC COM 024013104 305.15 17,000 SH SHARED 17,000 AMERICAN ASSETS TR INC COM 024013104 394.06 21,953 SH SHARED 01 21,953 AMERICAN AXLE & MFG HLDGS IN COM 024061103 70.20 9,200 SH C SHARED 9,200 AMERICAN AXLE & MFG HLDGS IN COM 024061103 85.46 11,200 SH P SHARED 11,200 AMERICAN AXLE & MFG HLDGS IN COM 024061103 403.46 52,878 SH SHARED 01 52,878 AMERICAN BILTRITE INC COM 024591109 4.90 835 SH SOLE 835 AMERICAN CAMPUS CMNTYS INC COM 024835100 3.83 103 SH SHARED 21 103 AMERICAN CAMPUS CMNTYS INC COM 024835100 37.21 1,000 SH C SHARED 1,000

AMERICAN CAMPUS CMNTYS INC COM 024835100 1,261.31 33,897 SH SHARED 33,897 AMERICAN CAMPUS CMNTYS INC COM 024835100 1,329.70 35,735 SH SHARED 01 35,735 AMERICAN CAP LTD COM 02503Y103 64.79 9,500 SH P SHARED 9,500 AMERICAN CAP LTD COM 02503Y103 222.33 32,600 SH C SHARED 32,600 AMERICAN CAP LTD COM 02503Y103 628.43 92,145 SH SHARED 01 92,145 AMERICAN CAP LTD COM 02503Y103 12,135.10 1,779,340 SH SHARED 1,779,340 AMERICAN CAPITAL AGENCY CORP COM 02503X105 6.18 228 SH SHARED 20 228 AMERICAN CAPITAL AGENCY CORP COM 02503X105 6.78 250 SH SHARED 21 250 AMERICAN CAPITAL AGENCY CORP COM 02503X105 2,560.95 94,500 SH C SHARED 94,500 AMERICAN CAPITAL AGENCY CORP COM 02503X105 2,804.85 103,500 SH P SHARED 103,500 AMERICAN CAPITAL AGENCY CORP COM 02503X105 7,544.23 278,385 SH SHARED 01 278,385 AMERICAN CARESOURCE HLDGS IN COM 02505A103 1.22 2,026 SH SOLE 2,026 AMERICAN DEFENSE SYS INC COM 025351107 0.06 1,072 SH SOLE 1,072 AMERICAN DG ENERGY INC COM 025398108 2.06 1,523 SH SOLE 1,523 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 4.34 370 SH SHARED 20 370 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 123.06 10,500 SH P SHARED 10,500 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 131.26 11,200 SH C SHARED 11,200 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 175.34 14,961 SH SHARED 01 14,961 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 518.20 44,215 SH SHARED 44,215 AMERICAN ELEC PWR INC COM 025537101 35.74 940 SH SHARED 21 940 AMERICAN ELEC PWR INC COM 025537101 952.86 25,062 SH SHARED 25,062 AMERICAN ELEC PWR INC COM 025537101 1,018.25 26,782 SH SHARED 20 26,782 AMERICAN ELEC PWR INC COM 025537101 1,326.90 34,900 SH P SHARED 34,900 AMERICAN ELEC PWR INC COM 025537101 1,549.70 40,760 SH SHARED 40,760 AMERICAN ELEC PWR INC COM 025537101 2,961.76 77,900 SH C SHARED 77,900

AMERICAN ELEC PWR INC COM 025537101 53,711.01 1,412,704 SH SHARED 01 1,412,704 AMERICAN EQTY INVT LIFE HLD COM 025676206 5.03 575 SH SHARED 20 575 AMERICAN EQTY INVT LIFE HLD COM 025676206 438.15 50,074 SH SHARED 50,074 AMERICAN EQTY INVT LIFE HLD COM 025676206 675.02 77,145 SH SHARED 01 77,145 AMERICAN EQTY INVT LIFE HLD NOTE 5.250%12/0 025676AE7 9.98 10,000 PRN SHARED 01 10,000 AMERICAN EXPRESS CO COM 025816109 28.78 641 SH SHARED 641 AMERICAN EXPRESS CO COM 025816109 82.17 1,830 SH SHARED 21 1,830 AMERICAN EXPRESS CO COM 025816109 517.56 11,527 SH SHARED 20 11,527 AMERICAN EXPRESS CO COM 025816109 2,756.50 61,392 SH SHARED 61,392 AMERICAN EXPRESS CO COM 025816109 11,947.89 266,100 SH C SHARED 266,100 AMERICAN EXPRESS CO COM 025816109 14,287.18 318,200 SH P SHARED 318,200 AMERICAN EXPRESS CO COM 025816109 34,811.73 775,317 SH SHARED 01 775,317 AMERICAN FINL GROUP INC OHIO COM 025932104 1,190.29 38,310 SH SHARED 01 38,310 AMERICAN GREETINGS CORP CL A 026375105 13.23 715 SH SHARED 01 715 AMERICAN GREETINGS CORP CL A 026375105 25.90 1,400 SH C SHARED 1,400 AMERICAN GREETINGS CORP CL A 026375105 37.00 2,000 SH P SHARED 2,000 AMERICAN INCOME FD INC COM 02672T109 7.38 1,001 SH SHARED 01 1,001 AMERICAN INDEPENDENCE CORP COM NEW 026760405 1.05 221 SH SOLE 221 AMERICAN INTL GROUP INC COM NEW 026874784 8.78 400 SH SHARED 400 AMERICAN INTL GROUP INC COM NEW 026874784 18.33 835 SH SHARED 20 835 AMERICAN INTL GROUP INC COM NEW 026874784 681.61 31,053 SH SHARED 31,053 AMERICAN INTL GROUP INC COM NEW 026874784 2,748.14 125,200 SH C SHARED 125,200 AMERICAN INTL GROUP INC COM NEW 026874784 3,128.20 142,515 SH SHARED 01 142,515 AMERICAN INTL GROUP INC COM NEW 026874784 9,671.17 440,600 SH P SHARED 440,600 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 0.03 5 SH SHARED 5 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 1.31 214 SH SHARED 214 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 22.15 3,619 SH SHARED 01 3,619

AMERICAN LEARNING CORP NEW Y COM 027135102 2.45 1,191 SH SOLE 1,191 AMERICAN LORAIN CORP COM 027297100 5.16 3,166 SH SHARED 3,166 AMERICAN LORAIN CORP COM 027297100 16.30 10,000 SH SHARED 01 10,000 AMERICAN MED ALERT CORP COM 027904101 11.98 1,428 SH SOLE 1,428 AMERICAN MIDSTREAM PARTNERS COM UNITS 02752P100 7.47 390 SH SOLE 390 AMERICAN MUN INCOME PORTFOLI COM 027649102 67.77 4,837 SH SHARED 01 4,837 AMERICAN NATL BANKSHARES INC COM 027745108 7.07 393 SH SHARED 01 393 AMERICAN NATL BANKSHARES INC COM 027745108 16.83 935 SH SHARED 935 AMERICAN NATL INS CO COM 028591105 8.93 129 SH SOLE 129 AMERICAN ORIENTAL BIOENGR IN COM 028731107 1.89 3,000 SH SHARED 01 3,000 AMERICAN ORIENTAL BIOENGR IN COM 028731107 4.41 7,000 SH C SHARED 7,000 AMERICAN ORIENTAL BIOENGR IN COM 028731107 14.66 23,272 SH SHARED 23,272 AMERICAN PUBLIC EDUCATION IN COM 02913V103 24.72 727 SH SHARED 01 727 AMERICAN PUBLIC EDUCATION IN COM 02913V103 234.60 6,900 SH C SHARED 6,900 AMERICAN RAILCAR INDS INC COM 02916P103 18.95 1,232 SH SHARED 01 1,232 AMERICAN REPROGRAPHICS CO COM 029263100 0.46 137 SH SHARED 01 137 AMERICAN REPROGRAPHICS CO COM 029263100 49.01 14,587 SH SHARED 14,587 AMERICAN RIVER BANKSHARES COM 029326105 14.16 2,850 SH SOLE 2,850 AMERICAN RLTY INVS INC COM 029174109 1.72 1,059 SH SHARED 01 1,059 AMERICAN RLTY INVS INC COM 029174109 4.27 2,638 SH SHARED 2,638 AMERICAN SCIENCE & ENGR INC COM 029429107 12.21 200 SH P SHARED 200 AMERICAN SCIENCE & ENGR INC COM 029429107 14.10 231 SH SHARED 231 AMERICAN SCIENCE & ENGR INC COM 029429107 20.94 343 SH SHARED 21 343 AMERICAN SCIENCE & ENGR INC COM 029429107 1,055.92 17,296 SH SHARED 01 17,296

AMERICAN SELECT PORTFOLIO IN COM 029570108 269.29 27,535 SH SHARED 01 27,535 AMERICAN SHARED HOSPITAL SVC COM 029595105 8.64 3,142 SH SOLE 3,142 AMERICAN SOFTWARE INC CL A 029683109 43.42 5,989 SH SOLE 5,989 AMERICAN STRATEGIC INCM PTFL COM 030098107 7.86 750 SH SHARED 01 750 AMERICAN STRATEGIC INCOME II COM 03009T101 22.44 3,261 SH SHARED 3,261 AMERICAN STRATEGIC INCOME II COM 03009T101 449.68 65,360 SH SHARED 01 65,360 AMERICAN STS WTR CO COM 029899101 8.08 238 SH SHARED 21 238 AMERICAN STS WTR CO COM 029899101 890.80 26,254 SH SHARED 01 26,254 AMERICAN STS WTR CO COM 029899101 1,715.47 50,559 SH SHARED 50,559 AMERICAN SUPERCONDUCTOR CORP COM 030111108 84.89 21,600 SH P SHARED 21,600 AMERICAN SUPERCONDUCTOR CORP COM 030111108 413.04 105,100 SH C SHARED 105,100 AMERICAN SUPERCONDUCTOR CORP COM 030111108 782.71 199,163 SH SHARED 01 199,163 AMERICAN TOWER CORP CL A 029912201 28.19 524 SH SHARED 21 524 AMERICAN TOWER CORP CL A 029912201 221.28 4,113 SH SHARED 20 4,113 AMERICAN TOWER CORP CL A 029912201 1,167.46 21,700 SH SHARED 21,700 AMERICAN TOWER CORP CL A 029912201 1,735.32 32,255 SH SHARED 32,255 AMERICAN TOWER CORP CL A 029912201 2,765.32 51,400 SH P SHARED 51,400 AMERICAN TOWER CORP CL A 029912201 10,598.60 197,000 SH C SHARED 197,000 AMERICAN TOWER CORP CL A 029912201 43,615.39 810,695 SH SHARED 01 810,695 AMERICAN VANGUARD CORP COM 030371108 6.70 600 SH SHARED 01 600 AMERICAN WTR WKS CO INC NEW COM 030420103 18.11 600 SH C SHARED 600 AMERICAN WTR WKS CO INC NEW COM 030420103 767.24 25,422 SH SHARED 25,422 AMERICAN WTR WKS CO INC NEW COM 030420103 6,556.79 217,256 SH SHARED 01 217,256 AMERICAN WTR WKS CO INC NEW COM 030420103 9,207.47 305,085 SH SHARED 305,085 AMERIGAS PARTNERS L P UNIT L P INT 030975106 22.00 500 SH P SHARED 500 AMERIGAS PARTNERS L P UNIT L P INT 030975106 79.18 1,800 SH C SHARED 1,800 AMERIGAS PARTNERS L P UNIT L P INT 030975106 97.70 2,221 SH SHARED 2,221 AMERIGAS PARTNERS L P UNIT L P INT 030975106 6,322.77 143,732 SH SHARED 01 143,732 AMERIGON INC COM 03070L300 12.26 963 SH SHARED 21 963

AMERIGON INC COM 03070L300 566.52 44,503 SH SHARED 01 44,503 AMERIGROUP CORP COM 03073T102 7.80 200 SH C SHARED 200 AMERIGROUP CORP COM 03073T102 8.19 210 SH SHARED 20 210 AMERIGROUP CORP COM 03073T102 35.11 900 SH P SHARED 900 AMERIGROUP CORP COM 03073T102 287.85 7,379 SH SHARED 01 7,379 AMERIGROUP CORP COM 03073T102 867.54 22,239 SH SHARED 22,239 AMERIPRISE FINL INC COM 03076C106 3.94 100 SH P SHARED 100 AMERIPRISE FINL INC COM 03076C106 16.45 418 SH SHARED 20 418 AMERIPRISE FINL INC COM 03076C106 18.46 469 SH SHARED 21 469 AMERIPRISE FINL INC COM 03076C106 196.80 5,000 SH C SHARED 5,000 AMERIPRISE FINL INC COM 03076C106 549.47 13,960 SH SHARED 13,960 AMERIPRISE FINL INC COM 03076C106 19,064.92 484,373 SH SHARED 01 484,373 AMERIS BANCORP COM 03076K108 19.99 2,295 SH SHARED 01 2,295 AMERISERV FINL INC COM 03074A102 1.90 1,000 SH SHARED 01 1,000 AMERISOURCEBERGEN CORP COM 03073E105 283.25 7,600 SH P SHARED 7,600 AMERISOURCEBERGEN CORP COM 03073E105 577.69 15,500 SH SHARED 15,500 AMERISOURCEBERGEN CORP COM 03073E105 4,524.58 121,400 SH C SHARED 121,400 AMERISOURCEBERGEN CORP COM 03073E105 15,098.82 405,120 SH SHARED 01 405,120 AMERISTAR CASINOS INC COM 03070Q101 3.96 247 SH SHARED 21 247 AMERISTAR CASINOS INC COM 03070Q101 28.20 1,757 SH SHARED 01 1,757 AMERITRANS CAP CORP COM 03073H108 0.24 552 SH SOLE 552 AMERN STRATEGIC INCOME PTFL COM 030099105 479.83 58,803 SH SHARED 01 58,803 AMERON INTL INC COM 030710107 8.32 98 SH SHARED 01 98 AMERON INTL INC COM 030710107 110.42 1,300 SH C SHARED 1,300 AMERON INTL INC COM 030710107 2,165.97 25,500 SH P SHARED 25,500 AMETEK INC NEW COM 031100100 14.47 439 SH SHARED 21 439 AMETEK INC NEW COM 031100100 190.50 5,778 SH SHARED 20 5,778 AMETEK INC NEW COM 031100100 323.11 9,800 SH SHARED 9,800 AMETEK INC NEW COM 031100100 942.41 28,584 SH SHARED 28,584 AMETEK INC NEW COM 031100100 1,952.32 59,215 SH SHARED 01 59,215 AMGEN INC NOTE 0.375% 2/0 031162AQ3 98,327.62 100,079,000 PRN SHARED 100,079,000 AMGEN INC COM 031162100 90.41 1,645 SH SHARED 21 1,645 AMGEN INC COM 031162100 597.91 10,879 SH SHARED 20 10,879 AMGEN INC COM 031162100 12,052.73 219,300 SH P SHARED 219,300 AMGEN INC COM 031162100 16,472.56 299,719 SH SHARED 299,719 AMGEN INC COM 031162100 27,232.68 495,500 SH C SHARED 495,500 AMGEN INC COM 031162100 38,920.58 708,162 SH SHARED 01 708,162 AMGEN INC COM 031162100 54,708.72 995,428 SH SHARED 995,428 AMGEN INC NOTE 0.375% 2/0 031162AQ3 86.46 88,000 PRN SHARED 01 88,000

AMKOR TECHNOLOGY INC COM 031652100 6.98 1,600 SH P SHARED 1,600 AMKOR TECHNOLOGY INC COM 031652100 17.43 3,997 SH SHARED 01 3,997 AMKOR TECHNOLOGY INC COM 031652100 17.88 4,100 SH C SHARED 4,100 AMN HEALTHCARE SERVICES INC COM 001744101 83.27 20,765 SH SHARED 01 20,765 AMPAL AMERN ISRAEL CORP CL A 032015109 0.28 828 SH SOLE 828 AMPCO-PITTSBURGH CORP COM 032037103 38.65 1,890 SH SHARED 01 1,890 AMPHENOL CORP NEW CL A 032095101 18.26 448 SH SHARED 21 448 AMPHENOL CORP NEW CL A 032095101 61.60 1,511 SH SHARED 1,511 AMPHENOL CORP NEW CL A 032095101 256.85 6,300 SH C SHARED 6,300 AMPHENOL CORP NEW CL A 032095101 472.93 11,600 SH SHARED 11,600 AMPHENOL CORP NEW CL A 032095101 4,221.90 103,554 SH SHARED 01 103,554 AMPIO PHARMACEUTICALS INC COM 03209T109 13.47 2,026 SH SOLE 2,026 AMR CORP COM 001765106 311.87 105,362 SH SHARED 01 105,362 AMR CORP COM 001765106 1,141.08 385,500 SH C SHARED 385,500 AMR CORP COM 001765106 5,145.07 1,738,200 SH P SHARED 1,738,200 AMR CORP COM 001765106 5,645.01 1,907,098 SH SHARED 1,907,098 AMR CORP NOTE 6.250%10/1 001765BC9 886.88 1,500,000 PRN SHARED 1,500,000 AMR CORP NOTE 6.250%10/1 001765BC9 23.06 39,000 PRN SHARED 01 39,000 AMREP CORP NEW COM 032159105 62.04 8,534 SH SOLE 8,534 AMSURG CORP COM 03232P405 7.20 320 SH SHARED 20 320 AMSURG CORP COM 03232P405 36.83 1,637 SH SHARED 01 1,637 AMTECH SYS INC COM PAR $0.01N 032332504 4.00 500 SH P SHARED 500 AMTECH SYS INC COM PAR $0.01N 032332504 12.00 1,500 SH C SHARED 1,500 AMTECH SYS INC COM PAR $0.01N 032332504 14.62 1,827 SH SHARED 01 1,827 AMTRUST FINANCIAL SERVICES I COM 032359309 2.23 100 SH P SHARED 100 AMTRUST FINANCIAL SERVICES I COM 032359309 4.45 200 SH SHARED 01 200 AMTRUST FINANCIAL SERVICES I COM 032359309 83.27 3,741 SH SHARED 3,741 AMYLIN PHARMACEUTICALS INC COM 032346108 76.49 8,287 SH SHARED 01 8,287 AMYLIN PHARMACEUTICALS INC COM 032346108 112.61 12,200 SH P SHARED 12,200 AMYLIN PHARMACEUTICALS INC COM 032346108 115.38 12,500 SH C SHARED 12,500 AMYLIN PHARMACEUTICALS INC COM 032346108 220.66 23,907 SH SHARED 20 23,907 AMYLIN PHARMACEUTICALS INC COM 032346108 506.02 54,823 SH SHARED 54,823 AMYRIS INC COM 03236M101 33.45 1,652 SH SHARED 01 1,652

ANACOR PHARMACEUTICALS INC COM 032420101 735.02 128,950 SH SHARED 01 128,950 ANADARKO PETE CORP COM 032511107 54.41 863 SH SHARED 21 863 ANADARKO PETE CORP COM 032511107 2,184.68 34,650 SH SHARED 34,650 ANADARKO PETE CORP COM 032511107 17,237.87 273,400 SH P SHARED 273,400 ANADARKO PETE CORP COM 032511107 32,376.18 513,500 SH C SHARED 513,500 ANADARKO PETE CORP COM 032511107 42,140.10 668,360 SH SHARED 668,360 ANADARKO PETE CORP COM 032511107 50,208.98 796,336 SH SHARED 01 796,336 ANADIGICS INC COM 032515108 1.73 800 SH C SHARED 800 ANADIGICS INC COM 032515108 7.56 3,500 SH SHARED 01 3,500 ANADIGICS INC COM 032515108 42.72 19,776 SH SHARED 19,776 ANADYS PHARMACEUTICALS INC COM 03252Q408 0.82 900 SH C SHARED 900 ANADYS PHARMACEUTICALS INC COM 03252Q408 8.27 9,093 SH SHARED 01 9,093 ANALOG DEVICES INC COM 032654105 11.31 362 SH SHARED 20 362 ANALOG DEVICES INC COM 032654105 21.34 683 SH SHARED 21 683 ANALOG DEVICES INC COM 032654105 453.13 14,500 SH SHARED 14,500 ANALOG DEVICES INC COM 032654105 534.38 17,100 SH C SHARED 17,100 ANALOG DEVICES INC COM 032654105 587.50 18,800 SH P SHARED 18,800 ANALOG DEVICES INC COM 032654105 23,840.78 762,905 SH SHARED 01 762,905 ANALYSTS INTL CORP COM NEW 032681207 12.67 4,060 SH SOLE 4,060 ANCESTRY COM INC COM 032803108 32.90 1,400 SH P SHARED 1,400 ANCESTRY COM INC COM 032803108 98.70 4,200 SH C SHARED 4,200 ANCESTRY COM INC COM 032803108 435.57 18,535 SH SHARED 01 18,535 ANCHOR BANCORP WA COM 032838104 6.15 991 SH SOLE 991 ANCHOR BANCORP WIS INC COM 032839102 0.93 1,881 SH SHARED 01 1,881 ANCHOR BANCORP WIS INC COM 032839102 10.43 21,068 SH SHARED 21,068 ANDATEE CHINA MARINE FUEL SV COM 67086W105 6.47 3,535 SH SOLE 3,535 ANDERSONS INC COM 034164103 3.36 100 SH C SHARED 100 ANDERSONS INC COM 034164103 10.09 300 SH P SHARED 300 ANDERSONS INC COM 034164103 670.08 19,925 SH SHARED 01 19,925 ANGEION CORP COM 03462H404 0.04 8 SH SHARED 01 8 ANGEION CORP COM 03462H404 7.31 1,606 SH SHARED 1,606 ANGIODYNAMICS INC COM 03475V101 1.09 83 SH SHARED 01 83 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 30.98 749 SH SHARED 21 749 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 3,685.30 89,103 SH SHARED 01 89,103 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 43.97 830 SH SHARED 830 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 64.00 1,208 SH SHARED 21 1,208

ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 21,887.36 413,125 SH SHARED 01 413,125 ANIKA THERAPEUTICS INC COM 035255108 2.77 510 SH SHARED 01 510 ANIKA THERAPEUTICS INC COM 035255108 5.05 928 SH SHARED 928 ANIXTER INTL INC COM 035290105 23.72 500 SH C SHARED 500 ANIXTER INTL INC COM 035290105 77.09 1,625 SH SHARED 20 1,625 ANIXTER INTL INC COM 035290105 176.38 3,718 SH SHARED 3,718 ANIXTER INTL INC COM 035290105 532.18 11,218 SH SHARED 01 11,218 ANIXTER INTL INC NOTE 1.000% 2/1 035290AJ4 35.66 35,000 PRN SHARED 01 35,000 ANN INC COM 035623107 523.04 22,900 SH C SHARED 22,900 ANN INC COM 035623107 1,105.46 48,400 SH P SHARED 48,400 ANN INC COM 035623107 1,969.15 86,215 SH SHARED 01 86,215 ANNALY CAP MGMT INC COM 035710409 10.63 639 SH SHARED 21 639 ANNALY CAP MGMT INC COM 035710409 15.08 907 SH SHARED 907 ANNALY CAP MGMT INC COM 035710409 836.82 50,320 SH SHARED 20 50,320 ANNALY CAP MGMT INC COM 035710409 992.81 59,700 SH SHARED 59,700 ANNALY CAP MGMT INC COM 035710409 2,853.71 171,600 SH P SHARED 171,600 ANNALY CAP MGMT INC COM 035710409 4,195.75 252,300 SH C SHARED 252,300 ANNALY CAP MGMT INC COM 035710409 50,883.49 3,059,741 SH SHARED 01 3,059,741 ANNAPOLIS BANCORP INC COM 035848100 5.90 1,500 SH SOLE 1,500 ANOORAQ RES CORP COM 03633E108 0.11 180 SH SOLE 180 ANSYS INC COM 03662Q105 28.64 584 SH SHARED 21 584 ANSYS INC COM 03662Q105 652.72 13,310 SH SHARED 20 13,310 ANSYS INC COM 03662Q105 1,846.65 37,656 SH SHARED 37,656 ANSYS INC COM 03662Q105 4,277.66 87,228 SH SHARED 01 87,228 ANTHERA PHARMACEUTICALS INC COM 03674U102 0.50 105 SH SHARED 01 105 ANWORTH MORTGAGE ASSET CP COM 037347101 86.36 12,700 SH C SHARED 12,700 ANWORTH MORTGAGE ASSET CP COM 037347101 206.72 30,400 SH P SHARED 30,400 ANWORTH MORTGAGE ASSET CP COM 037347101 341.19 50,175 SH SHARED 01 50,175 ANWORTH MORTGAGE ASSET CP COM 037347101 503.66 74,067 SH SHARED 74,067 AOL INC COM 00184X105 49.19 4,099 SH SHARED 01 4,099 AOL INC COM 00184X105 169.20 14,100 SH P SHARED 14,100 AOL INC COM 00184X105 1,194.00 99,500 SH C SHARED 99,500 AOL INC COM 00184X105 1,582.88 131,907 SH SHARED 131,907 AON CORP COM 037389103 20.99 500 SH P SHARED 01 500 AON CORP COM 037389103 92.36 2,200 SH C SHARED 2,200 AON CORP COM 037389103 104.95 2,500 SH P SHARED 2,500 AON CORP COM 037389103 551.24 13,131 SH SHARED 13,131 AON CORP COM 037389103 625.50 14,900 SH SHARED 14,900

AON CORP COM 037389103 14,942.49 355,943 SH SHARED 01 355,943 AOXING PHARMACEUTICAL CO INC COM 03740A106 0.66 1,837 SH SOLE 1,837 APACHE CORP COM 037411105 91.23 1,137 SH SHARED 21 1,137 APACHE CORP COM 037411105 167.94 2,093 SH SHARED 20 2,093 APACHE CORP COM 037411105 7,643.34 95,256 SH SHARED 95,256 APACHE CORP COM 037411105 7,959.81 99,200 SH C SHARED 99,200 APACHE CORP COM 037411105 10,270.72 128,000 SH SHARED 128,000 APACHE CORP COM 037411105 19,241.55 239,800 SH P SHARED 239,800 APACHE CORP COM 037411105 61,098.43 761,446 SH SHARED 01 761,446 APACHE CORP PFD CONV SER D 037411808 81.62 1,595 SH SHARED 01 1,595 APACHE CORP PFD CONV SER D 037411808 870.81 17,018 SH SHARED 17,018 APARTMENT INVT & MGMT CO CL A 03748R101 2.21 100 SH C SHARED 100 APARTMENT INVT & MGMT CO CL A 03748R101 3.94 178 SH SHARED 21 178 APARTMENT INVT & MGMT CO CL A 03748R101 309.68 14,000 SH SHARED 01 14,000 APARTMENT INVT & MGMT CO CL A 03748R101 1,297.07 58,638 SH SHARED 58,638 APCO OIL & GAS INTERNATIONAL SHS G0471F109 111.63 1,500 SH SHARED 01 1,500 API TECHNOLOGIES CORP COM NEW 00187E203 0.16 41 SH SHARED 01 41 API TECHNOLOGIES CORP COM NEW 00187E203 1.36 345 SH SHARED 345 APOGEE ENTERPRISES INC COM 037598109 8.17 951 SH SHARED 21 951 APOGEE ENTERPRISES INC COM 037598109 8.59 1,000 SH C SHARED 1,000 APOGEE ENTERPRISES INC COM 037598109 8.59 1,000 SH P SHARED 1,000 APOGEE ENTERPRISES INC COM 037598109 377.82 43,984 SH SHARED 01 43,984 APOLLO COML REAL EST FIN INC COM 03762U105 247.07 18,760 SH SHARED 18,760 APOLLO COML REAL EST FIN INC COM 03762U105 1,247.90 94,753 SH SHARED 01 94,753 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 1.02 100 SH C SHARED 100 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 464.46 45,357 SH SHARED 01 45,357 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 1,049.85 102,524 SH SHARED 102,524 APOLLO GROUP INC CL A 037604105 404.42 10,210 SH SHARED 20 10,210

APOLLO GROUP INC CL A 037604105 415.91 10,500 SH SHARED 10,500 APOLLO GROUP INC CL A 037604105 641.68 16,200 SH P SHARED 16,200 APOLLO GROUP INC CL A 037604105 863.50 21,800 SH C SHARED 21,800 APOLLO GROUP INC CL A 037604105 934.28 23,587 SH SHARED 01 23,587 APOLLO GROUP INC CL A 037604105 14,234.72 359,372 SH SHARED 359,372 APOLLO INVT CORP COM 03761U106 5.43 723 SH SHARED 21 723 APOLLO INVT CORP COM 03761U106 124.00 16,500 SH P SHARED 16,500 APOLLO INVT CORP COM 03761U106 187.88 25,000 SH C SHARED 25,000 APOLLO INVT CORP COM 03761U106 4,393.16 584,586 SH SHARED 01 584,586 APOLLO INVT CORP COM 03761U106 9,582.77 1,275,153 SH SHARED 1,275,153 APOLLO SR FLOATING RATE FD I COM 037636107 12.61 800 SH SHARED 01 800 APPLE INC COM 037833100 15.25 40 SH SHARED 17 40 APPLE INC COM 037833100 324.50 851 SH SHARED 21 851 APPLE INC COM 037833100 1,372.75 3,600 SH P SHARED 01 3,600 APPLE INC COM 037833100 25,366.93 66,524 SH SHARED 66,524 APPLE INC COM 037833100 30,204.74 79,211 SH SHARED 20 79,211 APPLE INC COM 037833100 209,918.57 550,505 SH SHARED 550,505 APPLE INC COM 037833100 518,196.72 1,358,955 SH SHARED 01 1,358,955 APPLE INC COM 037833100 634,566.05 1,664,130 SH P SHARED 1,664,130 APPLE INC COM 037833100 1,310,899.61 3,437,794 SH C SHARED 3,437,794 APPLIED ENERGETICS INC COM 03819M106 0.10 500 SH SHARED 01 500 APPLIED ENERGETICS INC COM 03819M106 9.38 45,116 SH SHARED 45,116 APPLIED INDL TECHNOLOGIES IN COM 03820C105 162.77 5,993 SH SHARED 01 5,993 APPLIED MATLS INC COM 038222105 65.57 6,332 SH SHARED 21 6,332 APPLIED MATLS INC COM 038222105 1,018.93 98,400 SH SHARED 98,400 APPLIED MATLS INC COM 038222105 6,539.13 631,495 SH SHARED 631,495 APPLIED MATLS INC COM 038222105 7,628.53 736,700 SH P SHARED 736,700 APPLIED MATLS INC COM 038222105 15,570.14 1,503,635 SH C SHARED 1,503,635 APPLIED MATLS INC COM 038222105 29,484.60 2,847,378 SH SHARED 01 2,847,378 APPLIED MICRO CIRCUITS CORP COM NEW 03822W406 0.40 75 SH SHARED 01 75 APPLIED MICRO CIRCUITS CORP COM NEW 03822W406 4.30 800 SH C SHARED 800 APPROACH RESOURCES INC COM 03834A103 46.48 2,736 SH SHARED 01 2,736 APPROACH RESOURCES INC COM 03834A103 84.95 5,000 SH C SHARED 5,000 APRICUS BIOSCIENCES INC COM 03832V109 0.36 100 SH C SHARED 100 APRICUS BIOSCIENCES INC COM 03832V109 1.91 533 SH SHARED 533

APRICUS BIOSCIENCES INC COM 03832V109 7.16 2,000 SH P SHARED 2,000 APRICUS BIOSCIENCES INC COM 03832V109 22.77 6,360 SH SHARED 6,360 APTARGROUP INC COM 038336103 16.62 372 SH SHARED 21 372 APTARGROUP INC COM 038336103 22.34 500 SH C SHARED 500 APTARGROUP INC COM 038336103 523.76 11,725 SH SHARED 20 11,725 APTARGROUP INC COM 038336103 2,496.38 55,885 SH SHARED 01 55,885 AQUA AMERICA INC COM 03836W103 15.10 700 SH C SHARED 700 AQUA AMERICA INC COM 03836W103 2,943.90 136,481 SH SHARED 01 136,481 AQUA AMERICA INC COM 03836W103 3,502.58 162,382 SH SHARED 162,382 ARABIAN AMERN DEV CO COM 038465100 4.47 1,343 SH SOLE 1,343 ARBITRON INC COM 03875Q108 5.95 180 SH SHARED 01 180 ARBOR RLTY TR INC COM 038923108 6.46 1,710 SH SHARED 1,710 ARBOR RLTY TR INC COM 038923108 58.59 15,500 SH SHARED 01 15,500 ARC WIRELESS SOLUTIONS INC COM NEW 03878K207 4.71 1,591 SH SOLE 1,591 ARCA BIOPHARMA INC COM 00211Y100 3.16 2,820 SH SOLE 2,820 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 3.82 240 SH SHARED 21 240 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 52.50 3,300 SH SHARED 20 3,300 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 1,633.02 102,641 SH SHARED 01 102,641 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 2,003.07 125,900 SH C SHARED 125,900 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 3,991.82 250,900 SH P SHARED 250,900 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 12,930.85 812,750 SH SHARED 812,750 ARCELORMITTAL SA LUXEMBOURG NOTE 5.000% 5/1 03938LAK0 31.46 30,000 PRN SHARED 01 30,000 ARCH CAP GROUP LTD ORD G0450A105 3.27 100 SH C SHARED 100 ARCH CAP GROUP LTD ORD G0450A105 349.85 10,707 SH SHARED 10,707 ARCH CAP GROUP LTD ORD G0450A105 352.14 10,777 SH SHARED 01 10,777 ARCH CAP GROUP LTD ORD G0450A105 930.65 28,482 SH SHARED 28,482 ARCH CHEMICALS INC COM 03937R102 4.93 105 SH SHARED 20 105 ARCH CHEMICALS INC COM 03937R102 37.07 790 SH SHARED 01 790 ARCH CHEMICALS INC COM 03937R102 46.92 1,000 SH P SHARED 1,000 ARCH CHEMICALS INC COM 03937R102 6,472.29 137,943 SH SHARED 137,943 ARCH COAL INC COM 039380100 1.68 115 SH SHARED 20 115 ARCH COAL INC COM 039380100 942.23 64,625 SH SHARED 64,625 ARCH COAL INC COM 039380100 4,094.06 280,800 SH C SHARED 280,800 ARCH COAL INC COM 039380100 4,988.87 342,172 SH SHARED 01 342,172 ARCH COAL INC COM 039380100 12,170.42 834,734 SH SHARED 834,734 ARCH COAL INC COM 039380100 15,526.24 1,064,900 SH P SHARED 1,064,900

ARCHER DANIELS MIDLAND CO COM 039483102 26.37 1,063 SH SHARED 21 1,063 ARCHER DANIELS MIDLAND CO COM 039483102 1,123.89 45,300 SH SHARED 45,300 ARCHER DANIELS MIDLAND CO COM 039483102 1,503.49 60,600 SH P SHARED 60,600 ARCHER DANIELS MIDLAND CO COM 039483102 6,618.96 266,786 SH SHARED 266,786 ARCHER DANIELS MIDLAND CO COM 039483102 24,671.06 994,400 SH C SHARED 994,400 ARCHER DANIELS MIDLAND CO COM 039483102 32,138.38 1,295,380 SH SHARED 01 1,295,380 ARCHER DANIELS MIDLAND CO NOTE 0.875% 2/1 039483AW2 30.85 31,000 PRN SHARED 01 31,000 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 46.38 2,000 SH P SHARED 2,000 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 76.53 3,300 SH C SHARED 3,300 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 296.90 12,803 SH SHARED 12,803 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 6,052.20 260,983 SH SHARED 01 260,983 ARCTIC CAT INC COM 039670104 64.41 4,445 SH SOLE 4,445 ARDEA BIOSCIENCES INC COM 03969P107 818.49 52,400 SH SHARED 01 52,400 ARDEN GROUP INC CL A 039762109 16.70 210 SH SOLE 210 ARENA PHARMACEUTICALS INC COM 040047102 12.74 8,850 SH SHARED 01 8,850 ARENA PHARMACEUTICALS INC COM 040047102 21.17 14,700 SH P SHARED 14,700 ARENA PHARMACEUTICALS INC COM 040047102 160.33 111,338 SH SHARED 111,338 ARENA PHARMACEUTICALS INC COM 040047102 307.15 213,300 SH C SHARED 213,300 ARES CAP CORP COM 04010L103 10.23 743 SH SHARED 21 743 ARES CAP CORP COM 04010L103 50.95 3,700 SH P SHARED 3,700 ARES CAP CORP COM 04010L103 359.40 26,100 SH C SHARED 26,100 ARES CAP CORP COM 04010L103 14,754.73 1,071,513 SH SHARED 01 1,071,513 ARES CAP CORP COM 04010L103 14,781.50 1,073,457 SH SHARED 1,073,457 ARGO GROUP INTL HLDGS LTD COM G0464B107 2.84 100 SH SHARED 01 100 ARIAD PHARMACEUTICALS INC COM 04033A100 578.07 65,764 SH SHARED 65,764 ARIAD PHARMACEUTICALS INC COM 04033A100 1,893.75 215,444 SH SHARED 01 215,444 ARIAD PHARMACEUTICALS INC COM 04033A100 2,313.53 263,200 SH C SHARED 263,200

ARIAD PHARMACEUTICALS INC COM 04033A100 4,374.78 497,700 SH P SHARED 497,700 ARIBA INC COM NEW 04033V203 2.77 100 SH C SHARED 100 ARIBA INC COM NEW 04033V203 8.31 300 SH P SHARED 300 ARIBA INC COM NEW 04033V203 10.14 366 SH SHARED 366 ARIBA INC COM NEW 04033V203 152.93 5,519 SH SHARED 01 5,519 ARK RESTAURANTS CORP COM 040712101 11.64 878 SH SOLE 878 ARKANSAS BEST CORP DEL COM 040790107 40.38 2,500 SH SHARED 01 2,500 ARKANSAS BEST CORP DEL COM 040790107 44.43 2,751 SH SHARED 2,751 ARLINGTON ASSET INVT CORP CL A NEW 041356205 34.56 1,437 SH SHARED 01 1,437 ARM HLDGS PLC SPONSORED ADR 042068106 9.41 369 SH SHARED 20 369 ARM HLDGS PLC SPONSORED ADR 042068106 18.77 736 SH SHARED 21 736 ARM HLDGS PLC SPONSORED ADR 042068106 255.00 10,000 SH SHARED 10,000 ARM HLDGS PLC SPONSORED ADR 042068106 601.60 23,592 SH SHARED 23,592 ARM HLDGS PLC SPONSORED ADR 042068106 7,782.09 305,180 SH SHARED 01 305,180 ARMOUR RESIDENTIAL REIT INC COM 042315101 74.80 11,000 SH P SHARED 11,000 ARMOUR RESIDENTIAL REIT INC COM 042315101 225.62 33,179 SH SHARED 33,179 ARMOUR RESIDENTIAL REIT INC COM 042315101 279.48 41,100 SH C SHARED 41,100 ARMOUR RESIDENTIAL REIT INC COM 042315101 2,415.95 355,287 SH SHARED 01 355,287 ARMOUR RESIDENTIAL REIT INC *W EXP 11/07/201 042315119 6.19 309,694 SH SOLE 309,694 ARMSTRONG WORLD INDS INC NEW COM 04247X102 57.10 1,658 SH SHARED 1,658 ARMSTRONG WORLD INDS INC NEW COM 04247X102 124.64 3,619 SH SHARED 01 3,619 AROTECH CORP COM NEW 042682203 3.00 2,002 SH SOLE 2,002 ARQULE INC COM 04269E107 50.50 10,000 SH SHARED 01 10,000 ARQULE INC COM 04269E107 68.68 13,600 SH C SHARED 13,600 ARRAY BIOPHARMA INC COM 04269X105 11.95 6,129 SH SHARED 6,129 ARRAY BIOPHARMA INC COM 04269X105 59.16 30,339 SH SHARED 01 30,339 ARRHYTHMIA RESH TECHNOLOGY I COM PAR $0.01 042698308 0.73 234 SH SOLE 234 ARRIS GROUP INC COM 04269Q100 99.47 9,657 SH SHARED 01 9,657 ARROW ELECTRS INC COM 042735100 5.56 200 SH P SHARED 200 ARROW ELECTRS INC COM 042735100 163.90 5,900 SH SHARED 5,900 ARROW ELECTRS INC COM 042735100 166.68 6,000 SH C SHARED 6,000 ARROW ELECTRS INC COM 042735100 590.44 21,254 SH SHARED 01 21,254 ARROW ELECTRS INC COM 042735100 4,965.31 178,737 SH SHARED 178,737 ARROW FINL CORP COM 042744102 64.99 2,921 SH SHARED 01 2,921

ARROWHEAD RESH CORP COM 042797100 0.20 500 SH SHARED 01 500 ARROWHEAD RESH CORP COM 042797100 0.69 1,770 SH SHARED 1,770 ARTESIAN RESOURCES CORP CL A 043113208 732.09 41,810 SH SHARED 01 41,810 ARTHROCARE CORP COM 043136100 20.14 700 SH SHARED 01 700 ARTHROCARE CORP COM 043136100 280.08 9,735 SH SHARED 9,735 ARTIO GLOBAL INVS INC COM CL A 04315B107 1.01 127 SH SHARED 21 127 ARTIO GLOBAL INVS INC COM CL A 04315B107 3.18 400 SH SHARED 01 400 ARTS WAY MFG INC COM 043168103 10.79 1,913 SH SOLE 1,913 ARUBA NETWORKS INC COM 043176106 26.35 1,260 SH SHARED 1,260 ARUBA NETWORKS INC COM 043176106 71.09 3,400 SH C SHARED 3,400 ARUBA NETWORKS INC COM 043176106 614.25 29,376 SH SHARED 01 29,376 ARUBA NETWORKS INC COM 043176106 1,898.63 90,800 SH P SHARED 90,800 ARVINMERITOR INC FRNT 4.625% 3/0 043353AF8 2,474.55 3,240,000 PRN SHARED 3,240,000 ARVINMERITOR INC FRNT 4.625% 3/0 043353AF8 22.15 29,000 PRN SHARED 01 29,000 ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 10.80 400 SH P SHARED 400 ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 13.47 499 SH SHARED 499 ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 1,088.56 40,332 SH SHARED 01 40,332 ASBURY AUTOMOTIVE GROUP INC COM 043436104 1.65 100 SH C SHARED 100 ASBURY AUTOMOTIVE GROUP INC COM 043436104 86.92 5,271 SH SHARED 01 5,271 ASCENA RETAIL GROUP INC COM 04351G101 62.99 2,327 SH SHARED 01 2,327 ASCENA RETAIL GROUP INC COM 04351G101 281.53 10,400 SH P SHARED 10,400 ASCENT CAP GROUP INC COM SER A 043632108 11.87 302 SH SHARED 01 302 ASCENT SOLAR TECHNOLOGIES IN COM 043635101 0.10 127 SH SHARED 01 127 ASHFORD HOSPITALITY TR INC COM SHS 044103109 0.13 18 SH SHARED 21 18 ASHFORD HOSPITALITY TR INC COM SHS 044103109 14.04 2,000 SH C SHARED 2,000 ASHFORD HOSPITALITY TR INC COM SHS 044103109 17.55 2,500 SH P SHARED 2,500 ASHFORD HOSPITALITY TR INC COM SHS 044103109 21.50 3,062 SH SHARED 01 3,062 ASHFORD HOSPITALITY TR INC COM SHS 044103109 227.69 32,434 SH SHARED 32,434 ASHFORD HOSPITALITY TR INC CV PFD SER E 044103505 3.48 146 SH SOLE 146

ASHLAND INC NEW COM 044209104 136.04 3,082 SH SHARED 01 3,082 ASHLAND INC NEW COM 044209104 366.36 8,300 SH C SHARED 8,300 ASHLAND INC NEW COM 044209104 4,661.18 105,600 SH P SHARED 105,600 ASHLAND INC NEW COM 044209104 8,513.63 192,878 SH SHARED 192,878 ASIA ENTN & RESOURCES LTD SHS G0539K108 20.23 3,747 SH SOLE 3,747 ASIA PAC FD INC COM 044901106 19.70 2,106 SH SHARED 2,106 ASIA PAC FD INC COM 044901106 202.88 21,687 SH SHARED 01 21,687 ASIA PACIFIC WIRE & CABLE CO ORD G0535E106 6.27 2,200 SH SOLE 2,200 ASIA TIGERS FD INC COM 04516T105 22.13 1,500 SH SHARED 01 1,500 ASIA TIGERS FD INC COM 04516T105 69.41 4,706 SH SHARED 4,706 ASIAINFO-LINKAGE INC COM 04518A104 14.76 2,000 SH C SHARED 2,000 ASIAINFO-LINKAGE INC COM 04518A104 15.53 2,104 SH SHARED 01 2,104 ASIAINFO-LINKAGE INC COM 04518A104 34.69 4,700 SH P SHARED 4,700 ASIAINFO-LINKAGE INC COM 04518A104 195.99 26,557 SH SHARED 26,557 ASM INTL N V NY REGISTER SH N07045102 12.37 500 SH SHARED 01 500 ASML HOLDING N V NY REG SHS N07059186 7.81 226 SH SHARED 21 226 ASML HOLDING N V NY REG SHS N07059186 41.45 1,200 SH C SHARED 1,200 ASML HOLDING N V NY REG SHS N07059186 265.96 7,700 SH P SHARED 7,700 ASML HOLDING N V NY REG SHS N07059186 1,425.12 41,260 SH SHARED 20 41,260 ASML HOLDING N V NY REG SHS N07059186 1,557.24 45,085 SH SHARED 01 45,085 ASPEN INSURANCE HOLDINGS LTD PFD PRP INC EQ G05384113 6.60 132 SH SHARED 01 132 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 49.84 2,163 SH SHARED 2,163 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 3,360.13 145,839 SH SHARED 01 145,839 ASPEN TECHNOLOGY INC COM 045327103 11.61 760 SH SHARED 20 760 ASPEN TECHNOLOGY INC COM 045327103 104.28 6,829 SH SHARED 01 6,829 ASPENBIO PHARMA INC COM NEW 045346202 0.84 280 SH SHARED 01 280 ASSET ACCEP CAP CORP COM 04543P100 0.01 4 SH SHARED 01 4 ASSET ACCEP CAP CORP COM 04543P100 1.48 438 SH SHARED 438 ASSISTED LIVING CONCPT NEV N CL A NEW 04544X300 1,490.40 117,632 SH SHARED 01 117,632 ASSOCIATED BANC CORP COM 045487105 4.87 524 SH SHARED 21 524 ASSOCIATED BANC CORP COM 045487105 13.95 1,500 SH P SHARED 1,500 ASSOCIATED BANC CORP COM 045487105 116.33 12,509 SH SHARED 01 12,509 ASSOCIATED BANC CORP COM 045487105 1,224.74 131,693 SH SHARED 131,693 ASSOCIATED ESTATES RLTY CORP COM 045604105 311.52 20,150 SH SHARED 01 20,150 ASSOCIATED ESTATES RLTY CORP COM 045604105 316.68 20,484 SH SHARED 20,484 ASSURANT INC COM 04621X108 390.65 10,912 SH SHARED 10,912 ASSURANT INC COM 04621X108 1,627.90 45,472 SH SHARED 01 45,472 ASSURED GUARANTY LTD COM G0585R106 3.30 300 SH SHARED 20 300

ASSURED GUARANTY LTD COM G0585R106 135.18 12,300 SH C SHARED 12,300 ASSURED GUARANTY LTD COM G0585R106 733.03 66,700 SH P SHARED 66,700 ASSURED GUARANTY LTD COM G0585R106 1,420.51 129,255 SH SHARED 129,255 ASSURED GUARANTY LTD COM G0585R106 2,211.73 201,249 SH SHARED 01 201,249 ASTA FDG INC COM 046220109 0.09 11 SH SOLE 11 ASTEA INTL INC COM NEW 04622E208 1.04 413 SH SHARED 01 413 ASTEA INTL INC COM NEW 04622E208 1.60 639 SH SHARED 639 ASTEC INDS INC COM 046224101 2.81 96 SH SHARED 21 96 ASTEC INDS INC COM 046224101 29.28 1,000 SH C SHARED 1,000 ASTEC INDS INC COM 046224101 62.40 2,131 SH SHARED 01 2,131 ASTEX PHARMACEUTICALS INC COM 04624B103 1.89 985 SH SHARED 01 985 ASTEX PHARMACEUTICALS INC COM 04624B103 71.04 37,000 SH C SHARED 37,000 ASTORIA FINL CORP COM 046265104 73.10 9,506 SH SHARED 01 9,506 ASTORIA FINL CORP COM 046265104 237.58 30,895 SH SHARED 30,895 ASTRAZENECA PLC SPONSORED ADR 046353108 50.13 1,130 SH SHARED 21 1,130 ASTRAZENECA PLC SPONSORED ADR 046353108 1,372.10 30,931 SH SHARED 30,931 ASTRAZENECA PLC SPONSORED ADR 046353108 1,698.54 38,290 SH SHARED 20 38,290 ASTRAZENECA PLC SPONSORED ADR 046353108 76,805.26 1,731,408 SH SHARED 01 1,731,408 ASTROTECH CORP COM 046484101 4.21 6,903 SH SOLE 6,903 ASURE SOFTWARE INC COM 04649U102 7.59 2,322 SH SOLE 2,322 AT&T INC COM 00206R102 114.08 4,000 SH C SHARED 01 4,000 AT&T INC COM 00206R102 241.11 8,454 SH SHARED 21 8,454 AT&T INC COM 00206R102 2,202.83 77,238 SH SHARED 20 77,238 AT&T INC COM 00206R102 10,536.69 369,449 SH SHARED 369,449 AT&T INC COM 00206R102 24,333.26 853,200 SH P SHARED 853,200 AT&T INC COM 00206R102 61,081.28 2,141,700 SH C SHARED 2,141,700 AT&T INC COM 00206R102 87,262.16 3,059,683 SH SHARED 3,059,683 AT&T INC COM 00206R102 276,014.51 9,677,928 SH SHARED 01 9,677,928 ATHENAHEALTH INC COM 04685W103 5.96 100 SH P SHARED 100 ATHENAHEALTH INC COM 04685W103 31.74 533 SH SHARED 533 ATHENAHEALTH INC COM 04685W103 687.92 11,552 SH SHARED 01 11,552 ATHENS BANCSHARES CORP COM 047042106 4.91 393 SH SOLE 393 ATHERSYS INC COM 04744L106 0.52 298 SH SOLE 298 ATLANTIC AMERN CORP COM 048209100 3.00 1,579 SH SOLE 1,579 ATLANTIC PWR CORP COM NEW 04878Q863 479.52 33,793 SH SHARED 33,793 ATLANTIC PWR CORP COM NEW 04878Q863 1,980.10 139,542 SH SHARED 01 139,542 ATLANTIC TELE NETWORK INC COM NEW 049079205 2.33 71 SH SHARED 01 71 ATLANTIC TELE NETWORK INC COM NEW 049079205 667.46 20,300 SH P SHARED 20,300 ATLAS AIR WORLDWIDE HLDGS IN COM NEW 049164205 1.56 47 SH SHARED 21 47

ATLAS AIR WORLDWIDE HLDGS IN COM NEW 049164205 3.33 100 SH P SHARED 100 ATLAS AIR WORLDWIDE HLDGS IN COM NEW 049164205 1,086.59 32,640 SH SHARED 01 32,640 ATLAS ENERGY LP COM UNITS LP 04930A104 22.28 1,200 SH P SHARED 1,200 ATLAS ENERGY LP COM UNITS LP 04930A104 31.57 1,700 SH C SHARED 1,700 ATLAS ENERGY LP COM UNITS LP 04930A104 140.44 7,563 SH SHARED 01 7,563 ATLAS ENERGY LP COM UNITS LP 04930A104 28,231.30 1,520,264 SH SHARED 1,520,264 ATLAS PIPELINE PARTNERS LP UNIT L P INT 049392103 38.83 1,300 SH P SHARED 1,300 ATLAS PIPELINE PARTNERS LP UNIT L P INT 049392103 618.31 20,700 SH C SHARED 20,700 ATLAS PIPELINE PARTNERS LP UNIT L P INT 049392103 5,136.68 171,968 SH SHARED 01 171,968 ATLAS PIPELINE PARTNERS LP UNIT L P INT 049392103 26,499.47 887,160 SH SHARED 887,160 ATMEL CORP COM 049513104 1.61 200 SH C SHARED 01 200 ATMEL CORP COM 049513104 11.19 1,387 SH SHARED 20 1,387 ATMEL CORP COM 049513104 92.00 11,400 SH C SHARED 11,400 ATMEL CORP COM 049513104 1,721.33 213,300 SH P SHARED 213,300 ATMEL CORP COM 049513104 2,405.03 298,021 SH SHARED 298,021 ATMEL CORP COM 049513104 4,494.96 556,996 SH SHARED 01 556,996 ATMOS ENERGY CORP COM 049560105 6.49 200 SH C SHARED 200 ATMOS ENERGY CORP COM 049560105 7.76 239 SH SHARED 21 239 ATMOS ENERGY CORP COM 049560105 741.68 22,856 SH SHARED 22,856 ATMOS ENERGY CORP COM 049560105 2,305.48 71,047 SH SHARED 01 71,047 ATP OIL & GAS CORP COM 00208J108 151.93 19,705 SH SHARED 01 19,705 ATP OIL & GAS CORP COM 00208J108 333.07 43,200 SH C SHARED 43,200 ATP OIL & GAS CORP COM 00208J108 490.36 63,600 SH P SHARED 63,600 ATRICURE INC COM 04963C209 38.96 4,000 SH SHARED 01 4,000 ATRICURE INC COM 04963C209 110.49 11,344 SH SHARED 11,344 ATRION CORP COM 049904105 1.04 5 SH SHARED 01 5 ATS CORP COM 00211E104 12.79 4,061 SH SOLE 4,061 ATWOOD OCEANICS INC COM 050095108 82.46 2,400 SH C SHARED 2,400 ATWOOD OCEANICS INC COM 050095108 671.70 19,549 SH SHARED 01 19,549 AU OPTRONICS CORP SPONSORED ADR 002255107 28.51 7,200 SH SHARED 20 7,200 AU OPTRONICS CORP SPONSORED ADR 002255107 144.98 36,611 SH SHARED 01 36,611 AU OPTRONICS CORP SPONSORED ADR 002255107 336.60 84,999 SH SHARED 84,999 AUBURN NATL BANCORP COM 050473107 11.14 567 SH SOLE 567 AUDIOCODES LTD ORD M15342104 0.16 50 SH SHARED 01 50 AUDIOCODES LTD ORD M15342104 54.06 17,328 SH SHARED 17,328 AUDIOVOX CORP CL A 050757103 39.53 7,200 SH SHARED 01 7,200 AUGUSTA RES CORP COM NEW 050912203 6.45 2,100 SH SOLE 2,100 AUGUSTA RES CORP COM NEW 050912203 29.17 9,500 SH C SOLE 9,500 AURICO GOLD INC COM 05155C105 22.56 2,400 SH P SHARED 2,400 AURICO GOLD INC COM 05155C105 34.78 3,700 SH C SHARED 3,700

AURICO GOLD INC COM 05155C105 70.52 7,502 SH SHARED 01 7,502 AURICO GOLD INC COM 05155C105 489.33 52,056 SH SHARED 52,056 AURIZON MINES LTD COM 05155P106 1.01 200 SH C SHARED 200 AURIZON MINES LTD COM 05155P106 5.58 1,100 SH P SHARED 1,100 AURIZON MINES LTD COM 05155P106 27.80 5,484 SH SHARED 5,484 AURIZON MINES LTD COM 05155P106 469.23 92,550 SH SHARED 01 92,550 AUSTRALIA ACQUISITION CORP *W EXP 99/99/999 G06368115 0.19 750 SH SOLE 750 AUTHENTEC INC COM 052660107 15.87 4,869 SH SOLE 4,869 AUTHENTIDATE HLDG CORP COM 052666104 0.93 1,000 SH SHARED 01 1,000 AUTHENTIDATE HLDG CORP COM 052666104 3.28 3,549 SH SHARED 3,549 AUTOBYTEL INC COM 05275N106 3.62 4,274 SH SOLE 4,274 AUTOCHINA INTERNATIONAL LIMI SHS G06750106 2.32 252 SH SOLE 252 AUTODESK INC COM 052769106 112.27 4,040 SH SHARED 20 4,040 AUTODESK INC COM 052769106 282.74 10,174 SH SHARED 10,174 AUTODESK INC COM 052769106 2,440.18 87,808 SH SHARED 87,808 AUTODESK INC COM 052769106 3,368.15 121,200 SH P SHARED 121,200 AUTODESK INC COM 052769106 4,860.47 174,900 SH C SHARED 174,900 AUTODESK INC COM 052769106 5,910.02 212,667 SH SHARED 01 212,667 AUTOLIV INC COM 052800109 4.85 100 SH P SHARED 100 AUTOLIV INC COM 052800109 19.40 400 SH C SHARED 400 AUTOLIV INC COM 052800109 285.67 5,890 SH SHARED 5,890 AUTOLIV INC COM 052800109 532.19 10,973 SH SHARED 01 10,973 AUTOLIV INC COM 052800109 971.84 20,038 SH SHARED 20,038 AUTOLIV INC UNIT 99/99/9999 052800208 27.58 417 SH SHARED 01 417 AUTOLIV INC UNIT 99/99/9999 052800208 56.10 848 SH SHARED 848 AUTOMATIC DATA PROCESSING IN COM 053015103 13.53 287 SH SHARED 21 287 AUTOMATIC DATA PROCESSING IN COM 053015103 120.23 2,550 SH SHARED 20 2,550 AUTOMATIC DATA PROCESSING IN COM 053015103 848.70 18,000 SH C SHARED 18,000 AUTOMATIC DATA PROCESSING IN COM 053015103 1,211.76 25,700 SH P SHARED 25,700 AUTOMATIC DATA PROCESSING IN COM 053015103 1,372.73 29,114 SH SHARED 29,114 AUTOMATIC DATA PROCESSING IN COM 053015103 1,624.36 34,451 SH SHARED 34,451 AUTOMATIC DATA PROCESSING IN COM 053015103 21,485.50 455,684 SH SHARED 01 455,684 AUTONATION INC COM 05329W102 49.17 1,500 SH P SHARED 1,500 AUTONATION INC COM 05329W102 367.14 11,200 SH C SHARED 11,200 AUTONATION INC COM 05329W102 963.73 29,400 SH SHARED 01 29,400

AUTOZONE INC COM 053332102 4.79 15 SH SHARED 21 15 AUTOZONE INC COM 053332102 574.54 1,800 SH SHARED 1,800 AUTOZONE INC COM 053332102 6,926.42 21,700 SH P SHARED 21,700 AUTOZONE INC COM 053332102 8,101.68 25,382 SH SHARED 01 25,382 AUTOZONE INC COM 053332102 17,810.80 55,800 SH C SHARED 55,800 AUXILIUM PHARMACEUTICALS INC COM 05334D107 44.97 3,000 SH P SOLE 3,000 AUXILIUM PHARMACEUTICALS INC COM 05334D107 112.43 7,500 SH C SOLE 7,500 AVAGO TECHNOLOGIES LTD SHS Y0486S104 26.22 800 SH P SHARED 800 AVAGO TECHNOLOGIES LTD SHS Y0486S104 409.63 12,500 SH SHARED 12,500 AVAGO TECHNOLOGIES LTD SHS Y0486S104 1,248.54 38,100 SH C SHARED 38,100 AVAGO TECHNOLOGIES LTD SHS Y0486S104 1,745.33 53,260 SH SHARED 01 53,260 AVAGO TECHNOLOGIES LTD SHS Y0486S104 2,902.73 88,579 SH SHARED 88,579 AVALON HLDGS CORP CL A 05343P109 4.20 1,876 SH SOLE 1,876 AVALON RARE METALS INC COM 053470100 2.96 1,100 SH P SHARED 1,100 AVALON RARE METALS INC COM 053470100 5.38 2,000 SH SHARED 2,000 AVALON RARE METALS INC COM 053470100 55.95 20,800 SH C SHARED 20,800 AVALON RARE METALS INC COM 053470100 90.65 33,700 SH SHARED 01 33,700 AVALON RARE METALS INC COM 053470100 1,342.23 498,969 SH SHARED 498,969 AVALONBAY CMNTYS INC COM 053484101 55.88 490 SH SHARED 21 490 AVALONBAY CMNTYS INC COM 053484101 456.20 4,000 SH C SHARED 4,000 AVALONBAY CMNTYS INC COM 053484101 2,679.72 23,496 SH SHARED 23,496 AVALONBAY CMNTYS INC COM 053484101 5,711.74 50,081 SH SHARED 50,081 AVALONBAY CMNTYS INC COM 053484101 6,352.47 55,699 SH SHARED 01 55,699 AVALONBAY CMNTYS INC COM 053484101 11,826.99 103,700 SH P SHARED 103,700 AVANIR PHARMACEUTICALS INC CL A NEW 05348P401 4.00 1,400 SH P SHARED 1,400 AVANIR PHARMACEUTICALS INC CL A NEW 05348P401 14.85 5,200 SH SHARED 01 5,200 AVANIR PHARMACEUTICALS INC CL A NEW 05348P401 16.19 5,672 SH SHARED 5,672 AVANIR PHARMACEUTICALS INC CL A NEW 05348P401 115.06 40,300 SH C SHARED 40,300 AVENUE INCOME CR STRATEGIES COM 05358E106 0.25 16 SH SHARED 16

AVENUE INCOME CR STRATEGIES COM 05358E106 152.33 9,828 SH SHARED 01 9,828 AVEO PHARMACEUTICALS INC COM 053588109 1.17 76 SH SHARED 21 76 AVEO PHARMACEUTICALS INC COM 053588109 4.62 300 SH C SHARED 300 AVEO PHARMACEUTICALS INC COM 053588109 7.54 490 SH SHARED 01 490 AVEO PHARMACEUTICALS INC COM 053588109 73.87 4,800 SH P SHARED 4,800 AVERY DENNISON CORP COM 053611109 3.26 130 SH SHARED 21 130 AVERY DENNISON CORP COM 053611109 10.18 406 SH SHARED 20 406 AVERY DENNISON CORP COM 053611109 185.59 7,400 SH SHARED 7,400 AVERY DENNISON CORP COM 053611109 1,715.92 68,418 SH SHARED 01 68,418 AVI BIOPHARMA INC COM 002346104 15.12 13,500 SH SHARED 01 13,500 AVI BIOPHARMA INC COM 002346104 25.99 23,205 SH SHARED 23,205 AVIAT NETWORKS INC COM 05366Y102 1.59 675 SH SHARED 01 675 AVIAT NETWORKS INC COM 05366Y102 60.15 25,596 SH SHARED 25,596 AVID TECHNOLOGY INC COM 05367P100 1.55 200 SH SHARED 20 200 AVID TECHNOLOGY INC COM 05367P100 7.74 1,000 SH SHARED 01 1,000 AVINO SILVER & GOLD MINES LT COM 053906103 0.33 182 SH SOLE 182 AVIS BUDGET GROUP COM 053774105 5.61 580 SH SHARED 01 580 AVIS BUDGET GROUP COM 053774105 59.95 6,200 SH C SHARED 6,200 AVIS BUDGET GROUP COM 053774105 321.04 33,200 SH P SHARED 33,200 AVIS BUDGET GROUP NOTE 3.500%10/0 053774AB1 37.68 39,000 PRN SHARED 01 39,000 AVISTA CORP COM 05379B107 552.56 23,168 SH SHARED 01 23,168 AVIVA PLC ADR 05382A104 124.32 13,296 SH SHARED 01 13,296 AVIVA PLC ADR 05382A104 138.26 14,787 SH SHARED 14,787 AVNET INC COM 053807103 44.34 1,700 SH P SHARED 1,700 AVNET INC COM 053807103 65.20 2,500 SH C SHARED 2,500 AVNET INC COM 053807103 250.37 9,600 SH SHARED 9,600 AVNET INC COM 053807103 1,720.05 65,953 SH SHARED 01 65,953 AVNET INC COM 053807103 8,992.36 344,799 SH SHARED 344,799 AVON PRODS INC COM 054303102 124.75 6,365 SH SHARED 20 6,365 AVON PRODS INC COM 054303102 513.52 26,200 SH SHARED 26,200 AVON PRODS INC COM 054303102 1,285.76 65,600 SH C SHARED 65,600 AVON PRODS INC COM 054303102 1,287.60 65,694 SH SHARED 65,694 AVON PRODS INC COM 054303102 1,907.08 97,300 SH P SHARED 97,300 AVON PRODS INC COM 054303102 12,181.03 621,481 SH SHARED 01 621,481 AVX CORP NEW COM 002444107 14.42 1,215 SH SHARED 1,215 AVX CORP NEW COM 002444107 658.79 55,500 SH SHARED 01 55,500 AWARE INC MASS COM 05453N100 0.54 208 SH SOLE 208 AXCELIS TECHNOLOGIES INC COM 054540109 2.40 2,000 SH C SHARED 2,000

AXCELIS TECHNOLOGIES INC COM 054540109 8.02 6,682 SH SHARED 6,682 AXCELIS TECHNOLOGIES INC COM 054540109 105.83 88,193 SH SHARED 01 88,193 AXIS CAPITAL HOLDINGS SHS G0692U109 15.90 613 SH SHARED 21 613 AXIS CAPITAL HOLDINGS SHS G0692U109 223.08 8,600 SH SHARED 8,600 AXIS CAPITAL HOLDINGS SHS G0692U109 2,387.26 92,030 SH SHARED 01 92,030 AXIS CAPITAL HOLDINGS SHS G0692U109 3,595.62 138,613 SH SHARED 138,613 AXT INC COM 00246W103 18.61 3,700 SH C SOLE 3,700 AXT INC COM 00246W103 215.14 42,772 SH SOLE 42,772 AZZ INC COM 002474104 3.88 100 SH P SOLE 100 AZZ INC COM 002474104 23.26 600 SH C SOLE 600 B & G FOODS INC NEW COM 05508R106 3.34 200 SH P SHARED 200 B & G FOODS INC NEW COM 05508R106 165.13 9,900 SH C SHARED 9,900 B & G FOODS INC NEW COM 05508R106 3,014.99 180,755 SH SHARED 01 180,755 B COMMUNICATIONS LTD SHS M15629104 62.53 3,908 SH SOLE 3,908 B&H OCEAN CARRIERS LTD COM 055090104 4.24 1,029 SH SOLE 1,029 BABCOCK & WILCOX CO NEW COM 05615F102 1.96 100 SH C SHARED 100 BABCOCK & WILCOX CO NEW COM 05615F102 4.67 239 SH SHARED 20 239 BABCOCK & WILCOX CO NEW COM 05615F102 5.00 256 SH SHARED 21 256 BABCOCK & WILCOX CO NEW COM 05615F102 2,014.80 103,059 SH SHARED 01 103,059 BADGER METER INC COM 056525108 173.58 6,000 SH SHARED 6,000 BADGER METER INC COM 056525108 347.16 12,000 SH C SHARED 12,000 BADGER METER INC COM 056525108 973.12 33,637 SH SHARED 33,637 BADGER METER INC COM 056525108 1,093.35 37,793 SH SHARED 01 37,793 BAIDU INC SPON ADR REP A 056752108 26.19 245 SH SHARED 21 245 BAIDU INC SPON ADR REP A 056752108 215.42 2,015 SH SHARED 2,015 BAIDU INC SPON ADR REP A 056752108 3,280.43 30,684 SH SHARED 20 30,684 BAIDU INC SPON ADR REP A 056752108 22,385.67 209,388 SH SHARED 01 209,388 BAIDU INC SPON ADR REP A 056752108 63,261.32 591,725 SH SHARED 591,725 BAKER HUGHES INC COM 057224107 10.80 234 SH SHARED 21 234 BAKER HUGHES INC COM 057224107 1,331.20 28,845 SH SHARED 28,845 BAKER HUGHES INC COM 057224107 13,583.88 294,342 SH SHARED 01 294,342 BAKER HUGHES INC COM 057224107 30,528.23 661,500 SH C SHARED 661,500 BAKER HUGHES INC COM 057224107 36,149.30 783,300 SH P SHARED 783,300 BAKER HUGHES INC COM 057224107 66,372.10 1,438,182 SH SHARED 1,438,182 BALCHEM CORP COM 057665200 389.14 10,430 SH SHARED 01 10,430 BALDWIN & LYONS INC CL A 057755100 1.02 44 SH SOLE 44

BALDWIN & LYONS INC CL B 057755209 8.55 400 SH SHARED 01 400 BALDWIN TECHNOLOGY INC CL A 058264102 2.12 1,809 SH SOLE 1,809 BALL CORP COM 058498106 198.53 6,400 SH SHARED 6,400 BALL CORP COM 058498106 2,626.22 84,662 SH SHARED 01 84,662 BALLANTYNE STRONG INC COM 058516105 10.63 3,450 SH SHARED 3,450 BALLANTYNE STRONG INC COM 058516105 13.07 4,243 SH SHARED 01 4,243 BALLARD PWR SYS INC NEW COM 058586108 0.30 250 SH SHARED 250 BALLARD PWR SYS INC NEW COM 058586108 7.19 5,943 SH SHARED 5,943 BALLARD PWR SYS INC NEW COM 058586108 7.51 6,206 SH SHARED 01 6,206 BALLARD PWR SYS INC NEW COM 058586108 32.79 27,100 SH C SHARED 27,100 BALLY TECHNOLOGIES INC COM 05874B107 4.72 175 SH SHARED 20 175 BALLY TECHNOLOGIES INC COM 05874B107 404.70 15,000 SH P SHARED 15,000 BALLY TECHNOLOGIES INC COM 05874B107 630.90 23,384 SH SHARED 23,384 BALLY TECHNOLOGIES INC COM 05874B107 685.83 25,420 SH SHARED 01 25,420 BALTIC TRADING LIMITED COM Y0553W103 1.40 300 SH SHARED 01 300 BALTIC TRADING LIMITED COM Y0553W103 2.33 500 SH C SHARED 500 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 88.60 10,898 SH SHARED 10,898 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 3,633.74 446,954 SH SHARED 01 446,954 BANCO BRADESCO S A SP ADR PFD NEW 059460303 625.76 42,310 SH SHARED 20 42,310 BANCO BRADESCO S A SP ADR PFD NEW 059460303 1,866.25 126,183 SH SHARED 126,183 BANCO BRADESCO S A SP ADR PFD NEW 059460303 2,127.30 143,834 SH SHARED 01 143,834 BANCO BRADESCO S A SP ADR PFD NEW 059460303 27,680.40 1,871,562 SH SHARED 1,871,562 BANCO DE CHILE SPONSORED ADR 059520106 1,506.32 21,565 SH SOLE 21,565 BANCO MACRO SA SPON ADR B 05961W105 23.61 1,180 SH SHARED 01 1,180 BANCO MACRO SA SPON ADR B 05961W105 154.36 7,714 SH SHARED 7,714 BANCO MACRO SA SPON ADR B 05961W105 194.40 9,715 SH SHARED 20 9,715 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 229.12 31,300 SH SHARED 31,300 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 1,208.62 165,112 SH SHARED 165,112

BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 2,751.70 375,915 SH SHARED 01 375,915 BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 447.20 6,086 SH SOLE 6,086 BANCO SANTANDER SA ADR 05964H105 36.84 4,582 SH SHARED 21 4,582 BANCO SANTANDER SA ADR 05964H105 803.29 99,912 SH SHARED 01 99,912 BANCO SANTANDER SA ADR 05964H105 1,261.19 156,865 SH SHARED 156,865 BANCOLOMBIA S A SPON ADR PREF 05968L102 4.29 77 SH SHARED 01 77 BANCOLOMBIA S A SPON ADR PREF 05968L102 262.57 4,714 SH SHARED 4,714 BANCOLOMBIA S A SPON ADR PREF 05968L102 334.20 6,000 SH SHARED 6,000 BANCOLOMBIA S A SPON ADR PREF 05968L102 721.04 12,945 SH SHARED 20 12,945 BANCORPSOUTH INC COM 059692103 5.27 600 SH P SHARED 600 BANCORPSOUTH INC COM 059692103 131.17 14,940 SH SHARED 01 14,940 BANCROFT FUND LTD COM 059695106 3,870.29 261,506 SH SHARED 01 261,506 BANCTRUST FINANCIAL GP COM 05978R107 7.18 3,121 SH SHARED 3,121 BANCTRUST FINANCIAL GP COM 05978R107 377.68 164,210 SH SHARED 01 164,210 BANK HAWAII CORP COM 062540109 35.60 978 SH SHARED 21 978 BANK HAWAII CORP COM 062540109 2,107.63 57,902 SH SHARED 57,902 BANK HAWAII CORP COM 062540109 3,349.75 92,026 SH SHARED 01 92,026 BANK KY FINL CORP COM 062896105 37.89 1,870 SH SHARED 1,870 BANK KY FINL CORP COM 062896105 178.29 8,800 SH SHARED 01 8,800 BANK MONTREAL QUE COM 063671101 55.85 1,000 SH P SHARED 1,000 BANK MONTREAL QUE COM 063671101 284.84 5,100 SH C SHARED 5,100 BANK MONTREAL QUE COM 063671101 2,261.31 40,489 SH SHARED 40,489 BANK MONTREAL QUE COM 063671101 6,101.67 109,251 SH SHARED 01 109,251 BANK MONTREAL QUE COM 063671101 13,937.31 249,549 SH SHARED 249,549 BANK NOVA SCOTIA HALIFAX COM 064149107 17.10 341 SH SHARED 21 341 BANK NOVA SCOTIA HALIFAX COM 064149107 45.14 900 SH P SHARED 900 BANK NOVA SCOTIA HALIFAX COM 064149107 319.20 6,365 SH SHARED 20 6,365 BANK NOVA SCOTIA HALIFAX COM 064149107 551.65 11,000 SH C SHARED 11,000 BANK NOVA SCOTIA HALIFAX COM 064149107 3,052.93 60,876 SH SHARED 60,876 BANK NOVA SCOTIA HALIFAX COM 064149107 18,282.38 364,554 SH SHARED 364,554 BANK NOVA SCOTIA HALIFAX COM 064149107 23,246.13 463,532 SH SHARED 01 463,532 BANK OF AMERICA CORPORATION 7.25%CNV PFD L 060505682 91.80 120 SH SHARED 120 BANK OF AMERICA CORPORATION 7.25%CNV PFD L 060505682 797.90 1,043 SH SHARED 01 1,043

BANK OF AMERICA CORPORATION COM 060505104 4.01 655 SH SHARED 21 655 BANK OF AMERICA CORPORATION COM 060505104 57.62 9,415 SH SHARED 20 9,415 BANK OF AMERICA CORPORATION COM 060505104 6,697.40 1,094,347 SH SHARED 1,094,347 BANK OF AMERICA CORPORATION COM 060505104 42,412.20 6,930,098 SH SHARED 01 6,930,098 BANK OF AMERICA CORPORATION COM 060505104 56,806.45 9,282,100 SH P SHARED 9,282,100 BANK OF AMERICA CORPORATION COM 060505104 70,056.98 11,447,219 SH C SHARED 11,447,219 BANK OF AMERICA CORPORATION COM 060505104 128,599.89 21,013,054 SH SHARED 21,013,054 BANK OF AMERICA CORPORATION *W EXP 01/16/201 060505146 3.01 1,112 SH SHARED 1,112 BANK OF AMERICA CORPORATION *W EXP 01/16/201 060505146 349.49 128,963 SH SHARED 01 128,963 BANK OF AMERICA CORPORATION *W EXP 10/28/201 060505153 356.43 419,329 SH SHARED 01 419,329 BANK OF GRANITE CORP COM 062401104 0.67 997 SH SHARED 01 997 BANK OF GRANITE CORP COM 062401104 3.25 4,849 SH SHARED 4,849 BANK OF MARIN BANCORP COM 063425102 3.30 100 SH SHARED 01 100 BANK OF NEW YORK MELLON CORP COM 064058100 212.35 11,423 SH SHARED 21 11,423 BANK OF NEW YORK MELLON CORP COM 064058100 1,236.24 66,500 SH P SHARED 66,500 BANK OF NEW YORK MELLON CORP COM 064058100 1,427.84 76,807 SH SHARED 76,807 BANK OF NEW YORK MELLON CORP COM 064058100 3,613.90 194,400 SH C SHARED 194,400 BANK OF NEW YORK MELLON CORP COM 064058100 4,398.56 236,609 SH SHARED 20 236,609 BANK OF NEW YORK MELLON CORP COM 064058100 7,491.32 402,976 SH SHARED 402,976 BANK OF NEW YORK MELLON CORP COM 064058100 14,685.08 789,945 SH SHARED 01 789,945 BANK OF THE CAROLINES CORP COM 06425J102 1.37 2,592 SH SOLE 2,592 BANK OF THE OZARKS INC COM 063904106 71.37 3,410 SH SHARED 01 3,410 BANK OF THE OZARKS INC COM 063904106 364.18 17,400 SH C SHARED 17,400 BANK SOUTH CAROLINA CORP COM 065066102 33.86 3,500 SH SHARED 01 3,500 BANK VA CHESTERFIELD COM 06544P104 0.45 565 SH SOLE 565

BANKATLANTIC BANCORP CL A NEW 065908600 0.19 300 SH C SHARED 300 BANKATLANTIC BANCORP CL A NEW 065908600 2.48 4,017 SH SHARED 01 4,017 BANKATLANTIC BANCORP CL A NEW 065908600 12.68 20,512 SH SHARED 20,512 BANKRATE INC DEL COM 06647F102 1.52 100 SH C SHARED 100 BANKRATE INC DEL COM 06647F102 145.03 9,535 SH SHARED 9,535 BANKRATE INC DEL COM 06647F102 958.23 63,000 SH SHARED 01 63,000 BANKUNITED INC COM 06652K103 6.85 330 SH SHARED 20 330 BANKUNITED INC COM 06652K103 15.57 750 SH SHARED 750 BANKUNITED INC COM 06652K103 108.28 5,216 SH SHARED 01 5,216 BANNER CORP COM NEW 06652V208 10.32 807 SH SHARED 807 BANNER CORP COM NEW 06652V208 237.52 18,571 SH SHARED 01 18,571 BANRO CORP COM 066800103 24.61 6,247 SH SHARED 01 6,247 BAR HBR BANKSHARES COM 066849100 3.08 110 SH SHARED 01 110 BAR HBR BANKSHARES COM 066849100 20.86 745 SH SHARED 745 BARCLAYS BANK PLC ADR PFD SR 5 06739H362 10,166.64 439,924 SH SHARED 01 439,924 BARCLAYS BANK PLC ADS7.75%PFD S4 06739H511 2.54 115 SH SHARED 115 BARCLAYS BANK PLC ADS7.75%PFD S4 06739H511 3,046.57 138,104 SH SHARED 01 138,104 BARCLAYS BANK PLC CARRY ETN 38 06739H412 4.77 107 SH SHARED 01 107 BARCLAYS BANK PLC CARRY ETN 38 06739H412 66.42 1,489 SH SHARED 1,489 BARCLAYS BANK PLC ETN DJUBS AGRI37 06739H206 1,870.33 35,954 SH SHARED 01 35,954 BARCLAYS BANK PLC ETN DJUBSALUMI38 06739H321 7.49 275 SH SHARED 01 275 BARCLAYS BANK PLC ETN DJUBSALUMI38 06739H321 41.64 1,528 SH SHARED 1,528 BARCLAYS BANK PLC ETN DJUBSCOCO 38 06739H313 18.81 520 SH SHARED 01 520 BARCLAYS BANK PLC ETN DJUBSCOFFE38 06739H297 689.84 11,991 SH SHARED 01 11,991 BARCLAYS BANK PLC ETN DJUBSCOTTN38 06739H271 582.93 9,477 SH SHARED 01 9,477 BARCLAYS BANK PLC ETN DJUBS GRNS37 06739H305 4,748.01 110,909 SH SHARED 01 110,909 BARCLAYS BANK PLC ETN DJUBSLEAD 38 06739H263 0.83 17 SH SHARED 01 17 BARCLAYS BANK PLC ETN DJUBSLEAD 38 06739H263 88.09 1,803 SH SHARED 1,803 BARCLAYS BANK PLC ETN DJUBSLVSTK37 06739H743 154.75 4,963 SH SHARED 01 4,963 BARCLAYS BANK PLC ETN DJUBS NAT37 06739H644 540.53 95,839 SH SHARED 01 95,839 BARCLAYS BANK PLC ETN DJUBSPLATM38 06739H255 49.18 1,400 SH SHARED 01 1,400 BARCLAYS BANK PLC ETN DJUBS PMET38 06739H248 1,268.33 14,333 SH SHARED 01 14,333 BARCLAYS BANK PLC ETN DJUBS SGAR38 06739H214 822.43 9,270 SH SHARED 01 9,270 BARCLAYS BANK PLC ETN DJUBSSOFT 38 06739H230 45.42 624 SH SHARED 01 624 BARCLAYS BANK PLC ETN DJUBS TIN 38 06739H198 10.73 231 SH SHARED 01 231 BARCLAYS BANK PLC ETN DJUBS TIN 38 06739H198 66.73 1,436 SH SHARED 1,436 BARCLAYS BANK PLC ETN GLB CARB38 06739H164 12.93 748 SH SOLE 748 BARCLAYS BANK PLC GEMS INDX ETN38 06739H453 3.61 85 SH SOLE 85 BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H776 7.48 354 SH SHARED 354 BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H776 3,320.46 157,070 SH SHARED 01 157,070 BARCLAYS BK PLC 10 YR TREAS BULL 06740L493 39.49 612 SH SOLE 612 BARCLAYS BK PLC 30 YR TREAS BEAR 06740L444 45.84 1,366 SH SOLE 1,366 BARCLAYS BK PLC ADR 2 PREF 2 06739F390 30.58 1,564 SH SHARED 1,564 BARCLAYS BK PLC ADR 2 PREF 2 06739F390 2,849.10 145,734 SH SHARED 01 145,734 BARCLAYS BK PLC ASIA CURR ETN 06738G878 8.45 179 SH SHARED 179 BARCLAYS BK PLC ASIA CURR ETN 06738G878 21.49 455 SH SHARED 01 455

BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 4.17 100 SH C SHARED 100 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 66.78 1,600 SH P SHARED 1,600 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 114.28 2,738 SH SHARED 2,738 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 22,426.28 537,285 SH SHARED 01 537,285 BARCLAYS BK PLC EAFE 3X LNG 06740P809 6.27 80 SH SOLE 80 BARCLAYS BK PLC EAFE 3X SHORT 06740P882 12.78 110 SH SOLE 110 BARCLAYS BK PLC ETN CBOE SPBUY 06739F135 7.33 170 SH SHARED 170 BARCLAYS BK PLC ETN CBOE SPBUY 06739F135 13.66 317 SH SHARED 01 317 BARCLAYS BK PLC ETN DJUBS COPR37 06739F101 901.55 22,421 SH SHARED 01 22,421 BARCLAYS BK PLC ETN DJUBS IND MT 06738G407 6.78 200 SH SHARED 01 200 BARCLAYS BK PLC ETN DJUBS IND MT 06738G407 319.33 9,417 SH SHARED 9,417 BARCLAYS BK PLC ETN DJUBS NCKL37 06739F119 12.21 486 SH SHARED 486 BARCLAYS BK PLC ETN DJUBS NCKL37 06739F119 324.78 12,929 SH SHARED 01 12,929 BARCLAYS BK PLC IPATH S&P MT ETN 06740C519 14.64 200 SH C SHARED 200 BARCLAYS BK PLC IPATH S&P MT ETN 06740C519 111.19 1,519 SH SHARED 1,519 BARCLAYS BK PLC IPATH S&P MT ETN 06740C519 4,753.02 64,932 SH SHARED 01 64,932 BARCLAYS BK PLC IP EUR/USD ETN 06739F184 82.53 1,584 SH SOLE 1,584 BARCLAYS BK PLC IP GBP/USD ETN 06739F176 122.45 2,933 SH SOLE 2,933 BARCLAYS BK PLC IPMS INDIA ETN 06739F291 5.38 100 SH C SHARED 100 BARCLAYS BK PLC IPMS INDIA ETN 06739F291 5.38 100 SH P SHARED 100 BARCLAYS BK PLC IPMS INDIA ETN 06739F291 390.81 7,260 SH SHARED 17 7,260 BARCLAYS BK PLC IPMS INDIA ETN 06739F291 2,292.40 42,586 SH SHARED 01 42,586 BARCLAYS BK PLC IPMS INDIA ETN 06739F291 5,393.87 100,202 SH SHARED 100,202 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 29.76 1,500 SH C SHARED 1,500 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 115.07 5,800 SH P SHARED 5,800 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 618.08 31,153 SH SHARED 31,153 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 1,873.59 94,435 SH SHARED 01 94,435 BARCLAYS BK PLC IPSPGS TTL ETN 06738C794 39.34 1,292 SH SHARED 1,292 BARCLAYS BK PLC IPSPGS TTL ETN 06738C794 323.38 10,620 SH SHARED 01 10,620 BARCLAYS BK PLC IPT COFFEE ETN 06740P148 9.52 254 SH SOLE 254 BARCLAYS BK PLC IPT GRAINS ETN 06740P270 12.07 289 SH SOLE 289 BARCLAYS BK PLC IPTH AGRIC ETN 06740P262 22.66 537 SH SOLE 537 BARCLAYS BK PLC IPTH CRUDE OIL 06740P221 19.02 555 SH SOLE 555 BARCLAYS BK PLC IPTH INDL MTLS 06740P296 6.51 179 SH SOLE 179 BARCLAYS BK PLC IPTH NAT GAS 06740P239 31.46 786 SH SOLE 786 BARCLAYS BK PLC IPTH PURE BRD 06740P114 9,460.87 229,800 SH SOLE 229,800 BARCLAYS BK PLC IPTH S&P VIX NEW 06740C261 16,357.91 306,500 SH P SOLE 306,500 BARCLAYS BK PLC IPTH S&P VIX NEW 06740C261 22,799.66 427,200 SH C SOLE 427,200 BARCLAYS BK PLC RSS1000 3X SHT 06740P304 7.27 138 SH SOLE 138 BARCLAYS BK PLC RUSS1000 3X LG 06740P205 21.81 491 SH SOLE 491 BARCLAYS BK PLC RUSS2000 3X ST 06740P502 116.17 1,810 SH SOLE 1,810 BARCLAYS BK PLC SHTB S&P500 14 06740H658 6.90 75 SH SOLE 75 BARCLAYS BK PLC SHTC S&P500 14 06740H641 14.37 250 SH SOLE 250 BARCLAYS BK PLC S&P 500 3X SHT 06740P700 100.06 1,853 SH SOLE 1,853 BARCLAYS BK PLC S&P 500 VEQTOR 06740C337 9,250.80 74,760 SH SHARED 01 74,760 BARCLAYS BK PLC S&P 500 VIX MI 06741K106 57.67 949 SH SOLE 949

BARCLAYS BK PLC IPTH S&P VIX NEW 06740C261 25,525.59 478,276 SH SHARED 1 478,276 BARCLAYS PLC ADR 06738E204 42.39 4,334 SH SHARED 21 4,334 BARCLAYS PLC ADR 06738E204 3,917.19 400,531 SH SHARED 400,531 BARCLAYS PLC ADR 06738E204 7,997.33 817,723 SH SHARED 01 817,723 BARD C R INC COM 067383109 17.51 200 SH P SHARED 200 BARD C R INC COM 067383109 18.38 210 SH SHARED 20 210 BARD C R INC COM 067383109 113.80 1,300 SH C SHARED 1,300 BARD C R INC COM 067383109 210.53 2,405 SH SHARED 2,405 BARD C R INC COM 067383109 525.24 6,000 SH SHARED 6,000 BARD C R INC COM 067383109 5,935.39 67,802 SH SHARED 01 67,802 BARNES & NOBLE INC COM 067774109 11.97 1,012 SH SHARED 01 1,012 BARNES & NOBLE INC COM 067774109 107.65 9,100 SH C SHARED 9,100 BARNES & NOBLE INC COM 067774109 1,193.19 100,861 SH SHARED 100,861 BARNES & NOBLE INC COM 067774109 1,244.52 105,200 SH P SHARED 105,200 BARNES GROUP INC COM 067806109 5.39 280 SH SHARED 20 280 BARNES GROUP INC COM 067806109 813.77 42,274 SH SHARED 01 42,274 BARNWELL INDS INC COM 068221100 295.15 84,450 SH SHARED 01 84,450 BARRETT BILL CORP COM 06846N104 3.62 100 SH P SHARED 100 BARRETT BILL CORP COM 06846N104 18.12 500 SH C SHARED 500 BARRETT BILL CORP COM 06846N104 474.93 13,105 SH SHARED 01 13,105 BARRETT BUSINESS SERVICES IN COM 068463108 1.95 140 SH SHARED 01 140 BARRICK GOLD CORP COM 067901108 73.01 1,565 SH SHARED 21 1,565 BARRICK GOLD CORP COM 067901108 83.97 1,800 SH SHARED 17 1,800 BARRICK GOLD CORP COM 067901108 295.29 6,330 SH SHARED 20 6,330 BARRICK GOLD CORP COM 067901108 8,852.44 189,763 SH SHARED 189,763 BARRICK GOLD CORP COM 067901108 31,789.64 681,450 SH C SHARED 681,450 BARRICK GOLD CORP COM 067901108 41,304.52 885,413 SH SHARED 01 885,413 BARRICK GOLD CORP COM 067901108 72,769.34 1,559,900 SH P SHARED 1,559,900 BARRICK GOLD CORP COM 067901108 124,896.51 2,677,310 SH SHARED 2,677,310 BARRY R G CORP OHIO COM 068798107 37.23 3,512 SH SHARED 01 3,512 BASIC ENERGY SVCS INC NEW COM 06985P100 14.16 1,000 SH SHARED 01 1,000 BASIC ENERGY SVCS INC NEW COM 06985P100 41.06 2,900 SH P SHARED 2,900 BASIC ENERGY SVCS INC NEW COM 06985P100 63.72 4,500 SH C SHARED 4,500 BASSETT FURNITURE INDS INC COM 070203104 0.66 94 SH SOLE 94 BAXTER INTL INC COM 071813109 70.01 1,247 SH SHARED 21 1,247 BAXTER INTL INC COM 071813109 634.38 11,300 SH P SHARED 11,300 BAXTER INTL INC COM 071813109 882.52 15,720 SH SHARED 20 15,720 BAXTER INTL INC COM 071813109 3,918.57 69,800 SH C SHARED 69,800 BAXTER INTL INC COM 071813109 4,848.08 86,357 SH SHARED 86,357 BAXTER INTL INC COM 071813109 17,068.30 304,031 SH SHARED 304,031 BAXTER INTL INC COM 071813109 31,630.45 563,421 SH SHARED 01 563,421

BAYTEX ENERGY CORP COM 07317Q105 37.50 900 SH P SHARED 900 BAYTEX ENERGY CORP COM 07317Q105 75.01 1,800 SH C SHARED 1,800 BAYTEX ENERGY CORP COM 07317Q105 236.60 5,678 SH SHARED 5,678 BAYTEX ENERGY CORP COM 07317Q105 758.60 18,205 SH SHARED 18,205 BAYTEX ENERGY CORP COM 07317Q105 16,216.84 389,173 SH SHARED 01 389,173 BB&T CORP COM 054937107 345.55 16,200 SH P SHARED 16,200 BB&T CORP COM 054937107 885.20 41,500 SH SHARED 41,500 BB&T CORP COM 054937107 1,060.83 49,734 SH SHARED 49,734 BB&T CORP COM 054937107 1,377.92 64,600 SH C SHARED 64,600 BB&T CORP COM 054937107 2,761.70 129,475 SH SHARED 01 129,475 BBVA BANCO FRANCES S A SPONSORED ADR 07329M100 2.75 500 SH SHARED 01 500 BBVA BANCO FRANCES S A SPONSORED ADR 07329M100 222.00 40,363 SH SHARED 40,363 BCB BANCORP INC COM 055298103 3.26 359 SH SOLE 359 BCD SEMICONDUCTOR MFG LTD SPON ADR 055347207 3.97 793 SH SOLE 793 BCE INC COM NEW 05534B760 7.49 200 SH C SHARED 200 BCE INC COM NEW 05534B760 14.98 400 SH P SHARED 400 BCE INC COM NEW 05534B760 449.48 11,999 SH SHARED 11,999 BCE INC COM NEW 05534B760 1,905.03 50,855 SH SHARED 20 50,855 BCE INC COM NEW 05534B760 5,737.15 153,154 SH SHARED 153,154 BCE INC COM NEW 05534B760 14,457.16 385,936 SH SHARED 01 385,936 BCSB BANCORP INC COM 055367106 12.46 1,060 SH SOLE 1,060 BE AEROSPACE INC COM 073302101 9.37 283 SH SHARED 21 283 BE AEROSPACE INC COM 073302101 90.42 2,731 SH SHARED 2,731 BE AEROSPACE INC COM 073302101 254.95 7,700 SH P SHARED 7,700 BE AEROSPACE INC COM 073302101 1,371.15 41,412 SH SHARED 01 41,412 BE AEROSPACE INC COM 073302101 3,125.58 94,400 SH C SHARED 94,400 BEACON FED BANCORP INC COM 073582108 1.33 100 SH SHARED 01 100 BEACON FED BANCORP INC COM 073582108 29.17 2,193 SH SHARED 2,193 BEACON ROOFING SUPPLY INC COM 073685109 11.19 700 SH SHARED 01 700 BEACON ROOFING SUPPLY INC COM 073685109 12.79 800 SH P SHARED 800 BEACON ROOFING SUPPLY INC COM 073685109 324.80 20,313 SH SHARED 20,313 BEASLEY BROADCAST GROUP INC CL A 074014101 3.31 871 SH SOLE 871 BEAZER HOMES USA INC COM 07556Q105 118.78 78,661 SH SHARED 01 78,661 BEAZER HOMES USA INC COM 07556Q105 124.67 82,562 SH SHARED 82,562 BEAZER HOMES USA INC COM 07556Q105 277.99 184,100 SH C SHARED 184,100 BEAZER HOMES USA INC COM 07556Q105 473.84 313,800 SH P SHARED 313,800 BEAZER HOMES USA INC NT SUB7.5%2013 07556Q402 1.79 192 SH SOLE 192

BEBE STORES INC COM 075571109 2.02 300 SH SHARED 01 300 BEBE STORES INC COM 075571109 6.72 1,000 SH C SHARED 1,000 BECTON DICKINSON & CO COM 075887109 1.10 15 SH SHARED 15 BECTON DICKINSON & CO COM 075887109 10.56 144 SH SHARED 21 144 BECTON DICKINSON & CO COM 075887109 190.63 2,600 SH C SHARED 2,600 BECTON DICKINSON & CO COM 075887109 237.92 3,245 SH SHARED 20 3,245 BECTON DICKINSON & CO COM 075887109 4,084.07 55,702 SH SHARED 55,702 BECTON DICKINSON & CO COM 075887109 18,668.15 254,612 SH SHARED 01 254,612 BED BATH & BEYOND INC COM 075896100 7.16 125 SH SHARED 20 125 BED BATH & BEYOND INC COM 075896100 790.88 13,800 SH SHARED 13,800 BED BATH & BEYOND INC COM 075896100 3,301.06 57,600 SH P SHARED 57,600 BED BATH & BEYOND INC COM 075896100 4,768.19 83,200 SH C SHARED 83,200 BED BATH & BEYOND INC COM 075896100 13,479.43 235,202 SH SHARED 01 235,202 BELDEN INC COM 077454106 4.26 165 SH SHARED 20 165 BELDEN INC COM 077454106 1,326.61 51,439 SH SHARED 01 51,439 BELO CORP COM SER A 080555105 8.07 1,650 SH SHARED 01 1,650 BELO CORP COM SER A 080555105 210.69 43,086 SH SHARED 43,086 BEMIS INC COM 081437105 11.72 400 SH P SHARED 400 BEMIS INC COM 081437105 199.31 6,800 SH C SHARED 6,800 BEMIS INC COM 081437105 3,266.16 111,435 SH SHARED 01 111,435 BENCHMARK ELECTRS INC COM 08160H101 10.72 824 SH SHARED 01 824 BENEFICIAL MUTUAL BANCORP IN COM 08173R104 3.73 500 SH SHARED 20 500 BENEFICIAL MUTUAL BANCORP IN COM 08173R104 21.23 2,850 SH SHARED 01 2,850 BERKLEY W R CORP COM 084423102 20.93 705 SH SHARED 21 705 BERKLEY W R CORP COM 084423102 59.38 2,000 SH P SHARED 2,000 BERKLEY W R CORP COM 084423102 338.47 11,400 SH SHARED 11,400 BERKLEY W R CORP COM 084423102 542.38 18,268 SH SHARED 01 18,268 BERKSHIRE BANCORP INC DEL COM NEW 084597202 3.29 515 SH SOLE 515 BERKSHIRE HATHAWAY INC DEL CL A 084670108 0.00 165 SH SHARED 01 165

BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3,999.55 56,300 SH C SHARED 56,300 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 9,242.30 130,100 SH P SHARED 130,100 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 9,287.84 130,741 SH SHARED 130,741 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 87,893.10 1,237,234 SH SHARED 01 1,237,234 BERKSHIRE HILLS BANCORP INC COM 084680107 4.06 220 SH SHARED 20 220 BERKSHIRE HILLS BANCORP INC COM 084680107 2,300.25 124,540 SH SHARED 01 124,540 BERRY PETE CO CL A 085789105 70.76 2,000 SH P SHARED 2,000 BERRY PETE CO CL A 085789105 247.66 7,000 SH C SHARED 7,000 BERRY PETE CO CL A 085789105 894.34 25,278 SH SHARED 01 25,278 BEST BUY INC COM 086516101 569.20 24,429 SH SHARED 24,429 BEST BUY INC COM 086516101 3,406.46 146,200 SH C SHARED 146,200 BEST BUY INC COM 086516101 5,220.57 224,059 SH SHARED 224,059 BEST BUY INC COM 086516101 11,878.34 509,800 SH P SHARED 509,800 BEST BUY INC COM 086516101 12,188.32 523,104 SH SHARED 01 523,104 BEST BUY INC SDCV 2.250% 1/1 086516AF8 3,266.81 3,275,000 PRN SHARED 3,275,000 BEST BUY INC SDCV 2.250% 1/1 086516AF8 14.96 15,000 PRN SHARED 01 15,000 BG MEDICINE INC COM 08861T107 0.40 114 SH SOLE 114 BGC PARTNERS INC CL A 05541T101 50.10 8,308 SH SHARED 8,308 BGC PARTNERS INC CL A 05541T101 55.51 9,206 SH SHARED 01 9,206 BGC PARTNERS INC CL A 05541T101 230.35 38,200 SH C SHARED 38,200 BHP BILLITON LTD SPONSORED ADR 088606108 84.38 1,270 SH SHARED 20 1,270 BHP BILLITON LTD SPONSORED ADR 088606108 244.37 3,678 SH SHARED 21 3,678 BHP BILLITON LTD SPONSORED ADR 088606108 498.96 7,510 SH SHARED 7,510 BHP BILLITON LTD SPONSORED ADR 088606108 40,811.50 614,261 SH SHARED 614,261 BHP BILLITON LTD SPONSORED ADR 088606108 49,135.83 739,552 SH SHARED 01 739,552 BHP BILLITON PLC SPONSORED ADR 05545E209 18.31 345 SH SHARED 21 345 BHP BILLITON PLC SPONSORED ADR 05545E209 1,408.16 26,529 SH SHARED 01 26,529 BHP BILLITON PLC SPONSORED ADR 05545E209 4,361.85 82,175 SH SHARED 82,175 BIDZ COM INC COM 08883T200 1.06 2,126 SH SOLE 2,126 BIG 5 SPORTING GOODS CORP COM 08915P101 12.56 2,065 SH SOLE 2,065 BIG LOTS INC COM 089302103 41.80 1,200 SH P SHARED 1,200 BIG LOTS INC COM 089302103 672.22 19,300 SH C SHARED 19,300 BIG LOTS INC COM 089302103 1,164.02 33,420 SH SHARED 01 33,420 BIGBAND NETWORKS INC COM 089750509 0.13 100 SH SHARED 01 100 BIGLARI HLDGS INC COM 08986R101 14.82 50 SH SHARED 01 50 BIO RAD LABS INC CL A 090572207 9.08 100 SH C SHARED 100 BIO RAD LABS INC CL A 090572207 16.43 181 SH SHARED 21 181 BIO RAD LABS INC CL A 090572207 144.87 1,596 SH SHARED 1,596 BIO RAD LABS INC CL A 090572207 587.37 6,471 SH SHARED 20 6,471 BIO RAD LABS INC CL A 090572207 2,027.26 22,334 SH SHARED 01 22,334

BIO RAD LABS INC CL B 090572108 86.28 955 SH SOLE 955 BIOANALYTICAL SYS INC COM 09058M103 13.53 11,367 SH SOLE 11,367 BIOCLINICA INC COM 09071B100 5.23 1,086 SH SOLE 1,086 BIOCRYST PHARMACEUTICALS COM 09058V103 1.66 600 SH C SHARED 600 BIOCRYST PHARMACEUTICALS COM 09058V103 176.38 63,904 SH SHARED 63,904 BIOCRYST PHARMACEUTICALS COM 09058V103 246.61 89,350 SH SHARED 01 89,350 BIODEL INC COM 09064M105 0.97 1,800 SH C SHARED 1,800 BIODEL INC COM 09064M105 17.07 31,615 SH SHARED 01 31,615 BIODEL INC COM 09064M105 22.07 40,871 SH SHARED 40,871 BIODELIVERY SCIENCES INTL IN COM 09060J106 0.22 200 SH P SHARED 200 BIODELIVERY SCIENCES INTL IN COM 09060J106 0.55 500 SH C SHARED 500 BIODELIVERY SCIENCES INTL IN COM 09060J106 8.72 7,999 SH SHARED 01 7,999 BIOFUEL ENERGY CORP COM 09064Y109 3.04 16,014 SH SOLE 16,014 BIOGEN IDEC INC COM 09062X103 17.05 183 SH SHARED 21 183 BIOGEN IDEC INC COM 09062X103 689.31 7,400 SH P SHARED 7,400 BIOGEN IDEC INC COM 09062X103 1,080.54 11,600 SH C SHARED 11,600 BIOGEN IDEC INC COM 09062X103 1,461.06 15,685 SH SHARED 15,685 BIOGEN IDEC INC COM 09062X103 10,418.55 111,847 SH SHARED 01 111,847 BIOLASE TECHNOLOGY INC COM 090911108 5.40 1,800 SH C SOLE 1,800 BIOMARIN PHARMACEUTICAL INC COM 09061G101 22.31 700 SH C SHARED 700 BIOMARIN PHARMACEUTICAL INC COM 09061G101 393.56 12,349 SH SHARED 12,349 BIOMARIN PHARMACEUTICAL INC COM 09061G101 1,725.98 54,157 SH SHARED 01 54,157 BIOMARIN PHARMACEUTICAL INC NOTE 1.875% 4/2 09061GAD3 101.57 61,000 PRN SHARED 01 61,000 BIOMARIN PHARMACEUTICAL INC NOTE 1.875% 4/2 09061GAD3 5.00 3,000 PRN SHARED 3,000 BIOMED REALTY TRUST INC COM 09063H107 3.07 185 SH SHARED 20 185 BIOMED REALTY TRUST INC COM 09063H107 779.87 47,065 SH SHARED 01 47,065 BIOMED REALTY TRUST INC COM 09063H107 1,052.10 63,494 SH SHARED 63,494 BIOMIMETIC THERAPEUTICS INC COM 09064X101 4.29 1,300 SH P SOLE 1,300

BIOMIMETIC THERAPEUTICS INC COM 09064X101 26.07 7,900 SH C SOLE 7,900 BIO-REFERENCE LABS INC COM $.01 NEW 09057G602 18.41 1,000 SH P SHARED 1,000 BIO-REFERENCE LABS INC COM $.01 NEW 09057G602 273.22 14,841 SH SHARED 01 14,841 BIO-REFERENCE LABS INC COM $.01 NEW 09057G602 488.27 26,522 SH SHARED 26,522 BIOSANTE PHARMACEUTICALS INC COM NEW 09065V203 1.75 766 SH SHARED 01 766 BIOSANTE PHARMACEUTICALS INC COM NEW 09065V203 205.43 90,100 SH C SHARED 90,100 BIOSANTE PHARMACEUTICALS INC COM NEW 09065V203 443.92 194,700 SH P SHARED 194,700 BIOSANTE PHARMACEUTICALS INC COM NEW 09065V203 699.55 306,819 SH SHARED 306,819 BIOSCRIP INC COM 09069N108 12.11 1,904 SH SHARED 01 1,904 BIOSPECIFICS TECHNOLOGIES CO COM 090931106 47.92 2,969 SH SHARED 01 2,969 BIOSTAR PHARMACEUTICALS INC COM 090678103 12.06 17,734 SH SOLE 17,734 BIOTECH HOLDRS TR DEPOSTRY RCPTS 09067D201 139.50 1,433 SH SHARED 1,433 BIOTECH HOLDRS TR DEPOSTRY RCPTS 09067D201 1,515.74 15,570 SH SHARED 01 15,570 BIOTIME INC COM 09066L105 9.42 2,135 SH SHARED 01 2,135 BIOTIME INC COM 09066L105 11.03 2,500 SH C SHARED 2,500 BIRNER DENTAL MGMT SERVICES COM NEW 091283200 6.96 418 SH SOLE 418 BITAUTO HLDGS LTD SPONSORED ADS 091727107 3,650.38 598,423 SH SOLE 598,423 BITSTREAM INC CL A 091736108 230.25 41,412 SH SHARED 01 41,412 BJS RESTAURANTS INC COM 09180C106 304.36 6,900 SH C SHARED 6,900 BJS RESTAURANTS INC COM 09180C106 383.76 8,700 SH P SHARED 8,700 BJS RESTAURANTS INC COM 09180C106 1,827.39 41,428 SH SHARED 01 41,428 BJS WHOLESALE CLUB INC COM 05548J106 311.64 6,082 SH SHARED 01 6,082 BJS WHOLESALE CLUB INC COM 05548J106 1,393.73 27,200 SH P SHARED 27,200 BJS WHOLESALE CLUB INC COM 05548J106 2,372.41 46,300 SH C SHARED 46,300 BJS WHOLESALE CLUB INC COM 05548J106 5,167.66 100,852 SH SHARED 100,852 BLACK BOX CORP DEL COM 091826107 11.10 520 SH SHARED 01 520 BLACK DIAMOND INC COM 09202G101 2.97 455 SH SHARED 01 455 BLACK HILLS CORP COM 092113109 919.97 30,025 SH SHARED 01 30,025 BLACKBAUD INC COM 09227Q100 35.21 1,581 SH SHARED 21 1,581 BLACKBAUD INC COM 09227Q100 109.92 4,936 SH SHARED 4,936 BLACKBAUD INC COM 09227Q100 442.28 19,860 SH SHARED 20 19,860 BLACKBAUD INC COM 09227Q100 2,743.00 123,170 SH SHARED 01 123,170

BLACKBOARD INC COM 091935502 186.23 4,170 SH SHARED 20 4,170 BLACKBOARD INC COM 091935502 199.41 4,465 SH SHARED 4,465 BLACKBOARD INC COM 091935502 270.82 6,064 SH SHARED 01 6,064 BLACKBOARD INC COM 091935502 276.89 6,200 SH P SHARED 6,200 BLACKBOARD INC COM 091935502 32,740.25 733,100 SH C SHARED 733,100 BLACKROCK BUILD AMER BD TR SHS 09248X100 21.29 1,054 SH SHARED 1,054 BLACKROCK BUILD AMER BD TR SHS 09248X100 10,915.07 540,350 SH SHARED 01 540,350 BLACKROCK CA MUNI 2018 TERM COM 09249C105 666.16 40,919 SH SHARED 01 40,919 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 32.38 2,300 SH SHARED 2,300 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 861.40 61,183 SH SHARED 01 61,183 BLACKROCK CORE BD TR SHS BEN INT 09249E101 14.25 1,099 SH SHARED 1,099 BLACKROCK CORE BD TR SHS BEN INT 09249E101 2,275.04 175,408 SH SHARED 01 175,408 BLACKROCK CORPOR HI YLD FD V COM 09255N102 88.77 8,219 SH SHARED 01 8,219 BLACKROCK CORPOR HI YLD FD V COM 09255P107 44.62 4,221 SH SHARED 4,221 BLACKROCK CORPOR HI YLD FD V COM 09255P107 617.44 58,414 SH SHARED 01 58,414 BLACKROCK CORPOR HI YLD III COM 09255M104 35.07 5,420 SH SHARED 01 5,420 BLACKROCK CORPOR HIGH YLD FD COM 09255L106 13.95 2,120 SH SHARED 2,120 BLACKROCK CORPOR HIGH YLD FD COM 09255L106 36.03 5,475 SH SHARED 01 5,475 BLACKROCK CREDIT ALL IN TR I COM SHS 09249V103 618.22 62,573 SH SHARED 01 62,573 BLACKROCK CREDIT ALL INC TR COM 092508100 3.57 311 SH SHARED 311 BLACKROCK CREDIT ALL INC TR COM 092508100 2,351.78 204,859 SH SHARED 01 204,859 BLACKROCK CREDIT ALL INC TR COM 09255H105 984.32 105,388 SH SHARED 01 105,388 BLACKROCK CREDIT ALL INC TR COM 09255J101 30.71 3,494 SH SHARED 01 3,494 BLACKROCK DEBT STRAT FD INC COM 09255R103 8.54 2,235 SH SHARED 2,235 BLACKROCK DEBT STRAT FD INC COM 09255R103 858.72 224,796 SH SHARED 01 224,796 BLACKROCK DEFINED OPPRTY CR COM 09255Q105 29.13 2,376 SH SHARED 2,376

BLACKROCK DEFINED OPPRTY CR COM 09255Q105 921.54 75,166 SH SHARED 01 75,166 BLACKROCK DIVERS OME STRATE COM 09255W102 2.12 231 SH SHARED 231 BLACKROCK DIVERS OME STRATE COM 09255W102 45.47 4,948 SH SHARED 01 4,948 BLACKROCK ECOSOLUTIONS INVT COM SH 092546100 16.70 2,077 SH SHARED 2,077 BLACKROCK ECOSOLUTIONS INVT COM SH 092546100 478.33 59,494 SH SHARED 01 59,494 BLACKROCK ENERGY & RES TR COM 09250U101 3,663.77 162,042 SH SHARED 01 162,042 BLACKROCK ENH CAP & INC FD I COM 09256A109 4.61 390 SH SHARED 390 BLACKROCK ENH CAP & INC FD I COM 09256A109 825.48 69,897 SH SHARED 01 69,897 BLACKROCK ENHANCED EQT DIV T COM 09251A104 220.11 31,535 SH SHARED 01 31,535 BLACKROCK ENHANCED GOVT FD I COM 09255K108 37.49 2,447 SH SHARED 2,447 BLACKROCK ENHANCED GOVT FD I COM 09255K108 306.08 19,979 SH SHARED 01 19,979 BLACKROCK EQUITY DIV TRUST COM 09250N107 17.79 2,050 SH SHARED 2,050 BLACKROCK EQUITY DIV TRUST COM 09250N107 1,214.60 139,931 SH SHARED 01 139,931 BLACKROCK FL RATE OME STRA I COM SHS 09255Y108 290.59 24,986 SH SHARED 01 24,986 BLACKROCK FLA MUN 2020 TERM COM SHS 09250M109 58.20 3,927 SH SHARED 3,927 BLACKROCK FLA MUN 2020 TERM COM SHS 09250M109 83.13 5,609 SH SHARED 01 5,609 BLACKROCK FLOAT RATE OME STR COM 09255X100 14.08 1,106 SH SHARED 1,106 BLACKROCK FLOAT RATE OME STR COM 09255X100 1,266.16 99,463 SH SHARED 01 99,463 BLACKROCK FLOATING RATE INCO COM 091941104 956.47 75,491 SH SHARED 01 75,491 BLACKROCK GLOBAL OPP EQTY TR COM 092501105 77.03 5,459 SH SHARED 5,459 BLACKROCK GLOBAL OPP EQTY TR COM 092501105 2,803.32 198,676 SH SHARED 01 198,676 BLACKROCK HEALTH SCIENCES TR COM 09250W107 51.61 2,146 SH SHARED 2,146 BLACKROCK HEALTH SCIENCES TR COM 09250W107 226.14 9,403 SH SHARED 01 9,403

BLACKROCK HIGH INCOME SHS SHS BEN INT 09250E107 453.49 231,374 SH SHARED 01 231,374 BLACKROCK INC COM 09247X101 8.88 60 SH SHARED 21 60 BLACKROCK INC COM 09247X101 98.43 665 SH SHARED 20 665 BLACKROCK INC COM 09247X101 623.12 4,210 SH SHARED 4,210 BLACKROCK INC COM 09247X101 826.19 5,582 SH SHARED 5,582 BLACKROCK INC COM 09247X101 1,494.90 10,100 SH C SHARED 10,100 BLACKROCK INC COM 09247X101 2,205.35 14,900 SH P SHARED 14,900 BLACKROCK INC COM 09247X101 17,486.20 118,142 SH SHARED 01 118,142 BLACKROCK INCOME OPP TRUST I COM 092475102 18.58 1,894 SH SHARED 1,894 BLACKROCK INCOME OPP TRUST I COM 092475102 3,142.56 320,343 SH SHARED 01 320,343 BLACKROCK INCOME TR INC COM 09247F100 2,358.99 327,183 SH SHARED 01 327,183 BLACKROCK INTL GRWTH & INC T COM BENE INTER 092524107 52.40 6,859 SH SHARED 6,859 BLACKROCK INTL GRWTH & INC T COM BENE INTER 092524107 1,552.88 203,256 SH SHARED 01 203,256 BLACKROCK INVT QUALITY MUN T COM 09247D105 172.77 11,809 SH SHARED 01 11,809 BLACKROCK KELSO CAPITAL CORP COM 092533108 976.68 133,792 SH SHARED 01 133,792 BLACKROCK KELSO CAPITAL CORP COM 092533108 3,574.50 489,658 SH SHARED 489,658 BLACKROCK LONG-TERM MUNI ADV COM 09250B103 3.18 286 SH SHARED 286 BLACKROCK LONG-TERM MUNI ADV COM 09250B103 128.52 11,558 SH SHARED 01 11,558 BLACKROCK LTD DURATION INC T COM SHS 09249W101 7,046.01 443,424 SH SHARED 01 443,424 BLACKROCK MUN 2020 TERM TR COM SHS 09249X109 31.50 2,039 SH SHARED 2,039 BLACKROCK MUN 2020 TERM TR COM SHS 09249X109 392.23 25,387 SH SHARED 01 25,387 BLACKROCK MUN INCOME TR SH BEN INT 09248F109 233.84 17,106 SH SHARED 01 17,106 BLACKROCK MUNI 2018 TERM TR COM 09248C106 19.76 1,217 SH SHARED 1,217 BLACKROCK MUNI 2018 TERM TR COM 09248C106 510.03 31,406 SH SHARED 01 31,406 BLACKROCK MUNI INCOME INV QL COM 09250G102 506.25 35,083 SH SHARED 01 35,083 BLACKROCK MUNI INCOME TR II COM 09249N101 1,017.87 69,479 SH SHARED 01 69,479 BLACKROCK MUNI INTER DR FD I COM 09253X102 19.60 1,338 SH SHARED 1,338

BLACKROCK MUNI INTER DR FD I COM 09253X102 1,048.78 71,589 SH SHARED 01 71,589 BLACKROCK MUNI N Y INTER DUR COM 09255F109 10.31 745 SH SHARED 745 BLACKROCK MUNI N Y INTER DUR COM 09255F109 287.94 20,805 SH SHARED 01 20,805 BLACKROCK MUNIASSETS FD INC COM 09254J102 704.81 58,931 SH SHARED 01 58,931 BLACKROCK MUNIC BD INVST TR COM 09249K107 15.28 1,049 SH SHARED 1,049 BLACKROCK MUNIC BD INVST TR COM 09249K107 31.70 2,176 SH SHARED 01 2,176 BLACKROCK MUNIC INCM INVST T SH BEN INT 09248H105 29.53 2,129 SH SHARED 2,129 BLACKROCK MUNIC INCM INVST T SH BEN INT 09248H105 82.57 5,953 SH SHARED 01 5,953 BLACKROCK MUNICIPAL BOND TR COM 09249H104 54.06 3,538 SH SHARED 3,538 BLACKROCK MUNICIPAL BOND TR COM 09249H104 166.35 10,887 SH SHARED 01 10,887 BLACKROCK MUNICIPL INC QLTY COM 092479104 91.54 6,406 SH SHARED 01 6,406 BLACKROCK MUNIENHANCED FD IN COM 09253Y100 1.60 144 SH SHARED 144 BLACKROCK MUNIENHANCED FD IN COM 09253Y100 123.48 11,114 SH SHARED 01 11,114 BLACKROCK MUNIHLDGS FD II IN COM 09253P109 72.40 4,849 SH SHARED 01 4,849 BLACKROCK MUNIHLDGS NJ QLTY COM 09254X101 23.55 1,650 SH SHARED 1,650 BLACKROCK MUNIHLDGS NJ QLTY COM 09254X101 519.21 36,385 SH SHARED 01 36,385 BLACKROCK MUNIHLDGS NY QLTY COM 09255C106 53.10 3,708 SH SHARED 3,708 BLACKROCK MUNIHLDGS NY QLTY COM 09255C106 249.44 17,419 SH SHARED 01 17,419 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 979.73 69,141 SH SHARED 01 69,141 BLACKROCK MUNIHLDNGS QLTY II COM 09254C107 264.93 20,025 SH SHARED 01 20,025 BLACKROCK MUNIHLDS INVSTM QL COM 09254P108 402.63 28,821 SH SHARED 01 28,821 BLACKROCK MUNIHOLDINGS FD IN COM 09253N104 2.66 165 SH SOLE 165 BLACKROCK MUNIHOLDNGS QLTY I COM 09254A101 96.09 7,139 SH SHARED 01 7,139

BLACKROCK MUNIVEST FD II INC COM 09253T101 683.70 45,580 SH SHARED 01 45,580 BLACKROCK MUNIVEST FD INC COM 09253R105 587.11 58,072 SH SHARED 01 58,072 BLACKROCK MUNIYIELD ARIZ FD COM 09254K109 47.64 3,699 SH SHARED 3,699 BLACKROCK MUNIYIELD ARIZ FD COM 09254K109 780.90 60,629 SH SHARED 01 60,629 BLACKROCK MUNIYIELD CALI QLT COM 09254N103 42.82 3,087 SH SHARED 3,087 BLACKROCK MUNIYIELD CALI QLT COM 09254N103 2,243.87 161,779 SH SHARED 01 161,779 BLACKROCK MUNIYIELD CALIF FD COM 09254M105 113.36 7,972 SH SHARED 7,972 BLACKROCK MUNIYIELD CALIF FD COM 09254M105 363.32 25,550 SH SHARED 01 25,550 BLACKROCK MUNIYIELD FD INC COM 09253W104 1,543.49 105,574 SH SHARED 01 105,574 BLACKROCK MUNIYIELD INVST FD COM 09254R104 19.81 1,404 SH SHARED 1,404 BLACKROCK MUNIYIELD INVST FD COM 09254R104 34.29 2,430 SH SHARED 01 2,430 BLACKROCK MUNIYIELD N J FD I COM 09254Y109 63.50 4,447 SH SHARED 4,447 BLACKROCK MUNIYIELD N J FD I COM 09254Y109 69.71 4,882 SH SHARED 01 4,882 BLACKROCK MUNIYIELD NJ QLTY COM 09255A100 18.90 1,349 SH SHARED 1,349 BLACKROCK MUNIYIELD NJ QLTY COM 09255A100 41.44 2,958 SH SHARED 01 2,958 BLACKROCK MUNIYIELD NY QLTY COM 09255E102 41.63 3,166 SH SHARED 3,166 BLACKROCK MUNIYIELD NY QLTY COM 09255E102 117.47 8,933 SH SHARED 01 8,933 BLACKROCK MUNIYIELD PA QLTY COM 09255G107 45.61 3,139 SH SOLE 3,139 BLACKROCK MUNIYIELD QLTY FD COM 09254E103 4,996.90 377,980 SH SHARED 01 377,980 BLACKROCK MUNIYIELD QUALITY COM 09254F100 30.80 2,074 SH SHARED 2,074 BLACKROCK MUNIYIELD QUALITY COM 09254F100 2,930.02 197,308 SH SHARED 01 197,308 BLACKROCK MUNIYIELD QUALITY COM 09254G108 269.88 21,019 SH SHARED 01 21,019 BLACKROCK MUNIYLD INVST QLTY COM 09254T100 10.79 780 SH SHARED 780

BLACKROCK MUNIYLD INVST QLTY COM 09254T100 115.78 8,366 SH SHARED 01 8,366 BLACKROCK MUNIYLD MICH QLTY COM 09254V105 14.39 1,003 SH SHARED 1,003 BLACKROCK MUNIYLD MICH QLTY COM 09254V105 58.66 4,088 SH SHARED 01 4,088 BLACKROCK MUNIYLD MICH QLTY COM 09254W103 51.55 3,905 SH SHARED 3,905 BLACKROCK MUNIYLD MICH QLTY COM 09254W103 95.44 7,230 SH SHARED 01 7,230 BLACKROCK N J MUN INCOME TR SH BEN INT 09248J101 38.29 2,663 SH SHARED 2,663 BLACKROCK N J MUN INCOME TR SH BEN INT 09248J101 109.78 7,634 SH SHARED 01 7,634 BLACKROCK N Y MUN INCOME TR SH BEN INT 09248L106 23.68 1,622 SH SHARED 1,622 BLACKROCK N Y MUN INCOME TR SH BEN INT 09248L106 67.45 4,620 SH SHARED 01 4,620 BLACKROCK NJ INVT QUALITY MU COM 09247C107 2.42 200 SH SHARED 01 200 BLACKROCK NJ INVT QUALITY MU COM 09247C107 4.62 382 SH SHARED 382 BLACKROCK NY INVT QUALITY MU COM 09247E103 18.84 1,340 SH SHARED 1,340 BLACKROCK NY INVT QUALITY MU COM 09247E103 68.47 4,870 SH SHARED 01 4,870 BLACKROCK NY MUN INCOME TR I COM 09249R102 18.21 1,233 SH SHARED 01 1,233 BLACKROCK NY MUNI 2018 TERM COM 09248K108 263.72 15,513 SH SHARED 01 15,513 BLACKROCK NY MUNI INC QLTY T COM 09249U105 10.92 765 SH SHARED 765 BLACKROCK NY MUNI INC QLTY T COM 09249U105 71.35 5,000 SH SHARED 01 5,000 BLACKROCK NY MUNICIPAL BOND COM 09249P106 18.64 1,257 SH SHARED 1,257 BLACKROCK NY MUNICIPAL BOND COM 09249P106 155.72 10,500 SH SHARED 01 10,500 BLACKROCK PA STRATEGIC MUN T COM 09248R103 11.32 820 SH SOLE 820 BLACKROCK REAL ASSET EQUITY COM 09254B109 919.80 88,527 SH SHARED 01 88,527 BLACKROCK RES & COMM STRAT T SHS 09257A108 51.38 3,820 SH SHARED 3,820 BLACKROCK RES & COMM STRAT T SHS 09257A108 5,511.80 409,799 SH SHARED 01 409,799

BLACKROCK S&P QLTY RK EQ MD SHS BEN INT 09250D109 25.35 2,178 SH SOLE 2,178 BLACKROCK SR HIGH INCOME FD COM 09255T109 24.36 6,673 SH SHARED 6,673 BLACKROCK SR HIGH INCOME FD COM 09255T109 245.87 67,362 SH SHARED 01 67,362 BLACKROCK STRAT EQUITY DIV T COM 09249Y107 1,684.00 184,852 SH SHARED 01 184,852 BLACKROCK STRATEGIC MUN TR COM 09248T109 7.51 571 SH SHARED 571 BLACKROCK STRATEGIC MUN TR COM 09248T109 97.95 7,449 SH SHARED 01 7,449 BLACKROCK STRTGC BOND TR COM 09249G106 10.54 827 SH SHARED 827 BLACKROCK STRTGC BOND TR COM 09249G106 124.13 9,736 SH SHARED 01 9,736 BLACKROCK VA MUNICIPAL BOND COM 092481100 0.75 41 SH SHARED 41 BLACKROCK VA MUNICIPAL BOND COM 092481100 110.16 6,000 SH SHARED 01 6,000 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 1,110.55 92,700 SH C SHARED 92,700 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 4,127.11 344,500 SH P SHARED 344,500 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 6,988.71 583,365 SH SHARED 01 583,365 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 90,197.70 7,529,023 SH SHARED 7,529,023 BLACKSTONE GSO FLTING RTE FU COM 09256U105 836.76 47,355 SH SHARED 01 47,355 BLACKSTONE GSO LNG SHRT CR I COM SHS BN INT 09257D102 13.58 787 SH SHARED 787 BLACKSTONE GSO LNG SHRT CR I COM SHS BN INT 09257D102 5,392.02 312,581 SH SHARED 01 312,581 BLDRS INDEX FDS TR ASIA 50 ADR 09348R102 187.93 8,401 SH SHARED 01 8,401 BLDRS INDEX FDS TR DEV MK 100 ADR 09348R201 182.62 10,253 SH SHARED 01 10,253 BLDRS INDEX FDS TR EMER MK 50 ADR 09348R300 2,788.28 77,302 SH SHARED 01 77,302 BLDRS INDEX FDS TR EUR 100 ADR 09348R409 1,026.65 58,969 SH SHARED 01 58,969 BLOCK H & R INC COM 093671105 234.26 17,600 SH SHARED 17,600 BLOCK H & R INC COM 093671105 564.34 42,400 SH C SHARED 42,400 BLOCK H & R INC COM 093671105 677.44 50,897 SH SHARED 01 50,897 BLOCK H & R INC COM 093671105 1,393.56 104,700 SH P SHARED 104,700 BLONDER TONGUE LABS INC COM 093698108 2.09 1,609 SH SOLE 1,609 BLOUNT INTL INC NEW COM 095180105 78.37 5,866 SH SHARED 01 5,866 BLOUNT INTL INC NEW COM 095180105 928.52 69,500 SH C SHARED 69,500 BLUE COAT SYSTEMS INC COM NEW 09534T508 43.32 3,121 SH SHARED 01 3,121 BLUE COAT SYSTEMS INC COM NEW 09534T508 45.80 3,300 SH P SHARED 3,300

BLUE COAT SYSTEMS INC COM NEW 09534T508 101.32 7,300 SH C SHARED 7,300 BLUE NILE INC COM 09578R103 0.46 13 SH SHARED 01 13 BLUE NILE INC COM 09578R103 7.06 200 SH P SHARED 200 BLUE NILE INC COM 09578R103 11.68 331 SH SHARED 21 331 BLUEFLY INC COM NEW 096227301 0.45 190 SH SHARED 01 190 BLUEKNIGHT ENERGY PARTNERS L COM UNIT 09625U109 4.14 663 SH SOLE 663 BLUEPHOENIX SOLUTIONS LTD SHS M20157109 4.18 6,965 SH SOLE 6,965 BLYTH INC COM NEW 09643P207 0.83 15 SH SHARED 01 15 BLYTH INC COM NEW 09643P207 201.56 3,635 SH SHARED 3,635 BMB MUNAI INC COM 09656A105 15.18 13,555 SH SOLE 13,555 BMC SOFTWARE INC COM 055921100 17.54 455 SH SHARED 21 455 BMC SOFTWARE INC COM 055921100 173.52 4,500 SH C SHARED 4,500 BMC SOFTWARE INC COM 055921100 212.08 5,500 SH P SHARED 5,500 BMC SOFTWARE INC COM 055921100 374.03 9,700 SH SHARED 9,700 BMC SOFTWARE INC COM 055921100 842.23 21,842 SH SHARED 21,842 BMC SOFTWARE INC COM 055921100 3,815.55 98,951 SH SHARED 01 98,951 BNC BANCORP COM 05566T101 22.88 3,385 SH SOLE 3,385 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 2.56 100 SH P SHARED 100 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 7.69 300 SH C SHARED 300 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 6,657.12 259,638 SH SHARED 259,638 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 10,274.54 400,723 SH SHARED 01 400,723 BOB EVANS FARMS INC COM 096761101 2.85 100 SH C SHARED 100 BOB EVANS FARMS INC COM 096761101 167.53 5,874 SH SHARED 01 5,874 BOB EVANS FARMS INC COM 096761101 280.55 9,837 SH SHARED 9,837 BODY CENT CORP COM 09689U102 1.36 75 SH SHARED 21 75 BODY CENT CORP COM 09689U102 65.25 3,593 SH SHARED 3,593 BOEING CO COM 097023105 79.87 1,320 SH SHARED 17 1,320 BOEING CO COM 097023105 575.75 9,515 SH SHARED 21 9,515 BOEING CO COM 097023105 2,861.40 47,288 SH SHARED 47,288 BOEING CO COM 097023105 6,640.79 109,747 SH SHARED 20 109,747 BOEING CO COM 097023105 15,721.28 259,813 SH SHARED 259,813 BOEING CO COM 097023105 16,591.84 274,200 SH P SHARED 274,200 BOEING CO COM 097023105 25,662.29 424,100 SH C SHARED 424,100 BOEING CO COM 097023105 74,673.09 1,234,062 SH SHARED 01 1,234,062 BOINGO WIRELESS INC COM 09739C102 2.09 292 SH SHARED 01 292 BOINGO WIRELESS INC COM 09739C102 51.38 7,186 SH SHARED 7,186 BOISE INC COM 09746Y105 6.20 1,200 SH P SHARED 1,200 BOISE INC COM 09746Y105 24.30 4,700 SH C SHARED 4,700 BOISE INC COM 09746Y105 27.76 5,370 SH SHARED 01 5,370

BOK FINL CORP COM NEW 05561Q201 1.55 33 SH SHARED 01 33 BOK FINL CORP COM NEW 05561Q201 469.18 10,006 SH SHARED 10,006 BOLT TECHNOLOGY CORP COM 097698104 4.45 445 SH SHARED 445 BOLT TECHNOLOGY CORP COM 097698104 31.95 3,192 SH SHARED 01 3,192 BONSO ELECTRS INTL INC COM PAR $0.003 098529308 1.35 967 SH SOLE 967 BON-TON STORES INC COM 09776J101 104.98 21,122 SH SOLE 21,122 BOOKS-A-MILLION INC COM 098570104 3.93 1,696 SH SHARED 01 1,696 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 0.31 21 SH SHARED 21 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 1.49 100 SH C SHARED 100 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 8.92 600 SH P SHARED 600 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 14.87 1,000 SH SHARED 01 1,000 BORGWARNER INC COM 099724106 54.05 893 SH SHARED 21 893 BORGWARNER INC COM 099724106 209.13 3,455 SH SHARED 20 3,455 BORGWARNER INC COM 099724106 405.55 6,700 SH SHARED 6,700 BORGWARNER INC COM 099724106 647.67 10,700 SH C SHARED 10,700 BORGWARNER INC COM 099724106 1,208.36 19,963 SH SHARED 19,963 BORGWARNER INC COM 099724106 22,345.19 369,159 SH SHARED 01 369,159 BOSTON BEER INC CL A 100557107 7.27 100 SH P SHARED 100 BOSTON BEER INC CL A 100557107 21.81 300 SH C SHARED 300 BOSTON BEER INC CL A 100557107 522.64 7,189 SH SHARED 01 7,189 BOSTON BEER INC CL A 100557107 537.47 7,393 SH SHARED 7,393 BOSTON PPTYS LTD PARTNERSHIP NOTE 3.750% 5/1 10112RAG9 2,206.90 2,027,000 PRN SHARED 2,027,000 BOSTON PPTYS LTD PARTNERSHIP NOTE 3.750% 5/1 10112RAG9 28.31 26,000 PRN SHARED 01 26,000 BOSTON PRIVATE FINL HLDGS IN COM 101119105 4.05 689 SH SHARED 01 689 BOSTON PROPERTIES INC COM 101121101 24.06 270 SH SHARED 20 270 BOSTON PROPERTIES INC COM 101121101 36.71 412 SH SHARED 21 412 BOSTON PROPERTIES INC COM 101121101 588.06 6,600 SH C SHARED 6,600 BOSTON PROPERTIES INC COM 101121101 1,585.98 17,800 SH P SHARED 17,800 BOSTON PROPERTIES INC COM 101121101 5,725.48 64,259 SH SHARED 01 64,259 BOSTON PROPERTIES INC COM 101121101 7,327.76 82,242 SH SHARED 82,242 BOSTON SCIENTIFIC CORP COM 101137107 4.40 744 SH SHARED 20 744

BOSTON SCIENTIFIC CORP COM 101137107 25.53 4,320 SH SHARED 21 4,320 BOSTON SCIENTIFIC CORP COM 101137107 505.30 85,499 SH SHARED 85,499 BOSTON SCIENTIFIC CORP COM 101137107 1,834.46 310,400 SH C SHARED 310,400 BOSTON SCIENTIFIC CORP COM 101137107 2,173.11 367,700 SH P SHARED 367,700 BOSTON SCIENTIFIC CORP COM 101137107 6,163.39 1,042,874 SH SHARED 01 1,042,874 BOTTOMLINE TECH DEL INC COM 101388106 15.31 760 SH SHARED 21 760 BOTTOMLINE TECH DEL INC COM 101388106 805.78 40,009 SH SHARED 01 40,009 BOULDER GROWTH & INCOME FD I COM 101507101 149.28 27,340 SH SOLE 27,340 BOULDER TOTAL RETURN FD INC COM 101541100 238.52 17,668 SH SOLE 17,668 BOVIE MEDICAL CORP COM 10211F100 5.33 1,825 SH SHARED 1,825 BOVIE MEDICAL CORP COM 10211F100 8.76 3,000 SH SHARED 01 3,000 BOX SHIPS INCORPORATED SHS Y09675102 233.84 29,600 SH SHARED 01 29,600 BOYD GAMING CORP COM 103304101 39.20 8,000 SH C SHARED 8,000 BOYD GAMING CORP COM 103304101 42.30 8,632 SH SHARED 01 8,632 BOYD GAMING CORP COM 103304101 50.47 10,300 SH P SHARED 10,300 BP PLC SPONSORED ADR 055622104 33.47 928 SH SHARED 21 928 BP PLC SPONSORED ADR 055622104 395.33 10,960 SH SHARED 10,960 BP PLC SPONSORED ADR 055622104 16,132.06 447,243 SH SHARED 447,243 BP PLC SPONSORED ADR 055622104 37,759.19 1,046,831 SH SHARED 01 1,046,831 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 10.54 100 SH P SHARED 100 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 21.07 200 SH C SHARED 200 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 488.72 4,639 SH SHARED 4,639 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 9,623.30 91,346 SH SHARED 01 91,346 BPZ RESOURCES INC COM 055639108 2.77 1,000 SH SHARED 01 1,000 BPZ RESOURCES INC COM 055639108 347.08 125,300 SH P SHARED 125,300 BPZ RESOURCES INC MTNF 6.500% 3/0 055639AB4 8.21 10,000 PRN SHARED 01 10,000 BRADY CORP CL A 104674106 29.68 1,123 SH SHARED 01 1,123 BRANDYWINE OPER PARTNERSHIP NOTE 3.875%10/1 105340AH6 35,476.50 35,300,000 PRN SOLE 35,300,000 BRANDYWINE RLTY TR SH BEN INT NEW 105368203 2.11 264 SH SHARED 21 264 BRANDYWINE RLTY TR SH BEN INT NEW 105368203 2.23 279 SH SHARED 20 279 BRANDYWINE RLTY TR SH BEN INT NEW 105368203 5.61 700 SH C SHARED 700

BRANDYWINE RLTY TR SH BEN INT NEW 105368203 524.45 65,475 SH SHARED 65,475 BRANDYWINE RLTY TR SH BEN INT NEW 105368203 546.18 68,187 SH SHARED 68,187 BRANDYWINE RLTY TR SH BEN INT NEW 105368203 768.54 95,948 SH SHARED 01 95,948 BRASIL TELECOM SA SPON ADR COM 10553M200 13.97 2,183 SH SHARED 2,183 BRASIL TELECOM SA SPON ADR COM 10553M200 224.15 35,023 SH SHARED 01 35,023 BRASIL TELECOM SA SPONS ADR PFD 10553M101 163.43 9,360 SH SHARED 9,360 BRASIL TELECOM SA SPONS ADR PFD 10553M101 1,063.98 60,938 SH SHARED 01 60,938 BRASKEM S A SP ADR PFD A 105532105 8.98 575 SH SHARED 01 575 BRASKEM S A SP ADR PFD A 105532105 73.41 4,700 SH SHARED 4,700 BRASKEM S A SP ADR PFD A 105532105 220.05 14,088 SH SHARED 14,088 BRAVO BRIO RESTAURANT GROUP COM 10567B109 154.75 9,300 SH SHARED 01 9,300 BRE PROPERTIES INC CL A 05564E106 1.74 41 SH SHARED 21 41 BRE PROPERTIES INC CL A 05564E106 217.42 5,135 SH SHARED 5,135 BRE PROPERTIES INC CL A 05564E106 479.59 11,327 SH SHARED 01 11,327 BRE PROPERTIES INC CL A 05564E106 1,536.98 36,301 SH SHARED 36,301 BREEZE EASTERN CORP COM 106764103 7.05 759 SH SHARED 759 BREEZE EASTERN CORP COM 106764103 289.21 31,131 SH SHARED 01 31,131 BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 106776107 104.84 6,025 SH SHARED 01 6,025 BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 106776107 142.68 8,200 SH C SHARED 8,200 BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 106776107 318.77 18,320 SH SHARED 18,320 BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 106776107 478.50 27,500 SH P SHARED 27,500 BRF-BRASIL FOODS S A SPONSORED ADR 10552T107 5.26 300 SH SHARED 01 300 BRF-BRASIL FOODS S A SPONSORED ADR 10552T107 585.50 33,400 SH SHARED 33,400 BRF-BRASIL FOODS S A SPONSORED ADR 10552T107 2,671.05 152,370 SH SHARED 152,370 BRIDGE BANCORP INC COM 108035106 3.66 200 SH SHARED 01 200 BRIDGE CAP HLDGS COM 108030107 22.44 2,237 SH SOLE 2,237 BRIDGEPOINT ED INC COM 10807M105 41.86 2,400 SH P SHARED 2,400 BRIDGEPOINT ED INC COM 10807M105 205.90 11,806 SH SHARED 01 11,806 BRIGGS & STRATTON CORP COM 109043109 6.76 500 SH C SHARED 500 BRIGGS & STRATTON CORP COM 109043109 18.91 1,400 SH SHARED 01 1,400 BRIGHAM EXPLORATION CO COM 109178103 3.87 153 SH SHARED 21 153 BRIGHAM EXPLORATION CO COM 109178103 12.10 479 SH SHARED 479 BRIGHAM EXPLORATION CO COM 109178103 199.63 7,900 SH P SHARED 7,900 BRIGHAM EXPLORATION CO COM 109178103 336.09 13,300 SH C SHARED 13,300

BRIGHAM EXPLORATION CO COM 109178103 2,917.47 115,452 SH SHARED 01 115,452 BRIGHTPOINT INC COM NEW 109473405 15.67 1,700 SH C SHARED 1,700 BRIGHTPOINT INC COM NEW 109473405 318.03 34,494 SH SHARED 01 34,494 BRIGUS GOLD CORP COM 109490102 72.24 59,700 SH SHARED 01 59,700 BRINKER INTL INC COM 109641100 4.18 200 SH C SHARED 200 BRINKER INTL INC COM 109641100 12.55 600 SH P SHARED 600 BRINKER INTL INC COM 109641100 207.71 9,929 SH SHARED 01 9,929 BRINKER INTL INC COM 109641100 555.01 26,530 SH SHARED 26,530 BRINKS CO COM 109696104 1,100.12 47,195 SH SHARED 01 47,195 BRISTOL MYERS SQUIBB CO COM 110122108 2,816.45 89,753 SH SHARED 20 89,753 BRISTOL MYERS SQUIBB CO COM 110122108 4,781.94 152,388 SH SHARED 152,388 BRISTOL MYERS SQUIBB CO COM 110122108 8,830.33 281,400 SH P SHARED 281,400 BRISTOL MYERS SQUIBB CO COM 110122108 11,902.43 379,300 SH C SHARED 379,300 BRISTOL MYERS SQUIBB CO COM 110122108 27,474.95 875,556 SH SHARED 875,556 BRISTOL MYERS SQUIBB CO COM 110122108 120,564.69 3,842,087 SH SHARED 01 3,842,087 BRISTOL MYERS SQUIBB CO PFD CV $2 110122207 61.25 117 SH SOLE 117 BRISTOW GROUP INC COM 110394103 63.65 1,500 SH P SHARED 1,500 BRISTOW GROUP INC COM 110394103 407.16 9,596 SH SHARED 01 9,596 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 76.85 907 SH SHARED 907 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 182.00 2,148 SH SHARED 21 2,148 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 48,373.80 570,917 SH SHARED 01 570,917 BRITTON & KOONTZ CAP CORP COM 111091104 5.06 771 SH SHARED 01 771 BROADCOM CORP CL A 111320107 47.84 1,437 SH SHARED 21 1,437 BROADCOM CORP CL A 111320107 624.52 18,760 SH SHARED 20 18,760 BROADCOM CORP CL A 111320107 887.18 26,650 SH SHARED 26,650 BROADCOM CORP CL A 111320107 4,434.23 133,200 SH C SHARED 133,200 BROADCOM CORP CL A 111320107 16,524.46 496,379 SH SHARED 496,379 BROADCOM CORP CL A 111320107 26,655.30 800,700 SH P SHARED 800,700 BROADCOM CORP CL A 111320107 45,385.12 1,363,326 SH SHARED 01 1,363,326 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 5.64 280 SH SHARED 21 280 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 6.04 300 SH SHARED 20 300 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 18.13 900 SH C SHARED 900

BROADRIDGE FINL SOLUTIONS IN COM 11133T103 24.17 1,200 SH P SHARED 1,200 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 602.53 29,917 SH SHARED 29,917 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 4,858.61 241,242 SH SHARED 01 241,242 BROADSOFT INC COM 11133B409 15.18 500 SH P SHARED 500 BROADSOFT INC COM 11133B409 33.39 1,100 SH C SHARED 1,100 BROADSOFT INC COM 11133B409 905.80 29,845 SH SHARED 01 29,845 BROADVISION INC COM PAR $.001 111412706 0.01 1 SH SHARED 01 1 BROADVISION INC COM PAR $.001 111412706 4.08 469 SH SHARED 469 BROADWAY FINL CORP DEL COM 111444105 3.46 2,769 SH SOLE 2,769 BROADWIND ENERGY INC COM 11161T108 61.44 192,010 SH SHARED 01 192,010 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 0.01 2 SH SHARED 2 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 4.45 1,030 SH SHARED 20 1,030 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 277.51 64,239 SH SHARED 01 64,239 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 288.07 66,683 SH SHARED 66,683 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 888.62 205,700 SH P SHARED 205,700 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 2,779.06 643,300 SH C SHARED 643,300 BROOKDALE SR LIVING INC COM 112463104 1.25 100 SH C SHARED 100 BROOKDALE SR LIVING INC COM 112463104 37.34 2,978 SH SHARED 01 2,978 BROOKDALE SR LIVING INC COM 112463104 174.88 13,946 SH SHARED 13,946 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 45.13 1,638 SH SHARED 21 1,638 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 930.50 33,775 SH SHARED 33,775 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 4,141.04 150,310 SH SHARED 01 150,310 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 4,501.53 163,395 SH SHARED 163,395 BROOKFIELD GLOBL LISTED INFR COM SHS 11273Q109 50.88 3,293 SH SOLE 3,293 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 17.04 700 SH P SHARED 700 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 38.94 1,600 SH C SHARED 1,600

BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 65.38 2,686 SH SHARED 2,686 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 2,702.06 111,013 SH SHARED 01 111,013 BROOKFIELD OFFICE PPTYS INC COM 112900105 549.16 39,881 SH SHARED 39,881 BROOKFIELD OFFICE PPTYS INC COM 112900105 660.74 47,984 SH SHARED 01 47,984 BROOKFIELD OFFICE PPTYS INC COM 112900105 1,328.79 96,499 SH SHARED 96,499 BROOKFIELD RESIDENTIAL PPTYS COM 11283W104 39.18 5,891 SH SHARED 5,891 BROOKFIELD RESIDENTIAL PPTYS COM 11283W104 93.10 14,000 SH SHARED 01 14,000 BROOKLINE BANCORP INC DEL COM 11373M107 20.48 2,656 SH SHARED 01 2,656 BROOKLYN FEDERAL BANCORP INC COM 114039100 3.91 5,073 SH SOLE 5,073 BROOKS AUTOMATION INC COM 114340102 21.00 2,577 SH SHARED 01 2,577 BROWN & BROWN INC COM 115236101 7.40 416 SH SHARED 21 416 BROWN & BROWN INC COM 115236101 891.50 50,084 SH SHARED 50,084 BROWN & BROWN INC COM 115236101 1,615.08 90,735 SH SHARED 01 90,735 BROWN FORMAN CORP CL A 115637100 56.07 825 SH SHARED 825 BROWN FORMAN CORP CL A 115637100 95.14 1,400 SH SHARED 01 1,400 BROWN FORMAN CORP CL B 115637209 303.36 4,325 SH SHARED 4,325 BROWN FORMAN CORP CL B 115637209 1,811.51 25,827 SH SHARED 01 25,827 BROWN SHOE INC NEW COM 115736100 98.26 13,800 SH SHARED 01 13,800 BRT RLTY TR SH BEN INT NEW 055645303 17.46 2,807 SH SOLE 2,807 BRUKER CORP COM 116794108 4.06 300 SH C SHARED 300 BRUKER CORP COM 116794108 26.42 1,953 SH SHARED 21 1,953 BRUKER CORP COM 116794108 3,693.39 272,978 SH SHARED 01 272,978 BRUNSWICK CORP COM 117043109 9.83 700 SH P SHARED 700 BRUNSWICK CORP COM 117043109 32.53 2,317 SH SHARED 01 2,317 BSD MED CORP DEL COM 055662100 0.53 200 SH C SHARED 200 BSD MED CORP DEL COM 055662100 6.65 2,500 SH SHARED 01 2,500 BSD MED CORP DEL COM 055662100 17.82 6,700 SH P SHARED 6,700 BSD MED CORP DEL COM 055662100 31.45 11,824 SH SHARED 11,824 BSQUARE CORP COM NEW 11776U300 5.34 1,200 SH C SOLE 1,200 BSQUARE CORP COM NEW 11776U300 19.27 4,330 SH SOLE 4,330 BT GROUP PLC ADR 05577E101 33.06 1,241 SH SHARED 21 1,241 BT GROUP PLC ADR 05577E101 940.34 35,298 SH SHARED 01 35,298 BTU INTL INC COM 056032105 0.44 99 SH SHARED 01 99 BTU INTL INC COM 056032105 5.79 1,303 SH SHARED 1,303 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 37.51 600 SH P SHARED 600 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 143.77 2,300 SH SHARED 21 2,300

BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 156.28 2,500 SH C SHARED 2,500 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 17,702.89 283,201 SH SHARED 283,201 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 57,309.67 916,808 SH SHARED 01 916,808 BUCKEYE TECHNOLOGIES INC COM 118255108 62.69 2,600 SH P SHARED 2,600 BUCKEYE TECHNOLOGIES INC COM 118255108 142.25 5,900 SH C SHARED 5,900 BUCKEYE TECHNOLOGIES INC COM 118255108 1,995.99 82,787 SH SHARED 01 82,787 BUCKLE INC COM 118440106 1,429.94 37,180 SH SHARED 01 37,180 BUFFALO WILD WINGS INC COM 119848109 47.84 800 SH P SHARED 800 BUFFALO WILD WINGS INC COM 119848109 1,435.20 24,000 SH C SHARED 24,000 BUFFALO WILD WINGS INC COM 119848109 2,039.78 34,110 SH SHARED 01 34,110 BUNGE LIMITED COM G16962105 8.39 144 SH SHARED 21 144 BUNGE LIMITED COM G16962105 515.05 8,836 SH SHARED 8,836 BUNGE LIMITED COM G16962105 722.80 12,400 SH P SHARED 12,400 BUNGE LIMITED COM G16962105 3,357.50 57,600 SH C SHARED 57,600 BUNGE LIMITED COM G16962105 7,754.26 133,029 SH SHARED 133,029 BUNGE LIMITED COM G16962105 13,291.69 228,027 SH SHARED 01 228,027 C & F FINL CORP COM 12466Q104 15.43 661 SH SOLE 661 C D I CORP COM 125071100 3.16 296 SH SHARED 01 296 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 4.04 59 SH SHARED 21 59 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 24.65 360 SH SHARED 360 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 718.94 10,500 SH SHARED 10,500 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 924.35 13,500 SH P SHARED 13,500 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 3,307.10 48,300 SH C SHARED 48,300 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 3,799.74 55,495 SH SHARED 20 55,495 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 11,224.56 163,934 SH SHARED 01 163,934 C&J ENERGY SVCS INC COM 12467B304 125.04 7,606 SH SHARED 7,606 C&J ENERGY SVCS INC COM 12467B304 290.99 17,700 SH SHARED 01 17,700 CA INC COM 12673P105 124.22 6,400 SH P SHARED 6,400 CA INC COM 12673P105 176.63 9,100 SH C SHARED 9,100 CA INC COM 12673P105 1,132.03 58,322 SH SHARED 58,322 CA INC COM 12673P105 3,495.74 180,100 SH SHARED 180,100 CA INC COM 12673P105 7,185.66 370,204 SH SHARED 01 370,204 CABELAS INC COM 126804301 12.29 600 SH P SHARED 600

CABELAS INC COM 126804301 14.34 700 SH C SHARED 700 CABELAS INC COM 126804301 76.12 3,715 SH SHARED 01 3,715 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 5.63 358 SH SHARED 20 358 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 6.12 389 SH SHARED 21 389 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 256.40 16,300 SH SHARED 16,300 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 2,507.39 159,402 SH SHARED 01 159,402 CABOT CORP COM 127055101 659.84 26,628 SH SHARED 01 26,628 CABOT CORP COM 127055101 977.20 39,435 SH SHARED 39,435 CABOT MICROELECTRONICS CORP COM 12709P103 2.61 76 SH SHARED 21 76 CABOT MICROELECTRONICS CORP COM 12709P103 10.32 300 SH C SHARED 300 CABOT MICROELECTRONICS CORP COM 12709P103 20.63 600 SH P SHARED 600 CABOT MICROELECTRONICS CORP COM 12709P103 408.90 11,890 SH SHARED 01 11,890 CABOT OIL & GAS CORP COM 127097103 35.91 580 SH SHARED 20 580 CABOT OIL & GAS CORP COM 127097103 430.83 6,959 SH SHARED 6,959 CABOT OIL & GAS CORP COM 127097103 476.71 7,700 SH P SHARED 7,700 CABOT OIL & GAS CORP COM 127097103 854.36 13,800 SH C SHARED 13,800 CABOT OIL & GAS CORP COM 127097103 2,331.96 37,667 SH SHARED 01 37,667 CACHE INC COM NEW 127150308 0.28 57 SH SHARED 57 CACHE INC COM NEW 127150308 33.68 6,750 SH SHARED 01 6,750 CACI INTL INC CL A 127190304 4.59 92 SH SHARED 21 92 CACI INTL INC CL A 127190304 14.98 300 SH C SHARED 300 CACI INTL INC CL A 127190304 261.29 5,232 SH SHARED 01 5,232 CACI INTL INC CL A 127190304 593.39 11,882 SH SHARED 11,882 CADENCE DESIGN SYSTEM INC COM 127387108 125.66 13,600 SH C SHARED 13,600 CADENCE DESIGN SYSTEM INC COM 127387108 2,961.85 320,547 SH SHARED 01 320,547 CADENCE PHARMACEUTICALS INC COM 12738T100 5.90 900 SH C SHARED 900 CADENCE PHARMACEUTICALS INC COM 12738T100 14.83 2,264 SH SHARED 01 2,264 CADENCE PHARMACEUTICALS INC COM 12738T100 330.78 50,500 SH P SHARED 50,500 CADENCE PHARMACEUTICALS INC COM 12738T100 508.66 77,658 SH SHARED 77,658 CADIZ INC COM NEW 127537207 1,523.97 192,664 SH SOLE 192,664 CAE INC COM 124765108 9.93 1,067 SH SHARED 01 1,067 CAE INC COM 124765108 114.51 12,300 SH SHARED 12,300

CAE INC COM 124765108 187.02 20,088 SH SHARED 20,088 CAI INTERNATIONAL INC COM 12477X106 1.79 153 SH SHARED 21 153 CAL DIVE INTL INC DEL COM 12802T101 1.15 600 SH C SHARED 600 CAL DIVE INTL INC DEL COM 12802T101 323.99 169,627 SH SHARED 01 169,627 CAL MAINE FOODS INC COM NEW 128030202 9.43 300 SH C SHARED 300 CAL MAINE FOODS INC COM NEW 128030202 31.43 1,000 SH P SHARED 1,000 CAL MAINE FOODS INC COM NEW 128030202 116.70 3,713 SH SHARED 3,713 CAL MAINE FOODS INC COM NEW 128030202 3,630.29 115,504 SH SHARED 01 115,504 CALAMOS ASSET MGMT INC CL A 12811R104 1.38 138 SH SHARED 21 138 CALAMOS ASSET MGMT INC CL A 12811R104 471.86 47,139 SH SHARED 01 47,139 CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 2,434.37 219,313 SH SHARED 01 219,313 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 6,004.97 529,072 SH SHARED 01 529,072 CALAMOS GBL DYN INCOME FUND COM 12811L107 762.17 107,651 SH SHARED 01 107,651 CALAMOS GLOBAL TOTAL RETURN COM SH BEN INT 128118106 27.09 1,960 SH SHARED 1,960 CALAMOS GLOBAL TOTAL RETURN COM SH BEN INT 128118106 131.25 9,497 SH SHARED 01 9,497 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 2.96 372 SH SHARED 372 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 11,911.73 1,496,449 SH SHARED 01 1,496,449 CALAMP CORP COM 128126109 3.21 1,000 SH SHARED 01 1,000 CALAVO GROWERS INC COM 128246105 45.14 2,200 SH SHARED 01 2,200 CALGON CARBON CORP COM 129603106 16.55 1,136 SH SHARED 21 1,136 CALGON CARBON CORP COM 129603106 24.77 1,700 SH P SHARED 1,700 CALGON CARBON CORP COM 129603106 42.25 2,900 SH C SHARED 2,900 CALGON CARBON CORP COM 129603106 1,840.06 126,291 SH SHARED 126,291 CALGON CARBON CORP COM 129603106 2,152.64 147,745 SH SHARED 01 147,745 CALIFORNIA WTR SVC GROUP COM 130788102 104.42 5,896 SH SHARED 5,896 CALIFORNIA WTR SVC GROUP COM 130788102 1,519.06 85,774 SH SHARED 01 85,774 CALIPER LIFE SCIENCES INC COM 130872104 3.14 300 SH C SOLE 300 CALIPER LIFE SCIENCES INC COM 130872104 20.94 2,000 SH P SOLE 2,000 CALIPER LIFE SCIENCES INC COM 130872104 528.21 50,450 SH SOLE 50,450

CALIX INC COM 13100M509 1.86 239 SH SHARED 21 239 CALIX INC COM 13100M509 85.68 10,985 SH SHARED 01 10,985 CALIX INC COM 13100M509 137.28 17,600 SH P SHARED 17,600 CALIX INC COM 13100M509 282.35 36,199 SH SHARED 36,199 CALIX INC COM 13100M509 411.84 52,800 SH C SHARED 52,800 CALLAWAY GOLF CO COM 131193104 21.98 4,251 SH SHARED 01 4,251 CALLAWAY GOLF CO COM 131193104 109.24 21,129 SH SHARED 21,129 CALLAWAY GOLF CO COM 131193104 297.79 57,600 SH C SHARED 57,600 CALLIDUS SOFTWARE INC COM 13123E500 4.61 1,000 SH SHARED 01 1,000 CALLON PETE CO DEL COM 13123X102 0.39 100 SH C SHARED 100 CALLON PETE CO DEL COM 13123X102 0.49 126 SH SHARED 01 126 CALLON PETE CO DEL COM 13123X102 152.93 39,516 SH SHARED 39,516 CALPINE CORP COM NEW 131347304 6.87 488 SH SHARED 21 488 CALPINE CORP COM NEW 131347304 301.31 21,400 SH SHARED 21,400 CALPINE CORP COM NEW 131347304 3,852.29 273,600 SH P SHARED 273,600 CALPINE CORP COM NEW 131347304 3,894.53 276,600 SH C SHARED 276,600 CALPINE CORP COM NEW 131347304 6,659.05 472,944 SH SHARED 01 472,944 CALPINE CORP COM NEW 131347304 10,094.12 716,912 SH SHARED 716,912 CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 16.94 1,000 SH P SHARED 1,000 CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 101.64 6,000 SH C SHARED 6,000 CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 471.61 27,840 SH SHARED 27,840 CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 610.50 36,039 SH SHARED 01 36,039 CAMAC ENERGY INC COM 131745101 1.50 2,500 SH C SHARED 2,500 CAMAC ENERGY INC COM 131745101 4.98 8,300 SH P SHARED 8,300 CAMAC ENERGY INC COM 131745101 12.66 21,100 SH SHARED 01 21,100 CAMBREX CORP COM 132011107 3.40 675 SH SHARED 01 675 CAMCO FINL CORP COM 132618109 0.94 787 SH SHARED 01 787 CAMDEN NATL CORP COM 133034108 143.61 5,274 SH SHARED 01 5,274 CAMDEN PPTY TR SH BEN INT 133131102 5.25 95 SH SHARED 20 95 CAMDEN PPTY TR SH BEN INT 133131102 12.16 220 SH SHARED 21 220 CAMDEN PPTY TR SH BEN INT 133131102 1,921.83 34,778 SH SHARED 34,778 CAMDEN PPTY TR SH BEN INT 133131102 3,491.66 63,186 SH SHARED 01 63,186 CAMECO CORP COM 13321L108 39.90 2,178 SH SHARED 21 2,178 CAMECO CORP COM 13321L108 257.03 14,030 SH SHARED 20 14,030 CAMECO CORP COM 13321L108 881.56 48,120 SH SHARED 48,120 CAMECO CORP COM 13321L108 976.46 53,300 SH C SHARED 53,300 CAMECO CORP COM 13321L108 1,518.73 82,900 SH P SHARED 82,900 CAMECO CORP COM 13321L108 7,505.74 409,702 SH SHARED 01 409,702 CAMECO CORP COM 13321L108 7,968.45 434,959 SH SHARED 434,959 CAMELOT INFORMATION SYS INC ADS RP ORD SHS 13322V105 0.54 200 SH SHARED 01 200

CAMELOT INFORMATION SYS INC ADS RP ORD SHS 13322V105 0.80 300 SH P SHARED 300 CAMELOT INFORMATION SYS INC ADS RP ORD SHS 13322V105 5.18 1,931 SH SHARED 1,931 CAMELOT INFORMATION SYS INC ADS RP ORD SHS 13322V105 8.04 3,000 SH C SHARED 3,000 CAMERON INTERNATIONAL CORP COM 13342B105 4.78 115 SH SHARED 20 115 CAMERON INTERNATIONAL CORP COM 13342B105 48.73 1,173 SH SHARED 21 1,173 CAMERON INTERNATIONAL CORP COM 13342B105 577.41 13,900 SH SHARED 13,900 CAMERON INTERNATIONAL CORP COM 13342B105 851.57 20,500 SH C SHARED 20,500 CAMERON INTERNATIONAL CORP COM 13342B105 7,981.41 192,138 SH SHARED 01 192,138 CAMERON INTERNATIONAL CORP COM 13342B105 16,677.35 401,477 SH SHARED 401,477 CAMERON INTERNATIONAL CORP COM 13342B105 25,509.71 614,100 SH P SHARED 614,100 CAMPBELL SOUP CO COM 134429109 12.95 400 SH P SHARED 400 CAMPBELL SOUP CO COM 134429109 148.90 4,600 SH C SHARED 4,600 CAMPBELL SOUP CO COM 134429109 307.52 9,500 SH SHARED 9,500 CAMPBELL SOUP CO COM 134429109 1,280.36 39,554 SH SHARED 39,554 CAMPBELL SOUP CO COM 134429109 4,583.37 141,593 SH SHARED 01 141,593 CAMPUS CREST CMNTYS INC COM 13466Y105 2.72 250 SH SHARED 20 250 CAMPUS CREST CMNTYS INC COM 13466Y105 130.56 12,000 SH SHARED 12,000 CAMPUS CREST CMNTYS INC COM 13466Y105 253.17 23,269 SH SHARED 01 23,269 CAMTEK LTD ORD M20791105 0.31 171 SH SOLE 171 CANADIAN NAT RES LTD COM 136385101 8.52 291 SH SHARED 20 291 CANADIAN NAT RES LTD COM 136385101 81.96 2,800 SH SHARED 21 2,800 CANADIAN NAT RES LTD COM 136385101 436.12 14,900 SH P SHARED 14,900 CANADIAN NAT RES LTD COM 136385101 641.01 21,900 SH C SHARED 21,900 CANADIAN NAT RES LTD COM 136385101 1,832.30 62,600 SH SHARED 62,600 CANADIAN NAT RES LTD COM 136385101 2,574.36 87,952 SH SHARED 87,952 CANADIAN NAT RES LTD COM 136385101 13,608.12 464,917 SH SHARED 01 464,917 CANADIAN NATL RY CO COM 136375102 86.55 1,300 SH SHARED 21 1,300 CANADIAN NATL RY CO COM 136375102 103.67 1,557 SH SHARED 20 1,557 CANADIAN NATL RY CO COM 136375102 206.40 3,100 SH P SHARED 3,100 CANADIAN NATL RY CO COM 136375102 306.27 4,600 SH C SHARED 4,600 CANADIAN NATL RY CO COM 136375102 1,959.45 29,430 SH SHARED 29,430 CANADIAN NATL RY CO COM 136375102 7,000.02 105,137 SH SHARED 105,137 CANADIAN NATL RY CO COM 136375102 11,539.85 173,323 SH SHARED 01 173,323

CANADIAN PAC RY LTD COM 13645T100 99.79 2,075 SH SHARED 21 2,075 CANADIAN PAC RY LTD COM 13645T100 423.19 8,800 SH SHARED 8,800 CANADIAN PAC RY LTD COM 13645T100 1,739.32 36,168 SH SHARED 36,168 CANADIAN PAC RY LTD COM 13645T100 5,568.87 115,801 SH SHARED 01 115,801 CANADIAN SOLAR INC COM 136635109 3.48 946 SH SHARED 01 946 CANADIAN SOLAR INC COM 136635109 22.45 6,100 SH P SHARED 6,100 CANADIAN SOLAR INC COM 136635109 31.28 8,500 SH C SHARED 8,500 CANADIAN SOLAR INC COM 136635109 257.79 70,051 SH SHARED 70,051 CANO PETE INC COM 137801106 4.01 25,700 SH SHARED 25,700 CANO PETE INC COM 137801106 11.41 73,129 SH SHARED 01 73,129 CANON INC ADR 138006309 53.86 1,190 SH SHARED 21 1,190 CANON INC ADR 138006309 139.81 3,089 SH SHARED 3,089 CANON INC ADR 138006309 1,337.66 29,555 SH SHARED 20 29,555 CANON INC ADR 138006309 7,626.36 168,501 SH SHARED 01 168,501 CANTEL MEDICAL CORP COM 138098108 8.45 400 SH SHARED 21 400 CANTEL MEDICAL CORP COM 138098108 1,609.39 76,202 SH SHARED 01 76,202 CANTERBURY PARK HOLDING CORP COM 13811E101 1.48 157 SH SHARED 157 CANTERBURY PARK HOLDING CORP COM 13811E101 4.72 500 SH SHARED 01 500 CAPE BANCORP INC COM 139209100 81.38 11,511 SH SHARED 01 11,511 CAPELLA EDUCATION COMPANY COM 139594105 2.84 100 SH C SHARED 100 CAPELLA EDUCATION COMPANY COM 139594105 2.84 100 SH P SHARED 100 CAPELLA EDUCATION COMPANY COM 139594105 37.04 1,305 SH SHARED 01 1,305 CAPELLA EDUCATION COMPANY COM 139594105 64.68 2,279 SH SHARED 2,279 CAPITAL CITY BK GROUP INC COM 139674105 16.61 1,600 SH SHARED 01 1,600 CAPITAL ONE FINL CORP COM 14040H105 486.89 12,286 SH SHARED 12,286 CAPITAL ONE FINL CORP COM 14040H105 1,914.13 48,300 SH P SHARED 48,300 CAPITAL ONE FINL CORP COM 14040H105 3,135.29 79,114 SH SHARED 79,114 CAPITAL ONE FINL CORP COM 14040H105 4,475.22 112,925 SH SHARED 20 112,925 CAPITAL ONE FINL CORP COM 14040H105 6,721.25 169,600 SH SHARED 01 169,600 CAPITAL ONE FINL CORP COM 14040H105 8,682.93 219,100 SH C SHARED 219,100 CAPITAL PRODUCT PARTNERS L P COM UNIT LP Y11082107 33.99 5,319 SH SHARED 5,319

CAPITAL PRODUCT PARTNERS L P COM UNIT LP Y11082107 10,334.77 1,617,335 SH SHARED 01 1,617,335 CAPITAL SOUTHWEST CORP COM 140501107 785.14 10,610 SH SOLE 10,610 CAPITAL SR LIVING CORP COM 140475104 1,132.84 183,604 SH SHARED 01 183,604 CAPITAL TRUST INC MD CL A NEW 14052H506 0.07 33 SH SHARED 01 33 CAPITAL TRUST INC MD CL A NEW 14052H506 1.93 866 SH SHARED 866 CAPITALSOURCE INC COM 14055X102 50.96 8,300 SH C SHARED 8,300 CAPITALSOURCE INC COM 14055X102 53.10 8,648 SH SHARED 8,648 CAPITALSOURCE INC COM 14055X102 64.25 10,464 SH SHARED 01 10,464 CAPITOL FED FINL INC COM 14057J101 6.44 610 SH SHARED 21 610 CAPITOL FED FINL INC COM 14057J101 49.60 4,697 SH SHARED 4,697 CAPITOL FED FINL INC COM 14057J101 149.09 14,118 SH SHARED 01 14,118 CAPLEASE INC COM 140288101 122.74 34,000 SH SHARED 34,000 CAPSTEAD MTG CORP COM NO PAR 14067E506 1.41 122 SH SHARED 122 CAPSTEAD MTG CORP COM NO PAR 14067E506 56.55 4,900 SH C SHARED 4,900 CAPSTEAD MTG CORP COM NO PAR 14067E506 135.02 11,700 SH P SHARED 11,700 CAPSTEAD MTG CORP COM NO PAR 14067E506 399.50 34,619 SH SHARED 01 34,619 CAPSTEAD MTG CORP PFD A CV $1.60 14067E209 15.23 741 SH SOLE 741 CAPSTEAD MTG CORP PFD B CV $1.26 14067E308 49.98 3,550 SH SHARED 01 3,550 CAPSTONE TURBINE CORP COM 14067D102 444.19 444,188 SH SHARED 01 444,188 CAPSTONE TURBINE CORP COM 14067D102 2,220.20 2,220,195 SH SHARED 2,220,195 CARBO CERAMICS INC COM 140781105 10.25 100 SH P SHARED 100 CARBO CERAMICS INC COM 140781105 36.50 356 SH SHARED 21 356 CARBO CERAMICS INC COM 140781105 143.54 1,400 SH C SHARED 1,400 CARBO CERAMICS INC COM 140781105 439.75 4,289 SH SHARED 4,289 CARBO CERAMICS INC COM 140781105 6,130.47 59,792 SH SHARED 01 59,792 CARDICA INC COM 14141R101 15.95 8,220 SH SHARED 01 8,220 CARDINAL FINL CORP COM 14149F109 3.10 360 SH SHARED 20 360 CARDINAL FINL CORP COM 14149F109 30.15 3,498 SH SHARED 01 3,498 CARDINAL FINL CORP COM 14149F109 115.45 13,393 SH SHARED 13,393 CARDINAL HEALTH INC COM 14149Y108 19.93 476 SH SHARED 20 476 CARDINAL HEALTH INC COM 14149Y108 259.66 6,200 SH P SHARED 6,200 CARDINAL HEALTH INC COM 14149Y108 485.81 11,600 SH C SHARED 11,600 CARDINAL HEALTH INC COM 14149Y108 773.98 18,481 SH SHARED 18,481 CARDINAL HEALTH INC COM 14149Y108 1,627.00 38,849 SH SHARED 38,849 CARDINAL HEALTH INC COM 14149Y108 16,943.48 404,572 SH SHARED 01 404,572 CARDIOME PHARMA CORP COM NEW 14159U202 2.96 900 SH P SHARED 900 CARDIOME PHARMA CORP COM NEW 14159U202 16.60 5,046 SH SHARED 5,046 CARDIOME PHARMA CORP COM NEW 14159U202 38.87 11,815 SH SHARED 01 11,815 CARDIONET INC COM 14159L103 27.30 9,100 SH SHARED 01 9,100 CARDIOVASCULAR SYS INC DEL COM 141619106 47.84 4,200 SH SHARED 01 4,200

CARDIOVASCULAR SYS INC DEL COM 141619106 92.20 8,095 SH SHARED 8,095 CARDIUM THERAPEUTICS INC COM 141916106 1.28 8,000 SH SHARED 01 8,000 CARDTRONICS INC COM 14161H108 2.29 100 SH C SHARED 100 CARDTRONICS INC COM 14161H108 38.83 1,694 SH SHARED 01 1,694 CAREER EDUCATION CORP COM 141665109 41.76 3,200 SH SHARED 21 3,200 CAREER EDUCATION CORP COM 141665109 48.29 3,700 SH P SHARED 3,700 CAREER EDUCATION CORP COM 141665109 101.79 7,800 SH C SHARED 7,800 CAREER EDUCATION CORP COM 141665109 497.92 38,155 SH SHARED 01 38,155 CAREFUSION CORP COM 14170T101 7.90 330 SH SHARED 20 330 CAREFUSION CORP COM 14170T101 23.95 1,000 SH P SHARED 01 1,000 CAREFUSION CORP COM 14170T101 45.51 1,900 SH C SHARED 1,900 CAREFUSION CORP COM 14170T101 318.30 13,290 SH SHARED 13,290 CAREFUSION CORP COM 14170T101 2,407.29 100,513 SH SHARED 01 100,513 CARIBOU COFFEE INC COM 142042209 5.91 500 SH C SHARED 500 CARIBOU COFFEE INC COM 142042209 5.91 500 SH P SHARED 500 CARIBOU COFFEE INC COM 142042209 29.79 2,520 SH SHARED 2,520 CARIBOU COFFEE INC COM 142042209 1,110.12 93,919 SH SHARED 01 93,919 CARLISLE COS INC COM 142339100 10.71 336 SH SHARED 21 336 CARLISLE COS INC COM 142339100 167.37 5,250 SH SHARED 20 5,250 CARLISLE COS INC COM 142339100 1,302.17 40,846 SH SHARED 01 40,846 CARMAX INC COM 143130102 23.90 1,002 SH SHARED 1,002 CARMAX INC COM 143130102 64.40 2,700 SH P SHARED 2,700 CARMAX INC COM 143130102 66.30 2,780 SH SHARED 21 2,780 CARMAX INC COM 143130102 114.00 4,780 SH SHARED 20 4,780 CARMAX INC COM 143130102 205.11 8,600 SH C SHARED 8,600 CARMAX INC COM 143130102 324.36 13,600 SH SHARED 13,600 CARMAX INC COM 143130102 3,798.21 159,254 SH SHARED 01 159,254 CARMIKE CINEMAS INC COM 143436400 86.85 13,139 SH SOLE 13,139 CARNIVAL CORP PAIRED CTF 143658300 84.96 2,804 SH SHARED 21 2,804 CARNIVAL CORP PAIRED CTF 143658300 744.99 24,587 SH SHARED 24,587 CARNIVAL CORP PAIRED CTF 143658300 903.46 29,817 SH SHARED 20 29,817 CARNIVAL CORP PAIRED CTF 143658300 4,981.32 164,400 SH C SHARED 164,400 CARNIVAL CORP PAIRED CTF 143658300 6,370.00 210,231 SH SHARED 01 210,231 CARNIVAL CORP PAIRED CTF 143658300 14,871.24 490,800 SH P SHARED 490,800 CARNIVAL CORP PAIRED CTF 143658300 15,632.50 515,924 SH SHARED 515,924 CARNIVAL PLC ADR 14365C103 9.08 295 SH SHARED 21 295 CARNIVAL PLC ADR 14365C103 10.65 346 SH SHARED 01 346 CAROLINA BK HLDGS INC GREENS COM 143785103 2.35 1,000 SH SHARED 01 1,000 CAROLINA BK HLDGS INC GREENS COM 143785103 5.72 2,435 SH SHARED 2,435

CARPENTER TECHNOLOGY CORP COM 144285103 44.89 1,000 SH C SHARED 1,000 CARPENTER TECHNOLOGY CORP COM 144285103 556.37 12,394 SH SHARED 01 12,394 CARRIAGE SVCS INC COM 143905107 1.04 175 SH SOLE 175 CARRIZO OIL & CO INC COM 144577103 2.16 100 SH P SHARED 100 CARRIZO OIL & CO INC COM 144577103 50.12 2,325 SH SHARED 01 2,325 CARRIZO OIL & CO INC COM 144577103 84.06 3,900 SH C SHARED 3,900 CARROLLTON BANCORP COM 145282109 3.75 1,173 SH SOLE 1,173 CARTER INC COM 146229109 3.66 120 SH SHARED 20 120 CARTER INC COM 146229109 386.58 12,658 SH SHARED 12,658 CARTER INC COM 146229109 1,206.33 39,500 SH P SHARED 39,500 CARTER INC COM 146229109 1,253.09 41,031 SH SHARED 01 41,031 CARVER BANCORP INC COM 146875109 0.16 387 SH SOLE 387 CASCADE BANCORP COM NEW 147154207 0.58 100 SH SHARED 01 100 CASCADE CORP COM 147195101 51.69 1,548 SH SHARED 01 1,548 CASCADE CORP COM 147195101 95.16 2,850 SH SHARED 2,850 CASCADE MICROTECH INC COM 147322101 4.36 1,200 SH SHARED 01 1,200 CASELLA WASTE SYS INC CL A 147448104 18.41 3,500 SH SHARED 01 3,500 CASEYS GEN STORES INC COM 147528103 4.37 100 SH P SHARED 100 CASEYS GEN STORES INC COM 147528103 819.00 18,763 SH SHARED 01 18,763 CASH AMER INTL INC COM 14754D100 20.46 400 SH C SHARED 400 CASH AMER INTL INC COM 14754D100 1,169.11 22,852 SH SHARED 01 22,852 CASH STORE FINL SVCS INC COM 14756F103 0.85 100 SH SHARED 01 100 CASH STORE FINL SVCS INC COM 14756F103 1.85 219 SH SHARED 219 CASS INFORMATION SYS INC COM 14808P109 3,123.41 100,593 SH SHARED 01 100,593 CASTLE A M & CO COM 148411101 813.12 74,325 SH SHARED 01 74,325 CASUAL MALE RETAIL GRP INC COM NEW 148711302 34.64 9,213 SH SOLE 9,213 CATALYST HEALTH SOLUTIONS IN COM 14888B103 80.77 1,400 SH C SHARED 1,400 CATALYST HEALTH SOLUTIONS IN COM 14888B103 2,161.93 37,475 SH SHARED 01 37,475 CATALYST PHARM PARTNERS INC COM 14888U101 2.24 1,500 SH SHARED 01 1,500 CATALYST PHARM PARTNERS INC COM 14888U101 5.32 3,571 SH SHARED 3,571 CATERPILLAR INC DEL COM 149123101 37.88 513 SH SHARED 21 513 CATERPILLAR INC DEL COM 149123101 68.30 925 SH SHARED 20 925

