ThZeal - The Zeal

13F-HR 1 c08432e13fvhr.txt FORM 13F United States Securities and Exchange Commission Washington, DC 20549 FORM 13F COVER PAGE Report for the Quarter Ended: September 30, 2010 Check here if amendment [ ]; Amendment Number: ___________ This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: UBS AG Bahnhofstrasse 45 Zurich, Switzerland 13F File Number: 028-10396 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons signing this Report on behalf of Reporting Manager: Name: Anthony DeFilippis Title Executive Director Phone: (203-719-5241) Signature, Place, and Date of Signing: /s/ Anthony DeFilippis ------------------------------------ Stamford, Ct November 15, 2010 Name: Gordon Kiesling Title Executive Director Phone: (203-719-0268) Signature, Place, and Date of Signing: /s/ Gordon Kiesling ------------------------------------ Stamford, Connecticut November 15, 2010 Report Type (Check only one): [X] 13F Holdings Report [ ] 13F Notice [ ] 13F Combination Report Report Summary Number of Other Included Managers: 05 Form 13F Information Table Entry Total: 14,581 Form 13F Information Table Value Total: $70,572,659 (thousands) List of Other Included Managers: NO. FORM 13F FILE NUMBER NAME --- -------------------- -------------------------------------- 01 028-11496 UBS Financial Services Inc. 13 028-11499 UBS Eucalyptus Management, L.L.C. 17 028-11603 UBS Swiss Financial Advisors AG 20 028-07344 UBS AG, New York Branch 21 028-11965 UBS Trust Company National Association

AASTROM BIOSCIENCES INC COM NEW 00253U305 0.19 125 SH SHARED 01 125 AASTROM BIOSCIENCES INC COM NEW 00253U305 1.91 1,231 SH SHARED 1,231 ABAXIS INC COM 002567105 419.91 18,178 SH SHARED 01 18,178 ABAXIS INC COM 002567105 5.45 236 SH SHARED 21 236 ABAXIS INC COM 002567105 2.31 100 SH C SHARED 100 ABB LTD SPONSORED ADR 000375204 19038.24 901,432 SH SHARED 01 901,432 ABB LTD SPONSORED ADR 000375204 107.65 5,097 SH SHARED 21 5,097 ABBOTT LABS COM 002824100 163821.04 3,135,931 SH SHARED 01 3,135,931 ABBOTT LABS COM 002824100 154.37 2,955 SH SHARED 20 2,955 ABBOTT LABS COM 002824100 95.60 1,830 SH SHARED 21 1,830 ABBOTT LABS COM 002824100 4771.44 91,337 SH SHARED 91,337 ABBOTT LABS COM 002824100 18738.49 358,700 SH P SHARED 358,700 ABBOTT LABS COM 002824100 23622.93 452,200 SH C SHARED 452,200 ABBOTT LABS COM 002824100 51888.95 993,280 SH SHARED 993,280 ABERCROMBIE & FITCH CO CL A 002896207 353.84 8,999 SH SHARED 01 8,999 ABERCROMBIE & FITCH CO CL A 002896207 6.09 155 SH SHARED 20 155 ABERCROMBIE & FITCH CO CL A 002896207 235.92 6,000 SH SHARED 6,000 ABERCROMBIE & FITCH CO CL A 002896207 6192.90 157,500 SH P SHARED 157,500 ABERCROMBIE & FITCH CO CL A 002896207 6228.29 158,400 SH C SHARED 158,400 ABERDEEN ASIA PACIFIC INCOM COM 003009107 22462.34 3,227,347 SH SHARED 01 3,227,347 ABERDEEN AUSTRALIA EQTY FD I COM 003011103 150.55 12,609 SH SHARED 01 12,609 ABERDEEN AUSTRALIA EQTY FD I COM 003011103 1.44 121 SH SHARED 121 ABERDEEN CHILE FD INC COM 00301W105 68.89 3,024 SH SHARED 01 3,024 ABERDEEN GLOBAL INCOME FD IN COM 003013109 416.89 33,458 SH SHARED 01 33,458 ABERDEEN INDONESIA FD INC COM 00305P106 156.71 10,646 SH SHARED 01 10,646 ABERDEEN ISRAEL FUND INC COM 00301L109 72.76 4,500 SH SHARED 01 4,500 ABERDEEN ISRAEL FUND INC COM 00301L109 27.91 1,726 SH SHARED 1,726 ABERDEEN LATIN AMER EQTY FD COM 00306K106 19.53 539 SH SHARED 01 539 ABIOMED INC COM 003654100 552.78 52,100 SH SHARED 01 52,100 ABIOMED INC COM 003654100 3.18 300 SH P SHARED 300 ABM INDS INC COM 000957100 214.26 9,924 SH SHARED 01 9,924 ABOVENET INC COM 00374N107 117.10 2,248 SH SHARED 01 2,248 ABOVENET INC COM 00374N107 