CATERPILLAR INC DEL COM 149123101 1,927.22 26,100 SH P SHARED 01 26,100 CATERPILLAR INC DEL COM 149123101 3,332.03 45,125 SH SHARED 45,125 CATERPILLAR INC DEL COM 149123101 20,224.78 273,900 SH C SHARED 273,900 CATERPILLAR INC DEL COM 149123101 21,608.24 292,636 SH SHARED 292,636 CATERPILLAR INC DEL COM 149123101 27,926.29 378,200 SH P SHARED 378,200 CATERPILLAR INC DEL COM 149123101 53,832.31 729,040 SH SHARED 01 729,040 CATHAY GENERAL BANCORP COM 149150104 474.64 41,708 SH SHARED 01 41,708 CAVIUM INC COM 14964U108 16.42 608 SH SHARED 608 CAVIUM INC COM 14964U108 67.53 2,500 SH C SHARED 2,500 CAVIUM INC COM 14964U108 79.27 2,935 SH SHARED 20 2,935 CAVIUM INC COM 14964U108 124.25 4,600 SH SHARED 21 4,600 CAVIUM INC COM 14964U108 391.65 14,500 SH P SHARED 14,500 CAVIUM INC COM 14964U108 3,295.17 121,998 SH SHARED 01 121,998 CAZADOR ACQUISITION CORPORAT SHS G19867103 16.47 1,700 SH SOLE 1,700 CAZADOR ACQUISITION CORPORAT UNIT 99/99/9999 G19867111 13.94 1,400 SH SOLE 1,400 CAZADOR ACQUISITION CORPORAT *W EXP 99/99/999 G19867129 0.39 1,300 SH SOLE 1,300 CB RICHARD ELLIS GROUP INC CL A 12497T101 0.86 64 SH SHARED 21 64 CB RICHARD ELLIS GROUP INC CL A 12497T101 119.79 8,900 SH C SHARED 8,900 CB RICHARD ELLIS GROUP INC CL A 12497T101 250.67 18,623 SH SHARED 18,623 CB RICHARD ELLIS GROUP INC CL A 12497T101 2,058.65 152,946 SH SHARED 01 152,946 CBEYOND INC COM 149847105 2.15 305 SH SHARED 20 305 CBEYOND INC COM 149847105 10.84 1,535 SH SHARED 01 1,535 CBEYOND INC COM 149847105 63.08 8,935 SH SHARED 8,935 CBIZ INC COM 124805102 6.17 936 SH SHARED 01 936 CBL & ASSOC PPTYS INC COM 124830100 29.54 2,600 SH C SHARED 2,600 CBL & ASSOC PPTYS INC COM 124830100 388.08 34,162 SH SHARED 01 34,162 CBL & ASSOC PPTYS INC COM 124830100 818.53 72,054 SH SHARED 72,054 CBOE HLDGS INC COM 12503M108 212.89 8,700 SH P SHARED 8,700 CBOE HLDGS INC COM 12503M108 327.80 13,396 SH SHARED 01 13,396 CBOE HLDGS INC COM 12503M108 1,292.04 52,801 SH SHARED 52,801 CBOE HLDGS INC COM 12503M108 1,517.14 62,000 SH C SHARED 62,000 CBRE CLARION GLOBAL REAL EST COM 12504G100 14.23 2,127 SH SHARED 2,127 CBRE CLARION GLOBAL REAL EST COM 12504G100 7,199.05 1,076,091 SH SHARED 01 1,076,091

CBS CORP NEW CL A 124857103 27.58 1,338 SH SHARED 1,338 CBS CORP NEW CL A 124857103 92.25 4,476 SH SHARED 01 4,476 CBS CORP NEW CL B 124857202 23.80 1,168 SH SHARED 20 1,168 CBS CORP NEW CL B 124857202 664.39 32,600 SH SHARED 32,600 CBS CORP NEW CL B 124857202 2,237.72 109,800 SH P SHARED 109,800 CBS CORP NEW CL B 124857202 6,127.92 300,683 SH SHARED 01 300,683 CBS CORP NEW CL B 124857202 22,518.15 1,104,914 SH SHARED 1,104,914 CBS CORP NEW CL B 124857202 43,365.13 2,127,828 SH C SHARED 2,127,828 CCA INDS INC COM 124867102 10.18 1,984 SH SOLE 1,984 CDC CORPORATION SHS CLASS -A - G2022L114 0.03 33 SH SHARED 01 33 CDC CORPORATION SHS CLASS -A - G2022L114 4.06 4,023 SH SHARED 4,023 CDC SOFTWARE CORP SPN ADR LV III 12507Y108 7.42 2,249 SH SOLE 2,249 CDN IMPERIAL BK OF COMMERCE COM 136069101 55.86 800 SH C SHARED 800 CDN IMPERIAL BK OF COMMERCE COM 136069101 1,522.08 21,800 SH SHARED 21,800 CDN IMPERIAL BK OF COMMERCE COM 136069101 7,091.83 101,573 SH SHARED 01 101,573 CDN IMPERIAL BK OF COMMERCE COM 136069101 12,559.01 179,877 SH SHARED 179,877 CE FRANKLIN LTD COM 125151100 1.63 200 SH SHARED 01 200 CE FRANKLIN LTD COM 125151100 4.80 591 SH SHARED 591 CEC ENTMT INC COM 125137109 1.42 50 SH SHARED 01 50 CECO ENVIRONMENTAL CORP COM 125141101 8.33 1,463 SH SHARED 01 1,463 CEDAR FAIR L P DEPOSITRY UNIT 150185106 1.89 100 SH C SHARED 100 CEDAR FAIR L P DEPOSITRY UNIT 150185106 682.38 36,105 SH SHARED 01 36,105 CEDAR FAIR L P DEPOSITRY UNIT 150185106 18,387.00 972,857 SH SHARED 972,857 CEDAR SHOPPING CTRS INC COM NEW 150602209 6.22 2,000 SH SHARED 01 2,000 CEDAR SHOPPING CTRS INC COM NEW 150602209 104.92 33,736 SH SHARED 33,736 CELANESE CORP DEL COM SER A 150870103 7.51 231 SH SHARED 21 231 CELANESE CORP DEL COM SER A 150870103 78.07 2,400 SH P SHARED 2,400 CELANESE CORP DEL COM SER A 150870103 85.39 2,625 SH SHARED 20 2,625 CELANESE CORP DEL COM SER A 150870103 195.18 6,000 SH C SHARED 6,000 CELANESE CORP DEL COM SER A 150870103 299.28 9,200 SH SHARED 9,200 CELANESE CORP DEL COM SER A 150870103 7,261.90 223,237 SH SHARED 01 223,237 CELANESE CORP DEL COM SER A 150870103 16,226.06 498,803 SH SHARED 498,803 CELESTICA INC SUB VTG SHS 15101Q108 1.60 220 SH SHARED 01 220 CELESTICA INC SUB VTG SHS 15101Q108 5.08 700 SH C SHARED 700 CELESTICA INC SUB VTG SHS 15101Q108 18.94 2,613 SH SHARED 2,613 CELESTICA INC SUB VTG SHS 15101Q108 39.15 5,400 SH P SHARED 5,400 CELGENE CORP COM 151020104 45.44 734 SH SHARED 21 734 CELGENE CORP COM 151020104 1,648.79 26,632 SH SHARED 26,632 CELGENE CORP COM 151020104 3,287.42 53,100 SH P SHARED 53,100

CELGENE CORP COM 151020104 3,413.28 55,133 SH SHARED 55,133 CELGENE CORP COM 151020104 5,794.78 93,600 SH C SHARED 93,600 CELGENE CORP COM 151020104 81,316.68 1,313,466 SH SHARED 01 1,313,466 CELGENE CORP RIGHT 12/31/2011 151020112 0.23 132 SH SHARED 01 132 CELGENE CORP RIGHT 12/31/2011 151020112 656.80 377,469 SH SHARED 377,469 CELL THERAPEUTICS INC COM NO PAR NEW 150934602 0.00 4 SH SHARED 01 4 CELL THERAPEUTICS INC COM NO PAR NEW 150934602 4.47 4,218 SH SHARED 4,218 CELLCOM ISRAEL LTD SHS M2196U109 31.34 1,500 SH P SHARED 1,500 CELLCOM ISRAEL LTD SHS M2196U109 64.76 3,100 SH C SHARED 3,100 CELLCOM ISRAEL LTD SHS M2196U109 69.38 3,321 SH SHARED 3,321 CELLCOM ISRAEL LTD SHS M2196U109 4,493.59 215,107 SH SHARED 215,107 CELLCOM ISRAEL LTD SHS M2196U109 4,937.46 236,355 SH SHARED 01 236,355 CELLDEX THERAPEUTICS INC NEW COM 15117B103 8.45 3,700 SH P SHARED 3,700 CELLDEX THERAPEUTICS INC NEW COM 15117B103 46.16 20,200 SH C SHARED 20,200 CELLDEX THERAPEUTICS INC NEW COM 15117B103 285.92 125,130 SH SHARED 01 125,130 CEL-SCI CORP COM NEW 150837409 7.31 20,016 SH SHARED 20,016 CEL-SCI CORP COM NEW 150837409 7.42 20,330 SH SHARED 01 20,330 CELSION CORPORATION COM NEW 15117N305 8.33 3,333 SH SHARED 01 3,333 CELSION CORPORATION COM NEW 15117N305 46.00 18,400 SH P SHARED 18,400 CELSION CORPORATION COM NEW 15117N305 139.34 55,734 SH SHARED 55,734 CELSION CORPORATION COM NEW 15117N305 623.00 249,200 SH C SHARED 249,200 CEMEX SAB DE CV SPON ADR NEW 151290889 99.07 31,350 SH SHARED 31,350 CEMEX SAB DE CV SPON ADR NEW 151290889 1,564.32 495,038 SH SHARED 01 495,038 CENOVUS ENERGY INC COM 15135U109 95.20 3,100 SH P SHARED 3,100 CENOVUS ENERGY INC COM 15135U109 816.89 26,600 SH C SHARED 26,600 CENOVUS ENERGY INC COM 15135U109 1,299.89 42,328 SH SHARED 42,328 CENOVUS ENERGY INC COM 15135U109 4,417.88 143,858 SH SHARED 143,858 CENOVUS ENERGY INC COM 15135U109 5,710.22 185,940 SH SHARED 01 185,940 CENTENE CORP DEL COM 15135B101 2.04 71 SH SHARED 21 71 CENTENE CORP DEL COM 15135B101 376.58 13,135 SH SHARED 13,135 CENTENE CORP DEL COM 15135B101 496.82 17,329 SH SHARED 01 17,329 CENTER BANCORP INC COM 151408101 19.30 2,000 SH SHARED 01 2,000 CENTER FINL CORP CALIF COM 15146E102 12.66 2,700 SH SHARED 01 2,700 CENTER FINL CORP CALIF COM 15146E102 98.56 21,014 SH SHARED 21,014 CENTERPOINT ENERGY INC COM 15189T107 231.52 11,800 SH C SHARED 11,800 CENTERPOINT ENERGY INC COM 15189T107 556.29 28,353 SH SHARED 28,353

CENTERPOINT ENERGY INC COM 15189T107 670.28 34,163 SH SHARED 34,163 CENTERPOINT ENERGY INC COM 15189T107 5,941.03 302,805 SH SHARED 01 302,805 CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B 15234Q108 12.99 1,111 SH SHARED 21 1,111 CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B 15234Q108 44.31 3,790 SH SHARED 01 3,790 CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B 15234Q108 230.57 19,724 SH SHARED 19,724 CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B 15234Q108 325.66 27,858 SH SHARED 27,858 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 5.61 640 SH SHARED 21 640 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 132.43 15,100 SH SHARED 15,100 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 1,238.22 141,188 SH SHARED 141,188 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 2,236.88 255,061 SH SHARED 01 255,061 CENTRAL BANCORP INC MASS COM 152418109 6.53 381 SH SOLE 381 CENTRAL EUROPE & RUSSIA FD I COM 153436100 22.43 737 SH SHARED 01 737 CENTRAL EUROPE & RUSSIA FD I COM 153436100 65.42 2,149 SH SHARED 2,149 CENTRAL EUROPEAN DIST CORP NOTE 3.000% 3/1 153435AA0 2,877.00 4,200,000 PRN SHARED 4,200,000 CENTRAL EUROPEAN DIST CORP COM 153435102 0.43 61 SH SHARED 01 61 CENTRAL EUROPEAN DIST CORP COM 153435102 41.36 5,900 SH C SHARED 5,900 CENTRAL EUROPEAN DIST CORP COM 153435102 105.85 15,100 SH P SHARED 15,100 CENTRAL EUROPEAN DIST CORP NOTE 3.000% 3/1 153435AA0 38.36 56,000 PRN SHARED 01 56,000 CENTRAL EUROPEAN MEDIA ENTRP CL A NEW G20045202 0.78 100 SH P SOLE 100 CENTRAL EUROPEAN MEDIA ENTRP CL A NEW G20045202 2.34 300 SH C SOLE 300 CENTRAL FD CDA LTD CL A 153501101 194.96 9,423 SH SHARED 9,423 CENTRAL FD CDA LTD CL A 153501101 5,916.12 285,941 SH SHARED 01 285,941 CENTRAL FED CORP COM 15346Q103 0.48 500 SH SHARED 01 500 CENTRAL GARDEN & PET CO COM 153527106 4.52 655 SH SHARED 01 655 CENTRAL GARDEN & PET CO COM 153527106 14.18 2,055 SH SHARED 2,055

CENTRAL GOLDTRUST TR UNIT 153546106 204.38 3,202 SH SHARED 01 3,202 CENTRAL SECS CORP COM 155123102 1.83 93 SH SHARED 93 CENTRAL SECS CORP COM 155123102 13.62 691 SH SHARED 01 691 CENTRAL VA BANKSHARES INC COM 155792104 0.99 1,039 SH SOLE 1,039 CENTRAL VALLEY CMNTY BANCORP COM 155685100 11.17 1,994 SH SOLE 1,994 CENTRAL VT PUB SVC CORP COM 155771108 23.91 679 SH SHARED 679 CENTRAL VT PUB SVC CORP COM 155771108 24.44 694 SH SHARED 01 694 CENTURY ALUM CO COM 156431108 8.09 905 SH SHARED 01 905 CENTURY ALUM CO COM 156431108 10.73 1,200 SH P SHARED 1,200 CENTURY ALUM CO COM 156431108 25.03 2,800 SH C SHARED 2,800 CENTURY BANCORP INC MASS CL A NON VTG 156432106 2.09 90 SH SHARED 01 90 CENTURY CASINOS INC COM 156492100 7.53 2,873 SH SOLE 2,873 CENTURYLINK INC COM 156700106 1,016.78 30,700 SH P SHARED 30,700 CENTURYLINK INC COM 156700106 1,119.92 33,814 SH SHARED 33,814 CENTURYLINK INC COM 156700106 1,286.75 38,851 SH SHARED 20 38,851 CENTURYLINK INC COM 156700106 2,484.00 75,000 SH C SHARED 75,000 CENTURYLINK INC COM 156700106 7,591.17 229,202 SH SHARED 229,202 CENTURYLINK INC COM 156700106 64,613.15 1,950,880 SH SHARED 01 1,950,880 CENVEO INC COM 15670S105 809.99 269,100 SH SHARED 01 269,100 CEPHALON INC NOTE 2.500% 5/0 156708AR0 34,655.80 28,033,000 PRN SHARED 28,033,000 CEPHALON INC COM 156708109 242.10 3,000 SH SHARED 3,000 CEPHALON INC COM 156708109 484.36 6,002 SH SHARED 01 6,002 CEPHALON INC COM 156708109 1,823.82 22,600 SH P SHARED 22,600 CEPHALON INC COM 156708109 9,675.93 119,900 SH C SHARED 119,900 CEPHALON INC NOTE 2.500% 5/0 156708AR0 8.65 7,000 PRN SHARED 01 7,000 CEPHEID COM 15670R107 31.06 800 SH C SHARED 800 CEPHEID COM 15670R107 2,233.46 57,519 SH SHARED 01 57,519 CERADYNE INC COM 156710105 5.38 200 SH C SHARED 200 CERADYNE INC COM 156710105 13.58 505 SH SHARED 01 505 CERAGON NETWORKS LTD ORD M22013102 0.96 100 SH C SHARED 100 CERAGON NETWORKS LTD ORD M22013102 11.95 1,251 SH SHARED 21 1,251 CERAGON NETWORKS LTD ORD M22013102 141.39 14,805 SH SHARED 14,805 CERAGON NETWORKS LTD ORD M22013102 271.12 28,390 SH SHARED 20 28,390 CERAGON NETWORKS LTD ORD M22013102 552.60 57,864 SH SHARED 01 57,864 CEREPLAST INC COM NEW 156732307 7.46 2,663 SH SOLE 2,663 CERNER CORP COM 156782104 50.23 733 SH SHARED 21 733 CERNER CORP COM 156782104 219.26 3,200 SH P SHARED 3,200 CERNER CORP COM 156782104 440.99 6,436 SH SHARED 6,436 CERNER CORP COM 156782104 555.01 8,100 SH SHARED 8,100 CERNER CORP COM 156782104 746.87 10,900 SH C SHARED 10,900 CERNER CORP COM 156782104 14,929.89 217,891 SH SHARED 01 217,891

CERUS CORP COM 157085101 12.30 5,800 SH P SHARED 5,800 CERUS CORP COM 157085101 103.88 49,000 SH C SHARED 49,000 CERUS CORP COM 157085101 1,317.58 621,500 SH SHARED 01 621,500 CEVA INC COM 157210105 91.11 3,748 SH SHARED 3,748 CEVA INC COM 157210105 781.64 32,153 SH SHARED 01 32,153 CF INDS HLDGS INC COM 125269100 4.94 40 SH SHARED 20 40 CF INDS HLDGS INC COM 125269100 542.92 4,400 SH SHARED 4,400 CF INDS HLDGS INC COM 125269100 862.13 6,987 SH SHARED 6,987 CF INDS HLDGS INC COM 125269100 4,627.13 37,500 SH P SHARED 37,500 CF INDS HLDGS INC COM 125269100 4,889.08 39,623 SH SHARED 01 39,623 CF INDS HLDGS INC COM 125269100 5,416.82 43,900 SH C SHARED 43,900 CGG VERITAS SPONSORED ADR 204386106 7.07 401 SH SHARED 01 401 CGG VERITAS SPONSORED ADR 204386106 128.31 7,282 SH SHARED 7,282 CH ENERGY GROUP INC COM 12541M102 334.25 6,407 SH SHARED 01 6,407 CHAMPION INDS INC W VA COM 158520106 1.93 1,427 SH SOLE 1,427 CHANGYOU COM LTD ADS REP CL A 15911M107 7.59 300 SH C SHARED 300 CHANGYOU COM LTD ADS REP CL A 15911M107 38.84 1,535 SH SHARED 01 1,535 CHANGYOU COM LTD ADS REP CL A 15911M107 86.27 3,410 SH SHARED 3,410 CHANGYOU COM LTD ADS REP CL A 15911M107 503.47 19,900 SH P SHARED 19,900 CHARLES & COLVARD LTD COM 159765106 10.97 4,897 SH SOLE 4,897 CHARLES RIV LABS INTL INC COM 159864107 3.29 115 SH SHARED 20 115 CHARLES RIV LABS INTL INC COM 159864107 5.72 200 SH P SHARED 200 CHARLES RIV LABS INTL INC COM 159864107 34.34 1,200 SH C SHARED 1,200 CHARLES RIV LABS INTL INC COM 159864107 54.15 1,892 SH SHARED 01 1,892 CHARLES RIV LABS INTL INC COM 159864107 464.30 16,223 SH SHARED 16,223 CHARM COMMUNICATIONS INC ADR SHS CL A 16112R101 7.33 873 SH SOLE 873 CHARMING SHOPPES INC COM 161133103 4.04 1,553 SH SHARED 01 1,553 CHART INDS INC COM PAR $0.01 16115Q308 4.22 100 SH P SHARED 100 CHART INDS INC COM PAR $0.01 16115Q308 50.62 1,200 SH C SHARED 1,200 CHART INDS INC COM PAR $0.01 16115Q308 723.30 17,148 SH SHARED 01 17,148 CHART INDS INC NOTE 2.000% 8/0 16115QAC4 18.60 20,000 PRN SHARED 01 20,000 CHARTER COMMUNICATIONS INC D CL A NEW 16117M305 11,536.69 246,300 SH SOLE 246,300 CHECK POINT SOFTWARE TECH LT ORD M22465104 19.84 376 SH SHARED 21 376 CHECK POINT SOFTWARE TECH LT ORD M22465104 2,331.99 44,200 SH C SHARED 44,200

CHECK POINT SOFTWARE TECH LT ORD M22465104 2,463.89 46,700 SH P SHARED 46,700 CHECK POINT SOFTWARE TECH LT ORD M22465104 3,567.79 67,623 SH SHARED 67,623 CHECK POINT SOFTWARE TECH LT ORD M22465104 7,698.42 145,914 SH SHARED 01 145,914 CHEESECAKE FACTORY INC COM 163072101 266.22 10,800 SH P SHARED 10,800 CHEESECAKE FACTORY INC COM 163072101 282.83 11,474 SH SHARED 01 11,474 CHEESECAKE FACTORY INC COM 163072101 591.60 24,000 SH C SHARED 24,000 CHEFS WHSE INC COM 163086101 107.23 9,118 SH SOLE 9,118 CHELSEA THERAPEUTICS INTL LT COM 163428105 3.28 900 SH C SOLE 900 CHELSEA THERAPEUTICS INTL LT COM 163428105 78.08 21,450 SH SOLE 21,450 CHEMED CORP NEW COM 16359R103 7.14 130 SH SHARED 20 130 CHEMED CORP NEW COM 16359R103 72.82 1,325 SH SHARED 01 1,325 CHEMICAL FINL CORP COM 163731102 3.29 215 SH SHARED 01 215 CHEMTURA CORP COM NEW 163893209 6.93 691 SH SHARED 21 691 CHEMTURA CORP COM NEW 163893209 19.17 1,911 SH SHARED 01 1,911 CHENIERE ENERGY INC COM NEW 16411R208 36.57 7,100 SH SHARED 01 7,100 CHENIERE ENERGY INC COM NEW 16411R208 157.59 30,600 SH P SHARED 30,600 CHENIERE ENERGY INC COM NEW 16411R208 244.24 47,426 SH SHARED 47,426 CHENIERE ENERGY INC COM NEW 16411R208 1,143.30 222,000 SH C SHARED 222,000 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 0.75 55 SH SHARED 55 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 56.91 4,200 SH SHARED 01 4,200 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 84.01 6,200 SH C SHARED 6,200 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 184.28 13,600 SH P SHARED 13,600 CHEROKEE INC DEL NEW COM 16444H102 152.11 11,837 SH SHARED 01 11,837 CHESAPEAKE ENERGY CORP COM 165167107 118.81 4,650 SH SHARED 20 4,650 CHESAPEAKE ENERGY CORP COM 165167107 895.20 35,037 SH SHARED 35,037 CHESAPEAKE ENERGY CORP COM 165167107 9,023.77 353,181 SH SHARED 353,181 CHESAPEAKE ENERGY CORP COM 165167107 11,461.73 448,600 SH C SHARED 448,600 CHESAPEAKE ENERGY CORP COM 165167107 13,055.82 510,991 SH SHARED 01 510,991 CHESAPEAKE ENERGY CORP COM 165167107 25,376.26 993,200 SH P SHARED 993,200

CHESAPEAKE ENERGY CORP PFD CONV 165167842 21.86 235 SH SHARED 235 CHESAPEAKE ENERGY CORP PFD CONV 165167842 185.54 1,995 SH SHARED 01 1,995 CHESAPEAKE ENERGY CORP NOTE 2.750%11/1 165167BW6 68.80 80,000 PRN SHARED 01 80,000 CHESAPEAKE ENERGY CORP NOTE 2.250%12/1 165167CB1 13.46 18,000 PRN SHARED 01 18,000 CHESAPEAKE LODGING TR SH BEN INT 165240102 1.52 126 SH SHARED 21 126 CHESAPEAKE LODGING TR SH BEN INT 165240102 162.95 13,500 SH SHARED 13,500 CHESAPEAKE LODGING TR SH BEN INT 165240102 782.14 64,800 SH SHARED 01 64,800 CHESAPEAKE MIDSTREAM PARTNER UNIT 16524K108 13.42 500 SH C SHARED 500 CHESAPEAKE MIDSTREAM PARTNER UNIT 16524K108 3,036.49 113,133 SH SHARED 113,133 CHESAPEAKE MIDSTREAM PARTNER UNIT 16524K108 8,730.73 325,288 SH SHARED 01 325,288 CHESAPEAKE UTILS CORP COM 165303108 257.23 6,413 SH SHARED 6,413 CHESAPEAKE UTILS CORP COM 165303108 474.86 11,839 SH SHARED 01 11,839 CHEVRON CORP NEW COM 166764100 46.30 500 SH C SHARED 01 500 CHEVRON CORP NEW COM 166764100 87.40 944 SH SHARED 21 944 CHEVRON CORP NEW COM 166764100 679.89 7,343 SH SHARED 20 7,343 CHEVRON CORP NEW COM 166764100 27,980.70 302,200 SH P SHARED 302,200 CHEVRON CORP NEW COM 166764100 28,073.47 303,202 SH SHARED 303,202 CHEVRON CORP NEW COM 166764100 34,156.45 368,900 SH C SHARED 368,900 CHEVRON CORP NEW COM 166764100 100,146.92 1,081,617 SH SHARED 1,081,617 CHEVRON CORP NEW COM 166764100 232,062.02 2,506,340 SH SHARED 01 2,506,340 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 37.51 1,310 SH SHARED 1,310 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 108.79 3,800 SH P SHARED 3,800 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 375.05 13,100 SH C SHARED 13,100 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 3,756.69 131,215 SH SHARED 01 131,215 CHICAGO RIVET & MACH CO COM 168088102 1.32 84 SH SOLE 84 CHICOPEE BANCORP INC COM 168565109 11.43 853 SH SOLE 853 CHICOS FAS INC COM 168615102 2.29 200 SH P SHARED 200 CHICOS FAS INC COM 168615102 83.42 7,298 SH SHARED 7,298 CHICOS FAS INC COM 168615102 137.16 12,000 SH C SHARED 12,000

CHICOS FAS INC COM 168615102 2,837.04 248,210 SH SHARED 01 248,210 CHILDRENS PL RETAIL STORES I COM 168905107 539.61 11,597 SH SHARED 01 11,597 CHILDRENS PL RETAIL STORES I COM 168905107 637.46 13,700 SH P SHARED 13,700 CHILDRENS PL RETAIL STORES I COM 168905107 1,721.61 37,000 SH C SHARED 37,000 CHIMERA INVT CORP COM 16934Q109 3.52 1,270 SH SHARED 21 1,270 CHIMERA INVT CORP COM 16934Q109 3.63 1,310 SH SHARED 20 1,310 CHIMERA INVT CORP COM 16934Q109 221.88 80,100 SH P SHARED 80,100 CHIMERA INVT CORP COM 16934Q109 681.14 245,900 SH C SHARED 245,900 CHIMERA INVT CORP COM 16934Q109 2,100.63 758,349 SH SHARED 01 758,349 CHINA ADVANCED CONSTR MATLS COM 169365103 7.42 4,788 SH SOLE 4,788 CHINA AUTO LOGISTICS INC COM 16936J103 2.98 2,419 SH SOLE 2,419 CHINA AUTOMOTIVE SYS INC COM 16936R105 0.47 100 SH P SHARED 100 CHINA AUTOMOTIVE SYS INC COM 16936R105 12.35 2,616 SH SHARED 2,616 CHINA AUTOMOTIVE SYS INC COM 16936R105 22.66 4,800 SH SHARED 4,800 CHINA AUTOMOTIVE SYS INC COM 16936R105 113.14 23,971 SH SHARED 01 23,971 CHINA BAK BATTERY INC COM 16936Y100 0.41 500 SH SHARED 01 500 CHINA BAK BATTERY INC COM 16936Y100 4.51 5,500 SH P SHARED 5,500 CHINA BAK BATTERY INC COM 16936Y100 16.17 19,718 SH SHARED 19,718 CHINA BIOLOGIC PRODS INC COM 16938C106 14.80 2,173 SH SHARED 01 2,173 CHINA BIOLOGIC PRODS INC COM 16938C106 20.53 3,014 SH SHARED 3,014 CHINA CERAMICS CO LTD SHS G2113X100 11.27 4,055 SH SOLE 4,055 CHINA CERAMICS CO LTD UNIT 11/16/2012 G2113X209 1.67 600 SH SOLE 600 CHINA CGAME INC COM 16946P107 0.78 1,619 SH SOLE 1,619 CHINA DIGITAL TV HLDG CO LTD SPONSORED ADR 16938G107 114.57 29,376 SH SHARED 29,376 CHINA DIGITAL TV HLDG CO LTD SPONSORED ADR 16938G107 149.80 38,411 SH SHARED 01 38,411 CHINA DIRECT INDS INC COM NEW 169384203 0.51 500 SH SHARED 01 500

CHINA DIRECT INDS INC COM NEW 169384203 12.29 12,164 SH SHARED 12,164 CHINA DISTANCE ED HLDGS LTD SPONS ADR 16944W104 3.98 1,548 SH SOLE 1,548 CHINA EASTN AIRLS LTD SPON ADR CL H 16937R104 52.11 3,375 SH SOLE 3,375 CHINA FD INC COM 169373107 29.23 1,271 SH SHARED 1,271 CHINA FD INC COM 169373107 123.56 5,372 SH SHARED 01 5,372 CHINA FIN ONLINE CO LTD SPONSORED ADR 169379104 3.32 1,679 SH SOLE 1,679 CHINA FIRE & SEC GROUP INC COM 16938R103 0.44 50 SH SHARED 01 50 CHINA FIRE & SEC GROUP INC COM 16938R103 45.60 5,200 SH C SHARED 5,200 CHINA FIRE & SEC GROUP INC COM 16938R103 100.52 11,462 SH SHARED 11,462 CHINA FIRE & SEC GROUP INC COM 16938R103 251.70 28,700 SH P SHARED 28,700 CHINA GENGSHENG MINERALS INC COM 16942P101 0.09 100 SH C SOLE 100 CHINA GENGSHENG MINERALS INC COM 16942P101 7.60 8,440 SH SOLE 8,440 CHINA GERUI ADV MAT GR LTD SHS G21101103 6.88 2,500 SH C SOLE 2,500 CHINA GREEN AGRICULTURE INC COM 16943W105 4.28 896 SH SHARED 896 CHINA GREEN AGRICULTURE INC COM 16943W105 21.03 4,400 SH C SHARED 4,400 CHINA GREEN AGRICULTURE INC COM 16943W105 56.40 11,800 SH P SHARED 11,800 CHINA GREEN AGRICULTURE INC COM 16943W105 78.27 16,375 SH SHARED 01 16,375 CHINA GRENTECH CORP LTD ADR 16938P107 3.79 2,218 SH SOLE 2,218 CHINA HGS REAL ESTATE INC COM 16948W100 2.12 1,574 SH SOLE 1,574 CHINA HYDROELECTRIC CORP SPONSORED ADR 16949D101 0.71 341 SH SOLE 341 CHINA INFORMATION TECHNOLOGY COM 16950L109 1.84 2,000 SH C SHARED 2,000 CHINA INFORMATION TECHNOLOGY COM 16950L109 2.99 3,253 SH SHARED 3,253 CHINA INFORMATION TECHNOLOGY COM 16950L109 11.90 12,933 SH SHARED 01 12,933 CHINA JO-JO DRUGSTORES INC COM NEW 16949A206 1.85 1,320 SH SOLE 1,320

CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 1,066.01 30,020 SH SHARED 01 30,020 CHINA LODGING GROUP LTD SPONSORED ADR 16949N109 0.29 21 SH SHARED 01 21 CHINA MARINE FOOD GROUP LTD COM 16943R106 4.45 2,500 SH SHARED 01 2,500 CHINA MASS MEDIA CORP SPONS ADR 169418100 6.13 6,525 SH SOLE 6,525 CHINA MED TECHNOLOGIES INC SPONSORED ADR 169483104 10.85 2,169 SH SHARED 2,169 CHINA MED TECHNOLOGIES INC SPONSORED ADR 169483104 132.02 26,404 SH SHARED 01 26,404 CHINA MING YANG WIND PWR GRO SPONSORED ADR 16951C108 146.21 55,173 SH SHARED 55,173 CHINA MING YANG WIND PWR GRO SPONSORED ADR 16951C108 430.14 162,317 SH SHARED 01 162,317 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 28.40 583 SH SHARED 21 583 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 1,335.14 27,410 SH SHARED 27,410 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 7,556.63 155,135 SH SHARED 155,135 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 10,846.94 222,684 SH SHARED 01 222,684 CHINA NAT GAS INC COM NEW 168910206 9.46 5,343 SH SHARED 5,343 CHINA NAT GAS INC COM NEW 168910206 11.15 6,300 SH P SHARED 6,300 CHINA NAT GAS INC COM NEW 168910206 21.24 12,000 SH SHARED 01 12,000 CHINA NEPSTAR CHAIN DRUGSTOR SPONSORED ADR 16943C109 6.47 2,943 SH SHARED 2,943 CHINA NEPSTAR CHAIN DRUGSTOR SPONSORED ADR 16943C109 13.20 6,000 SH SHARED 01 6,000 CHINA NEW BORUN CORP ADR 16890T105 0.98 300 SH P SHARED 300 CHINA NEW BORUN CORP ADR 16890T105 2.29 700 SH C SHARED 700 CHINA NEW BORUN CORP ADR 16890T105 4.91 1,500 SH SHARED 01 1,500 CHINA NEW BORUN CORP ADR 16890T105 6.83 2,088 SH SHARED 2,088 CHINA NORTH EAST PETE HLDG L COM 16941G102 0.15 76 SH SOLE 76 CHINA NORTH EAST PETE HLDG L COM 16941G102 4.22 2,100 SH C SOLE 2,100 CHINA NUTRIFRUIT GROUP LTD COM 16944U108 96.16 51,147 SH SOLE 51,147 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 2,189.32 22,853 SH SHARED 01 22,853 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 25,157.94 262,609 SH SHARED 262,609 CHINA PHARMA HLDGS INC COM 16941T104 1.32 1,362 SH SOLE 1,362 CHINA PRECISION STEEL INC COM 16941J106 0.52 1,000 SH C SOLE 1,000 CHINA REAL ESTATE INFO CORP ADR 16948Q103 5.64 1,146 SH SHARED 1,146

CHINA REAL ESTATE INFO CORP ADR 16948Q103 208.64 42,406 SH SHARED 01 42,406 CHINA SHEN ZHOU MNG & RES IN COM 16942H109 1.20 840 SH SHARED 01 840 CHINA SHEN ZHOU MNG & RES IN COM 16942H109 3.15 2,200 SH P SHARED 2,200 CHINA SHEN ZHOU MNG & RES IN COM 16942H109 4.49 3,141 SH SHARED 3,141 CHINA SHENGHUO PHARM HLDGS I COM 16941X105 2.70 6,138 SH SOLE 6,138 CHINA SKY ONE MED INC COM 16941P102 0.40 175 SH SHARED 175 CHINA SKY ONE MED INC COM 16941P102 0.79 350 SH SHARED 01 350 CHINA SKY ONE MED INC COM 16941P102 0.91 400 SH C SHARED 400 CHINA SOUTHN AIRLS LTD SPON ADR CL H 169409109 6.94 308 SH SOLE 308 CHINA SUNERGY CO LTD SPON ADR 16942X104 0.28 206 SH SHARED 01 206 CHINA SUNERGY CO LTD SPON ADR 16942X104 3.18 2,319 SH SHARED 2,319 CHINA TECHFAITH WIRLS COMM T SPONSORED ADR 169424108 1.52 832 SH SOLE 832 CHINA TELECOM CORP LTD SPON ADR H SHS 169426103 60.47 977 SH SHARED 977 CHINA TELECOM CORP LTD SPON ADR H SHS 169426103 206.22 3,332 SH SHARED 01 3,332 CHINA TRANSINFO TECHNLGY COR COM 169453107 0.25 100 SH C SOLE 100 CHINA TRANSINFO TECHNLGY COR COM 169453107 2.70 1,096 SH SOLE 1,096 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 15.79 774 SH SHARED 21 774 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 1,099.68 53,906 SH SHARED 01 53,906 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 38,691.29 1,896,632 SH SHARED 1,896,632 CHINA VALVES TECHNOLOGY INC COM NEW 169476207 4.24 1,900 SH P SHARED 1,900 CHINA VALVES TECHNOLOGY INC COM NEW 169476207 6.47 2,900 SH C SHARED 2,900 CHINA VALVES TECHNOLOGY INC COM NEW 169476207 6.69 3,000 SH SHARED 01 3,000 CHINA VALVES TECHNOLOGY INC COM NEW 169476207 23.76 10,653 SH SHARED 10,653 CHINA XD PLASTICS CO LTD COM 16948F107 68.00 15,077 SH SOLE 15,077

CHINA XINIYA FASHION LTD SPONSORED ADR 16950W105 4.05 2,263 SH SOLE 2,263 CHINA YUCHAI INTL LTD COM G21082105 49.57 3,400 SH C SHARED 3,400 CHINA YUCHAI INTL LTD COM G21082105 534.72 36,675 SH SHARED 01 36,675 CHINACACHE INTL HLDG LTD SPON ADR 16950M107 18.56 4,089 SH SOLE 4,089 CHINACAST EDU CORP COM 16946T109 4.47 1,212 SH SOLE 1,212 CHINAEDU CORP SPONS ADR 16945L107 0.22 37 SH SOLE 37 CHINANET ONLINE HLDGS INC COM 16949H102 5.94 5,349 SH SOLE 5,349 CHINDEX INTERNATIONAL INC COM 169467107 25.95 2,945 SH SHARED 01 2,945 CHIPMOS TECH BERMUDA LTD SHS G2110R114 13.45 2,601 SH SOLE 2,601 CHIPOTLE MEXICAN GRILL INC COM 169656105 531.37 1,754 SH SHARED 1,754 CHIPOTLE MEXICAN GRILL INC COM 169656105 617.72 2,039 SH SHARED 2,039 CHIPOTLE MEXICAN GRILL INC COM 169656105 1,907.07 6,295 SH SHARED 20 6,295 CHIPOTLE MEXICAN GRILL INC COM 169656105 8,058.47 26,600 SH C SHARED 26,600 CHIPOTLE MEXICAN GRILL INC COM 169656105 8,634.08 28,500 SH P SHARED 28,500 CHIPOTLE MEXICAN GRILL INC COM 169656105 13,287.99 43,862 SH SHARED 01 43,862 CHIQUITA BRANDS INTL INC COM 170032809 5.00 600 SH C SOLE 600 CHIQUITA BRANDS INTL INC COM 170032809 25.02 3,000 SH P SOLE 3,000 CHOICE HOTELS INTL INC COM 169905106 5.65 190 SH SHARED 21 190 CHOICE HOTELS INTL INC COM 169905106 304.96 10,261 SH SHARED 10,261 CHOICE HOTELS INTL INC COM 169905106 454.03 15,277 SH SHARED 01 15,277 CHRISTOPHER & BANKS CORP COM 171046105 8.98 2,545 SH SOLE 2,545 CHROMCRAFT REVINGTON INC COM 171117104 1.77 1,595 SH SOLE 1,595 CHUBB CORP COM 171232101 6.30 105 SH SHARED 21 105 CHUBB CORP COM 171232101 50.69 845 SH SHARED 20 845 CHUBB CORP COM 171232101 659.89 11,000 SH P SHARED 11,000 CHUBB CORP COM 171232101 966.80 16,116 SH SHARED 16,116

CHUBB CORP COM 171232101 1,049.83 17,500 SH C SHARED 17,500 CHUBB CORP COM 171232101 16,284.77 271,458 SH SHARED 01 271,458 CHUNGHWA TELECOM CO LTD SPON ADR NEW11 17133Q502 3.30 100 SH C SHARED 100 CHUNGHWA TELECOM CO LTD SPON ADR NEW11 17133Q502 422.83 12,813 SH SHARED 12,813 CHUNGHWA TELECOM CO LTD SPON ADR NEW11 17133Q502 1,395.04 42,274 SH SHARED 01 42,274 CHUNGHWA TELECOM CO LTD SPON ADR NEW11 17133Q502 9,840.20 298,188 SH SHARED 298,188 CHURCH & DWIGHT INC COM 171340102 13.53 306 SH SHARED 21 306 CHURCH & DWIGHT INC COM 171340102 219.45 4,965 SH SHARED 20 4,965 CHURCH & DWIGHT INC COM 171340102 324.30 7,337 SH SHARED 7,337 CHURCH & DWIGHT INC COM 171340102 497.69 11,260 SH SHARED 11,260 CHURCH & DWIGHT INC COM 171340102 8,123.83 183,797 SH SHARED 01 183,797 CHURCHILL DOWNS INC COM 171484108 71.74 1,838 SH SHARED 01 1,838 CHYRON CORP COM PAR $.01 171605306 0.24 119 SH SHARED 01 119 CHYRON CORP COM PAR $.01 171605306 0.38 189 SH SHARED 189 CIENA CORP COM NEW 171779309 30.30 2,705 SH SHARED 01 2,705 CIENA CORP COM NEW 171779309 2,877.28 256,900 SH C SHARED 256,900 CIENA CORP COM NEW 171779309 3,375.81 301,412 SH SHARED 301,412 CIENA CORP COM NEW 171779309 9,315.04 831,700 SH P SHARED 831,700 CIENA CORP NOTE 0.875% 6/1 171779AE1 1,095.00 1,500,000 PRN SOLE 1,500,000 CIGNA CORP COM 125509109 4.87 116 SH SHARED 21 116 CIGNA CORP COM 125509109 587.16 14,000 SH SHARED 14,000 CIGNA CORP COM 125509109 893.32 21,300 SH P SHARED 21,300 CIGNA CORP COM 125509109 1,108.64 26,434 SH SHARED 26,434 CIGNA CORP COM 125509109 2,868.70 68,400 SH C SHARED 68,400 CIGNA CORP COM 125509109 10,110.18 241,063 SH SHARED 01 241,063 CIMAREX ENERGY CO COM 171798101 91.07 1,635 SH SHARED 20 1,635 CIMAREX ENERGY CO COM 171798101 206.09 3,700 SH P SHARED 3,700 CIMAREX ENERGY CO COM 171798101 233.94 4,200 SH C SHARED 4,200 CIMAREX ENERGY CO COM 171798101 272.93 4,900 SH SHARED 4,900 CIMAREX ENERGY CO COM 171798101 2,037.45 36,579 SH SHARED 01 36,579 CINCINNATI BELL INC NEW COM 171871106 678.69 219,642 SH SHARED 01 219,642 CINCINNATI BELL INC NEW PFD CV DEP1/20 171871403 0.67 17 SH SHARED 17 CINCINNATI BELL INC NEW PFD CV DEP1/20 171871403 118.50 3,000 SH SHARED 01 3,000 CINCINNATI FINL CORP COM 172062101 21.06 800 SH P SHARED 800 CINCINNATI FINL CORP COM 172062101 71.09 2,700 SH C SHARED 2,700 CINCINNATI FINL CORP COM 172062101 263.30 10,000 SH SHARED 10,000 CINCINNATI FINL CORP COM 172062101 495.40 18,815 SH SHARED 20 18,815 CINCINNATI FINL CORP COM 172062101 4,902.46 186,193 SH SHARED 01 186,193

CINEMARK HOLDINGS INC COM 17243V102 13,019.29 689,581 SH SHARED 01 689,581 CINTAS CORP COM 172908105 2.81 100 SH P SHARED 100 CINTAS CORP COM 172908105 64.72 2,300 SH C SHARED 2,300 CINTAS CORP COM 172908105 298.28 10,600 SH SHARED 10,600 CINTAS CORP COM 172908105 1,361.61 48,387 SH SHARED 01 48,387 CIRCOR INTL INC COM 17273K109 0.15 5 SH SHARED 01 5 CIRRUS LOGIC INC COM 172755100 98.76 6,700 SH P SHARED 6,700 CIRRUS LOGIC INC COM 172755100 224.22 15,212 SH SHARED 01 15,212 CIRRUS LOGIC INC COM 172755100 629.40 42,700 SH C SHARED 42,700 CISCO SYS INC COM 17275R102 7.44 480 SH SHARED 17 480 CISCO SYS INC COM 17275R102 7.75 500 SH P SHARED 01 500 CISCO SYS INC COM 17275R102 57.54 3,712 SH SHARED 21 3,712 CISCO SYS INC COM 17275R102 987.21 63,691 SH SHARED 20 63,691 CISCO SYS INC COM 17275R102 24,205.09 1,561,619 SH SHARED 1,561,619 CISCO SYS INC COM 17275R102 87,216.49 5,626,870 SH SHARED 01 5,626,870 CISCO SYS INC COM 17275R102 128,831.06 8,311,681 SH SHARED 8,311,681 CISCO SYS INC COM 17275R102 169,320.45 10,923,900 SH P SHARED 10,923,900 CISCO SYS INC COM 17275R102 184,789.95 11,921,932 SH C SHARED 11,921,932 CIT GROUP INC COM NEW 125581801 5.77 190 SH SHARED 20 190 CIT GROUP INC COM NEW 125581801 12.85 423 SH SHARED 21 423 CIT GROUP INC COM NEW 125581801 340.63 11,216 SH SHARED 11,216 CIT GROUP INC COM NEW 125581801 352.29 11,600 SH C SHARED 11,600 CIT GROUP INC COM NEW 125581801 3,495.59 115,100 SH P SHARED 115,100 CIT GROUP INC COM NEW 125581801 3,514.14 115,711 SH SHARED 01 115,711 CITI TRENDS INC COM 17306X102 4.70 400 SH C SHARED 400 CITI TRENDS INC COM 17306X102 104.03 8,846 SH SHARED 8,846 CITI TRENDS INC COM 17306X102 296.35 25,200 SH P SHARED 25,200 CITI TRENDS INC COM 17306X102 387.67 32,965 SH SHARED 01 32,965 CITIGROUP FDG INC C TRAC ETN0%20 17316G727 45.50 610 SH SOLE 610 CITIGROUP INC COM NEW 172967424 5.07 198 SH SHARED 21 198 CITIGROUP INC COM NEW 172967424 256.15 10,000 SH C SHARED 01 10,000 CITIGROUP INC COM NEW 172967424 8,746.32 341,453 SH SHARED 341,453 CITIGROUP INC COM NEW 172967424 9,647.66 376,641 SH SHARED 20 376,641 CITIGROUP INC COM NEW 172967424 20,558.45 802,594 SH P SHARED 802,594 CITIGROUP INC COM NEW 172967424 27,173.75 1,060,853 SH SHARED 01 1,060,853 CITIGROUP INC COM NEW 172967424 76,723.82 2,995,269 SH SHARED 2,995,269 CITIGROUP INC COM NEW 172967424 139,609.49 5,450,302 SH C SHARED 5,450,302 CITIGROUP INC DEP SH 1/1000 172967598 23.69 515 SH SHARED 515 CITIGROUP INC DEP SH 1/1000 172967598 46.00 1,000 SH SHARED 01 1,000 CITIGROUP INC UNIT 99/99/9999 172967416 974.99 12,244 SH SHARED 01 12,244 CITIGROUP INC UNIT 99/99/9999 172967416 17,398.84 218,496 SH SHARED 218,496 CITIGROUP INC *W EXP 01/04/201 172967226 5.68 12,914 SH SHARED 12,914 CITIGROUP INC *W EXP 01/04/201 172967226 86.45 196,472 SH SHARED 01 196,472 CITIZENS HLDG CO MISS COM 174715102 6.05 327 SH SOLE 327 CITIZENS INC CL A 174740100 0.34 53 SH SHARED 01 53

CITIZENS REPUBLIC BANCORP IN COM NEW 174420307 4.28 619 SH SHARED 01 619 CITIZENS REPUBLIC BANCORP IN COM NEW 174420307 6.86 992 SH SHARED 992 CITIZENS SOUTH BKG CP DEL COM 176682102 8.07 1,945 SH SOLE 1,945 CITRIX SYS INC COM 177376100 703.44 12,900 SH SHARED 12,900 CITRIX SYS INC COM 177376100 2,088.50 38,300 SH C SHARED 38,300 CITRIX SYS INC COM 177376100 10,189.91 186,868 SH SHARED 01 186,868 CITRIX SYS INC COM 177376100 11,571.27 212,200 SH P SHARED 212,200 CITY NATL CORP COM 178566105 9.14 242 SH SHARED 21 242 CITY NATL CORP COM 178566105 11.33 300 SH C SHARED 300 CITY NATL CORP COM 178566105 155.00 4,105 SH SHARED 20 4,105 CITY NATL CORP COM 178566105 169.92 4,500 SH P SHARED 01 4,500 CITY NATL CORP COM 178566105 1,583.99 41,949 SH SHARED 01 41,949 CITY TELECOM H K LTD SPONSORED ADR 178677209 70.69 7,480 SH SOLE 7,480 CLARCOR INC COM 179895107 4.14 100 SH C SHARED 100 CLARCOR INC COM 179895107 45.77 1,106 SH SHARED 21 1,106 CLARCOR INC COM 179895107 87.31 2,110 SH SHARED 20 2,110 CLARCOR INC COM 179895107 3,328.90 80,447 SH SHARED 01 80,447 CLARK HLDGS INC COM 18145M109 3.75 8,325 SH SHARED 01 8,325 CLARK HLDGS INC COM 18145M109 7.05 15,656 SH SHARED 15,656 CLAUDE RES INC COM 182873109 30.26 17,000 SH SHARED 01 17,000 CLAYMORE EXCHANGE TRD FD TR GUGG AIRLINE ETF 18383Q812 34.59 1,299 SH SHARED 1,299 CLAYMORE EXCHANGE TRD FD TR GUGG AIRLINE ETF 18383Q812 899.35 33,772 SH SHARED 01 33,772 CLAYMORE EXCHANGE TRD FD TR GUGG BRIC ETF 18383M100 1,571.87 45,747 SH SHARED 01 45,747 CLAYMORE EXCHANGE TRD FD TR GUGG CA ENRG INC 18383Q606 14.29 1,008 SH SHARED 1,008 CLAYMORE EXCHANGE TRD FD TR GUGG CA ENRG INC 18383Q606 359.68 25,365 SH SHARED 01 25,365 CLAYMORE EXCHANGE TRD FD TR GUGG CHN RL EST 18383Q861 22.62 1,710 SH SHARED 1,710 CLAYMORE EXCHANGE TRD FD TR GUGG CHN RL EST 18383Q861 68.16 5,152 SH SHARED 01 5,152 CLAYMORE EXCHANGE TRD FD TR GUGG CHN SML CAP 18383Q853 40.19 2,219 SH SHARED 2,219 CLAYMORE EXCHANGE TRD FD TR GUGG CHN SML CAP 18383Q853 85.71 4,733 SH SHARED 01 4,733 CLAYMORE EXCHANGE TRD FD TR GUGG CHN TECH 18383Q135 41.82 2,110 SH SOLE 2,110 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2011 18383M886 4.11 204 SH SHARED 204

CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2011 18383M886 518.08 25,711 SH SHARED 01 25,711 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2012 18383M597 663.75 32,378 SH SHARED 01 32,378 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2013 18383M589 1,781.47 85,995 SH SHARED 01 85,995 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2014 18383M571 1,867.93 89,770 SH SHARED 01 89,770 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2015 18383M563 1,243.68 59,364 SH SHARED 01 59,364 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2016 18383M555 1,119.02 53,264 SH SHARED 01 53,264 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2017 18383M548 1,929.54 91,534 SH SHARED 01 91,534 CLAYMORE EXCHANGE TRD FD TR GUGGEN DEFN EQTY 18383M878 72.32 2,902 SH SHARED 01 2,902 CLAYMORE EXCHANGE TRD FD TR GUGG ENH ULT SHT 18383M654 91.91 1,850 SH SOLE 1,850 CLAYMORE EXCHANGE TRD FD TR GUGG EW EURO-PC 18383Q101 1.28 85 SH SOLE 85 CLAYMORE EXCHANGE TRD FD TR GUGG FRNTR MKT 18383Q838 30.23 1,661 SH SHARED 1,661 CLAYMORE EXCHANGE TRD FD TR GUGG FRNTR MKT 18383Q838 2,948.29 161,994 SH SHARED 01 161,994 CLAYMORE EXCHANGE TRD FD TR GUGG INSDR SENT 18383M209 56.89 2,065 SH SHARED 2,065 CLAYMORE EXCHANGE TRD FD TR GUGG INSDR SENT 18383M209 239.35 8,688 SH SHARED 01 8,688 CLAYMORE EXCHANGE TRD FD TR GUGG SEC ROT ETF 18383M407 13.40 645 SH SHARED 645 CLAYMORE EXCHANGE TRD FD TR GUGG SEC ROT ETF 18383M407 54.84 2,639 SH SHARED 01 2,639 CLAYMORE EXCHANGE TRD FD TR GUGG SHIPPNG ETF 18383Q796 5.20 350 SH SHARED 01 350 CLAYMORE EXCHANGE TRD FD TR GUGG SHIPPNG ETF 18383Q796 7.56 509 SH SHARED 509 CLAYMORE EXCHANGE TRD FD TR GUGG SOLAR ETF 18383M621 1,100.31 340,654 SH SHARED 01 340,654 CLAYMORE EXCHANGE TRD FD TR GUGG S&P GBL WTR 18383Q507 1.83 100 SH SHARED 100 CLAYMORE EXCHANGE TRD FD TR GUGG S&P GBL WTR 18383Q507 2,759.23 150,613 SH SHARED 01 150,613 CLAYMORE EXCHANGE TRD FD TR GUGG SPINOFF ETF 18383M605 4.91 236 SH SHARED 01 236 CLAYMORE EXCHANGE TRD FD TR GUGG SPINOFF ETF 18383M605 11.64 559 SH SHARED 559

CLAYMORE EXCHANGE TRD FD TR GUGG TIMBER ETF 18383Q879 32.89 2,066 SH SHARED 2,066 CLAYMORE EXCHANGE TRD FD TR GUGG TIMBER ETF 18383Q879 3,489.15 219,168 SH SHARED 01 219,168 CLAYMORE EXCHANGE TRD FD TR GUG INTL MLT ASS 18383Q804 30.48 2,020 SH SHARED 17 2,020 CLAYMORE EXCHANGE TRD FD TR GUG INTL MLT ASS 18383Q804 81.76 5,418 SH SHARED 01 5,418 CLAYMORE EXCHANGE TRD FD TR GUG INTL MLT ASS 18383Q804 452.70 30,000 SH SHARED 30,000 CLAYMORE EXCHANGE TRD FD TR GUG INTL SML CAP 18383M811 12.27 785 SH SOLE 785 CLAYMORE EXCHANGE TRD FD TR GUG MIDCAP CORE 18383M720 2.74 105 SH SHARED 105 CLAYMORE EXCHANGE TRD FD TR GUG MIDCAP CORE 18383M720 5.21 200 SH SHARED 01 200 CLAYMORE EXCHANGE TRD FD TR GUG MULTI ASSET 18383M506 9,490.48 507,784 SH SHARED 01 507,784 CLAYMORE EXCHANGE TRD FD TR GUG OCN TOMO PAT 18383M704 23.57 1,039 SH SOLE 1,039 CLAYMORE EXCHANGE TRD FD TR GUG RAYM JAMES S 18383M613 19.16 1,073 SH SOLE 1,073 CLAYMORE EXCHANGE TRD FD TR GUG S&PG DIV OPP 18383M860 0.13 10 SH SHARED 10 CLAYMORE EXCHANGE TRD FD TR GUG S&PG DIV OPP 18383M860 146.82 11,597 SH SHARED 01 11,597 CLAYMORE EXCHANGE TRD FD TR WILSHIRE MCRO CP 18383M308 6.53 449 SH SOLE 449 CLAYMORE EXCHANGE TRD FD TR WLSHRE5000 ETF 18383M498 19.38 760 SH SOLE 760 CLAYMORE EXCHANGE TRD FD TR WLSHR US REIT 18383M472 47.33 1,676 SH SOLE 1,676 CLAYMORE EXCHANGE-TRD FD TR GUGG CHINA ALLCP 18385P101 1.98 100 SH SHARED 01 100 CLAYMORE EXCHANGE-TRD FD TR GUGG CHINA ALLCP 18385P101 47.80 2,419 SH SHARED 2,419 CLEAN DIESEL TECHNOLOGIES IN COM PAR $.01 18449C401 3.83 1,652 SH SOLE 1,652 CLEAN ENERGY FUELS CORP COM 184499101 37.81 3,400 SH P SHARED 3,400 CLEAN ENERGY FUELS CORP COM 184499101 156.79 14,100 SH C SHARED 14,100 CLEAN ENERGY FUELS CORP COM 184499101 1,065.13 95,785 SH SHARED 01 95,785 CLEAN HARBORS INC COM 184496107 5.44 106 SH SHARED 21 106 CLEAN HARBORS INC COM 184496107 10.26 200 SH P SHARED 200 CLEAN HARBORS INC COM 184496107 66.69 1,300 SH C SHARED 1,300

CLEAN HARBORS INC COM 184496107 3,914.96 76,315 SH SHARED 01 76,315 CLEANTECH SOLUTIONS INTL INC COM 18451N105 1.42 2,959 SH SOLE 2,959 CLEAR CHANNEL OUTDOOR HLDGS CL A 18451C109 205.01 21,903 SH SOLE 21,903 CLEARBRIDGE ENERGY MLP FD IN COM 184692101 55.91 2,863 SH SHARED 2,863 CLEARBRIDGE ENERGY MLP FD IN COM 184692101 1,223.28 62,636 SH SHARED 01 62,636 CLEARBRIDGE ENERGY MLP OPP F COM 18469P100 14.84 894 SH SHARED 894 CLEARBRIDGE ENERGY MLP OPP F COM 18469P100 99.60 6,000 SH SHARED 01 6,000 CLEARFIELD INC COM 18482P103 2.95 500 SH SHARED 01 500 CLEARFIELD INC COM 18482P103 44.17 7,486 SH SHARED 7,486 CLEARWATER PAPER CORP COM 18538R103 2.68 79 SH SHARED 21 79 CLEARWATER PAPER CORP COM 18538R103 33.98 1,000 SH P SHARED 1,000 CLEARWATER PAPER CORP COM 18538R103 177.34 5,219 SH SHARED 01 5,219 CLEARWIRE CORP NEW CL A 18538Q105 37.25 15,986 SH SHARED 01 15,986 CLEARWIRE CORP NEW CL A 18538Q105 179.88 77,200 SH C SHARED 77,200 CLEARWIRE CORP NEW CL A 18538Q105 215.11 92,324 SH SHARED 92,324 CLEARWIRE CORP NEW CL A 18538Q105 507.47 217,800 SH P SHARED 217,800 CLECO CORP NEW COM 12561W105 7.51 220 SH SHARED 21 220 CLECO CORP NEW COM 12561W105 445.19 13,040 SH SHARED 20 13,040 CLECO CORP NEW COM 12561W105 660.51 19,347 SH SHARED 01 19,347 CLECO CORP NEW COM 12561W105 1,894.91 55,504 SH SHARED 55,504 CLEVELAND BIOLABS INC COM 185860103 0.76 300 SH C SHARED 300 CLEVELAND BIOLABS INC COM 185860103 10.12 4,000 SH P SHARED 4,000 CLEVELAND BIOLABS INC COM 185860103 20.24 8,000 SH SHARED 01 8,000 CLICKSOFTWARE TECHNOLOGIES L ORD M25082104 3.90 500 SH P SHARED 500 CLICKSOFTWARE TECHNOLOGIES L ORD M25082104 39.73 5,100 SH C SHARED 5,100 CLICKSOFTWARE TECHNOLOGIES L ORD M25082104 91.25 11,714 SH SHARED 11,714 CLICKSOFTWARE TECHNOLOGIES L ORD M25082104 362.62 46,550 SH SHARED 01 46,550 CLIFFS NATURAL RESOURCES INC COM 18683K101 20.11 393 SH SHARED 393

CLIFFS NATURAL RESOURCES INC COM 18683K101 23.54 460 SH SHARED 21 460 CLIFFS NATURAL RESOURCES INC COM 18683K101 335.42 6,555 SH SHARED 20 6,555 CLIFFS NATURAL RESOURCES INC COM 18683K101 475.88 9,300 SH SHARED 9,300 CLIFFS NATURAL RESOURCES INC COM 18683K101 5,168.17 101,000 SH P SHARED 101,000 CLIFFS NATURAL RESOURCES INC COM 18683K101 6,063.65 118,500 SH C SHARED 118,500 CLIFFS NATURAL RESOURCES INC COM 18683K101 8,259.40 161,411 SH SHARED 01 161,411 CLIFTON SVGS BANCORP INC COM 18712Q103 13.67 1,492 SH SHARED 01 1,492 CLOROX CO DEL COM 189054109 4.51 68 SH SHARED 20 68 CLOROX CO DEL COM 189054109 5.24 79 SH SHARED 79 CLOROX CO DEL COM 189054109 18.97 286 SH SHARED 21 286 CLOROX CO DEL COM 189054109 616.87 9,300 SH SHARED 9,300 CLOROX CO DEL COM 189054109 729.63 11,000 SH P SHARED 11,000 CLOROX CO DEL COM 189054109 18,963.75 285,900 SH C SHARED 285,900 CLOROX CO DEL COM 189054109 40,011.52 603,219 SH SHARED 01 603,219 CLOUD PEAK ENERGY INC COM 18911Q102 4.39 259 SH SHARED 21 259 CLOUD PEAK ENERGY INC COM 18911Q102 6.78 400 SH P SHARED 400 CLOUD PEAK ENERGY INC COM 18911Q102 19.63 1,158 SH SHARED 1,158 CLOUD PEAK ENERGY INC COM 18911Q102 47.46 2,800 SH C SHARED 2,800 CLOUD PEAK ENERGY INC COM 18911Q102 314.42 18,550 SH SHARED 20 18,550 CLOUD PEAK ENERGY INC COM 18911Q102 989.57 58,382 SH SHARED 01 58,382 CLOUGH GLOBAL ALLOCATION FUN COM SHS BEN IN 18913Y103 72.07 5,812 SH SHARED 01 5,812 CLOUGH GLOBAL EQUITY FD COM 18914C100 3.63 311 SH SHARED 311 CLOUGH GLOBAL EQUITY FD COM 18914C100 579.02 49,616 SH SHARED 01 49,616 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 37.98 3,600 SH SHARED 3,600 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 821.40 77,858 SH SHARED 01 77,858 CME GROUP INC COM 12572Q105 27.84 113 SH SHARED 21 113 CME GROUP INC COM 12572Q105 1,022.56 4,150 SH SHARED 4,150 CME GROUP INC COM 12572Q105 1,172.62 4,759 SH SHARED 4,759 CME GROUP INC COM 12572Q105 4,184.61 16,983 SH SHARED 20 16,983

CME GROUP INC COM 12572Q105 10,102.40 41,000 SH P SHARED 41,000 CME GROUP INC COM 12572Q105 10,816.96 43,900 SH C SHARED 43,900 CME GROUP INC COM 12572Q105 13,529.08 54,907 SH SHARED 01 54,907 CMS BANCORP INC COM 12600U102 5.19 745 SH SOLE 745 CMS ENERGY CORP COM 125896100 9.90 500 SH C SHARED 500 CMS ENERGY CORP COM 125896100 19.59 990 SH SHARED 21 990 CMS ENERGY CORP COM 125896100 116.76 5,900 SH P SHARED 5,900 CMS ENERGY CORP COM 125896100 1,696.30 85,715 SH SHARED 01 85,715 CNA FINL CORP COM 126117100 7.64 340 SH SHARED 01 340 CNH GLOBAL N V SHS NEW N20935206 2.62 100 SH P SHARED 100 CNH GLOBAL N V SHS NEW N20935206 590.03 22,486 SH SHARED 22,486 CNH GLOBAL N V SHS NEW N20935206 972.30 37,054 SH SHARED 01 37,054 CNINSURE INC SPONSORED ADR 18976M103 4.20 600 SH C SOLE 600 CNINSURE INC SPONSORED ADR 18976M103 140.01 20,002 SH SOLE 20,002 CNINSURE INC SPONSORED ADR 18976M103 1,264.20 180,600 SH P SOLE 180,600 CNO FINL GROUP INC COM 12621E103 5.28 976 SH SHARED 21 976 CNO FINL GROUP INC COM 12621E103 18.94 3,500 SH C SHARED 3,500 CNO FINL GROUP INC COM 12621E103 19.48 3,600 SH P SHARED 3,600 CNO FINL GROUP INC COM 12621E103 733.60 135,600 SH SHARED 01 135,600 CNOOC LTD SPONSORED ADR 126132109 16.03 100 SH SHARED 100 CNOOC LTD SPONSORED ADR 126132109 16.83 105 SH SHARED 20 105 CNOOC LTD SPONSORED ADR 126132109 17.15 107 SH SHARED 21 107 CNOOC LTD SPONSORED ADR 126132109 390.33 2,435 SH SHARED 2,435 CNOOC LTD SPONSORED ADR 126132109 4,175.17 26,046 SH SHARED 01 26,046 COACH INC COM 189754104 11.35 219 SH SHARED 21 219 COACH INC COM 189754104 865.56 16,700 SH SHARED 16,700 COACH INC COM 189754104 4,011.64 77,400 SH C SHARED 77,400 COACH INC COM 189754104 7,209.55 139,100 SH P SHARED 139,100 COACH INC COM 189754104 18,499.89 356,934 SH SHARED 01 356,934 COBALT INTL ENERGY INC COM 19075F106 2.31 300 SH SHARED 01 300 COBALT INTL ENERGY INC COM 19075F106 3.08 400 SH C SHARED 400 COBIZ FINANCIAL INC COM 190897108 2.95 660 SH SHARED 01 660 COBRA ELECTRS CORP COM 191042100 6.51 1,864 SH SHARED 1,864 COBRA ELECTRS CORP COM 191042100 29.67 8,500 SH SHARED 01 8,500 COCA COLA BOTTLING CO CONS COM 191098102 1.61 29 SH SHARED 21 29 COCA COLA BOTTLING CO CONS COM 191098102 92.67 1,671 SH SHARED 01 1,671 COCA COLA BOTTLING CO CONS COM 191098102 406.74 7,334 SH SHARED 7,334 COCA COLA CO COM 191216100 641.89 9,501 SH SHARED 20 9,501 COCA COLA CO COM 191216100 2,345.82 34,722 SH SHARED 17 34,722 COCA COLA CO COM 191216100 5,611.13 83,054 SH SHARED 21 83,054 COCA COLA CO COM 191216100 11,074.37 163,919 SH SHARED 163,919

COCA COLA CO COM 191216100 33,509.76 496,000 SH P SHARED 496,000 COCA COLA CO COM 191216100 51,804.60 766,794 SH SHARED 766,794 COCA COLA CO COM 191216100 102,123.70 1,511,600 SH C SHARED 1,511,600 COCA COLA CO COM 191216100 253,457.69 3,751,594 SH SHARED 01 3,751,594 COCA COLA ENTERPRISES INC NE COM 19122T109 4.58 184 SH SHARED 184 COCA COLA ENTERPRISES INC NE COM 19122T109 10.50 422 SH SHARED 21 422 COCA COLA ENTERPRISES INC NE COM 19122T109 124.40 5,000 SH C SHARED 5,000 COCA COLA ENTERPRISES INC NE COM 19122T109 422.96 17,000 SH SHARED 17,000 COCA COLA ENTERPRISES INC NE COM 19122T109 4,999.69 200,952 SH SHARED 01 200,952 COCA COLA FEMSA S A B DE C V SPON ADR REP L 191241108 41.08 463 SH SHARED 01 463 COCA COLA FEMSA S A B DE C V SPON ADR REP L 191241108 268.41 3,025 SH SHARED 3,025 COCA COLA HELLENIC BTTLG CO SPONSORED ADR 1912EP104 4.87 272 SH SHARED 272 COCA COLA HELLENIC BTTLG CO SPONSORED ADR 1912EP104 264.10 14,760 SH SHARED 01 14,760 CODORUS VY BANCORP INC COM 192025104 24.66 2,588 SH SOLE 2,588 COEUR D ALENE MINES CORP IDA COM NEW 192108504 516.70 24,100 SH C SHARED 24,100 COEUR D ALENE MINES CORP IDA COM NEW 192108504 728.96 34,000 SH P SHARED 34,000 COEUR D ALENE MINES CORP IDA COM NEW 192108504 1,177.78 54,934 SH SHARED 01 54,934 COFFEE HLDGS INC COM 192176105 138.29 18,463 SH SHARED 18,463 COFFEE HLDGS INC COM 192176105 189.59 25,312 SH SHARED 01 25,312 COGDELL SPENCER INC COM 19238U107 3.77 1,000 SH SHARED 01 1,000 COGDELL SPENCER INC COM 19238U107 104.43 27,700 SH SHARED 27,700 COGDELL SPENCER INC COM 19238U107 137.79 36,549 SH SHARED 36,549 COGDELL SPENCER INC PFD-A 8.5% 19238U206 9.49 404 SH SOLE 404 COGENT COMM GROUP INC COM NEW 19239V302 4.04 300 SH SHARED 01 300 COGENT COMM GROUP INC COM NEW 19239V302 16.14 1,200 SH C SHARED 1,200 COGENT COMM GROUP INC COM NEW 19239V302 65.91 4,900 SH P SHARED 4,900 COGNEX CORP COM 192422103 959.29 35,398 SH SHARED 01 35,398 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 36.87 588 SH SHARED 21 588

COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 789.83 12,597 SH SHARED 12,597 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 1,059.63 16,900 SH SHARED 16,900 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 1,241.46 19,800 SH P SHARED 19,800 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 8,213.70 131,000 SH C SHARED 131,000 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 32,522.05 518,693 SH SHARED 01 518,693 COGO GROUP INC ORD SHS G22538105 0.21 100 SH C SHARED 100 COGO GROUP INC ORD SHS G22538105 1.16 545 SH SHARED 01 545 COGO GROUP INC ORD SHS G22538105 3.71 1,740 SH SHARED 1,740 COHEN & STEERS CLOSED END OP COM 19248P106 16.28 1,400 SH SHARED 1,400 COHEN & STEERS CLOSED END OP COM 19248P106 2,713.33 233,304 SH SHARED 01 233,304 COHEN & STEERS DIV MJRS FDIN COM 19248G106 33.18 2,934 SH SHARED 2,934 COHEN & STEERS DIV MJRS FDIN COM 19248G106 1,345.11 118,931 SH SHARED 01 118,931 COHEN & STEERS GLOBAL INC BL COM 19248M103 123.63 14,243 SH SHARED 01 14,243 COHEN & STEERS INC COM 19247A100 11.67 406 SH SHARED 21 406 COHEN & STEERS INC COM 19247A100 256.71 8,929 SH SHARED 8,929 COHEN & STEERS INC COM 19247A100 276.43 9,615 SH SHARED 20 9,615 COHEN & STEERS INC COM 19247A100 2,458.21 85,503 SH SHARED 01 85,503 COHEN & STEERS INFRASTRUCTUR COM 19248A109 16,885.82 1,084,510 SH SHARED 01 1,084,510 COHEN & STEERS QUALITY RLTY COM 19247L106 15.74 2,052 SH SHARED 2,052 COHEN & STEERS QUALITY RLTY COM 19247L106 3,076.87 401,157 SH SHARED 01 401,157 COHEN & STEERS REIT & PFD IN COM 19247X100 60.11 4,674 SH SHARED 4,674 COHEN & STEERS REIT & PFD IN COM 19247X100 1,092.08 84,921 SH SHARED 01 84,921 COHEN & STEERS SLT PFD INCM COM 19248Y107 20.23 867 SH SOLE 867 COHEN & STEERS TOTAL RETURN COM 19247R103 4.52 398 SH SHARED 398 COHEN & STEERS TOTAL RETURN COM 19247R103 76.70 6,752 SH SHARED 01 6,752 COHERENT INC COM 192479103 12.85 299 SH SHARED 21 299 COHERENT INC COM 192479103 12.89 300 SH C SHARED 300 COHERENT INC COM 192479103 1,944.20 45,256 SH SHARED 01 45,256 COHU INC COM 192576106 10.21 1,033 SH SHARED 01 1,033

COINSTAR INC COM 19259P300 17.64 441 SH SHARED 441 COINSTAR INC COM 19259P300 180.00 4,500 SH P SHARED 4,500 COINSTAR INC COM 19259P300 285.40 7,135 SH SHARED 20 7,135 COINSTAR INC COM 19259P300 576.00 14,400 SH C SHARED 14,400 COINSTAR INC COM 19259P300 1,985.48 49,637 SH SHARED 01 49,637 COINSTAR INC NOTE 4.000% 9/0 19259PAF9 37.46 30,000 PRN SHARED 01 30,000 COLDWATER CREEK INC COM 193068103 0.13 100 SH C SHARED 100 COLDWATER CREEK INC COM 193068103 5.00 4,000 SH SHARED 01 4,000 COLE KENNETH PRODTNS INC CL A 193294105 60.27 5,617 SH SOLE 5,617 COLEMAN CABLE INC COM 193459302 33.95 4,013 SH SHARED 4,013 COLEMAN CABLE INC COM 193459302 233.26 27,572 SH SHARED 01 27,572 COLFAX CORP COM 194014106 164.53 8,121 SH SHARED 01 8,121 COLFAX CORP COM 194014106 1,013.00 50,000 SH P SHARED 50,000 COLFAX CORP COM 194014106 1,029.92 50,835 SH SHARED 50,835 COLGATE PALMOLIVE CO COM 194162103 4.70 53 SH SHARED 21 53 COLGATE PALMOLIVE CO COM 194162103 5,835.14 65,800 SH C SHARED 65,800 COLGATE PALMOLIVE CO COM 194162103 6,656.85 75,066 SH SHARED 75,066 COLGATE PALMOLIVE CO COM 194162103 7,191.95 81,100 SH P SHARED 81,100 COLGATE PALMOLIVE CO COM 194162103 9,544.19 107,625 SH SHARED 20 107,625 COLGATE PALMOLIVE CO COM 194162103 28,789.70 324,647 SH SHARED 324,647 COLGATE PALMOLIVE CO COM 194162103 137,426.69 1,549,692 SH SHARED 01 1,549,692 COLLECTIVE BRANDS INC COM 19421W100 4.24 327 SH SHARED 01 327 COLLECTIVE BRANDS INC COM 19421W100 5.18 400 SH P SHARED 400 COLLECTIVE BRANDS INC COM 19421W100 25.92 2,000 SH C SHARED 2,000 COLLECTORS UNIVERSE INC COM NEW 19421R200 143.64 9,778 SH SOLE 9,778 COLONIAL FINL SVCS INC COM 19566B101 0.31 25 SH SHARED 01 25 COLONIAL PPTYS TR COM SH BEN INT 195872106 6.39 352 SH SHARED 21 352 COLONIAL PPTYS TR COM SH BEN INT 195872106 310.90 17,120 SH SHARED 17,120 COLONIAL PPTYS TR COM SH BEN INT 195872106 1,333.38 73,424 SH SHARED 01 73,424 COLONY FINL INC COM 19624R106 220.82 17,091 SH SHARED 17,091 COLONY FINL INC COM 19624R106 393.63 30,467 SH SHARED 01 30,467 COLUMBIA BKG SYS INC COM 197236102 75.82 5,295 SH SHARED 01 5,295 COLUMBIA ETF TR CORE BD STRAT 19761R802 21.34 398 SH SOLE 398 COLUMBIA ETF TR GRWTH EQTY ST 19761R307 250.36 9,307 SH SOLE 9,307 COLUMBIA ETF TR INTERMED MUN 19761R703 37.77 721 SH SOLE 721 COLUMBIA ETF TR LARGE-CAP GRW 19761R406 23.09 851 SH SOLE 851 COLUMBIA LABS INC COM 197779101 7.08 3,629 SH SHARED 3,629 COLUMBIA LABS INC COM 197779101 78.98 40,500 SH SHARED 01 40,500 COLUMBIA SELIGM PREM TECH GR COM 19842X109 9.82 634 SH SHARED 634

COLUMBIA SELIGM PREM TECH GR COM 19842X109 10,849.20 700,400 SH SHARED 01 700,400 COLUMBIA SPORTSWEAR CO COM 198516106 7.42 160 SH SHARED 21 160 COLUMBIA SPORTSWEAR CO COM 198516106 35.96 775 SH SHARED 775 COLUMBIA SPORTSWEAR CO COM 198516106 64.96 1,400 SH C SHARED 1,400 COLUMBIA SPORTSWEAR CO COM 198516106 80.50 1,735 SH SHARED 20 1,735 COLUMBIA SPORTSWEAR CO COM 198516106 936.49 20,183 SH SHARED 01 20,183 COLUMBUS MCKINNON CORP N Y COM 199333105 3.29 300 SH SHARED 01 300 COLUMBUS MCKINNON CORP N Y COM 199333105 46.12 4,208 SH SHARED 4,208 COMCAST CORP NEW CL A 20030N101 55.23 2,640 SH SHARED 21 2,640 COMCAST CORP NEW CL A 20030N101 2,131.75 101,900 SH P SHARED 101,900 COMCAST CORP NEW CL A 20030N101 2,653.28 126,830 SH SHARED 126,830 COMCAST CORP NEW CL A 20030N101 5,805.91 277,529 SH SHARED 20 277,529 COMCAST CORP NEW CL A 20030N101 13,154.50 628,800 SH C SHARED 628,800 COMCAST CORP NEW CL A 20030N101 20,176.40 964,455 SH SHARED 964,455 COMCAST CORP NEW CL A 20030N101 43,864.30 2,096,764 SH SHARED 01 2,096,764 COMCAST CORP NEW CL A SPL 20030N200 28.22 1,362 SH SHARED 21 1,362 COMCAST CORP NEW CL A SPL 20030N200 95.62 4,615 SH SHARED 20 4,615 COMCAST CORP NEW CL A SPL 20030N200 240.35 11,600 SH P SHARED 11,600 COMCAST CORP NEW CL A SPL 20030N200 741.78 35,800 SH C SHARED 35,800 COMCAST CORP NEW CL A SPL 20030N200 927.05 44,742 SH SHARED 44,742 COMCAST CORP NEW CL A SPL 20030N200 2,183.35 105,374 SH SHARED 105,374 COMCAST CORP NEW CL A SPL 20030N200 10,411.41 502,481 SH SHARED 01 502,481 COMERICA INC COM 200340107 5.97 260 SH SHARED 20 260 COMERICA INC COM 200340107 192.95 8,400 SH SHARED 8,400 COMERICA INC COM 200340107 1,575.74 68,600 SH P SHARED 68,600 COMERICA INC COM 200340107 2,517.26 109,589 SH SHARED 01 109,589 COMERICA INC COM 200340107 6,135.29 267,100 SH C SHARED 267,100 COMMAND SEC CORP COM 20050L100 3.04 1,777 SH SHARED 1,777 COMMAND SEC CORP COM 20050L100 4.28 2,500 SH SHARED 01 2,500 COMMERCE BANCSHARES INC COM 200525103 1,716.23 49,388 SH SHARED 01 49,388 COMMERCE BANCSHARES INC COM 200525103 2,474.34 71,204 SH SHARED 71,204 COMMERCEFIRST BANCORP INC COM 200845105 6.16 886 SH SOLE 886 COMMERCIAL METALS CO COM 201723103 5.99 630 SH SHARED 20 630 COMMERCIAL METALS CO COM 201723103 11.62 1,222 SH SHARED 21 1,222 COMMERCIAL METALS CO COM 201723103 62.77 6,600 SH C SHARED 6,600

COMMERCIAL METALS CO COM 201723103 755.09 79,400 SH SHARED 01 79,400 COMMERICAL NATL FINL CORP PA COM 202217105 9.83 482 SH SOLE 482 COMMONWEALTH BANKSHARES INC COM 202736104 0.01 217 SH SHARED 01 217 COMMONWEALTH BANKSHARES INC COM 202736104 1.48 28,424 SH SHARED 28,424 COMMONWEALTH REIT 6.50% PFD CUM CO 203233408 203.32 9,962 SH SHARED 01 9,962 COMMONWEALTH REIT COM SH BEN INT 203233101 770.94 40,640 SH SHARED 40,640 COMMONWEALTH REIT COM SH BEN INT 203233101 1,005.28 52,993 SH SHARED 01 52,993 COMMONWEALTH REIT CV PFD-E 7.25% 203233606 39.64 1,622 SH SHARED 1,622 COMMONWEALTH REIT CV PFD-E 7.25% 203233606 287.76 11,774 SH SHARED 01 11,774 COMMTOUCH SOFTWARE LTD SHS NEW M25596202 0.10 33 SH SHARED 01 33 COMMTOUCH SOFTWARE LTD SHS NEW M25596202 0.77 246 SH SHARED 246 COMMUNICATIONS SYS INC COM 203900105 40.77 3,136 SH SOLE 3,136 COMMUNITY BK SYS INC COM 203607106 4.88 215 SH SHARED 21 215 COMMUNITY BK SYS INC COM 203607106 125.00 5,509 SH SHARED 01 5,509 COMMUNITY CAP CORP S C COM 20363C102 5.48 2,022 SH SOLE 2,022 COMMUNITY FINL CORP VA COM 20365L100 0.59 202 SH SOLE 202 COMMUNITY HEALTH SYS INC NEW COM 203668108 1.60 96 SH SHARED 21 96 COMMUNITY HEALTH SYS INC NEW COM 203668108 346.43 20,819 SH SHARED 01 20,819 COMMUNITY PARTNERS BANCORP COM 204018105 7.75 1,670 SH SHARED 01 1,670 COMMUNITY TR BANCORP INC COM 204149108 20.33 873 SH SHARED 873 COMMUNITY TR BANCORP INC COM 204149108 44.97 1,931 SH SHARED 01 1,931 COMMUNITY WEST BANCSHARES COM 204157101 8.67 3,820 SH SOLE 3,820 COMMVAULT SYSTEMS INC COM 204166102 25.94 700 SH C SHARED 700 COMMVAULT SYSTEMS INC COM 204166102 28.13 759 SH SHARED 21 759 COMMVAULT SYSTEMS INC COM 204166102 2,203.55 59,459 SH SHARED 01 59,459 COMPANHIA BRASILEIRA DE DIST SPN ADR PFD CL A 20440T201 13.27 431 SH SHARED 431 COMPANHIA BRASILEIRA DE DIST SPN ADR PFD CL A 20440T201 14.31 465 SH SHARED 01 465

COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 55.35 1,806 SH SHARED 21 1,806 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 472.01 15,400 SH SHARED 20 15,400 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 1,342.93 43,815 SH SHARED 43,815 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 5,016.91 163,684 SH SHARED 163,684 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 19,169.74 625,440 SH SHARED 01 625,440 COMPANHIA DE BEBIDAS DAS AME SPONSORED ADR 20441W104 335.47 13,704 SH SOLE 13,704 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 416.59 8,988 SH SHARED 8,988 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 4,073.89 87,894 SH SHARED 87,894 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 11,894.01 256,613 SH SHARED 01 256,613 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 12.64 852 SH SHARED 21 852 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 547.74 36,910 SH SHARED 36,910 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 853.58 57,519 SH SHARED 57,519 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 975.77 65,753 SH SHARED 20 65,753 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 1,455.15 98,056 SH SHARED 01 98,056 COMPANHIA ENERGETICA DE MINA SPONSORED ADR 204409882 10.07 797 SH SOLE 797 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 20441B407 218.52 12,000 SH SHARED 12,000 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 20441B407 1,650.97 90,663 SH SHARED 90,663 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 20441B407 1,944.19 106,765 SH SHARED 01 106,765 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 215.57 27,150 SH SHARED 20 27,150 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 263.54 33,191 SH SHARED 01 33,191 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 475.92 59,940 SH SHARED 59,940 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 1,366.08 172,051 SH SHARED 172,051 COMPANIA CERVECERIAS UNIDAS SPONSORED ADR 204429104 15.50 300 SH SHARED 01 300

COMPANIA CERVECERIAS UNIDAS SPONSORED ADR 204429104 516.35 9,997 SH SHARED 9,997 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 101.97 2,702 SH SHARED 01 2,702 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 373.63 9,900 SH SHARED 9,900 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 5,438.15 144,095 SH SHARED 144,095 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 43.85 3,600 SH C SHARED 3,600 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 49.94 4,100 SH P SHARED 4,100 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 143.77 11,804 SH SHARED 01 11,804 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 3,825.86 314,110 SH SHARED 314,110 COMPASS MINERALS INTL INC COM 20451N101 326.22 4,885 SH SHARED 20 4,885 COMPASS MINERALS INTL INC COM 20451N101 761.63 11,405 SH SHARED 01 11,405 COMPLETE GENOMICS INC COM 20454K104 150.91 25,709 SH SHARED 01 25,709 COMPLETE PRODUCTION SERVICES COM 20453E109 3.77 200 SH C SHARED 200 COMPLETE PRODUCTION SERVICES COM 20453E109 105.56 5,600 SH P SHARED 5,600 COMPLETE PRODUCTION SERVICES COM 20453E109 1,142.14 60,591 SH SHARED 01 60,591 COMPUCREDIT HLDGS CORP COM 20478T107 0.08 30 SH SHARED 01 30 COMPUCREDIT HLDGS CORP COM 20478T107 4.71 1,688 SH SHARED 1,688 COMPUGEN LTD ORD M25722105 0.35 87 SH SHARED 87 COMPUGEN LTD ORD M25722105 354.00 88,500 SH SHARED 01 88,500 COMPUTER PROGRAMS & SYS INC COM 205306103 19.05 288 SH SHARED 21 288 COMPUTER PROGRAMS & SYS INC COM 205306103 215.72 3,261 SH SHARED 3,261 COMPUTER PROGRAMS & SYS INC COM 205306103 1,419.91 21,465 SH SHARED 01 21,465 COMPUTER SCIENCES CORP COM 205363104 4.03 150 SH SHARED 20 150 COMPUTER SCIENCES CORP COM 205363104 29.54 1,100 SH P SHARED 1,100 COMPUTER SCIENCES CORP COM 205363104 96.66 3,600 SH C SHARED 3,600

COMPUTER SCIENCES CORP COM 205363104 260.45 9,700 SH SHARED 9,700 COMPUTER SCIENCES CORP COM 205363104 311.38 11,597 SH SHARED 11,597 COMPUTER SCIENCES CORP COM 205363104 4,600.16 171,328 SH SHARED 01 171,328 COMPUWARE CORP COM 205638109 39.07 5,100 SH C SHARED 5,100 COMPUWARE CORP COM 205638109 43.91 5,733 SH SHARED 01 5,733 COMPX INTERNATIONAL INC CL A 20563P101 7.45 587 SH SOLE 587 COMSTOCK HOMEBUILDING COS IN CL A 205684103 3.30 3,547 SH SOLE 3,547 COMSTOCK MNG INC COM 205750102 5.11 2,555 SH SOLE 2,555 COMSTOCK RES INC COM NEW 205768203 2.32 150 SH SHARED 20 150 COMSTOCK RES INC COM NEW 205768203 12.37 800 SH C SHARED 800 COMSTOCK RES INC COM NEW 205768203 21.64 1,400 SH P SHARED 1,400 COMSTOCK RES INC COM NEW 205768203 108.70 7,031 SH SHARED 01 7,031 COMTECH TELECOMMUNICATIONS C COM NEW 205826209 1.69 60 SH SHARED 21 60 COMTECH TELECOMMUNICATIONS C COM NEW 205826209 5.62 200 SH C SHARED 200 COMTECH TELECOMMUNICATIONS C COM NEW 205826209 14.33 510 SH SHARED 01 510 COMVERGE INC COM 205859101 390.70 214,669 SH SOLE 214,669 CONAGRA FOODS INC COM 205887102 23.71 979 SH SHARED 21 979 CONAGRA FOODS INC COM 205887102 605.50 25,000 SH SHARED 25,000 CONAGRA FOODS INC COM 205887102 5,723.19 236,300 SH C SHARED 236,300 CONAGRA FOODS INC COM 205887102 6,863.95 283,400 SH P SHARED 283,400 CONAGRA FOODS INC COM 205887102 7,370.78 304,326 SH SHARED 304,326 CONAGRA FOODS INC COM 205887102 18,024.60 744,203 SH SHARED 01 744,203 CONCEPTUS INC COM 206016107 46.07 4,400 SH SHARED 01 4,400 CONCHO RES INC COM 20605P101 92.48 1,300 SH C SHARED 1,300 CONCHO RES INC COM 20605P101 377.11 5,301 SH SHARED 5,301 CONCHO RES INC COM 20605P101 2,768.48 38,916 SH SHARED 01 38,916 CONCHO RES INC COM 20605P101 3,837.29 53,940 SH SHARED 20 53,940 CONCORD MED SVCS HLDGS LTD SPONSORED ADR 206277105 8.42 2,664 SH SOLE 2,664 CONCUR TECHNOLOGIES INC COM 206708109 48.40 1,300 SH C SHARED 1,300 CONCUR TECHNOLOGIES INC COM 206708109 286.67 7,700 SH P SHARED 7,700 CONCUR TECHNOLOGIES INC COM 206708109 2,042.25 54,855 SH SHARED 01 54,855 CONCURRENT COMPUTER CORP NEW COM PAR $.01 206710402 7.57 1,354 SH SOLE 1,354 CONMED CORP COM 207410101 24.00 1,043 SH SHARED 01 1,043

CONMED CORP NOTE 2.500%11/1 207410AD3 13.93 14,000 PRN SHARED 01 14,000 CONMED HEALTHCARE MGMT INC COM 20741M103 5.25 1,390 SH SOLE 1,390 CONNECTICUT BK&TR CO HART NE COM 207546102 6.35 1,000 SH SHARED 01 1,000 CONNECTICUT BK&TR CO HART NE COM 207546102 8.93 1,406 SH SHARED 1,406 CONNECTICUT WTR SVC INC COM 207797101 275.62 11,016 SH SHARED 01 11,016 CONNS INC COM 208242107 7.80 1,086 SH SHARED 1,086 CONNS INC COM 208242107 14.70 2,048 SH SHARED 01 2,048 CONOCOPHILLIPS COM 20825C104 138.23 2,183 SH SHARED 21 2,183 CONOCOPHILLIPS COM 20825C104 1,640.87 25,914 SH SHARED 20 25,914 CONOCOPHILLIPS COM 20825C104 1,661.71 26,243 SH SHARED 17 26,243 CONOCOPHILLIPS COM 20825C104 5,098.72 80,523 SH SHARED 80,523 CONOCOPHILLIPS COM 20825C104 8,573.53 135,400 SH C SHARED 135,400 CONOCOPHILLIPS COM 20825C104 13,018.59 205,600 SH P SHARED 205,600 CONOCOPHILLIPS COM 20825C104 71,269.95 1,125,552 SH SHARED 1,125,552 CONOCOPHILLIPS COM 20825C104 78,398.77 1,238,136 SH SHARED 01 1,238,136 CONSOL ENERGY INC COM 20854P109 8.18 241 SH SHARED 21 241 CONSOL ENERGY INC COM 20854P109 417.34 12,300 SH SHARED 12,300 CONSOL ENERGY INC COM 20854P109 861.82 25,400 SH P SHARED 25,400 CONSOL ENERGY INC COM 20854P109 2,022.70 59,614 SH SHARED 20 59,614 CONSOL ENERGY INC COM 20854P109 7,291.56 214,900 SH C SHARED 214,900 CONSOL ENERGY INC COM 20854P109 18,360.95 541,142 SH SHARED 01 541,142 CONSOLIDATED COMM HLDGS INC COM 209034107 965.37 53,483 SH SHARED 01 53,483 CONSOLIDATED EDISON INC COM 209115104 4.28 75 SH SHARED 21 75 CONSOLIDATED EDISON INC COM 209115104 855.30 15,000 SH SHARED 15,000 CONSOLIDATED EDISON INC COM 209115104 1,012.16 17,751 SH SHARED 20 17,751 CONSOLIDATED EDISON INC COM 209115104 1,630.77 28,600 SH P SHARED 28,600 CONSOLIDATED EDISON INC COM 209115104 2,571.60 45,100 SH C SHARED 45,100 CONSOLIDATED EDISON INC COM 209115104 3,793.60 66,531 SH SHARED 66,531 CONSOLIDATED EDISON INC COM 209115104 13,480.90 236,424 SH SHARED 01 236,424 CONSOLIDATED GRAPHICS INC COM 209341106 3.62 99 SH SHARED 21 99 CONSOLIDATED GRAPHICS INC COM 209341106 80.91 2,215 SH SHARED 01 2,215

CONSOLIDATED TOMOKA LD CO COM 210226106 1,467.36 55,878 SH SHARED 01 55,878 CONSOLIDATED WATER CO INC ORD G23773107 105.75 13,420 SH SHARED 01 13,420 CONSTANT CONTACT INC COM 210313102 12.36 715 SH SHARED 01 715 CONSTELLATION BRANDS INC CL A 21036P108 5.94 330 SH SHARED 20 330 CONSTELLATION BRANDS INC CL A 21036P108 77.40 4,300 SH C SHARED 4,300 CONSTELLATION BRANDS INC CL A 21036P108 199.80 11,100 SH SHARED 11,100 CONSTELLATION BRANDS INC CL A 21036P108 463.50 25,750 SH SHARED 25,750 CONSTELLATION BRANDS INC CL A 21036P108 3,311.68 183,982 SH SHARED 01 183,982 CONSTELLATION BRANDS INC CL B 21036P207 16.21 900 SH SHARED 01 900 CONSTELLATION BRANDS INC CL B 21036P207 33.82 1,878 SH SHARED 1,878 CONSTELLATION ENERGY GROUP I COM 210371100 319.70 8,400 SH SHARED 8,400 CONSTELLATION ENERGY GROUP I COM 210371100 719.33 18,900 SH P SHARED 18,900 CONSTELLATION ENERGY GROUP I COM 210371100 2,123.75 55,800 SH C SHARED 55,800 CONSTELLATION ENERGY GROUP I COM 210371100 3,384.83 88,934 SH SHARED 01 88,934 CONSTELLATION ENERGY GROUP I COM 210371100 17,820.91 468,232 SH SHARED 468,232 CONSTELLATION ENERGY PRTNR L COM UNIT LLC B 21038E101 3.12 1,123 SH SHARED 1,123 CONSTELLATION ENERGY PRTNR L COM UNIT LLC B 21038E101 41.70 15,000 SH SHARED 01 15,000 CONTANGO OIL & GAS COMPANY COM NEW 21075N204 10.94 200 SH C SHARED 200 CONTANGO OIL & GAS COMPANY COM NEW 21075N204 76.59 1,400 SH P SHARED 1,400 CONTANGO OIL & GAS COMPANY COM NEW 21075N204 1,782.34 32,578 SH SHARED 01 32,578 CONTINENTAL RESOURCES INC COM 212015101 4.89 101 SH SHARED 21 101 CONTINENTAL RESOURCES INC COM 212015101 38.70 800 SH P SHARED 800 CONTINENTAL RESOURCES INC COM 212015101 58.04 1,200 SH C SHARED 1,200 CONTINENTAL RESOURCES INC COM 212015101 112.51 2,326 SH SHARED 2,326

CONTINENTAL RESOURCES INC COM 212015101 144.87 2,995 SH SHARED 2,995 CONTINENTAL RESOURCES INC COM 212015101 3,090.84 63,900 SH SHARED 01 63,900 CONTINUCARE CORP COM 212172100 2.83 443 SH SHARED 01 443 CONTINUCARE CORP COM 212172100 81.40 12,759 SH SHARED 12,759 CONTINUCARE CORP COM 212172100 468.29 73,400 SH P SHARED 73,400 CONVERGYS CORP COM 212485106 531.10 56,621 SH SHARED 01 56,621 CONVIO INC COM 21257W105 8.41 1,000 SH SHARED 01 1,000 CONVIO INC COM 21257W105 93.54 11,122 SH SHARED 11,122 CON-WAY INC COM 205944101 95.16 4,300 SH C SHARED 4,300 CON-WAY INC COM 205944101 205.81 9,300 SH P SHARED 9,300 CON-WAY INC COM 205944101 281.54 12,722 SH SHARED 01 12,722 COOPER COS INC COM NEW 216648402 15.83 200 SH P SHARED 200 COOPER COS INC COM NEW 216648402 142.55 1,801 SH SHARED 1,801 COOPER COS INC COM NEW 216648402 387.84 4,900 SH C SHARED 4,900 COOPER COS INC COM NEW 216648402 1,217.72 15,385 SH SHARED 01 15,385 COOPER INDUSTRIES PLC SHS G24140108 9.22 200 SH C SHARED 200 COOPER INDUSTRIES PLC SHS G24140108 104.74 2,271 SH SHARED 21 2,271 COOPER INDUSTRIES PLC SHS G24140108 465.81 10,100 SH SHARED 10,100 COOPER INDUSTRIES PLC SHS G24140108 2,415.95 52,384 SH SHARED 52,384 COOPER INDUSTRIES PLC SHS G24140108 7,401.20 160,477 SH SHARED 01 160,477 COOPER TIRE & RUBR CO COM 216831107 1.09 100 SH P SHARED 100 COOPER TIRE & RUBR CO COM 216831107 37.03 3,400 SH C SHARED 3,400 COOPER TIRE & RUBR CO COM 216831107 39.51 3,628 SH SHARED 01 3,628 COPA HOLDINGS SA CL A P31076105 15.75 257 SH SHARED 257 COPA HOLDINGS SA CL A P31076105 30.64 500 SH P SHARED 500 COPA HOLDINGS SA CL A P31076105 160.04 2,612 SH SHARED 01 2,612 COPA HOLDINGS SA CL A P31076105 424.29 6,925 SH SHARED 20 6,925 COPANO ENERGY L L C COM UNITS 217202100 29.81 1,000 SH C SHARED 1,000 COPANO ENERGY L L C COM UNITS 217202100 175.88 5,900 SH P SHARED 5,900 COPANO ENERGY L L C COM UNITS 217202100 9,019.88 302,579 SH SHARED 302,579 COPANO ENERGY L L C COM UNITS 217202100 25,718.55 862,749 SH SHARED 01 862,749 COPART INC COM 217204106 15.10 386 SH SHARED 21 386 COPART INC COM 217204106 103.86 2,655 SH SHARED 20 2,655 COPART INC COM 217204106 2,009.67 51,372 SH SHARED 01 51,372 CORCEPT THERAPEUTICS INC COM 218352102 2.02 652 SH SHARED 652

CORCEPT THERAPEUTICS INC COM 218352102 172.67 55,700 SH C SHARED 55,700 CORCEPT THERAPEUTICS INC COM 218352102 693.26 223,631 SH SHARED 01 223,631 CORE LABORATORIES LP NOTE 0.250%10/3 21868FAB9 115.43 57,000 PRN SHARED 01 57,000 CORE LABORATORIES N V COM N22717107 35.93 400 SH C SHARED 400 CORE LABORATORIES N V COM N22717107 35.93 400 SH SHARED 21 400 CORE LABORATORIES N V COM N22717107 53.90 600 SH P SHARED 600 CORE LABORATORIES N V COM N22717107 296.62 3,302 SH SHARED 3,302 CORE LABORATORIES N V COM N22717107 4,292.44 47,784 SH SHARED 01 47,784 CORE MARK HOLDING CO INC COM 218681104 149.02 4,873 SH SOLE 4,873 CORE MOLDING TECHNOLOGIES IN COM 218683100 12.33 1,595 SH SOLE 1,595 CORELOGIC INC COM 21871D103 97.10 9,100 SH C SOLE 9,100 CORELOGIC INC COM 21871D103 3,069.20 287,648 SH SOLE 287,648 CORESITE RLTY CORP COM 21870Q105 162.23 11,305 SH SHARED 01 11,305 CORINTHIAN COLLEGES INC COM 218868107 1.74 1,122 SH SHARED 01 1,122 CORINTHIAN COLLEGES INC COM 218868107 44.49 28,700 SH P SHARED 28,700 CORINTHIAN COLLEGES INC COM 218868107 161.20 104,000 SH C SHARED 104,000 CORMEDIX INC COM 21900C100 0.83 916 SH SOLE 916 CORMEDIX INC *W EXP 03/24/201 21900C118 0.08 300 SH SOLE 300 CORN PRODS INTL INC COM 219023108 62.78 1,600 SH P SHARED 1,600 CORN PRODS INTL INC COM 219023108 207.97 5,300 SH C SHARED 5,300 CORN PRODS INTL INC COM 219023108 3,095.57 78,888 SH SHARED 01 78,888 CORNERSTONE ONDEMAND INC COM 21925Y103 121.15 9,661 SH SOLE 9,661 CORNERSTONE PROGRESSIVE RTN COM 21925C101 0.01 1 SH SHARED 01 1 CORNERSTONE PROGRESSIVE RTN COM 21925C101 15.98 2,458 SH SHARED 2,458 CORNERSTONE STRATEGIC VALUE COM NEW 21924B203 8.09 900 SH SHARED 01 900 CORNERSTONE THERAPEUTICS INC COM 21924P103 3.20 500 SH SHARED 01 500 CORNING INC COM 219350105 24.35 1,970 SH SHARED 21 1,970 CORNING INC COM 219350105 77.50 6,270 SH SHARED 20 6,270 CORNING INC COM 219350105 1,333.58 107,895 SH SHARED 107,895

CORNING INC COM 219350105 5,366.71 434,200 SH C SHARED 434,200 CORNING INC COM 219350105 7,537.13 609,800 SH P SHARED 609,800 CORNING INC COM 219350105 9,628.96 779,042 SH SHARED 779,042 CORNING INC COM 219350105 23,987.78 1,940,759 SH SHARED 01 1,940,759 CORPORATE EXECUTIVE BRD CO COM 21988R102 210.95 7,079 SH SHARED 01 7,079 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 4.36 200 SH C SHARED 200 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 16.47 756 SH SHARED 21 756 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 759.01 34,849 SH SHARED 34,849 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 1,047.88 48,112 SH SHARED 01 48,112 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 10.03 442 SH SHARED 21 442 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 11.35 500 SH C SHARED 500 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 30.88 1,361 SH SHARED 1,361 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 314.96 13,881 SH SHARED 01 13,881 CORVEL CORP COM 221006109 79.52 1,871 SH SOLE 1,871 COSAN LTD SHS A G25343107 10.42 1,100 SH C SHARED 1,100 COSAN LTD SHS A G25343107 58.71 6,200 SH P SHARED 6,200 COSAN LTD SHS A G25343107 123.60 13,052 SH SHARED 01 13,052 COSAN LTD SHS A G25343107 478.13 50,489 SH SHARED 50,489 COSAN LTD SHS A G25343107 1,306.86 138,000 SH SHARED 138,000 COST PLUS INC CALIF COM 221485105 104.90 16,651 SH SOLE 16,651 COSTAMARE INC SHS Y1771G102 0.51 41 SH SHARED 01 41 COSTAR GROUP INC COM 22160N109 142.66 2,745 SH SHARED 01 2,745 COSTAR GROUP INC COM 22160N109 193.85 3,730 SH SHARED 20 3,730 COSTAR GROUP INC COM 22160N109 415.76 8,000 SH C SHARED 8,000 COSTCO COMPANIES INC NOTE 8/1 22160QAC6 399.11 214,000 PRN SHARED 214,000 COSTCO COMPANIES INC NOTE 8/1 22160QAC6 3.73 2,000 PRN SHARED 01 2,000 COSTCO WHSL CORP NEW COM 22160K105 14.78 180 SH SHARED 21 180 COSTCO WHSL CORP NEW COM 22160K105 410.65 5,000 SH SHARED 5,000 COSTCO WHSL CORP NEW COM 22160K105 3,383.76 41,200 SH P SHARED 41,200 COSTCO WHSL CORP NEW COM 22160K105 5,515.85 67,160 SH SHARED 67,160 COSTCO WHSL CORP NEW COM 22160K105 7,966.61 97,000 SH C SHARED 97,000 COSTCO WHSL CORP NEW COM 22160K105 37,862.50 461,007 SH SHARED 01 461,007 COTT CORP QUE COM 22163N106 118.82 17,448 SH SHARED 17,448 COTT CORP QUE COM 22163N106 2,305.08 338,485 SH SHARED 01 338,485 COUNTRY STYLE COOKING RESTAU SPONSORED ADR 22238M109 4.63 400 SH SHARED 01 400 COURIER CORP COM 222660102 68.26 10,437 SH SHARED 01 10,437

COUSINS PPTYS INC COM 222795106 9.32 1,594 SH SHARED 01 1,594 COUSINS PPTYS INC COM 222795106 132.91 22,719 SH SHARED 22,719 COUSINS PPTYS INC COM 222795106 299.99 51,280 SH SHARED 51,280 COVANCE INC COM 222816100 13.64 300 SH C SHARED 300 COVANCE INC COM 222816100 15.45 340 SH SHARED 20 340 COVANCE INC COM 222816100 159.08 3,500 SH SHARED 3,500 COVANCE INC COM 222816100 747.02 16,436 SH SHARED 01 16,436 COVANCE INC COM 222816100 1,253.83 27,587 SH SHARED 27,587 COVANTA HLDG CORP COM 22282E102 1.52 100 SH P SHARED 100 COVANTA HLDG CORP COM 22282E102 35.30 2,324 SH SHARED 01 2,324 COVANTA HLDG CORP COM 22282E102 387.86 25,534 SH SHARED 25,534 COVANTA HLDG CORP NOTE 3.250% 6/0 22282EAC6 32.66 30,000 PRN SHARED 01 30,000 COVANTA HLDG CORP DBCV 1.000% 2/0 22282EAA0 2.00 2,000 PRN SHARED 01 2,000 COVENTRY HEALTH CARE INC COM 222862104 14.41 500 SH P SHARED 500 COVENTRY HEALTH CARE INC COM 222862104 218.96 7,600 SH C SHARED 7,600 COVENTRY HEALTH CARE INC COM 222862104 290.35 10,078 SH SHARED 10,078 COVENTRY HEALTH CARE INC COM 222862104 506.25 17,572 SH SHARED 01 17,572 COVER-ALL TECHNOLOGIES INC COM 222892101 2.88 1,487 SH SOLE 1,487 COVIDIEN PLC SHS G2554F113 4.41 100 SH P SHARED 100 COVIDIEN PLC SHS G2554F113 30.56 693 SH SHARED 21 693 COVIDIEN PLC SHS G2554F113 277.83 6,300 SH C SHARED 6,300 COVIDIEN PLC SHS G2554F113 1,247.19 28,281 SH SHARED 28,281 COVIDIEN PLC SHS G2554F113 4,147.74 94,053 SH SHARED 94,053 COVIDIEN PLC SHS G2554F113 6,816.27 154,564 SH SHARED 20 154,564 COVIDIEN PLC SHS G2554F113 26,864.62 609,175 SH SHARED 01 609,175 COWEN GROUP INC NEW CL A 223622101 50.95 18,802 SH SHARED 01 18,802 CP HOLDRS DEP RCPTS CP 12616K106 94.93 856 SH SHARED 856 CP HOLDRS DEP RCPTS CP 12616K106 364.86 3,290 SH SHARED 01 3,290 CPFL ENERGIA S A SPONSORED ADR 126153105 967.98 43,701 SH SHARED 43,701 CPFL ENERGIA S A SPONSORED ADR 126153105 6,464.59 291,855 SH SHARED 01 291,855 CPI AEROSTRUCTURES INC COM NEW 125919308 1.29 136 SH SHARED 136 CPI AEROSTRUCTURES INC COM NEW 125919308 417.45 43,942 SH SHARED 01 43,942 CPI CORP COM 125902106 6.20 1,000 SH SHARED 01 1,000 CPI CORP COM 125902106 169.17 27,285 SH SHARED 27,285 CRACKER BARREL OLD CTRY STOR COM 22410J106 39.67 991 SH SHARED 01 991 CRACKER BARREL OLD CTRY STOR COM 22410J106 297.58 7,434 SH SHARED 7,434 CRANE CO COM 224399105 282.49 7,915 SH SHARED 7,915

CRANE CO COM 224399105 1,614.33 45,232 SH SHARED 01 45,232 CRAY INC COM NEW 225223304 13.28 2,500 SH C SOLE 2,500 CRAY INC COM NEW 225223304 111.77 21,049 SH SOLE 21,049 CREDICORP LTD COM G2519Y108 16.32 177 SH SHARED 01 177 CREDICORP LTD COM G2519Y108 331.92 3,600 SH SHARED 3,600 CREDICORP LTD COM G2519Y108 1,620.05 17,571 SH SHARED 17,571 CREDIT ACCEP CORP MICH COM 225310101 22.98 357 SH SOLE 357 CREDIT SUISSE ASSET MGMT INC COM 224916106 172.52 50,007 SH SHARED 01 50,007 CREDIT SUISSE GROUP SPONSORED ADR 225401108 17.79 678 SH SHARED 20 678 CREDIT SUISSE GROUP SPONSORED ADR 225401108 89.19 3,399 SH SHARED 21 3,399 CREDIT SUISSE GROUP SPONSORED ADR 225401108 4,459.93 169,967 SH SHARED 01 169,967 CREDIT SUISSE HIGH YLD BND F SH BEN INT 22544F103 31.13 10,551 SH SHARED 01 10,551 CREDIT SUISSE NASSAU BRH EXCH NT LKD 20 22542D878 35.39 1,694 SH SOLE 1,694 CREDIT SUISSE NASSAU BRH GLB WARM ETN23 22542D407 8.13 1,114 SH SOLE 1,114 CREDIT SUISSE NASSAU BRH INVRS VIX MDTERM 22542D829 24.91 2,277 SH SOLE 2,277 CREDIT SUISSE NASSAU BRH INVRS VIX STERM 22542D795 178.39 32,553 SH SOLE 32,553 CREDIT SUISSE NASSAU BRH VIX SHT TRM FT 22542D761 172.34 1,927 SH SOLE 1,927 CREDO PETE CORP COM PAR $0.10 225439207 4.19 500 SH SHARED 01 500 CREDO PETE CORP COM PAR $0.10 225439207 6.21 741 SH SHARED 741 CREE INC COM 225447101 980.10 37,725 SH SHARED 37,725 CREE INC COM 225447101 2,268.05 87,300 SH C SHARED 87,300 CREE INC COM 225447101 4,232.38 162,909 SH SHARED 01 162,909 CREE INC COM 225447101 8,373.35 322,300 SH P SHARED 322,300 CREE INC COM 225447101 13,915.28 535,615 SH SHARED 535,615 CRESCENT FINL CORP COM 225744101 6.00 2,000 SH SHARED 01 2,000 CRESCENT FINL CORP COM 225744101 8.30 2,766 SH SHARED 2,766 CRESTWOOD MIDSTREAM PRTNERS COM UNITS REPSTG 226372100 476.15 18,513 SH SHARED 18,513 CRESTWOOD MIDSTREAM PRTNERS COM UNITS REPSTG 226372100 884.38 34,385 SH SHARED 01 34,385 CRESUD S A C I F Y A SPONSORED ADR 226406106 99.08 9,157 SH SHARED 9,157 CRESUD S A C I F Y A SPONSORED ADR 226406106 436.75 40,365 SH SHARED 01 40,365 CREXENDO INC COM 226552107 16.01 5,520 SH SOLE 5,520 CREXUS INVT CORP COM 226553105 1,395.00 157,095 SH SHARED 01 157,095 CRH PLC ADR 12626K203 384.09 24,764 SH SHARED 24,764 CRH PLC ADR 12626K203 2,668.36 172,041 SH SHARED 01 172,041 CROCS INC COM 227046109 947.20 40,000 SH C SHARED 40,000 CROCS INC COM 227046109 949.57 40,100 SH P SHARED 40,100

CROCS INC COM 227046109 2,657.30 112,217 SH SHARED 01 112,217 CROSS A T CO CL A 227478104 0.01 1 SH SHARED 01 1 CROSS CTRY HEALTHCARE INC COM 227483104 1.21 290 SH SHARED 20 290 CROSS CTRY HEALTHCARE INC COM 227483104 6.08 1,455 SH SHARED 01 1,455 CROSS TIMBERS RTY TR TR UNIT 22757R109 2.90 65 SH SHARED 65 CROSS TIMBERS RTY TR TR UNIT 22757R109 526.76 11,816 SH SHARED 01 11,816 CROSSHAIR EXPL & MNG CORP COM NO PAR 22763R408 0.14 340 SH SHARED 01 340 CROSSHAIR EXPL & MNG CORP COM NO PAR 22763R408 5.17 12,920 SH SHARED 12,920 CROSSROADS SYS INC COM NEW 22765D209 4.37 829 SH SHARED 829 CROSSROADS SYS INC COM NEW 22765D209 26.35 5,000 SH SHARED 01 5,000 CROSSTEX ENERGY INC COM 22765Y104 41.79 3,100 SH C SHARED 3,100 CROSSTEX ENERGY INC COM 22765Y104 143.56 10,650 SH SHARED 01 10,650 CROSSTEX ENERGY L P COM 22765U102 566.73 34,940 SH SHARED 01 34,940 CROSSTEX ENERGY L P COM 22765U102 2,975.58 183,451 SH SHARED 183,451 CROWN CASTLE INTL CORP COM 228227104 32.54 800 SH P SHARED 800 CROWN CASTLE INTL CORP COM 228227104 81.34 2,000 SH C SHARED 2,000 CROWN CASTLE INTL CORP COM 228227104 744.26 18,300 SH SHARED 18,300 CROWN CASTLE INTL CORP COM 228227104 1,716.80 42,213 SH SHARED 42,213 CROWN CASTLE INTL CORP COM 228227104 2,608.37 64,135 SH SHARED 01 64,135 CROWN CASTLE INTL CORP COM 228227104 5,016.03 123,335 SH SHARED 20 123,335 CROWN HOLDINGS INC COM 228368106 257.12 8,400 SH SHARED 8,400 CROWN HOLDINGS INC COM 228368106 474.46 15,500 SH C SHARED 15,500 CROWN HOLDINGS INC COM 228368106 508.13 16,600 SH P SHARED 16,600 CROWN HOLDINGS INC COM 228368106 1,226.73 40,076 SH SHARED 40,076 CROWN HOLDINGS INC COM 228368106 6,469.09 211,339 SH SHARED 01 211,339 CRUDE CARRIERS CORPORATION COM Y1820X106 1,505.63 156,510 SH SHARED 01 156,510 CRYOLIFE INC COM 228903100 11.45 2,550 SH SHARED 01 2,550 CRYOLIFE INC COM 228903100 85.14 18,962 SH SHARED 18,962 CRYPTOLOGIC LIMITED SHS G3159C109 0.28 250 SH SHARED 01 250 CRYPTOLOGIC LIMITED SHS G3159C109 1.69 1,510 SH SHARED 1,510 CRYSTAL ROCK HLDGS INC COM 22940F103 8.06 10,928 SH SOLE 10,928 CSG SYS INTL INC COM 126349109 2.24 177 SH SHARED 21 177 CSG SYS INTL INC COM 126349109 3.10 245 SH SHARED 01 245 CSG SYS INTL INC COM 126349109 3.79 300 SH C SHARED 300

CSP INC COM 126389105 4.47 1,315 SH SOLE 1,315 CSR PLC SPONSORED ADR 12640Y205 2,718.04 209,402 SH SOLE 209,402 CSX CORP COM 126408103 10.14 543 SH SHARED 21 543 CSX CORP COM 126408103 31.83 1,705 SH SHARED 20 1,705 CSX CORP COM 126408103 1,245.29 66,700 SH SHARED 66,700 CSX CORP COM 126408103 2,317.86 124,149 SH SHARED 124,149 CSX CORP COM 126408103 4,253.03 227,800 SH P SHARED 227,800 CSX CORP COM 126408103 7,025.52 376,300 SH C SHARED 376,300 CSX CORP COM 126408103 67,377.92 3,608,887 SH SHARED 01 3,608,887 CSX CORP DBCV 10/3 126408GA5 3.98 2,000 PRN SHARED 01 2,000 CTC MEDIA INC COM 12642X106 2.67 300 SH P SOLE 300 CTC MEDIA INC COM 12642X106 29.37 3,300 SH C SOLE 3,300 CTC MEDIA INC COM 12642X106 458.20 51,483 SH SOLE 51,483 CTI INDUSTRIES CORP COM NEW 125961300 1.18 282 SH SOLE 282 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 18.65 580 SH SHARED 20 580 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 484.25 15,060 SH SHARED 01 15,060 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 807.64 25,117 SH SHARED 25,117 CTS CORP COM 126501105 8.13 1,000 SH SHARED 01 1,000 CUBIC CORP COM 229669106 7.81 200 SH C SHARED 200 CUBIC CORP COM 229669106 195.00 4,991 SH SHARED 01 4,991 CUBIC CORP COM 229669106 200.19 5,124 SH SHARED 5,124 CUBIC ENERGY INC COM 229675103 3.90 6,000 SH SHARED 01 6,000 CUBIC ENERGY INC COM 229675103 5.35 8,237 SH SHARED 8,237 CUBIST PHARMACEUTICALS INC COM 229678107 9.54 270 SH SHARED 20 270 CUBIST PHARMACEUTICALS INC COM 229678107 317.35 8,985 SH SHARED 01 8,985 CUBIST PHARMACEUTICALS INC COM 229678107 671.08 19,000 SH C SHARED 19,000 CUBIST PHARMACEUTICALS INC COM 229678107 2,684.32 76,000 SH P SHARED 76,000 CULLEN FROST BANKERS INC COM 229899109 3.94 86 SH SHARED 21 86 CULLEN FROST BANKERS INC COM 229899109 55.03 1,200 SH C SHARED 1,200 CULLEN FROST BANKERS INC COM 229899109 86.22 1,880 SH SHARED 20 1,880 CULLEN FROST BANKERS INC COM 229899109 2,552.71 55,663 SH SHARED 01 55,663 CULP INC COM 230215105 11.83 1,400 SH SOLE 1,400 CUMBERLAND PHARMACEUTICALS I COM 230770109 10.13 1,816 SH SHARED 1,816 CUMBERLAND PHARMACEUTICALS I COM 230770109 33.06 5,924 SH SHARED 01 5,924 CUMMINS INC COM 231021106 12.66 155 SH SHARED 155 CUMMINS INC COM 231021106 38.38 470 SH SHARED 20 470

CUMMINS INC COM 231021106 89.34 1,094 SH SHARED 21 1,094 CUMMINS INC COM 231021106 939.09 11,500 SH SHARED 11,500 CUMMINS INC COM 231021106 3,429.72 42,000 SH P SHARED 42,000 CUMMINS INC COM 231021106 4,140.16 50,700 SH C SHARED 50,700 CUMMINS INC COM 231021106 39,204.23 480,091 SH SHARED 01 480,091 CUMULUS MEDIA INC CL A 231082108 4,064.22 1,431,063 SH SOLE 1,431,063 CURIS INC COM 231269101 0.95 300 SH C SHARED 300 CURIS INC COM 231269101 4.11 1,300 SH P SHARED 1,300 CURIS INC COM 231269101 20.54 6,500 SH SHARED 01 6,500 CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 417.49 4,300 SH C SHARED 4,300 CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 1,232.75 12,697 SH SHARED 12,697 CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 1,767.04 18,200 SH P SHARED 18,200 CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 4,206.23 43,323 SH SHARED 01 43,323 CURRENCYSHARES CDN DLR TR CDN DOLLAR SHS 23129X105 6,935.16 73,094 SH SHARED 01 73,094 CURRENCYSHARES EURO TR EURO SHS 23130C108 175.38 1,314 SH SHARED 01 1,314 CURRENCYSHARES EURO TR EURO SHS 23130C108 3,763.85 28,200 SH C SHARED 28,200 CURRENCYSHARES EURO TR EURO SHS 23130C108 34,008.16 254,800 SH P SHARED 254,800 CURRENCYSHARES EURO TR EURO SHS 23130C108 49,277.12 369,200 SH SHARED 369,200 CURRENCYSHARES MEXICAN PESO MEXICAN PES SH 23130H107 213.92 2,958 SH SHARED 01 2,958 CURRENCYSHARES RUSSIAN RUBLE SHS 23130M106 13.44 436 SH SOLE 436 CURRENCYSHARES SWEDISH KRONA SWEDISH KRONA 23129R108 184.57 1,270 SH SHARED 1,270 CURRENCYSHARES SWEDISH KRONA SWEDISH KRONA 23129R108 539.91 3,715 SH SHARED 01 3,715 CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 458.01 4,200 SH C SHARED 4,200 CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 3,151.55 28,900 SH SHARED 28,900 CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 3,184.26 29,200 SH P SHARED 29,200 CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 7,160.88 65,666 SH SHARED 01 65,666 CURRENCYSHS BRIT POUND STER BRIT POUND STE 23129S106 72.72 470 SH SHARED 01 470

CURRENCYSHS BRIT POUND STER BRIT POUND STE 23129S106 154.73 1,000 SH C SHARED 1,000 CURRENCYSHS BRIT POUND STER BRIT POUND STE 23129S106 959.33 6,200 SH P SHARED 6,200 CURRENCYSHS BRIT POUND STER BRIT POUND STE 23129S106 1,042.11 6,735 SH SHARED 6,735 CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 485.64 3,800 SH C SHARED 3,800 CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 795.43 6,224 SH SHARED 01 6,224 CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 4,064.04 31,800 SH P SHARED 31,800 CURTISS WRIGHT CORP COM 231561101 51.03 1,770 SH SHARED 1,770 CURTISS WRIGHT CORP COM 231561101 973.24 33,758 SH SHARED 01 33,758 CUSHING MLP TOTAL RETURN FD COM SHS 231631102 52.41 5,997 SH SHARED 01 5,997 CUTERA INC COM 232109108 12.10 1,700 SH SHARED 01 1,700 CVB FINL CORP COM 126600105 1,461.91 190,105 SH SHARED 01 190,105 CVD EQUIPMENT CORP COM 126601103 13.50 1,000 SH SHARED 01 1,000 CVR ENERGY INC COM 12662P108 2.14 101 SH SHARED 21 101 CVR ENERGY INC COM 12662P108 982.08 46,456 SH SHARED 01 46,456 CVR ENERGY INC COM 12662P108 3,488.10 165,000 SH P SHARED 165,000 CVR ENERGY INC COM 12662P108 3,604.37 170,500 SH C SHARED 170,500 CVR PARTNERS LP COM 126633106 80.00 3,400 SH P SHARED 3,400 CVR PARTNERS LP COM 126633106 430.74 18,306 SH SHARED 18,306 CVR PARTNERS LP COM 126633106 917.03 38,973 SH SHARED 01 38,973 CVS CAREMARK CORPORATION COM 126650100 174.84 5,205 SH SHARED 21 5,205 CVS CAREMARK CORPORATION COM 126650100 4,530.28 134,870 SH SHARED 20 134,870 CVS CAREMARK CORPORATION COM 126650100 7,124.44 212,100 SH P SHARED 212,100 CVS CAREMARK CORPORATION COM 126650100 15,968.69 475,400 SH C SHARED 475,400 CVS CAREMARK CORPORATION COM 126650100 17,913.28 533,292 SH SHARED 533,292 CVS CAREMARK CORPORATION COM 126650100 27,598.92 821,641 SH SHARED 821,641 CVS CAREMARK CORPORATION COM 126650100 68,139.33 2,028,560 SH SHARED 01 2,028,560 CYBERDEFENDER CORP COM 23248L107 2.33 6,464 SH SOLE 6,464 CYBERONICS INC COM 23251P102 118.86 4,200 SH P SHARED 4,200 CYBERONICS INC COM 23251P102 269.19 9,512 SH SHARED 01 9,512 CYBEROPTICS CORP COM 232517102 14.50 1,836 SH SHARED 1,836 CYBEROPTICS CORP COM 232517102 122.02 15,445 SH SHARED 01 15,445 CYCLACEL PHARMACEUTICALS INC PFD CONV EX 6% 23254L207 2.72 908 SH SOLE 908

CYCLE CTRY ACCESSORIES CORP COM 232984104 0.37 1,339 SH SOLE 1,339 CYMER INC COM 232572107 1.93 52 SH SHARED 21 52 CYMER INC COM 232572107 3.72 100 SH P SHARED 100 CYMER INC COM 232572107 2,621.94 70,577 SH SHARED 01 70,577 CYNOSURE INC CL A 232577205 13.62 1,350 SH SHARED 01 1,350 CYPRESS SEMICONDUCTOR CORP COM 232806109 291.92 19,500 SH P SHARED 19,500 CYPRESS SEMICONDUCTOR CORP COM 232806109 1,223.53 81,732 SH SHARED 81,732 CYPRESS SEMICONDUCTOR CORP COM 232806109 1,702.09 113,700 SH C SHARED 113,700 CYPRESS SEMICONDUCTOR CORP COM 232806109 5,948.93 397,390 SH SHARED 01 397,390 CYS INVTS INC COM 12673A108 24.18 2,000 SH P SHARED 2,000 CYS INVTS INC COM 12673A108 192.23 15,900 SH C SHARED 15,900 CYS INVTS INC COM 12673A108 441.01 36,477 SH SHARED 36,477 CYS INVTS INC COM 12673A108 3,037.65 251,253 SH SHARED 01 251,253 CYTEC INDS INC COM 232820100 7.45 212 SH SHARED 21 212 CYTEC INDS INC COM 232820100 17.57 500 SH P SHARED 500 CYTEC INDS INC COM 232820100 49.20 1,400 SH C SHARED 1,400 CYTEC INDS INC COM 232820100 223.14 6,350 SH SHARED 01 6,350 CYTEC INDS INC COM 232820100 496.74 14,136 SH SHARED 14,136 CYTOKINETICS INC COM 23282W100 8.00 6,838 SH SHARED 6,838 CYTOKINETICS INC COM 23282W100 11.70 10,000 SH C SHARED 10,000 CYTOKINETICS INC COM 23282W100 18.84 16,100 SH SHARED 01 16,100 CYTORI THERAPEUTICS INC COM 23283K105 54.52 18,482 SH SHARED 01 18,482 CYTORI THERAPEUTICS INC COM 23283K105 55.76 18,900 SH C SHARED 18,900 CYTORI THERAPEUTICS INC COM 23283K105 105.61 35,800 SH P SHARED 35,800 CYTORI THERAPEUTICS INC COM 23283K105 134.25 45,509 SH SHARED 45,509 CYTRX CORP COM NEW 232828301 0.03 75 SH SHARED 01 75 CYTRX CORP COM NEW 232828301 14.64 43,431 SH SHARED 43,431 D R HORTON INC NOTE 2.000% 5/1 23331ABB4 2,557.00 2,432,000 PRN SOLE 2,432,000 D R HORTON INC COM 23331A109 52.11 5,764 SH SHARED 5,764 D R HORTON INC COM 23331A109 61.29 6,780 SH SHARED 20 6,780 D R HORTON INC COM 23331A109 214.25 23,700 SH SHARED 23,700 D R HORTON INC COM 23331A109 451.59 49,955 SH SHARED 01 49,955 D R HORTON INC COM 23331A109 879.59 97,300 SH P SHARED 97,300 D R HORTON INC COM 23331A109 2,069.26 228,900 SH C SHARED 228,900 DAEGIS INC COM 233720101 2.08 966 SH SOLE 966 DAILY JOURNAL CORP COM 233912104 13.05 200 SH SHARED 01 200 DAILY JOURNAL CORP COM 233912104 39.48 605 SH SHARED 605

DAKTRONICS INC COM 234264109 6.86 800 SH C SHARED 800 DAKTRONICS INC COM 234264109 36.28 4,229 SH SHARED 01 4,229 DANA HLDG CORP COM 235825205 4.20 400 SH P SHARED 400 DANA HLDG CORP COM 235825205 37.80 3,600 SH C SHARED 3,600 DANA HLDG CORP COM 235825205 614.40 58,514 SH SHARED 01 58,514 DANAHER CORP DEL COM 235851102 47.48 1,132 SH SHARED 21 1,132 DANAHER CORP DEL COM 235851102 411.01 9,800 SH P SHARED 9,800 DANAHER CORP DEL COM 235851102 1,318.17 31,430 SH SHARED 31,430 DANAHER CORP DEL COM 235851102 2,551.17 60,829 SH SHARED 60,829 DANAHER CORP DEL COM 235851102 3,826.69 91,242 SH SHARED 20 91,242 DANAHER CORP DEL COM 235851102 6,362.30 151,700 SH C SHARED 151,700 DANAHER CORP DEL COM 235851102 29,974.27 714,694 SH SHARED 01 714,694 DANAHER CORP DEL NOTE 1/2 235851AF9 85.14 70,000 PRN SHARED 01 70,000 DANAOS CORPORATION SHS Y1968P105 15.01 4,521 SH SOLE 4,521 DARA BIOSCIENCES INC COM NEW 23703P205 2.20 1,139 SH SOLE 1,139 DARDEN RESTAURANTS INC COM 237194105 137.48 3,216 SH SHARED 3,216 DARDEN RESTAURANTS INC COM 237194105 148.34 3,470 SH SHARED 20 3,470 DARDEN RESTAURANTS INC COM 237194105 312.08 7,300 SH SHARED 7,300 DARDEN RESTAURANTS INC COM 237194105 483.08 11,300 SH P SHARED 11,300 DARDEN RESTAURANTS INC COM 237194105 876.38 20,500 SH C SHARED 20,500 DARDEN RESTAURANTS INC COM 237194105 5,437.71 127,198 SH SHARED 01 127,198 DARLING INTL INC COM 237266101 9.25 735 SH SHARED 21 735 DARLING INTL INC COM 237266101 16.37 1,300 SH P SHARED 1,300 DARLING INTL INC COM 237266101 879.00 69,817 SH SHARED 01 69,817 DARLING INTL INC COM 237266101 5,020.89 398,800 SH C SHARED 398,800 DATALINK CORP COM 237934104 10.20 1,500 SH P SHARED 1,500 DATALINK CORP COM 237934104 14.96 2,200 SH C SHARED 2,200 DATALINK CORP COM 237934104 294.29 43,278 SH SHARED 43,278 DATALINK CORP COM 237934104 663.39 97,558 SH SHARED 01 97,558 DATARAM CORP COM PAR $1 238108203 1.93 1,521 SH SOLE 1,521 DATAWATCH CORP COM NEW 237917208 3.28 613 SH SOLE 613 DAVITA INC COM 23918K108 94.01 1,500 SH C SHARED 1,500 DAVITA INC COM 23918K108 407.36 6,500 SH SHARED 6,500 DAVITA INC COM 23918K108 995.70 15,888 SH SHARED 15,888 DAVITA INC COM 23918K108 3,633.92 57,985 SH SHARED 01 57,985 DAWSON GEOPHYSICAL CO COM 239359102 0.54 23 SH SHARED 01 23 DB-X FUNDS DB-X 2010 TARGET 233052109 15.41 652 SH SOLE 652 DB-X FUNDS DB-X 2020 TARGET 233052208 16.23 755 SH SOLE 755 DB-X FUNDS DB-X 2040 TARGET 233052406 20.19 1,100 SH SOLE 1,100

DB-X FUNDS DB-X INDEPENDENC 233052505 4.39 178 SH SOLE 178 DCA TOTAL RETURN FD COM 233066109 3.54 1,072 SH SHARED 01 1,072 DCA TOTAL RETURN FD COM 233066109 21.31 6,458 SH SHARED 6,458 DCP MIDSTREAM PARTNERS LP COM UT LTD PTN 23311P100 12.01 300 SH P SHARED 300 DCP MIDSTREAM PARTNERS LP COM UT LTD PTN 23311P100 24.01 600 SH C SHARED 600 DCP MIDSTREAM PARTNERS LP COM UT LTD PTN 23311P100 3,040.04 75,963 SH SHARED 01 75,963 DCP MIDSTREAM PARTNERS LP COM UT LTD PTN 23311P100 5,412.26 135,239 SH SHARED 135,239 DCT INDUSTRIAL TRUST INC COM 233153105 430.88 98,151 SH SHARED 01 98,151 DCT INDUSTRIAL TRUST INC COM 233153105 535.70 122,027 SH SHARED 122,027 DDI CORP COM 0.0001 NEW 233162502 1.18 163 SH SHARED 01 163 DDR CORP COM 23317H102 4.36 400 SH P SHARED 400 DDR CORP COM 23317H102 76.30 7,000 SH C SHARED 7,000 DDR CORP COM 23317H102 803.57 73,722 SH SHARED 01 73,722 DDR CORP COM 23317H102 1,466.81 134,570 SH SHARED 134,570 DDR CORP COM 23317H102 1,522.44 139,673 SH SHARED 139,673 DEALERTRACK HLDGS INC COM 242309102 4.15 265 SH SHARED 20 265 DEALERTRACK HLDGS INC COM 242309102 20.37 1,300 SH SHARED 01 1,300 DEAN FOODS CO NEW COM 242370104 194.25 21,900 SH C SHARED 21,900 DEAN FOODS CO NEW COM 242370104 553.65 62,418 SH SHARED 01 62,418 DEAN FOODS CO NEW COM 242370104 1,021.35 115,146 SH SHARED 115,146 DEAN FOODS CO NEW COM 242370104 1,703.04 192,000 SH P SHARED 192,000 DEARBORN BANCORP INC COM 24242R108 3.30 4,718 SH SOLE 4,718 DECKERS OUTDOOR CORP COM 243537107 6.99 75 SH SHARED 21 75 DECKERS OUTDOOR CORP COM 243537107 680.07 7,300 SH P SHARED 7,300 DECKERS OUTDOOR CORP COM 243537107 745.28 8,000 SH P SHARED 01 8,000 DECKERS OUTDOOR CORP COM 243537107 1,332.19 14,300 SH C SHARED 14,300 DECKERS OUTDOOR CORP COM 243537107 7,980.92 85,669 SH SHARED 01 85,669 DEER CONSUMER PRODS INC COM NEW 24379J200 11.02 2,000 SH SHARED 01 2,000 DEER CONSUMER PRODS INC COM NEW 24379J200 207.50 37,658 SH SHARED 37,658 DEER CONSUMER PRODS INC COM NEW 24379J200 2,350.02 426,500 SH P SHARED 426,500 DEERE & CO COM 244199105 45.20 700 SH SHARED 21 700 DEERE & CO COM 244199105 53.59 830 SH SHARED 20 830 DEERE & CO COM 244199105 2,051.71 31,775 SH SHARED 31,775 DEERE & CO COM 244199105 2,614.63 40,493 SH SHARED 40,493 DEERE & CO COM 244199105 8,549.07 132,400 SH P SHARED 132,400

DEERE & CO COM 244199105 10,699.25 165,700 SH C SHARED 165,700 DEERE & CO COM 244199105 56,604.58 876,639 SH SHARED 01 876,639 DEHAIER MEDICAL SYSTEMS LIMI SHS G27010100 1.70 835 SH SOLE 835 DEJOUR ENERGY INC COM 24486R103 0.26 1,000 SH SHARED 01 1,000 DELAWARE ENHANCED GBL DIV & COM 246060107 6.97 647 SH SHARED 01 647 DELAWARE INV CO MUN INC FD I COM 246101109 0.58 43 SH SHARED 43 DELAWARE INV CO MUN INC FD I COM 246101109 204.44 15,200 SH SHARED 01 15,200 DELAWARE INV GLBL DIV & INC COM 245916101 79.96 13,130 SH SHARED 01 13,130 DELAWARE INV MN MUN INC FD I COM 24610V103 547.63 41,772 SH SHARED 01 41,772 DELAWARE INVT NAT MUNI INC F SH BEN INT 24610T108 14.16 1,084 SH SHARED 01 1,084 DELAWARE INVT NAT MUNI INC F SH BEN INT 24610T108 58.05 4,445 SH SHARED 4,445 DELAWARE INVTS DIV & INCOME COM 245915103 563.64 84,758 SH SHARED 01 84,758 DELCATH SYS INC COM 24661P104 88.51 26,500 SH P SHARED 26,500 DELCATH SYS INC COM 24661P104 94.86 28,400 SH C SHARED 28,400 DELCATH SYS INC COM 24661P104 120.24 36,000 SH SHARED 01 36,000 DELCATH SYS INC COM 24661P104 136.17 40,768 SH SHARED 40,768 DELEK US HLDGS INC COM 246647101 4.51 400 SH C SHARED 400 DELEK US HLDGS INC COM 246647101 14.65 1,300 SH SHARED 01 1,300 DELIA'S INC NEW COM 246911101 3.11 2,340 SH SHARED 2,340 DELIA'S INC NEW COM 246911101 29.35 22,070 SH SHARED 01 22,070 DELL INC COM 24702R101 462.80 32,730 SH SHARED 20 32,730 DELL INC COM 24702R101 1,735.69 122,750 SH SHARED 122,750 DELL INC COM 24702R101 13,170.67 931,448 SH SHARED 01 931,448 DELL INC COM 24702R101 13,510.90 955,509 SH SHARED 955,509 DELL INC COM 24702R101 14,863.97 1,051,200 SH C SHARED 1,051,200 DELL INC COM 24702R101 41,407.58 2,928,400 SH P SHARED 2,928,400 DELPHI FINL GROUP INC CL A 247131105 25.09 1,166 SH SHARED 1,166 DELPHI FINL GROUP INC CL A 247131105 598.90 27,830 SH SHARED 01 27,830 DELTA AIR LINES INC DEL COM NEW 247361702 0.92 122 SH SHARED 21 122 DELTA AIR LINES INC DEL COM NEW 247361702 82.50 11,000 SH SHARED 11,000 DELTA AIR LINES INC DEL COM NEW 247361702 1,817.63 242,351 SH SHARED 01 242,351

DELTA AIR LINES INC DEL COM NEW 247361702 3,154.44 420,592 SH C SHARED 420,592 DELTA AIR LINES INC DEL COM NEW 247361702 18,065.25 2,408,700 SH P SHARED 2,408,700 DELTA AIR LINES INC DEL COM NEW 247361702 22,810.32 3,041,376 SH SHARED 3,041,376 DELTA APPAREL INC COM 247368103 15.75 1,000 SH SHARED 01 1,000 DELTA NAT GAS INC COM 247748106 647.27 20,988 SH SHARED 01 20,988 DELTA PETE CORP COM PAR $0.01 247907306 18.62 8,742 SH SOLE 8,742 DELTA PETE CORP NOTE 3.750% 5/0 247907AD0 3.52 4,000 PRN SHARED 01 4,000 DELTIC TIMBER CORP COM 247850100 5.97 100 SH SHARED 01 100 DELUXE CORP COM 248019101 130.20 7,000 SH P SHARED 7,000 DELUXE CORP COM 248019101 238.08 12,800 SH C SHARED 12,800 DELUXE CORP COM 248019101 258.15 13,879 SH SHARED 01 13,879 DEMAND MEDIA INC COM 24802N109 3.20 400 SH C SHARED 400 DEMAND MEDIA INC COM 24802N109 4.20 525 SH SHARED 01 525 DEMAND MEDIA INC COM 24802N109 11.50 1,438 SH SHARED 1,438 DENBURY RES INC COM NEW 247916208 49.45 4,300 SH C SHARED 4,300 DENBURY RES INC COM NEW 247916208 119.60 10,400 SH P SHARED 10,400 DENBURY RES INC COM NEW 247916208 363.23 31,585 SH SHARED 31,585 DENBURY RES INC COM NEW 247916208 4,256.46 370,127 SH SHARED 01 370,127 DENDREON CORP COM 24823Q107 179.92 19,991 SH SHARED 01 19,991 DENDREON CORP COM 24823Q107 373.50 41,500 SH P SHARED 41,500 DENDREON CORP COM 24823Q107 574.25 63,806 SH SHARED 63,806 DENDREON CORP COM 24823Q107 2,474.10 274,900 SH C SHARED 274,900 DENDREON CORP NOTE 2.875% 1/1 24823QAC1 22.96 32,000 PRN SHARED 01 32,000 DENISON MINES CORP COM 248356107 21.84 20,600 SH C SHARED 20,600 DENISON MINES CORP COM 248356107 33.18 31,300 SH P SHARED 31,300 DENISON MINES CORP COM 248356107 62.68 59,130 SH SHARED 01 59,130 DENISON MINES CORP COM 248356107 377.47 356,105 SH SHARED 356,105 DENNYS CORP COM 24869P104 0.33 100 SH C SOLE 100 DENTSPLY INTL INC NEW COM 249030107 3.07 100 SH C SHARED 100 DENTSPLY INTL INC NEW COM 249030107 3.07 100 SH P SHARED 100 DENTSPLY INTL INC NEW COM 249030107 16.11 525 SH SHARED 21 525 DENTSPLY INTL INC NEW COM 249030107 273.45 8,910 SH SHARED 20 8,910 DENTSPLY INTL INC NEW COM 249030107 309.97 10,100 SH SHARED 10,100 DENTSPLY INTL INC NEW COM 249030107 423.71 13,806 SH SHARED 13,806 DENTSPLY INTL INC NEW COM 249030107 3,633.48 118,393 SH SHARED 01 118,393 DEPOMED INC COM 249908104 2.85 527 SH SHARED 527 DEPOMED INC COM 249908104 5.40 1,000 SH SHARED 01 1,000

DEPOMED INC COM 249908104 106.92 19,800 SH C SHARED 19,800 DEPOMED INC COM 249908104 199.26 36,900 SH P SHARED 36,900 DERMA SCIENCES INC COM PAR $.01 249827502 2.40 308 SH SHARED 308 DERMA SCIENCES INC COM PAR $.01 249827502 21.81 2,800 SH SHARED 01 2,800 DESARROLLADORA HOMEX S A DE SPONSORED ADR 25030W100 0.65 48 SH SHARED 01 48 DESARROLLADORA HOMEX S A DE SPONSORED ADR 25030W100 9.73 721 SH SHARED 721 DESARROLLADORA HOMEX S A DE SPONSORED ADR 25030W100 91.26 6,760 SH SHARED 20 6,760 DESTINATION MATERNITY CORP COM 25065D100 12.87 1,000 SH SHARED 01 1,000 DESTINATION MATERNITY CORP COM 25065D100 179.92 13,980 SH SHARED 13,980 DESWELL INDS INC COM 250639101 1.28 500 SH SHARED 01 500 DESWELL INDS INC COM 250639101 6.06 2,375 SH SHARED 2,375 DEUTSCHE BANK AG NAMEN AKT D18190898 8.31 240 SH SHARED 20 240 DEUTSCHE BANK AG NAMEN AKT D18190898 961.02 27,767 SH SHARED 01 27,767 DEUTSCHE BANK AG NAMEN AKT D18190898 2,493.27 72,039 SH SHARED 17 72,039 DEUTSCHE BANK AG NAMEN AKT D18190898 4,668.51 134,889 SH SHARED 134,889 DEUTSCHE BANK AG NAMEN AKT D18190898 31,882.46 921,192 SH P SHARED 921,192 DEUTSCHE BANK AG NAMEN AKT D18190898 47,229.22 1,364,612 SH SHARED 1,364,612 DEUTSCHE BANK AG NAMEN AKT D18190898 50,237.49 1,451,531 SH C SHARED 1,451,531 DEUTSCHE BK AG LDN BRH PS AGRI DL ETN 25154H558 13.31 1,150 SH SOLE 1,150 DEUTSCHE BK AG LDN BRH PS AGRI DS ETN 25154H566 21.56 1,143 SH SOLE 1,143 DEUTSCHE BK AG LDN BRH PS AGRI LG ETN 25154H533 3.48 188 SH SOLE 188 DEUTSCHE BK AG LDN BRH PS CMDT LG ETN 25154H459 11.73 751 SH SOLE 751 DEUTSCHE BK AG LDN BRH PS GOLD DS ETN 25154H756 11.62 2,200 SH SOLE 2,200 DEUTSCHE BK AG LDN BRH PSHS AGRI SHR38 25154H541 7.46 299 SH SOLE 299 DEUTSCHE BK AG LONDON ELE MORN TTL22 25153Q708 21.36 1,996 SH SOLE 1,996 DEUTSCHE BK AG LONDON ETN DJ HY 2022 25153Q658 19.65 2,312 SH SOLE 2,312 DEUTSCHE BK AG LONDON BRH MTLS DBL ETN38 25154K841 23.80 2,207 SH SOLE 2,207 DEUTSCHE BK AG LONDON BRH MTLS LNG ETN38 25154K825 14.04 723 SH SOLE 723 DEUTSCHE BK AG LONDON BRH PS CRD OIL ETN 25154K809 149.70 2,021 SH SOLE 2,021

DEUTSCHE BK AG LONDON BRH PS CR OIL LG ETN 25154K866 20.66 1,811 SH SOLE 1,811 DEUTSCHE BK AG LONDON BRH PS CR OIL SH ETN 25154K874 14.71 278 SH SOLE 278 DEUTSCHE BK AG LONDON BRH PWRSHR DB GERM 25154W506 6.34 280 SH SOLE 280 DEVON ENERGY CORP NEW COM 25179M103 17.74 320 SH SHARED 21 320 DEVON ENERGY CORP NEW COM 25179M103 1,358.28 24,500 SH SHARED 24,500 DEVON ENERGY CORP NEW COM 25179M103 1,851.70 33,400 SH P SHARED 01 33,400 DEVON ENERGY CORP NEW COM 25179M103 5,810.11 104,800 SH C SHARED 104,800 DEVON ENERGY CORP NEW COM 25179M103 9,125.42 164,600 SH P SHARED 164,600 DEVON ENERGY CORP NEW COM 25179M103 31,653.14 570,944 SH SHARED 01 570,944 DEVRY INC DEL COM 251893103 3.70 100 SH SHARED 20 100 DEVRY INC DEL COM 251893103 66.53 1,800 SH C SHARED 1,800 DEVRY INC DEL COM 251893103 188.50 5,100 SH P SHARED 5,100 DEVRY INC DEL COM 251893103 192.19 5,200 SH SHARED 5,200 DEVRY INC DEL COM 251893103 1,512.66 40,927 SH SHARED 01 40,927 DEX ONE CORP COM 25212W100 0.52 936 SH SHARED 936 DEX ONE CORP COM 25212W100 2.80 5,000 SH C SHARED 5,000 DEX ONE CORP COM 25212W100 207.09 369,800 SH SHARED 01 369,800 DEXCOM INC COM 252131107 955.68 79,640 SH SHARED 01 79,640 DFC GLOBAL CORP COM 23324T107 19.05 873 SH SHARED 01 873 DG FASTCHANNEL INC COM 23326R109 2.37 140 SH SHARED 01 140 DG FASTCHANNEL INC COM 23326R109 5.09 300 SH C SHARED 300 DG FASTCHANNEL INC COM 23326R109 25.43 1,500 SH P SHARED 1,500 DGSE COMPANIES INC COM 23323G106 13.33 1,646 SH SOLE 1,646 DHT HOLDINGS INC COM Y2065G105 47.53 23,300 SH C SHARED 23,300 DHT HOLDINGS INC COM Y2065G105 806.22 395,205 SH SHARED 01 395,205 DIAGEO P L C SPON ADR NEW 25243Q205 72.21 951 SH SHARED 951 DIAGEO P L C SPON ADR NEW 25243Q205 81.25 1,070 SH SHARED 20 1,070 DIAGEO P L C SPON ADR NEW 25243Q205 145.48 1,916 SH SHARED 21 1,916 DIAGEO P L C SPON ADR NEW 25243Q205 64,966.77 855,614 SH SHARED 01 855,614 DIAMOND FOODS INC COM 252603105 2.71 34 SH SHARED 21 34 DIAMOND FOODS INC COM 252603105 319.20 4,000 SH P SHARED 4,000 DIAMOND FOODS INC COM 252603105 2,042.88 25,600 SH C SHARED 25,600 DIAMOND FOODS INC COM 252603105 3,037.83 38,068 SH SHARED 01 38,068 DIAMOND HILL FINL TRNDS FD I COM 25264C101 9.05 1,200 SH SHARED 01 1,200 DIAMOND HILL INVESTMENT GROU COM NEW 25264R207 7.77 112 SH SHARED 112

DIAMOND HILL INVESTMENT GROU COM NEW 25264R207 20.82 300 SH SHARED 01 300 DIAMOND OFFSHORE DRILLING IN COM 25271C102 202.54 3,700 SH SHARED 3,700 DIAMOND OFFSHORE DRILLING IN COM 25271C102 5,304.31 96,900 SH P SHARED 96,900 DIAMOND OFFSHORE DRILLING IN COM 25271C102 8,588.71 156,900 SH C SHARED 156,900 DIAMOND OFFSHORE DRILLING IN COM 25271C102 10,258.88 187,411 SH SHARED 01 187,411 DIAMONDROCK HOSPITALITY CO COM 252784301 95.95 13,727 SH SHARED 01 13,727 DIAMONDROCK HOSPITALITY CO COM 252784301 414.35 59,278 SH SHARED 59,278 DIAMONDROCK HOSPITALITY CO COM 252784301 571.21 81,718 SH SHARED 81,718 DIANA CONTAINERSHIPS INC COM Y2069P101 2.50 545 SH SHARED 01 545 DIANA SHIPPING INC COM Y2066G104 16.32 2,200 SH P SHARED 2,200 DIANA SHIPPING INC COM Y2066G104 18.55 2,500 SH C SHARED 2,500 DIANA SHIPPING INC COM Y2066G104 107.09 14,432 SH SHARED 14,432 DIANA SHIPPING INC COM Y2066G104 213.98 28,838 SH SHARED 01 28,838 DICE HLDGS INC COM 253017107 44.67 5,712 SH SHARED 01 5,712 DICKS SPORTING GOODS INC COM 253393102 16.73 500 SH P SHARED 500 DICKS SPORTING GOODS INC COM 253393102 19.77 591 SH SHARED 591 DICKS SPORTING GOODS INC COM 253393102 341.29 10,200 SH C SHARED 10,200 DICKS SPORTING GOODS INC COM 253393102 2,626.28 78,490 SH SHARED 01 78,490 DIEBOLD INC COM 253651103 11.00 400 SH C SHARED 400 DIEBOLD INC COM 253651103 1,206.59 43,860 SH SHARED 01 43,860 DIGIMARC CORP NEW COM 25381B101 17.77 700 SH SHARED 01 700 DIGIMARC CORP NEW COM 25381B101 22.23 876 SH SHARED 876 DIGITAL ALLY INC COM 25382P109 0.02 21 SH SOLE 21 DIGITAL PWR CORP COM 253862106 0.29 197 SH SOLE 197 DIGITAL RIV INC COM 25388B104 47.68 2,300 SH C SHARED 2,300 DIGITAL RIV INC COM 25388B104 103.65 5,000 SH P SHARED 5,000 DIGITAL RIV INC COM 25388B104 407.63 19,664 SH SHARED 01 19,664 DIGITAL RLTY TR INC COM 253868103 5.24 95 SH SHARED 21 95 DIGITAL RLTY TR INC COM 253868103 44.13 800 SH C SHARED 800 DIGITAL RLTY TR INC COM 253868103 2,676.47 48,522 SH SHARED 48,522 DIGITAL RLTY TR INC COM 253868103 6,475.29 117,391 SH SHARED 01 117,391 DIGITALGLOBE INC COM NEW 25389M877 1.94 100 SH SHARED 01 100 DILLARDS INC CL A 254067101 4.70 108 SH SHARED 21 108 DILLARDS INC CL A 254067101 5.70 131 SH SHARED 131

DILLARDS INC CL A 254067101 117.40 2,700 SH P SHARED 2,700 DILLARDS INC CL A 254067101 326.10 7,500 SH C SHARED 7,500 DILLARDS INC CL A 254067101 1,408.10 32,385 SH SHARED 01 32,385 DIME CMNTY BANCSHARES COM 253922108 14.35 1,417 SH SHARED 21 1,417 DIME CMNTY BANCSHARES COM 253922108 123.76 12,217 SH SHARED 12,217 DIME CMNTY BANCSHARES COM 253922108 2,674.32 264,000 SH SHARED 01 264,000 DINEEQUITY INC COM 254423106 39.84 1,035 SH SHARED 01 1,035 DINEEQUITY INC COM 254423106 157.81 4,100 SH P SHARED 4,100 DIODES INC COM 254543101 5.95 332 SH SHARED 01 332 DIODES INC COM 254543101 71.68 4,000 SH C SHARED 4,000 DIODES INC NOTE 2.250%10/0 254543AA9 9.94 10,000 PRN SHARED 01 10,000 DIRECTV COM CL A 25490A101 22.95 543 SH SHARED 20 543 DIRECTV COM CL A 25490A101 150.27 3,555 SH SHARED 21 3,555 DIRECTV COM CL A 25490A101 1,589.35 37,600 SH P SHARED 37,600 DIRECTV COM CL A 25490A101 2,329.08 55,100 SH C SHARED 55,100 DIRECTV COM CL A 25490A101 3,303.27 78,147 SH SHARED 78,147 DIRECTV COM CL A 25490A101 26,097.84 617,408 SH SHARED 01 617,408 DIREXION SHS ETF TR 20YR TRES BEAR 25459W532 23.20 1,500 SH P SOLE 1,500 DIREXION SHS ETF TR 20YR TRES BEAR 25459W532 187.98 12,152 SH SOLE 12,152 DIREXION SHS ETF TR 20YR TRES BEAR 25459W532 385.18 24,900 SH C SOLE 24,900 DIREXION SHS ETF TR 20YR TRES BULL 25459W540 7.20 100 SH P SOLE 100 DIREXION SHS ETF TR 20YR TRES BULL 25459W540 28.81 400 SH C SOLE 400 DIREXION SHS ETF TR 7 10YR TRES BEAR 25459W557 7.38 254 SH SOLE 254 DIREXION SHS ETF TR 7 10YR TRES BULL 25459W565 100.98 1,308 SH SOLE 1,308 DIREXION SHS ETF TR AIRLINE SHS 25459W185 21.70 700 SH SOLE 700 DIREXION SHS ETF TR CHINA BEAR 3X 25459W763 26.35 1,000 SH SHARED 01 1,000 DIREXION SHS ETF TR DLY AGRI BEAR 25459W268 6.98 129 SH SOLE 129 DIREXION SHS ETF TR DLY DEV MKT BEAR 25459W169 108.65 2,258 SH SOLE 2,258 DIREXION SHS ETF TR DLY DEV MKT BULL 25459W789 1.19 38 SH SHARED 01 38 DIREXION SHS ETF TR DLY EM BR3X NEW 25459W482 19.67 600 SH P SOLE 600 DIREXION SHS ETF TR DLY EM BR3X NEW 25459W482 45.91 1,400 SH C SOLE 1,400 DIREXION SHS ETF TR DLY EMRGMKT BULL 25459W300 0.89 67 SH SHARED 01 67 DIREXION SHS ETF TR DLY EMRGMKT BULL 25459W300 266.40 20,000 SH C SHARED 20,000 DIREXION SHS ETF TR DLY EMRGMKT BULL 25459W300 472.86 35,500 SH P SHARED 35,500 DIREXION SHS ETF TR DLY ENRGY BEAR3X 25459W342 6.89 300 SH P SOLE 300 DIREXION SHS ETF TR DLY ENRGY BEAR3X 25459W342 91.92 4,000 SH C SOLE 4,000 DIREXION SHS ETF TR DLY ENRGY BEAR3X 25459W342 304.92 13,269 SH SOLE 13,269 DIREXION SHS ETF TR DLY ENRGY BULL3X 25459W888 106.86 3,400 SH C SOLE 3,400 DIREXION SHS ETF TR DLY ENRGY BULL3X 25459W888 421.16 13,400 SH P SOLE 13,400 DIREXION SHS ETF TR DLY FIN BEAR NEW 25459W144 1,042.33 15,800 SH P SOLE 15,800 DIREXION SHS ETF TR DLY FIN BEAR NEW 25459W144 3,245.72 49,200 SH C SOLE 49,200 DIREXION SHS ETF TR DLY FIN BULL NEW 25459W516 1,540.96 145,100 SH C SOLE 145,100 DIREXION SHS ETF TR DLY FIN BULL NEW 25459W516 1,742.24 164,053 SH SOLE 164,053

DIREXION SHS ETF TR DLY FIN BULL NEW 25459W516 3,009.71 283,400 SH P SOLE 283,400 DIREXION SHS ETF TR DLY GLD MIN BL 25459W250 37.86 1,300 SH P SOLE 1,300 DIREXION SHS ETF TR DLY GLD MIN BL 25459W250 58.24 2,000 SH C SOLE 2,000 DIREXION SHS ETF TR DLY GLD MIN BR 25459W235 7.94 200 SH C SOLE 200 DIREXION SHS ETF TR DLY LRG CAP BEAR 25459W151 41.65 900 SH P SOLE 900 DIREXION SHS ETF TR DLY LRG CAP BEAR 25459W151 263.80 5,700 SH C SOLE 5,700 DIREXION SHS ETF TR DLY LRG CAP BULL 25459W862 1.53 33 SH SHARED 01 33 DIREXION SHS ETF TR DLY LRG CAP BULL 25459W862 199.39 4,300 SH P SHARED 4,300 DIREXION SHS ETF TR DLY LRG CAP BULL 25459W862 1,052.60 22,700 SH C SHARED 22,700 DIREXION SHS ETF TR DLY MC3X SHS NEW 25459W136 50.66 988 SH SOLE 988 DIREXION SHS ETF TR DLY MIDCAP ETF3X 25459W730 1.68 65 SH SHARED 01 65 DIREXION SHS ETF TR DLY MIDCAP ETF3X 25459W730 13.81 535 SH SHARED 535 DIREXION SHS ETF TR DLY R/E BEAR3X 25459W334 1.71 117 SH SOLE 117 DIREXION SHS ETF TR DLY R/E BEAR3X 25459W334 5.86 400 SH P SOLE 400 DIREXION SHS ETF TR DLY R/E BEAR3X 25459W334 10.26 700 SH C SOLE 700 DIREXION SHS ETF TR DLY R/E BULL3X 25459W755 29.84 767 SH SOLE 767 DIREXION SHS ETF TR DLY R/E BULL3X 25459W755 62.24 1,600 SH C SOLE 1,600 DIREXION SHS ETF TR DLY R/E BULL3X 25459W755 303.42 7,800 SH P SOLE 7,800 DIREXION SHS ETF TR DLY SCOND 3XBR 25459W128 57.85 659 SH SOLE 659 DIREXION SHS ETF TR DLY SCOND 3XBU 25459W458 2.30 100 SH C SOLE 100 DIREXION SHS ETF TR DLY SCOND 3XBU 25459W458 4.60 200 SH P SOLE 200 DIREXION SHS ETF TR DLY SMCAP BEAR3X 25459W110 217.18 4,100 SH P SOLE 4,100 DIREXION SHS ETF TR DLY SMCAP BEAR3X 25459W110 733.37 13,845 SH SOLE 13,845 DIREXION SHS ETF TR DLY SMCAP BEAR3X 25459W110 1,340.14 25,300 SH C SOLE 25,300 DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 2.57 78 SH SHARED 01 78 DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 950.40 28,800 SH C SHARED 28,800 DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 1,940.40 58,800 SH P SHARED 58,800 DIREXION SHS ETF TR DLY TECH BEAR 3X 25459W318 9.32 400 SH C SOLE 400 DIREXION SHS ETF TR DLY TECH BEAR 3X 25459W318 30.79 1,322 SH SOLE 1,322 DIREXION SHS ETF TR DLY TECH BULL 3X 25459W102 92.07 3,000 SH P SOLE 3,000 DIREXION SHS ETF TR DLY TECH BULL 3X 25459W102 171.86 5,600 SH C SOLE 5,600 DIREXION SHS ETF TR INDIA BEAR 2X 25459W375 58.24 1,581 SH SOLE 1,581 DIREXION SHS ETF TR INDIA BULL 2X 25459W383 22.47 931 SH SOLE 931 DIREXION SHS ETF TR LATN AM BEAR3X 25459W649 49.83 1,764 SH SOLE 1,764 DIREXION SHS ETF TR LATN AM BULL3X 25459W698 6.00 466 SH SOLE 466 DIREXION SHS ETF TR TOTAL MKT BEAR 25459Y819 12.42 280 SH SOLE 280 DISCOVER FINL SVCS COM 254709108 7.07 308 SH SHARED 21 308 DISCOVER FINL SVCS COM 254709108 247.75 10,800 SH P SHARED 10,800 DISCOVER FINL SVCS COM 254709108 422.10 18,400 SH C SHARED 18,400 DISCOVER FINL SVCS COM 254709108 642.32 28,000 SH SHARED 28,000 DISCOVER FINL SVCS COM 254709108 1,162.05 50,656 SH SHARED 01 50,656 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 11.59 308 SH SHARED 21 308 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 67.72 1,800 SH P SHARED 1,800

DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 212.55 5,650 SH SHARED 5,650 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 1,085.49 28,854 SH SHARED 01 28,854 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 2,664.06 70,815 SH SHARED 20 70,815 DISCOVERY COMMUNICATNS NEW COM SER B 25470F203 0.74 20 SH SHARED 01 20 DISCOVERY COMMUNICATNS NEW COM SER B 25470F203 46.42 1,252 SH SHARED 1,252 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 8.54 243 SH SHARED 21 243 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 318.11 9,050 SH SHARED 9,050 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 797.80 22,697 SH SHARED 22,697 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 6,749.61 192,023 SH SHARED 01 192,023 DISCOVERY LABORATORIES INC N COM NEW 254668403 0.26 133 SH SHARED 01 133 DISH NETWORK CORP CL A 25470M109 14.20 567 SH SHARED 21 567 DISH NETWORK CORP CL A 25470M109 265.53 10,600 SH SHARED 10,600 DISH NETWORK CORP CL A 25470M109 453.41 18,100 SH C SHARED 18,100 DISH NETWORK CORP CL A 25470M109 761.34 30,393 SH SHARED 01 30,393 DISH NETWORK CORP CL A 25470M109 1,367.73 54,600 SH P SHARED 54,600 DISH NETWORK CORP CL A 25470M109 22,586.78 901,668 SH SHARED 901,668 DISNEY WALT CO COM DISNEY 254687106 274.46 9,100 SH SHARED 21 9,100 DISNEY WALT CO COM DISNEY 254687106 624.46 20,705 SH SHARED 20 20,705 DISNEY WALT CO COM DISNEY 254687106 15,653.58 519,018 SH SHARED 519,018 DISNEY WALT CO COM DISNEY 254687106 23,615.28 783,000 SH C SHARED 783,000 DISNEY WALT CO COM DISNEY 254687106 23,877.67 791,700 SH P SHARED 791,700 DISNEY WALT CO COM DISNEY 254687106 31,265.73 1,036,662 SH SHARED 1,036,662 DISNEY WALT CO COM DISNEY 254687106 76,339.30 2,531,144 SH SHARED 01 2,531,144 DITECH NETWORKS INC COM 25500T108 3.30 3,435 SH SOLE 3,435 DIXIE GROUP INC CL A 255519100 3.37 1,121 SH SOLE 1,121 DNB FINL CORP COM 233237106 5.40 564 SH SOLE 564 DNP SELECT INCOME FD COM 23325P104 1,125.34 112,534 SH SHARED 01 112,534 DOCUMENT SEC SYS INC COM 25614T101 2.06 712 SH SHARED 01 712 DOLAN CO COM 25659P402 2.99 333 SH SHARED 01 333 DOLBY LABORATORIES INC COM 25659T107 32.93 1,200 SH C SHARED 1,200 DOLBY LABORATORIES INC COM 25659T107 87.81 3,200 SH SHARED 3,200 DOLBY LABORATORIES INC COM 25659T107 90.55 3,300 SH P SHARED 3,300 DOLBY LABORATORIES INC COM 25659T107 307.38 11,202 SH SHARED 11,202

DOLBY LABORATORIES INC COM 25659T107 1,561.53 56,907 SH SHARED 01 56,907 DOLE FOOD CO INC NEW COM 256603101 2.00 200 SH P SHARED 200 DOLE FOOD CO INC NEW COM 256603101 3.00 300 SH C SHARED 300 DOLE FOOD CO INC NEW COM 256603101 20.30 2,030 SH SHARED 01 2,030 DOLLAR GEN CORP NEW COM 256677105 11.33 300 SH P SHARED 300 DOLLAR GEN CORP NEW COM 256677105 224.63 5,949 SH SHARED 5,949 DOLLAR GEN CORP NEW COM 256677105 558.85 14,800 SH C SHARED 14,800 DOLLAR GEN CORP NEW COM 256677105 562.78 14,904 SH SHARED 14,904 DOLLAR GEN CORP NEW COM 256677105 1,603.03 42,453 SH SHARED 01 42,453 DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 4,085.58 72,568 SH SOLE 72,568 DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 5,995.95 106,500 SH P SOLE 106,500 DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 8,687.09 154,300 SH C SOLE 154,300 DOLLAR TREE INC COM 256746108 375.70 5,000 SH P SHARED 5,000 DOLLAR TREE INC COM 256746108 631.18 8,400 SH SHARED 8,400 DOLLAR TREE INC COM 256746108 7,994.90 106,400 SH C SHARED 106,400 DOLLAR TREE INC COM 256746108 13,879.79 184,719 SH SHARED 01 184,719 DOMINION RES BLACK WARRIOR T UNITS BEN INT 25746Q108 3.92 443 SH SHARED 443 DOMINION RES BLACK WARRIOR T UNITS BEN INT 25746Q108 26.90 3,039 SH SHARED 01 3,039 DOMINION RES INC VA NEW COM 25746U109 1,619.26 31,894 SH SHARED 31,894 DOMINION RES INC VA NEW COM 25746U109 2,299.88 45,300 SH C SHARED 45,300 DOMINION RES INC VA NEW COM 25746U109 2,299.88 45,300 SH SHARED 20 45,300 DOMINION RES INC VA NEW COM 25746U109 5,055.88 99,584 SH SHARED 99,584 DOMINION RES INC VA NEW COM 25746U109 8,341.51 164,300 SH P SHARED 164,300 DOMINION RES INC VA NEW COM 25746U109 21,382.60 421,166 SH SHARED 01 421,166 DOMINOS PIZZA INC COM 25754A201 27.25 1,000 SH P SHARED 1,000 DOMINOS PIZZA INC COM 25754A201 190.75 7,000 SH C SHARED 7,000 DOMINOS PIZZA INC COM 25754A201 606.23 22,247 SH SHARED 01 22,247 DOMTAR CORP COM NEW 257559203 179.36 2,631 SH SHARED 01 2,631 DOMTAR CORP COM NEW 257559203 218.14 3,200 SH C SHARED 3,200 DOMTAR CORP COM NEW 257559203 415.84 6,100 SH P SHARED 6,100 DOMTAR CORP COM NEW 257559203 2,452.96 35,983 SH SHARED 35,983 DONALDSON INC COM 257651109 13.37 244 SH SHARED 21 244 DONALDSON INC COM 257651109 272.90 4,980 SH SHARED 20 4,980 DONALDSON INC COM 257651109 4,748.26 86,647 SH SHARED 01 86,647

DONEGAL GROUP INC CL A 257701201 7.14 593 SH SHARED 01 593 DONEGAL GROUP INC CL B 257701300 4.29 296 SH SHARED 01 296 DONNELLEY R R & SONS CO COM 257867101 204.74 14,500 SH SHARED 14,500 DONNELLEY R R & SONS CO COM 257867101 295.11 20,900 SH P SHARED 20,900 DONNELLEY R R & SONS CO COM 257867101 730.00 51,700 SH C SHARED 51,700 DONNELLEY R R & SONS CO COM 257867101 2,424.07 171,676 SH SHARED 01 171,676 DORAL FINL CORP COM NEW 25811P886 96.31 88,362 SH SHARED 01 88,362 DORCHESTER MINERALS LP COM UNIT 25820R105 83.28 3,502 SH SHARED 3,502 DORCHESTER MINERALS LP COM UNIT 25820R105 3,422.01 143,903 SH SHARED 01 143,903 DORMAN PRODUCTS INC COM 258278100 34.27 1,037 SH SHARED 01 1,037 DOT HILL SYS CORP COM 25848T109 507.61 336,163 SH SHARED 01 336,163 DOUBLE EAGLE PETE CO COM PAR $0.10 258570209 1.91 300 SH P SOLE 300 DOUBLE EAGLE PETE CO COM PAR $0.10 258570209 8.28 1,300 SH C SOLE 1,300 DOUBLE EAGLE PETE CO COM PAR $0.10 258570209 13.67 2,146 SH SOLE 2,146 DOUGLAS DYNAMICS INC COM 25960R105 9.87 772 SH SHARED 772 DOUGLAS DYNAMICS INC COM 25960R105 127.80 10,000 SH SHARED 01 10,000 DOUGLAS EMMETT INC COM 25960P109 11.35 664 SH SHARED 21 664 DOUGLAS EMMETT INC COM 25960P109 213.87 12,507 SH SHARED 01 12,507 DOUGLAS EMMETT INC COM 25960P109 790.36 46,220 SH SHARED 46,220 DOVER CORP COM 260003108 6.06 130 SH SHARED 20 130 DOVER CORP COM 260003108 23.30 500 SH C SHARED 500 DOVER CORP COM 260003108 41.94 900 SH P SHARED 900 DOVER CORP COM 260003108 42.45 911 SH SHARED 21 911 DOVER CORP COM 260003108 447.36 9,600 SH SHARED 9,600 DOVER CORP COM 260003108 8,729.21 187,322 SH SHARED 01 187,322 DOVER MOTORSPORTS INC COM 260174107 1.96 1,564 SH SOLE 1,564 DOW 30 PREMIUM & DIV INC FD COM 260582101 17.90 1,438 SH SHARED 1,438 DOW 30 PREMIUM & DIV INC FD COM 260582101 427.37 34,327 SH SHARED 01 34,327 DOW 30SM ENHANCED PREM & INC COM 260537105 8.25 867 SH SHARED 867 DOW 30SM ENHANCED PREM & INC COM 260537105 832.61 87,459 SH SHARED 01 87,459 DOW CHEM CO COM 260543103 19.27 858 SH SHARED 21 858 DOW CHEM CO COM 260543103 692.08 30,814 SH SHARED 20 30,814 DOW CHEM CO COM 260543103 2,520.96 112,242 SH SHARED 112,242 DOW CHEM CO COM 260543103 11,506.26 512,300 SH C SHARED 512,300 DOW CHEM CO COM 260543103 20,813.68 926,700 SH P SHARED 926,700

DOW CHEM CO COM 260543103 45,937.51 2,045,303 SH SHARED 01 2,045,303 DPL INC COM 233293109 1,846.65 61,269 SH SHARED 01 61,269 DPL INC COM 233293109 44,285.67 1,469,332 SH SHARED 1,469,332 DR PEPPER SNAPPLE GROUP INC COM 26138E109 15.51 400 SH P SHARED 400 DR PEPPER SNAPPLE GROUP INC COM 26138E109 68.21 1,759 SH SHARED 1,759 DR PEPPER SNAPPLE GROUP INC COM 26138E109 73.68 1,900 SH C SHARED 1,900 DR PEPPER SNAPPLE GROUP INC COM 26138E109 445.93 11,499 SH SHARED 11,499 DR PEPPER SNAPPLE GROUP INC COM 26138E109 8,797.51 226,857 SH SHARED 01 226,857 DR REDDYS LABS LTD ADR 256135203 1,592.24 53,431 SH SHARED 01 53,431 DR REDDYS LABS LTD ADR 256135203 5,155.13 172,991 SH SHARED 172,991 DRAGONWAVE INC COM 26144M103 0.99 300 SH P SHARED 300 DRAGONWAVE INC COM 26144M103 28.71 8,700 SH C SHARED 8,700 DRAGONWAVE INC COM 26144M103 363.02 110,007 SH SHARED 01 110,007 DRDGOLD LIMITED SPON ADR NEW 26152H301 4.83 950 SH SHARED 01 950 DRDGOLD LIMITED SPON ADR NEW 26152H301 78.92 15,536 SH SHARED 15,536 DREAMS INC COM 261983209 8.71 4,355 SH SOLE 4,355 DREAMWORKS ANIMATION SKG INC CL A 26153C103 78.17 4,300 SH C SHARED 4,300 DREAMWORKS ANIMATION SKG INC CL A 26153C103 305.61 16,810 SH SHARED 01 16,810 DREAMWORKS ANIMATION SKG INC CL A 26153C103 759.58 41,781 SH SHARED 41,781 DREAMWORKS ANIMATION SKG INC CL A 26153C103 3,548.74 195,200 SH P SHARED 195,200 DRESSER-RAND GROUP INC COM 261608103 24.80 612 SH SHARED 612 DRESSER-RAND GROUP INC COM 261608103 430.83 10,630 SH SHARED 20 10,630 DRESSER-RAND GROUP INC COM 261608103 4,528.21 111,725 SH SHARED 01 111,725 DREYFUS HIGH YIELD STRATEGIE SH BEN INT 26200S101 54.67 12,834 SH SHARED 12,834 DREYFUS HIGH YIELD STRATEGIE SH BEN INT 26200S101 77.29 18,144 SH SHARED 01 18,144 DREYFUS MUN INCOME INC COM 26201R102 9.90 1,037 SH SHARED 1,037 DREYFUS MUN INCOME INC COM 26201R102 208.04 21,784 SH SHARED 01 21,784 DREYFUS STRATEGIC MUN BD FD COM 26202F107 225.71 26,368 SH SHARED 01 26,368

DREYFUS STRATEGIC MUNS INC COM 261932107 0.88 103 SH SHARED 103 DREYFUS STRATEGIC MUNS INC COM 261932107 384.05 45,182 SH SHARED 01 45,182 DRIL-QUIP INC COM 262037104 5.39 100 SH C SHARED 100 DRIL-QUIP INC COM 262037104 6.25 116 SH SHARED 21 116 DRIL-QUIP INC COM 262037104 408.64 7,580 SH SHARED 20 7,580 DRIL-QUIP INC COM 262037104 1,182.62 21,937 SH SHARED 01 21,937 DRYSHIPS INC SHS Y2109Q101 42.12 18,000 SH P SHARED 18,000 DRYSHIPS INC SHS Y2109Q101 54.05 23,100 SH C SHARED 23,100 DRYSHIPS INC SHS Y2109Q101 261.29 111,664 SH SHARED 01 111,664 DRYSHIPS INC SHS Y2109Q101 593.26 253,529 SH SHARED 253,529 DRYSHIPS INC. NOTE 5.000%12/0 262498AB4 3,802.26 6,170,000 PRN SHARED 6,170,000 DRYSHIPS INC. NOTE 5.000%12/0 262498AB4 6.16 10,000 PRN SHARED 01 10,000 DSP GROUP INC COM 23332B106 31.81 5,392 SH SOLE 5,392 DST SYS INC DEL COM 233326107 4.38 100 SH P SHARED 100 DST SYS INC DEL COM 233326107 17.53 400 SH C SHARED 400 DST SYS INC DEL COM 233326107 56.15 1,281 SH SHARED 1,281 DST SYS INC DEL COM 233326107 3,327.31 75,914 SH SHARED 01 75,914 DSW INC CL A 23334L102 4.62 100 SH SHARED 21 100 DSW INC CL A 23334L102 115.45 2,500 SH P SHARED 2,500 DSW INC CL A 23334L102 189.11 4,095 SH SHARED 01 4,095 DSW INC CL A 23334L102 341.73 7,400 SH C SHARED 7,400 DTE ENERGY CO COM 233331107 391.38 7,984 SH SHARED 7,984 DTE ENERGY CO COM 233331107 457.16 9,326 SH SHARED 9,326 DTE ENERGY CO COM 233331107 1,993.84 40,674 SH SHARED 01 40,674 DTF TAX-FREE INCOME INC COM 23334J107 97.34 6,292 SH SHARED 01 6,292 DTS INC COM 23335C101 181.31 7,302 SH SHARED 01 7,302 DU PONT E I DE NEMOURS & CO COM 263534109 93.53 2,340 SH SHARED 2,340 DU PONT E I DE NEMOURS & CO COM 263534109 97.09 2,429 SH SHARED 20 2,429 DU PONT E I DE NEMOURS & CO COM 263534109 351.94 8,805 SH SHARED 21 8,805 DU PONT E I DE NEMOURS & CO COM 263534109 1,749.21 43,763 SH SHARED 17 43,763 DU PONT E I DE NEMOURS & CO COM 263534109 2,214.50 55,404 SH SHARED 55,404 DU PONT E I DE NEMOURS & CO COM 263534109 14,888.83 372,500 SH P SHARED 372,500 DU PONT E I DE NEMOURS & CO COM 263534109 20,716.45 518,300 SH C SHARED 518,300 DU PONT E I DE NEMOURS & CO COM 263534109 58,526.07 1,464,250 SH SHARED 01 1,464,250 DUCKWALL-ALCO STORES INC NEW COM 264142100 4.65 500 SH SHARED 01 500

DUCKWALL-ALCO STORES INC NEW COM 264142100 4.88 525 SH SHARED 525 DUFF & PHELPS CORP NEW CL A 26433B107 1,052.54 98,737 SH SHARED 01 98,737 DUFF & PHELPS GLB UTL INC FD COM 26433C105 238.82 13,500 SH SHARED 01 13,500 DUFF & PHELPS UTIL CORP BD T COM 26432K108 529.80 45,990 SH SHARED 01 45,990 DUKE ENERGY CORP NEW COM 26441C105 65.65 3,284 SH SHARED 3,284 DUKE ENERGY CORP NEW COM 26441C105 1,419.29 71,000 SH C SHARED 71,000 DUKE ENERGY CORP NEW COM 26441C105 1,585.21 79,300 SH SHARED 79,300 DUKE ENERGY CORP NEW COM 26441C105 1,920.54 96,075 SH SHARED 20 96,075 DUKE ENERGY CORP NEW COM 26441C105 5,161.42 258,200 SH P SHARED 258,200 DUKE ENERGY CORP NEW COM 26441C105 33,839.39 1,692,816 SH SHARED 01 1,692,816 DUKE REALTY CORP COM NEW 264411505 4.73 450 SH SHARED 20 450 DUKE REALTY CORP COM NEW 264411505 5.25 500 SH C SHARED 500 DUKE REALTY CORP COM NEW 264411505 5.25 500 SH P SHARED 500 DUKE REALTY CORP COM NEW 264411505 1,107.50 105,476 SH SHARED 01 105,476 DUKE REALTY CORP COM NEW 264411505 1,441.37 137,273 SH SHARED 137,273 DUN & BRADSTREET CORP DEL NE COM 26483E100 50.29 821 SH SHARED 821 DUN & BRADSTREET CORP DEL NE COM 26483E100 122.52 2,000 SH C SHARED 2,000 DUN & BRADSTREET CORP DEL NE COM 26483E100 245.04 4,000 SH SHARED 4,000 DUN & BRADSTREET CORP DEL NE COM 26483E100 401.25 6,550 SH SHARED 01 6,550 DUNKIN BRANDS GROUP INC COM 265504100 49.86 1,800 SH P SHARED 1,800 DUNKIN BRANDS GROUP INC COM 265504100 152.35 5,500 SH C SHARED 5,500 DUNKIN BRANDS GROUP INC COM 265504100 384.81 13,892 SH SHARED 13,892 DUNKIN BRANDS GROUP INC COM 265504100 658.57 23,775 SH SHARED 01 23,775 DUOYUAN GLOBAL WTR INC SPONSORED ADR 266043108 0.00 3,925 SH SHARED 3,925 DUOYUAN GLOBAL WTR INC SPONSORED ADR 266043108 0.00 365,947 SH SHARED 01 365,947 DUPONT FABROS TECHNOLOGY INC COM 26613Q106 1.97 100 SH C SHARED 100 DUPONT FABROS TECHNOLOGY INC COM 26613Q106 20.42 1,037 SH SHARED 21 1,037 DUPONT FABROS TECHNOLOGY INC COM 26613Q106 96.19 4,885 SH SHARED 4,885

DUPONT FABROS TECHNOLOGY INC COM 26613Q106 641.82 32,596 SH SHARED 32,596 DUPONT FABROS TECHNOLOGY INC COM 26613Q106 2,105.37 106,926 SH SHARED 01 106,926 DUSA PHARMACEUTICALS INC COM 266898105 1.11 300 SH C SOLE 300 DUSA PHARMACEUTICALS INC COM 266898105 58.39 15,782 SH SOLE 15,782 DWS GLOBAL HIGH INCOME FD COM 23338W104 28.82 4,008 SH SHARED 4,008 DWS GLOBAL HIGH INCOME FD COM 23338W104 36.28 5,046 SH SHARED 01 5,046 DWS HIGH INCOME OPPORT FD IN COM NEW 23339M204 20.06 1,535 SH SHARED 1,535 DWS HIGH INCOME OPPORT FD IN COM NEW 23339M204 658.75 50,402 SH SHARED 01 50,402 DWS HIGH INCOME TR SHS NEW 23337C208 3.76 408 SH SHARED 408 DWS HIGH INCOME TR SHS NEW 23337C208 32.10 3,485 SH SHARED 01 3,485 DWS MULTI MKT INCOME TR SHS 23338L108 13.71 1,431 SH SHARED 1,431 DWS MULTI MKT INCOME TR SHS 23338L108 61.05 6,373 SH SHARED 01 6,373 DWS MUN INCOME TR COM 23338M106 39.86 3,126 SH SHARED 3,126 DWS MUN INCOME TR COM 23338M106 319.18 25,034 SH SHARED 01 25,034 DWS STRATEGIC INCOME TR SHS 23338N104 18.04 1,395 SH SHARED 1,395 DWS STRATEGIC INCOME TR SHS 23338N104 1,142.31 88,346 SH SHARED 01 88,346 DWS STRATEGIC MUN INCOME TR COM 23338T101 15.66 1,230 SH SHARED 1,230 DWS STRATEGIC MUN INCOME TR COM 23338T101 15.91 1,250 SH SHARED 01 1,250 DXP ENTERPRISES INC NEW COM NEW 233377407 200.05 10,624 SH SHARED 10,624 DXP ENTERPRISES INC NEW COM NEW 233377407 1,401.99 74,455 SH SHARED 01 74,455 DYAX CORP COM 26746E103 48.38 38,400 SH C SOLE 38,400 DYCOM INDS INC COM 267475101 6.96 455 SH SHARED 20 455 DYCOM INDS INC COM 267475101 33.12 2,165 SH SHARED 01 2,165 DYCOM INDS INC COM 267475101 114.75 7,500 SH C SHARED 7,500 DYCOM INDS INC COM 267475101 160.65 10,500 SH P SHARED 10,500 DYNAMIC MATLS CORP COM 267888105 6.30 400 SH P SHARED 400 DYNAMIC MATLS CORP COM 267888105 39.38 2,500 SH C SHARED 2,500 DYNAMIC MATLS CORP COM 267888105 287.89 18,279 SH SHARED 01 18,279 DYNASIL CORP AMER COM 268102100 1.08 408 SH SOLE 408 DYNATRONICS CORP COM 268157104 5.94 7,429 SH SOLE 7,429

DYNAVAX TECHNOLOGIES CORP COM 268158102 9.67 5,200 SH C SOLE 5,200 DYNAVOX INC CL A 26817F104 12.60 3,500 SH SHARED 01 3,500 DYNEGY INC DEL COM 26817G300 0.41 100 SH C SHARED 100 DYNEGY INC DEL COM 26817G300 6.18 1,500 SH SHARED 01 1,500 DYNEGY INC DEL COM 26817G300 147.91 35,900 SH P SHARED 35,900 DYNEGY INC DEL COM 26817G300 20,768.59 5,040,920 SH SHARED 5,040,920 DYNEX CAP INC COM NEW 26817Q506 173.60 21,538 SH SHARED 21,538 DYNEX CAP INC COM NEW 26817Q506 536.51 66,564 SH SHARED 01 66,564 E FUTURE INFORMATION TECH IN SHS G29438101 3.21 898 SH SOLE 898 E HOUSE CHINA HLDGS LTD ADR 26852W103 5.79 1,000 SH C SHARED 1,000 E HOUSE CHINA HLDGS LTD ADR 26852W103 7.41 1,280 SH SHARED 01 1,280 E M C CORP MASS NOTE 1.750%12/0 268648AK8 78,962.54 60,392,000 PRN SHARED 60,392,000 E M C CORP MASS NOTE 1.750%12/0 268648AM4 71,098.78 50,380,000 PRN SHARED 50,380,000 E M C CORP MASS COM 268648102 74.22 3,536 SH SHARED 21 3,536 E M C CORP MASS COM 268648102 136.02 6,480 SH SHARED 6,480 E M C CORP MASS COM 268648102 2,633.01 125,441 SH SHARED 125,441 E M C CORP MASS COM 268648102 5,840.68 278,260 SH SHARED 20 278,260 E M C CORP MASS COM 268648102 20,687.74 985,600 SH C SHARED 985,600 E M C CORP MASS COM 268648102 26,525.06 1,263,700 SH P SHARED 1,263,700 E M C CORP MASS COM 268648102 92,816.14 4,421,922 SH SHARED 01 4,421,922 E M C CORP MASS NOTE 1.750%12/0 268648AM4 176.41 125,000 PRN SHARED 01 125,000 E M C CORP MASS NOTE 1.750%12/0 268648AK8 62.76 48,000 PRN SHARED 01 48,000 E TRADE FINANCIAL CORP COM NEW 269246401 786.19 86,300 SH C SHARED 86,300 E TRADE FINANCIAL CORP COM NEW 269246401 1,597.00 175,302 SH SHARED 175,302 E TRADE FINANCIAL CORP COM NEW 269246401 1,963.87 215,573 SH SHARED 01 215,573 E TRADE FINANCIAL CORP COM NEW 269246401 2,448.77 268,800 SH P SHARED 268,800 EAGLE BANCORP INC MD COM 268948106 0.01 1 SH SHARED 01 1 EAGLE BANCORP MONT INC COM 26942G100 4.77 453 SH SOLE 453 EAGLE BULK SHIPPING INC COM Y2187A101 2.04 1,300 SH C SHARED 1,300 EAGLE BULK SHIPPING INC COM Y2187A101 3.14 2,000 SH P SHARED 2,000 EAGLE BULK SHIPPING INC COM Y2187A101 15.13 9,636 SH SHARED 01 9,636 EAGLE MATERIALS INC COM 26969P108 2.15 129 SH SHARED 21 129 EAGLE MATERIALS INC COM 26969P108 6.66 400 SH C SHARED 400 EAGLE MATERIALS INC COM 26969P108 43.29 2,600 SH P SHARED 2,600 EAGLE MATERIALS INC COM 26969P108 52.38 3,146 SH SHARED 01 3,146

EAGLE ROCK ENERGY PARTNERS L UNIT 26985R104 31.07 3,200 SH C SHARED 3,200 EAGLE ROCK ENERGY PARTNERS L UNIT 26985R104 51.10 5,263 SH SHARED 5,263 EAGLE ROCK ENERGY PARTNERS L UNIT 26985R104 35,573.07 3,663,550 SH SHARED 01 3,663,550 EAGLE ROCK ENERGY PARTNERS L *W EXP 05/15/201 26985R120 599.80 173,354 SH SHARED 01 173,354 EAGLE ROCK ENERGY PARTNERS L *W EXP 05/15/201 26985R120 1,430.49 413,436 SH SHARED 413,436 EARTHLINK INC FRNT 3.250%11/1 270321AA0 1,201.48 1,206,000 PRN SOLE 1,206,000 EARTHLINK INC COM 270321102 936.40 143,400 SH P SHARED 143,400 EARTHLINK INC COM 270321102 1,480.20 226,677 SH SHARED 01 226,677 EARTHLINK INC COM 270321102 9,655.26 1,478,600 SH C SHARED 1,478,600 EARTHLINK INC COM 270321102 14,658.67 2,244,820 SH SHARED 2,244,820 EARTHSTONE ENERGY INC COM NEW 27032D205 12.57 1,037 SH SOLE 1,037 EAST WEST BANCORP INC COM 27579R104 7.46 500 SH C SHARED 500 EAST WEST BANCORP INC COM 27579R104 22.56 1,513 SH SHARED 21 1,513 EAST WEST BANCORP INC COM 27579R104 1,510.50 101,308 SH SHARED 01 101,308 EASTERN AMERN NAT GAS TR UNIT 99/99/9999 276217106 34.20 1,490 SH SHARED 1,490 EASTERN AMERN NAT GAS TR UNIT 99/99/9999 276217106 42.07 1,833 SH SHARED 01 1,833 EASTERN CO COM 276317104 39.68 2,159 SH SOLE 2,159 EASTERN INS HLDGS INC COM 276534104 0.67 51 SH SOLE 51 EASTERN VA BANKSHARES INC COM 277196101 2.59 1,079 SH SOLE 1,079 EASTGROUP PPTY INC COM 277276101 75.86 1,989 SH SHARED 1,989 EASTGROUP PPTY INC COM 277276101 508.25 13,326 SH SHARED 13,326 EASTGROUP PPTY INC COM 277276101 851.21 22,318 SH SHARED 01 22,318 EASTMAN CHEM CO COM 277432100 13.71 200 SH P SHARED 200 EASTMAN CHEM CO COM 277432100 17.82 260 SH SHARED 20 260 EASTMAN CHEM CO COM 277432100 68.53 1,000 SH C SHARED 1,000 EASTMAN CHEM CO COM 277432100 301.53 4,400 SH SHARED 4,400 EASTMAN CHEM CO COM 277432100 3,720.15 54,285 SH SHARED 01 54,285 EASTMAN KODAK CO COM 277461109 48.60 62,310 SH SHARED 01 62,310 EASTMAN KODAK CO COM 277461109 443.27 568,300 SH C SHARED 568,300 EASTMAN KODAK CO COM 277461109 511.81 656,166 SH SHARED 656,166 EASTMAN KODAK CO COM 277461109 934.75 1,198,400 SH P SHARED 1,198,400 EASTMAN KODAK CO NOTE 7.000% 4/0 277461BJ7 2.55 10,000 PRN SHARED 01 10,000 EATON CORP COM 278058102 0.53 15 SH SHARED 15

EATON CORP COM 278058102 29.29 825 SH SHARED 21 825 EATON CORP COM 278058102 355.00 10,000 SH P SHARED 10,000 EATON CORP COM 278058102 614.15 17,300 SH SHARED 17,300 EATON CORP COM 278058102 1,675.60 47,200 SH C SHARED 47,200 EATON CORP COM 278058102 7,381.98 207,943 SH SHARED 01 207,943 EATON VANCE CA MUNI INCOME T SH BEN INT 27826F101 8.74 694 SH SHARED 694 EATON VANCE CA MUNI INCOME T SH BEN INT 27826F101 404.75 32,123 SH SHARED 01 32,123 EATON VANCE CALIF MUN BD FD COM 27828A100 58.53 4,770 SH SHARED 4,770 EATON VANCE CALIF MUN BD FD COM 27828A100 513.08 41,816 SH SHARED 01 41,816 EATON VANCE CALIF MUN BD FD COM 27828C106 16.31 1,330 SH SHARED 01 1,330 EATON VANCE CALIF MUN BD FD COM 27828C106 35.24 2,874 SH SHARED 2,874 EATON VANCE CORP COM NON VTG 278265103 11.91 535 SH SHARED 20 535 EATON VANCE CORP COM NON VTG 278265103 207.11 9,300 SH SHARED 9,300 EATON VANCE CORP COM NON VTG 278265103 456.85 20,514 SH SHARED 01 20,514 EATON VANCE CORP COM NON VTG 278265103 589.89 26,488 SH SHARED 26,488 EATON VANCE ENH EQTY INC FD COM 278277108 44.77 4,541 SH SHARED 4,541 EATON VANCE ENH EQTY INC FD COM 278277108 215.28 21,834 SH SHARED 01 21,834 EATON VANCE ENHANCED EQ INC COM 278274105 38.48 3,935 SH SHARED 3,935 EATON VANCE ENHANCED EQ INC COM 278274105 1,266.89 129,539 SH SHARED 01 129,539 EATON VANCE FLTING RATE INC COM 278279104 38.45 2,729 SH SHARED 2,729 EATON VANCE FLTING RATE INC COM 278279104 1,801.97 127,890 SH SHARED 01 127,890 EATON VANCE LTD DUR INCOME F COM 27828H105 58.26 3,974 SH SHARED 3,974 EATON VANCE LTD DUR INCOME F COM 27828H105 14,182.03 967,396 SH SHARED 01 967,396 EATON VANCE MA MUNI INCOME T SH BEN INT 27826E104 5.37 365 SH SOLE 365 EATON VANCE MASS MUN BD FD COM 27828K108 43.91 3,066 SH SOLE 3,066 EATON VANCE MI MUNI INCOME T SH BEN INT 27826D106 21.90 1,773 SH SOLE 1,773 EATON VANCE MICH MUN BD FD COM 27828M104 5.69 418 SH SOLE 418

EATON VANCE MUN BD FD COM 27827X101 918.30 74,356 SH SHARED 01 74,356 EATON VANCE MUN BD FD II COM 27827K109 100.94 7,601 SH SHARED 01 7,601 EATON VANCE MUNI INCOME TRUS SH BEN INT 27826U108 1,304.54 107,105 SH SHARED 01 107,105 EATON VANCE N J MUN BD FD COM 27828R103 1.26 94 SH SOLE 94 EATON VANCE N Y MUN BD FD II COM 27828T109 5.70 442 SH SHARED 442 EATON VANCE N Y MUN BD FD II COM 27828T109 5.99 465 SH SHARED 01 465 EATON VANCE NATL MUN OPPORT COM SHS 27829L105 17.75 899 SH SHARED 899 EATON VANCE NATL MUN OPPORT COM SHS 27829L105 3,057.77 154,902 SH SHARED 01 154,902 EATON VANCE NEW YORK MUN BD COM 27827Y109 48.96 3,640 SH SHARED 01 3,640 EATON VANCE NEW YORK MUN BD COM 27827Y109 68.64 5,103 SH SHARED 5,103 EATON VANCE NJ MUNI INCOME T SH BEN INT 27826V106 2.90 224 SH SHARED 224 EATON VANCE NJ MUNI INCOME T SH BEN INT 27826V106 27.73 2,141 SH SHARED 01 2,141 EATON VANCE NY MUNI INCOME T SH BEN INT 27826W104 65.38 4,836 SH SHARED 4,836 EATON VANCE NY MUNI INCOME T SH BEN INT 27826W104 71.54 5,292 SH SHARED 01 5,292 EATON VANCE OH MUNI INCOME T SH BEN INT 27826G109 17.58 1,344 SH SHARED 1,344 EATON VANCE OH MUNI INCOME T SH BEN INT 27826G109 168.61 12,889 SH SHARED 01 12,889 EATON VANCE OHIO MUN BD FD COM 27828L106 20.74 1,623 SH SHARED 1,623 EATON VANCE OHIO MUN BD FD COM 27828L106 75.48 5,906 SH SHARED 01 5,906 EATON VANCE PA MUN BD FD COM 27828W102 15.64 1,200 SH SOLE 1,200 EATON VANCE PA MUNI INCOME T SH BEN INT 27826T101 17.36 1,356 SH SOLE 1,356 EATON VANCE RISK MNGD DIV EQ COM 27829G106 55.85 5,100 SH SHARED 5,100 EATON VANCE RISK MNGD DIV EQ COM 27829G106 22,414.81 2,047,015 SH SHARED 01 2,047,015 EATON VANCE SH TM DR DIVR IN COM 27828V104 2,618.34 162,731 SH SHARED 01 162,731

EATON VANCE SR FLTNG RTE TR COM 27828Q105 34.97 2,461 SH SHARED 2,461 EATON VANCE SR FLTNG RTE TR COM 27828Q105 4,194.20 295,158 SH SHARED 01 295,158 EATON VANCE SR INCOME TR SH BEN INT 27826S103 39.19 6,211 SH SHARED 6,211 EATON VANCE SR INCOME TR SH BEN INT 27826S103 2,330.08 369,268 SH SHARED 01 369,268 EATON VANCE TAX ADVT DIV INC COM 27828G107 62.81 4,595 SH SHARED 4,595 EATON VANCE TAX ADVT DIV INC COM 27828G107 14,538.21 1,063,512 SH SHARED 01 1,063,512 EATON VANCE TAX MNGD GBL DV COM 27829F108 9,939.78 1,242,472 SH SHARED 1,242,472 EATON VANCE TAX MNGD GBL DV COM 27829F108 11,199.14 1,399,893 SH SHARED 01 1,399,893 EATON VANCE TAX MNGED BUY WR COM 27828X100 811.16 69,807 SH SHARED 01 69,807 EATON VANCE TAX-ADV BD & OPT COM SH BEN INT 27829M103 2,708.17 163,537 SH SHARED 01 163,537 EATON VANCE TX ADV GLB DIV O COM 27828U106 9.64 590 SH SHARED 590 EATON VANCE TX ADV GLB DIV O COM 27828U106 7,415.73 453,839 SH SHARED 01 453,839 EATON VANCE TX ADV GLBL DIV COM 27828S101 31.02 2,547 SH SHARED 2,547 EATON VANCE TX ADV GLBL DIV COM 27828S101 7,658.44 628,772 SH SHARED 01 628,772 EATON VANCE TX MGD DIV EQ IN COM 27828N102 4,291.26 503,079 SH SHARED 503,079 EATON VANCE TX MGD DIV EQ IN COM 27828N102 13,782.48 1,615,765 SH SHARED 01 1,615,765 EATON VANCE TX MNG BY WRT OP COM 27828Y108 4,477.06 409,987 SH SHARED 01 409,987 EATON VANCE TXMGD GL BUYWR O COM 27829C105 22.70 2,326 SH SHARED 2,326 EATON VANCE TXMGD GL BUYWR O COM 27829C105 8,026.73 822,411 SH SHARED 01 822,411 EBAY INC COM 278642103 41.17 1,396 SH SHARED 21 1,396 EBAY INC COM 278642103 2,252.77 76,391 SH SHARED 76,391 EBAY INC COM 278642103 20,525.04 696,000 SH C SHARED 696,000 EBAY INC COM 278642103 33,229.86 1,126,818 SH SHARED 01 1,126,818 EBAY INC COM 278642103 47,891.76 1,624,000 SH P SHARED 1,624,000 EBIX INC COM NEW 278715206 2.94 200 SH C SHARED 200 EBIX INC COM NEW 278715206 44.84 3,050 SH SHARED 01 3,050 EBIX INC COM NEW 278715206 47.04 3,200 SH P SHARED 3,200 ECA MARCELLUS TR I COM UNIT 26827L109 36.97 1,471 SH SHARED 1,471

ECA MARCELLUS TR I COM UNIT 26827L109 2,638.25 104,984 SH SHARED 01 104,984 ECB BANCORP INC COM 268253101 3.53 297 SH SHARED 01 297 ECHELON CORP COM 27874N105 2.80 400 SH C SHARED 400 ECHELON CORP COM 27874N105 1,598.98 228,100 SH SHARED 01 228,100 ECHO GLOBAL LOGISTICS INC COM 27875T101 6.65 500 SH SHARED 01 500 ECHO GLOBAL LOGISTICS INC COM 27875T101 170.12 12,791 SH SHARED 12,791 ECHO THERAPEUTICS INC COM 27876L107 0.58 200 SH SHARED 01 200 ECHO THERAPEUTICS INC COM 27876L107 10.90 3,757 SH SHARED 3,757 ECHOSTAR CORP CL A 278768106 22.02 974 SH SHARED 01 974 ECHOSTAR CORP CL A 278768106 627.70 27,762 SH SHARED 27,762 ECOLAB INC COM 278865100 12.22 250 SH SHARED 21 250 ECOLAB INC COM 278865100 161.34 3,300 SH C SHARED 3,300 ECOLAB INC COM 278865100 850.69 17,400 SH SHARED 17,400 ECOLAB INC COM 278865100 1,920.15 39,275 SH SHARED 20 39,275 ECOLAB INC COM 278865100 10,371.87 212,147 SH SHARED 01 212,147 ECOLOGY & ENVIRONMENT INC CL A 278878103 16.44 1,044 SH SOLE 1,044 E-COMMERCE CHINA DANGDANG IN SPN ADS COM A 26833A105 54.34 11,000 SH C SHARED 11,000 E-COMMERCE CHINA DANGDANG IN SPN ADS COM A 26833A105 84.16 17,037 SH SHARED 17,037 E-COMMERCE CHINA DANGDANG IN SPN ADS COM A 26833A105 269.72 54,600 SH P SHARED 54,600 E-COMMERCE CHINA DANGDANG IN SPN ADS COM A 26833A105 471.26 95,397 SH SHARED 01 95,397 ECOPETROL S A SPONSORED ADS 279158109 193.71 4,808 SH SHARED 01 4,808 ECOPETROL S A SPONSORED ADS 279158109 362.61 9,000 SH SHARED 9,000 ECOPETROL S A SPONSORED ADS 279158109 863.25 21,426 SH SHARED 21,426 ECOTALITY INC COM NEW 27922Y202 11.06 5,946 SH SOLE 5,946 EDGAR ONLINE INC COM 279765101 7.05 11,746 SH SOLE 11,746 EDGEWATER TECHNOLOGY INC COM 280358102 16.36 7,022 SH SOLE 7,022 EDIETS COM INC COM NEW 280597204 11.02 8,814 SH SOLE 8,814 EDISON INTL COM 281020107 7.69 201 SH SHARED 21 201 EDISON INTL COM 281020107 168.30 4,400 SH P SHARED 4,400 EDISON INTL COM 281020107 584.80 15,289 SH SHARED 15,289 EDISON INTL COM 281020107 669.38 17,500 SH C SHARED 17,500 EDISON INTL COM 281020107 731.53 19,125 SH SHARED 19,125 EDISON INTL COM 281020107 4,049.30 105,864 SH SHARED 01 105,864 EDUCATION MGMT CORP NEW COM 28140M103 14.84 1,000 SH C SOLE 1,000

EDUCATION MGMT CORP NEW COM 28140M103 66.78 4,500 SH P SOLE 4,500 EDUCATION MGMT CORP NEW COM 28140M103 156.24 10,528 SH SOLE 10,528 EDUCATION RLTY TR INC COM 28140H104 14.48 1,686 SH SHARED 01 1,686 EDUCATION RLTY TR INC COM 28140H104 294.85 34,325 SH SHARED 34,325 EDUCATIONAL DEV CORP COM 281479105 5.15 1,000 SH SHARED 01 1,000 EDWARDS LIFESCIENCES CORP COM 28176E108 256.61 3,600 SH P SHARED 3,600 EDWARDS LIFESCIENCES CORP COM 28176E108 484.56 6,798 SH SHARED 6,798 EDWARDS LIFESCIENCES CORP COM 28176E108 677.16 9,500 SH C SHARED 9,500 EDWARDS LIFESCIENCES CORP COM 28176E108 1,588.47 22,285 SH SHARED 20 22,285 EDWARDS LIFESCIENCES CORP COM 28176E108 9,638.91 135,226 SH SHARED 01 135,226 EGA EMERGING GLOBAL SHS TR EGS BRAZ INF ETF 268461829 29.42 1,500 SH SHARED 1,500 EGA EMERGING GLOBAL SHS TR EGS BRAZ INF ETF 268461829 4,333.67 220,993 SH SHARED 01 220,993 EGA EMERGING GLOBAL SHS TR EGS CHIN INF ETF 268461837 317.64 23,337 SH SHARED 01 23,337 EGA EMERGING GLOBAL SHS TR EGS EMKTCONS ETF 268461779 44.59 2,243 SH SHARED 2,243 EGA EMERGING GLOBAL SHS TR EGS EMKTCONS ETF 268461779 12,174.29 612,389 SH SHARED 01 612,389 EGA EMERGING GLOBAL SHS TR EGSHARE EM METLS 268461852 28.66 1,879 SH SHARED 1,879 EGA EMERGING GLOBAL SHS TR EGSHARE EM METLS 268461852 155.91 10,223 SH SHARED 01 10,223 EGA EMERGING GLOBAL SHS TR EGSHARE ENGY GEM 268461860 30.81 1,465 SH SHARED 1,465 EGA EMERGING GLOBAL SHS TR EGSHARE ENGY GEM 268461860 92.47 4,396 SH SHARED 01 4,396 EGA EMERGING GLOBAL SHS TR EGSHARE FINL GEM 268461506 22.61 1,348 SH SHARED 1,348 EGA EMERGING GLOBAL SHS TR EGSHARE FINL GEM 268461506 99.08 5,908 SH SHARED 01 5,908 EGA EMERGING GLOBAL SHS TR EGSHARE GEM COMP 268461100 32.02 1,628 SH SHARED 1,628 EGA EMERGING GLOBAL SHS TR EGSHARE GEM COMP 268461100 1,650.75 83,922 SH SHARED 01 83,922 EGA EMERGING GLOBAL SHS TR EGS INDIA SC ETF 268461811 29.34 2,004 SH SOLE 2,004

EGA EMERGING GLOBAL SHS TR EGS INDI INF ETF 268461845 42.54 2,996 SH SOLE 2,996 EHEALTH INC COM 28238P109 19.19 1,405 SH SHARED 21 1,405 EHEALTH INC COM 28238P109 347.55 25,443 SH SHARED 25,443 EHEALTH INC COM 28238P109 895.67 65,569 SH SHARED 01 65,569 EINSTEIN NOAH REST GROUP INC COM 28257U104 964.69 75,190 SH SHARED 01 75,190 EL PASO CORP COM 28336L109 19.75 1,130 SH SHARED 21 1,130 EL PASO CORP COM 28336L109 886.24 50,700 SH SHARED 50,700 EL PASO CORP COM 28336L109 8,956.75 512,400 SH P SHARED 512,400 EL PASO CORP COM 28336L109 13,366.69 764,685 SH SHARED 764,685 EL PASO CORP COM 28336L109 15,179.63 868,400 SH C SHARED 868,400 EL PASO CORP COM 28336L109 24,117.58 1,379,724 SH SHARED 01 1,379,724 EL PASO ELEC CO COM NEW 283677854 7.57 236 SH SHARED 21 236 EL PASO ELEC CO COM NEW 283677854 134.52 4,192 SH SHARED 4,192 EL PASO ELEC CO COM NEW 283677854 254.09 7,918 SH SHARED 01 7,918 EL PASO ENERGY CAP TR I PFD CV TR SECS 283678209 34.73 776 SH SHARED 776 EL PASO ENERGY CAP TR I PFD CV TR SECS 283678209 1,152.54 25,755 SH SHARED 01 25,755 EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 10.64 300 SH C SHARED 300 EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 78.03 2,200 SH P SHARED 2,200 EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 12,824.89 361,570 SH SHARED 361,570 EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 53,645.47 1,512,418 SH SHARED 01 1,512,418 ELAN PLC ADR 284131208 1,439.97 136,749 SH SHARED 01 136,749 ELAN PLC ADR 284131208 8,600.72 816,783 SH SHARED 816,783 ELBIT IMAGING LTD ORD SHS M37605108 0.11 46 SH SHARED 01 46 ELBIT IMAGING LTD ORD SHS M37605108 2.62 1,071 SH SHARED 1,071 ELBIT SYS LTD ORD M3760D101 47.68 1,198 SH SHARED 1,198 ELBIT SYS LTD ORD M3760D101 211.14 5,305 SH SHARED 20 5,305 ELBIT SYS LTD ORD M3760D101 632.82 15,900 SH SHARED 01 15,900 ELBIT SYS LTD ORD M3760D101 3,325.05 83,544 SH SHARED 83,544 ELDORADO GOLD CORP NEW COM 284902103 114.84 6,700 SH P SHARED 6,700 ELDORADO GOLD CORP NEW COM 284902103 486.78 28,400 SH SHARED 28,400 ELDORADO GOLD CORP NEW COM 284902103 1,191.71 69,528 SH SHARED 01 69,528 ELDORADO GOLD CORP NEW COM 284902103 1,595.73 93,100 SH C SHARED 93,100 ELDORADO GOLD CORP NEW COM 284902103 5,028.31 293,367 SH SHARED 293,367

ELECTRO RENT CORP COM 285218103 308.72 22,355 SH SHARED 01 22,355 ELECTRO SCIENTIFIC INDS COM 285229100 183.70 15,450 SH SHARED 01 15,450 ELECTRONIC ARTS INC COM 285512109 9.24 452 SH SHARED 21 452 ELECTRONIC ARTS INC COM 285512109 339.47 16,600 SH SHARED 16,600 ELECTRONIC ARTS INC COM 285512109 2,062.91 100,876 SH SHARED 01 100,876 ELECTRONIC ARTS INC COM 285512109 9,574.69 468,200 SH P SHARED 468,200 ELECTRONIC ARTS INC COM 285512109 10,478.58 512,400 SH C SHARED 512,400 ELECTRONIC ARTS INC COM 285512109 17,257.31 843,878 SH SHARED 843,878 ELECTRONICS FOR IMAGING INC COM 286082102 4.92 365 SH SHARED 20 365 ELECTRONICS FOR IMAGING INC COM 286082102 22.23 1,650 SH SHARED 01 1,650 ELIZABETH ARDEN INC COM 28660G106 2.84 100 SH SHARED 01 100 ELLINGTON FINANCIAL LLC COM 288522303 261.51 15,222 SH SHARED 15,222 ELLINGTON FINANCIAL LLC COM 288522303 408.71 23,790 SH SHARED 01 23,790 ELLIS PERRY INTL INC COM 288853104 1,077.88 57,334 SH SHARED 01 57,334 ELLOMAY CAPITAL LIMITED SHS M39927120 7.12 1,200 SH SOLE 1,200 ELLSWORTH FUND LTD COM 289074106 2,941.84 457,518 SH SHARED 01 457,518 ELONG INC SPONSORED ADR 290138205 2.61 151 SH SOLE 151 ELSTER GROUP SE SPONSORED ADR 290348101 1,278.14 85,494 SH SHARED 01 85,494 ELSTER GROUP SE SPONSORED ADR 290348101 4,573.40 305,913 SH SHARED 305,913 EMAGIN CORP COM NEW 29076N206 1.84 700 SH SHARED 01 700 EMBOTELLADORA ANDINA S A SPON ADR B 29081P303 612.50 25,000 SH SHARED 01 25,000 EMBRAER S A SP ADR REP 4 COM 29082A107 3.73 147 SH SHARED 21 147 EMBRAER S A SP ADR REP 4 COM 29082A107 15.98 630 SH SHARED 20 630 EMBRAER S A SP ADR REP 4 COM 29082A107 89.15 3,514 SH SHARED 3,514 EMBRAER S A SP ADR REP 4 COM 29082A107 97.78 3,854 SH SHARED 01 3,854 EMBRAER S A SP ADR REP 4 COM 29082A107 164.91 6,500 SH SHARED 6,500 EMCLAIRE FINL CORP COM 290828102 19.49 1,192 SH SOLE 1,192 EMCOR GROUP INC COM 29084Q100 44.01 2,165 SH SHARED 01 2,165 EMCOR GROUP INC COM 29084Q100 587.70 28,908 SH SHARED 28,908 EMCORE CORP COM 290846104 0.79 800 SH SHARED 01 800 EMCORE CORP COM 290846104 5.25 5,308 SH SHARED 5,308 EMCORE CORP COM 290846104 9.31 9,400 SH C SHARED 9,400 EMDEON INC CL A 29084T104 52.33 2,785 SH SHARED 20 2,785 EMDEON INC CL A 29084T104 142.97 7,609 SH SHARED 01 7,609 EMDEON INC CL A 29084T104 1,127.40 60,000 SH C SHARED 60,000 EMDEON INC CL A 29084T104 1,442.96 76,794 SH SHARED 76,794 EMDEON INC CL A 29084T104 6,138.69 326,700 SH P SHARED 326,700 EMERGENT BIOSOLUTIONS INC COM 29089Q105 160.01 10,370 SH SOLE 10,370

EMERITUS CORP COM 291005106 24.68 1,750 SH SHARED 01 1,750 EMERSON ELEC CO COM 291011104 14.71 356 SH SHARED 21 356 EMERSON ELEC CO COM 291011104 1,276.48 30,900 SH P SHARED 30,900 EMERSON ELEC CO COM 291011104 1,660.66 40,200 SH C SHARED 40,200 EMERSON ELEC CO COM 291011104 1,782.49 43,149 SH SHARED 43,149 EMERSON ELEC CO COM 291011104 3,107.17 75,216 SH SHARED 75,216 EMERSON ELEC CO COM 291011104 65,811.95 1,593,124 SH SHARED 01 1,593,124 EMERSON RADIO CORP COM NEW 291087203 3.90 2,551 SH SOLE 2,551 EMPIRE DIST ELEC CO COM 291641108 176.47 9,106 SH SHARED 9,106 EMPIRE DIST ELEC CO COM 291641108 265.76 13,713 SH SHARED 01 13,713 EMPIRE RESORTS INC COM 292052107 1.05 1,332 SH SHARED 1,332 EMPIRE RESORTS INC COM 292052107 17.14 21,700 SH SHARED 01 21,700 EMPRESA NACIONAL DE ELCTRCID SPONSORED ADR 29244T101 318.42 7,347 SH SHARED 7,347 EMPRESA NACIONAL DE ELCTRCID SPONSORED ADR 29244T101 384.69 8,876 SH SHARED 01 8,876 EMPRESAS ICA S A DE CV SPONS ADR NEW 292448206 185.78 41,842 SH SHARED 41,842 EMPRESAS ICA S A DE CV SPONS ADR NEW 292448206 891.97 200,895 SH SHARED 01 200,895 EMULEX CORP COM NEW 292475209 0.90 140 SH SHARED 20 140 EMULEX CORP COM NEW 292475209 4.19 655 SH SHARED 01 655 EMULEX CORP COM NEW 292475209 8.32 1,300 SH C SHARED 1,300 EMULEX CORP COM NEW 292475209 120.96 18,900 SH P SHARED 18,900 ENBRIDGE ENERGY MANAGEMENT L SHS UNITS LLI 29250X103 537.54 19,554 SH SHARED 19,554 ENBRIDGE ENERGY MANAGEMENT L SHS UNITS LLI 29250X103 1,459.58 53,095 SH SHARED 01 53,095 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 57.69 2,100 SH P SHARED 2,100 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 258.22 9,400 SH C SHARED 9,400 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 11,780.29 428,842 SH SHARED 428,842 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 25,174.72 916,444 SH SHARED 01 916,444 ENBRIDGE INC COM 29250N105 35.12 1,100 SH C SHARED 1,100 ENBRIDGE INC COM 29250N105 46.17 1,446 SH SHARED 20 1,446 ENBRIDGE INC COM 29250N105 1,268.42 39,725 SH SHARED 39,725 ENBRIDGE INC COM 29250N105 4,561.14 142,848 SH SHARED 01 142,848 ENBRIDGE INC COM 29250N105 5,134.02 160,790 SH SHARED 160,790 ENCANA CORP COM 292505104 674.27 35,100 SH C SHARED 35,100 ENCANA CORP COM 292505104 733.82 38,200 SH P SHARED 38,200 ENCANA CORP COM 292505104 793.37 41,300 SH SHARED 41,300 ENCANA CORP COM 292505104 3,933.73 204,775 SH SHARED 204,775 ENCANA CORP COM 292505104 6,603.98 343,778 SH SHARED 01 343,778

ENCORE ENERGY PARTNERS LP COM UNIT 29257A106 9.36 500 SH P SHARED 500 ENCORE ENERGY PARTNERS LP COM UNIT 29257A106 52.42 2,800 SH C SHARED 2,800 ENCORE ENERGY PARTNERS LP COM UNIT 29257A106 182.63 9,756 SH SHARED 9,756 ENCORE ENERGY PARTNERS LP COM UNIT 29257A106 1,473.64 78,720 SH SHARED 01 78,720 ENCORE WIRE CORP COM 292562105 2.06 100 SH C SHARED 100 ENCORE WIRE CORP COM 292562105 20.58 1,000 SH SHARED 01 1,000 ENDEAVOUR SILVER CORP COM 29258Y103 17.96 2,000 SH SHARED 01 2,000 ENDEAVOUR SILVER CORP COM 29258Y103 82.62 9,200 SH P SHARED 9,200 ENDEAVOUR SILVER CORP COM 29258Y103 616.93 68,700 SH C SHARED 68,700 ENDO PHARMACEUTICALS HLDGS I NOTE 1.750% 4/1 29264FAB2 1,693.13 1,500,000 PRN SOLE 1,500,000 ENDO PHARMACEUTICALS HLDGS I COM 29264F205 11.20 400 SH P SHARED 400 ENDO PHARMACEUTICALS HLDGS I COM 29264F205 36.39 1,300 SH C SHARED 1,300 ENDO PHARMACEUTICALS HLDGS I COM 29264F205 2,485.06 88,784 SH SHARED 88,784 ENDO PHARMACEUTICALS HLDGS I COM 29264F205 3,558.90 127,149 SH SHARED 01 127,149 ENDOCYTE INC COM 29269A102 43.88 4,140 SH SOLE 4,140 ENDOLOGIX INC COM 29266S106 5.02 500 SH C SHARED 500 ENDOLOGIX INC COM 29266S106 164.66 16,400 SH SHARED 01 16,400 ENDURANCE SPECIALTY HLDGS LT SHS G30397106 5.40 158 SH SHARED 21 158 ENDURANCE SPECIALTY HLDGS LT SHS G30397106 5.63 165 SH SHARED 20 165 ENDURANCE SPECIALTY HLDGS LT SHS G30397106 1,114.01 32,621 SH SHARED 32,621 ENDURANCE SPECIALTY HLDGS LT SHS G30397106 4,935.56 144,526 SH SHARED 01 144,526 ENER1 INC COM NEW 29267A203 0.99 7,200 SH C SHARED 7,200 ENER1 INC COM NEW 29267A203 1.86 13,593 SH SHARED 13,593 ENER1 INC COM NEW 29267A203 21.48 156,778 SH SHARED 01 156,778 ENERGEN CORP COM 29265N108 9.16 224 SH SHARED 21 224

ENERGEN CORP COM 29265N108 12.27 300 SH C SHARED 300 ENERGEN CORP COM 29265N108 159.47 3,900 SH SHARED 3,900 ENERGEN CORP COM 29265N108 2,216.77 54,213 SH SHARED 01 54,213 ENERGIZER HLDGS INC COM 29266R108 12.16 183 SH SHARED 21 183 ENERGIZER HLDGS INC COM 29266R108 219.25 3,300 SH P SHARED 3,300 ENERGIZER HLDGS INC COM 29266R108 245.83 3,700 SH SHARED 3,700 ENERGIZER HLDGS INC COM 29266R108 438.50 6,600 SH C SHARED 6,600 ENERGIZER HLDGS INC COM 29266R108 1,697.21 25,545 SH SHARED 01 25,545 ENERGIZER HLDGS INC COM 29266R108 139,777.73 2,103,819 SH SHARED 2,103,819 ENERGY CONVERSION DEVICES IN COM 292659109 0.27 500 SH P SHARED 500 ENERGY CONVERSION DEVICES IN COM 292659109 0.38 716 SH SHARED 716 ENERGY CONVERSION DEVICES IN COM 292659109 4.29 8,100 SH C SHARED 8,100 ENERGY CONVERSION DEVICES IN COM 292659109 14.44 27,251 SH SHARED 01 27,251 ENERGY FOCUS INC COM 29268T102 2.41 6,800 SH SHARED 01 6,800 ENERGY INCOME & GROWTH FD COM 292697109 9.10 359 SH SHARED 359 ENERGY INCOME & GROWTH FD COM 292697109 138.58 5,469 SH SHARED 01 5,469 ENERGY RECOVERY INC COM 29270J100 7.50 2,500 SH SHARED 01 2,500 ENERGY SVCS OF AMERICA CORP COM 29271Q103 1.59 777 SH SOLE 777 ENERGY SVCS OF AMERICA CORP *W EXP 10/12/201 29271Q111 0.24 3,981 SH SOLE 3,981 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 139.12 4,000 SH C SHARED 4,000 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 180.86 5,200 SH P SHARED 5,200 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 8,417.18 242,012 SH SHARED 242,012 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 13,524.66 388,863 SH SHARED 01 388,863 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 282.97 6,900 SH C SHARED 6,900 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 594.65 14,500 SH P SHARED 14,500 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 18,163.94 442,915 SH SHARED 442,915 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 42,723.73 1,041,788 SH SHARED 01 1,041,788 ENERGY XXI (BERMUDA) LTD USD UNRS SHS G10082140 12.89 600 SH P SHARED 600

ENERGY XXI (BERMUDA) LTD USD UNRS SHS G10082140 1,636.78 76,200 SH C SHARED 76,200 ENERGY XXI (BERMUDA) LTD USD UNRS SHS G10082140 4,631.00 215,596 SH SHARED 01 215,596 ENERGYSOLUTIONS INC COM 292756202 12.71 3,600 SH C SHARED 3,600 ENERGYSOLUTIONS INC COM 292756202 16.68 4,726 SH SHARED 01 4,726 ENERGYSOLUTIONS INC COM 292756202 306.46 86,815 SH SHARED 86,815 ENERNOC INC COM 292764107 6.30 700 SH C SHARED 700 ENERNOC INC COM 292764107 46.80 5,200 SH P SHARED 5,200 ENERNOC INC COM 292764107 261.91 29,101 SH SHARED 01 29,101 ENERNOC INC COM 292764107 1,230.42 136,713 SH SHARED 136,713 ENERPLUS CORP COM 292766102 105.52 4,300 SH P SHARED 4,300 ENERPLUS CORP COM 292766102 260.12 10,600 SH SHARED 10,600 ENERPLUS CORP COM 292766102 534.97 21,800 SH C SHARED 21,800 ENERPLUS CORP COM 292766102 1,105.53 45,050 SH SHARED 45,050 ENERPLUS CORP COM 292766102 22,547.92 918,823 SH SHARED 01 918,823 ENERSIS S A SPONSORED ADR 29274F104 276.94 16,377 SH SHARED 01 16,377 ENERSIS S A SPONSORED ADR 29274F104 2,408.09 142,406 SH SHARED 142,406 ENERSYS COM 29275Y102 4.12 206 SH SHARED 21 206 ENERSYS COM 29275Y102 52.05 2,600 SH C SHARED 2,600 ENERSYS COM 29275Y102 52.05 2,600 SH P SHARED 2,600 ENERSYS COM 29275Y102 2,367.39 118,251 SH SHARED 01 118,251 ENGEX INC COM 292851102 1.05 449 SH SOLE 449 ENGLOBAL CORP COM 293306106 7.37 2,720 SH SHARED 2,720 ENGLOBAL CORP COM 293306106 166.35 61,385 SH SHARED 01 61,385 ENI S P A SPONSORED ADR 26874R108 1.55 44 SH SHARED 21 44 ENI S P A SPONSORED ADR 26874R108 69.10 1,967 SH SHARED 1,967 ENI S P A SPONSORED ADR 26874R108 7,879.83 224,305 SH SHARED 01 224,305 ENNIS INC COM 293389102 670.81 51,364 SH SHARED 01 51,364 ENPRO INDS INC COM 29355X107 33.78 1,138 SH SHARED 01 1,138 ENPRO INDS INC COM 29355X107 100.53 3,387 SH SHARED 3,387 ENSCO PLC SPONSORED ADR 29358Q109 636.37 15,740 SH SHARED 20 15,740 ENSCO PLC SPONSORED ADR 29358Q109 1,079.48 26,700 SH P SHARED 26,700 ENSCO PLC SPONSORED ADR 29358Q109 3,250.57 80,400 SH C SHARED 80,400 ENSCO PLC SPONSORED ADR 29358Q109 12,129.28 300,007 SH SHARED 01 300,007 ENSIGN GROUP INC COM 29358P101 4.62 200 SH C SHARED 200 ENSIGN GROUP INC COM 29358P101 92.39 3,998 SH SHARED 01 3,998 ENSTAR GROUP LIMITED SHS G3075P101 846.98 8,894 SH SHARED 01 8,894 ENTEGRIS INC COM 29362U104 1.91 300 SH P SHARED 300 ENTEGRIS INC COM 29362U104 32.54 5,100 SH C SHARED 5,100 ENTEGRIS INC COM 29362U104 689.45 108,065 SH SHARED 01 108,065 ENTERCOM COMMUNICATIONS CORP CL A 293639100 13.13 2,500 SH C SOLE 2,500 ENTERGY CORP NEW COM 29364G103 3.12 47 SH SHARED 21 47 ENTERGY CORP NEW COM 29364G103 4.97 75 SH SHARED 20 75 ENTERGY CORP NEW COM 29364G103 13.26 200 SH P SHARED 200 ENTERGY CORP NEW COM 29364G103 39.91 602 SH SHARED 602

ENTERGY CORP NEW COM 29364G103 437.51 6,600 SH C SHARED 6,600 ENTERGY CORP NEW COM 29364G103 602.97 9,096 SH SHARED 9,096 ENTERGY CORP NEW COM 29364G103 10,721.74 161,740 SH SHARED 01 161,740 ENTERPRISE FINL SVCS CORP COM 293712105 27.18 2,000 SH SHARED 01 2,000 ENTERPRISE PRODS PARTNERS L COM 293792107 240.90 6,000 SH SHARED 21 6,000 ENTERPRISE PRODS PARTNERS L COM 293792107 453.70 11,300 SH P SHARED 11,300 ENTERPRISE PRODS PARTNERS L COM 293792107 1,549.79 38,600 SH C SHARED 38,600 ENTERPRISE PRODS PARTNERS L COM 293792107 90,367.93 2,250,758 SH SHARED 2,250,758 ENTERPRISE PRODS PARTNERS L COM 293792107 188,672.64 4,699,194 SH SHARED 01 4,699,194 ENTERTAINMENT GAMING ASIA IN COM 29383V107 2.60 10,000 SH SHARED 01 10,000 ENTERTAINMENT PPTYS TR COM SH BEN INT 29380T105 2.14 55 SH SHARED 21 55 ENTERTAINMENT PPTYS TR COM SH BEN INT 29380T105 7.80 200 SH C SHARED 200 ENTERTAINMENT PPTYS TR COM SH BEN INT 29380T105 891.32 22,866 SH SHARED 22,866 ENTERTAINMENT PPTYS TR COM SH BEN INT 29380T105 1,610.97 41,328 SH SHARED 01 41,328 ENTERTAINMENT PPTYS TR PFD C CNV 5.75% 29380T402 23.50 1,258 SH SOLE 1,258 ENTRAVISION COMMUNICATIONS C CL A 29382R107 3.57 3,500 SH SHARED 01 3,500 ENTREE GOLD INC COM 29383G100 147.06 105,800 SH SHARED 01 105,800 ENTREMED INC COM NEW 29382F202 3.04 2,000 SH SHARED 01 2,000 ENTREMED INC COM NEW 29382F202 4.17 2,744 SH SHARED 2,744 ENTROPIC COMMUNICATIONS INC COM 29384R105 33.20 8,039 SH SHARED 01 8,039 ENTROPIC COMMUNICATIONS INC COM 29384R105 41.30 10,000 SH C SHARED 10,000 ENTROPIC COMMUNICATIONS INC COM 29384R105 103.25 25,000 SH P SHARED 25,000 ENVESTNET INC COM 29404K106 1.50 150 SH SHARED 01 150 ENZO BIOCHEM INC COM 294100102 37.73 14,682 SH SHARED 01 14,682 ENZON PHARMACEUTICALS INC COM 293904108 25.34 3,600 SH SHARED 01 3,600 ENZON PHARMACEUTICALS INC COM 293904108 1,636.80 232,500 SH C SHARED 232,500 ENZON PHARMACEUTICALS INC COM 293904108 1,636.80 232,500 SH P SHARED 232,500

ENZON PHARMACEUTICALS INC COM 293904108 5,322.27 756,004 SH SHARED 756,004 EOG RES INC COM 26875P101 2.13 30 SH SHARED 30 EOG RES INC COM 26875P101 1,241.82 17,488 SH SHARED 17,488 EOG RES INC COM 26875P101 3,096.04 43,600 SH C SHARED 43,600 EOG RES INC COM 26875P101 4,066.39 57,265 SH SHARED 20 57,265 EOG RES INC COM 26875P101 7,005.85 98,660 SH SHARED 01 98,660 EOG RES INC COM 26875P101 16,857.77 237,400 SH P SHARED 237,400 EON COMMUNICATIONS CORP COM NEW 268763208 5.68 3,784 SH SOLE 3,784 EOS PFD CORP PFD EX D 8.50% 26878J201 14.52 747 SH SOLE 747 EPICEPT CORP COM NEW 294264304 0.01 31 SH SHARED 31 EPICEPT CORP COM NEW 294264304 0.03 101 SH SHARED 101 EPLUS INC COM 294268107 172.69 7,000 SH SHARED 01 7,000 EPOCRATES INC COM 29429D103 112.78 12,517 SH SOLE 12,517 EQT CORP COM 26884L109 5.34 100 SH P SHARED 100 EQT CORP COM 26884L109 16.92 317 SH SHARED 21 317 EQT CORP COM 26884L109 30.95 580 SH SHARED 20 580 EQT CORP COM 26884L109 48.02 900 SH C SHARED 900 EQT CORP COM 26884L109 426.88 8,000 SH SHARED 8,000 EQT CORP COM 26884L109 12,064.64 226,099 SH SHARED 01 226,099 EQUAL ENERGY LTD COM 29390Q109 336.17 77,280 SH SHARED 01 77,280 EQUIFAX INC COM 294429105 12.88 419 SH SHARED 21 419 EQUIFAX INC COM 294429105 218.56 7,110 SH SHARED 20 7,110 EQUIFAX INC COM 294429105 285.88 9,300 SH SHARED 9,300 EQUIFAX INC COM 294429105 1,594.24 51,862 SH SHARED 01 51,862 EQUINIX INC NOTE 3.000%10/1 29444UAG1 1,114.26 1,065,000 PRN SOLE 1,065,000 EQUINIX INC COM NEW 29444U502 12.88 145 SH SHARED 20 145 EQUINIX INC COM NEW 29444U502 20.88 235 SH SHARED 21 235 EQUINIX INC COM NEW 29444U502 941.60 10,600 SH P SHARED 10,600 EQUINIX INC COM NEW 29444U502 5,347.57 60,200 SH C SHARED 60,200 EQUINIX INC COM NEW 29444U502 6,229.38 70,127 SH SHARED 01 70,127 EQUINIX INC NOTE 4.750% 6/1 29444UAH9 26.93 21,000 PRN SHARED 01 21,000 EQUINIX INC NOTE 2.500% 4/1 29444UAF3 2.04 2,000 PRN SHARED 01 2,000 EQUITY LIFESTYLE PPTYS INC COM 29472R108 8.03 128 SH SHARED 21 128 EQUITY LIFESTYLE PPTYS INC COM 29472R108 156.75 2,500 SH P SHARED 2,500 EQUITY LIFESTYLE PPTYS INC COM 29472R108 564.30 9,000 SH C SHARED 9,000 EQUITY LIFESTYLE PPTYS INC COM 29472R108 894.92 14,273 SH SHARED 01 14,273 EQUITY LIFESTYLE PPTYS INC COM 29472R108 1,197.76 19,103 SH SHARED 19,103 EQUITY ONE COM 294752100 1.19 75 SH SHARED 21 75 EQUITY ONE COM 294752100 145.91 9,200 SH C SHARED 9,200

EQUITY ONE COM 294752100 440.26 27,759 SH SHARED 27,759 EQUITY ONE COM 294752100 746.94 47,096 SH SHARED 47,096 EQUITY ONE COM 294752100 762.71 48,090 SH SHARED 01 48,090 EQUITY RESIDENTIAL SH BEN INT 29476L107 8.20 158 SH SHARED 21 158 EQUITY RESIDENTIAL SH BEN INT 29476L107 10.37 200 SH P SHARED 200 EQUITY RESIDENTIAL SH BEN INT 29476L107 72.62 1,400 SH C SHARED 1,400 EQUITY RESIDENTIAL SH BEN INT 29476L107 4,877.02 94,024 SH SHARED 01 94,024 EQUITY RESIDENTIAL SH BEN INT 29476L107 8,411.91 162,173 SH SHARED 162,173 EQUUS TOTAL RETURN INC COM 294766100 5.23 2,782 SH SOLE 2,782 ERESEARCHTECHNOLOGY INC COM 29481V108 0.89 200 SH SHARED 01 200 ERICSSON L M TEL CO ADR B SEK 10 294821608 1,384.38 144,961 SH SHARED 144,961 ERICSSON L M TEL CO ADR B SEK 10 294821608 3,351.09 350,899 SH SHARED 01 350,899 ERIE INDTY CO CL A 29530P102 7.12 100 SH SHARED 01 100 ERIE INDTY CO CL A 29530P102 222.79 3,130 SH SHARED 3,130 ESCALON MED CORP COM NEW 296074305 0.81 735 SH SOLE 735 ESCO TECHNOLOGIES INC COM 296315104 7.22 283 SH SHARED 21 283 ESCO TECHNOLOGIES INC COM 296315104 77.72 3,048 SH SHARED 3,048 ESCO TECHNOLOGIES INC COM 296315104 344.48 13,509 SH SHARED 01 13,509 ESPEY MFG & ELECTRS CORP COM 296650104 15.65 675 SH SOLE 675 ESSEX PPTY TR INC COM 297178105 2.16 18 SH SHARED 21 18 ESSEX PPTY TR INC COM 297178105 24.01 200 SH P SHARED 200 ESSEX PPTY TR INC COM 297178105 36.01 300 SH C SHARED 300 ESSEX PPTY TR INC COM 297178105 1,001.01 8,339 SH SHARED 8,339 ESSEX PPTY TR INC COM 297178105 1,217.45 10,142 SH SHARED 01 10,142 ESSEX PPTY TR INC COM 297178105 1,985.46 16,540 SH SHARED 16,540 ESTERLINE TECHNOLOGIES CORP COM 297425100 3.68 71 SH SHARED 21 71 ESTERLINE TECHNOLOGIES CORP COM 297425100 120.27 2,320 SH SHARED 01 2,320 ETABLISSEMENTS DELHAIZE FRER SPONSORED ADR 29759W101 136.81 2,341 SH SHARED 2,341 ETABLISSEMENTS DELHAIZE FRER SPONSORED ADR 29759W101 1,587.06 27,157 SH SHARED 01 27,157 ETFS ASIAN GOLD TR PHYS ASAIN GLD 26923C102 64.99 402 SH SOLE 402 ETFS GOLD TR SHS 26922Y105 64.42 400 SH P SHARED 400 ETFS GOLD TR SHS 26922Y105 885.83 5,500 SH C SHARED 5,500 ETFS GOLD TR SHS 26922Y105 3,434.60 21,325 SH SHARED 01 21,325 ETFS PALLADIUM TR SH BEN INT 26923A106 2,298.48 38,308 SH SHARED 01 38,308 ETFS PLATINUM TR SH BEN INT 26922V101 202.78 1,349 SH SHARED 1,349 ETFS PLATINUM TR SH BEN INT 26922V101 6,445.57 42,879 SH SHARED 01 42,879

ETFS PRECIOUS METALS BASKET PHYS PM BSKT 26922W109 121.87 1,346 SH SHARED 1,346 ETFS PRECIOUS METALS BASKET PHYS PM BSKT 26922W109 4,425.87 48,883 SH SHARED 01 48,883 ETFS SILVER TR SILVER SHS 26922X107 112.18 3,800 SH P SHARED 3,800 ETFS SILVER TR SILVER SHS 26922X107 371.33 12,579 SH SHARED 12,579 ETFS SILVER TR SILVER SHS 26922X107 693.72 23,500 SH C SHARED 23,500 ETFS SILVER TR SILVER SHS 26922X107 2,438.77 82,614 SH SHARED 01 82,614 ETHAN ALLEN INTERIORS INC COM 297602104 255.94 18,805 SH SHARED 01 18,805 EURO TECH HOLDINGS CO LTD ORD G32030101 1.91 3,123 SH SOLE 3,123 EURONET WORLDWIDE INC COM 298736109 5.19 330 SH SHARED 20 330 EURONET WORLDWIDE INC COM 298736109 122.82 7,803 SH SHARED 01 7,803 EUROPEAN EQUITY FUND COM 298768102 2.36 400 SH SHARED 01 400 EUROPEAN EQUITY FUND COM 298768102 4.40 747 SH SHARED 747 EUROSEAS LTD COM NEW Y23592200 10.00 3,166 SH SOLE 3,166 EV ENERGY PARTNERS LP COM UNITS 26926V107 14.34 200 SH C SHARED 200 EV ENERGY PARTNERS LP COM UNITS 26926V107 179.20 2,500 SH P SHARED 2,500 EV ENERGY PARTNERS LP COM UNITS 26926V107 2,207.24 30,793 SH SHARED 01 30,793 EV ENERGY PARTNERS LP COM UNITS 26926V107 25,041.77 349,355 SH SHARED 349,355 EVANS BANCORP INC COM NEW 29911Q208 0.14 13 SH SHARED 01 13 EVERCORE PARTNERS INC CLASS A 29977A105 11.40 500 SH SHARED 01 500 EVEREST RE GROUP LTD COM G3223R108 22.86 288 SH SHARED 21 288 EVEREST RE GROUP LTD COM G3223R108 230.20 2,900 SH C SHARED 2,900 EVEREST RE GROUP LTD COM G3223R108 333.40 4,200 SH SHARED 4,200 EVEREST RE GROUP LTD COM G3223R108 1,288.02 16,226 SH SHARED 01 16,226 EVEREST RE GROUP LTD COM G3223R108 3,789.92 47,744 SH SHARED 47,744 EVERGREEN ENERGY INC NEW COM NEW 30024B203 0.28 312 SH SHARED 01 312 EVERGREEN ENERGY INC NEW COM NEW 30024B203 1.16 1,300 SH C SHARED 1,300 EVERGREEN ENERGY INC NEW COM NEW 30024B203 3.15 3,535 SH SHARED 3,535 EVOLUTION PETROLEUM CORP COM 30049A107 498.61 70,624 SH SHARED 01 70,624 EXACT SCIENCES CORP COM 30063P105 9.28 1,400 SH P SHARED 1,400 EXACT SCIENCES CORP COM 30063P105 32.49 4,900 SH C SHARED 4,900 EXACT SCIENCES CORP COM 30063P105 241.50 36,425 SH SHARED 01 36,425

EXCEED COMPANY LTD SHS G32335104 2.93 718 SH SOLE 718 EXCEED COMPANY LTD UNIT 11/08/2011 G32335120 1.03 275 SH SOLE 275 EXCEED COMPANY LTD *W EXP 11/08/201 G32335112 0.35 17,657 SH SOLE 17,657 EXCEL MARITIME CARRIERS LTD COM V3267N107 4.99 2,400 SH P SHARED 2,400 EXCEL MARITIME CARRIERS LTD COM V3267N107 11.23 5,400 SH C SHARED 5,400 EXCEL MARITIME CARRIERS LTD COM V3267N107 82.99 39,900 SH SHARED 01 39,900 EXCEL TR INC COM 30068C109 37.52 3,900 SH SHARED 01 3,900 EXCO RESOURCES INC COM 269279402 4.50 420 SH SHARED 20 420 EXCO RESOURCES INC COM 269279402 92.19 8,600 SH C SHARED 8,600 EXCO RESOURCES INC COM 269279402 2,179.70 203,330 SH SHARED 01 203,330 EXELIXIS INC COM 30161Q104 9.83 1,800 SH P SHARED 1,800 EXELIXIS INC COM 30161Q104 21.84 4,000 SH SHARED 01 4,000 EXELIXIS INC COM 30161Q104 79.85 14,625 SH SHARED 14,625 EXELIXIS INC COM 30161Q104 105.38 19,300 SH C SHARED 19,300 EXELON CORP COM 30161N101 27.48 645 SH SHARED 21 645 EXELON CORP COM 30161N101 198.65 4,662 SH SHARED 4,662 EXELON CORP COM 30161N101 653.42 15,335 SH SHARED 17 15,335 EXELON CORP COM 30161N101 1,107.86 26,000 SH P SHARED 26,000 EXELON CORP COM 30161N101 1,518.58 35,639 SH SHARED 35,639 EXELON CORP COM 30161N101 8,875.66 208,300 SH C SHARED 208,300 EXELON CORP COM 30161N101 55,796.69 1,309,474 SH SHARED 01 1,309,474 EXETER RES CORP COM 301835104 19.60 5,400 SH C SHARED 5,400 EXETER RES CORP COM 301835104 28.31 7,800 SH P SHARED 7,800 EXETER RES CORP COM 301835104 42.98 11,840 SH SHARED 11,840 EXETER RES CORP COM 301835104 204.01 56,200 SH SHARED 01 56,200 EXFO INC SUB VTG SHS 302046107 6.13 1,000 SH SHARED 01 1,000 EXFO INC SUB VTG SHS 302046107 13.42 2,189 SH SHARED 2,189 EXIDE TECHNOLOGIES COM NEW 302051206 1.20 300 SH P SHARED 300 EXIDE TECHNOLOGIES COM NEW 302051206 2.80 700 SH C SHARED 700 EXIDE TECHNOLOGIES COM NEW 302051206 158.20 39,551 SH SHARED 01 39,551 EXLSERVICE HOLDINGS INC COM 302081104 114.93 5,224 SH SHARED 5,224 EXLSERVICE HOLDINGS INC COM 302081104 147.97 6,726 SH SHARED 01 6,726 EXPEDIA INC DEL COM 30212P105 227.89 8,850 SH SHARED 8,850 EXPEDIA INC DEL COM 30212P105 933.36 36,247 SH SHARED 36,247 EXPEDIA INC DEL COM 30212P105 2,314.95 89,901 SH SHARED 01 89,901 EXPEDIA INC DEL COM 30212P105 2,932.93 113,900 SH P SHARED 113,900 EXPEDIA INC DEL COM 30212P105 6,252.10 242,800 SH C SHARED 242,800 EXPEDITORS INTL WASH INC COM 302130109 25.34 625 SH SHARED 625 EXPEDITORS INTL WASH INC COM 302130109 26.60 656 SH SHARED 21 656

EXPEDITORS INTL WASH INC COM 302130109 470.38 11,600 SH C SHARED 11,600 EXPEDITORS INTL WASH INC COM 302130109 510.93 12,600 SH SHARED 12,600 EXPEDITORS INTL WASH INC COM 302130109 1,471.97 36,300 SH P SHARED 36,300 EXPEDITORS INTL WASH INC COM 302130109 7,291.86 179,824 SH SHARED 01 179,824 EXPONENT INC COM 30214U102 7.11 172 SH SHARED 21 172 EXPONENT INC COM 30214U102 699.96 16,936 SH SHARED 01 16,936 EXPRESS INC COM 30219E103 3.43 169 SH SHARED 21 169 EXPRESS INC COM 30219E103 10.15 500 SH P SHARED 500 EXPRESS INC COM 30219E103 1,410.87 69,535 SH SHARED 01 69,535 EXPRESS SCRIPTS INC COM 302182100 38.92 1,050 SH SHARED 21 1,050 EXPRESS SCRIPTS INC COM 302182100 1,004.60 27,100 SH SHARED 27,100 EXPRESS SCRIPTS INC COM 302182100 2,184.61 58,932 SH SHARED 58,932 EXPRESS SCRIPTS INC COM 302182100 3,421.56 92,300 SH P SHARED 92,300 EXPRESS SCRIPTS INC COM 302182100 3,855.28 104,000 SH C SHARED 104,000 EXPRESS SCRIPTS INC COM 302182100 4,865.25 131,245 SH SHARED 20 131,245 EXPRESS SCRIPTS INC COM 302182100 31,245.82 842,887 SH SHARED 01 842,887 EXTERRAN HLDGS INC COM 30225X103 4.86 500 SH P SOLE 500 EXTERRAN PARTNERS LP COM UNITS 30225N105 51.36 2,343 SH SHARED 01 2,343 EXTERRAN PARTNERS LP COM UNITS 30225N105 2,937.85 134,026 SH SHARED 134,026 EXTORRE GOLD MINES LTD COM 30227B109 5.90 1,000 SH C SHARED 1,000 EXTORRE GOLD MINES LTD COM 30227B109 327.45 55,500 SH SHARED 01 55,500 EXTRA SPACE STORAGE INC COM 30225T102 851.74 45,719 SH SHARED 45,719 EXTRA SPACE STORAGE INC COM 30225T102 915.89 49,162 SH SHARED 01 49,162 EXTREME NETWORKS INC COM 30226D106 678.93 256,200 SH SHARED 01 256,200 EXXON MOBIL CORP COM 30231G102 1,954.91 26,916 SH SHARED 21 26,916 EXXON MOBIL CORP COM 30231G102 2,553.89 35,163 SH SHARED 20 35,163 EXXON MOBIL CORP COM 30231G102 2,614.97 36,004 SH SHARED 17 36,004 EXXON MOBIL CORP COM 30231G102 33,634.95 463,100 SH P SHARED 463,100 EXXON MOBIL CORP COM 30231G102 49,100.28 676,033 SH SHARED 676,033 EXXON MOBIL CORP COM 30231G102 87,920.07 1,210,520 SH C SHARED 1,210,520 EXXON MOBIL CORP COM 30231G102 140,062.09 1,928,433 SH SHARED 1,928,433 EXXON MOBIL CORP COM 30231G102 381,049.23 5,246,444 SH SHARED 01 5,246,444 EZCHIP SEMICONDUCTOR LIMITED ORD M4146Y108 83.05 2,500 SH SHARED 01 2,500 EZCHIP SEMICONDUCTOR LIMITED ORD M4146Y108 418.64 12,602 SH SHARED 12,602

EZCHIP SEMICONDUCTOR LIMITED ORD M4146Y108 1,401.88 42,200 SH C SHARED 42,200 EZCORP INC CL A NON VTG 302301106 11.42 400 SH P SHARED 400 EZCORP INC CL A NON VTG 302301106 42.81 1,500 SH C SHARED 1,500 EZCORP INC CL A NON VTG 302301106 2,329.55 81,624 SH SHARED 01 81,624 F M C CORP COM NEW 302491303 110.66 1,600 SH C SHARED 1,600 F M C CORP COM NEW 302491303 320.90 4,640 SH SHARED 4,640 F M C CORP COM NEW 302491303 944.24 13,653 SH SHARED 13,653 F M C CORP COM NEW 302491303 2,465.21 35,645 SH SHARED 20 35,645 F M C CORP COM NEW 302491303 2,903.41 41,981 SH SHARED 01 41,981 F N B UNITED CORP COM 302519103 0.01 41 SH SHARED 01 41 F5 NETWORKS INC COM 315616102 328.32 4,621 SH SHARED 4,621 F5 NETWORKS INC COM 315616102 2,156.94 30,358 SH SHARED 01 30,358 F5 NETWORKS INC COM 315616102 2,692.87 37,901 SH SHARED 20 37,901 F5 NETWORKS INC COM 315616102 3,925.51 55,250 SH SHARED 55,250 F5 NETWORKS INC COM 315616102 8,440.74 118,800 SH C SHARED 118,800 F5 NETWORKS INC COM 315616102 12,497.70 175,900 SH P SHARED 175,900 FACTORSHARES S&P ANTI-EQTY P COM UNITS BEN 303047104 42.89 1,046 SH SOLE 1,046 FACTORSHARES S&P EQTY ANT-US COM UNT BEN IT 303048102 15.23 915 SH SOLE 915 FACTSET RESH SYS INC COM 303075105 48.76 548 SH SHARED 21 548 FACTSET RESH SYS INC COM 303075105 149.47 1,680 SH SHARED 20 1,680 FACTSET RESH SYS INC COM 303075105 3,876.60 43,572 SH SHARED 01 43,572 FAIR ISAAC CORP COM 303250104 11.37 521 SH SHARED 21 521 FAIR ISAAC CORP COM 303250104 113.01 5,177 SH SHARED 5,177 FAIR ISAAC CORP COM 303250104 169.95 7,785 SH SHARED 20 7,785 FAIR ISAAC CORP COM 303250104 3,304.71 151,384 SH SHARED 01 151,384 FAIRCHILD SEMICONDUCTOR INTL COM 303726103 14.04 1,300 SH C SHARED 1,300 FAIRCHILD SEMICONDUCTOR INTL COM 303726103 44.73 4,142 SH SHARED 01 4,142 FAIRCHILD SEMICONDUCTOR INTL COM 303726103 111.49 10,323 SH SHARED 10,323 FAIRPOINT COMMUNICATIONS INC COM NEW 305560302 1,851.69 430,625 SH SOLE 430,625 FAMILY DLR STORES INC COM 307000109 137.32 2,700 SH P SHARED 2,700 FAMILY DLR STORES INC COM 307000109 452.65 8,900 SH SHARED 8,900 FAMILY DLR STORES INC COM 307000109 11,154.36 219,315 SH SHARED 01 219,315 FAMILY DLR STORES INC COM 307000109 20,059.18 394,400 SH C SHARED 394,400

FAMOUS DAVES AMER INC COM 307068106 15.39 1,792 SH SOLE 1,792 FARMERS CAP BK CORP COM 309562106 5.17 1,200 SH SHARED 01 1,200 FARMERS CAP BK CORP COM 309562106 7.14 1,656 SH SHARED 1,656 FARMERS NATL BANC CORP COM 309627107 4.46 995 SH SHARED 995 FARMERS NATL BANC CORP COM 309627107 6.39 1,426 SH SHARED 01 1,426 FARO TECHNOLOGIES INC COM 311642102 9.47 300 SH SHARED 01 300 FASTENAL CO COM 311900104 1.83 55 SH SHARED 55 FASTENAL CO COM 311900104 12.15 365 SH SHARED 21 365 FASTENAL CO COM 311900104 86.53 2,600 SH P SHARED 2,600 FASTENAL CO COM 311900104 139.78 4,200 SH C SHARED 4,200 FASTENAL CO COM 311900104 495.87 14,900 SH SHARED 14,900 FASTENAL CO COM 311900104 11,777.76 353,899 SH SHARED 01 353,899 FAUQUIER BANKSHARES INC VA COM 312059108 22.43 1,971 SH SOLE 1,971 FBL FINL GROUP INC CL A 30239F106 25.24 948 SH SHARED 01 948 FBR & CO COM 30247C301 0.43 180 SH SHARED 01 180 FEDERAL AGRIC MTG CORP CL A 313148108 3.70 287 SH SOLE 287 FEDERAL AGRIC MTG CORP CL C 313148306 30.45 1,600 SH C SOLE 1,600 FEDERAL AGRIC MTG CORP CL C 313148306 45.67 2,400 SH P SOLE 2,400 FEDERAL MOGUL CORP COM 313549404 17.69 1,199 SH SHARED 01 1,199 FEDERAL MOGUL CORP COM 313549404 260.84 17,684 SH SHARED 17,684 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 1.40 17 SH SHARED 21 17 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 173.06 2,100 SH C SHARED 2,100 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 425.73 5,166 SH SHARED 5,166 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 651.04 7,900 SH P SHARED 7,900 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 1,845.65 22,396 SH SHARED 01 22,396 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 2,915.25 35,375 SH SHARED 35,375 FEDERAL SIGNAL CORP COM 313855108 29.03 6,567 SH SHARED 01 6,567 FEDERATED ENHANC TREAS INCM COM SH BEN INT 314162108 104.21 6,947 SH SHARED 6,947 FEDERATED ENHANC TREAS INCM COM SH BEN INT 314162108 498.26 33,217 SH SHARED 01 33,217 FEDERATED INVS INC PA CL B 314211103 6.75 385 SH SHARED 21 385

FEDERATED INVS INC PA CL B 314211103 19.28 1,100 SH C SHARED 1,100 FEDERATED INVS INC PA CL B 314211103 19.28 1,100 SH P SHARED 1,100 FEDERATED INVS INC PA CL B 314211103 2,206.66 125,879 SH SHARED 01 125,879 FEDERATED PREM INTR MUN INC COM 31423M105 323.53 24,362 SH SHARED 01 24,362 FEDERATED PREM MUN INC FD COM 31423P108 14.62 1,021 SH SHARED 01 1,021 FEDERATED PREM MUN INC FD COM 31423P108 20.52 1,433 SH SHARED 1,433 FEDEX CORP COM 31428X106 29.71 439 SH SHARED 21 439 FEDEX CORP COM 31428X106 392.07 5,793 SH SHARED 5,793 FEDEX CORP COM 31428X106 629.42 9,300 SH P SHARED 01 9,300 FEDEX CORP COM 31428X106 691.22 10,213 SH SHARED 20 10,213 FEDEX CORP COM 31428X106 1,366.05 20,184 SH SHARED 20,184 FEDEX CORP COM 31428X106 8,994.67 132,900 SH P SHARED 132,900 FEDEX CORP COM 31428X106 14,273.71 210,900 SH C SHARED 210,900 FEDEX CORP COM 31428X106 49,000.12 723,997 SH SHARED 01 723,997 FEI CO COM 30241L109 4,484.38 149,679 SH SHARED 01 149,679 FEIHE INTL INC COM 31429Y103 6.93 1,284 SH SOLE 1,284 FEIHE INTL INC COM 31429Y103 18.36 3,400 SH C SOLE 3,400 FELCOR LODGING TR INC COM 31430F101 1.48 634 SH SHARED 01 634 FELCOR LODGING TR INC COM 31430F101 6.99 3,000 SH C SHARED 3,000 FELCOR LODGING TR INC COM 31430F101 9.09 3,900 SH P SHARED 3,900 FELCOR LODGING TR INC COM 31430F101 135.31 58,071 SH SHARED 58,071 FELCOR LODGING TR INC COM 31430F101 135.56 58,181 SH SHARED 58,181 FELCOR LODGING TR INC PFD CV A $1.95 31430F200 28.15 1,400 SH SHARED 01 1,400 FEMALE HEALTH CO COM 314462102 421.17 103,228 SH SHARED 01 103,228 FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293100 138.55 6,980 SH SHARED 6,980 FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293100 1,093.12 55,069 SH SHARED 01 55,069 FERRO CORP COM 315405100 4.15 675 SH SHARED 01 675 FERRO CORP COM 315405100 4.31 700 SH C SHARED 700 FERRO CORP COM 315405100 63.88 10,387 SH SHARED 10,387 FFD FINL CORP COM 30243C107 120.25 8,974 SH SOLE 8,974 FIBERTOWER CORP COM NEW 31567R209 5.61 5,922 SH SOLE 5,922 FIBRIA CELULOSE S A SP ADR REP COM 31573A109 2.24 296 SH SHARED 01 296

FIBRIA CELULOSE S A SP ADR REP COM 31573A109 818.11 108,072 SH SHARED 108,072 FIDELITY COMWLTH TR NDQ CP IDX TRK 315912808 51.74 544 SH SHARED 01 544 FIDELITY COMWLTH TR NDQ CP IDX TRK 315912808 107.19 1,127 SH SHARED 1,127 FIDELITY NATIONAL FINANCIAL CL A 31620R105 7.59 500 SH C SHARED 500 FIDELITY NATIONAL FINANCIAL CL A 31620R105 15.18 1,000 SH P SHARED 1,000 FIDELITY NATIONAL FINANCIAL CL A 31620R105 166.46 10,966 SH SHARED 01 10,966 FIDELITY NATIONAL FINANCIAL CL A 31620R105 203.12 13,381 SH SHARED 13,381 FIDELITY NATL INFORMATION SV COM 31620M106 12.16 500 SH C SHARED 500 FIDELITY NATL INFORMATION SV COM 31620M106 60.80 2,500 SH P SHARED 2,500 FIDELITY NATL INFORMATION SV COM 31620M106 270.58 11,126 SH SHARED 11,126 FIDELITY NATL INFORMATION SV COM 31620M106 660.70 27,167 SH SHARED 27,167 FIDELITY NATL INFORMATION SV COM 31620M106 1,880.79 77,335 SH SHARED 01 77,335 FIDELITY SOUTHERN CORP NEW COM 316394105 6.83 1,055 SH SHARED 01 1,055 FIDELITY SOUTHERN CORP NEW COM 316394105 9.03 1,396 SH SHARED 1,396 FIDUCIARY CLAYMORE MLP OPP F COM 31647Q106 5,078.52 264,644 SH SHARED 01 264,644 FIELDPOINT PETROLEUM CORP COM 316570100 1.14 526 SH SOLE 526 FIFTH STREET FINANCE CORP COM 31678A103 99.72 10,700 SH C SHARED 10,700 FIFTH STREET FINANCE CORP COM 31678A103 1,639.23 175,883 SH SHARED 01 175,883 FIFTH STREET FINANCE CORP COM 31678A103 7,287.08 781,876 SH SHARED 781,876 FIFTH THIRD BANCORP CNV PFD DEP1/250 316773209 38.37 300 SH SHARED 01 300 FIFTH THIRD BANCORP COM 316773100 7.93 785 SH SHARED 20 785 FIFTH THIRD BANCORP COM 316773100 33.90 3,356 SH SHARED 21 3,356 FIFTH THIRD BANCORP COM 316773100 226.24 22,400 SH P SHARED 22,400 FIFTH THIRD BANCORP COM 316773100 478.74 47,400 SH SHARED 47,400 FIFTH THIRD BANCORP COM 316773100 483.43 47,864 SH SHARED 47,864 FIFTH THIRD BANCORP COM 316773100 548.43 54,300 SH C SHARED 54,300 FIFTH THIRD BANCORP COM 316773100 5,300.47 524,799 SH SHARED 01 524,799 FINANCIAL ENGINES INC COM 317485100 1.81 100 SH P SHARED 100

FINANCIAL ENGINES INC COM 317485100 6.83 377 SH SHARED 21 377 FINANCIAL ENGINES INC COM 317485100 86.60 4,782 SH SHARED 4,782 FINANCIAL ENGINES INC COM 317485100 1,315.78 72,655 SH SHARED 01 72,655 FINISAR CORP COM NEW 31787A507 24.56 1,400 SH P SHARED 1,400 FINISAR CORP COM NEW 31787A507 203.46 11,600 SH C SHARED 11,600 FINISAR CORP COM NEW 31787A507 703.51 40,109 SH SHARED 01 40,109 FINISH LINE INC CL A 317923100 4.00 200 SH P SHARED 200 FINISH LINE INC CL A 317923100 8.00 400 SH C SHARED 400 FINISH LINE INC CL A 317923100 1,451.03 72,588 SH SHARED 01 72,588 FIRST ADVANTAGE BANCORP COM 31848L104 38.17 3,017 SH SOLE 3,017 FIRST AMERN FINL CORP COM 31847R102 1.28 100 SH C SHARED 100 FIRST AMERN FINL CORP COM 31847R102 4.10 320 SH SHARED 20 320 FIRST AMERN FINL CORP COM 31847R102 4.22 330 SH SHARED 21 330 FIRST AMERN FINL CORP COM 31847R102 1,146.30 89,555 SH SHARED 01 89,555 FIRST AMERN FINL CORP COM 31847R102 8,387.40 655,266 SH SHARED 655,266 FIRST BANCORP INC ME COM 31866P102 65.68 5,217 SH SHARED 01 5,217 FIRST BANCORP N C COM 318910106 23.87 2,377 SH SHARED 01 2,377 FIRST BANCORP P R COM NEW 318672706 38.87 13,883 SH SHARED 13,883 FIRST BANCORP P R COM NEW 318672706 45.26 16,165 SH SHARED 01 16,165 FIRST BANCSHARES INC MO COM 318687100 81.44 13,827 SH SOLE 13,827 FIRST BANCSHARES INC MS COM 318916103 1.63 201 SH SOLE 201 FIRST BUS FINL SVCS INC WIS COM 319390100 1.62 102 SH SOLE 102 FIRST CALIFORNIA FINANCIAL G COM NEW 319395109 4.96 1,645 SH SHARED 1,645 FIRST CALIFORNIA FINANCIAL G COM NEW 319395109 28.86 9,574 SH SHARED 01 9,574 FIRST CAPITAL BANCORP VA COM 319438107 1.38 563 SH SHARED 563 FIRST CAPITAL BANCORP VA COM 319438107 3.06 1,250 SH SHARED 01 1,250 FIRST CAPITAL INC COM 31942S104 10.86 587 SH SOLE 587 FIRST CASH FINL SVCS INC COM 31942D107 4.20 100 SH SHARED 21 100 FIRST CASH FINL SVCS INC COM 31942D107 20.98 500 SH C SHARED 500

FIRST CASH FINL SVCS INC COM 31942D107 175.94 4,194 SH SHARED 4,194 FIRST CASH FINL SVCS INC COM 31942D107 1,934.52 46,115 SH SHARED 01 46,115 FIRST CMNTY BANCSHARES INC N COM 31983A103 12.18 1,194 SH SHARED 01 1,194 FIRST CMNTY CORP S C COM 319835104 3.78 649 SH SOLE 649 FIRST COMWLTH FINL CORP PA COM 319829107 3.70 1,000 SH SHARED 01 1,000 FIRST CONN BANCORP INC MD COM 319850103 126.51 11,176 SH SHARED 11,176 FIRST CONN BANCORP INC MD COM 319850103 132.75 11,727 SH SHARED 01 11,727 FIRST CTZNS BANC CORP COM NO PAR 319459202 0.55 166 SH SHARED 01 166 FIRST CTZNS BANCSHARES INC N CL A 31946M103 144.40 1,006 SH SHARED 1,006 FIRST CTZNS BANCSHARES INC N CL A 31946M103 157.89 1,100 SH SHARED 01 1,100 FIRST FED BANCSHARES ARK COM NEW 32020F303 5.36 965 SH SOLE 965 FIRST FED NORTHN MICH BANCOR COM 32021X105 12.77 3,713 SH SOLE 3,713 FIRST FINANCIAL NORTHWEST IN COM 32022K102 16.03 2,853 SH SOLE 2,853 FIRST FINL BANCORP OH COM 320209109 3.04 220 SH SHARED 20 220 FIRST FINL BANCORP OH COM 320209109 3.37 244 SH SHARED 21 244 FIRST FINL BANCORP OH COM 320209109 129.09 9,354 SH SHARED 01 9,354 FIRST FINL BANKSHARES COM 32020R109 79.06 3,022 SH SHARED 01 3,022 FIRST FINL CORP IND COM 320218100 1.51 55 SH SHARED 01 55 FIRST FINL HLDGS INC COM 320239106 0.50 125 SH SHARED 01 125 FIRST FINL SVC CORP COM 32022D108 1.01 719 SH SOLE 719 FIRST HORIZON NATL CORP COM 320517105 2.38 400 SH P SHARED 400 FIRST HORIZON NATL CORP COM 320517105 3.58 600 SH C SHARED 600 FIRST HORIZON NATL CORP COM 320517105 230.57 38,686 SH SHARED 01 38,686 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 3.20 400 SH P SHARED 400 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 15.20 1,900 SH C SHARED 1,900

FIRST INDUSTRIAL REALTY TRUS COM 32054K103 16.25 2,031 SH SHARED 01 2,031 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 41.70 5,212 SH SHARED 5,212 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 1,278.32 159,790 SH SHARED 159,790 FIRST INTST BANCSYSTEM INC COM CL A 32055Y201 41.50 3,875 SH SHARED 01 3,875 FIRST M & F CORP COM 320744105 0.08 25 SH SHARED 01 25 FIRST MAJESTIC SILVER CORP COM 32076V103 95.82 6,300 SH P SHARED 6,300 FIRST MAJESTIC SILVER CORP COM 32076V103 346.89 22,807 SH SHARED 22,807 FIRST MAJESTIC SILVER CORP COM 32076V103 461.93 30,370 SH SHARED 01 30,370 FIRST MAJESTIC SILVER CORP COM 32076V103 465.43 30,600 SH C SHARED 30,600 FIRST MARBLEHEAD CORP COM 320771108 2.04 2,000 SH SHARED 01 2,000 FIRST MERCHANTS CORP COM 320817109 108.73 15,423 SH SOLE 15,423 FIRST NIAGARA FINL GP INC COM 33582V108 21.05 2,300 SH P SHARED 2,300 FIRST NIAGARA FINL GP INC COM 33582V108 97.91 10,700 SH C SHARED 10,700 FIRST NIAGARA FINL GP INC COM 33582V108 537.23 58,714 SH SHARED 58,714 FIRST NIAGARA FINL GP INC COM 33582V108 1,673.18 182,861 SH SHARED 01 182,861 FIRST PL FINL CORP COM 33610T109 0.93 1,066 SH SOLE 1,066 FIRST POTOMAC RLTY TR COM 33610F109 313.55 25,144 SH SHARED 25,144 FIRST POTOMAC RLTY TR COM 33610F109 688.44 55,208 SH SHARED 01 55,208 FIRST REP BK SAN FRAN CALI N COM 33616C100 8.92 385 SH SHARED 21 385 FIRST REP BK SAN FRAN CALI N COM 33616C100 66.17 2,857 SH SHARED 01 2,857 FIRST REP BK SAN FRAN CALI N COM 33616C100 220.48 9,520 SH SHARED 20 9,520 FIRST SOLAR INC COM 336433107 227.56 3,600 SH SHARED 3,600 FIRST SOLAR INC COM 336433107 4,158.14 65,783 SH SHARED 01 65,783 FIRST SOLAR INC COM 336433107 22,576.08 357,160 SH SHARED 357,160 FIRST SOLAR INC COM 336433107 60,580.46 958,400 SH C SHARED 958,400 FIRST SOLAR INC COM 336433107 65,327.54 1,033,500 SH P SHARED 1,033,500 FIRST SOUTH BANCORP INC VA COM 33646W100 1.15 315 SH SHARED 01 315

FIRST SOUTH BANCORP INC VA COM 33646W100 4.26 1,166 SH SHARED 1,166 FIRST TR ABERDEEN GLBL OPP F COM SHS 337319107 30.21 1,874 SH SHARED 1,874 FIRST TR ABERDEEN GLBL OPP F COM SHS 337319107 2,883.35 178,868 SH SHARED 01 178,868 FIRST TR ACTIVE DIVID INCOME COM 33731L100 25.83 3,082 SH SHARED 3,082 FIRST TR ACTIVE DIVID INCOME COM 33731L100 29.22 3,487 SH SHARED 01 3,487 FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 102.98 6,008 SH SHARED 6,008 FIRST TR DJS MICROCAP INDEX COM SHS ANNUAL 33718M105 247.60 14,446 SH SHARED 01 14,446 FIRST TR ENHANCED EQTY INC F COM 337318109 23.53 2,307 SH SHARED 2,307 FIRST TR ENHANCED EQTY INC F COM 337318109 166.41 16,315 SH SHARED 01 16,315 FIRST TR EXCH TRADED FD II NASDQ CLN EDGE 33737A108 19.48 796 SH SHARED 796 FIRST TR EXCH TRADED FD II NASDQ CLN EDGE 33737A108 415.23 16,969 SH SHARED 01 16,969 FIRST TR EXCH TRD ALPHA FD I STH KOREA ALPH 33737J166 17.64 828 SH SOLE 828 FIRST TR EXCHANGE TRADED FD AUTO INDEX FD 33734X309 38.12 1,698 SH SOLE 1,698 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 295.43 16,431 SH SHARED 16,431 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 13,338.82 741,870 SH SHARED 01 741,870 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 5,199.35 233,050 SH SHARED 01 233,050 FIRST TR EXCHANGE TRADED FD DJ GLBL DIVID 33734X200 1,537.94 72,992 SH SHARED 01 72,992 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 182.32 6,216 SH SHARED 6,216 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 12,631.52 430,669 SH SHARED 01 430,669 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 1,223.10 73,814 SH SHARED 73,814 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 5,388.88 325,219 SH SHARED 01 325,219 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 4,088.66 347,380 SH SHARED 01 347,380 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 6,413.64 250,435 SH SHARED 01 250,435

FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 21.40 1,451 SH SHARED 1,451 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 2,265.17 153,581 SH SHARED 01 153,581 FIRST TR EXCHANGE TRADED FD ISE CLOUD COMP 33734X192 24.52 1,538 SH SHARED 1,538 FIRST TR EXCHANGE TRADED FD ISE CLOUD COMP 33734X192 1,018.41 63,890 SH SHARED 01 63,890 FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 60.29 3,300 SH SHARED 21 3,300 FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 154.67 8,466 SH SHARED 8,466 FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 8,113.71 444,100 SH SHARED 01 444,100 FIRST TR EXCHANGE TRADED FD NAS CLNEDG GREEN 33733E500 10.52 1,051 SH SHARED 1,051 FIRST TR EXCHANGE TRADED FD NAS CLNEDG GREEN 33733E500 32.36 3,233 SH SHARED 01 3,233 FIRST TR EXCHANGE TRADED FD NASDAQ 100 EX 33733E401 781.13 38,708 SH SHARED 38,708 FIRST TR EXCHANGE TRADED FD NASDAQ 100 EX 33733E401 1,001.35 49,621 SH SHARED 01 49,621 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 11,622.71 351,564 SH SHARED 01 351,564 FIRST TR EXCHANGE TRADED FD STRAT VAL IDX FD 33733E104 44.09 2,211 SH SHARED 2,211 FIRST TR EXCHANGE TRADED FD STRAT VAL IDX FD 33733E104 69.55 3,488 SH SHARED 01 3,488 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 402.83 22,073 SH SHARED 22,073 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 5,273.83 288,977 SH SHARED 01 288,977 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 2,876.45 171,217 SH SHARED 01 171,217 FIRST TR FTSE EPRA/NAREIT DE COM 33736N101 1,107.45 36,989 SH SHARED 01 36,989 FIRST TR HIGH INCOME L/S FD COM 33738E109 13.31 831 SH SHARED 831 FIRST TR HIGH INCOME L/S FD COM 33738E109 565.54 35,302 SH SHARED 01 35,302 FIRST TR ISE CHINDIA INDEX F COM 33733A102 47.26 2,545 SH SHARED 2,545 FIRST TR ISE CHINDIA INDEX F COM 33733A102 819.74 44,143 SH SHARED 01 44,143 FIRST TR ISE GLB WIND ENRG E COM SHS 33736G106 20.96 2,601 SH SHARED 2,601

FIRST TR ISE GLB WIND ENRG E COM SHS 33736G106 510.38 63,323 SH SHARED 01 63,323 FIRST TR ISE GLBL PLAT INDX COM 33737C104 41.30 2,170 SH SOLE 2,170 FIRST TR ISE GLOBAL ENGR & C COM 33736M103 8.76 259 SH SHARED 259 FIRST TR ISE GLOBAL ENGR & C COM 33736M103 86.08 2,546 SH SHARED 01 2,546 FIRST TR ISE GLOBL COPPR IND COM 33733J103 22.56 859 SH SHARED 859 FIRST TR ISE GLOBL COPPR IND COM 33733J103 132.30 5,038 SH SHARED 01 5,038 FIRST TR ISE REVERE NAT GAS COM 33734J102 14.24 900 SH P SHARED 900 FIRST TR ISE REVERE NAT GAS COM 33734J102 45.88 2,900 SH C SHARED 2,900 FIRST TR ISE REVERE NAT GAS COM 33734J102 152.65 9,649 SH SHARED 9,649 FIRST TR ISE REVERE NAT GAS COM 33734J102 4,425.06 279,713 SH SHARED 01 279,713 FIRST TR ISE WATER INDEX FD COM 33733B100 2,051.25 109,751 SH SHARED 01 109,751 FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 35.01 1,392 SH SHARED 1,392 FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 5,147.07 204,655 SH SHARED 01 204,655 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 25.05 1,058 SH SHARED 1,058 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 3,092.49 130,595 SH SHARED 01 130,595 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 3,944.39 160,864 SH SHARED 01 160,864 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 1,150.39 40,407 SH SHARED 40,407 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 4,236.88 148,819 SH SHARED 01 148,819 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 2,497.62 154,939 SH SHARED 01 154,939 FIRST TR MULTI CAP VALUE ALP COM SHS 33733F101 13.45 503 SH SHARED 503 FIRST TR MULTI CAP VALUE ALP COM SHS 33733F101 854.48 31,967 SH SHARED 01 31,967 FIRST TR MULTI CP VAL ALPHA COM SHS 33733C108 1,144.30 45,626 SH SHARED 01 45,626 FIRST TR NAS100 EQ WEIGHTED SHS 337344105 49.07 2,280 SH SHARED 2,280

FIRST TR NAS100 EQ WEIGHTED SHS 337344105 3,532.94 164,170 SH SHARED 01 164,170 FIRST TR NASDAQ ABA CMNTY BK UT COM SHS ETF 33736Q104 19.51 1,016 SH SHARED 01 1,016 FIRST TR NASDAQ ABA CMNTY BK UT COM SHS ETF 33736Q104 19.66 1,024 SH SHARED 1,024 FIRST TR NASDAQ100 TECH INDE SHS 337345102 3,900.06 179,561 SH SHARED 01 179,561 FIRST TR S&P REIT INDEX FD COM 33734G108 234.54 17,271 SH SHARED 17,271 FIRST TR S&P REIT INDEX FD COM 33734G108 10,029.96 738,583 SH SHARED 01 738,583 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 987.75 38,614 SH SHARED 01 38,614 FIRST TR SR FLG RTE INCM FD COM 33733U108 26.95 2,008 SH SHARED 2,008 FIRST TR SR FLG RTE INCM FD COM 33733U108 10,149.20 756,274 SH SHARED 01 756,274 FIRST TR STOXX EURO DIV FD COMMON SHS 33735T109 7.64 656 SH SOLE 656 FIRST TR STRAT HGH INC FD II COM 33735C106 12.53 3,155 SH SOLE 3,155 FIRST TR STRTGC HIGH INCM FD COM 337347108 0.91 263 SH SHARED 263 FIRST TR STRTGC HIGH INCM FD COM 337347108 1.19 346 SH SHARED 01 346 FIRST TR US IPO INDEX FD SHS 336920103 21.45 1,000 SH SHARED 01 1,000 FIRST TR US IPO INDEX FD SHS 336920103 38.00 1,772 SH SHARED 1,772 FIRST TR VAL LINE EQ ALLO IN SHS 336919105 24.67 1,479 SH SOLE 1,479 FIRST TR VALUE LINE 100 ETF COM SHS 33735G107 34.58 3,259 SH SHARED 3,259 FIRST TR VALUE LINE 100 ETF COM SHS 33735G107 218.46 20,590 SH SHARED 01 20,590 FIRST TR VALUE LINE DIVID IN SHS 33734H106 2,074.10 143,477 SH SHARED 01 143,477 FIRST TR/ABERDEEN EMERG OPT COM 33731K102 52.99 3,070 SH SHARED 3,070 FIRST TR/ABERDEEN EMERG OPT COM 33731K102 771.87 44,720 SH SHARED 01 44,720 FIRST TRUST MORTGAGE INCM FD COM SHS 33734E103 42.68 2,287 SH SHARED 01 2,287 FIRST TRUST SPECIALTY FINANC COM BEN INTR 33733G109 9.32 1,569 SH SHARED 1,569

FIRST TRUST SPECIALTY FINANC COM BEN INTR 33733G109 79.52 13,387 SH SHARED 01 13,387 FIRST UTD CORP COM 33741H107 1.86 508 SH SOLE 508 FIRSTBANK CORP MICH COM 33761G104 16.30 3,312 SH SOLE 3,312 FIRSTCITY FINL CORP COM 33761X107 7.59 1,143 SH SOLE 1,143 FIRSTENERGY CORP COM 337932107 58.38 1,300 SH P SHARED 1,300 FIRSTENERGY CORP COM 337932107 116.99 2,605 SH SHARED 2,605 FIRSTENERGY CORP COM 337932107 966.19 21,514 SH SHARED 21,514 FIRSTENERGY CORP COM 337932107 999.47 22,255 SH SHARED 20 22,255 FIRSTENERGY CORP COM 337932107 2,887.71 64,300 SH C SHARED 64,300 FIRSTENERGY CORP COM 337932107 7,199.66 160,313 SH SHARED 01 160,313 FIRSTHAND TECH VALUE FD INC COM 33766Y100 2.02 138 SH SHARED 01 138 FIRSTHAND TECH VALUE FD INC COM 33766Y100 29.42 2,008 SH SHARED 2,008 FIRSTMERIT CORP COM 337915102 4.54 400 SH P SHARED 400 FIRSTMERIT CORP COM 337915102 5.13 452 SH SHARED 21 452 FIRSTMERIT CORP COM 337915102 192.94 16,984 SH SHARED 01 16,984 FIRSTSERVICE CORP SUB VTG SH 33761N109 46.06 1,791 SH SOLE 1,791 FISERV INC COM 337738108 1.83 36 SH SHARED 36 FISERV INC COM 337738108 5.08 100 SH C SHARED 100 FISERV INC COM 337738108 8.12 160 SH SHARED 20 160 FISERV INC COM 337738108 385.85 7,600 SH SHARED 7,600 FISERV INC COM 337738108 7,878.13 155,173 SH SHARED 01 155,173 FISHER COMMUNICATIONS INC COM 337756209 110.49 4,946 SH SOLE 4,946 FIVE STAR QUALITY CARE INC COM 33832D106 0.25 100 SH P SHARED 100 FIVE STAR QUALITY CARE INC COM 33832D106 5.00 2,000 SH C SHARED 2,000 FIVE STAR QUALITY CARE INC COM 33832D106 423.90 169,561 SH SHARED 01 169,561 FLAGSTAR BANCORP INC COM NEW 337930507 30.19 61,610 SH SHARED 01 61,610 FLAHERTY & CRMN/CLYMR PFD SE COM SHS 338478100 17.60 1,100 SH SHARED 1,100 FLAHERTY & CRMN/CLYMR PFD SE COM SHS 338478100 803.22 50,201 SH SHARED 01 50,201 FLAHERTY & CRMRN CLYMRE T R COM 338479108 74.44 4,273 SH SHARED 01 4,273 FLAHERTY & CRUMRINE PFD INC COM 338480106 60.48 4,520 SH SHARED 01 4,520 FLAHERTY & CRUMRINE PFD INC COM 33848E106 3.14 300 SH SHARED 01 300 FLAMEL TECHNOLOGIES SA SPONSORED ADR 338488109 2.09 500 SH SHARED 01 500

FLAMEL TECHNOLOGIES SA SPONSORED ADR 338488109 6.04 1,449 SH SHARED 1,449 FLAMEL TECHNOLOGIES SA SPONSORED ADR 338488109 41.70 10,000 SH SHARED 10,000 FLEETCOR TECHNOLOGIES INC COM 339041105 18.80 716 SH SOLE 716 FLEXSTEEL INDS INC COM 339382103 10.16 678 SH SHARED 01 678 FLEXSTEEL INDS INC COM 339382103 12.92 862 SH SHARED 862 FLEXTRONICS INTL LTD ORD Y2573F102 16.15 2,868 SH SHARED 21 2,868 FLEXTRONICS INTL LTD ORD Y2573F102 157.64 28,000 SH P SHARED 28,000 FLEXTRONICS INTL LTD ORD Y2573F102 173.97 30,900 SH SHARED 20 30,900 FLEXTRONICS INTL LTD ORD Y2573F102 235.89 41,898 SH SHARED 41,898 FLEXTRONICS INTL LTD ORD Y2573F102 459.41 81,600 SH C SHARED 81,600 FLEXTRONICS INTL LTD ORD Y2573F102 955.47 169,711 SH SHARED 169,711 FLEXTRONICS INTL LTD ORD Y2573F102 3,869.90 687,372 SH SHARED 01 687,372 FLIR SYS INC COM 302445101 20.47 817 SH SHARED 21 817 FLIR SYS INC COM 302445101 37.58 1,500 SH C SHARED 1,500 FLIR SYS INC COM 302445101 199.17 7,951 SH SHARED 7,951 FLIR SYS INC COM 302445101 284.47 11,356 SH SHARED 11,356 FLIR SYS INC COM 302445101 339.75 13,563 SH SHARED 20 13,563 FLIR SYS INC COM 302445101 3,340.74 133,363 SH SHARED 01 133,363 FLOTEK INDS INC DEL COM 343389102 2.80 600 SH P SHARED 600 FLOTEK INDS INC DEL COM 343389102 18.68 4,000 SH C SHARED 4,000 FLOTEK INDS INC DEL COM 343389102 321.73 68,894 SH SHARED 01 68,894 FLOWERS FOODS INC COM 343498101 5.84 300 SH C SHARED 300 FLOWERS FOODS INC COM 343498101 82.59 4,244 SH SHARED 4,244 FLOWERS FOODS INC COM 343498101 731.93 37,612 SH SHARED 01 37,612 FLOWSERVE CORP COM 34354P105 20.57 278 SH SHARED 21 278 FLOWSERVE CORP COM 34354P105 310.80 4,200 SH SHARED 4,200 FLOWSERVE CORP COM 34354P105 969.40 13,100 SH C SHARED 13,100 FLOWSERVE CORP COM 34354P105 1,339.40 18,100 SH P SHARED 18,100 FLOWSERVE CORP COM 34354P105 1,918.82 25,930 SH SHARED 25,930 FLOWSERVE CORP COM 34354P105 3,371.88 45,566 SH SHARED 01 45,566 FLUIDIGM CORP DEL COM 34385P108 15.89 1,141 SH SOLE 1,141 FLUOR CORP NEW COM 343412102 14.66 315 SH SHARED 21 315 FLUOR CORP NEW COM 343412102 535.33 11,500 SH P SHARED 11,500 FLUOR CORP NEW COM 343412102 690.48 14,833 SH SHARED 14,833 FLUOR CORP NEW COM 343412102 1,852.69 39,800 SH C SHARED 39,800 FLUOR CORP NEW COM 343412102 2,357.76 50,650 SH SHARED 50,650 FLUOR CORP NEW COM 343412102 14,881.62 319,691 SH SHARED 01 319,691 FLUOR CORP NEW NOTE 1.500% 2/1 343412AA0 1.69 1,000 PRN SHARED 01 1,000 FLUSHING FINL CORP COM 343873105 15.75 1,458 SH SHARED 01 1,458 FLY LEASING LTD SPONSORED ADR 34407D109 839.90 74,000 SH SHARED 01 74,000 FMC TECHNOLOGIES INC COM 30249U101 90.24 2,400 SH C SHARED 2,400 FMC TECHNOLOGIES INC COM 30249U101 300.80 8,000 SH P SHARED 8,000 FMC TECHNOLOGIES INC COM 30249U101 486.32 12,934 SH SHARED 12,934 FMC TECHNOLOGIES INC COM 30249U101 3,978.46 105,810 SH SHARED 20 105,810

FMC TECHNOLOGIES INC COM 30249U101 4,649.92 123,668 SH SHARED 01 123,668 FNB CORP PA COM 302520101 42.79 4,993 SH SHARED 01 4,993 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 5.82 346 SH SHARED 21 346 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 45.79 2,720 SH SHARED 01 2,720 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 1,284.48 76,298 SH SHARED 20 76,298 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 3,109.41 184,699 SH SHARED 184,699 FOCUSSHARES TR MRNGSTR LRG CP 34416W601 16.34 748 SH SOLE 748 FOCUSSHARES TR MRNGSTR MID CP 34416W700 6.31 303 SH SOLE 303 FOCUSSHARES TR MRNGSTR US MKT 34416W502 14.58 680 SH SOLE 680 FOCUSSHARES TR MRNSTR CON DEF 34416W858 12.13 483 SH SOLE 483 FOCUSSHARES TR MRNSTR ENERGY 34416W841 14.83 780 SH SOLE 780 FOCUSSHARES TR MRNSTR INDLS 34416W817 9.18 466 SH SOLE 466 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 15.82 244 SH SHARED 21 244 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 82.71 1,276 SH SHARED 1,276 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 433.00 6,680 SH SHARED 17 6,680 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 617.80 9,531 SH SHARED 9,531 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 8,878.27 136,968 SH SHARED 01 136,968 FONAR CORP COM NEW 344437405 4.86 2,478 SH SOLE 2,478 FOOD TECHNOLOGY SERVICE INC COM NEW 344798202 10.36 1,650 SH SOLE 1,650 FOOT LOCKER INC COM 344849104 8.04 400 SH P SHARED 400 FOOT LOCKER INC COM 344849104 342.19 17,033 SH SHARED 01 17,033 FOOT LOCKER INC COM 344849104 413.85 20,600 SH C SHARED 20,600 FORCE PROTECTION INC COM NEW 345203202 1.54 400 SH P SHARED 400 FORCE PROTECTION INC COM NEW 345203202 3.85 1,000 SH SHARED 01 1,000 FORCE PROTECTION INC COM NEW 345203202 49.28 12,800 SH C SHARED 12,800 FORD MTR CO DEL NOTE 4.250%11/1 345370CN8 536.38 413,000 PRN SHARED 01 413,000 FORD MTR CO DEL COM PAR $0.01 345370860 2.90 300 SH C SHARED 01 300 FORD MTR CO DEL COM PAR $0.01 345370860 13.23 1,368 SH SHARED 20 1,368 FORD MTR CO DEL COM PAR $0.01 345370860 129.59 13,401 SH SHARED 21 13,401 FORD MTR CO DEL COM PAR $0.01 345370860 2,266.45 234,380 SH SHARED 234,380 FORD MTR CO DEL COM PAR $0.01 345370860 21,466.59 2,219,916 SH SHARED 2,219,916 FORD MTR CO DEL COM PAR $0.01 345370860 51,993.66 5,376,800 SH P SHARED 5,376,800 FORD MTR CO DEL COM PAR $0.01 345370860 66,264.16 6,852,550 SH C SHARED 6,852,550 FORD MTR CO DEL COM PAR $0.01 345370860 71,079.91 7,350,559 SH SHARED 01 7,350,559 FORD MTR CO DEL *W EXP 01/01/201 345370134 493.04 223,097 SH SHARED 01 223,097 FORD MTR CO DEL *W EXP 01/01/201 345370134 7,399.27 3,348,087 SH SHARED 3,348,087 FORD MTR CO DEL NOTE 4.250%12/1 345370CF5 3.88 3,000 PRN SHARED 01 3,000 FOREST CITY ENTERPRISES INC CL A 345550107 8.95 840 SH SHARED 21 840

FOREST CITY ENTERPRISES INC CL A 345550107 130.00 12,195 SH SHARED 20 12,195 FOREST CITY ENTERPRISES INC CL A 345550107 1,134.77 106,451 SH SHARED 01 106,451 FOREST LABS INC COM 345838106 15.83 514 SH SHARED 20 514 FOREST LABS INC COM 345838106 366.40 11,900 SH C SHARED 11,900 FOREST LABS INC COM 345838106 563.67 18,307 SH SHARED 18,307 FOREST LABS INC COM 345838106 2,170.36 70,489 SH SHARED 70,489 FOREST LABS INC COM 345838106 3,232.95 105,000 SH P SHARED 105,000 FOREST LABS INC COM 345838106 6,458.54 209,761 SH SHARED 01 209,761 FOREST OIL CORP COM PAR $0.01 346091705 224.64 15,600 SH C SHARED 15,600 FOREST OIL CORP COM PAR $0.01 346091705 918.72 63,800 SH P SHARED 63,800 FOREST OIL CORP COM PAR $0.01 346091705 1,935.07 134,380 SH SHARED 01 134,380 FORESTAR GROUP INC COM 346233109 1.81 166 SH SHARED 01 166 FORMFACTOR INC COM 346375108 3.12 500 SH C SHARED 500 FORMFACTOR INC COM 346375108 204.03 32,750 SH SHARED 32,750 FORMFACTOR INC COM 346375108 528.04 84,757 SH SHARED 01 84,757 FORRESTER RESH INC COM 346563109 464.47 14,287 SH SOLE 14,287 FORT DEARBORN INCOME SECS IN COM 347200107 2.41 150 SH SHARED 01 150 FORT DEARBORN INCOME SECS IN COM 347200107 14.17 882 SH SHARED 882 FORTINET INC COM 34959E109 1.68 100 SH P SHARED 100 FORTINET INC COM 34959E109 37.93 2,258 SH SHARED 2,258 FORTINET INC COM 34959E109 589.38 35,082 SH SHARED 01 35,082 FORTINET INC COM 34959E109 1,206.24 71,800 SH C SHARED 71,800 FORTRESS INVESTMENT GROUP LL CL A 34958B106 6.32 2,100 SH P SHARED 2,100 FORTRESS INVESTMENT GROUP LL CL A 34958B106 100.23 33,300 SH C SHARED 33,300 FORTRESS INVESTMENT GROUP LL CL A 34958B106 3,000.42 996,816 SH SHARED 01 996,816 FORTRESS INVESTMENT GROUP LL CL A 34958B106 5,345.39 1,775,877 SH SHARED 1,775,877 FORTUNE BRANDS INC COM 349631101 21.63 400 SH C SHARED 400 FORTUNE BRANDS INC COM 349631101 475.90 8,800 SH SHARED 8,800 FORTUNE BRANDS INC COM 349631101 1,925.90 35,612 SH SHARED 01 35,612 FORTUNE BRANDS INC COM 349631101 112,582.18 2,081,771 SH SHARED 2,081,771 FORTUNE BRANDS INC PFD CV $2.67 349631200 314.87 882 SH SOLE 882 FORTUNE INDUSTRIES INC COM NEW 34963X200 0.21 400 SH SHARED 01 400 FORTUNE INDUSTRIES INC COM NEW 34963X200 3.94 7,440 SH SHARED 7,440 FORWARD AIR CORP COM 349853101 175.94 6,913 SH SHARED 01 6,913 FORWARD INDS INC N Y COM NEW 349862300 2.25 1,000 SH SHARED 01 1,000 FORWARD INDS INC N Y COM NEW 349862300 3.78 1,678 SH SHARED 1,678 FOSSIL INC COM 349882100 234.75 2,896 SH SHARED 2,896

FOSSIL INC COM 349882100 299.92 3,700 SH C SHARED 3,700 FOSSIL INC COM 349882100 875.29 10,798 SH SHARED 01 10,798 FOSSIL INC COM 349882100 883.55 10,900 SH P SHARED 10,900 FOSSIL INC COM 349882100 3,668.78 45,260 SH SHARED 45,260 FOSTER L B CO COM 350060109 2.22 100 SH C SOLE 100 FOSTER WHEELER AG COM H27178104 137.05 7,704 SH SHARED 7,704 FOSTER WHEELER AG COM H27178104 457.20 25,700 SH P SHARED 25,700 FOSTER WHEELER AG COM H27178104 618.67 34,776 SH SHARED 34,776 FOSTER WHEELER AG COM H27178104 627.99 35,300 SH C SHARED 35,300 FOSTER WHEELER AG COM H27178104 2,150.49 120,882 SH SHARED 01 120,882 FOX CHASE BANCORP INC NEW COM 35137T108 66.39 5,236 SH SOLE 5,236 FPIC INS GROUP INC COM 302563101 237.36 5,673 SH SOLE 5,673 FQF TR QUANTSHARE SIZ 351680400 1,220.50 50,000 SH SOLE 50,000 FRANCE TELECOM SPONSORED ADR 35177Q105 2.08 127 SH SHARED 21 127 FRANCE TELECOM SPONSORED ADR 35177Q105 32.74 2,000 SH SHARED 2,000 FRANCE TELECOM SPONSORED ADR 35177Q105 927.26 56,644 SH SHARED 56,644 FRANCE TELECOM SPONSORED ADR 35177Q105 14,562.10 889,560 SH SHARED 01 889,560 FRANCESCAS HLDGS CORP COM 351793104 103.59 4,884 SH SOLE 4,884 FRANCO NEVADA CORP COM 351858105 235.46 6,528 SH SHARED 6,528 FRANCO NEVADA CORP COM 351858105 368.74 10,223 SH SHARED 10,223 FRANCO NEVADA CORP COM 351858105 567.35 15,729 SH SHARED 01 15,729 FRANKLIN ELEC INC COM 353514102 82.90 2,285 SH SHARED 01 2,285 FRANKLIN ELEC INC COM 353514102 1,514.98 41,758 SH SHARED 41,758 FRANKLIN RES INC COM 354613101 62.64 655 SH SHARED 21 655 FRANKLIN RES INC COM 354613101 506.89 5,300 SH C SHARED 5,300 FRANKLIN RES INC COM 354613101 545.15 5,700 SH P SHARED 5,700 FRANKLIN RES INC COM 354613101 903.32 9,445 SH SHARED 9,445 FRANKLIN RES INC COM 354613101 1,005.56 10,514 SH SHARED 10,514 FRANKLIN RES INC COM 354613101 11,284.85 117,993 SH SHARED 01 117,993 FRANKLIN STREET PPTYS CORP COM 35471R106 454.66 40,200 SH SHARED 40,200 FRANKLIN STREET PPTYS CORP COM 35471R106 659.37 58,300 SH SHARED 01 58,300 FRANKLIN TEMPLETON LTD DUR I COM 35472T101 110.70 8,522 SH SHARED 01 8,522 FRANKLIN UNVL TR SH BEN INT 355145103 17.10 2,741 SH SHARED 2,741 FRANKLIN UNVL TR SH BEN INT 355145103 298.92 47,904 SH SHARED 01 47,904 FREDS INC CL A 356108100 114.60 10,750 SH SHARED 01 10,750 FREEPORT-MCMORAN COPPER & GO COM 35671D857 28.20 926 SH SHARED 21 926 FREEPORT-MCMORAN COPPER & GO COM 35671D857 1,513.82 49,715 SH SHARED 20 49,715 FREEPORT-MCMORAN COPPER & GO COM 35671D857 11,276.34 370,323 SH SHARED 370,323

FREEPORT-MCMORAN COPPER & GO COM 35671D857 21,431.41 703,823 SH SHARED 703,823 FREEPORT-MCMORAN COPPER & GO COM 35671D857 30,625.24 1,005,755 SH C SHARED 1,005,755 FREEPORT-MCMORAN COPPER & GO COM 35671D857 33,150.92 1,088,700 SH P SHARED 1,088,700 FREEPORT-MCMORAN COPPER & GO COM 35671D857 52,048.06 1,709,296 SH SHARED 01 1,709,296 FREESCALE SEMICONDUCTOR HLDG SHS OLD G3727Q101 12.32 1,117 SH SHARED 01 1,117 FREESCALE SEMICONDUCTOR HLDG SHS OLD G3727Q101 1,178.90 106,881 SH SHARED 106,881 FREESEAS INC SHS Y26496144 0.26 285 SH SHARED 285 FREESEAS INC SHS Y26496144 1.51 1,640 SH SHARED 01 1,640 FREIGHTCAR AMER INC COM 357023100 2.88 200 SH C SHARED 200 FREIGHTCAR AMER INC COM 357023100 13.24 919 SH SHARED 01 919 FREQUENCY ELECTRS INC COM 358010106 7.87 923 SH SOLE 923 FRESENIUS MED CARE AG&CO KGA SPON ADR PREF 358029205 53.14 984 SH SOLE 984 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 25.05 371 SH SHARED 21 371 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 476.42 7,055 SH SHARED 7,055 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 4,638.91 68,694 SH SHARED 01 68,694 FRESH DEL MONTE PRODUCE INC ORD G36738105 6.96 300 SH C SHARED 300 FRESH DEL MONTE PRODUCE INC ORD G36738105 24.62 1,061 SH SHARED 01 1,061 FRESH MKT INC COM 35804H106 9.54 250 SH SHARED 21 250 FRESH MKT INC COM 35804H106 22.90 600 SH C SHARED 600 FRESH MKT INC COM 35804H106 989.83 25,939 SH SHARED 01 25,939 FRIENDFINDER NETWORKS INC COM IPO 358453306 2.90 1,578 SH SOLE 1,578 FRISCHS RESTAURANTS INC COM 358748101 2.25 116 SH SOLE 116 FRONTIER COMMUNICATIONS CORP COM 35906A108 117.92 19,300 SH P SHARED 19,300 FRONTIER COMMUNICATIONS CORP COM 35906A108 316.02 51,722 SH SHARED 51,722 FRONTIER COMMUNICATIONS CORP COM 35906A108 576.17 94,300 SH C SHARED 94,300 FRONTIER COMMUNICATIONS CORP COM 35906A108 1,460.58 239,047 SH SHARED 239,047

FRONTIER COMMUNICATIONS CORP COM 35906A108 11,639.98 1,905,071 SH SHARED 01 1,905,071 FRONTLINE LTD SHS G3682E127 28.62 5,900 SH SHARED 01 5,900 FRONTLINE LTD SHS G3682E127 126.10 26,000 SH P SHARED 26,000 FRONTLINE LTD SHS G3682E127 196.91 40,600 SH C SHARED 40,600 FRONTLINE LTD SHS G3682E127 1,431.51 295,157 SH SHARED 295,157 FSI INTL INC COM 302633102 8.65 4,600 SH SHARED 01 4,600 FTI CONSULTING INC COM 302941109 5.52 150 SH SHARED 20 150 FTI CONSULTING INC COM 302941109 66.26 1,800 SH C SHARED 1,800 FTI CONSULTING INC COM 302941109 73.62 2,000 SH P SHARED 2,000 FTI CONSULTING INC COM 302941109 325.81 8,851 SH SHARED 01 8,851 FUEL SYS SOLUTIONS INC COM 35952W103 3.84 200 SH P SHARED 200 FUEL SYS SOLUTIONS INC COM 35952W103 16.71 870 SH SHARED 21 870 FUEL SYS SOLUTIONS INC COM 35952W103 305.44 15,900 SH C SHARED 15,900 FUEL SYS SOLUTIONS INC COM 35952W103 1,487.33 77,425 SH SHARED 01 77,425 FUEL TECH INC COM 359523107 6.80 1,168 SH SHARED 21 1,168 FUEL TECH INC COM 359523107 10.48 1,800 SH C SHARED 1,800 FUEL TECH INC COM 359523107 319.40 54,880 SH SHARED 01 54,880 FUELCELL ENERGY INC COM 35952H106 5.04 6,000 SH C SHARED 6,000 FUELCELL ENERGY INC COM 35952H106 17.81 21,200 SH P SHARED 21,200 FUELCELL ENERGY INC COM 35952H106 228.32 271,805 SH SHARED 01 271,805 FULL CIRCLE CAP CORP COM 359671104 14.31 2,019 SH SOLE 2,019 FULL HOUSE RESORTS INC COM 359678109 2.74 1,000 SH SHARED 01 1,000 FULL HOUSE RESORTS INC COM 359678109 4.23 1,545 SH SHARED 1,545 FULLER H B CO COM 359694106 1.04 57 SH SHARED 01 57 FULTON FINL CORP PA COM 360271100 8.08 1,056 SH SHARED 1,056 FULTON FINL CORP PA COM 360271100 19.13 2,500 SH P SHARED 2,500 FULTON FINL CORP PA COM 360271100 184.33 24,095 SH SHARED 01 24,095 FUNDTECH LTD ORD M47095100 4.62 200 SH SHARED 01 200 FUNDTECH LTD ORD M47095100 111.20 4,818 SH SHARED 4,818 FURIEX PHARMACEUTICALS INC COM 36106P101 0.47 33 SH SHARED 01 33 FURMANITE CORPORATION COM 361086101 160.52 29,671 SH SHARED 01 29,671 FURNITURE BRANDS INTL INC COM 360921100 5.09 2,470 SH SHARED 01 2,470 FUSHI COPPERWELD INC COM 36113E107 0.99 200 SH P SHARED 200 FUSHI COPPERWELD INC COM 36113E107 12.38 2,500 SH C SHARED 2,500 FUSHI COPPERWELD INC COM 36113E107 104.70 21,152 SH SHARED 21,152 FUSHI COPPERWELD INC COM 36113E107 5,876.33 1,187,137 SH SHARED 01 1,187,137 FUSION-IO INC COM 36112J107 36.10 1,900 SH P SHARED 1,900

FUSION-IO INC COM 36112J107 62.70 3,300 SH C SHARED 3,300 FUSION-IO INC COM 36112J107 173.41 9,127 SH SHARED 01 9,127 FUSION-IO INC COM 36112J107 696.81 36,674 SH SHARED 36,674 FX ENERGY INC COM 302695101 2.48 600 SH P SOLE 600 FXCM INC COM CL A 302693106 2.80 200 SH C SHARED 200 FXCM INC COM CL A 302693106 476.37 33,978 SH SHARED 01 33,978 G WILLI FOOD INTL LTD ORD M52523103 3.28 552 SH SOLE 552 GABELLI CONV & INCOME SECS F CONV SECS FD 36240B109 6.33 1,242 SH SHARED 1,242 GABELLI CONV & INCOME SECS F CONV SECS FD 36240B109 300.07 58,837 SH SHARED 01 58,837 GABELLI DIVD & INCOME TR COM 36242H104 16.65 1,216 SH SHARED 1,216 GABELLI DIVD & INCOME TR COM 36242H104 3,008.46 219,756 SH SHARED 01 219,756 GABELLI EQUITY TR INC COM 362397101 49.10 10,337 SH SHARED 10,337 GABELLI EQUITY TR INC COM 362397101 225.29 47,429 SH SHARED 01 47,429 GABELLI GLB GLD NAT RES & IN COM SHS BN INT 36244N109 7.13 498 SH SHARED 498 GABELLI GLB GLD NAT RES & IN COM SHS BN INT 36244N109 3,359.69 234,779 SH SHARED 01 234,779 GABELLI GLOBAL MULTIMEDIA TR COM 36239Q109 0.02 4 SH SHARED 01 4 GABELLI GLOBL UTIL & INCOME COM SH BEN INT 36242L105 3.39 175 SH SOLE 175 GABELLI HLTHCARE & WELLNESS SHS 36246K103 4.15 621 SH SHARED 01 621 GABELLI HLTHCARE & WELLNESS SHS 36246K103 9.39 1,406 SH SHARED 1,406 GABELLI NAT RES GLD & INC TR SHS BEN INT 36249M106 23.00 1,580 SH SHARED 01 1,580 GABELLI UTIL TR COM 36240A101 17.62 2,568 SH SHARED 2,568 GABELLI UTIL TR COM 36240A101 42.37 6,176 SH SHARED 01 6,176 GAFISA S A SPONS ADR 362607301 446.16 77,324 SH SHARED 01 77,324 GAIAM INC CL A 36268Q103 212.97 62,823 SH SHARED 01 62,823 GALLAGHER ARTHUR J & CO COM 363576109 960.16 36,508 SH SHARED 01 36,508 GALLAGHER ARTHUR J & CO COM 363576109 1,881.11 71,525 SH SHARED 71,525 GAMCO INVESTORS INC COM 361438104 1.61 41 SH SHARED 01 41 GAMESTOP CORP NEW CL A 36467W109 271.17 11,739 SH SHARED 11,739 GAMESTOP CORP NEW CL A 36467W109 697.27 30,185 SH SHARED 20 30,185 GAMESTOP CORP NEW CL A 36467W109 697.62 30,200 SH C SHARED 30,200

GAMESTOP CORP NEW CL A 36467W109 1,406.79 60,900 SH P SHARED 60,900 GAMESTOP CORP NEW CL A 36467W109 2,261.49 97,900 SH SHARED 01 97,900 GAMING PARTNERS INTL CORP COM 36467A107 6.04 913 SH SOLE 913 GANNETT INC COM 364730101 332.60 34,900 SH C SHARED 34,900 GANNETT INC COM 364730101 1,876.46 196,900 SH P SHARED 196,900 GANNETT INC COM 364730101 3,016.99 316,578 SH SHARED 01 316,578 GAP INC DEL COM 364760108 12.62 777 SH SHARED 20 777 GAP INC DEL COM 364760108 420.62 25,900 SH SHARED 25,900 GAP INC DEL COM 364760108 1,711.78 105,405 SH SHARED 105,405 GAP INC DEL COM 364760108 1,986.22 122,304 SH SHARED 01 122,304 GAP INC DEL COM 364760108 2,585.41 159,200 SH C SHARED 159,200 GAP INC DEL COM 364760108 7,923.50 487,900 SH P SHARED 487,900 GARDNER DENVER INC COM 365558105 50.84 800 SH C SHARED 800 GARDNER DENVER INC COM 365558105 1,230.65 19,365 SH SHARED 01 19,365 GARDNER DENVER INC COM 365558105 1,382.15 21,749 SH SHARED 21,749 GARMIN LTD SHS H2906T109 222.39 7,000 SH SHARED 7,000 GARMIN LTD SHS H2906T109 702.12 22,100 SH C SHARED 22,100 GARMIN LTD SHS H2906T109 1,244.43 39,170 SH SHARED 01 39,170 GARMIN LTD SHS H2906T109 2,439.94 76,800 SH P SHARED 76,800 GARMIN LTD SHS H2906T109 3,346.08 105,322 SH SHARED 105,322 GARTNER INC COM 366651107 23.99 688 SH SHARED 688 GARTNER INC COM 366651107 141.47 4,057 SH SHARED 01 4,057 GARTNER INC COM 366651107 444.42 12,745 SH SHARED 20 12,745 GAS NAT INC COM 367204104 499.07 45,411 SH SHARED 01 45,411 GASCO ENERGY INC COM 367220100 0.19 1,000 SH SHARED 01 1,000 GASCO ENERGY INC COM 367220100 19.81 104,280 SH SHARED 104,280 GASTAR EXPL LTD COM NEW 367299203 2.10 700 SH C SOLE 700 GASTAR EXPL LTD COM NEW 367299203 3.90 1,300 SH P SOLE 1,300 GATX CORP COM 361448103 3.10 100 SH C SHARED 100 GATX CORP COM 361448103 94.30 3,043 SH SHARED 3,043 GATX CORP COM 361448103 96.22 3,105 SH SHARED 20 3,105 GATX CORP COM 361448103 1,089.52 35,157 SH SHARED 01 35,157 GATX CORP PFD CONV $2.50 361448202 146.02 1,000 SH SHARED 01 1,000 GAYLORD ENTMT CO NEW COM 367905106 1.93 100 SH C SHARED 100 GAYLORD ENTMT CO NEW COM 367905106 1.93 100 SH P SHARED 100 GAYLORD ENTMT CO NEW COM 367905106 879.25 45,463 SH SHARED 01 45,463 GDL FUND COM SH BEN IT 361570104 42.57 3,571 SH SHARED 3,571 GDL FUND COM SH BEN IT 361570104 945.35 79,308 SH SHARED 01 79,308 GEEKNET INC COM NEW 36846Q203 2.55 126 SH SHARED 01 126 GENCO SHIPPING & TRADING LTD SHS Y2685T107 396.75 50,800 SH C SHARED 50,800 GENCO SHIPPING & TRADING LTD SHS Y2685T107 479.60 61,408 SH SHARED 01 61,408 GENCO SHIPPING & TRADING LTD SHS Y2685T107 562.37 72,007 SH SHARED 72,007

GENCO SHIPPING & TRADING LTD SHS Y2685T107 871.60 111,600 SH P SHARED 111,600 GENCOR INDS INC COM 368678108 7.25 1,000 SH SHARED 01 1,000 GENCORP INC COM 368682100 7.99 1,779 SH SHARED 01 1,779 GENERAL AMERN INVS INC COM 368802104 38.46 1,675 SH SHARED 1,675 GENERAL AMERN INVS INC COM 368802104 909.54 39,614 SH SHARED 01 39,614 GENERAL CABLE CORP DEL NEW COM 369300108 4.67 200 SH C SHARED 200 GENERAL CABLE CORP DEL NEW COM 369300108 37.27 1,596 SH SHARED 1,596 GENERAL CABLE CORP DEL NEW COM 369300108 261.73 11,209 SH SHARED 01 11,209 GENERAL CABLE CORP DEL NEW COM 369300108 380.61 16,300 SH P SHARED 16,300 GENERAL CABLE CORP DEL NEW COM 369300108 5,755.89 246,505 SH SHARED 246,505 GENERAL DYNAMICS CORP COM 369550108 31.29 550 SH SHARED 21 550 GENERAL DYNAMICS CORP COM 369550108 93.02 1,635 SH SHARED 1,635 GENERAL DYNAMICS CORP COM 369550108 1,240.37 21,803 SH SHARED 21,803 GENERAL DYNAMICS CORP COM 369550108 1,291.97 22,710 SH SHARED 20 22,710 GENERAL DYNAMICS CORP COM 369550108 4,608.09 81,000 SH P SHARED 81,000 GENERAL DYNAMICS CORP COM 369550108 11,252.84 197,800 SH C SHARED 197,800 GENERAL DYNAMICS CORP COM 369550108 22,739.10 399,703 SH SHARED 01 399,703 GENERAL ELECTRIC CO COM 369604103 89.46 5,878 SH SHARED 20 5,878 GENERAL ELECTRIC CO COM 369604103 972.79 63,915 SH SHARED 21 63,915 GENERAL ELECTRIC CO COM 369604103 1,901.08 124,907 SH SHARED 17 124,907 GENERAL ELECTRIC CO COM 369604103 31,339.97 2,059,131 SH SHARED 2,059,131 GENERAL ELECTRIC CO COM 369604103 52,172.53 3,427,893 SH SHARED 3,427,893 GENERAL ELECTRIC CO COM 369604103 64,292.32 4,224,200 SH P SHARED 4,224,200 GENERAL ELECTRIC CO COM 369604103 87,624.58 5,757,200 SH C SHARED 5,757,200 GENERAL ELECTRIC CO COM 369604103 175,856.22 11,554,285 SH SHARED 01 11,554,285 GENERAL EMPLOYMENT ENTERPRIS COM 369730106 2.08 9,037 SH SOLE 9,037 GENERAL FINANCE CORP COM 369822101 1.15 390 SH SOLE 390 GENERAL FINANCE CORP UNIT 99/99/9999 369822408 1.05 300 SH SOLE 300 GENERAL GROWTH PPTYS INC NEW COM 370023103 3.44 284 SH SHARED 21 284

GENERAL GROWTH PPTYS INC NEW COM 370023103 43.56 3,600 SH P SHARED 3,600 GENERAL GROWTH PPTYS INC NEW COM 370023103 539.66 44,600 SH C SHARED 44,600 GENERAL GROWTH PPTYS INC NEW COM 370023103 645.44 53,342 SH SHARED 01 53,342 GENERAL GROWTH PPTYS INC NEW COM 370023103 1,677.63 138,647 SH SHARED 138,647 GENERAL GROWTH PPTYS INC NEW COM 370023103 90,538.33 7,482,507 SH SHARED 7,482,507 GENERAL MARITIME CORP NEW SHS Y2693R101 1.89 7,269 SH SHARED 01 7,269 GENERAL MARITIME CORP NEW SHS Y2693R101 2.39 9,200 SH P SHARED 9,200 GENERAL MARITIME CORP NEW SHS Y2693R101 3.95 15,200 SH C SHARED 15,200 GENERAL MLS INC COM 370334104 6.54 170 SH SHARED 21 170 GENERAL MLS INC COM 370334104 27.71 720 SH SHARED 20 720 GENERAL MLS INC COM 370334104 76.98 2,000 SH SHARED 17 2,000 GENERAL MLS INC COM 370334104 1,393.34 36,200 SH SHARED 36,200 GENERAL MLS INC COM 370334104 2,627.67 68,269 SH SHARED 68,269 GENERAL MLS INC COM 370334104 4,572.61 118,800 SH P SHARED 118,800 GENERAL MLS INC COM 370334104 5,423.24 140,900 SH C SHARED 140,900 GENERAL MLS INC COM 370334104 119,232.55 3,097,754 SH SHARED 01 3,097,754 GENERAL MOLY INC COM 370373102 9.28 3,200 SH C SHARED 3,200 GENERAL MOLY INC COM 370373102 179.22 61,800 SH SHARED 01 61,800 GENERAL MTRS CO COM 37045V100 4.08 202 SH SHARED 21 202 GENERAL MTRS CO COM 37045V100 102.92 5,100 SH P SHARED 01 5,100 GENERAL MTRS CO COM 37045V100 897.02 44,451 SH SHARED 44,451 GENERAL MTRS CO COM 37045V100 4,856.62 240,665 SH SHARED 20 240,665 GENERAL MTRS CO COM 37045V100 9,018.20 446,888 SH SHARED 01 446,888 GENERAL MTRS CO COM 37045V100 14,943.29 740,500 SH C SHARED 740,500 GENERAL MTRS CO COM 37045V100 16,815.99 833,300 SH P SHARED 833,300 GENERAL MTRS CO COM 37045V100 25,022.11 1,239,946 SH SHARED 1,239,946 GENERAL MTRS CO JR PFD CNV SRB 37045V209 25.40 724 SH SHARED 724 GENERAL MTRS CO JR PFD CNV SRB 37045V209 3,435.81 97,942 SH SHARED 01 97,942 GENERAL MTRS CO *W EXP 07/10/201 37045V118 2.14 184 SH SHARED 21 184 GENERAL MTRS CO *W EXP 07/10/201 37045V118 168.15 14,446 SH SHARED 01 14,446 GENERAL MTRS CO *W EXP 07/10/201 37045V118 3,077.78 264,414 SH SHARED 264,414 GENERAL MTRS CO *W EXP 07/10/201 37045V126 1.46 184 SH SHARED 21 184 GENERAL MTRS CO *W EXP 07/10/201 37045V126 92.35 11,646 SH SHARED 01 11,646 GENERAL MTRS CO *W EXP 07/10/201 37045V126 2,105.45 265,504 SH SHARED 265,504 GENERAL STEEL HOLDINGS INC COM 370853103 8.50 7,144 SH SOLE 7,144 GENESCO INC COM 371532102 15.46 300 SH C SHARED 300 GENESCO INC COM 371532102 1,426.50 27,683 SH SHARED 01 27,683

GENESEE & WYO INC CL A 371559105 3.95 85 SH SHARED 20 85 GENESEE & WYO INC CL A 371559105 23.26 500 SH P SHARED 500 GENESEE & WYO INC CL A 371559105 32.56 700 SH C SHARED 700 GENESEE & WYO INC CL A 371559105 41.91 901 SH SHARED 21 901 GENESEE & WYO INC CL A 371559105 4,877.62 104,850 SH SHARED 01 104,850 GENESIS ENERGY L P UNIT LTD PARTN 371927104 7.26 300 SH P SHARED 300 GENESIS ENERGY L P UNIT LTD PARTN 371927104 41.16 1,700 SH C SHARED 1,700 GENESIS ENERGY L P UNIT LTD PARTN 371927104 942.13 38,915 SH SHARED 01 38,915 GENESIS ENERGY L P UNIT LTD PARTN 371927104 3,721.39 153,713 SH SHARED 153,713 GENETIC TECHNOLOGIES LTD SPONSORED ADR 37185R109 10.72 2,419 SH SOLE 2,419 GENMARK DIAGNOSTICS INC COM 372309104 2.33 406 SH SHARED 406 GENMARK DIAGNOSTICS INC COM 372309104 40.25 7,000 SH SHARED 01 7,000 GENOMIC HEALTH INC COM 37244C101 10.99 500 SH P SHARED 500 GENOMIC HEALTH INC COM 37244C101 48.36 2,200 SH SHARED 01 2,200 GENOMIC HEALTH INC COM 37244C101 393.05 17,882 SH SHARED 17,882 GENON ENERGY INC COM 37244E107 1.67 600 SH P SHARED 600 GENON ENERGY INC COM 37244E107 9.73 3,500 SH C SHARED 3,500 GENON ENERGY INC COM 37244E107 40.85 14,696 SH SHARED 01 14,696 GENON ENERGY INC COM 37244E107 6,802.75 2,447,032 SH SHARED 2,447,032 GENPACT LIMITED SHS G3922B107 310.31 21,564 SH SHARED 21,564 GENPACT LIMITED SHS G3922B107 7,774.86 540,296 SH SHARED 01 540,296 GEN-PROBE INC NEW COM 36866T103 11.45 200 SH P SHARED 200 GEN-PROBE INC NEW COM 36866T103 13.74 240 SH SHARED 21 240 GEN-PROBE INC NEW COM 36866T103 369.03 6,446 SH SHARED 6,446 GEN-PROBE INC NEW COM 36866T103 833.22 14,554 SH SHARED 01 14,554 GENTEX CORP COM 371901109 11.83 492 SH SHARED 21 492 GENTEX CORP COM 371901109 19.24 800 SH C SHARED 800 GENTEX CORP COM 371901109 463.32 19,265 SH SHARED 20 19,265 GENTEX CORP COM 371901109 4,446.05 184,867 SH SHARED 01 184,867 GENTIUM S P A SPONSORED ADR 37250B104 30.12 4,937 SH SOLE 4,937 GENUINE PARTS CO COM 372460105 5.08 100 SH SHARED 21 100 GENUINE PARTS CO COM 372460105 35.20 693 SH SHARED 20 693 GENUINE PARTS CO COM 372460105 187.96 3,700 SH C SHARED 3,700 GENUINE PARTS CO COM 372460105 518.11 10,199 SH SHARED 10,199 GENUINE PARTS CO COM 372460105 904.70 17,809 SH SHARED 17,809 GENUINE PARTS CO COM 372460105 10,357.66 203,891 SH SHARED 01 203,891 GENVEC INC COM NEW 37246C307 3.81 1,320 SH SHARED 01 1,320 GENVEC INC COM NEW 37246C307 9.09 3,145 SH SHARED 3,145 GENWORTH FINL INC COM CL A 37247D106 4.35 757 SH SHARED 21 757 GENWORTH FINL INC COM CL A 37247D106 133.17 23,200 SH P SHARED 23,200 GENWORTH FINL INC COM CL A 37247D106 176.55 30,757 SH SHARED 30,757 GENWORTH FINL INC COM CL A 37247D106 348.99 60,800 SH C SHARED 60,800 GENWORTH FINL INC COM CL A 37247D106 3,812.20 664,146 SH SHARED 01 664,146

GEO GROUP INC COM 36159R103 684.36 36,873 SH SHARED 01 36,873 GEOEYE INC COM 37250W108 3.09 109 SH SHARED 21 109 GEOEYE INC COM 37250W108 41.11 1,450 SH SHARED 01 1,450 GEOEYE INC COM 37250W108 68.98 2,433 SH SHARED 2,433 GEOGLOBAL RESOURCES INC COM 37249T109 1.68 7,000 SH SHARED 01 7,000 GEOKINETICS INC COM PAR $0.01 372910307 116.64 48,200 SH C SOLE 48,200 GEOMET INC DEL COM 37250U201 2.84 3,884 SH SOLE 3,884 GEOPETRO RESOURCES CO COM 37248H304 10.26 33,100 SH SOLE 33,100 GEORESOURCES INC COM 372476101 5.34 300 SH C SOLE 300 GEORGIA GULF CORP COM PAR$0.01 NEW 373200302 15.21 1,100 SH P SHARED 1,100 GEORGIA GULF CORP COM PAR$0.01 NEW 373200302 29.04 2,100 SH C SHARED 2,100 GEORGIA GULF CORP COM PAR$0.01 NEW 373200302 310.72 22,467 SH SHARED 01 22,467 GEORGIA GULF CORP COM PAR$0.01 NEW 373200302 909.25 65,745 SH SHARED 65,745 GERDAU S A SPONSORED ADR 373737105 68.77 9,645 SH SHARED 01 9,645 GERDAU S A SPONSORED ADR 373737105 929.84 130,412 SH SHARED 130,412 GERDAU S A SPONSORED ADR 373737105 1,219.52 171,040 SH SHARED 171,040 GERON CORP COM 374163103 7.63 3,600 SH P SHARED 3,600 GERON CORP COM 374163103 76.48 36,074 SH SHARED 01 36,074 GERON CORP COM 374163103 109.01 51,418 SH SHARED 51,418 GERON CORP COM 374163103 113.42 53,500 SH C SHARED 53,500 GETTY RLTY CORP NEW COM 374297109 15.86 1,100 SH C SHARED 1,100 GETTY RLTY CORP NEW COM 374297109 18.75 1,300 SH P SHARED 1,300 GETTY RLTY CORP NEW COM 374297109 125.71 8,718 SH SHARED 01 8,718 GETTY RLTY CORP NEW COM 374297109 179.56 12,452 SH SHARED 12,452 GETTY RLTY CORP NEW COM 374297109 245.47 17,023 SH SHARED 17,023 GEVO INC COM 374396109 62.25 11,176 SH SOLE 11,176 GFI GROUP INC COM 361652209 0.80 200 SH C SHARED 200 GFI GROUP INC COM 361652209 4.02 1,000 SH SHARED 01 1,000 GFI GROUP INC COM 361652209 8.25 2,051 SH SHARED 2,051 GIANT INTERACTIVE GROUP INC ADR 374511103 76.86 23,080 SH SHARED 01 23,080 GIGA TRONICS INC COM 375175106 0.62 466 SH SOLE 466 GIGAMEDIA LTD ORD Y2711Y104 0.87 1,000 SH P SHARED 1,000 GIGAMEDIA LTD ORD Y2711Y104 2.66 3,061 SH SHARED 01 3,061 GIGAMEDIA LTD ORD Y2711Y104 22.39 25,733 SH SHARED 25,733 GIGAMEDIA LTD ORD Y2711Y104 47.85 55,000 SH C SHARED 55,000 G-III APPAREL GROUP LTD COM 36237H101 2.63 115 SH SHARED 01 115 G-III APPAREL GROUP LTD COM 36237H101 13.72 600 SH C SHARED 600 GILAT SATELLITE NETWORKS LTD SHS NEW M51474118 7.06 2,200 SH SHARED 01 2,200 GILAT SATELLITE NETWORKS LTD SHS NEW M51474118 12.88 4,011 SH SHARED 4,011

GILDAN ACTIVEWEAR INC COM 375916103 299.74 11,600 SH SHARED 11,600 GILDAN ACTIVEWEAR INC COM 375916103 554.40 21,455 SH SHARED 01 21,455 GILDAN ACTIVEWEAR INC COM 375916103 759.23 29,382 SH SHARED 29,382 GILEAD SCIENCES INC NOTE 1.000% 5/0 375558AN3 37,411.25 34,600,000 PRN SHARED 34,600,000 GILEAD SCIENCES INC NOTE 0.625% 5/0 375558AH6 2,489.51 2,179,000 PRN SHARED 2,179,000 GILEAD SCIENCES INC COM 375558103 30.11 776 SH SHARED 21 776 GILEAD SCIENCES INC COM 375558103 556.59 14,345 SH SHARED 17 14,345 GILEAD SCIENCES INC COM 375558103 1,192.01 30,722 SH SHARED 30,722 GILEAD SCIENCES INC COM 375558103 5,051.10 130,183 SH SHARED 130,183 GILEAD SCIENCES INC COM 375558103 7,701.64 198,496 SH SHARED 20 198,496 GILEAD SCIENCES INC COM 375558103 9,571.96 246,700 SH P SHARED 246,700 GILEAD SCIENCES INC COM 375558103 26,038.68 671,100 SH C SHARED 671,100 GILEAD SCIENCES INC COM 375558103 45,683.16 1,177,401 SH SHARED 01 1,177,401 GILEAD SCIENCES INC NOTE 0.625% 5/0 375558AH6 73.12 64,000 PRN SHARED 01 64,000 GILEAD SCIENCES INC NOTE 1.000% 5/0 375558AN3 59.47 55,000 PRN SHARED 01 55,000 GIVEN IMAGING ORD SHS M52020100 7.55 500 SH C SHARED 500 GIVEN IMAGING ORD SHS M52020100 42.06 2,787 SH SHARED 2,787 GIVEN IMAGING ORD SHS M52020100 103.82 6,880 SH SHARED 01 6,880 GLACIER BANCORP INC NEW COM 37637Q105 61.28 6,540 SH SHARED 20 6,540 GLACIER BANCORP INC NEW COM 37637Q105 76.08 8,119 SH SHARED 8,119 GLACIER BANCORP INC NEW COM 37637Q105 131.41 14,025 SH SHARED 01 14,025 GLADSTONE CAPITAL CORP COM 376535100 3.43 500 SH C SHARED 500 GLADSTONE CAPITAL CORP COM 376535100 78.09 11,383 SH SHARED 01 11,383 GLADSTONE CAPITAL CORP COM 376535100 537.08 78,291 SH SHARED 78,291 GLADSTONE COML CORP COM 376536108 46.57 2,970 SH SHARED 2,970 GLADSTONE COML CORP COM 376536108 335.80 21,416 SH SHARED 01 21,416 GLADSTONE INVT CORP COM 376546107 207.71 30,546 SH SHARED 01 30,546 GLADSTONE INVT CORP COM 376546107 478.90 70,426 SH SHARED 70,426 GLATFELTER COM 377316104 414.91 31,409 SH SHARED 01 31,409 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 59.79 1,448 SH SHARED 21 1,448 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 83.86 2,031 SH SHARED 2,031 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 2,198.90 53,255 SH SHARED 20 53,255 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 58,023.31 1,405,263 SH SHARED 01 1,405,263 GLEACHER & CO INC COM 377341102 30.62 25,735 SH SHARED 01 25,735 GLEN BURNIE BANCORP COM 377407101 2.36 300 SH SOLE 300 GLG LIFE TECH CORP COM NEW 361793201 6.37 1,810 SH SOLE 1,810 GLIMCHER RLTY TR SH BEN INT 379302102 1.42 200 SH SHARED 21 200

GLIMCHER RLTY TR SH BEN INT 379302102 50.46 7,127 SH SHARED 01 7,127 GLIMCHER RLTY TR SH BEN INT 379302102 368.87 52,100 SH SHARED 52,100 GLOBAL CROSSING LTD SHS NEW G3921A175 116.44 4,870 SH SHARED 01 4,870 GLOBAL CROSSING LTD SHS NEW G3921A175 1,489.64 62,302 SH SHARED 62,302 GLOBAL GEOPHYSICAL SVCS INC COM 37946S107 1.43 179 SH SHARED 21 179 GLOBAL GEOPHYSICAL SVCS INC COM 37946S107 20.11 2,523 SH SHARED 01 2,523 GLOBAL HIGH INCOME FUND INC COM 37933G108 0.14 12 SH SHARED 01 12 GLOBAL HIGH INCOME FUND INC COM 37933G108 9.06 769 SH SHARED 769 GLOBAL INCOME&CURRENCY FD IN COM 378968101 14.30 1,100 SH SHARED 1,100 GLOBAL INCOME&CURRENCY FD IN COM 378968101 130.56 10,043 SH SHARED 01 10,043 GLOBAL INDS LTD COM 379336100 26.14 3,300 SH C SHARED 3,300 GLOBAL INDS LTD COM 379336100 126.72 16,000 SH P SHARED 16,000 GLOBAL INDS LTD COM 379336100 212.10 26,780 SH SHARED 01 26,780 GLOBAL PARTNERS LP COM UNITS 37946R109 77.42 4,404 SH SHARED 01 4,404 GLOBAL PARTNERS LP COM UNITS 37946R109 267.39 15,210 SH SHARED 15,210 GLOBAL PMTS INC COM 37940X102 9.69 240 SH SHARED 20 240 GLOBAL PMTS INC COM 37940X102 529.23 13,103 SH SHARED 01 13,103 GLOBAL PMTS INC COM 37940X102 1,302.66 32,252 SH SHARED 32,252 GLOBAL POWER EQUIPMENT GRP I COM PAR $0.01 37941P306 0.26 11 SH SHARED 01 11 GLOBAL SOURCES LTD ORD G39300101 3.11 459 SH SHARED 01 459 GLOBAL TECH ADVANCED INNOVAT SHS NEW G39320117 5.10 1,636 SH SOLE 1,636 GLOBAL X FDS ANDEAN 40 ETF 37950E655 8.46 704 SH SOLE 704 GLOBAL X FDS BRAZIL MID CAP 37950E788 18.50 1,423 SH SHARED 01 1,423 GLOBAL X FDS BRAZIL MID CAP 37950E788 28.56 2,197 SH SHARED 2,197 GLOBAL X FDS CHINA CONS ETF 37950E408 85.84 6,764 SH SHARED 01 6,764 GLOBAL X FDS CHINA CONS ETF 37950E408 100.44 7,915 SH SHARED 7,915 GLOBAL X FDS CHINA ENRG ETF 37950E507 14.73 1,248 SH SOLE 1,248 GLOBAL X FDS CHINA FINL ETF 37950E606 17.98 2,148 SH SOLE 2,148 GLOBAL X FDS CHINA INDL ETF 37950E705 12.20 1,379 SH SOLE 1,379 GLOBAL X FDS CHINA MATL ETF 37950E879 10.17 1,302 SH SOLE 1,302 GLOBAL X FDS CHINA TECH ETF 37950E804 7.34 550 SH SHARED 01 550 GLOBAL X FDS CHINA TECH ETF 37950E804 19.72 1,477 SH SHARED 1,477 GLOBAL X FDS COPPER MNR ETF 37950E861 9.38 811 SH SHARED 01 811 GLOBAL X FDS FTSE COLUMBIA20 37950E200 79.21 4,415 SH SHARED 01 4,415 GLOBAL X FDS FTSE COLUMBIA20 37950E200 1,284.25 71,586 SH SHARED 71,586 GLOBAL X FDS FTSE NORDIC REG 37950E101 378.86 24,640 SH SHARED 01 24,640

GLOBAL X FDS GLB TSX VENTUR 37950E630 13.48 1,534 SH SOLE 1,534 GLOBAL X FDS GLB X ASEAN 40 37950E648 5.44 400 SH SHARED 01 400 GLOBAL X FDS GLB X ASEAN 40 37950E648 19.60 1,440 SH SHARED 1,440 GLOBAL X FDS GLB X BRAZ CON 37950E846 2.08 150 SH SHARED 01 150 GLOBAL X FDS GLB X BRAZ CON 37950E846 22.29 1,606 SH SHARED 1,606 GLOBAL X FDS GLB X BRZ FINL 37950E838 27.68 2,258 SH SOLE 2,258 GLOBAL X FDS GLB X FERTIL 37950E499 8.49 709 SH SOLE 709 GLOBAL X FDS GLB X LITHIUM 37950E762 33.79 2,507 SH SHARED 2,507 GLOBAL X FDS GLB X LITHIUM 37950E762 276.56 20,516 SH SHARED 01 20,516 GLOBAL X FDS GLB X OIL EQIT 37950E598 7.88 723 SH SOLE 723 GLOBAL X FDS GLB X SUPERDIV 37950E549 11.44 581 SH SOLE 581 GLOBAL X FDS GLB X URANIUM 37950E754 54.58 6,900 SH SOLE 6,900 GLOBAL X FDS GLB X URANIUM 37950E754 93.34 11,800 SH P SOLE 11,800 GLOBAL X FDS GLB X URANIUM 37950E754 171.65 21,700 SH C SOLE 21,700 GLOBAL X FDS GLOBAL X FOOD 37950E564 1.24 89 SH SOLE 89 GLOBAL X FDS GLOB X NOR ETF 37950E747 54.94 4,644 SH SOLE 4,644 GLOBAL X FDS PURE GLD MINERS 37950E614 16.58 1,245 SH SOLE 1,245 GLOBAL X FDS RUSSELL EM VAL 37950E671 5.80 300 SH SOLE 300 GLOBAL X FDS SILVER MNR ETF 37950E853 12.49 600 SH C SHARED 600 GLOBAL X FDS SILVER MNR ETF 37950E853 116.59 5,600 SH P SHARED 5,600 GLOBAL X FDS SILVER MNR ETF 37950E853 148.43 7,129 SH SHARED 7,129 GLOBAL X FDS SILVER MNR ETF 37950E853 795.66 38,216 SH SHARED 01 38,216 GLOBAL X FDS WASTE MGMT ETF 37950E572 17.51 1,495 SH SOLE 1,495 GLOBALSCAPE INC COM 37940G109 0.35 225 SH SHARED 01 225 GLOBALSCAPE INC COM 37940G109 1.70 1,099 SH SHARED 1,099 GLOBE SPECIALTY METALS INC COM 37954N206 14.52 1,000 SH C SHARED 1,000 GLOBE SPECIALTY METALS INC COM 37954N206 31.94 2,200 SH P SHARED 2,200 GLOBE SPECIALTY METALS INC COM 37954N206 432.84 29,810 SH SHARED 01 29,810 GLOBECOMM SYSTEMS INC COM 37956X103 1.35 100 SH SHARED 01 100 GLOBUS MARITIME LIMITED NEW COM Y27265209 2.08 400 SH SOLE 400 GLU MOBILE INC COM 379890106 10.76 5,100 SH P SHARED 5,100 GLU MOBILE INC COM 379890106 30.60 14,500 SH C SHARED 14,500 GLU MOBILE INC COM 379890106 75.42 35,745 SH SHARED 35,745 GLU MOBILE INC COM 379890106 88.20 41,800 SH SHARED 01 41,800 GMX RES INC COM 38011M108 6.81 3,000 SH SHARED 01 3,000 GMX RES INC COM 38011M108 39.04 17,200 SH P SHARED 17,200 GMX RES INC COM 38011M108 53.80 23,700 SH C SHARED 23,700 GNC HLDGS INC COM CL A 36191G107 2.01 100 SH C SHARED 100 GNC HLDGS INC COM CL A 36191G107 478.27 23,771 SH SHARED 01 23,771 GOL LINHAS AEREAS INTLG S A SP ADR REP PFD 38045R107 444.16 79,884 SH SHARED 01 79,884

GOLAR LNG LTD BERMUDA SHS G9456A100 85.81 2,700 SH P SHARED 2,700 GOLAR LNG LTD BERMUDA SHS G9456A100 273.94 8,620 SH SHARED 01 8,620 GOLAR LNG LTD BERMUDA SHS G9456A100 511.66 16,100 SH C SHARED 16,100 GOLAR LNG PARTNERS LP COM UNIT LPI Y2745C102 12.89 504 SH SOLE 504 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 38.21 2,494 SH SHARED 21 2,494 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 45.96 3,000 SH SHARED 3,000 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 1,974.18 128,863 SH SHARED 01 128,863 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 6,436.81 420,157 SH SHARED 420,157 GOLD RESOURCE CORP COM 38068T105 28.31 1,700 SH C SHARED 1,700 GOLD RESOURCE CORP COM 38068T105 118.22 7,100 SH P SHARED 7,100 GOLD RESOURCE CORP COM 38068T105 828.57 49,764 SH SHARED 01 49,764 GOLD RESV INC NOTE 5.500% 6/1 38068NAB4 5.88 7,000 PRN SHARED 01 7,000 GOLDCORP INC NEW COM 380956409 317.65 6,960 SH SHARED 21 6,960 GOLDCORP INC NEW COM 380956409 2,241.84 49,120 SH SHARED 49,120 GOLDCORP INC NEW COM 380956409 14,581.98 319,500 SH C SHARED 319,500 GOLDCORP INC NEW COM 380956409 17,857.11 391,260 SH SHARED 391,260 GOLDCORP INC NEW COM 380956409 27,899.73 611,300 SH P SHARED 611,300 GOLDCORP INC NEW COM 380956409 40,787.74 893,684 SH SHARED 01 893,684 GOLDEN ENTERPRISES INC COM 381010107 5.20 1,615 SH SOLE 1,615 GOLDEN MINERALS CO COM 381119106 23.81 3,200 SH C SOLE 3,200 GOLDEN STAR RES LTD CDA COM 38119T104 13.02 7,000 SH SHARED 01 7,000 GOLDEN STAR RES LTD CDA COM 38119T104 278.07 149,500 SH C SHARED 149,500 GOLDFIELD CORP COM 381370105 0.12 450 SH SHARED 01 450 GOLDFIELD CORP COM 381370105 6.21 23,007 SH SHARED 23,007 GOLDMAN SACHS GROUP INC COM 38141G104 36.69 388 SH SHARED 21 388 GOLDMAN SACHS GROUP INC COM 38141G104 2,976.62 31,482 SH SHARED 31,482 GOLDMAN SACHS GROUP INC COM 38141G104 4,468.34 47,259 SH SHARED 20 47,259 GOLDMAN SACHS GROUP INC COM 38141G104 30,985.45 327,715 SH SHARED 01 327,715 GOLDMAN SACHS GROUP INC COM 38141G104 33,905.63 358,600 SH P SHARED 358,600 GOLDMAN SACHS GROUP INC COM 38141G104 35,541.35 375,900 SH C SHARED 375,900 GOLDMAN SACHS GROUP INC COM 38141G104 50,037.66 529,219 SH SHARED 529,219

GOLFSMITH INTL HOLDINGS INC COM 38168Y103 0.26 81 SH SHARED 81 GOLFSMITH INTL HOLDINGS INC COM 38168Y103 11.51 3,585 SH SHARED 01 3,585 GOLUB CAP BDC INC COM 38173M102 623.49 41,986 SH SHARED 41,986 GOLUB CAP BDC INC COM 38173M102 1,696.61 114,250 SH SHARED 01 114,250 GOOD TIMES RESTAURANTS INC COM PAR $.001NEW 382140879 175.92 113,499 SH SOLE 113,499 GOODRICH CORP COM 382388106 193.09 1,600 SH SHARED 20 1,600 GOODRICH CORP COM 382388106 724.08 6,000 SH P SHARED 6,000 GOODRICH CORP COM 382388106 965.44 8,000 SH SHARED 8,000 GOODRICH CORP COM 382388106 10,138.81 84,014 SH SHARED 01 84,014 GOODRICH CORP COM 382388106 19,334.26 160,211 SH SHARED 160,211 GOODRICH CORP COM 382388106 27,683.99 229,400 SH C SHARED 229,400 GOODRICH PETE CORP COM NEW 382410405 28.37 2,400 SH P SHARED 2,400 GOODRICH PETE CORP COM NEW 382410405 49.64 4,200 SH C SHARED 4,200 GOODRICH PETE CORP COM NEW 382410405 66.17 5,598 SH SHARED 01 5,598 GOODRICH PETE CORP NOTE 3.250%12/0 382410AB4 5.03 5,000 PRN SHARED 01 5,000 GOODYEAR TIRE & RUBR CO COM 382550101 198.77 19,700 SH SHARED 19,700 GOODYEAR TIRE & RUBR CO COM 382550101 748.46 74,178 SH SHARED 74,178 GOODYEAR TIRE & RUBR CO COM 382550101 1,623.48 160,900 SH P SHARED 160,900 GOODYEAR TIRE & RUBR CO COM 382550101 3,399.32 336,900 SH C SHARED 336,900 GOODYEAR TIRE & RUBR CO COM 382550101 3,812.09 377,809 SH SHARED 01 377,809 GOODYEAR TIRE & RUBR CO PFD CONV 382550309 30.69 792 SH SHARED 01 792 GOOGLE INC CL A 38259P508 139.58 271 SH SHARED 21 271 GOOGLE INC CL A 38259P508 1,432.84 2,782 SH SHARED 17 2,782 GOOGLE INC CL A 38259P508 15,701.51 30,486 SH SHARED 20 30,486 GOOGLE INC CL A 38259P508 30,997.17 60,184 SH SHARED 60,184 GOOGLE INC CL A 38259P508 58,063.03 112,735 SH SHARED 112,735 GOOGLE INC CL A 38259P508 179,008.85 347,563 SH SHARED 01 347,563 GOOGLE INC CL A 38259P508 277,065.77 537,950 SH C SHARED 537,950 GOOGLE INC CL A 38259P508 304,043.56 590,330 SH P SHARED 590,330 GORMAN RUPP CO COM 383082104 32.74 1,326 SH SHARED 01 1,326 GORMAN RUPP CO COM 383082104 118.44 4,797 SH SHARED 4,797 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376A103 3.66 170 SH SHARED 20 170 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376A103 4.97 231 SH SHARED 21 231 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376A103 70.98 3,300 SH C SHARED 3,300

GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376A103 369.97 17,200 SH SHARED 17,200 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376A103 4,092.58 190,264 SH SHARED 01 190,264 GP STRATEGIES CORP COM 36225V104 45.49 4,554 SH SOLE 4,554 GPO AEROPORTUARIO DEL PAC SA SPON ADR B 400506101 509.47 15,341 SH SOLE 15,341 GRACE W R & CO DEL NEW COM 38388F108 69.93 2,100 SH C SHARED 2,100 GRACE W R & CO DEL NEW COM 38388F108 341.56 10,257 SH SHARED 01 10,257 GRACO INC COM 384109104 10.69 313 SH SHARED 21 313 GRACO INC COM 384109104 125.81 3,685 SH SHARED 20 3,685 GRACO INC COM 384109104 350.45 10,265 SH SHARED 10,265 GRACO INC COM 384109104 1,509.43 44,213 SH SHARED 01 44,213 GRAFTECH INTL LTD COM 384313102 7.34 578 SH SHARED 21 578 GRAFTECH INTL LTD COM 384313102 10.16 800 SH P SHARED 800 GRAFTECH INTL LTD COM 384313102 34.90 2,748 SH SHARED 2,748 GRAFTECH INTL LTD COM 384313102 165.58 13,038 SH SHARED 01 13,038 GRAINGER W W INC COM 384802104 86.73 580 SH SHARED 20 580 GRAINGER W W INC COM 384802104 239.26 1,600 SH P SHARED 1,600 GRAINGER W W INC COM 384802104 478.53 3,200 SH SHARED 3,200 GRAINGER W W INC COM 384802104 568.25 3,800 SH C SHARED 3,800 GRAINGER W W INC COM 384802104 5,843.72 39,078 SH SHARED 01 39,078 GRAMERCY CAP CORP COM 384871109 1.03 329 SH SHARED 01 329 GRAMERCY CAP CORP COM 384871109 99.06 31,547 SH SHARED 31,547 GRAN TIERRA ENERGY INC COM 38500T101 72.50 15,200 SH C SHARED 15,200 GRAN TIERRA ENERGY INC COM 38500T101 104.42 21,890 SH SHARED 01 21,890 GRAN TIERRA ENERGY INC COM 38500T101 706.19 148,048 SH SHARED 148,048 GRAN TIERRA ENERGY INC COM 38500T101 708.82 148,600 SH P SHARED 148,600 GRAND CANYON ED INC COM 38526M106 111.73 6,918 SH SHARED 01 6,918 GRANITE CONSTR INC COM 387328107 9.39 500 SH C SHARED 500 GRANITE CONSTR INC COM 387328107 21.40 1,140 SH SHARED 01 1,140 GRAPHIC PACKAGING HLDG CO COM 388689101 472.27 136,891 SH SHARED 01 136,891 GRAY TELEVISION INC CL A 389375205 0.45 365 SH SOLE 365 GRAYMARK HEALTHCARE INC COM PAR $.0001 389465303 0.10 100 SH SHARED 01 100 GREAT BASIN GOLD LTD COM 390124105 28.22 16,700 SH SHARED 01 16,700 GREAT LAKES DREDGE & DOCK CO COM 390607109 0.81 200 SH SHARED 01 200 GREAT LAKES DREDGE & DOCK CO COM 390607109 59.97 14,735 SH SHARED 14,735

GREAT NORTHN IRON ORE PPTYS CTFS BEN INT 391064102 374.54 3,591 SH SHARED 01 3,591 GREAT PANTHER SILVER LTD COM 39115V101 35.78 14,200 SH P SHARED 14,200 GREAT PANTHER SILVER LTD COM 39115V101 36.04 14,300 SH C SHARED 14,300 GREAT PANTHER SILVER LTD COM 39115V101 36.84 14,620 SH SHARED 14,620 GREAT PANTHER SILVER LTD COM 39115V101 141.75 56,250 SH SHARED 01 56,250 GREAT PLAINS ENERGY INC COM 391164100 4.71 244 SH SHARED 20 244 GREAT PLAINS ENERGY INC COM 391164100 22.10 1,145 SH SHARED 21 1,145 GREAT PLAINS ENERGY INC COM 391164100 38.60 2,000 SH C SHARED 2,000 GREAT PLAINS ENERGY INC COM 391164100 2,040.74 105,738 SH SHARED 01 105,738 GREAT PLAINS ENERGY INC UNIT 06/15/2042 391164803 4.50 75 SH SHARED 01 75 GREAT WOLF RESORTS INC COM 391523107 1.72 672 SH SOLE 672 GREATBATCH INC COM 39153L106 6.00 300 SH C SOLE 300 GREATER CHINA FD INC COM 39167B102 15.67 1,606 SH SHARED 01 1,606 GREATER CHINA FD INC COM 39167B102 5,373.43 550,556 SH SHARED 550,556 GREEN BANKSHARES INC COM NEW 394361208 1.83 1,451 SH SHARED 01 1,451 GREEN DOT CORP CL A 39304D102 15.44 493 SH SHARED 21 493 GREEN DOT CORP CL A 39304D102 44.72 1,428 SH SHARED 1,428 GREEN DOT CORP CL A 39304D102 109.62 3,500 SH C SHARED 3,500 GREEN DOT CORP CL A 39304D102 761.26 24,306 SH SHARED 01 24,306 GREEN MTN COFFEE ROASTERS IN COM 393122106 12.83 138 SH SHARED 21 138 GREEN MTN COFFEE ROASTERS IN COM 393122106 139.41 1,500 SH P SHARED 01 1,500 GREEN MTN COFFEE ROASTERS IN COM 393122106 684.87 7,369 SH SHARED 7,369 GREEN MTN COFFEE ROASTERS IN COM 393122106 1,691.79 18,203 SH SHARED 18,203 GREEN MTN COFFEE ROASTERS IN COM 393122106 6,041.10 65,000 SH C SHARED 65,000 GREEN MTN COFFEE ROASTERS IN COM 393122106 8,448.25 90,900 SH P SHARED 90,900 GREEN MTN COFFEE ROASTERS IN COM 393122106 18,454.17 198,560 SH SHARED 01 198,560 GREEN PLAINS RENEWABLE ENERG COM 393222104 4.67 500 SH C SOLE 500

GREENBRIER COS INC COM 393657101 2.33 200 SH C SHARED 200 GREENBRIER COS INC COM 393657101 12.01 1,031 SH SHARED 01 1,031 GREENHAVEN CONT CMDTY INDEX UNIT BEN INT 395258106 22,191.31 731,421 SH SHARED 01 731,421 GREENHILL & CO INC COM 395259104 1.74 61 SH SHARED 01 61 GREENHILL & CO INC COM 395259104 2.86 100 SH C SHARED 100 GREENHILL & CO INC COM 395259104 2.86 100 SH P SHARED 100 GREENHILL & CO INC COM 395259104 12.06 422 SH SHARED 21 422 GREENHILL & CO INC COM 395259104 118.08 4,130 SH SHARED 20 4,130 GREENHUNTER ENERGY INC COM 39530A104 0.05 71 SH SHARED 01 71 GREENLIGHT CAPITAL RE LTD CLASS A G4095J109 180.00 8,679 SH SHARED 01 8,679 GREIF INC CL A 397624107 12.87 300 SH P SHARED 300 GREIF INC CL A 397624107 505.46 11,785 SH SHARED 01 11,785 GREIF INC CL A 397624107 524.72 12,234 SH SHARED 12,234 GRIFFIN LD & NURSERIES INC CL A 398231100 10.61 413 SH SOLE 413 GRIFFON CORP COM 398433102 14.63 1,789 SH SHARED 01 1,789 GRIFFON CORP NOTE 4.000% 7/1 398433AC6 4.00 4,000 PRN SHARED 01 4,000 GRIFOLS S A SPONSORED ADR 398438309 738.27 115,535 SH SOLE 115,535 GROUP 1 AUTOMOTIVE INC COM 398905109 706.02 19,860 SH SHARED 01 19,860 GROUPE CGI INC CL A SUB VTG 39945C109 100.26 5,330 SH SHARED 5,330 GROUPE CGI INC CL A SUB VTG 39945C109 191.86 10,200 SH SHARED 10,200 GROUPE CGI INC CL A SUB VTG 39945C109 352.91 18,762 SH SHARED 01 18,762 GROUPE CGI INC CL A SUB VTG 39945C109 521.23 27,710 SH SHARED 20 27,710 GRUBB & ELLIS CO COM PAR $0.01 400095204 4.10 9,690 SH SOLE 9,690 GRUMA SAB DE CV SPON ADR CL B 400131306 30.60 4,322 SH SOLE 4,322 GRUPO AEROPORTUARIO DEL SURE SPON ADR SER B 40051E202 29.83 600 SH SHARED 01 600 GRUPO AEROPORTUARIO DEL SURE SPON ADR SER B 40051E202 451.21 9,075 SH SHARED 9,075 GRUPO CASA SABA S A DE C V SPONSORED ADR 40048P104 18.17 1,608 SH SHARED 01 1,608 GRUPO FINANCIERO GALICIA S A SP ADR 10 SH B 399909100 3.31 400 SH SHARED 01 400 GRUPO RADIO CENTRO S A B DE SPONSORED ADR 40049C102 6.73 891 SH SOLE 891 GRUPO SIMEC S A B DE C V ADR 400491106 16.02 2,618 SH SOLE 2,618 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 222.79 12,115 SH SHARED 20 12,115 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 1,030.37 56,029 SH SHARED 56,029

GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 1,626.78 88,460 SH SHARED 01 88,460 GS FIN CORP ETN CLAYMORE37 362273104 24.60 1,565 SH SOLE 1,565 GSE SYS INC COM 36227K106 3.08 1,751 SH SOLE 1,751 GSI GROUP INC CDA NEW COM NEW 36191C205 0.51 66 SH SHARED 01 66 GSI TECHNOLOGY COM 36241U106 19.18 3,898 SH SHARED 01 3,898 GSV CAP CORP COM 36191J101 28.18 2,078 SH SOLE 2,078 GT ADVANCED TECHNOLOGIES INC COM 36191U106 7.27 1,036 SH SHARED 21 1,036 GT ADVANCED TECHNOLOGIES INC COM 36191U106 415.71 59,218 SH SHARED 01 59,218 GT ADVANCED TECHNOLOGIES INC COM 36191U106 76,445.38 10,889,655 SH SHARED 10,889,655 GTSI CORP COM 36238K103 6.64 1,447 SH SOLE 1,447 GTX INC DEL COM 40052B108 1.34 400 SH SHARED 01 400 GTX INC DEL COM 40052B108 8.38 2,500 SH P SHARED 2,500 GTX INC DEL COM 40052B108 21.11 6,300 SH C SHARED 6,300 GUANGSHEN RY LTD SPONSORED ADR 40065W107 150.16 10,139 SH SHARED 10,139 GUANGSHEN RY LTD SPONSORED ADR 40065W107 208.32 14,066 SH SHARED 01 14,066 GUARANTY BANCORP DEL COM 40075T102 1.19 989 SH SHARED 989 GUARANTY BANCORP DEL COM 40075T102 12.00 10,000 SH SHARED 01 10,000 GUESS INC COM 401617105 18.29 642 SH SHARED 642 GUESS INC COM 401617105 133.90 4,700 SH P SHARED 4,700 GUESS INC COM 401617105 291.74 10,240 SH SHARED 20 10,240 GUESS INC COM 401617105 458.69 16,100 SH C SHARED 16,100 GUESS INC COM 401617105 913.39 32,060 SH SHARED 01 32,060 GUGGENHEIM BLD AMR BDS MNG D COM 401664107 120.18 6,000 SH SHARED 01 6,000 GUGGENHEIM ENHANCED EQUITY S COM 40167K100 516.25 36,279 SH SHARED 01 36,279 GUGGENHEIM ENHNCD EQTY INCM COM 40167B100 9.80 1,296 SH SHARED 1,296 GUGGENHEIM ENHNCD EQTY INCM COM 40167B100 63.85 8,446 SH SHARED 01 8,446 GUGGENHEIM STRATEGIC OPP FD COM SBI 40167F101 313.68 15,637 SH SHARED 01 15,637 GULF ISLAND FABRICATION INC COM 402307102 14.48 700 SH SHARED 01 700 GULF RESOURCES INC COM PAR $0.0005 40251W309 5.80 2,600 SH C SOLE 2,600 GULF RESOURCES INC COM PAR $0.0005 40251W309 72.25 32,400 SH P SOLE 32,400 GULF RESOURCES INC COM PAR $0.0005 40251W309 139.28 62,457 SH SOLE 62,457 GULFMARK OFFSHORE INC CL A NEW 402629208 11.34 312 SH SHARED 01 312 GULFPORT ENERGY CORP COM NEW 402635304 24.18 1,000 SH P SHARED 1,000 GULFPORT ENERGY CORP COM NEW 402635304 70.12 2,900 SH C SHARED 2,900 GULFPORT ENERGY CORP COM NEW 402635304 317.48 13,130 SH SHARED 20 13,130

GULFPORT ENERGY CORP COM NEW 402635304 2,842.00 117,535 SH SHARED 01 117,535 GUSHAN ENVIRONMENTAL ENRGY L SPNSRD ADR NEW 40330W205 0.34 187 SH SHARED 01 187 H & E EQUIPMENT SERVICES INC COM 404030108 1,489.24 180,514 SH SHARED 01 180,514 H & Q HEALTHCARE INVESTORS SH BEN INT 404052102 7,689.95 584,787 SH SHARED 01 584,787 H & Q LIFE SCIENCES INVS SH BEN INT 404053100 16.65 1,592 SH SHARED 1,592 H & Q LIFE SCIENCES INVS SH BEN INT 404053100 5,161.45 493,446 SH SHARED 01 493,446 HADERA PAPER LTD SHS M52514102 8.10 205 SH SHARED 01 205 HADERA PAPER LTD SHS M52514102 82.16 2,080 SH SHARED 2,080 HAEMONETICS CORP COM 405024100 4.27 73 SH SHARED 20 73 HAEMONETICS CORP COM 405024100 9.77 167 SH SHARED 21 167 HAEMONETICS CORP COM 405024100 50.23 859 SH SHARED 859 HAEMONETICS CORP COM 405024100 2,172.65 37,152 SH SHARED 01 37,152 HAIN CELESTIAL GROUP INC COM 405217100 6.11 200 SH P SHARED 200 HAIN CELESTIAL GROUP INC COM 405217100 13.87 454 SH SHARED 21 454 HAIN CELESTIAL GROUP INC COM 405217100 21.39 700 SH C SHARED 700 HAIN CELESTIAL GROUP INC COM 405217100 2,120.60 69,414 SH SHARED 01 69,414 HALLIBURTON CO COM 406216101 34.70 1,137 SH SHARED 20 1,137 HALLIBURTON CO COM 406216101 154.68 5,068 SH SHARED 21 5,068 HALLIBURTON CO COM 406216101 1,673.75 54,841 SH SHARED 54,841 HALLIBURTON CO COM 406216101 10,723.66 351,365 SH SHARED 351,365 HALLIBURTON CO COM 406216101 13,083.92 428,700 SH C SHARED 428,700 HALLIBURTON CO COM 406216101 15,058.57 493,400 SH P SHARED 493,400 HALLIBURTON CO COM 406216101 56,102.60 1,838,224 SH SHARED 01 1,838,224 HALOZYME THERAPEUTICS INC COM 40637H109 3.07 500 SH C SHARED 500 HALOZYME THERAPEUTICS INC COM 40637H109 70.61 11,500 SH SHARED 01 11,500 HALOZYME THERAPEUTICS INC COM 40637H109 414.46 67,501 SH SHARED 67,501 HAMPDEN BANCORP INC COM 40867E107 8.80 689 SH SHARED 689 HAMPDEN BANCORP INC COM 40867E107 1,391.56 108,971 SH SHARED 01 108,971 HAMPTON ROADS BANKSHARES INC COM NEW 409321502 1.39 295 SH SHARED 01 295 HANCOCK HLDG CO COM 410120109 34.85 1,300 SH P SHARED 1,300 HANCOCK HLDG CO COM 410120109 80.43 3,000 SH C SHARED 3,000 HANCOCK HLDG CO COM 410120109 909.13 33,910 SH SHARED 01 33,910

HANCOCK JOHN INCOME SECS TR COM 410123103 221.99 14,682 SH SHARED 01 14,682 HANCOCK JOHN INV TRUST TAX ADV GLB SH 41013P749 1.02 83 SH SHARED 83 HANCOCK JOHN INV TRUST TAX ADV GLB SH 41013P749 222.56 18,168 SH SHARED 01 18,168 HANCOCK JOHN INVS TR COM 410142103 18.33 855 SH SHARED 855 HANCOCK JOHN INVS TR COM 410142103 250.14 11,667 SH SHARED 01 11,667 HANCOCK JOHN PFD INCOME FD SH BEN INT 41013W108 1,398.98 66,271 SH SHARED 01 66,271 HANCOCK JOHN PFD INCOME FD I COM 41013X106 43.67 2,237 SH SHARED 2,237 HANCOCK JOHN PFD INCOME FD I COM 41013X106 4,667.66 239,122 SH SHARED 01 239,122 HANCOCK JOHN PFD INCOME FD I COM 41021P103 6,570.46 407,092 SH SHARED 01 407,092 HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 41013T105 1,946.07 163,124 SH SHARED 01 163,124 HANCOCK JOHN TAX-ADV DIV INC COM 41013V100 8,313.41 531,888 SH SHARED 01 531,888 HANESBRANDS INC COM 410345102 4.85 194 SH SHARED 21 194 HANESBRANDS INC COM 410345102 62.53 2,500 SH C SHARED 2,500 HANESBRANDS INC COM 410345102 1,190.48 47,600 SH SHARED 01 47,600 HANGER ORTHOPEDIC GROUP INC COM NEW 41043F208 24.56 1,300 SH SHARED 01 1,300 HANOVER INS GROUP INC COM 410867105 364.16 10,258 SH SHARED 01 10,258 HANOVER INS GROUP INC COM 410867105 583.12 16,426 SH SHARED 16,426 HANSEN MEDICAL INC COM 411307101 8.63 2,600 SH SHARED 01 2,600 HANSEN MEDICAL INC COM 411307101 32.79 9,877 SH SHARED 9,877 HANSEN MEDICAL INC COM 411307101 115.20 34,700 SH P SHARED 34,700 HANSEN MEDICAL INC COM 411307101 170.65 51,400 SH C SHARED 51,400 HANSEN NAT CORP COM 411310105 349.16 4,000 SH P SHARED 4,000 HANSEN NAT CORP COM 411310105 480.10 5,500 SH SHARED 5,500 HANSEN NAT CORP COM 411310105 1,440.29 16,500 SH C SHARED 16,500 HANSEN NAT CORP COM 411310105 7,222.37 82,740 SH SHARED 82,740 HANSEN NAT CORP COM 411310105 14,228.10 162,998 SH SHARED 01 162,998 HANWHA SOLARONE CO LTD SPONSORED ADR 41135V103 3.62 1,500 SH C SHARED 1,500 HANWHA SOLARONE CO LTD SPONSORED ADR 41135V103 8.64 3,584 SH SHARED 3,584 HANWHA SOLARONE CO LTD SPONSORED ADR 41135V103 25.61 10,625 SH SHARED 01 10,625 HARBIN ELECTRIC INC COM 41145W109 20.65 1,000 SH SHARED 01 1,000 HARBIN ELECTRIC INC COM 41145W109 1,637.55 79,300 SH C SHARED 79,300