5.21 100 SH C SHARED 100 ABOVENET INC COM 00374N107 52.09 1,000 SH P SHARED 1,000 ABRAXAS PETE CORP COM 003830106 2.27 800 SH SHARED 01 800 ABRAXAS PETE CORP COM 003830106 55.57 19,566 SH SHARED 19,566 ABRAXIS BIOSCIENCE INC NEW COM 00383Y102 16.71 216 SH SHARED 01 216 ABRAXIS BIOSCIENCE INC NEW COM 00383Y102 406.11 5,251 SH SHARED 5,251 ACACIA RESH ACACIA TCH CORP COM 003881307 223.01 12,671 SH SHARED 01 12,671 ACACIA RESH ACACIA TCH CORP COM 003881307 7.46 424 SH SHARED 21 424 ACADIA PHARMACEUTICALS INC COM 004225108 0.09 100 SH C SOLE 100 COM SH BEN ACADIA RLTY TR INT 004239109 65.91 3,469 SH SHARED 01 3,469 COM SH BEN ACADIA RLTY TR INT 004239109 1.50 79 SH SHARED 21 79 COM SH BEN ACADIA RLTY TR INT 004239109 467.89 24,626 SH SHARED 24,626 ACCELRYS INC COM 00430U103 87.65 12,594 SH SHARED 01 12,594

ACCENTURE PLC IRELAND SHS CLASS A G1151C101 15778.32 371,342 SH SHARED 01 371,342 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 6460.56 152,049 SH SHARED 20 152,049 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 56.38 1,327 SH SHARED 21 1,327 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 620.35 14,600 SH P SHARED 14,600 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1325.69 31,200 SH C SHARED 31,200 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 4471.78 105,243 SH SHARED 105,243 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 10099.32 237,687 SH SHARED 237,687 ACCESS NATL CORP COM 004337101 12.64 2,106 SH SOLE 2,106 ACCO BRANDS CORP COM 00081T108 2.71 472 SH SHARED 01 472 ACCO BRANDS CORP COM 00081T108 314.96 54,776 SH SHARED 54,776 ACCURAY INC COM 004397105 74.86 12,035 SH SHARED 01 12,035 ACCURAY INC COM 004397105 14.31 2,300 SH C SHARED 2,300 ACCURAY INC COM 004397105 55.82 8,975 SH SHARED 8,975 ACE LTD SHS H0023R105 17796.19 305,514 SH SHARED 01 305,514 ACE LTD SHS H0023R105 4.66 80 SH SHARED 20 80 ACE LTD SHS H0023R105 31.05 533 SH SHARED 21 533 ACE LTD SHS H0023R105 349.50 6,000 SH P SHARED 6,000 ACE LTD SHS H0023R105 629.10 10,800 SH C SHARED 10,800 ACE LTD SHS H0023R105 1170.83 20,100 SH SHARED 20,100 ACE LTD SHS H0023R105 3653.27 62,717 SH SHARED 62,717 ACERGY S A SPONSORED ADR 00443E104 243.47 13,196 SH SHARED 01 13,196 ACERGY S A SPONSORED ADR 00443E104 196.77 10,665 SH SHARED 10,665 ACETO CORP COM 004446100 7.54 1,111 SH SHARED 01 1,111 ACHILLION PHARMACEUTICALS IN COM 00448Q201 547.83 181,400 SH SHARED 13 181,400 ACHILLION PHARMACEUTICALS IN COM 00448Q201 3.93 1,300 SH SHARED 1,300 ACME PACKET INC COM 004764106 546.30 14,399 SH SHARED 01 14,399 ACME PACKET INC COM 004764106 87.26 2,300 SH P SHARED 2,300 ACME PACKET INC COM 004764106 322.49 8,500 SH C SHARED 8,500 ACORDA THERAPEUTICS INC COM 00484M106 7.00 212 SH SHARED 01 212 ACORDA THERAPEUTICS INC COM 00484M106 29.72 900 SH C SHARED 900 ACORN ENERGY INC COM 004848107 36.65 7,300 SH SHARED 01 7,300 ACORN ENERGY INC COM 004848107 3.21 639 SH SHARED 639 ACTEL CORP COM 004934105 2.39 150 SH SHARED 01 150 ACTEL CORP COM 004934105 179.44 11,250 SH SHARED 11,250 ACTIVIDENTITY CORP COM 00506P103 0.15 70 SH SHARED 01 70 ACTIVISION BLIZZARD INC COM 00507V109 6420.46 593,388 SH SHARED 01 593,388 ACTIVISION BLIZZARD INC COM 00507V109 22.19 2,051 SH SHARED 21 2,051 ACTIVISION BLIZZARD INC COM 00507V109 398.18 36,800 SH SHARED 36,800 ACTIVISION BLIZZARD INC COM 00507V109 789.86 73,000 SH P SHARED 73,000 ACTIVISION BLIZZARD INC COM 00507V109 4075.89 376,700 SH C SHARED 376,700 ACTIVISION BLIZZARD INC COM 00507V109 12003.21 1,109,354 SH SHARED 1,109,354 ACTUANT CORP CL A NEW 00508X203 206.30 8,985 SH SHARED 01 8,985 ACTUANT CORP CL A NEW 00508X203 12.47 543 SH SHARED 21 543 ACTUANT CORP CL A NEW 00508X203 11.48 500 SH P SHARED 500 ACTUANT CORP CL A NEW 00508X203 18.37 800 SH C SHARED 800