HARBIN ELECTRIC INC COM 41145W109 2,224.01 107,700 SH P SHARED 107,700 HARBIN ELECTRIC INC COM 41145W109 2,948.14 142,767 SH SHARED 142,767 HARBINGER GROUP INC COM 41146A106 0.07 14 SH SHARED 01 14 HARDINGE INC COM 412324303 3.01 367 SH SOLE 367 HARLEY DAVIDSON INC COM 412822108 429.13 12,500 SH SHARED 12,500 HARLEY DAVIDSON INC COM 412822108 892.58 26,000 SH P SHARED 26,000 HARLEY DAVIDSON INC COM 412822108 2,891.03 84,213 SH SHARED 01 84,213 HARLEY DAVIDSON INC COM 412822108 3,474.20 101,200 SH C SHARED 101,200 HARLEYSVILLE SVGS FINL CORP COM 412865107 2.80 200 SH SHARED 01 200 HARLEYSVILLE SVGS FINL CORP COM 412865107 12.37 883 SH SHARED 883 HARMAN INTL INDS INC COM 413086109 85.74 3,000 SH C SHARED 3,000 HARMAN INTL INDS INC COM 413086109 1,120.25 39,197 SH SHARED 01 39,197 HARMAN INTL INDS INC COM 413086109 1,902.26 66,559 SH SHARED 66,559 HARMAN INTL INDS INC COM 413086109 2,057.76 72,000 SH P SHARED 72,000 HARMONIC INC COM 413160102 10.65 2,500 SH C SHARED 2,500 HARMONIC INC COM 413160102 26.88 6,309 SH SHARED 01 6,309 HARMONIC INC COM 413160102 93.44 21,935 SH SHARED 20 21,935 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 112.28 9,572 SH SHARED 01 9,572 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 2,043.67 174,226 SH SHARED 174,226 HARRIS & HARRIS GROUP INC COM 413833104 178.92 50,400 SH SHARED 01 50,400 HARRIS & HARRIS GROUP INC COM 413833104 348.60 98,196 SH SHARED 98,196 HARRIS CORP DEL COM 413875105 34.17 1,000 SH P SHARED 1,000 HARRIS CORP DEL COM 413875105 110.20 3,225 SH SHARED 20 3,225 HARRIS CORP DEL COM 413875105 126.43 3,700 SH C SHARED 3,700 HARRIS CORP DEL COM 413875105 172.49 5,048 SH SHARED 5,048 HARRIS CORP DEL COM 413875105 304.11 8,900 SH SHARED 8,900 HARRIS CORP DEL COM 413875105 5,695.01 166,667 SH SHARED 01 166,667 HARRIS INTERACTIVE INC COM 414549105 4.84 9,880 SH SOLE 9,880 HARRY WINSTON DIAMOND CORP COM 41587B100 6.34 625 SH SHARED 01 625 HARRY WINSTON DIAMOND CORP COM 41587B100 111.13 10,949 SH SHARED 10,949 HARSCO CORP COM 415864107 17.06 880 SH SHARED 20 880 HARSCO CORP COM 415864107 903.54 46,598 SH SHARED 01 46,598 HARTFORD FINL SVCS GROUP INC COM 416515104 12.86 797 SH SHARED 21 797 HARTFORD FINL SVCS GROUP INC COM 416515104 37.12 2,300 SH C SHARED 01 2,300 HARTFORD FINL SVCS GROUP INC COM 416515104 255.74 15,845 SH SHARED 20 15,845

HARTFORD FINL SVCS GROUP INC COM 416515104 1,576.88 97,700 SH P SHARED 97,700 HARTFORD FINL SVCS GROUP INC COM 416515104 4,311.83 267,152 SH SHARED 267,152 HARTFORD FINL SVCS GROUP INC COM 416515104 6,057.34 375,300 SH C SHARED 375,300 HARTFORD FINL SVCS GROUP INC COM 416515104 11,153.56 691,051 SH SHARED 691,051 HARTFORD FINL SVCS GROUP INC COM 416515104 14,923.27 924,614 SH SHARED 01 924,614 HARTFORD FINL SVCS GROUP INC DEP CONV PFD 416515708 230.52 11,969 SH SHARED 01 11,969 HARTFORD FINL SVCS GROUP INC *W EXP 06/26/201 416515120 122.82 12,767 SH SHARED 01 12,767 HARTFORD FINL SVCS GROUP INC *W EXP 06/26/201 416515120 1,264.40 131,434 SH SHARED 131,434 HARVEST NATURAL RESOURCES IN COM 41754V103 5.14 600 SH P SOLE 600 HARVEST NATURAL RESOURCES IN COM 41754V103 13.71 1,600 SH C SOLE 1,600 HASBRO INC COM 418056107 4.60 141 SH SHARED 20 141 HASBRO INC COM 418056107 4.86 149 SH SHARED 21 149 HASBRO INC COM 418056107 181.61 5,569 SH SHARED 5,569 HASBRO INC COM 418056107 2,527.14 77,496 SH SHARED 01 77,496 HASBRO INC COM 418056107 2,885.99 88,500 SH P SHARED 88,500 HASBRO INC COM 418056107 3,799.46 116,512 SH SHARED 116,512 HASBRO INC COM 418056107 8,025.32 246,100 SH C SHARED 246,100 HASTINGS ENTMT INC COM 418365102 3.95 1,362 SH SHARED 01 1,362 HATTERAS FINL CORP COM 41902R103 78.00 3,100 SH P SHARED 3,100 HATTERAS FINL CORP COM 41902R103 173.60 6,900 SH C SHARED 6,900 HATTERAS FINL CORP COM 41902R103 5,964.91 237,079 SH SHARED 01 237,079 HAUPPAUGE DIGITAL INC COM 419131107 0.05 55 SH SOLE 55 HAVERTY FURNITURE INC CL A 419596200 17.89 1,745 SH SOLE 1,745 HAVERTY FURNITURE INC COM 419596101 5.21 522 SH SHARED 522 HAVERTY FURNITURE INC COM 419596101 16.98 1,700 SH SHARED 01 1,700 HAWAIIAN ELEC INDUSTRIES COM 419870100 420.63 17,324 SH SHARED 01 17,324 HAWAIIAN HOLDINGS INC NOTE 5.000% 3/1 419879AD3 923.53 1,060,000 PRN SOLE 1,060,000 HAWAIIAN HOLDINGS INC COM 419879101 1,945.87 462,203 SH SOLE 462,203 HAWAIIAN TELCOM HOLDCO INC COM 420031106 2,993.74 214,759 SH SOLE 214,759

HAWTHORN BANCSHARES INC COM 420476103 5.51 760 SH SOLE 760 HAYNES INTERNATIONAL INC COM NEW 420877201 10.65 245 SH SHARED 01 245 HAYNES INTERNATIONAL INC COM NEW 420877201 13.04 300 SH C SHARED 300 HAYNES INTERNATIONAL INC COM NEW 420877201 13.04 300 SH P SHARED 300 HCA HOLDINGS INC COM 40412C101 46.37 2,300 SH P SHARED 2,300 HCA HOLDINGS INC COM 40412C101 100.80 5,000 SH C SHARED 5,000 HCA HOLDINGS INC COM 40412C101 183.46 9,100 SH SHARED 9,100 HCA HOLDINGS INC COM 40412C101 343.51 17,039 SH SHARED 01 17,039 HCA HOLDINGS INC COM 40412C101 616.43 30,577 SH SHARED 20 30,577 HCA HOLDINGS INC COM 40412C101 1,216.88 60,361 SH SHARED 60,361 HCC INS HLDGS INC COM 404132102 30.05 1,111 SH SHARED 21 1,111 HCC INS HLDGS INC COM 404132102 282.75 10,453 SH SHARED 10,453 HCC INS HLDGS INC COM 404132102 302.82 11,195 SH SHARED 20 11,195 HCC INS HLDGS INC COM 404132102 2,790.64 103,166 SH SHARED 01 103,166 HCP INC COM 40414L109 10.52 300 SH SHARED 21 300 HCP INC COM 40414L109 17.53 500 SH P SHARED 500 HCP INC COM 40414L109 32.78 935 SH SHARED 20 935 HCP INC COM 40414L109 354.11 10,100 SH C SHARED 10,100 HCP INC COM 40414L109 7,862.94 224,271 SH SHARED 224,271 HCP INC COM 40414L109 8,728.96 248,972 SH SHARED 01 248,972 HDFC BANK LTD ADR REPS 3 SHS 40415F101 18.22 625 SH SHARED 21 625 HDFC BANK LTD ADR REPS 3 SHS 40415F101 272.41 9,345 SH SHARED 20 9,345 HDFC BANK LTD ADR REPS 3 SHS 40415F101 750.47 25,745 SH SHARED 01 25,745 HDFC BANK LTD ADR REPS 3 SHS 40415F101 2,226.71 76,388 SH SHARED 76,388 HEADWATERS INC COM 42210P102 0.86 600 SH C SHARED 600 HEADWATERS INC COM 42210P102 4.18 2,900 SH SHARED 01 2,900 HEALTH CARE REIT INC NOTE 3.000%12/0 42217KAR7 2,091.38 1,980,000 PRN SHARED 1,980,000 HEALTH CARE REIT INC COM 42217K106 7.21 154 SH SHARED 21 154 HEALTH CARE REIT INC COM 42217K106 14.04 300 SH C SHARED 300 HEALTH CARE REIT INC COM 42217K106 28.08 600 SH P SHARED 600 HEALTH CARE REIT INC COM 42217K106 565.06 12,074 SH SHARED 12,074 HEALTH CARE REIT INC COM 42217K106 890.14 19,020 SH SHARED 20 19,020 HEALTH CARE REIT INC COM 42217K106 14,522.93 310,319 SH SHARED 01 310,319 HEALTH CARE REIT INC NOTE 4.750% 7/1 42217KAQ9 63.90 60,000 PRN SHARED 60,000 HEALTH CARE REIT INC NOTE 3.000%12/0 42217KAR7 39.08 37,000 PRN SHARED 01 37,000 HEALTH CARE REIT INC NOTE 4.750% 7/1 42217KAQ9 3.20 3,000 PRN SHARED 01 3,000 HEALTH CARE REIT INC NOTE 4.750%12/0 42217KAP1 1.05 1,000 PRN SHARED 01 1,000 HEALTH MGMT ASSOC INC NEW CL A 421933102 2.77 400 SH C SHARED 400 HEALTH MGMT ASSOC INC NEW CL A 421933102 1,471.95 212,710 SH SHARED 01 212,710 HEALTH NET INC COM 42222G108 18.97 800 SH P SHARED 800

HEALTH NET INC COM 42222G108 82.99 3,500 SH C SHARED 3,500 HEALTH NET INC COM 42222G108 114.50 4,829 SH SHARED 4,829 HEALTH NET INC COM 42222G108 341.90 14,420 SH SHARED 01 14,420 HEALTHCARE RLTY TR COM 421946104 3.03 180 SH SHARED 20 180 HEALTHCARE RLTY TR COM 421946104 21.91 1,300 SH P SHARED 1,300 HEALTHCARE RLTY TR COM 421946104 632.33 37,527 SH SHARED 37,527 HEALTHCARE RLTY TR COM 421946104 1,077.79 63,964 SH SHARED 01 63,964 HEALTHCARE SVCS GRP INC COM 421906108 304.69 18,878 SH SHARED 01 18,878 HEALTHSOUTH CORP COM NEW 421924309 1.22 82 SH SHARED 21 82 HEALTHSOUTH CORP COM NEW 421924309 8.96 600 SH C SHARED 600 HEALTHSOUTH CORP COM NEW 421924309 235.89 15,800 SH SHARED 01 15,800 HEALTHSOUTH CORP COM NEW 421924309 335.94 22,501 SH SHARED 22,501 HEALTHSPRING INC COM 42224N101 1.17 32 SH SHARED 21 32 HEALTHSPRING INC COM 42224N101 25.52 700 SH P SHARED 700 HEALTHSPRING INC COM 42224N101 113.03 3,100 SH C SHARED 3,100 HEALTHSPRING INC COM 42224N101 1,434.74 39,351 SH SHARED 01 39,351 HEALTHWAYS INC COM 422245100 7.86 800 SH SHARED 01 800 HEARTLAND EXPRESS INC COM 422347104 29.10 2,146 SH SHARED 01 2,146 HEARTLAND FINL USA INC COM 42234Q102 15.29 1,078 SH SOLE 1,078 HEARTLAND PMT SYS INC COM 42235N108 112.07 5,683 SH SHARED 01 5,683 HEARTWARE INTL INC COM 422368100 1,543.65 23,966 SH SHARED 01 23,966 HECKMANN CORP COM 422680108 31.74 6,000 SH P SHARED 6,000 HECKMANN CORP COM 422680108 44.15 8,345 SH SHARED 8,345 HECKMANN CORP COM 422680108 2,234.97 422,490 SH SHARED 01 422,490 HECKMANN CORP UNIT 99/99/9999 422680207 26.75 5,096 SH SOLE 5,096 HECLA MNG CO COM 422704106 357.51 66,700 SH P SHARED 66,700 HECLA MNG CO COM 422704106 445.31 83,081 SH SHARED 83,081 HECLA MNG CO COM 422704106 652.85 121,800 SH C SHARED 121,800 HECLA MNG CO COM 422704106 1,585.90 295,876 SH SHARED 01 295,876 HECLA MNG CO PFD CV SER B 422704205 5.30 100 SH SHARED 01 100 HECLA MNG CO PFD CV SER B 422704205 10.28 194 SH SHARED 194 HEELYS INC COM 42279M107 2.01 995 SH SHARED 995 HEELYS INC COM 42279M107 2.02 1,000 SH SHARED 01 1,000 HEICO CORP NEW CL A 422806208 5.89 175 SH SHARED 20 175 HEICO CORP NEW CL A 422806208 56.99 1,693 SH SHARED 1,693 HEICO CORP NEW CL A 422806208 117.37 3,487 SH SHARED 01 3,487 HEICO CORP NEW COM 422806109 7.68 156 SH SHARED 01 156 HEIDRICK & STRUGGLES INTL IN COM 422819102 151.13 9,187 SH SHARED 01 9,187 HEINZ H J CO COM 423074103 317.62 6,292 SH SHARED 21 6,292 HEINZ H J CO COM 423074103 882.39 17,480 SH SHARED 17,480 HEINZ H J CO COM 423074103 1,302.38 25,800 SH P SHARED 25,800

HEINZ H J CO COM 423074103 1,922.33 38,081 SH SHARED 38,081 HEINZ H J CO COM 423074103 2,286.49 45,295 SH SHARED 20 45,295 HEINZ H J CO COM 423074103 4,901.61 97,100 SH C SHARED 97,100 HEINZ H J CO COM 423074103 59,792.40 1,184,477 SH SHARED 01 1,184,477 HELEN OF TROY CORP LTD COM G4388N106 178.35 7,100 SH P SHARED 7,100 HELEN OF TROY CORP LTD COM G4388N106 221.06 8,800 SH C SHARED 8,800 HELEN OF TROY CORP LTD COM G4388N106 614.64 24,468 SH SHARED 01 24,468 HELIOS ADVANTAGE INCOME FD I COM NEW 42327W206 22.48 2,974 SH SHARED 2,974 HELIOS ADVANTAGE INCOME FD I COM NEW 42327W206 84.48 11,175 SH SHARED 01 11,175 HELIOS HIGH INCOME FD INC COM NEW 42327X204 2.55 347 SH SHARED 347 HELIOS HIGH INCOME FD INC COM NEW 42327X204 11.78 1,605 SH SHARED 01 1,605 HELIOS HIGH YIELD FD COM 42328Q109 19.58 2,119 SH SHARED 2,119 HELIOS HIGH YIELD FD COM 42328Q109 127.72 13,823 SH SHARED 01 13,823 HELIOS MULTI SEC HI INC FD I COM NEW 42327Y202 23.07 4,497 SH SHARED 4,497 HELIOS MULTI SEC HI INC FD I COM NEW 42327Y202 222.92 43,455 SH SHARED 01 43,455 HELIOS STRATEGIC INCOME FD I COM NEW 42328A203 11.96 2,248 SH SHARED 2,248 HELIOS STRATEGIC INCOME FD I COM NEW 42328A203 27.46 5,161 SH SHARED 01 5,161 HELIOS STRATEGIC MTG INCOME COM 42327M109 6.22 997 SH SHARED 997 HELIOS STRATEGIC MTG INCOME COM 42327M109 414.17 66,373 SH SHARED 01 66,373 HELIOS TOTAL RETURN FD INC COM 42327V109 139.45 22,529 SH SHARED 01 22,529 HELIX BIOPHARMA CORP COM 422910109 0.17 100 SH SOLE 100 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 17.62 1,345 SH SHARED 20 1,345 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 231.87 17,700 SH C SHARED 17,700 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 733.60 56,000 SH P SHARED 56,000 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 759.81 58,001 SH SHARED 01 58,001 HELMERICH & PAYNE INC COM 423452101 231.42 5,700 SH C SHARED 5,700

HELMERICH & PAYNE INC COM 423452101 259.84 6,400 SH SHARED 6,400 HELMERICH & PAYNE INC COM 423452101 381.64 9,400 SH P SHARED 9,400 HELMERICH & PAYNE INC COM 423452101 1,322.30 32,569 SH SHARED 32,569 HELMERICH & PAYNE INC COM 423452101 3,252.14 80,102 SH SHARED 01 80,102 HELMERICH & PAYNE INC COM 423452101 3,649.74 89,895 SH SHARED 20 89,895 HEMISPHERX BIOPHARMA INC COM 42366C103 0.03 110 SH SHARED 01 110 HENRY JACK & ASSOC INC COM 426281101 19.24 664 SH SHARED 21 664 HENRY JACK & ASSOC INC COM 426281101 157.80 5,445 SH SHARED 20 5,445 HENRY JACK & ASSOC INC COM 426281101 4,313.24 148,835 SH SHARED 01 148,835 HERALD NATL BK NEW YORK COM 42703Q104 6.20 1,873 SH SOLE 1,873 HERBALIFE LTD COM USD SHS G4412G101 10.08 188 SH SHARED 21 188 HERBALIFE LTD COM USD SHS G4412G101 12.33 230 SH SHARED 20 230 HERBALIFE LTD COM USD SHS G4412G101 278.72 5,200 SH P SHARED 5,200 HERBALIFE LTD COM USD SHS G4412G101 734.32 13,700 SH C SHARED 13,700 HERBALIFE LTD COM USD SHS G4412G101 975.90 18,207 SH SHARED 18,207 HERBALIFE LTD COM USD SHS G4412G101 9,329.72 174,062 SH SHARED 01 174,062 HERCULES OFFSHORE INC COM 427093109 41.78 14,358 SH SHARED 01 14,358 HERCULES OFFSHORE INC COM 427093109 63.44 21,800 SH C SHARED 21,800 HERCULES OFFSHORE INC COM 427093109 272.52 93,650 SH SHARED 93,650 HERCULES OFFSHORE INC COM 427093109 2,682.73 921,900 SH P SHARED 921,900 HERCULES TECH GROWTH CAP INC COM 427096508 126.94 14,899 SH SHARED 01 14,899 HERCULES TECH GROWTH CAP INC COM 427096508 1,119.14 131,355 SH SHARED 131,355 HERITAGE COMMERCE CORP COM 426927109 11.55 3,000 SH SHARED 01 3,000 HERITAGE CRYSTAL CLEAN INC COM 42726M106 11.33 624 SH SHARED 01 624 HERITAGE FINL CORP WASH COM 42722X106 11.04 1,000 SH SHARED 01 1,000 HERITAGE FINL GROUP INC COM 42726X102 20.02 1,927 SH SOLE 1,927

HERITAGE OAKS BANCORP COM 42724R107 10.14 3,072 SH SOLE 3,072 HERSHA HOSPITALITY TR SH BEN INT A 427825104 0.57 166 SH SHARED 21 166 HERSHA HOSPITALITY TR SH BEN INT A 427825104 1.73 500 SH C SHARED 500 HERSHA HOSPITALITY TR SH BEN INT A 427825104 1.73 500 SH P SHARED 500 HERSHA HOSPITALITY TR SH BEN INT A 427825104 92.32 26,683 SH SHARED 01 26,683 HERSHA HOSPITALITY TR SH BEN INT A 427825104 191.55 55,360 SH SHARED 55,360 HERSHA HOSPITALITY TR SH BEN INT A 427825104 297.52 85,988 SH SHARED 85,988 HERSHEY CO COM 427866108 205.86 3,475 SH SHARED 3,475 HERSHEY CO COM 427866108 213.26 3,600 SH P SHARED 3,600 HERSHEY CO COM 427866108 515.39 8,700 SH SHARED 8,700 HERSHEY CO COM 427866108 1,095.94 18,500 SH C SHARED 18,500 HERSHEY CO COM 427866108 11,845.75 199,962 SH SHARED 01 199,962 HERTZ GLOBAL HOLDINGS INC COM 42805T105 1.78 200 SH C SHARED 200 HERTZ GLOBAL HOLDINGS INC COM 42805T105 3.56 400 SH P SHARED 400 HERTZ GLOBAL HOLDINGS INC COM 42805T105 6.17 693 SH SHARED 21 693 HERTZ GLOBAL HOLDINGS INC COM 42805T105 149.96 16,849 SH SHARED 16,849 HERTZ GLOBAL HOLDINGS INC COM 42805T105 160.29 18,010 SH SHARED 18,010 HERTZ GLOBAL HOLDINGS INC COM 42805T105 529.30 59,472 SH SHARED 01 59,472 HERTZ GLOBAL HOLDINGS INC COM 42805T105 716.75 80,534 SH SHARED 20 80,534 HERZFELD CARIBBEAN BASIN FD COM 42804T106 6.50 1,073 SH SOLE 1,073 HESKA CORP COM RESTRC NEW 42805E306 0.04 5 SH SHARED 01 5 HESKA CORP COM RESTRC NEW 42805E306 7.89 920 SH SHARED 920 HESS CORP COM 42809H107 65.47 1,248 SH SHARED 21 1,248 HESS CORP COM 42809H107 886.89 16,906 SH SHARED 20 16,906 HESS CORP COM 42809H107 1,030.42 19,642 SH SHARED 19,642 HESS CORP COM 42809H107 9,238.21 176,100 SH P SHARED 176,100 HESS CORP COM 42809H107 10,754.30 205,000 SH C SHARED 205,000 HESS CORP COM 42809H107 12,713.73 242,351 SH SHARED 242,351 HESS CORP COM 42809H107 31,416.51 598,866 SH SHARED 01 598,866 HEWLETT PACKARD CO COM 428236103 63.92 2,847 SH SHARED 21 2,847 HEWLETT PACKARD CO COM 428236103 837.97 37,326 SH SHARED 20 37,326 HEWLETT PACKARD CO COM 428236103 13,487.04 600,759 SH SHARED 600,759

HEWLETT PACKARD CO COM 428236103 33,039.24 1,471,681 SH SHARED 01 1,471,681 HEWLETT PACKARD CO COM 428236103 59,413.93 2,646,500 SH P SHARED 2,646,500 HEWLETT PACKARD CO COM 428236103 68,747.58 3,062,253 SH SHARED 3,062,253 HEWLETT PACKARD CO COM 428236103 115,916.09 5,163,300 SH C SHARED 5,163,300 HEXCEL CORP NEW COM 428291108 2.19 99 SH SHARED 21 99 HEXCEL CORP NEW COM 428291108 17.73 800 SH C SHARED 800 HEXCEL CORP NEW COM 428291108 106.15 4,790 SH SHARED 20 4,790 HEXCEL CORP NEW COM 428291108 122.32 5,520 SH SHARED 5,520 HEXCEL CORP NEW COM 428291108 847.49 38,244 SH SHARED 01 38,244 HFF INC CL A 40418F108 17.04 1,950 SH SHARED 1,950 HFF INC CL A 40418F108 21.85 2,500 SH SHARED 01 2,500 HHGREGG INC COM 42833L108 9.75 1,000 SH P SHARED 1,000 HHGREGG INC COM 42833L108 14.63 1,500 SH SHARED 01 1,500 HHGREGG INC COM 42833L108 24.38 2,500 SH C SHARED 2,500 HHGREGG INC COM 42833L108 38.43 3,942 SH SHARED 3,942 HIBBETT SPORTS INC COM 428567101 6.78 200 SH C SHARED 200 HIBBETT SPORTS INC COM 428567101 20.98 619 SH SHARED 21 619 HIBBETT SPORTS INC COM 428567101 372.05 10,975 SH SHARED 20 10,975 HIBBETT SPORTS INC COM 428567101 1,056.05 31,152 SH SHARED 01 31,152 HICKORY TECH CORP COM 429060106 133.36 13,863 SH SHARED 01 13,863 HIGHLAND CR STRATEGIES FD COM 43005Q107 41.54 6,700 SH SHARED 6,700 HIGHLAND CR STRATEGIES FD COM 43005Q107 1,681.47 271,205 SH SHARED 01 271,205 HIGHWAY HLDGS LTD ORD G4481U106 0.66 252 SH SOLE 252 HIGHWOODS PPTYS INC COM 431284108 6.50 230 SH SHARED 21 230 HIGHWOODS PPTYS INC COM 431284108 280.31 9,919 SH SHARED 01 9,919 HIGHWOODS PPTYS INC COM 431284108 809.23 28,635 SH SHARED 28,635 HIGHWOODS PPTYS INC COM 431284108 995.29 35,219 SH SHARED 35,219 HILL ROM HLDGS INC COM 431475102 527.51 17,572 SH SHARED 01 17,572 HILLENBRAND INC COM 431571108 1.84 100 SH C SHARED 100 HILLENBRAND INC COM 431571108 322.50 17,527 SH SHARED 17,527 HILLENBRAND INC COM 431571108 697.29 37,896 SH SHARED 01 37,896 HILLTOP HOLDINGS INC COM 432748101 96.12 13,332 SH SOLE 13,332 HIMAX TECHNOLOGIES INC SPONSORED ADR 43289P106 119.09 107,284 SH SHARED 01 107,284 HINGHAM INSTN SVGS MASS COM 433323102 31.85 668 SH SHARED 668 HINGHAM INSTN SVGS MASS COM 433323102 384.54 8,065 SH SHARED 01 8,065 HISOFT TECHNOLOGY INTL LTD SPONSORED ADR 43358R108 5.27 600 SH SHARED 01 600 HITACHI LIMITED ADR 10 COM 433578507 21.15 428 SH SHARED 21 428 HITACHI LIMITED ADR 10 COM 433578507 693.12 14,025 SH SHARED 14,025 HITACHI LIMITED ADR 10 COM 433578507 1,670.84 33,809 SH SHARED 01 33,809

HI-TECH PHARMACAL INC COM 42840B101 30.24 900 SH C SHARED 900 HI-TECH PHARMACAL INC COM 42840B101 31.75 945 SH SHARED 945 HI-TECH PHARMACAL INC COM 42840B101 43.68 1,300 SH P SHARED 1,300 HI-TECH PHARMACAL INC COM 42840B101 352.03 10,477 SH SHARED 01 10,477 HITTITE MICROWAVE CORP COM 43365Y104 7.79 160 SH SHARED 21 160 HITTITE MICROWAVE CORP COM 43365Y104 530.83 10,900 SH C SHARED 10,900 HITTITE MICROWAVE CORP COM 43365Y104 959.29 19,698 SH SHARED 01 19,698 HKN INC COM 40420K103 0.00 1 SH SHARED 01 1 HKN INC COM 40420K103 8.14 3,618 SH SHARED 3,618 HMS HLDGS CORP COM 40425J101 14.63 600 SH P SHARED 600 HMS HLDGS CORP COM 40425J101 87.80 3,600 SH SHARED 3,600 HMS HLDGS CORP COM 40425J101 92.17 3,779 SH SHARED 3,779 HMS HLDGS CORP COM 40425J101 392.07 16,075 SH SHARED 20 16,075 HMS HLDGS CORP COM 40425J101 3,770.38 154,587 SH SHARED 01 154,587 HNI CORP COM 404251100 265.18 13,862 SH SHARED 01 13,862 HOKU CORP COM 434711107 0.48 300 SH C SOLE 300 HOKU CORP COM 434711107 0.64 400 SH P SOLE 400 HOKU CORP COM 434711107 1.01 632 SH SOLE 632 HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 53.67 1,091 SH SHARED 1,091 HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 22,372.25 454,813 SH SHARED 01 454,813 HOLLYFRONTIER CORP COM 436106108 342.30 13,055 SH SHARED 13,055 HOLLYFRONTIER CORP COM 436106108 679.10 25,900 SH P SHARED 25,900 HOLLYFRONTIER CORP COM 436106108 2,289.01 87,300 SH C SHARED 87,300 HOLLYFRONTIER CORP COM 436106108 3,070.47 117,104 SH SHARED 01 117,104 HOLLYSYS AUTOMATION TECHNOLO SHS G45667105 4.67 800 SH C SOLE 800 HOLLYSYS AUTOMATION TECHNOLO SHS G45667105 25.70 4,400 SH P SOLE 4,400 HOLLYWOOD MEDIA CORP COM 436233100 2.84 1,909 SH SOLE 1,909 HOLOGIC INC COM 436440101 1.52 100 SH P SHARED 100 HOLOGIC INC COM 436440101 7.68 505 SH SHARED 21 505 HOLOGIC INC COM 436440101 25.37 1,668 SH SHARED 20 1,668 HOLOGIC INC COM 436440101 79.09 5,200 SH C SHARED 5,200 HOLOGIC INC COM 436440101 234.13 15,393 SH SHARED 15,393 HOLOGIC INC COM 436440101 588.17 38,670 SH SHARED 38,670 HOLOGIC INC COM 436440101 1,421.07 93,430 SH SHARED 01 93,430 HOLOGIC INC FRNT 2.000%12/1 436440AA9 4.68 5,000 PRN SHARED 01 5,000 HOME BANCORP INC COM 43689E107 37.71 2,604 SH SOLE 2,604

HOME DEPOT INC COM 437076102 12.52 381 SH SHARED 21 381 HOME DEPOT INC COM 437076102 50.23 1,528 SH SHARED 20 1,528 HOME DEPOT INC COM 437076102 3,151.15 95,867 SH SHARED 95,867 HOME DEPOT INC COM 437076102 3,549.96 108,000 SH P SHARED 108,000 HOME DEPOT INC COM 437076102 16,135.88 490,900 SH C SHARED 490,900 HOME DEPOT INC COM 437076102 18,209.16 553,975 SH SHARED 553,975 HOME DEPOT INC COM 437076102 87,975.80 2,676,477 SH SHARED 01 2,676,477 HOME FED BANCORP INC LA NEW COM 43708L108 12.16 935 SH SOLE 935 HOME PROPERTIES INC COM 437306103 3.92 69 SH SHARED 21 69 HOME PROPERTIES INC COM 437306103 124.87 2,200 SH C SHARED 2,200 HOME PROPERTIES INC COM 437306103 305.88 5,389 SH SHARED 5,389 HOME PROPERTIES INC COM 437306103 333.75 5,880 SH SHARED 01 5,880 HOME PROPERTIES INC COM 437306103 1,139.34 20,073 SH SHARED 20,073 HOMEAWAY INC COM 43739Q100 23.53 700 SH P SHARED 700 HOMEAWAY INC COM 43739Q100 37.32 1,110 SH SHARED 01 1,110 HOMEAWAY INC COM 43739Q100 66.47 1,977 SH SHARED 1,977 HOMEOWNERS CHOICE INC COM 43741E103 13.15 2,039 SH SHARED 2,039 HOMEOWNERS CHOICE INC COM 43741E103 32.25 5,000 SH SHARED 01 5,000 HOMEOWNERS CHOICE INC *W EXP 09/30/201 43741E111 0.77 1,375 SH SHARED 1,375 HOMEOWNERS CHOICE INC *W EXP 09/30/201 43741E111 2.80 5,000 SH SHARED 01 5,000 HONDA MOTOR LTD AMERN SHS 438128308 16.12 553 SH SHARED 21 553 HONDA MOTOR LTD AMERN SHS 438128308 750.53 25,747 SH SHARED 25,747 HONDA MOTOR LTD AMERN SHS 438128308 6,709.86 230,184 SH SHARED 01 230,184 HONEYWELL INTL INC COM 438516106 18.62 424 SH SHARED 21 424 HONEYWELL INTL INC COM 438516106 21.08 480 SH SHARED 20 480 HONEYWELL INTL INC COM 438516106 1,932.26 44,005 SH SHARED 44,005 HONEYWELL INTL INC COM 438516106 4,505.17 102,600 SH P SHARED 102,600 HONEYWELL INTL INC COM 438516106 12,641.69 287,900 SH C SHARED 287,900 HONEYWELL INTL INC COM 438516106 32,537.31 741,000 SH SHARED 01 741,000 HOOPER HOLMES INC COM 439104100 4.25 6,433 SH SOLE 6,433 HOPFED BANCORP INC COM 439734104 24.89 4,344 SH SOLE 4,344 HORACE MANN EDUCATORS CORP N COM 440327104 13.60 1,192 SH SHARED 21 1,192 HORACE MANN EDUCATORS CORP N COM 440327104 634.43 55,603 SH SHARED 01 55,603 HORIZON BANCORP IND COM 440407104 20.38 769 SH SOLE 769 HORIZON LINES INC COM 44044K101 0.86 2,000 SH C SOLE 2,000 HORIZON LINES INC COM 44044K101 14.00 32,705 SH SOLE 32,705 HORIZON TECHNOLOGY FIN CORP COM 44045A102 22.53 1,537 SH SHARED 01 1,537

HORIZON TECHNOLOGY FIN CORP COM 44045A102 396.63 27,055 SH SHARED 27,055 HORMEL FOODS CORP COM 440452100 312.05 11,549 SH SHARED 11,549 HORMEL FOODS CORP COM 440452100 636.59 23,560 SH SHARED 23,560 HORMEL FOODS CORP COM 440452100 2,341.55 86,660 SH SHARED 01 86,660 HORNBECK OFFSHORE SVCS INC N COM 440543106 3.04 122 SH SHARED 21 122 HORNBECK OFFSHORE SVCS INC N COM 440543106 17.44 700 SH SHARED 01 700 HORSEHEAD HLDG CORP COM 440694305 127.62 17,200 SH P SHARED 17,200 HORSEHEAD HLDG CORP COM 440694305 142.46 19,200 SH C SHARED 19,200 HORSEHEAD HLDG CORP COM 440694305 280.05 37,743 SH SHARED 01 37,743 HOSPIRA INC COM 441060100 3.70 100 SH P SHARED 100 HOSPIRA INC COM 441060100 8.29 224 SH SHARED 21 224 HOSPIRA INC COM 441060100 25.90 700 SH C SHARED 700 HOSPIRA INC COM 441060100 93.98 2,540 SH SHARED 20 2,540 HOSPIRA INC COM 441060100 362.60 9,800 SH SHARED 9,800 HOSPIRA INC COM 441060100 404.11 10,922 SH SHARED 10,922 HOSPIRA INC COM 441060100 1,857.07 50,191 SH SHARED 01 50,191 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 9.87 465 SH SHARED 20 465 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 57.32 2,700 SH C SHARED 2,700 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 829.35 39,065 SH SHARED 39,065 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 3,673.83 173,049 SH SHARED 01 173,049 HOST HOTELS & RESORTS INC COM 44107P104 2.19 200 SH C SHARED 200 HOST HOTELS & RESORTS INC COM 44107P104 2.84 260 SH SHARED 20 260 HOST HOTELS & RESORTS INC COM 44107P104 20.35 1,860 SH SHARED 21 1,860 HOST HOTELS & RESORTS INC COM 44107P104 24.07 2,200 SH P SHARED 2,200 HOST HOTELS & RESORTS INC COM 44107P104 344.36 31,477 SH SHARED 31,477 HOST HOTELS & RESORTS INC COM 44107P104 2,009.91 183,721 SH SHARED 01 183,721 HOST HOTELS & RESORTS INC COM 44107P104 4,189.87 382,986 SH SHARED 382,986 HOT TOPIC INC COM 441339108 1.53 200 SH C SHARED 200 HOT TOPIC INC COM 441339108 2.17 285 SH SHARED 01 285 HOT TOPIC INC COM 441339108 92.08 12,068 SH SHARED 12,068 HOUSTON AMERN ENERGY CORP COM 44183U100 137.05 9,960 SH SHARED 01 9,960 HOUSTON AMERN ENERGY CORP COM 44183U100 218.78 15,900 SH C SHARED 15,900 HOUSTON WIRE & CABLE CO COM 44244K109 2.21 192 SH SHARED 01 192

HOUSTON WIRE & CABLE CO COM 44244K109 18.59 1,618 SH SHARED 1,618 HOVNANIAN ENTERPRISES INC CL A 442487203 17.45 14,300 SH SHARED 01 14,300 HOVNANIAN ENTERPRISES INC CL A 442487203 18.50 15,163 SH SHARED 15,163 HOVNANIAN ENTERPRISES INC CL A 442487203 57.46 47,100 SH C SHARED 47,100 HOVNANIAN ENTERPRISES INC CL A 442487203 125.54 102,900 SH P SHARED 102,900 HOWARD HUGHES CORP COM 44267D107 4.21 100 SH P SHARED 100 HOWARD HUGHES CORP COM 44267D107 151.85 3,607 SH SHARED 01 3,607 HOWARD HUGHES CORP COM 44267D107 24,284.75 576,835 SH SHARED 576,835 HSBC HLDGS PLC ADR A 1/40PF A 404280604 3,300.37 144,944 SH SHARED 01 144,944 HSBC HLDGS PLC SPON ADR NEW 404280406 25.22 663 SH SHARED 21 663 HSBC HLDGS PLC SPON ADR NEW 404280406 273.89 7,200 SH SHARED 20 7,200 HSBC HLDGS PLC SPON ADR NEW 404280406 8,204.89 215,691 SH SHARED 01 215,691 HSBC HLDGS PLC SPON ADR NEW 404280406 21,418.65 563,056 SH SHARED 563,056 HSBC USA INC S&P CTI ETN 23 4042EP602 20.70 2,760 SH SOLE 2,760 HSN INC COM 404303109 8.15 246 SH SHARED 21 246 HSN INC COM 404303109 890.60 26,882 SH SHARED 01 26,882 HSN INC COM 404303109 48,121.29 1,452,499 SH SHARED 1,452,499 HUANENG PWR INTL INC SPON ADR H SHS 443304100 14.46 859 SH SHARED 859 HUANENG PWR INTL INC SPON ADR H SHS 443304100 3,700.97 219,903 SH SHARED 01 219,903 HUB GROUP INC CL A 443320106 8.00 283 SH SHARED 21 283 HUB GROUP INC CL A 443320106 79.81 2,823 SH SHARED 2,823 HUB GROUP INC CL A 443320106 1,545.35 54,664 SH SHARED 01 54,664 HUBBELL INC CL A 443510102 36.77 818 SH SOLE 818 HUBBELL INC CL B 443510201 407.71 8,230 SH SHARED 01 8,230 HUBBELL INC CL B 443510201 711.69 14,366 SH SHARED 14,366 HUDBAY MINERALS INC COM 443628102 3,039.19 318,240 SH SHARED 01 318,240 HUDSON CITY BANCORP COM 443683107 3.07 543 SH SHARED 20 543 HUDSON CITY BANCORP COM 443683107 3.25 575 SH SHARED 21 575 HUDSON CITY BANCORP COM 443683107 103.58 18,300 SH C SHARED 18,300 HUDSON CITY BANCORP COM 443683107 130.18 23,000 SH P SHARED 23,000 HUDSON CITY BANCORP COM 443683107 177.16 31,300 SH SHARED 31,300 HUDSON CITY BANCORP COM 443683107 2,418.94 427,374 SH SHARED 01 427,374 HUDSON HIGHLAND GROUP INC COM 443792106 10.43 3,050 SH SHARED 01 3,050 HUDSON TECHNOLOGIES INC COM 444144109 1.48 1,263 SH SOLE 1,263 HUGOTON RTY TR TEX UNIT BEN INT 444717102 25.54 1,200 SH P SHARED 1,200 HUGOTON RTY TR TEX UNIT BEN INT 444717102 146.85 6,900 SH C SHARED 6,900 HUGOTON RTY TR TEX UNIT BEN INT 444717102 4,068.35 191,164 SH SHARED 01 191,164 HUMAN GENOME SCIENCES INC NOTE 2.250% 8/1 444903AM0 579.60 560,000 PRN SHARED 560,000

HUMAN GENOME SCIENCES INC COM 444903108 46.36 3,653 SH SHARED 3,653 HUMAN GENOME SCIENCES INC COM 444903108 138.32 10,900 SH P SHARED 10,900 HUMAN GENOME SCIENCES INC COM 444903108 188.00 14,815 SH SHARED 14,815 HUMAN GENOME SCIENCES INC COM 444903108 563.91 44,437 SH SHARED 01 44,437 HUMAN GENOME SCIENCES INC COM 444903108 1,055.81 83,200 SH C SHARED 83,200 HUMAN GENOME SCIENCES INC NOTE 2.250% 8/1 444903AM0 17.60 17,000 PRN SHARED 01 17,000 HUMANA INC COM 444859102 9.16 126 SH SHARED 20 126 HUMANA INC COM 444859102 23.35 321 SH SHARED 21 321 HUMANA INC COM 444859102 429.11 5,900 SH P SHARED 5,900 HUMANA INC COM 444859102 901.85 12,400 SH C SHARED 12,400 HUMANA INC COM 444859102 1,354.09 18,618 SH SHARED 18,618 HUMANA INC COM 444859102 5,047.46 69,400 SH SHARED 69,400 HUMANA INC COM 444859102 19,557.61 268,907 SH SHARED 01 268,907 HUNT J B TRANS SVCS INC COM 445658107 15.46 428 SH SHARED 21 428 HUNT J B TRANS SVCS INC COM 445658107 53.93 1,493 SH SHARED 1,493 HUNT J B TRANS SVCS INC COM 445658107 137.26 3,800 SH C SHARED 3,800 HUNT J B TRANS SVCS INC COM 445658107 152.25 4,215 SH SHARED 20 4,215 HUNT J B TRANS SVCS INC COM 445658107 205.45 5,688 SH SHARED 5,688 HUNT J B TRANS SVCS INC COM 445658107 5,472.36 151,505 SH SHARED 01 151,505 HUNTINGTON BANCSHARES INC COM 446150104 455.91 94,982 SH SHARED 01 94,982 HUNTINGTON BANCSHARES INC COM 446150104 635.52 132,400 SH C SHARED 132,400 HUNTINGTON BANCSHARES INC COM 446150104 3,571.20 744,000 SH P SHARED 744,000 HUNTINGTON BANCSHARES INC PFD CONV SER A 446150401 5.25 5 SH SHARED 01 5 HUNTINGTON INGALLS INDS INC COM 446413106 0.39 16 SH SHARED 21 16 HUNTINGTON INGALLS INDS INC COM 446413106 301.04 12,373 SH SHARED 12,373 HUNTINGTON INGALLS INDS INC COM 446413106 419.86 17,257 SH SHARED 01 17,257 HUNTSMAN CORP COM 447011107 3.48 360 SH SHARED 20 360 HUNTSMAN CORP COM 447011107 359.72 37,200 SH C SHARED 37,200

HUNTSMAN CORP COM 447011107 516.38 53,400 SH P SHARED 53,400 HUNTSMAN CORP COM 447011107 1,891.28 195,582 SH SHARED 195,582 HUNTSMAN CORP COM 447011107 2,369.81 245,068 SH SHARED 01 245,068 HURCO COMPANIES INC COM 447324104 1.90 94 SH SHARED 01 94 HURON CONSULTING GROUP INC COM 447462102 1.56 50 SH SHARED 01 50 HURON CONSULTING GROUP INC COM 447462102 31.13 1,000 SH P SHARED 1,000 HUTCHINSON TECHNOLOGY INC COM 448407106 1.67 850 SH SHARED 01 850 HYATT HOTELS CORP COM CL A 448579102 1.69 54 SH SHARED 21 54 HYATT HOTELS CORP COM CL A 448579102 15.69 500 SH C SHARED 500 HYATT HOTELS CORP COM CL A 448579102 60.10 1,916 SH SHARED 01 1,916 HYATT HOTELS CORP COM CL A 448579102 673.01 21,454 SH SHARED 21,454 HYPERDYNAMICS CORP COM 448954107 31.08 8,400 SH P SHARED 8,400 HYPERDYNAMICS CORP COM 448954107 41.81 11,300 SH SHARED 01 11,300 HYPERDYNAMICS CORP COM 448954107 63.64 17,200 SH C SHARED 17,200 HYPERDYNAMICS CORP COM 448954107 1,372.23 370,873 SH SHARED 370,873 I D SYSTEMS INC COM 449489103 25.37 5,000 SH SHARED 01 5,000 IAC INTERACTIVECORP COM PAR $.001 44919P508 25.75 651 SH SHARED 20 651 IAC INTERACTIVECORP COM PAR $.001 44919P508 138.43 3,500 SH C SHARED 3,500 IAC INTERACTIVECORP COM PAR $.001 44919P508 215.11 5,439 SH SHARED 5,439 IAC INTERACTIVECORP COM PAR $.001 44919P508 1,572.39 39,757 SH SHARED 01 39,757 IAMGOLD CORP COM 450913108 7.02 355 SH SHARED 20 355 IAMGOLD CORP COM 450913108 395.60 20,000 SH SHARED 20,000 IAMGOLD CORP COM 450913108 704.17 35,600 SH C SHARED 35,600 IAMGOLD CORP COM 450913108 1,743.80 88,160 SH SHARED 01 88,160 IAMGOLD CORP COM 450913108 2,820.63 142,600 SH P SHARED 142,600 IAMGOLD CORP COM 450913108 6,980.94 352,929 SH SHARED 352,929 IBERIABANK CORP COM 450828108 144.05 3,061 SH SHARED 01 3,061 IBERIABANK CORP COM 450828108 231.06 4,910 SH SHARED 20 4,910 ICAHN ENTERPRISES LP DEPOSITRY UNIT 451100101 17.27 477 SH SHARED 477 ICAHN ENTERPRISES LP DEPOSITRY UNIT 451100101 161.63 4,463 SH SHARED 01 4,463 ICF INTL INC COM 44925C103 41.01 2,180 SH SHARED 20 2,180 ICF INTL INC COM 44925C103 250.40 13,312 SH SHARED 01 13,312 ICG GROUP INC COM 44928D108 16.40 1,781 SH SHARED 01 1,781 ICICI BK LTD ADR 45104G104 6.94 200 SH SHARED 17 200 ICICI BK LTD ADR 45104G104 86.80 2,500 SH SHARED 2,500 ICICI BK LTD ADR 45104G104 786.58 22,655 SH SHARED 20 22,655 ICICI BK LTD ADR 45104G104 4,176.02 120,277 SH SHARED 01 120,277 ICICI BK LTD ADR 45104G104 14,363.63 413,699 SH SHARED 413,699 ICON PUB LTD CO SPONSORED ADR 45103T107 103.28 6,423 SH SHARED 01 6,423 ICONIX BRAND GROUP INC COM 451055107 106.08 6,714 SH SHARED 01 6,714 ICONIX BRAND GROUP INC COM 451055107 175.08 11,081 SH SHARED 11,081

ICU MED INC COM 44930G107 14.24 387 SH SHARED 21 387 ICU MED INC COM 44930G107 145.54 3,955 SH SHARED 20 3,955 ICU MED INC COM 44930G107 686.03 18,642 SH SHARED 01 18,642 IDACORP INC COM 451107106 114.51 3,031 SH SHARED 01 3,031 IDACORP INC COM 451107106 143.34 3,794 SH SHARED 3,794 IDENIX PHARMACEUTICALS INC COM 45166R204 70.66 14,160 SH SHARED 01 14,160 IDENTIVE GROUP INC COM 45170X106 1.00 500 SH P SHARED 500 IDENTIVE GROUP INC COM 45170X106 10.95 5,500 SH SHARED 01 5,500 IDERA PHARMACEUTICALS INC COM NEW 45168K306 0.04 30 SH SOLE 30 IDEX CORP COM 45167R104 13.68 439 SH SHARED 21 439 IDEX CORP COM 45167R104 188.99 6,065 SH SHARED 20 6,065 IDEX CORP COM 45167R104 1,675.38 53,767 SH SHARED 01 53,767 IDEX CORP COM 45167R104 2,409.60 77,330 SH SHARED 77,330 IDEXX LABS INC COM 45168D104 600.66 8,709 SH SHARED 8,709 IDEXX LABS INC COM 45168D104 3,289.18 47,690 SH SHARED 01 47,690 IDT CORP CL B NEW 448947507 2.04 100 SH P SHARED 100 IDT CORP CL B NEW 448947507 2.53 124 SH SHARED 01 124 IDT CORP CL B NEW 448947507 51.18 2,509 SH SHARED 2,509 IDT CORP CL B NEW 448947507 55.08 2,700 SH C SHARED 2,700 IEC ELECTRS CORP NEW COM 44949L105 12.78 2,515 SH SOLE 2,515 IF BANCORP INC COM 44951J105 65.64 5,940 SH SOLE 5,940 IGATE CORP COM 45169U105 1.38 120 SH SHARED 01 120 IGATE CORP COM 45169U105 8.08 700 SH C SHARED 700 IGI LABS INC COM 449575109 0.75 680 SH SHARED 01 680 IGI LABS INC COM 449575109 2.90 2,635 SH SHARED 2,635 IGO INC COM 449593102 5.12 4,000 SH SHARED 01 4,000 IGO INC COM 449593102 19.58 15,300 SH C SHARED 15,300 IHS INC CL A 451734107 127.18 1,700 SH SHARED 1,700 IHS INC CL A 451734107 263.33 3,520 SH SHARED 01 3,520 IHS INC CL A 451734107 1,342.91 17,951 SH SHARED 17,951 II VI INC COM 902104108 6.60 377 SH SHARED 21 377 II VI INC COM 902104108 15.75 900 SH P SHARED 900 II VI INC COM 902104108 33.25 1,900 SH C SHARED 1,900 II VI INC COM 902104108 211.84 12,105 SH SHARED 20 12,105 II VI INC COM 902104108 1,585.38 90,593 SH SHARED 01 90,593 IKONICS CORP COM 45172K102 201.97 25,993 SH SOLE 25,993 ILLINOIS TOOL WKS INC COM 452308109 49.75 1,196 SH SHARED 21 1,196 ILLINOIS TOOL WKS INC COM 452308109 86.11 2,070 SH SHARED 2,070 ILLINOIS TOOL WKS INC COM 452308109 270.40 6,500 SH P SHARED 6,500 ILLINOIS TOOL WKS INC COM 452308109 1,019.20 24,500 SH SHARED 24,500

ILLINOIS TOOL WKS INC COM 452308109 1,130.19 27,168 SH SHARED 20 27,168 ILLINOIS TOOL WKS INC COM 452308109 4,588.48 110,300 SH C SHARED 110,300 ILLINOIS TOOL WKS INC COM 452308109 92,387.86 2,220,862 SH SHARED 01 2,220,862 ILLUMINA INC COM 452327109 318.11 7,774 SH SHARED 7,774 ILLUMINA INC COM 452327109 364.19 8,900 SH C SHARED 8,900 ILLUMINA INC COM 452327109 540.14 13,200 SH P SHARED 13,200 ILLUMINA INC COM 452327109 1,695.89 41,444 SH SHARED 41,444 ILLUMINA INC COM 452327109 11,237.78 274,628 SH SHARED 01 274,628 IMAGE SENSING SYS INC COM 45244C104 3.70 569 SH SHARED 569 IMAGE SENSING SYS INC COM 45244C104 6.50 1,000 SH SHARED 01 1,000 IMATION CORP COM 45245A107 0.24 33 SH SHARED 01 33 IMAX CORP COM 45245E109 60.82 4,200 SH C SHARED 4,200 IMAX CORP COM 45245E109 150.24 10,376 SH SHARED 01 10,376 IMAX CORP COM 45245E109 214.65 14,824 SH SHARED 14,824 IMAX CORP COM 45245E109 406.89 28,100 SH P SHARED 28,100 IMMUCELL CORP COM PAR $0.10 452525306 5.30 1,000 SH SHARED 01 1,000 IMMUNOGEN INC COM 45253H101 1.10 100 SH P SHARED 100 IMMUNOGEN INC COM 45253H101 107.41 9,800 SH C SHARED 9,800 IMMUNOGEN INC COM 45253H101 396.01 36,132 SH SHARED 01 36,132 IMMUNOMEDICS INC COM 452907108 2.56 800 SH P SHARED 800 IMMUNOMEDICS INC COM 452907108 100.00 31,250 SH SHARED 01 31,250 IMMUNOMEDICS INC COM 452907108 242.56 75,800 SH C SHARED 75,800 IMMUNOMEDICS INC COM 452907108 315.96 98,737 SH SHARED 98,737 IMPAC MTG HLDGS INC COM NEW 45254P508 9.23 4,733 SH SHARED 01 4,733 IMPAX LABORATORIES INC COM 45256B101 1.79 100 SH P SHARED 100 IMPAX LABORATORIES INC COM 45256B101 26.87 1,500 SH C SHARED 1,500 IMPAX LABORATORIES INC COM 45256B101 94.42 5,272 SH SHARED 01 5,272 IMPERIAL HLDGS INC COM 452834104 4.80 2,000 SH C SHARED 2,000 IMPERIAL HLDGS INC COM 452834104 4.87 2,030 SH SHARED 01 2,030 IMPERIAL OIL LTD COM NEW 453038408 97.50 2,700 SH SHARED 21 2,700 IMPERIAL OIL LTD COM NEW 453038408 111.94 3,100 SH P SHARED 3,100 IMPERIAL OIL LTD COM NEW 453038408 194.99 5,400 SH C SHARED 5,400 IMPERIAL OIL LTD COM NEW 453038408 235.11 6,511 SH SHARED 6,511 IMPERIAL OIL LTD COM NEW 453038408 556.09 15,400 SH SHARED 15,400 IMPERIAL OIL LTD COM NEW 453038408 2,541.28 70,376 SH SHARED 01 70,376 IMPERIAL SUGAR CO NEW COM NEW 453096208 0.64 100 SH P SHARED 100

IMPERIAL SUGAR CO NEW COM NEW 453096208 64.40 10,000 SH C SHARED 10,000 IMPERIAL SUGAR CO NEW COM NEW 453096208 100.77 15,648 SH SHARED 01 15,648 IMRIS INC COM 45322N105 93.16 23,886 SH SOLE 23,886 INCREDIMAIL LTD SHS M5364E104 19.12 4,211 SH SOLE 4,211 INCYTE CORP COM 45337C102 2.05 147 SH SHARED 21 147 INCYTE CORP COM 45337C102 4.19 300 SH P SHARED 300 INCYTE CORP COM 45337C102 114.55 8,200 SH C SHARED 8,200 INCYTE CORP COM 45337C102 1,544.06 110,527 SH SHARED 01 110,527 INDEPENDENT BANK CORP MASS COM 453836108 14.44 664 SH SHARED 21 664 INDEPENDENT BANK CORP MASS COM 453836108 51.31 2,360 SH SHARED 2,360 INDEPENDENT BANK CORP MASS COM 453836108 725.18 33,357 SH SHARED 01 33,357 INDEPENDENT BANK CORP MICH COM NEW 453838609 3.56 1,855 SH SHARED 1,855 INDEPENDENT BANK CORP MICH COM NEW 453838609 4.03 2,100 SH SHARED 01 2,100 INDEXIQ ETF TR AUST SM CP ETF 45409B826 74.14 3,539 SH SHARED 3,539 INDEXIQ ETF TR AUST SM CP ETF 45409B826 86.46 4,127 SH SHARED 01 4,127 INDEXIQ ETF TR CAN SML CP ETF 45409B867 18.88 803 SH SHARED 803 INDEXIQ ETF TR CAN SML CP ETF 45409B867 185.37 7,883 SH SHARED 01 7,883 INDEXIQ ETF TR EMER MRKT MDCP 45409B644 9.08 637 SH SOLE 637 INDEXIQ ETF TR GLB AGRI SM CP 45409B834 40.20 1,839 SH SOLE 1,839 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 4,440.36 164,824 SH SHARED 01 164,824 INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 40.15 1,671 SH SOLE 1,671 INDEXIQ ETF TR IQ STH KOR SML 45409B768 59.44 2,451 SH SOLE 2,451 INDIA FD INC COM 454089103 2.29 100 SH C SHARED 100 INDIA FD INC COM 454089103 68.82 3,000 SH SHARED 3,000 INDIA FD INC COM 454089103 1,440.82 62,808 SH SHARED 01 62,808 INDIA FD INC COM 454089103 9,150.49 398,888 SH SHARED 398,888 INDIA GLOBALIZATION CAP INC COM 45408X100 21.49 122,797 SH SOLE 122,797 INDIA GLOBALIZATION CAP INC UNIT 03/08/2013 45408X209 0.05 300 SH SOLE 300 INDIA GLOBALIZATION CAP INC *W EXP 03/08/201 45408X118 0.02 2,167 SH SOLE 2,167 INDIANA COMMUNITY BANCORP COM 454674102 0.53 36 SH SOLE 36 INDUSTRIAL SVCS AMER INC FLA COM 456314103 4.68 797 SH SOLE 797 INDUSTRIAS BACHOCO S A B DE SPON ADR B 456463108 32.40 1,442 SH SOLE 1,442 INERGY L P UNIT LTD PTNR 456615103 60.05 2,400 SH C SHARED 2,400 INERGY L P UNIT LTD PTNR 456615103 238.57 9,535 SH SHARED 9,535

INERGY L P UNIT LTD PTNR 456615103 322.76 12,900 SH P SHARED 12,900 INERGY L P UNIT LTD PTNR 456615103 26,951.67 1,077,205 SH SHARED 01 1,077,205 INFINERA CORPORATION COM 45667G103 19.30 2,500 SH SHARED 01 2,500 INFINERA CORPORATION COM 45667G103 247.04 32,000 SH P SHARED 32,000 INFINERA CORPORATION COM 45667G103 4,602.66 596,200 SH C SHARED 596,200 INFINITY PHARMACEUTICALS INC COM 45665G303 42.30 6,000 SH SHARED 01 6,000 INFINITY PPTY & CAS CORP COM 45665Q103 713.73 13,600 SH SHARED 01 13,600 INFORMATICA CORP COM 45666Q102 8.19 200 SH C SHARED 200 INFORMATICA CORP COM 45666Q102 3,505.32 85,600 SH P SHARED 85,600 INFORMATICA CORP COM 45666Q102 4,636.89 113,233 SH SHARED 01 113,233 INFORMATICA CORP COM 45666Q102 6,338.73 154,792 SH SHARED 154,792 INFOSONICS CORP COM 456784107 1.00 1,813 SH SOLE 1,813 INFOSPACE INC COM PAR $.0001 45678T300 4.04 483 SH SHARED 01 483 INFOSPACE INC COM PAR $.0001 45678T300 12,106.08 1,448,096 SH SHARED 1,448,096 INFOSYS LTD SPONSORED ADR 456788108 224.96 4,405 SH SHARED 20 4,405 INFOSYS LTD SPONSORED ADR 456788108 4,326.96 84,726 SH SHARED 01 84,726 INFOSYS LTD SPONSORED ADR 456788108 14,269.21 279,405 SH SHARED 279,405 ING ASIA PAC HGH DIVID EQ IN COM 44983J107 18.23 1,321 SH SHARED 1,321 ING ASIA PAC HGH DIVID EQ IN COM 44983J107 116.86 8,468 SH SHARED 01 8,468 ING EMERGING MKTS HGH DIV EQ COM 45685X104 2,427.88 180,780 SH SHARED 01 180,780 ING GLBL ADV & PREM OPP FUND COM 44982N109 1,109.84 101,355 SH SHARED 01 101,355 ING GLOBAL EQTY DIV & PREM O COM 45684E107 1,239.52 133,857 SH SHARED 01 133,857 ING GROEP N V SPONSORED ADR 456837103 0.99 141 SH SHARED 21 141 ING GROEP N V SPONSORED ADR 456837103 12.39 1,758 SH SHARED 20 1,758 ING GROEP N V SPONSORED ADR 456837103 4,630.29 656,779 SH SHARED 01 656,779 ING GROEP N V SPONSORED ADR 456837103 5,374.22 762,300 SH SHARED 762,300 ING INFRASTRUCTURE INDLS & M COM 45685U100 18,038.32 1,128,806 SH SHARED 01 1,128,806 ING INTL HIGH DIVD EQTY INC COM 45684Q100 3.58 396 SH SHARED 396 ING INTL HIGH DIVD EQTY INC COM 45684Q100 3.61 399 SH SHARED 01 399 ING PRIME RATE TR SH BEN INT 44977W106 5.49 1,072 SH SHARED 1,072 ING PRIME RATE TR SH BEN INT 44977W106 1,763.50 344,434 SH SHARED 01 344,434 ING RISK MANAGED NAT RES FD COM 449810100 0.92 74 SH SHARED 74 ING RISK MANAGED NAT RES FD COM 449810100 396.33 31,783 SH SHARED 01 31,783

INGERSOLL-RAND GLOBAL HLDG C NOTE 4.500% 4/1 45687AAD4 48.00 30,000 PRN SHARED 01 30,000 INGERSOLL-RAND GLOBAL HLDG C NOTE 4.500% 4/1 45687AAD4 9.60 6,000 PRN SHARED 6,000 INGERSOLL-RAND PLC SHS G47791101 5.90 210 SH SHARED 20 210 INGERSOLL-RAND PLC SHS G47791101 66.43 2,365 SH SHARED 21 2,365 INGERSOLL-RAND PLC SHS G47791101 442.92 15,768 SH SHARED 15,768 INGERSOLL-RAND PLC SHS G47791101 1,030.90 36,700 SH P SHARED 36,700 INGERSOLL-RAND PLC SHS G47791101 1,272.48 45,300 SH C SHARED 45,300 INGERSOLL-RAND PLC SHS G47791101 4,535.30 161,456 SH SHARED 01 161,456 INGLES MKTS INC CL A 457030104 126.59 8,890 SH SHARED 01 8,890 INGRAM MICRO INC CL A 457153104 5.48 340 SH SHARED 20 340 INGRAM MICRO INC CL A 457153104 12.90 800 SH C SHARED 800 INGRAM MICRO INC CL A 457153104 20.97 1,300 SH P SHARED 1,300 INGRAM MICRO INC CL A 457153104 94.52 5,860 SH SHARED 01 5,860 INGRAM MICRO INC CL A 457153104 452.83 28,074 SH SHARED 28,074 INHIBITEX INC COM 45719T103 60.30 24,511 SH SOLE 24,511 INLAND REAL ESTATE CORP COM NEW 457461200 21.68 2,970 SH SHARED 01 2,970 INLAND REAL ESTATE CORP COM NEW 457461200 284.85 39,021 SH SHARED 39,021 INLAND REAL ESTATE CORP COM NEW 457461200 319.74 43,800 SH SHARED 43,800 INNOPHOS HOLDINGS INC COM 45774N108 3.99 100 SH P SHARED 100 INNOPHOS HOLDINGS INC COM 45774N108 19.94 500 SH C SHARED 500 INNOPHOS HOLDINGS INC COM 45774N108 693.27 17,384 SH SHARED 01 17,384 INNOSPEC INC COM 45768S105 626.07 25,860 SH SHARED 01 25,860 INNOTRAC CORP COM 45767M109 2.45 1,803 SH SOLE 1,803 INNOVARO INC COM 45777T102 1.96 1,223 SH SOLE 1,223 INNOVATIVE SOLUTIONS & SUPPO COM 45769N105 4.19 868 SH SOLE 868 INNSUITES HOSPITALITY TR SH BEN INT 457919108 2.70 1,317 SH SOLE 1,317 INSIGHT ENTERPRISES INC COM 45765U103 8.52 563 SH SHARED 01 563 INSIGNIA SYS INC COM 45765Y105 4.01 1,699 SH SOLE 1,699 INSITUFORM TECHNOLOGIES INC CL A 457667103 0.36 31 SH SHARED 01 31 INSITUFORM TECHNOLOGIES INC CL A 457667103 5.79 500 SH C SHARED 500 INSITUFORM TECHNOLOGIES INC CL A 457667103 1,906.44 164,632 SH SHARED 164,632 INSPERITY INC COM 45778Q107 6.68 300 SH C SOLE 300 INSPERITY INC COM 45778Q107 380.14 17,085 SH SOLE 17,085

INSTITUTIONAL FINL MKTS INC COM 45779L107 0.99 521 SH SOLE 521 INSULET CORP COM 45784P101 1.53 100 SH C SHARED 100 INSULET CORP COM 45784P101 44.09 2,889 SH SHARED 2,889 INSULET CORP COM 45784P101 1,399.60 91,717 SH SHARED 01 91,717 INSWEB CORP COM NEW 45809K202 7.58 1,242 SH SOLE 1,242 INTEGRA LIFESCIENCES HLDGS C COM NEW 457985208 50.86 1,422 SH SHARED 01 1,422 INTEGRAMED AMER INC COM NEW 45810N302 8.85 1,134 SH SOLE 1,134 INTEGRATED DEVICE TECHNOLOGY COM 458118106 0.52 100 SH C SHARED 100 INTEGRATED DEVICE TECHNOLOGY COM 458118106 2.58 500 SH SHARED 01 500 INTEGRATED DEVICE TECHNOLOGY COM 458118106 4.12 800 SH P SHARED 800 INTEGRATED ELECTRICAL SVC COM 45811E301 1.37 675 SH SOLE 675 INTEGRATED SILICON SOLUTION COM 45812P107 9.33 1,195 SH SHARED 01 1,195 INTEGRYS ENERGY GROUP INC COM 45822P105 14.10 290 SH SHARED 20 290 INTEGRYS ENERGY GROUP INC COM 45822P105 38.90 800 SH P SHARED 800 INTEGRYS ENERGY GROUP INC COM 45822P105 257.69 5,300 SH SHARED 5,300 INTEGRYS ENERGY GROUP INC COM 45822P105 306.31 6,300 SH C SHARED 6,300 INTEGRYS ENERGY GROUP INC COM 45822P105 440.79 9,066 SH SHARED 9,066 INTEGRYS ENERGY GROUP INC COM 45822P105 1,166.54 23,993 SH SHARED 01 23,993 INTEL CORP SDCV 2.950%12/1 458140AD2 258.51 255,000 PRN SHARED 01 255,000 INTEL CORP COM 458140100 27.74 1,300 SH P SHARED 01 1,300 INTEL CORP COM 458140100 196.13 9,193 SH SHARED 20 9,193 INTEL CORP COM 458140100 233.51 10,945 SH SHARED 21 10,945 INTEL CORP COM 458140100 7,679.13 359,931 SH SHARED 359,931 INTEL CORP COM 458140100 56,156.00 2,632,107 SH SHARED 2,632,107 INTEL CORP COM 458140100 88,979.56 4,170,591 SH C SHARED 4,170,591 INTEL CORP COM 458140100 91,531.42 4,290,200 SH P SHARED 4,290,200 INTEL CORP COM 458140100 284,957.56 13,356,342 SH SHARED 01 13,356,342 INTELLIGENT SYS CORP NEW COM 45816D100 5.49 3,894 SH SOLE 3,894 INTER PARFUMS INC COM 458334109 356.51 23,075 SH SHARED 01 23,075 INTERACTIVE BROKERS GROUP IN COM 45841N107 2.79 200 SH P SHARED 200

INTERACTIVE BROKERS GROUP IN COM 45841N107 4.18 300 SH C SHARED 300 INTERACTIVE BROKERS GROUP IN COM 45841N107 20.25 1,454 SH SHARED 01 1,454 INTERACTIVE BROKERS GROUP IN COM 45841N107 261.65 18,783 SH SHARED 18,783 INTERACTIVE INTELLIGENCE GRO COM 45841V109 12.19 450 SH SHARED 01 450 INTERCLICK INC COM NEW 458483203 13.58 2,447 SH SHARED 01 2,447 INTERCLICK INC COM NEW 458483203 43.78 7,888 SH SHARED 7,888 INTERCONTINENTAL HTLS GRP PL SPONS ADR NEW 45857P301 10.05 625 SH SHARED 21 625 INTERCONTINENTAL HTLS GRP PL SPONS ADR NEW 45857P301 202.11 12,569 SH SHARED 01 12,569 INTERCONTINENTAL HTLS GRP PL SPONS ADR NEW 45857P301 372.65 23,175 SH SHARED 23,175 INTERCONTINENTALEXCHANGE INC COM 45865V100 10.05 85 SH SHARED 21 85 INTERCONTINENTALEXCHANGE INC COM 45865V100 24.83 210 SH SHARED 20 210 INTERCONTINENTALEXCHANGE INC COM 45865V100 1,513.73 12,800 SH C SHARED 12,800 INTERCONTINENTALEXCHANGE INC COM 45865V100 1,596.51 13,500 SH SHARED 13,500 INTERCONTINENTALEXCHANGE INC COM 45865V100 2,211.46 18,700 SH P SHARED 18,700 INTERCONTINENTALEXCHANGE INC COM 45865V100 7,038.95 59,521 SH SHARED 59,521 INTERCONTINENTALEXCHANGE INC COM 45865V100 23,804.79 201,292 SH SHARED 01 201,292 INTERDIGITAL INC COM 45867G101 23.66 508 SH SHARED 21 508 INTERDIGITAL INC COM 45867G101 535.67 11,500 SH P SHARED 11,500 INTERDIGITAL INC COM 45867G101 645.51 13,858 SH SHARED 13,858 INTERDIGITAL INC COM 45867G101 3,150.72 67,641 SH SHARED 01 67,641 INTERDIGITAL INC COM 45867G101 4,616.08 99,100 SH C SHARED 99,100 INTERFACE INC CL A 458665106 49.44 4,169 SH SHARED 01 4,169 INTERGROUP CORP COM 458685104 4.60 200 SH SHARED 01 200 INTERGROUP CORP COM 458685104 26.88 1,169 SH SHARED 1,169 INTERLINE BRANDS INC COM 458743101 45.79 3,558 SH SOLE 3,558 INTERMEC INC COM 458786100 0.01 2 SH SHARED 01 2 INTERMUNE INC COM 45884X103 103.02 5,100 SH P SOLE 5,100 INTERMUNE INC COM 45884X103 123.22 6,100 SH C SOLE 6,100 INTERNAP NETWORK SVCS CORP COM PAR $.001 45885A300 13.79 2,792 SH SHARED 01 2,792 INTERNATIONAL BUSINESS MACHS COM 459200101 358.83 2,052 SH SHARED 21 2,052

INTERNATIONAL BUSINESS MACHS COM 459200101 1,015.12 5,805 SH SHARED 17 5,805 INTERNATIONAL BUSINESS MACHS COM 459200101 1,447.92 8,280 SH SHARED 20 8,280 INTERNATIONAL BUSINESS MACHS COM 459200101 13,712.96 78,418 SH SHARED 78,418 INTERNATIONAL BUSINESS MACHS COM 459200101 71,032.19 406,200 SH C SHARED 406,200 INTERNATIONAL BUSINESS MACHS COM 459200101 109,870.82 628,300 SH P SHARED 628,300 INTERNATIONAL BUSINESS MACHS COM 459200101 115,950.53 663,067 SH SHARED 663,067 INTERNATIONAL BUSINESS MACHS COM 459200101 233,253.32 1,333,867 SH SHARED 01 1,333,867 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 5.62 100 SH P SHARED 100 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 309.21 5,500 SH SHARED 5,500 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 1,228.07 21,844 SH SHARED 01 21,844 INTERNATIONAL GAME TECHNOLOG NOTE 3.250% 5/0 459902AQ5 94.30 82,000 PRN SHARED 01 82,000 INTERNATIONAL GAME TECHNOLOG COM 459902102 111.88 7,700 SH P SHARED 7,700 INTERNATIONAL GAME TECHNOLOG COM 459902102 254.28 17,500 SH SHARED 17,500 INTERNATIONAL GAME TECHNOLOG COM 459902102 797.55 54,890 SH SHARED 20 54,890 INTERNATIONAL GAME TECHNOLOG COM 459902102 1,454.80 100,124 SH SHARED 01 100,124 INTERNATIONAL GAME TECHNOLOG COM 459902102 1,554.71 107,000 SH C SHARED 107,000 INTERNATIONAL RECTIFIER CORP COM 460254105 59.58 3,200 SH C SHARED 3,200 INTERNATIONAL RECTIFIER CORP COM 460254105 104.55 5,615 SH SHARED 20 5,615 INTERNATIONAL RECTIFIER CORP COM 460254105 220.46 11,840 SH SHARED 11,840 INTERNATIONAL RECTIFIER CORP COM 460254105 374.09 20,091 SH SHARED 01 20,091 INTERNATIONAL SHIPHOLDING CO COM NEW 460321201 70.24 3,799 SH SHARED 01 3,799 INTERNATIONAL SPEEDWAY CORP CL A 460335201 1,787.25 78,251 SH SHARED 01 78,251 INTERNATIONAL TOWER HILL MIN COM 46050R102 0.50 100 SH P SHARED 100

INTERNATIONAL TOWER HILL MIN COM 46050R102 2.52 500 SH SHARED 01 500 INTERNATIONAL TOWER HILL MIN COM 46050R102 29.17 5,800 SH C SHARED 5,800 INTERNATIONAL TOWER HILL MIN COM 46050R102 93.56 18,600 SH SHARED 18,600 INTERNET ARCHITECTURE HOLDR DEPOSTRY RCPT 46060A107 1,805.61 33,100 SH SHARED 01 33,100 INTERNET GOLD-GOLDEN LINES L ORD M56595107 27.52 2,418 SH SOLE 2,418 INTERNET HOLDRS TR DEPOSIT RCPT 46059W102 96.20 1,300 SH SHARED 01 1,300 INTERNET INFRASTRUCTR HOLDS DEPOSTRY RCPT 46059V104 1.30 500 SH SHARED 01 500 INTERNET INITIATIVE JAPAN IN SPONSORED ADR 46059T109 27.68 2,426 SH SOLE 2,426 INTEROIL CORP COM 460951106 192.15 3,940 SH SHARED 01 3,940 INTEROIL CORP COM 460951106 1,516.75 31,100 SH C SHARED 31,100 INTEROIL CORP COM 460951106 4,348.77 89,169 SH SHARED 89,169 INTEROIL CORP COM 460951106 5,457.36 111,900 SH P SHARED 111,900 INTERPHASE CORP COM 460593106 4.41 1,083 SH SOLE 1,083 INTERPUBLIC GROUP COS INC NOTE 4.750% 3/1 460690BE9 3,272.50 3,080,000 PRN SOLE 3,080,000 INTERPUBLIC GROUP COS INC NOTE 4.250% 3/1 460690BA7 2,562.23 2,540,000 PRN SHARED 2,540,000 INTERPUBLIC GROUP COS INC COM 460690100 5.04 700 SH SHARED 20 700 INTERPUBLIC GROUP COS INC COM 460690100 222.48 30,900 SH SHARED 30,900 INTERPUBLIC GROUP COS INC COM 460690100 228.96 31,800 SH C SHARED 31,800 INTERPUBLIC GROUP COS INC COM 460690100 2,743.92 381,100 SH P SHARED 381,100 INTERPUBLIC GROUP COS INC COM 460690100 4,823.48 669,928 SH SHARED 01 669,928 INTERPUBLIC GROUP COS INC COM 460690100 11,653.59 1,618,554 SH SHARED 1,618,554 INTERPUBLIC GROUP COS INC NOTE 4.250% 3/1 460690BA7 50.44 50,000 PRN SHARED 01 50,000 INTERSIL CORP CL A 46069S109 41.02 3,986 SH SHARED 01 3,986 INTERSIL CORP CL A 46069S109 69.97 6,800 SH C SHARED 6,800 INTERSIL CORP CL A 46069S109 91.04 8,847 SH SHARED 8,847 INTERSIL CORP CL A 46069S109 91.38 8,880 SH SHARED 20 8,880 INTERSIL CORP CL A 46069S109 103.93 10,100 SH P SHARED 10,100 INTERVAL LEISURE GROUP INC COM 46113M108 12.56 943 SH SHARED 01 943 INTERXION HOLDING N.V SHS N47279109 1,028.65 87,100 SH SHARED 01 87,100

INTEST CORP COM 461147100 6.47 2,452 SH SOLE 2,452 INTEVAC INC COM 461148108 4.06 581 SH SOLE 581 INTL FCSTONE INC COM 46116V105 673.45 32,440 SH SHARED 01 32,440 INTL PAPER CO COM 460146103 6.79 292 SH SHARED 21 292 INTL PAPER CO COM 460146103 492.90 21,200 SH SHARED 21,200 INTL PAPER CO COM 460146103 14,428.95 620,600 SH P SHARED 620,600 INTL PAPER CO COM 460146103 18,899.93 812,900 SH C SHARED 812,900 INTL PAPER CO COM 460146103 24,508.22 1,054,117 SH SHARED 01 1,054,117 INTRALINKS HLDGS INC COM 46118H104 3.76 500 SH C SOLE 500 INTREPID POTASH INC COM 46121Y102 111.92 4,500 SH P SHARED 4,500 INTREPID POTASH INC COM 46121Y102 594.39 23,900 SH C SHARED 23,900 INTREPID POTASH INC COM 46121Y102 1,269.41 51,042 SH SHARED 01 51,042 INTRICON CORP COM 46121H109 0.25 80 SH SHARED 80 INTRICON CORP COM 46121H109 3.53 1,150 SH SHARED 01 1,150 INTUIT COM 461202103 8.68 183 SH SHARED 21 183 INTUIT COM 461202103 250.72 5,285 SH SHARED 20 5,285 INTUIT COM 461202103 265.66 5,600 SH C SHARED 5,600 INTUIT COM 461202103 387.25 8,163 SH SHARED 8,163 INTUIT COM 461202103 531.33 11,200 SH P SHARED 11,200 INTUIT COM 461202103 711.60 15,000 SH SHARED 15,000 INTUIT COM 461202103 6,509.19 137,209 SH SHARED 01 137,209 INTUITIVE SURGICAL INC COM NEW 46120E602 37.16 102 SH SHARED 102 INTUITIVE SURGICAL INC COM NEW 46120E602 827.28 2,271 SH SHARED 2,271 INTUITIVE SURGICAL INC COM NEW 46120E602 13,551.22 37,200 SH P SHARED 37,200 INTUITIVE SURGICAL INC COM NEW 46120E602 14,518.74 39,856 SH SHARED 01 39,856 INTUITIVE SURGICAL INC COM NEW 46120E602 20,545.39 56,400 SH C SHARED 56,400 INUVO INC COM NEW 46122W204 2.65 2,600 SH SHARED 01 2,600 INVACARE CORP COM 461203101 0.09 4 SH SHARED 4 INVACARE CORP COM 461203101 548.35 23,800 SH SHARED 01 23,800 INVENTURE FOODS INC COM 461212102 7.73 2,008 SH SOLE 2,008 INVESCO CALI INSRD MUNI INCO COM 46130L109 54.96 3,898 SH SHARED 3,898 INVESCO CALI INSRD MUNI INCO COM 46130L109 248.09 17,595 SH SHARED 01 17,595 INVESCO CALI QLTY MUNI SEC COM 46130M107 0.57 44 SH SHARED 01 44 INVESCO HIGH YIELD INVST FD COM 46133K108 7.61 1,362 SH SHARED 1,362 INVESCO HIGH YIELD INVST FD COM 46133K108 39.20 7,012 SH SHARED 01 7,012

INVESCO INSRD MUNI BND TRUST COM 46130Y101 1.52 100 SH SHARED 01 100 INVESCO INSRD MUNI INCM TRST COM 46132P108 65.24 4,217 SH SHARED 01 4,217 INVESCO INSURED CALI MUNI SE COM 46130W105 29.13 2,192 SH SHARED 2,192 INVESCO INSURED CALI MUNI SE COM 46130W105 267.79 20,150 SH SHARED 01 20,150 INVESCO INSURED MUNI SEC COM 46132T100 126.90 9,019 SH SHARED 9,019 INVESCO INSURED MUNI SEC COM 46132T100 157.58 11,200 SH SHARED 01 11,200 INVESCO INSURED MUNI TRST COM 46132W103 39.92 2,683 SH SHARED 2,683 INVESCO INSURED MUNI TRST COM 46132W103 63.61 4,275 SH SHARED 01 4,275 INVESCO LTD SHS G491BT108 8.42 543 SH SHARED 20 543 INVESCO LTD SHS G491BT108 13.59 876 SH SHARED 21 876 INVESCO LTD SHS G491BT108 17.06 1,100 SH C SHARED 1,100 INVESCO LTD SHS G491BT108 479.21 30,897 SH SHARED 30,897 INVESCO LTD SHS G491BT108 894.54 57,675 SH SHARED 57,675 INVESCO LTD SHS G491BT108 3,237.03 208,706 SH SHARED 01 208,706 INVESCO MORTGAGE CAPITAL INC COM 46131B100 2.06 146 SH SHARED 21 146 INVESCO MORTGAGE CAPITAL INC COM 46131B100 97.50 6,900 SH P SHARED 6,900 INVESCO MORTGAGE CAPITAL INC COM 46131B100 450.75 31,900 SH C SHARED 31,900 INVESCO MORTGAGE CAPITAL INC COM 46131B100 588.34 41,638 SH SHARED 41,638 INVESCO MORTGAGE CAPITAL INC COM 46131B100 1,544.37 109,297 SH SHARED 01 109,297 INVESCO MUNI INC OPP TRS III COM 46133C106 1.63 212 SH SHARED 212 INVESCO MUNI INC OPP TRS III COM 46133C106 166.83 21,751 SH SHARED 01 21,751 INVESCO MUNI INCOME OPP TRST COM 46132X101 16.72 2,642 SH SHARED 2,642 INVESCO MUNI INCOME OPP TRST COM 46132X101 60.93 9,626 SH SHARED 01 9,626 INVESCO MUNI PREM INC TRST COM 46133E102 83.39 10,450 SH SHARED 01 10,450 INVESCO NY QUALITY MUNI SEC COM 46133F109 17.83 1,251 SH SHARED 1,251 INVESCO NY QUALITY MUNI SEC COM 46133F109 79.80 5,600 SH SHARED 01 5,600

INVESCO QUALITY MUN INVT TR COM 46133H105 26.25 1,992 SH SHARED 01 1,992 INVESCO QUALITY MUN SECS COM 46133J101 13.16 922 SH SHARED 01 922 INVESCO QUALITY MUNI INC TRS COM 46133G107 17.05 1,329 SH SHARED 1,329 INVESCO QUALITY MUNI INC TRS COM 46133G107 165.88 12,929 SH SHARED 01 12,929 INVESCO VAN KAMP BOND FND COM 46132L107 29.61 1,500 SH SHARED 01 1,500 INVESCO VAN KAMP DYN CRDT OP COM 46132R104 1,853.38 174,026 SH SHARED 01 174,026 INVESCO VAN KAMPEN ADVANTAGE SH BEN INT 46132E103 23.19 1,909 SH SHARED 1,909 INVESCO VAN KAMPEN ADVANTAGE SH BEN INT 46132E103 67.24 5,534 SH SHARED 01 5,534 INVESCO VAN KAMPEN CALIF VAL COM 46132H106 98.13 7,965 SH SHARED 01 7,965 INVESCO VAN KAMPEN HIGH INCO COM 46131F101 40.39 2,568 SH SOLE 2,568 INVESCO VAN KAMPEN MASS VALU COM 46132J102 5.06 394 SH SHARED 394 INVESCO VAN KAMPEN MASS VALU COM 46132J102 14.14 1,100 SH SHARED 01 1,100 INVESCO VAN KAMPEN MUNI OPP COM 46132C107 43.27 3,147 SH SHARED 3,147 INVESCO VAN KAMPEN MUNI OPP COM 46132C107 844.02 61,383 SH SHARED 01 61,383 INVESCO VAN KAMPEN MUNI TRST COM 46131J103 185.69 13,714 SH SHARED 01 13,714 INVESCO VAN KAMPEN OHIO QUAL COM 46131K100 110.27 7,396 SH SHARED 01 7,396 INVESCO VAN KAMPEN PA VALUE COM 46132K109 23.45 1,723 SH SOLE 1,723 INVESCO VAN KAMPEN SELECT MU SH BEN INT 46132G108 50.56 4,263 SH SHARED 01 4,263 INVESCO VAN KAMPEN SR INC TR COM 46131H107 2,847.34 674,725 SH SHARED 01 674,725 INVESCO VAN KAMPEN TR INSD M COM 46131L108 15.78 1,211 SH SOLE 1,211 INVESCO VAN KAMPEN TR INVT G COM 46131M106 29.05 2,019 SH SHARED 2,019 INVESCO VAN KAMPEN TR INVT G COM 46131M106 1,426.34 99,120 SH SHARED 01 99,120 INVESCO VAN KAMPEN TR INVT G COM 46131R105 40.96 2,589 SH SHARED 01 2,589

INVESCO VAN KAMPEN TR INVT G COM 46131T101 21.96 1,492 SH SHARED 1,492 INVESCO VAN KAMPEN TR INVT G COM 46131T101 116.18 7,893 SH SHARED 01 7,893 INVESTMENT TECHNOLOGY GRP NE COM 46145F105 0.98 100 SH C SHARED 100 INVESTMENT TECHNOLOGY GRP NE COM 46145F105 3.43 350 SH SHARED 20 350 INVESTMENT TECHNOLOGY GRP NE COM 46145F105 10.34 1,056 SH SHARED 21 1,056 INVESTMENT TECHNOLOGY GRP NE COM 46145F105 495.57 50,620 SH SHARED 01 50,620 INVESTORS REAL ESTATE TR SH BEN INT 461730103 66.23 9,199 SH SHARED 9,199 INVESTORS REAL ESTATE TR SH BEN INT 461730103 292.26 40,592 SH SHARED 40,592 INVESTORS REAL ESTATE TR SH BEN INT 461730103 322.19 44,748 SH SHARED 01 44,748 INVESTORS TITLE CO COM 461804106 11.40 323 SH SOLE 323 INVITROGEN CORP NOTE 1.500% 2/1 46185RAH3 307.04 304,000 PRN SOLE 304,000 INVITROGEN CORP NOTE 1.500% 2/1 46185RAK6 14.14 14,000 PRN SHARED 14,000 INVITROGEN CORP NOTE 1.500% 2/1 46185RAK6 3.03 3,000 PRN SHARED 01 3,000 ION GEOPHYSICAL CORP COM 462044108 3.78 800 SH P SHARED 800 ION GEOPHYSICAL CORP COM 462044108 88.92 18,800 SH C SHARED 18,800 ION GEOPHYSICAL CORP COM 462044108 788.55 166,713 SH SHARED 01 166,713 IPARTY CORP COM 46261R107 4.93 25,959 SH SOLE 25,959 IPASS INC COM 46261V108 0.31 250 SH SOLE 250 IPC THE HOSPITALIST CO INC COM 44984A105 34.26 960 SH SHARED 01 960 IPC THE HOSPITALIST CO INC COM 44984A105 118.70 3,326 SH SHARED 3,326 IPG PHOTONICS CORP COM 44980X109 56.47 1,300 SH P SHARED 1,300 IPG PHOTONICS CORP COM 44980X109 73.85 1,700 SH C SHARED 1,700 IPG PHOTONICS CORP COM 44980X109 214.16 4,930 SH SHARED 01 4,930 IPG PHOTONICS CORP COM 44980X109 302.47 6,963 SH SHARED 6,963 IRELAND BK SPONSORED ADR 46267Q103 118.91 115,444 SH SHARED 115,444 IRELAND BK SPONSORED ADR 46267Q103 193.11 187,490 SH SHARED 01 187,490 IRIDIUM COMMUNICATIONS INC COM 46269C102 5.58 900 SH P SHARED 900 IRIDIUM COMMUNICATIONS INC COM 46269C102 11.78 1,900 SH C SHARED 1,900 IRIDIUM COMMUNICATIONS INC COM 46269C102 62.97 10,157 SH SHARED 01 10,157 IRIDIUM COMMUNICATIONS INC COM 46269C102 116.89 18,854 SH SHARED 18,854 IRIDIUM COMMUNICATIONS INC UNIT 02/14/2013 46269C201 2.39 307 SH SOLE 307

IRIDIUM COMMUNICATIONS INC *W EXP 02/14/201 46269C110 1.80 1,067 SH SOLE 1,067 IRIS INTL INC COM 46270W105 8.97 1,000 SH SHARED 01 1,000 IROBOT CORP COM 462726100 7.55 300 SH C SHARED 300 IROBOT CORP COM 462726100 18.87 750 SH SHARED 01 750 IRON MTN INC COM 462846106 5.28 167 SH SHARED 21 167 IRON MTN INC COM 462846106 15.81 500 SH C SHARED 500 IRON MTN INC COM 462846106 300.39 9,500 SH SHARED 9,500 IRON MTN INC COM 462846106 5,290.41 167,312 SH SHARED 01 167,312 IRON MTN INC COM 462846106 14,070.90 445,000 SH P SHARED 445,000 IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 2.18 202 SH SHARED 01 202 IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 6.94 643 SH SHARED 643 IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 213.84 19,800 SH C SHARED 19,800 IRSA INVERSIONES Y REP S A GLOBL DEP RCPT 450047204 6.53 750 SH SHARED 01 750 ISHARES DIVERSIFIED ALTR TR SH BEN INT 464294107 956.28 19,600 SH SHARED 01 19,600 ISHARES GOLD TRUST ISHARES 464285105 31.66 2,000 SH SHARED 21 2,000 ISHARES GOLD TRUST ISHARES 464285105 183.63 11,600 SH P SHARED 11,600 ISHARES GOLD TRUST ISHARES 464285105 1,674.81 105,800 SH C SHARED 105,800 ISHARES GOLD TRUST ISHARES 464285105 81,406.03 5,142,516 SH SHARED 01 5,142,516 ISHARES INC JAPAN SML CAP 464286582 31.51 689 SH SHARED 689 ISHARES INC JAPAN SML CAP 464286582 279.95 6,121 SH SHARED 01 6,121 ISHARES INC MSCI AUSTRALIA 464286103 10.03 500 SH P SHARED 500 ISHARES INC MSCI AUSTRALIA 464286103 15.05 750 SH SHARED 21 750 ISHARES INC MSCI AUSTRALIA 464286103 52.16 2,600 SH C SHARED 2,600 ISHARES INC MSCI AUSTRALIA 464286103 545.39 27,188 SH SHARED 27,188 ISHARES INC MSCI AUSTRALIA 464286103 10,530.84 524,967 SH SHARED 17 524,967 ISHARES INC MSCI AUSTRALIA 464286103 20,510.57 1,022,461 SH SHARED 01 1,022,461 ISHARES INC MSCI AUSTRIA INV 464286202 130.42 8,689 SH SHARED 01 8,689 ISHARES INC MSCI BELG INVEST 464286301 447.73 40,703 SH SHARED 01 40,703 ISHARES INC MSCI BRAZIL 464286400 56.43 1,085 SH SHARED 21 1,085 ISHARES INC MSCI BRAZIL 464286400 104.02 2,000 SH SHARED 2,000 ISHARES INC MSCI BRAZIL 464286400 239.25 4,600 SH SHARED 17 4,600 ISHARES INC MSCI BRAZIL 464286400 26,447.19 508,502 SH SHARED 508,502 ISHARES INC MSCI BRAZIL 464286400 33,389.85 641,989 SH SHARED 01 641,989 ISHARES INC MSCI BRAZIL 464286400 107,941.55 2,075,400 SH P SHARED 2,075,400 ISHARES INC MSCI BRAZIL 464286400 151,780.78 2,918,300 SH C SHARED 2,918,300 ISHARES INC MSCI BRIC INDX 464286657 49.11 1,450 SH SHARED 17 1,450 ISHARES INC MSCI BRIC INDX 464286657 248.94 7,350 SH SHARED 7,350 ISHARES INC MSCI BRIC INDX 464286657 5,142.85 151,841 SH SHARED 01 151,841 ISHARES INC MSCI CDA INDEX 464286509 19.12 750 SH SHARED 21 750 ISHARES INC MSCI CDA INDEX 464286509 79.02 3,100 SH P SHARED 3,100

ISHARES INC MSCI CDA INDEX 464286509 250.57 9,830 SH SHARED 17 9,830 ISHARES INC MSCI CDA INDEX 464286509 254.90 10,000 SH C SHARED 10,000 ISHARES INC MSCI CDA INDEX 464286509 518.29 20,333 SH SHARED 20,333 ISHARES INC MSCI CDA INDEX 464286509 1,277.05 50,100 SH SHARED 50,100 ISHARES INC MSCI CDA INDEX 464286509 25,934.44 1,017,436 SH SHARED 01 1,017,436 ISHARES INC MSCI CHILE INVES 464286640 26.60 500 SH P SHARED 500 ISHARES INC MSCI CHILE INVES 464286640 79.80 1,500 SH SHARED 17 1,500 ISHARES INC MSCI CHILE INVES 464286640 549.56 10,330 SH SHARED 10,330 ISHARES INC MSCI CHILE INVES 464286640 2,353.89 44,246 SH SHARED 01 44,246 ISHARES INC MSCI EMKT EUR 464286566 33.88 1,508 SH SHARED 01 1,508 ISHARES INC MSCI EMKT EUR 464286566 46.51 2,070 SH SHARED 2,070 ISHARES INC MSCI EMU INDEX 464286608 508.43 18,610 SH SHARED 18,610 ISHARES INC MSCI EMU INDEX 464286608 3,860.67 141,313 SH SHARED 01 141,313 ISHARES INC MSCI EMU INDEX 464286608 31,192.28 1,141,738 SH SHARED 17 1,141,738 ISHARES INC MSCI FRANCE 464286707 2,565.06 134,649 SH SHARED 01 134,649 ISHARES INC MSCI GERMAN 464286806 15.53 850 SH SHARED 850 ISHARES INC MSCI GERMAN 464286806 36.54 2,000 SH P SHARED 2,000 ISHARES INC MSCI GERMAN 464286806 65.77 3,600 SH C SHARED 3,600 ISHARES INC MSCI GERMAN 464286806 472.33 25,853 SH SHARED 25,853 ISHARES INC MSCI GERMAN 464286806 9,234.48 505,445 SH SHARED 01 505,445 ISHARES INC MSCI HONG KONG 464286871 207.79 14,500 SH C SHARED 14,500 ISHARES INC MSCI HONG KONG 464286871 213.52 14,900 SH SHARED 14,900 ISHARES INC MSCI HONG KONG 464286871 312.39 21,800 SH P SHARED 21,800 ISHARES INC MSCI HONG KONG 464286871 1,020.30 71,200 SH P SHARED 01 71,200 ISHARES INC MSCI HONG KONG 464286871 5,260.57 367,102 SH SHARED 17 367,102 ISHARES INC MSCI HONG KONG 464286871 6,094.75 425,314 SH SHARED 01 425,314 ISHARES INC MSCI HONG KONG 464286871 11,110.82 775,354 SH SHARED 775,354 ISHARES INC MSCI ISRAEL FD 464286632 115.20 2,870 SH SHARED 2,870 ISHARES INC MSCI ISRAEL FD 464286632 549.92 13,700 SH SHARED 01 13,700 ISHARES INC MSCI ITALY 464286855 598.66 50,392 SH SHARED 01 50,392 ISHARES INC MSCI JAPAN 464286848 53.37 5,642 SH SHARED 21 5,642 ISHARES INC MSCI JAPAN 464286848 618.49 65,380 SH SHARED 65,380 ISHARES INC MSCI JAPAN 464286848 13,765.61 1,455,139 SH SHARED 17 1,455,139 ISHARES INC MSCI JAPAN 464286848 21,313.38 2,253,000 SH P SHARED 2,253,000 ISHARES INC MSCI JAPAN 464286848 22,984.48 2,429,649 SH SHARED 2,429,649 ISHARES INC MSCI JAPAN 464286848 44,827.27 4,738,612 SH SHARED 01 4,738,612 ISHARES INC MSCI JAPAN 464286848 45,837.48 4,845,400 SH C SHARED 4,845,400 ISHARES INC MSCI MALAYSIA 464286830 52.40 4,300 SH C SHARED 4,300 ISHARES INC MSCI MALAYSIA 464286830 226.25 18,568 SH SHARED 18,568 ISHARES INC MSCI MALAYSIA 464286830 2,101.36 172,455 SH SHARED 17 172,455 ISHARES INC MSCI MALAYSIA 464286830 6,010.30 493,254 SH SHARED 01 493,254 ISHARES INC MSCI MEX INVEST 464286822 195.92 4,000 SH SHARED 17 4,000 ISHARES INC MSCI MEX INVEST 464286822 6,924.94 141,383 SH SHARED 01 141,383 ISHARES INC MSCI MEX INVEST 464286822 7,244.14 147,900 SH C SHARED 147,900 ISHARES INC MSCI MEX INVEST 464286822 10,187.84 208,000 SH P SHARED 208,000 ISHARES INC MSCI MEX INVEST 464286822 46,544.62 950,278 SH SHARED 950,278

ISHARES INC MSCI NETHR INVES 464286814 662.32 40,410 SH SHARED 01 40,410 ISHARES INC MSCI PAC J IDX 464286665 11.03 300 SH P SHARED 300 ISHARES INC MSCI PAC J IDX 464286665 32.65 888 SH SHARED 21 888 ISHARES INC MSCI PAC J IDX 464286665 143.40 3,900 SH C SHARED 3,900 ISHARES INC MSCI PAC J IDX 464286665 478.60 13,016 SH SHARED 13,016 ISHARES INC MSCI PAC J IDX 464286665 765.51 20,819 SH SHARED 17 20,819 ISHARES INC MSCI PAC J IDX 464286665 2,037.54 55,413 SH SHARED 55,413 ISHARES INC MSCI PAC J IDX 464286665 25,860.78 703,312 SH SHARED 01 703,312 ISHARES INC MSCI SINGAPORE 464286673 1.10 100 SH P SHARED 100 ISHARES INC MSCI SINGAPORE 464286673 27.50 2,500 SH C SHARED 2,500 ISHARES INC MSCI SINGAPORE 464286673 59.07 5,370 SH SHARED 5,370 ISHARES INC MSCI SINGAPORE 464286673 1,095.78 99,616 SH SHARED 99,616 ISHARES INC MSCI SINGAPORE 464286673 5,013.36 455,760 SH SHARED 17 455,760 ISHARES INC MSCI SINGAPORE 464286673 10,259.07 932,643 SH SHARED 01 932,643 ISHARES INC MSCI S KOREA 464286772 169.38 3,637 SH SHARED 3,637 ISHARES INC MSCI S KOREA 464286772 1,192.42 25,605 SH SHARED 17 25,605 ISHARES INC MSCI S KOREA 464286772 1,941.97 41,700 SH P SHARED 41,700 ISHARES INC MSCI S KOREA 464286772 2,808.17 60,300 SH C SHARED 60,300 ISHARES INC MSCI S KOREA 464286772 6,986.57 150,023 SH SHARED 01 150,023 ISHARES INC MSCI SPAIN 464286764 80.83 2,500 SH SHARED 21 2,500 ISHARES INC MSCI SPAIN 464286764 1,234.59 38,187 SH SHARED 01 38,187 ISHARES INC MSCI STH AFRCA 464286780 7,311.41 129,314 SH SHARED 01 129,314 ISHARES INC MSCI SWEDEN 464286756 1,184.79 51,535 SH SHARED 01 51,535 ISHARES INC MSCI SWITZERLD 464286749 201.44 9,300 SH SHARED 21 9,300 ISHARES INC MSCI SWITZERLD 464286749 295.23 13,630 SH SHARED 13,630 ISHARES INC MSCI SWITZERLD 464286749 4,758.20 219,677 SH SHARED 01 219,677 ISHARES INC MSCI SWITZERLD 464286749 20,479.21 945,485 SH SHARED 17 945,485 ISHARES INC MSCI TAIWAN 464286731 3,521.74 298,200 SH P SHARED 01 298,200 ISHARES INC MSCI TAIWAN 464286731 4,304.63 364,490 SH SHARED 17 364,490 ISHARES INC MSCI TAIWAN 464286731 9,377.90 794,064 SH SHARED 01 794,064 ISHARES INC MSCI TAIWAN 464286731 28,305.03 2,396,700 SH C SHARED 2,396,700 ISHARES INC MSCI TAIWAN 464286731 58,873.04 4,985,016 SH SHARED 4,985,016 ISHARES INC MSCI TAIWAN 464286731 104,079.17 8,812,800 SH P SHARED 8,812,800 ISHARES INC MSCI THAILAND 464286624 106.48 2,000 SH SHARED 2,000 ISHARES INC MSCI THAILAND 464286624 1,453.15 27,294 SH SHARED 27,294 ISHARES INC MSCI THAILAND 464286624 7,892.88 148,251 SH SHARED 01 148,251 ISHARES INC MSCI TURKEY FD 464286715 44.68 939 SH SHARED 939 ISHARES INC MSCI TURKEY FD 464286715 806.96 16,960 SH SHARED 01 16,960 ISHARES INC MSCI USA IDX 464286681 18.14 743 SH SOLE 743 ISHARES INC MSCI UTD KINGD 464286699 59.08 4,000 SH SHARED 21 4,000 ISHARES INC MSCI UTD KINGD 464286699 205.16 13,890 SH SHARED 13,890 ISHARES INC MSCI UTD KINGD 464286699 18,402.09 1,245,910 SH SHARED 01 1,245,910 ISHARES INC MSCI UTD KINGD 464286699 21,962.15 1,486,943 SH SHARED 17 1,486,943 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 22.88 758 SH SHARED 758

ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 117.74 3,900 SH C SHARED 3,900 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 13,492.45 446,918 SH SHARED 01 446,918 ISHARES SILVER TRUST ISHARES 46428Q109 58.92 2,038 SH SHARED 2,038 ISHARES SILVER TRUST ISHARES 46428Q109 46,412.37 1,605,409 SH SHARED 01 1,605,409 ISHARES SILVER TRUST ISHARES 46428Q109 75,709.51 2,618,800 SH P SHARED 2,618,800 ISHARES SILVER TRUST ISHARES 46428Q109 143,353.13 4,958,600 SH C SHARED 4,958,600 ISHARES TR 10+ YR CR BD 464289511 4,728.12 82,171 SH SHARED 01 82,171 ISHARES TR 2012 S&P AMTFR 464289412 32.77 649 SH SHARED 649 ISHARES TR 2012 S&P AMTFR 464289412 304.36 6,027 SH SHARED 01 6,027 ISHARES TR 2013 S&P AMTFR 464289388 8.67 171 SH SHARED 171 ISHARES TR 2013 S&P AMTFR 464289388 44.31 874 SH SHARED 01 874 ISHARES TR 2014 S&P AMTFR 464289362 104.26 2,040 SH SHARED 01 2,040 ISHARES TR 2015 S&P AMTFR 464289339 466.03 8,870 SH SHARED 01 8,870 ISHARES TR 2016 S&P AMTFR 464289313 324.64 6,237 SH SHARED 01 6,237 ISHARES TR 2017 S&P AMTFR 464289271 0.81 15 SH SHARED 15 ISHARES TR 2017 S&P AMTFR 464289271 826.19 15,391 SH SHARED 01 15,391 ISHARES TR AGENCY BD FD 464288166 8,323.23 73,853 SH SHARED 01 73,853 ISHARES TR BARCLYS 10-20YR 464288653 6,224.96 47,091 SH SHARED 01 47,091 ISHARES TR BARCLYS 1-3 YR 464287457 355.19 4,200 SH SHARED 21 4,200 ISHARES TR BARCLYS 1-3 YR 464287457 127,960.84 1,513,076 SH SHARED 01 1,513,076 ISHARES TR BARCLYS 1-3YR CR 464288646 478.31 4,600 SH SHARED 21 4,600 ISHARES TR BARCLYS 1-3YR CR 464288646 136,742.95 1,315,089 SH SHARED 01 1,315,089 ISHARES TR BARCLYS 20+ YR 464287432 6,897.68 57,100 SH SHARED 57,100 ISHARES TR BARCLYS 20+ YR 464287432 19,340.08 160,100 SH C SHARED 160,100 ISHARES TR BARCLYS 20+ YR 464287432 28,665.36 237,296 SH SHARED 01 237,296 ISHARES TR BARCLYS 20+ YR 464287432 40,347.20 334,000 SH P SHARED 334,000 ISHARES TR BARCLYS 3-7 YR 464288661 38,360.35 315,775 SH SHARED 01 315,775 ISHARES TR BARCLYS 7-10 YR 464287440 231.15 2,200 SH P SHARED 2,200 ISHARES TR BARCLYS 7-10 YR 464287440 440.56 4,193 SH SHARED 4,193 ISHARES TR BARCLYS 7-10 YR 464287440 577.89 5,500 SH C SHARED 5,500 ISHARES TR BARCLYS 7-10 YR 464287440 2,017.34 19,200 SH P SHARED 01 19,200 ISHARES TR BARCLYS 7-10 YR 464287440 70,971.21 675,466 SH SHARED 01 675,466 ISHARES TR BARCLYS CR BD 464288620 9,042.03 83,909 SH SHARED 01 83,909 ISHARES TR BARCLYS GOVT CR 464288596 2,500.74 22,152 SH SHARED 01 22,152 ISHARES TR BARCLYS INTER CR 464288638 38.44 360 SH SHARED 21 360 ISHARES TR BARCLYS INTER CR 464288638 167,622.07 1,569,642 SH SHARED 01 1,569,642 ISHARES TR BARCLYS INTER GV 464288612 4,737.84 42,618 SH SHARED 01 42,618 ISHARES TR BARCLYS MBS BD 464288588 48,838.59 451,415 SH SHARED 01 451,415 ISHARES TR BARCLYS SH TREA 464288679 276.18 2,505 SH SHARED 2,505 ISHARES TR BARCLYS SH TREA 464288679 34,407.15 312,083 SH SHARED 01 312,083 ISHARES TR BARCLYS TIPS BD 464287176 125.73 1,100 SH C SHARED 1,100 ISHARES TR BARCLYS TIPS BD 464287176 548.64 4,800 SH SHARED 21 4,800 ISHARES TR BARCLYS TIPS BD 464287176 568.64 4,975 SH SHARED 4,975 ISHARES TR BARCLYS TIPS BD 464287176 1,371.60 12,000 SH P SHARED 12,000 ISHARES TR BARCLYS TIPS BD 464287176 212,941.70 1,863,007 SH SHARED 01 1,863,007

ISHARES TR BARCLY USAGG B 464287226 224.07 2,035 SH SHARED 21 2,035 ISHARES TR BARCLY USAGG B 464287226 228,012.70 2,070,772 SH SHARED 01 2,070,772 ISHARES TR BRC 0-5 YR TIP 46429B747 7,287.50 71,883 SH SHARED 01 71,883 ISHARES TR COHEN&ST RLTY 464287564 107.32 1,749 SH SHARED 21 1,749 ISHARES TR COHEN&ST RLTY 464287564 14,086.60 229,573 SH SHARED 01 229,573 ISHARES TR CONS GOODS IDX 464287812 12,101.87 192,368 SH SHARED 01 192,368 ISHARES TR CONS SRVC IDX 464287580 11,714.57 183,126 SH SHARED 01 183,126 ISHARES TR DEV SM CP EX-N 464288497 32.58 1,053 SH SHARED 1,053 ISHARES TR DEV SM CP EX-N 464288497 415.99 13,445 SH SHARED 01 13,445 ISHARES TR DJ AEROSPACE 464288760 53.96 990 SH SHARED 990 ISHARES TR DJ AEROSPACE 464288760 201.76 3,702 SH SHARED 01 3,702 ISHARES TR DJ BROKER-DEAL 464288794 2,390.64 120,193 SH SHARED 01 120,193 ISHARES TR DJ HEALTH CARE 464288828 1,946.17 37,775 SH SHARED 01 37,775 ISHARES TR DJ HOME CONSTN 464288752 29.52 3,298 SH SHARED 3,298 ISHARES TR DJ HOME CONSTN 464288752 62.65 7,000 SH P SHARED 7,000 ISHARES TR DJ HOME CONSTN 464288752 683.97 76,421 SH SHARED 01 76,421 ISHARES TR DJ INS INDX FD 464288786 57.86 2,279 SH SHARED 2,279 ISHARES TR DJ INS INDX FD 464288786 492.11 19,382 SH SHARED 01 19,382 ISHARES TR DJ INTL SEL DIVD 464288448 7,354.27 259,593 SH SHARED 01 259,593 ISHARES TR DJ MED DEVICES 464288810 5,205.69 92,234 SH SHARED 01 92,234 ISHARES TR DJ OIL EQUIP 464288844 4.34 100 SH C SHARED 100 ISHARES TR DJ OIL EQUIP 464288844 1,599.05 36,887 SH SHARED 36,887 ISHARES TR DJ OIL EQUIP 464288844 2,945.03 67,936 SH SHARED 01 67,936 ISHARES TR DJ OIL&GAS EXP 464288851 10.24 200 SH P SHARED 200 ISHARES TR DJ OIL&GAS EXP 464288851 116.33 2,273 SH SHARED 2,273 ISHARES TR DJ OIL&GAS EXP 464288851 1,561.14 30,503 SH SHARED 01 30,503 ISHARES TR DJ PHARMA INDX 464288836 1,195.41 18,014 SH SHARED 18,014 ISHARES TR DJ PHARMA INDX 464288836 1,223.08 18,431 SH SHARED 01 18,431 ISHARES TR DJ REGIONAL BK 464288778 3.62 200 SH C SHARED 200 ISHARES TR DJ REGIONAL BK 464288778 35.75 1,976 SH SHARED 1,976 ISHARES TR DJ REGIONAL BK 464288778 44.39 2,454 SH SHARED 01 2,454 ISHARES TR DJ SEL DIV INX 464287168 38.59 800 SH SHARED 21 800 ISHARES TR DJ SEL DIV INX 464287168 62.71 1,300 SH P SHARED 1,300 ISHARES TR DJ SEL DIV INX 464287168 37,315.33 773,535 SH SHARED 773,535 ISHARES TR DJ SEL DIV INX 464287168 72,601.20 1,505,000 SH C SHARED 1,505,000 ISHARES TR DJ SEL DIV INX 464287168 78,258.50 1,622,274 SH SHARED 01 1,622,274 ISHARES TR DJ US BAS MATL 464287838 4,806.49 85,161 SH SHARED 01 85,161 ISHARES TR DJ US ENERGY 464287796 9,413.35 277,844 SH SHARED 01 277,844 ISHARES TR DJ US FINL SEC 464287788 8.83 200 SH P SHARED 200 ISHARES TR DJ US FINL SEC 464287788 1,165.91 26,420 SH SHARED 26,420 ISHARES TR DJ US FINL SEC 464287788 5,067.67 114,835 SH SHARED 01 114,835 ISHARES TR DJ US FINL SVC 464287770 871.89 21,219 SH SHARED 01 21,219 ISHARES TR DJ US HEALTHCR 464287762 8,407.62 128,734 SH SHARED 01 128,734 ISHARES TR DJ US INDEX FD 464287846 1,001.51 17,707 SH SHARED 01 17,707 ISHARES TR DJ US INDUSTRL 464287754 142.84 2,600 SH SHARED 21 2,600 ISHARES TR DJ US INDUSTRL 464287754 5,218.20 94,980 SH SHARED 01 94,980

ISHARES TR DJ US REAL EST 464287739 9,360.51 185,100 SH P SHARED 01 185,100 ISHARES TR DJ US REAL EST 464287739 40,703.79 804,900 SH P SHARED 804,900 ISHARES TR DJ US REAL EST 464287739 41,812.74 826,829 SH SHARED 826,829 ISHARES TR DJ US REAL EST 464287739 49,654.53 981,897 SH SHARED 01 981,897 ISHARES TR DJ US REAL EST 464287739 142,516.37 2,818,200 SH C SHARED 2,818,200 ISHARES TR DJ US TECH SEC 464287721 24,333.21 411,451 SH SHARED 01 411,451 ISHARES TR DJ US TELECOMM 464287713 2,961.44 145,240 SH SHARED 01 145,240 ISHARES TR DJ US UTILS 464287697 6,948.34 84,995 SH SHARED 01 84,995 ISHARES TR EPRA/NAR DEV ASI 464288463 335.05 14,209 SH SHARED 01 14,209 ISHARES TR EPRA/NAR DEV EUR 464288471 37.98 1,470 SH SHARED 1,470 ISHARES TR EPRA/NAR DEV EUR 464288471 73.36 2,839 SH SHARED 01 2,839 ISHARES TR EPRA/NAR DEV R/E 464288489 4,560.90 182,509 SH SHARED 01 182,509 ISHARES TR EPRA/NAR NA IN 464288455 5.24 139 SH SHARED 01 139 ISHARES TR EPRA/NAR NA IN 464288455 18.80 499 SH SHARED 499 ISHARES TR FTSE CHINA25 IDX 464287184 18.50 600 SH SHARED 21 600 ISHARES TR FTSE CHINA25 IDX 464287184 223.21 7,240 SH SHARED 7,240 ISHARES TR FTSE CHINA25 IDX 464287184 1,291.16 41,880 SH SHARED 17 41,880 ISHARES TR FTSE CHINA25 IDX 464287184 11,814.06 383,200 SH P SHARED 01 383,200 ISHARES TR FTSE CHINA25 IDX 464287184 23,751.43 770,400 SH C SHARED 770,400 ISHARES TR FTSE CHINA25 IDX 464287184 28,789.30 933,808 SH SHARED 933,808 ISHARES TR FTSE CHINA25 IDX 464287184 32,722.96 1,061,400 SH SHARED 01 1,061,400 ISHARES TR FTSE CHINA25 IDX 464287184 44,832.99 1,454,200 SH P SHARED 1,454,200 ISHARES TR FTSE CHINA ETF 464288190 48.63 1,315 SH SHARED 1,315 ISHARES TR FTSE CHINA ETF 464288190 230.79 6,241 SH SHARED 01 6,241 ISHARES TR HGH DIV EQT FD 46429B663 241.16 4,828 SH SHARED 4,828 ISHARES TR HGH DIV EQT FD 46429B663 3,508.64 70,243 SH SHARED 01 70,243 ISHARES TR HIGH YLD CORP 464288513 21,217.57 256,158 SH SHARED 256,158 ISHARES TR HIGH YLD CORP 464288513 87,815.21 1,060,186 SH SHARED 01 1,060,186 ISHARES TR IBOXX INV CPBD 464287242 11.23 100 SH P SHARED 100 ISHARES TR IBOXX INV CPBD 464287242 305.93 2,724 SH SHARED 21 2,724 ISHARES TR IBOXX INV CPBD 464287242 370.62 3,300 SH C SHARED 3,300 ISHARES TR IBOXX INV CPBD 464287242 8,978.17 79,941 SH SHARED 79,941 ISHARES TR IBOXX INV CPBD 464287242 211,246.80 1,880,926 SH SHARED 01 1,880,926 ISHARES TR INDL OFF CAP IDX 464288554 20.00 871 SH SHARED 871 ISHARES TR INDL OFF CAP IDX 464288554 224.20 9,765 SH SHARED 01 9,765 ISHARES TR INDO INVS MRKT 46429B309 36.00 1,393 SH SHARED 1,393 ISHARES TR INDO INVS MRKT 46429B309 811.51 31,405 SH SHARED 17 31,405 ISHARES TR INDO INVS MRKT 46429B309 4,426.60 171,308 SH SHARED 01 171,308 ISHARES TR JPMORGAN USD 464288281 49.97 474 SH SHARED 474 ISHARES TR JPMORGAN USD 464288281 57,286.44 543,360 SH SHARED 01 543,360 ISHARES TR LARGE VAL INDX 464288109 18.99 360 SH SHARED 21 360 ISHARES TR LARGE VAL INDX 464288109 4,087.53 77,474 SH SHARED 01 77,474 ISHARES TR LRGE CORE INDX 464287127 1,491.18 23,238 SH SHARED 01 23,238 ISHARES TR LRGE GRW INDX 464287119 52.54 873 SH SHARED 21 873 ISHARES TR LRGE GRW INDX 464287119 4,691.15 77,952 SH SHARED 01 77,952 ISHARES TR MID CORE INDEX 464288208 2,649.30 35,324 SH SHARED 01 35,324

ISHARES TR MID GRWTH INDX 464288307 3,591.18 41,240 SH SHARED 01 41,240 ISHARES TR MID VAL INDEX 464288406 1,031.95 16,064 SH SHARED 01 16,064 ISHARES TR MRTG PLS CAP IDX 464288539 21.73 1,747 SH SHARED 1,747 ISHARES TR MRTG PLS CAP IDX 464288539 1,598.63 128,507 SH SHARED 01 128,507 ISHARES TR MSCI ACJPN IDX 464288182 6,528.06 139,967 SH SHARED 01 139,967 ISHARES TR MSCI ACWI EX 464288240 55.73 1,590 SH SHARED 17 1,590 ISHARES TR MSCI ACWI EX 464288240 59.41 1,695 SH SHARED 1,695 ISHARES TR MSCI ACWI EX 464288240 4,217.46 120,327 SH SHARED 01 120,327 ISHARES TR MSCI ACWI EX 464289164 2.13 117 SH SOLE 117 ISHARES TR MSCI ACWI INDX 464288257 43.03 1,100 SH SHARED 21 1,100 ISHARES TR MSCI ACWI INDX 464288257 515.05 13,166 SH SHARED 13,166 ISHARES TR MSCI ACWI INDX 464288257 5,147.68 131,587 SH SHARED 01 131,587 ISHARES TR MSCI ACWI X US 464289628 0.64 11 SH SHARED 01 11 ISHARES TR MSCI BRAZ SMCP 464289131 4.18 200 SH SHARED 01 200 ISHARES TR MSCI BRAZ SMCP 464289131 23.35 1,117 SH SHARED 1,117 ISHARES TR MSCI CHIN SMCP 46429B200 45.83 1,429 SH SOLE 1,429 ISHARES TR MSCI EAFE INDEX 464287465 31.06 650 SH SHARED 21 650 ISHARES TR MSCI EAFE INDEX 464287465 1,165.78 24,399 SH SHARED 24,399 ISHARES TR MSCI EAFE INDEX 464287465 2,737.79 57,300 SH P SHARED 01 57,300 ISHARES TR MSCI EAFE INDEX 464287465 30,512.31 638,600 SH C SHARED 638,600 ISHARES TR MSCI EAFE INDEX 464287465 161,427.07 3,378,549 SH SHARED 01 3,378,549 ISHARES TR MSCI EAFE INDEX 464287465 193,093.31 4,041,300 SH P SHARED 4,041,300 ISHARES TR MSCI EMERG MKT 464287234 29.34 836 SH SHARED 21 836 ISHARES TR MSCI EMERG MKT 464287234 880.39 25,086 SH SHARED 25,086 ISHARES TR MSCI EMERG MKT 464287234 2,551.41 72,700 SH P SHARED 01 72,700 ISHARES TR MSCI EMERG MKT 464287234 21,903.84 624,130 SH SHARED 17 624,130 ISHARES TR MSCI EMERG MKT 464287234 103,562.99 2,950,933 SH SHARED 2,950,933 ISHARES TR MSCI EMERG MKT 464287234 115,722.64 3,297,411 SH SHARED 01 3,297,411 ISHARES TR MSCI EMERG MKT 464287234 288,624.79 8,224,100 SH C SHARED 8,224,100 ISHARES TR MSCI EMERG MKT 464287234 302,259.20 8,612,600 SH P SHARED 8,612,600 ISHARES TR MSCI EMG MATS 464289198 18.70 987 SH SHARED 01 987 ISHARES TR MSCI EMG MATS 464289198 37.09 1,957 SH SHARED 1,957 ISHARES TR MSCI EM MK FNL 464289172 13.99 675 SH SOLE 675 ISHARES TR MSCI ESG SEL SOC 464288802 48.47 970 SH SHARED 970 ISHARES TR MSCI ESG SEL SOC 464288802 1,663.20 33,284 SH SHARED 01 33,284 ISHARES TR MSCI EURO FINL 464289180 12.83 840 SH SHARED 01 840 ISHARES TR MSCI GRW IDX 464288885 8,642.36 173,402 SH SHARED 01 173,402 ISHARES TR MSCI KLD400 SOC 464288570 13.89 328 SH SHARED 328 ISHARES TR MSCI KLD400 SOC 464288570 16.30 385 SH SHARED 385 ISHARES TR MSCI KLD400 SOC 464288570 623.26 14,717 SH SHARED 01 14,717 ISHARES TR MSCI PERU CAP 464289842 7.01 200 SH C SHARED 200 ISHARES TR MSCI PERU CAP 464289842 113.03 3,223 SH SHARED 3,223 ISHARES TR MSCI PERU CAP 464289842 1,146.54 32,693 SH SHARED 01 32,693 ISHARES TR MSCI RUSS INDX 46429B705 4.77 253 SH SHARED 01 253 ISHARES TR MSCI RUSS INDX 46429B705 74.67 3,959 SH SHARED 3,959 ISHARES TR MSCI SMALL CAP 464288273 2,077.57 59,461 SH SHARED 01 59,461

ISHARES TR MSCI VAL IDX 464288877 6,258.85 150,852 SH SHARED 01 150,852 ISHARES TR NASDQ BIO INDX 464287556 23.34 250 SH SHARED 21 250 ISHARES TR NASDQ BIO INDX 464287556 280.05 3,000 SH C SHARED 3,000 ISHARES TR NASDQ BIO INDX 464287556 423.72 4,539 SH SHARED 4,539 ISHARES TR NASDQ BIO INDX 464287556 1,166.88 12,500 SH P SHARED 12,500 ISHARES TR NASDQ BIO INDX 464287556 12,542.69 134,362 SH SHARED 01 134,362 ISHARES TR NYSE 100INX FD 464287135 131.87 2,464 SH SHARED 01 2,464 ISHARES TR NYSE COMP INDX 464287143 7.39 117 SH SOLE 117 ISHARES TR PHILL INVSTMRK 46429B408 24.60 1,157 SH SHARED 1,157 ISHARES TR PHILL INVSTMRK 46429B408 26.49 1,246 SH SHARED 01 1,246 ISHARES TR PHILL INVSTMRK 46429B408 433.70 20,400 SH SHARED 17 20,400 ISHARES TR PHLX SOX SEMICND 464287523 4,632.96 100,892 SH SHARED 01 100,892 ISHARES TR POLND INVT MKT 46429B606 44.64 1,921 SH SHARED 1,921 ISHARES TR POLND INVT MKT 46429B606 829.97 35,713 SH SHARED 01 35,713 ISHARES TR REAL EST 50 IN 464288521 30.58 963 SH SHARED 963 ISHARES TR REAL EST 50 IN 464288521 2,411.09 75,916 SH SHARED 01 75,916 ISHARES TR RESIDENT PLS CAP 464288562 2,457.68 63,375 SH SHARED 01 63,375 ISHARES TR RETAIL CAP IDX 464288547 26.76 1,050 SH SHARED 1,050 ISHARES TR RETAIL CAP IDX 464288547 38.62 1,515 SH SHARED 01 1,515 ISHARES TR RSSL MCRCP IDX 464288869 1,326.57 33,712 SH SHARED 01 33,712 ISHARES TR RUS200 GRW IDX 464289438 156.55 5,551 SH SHARED 5,551 ISHARES TR RUS200 GRW IDX 464289438 134,629.55 4,773,759 SH SHARED 01 4,773,759 ISHARES TR RUS200 IDX ETF 464289446 36.77 1,383 SH SHARED 01 1,383 ISHARES TR RUS200 VAL IDX 464289420 98,003.64 3,996,886 SH SHARED 01 3,996,886 ISHARES TR RUSL 2000 GROW 464287648 21,348.32 290,572 SH SHARED 01 290,572 ISHARES TR RUSL 2000 VALU 464287630 47,309.64 829,557 SH SHARED 01 829,557 ISHARES TR RUSL 3000 GROW 464287671 1,767.84 41,353 SH SHARED 01 41,353 ISHARES TR RUSL 3000 VALU 464287663 1,801.68 24,347 SH SHARED 01 24,347 ISHARES TR RUSSELL 1000 464287622 9,693.57 154,998 SH SHARED 01 154,998 ISHARES TR RUSSELL1000GRW 464287614 10.52 200 SH P SHARED 200 ISHARES TR RUSSELL1000GRW 464287614 232,706.15 4,425,754 SH SHARED 01 4,425,754 ISHARES TR RUSSELL1000VAL 464287598 16.98 300 SH C SHARED 300 ISHARES TR RUSSELL1000VAL 464287598 97,018.80 1,714,416 SH SHARED 01 1,714,416 ISHARES TR RUSSELL 2000 464287655 77.16 1,200 SH SHARED 1,200 ISHARES TR RUSSELL 2000 464287655 154.32 2,400 SH SHARED 21 2,400 ISHARES TR RUSSELL 2000 464287655 1,138.11 17,700 SH P SHARED 01 17,700 ISHARES TR RUSSELL 2000 464287655 71,636.18 1,114,093 SH SHARED 01 1,114,093 ISHARES TR RUSSELL 2000 464287655 340,924.97 5,302,099 SH SHARED 5,302,099 ISHARES TR RUSSELL 2000 464287655 371,956.21 5,784,700 SH C SHARED 5,784,700 ISHARES TR RUSSELL 2000 464287655 437,587.22 6,805,400 SH P SHARED 6,805,400 ISHARES TR RUSSELL 3000 464287689 333.65 5,000 SH SHARED 21 5,000 ISHARES TR RUSSELL 3000 464287689 9,162.70 137,310 SH SHARED 01 137,310 ISHARES TR RUSSELL MCP GR 464287481 29.39 592 SH SHARED 21 592 ISHARES TR RUSSELL MCP GR 464287481 40,307.83 812,003 SH SHARED 01 812,003 ISHARES TR RUSSELL MCP VL 464287473 29.04 753 SH SHARED 21 753 ISHARES TR RUSSELL MCP VL 464287473 28,327.41 734,632 SH SHARED 01 734,632

ISHARES TR RUSSELL MIDCAP 464287499 61,295.98 694,572 SH SHARED 01 694,572 ISHARES TR SMLL CORE INDX 464288505 40.34 553 SH SHARED 21 553 ISHARES TR SMLL CORE INDX 464288505 2,768.73 37,959 SH SHARED 01 37,959 ISHARES TR SMLL GRWTH IDX 464288604 72.05 983 SH SHARED 01 983 ISHARES TR SMLL VAL INDX 464288703 2,404.56 35,330 SH SHARED 01 35,330 ISHARES TR S&P 100 IDX FD 464287101 2,221.78 43,200 SH SHARED 43,200 ISHARES TR S&P 100 IDX FD 464287101 17,197.47 334,386 SH SHARED 01 334,386 ISHARES TR S&P 1500 INDEX 464287150 744.04 14,515 SH SHARED 17 14,515 ISHARES TR S&P 1500 INDEX 464287150 1,198.46 23,380 SH SHARED 01 23,380 ISHARES TR S&P500 GRW 464287309 865.93 14,140 SH SHARED 17 14,140 ISHARES TR S&P500 GRW 464287309 108,880.80 1,777,936 SH SHARED 01 1,777,936 ISHARES TR S&P 500 INDEX 464287200 9,014.71 79,292 SH SHARED 79,292 ISHARES TR S&P 500 INDEX 464287200 35,880.22 315,597 SH SHARED 01 315,597 ISHARES TR S&P 500 VALUE 464287408 76,669.75 1,486,424 SH SHARED 01 1,486,424 ISHARES TR S&P AGGR ALL 464289859 24.41 802 SH SHARED 01 802 ISHARES TR S&P AGGR ALL 464289859 53.58 1,760 SH SHARED 1,760 ISHARES TR S&P AMTFREE MUNI 464288323 839.87 7,804 SH SHARED 01 7,804 ISHARES TR S&P ASIA 50 IN 464288430 8.15 226 SH SHARED 226 ISHARES TR S&P ASIA 50 IN 464288430 1,475.03 40,905 SH SHARED 01 40,905 ISHARES TR S&P CAL AMTFR MN 464288356 3,473.94 31,711 SH SHARED 01 31,711 ISHARES TR S&PCITI1-3YRTB 464288125 66.70 653 SH SHARED 653 ISHARES TR S&PCITI1-3YRTB 464288125 2,497.98 24,454 SH SHARED 01 24,454 ISHARES TR S&P CITINT TBD 464288117 1,564.01 14,948 SH SHARED 01 14,948 ISHARES TR S&P CONSR ALL 464289883 40.10 1,402 SH SHARED 1,402 ISHARES TR S&P CONSR ALL 464289883 321.78 11,251 SH SHARED 01 11,251 ISHARES TR S&P DEV EX-US 464288422 2,654.11 95,678 SH SHARED 01 95,678 ISHARES TR S&P EMRG INFRS 464288216 2,574.79 99,605 SH SHARED 01 99,605 ISHARES TR S&P EURO PLUS 464287861 12.75 400 SH P SHARED 400 ISHARES TR S&P EURO PLUS 464287861 47.81 1,500 SH C SHARED 1,500 ISHARES TR S&P EURO PLUS 464287861 188.03 5,900 SH SHARED 21 5,900 ISHARES TR S&P EURO PLUS 464287861 4,703.82 147,594 SH SHARED 01 147,594 ISHARES TR S&P GBL ENER 464287341 6,018.19 181,380 SH SHARED 01 181,380 ISHARES TR S&P GBL FIN 464287333 60.13 1,740 SH SHARED 1,740 ISHARES TR S&P GBL FIN 464287333 1,756.65 50,829 SH SHARED 01 50,829 ISHARES TR S&P GBL HLTHCR 464287325 4,422.90 85,154 SH SHARED 01 85,154 ISHARES TR S&P GBL INF 464287291 69.19 1,266 SH SHARED 1,266 ISHARES TR S&P GBL INF 464287291 8,724.05 159,635 SH SHARED 01 159,635 ISHARES TR S&P GBL TELCM 464287275 5,653.23 104,111 SH SHARED 01 104,111 ISHARES TR S&P GLB100INDX 464287572 102.68 1,915 SH SHARED 1,915 ISHARES TR S&P GLB100INDX 464287572 8,834.59 164,763 SH SHARED 01 164,763 ISHARES TR S&P GLBIDX ETF 464288224 26.26 2,833 SH SHARED 2,833 ISHARES TR S&P GLBIDX ETF 464288224 118.19 12,750 SH SHARED 01 12,750 ISHARES TR S&P GLB MTRLS 464288695 53.63 1,000 SH SHARED 21 1,000 ISHARES TR S&P GLB MTRLS 464288695 79.80 1,488 SH SHARED 1,488 ISHARES TR S&P GLB MTRLS 464288695 4,214.84 78,591 SH SHARED 01 78,591 ISHARES TR S&P GL CONSUME 464288745 22.06 469 SH SHARED 469

ISHARES TR S&P GL CONSUME 464288745 1,534.30 32,617 SH SHARED 01 32,617 ISHARES TR S&P GL C STAPL 464288737 4,050.02 65,439 SH SHARED 01 65,439 ISHARES TR S&P GL INDUSTR 464288729 58.17 1,328 SH SHARED 1,328 ISHARES TR S&P GL INDUSTR 464288729 1,976.08 45,116 SH SHARED 01 45,116 ISHARES TR S&P GLO INFRAS 464288372 16.90 530 SH SHARED 17 530 ISHARES TR S&P GLO INFRAS 464288372 2,721.43 85,338 SH SHARED 01 85,338 ISHARES TR S&P GL UTILITI 464288711 34.76 840 SH SHARED 840 ISHARES TR S&P GL UTILITI 464288711 999.58 24,156 SH SHARED 01 24,156 ISHARES TR S&P GTFIDX ETF 464288174 313.26 9,133 SH SHARED 01 9,133 ISHARES TR S&P INDIA 50 464289529 61.46 2,750 SH SHARED 2,750 ISHARES TR S&P INDIA 50 464289529 498.41 22,300 SH SHARED 01 22,300 ISHARES TR S&P LTN AM 40 464287390 42.77 1,100 SH C SHARED 1,100 ISHARES TR S&P LTN AM 40 464287390 116.64 3,000 SH SHARED 21 3,000 ISHARES TR S&P LTN AM 40 464287390 346.38 8,909 SH SHARED 8,909 ISHARES TR S&P LTN AM 40 464287390 6,391.48 164,390 SH SHARED 17 164,390 ISHARES TR S&P LTN AM 40 464287390 11,545.18 296,944 SH SHARED 01 296,944 ISHARES TR S&P MC 400 GRW 464287606 46,203.81 514,290 SH SHARED 01 514,290 ISHARES TR S&P MIDCAP 400 464287507 1,076.26 13,800 SH SHARED 13,800 ISHARES TR S&P MIDCAP 400 464287507 42,770.89 548,415 SH SHARED 01 548,415 ISHARES TR S&P MIDCP VALU 464287705 23,570.92 357,081 SH SHARED 01 357,081 ISHARES TR S&P MODERATE 464289875 39.20 1,355 SH SOLE 1,355 ISHARES TR S&P NA MULTIMD 464287531 565.82 22,480 SH SHARED 01 22,480 ISHARES TR S&P NA NAT RES 464287374 36.30 1,085 SH SHARED 1,085 ISHARES TR S&P NA NAT RES 464287374 7,884.15 235,629 SH SHARED 01 235,629 ISHARES TR S&P NA SOFTWR 464287515 41.74 800 SH SHARED 21 800 ISHARES TR S&P NA SOFTWR 464287515 6,160.60 118,087 SH SHARED 01 118,087 ISHARES TR S&P NA TECH FD 464287549 5,588.08 100,959 SH SHARED 01 100,959 ISHARES TR S&P NTL AMTFREE 464288414 5.12 48 SH SHARED 48 ISHARES TR S&P NTL AMTFREE 464288414 32,869.42 308,199 SH SHARED 01 308,199 ISHARES TR S&P NUCIDX ETF 464288232 119.01 3,696 SH SOLE 3,696 ISHARES TR S&P SH NTL AMTFR 464288158 68.98 647 SH SHARED 647 ISHARES TR S&P SH NTL AMTFR 464288158 8,851.51 83,027 SH SHARED 01 83,027 ISHARES TR S&P SMLCAP 600 464287804 23.42 400 SH P SHARED 400 ISHARES TR S&P SMLCAP 600 464287804 52.69 900 SH C SHARED 900 ISHARES TR S&P SMLCAP 600 464287804 24,772.08 423,165 SH SHARED 01 423,165 ISHARES TR S&P SMLCAP 600 464287804 58,915.30 1,006,411 SH SHARED 1,006,411 ISHARES TR S&P SMLCP GROW 464287887 108.10 1,677 SH SHARED 1,677 ISHARES TR S&P SMLCP GROW 464287887 11,317.69 175,577 SH SHARED 01 175,577 ISHARES TR S&P SMLCP VALU 464287879 165.73 2,800 SH C SHARED 2,800 ISHARES TR S&P SMLCP VALU 464287879 959.06 16,203 SH SHARED 16,203 ISHARES TR S&P SMLCP VALU 464287879 1,201.56 20,300 SH P SHARED 20,300 ISHARES TR S&P SMLCP VALU 464287879 10,131.85 171,175 SH SHARED 01 171,175 ISHARES TR S&P TARGET 10 464289206 8.90 300 SH SOLE 300 ISHARES TR S&P TARGET 15 464289305 10.58 350 SH SHARED 01 350 ISHARES TR S&P TARGET 30 464289602 0.03 1 SH SOLE 1 ISHARES TR S&P TARGET 35 464289701 2.09 69 SH SOLE 69

ISHARES TR S&P TARGET 40 464289800 6.66 222 SH SOLE 222 ISHARES TR S&P TARGET RET 464289107 26.46 900 SH SOLE 900 ISHARES TR S&P/TOPIX 150 464287382 1.01 25 SH SHARED 01 25 ISHARES TR S&P/TOPIX 150 464287382 68.65 1,701 SH SHARED 1,701 ISHARES TR S&P/TOPIX 150 464287382 145.30 3,600 SH SHARED 21 3,600 ISHARES TR S&P/TOPIX 150 464287382 407.92 10,107 SH SHARED 17 10,107 ISHARES TR TRANSP AVE IDX 464287192 6,277.12 83,428 SH SHARED 01 83,428 ISHARES TR US PFD STK IDX 464288687 7.12 200 SH P SHARED 01 200 ISHARES TR US PFD STK IDX 464288687 99.71 2,800 SH C SHARED 2,800 ISHARES TR US PFD STK IDX 464288687 363.33 10,203 SH SHARED 10,203 ISHARES TR US PFD STK IDX 464288687 640.98 18,000 SH P SHARED 18,000 ISHARES TR US PFD STK IDX 464288687 70,333.13 1,975,095 SH SHARED 01 1,975,095 ISHARES TR ZEALAND INVST 464289123 466.17 16,086 SH SHARED 01 16,086 ISIS PHARMACEUTICALS INC COM 464330109 7.46 1,100 SH P SHARED 1,100 ISIS PHARMACEUTICALS INC COM 464330109 73.22 10,800 SH C SHARED 10,800 ISIS PHARMACEUTICALS INC COM 464330109 180.97 26,692 SH SHARED 26,692 ISIS PHARMACEUTICALS INC COM 464330109 871.12 128,484 SH SHARED 01 128,484 ISOFTSTONE HLDGS LTD SPONSORED ADS 46489B108 0.65 100 SH C SOLE 100 ISOFTSTONE HLDGS LTD SPONSORED ADS 46489B108 1.95 300 SH P SOLE 300 ISOFTSTONE HLDGS LTD SPONSORED ADS 46489B108 109.55 16,880 SH SOLE 16,880 ISORAY INC COM 46489V104 0.03 26 SH SOLE 26 ISRAMCO INC COM NEW 465141406 16.35 283 SH SOLE 283 ISTA PHARMACEUTICALS INC COM NEW 45031X204 2.76 800 SH C SOLE 800 ISTA PHARMACEUTICALS INC COM NEW 45031X204 11.04 3,200 SH P SOLE 3,200 ISTA PHARMACEUTICALS INC COM NEW 45031X204 74.47 21,585 SH SOLE 21,585 ISTAR FINL INC COM 45031U101 39.02 6,705 SH SHARED 01 6,705 ISTAR FINL INC COM 45031U101 70.42 12,100 SH C SHARED 12,100 ISTAR FINL INC COM 45031U101 116.40 20,000 SH P SHARED 20,000 ISTAR FINL INC COM 45031U101 6,041.54 1,038,065 SH SHARED 1,038,065 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 15.09 972 SH SHARED 21 972 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 1,311.18 84,483 SH SHARED 20 84,483 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 2,448.65 157,774 SH SHARED 157,774 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 3,023.28 194,799 SH SHARED 01 194,799 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 52,405.98 3,376,674 SH SHARED 3,376,674

ITC HLDGS CORP COM 465685105 6.27 81 SH SHARED 21 81 ITC HLDGS CORP COM 465685105 4,951.80 63,952 SH SHARED 63,952 ITC HLDGS CORP COM 465685105 7,158.64 92,453 SH SHARED 01 92,453 ITERIS INC COM 46564T107 3.24 2,844 SH SOLE 2,844 ITRON INC COM 465741106 3.30 112 SH SHARED 21 112 ITRON INC COM 465741106 109.15 3,700 SH SHARED 3,700 ITRON INC COM 465741106 147.50 5,000 SH C SHARED 5,000 ITRON INC COM 465741106 225.76 7,653 SH SHARED 01 7,653 ITRON INC COM 465741106 708.00 24,000 SH P SHARED 24,000 ITRON INC COM 465741106 4,051.44 137,337 SH SHARED 137,337 ITT CORP NEW COM 450911102 180.60 4,300 SH P SHARED 4,300 ITT CORP NEW COM 450911102 285.60 6,800 SH C SHARED 6,800 ITT CORP NEW COM 450911102 457.80 10,900 SH SHARED 10,900 ITT CORP NEW COM 450911102 4,075.85 97,044 SH SHARED 97,044 ITT CORP NEW COM 450911102 17,495.52 416,560 SH SHARED 01 416,560 ITT EDUCATIONAL SERVICES INC COM 45068B109 37.77 656 SH SHARED 656 ITT EDUCATIONAL SERVICES INC COM 45068B109 863.70 15,000 SH P SHARED 15,000 ITT EDUCATIONAL SERVICES INC COM 45068B109 875.22 15,200 SH SHARED 15,200 ITT EDUCATIONAL SERVICES INC COM 45068B109 953.06 16,552 SH SHARED 01 16,552 ITT EDUCATIONAL SERVICES INC COM 45068B109 3,713.91 64,500 SH C SHARED 64,500 ITURAN LOCATION AND CONTROL SHS M6158M104 13.58 1,166 SH SHARED 01 1,166 ITURAN LOCATION AND CONTROL SHS M6158M104 180.63 15,505 SH SHARED 15,505 IVANHOE ENERGY INC COM 465790103 1.07 1,000 SH C SHARED 1,000 IVANHOE ENERGY INC COM 465790103 7.38 6,900 SH SHARED 6,900 IVANHOE ENERGY INC COM 465790103 9.74 9,100 SH SHARED 01 9,100 IVANHOE MINES LTD COM 46579N103 3.40 248 SH SHARED 21 248 IVANHOE MINES LTD COM 46579N103 3.69 269 SH SHARED 20 269 IVANHOE MINES LTD COM 46579N103 47.83 3,491 SH SHARED 3,491 IVANHOE MINES LTD COM 46579N103 237.90 17,365 SH SHARED 17,365 IVANHOE MINES LTD COM 46579N103 1,343.97 98,100 SH C SHARED 98,100 IVANHOE MINES LTD COM 46579N103 2,160.49 157,700 SH P SHARED 157,700 IVANHOE MINES LTD COM 46579N103 3,369.01 245,913 SH SHARED 01 245,913 IXIA COM 45071R109 14.09 1,837 SH SHARED 01 1,837 IXYS CORP COM 46600W106 3.26 300 SH SHARED 01 300 J & J SNACK FOODS CORP COM 466032109 53.43 1,112 SH SHARED 1,112 J & J SNACK FOODS CORP COM 466032109 62.03 1,291 SH SHARED 01 1,291 J ALEXANDERS CORP COM 466096104 4.26 681 SH SOLE 681

J F CHINA REGION FD INC COM 46614T107 18.02 1,656 SH SHARED 01 1,656 J F CHINA REGION FD INC COM 46614T107 19.49 1,791 SH SHARED 1,791 J2 GLOBAL COMMUNICATIONS INC COM NEW 46626E205 31.42 1,168 SH SHARED 21 1,168 J2 GLOBAL COMMUNICATIONS INC COM NEW 46626E205 1,653.60 61,472 SH SHARED 01 61,472 J2 GLOBAL COMMUNICATIONS INC COM NEW 46626E205 2,157.38 80,200 SH SHARED 80,200 JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 14.89 8,367 SH SHARED 8,367 JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 34.18 19,200 SH C SHARED 19,200 JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 39.69 22,300 SH P SHARED 22,300 JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 298.95 167,949 SH SHARED 01 167,949 JA SOLAR HOLDINGS CO LTD NOTE 4.500% 5/1 466090AA5 6.70 10,000 PRN SHARED 01 10,000 JABIL CIRCUIT INC COM 466313103 416.29 23,400 SH C SHARED 23,400 JABIL CIRCUIT INC COM 466313103 731.17 41,100 SH P SHARED 41,100 JABIL CIRCUIT INC COM 466313103 6,154.09 345,930 SH SHARED 01 345,930 JACADA LTD SHS NEW M6184R119 7.29 3,241 SH SOLE 3,241 JACK IN THE BOX INC COM 466367109 45.82 2,300 SH P SHARED 2,300 JACK IN THE BOX INC COM 466367109 121.25 6,087 SH SHARED 01 6,087 JACKSONVILLE BANCORP INC MD COM 46924R106 5.27 398 SH SOLE 398 JACOBS ENGR GROUP INC DEL COM 469814107 36.13 1,119 SH SHARED 21 1,119 JACOBS ENGR GROUP INC DEL COM 469814107 103.33 3,200 SH P SHARED 3,200 JACOBS ENGR GROUP INC DEL COM 469814107 251.86 7,800 SH SHARED 7,800 JACOBS ENGR GROUP INC DEL COM 469814107 406.37 12,585 SH SHARED 20 12,585 JACOBS ENGR GROUP INC DEL COM 469814107 503.72 15,600 SH C SHARED 15,600 JACOBS ENGR GROUP INC DEL COM 469814107 5,711.26 176,874 SH SHARED 01 176,874 JAGUAR MNG INC COM 47009M103 11.28 2,400 SH SHARED 2,400 JAGUAR MNG INC COM 47009M103 96.35 20,500 SH C SHARED 20,500 JAGUAR MNG INC COM 47009M103 430.99 91,700 SH P SHARED 91,700 JAGUAR MNG INC COM 47009M103 600.19 127,700 SH SHARED 01 127,700 JAKKS PAC INC COM 47012E106 211.73 11,173 SH SOLE 11,173 JAMBA INC COM 47023A101 5.16 4,000 SH SHARED 01 4,000

JAMES HARDIE INDS SE SPONSORED ADR 47030M106 2.62 95 SH SHARED 01 95 JAMES HARDIE INDS SE SPONSORED ADR 47030M106 35.00 1,270 SH SHARED 1,270 JAMES RIVER COAL CO COM NEW 470355207 17.20 2,700 SH P SHARED 2,700 JAMES RIVER COAL CO COM NEW 470355207 49.05 7,700 SH C SHARED 7,700 JAMES RIVER COAL CO COM NEW 470355207 1,172.86 184,122 SH SHARED 01 184,122 JANUS CAP GROUP INC COM 47102X105 1.80 300 SH P SHARED 300 JANUS CAP GROUP INC COM 47102X105 4.54 756 SH SHARED 21 756 JANUS CAP GROUP INC COM 47102X105 9.00 1,500 SH C SHARED 1,500 JANUS CAP GROUP INC COM 47102X105 64.46 10,744 SH SHARED 01 10,744 JANUS CAP GROUP INC NOTE 3.250% 7/1 47102XAG0 0.97 1,000 PRN SHARED 01 1,000 JAPAN EQUITY FD INC COM 471057109 1.58 300 SH SHARED 300 JAPAN EQUITY FD INC COM 471057109 43.01 8,145 SH SHARED 01 8,145 JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 2.94 395 SH SHARED 395 JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 77.47 10,398 SH SHARED 01 10,398 JARDEN CORP COM 471109108 4.95 175 SH SHARED 20 175 JARDEN CORP COM 471109108 70.65 2,500 SH P SHARED 2,500 JARDEN CORP COM 471109108 400.08 14,157 SH SHARED 01 14,157 JAVELIN EXCHANGE-TRADED TR JETS CNTRA OPS 471892208 120.33 3,405 SH SOLE 3,405 JAZZ PHARMACEUTICALS INC COM 472147107 20.75 500 SH P SHARED 500 JAZZ PHARMACEUTICALS INC COM 472147107 398.40 9,600 SH C SHARED 9,600 JAZZ PHARMACEUTICALS INC COM 472147107 3,366.73 81,126 SH SHARED 01 81,126 JDA SOFTWARE GROUP INC COM 46612K108 2.39 102 SH SHARED 01 102 JDS UNIPHASE CORP COM PAR $0.001 46612J507 213.36 21,400 SH P SHARED 21,400 JDS UNIPHASE CORP COM PAR $0.001 46612J507 615.96 61,781 SH SHARED 01 61,781 JDS UNIPHASE CORP COM PAR $0.001 46612J507 943.85 94,669 SH SHARED 94,669 JDS UNIPHASE CORP COM PAR $0.001 46612J507 4,603.15 461,700 SH C SHARED 461,700 JEFFERIES GROUP INC NEW DBCV 3.875%11/0 472319AG7 1,048.99 1,148,000 PRN SHARED 01 1,148,000 JEFFERIES GROUP INC NEW COM 472319102 1.24 100 SH P SHARED 100 JEFFERIES GROUP INC NEW COM 472319102 12.60 1,015 SH SHARED 20 1,015 JEFFERIES GROUP INC NEW COM 472319102 64.53 5,200 SH C SHARED 5,200 JEFFERIES GROUP INC NEW COM 472319102 98.04 7,900 SH SHARED 7,900 JEFFERIES GROUP INC NEW COM 472319102 769.42 62,000 SH P SHARED 01 62,000

JEFFERIES GROUP INC NEW COM 472319102 1,058.90 85,326 SH SHARED 01 85,326 JEFFERSON BANCSHARES INC TEN COM 472375104 2.16 802 SH SOLE 802 JETBLUE AIRWAYS CORP COM 477143101 6.97 1,704 SH SHARED 21 1,704 JETBLUE AIRWAYS CORP COM 477143101 31.49 7,700 SH P SHARED 7,700 JETBLUE AIRWAYS CORP COM 477143101 88.34 21,600 SH C SHARED 21,600 JETBLUE AIRWAYS CORP COM 477143101 798.87 195,323 SH SHARED 01 195,323 JEWETT CAMERON TRADING LTD COM NEW 47733C207 16.58 1,906 SH SOLE 1,906 JINGWEI INTL LTD COM 47759G108 5.51 3,443 SH SOLE 3,443 JINKOSOLAR HLDG CO LTD SPONSORED ADR 47759T100 0.49 100 SH C SHARED 100 JINKOSOLAR HLDG CO LTD SPONSORED ADR 47759T100 1.94 400 SH P SHARED 400 JINKOSOLAR HLDG CO LTD SPONSORED ADR 47759T100 24.25 4,990 SH SHARED 4,990 JINKOSOLAR HLDG CO LTD SPONSORED ADR 47759T100 114.70 23,600 SH SHARED 01 23,600 JINPAN INTL LTD ORD G5138L100 27.65 3,500 SH SHARED 01 3,500 JINPAN INTL LTD ORD G5138L100 83.74 10,600 SH C SHARED 10,600 JMP GROUP INC COM 46629U107 0.58 100 SH SHARED 01 100 JOHN BEAN TECHNOLOGIES CORP COM 477839104 67.62 4,742 SH SHARED 01 4,742 JOHN HANCOCK BK &THRIFT OPP SH BEN INT NEW 409735206 15.10 1,211 SH SHARED 1,211 JOHN HANCOCK BK &THRIFT OPP SH BEN INT NEW 409735206 31.79 2,549 SH SHARED 01 2,549 JOHN HANCOCK HDG EQ & INC FD COM 47804L102 289.44 20,142 SH SHARED 01 20,142 JOHNSON & JOHNSON COM 478160104 105.92 1,663 SH SHARED 21 1,663 JOHNSON & JOHNSON COM 478160104 382.14 6,000 SH P SHARED 01 6,000 JOHNSON & JOHNSON COM 478160104 2,270.04 35,642 SH SHARED 17 35,642 JOHNSON & JOHNSON COM 478160104 3,296.47 51,758 SH SHARED 20 51,758 JOHNSON & JOHNSON COM 478160104 22,480.02 352,960 SH SHARED 352,960 JOHNSON & JOHNSON COM 478160104 31,316.37 491,700 SH P SHARED 491,700 JOHNSON & JOHNSON COM 478160104 59,395.26 932,568 SH SHARED 932,568 JOHNSON & JOHNSON COM 478160104 77,669.96 1,219,500 SH C SHARED 1,219,500 JOHNSON & JOHNSON COM 478160104 337,531.27 5,299,596 SH SHARED 01 5,299,596 JOHNSON CTLS INC COM 478366107 8.23 312 SH SHARED 21 312 JOHNSON CTLS INC COM 478366107 18.33 695 SH SHARED 20 695 JOHNSON CTLS INC COM 478366107 369.18 14,000 SH P SHARED 14,000 JOHNSON CTLS INC COM 478366107 986.24 37,400 SH C SHARED 37,400 JOHNSON CTLS INC COM 478366107 1,755.93 66,588 SH SHARED 66,588 JOHNSON CTLS INC COM 478366107 7,631.48 289,400 SH SHARED 289,400 JOHNSON CTLS INC COM 478366107 16,067.03 609,292 SH SHARED 01 609,292 JONES GROUP INC COM 48020T101 7.37 800 SH C SHARED 800

JONES GROUP INC COM 48020T101 65.39 7,100 SH P SHARED 7,100 JONES GROUP INC COM 48020T101 919.95 99,886 SH SHARED 01 99,886 JONES LANG LASALLE INC COM 48020Q107 10.36 200 SH C SHARED 200 JONES LANG LASALLE INC COM 48020Q107 16.11 311 SH SHARED 21 311 JONES LANG LASALLE INC COM 48020Q107 77.72 1,500 SH P SHARED 1,500 JONES LANG LASALLE INC COM 48020Q107 1,184.95 22,871 SH SHARED 01 22,871 JONES LANG LASALLE INC COM 48020Q107 1,531.71 29,564 SH SHARED 29,564 JONES SODA CO COM 48023P106 5.94 9,082 SH SOLE 9,082 JOS A BANK CLOTHIERS INC COM 480838101 9.33 200 SH C SHARED 200 JOS A BANK CLOTHIERS INC COM 480838101 27.98 600 SH P SHARED 600 JOS A BANK CLOTHIERS INC COM 480838101 142.59 3,058 SH SHARED 01 3,058 JOY GLOBAL INC COM 481165108 31.19 500 SH SHARED 20 500 JOY GLOBAL INC COM 481165108 93.57 1,500 SH SHARED 21 1,500 JOY GLOBAL INC COM 481165108 405.47 6,500 SH SHARED 6,500 JOY GLOBAL INC COM 481165108 4,048.46 64,900 SH P SHARED 64,900 JOY GLOBAL INC COM 481165108 5,302.30 85,000 SH C SHARED 85,000 JOY GLOBAL INC COM 481165108 18,022.27 288,911 SH SHARED 01 288,911 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 6.81 200 SH C SHARED 200 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 30.65 900 SH P SHARED 900 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 73,974.58 2,172,528 SH SHARED 01 2,172,528 JPMORGAN CHASE & CO COM 46625H100 12.05 400 SH P SHARED 01 400 JPMORGAN CHASE & CO COM 46625H100 174.30 5,787 SH SHARED 21 5,787 JPMORGAN CHASE & CO COM 46625H100 524.24 17,405 SH SHARED 17 17,405 JPMORGAN CHASE & CO COM 46625H100 2,356.53 78,238 SH SHARED 20 78,238 JPMORGAN CHASE & CO COM 46625H100 7,844.90 260,455 SH SHARED 260,455 JPMORGAN CHASE & CO COM 46625H100 35,110.88 1,165,700 SH P SHARED 1,165,700 JPMORGAN CHASE & CO COM 46625H100 55,905.73 1,856,100 SH C SHARED 1,856,100 JPMORGAN CHASE & CO COM 46625H100 148,705.96 4,937,117 SH SHARED 4,937,117 JPMORGAN CHASE & CO COM 46625H100 152,198.98 5,053,087 SH SHARED 01 5,053,087 JPMORGAN CHASE & CO ETN 130/30 23 46625H761 3.00 101 SH SOLE 101 JPMORGAN CHASE & CO *W EXP 10/28/201 46634E114 22.47 2,414 SH SHARED 2,414 JPMORGAN CHASE & CO *W EXP 10/28/201 46634E114 361.75 38,856 SH SHARED 01 38,856 JUNIPER NETWORKS INC COM 48203R104 5.73 332 SH SHARED 20 332 JUNIPER NETWORKS INC COM 48203R104 9.27 537 SH SHARED 21 537 JUNIPER NETWORKS INC COM 48203R104 486.73 28,200 SH SHARED 28,200 JUNIPER NETWORKS INC COM 48203R104 1,170.35 67,807 SH SHARED 67,807 JUNIPER NETWORKS INC COM 48203R104 3,172.39 183,800 SH C SHARED 183,800 JUNIPER NETWORKS INC COM 48203R104 3,213.81 186,200 SH P SHARED 186,200

JUNIPER NETWORKS INC COM 48203R104 5,213.45 302,054 SH SHARED 01 302,054 K12 INC COM 48273U102 11.69 459 SH SHARED 21 459 K12 INC COM 48273U102 40.74 1,600 SH P SHARED 1,600 K12 INC COM 48273U102 548.38 21,539 SH SHARED 01 21,539 KADANT INC COM 48282T104 31.42 1,769 SH SHARED 01 1,769 KAISER ALUMINUM CORP COM PAR $0.01 483007704 2,280.11 51,493 SH SHARED 01 51,493 KAISER FED FINL GROUP INC COM 483056107 15.30 1,298 SH SOLE 1,298 KAMAN CORP COM 483548103 89.48 3,213 SH SHARED 01 3,213 KAMAN CORP COM 483548103 218.34 7,840 SH SHARED 7,840 KANDI TECHNOLOGIES CORP COM 483709101 2.59 1,200 SH SOLE 1,200 KANSAS CITY SOUTHERN COM NEW 485170302 5.50 110 SH SHARED 20 110 KANSAS CITY SOUTHERN COM NEW 485170302 8.74 175 SH SHARED 21 175 KANSAS CITY SOUTHERN COM NEW 485170302 9.99 200 SH C SHARED 200 KANSAS CITY SOUTHERN COM NEW 485170302 1,239.76 24,815 SH SHARED 01 24,815 KANSAS CITY SOUTHERN COM NEW 485170302 1,998.40 40,000 SH P SHARED 40,000 KAPSTONE PAPER & PACKAGING C COM 48562P103 151.26 10,890 SH SOLE 10,890 KAR AUCTION SVCS INC COM 48238T109 4.89 404 SH SHARED 21 404 KAR AUCTION SVCS INC COM 48238T109 12.57 1,038 SH SHARED 1,038 KAR AUCTION SVCS INC COM 48238T109 111.01 9,167 SH SHARED 01 9,167 KAYDON CORP COM 486587108 2.72 95 SH SHARED 20 95 KAYDON CORP COM 486587108 54.21 1,890 SH SHARED 01 1,890 KAYDON CORP COM 486587108 80.30 2,800 SH C SHARED 2,800 KAYDON CORP COM 486587108 114.72 4,000 SH SHARED 21 4,000 KAYNE ANDERSON ENERGY DEV CO COM 48660Q102 2,576.79 132,279 SH SHARED 01 132,279 KAYNE ANDERSON ENRGY TTL RT COM 48660P104 6,646.28 274,753 SH SHARED 01 274,753 KAYNE ANDERSON MDSTM ENERGY COM 48661E108 10.00 466 SH SHARED 466 KAYNE ANDERSON MDSTM ENERGY COM 48661E108 3,782.82 176,273 SH SHARED 01 176,273 KAYNE ANDERSON MLP INVSMNT C COM 486606106 15,961.22 573,732 SH SHARED 01 573,732 KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 137.69 4,203 SH SHARED 4,203 KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 161.83 4,940 SH SHARED 20 4,940 KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 366.19 11,178 SH SHARED 01 11,178 KB HOME COM 48666K109 14.67 2,504 SH SHARED 01 2,504 KB HOME COM 48666K109 457.08 78,000 SH C SHARED 78,000 KB HOME COM 48666K109 693.24 118,300 SH P SHARED 118,300 KB HOME COM 48666K109 711.40 121,400 SH SHARED 121,400

KBR INC COM 48242W106 4.73 200 SH P SHARED 200 KBR INC COM 48242W106 10.73 454 SH SHARED 21 454 KBR INC COM 48242W106 14.18 600 SH C SHARED 600 KBR INC COM 48242W106 141.09 5,971 SH SHARED 5,971 KBR INC COM 48242W106 271.75 11,500 SH SHARED 11,500 KBR INC COM 48242W106 4,291.33 181,605 SH SHARED 01 181,605 KBW INC COM 482423100 3.87 281 SH SHARED 01 281 KELLOGG CO COM 487836108 196.80 3,700 SH P SHARED 3,700 KELLOGG CO COM 487836108 476.32 8,955 SH SHARED 17 8,955 KELLOGG CO COM 487836108 679.24 12,770 SH SHARED 12,770 KELLOGG CO COM 487836108 1,513.42 28,453 SH SHARED 28,453 KELLOGG CO COM 487836108 1,936.12 36,400 SH C SHARED 36,400 KELLOGG CO COM 487836108 4,912.36 92,355 SH SHARED 20 92,355 KELLOGG CO COM 487836108 21,926.67 412,233 SH SHARED 01 412,233 KELLY SVCS INC CL A 488152208 234.04 20,530 SH SHARED 20,530 KELLY SVCS INC CL A 488152208 262.59 23,034 SH SHARED 01 23,034 KELLY SVCS INC CL B 488152307 25.93 2,383 SH SOLE 2,383 KEMET CORP COM NEW 488360207 3.58 500 SH P SHARED 500 KEMET CORP COM NEW 488360207 20.02 2,800 SH C SHARED 2,800 KEMET CORP COM NEW 488360207 328.71 45,974 SH SHARED 01 45,974 KEMPER CORP DEL COM 488401100 69.60 2,905 SH SHARED 01 2,905 KENEXA CORP COM 488879107 16.78 1,073 SH SHARED 1,073 KENEXA CORP COM 488879107 132.97 8,502 SH SHARED 01 8,502 KENNAMETAL INC COM 489170100 1,038.02 31,705 SH SHARED 01 31,705 KENT FINL SVCS INC COM NEW 490560208 5.11 3,870 SH SOLE 3,870 KERYX BIOPHARMACEUTICALS INC COM 492515101 5.70 1,900 SH SHARED 01 1,900 KERYX BIOPHARMACEUTICALS INC COM 492515101 74.10 24,700 SH P SHARED 24,700 KERYX BIOPHARMACEUTICALS INC COM 492515101 127.80 42,600 SH C SHARED 42,600 KERYX BIOPHARMACEUTICALS INC COM 492515101 144.46 48,154 SH SHARED 48,154 KEWAUNEE SCIENTIFIC CORP COM 492854104 3.40 397 SH SHARED 01 397 KEY ENERGY SVCS INC COM 492914106 1.90 200 SH P SHARED 200 KEY ENERGY SVCS INC COM 492914106 20.88 2,200 SH C SHARED 2,200 KEY ENERGY SVCS INC COM 492914106 91.77 9,670 SH SHARED 9,670 KEY ENERGY SVCS INC COM 492914106 1,885.32 198,664 SH SHARED 01 198,664 KEY TECHNOLOGY INC COM 493143101 9.04 800 SH SHARED 01 800 KEY TRONICS CORP COM 493144109 5.04 1,456 SH SHARED 1,456 KEY TRONICS CORP COM 493144109 7.18 2,076 SH SHARED 01 2,076

KEYCORP NEW COM 493267108 17.03 2,871 SH SHARED 21 2,871 KEYCORP NEW COM 493267108 66.42 11,200 SH P SHARED 11,200 KEYCORP NEW COM 493267108 133.43 22,500 SH C SHARED 22,500 KEYCORP NEW COM 493267108 303.62 51,200 SH SHARED 51,200 KEYCORP NEW COM 493267108 1,917.47 323,351 SH SHARED 01 323,351 KEYUAN PETROCHEMICALS INC COM 493722102 0.00 1,512 SH SOLE 1,512 KEYW HLDG CORP COM 493723100 2,447.03 344,168 SH SOLE 344,168 KID BRANDS INC COM 49375T100 779.04 295,090 SH SHARED 01 295,090 KILROY RLTY CORP COM 49427F108 893.08 28,533 SH SHARED 28,533 KILROY RLTY CORP COM 49427F108 2,847.55 90,976 SH SHARED 01 90,976 KIMBALL INTL INC CL B 494274103 6.99 1,438 SH SHARED 01 1,438 KIMBER RES INC COM 49435N101 3.10 2,350 SH SHARED 2,350 KIMBER RES INC COM 49435N101 76.56 58,000 SH SHARED 01 58,000 KIMBERLY CLARK CORP COM 494368103 71.01 1,000 SH C SHARED 01 1,000 KIMBERLY CLARK CORP COM 494368103 285.67 4,023 SH SHARED 4,023 KIMBERLY CLARK CORP COM 494368103 880.52 12,400 SH P SHARED 12,400 KIMBERLY CLARK CORP COM 494368103 1,728.88 24,347 SH SHARED 24,347 KIMBERLY CLARK CORP COM 494368103 2,616.22 36,843 SH SHARED 20 36,843 KIMBERLY CLARK CORP COM 494368103 16,602.14 233,800 SH C SHARED 233,800 KIMBERLY CLARK CORP COM 494368103 108,527.99 1,528,348 SH SHARED 01 1,528,348 KIMCO RLTY CORP COM 49446R109 3.01 200 SH C SHARED 200 KIMCO RLTY CORP COM 49446R109 11.24 748 SH SHARED 21 748 KIMCO RLTY CORP COM 49446R109 613.95 40,848 SH SHARED 01 40,848 KIMCO RLTY CORP COM 49446R109 3,419.23 227,494 SH SHARED 227,494 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 2,461.68 36,000 SH C SHARED 36,000 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 12,479.35 182,500 SH P SHARED 182,500 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 18,492.28 270,434 SH SHARED 270,434 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 52,437.00 766,847 SH SHARED 01 766,847 KINDER MORGAN INC DEL COM 49456B101 31.07 1,200 SH C SHARED 1,200 KINDER MORGAN INC DEL COM 49456B101 142.40 5,500 SH SHARED 5,500 KINDER MORGAN INC DEL COM 49456B101 2,595.65 100,257 SH SHARED 01 100,257 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 17.61 300 SH C SHARED 300 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 247.20 4,212 SH SHARED 4,212 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 2,499.25 42,584 SH SHARED 42,584

KINDER MORGAN MANAGEMENT LLC SHS 49455U100 16,187.29 275,810 SH SHARED 01 275,810 KINDRED HEALTHCARE INC COM 494580103 0.86 100 SH C SHARED 100 KINDRED HEALTHCARE INC COM 494580103 492.35 57,117 SH SHARED 01 57,117 KINETIC CONCEPTS INC COM NEW 49460W208 174.28 2,645 SH SHARED 01 2,645 KINETIC CONCEPTS INC COM NEW 49460W208 968.58 14,700 SH C SHARED 14,700 KINETIC CONCEPTS INC COM NEW 49460W208 1,344.16 20,400 SH P SHARED 20,400 KINETIC CONCEPTS INC COM NEW 49460W208 12,089.56 183,481 SH SHARED 183,481 KINGOLD JEWELRY INC COM NEW 49579A204 5.09 4,070 SH SOLE 4,070 KINGSTONE COS INC COM 496719105 6.44 1,852 SH SOLE 1,852 KINGTONE WIRELESSINFO SOL HL SPONSORED ADR 496880105 12.50 11,683 SH SOLE 11,683 KINROSS GOLD CORP NOTE 1.750% 3/1 496902AD9 12,570.46 12,827,000 PRN SOLE 12,827,000 KINROSS GOLD CORP COM NO PAR 496902404 0.01 1 SH SHARED 20 1 KINROSS GOLD CORP COM NO PAR 496902404 26.63 1,802 SH SHARED 21 1,802 KINROSS GOLD CORP COM NO PAR 496902404 1,204.10 81,468 SH SHARED 81,468 KINROSS GOLD CORP COM NO PAR 496902404 2,409.14 163,000 SH P SHARED 163,000 KINROSS GOLD CORP COM NO PAR 496902404 3,229.78 218,524 SH SHARED 218,524 KINROSS GOLD CORP COM NO PAR 496902404 9,925.05 671,519 SH SHARED 01 671,519 KINROSS GOLD CORP COM NO PAR 496902404 20,884.14 1,413,000 SH C SHARED 1,413,000 KIOR INC CL A 497217109 13.19 636 SH SHARED 636 KIOR INC CL A 497217109 207.40 10,000 SH SHARED 01 10,000 KIPS BAY MED INC COM 49726K105 0.54 446 SH SOLE 446 KIRBY CORP COM 497266106 17.21 327 SH SHARED 21 327 KIRBY CORP COM 497266106 531.66 10,100 SH C SHARED 10,100 KIRBY CORP COM 497266106 563.25 10,700 SH P SHARED 10,700 KIRBY CORP COM 497266106 580.88 11,035 SH SHARED 20 11,035 KIRBY CORP COM 497266106 2,783.97 52,887 SH SHARED 01 52,887 KIRKLANDS INC COM 497498105 5.68 619 SH SHARED 01 619 KIT DIGITAL INC COM NEW 482470200 36.19 4,308 SH SOLE 4,308 KITE RLTY GROUP TR COM 49803T102 39.53 10,800 SH SHARED 10,800 KITE RLTY GROUP TR COM 49803T102 127.96 34,963 SH SHARED 34,963 KITE RLTY GROUP TR COM 49803T102 306.96 83,869 SH SHARED 01 83,869 KKR & CO L P DEL COM UNITS 48248M102 398.32 38,300 SH C SHARED 38,300 KKR & CO L P DEL COM UNITS 48248M102 703.04 67,600 SH P SHARED 67,600 KKR & CO L P DEL COM UNITS 48248M102 2,555.36 245,708 SH SHARED 01 245,708 KKR & CO L P DEL COM UNITS 48248M102 11,640.49 1,119,278 SH SHARED 1,119,278 KKR FINANCIAL HLDGS LLC COM 48248A306 179.81 24,200 SH C SHARED 24,200 KKR FINANCIAL HLDGS LLC COM 48248A306 770.97 103,765 SH SHARED 01 103,765 KKR FINANCIAL HLDGS LLC COM 48248A306 963.67 129,700 SH P SHARED 129,700 KKR FINANCIAL HLDGS LLC COM 48248A306 15,410.73 2,074,123 SH SHARED 2,074,123

KLA-TENCOR CORP COM 482480100 226.43 5,915 SH SHARED 5,915 KLA-TENCOR CORP COM 482480100 360.14 9,408 SH SHARED 9,408 KLA-TENCOR CORP COM 482480100 447.88 11,700 SH P SHARED 11,700 KLA-TENCOR CORP COM 482480100 1,259.41 32,900 SH C SHARED 32,900 KLA-TENCOR CORP COM 482480100 5,170.02 135,058 SH SHARED 01 135,058 KMG CHEMICALS INC COM 482564101 40.84 3,315 SH SOLE 3,315 KNIGHT CAP GROUP INC CL A COM 499005106 107.01 8,800 SH C SHARED 8,800 KNIGHT CAP GROUP INC CL A COM 499005106 250.50 20,600 SH P SHARED 20,600 KNIGHT CAP GROUP INC CL A COM 499005106 1,013.35 83,335 SH SHARED 01 83,335 KNIGHT TRANSN INC COM 499064103 1.33 100 SH C SHARED 100 KNIGHT TRANSN INC COM 499064103 1,128.12 84,757 SH SHARED 01 84,757 KNOLL INC COM NEW 498904200 5.41 395 SH SHARED 01 395 KODIAK OIL & GAS CORP COM 50015Q100 34.91 6,700 SH SHARED 6,700 KODIAK OIL & GAS CORP COM 50015Q100 84.40 16,200 SH C SHARED 16,200 KODIAK OIL & GAS CORP COM 50015Q100 108.89 20,900 SH P SHARED 20,900 KODIAK OIL & GAS CORP COM 50015Q100 529.10 101,554 SH SHARED 01 101,554 KOHLBERG CAPITAL CORP COM 500233101 357.77 61,158 SH SOLE 61,158 KOHLS CORP COM 500255104 20.03 408 SH SHARED 21 408 KOHLS CORP COM 500255104 682.49 13,900 SH P SHARED 01 13,900 KOHLS CORP COM 500255104 740.38 15,079 SH SHARED 15,079 KOHLS CORP COM 500255104 1,610.48 32,800 SH P SHARED 32,800 KOHLS CORP COM 500255104 1,738.14 35,400 SH C SHARED 35,400 KOHLS CORP COM 500255104 6,462.79 131,625 SH SHARED 01 131,625 KONA GRILL INC COM 50047H201 3.57 643 SH SOLE 643 KONGZHONG CORP SPONSORED ADR 50047P104 12.86 3,190 SH SHARED 3,190 KONGZHONG CORP SPONSORED ADR 50047P104 287.03 71,224 SH SHARED 01 71,224 KONINKLIJKE PHILIPS ELECTRS NY REG SH NEW 500472303 22.43 1,250 SH SHARED 17 1,250 KONINKLIJKE PHILIPS ELECTRS NY REG SH NEW 500472303 3,412.28 190,205 SH SHARED 01 190,205 KOPIN CORP COM 500600101 19.55 5,700 SH SHARED 01 5,700 KOPPERS HOLDINGS INC COM 50060P106 2,280.31 89,040 SH SHARED 01 89,040 KOREA ELECTRIC PWR SPONSORED ADR 500631106 12.02 1,414 SH SHARED 21 1,414 KOREA ELECTRIC PWR SPONSORED ADR 500631106 19.55 2,300 SH SHARED 2,300 KOREA ELECTRIC PWR SPONSORED ADR 500631106 3,086.96 363,172 SH SHARED 01 363,172 KOREA ELECTRIC PWR SPONSORED ADR 500631106 7,324.58 861,715 SH SHARED 861,715 KOREA EQUITY FD INC COM 50063B104 3.11 278 SH SHARED 01 278 KOREA EQUITY FD INC COM 50063B104 31.84 2,845 SH SHARED 2,845 KOREA FD COM NEW 500634209 9.26 249 SH SHARED 249 KOREA FD COM NEW 500634209 36.05 970 SH SHARED 01 970 KORN FERRY INTL COM NEW 500643200 102.81 8,434 SH SHARED 01 8,434

KOSMOS ENERGY LTD SHS G5315B107 136.95 11,695 SH SOLE 11,695 KRAFT FOODS INC CL A 50075N104 63.50 1,891 SH SHARED 21 1,891 KRAFT FOODS INC CL A 50075N104 1,301.46 38,757 SH SHARED 20 38,757 KRAFT FOODS INC CL A 50075N104 3,901.59 116,188 SH SHARED 116,188 KRAFT FOODS INC CL A 50075N104 6,360.05 189,400 SH P SHARED 189,400 KRAFT FOODS INC CL A 50075N104 16,753.06 498,900 SH C SHARED 498,900 KRAFT FOODS INC CL A 50075N104 21,784.35 648,730 SH SHARED 648,730 KRAFT FOODS INC CL A 50075N104 73,404.54 2,185,960 SH SHARED 01 2,185,960 KRATON PERFORMANCE POLYMERS COM 50077C106 2.27 140 SH SHARED 20 140 KRATON PERFORMANCE POLYMERS COM 50077C106 30.55 1,888 SH SHARED 21 1,888 KRATON PERFORMANCE POLYMERS COM 50077C106 800.05 49,447 SH SHARED 01 49,447 KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 13.24 1,970 SH SHARED 01 1,970 KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 60.84 9,054 SH SHARED 9,054 KRISPY KREME DOUGHNUTS INC COM 501014104 5.46 800 SH P SHARED 800 KRISPY KREME DOUGHNUTS INC COM 501014104 43.65 6,400 SH C SHARED 6,400 KRISPY KREME DOUGHNUTS INC COM 501014104 57.27 8,398 SH SHARED 01 8,398 KRISPY KREME DOUGHNUTS INC COM 501014104 719.48 105,495 SH SHARED 105,495 KROGER CO COM 501044101 1.34 61 SH SHARED 21 61 KROGER CO COM 501044101 115.97 5,281 SH SHARED 5,281 KROGER CO COM 501044101 570.96 26,000 SH P SHARED 26,000 KROGER CO COM 501044101 1,021.14 46,500 SH C SHARED 46,500 KROGER CO COM 501044101 1,068.79 48,670 SH SHARED 48,670 KROGER CO COM 501044101 1,216.69 55,405 SH SHARED 20 55,405 KROGER CO COM 501044101 6,984.47 318,054 SH SHARED 01 318,054 KRONOS WORLDWIDE INC COM 50105F105 0.64 40 SH SHARED 21 40 KRONOS WORLDWIDE INC COM 50105F105 1.61 100 SH P SHARED 100 KRONOS WORLDWIDE INC COM 50105F105 2.41 150 SH SHARED 01 150 KRONOS WORLDWIDE INC COM 50105F105 30.55 1,900 SH C SHARED 1,900 KRONOS WORLDWIDE INC COM 50105F105 230.80 14,353 SH SHARED 14,353 KSW INC COM 48268R106 7.06 2,221 SH SOLE 2,221 K-SWISS INC CL A 482686102 80.03 18,831 SH SOLE 18,831 KT CORP SPONSORED ADR 48268K101 69.69 4,715 SH SHARED 4,715 KT CORP SPONSORED ADR 48268K101 343.56 23,245 SH SHARED 20 23,245 KT CORP SPONSORED ADR 48268K101 1,244.86 84,226 SH SHARED 01 84,226 KT CORP SPONSORED ADR 48268K101 23,674.09 1,601,765 SH SHARED 1,601,765 KU6 MEDIA CO LTD SPONSORED ADR 48274B103 0.76 404 SH SOLE 404 KUBOTA CORP ADR 501173207 183.31 4,592 SH SHARED 4,592

KUBOTA CORP ADR 501173207 2,132.01 53,407 SH SHARED 01 53,407 KULICKE & SOFFA INDS INC COM 501242101 2.79 374 SH SHARED 21 374 KULICKE & SOFFA INDS INC COM 501242101 54.21 7,267 SH SHARED 01 7,267 KULICKE & SOFFA INDS INC COM 501242101 783.30 105,000 SH P SHARED 105,000 KULICKE & SOFFA INDS INC COM 501242101 3,506.95 470,100 SH C SHARED 470,100 KVH INDS INC COM 482738101 0.99 125 SH SHARED 01 125 KYOCERA CORP ADR 501556203 214.22 2,572 SH SHARED 01 2,572 L & L ENERGY INC COM 50162D100 13.50 5,000 SH SHARED 01 5,000 L & L ENERGY INC COM 50162D100 58.86 21,800 SH C SHARED 21,800 L & L ENERGY INC COM 50162D100 454.82 168,450 SH SHARED 168,450 L & L ENERGY INC COM 50162D100 659.07 244,100 SH P SHARED 244,100 L-3 COMMUNICATIONS CORP DEBT 3.000% 8/0 502413AW7 73.15 77,000 PRN SHARED 01 77,000 L-3 COMMUNICATIONS HLDGS INC COM 502424104 483.37 7,800 SH SHARED 7,800 L-3 COMMUNICATIONS HLDGS INC COM 502424104 1,293.31 20,870 SH SHARED 20,870 L-3 COMMUNICATIONS HLDGS INC COM 502424104 2,175.15 35,100 SH P SHARED 35,100 L-3 COMMUNICATIONS HLDGS INC COM 502424104 2,627.53 42,400 SH C SHARED 42,400 L-3 COMMUNICATIONS HLDGS INC COM 502424104 2,706.29 43,671 SH SHARED 01 43,671 LA Z BOY INC COM 505336107 6.67 900 SH C SHARED 900 LA Z BOY INC COM 505336107 9.11 1,230 SH SHARED 01 1,230 LABORATORY CORP AMER HLDGS COM NEW 50540R409 34.23 433 SH SHARED 433 LABORATORY CORP AMER HLDGS COM NEW 50540R409 55.34 700 SH C SHARED 700 LABORATORY CORP AMER HLDGS COM NEW 50540R409 86.96 1,100 SH P SHARED 1,100 LABORATORY CORP AMER HLDGS COM NEW 50540R409 521.73 6,600 SH SHARED 6,600 LABORATORY CORP AMER HLDGS COM NEW 50540R409 675.96 8,551 SH SHARED 20 8,551 LABORATORY CORP AMER HLDGS COM NEW 50540R409 7,588.25 95,993 SH SHARED 01 95,993 LACLEDE GROUP INC COM 505597104 362.00 9,342 SH SHARED 9,342 LACLEDE GROUP INC COM 505597104 758.11 19,564 SH SHARED 01 19,564 LACROSSE FOOTWEAR INC COM 505688101 6.40 500 SH SHARED 01 500

LADENBURG THALMAN FIN SVCS I COM 50575Q102 15.50 10,000 SH SHARED 01 10,000 LAKE SHORE GOLD CORP COM 510728108 17.02 11,500 SH SHARED 01 11,500 LAKELAND FINL CORP COM 511656100 69.83 3,380 SH SHARED 01 3,380 LAKELAND FINL CORP COM 511656100 93.92 4,546 SH SHARED 4,546 LAKES ENTMNT INC COM 51206P109 3.73 1,540 SH SHARED 1,540 LAKES ENTMNT INC COM 51206P109 314.60 130,000 SH SHARED 01 130,000 LAM RESEARCH CORP COM 512807108 212.69 5,600 SH SHARED 5,600 LAM RESEARCH CORP COM 512807108 360.81 9,500 SH C SHARED 9,500 LAM RESEARCH CORP COM 512807108 410.18 10,800 SH P SHARED 10,800 LAM RESEARCH CORP COM 512807108 1,532.34 40,346 SH SHARED 01 40,346 LAMAR ADVERTISING CO CL A 512815101 2.67 157 SH SHARED 01 157 LAMAR ADVERTISING CO CL A 512815101 27.25 1,600 SH C SHARED 1,600 LAMAR ADVERTISING CO CL A 512815101 30.65 1,800 SH P SHARED 1,800 LAN AIRLINES S A SPONSORED ADR 501723100 5.86 284 SH SHARED 01 284 LAN AIRLINES S A SPONSORED ADR 501723100 492.85 23,867 SH SHARED 23,867 LANCASTER COLONY CORP COM 513847103 263.38 4,317 SH SHARED 01 4,317 LANDAUER INC COM 51476K103 20.86 421 SH SHARED 21 421 LANDAUER INC COM 51476K103 3,402.46 68,681 SH SHARED 01 68,681 LANDEC CORP COM 514766104 13.30 2,500 SH SHARED 01 2,500 LANDMARK BANCORP INC COM 51504L107 33.67 2,205 SH SHARED 01 2,205 LANDSTAR SYS INC COM 515098101 4.91 124 SH SHARED 21 124 LANDSTAR SYS INC COM 515098101 7.91 200 SH C SHARED 200 LANDSTAR SYS INC COM 515098101 1,185.97 29,979 SH SHARED 29,979 LANDSTAR SYS INC COM 515098101 1,535.13 38,805 SH SHARED 01 38,805 LANDSTAR SYS INC COM 515098101 3,956.00 100,000 SH P SHARED 100,000 LANNET INC COM 516012101 6.74 1,760 SH SHARED 01 1,760 LAPORTE BANCORP INC COM 516650108 10.14 1,229 SH SOLE 1,229 LAS VEGAS SANDS CORP COM 517834107 38.34 1,000 SH C SHARED 01 1,000 LAS VEGAS SANDS CORP COM 517834107 118.85 3,100 SH P SHARED 01 3,100 LAS VEGAS SANDS CORP COM 517834107 720.79 18,800 SH SHARED 18,800 LAS VEGAS SANDS CORP COM 517834107 5,847.43 152,515 SH SHARED 20 152,515 LAS VEGAS SANDS CORP COM 517834107 10,087.71 263,112 SH SHARED 01 263,112 LAS VEGAS SANDS CORP COM 517834107 12,285.75 320,442 SH SHARED 320,442 LAS VEGAS SANDS CORP COM 517834107 12,679.04 330,700 SH P SHARED 330,700 LAS VEGAS SANDS CORP COM 517834107 20,446.72 533,300 SH C SHARED 533,300 LASALLE HOTEL PPTYS COM SH BEN INT 517942108 4.01 209 SH SHARED 21 209 LASALLE HOTEL PPTYS COM SH BEN INT 517942108 104.95 5,466 SH SHARED 01 5,466 LASALLE HOTEL PPTYS COM SH BEN INT 517942108 797.26 41,524 SH SHARED 41,524 LATIN AMERN DISCOVERY FD INC COM 51828C106 8.25 610 SH SOLE 610 LATTICE SEMICONDUCTOR CORP COM 518415104 3.15 600 SH C SHARED 600 LATTICE SEMICONDUCTOR CORP COM 518415104 71.49 13,617 SH SHARED 13,617

LATTICE SEMICONDUCTOR CORP COM 518415104 137.54 26,199 SH SHARED 01 26,199 LAUDER ESTEE COS INC CL A 518439104 62.63 713 SH SHARED 21 713 LAUDER ESTEE COS INC CL A 518439104 562.18 6,400 SH C SHARED 6,400 LAUDER ESTEE COS INC CL A 518439104 658.80 7,500 SH SHARED 7,500 LAUDER ESTEE COS INC CL A 518439104 693.94 7,900 SH P SHARED 7,900 LAUDER ESTEE COS INC CL A 518439104 2,391.88 27,230 SH SHARED 27,230 LAUDER ESTEE COS INC CL A 518439104 4,719.73 53,731 SH SHARED 20 53,731 LAUDER ESTEE COS INC CL A 518439104 8,853.57 100,792 SH SHARED 01 100,792 LAWSON PRODS INC COM 520776105 54.08 4,000 SH SHARED 01 4,000 LAYNE CHRISTENSEN CO COM 521050104 5.84 253 SH SHARED 21 253 LAYNE CHRISTENSEN CO COM 521050104 280.50 12,143 SH SHARED 01 12,143 LAYNE CHRISTENSEN CO COM 521050104 2,178.79 94,320 SH SHARED 94,320 LAZARD GLB TTL RET&INCM FD I COM 52106W103 1,565.30 122,003 SH SHARED 01 122,003 LAZARD LTD SHS A G54050102 8.44 400 SH C SHARED 400 LAZARD LTD SHS A G54050102 13.48 639 SH SHARED 21 639 LAZARD LTD SHS A G54050102 48.53 2,300 SH P SHARED 2,300 LAZARD LTD SHS A G54050102 355.05 16,827 SH SHARED 01 16,827 LAZARD LTD SHS A G54050102 638.91 30,280 SH SHARED 30,280 LAZARD WORLD DIVID & INCOME COM 521076109 0.05 4 SH SHARED 21 4 LAZARD WORLD DIVID & INCOME COM 521076109 11.98 1,056 SH SHARED 1,056 LAZARD WORLD DIVID & INCOME COM 521076109 1,185.77 104,565 SH SHARED 01 104,565 LCA-VISION INC COM PAR $.001 501803308 0.88 409 SH SHARED 01 409 LCA-VISION INC COM PAR $.001 501803308 5.84 2,730 SH SHARED 2,730 LCNB CORP COM 50181P100 125.49 9,400 SH SHARED 01 9,400 LDK SOLAR CO LTD SPONSORED ADR 50183L107 404.93 129,785 SH SHARED 01 129,785 LDK SOLAR CO LTD SPONSORED ADR 50183L107 471.74 151,200 SH P SHARED 151,200 LDK SOLAR CO LTD SPONSORED ADR 50183L107 622.75 199,600 SH C SHARED 199,600 LE GAGA HLDGS LTD SPONSORED ADR 521168104 5.60 950 SH SOLE 950 LEADING BRANDS INC COM NEW 52170U207 7.12 2,100 SH SHARED 01 2,100 LEAP WIRELESS INTL INC COM NEW 521863308 11.21 1,623 SH SHARED 01 1,623 LEAP WIRELESS INTL INC COM NEW 521863308 53.90 7,800 SH C SHARED 7,800 LEAP WIRELESS INTL INC COM NEW 521863308 386.96 56,000 SH P SHARED 56,000 LEAPFROG ENTERPRISES INC CL A 52186N106 12.81 3,800 SH C SHARED 3,800 LEAPFROG ENTERPRISES INC CL A 52186N106 51.60 15,313 SH SHARED 01 15,313 LEAR CORP COM NEW 521865204 22.14 516 SH SHARED 21 516 LEAR CORP COM NEW 521865204 253.97 5,920 SH SHARED 5,920 LEAR CORP COM NEW 521865204 647.79 15,100 SH C SHARED 15,100

LEAR CORP COM NEW 521865204 8,861.60 206,564 SH SHARED 01 206,564 LEARNING TREE INTL INC COM 522015106 9.07 1,228 SH SOLE 1,228 LECROY CORP COM 52324W109 161.18 20,402 SH SOLE 20,402 LEE ENTERPRISES INC COM 523768109 7.80 10,000 SH SHARED 01 10,000 LEGACY RESERVES LP UNIT LP INT 524707304 12.98 500 SH P SHARED 500 LEGACY RESERVES LP UNIT LP INT 524707304 20.76 800 SH C SHARED 800 LEGACY RESERVES LP UNIT LP INT 524707304 142.70 5,499 SH SHARED 5,499 LEGACY RESERVES LP UNIT LP INT 524707304 4,077.76 157,139 SH SHARED 01 157,139 LEGG MASON INC COM 524901105 30.31 1,179 SH SHARED 21 1,179 LEGG MASON INC COM 524901105 156.83 6,100 SH SHARED 6,100 LEGG MASON INC COM 524901105 187.68 7,300 SH C SHARED 7,300 LEGG MASON INC COM 524901105 1,398.52 54,396 SH SHARED 01 54,396 LEGG MASON INC COM 524901105 1,411.48 54,900 SH P SHARED 54,900 LEGGETT & PLATT INC COM 524660107 160.30 8,100 SH C SHARED 8,100 LEGGETT & PLATT INC COM 524660107 188.01 9,500 SH P SHARED 9,500 LEGGETT & PLATT INC COM 524660107 213.73 10,800 SH SHARED 10,800 LEGGETT & PLATT INC COM 524660107 1,009.57 51,014 SH SHARED 01 51,014 LEGGETT & PLATT INC COM 524660107 1,639.82 82,861 SH SHARED 82,861 LEMAITRE VASCULAR INC COM 525558201 12.65 2,034 SH SOLE 2,034 LENDER PROCESSING SVCS INC COM 52602E102 27.38 2,000 SH P SHARED 2,000 LENDER PROCESSING SVCS INC COM 52602E102 1,276.36 93,233 SH SHARED 01 93,233 LENNAR CORP CL A 526057104 453.59 33,500 SH P SHARED 33,500 LENNAR CORP CL A 526057104 833.56 61,563 SH SHARED 01 61,563 LENNAR CORP CL A 526057104 951.86 70,300 SH C SHARED 70,300 LENNAR CORP CL A 526057104 5,303.51 391,692 SH SHARED 391,692 LENNAR CORP CL B 526057302 2.79 273 SH SOLE 273 LENNOX INTL INC COM 526107107 3.33 129 SH SHARED 21 129 LENNOX INTL INC COM 526107107 11.50 446 SH SHARED 446 LENNOX INTL INC COM 526107107 161.20 6,253 SH SHARED 01 6,253 LENTUO INTL INC SPONSORED ADS 526353107 5.29 1,378 SH SOLE 1,378 LEUCADIA NATL CORP COM 527288104 108.86 4,800 SH P SHARED 4,800 LEUCADIA NATL CORP COM 527288104 185.98 8,200 SH C SHARED 8,200 LEUCADIA NATL CORP COM 527288104 319.33 14,080 SH SHARED 14,080 LEUCADIA NATL CORP COM 527288104 1,116.06 49,209 SH SHARED 49,209 LEUCADIA NATL CORP COM 527288104 6,080.80 268,113 SH SHARED 01 268,113 LEVEL 3 COMMUNICATIONS INC COM 52729N100 49.08 32,940 SH SHARED 32,940 LEVEL 3 COMMUNICATIONS INC COM 52729N100 127.84 85,800 SH P SHARED 85,800 LEVEL 3 COMMUNICATIONS INC COM 52729N100 155.26 104,200 SH C SHARED 104,200

LEVEL 3 COMMUNICATIONS INC COM 52729N100 2,339.03 1,569,818 SH SHARED 01 1,569,818 LEXICON PHARMACEUTICALS INC COM 528872104 22.31 24,250 SH SHARED 01 24,250 LEXINGTON REALTY TRUST COM 529043101 87.55 13,387 SH SHARED 13,387 LEXINGTON REALTY TRUST COM 529043101 135.48 20,715 SH SHARED 01 20,715 LEXINGTON REALTY TRUST COM 529043101 504.40 77,126 SH SHARED 77,126 LEXMARK INTL NEW CL A 529771107 207.00 7,658 SH SHARED 7,658 LEXMARK INTL NEW CL A 529771107 229.76 8,500 SH P SHARED 8,500 LEXMARK INTL NEW CL A 529771107 394.64 14,600 SH C SHARED 14,600 LEXMARK INTL NEW CL A 529771107 2,664.91 98,591 SH SHARED 01 98,591 LG DISPLAY CO LTD SPONS ADR REP 50186V102 93.14 11,428 SH SHARED 01 11,428 LG DISPLAY CO LTD SPONS ADR REP 50186V102 5,823.74 714,569 SH SHARED 714,569 LGL GROUP INC COM 50186A108 12.22 1,389 SH SOLE 1,389 LHC GROUP INC COM 50187A107 1.60 94 SH SHARED 01 94 LHC GROUP INC COM 50187A107 97.19 5,697 SH SHARED 5,697 LIBBEY INC COM 529898108 2.11 200 SH SHARED 01 200 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 391.32 95,445 SH SHARED 01 95,445 LIBERTY ALL-STAR GROWTH FD I COM 529900102 1.80 500 SH SHARED 500 LIBERTY ALL-STAR GROWTH FD I COM 529900102 247.57 68,769 SH SHARED 01 68,769 LIBERTY GLOBAL INC COM SER A 530555101 9.62 266 SH SHARED 21 266 LIBERTY GLOBAL INC COM SER A 530555101 25.54 706 SH SHARED 706 LIBERTY GLOBAL INC COM SER A 530555101 47.03 1,300 SH C SHARED 1,300 LIBERTY GLOBAL INC COM SER A 530555101 232.93 6,438 SH SHARED 6,438 LIBERTY GLOBAL INC COM SER A 530555101 573.16 15,842 SH SHARED 01 15,842 LIBERTY GLOBAL INC COM SER B 530555200 34.08 917 SH SOLE 917 LIBERTY GLOBAL INC COM SER C 530555309 216.14 6,245 SH SHARED 6,245 LIBERTY GLOBAL INC COM SER C 530555309 648.07 18,725 SH SHARED 01 18,725 LIBERTY GLOBAL INC COM SER C 530555309 1,025.63 29,634 SH SHARED 29,634 LIBERTY MEDIA CORP DEB 3.250% 3/1 530715AR2 33.65 43,000 PRN SHARED 01 43,000 LIBERTY MEDIA CORP DEB 3.500% 1/1 530715AN1 16.20 30,000 PRN SHARED 01 30,000 LIBERTY MEDIA CORP NEW DEB 3.125% 3/3 530718AF2 23,626.79 22,004,000 PRN SHARED 22,004,000 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 18.80 1,274 SH SHARED 21 1,274 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 94.46 6,400 SH C SHARED 6,400 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 541.69 36,700 SH SHARED 36,700 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 1,629.15 110,376 SH SHARED 110,376

LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 3,276.35 221,975 SH SHARED 01 221,975 LIBERTY MEDIA CORP NEW INT COM SER B 53071M203 28.86 1,906 SH SOLE 1,906 LIBERTY MEDIA CORP NEW DEB 3.125% 3/3 530718AF2 6.44 6,000 PRN SHARED 01 6,000 LIBERTY PPTY TR SH BEN INT 531172104 5.82 200 SH C SHARED 200 LIBERTY PPTY TR SH BEN INT 531172104 9.93 341 SH SHARED 21 341 LIBERTY PPTY TR SH BEN INT 531172104 706.73 24,278 SH SHARED 24,278 LIBERTY PPTY TR SH BEN INT 531172104 1,020.36 35,052 SH SHARED 01 35,052 LIBERTY PPTY TR SH BEN INT 531172104 1,853.87 63,685 SH SHARED 63,685 LIFE PARTNERS HOLDINGS INC COM 53215T106 15.21 2,514 SH SHARED 01 2,514 LIFE PARTNERS HOLDINGS INC COM 53215T106 42.96 7,100 SH P SHARED 7,100 LIFE PARTNERS HOLDINGS INC COM 53215T106 46.29 7,651 SH SHARED 7,651 LIFE TECHNOLOGIES CORP COM 53217V109 16.26 423 SH SHARED 21 423 LIFE TECHNOLOGIES CORP COM 53217V109 80.28 2,089 SH SHARED 2,089 LIFE TECHNOLOGIES CORP COM 53217V109 122.98 3,200 SH C SHARED 3,200 LIFE TECHNOLOGIES CORP COM 53217V109 130.66 3,400 SH P SHARED 3,400 LIFE TECHNOLOGIES CORP COM 53217V109 326.77 8,503 SH SHARED 8,503 LIFE TECHNOLOGIES CORP COM 53217V109 6,010.80 156,409 SH SHARED 01 156,409 LIFE TIME FITNESS INC COM 53217R207 10.17 276 SH SHARED 21 276 LIFE TIME FITNESS INC COM 53217R207 73.70 2,000 SH P SHARED 2,000 LIFE TIME FITNESS INC COM 53217R207 143.72 3,900 SH C SHARED 3,900 LIFE TIME FITNESS INC COM 53217R207 195.67 5,310 SH SHARED 20 5,310 LIFE TIME FITNESS INC COM 53217R207 942.62 25,580 SH SHARED 01 25,580 LIFEPOINT HOSPITALS INC COM 53219L109 215.26 5,875 SH SHARED 01 5,875 LIFEWAY FOODS INC COM 531914109 5.29 496 SH SHARED 21 496 LIFEWAY FOODS INC COM 531914109 244.63 22,927 SH SHARED 01 22,927 LIGAND PHARMACEUTICALS INC COM NEW 53220K504 2.04 149 SH SHARED 01 149

LIGAND PHARMACEUTICALS INC COM NEW 53220K504 9,757.73 713,284 SH SHARED 713,284 LIGHTBRIDGE CORP COM 53224K104 1.29 500 SH P SHARED 500 LIGHTBRIDGE CORP COM 53224K104 1.29 500 SH SHARED 01 500 LIGHTBRIDGE CORP COM 53224K104 10.72 4,170 SH SHARED 4,170 LIGHTPATH TECHNOLOGIES INC CL A NEW 532257805 0.68 474 SH SHARED 01 474 LIGHTPATH TECHNOLOGIES INC CL A NEW 532257805 0.93 649 SH SHARED 649 LIHUA INTL INC COM 532352101 0.87 200 SH C SHARED 200 LIHUA INTL INC COM 532352101 8.27 1,900 SH P SHARED 1,900 LIHUA INTL INC COM 532352101 15.23 3,500 SH SHARED 01 3,500 LIHUA INTL INC COM 532352101 44.10 10,138 SH SHARED 10,138 LILLY ELI & CO COM 532457108 50.46 1,365 SH SHARED 21 1,365 LILLY ELI & CO COM 532457108 1,064.74 28,800 SH P SHARED 28,800 LILLY ELI & CO COM 532457108 1,900.78 51,414 SH SHARED 20 51,414 LILLY ELI & CO COM 532457108 2,411.59 65,231 SH SHARED 65,231 LILLY ELI & CO COM 532457108 6,676.78 180,600 SH C SHARED 180,600 LILLY ELI & CO COM 532457108 37,504.40 1,014,455 SH SHARED 01 1,014,455 LIME ENERGY CO COM NEW 53261U205 0.79 250 SH SHARED 01 250 LIME ENERGY CO COM NEW 53261U205 2,463.19 784,457 SH SHARED 784,457 LIMELIGHT NETWORKS INC COM 53261M104 7.08 3,000 SH SHARED 01 3,000 LIMELIGHT NETWORKS INC COM 53261M104 7.32 3,100 SH C SHARED 3,100 LIMITED BRANDS INC COM 532716107 41.78 1,085 SH SHARED 20 1,085 LIMITED BRANDS INC COM 532716107 192.55 5,000 SH P SHARED 5,000 LIMITED BRANDS INC COM 532716107 254.17 6,600 SH C SHARED 6,600 LIMITED BRANDS INC COM 532716107 666.22 17,300 SH SHARED 17,300 LIMITED BRANDS INC COM 532716107 8,060.10 209,299 SH SHARED 01 209,299 LIN TV CORP CL A 532774106 2.18 1,000 SH SHARED 01 1,000 LINCARE HLDGS INC NOTE 2.750%11/0 532791AF7 7,192.50 7,000,000 PRN SOLE 7,000,000 LINCARE HLDGS INC COM 532791100 9.00 400 SH SHARED 01 400 LINCARE HLDGS INC COM 532791100 38.25 1,700 SH C SHARED 1,700 LINCOLN EDL SVCS CORP COM 533535100 2.83 350 SH SHARED 01 350 LINCOLN EDL SVCS CORP COM 533535100 6.47 800 SH P SHARED 800 LINCOLN EDL SVCS CORP COM 533535100 11.33 1,400 SH C SHARED 1,400 LINCOLN EDL SVCS CORP COM 533535100 12.64 1,562 SH SHARED 1,562 LINCOLN ELEC HLDGS INC COM 533900106 4.41 152 SH SHARED 21 152 LINCOLN ELEC HLDGS INC COM 533900106 196.28 6,766 SH SHARED 6,766

LINCOLN ELEC HLDGS INC COM 533900106 300.11 10,345 SH SHARED 20 10,345 LINCOLN ELEC HLDGS INC COM 533900106 930.61 32,079 SH SHARED 01 32,079 LINCOLN NATL CORP IND COM 534187109 3.91 250 SH SHARED 20 250 LINCOLN NATL CORP IND COM 534187109 78.15 5,000 SH C SHARED 01 5,000 LINCOLN NATL CORP IND COM 534187109 236.34 15,121 SH SHARED 15,121 LINCOLN NATL CORP IND COM 534187109 256.47 16,409 SH SHARED 21 16,409 LINCOLN NATL CORP IND COM 534187109 587.69 37,600 SH P SHARED 37,600 LINCOLN NATL CORP IND COM 534187109 742.43 47,500 SH C SHARED 47,500 LINCOLN NATL CORP IND COM 534187109 926.70 59,290 SH SHARED 59,290 LINCOLN NATL CORP IND COM 534187109 15,790.83 1,010,290 SH SHARED 01 1,010,290 LINCOLN NATL CORP IND PFD A CONV $3 534187208 62.80 314 SH SOLE 314 LINDSAY CORP COM 535555106 17.86 332 SH SHARED 21 332 LINDSAY CORP COM 535555106 26.90 500 SH P SHARED 500 LINDSAY CORP COM 535555106 80.70 1,500 SH C SHARED 1,500 LINDSAY CORP COM 535555106 5,568.57 103,505 SH SHARED 01 103,505 LINEAR TECHNOLOGY CORP COM 535678106 74.66 2,700 SH P SHARED 2,700 LINEAR TECHNOLOGY CORP COM 535678106 265.44 9,600 SH C SHARED 9,600 LINEAR TECHNOLOGY CORP COM 535678106 295.86 10,700 SH SHARED 10,700 LINEAR TECHNOLOGY CORP COM 535678106 2,879.22 104,131 SH SHARED 01 104,131 LINEAR TECHNOLOGY CORP COM 535678106 4,644.37 167,970 SH SHARED 167,970 LINEAR TECHNOLOGY CORP NOTE 3.000% 5/0 535678AC0 22.44 22,000 PRN SHARED 01 22,000 LINKEDIN CORP COM CL A 53578A108 390.40 5,000 SH P SHARED 5,000 LINKEDIN CORP COM CL A 53578A108 829.52 10,624 SH SHARED 10,624 LINKEDIN CORP COM CL A 53578A108 1,489.45 19,076 SH SHARED 01 19,076 LINKEDIN CORP COM CL A 53578A108 2,920.19 37,400 SH C SHARED 37,400 LINN ENERGY LLC UNIT LTD LIAB 536020100 439.79 12,333 SH SHARED 12,333 LINN ENERGY LLC UNIT LTD LIAB 536020100 3,280.72 92,000 SH C SHARED 92,000 LINN ENERGY LLC UNIT LTD LIAB 536020100 3,284.29 92,100 SH P SHARED 92,100 LINN ENERGY LLC UNIT LTD LIAB 536020100 40,309.67 1,130,389 SH SHARED 01 1,130,389

LIONS GATE ENTMNT CORP COM NEW 535919203 65.55 9,500 SH P SHARED 9,500 LIONS GATE ENTMNT CORP COM NEW 535919203 287.27 41,633 SH SHARED 01 41,633 LIONS GATE ENTMNT CORP NOTE 2.938%10/1 535919AF1 2.00 2,000 PRN SHARED 01 2,000 LIONS GATE ENTMT INC NOTE 3.625% 3/1 53626YAA6 2.05 2,000 PRN SHARED 01 2,000 LIQUIDITY SERVICES INC COM 53635B107 33.29 1,038 SH SHARED 21 1,038 LIQUIDITY SERVICES INC COM 53635B107 1,598.08 49,831 SH SHARED 01 49,831 LITHIA MTRS INC CL A 536797103 7.19 500 SH P SHARED 500 LITHIA MTRS INC CL A 536797103 10.07 700 SH C SHARED 700 LITHIA MTRS INC CL A 536797103 543.03 37,763 SH SHARED 01 37,763 LITTELFUSE INC COM 537008104 3.62 90 SH SHARED 01 90 LIVE NATION ENTERTAINMENT IN COM 538034109 6.41 800 SH P SHARED 800 LIVE NATION ENTERTAINMENT IN COM 538034109 462.98 57,800 SH C SHARED 57,800 LIVE NATION ENTERTAINMENT IN COM 538034109 1,713.88 213,968 SH SHARED 01 213,968 LIVEDEAL INC COM NEW 538144304 3.03 1,896 SH SOLE 1,896 LIVEPERSON INC COM 538146101 1.00 100 SH C SHARED 100 LIVEPERSON INC COM 538146101 52.72 5,298 SH SHARED 01 5,298 LIZ CLAIBORNE INC COM 539320101 1.98 395 SH SHARED 01 395 LIZ CLAIBORNE INC COM 539320101 24.00 4,800 SH C SHARED 4,800 LIZ CLAIBORNE INC COM 539320101 427.10 85,419 SH SHARED 85,419 LIZHAN ENVIRONMENTAL CORP SHS G55329109 1.09 1,550 SH SOLE 1,550 LJ INTL INC ORD G55312105 0.48 192 SH SHARED 192 LJ INTL INC ORD G55312105 1.25 500 SH SHARED 01 500 LKQ CORP COM 501889208 26.58 1,100 SH SHARED 21 1,100 LKQ CORP COM 501889208 29.26 1,211 SH SHARED 1,211 LKQ CORP COM 501889208 302.00 12,500 SH SHARED 20 12,500 LKQ CORP COM 501889208 2,672.84 110,631 SH SHARED 01 110,631 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 6.98 3,339 SH SHARED 21 3,339 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 14.94 7,147 SH SHARED 7,147 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 2,461.53 1,177,767 SH SHARED 01 1,177,767 LMI AEROSPACE INC COM 502079106 15.52 910 SH SOLE 910 LML PMT SYS INC COM 50208P109 4.77 2,712 SH SHARED 01 2,712 LMP CAP & INCOME FD INC COM 50208A102 2.70 236 SH SHARED 236 LMP CAP & INCOME FD INC COM 50208A102 34.40 3,004 SH SHARED 01 3,004

LMP CORPORATE LN FD INC COM 50208B100 397.27 37,163 SH SHARED 01 37,163 LMP REAL ESTATE INCOME FD IN COM 50208C108 25.09 2,887 SH SHARED 2,887 LMP REAL ESTATE INCOME FD IN COM 50208C108 98.92 11,383 SH SHARED 01 11,383 LNB BANCORP INC COM 502100100 2.80 747 SH SOLE 747 LOCAL COM CORP COM 53954R105 1.45 600 SH P SHARED 600 LOCAL COM CORP COM 53954R105 3.15 1,300 SH SHARED 01 1,300 LOCAL COM CORP COM 53954R105 4.84 2,000 SH C SHARED 2,000 LOCAL COM CORP COM 53954R105 12.40 5,125 SH SHARED 5,125 LOCKHEED MARTIN CORP COM 539830109 1,390.40 19,141 SH SHARED 19,141 LOCKHEED MARTIN CORP COM 539830109 1,539.97 21,200 SH C SHARED 21,200 LOCKHEED MARTIN CORP COM 539830109 1,634.40 22,500 SH P SHARED 22,500 LOCKHEED MARTIN CORP COM 539830109 18,453.54 254,041 SH SHARED 01 254,041 LODGENET INTERACTIVE CORP COM 540211109 16.90 10,000 SH SHARED 01 10,000 LODGENET INTERACTIVE CORP COM 540211109 592.25 350,443 SH SHARED 350,443 LOEWS CORP COM 540424108 10.37 300 SH C SHARED 300 LOEWS CORP COM 540424108 158.93 4,600 SH P SHARED 4,600 LOEWS CORP COM 540424108 647.36 18,737 SH SHARED 18,737 LOEWS CORP COM 540424108 5,192.62 150,293 SH SHARED 01 150,293 LOGITECH INTL S A SHS H50430232 5.90 755 SH SHARED 20 755 LOGITECH INTL S A SHS H50430232 356.86 45,693 SH SHARED 01 45,693 LOGITECH INTL S A SHS H50430232 370.19 47,399 SH SHARED 47,399 LOGITECH INTL S A SHS H50430232 8,041.04 1,029,582 SH SHARED 1,029,582 LOGITECH INTL S A SHS H50430232 8,372.32 1,072,000 SH C SHARED 1,072,000 LOGITECH INTL S A SHS H50430232 8,699.48 1,113,890 SH P SHARED 1,113,890 LOGMEIN INC COM 54142L109 3.32 100 SH C SOLE 100 LO-JACK CORP COM 539451104 2.59 817 SH SOLE 817 LONCOR RESOURCES INC COM 54179W101 5.78 3,156 SH SOLE 3,156 LOOKSMART LTD COM NEW 543442503 2.91 2,204 SH SOLE 2,204 LORAL SPACE & COMMUNICATNS I COM 543881106 1.70 34 SH SHARED 01 34 LORAL SPACE & COMMUNICATNS I COM 543881106 1,226.75 24,486 SH SHARED 24,486 LORILLARD INC COM 544147101 703.06 6,351 SH SHARED 20 6,351 LORILLARD INC COM 544147101 1,018.22 9,198 SH SHARED 9,198 LORILLARD INC COM 544147101 3,265.65 29,500 SH C SHARED 29,500 LORILLARD INC COM 544147101 14,169.60 128,000 SH P SHARED 128,000 LORILLARD INC COM 544147101 21,804.14 196,966 SH SHARED 01 196,966 LORILLARD INC COM 544147101 27,206.96 245,772 SH SHARED 245,772 LOUISANA BANCORP INC NEW COM 54619P104 43.49 2,747 SH SOLE 2,747 LOUISIANA PAC CORP COM 546347105 119.85 23,500 SH P SHARED 23,500

LOUISIANA PAC CORP COM 546347105 148.41 29,100 SH C SHARED 29,100 LOUISIANA PAC CORP COM 546347105 190.28 37,310 SH SHARED 01 37,310 LOWES COS INC COM 548661107 16.17 836 SH SHARED 21 836 LOWES COS INC COM 548661107 1,580.21 81,707 SH SHARED 81,707 LOWES COS INC COM 548661107 3,522.26 182,123 SH SHARED 182,123 LOWES COS INC COM 548661107 3,668.43 189,681 SH SHARED 20 189,681 LOWES COS INC COM 548661107 8,629.51 446,200 SH C SHARED 446,200 LOWES COS INC COM 548661107 11,881.74 614,361 SH SHARED 01 614,361 LOWES COS INC COM 548661107 16,292.02 842,400 SH P SHARED 842,400 LPL INVT HLDGS INC COM 50213H100 5.67 223 SH SHARED 21 223 LPL INVT HLDGS INC COM 50213H100 18.18 715 SH SHARED 715 LPL INVT HLDGS INC COM 50213H100 980.47 38,571 SH SHARED 01 38,571 LRAD CORP COM 50213V109 0.56 300 SH SHARED 01 300 LRAD CORP COM 50213V109 0.82 445 SH SHARED 445 LSB FINL CORP COM 501925101 8.16 666 SH SOLE 666 LSB INDS INC COM 502160104 3.24 113 SH SHARED 01 113 LSB INDS INC COM 502160104 5.73 200 SH C SHARED 200 LSB INDS INC COM 502160104 249.03 8,686 SH SHARED 8,686 LSI CORPORATION COM 502161102 45.58 8,800 SH C SHARED 8,800 LSI CORPORATION COM 502161102 192.70 37,200 SH SHARED 37,200 LSI CORPORATION COM 502161102 419.22 80,931 SH SHARED 01 80,931 LSI CORPORATION COM 502161102 4,267.13 823,770 SH SHARED 823,770 LSI INDS INC COM 50216C108 11.68 1,875 SH SHARED 01 1,875 LSI INDS INC COM 50216C108 21.50 3,451 SH SHARED 3,451 LTC PPTYS INC COM 502175102 254.49 10,051 SH SHARED 01 10,051 LTC PPTYS INC COM 502175102 372.31 14,704 SH SHARED 14,704 LTX-CREDENCE CORP COM NEW 502403207 0.17 33 SH SHARED 01 33 LTX-CREDENCE CORP COM NEW 502403207 25.07 4,739 SH SHARED 4,739 LUCAS ENERGY INC COM NEW 549333201 0.26 200 SH C SOLE 200 LUCAS ENERGY INC COM NEW 549333201 12.27 9,440 SH SOLE 9,440 LUCENT TECHNOLOGIES INC DBCV 2.875% 6/1 549463AH0 36.95 40,000 PRN SHARED 01 40,000 LUFKIN INDS INC COM 549764108 20.22 380 SH SHARED 21 380 LUFKIN INDS INC COM 549764108 22.45 422 SH SHARED 422 LUFKIN INDS INC COM 549764108 1,831.33 34,417 SH SHARED 01 34,417 LULULEMON ATHLETICA INC COM 550021109 237.36 4,875 SH SHARED 20 4,875 LULULEMON ATHLETICA INC COM 550021109 272.66 5,600 SH SHARED 5,600 LULULEMON ATHLETICA INC COM 550021109 3,491.07 71,700 SH C SHARED 71,700 LULULEMON ATHLETICA INC COM 550021109 7,965.68 163,600 SH P SHARED 163,600 LULULEMON ATHLETICA INC COM 550021109 10,650.45 218,740 SH SHARED 01 218,740

LUMBER LIQUIDATORS HLDGS INC COM 55003T107 3.02 200 SH C SOLE 200 LUMBER LIQUIDATORS HLDGS INC COM 55003T107 48.32 3,200 SH P SOLE 3,200 LUMINEX CORP DEL COM 55027E102 324.77 14,649 SH SHARED 01 14,649 LUNA INNOVATIONS COM 550351100 3.86 3,188 SH SOLE 3,188 LUXOTTICA GROUP S P A SPONSORED ADR 55068R202 206.00 8,181 SH SHARED 8,181 LUXOTTICA GROUP S P A SPONSORED ADR 55068R202 323.94 12,865 SH SHARED 01 12,865 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 95.28 3,900 SH P SHARED 3,900 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 451.74 18,491 SH SHARED 18,491 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 703.58 28,800 SH C SHARED 28,800 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 788.80 32,288 SH SHARED 01 32,288 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 2,285.21 93,541 SH SHARED 20 93,541 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 2,286.45 93,592 SH SHARED 93,592 M & F WORLDWIDE CORP COM 552541104 17.97 730 SH SHARED 01 730 M & T BK CORP COM 55261F104 18.03 258 SH SHARED 21 258 M & T BK CORP COM 55261F104 97.86 1,400 SH P SHARED 1,400 M & T BK CORP COM 55261F104 454.35 6,500 SH C SHARED 6,500 M & T BK CORP COM 55261F104 489.30 7,000 SH SHARED 7,000 M & T BK CORP COM 55261F104 3,255.73 46,577 SH SHARED 01 46,577 M D C HLDGS INC COM 552676108 3.39 200 SH C SHARED 200 M D C HLDGS INC COM 552676108 13.55 800 SH P SHARED 800 M D C HLDGS INC COM 552676108 105.86 6,249 SH SHARED 01 6,249 MACERICH CO COM 554382101 0.72 17 SH SHARED 21 17 MACERICH CO COM 554382101 2,167.27 50,839 SH SHARED 01 50,839 MACERICH CO COM 554382101 3,089.69 72,477 SH SHARED 72,477 MACK CALI RLTY CORP COM 554489104 34.78 1,300 SH C SHARED 1,300 MACK CALI RLTY CORP COM 554489104 494.96 18,503 SH SHARED 18,503 MACK CALI RLTY CORP COM 554489104 868.73 32,476 SH SHARED 01 32,476 MACK CALI RLTY CORP COM 554489104 1,130.03 42,244 SH SHARED 42,244 MACQUARIE FT TR GB INF UT DI COM 55607W100 84.17 6,221 SH SHARED 01 6,221 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 21.37 1,395 SH SHARED 1,395 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 5,211.39 340,169 SH SHARED 01 340,169 MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 35.90 1,600 SH C SHARED 1,600

MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 312.59 13,930 SH SHARED 01 13,930 MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 339.54 15,131 SH SHARED 15,131 MACYS INC COM 55616P104 10.26 390 SH SHARED 21 390 MACYS INC COM 55616P104 601.60 22,857 SH SHARED 22,857 MACYS INC COM 55616P104 2,653.06 100,800 SH P SHARED 100,800 MACYS INC COM 55616P104 5,107.66 194,060 SH SHARED 01 194,060 MACYS INC COM 55616P104 6,114.14 232,300 SH C SHARED 232,300 MAD CATZ INTERACTIVE INC COM 556162105 0.12 200 SH SHARED 01 200 MAD CATZ INTERACTIVE INC COM 556162105 19.54 32,300 SH SHARED 32,300 MADDEN STEVEN LTD COM 556269108 380.92 12,655 SH SHARED 01 12,655 MADISON CLAYMORE CALL &EQTY COM 556582104 176.74 24,858 SH SHARED 01 24,858 MADISON SQUARE GARDEN CO CL A 55826P100 22.80 1,000 SH P SHARED 1,000 MADISON SQUARE GARDEN CO CL A 55826P100 29.64 1,300 SH SHARED 1,300 MADISON SQUARE GARDEN CO CL A 55826P100 2,387.18 104,701 SH SHARED 01 104,701 MADISON STRTG SECTOR PREM FD COM 558268108 17.61 1,703 SH SHARED 1,703 MADISON STRTG SECTOR PREM FD COM 558268108 118.89 11,498 SH SHARED 01 11,498 MAG SILVER CORP COM 55903Q104 7.84 1,000 SH SOLE 1,000 MAG SILVER CORP COM 55903Q104 8.62 1,100 SH C SOLE 1,100 MAG SILVER CORP COM 55903Q104 19.60 2,500 SH P SOLE 2,500 MAGAL SECURITY SYS LTD ORD M6786D104 7.95 3,425 SH SOLE 3,425 MAGELLAN HEALTH SVCS INC COM NEW 559079207 233.43 4,833 SH SHARED 4,833 MAGELLAN HEALTH SVCS INC COM NEW 559079207 1,856.46 38,436 SH SHARED 01 38,436 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 72.48 1,200 SH C SHARED 1,200 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 19,697.95 326,125 SH SHARED 326,125 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 127,828.99 2,116,374 SH SHARED 01 2,116,374 MAGELLAN PETE CORP COM 559091301 5.76 4,843 SH SHARED 4,843 MAGELLAN PETE CORP COM 559091301 10.20 8,575 SH SHARED 01 8,575 MAGIC SOFTWARE ENTERPRISES L ORD 559166103 4.11 1,000 SH P SHARED 1,000 MAGIC SOFTWARE ENTERPRISES L ORD 559166103 49.32 12,000 SH SHARED 01 12,000

MAGIC SOFTWARE ENTERPRISES L ORD 559166103 174.43 42,441 SH SHARED 42,441 MAGIC SOFTWARE ENTERPRISES L ORD 559166103 184.95 45,000 SH SHARED 45,000 MAGICJACK VOCALTEC LTD SHS M6787E101 11.60 500 SH SHARED 01 500 MAGICJACK VOCALTEC LTD SHS M6787E101 23.20 1,000 SH C SHARED 1,000 MAGICJACK VOCALTEC LTD SHS M6787E101 232.00 10,000 SH P SHARED 10,000 MAGICJACK VOCALTEC LTD SHS M6787E101 1,173.50 50,582 SH SHARED 50,582 MAGMA DESIGN AUTOMATION COM 559181102 16.53 3,634 SH SHARED 01 3,634 MAGMA DESIGN AUTOMATION COM 559181102 50.39 11,075 SH SHARED 11,075 MAGNA INTL INC COM 559222401 240.68 7,300 SH C SHARED 7,300 MAGNA INTL INC COM 559222401 750.07 22,750 SH SHARED 22,750 MAGNA INTL INC COM 559222401 794.94 24,111 SH SHARED 24,111 MAGNA INTL INC COM 559222401 3,578.60 108,541 SH SHARED 01 108,541 MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 4.70 700 SH SOLE 700 MAGNUM HUNTER RES CORP DEL COM 55973B102 7.94 2,400 SH P SHARED 2,400 MAGNUM HUNTER RES CORP DEL COM 55973B102 62.23 18,800 SH C SHARED 18,800 MAGNUM HUNTER RES CORP DEL COM 55973B102 486.18 146,883 SH SHARED 01 146,883 MAHANAGAR TEL NIGAM LTD SPONS ADR 2001 559778402 3.20 2,664 SH SOLE 2,664 MAIDEN HOLDINGS LTD SHS G5753U112 7.39 1,000 SH SHARED 01 1,000 MAIDENFORM BRANDS INC COM 560305104 1.15 49 SH SHARED 49 MAIDENFORM BRANDS INC COM 560305104 53.00 2,264 SH SHARED 01 2,264 MAIN STREET CAPITAL CORP COM 56035L104 1,227.89 69,138 SH SOLE 69,138 MAINSOURCE FINANCIAL GP INC COM 56062Y102 24.28 2,784 SH SHARED 2,784 MAINSOURCE FINANCIAL GP INC COM 56062Y102 35.46 4,067 SH SHARED 01 4,067 MAJESCO ENTERTAINMENT CO COM NEW 560690208 0.40 200 SH P SOLE 200 MAJESCO ENTERTAINMENT CO COM NEW 560690208 20.28 10,140 SH SOLE 10,140 MAKEMUSIC INC COM NEW 56086P202 10.37 2,091 SH SHARED 01 2,091

MAKEMYTRIP LIMITED MAURITIUS SHS V5633W109 105.70 4,787 SH SHARED 4,787 MAKEMYTRIP LIMITED MAURITIUS SHS V5633W109 156.99 7,110 SH SHARED 01 7,110 MAKITA CORP ADR NEW 560877300 75.00 2,105 SH SHARED 2,105 MAKITA CORP ADR NEW 560877300 292.02 8,196 SH SHARED 01 8,196 MAKITA CORP ADR NEW 560877300 590.03 16,560 SH SHARED 20 16,560 MAKO SURGICAL CORP COM 560879108 119.77 3,500 SH P SHARED 3,500 MAKO SURGICAL CORP COM 560879108 366.15 10,700 SH C SHARED 10,700 MAKO SURGICAL CORP COM 560879108 368.62 10,772 SH SHARED 10,772 MAKO SURGICAL CORP COM 560879108 2,562.39 74,880 SH SHARED 01 74,880 MANAGED DURATION INVT GRD FU COM 56165R103 16.97 1,194 SH SHARED 01 1,194 MANAGED HIGH YIELD PLUS FD I COM 561911108 12.25 6,346 SH SHARED 6,346 MANAGED HIGH YIELD PLUS FD I COM 561911108 99.13 51,364 SH SHARED 01 51,364 MANAGEMENT NETWORK GROUP INC COM NEW 561693201 3.35 1,657 SH SOLE 1,657 MANHATTAN ASSOCS INC COM 562750109 2.98 90 SH SHARED 21 90 MANHATTAN ASSOCS INC COM 562750109 38.04 1,150 SH SHARED 01 1,150 MANHATTAN ASSOCS INC COM 562750109 93.19 2,817 SH SHARED 2,817 MANHATTAN BRIDGE CAPITAL INC COM 562803106 2.38 2,000 SH SOLE 2,000 MANITEX INTL INC COM 563420108 10.31 2,897 SH SHARED 2,897 MANITEX INTL INC COM 563420108 24.92 7,000 SH SHARED 01 7,000 MANITOWOC INC COM 563571108 20.36 3,035 SH SHARED 3,035 MANITOWOC INC COM 563571108 265.05 39,500 SH C SHARED 39,500 MANITOWOC INC COM 563571108 333.49 49,700 SH P SHARED 49,700 MANITOWOC INC COM 563571108 1,751.83 261,077 SH SHARED 01 261,077 MANNATECH INC COM 563771104 0.17 310 SH SHARED 310 MANNATECH INC COM 563771104 7.29 13,500 SH SHARED 01 13,500 MANNKIND CORP COM 56400P201 6.82 1,800 SH SHARED 01 1,800 MANNKIND CORP COM 56400P201 112.94 29,800 SH P SHARED 29,800 MANNKIND CORP COM 56400P201 128.10 33,800 SH C SHARED 33,800 MANNKIND CORP COM 56400P201 331.14 87,373 SH SHARED 87,373 MANPOWERGROUP INC COM 56418H100 16.81 500 SH C SHARED 500 MANPOWERGROUP INC COM 56418H100 168.10 5,000 SH SHARED 5,000 MANPOWERGROUP INC COM 56418H100 207.94 6,185 SH SHARED 01 6,185 MANPOWERGROUP INC COM 56418H100 1,019.69 30,330 SH SHARED 30,330 MANTECH INTL CORP CL A 564563104 79.77 2,542 SH SHARED 01 2,542 MANTECH INTL CORP CL A 564563104 319.98 10,197 SH SHARED 10,197 MANULIFE FINL CORP COM 56501R106 4.53 400 SH P SHARED 400 MANULIFE FINL CORP COM 56501R106 41.35 3,650 SH SHARED 21 3,650 MANULIFE FINL CORP COM 56501R106 242.46 21,400 SH C SHARED 21,400 MANULIFE FINL CORP COM 56501R106 250.11 22,075 SH SHARED 20 22,075

MANULIFE FINL CORP COM 56501R106 1,340.34 118,300 SH SHARED 118,300 MANULIFE FINL CORP COM 56501R106 3,191.06 281,647 SH SHARED 01 281,647 MANULIFE FINL CORP COM 56501R106 10,942.29 965,780 SH SHARED 965,780 MARATHON OIL CORP COM 565849106 14.37 666 SH SHARED 21 666 MARATHON OIL CORP COM 565849106 21.69 1,005 SH SHARED 20 1,005 MARATHON OIL CORP COM 565849106 825.15 38,237 SH SHARED 38,237 MARATHON OIL CORP COM 565849106 949.52 44,000 SH P SHARED 44,000 MARATHON OIL CORP COM 565849106 1,629.29 75,500 SH C SHARED 75,500 MARATHON OIL CORP COM 565849106 13,353.70 618,800 SH SHARED 01 618,800 MARATHON OIL CORP COM 565849106 16,218.30 751,543 SH SHARED 751,543 MARATHON PETE CORP COM 56585A102 8.98 332 SH SHARED 21 332 MARATHON PETE CORP COM 56585A102 394.29 14,571 SH SHARED 20 14,571 MARATHON PETE CORP COM 56585A102 602.57 22,268 SH SHARED 22,268 MARATHON PETE CORP COM 56585A102 618.21 22,846 SH SHARED 22,846 MARATHON PETE CORP COM 56585A102 1,296.17 47,900 SH P SHARED 47,900 MARATHON PETE CORP COM 56585A102 1,639.84 60,600 SH C SHARED 60,600 MARATHON PETE CORP COM 56585A102 6,106.22 225,655 SH SHARED 01 225,655 MARCHEX INC CL B 56624R108 754.80 88,800 SH SHARED 01 88,800 MARCUS CORP COM 566330106 2.99 300 SH C SHARED 300 MARCUS CORP COM 566330106 6.95 698 SH SHARED 01 698 MARINA BIOTECH INC COM 56804Q102 0.02 156 SH SHARED 01 156 MARINE PETE TR UNIT BEN INT 568423107 15.36 741 SH SOLE 741 MARINE PRODS CORP COM 568427108 9.23 2,700 SH SHARED 01 2,700 MARKEL CORP COM 570535104 29.64 83 SH SHARED 21 83 MARKEL CORP COM 570535104 176.07 493 SH SHARED 493 MARKEL CORP COM 570535104 443.91 1,243 SH SHARED 20 1,243 MARKEL CORP COM 570535104 3,212.03 8,994 SH SHARED 01 8,994 MARKET LEADER INC COM 57056R103 7.92 3,602 SH SOLE 3,602 MARKET VECTORS ETF TR AFRICA ETF 57060U787 31.18 1,203 SH SHARED 01 1,203 MARKET VECTORS ETF TR AFRICA ETF 57060U787 42.95 1,657 SH SHARED 1,657 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 129.69 3,000 SH SHARED 3,000 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 195.53 4,523 SH SHARED 4,523 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 227.91 5,272 SH SHARED 17 5,272 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 497.15 11,500 SH P SHARED 11,500 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 2,321.45 53,700 SH C SHARED 53,700 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 19,061.58 440,934 SH SHARED 01 440,934 MARKET VECTORS ETF TR BRAZL SMCP ETF 57060U613 27.44 700 SH C SHARED 700

MARKET VECTORS ETF TR BRAZL SMCP ETF 57060U613 1,027.67 26,216 SH SHARED 01 26,216 MARKET VECTORS ETF TR CHINA A SHS ETF 57060U597 23.10 700 SH SOLE 700 MARKET VECTORS ETF TR COAL ETF 57060U837 12.14 400 SH C SHARED 400 MARKET VECTORS ETF TR COAL ETF 57060U837 13.45 443 SH SHARED 443 MARKET VECTORS ETF TR COAL ETF 57060U837 33.40 1,100 SH P SHARED 1,100 MARKET VECTORS ETF TR COAL ETF 57060U837 1,636.65 53,908 SH SHARED 01 53,908 MARKET VECTORS ETF TR EGYPT INDX ETF 57060U548 7.09 642 SH SHARED 642 MARKET VECTORS ETF TR EGYPT INDX ETF 57060U548 44.20 4,000 SH SHARED 17 4,000 MARKET VECTORS ETF TR EM LC CURR DBT 57060U522 4,117.15 167,432 SH SHARED 01 167,432 MARKET VECTORS ETF TR GAMING ETF 57060U829 46.61 1,678 SH SHARED 1,678 MARKET VECTORS ETF TR GAMING ETF 57060U829 113.84 4,098 SH SHARED 01 4,098 MARKET VECTORS ETF TR GBL ALTER ENRG 57060U407 7.34 600 SH C SHARED 600 MARKET VECTORS ETF TR GBL ALTER ENRG 57060U407 22.39 1,829 SH SHARED 1,829 MARKET VECTORS ETF TR GBL ALTER ENRG 57060U407 1,163.53 95,060 SH SHARED 01 95,060 MARKET VECTORS ETF TR GERMANY SM CAP 57060U381 39.39 2,192 SH SOLE 2,192 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 3.31 60 SH SHARED 60 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 3,756.12 68,058 SH SHARED 68,058 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 37,948.64 687,600 SH P SHARED 687,600 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 66,349.20 1,202,196 SH SHARED 01 1,202,196 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 214,567.68 3,887,800 SH C SHARED 3,887,800 MARKET VECTORS ETF TR GULF STS ETF 57060U779 18.56 935 SH SOLE 935 MARKET VECTORS ETF TR HG YLD MUN ETF 57060U878 2,698.51 89,592 SH SHARED 01 89,592 MARKET VECTORS ETF TR INDIA SMALL CP 57060U563 8.65 729 SH SHARED 729

MARKET VECTORS ETF TR INDIA SMALL CP 57060U563 849.29 71,549 SH SHARED 01 71,549 MARKET VECTORS ETF TR INDONESIA ETF 57060U753 99.61 3,937 SH SHARED 3,937 MARKET VECTORS ETF TR INDONESIA ETF 57060U753 1,332.27 52,659 SH SHARED 01 52,659 MARKET VECTORS ETF TR INVT GRD FL RT 57060U514 49.08 2,077 SH SOLE 2,077 MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 256.00 9,094 SH SHARED 9,094 MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 1,280.83 45,500 SH P SHARED 45,500 MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 5,159.90 183,300 SH C SHARED 183,300 MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 13,193.31 468,679 SH SHARED 01 468,679 MARKET VECTORS ETF TR LATAM AGGR BD 57060U431 35.43 1,514 SH SOLE 1,514 MARKET VECTORS ETF TR LAT AM SML CAP 57060U530 36.61 1,668 SH SOLE 1,668 MARKET VECTORS ETF TR MINOR METALS 57060U472 18.43 1,200 SH P SHARED 1,200 MARKET VECTORS ETF TR MINOR METALS 57060U472 72.19 4,700 SH C SHARED 4,700 MARKET VECTORS ETF TR MINOR METALS 57060U472 77.95 5,075 SH SHARED 5,075 MARKET VECTORS ETF TR MINOR METALS 57060U472 1,187.33 77,300 SH SHARED 01 77,300 MARKET VECTORS ETF TR MKTVEC INTMUETF 57060U845 7,981.07 355,520 SH SHARED 01 355,520 MARKET VECTORS ETF TR MKTVEC LMUNETF 57060U886 1,210.84 64,578 SH SHARED 01 64,578 MARKET VECTORS ETF TR MKTVEC SMUNETF 57060U803 2,240.98 126,609 SH SHARED 01 126,609 MARKET VECTORS ETF TR MV ENVIR SVCS 57060U209 28.38 626 SH SHARED 01 626 MARKET VECTORS ETF TR MV ENVIR SVCS 57060U209 81.82 1,805 SH SHARED 1,805 MARKET VECTORS ETF TR MV STEEL INDEX 57060U308 1,087.75 25,156 SH SHARED 01 25,156 MARKET VECTORS ETF TR PRE-RF MUN ETF 57060U738 339.92 13,576 SH SHARED 01 13,576 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 30.36 1,200 SH C SHARED 1,200 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 139.15 5,500 SH SHARED 17 5,500

MARKET VECTORS ETF TR RUSSIA ETF 57060U506 1,184.04 46,800 SH P SHARED 46,800 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 5,060.81 200,032 SH SHARED 01 200,032 MARKET VECTORS ETF TR RUSSIA SMALLCP 57060U399 20.09 1,300 SH SOLE 1,300 MARKET VECTORS ETF TR RVE HARD ETF 57060U795 20.56 661 SH SHARED 661 MARKET VECTORS ETF TR RVE HARD ETF 57060U795 223.17 7,176 SH SHARED 01 7,176 MARKET VECTORS ETF TR SOLAR ENRG ETF 57060U811 3.73 812 SH SHARED 812 MARKET VECTORS ETF TR SOLAR ENRG ETF 57060U811 529.00 115,250 SH SHARED 01 115,250 MARKET VECTORS ETF TR URAN NUCLR ENRGY 57060U704 22.29 1,308 SH SHARED 1,308 MARKET VECTORS ETF TR URAN NUCLR ENRGY 57060U704 707.04 41,493 SH SHARED 01 41,493 MARKET VECTORS ETF TR VECTRS POL ETF 57060U571 272.76 14,649 SH SHARED 01 14,649 MARKET VECTORS ETF TR VIETNAM ETF 57060U761 11.78 683 SH SHARED 683 MARKET VECTORS ETF TR VIETNAM ETF 57060U761 51.75 3,000 SH SHARED 17 3,000 MARKET VECTORS ETF TR VIETNAM ETF 57060U761 1,041.62 60,384 SH SHARED 01 60,384 MARKETAXESS HLDGS INC COM 57060D108 8.20 315 SH SHARED 20 315 MARKETAXESS HLDGS INC COM 57060D108 10.80 415 SH SHARED 21 415 MARKETAXESS HLDGS INC COM 57060D108 581.91 22,364 SH SHARED 01 22,364 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 32.17 700 SH P SHARED 700 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 87.31 1,900 SH C SHARED 1,900 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 10,893.04 237,063 SH SHARED 237,063 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 23,608.19 513,780 SH SHARED 01 513,780 MARRIOTT INTL INC NEW CL A 571903202 23.32 856 SH SHARED 21 856 MARRIOTT INTL INC NEW CL A 571903202 387.82 14,237 SH SHARED 14,237 MARRIOTT INTL INC NEW CL A 571903202 394.98 14,500 SH C SHARED 14,500

MARRIOTT INTL INC NEW CL A 571903202 2,022.08 74,232 SH SHARED 74,232 MARRIOTT INTL INC NEW CL A 571903202 3,996.11 146,700 SH P SHARED 146,700 MARRIOTT INTL INC NEW CL A 571903202 7,030.51 258,095 SH SHARED 01 258,095 MARSH & MCLENNAN COS INC COM 571748102 9.35 352 SH SHARED 21 352 MARSH & MCLENNAN COS INC COM 571748102 69.03 2,600 SH C SHARED 2,600 MARSH & MCLENNAN COS INC COM 571748102 236.30 8,900 SH P SHARED 8,900 MARSH & MCLENNAN COS INC COM 571748102 767.30 28,900 SH SHARED 28,900 MARSH & MCLENNAN COS INC COM 571748102 2,146.46 80,846 SH SHARED 80,846 MARSH & MCLENNAN COS INC COM 571748102 9,727.89 366,399 SH SHARED 01 366,399 MARSHALL EDWARDS INC COM NEW 572322402 1.34 905 SH SOLE 905 MARTEN TRANS LTD COM 573075108 886.41 51,416 SH SHARED 01 51,416 MARTHA STEWART LIVING OMNIME CL A 573083102 7.49 2,400 SH C SHARED 2,400 MARTHA STEWART LIVING OMNIME CL A 573083102 16.53 5,299 SH SHARED 01 5,299 MARTIN MARIETTA MATLS INC COM 573284106 12.64 200 SH P SHARED 200 MARTIN MARIETTA MATLS INC COM 573284106 56.90 900 SH C SHARED 900 MARTIN MARIETTA MATLS INC COM 573284106 120.12 1,900 SH SHARED 1,900 MARTIN MARIETTA MATLS INC COM 573284106 308.26 4,876 SH SHARED 4,876 MARTIN MARIETTA MATLS INC COM 573284106 1,398.93 22,128 SH SHARED 01 22,128 MARTIN MIDSTREAM PRTNRS L P UNIT L P INT 573331105 78.11 2,404 SH SHARED 2,404 MARTIN MIDSTREAM PRTNRS L P UNIT L P INT 573331105 742.07 22,840 SH SHARED 01 22,840 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 8.85 610 SH SHARED 20 610 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 531.68 36,630 SH SHARED 36,630 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 2,634.47 181,500 SH C SHARED 181,500 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 3,008.50 207,268 SH SHARED 01 207,268

MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 5,276.93 363,550 SH SHARED 363,550 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 5,724.72 394,400 SH P SHARED 394,400 MASCO CORP COM 574599106 10.45 1,468 SH SHARED 21 1,468 MASCO CORP COM 574599106 14.95 2,100 SH P SHARED 2,100 MASCO CORP COM 574599106 21.36 3,000 SH C SHARED 3,000 MASCO CORP COM 574599106 149.52 21,000 SH SHARED 21,000 MASCO CORP COM 574599106 335.67 47,145 SH SHARED 01 47,145 MASIMO CORP COM 574795100 3.81 176 SH SHARED 21 176 MASIMO CORP COM 574795100 428.36 19,804 SH SHARED 19,804 MASIMO CORP COM 574795100 651.06 30,100 SH SHARED 01 30,100 MASSACHUSETTS HEALTH & ED TX SH BEN INT 575672100 13.95 1,000 SH SHARED 01 1,000 MASSACHUSETTS HEALTH & ED TX SH BEN INT 575672100 23.16 1,660 SH SHARED 1,660 MASSEY ENERGY CO NOTE 3.250% 8/0 576203AJ2 2,507.20 2,829,000 PRN SHARED 2,829,000 MASSEY ENERGY CO NOTE 3.250% 8/0 576203AJ2 226.88 256,000 PRN SHARED 01 256,000 MASSMUTUAL CORPORATE INVS IN COM 576292106 4.10 241 SH SHARED 241 MASSMUTUAL CORPORATE INVS IN COM 576292106 1,664.81 97,930 SH SHARED 01 97,930 MASSMUTUAL PARTN INVS SH BEN INT 576299101 22.46 1,485 SH SHARED 1,485 MASSMUTUAL PARTN INVS SH BEN INT 576299101 173.39 11,465 SH SHARED 01 11,465 MASTEC INC COM 576323109 7.13 405 SH SHARED 21 405 MASTEC INC COM 576323109 14.09 800 SH C SHARED 800 MASTEC INC COM 576323109 195.33 11,092 SH SHARED 01 11,092 MASTERCARD INC CL A 57636Q104 30.76 97 SH SHARED 21 97 MASTERCARD INC CL A 57636Q104 85.32 269 SH SHARED 20 269 MASTERCARD INC CL A 57636Q104 383.45 1,209 SH SHARED 1,209 MASTERCARD INC CL A 57636Q104 2,081.20 6,562 SH SHARED 6,562 MASTERCARD INC CL A 57636Q104 29,400.73 92,700 SH P SHARED 92,700 MASTERCARD INC CL A 57636Q104 35,876.50 113,118 SH SHARED 01 113,118 MASTERCARD INC CL A 57636Q104 43,133.76 136,000 SH C SHARED 136,000 MATERIAL SCIENCES CORP COM 576674105 0.12 18 SH SHARED 01 18 MATERIAL SCIENCES CORP COM 576674105 27.42 4,264 SH SHARED 4,264 MATERION CORP COM 576690101 15.88 700 SH C SHARED 700 MATERION CORP COM 576690101 340.11 14,996 SH SHARED 01 14,996 MATRIX SVC CO COM 576853105 3.40 400 SH C SOLE 400 MATTEL INC COM 577081102 6.50 251 SH SHARED 20 251 MATTEL INC COM 577081102 6.99 270 SH SHARED 21 270 MATTEL INC COM 577081102 1,268.61 49,000 SH P SHARED 49,000

MATTEL INC COM 577081102 4,476.38 172,900 SH C SHARED 172,900 MATTEL INC COM 577081102 9,650.70 372,758 SH SHARED 372,758 MATTEL INC COM 577081102 10,848.66 419,029 SH SHARED 419,029 MATTEL INC COM 577081102 16,178.58 624,897 SH SHARED 01 624,897 MATTHEWS INTL CORP CL A 577128101 102.52 3,336 SH SHARED 01 3,336 MATTHEWS INTL CORP CL A 577128101 196.21 6,385 SH SHARED 20 6,385 MATTSON TECHNOLOGY INC COM 577223100 3.70 3,164 SH SHARED 3,164 MATTSON TECHNOLOGY INC COM 577223100 5.73 4,900 SH SHARED 01 4,900 MAUI LD & PINEAPPLE INC COM 577345101 2.61 594 SH SHARED 594 MAUI LD & PINEAPPLE INC COM 577345101 271.33 61,737 SH SHARED 01 61,737 MAXCOM TELECOMUNICACIONES SA ADR REP PR CTF 57773A508 0.15 100 SH SHARED 01 100 MAXCOM TELECOMUNICACIONES SA ADR REP PR CTF 57773A508 0.67 437 SH SHARED 437 MAXIM INTEGRATED PRODS INC COM 57772K101 9.89 424 SH SHARED 21 424 MAXIM INTEGRATED PRODS INC COM 57772K101 97.99 4,200 SH C SHARED 4,200 MAXIM INTEGRATED PRODS INC COM 57772K101 282.29 12,100 SH P SHARED 12,100 MAXIM INTEGRATED PRODS INC COM 57772K101 349.95 15,000 SH SHARED 15,000 MAXIM INTEGRATED PRODS INC COM 57772K101 2,181.91 93,524 SH SHARED 01 93,524 MAXIM INTEGRATED PRODS INC COM 57772K101 8,888.73 381,000 SH SHARED 381,000 MAXIMUS INC COM 577933104 4.26 122 SH SHARED 21 122 MAXIMUS INC COM 577933104 142.39 4,080 SH SHARED 4,080 MAXIMUS INC COM 577933104 189.58 5,432 SH SHARED 01 5,432 MAXWELL TECHNOLOGIES INC COM 577767106 230.84 12,539 SH SHARED 01 12,539 MAYFLOWER BANCORP INC COM 578321101 7.48 882 SH SOLE 882 MBIA INC COM 55262C100 12.02 1,654 SH SHARED 01 1,654 MBIA INC COM 55262C100 144.56 19,885 SH SHARED 19,885 MBIA INC COM 55262C100 448.56 61,700 SH C SHARED 61,700 MBIA INC COM 55262C100 617.22 84,900 SH P SHARED 84,900 MBT FINL CORP COM 578877102 3.02 2,628 SH SOLE 2,628 MCCLATCHY CO CL A 579489105 1.74 1,300 SH C SHARED 1,300 MCCLATCHY CO CL A 579489105 107.47 80,200 SH SHARED 01 80,200

MCCLATCHY CO CL A 579489105 4,157.65 3,102,726 SH SHARED 3,102,726 MCCORMICK & CO INC COM NON VTG 579780206 121.40 2,630 SH SHARED 20 2,630 MCCORMICK & CO INC COM NON VTG 579780206 313.89 6,800 SH SHARED 6,800 MCCORMICK & CO INC COM NON VTG 579780206 973.10 21,081 SH SHARED 21,081 MCCORMICK & CO INC COM NON VTG 579780206 4,242.57 91,910 SH SHARED 01 91,910 MCCORMICK & CO INC COM VTG 579780107 1.10 24 SH SHARED 01 24 MCCORMICK & CO INC COM VTG 579780107 53.81 1,170 SH SHARED 1,170 MCCORMICK & SCHMICKS SEAFD R COM 579793100 3.46 500 SH SHARED 01 500 MCDERMOTT INTL INC COM 580037109 6.78 630 SH SHARED 21 630 MCDERMOTT INTL INC COM 580037109 38.74 3,600 SH P SHARED 3,600 MCDERMOTT INTL INC COM 580037109 205.25 19,075 SH SHARED 19,075 MCDERMOTT INTL INC COM 580037109 252.86 23,500 SH C SHARED 23,500 MCDERMOTT INTL INC COM 580037109 3,809.78 354,069 SH SHARED 01 354,069 MCDONALDS CORP COM 580135101 194.43 2,214 SH SHARED 21 2,214 MCDONALDS CORP COM 580135101 2,804.36 31,933 SH SHARED 17 31,933 MCDONALDS CORP COM 580135101 8,177.53 93,117 SH SHARED 93,117 MCDONALDS CORP COM 580135101 8,544.80 97,299 SH SHARED 20 97,299 MCDONALDS CORP COM 580135101 32,976.41 375,500 SH P SHARED 375,500 MCDONALDS CORP COM 580135101 38,131.44 434,200 SH C SHARED 434,200 MCDONALDS CORP COM 580135101 39,836.38 453,614 SH SHARED 453,614 MCDONALDS CORP COM 580135101 282,911.52 3,221,493 SH SHARED 01 3,221,493 MCG CAPITAL CORP COM 58047P107 50.00 12,625 SH SHARED 01 12,625 MCG CAPITAL CORP COM 58047P107 851.97 215,143 SH SHARED 215,143 MCGRATH RENTCORP COM 580589109 4.19 176 SH SHARED 21 176 MCGRATH RENTCORP COM 580589109 146.21 6,146 SH SHARED 01 6,146 MCGRAW HILL COS INC COM 580645109 4.31 105 SH SHARED 21 105 MCGRAW HILL COS INC COM 580645109 6.31 154 SH SHARED 20 154 MCGRAW HILL COS INC COM 580645109 660.10 16,100 SH C SHARED 16,100 MCGRAW HILL COS INC COM 580645109 684.70 16,700 SH SHARED 16,700 MCGRAW HILL COS INC COM 580645109 2,279.60 55,600 SH P SHARED 55,600 MCGRAW HILL COS INC COM 580645109 7,862.08 191,758 SH SHARED 01 191,758 MCKESSON CORP COM 58155Q103 11.63 160 SH SHARED 21 160 MCKESSON CORP COM 58155Q103 25.88 356 SH SHARED 20 356 MCKESSON CORP COM 58155Q103 1,134.41 15,604 SH SHARED 15,604 MCKESSON CORP COM 58155Q103 1,650.00 22,696 SH SHARED 17 22,696 MCKESSON CORP COM 58155Q103 3,358.74 46,200 SH C SHARED 46,200 MCKESSON CORP COM 58155Q103 3,380.26 46,496 SH SHARED 46,496 MCKESSON CORP COM 58155Q103 4,194.79 57,700 SH P SHARED 57,700 MCKESSON CORP COM 58155Q103 21,766.45 299,401 SH SHARED 01 299,401 MCMORAN EXPLORATION CO COM 582411104 664.32 66,900 SH P SHARED 66,900 MCMORAN EXPLORATION CO COM 582411104 1,319.40 132,870 SH SHARED 01 132,870 MCMORAN EXPLORATION CO COM 582411104 3,410.96 343,500 SH C SHARED 343,500

MDC PARTNERS INC CL A SUB VTG 552697104 101.83 7,062 SH SHARED 01 7,062 MDU RES GROUP INC COM 552690109 270.58 14,100 SH SHARED 14,100 MDU RES GROUP INC COM 552690109 904.12 47,114 SH SHARED 01 47,114 MDU RES GROUP INC COM 552690109 1,250.09 65,143 SH SHARED 65,143 MDU RES GROUP INC COM 552690109 3,829.00 199,531 SH SHARED 20 199,531 MEAD JOHNSON NUTRITION CO COM 582839106 13.15 191 SH SHARED 21 191 MEAD JOHNSON NUTRITION CO COM 582839106 468.04 6,800 SH C SHARED 6,800 MEAD JOHNSON NUTRITION CO COM 582839106 632.00 9,182 SH SHARED 9,182 MEAD JOHNSON NUTRITION CO COM 582839106 966.92 14,048 SH SHARED 14,048 MEAD JOHNSON NUTRITION CO COM 582839106 1,059.98 15,400 SH P SHARED 15,400 MEAD JOHNSON NUTRITION CO COM 582839106 11,363.97 165,102 SH SHARED 01 165,102 MEADE INSTRUMENTS CORP COM NEW 583062203 36.03 10,917 SH SOLE 10,917 MEADOWBROOK INS GROUP INC COM 58319P108 2.53 284 SH SHARED 21 284 MEADOWBROOK INS GROUP INC COM 58319P108 28.61 3,211 SH SHARED 01 3,211 MEADWESTVACO CORP COM 583334107 19.65 800 SH C SHARED 800 MEADWESTVACO CORP COM 583334107 28.61 1,165 SH SHARED 20 1,165 MEADWESTVACO CORP COM 583334107 243.14 9,900 SH SHARED 9,900 MEADWESTVACO CORP COM 583334107 437.17 17,800 SH P SHARED 17,800 MEADWESTVACO CORP COM 583334107 5,979.72 243,474 SH SHARED 01 243,474 MEASUREMENT SPECIALTIES INC COM 583421102 19.47 750 SH SHARED 01 750 MECHEL OAO SPONSORED ADR 583840103 17.02 1,670 SH SHARED 01 1,670 MECHEL OAO SPONSORED ADR 583840103 85.60 8,400 SH SHARED 8,400 MECHEL OAO SPONSORED ADR 583840103 1,127.73 110,670 SH SHARED 110,670 MECOX LANE LIMITED SPONSORED ADR 58403M102 10.65 7,777 SH SHARED 7,777 MECOX LANE LIMITED SPONSORED ADR 58403M102 94.87 69,246 SH SHARED 01 69,246 MEDALLION FINL CORP COM 583928106 447.37 48,104 SH SOLE 48,104 MEDASSETS INC COM 584045108 19.22 2,000 SH C SHARED 2,000 MEDASSETS INC COM 584045108 245.06 25,500 SH SHARED 25,500 MEDASSETS INC COM 584045108 2,327.06 242,150 SH SHARED 01 242,150 MEDCO HEALTH SOLUTIONS INC COM 58405U102 46.89 1,000 SH P SHARED 01 1,000 MEDCO HEALTH SOLUTIONS INC COM 58405U102 75.49 1,610 SH SHARED 21 1,610 MEDCO HEALTH SOLUTIONS INC COM 58405U102 1,823.51 38,889 SH SHARED 38,889

MEDCO HEALTH SOLUTIONS INC COM 58405U102 3,085.36 65,800 SH SHARED 65,800 MEDCO HEALTH SOLUTIONS INC COM 58405U102 8,562.11 182,600 SH P SHARED 182,600 MEDCO HEALTH SOLUTIONS INC COM 58405U102 9,260.78 197,500 SH C SHARED 197,500 MEDCO HEALTH SOLUTIONS INC COM 58405U102 18,295.17 390,172 SH SHARED 01 390,172 MEDGENICS INC COM NEW 58436Q203 0.28 63 SH SOLE 63 MEDIA GEN INC CL A 584404107 0.19 100 SH SHARED 01 100 MEDIA GEN INC CL A 584404107 7.83 4,102 SH SHARED 4,102 MEDICAL ACTION INDS INC COM 58449L100 6.69 1,325 SH SHARED 01 1,325 MEDICAL PPTYS TRUST INC COM 58463J304 6.13 685 SH SHARED 21 685 MEDICAL PPTYS TRUST INC COM 58463J304 26.85 3,000 SH P SHARED 3,000 MEDICAL PPTYS TRUST INC COM 58463J304 35.80 4,000 SH C SHARED 4,000 MEDICAL PPTYS TRUST INC COM 58463J304 485.73 54,271 SH SHARED 54,271 MEDICAL PPTYS TRUST INC COM 58463J304 2,735.86 305,683 SH SHARED 01 305,683 MEDICINES CO COM 584688105 14.88 1,000 SH P SHARED 1,000 MEDICINES CO COM 584688105 17.23 1,158 SH SHARED 01 1,158 MEDICINES CO COM 584688105 17.86 1,200 SH C SHARED 1,200 MEDICINOVA INC COM NEW 58468P206 4.20 1,952 SH SOLE 1,952 MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 193.34 5,300 SH C SHARED 5,300 MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 193.34 5,300 SH P SHARED 5,300 MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 359.22 9,847 SH SHARED 01 9,847 MEDIDATA SOLUTIONS INC COM 58471A105 227.68 13,849 SH SHARED 01 13,849 MEDIDATA SOLUTIONS INC COM 58471A105 254.51 15,481 SH SHARED 15,481 MEDIFAST INC COM 58470H101 16.15 1,000 SH C SHARED 1,000 MEDIFAST INC COM 58470H101 18.73 1,160 SH SHARED 01 1,160 MEDIVATION INC COM 58501N101 17.23 1,015 SH SHARED 01 1,015 MEDIVATION INC COM 58501N101 928.81 54,700 SH C SHARED 54,700 MEDIVATION INC COM 58501N101 1,203.88 70,900 SH P SHARED 70,900 MEDIWARE INFORMATION SYS INC COM 584946107 7.28 636 SH SOLE 636 MEDLEY CAP CORP COM 58503F106 409.24 40,599 SH SHARED 40,599 MEDLEY CAP CORP COM 58503F106 906.03 89,884 SH SHARED 01 89,884 MEDNAX INC COM 58502B106 12.53 200 SH P SHARED 200

MEDNAX INC COM 58502B106 100.22 1,600 SH C SHARED 1,600 MEDNAX INC COM 58502B106 382.73 6,110 SH SHARED 20 6,110 MEDNAX INC COM 58502B106 421.50 6,729 SH SHARED 01 6,729 MEDTOX SCIENTIFIC INC COM NEW 584977201 26.18 2,000 SH SHARED 01 2,000 MEDTRONIC INC NOTE 1.625% 4/1 585055AM8 86,519.01 86,411,000 PRN SHARED 86,411,000 MEDTRONIC INC NOTE 1.625% 4/1 585055AM8 313.39 313,000 PRN SHARED 01 313,000 MEDTRONIC INC COM 585055106 67.18 2,021 SH SHARED 21 2,021 MEDTRONIC INC COM 585055106 1,150.47 34,611 SH SHARED 20 34,611 MEDTRONIC INC COM 585055106 8,413.04 253,100 SH P SHARED 253,100 MEDTRONIC INC COM 585055106 14,307.53 430,431 SH SHARED 430,431 MEDTRONIC INC COM 585055106 17,111.95 514,800 SH C SHARED 514,800 MEDTRONIC INC COM 585055106 21,860.92 657,669 SH SHARED 657,669 MEDTRONIC INC COM 585055106 83,958.82 2,525,837 SH SHARED 01 2,525,837 MELA SCIENCES INC COM 55277R100 58.48 13,200 SH C SHARED 13,200 MELA SCIENCES INC COM 55277R100 72.65 16,400 SH P SHARED 16,400 MELA SCIENCES INC COM 55277R100 314.02 70,886 SH SHARED 70,886 MELA SCIENCES INC COM 55277R100 383.24 86,510 SH SHARED 01 86,510 MELCO CROWN ENTMT LTD ADR 585464100 23.14 2,785 SH SHARED 20 2,785 MELCO CROWN ENTMT LTD ADR 585464100 473.79 57,015 SH SHARED 57,015 MELCO CROWN ENTMT LTD ADR 585464100 690.16 83,052 SH SHARED 01 83,052 MELLANOX TECHNOLOGIES LTD SHS M51363113 3.12 100 SH P SHARED 100 MELLANOX TECHNOLOGIES LTD SHS M51363113 17.48 560 SH SHARED 20 560 MELLANOX TECHNOLOGIES LTD SHS M51363113 21.85 700 SH C SHARED 700 MELLANOX TECHNOLOGIES LTD SHS M51363113 227.69 7,293 SH SHARED 7,293 MELLANOX TECHNOLOGIES LTD SHS M51363113 1,075.72 34,456 SH SHARED 01 34,456 MEMC ELECTR MATLS INC COM 552715104 581.64 111,000 SH C SHARED 111,000 MEMC ELECTR MATLS INC COM 552715104 1,629.64 311,000 SH P SHARED 311,000 MEMC ELECTR MATLS INC COM 552715104 1,835.68 350,320 SH SHARED 350,320 MEMC ELECTR MATLS INC COM 552715104 4,121.89 786,621 SH SHARED 01 786,621 MEMSIC INC COM 586264103 1.84 738 SH SOLE 738 MENS WEARHOUSE INC COM 587118100 10.01 384 SH SHARED 21 384 MENS WEARHOUSE INC COM 587118100 700.51 26,860 SH SHARED 01 26,860 MENTOR GRAPHICS CORP COM 587200106 19.24 2,000 SH SHARED 01 2,000

MENTOR GRAPHICS CORP COM 587200106 23.09 2,400 SH C SHARED 2,400 MENTOR GRAPHICS CORP COM 587200106 67.34 7,000 SH P SHARED 7,000 MENTOR GRAPHICS CORP COM 587200106 135.62 14,098 SH SHARED 14,098 MER TELEMANAGEMENT SOLUTIONS SHS M69676126 0.95 750 SH SOLE 750 MERCADOLIBRE INC COM 58733R102 992.44 18,464 SH SHARED 01 18,464 MERCADOLIBRE INC COM 58733R102 1,097.58 20,420 SH SHARED 20,420 MERCADOLIBRE INC COM 58733R102 1,558.75 29,000 SH P SHARED 29,000 MERCADOLIBRE INC COM 58733R102 1,694.15 31,519 SH SHARED 20 31,519 MERCADOLIBRE INC COM 58733R102 2,004.88 37,300 SH C SHARED 37,300 MERCANTILE BANK CORP COM 587376104 5.45 700 SH SHARED 01 700 MERCER INTL INC COM 588056101 0.68 100 SH P SHARED 100 MERCER INTL INC COM 588056101 21.76 3,200 SH C SHARED 3,200 MERCER INTL INC COM 588056101 178.28 26,218 SH SHARED 26,218 MERCER INTL INC COM 588056101 203.57 29,937 SH SHARED 01 29,937 MERCHANTS BANCSHARES COM 588448100 34.04 1,271 SH SHARED 01 1,271 MERCK & CO INC NEW COM 58933Y105 79.69 2,437 SH SHARED 21 2,437 MERCK & CO INC NEW COM 58933Y105 215.82 6,600 SH SHARED 20 6,600 MERCK & CO INC NEW COM 58933Y105 25,975.93 794,371 SH SHARED 794,371 MERCK & CO INC NEW COM 58933Y105 33,864.12 1,035,600 SH P SHARED 1,035,600 MERCK & CO INC NEW COM 58933Y105 41,773.47 1,277,476 SH SHARED 1,277,476 MERCK & CO INC NEW COM 58933Y105 44,118.84 1,349,200 SH C SHARED 1,349,200 MERCK & CO INC NEW COM 58933Y105 151,988.26 4,647,959 SH SHARED 01 4,647,959 MERCURY COMPUTER SYS COM 589378108 80.13 6,968 SH SOLE 6,968 MERCURY GENL CORP NEW COM 589400100 84.37 2,200 SH C SHARED 2,200 MERCURY GENL CORP NEW COM 589400100 698.28 18,208 SH SHARED 01 18,208 MERCURY GENL CORP NEW COM 589400100 1,072.69 27,971 SH SHARED 27,971 MEREDITH CORP COM 589433101 11.32 500 SH C SHARED 500 MEREDITH CORP COM 589433101 415.42 18,349 SH SHARED 18,349 MEREDITH CORP COM 589433101 641.71 28,344 SH SHARED 01 28,344 MERGE HEALTHCARE INC COM 589499102 91.96 15,100 SH C SOLE 15,100 MERIDIAN BIOSCIENCE INC COM 589584101 1.57 100 SH C SHARED 100 MERIDIAN BIOSCIENCE INC COM 589584101 15.35 975 SH SHARED 975 MERIDIAN BIOSCIENCE INC COM 589584101 20.87 1,326 SH SHARED 21 1,326 MERIDIAN BIOSCIENCE INC COM 589584101 80.04 5,085 SH SHARED 20 5,085 MERIDIAN BIOSCIENCE INC COM 589584101 1,593.86 101,262 SH SHARED 01 101,262 MERIT MED SYS INC COM 589889104 9.53 725 SH SHARED 20 725 MERIT MED SYS INC COM 589889104 376.45 28,649 SH SHARED 01 28,649

MERITAGE HOMES CORP COM 59001A102 6.06 400 SH C SOLE 400 MERITOR INC COM 59001K100 22.59 3,200 SH P SHARED 3,200 MERITOR INC COM 59001K100 29.65 4,200 SH C SHARED 4,200 MERITOR INC COM 59001K100 248.14 35,147 SH SHARED 01 35,147 MERRIMAN HLDGS INC COM 590419107 44.28 25,303 SH SOLE 25,303 MERU NETWORKS INC COM 59047Q103 58.08 7,126 SH SHARED 7,126 MERU NETWORKS INC COM 59047Q103 61.13 7,500 SH SHARED 21 7,500 MERU NETWORKS INC COM 59047Q103 216.14 26,520 SH SHARED 01 26,520 MESA LABS INC COM 59064R109 15.30 433 SH SHARED 433 MESA LABS INC COM 59064R109 17.67 500 SH SHARED 01 500 MESA RTY TR UNIT BEN INT 590660106 44.00 1,000 SH SHARED 01 1,000 MESABI TR CTF BEN INT 590672101 29.19 1,400 SH P SHARED 1,400 MESABI TR CTF BEN INT 590672101 70.97 3,404 SH SHARED 01 3,404 MESABI TR CTF BEN INT 590672101 148.04 7,100 SH C SHARED 7,100 MET PRO CORP COM 590876306 0.90 105 SH SHARED 01 105 MET PRO CORP COM 590876306 15.41 1,796 SH SHARED 1,796 META FINL GROUP INC COM 59100U108 23.00 1,218 SH SHARED 1,218 META FINL GROUP INC COM 59100U108 38.93 2,062 SH SHARED 01 2,062 METABOLIX INC COM 591018809 38.50 8,789 SH SHARED 01 8,789 METALICO INC COM 591176102 0.29 75 SH SHARED 01 75 METALICO INC COM 591176102 33.54 8,600 SH C SHARED 8,600 METHANEX CORP COM 59151K108 4.17 200 SH P SHARED 200 METHANEX CORP COM 59151K108 10.42 500 SH C SHARED 500 METHANEX CORP COM 59151K108 396.13 19,008 SH SHARED 19,008 METHANEX CORP COM 59151K108 4,626.27 221,990 SH SHARED 01 221,990 METLIFE INC COM 59156R108 65.26 2,330 SH SHARED 21 2,330 METLIFE INC COM 59156R108 1,973.58 70,460 SH SHARED 70,460 METLIFE INC COM 59156R108 4,716.88 168,400 SH P SHARED 168,400 METLIFE INC COM 59156R108 5,637.82 201,279 SH SHARED 20 201,279 METLIFE INC COM 59156R108 7,621.52 272,100 SH C SHARED 272,100 METLIFE INC COM 59156R108 31,767.82 1,134,160 SH SHARED 1,134,160 METLIFE INC COM 59156R108 65,896.27 2,352,598 SH SHARED 01 2,352,598 METLIFE INC UNIT 99/99/9999 59156R116 84.78 1,499 SH SHARED 01 1,499 METLIFE INC UNIT 99/99/9999 59156R116 16,216.20 286,708 SH SHARED 286,708 METRO BANCORP INC PA COM 59161R101 83.39 9,641 SH SOLE 9,641 METROCORP BANCSHARES INC COM 591650106 5.32 1,113 SH SOLE 1,113 METROPCS COMMUNICATIONS INC COM 591708102 53.10 6,100 SH P SHARED 6,100 METROPCS COMMUNICATIONS INC COM 591708102 115.78 13,300 SH C SHARED 13,300 METROPCS COMMUNICATIONS INC COM 591708102 152.34 17,500 SH SHARED 17,500 METROPCS COMMUNICATIONS INC COM 591708102 422.98 48,590 SH SHARED 48,590

METROPCS COMMUNICATIONS INC COM 591708102 1,784.06 204,947 SH SHARED 01 204,947 METTLER TOLEDO INTERNATIONAL COM 592688105 8.96 64 SH SHARED 21 64 METTLER TOLEDO INTERNATIONAL COM 592688105 113.37 810 SH SHARED 20 810 METTLER TOLEDO INTERNATIONAL COM 592688105 816.95 5,837 SH SHARED 5,837 METTLER TOLEDO INTERNATIONAL COM 592688105 1,456.84 10,409 SH SHARED 01 10,409 MEXCO ENERGY CORP COM 592770101 6.96 1,169 SH SOLE 1,169 MEXICO EQUITY & INCOME FD COM 592834105 19.18 2,000 SH SHARED 01 2,000 MEXICO FD INC COM 592835102 20.85 961 SH SHARED 01 961 MF GLOBAL HLDGS LTD COM 55277J108 29.32 7,100 SH C SHARED 7,100 MF GLOBAL HLDGS LTD COM 55277J108 493.71 119,542 SH SHARED 119,542 MF GLOBAL HLDGS LTD COM 55277J108 804.67 194,836 SH SHARED 01 194,836 MF GLOBAL HLDGS LTD NOTE 1.875% 2/0 55277JAA6 23.06 29,000 PRN SHARED 01 29,000 MFA FINANCIAL INC COM 55272X102 2.81 400 SH P SHARED 400 MFA FINANCIAL INC COM 55272X102 4.40 627 SH SHARED 20 627 MFA FINANCIAL INC COM 55272X102 12.01 1,711 SH SHARED 21 1,711 MFA FINANCIAL INC COM 55272X102 57.56 8,200 SH C SHARED 8,200 MFA FINANCIAL INC COM 55272X102 7,777.02 1,107,838 SH SHARED 01 1,107,838 MFRI INC COM 552721102 2.94 409 SH SOLE 409 MFS CALIF MUN FD COM 59318C106 59.90 5,500 SH SHARED 01 5,500 MFS CHARTER INCOME TR SH BEN INT 552727109 532.76 62,457 SH SHARED 01 62,457 MFS GOVT MKTS INCOME TR SH BEN INT 552939100 0.87 131 SH SHARED 131 MFS GOVT MKTS INCOME TR SH BEN INT 552939100 66.89 10,044 SH SHARED 01 10,044 MFS HIGH INCOME MUN TR SH BEN INT 59318D104 10.24 2,086 SH SHARED 2,086 MFS HIGH INCOME MUN TR SH BEN INT 59318D104 11.66 2,375 SH SHARED 01 2,375 MFS HIGH YIELD MUN TR SH BEN INT 59318E102 14.83 3,362 SH SHARED 3,362 MFS HIGH YIELD MUN TR SH BEN INT 59318E102 85.00 19,275 SH SHARED 01 19,275 MFS INTER INCOME TR SH BEN INT 55273C107 1,597.94 266,324 SH SHARED 01 266,324 MFS INTERMARKET INCOME TRUST SH BEN INT 59318R103 12.12 1,500 SH SHARED 1,500 MFS INTERMARKET INCOME TRUST SH BEN INT 59318R103 1,458.49 180,506 SH SHARED 01 180,506 MFS INTERMEDIATE HIGH INC FD SH BEN INT 59318T109 8.44 3,080 SH SHARED 01 3,080

MFS INVT GRADE MUN TR SH BEN INT 59318B108 14.16 1,518 SH SHARED 1,518 MFS INVT GRADE MUN TR SH BEN INT 59318B108 76.45 8,194 SH SHARED 01 8,194 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 3,766.81 597,907 SH SHARED 01 597,907 MFS MUN INCOME TR SH BEN INT 552738106 14.13 2,093 SH SHARED 01 2,093 MFS SPL VALUE TR SH BEN INT 55274E102 5.66 870 SH SHARED 01 870 MGE ENERGY INC COM 55277P104 264.03 6,492 SH SHARED 01 6,492 MGE ENERGY INC COM 55277P104 610.94 15,022 SH SHARED 15,022 MGIC INVT CORP WIS COM 552848103 3.06 1,638 SH SHARED 1,638 MGIC INVT CORP WIS COM 552848103 70.13 37,500 SH C SHARED 37,500 MGIC INVT CORP WIS COM 552848103 137.82 73,700 SH P SHARED 73,700 MGIC INVT CORP WIS COM 552848103 419.39 224,272 SH SHARED 01 224,272 MGM RESORTS INTERNATIONAL COM 552953101 179.44 19,315 SH SHARED 19,315 MGM RESORTS INTERNATIONAL COM 552953101 3,166.78 340,881 SH SHARED 01 340,881 MGM RESORTS INTERNATIONAL COM 552953101 9,588.88 1,032,172 SH C SHARED 1,032,172 MGM RESORTS INTERNATIONAL COM 552953101 11,687.75 1,258,100 SH P SHARED 1,258,100 MGM RESORTS INTERNATIONAL COM 552953101 12,604.63 1,356,796 SH SHARED 1,356,796 MGM RESORTS INTERNATIONAL NOTE 4.250% 4/1 55303QAE0 25.48 29,000 PRN SHARED 01 29,000 MGT CAPITAL INVTS INC COM 55302P103 0.42 7,859 SH SOLE 7,859 MI DEVS INC COM 55304X104 2,844.62 107,142 SH SHARED 107,142 MI DEVS INC COM 55304X104 3,005.46 113,200 SH SHARED 01 113,200 MICREL INC COM 594793101 642.07 67,800 SH SHARED 01 67,800 MICROCHIP TECHNOLOGY INC SDCV 2.125%12/1 595017AB0 9,749.19 8,450,000 PRN SHARED 8,450,000 MICROCHIP TECHNOLOGY INC SDCV 2.125%12/1 595017AB0 69.23 60,000 PRN SHARED 01 60,000 MICROCHIP TECHNOLOGY INC COM 595017104 15.56 500 SH P SHARED 01 500 MICROCHIP TECHNOLOGY INC COM 595017104 307.52 9,885 SH SHARED 20 9,885 MICROCHIP TECHNOLOGY INC COM 595017104 363.99 11,700 SH SHARED 11,700 MICROCHIP TECHNOLOGY INC COM 595017104 852.41 27,400 SH P SHARED 27,400 MICROCHIP TECHNOLOGY INC COM 595017104 989.30 31,800 SH C SHARED 31,800 MICROCHIP TECHNOLOGY INC COM 595017104 8,029.18 258,090 SH SHARED 01 258,090

MICROFINANCIAL INC COM 595072109 3.05 544 SH SOLE 544 MICROMET INC COM 59509C105 4.32 900 SH P SHARED 900 MICROMET INC COM 59509C105 48.00 10,000 SH SHARED 10,000 MICROMET INC COM 59509C105 276.48 57,600 SH C SHARED 57,600 MICRON TECHNOLOGY INC COM 595112103 214.70 42,600 SH SHARED 20 42,600 MICRON TECHNOLOGY INC COM 595112103 264.80 52,540 SH SHARED 52,540 MICRON TECHNOLOGY INC COM 595112103 4,748.33 942,128 SH SHARED 01 942,128 MICRON TECHNOLOGY INC COM 595112103 5,072.26 1,006,400 SH C SHARED 1,006,400 MICRON TECHNOLOGY INC COM 595112103 11,065.82 2,195,600 SH P SHARED 2,195,600 MICRON TECHNOLOGY INC COM 595112103 13,715.69 2,721,368 SH SHARED 2,721,368 MICRON TECHNOLOGY INC NOTE 4.250%10/1 595112AJ2 31.06 25,000 PRN SHARED 01 25,000 MICROS SYS INC COM 594901100 432.89 9,854 SH SHARED 01 9,854 MICROS SYS INC COM 594901100 580.58 13,216 SH SHARED 13,216 MICROSEMI CORP COM 595137100 3.00 188 SH SHARED 21 188 MICROSEMI CORP COM 595137100 446.51 27,942 SH SHARED 01 27,942 MICROSOFT CORP COM 594918104 273.79 11,000 SH C SHARED 01 11,000 MICROSOFT CORP COM 594918104 333.65 13,405 SH SHARED 21 13,405 MICROSOFT CORP COM 594918104 11,822.30 474,982 SH SHARED 20 474,982 MICROSOFT CORP COM 594918104 39,975.80 1,606,099 SH SHARED 1,606,099 MICROSOFT CORP COM 594918104 90,661.83 3,642,500 SH C SHARED 3,642,500 MICROSOFT CORP COM 594918104 120,676.68 4,848,400 SH P SHARED 4,848,400 MICROSOFT CORP COM 594918104 121,880.41 4,896,762 SH SHARED 4,896,762 MICROSOFT CORP COM 594918104 253,148.75 10,170,701 SH SHARED 01 10,170,701 MICROSTRATEGY INC CL A NEW 594972408 604.91 5,303 SH SHARED 01 5,303 MICROVISION INC DEL COM 594960106 1.29 1,900 SH SHARED 01 1,900 MICROVISION INC DEL COM 594960106 1.36 2,000 SH C SHARED 2,000 MICROVISION INC DEL *W EXP 07/23/201 594960163 0.20 929 SH SOLE 929 MID PENN BANCORP INC COM 59540G107 10.95 1,369 SH SOLE 1,369 MID-AMER APT CMNTYS INC COM 59522J103 0.54 9 SH SHARED 21 9 MID-AMER APT CMNTYS INC COM 59522J103 405.28 6,730 SH SHARED 20 6,730 MID-AMER APT CMNTYS INC COM 59522J103 1,097.03 18,217 SH SHARED 18,217 MID-AMER APT CMNTYS INC COM 59522J103 1,124.31 18,670 SH SHARED 01 18,670 MID-AMER APT CMNTYS INC COM 59522J103 10,155.62 168,642 SH SHARED 168,642 MIDAS GROUP INC COM 595626102 10.00 1,220 SH SHARED 01 1,220

MIDDLEBY CORP COM 596278101 21.07 299 SH SHARED 21 299 MIDDLEBY CORP COM 596278101 176.15 2,500 SH P SHARED 2,500 MIDDLEBY CORP COM 596278101 379.07 5,380 SH SHARED 20 5,380 MIDDLEBY CORP COM 596278101 1,288.01 18,280 SH SHARED 01 18,280 MIDDLESEX WATER CO COM 596680108 1,918.04 112,363 SH SHARED 01 112,363 MIDWAY GOLD CORP COM 598153104 2.01 1,000 SH SHARED 01 1,000 MIDWESTONE FINL GROUP INC NE COM 598511103 20.56 1,434 SH SOLE 1,434 MILLENNIUM INDIA ACQS COM IN COM 60039Q101 2.57 3,663 SH SOLE 3,663 MILLER ENERGY RES INC COM 600527105 1.32 500 SH P SOLE 500 MILLER ENERGY RES INC COM 600527105 45.41 17,200 SH C SOLE 17,200 MILLER ENERGY RES INC COM 600527105 70.27 26,619 SH SOLE 26,619 MILLER HERMAN INC COM 600544100 6.38 357 SH SHARED 21 357 MILLER HERMAN INC COM 600544100 59.03 3,305 SH SHARED 20 3,305 MILLER HERMAN INC COM 600544100 840.47 47,059 SH SHARED 01 47,059 MILLER INDS INC TENN COM NEW 600551204 3.33 192 SH SHARED 01 192 MILLER INDS INC TENN COM NEW 600551204 275.62 15,886 SH SHARED 15,886 MINCO GOLD CORPORATION COM 60254D108 10.68 13,172 SH SHARED 13,172 MINCO GOLD CORPORATION COM 60254D108 13.79 17,000 SH SHARED 01 17,000 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 2.36 100 SH C SHARED 100 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 10.22 433 SH SHARED 21 433 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 18.89 800 SH P SHARED 800 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 177.95 7,537 SH SHARED 7,537 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 320.51 13,575 SH SHARED 20 13,575 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 1,147.73 48,612 SH SHARED 01 48,612 MINDSPEED TECHNOLOGIES INC COM NEW 602682205 25.86 4,974 SH SHARED 01 4,974 MINDSPEED TECHNOLOGIES INC COM NEW 602682205 130.46 25,088 SH SHARED 25,088 MINE SAFETY APPLIANCES CO COM 602720104 1,192.25 44,223 SH SHARED 01 44,223 MINEFINDERS LTD COM 602900102 6.96 500 SH P SHARED 500 MINEFINDERS LTD COM 602900102 12.53 900 SH C SHARED 900 MINEFINDERS LTD COM 602900102 13.92 1,000 SH SHARED 01 1,000

MINEFINDERS LTD COM 602900102 257.74 18,516 SH SHARED 18,516 MINERALS TECHNOLOGIES INC COM 603158106 19.17 389 SH SHARED 21 389 MINERALS TECHNOLOGIES INC COM 603158106 727.52 14,766 SH SHARED 01 14,766 MINES MGMT INC COM 603432105 6.66 4,088 SH SOLE 4,088 MINNESOTA MUN INCOME PTFL IN COM 604062109 197.33 12,442 SH SHARED 01 12,442 MIPS TECHNOLOGIES INC COM 604567107 23.54 4,863 SH SHARED 01 4,863 MIPS TECHNOLOGIES INC COM 604567107 89.54 18,500 SH C SHARED 18,500 MIPS TECHNOLOGIES INC COM 604567107 151.01 31,200 SH P SHARED 31,200 MISONIX INC COM 604871103 0.47 242 SH SOLE 242 MISSION NEWENERGY LTD SHS NEW Q62163110 5.49 1,263 SH SOLE 1,263 MISSION WEST PPTYS INC COM 605203108 206.14 27,160 SH SHARED 01 27,160 MISTRAS GROUP INC COM 60649T107 257.90 14,687 SH SHARED 14,687 MISTRAS GROUP INC COM 60649T107 311.94 17,764 SH SHARED 01 17,764 MITCHAM INDS INC COM 606501104 16.15 1,442 SH SHARED 01 1,442 MITEK SYS INC COM NEW 606710200 0.93 100 SH C SHARED 100 MITEK SYS INC COM NEW 606710200 4.16 450 SH SHARED 01 450 MITEK SYS INC COM NEW 606710200 9.25 1,000 SH P SHARED 1,000 MITEK SYS INC COM NEW 606710200 49.58 5,360 SH SHARED 5,360 MITEL NETWORKS CORP COM 60671Q104 0.98 462 SH SOLE 462 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 13.87 3,117 SH SHARED 20 3,117 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 2,886.80 648,719 SH SHARED 01 648,719 MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 5,347.81 1,876,423 SH SHARED 01 1,876,423 MKS INSTRUMENT INC COM 55306N104 4.34 200 SH P SHARED 200 MKS INSTRUMENT INC COM 55306N104 23.88 1,100 SH C SHARED 1,100 MKS INSTRUMENT INC COM 55306N104 25.16 1,159 SH SHARED 01 1,159 MLP & STRATEGIC EQUITY FD IN COM 55312N106 7.11 463 SH SHARED 463 MLP & STRATEGIC EQUITY FD IN COM 55312N106 3,458.43 225,305 SH SHARED 01 225,305 MOBILE MINI INC COM 60740F105 15.62 950 SH SHARED 01 950 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 252.04 20,491 SH SHARED 20 20,491 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 442.80 36,000 SH SHARED 36,000

MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 1,304.23 106,035 SH SHARED 106,035 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 4,351.00 353,740 SH SHARED 01 353,740 MOCON INC COM 607494101 6.85 435 SH SHARED 435 MOCON INC COM 607494101 15.74 1,000 SH SHARED 01 1,000 MOD PAC CORP COM 607495108 0.28 50 SH SHARED 01 50 MODUSLINK GLOBAL SOLUTIONS I COM 60786L107 0.38 110 SH SHARED 110 MODUSLINK GLOBAL SOLUTIONS I COM 60786L107 3.27 938 SH SHARED 01 938 MODUSLINK GLOBAL SOLUTIONS I COM 60786L107 37.36 10,705 SH SHARED 10,705 MOHAWK INDS INC COM 608190104 90.11 2,100 SH P SHARED 2,100 MOHAWK INDS INC COM 608190104 107.28 2,500 SH SHARED 2,500 MOHAWK INDS INC COM 608190104 197.39 4,600 SH C SHARED 4,600 MOHAWK INDS INC COM 608190104 432.45 10,078 SH SHARED 10,078 MOHAWK INDS INC COM 608190104 891.58 20,778 SH SHARED 01 20,778 MOLEX INC CL A 608554200 164.43 9,741 SH SHARED 9,741 MOLEX INC CL A 608554200 302.34 17,911 SH SHARED 01 17,911 MOLEX INC COM 608554101 6.11 300 SH P SHARED 300 MOLEX INC COM 608554101 20.37 1,000 SH C SHARED 1,000 MOLEX INC COM 608554101 534.43 26,236 SH SHARED 01 26,236 MOLINA HEALTHCARE INC COM 60855R100 1.47 95 SH SHARED 21 95 MOLINA HEALTHCARE INC COM 60855R100 20.71 1,341 SH SHARED 01 1,341 MOLINA HEALTHCARE INC COM 60855R100 436.74 28,286 SH SHARED 28,286 MOLSON COORS BREWING CO NOTE 2.500% 7/3 60871RAA8 332.20 316,000 PRN SHARED 316,000 MOLSON COORS BREWING CO NOTE 2.500% 7/3 60871RAA8 114.59 109,000 PRN SHARED 01 109,000 MOLSON COORS BREWING CO CL B 60871R209 51.49 1,300 SH P SHARED 1,300 MOLSON COORS BREWING CO CL B 60871R209 289.15 7,300 SH C SHARED 7,300 MOLSON COORS BREWING CO CL B 60871R209 411.94 10,400 SH SHARED 10,400 MOLSON COORS BREWING CO CL B 60871R209 8,746.28 220,810 SH SHARED 01 220,810 MOLYCORP INC DEL COM 608753109 65.74 2,000 SH P SHARED 01 2,000 MOLYCORP INC DEL COM 608753109 2,939.01 89,413 SH SHARED 01 89,413 MOLYCORP INC DEL COM 608753109 3,060.20 93,100 SH C SHARED 93,100 MOLYCORP INC DEL COM 608753109 4,788.37 145,676 SH SHARED 145,676 MOLYCORP INC DEL COM 608753109 5,061.98 154,000 SH P SHARED 154,000 MOLYCORP INC DEL PFD CONV SER A 608753208 45.61 660 SH SHARED 01 660

MOMENTA PHARMACEUTICALS INC COM 60877T100 5.75 500 SH P SHARED 500 MOMENTA PHARMACEUTICALS INC COM 60877T100 288.65 25,100 SH C SHARED 25,100 MOMENTA PHARMACEUTICALS INC COM 60877T100 290.97 25,302 SH SHARED 01 25,302 MONARCH COMMUNITY BANCORP IN COM 609045109 2.74 2,739 SH SOLE 2,739 MONARCH FINANCIAL HOLDINGS I COM 60907Q100 19.09 2,933 SH SOLE 2,933 MONARCH FINANCIAL HOLDINGS I PERP CONV SER B 60907Q209 14.84 590 SH SOLE 590 MONEYGRAM INTL INC COM 60935Y109 433.01 185,842 SH SHARED 01 185,842 MONMOUTH REAL ESTATE INVT CO CL A 609720107 7.93 1,000 SH SHARED 01 1,000 MONMOUTH REAL ESTATE INVT CO CL A 609720107 163.06 20,563 SH SHARED 20,563 MONOLITHIC PWR SYS INC COM 609839105 1.02 100 SH C SHARED 100 MONOLITHIC PWR SYS INC COM 609839105 70.74 6,949 SH SHARED 01 6,949 MONOLITHIC PWR SYS INC COM 609839105 83.50 8,202 SH SHARED 8,202 MONRO MUFFLER BRAKE INC COM 610236101 3.30 100 SH P SHARED 100 MONRO MUFFLER BRAKE INC COM 610236101 373.98 11,343 SH SHARED 01 11,343 MONSANTO CO NEW COM 61166W101 80.69 1,344 SH SHARED 21 1,344 MONSANTO CO NEW COM 61166W101 10,386.68 172,996 SH SHARED 172,996 MONSANTO CO NEW COM 61166W101 11,376.62 189,484 SH SHARED 189,484 MONSANTO CO NEW COM 61166W101 19,251.83 320,650 SH C SHARED 320,650 MONSANTO CO NEW COM 61166W101 24,892.58 414,600 SH P SHARED 414,600 MONSANTO CO NEW COM 61166W101 50,416.73 839,719 SH SHARED 01 839,719 MONSTER WORLDWIDE INC COM 611742107 5.74 800 SH SHARED 20 800 MONSTER WORLDWIDE INC COM 611742107 262.07 36,500 SH C SHARED 36,500 MONSTER WORLDWIDE INC COM 611742107 279.30 38,900 SH P SHARED 38,900 MONSTER WORLDWIDE INC COM 611742107 990.88 138,005 SH SHARED 01 138,005 MONTGOMERY STR INCOME SECS I COM 614115103 391.89 25,121 SH SHARED 01 25,121 MONTPELIER RE HOLDINGS LTD SHS G62185106 5.30 300 SH SHARED 01 300 MOODYS CORP COM 615369105 267.96 8,800 SH SHARED 8,800

MOODYS CORP COM 615369105 340.74 11,190 SH SHARED 01 11,190 MOODYS CORP COM 615369105 520.70 17,100 SH C SHARED 17,100 MOODYS CORP COM 615369105 2,094.96 68,800 SH P SHARED 68,800 MOODYS CORP COM 615369105 4,497.34 147,696 SH SHARED 147,696 MOOG INC CL A 615394202 40.42 1,239 SH SHARED 1,239 MOOG INC CL A 615394202 107.42 3,293 SH SHARED 01 3,293 MOOG INC CL B 615394301 70.11 2,118 SH SOLE 2,118 MORGAN STANLEY COM NEW 617446448 3.20 237 SH SHARED 21 237 MORGAN STANLEY COM NEW 617446448 550.19 40,725 SH SHARED 20 40,725 MORGAN STANLEY COM NEW 617446448 683.89 50,621 SH SHARED 17 50,621 MORGAN STANLEY COM NEW 617446448 4,966.87 367,644 SH SHARED 01 367,644 MORGAN STANLEY COM NEW 617446448 6,888.75 509,900 SH P SHARED 509,900 MORGAN STANLEY COM NEW 617446448 7,641.04 565,584 SH SHARED 565,584 MORGAN STANLEY COM NEW 617446448 8,262.80 611,606 SH SHARED 611,606 MORGAN STANLEY COM NEW 617446448 8,708.55 644,600 SH C SHARED 644,600 MORGAN STANLEY CUSHNG MLP ETN 61760E846 15.45 1,050 SH SOLE 1,050 MORGAN STANLEY INCOME SEC INC 61745P874 25.09 1,459 SH SHARED 1,459 MORGAN STANLEY INCOME SEC INC 61745P874 48.07 2,795 SH SHARED 2,795 MORGAN STANLEY INCOME SEC INC 61745P874 809.17 47,045 SH SHARED 01 47,045 MORGAN STANLEY RENMIN/USD ETN 61747W257 39.40 971 SH SHARED 01 971 MORGAN STANLEY RUPEE/USD ETN 61747W265 42.83 1,121 SH SOLE 1,121 MORGAN STANLEY S&P500 CRD OIL 61760E390 7.71 399 SH SOLE 399 MORGAN STANLEY ASIA PAC FD I COM 61744U106 702.86 50,097 SH SHARED 01 50,097 MORGAN STANLEY CHINA A SH FD COM 617468103 1,572.72 74,220 SH SHARED 01 74,220 MORGAN STANLEY CHINA A SH FD COM 617468103 8,860.85 418,162 SH SHARED 418,162 MORGAN STANLEY EASTN EUR FD COM 616988101 1.96 145 SH SHARED 01 145 MORGAN STANLEY EASTN EUR FD COM 616988101 49.24 3,639 SH SHARED 3,639 MORGAN STANLEY EM MKTS DM DE COM 617477104 1.74 120 SH SHARED 120 MORGAN STANLEY EM MKTS DM DE COM 617477104 15,638.48 1,080,752 SH SHARED 01 1,080,752 MORGAN STANLEY EMER MKTS DEB COM 61744H105 60.67 6,274 SH SHARED 6,274 MORGAN STANLEY EMER MKTS DEB COM 61744H105 540.20 55,864 SH SHARED 01 55,864 MORGAN STANLEY EMER MKTS FD COM 61744G107 54.13 4,313 SH SHARED 4,313 MORGAN STANLEY EMER MKTS FD COM 61744G107 157.24 12,529 SH SHARED 01 12,529 MORGAN STANLEY FRNT EMERG FD COM 61757P101 48.73 4,418 SH SHARED 4,418

MORGAN STANLEY FRNT EMERG FD COM 61757P101 50.62 4,589 SH SHARED 01 4,589 MORGAN STANLEY INDIA INVS FD COM 61745C105 1,557.44 92,760 SH SHARED 01 92,760 MORGANS HOTEL GROUP CO COM 61748W108 4.19 700 SH SHARED 01 700 MORNINGSTAR INC COM 617700109 25.57 453 SH SHARED 21 453 MORNINGSTAR INC COM 617700109 36.91 654 SH SHARED 654 MORNINGSTAR INC COM 617700109 376.17 6,665 SH SHARED 20 6,665 MORNINGSTAR INC COM 617700109 4,649.70 82,383 SH SHARED 01 82,383 MORTONS RESTAURANT GRP INC N COM 619430101 7.00 1,465 SH SOLE 1,465 MORTONS RESTAURANT GRP INC N PFD CV SER A 619430200 5.64 1,305 SH SOLE 1,305 MOSAIC CO NEW COM 61945C103 34.28 700 SH SHARED 21 700 MOSAIC CO NEW COM 61945C103 852.08 17,400 SH SHARED 17,400 MOSAIC CO NEW COM 61945C103 16,488.64 336,709 SH SHARED 336,709 MOSAIC CO NEW COM 61945C103 18,234.37 372,358 SH SHARED 01 372,358 MOSAIC CO NEW COM 61945C103 18,466.59 377,100 SH P SHARED 377,100 MOSAIC CO NEW COM 61945C103 53,298.95 1,088,400 SH C SHARED 1,088,400 MOSYS INC COM 619718109 14.64 4,000 SH SHARED 01 4,000 MOTORCAR PTS AMER INC COM 620071100 0.82 100 SH SHARED 01 100 MOTOROLA MOBILITY HLDGS INC COM 620097105 600.70 15,900 SH SHARED 15,900 MOTOROLA MOBILITY HLDGS INC COM 620097105 1,705.96 45,155 SH SHARED 01 45,155 MOTOROLA MOBILITY HLDGS INC COM 620097105 8,088.70 214,100 SH C SHARED 214,100 MOTOROLA MOBILITY HLDGS INC COM 620097105 11,534.23 305,300 SH P SHARED 305,300 MOTOROLA MOBILITY HLDGS INC COM 620097105 33,573.35 888,654 SH SHARED 888,654 MOTOROLA SOLUTIONS INC COM NEW 620076307 230.45 5,500 SH C SHARED 5,500 MOTOROLA SOLUTIONS INC COM NEW 620076307 650.75 15,531 SH SHARED 15,531 MOTOROLA SOLUTIONS INC COM NEW 620076307 3,264.01 77,900 SH P SHARED 77,900 MOTOROLA SOLUTIONS INC COM NEW 620076307 11,962.41 285,499 SH SHARED 01 285,499 MOTRICITY INC COM 620107102 2.77 1,638 SH SHARED 01 1,638 MOTRICITY INC COM 620107102 6.25 3,700 SH P SHARED 3,700 MOTRICITY INC COM 620107102 17.58 10,400 SH C SHARED 10,400 MOTRICITY INC COM 620107102 25.83 15,285 SH SHARED 15,285 MOVADO GROUP INC COM 624580106 0.71 58 SH SHARED 01 58

MPG OFFICE TR INC COM 553274101 3.80 1,800 SH SHARED 01 1,800 MPG OFFICE TR INC COM 553274101 73.64 34,900 SH C SHARED 34,900 MSB FINANCIAL CORPORATION COM 55352P102 7.32 1,776 SH SOLE 1,776 MSC INDL DIRECT INC CL A 553530106 5.65 100 SH C SHARED 100 MSC INDL DIRECT INC CL A 553530106 477.43 8,456 SH SHARED 01 8,456 MSC INDL DIRECT INC CL A 553530106 628.34 11,129 SH SHARED 11,129 MSCI INC CL A 55354G100 5.94 196 SH SHARED 21 196 MSCI INC CL A 55354G100 4,555.41 150,195 SH SHARED 01 150,195 MTR GAMING GROUP INC COM 553769100 0.54 285 SH SHARED 01 285 MTR GAMING GROUP INC COM 553769100 2.74 1,443 SH SHARED 1,443 MTS SYS CORP COM 553777103 257.41 8,401 SH SHARED 8,401 MTS SYS CORP COM 553777103 652.94 21,310 SH SHARED 01 21,310 MUELLER INDS INC COM 624756102 137.23 3,556 SH SHARED 01 3,556 MUELLER WTR PRODS INC COM SER A 624758108 0.50 200 SH P SHARED 200 MUELLER WTR PRODS INC COM SER A 624758108 30.31 12,223 SH SHARED 01 12,223 MUELLER WTR PRODS INC COM SER A 624758108 46.13 18,600 SH C SHARED 18,600 MULTI COLOR CORP COM 625383104 38.15 1,689 SH SHARED 01 1,689 MULTIBAND CORP COM NEW 62544X209 2.52 1,025 SH SOLE 1,025 MURPHY OIL CORP COM 626717102 4.20 95 SH SHARED 20 95 MURPHY OIL CORP COM 626717102 401.86 9,100 SH SHARED 9,100 MURPHY OIL CORP COM 626717102 415.10 9,400 SH C SHARED 9,400 MURPHY OIL CORP COM 626717102 1,942.60 43,990 SH SHARED 01 43,990 MURPHY OIL CORP COM 626717102 12,547.89 284,146 SH SHARED 284,146 MURPHY OIL CORP COM 626717102 20,061.89 454,300 SH P SHARED 454,300 MUTUALFIRST FINL INC COM 62845B104 2.98 430 SH SOLE 430 MV OIL TR TR UNITS 553859109 6.31 170 SH SHARED 170 MV OIL TR TR UNITS 553859109 581.67 15,670 SH SHARED 01 15,670 MVC CAPITAL INC COM 553829102 5.24 500 SH SHARED 01 500 MVC CAPITAL INC COM 553829102 753.99 72,014 SH SHARED 72,014 MWI VETERINARY SUPPLY INC COM 55402X105 343.89 4,997 SH SHARED 01 4,997 MYLAN INC NOTE 1.250% 3/1 628530AG2 7,387.33 688,000 PRN SHARED 688,000 MYLAN INC NOTE 1.250% 3/1 628530AG2 569.08 53,000 PRN SHARED 01 53,000 MYLAN INC COM 628530107 10.19 600 SH SHARED 20 600 MYLAN INC COM 628530107 23.28 1,370 SH SHARED 1,370 MYLAN INC COM 628530107 134.22 7,900 SH P SHARED 7,900 MYLAN INC COM 628530107 706.78 41,600 SH SHARED 41,600 MYLAN INC COM 628530107 1,061.88 62,500 SH C SHARED 62,500 MYLAN INC COM 628530107 6,863.31 403,962 SH SHARED 01 403,962 MYR GROUP INC DEL COM 55405W104 2.56 145 SH SHARED 21 145 MYR GROUP INC DEL COM 55405W104 70.81 4,014 SH SHARED 01 4,014 MYR GROUP INC DEL COM 55405W104 4,133.19 234,308 SH SHARED 234,308

MYREXIS INC COM 62856H107 2.60 948 SH SHARED 01 948 MYREXIS INC COM 62856H107 15.20 5,546 SH SHARED 5,546 MYRIAD GENETICS INC COM 62855J104 44.98 2,400 SH C SHARED 2,400 MYRIAD GENETICS INC COM 62855J104 131.18 7,000 SH P SHARED 7,000 MYRIAD GENETICS INC COM 62855J104 528.67 28,211 SH SHARED 01 28,211 MYRIAD GENETICS INC COM 62855J104 705.28 37,635 SH SHARED 37,635 NABI BIOPHARMACEUTICALS COM 629519109 0.85 503 SH SHARED 21 503 NABI BIOPHARMACEUTICALS COM 629519109 7.15 4,257 SH SHARED 01 4,257 NABORS INDUSTRIES LTD SHS G6359F103 2.94 240 SH SHARED 20 240 NABORS INDUSTRIES LTD SHS G6359F103 89.99 7,340 SH SHARED 21 7,340 NABORS INDUSTRIES LTD SHS G6359F103 171.64 14,000 SH SHARED 14,000 NABORS INDUSTRIES LTD SHS G6359F103 373.93 30,500 SH C SHARED 30,500 NABORS INDUSTRIES LTD SHS G6359F103 464.30 37,871 SH SHARED 37,871 NABORS INDUSTRIES LTD SHS G6359F103 1,846.36 150,600 SH P SHARED 150,600 NABORS INDUSTRIES LTD SHS G6359F103 4,454.39 363,327 SH SHARED 01 363,327 NACCO INDS INC CL A 629579103 84.20 1,328 SH SHARED 01 1,328 NALCO HOLDING COMPANY COM 62985Q101 45.47 1,300 SH P SHARED 1,300 NALCO HOLDING COMPANY COM 62985Q101 178.40 5,100 SH C SHARED 5,100 NALCO HOLDING COMPANY COM 62985Q101 342.80 9,800 SH SHARED 9,800 NALCO HOLDING COMPANY COM 62985Q101 5,524.57 157,935 SH SHARED 01 157,935 NALCO HOLDING COMPANY COM 62985Q101 22,080.85 631,242 SH SHARED 631,242 NANOMETRICS INC COM 630077105 24.65 1,700 SH C SOLE 1,700 NANOPHASE TCHNOLOGIES CORP COM 630079101 2.10 3,050 SH SHARED 01 3,050 NASB FINL INC COM 628968109 8.43 841 SH SOLE 841 NASDAQ OMX GROUP INC COM 631103108 4.98 215 SH SHARED 20 215 NASDAQ OMX GROUP INC COM 631103108 16.98 734 SH SHARED 21 734 NASDAQ OMX GROUP INC COM 631103108 215.20 9,300 SH SHARED 9,300 NASDAQ OMX GROUP INC COM 631103108 217.52 9,400 SH P SHARED 9,400 NASDAQ OMX GROUP INC COM 631103108 1,200.97 51,900 SH C SHARED 51,900 NASDAQ OMX GROUP INC COM 631103108 1,461.64 63,165 SH SHARED 01 63,165 NASDAQ OMX GROUP INC NOTE 2.500% 8/1 631103AA6 22.50 22,000 PRN SHARED 01 22,000

NASDAQ PREM INCM & GRW FD IN COM 63110R105 21.26 1,644 SH SHARED 1,644 NASDAQ PREM INCM & GRW FD IN COM 63110R105 603.84 46,701 SH SHARED 01 46,701 NASH FINCH CO COM 631158102 43.76 1,625 SH SOLE 1,625 NATHANS FAMOUS INC NEW COM 632347100 25.37 1,335 SH SOLE 1,335 NATIONAL BANKSHARES INC VA COM 634865109 7.36 305 SH SHARED 01 305 NATIONAL BEVERAGE CORP COM 635017106 62.50 4,123 SH SHARED 01 4,123 NATIONAL BEVERAGE CORP COM 635017106 187.98 12,400 SH SHARED 12,400 NATIONAL BK GREECE S A ADR PRF SER A 633643507 0.57 150 SH SHARED 150 NATIONAL BK GREECE S A ADR PRF SER A 633643507 163.85 43,004 SH SHARED 01 43,004 NATIONAL BK GREECE S A SPONSORED ADR 633643408 5.18 6,642 SH SHARED 01 6,642 NATIONAL BK GREECE S A SPONSORED ADR 633643408 17.72 22,714 SH SHARED 22,714 NATIONAL CINEMEDIA INC COM 635309107 1.45 100 SH SHARED 01 100 NATIONAL FINL PARTNERS CORP COM 63607P208 3.36 307 SH SHARED 21 307 NATIONAL FINL PARTNERS CORP COM 63607P208 6.56 600 SH SHARED 01 600 NATIONAL FUEL GAS CO N J COM 636180101 881.11 18,100 SH P SHARED 18,100 NATIONAL FUEL GAS CO N J COM 636180101 983.34 20,200 SH C SHARED 20,200 NATIONAL FUEL GAS CO N J COM 636180101 1,019.51 20,943 SH SHARED 20,943 NATIONAL FUEL GAS CO N J COM 636180101 5,834.54 119,855 SH SHARED 01 119,855 NATIONAL GRID PLC SPON ADR NEW 636274300 20.09 405 SH SHARED 21 405 NATIONAL GRID PLC SPON ADR NEW 636274300 74.60 1,504 SH SHARED 1,504 NATIONAL GRID PLC SPON ADR NEW 636274300 1,887.78 38,060 SH SHARED 20 38,060 NATIONAL GRID PLC SPON ADR NEW 636274300 61,936.71 1,248,724 SH SHARED 01 1,248,724 NATIONAL HEALTH INVS INC COM 63633D104 253.62 6,020 SH SHARED 20 6,020 NATIONAL HEALTH INVS INC COM 63633D104 386.84 9,182 SH SHARED 01 9,182 NATIONAL HEALTH INVS INC COM 63633D104 585.61 13,900 SH SHARED 13,900

NATIONAL HEALTHCARE CORP PFD CONV SER A 635906209 1.14 85 SH SOLE 85 NATIONAL INSTRS CORP COM 636518102 16.78 734 SH SHARED 21 734 NATIONAL INSTRS CORP COM 636518102 71.25 3,117 SH SHARED 20 3,117 NATIONAL INSTRS CORP COM 636518102 2,012.11 88,019 SH SHARED 01 88,019 NATIONAL OILWELL VARCO INC COM 637071101 12.50 244 SH SHARED 20 244 NATIONAL OILWELL VARCO INC COM 637071101 42.00 820 SH SHARED 21 820 NATIONAL OILWELL VARCO INC COM 637071101 1,227.33 23,962 SH SHARED 23,962 NATIONAL OILWELL VARCO INC COM 637071101 8,768.86 171,200 SH C SHARED 171,200 NATIONAL OILWELL VARCO INC COM 637071101 17,570.92 343,048 SH SHARED 01 343,048 NATIONAL OILWELL VARCO INC COM 637071101 69,818.60 1,363,112 SH SHARED 1,363,112 NATIONAL OILWELL VARCO INC COM 637071101 76,681.46 1,497,100 SH P SHARED 1,497,100 NATIONAL PENN BANCSHARES INC COM 637138108 7.43 1,060 SH SHARED 01 1,060 NATIONAL PRESTO INDS INC COM 637215104 4,907.63 56,468 SH SHARED 01 56,468 NATIONAL RESEARCH CORP COM 637372103 8.09 244 SH SOLE 244 NATIONAL RETAIL PROPERTIES I COM 637417106 18.81 700 SH C SHARED 700 NATIONAL RETAIL PROPERTIES I COM 637417106 34.66 1,290 SH SHARED 1,290 NATIONAL RETAIL PROPERTIES I COM 637417106 1,469.92 54,705 SH SHARED 01 54,705 NATIONAL SEC GROUP INC COM 637546102 15.93 1,464 SH SOLE 1,464 NATIONAL TECHNICAL SYS INC COM 638104109 5.44 1,131 SH SOLE 1,131 NATIONAL WESTMINSTER BK PLC SPON ADR C 638539882 23.61 1,320 SH SHARED 1,320 NATIONAL WESTMINSTER BK PLC SPON ADR C 638539882 100.18 5,600 SH SHARED 01 5,600 NATURAL GAS SERVICES GROUP COM 63886Q109 1.28 100 SH C SHARED 100 NATURAL GAS SERVICES GROUP COM 63886Q109 6.97 543 SH SHARED 21 543 NATURAL GAS SERVICES GROUP COM 63886Q109 334.00 26,033 SH SHARED 01 26,033 NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P103 2.54 100 SH P SHARED 100

NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P103 119.14 4,698 SH SHARED 4,698 NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P103 240.92 9,500 SH C SHARED 9,500 NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P103 9,030.39 356,088 SH SHARED 01 356,088 NATURES SUNSHINE PRODUCTS IN COM 639027101 5.63 400 SH SHARED 01 400 NATURES SUNSHINE PRODUCTS IN COM 639027101 18.57 1,319 SH SHARED 1,319 NATUS MEDICAL INC DEL COM 639050103 76.08 8,000 SH SHARED 01 8,000 NATUZZI S P A ADR 63905A101 10.09 3,542 SH SOLE 3,542 NAUGATUCK VY FINL CORP MD COM 63906P107 16.21 2,125 SH SHARED 2,125 NAUGATUCK VY FINL CORP MD COM 63906P107 578.72 75,848 SH SHARED 01 75,848 NAUTILUS INC COM 63910B102 1.98 1,321 SH SHARED 1,321 NAUTILUS INC COM 63910B102 5.37 3,583 SH SHARED 01 3,583 NAVARRE CORP COM 639208107 1.45 853 SH SHARED 853 NAVARRE CORP COM 639208107 25.50 15,000 SH SHARED 01 15,000 NAVIGANT CONSULTING INC COM 63935N107 9.27 1,000 SH SHARED 01 1,000 NAVIGATORS GROUP INC COM 638904102 2.12 49 SH SHARED 21 49 NAVIOS MARITIME ACQUIS CORP UNIT 99/99/9999 Y62159127 23.26 6,645 SH SOLE 6,645 NAVIOS MARITIME ACQUIS CORP *W EXP 06/25/201 Y62159119 0.21 1,116 SH SOLE 1,116 NAVIOS MARITIME HOLDINGS INC COM Y62196103 6.34 2,000 SH P SHARED 2,000 NAVIOS MARITIME HOLDINGS INC COM Y62196103 32.43 10,230 SH SHARED 10,230 NAVIOS MARITIME HOLDINGS INC COM Y62196103 74.50 23,500 SH SHARED 01 23,500 NAVIOS MARITIME PARTNERS L P UNIT LPI Y62267102 5.32 400 SH C SHARED 400 NAVIOS MARITIME PARTNERS L P UNIT LPI Y62267102 26.60 2,000 SH P SHARED 2,000 NAVIOS MARITIME PARTNERS L P UNIT LPI Y62267102 43.03 3,235 SH SHARED 3,235 NAVIOS MARITIME PARTNERS L P UNIT LPI Y62267102 5,444.42 409,355 SH SHARED 01 409,355 NAVISTAR INTL CORP PFD SR D CONV 638901306 1.59 161 SH SOLE 161 NAVISTAR INTL CORP NEW COM 63934E108 10.15 316 SH SHARED 21 316

NAVISTAR INTL CORP NEW COM 63934E108 102.78 3,200 SH SHARED 3,200 NAVISTAR INTL CORP NEW COM 63934E108 831.91 25,900 SH P SHARED 25,900 NAVISTAR INTL CORP NEW COM 63934E108 911.63 28,382 SH SHARED 01 28,382 NAVISTAR INTL CORP NEW COM 63934E108 6,150.98 191,500 SH C SHARED 191,500 NAVISTAR INTL CORP NEW COM 63934E108 60,044.07 1,869,367 SH SHARED 1,869,367 NAVISTAR INTL CORP NEW NOTE 3.000%10/1 63934EAL2 16.87 17,000 PRN SHARED 01 17,000 NBT BANCORP INC COM 628778102 50.89 2,733 SH SHARED 01 2,733 NCI BUILDING SYS INC COM NEW 628852204 43.17 5,710 SH SHARED 01 5,710 NCI BUILDING SYS INC COM NEW 628852204 77.67 10,274 SH SHARED 10,274 NCR CORP NEW COM 62886E108 5.91 350 SH SHARED 20 350 NCR CORP NEW COM 62886E108 15.20 900 SH C SHARED 900 NCR CORP NEW COM 62886E108 258.67 15,315 SH SHARED 01 15,315 NCR CORP NEW COM 62886E108 315.61 18,686 SH SHARED 18,686 NEENAH PAPER INC COM 640079109 170.66 12,035 SH SHARED 12,035 NEENAH PAPER INC COM 640079109 178.58 12,594 SH SHARED 01 12,594 NEKTAR THERAPEUTICS COM 640268108 0.49 100 SH P SHARED 100 NEKTAR THERAPEUTICS COM 640268108 2.91 600 SH SHARED 01 600 NELNET INC CL A 64031N108 39.23 2,089 SH SHARED 01 2,089 NEOGEN CORP COM 640491106 30.05 865 SH SHARED 21 865 NEOGEN CORP COM 640491106 5,646.78 162,544 SH SHARED 01 162,544 NEOPROBE CORP COM 640518106 4.74 1,600 SH SHARED 01 1,600 NEOPROBE CORP COM 640518106 73.54 24,844 SH SHARED 24,844 NEOPROBE CORP COM 640518106 89.10 30,100 SH C SHARED 30,100 NEOPROBE CORP COM 640518106 155.99 52,700 SH P SHARED 52,700 NEOSTEM INC COM NEW 640650305 88.66 136,402 SH SOLE 136,402 NESS TECHNOLOGIES INC COM 64104X108 0.19 25 SH SHARED 01 25 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 3.90 600 SH C SHARED 600 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 4.03 620 SH SHARED 20 620 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 7.33 1,128 SH SHARED 21 1,128 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 311.04 47,852 SH SHARED 47,852 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 371.89 57,214 SH SHARED 01 57,214 NET SERVICOS DE COMUNICACAO SPONSD ADR NEW 64109T201 17.08 2,215 SH SOLE 2,215 NETAPP INC COM 64110D104 4.07 120 SH SHARED 20 120 NETAPP INC COM 64110D104 9.03 266 SH SHARED 21 266

NETAPP INC COM 64110D104 701.20 20,666 SH SHARED 20,666 NETAPP INC COM 64110D104 6,495.39 191,435 SH SHARED 01 191,435 NETAPP INC COM 64110D104 13,000.86 383,167 SH SHARED 383,167 NETAPP INC COM 64110D104 15,207.43 448,200 SH C SHARED 448,200 NETAPP INC COM 64110D104 26,624.87 784,700 SH P SHARED 784,700 NETAPP INC NOTE 1.750% 6/0 64110DAB0 32.74 27,000 PRN SHARED 01 27,000 NETEASE COM INC SPONSORED ADR 64110W102 17.32 454 SH SHARED 21 454 NETEASE COM INC SPONSORED ADR 64110W102 17.82 467 SH SHARED 467 NETEASE COM INC SPONSORED ADR 64110W102 168.67 4,420 SH SHARED 20 4,420 NETEASE COM INC SPONSORED ADR 64110W102 1,300.45 34,079 SH SHARED 01 34,079 NETFLIX INC COM 64110L106 271.85 2,400 SH SHARED 20 2,400 NETFLIX INC COM 64110L106 465.99 4,114 SH SHARED 4,114 NETFLIX INC COM 64110L106 2,657.31 23,460 SH SHARED 01 23,460 NETFLIX INC COM 64110L106 89,381.36 789,100 SH P SHARED 789,100 NETFLIX INC COM 64110L106 116,894.64 1,032,000 SH C SHARED 1,032,000 NETGEAR INC COM 64111Q104 2.59 100 SH C SHARED 100 NETGEAR INC COM 64111Q104 431.74 16,676 SH SHARED 01 16,676 NETLOGIC MICROSYSTEMS INC COM 64118B100 384.96 8,000 SH P SHARED 8,000 NETLOGIC MICROSYSTEMS INC COM 64118B100 1,063.45 22,100 SH C SHARED 22,100 NETLOGIC MICROSYSTEMS INC COM 64118B100 1,126.59 23,412 SH SHARED 01 23,412 NETQIN MOBILE INC ADR REPR CL A 64118U108 42.69 11,146 SH SOLE 11,146 NETSCOUT SYS INC COM 64115T104 851.93 74,600 SH SHARED 01 74,600 NETSOL TECHNOLOGIES INC COM NEW 64115A204 8.64 15,081 SH SOLE 15,081 NETSPEND HLDGS INC COM 64118V106 1.03 200 SH C SOLE 200 NETSUITE INC COM 64118Q107 159.36 5,900 SH C SHARED 5,900 NETSUITE INC COM 64118Q107 220.81 8,175 SH SHARED 01 8,175 NETWORK ENGINES INC COM 64121A107 1.69 1,469 SH SHARED 1,469 NETWORK ENGINES INC COM 64121A107 6.90 6,000 SH SHARED 01 6,000 NETWORK EQUIP TECHNOLOGIES COM 641208103 4.66 2,400 SH SHARED 01 2,400 NETWORK EQUIP TECHNOLOGIES COM 641208103 10.27 5,292 SH SHARED 5,292 NEUBERGER BERMAN CA INT MUN COM 64123C101 846.60 56,819 SH SHARED 01 56,819 NEUBERGER BERMAN HGH YLD FD COM 64128C106 1,714.46 134,152 SH SHARED 01 134,152 NEUBERGER BERMAN INTER MUNI COM 64124P101 45.72 3,088 SH SHARED 3,088 NEUBERGER BERMAN INTER MUNI COM 64124P101 1,712.18 115,649 SH SHARED 01 115,649 NEUBERGER BERMAN NY INT MUN COM 64124K102 31.23 2,231 SH SHARED 2,231

NEUBERGER BERMAN NY INT MUN COM 64124K102 678.45 48,461 SH SHARED 01 48,461 NEUBERGER BERMAN RE ES SEC F COM 64190A103 27.49 7,809 SH SHARED 7,809 NEUBERGER BERMAN RE ES SEC F COM 64190A103 68.47 19,451 SH SHARED 01 19,451 NEURALSTEM INC COM 64127R302 1.56 1,200 SH SHARED 01 1,200 NEURALSTEM INC COM 64127R302 3.64 2,801 SH SHARED 2,801 NEUROCRINE BIOSCIENCES INC COM 64125C109 2.33 389 SH SHARED 21 389 NEUROCRINE BIOSCIENCES INC COM 64125C109 32.29 5,400 SH C SHARED 5,400 NEUROGESX INC COM 641252101 0.16 182 SH SHARED 182 NEUROGESX INC COM 641252101 0.45 500 SH SHARED 01 500 NEUSTAR INC CL A 64126X201 4.78 190 SH SHARED 20 190 NEUSTAR INC CL A 64126X201 63.98 2,545 SH SHARED 01 2,545 NEUSTAR INC CL A 64126X201 7,376.78 293,428 SH SHARED 293,428 NEUTRAL TANDEM INC COM 64128B108 1.79 185 SH SHARED 20 185 NEUTRAL TANDEM INC COM 64128B108 17.42 1,800 SH P SHARED 1,800 NEUTRAL TANDEM INC COM 64128B108 22.26 2,300 SH C SHARED 2,300 NEUTRAL TANDEM INC COM 64128B108 59.87 6,185 SH SHARED 01 6,185 NEUTRAL TANDEM INC COM 64128B108 120.11 12,408 SH SHARED 12,408 NEVADA GOLD & CASINOS INC COM NEW 64126Q206 1.66 950 SH SOLE 950 NEVSUN RES LTD COM 64156L101 104.17 20,709 SH SOLE 20,709 NEVSUN RES LTD COM 64156L101 249.99 49,700 SH P SOLE 49,700 NEW AMER HIGH INCOME FD INC COM NEW 641876800 15.82 1,750 SH SHARED 1,750 NEW AMER HIGH INCOME FD INC COM NEW 641876800 113.73 12,581 SH SHARED 01 12,581 NEW CENTRY BANCORP INC DUNN COM 64353M100 2.45 790 SH SHARED 01 790 NEW CONCEPT ENERGY INC COM 643611106 0.83 348 SH SOLE 348 NEW ENERGY SYS GROUP COM 643847106 7.20 4,001 SH SOLE 4,001 NEW ENGLAND BANCSHARES INC C COM NEW 643863202 19.26 2,062 SH SHARED 2,062 NEW ENGLAND BANCSHARES INC C COM NEW 643863202 84.25 9,020 SH SHARED 01 9,020 NEW ENGLAND RLTY ASSOC LTD P DEPOSITRY RCPT 644206104 7.68 120 SH SHARED 01 120 NEW FRONTIER MEDIA INC COM 644398109 0.24 221 SH SOLE 221 NEW GOLD INC CDA COM 644535106 192.42 18,700 SH P SHARED 18,700 NEW GOLD INC CDA COM 644535106 256.22 24,900 SH SHARED 24,900 NEW GOLD INC CDA COM 644535106 385.88 37,500 SH SHARED 37,500

NEW GOLD INC CDA COM 644535106 1,030.03 100,100 SH C SHARED 100,100 NEW GOLD INC CDA COM 644535106 2,088.67 202,981 SH SHARED 01 202,981 NEW HAMPSHIRE THRIFT BANCSHS COM 644722100 4.84 400 SH SHARED 01 400 NEW IRELAND FUND INC COM 645673104 3.44 491 SH SHARED 01 491 NEW JERSEY RES COM 646025106 32.48 763 SH SHARED 21 763 NEW JERSEY RES COM 646025106 1,955.71 45,941 SH SHARED 01 45,941 NEW MTN FIN CORP COM 647551100 7.63 600 SH SOLE 600 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 10.08 439 SH SHARED 21 439 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 55.13 2,400 SH SHARED 2,400 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 177.21 7,715 SH SHARED 20 7,715 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 398.53 17,350 SH SHARED 01 17,350 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 998.00 43,448 SH SHARED 43,448 NEW YORK & CO INC COM 649295102 99.23 31,106 SH SOLE 31,106 NEW YORK CMNTY BANCORP INC COM 649445103 4.94 415 SH SHARED 21 415 NEW YORK CMNTY BANCORP INC COM 649445103 287.98 24,200 SH SHARED 24,200 NEW YORK CMNTY BANCORP INC COM 649445103 361.76 30,400 SH C SHARED 30,400 NEW YORK CMNTY BANCORP INC COM 649445103 460.53 38,700 SH P SHARED 38,700 NEW YORK CMNTY BANCORP INC COM 649445103 615.83 51,750 SH SHARED 20 51,750 NEW YORK CMNTY BANCORP INC COM 649445103 16,301.32 1,369,859 SH SHARED 01 1,369,859 NEW YORK CMNTY CAP TR V UNIT 99/99/9999 64944P307 401.35 9,019 SH SHARED 01 9,019 NEW YORK MTG TR INC COM PAR $.02 649604501 22.39 3,214 SH SOLE 3,214 NEW YORK TIMES CO CL A 650111107 37.18 6,400 SH P SHARED 6,400 NEW YORK TIMES CO CL A 650111107 56.36 9,700 SH C SHARED 9,700 NEW YORK TIMES CO CL A 650111107 320.56 55,173 SH SHARED 01 55,173 NEWBRIDGE BANCORP COM 65080T102 14.35 3,679 SH SOLE 3,679 NEWCASTLE INVT CORP COM 65105M108 34.19 8,400 SH P SHARED 8,400 NEWCASTLE INVT CORP COM 65105M108 74.21 18,233 SH SHARED 18,233 NEWCASTLE INVT CORP COM 65105M108 186.81 45,900 SH C SHARED 45,900 NEWCASTLE INVT CORP COM 65105M108 347.50 85,382 SH SHARED 01 85,382 NEWELL RUBBERMAID INC COM 651229106 13.59 1,145 SH SHARED 21 1,145 NEWELL RUBBERMAID INC COM 651229106 143.63 12,100 SH P SHARED 12,100

NEWELL RUBBERMAID INC COM 651229106 187.55 15,800 SH C SHARED 15,800 NEWELL RUBBERMAID INC COM 651229106 202.86 17,090 SH SHARED 20 17,090 NEWELL RUBBERMAID INC COM 651229106 238.59 20,100 SH SHARED 20,100 NEWELL RUBBERMAID INC COM 651229106 1,158.68 97,614 SH SHARED 01 97,614 NEWELL RUBBERMAID INC COM 651229106 3,104.94 261,579 SH SHARED 261,579 NEWFIELD EXPL CO COM 651290108 107.16 2,700 SH C SHARED 2,700 NEWFIELD EXPL CO COM 651290108 134.95 3,400 SH P SHARED 3,400 NEWFIELD EXPL CO COM 651290108 165.43 4,168 SH SHARED 4,168 NEWFIELD EXPL CO COM 651290108 291.32 7,340 SH SHARED 20 7,340 NEWFIELD EXPL CO COM 651290108 335.42 8,451 SH SHARED 8,451 NEWFIELD EXPL CO COM 651290108 7,443.34 187,537 SH SHARED 01 187,537 NEWMARKET CORP COM 651587107 91.12 600 SH C SHARED 600 NEWMARKET CORP COM 651587107 847.13 5,578 SH SHARED 01 5,578 NEWMONT MINING CORP NOTE 3.000% 2/1 651639AK2 26,636.03 19,284,000 PRN SHARED 19,284,000 NEWMONT MINING CORP NOTE 1.250% 7/1 651639AH9 9,123.41 6,265,000 PRN SHARED 6,265,000 NEWMONT MINING CORP NOTE 1.625% 7/1 651639AJ5 5,232.50 3,500,000 PRN SHARED 3,500,000 NEWMONT MINING CORP NOTE 1.250% 7/1 651639AH9 46.60 32,000 PRN SHARED 01 32,000 NEWMONT MINING CORP COM 651639106 144.79 2,300 SH SHARED 21 2,300 NEWMONT MINING CORP COM 651639106 2,148.80 34,135 SH SHARED 34,135 NEWMONT MINING CORP COM 651639106 22,158.40 352,000 SH C SHARED 352,000 NEWMONT MINING CORP COM 651639106 32,193.70 511,417 SH SHARED 01 511,417 NEWMONT MINING CORP COM 651639106 85,819.74 1,363,300 SH P SHARED 1,363,300 NEWMONT MINING CORP COM 651639106 195,529.37 3,106,106 SH SHARED 3,106,106 NEWMONT MINING CORP NOTE 1.625% 7/1 651639AJ5 43.36 29,000 PRN SHARED 01 29,000 NEWMONT MINING CORP NOTE 3.000% 2/1 651639AK2 31.77 23,000 PRN SHARED 01 23,000 NEWPARK RES INC NOTE 4.000%10/0 651718AC2 29.44 32,000 PRN SHARED 01 32,000 NEWPARK RES INC COM PAR $.01NEW 651718504 74.91 12,300 SH SHARED 01 12,300 NEWPORT CORP COM 651824104 54.05 5,000 SH C SHARED 5,000 NEWPORT CORP COM 651824104 57.00 5,273 SH SHARED 01 5,273 NEWPORT CORP COM 651824104 151.34 14,000 SH P SHARED 14,000 NEWPORT CORP COM 651824104 371.64 34,379 SH SHARED 34,379 NEWS CORP CL A 65248E104 18.05 1,166 SH SHARED 21 1,166 NEWS CORP CL A 65248E104 22.91 1,480 SH SHARED 20 1,480 NEWS CORP CL A 65248E104 1,755.52 113,406 SH SHARED 113,406 NEWS CORP CL A 65248E104 7,163.88 462,783 SH SHARED 01 462,783 NEWS CORP CL A 65248E104 12,183.53 787,050 SH SHARED 787,050 NEWS CORP CL A 65248E104 13,202.89 852,900 SH P SHARED 852,900 NEWS CORP CL A 65248E104 18,241.63 1,178,400 SH C SHARED 1,178,400 NEWS CORP CL B 65248E203 113.88 7,300 SH C SHARED 7,300 NEWS CORP CL B 65248E203 185.64 11,900 SH P SHARED 11,900 NEWS CORP CL B 65248E203 477.36 30,600 SH SHARED 30,600

NEWS CORP CL B 65248E203 1,057.62 67,796 SH SHARED 01 67,796 NEWS CORP CL B 65248E203 7,524.33 482,329 SH SHARED 482,329 NEWTEK BUSINESS SVCS INC COM 652526104 6.70 4,925 SH SOLE 4,925 NEXEN INC COM 65334H102 2.26 146 SH SHARED 20 146 NEXEN INC COM 65334H102 20.14 1,300 SH P SHARED 1,300 NEXEN INC COM 65334H102 38.17 2,464 SH SHARED 21 2,464 NEXEN INC COM 65334H102 60.41 3,900 SH C SHARED 3,900 NEXEN INC COM 65334H102 430.51 27,793 SH SHARED 27,793 NEXEN INC COM 65334H102 1,377.85 88,951 SH SHARED 88,951 NEXEN INC COM 65334H102 4,590.46 296,350 SH SHARED 01 296,350 NEXSTAR BROADCASTING GROUP I CL A 65336K103 1,456.70 220,378 SH SOLE 220,378 NEXTERA ENERGY INC COM 65339F101 2.27 42 SH SHARED 21 42 NEXTERA ENERGY INC COM 65339F101 711.71 13,175 SH SHARED 20 13,175 NEXTERA ENERGY INC COM 65339F101 1,161.21 21,496 SH SHARED 21,496 NEXTERA ENERGY INC COM 65339F101 1,393.72 25,800 SH P SHARED 25,800 NEXTERA ENERGY INC COM 65339F101 1,960.93 36,300 SH C SHARED 36,300 NEXTERA ENERGY INC COM 65339F101 2,850.47 52,767 SH SHARED 52,767 NEXTERA ENERGY INC COM 65339F101 75,589.65 1,399,290 SH SHARED 01 1,399,290 NFJ DIVID INT & PREM STRTGY COM SHS 65337H109 90.89 6,158 SH SHARED 6,158 NFJ DIVID INT & PREM STRTGY COM SHS 65337H109 10,925.47 740,208 SH SHARED 01 740,208 NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 54.18 2,520 SH SOLE 2,520 NGP CAP RES CO COM 62912R107 482.07 73,711 SH SHARED 73,711 NGP CAP RES CO COM 62912R107 518.22 79,238 SH SHARED 01 79,238 NIC INC COM 62914B100 12.50 1,092 SH SHARED 21 1,092 NIC INC COM 62914B100 799.84 69,855 SH SHARED 01 69,855 NICE SYS LTD SPONSORED ADR 653656108 1,477.44 48,680 SH SHARED 48,680 NICE SYS LTD SPONSORED ADR 653656108 2,308.66 76,068 SH SHARED 01 76,068 NICOR INC COM 654086107 27.51 500 SH P SHARED 500 NICOR INC COM 654086107 38.51 700 SH C SHARED 700 NICOR INC COM 654086107 1,385.04 25,178 SH SHARED 01 25,178 NIDEC CORP SPONSORED ADR 654090109 10.80 538 SH SHARED 538 NIDEC CORP SPONSORED ADR 654090109 993.30 49,492 SH SHARED 01 49,492 NIELSEN HOLDINGS N V COM N63218106 7.77 298 SH SHARED 21 298 NIELSEN HOLDINGS N V COM N63218106 7.82 300 SH C SHARED 300 NIELSEN HOLDINGS N V COM N63218106 15.65 600 SH SHARED 600 NIELSEN HOLDINGS N V COM N63218106 534.82 20,507 SH SHARED 20,507 NIELSEN HOLDINGS N V COM N63218106 6,174.86 236,766 SH SHARED 01 236,766 NII HLDGS INC NOTE 3.125% 6/1 62913FAJ1 49.37 49,000 PRN SHARED 01 49,000 NII HLDGS INC CL B NEW 62913F201 48.51 1,800 SH C SHARED 1,800 NII HLDGS INC CL B NEW 62913F201 62.66 2,325 SH SHARED 20 2,325 NII HLDGS INC CL B NEW 62913F201 118.58 4,400 SH P SHARED 4,400

NII HLDGS INC CL B NEW 62913F201 218.30 8,100 SH SHARED 8,100 NII HLDGS INC CL B NEW 62913F201 1,629.32 60,457 SH SHARED 01 60,457 NII HLDGS INC CL B NEW 62913F201 2,696.59 100,059 SH SHARED 100,059 NIKE INC CL B 654106103 98.59 1,153 SH SHARED 21 1,153 NIKE INC CL B 654106103 1,469.57 17,186 SH SHARED 17,186 NIKE INC CL B 654106103 3,454.26 40,396 SH SHARED 20 40,396 NIKE INC CL B 654106103 5,250.31 61,400 SH P SHARED 61,400 NIKE INC CL B 654106103 6,178.61 72,256 SH SHARED 72,256 NIKE INC CL B 654106103 15,032.66 175,800 SH C SHARED 175,800 NIKE INC CL B 654106103 40,449.14 473,034 SH SHARED 01 473,034 NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 73.19 3,056 SH SHARED 21 3,056 NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 663.97 27,723 SH SHARED 27,723 NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 12,662.41 528,702 SH SHARED 01 528,702 NISKA GAS STORAGE PARTNERS L UNIT LTD LIABI 654678101 2.33 200 SH P SHARED 200 NISKA GAS STORAGE PARTNERS L UNIT LTD LIABI 654678101 5.82 500 SH C SHARED 500 NISKA GAS STORAGE PARTNERS L UNIT LTD LIABI 654678101 326.34 28,036 SH SHARED 28,036 NISKA GAS STORAGE PARTNERS L UNIT LTD LIABI 654678101 362.48 31,141 SH SHARED 01 31,141 NISOURCE INC COM 65473P105 5.35 250 SH SHARED 20 250 NISOURCE INC COM 65473P105 6.44 301 SH SHARED 21 301 NISOURCE INC COM 65473P105 12.83 600 SH C SHARED 600 NISOURCE INC COM 65473P105 428.75 20,054 SH SHARED 20,054 NISOURCE INC COM 65473P105 6,896.12 322,550 SH SHARED 01 322,550 NN INC COM 629337106 57.97 11,479 SH SOLE 11,479 NOAH ED HLDGS LTD ADR 65487R303 4.40 2,617 SH SOLE 2,617 NOAH HLDGS LTD SPONSORED ADS 65487X102 7.50 815 SH SOLE 815 NOBILITY HOMES INC COM 654892108 8.17 1,238 SH SOLE 1,238 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 54.71 1,864 SH SHARED 1,864 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 126.21 4,300 SH SHARED 21 4,300 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 551.78 18,800 SH SHARED 18,800 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 645.70 22,000 SH P SHARED 22,000 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 919.54 31,330 SH SHARED 20 31,330 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 2,224.73 75,800 SH C SHARED 75,800

NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 10,858.38 369,962 SH SHARED 01 369,962 NOBLE ENERGY INC COM 655044105 59.83 845 SH SHARED 20 845 NOBLE ENERGY INC COM 655044105 573.48 8,100 SH P SHARED 8,100 NOBLE ENERGY INC COM 655044105 906.24 12,800 SH SHARED 12,800 NOBLE ENERGY INC COM 655044105 3,391.32 47,900 SH C SHARED 47,900 NOBLE ENERGY INC COM 655044105 4,566.81 64,503 SH SHARED 01 64,503 NOKIA CORP SPONSORED ADR 654902204 9.91 1,750 SH SHARED 20 1,750 NOKIA CORP SPONSORED ADR 654902204 21.43 3,787 SH SHARED 21 3,787 NOKIA CORP SPONSORED ADR 654902204 2,591.92 457,936 SH SHARED 457,936 NOKIA CORP SPONSORED ADR 654902204 6,053.20 1,069,470 SH SHARED 01 1,069,470 NOMURA HLDGS INC SPONSORED ADR 65535H208 15.79 4,435 SH SHARED 21 4,435 NOMURA HLDGS INC SPONSORED ADR 65535H208 1,085.14 304,814 SH SHARED 01 304,814 NORANDA ALUM HLDG CORP COM 65542W107 76.65 9,180 SH SHARED 01 9,180 NORDIC AMERICAN TANKERS LIMI COM G65773106 149.46 10,600 SH P SHARED 10,600 NORDIC AMERICAN TANKERS LIMI COM G65773106 335.58 23,800 SH C SHARED 23,800 NORDIC AMERICAN TANKERS LIMI COM G65773106 632.67 44,870 SH SHARED 01 44,870 NORDION INC COM 65563C105 2.58 293 SH SHARED 01 293 NORDSON CORP COM 655663102 2.30 58 SH SHARED 21 58 NORDSON CORP COM 655663102 7.95 200 SH C SHARED 200 NORDSON CORP COM 655663102 119.38 3,004 SH SHARED 01 3,004 NORDSTROM INC COM 655664100 397.42 8,700 SH SHARED 8,700 NORDSTROM INC COM 655664100 10,682.04 233,845 SH SHARED 01 233,845 NORDSTROM INC COM 655664100 12,785.83 279,900 SH P SHARED 279,900 NORDSTROM INC COM 655664100 21,821.34 477,700 SH C SHARED 477,700 NORFOLK SOUTHERN CORP COM 655844108 26.97 442 SH SHARED 21 442 NORFOLK SOUTHERN CORP COM 655844108 159.20 2,609 SH SHARED 2,609 NORFOLK SOUTHERN CORP COM 655844108 275.51 4,515 SH SHARED 20 4,515 NORFOLK SOUTHERN CORP COM 655844108 1,189.89 19,500 SH SHARED 19,500 NORFOLK SOUTHERN CORP COM 655844108 1,202.09 19,700 SH P SHARED 19,700 NORFOLK SOUTHERN CORP COM 655844108 6,687.79 109,600 SH C SHARED 109,600 NORFOLK SOUTHERN CORP COM 655844108 24,332.52 398,763 SH SHARED 01 398,763 NORTECH SYS INC COM 656553104 25.42 8,417 SH SOLE 8,417 NORTEL INVERSORA S A SPON ADR PFD B 656567401 18.64 807 SH SOLE 807 NORTH AMERN ENERGY PARTNERS COM 656844107 1.75 300 SH C SHARED 300

NORTH AMERN ENERGY PARTNERS COM 656844107 23.97 4,118 SH SHARED 01 4,118 NORTH AMERN PALLADIUM LTD COM 656912102 1.02 400 SH P SHARED 400 NORTH AMERN PALLADIUM LTD COM 656912102 43.35 17,000 SH C SHARED 17,000 NORTH AMERN PALLADIUM LTD COM 656912102 45.00 17,649 SH SHARED 17,649 NORTH AMERN PALLADIUM LTD COM 656912102 347.27 136,184 SH SHARED 01 136,184 NORTH EUROPEAN OIL RTY TR SH BEN INT 659310106 45.43 1,450 SH SHARED 01 1,450 NORTH VALLEY BANCORP COM NEW 66304M204 16.18 1,730 SH SOLE 1,730 NORTHEAST BANCORP COM NEW 663904209 6.45 500 SH SHARED 01 500 NORTHEAST BANCORP COM NEW 663904209 8.38 650 SH SHARED 650 NORTHEAST CMNTY BANCORP INC COM 664112109 10.85 1,800 SH SOLE 1,800 NORTHEAST UTILS COM 664397106 15.78 469 SH SHARED 21 469 NORTHEAST UTILS COM 664397106 28.60 850 SH SHARED 20 850 NORTHEAST UTILS COM 664397106 259.11 7,700 SH SHARED 7,700 NORTHEAST UTILS COM 664397106 533.15 15,844 SH SHARED 15,844 NORTHEAST UTILS COM 664397106 43,047.70 1,279,278 SH SHARED 01 1,279,278 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 4.29 800 SH P SHARED 800 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 18.03 3,364 SH SHARED 3,364 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 179.38 33,466 SH SHARED 01 33,466 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 609.97 113,800 SH C SHARED 113,800 NORTHERN OIL & GAS INC NEV COM 665531109 25.77 1,329 SH SHARED 01 1,329 NORTHERN OIL & GAS INC NEV COM 665531109 54.29 2,800 SH P SHARED 2,800 NORTHERN OIL & GAS INC NEV COM 665531109 246.25 12,700 SH C SHARED 12,700 NORTHERN STS FINL CORP COM 665751103 1.40 1,752 SH SOLE 1,752 NORTHERN TECH INTL CORP COM 665809109 10.08 672 SH SOLE 672 NORTHERN TR CORP COM 665859104 7.52 215 SH SHARED 20 215 NORTHERN TR CORP COM 665859104 402.27 11,500 SH P SHARED 11,500 NORTHERN TR CORP COM 665859104 430.25 12,300 SH SHARED 12,300 NORTHERN TR CORP COM 665859104 1,602.08 45,800 SH C SHARED 45,800 NORTHERN TR CORP COM 665859104 2,904.91 83,045 SH SHARED 01 83,045

NORTHFIELD BANCORP INC NEW COM 66611L105 26.48 2,000 SH SHARED 01 2,000 NORTHGATE MINERALS CORP NOTE 3.500%10/0 666416AB8 6,618.69 5,983,000 PRN SOLE 5,983,000 NORTHGATE MINERALS CORP COM 666416102 11.85 3,591 SH SHARED 01 3,591 NORTHGATE MINERALS CORP COM 666416102 63.03 19,100 SH C SHARED 19,100 NORTHGATE MINERALS CORP COM 666416102 111.21 33,700 SH P SHARED 33,700 NORTHGATE MINERALS CORP COM 666416102 1,584.73 480,220 SH SHARED 480,220 NORTHRIM BANCORP INC COM 666762109 19.35 1,000 SH SHARED 01 1,000 NORTHRIM BANCORP INC COM 666762109 20.14 1,041 SH SHARED 1,041 NORTHROP GRUMMAN CORP COM 666807102 26.09 500 SH P SHARED 01 500 NORTHROP GRUMMAN CORP COM 666807102 27.13 520 SH SHARED 20 520 NORTHROP GRUMMAN CORP COM 666807102 36.52 700 SH P SHARED 700 NORTHROP GRUMMAN CORP COM 666807102 99.12 1,900 SH C SHARED 1,900 NORTHROP GRUMMAN CORP COM 666807102 753.44 14,442 SH SHARED 14,442 NORTHROP GRUMMAN CORP COM 666807102 11,903.73 228,172 SH SHARED 01 228,172 NORTHSTAR RLTY FIN CORP COM 66704R100 68.31 20,700 SH C SHARED 20,700 NORTHSTAR RLTY FIN CORP COM 66704R100 132.50 40,151 SH SHARED 40,151 NORTHSTAR RLTY FIN CORP COM 66704R100 372.75 112,955 SH SHARED 01 112,955 NORTHWEST BANCSHARES INC MD COM 667340103 13.88 1,165 SH SHARED 01 1,165 NORTHWEST NAT GAS CO COM 667655104 571.71 12,964 SH SHARED 01 12,964 NORTHWEST PIPE CO COM 667746101 363.19 17,900 SH SHARED 01 17,900 NORTHWEST PIPE CO COM 667746101 1,088.94 53,669 SH SHARED 53,669 NORTHWESTERN CORP COM NEW 668074305 8.72 273 SH SHARED 21 273 NORTHWESTERN CORP COM NEW 668074305 222.17 6,956 SH SHARED 01 6,956 NORWOOD FINANCIAL CORP COM 669549107 5.69 237 SH SHARED 237 NORWOOD FINANCIAL CORP COM 669549107 47.51 1,978 SH SHARED 01 1,978 NOVA MEASURING INSTRUMENTS L COM M7516K103 20.82 3,877 SH SHARED 01 3,877 NOVA MEASURING INSTRUMENTS L COM M7516K103 888.20 165,400 SH P SHARED 165,400

NOVA MEASURING INSTRUMENTS L COM M7516K103 1,022.04 190,324 SH SHARED 190,324 NOVAGOLD RES INC COM NEW 66987E206 82.66 12,815 SH SHARED 12,815 NOVAGOLD RES INC COM NEW 66987E206 1,994.31 309,196 SH SHARED 01 309,196 NOVAGOLD RES INC COM NEW 66987E206 2,130.44 330,300 SH P SHARED 330,300 NOVAGOLD RES INC COM NEW 66987E206 7,738.71 1,199,800 SH C SHARED 1,199,800 NOVAGOLD RES INC NOTE 5.500% 5/0 66987EAA5 3.03 3,000 PRN SHARED 01 3,000 NOVARTIS A G SPONSORED ADR 66987V109 23.81 427 SH SHARED 20 427 NOVARTIS A G SPONSORED ADR 66987V109 111.54 2,000 SH SHARED 2,000 NOVARTIS A G SPONSORED ADR 66987V109 300.60 5,390 SH SHARED 21 5,390 NOVARTIS A G SPONSORED ADR 66987V109 1,058.07 18,972 SH SHARED 18,972 NOVARTIS A G SPONSORED ADR 66987V109 116,836.03 2,094,962 SH SHARED 01 2,094,962 NOVATEL WIRELESS INC COM NEW 66987M604 3.32 1,100 SH C SOLE 1,100 NOVATEL WIRELESS INC COM NEW 66987M604 3.93 1,300 SH P SOLE 1,300 NOVATEL WIRELESS INC COM NEW 66987M604 66.68 22,080 SH SOLE 22,080 NOVAVAX INC COM 670002104 0.96 600 SH P SHARED 600 NOVAVAX INC COM 670002104 16.80 10,500 SH C SHARED 10,500 NOVAVAX INC COM 670002104 20.80 13,000 SH SHARED 01 13,000 NOVELLUS SYS INC COM 670008101 408.90 15,000 SH P SHARED 15,000 NOVELLUS SYS INC COM 670008101 3,502.91 128,500 SH C SHARED 128,500 NOVELLUS SYS INC COM 670008101 7,340.60 269,281 SH SHARED 01 269,281 NOVELLUS SYS INC COM 670008101 10,904.00 400,000 SH SHARED 400,000 NOVOGEN LIMITED SPONSORED ADR 67010F103 0.24 380 SH SHARED 380 NOVOGEN LIMITED SPONSORED ADR 67010F103 4.22 6,800 SH SHARED 01 6,800 NOVO-NORDISK A S ADR 670100205 9.35 94 SH SHARED 21 94 NOVO-NORDISK A S ADR 670100205 89.77 902 SH SHARED 20 902 NOVO-NORDISK A S ADR 670100205 973.11 9,778 SH SHARED 9,778 NOVO-NORDISK A S ADR 670100205 6,342.91 63,735 SH SHARED 01 63,735 NPS PHARMACEUTICALS INC COM 62936P103 9.77 1,500 SH SHARED 01 1,500 NPS PHARMACEUTICALS INC COM 62936P103 70.31 10,800 SH C SHARED 10,800 NRG ENERGY INC COM NEW 629377508 5.94 280 SH SHARED 20 280 NRG ENERGY INC COM NEW 629377508 65.75 3,100 SH C SHARED 3,100 NRG ENERGY INC COM NEW 629377508 226.95 10,700 SH SHARED 10,700 NRG ENERGY INC COM NEW 629377508 663.87 31,300 SH P SHARED 31,300 NRG ENERGY INC COM NEW 629377508 913.05 43,048 SH SHARED 01 43,048 NRG ENERGY INC COM NEW 629377508 175,468.91 8,272,933 SH SHARED 8,272,933 NSTAR COM 67019E107 22.41 500 SH C SHARED 500 NSTAR COM 67019E107 345.04 7,700 SH SHARED 7,700 NSTAR COM 67019E107 1,593.35 35,558 SH SHARED 01 35,558 NSTAR COM 67019E107 2,481.08 55,369 SH SHARED 55,369 NTELOS HLDGS CORP COM 67020Q107 1,690.47 95,345 SH SHARED 01 95,345 NTN BUZZTIME INC COM NEW 629410309 3.80 10,000 SH SHARED 01 10,000 NTN BUZZTIME INC COM NEW 629410309 4.10 10,783 SH SHARED 10,783 NTT DOCOMO INC SPONS ADR 62942M201 1,085.17 59,429 SH SHARED 59,429

NTT DOCOMO INC SPONS ADR 62942M201 36,069.84 1,975,347 SH SHARED 01 1,975,347 NU SKIN ENTERPRISES INC CL A 67018T105 6.89 170 SH SHARED 20 170 NU SKIN ENTERPRISES INC CL A 67018T105 10.29 254 SH SHARED 21 254 NU SKIN ENTERPRISES INC CL A 67018T105 12.16 300 SH C SHARED 300 NU SKIN ENTERPRISES INC CL A 67018T105 64.83 1,600 SH P SHARED 1,600 NU SKIN ENTERPRISES INC CL A 67018T105 265.53 6,553 SH SHARED 6,553 NU SKIN ENTERPRISES INC CL A 67018T105 5,052.72 124,697 SH SHARED 01 124,697 NUANCE COMMUNICATIONS INC DBCV 2.750% 8/1 67020YAB6 40.24 32,000 PRN SHARED 01 32,000 NUANCE COMMUNICATIONS INC COM 67020Y100 285.94 14,058 SH SHARED 14,058 NUANCE COMMUNICATIONS INC COM 67020Y100 4,560.23 224,200 SH C SHARED 224,200 NUANCE COMMUNICATIONS INC COM 67020Y100 10,430.35 512,800 SH P SHARED 512,800 NUANCE COMMUNICATIONS INC COM 67020Y100 10,842.83 533,079 SH SHARED 533,079 NUANCE COMMUNICATIONS INC COM 67020Y100 14,050.77 690,795 SH SHARED 01 690,795 NUCOR CORP COM 670346105 575.85 18,200 SH SHARED 18,200 NUCOR CORP COM 670346105 1,537.70 48,600 SH P SHARED 48,600 NUCOR CORP COM 670346105 5,350.32 169,100 SH C SHARED 169,100 NUCOR CORP COM 670346105 7,308.68 230,995 SH SHARED 01 230,995 NUPATHE INC COM 67059M100 2.02 1,000 SH SHARED 01 1,000 NUPATHE INC COM 67059M100 8.40 4,160 SH SHARED 4,160 NUSTAR ENERGY LP UNIT COM 67058H102 5.23 100 SH P SHARED 100 NUSTAR ENERGY LP UNIT COM 67058H102 94.10 1,800 SH C SHARED 1,800 NUSTAR ENERGY LP UNIT COM 67058H102 9,814.21 187,724 SH SHARED 187,724 NUSTAR ENERGY LP UNIT COM 67058H102 31,343.79 599,537 SH SHARED 01 599,537 NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L102 75.55 2,464 SH SHARED 2,464 NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L102 79.72 2,600 SH C SHARED 2,600 NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L102 9,738.51 317,629 SH SHARED 01 317,629 NUTRACEUTICAL INTL CORP COM 67060Y101 4.00 313 SH SHARED 21 313 NUTRACEUTICAL INTL CORP COM 67060Y101 192.75 15,082 SH SHARED 01 15,082 NUTRI SYS INC NEW COM 67069D108 8.50 702 SH SHARED 21 702

NUTRI SYS INC NEW COM 67069D108 49.65 4,100 SH P SHARED 4,100 NUTRI SYS INC NEW COM 67069D108 79.37 6,554 SH SHARED 6,554 NUTRI SYS INC NEW COM 67069D108 175.60 14,500 SH C SHARED 14,500 NUTRI SYS INC NEW COM 67069D108 672.09 55,499 SH SHARED 01 55,499 NUVASIVE INC COM 670704105 18.77 1,100 SH C SHARED 1,100 NUVASIVE INC COM 670704105 18.77 1,100 SH P SHARED 1,100 NUVASIVE INC COM 670704105 488.38 28,627 SH SHARED 01 28,627 NUVASIVE INC COM 670704105 501.94 29,422 SH SHARED 29,422 NUVASIVE INC NOTE 2.750% 7/0 670704AC9 10.86 13,000 PRN SHARED 01 13,000 NUVASIVE INC NOTE 2.250% 3/1 670704AB1 2.86 3,000 PRN SHARED 01 3,000 NUVEEN ARIZ DIVID ADVANTAG M COM SH BEN INT 67069L100 56.34 4,249 SH SHARED 4,249 NUVEEN ARIZ DIVID ADVANTAG M COM SH BEN INT 67069L100 596.94 45,018 SH SHARED 01 45,018 NUVEEN ARIZ DIVID ADVANTAGE COM 67071P107 28.73 2,120 SH SHARED 2,120 NUVEEN ARIZ DIVID ADVANTAGE COM 67071P107 782.69 57,763 SH SHARED 01 57,763 NUVEEN ARIZ PREM INCOME MUN COM 67061W104 23.16 1,682 SH SHARED 1,682 NUVEEN ARIZ PREM INCOME MUN COM 67061W104 476.37 34,595 SH SHARED 01 34,595 NUVEEN AZ DIV ADV MUN FD 3 COM 67072E101 31.18 2,395 SH SHARED 2,395 NUVEEN AZ DIV ADV MUN FD 3 COM 67072E101 1,062.20 81,582 SH SHARED 01 81,582 NUVEEN BUILD AMER BD FD COM 67074C103 55.54 2,784 SH SHARED 2,784 NUVEEN BUILD AMER BD FD COM 67074C103 2,841.94 142,453 SH SHARED 01 142,453 NUVEEN BUILD AMER BD OPPTNY COM 67074Q102 6.96 329 SH SHARED 01 329 NUVEEN CA DIV ADV MUNI FD 3 COM SH BEN INT 67070Y109 9.66 751 SH SHARED 751 NUVEEN CA DIV ADV MUNI FD 3 COM SH BEN INT 67070Y109 269.61 20,965 SH SHARED 01 20,965 NUVEEN CA DIV ADVANTG MUN FD COM 67069X104 9.84 700 SH SHARED 01 700 NUVEEN CA DIVIDEND ADV MUN F COM SHS 67066Y105 1,627.00 120,251 SH SHARED 01 120,251 NUVEEN CA INVT QUALITY MUN F COM 67062A101 36.86 2,587 SH SHARED 2,587 NUVEEN CA INVT QUALITY MUN F COM 67062A101 42.89 3,010 SH SHARED 01 3,010 NUVEEN CA MUN MKT OPPORTUNT COM 67062U107 16.59 1,202 SH SHARED 1,202

NUVEEN CA MUN MKT OPPORTUNT COM 67062U107 56.58 4,100 SH SHARED 01 4,100 NUVEEN CA SELECT QUALITY MUN COM 670975101 17.40 1,189 SH SHARED 1,189 NUVEEN CA SELECT QUALITY MUN COM 670975101 104.27 7,127 SH SHARED 01 7,127 NUVEEN CA SELECT TAX FREE PR SH BEN INT 67063R103 30.82 2,326 SH SHARED 2,326 NUVEEN CA SELECT TAX FREE PR SH BEN INT 67063R103 68.75 5,189 SH SHARED 01 5,189 NUVEEN CALIF MUN VALUE FD COM 67062C107 1,283.55 141,829 SH SHARED 01 141,829 NUVEEN CALIF MUNICPAL VALU F COM 6706EB106 20.61 1,400 SH SOLE 1,400 NUVEEN CALIF PERFORM PLUS MU COM 67062Q106 25.20 1,809 SH SHARED 1,809 NUVEEN CALIF PERFORM PLUS MU COM 67062Q106 86.98 6,244 SH SHARED 01 6,244 NUVEEN CALIF PREM INCOME MUN COM 6706L0102 36.07 2,700 SH SHARED 2,700 NUVEEN CALIF PREM INCOME MUN COM 6706L0102 53.44 4,000 SH SHARED 01 4,000 NUVEEN CALIF QUALITY INCM MU COM 670985100 962.64 64,520 SH SHARED 01 64,520 NUVEEN CONN DIVID ADVANTAGE COM 67071R103 14.12 989 SH SHARED 989 NUVEEN CONN DIVID ADVANTAGE COM 67071R103 140.23 9,820 SH SHARED 01 9,820 NUVEEN CONN PREM INCOME MUN SH BEN INT 67060D107 72.50 5,250 SH SHARED 01 5,250 NUVEEN CORE EQUITY ALPHA FUN COM 67090X107 27.89 2,400 SH SHARED 2,400 NUVEEN CORE EQUITY ALPHA FUN COM 67090X107 421.31 36,257 SH SHARED 01 36,257 NUVEEN CT DIV ADV MUN FD 3 COM 67071Y108 11.66 876 SH SHARED 876 NUVEEN CT DIV ADV MUN FD 3 COM 67071Y108 106.05 7,968 SH SHARED 01 7,968 NUVEEN CT DIVID ADVANTAGE MU COM SH BEN INT 67069T103 9.72 680 SH SHARED 01 680 NUVEEN CT DIVID ADVANTAGE MU COM SH BEN INT 67069T103 28.97 2,027 SH SHARED 2,027 NUVEEN DIV ADV MUNI FD 3 COM SH BEN INT 67070X101 35.83 2,500 SH SHARED 2,500 NUVEEN DIV ADV MUNI FD 3 COM SH BEN INT 67070X101 1,275.38 89,001 SH SHARED 01 89,001