ACTUATE CORP COM 00508B102 90.64 17,600 SH SHARED 01 17,600 ACUITY BRANDS INC COM 00508Y102 631.44 14,273 SH SHARED 01 14,273 ACUITY BRANDS INC COM 00508Y102 126.31 2,855 SH SHARED 20 2,855 ACUITY BRANDS INC COM 00508Y102 10.57 239 SH SHARED 21 239 ACUITY BRANDS INC COM 00508Y102 4.42 100 SH C SHARED 100 ACURA PHARMACEUTICALS INC COM NEW 00509L703 6.19 2,484 SH SOLE 2,484 ACXIOM CORP COM 005125109 0.79 50 SH SHARED 01 50 ACXIOM CORP COM 005125109 34.89 2,200 SH C SHARED 2,200 ADAMS EXPRESS CO COM 006212104 104.65 10,528 SH SHARED 01 10,528 ADAMS GOLF INC COM NEW 006228209 5.08 1,155 SH SOLE 1,155 ADCARE HEALTH *W EXP SYSTEMS INC 04/06/201 00650W110 1.12 862 SH SOLE 862 ADEONA PHARMACEUTICALS INC COM 00685T108 18.55 23,844 SH SHARED 01 23,844 ADEONA PHARMACEUTICALS INC COM 00685T108 16.00 20,571 SH SHARED 20,571 ADMINISTAFF INC COM 007094105 1.97 73 SH SHARED 01 73 ADMINISTAFF INC COM 007094105 26.93 1,000 SH C SHARED 1,000 ADMINISTAFF INC COM 007094105 26.93 1,000 SH P SHARED 1,000 ADMINISTAFF INC COM 007094105 39.37 1,462 SH SHARED 1,462 ADMINISTRADORA FONDOS PENSIO SPONSORED ADR 00709P108 6.29 100 SH SHARED 01 100 ADOBE SYS INC COM 00724F101 19655.20 751,633 SH SHARED 01 751,633 ADOBE SYS INC COM 00724F101 266.73 10,200 SH P SHARED 01 10,200 ADOBE SYS INC COM 00724F101 695.07 26,580 SH SHARED 20 26,580 ADOBE SYS INC COM 00724F101 815.88 31,200 SH SHARED 31,200 ADOBE SYS INC COM 00724F101 2702.31 103,339 SH SHARED 103,339 ADOBE SYS INC COM 00724F101 13278.97 507,800 SH P SHARED 507,800 ADOBE SYS INC COM 00724F101 15025.79 574,600 SH C SHARED 574,600 ADOLOR CORP COM 00724X102 5.96 5,517 SH SOLE 5,517 ADTRAN INC COM 00738A106 244.49 6,926 SH SHARED 01 6,926 ADTRAN INC COM 00738A106 427.13 12,100 SH P SHARED 12,100 ADTRAN INC COM 00738A106 557.74 15,800 SH C SHARED 15,800 ADTRAN INC COM 00738A106 1419.34 40,208 SH SHARED 40,208 ADVANCE AMER CASH ADVANCE CT COM 00739W107 737.49 183,000 SH SHARED 01 183,000 ADVANCE AMER CASH ADVANCE CT COM 00739W107 0.40 100 SH P SHARED 100 ADVANCE AMER CASH ADVANCE CT COM 00739W107 2.82 700 SH C SHARED 700 ADVANCE AUTO PARTS INC COM 00751Y106 6536.60 111,394 SH SHARED 01 111,394 ADVANCE AUTO PARTS INC COM 00751Y106 188.66 3,215 SH SHARED 20 3,215 ADVANCE AUTO PARTS INC COM 00751Y106 5.87 100 SH P SHARED 100 ADVANCE AUTO PARTS INC COM 00751Y106 290.47 4,950 SH SHARED 4,950 ADVANCE AUTO PARTS INC COM 00751Y106 642.96 10,957 SH SHARED 10,957 ADVANCE AUTO PARTS INC COM 00751Y106 5873.87 100,100 SH C SHARED 100,100 ADVANCED BATTERY TECHNOLOG I COM 00752H102 1745.69 486,264 SH SHARED 01 486,264 ADVANCED BATTERY TECHNOLOG I COM 00752H102 0.36 100 SH C SHARED 100 ADVANCED BATTERY TECHNOLOG I COM 00752H102 85.70 23,872 SH SHARED 23,872 ADVANCED ENERGY INDS COM 007973100 1.32 101 SH SHARED 01 101 ADVANCED ENERGY INDS COM 007973100 39.18 3,000 SH P SHARED 3,000 ADVANCED ENERGY INDS COM 007973100 402.09 30,788 SH SHARED 30,788 ADVANCED

ENERGY INDS COM 007973100 2640.73 202,200 SH C SHARED 202,200 ADVANCED MICRO DEVICES INC COM 007903107 1684.48 236,917 SH SHARED 01 236,917 ADVANCED MICRO DEVICES INC COM 007903107 228.92 32,197 SH SHARED 32,197 ADVANCED MICRO DEVICES INC COM 007903107 3725.01 523,911 SH SHARED 523,911 ADVANCED MICRO DEVICES INC COM 007903107 7337.52 1,032,000 SH C SHARED 1,032,000 ADVANCED MICRO DEVICES INC COM 007903107 13983.24 1,966,700 SH P SHARED 1,966,700 ADVANCED MICRO NOTE 5.750% DEVICES INC 8/1 007903AN7 646.11 635,000 PRN SHARED 01 635,000 ADVANCED MICRO NOTE 6.000% DEVICES INC 5/0 007903AL1 244.95 249,000 PRN SHARED 01 249,000 ADVANCED PHOTONIX INC CL A 00754E107 0.09 100 SH SHARED 01 100 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 00756M404 3.70 900 SH SHARED 01 900 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 00756M404 461.17 112,207 SH SHARED 20 112,207 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 00756M404 130.78 31,819 SH SHARED 31,819 ADVANSOURCE BIOMATERIALS COR COM 00767T109 0.03 100 SH SHARED 01 100 ADVANTAGE OIL & GAS LTD COM 00765F101 27.11 4,297 SH SHARED 01 4,297 ADVANTAGE OIL & GAS LTD COM 00765F101 0.63 100 SH C SHARED 100 ADVANTAGE OIL & GAS LTD COM 00765F101 218.90 34,691 SH SHARED 34,691 ADVANTAGE OIL & GAS LTD COM 00765F101 586.83 93,000 SH P SHARED 93,000 ADVENT CLAY GBL CONV SEC COM BENE INC INTER 007639107 967.56 103,704 SH SHARED 01 103,704 ADVENT CLAY GBL CONV SEC COM BENE INC INTER 007639107 24.13 2,586 SH SHARED 2,586 ADVENT CLAYMORE CV SECS & IN COM 00764C109 1075.62 60,838 SH SHARED 01 60,838 ADVENT CLAYMORE CV SECS & IN COM 00764C109 29.24 1,654 SH SHARED 21 1,654 ADVENT CLAYMORE CV SECS & IN COM 00764C109 54.33 3,073 SH SHARED 3,073 ADVENT CLAYMORE ENH GRW & IN COM 00765E104 21.73 1,944 SH SHARED 01 1,944 ADVENT CLAYMORE ENH GRW & IN COM 00765E104 17.28 1,546 SH SHARED 1,546 ADVENT SOFTWARE INC COM 007974108 62.47 1,197 SH SHARED 01 1,197 ADVENT SOFTWARE INC COM 007974108 4.80 92 SH SHARED 21 92 ADVENTRX PHARMACEUTICALS INC COM NEW 00764X202 1.63 800 SH SHARED 01 800 ADVISORSHARES TR BNY GRWTH ADR 00768Y206 16.22 575 SH SOLE 575 ADVISORY BRD CO COM 00762W107 483.44 10,950 SH SHARED 01 10,950 ADVISORY BRD CO COM 00762W107 6.18 140 SH SHARED 21 140 ADVOCAT INC COM 007586100 3.71 655 SH SOLE 655 AECOM TECHNOLOGY CORP DELAWA COM 00766T100 3970.32 163,657 SH SHARED 01 163,657 AECOM TECHNOLOGY CORP DELAWA COM 00766T100 24.94 1,028 SH SHARED 21 1,028 AECOM TECHNOLOGY CORP DELAWA COM 00766T100 207.11 8,537 SH SHARED 8,537 AEGEAN MARINE PETROLEUM NETW SHS Y0017S102 841.85 50,592 SH SHARED 01 50,592 AEGEAN MARINE PETROLEUM NETW SHS Y0017S102 24.96 1,500 SH P SHARED 1,500 AEGEAN MARINE PETROLEUM NETW SHS Y0017S102 31.62 1,900 SH C SHARED 1,900 NY REGISTRY AEGON N V SH 007924103 3173.90 529,867 SH SHARED 01 529,867 NY REGISTRY AEGON N V SH 007924103 6.96 1,162 SH SHARED 21 1,162 NY REGISTRY AEGON N V SH 007924103 241.94 40,391 SH SHARED 40,391 AEP INDS INC COM 001031103 70.18 2,971 SH SOLE 2,971 AERCAP HOLDINGS NV SHS N00985106 1675.52 141,633 SH SHARED 01 141,633 AERCAP HOLDINGS NV SHS N00985106 1.18 100 SH C SHARED 100 AEROPOSTALE COM 007865108 271.12 11,661 SH SHARED 01 11,661 AEROPOSTALE COM 007865108 757.95 32,600 SH P SHARED 32,600

AEROPOSTALE COM 007865108 1024.74 44,075 SH SHARED 44,075 AEROPOSTALE COM 007865108 7336.54 315,550 SH C SHARED 315,550 AEROVIRONMENT INC COM 008073108 1113.21 50,032 SH SHARED 01 50,032 AEROVIRONMENT INC COM 008073108 11.13 500 SH P SHARED 500 AEROVIRONMENT INC COM 008073108 35.60 1,600 SH C SHARED 1,600 AEROVIRONMENT INC COM 008073108 310.08 13,936 SH SHARED 13,936 AES CORP COM 00130H105 1619.59 142,695 SH SHARED 01 142,695 AES CORP COM 00130H105 51.08 4,500 SH SHARED 17 4,500 AES CORP COM 00130H105 345.14 30,409 SH SHARED 30,409 AES CORP COM 00130H105 496.00 43,700 SH SHARED 43,700 AES CORP COM 00130H105 1467.56 129,300 SH C SHARED 129,300 AES CORP COM 00130H105 3983.85 351,000 SH P SHARED 351,000 AES TR III PFD CV 6.75% 00808N202 58.54 1,200 SH SHARED 01 1,200 AES TR III PFD CV 6.75% 00808N202 15.71 322 SH SHARED 322 AETERNA ZENTARIS INC COM 007975204 31.20 24,002 SH SOLE 24,002 AETNA INC NEW COM 00817Y108 31746.62 1,004,322 SH SHARED 01 1,004,322 