NUVEEN DIV ADVANTAGE MUN FD COM 67070F100 28.24 2,000 SH SHARED 01 2,000 NUVEEN DIV ADVANTAGE MUN FD COM 67070F100 31.66 2,242 SH SHARED 2,242 NUVEEN DIVERSIFIED COMMODTY COM UT BEN INT 67074P104 29.83 1,454 SH SHARED 1,454 NUVEEN DIVERSIFIED COMMODTY COM UT BEN INT 67074P104 719.15 35,055 SH SHARED 01 35,055 NUVEEN DIVERSIFIED DIV INCM COM 6706EP105 57.74 5,916 SH SHARED 01 5,916 NUVEEN DIVID ADVANTAGE MUN F COM 67066V101 20.21 1,448 SH SHARED 1,448 NUVEEN DIVID ADVANTAGE MUN F COM 67066V101 453.10 32,457 SH SHARED 01 32,457 NUVEEN ENERGY MLP TOTL RTRNF COM 67074U103 22.79 1,500 SH SHARED 01 1,500 NUVEEN ENHANCED MUN VALUE FD COM 67074M101 29.76 2,121 SH SHARED 2,121 NUVEEN ENHANCED MUN VALUE FD COM 67074M101 235.17 16,762 SH SHARED 01 16,762 NUVEEN EQTY PRM OPPORTUNITYF COM 6706EM102 32.36 2,977 SH SHARED 2,977 NUVEEN EQTY PRM OPPORTUNITYF COM 6706EM102 2,290.45 210,713 SH SHARED 01 210,713 NUVEEN EQUITY PREM & GROWTH COM 6706EW100 17.71 1,541 SH SHARED 1,541 NUVEEN EQUITY PREM & GROWTH COM 6706EW100 535.49 46,605 SH SHARED 01 46,605 NUVEEN EQUITY PREM ADV FD COM 6706ET107 421.46 38,384 SH SHARED 01 38,384 NUVEEN EQUITY PREM INCOME FD COM 6706ER101 28.84 2,700 SH SHARED 2,700 NUVEEN EQUITY PREM INCOME FD COM 6706ER101 886.57 83,012 SH SHARED 01 83,012 NUVEEN FLOATING RATE INCOME COM 67072T108 1,038.79 102,546 SH SHARED 01 102,546 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 5.29 507 SH SHARED 507 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 208.02 19,925 SH SHARED 01 19,925 NUVEEN GA DIV ADV MUN FD 2 COM 67072B107 13.63 1,000 SH SOLE 1,000 NUVEEN GA PREM INCOME MUN FD SH BEN INT 67060F102 24.35 1,715 SH SOLE 1,715 NUVEEN GBL VL OPPORTUNITIES COM 6706EH103 27.60 1,674 SH SHARED 1,674

NUVEEN GBL VL OPPORTUNITIES COM 6706EH103 2,960.00 179,503 SH SHARED 01 179,503 NUVEEN GLB GOVT ENHANCED IN COM 67073C104 87.41 5,999 SH SHARED 01 5,999 NUVEEN INS CA TX FR ADV MUN COM 670651108 66.19 4,950 SH SHARED 4,950 NUVEEN INS CA TX FR ADV MUN COM 670651108 129.47 9,682 SH SHARED 01 9,682 NUVEEN INS MA TX FR ADV MUNF COM 67072F108 61.40 4,389 SH SHARED 01 4,389 NUVEEN INS NY TX FR ADV MUN COM 670656107 20.80 1,500 SH SHARED 01 1,500 NUVEEN INSD CA PREM INCOME 2 COM 67061U108 35.65 2,516 SH SHARED 2,516 NUVEEN INSD CA PREM INCOME 2 COM 67061U108 847.37 59,800 SH SHARED 01 59,800 NUVEEN INSD CALIF DIVID COM 67071M104 46.40 3,083 SH SHARED 3,083 NUVEEN INSD CALIF DIVID COM 67071M104 775.24 51,511 SH SHARED 01 51,511 NUVEEN INSD CALIF PREM INCOM COM 67061X102 874.10 60,408 SH SHARED 01 60,408 NUVEEN INSD DIVID ADVANTAGE COM 67071L106 26.20 1,821 SH SHARED 1,821 NUVEEN INSD DIVID ADVANTAGE COM 67071L106 221.74 15,409 SH SHARED 01 15,409 NUVEEN INSD MUN OPPORTUNITY COM 670984103 4,772.18 331,632 SH SHARED 01 331,632 NUVEEN INSD NEW YORK DIVID COM 67071N102 35.47 2,505 SH SHARED 2,505 NUVEEN INSD NEW YORK DIVID COM 67071N102 92.04 6,500 SH SHARED 01 6,500 NUVEEN INSD NY PREM INCOME F COM 67101R107 51.44 3,483 SH SHARED 3,483 NUVEEN INSD NY PREM INCOME F COM 67101R107 758.65 51,364 SH SHARED 01 51,364 NUVEEN INSD PREM INCOME MUN COM 6706D8104 4,980.18 382,209 SH SHARED 01 382,209 NUVEEN INSD QUALITY MUN FD I COM 67062N103 9.97 698 SH SHARED 698 NUVEEN INSD QUALITY MUN FD I COM 67062N103 199.51 13,971 SH SHARED 01 13,971 NUVEEN INVT QUALITY MUN FD I COM 67062E103 4.14 280 SH SHARED 280 NUVEEN INVT QUALITY MUN FD I COM 67062E103 1,004.76 67,935 SH SHARED 01 67,935

NUVEEN MASS DIVID ADVANTAG M COM SH BEN INT 67069P101 17.84 1,300 SH SHARED 01 1,300 NUVEEN MASS DIVID ADVANTAG M COM SH BEN INT 67069P101 40.97 2,986 SH SHARED 2,986 NUVEEN MD DIV ADV MUN FD 3 COM 67072A109 44.58 3,247 SH SOLE 3,247 NUVEEN MD DIV ADV MUNI FD 2 COM SH BEN INT 67070V105 2.24 164 SH SOLE 164 NUVEEN MD DIVID ADVANTAGE MU COM SH BEN INT 67069R107 18.66 1,367 SH SHARED 1,367 NUVEEN MD DIVID ADVANTAGE MU COM SH BEN INT 67069R107 27.30 2,000 SH SHARED 01 2,000 NUVEEN MI DIV ADV MUNI FD COM SH BEN INT 67070W103 7.95 600 SH SHARED 01 600 NUVEEN MI DIV ADV MUNI FD COM SH BEN INT 67070W103 13.33 1,006 SH SHARED 1,006 NUVEEN MICH QUALITY INCOME M COM 670979103 2.33 167 SH SHARED 01 167 NUVEEN MO PREM INCOME MUN FD SH BEN INT 67060Q108 42.97 2,855 SH SOLE 2,855 NUVEEN MTG OPPORTUNITY TERM COM 670735109 0.93 45 SH SHARED 45 NUVEEN MTG OPPORTUNITY TERM COM 670735109 1,339.14 64,881 SH SHARED 01 64,881 NUVEEN MTG OPPTY TERM FD 2 COM 67074R100 58.69 2,884 SH SHARED 2,884 NUVEEN MTG OPPTY TERM FD 2 COM 67074R100 496.60 24,403 SH SHARED 01 24,403 NUVEEN MULT CURR ST GV INCM COM 67090N109 42.79 3,289 SH SHARED 3,289 NUVEEN MULT CURR ST GV INCM COM 67090N109 9,597.59 737,709 SH SHARED 01 737,709 NUVEEN MULT STRAT INCM GR FD COM SHS 67073D102 79.17 10,072 SH SHARED 10,072 NUVEEN MULT STRAT INCM GR FD COM SHS 67073D102 13,037.81 1,658,755 SH SHARED 01 1,658,755 NUVEEN MULTI STRAT INC & GR COM 67073B106 3,744.88 499,317 SH SHARED 01 499,317 NUVEEN MUN ADVANTAGE FD INC COM 67062H106 14.33 987 SH SHARED 987 NUVEEN MUN ADVANTAGE FD INC COM 67062H106 346.56 23,868 SH SHARED 01 23,868 NUVEEN MUN HIGH INC OPPTY FD COM 670683101 0.21 19 SH SHARED 01 19 NUVEEN MUN HIGH INC OPPTY FD COM 670683101 29.36 2,689 SH SHARED 2,689

NUVEEN MUN HIGH INCOME OPP F COM 670682103 60.50 5,229 SH SHARED 01 5,229 NUVEEN MUN INCOME FD INC COM 67062J102 17.73 1,609 SH SHARED 01 1,609 NUVEEN MUN MKT OPPORTUNITY F COM 67062W103 15.13 1,121 SH SHARED 1,121 NUVEEN MUN MKT OPPORTUNITY F COM 67062W103 144.45 10,700 SH SHARED 01 10,700 NUVEEN MUN VALUE FD 2 COM 670695105 387.97 23,107 SH SHARED 01 23,107 NUVEEN MUN VALUE FD INC COM 670928100 3,161.71 324,945 SH SHARED 01 324,945 NUVEEN N C DIV ADV FD 2 COM 67071D104 3.02 200 SH SHARED 200 NUVEEN N C DIV ADV FD 2 COM 67071D104 45.30 3,000 SH SHARED 01 3,000 NUVEEN N C PREM INCOME MUN F SH BEN INT 67060P100 4.38 301 SH SHARED 301 NUVEEN N C PREM INCOME MUN F SH BEN INT 67060P100 35.36 2,430 SH SHARED 01 2,430 NUVEEN N Y INVT QUALITY MUN COM 67062X101 70.44 4,902 SH SHARED 4,902 NUVEEN N Y INVT QUALITY MUN COM 67062X101 493.14 34,317 SH SHARED 01 34,317 NUVEEN NC DIV ADV MUN FD 3 COM 67072D103 121.94 8,369 SH SHARED 01 8,369 NUVEEN NC DIVID ADVANTAGE MU COM SH BEN INT 67069N106 16.53 1,108 SH SHARED 1,108 NUVEEN NC DIVID ADVANTAGE MU COM SH BEN INT 67069N106 24.17 1,620 SH SHARED 01 1,620 NUVEEN NEW JERSEY DIVID COM 67071T109 66.35 4,900 SH SHARED 01 4,900 NUVEEN NEW JERSEY MUN VALUE COM 670702109 25.13 1,683 SH SHARED 1,683 NUVEEN NEW JERSEY MUN VALUE COM 670702109 83.53 5,595 SH SHARED 01 5,595 NUVEEN NEW YORK MUN VALUE FD COM 670706100 456.78 32,327 SH SHARED 01 32,327 NUVEEN NJ DIV ADVANTAGE MUN COM 67069Y102 211.71 15,835 SH SHARED 01 15,835 NUVEEN NJ INVT QUALITY MUN F COM 670971100 673.73 49,394 SH SHARED 01 49,394 NUVEEN NJ PREM INCOME MUN FD COM 67101N106 342.91 24,200 SH SHARED 01 24,200 NUVEEN NY DIV ADVANTG MUN FD COM 67070A101 9.36 688 SH SHARED 688

NUVEEN NY DIV ADVANTG MUN FD COM 67070A101 80.23 5,899 SH SHARED 01 5,899 NUVEEN NY DIVID ADVNTG MUN F COM 67066X107 302.30 22,066 SH SHARED 01 22,066 NUVEEN NY MUN VALUE FD COM 67062M105 373.90 39,483 SH SHARED 01 39,483 NUVEEN NY PERFORM PLUS MUN F COM 67062R104 5.87 393 SH SHARED 393 NUVEEN NY PERFORM PLUS MUN F COM 67062R104 468.13 31,359 SH SHARED 01 31,359 NUVEEN NY QUALITY INCM MUN F COM 670986108 24.92 1,684 SH SHARED 1,684 NUVEEN NY QUALITY INCM MUN F COM 670986108 185.22 12,515 SH SHARED 01 12,515 NUVEEN NY SELECT QUALITY MUN COM 670976109 57.55 3,899 SH SHARED 3,899 NUVEEN NY SELECT QUALITY MUN COM 670976109 806.78 54,660 SH SHARED 01 54,660 NUVEEN NY SELECT TAX FREE PR SH BEN INT 67063V104 27.19 1,995 SH SHARED 01 1,995 NUVEEN OH DIV ADV MUNI FD 2 COM SH BEN INT 67070R104 13.55 985 SH SHARED 01 985 NUVEEN OH DIV ADVANTAGE MUN COM 67070C107 20.77 1,485 SH SHARED 1,485 NUVEEN OH DIV ADVANTAGE MUN COM 67070C107 94.75 6,775 SH SHARED 01 6,775 NUVEEN OHIO DIVID ADVANTAGE COM 67071V104 4.22 294 SH SHARED 294 NUVEEN OHIO DIVID ADVANTAGE COM 67071V104 71.75 5,000 SH SHARED 01 5,000 NUVEEN OHIO QUALITY INCOME M COM 670980101 48.68 3,035 SH SHARED 3,035 NUVEEN OHIO QUALITY INCOME M COM 670980101 178.75 11,144 SH SHARED 01 11,144 NUVEEN PA DIV ADVANTAGE MUN COM 67070E103 4.66 345 SH SOLE 345 NUVEEN PA DIVID ADVANTAGE MU COM 67071W102 18.75 1,393 SH SOLE 1,393 NUVEEN PA INVT QUALITY MUN F COM 670972108 83.57 5,736 SH SHARED 01 5,736 NUVEEN PA MUN VALUE FD COM 67074K105 4.12 275 SH SOLE 275 NUVEEN PA PREM INCOME MUN FD COM 67061F101 74.03 5,600 SH SHARED 01 5,600 NUVEEN PERFORMANCE PLUS MUN COM 67062P108 938.69 64,382 SH SHARED 01 64,382

NUVEEN PREM INCOME MUN FD COM 67062T100 1,250.93 90,713 SH SHARED 01 90,713 NUVEEN PREM INCOME MUN FD 2 COM 67063W102 4,327.21 299,876 SH SHARED 01 299,876 NUVEEN PREM INCOME MUN FD 4 COM 6706K4105 17.14 1,355 SH SHARED 1,355 NUVEEN PREM INCOME MUN FD 4 COM 6706K4105 1,019.73 80,611 SH SHARED 01 80,611 NUVEEN PREMIER INSD MUN INCO COM 670987106 44.64 3,000 SH SHARED 01 3,000 NUVEEN PREMIER MUN INCOME FD COM 670988104 267.27 19,077 SH SHARED 01 19,077 NUVEEN QUALITY INCOME MUN FD COM 670977107 87.49 6,254 SH SHARED 6,254 NUVEEN QUALITY INCOME MUN FD COM 670977107 420.25 30,039 SH SHARED 01 30,039 NUVEEN QUALITY PFD INC FD 3 COM 67072W101 29.93 4,045 SH SHARED 4,045 NUVEEN QUALITY PFD INC FD 3 COM 67072W101 973.85 131,602 SH SHARED 01 131,602 NUVEEN QUALITY PFD INCOME FD COM 67071S101 1,148.75 152,557 SH SHARED 01 152,557 NUVEEN QUALITY PFD INCOME FD COM 67072C105 50.75 6,695 SH SHARED 6,695 NUVEEN QUALITY PFD INCOME FD COM 67072C105 6,216.43 820,110 SH SHARED 01 820,110 NUVEEN REAL ESTATE INCOME FD COM 67071B108 7.69 856 SH SHARED 856 NUVEEN REAL ESTATE INCOME FD COM 67071B108 346.73 38,611 SH SHARED 01 38,611 NUVEEN SELECT MAT MUN FD SH BEN INT 67061T101 889.58 84,803 SH SHARED 01 84,803 NUVEEN SELECT QUALITY MUN FD COM 670973106 31.20 2,128 SH SHARED 2,128 NUVEEN SELECT QUALITY MUN FD COM 670973106 255.11 17,402 SH SHARED 01 17,402 NUVEEN SELECT TAX FREE INCM SH BEN INT 67062F100 16.57 1,178 SH SHARED 1,178 NUVEEN SELECT TAX FREE INCM SH BEN INT 67062F100 262.29 18,642 SH SHARED 01 18,642 NUVEEN SELECT TAX FREE INCM SH BEN INT 67063C106 544.52 41,951 SH SHARED 01 41,951 NUVEEN SELECT TAX FREE INCM SH BEN INT 67063X100 18.18 1,319 SH SHARED 1,319 NUVEEN SELECT TAX FREE INCM SH BEN INT 67063X100 1,121.14 81,360 SH SHARED 01 81,360

NUVEEN SHT DUR CR OPP FD COM 67074X107 1,016.93 59,227 SH SHARED 01 59,227 NUVEEN SR INCOME FD COM 67067Y104 24.30 3,610 SH SHARED 3,610 NUVEEN SR INCOME FD COM 67067Y104 268.39 39,879 SH SHARED 01 39,879 NUVEEN TAX ADV FLTG RATE FUN COM 6706EV102 1.22 603 SH SHARED 01 603 NUVEEN TAX ADV FLTG RATE FUN COM 6706EV102 10.29 5,067 SH SHARED 5,067 NUVEEN TAX ADVANTAGED DIV GR COM 67073G105 9.40 840 SH SHARED 840 NUVEEN TAX ADVANTAGED DIV GR COM 67073G105 7,150.82 639,037 SH SHARED 01 639,037 NUVEEN TAX FREE ADV MUN FD COM 670657105 12.63 887 SH SHARED 887 NUVEEN TAX FREE ADV MUN FD COM 670657105 139.21 9,776 SH SHARED 01 9,776 NUVEEN TEX QUALITY INCOME MU COM 670983105 54.21 3,359 SH SOLE 3,359 NUVEEN TX ADV TOTAL RET STRG COM 67090H102 19.22 1,965 SH SHARED 1,965 NUVEEN TX ADV TOTAL RET STRG COM 67090H102 1,251.40 127,955 SH SHARED 01 127,955 NUVEEN VA DIV ADV MUNI FD 2 COM 67071C106 28.98 1,946 SH SHARED 1,946 NUVEEN VA DIV ADV MUNI FD 2 COM 67071C106 146.71 9,853 SH SHARED 01 9,853 NUVEEN VA DIVID ADVANTAGE MU COM SH BEN INT 67069M108 0.74 50 SH SHARED 50 NUVEEN VA DIVID ADVANTAGE MU COM SH BEN INT 67069M108 143.79 9,700 SH SHARED 01 9,700 NUVEEN VA PREM INCOME MUN FD COM 67064R102 57.98 3,802 SH SHARED 3,802 NUVEEN VA PREM INCOME MUN FD COM 67064R102 124.76 8,181 SH SHARED 01 8,181 NV ENERGY INC COM 67073Y106 15.12 1,028 SH SHARED 21 1,028 NV ENERGY INC COM 67073Y106 112.09 7,620 SH SHARED 01 7,620 NVE CORP COM NEW 629445206 386.40 6,370 SH SHARED 01 6,370 NVIDIA CORP COM 67066G104 9.58 766 SH SHARED 21 766 NVIDIA CORP COM 67066G104 575.46 46,000 SH SHARED 46,000 NVIDIA CORP COM 67066G104 2,091.61 167,195 SH C SHARED 167,195 NVIDIA CORP COM 67066G104 2,712.44 216,822 SH SHARED 01 216,822 NVIDIA CORP COM 67066G104 5,370.61 429,305 SH SHARED 429,305 NVIDIA CORP COM 67066G104 11,056.34 883,800 SH P SHARED 883,800 NVR INC COM 62944T105 12.08 20 SH SHARED 21 20 NVR INC COM 62944T105 359.37 595 SH SHARED 01 595 NVR INC COM 62944T105 768.26 1,272 SH SHARED 1,272

NXP SEMICONDUCTORS N V COM N6596X109 66.36 4,700 SH C SHARED 4,700 NXP SEMICONDUCTORS N V COM N6596X109 207.63 14,705 SH SHARED 01 14,705 NXP SEMICONDUCTORS N V COM N6596X109 437.97 31,018 SH SHARED 31,018 NXSTAGE MEDICAL INC COM 67072V103 419.45 20,108 SH SHARED 21 20,108 NXSTAGE MEDICAL INC COM 67072V103 714.14 34,235 SH SHARED 01 34,235 NYMOX PHARMACEUTICAL CORP COM 67076P102 8.18 1,000 SH SHARED 01 1,000 NYMOX PHARMACEUTICAL CORP COM 67076P102 118.75 14,517 SH SHARED 14,517 NYSE EURONEXT COM 629491101 10.83 466 SH SHARED 21 466 NYSE EURONEXT COM 629491101 290.45 12,498 SH SHARED 12,498 NYSE EURONEXT COM 629491101 2,861.24 123,117 SH SHARED 123,117 NYSE EURONEXT COM 629491101 6,300.36 271,100 SH P SHARED 271,100 NYSE EURONEXT COM 629491101 13,588.43 584,700 SH C SHARED 584,700 NYSE EURONEXT COM 629491101 17,584.10 756,631 SH SHARED 01 756,631 O REILLY AUTOMOTIVE INC NEW COM 67103H107 37.18 558 SH SHARED 21 558 O REILLY AUTOMOTIVE INC NEW COM 67103H107 199.89 3,000 SH C SHARED 3,000 O REILLY AUTOMOTIVE INC NEW COM 67103H107 244.27 3,666 SH SHARED 3,666 O REILLY AUTOMOTIVE INC NEW COM 67103H107 466.41 7,000 SH P SHARED 7,000 O REILLY AUTOMOTIVE INC NEW COM 67103H107 498.59 7,483 SH SHARED 7,483 O REILLY AUTOMOTIVE INC NEW COM 67103H107 909.83 13,655 SH SHARED 20 13,655 O REILLY AUTOMOTIVE INC NEW COM 67103H107 6,769.94 101,605 SH SHARED 01 101,605 O2MICRO INTERNATIONAL LTD SPONS ADR 67107W100 7.92 1,900 SH SHARED 01 1,900 O2MICRO INTERNATIONAL LTD SPONS ADR 67107W100 15.69 3,763 SH SHARED 3,763 OAK RIDGE FINL SVCS INC COM 671768109 2.13 924 SH SOLE 924 OAK VALLEY BANCORP OAKDALE C COM 671807105 3.33 709 SH SOLE 709 OASIS PETE INC NEW COM 674215108 3.68 165 SH SHARED 21 165 OASIS PETE INC NEW COM 674215108 149.61 6,700 SH C SHARED 6,700 OASIS PETE INC NEW COM 674215108 585.05 26,200 SH P SHARED 26,200 OASIS PETE INC NEW COM 674215108 2,409.14 107,888 SH SHARED 01 107,888 OBA FINL SVCS INC COM 67424G101 22.90 1,579 SH SOLE 1,579

OBAGI MEDICAL PRODUCTS INC COM 67423R108 156.58 17,264 SH SOLE 17,264 OCCIDENTAL PETE CORP DEL COM 674599105 64.99 909 SH SHARED 20 909 OCCIDENTAL PETE CORP DEL COM 674599105 110.32 1,543 SH SHARED 21 1,543 OCCIDENTAL PETE CORP DEL COM 674599105 6,576.57 91,980 SH SHARED 91,980 OCCIDENTAL PETE CORP DEL COM 674599105 14,993.55 209,700 SH C SHARED 209,700 OCCIDENTAL PETE CORP DEL COM 674599105 20,062.90 280,600 SH P SHARED 280,600 OCCIDENTAL PETE CORP DEL COM 674599105 71,328.76 997,605 SH SHARED 997,605 OCCIDENTAL PETE CORP DEL COM 674599105 71,393.82 998,515 SH SHARED 01 998,515 OCEAN PWR TECHNOLOGIES INC COM NEW 674870308 0.93 344 SH SHARED 01 344 OCEAN PWR TECHNOLOGIES INC COM NEW 674870308 1.28 474 SH SHARED 474 OCEAN SHORE HLDG CO NEW COM 67501R103 1.37 130 SH SOLE 130 OCEANEERING INTL INC COM 675232102 10.39 294 SH SHARED 21 294 OCEANEERING INTL INC COM 675232102 27.85 788 SH SHARED 788 OCEANEERING INTL INC COM 675232102 53.01 1,500 SH P SHARED 1,500 OCEANEERING INTL INC COM 675232102 155.32 4,395 SH SHARED 20 4,395 OCEANEERING INTL INC COM 675232102 328.66 9,300 SH C SHARED 9,300 OCEANEERING INTL INC COM 675232102 3,195.58 90,424 SH SHARED 01 90,424 OCEANFIRST FINL CORP COM 675234108 9.64 826 SH SHARED 01 826 OCEANFREIGHT INC SHS A Y64202123 0.75 42 SH SHARED 01 42 OCEANFREIGHT INC SHS A Y64202123 14.79 833 SH SHARED 833 OCH ZIFF CAP MGMT GROUP CL A 67551U105 5.48 600 SH C SHARED 600 OCH ZIFF CAP MGMT GROUP CL A 67551U105 192.36 21,069 SH SHARED 21,069 OCH ZIFF CAP MGMT GROUP CL A 67551U105 472.42 51,744 SH SHARED 01 51,744 OCLARO INC COM NEW 67555N206 0.00 1 SH SHARED 1 OCLARO INC COM NEW 67555N206 0.83 229 SH SHARED 01 229 OCLARO INC COM NEW 67555N206 4.00 1,100 SH P SHARED 1,100 OCLARO INC COM NEW 67555N206 85.54 23,500 SH C SHARED 23,500 OCONEE FED FINL CORP COM 675607105 22.72 2,075 SH SOLE 2,075 OCULUS INNOVATIVE SCIENCES I COM 67575P108 2.40 1,590 SH SHARED 01 1,590 OCULUS INNOVATIVE SCIENCES I COM 67575P108 4.30 2,846 SH SHARED 2,846 OCWEN FINL CORP COM NEW 675746309 6.61 500 SH P SHARED 500

OCWEN FINL CORP COM NEW 675746309 22.32 1,690 SH SHARED 21 1,690 OCWEN FINL CORP COM NEW 675746309 909.15 68,823 SH SHARED 01 68,823 OCZ TECHNOLOGY GROUP INC COM 67086E303 2.43 500 SH P SOLE 500 OCZ TECHNOLOGY GROUP INC COM 67086E303 16.98 3,500 SH C SOLE 3,500 ODYSSEY MARINE EXPLORATION I COM 676118102 0.25 100 SH SHARED 01 100 ODYSSEY MARINE EXPLORATION I COM 676118102 5.17 2,100 SH P SHARED 2,100 ODYSSEY MARINE EXPLORATION I COM 676118102 36.16 14,700 SH C SHARED 14,700 OFFICE DEPOT INC COM 676220106 78.49 38,100 SH C SHARED 38,100 OFFICE DEPOT INC COM 676220106 86.11 41,800 SH P SHARED 41,800 OFFICE DEPOT INC COM 676220106 252.95 122,793 SH SHARED 01 122,793 OFFICEMAX INC DEL COM 67622P101 23.77 4,900 SH C SHARED 4,900 OFFICEMAX INC DEL COM 67622P101 99.91 20,600 SH P SHARED 20,600 OFFICEMAX INC DEL COM 67622P101 115.65 23,846 SH SHARED 01 23,846 OGE ENERGY CORP COM 670837103 1,658.07 34,695 SH SHARED 01 34,695 OGE ENERGY CORP COM 670837103 2,553.09 53,423 SH SHARED 53,423 OIL STS INTL INC COM 678026105 6.57 129 SH SHARED 21 129 OIL STS INTL INC COM 678026105 152.76 3,000 SH C SHARED 3,000 OIL STS INTL INC COM 678026105 412.91 8,109 SH SHARED 01 8,109 OIL STS INTL INC COM 678026105 656.00 12,883 SH SHARED 12,883 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 1,720.60 16,687 SH SHARED 01 16,687 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 13,198.08 128,000 SH C SHARED 128,000 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 13,600.21 131,900 SH P SHARED 131,900 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 70,796.56 686,612 SH SHARED 686,612 OILSANDS QUEST INC COM 678046103 15.24 72,578 SH SHARED 72,578 OILSANDS QUEST INC COM 678046103 31.99 152,344 SH SHARED 01 152,344 OILTANKING PARTNERS L P UNIT LTD 678049107 4.78 200 SH C SHARED 200 OILTANKING PARTNERS L P UNIT LTD 678049107 194.70 8,150 SH SHARED 01 8,150 OLD DOMINION FGHT LINES INC COM 679580100 2.90 100 SH C SHARED 100 OLD DOMINION FGHT LINES INC COM 679580100 100.47 3,468 SH SHARED 01 3,468 OLD DOMINION FGHT LINES INC COM 679580100 289.70 10,000 SH P SHARED 10,000 OLD NATL BANCORP IND COM 680033107 4.66 500 SH P SHARED 500 OLD NATL BANCORP IND COM 680033107 10.62 1,139 SH SHARED 01 1,139 OLD POINT FINL CORP COM 680194107 7.85 766 SH SOLE 766 OLD REP INTL CORP NOTE 3.750% 3/1 680223AH7 632.63 700,000 PRN SOLE 700,000 OLD REP INTL CORP COM 680223104 2.11 236 SH SHARED 21 236 OLD REP INTL CORP COM 680223104 8.83 990 SH SHARED 20 990

OLD REP INTL CORP COM 680223104 158.11 17,725 SH SHARED 17,725 OLD REP INTL CORP COM 680223104 234.14 26,249 SH SHARED 26,249 OLD REP INTL CORP COM 680223104 1,270.53 142,436 SH SHARED 01 142,436 OLD REP INTL CORP NOTE 8.000% 5/1 680223AF1 2.03 2,000 PRN SHARED 01 2,000 OLIN CORP COM PAR $1 680665205 34.22 1,900 SH P SHARED 1,900 OLIN CORP COM PAR $1 680665205 95.45 5,300 SH C SHARED 5,300 OLIN CORP COM PAR $1 680665205 5,055.64 280,713 SH SHARED 01 280,713 OLYMPIC STEEL INC COM 68162K106 18.36 1,084 SH SOLE 1,084 OLYMPIC STEEL INC COM 68162K106 55.90 3,300 SH C SOLE 3,300 OM GROUP INC COM 670872100 1.40 54 SH SHARED 21 54 OM GROUP INC COM 670872100 20.78 800 SH P SHARED 800 OM GROUP INC COM 670872100 166.08 6,395 SH SHARED 6,395 OM GROUP INC COM 670872100 1,417.39 54,578 SH SHARED 01 54,578 OMEGA FLEX INC COM 682095104 6.65 500 SH SHARED 01 500 OMEGA FLEX INC COM 682095104 7.71 580 SH SHARED 580 OMEGA HEALTHCARE INVS INC COM 681936100 12.74 800 SH C SHARED 800 OMEGA HEALTHCARE INVS INC COM 681936100 134.45 8,440 SH SHARED 8,440 OMEGA HEALTHCARE INVS INC COM 681936100 799.65 50,198 SH SHARED 50,198 OMEGA HEALTHCARE INVS INC COM 681936100 1,701.88 106,835 SH SHARED 01 106,835 OMEGA PROTEIN CORP COM 68210P107 2.35 259 SH SHARED 259 OMEGA PROTEIN CORP COM 68210P107 3,218.50 354,460 SH SHARED 01 354,460 OMEROS CORP COM 682143102 5.90 1,456 SH SHARED 1,456 OMEROS CORP COM 682143102 550.56 135,940 SH SHARED 01 135,940 OMNICARE CAP TR I PIERS 68214L201 26.94 709 SH SOLE 709 OMNICARE CAP TR II PFD B TR 4.00% 68214Q200 13.83 364 SH SOLE 364 OMNICARE INC DBCV 3.250%12/1 681904AL2 40.67 45,000 PRN SHARED 01 45,000 OMNICARE INC COM 681904108 254.30 10,000 SH SHARED 10,000 OMNICARE INC COM 681904108 677.96 26,660 SH SHARED 26,660 OMNICARE INC COM 681904108 3,145.69 123,700 SH SHARED 01 123,700 OMNICELL INC COM 68213N109 3.76 273 SH SOLE 273 OMNICOM GROUP INC NOTE 7/3 681919AV8 410.62 419,000 PRN SOLE 419,000 OMNICOM GROUP INC COM 681919106 5.71 155 SH SHARED 20 155 OMNICOM GROUP INC COM 681919106 43.88 1,191 SH SHARED 21 1,191 OMNICOM GROUP INC COM 681919106 408.89 11,099 SH SHARED 11,099 OMNICOM GROUP INC COM 681919106 512.08 13,900 SH SHARED 13,900 OMNICOM GROUP INC COM 681919106 939.42 25,500 SH C SHARED 25,500 OMNICOM GROUP INC COM 681919106 1,053.62 28,600 SH P SHARED 28,600 OMNICOM GROUP INC COM 681919106 11,579.18 314,310 SH SHARED 01 314,310 OMNICOM GROUP INC NOTE 7/0 681919AT3 2.04 2,000 PRN SHARED 01 2,000 OMNIVISION TECHNOLOGIES INC COM 682128103 372.06 26,500 SH P SHARED 26,500

OMNIVISION TECHNOLOGIES INC COM 682128103 399.47 28,452 SH SHARED 01 28,452 OMNIVISION TECHNOLOGIES INC COM 682128103 502.63 35,800 SH C SHARED 35,800 OMNIVISION TECHNOLOGIES INC COM 682128103 562.11 40,036 SH SHARED 40,036 OMNOVA SOLUTIONS INC COM 682129101 0.97 271 SH SHARED 01 271 ON ASSIGNMENT INC COM 682159108 4.38 620 SH SHARED 20 620 ON ASSIGNMENT INC COM 682159108 81.27 11,495 SH SHARED 01 11,495 ON SEMICONDUCTOR CORP NOTE 2.625%12/1 682189AG0 79.88 75,000 PRN SHARED 01 75,000 ON SEMICONDUCTOR CORP COM 682189105 12.92 1,800 SH P SHARED 1,800 ON SEMICONDUCTOR CORP COM 682189105 22.89 3,188 SH SHARED 21 3,188 ON SEMICONDUCTOR CORP COM 682189105 61.03 8,500 SH C SHARED 8,500 ON SEMICONDUCTOR CORP COM 682189105 454.42 63,289 SH SHARED 01 63,289 ON SEMICONDUCTOR CORP COM 682189105 542.38 75,541 SH SHARED 75,541 ON SEMICONDUCTOR CORP NOTE 4/1 682189AE5 3.03 3,000 PRN SHARED 01 3,000 ON TRACK INNOVATION LTD SHS M8791A109 2.72 1,811 SH SHARED 1,811 ON TRACK INNOVATION LTD SHS M8791A109 15.00 10,000 SH SHARED 01 10,000 ONCOGENEX PHARMACEUTICALS IN COM 68230A106 1.96 200 SH SHARED 01 200 ONCOLYTICS BIOTECH INC COM 682310107 0.70 200 SH SOLE 200 ONCOLYTICS BIOTECH INC COM 682310107 8.35 2,400 SH C SOLE 2,400 ONCOTHYREON INC COM 682324108 44.85 7,500 SH P SOLE 7,500 ONCOTHYREON INC COM 682324108 484.98 81,100 SH C SOLE 81,100 ONE LIBERTY PPTYS INC COM 682406103 40.27 2,747 SH SHARED 01 2,747 ONE LIBERTY PPTYS INC COM 682406103 87.27 5,953 SH SHARED 5,953 ONEBEACON INSURANCE GROUP LT CL A G67742109 20.46 1,500 SH SHARED 01 1,500 ONEBEACON INSURANCE GROUP LT CL A G67742109 188.53 13,822 SH SHARED 13,822 ONEIDA FINL CORP MD COM 682479100 10.33 1,155 SH SOLE 1,155 ONEOK INC NEW COM 682680103 19.48 295 SH SHARED 20 295 ONEOK INC NEW COM 682680103 237.74 3,600 SH C SHARED 3,600 ONEOK INC NEW COM 682680103 312.83 4,737 SH SHARED 4,737

ONEOK INC NEW COM 682680103 435.86 6,600 SH SHARED 6,600 ONEOK INC NEW COM 682680103 3,277.04 49,622 SH SHARED 01 49,622 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 97.90 2,100 SH P SHARED 2,100 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 764.57 16,400 SH C SHARED 16,400 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 17,032.57 365,349 SH SHARED 365,349 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 79,195.82 1,698,752 SH SHARED 01 1,698,752 ONLINE RES CORP COM 68273G101 3.30 1,295 SH SHARED 1,295 ONLINE RES CORP COM 68273G101 268.52 105,300 SH SHARED 01 105,300 ONSTREAM MEDIA CORP COM NEW 682875208 4.06 5,599 SH SOLE 5,599 ONYX PHARMACEUTICALS INC COM 683399109 540.18 18,000 SH P SHARED 18,000 ONYX PHARMACEUTICALS INC COM 683399109 564.19 18,800 SH C SHARED 18,800 ONYX PHARMACEUTICALS INC COM 683399109 797.31 26,568 SH SHARED 01 26,568 OPEN TEXT CORP COM 683715106 98.04 1,881 SH SHARED 01 1,881 OPEN TEXT CORP COM 683715106 198.06 3,800 SH C SHARED 3,800 OPEN TEXT CORP COM 683715106 198.06 3,800 SH P SHARED 3,800 OPEN TEXT CORP COM 683715106 199.10 3,820 SH SHARED 3,820 OPEN TEXT CORP COM 683715106 927.06 17,787 SH SHARED 17,787 OPENTABLE INC COM 68372A104 284.89 6,192 SH SHARED 01 6,192 OPENTABLE INC COM 68372A104 846.58 18,400 SH P SHARED 18,400 OPENTABLE INC COM 68372A104 1,265.28 27,500 SH C SHARED 27,500 OPENWAVE SYS INC COM NEW 683718308 0.18 116 SH SHARED 01 116 OPENWAVE SYS INC COM NEW 683718308 2,276.96 1,459,592 SH SHARED 1,459,592 OPEXA THERAPEUTICS INC COM 68372T103 2.78 2,500 SH SHARED 01 2,500 OPEXA THERAPEUTICS INC COM 68372T103 3.09 2,784 SH SHARED 2,784 OPKO HEALTH INC COM 68375N103 2.17 500 SH P SHARED 500 OPKO HEALTH INC COM 68375N103 7.36 1,700 SH C SHARED 1,700 OPKO HEALTH INC COM 68375N103 42.78 9,881 SH SHARED 01 9,881 OPNET TECHNOLOGIES INC COM 683757108 38.40 1,100 SH C SHARED 1,100 OPNET TECHNOLOGIES INC COM 683757108 97.40 2,790 SH SHARED 01 2,790 OPNEXT INC COM 68375V105 0.77 616 SH SHARED 01 616 OPNEXT INC COM 68375V105 11.13 8,900 SH C SHARED 8,900 OPPENHEIMER HLDGS INC CL A NON VTG 683797104 16.04 1,000 SH SHARED 01 1,000 OPTICAL CABLE CORP COM NEW 683827208 3.68 1,125 SH SHARED 01 1,125 OPTICAL CABLE CORP COM NEW 683827208 5.35 1,639 SH SHARED 1,639 OPTIMER PHARMACEUTICALS INC COM 68401H104 5.54 400 SH P SHARED 400 OPTIMER PHARMACEUTICALS INC COM 68401H104 23.17 1,674 SH SHARED 01 1,674

OPTIMER PHARMACEUTICALS INC COM 68401H104 614.77 44,420 SH SHARED 44,420 OPTIMER PHARMACEUTICALS INC COM 68401H104 3,495.18 252,542 SH C SHARED 252,542 OPTIMUMBANK HOLDINGS INC COM NEW 68401P205 2.17 2,855 SH SOLE 2,855 ORACLE CORP COM 68389X105 25.87 900 SH P SHARED 01 900 ORACLE CORP COM 68389X105 201.24 7,002 SH SHARED 21 7,002 ORACLE CORP COM 68389X105 5,110.29 177,811 SH SHARED 20 177,811 ORACLE CORP COM 68389X105 9,968.87 346,864 SH SHARED 346,864 ORACLE CORP COM 68389X105 37,248.42 1,296,048 SH SHARED 1,296,048 ORACLE CORP COM 68389X105 50,547.91 1,758,800 SH P SHARED 1,758,800 ORACLE CORP COM 68389X105 108,401.53 3,771,800 SH C SHARED 3,771,800 ORACLE CORP COM 68389X105 127,565.02 4,438,588 SH SHARED 01 4,438,588 ORASURE TECHNOLOGIES INC COM 68554V108 0.80 100 SH C SHARED 100 ORASURE TECHNOLOGIES INC COM 68554V108 23.88 3,000 SH SHARED 01 3,000 ORBCOMM INC COM 68555P100 128.02 50,204 SH SHARED 01 50,204 ORBITAL CORP SPONSORED ADR NE 685563504 0.02 5 SH SHARED 01 5 ORBITAL CORP SPONSORED ADR NE 685563504 4.52 1,040 SH SHARED 1,040 ORBITAL SCIENCES CORP COM 685564106 3.84 300 SH C SHARED 300 ORBITAL SCIENCES CORP COM 685564106 4.74 370 SH SHARED 20 370 ORBITAL SCIENCES CORP COM 685564106 399.45 31,207 SH SHARED 31,207 ORBITAL SCIENCES CORP COM 685564106 488.77 38,185 SH SHARED 01 38,185 ORBITZ WORLDWIDE INC COM 68557K109 34.29 15,800 SH C SHARED 15,800 ORBITZ WORLDWIDE INC COM 68557K109 234.06 107,863 SH SHARED 01 107,863 ORBOTECH LTD ORD M75253100 36.11 3,730 SH SHARED 3,730 ORBOTECH LTD ORD M75253100 41.02 4,238 SH SHARED 01 4,238 ORCHID CELLMARK INC COM 68573C107 2.79 1,042 SH SHARED 1,042 ORCHID CELLMARK INC COM 68573C107 294.53 109,900 SH SHARED 01 109,900 ORCHIDS PAPER PRODS CO DEL COM 68572N104 7.09 556 SH SHARED 556 ORCHIDS PAPER PRODS CO DEL COM 68572N104 10.07 790 SH SHARED 01 790 ORCKIT COMMUNICATIONS LTD SHS NEW M7531S206 0.20 150 SH SHARED 01 150 ORCKIT COMMUNICATIONS LTD SHS NEW M7531S206 4.90 3,770 SH SHARED 3,770 ORCKIT COMMUNICATIONS LTD SHS NEW M7531S206 7.80 6,000 SH P SHARED 6,000

OREXIGEN THERAPEUTICS INC COM 686164104 0.60 300 SH SHARED 01 300 OREXIGEN THERAPEUTICS INC COM 686164104 15.92 8,000 SH P SHARED 8,000 OREXIGEN THERAPEUTICS INC COM 686164104 22.49 11,300 SH C SHARED 11,300 OREXIGEN THERAPEUTICS INC COM 686164104 72.58 36,472 SH SHARED 36,472 ORIENT PAPER INC COM NEW 68619F205 6.99 2,600 SH P SOLE 2,600 ORIENT PAPER INC COM NEW 68619F205 13.08 4,863 SH SOLE 4,863 ORIENTAL FINL GROUP INC COM 68618W100 4.25 440 SH SHARED 20 440 ORIENTAL FINL GROUP INC COM 68618W100 331.53 34,284 SH SHARED 01 34,284 ORIENT-EXPRESS HOTELS LTD CL A G67743107 3.76 544 SH SHARED 544 ORIENT-EXPRESS HOTELS LTD CL A G67743107 4.84 700 SH C SHARED 700 ORIENT-EXPRESS HOTELS LTD CL A G67743107 100.74 14,579 SH SHARED 01 14,579 ORIGIN AGRITECH LIMITED SHS G67828106 10.95 4,700 SH P SHARED 4,700 ORIGIN AGRITECH LIMITED SHS G67828106 17.71 7,600 SH C SHARED 7,600 ORIGIN AGRITECH LIMITED SHS G67828106 28.36 12,170 SH SHARED 01 12,170 ORION ENERGY SYSTEMS INC COM 686275108 1.93 729 SH SOLE 729 ORION MARINE GROUP INC COM 68628V308 4.62 800 SH C SHARED 800 ORION MARINE GROUP INC COM 68628V308 6.17 1,070 SH SHARED 01 1,070 ORITANI FINL CORP DEL COM 68633D103 64.30 5,000 SH SHARED 01 5,000 ORITANI FINL CORP DEL COM 68633D103 129.11 10,040 SH SHARED 10,040 ORIX CORP SPONSORED ADR 686330101 6.86 177 SH SHARED 177 ORIX CORP SPONSORED ADR 686330101 16.85 435 SH SHARED 21 435 ORIX CORP SPONSORED ADR 686330101 182.81 4,720 SH SHARED 01 4,720 ORIX CORP SPONSORED ADR 686330101 933.39 24,100 SH SHARED 20 24,100 ORMAT TECHNOLOGIES INC COM 686688102 21.55 1,340 SH SHARED 01 1,340 ORMAT TECHNOLOGIES INC COM 686688102 32.16 2,000 SH SHARED 17 2,000 ORMAT TECHNOLOGIES INC COM 686688102 104.52 6,500 SH SHARED 6,500

ORMAT TECHNOLOGIES INC COM 686688102 156.94 9,760 SH SHARED 9,760 ORRSTOWN FINL SVCS INC COM 687380105 2.35 183 SH SHARED 21 183 ORRSTOWN FINL SVCS INC COM 687380105 104.53 8,135 SH SHARED 01 8,135 ORTHOFIX INTL N V COM N6748L102 68.30 1,979 SH SOLE 1,979 OSHKOSH CORP COM 688239201 72.40 4,600 SH P SHARED 4,600 OSHKOSH CORP COM 688239201 130.80 8,310 SH SHARED 8,310 OSHKOSH CORP COM 688239201 232.95 14,800 SH C SHARED 14,800 OSHKOSH CORP COM 688239201 398.73 25,332 SH SHARED 01 25,332 OSI SYSTEMS INC COM 671044105 538.57 16,067 SH SHARED 01 16,067 OSIRIS THERAPEUTICS INC NEW COM 68827R108 5.59 1,092 SH SHARED 01 1,092 OSIRIS THERAPEUTICS INC NEW COM 68827R108 27.65 5,400 SH P SHARED 5,400 OSIRIS THERAPEUTICS INC NEW COM 68827R108 38.91 7,600 SH C SHARED 7,600 OSSEN INNOVATION CO LTD SPONSORED ADR 688410109 0.51 344 SH SOLE 344 OTELCO INC UNIT 99/99/9999 688823202 9.41 586 SH SHARED 01 586 OTELCO INC UNIT 99/99/9999 688823202 27.22 1,695 SH SHARED 1,695 OTTER TAIL CORP COM 689648103 304.15 16,620 SH SHARED 01 16,620 OVERHILL FARMS INC COM 690212105 27.38 7,400 SH SHARED 01 7,400 OVERSEAS SHIPHOLDING GROUP I COM 690368105 15.44 1,124 SH SHARED 1,124 OVERSEAS SHIPHOLDING GROUP I COM 690368105 29.02 2,112 SH SHARED 01 2,112 OVERSEAS SHIPHOLDING GROUP I COM 690368105 919.21 66,900 SH P SHARED 66,900 OVERSEAS SHIPHOLDING GROUP I COM 690368105 8,854.06 644,400 SH C SHARED 644,400 OVERSTOCK COM INC DEL COM 690370101 4.64 500 SH C SOLE 500 OVERSTOCK COM INC DEL COM 690370101 12.05 1,300 SH P SOLE 1,300 OVERSTOCK COM INC DEL COM 690370101 180.21 19,440 SH SOLE 19,440 OWENS & MINOR INC NEW COM 690732102 10.62 373 SH SHARED 21 373 OWENS & MINOR INC NEW COM 690732102 1,933.96 67,906 SH SHARED 01 67,906 OWENS CORNING NEW COM 690742101 145.26 6,700 SH P SHARED 6,700 OWENS CORNING NEW COM 690742101 522.49 24,100 SH C SHARED 24,100 OWENS CORNING NEW COM 690742101 593.73 27,386 SH SHARED 01 27,386 OWENS CORNING NEW COM 690742101 1,292.17 59,602 SH SHARED 59,602 OWENS CORNING NEW COM 690742101 3,418.16 157,664 SH SHARED 20 157,664

OWENS CORNING NEW *W EXP 10/31/201 690742127 0.44 340 SH SHARED 01 340 OWENS CORNING NEW *W EXP 10/31/201 690742127 1.83 1,419 SH SHARED 1,419 OWENS CORNING NEW *W EXP 10/31/201 690742127 229.72 178,078 SH SHARED 178,078 OWENS ILL INC COM NEW 690768403 113.94 7,536 SH SHARED 7,536 OWENS ILL INC COM NEW 690768403 127.01 8,400 SH P SHARED 8,400 OWENS ILL INC COM NEW 690768403 201.10 13,300 SH SHARED 13,300 OWENS ILL INC COM NEW 690768403 258.55 17,100 SH C SHARED 17,100 OWENS ILL INC COM NEW 690768403 572.11 37,838 SH SHARED 01 37,838 OXFORD INDS INC COM 691497309 1.61 47 SH SHARED 21 47 OXFORD INDS INC COM 691497309 75.39 2,198 SH SHARED 2,198 OXFORD INDS INC COM 691497309 276.46 8,060 SH SHARED 01 8,060 OXFORD LANE CAP CORP COM 691543102 0.23 17 SH SHARED 01 17 OXFORD LANE CAP CORP COM 691543102 8.63 633 SH SHARED 633 OXFORD RESOURCE PARTNERS LP COM UNIT RP LP 691807101 9.23 614 SH SHARED 614 OXFORD RESOURCE PARTNERS LP COM UNIT RP LP 691807101 255.68 17,000 SH SHARED 01 17,000 OXIGENE INC COM NEW 691828305 0.10 100 SH SHARED 01 100 OXIGENE INC COM NEW 691828305 14.89 14,740 SH SHARED 14,740 OXYGEN BIOTHERAPEUTICS INC COM NEW 69207P209 1.45 693 SH SHARED 693 OXYGEN BIOTHERAPEUTICS INC COM NEW 69207P209 14.31 6,846 SH SHARED 01 6,846 OYO GEOSPACE CORP COM 671074102 8.78 156 SH SHARED 21 156 OYO GEOSPACE CORP COM 671074102 718.60 12,766 SH SHARED 01 12,766 P & F INDS INC CL A NEW 692830508 6.07 1,452 SH SOLE 1,452 P A M TRANSN SVCS INC COM 693149106 10.86 1,088 SH SOLE 1,088 P C CONNECTION COM 69318J100 11.56 1,449 SH SHARED 01 1,449 P F CHANGS CHINA BISTRO INC COM 69333Y108 35.41 1,300 SH P SHARED 1,300 P F CHANGS CHINA BISTRO INC COM 69333Y108 48.71 1,788 SH SHARED 01 1,788 P F CHANGS CHINA BISTRO INC COM 69333Y108 103.51 3,800 SH C SHARED 3,800 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 13.43 406 SH SHARED 21 406 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 394.03 11,915 SH SHARED 20 11,915 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 466.49 14,106 SH SHARED 14,106 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 1,475.25 44,610 SH SHARED 01 44,610 PAA NAT GAS STORAGE L P COM UNIT LTD 693139107 404.81 24,835 SH SHARED 24,835

PAA NAT GAS STORAGE L P COM UNIT LTD 693139107 1,460.33 89,591 SH SHARED 01 89,591 PACCAR INC COM 693718108 86.14 2,547 SH SHARED 20 2,547 PACCAR INC COM 693718108 250.27 7,400 SH P SHARED 7,400 PACCAR INC COM 693718108 348.35 10,300 SH C SHARED 10,300 PACCAR INC COM 693718108 629.05 18,600 SH SHARED 18,600 PACCAR INC COM 693718108 3,383.96 100,058 SH SHARED 100,058 PACCAR INC COM 693718108 3,953.22 116,890 SH SHARED 01 116,890 PACER INTL INC TENN COM 69373H106 15.75 4,200 SH C SHARED 4,200 PACER INTL INC TENN COM 69373H106 102.99 27,463 SH SHARED 01 27,463 PACHOLDER HIGH YIELD FD INC COM 693742108 134.99 14,900 SH SHARED 01 14,900 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 7.38 2,300 SH P SOLE 2,300 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 12.20 3,800 SH C SOLE 3,800 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 17.96 5,596 SH SOLE 5,596 PACIFIC BOOKER MINERALS INC COM 69403R108 2.01 256 SH SOLE 256 PACIFIC CAP BANCORP NEW COM NEW 69404P200 1.22 48 SH SHARED 01 48 PACIFIC CONTINENTAL CORP COM 69412V108 54.95 7,750 SH SHARED 01 7,750 PACIFIC ETHANOL INC COM NEW 69423U206 0.01 30 SH SHARED 01 30 PACIFIC MERCANTILE BANCORP COM 694552100 0.10 31 SH SOLE 31 PACIFIC PREMIER BANCORP COM 69478X105 7.11 1,205 SH SOLE 1,205 PACKAGING CORP AMER COM 695156109 5.64 242 SH SHARED 21 242 PACKAGING CORP AMER COM 695156109 165.43 7,100 SH C SHARED 7,100 PACKAGING CORP AMER COM 695156109 244.70 10,502 SH SHARED 10,502 PACKAGING CORP AMER COM 695156109 3,638.02 156,138 SH SHARED 01 156,138 PACWEST BANCORP DEL COM 695263103 7.71 553 SH SHARED 01 553 PAETEC HOLDING CORP COM 695459107 1.38 261 SH SHARED 01 261 PAETEC HOLDING CORP COM 695459107 2.65 500 SH P SHARED 500 PAETEC HOLDING CORP COM 695459107 24.86 4,700 SH C SHARED 4,700 PAETEC HOLDING CORP COM 695459107 1,179.35 222,939 SH SHARED 222,939 PAETEC HOLDING CORP COM 695459107 8,993.00 1,700,000 SH SHARED 21 1,700,000 PAIN THERAPEUTICS INC COM 69562K100 16.18 3,400 SH C SOLE 3,400 PALATIN TECHNOLOGIES INC COM PAR $ .01 696077403 1.27 2,485 SH SHARED 2,485 PALATIN TECHNOLOGIES INC COM PAR $ .01 696077403 1.37 2,678 SH SHARED 01 2,678 PALL CORP COM 696429307 11.28 266 SH SHARED 21 266 PALL CORP COM 696429307 80.77 1,905 SH SHARED 20 1,905

PALL CORP COM 696429307 343.44 8,100 SH SHARED 8,100 PALL CORP COM 696429307 3,343.20 78,849 SH SHARED 78,849 PALL CORP COM 696429307 7,123.96 168,018 SH SHARED 01 168,018 PALOMAR MED TECHNOLOGIES INC COM NEW 697529303 32.92 4,178 SH SHARED 01 4,178 PAN AMERICAN SILVER CORP COM 697900108 19.27 720 SH SHARED 20 720 PAN AMERICAN SILVER CORP COM 697900108 251.64 9,400 SH P SHARED 9,400 PAN AMERICAN SILVER CORP COM 697900108 1,691.86 63,200 SH C SHARED 63,200 PAN AMERICAN SILVER CORP COM 697900108 2,387.62 89,190 SH SHARED 89,190 PAN AMERICAN SILVER CORP COM 697900108 2,409.30 90,000 SH SHARED 90,000 PAN AMERICAN SILVER CORP COM 697900108 2,811.25 105,015 SH SHARED 01 105,015 PANASONIC CORP ADR 69832A205 14.19 1,491 SH SHARED 1,491 PANASONIC CORP ADR 69832A205 15.92 1,672 SH SHARED 21 1,672 PANASONIC CORP ADR 69832A205 1,205.28 126,605 SH SHARED 01 126,605 PANDORA MEDIA INC COM 698354107 11.72 800 SH C SHARED 800 PANDORA MEDIA INC COM 698354107 39.85 2,720 SH SHARED 01 2,720 PANDORA MEDIA INC COM 698354107 566.54 38,672 SH SHARED 38,672 PANDORA MEDIA INC COM 698354107 744.22 50,800 SH P SHARED 50,800 PANERA BREAD CO CL A 69840W108 775.18 7,458 SH SHARED 01 7,458 PANERA BREAD CO CL A 69840W108 869.04 8,361 SH SHARED 8,361 PANERA BREAD CO CL A 69840W108 966.64 9,300 SH P SHARED 9,300 PANERA BREAD CO CL A 69840W108 1,631.86 15,700 SH C SHARED 15,700 PANHANDLE OIL AND GAS INC CL A 698477106 48.23 1,700 SH SHARED 01 1,700 PAR PHARMACEUTICAL COS INC COM 69888P106 23.96 900 SH C SHARED 900 PAR PHARMACEUTICAL COS INC COM 69888P106 93.78 3,523 SH SHARED 3,523 PAR PHARMACEUTICAL COS INC COM 69888P106 218.60 8,212 SH SHARED 01 8,212 PARAGON SHIPPING INC CL A 69913R309 0.55 700 SH C SHARED 700 PARAGON SHIPPING INC CL A 69913R309 287.83 364,336 SH SHARED 01 364,336 PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 4.61 300 SH P SHARED 300 PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 8.91 579 SH SHARED 21 579 PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 15.38 1,000 SH C SHARED 1,000 PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 95.33 6,198 SH SHARED 01 6,198

PARAMOUNT GOLD & SILVER CORP COM 69924P102 4.72 2,000 SH SHARED 01 2,000 PARAMOUNT GOLD & SILVER CORP COM 69924P102 17.94 7,600 SH P SHARED 7,600 PARAMOUNT GOLD & SILVER CORP COM 69924P102 59.47 25,200 SH C SHARED 25,200 PARAMOUNT GOLD & SILVER CORP COM 69924P102 142.66 60,448 SH SHARED 60,448 PAREXEL INTL CORP COM 699462107 4.07 215 SH SHARED 20 215 PAREXEL INTL CORP COM 699462107 13.25 700 SH C SHARED 700 PAREXEL INTL CORP COM 699462107 124.92 6,599 SH SHARED 01 6,599 PARK BANCORP INC COM 700164106 95.83 36,858 SH SOLE 36,858 PARK OHIO HLDGS CORP COM 700666100 4.18 348 SH SHARED 348 PARK OHIO HLDGS CORP COM 700666100 72.06 6,000 SH SHARED 01 6,000 PARK STERLING CORP COM 70086Y105 10.09 2,950 SH SHARED 01 2,950 PARKE BANCORP INC COM 700885106 5.87 829 SH SOLE 829 PARKER DRILLING CO COM 701081101 3.77 858 SH SHARED 21 858 PARKER DRILLING CO COM 701081101 9.53 2,170 SH SHARED 01 2,170 PARKER DRILLING CO COM 701081101 12.73 2,900 SH C SHARED 2,900 PARKER HANNIFIN CORP COM 701094104 5.68 90 SH SHARED 20 90 PARKER HANNIFIN CORP COM 701094104 29.48 467 SH SHARED 21 467 PARKER HANNIFIN CORP COM 701094104 290.40 4,600 SH P SHARED 4,600 PARKER HANNIFIN CORP COM 701094104 517.67 8,200 SH C SHARED 8,200 PARKER HANNIFIN CORP COM 701094104 621.83 9,850 SH SHARED 9,850 PARKER HANNIFIN CORP COM 701094104 784.39 12,425 SH SHARED 12,425 PARKER HANNIFIN CORP COM 701094104 8,703.29 137,863 SH SHARED 01 137,863 PARKERVISION INC COM 701354102 3.67 4,106 SH SHARED 4,106 PARKERVISION INC COM 701354102 22.29 24,900 SH SHARED 01 24,900 PARKVALE FINL CORP COM 701492100 46.75 2,541 SH SOLE 2,541 PARKWAY PPTYS INC COM 70159Q104 72.49 6,584 SH SHARED 01 6,584 PARKWAY PPTYS INC COM 70159Q104 126.64 11,502 SH SHARED 11,502 PARLUX FRAGRANCES INC COM 701645103 6.98 2,176 SH SOLE 2,176 PARTNER COMMUNICATIONS CO LT ADR 70211M109 126.67 13,404 SH SHARED 01 13,404 PARTNER COMMUNICATIONS CO LT ADR 70211M109 592.87 62,738 SH SHARED 62,738 PARTNERRE LTD COM G6852T105 35.49 679 SH SHARED 21 679 PARTNERRE LTD COM G6852T105 235.22 4,500 SH SHARED 4,500 PARTNERRE LTD COM G6852T105 1,309.47 25,052 SH SHARED 01 25,052 PARTNERRE LTD COM G6852T105 3,179.64 60,831 SH SHARED 60,831 PATNI COMPUTER SYS SPONS ADR 703248203 111.67 9,577 SH SOLE 9,577 PATRICK INDS INC COM 703343103 5.65 3,036 SH SOLE 3,036 PATRIOT COAL CORP COM 70336T104 110.85 13,103 SH SHARED 13,103 PATRIOT COAL CORP COM 70336T104 548.21 64,800 SH C SHARED 64,800 PATRIOT COAL CORP COM 70336T104 1,150.56 136,000 SH P SHARED 136,000

PATRIOT COAL CORP COM 70336T104 2,321.01 274,351 SH SHARED 01 274,351 PATRIOT NATL BANCORP INC COM 70336F104 3.01 1,662 SH SHARED 1,662 PATRIOT NATL BANCORP INC COM 70336F104 12.85 7,100 SH SHARED 01 7,100 PATRIOT TRANSN HLDG INC COM 70337B102 0.42 21 SH SHARED 01 21 PATTERSON COMPANIES INC COM 703395103 10.05 351 SH SHARED 21 351 PATTERSON COMPANIES INC COM 703395103 99.09 3,461 SH SHARED 3,461 PATTERSON COMPANIES INC COM 703395103 108.79 3,800 SH C SHARED 3,800 PATTERSON COMPANIES INC COM 703395103 128.84 4,500 SH P SHARED 4,500 PATTERSON COMPANIES INC COM 703395103 223.31 7,800 SH SHARED 7,800 PATTERSON COMPANIES INC COM 703395103 583.02 20,364 SH SHARED 01 20,364 PATTERSON UTI ENERGY INC COM 703481101 8.25 476 SH SHARED 21 476 PATTERSON UTI ENERGY INC COM 703481101 34.68 2,000 SH P SHARED 2,000 PATTERSON UTI ENERGY INC COM 703481101 230.62 13,300 SH C SHARED 13,300 PATTERSON UTI ENERGY INC COM 703481101 877.72 50,618 SH SHARED 50,618 PATTERSON UTI ENERGY INC COM 703481101 1,235.48 71,250 SH SHARED 01 71,250 PAULSON CAP CORP COM 703797100 2.50 2,981 SH SOLE 2,981 PAYCHEX INC COM 704326107 174.04 6,600 SH P SHARED 6,600 PAYCHEX INC COM 704326107 414.01 15,700 SH SHARED 15,700 PAYCHEX INC COM 704326107 545.86 20,700 SH C SHARED 20,700 PAYCHEX INC COM 704326107 723.01 27,418 SH SHARED 27,418 PAYCHEX INC COM 704326107 5,986.44 227,017 SH SHARED 01 227,017 PC MALL INC COM 69323K100 12.33 2,336 SH SHARED 01 2,336 PC MALL INC COM 69323K100 13.30 2,519 SH SHARED 2,519 PCM FUND INC COM 69323T101 29.24 2,895 SH SHARED 2,895 PCM FUND INC COM 69323T101 46.99 4,652 SH SHARED 01 4,652 PC-TEL INC COM 69325Q105 7.18 1,168 SH SOLE 1,168 PDL BIOPHARMA INC NOTE 2.875% 2/1 69329YAA2 1,600.00 1,600,000 PRN SOLE 1,600,000 PDL BIOPHARMA INC NOTE 3.750% 5/0 69329YAC8 1,402.50 1,500,000 PRN SOLE 1,500,000 PDL BIOPHARMA INC COM 69329Y104 1.95 351 SH SHARED 21 351 PDL BIOPHARMA INC COM 69329Y104 2.22 400 SH P SHARED 400 PDL BIOPHARMA INC COM 69329Y104 5.55 1,000 SH C SHARED 1,000 PDL BIOPHARMA INC COM 69329Y104 72.16 13,001 SH SHARED 01 13,001

PEABODY ENERGY CORP SDCV 4.750%12/1 704549AG9 143.87 139,000 PRN SHARED 01 139,000 PEABODY ENERGY CORP SDCV 4.750%12/1 704549AG9 99.36 96,000 PRN SHARED 96,000 PEABODY ENERGY CORP COM 704549104 30.90 912 SH SHARED 21 912 PEABODY ENERGY CORP COM 704549104 403.78 11,918 SH SHARED 20 11,918 PEABODY ENERGY CORP COM 704549104 1,021.48 30,150 SH SHARED 30,150 PEABODY ENERGY CORP COM 704549104 5,746.05 169,600 SH P SHARED 169,600 PEABODY ENERGY CORP COM 704549104 13,673.97 403,600 SH C SHARED 403,600 PEABODY ENERGY CORP COM 704549104 25,402.92 749,791 SH SHARED 01 749,791 PEAPACK-GLADSTONE FINL CORP COM 704699107 4.86 490 SH SHARED 490 PEAPACK-GLADSTONE FINL CORP COM 704699107 37.51 3,785 SH SHARED 01 3,785 PEARSON PLC SPONSORED ADR 705015105 915.32 52,274 SH SHARED 52,274 PEARSON PLC SPONSORED ADR 705015105 33,372.34 1,905,902 SH SHARED 01 1,905,902 PEBBLEBROOK HOTEL TR COM 70509V100 43.82 2,800 SH C SHARED 2,800 PEBBLEBROOK HOTEL TR COM 70509V100 281.76 18,004 SH SHARED 18,004 PEBBLEBROOK HOTEL TR COM 70509V100 389.69 24,900 SH SHARED 24,900 PEBBLEBROOK HOTEL TR COM 70509V100 430.20 27,489 SH SHARED 01 27,489 PEETS COFFEE & TEA INC COM 705560100 27.82 500 SH P SHARED 500 PEETS COFFEE & TEA INC COM 705560100 33.38 600 SH C SHARED 600 PEETS COFFEE & TEA INC COM 705560100 123.80 2,225 SH SHARED 20 2,225 PEETS COFFEE & TEA INC COM 705560100 180.94 3,252 SH SHARED 01 3,252 PEGASYSTEMS INC COM 705573103 8.82 288 SH SHARED 01 288 PEGASYSTEMS INC COM 705573103 217.18 7,095 SH SHARED 7,095 PENFORD CORP COM 707051108 0.03 5 SH SHARED 01 5 PENFORD CORP COM 707051108 1.72 334 SH SHARED 334 PENGROWTH ENERGY CORP COM 70706P104 64.73 7,200 SH P SHARED 7,200 PENGROWTH ENERGY CORP COM 70706P104 122.26 13,600 SH SHARED 13,600 PENGROWTH ENERGY CORP COM 70706P104 134.85 15,000 SH SHARED 21 15,000 PENGROWTH ENERGY CORP COM 70706P104 153.55 17,080 SH SHARED 17,080 PENGROWTH ENERGY CORP COM 70706P104 160.92 17,900 SH C SHARED 17,900 PENGROWTH ENERGY CORP COM 70706P104 3,592.68 399,631 SH SHARED 01 399,631 PENN MILLERS HLDG CORP COM 707561106 245.08 12,199 SH SOLE 12,199 PENN NATL GAMING INC COM 707569109 6.66 200 SH SHARED 20 200 PENN NATL GAMING INC COM 707569109 70.41 2,115 SH SHARED 2,115

PENN NATL GAMING INC COM 707569109 196.41 5,900 SH C SHARED 5,900 PENN NATL GAMING INC COM 707569109 215.92 6,486 SH SHARED 01 6,486 PENN VA CORP COM 707882106 131.04 23,526 SH SHARED 01 23,526 PENN VA RESOURCES PARTNERS L COM 707884102 7.02 300 SH P SHARED 300 PENN VA RESOURCES PARTNERS L COM 707884102 30.41 1,300 SH C SHARED 1,300 PENN VA RESOURCES PARTNERS L COM 707884102 206.49 8,828 SH SHARED 8,828 PENN VA RESOURCES PARTNERS L COM 707884102 18,152.09 776,062 SH SHARED 01 776,062 PENN WEST PETE LTD NEW COM 707887105 97.48 6,600 SH P SHARED 6,600 PENN WEST PETE LTD NEW COM 707887105 246.66 16,700 SH C SHARED 16,700 PENN WEST PETE LTD NEW COM 707887105 377.37 25,550 SH SHARED 25,550 PENN WEST PETE LTD NEW COM 707887105 2,526.54 171,059 SH SHARED 171,059 PENN WEST PETE LTD NEW COM 707887105 6,187.08 418,895 SH SHARED 01 418,895 PENNANTPARK FLOATING RATE CA COM 70806A106 9.23 875 SH SHARED 875 PENNANTPARK FLOATING RATE CA COM 70806A106 206.79 19,601 SH SHARED 01 19,601 PENNANTPARK INVT CORP COM 708062104 958.77 107,485 SH SHARED 01 107,485 PENNANTPARK INVT CORP COM 708062104 4,842.00 542,825 SH SHARED 542,825 PENNEY J C INC COM 708160106 219.60 8,200 SH SHARED 8,200 PENNEY J C INC COM 708160106 1,116.73 41,700 SH P SHARED 41,700 PENNEY J C INC COM 708160106 2,129.01 79,500 SH C SHARED 79,500 PENNEY J C INC COM 708160106 3,903.93 145,778 SH SHARED 01 145,778 PENNEY J C INC COM 708160106 327,323.91 12,222,700 SH SHARED 12,222,700 PENNSYLVANIA RL ESTATE INVT SH BEN INT 709102107 0.19 25 SH SHARED 01 25 PENNSYLVANIA RL ESTATE INVT SH BEN INT 709102107 3.09 400 SH C SHARED 400 PENNSYLVANIA RL ESTATE INVT SH BEN INT 709102107 210.48 27,229 SH SHARED 27,229 PENNSYLVANIA RL ESTATE INVT SH BEN INT 709102107 240.17 31,070 SH SHARED 31,070 PENNYMAC MTG INVT TR COM 70931T103 60.44 3,801 SH SHARED 3,801 PENNYMAC MTG INVT TR COM 70931T103 540.04 33,965 SH SHARED 01 33,965 PENSKE AUTOMOTIVE GRP INC COM 70959W103 4.83 302 SH SHARED 21 302

PENSKE AUTOMOTIVE GRP INC COM 70959W103 704.56 44,035 SH SHARED 01 44,035 PENSON WORLDWIDE INC COM 709600100 0.44 300 SH SHARED 01 300 PENSON WORLDWIDE INC COM 709600100 0.72 498 SH SHARED 498 PENTAIR INC COM 709631105 12.80 400 SH P SHARED 400 PENTAIR INC COM 709631105 15.62 488 SH SHARED 21 488 PENTAIR INC COM 709631105 70.42 2,200 SH C SHARED 2,200 PENTAIR INC COM 709631105 864.27 27,000 SH SHARED 27,000 PENTAIR INC COM 709631105 1,512.86 47,262 SH SHARED 01 47,262 PENTAIR INC COM 709631105 5,655.21 176,670 SH SHARED 176,670 PEOPLES EDL HLDGS INC COM 711026104 4.00 4,000 SH SHARED 01 4,000 PEOPLES FED BANCSHARES INC COM 711037101 6.98 544 SH SOLE 544 PEOPLES FINL CORP MISS COM 71103B102 9.21 875 SH SOLE 875 PEOPLES UNITED FINANCIAL INC COM 712704105 3.31 290 SH SHARED 20 290 PEOPLES UNITED FINANCIAL INC COM 712704105 11.40 1,000 SH C SHARED 1,000 PEOPLES UNITED FINANCIAL INC COM 712704105 11.40 1,000 SH P SHARED 1,000 PEOPLES UNITED FINANCIAL INC COM 712704105 215.46 18,900 SH SHARED 18,900 PEOPLES UNITED FINANCIAL INC COM 712704105 6,736.27 590,901 SH SHARED 01 590,901 PEP BOYS MANNY MOE & JACK COM 713278109 12.83 1,300 SH C SHARED 1,300 PEP BOYS MANNY MOE & JACK COM 713278109 379.17 38,416 SH SHARED 01 38,416 PEPCO HOLDINGS INC COM 713291102 28.38 1,500 SH P SHARED 1,500 PEPCO HOLDINGS INC COM 713291102 105.95 5,600 SH C SHARED 5,600 PEPCO HOLDINGS INC COM 713291102 188.46 9,961 SH SHARED 9,961 PEPCO HOLDINGS INC COM 713291102 262.99 13,900 SH SHARED 13,900 PEPCO HOLDINGS INC COM 713291102 3,511.76 185,611 SH SHARED 01 185,611 PEPSICO INC COM 713448108 30.95 500 SH P SHARED 01 500 PEPSICO INC COM 713448108 92.85 1,500 SH C SHARED 01 1,500 PEPSICO INC COM 713448108 118.23 1,910 SH SHARED 21 1,910 PEPSICO INC COM 713448108 2,478.79 40,045 SH SHARED 20 40,045 PEPSICO INC COM 713448108 8,022.24 129,600 SH P SHARED 129,600 PEPSICO INC COM 713448108 24,760.00 400,000 SH C SHARED 400,000 PEPSICO INC COM 713448108 26,642.19 430,407 SH SHARED 430,407 PEPSICO INC COM 713448108 34,522.99 557,722 SH SHARED 557,722 PEPSICO INC COM 713448108 245,072.13 3,959,162 SH SHARED 01 3,959,162 PERCEPTRON INC COM 71361F100 10.30 1,904 SH SOLE 1,904

PEREGRINE PHARMACEUTICALS IN COM NEW 713661304 0.22 200 SH SHARED 01 200 PEREGRINE PHARMACEUTICALS IN COM NEW 713661304 3.71 3,400 SH C SHARED 3,400 PERFECT WORLD CO LTD SPON ADR REP B 71372U104 16.48 1,477 SH SHARED 01 1,477 PERFECT WORLD CO LTD SPON ADR REP B 71372U104 328.94 29,475 SH SHARED 29,475 PERFECT WORLD CO LTD SPON ADR REP B 71372U104 3,053.38 273,600 SH C SHARED 273,600 PERFICIENT INC COM 71375U101 21.96 3,000 SH SHARED 01 3,000 PERFICIENT INC COM 71375U101 43.88 5,994 SH SHARED 5,994 PERFORMANCE TECHNOLOGIES INC COM 71376K102 3.31 1,708 SH SOLE 1,708 PERICOM SEMICONDUCTOR CORP COM 713831105 85.22 11,500 SH SHARED 01 11,500 PERKINELMER INC COM 714046109 1.92 100 SH C SHARED 100 PERKINELMER INC COM 714046109 5.76 300 SH P SHARED 300 PERKINELMER INC COM 714046109 400.47 20,847 SH SHARED 20,847 PERKINELMER INC COM 714046109 2,527.46 131,570 SH SHARED 01 131,570 PERMA-FIX ENVIRONMENTAL SVCS COM 714157104 2.50 2,084 SH SHARED 2,084 PERMA-FIX ENVIRONMENTAL SVCS COM 714157104 23.28 19,400 SH SHARED 01 19,400 PERMIAN BASIN RTY TR UNIT BEN INT 714236106 55.24 2,700 SH C SHARED 2,700 PERMIAN BASIN RTY TR UNIT BEN INT 714236106 70.46 3,444 SH SHARED 3,444 PERMIAN BASIN RTY TR UNIT BEN INT 714236106 4,574.75 223,595 SH SHARED 01 223,595 PERRIGO CO COM 714290103 29.13 300 SH P SHARED 300 PERRIGO CO COM 714290103 106.82 1,100 SH C SHARED 1,100 PERRIGO CO COM 714290103 504.97 5,200 SH SHARED 5,200 PERRIGO CO COM 714290103 10,414.46 107,244 SH SHARED 01 107,244 PERRIGO CO COM 714290103 15,600.43 160,647 SH SHARED 160,647 PERVASIVE SOFTWARE INC COM 715710109 4.20 700 SH SHARED 01 700 PERVASIVE SOFTWARE INC COM 715710109 5.64 940 SH SHARED 940 PETMED EXPRESS INC COM 716382106 0.90 100 SH C SHARED 100 PETMED EXPRESS INC COM 716382106 4.50 500 SH P SHARED 500 PETMED EXPRESS INC COM 716382106 52.88 5,876 SH SHARED 01 5,876 PETMED EXPRESS INC COM 716382106 148.19 16,465 SH SHARED 16,465 PETROBRAS ARGENTINA S A SPONS ADR 71646J109 35.10 2,553 SH SHARED 01 2,553 PETROCHINA CO LTD SPONSORED ADR 71646E100 13.25 110 SH SHARED 20 110 PETROCHINA CO LTD SPONSORED ADR 71646E100 354.84 2,945 SH SHARED 2,945 PETROCHINA CO LTD SPONSORED ADR 71646E100 1,045.85 8,680 SH SHARED 8,680 PETROCHINA CO LTD SPONSORED ADR 71646E100 10,707.10 88,863 SH SHARED 01 88,863 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 16.04 774 SH SHARED 21 774 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 2,138.66 103,217 SH SHARED 103,217

PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 2,233.20 107,780 SH SHARED 107,780 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 10,935.75 527,787 SH SHARED 01 527,787 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 14.59 650 SH SHARED 21 650 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 492.78 21,950 SH SHARED 20 21,950 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 7,281.19 324,329 SH SHARED 324,329 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 28,468.69 1,268,093 SH SHARED 01 1,268,093 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 37,206.56 1,657,308 SH SHARED 1,657,308 PETROLEUM & RES CORP COM 716549100 4,898.99 216,578 SH SHARED 01 216,578 PETROLEUM DEV CORP COM 716578109 1.94 100 SH P SHARED 100 PETROLEUM DEV CORP COM 716578109 3.88 200 SH SHARED 01 200 PETROLEUM DEV CORP COM 716578109 21.33 1,100 SH C SHARED 1,100 PETROQUEST ENERGY INC COM 716748108 1.89 343 SH SHARED 21 343 PETROQUEST ENERGY INC COM 716748108 16.57 3,012 SH SHARED 01 3,012 PETROQUEST ENERGY INC COM 716748108 71.50 13,000 SH C SHARED 13,000 PETSMART INC COM 716768106 8.53 200 SH P SHARED 200 PETSMART INC COM 716768106 9.85 231 SH SHARED 21 231 PETSMART INC COM 716768106 38.39 900 SH C SHARED 900 PETSMART INC COM 716768106 358.26 8,400 SH SHARED 8,400 PETSMART INC COM 716768106 1,382.84 32,423 SH SHARED 17 32,423 PETSMART INC COM 716768106 1,854.76 43,488 SH SHARED 01 43,488 PETSMART INC COM 716768106 2,769.69 64,940 SH SHARED 64,940 PFIZER INC COM 717081103 51.38 2,906 SH SHARED 20 2,906 PFIZER INC COM 717081103 102.54 5,800 SH SHARED 21 5,800 PFIZER INC COM 717081103 212.16 12,000 SH C SHARED 01 12,000 PFIZER INC COM 717081103 10,590.09 598,987 SH SHARED 598,987 PFIZER INC COM 717081103 29,391.23 1,662,400 SH P SHARED 1,662,400 PFIZER INC COM 717081103 33,383.38 1,888,200 SH C SHARED 1,888,200 PFIZER INC COM 717081103 79,044.08 4,470,819 SH SHARED 4,470,819 PFIZER INC COM 717081103 152,718.73 8,637,937 SH SHARED 01 8,637,937 PFSWEB INC COM NEW 717098206 0.76 200 SH C SHARED 200 PFSWEB INC COM NEW 717098206 45.31 11,961 SH SHARED 01 11,961 PG&E CORP COM 69331C108 8.46 200 SH P SHARED 200 PG&E CORP COM 69331C108 31.89 754 SH SHARED 21 754 PG&E CORP COM 69331C108 38.07 900 SH C SHARED 900 PG&E CORP COM 69331C108 862.92 20,400 SH SHARED 20,400 PG&E CORP COM 69331C108 1,279.62 30,251 SH SHARED 30,251

PG&E CORP COM 69331C108 6,910.13 163,360 SH SHARED 01 163,360 PHARMACEUTICAL HLDRS TR DEPOSITRY RCPT 71712A206 3.59 55 SH SHARED 55 PHARMACEUTICAL HLDRS TR DEPOSITRY RCPT 71712A206 19.58 300 SH P SHARED 300 PHARMACEUTICAL HLDRS TR DEPOSITRY RCPT 71712A206 20.88 320 SH SHARED 21 320 PHARMACEUTICAL HLDRS TR DEPOSITRY RCPT 71712A206 84.83 1,300 SH C SHARED 1,300 PHARMACEUTICAL HLDRS TR DEPOSITRY RCPT 71712A206 466.54 7,150 SH SHARED 01 7,150 PHARMACEUTICAL PROD DEV INC COM 717124101 20.53 800 SH P SHARED 800 PHARMACEUTICAL PROD DEV INC COM 717124101 38.49 1,500 SH C SHARED 1,500 PHARMACEUTICAL PROD DEV INC COM 717124101 99.69 3,885 SH SHARED 20 3,885 PHARMACEUTICAL PROD DEV INC COM 717124101 130.87 5,100 SH SHARED 5,100 PHARMACEUTICAL PROD DEV INC COM 717124101 443.33 17,277 SH SHARED 01 17,277 PHARMACEUTICAL PROD DEV INC COM 717124101 646.14 25,181 SH SHARED 25,181 PHARMACYCLICS INC COM 716933106 53.24 4,500 SH P SHARED 4,500 PHARMACYCLICS INC COM 716933106 437.71 37,000 SH SHARED 01 37,000 PHARMACYCLICS INC COM 716933106 809.17 68,400 SH C SHARED 68,400 PHARMASSET INC COM 71715N106 90.61 1,100 SH C SHARED 1,100 PHARMASSET INC COM 71715N106 101.32 1,230 SH SHARED 20 1,230 PHARMASSET INC COM 71715N106 1,159.28 14,074 SH SHARED 14,074 PHARMASSET INC COM 71715N106 4,882.98 59,281 SH SHARED 01 59,281 PHARMATHENE INC COM 71714G102 1.11 629 SH SOLE 629 PHARMATHENE INC COM 71714G102 8.10 4,600 SH P SOLE 4,600 PHARMATHENE INC COM 71714G102 52.98 30,100 SH C SOLE 30,100 PHARMERICA CORP COM 71714F104 14.27 1,000 SH C SHARED 1,000 PHARMERICA CORP COM 71714F104 145.85 10,221 SH SHARED 10,221 PHARMERICA CORP COM 71714F104 357.04 25,020 SH SHARED 01 25,020 PHAZAR CORP COM 71722R108 6.27 3,582 SH SOLE 3,582 PHC INC MASS CL A 693315103 2.46 1,041 SH SOLE 1,041 PHH CORP COM NEW 693320202 7.53 468 SH SHARED 01 468 PHH CORP COM NEW 693320202 900.50 56,001 SH SHARED 56,001 PHH CORP COM NEW 693320202 1,837.94 114,300 SH P SHARED 114,300 PHI INC COM NON VTG 69336T205 1,636.91 85,523 SH SHARED 01 85,523 PHILIP MORRIS INTL INC COM 718172109 231.49 3,711 SH SHARED 21 3,711 PHILIP MORRIS INTL INC COM 718172109 2,002.59 32,103 SH SHARED 20 32,103

PHILIP MORRIS INTL INC COM 718172109 7,037.59 112,818 SH SHARED 112,818 PHILIP MORRIS INTL INC COM 718172109 9,481.76 152,000 SH C SHARED 152,000 PHILIP MORRIS INTL INC COM 718172109 12,900.18 206,800 SH P SHARED 206,800 PHILIP MORRIS INTL INC COM 718172109 90,614.75 1,452,625 SH SHARED 01 1,452,625 PHILIP MORRIS INTL INC COM 718172109 103,585.55 1,660,557 SH SHARED 1,660,557 PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 177.81 3,590 SH SHARED 3,590 PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 388.32 7,840 SH SHARED 20 7,840 PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 3,629.66 73,282 SH SHARED 01 73,282 PHOENIX COS INC NEW COM 71902E109 786.38 644,576 SH SHARED 01 644,576 PHOENIX COS INC NEW COM 71902E109 911.90 747,457 SH SHARED 747,457 PHOENIX NEW MEDIA LTD SPONSORED ADS 71910C103 34.27 6,034 SH SOLE 6,034 PHOTOMEDEX INC COM PAR $0.01 719358301 0.02 2 SH SHARED 01 2 PHOTOMEDEX INC COM PAR $0.01 719358301 17.65 1,414 SH SHARED 1,414 PHOTRONICS INC COM 719405102 4.98 1,000 SH C SHARED 1,000 PHOTRONICS INC COM 719405102 33.37 6,700 SH SHARED 01 6,700 PHOTRONICS INC COM 719405102 160.75 32,279 SH SHARED 32,279 PHOTRONICS INC COM 719405102 584.15 117,300 SH P SHARED 117,300 PHYSICIANS FORMULA HLDGS INC COM 719427106 5.54 2,016 SH SOLE 2,016 PICO HLDGS INC COM NEW 693366205 677.67 33,041 SH SHARED 01 33,041 PIEDMONT NAT GAS INC COM 720186105 14.45 500 SH C SHARED 500 PIEDMONT NAT GAS INC COM 720186105 1,095.88 37,933 SH SHARED 01 37,933 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 140.68 8,700 SH SHARED 8,700 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 961.94 59,489 SH SHARED 01 59,489 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 1,027.75 63,559 SH SHARED 63,559 PIER 1 IMPORTS INC COM 720279108 13.69 1,400 SH C SHARED 1,400 PIER 1 IMPORTS INC COM 720279108 30.32 3,100 SH P SHARED 3,100 PIER 1 IMPORTS INC COM 720279108 879.52 89,930 SH SHARED 01 89,930 PIKE ELEC CORP COM 721283109 12.19 1,800 SH SHARED 01 1,800 PIKE ELEC CORP COM 721283109 25.09 3,706 SH SHARED 3,706 PILGRIMS PRIDE CORP NEW COM 72147K108 1.28 300 SH P SOLE 300 PILGRIMS PRIDE CORP NEW COM 72147K108 2.14 500 SH C SOLE 500

PIMCO CA MUNICIPAL INCOME FD COM 72200N106 6.83 518 SH SHARED 518 PIMCO CA MUNICIPAL INCOME FD COM 72200N106 43.63 3,310 SH SHARED 01 3,310 PIMCO CALIF MUN INCOME FD II COM 72200M108 28.79 3,073 SH SHARED 01 3,073 PIMCO CALIF MUN INCOME FD II COM 72201C109 513.83 53,917 SH SHARED 01 53,917 PIMCO CORPORATE INCOME FD COM 72200U100 48.36 3,430 SH SHARED 3,430 PIMCO CORPORATE INCOME FD COM 72200U100 1,155.97 81,984 SH SHARED 01 81,984 PIMCO CORPORATE OPP FD COM 72201B101 2,921.86 176,654 SH SHARED 01 176,654 PIMCO ETF TR 1-3YR USTREIDX 72201R106 1,259.76 24,621 SH SHARED 01 24,621 PIMCO ETF TR 1-5 US TIP IDX 72201R205 12,485.31 235,483 SH SHARED 01 235,483 PIMCO ETF TR 15+ YR US TIPS 72201R304 25.28 403 SH SHARED 403 PIMCO ETF TR 15+ YR US TIPS 72201R304 503.61 8,027 SH SHARED 01 8,027 PIMCO ETF TR 25YR+ ZERO U S 72201R882 401.35 3,644 SH SHARED 01 3,644 PIMCO ETF TR 7-15 YR US TRS 72201R700 58.58 682 SH SHARED 682 PIMCO ETF TR 7-15 YR US TRS 72201R700 225.38 2,624 SH SHARED 01 2,624 PIMCO ETF TR BROAD US TIPS 72201R403 66.80 1,172 SH SHARED 01 1,172 PIMCO ETF TR BROAD US TIPS 72201R403 127.51 2,237 SH SHARED 2,237 PIMCO ETF TR ENHAN SHRT MAT 72201R833 34,183.57 340,406 SH SHARED 01 340,406 PIMCO ETF TR INTER MUN BD ST 72201R866 40.18 767 SH SHARED 01 767 PIMCO ETF TR INV GRD CRP BD 72201R817 1,770.95 17,496 SH SHARED 01 17,496 PIMCO ETF TR SHTRM MUN BOND 72201R874 679.40 13,450 SH SHARED 01 13,450 PIMCO GLOBAL STOCKSPLS INCM COM 722011103 20.97 1,176 SH SHARED 1,176 PIMCO GLOBAL STOCKSPLS INCM COM 722011103 127.25 7,137 SH SHARED 01 7,137 PIMCO HIGH INCOME FD COM SHS 722014107 5.47 480 SH SHARED 480 PIMCO HIGH INCOME FD COM SHS 722014107 8,362.59 734,205 SH SHARED 01 734,205 PIMCO INCOME OPPORTUNITY FD COM 72202B100 1.77 72 SH SHARED 72 PIMCO INCOME OPPORTUNITY FD COM 72202B100 306.59 12,458 SH SHARED 01 12,458 PIMCO INCOME STRATEGY FUND COM 72201H108 684.20 68,215 SH SHARED 01 68,215 PIMCO INCOME STRATEGY FUND I COM 72201J104 119.89 13,671 SH SHARED 13,671 PIMCO INCOME STRATEGY FUND I COM 72201J104 1,584.13 180,631 SH SHARED 01 180,631 PIMCO MUN INCOME FD II COM 72200W106 6.09 551 SH SHARED 551

PIMCO MUN INCOME FD II COM 72200W106 212.73 19,252 SH SHARED 01 19,252 PIMCO MUN INCOME FD III COM 72201A103 257.30 23,935 SH SHARED 01 23,935 PIMCO MUNICIPAL INCOME FD COM 72200R107 85.53 6,303 SH SHARED 01 6,303 PIMCO NEW YORK MUN FD II COM 72200Y102 3.21 289 SH SHARED 289 PIMCO NEW YORK MUN FD II COM 72200Y102 12.02 1,082 SH SHARED 01 1,082 PIMCO NEW YORK MUN INCM FD 1 COM 72201E105 115.23 12,803 SH SHARED 01 12,803 PIMCO NY MUNICIPAL INCOME FD COM 72200T103 122.67 11,716 SH SHARED 01 11,716 PIMCO STRATEGIC GBL GOV FD I COM 72200X104 7.90 738 SH SHARED 738 PIMCO STRATEGIC GBL GOV FD I COM 72200X104 369.14 34,467 SH SHARED 01 34,467 PINNACLE AIRL CORP COM 723443107 0.65 223 SH SHARED 01 223 PINNACLE AIRL CORP COM 723443107 4.21 1,436 SH SHARED 1,436 PINNACLE DATA SYS INC COM 723454104 5.89 4,498 SH SHARED 4,498 PINNACLE DATA SYS INC COM 723454104 78.60 60,000 SH SHARED 01 60,000 PINNACLE ENTMT INC COM 723456109 3.63 400 SH P SHARED 400 PINNACLE ENTMT INC COM 723456109 709.45 78,133 SH SHARED 01 78,133 PINNACLE WEST CAP CORP COM 723484101 11.51 268 SH SHARED 21 268 PINNACLE WEST CAP CORP COM 723484101 223.29 5,200 SH SHARED 5,200 PINNACLE WEST CAP CORP COM 723484101 1,396.88 32,531 SH SHARED 32,531 PINNACLE WEST CAP CORP COM 723484101 2,029.95 47,274 SH SHARED 01 47,274 PIONEER DIV HIGH INCOME TRUS COM BENE INTER 723653101 123.56 6,650 SH SHARED 01 6,650 PIONEER DRILLING CO COM 723655106 48.82 6,800 SH C SHARED 6,800 PIONEER DRILLING CO COM 723655106 766.88 106,808 SH SHARED 01 106,808 PIONEER FLOATING RATE TR COM 72369J102 900.99 75,841 SH SHARED 01 75,841 PIONEER HIGH INCOME TR COM 72369H106 47.64 2,914 SH SHARED 2,914 PIONEER HIGH INCOME TR COM 72369H106 567.69 34,721 SH SHARED 01 34,721 PIONEER MUN HIGH INCOME ADV COM 723762100 10.53 760 SH SHARED 760

PIONEER MUN HIGH INCOME ADV COM 723762100 1,198.61 86,480 SH SHARED 01 86,480 PIONEER MUN HIGH INCOME TR COM SHS 723763108 122.38 8,440 SH SHARED 01 8,440 PIONEER NAT RES CO COM 723787107 51.83 788 SH SHARED 21 788 PIONEER NAT RES CO COM 723787107 434.08 6,600 SH SHARED 6,600 PIONEER NAT RES CO COM 723787107 447.24 6,800 SH P SHARED 6,800 PIONEER NAT RES CO COM 723787107 499.85 7,600 SH C SHARED 7,600 PIONEER NAT RES CO COM 723787107 5,893.91 89,614 SH SHARED 01 89,614 PIONEER NAT RES CO NOTE 2.875% 1/1 723787AH0 7.18 6,000 PRN SHARED 01 6,000 PIONEER SOUTHWST ENRG PRTNR UNIT LP INT 72388B106 73.11 3,025 SH SHARED 3,025 PIONEER SOUTHWST ENRG PRTNR UNIT LP INT 72388B106 290.04 12,000 SH SHARED 01 12,000 PIPER JAFFRAY COS COM 724078100 29.94 1,670 SH SHARED 01 1,670 PITNEY BOWES INC COM 724479100 244.40 13,000 SH P SHARED 13,000 PITNEY BOWES INC COM 724479100 255.68 13,600 SH SHARED 13,600 PITNEY BOWES INC COM 724479100 270.95 14,412 SH SHARED 14,412 PITNEY BOWES INC COM 724479100 639.20 34,000 SH C SHARED 34,000 PITNEY BOWES INC COM 724479100 8,025.21 426,873 SH SHARED 01 426,873 PITTSBURGH & W VA RR SH BEN INT 724819107 500.26 40,021 SH SHARED 01 40,021 PIXELWORKS INC COM NEW 72581M305 5.47 2,606 SH SHARED 2,606 PIXELWORKS INC COM NEW 72581M305 33.61 16,006 SH SHARED 01 16,006 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 88.38 1,500 SH P SHARED 1,500 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 206.22 3,500 SH SHARED 21 3,500 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 712.93 12,100 SH C SHARED 12,100 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 20,270.48 344,034 SH SHARED 344,034 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 104,105.63 1,766,898 SH SHARED 01 1,766,898 PLAINS EXPL& PRODTN CO COM 726505100 8.11 357 SH SHARED 357 PLAINS EXPL& PRODTN CO COM 726505100 245.27 10,800 SH SHARED 10,800 PLAINS EXPL& PRODTN CO COM 726505100 2,169.53 95,532 SH SHARED 01 95,532 PLAINS EXPL& PRODTN CO COM 726505100 2,291.44 100,900 SH C SHARED 100,900 PLAINS EXPL& PRODTN CO COM 726505100 2,323.23 102,300 SH P SHARED 102,300 PLANAR SYS INC COM 726900103 2.30 1,157 SH SHARED 1,157 PLANAR SYS INC COM 726900103 6.14 3,084 SH SHARED 01 3,084 PLANTRONICS INC NEW COM 727493108 33.97 1,194 SH SHARED 21 1,194 PLANTRONICS INC NEW COM 727493108 2,555.55 89,826 SH SHARED 01 89,826

PLATINUM GROUP METALS LTD COM NEW 72765Q205 4.71 4,577 SH SHARED 4,577 PLATINUM GROUP METALS LTD COM NEW 72765Q205 100.84 97,900 SH SHARED 01 97,900 PLATINUM UNDERWRITER HLDGS L COM G7127P100 2.31 75 SH SHARED 20 75 PLATINUM UNDERWRITER HLDGS L COM G7127P100 13.78 448 SH SHARED 01 448 PLEXUS CORP COM 729132100 2.44 108 SH SHARED 01 108 PLEXUS CORP COM 729132100 67.86 3,000 SH C SHARED 3,000 PLUG POWER INC COM NEW 72919P202 1.89 1,039 SH SHARED 01 1,039 PLUM CREEK TIMBER CO INC COM 729251108 246.44 7,100 SH SHARED 7,100 PLUM CREEK TIMBER CO INC COM 729251108 301.98 8,700 SH P SHARED 8,700 PLUM CREEK TIMBER CO INC COM 729251108 916.34 26,400 SH C SHARED 26,400 PLUM CREEK TIMBER CO INC COM 729251108 8,031.69 231,394 SH SHARED 01 231,394 PLUMAS BANCORP COM 729273102 0.78 324 SH SHARED 324 PLUMAS BANCORP COM 729273102 8.71 3,600 SH SHARED 01 3,600 PLURISTEM THERAPEUTICS INC COM 72940R102 50.60 23,319 SH SOLE 23,319 PLX TECHNOLOGY INC COM 693417107 102.14 33,934 SH SHARED 33,934 PMC COML TR SH BEN INT 693434102 1.17 150 SH SHARED 01 150 PMC COML TR SH BEN INT 693434102 10.00 1,282 SH SHARED 1,282 PMC-SIERRA INC COM 69344F106 9.57 1,600 SH P SHARED 1,600 PMC-SIERRA INC COM 69344F106 23.92 4,000 SH SHARED 4,000 PMC-SIERRA INC COM 69344F106 93.89 15,700 SH C SHARED 15,700 PMC-SIERRA INC COM 69344F106 345.70 57,809 SH SHARED 57,809 PMC-SIERRA INC COM 69344F106 349.92 58,515 SH SHARED 01 58,515 PMFG INC COM 69345P103 13.83 877 SH SHARED 01 877 PMI GROUP INC COM 69344M101 0.12 600 SH P SHARED 600 PMI GROUP INC COM 69344M101 0.50 2,500 SH SHARED 01 2,500 PMI GROUP INC COM 69344M101 1.84 9,187 SH SHARED 9,187 PMI GROUP INC COM 69344M101 2.28 11,400 SH C SHARED 11,400 PNC FINL SVCS GROUP INC COM 693475105 76.53 1,588 SH SHARED 21 1,588 PNC FINL SVCS GROUP INC COM 693475105 1,373.22 28,496 SH SHARED 28,496 PNC FINL SVCS GROUP INC COM 693475105 3,845.56 79,800 SH P SHARED 79,800 PNC FINL SVCS GROUP INC COM 693475105 7,932.07 164,600 SH C SHARED 164,600 PNC FINL SVCS GROUP INC COM 693475105 28,541.39 592,268 SH SHARED 01 592,268

PNC FINL SVCS GROUP INC *W EXP 12/31/201 693475121 1,863.60 208,456 SH SHARED 01 208,456 PNM RES INC COM 69349H107 122.93 7,482 SH SHARED 01 7,482 POAGE BANKSHARES INC COM 730206109 31.57 2,865 SH SOLE 2,865 POINTER TELOCATION LTD SHS M7946T104 7.57 1,856 SH SOLE 1,856 POKERTEK INC COM NEW 730864204 0.07 80 SH SHARED 01 80 POKERTEK INC COM NEW 730864204 2.23 2,620 SH SHARED 2,620 POLARIS INDS INC COM 731068102 4.90 98 SH SHARED 21 98 POLARIS INDS INC COM 731068102 99.94 2,000 SH P SHARED 2,000 POLARIS INDS INC COM 731068102 339.80 6,800 SH C SHARED 6,800 POLARIS INDS INC COM 731068102 1,045.12 20,915 SH SHARED 20,915 POLARIS INDS INC COM 731068102 2,537.13 50,773 SH SHARED 01 50,773 POLYCOM INC COM 73172K104 6.67 363 SH SHARED 21 363 POLYCOM INC COM 73172K104 397.18 21,621 SH SHARED 01 21,621 POLYCOM INC COM 73172K104 567.63 30,900 SH P SHARED 30,900 POLYCOM INC COM 73172K104 773.38 42,100 SH C SHARED 42,100 POLYCOM INC COM 73172K104 1,040.90 56,663 SH SHARED 56,663 POLYMET MINING CORP COM 731916102 3.14 2,534 SH SHARED 2,534 POLYMET MINING CORP COM 731916102 64.33 51,875 SH SHARED 01 51,875 POLYONE CORP COM 73179P106 1.02 95 SH SHARED 01 95 POLYONE CORP COM 73179P106 11.78 1,100 SH C SHARED 1,100 POLYPORE INTL INC COM 73179V103 28.26 500 SH P SHARED 500 POLYPORE INTL INC COM 73179V103 316.51 5,600 SH C SHARED 5,600 POLYPORE INTL INC COM 73179V103 452.78 8,011 SH SHARED 8,011 POLYPORE INTL INC COM 73179V103 6,236.64 110,344 SH SHARED 01 110,344 POOL CORPORATION COM 73278L105 9.74 372 SH SHARED 21 372 POOL CORPORATION COM 73278L105 81.16 3,100 SH P SHARED 3,100 POOL CORPORATION COM 73278L105 1,226.66 46,855 SH SHARED 01 46,855 POPE RES DEL LTD PARTNERSHIP DEPOSITRY RCPT 732857107 32.51 793 SH SHARED 793 POPE RES DEL LTD PARTNERSHIP DEPOSITRY RCPT 732857107 1,557.63 37,991 SH SHARED 01 37,991 POPULAR INC COM 733174106 26.85 17,900 SH C SHARED 17,900 POPULAR INC COM 733174106 1,195.27 796,848 SH SHARED 796,848 POPULAR INC COM 733174106 1,390.84 927,225 SH SHARED 01 927,225 PORTER BANCORP INC COM 736233107 5.30 1,383 SH SOLE 1,383 PORTFOLIO RECOVERY ASSOCS IN COM 73640Q105 97.44 1,566 SH SHARED 01 1,566 PORTFOLIO RECOVERY ASSOCS IN COM 73640Q105 105.77 1,700 SH P SHARED 1,700 PORTFOLIO RECOVERY ASSOCS IN COM 73640Q105 155.55 2,500 SH C SHARED 2,500 PORTLAND GEN ELEC CO COM NEW 736508847 4.00 169 SH SHARED 21 169 PORTLAND GEN ELEC CO COM NEW 736508847 7.11 300 SH C SHARED 300 PORTLAND GEN ELEC CO COM NEW 736508847 17.10 722 SH SHARED 722

PORTLAND GEN ELEC CO COM NEW 736508847 2,974.02 125,539 SH SHARED 01 125,539 PORTUGAL TELECOM SGPS S A SPONSORED ADR 737273102 1,647.45 227,235 SH SHARED 01 227,235 POSCO SPONSORED ADR 693483109 578.44 7,610 SH SHARED 20 7,610 POSCO SPONSORED ADR 693483109 2,843.53 37,410 SH SHARED 01 37,410 POSCO SPONSORED ADR 693483109 22,580.52 297,073 SH SHARED 297,073 POST PPTYS INC COM 737464107 853.87 24,579 SH SHARED 24,579 POST PPTYS INC COM 737464107 1,381.68 39,772 SH SHARED 39,772 POTASH CORP SASK INC COM 73755L107 14.22 329 SH SHARED 20 329 POTASH CORP SASK INC COM 73755L107 185.07 4,282 SH SHARED 21 4,282 POTASH CORP SASK INC COM 73755L107 3,534.10 81,770 SH SHARED 81,770 POTASH CORP SASK INC COM 73755L107 17,417.66 403,000 SH P SHARED 403,000 POTASH CORP SASK INC COM 73755L107 35,479.60 820,907 SH SHARED 820,907 POTASH CORP SASK INC COM 73755L107 37,190.81 860,500 SH C SHARED 860,500 POTASH CORP SASK INC COM 73755L107 45,650.04 1,056,225 SH SHARED 01 1,056,225 POTLATCH CORP NEW COM 737630103 15.76 500 SH P SHARED 500 POTLATCH CORP NEW COM 737630103 110.32 3,500 SH C SHARED 3,500 POTLATCH CORP NEW COM 737630103 327.90 10,403 SH SHARED 01 10,403 POVIDENT CMNTY BANCSHARES IN COM 74386S107 0.72 1,748 SH SOLE 1,748 POWER INTEGRATIONS INC COM 739276103 27.92 912 SH SHARED 21 912 POWER INTEGRATIONS INC COM 739276103 142.03 4,640 SH SHARED 20 4,640 POWER INTEGRATIONS INC COM 739276103 1,327.34 43,363 SH SHARED 01 43,363 POWER ONE INC NEW COM 73930R102 9.90 2,200 SH P SHARED 2,200 POWER ONE INC NEW COM 73930R102 43.89 9,753 SH SHARED 01 9,753 POWER ONE INC NEW COM 73930R102 421.95 93,766 SH SHARED 93,766 POWER ONE INC NEW COM 73930R102 635.40 141,200 SH C SHARED 141,200 POWERSECURE INTL INC COM 73936N105 1.89 400 SH SHARED 01 400 POWERSECURE INTL INC COM 73936N105 298.91 63,195 SH SHARED 63,195 POWERSHARES ACTIVE MNG ETF T ALPHA MULT CAP 73935B201 19.87 1,405 SH SOLE 1,405 POWERSHARES ACTIVE MNG ETF T ALPHAQ FD 73935B102 25.61 1,007 SH SOLE 1,007 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 211.15 8,200 SH P SHARED 8,200 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 507.28 19,700 SH C SHARED 19,700 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 1,588.78 61,700 SH P SHARED 01 61,700 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 46,122.91 1,791,181 SH SHARED 01 1,791,181 POWERSHARES DB G10 CURCY HAR COM UT BEN INT 73935Y102 131.14 5,714 SH SHARED 5,714

POWERSHARES DB G10 CURCY HAR COM UT BEN INT 73935Y102 3,108.53 135,448 SH SHARED 01 135,448 POWERSHARES ETF TR II BUILD AMER ETF 73937B407 10,395.78 360,714 SH SHARED 01 360,714 POWERSHARES ETF TR II EMRG MKTS INFR 73937B209 7.23 210 SH SHARED 17 210 POWERSHARES ETF TR II EMRG MKTS INFR 73937B209 69.24 2,010 SH SHARED 2,010 POWERSHARES ETF TR II EMRG MKTS INFR 73937B209 2,254.75 65,450 SH SHARED 01 65,450 POWERSHARES ETF TR II GLBL WIND ENRG 73937B308 9.25 1,306 SH SHARED 1,306 POWERSHARES ETF TR II GLBL WIND ENRG 73937B308 158.48 22,384 SH SHARED 01 22,384 POWERSHARES ETF TR II GLB NUCLR ENRG 73937B100 29.96 1,976 SH SHARED 01 1,976 POWERSHARES ETF TR II GLB NUCLR ENRG 73937B100 49.07 3,237 SH SHARED 3,237 POWERSHARES ETF TR II S&P500 HGH BET 73937B829 3.18 193 SH SOLE 193 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 40.69 1,717 SH SHARED 01 1,717 POWERSHARES ETF TR II S&P SMCP C DIS 73937B506 165.07 6,974 SH SHARED 01 6,974 POWERSHARES ETF TR II S&P SMCP CONSU 73937B605 251.30 8,624 SH SHARED 01 8,624 POWERSHARES ETF TR II S&P SMCP CONSU 73937B605 773.46 26,543 SH SHARED 26,543 POWERSHARES ETF TR II S&P SMCP ENE P 73937B704 347.45 12,902 SH SHARED 01 12,902 POWERSHARES ETF TR II S&P SMCP ENE P 73937B704 1,038.66 38,569 SH SHARED 38,569 POWERSHARES ETF TR II S&P SMCP FIN P 73937B803 31.82 1,378 SH SHARED 1,378 POWERSHARES ETF TR II S&P SMCP FIN P 73937B803 358.03 15,506 SH SHARED 01 15,506 POWERSHARES ETF TR II S&P SMCP HC PO 73937B886 972.73 35,231 SH SHARED 01 35,231 POWERSHARES ETF TR II S&P SMCP IND P 73937B878 41.36 1,785 SH SHARED 1,785 POWERSHARES ETF TR II S&P SMCP IND P 73937B878 259.90 11,217 SH SHARED 01 11,217 POWERSHARES ETF TR II S&P SMCP IT PO 73937B860 13.75 586 SH SHARED 586 POWERSHARES ETF TR II S&P SMCP IT PO 73937B860 916.83 39,064 SH SHARED 01 39,064

POWERSHARES ETF TR II S&P SMCP MAT P 73937B852 59.69 2,653 SH SHARED 01 2,653 POWERSHARES ETF TR II S&P SMCP MAT P 73937B852 943.65 41,940 SH SHARED 41,940 POWERSHARES ETF TR II S&P SMCP UTI P 73937B837 37.89 1,355 SH SHARED 1,355 POWERSHARES ETF TR II S&P SMCP UTI P 73937B837 46.86 1,676 SH SHARED 01 1,676 POWERSHARES ETF TRUST AERSPC DEF PTF 73935X690 104.56 6,395 SH SHARED 6,395 POWERSHARES ETF TRUST AERSPC DEF PTF 73935X690 471.21 28,820 SH SHARED 01 28,820 POWERSHARES ETF TRUST BASIC MAT SECT 73935X427 21.38 766 SH SHARED 766 POWERSHARES ETF TRUST BASIC MAT SECT 73935X427 280.94 10,066 SH SHARED 01 10,066 POWERSHARES ETF TRUST BNKING SEC POR 73935X336 14.02 1,468 SH SHARED 1,468 POWERSHARES ETF TRUST BNKING SEC POR 73935X336 106.58 11,160 SH SHARED 01 11,160 POWERSHARES ETF TRUST CLEANTECH PORT 73935X278 25.27 1,215 SH SHARED 1,215 POWERSHARES ETF TRUST CLEANTECH PORT 73935X278 1,324.40 63,673 SH SHARED 01 63,673 POWERSHARES ETF TRUST CON DISCRE SEC 73935X419 354.07 15,588 SH SHARED 01 15,588 POWERSHARES ETF TRUST CON STAPLE SEC 73935X393 57.67 2,002 SH SHARED 2,002 POWERSHARES ETF TRUST CON STAPLE SEC 73935X393 139.48 4,842 SH SHARED 01 4,842 POWERSHARES ETF TRUST DIV ACHV PRTF 73935X732 4,212.58 312,970 SH SHARED 01 312,970 POWERSHARES ETF TRUST DWA TECH LDRS 73935X153 465.86 21,214 SH SHARED 21,214 POWERSHARES ETF TRUST DWA TECH LDRS 73935X153 13,868.73 631,545 SH SHARED 01 631,545 POWERSHARES ETF TRUST DYNA BUYBK ACH 73935X286 12.49 530 SH SHARED 01 530 POWERSHARES ETF TRUST DYNAMIC MKT PT 73935X104 242.77 6,588 SH SHARED 01 6,588 POWERSHARES ETF TRUST DYNAMIC OTC PT 73935X203 1.99 47 SH SHARED 01 47 POWERSHARES ETF TRUST DYN BIOT & GEN 73935X856 55.52 3,032 SH SHARED 3,032 POWERSHARES ETF TRUST DYN BIOT & GEN 73935X856 4,595.43 250,979 SH SHARED 01 250,979

POWERSHARES ETF TRUST DYN BLDG CNSTR 73935X666 18.99 1,907 SH SHARED 1,907 POWERSHARES ETF TRUST DYN BLDG CNSTR 73935X666 173.82 17,454 SH SHARED 01 17,454 POWERSHARES ETF TRUST DYN EN EX PROD 73935X658 66.67 3,505 SH SHARED 3,505 POWERSHARES ETF TRUST DYN EN EX PROD 73935X658 756.16 39,756 SH SHARED 01 39,756 POWERSHARES ETF TRUST DYN FD & BEV 73935X849 525.64 29,316 SH SHARED 29,316 POWERSHARES ETF TRUST DYN FD & BEV 73935X849 5,548.80 309,470 SH SHARED 01 309,470 POWERSHARES ETF TRUST DYN INS PTF 73935X641 15.39 1,158 SH SHARED 01 1,158 POWERSHARES ETF TRUST DYN LSR & ENT 73935X757 33.71 2,085 SH SHARED 2,085 POWERSHARES ETF TRUST DYN LSR & ENT 73935X757 604.84 37,405 SH SHARED 01 37,405 POWERSHARES ETF TRUST DYN MEDIA PORT 73935X823 24.32 2,070 SH SHARED 2,070 POWERSHARES ETF TRUST DYN MEDIA PORT 73935X823 1,187.74 101,084 SH SHARED 01 101,084 POWERSHARES ETF TRUST DYNM LRG CP GR 73935X609 44.36 3,083 SH SHARED 3,083 POWERSHARES ETF TRUST DYNM LRG CP GR 73935X609 7,474.73 519,439 SH SHARED 01 519,439 POWERSHARES ETF TRUST DYNM LRG CP VL 73935X708 8,057.31 470,088 SH SHARED 01 470,088 POWERSHARES ETF TRUST DYN NETWKG PRT 73935X815 17.68 850 SH SHARED 850 POWERSHARES ETF TRUST DYN NETWKG PRT 73935X815 4,914.71 236,284 SH SHARED 01 236,284 POWERSHARES ETF TRUST DYN OIL SVCS 73935X625 398.57 24,649 SH SHARED 24,649 POWERSHARES ETF TRUST DYN OIL SVCS 73935X625 1,895.74 117,238 SH SHARED 01 117,238 POWERSHARES ETF TRUST DYN PHRMA PORT 73935X799 1,365.77 55,587 SH SHARED 01 55,587 POWERSHARES ETF TRUST DYN RETAIL PTF 73935X617 22.79 1,199 SH SHARED 01 1,199 POWERSHARES ETF TRUST DYN RETAIL PTF 73935X617 193.58 10,183 SH SHARED 10,183 POWERSHARES ETF TRUST DYN SEMCT PORT 73935X781 7.24 600 SH SHARED 600 POWERSHARES ETF TRUST DYN SEMCT PORT 73935X781 352.15 29,200 SH SHARED 01 29,200

POWERSHARES ETF TRUST DYN SFTWR PORT 73935X773 12.30 565 SH SHARED 565 POWERSHARES ETF TRUST DYN SFTWR PORT 73935X773 271.11 12,458 SH SHARED 01 12,458 POWERSHARES ETF TRUST DYN UTIL PORTF 73935X591 7.73 503 SH SHARED 503 POWERSHARES ETF TRUST DYN UTIL PORTF 73935X591 156.54 10,186 SH SHARED 01 10,186 POWERSHARES ETF TRUST ENERGY SEC POR 73935X385 29.82 950 SH SHARED 950 POWERSHARES ETF TRUST ENERGY SEC POR 73935X385 355.02 11,310 SH SHARED 01 11,310 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 11.31 700 SH C SHARED 700 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 14.54 900 SH P SHARED 900 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 14,421.17 892,952 SH SHARED 01 892,952 POWERSHARES ETF TRUST FND PR MIDGRT PT 73935X807 24.31 1,324 SH SHARED 1,324 POWERSHARES ETF TRUST FND PR MIDGRT PT 73935X807 1,117.13 60,846 SH SHARED 01 60,846 POWERSHARES ETF TRUST FND PUR LRGCR PT 73935X450 110.82 4,965 SH SHARED 01 4,965 POWERSHARES ETF TRUST FND PUR MDVAL PT 73935X880 44.65 3,312 SH SHARED 01 3,312 POWERSHARES ETF TRUST FND PUR MIDCR PT 73935X443 13.83 634 SH SHARED 634 POWERSHARES ETF TRUST FND PUR MIDCR PT 73935X443 70.44 3,230 SH SHARED 01 3,230 POWERSHARES ETF TRUST FND PUR SMGRT PT 73935X872 72.09 5,048 SH SHARED 5,048 POWERSHARES ETF TRUST FND PUR SMGRT PT 73935X872 118.82 8,320 SH SHARED 01 8,320 POWERSHARES ETF TRUST FND PUR SMLCR PT 73935X435 106.59 5,507 SH SHARED 01 5,507 POWERSHARES ETF TRUST FND PUR SMVAL PT 73935X864 469.94 37,335 SH SHARED 01 37,335 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 39.13 800 SH SHARED 800 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 2,109.54 43,131 SH SHARED 01 43,131 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 85.60 1,633 SH SHARED 1,633 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 1,201.68 22,924 SH SHARED 01 22,924

POWERSHARES ETF TRUST GBL LSTD PVT EQT 73935X195 0.29 38 SH SHARED 38 POWERSHARES ETF TRUST GBL LSTD PVT EQT 73935X195 2,407.38 313,053 SH SHARED 01 313,053 POWERSHARES ETF TRUST GOLDEN DRG USX 73935X401 21.01 1,087 SH SHARED 1,087 POWERSHARES ETF TRUST GOLDEN DRG USX 73935X401 2,372.20 122,753 SH SHARED 01 122,753 POWERSHARES ETF TRUST HI YLD EQ DVDN 73935X302 1,021.57 124,430 SH SHARED 01 124,430 POWERSHARES ETF TRUST HLTHCR SEC POR 73935X351 875.42 33,761 SH SHARED 33,761 POWERSHARES ETF TRUST HLTHCR SEC POR 73935X351 1,742.65 67,206 SH SHARED 01 67,206 POWERSHARES ETF TRUST INDL SECT PORT 73935X369 188.92 8,108 SH SHARED 01 8,108 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 4,805.13 349,464 SH SHARED 01 349,464 POWERSHARES ETF TRUST LX NANOTCH PTF 73935X633 8.10 1,380 SH SHARED 01 1,380 POWERSHARES ETF TRUST MAGNIQUANT POR 73935X468 5.73 279 SH SHARED 01 279 POWERSHARES ETF TRUST MAGNIQUANT POR 73935X468 121.42 5,917 SH SHARED 5,917 POWERSHARES ETF TRUST NASD INTNT ETF 73935X146 88.24 2,774 SH SHARED 2,774 POWERSHARES ETF TRUST NASD INTNT ETF 73935X146 248.85 7,823 SH SHARED 01 7,823 POWERSHARES ETF TRUST S&P 500 HGH QLTY 73935X682 130.10 10,350 SH SHARED 01 10,350 POWERSHARES ETF TRUST S&P 500 HGH QLTY 73935X682 341.38 27,159 SH SHARED 27,159 POWERSHARES ETF TRUST STOCKINVST CORE 73935X179 55.76 3,052 SH SOLE 3,052 POWERSHARES ETF TRUST TECH SECT PORT 73935X344 609.21 29,121 SH SHARED 01 29,121 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 1.50 100 SH P SHARED 100 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 7.52 500 SH C SHARED 500 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 197.61 13,148 SH SHARED 13,148 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 4,705.97 313,105 SH SHARED 01 313,105 POWERSHARES ETF TRUST WILDERHILL PRO 73935X161 52.88 2,644 SH SHARED 2,644

POWERSHARES ETF TRUST WILDERHILL PRO 73935X161 67.44 3,372 SH SHARED 01 3,372 POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 128.58 23,592 SH SHARED 23,592 POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 1,908.87 350,252 SH SHARED 01 350,252 POWERSHARES ETF TRUST ZACKS MC PRTFL 73935X740 6.23 709 SH SHARED 709 POWERSHARES ETF TRUST ZACKS MC PRTFL 73935X740 461.84 52,542 SH SHARED 01 52,542 POWERSHARES ETF TRUST II BLNCD GRWTH PORT 73936Q405 30.54 2,825 SH SOLE 2,825 POWERSHARES ETF TRUST II CEF INC COMPST 73936Q843 749.63 32,792 SH SHARED 01 32,792 POWERSHARES ETF TRUST II COMPLTN PORTFLIO 73936Q306 16.05 1,501 SH SOLE 1,501 POWERSHARES ETF TRUST II CONV PORTFOLIO 73936Q751 8.98 400 SH SOLE 400 POWERSHARES ETF TRUST II DWA DEVEL MKTS 73936Q108 77.97 4,737 SH SHARED 4,737 POWERSHARES ETF TRUST II DWA DEVEL MKTS 73936Q108 3,575.79 217,241 SH SHARED 01 217,241 POWERSHARES ETF TRUST II DWA EMRG MKTS 73936Q207 29.15 2,040 SH SHARED 2,040 POWERSHARES ETF TRUST II DWA EMRG MKTS 73936Q207 5,426.27 379,725 SH SHARED 01 379,725 POWERSHARES ETF TRUST II GLOBAL STL ETF 73936Q868 7.22 500 SH SHARED 01 500 POWERSHARES ETF TRUST II GLOBAL STL ETF 73936Q868 7.97 552 SH SHARED 552 POWERSHARES ETF TRUST II GLOB GLD&P ETF 73936Q876 37.92 914 SH SHARED 914 POWERSHARES ETF TRUST II GLOB GLD&P ETF 73936Q876 318.10 7,667 SH SHARED 01 7,667 POWERSHARES ETF TRUST II GLOBL AGRI ETF 73936Q702 23.59 922 SH SHARED 922 POWERSHARES ETF TRUST II GLOBL AGRI ETF 73936Q702 2,488.06 97,228 SH SHARED 01 97,228 POWERSHARES ETF TRUST II GLOBL COAL ETF 73936Q884 12.81 546 SH SHARED 01 546 POWERSHARES ETF TRUST II GLOBL COAL ETF 73936Q884 65.06 2,772 SH SHARED 2,772 POWERSHARES ETF TRUST II GRW & INC PORT 73936Q504 8.14 690 SH SOLE 690 POWERSHARES ETF TRUST II INTL CORP BOND 73936Q835 718.41 27,285 SH SHARED 01 27,285

POWERSHARES ETF TRUST II KBW GLB FIN SC 73936Q785 22.74 1,200 SH SOLE 1,200 POWERSHARES ETF TRUST II KBW YIELD REIT 73936Q819 3.53 167 SH SOLE 167 POWERSHARES ETF TRUST II MENA FRNTR ETF 73936Q603 119.24 11,123 SH SHARED 01 11,123 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 730.32 31,753 SH SHARED 01 31,753 POWERSHARES GLOBAL ETF FD S&P 500 BUYWRT 73936G308 22.34 1,192 SH SHARED 1,192 POWERSHARES GLOBAL ETF FD S&P 500 BUYWRT 73936G308 1,598.99 85,325 SH SHARED 01 85,325 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 6,758.25 497,662 SH SHARED 01 497,662 POWERSHARES GLOBAL ETF TRUST ASIA PAC EX-JP 73936T854 23.19 533 SH SHARED 533 POWERSHARES GLOBAL ETF TRUST ASIA PAC EX-JP 73936T854 939.17 21,590 SH SHARED 01 21,590 POWERSHARES GLOBAL ETF TRUST CALI MUNI ETF 73936T441 9.04 377 SH SHARED 377 POWERSHARES GLOBAL ETF TRUST CALI MUNI ETF 73936T441 147.49 6,148 SH SHARED 01 6,148 POWERSHARES GLOBAL ETF TRUST DEV INTL OPP 73936T805 29.57 2,032 SH SHARED 2,032 POWERSHARES GLOBAL ETF TRUST DEV INTL OPP 73936T805 67.90 4,667 SH SHARED 01 4,667 POWERSHARES GLOBAL ETF TRUST DEV MKTS EX-US 73936T789 874.54 27,825 SH SHARED 01 27,825 POWERSHARES GLOBAL ETF TRUST EMER MRKT PORT 73936T763 3,881.91 204,096 SH SHARED 01 204,096 POWERSHARES GLOBAL ETF TRUST EX US SML PORT 73936T771 376.07 18,150 SH SHARED 01 18,150 POWERSHARES GLOBAL ETF TRUST FDM HG YLD RAFI 73936T557 3.91 223 SH SHARED 223 POWERSHARES GLOBAL ETF TRUST FDM HG YLD RAFI 73936T557 6,298.27 358,876 SH SHARED 01 358,876 POWERSHARES GLOBAL ETF TRUST GBL CLEAN ENER 73936T615 5.13 585 SH SHARED 585 POWERSHARES GLOBAL ETF TRUST GBL CLEAN ENER 73936T615 100.86 11,500 SH SHARED 17 11,500 POWERSHARES GLOBAL ETF TRUST GBL CLEAN ENER 73936T615 233.81 26,660 SH SHARED 01 26,660 POWERSHARES GLOBAL ETF TRUST GBL WTR PORT 73936T623 24.41 1,563 SH SHARED 1,563 POWERSHARES GLOBAL ETF TRUST GBL WTR PORT 73936T623 2,461.95 157,615 SH SHARED 01 157,615

POWERSHARES GLOBAL ETF TRUST I-30 LAD TREAS 73936T524 8,692.68 269,040 SH SHARED 01 269,040 POWERSHARES GLOBAL ETF TRUST INSUR NATL MUN 73936T474 3,514.84 144,942 SH SHARED 01 144,942 POWERSHARES GLOBAL ETF TRUST NY MUNI BD ETF 73936T458 416.80 17,646 SH SHARED 01 17,646 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 21.60 826 SH SHARED 21 826 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 115.79 4,428 SH SHARED 4,428 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 44,096.75 1,686,300 SH SHARED 01 1,686,300 POWERSHARES GLOBAL ETF TRUST WK VRDO TX FR 73936T433 32.83 1,313 SH SHARED 1,313 POWERSHARES GLOBAL ETF TRUST WK VRDO TX FR 73936T433 7,848.28 313,931 SH SHARED 01 313,931 POWERSHARES INDIA ETF TR INDIA PORT 73935L100 132.75 7,286 SH SHARED 7,286 POWERSHARES INDIA ETF TR INDIA PORT 73935L100 1,250.33 68,624 SH SHARED 01 68,624 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 26.25 500 SH SHARED 21 500 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 4,655.86 88,700 SH SHARED 88,700 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 11,265.77 214,627 SH SHARED 214,627 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 76,294.74 1,453,510 SH SHARED 01 1,453,510 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 141,785.99 2,701,200 SH C SHARED 2,701,200 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 319,207.44 6,081,300 SH P SHARED 6,081,300 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 299.62 10,100 SH P SHARED 10,100 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 723.29 24,382 SH SHARED 24,382 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 1,895.59 63,900 SH C SHARED 63,900 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 28,752.27 969,232 SH SHARED 01 969,232 POWERSHS DB MULTI SECT COMM DB BASE METALS 73936B705 29.68 1,600 SH C SHARED 1,600 POWERSHS DB MULTI SECT COMM DB BASE METALS 73936B705 52.77 2,845 SH SHARED 2,845 POWERSHS DB MULTI SECT COMM DB BASE METALS 73936B705 5,283.91 284,847 SH SHARED 01 284,847

POWERSHS DB MULTI SECT COMM DB ENERGY FUND 73936B101 5,131.25 199,582 SH SHARED 01 199,582 POWERSHS DB MULTI SECT COMM DB GOLD FUND 73936B606 17.05 300 SH C SHARED 300 POWERSHS DB MULTI SECT COMM DB GOLD FUND 73936B606 1,619.88 28,504 SH SHARED 01 28,504 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 18.43 800 SH P SHARED 800 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 55.30 2,400 SH C SHARED 2,400 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 348.80 15,139 SH SHARED 01 15,139 POWERSHS DB MULTI SECT COMM DB PREC MTLS 73936B200 22.59 400 SH C SHARED 400 POWERSHS DB MULTI SECT COMM DB PREC MTLS 73936B200 9,223.07 163,298 SH SHARED 01 163,298 POWERSHS DB MULTI SECT COMM DB SILVER FUND 73936B309 25.83 500 SH C SHARED 500 POWERSHS DB MULTI SECT COMM DB SILVER FUND 73936B309 117.66 2,278 SH SHARED 2,278 POWERSHS DB MULTI SECT COMM DB SILVER FUND 73936B309 1,945.86 37,674 SH SHARED 01 37,674 POWERSHS DB US DOLLAR INDEX DOLL INDX BEAR 73936D206 10.86 400 SH C SHARED 400 POWERSHS DB US DOLLAR INDEX DOLL INDX BEAR 73936D206 172.76 6,361 SH SHARED 6,361 POWERSHS DB US DOLLAR INDEX DOLL INDX BEAR 73936D206 469.19 17,275 SH SHARED 01 17,275 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 7,124.22 319,400 SH P SHARED 319,400 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 12,273.19 550,244 SH SHARED 550,244 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 18,644.64 835,895 SH SHARED 01 835,895 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 19,655.17 881,200 SH C SHARED 881,200 POWERWAVE TECHNOLOGIES INC COM 739363109 3.96 2,300 SH C SOLE 2,300 POZEN INC COM 73941U102 19.09 7,920 SH SHARED 01 7,920 POZEN INC COM 73941U102 25.06 10,400 SH C SHARED 10,400 POZEN INC COM 73941U102 38.76 16,083 SH SHARED 16,083 PPG INDS INC COM 693506107 25.93 367 SH SHARED 21 367 PPG INDS INC COM 693506107 325.04 4,600 SH P SHARED 4,600 PPG INDS INC COM 693506107 826.72 11,700 SH SHARED 11,700 PPG INDS INC COM 693506107 2,381.24 33,700 SH C SHARED 33,700 PPG INDS INC COM 693506107 15,406.00 218,030 SH SHARED 01 218,030

PPL CORP COM 69351T106 67.87 2,378 SH SHARED 21 2,378 PPL CORP COM 69351T106 136.99 4,800 SH P SHARED 4,800 PPL CORP COM 69351T106 276.84 9,700 SH C SHARED 9,700 PPL CORP COM 69351T106 645.95 22,633 SH SHARED 22,633 PPL CORP COM 69351T106 931.60 32,642 SH SHARED 32,642 PPL CORP COM 69351T106 1,382.62 48,445 SH SHARED 20 48,445 PPL CORP COM 69351T106 11,241.53 393,887 SH SHARED 01 393,887 PPL CORP UNIT 99/99/9999 69351T601 4,896.42 88,591 SH SHARED 01 88,591 PPL CORP UNIT 99/99/9999 69351T601 14,010.83 253,498 SH SHARED 253,498 PPL CORP UNIT 99/99/9999S 69351T114 5.44 100 SH SHARED 01 100 PPL CORP UNIT 99/99/9999S 69351T114 11,007.99 202,390 SH SHARED 202,390 PRANA BIOTECHNOLOGY LTD SPONSORED ADR 739727105 3.80 2,449 SH SOLE 2,449 PRAXAIR INC COM 74005P104 107.88 1,154 SH SHARED 21 1,154 PRAXAIR INC COM 74005P104 124.80 1,335 SH SHARED 20 1,335 PRAXAIR INC COM 74005P104 415.61 4,446 SH SHARED 4,446 PRAXAIR INC COM 74005P104 476.75 5,100 SH P SHARED 5,100 PRAXAIR INC COM 74005P104 1,280.68 13,700 SH C SHARED 13,700 PRAXAIR INC COM 74005P104 1,828.00 19,555 SH SHARED 19,555 PRAXAIR INC COM 74005P104 66,647.78 712,963 SH SHARED 01 712,963 PRECISION CASTPARTS CORP COM 740189105 19.43 125 SH SHARED 21 125 PRECISION CASTPARTS CORP COM 740189105 730.66 4,700 SH C SHARED 4,700 PRECISION CASTPARTS CORP COM 740189105 1,414.69 9,100 SH SHARED 9,100 PRECISION CASTPARTS CORP COM 740189105 1,865.52 12,000 SH P SHARED 12,000 PRECISION CASTPARTS CORP COM 740189105 4,497.61 28,931 SH SHARED 20 28,931 PRECISION CASTPARTS CORP COM 740189105 19,523.44 125,585 SH SHARED 01 125,585 PRECISION DRILLING CORP COM 2010 74022D308 14.53 1,753 SH SHARED 21 1,753 PRECISION DRILLING CORP COM 2010 74022D308 21.55 2,600 SH P SHARED 2,600 PRECISION DRILLING CORP COM 2010 74022D308 33.99 4,100 SH C SHARED 4,100 PRECISION DRILLING CORP COM 2010 74022D308 150.46 18,149 SH SHARED 18,149 PRECISION DRILLING CORP COM 2010 74022D308 791.41 95,466 SH SHARED 95,466 PRECISION DRILLING CORP COM 2010 74022D308 1,493.12 180,111 SH SHARED 01 180,111 PREFERRED APT CMNTYS INC COM 74039L103 2.85 500 SH SOLE 500

PREMIER FINL BANCORP INC COM 74050M105 7.10 1,428 SH SOLE 1,428 PREMIERE GLOBAL SVCS INC COM 740585104 4.49 700 SH SHARED 01 700 PREMIERE GLOBAL SVCS INC COM 740585104 241.17 37,566 SH SHARED 37,566 PREMIERWEST BANCORP COM NEW 740921200 0.98 1,073 SH SHARED 01 1,073 PRESIDENTIAL LIFE CORP COM 740884101 106.67 12,977 SH SHARED 12,977 PRESIDENTIAL LIFE CORP COM 740884101 336.49 40,935 SH SHARED 01 40,935 PRESSURE BIOSCIENCES INC COM 74112E109 1.75 1,986 SH SOLE 1,986 PRESTIGE BRANDS HLDGS INC COM 74112D101 1.79 198 SH SHARED 01 198 PRESTIGE BRANDS HLDGS INC COM 74112D101 3.25 359 SH SHARED 21 359 PRICE T ROWE GROUP INC COM 74144T108 5.49 115 SH SHARED 20 115 PRICE T ROWE GROUP INC COM 74144T108 9.03 189 SH SHARED 21 189 PRICE T ROWE GROUP INC COM 74144T108 25.56 535 SH SHARED 535 PRICE T ROWE GROUP INC COM 74144T108 95.54 2,000 SH P SHARED 2,000 PRICE T ROWE GROUP INC COM 74144T108 587.57 12,300 SH C SHARED 12,300 PRICE T ROWE GROUP INC COM 74144T108 651.58 13,640 SH SHARED 13,640 PRICE T ROWE GROUP INC COM 74144T108 12,493.96 261,544 SH SHARED 01 261,544 PRICELINE COM INC COM NEW 741503403 74.16 165 SH SHARED 21 165 PRICELINE COM INC COM NEW 741503403 670.14 1,491 SH SHARED 1,491 PRICELINE COM INC COM NEW 741503403 1,438.27 3,200 SH SHARED 3,200 PRICELINE COM INC COM NEW 741503403 4,642.02 10,328 SH SHARED 20 10,328 PRICELINE COM INC COM NEW 741503403 18,982.49 42,234 SH SHARED 01 42,234 PRICELINE COM INC COM NEW 741503403 42,069.46 93,600 SH P SHARED 93,600 PRICELINE COM INC COM NEW 741503403 44,361.70 98,700 SH C SHARED 98,700 PRICESMART INC COM 741511109 6.23 100 SH P SHARED 100 PRICESMART INC COM 741511109 99.71 1,600 SH C SHARED 1,600 PRICESMART INC COM 741511109 1,288.09 20,669 SH SHARED 01 20,669 PRIME ACQUISITION CORP UNIT 99/99/9999 G72436119 53.00 5,370 SH SOLE 5,370 PRIMEENERGY CORP COM 74158E104 12.23 626 SH SOLE 626 PRIMERICA INC COM 74164M108 4.40 204 SH SHARED 21 204 PRIMERICA INC COM 74164M108 6.47 300 SH C SHARED 300

PRIMERICA INC COM 74164M108 446.94 20,730 SH SHARED 01 20,730 PRIMERO MNG CORP COM 74164W106 129.30 47,888 SH SHARED 01 47,888 PRIMERO MNG CORP COM 74164W106 3,510.00 1,300,000 SH SHARED 1,300,000 PRIMO WTR CORP COM 74165N105 547.16 97,015 SH SOLE 97,015 PRIMORIS SVCS CORP COM 74164F103 21.29 2,035 SH SOLE 2,035 PRIMUS GUARANTY LTD SHS G72457107 7.91 1,500 SH SHARED 01 1,500 PRIMUS TELECOMMUNICATIONS GR COM 741929301 23.39 2,200 SH SHARED 2,200 PRIMUS TELECOMMUNICATIONS GR COM 741929301 84.32 7,932 SH SHARED 01 7,932 PRINCETON NATL BANCORP INC COM 742282106 5.27 1,658 SH SOLE 1,658 PRINCETON REVIEW INC COM 742352107 1.35 9,622 SH SOLE 9,622 PRINCIPAL FINL GROUP INC COM 74251V102 9.07 400 SH P SHARED 400 PRINCIPAL FINL GROUP INC COM 74251V102 24.71 1,090 SH SHARED 21 1,090 PRINCIPAL FINL GROUP INC COM 74251V102 92.95 4,100 SH C SHARED 4,100 PRINCIPAL FINL GROUP INC COM 74251V102 376.32 16,600 SH SHARED 16,600 PRINCIPAL FINL GROUP INC COM 74251V102 750.58 33,109 SH SHARED 01 33,109 PRIVATE MEDIA GROUP INC COM NEW 74266R302 0.71 1,098 SH SOLE 1,098 PRIVATEBANCORP INC COM 742962103 91.18 12,125 SH SHARED 20 12,125 PRIVATEBANCORP INC COM 742962103 106.49 14,161 SH SHARED 01 14,161 PROASSURANCE CORP COM 74267C106 428.88 5,955 SH SHARED 20 5,955 PROASSURANCE CORP COM 74267C106 1,263.95 17,550 SH SHARED 01 17,550 PROCERA NETWORKS INC COM NEW 74269U203 927.88 96,654 SH SHARED 01 96,654 PROCTER & GAMBLE CO COM 742718109 94.77 1,500 SH C SHARED 01 1,500 PROCTER & GAMBLE CO COM 742718109 383.25 6,066 SH SHARED 21 6,066 PROCTER & GAMBLE CO COM 742718109 1,179.70 18,672 SH SHARED 20 18,672 PROCTER & GAMBLE CO COM 742718109 2,152.54 34,070 SH SHARED 17 34,070 PROCTER & GAMBLE CO COM 742718109 11,272.26 178,415 SH SHARED 178,415 PROCTER & GAMBLE CO COM 742718109 13,691.11 216,700 SH P SHARED 216,700 PROCTER & GAMBLE CO COM 742718109 37,959.24 600,811 SH C SHARED 600,811 PROCTER & GAMBLE CO COM 742718109 61,155.27 967,953 SH SHARED 967,953 PROCTER & GAMBLE CO COM 742718109 341,035.66 5,397,842 SH SHARED 01 5,397,842 PRO-DEX INC COLO COM NEW 74265M205 2.98 1,490 SH SOLE 1,490 PROGENICS PHARMACEUTICALS IN COM 743187106 5.74 1,000 SH SHARED 01 1,000 PROGENICS PHARMACEUTICALS IN COM 743187106 186.55 32,500 SH C SHARED 32,500

PROGRESS ENERGY INC COM 743263105 12.00 232 SH SHARED 21 232 PROGRESS ENERGY INC COM 743263105 434.45 8,400 SH C SHARED 8,400 PROGRESS ENERGY INC COM 743263105 584.44 11,300 SH P SHARED 11,300 PROGRESS ENERGY INC COM 743263105 765.46 14,800 SH SHARED 14,800 PROGRESS ENERGY INC COM 743263105 1,473.76 28,495 SH SHARED 20 28,495 PROGRESS ENERGY INC COM 743263105 2,317.16 44,802 SH SHARED 44,802 PROGRESS ENERGY INC COM 743263105 15,630.04 302,205 SH SHARED 01 302,205 PROGRESS SOFTWARE CORP COM 743312100 0.49 28 SH SHARED 01 28 PROGRESSIVE CORP OHIO COM 743315103 1.78 100 SH P SHARED 100 PROGRESSIVE CORP OHIO COM 743315103 46.18 2,600 SH C SHARED 2,600 PROGRESSIVE CORP OHIO COM 743315103 243.31 13,700 SH SHARED 20 13,700 PROGRESSIVE CORP OHIO COM 743315103 610.94 34,400 SH SHARED 34,400 PROGRESSIVE CORP OHIO COM 743315103 5,755.94 324,096 SH SHARED 01 324,096 PROGRESSIVE CORP OHIO COM 743315103 6,962.33 392,023 SH SHARED 392,023 PROGRESSIVE WASTE SOLUTIONS COM 74339G101 9.98 485 SH SHARED 01 485 PROGRESSIVE WASTE SOLUTIONS COM 74339G101 352.80 17,143 SH SHARED 17,143 PROLOGIS NOTE 2.250% 4/0 74340XAQ4 16,651.27 16,693,000 PRN SOLE 16,693,000 PROLOGIS NOTE 2.625% 5/1 74340XAS0 9,850.00 10,000,000 PRN SHARED 10,000,000 PROLOGIS NOTE 3.250% 3/1 74340XAT8 1,305.15 1,320,000 PRN SOLE 1,320,000 PROLOGIS NOTE 2.625% 5/1 74340XAS0 17.73 18,000 PRN SHARED 01 18,000 PROLOGIS NOTE 2.625% 5/1 743410AS1 1.97 2,000 PRN SHARED 01 2,000 PROLOGIS INC COM 74340W103 5.58 230 SH SHARED 21 230 PROLOGIS INC COM 74340W103 29.10 1,200 SH P SHARED 1,200 PROLOGIS INC COM 74340W103 50.93 2,100 SH C SHARED 2,100 PROLOGIS INC COM 74340W103 3,756.49 154,907 SH SHARED 01 154,907 PROLOGIS INC COM 74340W103 5,771.26 237,990 SH SHARED 237,990 PROLOR BIOTECH INC COM 74344F106 8.54 2,099 SH SHARED 2,099 PROLOR BIOTECH INC COM 74344F106 20.35 5,000 SH SHARED 01 5,000 PROMOTORA DE INFORMACIONES S ADR CL A SHS 74343G204 16.68 4,000 SH SHARED 01 4,000 PROMOTORA DE INFORMACIONES S ADR CL A SHS 74343G204 4,118.06 987,545 SH SHARED 987,545 PROMOTORA DE INFORMACIONES S ADR CL B CONV 74343G303 64,240.84 14,501,318 SH SOLE 14,501,318 PROPHASE LABS INC COM 74345W108 0.15 200 SH SHARED 01 200 PROS HOLDINGS INC COM 74346Y103 5.40 419 SH SHARED 419 PROS HOLDINGS INC COM 74346Y103 8.53 662 SH SHARED 01 662

PROSHARES TR BASIC MAT NEW 74347X617 44.71 1,582 SH SHARED 01 1,582 PROSHARES TR BASIC MAT NEW 74347X617 373.03 13,200 SH P SHARED 13,200 PROSHARES TR BASIC MAT NEW 74347X617 395.64 14,000 SH C SHARED 14,000 PROSHARES TR HD REPLICATION 74347X294 46.10 1,226 SH SOLE 1,226 PROSHARES TR MSCI EMRG ETF 74347X302 5.62 100 SH P SOLE 100 PROSHARES TR MSCI EMRG ETF 74347X302 12.97 231 SH SOLE 231 PROSHARES TR PSHS CONSMRGOODS 74347R768 64.83 984 SH SOLE 984 PROSHARES TR PSHS CONSMR SVCS 74347R750 75.45 1,731 SH SOLE 1,731 PROSHARES TR PSHS CONSUMR GD 74347R644 40.64 1,569 SH SOLE 1,569 PROSHARES TR PSHS CS 130/30 74347R248 4.99 97 SH SHARED 97 PROSHARES TR PSHS CS 130/30 74347R248 888.11 17,275 SH SHARED 01 17,275 PROSHARES TR PSHS HLTH CARE 74347R610 28.03 1,095 SH SOLE 1,095 PROSHARES TR PSHS SH MSCI EAF 74347R370 12,726.46 227,624 SH SHARED 01 227,624 PROSHARES TR PSHS SH MSCI EMR 74347R396 4,050.29 106,251 SH SHARED 01 106,251 PROSHARES TR PSHS SHORT DOW30 74347R701 128.91 2,900 SH C SHARED 2,900 PROSHARES TR PSHS SHORT DOW30 74347R701 18,125.69 407,777 SH SHARED 01 407,777 PROSHARES TR PSHS SHORT QQQ 74347R602 10.22 300 SH P SHARED 300 PROSHARES TR PSHS SHORT QQQ 74347R602 20.44 600 SH C SHARED 600 PROSHARES TR PSHS SHORT QQQ 74347R602 201.76 5,922 SH SHARED 5,922 PROSHARES TR PSHS SHORT QQQ 74347R602 10,021.89 294,156 SH SHARED 01 294,156 PROSHARES TR PSHS SHRT S&P500 74347R503 18.44 400 SH P SHARED 400 PROSHARES TR PSHS SHRT S&P500 74347R503 92.29 2,002 SH SHARED 2,002 PROSHARES TR PSHS SHRT S&P500 74347R503 387.24 8,400 SH C SHARED 8,400 PROSHARES TR PSHS SHRT S&P500 74347R503 94,984.99 2,060,412 SH SHARED 01 2,060,412 PROSHARES TR PSHS SHTFINL ETF 74347R230 62.91 1,438 SH SOLE 1,438 PROSHARES TR PSHS SHT OIL&GAS 74347R222 31.95 761 SH SOLE 761 PROSHARES TR PSHS SHTRUSS2000 74347R826 17,043.94 475,689 SH SHARED 01 475,689 PROSHARES TR PSHS TECHNOLOGY 74347X153 60.87 960 SH SOLE 960 PROSHARES TR PSHS ULSH2000 VA 74348A509 66.30 999 SH SOLE 999 PROSHARES TR PSHS ULSH NA B 74347R198 0.52 12 SH SOLE 12 PROSHARES TR PSHS ULSHRT UTIL 74347R560 23.84 1,871 SH SOLE 1,871 PROSHARES TR PSHS ULSHRUS2000 74348A202 118.96 2,038 SH SHARED 01 2,038 PROSHARES TR PSHS ULSHRUS2000 74348A202 145.93 2,500 SH C SHARED 2,500 PROSHARES TR PSHS ULSHRUS2000 74348A202 198.46 3,400 SH P SHARED 3,400 PROSHARES TR PSHS ULSHRUS2000 74348A202 1,413.14 24,210 SH SHARED 24,210 PROSHARES TR PSHS ULSHT 7-10Y 74347R313 219.10 6,938 SH SOLE 6,938 PROSHARES TR PSHS ULSHT MC VA 74347X161 1.87 28 SH SOLE 28 PROSHARES TR PSHS ULSHT MD400 74347X211 20.79 390 SH SOLE 390 PROSHARES TR PSHS ULSHT SP500 74347R883 343.07 13,459 SH SHARED 01 13,459 PROSHARES TR PSHS ULSHT SP500 74347R883 2,013.71 79,000 SH C SHARED 79,000 PROSHARES TR PSHS ULSHT SP500 74347R883 2,747.49 107,787 SH SHARED 107,787 PROSHARES TR PSHS ULSHT SP500 74347R883 3,458.99 135,700 SH P SHARED 135,700 PROSHARES TR PSHS ULT1000 GRW 74347R537 74.96 1,799 SH SOLE 1,799 PROSHARES TR PSHS ULT1000 VAL 74347R529 0.78 35 SH SOLE 35 PROSHARES TR PSHS ULT 2000 GR 74347R487 160.53 5,109 SH SOLE 5,109 PROSHARES TR PSHS ULT2000 VAL 74347R479 25.88 1,301 SH SOLE 1,301

PROSHARES TR PSHS ULTASH DW30 74347R867 38.74 1,900 SH P SOLE 1,900 PROSHARES TR PSHS ULTASH DW30 74347R867 346.63 17,000 SH C SOLE 17,000 PROSHARES TR PSHS ULTASH DW30 74347R867 432.78 21,225 SH SOLE 21,225 PROSHARES TR PSHS ULT BASMATL 74347R776 119.33 4,700 SH P SOLE 4,700 PROSHARES TR PSHS ULT BASMATL 74347R776 190.43 7,500 SH C SOLE 7,500 PROSHARES TR PSHS UL TELE ETF 74347R263 7.00 171 SH SOLE 171 PROSHARES TR PSHS ULT HLTHCRE 74347R735 28.17 548 SH SOLE 548 PROSHARES TR PSHS ULT MCAP400 74347R404 112.47 2,505 SH SOLE 2,505 PROSHARES TR PSHS ULT MCP VAL 74347R495 27.17 1,036 SH SOLE 1,036 PROSHARES TR PSHS ULT MDCP GR 74347R511 103.02 2,941 SH SOLE 2,941 PROSHARES TR PSHS ULT NASB 74347R214 84.86 1,499 SH SOLE 1,499 PROSHARES TR PSHS ULTRA DOW30 74347R305 115.61 2,400 SH C SOLE 2,400 PROSHARES TR PSHS ULTRA DOW30 74347R305 391.67 8,131 SH SOLE 8,131 PROSHARES TR PSHS ULTRA DOW30 74347R305 693.65 14,400 SH P SOLE 14,400 PROSHARES TR PSHS ULTRA INDL 74347R727 18.76 598 SH SOLE 598 PROSHARES TR PSHS ULTRA O&G 74347R719 246.20 7,513 SH SOLE 7,513 PROSHARES TR PSHS ULTRA O&G 74347R719 294.93 9,000 SH C SOLE 9,000 PROSHARES TR PSHS ULTRA O&G 74347R719 720.94 22,000 SH P SOLE 22,000 PROSHARES TR PSHS ULTRA QQQ 74347R206 1,634.08 22,400 SH C SOLE 22,400 PROSHARES TR PSHS ULTRA QQQ 74347R206 2,052.38 28,134 SH SOLE 28,134 PROSHARES TR PSHS ULTRA QQQ 74347R206 3,756.93 51,500 SH P SOLE 51,500 PROSHARES TR PSHS ULTRA TECH 74347R693 10.28 200 SH C SOLE 200 PROSHARES TR PSHS ULTRA TECH 74347R693 25.70 500 SH P SOLE 500 PROSHARES TR PSHS ULTRA TECH 74347R693 64.24 1,250 SH SOLE 1,250 PROSHARES TR PSHS ULTRA UTIL 74347R685 8.86 186 SH SOLE 186 PROSHARES TR PSHS ULTRUSS2000 74347R842 612.68 22,500 SH P SOLE 22,500 PROSHARES TR PSHS ULTRUSS2000 74347R842 767.89 28,200 SH C SOLE 28,200 PROSHARES TR PSHS ULT SEMICDT 74347R669 63.82 2,212 SH SOLE 2,212 PROSHARES TR PSHS ULTSH 20YRS 74347R297 27.22 1,400 SH SHARED 01 1,400 PROSHARES TR PSHS ULTSH 20YRS 74347R297 4,286.52 220,500 SH P SHARED 220,500 PROSHARES TR PSHS ULTSH 20YRS 74347R297 19,484.71 1,002,300 SH C SHARED 1,002,300 PROSHARES TR PSHS ULTSHRT JAP 74347R347 60.04 1,580 SH SOLE 1,580 PROSHARES TR PSHS ULTSHRT QQQ 74347X237 255.63 4,700 SH P SHARED 4,700 PROSHARES TR PSHS ULTSHRT QQQ 74347X237 320.90 5,900 SH C SHARED 5,900 PROSHARES TR PSHS ULTSHRT QQQ 74347X237 808.18 14,859 SH SHARED 01 14,859 PROSHARES TR PSHS ULTSHRT QQQ 74347X237 943.72 17,351 SH SHARED 17,351 PROSHARES TR PSHS ULTSHT FINL 74347X146 168.78 2,000 SH P SOLE 2,000 PROSHARES TR PSHS ULTSHT FINL 74347X146 201.52 2,388 SH SOLE 2,388 PROSHARES TR PSHS ULTSHT FINL 74347X146 649.80 7,700 SH C SOLE 7,700 PROSHARES TR PSHS ULT S&P 500 74347R107 2,225.04 58,600 SH C SOLE 58,600 PROSHARES TR PSHS ULT S&P 500 74347R107 2,263.01 59,600 SH P SOLE 59,600 PROSHARES TR REAL EST NEW 74347X583 2.61 150 SH SHARED 01 150 PROSHARES TR REAL EST NEW 74347X583 151.47 8,700 SH C SHARED 8,700 PROSHARES TR REAL EST NEW 74347X583 395.21 22,700 SH P SHARED 22,700 PROSHARES TR REAL EST NEW 74347X583 562.64 32,317 SH SHARED 32,317 PROSHARES TR SHRT 20+YR TRE 74347X849 83.59 2,600 SH C SHARED 2,600

PROSHARES TR SHRT 20+YR TRE 74347X849 122.04 3,796 SH SHARED 3,796 PROSHARES TR SHRT 20+YR TRE 74347X849 23,751.01 738,756 SH SHARED 01 738,756 PROSHARES TR SHRT RL EST FD 74347X641 8.06 200 SH SHARED 01 200 PROSHARES TR SHRT RUSSL2000 74347X690 26.88 1,026 SH SOLE 1,026 PROSHARES TR SHT INV GRD CP 74347R123 7.28 195 SH SOLE 195 PROSHARES TR UL MSCI JP ETF 74347X708 189.79 3,370 SH SOLE 3,370 PROSHARES TR ULSH MSCI BRZL 74347X401 26.28 1,000 SH P SOLE 1,000 PROSHARES TR ULSH MSCI BRZL 74347X401 65.25 2,483 SH SOLE 2,483 PROSHARES TR ULSH MSCI EURP 74348A301 613.00 10,000 SH SHARED 01 10,000 PROSHARES TR ULSH MSCI MEXC 74347X179 614.61 9,069 SH SOLE 9,069 PROSHARES TR ULT INV GRD CP 74348A806 26.67 607 SH SOLE 607 PROSHARES TR ULT KBW REGBNK 74347X484 7.55 306 SH SOLE 306 PROSHARES TR ULT MSCI BRAZL 74347X542 33.01 2,100 SH SOLE 2,100 PROSHARES TR ULTPR SHRT QQQ 74347X666 5.33 200 SH P SOLE 200 PROSHARES TR ULTPR SHRT QQQ 74347X666 29.31 1,100 SH C SOLE 1,100 PROSHARES TR ULTPR SHRT QQQ 74347X666 281.85 10,579 SH SOLE 10,579 PROSHARES TR ULTRA FNCLS NEW 74347X633 5.65 153 SH SHARED 01 153 PROSHARES TR ULTRA FNCLS NEW 74347X633 321.03 8,700 SH C SHARED 8,700 PROSHARES TR ULTRA FNCLS NEW 74347X633 568.26 15,400 SH P SHARED 15,400 PROSHARES TR ULTRAPRO QQQ 74347X831 5.92 100 SH C SOLE 100 PROSHARES TR ULTRA SH DOW30 74347X674 92.23 2,338 SH SOLE 2,338 PROSHARES TR ULTRASHT 3-7YR 74347X344 10.34 300 SH SOLE 300 PROSHARES TR ULT R/EST NEW 74347X625 48.83 1,200 SH P SOLE 1,200 PROSHARES TR ULT R/EST NEW 74347X625 89.52 2,200 SH C SOLE 2,200 PROSHARES TR ULTR MSCI ETF 74347X500 23.31 421 SH SOLE 421 PROSHARES TR ULTRPRO S&P500 74347X864 45.88 1,000 SH P SOLE 1,000 PROSHARES TR ULT SH MDCP400 74347X682 67.14 2,226 SH SOLE 2,226 PROSHARES TR ULT SHR S&P500 74347X856 96.26 4,700 SH P SOLE 4,700 PROSHARES TR ULT SHR S&P500 74347X856 460.80 22,500 SH C SOLE 22,500 PROSHARES TR ULT SHR S&P500 74347X856 678.50 33,130 SH SOLE 33,130 PROSHARES TR ULTSHT CHINA 25 74347X567 4.54 100 SH P SOLE 100 PROSHARES TR ULTSHT CHINA 25 74347X567 30.53 673 SH SOLE 673 PROSHARES TR ULTSHT CHINA 25 74347X567 58.98 1,300 SH C SOLE 1,300 PROSHARES TR ULTSHT OIL NEW 74347X591 40.18 1,017 SH SOLE 1,017 PROSHARES TR ULTSHT OIL NEW 74347X591 122.48 3,100 SH P SOLE 3,100 PROSHARES TR ULTSHT OIL NEW 74347X591 434.61 11,000 SH C SOLE 11,000 PROSHARES TR II PSHS ULTRA YEN 74347W866 73.97 2,021 SH SOLE 2,021 PROSHARES TR II SHRT SILV NEW 74347W643 234.41 13,700 SH P SOLE 13,700 PROSHARES TR II SHRT SILV NEW 74347W643 308.36 18,022 SH SOLE 18,022 PROSHARES TR II SHRT SILV NEW 74347W643 1,314.05 76,800 SH C SOLE 76,800 PROSHARES TR II ULSHT DJ UBS CMD 74347W676 0.59 10 SH SHARED 01 10 PROSHARES TR II ULT DJ UBS COMM 74347W106 51.08 1,990 SH SOLE 1,990 PROSHARES TR II ULT DJ UBS CRUDE 74347W650 243.81 9,000 SH C SOLE 9,000 PROSHARES TR II ULT DJ UBS CRUDE 74347W650 560.76 20,700 SH P SOLE 20,700 PROSHARES TR II ULTRA GOLD 74347W601 323.18 3,700 SH C SOLE 3,700 PROSHARES TR II ULTRA GOLD 74347W601 455.24 5,212 SH SOLE 5,212

PROSHARES TR II ULTRA GOLD 74347W601 602.68 6,900 SH P SOLE 6,900 PROSHARES TR II ULTRASHORT YEN 74347W858 2.76 200 SH P SHARED 200 PROSHARES TR II ULTRASHORT YEN 74347W858 8.27 600 SH C SHARED 600 PROSHARES TR II ULTRASHORT YEN 74347W858 615.50 44,666 SH SHARED 44,666 PROSHARES TR II ULTRASHRT EURO 74347W882 77.12 4,000 SH SHARED 01 4,000 PROSHARES TR II ULTRASHRT EURO 74347W882 121.46 6,300 SH P SHARED 6,300 PROSHARES TR II ULTRASHRT EURO 74347W882 4,249.31 220,400 SH C SHARED 220,400 PROSHARES TR II ULTRASHRT NEW 74347W718 107.35 5,600 SH P SOLE 5,600 PROSHARES TR II ULTRASHRT NEW 74347W718 414.07 21,600 SH C SOLE 21,600 PROSHARES TR II ULTRASHRT NEW 74347W718 997.09 52,013 SH SOLE 52,013 PROSHARES TR II ULTRA SILVER 74347W841 736.13 7,100 SH P SOLE 7,100 PROSHARES TR II ULTRA SILVER 74347W841 2,581.63 24,900 SH C SOLE 24,900 PROSHARES TR II ULTSH DJ UBS CRU 74347W668 13.05 200 SH C SOLE 200 PROSHARES TR II ULTSH DJ UBS CRU 74347W668 117.45 1,800 SH P SOLE 1,800 PROSHARES TR II ULTSH DJ UBS CRU 74347W668 125.15 1,918 SH SOLE 1,918 PROSHARES TR II VIX MDTRM FUTR 74347W684 80.16 896 SH SOLE 896 PROSHARES TR II VIX SHTTRM FUT 74347W692 80.16 700 SH C SOLE 700 PROSHARES TR II VIX SHTTRM FUT 74347W692 114.52 1,000 SH P SOLE 1,000 PROSHARES TR II VIX SHTTRM FUT 74347W692 396.24 3,460 SH SOLE 3,460 PROSPECT CAPITAL CORPORATION COM 74348T102 17.66 2,100 SH P SHARED 2,100 PROSPECT CAPITAL CORPORATION COM 74348T102 174.09 20,700 SH C SHARED 20,700 PROSPECT CAPITAL CORPORATION COM 74348T102 1,001.37 119,069 SH SHARED 01 119,069 PROSPECT CAPITAL CORPORATION COM 74348T102 2,846.39 338,453 SH SHARED 338,453 PROSPERITY BANCSHARES INC COM 743606105 5.46 167 SH SHARED 21 167 PROSPERITY BANCSHARES INC COM 743606105 1,160.11 35,499 SH SHARED 01 35,499 PROTALIX BIOTHERAPEUTICS INC COM 74365A101 11.04 2,400 SH P SOLE 2,400 PROTALIX BIOTHERAPEUTICS INC COM 74365A101 33.12 7,200 SH C SOLE 7,200 PROTALIX BIOTHERAPEUTICS INC COM 74365A101 47.52 10,331 SH SOLE 10,331 PROTECTIVE LIFE CORP COM 743674103 31.26 2,000 SH P SHARED 2,000 PROTECTIVE LIFE CORP COM 743674103 271.74 17,386 SH SHARED 01 17,386 PROTECTIVE LIFE CORP COM 743674103 273.81 17,518 SH SHARED 17,518 PROVIDENCE & WORCESTER RR CO COM 743737108 1.23 98 SH SOLE 98 PROVIDENT ENERGY LTD NEW COM 74386V100 3.26 400 SH P SHARED 400 PROVIDENT ENERGY LTD NEW COM 74386V100 44.88 5,500 SH C SHARED 5,500

PROVIDENT ENERGY LTD NEW COM 74386V100 52.22 6,400 SH SHARED 6,400 PROVIDENT ENERGY LTD NEW COM 74386V100 7,317.84 896,794 SH SHARED 01 896,794 PROVIDENT FINL HLDGS INC COM 743868101 10.09 1,154 SH SOLE 1,154 PROVIDENT FINL SVCS INC COM 74386T105 59.18 5,505 SH SHARED 01 5,505 PROVIDENT NEW YORK BANCORP COM 744028101 11.91 2,047 SH SHARED 01 2,047 PRUDENTIAL BANCORP INC PA COM 744319104 5.35 1,038 SH SOLE 1,038 PRUDENTIAL FINL INC COM 744320102 18.98 405 SH SHARED 20 405 PRUDENTIAL FINL INC COM 744320102 56.19 1,199 SH SHARED 21 1,199 PRUDENTIAL FINL INC COM 744320102 4,718.01 100,683 SH SHARED 100,683 PRUDENTIAL FINL INC COM 744320102 5,918.42 126,300 SH P SHARED 126,300 PRUDENTIAL FINL INC COM 744320102 7,450.74 159,000 SH C SHARED 159,000 PRUDENTIAL FINL INC COM 744320102 11,632.53 248,240 SH SHARED 248,240 PRUDENTIAL FINL INC COM 744320102 25,317.71 540,284 SH SHARED 01 540,284 PRUDENTIAL PLC ADR 74435K204 19.55 1,146 SH SHARED 21 1,146 PRUDENTIAL PLC ADR 74435K204 482.29 28,270 SH SHARED 28,270 PRUDENTIAL PLC ADR 74435K204 905.34 53,068 SH SHARED 01 53,068 PS BUSINESS PKS INC CALIF COM 69360J107 4.41 89 SH SHARED 21 89 PS BUSINESS PKS INC CALIF COM 69360J107 258.60 5,220 SH SHARED 5,220 PS BUSINESS PKS INC CALIF COM 69360J107 462.26 9,331 SH SHARED 9,331 PS BUSINESS PKS INC CALIF COM 69360J107 700.74 14,145 SH SHARED 01 14,145 PSIVIDA CORP COM 74440J101 0.82 193 SH SOLE 193 PSIVIDA CORP COM 74440J101 6.83 1,600 SH C SOLE 1,600 PSS WORLD MED INC COM 69366A100 160.00 8,126 SH SHARED 01 8,126 PSS WORLD MED INC COM 69366A100 222.89 11,320 SH SHARED 20 11,320 PSS WORLD MED INC COM 69366A100 521.63 26,492 SH SHARED 26,492 PSYCHEMEDICS CORP COM NEW 744375205 1.43 200 SH SHARED 01 200 PSYCHEMEDICS CORP COM NEW 744375205 2.29 321 SH SHARED 321 PT INDOSAT TBK SPONSORED ADR 744383100 415.21 14,538 SH SHARED 01 14,538 PUBLIC STORAGE COM 74460D109 8.02 72 SH SHARED 21 72 PUBLIC STORAGE COM 74460D109 222.70 2,000 SH C SHARED 2,000 PUBLIC STORAGE COM 74460D109 378.59 3,400 SH P SHARED 3,400 PUBLIC STORAGE COM 74460D109 3,915.62 35,165 SH SHARED 01 35,165 PUBLIC STORAGE COM 74460D109 8,037.91 72,186 SH SHARED 72,186 PUBLIC SVC ENTERPRISE GROUP COM 744573106 24.36 730 SH SHARED 21 730

PUBLIC SVC ENTERPRISE GROUP COM 744573106 28.36 850 SH SHARED 20 850 PUBLIC SVC ENTERPRISE GROUP COM 744573106 76.75 2,300 SH P SHARED 2,300 PUBLIC SVC ENTERPRISE GROUP COM 744573106 877.63 26,300 SH SHARED 26,300 PUBLIC SVC ENTERPRISE GROUP COM 744573106 1,471.98 44,111 SH SHARED 44,111 PUBLIC SVC ENTERPRISE GROUP COM 744573106 3,460.47 103,700 SH C SHARED 103,700 PUBLIC SVC ENTERPRISE GROUP COM 744573106 13,603.65 407,661 SH SHARED 01 407,661 PULASKI FINL CORP COM 745548107 8.32 1,270 SH SOLE 1,270 PULSE ELECTRONICS CORP COM 74586W106 22.66 7,923 SH SOLE 7,923 PULTE GROUP INC COM 745867101 12.84 3,250 SH SHARED 20 3,250 PULTE GROUP INC COM 745867101 75.84 19,200 SH SHARED 19,200 PULTE GROUP INC COM 745867101 389.49 98,605 SH SHARED 01 98,605 PULTE GROUP INC COM 745867101 668.56 169,255 SH SHARED 169,255 PULTE GROUP INC COM 745867101 701.92 177,700 SH P SHARED 177,700 PULTE GROUP INC COM 745867101 8,387.04 2,123,300 SH C SHARED 2,123,300 PURE BIOSCIENCE INC COM 74621T100 16.50 22,000 SH SHARED 01 22,000 PURECYCLE CORP COM NEW 746228303 0.02 10 SH SHARED 01 10 PURECYCLE CORP COM NEW 746228303 3.72 1,524 SH SHARED 1,524 PUTMAN HIGH INCOME SEC FUND SHS BEN INT 746779107 105.57 14,190 SH SHARED 01 14,190 PUTNAM MANAGED MUN INCOM TR COM 746823103 30.85 4,146 SH SHARED 4,146 PUTNAM MANAGED MUN INCOM TR COM 746823103 1,369.64 184,092 SH SHARED 01 184,092 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 2,158.35 427,397 SH SHARED 01 427,397 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 283.02 24,169 SH SHARED 01 24,169 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 38.28 7,155 SH SHARED 7,155 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 5,799.52 1,084,022 SH SHARED 01 1,084,022 PVF CAPITAL CORP COM 693654105 65.64 41,027 SH SHARED 01 41,027 PVH CORP COM 693656100 6.41 110 SH SHARED 20 110 PVH CORP COM 693656100 17.47 300 SH SHARED 21 300 PVH CORP COM 693656100 23.30 400 SH P SHARED 400 PVH CORP COM 693656100 871.04 14,956 SH SHARED 14,956 PVH CORP COM 693656100 1,110.05 19,060 SH SHARED 01 19,060 PVH CORP COM 693656100 7,448.90 127,900 SH C SHARED 127,900 PYRAMID OIL CO COM 747215101 6.24 1,699 SH SOLE 1,699 QAD INC CL A 74727D306 8.97 839 SH SHARED 01 839

QAD INC CL B 74727D207 2.10 206 SH SHARED 01 206 QC HLDGS INC COM 74729T101 3.29 1,125 SH SOLE 1,125 QCR HOLDINGS INC COM 74727A104 8.77 1,000 SH SHARED 01 1,000 QEP RES INC COM 74733V100 0.41 15 SH SHARED 15 QEP RES INC COM 74733V100 240.65 8,890 SH SHARED 20 8,890 QEP RES INC COM 74733V100 351.91 13,000 SH SHARED 13,000 QEP RES INC COM 74733V100 1,096.34 40,500 SH C SHARED 40,500 QEP RES INC COM 74733V100 4,076.63 150,596 SH SHARED 01 150,596 QIAGEN NV REG SHS N72482107 210.48 15,219 SH SHARED 15,219 QIAGEN NV REG SHS N72482107 352.62 25,497 SH SHARED 01 25,497 QIAGEN NV REG SHS N72482107 694.27 50,200 SH C SHARED 50,200 QIAGEN NV REG SHS N72482107 2,955.91 213,732 SH SHARED 213,732 QIAO XING MOBILE COMM CO LTD SHS G73031109 25.00 25,000 SH SHARED 25,000 QIAO XING MOBILE COMM CO LTD SHS G73031109 71.00 71,000 SH SHARED 01 71,000 QIAO XING UNVL RESOURCES INC SHS G7303A109 0.07 100 SH SHARED 01 100 QIAO XING UNVL RESOURCES INC SHS G7303A109 1.41 1,900 SH C SHARED 1,900 QIAO XING UNVL RESOURCES INC SHS G7303A109 25.47 34,415 SH SHARED 34,415 QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 13.07 800 SH C SHARED 800 QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 32.68 2,000 SH P SHARED 2,000 QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 32.68 2,000 SH SHARED 01 2,000 QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 150.88 9,234 SH SHARED 9,234 QKL STORES INC COM 74732Y105 7.75 6,460 SH SOLE 6,460 QLIK TECHNOLOGIES INC COM 74733T105 2.16 100 SH P SHARED 100 QLIK TECHNOLOGIES INC COM 74733T105 24.70 1,142 SH SHARED 1,142 QLIK TECHNOLOGIES INC COM 74733T105 49.75 2,300 SH C SHARED 2,300 QLIK TECHNOLOGIES INC COM 74733T105 1,267.43 58,596 SH SHARED 01 58,596 QLOGIC CORP COM 747277101 5.21 411 SH SHARED 21 411 QLOGIC CORP COM 747277101 29.16 2,300 SH P SHARED 2,300 QLOGIC CORP COM 747277101 30.43 2,400 SH C SHARED 2,400 QLOGIC CORP COM 747277101 149.03 11,753 SH SHARED 11,753 QLOGIC CORP COM 747277101 161.81 12,761 SH SHARED 01 12,761 QLT INC COM 746927102 1.46 200 SH P SHARED 200 QLT INC COM 746927102 7.31 1,000 SH SHARED 01 1,000

QLT INC COM 746927102 198.70 27,182 SH SHARED 27,182 QR ENERGY LP UNIT LTD PRTNS 74734R108 5.87 300 SH C SHARED 300 QR ENERGY LP UNIT LTD PRTNS 74734R108 5.87 300 SH P SHARED 300 QR ENERGY LP UNIT LTD PRTNS 74734R108 39.45 2,018 SH SHARED 2,018 QR ENERGY LP UNIT LTD PRTNS 74734R108 342.79 17,534 SH SHARED 01 17,534 QUAD / GRAPHICS INC COM CL A 747301109 878.02 48,590 SH SHARED 01 48,590 QUAKER CHEM CORP COM 747316107 14.00 540 SH SHARED 21 540 QUAKER CHEM CORP COM 747316107 709.59 27,376 SH SHARED 01 27,376 QUALCOMM INC COM 747525103 60.98 1,254 SH SHARED 21 1,254 QUALCOMM INC COM 747525103 1,746.45 35,913 SH SHARED 17 35,913 QUALCOMM INC COM 747525103 6,019.91 123,790 SH SHARED 20 123,790 QUALCOMM INC COM 747525103 19,549.21 401,999 SH SHARED 401,999 QUALCOMM INC COM 747525103 27,348.20 562,373 SH SHARED 562,373 QUALCOMM INC COM 747525103 67,299.06 1,383,900 SH C SHARED 1,383,900 QUALCOMM INC COM 747525103 85,149.67 1,750,970 SH SHARED 01 1,750,970 QUALCOMM INC COM 747525103 89,284.68 1,836,000 SH P SHARED 1,836,000 QUALITY DISTR INC FLA COM 74756M102 6.28 700 SH SHARED 01 700 QUALITY SYS INC COM 747582104 44.23 456 SH SHARED 21 456 QUALITY SYS INC COM 747582104 305.36 3,148 SH SHARED 3,148 QUALITY SYS INC COM 747582104 5,087.94 52,453 SH SHARED 01 52,453 QUALSTAR CORP COM 74758R109 8.65 4,436 SH SOLE 4,436 QUANTA SVCS INC COM 74762E102 3.48 185 SH SHARED 20 185 QUANTA SVCS INC COM 74762E102 187.90 10,000 SH P SHARED 10,000 QUANTA SVCS INC COM 74762E102 306.28 16,300 SH SHARED 16,300 QUANTA SVCS INC COM 74762E102 1,880.88 100,100 SH C SHARED 100,100 QUANTA SVCS INC COM 74762E102 3,926.53 208,969 SH SHARED 01 208,969 QUANTUM CORP COM DSSG 747906204 0.91 500 SH C SHARED 500 QUANTUM CORP COM DSSG 747906204 1.09 600 SH P SHARED 600 QUANTUM CORP COM DSSG 747906204 512.61 283,209 SH SHARED 01 283,209 QUANTUM FUEL SYS TECH WORLDW COM NEW 74765E208 0.19 76 SH SHARED 01 76 QUANTUM FUEL SYS TECH WORLDW COM NEW 74765E208 5.21 2,082 SH SHARED 2,082 QUATERRA RES INC COM 747952109 120.84 147,730 SH SHARED 01 147,730 QUEPASA CORP COM NEW 74833W206 8.94 2,600 SH C SHARED 2,600 QUEPASA CORP COM NEW 74833W206 13.76 4,000 SH P SHARED 4,000 QUEPASA CORP COM NEW 74833W206 18.23 5,300 SH SHARED 01 5,300 QUEPASA CORP COM NEW 74833W206 29.49 8,573 SH SHARED 8,573 QUEST DIAGNOSTICS INC COM 74834L100 16.78 340 SH SHARED 340 QUEST DIAGNOSTICS INC COM 74834L100 44.42 900 SH P SHARED 900 QUEST DIAGNOSTICS INC COM 74834L100 108.59 2,200 SH C SHARED 2,200

QUEST DIAGNOSTICS INC COM 74834L100 888.23 17,995 SH SHARED 17,995 QUEST DIAGNOSTICS INC COM 74834L100 2,557.59 51,815 SH SHARED 01 51,815 QUEST RARE MINERALS LTD COM 74836T101 10.08 4,500 SH C SHARED 4,500 QUEST RARE MINERALS LTD COM 74836T101 88.93 39,700 SH SHARED 01 39,700 QUEST RARE MINERALS LTD COM 74836T101 328.40 146,605 SH SHARED 146,605 QUEST SOFTWARE INC COM 74834T103 2.13 134 SH SHARED 01 134 QUEST SOFTWARE INC COM 74834T103 8.27 521 SH SHARED 21 521 QUEST SOFTWARE INC COM 74834T103 1,000.44 63,000 SH P SHARED 63,000 QUESTAR CORP COM 748356102 7.08 400 SH C SHARED 400 QUESTAR CORP COM 748356102 348.36 19,670 SH SHARED 20 19,670 QUESTAR CORP COM 748356102 4,633.33 261,622 SH SHARED 01 261,622 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 62.70 2,300 SH C SHARED 2,300 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 317.47 11,646 SH SHARED 11,646 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 365.28 13,400 SH P SHARED 13,400 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 475.85 17,456 SH SHARED 01 17,456 QUICKLOGIC CORP COM 74837P108 0.01 5 SH SHARED 01 5 QUICKLOGIC CORP COM 74837P108 5.62 2,400 SH P SHARED 2,400 QUICKLOGIC CORP COM 74837P108 25.08 10,717 SH SHARED 10,717 QUICKLOGIC CORP COM 74837P108 100.39 42,900 SH C SHARED 42,900 QUICKSILVER RESOURCES INC COM 74837R104 363.84 48,000 SH C SHARED 48,000 QUICKSILVER RESOURCES INC COM 74837R104 680.63 89,793 SH SHARED 01 89,793 QUICKSILVER RESOURCES INC COM 74837R104 1,367.43 180,400 SH P SHARED 180,400 QUIDEL CORP COM 74838J101 368.62 22,518 SH SHARED 01 22,518 QUIKSILVER INC COM 74838C106 4.88 1,600 SH C SHARED 1,600 QUIKSILVER INC COM 74838C106 5.19 1,700 SH P SHARED 1,700 QUIKSILVER INC COM 74838C106 11.68 3,830 SH SHARED 01 3,830 QUIKSILVER INC COM 74838C106 328.80 107,803 SH SHARED 107,803 QUINSTREET INC COM 74874Q100 842.49 81,400 SH SHARED 01 81,400 RACKSPACE HOSTING INC COM 750086100 3.62 106 SH SHARED 21 106 RACKSPACE HOSTING INC COM 750086100 198.01 5,800 SH P SHARED 5,800 RACKSPACE HOSTING INC COM 750086100 392.61 11,500 SH C SHARED 11,500

RACKSPACE HOSTING INC COM 750086100 13,885.80 406,731 SH SHARED 01 406,731 RADA ELECTR INDS LTD SHS NEW M81863116 4.11 2,075 SH SOLE 2,075 RADCOM LTD SHS NEW M81865111 4.27 1,148 SH SHARED 1,148 RADCOM LTD SHS NEW M81865111 10.67 2,869 SH SHARED 01 2,869 RADIAN GROUP INC COM 750236101 20.15 9,200 SH P SHARED 9,200 RADIAN GROUP INC COM 750236101 69.20 31,600 SH C SHARED 31,600 RADIAN GROUP INC COM 750236101 270.87 123,684 SH SHARED 01 123,684 RADIO ONE INC CL A 75040P108 0.30 250 SH SHARED 01 250 RADIO ONE INC CL A 75040P108 1.85 1,530 SH SHARED 1,530 RADIO ONE INC CL D NON VTG 75040P405 0.60 500 SH SHARED 01 500 RADIO ONE INC CL D NON VTG 75040P405 75.16 63,158 SH SHARED 63,158 RADIOSHACK CORP COM 750438103 3.49 300 SH SHARED 20 300 RADIOSHACK CORP COM 750438103 178.95 15,400 SH P SHARED 15,400 RADIOSHACK CORP COM 750438103 427.62 36,800 SH C SHARED 36,800 RADIOSHACK CORP COM 750438103 520.12 44,761 SH SHARED 01 44,761 RADISYS CORP COM 750459109 12.39 2,025 SH SHARED 01 2,025 RADISYS CORP COM 750459109 31.56 5,157 SH SHARED 5,157 RADISYS CORP COM 750459109 133.42 21,800 SH P SHARED 21,800 RADNET INC COM 750491102 17.08 7,000 SH SHARED 01 7,000 RADVISION LTD ORD M81869105 0.88 154 SH SHARED 01 154 RADVISION LTD ORD M81869105 2.00 349 SH SHARED 349 RADWARE LTD ORD M81873107 21.59 1,000 SH C SOLE 1,000 RADWARE LTD ORD M81873107 1,552.32 71,900 SH P SOLE 71,900 RADWARE LTD ORD M81873107 1,735.99 80,407 SH SOLE 80,407 RAINMAKER SYSTEMS COM NEW 750875304 1.14 1,153 SH SHARED 1,153 RAINMAKER SYSTEMS COM NEW 750875304 8.91 9,000 SH SHARED 01 9,000 RAIT FINANCIAL TRUST COM NEW 749227609 3.39 1,000 SH P SHARED 1,000 RAIT FINANCIAL TRUST COM NEW 749227609 55.26 16,300 SH C SHARED 16,300 RAIT FINANCIAL TRUST COM NEW 749227609 146.29 43,152 SH SHARED 43,152 RAIT FINANCIAL TRUST COM NEW 749227609 462.80 136,520 SH SHARED 01 136,520 RALCORP HLDGS INC NEW COM 751028101 53.70 700 SH P SHARED 700 RALCORP HLDGS INC NEW COM 751028101 306.84 4,000 SH SHARED 4,000 RALCORP HLDGS INC NEW COM 751028101 381.25 4,970 SH SHARED 20 4,970 RALCORP HLDGS INC NEW COM 751028101 490.94 6,400 SH C SHARED 6,400 RALCORP HLDGS INC NEW COM 751028101 3,902.70 50,876 SH SHARED 01 50,876 RALCORP HLDGS INC NEW COM 751028101 8,085.46 105,403 SH SHARED 105,403 RALPH LAUREN CORP CL A 751212101 29.44 227 SH SHARED 21 227 RALPH LAUREN CORP CL A 751212101 356.80 2,751 SH SHARED 2,751 RALPH LAUREN CORP CL A 751212101 570.68 4,400 SH SHARED 4,400 RALPH LAUREN CORP CL A 751212101 3,416.43 26,341 SH SHARED 01 26,341