AETNA INC NEW COM 00817Y108 695.42 22,000 SH SHARED 13 22,000 AETNA INC NEW COM 00817Y108 184.60 5,840 SH SHARED 20 5,840 AETNA INC NEW COM 00817Y108 48.05 1,520 SH SHARED 21 1,520 AETNA INC NEW COM 00817Y108 2609.41 82,550 SH SHARED 82,550 AETNA INC NEW COM 00817Y108 4697.25 148,600 SH C SHARED 148,600 AETNA INC NEW COM 00817Y108 4842.65 153,200 SH P SHARED 153,200 AETNA INC NEW COM 00817Y108 7032.69 222,483 SH SHARED 222,483 AETRIUM INC COM 00817R103 6.78 2,510 SH SHARED 01 2,510 AFC ENTERPRISES INC COM 00104Q107 27.71 2,235 SH SHARED 01 2,235 AFC ENTERPRISES INC COM 00104Q107 6.70 540 SH SHARED 20 540 AFC ENTERPRISES INC COM 00104Q107 55.09 4,443 SH SHARED 4,443 AFFILIATED MANAGERS GROUP COM 008252108 5032.97 64,517 SH SHARED 01 64,517 AFFILIATED MANAGERS GROUP COM 008252108 336.22 4,310 SH SHARED 20 4,310 AFFILIATED MANAGERS GROUP COM 008252108 28.86 370 SH SHARED 21 370 AFFILIATED MANAGERS GROUP COM 008252108 7.80 100 SH P SHARED 100 AFFILIATED MANAGERS GROUP COM 008252108 412.91 5,293 SH SHARED 5,293 AFFILIATED MANAGERS GROUP COM 008252108 421.25 5,400 SH C SHARED 5,400 AFFIRMATIVE INS HLDGS INC COM 008272106 12.61 3,407 SH SOLE 3,407 AFFYMAX INC COM 00826A109 0.60 100 SH P SOLE 100 AFFYMAX INC COM 00826A109 21.00 3,530 SH SOLE 3,530 AFFYMAX INC COM 00826A109 32.73 5,500 SH C SOLE 5,500 AFFYMETRIX INC COM 00826T108 451.44 99,000 SH SHARED 01 99,000 AFFYMETRIX INC COM 00826T108 891.94 195,600 SH SHARED 13 195,600 AFFYMETRIX INC COM 00826T108 13.68 3,000 SH C SHARED 3,000 AFFYMETRIX INC COM 00826T108 131.70 28,881 SH SHARED 28,881 AFLAC INC COM 001055102 20319.75 392,956 SH SHARED 01 392,956 AFLAC INC COM 001055102 7709.50 149,091 SH SHARED 20 149,091 AFLAC INC COM 001055102 986.06 19,069 SH SHARED 19,069 AFLAC INC COM 001055102 1525.45 29,500 SH SHARED 29,500

AFLAC INC COM 001055102 3314.61 64,100 SH P SHARED 64,100 AFLAC INC COM 001055102 5750.15 111,200 SH C SHARED 111,200 AGA MED HLDGS INC COM 008368102 13.96 1,000 SH SHARED 01 1,000 AGA MED HLDGS INC COM 008368102 8.38 600 SH C SHARED 600 AGCO CORP COM 001084102 3216.45 82,452 SH SHARED 01 82,452 AGCO CORP COM 001084102 5.07 130 SH SHARED 20 130 AGCO CORP COM 001084102 21.14 542 SH SHARED 21 542 AGCO CORP COM 001084102 159.94 4,100 SH SHARED 4,100 AGCO CORP COM 001084102 163.84 4,200 SH C SHARED 4,200 AGCO CORP COM 001084102 175.55 4,500 SH P SHARED 4,500 AGCO CORP COM 001084102 1176.31 30,154 SH SHARED 30,154 NOTE AGCO CORP 1.750%12/3 001084AL6 1.76 1,000 PRN SHARED 01 1,000 AGFEED INDUSTRIES INC COM 00846L101 121.47 47,080 SH SHARED 01 47,080 AGFEED INDUSTRIES INC COM 00846L101 11.61 4,500 SH P SHARED 4,500 AGFEED INDUSTRIES INC COM 00846L101 31.22 12,100 SH C SHARED 12,100 AGFEED INDUSTRIES INC COM 00846L101 33.10 12,828 SH SHARED 12,828 AGIC CONV & INCOME FD COM 001190107 2839.05 287,353 SH SHARED 01 287,353 AGIC CONV & INCOME FD II COM 001191105 133.25 14,437 SH SHARED 01 14,437 AGIC EQUITY & CONV INCOME FD COM 00119P102 45.78 2,671 SH SHARED 01 2,671 AGIC EQUITY & CONV INCOME FD COM 00119P102 68.83 4,016 SH SHARED 4,016 AGIC GLOBAL EQUITY & CONV IN COM 00119R108 64.54 4,183 SH SHARED 01 4,183 AGIC GLOBAL EQUITY & CONV IN COM 00119R108 30.18 1,956 SH SHARED 1,956 AGIC INTL & PREM STRATEGY FD COM 00119Q100 166.32 11,590 SH SHARED 01 11,590 AGIC INTL & PREM STRATEGY FD COM 00119Q100 27.62 1,925 SH SHARED 1,925 AGILENT TECHNOLOGIES INC COM 00846U101 4851.90 145,397 SH SHARED 01 145,397 AGILENT TECHNOLOGIES INC COM 00846U101 14.18 425 SH SHARED 20 425 AGILENT TECHNOLOGIES INC COM 00846U101 1.13 34 SH SHARED 21 34 AGILENT TECHNOLOGIES INC COM 00846U101 604.00 18,100 SH SHARED 18,100 AGILENT TECHNOLOGIES INC COM 00846U101 5405.94 162,000 SH P SHARED 162,000 AGILENT TECHNOLOGIES INC COM 00846U101 6817.49 204,300 SH C SHARED 204,300 AGILYSYS INC COM 00847J105 2.35 361 SH SHARED 01 361 AGILYSYS INC COM 00847J105 42.72 6,572 SH SHARED 6,572 AGL RES INC COM 001204106 1638.59 42,716 SH SHARED 01 42,716 AGL RES INC COM 001204106 8.63 225 SH SHARED 20 225 AGL RES INC COM 001204106 11.51 300 SH C SHARED 300 AGL RES INC COM 001204106 46.03 1,200 SH P SHARED 1,200 AGL RES INC COM 001204106 807.67 21,055 SH SHARED 21,055 AGNICO EAGLE MINES LTD COM 008474108 17937.35 252,532 SH SHARED 01 252,532 AGNICO EAGLE MINES LTD COM 008474108 639.77 9,007 SH SHARED 9,007 AGNICO EAGLE MINES LTD COM 008474108 1133.07 15,952 SH SHARED 15,952 AGNICO EAGLE MINES LTD COM 008474108 11755.47 165,500 SH C SHARED 165,500 AGNICO EAGLE MINES LTD COM 008474108 11833.60 166,600 SH P SHARED 166,600 AGREE REALTY CORP COM 008492100 249.98 9,900 SH SHARED 01 9,900 AGREE REALTY CORP COM 008492100 151.47 5,999 SH SHARED 5,999 AGRIA CORP SPONSORED ADR 00850H103 4.38 3,062 SH SOLE 3,062

AGRIUM INC COM 008916108 10264.93 136,884 SH SHARED 01 136,884 AGRIUM INC COM 008916108 72.59 968 SH SHARED 21 968 AGRIUM INC COM 008916108 682.41 9,100 SH SHARED 9,100 AGRIUM INC COM 008916108 4274.43 57,000 SH P SHARED 57,000 AGRIUM INC COM 008916108 13790.66 183,900 SH C SHARED 183,900 AGRIUM INC COM 008916108 23749.71 316,705 SH SHARED 316,705 AIR METHODS CORP COM PAR $.06 009128307 108.48 2,609 SH SHARED 01 2,609 AIR METHODS CORP COM PAR $.06 009128307 3.58 86 SH SHARED 21 86 AIR METHODS CORP COM PAR $.06 009128307 4.16 100 SH C SHARED 100 AIR METHODS CORP COM PAR $.06 009128307 4.16 100 SH P SHARED 100 AIR PRODS & CHEMS INC COM 009158106 36009.47 434,792 SH SHARED 01 434,792 AIR PRODS & CHEMS INC COM 009158106 22.69 274 SH SHARED 21 274 AIR PRODS & CHEMS INC COM 009158106 1004.03 12,123 SH SHARED 12,123 AIR PRODS & CHEMS INC COM 009158106 3180.29 38,400 SH C SHARED 38,400 AIR PRODS & CHEMS INC COM 009158106 3543.12 42,781 SH SHARED 42,781 AIR T INC COM 009207101 3.29 368 SH SOLE 368 AIR TRANSPORT SERVICES GRP I COM 00922R105 3.75 615 SH SHARED 01 615 AIRCASTLE LTD COM G0129K104 220.65 26,020 SH SHARED 01 26,020 AIRGAS INC COM 009363102 1636.17 24,079 SH SHARED 01 24,079 AIRGAS INC COM 009363102 244.62 3,600 SH SHARED 3,600 AIRGAS INC COM 009363102 4206.11 61,900 SH P SHARED 61,900 AIRGAS INC COM 009363102 6285.38 92,500 SH C SHARED 92,500 AIRGAS INC COM 009363102 11234.24 165,331 SH SHARED 165,331 AIRMEDIA GROUP INC SPONSORED ADR 009411109 57.99 9,796 SH SOLE 9,796 AIRTRAN HLDGS INC COM 00949P108 78.50 10,680 SH SHARED 01 10,680 AIRTRAN HLDGS INC COM 00949P108 29.40 4,000 SH P SHARED 4,000 AIRTRAN HLDGS INC COM 00949P108 308.70 42,000 SH C SHARED 42,000 AIRTRAN HLDGS INC COM 00949P108 14443.98 1,965,167 SH SHARED 1,965,167 AIXTRON SPONSORED ADR AKTIENGESELL SCHAFT 009606104 76.21 2,559 SH SHARED 01 2,559 AIXTRON SPONSORED ADR AKTIENGESELL SCHAFT 009606104 19.18 644 SH SHARED 21 644 AK STL HLDG CORP COM 001547108 176.96 12,814 SH SHARED 01 12,814 AK STL HLDG CORP COM 001547108 325.12 23,542 SH SHARED 23,542 AK STL HLDG CORP COM 001547108 2082.55 150,800 SH C SHARED 150,800 AK STL HLDG CORP COM 001547108 5243.66 379,700 SH P SHARED 379,700 AKAMAI TECHNOLOGIES INC COM 00971T101 11834.35 235,838 SH SHARED 01 235,838 AKAMAI TECHNOLOGIES INC COM 00971T101 143.77 2,865 SH SHARED 20 2,865 AKAMAI TECHNOLOGIES INC COM 00971T101 20.42 407 SH SHARED 21 407 AKAMAI TECHNOLOGIES INC COM 00971T101 486.75 9,700 SH SHARED 9,700 AKAMAI TECHNOLOGIES INC COM 00971T101 632.52 12,605 SH SHARED 12,605 AKAMAI TECHNOLOGIES INC COM 00971T101 5243.81 104,500 SH P SHARED 104,500 AKAMAI TECHNOLOGIES INC COM 00971T101 8635.98 172,100 SH C SHARED 172,100 AKEENA SOLAR INC DE COM 009720103 7.61 12,110 SH SHARED 01 12,110 AKEENA SOLAR INC DE COM 009720103 22.25 35,431 SH SHARED 35,431 ALAMO GROUP INC COM 011311107 98.85 4,427 SH SOLE 4,427 ALANCO TECHNOLOGIES CL A NO PAR INC 2010 011612702 1.42 954 SH SOLE 954