RALPH LAUREN CORP CL A 751212101 3,579.72 27,600 SH C SHARED 27,600 RALPH LAUREN CORP CL A 751212101 3,682.18 28,390 SH SHARED 20 28,390 RALPH LAUREN CORP CL A 751212101 5,110.18 39,400 SH P SHARED 39,400 RAM ENERGY RESOURCES INC COM 75130P109 2.06 2,716 SH SHARED 2,716 RAM ENERGY RESOURCES INC COM 75130P109 3.80 5,000 SH SHARED 01 5,000 RAMBUS INC DEL COM 750917106 107.95 7,711 SH SHARED 01 7,711 RAMBUS INC DEL COM 750917106 2,283.40 163,100 SH P SHARED 163,100 RAMBUS INC DEL COM 750917106 3,246.60 231,900 SH C SHARED 231,900 RAMCO-GERSHENSON PPTYS TR COM SH BEN INT 751452202 2.03 247 SH SHARED 21 247 RAMCO-GERSHENSON PPTYS TR COM SH BEN INT 751452202 172.38 21,022 SH SHARED 21,022 RAMCO-GERSHENSON PPTYS TR COM SH BEN INT 751452202 245.41 29,928 SH SHARED 01 29,928 RAMTRON INTL CORP COM NEW 751907304 6.37 3,236 SH SOLE 3,236 RANDGOLD RES LTD ADR 752344309 1,675.29 17,321 SH SHARED 01 17,321 RANDGOLD RES LTD ADR 752344309 3,126.76 32,328 SH SHARED 32,328 RANGE RES CORP COM 75281A109 39.87 682 SH SHARED 21 682 RANGE RES CORP COM 75281A109 267.57 4,577 SH SHARED 20 4,577 RANGE RES CORP COM 75281A109 339.07 5,800 SH P SHARED 5,800 RANGE RES CORP COM 75281A109 625.52 10,700 SH SHARED 10,700 RANGE RES CORP COM 75281A109 1,239.35 21,200 SH C SHARED 21,200 RANGE RES CORP COM 75281A109 7,230.63 123,685 SH SHARED 01 123,685 RAPTOR PHARMACEUTICAL CORP COM 75382F106 1,136.97 252,100 SH C SOLE 252,100 RARE ELEMENT RES LTD COM 75381M102 123.44 24,300 SH C SHARED 24,300 RARE ELEMENT RES LTD COM 75381M102 160.16 31,528 SH SHARED 01 31,528 RARE ELEMENT RES LTD COM 75381M102 547.12 107,700 SH P SHARED 107,700 RARE ELEMENT RES LTD COM 75381M102 1,129.36 222,314 SH SHARED 222,314 RAVEN INDS INC COM 754212108 553.96 11,493 SH SHARED 01 11,493 RAYMOND JAMES FINANCIAL INC COM 754730109 5.19 200 SH C SHARED 200 RAYMOND JAMES FINANCIAL INC COM 754730109 152.26 5,865 SH SHARED 5,865 RAYMOND JAMES FINANCIAL INC COM 754730109 176.71 6,807 SH SHARED 20 6,807 RAYMOND JAMES FINANCIAL INC COM 754730109 1,210.02 46,611 SH SHARED 01 46,611 RAYONIER INC COM 754907103 242.81 6,600 SH P SHARED 6,600 RAYONIER INC COM 754907103 268.57 7,300 SH C SHARED 7,300 RAYONIER INC COM 754907103 314.55 8,550 SH SHARED 8,550 RAYONIER INC COM 754907103 475.73 12,931 SH SHARED 12,931 RAYONIER INC COM 754907103 5,800.61 157,668 SH SHARED 01 157,668 RAYTHEON CO COM NEW 755111507 45.98 1,125 SH SHARED 20 1,125

RAYTHEON CO COM NEW 755111507 74.83 1,831 SH SHARED 1,831 RAYTHEON CO COM NEW 755111507 768.36 18,800 SH SHARED 18,800 RAYTHEON CO COM NEW 755111507 4,704.14 115,100 SH P SHARED 115,100 RAYTHEON CO COM NEW 755111507 7,552.78 184,800 SH C SHARED 184,800 RAYTHEON CO COM NEW 755111507 43,714.96 1,069,610 SH SHARED 01 1,069,610 RBC BEARINGS INC COM 75524B104 3.30 97 SH SHARED 21 97 RBC BEARINGS INC COM 75524B104 478.75 14,085 SH SHARED 01 14,085 REACHLOCAL INC COM 75525F104 29.35 2,700 SH C SOLE 2,700 REACHLOCAL INC COM 75525F104 153.13 14,087 SH SOLE 14,087 READING INTERNATIONAL INC CL B 755408200 0.14 20 SH SOLE 20 REAL GOODS SOLAR INC CL A 75601N104 1.33 732 SH SOLE 732 REALD INC COM 75604L105 0.94 100 SH C SHARED 100 REALD INC COM 75604L105 8.42 900 SH SHARED 01 900 REALD INC COM 75604L105 33.66 3,600 SH P SHARED 3,600 REALNETWORKS INC COM NEW 75605L708 9.41 1,116 SH SHARED 01 1,116 REALPAGE INC COM 75606N109 0.55 27 SH SHARED 01 27 REALTY INCOME CORP COM 756109104 396.55 12,300 SH C SHARED 12,300 REALTY INCOME CORP COM 756109104 2,043.21 63,375 SH SHARED 63,375 REALTY INCOME CORP COM 756109104 2,307.80 71,582 SH SHARED 01 71,582 REAVES UTIL INCOME FD COM SH BEN INT 756158101 156.18 6,401 SH SHARED 01 6,401 RECKSON OPER PARTNERSHIP L P DEB 4.000% 6/1 75621LAJ3 3.00 3,000 PRN SHARED 01 3,000 RECON TECHNOLOGY LTD SHS G7415M108 2.43 2,858 SH SOLE 2,858 RED HAT INC COM 756577102 54.98 1,301 SH SHARED 21 1,301 RED HAT INC COM 756577102 371.89 8,800 SH SHARED 8,800 RED HAT INC COM 756577102 583.19 13,800 SH C SHARED 13,800 RED HAT INC COM 756577102 709.97 16,800 SH P SHARED 16,800 RED HAT INC COM 756577102 4,998.85 118,288 SH SHARED 01 118,288 RED ROBIN GOURMET BURGERS IN COM 75689M101 1.71 71 SH SHARED 21 71 RED ROBIN GOURMET BURGERS IN COM 75689M101 3.28 136 SH SHARED 136 RED ROBIN GOURMET BURGERS IN COM 75689M101 98.77 4,100 SH P SHARED 4,100 RED ROBIN GOURMET BURGERS IN COM 75689M101 780.52 32,400 SH C SHARED 32,400 RED ROBIN GOURMET BURGERS IN COM 75689M101 1,127.77 46,815 SH SHARED 01 46,815 REDDY ICE HLDGS INC COM 75734R105 3.33 2,660 SH SHARED 2,660 REDDY ICE HLDGS INC COM 75734R105 73.45 58,760 SH SHARED 01 58,760 REDIFF COM INDIA LTD SPONSORED ADR 757479100 112.79 17,167 SH SOLE 17,167 REDWOOD TR INC COM 758075402 4.47 400 SH C SHARED 400 REDWOOD TR INC COM 758075402 346.01 30,977 SH SHARED 30,977 REDWOOD TR INC COM 758075402 705.73 63,181 SH SHARED 01 63,181

REED ELSEVIER N V SPONS ADR NEW 758204200 1.29 59 SH SHARED 21 59 REED ELSEVIER N V SPONS ADR NEW 758204200 657.74 30,144 SH SHARED 30,144 REED ELSEVIER N V SPONS ADR NEW 758204200 2,570.05 117,784 SH SHARED 01 117,784 REED ELSEVIER P L C SPONS ADR NEW 758205207 605.94 19,919 SH SHARED 19,919 REED ELSEVIER P L C SPONS ADR NEW 758205207 1,069.99 35,174 SH SHARED 01 35,174 REEDS INC COM 758338107 2.83 1,758 SH SOLE 1,758 REGAL BELOIT CORP COM 758750103 86.22 1,900 SH SHARED 1,900 REGAL BELOIT CORP COM 758750103 202.94 4,472 SH SHARED 01 4,472 REGAL BELOIT CORP COM 758750103 3,291.50 72,532 SH SHARED 72,532 REGAL ENTMT GROUP CL A 758766109 3.52 300 SH P SHARED 300 REGAL ENTMT GROUP CL A 758766109 7.10 605 SH SHARED 20 605 REGAL ENTMT GROUP CL A 758766109 97.44 8,300 SH C SHARED 8,300 REGAL ENTMT GROUP CL A 758766109 110.67 9,427 SH SHARED 9,427 REGAL ENTMT GROUP CL A 758766109 1,791.92 152,634 SH SHARED 01 152,634 REGENCY CTRS CORP COM 758849103 164.32 4,651 SH SHARED 4,651 REGENCY CTRS CORP COM 758849103 1,224.33 34,654 SH SHARED 01 34,654 REGENCY CTRS CORP COM 758849103 1,767.42 50,026 SH SHARED 50,026 REGENCY ENERGY PARTNERS L P COM UNITS L P 75885Y107 6.72 300 SH P SHARED 300 REGENCY ENERGY PARTNERS L P COM UNITS L P 75885Y107 33.60 1,500 SH C SHARED 1,500 REGENCY ENERGY PARTNERS L P COM UNITS L P 75885Y107 10,428.52 465,559 SH SHARED 465,559 REGENCY ENERGY PARTNERS L P COM UNITS L P 75885Y107 32,084.26 1,432,333 SH SHARED 01 1,432,333 REGENERON PHARMACEUTICALS COM 75886F107 29.10 500 SH C SHARED 500 REGENERON PHARMACEUTICALS COM 75886F107 122.69 2,108 SH SHARED 01 2,108 REGENERON PHARMACEUTICALS COM 75886F107 577.69 9,926 SH SHARED 9,926 REGENERON PHARMACEUTICALS COM 75886F107 675.12 11,600 SH P SHARED 11,600 REGIONAL BK HOLDRS TR DEPOSITRY RCPT 75902E100 156.40 2,500 SH SHARED 01 2,500 REGIONS FINANCIAL CORP NEW COM 7591EP100 1.54 462 SH SHARED 21 462 REGIONS FINANCIAL CORP NEW COM 7591EP100 149.85 45,000 SH P SHARED 45,000 REGIONS FINANCIAL CORP NEW COM 7591EP100 229.23 68,839 SH SHARED 68,839 REGIONS FINANCIAL CORP NEW COM 7591EP100 340.66 102,300 SH C SHARED 102,300 REGIONS FINANCIAL CORP NEW COM 7591EP100 444.63 133,522 SH SHARED 133,522

REGIONS FINANCIAL CORP NEW COM 7591EP100 951.30 285,675 SH SHARED 01 285,675 REGIS CORP MINN COM 758932107 5.64 400 SH C SHARED 400 REGIS CORP MINN COM 758932107 7.05 500 SH P SHARED 500 REGIS CORP MINN COM 758932107 15.64 1,110 SH SHARED 01 1,110 REINSURANCE GROUP AMER INC COM NEW 759351604 1.75 38 SH SHARED 38 REINSURANCE GROUP AMER INC COM NEW 759351604 18.38 400 SH C SHARED 400 REINSURANCE GROUP AMER INC COM NEW 759351604 21.60 470 SH SHARED 20 470 REINSURANCE GROUP AMER INC COM NEW 759351604 861.93 18,758 SH SHARED 01 18,758 RELIANCE STEEL & ALUMINUM CO COM 759509102 17.01 500 SH P SHARED 500 RELIANCE STEEL & ALUMINUM CO COM 759509102 44.21 1,300 SH C SHARED 1,300 RELIANCE STEEL & ALUMINUM CO COM 759509102 457.13 13,441 SH SHARED 01 13,441 RELIV INTL INC COM 75952R100 3.59 2,347 SH SHARED 2,347 RELIV INTL INC COM 75952R100 4.90 3,200 SH SHARED 01 3,200 RELM WIRELESS CORP COM 759525108 0.32 323 SH SOLE 323 RENAISSANCE LEARNING INC COM 75968L105 171.98 10,249 SH SOLE 10,249 RENAISSANCERE HOLDINGS LTD COM G7496G103 191.40 3,000 SH SHARED 3,000 RENAISSANCERE HOLDINGS LTD COM G7496G103 832.33 13,046 SH SHARED 01 13,046 RENAISSANCERE HOLDINGS LTD COM G7496G103 946.09 14,829 SH SHARED 14,829 RENESOLA LTD SPONS ADS 75971T103 0.94 545 SH SHARED 01 545 RENESOLA LTD SPONS ADS 75971T103 3.99 2,318 SH SHARED 2,318 RENN GLOBAL ENTREPENRS COM 759720105 2.16 1,335 SH SHARED 01 1,335 RENREN INC SPONSORED ADR 759892102 8.85 1,735 SH SHARED 01 1,735 RENREN INC SPONSORED ADR 759892102 143.31 28,100 SH C SHARED 28,100 RENREN INC SPONSORED ADR 759892102 212.21 41,609 SH SHARED 41,609 RENREN INC SPONSORED ADR 759892102 598.74 117,400 SH P SHARED 117,400 RENT A CTR INC NEW COM 76009N100 2.75 100 SH C SHARED 100 RENT A CTR INC NEW COM 76009N100 20.89 761 SH SHARED 01 761 RENTECH INC COM 760112102 20.69 26,520 SH SHARED 01 26,520 RENTRAK CORP COM 760174102 37.77 3,000 SH SHARED 01 3,000 REPLIGEN CORP COM 759916109 0.61 188 SH SHARED 188 REPLIGEN CORP COM 759916109 4.73 1,450 SH SHARED 01 1,450 REPROS THERAPEUTICS INC COM NEW 76028H209 79.45 21,300 SH C SOLE 21,300

REPUBLIC AWYS HLDGS INC COM 760276105 268.14 95,425 SH SOLE 95,425 REPUBLIC BANCORP KY CL A 760281204 110.55 6,242 SH SHARED 01 6,242 REPUBLIC FIRST BANCORP INC COM 760416107 1.55 1,000 SH SHARED 01 1,000 REPUBLIC SVCS INC COM 760759100 29.04 1,035 SH SHARED 20 1,035 REPUBLIC SVCS INC COM 760759100 34.46 1,228 SH SHARED 21 1,228 REPUBLIC SVCS INC COM 760759100 232.90 8,300 SH C SHARED 8,300 REPUBLIC SVCS INC COM 760759100 395.37 14,090 SH SHARED 14,090 REPUBLIC SVCS INC COM 760759100 1,060.67 37,800 SH P SHARED 37,800 REPUBLIC SVCS INC COM 760759100 6,028.92 214,858 SH SHARED 01 214,858 RESEARCH IN MOTION LTD COM 760975102 40.60 2,000 SH P SHARED 01 2,000 RESEARCH IN MOTION LTD COM 760975102 1,039.87 51,225 SH SHARED 51,225 RESEARCH IN MOTION LTD COM 760975102 3,042.18 149,861 SH SHARED 01 149,861 RESEARCH IN MOTION LTD COM 760975102 7,195.15 354,441 SH SHARED 354,441 RESEARCH IN MOTION LTD COM 760975102 27,898.29 1,374,300 SH P SHARED 1,374,300 RESEARCH IN MOTION LTD COM 760975102 31,489.36 1,551,200 SH C SHARED 1,551,200 RESMED INC COM 761152107 11.52 400 SH C SHARED 400 RESMED INC COM 761152107 284.88 9,895 SH SHARED 20 9,895 RESMED INC COM 761152107 1,152.35 40,026 SH SHARED 01 40,026 RESMED INC COM 761152107 14,633.67 508,290 SH SHARED 508,290 RESOLUTE ENERGY CORP COM 76116A108 285.18 25,104 SH SHARED 25,104 RESOLUTE ENERGY CORP COM 76116A108 449.92 39,606 SH SHARED 01 39,606 RESOLUTE ENERGY CORP COM 76116A108 1,136.00 100,000 SH P SHARED 100,000 RESOURCE AMERICA INC CL A 761195205 8.88 1,968 SH SOLE 1,968 RESOURCE CAP CORP COM 76120W302 2.50 500 SH P SHARED 500 RESOURCE CAP CORP COM 76120W302 137.45 27,490 SH SHARED 01 27,490 RESOURCE CAP CORP COM 76120W302 193.34 38,668 SH SHARED 38,668 RESOURCES CONNECTION INC COM 76122Q105 8.64 883 SH SHARED 01 883 RESOURCES CONNECTION INC COM 76122Q105 173.19 17,709 SH SHARED 17,709 RESPONSE GENETICS INC COM 76123U105 3.97 2,089 SH SOLE 2,089 RESPONSYS INC COM 761248103 46.68 4,330 SH SOLE 4,330 RETAIL HOLDRS TR DEP RCPT 76127U101 143.35 1,400 SH SHARED 01 1,400 RETAIL HOLDRS TR DEP RCPT 76127U101 2,426.64 23,700 SH P SHARED 23,700 RETAIL HOLDRS TR DEP RCPT 76127U101 2,590.47 25,300 SH C SHARED 25,300 RETAIL HOLDRS TR DEP RCPT 76127U101 51,195.00 500,000 SH SHARED 500,000 RETAIL OPPORTUNITY INVTS COR COM 76131N101 2.22 200 SH C SHARED 200

RETAIL OPPORTUNITY INVTS COR COM 76131N101 166.20 15,000 SH SHARED 15,000 RETAIL OPPORTUNITY INVTS COR COM 76131N101 353.92 31,942 SH SHARED 31,942 RETAIL OPPORTUNITY INVTS COR COM 76131N101 484.53 43,730 SH SHARED 01 43,730 RETAIL OPPORTUNITY INVTS COR UNIT 10/23/2014 76131N200 3.31 286 SH SOLE 286 RETAIL OPPORTUNITY INVTS COR *W EXP 10/23/201 76131N119 3.90 5,739 SH SOLE 5,739 RETALIX LTD ORD M8215W109 61.29 4,557 SH SOLE 4,557 RETRACTABLE TECHNOLOGIES INC COM 76129W105 0.68 500 SH SHARED 01 500 REVENUESHARES ETF TR ADR FD 761396605 22.81 731 SH SHARED 731 REVENUESHARES ETF TR ADR FD 761396605 1,426.36 45,702 SH SHARED 01 45,702 REVENUESHARES ETF TR LARGECAP FD 761396100 13.25 628 SH SHARED 628 REVENUESHARES ETF TR LARGECAP FD 761396100 2,486.61 117,849 SH SHARED 01 117,849 REVENUESHARES ETF TR MID CAP FD 761396209 5.31 213 SH SHARED 213 REVENUESHARES ETF TR MID CAP FD 761396209 2,683.14 107,670 SH SHARED 01 107,670 REVENUESHARES ETF TR NAVELLR A-100 761396704 16.15 474 SH SHARED 01 474 REVENUESHARES ETF TR NAVELLR A-100 761396704 64.07 1,880 SH SHARED 1,880 REVENUESHARES ETF TR SMALL CAP FD 761396308 21.70 798 SH SHARED 798 REVENUESHARES ETF TR SMALL CAP FD 761396308 2,075.58 76,322 SH SHARED 01 76,322 REVENUESHARES ETF TR S&P500 FINL FD 761396506 7.57 336 SH SHARED 336 REVENUESHARES ETF TR S&P500 FINL FD 761396506 77.21 3,427 SH SHARED 01 3,427 REVLON INC CL A NEW 761525609 0.62 50 SH SHARED 01 50 REVLON INC CL A NEW 761525609 1.23 100 SH C SHARED 100 REX AMERICAN RESOURCES CORP COM 761624105 11.56 685 SH SHARED 01 685 REX ENERGY CORPORATION COM 761565100 20.24 1,600 SH C SHARED 1,600 REX ENERGY CORPORATION COM 761565100 521.18 41,200 SH P SHARED 41,200 REX ENERGY CORPORATION COM 761565100 1,323.19 104,600 SH SHARED 01 104,600 REXAHN PHARMACEUTICALS INC COM 761640101 3.00 3,000 SH SHARED 01 3,000 REXAHN PHARMACEUTICALS INC COM 761640101 12.64 12,640 SH SHARED 12,640 REYNOLDS AMERICAN INC COM 761713106 31.67 845 SH SHARED 21 845 REYNOLDS AMERICAN INC COM 761713106 757.10 20,200 SH SHARED 20,200 REYNOLDS AMERICAN INC COM 761713106 1,379.26 36,800 SH C SHARED 36,800

REYNOLDS AMERICAN INC COM 761713106 1,700.66 45,375 SH SHARED 20 45,375 REYNOLDS AMERICAN INC COM 761713106 2,968.42 79,200 SH P SHARED 79,200 REYNOLDS AMERICAN INC COM 761713106 11,168.07 297,974 SH SHARED 297,974 REYNOLDS AMERICAN INC COM 761713106 14,188.95 378,574 SH SHARED 01 378,574 RF INDS LTD COM PAR $0.01 749552105 6.74 1,877 SH SHARED 1,877 RF INDS LTD COM PAR $0.01 749552105 35.90 10,000 SH SHARED 01 10,000 RF MICRODEVICES INC COM 749941100 4.86 766 SH SHARED 21 766 RF MICRODEVICES INC COM 749941100 101.44 16,000 SH C SHARED 16,000 RF MICRODEVICES INC COM 749941100 174.35 27,500 SH P SHARED 27,500 RF MICRODEVICES INC COM 749941100 1,495.65 235,907 SH SHARED 01 235,907 RF MONOLITHICS INC COM 74955F106 2.50 3,051 SH SHARED 3,051 RF MONOLITHICS INC COM 74955F106 3.28 4,000 SH SHARED 01 4,000 RGC RES INC COM 74955L103 0.32 17 SH SHARED 17 RGC RES INC COM 74955L103 111.83 6,032 SH SHARED 01 6,032 RHINO RESOURCE PARTNERS LP COM UNIT REPST 76218Y103 3.97 225 SH SHARED 225 RHINO RESOURCE PARTNERS LP COM UNIT REPST 76218Y103 23.12 1,310 SH SHARED 01 1,310 RICHARDSON ELECTRS LTD COM 763165107 216.52 15,909 SH SHARED 15,909 RICHARDSON ELECTRS LTD COM 763165107 1,217.88 89,484 SH SHARED 01 89,484 RICHMONT MINES INC COM 76547T106 5.29 500 SH SHARED 01 500 RICHMONT MINES INC COM 76547T106 28.61 2,707 SH SHARED 2,707 RICHMONT MINES INC COM 76547T106 53.91 5,100 SH P SHARED 5,100 RICHMONT MINES INC COM 76547T106 119.44 11,300 SH C SHARED 11,300 RICKS CABARET INTL INC COM NEW 765641303 2.66 400 SH P SOLE 400 RICKS CABARET INTL INC COM NEW 765641303 34.53 5,193 SH SOLE 5,193 RIGHTNOW TECHNOLOGIES INC COM 76657R106 2,651.47 80,226 SH SHARED 01 80,226 RIO TINTO PLC SPONSORED ADR 767204100 29.31 665 SH SHARED 20 665 RIO TINTO PLC SPONSORED ADR 767204100 123.42 2,800 SH SHARED 2,800 RIO TINTO PLC SPONSORED ADR 767204100 130.83 2,968 SH SHARED 21 2,968 RIO TINTO PLC SPONSORED ADR 767204100 5,833.86 132,347 SH SHARED 132,347 RIO TINTO PLC SPONSORED ADR 767204100 20,532.73 465,806 SH SHARED 01 465,806 RIT TECHNOLOGIES LTD SHS M8215Q110 4.91 1,619 SH SOLE 1,619 RITCHIE BROS AUCTIONEERS COM 767744105 2.02 100 SH C SHARED 100 RITCHIE BROS AUCTIONEERS COM 767744105 161.52 8,000 SH SHARED 8,000

RITCHIE BROS AUCTIONEERS COM 767744105 177.87 8,810 SH SHARED 20 8,810 RITCHIE BROS AUCTIONEERS COM 767744105 272.75 13,509 SH SHARED 13,509 RITCHIE BROS AUCTIONEERS COM 767744105 791.51 39,203 SH SHARED 01 39,203 RITE AID CORP COM 767754104 3.04 3,100 SH P SHARED 3,100 RITE AID CORP COM 767754104 13.72 14,000 SH C SHARED 14,000 RITE AID CORP COM 767754104 262.72 268,077 SH SHARED 01 268,077 RITE AID CORP COM 767754104 5,299.56 5,407,711 SH SHARED 5,407,711 RIVER VY BANCORP COM 768475105 43.48 2,789 SH SOLE 2,789 RIVERBED TECHNOLOGY INC COM 768573107 1,628.74 81,600 SH C SHARED 81,600 RIVERBED TECHNOLOGY INC COM 768573107 1,820.35 91,200 SH P SHARED 91,200 RIVERBED TECHNOLOGY INC COM 768573107 3,525.44 176,625 SH SHARED 20 176,625 RIVERBED TECHNOLOGY INC COM 768573107 4,707.73 235,858 SH SHARED 01 235,858 RIVERBED TECHNOLOGY INC COM 768573107 14,372.18 720,049 SH SHARED 720,049 RIVERVIEW BANCORP INC COM 769397100 2.62 1,093 SH SOLE 1,093 RIVUS BOND FUND COM 769667106 57.51 3,146 SH SHARED 3,146 RIVUS BOND FUND COM 769667106 829.89 45,399 SH SHARED 01 45,399 RLI CORP COM 749607107 5.91 93 SH SHARED 21 93 RLI CORP COM 749607107 174.85 2,750 SH SHARED 2,750 RLI CORP COM 749607107 1,772.93 27,885 SH SHARED 01 27,885 RLJ LODGING TR COM 74965L101 140.47 11,000 SH SHARED 11,000 RLJ LODGING TR COM 74965L101 364.55 28,547 SH SHARED 28,547 RLJ LODGING TR COM 74965L101 375.48 29,403 SH SHARED 01 29,403 RMR ASIA PAC REAL EST FD NEW COM 76970B101 6.04 453 SH SHARED 01 453 RMR ASIA PAC REAL EST FD NEW COM 76970B101 34.99 2,625 SH SHARED 2,625 RMR REAL ESTATE INCOME FD COM SHS 74964K609 21.12 783 SH SHARED 783 RMR REAL ESTATE INCOME FD COM SHS 74964K609 2,973.04 110,235 SH SHARED 01 110,235 ROADRUNNER TRNSN SVCS HLDG I COM 76973Q105 55.55 4,049 SH SOLE 4,049 ROBBINS & MYERS INC COM 770196103 79.83 2,300 SH C SHARED 2,300 ROBBINS & MYERS INC COM 770196103 791.70 22,809 SH SHARED 01 22,809 ROBERT HALF INTL INC COM 770323103 4.07 192 SH SHARED 21 192 ROBERT HALF INTL INC COM 770323103 165.52 7,800 SH SHARED 7,800 ROBERT HALF INTL INC COM 770323103 363.35 17,123 SH SHARED 01 17,123 ROBERT HALF INTL INC COM 770323103 1,111.93 52,400 SH SHARED 52,400

ROBERTS REALTY INVS COM 769900101 0.82 523 SH SOLE 523 ROCHESTER MED CORP COM 771497104 2.41 318 SH SOLE 318 ROCK-TENN CO CL A 772739207 58.42 1,200 SH C SHARED 1,200 ROCK-TENN CO CL A 772739207 199.59 4,100 SH SHARED 4,100 ROCK-TENN CO CL A 772739207 578.12 11,876 SH SHARED 11,876 ROCK-TENN CO CL A 772739207 2,584.08 53,083 SH SHARED 01 53,083 ROCKVILLE FINL INC NEW COM 774188106 158.14 16,681 SH SHARED 01 16,681 ROCKWELL AUTOMATION INC COM 773903109 5.60 100 SH P SHARED 100 ROCKWELL AUTOMATION INC COM 773903109 16.86 301 SH SHARED 21 301 ROCKWELL AUTOMATION INC COM 773903109 25.31 452 SH SHARED 452 ROCKWELL AUTOMATION INC COM 773903109 526.40 9,400 SH SHARED 9,400 ROCKWELL AUTOMATION INC COM 773903109 2,256.80 40,300 SH C SHARED 40,300 ROCKWELL AUTOMATION INC COM 773903109 4,359.99 77,857 SH SHARED 01 77,857 ROCKWELL COLLINS INC COM 774341101 3.96 75 SH SHARED 21 75 ROCKWELL COLLINS INC COM 774341101 4.27 81 SH SHARED 20 81 ROCKWELL COLLINS INC COM 774341101 263.80 5,000 SH P SHARED 5,000 ROCKWELL COLLINS INC COM 774341101 485.39 9,200 SH SHARED 9,200 ROCKWELL COLLINS INC COM 774341101 5,977.71 113,300 SH C SHARED 113,300 ROCKWELL COLLINS INC COM 774341101 8,412.42 159,447 SH SHARED 01 159,447 ROCKWOOD HLDGS INC COM 774415103 13.58 403 SH SHARED 20 403 ROCKWOOD HLDGS INC COM 774415103 20.21 600 SH P SHARED 600 ROCKWOOD HLDGS INC COM 774415103 77.49 2,300 SH C SHARED 2,300 ROCKWOOD HLDGS INC COM 774415103 2,559.40 75,969 SH SHARED 75,969 ROCKWOOD HLDGS INC COM 774415103 3,337.57 99,067 SH SHARED 01 99,067 ROCKY BRANDS INC COM 774515100 10.42 1,050 SH SHARED 01 1,050 ROCKY BRANDS INC COM 774515100 10.56 1,065 SH SHARED 1,065 ROCKY MTN CHOCOLATE FACTORY COM PAR $0.03 774678403 2.84 334 SH SHARED 334 ROCKY MTN CHOCOLATE FACTORY COM PAR $0.03 774678403 8.87 1,042 SH SHARED 01 1,042 RODMAN & RENSHAW CAP GP INC COM 77487R100 2.33 2,080 SH SOLE 2,080 ROFIN SINAR TECHNOLOGIES INC COM 775043102 3.84 200 SH C SHARED 200 ROFIN SINAR TECHNOLOGIES INC COM 775043102 24.69 1,286 SH SHARED 1,286 ROFIN SINAR TECHNOLOGIES INC COM 775043102 89.28 4,650 SH SHARED 20 4,650

ROFIN SINAR TECHNOLOGIES INC COM 775043102 1,401.56 72,998 SH SHARED 01 72,998 ROGERS COMMUNICATIONS INC CL B 775109200 51.32 1,500 SH C SHARED 1,500 ROGERS COMMUNICATIONS INC CL B 775109200 831.30 24,300 SH SHARED 24,300 ROGERS COMMUNICATIONS INC CL B 775109200 1,107.69 32,379 SH SHARED 01 32,379 ROGERS COMMUNICATIONS INC CL B 775109200 3,148.69 92,040 SH SHARED 92,040 ROGERS CORP COM 775133101 197.22 5,040 SH SHARED 01 5,040 ROLLINS INC COM 775711104 3.03 162 SH SHARED 21 162 ROLLINS INC COM 775711104 645.14 34,481 SH SHARED 34,481 ROLLINS INC COM 775711104 1,467.43 78,430 SH SHARED 01 78,430 ROPER INDS INC NEW COM 776696106 413.46 6,000 SH SHARED 6,000 ROPER INDS INC NEW COM 776696106 1,471.30 21,351 SH SHARED 21,351 ROPER INDS INC NEW COM 776696106 2,238.20 32,480 SH SHARED 20 32,480 ROPER INDS INC NEW COM 776696106 4,056.59 58,868 SH SHARED 01 58,868 ROSETTA GENOMICS LTD SHS M82183118 0.60 586 SH SOLE 586 ROSETTA RESOURCES INC COM 777779307 7.02 205 SH SHARED 20 205 ROSETTA RESOURCES INC COM 777779307 136.90 4,000 SH C SHARED 4,000 ROSETTA RESOURCES INC COM 777779307 2,432.71 71,080 SH SHARED 01 71,080 ROSETTA STONE INC COM 777780107 21.05 2,300 SH C SOLE 2,300 ROSETTA STONE INC COM 777780107 36.60 4,000 SH P SOLE 4,000 ROSETTA STONE INC COM 777780107 187.68 20,512 SH SOLE 20,512 ROSS STORES INC COM 778296103 22.27 283 SH SHARED 21 283 ROSS STORES INC COM 778296103 27.31 347 SH SHARED 20 347 ROSS STORES INC COM 778296103 39.35 500 SH P SHARED 500 ROSS STORES INC COM 778296103 78.69 1,000 SH C SHARED 1,000 ROSS STORES INC COM 778296103 605.91 7,700 SH SHARED 7,700 ROSS STORES INC COM 778296103 1,907.84 24,245 SH SHARED 24,245 ROSS STORES INC COM 778296103 6,905.20 87,752 SH SHARED 01 87,752 ROVI CORP NOTE 2.625% 2/1 779376AB8 327.22 283,000 PRN SHARED 283,000 ROVI CORP NOTE 2.625% 2/1 779376AB8 40.47 35,000 PRN SHARED 01 35,000 ROVI CORP COM 779376102 2.45 57 SH SHARED 20 57 ROVI CORP COM 779376102 163.32 3,800 SH C SHARED 3,800 ROVI CORP COM 779376102 2,448.27 56,963 SH SHARED 01 56,963 ROWAN COS INC COM 779382100 147.93 4,900 SH SHARED 4,900 ROWAN COS INC COM 779382100 370.25 12,264 SH SHARED 01 12,264 ROWAN COS INC COM 779382100 377.38 12,500 SH P SHARED 12,500 ROWAN COS INC COM 779382100 507.19 16,800 SH C SHARED 16,800 ROYAL BANCSHARES PA INC CL A 780081105 2.79 2,614 SH SHARED 01 2,614

ROYAL BK CDA MONTREAL QUE COM 780087102 22.86 500 SH P SHARED 01 500 ROYAL BK CDA MONTREAL QUE COM 780087102 137.16 3,000 SH P SHARED 3,000 ROYAL BK CDA MONTREAL QUE COM 780087102 219.46 4,800 SH C SHARED 4,800 ROYAL BK CDA MONTREAL QUE COM 780087102 3,802.17 83,162 SH SHARED 83,162 ROYAL BK CDA MONTREAL QUE COM 780087102 5,821.66 127,333 SH SHARED 01 127,333 ROYAL BK CDA MONTREAL QUE COM 780087102 20,533.35 449,111 SH SHARED 449,111 ROYAL BK SCOTLAND GROUP PLC ADR PFD SER P 780097762 3.87 369 SH SHARED 369 ROYAL BK SCOTLAND GROUP PLC ADR PFD SER P 780097762 66.68 6,350 SH SHARED 01 6,350 ROYAL BK SCOTLAND GROUP PLC ADR PREF SER N 780097770 85.76 8,083 SH SHARED 01 8,083 ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS Q 780097754 378.58 33,296 SH SHARED 01 33,296 ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS R 780097747 22.90 2,217 SH SHARED 2,217 ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS R 780097747 76.44 7,400 SH SHARED 01 7,400 ROYAL BK SCOTLAND GROUP PLC SP ADR L RP PF 780097788 13.56 848 SH SHARED 848 ROYAL BK SCOTLAND GROUP PLC SP ADR L RP PF 780097788 1,674.95 104,750 SH SHARED 01 104,750 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 34.66 3,242 SH SHARED 3,242 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 71.12 6,653 SH SHARED 01 6,653 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 37.74 3,397 SH SHARED 3,397 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 48.33 4,350 SH SHARED 01 4,350 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 200.33 16,625 SH SHARED 01 16,625 ROYAL BK SCOTLAND GROUP PLC SPON ADR F 780097804 231.63 12,769 SH SHARED 01 12,769 ROYAL BK SCOTLAND GROUP PLC SPON ADR SER H 780097879 29.00 1,681 SH SHARED 1,681 ROYAL BK SCOTLAND GROUP PLC SPON ADR SER H 780097879 372.76 21,609 SH SHARED 01 21,609 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 20 ORD 780097689 1,782.14 249,950 SH SHARED 01 249,950

ROYAL BK SCOTLAND N V TRENDPILOT ETN 78009L308 251.59 10,440 SH SHARED 01 10,440 ROYAL BK SCOTLAND N V US MID CAP ETN 78009L209 5.59 250 SH SOLE 250 ROYAL BK SCOTLAND N V US MID CAP ETN 78009L209 141.99 6,350 SH SHARED 1 6,350 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 116.86 5,400 SH SHARED 5,400 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 376.73 17,409 SH SHARED 01 17,409 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 597.26 27,600 SH P SHARED 27,600 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 668.68 30,900 SH C SHARED 30,900 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 5,854.94 270,561 SH SHARED 270,561 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 28.54 460 SH SHARED 21 460 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 2,150.34 34,655 SH SHARED 20 34,655 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 7,440.91 119,918 SH SHARED 01 119,918 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 7,814.83 125,944 SH SHARED 125,944 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 132.27 2,150 SH SHARED 2,150 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 147.65 2,400 SH SHARED 2,400 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 313.51 5,096 SH SHARED 21 5,096 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 47,076.58 765,224 SH SHARED 01 765,224 ROYAL GOLD INC COM 780287108 967.31 15,100 SH C SHARED 15,100 ROYAL GOLD INC COM 780287108 1,748.26 27,291 SH SHARED 01 27,291 ROYAL GOLD INC COM 780287108 2,991.15 46,693 SH SHARED 46,693 ROYAL GOLD INC COM 780287108 4,336.86 67,700 SH P SHARED 67,700 ROYALE ENERGY INC COM NEW 78074G200 3.12 1,500 SH P SOLE 1,500 ROYALE ENERGY INC COM NEW 78074G200 15.08 7,251 SH SOLE 7,251 ROYCE FOCUS TR COM 78080N108 1.79 297 SH SHARED 297 ROYCE FOCUS TR COM 78080N108 43.97 7,279 SH SHARED 01 7,279 ROYCE MICRO-CAP TR INC COM 780915104 8.40 1,099 SH SHARED 1,099 ROYCE MICRO-CAP TR INC COM 780915104 3,263.70 427,186 SH SHARED 01 427,186 ROYCE VALUE TR INC COM 780910105 1,629.16 147,036 SH SHARED 147,036 ROYCE VALUE TR INC COM 780910105 5,989.66 540,583 SH SHARED 01 540,583 RPC INC COM 749660106 22.85 1,400 SH P SHARED 1,400

RPC INC COM 749660106 44.81 2,746 SH SHARED 2,746 RPC INC COM 749660106 71.81 4,400 SH C SHARED 4,400 RPC INC COM 749660106 1,850.10 113,364 SH SHARED 01 113,364 RPM INTL INC COM 749685103 9.35 500 SH P SHARED 500 RPM INTL INC COM 749685103 33.66 1,800 SH C SHARED 1,800 RPM INTL INC COM 749685103 361.10 19,310 SH SHARED 20 19,310 RPM INTL INC COM 749685103 734.80 39,294 SH SHARED 01 39,294 RPX CORP COM 74972G103 8.28 400 SH C SOLE 400 RPX CORP COM 74972G103 32.80 1,584 SH SOLE 1,584 RRSAT GLOBAL COMM NTWRK LTD SHS M8183P102 6.34 1,180 SH SOLE 1,180 RSC HOLDINGS INC COM 74972L102 468.60 65,722 SH SHARED 01 65,722 RTI BIOLOGICS INC COM 74975N105 11.98 3,642 SH SHARED 3,642 RTI BIOLOGICS INC COM 74975N105 24.68 7,500 SH P SHARED 7,500 RTI BIOLOGICS INC COM 74975N105 53.14 16,152 SH SHARED 01 16,152 RTI INTL METALS INC COM 74973W107 1.31 56 SH SHARED 21 56 RTI INTL METALS INC COM 74973W107 66.58 2,855 SH SHARED 01 2,855 RUBICON MINERALS CORP COM 780911103 3.78 1,098 SH SHARED 1,098 RUBICON MINERALS CORP COM 780911103 7.27 2,114 SH SHARED 01 2,114 RUBICON MINERALS CORP COM 780911103 51.94 15,100 SH C SHARED 15,100 RUBICON MINERALS CORP COM 780911103 59.17 17,200 SH P SHARED 17,200 RUBICON TECHNOLOGY INC COM 78112T107 39.35 3,600 SH C SHARED 3,600 RUBICON TECHNOLOGY INC COM 78112T107 110.59 10,118 SH SHARED 10,118 RUBICON TECHNOLOGY INC COM 78112T107 881.67 80,665 SH SHARED 01 80,665 RUBY TUESDAY INC COM 781182100 0.92 129 SH SHARED 129 RUBY TUESDAY INC COM 781182100 49.83 6,959 SH SHARED 01 6,959 RUBY TUESDAY INC COM 781182100 433.18 60,500 SH C SHARED 60,500 RUBY TUESDAY INC COM 781182100 1,184.98 165,500 SH P SHARED 165,500 RUDDICK CORP COM 781258108 348.38 8,935 SH SHARED 20 8,935 RUDDICK CORP COM 781258108 750.44 19,247 SH SHARED 01 19,247 RUDOLPH TECHNOLOGIES INC COM 781270103 67.92 10,152 SH SOLE 10,152 RUE21 INC COM 781295100 23.51 1,036 SH SHARED 1,036 RUE21 INC COM 781295100 34.04 1,500 SH C SHARED 1,500 RUE21 INC COM 781295100 111.77 4,926 SH SHARED 01 4,926 RUSH ENTERPRISES INC CL A 781846209 26.82 1,894 SH SHARED 01 1,894 RUSSELL EXCHANGE TRADED FDS CONSIST GRWTH 782474746 0.42 10 SH SOLE 10

RUSSELL EXCHANGE TRADED FDS EQUITY ETF 782474522 52.55 2,166 SH SOLE 2,166 RUSSELL EXCHANGE TRADED FDS LOW P/E ETF 782474696 7.89 200 SH SOLE 200 RUTHS HOSPITALITY GROUP INC COM 783332109 5.15 1,200 SH SHARED 01 1,200 RYANAIR HLDGS PLC SPONSORED ADR 783513104 7.34 285 SH SHARED 21 285 RYANAIR HLDGS PLC SPONSORED ADR 783513104 128.36 4,985 SH SHARED 01 4,985 RYANAIR HLDGS PLC SPONSORED ADR 783513104 282.86 10,985 SH SHARED 10,985 RYANAIR HLDGS PLC SPONSORED ADR 783513104 1,365.27 53,020 SH SHARED 20 53,020 RYDER SYS INC COM 783549108 30.01 800 SH C SHARED 800 RYDER SYS INC COM 783549108 30.01 800 SH P SHARED 800 RYDER SYS INC COM 783549108 1,712.48 45,654 SH SHARED 01 45,654 RYDEX ETF TRUST CONSUMR DISCRT 78355W882 66.70 1,592 SH SHARED 1,592 RYDEX ETF TRUST CONSUMR DISCRT 78355W882 571.98 13,651 SH SHARED 01 13,651 RYDEX ETF TRUST CONSUMR STAPLE 78355W874 936.03 16,214 SH SHARED 01 16,214 RYDEX ETF TRUST CONSUMR STAPLE 78355W874 1,996.13 34,577 SH SHARED 34,577 RYDEX ETF TRUST EM MRKT EQ WT 78355W536 38.33 1,345 SH SHARED 01 1,345 RYDEX ETF TRUST ENERGY ETF 78355W866 2.61 50 SH SHARED 01 50 RYDEX ETF TRUST FINANCIAL ETF 78355W858 70.46 3,256 SH SOLE 3,256 RYDEX ETF TRUST HEALTH CARE 78355W841 281.18 4,514 SH SHARED 4,514 RYDEX ETF TRUST HEALTH CARE 78355W841 714.22 11,466 SH SHARED 01 11,466 RYDEX ETF TRUST INDLS ETF 78355W833 60.83 1,338 SH SOLE 1,338 RYDEX ETF TRUST INV S&P500 2X 78355W767 2.06 50 SH SHARED 01 50 RYDEX ETF TRUST INV S&P500 2X 78355W767 100.88 2,445 SH SHARED 2,445 RYDEX ETF TRUST MATERIALS ETF 78355W825 89.62 1,827 SH SHARED 1,827 RYDEX ETF TRUST MATERIALS ETF 78355W825 2,402.32 48,973 SH SHARED 01 48,973 RYDEX ETF TRUST MSCI AC WI EQL 78355W528 7.50 234 SH SOLE 234 RYDEX ETF TRUST RUSS2000 EQ WT 78355W585 44.09 1,700 SH SHARED 01 1,700 RYDEX ETF TRUST RUSS MIDCAP EQ 78355W577 74.09 2,700 SH SHARED 01 2,700 RYDEX ETF TRUST S&P 500 EQ TRD 78355W106 51,292.65 1,238,953 SH SHARED 01 1,238,953 RYDEX ETF TRUST S&P500 PUR GRW 78355W403 834.78 21,107 SH SHARED 21,107 RYDEX ETF TRUST S&P500 PUR GRW 78355W403 3,467.03 87,662 SH SHARED 01 87,662 RYDEX ETF TRUST S&P500 PUR VAL 78355W304 83.21 3,272 SH SHARED 3,272 RYDEX ETF TRUST S&P500 PUR VAL 78355W304 105.89 4,164 SH SHARED 01 4,164 RYDEX ETF TRUST S&PMC400 PURGR 78355W601 1,666.98 22,776 SH SHARED 01 22,776 RYDEX ETF TRUST S&PMC400 PURGR 78355W601 2,346.25 32,057 SH SHARED 32,057 RYDEX ETF TRUST S&PMC400 PURVL 78355W502 135.34 4,893 SH SHARED 01 4,893 RYDEX ETF TRUST S&PMC400 PURVL 78355W502 742.45 26,843 SH SHARED 26,843 RYDEX ETF TRUST S&PSC600 PURGR 78355W809 25.13 583 SH SHARED 01 583 RYDEX ETF TRUST S&PSC600 PURGR 78355W809 1,982.67 45,991 SH SHARED 45,991 RYDEX ETF TRUST S&PSC600 PURVL 78355W700 6.59 214 SH SHARED 214 RYDEX ETF TRUST S&PSC600 PURVL 78355W700 401.66 13,040 SH SHARED 01 13,040 RYDEX ETF TRUST TECHNOLOGY ETF 78355W817 3,110.83 68,596 SH SHARED 01 68,596 RYDEX ETF TRUST TOP 50 ETF 78355W205 636.29 7,722 SH SHARED 01 7,722 RYDEX ETF TRUST UTILITIES ETF 78355W791 132.75 2,530 SH SHARED 2,530 RYDEX ETF TRUST UTILITIES ETF 78355W791 248.60 4,738 SH SHARED 01 4,738

RYLAND GROUP INC COM 783764103 21.30 2,000 SH C SHARED 2,000 RYLAND GROUP INC COM 783764103 32.55 3,056 SH SHARED 01 3,056 RYLAND GROUP INC COM 783764103 33.02 3,100 SH P SHARED 3,100 RYLAND GROUP INC COM 783764103 95.80 8,995 SH SHARED 20 8,995 S L INDS INC COM 784413106 2.93 174 SH SHARED 01 174 S L INDS INC COM 784413106 6.05 359 SH SHARED 359 S Y BANCORP INC COM 785060104 190.43 10,227 SH SHARED 01 10,227 S&W SEED CO *W EXP 05/03/201 785135112 0.27 390 SH SOLE 390 S&W SEED CO *W EXP 05/03/201 785135120 1.28 4,934 SH SOLE 4,934 S1 CORPORATION COM 78463B101 5.07 553 SH SHARED 01 553 S1 CORPORATION COM 78463B101 268.23 29,251 SH SHARED 29,251 SABA SOFTWARE INC COM NEW 784932600 121.87 21,158 SH SOLE 21,158 SABINE ROYALTY TR UNIT BEN INT 785688102 36.12 573 SH SHARED 573 SABINE ROYALTY TR UNIT BEN INT 785688102 337.26 5,350 SH SHARED 01 5,350 SABRA HEALTH CARE REIT INC COM 78573L106 34.77 3,645 SH SHARED 01 3,645 SAFE BULKERS INC COM Y7388L103 14.55 2,350 SH SHARED 01 2,350 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 3.00 200 SH P SHARED 200 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 34.86 2,324 SH SHARED 01 2,324 SAFEWAY INC COM NEW 786514208 261.09 15,700 SH C SHARED 15,700 SAFEWAY INC COM NEW 786514208 360.87 21,700 SH SHARED 21,700 SAFEWAY INC COM NEW 786514208 1,150.80 69,200 SH P SHARED 69,200 SAFEWAY INC COM NEW 786514208 1,987.00 119,483 SH SHARED 01 119,483 SAGENT PHARMACEUTICALS INC COM 786692103 14.57 720 SH SOLE 720 SAIC INC COM 78390X101 79.13 6,700 SH C SHARED 6,700 SAIC INC COM 78390X101 239.74 20,300 SH SHARED 20,300 SAIC INC COM 78390X101 306.62 25,963 SH SHARED 25,963 SAIC INC COM 78390X101 1,201.45 101,732 SH SHARED 01 101,732 SAKS INC COM 79377W108 1.05 120 SH SHARED 01 120 SAKS INC COM 79377W108 51.63 5,900 SH P SHARED 5,900 SAKS INC COM 79377W108 1,255.63 143,500 SH C SHARED 143,500 SALEM COMMUNICATIONS CORP DE CL A 794093104 2.58 1,147 SH SOLE 1,147 SALESFORCE COM INC COM 79466L302 8.46 74 SH SHARED 21 74 SALESFORCE COM INC COM 79466L302 42.28 370 SH SHARED 370 SALESFORCE COM INC COM 79466L302 929.55 8,134 SH SHARED 8,134 SALESFORCE COM INC COM 79466L302 2,873.80 25,147 SH SHARED 20 25,147 SALESFORCE COM INC COM 79466L302 9,086.86 79,514 SH SHARED 01 79,514 SALESFORCE COM INC COM 79466L302 9,668.09 84,600 SH C SHARED 84,600 SALESFORCE COM INC COM 79466L302 20,079.00 175,700 SH P SHARED 175,700 SALISBURY BANCORP INC COM 795226109 19.92 806 SH SOLE 806

SALIX PHARMACEUTICALS INC NOTE 2.750% 5/1 795435AC0 27.86 28,000 PRN SHARED 01 28,000 SALIX PHARMACEUTICALS INC COM 795435106 146.25 4,941 SH SHARED 01 4,941 SALIX PHARMACEUTICALS INC COM 795435106 935.36 31,600 SH C SHARED 31,600 SALIX PHARMACEUTICALS INC COM 795435106 1,308.32 44,200 SH P SHARED 44,200 SALLY BEAUTY HLDGS INC COM 79546E104 15.22 917 SH SHARED 21 917 SALLY BEAUTY HLDGS INC COM 79546E104 209.49 12,620 SH SHARED 20 12,620 SALLY BEAUTY HLDGS INC COM 79546E104 2,805.45 169,003 SH SHARED 01 169,003 SAMSON OIL & GAS LTD SPON ADR 796043107 28.88 12,777 SH SOLE 12,777 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 52.83 2,300 SH P SHARED 2,300 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 188.35 8,200 SH C SHARED 8,200 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 401.88 17,496 SH SHARED 17,496 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 6,105.15 265,788 SH SHARED 01 265,788 SANDERSON FARMS INC COM 800013104 15,698.75 330,500 SH C SOLE 330,500 SANDISK CORP NOTE 1.000% 5/1 80004CAC5 427.64 442,000 PRN SHARED 442,000 SANDISK CORP NOTE 1.500% 8/1 80004CAD3 208.75 200,000 PRN SHARED 200,000 SANDISK CORP NOTE 1.000% 5/1 80004CAC5 175.12 181,000 PRN SHARED 01 181,000 SANDISK CORP NOTE 1.500% 8/1 80004CAD3 34.44 33,000 PRN SHARED 01 33,000 SANDISK CORP COM 80004C101 40.36 1,000 SH SHARED 21 1,000 SANDISK CORP COM 80004C101 468.12 11,600 SH P SHARED 01 11,600 SANDISK CORP COM 80004C101 697.98 17,296 SH SHARED 17,296 SANDISK CORP COM 80004C101 3,033.69 75,175 SH SHARED 75,175 SANDISK CORP COM 80004C101 13,651.98 338,297 SH SHARED 01 338,297 SANDISK CORP COM 80004C101 14,817.95 367,190 SH C SHARED 367,190 SANDISK CORP COM 80004C101 58,357.37 1,446,100 SH P SHARED 1,446,100 SANDRIDGE ENERGY INC COM 80007P307 3.11 560 SH SHARED 20 560 SANDRIDGE ENERGY INC COM 80007P307 410.88 73,900 SH P SHARED 73,900 SANDRIDGE ENERGY INC COM 80007P307 2,131.01 383,276 SH SHARED 01 383,276 SANDRIDGE ENERGY INC COM 80007P307 2,226.78 400,500 SH C SHARED 400,500 SANDRIDGE MISSISSIPPIAN TR I UNIT BEN INT 80007T101 264.03 11,740 SH SHARED 11,740 SANDRIDGE MISSISSIPPIAN TR I UNIT BEN INT 80007T101 680.66 30,265 SH SHARED 01 30,265 SANDRIDGE PERMIAN TR COM UNIT BEN INT 80007A102 16.85 1,000 SH SHARED 01 1,000 SANDY SPRING BANCORP INC COM 800363103 14.82 1,013 SH SHARED 01 1,013

SANFILIPPO JOHN B & SON INC COM 800422107 0.30 38 SH SOLE 38 SANGAMO BIOSCIENCES INC COM 800677106 53.07 12,200 SH P SHARED 12,200 SANGAMO BIOSCIENCES INC COM 800677106 175.76 40,405 SH SHARED 01 40,405 SANGAMO BIOSCIENCES INC COM 800677106 245.78 56,500 SH C SHARED 56,500 SANMINA SCI CORP COM NEW 800907206 8.68 1,300 SH C SHARED 1,300 SANMINA SCI CORP COM NEW 800907206 21.87 3,274 SH SHARED 01 3,274 SANOFI RIGHT 12/31/2020 80105N113 0.03 24 SH SHARED 24 SANOFI RIGHT 12/31/2020 80105N113 0.76 719 SH SHARED 21 719 SANOFI RIGHT 12/31/2020 80105N113 321.97 303,745 SH SHARED 01 303,745 SANOFI SPONSORED ADR 80105N105 74.52 2,272 SH SHARED 21 2,272 SANOFI SPONSORED ADR 80105N105 174.07 5,307 SH SHARED 5,307 SANOFI SPONSORED ADR 80105N105 54,870.14 1,672,870 SH SHARED 01 1,672,870 SANTARUS INC COM 802817304 65.23 23,379 SH SHARED 23,379 SANTARUS INC COM 802817304 103.36 37,045 SH SHARED 01 37,045 SAP AG SPON ADR 803054204 7.59 150 SH SHARED 21 150 SAP AG SPON ADR 803054204 24.20 478 SH SHARED 20 478 SAP AG SPON ADR 803054204 4,973.11 98,244 SH SHARED 01 98,244 SAPIENT CORP COM 803062108 5.07 500 SH C SHARED 500 SAPIENT CORP COM 803062108 26.86 2,649 SH SHARED 21 2,649 SAPIENT CORP COM 803062108 1,479.88 145,945 SH SHARED 01 145,945 SAPPI LTD SPON ADR NEW 803069202 0.30 100 SH SHARED 01 100 SAPPI LTD SPON ADR NEW 803069202 1.20 394 SH SHARED 394 SARA LEE CORP COM 803111103 6.54 400 SH SHARED 20 400 SARA LEE CORP COM 803111103 9.40 575 SH SHARED 21 575 SARA LEE CORP COM 803111103 75.21 4,600 SH P SHARED 4,600 SARA LEE CORP COM 803111103 577.16 35,300 SH SHARED 35,300 SARA LEE CORP COM 803111103 2,451.16 149,918 SH SHARED 149,918 SARA LEE CORP COM 803111103 5,446.19 333,100 SH C SHARED 333,100 SARA LEE CORP COM 803111103 8,745.89 534,917 SH SHARED 01 534,917 SARATOGA INVT CORP COM NEW 80349A208 23.84 1,445 SH SOLE 1,445 SARATOGA RES INC TEX COM 803521103 6.57 1,286 SH SOLE 1,286 SASOL LTD SPONSORED ADR 803866300 1,031.66 25,410 SH SHARED 25,410 SASOL LTD SPONSORED ADR 803866300 9,844.12 242,466 SH SHARED 01 242,466 SATCON TECHNOLOGY CORP COM 803893106 0.48 500 SH C SHARED 500 SATCON TECHNOLOGY CORP COM 803893106 0.76 800 SH P SHARED 800 SATCON TECHNOLOGY CORP COM 803893106 7.21 7,587 SH SHARED 01 7,587 SAUER-DANFOSS INC COM 804137107 29.82 1,032 SH SHARED 1,032 SAUER-DANFOSS INC COM 804137107 34.68 1,200 SH C SHARED 1,200 SAUER-DANFOSS INC COM 804137107 81.15 2,808 SH SHARED 01 2,808

SAUL CTRS INC COM 804395101 50.72 1,500 SH SHARED 01 1,500 SAUL CTRS INC COM 804395101 254.66 7,532 SH SHARED 7,532 SAVANNAH BANCORP INC COM 804748101 5.46 910 SH SOLE 910 SAVIENT PHARMACEUTICALS INC NOTE 4.750% 2/0 80517QAA8 19.53 28,000 PRN SHARED 01 28,000 SAVIENT PHARMACEUTICALS INC COM 80517Q100 14.35 3,500 SH P SHARED 3,500 SAVIENT PHARMACEUTICALS INC COM 80517Q100 77.08 18,800 SH SHARED 01 18,800 SAVIENT PHARMACEUTICALS INC COM 80517Q100 100.86 24,600 SH C SHARED 24,600 SBA COMMUNICATIONS CORP NOTE 1.875% 5/0 78388JAN6 4,782.88 4,610,000 PRN SHARED 4,610,000 SBA COMMUNICATIONS CORP NOTE 1.875% 5/0 78388JAN6 111.01 107,000 PRN SHARED 01 107,000 SBA COMMUNICATIONS CORP COM 78388J106 179.30 5,200 SH SHARED 5,200 SBA COMMUNICATIONS CORP COM 78388J106 2,218.72 64,348 SH SHARED 01 64,348 SCANA CORP NEW COM 80589M102 9.30 230 SH SHARED 20 230 SCANA CORP NEW COM 80589M102 20.23 500 SH C SHARED 500 SCANA CORP NEW COM 80589M102 24.27 600 SH P SHARED 600 SCANA CORP NEW COM 80589M102 24.67 610 SH SHARED 21 610 SCANA CORP NEW COM 80589M102 190.12 4,700 SH SHARED 4,700 SCANA CORP NEW COM 80589M102 9,695.42 239,689 SH SHARED 01 239,689 SCANSOURCE INC COM 806037107 3.02 102 SH SHARED 21 102 SCANSOURCE INC COM 806037107 164.41 5,562 SH SHARED 01 5,562 SCBT FINANCIAL CORP COM 78401V102 27.84 1,128 SH SHARED 01 1,128 SCHEIN HENRY INC COM 806407102 24.80 400 SH P SHARED 400 SCHEIN HENRY INC COM 806407102 66.91 1,079 SH SHARED 21 1,079 SCHEIN HENRY INC COM 806407102 347.26 5,600 SH SHARED 5,600 SCHEIN HENRY INC COM 806407102 696.50 11,232 SH SHARED 11,232 SCHEIN HENRY INC COM 806407102 929.84 14,995 SH SHARED 20 14,995 SCHEIN HENRY INC COM 806407102 5,091.02 82,100 SH C SHARED 82,100 SCHEIN HENRY INC COM 806407102 6,749.11 108,839 SH SHARED 01 108,839 SCHIFF NUTRITION INTL INC COM 806693107 12.19 1,100 SH SHARED 01 1,100 SCHLUMBERGER LTD COM 806857108 29.87 500 SH C SHARED 01 500 SCHLUMBERGER LTD COM 806857108 101.54 1,700 SH P SHARED 01 1,700 SCHLUMBERGER LTD COM 806857108 262.04 4,387 SH SHARED 21 4,387 SCHLUMBERGER LTD COM 806857108 458.43 7,675 SH SHARED 7,675 SCHLUMBERGER LTD COM 806857108 1,367.58 22,896 SH SHARED 20 22,896 SCHLUMBERGER LTD COM 806857108 44,704.50 748,443 SH SHARED 748,443 SCHLUMBERGER LTD COM 806857108 52,239.86 874,600 SH P SHARED 874,600 SCHLUMBERGER LTD COM 806857108 80,890.31 1,354,266 SH C SHARED 1,354,266 SCHLUMBERGER LTD COM 806857108 110,543.27 1,850,716 SH SHARED 01 1,850,716

SCHMITT INDS INC ORE COM NEW 806870200 84.61 26,442 SH SOLE 26,442 SCHNITZER STL INDS CL A 806882106 116.84 3,175 SH SHARED 3,175 SCHNITZER STL INDS CL A 806882106 122.47 3,328 SH SHARED 3,328 SCHNITZER STL INDS CL A 806882106 236.26 6,420 SH SHARED 20 6,420 SCHNITZER STL INDS CL A 806882106 544.64 14,800 SH C SHARED 14,800 SCHNITZER STL INDS CL A 806882106 555.68 15,100 SH P SHARED 15,100 SCHNITZER STL INDS CL A 806882106 1,044.35 28,379 SH SHARED 01 28,379 SCHOLASTIC CORP COM 807066105 838.10 29,900 SH SHARED 01 29,900 SCHOOL SPECIALTY INC COM 807863105 1.18 165 SH SHARED 20 165 SCHOOL SPECIALTY INC COM 807863105 7.40 1,038 SH SHARED 01 1,038 SCHULMAN A INC COM 808194104 0.42 25 SH SHARED 01 25 SCHULMAN A INC COM 808194104 16.99 1,000 SH C SHARED 1,000 SCHWAB CHARLES CORP NEW COM 808513105 125.94 11,175 SH SHARED 20 11,175 SCHWAB CHARLES CORP NEW COM 808513105 701.69 62,262 SH SHARED 62,262 SCHWAB CHARLES CORP NEW COM 808513105 1,216.03 107,900 SH P SHARED 107,900 SCHWAB CHARLES CORP NEW COM 808513105 1,258.86 111,700 SH C SHARED 111,700 SCHWAB CHARLES CORP NEW COM 808513105 12,382.46 1,098,710 SH SHARED 01 1,098,710 SCHWAB CHARLES CORP NEW COM 808513105 13,231.03 1,174,004 SH SHARED 1,174,004 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 69.54 3,200 SH C SOLE 3,200 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 120.57 5,231 SH SHARED 01 5,231 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 198.97 8,632 SH SHARED 8,632 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 216.67 9,400 SH P SHARED 9,400 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 50.11 2,125 SH SHARED 01 2,125 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 97.83 4,149 SH SHARED 4,149 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 141.48 6,000 SH C SHARED 6,000 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 159.60 3,000 SH P SOLE 3,000 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 27.09 1,000 SH P SHARED 1,000 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 112.91 4,168 SH SHARED 01 4,168 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1,514.20 55,895 SH SHARED 55,895 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 42.20 1,573 SH SHARED 01 1,573 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 2,329.68 86,831 SH SHARED 86,831 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 3.14 123 SH SHARED 01 123 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 553.35 21,700 SH P SHARED 21,700 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 1,048.76 41,128 SH SHARED 41,128 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 34.39 1,281 SH SHARED 01 1,281 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 581.97 21,675 SH SHARED 21,675 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 637.60 30,030 SH SOLE 30,030 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 13.05 455 SH SHARED 01 455 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 530.75 18,500 SH P SHARED 18,500 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1,390.61 48,472 SH SHARED 48,472

SCHWAB STRATEGIC TR US TIPS ETF 808524870 5.33 98 SH SHARED 01 98 SCHWAB STRATEGIC TR US TIPS ETF 808524870 27.92 513 SH SHARED 513 SCHWAB STRATEGIC TR US TIPS ETF 808524870 653.16 12,000 SH P SHARED 12,000 SCHWEITZER-MAUDUIT INTL INC COM 808541106 18.55 332 SH SHARED 01 332 SCICLONE PHARMACEUTICALS INC COM 80862K104 1.52 400 SH P SHARED 400 SCICLONE PHARMACEUTICALS INC COM 80862K104 35.46 9,306 SH SHARED 9,306 SCICLONE PHARMACEUTICALS INC COM 80862K104 56.67 14,873 SH SHARED 01 14,873 SCIENTIFIC GAMES CORP CL A 80874P109 3.77 530 SH SHARED 21 530 SCIENTIFIC GAMES CORP CL A 80874P109 1,044.16 146,651 SH SHARED 01 146,651 SCIENTIFIC LEARNING CORP COM 808760102 2.43 773 SH SHARED 773 SCIENTIFIC LEARNING CORP COM 808760102 4.41 1,400 SH SHARED 01 1,400 SCIQUEST INC NEW COM 80908T101 7.84 525 SH SHARED 01 525 SCOTTS MIRACLE GRO CO CL A 810186106 19.00 426 SH SHARED 21 426 SCOTTS MIRACLE GRO CO CL A 810186106 22.30 500 SH C SHARED 500 SCOTTS MIRACLE GRO CO CL A 810186106 187.54 4,205 SH SHARED 20 4,205 SCOTTS MIRACLE GRO CO CL A 810186106 3,003.63 67,346 SH SHARED 01 67,346 SCRIPPS E W CO OHIO CL A NEW 811054402 122.14 17,448 SH SHARED 01 17,448 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 20.56 553 SH SHARED 21 553 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 40.89 1,100 SH C SHARED 1,100 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 68.32 1,838 SH SHARED 1,838 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 111.14 2,990 SH SHARED 20 2,990 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 245.32 6,600 SH SHARED 6,600 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 2,119.99 57,035 SH SHARED 01 57,035 SEABOARD CORP COM 811543107 21.62 12 SH SHARED 01 12 SEABRIDGE GOLD INC COM 811916105 15.74 700 SH SHARED 700 SEABRIDGE GOLD INC COM 811916105 51.70 2,300 SH C SHARED 2,300 SEABRIDGE GOLD INC COM 811916105 105.66 4,700 SH P SHARED 4,700 SEABRIDGE GOLD INC COM 811916105 277.63 12,350 SH SHARED 01 12,350

SEABRIGHT HOLDINGS INC COM 811656107 25.56 3,550 SH SHARED 01 3,550 SEACOR HOLDINGS INC COM 811904101 715.79 8,924 SH SHARED 01 8,924 SEACOR HOLDINGS INC COM 811904101 7,970.71 99,373 SH SHARED 99,373 SEADRILL LIMITED SHS G7945E105 4.07 148 SH SHARED 20 148 SEADRILL LIMITED SHS G7945E105 4.13 150 SH SHARED 21 150 SEADRILL LIMITED SHS G7945E105 82.45 2,995 SH SHARED 2,995 SEADRILL LIMITED SHS G7945E105 599.96 21,793 SH SHARED 21,793 SEADRILL LIMITED SHS G7945E105 693.76 25,200 SH P SHARED 25,200 SEADRILL LIMITED SHS G7945E105 2,502.48 90,900 SH C SHARED 90,900 SEADRILL LIMITED SHS G7945E105 8,301.73 301,552 SH SHARED 01 301,552 SEAGATE TECHNOLOGY PLC SHS G7945M107 3.96 385 SH SHARED 20 385 SEAGATE TECHNOLOGY PLC SHS G7945M107 270.23 26,300 SH SHARED 26,300 SEAGATE TECHNOLOGY PLC SHS G7945M107 858.99 83,600 SH P SHARED 83,600 SEAGATE TECHNOLOGY PLC SHS G7945M107 962.57 93,681 SH SHARED 01 93,681 SEAGATE TECHNOLOGY PLC SHS G7945M107 1,662.50 161,800 SH C SHARED 161,800 SEAGATE TECHNOLOGY PLC SHS G7945M107 6,414.92 624,323 SH SHARED 624,323 SEALED AIR CORP NEW COM 81211K100 3.01 180 SH SHARED 20 180 SEALED AIR CORP NEW COM 81211K100 3.34 200 SH C SHARED 200 SEALED AIR CORP NEW COM 81211K100 203.74 12,200 SH SHARED 12,200 SEALED AIR CORP NEW COM 81211K100 3,076.46 184,219 SH SHARED 01 184,219 SEALED AIR CORP NEW COM 81211K100 4,835.92 289,576 SH SHARED 289,576 SEALY CORP COM 812139301 0.52 352 SH SHARED 352 SEALY CORP SR SECD 3RD 8% 812139400 10.97 237 SH SOLE 237 SEANERGY MARITIME HLDGS CORP *W EXP 09/24/201 Y73760111 0.87 124,972 SH SOLE 124,972 SEARCHMEDIA HOLDINGS LTD SHS G8005Y106 5.93 3,548 SH SOLE 3,548 SEARCHMEDIA HOLDINGS LTD *W EXP 11/19/201 G8005Y114 0.71 4,170 SH SOLE 4,170 SEARS HLDGS CORP COM 812350106 109.29 1,900 SH C SHARED 1,900 SEARS HLDGS CORP COM 812350106 138.05 2,400 SH SHARED 2,400 SEARS HLDGS CORP COM 812350106 158.24 2,751 SH SHARED 01 2,751 SEARS HLDGS CORP COM 812350106 8,534.13 148,368 SH SHARED 148,368 SEARS HLDGS CORP COM 812350106 11,900.89 206,900 SH P SHARED 206,900 SEASPAN CORP SHS Y75638109 13.75 1,200 SH P SHARED 1,200 SEASPAN CORP SHS Y75638109 19.48 1,700 SH C SHARED 1,700 SEASPAN CORP SHS Y75638109 141.06 12,309 SH SHARED 01 12,309 SEATTLE GENETICS INC COM 812578102 236.10 12,400 SH C SHARED 12,400 SEATTLE GENETICS INC COM 812578102 2,122.33 111,467 SH SHARED 01 111,467

SECURITY NATL FINL CORP CL A NEW 814785309 2.70 1,983 SH SOLE 1,983 SED INTL HLDGS INC COM NEW 784109209 7.16 2,246 SH SOLE 2,246 SEI INVESTMENTS CO COM 784117103 42.16 2,741 SH SHARED 21 2,741 SEI INVESTMENTS CO COM 784117103 135.81 8,830 SH SHARED 20 8,830 SEI INVESTMENTS CO COM 784117103 178.41 11,600 SH SHARED 11,600 SEI INVESTMENTS CO COM 784117103 288.91 18,785 SH SHARED 18,785 SEI INVESTMENTS CO COM 784117103 2,848.07 185,180 SH SHARED 01 185,180 SELECT COMFORT CORP COM 81616X103 2.79 200 SH C SHARED 200 SELECT COMFORT CORP COM 81616X103 26.98 1,931 SH SHARED 21 1,931 SELECT COMFORT CORP COM 81616X103 1,941.83 139,000 SH P SHARED 139,000 SELECT COMFORT CORP COM 81616X103 2,367.47 169,468 SH SHARED 01 169,468 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 819.21 23,500 SH C SHARED 23,500 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 10,196.55 292,500 SH P SHARED 292,500 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 20,638.37 592,036 SH SHARED 01 592,036 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 33,864.33 971,438 SH SHARED 971,438 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1,714.35 57,800 SH C SHARED 57,800 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 16,274.44 548,700 SH P SHARED 548,700 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 26,963.05 909,071 SH SHARED 909,071 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 77,514.78 2,613,445 SH SHARED 01 2,613,445 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 27,663.80 871,850 SH SHARED 01 871,850 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 28,128.65 886,500 SH C SHARED 886,500 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 30,978.00 976,300 SH P SHARED 976,300 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 43,223.97 1,362,243 SH SHARED 1,362,243 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 14,346.65 245,200 SH C SHARED 245,200 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 30,814.23 526,649 SH SHARED 01 526,649 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 44,595.15 762,180 SH SHARED 762,180 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 60,862.10 1,040,200 SH P SHARED 1,040,200 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 11.81 1,000 SH SHARED 21 1,000

SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 25,511.12 2,160,129 SH SHARED 01 2,160,129 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 56,868.69 4,815,300 SH P SHARED 4,815,300 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 64,702.27 5,478,600 SH C SHARED 5,478,600 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 73,055.04 6,185,863 SH SHARED 6,185,863 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 28,755.46 984,102 SH SHARED 01 984,102 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 34,973.42 1,196,900 SH C SHARED 1,196,900 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 70,032.98 2,396,748 SH SHARED 2,396,748 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 105,159.86 3,598,900 SH P SHARED 3,598,900 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 10,038.93 298,600 SH C SHARED 298,600 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 11,625.80 345,800 SH P SHARED 345,800 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 58,810.15 1,749,261 SH SHARED 01 1,749,261 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 69,521.99 2,067,876 SH SHARED 2,067,876 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 2,104.75 71,700 SH P SHARED 71,700 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 20,011.30 681,700 SH C SHARED 681,700 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 20,223.45 688,927 SH SHARED 01 688,927 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 61,161.52 2,083,513 SH SHARED 2,083,513 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 5,041.31 213,615 SH SHARED 213,615 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 8,175.04 346,400 SH P SHARED 01 346,400 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 14,504.56 614,600 SH C SHARED 614,600 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 44,191.00 1,872,500 SH P SHARED 1,872,500 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 51,293.47 2,173,452 SH SHARED 01 2,173,452 SELECTICA INC COM NEW 816288203 4.47 1,152 SH SOLE 1,152 SELECTIVE INS GROUP INC COM 816300107 147.36 11,292 SH SHARED 01 11,292

SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 107.08 3,765 SH SHARED 01 3,765 SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 1,666.58 58,600 SH C SHARED 58,600 SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 2,292.26 80,600 SH P SHARED 80,600 SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 29,126.23 1,024,129 SH SHARED 1,024,129 SEMICONDUCTOR MFG INTL CORP SPONSORED ADR 81663N206 241.79 103,771 SH SOLE 103,771 SEMILEDS CORP COM 816645105 4.44 1,161 SH SOLE 1,161 SEMPRA ENERGY COM 816851109 28.94 562 SH SHARED 20 562 SEMPRA ENERGY COM 816851109 61.39 1,192 SH SHARED 21 1,192 SEMPRA ENERGY COM 816851109 592.25 11,500 SH SHARED 11,500 SEMPRA ENERGY COM 816851109 906.40 17,600 SH C SHARED 17,600 SEMPRA ENERGY COM 816851109 3,514.67 68,246 SH SHARED 68,246 SEMPRA ENERGY COM 816851109 17,303.18 335,984 SH SHARED 01 335,984 SEMTECH CORP COM 816850101 9.50 450 SH SHARED 01 450 SENECA FOODS CORP NEW CL B 817070105 17.74 919 SH SOLE 919 SENIOR HSG PPTYS TR SH BEN INT 81721M109 2.37 110 SH SHARED 20 110 SENIOR HSG PPTYS TR SH BEN INT 81721M109 10.77 500 SH P SHARED 500 SENIOR HSG PPTYS TR SH BEN INT 81721M109 88.31 4,100 SH C SHARED 4,100 SENIOR HSG PPTYS TR SH BEN INT 81721M109 161.77 7,510 SH SHARED 7,510 SENIOR HSG PPTYS TR SH BEN INT 81721M109 7,919.42 367,661 SH SHARED 01 367,661 SENOMYX INC COM 81724Q107 4.76 1,357 SH SHARED 1,357 SENOMYX INC COM 81724Q107 113.56 32,353 SH SHARED 01 32,353 SENSATA TECHNOLOGIES HLDG BV SHS N7902X106 18.52 700 SH C SHARED 700 SENSATA TECHNOLOGIES HLDG BV SHS N7902X106 402.56 15,214 SH SHARED 01 15,214 SENSATA TECHNOLOGIES HLDG BV SHS N7902X106 482.21 18,224 SH SHARED 18,224 SENSIENT TECHNOLOGIES CORP COM 81725T100 8.24 253 SH SHARED 21 253 SENSIENT TECHNOLOGIES CORP COM 81725T100 1,351.48 41,520 SH SHARED 01 41,520 SEQUANS COMMUNICATIONS S A SPONSORED ADS 817323108 12.70 2,529 SH SHARED 01 2,529 SEQUANS COMMUNICATIONS S A SPONSORED ADS 817323108 72.19 14,381 SH SHARED 14,381 SEQUENOM INC COM NEW 817337405 16.83 3,300 SH P SHARED 3,300 SEQUENOM INC COM NEW 817337405 43.88 8,604 SH SHARED 01 8,604 SEQUENOM INC COM NEW 817337405 190.74 37,400 SH SHARED 37,400 SEQUENOM INC COM NEW 817337405 300.90 59,000 SH C SHARED 59,000 SERACARE LIFE SCIENCES INC D COM 81747T104 34.08 12,000 SH SHARED 01 12,000

SERACARE LIFE SCIENCES INC D COM 81747T104 169.74 59,768 SH SHARED 59,768 SERVICE CORP INTL COM 817565104 73.66 8,041 SH SHARED 8,041 SERVICE CORP INTL COM 817565104 102.60 11,201 SH SHARED 01 11,201 SERVICESOURCE INTL LLC COM 81763U100 10.86 822 SH SHARED 01 822 SERVICESOURCE INTL LLC COM 81763U100 332.13 25,142 SH SHARED 25,142 SESI L L C FRNT 1.500%12/1 78412FAH7 15.92 16,000 PRN SHARED 01 16,000 SEVCON INC COM 81783K108 9.03 1,505 SH SOLE 1,505 SEVERN BANCORP ANNAPOLIS MD COM 81811M100 2.51 1,000 SH SHARED 01 1,000 SEVERN BANCORP ANNAPOLIS MD COM 81811M100 4.71 1,876 SH SHARED 1,876 SGOCO TECHNOLOGY LTD SHS G80751103 0.13 53 SH SOLE 53 SHANDA GAMES LTD SP ADR REPTG A 81941U105 40.89 10,300 SH C SHARED 10,300 SHANDA GAMES LTD SP ADR REPTG A 81941U105 154.95 39,030 SH SHARED 01 39,030 SHANDA INTERACTIVE ENTMT LTD SPONSORED ADR 81941Q203 9.87 334 SH SHARED 01 334 SHANDA INTERACTIVE ENTMT LTD SPONSORED ADR 81941Q203 171.83 5,817 SH SHARED 5,817 SHANGPHARMA CORP SPONSORED ADR 81943P104 7.01 841 SH SOLE 841 SHARPS COMPLIANCE CORP COM 820017101 1.36 300 SH SHARED 01 300 SHAW COMMUNICATIONS INC CL B CONV 82028K200 257.02 12,724 SH SHARED 01 12,724 SHAW COMMUNICATIONS INC CL B CONV 82028K200 335.32 16,600 SH SHARED 16,600 SHAW COMMUNICATIONS INC CL B CONV 82028K200 722.88 35,786 SH SHARED 35,786 SHAW GROUP INC COM 820280105 213.05 9,800 SH C SHARED 9,800 SHAW GROUP INC COM 820280105 389.15 17,900 SH P SHARED 17,900 SHAW GROUP INC COM 820280105 922.41 42,429 SH SHARED 01 42,429 SHELTON GTR CHINA FD SH BEN INT 823014105 258.04 44,034 SH SHARED 01 44,034 SHERWIN WILLIAMS CO COM 824348106 22.30 300 SH C SHARED 300 SHERWIN WILLIAMS CO COM 824348106 163.50 2,200 SH P SHARED 2,200 SHERWIN WILLIAMS CO COM 824348106 438.49 5,900 SH SHARED 5,900 SHERWIN WILLIAMS CO COM 824348106 3,442.50 46,320 SH SHARED 20 46,320 SHERWIN WILLIAMS CO COM 824348106 3,730.79 50,199 SH SHARED 01 50,199 SHILOH INDS INC COM 824543102 0.32 36 SH SOLE 36 SHINHAN FINANCIAL GROUP CO L SPN ADR RESTRD 824596100 345.49 5,048 SH SHARED 5,048 SHINHAN FINANCIAL GROUP CO L SPN ADR RESTRD 824596100 671.12 9,806 SH SHARED 01 9,806 SHINHAN FINANCIAL GROUP CO L SPN ADR RESTRD 824596100 744.29 10,875 SH SHARED 20 10,875

SHIP FINANCE INTERNATIONAL L SHS G81075106 33.80 2,600 SH C SHARED 2,600 SHIP FINANCE INTERNATIONAL L SHS G81075106 171.60 13,200 SH P SHARED 13,200 SHIP FINANCE INTERNATIONAL L SHS G81075106 267.40 20,569 SH SHARED 01 20,569 SHIRE PLC SPONSORED ADR 82481R106 12.87 137 SH SHARED 21 137 SHIRE PLC SPONSORED ADR 82481R106 817.00 8,698 SH SHARED 8,698 SHIRE PLC SPONSORED ADR 82481R106 3,752.50 39,950 SH SHARED 01 39,950 SHOE CARNIVAL INC COM 824889109 3.07 130 SH SHARED 01 130 SHORE BANCSHARES INC COM 825107105 1.53 350 SH SHARED 01 350 SHORE BANCSHARES INC COM 825107105 5.73 1,314 SH SHARED 1,314 SHORETEL INC COM 825211105 195.23 39,202 SH SHARED 39,202 SHORETEL INC COM 825211105 321.25 64,508 SH SHARED 01 64,508 SHUFFLE MASTER INC COM 825549108 90.83 10,800 SH P SHARED 10,800 SHUFFLE MASTER INC COM 825549108 154.52 18,373 SH SHARED 01 18,373 SHUTTERFLY INC COM 82568P304 737.04 17,898 SH SHARED 01 17,898 SI FINL GROUP INC MD COM 78425V104 14.57 1,575 SH SOLE 1,575 SIEBERT FINL CORP COM 826176109 4.02 2,419 SH SOLE 2,419 SIEMENS A G SPONSORED ADR 826197501 17.51 195 SH SHARED 20 195 SIEMENS A G SPONSORED ADR 826197501 31.43 350 SH SHARED 21 350 SIEMENS A G SPONSORED ADR 826197501 128.13 1,427 SH SHARED 1,427 SIEMENS A G SPONSORED ADR 826197501 17,345.72 193,181 SH SHARED 01 193,181 SIERRA BANCORP COM 82620P102 5.49 600 SH SHARED 01 600 SIERRA WIRELESS INC COM 826516106 6.85 1,000 SH SHARED 01 1,000 SIERRA WIRELESS INC COM 826516106 170.21 24,848 SH SHARED 24,848 SIERRA WIRELESS INC COM 826516106 454.16 66,300 SH P SHARED 66,300 SIFCO INDS INC COM 826546103 13.90 758 SH SOLE 758 SIFY TECHNOLOGIES LIMITED SPONSORED ADR 82655M107 1.00 250 SH SHARED 250 SIFY TECHNOLOGIES LIMITED SPONSORED ADR 82655M107 8.23 2,062 SH SHARED 01 2,062 SIFY TECHNOLOGIES LIMITED SPONSORED ADR 82655M107 184.49 46,238 SH SHARED 46,238 SIGA TECHNOLOGIES INC COM 826917106 1.64 500 SH P SHARED 500 SIGA TECHNOLOGIES INC COM 826917106 43.16 13,200 SH C SHARED 13,200 SIGA TECHNOLOGIES INC COM 826917106 45.66 13,963 SH SHARED 01 13,963 SIGMA ALDRICH CORP COM 826552101 37.07 600 SH P SHARED 600 SIGMA ALDRICH CORP COM 826552101 234.80 3,800 SH C SHARED 3,800 SIGMA ALDRICH CORP COM 826552101 494.32 8,000 SH SHARED 8,000 SIGMA ALDRICH CORP COM 826552101 4,507.64 72,951 SH SHARED 01 72,951 SIGMA DESIGNS INC COM 826565103 1.57 200 SH C SHARED 200 SIGMA DESIGNS INC COM 826565103 8.74 1,115 SH SHARED 01 1,115

SIGMA DESIGNS INC COM 826565103 11.76 1,500 SH P SHARED 1,500 SIGMATRON INTL INC COM 82661L101 2.35 709 SH SOLE 709 SIGNATURE BK NEW YORK N Y COM 82669G104 30.02 629 SH SHARED 21 629 SIGNATURE BK NEW YORK N Y COM 82669G104 342.39 7,175 SH SHARED 20 7,175 SIGNATURE BK NEW YORK N Y COM 82669G104 2,948.14 61,780 SH SHARED 01 61,780 SIGNATURE BK NEW YORK N Y *W EXP 12/12/201 82669G112 8.00 300 SH SOLE 300 SIGNET JEWELERS LIMITED SHS G81276100 24.13 714 SH SHARED 01 714 SIGNET JEWELERS LIMITED SHS G81276100 384.41 11,373 SH SHARED 11,373 SILGAN HOLDINGS INC COM 827048109 2.20 60 SH SHARED 20 60 SILGAN HOLDINGS INC COM 827048109 12.34 336 SH SHARED 21 336 SILGAN HOLDINGS INC COM 827048109 301.27 8,200 SH SHARED 8,200 SILGAN HOLDINGS INC COM 827048109 1,086.73 29,579 SH SHARED 01 29,579 SILICOM LTD ORD M84116108 36.09 2,602 SH SOLE 2,602 SILICON GRAPHICS INTL CORP COM 82706L108 53.64 4,500 SH C SHARED 4,500 SILICON GRAPHICS INTL CORP COM 82706L108 214.56 18,000 SH P SHARED 18,000 SILICON GRAPHICS INTL CORP COM 82706L108 587.02 49,247 SH SHARED 49,247 SILICON GRAPHICS INTL CORP COM 82706L108 768.34 64,458 SH SHARED 01 64,458 SILICON IMAGE INC COM 82705T102 2.79 476 SH SHARED 21 476 SILICON IMAGE INC COM 82705T102 104.49 17,800 SH C SHARED 17,800 SILICON IMAGE INC COM 82705T102 172.07 29,314 SH SHARED 29,314 SILICON IMAGE INC COM 82705T102 488.42 83,206 SH SHARED 01 83,206 SILICON LABORATORIES INC COM 826919102 4.66 139 SH SHARED 21 139 SILICON LABORATORIES INC COM 826919102 50.31 1,500 SH P SHARED 1,500 SILICON LABORATORIES INC COM 826919102 57.02 1,700 SH C SHARED 1,700 SILICON LABORATORIES INC COM 826919102 58.70 1,750 SH SHARED 1,750 SILICON LABORATORIES INC COM 826919102 2,127.61 63,435 SH SHARED 01 63,435 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 143.34 12,400 SH SHARED 01 12,400 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 481.19 41,625 SH SHARED 41,625

SILICONWARE PRECISION INDS L SPONSD ADR SPL 827084864 44.76 9,363 SH SHARED 01 9,363 SILVER BULL RES INC COM 827458100 1.80 2,996 SH SOLE 2,996 SILVER STD RES INC COM 82823L106 258.74 14,100 SH P SHARED 14,100 SILVER STD RES INC COM 82823L106 1,198.26 65,300 SH C SHARED 65,300 SILVER STD RES INC COM 82823L106 2,761.68 150,500 SH SHARED 150,500 SILVER STD RES INC COM 82823L106 16,438.17 895,813 SH SHARED 01 895,813 SILVER WHEATON CORP COM 828336107 3,599.88 122,237 SH SHARED 122,237 SILVER WHEATON CORP COM 828336107 5,947.43 201,950 SH SHARED 201,950 SILVER WHEATON CORP COM 828336107 8,829.11 299,800 SH P SHARED 299,800 SILVER WHEATON CORP COM 828336107 22,071.57 749,459 SH SHARED 01 749,459 SILVER WHEATON CORP COM 828336107 240,505.19 8,166,560 SH C SHARED 8,166,560 SILVERCORP METALS INC COM 82835P103 13.84 1,750 SH SHARED 1,750 SILVERCORP METALS INC COM 82835P103 187.47 23,700 SH C SHARED 23,700 SILVERCORP METALS INC COM 82835P103 1,513.97 191,400 SH P SHARED 191,400 SILVERCORP METALS INC COM 82835P103 2,568.55 324,722 SH SHARED 324,722 SILVERCORP METALS INC COM 82835P103 10,792.82 1,364,453 SH SHARED 01 1,364,453 SIMCERE PHARMACEUTICAL GROUP SPON ADR 82859P104 0.86 87 SH SHARED 87 SIMCERE PHARMACEUTICAL GROUP SPON ADR 82859P104 959.21 96,597 SH SHARED 01 96,597 SIMON PPTY GROUP INC NEW COM 828806109 40.47 368 SH SHARED 21 368 SIMON PPTY GROUP INC NEW COM 828806109 2,749.50 25,000 SH C SHARED 25,000 SIMON PPTY GROUP INC NEW COM 828806109 15,151.94 137,770 SH SHARED 01 137,770 SIMON PPTY GROUP INC NEW COM 828806109 18,035.40 163,988 SH SHARED 163,988 SIMON PPTY GROUP INC NEW COM 828806109 26,637.16 242,200 SH P SHARED 242,200 SIMPSON MANUFACTURING CO INC COM 829073105 16.90 678 SH SHARED 21 678 SIMPSON MANUFACTURING CO INC COM 829073105 854.97 34,295 SH SHARED 01 34,295 SIMS METAL MANAGEMENT LTD SPONS ADR 829160100 67.48 5,719 SH SOLE 5,719 SIMULATIONS PLUS INC COM 829214105 6.65 2,146 SH SHARED 2,146 SIMULATIONS PLUS INC COM 829214105 22.99 7,416 SH SHARED 01 7,416 SINA CORP ORD G81477104 653.08 9,120 SH SHARED 01 9,120 SINA CORP ORD G81477104 1,227.75 17,145 SH SHARED 20 17,145 SINA CORP ORD G81477104 8,847.56 123,552 SH SHARED 123,552

SINA CORP ORD G81477104 26,789.30 374,100 SH C SHARED 374,100 SINA CORP ORD G81477104 31,809.16 444,200 SH P SHARED 444,200 SINCLAIR BROADCAST GROUP INC CL A 829226109 6.52 910 SH SHARED 01 910 SINCLAIR BROADCAST GROUP INC CL A 829226109 155.53 21,692 SH SHARED 21,692 SINGAPORE FD INC COM 82929L109 10.00 876 SH SHARED 01 876 SINO CLEAN ENERGY INC COM NEW 82936G200 1.65 1,900 SH C SOLE 1,900 SINO CLEAN ENERGY INC COM NEW 82936G200 13.22 15,199 SH SOLE 15,199 SINOCOKING COAL & COKE CH IN COM 829357102 5.91 1,900 SH C SOLE 1,900 SINOCOKING COAL & COKE CH IN COM 829357102 12.03 3,867 SH SOLE 3,867 SINOCOKING COAL & COKE CH IN COM 829357102 17.73 5,700 SH P SOLE 5,700 SINOHUB INC COM 82935L101 9.45 17,177 SH SOLE 17,177 SINOPEC SHANGHAI PETROCHEMIC SPON ADR H 82935M109 1.81 52 SH SHARED 52 SINOPEC SHANGHAI PETROCHEMIC SPON ADR H 82935M109 23.62 678 SH SHARED 01 678 SINOTECH ENERGY LTD SPONSORED ADS 829359108 240.78 102,461 SH SHARED 102,461 SINOTECH ENERGY LTD SPONSORED ADS 829359108 637.08 271,097 SH SHARED 01 271,097 SINOVAC BIOTECH LTD SHS P8696W104 2.90 1,300 SH C SOLE 1,300 SINOVAC BIOTECH LTD SHS P8696W104 18.39 8,247 SH SOLE 8,247 SIRIUS XM RADIO INC COM 82967N108 250.36 165,800 SH SHARED 165,800 SIRIUS XM RADIO INC COM 82967N108 315.85 209,175 SH SHARED 209,175 SIRIUS XM RADIO INC COM 82967N108 1,143.98 757,600 SH P SHARED 757,600 SIRIUS XM RADIO INC COM 82967N108 1,678.34 1,111,485 SH SHARED 01 1,111,485 SIRIUS XM RADIO INC COM 82967N108 2,822.19 1,869,000 SH C SHARED 1,869,000 SIRONA DENTAL SYSTEMS INC COM 82966C103 45.17 1,065 SH SHARED 1,065 SIRONA DENTAL SYSTEMS INC COM 82966C103 84.82 2,000 SH C SHARED 2,000 SIRONA DENTAL SYSTEMS INC COM 82966C103 258.70 6,100 SH P SHARED 6,100 SIRONA DENTAL SYSTEMS INC COM 82966C103 715.03 16,860 SH SHARED 20 16,860 SIRONA DENTAL SYSTEMS INC COM 82966C103 1,940.13 45,747 SH SHARED 01 45,747 SJW CORP COM 784305104 471.32 21,650 SH SHARED 01 21,650 SK TELECOM LTD SPONSORED ADR 78440P108 28.98 2,060 SH SHARED 21 2,060 SK TELECOM LTD SPONSORED ADR 78440P108 36.17 2,571 SH SHARED 2,571 SK TELECOM LTD SPONSORED ADR 78440P108 99.33 7,060 SH SHARED 7,060 SK TELECOM LTD SPONSORED ADR 78440P108 6,446.17 458,150 SH SHARED 01 458,150

SKECHERS U S A INC CL A 830566105 2.81 200 SH SHARED 01 200 SKECHERS U S A INC CL A 830566105 40.69 2,900 SH C SHARED 2,900 SKECHERS U S A INC CL A 830566105 108.03 7,700 SH P SHARED 7,700 SKILLED HEALTHCARE GROUP INC CL A 83066R107 26.35 7,300 SH C SHARED 7,300 SKILLED HEALTHCARE GROUP INC CL A 83066R107 652.49 180,744 SH SHARED 01 180,744 SKULLCANDY INC COM 83083J104 70.59 4,996 SH SOLE 4,996 SKY-MOBI LTD SPONSORED ADS 83084G109 11.05 3,400 SH P SOLE 3,400 SKY-MOBI LTD SPONSORED ADS 83084G109 14.30 4,400 SH C SOLE 4,400 SKY-MOBI LTD SPONSORED ADS 83084G109 17.95 5,523 SH SOLE 5,523 SKYPEOPLE FRUIT JUICE INC COM NEW 83086T208 0.55 300 SH C SOLE 300 SKYPEOPLE FRUIT JUICE INC COM NEW 83086T208 4.98 2,720 SH SOLE 2,720 SKYSTAR BIO-PHARMA CO COM PAR $.001 830884300 1.95 1,000 SH SHARED 01 1,000 SKYSTAR BIO-PHARMA CO COM PAR $.001 830884300 4.89 2,507 SH SHARED 2,507 SKYWEST INC COM 830879102 127.30 11,060 SH SHARED 01 11,060 SKYWORKS SOLUTIONS INC COM 83088M102 28.13 1,566 SH SHARED 1,566 SKYWORKS SOLUTIONS INC COM 83088M102 319.69 17,800 SH P SHARED 17,800 SKYWORKS SOLUTIONS INC COM 83088M102 653.74 36,400 SH C SHARED 36,400 SKYWORKS SOLUTIONS INC COM 83088M102 3,135.21 174,566 SH SHARED 01 174,566 SL GREEN RLTY CORP COM 78440X101 3.95 68 SH SHARED 21 68 SL GREEN RLTY CORP COM 78440X101 17.45 300 SH P SHARED 300 SL GREEN RLTY CORP COM 78440X101 274.82 4,726 SH SHARED 01 4,726 SL GREEN RLTY CORP COM 78440X101 314.01 5,400 SH C SHARED 5,400 SL GREEN RLTY CORP COM 78440X101 802.12 13,794 SH SHARED 13,794 SL GREEN RLTY CORP COM 78440X101 2,422.30 41,656 SH SHARED 41,656 SLM CORP COM 78442P106 16.35 1,313 SH SHARED 21 1,313 SLM CORP COM 78442P106 365.12 29,327 SH SHARED 29,327 SLM CORP COM 78442P106 779.37 62,600 SH C SHARED 62,600 SLM CORP COM 78442P106 1,305.64 104,871 SH SHARED 01 104,871 SLM CORP COM 78442P106 2,502.45 201,000 SH P SHARED 201,000 SLM CORP COM 78442P106 16,667.18 1,338,729 SH SHARED 1,338,729 SM ENERGY CO COM 78454L100 78.85 1,300 SH C SHARED 1,300 SM ENERGY CO COM 78454L100 762.31 12,569 SH SHARED 01 12,569 SMART BALANCE INC COM 83169Y108 149.32 25,308 SH SHARED 01 25,308 SMART TECHNOLOGIES INC CL A SUB VTG S 83172R108 2.52 600 SH P SHARED 600

SMART TECHNOLOGIES INC CL A SUB VTG S 83172R108 28.40 6,763 SH SHARED 6,763 SMART TECHNOLOGIES INC CL A SUB VTG S 83172R108 394.98 94,044 SH SHARED 01 94,044 SMARTHEAT INC COM 83172F104 0.34 500 SH SHARED 01 500 SMARTHEAT INC COM 83172F104 0.67 1,000 SH C SHARED 1,000 SMARTHEAT INC COM 83172F104 5.94 8,859 SH SHARED 8,859 SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 434.43 9,721 SH SHARED 01 9,721 SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 600.81 13,444 SH SHARED 13,444 SMITH & WESSON HLDG CORP COM 831756101 2.02 800 SH P SHARED 800 SMITH & WESSON HLDG CORP COM 831756101 6.80 2,700 SH C SHARED 2,700 SMITH & WESSON HLDG CORP COM 831756101 18.66 7,404 SH SHARED 7,404 SMITH & WESSON HLDG CORP COM 831756101 58.17 23,084 SH SHARED 01 23,084 SMITH A O COM 831865209 5.28 165 SH SHARED 21 165 SMITH A O COM 831865209 401.69 12,541 SH SHARED 01 12,541 SMITH A O COM 831865209 777.98 24,289 SH SHARED 24,289 SMITH MICRO SOFTWARE INC COM 832154108 2.30 1,515 SH SHARED 01 1,515 SMITH MICRO SOFTWARE INC COM 832154108 16.26 10,700 SH C SHARED 10,700 SMITHFIELD FOODS INC COM 832248108 40.95 2,100 SH P SHARED 2,100 SMITHFIELD FOODS INC COM 832248108 234.00 12,000 SH C SHARED 12,000 SMITHFIELD FOODS INC COM 832248108 805.35 41,300 SH SHARED 41,300 SMITHFIELD FOODS INC COM 832248108 2,560.80 131,323 SH SHARED 01 131,323 SMTC CORP COM NEW 832682207 4.09 2,742 SH SHARED 2,742 SMTC CORP COM NEW 832682207 15.81 10,612 SH SHARED 01 10,612 SMUCKER J M CO COM NEW 832696405 31.93 438 SH SHARED 21 438 SMUCKER J M CO COM NEW 832696405 67.42 925 SH SHARED 20 925 SMUCKER J M CO COM NEW 832696405 80.18 1,100 SH P SHARED 1,100 SMUCKER J M CO COM NEW 832696405 189.51 2,600 SH C SHARED 2,600 SMUCKER J M CO COM NEW 832696405 568.76 7,803 SH SHARED 7,803 SMUCKER J M CO COM NEW 832696405 8,145.24 111,747 SH SHARED 01 111,747 SNAP ON INC COM 833034101 17.54 395 SH SHARED 20 395 SNAP ON INC COM 833034101 597.14 13,449 SH SHARED 01 13,449 SNAP ON INC COM 833034101 1,440.29 32,439 SH SHARED 32,439 SNYDERS-LANCE INC COM 833551104 87.55 4,199 SH SHARED 01 4,199 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 9.75 204 SH SHARED 21 204 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 192.91 4,035 SH SHARED 20 4,035 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 255.78 5,350 SH SHARED 5,350

SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 533.51 11,159 SH SHARED 11,159 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 2,372.28 49,619 SH SHARED 01 49,619 SOCKET MOBILE INC COM NEW 83368E200 1.56 686 SH SHARED 686 SOCKET MOBILE INC COM NEW 83368E200 1.69 740 SH SHARED 01 740 SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 6.91 209 SH SHARED 21 209 SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 39.66 1,200 SH P SHARED 1,200 SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 195.00 5,900 SH C SHARED 5,900 SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 299.96 9,076 SH SHARED 9,076 SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 2,099.01 63,510 SH SHARED 01 63,510 SOFTWARE HOLDRS TR DEPOSITRY RCPT 83404B103 2.61 60 SH SHARED 60 SOFTWARE HOLDRS TR DEPOSITRY RCPT 83404B103 150.89 3,472 SH SHARED 3,472 SOFTWARE HOLDRS TR DEPOSITRY RCPT 83404B103 178.19 4,100 SH SHARED 01 4,100 SOHU COM INC COM 83408W103 236.13 4,899 SH SHARED 01 4,899 SOHU COM INC COM 83408W103 4,675.40 97,000 SH C SHARED 97,000 SOHU COM INC COM 83408W103 10,564.81 219,187 SH SHARED 219,187 SOHU COM INC COM 83408W103 14,744.38 305,900 SH P SHARED 305,900 SOLAR CAP LTD COM 83413U100 2.21 110 SH SHARED 20 110 SOLAR CAP LTD COM 83413U100 8.05 400 SH P SHARED 400 SOLAR CAP LTD COM 83413U100 14.09 700 SH C SHARED 700 SOLAR CAP LTD COM 83413U100 617.45 30,673 SH SHARED 01 30,673 SOLAR CAP LTD COM 83413U100 1,655.29 82,230 SH SHARED 82,230 SOLAR SR CAP LTD COM 83416M105 360.99 25,262 SH SOLE 25,262 SOLARWINDS INC COM 83416B109 3.99 181 SH SHARED 01 181 SOLARWINDS INC COM 83416B109 8.81 400 SH C SHARED 400 SOLARWINDS INC COM 83416B109 13.21 600 SH P SHARED 600 SOLAZYME INC COM 83415T101 2.88 300 SH P SHARED 300 SOLAZYME INC COM 83415T101 3.84 400 SH C SHARED 400 SOLAZYME INC COM 83415T101 147.03 15,300 SH SHARED 01 15,300 SOLERA HOLDINGS INC COM 83421A104 11.87 235 SH SHARED 21 235 SOLERA HOLDINGS INC COM 83421A104 355.52 7,040 SH SHARED 20 7,040 SOLERA HOLDINGS INC COM 83421A104 6,765.33 133,967 SH SHARED 01 133,967 SOLTA MED INC COM 83438K103 44.52 35,614 SH SHARED 01 35,614 SOLUTIA INC COM NEW 834376501 1.29 100 SH C SHARED 100 SOLUTIA INC COM NEW 834376501 7.71 600 SH P SHARED 600 SOLUTIA INC COM NEW 834376501 1,385.17 107,795 SH SHARED 01 107,795 SOLUTIA INC *W EXP 02/27/201 834376147 0.13 198 SH SHARED 198 SOLUTIA INC *W EXP 02/27/201 834376147 1.08 1,608 SH SHARED 01 1,608 SOMAXON PHARMACEUTICALS INC COM 834453102 0.09 100 SH C SOLE 100

SOMAXON PHARMACEUTICALS INC COM 834453102 17.32 19,913 SH SOLE 19,913 SOMERSET HILLS BANCORP COM 834728107 9.44 1,302 SH SOLE 1,302 SONDE RES CORP COM 835426107 0.69 300 SH SHARED 01 300 SONDE RES CORP COM 835426107 14.48 6,323 SH SHARED 6,323 SONESTA INTL HOTELS CORP CL A 835438409 17.92 948 SH SOLE 948 SONIC AUTOMOTIVE INC CL A 83545G102 2,215.56 205,335 SH SHARED 01 205,335 SONIC CORP COM 835451105 97.99 13,860 SH SHARED 01 13,860 SONIC CORP COM 835451105 125.24 17,714 SH SHARED 17,714 SONIC FDRY INC COM NEW 83545R207 9.28 1,069 SH SHARED 1,069 SONIC FDRY INC COM NEW 83545R207 115.44 13,300 SH SHARED 01 13,300 SONOCO PRODS CO COM 835495102 2.79 99 SH SHARED 20 99 SONOCO PRODS CO COM 835495102 2.96 105 SH SHARED 21 105 SONOCO PRODS CO COM 835495102 14.12 500 SH C SHARED 500 SONOCO PRODS CO COM 835495102 627.33 22,222 SH SHARED 22,222 SONOCO PRODS CO COM 835495102 1,778.72 63,008 SH SHARED 01 63,008 SONOSITE INC COM 83568G104 15.17 500 SH P SHARED 500 SONOSITE INC COM 83568G104 1,424.77 46,960 SH SHARED 01 46,960 SONUS NETWORKS INC COM 835916107 12.96 6,000 SH C SHARED 6,000 SONUS NETWORKS INC COM 835916107 17.30 8,008 SH SHARED 01 8,008 SONY CORP ADR NEW 835699307 7.14 376 SH SHARED 21 376 SONY CORP ADR NEW 835699307 383.40 20,179 SH SHARED 20,179 SONY CORP ADR NEW 835699307 2,998.16 157,798 SH SHARED 01 157,798 SORL AUTO PTS INC COM 78461U101 4.89 1,500 SH C SOLE 1,500 SOTHEBYS COM 835898107 2.76 100 SH P SHARED 100 SOTHEBYS COM 835898107 4.41 160 SH SHARED 160 SOTHEBYS COM 835898107 4.52 164 SH SHARED 21 164 SOTHEBYS COM 835898107 173.69 6,300 SH C SHARED 6,300 SOTHEBYS COM 835898107 808.66 29,331 SH SHARED 01 29,331 SOUFUN HLDGS LTD ADR 836034108 8.36 821 SH SHARED 01 821 SOUFUN HLDGS LTD ADR 836034108 39.51 3,881 SH SHARED 3,881 SOUNDBITE COMMUNICATIONS INC COM 836091108 6.43 2,571 SH SOLE 2,571 SOURCE CAP INC COM 836144105 33.32 802 SH SHARED 802 SOURCE CAP INC COM 836144105 172.31 4,147 SH SHARED 01 4,147 SOURCEFIRE INC COM 83616T108 37.46 1,400 SH C SHARED 1,400 SOURCEFIRE INC COM 83616T108 189.73 7,090 SH SHARED 20 7,090 SOURCEFIRE INC COM 83616T108 7,470.91 279,182 SH SHARED 01 279,182 SOUTH JERSEY INDS INC COM 838518108 30.85 620 SH SHARED 21 620 SOUTH JERSEY INDS INC COM 838518108 1,597.57 32,112 SH SHARED 01 32,112 SOUTHCOAST FINANCIAL CORP COM 84129R100 8.68 4,821 SH SOLE 4,821 SOUTHERN CO COM 842587107 5.68 134 SH SHARED 21 134

SOUTHERN CO COM 842587107 1,973.98 46,589 SH SHARED 46,589 SOUTHERN CO COM 842587107 2,550.59 60,198 SH SHARED 20 60,198 SOUTHERN CO COM 842587107 3,762.46 88,800 SH C SHARED 88,800 SOUTHERN CO COM 842587107 5,335.06 125,916 SH SHARED 125,916 SOUTHERN CO COM 842587107 7,986.75 188,500 SH P SHARED 188,500 SOUTHERN CO COM 842587107 51,510.27 1,215,725 SH SHARED 01 1,215,725 SOUTHERN COPPER CORP COM 84265V105 159.94 6,400 SH P SHARED 6,400 SOUTHERN COPPER CORP COM 84265V105 224.91 9,000 SH SHARED 9,000 SOUTHERN COPPER CORP COM 84265V105 377.35 15,100 SH C SHARED 15,100 SOUTHERN COPPER CORP COM 84265V105 605.93 24,247 SH SHARED 24,247 SOUTHERN COPPER CORP COM 84265V105 2,822.45 112,943 SH SHARED 01 112,943 SOUTHERN FIRST BANCSHARES IN COM 842873101 3.51 509 SH SOLE 509 SOUTHERN NATL BANCORP OF VA COM 843395104 11.60 1,853 SH SHARED 1,853 SOUTHERN NATL BANCORP OF VA COM 843395104 12.52 2,000 SH SHARED 01 2,000 SOUTHERN UN CO NEW COM 844030106 831.69 20,500 SH P SHARED 20,500 SOUTHERN UN CO NEW COM 844030106 2,077.35 51,204 SH SHARED 01 51,204 SOUTHERN UN CO NEW COM 844030106 3,103.61 76,500 SH C SHARED 76,500 SOUTHERN UN CO NEW COM 844030106 45,727.75 1,127,132 SH SHARED 1,127,132 SOUTHSIDE BANCSHARES INC COM 84470P109 8.73 485 SH SHARED 21 485 SOUTHSIDE BANCSHARES INC COM 84470P109 22.96 1,275 SH SHARED 1,275 SOUTHSIDE BANCSHARES INC COM 84470P109 419.38 23,286 SH SHARED 01 23,286 SOUTHWALL TECHNOLOGIES INC COM NEW 844909200 19.78 2,060 SH SOLE 2,060 SOUTHWEST AIRLS CO COM 844741108 43.29 5,384 SH SHARED 5,384 SOUTHWEST AIRLS CO COM 844741108 52.26 6,500 SH P SHARED 6,500 SOUTHWEST AIRLS CO COM 844741108 73.97 9,200 SH SHARED 9,200 SOUTHWEST AIRLS CO COM 844741108 156.78 19,500 SH C SHARED 19,500 SOUTHWEST AIRLS CO COM 844741108 672.84 83,687 SH SHARED 20 83,687 SOUTHWEST AIRLS CO COM 844741108 3,485.61 433,534 SH SHARED 01 433,534 SOUTHWEST GA FINL CORP COM 84502A104 86.62 11,442 SH SOLE 11,442 SOUTHWEST GAS CORP COM 844895102 184.11 5,090 SH SHARED 5,090 SOUTHWEST GAS CORP COM 844895102 1,261.43 34,875 SH SHARED 01 34,875 SOUTHWESTERN ENERGY CO COM 845467109 596.61 17,900 SH SHARED 17,900 SOUTHWESTERN ENERGY CO COM 845467109 3,116.36 93,500 SH P SHARED 93,500 SOUTHWESTERN ENERGY CO COM 845467109 11,116.79 333,537 SH SHARED 01 333,537

SOUTHWESTERN ENERGY CO COM 845467109 12,748.73 382,500 SH C SHARED 382,500 SOVRAN SELF STORAGE INC COM 84610H108 7.43 200 SH C SHARED 200 SOVRAN SELF STORAGE INC COM 84610H108 514.43 13,840 SH SHARED 13,840 SOVRAN SELF STORAGE INC COM 84610H108 746.78 20,091 SH SHARED 20,091 SOVRAN SELF STORAGE INC COM 84610H108 1,487.73 40,025 SH SHARED 01 40,025 SP BANCORP INC COM 78468K106 6.64 618 SH SOLE 618 SPAN AMER MED SYS INC COM 846396109 6.75 500 SH SHARED 01 500 SPANISH BROADCASTING SYS INC CL A NEW 846425833 0.14 84 SH SHARED 84 SPANISH BROADCASTING SYS INC CL A NEW 846425833 3.72 2,240 SH SHARED 01 2,240 SPANSION INC COM CL A NEW 84649R200 4,098.15 335,364 SH SOLE 335,364 SPAR GROUP INC COM 784933103 0.89 742 SH SOLE 742 SPARTAN MTRS INC COM 846819100 10.33 2,500 SH SHARED 01 2,500 SPARTECH CORP COM NEW 847220209 0.64 200 SH C SHARED 200 SPARTECH CORP COM NEW 847220209 0.70 220 SH SHARED 01 220 SPARTECH CORP COM NEW 847220209 61.51 19,221 SH SHARED 19,221 SPARTON CORP COM 847235108 4.52 720 SH SOLE 720 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 173.85 1,596 SH SHARED 1,596 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 5,396.83 49,544 SH SHARED 49,544 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 33,114.72 304,000 SH P SHARED 304,000 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 37,362.99 343,000 SH C SHARED 343,000 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 44,360.11 407,235 SH SHARED 01 407,235 SPDR GOLD TRUST GOLD SHS 78463V107 15.81 100 SH SHARED 21 100 SPDR GOLD TRUST GOLD SHS 78463V107 628.13 3,974 SH SHARED 20 3,974 SPDR GOLD TRUST GOLD SHS 78463V107 1,122.23 7,100 SH P SHARED 01 7,100 SPDR GOLD TRUST GOLD SHS 78463V107 59,399.26 375,802 SH SHARED 375,802 SPDR GOLD TRUST GOLD SHS 78463V107 414,246.49 2,620,818 SH SHARED 01 2,620,818 SPDR GOLD TRUST GOLD SHS 78463V107 640,522.34 4,052,400 SH C SHARED 4,052,400 SPDR GOLD TRUST GOLD SHS 78463V107 764,899.76 4,839,300 SH P SHARED 4,839,300 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 58.87 915 SH SHARED 17 915 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 152.29 2,367 SH SHARED 2,367 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 5,126.16 79,673 SH SHARED 01 79,673 SPDR INDEX SHS FDS CONSM SPLS ETF 78463X723 316.92 10,652 SH SHARED 01 10,652 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 4,268.20 131,491 SH SHARED 01 131,491 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 4,774.20 148,961 SH SHARED 01 148,961

SPDR INDEX SHS FDS EMERG MKTS ETF 78463X509 37.74 671 SH SHARED 671 SPDR INDEX SHS FDS EMERG MKTS ETF 78463X509 2,958.39 52,603 SH SHARED 01 52,603 SPDR INDEX SHS FDS EUROPE ETF 78463X608 68.17 1,900 SH SHARED 1,900 SPDR INDEX SHS FDS EUROPE ETF 78463X608 71.01 1,979 SH SHARED 01 1,979 SPDR INDEX SHS FDS EUROPE ETF 78463X608 199.13 5,550 SH SHARED 17 5,550 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 2.83 100 SH SHARED 100 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 65.04 2,300 SH SHARED 21 2,300 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 82.86 2,930 SH SHARED 2,930 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 88.15 3,117 SH SHARED 01 3,117 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 2,695.24 59,158 SH SHARED 01 59,158 SPDR INDEX SHS FDS INTL ENRGY ETF 78463X715 5.94 265 SH SHARED 01 265 SPDR INDEX SHS FDS INTL ENRGY ETF 78463X715 32.61 1,456 SH SHARED 1,456 SPDR INDEX SHS FDS INTL FINL ETF 78463X699 32.47 2,150 SH SHARED 01 2,150 SPDR INDEX SHS FDS INTL HLTH ETF 78463X681 100.80 3,442 SH SHARED 01 3,442 SPDR INDEX SHS FDS INTL INDS ETF 78463X673 313.09 14,238 SH SHARED 01 14,238 SPDR INDEX SHS FDS INTL TECH ETF 78463X657 11.35 522 SH SHARED 522 SPDR INDEX SHS FDS INTL TECH ETF 78463X657 74.13 3,410 SH SHARED 01 3,410 SPDR INDEX SHS FDS INTL TELEC ETF 78463X640 19.46 863 SH SOLE 863 SPDR INDEX SHS FDS INTL UTILT ETF 78463X632 9.06 525 SH SHARED 01 525 SPDR INDEX SHS FDS LATIN AMER ETF 78463X707 57.80 911 SH SHARED 911 SPDR INDEX SHS FDS LATIN AMER ETF 78463X707 2,361.36 37,216 SH SHARED 01 37,216 SPDR INDEX SHS FDS MACQU GLBIN100 78463X855 5.78 150 SH SHARED 01 150 SPDR INDEX SHS FDS MACQU GLBIN100 78463X855 47.89 1,242 SH SHARED 1,242 SPDR INDEX SHS FDS MIDEAST AFRICA 78463X806 31.14 514 SH SHARED 514 SPDR INDEX SHS FDS MIDEAST AFRICA 78463X806 333.19 5,500 SH SHARED 17 5,500 SPDR INDEX SHS FDS MIDEAST AFRICA 78463X806 914.27 15,092 SH SHARED 01 15,092 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 45.93 1,700 SH SHARED 1,700 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 166.93 6,178 SH SHARED 01 6,178 SPDR INDEX SHS FDS RUSS NOM SC JP 78463X822 587.44 13,655 SH SHARED 01 13,655 SPDR INDEX SHS FDS RUSS NOMURA PR 78463X830 8.32 232 SH SHARED 232 SPDR INDEX SHS FDS RUSS NOMURA PR 78463X830 17.94 500 SH SHARED 01 500 SPDR INDEX SHS FDS S&P BRIC 40ETF 78463X798 34.71 1,700 SH SHARED 21 1,700 SPDR INDEX SHS FDS S&P BRIC 40ETF 78463X798 3,037.56 148,754 SH SHARED 01 148,754 SPDR INDEX SHS FDS S&P BRIC 40ETF 78463X798 16,101.82 788,532 SH SHARED 17 788,532 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 284.63 5,100 SH C SHARED 5,100 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 304.16 5,450 SH SHARED 5,450 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 3,472.39 62,218 SH SHARED 01 62,218 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 38.82 1,000 SH SHARED 21 1,000 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 8,893.39 229,093 SH SHARED 01 229,093 SPDR INDEX SHS FDS S&P EM MKT DIV 78463X533 1,546.20 35,742 SH SHARED 01 35,742 SPDR INDEX SHS FDS S&P INTL CONS 78463X731 87.83 3,553 SH SHARED 01 3,553 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 10,748.59 241,487 SH SHARED 01 241,487 SPDR INDEX SHS FDS S&PINTL MC ETF 78463X764 695.67 26,985 SH SHARED 01 26,985 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 63.78 2,539 SH SHARED 2,539 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 1,987.29 79,112 SH SHARED 01 79,112 SPDR INDEX SHS FDS S&P RUSSIA ETF 78463X558 64.19 2,582 SH SHARED 2,582

SPDR INDEX SHS FDS S&P RUSSIA ETF 78463X558 915.82 36,839 SH SHARED 01 36,839 SPDR INDEX SHS FDS S&P WRLD EX US 78463X889 3.70 175 SH SHARED 175 SPDR INDEX SHS FDS S&P WRLD EX US 78463X889 2,685.22 127,021 SH SHARED 01 127,021 SPDR INDEX SHS FDS STOXX EUR 50 ETF 78463X103 166.70 5,975 SH SHARED 01 5,975 SPDR S&P 500 ETF TR TR UNIT 78462F103 7,203.58 63,664 SH SHARED 17 63,664 SPDR S&P 500 ETF TR TR UNIT 78462F103 9,490.23 83,873 SH SHARED 83,873 SPDR S&P 500 ETF TR TR UNIT 78462F103 196,869.69 1,739,900 SH P SHARED 01 1,739,900 SPDR S&P 500 ETF TR TR UNIT 78462F103 250,398.91 2,212,982 SH SHARED 01 2,212,982 SPDR S&P 500 ETF TR TR UNIT 78462F103 609,765.35 5,389,000 SH P SHARED 5,389,000 SPDR S&P 500 ETF TR TR UNIT 78462F103 1,004,308.09 8,875,900 SH C SHARED 8,875,900 SPDR S&P 500 ETF TR TR UNIT 78462F103 2,846,473.36 25,156,636 SH SHARED 25,156,636 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 3,903.60 27,465 SH SHARED 27,465 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 4,661.86 32,800 SH P SHARED 01 32,800 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 7,248.63 51,000 SH C SHARED 51,000 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 10,759.24 75,700 SH P SHARED 75,700 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 61,306.64 431,342 SH SHARED 01 431,342 SPDR SERIES TRUST BARC CAPTL ETF 78464A474 1,410.11 46,509 SH SHARED 01 46,509 SPDR SERIES TRUST BARCL CAP TIPS 78464A656 2,338.17 41,165 SH SHARED 01 41,165 SPDR SERIES TRUST BRCLY CP US BD 78464A276 1,206.46 20,986 SH SHARED 01 20,986 SPDR SERIES TRUST BRCLY EM LOCL 78464A391 10.65 358 SH SHARED 01 358 SPDR SERIES TRUST BRCLY INTL CRP 78464A151 0.75 23 SH SHARED 23 SPDR SERIES TRUST BRCLY INTL CRP 78464A151 3,768.82 114,833 SH SHARED 01 114,833 SPDR SERIES TRUST BRCLYS 1-3MT ETF 78464A680 55,333.80 1,206,844 SH SHARED 01 1,206,844 SPDR SERIES TRUST BRCLYS AGG ETF 78464A649 2,211.35 37,950 SH SHARED 01 37,950 SPDR SERIES TRUST BRCLYS CAP CONV 78464A359 14.25 400 SH SHARED 17 400 SPDR SERIES TRUST BRCLYS CAP CONV 78464A359 19,850.72 557,135 SH SHARED 01 557,135 SPDR SERIES TRUST BRCLYS INTER ETF 78464A672 3,886.13 63,416 SH SHARED 01 63,416 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 12,466.03 207,387 SH SHARED 01 207,387 SPDR SERIES TRUST BRCLYS LG TRS ET 78464A664 7.87 113 SH SHARED 113 SPDR SERIES TRUST BRCLYS LG TRS ET 78464A664 4,011.11 57,573 SH SHARED 01 57,573 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 123.05 3,400 SH C SHARED 3,400 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 256.95 7,100 SH P SHARED 7,100 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 2,505.14 69,222 SH SHARED 69,222 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 71,860.02 1,985,632 SH SHARED 01 1,985,632 SPDR SERIES TRUST CAP MORTG ETF 78464A383 738.66 26,499 SH SHARED 01 26,499 SPDR SERIES TRUST DB INT GVT ETF 78464A490 30.32 530 SH SHARED 530 SPDR SERIES TRUST DB INT GVT ETF 78464A490 20,572.66 359,599 SH SHARED 01 359,599 SPDR SERIES TRUST DJ LRG CAP ETF 78464A854 94.43 1,784 SH SHARED 01 1,784 SPDR SERIES TRUST DJ MID CAP ETF 78464A847 63.21 1,240 SH SHARED 1,240 SPDR SERIES TRUST DJ MID CAP ETF 78464A847 1,373.85 26,951 SH SHARED 01 26,951 SPDR SERIES TRUST DJ REIT ETF 78464A607 5,917.92 104,742 SH SHARED 01 104,742

SPDR SERIES TRUST DJ TTL MKT ETF 78464A805 97.99 1,164 SH SHARED 01 1,164 SPDR SERIES TRUST GLB DOW ETF 78464A706 322.01 6,716 SH SHARED 01 6,716 SPDR SERIES TRUST INTR TRM CORP BD 78464A375 16,772.38 505,954 SH SHARED 01 505,954 SPDR SERIES TRUST KBW MTG FN ETF 78464A524 19.79 709 SH SOLE 709 SPDR SERIES TRUST KBW REGN BK ETF 78464A698 719.47 37,259 SH SHARED 01 37,259 SPDR SERIES TRUST LNG TRM CORP BD 78464A367 0.88 23 SH SHARED 23 SPDR SERIES TRUST LNG TRM CORP BD 78464A367 414.20 10,792 SH SHARED 01 10,792 SPDR SERIES TRUST MORGAN TECH ETF 78464A102 1,379.78 24,834 SH SHARED 01 24,834 SPDR SERIES TRUST NUVN BRCLY MUNI 78464A458 11,241.11 480,184 SH SHARED 01 480,184 SPDR SERIES TRUST NUVN BR NY MUNI 78464A433 9.96 438 SH SHARED 438 SPDR SERIES TRUST NUVN BR NY MUNI 78464A433 112.83 4,964 SH SHARED 01 4,964 SPDR SERIES TRUST NUVN BR SHT MUNI 78464A425 25,336.52 1,040,514 SH SHARED 01 1,040,514 SPDR SERIES TRUST NUVN CALI MUNI 78464A441 14.87 648 SH SHARED 648 SPDR SERIES TRUST NUVN CALI MUNI 78464A441 653.45 28,479 SH SHARED 01 28,479 SPDR SERIES TRUST NUVN S&P VRDO MN 78464A318 44.89 1,501 SH SHARED 1,501 SPDR SERIES TRUST NUVN S&P VRDO MN 78464A318 71.81 2,401 SH SHARED 01 2,401 SPDR SERIES TRUST OILGAS EQUIP 78464A748 3,338.55 117,762 SH SHARED 01 117,762 SPDR SERIES TRUST SHRT INTL ETF 78464A334 48.46 1,300 SH SHARED 21 1,300 SPDR SERIES TRUST SHRT INTL ETF 78464A334 694.68 18,635 SH SHARED 01 18,635 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 15.64 234 SH SHARED 234 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 490.01 7,330 SH SHARED 01 7,330 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 64.50 1,415 SH SHARED 01 1,415 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 80.63 1,769 SH SHARED 1,769 SPDR SERIES TRUST S&P 500 GROWTH 78464A409 1,342.66 25,219 SH SHARED 01 25,219 SPDR SERIES TRUST S&P 500 VALUE 78464A508 341.84 6,100 SH SHARED 01 6,100 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 790.81 8,130 SH SHARED 01 8,130 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 2,058.04 21,158 SH SHARED 21,158 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 1,214.20 21,388 SH SHARED 01 21,388 SPDR SERIES TRUST S&P 600 SML CAP 78464A813 3,131.22 55,597 SH SHARED 01 55,597 SPDR SERIES TRUST S&P BIOTECH 78464A870 70.64 1,187 SH SHARED 1,187 SPDR SERIES TRUST S&P BIOTECH 78464A870 148.78 2,500 SH P SHARED 2,500 SPDR SERIES TRUST S&P BIOTECH 78464A870 4,219.44 70,903 SH SHARED 01 70,903 SPDR SERIES TRUST S&P DIVID ETF 78464A763 58.26 1,200 SH SHARED 1,200 SPDR SERIES TRUST S&P DIVID ETF 78464A763 94,714.30 1,950,861 SH SHARED 01 1,950,861 SPDR SERIES TRUST SPDR KBW BK ETF 78464A797 2,833.87 161,566 SH SHARED 01 161,566 SPDR SERIES TRUST SPDR KBW CAP ETF 78464A771 655.87 25,451 SH SHARED 01 25,451 SPDR SERIES TRUST SPDR KBW INS ETF 78464A789 765.73 23,974 SH SHARED 01 23,974 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 158.35 11,915 SH SHARED 01 11,915 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 688.42 51,800 SH P SHARED 51,800 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 4,729.91 355,900 SH C SHARED 355,900 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 6,496.35 488,815 SH SHARED 488,815 SPDR SERIES TRUST S&P METALS MNG 78464A755 1,289.71 28,769 SH SHARED 01 28,769 SPDR SERIES TRUST S&P METALS MNG 78464A755 6,262.75 139,700 SH C SHARED 139,700 SPDR SERIES TRUST S&P METALS MNG 78464A755 6,410.69 143,000 SH P SHARED 143,000 SPDR SERIES TRUST S&P METALS MNG 78464A755 28,660.31 639,311 SH SHARED 639,311 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 1,236.21 28,843 SH SHARED 01 28,843

SPDR SERIES TRUST S&P PHARMAC 78464A722 2,207.14 48,254 SH SHARED 01 48,254 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 3,067.34 66,364 SH SHARED 01 66,364 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 15,996.74 346,100 SH C SHARED 346,100 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 31,388.00 679,100 SH P SHARED 679,100 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 142,322.61 3,079,243 SH SHARED 3,079,243 SPDR SERIES TRUST S&P SEMICNDCTR 78464A862 80.24 1,893 SH SHARED 1,893 SPDR SERIES TRUST S&P SEMICNDCTR 78464A862 406.10 9,580 SH SHARED 01 9,580 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 492.80 11,620 SH SHARED 01 11,620 SPECIAL OPPORTUNITIES FD INC COM 84741T104 11.68 814 SH SHARED 01 814 SPECIAL OPPORTUNITIES FD INC COM 84741T104 61.13 4,260 SH SHARED 4,260 SPECTRA ENERGY CORP COM 847560109 3.19 130 SH SHARED 21 130 SPECTRA ENERGY CORP COM 847560109 19.62 800 SH P SHARED 800 SPECTRA ENERGY CORP COM 847560109 97.26 3,965 SH SHARED 20 3,965 SPECTRA ENERGY CORP COM 847560109 106.53 4,343 SH SHARED 4,343 SPECTRA ENERGY CORP COM 847560109 115.29 4,700 SH C SHARED 4,700 SPECTRA ENERGY CORP COM 847560109 888.33 36,214 SH SHARED 36,214 SPECTRA ENERGY CORP COM 847560109 16,039.04 653,854 SH SHARED 01 653,854 SPECTRA ENERGY PARTNERS LP COM 84756N109 14.11 500 SH P SHARED 500 SPECTRA ENERGY PARTNERS LP COM 84756N109 33.85 1,200 SH C SHARED 1,200 SPECTRA ENERGY PARTNERS LP COM 84756N109 2,716.96 96,312 SH SHARED 01 96,312 SPECTRA ENERGY PARTNERS LP COM 84756N109 3,823.24 135,528 SH SHARED 135,528 SPECTRANETICS CORP COM 84760C107 18.73 2,623 SH SHARED 01 2,623 SPECTRANETICS CORP COM 84760C107 62.91 8,811 SH SHARED 8,811 SPECTRUM BRANDS HLDGS INC COM 84763R101 1.39 59 SH SHARED 21 59 SPECTRUM BRANDS HLDGS INC COM 84763R101 7.09 300 SH SHARED 01 300 SPECTRUM PHARMACEUTICALS INC COM 84763A108 91.56 12,000 SH P SHARED 12,000 SPECTRUM PHARMACEUTICALS INC COM 84763A108 109.49 14,350 SH SHARED 01 14,350 SPECTRUM PHARMACEUTICALS INC COM 84763A108 187.25 24,541 SH SHARED 24,541 SPECTRUM PHARMACEUTICALS INC COM 84763A108 328.09 43,000 SH C SHARED 43,000 SPEEDWAY MOTORSPORTS INC COM 847788106 10.43 863 SH SHARED 01 863 SPHERIX INC COM NEW 84842R205 6.99 3,494 SH SOLE 3,494 SPIRE CORP COM 848565107 0.32 216 SH SHARED 216 SPIRE CORP COM 848565107 1.50 1,000 SH SHARED 01 1,000

SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 5.98 375 SH SHARED 20 375 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 8.15 511 SH SHARED 21 511 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 44.84 2,811 SH SHARED 2,811 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 1,054.74 66,128 SH SHARED 01 66,128 SPORT CHALET INC CL A 849163209 0.32 175 SH SHARED 01 175 SPORT CHALET INC CL B 849163308 11.81 5,025 SH SHARED 01 5,025 SPORT CHALET INC CL B 849163308 75.80 32,257 SH SHARED 32,257 SPREADTRUM COMMUNICATIONS IN ADR 849415203 141.81 7,900 SH P SHARED 7,900 SPREADTRUM COMMUNICATIONS IN ADR 849415203 224.38 12,500 SH C SHARED 12,500 SPREADTRUM COMMUNICATIONS IN ADR 849415203 331.16 18,449 SH SHARED 01 18,449 SPREADTRUM COMMUNICATIONS IN ADR 849415203 791.52 44,096 SH SHARED 44,096 SPRINT NEXTEL CORP COM SER 1 852061100 31.07 10,222 SH SHARED 21 10,222 SPRINT NEXTEL CORP COM SER 1 852061100 618.18 203,349 SH SHARED 203,349 SPRINT NEXTEL CORP COM SER 1 852061100 928.62 305,466 SH SHARED 305,466 SPRINT NEXTEL CORP COM SER 1 852061100 2,327.12 765,500 SH C SHARED 765,500 SPRINT NEXTEL CORP COM SER 1 852061100 2,515.60 827,500 SH P SHARED 827,500 SPRINT NEXTEL CORP COM SER 1 852061100 4,029.77 1,325,583 SH SHARED 01 1,325,583 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 53.15 3,788 SH SHARED 3,788 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 525.38 37,447 SH SHARED 01 37,447 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 121.67 8,753 SH SHARED 01 8,753 SPS COMM INC COM 78463M107 80.81 4,961 SH SHARED 4,961 SPS COMM INC COM 78463M107 324.77 19,937 SH SHARED 01 19,937 SPX CORP COM 784635104 176.71 3,900 SH SHARED 3,900 SPX CORP COM 784635104 476.21 10,510 SH SHARED 01 10,510 SPX CORP COM 784635104 1,920.24 42,380 SH SHARED 42,380 SRI/SURGICAL EXPRESS INC COM 78464W104 3.08 628 SH SOLE 628 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 1,107.48 77,500 SH SHARED 01 77,500 ST JOE CO COM 790148100 3.67 245 SH SHARED 20 245 ST JOE CO COM 790148100 1,370.37 91,419 SH SHARED 01 91,419 ST JOE CO COM 790148100 1,416.14 94,472 SH SHARED 94,472 ST JOE CO COM 790148100 1,534.98 102,400 SH C SHARED 102,400 ST JOE CO COM 790148100 1,819.79 121,400 SH P SHARED 121,400 ST JUDE MED INC COM 790849103 7.31 202 SH SHARED 21 202

ST JUDE MED INC COM 790849103 16.72 462 SH SHARED 20 462 ST JUDE MED INC COM 790849103 387.23 10,700 SH P SHARED 10,700 ST JUDE MED INC COM 790849103 602.74 16,655 SH SHARED 16,655 ST JUDE MED INC COM 790849103 712.94 19,700 SH C SHARED 19,700 ST JUDE MED INC COM 790849103 5,680.38 156,960 SH SHARED 156,960 ST JUDE MED INC COM 790849103 9,158.31 253,062 SH SHARED 01 253,062 ST MARY LD & EXPL CO NOTE 3.500% 4/0 792228AD0 121.50 100,000 PRN SHARED 100,000 ST MARY LD & EXPL CO NOTE 3.500% 4/0 792228AD0 70.47 58,000 PRN SHARED 01 58,000 STAAR SURGICAL CO COM PAR $0.01 852312305 0.08 10 SH SHARED 01 10 STAAR SURGICAL CO COM PAR $0.01 852312305 149.20 19,128 SH SHARED 19,128 STAG INDL INC COM 85254J102 68.43 6,709 SH SHARED 6,709 STAG INDL INC COM 85254J102 238.68 23,400 SH SHARED 01 23,400 STAGE STORES INC COM NEW 85254C305 4.99 360 SH SHARED 20 360 STAGE STORES INC COM NEW 85254C305 22.54 1,625 SH SHARED 01 1,625 STAMPS COM INC COM NEW 852857200 8.18 400 SH C SHARED 400 STAMPS COM INC COM NEW 852857200 12.84 628 SH SHARED 628 STAMPS COM INC COM NEW 852857200 26.57 1,300 SH P SHARED 1,300 STAMPS COM INC COM NEW 852857200 116.94 5,721 SH SHARED 01 5,721 STANCORP FINL GROUP INC COM 852891100 1,597.24 57,934 SH SHARED 01 57,934 STANDARD MICROSYSTEMS CORP COM 853626109 18.97 978 SH SHARED 01 978 STANDARD MICROSYSTEMS CORP COM 853626109 23.28 1,200 SH P SHARED 1,200 STANDARD MICROSYSTEMS CORP COM 853626109 29.59 1,525 SH SHARED 1,525 STANDARD MICROSYSTEMS CORP COM 853626109 211.46 10,900 SH C SHARED 10,900 STANDARD MTR PRODS INC COM 853666105 2.59 200 SH P SHARED 200 STANDARD MTR PRODS INC COM 853666105 32.43 2,500 SH C SHARED 2,500 STANDARD MTR PRODS INC COM 853666105 118.01 9,099 SH SHARED 01 9,099 STANDARD PAC CORP NEW COM 85375C101 5.93 2,400 SH C SHARED 2,400 STANDARD PAC CORP NEW COM 85375C101 326.77 132,295 SH SHARED 01 132,295 STANDARD REGISTER CO COM 853887107 1.06 420 SH SOLE 420 STANLEY BLACK & DECKER INC COM 854502101 230.77 4,700 SH P SHARED 4,700 STANLEY BLACK & DECKER INC COM 854502101 333.88 6,800 SH C SHARED 6,800 STANLEY BLACK & DECKER INC COM 854502101 534.55 10,887 SH SHARED 10,887

STANLEY BLACK & DECKER INC COM 854502101 5,681.16 115,706 SH SHARED 01 115,706 STANLEY BLACK & DECKER INC COM 854502101 23,049.31 469,436 SH SHARED 469,436 STANLEY BLACK & DECKER INC UNIT 99/99/9999 854502309 46.36 451 SH SHARED 451 STANLEY BLACK & DECKER INC UNIT 99/99/9999 854502309 70.11 682 SH SHARED 01 682 STANLEY FURNITURE CO INC COM NEW 854305208 2.71 933 SH SOLE 933 STANLEY WKS FRNT 5/1 854616AM1 31.81 31,000 PRN SHARED 01 31,000 STANTEC INC COM 85472N109 511.98 23,000 SH SHARED 23,000 STANTEC INC COM 85472N109 1,327.01 59,614 SH SHARED 59,614 STAPLES INC COM 855030102 490.77 36,900 SH P SHARED 36,900 STAPLES INC COM 855030102 1,462.63 109,972 SH SHARED 109,972 STAPLES INC COM 855030102 3,168.06 238,200 SH C SHARED 238,200 STAPLES INC COM 855030102 6,025.21 453,023 SH SHARED 453,023 STAPLES INC COM 855030102 11,285.30 848,519 SH SHARED 01 848,519 STAR BULK CARRIERS CORP COM Y8162K105 3.11 2,411 SH SHARED 01 2,411 STAR GAS PARTNERS L P UNIT LTD PARTNR 85512C105 3.35 684 SH SHARED 01 684 STAR GAS PARTNERS L P UNIT LTD PARTNR 85512C105 40.23 8,210 SH SHARED 8,210 STAR SCIENTIFIC INC COM 85517P101 192.65 83,400 SH C SHARED 83,400 STAR SCIENTIFIC INC COM 85517P101 227.88 98,650 SH SHARED 01 98,650 STAR SCIENTIFIC INC COM 85517P101 557.50 241,343 SH SHARED 241,343 STAR SCIENTIFIC INC COM 85517P101 1,122.20 485,800 SH P SHARED 485,800 STARBUCKS CORP COM 855244109 26.10 700 SH SHARED 21 700 STARBUCKS CORP COM 855244109 1,540.08 41,300 SH SHARED 41,300 STARBUCKS CORP COM 855244109 6,630.16 177,800 SH P SHARED 177,800 STARBUCKS CORP COM 855244109 10,042.20 269,300 SH C SHARED 269,300 STARBUCKS CORP COM 855244109 39,491.83 1,059,046 SH SHARED 01 1,059,046 STARRETT L S CO CL A 855668109 12.87 1,192 SH SOLE 1,192 STARTEK INC COM 85569C107 2.85 1,000 SH SOLE 1,000 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 3.69 95 SH SHARED 20 95 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 14.48 373 SH SHARED 21 373 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 154.31 3,975 SH SHARED 3,975 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 368.79 9,500 SH SHARED 9,500 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 5,388.22 138,800 SH P SHARED 138,800 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 10,609.51 273,300 SH C SHARED 273,300

STARWOOD HOTELS&RESORTS WRLD COM 85590A401 18,257.98 470,324 SH SHARED 01 470,324 STARWOOD PPTY TR INC COM 85571B105 1,049.03 61,132 SH SHARED 01 61,132 STATE AUTO FINL CORP COM 855707105 0.64 49 SH SHARED 01 49 STATE BANCORP INC N.Y COM 855716106 23.78 2,250 SH SHARED 01 2,250 STATE BK FINL CORP COM 856190103 18.84 1,493 SH SHARED 01 1,493 STATE STR CORP COM 857477103 1.29 40 SH SHARED 21 40 STATE STR CORP COM 857477103 694.30 21,589 SH SHARED 21,589 STATE STR CORP COM 857477103 1,254.24 39,000 SH P SHARED 39,000 STATE STR CORP COM 857477103 1,582.27 49,200 SH C SHARED 49,200 STATE STR CORP COM 857477103 6,165.88 191,725 SH SHARED 191,725 STATE STR CORP COM 857477103 14,661.68 455,898 SH SHARED 01 455,898 STATOIL ASA SPONSORED ADR 85771P102 10.15 471 SH SHARED 21 471 STATOIL ASA SPONSORED ADR 85771P102 641.16 29,752 SH SHARED 29,752 STATOIL ASA SPONSORED ADR 85771P102 4,438.76 205,975 SH SHARED 01 205,975 STEALTHGAS INC SHS Y81669106 8.37 2,136 SH SOLE 2,136 STEC INC COM 784774101 333.94 32,900 SH P SHARED 32,900 STEC INC COM 784774101 488.90 48,167 SH SHARED 01 48,167 STEC INC COM 784774101 744.00 73,300 SH C SHARED 73,300 STEEL DYNAMICS INC NOTE 5.125% 6/1 858119AP5 58.64 57,000 PRN SHARED 01 57,000 STEEL DYNAMICS INC COM 858119100 14.88 1,500 SH SHARED 21 1,500 STEEL DYNAMICS INC COM 858119100 449.38 45,300 SH P SHARED 45,300 STEEL DYNAMICS INC COM 858119100 763.84 77,000 SH C SHARED 77,000 STEEL DYNAMICS INC COM 858119100 1,847.41 186,231 SH SHARED 01 186,231 STEEL DYNAMICS INC COM 858119100 8,366.01 843,348 SH SHARED 843,348 STEELCASE INC CL A 858155203 26.60 4,215 SH SHARED 01 4,215 STEELCASE INC CL A 858155203 646.69 102,486 SH SHARED 102,486 STEIN MART INC COM 858375108 2.19 350 SH SHARED 01 350 STEIN MART INC COM 858375108 8.13 1,300 SH C SHARED 1,300 STEIN MART INC COM 858375108 54.64 8,743 SH SHARED 8,743 STEINER LEISURE LTD ORD P8744Y102 5.46 134 SH SHARED 21 134 STEINER LEISURE LTD ORD P8744Y102 559.49 13,723 SH SHARED 01 13,723 STELLARONE CORP COM 85856G100 9.95 1,000 SH SHARED 01 1,000 STELLARONE CORP COM 85856G100 29.64 2,979 SH SHARED 2,979 STEMCELLS INC COM NEW 85857R204 2.75 1,360 SH SHARED 1,360 STEMCELLS INC COM NEW 85857R204 12.63 6,254 SH SHARED 01 6,254 STEPAN CO COM 858586100 107.49 1,600 SH SHARED 01 1,600 STEPAN CO PFD CONV 5.50% 858586209 64.70 840 SH SOLE 840 STEREOTAXIS INC COM 85916J102 6.11 5,500 SH SHARED 01 5,500 STERICYCLE INC COM 858912108 8.07 100 SH P SHARED 100 STERICYCLE INC COM 858912108 48.43 600 SH C SHARED 600 STERICYCLE INC COM 858912108 129.56 1,605 SH SHARED 1,605 STERICYCLE INC COM 858912108 385.84 4,780 SH SHARED 20 4,780 STERICYCLE INC COM 858912108 742.62 9,200 SH SHARED 9,200 STERICYCLE INC COM 858912108 5,686.24 70,444 SH SHARED 01 70,444

STERIS CORP COM 859152100 2.20 75 SH SHARED 21 75 STERIS CORP COM 859152100 874.44 29,875 SH SHARED 01 29,875 STERLING BANCORP COM 859158107 18.88 2,600 SH SHARED 01 2,600 STERLING CONSTRUCTION CO INC COM 859241101 11.17 1,000 SH C SHARED 1,000 STERLING CONSTRUCTION CO INC COM 859241101 11.17 1,000 SH SHARED 01 1,000 STERLING FINL CORP WASH COM NEW 859319303 0.77 62 SH SHARED 01 62 STERLITE INDS INDIA LTD NOTE 4.000%10/3 859737AB4 201.90 240,000 PRN SOLE 240,000 STERLITE INDS INDIA LTD ADS 859737207 58.66 6,369 SH SHARED 01 6,369 STERLITE INDS INDIA LTD ADS 859737207 4,092.82 444,389 SH SHARED 444,389 STEWARDSHIP FINL CORP COM 860326107 7.30 1,431 SH SOLE 1,431 STEWART ENTERPRISES INC CL A 860370105 2.98 500 SH SHARED 01 500 STEWART ENTERPRISES INC CL A 860370105 62.36 10,481 SH SHARED 10,481 STEWART ENTERPRISES INC CL A 860370105 133.88 22,500 SH C SHARED 22,500 STIFEL FINL CORP COM 860630102 107.12 4,033 SH SHARED 01 4,033 STILLWATER MNG CO COM 86074Q102 93.50 11,000 SH SHARED 11,000 STILLWATER MNG CO COM 86074Q102 231.20 27,200 SH P SHARED 27,200 STILLWATER MNG CO COM 86074Q102 415.65 48,900 SH C SHARED 48,900 STILLWATER MNG CO COM 86074Q102 877.61 103,248 SH SHARED 01 103,248 STILLWATER MNG CO COM 86074Q102 43,715.70 5,143,024 SH SHARED 5,143,024 STMICROELECTRONICS N V NY REGISTRY 861012102 1,789.79 275,353 SH SHARED 01 275,353 STONE ENERGY CORP COM 861642106 3.26 201 SH SHARED 21 201 STONE ENERGY CORP COM 861642106 21.07 1,300 SH C SHARED 1,300 STONE ENERGY CORP COM 861642106 68.08 4,200 SH P SHARED 4,200 STONE ENERGY CORP COM 861642106 139.83 8,626 SH SHARED 01 8,626 STONE HBR EMERG MRKTS INC FD COM 86164T107 5,505.48 246,000 SH SHARED 01 246,000 STONEMOR PARTNERS L P COM UNITS 86183Q100 11.14 400 SH C SHARED 400 STONEMOR PARTNERS L P COM UNITS 86183Q100 36.34 1,305 SH SHARED 1,305 STONEMOR PARTNERS L P COM UNITS 86183Q100 116.97 4,200 SH P SHARED 4,200 STONEMOR PARTNERS L P COM UNITS 86183Q100 1,234.90 44,341 SH SHARED 01 44,341 STONERIDGE INC COM 86183P102 1.36 261 SH SHARED 01 261

STR HLDGS INC COM 78478V100 4.36 537 SH SHARED 21 537 STR HLDGS INC COM 78478V100 205.56 25,346 SH SHARED 01 25,346 STRATASYS INC COM 862685104 0.93 50 SH SHARED 01 50 STRATASYS INC COM 862685104 11.12 600 SH P SHARED 600 STRATEGIC DIAGNOSTICS INC COM 862700101 0.35 199 SH SOLE 199 STRATEGIC HOTELS & RESORTS I COM 86272T106 0.86 200 SH C SHARED 200 STRATEGIC HOTELS & RESORTS I COM 86272T106 293.61 68,122 SH SHARED 68,122 STRATEGIC HOTELS & RESORTS I COM 86272T106 395.23 91,700 SH SHARED 91,700 STRATUS PPTYS INC COM NEW 863167201 1.62 211 SH SHARED 01 211 STRATUS PPTYS INC COM NEW 863167201 4.86 631 SH SHARED 631 STRAYER ED INC COM 863236105 7.67 100 SH C SHARED 100 STRAYER ED INC COM 863236105 15.33 200 SH P SHARED 200 STRAYER ED INC COM 863236105 85.33 1,113 SH SHARED 01 1,113 STREAM GLOBAL SVCS INC UNIT 10/17/2011 86323M209 5.19 2,425 SH SOLE 2,425 STREAMLINE HEALTH SOLUTIONS COM 86323X106 7.68 4,624 SH SOLE 4,624 STRYKER CORP COM 863667101 5.61 119 SH SHARED 21 119 STRYKER CORP COM 863667101 386.47 8,200 SH P SHARED 8,200 STRYKER CORP COM 863667101 471.30 10,000 SH C SHARED 10,000 STRYKER CORP COM 863667101 942.60 20,000 SH SHARED 20,000 STRYKER CORP COM 863667101 20,952.49 444,568 SH SHARED 01 444,568 STURM RUGER & CO INC COM 864159108 2.60 100 SH P SHARED 100 STURM RUGER & CO INC COM 864159108 10.39 400 SH C SHARED 400 STURM RUGER & CO INC COM 864159108 474.89 18,279 SH SHARED 18,279 STURM RUGER & CO INC COM 864159108 679.56 26,157 SH SHARED 01 26,157 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 357.08 7,694 SH SHARED 7,694 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 3,468.78 74,742 SH SHARED 01 74,742 SUCCESSFACTORS INC COM 864596101 6.90 300 SH C SHARED 300 SUCCESSFACTORS INC COM 864596101 24.55 1,068 SH SHARED 1,068 SUCCESSFACTORS INC COM 864596101 68.97 3,000 SH P SHARED 3,000 SUCCESSFACTORS INC COM 864596101 1,459.43 63,481 SH SHARED 01 63,481 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 28.01 5,121 SH SHARED 21 5,121 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 4,428.36 809,572 SH SHARED 01 809,572 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 6,934.90 1,267,806 SH SHARED 20 1,267,806 SUMMIT FINANCIAL GROUP INC COM 86606G101 2.64 976 SH SHARED 976

SUMMIT FINANCIAL GROUP INC COM 86606G101 4.26 1,579 SH SHARED 01 1,579 SUMMIT HOTEL PPTYS INC COM 866082100 333.20 47,196 SH SOLE 47,196 SUN BANCORP INC COM 86663B102 34.45 13,000 SH SHARED 01 13,000 SUN COMMUNITIES INC COM 866674104 202.20 5,746 SH SHARED 5,746 SUN COMMUNITIES INC COM 866674104 386.32 10,978 SH SHARED 10,978 SUN COMMUNITIES INC COM 866674104 1,201.46 34,142 SH SHARED 01 34,142 SUN HEALTHCARE GROUP INC NEW COM 86677E100 9.25 3,425 SH SHARED 01 3,425 SUN HYDRAULICS CORP COM 866942105 2.28 112 SH SHARED 01 112 SUN HYDRAULICS CORP COM 866942105 7.13 350 SH SHARED 350 SUN LIFE FINL INC COM 866796105 204.59 8,600 SH C SHARED 8,600 SUN LIFE FINL INC COM 866796105 226.98 9,541 SH SHARED 01 9,541 SUN LIFE FINL INC COM 866796105 806.48 33,900 SH SHARED 33,900 SUN LIFE FINL INC COM 866796105 6,457.84 271,452 SH SHARED 271,452 SUNAMERICA FCSED ALPHA GRW F COM 867037103 39.51 2,240 SH SHARED 2,240 SUNAMERICA FCSED ALPHA GRW F COM 867037103 394.13 22,343 SH SHARED 01 22,343 SUNAMERICA FOCUSE ALPHA LC F COM 867038101 4.39 281 SH SHARED 01 281 SUNCOKE ENERGY INC COM 86722A103 1.65 150 SH SHARED 01 150 SUNCOKE ENERGY INC COM 86722A103 54.38 4,944 SH SHARED 4,944 SUNCOR ENERGY INC NEW COM 867224107 150.66 5,922 SH SHARED 21 5,922 SUNCOR ENERGY INC NEW COM 867224107 2,379.66 93,540 SH SHARED 93,540 SUNCOR ENERGY INC NEW COM 867224107 5,147.20 202,327 SH SHARED 20 202,327 SUNCOR ENERGY INC NEW COM 867224107 17,913.32 704,140 SH SHARED 704,140 SUNCOR ENERGY INC NEW COM 867224107 18,901.92 743,000 SH C SHARED 743,000 SUNCOR ENERGY INC NEW COM 867224107 22,544.93 886,200 SH P SHARED 886,200 SUNCOR ENERGY INC NEW COM 867224107 28,001.58 1,100,691 SH SHARED 01 1,100,691 SUNESIS PHARMACEUTICALS INC COM NEW 867328601 97.79 79,500 SH SHARED 01 79,500 SUNOCO INC COM 86764P109 148.85 4,800 SH SHARED 4,800 SUNOCO INC COM 86764P109 759.75 24,500 SH P SHARED 24,500 SUNOCO INC COM 86764P109 958.05 30,895 SH SHARED 01 30,895 SUNOCO INC COM 86764P109 2,269.93 73,200 SH C SHARED 73,200 SUNOCO INC COM 86764P109 8,305.63 267,837 SH SHARED 267,837

SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 7,934.54 89,666 SH SHARED 89,666 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 45,851.27 518,152 SH SHARED 01 518,152 SUNOPTA INC COM 8676EP108 6.68 1,355 SH SHARED 01 1,355 SUNOPTA INC COM 8676EP108 1,289.52 261,566 SH SHARED 261,566 SUNPOWER CORP DBCV 4.750% 4/1 867652AC3 3,784.50 4,350,000 PRN SOLE 4,350,000 SUNPOWER CORP DBCV 4.500% 3/1 867652AE9 49.08 58,000 PRN SHARED 01 58,000 SUNPOWER CORP COM CL A 867652109 88.99 11,000 SH SHARED 11,000 SUNPOWER CORP COM CL A 867652109 93.63 11,573 SH SHARED 01 11,573 SUNPOWER CORP COM CL A 867652109 186.76 23,085 SH SHARED 23,085 SUNPOWER CORP COM CL A 867652109 496.73 61,400 SH C SHARED 61,400 SUNPOWER CORP COM CL A 867652109 1,753.91 216,800 SH P SHARED 216,800 SUNPOWER CORP COM CL B 867652307 0.32 44 SH SHARED 44 SUNPOWER CORP COM CL B 867652307 0.35 48 SH SHARED 01 48 SUNPOWER CORP COM CL B 867652307 8.09 1,100 SH C SHARED 1,100 SUNPOWER CORP COM CL B 867652307 9.56 1,300 SH P SHARED 1,300 SUNRISE SENIOR LIVING INC COM 86768K106 41.21 8,900 SH C SHARED 8,900 SUNRISE SENIOR LIVING INC COM 86768K106 296.52 64,044 SH SHARED 01 64,044 SUNSTONE HOTEL INVS INC NEW COM 867892101 111.87 19,661 SH SHARED 01 19,661 SUNSTONE HOTEL INVS INC NEW COM 867892101 238.15 41,855 SH SHARED 41,855 SUNSTONE HOTEL INVS INC NEW COM 867892101 282.98 49,732 SH SHARED 49,732 SUNTECH PWR HLDGS CO LTD NOTE 3.000% 3/1 86800CAE4 4,154.61 10,518,000 PRN SHARED 10,518,000 SUNTECH PWR HLDGS CO LTD NOTE 3.000% 3/1 86800CAE4 4.35 11,000 PRN SHARED 01 11,000 SUNTECH PWR HLDGS CO LTD ADR 86800C104 371.45 160,800 SH C SHARED 160,800 SUNTECH PWR HLDGS CO LTD ADR 86800C104 655.50 283,767 SH SHARED 01 283,767 SUNTECH PWR HLDGS CO LTD ADR 86800C104 1,486.76 643,617 SH SHARED 643,617 SUNTECH PWR HLDGS CO LTD ADR 86800C104 2,152.00 931,600 SH P SHARED 931,600 SUNTRUST BKS INC COM 867914103 5.30 295 SH SHARED 20 295 SUNTRUST BKS INC COM 867914103 19.39 1,080 SH SHARED 21 1,080 SUNTRUST BKS INC COM 867914103 635.43 35,400 SH SHARED 35,400 SUNTRUST BKS INC COM 867914103 844.91 47,070 SH SHARED 01 47,070 SUNTRUST BKS INC COM 867914103 3,308.19 184,300 SH P SHARED 184,300 SUNTRUST BKS INC COM 867914103 7,221.29 402,300 SH C SHARED 402,300 SUPER MICRO COMPUTER INC COM 86800U104 2.67 213 SH SHARED 21 213

SUPER MICRO COMPUTER INC COM 86800U104 61.42 4,902 SH SHARED 01 4,902 SUPERCONDUCTOR TECHNOLOGIES COM NEW 867931305 0.02 12 SH SHARED 01 12 SUPERCONDUCTOR TECHNOLOGIES COM NEW 867931305 5.52 3,683 SH SHARED 3,683 SUPERIOR ENERGY SVCS INC COM 868157108 36.74 1,400 SH P SHARED 1,400 SUPERIOR ENERGY SVCS INC COM 868157108 73.47 2,800 SH C SHARED 2,800 SUPERIOR ENERGY SVCS INC COM 868157108 120.26 4,583 SH SHARED 01 4,583 SUPERIOR INDS INTL INC COM 868168105 172.25 11,149 SH SHARED 01 11,149 SUPERIOR UNIFORM GP INC COM 868358102 11.10 1,000 SH SHARED 01 1,000 SUPERIOR UNIFORM GP INC COM 868358102 22.75 2,049 SH SHARED 2,049 SUPERMEDIA INC COM 868447103 2.05 1,325 SH SHARED 1,325 SUPERMEDIA INC COM 868447103 41.39 26,700 SH SHARED 01 26,700 SUPERTEL HOSPITALITY INC MD COM 868526104 6.06 8,085 SH SOLE 8,085 SUPERTEL HOSPITALITY INC MD PFD CONV SER A 868526203 9.98 1,278 SH SOLE 1,278 SUPERTEX INC COM 868532102 17.04 985 SH SOLE 985 SUPERTEX INC COM 868532102 103.80 6,000 SH C SOLE 6,000 SUPERVALU INC COM 868536103 381.09 57,220 SH SHARED 57,220 SUPERVALU INC COM 868536103 811.19 121,800 SH C SHARED 121,800 SUPERVALU INC COM 868536103 1,036.88 155,688 SH SHARED 01 155,688 SUPERVALU INC COM 868536103 2,552.11 383,200 SH P SHARED 383,200 SUPPORT COM INC COM 86858W101 23.12 11,679 SH SOLE 11,679 SUPREME INDS INC CL A 868607102 0.67 327 SH SOLE 327 SUREWEST COMMUNICATIONS COM 868733106 17.47 1,669 SH SHARED 01 1,669 SURMODICS INC COM 868873100 1.27 140 SH SHARED 01 140 SUSQUEHANNA BANCSHARES INC P COM 869099101 1.06 195 SH SHARED 01 195 SUSSER HLDGS CORP COM 869233106 1,343.68 67,420 SH SHARED 01 67,420 SUTOR TECH GROUP LTD COM 869362103 1.17 1,286 SH SOLE 1,286 SUTRON CORP COM 869380105 3.16 651 SH SOLE 651 SVB FINL GROUP COM 78486Q101 14.80 400 SH P SHARED 400 SVB FINL GROUP COM 78486Q101 148.15 4,004 SH SHARED 01 4,004 SVB FINL GROUP COM 78486Q101 238.84 6,455 SH SHARED 20 6,455 SWEDISH EXPT CR CORP MLCX BIO ETN23 870297199 6.42 618 SH SOLE 618 SWEDISH EXPT CR CORP MLCX GRN ETN23 870297215 61.70 10,300 SH SHARED 01 10,300 SWEDISH EXPT CR CORP MLCX GRN ETN23 870297215 106.75 17,821 SH SHARED 17,821

SWEDISH EXPT CR CORP RG ENRGY ETN22 870297306 8.61 1,467 SH SHARED 1,467 SWEDISH EXPT CR CORP RG ENRGY ETN22 870297306 1,049.90 178,858 SH SHARED 01 178,858 SWEDISH EXPT CR CORP RG METAL ETN22 870297405 35.78 3,491 SH SHARED 3,491 SWEDISH EXPT CR CORP RG METAL ETN22 870297405 105.71 10,313 SH SHARED 01 10,313 SWEDISH EXPT CR CORP ROG TTL ETN 22 870297801 139.14 17,242 SH SHARED 17,242 SWEDISH EXPT CR CORP ROG TTL ETN 22 870297801 2,702.15 334,839 SH SHARED 01 334,839 SWEDISH EXPT CR CORP ELEMENTS COM 870297603 2,394.16 265,723 SH SHARED 1 265,723 SWIFT ENERGY CO COM 870738101 4.87 200 SH P SHARED 200 SWIFT ENERGY CO COM 870738101 21.91 900 SH C SHARED 900 SWIFT ENERGY CO COM 870738101 53.09 2,181 SH SHARED 01 2,181 SWIFT TRANSN CO CL A 87074U101 0.64 100 SH P SHARED 100 SWIFT TRANSN CO CL A 87074U101 19.96 3,100 SH C SHARED 3,100 SWIFT TRANSN CO CL A 87074U101 195.51 30,359 SH SHARED 30,359 SWIFT TRANSN CO CL A 87074U101 419.12 65,080 SH SHARED 01 65,080 SWISHER HYGIENE INC COM 870808102 15.62 3,858 SH SHARED 01 3,858 SWISHER HYGIENE INC COM 870808102 112.19 27,700 SH P SHARED 27,700 SWISHER HYGIENE INC COM 870808102 568.22 140,300 SH C SHARED 140,300 SWISS HELVETIA FD INC COM 870875101 775.74 69,324 SH SHARED 01 69,324 SWS GROUP INC COM 78503N107 2.58 550 SH SHARED 20 550 SWS GROUP INC COM 78503N107 64.62 13,779 SH SHARED 01 13,779 SXC HEALTH SOLUTIONS CORP COM 78505P100 5.57 100 SH P SHARED 100 SXC HEALTH SOLUTIONS CORP COM 78505P100 787.82 14,144 SH SHARED 14,144 SXC HEALTH SOLUTIONS CORP COM 78505P100 958.26 17,204 SH SHARED 01 17,204 SYCAMORE NETWORKS INC COM NEW 871206405 1.81 100 SH C SHARED 100 SYCAMORE NETWORKS INC COM NEW 871206405 11.48 636 SH SHARED 01 636 SYCAMORE NETWORKS INC COM NEW 871206405 14.44 800 SH P SHARED 800 SYKES ENTERPRISES INC COM 871237103 6.20 415 SH SHARED 01 415 SYMANTEC CORP NOTE 1.000% 6/1 871503AF5 543.18 477,000 PRN SHARED 477,000 SYMANTEC CORP NOTE 1.000% 6/1 871503AF5 22.78 20,000 PRN SHARED 01 20,000 SYMANTEC CORP COM 871503108 979.74 60,107 SH SHARED 20 60,107 SYMANTEC CORP COM 871503108 4,865.55 298,500 SH C SHARED 298,500 SYMANTEC CORP COM 871503108 9,354.57 573,900 SH P SHARED 573,900 SYMANTEC CORP COM 871503108 9,692.22 594,615 SH SHARED 594,615 SYMANTEC CORP COM 871503108 10,598.57 650,219 SH SHARED 01 650,219 SYMANTEC CORP COM 871503108 14,188.43 870,456 SH SHARED 870,456 SYMETRA FINL CORP COM 87151Q106 155.00 19,019 SH SHARED 01 19,019 SYMETRA FINL CORP COM 87151Q106 366.82 45,009 SH SHARED 45,009

SYMMETRY MED INC COM 871546206 3.09 400 SH SHARED 01 400 SYNALLOY CP DEL COM 871565107 6.31 574 SH SOLE 574 SYNAPTICS INC COM 87157D109 54.97 2,300 SH C SHARED 2,300 SYNAPTICS INC COM 87157D109 60.40 2,527 SH SHARED 2,527 SYNAPTICS INC COM 87157D109 223.35 9,345 SH SHARED 01 9,345 SYNAPTICS INC COM 87157D109 853.23 35,700 SH P SHARED 35,700 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 37.59 1,509 SH SHARED 01 1,509 SYNERGETICS USA INC COM 87160G107 26.15 4,852 SH SOLE 4,852 SYNERON MEDICAL LTD ORD SHS M87245102 144.48 14,579 SH SHARED 01 14,579 SYNGENTA AG SPONSORED ADR 87160A100 31.43 606 SH SHARED 606 SYNGENTA AG SPONSORED ADR 87160A100 35.43 683 SH SHARED 21 683 SYNGENTA AG SPONSORED ADR 87160A100 338.66 6,529 SH SHARED 6,529 SYNGENTA AG SPONSORED ADR 87160A100 9,015.94 173,818 SH SHARED 01 173,818 SYNNEX CORP COM 87162W100 2.62 100 SH C SHARED 100 SYNNEX CORP COM 87162W100 16.85 643 SH SHARED 01 643 SYNNEX CORP COM 87162W100 48.89 1,866 SH SHARED 1,866 SYNOPSYS INC COM 871607107 67.23 2,760 SH SHARED 20 2,760 SYNOPSYS INC COM 871607107 72.76 2,987 SH SHARED 2,987 SYNOPSYS INC COM 871607107 209.50 8,600 SH SHARED 8,600 SYNOPSYS INC COM 871607107 248.47 10,200 SH P SHARED 10,200 SYNOPSYS INC COM 871607107 820.23 33,671 SH SHARED 01 33,671 SYNOVIS LIFE TECHNOLOGIES IN COM 87162G105 22.98 1,376 SH SHARED 1,376 SYNOVIS LIFE TECHNOLOGIES IN COM 87162G105 53.44 3,200 SH SHARED 01 3,200 SYNOVUS FINL CORP COM 87161C105 55.53 51,900 SH P SHARED 51,900 SYNOVUS FINL CORP COM 87161C105 83.46 78,000 SH C SHARED 78,000 SYNOVUS FINL CORP COM 87161C105 510.21 476,832 SH SHARED 01 476,832 SYNOVUS FINL CORP UNIT 99/99/9999 87161C204 1,341.79 122,203 SH SOLE 122,203 SYNTA PHARMACEUTICALS CORP COM 87162T206 1.30 400 SH P SHARED 400 SYNTA PHARMACEUTICALS CORP COM 87162T206 32.50 10,000 SH SHARED 01 10,000 SYNTEL INC COM 87162H103 65.00 1,505 SH SHARED 1,505 SYNTEL INC COM 87162H103 319.82 7,405 SH SHARED 01 7,405 SYNTHESIS ENERGY SYS INC COM 871628103 30.72 17,758 SH SOLE 17,758 SYNTROLEUM CORP COM 871630109 1.98 2,300 SH SHARED 01 2,300 SYPRIS SOLUTIONS INC COM 871655106 1.05 350 SH SHARED 350 SYPRIS SOLUTIONS INC COM 871655106 9.00 3,000 SH SHARED 01 3,000 SYSCO CORP COM 871829107 875.42 33,800 SH SHARED 33,800 SYSCO CORP COM 871829107 1,098.16 42,400 SH P SHARED 42,400 SYSCO CORP COM 871829107 3,970.47 153,300 SH C SHARED 153,300 SYSCO CORP COM 871829107 17,552.43 677,700 SH SHARED 01 677,700 SYSTEMAX INC COM 871851101 1.97 155 SH SHARED 01 155

SYSWIN INC SPONSORED ADR 872058102 2.64 1,264 SH SOLE 1,264 TAITRON COMPONENTS INC CL A 874028103 2.12 2,329 SH SOLE 2,329 TAIWAN FD INC COM 874036106 22.85 1,521 SH SHARED 01 1,521 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1.77 155 SH SHARED 21 155 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1,015.44 88,840 SH SHARED 17 88,840 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1,797.93 157,299 SH SHARED 20 157,299 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 11,258.69 985,012 SH SHARED 01 985,012 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 63,276.71 5,536,020 SH SHARED 5,536,020 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 20.35 1,600 SH P SHARED 1,600 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 104.30 8,200 SH C SHARED 8,200 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 1,558.09 122,491 SH SHARED 01 122,491 TAL INTL GROUP INC COM 874083108 24.94 1,000 SH P SHARED 1,000 TAL INTL GROUP INC COM 874083108 102.25 4,100 SH C SHARED 4,100 TAL INTL GROUP INC COM 874083108 440.89 17,678 SH SHARED 01 17,678 TALBOTS INC COM 874161102 20.52 7,600 SH P SHARED 7,600 TALBOTS INC COM 874161102 104.37 38,654 SH SHARED 01 38,654 TALBOTS INC COM 874161102 180.36 66,800 SH C SHARED 66,800 TALEO CORP CL A 87424N104 1,052.21 40,910 SH SHARED 01 40,910 TALISMAN ENERGY INC COM 87425E103 6.14 500 SH P SHARED 500 TALISMAN ENERGY INC COM 87425E103 22.39 1,825 SH SHARED 21 1,825 TALISMAN ENERGY INC COM 87425E103 26.99 2,200 SH C SHARED 2,200 TALISMAN ENERGY INC COM 87425E103 782.83 63,800 SH SHARED 63,800 TALISMAN ENERGY INC COM 87425E103 4,743.03 386,555 SH SHARED 01 386,555 TALISMAN ENERGY INC COM 87425E103 4,953.13 403,678 SH SHARED 403,678 TAM SA SP ADR REP PFD 87484D103 110.68 7,104 SH SHARED 01 7,104 TAM SA SP ADR REP PFD 87484D103 194.14 12,461 SH SHARED 12,461 TANDY BRANDS ACCESSORIES INC COM 875378101 0.80 689 SH SOLE 689 TANDY LEATHER FACTORY INC COM 87538X105 6.40 1,391 SH SOLE 1,391 TANGER FACTORY OUTLET CTRS I COM 875465106 13.01 500 SH C SHARED 500

TANGER FACTORY OUTLET CTRS I COM 875465106 15.03 578 SH SHARED 21 578 TANGER FACTORY OUTLET CTRS I COM 875465106 493.75 18,983 SH SHARED 01 18,983 TANGER FACTORY OUTLET CTRS I COM 875465106 970.30 37,305 SH SHARED 37,305 TANGOE INC COM 87582Y108 36.03 3,186 SH SHARED 3,186 TANGOE INC COM 87582Y108 246.76 21,818 SH SHARED 01 21,818 TANZANIAN ROYALTY EXPL CORP COM 87600U104 7.90 2,200 SH SOLE 2,200 TANZANIAN ROYALTY EXPL CORP COM 87600U104 163.70 45,600 SH P SOLE 45,600 TANZANIAN ROYALTY EXPL CORP COM 87600U104 196.01 54,600 SH C SOLE 54,600 TAOMEE HLDGS LTD SPONSORED ADR 87600Y106 7.06 1,200 SH SOLE 1,200 TARGA RES CORP COM 87612G101 5,329.21 179,133 SH SHARED 01 179,133 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 65.76 2,000 SH C SHARED 2,000 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 9,240.43 281,035 SH SHARED 281,035 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 34,522.39 1,049,951 SH SHARED 01 1,049,951 TARGACEPT INC COM 87611R306 1.35 90 SH SHARED 21 90 TARGACEPT INC COM 87611R306 1.50 100 SH P SHARED 100 TARGACEPT INC COM 87611R306 4.50 300 SH C SHARED 300 TARGET CORP COM 87612E106 63.95 1,304 SH SHARED 21 1,304 TARGET CORP COM 87612E106 218.96 4,465 SH SHARED 20 4,465 TARGET CORP COM 87612E106 1,757.59 35,840 SH SHARED 35,840 TARGET CORP COM 87612E106 1,811.59 36,941 SH SHARED 36,941 TARGET CORP COM 87612E106 7,998.42 163,100 SH P SHARED 163,100 TARGET CORP COM 87612E106 10,264.07 209,300 SH C SHARED 209,300 TARGET CORP COM 87612E106 43,052.31 877,902 SH SHARED 01 877,902 TASEKO MINES LTD COM 876511106 2.55 1,000 SH SHARED 01 1,000 TASEKO MINES LTD COM 876511106 9.44 3,700 SH P SHARED 3,700 TASEKO MINES LTD COM 876511106 121.89 47,800 SH C SHARED 47,800 TASER INTL INC COM 87651B104 8.19 1,900 SH SHARED 01 1,900 TASER INTL INC COM 87651B104 26.72 6,200 SH C SHARED 6,200 TAT TECHNOLOGIES LTD ORD NEW M8740S227 0.10 21 SH SOLE 21 TATA COMMUNICATIONS LTD SPONS ADR 876564105 3.68 500 SH SHARED 01 500 TATA COMMUNICATIONS LTD SPONS ADR 876564105 368.00 50,000 SH SHARED 50,000 TATA MTRS LTD SPONSORED ADR 876568502 3,352.47 217,976 SH SHARED 01 217,976 TATA MTRS LTD SPONSORED ADR 876568502 4,113.67 267,469 SH SHARED 267,469 TAUBMAN CTRS INC COM 876664103 10.92 217 SH SHARED 21 217 TAUBMAN CTRS INC COM 876664103 156.62 3,113 SH SHARED 01 3,113

TAUBMAN CTRS INC COM 876664103 1,041.22 20,696 SH SHARED 20,696 TAUBMAN CTRS INC COM 876664103 1,252.57 24,897 SH SHARED 24,897 TAYLOR DEVICES INC COM 877163105 4.64 635 SH SOLE 635 TBS INTERNATIONAL PLC CL A SHS G8657Q104 1.42 1,995 SH SOLE 1,995 TC PIPELINES LP UT COM LTD PRT 87233Q108 6,268.02 142,975 SH SHARED 142,975 TC PIPELINES LP UT COM LTD PRT 87233Q108 38,638.43 881,351 SH SHARED 01 881,351 TCF FINL CORP COM 872275102 3.66 400 SH C SHARED 400 TCF FINL CORP COM 872275102 15.28 1,668 SH SHARED 21 1,668 TCF FINL CORP COM 872275102 805.15 87,898 SH SHARED 01 87,898 TCW STRATEGIC INCOME FUND IN COM 872340104 4.33 870 SH SHARED 870 TCW STRATEGIC INCOME FUND IN COM 872340104 902.19 181,163 SH SHARED 01 181,163 TD AMERITRADE HLDG CORP COM 87236Y108 20.59 1,400 SH C SHARED 1,400 TD AMERITRADE HLDG CORP COM 87236Y108 217.96 14,822 SH SHARED 14,822 TD AMERITRADE HLDG CORP COM 87236Y108 232.34 15,800 SH P SHARED 15,800 TD AMERITRADE HLDG CORP COM 87236Y108 303.41 20,633 SH SHARED 20,633 TD AMERITRADE HLDG CORP COM 87236Y108 1,170.97 79,631 SH SHARED 01 79,631 TE CONNECTIVITY LTD REG SHS H84989104 45.02 1,600 SH P SHARED 1,600 TE CONNECTIVITY LTD REG SHS H84989104 211.05 7,500 SH C SHARED 7,500 TE CONNECTIVITY LTD REG SHS H84989104 398.88 14,175 SH SHARED 20 14,175 TE CONNECTIVITY LTD REG SHS H84989104 709.13 25,200 SH SHARED 25,200 TE CONNECTIVITY LTD REG SHS H84989104 2,060.13 73,210 SH SHARED 73,210 TE CONNECTIVITY LTD REG SHS H84989104 16,175.49 574,822 SH SHARED 01 574,822 TEAM HEALTH HOLDINGS INC COM 87817A107 0.82 50 SH SHARED 01 50 TEAM HEALTH HOLDINGS INC COM 87817A107 259.75 15,819 SH SHARED 15,819 TEAM INC COM 878155100 19.18 914 SH SHARED 21 914 TEAM INC COM 878155100 899.79 42,888 SH SHARED 01 42,888 TEAMSTAFF INC COM PAR $.001 87815U303 0.20 125 SH SHARED 01 125 TEAVANA HLDGS INC COM 87819P102 2.03 100 SH C SOLE 100 TEAVANA HLDGS INC COM 87819P102 82.44 4,053 SH SOLE 4,053 TECH DATA CORP DBCV 2.750%12/1 878237AE6 275.34 275,000 PRN SHARED 275,000 TECH DATA CORP DBCV 2.750%12/1 878237AE6 49.06 49,000 PRN SHARED 01 49,000 TECH DATA CORP COM 878237106 71.11 1,645 SH SHARED 01 1,645 TECH DATA CORP COM 878237106 275.03 6,362 SH SHARED 6,362 TECHE HLDG CO COM 878330109 0.06 2 SH SOLE 2 TECHNE CORP COM 878377100 9.32 137 SH SHARED 21 137 TECHNE CORP COM 878377100 2,059.14 30,277 SH SHARED 01 30,277