ALASKA AIR GROUP INC COM 011659109 2242.41 43,943 SH SHARED 01 43,943 ALASKA AIR GROUP INC COM 011659109 56.13 1,100 SH P SHARED 1,100 ALASKA AIR GROUP INC COM 011659109 989.98 19,400 SH C SHARED 19,400 ALASKA COMMUNICATIONS SYS GR COM 01167P101 1049.21 103,370 SH SHARED 01 103,370 ALASKA COMMUNICATIONS SYS GR COM 01167P101 6.95 685 SH SHARED 20 685 ALASKA COMMUNICATIONS SYS GR COM 01167P101 3.05 300 SH P SHARED 300 ALASKA COMMUNICATIONS SYS GR COM 01167P101 10.15 1,000 SH C SHARED 1,000 ALASKA COMMUNICATIONS SYS GR COM 01167P101 17.43 1,717 SH SHARED 1,717 ALBANY INTL FRNT 2.250% CORP 3/1 012348AC2 34.77 38,000 PRN SHARED 01 38,000 ALBEMARLE CORP COM 012653101 3464.27 74,007 SH SHARED 01 74,007 ALBEMARLE CORP COM 012653101 23.41 500 SH SHARED 500 ALBEMARLE CORP COM 012653101 28.09 600 SH P SHARED 600 ALBEMARLE CORP COM 012653101 135.75 2,900 SH C SHARED 2,900 ALBEMARLE CORP COM 012653101 649.07 13,866 SH SHARED 13,866 ALBERTO CULVER CO NEW COM 013078100 1894.77 50,326 SH SHARED 01 50,326 ALBERTO CULVER CO NEW COM 013078100 172.25 4,575 SH SHARED 20 4,575 ALBERTO CULVER CO NEW COM 013078100 27.00 717 SH SHARED 21 717 ALBERTO CULVER CO NEW COM 013078100 1133.27 30,100 SH C SHARED 30,100 ALBERTO CULVER CO NEW COM 013078100 19181.70 509,474 SH SHARED 509,474 ALCATEL-LUCENT SPONSORED ADR 013904305 4436.66 1,312,622 SH SHARED 01 1,312,622 ALCATEL-LUCENT SPONSORED ADR 013904305 4.24 1,255 SH SHARED 20 1,255 ALCATEL-LUCENT SPONSORED ADR 013904305 32.93 9,743 SH SHARED 21 9,743 ALCATEL-LUCENT SPONSORED ADR 013904305 0.14 42 SH SHARED 42 ALCATEL-LUCENT SPONSORED ADR 013904305 1.11 327 SH SHARED 327 ALCOA INC COM 013817101 12794.43 1,056,518 SH SHARED 01 1,056,518 ALCOA INC COM 013817101 24.22 2,000 SH SHARED 21 2,000 ALCOA INC COM 013817101 1112.98 91,906 SH SHARED 91,906 ALCOA INC COM 013817101 3898.21 321,900 SH C SHARED 321,900 ALCOA INC COM 013817101 14208.66 1,173,300 SH P SHARED 1,173,300 ALCOA INC COM 013817101 20856.96 1,722,292 SH SHARED 1,722,292 ALCON INC COM SHS H01301102 8460.09 50,723 SH SHARED 01 50,723 ALCON INC COM SHS H01301102 6338.02 38,000 SH C SHARED 13 38,000 ALCON INC COM SHS H01301102 12008.88 72,000 SH P SHARED 72,000 ALCON INC COM SHS H01301102 57989.38 347,679 SH SHARED 347,679 ALCON INC COM SHS H01301102 78374.62 469,900 SH C SHARED 469,900 ALERE INC COM 01449J105 851.19 27,520 SH SHARED 01 27,520 ALERE INC COM 01449J105 4.48 145 SH SHARED 20 145 ALERE INC COM 01449J105 958.83 31,000 SH C SHARED 31,000 ALERE INC COM 01449J105 3023.78 97,762 SH SHARED 97,762 ALERE INC COM 01449J105 6690.16 216,300 SH P SHARED 216,300 PERP PFD ALERE INC CONV SE 01449J204 7.48 34 SH SHARED 01 34 PERP PFD ALERE INC CONV SE 01449J204 22.66 103 SH SHARED 103 ALEXANDER & BALDWIN INC COM 014482103 92.81 2,664 SH SHARED 01 2,664 ALEXANDER & BALDWIN INC COM 014482103 59.23 1,700 SH C SHARED 1,700 ALEXANDER & BALDWIN INC COM 014482103 109.47 3,142 SH SHARED 3,142