TECHNICAL COMMUNICATIONS COR COM 878409101 0.83 114 SH SHARED 114 TECHNICAL COMMUNICATIONS COR COM 878409101 4.36 599 SH SHARED 01 599 TECK RESOURCES LTD CL B 878742204 4.20 144 SH SHARED 21 144 TECK RESOURCES LTD CL B 878742204 948.82 32,505 SH SHARED 32,505 TECK RESOURCES LTD CL B 878742204 1,234.74 42,300 SH P SHARED 42,300 TECK RESOURCES LTD CL B 878742204 1,421.55 48,700 SH C SHARED 48,700 TECK RESOURCES LTD CL B 878742204 1,547.25 53,006 SH SHARED 01 53,006 TECK RESOURCES LTD CL B 878742204 3,300.63 113,074 SH SHARED 113,074 TECK RESOURCES LTD CL B 878742204 4,664.91 159,812 SH SHARED 20 159,812 TECO ENERGY INC COM 872375100 6.85 400 SH C SHARED 400 TECO ENERGY INC COM 872375100 35.97 2,100 SH P SHARED 2,100 TECO ENERGY INC COM 872375100 4,320.19 252,200 SH SHARED 01 252,200 TECUMSEH PRODS CO CL B 878895101 2.40 355 SH SOLE 355 TEEKAY CORPORATION COM Y8564W103 5.68 251 SH SHARED 21 251 TEEKAY CORPORATION COM Y8564W103 72.35 3,200 SH P SHARED 3,200 TEEKAY CORPORATION COM Y8564W103 595.55 26,340 SH SHARED 26,340 TEEKAY CORPORATION COM Y8564W103 4,536.40 200,637 SH SHARED 01 200,637 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 56.02 1,800 SH P SHARED 1,800 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 205.39 6,600 SH C SHARED 6,600 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 332.55 10,686 SH SHARED 10,686 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 11,385.50 365,858 SH SHARED 01 365,858 TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UN Y8565J101 826.80 33,637 SH SHARED 33,637 TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UN Y8565J101 13,212.46 537,529 SH SHARED 01 537,529 TEEKAY TANKERS LTD CL A Y8565N102 5.06 1,100 SH C SHARED 1,100 TEEKAY TANKERS LTD CL A Y8565N102 6.44 1,400 SH P SHARED 1,400 TEEKAY TANKERS LTD CL A Y8565N102 29.71 6,458 SH SHARED 6,458 TEEKAY TANKERS LTD CL A Y8565N102 230.56 50,121 SH SHARED 01 50,121 TEGAL CORP COM PAR $0.01 879008308 1.59 858 SH SOLE 858 TEJON RANCH CO COM 879080109 96.65 4,049 SH SHARED 01 4,049 TEJON RANCH CO COM 879080109 105.24 4,409 SH SHARED 4,409 TEKELEC COM 879101103 7.25 1,200 SH C SHARED 1,200 TEKELEC COM 879101103 61.12 10,120 SH SHARED 01 10,120 TEKELEC COM 879101103 157.04 26,000 SH P SHARED 26,000 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 100.07 10,500 SH SHARED 10,500 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 642.89 67,460 SH SHARED 67,460

TELE NORTE LESTE PART S A SPON ADR PFD 879246106 1,905.45 199,942 SH SHARED 01 199,942 TELECOM ARGENTINA S A SPON ADR REP B 879273209 1,133.77 60,857 SH SHARED 01 60,857 TELECOM ARGENTINA S A SPON ADR REP B 879273209 2,440.53 131,000 SH SHARED 131,000 TELECOM CORP NEW ZEALAND LTD SPONSORED ADR 879278208 142.74 14,447 SH SHARED 14,447 TELECOM CORP NEW ZEALAND LTD SPONSORED ADR 879278208 6,348.62 642,573 SH SHARED 01 642,573 TELECOM HLDRS TR DEPOSITRY RCPT 87927P200 14.21 519 SH SHARED 21 519 TELECOM HLDRS TR DEPOSITRY RCPT 87927P200 366.48 13,390 SH SHARED 01 13,390 TELECOM ITALIA S P A NEW SPON ADR ORD 87927Y102 332.92 30,797 SH SHARED 30,797 TELECOM ITALIA S P A NEW SPON ADR ORD 87927Y102 4,962.99 459,111 SH SHARED 01 459,111 TELECOM ITALIA S P A NEW SPON ADR SVGS 87927Y201 24.22 2,497 SH SHARED 21 2,497 TELECOM ITALIA S P A NEW SPON ADR SVGS 87927Y201 1,978.48 203,967 SH SHARED 01 203,967 TELECOMMUNICATION SYS INC CL A 87929J103 3.05 883 SH SHARED 01 883 TELECOMMUNICATION SYS INC CL A 87929J103 13.80 4,000 SH C SHARED 4,000 TELECOMUNICACOES DE SAO PAUL SPON ADR PFD 87929A102 1,824.89 68,994 SH SHARED 68,994 TELECOMUNICACOES DE SAO PAUL SPON ADR PFD 87929A102 2,627.36 99,333 SH SHARED 01 99,333 TELEDYNE TECHNOLOGIES INC COM 879360105 19.45 398 SH SHARED 01 398 TELEFLEX INC NOTE 3.875% 8/0 879369AA4 59.74 55,000 PRN SHARED 01 55,000 TELEFLEX INC COM 879369106 8.93 166 SH SHARED 21 166 TELEFLEX INC COM 879369106 10.75 200 SH C SHARED 200 TELEFLEX INC COM 879369106 199.33 3,707 SH SHARED 3,707 TELEFLEX INC COM 879369106 1,641.71 30,532 SH SHARED 01 30,532 TELEFONICA S A SPONSORED ADR 879382208 2.29 120 SH SHARED 21 120 TELEFONICA S A SPONSORED ADR 879382208 180.68 9,450 SH SHARED 9,450 TELEFONICA S A SPONSORED ADR 879382208 727.42 38,045 SH SHARED 38,045 TELEFONICA S A SPONSORED ADR 879382208 1,550.44 81,090 SH SHARED 20 81,090 TELEFONICA S A SPONSORED ADR 879382208 36,878.52 1,928,793 SH SHARED 01 1,928,793 TELEFONOS DE MEXICO S A B SPON ADR A SHS 879403707 5.91 389 SH SHARED 01 389 TELEFONOS DE MEXICO S A B SPON ADR A SHS 879403707 25.58 1,684 SH SHARED 1,684 TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 8,117.48 542,975 SH SHARED 01 542,975 TELENAV INC COM 879455103 1.58 178 SH SHARED 21 178

TELENAV INC COM 879455103 401.71 45,289 SH SHARED 01 45,289 TELEPHONE & DATA SYS INC COM 879433100 227.18 10,691 SH SHARED 01 10,691 TELEPHONE & DATA SYS INC COM 879433100 732.00 34,447 SH SHARED 34,447 TELEPHONE & DATA SYS INC SPL COM 879433860 3.22 163 SH SHARED 21 163 TELEPHONE & DATA SYS INC SPL COM 879433860 3.46 175 SH SHARED 20 175 TELEPHONE & DATA SYS INC SPL COM 879433860 397.83 20,123 SH SHARED 20,123 TELEPHONE & DATA SYS INC SPL COM 879433860 1,067.50 53,996 SH SHARED 01 53,996 TELESTONE TECHNOLOGIES CORP COM 87953J102 14.03 3,430 SH SHARED 3,430 TELESTONE TECHNOLOGIES CORP COM 87953J102 170.97 41,803 SH SHARED 01 41,803 TELLABS INC COM 879664100 33.89 7,900 SH P SHARED 7,900 TELLABS INC COM 879664100 216.65 50,500 SH C SHARED 50,500 TELLABS INC COM 879664100 742.91 173,172 SH SHARED 01 173,172 TELULAR CORP COM NEW 87970T208 765.72 129,783 SH SHARED 01 129,783 TELUS CORP NON-VTG SHS 87971M202 288.91 6,248 SH SHARED 01 6,248 TELUS CORP NON-VTG SHS 87971M202 464.76 10,051 SH SHARED 10,051 TELUS CORP NON-VTG SHS 87971M202 543.60 11,756 SH SHARED 11,756 TELVENT GIT SA SHS E90215109 320.81 8,322 SH SOLE 8,322 TELVENT GIT SA SHS E90215109 1,310.70 34,000 SH P SOLE 34,000 TEMPLE INLAND INC COM 879868107 72.37 2,307 SH SHARED 01 2,307 TEMPLE INLAND INC COM 879868107 8,385.20 267,300 SH P SHARED 267,300 TEMPLE INLAND INC COM 879868107 9,016.96 287,439 SH SHARED 287,439 TEMPLE INLAND INC COM 879868107 18,552.22 591,400 SH C SHARED 591,400 TEMPLETON DRAGON FD INC COM 88018T101 12.10 500 SH SHARED 500 TEMPLETON DRAGON FD INC COM 88018T101 96.90 4,004 SH SHARED 4,004 TEMPLETON DRAGON FD INC COM 88018T101 1,669.85 69,002 SH SHARED 01 69,002 TEMPLETON EMERG MKTS INCOME COM 880192109 45.15 3,036 SH SHARED 3,036 TEMPLETON EMERG MKTS INCOME COM 880192109 1,571.60 105,689 SH SHARED 01 105,689 TEMPLETON EMERGING MKTS FD I COM 880191101 17.57 1,045 SH SHARED 1,045 TEMPLETON EMERGING MKTS FD I COM 880191101 1,326.65 78,920 SH SHARED 01 78,920 TEMPLETON GLOBAL INCOME FD COM 880198106 27.00 2,857 SH SHARED 2,857

TEMPLETON GLOBAL INCOME FD COM 880198106 6,120.04 647,623 SH SHARED 01 647,623 TEMPLETON RUS AND EAST EUR F COM 88022F105 21.70 1,482 SH SHARED 01 1,482 TEMPLETON RUS AND EAST EUR F COM 88022F105 40.99 2,800 SH SHARED 2,800 TEMPUR PEDIC INTL INC COM 88023U101 8.26 157 SH SHARED 21 157 TEMPUR PEDIC INTL INC COM 88023U101 21.04 400 SH C SHARED 400 TEMPUR PEDIC INTL INC COM 88023U101 2,706.26 51,440 SH SHARED 01 51,440 TENARIS S A SPONSORED ADR 88031M109 90.35 3,550 SH SHARED 21 3,550 TENARIS S A SPONSORED ADR 88031M109 126.59 4,974 SH SHARED 4,974 TENARIS S A SPONSORED ADR 88031M109 3,844.02 151,042 SH SHARED 01 151,042 TENET HEALTHCARE CORP COM 88033G100 34.94 8,500 SH P SHARED 8,500 TENET HEALTHCARE CORP COM 88033G100 51.38 12,500 SH C SHARED 12,500 TENET HEALTHCARE CORP COM 88033G100 350.21 85,209 SH SHARED 85,209 TENET HEALTHCARE CORP COM 88033G100 2,110.77 513,570 SH SHARED 01 513,570 TENNANT CO COM 880345103 31.83 900 SH SHARED 01 900 TENNANT CO COM 880345103 100.98 2,855 SH SHARED 2,855 TENNECO INC COM 880349105 6.58 257 SH SHARED 21 257 TENNECO INC COM 880349105 115.25 4,500 SH C SHARED 4,500 TENNECO INC COM 880349105 204.88 8,000 SH P SHARED 8,000 TENNECO INC COM 880349105 287.27 11,217 SH SHARED 01 11,217 TENNESSEE COMMERCE BANCORP I COM 88043P108 1.77 1,925 SH SHARED 01 1,925 TERADATA CORP DEL COM 88076W103 5.03 94 SH SHARED 21 94 TERADATA CORP DEL COM 88076W103 32.12 600 SH P SHARED 600 TERADATA CORP DEL COM 88076W103 337.24 6,300 SH C SHARED 6,300 TERADATA CORP DEL COM 88076W103 540.65 10,100 SH SHARED 10,100 TERADATA CORP DEL COM 88076W103 1,705.20 31,855 SH SHARED 20 31,855 TERADATA CORP DEL COM 88076W103 4,884.29 91,244 SH SHARED 01 91,244 TERADYNE INC COM 880770102 41.84 3,800 SH C SHARED 3,800 TERADYNE INC COM 880770102 220.20 20,000 SH P SHARED 20,000 TERADYNE INC COM 880770102 1,438.97 130,697 SH SHARED 01 130,697 TEREX CORP NEW COM 880779103 2.21 215 SH SHARED 20 215 TEREX CORP NEW COM 880779103 96.44 9,400 SH SHARED 9,400 TEREX CORP NEW COM 880779103 437.08 42,600 SH C SHARED 42,600 TEREX CORP NEW COM 880779103 778.73 75,900 SH P SHARED 75,900 TEREX CORP NEW COM 880779103 1,290.89 125,818 SH SHARED 01 125,818 TEREX CORP NEW COM 880779103 1,324.34 129,078 SH SHARED 129,078

TERNIUM SA SPON ADR 880890108 24.48 1,175 SH SHARED 1,175 TERNIUM SA SPON ADR 880890108 79.15 3,800 SH SHARED 01 3,800 TERNIUM SA SPON ADR 880890108 158.31 7,600 SH SHARED 7,600 TERRA NITROGEN CO L P COM UNIT 881005201 14.44 100 SH SHARED 21 100 TERRA NITROGEN CO L P COM UNIT 881005201 157.87 1,093 SH SHARED 1,093 TERRA NITROGEN CO L P COM UNIT 881005201 478.53 3,313 SH SHARED 01 3,313 TERRA NOVA RTY CORP COM 88102D103 0.05 7 SH SHARED 7 TERRA NOVA RTY CORP COM 88102D103 145.00 20,000 SH SHARED 01 20,000 TERRITORIAL BANCORP INC COM 88145X108 15.53 811 SH SOLE 811 TESCO CORP COM 88157K101 5.80 500 SH C SHARED 500 TESCO CORP COM 88157K101 5.80 500 SH P SHARED 500 TESCO CORP COM 88157K101 9.89 853 SH SHARED 21 853 TESCO CORP COM 88157K101 479.45 41,332 SH SHARED 01 41,332 TESLA MTRS INC COM 88160R101 87.80 3,600 SH P SHARED 3,600 TESLA MTRS INC COM 88160R101 735.90 30,172 SH SHARED 01 30,172 TESLA MTRS INC COM 88160R101 739.02 30,300 SH C SHARED 30,300 TESLA MTRS INC COM 88160R101 2,861.58 117,326 SH SHARED 117,326 TESORO CORP COM 881609101 435.95 22,391 SH SHARED 01 22,391 TESORO CORP COM 881609101 1,022.18 52,500 SH C SHARED 52,500 TESORO CORP COM 881609101 2,126.12 109,200 SH P SHARED 109,200 TESORO LOGISTICS LP COM UNIT LP 88160T107 41.09 1,725 SH SHARED 01 1,725 TESORO LOGISTICS LP COM UNIT LP 88160T107 5,072.80 212,964 SH SHARED 212,964 TESSCO TECHNOLOGIES INC COM 872386107 122.07 9,185 SH SOLE 9,185 TESSERA TECHNOLOGIES INC COM 88164L100 4.78 400 SH P SHARED 400 TESSERA TECHNOLOGIES INC COM 88164L100 9.49 795 SH SHARED 01 795 TESSERA TECHNOLOGIES INC COM 88164L100 65.67 5,500 SH C SHARED 5,500 TETRA TECH INC NEW COM 88162G103 5.62 300 SH C SHARED 300 TETRA TECH INC NEW COM 88162G103 60.77 3,243 SH SHARED 01 3,243 TETRA TECH INC NEW COM 88162G103 2,307.76 123,146 SH SHARED 123,146 TETRA TECHNOLOGIES INC DEL COM 88162F105 377.71 48,926 SH SHARED 01 48,926 TEUCRIUM COMMODITY TR CORN FD SHS 88166A102 173.72 4,356 SH SHARED 4,356 TEUCRIUM COMMODITY TR CORN FD SHS 88166A102 291.12 7,300 SH P SHARED 7,300 TEUCRIUM COMMODITY TR CORN FD SHS 88166A102 319.04 8,000 SH C SHARED 8,000

TEUCRIUM COMMODITY TR CORN FD SHS 88166A102 2,596.91 65,118 SH SHARED 01 65,118 TEUCRIUM COMMODITY TR NATURAL GAS FD 88166A201 33.86 1,846 SH SOLE 1,846 TEVA PHARMACEUTICAL FIN LLC DBCV 0.250% 2/0 88163VAE9 28.67 28,000 PRN SHARED 01 28,000 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 92.53 2,486 SH SHARED 21 2,486 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 547.10 14,699 SH SHARED 20 14,699 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1,203.14 32,325 SH SHARED 32,325 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 17,883.69 480,486 SH SHARED 480,486 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 105,552.42 2,835,906 SH SHARED 01 2,835,906 TEXAS CAPITAL BANCSHARES INC COM 88224Q107 3.66 160 SH SHARED 20 160 TEXAS CAPITAL BANCSHARES INC COM 88224Q107 14.19 621 SH SHARED 21 621 TEXAS CAPITAL BANCSHARES INC COM 88224Q107 751.01 32,867 SH SHARED 01 32,867 TEXAS INDS INC COM 882491103 22.22 700 SH C SHARED 700 TEXAS INDS INC COM 882491103 210.56 6,634 SH SHARED 01 6,634 TEXAS INDS INC COM 882491103 666.54 21,000 SH P SHARED 21,000 TEXAS INSTRS INC COM 882508104 68.54 2,572 SH SHARED 21 2,572 TEXAS INSTRS INC COM 882508104 1,820.73 68,320 SH SHARED 68,320 TEXAS INSTRS INC COM 882508104 1,984.01 74,447 SH SHARED 74,447 TEXAS INSTRS INC COM 882508104 4,539.11 170,323 SH SHARED 20 170,323 TEXAS INSTRS INC COM 882508104 6,156.15 231,000 SH P SHARED 231,000 TEXAS INSTRS INC COM 882508104 13,620.82 511,100 SH C SHARED 511,100 TEXAS INSTRS INC COM 882508104 16,036.88 601,759 SH SHARED 01 601,759 TEXAS PAC LD TR SUB CTF PROP I T 882610108 34.12 939 SH SHARED 939 TEXAS PAC LD TR SUB CTF PROP I T 882610108 15,783.73 434,335 SH SHARED 01 434,335 TEXAS ROADHOUSE INC COM 882681109 142.14 10,752 SH SHARED 01 10,752 TEXAS ROADHOUSE INC COM 882681109 268.38 20,301 SH SHARED 20,301 TEXAS ROADHOUSE INC COM 882681109 4,660.41 352,527 SH C SHARED 352,527 TEXTAINER GROUP HOLDINGS LTD SHS G8766E109 4.06 200 SH SHARED 01 200 TEXTRON INC NOTE 4.500% 5/0 883203BN0 9,174.38 6,101,000 PRN SHARED 6,101,000 TEXTRON INC NOTE 4.500% 5/0 883203BN0 40.60 27,000 PRN SHARED 01 27,000 TEXTRON INC COM 883203101 8.78 498 SH SHARED 21 498 TEXTRON INC COM 883203101 227.45 12,894 SH SHARED 12,894 TEXTRON INC COM 883203101 689.72 39,100 SH P SHARED 39,100 TEXTRON INC COM 883203101 1,700.50 96,400 SH C SHARED 96,400 TEXTRON INC COM 883203101 1,825.53 103,488 SH SHARED 103,488 TEXTRON INC COM 883203101 2,195.16 124,442 SH SHARED 01 124,442

TEXTRON INC COM 883203101 4,217.12 239,066 SH SHARED 20 239,066 TF FINL CORP COM 872391107 15.17 788 SH SOLE 788 TFS FINL CORP COM 87240R107 501.39 61,671 SH SOLE 61,671 TGC INDS INC COM NEW 872417308 8.80 2,000 SH SHARED 01 2,000 THAI CAP FD INC COM NEW 882905201 32.61 3,887 SH SOLE 3,887 THAI FD INC COM 882904105 29.58 2,500 SH SHARED 01 2,500 THAI FD INC COM 882904105 41.41 3,500 SH SHARED 3,500 THE9 LTD ADR 88337K104 0.18 50 SH SHARED 01 50 THERAGENICS CORP COM 883375107 4.70 3,508 SH SOLE 3,508 THERATECHNOLOGIES INC COM 88338H100 4.21 1,400 SH SOLE 1,400 THERMO FISHER SCIENTIFIC INC COM 883556102 60.06 1,186 SH SHARED 21 1,186 THERMO FISHER SCIENTIFIC INC COM 883556102 65.83 1,300 SH C SHARED 1,300 THERMO FISHER SCIENTIFIC INC COM 883556102 634.77 12,535 SH SHARED 20 12,535 THERMO FISHER SCIENTIFIC INC COM 883556102 828.72 16,365 SH SHARED 16,365 THERMO FISHER SCIENTIFIC INC COM 883556102 1,100.15 21,725 SH SHARED 21,725 THERMO FISHER SCIENTIFIC INC COM 883556102 63,205.56 1,248,135 SH SHARED 01 1,248,135 THERMOGENESIS CORP COM PAR $0.001 883623308 3.80 3,066 SH SHARED 3,066 THERMOGENESIS CORP COM PAR $0.001 883623308 19.00 15,325 SH SHARED 01 15,325 THERMON GROUP HLDGS INC COM 88362T103 104.00 7,525 SH SOLE 7,525 THESTREET INC COM 88368Q103 0.07 35 SH SOLE 35 THL CR INC COM 872438106 7.35 673 SH SHARED 01 673 THL CR INC COM 872438106 472.65 43,283 SH SHARED 43,283 THOMAS & BETTS CORP COM 884315102 5.99 150 SH SHARED 21 150 THOMAS & BETTS CORP COM 884315102 23.95 600 SH C SHARED 600 THOMAS & BETTS CORP COM 884315102 386.33 9,680 SH SHARED 01 9,680 THOMAS & BETTS CORP COM 884315102 1,876.61 47,021 SH SHARED 47,021 THOMPSON CREEK METALS CO INC COM 884768102 77.09 12,700 SH C SHARED 12,700 THOMPSON CREEK METALS CO INC COM 884768102 93.48 15,400 SH SHARED 15,400 THOMPSON CREEK METALS CO INC COM 884768102 1,943.84 320,237 SH SHARED 320,237 THOMPSON CREEK METALS CO INC COM 884768102 2,855.84 470,484 SH SHARED 01 470,484 THOMPSON CREEK METALS CO INC COM 884768102 3,224.38 531,200 SH P SHARED 531,200 THOMSON REUTERS CORP COM 884903105 199.31 7,371 SH SHARED 01 7,371 THOMSON REUTERS CORP COM 884903105 591.15 21,862 SH SHARED 21,862

THOMSON REUTERS CORP COM 884903105 3,803.18 140,650 SH SHARED 140,650 THOR INDS INC COM 885160101 2.22 100 SH C SHARED 100 THOR INDS INC COM 885160101 46.52 2,100 SH P SHARED 2,100 THOR INDS INC COM 885160101 47.62 2,150 SH SHARED 01 2,150 THORATEC CORP COM NEW 885175307 16.32 500 SH C SHARED 500 THORATEC CORP COM NEW 885175307 42.79 1,311 SH SHARED 1,311 THORATEC CORP COM NEW 885175307 620.16 19,000 SH P SHARED 19,000 THORATEC CORP COM NEW 885175307 3,287.14 100,709 SH SHARED 01 100,709 THQ INC COM NEW 872443403 0.69 400 SH C SHARED 400 THQ INC COM NEW 872443403 1.04 600 SH SHARED 01 600 THRESHOLD PHARMACEUTICAL INC COM NEW 885807206 0.17 116 SH SHARED 01 116 THRESHOLD PHARMACEUTICAL INC COM NEW 885807206 0.50 345 SH SHARED 345 THT HEAT TRANSFER TECHNOLOGY COM 886031103 3.06 1,612 SH SOLE 1,612 TIB FINL CORP COM NEW 872449202 0.15 16 SH SOLE 16 TIBCO SOFTWARE INC COM 88632Q103 28.79 1,286 SH SHARED 1,286 TIBCO SOFTWARE INC COM 88632Q103 31.35 1,400 SH P SHARED 1,400 TIBCO SOFTWARE INC COM 88632Q103 261.96 11,700 SH C SHARED 11,700 TIBCO SOFTWARE INC COM 88632Q103 2,719.96 121,481 SH SHARED 01 121,481 TIBET PHARMACEUTICALS INC COM G88615102 2.30 2,114 SH SOLE 2,114 TICC CAPITAL CORP COM 87244T109 2.45 300 SH C SHARED 300 TICC CAPITAL CORP COM 87244T109 907.87 111,123 SH SHARED 111,123 TICC CAPITAL CORP COM 87244T109 916.18 112,139 SH SHARED 01 112,139 TIDEWATER INC COM 886423102 24.64 586 SH SHARED 586 TIDEWATER INC COM 886423102 126.15 3,000 SH P SHARED 3,000 TIDEWATER INC COM 886423102 405.57 9,645 SH SHARED 20 9,645 TIDEWATER INC COM 886423102 470.96 11,200 SH C SHARED 11,200 TIDEWATER INC COM 886423102 1,235.26 29,376 SH SHARED 01 29,376 TIFFANY & CO NEW COM 886547108 19.22 316 SH SHARED 21 316 TIFFANY & CO NEW COM 886547108 25.42 418 SH SHARED 418 TIFFANY & CO NEW COM 886547108 388.03 6,380 SH SHARED 20 6,380 TIFFANY & CO NEW COM 886547108 516.97 8,500 SH SHARED 8,500 TIFFANY & CO NEW COM 886547108 3,001.53 49,351 SH SHARED 01 49,351 TIFFANY & CO NEW COM 886547108 3,600.54 59,200 SH P SHARED 59,200 TIFFANY & CO NEW COM 886547108 8,934.46 146,900 SH C SHARED 146,900 TII NETWORK TECHNOLOGIES INC COM NEW 872479209 3.26 1,654 SH SHARED 1,654 TII NETWORK TECHNOLOGIES INC COM NEW 872479209 15.65 7,944 SH SHARED 01 7,944 TIM HORTONS INC COM 88706M103 27.77 600 SH C SHARED 600 TIM HORTONS INC COM 88706M103 490.48 10,598 SH SHARED 10,598 TIM HORTONS INC COM 88706M103 812.72 17,561 SH SHARED 01 17,561 TIM HORTONS INC COM 88706M103 1,240.21 26,798 SH SHARED 26,798

TIM PARTICIPACOES S A SPONSORED ADR 88706P205 171.99 7,300 SH SHARED 7,300 TIM PARTICIPACOES S A SPONSORED ADR 88706P205 1,904.24 80,825 SH SHARED 80,825 TIM PARTICIPACOES S A SPONSORED ADR 88706P205 2,699.43 114,577 SH SHARED 01 114,577 TIMBERLAND BANCORP INC COM 887098101 8.08 2,000 SH SHARED 01 2,000 TIMBERLINE RES CORP COM 887133106 2.81 4,859 SH SOLE 4,859 TIME WARNER CABLE INC COM 88732J207 2.32 37 SH SHARED 37 TIME WARNER CABLE INC COM 88732J207 24.88 397 SH SHARED 21 397 TIME WARNER CABLE INC COM 88732J207 137.87 2,200 SH C SHARED 2,200 TIME WARNER CABLE INC COM 88732J207 726.97 11,600 SH P SHARED 11,600 TIME WARNER CABLE INC COM 88732J207 4,464.92 71,245 SH SHARED 71,245 TIME WARNER CABLE INC COM 88732J207 6,419.73 102,437 SH SHARED 01 102,437 TIME WARNER INC COM NEW 887317303 51.73 1,726 SH SHARED 21 1,726 TIME WARNER INC COM NEW 887317303 1,349.55 45,030 SH SHARED 20 45,030 TIME WARNER INC COM NEW 887317303 1,621.38 54,100 SH C SHARED 54,100 TIME WARNER INC COM NEW 887317303 1,835.90 61,258 SH SHARED 61,258 TIME WARNER INC COM NEW 887317303 6,676.63 222,777 SH SHARED 222,777 TIME WARNER INC COM NEW 887317303 15,586.59 520,073 SH SHARED 01 520,073 TIME WARNER INC COM NEW 887317303 22,468.51 749,700 SH P SHARED 749,700 TIME WARNER TELECOM INC DBCV 2.375% 4/0 887319AC5 2.19 2,000 PRN SHARED 01 2,000 TIMKEN CO COM 887389104 5.35 163 SH SHARED 20 163 TIMKEN CO COM 887389104 19.69 600 SH P SHARED 600 TIMKEN CO COM 887389104 180.51 5,500 SH C SHARED 5,500 TIMKEN CO COM 887389104 600.64 18,301 SH SHARED 01 18,301 TITAN INTL INC ILL COM 88830M102 15.00 1,000 SH P SHARED 1,000 TITAN INTL INC ILL COM 88830M102 49.50 3,300 SH C SHARED 3,300 TITAN INTL INC ILL COM 88830M102 169.40 11,293 SH SHARED 11,293 TITAN INTL INC ILL COM 88830M102 1,009.94 67,329 SH SHARED 01 67,329 TITAN MACHY INC COM 88830R101 37.59 2,100 SH C SHARED 2,100 TITAN MACHY INC COM 88830R101 80.55 4,500 SH P SHARED 4,500 TITAN MACHY INC COM 88830R101 426.72 23,839 SH SHARED 01 23,839 TITANIUM METALS CORP COM NEW 888339207 4.12 275 SH SHARED 20 275 TITANIUM METALS CORP COM NEW 888339207 334.05 22,300 SH C SHARED 22,300 TITANIUM METALS CORP COM NEW 888339207 518.31 34,600 SH P SHARED 34,600 TITANIUM METALS CORP COM NEW 888339207 2,094.38 139,812 SH SHARED 01 139,812 TIVO INC COM 888706108 1,534.56 164,300 SH P SHARED 164,300

TIVO INC COM 888706108 3,680.89 394,100 SH C SHARED 394,100 TIVO INC COM 888706108 5,850.30 626,370 SH SHARED 01 626,370 TJX COS INC NEW COM 872540109 78.05 1,407 SH SHARED 21 1,407 TJX COS INC NEW COM 872540109 233.53 4,210 SH SHARED 4,210 TJX COS INC NEW COM 872540109 251.56 4,535 SH SHARED 20 4,535 TJX COS INC NEW COM 872540109 471.50 8,500 SH P SHARED 8,500 TJX COS INC NEW COM 872540109 654.55 11,800 SH C SHARED 11,800 TJX COS INC NEW COM 872540109 1,153.78 20,800 SH SHARED 20,800 TJX COS INC NEW COM 872540109 18,909.56 340,897 SH SHARED 01 340,897 TOFUTTI BRANDS INC COM 88906B105 0.78 374 SH SOLE 374 TOLL BROTHERS INC COM 889478103 84.75 5,873 SH SHARED 5,873 TOLL BROTHERS INC COM 889478103 170.27 11,800 SH SHARED 11,800 TOLL BROTHERS INC COM 889478103 458.87 31,800 SH P SHARED 31,800 TOLL BROTHERS INC COM 889478103 564.21 39,100 SH C SHARED 39,100 TOLL BROTHERS INC COM 889478103 1,207.43 83,675 SH SHARED 01 83,675 TOMPKINS FINANCIAL CORPORATI COM 890110109 17.89 500 SH SHARED 01 500 TOOTSIE ROLL INDS INC COM 890516107 2.12 88 SH SHARED 21 88 TOOTSIE ROLL INDS INC COM 890516107 32.78 1,359 SH SHARED 1,359 TOOTSIE ROLL INDS INC COM 890516107 49.64 2,058 SH SHARED 01 2,058 TOP IMAGE SYSTEMS LTD ORD M87896102 5.58 2,848 SH SOLE 2,848 TOP SHIPS INC SHS Y8897Y123 0.54 373 SH SHARED 01 373 TOP SHIPS INC SHS Y8897Y123 4.07 2,808 SH SHARED 2,808 TORCH ENERGY ROYALTY TRUST UNIT BEN INT 891013104 8.88 3,229 SH SOLE 3,229 TORCHMARK CORP COM 891027104 268.42 7,700 SH C SHARED 7,700 TORCHMARK CORP COM 891027104 318.97 9,150 SH SHARED 9,150 TORCHMARK CORP COM 891027104 449.80 12,903 SH SHARED 01 12,903 TOREADOR RES CORP COM 891050106 1.79 583 SH SOLE 583 TOREADOR RES CORP COM 891050106 7.98 2,600 SH P SOLE 2,600 TOREADOR RES CORP COM 891050106 15.35 5,000 SH C SOLE 5,000 TORNIER N V SHS N87237108 8.20 400 SH SHARED 01 400 TORO CO COM 891092108 79.87 1,621 SH SHARED 01 1,621 TORO CO COM 891092108 254.23 5,160 SH SHARED 20 5,160 TORO CO COM 891092108 520.39 10,562 SH SHARED 10,562 TORONTO DOMINION BK ONT COM NEW 891160509 19.16 270 SH SHARED 20 270 TORONTO DOMINION BK ONT COM NEW 891160509 454.08 6,400 SH C SHARED 6,400 TORONTO DOMINION BK ONT COM NEW 891160509 908.16 12,800 SH P SHARED 12,800

TORONTO DOMINION BK ONT COM NEW 891160509 3,554.24 50,095 SH SHARED 50,095 TORONTO DOMINION BK ONT COM NEW 891160509 6,535.35 92,112 SH SHARED 01 92,112 TORONTO DOMINION BK ONT COM NEW 891160509 21,193.73 298,714 SH SHARED 298,714 TORTOISE CAP RES CORP COM 89147N304 7.85 1,046 SH SHARED 1,046 TORTOISE CAP RES CORP COM 89147N304 1,099.20 146,560 SH SHARED 01 146,560 TORTOISE ENERGY CAP CORP COM 89147U100 381.61 16,308 SH SHARED 01 16,308 TORTOISE ENERGY INFRSTRCTR C COM 89147L100 845.13 24,908 SH SHARED 01 24,908 TORTOISE MLP FD INC COM 89148B101 14.44 640 SH SHARED 640 TORTOISE MLP FD INC COM 89148B101 11,967.76 530,486 SH SHARED 01 530,486 TORTOISE NORTH AMRN ENRGY CO COM 89147T103 176.09 7,861 SH SHARED 01 7,861 TORTOISE PWR & ENERGY INFRAS COM 89147X104 12.21 545 SH SHARED 545 TORTOISE PWR & ENERGY INFRAS COM 89147X104 4,280.91 191,112 SH SHARED 01 191,112 TOTAL S A SPONSORED ADR 89151E109 196.10 4,470 SH SHARED 21 4,470 TOTAL S A SPONSORED ADR 89151E109 1,123.16 25,602 SH SHARED 20 25,602 TOTAL S A SPONSORED ADR 89151E109 51,312.55 1,169,650 SH SHARED 01 1,169,650 TOTAL SYS SVCS INC COM 891906109 86.34 5,100 SH C SHARED 5,100 TOTAL SYS SVCS INC COM 891906109 154.86 9,147 SH SHARED 9,147 TOTAL SYS SVCS INC COM 891906109 162.85 9,619 SH SHARED 01 9,619 TOTAL SYS SVCS INC COM 891906109 389.91 23,031 SH SHARED 23,031 TOWER BANCORP INC COM 891709107 4.36 208 SH SOLE 208 TOWER GROUP INC COM 891777104 1.94 85 SH SHARED 20 85 TOWER GROUP INC COM 891777104 9.17 401 SH SHARED 21 401 TOWER GROUP INC COM 891777104 197.53 8,641 SH SHARED 01 8,641 TOWER INTL INC COM 891826109 20.62 2,000 SH SHARED 01 2,000 TOWER SEMICONDUCTOR LTD ORD M87915100 33.97 51,468 SH SOLE 51,468 TOWERS WATSON & CO CL A 891894107 9.92 166 SH SHARED 21 166 TOWERS WATSON & CO CL A 891894107 730.15 12,214 SH SHARED 01 12,214 TOWERSTREAM CORP COM 892000100 1.54 600 SH C SOLE 600 TOWNEBANK PORTSMOUTH VA COM 89214P109 9.90 871 SH SHARED 01 871 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 97.61 1,430 SH SHARED 1,430 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 107.10 1,569 SH SHARED 21 1,569 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 482.73 7,072 SH SHARED 20 7,072 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 15,515.29 227,297 SH SHARED 01 227,297 TPC GROUP INC COM 89236Y104 182.55 9,091 SH SHARED 01 9,091 TPC GROUP INC COM 89236Y104 195.10 9,716 SH SHARED 9,716

TRACTOR SUPPLY CO COM 892356106 62.53 1,000 SH P SHARED 1,000 TRACTOR SUPPLY CO COM 892356106 506.18 8,095 SH SHARED 20 8,095 TRACTOR SUPPLY CO COM 892356106 544.01 8,700 SH C SHARED 8,700 TRACTOR SUPPLY CO COM 892356106 9,428.65 150,786 SH SHARED 01 150,786 TRANS WORLD ENTMT CORP COM 89336Q100 2.85 1,501 SH SOLE 1,501 TRANS1 INC COM 89385X105 0.60 200 SH C SHARED 200 TRANS1 INC COM 89385X105 2.51 835 SH SHARED 835 TRANS1 INC COM 89385X105 17.34 5,780 SH SHARED 01 5,780 TRANSACT TECHNOLOGIES INC COM 892918103 13.39 1,651 SH SHARED 1,651 TRANSACT TECHNOLOGIES INC COM 892918103 20.28 2,500 SH SHARED 01 2,500 TRANSALTA CORP COM 89346D107 243.43 11,182 SH SHARED 11,182 TRANSALTA CORP COM 89346D107 1,430.40 65,705 SH SHARED 01 65,705 TRANSALTA CORP COM 89346D107 4,413.93 202,753 SH SHARED 202,753 TRANSAMERICA INCOME SHS INC COM 893506105 2.62 122 SH SHARED 122 TRANSAMERICA INCOME SHS INC COM 893506105 767.92 35,717 SH SHARED 01 35,717 TRANSATLANTIC HLDGS INC COM 893521104 19.41 400 SH P SHARED 400 TRANSATLANTIC HLDGS INC COM 893521104 839.15 17,295 SH SHARED 17,295 TRANSATLANTIC HLDGS INC COM 893521104 1,068.80 22,028 SH SHARED 01 22,028 TRANSATLANTIC PETROLEUM LTD SHS G89982105 1.07 1,300 SH C SHARED 1,300 TRANSATLANTIC PETROLEUM LTD SHS G89982105 6.56 8,000 SH SHARED 01 8,000 TRANSATLANTIC PETROLEUM LTD SHS G89982105 61.31 74,769 SH SHARED 74,769 TRANSCANADA CORP COM 89353D107 79.85 1,972 SH SHARED 21 1,972 TRANSCANADA CORP COM 89353D107 1,563.20 38,607 SH SHARED 38,607 TRANSCANADA CORP COM 89353D107 6,556.02 161,917 SH SHARED 161,917 TRANSCANADA CORP COM 89353D107 10,087.68 249,140 SH SHARED 01 249,140 TRANSCAT INC COM 893529107 10.18 889 SH SHARED 889 TRANSCAT INC COM 893529107 17.18 1,500 SH SHARED 01 1,500 TRANSCEND SERVICES INC COM NEW 893929208 22.88 1,015 SH SHARED 01 1,015 TRANSCEND SERVICES INC COM NEW 893929208 128.66 5,708 SH SHARED 5,708 TRANSCEPT PHARMACEUTICALS IN COM 89354M106 12.58 1,901 SH SOLE 1,901 TRANSCONTINENTAL RLTY INVS COM NEW 893617209 3.14 1,298 SH SOLE 1,298

TRANSDIGM GROUP INC COM 893641100 40.84 500 SH C SHARED 500 TRANSDIGM GROUP INC COM 893641100 220.92 2,705 SH SHARED 2,705 TRANSDIGM GROUP INC COM 893641100 2,267.98 27,770 SH SHARED 01 27,770 TRANSGLOBE ENERGY CORP COM 893662106 21.52 2,680 SH SHARED 2,680 TRANSGLOBE ENERGY CORP COM 893662106 42.56 5,300 SH C SHARED 5,300 TRANSGLOBE ENERGY CORP COM 893662106 116.44 14,500 SH SHARED 01 14,500 TRANSMONTAIGNE PARTNERS L P COM UNIT L P 89376V100 360.48 10,947 SH SHARED 10,947 TRANSMONTAIGNE PARTNERS L P COM UNIT L P 89376V100 2,596.63 78,853 SH SHARED 01 78,853 TRANSOCEAN INC NOTE 1.500%12/1 893830AV1 97,293.56 98,650,000 PRN SHARED 98,650,000 TRANSOCEAN INC NOTE 1.500%12/1 893830AW9 59,822.25 61,752,000 PRN SHARED 61,752,000 TRANSOCEAN INC NOTE 1.500%12/1 893830AV1 147.94 150,000 PRN SHARED 01 150,000 TRANSOCEAN INC NOTE 1.500%12/1 893830AW9 77.50 80,000 PRN SHARED 01 80,000 TRANSOCEAN LTD REG SHS H8817H100 60.39 1,265 SH SHARED 20 1,265 TRANSOCEAN LTD REG SHS H8817H100 135.34 2,835 SH SHARED 21 2,835 TRANSOCEAN LTD REG SHS H8817H100 1,588.93 33,283 SH SHARED 33,283 TRANSOCEAN LTD REG SHS H8817H100 14,778.68 309,566 SH SHARED 309,566 TRANSOCEAN LTD REG SHS H8817H100 20,910.12 438,000 SH C SHARED 438,000 TRANSOCEAN LTD REG SHS H8817H100 26,441.94 553,874 SH SHARED 01 553,874 TRANSOCEAN LTD REG SHS H8817H100 36,713.30 769,026 SH P SHARED 769,026 TRANSPORTADORA DE GAS SUR SPON ADR B 893870204 24.80 8,000 SH SHARED 8,000 TRANSWITCH CORP COM NEW 894065309 1.21 517 SH SHARED 01 517 TRANSWITCH CORP COM NEW 894065309 166.79 70,975 SH SHARED 70,975 TRANZYME INC COM 89413J102 17.88 6,771 SH SOLE 6,771 TRAVELCENTERS OF AMERICA LLC COM 894174101 15.53 4,400 SH C SHARED 4,400 TRAVELCENTERS OF AMERICA LLC COM 894174101 131.05 37,125 SH SHARED 01 37,125 TRAVELERS COMPANIES INC COM 89417E109 4.87 100 SH P SHARED 01 100 TRAVELERS COMPANIES INC COM 89417E109 39.57 812 SH SHARED 21 812 TRAVELERS COMPANIES INC COM 89417E109 83.08 1,705 SH SHARED 20 1,705 TRAVELERS COMPANIES INC COM 89417E109 1,330.33 27,300 SH C SHARED 27,300 TRAVELERS COMPANIES INC COM 89417E109 1,465.60 30,076 SH SHARED 30,076 TRAVELERS COMPANIES INC COM 89417E109 1,798.14 36,900 SH P SHARED 36,900

TRAVELERS COMPANIES INC COM 89417E109 1,932.92 39,666 SH SHARED 17 39,666 TRAVELERS COMPANIES INC COM 89417E109 4,608.20 94,566 SH SHARED 94,566 TRAVELERS COMPANIES INC COM 89417E109 70,004.45 1,436,578 SH SHARED 01 1,436,578 TRAVELZOO INC COM 89421Q106 19.79 900 SH C SHARED 900 TRAVELZOO INC COM 89421Q106 37.38 1,700 SH P SHARED 1,700 TRAVELZOO INC COM 89421Q106 191.18 8,694 SH SHARED 01 8,694 TRAVELZOO INC COM 89421Q106 392.02 17,827 SH SHARED 17,827 TREDEGAR CORP COM 894650100 84.69 5,711 SH SHARED 01 5,711 TREE COM INC COM 894675107 0.57 114 SH SHARED 01 114 TREEHOUSE FOODS INC COM 89469A104 0.49 8 SH SHARED 01 8 TREX CO INC COM 89531P105 4.81 300 SH C SOLE 300 TRI CONTL CORP COM 895436103 382.35 30,059 SH SHARED 01 30,059 TRI VY CORP COM 895735108 0.50 2,786 SH SHARED 01 2,786 TRI VY CORP COM 895735108 3.92 21,800 SH SHARED 21,800 TRIANGLE CAP CORP COM 895848109 1.52 100 SH C SOLE 100 TRIANGLE CAP CORP COM 895848109 790.92 51,966 SH SOLE 51,966 TRICO BANCSHARES COM 896095106 71.90 5,860 SH SHARED 01 5,860 TRIDENT MICROSYSTEMS INC COM 895919108 1.56 3,000 SH C SHARED 3,000 TRIDENT MICROSYSTEMS INC COM 895919108 5.33 10,250 SH SHARED 01 10,250 TRIDENT MICROSYSTEMS INC COM 895919108 21.05 40,480 SH SHARED 40,480 TRIMAS CORP COM NEW 896215209 8.91 600 SH SHARED 01 600 TRIMBLE NAVIGATION LTD COM 896239100 631.31 18,817 SH SHARED 18,817 TRIMBLE NAVIGATION LTD COM 896239100 2,120.63 63,208 SH SHARED 01 63,208 TRINA SOLAR LIMITED SPON ADR 89628E104 78.40 12,895 SH SHARED 12,895 TRINA SOLAR LIMITED SPON ADR 89628E104 90.59 14,900 SH C SHARED 14,900 TRINA SOLAR LIMITED SPON ADR 89628E104 178.17 29,304 SH SHARED 01 29,304 TRINA SOLAR LIMITED SPON ADR 89628E104 2,100.64 345,500 SH P SHARED 345,500 TRINA SOLAR LIMITED SPON ADR 89628E104 3,522.46 579,352 SH SHARED 579,352 TRINITY BIOTECH PLC SPON ADR NEW 896438306 1.94 212 SH SHARED 212 TRINITY BIOTECH PLC SPON ADR NEW 896438306 608.21 66,399 SH SHARED 01 66,399 TRINITY INDS INC NOTE 3.875% 6/0 896522AF6 15.28 17,000 PRN SHARED 01 17,000 TRINITY INDS INC COM 896522109 23.55 1,100 SH C SHARED 1,100 TRINITY INDS INC COM 896522109 51.38 2,400 SH P SHARED 2,400 TRINITY INDS INC COM 896522109 1,301.84 60,805 SH SHARED 01 60,805 TRIO TECH INTL COM NEW 896712205 2.18 800 SH SOLE 800 TRIPLE-S MGMT CORP CL B 896749108 333.33 19,900 SH SHARED 01 19,900 TRIQUINT SEMICONDUCTOR INC COM 89674K103 118.80 23,666 SH SHARED 01 23,666

TRIQUINT SEMICONDUCTOR INC COM 89674K103 121.48 24,200 SH P SHARED 24,200 TRIQUINT SEMICONDUCTOR INC COM 89674K103 175.82 35,024 SH SHARED 35,024 TRIQUINT SEMICONDUCTOR INC COM 89674K103 652.60 130,000 SH C SHARED 130,000 TRI-TECH HOLDING INC SHS G9103F106 5.80 1,451 SH SOLE 1,451 TRIUMPH GROUP INC NEW COM 896818101 8.53 175 SH SHARED 20 175 TRIUMPH GROUP INC NEW COM 896818101 193.94 3,979 SH SHARED 3,979 TRIUMPH GROUP INC NEW COM 896818101 3,285.90 67,417 SH SHARED 01 67,417 TRIUMPH GROUP INC NEW NOTE 2.625%10/0 896818AB7 5.37 3,000 PRN SHARED 01 3,000 TRUE RELIGION APPAREL INC COM 89784N104 5.39 200 SH C SHARED 200 TRUE RELIGION APPAREL INC COM 89784N104 6.74 250 SH SHARED 21 250 TRUE RELIGION APPAREL INC COM 89784N104 74.95 2,780 SH SHARED 01 2,780 TRUE RELIGION APPAREL INC COM 89784N104 382.32 14,181 SH SHARED 14,181 TRUEBLUE INC COM 89785X101 0.17 15 SH SHARED 01 15 TRUSTCO BK CORP N Y COM 898349105 88.75 19,900 SH SHARED 01 19,900 TRUSTMARK CORP COM 898402102 398.21 21,940 SH SHARED 21,940 TRUSTMARK CORP COM 898402102 776.00 42,755 SH SHARED 01 42,755 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 10.80 330 SH SHARED 21 330 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 134.19 4,100 SH P SHARED 4,100 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 242.89 7,421 SH SHARED 7,421 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 585.87 17,900 SH C SHARED 17,900 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 983.01 30,034 SH SHARED 01 30,034 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 1,133.34 34,627 SH SHARED 34,627 TS&W CLAYMORE TAX ADVNTG BL COM 87280R108 1.20 110 SH SHARED 01 110 TS&W CLAYMORE TAX ADVNTG BL COM 87280R108 11.32 1,038 SH SHARED 1,038 TSAKOS ENERGY NAVIGATION LTD SHS G9108L108 5.58 1,000 SH SHARED 01 1,000 TSR INC COM NEW 872885207 2.25 530 SH SOLE 530

TTM TECHNOLOGIES INC NOTE 3.250% 5/1 87305RAC3 32.84 33,000 PRN SHARED 01 33,000 TTM TECHNOLOGIES INC COM 87305R109 15.22 1,600 SH P SOLE 1,600 TTM TECHNOLOGIES INC COM 87305R109 159.77 16,800 SH C SOLE 16,800 TTM TECHNOLOGIES INC COM 87305R109 1,029.88 108,294 SH SOLE 108,294 TUCOWS INC COM 898697107 3.86 5,100 SH SOLE 5,100 TUESDAY MORNING CORP COM NEW 899035505 1.31 371 SH SHARED 01 371 TUESDAY MORNING CORP COM NEW 899035505 17.23 4,895 SH SHARED 4,895 TUFCO TECHNOLOGIES INC COM 899040109 6.63 1,797 SH SOLE 1,797 TUPPERWARE BRANDS CORP COM 899896104 139.72 2,600 SH C SHARED 2,600 TUPPERWARE BRANDS CORP COM 899896104 204.21 3,800 SH P SHARED 3,800 TUPPERWARE BRANDS CORP COM 899896104 260.64 4,850 SH SHARED 20 4,850 TUPPERWARE BRANDS CORP COM 899896104 575.88 10,716 SH SHARED 10,716 TUPPERWARE BRANDS CORP COM 899896104 2,944.15 54,785 SH SHARED 01 54,785 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 2.96 262 SH SHARED 262 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 31.25 2,770 SH SHARED 2,770 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 149.52 13,255 SH SHARED 01 13,255 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 300.05 26,600 SH SHARED 20 26,600 TURKISH INVT FD INC COM 900145103 6.35 500 SH SHARED 01 500 TURKISH INVT FD INC COM 900145103 34.52 2,720 SH SHARED 2,720 TUTOR PERINI CORP COM 901109108 1.15 100 SH C SHARED 100 TUTOR PERINI CORP COM 901109108 13.79 1,200 SH P SHARED 1,200 TUTOR PERINI CORP COM 901109108 640.65 55,757 SH SHARED 01 55,757 TW TELECOM INC COM 87311L104 11.56 700 SH P SHARED 700 TW TELECOM INC COM 87311L104 103.32 6,254 SH SHARED 01 6,254 TWIN DISC INC COM 901476101 2.69 101 SH SHARED 21 101 TWO HBRS INVT CORP COM 90187B101 37.09 4,200 SH P SHARED 4,200 TWO HBRS INVT CORP COM 90187B101 182.78 20,700 SH C SHARED 20,700 TWO HBRS INVT CORP COM 90187B101 3,054.08 345,875 SH SHARED 01 345,875 TWO HBRS INVT CORP *W EXP 11/07/201 90187B119 0.18 900 SH SOLE 900 TYCO INTERNATIONAL LTD SHS H89128104 17.52 430 SH SHARED 21 430 TYCO INTERNATIONAL LTD SHS H89128104 488.88 11,997 SH SHARED 20 11,997

TYCO INTERNATIONAL LTD SHS H89128104 1,073.19 26,336 SH SHARED 26,336 TYCO INTERNATIONAL LTD SHS H89128104 5,322.11 130,604 SH SHARED 130,604 TYCO INTERNATIONAL LTD SHS H89128104 7,392.05 181,400 SH C SHARED 181,400 TYCO INTERNATIONAL LTD SHS H89128104 12,135.35 297,800 SH P SHARED 297,800 TYCO INTERNATIONAL LTD SHS H89128104 18,935.18 464,667 SH SHARED 01 464,667 TYLER TECHNOLOGIES INC COM 902252105 80.90 3,200 SH SHARED 01 3,200 TYSON FOODS INC CL A 902494103 13.37 770 SH SHARED 21 770 TYSON FOODS INC CL A 902494103 16.14 930 SH SHARED 20 930 TYSON FOODS INC CL A 902494103 305.54 17,600 SH SHARED 17,600 TYSON FOODS INC CL A 902494103 789.88 45,500 SH C SHARED 45,500 TYSON FOODS INC CL A 902494103 1,237.87 71,306 SH SHARED 71,306 TYSON FOODS INC CL A 902494103 1,968.40 113,387 SH SHARED 01 113,387 TYSON FOODS INC CL A 902494103 3,619.56 208,500 SH P SHARED 208,500 U M H PROPERTIES INC COM 903002103 86.55 9,522 SH SHARED 01 9,522 U S AIRWAYS GROUP INC COM 90341W108 101.75 18,500 SH P SHARED 18,500 U S AIRWAYS GROUP INC COM 90341W108 737.88 134,160 SH SHARED 01 134,160 U S AIRWAYS GROUP INC COM 90341W108 1,203.91 218,892 SH C SHARED 218,892 U S CONCRETE INC COM NEW 90333L201 3.60 875 SH SHARED 01 875 U S ENERGY CORP WYO COM 911805109 120.35 52,100 SH C SOLE 52,100 U S G CORP COM NEW 903293405 98.26 14,600 SH P SHARED 14,600 U S G CORP COM NEW 903293405 117.10 17,400 SH C SHARED 17,400 U S G CORP COM NEW 903293405 185.51 27,565 SH SHARED 01 27,565 U S GEOTHERMAL INC COM 90338S102 0.03 70 SH SHARED 01 70 U S GEOTHERMAL INC COM 90338S102 33.11 73,576 SH SHARED 73,576 U S GLOBAL INVS INC CL A 902952100 1.61 237 SH SHARED 237 U S GLOBAL INVS INC CL A 902952100 24.41 3,600 SH SHARED 01 3,600 U STORE IT TR COM 91274F104 415.74 48,738 SH SHARED 48,738 U STORE IT TR COM 91274F104 560.40 65,697 SH SHARED 65,697 UBS AG SHS NEW H89231338 1,974.43 172,741 SH SHARED 01 172,741 UBS AG SHS NEW H89231338 2,387.26 208,859 SH SHARED 17 208,859 UBS AG SHS NEW H89231338 47,714.25 4,174,475 SH P SHARED 4,174,475 UBS AG SHS NEW H89231338 136,303.53 11,925,068 SH SHARED 11,925,068 UBS AG SHS NEW H89231338 192,388.24 16,831,867 SH C SHARED 16,831,867 UBS AG SHS NEW H89231338 973,929.61 85,208,190 SH SHARED 85,208,190 UBS AG JERSEY BRH ALERIAN INFRST 902641646 25.65 890 SH SHARED 01 890 UBS AG JERSEY BRH LKD ALRN NTGAS 902641620 46.12 1,700 SH SHARED 01 1,700 UDR INC COM 902653104 17.71 800 SH P SHARED 800

UDR INC COM 902653104 659.77 29,800 SH C SHARED 29,800 UDR INC COM 902653104 981.58 44,335 SH SHARED 01 44,335 UDR INC COM 902653104 1,301.12 58,768 SH SHARED 58,768 UDR INC COM 902653104 1,385.88 62,596 SH SHARED 62,596 UFP TECHNOLOGIES INC COM 902673102 7.21 500 SH SHARED 01 500 UFP TECHNOLOGIES INC COM 902673102 11.95 829 SH SHARED 829 UGI CORP NEW COM 902681105 31.52 1,200 SH P SHARED 1,200 UGI CORP NEW COM 902681105 139.23 5,300 SH C SHARED 5,300 UGI CORP NEW COM 902681105 240.32 9,148 SH SHARED 9,148 UGI CORP NEW COM 902681105 12,103.30 460,727 SH SHARED 01 460,727 UIL HLDG CORP COM 902748102 5.10 155 SH SHARED 21 155 UIL HLDG CORP COM 902748102 338.69 10,285 SH SHARED 01 10,285 ULTA SALON COSMETCS & FRAG I COM 90384S303 3.42 55 SH SHARED 20 55 ULTA SALON COSMETCS & FRAG I COM 90384S303 12.45 200 SH P SHARED 200 ULTA SALON COSMETCS & FRAG I COM 90384S303 112.01 1,800 SH C SHARED 1,800 ULTA SALON COSMETCS & FRAG I COM 90384S303 1,184.67 19,037 SH SHARED 01 19,037 ULTIMATE SOFTWARE GROUP INC COM 90385D107 14.02 300 SH P SHARED 300 ULTIMATE SOFTWARE GROUP INC COM 90385D107 247.52 5,298 SH SHARED 01 5,298 ULTIMATE SOFTWARE GROUP INC COM 90385D107 355.07 7,600 SH C SHARED 7,600 ULTRA CLEAN HLDGS INC COM 90385V107 39.11 9,117 SH SOLE 9,117 ULTRA PETROLEUM CORP COM 903914109 18.77 677 SH SHARED 21 677 ULTRA PETROLEUM CORP COM 903914109 91.53 3,302 SH SHARED 3,302 ULTRA PETROLEUM CORP COM 903914109 255.02 9,200 SH SHARED 9,200 ULTRA PETROLEUM CORP COM 903914109 569.54 20,546 SH SHARED 20 20,546 ULTRA PETROLEUM CORP COM 903914109 765.07 27,600 SH C SHARED 27,600 ULTRA PETROLEUM CORP COM 903914109 925.85 33,400 SH P SHARED 33,400 ULTRA PETROLEUM CORP COM 903914109 2,351.82 84,842 SH SHARED 01 84,842 ULTRALIFE CORP COM 903899102 3.97 800 SH SHARED 01 800 ULTRALIFE CORP COM 903899102 72.92 14,701 SH SHARED 14,701 ULTRAPAR PARTICIPACOES S A SP ADR REP COM 90400P101 1.77 112 SH SHARED 01 112 ULTRAPAR PARTICIPACOES S A SP ADR REP COM 90400P101 253.44 16,010 SH SHARED 20 16,010 ULTRAPAR PARTICIPACOES S A SP ADR REP COM 90400P101 1,075.52 67,942 SH SHARED 67,942 ULTRAPETROL BAHAMAS LTD COM P94398107 9.24 4,070 SH SHARED 01 4,070 ULTRATECH INC COM 904034105 5.15 300 SH P SOLE 300

ULTRATECH INC COM 904034105 63.46 3,700 SH C SOLE 3,700 UMB FINL CORP COM 902788108 25.54 796 SH SHARED 21 796 UMB FINL CORP COM 902788108 1,262.32 39,349 SH SHARED 01 39,349 UMPQUA HLDGS CORP COM 904214103 4.40 500 SH C SHARED 500 UMPQUA HLDGS CORP COM 904214103 29.05 3,305 SH SHARED 21 3,305 UMPQUA HLDGS CORP COM 904214103 284.27 32,340 SH SHARED 20 32,340 UMPQUA HLDGS CORP COM 904214103 4,389.51 499,375 SH SHARED 01 499,375 UNDER ARMOUR INC CL A 904311107 9.10 137 SH SHARED 21 137 UNDER ARMOUR INC CL A 904311107 707.60 10,655 SH SHARED 10,655 UNDER ARMOUR INC CL A 904311107 1,567.28 23,600 SH P SHARED 23,600 UNDER ARMOUR INC CL A 904311107 2,085.27 31,400 SH C SHARED 31,400 UNDER ARMOUR INC CL A 904311107 7,980.76 120,174 SH SHARED 01 120,174 UNI PIXEL INC COM NEW 904572203 5.64 1,156 SH SOLE 1,156 UNICO AMERN CORP COM 904607108 7.23 705 SH SOLE 705 UNIFI INC COM NEW 904677200 403.85 49,431 SH SHARED 01 49,431 UNIFIRST CORP MASS COM 904708104 602.36 13,300 SH SHARED 01 13,300 UNILEVER N V N Y SHS NEW 904784709 88.80 2,820 SH SHARED 20 2,820 UNILEVER N V N Y SHS NEW 904784709 128.95 4,095 SH SHARED 21 4,095 UNILEVER N V N Y SHS NEW 904784709 168.72 5,358 SH SHARED 5,358 UNILEVER N V N Y SHS NEW 904784709 51,393.32 1,632,052 SH SHARED 01 1,632,052 UNILEVER PLC SPON ADR NEW 904767704 134.80 4,322 SH SHARED 21 4,322 UNILEVER PLC SPON ADR NEW 904767704 740.42 23,739 SH SHARED 23,739 UNILEVER PLC SPON ADR NEW 904767704 1,267.56 40,640 SH SHARED 20 40,640 UNILEVER PLC SPON ADR NEW 904767704 21,177.04 678,969 SH SHARED 01 678,969 UNILIFE CORP NEW COM 90478E103 1,838.50 437,737 SH SOLE 437,737 UNION BANKSHARES INC COM 905400107 16.54 848 SH SHARED 848 UNION BANKSHARES INC COM 905400107 252.54 12,951 SH SHARED 01 12,951 UNION FIRST MKT BANKSH CP COM 90662P104 44.08 4,112 SH SHARED 01 4,112 UNION PAC CORP COM 907818108 126.26 1,546 SH SHARED 21 1,546 UNION PAC CORP COM 907818108 183.19 2,243 SH SHARED 2,243 UNION PAC CORP COM 907818108 407.53 4,990 SH SHARED 17 4,990 UNION PAC CORP COM 907818108 2,441.77 29,898 SH SHARED 29,898 UNION PAC CORP COM 907818108 2,707.44 33,151 SH SHARED 20 33,151 UNION PAC CORP COM 907818108 5,471.89 67,000 SH P SHARED 67,000 UNION PAC CORP COM 907818108 12,707.85 155,600 SH C SHARED 155,600 UNION PAC CORP COM 907818108 43,446.64 531,978 SH SHARED 01 531,978 UNISOURCE ENERGY CORP NOTE 4.500% 3/0 909205AB2 258.60 240,000 PRN SHARED 01 240,000 UNISOURCE ENERGY CORP COM 909205106 145.12 4,021 SH SHARED 01 4,021 UNISOURCE ENERGY CORP COM 909205106 561.24 15,551 SH SHARED 15,551 UNISYS CORP COM NEW 909214306 9.41 600 SH C SHARED 600 UNISYS CORP COM NEW 909214306 1,718.73 109,543 SH SHARED 01 109,543 UNIT CORP COM 909218109 3.77 102 SH SHARED 21 102

UNIT CORP COM 909218109 11.08 300 SH P SHARED 300 UNIT CORP COM 909218109 252.61 6,842 SH SHARED 01 6,842 UNITED AUTO GROUP INC NOTE 3.500% 4/0 909440AH2 1.84 2,000 PRN SHARED 01 2,000 UNITED BANCORP INC OHIO COM 909911109 16.89 1,959 SH SOLE 1,959 UNITED BANCSHARES INC OHIO COM 909458101 15.15 1,760 SH SOLE 1,760 UNITED BANKSHARES INC WEST V COM 909907107 327.39 16,296 SH SHARED 01 16,296 UNITED CMNTY BANCORP COM 90984H103 8.21 1,391 SH SOLE 1,391 UNITED CMNTY BKS BLAIRSVLE G COM 90984P303 4.40 518 SH SHARED 01 518 UNITED CMNTY BKS BLAIRSVLE G COM 90984P303 12.15 1,431 SH SHARED 1,431 UNITED CMNTY FINL CORP OHIO COM 909839102 1.39 1,028 SH SHARED 01 1,028 UNITED CONTL HLDGS INC COM 910047109 106.59 5,500 SH SHARED 5,500 UNITED CONTL HLDGS INC COM 910047109 3,882.57 200,339 SH SHARED 01 200,339 UNITED CONTL HLDGS INC COM 910047109 4,315.93 222,700 SH P SHARED 222,700 UNITED CONTL HLDGS INC COM 910047109 8,720.42 449,970 SH SHARED 449,970 UNITED CONTL HLDGS INC COM 910047109 11,633.81 600,300 SH C SHARED 600,300 UNITED FIRE & CAS CO COM 910331107 41.89 2,368 SH SHARED 01 2,368 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 8.86 4,638 SH SHARED 01 4,638 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 3,235.43 1,693,945 SH SHARED 1,693,945 UNITED NAT FOODS INC COM 911163103 14.82 400 SH C SHARED 400 UNITED NAT FOODS INC COM 911163103 30.30 818 SH SHARED 21 818 UNITED NAT FOODS INC COM 911163103 89.34 2,412 SH SHARED 2,412 UNITED NAT FOODS INC COM 911163103 1,647.65 44,483 SH SHARED 01 44,483 UNITED ONLINE INC COM 911268100 6.33 1,210 SH SHARED 01 1,210 UNITED ONLINE INC COM 911268100 16.74 3,200 SH P SHARED 3,200 UNITED PARCEL SERVICE INC CL B 911312106 13.32 211 SH SHARED 20 211 UNITED PARCEL SERVICE INC CL B 911312106 37.95 601 SH SHARED 21 601 UNITED PARCEL SERVICE INC CL B 911312106 2,658.62 42,100 SH SHARED 42,100

UNITED PARCEL SERVICE INC CL B 911312106 19,744.48 312,660 SH SHARED 312,660 UNITED PARCEL SERVICE INC CL B 911312106 24,967.36 395,366 SH C SHARED 395,366 UNITED PARCEL SERVICE INC CL B 911312106 34,846.17 551,800 SH P SHARED 551,800 UNITED PARCEL SERVICE INC CL B 911312106 70,213.45 1,111,852 SH SHARED 01 1,111,852 UNITED RENTALS INC COM 911363109 4.38 260 SH SHARED 21 260 UNITED RENTALS INC COM 911363109 1,742.94 103,500 SH P SHARED 103,500 UNITED RENTALS INC COM 911363109 11,006.88 653,615 SH SHARED 01 653,615 UNITED RENTALS INC COM 911363109 21,642.43 1,285,180 SH SHARED 1,285,180 UNITED SEC BANCSHARES INC SHS 911459105 6.13 1,188 SH SOLE 1,188 UNITED SECURITY BANCSHARES C COM 911460103 4.16 1,391 SH SHARED 01 1,391 UNITED SECURITY BANCSHARES C COM 911460103 8.78 2,938 SH SHARED 2,938 UNITED STATES CELLULAR CORP COM 911684108 190.40 4,802 SH SHARED 4,802 UNITED STATES CELLULAR CORP COM 911684108 332.66 8,390 SH SHARED 01 8,390 UNITED STATES NATL GAS FUND UNIT NEW 912318110 839.27 93,200 SH C SHARED 93,200 UNITED STATES NATL GAS FUND UNIT NEW 912318110 1,450.02 161,024 SH SHARED 01 161,024 UNITED STATES NATL GAS FUND UNIT NEW 912318110 1,642.51 182,400 SH P SHARED 182,400 UNITED STATES NATL GAS FUND UNIT NEW 912318110 1,990.65 221,060 SH SHARED 221,060 UNITED STATES OIL FUND LP UNITS 91232N108 2,921.61 95,822 SH SHARED 01 95,822 UNITED STATES OIL FUND LP UNITS 91232N108 6,400.80 209,931 SH SHARED 209,931 UNITED STATES OIL FUND LP UNITS 91232N108 38,575.95 1,265,200 SH P SHARED 1,265,200 UNITED STATES OIL FUND LP UNITS 91232N108 314,489.11 10,314,500 SH C SHARED 10,314,500 UNITED STATES STL CORP NEW NOTE 4.000% 5/1 912909AE8 1,756.61 1,685,000 PRN SHARED 1,685,000 UNITED STATES STL CORP NEW NOTE 4.000% 5/1 912909AE8 26.06 25,000 PRN SHARED 01 25,000 UNITED STATES STL CORP NEW COM 912909108 2.02 92 SH SHARED 21 92 UNITED STATES STL CORP NEW COM 912909108 101.25 4,600 SH SHARED 4,600

UNITED STATES STL CORP NEW COM 912909108 2,045.32 92,927 SH SHARED 01 92,927 UNITED STATES STL CORP NEW COM 912909108 9,985.94 453,700 SH P SHARED 453,700 UNITED STATES STL CORP NEW COM 912909108 59,865.00 2,719,900 SH C SHARED 2,719,900 UNITED STATIONERS INC COM 913004107 958.96 35,230 SH SHARED 01 35,230 UNITED STS 12 MONTH NAT GAS UNIT BEN INT 91288X109 72.15 2,588 SH SHARED 2,588 UNITED STS 12 MONTH NAT GAS UNIT BEN INT 91288X109 325.83 11,687 SH SHARED 01 11,687 UNITED STS 12 MONTH OIL FD L UNIT BEN INT 91288V103 26.66 759 SH SHARED 759 UNITED STS 12 MONTH OIL FD L UNIT BEN INT 91288V103 376.49 10,717 SH SHARED 01 10,717 UNITED STS BRENT OIL FD LP UNIT 91167Q100 8.46 125 SH SHARED 01 125 UNITED STS BRENT OIL FD LP UNIT 91167Q100 27.06 400 SH P SHARED 400 UNITED STS BRENT OIL FD LP UNIT 91167Q100 190.07 2,810 SH SHARED 2,810 UNITED STS COMMODITY INDEX F COMM IDX FND 911717106 1,246.45 21,435 SH SHARED 21,435 UNITED STS COMMODITY INDEX F COMM IDX FND 911717106 5,355.62 92,100 SH SHARED 01 92,100 UNITED STS GASOLINE FD LP UNITS 91201T102 13.78 300 SH P SHARED 300 UNITED STS GASOLINE FD LP UNITS 91201T102 82.51 1,796 SH SHARED 01 1,796 UNITED STS GASOLINE FD LP UNITS 91201T102 105.66 2,300 SH C SHARED 2,300 UNITED STS GASOLINE FD LP UNITS 91201T102 107.41 2,338 SH SHARED 2,338 UNITED STS HEATING OIL FD LP UNIT 91204P107 1.58 50 SH SHARED 01 50 UNITED TECHNOLOGIES CORP COM 913017109 105.40 1,498 SH SHARED 21 1,498 UNITED TECHNOLOGIES CORP COM 913017109 114.69 1,630 SH SHARED 20 1,630 UNITED TECHNOLOGIES CORP COM 913017109 1,836.18 26,097 SH SHARED 17 26,097 UNITED TECHNOLOGIES CORP COM 913017109 9,090.51 129,200 SH P SHARED 129,200 UNITED TECHNOLOGIES CORP COM 913017109 13,169.49 187,173 SH SHARED 187,173

UNITED TECHNOLOGIES CORP COM 913017109 23,739.75 337,404 SH SHARED 337,404 UNITED TECHNOLOGIES CORP COM 913017109 24,013.87 341,300 SH C SHARED 341,300 UNITED TECHNOLOGIES CORP COM 913017109 153,446.08 2,180,871 SH SHARED 01 2,180,871 UNITED THERAPEUTICS CORP DEL COM 91307C102 97.47 2,600 SH P SHARED 2,600 UNITED THERAPEUTICS CORP DEL COM 91307C102 131.22 3,500 SH C SHARED 3,500 UNITED THERAPEUTICS CORP DEL COM 91307C102 228.99 6,108 SH SHARED 01 6,108 UNITED THERAPEUTICS CORP DEL COM 91307C102 242.56 6,470 SH SHARED 20 6,470 UNITED THERAPEUTICS CORP DEL COM 91307C102 813.46 21,698 SH SHARED 21,698 UNITEDHEALTH GROUP INC COM 91324P102 100.26 2,174 SH SHARED 21 2,174 UNITEDHEALTH GROUP INC COM 91324P102 836.25 18,132 SH SHARED 18,132 UNITEDHEALTH GROUP INC COM 91324P102 1,309.81 28,400 SH P SHARED 28,400 UNITEDHEALTH GROUP INC COM 91324P102 3,337.15 72,358 SH SHARED 72,358 UNITEDHEALTH GROUP INC COM 91324P102 4,362.95 94,600 SH C SHARED 94,600 UNITEDHEALTH GROUP INC COM 91324P102 8,193.63 177,659 SH SHARED 20 177,659 UNITEDHEALTH GROUP INC COM 91324P102 43,181.05 936,276 SH SHARED 01 936,276 UNITEK GLOBAL SVCS INC COM PAR $.00002 91324T302 4.29 865 SH SHARED 01 865 UNITIL CORP COM 913259107 17.90 697 SH SHARED 697 UNITIL CORP COM 913259107 72.75 2,833 SH SHARED 01 2,833 UNITY BANCORP INC COM 913290102 28.32 4,259 SH SOLE 4,259 UNIVERSAL AMERN CORP NEW COM 91338E101 1.01 100 SH SHARED 01 100 UNIVERSAL AMERN CORP NEW COM 91338E101 127.79 12,703 SH SHARED 12,703 UNIVERSAL CORP VA COM 913456109 3.59 100 SH P SHARED 100 UNIVERSAL CORP VA COM 913456109 132.68 3,700 SH C SHARED 3,700 UNIVERSAL CORP VA COM 913456109 1,385.77 38,644 SH SHARED 01 38,644 UNIVERSAL DISPLAY CORP COM 91347P105 11.41 238 SH SHARED 238 UNIVERSAL DISPLAY CORP COM 91347P105 47.94 1,000 SH P SHARED 1,000

UNIVERSAL DISPLAY CORP COM 91347P105 417.08 8,700 SH C SHARED 8,700 UNIVERSAL DISPLAY CORP COM 91347P105 1,777.09 37,069 SH SHARED 01 37,069 UNIVERSAL ELECTRS INC COM 913483103 163.29 9,963 SH SHARED 01 9,963 UNIVERSAL FST PRODS INC COM 913543104 36.53 1,519 SH SHARED 01 1,519 UNIVERSAL FST PRODS INC COM 913543104 166.31 6,915 SH SHARED 20 6,915 UNIVERSAL HEALTH RLTY INCM T SH BEN INT 91359E105 96.76 2,879 SH SHARED 01 2,879 UNIVERSAL HEALTH RLTY INCM T SH BEN INT 91359E105 131.62 3,916 SH SHARED 3,916 UNIVERSAL HEALTH RLTY INCM T SH BEN INT 91359E105 223.67 6,655 SH SHARED 6,655 UNIVERSAL HLTH SVCS INC CL B 913903100 3.40 100 SH C SHARED 100 UNIVERSAL HLTH SVCS INC CL B 913903100 6.87 202 SH SHARED 21 202 UNIVERSAL HLTH SVCS INC CL B 913903100 729.27 21,449 SH SHARED 01 21,449 UNIVERSAL HLTH SVCS INC CL B 913903100 1,459.86 42,937 SH SHARED 42,937 UNIVERSAL HLTH SVCS INC CL B 913903100 5,179.15 152,328 SH SHARED 20 152,328 UNIVERSAL POWER GROUP INC COM 913788105 3.93 1,828 SH SOLE 1,828 UNIVERSAL SEC INSTRS INC COM NEW 913821302 3.31 603 SH SOLE 603 UNIVERSAL TECHNICAL INST INC COM 913915104 2.72 200 SH C SHARED 200 UNIVERSAL TECHNICAL INST INC COM 913915104 5.44 400 SH P SHARED 400 UNIVERSAL TECHNICAL INST INC COM 913915104 10.59 779 SH SHARED 21 779 UNIVERSAL TECHNICAL INST INC COM 913915104 1,365.24 100,459 SH SHARED 01 100,459 UNIVERSAL TRAVEL GROUP COM NEW 91388Q202 0.00 8,654 SH SOLE 8,654 UNUM GROUP COM 91529Y106 9.64 460 SH SHARED 21 460 UNUM GROUP COM 91529Y106 14.67 700 SH P SHARED 700 UNUM GROUP COM 91529Y106 165.58 7,900 SH C SHARED 7,900 UNUM GROUP COM 91529Y106 360.51 17,200 SH SHARED 17,200 UNUM GROUP COM 91529Y106 1,937.63 92,444 SH SHARED 01 92,444 UQM TECHNOLOGIES INC COM 903213106 0.17 100 SH C SOLE 100

UQM TECHNOLOGIES INC COM 903213106 3.59 2,151 SH SOLE 2,151 UR ENERGY INC COM 91688R108 6.75 7,500 SH SHARED 01 7,500 URANERZ ENERGY CORP COM 91688T104 6.03 4,400 SH C SHARED 4,400 URANERZ ENERGY CORP COM 91688T104 62.47 45,600 SH SHARED 01 45,600 URANIUM ENERGY CORP COM 916896103 26.30 9,600 SH P SHARED 9,600 URANIUM ENERGY CORP COM 916896103 119.19 43,500 SH C SHARED 43,500 URANIUM ENERGY CORP COM 916896103 185.09 67,550 SH SHARED 01 67,550 URANIUM RES INC COM PAR $0.001 916901507 6.08 8,921 SH SHARED 8,921 URANIUM RES INC COM PAR $0.001 916901507 25.10 36,800 SH P SHARED 36,800 URANIUM RES INC COM PAR $0.001 916901507 32.67 47,900 SH SHARED 01 47,900 URBAN OUTFITTERS INC COM 917047102 156.17 7,000 SH SHARED 7,000 URBAN OUTFITTERS INC COM 917047102 187.83 8,419 SH SHARED 01 8,419 URBAN OUTFITTERS INC COM 917047102 209.71 9,400 SH P SHARED 9,400 URBAN OUTFITTERS INC COM 917047102 1,242.67 55,700 SH C SHARED 55,700 URBAN OUTFITTERS INC COM 917047102 2,704.37 121,218 SH SHARED 121,218 UROLOGIX INC COM 917273104 8.42 8,500 SH SHARED 01 8,500 URS CORP NEW COM 903236107 2.97 100 SH C SHARED 100 URS CORP NEW COM 903236107 17.94 605 SH SHARED 20 605 URS CORP NEW COM 903236107 182.41 6,150 SH SHARED 6,150 URS CORP NEW COM 903236107 641.34 21,623 SH SHARED 21,623 URS CORP NEW COM 903236107 778.75 26,256 SH SHARED 01 26,256 URSTADT BIDDLE PPTYS INS CL A 917286205 7.83 490 SH SHARED 490 URSTADT BIDDLE PPTYS INS CL A 917286205 66.64 4,173 SH SHARED 01 4,173 URSTADT BIDDLE PPTYS INS CL A 917286205 176.61 11,059 SH SHARED 11,059 URSTADT BIDDLE PPTYS INS COM 917286106 15.50 1,000 SH SHARED 01 1,000 URSTADT BIDDLE PPTYS INS COM 917286106 21.56 1,391 SH SHARED 1,391 US BANCORP DEL COM NEW 902973304 9.42 400 SH P SHARED 01 400 US BANCORP DEL COM NEW 902973304 78.60 3,339 SH SHARED 21 3,339 US BANCORP DEL COM NEW 902973304 916.29 38,925 SH SHARED 20 38,925 US BANCORP DEL COM NEW 902973304 2,720.14 115,554 SH SHARED 115,554 US BANCORP DEL COM NEW 902973304 3,137.88 133,300 SH P SHARED 133,300 US BANCORP DEL COM NEW 902973304 6,252.22 265,600 SH C SHARED 265,600 US BANCORP DEL COM NEW 902973304 13,453.27 571,507 SH SHARED 571,507 US BANCORP DEL COM NEW 902973304 65,145.42 2,767,435 SH SHARED 01 2,767,435 US ECOLOGY INC COM 91732J102 25.26 1,633 SH SHARED 1,633 US ECOLOGY INC COM 91732J102 75.94 4,909 SH SHARED 01 4,909 US GOLD CORPORATION COM PAR $0.10 912023207 4.01 1,000 SH P SHARED 1,000 US GOLD CORPORATION COM PAR $0.10 912023207 62.29 15,533 SH SHARED 15,533 US GOLD CORPORATION COM PAR $0.10 912023207 93.83 23,400 SH SHARED 01 23,400 US GOLD CORPORATION COM PAR $0.10 912023207 287.92 71,800 SH C SHARED 71,800 USA MOBILITY INC COM 90341G103 96.29 7,295 SH SHARED 01 7,295

USA TECHNOLOGIES INC COM NO PAR 90328S500 4.17 3,472 SH SHARED 3,472 USA TECHNOLOGIES INC COM NO PAR 90328S500 295.04 245,870 SH SHARED 01 245,870 USA TECHNOLOGIES INC *W EXP 12/31/201 90328S179 0.32 3,181 SH SOLE 3,181 USA TECHNOLOGIES INC *W EXP 12/31/201 90328S195 0.34 525 SH SOLE 525 USA TRUCK INC COM 902925106 6.82 879 SH SOLE 879 USANA HEALTH SCIENCES INC COM 90328M107 2.75 100 SH P SHARED 100 USANA HEALTH SCIENCES INC COM 90328M107 5.50 200 SH SHARED 01 200 USEC INC NOTE 3.000%10/0 90333EAC2 6.86 13,000 PRN SHARED 01 13,000 USEC INC COM 90333E108 25.66 15,939 SH SHARED 15,939 USEC INC COM 90333E108 100.30 62,300 SH P SHARED 62,300 USEC INC COM 90333E108 244.65 151,957 SH SHARED 01 151,957 USEC INC COM 90333E108 1,012.21 628,700 SH C SHARED 628,700 UTAH MED PRODS INC COM 917488108 41.59 1,570 SH SOLE 1,570 UTI WORLDWIDE INC ORD G87210103 13.04 1,000 SH SHARED 01 1,000 UTI WORLDWIDE INC ORD G87210103 216.71 16,619 SH SHARED 16,619 UTILITIES HOLDRS TR DEPOSITRY RCPT 918019100 26.55 250 SH SHARED 01 250 UTSTARCOM HOLDINGS CORP USD ORD SHS G9310A106 4.55 4,460 SH SHARED 01 4,460 V F CORP COM 918204108 55.29 455 SH SHARED 20 455 V F CORP COM 918204108 145.82 1,200 SH P SHARED 1,200 V F CORP COM 918204108 425.32 3,500 SH C SHARED 3,500 V F CORP COM 918204108 544.77 4,483 SH SHARED 4,483 V F CORP COM 918204108 2,933.49 24,140 SH SHARED 24,140 V F CORP COM 918204108 30,453.40 250,604 SH SHARED 01 250,604 VAALCO ENERGY INC COM NEW 91851C201 5.35 1,100 SH SHARED 01 1,100 VAALCO ENERGY INC COM NEW 91851C201 43.74 9,000 SH C SHARED 9,000 VAIL RESORTS INC COM 91879Q109 5.44 144 SH SHARED 21 144 VAIL RESORTS INC COM 91879Q109 11.34 300 SH C SHARED 300 VAIL RESORTS INC COM 91879Q109 83.25 2,203 SH SHARED 01 2,203 VALASSIS COMMUNICATIONS INC COM 918866104 3.75 200 SH C SHARED 200 VALASSIS COMMUNICATIONS INC COM 918866104 8.34 445 SH SHARED 01 445 VALASSIS COMMUNICATIONS INC COM 918866104 321.82 17,173 SH SHARED 17,173 VALASSIS COMMUNICATIONS INC COM 918866104 1,326.79 70,800 SH P SHARED 70,800 VALE CAP II GTD CV 6.75%12 91912F201 24.44 386 SH SHARED 01 386 VALE CAP II GTD CV 6.75%12 91912F201 3,690.48 58,283 SH SHARED 58,283 VALE CAP II VALEP 6.75%12 91912F300 2,517.13 37,676 SH SOLE 37,676 VALE S A ADR 91912E105 108.87 4,775 SH SHARED 21 4,775 VALE S A ADR 91912E105 260.38 11,420 SH SHARED 17 11,420 VALE S A ADR 91912E105 13,258.31 581,505 SH SHARED 581,505 VALE S A ADR 91912E105 15,872.38 696,157 SH SHARED 01 696,157

VALE S A ADR 91912E105 54,998.50 2,412,215 SH SHARED 2,412,215 VALE S A ADR REPSTG PFD 91912E204 18.21 867 SH SHARED 21 867 VALE S A ADR REPSTG PFD 91912E204 222.03 10,573 SH SHARED 01 10,573 VALE S A ADR REPSTG PFD 91912E204 390.92 18,615 SH SHARED 20 18,615 VALE S A ADR REPSTG PFD 91912E204 2,251.12 107,196 SH SHARED 107,196 VALE S A ADR REPSTG PFD 91912E204 51,086.99 2,432,714 SH SHARED 2,432,714 VALEANT PHARMACEUTICALS INTL COM 91911K102 588.28 15,848 SH SHARED 15,848 VALEANT PHARMACEUTICALS INTL COM 91911K102 1,299.20 35,000 SH P SHARED 35,000 VALEANT PHARMACEUTICALS INTL COM 91911K102 3,980.12 107,223 SH SHARED 01 107,223 VALEANT PHARMACEUTICALS INTL COM 91911K102 15,951.39 429,725 SH SHARED 429,725 VALEANT PHARMACEUTICALS INTL COM 91911K102 18,715.90 504,200 SH C SHARED 504,200 VALENCE TECHNOLOGY INC COM 918914102 0.20 191 SH SHARED 191 VALENCE TECHNOLOGY INC COM 918914102 11.70 11,252 SH SHARED 01 11,252 VALERO ENERGY CORP NEW COM 91913Y100 9.99 562 SH SHARED 21 562 VALERO ENERGY CORP NEW COM 91913Y100 558.61 31,418 SH SHARED 31,418 VALERO ENERGY CORP NEW COM 91913Y100 2,494.59 140,303 SH SHARED 140,303 VALERO ENERGY CORP NEW COM 91913Y100 4,898.39 275,500 SH P SHARED 275,500 VALERO ENERGY CORP NEW COM 91913Y100 5,576.34 313,630 SH C SHARED 313,630 VALERO ENERGY CORP NEW COM 91913Y100 9,545.44 536,864 SH SHARED 01 536,864 VALHI INC NEW COM 918905100 66.74 1,232 SH SHARED 1,232 VALHI INC NEW COM 918905100 327.73 6,050 SH SHARED 01 6,050 VALIDUS HOLDINGS LTD COM SHS G9319H102 37.98 1,524 SH SHARED 01 1,524 VALIDUS HOLDINGS LTD COM SHS G9319H102 566.21 22,721 SH SHARED 22,721 VALLEY NATL BANCORP COM 919794107 3,113.81 294,033 SH SHARED 01 294,033 VALLEY NATL BANCORP *W EXP 06/30/201 919794123 0.03 15 SH SOLE 15 VALMONT INDS INC COM 920253101 1.56 20 SH SHARED 20 20 VALMONT INDS INC COM 920253101 4.05 52 SH SHARED 52 VALMONT INDS INC COM 920253101 7.25 93 SH SHARED 21 93 VALMONT INDS INC COM 920253101 7.79 100 SH C SHARED 100 VALMONT INDS INC COM 920253101 1,510.40 19,379 SH SHARED 01 19,379 VALPEY FISHER CORP COM 920344108 3.68 1,630 SH SOLE 1,630 VALSPAR CORP COM 920355104 18.26 585 SH SHARED 20 585 VALSPAR CORP COM 920355104 594.33 19,043 SH SHARED 19,043

VALSPAR CORP COM 920355104 940.42 30,132 SH SHARED 01 30,132 VALUE LINE INC COM 920437100 11.95 1,040 SH SOLE 1,040 VALUECLICK INC COM 92046N102 3.11 200 SH C SHARED 200 VALUECLICK INC COM 92046N102 1,179.14 75,780 SH SHARED 01 75,780 VALUEVISION MEDIA INC CL A 92047K107 16.05 6,800 SH SHARED 01 6,800 VALUEVISION MEDIA INC CL A 92047K107 102.62 43,481 SH SHARED 43,481 VANCEINFO TECHNOLOGIES INC ADR 921564100 8.08 1,200 SH P SHARED 1,200 VANCEINFO TECHNOLOGIES INC ADR 921564100 12.79 1,900 SH C SHARED 1,900 VANCEINFO TECHNOLOGIES INC ADR 921564100 52.10 7,742 SH SHARED 01 7,742 VANCEINFO TECHNOLOGIES INC ADR 921564100 164.59 24,456 SH SHARED 24,456 VANDA PHARMACEUTICALS INC COM 921659108 0.50 100 SH C SHARED 100 VANDA PHARMACEUTICALS INC COM 921659108 7.05 1,425 SH SHARED 01 1,425 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 145.85 2,646 SH SHARED 01 2,646 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 970.39 17,605 SH SHARED 17,605 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 207.76 4,204 SH SHARED 01 4,204 VANGUARD ADMIRAL FDS INC MIDCP 400 GRTH 921932869 37.25 677 SH SHARED 677 VANGUARD ADMIRAL FDS INC MIDCP 400 GRTH 921932869 63.16 1,148 SH SHARED 01 1,148 VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 486.37 9,208 SH SHARED 01 9,208 VANGUARD ADMIRAL FDS INC SMLCP 600 GRTH 921932794 91.79 1,659 SH SHARED 01 1,659 VANGUARD ADMIRAL FDS INC SMLCP 600 VAL 921932778 45.76 903 SH SHARED 01 903 VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 921932828 185.52 3,511 SH SHARED 01 3,511 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 143,051.77 1,632,452 SH SHARED 01 1,632,452 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 2,640.13 28,769 SH SHARED 01 28,769 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 40.71 500 SH SHARED 21 500 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 73,637.14 904,411 SH SHARED 01 904,411

VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 105.26 1,257 SH SHARED 21 1,257 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 2,649.28 31,637 SH SHARED 31,637 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 198,893.22 2,375,128 SH SHARED 01 2,375,128 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 5,338.06 115,793 SH SHARED 01 115,793 VANGUARD INDEX FDS GROWTH ETF 922908736 71.27 1,274 SH SHARED 21 1,274 VANGUARD INDEX FDS GROWTH ETF 922908736 85,252.00 1,523,990 SH SHARED 01 1,523,990 VANGUARD INDEX FDS LARGE CAP ETF 922908637 24,569.34 475,689 SH SHARED 01 475,689 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 39.13 720 SH SHARED 720 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1,569.14 28,871 SH SHARED 28,871 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 18,554.60 341,391 SH SHARED 01 341,391 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1,966.43 42,380 SH SHARED 42,380 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 31,721.17 683,646 SH SHARED 01 683,646 VANGUARD INDEX FDS MID CAP ETF 922908629 18,641.45 286,351 SH SHARED 01 286,351 VANGUARD INDEX FDS REIT ETF 922908553 29,176.74 573,555 SH SHARED 01 573,555 VANGUARD INDEX FDS SMALL CP ETF 922908751 4,300.20 70,070 SH SHARED 17 70,070 VANGUARD INDEX FDS SMALL CP ETF 922908751 28,993.03 472,430 SH SHARED 01 472,430 VANGUARD INDEX FDS SM CP VAL ETF 922908611 15.12 272 SH SHARED 21 272 VANGUARD INDEX FDS SM CP VAL ETF 922908611 26,047.68 468,652 SH SHARED 01 468,652 VANGUARD INDEX FDS SML CP GRW ETF 922908595 71.81 1,074 SH SHARED 21 1,074 VANGUARD INDEX FDS SML CP GRW ETF 922908595 20,776.54 310,747 SH SHARED 01 310,747 VANGUARD INDEX FDS S&P 500 ETF SH 922908413 10,149.20 196,082 SH SHARED 01 196,082 VANGUARD INDEX FDS TOTAL STK MKT 922908769 54,975.30 952,448 SH SHARED 01 952,448 VANGUARD INDEX FDS VALUE ETF 922908744 65.82 1,399 SH SHARED 21 1,399 VANGUARD INDEX FDS VALUE ETF 922908744 102,670.30 2,182,153 SH SHARED 01 2,182,153 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 40,681.36 1,050,655 SH SHARED 01 1,050,655 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 9,323.39 118,845 SH SHARED 01 118,845 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 1,308.76 31,921 SH SHARED 01 31,921 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 57.33 1,600 SH P SHARED 1,600 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 71.66 2,000 SH SHARED 2,000 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 372.63 10,400 SH C SHARED 10,400 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 1,042.65 29,100 SH P SHARED 01 29,100 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 19,623.91 547,695 SH SHARED 17 547,695 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 34,137.93 952,775 SH SHARED 952,775

VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 176,069.41 4,914,022 SH SHARED 01 4,914,022 VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 143.12 3,520 SH SHARED 21 3,520 VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 1,858.37 45,705 SH SHARED 17 45,705 VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 61,123.77 1,503,290 SH SHARED 01 1,503,290 VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 922042866 4.85 100 SH SHARED 21 100 VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 922042866 1,611.49 33,254 SH SHARED 17 33,254 VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 922042866 20,810.61 429,439 SH SHARED 01 429,439 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 529.59 13,028 SH SHARED 01 13,028 VANGUARD NATURAL RESOURCES L COM UNIT 92205F106 10.44 400 SH P SHARED 400 VANGUARD NATURAL RESOURCES L COM UNIT 92205F106 105.93 4,060 SH SHARED 4,060 VANGUARD NATURAL RESOURCES L COM UNIT 92205F106 2,424.31 92,921 SH SHARED 01 92,921 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 7,933.76 97,996 SH SHARED 01 97,996 VANGUARD SCOTTSDALE FDS INT-TERM GOV 92206C706 160.21 2,453 SH SHARED 2,453 VANGUARD SCOTTSDALE FDS INT-TERM GOV 92206C706 828.26 12,682 SH SHARED 01 12,682 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 1,673.51 19,899 SH SHARED 01 19,899 VANGUARD SCOTTSDALE FDS LONG-TERM GOV 92206C847 673.77 9,004 SH SHARED 01 9,004 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 4,647.40 89,649 SH SHARED 01 89,649 VANGUARD SCOTTSDALE FDS SHRT-TERM CORP 92206C409 28,672.60 369,397 SH SHARED 01 369,397 VANGUARD SCOTTSDALE FDS SHTRM GVT BD ETF 92206C102 5.74 94 SH SHARED 94 VANGUARD SCOTTSDALE FDS SHTRM GVT BD ETF 92206C102 8,788.50 143,885 SH SHARED 01 143,885 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 178.14 3,453 SH SHARED 01 3,453 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 7.68 150 SH SHARED 01 150 VANGUARD SCOTTSDALE FDS VNG RUS2000VAL 92206C649 56.63 1,152 SH SHARED 1,152

VANGUARD SCOTTSDALE FDS VNG RUS2000VAL 92206C649 305.82 6,221 SH SHARED 01 6,221 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 50,484.79 1,035,373 SH SHARED 01 1,035,373 VANGUARD STAR FD INTL STK IDXFD 921909768 1,162.82 28,847 SH SHARED 01 28,847 VANGUARD TAX-MANAGED INTL FD MSCI EAFE ETF 921943858 37,478.77 1,243,902 SH SHARED 01 1,243,902 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 7,590.63 187,794 SH SHARED 01 187,794 VANGUARD WORLD FD EXTENDED DUR 921910709 1,050.63 8,514 SH SHARED 01 8,514 VANGUARD WORLD FD MEGA CAP INDEX 921910873 496.46 12,802 SH SHARED 12,802 VANGUARD WORLD FD MEGA CAP INDEX 921910873 4,330.25 111,662 SH SHARED 01 111,662 VANGUARD WORLD FD MEGA GRWTH IND 921910816 10,437.36 239,774 SH SHARED 01 239,774 VANGUARD WORLD FD MEGA VALUE 300 921910840 1,663.83 48,480 SH SHARED 48,480 VANGUARD WORLD FD MEGA VALUE 300 921910840 9,503.07 276,896 SH SHARED 01 276,896 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 9,403.42 168,641 SH SHARED 01 168,641 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 8,977.61 117,770 SH SHARED 01 117,770 VANGUARD WORLD FDS ENERGY ETF 92204A306 8.63 100 SH C SHARED 100 VANGUARD WORLD FDS ENERGY ETF 92204A306 86.34 1,000 SH P SHARED 1,000 VANGUARD WORLD FDS ENERGY ETF 92204A306 3,334.19 38,617 SH SHARED 38,617 VANGUARD WORLD FDS ENERGY ETF 92204A306 12,649.59 146,509 SH SHARED 01 146,509 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 7,879.78 316,241 SH SHARED 01 316,241 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 14,689.91 259,127 SH SHARED 01 259,127 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 1,382.67 25,605 SH SHARED 25,605 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 5,546.34 102,710 SH SHARED 01 102,710 VANGUARD WORLD FDS INF TECH ETF 92204A702 49,319.10 868,906 SH SHARED 01 868,906 VANGUARD WORLD FDS MATERIALS ETF 92204A801 2,490.48 38,630 SH SHARED 01 38,630 VANGUARD WORLD FDS TELCOMM ETF 92204A884 6,263.03 103,214 SH SHARED 01 103,214 VANGUARD WORLD FDS UTILITIES ETF 92204A876 92.90 1,300 SH SHARED 21 1,300 VANGUARD WORLD FDS UTILITIES ETF 92204A876 10,541.28 147,513 SH SHARED 01 147,513 VARIAN MED SYS INC COM 92220P105 15.65 300 SH P SHARED 300 VARIAN MED SYS INC COM 92220P105 60.56 1,161 SH SHARED 21 1,161 VARIAN MED SYS INC COM 92220P105 125.55 2,407 SH SHARED 20 2,407 VARIAN MED SYS INC COM 92220P105 427.71 8,200 SH SHARED 8,200 VARIAN MED SYS INC COM 92220P105 646.78 12,400 SH C SHARED 12,400 VARIAN MED SYS INC COM 92220P105 8,580.42 164,502 SH SHARED 01 164,502 VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 428.05 7,000 SH C SHARED 7,000 VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 587.90 9,614 SH SHARED 01 9,614 VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 935.60 15,300 SH P SHARED 15,300

VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 2,416.04 39,510 SH SHARED 39,510 VASCO DATA SEC INTL INC COM 92230Y104 4.05 792 SH SHARED 01 792 VASCO DATA SEC INTL INC COM 92230Y104 8.69 1,700 SH C SHARED 1,700 VASCO DATA SEC INTL INC COM 92230Y104 14.31 2,800 SH P SHARED 2,800 VASCO DATA SEC INTL INC COM 92230Y104 79.41 15,541 SH SHARED 15,541 VASCULAR SOLUTIONS INC COM 92231M109 2.29 200 SH P SHARED 200 VASCULAR SOLUTIONS INC COM 92231M109 17.75 1,550 SH SHARED 01 1,550 VCA ANTECH INC COM 918194101 143.15 8,958 SH SHARED 01 8,958 VCA ANTECH INC COM 918194101 449.58 28,134 SH SHARED 28,134 VECTOR GROUP LTD COM 92240M108 7.22 420 SH C SHARED 420 VECTOR GROUP LTD COM 92240M108 135.29 7,875 SH P SHARED 7,875 VECTOR GROUP LTD COM 92240M108 246.53 14,350 SH SHARED 14,350 VECTOR GROUP LTD COM 92240M108 360.95 21,010 SH SHARED 01 21,010 VECTREN CORP COM 92240G101 167.90 6,200 SH C SHARED 6,200 VECTREN CORP COM 92240G101 459.11 16,954 SH SHARED 16,954 VECTREN CORP COM 92240G101 907.88 33,526 SH SHARED 01 33,526 VEECO INSTRS INC DEL COM 922417100 25.91 1,062 SH SHARED 21 1,062 VEECO INSTRS INC DEL COM 922417100 65.88 2,700 SH C SHARED 2,700 VEECO INSTRS INC DEL COM 922417100 209.23 8,575 SH SHARED 8,575 VEECO INSTRS INC DEL COM 922417100 517.28 21,200 SH P SHARED 21,200 VEECO INSTRS INC DEL COM 922417100 5,150.01 211,066 SH SHARED 211,066 VEECO INSTRS INC DEL COM 922417100 5,160.09 211,479 SH SHARED 01 211,479 VELTI PLC ST HELIER SHS G93285107 2.24 339 SH SHARED 01 339 VELTI PLC ST HELIER SHS G93285107 88.79 13,432 SH SHARED 13,432 VENOCO INC COM 92275P307 1.76 200 SH SHARED 01 200 VENOCO INC COM 92275P307 20.26 2,300 SH C SHARED 2,300 VENOCO INC COM 92275P307 33.48 3,800 SH P SHARED 3,800 VENTAS INC COM 92276F100 22.48 455 SH SHARED 21 455 VENTAS INC COM 92276F100 49.40 1,000 SH P SHARED 1,000 VENTAS INC COM 92276F100 271.70 5,500 SH C SHARED 5,500 VENTAS INC COM 92276F100 4,555.72 92,221 SH SHARED 01 92,221 VENTAS INC COM 92276F100 7,294.35 147,659 SH SHARED 147,659 VENTRUS BIOSCIENCES INC COM 922822101 0.90 100 SH SHARED 01 100 VENTRUS BIOSCIENCES INC COM 922822101 13.72 1,519 SH SHARED 1,519 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 500.72 34,390 SH SHARED 34,390 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 4,313.87 296,282 SH SHARED 01 296,282 VERA BRADLEY INC COM 92335C106 1,567.74 43,488 SH SHARED 01 43,488 VERENIUM CORP COM NEW 92340P209 2.00 833 SH SHARED 833

VERENIUM CORP COM NEW 92340P209 3.86 1,609 SH SHARED 01 1,609 VERIFONE SYS INC NOTE 1.375% 6/1 92342YAB5 15.47 15,000 PRN SHARED 01 15,000 VERIFONE SYS INC COM 92342Y109 3.36 96 SH SHARED 21 96 VERIFONE SYS INC COM 92342Y109 1,196.70 34,172 SH SHARED 01 34,172 VERIFONE SYS INC COM 92342Y109 9,136.72 260,900 SH C SHARED 260,900 VERIFONE SYS INC COM 92342Y109 10,022.72 286,200 SH P SHARED 286,200 VERINT SYS INC COM 92343X100 5.21 198 SH SHARED 21 198 VERINT SYS INC COM 92343X100 202.67 7,709 SH SHARED 01 7,709 VERINT SYS INC COM 92343X100 2,331.66 88,690 SH SHARED 88,690 VERISIGN INC SDCV 3.250% 8/1 92343EAD4 512.67 502,000 PRN SHARED 502,000 VERISIGN INC SDCV 3.250% 8/1 92343EAD4 32.68 32,000 PRN SHARED 01 32,000 VERISIGN INC COM 92343E102 240.32 8,400 SH SHARED 8,400 VERISIGN INC COM 92343E102 437.73 15,300 SH C SHARED 15,300 VERISIGN INC COM 92343E102 652.31 22,800 SH P SHARED 22,800 VERISIGN INC COM 92343E102 2,024.36 70,757 SH SHARED 01 70,757 VERISIGN INC COM 92343E102 16,794.67 587,021 SH SHARED 587,021 VERISK ANALYTICS INC CL A 92345Y106 19.02 547 SH SHARED 21 547 VERISK ANALYTICS INC CL A 92345Y106 34.77 1,000 SH C SHARED 1,000 VERISK ANALYTICS INC CL A 92345Y106 179.93 5,175 SH SHARED 20 5,175 VERISK ANALYTICS INC CL A 92345Y106 254.24 7,312 SH SHARED 7,312 VERISK ANALYTICS INC CL A 92345Y106 653.88 18,806 SH SHARED 18,806 VERISK ANALYTICS INC CL A 92345Y106 12,594.39 362,220 SH SHARED 01 362,220 VERIZON COMMUNICATIONS INC COM 92343V104 40.04 1,088 SH SHARED 21 1,088 VERIZON COMMUNICATIONS INC COM 92343V104 2,398.11 65,166 SH SHARED 20 65,166 VERIZON COMMUNICATIONS INC COM 92343V104 6,197.30 168,405 SH SHARED 168,405 VERIZON COMMUNICATIONS INC COM 92343V104 21,351.36 580,200 SH P SHARED 580,200 VERIZON COMMUNICATIONS INC COM 92343V104 24,166.56 656,700 SH C SHARED 656,700 VERIZON COMMUNICATIONS INC COM 92343V104 56,190.36 1,526,912 SH SHARED 1,526,912 VERIZON COMMUNICATIONS INC COM 92343V104 143,626.09 3,902,883 SH SHARED 01 3,902,883 VERMILLION INC COM NEW 92407M206 3.36 1,287 SH SOLE 1,287 VERSANT CORP COM NEW 925284309 14.85 1,304 SH SOLE 1,304 VERSAR INC COM 925297103 19.18 6,849 SH SOLE 6,849 VERTEX PHARMACEUTICALS INC COM 92532F100 66.69 1,500 SH SHARED 17 1,500 VERTEX PHARMACEUTICALS INC COM 92532F100 551.30 12,400 SH SHARED 12,400 VERTEX PHARMACEUTICALS INC COM 92532F100 658.01 14,800 SH P SHARED 14,800

VERTEX PHARMACEUTICALS INC COM 92532F100 1,769.51 39,800 SH C SHARED 39,800 VERTEX PHARMACEUTICALS INC COM 92532F100 2,098.60 47,202 SH SHARED 47,202 VERTEX PHARMACEUTICALS INC COM 92532F100 6,592.66 148,283 SH SHARED 01 148,283 VERTRO INC COM NEW 92535G204 2.78 1,578 SH SOLE 1,578 VESTIN REALTY MORTGAGE I INC COM 925490104 1.71 1,500 SH SHARED 01 1,500 VESTIN REALTY MORTGAGE I INC COM 925490104 6.04 5,300 SH SHARED 5,300 VESTIN RLTY MTG II INC COM NEW 92549X201 3.95 3,209 SH SHARED 3,209 VESTIN RLTY MTG II INC COM NEW 92549X201 4.92 4,000 SH SHARED 01 4,000 VIACOM INC NEW CL A 92553P102 24.18 500 SH P SHARED 500 VIACOM INC NEW CL A 92553P102 443.12 9,163 SH SHARED 01 9,163 VIACOM INC NEW CL B 92553P201 124.98 3,226 SH SHARED 20 3,226 VIACOM INC NEW CL B 92553P201 1,119.47 28,897 SH SHARED 28,897 VIACOM INC NEW CL B 92553P201 4,842.50 125,000 SH P SHARED 125,000 VIACOM INC NEW CL B 92553P201 13,478.73 347,928 SH SHARED 347,928 VIACOM INC NEW CL B 92553P201 21,579.34 557,030 SH SHARED 01 557,030 VIAD CORP COM NEW 92552R406 6.38 376 SH SHARED 01 376 VIASAT INC COM 92552V100 1.67 50 SH SHARED 01 50 VIASYSTEMS GROUP INC COM PAR$.01 92553H803 3.45 196 SH SOLE 196 VICAL INC COM 925602104 5.95 2,400 SH P SOLE 2,400 VICAL INC COM 925602104 9.42 3,800 SH C SOLE 3,800 VICON INDS INC COM 925811101 4.23 1,317 SH SOLE 1,317 VICOR CORP COM 925815102 4.38 500 SH C SHARED 500 VICOR CORP COM 925815102 4.80 548 SH SHARED 548 VICOR CORP COM 925815102 28.00 3,200 SH SHARED 01 3,200 VIMICRO INTL CORP ADR 92718N109 7.77 5,549 SH SOLE 5,549 VIMPELCOM LTD SPONSORED ADR 92719A106 13.34 1,400 SH P SHARED 1,400 VIMPELCOM LTD SPONSORED ADR 92719A106 245.74 25,786 SH SHARED 25,786 VIMPELCOM LTD SPONSORED ADR 92719A106 3,001.48 314,951 SH SHARED 01 314,951 VIRCO MFG CO COM 927651109 1.20 799 SH SOLE 799 VIRGIN MEDIA INC NOTE 6.500%11/1 92769LAB7 3,000.00 2,000,000 PRN SHARED 2,000,000 VIRGIN MEDIA INC NOTE 6.500%11/1 92769LAB7 42.00 28,000 PRN SHARED 01 28,000 VIRGIN MEDIA INC COM 92769L101 4.87 200 SH C SHARED 200 VIRGIN MEDIA INC COM 92769L101 187.59 7,704 SH SHARED 01 7,704 VIRGIN MEDIA INC COM 92769L101 214.28 8,800 SH P SHARED 8,800 VIRGIN MEDIA INC COM 92769L101 390.09 16,020 SH SHARED 16,020 VIRGIN MEDIA INC COM 92769L101 33,327.26 1,368,676 SH SHARED 1,368,676 VIRGINIA COMM BANCORP INC COM 92778Q109 47.91 8,162 SH SHARED 8,162 VIRGINIA COMM BANCORP INC COM 92778Q109 66.04 11,251 SH SHARED 01 11,251

VIRNETX HLDG CORP COM 92823T108 119.92 8,000 SH P SHARED 8,000 VIRNETX HLDG CORP COM 92823T108 209.38 13,968 SH SHARED 13,968 VIRNETX HLDG CORP COM 92823T108 630.79 42,081 SH SHARED 01 42,081 VIRNETX HLDG CORP COM 92823T108 1,367.09 91,200 SH C SHARED 91,200 VIROPHARMA INC COM 928241108 3.61 200 SH C SHARED 200 VIROPHARMA INC COM 928241108 1,275.40 70,581 SH SHARED 01 70,581 VIRTUALSCOPICS INC COM 928269109 4.64 4,642 SH SHARED 4,642 VIRTUALSCOPICS INC COM 928269109 26.80 26,800 SH SHARED 01 26,800 VIRTUS INVT PARTNERS INC COM 92828Q109 322.69 6,018 SH SHARED 01 6,018 VISA INC COM CL A 92826C839 152.92 1,784 SH SHARED 21 1,784 VISA INC COM CL A 92826C839 2,979.97 34,764 SH SHARED 34,764 VISA INC COM CL A 92826C839 6,971.61 81,330 SH SHARED 20 81,330 VISA INC COM CL A 92826C839 37,364.06 435,885 SH SHARED 01 435,885 VISA INC COM CL A 92826C839 47,146.00 550,000 SH P SHARED 550,000 VISA INC COM CL A 92826C839 58,452.47 681,900 SH C SHARED 681,900 VISA INC COM CL A 92826C839 339,238.53 3,957,519 SH SHARED 3,957,519 VISHAY INTERTECHNOLOGY INC COM 928298108 0.84 100 SH P SHARED 100 VISHAY INTERTECHNOLOGY INC COM 928298108 48.49 5,800 SH C SHARED 5,800 VISHAY INTERTECHNOLOGY INC COM 928298108 127.77 15,283 SH SHARED 01 15,283 VISHAY INTERTECHNOLOGY INC COM 928298108 1,131.82 135,385 SH SHARED 135,385 VISHAY PRECISION GROUP INC COM 92835K103 2.49 189 SH SHARED 01 189 VISIONCHINA MEDIA INC SPONS ADR 92833U103 1.71 936 SH SOLE 936 VISION-SCIENCES INC DEL COM 927912105 2.56 1,347 SH SOLE 1,347 VIST FINANCIAL CORP COM 918255100 5.18 954 SH SOLE 954 VISTA GOLD CORP COM NEW 927926303 1.67 500 SH P SHARED 500 VISTA GOLD CORP COM NEW 927926303 23.36 6,995 SH SHARED 01 6,995 VISTA GOLD CORP COM NEW 927926303 54.78 16,400 SH C SHARED 16,400 VISTAPRINT N V SHS N93540107 3.68 136 SH SHARED 01 136 VISTAPRINT N V SHS N93540107 27.03 1,000 SH P SHARED 1,000 VISTAPRINT N V SHS N93540107 28.30 1,047 SH SHARED 1,047 VISTEON CORP COM NEW 92839U206 4.30 100 SH P SHARED 100 VISTEON CORP COM NEW 92839U206 6.02 140 SH SHARED 20 140 VISTEON CORP COM NEW 92839U206 54.52 1,268 SH SHARED 1,268 VISTEON CORP COM NEW 92839U206 2,425.42 56,405 SH SHARED 01 56,405 VITACOST COM INC COM 92847A200 10.22 2,148 SH SOLE 2,148 VITAMIN SHOPPE INC COM 92849E101 1.39 37 SH SHARED 21 37 VITAMIN SHOPPE INC COM 92849E101 1,056.89 28,229 SH SHARED 01 28,229

VITESSE SEMICONDUCTOR CORP COM NEW 928497304 0.31 105 SH SHARED 01 105 VITESSE SEMICONDUCTOR CORP COM NEW 928497304 6.01 2,038 SH SHARED 2,038 VITRAN CORP INC COM 92850E107 40.64 10,288 SH SOLE 10,288 VIVUS INC COM 928551100 73.44 9,100 SH P SHARED 9,100 VIVUS INC COM 928551100 1,168.26 144,766 SH SHARED 01 144,766 VIVUS INC COM 928551100 1,743.93 216,100 SH C SHARED 216,100 VMWARE INC CL A COM 928563402 80.38 1,000 SH SHARED 21 1,000 VMWARE INC CL A COM 928563402 426.01 5,300 SH SHARED 5,300 VMWARE INC CL A COM 928563402 1,359.95 16,919 SH SHARED 17 16,919 VMWARE INC CL A COM 928563402 4,067.71 50,606 SH SHARED 50,606 VMWARE INC CL A COM 928563402 5,465.84 68,000 SH P SHARED 68,000 VMWARE INC CL A COM 928563402 7,660.21 95,300 SH C SHARED 95,300 VMWARE INC CL A COM 928563402 28,776.76 358,009 SH SHARED 01 358,009 VOC ENERGY TR TR UNIT 91829B103 8.10 389 SH SHARED 389 VOC ENERGY TR TR UNIT 91829B103 94.57 4,540 SH SHARED 01 4,540 VOCUS INC COM 92858J108 66.29 3,955 SH SHARED 01 3,955 VOCUS INC COM 92858J108 234.22 13,975 SH SHARED 13,975 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 25.66 1,000 SH SHARED 1,000 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 136.18 5,307 SH SHARED 21 5,307 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 2,024.78 78,908 SH SHARED 20 78,908 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 4,245.45 165,450 SH SHARED 165,450 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 107,800.05 4,201,093 SH SHARED 01 4,201,093 VOLCANO CORPORATION COM 928645100 2.96 100 SH P SHARED 100 VOLCANO CORPORATION COM 928645100 23.41 790 SH SHARED 790 VOLCANO CORPORATION COM 928645100 61.51 2,076 SH SHARED 01 2,076 VOLTERRA SEMICONDUCTOR CORP COM 928708106 5.77 300 SH C SHARED 300 VOLTERRA SEMICONDUCTOR CORP COM 928708106 207.63 10,797 SH SHARED 10,797 VOLTERRA SEMICONDUCTOR CORP COM 928708106 956.08 49,718 SH SHARED 01 49,718 VONAGE HLDGS CORP COM 92886T201 3.12 1,200 SH C SOLE 1,200 VORNADO RLTY L P DEB 3.875% 4/1 929043AC1 41.20 40,000 PRN SHARED 01 40,000 VORNADO RLTY TR PFD CONV SER A 929042208 126.47 1,191 SH SOLE 1,191 VORNADO RLTY TR SH BEN INT 929042109 6.49 87 SH SHARED 21 87 VORNADO RLTY TR SH BEN INT 929042109 1,731.18 23,200 SH C SHARED 23,200 VORNADO RLTY TR SH BEN INT 929042109 3,171.35 42,500 SH P SHARED 42,500 VORNADO RLTY TR SH BEN INT 929042109 5,750.89 77,069 SH SHARED 01 77,069 VORNADO RLTY TR SH BEN INT 929042109 7,622.43 102,150 SH SHARED 102,150

VOYAGER OIL & GAS INC COM 92911K100 1.47 700 SH C SHARED 700 VOYAGER OIL & GAS INC COM 92911K100 844.62 402,202 SH SHARED 01 402,202 VRINGO INC COM 92911N104 2.49 1,750 SH SOLE 1,750 VRINGO INC *W EXP 99/99/999 92911N112 0.13 1,100 SH SOLE 1,100 VSB BANCORP INC N Y COM 917927105 22.70 2,158 SH SOLE 2,158 VULCAN MATLS CO COM 929160109 239.80 8,701 SH SHARED 8,701 VULCAN MATLS CO COM 929160109 314.18 11,400 SH C SHARED 11,400 VULCAN MATLS CO COM 929160109 1,733.52 62,900 SH P SHARED 62,900 VULCAN MATLS CO COM 929160109 1,833.68 66,534 SH SHARED 01 66,534 W & T OFFSHORE INC COM 92922P106 399.04 29,000 SH P SHARED 29,000 W & T OFFSHORE INC COM 92922P106 709.22 51,542 SH SHARED 01 51,542 W P CAREY & CO LLC COM 92930Y107 264.81 7,269 SH SHARED 7,269 W P CAREY & CO LLC COM 92930Y107 8,896.83 244,217 SH SHARED 01 244,217 WABASH NATL CORP COM 929566107 10.02 2,100 SH SHARED 01 2,100 WABASH NATL CORP COM 929566107 246.13 51,600 SH C SHARED 51,600 WABCO HLDGS INC COM 92927K102 11.36 300 SH C SHARED 300 WABCO HLDGS INC COM 92927K102 20.29 536 SH SHARED 20 536 WABCO HLDGS INC COM 92927K102 377.16 9,962 SH SHARED 9,962 WABCO HLDGS INC COM 92927K102 4,808.11 126,997 SH SHARED 01 126,997 WABTEC CORP COM 929740108 35.95 680 SH SHARED 21 680 WABTEC CORP COM 929740108 270.17 5,110 SH SHARED 20 5,110 WABTEC CORP COM 929740108 2,498.69 47,261 SH SHARED 01 47,261 WACCAMAW BANKSHARES INC *W EXP 09/30/201 929741114 0.09 986 SH SOLE 986 WACOAL HOLDINGS CORP ADR 930004205 19.91 316 SH SHARED 21 316 WACOAL HOLDINGS CORP ADR 930004205 73.71 1,170 SH SHARED 1,170 WACOAL HOLDINGS CORP ADR 930004205 1,559.94 24,761 SH SHARED 01 24,761 WADDELL & REED FINL INC CL A 930059100 50.20 2,007 SH SHARED 01 2,007 WADDELL & REED FINL INC CL A 930059100 208.83 8,350 SH SHARED 20 8,350 WADDELL & REED FINL INC CL A 930059100 394.13 15,759 SH SHARED 15,759 WAL MART STORES INC COM 931142103 9.96 192 SH SHARED 17 192 WAL MART STORES INC COM 931142103 152.27 2,934 SH SHARED 21 2,934 WAL MART STORES INC COM 931142103 681.55 13,132 SH SHARED 20 13,132 WAL MART STORES INC COM 931142103 6,414.89 123,601 SH SHARED 123,601 WAL MART STORES INC COM 931142103 13,037.28 251,200 SH C SHARED 251,200 WAL MART STORES INC COM 931142103 24,828.96 478,400 SH P SHARED 478,400 WAL MART STORES INC COM 931142103 37,233.11 717,401 SH SHARED 717,401 WAL MART STORES INC COM 931142103 77,965.01 1,502,216 SH SHARED 01 1,502,216 WALGREEN CO COM 931422109 2,150.68 65,390 SH SHARED 65,390 WALGREEN CO COM 931422109 5,992.03 182,184 SH SHARED 182,184 WALGREEN CO COM 931422109 6,249.10 190,000 SH C SHARED 190,000 WALGREEN CO COM 931422109 18,069.77 549,400 SH P SHARED 549,400

WALGREEN CO COM 931422109 30,569.81 929,456 SH SHARED 01 929,456 WALTER ENERGY INC COM 93317Q105 201.21 3,353 SH SHARED 3,353 WALTER ENERGY INC COM 93317Q105 2,419.18 40,313 SH SHARED 01 40,313 WALTER ENERGY INC COM 93317Q105 4,314.72 71,900 SH C SHARED 71,900 WALTER ENERGY INC COM 93317Q105 7,231.21 120,500 SH P SHARED 120,500 WALTER ENERGY INC COM 93317Q105 8,209.43 136,801 SH SHARED 136,801 WALTER INVT MGMT CORP COM 93317W102 2.89 126 SH SHARED 21 126 WALTER INVT MGMT CORP COM 93317W102 6.88 300 SH C SHARED 300 WALTER INVT MGMT CORP COM 93317W102 27.86 1,215 SH SHARED 01 1,215 WARNACO GROUP INC COM NEW 934390402 13.83 300 SH C SHARED 300 WARNACO GROUP INC COM NEW 934390402 347.89 7,548 SH SHARED 01 7,548 WARNER CHILCOTT PLC IRELAND SHS A G94368100 12.81 896 SH SHARED 21 896 WARNER CHILCOTT PLC IRELAND SHS A G94368100 91.52 6,400 SH C SHARED 6,400 WARNER CHILCOTT PLC IRELAND SHS A G94368100 104.39 7,300 SH SHARED 7,300 WARNER CHILCOTT PLC IRELAND SHS A G94368100 2,469.54 172,695 SH SHARED 172,695 WARNER CHILCOTT PLC IRELAND SHS A G94368100 3,688.36 257,927 SH SHARED 01 257,927 WARREN RES INC COM 93564A100 0.71 300 SH C SHARED 300 WARREN RES INC COM 93564A100 2.39 1,005 SH SHARED 01 1,005 WARWICK VALLEY TEL CO COM 936750108 38.13 3,000 SH SHARED 01 3,000 WARWICK VALLEY TEL CO COM 936750108 48.12 3,786 SH SHARED 3,786 WASHINGTON FED INC COM 938824109 5.76 452 SH SHARED 21 452 WASHINGTON FED INC COM 938824109 177.65 13,944 SH SHARED 13,944 WASHINGTON FED INC COM 938824109 472.11 37,057 SH SHARED 01 37,057 WASHINGTON FED INC *W EXP 11/14/201 938824117 13.88 3,470 SH SOLE 3,470 WASHINGTON POST CO CL B 939640108 6.87 21 SH SHARED 21 WASHINGTON POST CO CL B 939640108 43.16 132 SH SHARED 132 WASHINGTON POST CO CL B 939640108 244.90 749 SH SHARED 01 749 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 78.90 2,800 SH C SHARED 2,800 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 753.14 26,726 SH SHARED 01 26,726 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 909.40 32,271 SH SHARED 32,271 WASHINGTON TR BANCORP COM 940610108 319.61 16,158 SH SHARED 01 16,158

WASTE CONNECTIONS INC COM 941053100 1.52 45 SH SHARED 21 45 WASTE CONNECTIONS INC COM 941053100 681.81 20,160 SH SHARED 20 20,160 WASTE CONNECTIONS INC COM 941053100 1,201.86 35,537 SH SHARED 35,537 WASTE CONNECTIONS INC COM 941053100 1,602.05 47,370 SH SHARED 01 47,370 WASTE MGMT INC DEL COM 94106L109 727.20 22,334 SH SHARED 22,334 WASTE MGMT INC DEL COM 94106L109 1,575.90 48,400 SH P SHARED 48,400 WASTE MGMT INC DEL COM 94106L109 2,503.86 76,900 SH C SHARED 76,900 WASTE MGMT INC DEL COM 94106L109 39,549.79 1,214,674 SH SHARED 01 1,214,674 WATERS CORP COM 941848103 7.25 96 SH SHARED 21 96 WATERS CORP COM 941848103 37.75 500 SH C SHARED 500 WATERS CORP COM 941848103 368.39 4,880 SH SHARED 20 4,880 WATERS CORP COM 941848103 407.50 5,398 SH SHARED 5,398 WATERS CORP COM 941848103 3,651.45 48,370 SH SHARED 01 48,370 WATERSTONE FINANCIAL INC COM 941888109 6.29 2,400 SH SOLE 2,400 WATSCO INC CL B 942622101 49.26 968 SH SOLE 968 WATSCO INC COM 942622200 10.22 200 SH C SHARED 200 WATSCO INC COM 942622200 593.78 11,620 SH SHARED 01 11,620 WATSON PHARMACEUTICALS INC COM 942683103 286.65 4,200 SH P SHARED 4,200 WATSON PHARMACEUTICALS INC COM 942683103 568.80 8,334 SH SHARED 8,334 WATSON PHARMACEUTICALS INC COM 942683103 655.20 9,600 SH C SHARED 9,600 WATSON PHARMACEUTICALS INC COM 942683103 2,908.27 42,612 SH SHARED 42,612 WATSON PHARMACEUTICALS INC COM 942683103 4,145.85 60,745 SH SHARED 20 60,745 WATSON PHARMACEUTICALS INC COM 942683103 5,453.72 79,908 SH SHARED 01 79,908 WATTS WATER TECHNOLOGIES INC CL A 942749102 8.00 300 SH C SHARED 300 WATTS WATER TECHNOLOGIES INC CL A 942749102 16.23 609 SH SHARED 21 609 WATTS WATER TECHNOLOGIES INC CL A 942749102 660.01 24,766 SH SHARED 24,766 WATTS WATER TECHNOLOGIES INC CL A 942749102 1,612.72 60,515 SH SHARED 01 60,515 WAUSAU PAPER CORP COM 943315101 22.49 3,519 SH SHARED 01 3,519 WAVE SYSTEMS CORP COM NEW 943526301 7.02 3,000 SH C SOLE 3,000 WAVE SYSTEMS CORP COM NEW 943526301 89.08 38,069 SH SOLE 38,069 WAYNE SVGS BANCSHARES INC NE COM 94624Q101 28.12 3,308 SH SOLE 3,308

WAYSIDE TECHNOLOGY GROUP INC COM 946760105 1.60 160 SH SHARED 160 WAYSIDE TECHNOLOGY GROUP INC COM 946760105 38.00 3,800 SH SHARED 01 3,800 WCA WASTE CORP COM 92926K103 8.48 2,000 SH SHARED 01 2,000 WD-40 CO COM 929236107 3.27 82 SH SHARED 21 82 WD-40 CO COM 929236107 1,154.01 28,966 SH SHARED 01 28,966 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 7.84 642 SH SHARED 20 642 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 125.15 10,250 SH SHARED 21 10,250 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 675.12 55,292 SH SHARED 55,292 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 6,255.85 512,355 SH P SHARED 512,355 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 8,287.72 678,765 SH SHARED 678,765 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 20,231.18 1,656,935 SH SHARED 01 1,656,935 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 43,706.92 3,579,600 SH C SHARED 3,579,600 WEB COM GROUP INC COM 94733A104 13.96 2,000 SH C SHARED 2,000 WEB COM GROUP INC COM 94733A104 862.07 123,506 SH SHARED 01 123,506 WEBMD HEALTH CORP COM 94770V102 3.02 100 SH P SHARED 100 WEBMD HEALTH CORP COM 94770V102 1,803.18 59,807 SH SHARED 01 59,807 WEBMD HEALTH CORP COM 94770V102 2,716.52 90,100 SH C SHARED 90,100 WEBMD HEALTH CORP COM 94770V102 12,128.59 402,275 SH SHARED 402,275 WEBMEDIABRANDS INC COM 94770W100 0.12 200 SH SHARED 01 200 WEBMEDIABRANDS INC COM 94770W100 2.60 4,326 SH SHARED 4,326 WEBSENSE INC COM 947684106 12.77 738 SH SHARED 01 738 WEBSENSE INC COM 947684106 18.10 1,046 SH SHARED 1,046 WEBSTER FINL CORP CONN COM 947890109 15.30 1,000 SH C SHARED 1,000 WEBSTER FINL CORP CONN COM 947890109 15.30 1,000 SH P SHARED 1,000 WEBSTER FINL CORP CONN COM 947890109 320.06 20,919 SH SHARED 01 20,919 WEIGHT WATCHERS INTL INC NEW COM 948626106 45.84 787 SH SHARED 787 WEIGHT WATCHERS INTL INC NEW COM 948626106 332.03 5,700 SH C SHARED 5,700 WEIGHT WATCHERS INTL INC NEW COM 948626106 390.28 6,700 SH P SHARED 6,700 WEIGHT WATCHERS INTL INC NEW COM 948626106 1,760.78 30,228 SH SHARED 01 30,228 WEINGARTEN RLTY INVS SH BEN INT 948741103 61.39 2,900 SH C SHARED 2,900

WEINGARTEN RLTY INVS SH BEN INT 948741103 460.72 21,763 SH SHARED 01 21,763 WEINGARTEN RLTY INVS SH BEN INT 948741103 635.25 30,007 SH SHARED 30,007 WEIS MKTS INC COM 948849104 839.93 22,664 SH SHARED 01 22,664 WELLCARE HEALTH PLANS INC COM 94946T106 136.73 3,600 SH C SHARED 3,600 WELLCARE HEALTH PLANS INC COM 94946T106 157.09 4,136 SH SHARED 01 4,136 WELLPOINT INC COM 94973V107 142.18 2,178 SH SHARED 20 2,178 WELLPOINT INC COM 94973V107 1,514.56 23,201 SH SHARED 23,201 WELLPOINT INC COM 94973V107 11,704.70 179,300 SH C SHARED 179,300 WELLPOINT INC COM 94973V107 12,892.80 197,500 SH P SHARED 197,500 WELLPOINT INC COM 94973V107 25,385.63 388,873 SH SHARED 01 388,873 WELLPOINT INC COM 94973V107 28,837.51 441,751 SH SHARED 441,751 WELLS FARGO & CO NEW COM 949746101 139.29 5,775 SH SHARED 21 5,775 WELLS FARGO & CO NEW COM 949746101 1,677.88 69,564 SH SHARED 17 69,564 WELLS FARGO & CO NEW COM 949746101 7,235.04 299,960 SH SHARED 299,960 WELLS FARGO & CO NEW COM 949746101 8,728.52 361,879 SH SHARED 20 361,879 WELLS FARGO & CO NEW COM 949746101 22,660.74 939,500 SH P SHARED 939,500 WELLS FARGO & CO NEW COM 949746101 30,519.54 1,265,321 SH SHARED 1,265,321 WELLS FARGO & CO NEW COM 949746101 33,870.56 1,404,252 SH C SHARED 1,404,252 WELLS FARGO & CO NEW COM 949746101 53,560.44 2,220,582 SH SHARED 01 2,220,582 WELLS FARGO & CO NEW PERP PFD CNV A 949746804 174.41 169 SH SHARED 169 WELLS FARGO & CO NEW PERP PFD CNV A 949746804 722.40 700 SH SHARED 01 700 WELLS FARGO & CO NEW *W EXP 10/28/201 949746119 146.60 19,039 SH SOLE 19,039 WELLS FARGO ADV GLB DIV OPP COM 94987C103 0.22 28 SH SHARED 28 WELLS FARGO ADV GLB DIV OPP COM 94987C103 247.04 30,957 SH SHARED 01 30,957 WELLS FARGO ADVANTAGE INCOME COM SHS 94987B105 13.67 1,461 SH SHARED 1,461 WELLS FARGO ADVANTAGE INCOME COM SHS 94987B105 1,034.07 110,478 SH SHARED 01 110,478 WELLS FARGO ADVANTAGE MULTI COM SHS 94987D101 6,559.95 461,643 SH SHARED 01 461,643 WELLS FARGO ADVANTAGE UTILS COM 94987E109 9.53 929 SH SHARED 929 WELLS FARGO ADVANTAGE UTILS COM 94987E109 135.90 13,246 SH SHARED 01 13,246 WELLS GARDNER ELECTRS CORP COM 949765101 1.04 439 SH SOLE 439 WENDYS CO COM 95058W100 39.47 8,600 SH P SHARED 8,600 WENDYS CO COM 95058W100 295.60 64,400 SH C SHARED 64,400 WENDYS CO COM 95058W100 596.73 130,006 SH SHARED 130,006 WENDYS CO COM 95058W100 1,298.71 282,943 SH SHARED 01 282,943 WERNER ENTERPRISES INC COM 950755108 4.08 196 SH SHARED 21 196

WERNER ENTERPRISES INC COM 950755108 103.21 4,955 SH SHARED 01 4,955 WESBANCO INC COM 950810101 7.34 424 SH SHARED 01 424 WESCO AIRCRAFT HLDGS INC COM 950814103 130.52 11,941 SH SOLE 11,941 WESCO INTL INC DBCV 6.000% 9/1 95082PAH8 41.11 29,000 PRN SHARED 01 29,000 WESCO INTL INC COM 95082P105 5.90 176 SH SHARED 21 176 WESCO INTL INC COM 95082P105 324.60 9,675 SH SHARED 20 9,675 WESCO INTL INC COM 95082P105 1,261.28 37,594 SH SHARED 37,594 WESCO INTL INC COM 95082P105 1,350.92 40,266 SH SHARED 01 40,266 WEST BANCORPORATION INC CAP STK 95123P106 12.72 1,500 SH SHARED 01 1,500 WEST COAST BANCORP ORE NEW COM NEW 952145209 34.51 2,465 SH SHARED 2,465 WEST COAST BANCORP ORE NEW COM NEW 952145209 197.13 14,081 SH SHARED 01 14,081 WEST MARINE INC COM 954235107 1.54 200 SH SHARED 01 200 WEST PHARMACEUTICAL SVSC INC COM 955306105 33.02 890 SH SHARED 21 890 WEST PHARMACEUTICAL SVSC INC COM 955306105 2,101.31 56,639 SH SHARED 01 56,639 WESTAMERICA BANCORPORATION COM 957090103 168.45 4,396 SH SHARED 01 4,396 WESTAR ENERGY INC COM 95709T100 5.28 200 SH P SHARED 200 WESTAR ENERGY INC COM 95709T100 11.28 427 SH SHARED 21 427 WESTAR ENERGY INC COM 95709T100 427.50 16,181 SH SHARED 16,181 WESTAR ENERGY INC COM 95709T100 1,035.11 39,179 SH SHARED 01 39,179 WESTELL TECHNOLOGIES INC CL A 957541105 21.60 10,000 SH SHARED 01 10,000 WESTELL TECHNOLOGIES INC CL A 957541105 65.12 30,147 SH SHARED 30,147 WESTERN ALLIANCE BANCORP COM 957638109 19.40 3,541 SH SHARED 01 3,541 WESTERN ASSET CLYM INFL OPP COM 95766R104 5,079.63 402,188 SH SHARED 01 402,188 WESTERN ASSET CLYM INFL SEC COM SH BEN INT 95766Q106 1,126.44 88,976 SH SHARED 01 88,976 WESTERN ASSET EMRG MKT DEBT COM 95766A101 9,008.16 498,239 SH SHARED 01 498,239 WESTERN ASSET EMRG MKT INCM COM 95766E103 33.19 2,613 SH SHARED 2,613 WESTERN ASSET EMRG MKT INCM COM 95766E103 1,688.16 132,926 SH SHARED 01 132,926 WESTERN ASSET GLB HI INCOME COM 95766B109 847.95 72,973 SH SHARED 01 72,973

WESTERN ASSET GLB PTNRS INCO COM 95766G108 28.42 2,540 SH SHARED 2,540 WESTERN ASSET GLB PTNRS INCO COM 95766G108 616.04 55,053 SH SHARED 01 55,053 WESTERN ASSET GLOBAL CP DEFI COM 95790C107 21.87 1,265 SH SHARED 1,265 WESTERN ASSET GLOBAL CP DEFI COM 95790C107 1,765.78 102,127 SH SHARED 01 102,127 WESTERN ASSET HGH YLD DFNDFD COM 95768B107 67.83 4,096 SH SHARED 4,096 WESTERN ASSET HGH YLD DFNDFD COM 95768B107 307.78 18,586 SH SHARED 01 18,586 WESTERN ASSET HIGH INCM FD I COM 95766H106 18.51 1,932 SH SOLE 1,932 WESTERN ASSET HIGH INCM FD I COM 95766J102 61.80 6,540 SH SHARED 6,540 WESTERN ASSET HIGH INCM FD I COM 95766J102 511.07 54,081 SH SHARED 01 54,081 WESTERN ASSET HIGH INCM OPP COM 95766K109 5,176.91 895,660 SH SHARED 01 895,660 WESTERN ASSET INCOME FD COM 95766T100 18.80 1,420 SH SHARED 1,420 WESTERN ASSET INCOME FD COM 95766T100 850.42 64,231 SH SHARED 01 64,231 WESTERN ASSET INFL MGMT FD I COM 95766U107 43.37 2,488 SH SHARED 01 2,488 WESTERN ASSET INFL MGMT FD I COM 95766U107 60.66 3,480 SH SHARED 3,480 WESTERN ASSET INTM MUNI FD I COM 958435109 619.70 65,507 SH SHARED 01 65,507 WESTERN ASSET INVT GRADE DEF COM 95790A101 21.13 985 SH SHARED 985 WESTERN ASSET INVT GRADE DEF COM 95790A101 34.45 1,606 SH SHARED 01 1,606 WESTERN ASSET MGD HI INCM FD COM 95766L107 5,997.36 1,057,735 SH SHARED 01 1,057,735 WESTERN ASSET MTG DEF OPPTY COM 95790B109 60.26 3,100 SH SHARED 01 3,100 WESTERN ASSET MUN DEF OPP TR COM 95768A109 70.16 3,338 SH SHARED 3,338 WESTERN ASSET MUN DEF OPP TR COM 95768A109 143.78 6,840 SH SHARED 01 6,840 WESTERN ASSET MUN HI INCM FD COM 95766N103 40.06 5,370 SH SHARED 01 5,370 WESTERN ASSET PREMIER BD FD SHS BEN INT 957664105 56.24 3,700 SH SHARED 01 3,700

WESTERN ASSET VAR RT STRG FD COM 957667108 11.60 752 SH SHARED 752 WESTERN ASSET VAR RT STRG FD COM 957667108 1,239.85 80,353 SH SHARED 01 80,353 WESTERN ASSET WORLDWIDE INCO COM 957668106 111.36 8,566 SH SHARED 01 8,566 WESTERN ASST MN PRT FD INC COM 95766P108 109.16 7,326 SH SHARED 01 7,326 WESTERN ASST MNG MUN FD INC COM 95766M105 14.66 1,119 SH SHARED 1,119 WESTERN ASST MNG MUN FD INC COM 95766M105 1,847.09 140,999 SH SHARED 01 140,999 WESTERN COPPER CORP COM 95805Y102 4.24 2,000 SH SHARED 2,000 WESTERN COPPER CORP COM 95805Y102 705.75 332,900 SH SHARED 01 332,900 WESTERN DIGITAL CORP COM 958102105 103.47 4,023 SH SHARED 4,023 WESTERN DIGITAL CORP COM 958102105 373.92 14,538 SH SHARED 14,538 WESTERN DIGITAL CORP COM 958102105 1,622.93 63,100 SH C SHARED 63,100 WESTERN DIGITAL CORP COM 958102105 3,027.24 117,700 SH P SHARED 117,700 WESTERN DIGITAL CORP COM 958102105 4,300.62 167,209 SH SHARED 01 167,209 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 215.28 6,375 SH SHARED 21 6,375 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 5,909.82 175,002 SH SHARED 01 175,002 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 6,151.00 182,144 SH SHARED 182,144 WESTERN LIBERTY BANCORP COM 961443108 0.28 104 SH SOLE 104 WESTERN REFNG INC COM 959319104 28.66 2,300 SH P SHARED 2,300 WESTERN REFNG INC COM 959319104 158.24 12,700 SH C SHARED 12,700 WESTERN REFNG INC COM 959319104 750.52 60,234 SH SHARED 01 60,234 WESTERN UN CO COM 959802109 17.49 1,144 SH SHARED 21 1,144 WESTERN UN CO COM 959802109 29.05 1,900 SH P SHARED 1,900 WESTERN UN CO COM 959802109 123.85 8,100 SH C SHARED 8,100 WESTERN UN CO COM 959802109 485.26 31,737 SH SHARED 31,737 WESTERN UN CO COM 959802109 603.96 39,500 SH SHARED 39,500 WESTERN UN CO COM 959802109 6,164.52 403,173 SH SHARED 01 403,173 WESTFIELD FINANCIAL INC NEW COM 96008P104 1.46 222 SH SOLE 222 WESTINGHOUSE SOLAR COM 96040V101 1.88 2,500 SH SHARED 01 2,500 WESTINGHOUSE SOLAR COM 96040V101 7.47 9,951 SH SHARED 9,951 WESTLAKE CHEM CORP COM 960413102 2.26 66 SH SHARED 21 66 WESTLAKE CHEM CORP COM 960413102 2.57 75 SH SHARED 20 75 WESTLAKE CHEM CORP COM 960413102 3.43 100 SH C SHARED 100 WESTLAKE CHEM CORP COM 960413102 6.86 200 SH P SHARED 200 WESTLAKE CHEM CORP COM 960413102 17.65 515 SH SHARED 515 WESTLAKE CHEM CORP COM 960413102 673.50 19,647 SH SHARED 01 19,647 WESTMORELAND COAL CO COM 960878106 0.27 35 SH SHARED 01 35

WESTPAC BKG CORP SPONSORED ADR 961214301 9.99 104 SH SHARED 104 WESTPAC BKG CORP SPONSORED ADR 961214301 1,586.24 16,513 SH SHARED 01 16,513 WESTPORT INNOVATIONS INC COM NEW 960908309 52.07 1,800 SH P SHARED 1,800 WESTPORT INNOVATIONS INC COM NEW 960908309 540.99 18,700 SH C SHARED 18,700 WESTPORT INNOVATIONS INC COM NEW 960908309 726.14 25,100 SH SHARED 01 25,100 WESTPORT INNOVATIONS INC COM NEW 960908309 1,006.33 34,785 SH SHARED 34,785 WESTWAY GROUP INC COM 96169B100 0.95 225 SH SOLE 225 WESTWOOD ONE INC COM NEW 961815305 0.03 7 SH SHARED 01 7 WET SEAL INC CL A 961840105 19.72 4,402 SH SHARED 01 4,402 WET SEAL INC CL A 961840105 44.35 9,900 SH C SHARED 9,900 WEYERHAEUSER CO COM 962166104 36.08 2,320 SH SHARED 20 2,320 WEYERHAEUSER CO COM 962166104 306.34 19,700 SH C SHARED 19,700 WEYERHAEUSER CO COM 962166104 377.87 24,300 SH P SHARED 24,300 WEYERHAEUSER CO COM 962166104 551.43 35,462 SH SHARED 35,462 WEYERHAEUSER CO COM 962166104 9,024.63 580,362 SH SHARED 01 580,362 WGL HLDGS INC COM 92924F106 596.91 15,278 SH SHARED 01 15,278 WHIRLPOOL CORP COM 963320106 7.99 160 SH SHARED 21 160 WHIRLPOOL CORP COM 963320106 246.71 4,943 SH SHARED 4,943 WHIRLPOOL CORP COM 963320106 484.08 9,699 SH SHARED 9,699 WHIRLPOOL CORP COM 963320106 888.40 17,800 SH P SHARED 17,800 WHIRLPOOL CORP COM 963320106 2,129.71 42,671 SH SHARED 01 42,671 WHIRLPOOL CORP COM 963320106 3,483.72 69,800 SH C SHARED 69,800 WHITE MTNS INS GROUP LTD COM G9618E107 657.32 1,620 SH SHARED 01 1,620 WHITE MTNS INS GROUP LTD COM G9618E107 1,499.25 3,695 SH SHARED 3,695 WHITE RIVER CAPITAL INC COM 96445P105 1.94 100 SH SOLE 100 WHITING PETE CORP NEW COM 966387102 1.30 37 SH SHARED 21 37 WHITING PETE CORP NEW COM 966387102 129.80 3,700 SH P SHARED 3,700 WHITING PETE CORP NEW COM 966387102 163.82 4,670 SH SHARED 20 4,670 WHITING PETE CORP NEW COM 966387102 252.58 7,200 SH SHARED 7,200 WHITING PETE CORP NEW COM 966387102 1,838.19 52,400 SH C SHARED 52,400 WHITING PETE CORP NEW COM 966387102 2,100.24 59,870 SH SHARED 01 59,870 WHITING PETE CORP NEW PERP PFD CONV 966387201 16.10 97 SH SOLE 97

WHITING USA TR I TR UNIT 966389108 57.62 3,465 SH SHARED 01 3,465 WHOLE FOODS MKT INC COM 966837106 666.16 10,200 SH SHARED 10,200 WHOLE FOODS MKT INC COM 966837106 10,889.99 166,743 SH SHARED 01 166,743 WHOLE FOODS MKT INC COM 966837106 18,966.02 290,400 SH C SHARED 290,400 WHOLE FOODS MKT INC COM 966837106 20,781.64 318,200 SH P SHARED 318,200 WIDEPOINT CORP COM 967590100 1.15 1,556 SH SOLE 1,556 WI-LAN INC COM 928972108 2,981.94 516,800 SH SOLE 516,800 WILEY JOHN & SONS INC CL A 968223206 59.35 1,336 SH SHARED 21 1,336 WILEY JOHN & SONS INC CL A 968223206 266.96 6,010 SH SHARED 20 6,010 WILEY JOHN & SONS INC CL A 968223206 413.91 9,318 SH SHARED 9,318 WILEY JOHN & SONS INC CL A 968223206 4,371.73 98,418 SH SHARED 01 98,418 WILEY JOHN & SONS INC CL B 968223305 67.77 1,509 SH SHARED 1,509 WILEY JOHN & SONS INC CL B 968223305 116.77 2,600 SH SHARED 01 2,600 WILLAMETTE VY VINEYARD INC COM 969136100 16.00 5,407 SH SOLE 5,407 WILLBROS GROUP INC DEL COM 969203108 3.34 800 SH SHARED 01 800 WILLBROS GROUP INC DEL COM 969203108 128.79 30,886 SH SHARED 30,886 WILLDAN GROUP INC COM 96924N100 11.30 3,030 SH SOLE 3,030 WILLIAMS COS INC DEL COM 969457100 26.94 1,107 SH SHARED 21 1,107 WILLIAMS COS INC DEL COM 969457100 774.01 31,800 SH SHARED 31,800 WILLIAMS COS INC DEL COM 969457100 20,119.42 826,599 SH SHARED 01 826,599 WILLIAMS COS INC DEL COM 969457100 36,806.95 1,512,200 SH C SHARED 1,512,200 WILLIAMS COS INC DEL COM 969457100 38,070.19 1,564,100 SH P SHARED 1,564,100 WILLIAMS COS INC DEL COM 969457100 95,918.07 3,940,759 SH SHARED 3,940,759 WILLIAMS CTLS INC COM NEW 969465608 6.93 635 SH SHARED 01 635 WILLIAMS CTLS INC COM NEW 969465608 8.78 805 SH SHARED 805 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 21.70 400 SH P SHARED 400 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 70.51 1,300 SH C SHARED 1,300 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 137.12 2,528 SH SHARED 21 2,528 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 10,682.68 196,952 SH SHARED 196,952 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 14,333.03 264,252 SH SHARED 01 264,252 WILLIAMS SONOMA INC COM 969904101 30.79 1,000 SH P SHARED 1,000 WILLIAMS SONOMA INC COM 969904101 101.61 3,300 SH C SHARED 3,300

WILLIAMS SONOMA INC COM 969904101 102.50 3,329 SH SHARED 3,329 WILLIAMS SONOMA INC COM 969904101 1,525.12 49,533 SH SHARED 01 49,533 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 11.75 342 SH SHARED 21 342 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 298.09 8,673 SH SHARED 8,673 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 439.94 12,800 SH SHARED 12,800 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 5,764.98 167,733 SH C SHARED 167,733 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 5,784.57 168,303 SH SHARED 01 168,303 WILLIS LEASE FINANCE CORP COM 970646105 8.95 793 SH SHARED 793 WILLIS LEASE FINANCE CORP COM 970646105 39.58 3,506 SH SHARED 01 3,506 WINDSTREAM CORP COM 97381W104 312.22 26,800 SH P SHARED 26,800 WINDSTREAM CORP COM 97381W104 413.58 35,500 SH SHARED 35,500 WINDSTREAM CORP COM 97381W104 441.54 37,900 SH C SHARED 37,900 WINDSTREAM CORP COM 97381W104 587.22 50,405 SH SHARED 20 50,405 WINDSTREAM CORP COM 97381W104 12,069.97 1,036,049 SH SHARED 01 1,036,049 WINN DIXIE STORES INC COM NEW 974280307 0.59 100 SH C SHARED 100 WINN DIXIE STORES INC COM NEW 974280307 2,933.96 495,601 SH SHARED 01 495,601 WINNEBAGO INDS INC COM 974637100 1.38 200 SH SHARED 01 200 WINNER MEDICAL GRP INC COM NEW 97476P204 3.49 1,100 SH SHARED 01 1,100 WINNER MEDICAL GRP INC COM NEW 97476P204 6.66 2,100 SH SHARED 2,100 WINTHROP RLTY TR SH BEN INT NEW 976391300 104.06 11,975 SH SHARED 11,975 WINTHROP RLTY TR SH BEN INT NEW 976391300 147.07 16,924 SH SHARED 01 16,924 WINTRUST FINANCIAL CORP COM 97650W108 4.36 169 SH SHARED 01 169 WINTRUST FINANCIAL CORP *W EXP 12/18/201 97650W157 11.61 1,000 SH SOLE 1,000 WIPRO LTD SPON ADR 1 SH 97651M109 9.25 1,000 SH SHARED 21 1,000 WIPRO LTD SPON ADR 1 SH 97651M109 32.39 3,502 SH SHARED 01 3,502 WIPRO LTD SPON ADR 1 SH 97651M109 315.02 34,056 SH SHARED 34,056 WIRELESS RONIN TECHNOLOGIES COM 97652A203 1.31 973 SH SOLE 973 WISCONSIN ENERGY CORP COM 976657106 510.03 16,300 SH SHARED 16,300 WISCONSIN ENERGY CORP COM 976657106 1,076.78 34,413 SH SHARED 34,413

WISCONSIN ENERGY CORP COM 976657106 10,376.36 331,619 SH SHARED 01 331,619 WISDOMTREE INVTS INC COM 97717P104 14.04 2,000 SH SHARED 01 2,000 WISDOMTREE TR ASIA LC DBT FD 97717X842 990.35 20,039 SH SHARED 01 20,039 WISDOMTREE TR ASIA LC DBT FD 97717X842 2,151.30 43,530 SH SHARED 43,530 WISDOMTREE TR DREYFUS CMM FD 97717X859 182.55 7,343 SH SHARED 01 7,343 WISDOMTREE TR EM LCL DEBT FD 97717X867 17,374.59 361,143 SH SHARED 01 361,143 WISDOMTREE TR INTL HEDGE EQT 97717X701 2.83 73 SH SHARED 01 73 WISDOMTREE TR INTL HEDGE EQT 97717X701 87.49 2,259 SH SHARED 2,259 WISDOMTREE TR LARGECAP GRWTH 97717X107 10.26 316 SH SOLE 316 WISDOMTREE TR MID EAST DIVD 97717X305 726.50 50,769 SH SHARED 01 50,769 WISDOMTREE TRUST ASIA PAC EXJP FD 97717W828 332.72 6,167 SH SHARED 01 6,167 WISDOMTREE TRUST AUSTRALIA DIV FD 97717W810 16.90 359 SH SHARED 01 359 WISDOMTREE TRUST BRAZILN RL ETF 97717W240 34.58 1,416 SH SHARED 1,416 WISDOMTREE TRUST BRAZILN RL ETF 97717W240 657.26 26,915 SH SHARED 01 26,915 WISDOMTREE TRUST CHINESE YUAN ETF 97717W182 424.70 16,800 SH C SHARED 16,800 WISDOMTREE TRUST CHINESE YUAN ETF 97717W182 1,061.53 41,991 SH SHARED 41,991 WISDOMTREE TRUST CHINESE YUAN ETF 97717W182 2,194.30 86,800 SH P SHARED 86,800 WISDOMTREE TRUST CHINESE YUAN ETF 97717W182 2,406.30 95,186 SH SHARED 01 95,186 WISDOMTREE TRUST COMM COUNTRY EQ 97717W752 25.06 968 SH SHARED 968 WISDOMTREE TRUST COMM COUNTRY EQ 97717W752 539.21 20,827 SH SHARED 01 20,827 WISDOMTREE TRUST DEFA EQT INC ETF 97717W802 754.45 21,415 SH SHARED 01 21,415 WISDOMTREE TRUST DEFA FD 97717W703 4,966.16 124,778 SH SHARED 01 124,778 WISDOMTREE TRUST DIV EX-FINL FD 97717W406 28,917.72 616,451 SH SHARED 01 616,451 WISDOMTREE TRUST DREYF EURO ETF 97717W174 30.25 1,398 SH SOLE 1,398 WISDOMTREE TRUST DRYFS CURR ETF 97717W133 25.62 1,239 SH SHARED 1,239 WISDOMTREE TRUST DRYFS CURR ETF 97717W133 6,549.60 316,712 SH SHARED 01 316,712 WISDOMTREE TRUST EARNING 500 FD 97717W588 83.46 2,113 SH SHARED 2,113 WISDOMTREE TRUST EARNING 500 FD 97717W588 356.45 9,024 SH SHARED 01 9,024 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 13.64 288 SH SHARED 288 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 60,173.42 1,270,822 SH SHARED 01 1,270,822 WISDOMTREE TRUST EMG MKTS SMCAP 97717W281 17.59 455 SH SHARED 17 455 WISDOMTREE TRUST EMG MKTS SMCAP 97717W281 3,964.74 102,554 SH SHARED 01 102,554 WISDOMTREE TRUST EQTY INC ETF 97717W208 2,261.96 58,676 SH SHARED 01 58,676 WISDOMTREE TRUST EUROPE SMCP DV 97717W869 0.82 25 SH SHARED 25 WISDOMTREE TRUST EUROPE SMCP DV 97717W869 276.73 8,468 SH SHARED 01 8,468 WISDOMTREE TRUST FUTRE STRAT FD 97717W125 35,064.40 736,183 SH SHARED 01 736,183 WISDOMTREE TRUST GLB EQTY INC FD 97717W877 419.59 11,402 SH SHARED 01 11,402 WISDOMTREE TRUST GLB EX US GRWTH 97717W844 15.20 356 SH SHARED 356 WISDOMTREE TRUST GLB EX US GRWTH 97717W844 51.71 1,211 SH SHARED 01 1,211 WISDOMTREE TRUST GLB EX US RL EST 97717W331 288.50 13,007 SH SHARED 01 13,007 WISDOMTREE TRUST GLB EX US UTIL 97717W653 6.62 375 SH SHARED 17 375 WISDOMTREE TRUST GLB EX US UTIL 97717W653 634.52 35,930 SH SHARED 01 35,930 WISDOMTREE TRUST GLB NAT RES FD 97717W711 17.45 831 SH SHARED 831 WISDOMTREE TRUST GLB NAT RES FD 97717W711 187.32 8,920 SH SHARED 01 8,920 WISDOMTREE TRUST INDIA ERNGS FD 97717W422 85.31 4,700 SH C SHARED 4,700 WISDOMTREE TRUST INDIA ERNGS FD 97717W422 2,669.32 147,070 SH SHARED 147,070

WISDOMTREE TRUST INDIA ERNGS FD 97717W422 4,948.38 272,638 SH SHARED 01 272,638 WISDOMTREE TRUST INDIAN RUP ETF 97717W166 47.56 1,914 SH SHARED 1,914 WISDOMTREE TRUST INDIAN RUP ETF 97717W166 453.49 18,249 SH SHARED 01 18,249 WISDOMTREE TRUST INTL DIV EX FINL 97717W786 677.33 17,759 SH SHARED 01 17,759 WISDOMTREE TRUST INTL LRGCAP DV 97717W794 26.91 709 SH SHARED 709 WISDOMTREE TRUST INTL LRGCAP DV 97717W794 2,082.98 54,873 SH SHARED 01 54,873 WISDOMTREE TRUST INTL MIDCAP DV 97717W778 10.75 252 SH SHARED 252 WISDOMTREE TRUST INTL MIDCAP DV 97717W778 3,247.54 76,119 SH SHARED 01 76,119 WISDOMTREE TRUST INTL SMCAP DIV 97717W760 10.85 249 SH SHARED 249 WISDOMTREE TRUST INTL SMCAP DIV 97717W760 1,372.40 31,506 SH SHARED 01 31,506 WISDOMTREE TRUST JAPANESE YEN F 97717W224 129.61 3,844 SH SHARED 01 3,844 WISDOMTREE TRUST JP SMALLCP DIV 97717W836 3,221.21 73,898 SH SHARED 01 73,898 WISDOMTREE TRUST JP TOTAL DIVID 97717W851 46.05 1,416 SH SHARED 1,416 WISDOMTREE TRUST JP TOTAL DIVID 97717W851 18,337.80 563,893 SH SHARED 01 563,893 WISDOMTREE TRUST LARGECAP DIVID 97717W307 12.18 277 SH SHARED 277 WISDOMTREE TRUST LARGECAP DIVID 97717W307 72,973.54 1,659,621 SH SHARED 01 1,659,621 WISDOMTREE TRUST LRGECP VALUE FD 97717W547 102.23 2,816 SH SHARED 01 2,816 WISDOMTREE TRUST MDCP EARN FUND 97717W570 2,720.99 57,955 SH SHARED 01 57,955 WISDOMTREE TRUST MIDCAP DIVI FD 97717W505 746.71 16,194 SH SHARED 16,194 WISDOMTREE TRUST MIDCAP DIVI FD 97717W505 2,930.57 63,556 SH SHARED 01 63,556 WISDOMTREE TRUST NEW ZEAL DOLLR 97717W216 146.02 6,224 SH SHARED 01 6,224 WISDOMTREE TRUST NEW ZEAL DOLLR 97717W216 261.95 11,166 SH SHARED 11,166 WISDOMTREE TRUST SMALLCAP DIVID 97717W604 11.46 291 SH SHARED 291 WISDOMTREE TRUST SMALLCAP DIVID 97717W604 3,260.34 82,754 SH SHARED 01 82,754 WISDOMTREE TRUST SMLCAP EARN FD 97717W562 10.95 252 SH SHARED 252 WISDOMTREE TRUST SMLCAP EARN FD 97717W562 1,171.71 26,973 SH SHARED 01 26,973 WISDOMTREE TRUST STH AFRIC RAND 97717W158 27.23 1,100 SH SOLE 1,100 WISDOMTREE TRUST TOTAL DIVID FD 97717W109 1,566.46 35,715 SH SHARED 01 35,715 WISDOMTREE TRUST TTL EARNING FD 97717W596 1,151.62 28,569 SH SOLE 28,569 WIZZARD SOFTWARE CORP NEW COM 97750V109 0.17 1,004 SH SOLE 1,004 WMS INDS INC COM 929297109 1.20 68 SH SHARED 01 68 WMS INDS INC COM 929297109 87.95 5,000 SH C SHARED 5,000 WMS INDS INC COM 929297109 792.39 45,048 SH SHARED 45,048 WMS INDS INC COM 929297109 1,336.84 76,000 SH P SHARED 76,000 WNS HOLDINGS LTD SPON ADR 92932M101 6.13 513 SH SOLE 513 WOLVERINE BANCORP INC COM 977880103 12.14 867 SH SOLE 867 WOLVERINE WORLD WIDE INC COM 978097103 13.07 393 SH SHARED 21 393 WOLVERINE WORLD WIDE INC COM 978097103 3,025.95 91,006 SH SHARED 01 91,006 WOODWARD INC COM 980745103 2,214.80 80,832 SH SHARED 01 80,832 WOORI FIN HLDGS CO LTD ADR 981063100 30.51 1,204 SH SHARED 1,204

WOORI FIN HLDGS CO LTD ADR 981063100 592.60 23,386 SH SHARED 01 23,386 WORLD ACCEP CORP DEL COM 981419104 55.95 1,000 SH P SHARED 1,000 WORLD ACCEP CORP DEL COM 981419104 108.77 1,944 SH SHARED 01 1,944 WORLD ACCEP CORP DEL COM 981419104 419.63 7,500 SH C SHARED 7,500 WORLD FUEL SVCS CORP COM 981475106 22.86 700 SH C SHARED 700 WORLD FUEL SVCS CORP COM 981475106 24.68 756 SH SHARED 756 WORLD FUEL SVCS CORP COM 981475106 471.96 14,455 SH SHARED 20 14,455 WORLD FUEL SVCS CORP COM 981475106 2,488.52 76,218 SH SHARED 01 76,218 WORLD WRESTLING ENTMT INC CL A 98156Q108 123.91 13,907 SH SHARED 13,907 WORLD WRESTLING ENTMT INC CL A 98156Q108 1,323.79 148,574 SH SHARED 01 148,574 WORTHINGTON INDS INC COM 981811102 12.57 900 SH C SHARED 900 WORTHINGTON INDS INC COM 981811102 45.56 3,261 SH SHARED 01 3,261 WOWJOINT HOLDINGS LIMITED SHS G9796W101 0.69 868 SH SOLE 868 WPCS INTL INC COM NEW 92931L203 3.48 1,705 SH SOLE 1,705 WPP PLC ADR 92933H101 425.13 9,232 SH SHARED 9,232 WPP PLC ADR 92933H101 1,352.12 29,362 SH SHARED 01 29,362 WRIGHT EXPRESS CORP COM 98233Q105 30.32 797 SH SHARED 21 797 WRIGHT EXPRESS CORP COM 98233Q105 86.35 2,270 SH SHARED 20 2,270 WRIGHT EXPRESS CORP COM 98233Q105 1,660.33 43,647 SH SHARED 01 43,647 WRIGHT MED GROUP INC COM 98235T107 13.61 761 SH SHARED 01 761 WSP HOLDINGS LIMITED ADR 92934F104 0.35 1,000 SH SHARED 01 1,000 WSP HOLDINGS LIMITED ADR 92934F104 22.78 65,091 SH SHARED 65,091 WUHAN GENERAL GRP CHINA INC COM 982569105 0.50 1,329 SH SOLE 1,329 WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 929352102 62.37 5,358 SH SHARED 5,358 WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 929352102 222.32 19,100 SH P SHARED 19,100 WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 929352102 232.80 20,000 SH C SHARED 20,000 WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 929352102 664.57 57,094 SH SHARED 01 57,094 WVS FINL CORP COM 929358109 25.33 2,814 SH SOLE 2,814 WYNDHAM WORLDWIDE CORP COM 98310W108 6.84 240 SH SHARED 20 240 WYNDHAM WORLDWIDE CORP COM 98310W108 421.15 14,772 SH SHARED 01 14,772 WYNDHAM WORLDWIDE CORP COM 98310W108 1,442.61 50,600 SH P SHARED 50,600 WYNDHAM WORLDWIDE CORP COM 98310W108 13,151.66 461,300 SH C SHARED 461,300 WYNN RESORTS LTD COM 983134107 4.60 40 SH SHARED 20 40 WYNN RESORTS LTD COM 983134107 20.14 175 SH SHARED 21 175

WYNN RESORTS LTD COM 983134107 552.38 4,800 SH SHARED 4,800 WYNN RESORTS LTD COM 983134107 4,625.30 40,192 SH SHARED 40,192 WYNN RESORTS LTD COM 983134107 10,647.20 92,520 SH SHARED 01 92,520 WYNN RESORTS LTD COM 983134107 34,144.24 296,700 SH C SHARED 296,700 WYNN RESORTS LTD COM 983134107 35,087.89 304,900 SH P SHARED 304,900 XATA CORP COM NEW 983882309 1.48 884 SH SOLE 884 XCEL ENERGY INC COM 98389B100 4.94 200 SH P SHARED 200 XCEL ENERGY INC COM 98389B100 11.48 465 SH SHARED 20 465 XCEL ENERGY INC COM 98389B100 32.86 1,331 SH SHARED 21 1,331 XCEL ENERGY INC COM 98389B100 743.17 30,100 SH SHARED 30,100 XCEL ENERGY INC COM 98389B100 1,197.76 48,512 SH SHARED 48,512 XCEL ENERGY INC COM 98389B100 4,434.03 179,588 SH SHARED 01 179,588 XENITH BANKSHARES INC COM 98410X105 2.83 841 SH SOLE 841 XENOPORT INC COM 98411C100 2.17 368 SH SHARED 368 XENOPORT INC COM 98411C100 2.36 400 SH C SHARED 400 XENOPORT INC COM 98411C100 12.98 2,200 SH SHARED 01 2,200 XEROX CORP COM 984121103 4.98 714 SH SHARED 21 714 XEROX CORP COM 984121103 5.74 824 SH SHARED 20 824 XEROX CORP COM 984121103 630.30 90,431 SH SHARED 90,431 XEROX CORP COM 984121103 941.65 135,100 SH P SHARED 135,100 XEROX CORP COM 984121103 1,277.60 183,300 SH C SHARED 183,300 XEROX CORP COM 984121103 3,286.66 471,544 SH SHARED 471,544 XEROX CORP COM 984121103 14,323.22 2,054,981 SH SHARED 01 2,054,981 XFONE INC COM 98414Y109 0.62 1,431 SH SOLE 1,431 XILINX INC NOTE 2.625% 6/1 983919AF8 28,437.50 25,000,000 PRN SHARED 25,000,000 XILINX INC NOTE 2.625% 6/1 983919AF8 37.54 33,000 PRN SHARED 01 33,000 XILINX INC COM 983919101 9.60 350 SH SHARED 21 350 XILINX INC COM 983919101 334.77 12,200 SH SHARED 12,200 XILINX INC COM 983919101 1,207.36 44,000 SH C SHARED 44,000 XILINX INC COM 983919101 1,575.17 57,404 SH SHARED 57,404 XILINX INC COM 983919101 2,699.60 98,382 SH SHARED 20 98,382 XILINX INC COM 983919101 3,574.69 130,273 SH SHARED 01 130,273 XILINX INC COM 983919101 5,098.35 185,800 SH P SHARED 185,800 XILINX INC SDCV 3.125% 3/1 983919AD3 0.60 600 PRN SOLE 600 XINYUAN REAL ESTATE CO LTD SPONS ADR 98417P105 3.58 2,000 SH P SHARED 2,000 XINYUAN REAL ESTATE CO LTD SPONS ADR 98417P105 20.94 11,700 SH C SHARED 11,700 XINYUAN REAL ESTATE CO LTD SPONS ADR 98417P105 96.71 54,026 SH SHARED 01 54,026 XL GROUP PLC SHS G98290102 13.91 740 SH SHARED 21 740 XL GROUP PLC SHS G98290102 223.72 11,900 SH C SHARED 11,900 XL GROUP PLC SHS G98290102 235.00 12,500 SH P SHARED 12,500 XL GROUP PLC SHS G98290102 400.44 21,300 SH SHARED 21,300 XL GROUP PLC SHS G98290102 800.18 42,563 SH SHARED 01 42,563

XL GROUP PLC SHS G98290102 1,165.94 62,018 SH SHARED 62,018 XO GROUP INC COM 983772104 2.45 300 SH SHARED 01 300 XO GROUP INC COM 983772104 92.84 11,364 SH SHARED 11,364 XOMA LTD SHS G9825R206 0.07 39 SH SHARED 01 39 XOMA LTD SHS G9825R206 14.88 8,500 SH C SHARED 8,500 XOMA LTD SHS G9825R206 43.54 24,882 SH SHARED 24,882 XPO LOGISTICS INC COM 983793100 31.53 4,111 SH SHARED 01 4,111 XUEDA ED GROUP SPONSORED ADR 98418W109 71.36 26,141 SH SOLE 26,141 XYRATEX LTD COM G98268108 7.42 800 SH P SHARED 800 XYRATEX LTD COM G98268108 224.33 24,200 SH C SHARED 24,200 XYRATEX LTD COM G98268108 703.51 75,891 SH SHARED 01 75,891 YADKIN VALLEY FINANCIAL CORP COM 984314104 3.38 2,046 SH SHARED 2,046 YADKIN VALLEY FINANCIAL CORP COM 984314104 12.34 7,479 SH SHARED 01 7,479 YAHOO INC COM 984332106 1,047.15 79,510 SH SHARED 79,510 YAHOO INC COM 984332106 8,038.67 610,377 SH SHARED 01 610,377 YAHOO INC COM 984332106 38,660.43 2,935,492 SH C SHARED 2,935,492 YAHOO INC COM 984332106 120,917.95 9,181,318 SH SHARED 9,181,318 YAHOO INC COM 984332106 200,384.18 15,215,200 SH P SHARED 15,215,200 YAMANA GOLD INC COM 98462Y100 20.54 1,504 SH SHARED 21 1,504 YAMANA GOLD INC COM 98462Y100 604.71 44,269 SH SHARED 44,269 YAMANA GOLD INC COM 98462Y100 5,119.84 374,805 SH SHARED 374,805 YAMANA GOLD INC COM 98462Y100 5,188.07 379,800 SH P SHARED 379,800 YAMANA GOLD INC COM 98462Y100 5,397.07 395,100 SH C SHARED 395,100 YAMANA GOLD INC COM 98462Y100 12,247.31 896,582 SH SHARED 01 896,582 YANDEX N V SHS CLASS A N97284108 6.14 300 SH SHARED 01 300 YANDEX N V SHS CLASS A N97284108 6.34 310 SH SHARED 20 310 YANDEX N V SHS CLASS A N97284108 12.24 598 SH SHARED 598 YANDEX N V SHS CLASS A N97284108 75.70 3,700 SH C SHARED 3,700 YANZHOU COAL MNG CO LTD SPON ADR H SHS 984846105 2,458.80 116,531 SH SHARED 01 116,531 YINGLI GREEN ENERGY HLDG CO ADR 98584B103 166.32 53,652 SH SHARED 01 53,652 YINGLI GREEN ENERGY HLDG CO ADR 98584B103 302.17 97,473 SH SHARED 97,473 YINGLI GREEN ENERGY HLDG CO ADR 98584B103 926.59 298,900 SH SHARED 298,900 YM BIOSCIENCES INC COM 984238105 4.65 2,500 SH P SHARED 2,500 YM BIOSCIENCES INC COM 984238105 8.56 4,600 SH SHARED 01 4,600 YM BIOSCIENCES INC COM 984238105 108.25 58,200 SH C SHARED 58,200 YONGYE INTL INC COM 98607B106 4.50 1,000 SH SHARED 01 1,000 YONGYE INTL INC COM 98607B106 101.53 22,563 SH SHARED 22,563 YONGYE INTL INC COM 98607B106 122.40 27,200 SH P SHARED 27,200 YONGYE INTL INC COM 98607B106 202.95 45,100 SH C SHARED 45,100 YORK WTR CO COM 987184108 942.81 58,270 SH SHARED 01 58,270

YOUKU COM INC SPONSORED ADR 98742U100 3.47 212 SH SHARED 21 212 YOUKU COM INC SPONSORED ADR 98742U100 12.11 740 SH SHARED 20 740 YOUKU COM INC SPONSORED ADR 98742U100 17.65 1,079 SH SHARED 1,079 YOUKU COM INC SPONSORED ADR 98742U100 163.60 10,000 SH C SHARED 10,000 YOUKU COM INC SPONSORED ADR 98742U100 163.60 10,000 SH P SHARED 10,000 YOUKU COM INC SPONSORED ADR 98742U100 234.31 14,322 SH SHARED 01 14,322 YOUNG INNOVATIONS INC COM 987520103 125.37 4,399 SH SHARED 01 4,399 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 113.89 3,329 SH SHARED 3,329 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 246.65 7,210 SH SHARED 20 7,210 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 2,086.47 60,990 SH SHARED 01 60,990 YRC WORLDWIDE INC COM NEW 984249300 0.29 5,831 SH SHARED 01 5,831 YRC WORLDWIDE INC COM NEW 984249300 10.72 218,800 SH C SHARED 218,800 YRC WORLDWIDE INC COM NEW 984249300 19.35 394,943 SH SHARED 394,943 YRC WORLDWIDE INC COM NEW 984249300 37.48 764,800 SH P SHARED 764,800 YUCHENG TECHNOLOGIES LTD COM G98777108 0.09 30 SH SHARED 01 30 YUCHENG TECHNOLOGIES LTD COM G98777108 0.31 107 SH SHARED 107 YUM BRANDS INC COM 988498101 32.05 649 SH SHARED 21 649 YUM BRANDS INC COM 988498101 202.99 4,110 SH SHARED 20 4,110 YUM BRANDS INC COM 988498101 1,229.81 24,900 SH P SHARED 24,900 YUM BRANDS INC COM 988498101 1,609.57 32,589 SH SHARED 32,589 YUM BRANDS INC COM 988498101 2,216.62 44,880 SH C SHARED 44,880 YUM BRANDS INC COM 988498101 32,343.83 654,866 SH SHARED 654,866 YUM BRANDS INC COM 988498101 58,453.31 1,183,505 SH SHARED 01 1,183,505 ZAGG INC COM 98884U108 9.92 1,000 SH C SHARED 1,000 ZAGG INC COM 98884U108 309.50 31,200 SH P SHARED 31,200 ZAGG INC COM 98884U108 410.67 41,398 SH SHARED 41,398 ZAGG INC COM 98884U108 511.08 51,520 SH SHARED 01 51,520 ZALE CORP NEW COM 988858106 3.99 1,400 SH C SOLE 1,400 ZALE CORP NEW COM 988858106 90.61 31,793 SH SOLE 31,793 ZALICUS INC COM 98887C105 0.49 500 SH SHARED 01 500 ZANETT INC COM NEW 98906R208 0.18 587 SH SOLE 587 ZEBRA TECHNOLOGIES CORP CL A 989207105 8.26 267 SH SHARED 01 267 ZEBRA TECHNOLOGIES CORP CL A 989207105 271.19 8,765 SH SHARED 20 8,765 ZEBRA TECHNOLOGIES CORP CL A 989207105 563.26 18,205 SH SHARED 18,205 ZEP INC COM 98944B108 14.69 978 SH SOLE 978 ZHONE TECHNOLOGIES INC NEW COM NEW 98950P884 0.46 390 SH SHARED 01 390 ZHONGPIN INC COM 98952K107 113.24 14,900 SH C SHARED 14,900 ZHONGPIN INC COM 98952K107 215.51 28,356 SH SHARED 28,356 ZHONGPIN INC COM 98952K107 294.12 38,700 SH P SHARED 38,700

ZHONGPIN INC COM 98952K107 1,012.37 133,207 SH SHARED 01 133,207 ZILLOW INC CL A 98954A107 5.47 200 SH SHARED 01 200 ZILLOW INC CL A 98954A107 58.20 2,128 SH SHARED 2,128 ZIMMER HLDGS INC COM 98956P102 1.12 21 SH SHARED 21 ZIMMER HLDGS INC COM 98956P102 3.96 74 SH SHARED 20 74 ZIMMER HLDGS INC COM 98956P102 30.59 572 SH SHARED 21 572 ZIMMER HLDGS INC COM 98956P102 262.05 4,900 SH P SHARED 4,900 ZIMMER HLDGS INC COM 98956P102 608.12 11,371 SH SHARED 11,371 ZIMMER HLDGS INC COM 98956P102 2,567.04 48,000 SH C SHARED 48,000 ZIMMER HLDGS INC COM 98956P102 7,767.92 145,249 SH SHARED 01 145,249 ZION OIL & GAS INC COM 989696109 0.20 100 SH C SHARED 100 ZION OIL & GAS INC COM 989696109 2.52 1,284 SH SHARED 01 1,284 ZION OIL & GAS INC *W EXP 01/31/201 989696117 0.64 1,433 SH SOLE 1,433 ZION OIL & GAS INC *W EXP 12/31/201 989696125 11.45 19,084 SH SOLE 19,084 ZIONS BANCORPORATION COM 989701107 4.90 348 SH SHARED 20 348 ZIONS BANCORPORATION COM 989701107 10.88 773 SH SHARED 21 773 ZIONS BANCORPORATION COM 989701107 374.99 26,633 SH SHARED 01 26,633 ZIONS BANCORPORATION COM 989701107 418.18 29,700 SH C SHARED 29,700 ZIONS BANCORPORATION COM 989701107 630.71 44,795 SH SHARED 44,795 ZIONS BANCORPORATION COM 989701107 771.58 54,800 SH P SHARED 54,800 ZIOPHARM ONCOLOGY INC COM 98973P101 27.23 6,175 SH SHARED 01 6,175 ZIOPHARM ONCOLOGY INC COM 98973P101 485.10 110,000 SH C SHARED 110,000 ZIPCAR INC COM 98974X103 27.00 1,500 SH P SHARED 1,500 ZIPCAR INC COM 98974X103 59.17 3,287 SH SHARED 3,287 ZIPCAR INC COM 98974X103 196.88 10,938 SH SHARED 01 10,938 ZIPREALTY INC COM 98974V107 0.29 200 SH SHARED 01 200 ZIPREALTY INC COM 98974V107 1.22 848 SH SHARED 848 ZIX CORP COM 98974P100 54.47 20,400 SH C SHARED 20,400 ZIX CORP COM 98974P100 304.84 114,172 SH SHARED 01 114,172 ZOLL MED CORP COM 989922109 13.47 357 SH SHARED 21 357 ZOLL MED CORP COM 989922109 2,641.80 70,000 SH SHARED 01 70,000 ZOLTEK COS INC COM 98975W104 5.79 900 SH C SHARED 900 ZOLTEK COS INC COM 98975W104 15.84 2,464 SH SHARED 01 2,464 ZOO ENTMT INC COM NEW 98978F207 1.06 699 SH SOLE 699 ZST DIGITAL NETWORKS INC COM NEW 98878T208 0.31 196 SH SOLE 196 ZUMIEZ INC COM 989817101 8.76 500 SH C SHARED 500 ZUMIEZ INC COM 989817101 897.39 51,250 SH SHARED 01 51,250 ZUOAN FASHION LTD SPONSORED ADR 98982X103 0.71 258 SH SOLE 258 ZWEIG FD COM 989834106 3.46 1,226 SH SHARED 1,226 ZWEIG FD COM 989834106 29.57 10,487 SH SHARED 01 10,487 ZWEIG TOTAL RETURN FD INC COM 989837109 4,076.69 1,345,443 SH SHARED 01 1,345,443