ALEXANDERS INC COM 014752109 18.32 58 SH SHARED 58 ALEXANDERS INC COM 014752109 411.78 1,304 SH SHARED 1,304 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 2325.75 33,225 SH SHARED 01 33,225 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 15.54 222 SH SHARED 21 222 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 763.00 10,900 SH C SHARED 10,900 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 1134.00 16,200 SH P SHARED 16,200 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 1776.81 25,383 SH SHARED 25,383 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 2074.87 29,641 SH SHARED 29,641 ALEXION PHARMACEUTICALS INC COM 015351109 1614.15 25,080 SH SHARED 01 25,080 ALEXION PHARMACEUTICALS INC COM 015351109 690.00 10,721 SH SHARED 10,721 ALEXION PHARMACEUTICALS INC COM 015351109 1132.74 17,600 SH P SHARED 17,600 ALEXION PHARMACEUTICALS INC COM 015351109 1460.97 22,700 SH C SHARED 22,700 ALEXZA PHARMACEUTICALS INC COM 015384100 10.46 3,300 SH SHARED 13 3,300 ALEXZA PHARMACEUTICALS INC COM 015384100 23.46 7,400 SH C SHARED 7,400 ALEXZA PHARMACEUTICALS INC COM 015384100 31.70 10,000 SH P SHARED 10,000 ALEXZA PHARMACEUTICALS INC COM 015384100 162.87 51,378 SH SHARED 51,378 ALIGN TECHNOLOGY INC COM 016255101 94.10 4,806 SH SHARED 01 4,806 ALIGN TECHNOLOGY INC COM 016255101 1752.41 89,500 SH SHARED 13 89,500 ALIGN TECHNOLOGY INC COM 016255101 11.55 590 SH SHARED 21 590 ALIGN TECHNOLOGY INC COM 016255101 13.71 700 SH C SHARED 700 ALKERMES INC COM 01642T108 418.46 28,564 SH SHARED 01 28,564 ALKERMES INC COM 01642T108 2.93 200 SH P SHARED 200 ALKERMES INC COM 01642T108 268.77 18,346 SH SHARED 18,346 ALKERMES INC COM 01642T108 1473.79 100,600 SH C SHARED 100,600 ALLEGHANY CORP DEL COM 017175100 361.51 1,193 SH SHARED 01 1,193 ALLEGHANY CORP DEL COM 017175100 268.79 887 SH SHARED 887 ALLEGHENY ENERGY INC COM 017361106 6685.11 272,639 SH SHARED 01 272,639 ALLEGHENY ENERGY INC COM 017361106 17.16 700 SH C SHARED 700 ALLEGHENY ENERGY INC COM 017361106 26.97 1,100 SH P SHARED 1,100 ALLEGHENY ENERGY INC COM 017361106 301.60 12,300 SH SHARED 12,300 ALLEGHENY ENERGY INC COM 017361106 9220.84 376,054 SH SHARED 376,054 ALLEGHENY TECHNOLOGIES INC COM 01741R102 3240.31 69,759 SH SHARED 01 69,759 ALLEGHENY TECHNOLOGIES INC COM 01741R102 278.70 6,000 SH SHARED 6,000 ALLEGHENY TECHNOLOGIES INC COM 01741R102 882.55 19,000 SH P SHARED 19,000 ALLEGHENY TECHNOLOGIES INC COM 01741R102 2452.56 52,800 SH C SHARED 52,800 ALLEGIANT TRAVEL CO COM 01748X102 26.24 620 SH SHARED 01 620 ALLEGIANT TRAVEL CO COM 01748X102 25.39 600 SH C SHARED 600 ALLEGIANT TRAVEL CO COM 01748X102 38.09 900 SH P SHARED 900 ALLERGAN INC COM 018490102 20066.11 301,610 SH SHARED 01 301,610 ALLERGAN INC COM 018490102 4324.45 65,000 SH SHARED 13 65,000 ALLERGAN INC COM 018490102 12677.69 190,556 SH SHARED 20 190,556 ALLERGAN INC COM 018490102 56.28 846 SH SHARED 21 846 ALLERGAN INC COM 018490102 1137.66 17,100 SH SHARED 17,100 ALLERGAN INC COM 018490102 4331.10 65,100 SH P SHARED 65,100 ALLERGAN INC COM 018490102 5322.40 80,000 SH C SHARED 80,000

ALLERGAN INC COM 018490102 5443.09 81,814 SH SHARED 81,814 NOTE 1.500% ALLERGAN INC 4/0 018490AL6 6.86 6,000 PRN SHARED 01 6,000 NOTE 1.500% ALLERGAN INC 4/0 018490AL6 114.25 100,000 PRN SHARED 100,000 ALLETE INC COM NEW 018522300 172.02 4,722 SH SHARED 01 4,722 ALLETE INC COM NEW 018522300 8.56 235 SH SHARED 20 235 ALLETE INC COM NEW 018522300 292.21 8,021 SH SHARED 8,021 ALLIANCE BANCORP INC PA COM 018921106 30.26 4,151 SH SOLE 4,151 ALLIANCE BANKSHARES CORP COM 018535104 3.85 1,357 SH SOLE 1,357 ALLIANCE DATA SYSTEMS CORP COM 018581108 4135.59 63,371 SH SHARED 01 63,371 ALLIANCE DATA SYSTEMS CORP COM 018581108 71.79 1,100 SH C SHARED 1,100 ALLIANCE DATA SYSTEMS CORP COM 018581108 254.51 3,900 SH SHARED 3,900 ALLIANCE DATA SYSTEMS CORP COM 018581108 3615.40 55,400 SH P SHARED 55,400 ALLIANCE DATA NOTE 1.750% SYSTEMS CORP 8/0 018581AD0 516.88 500,000 PRN SOLE 500,000 ALLIANCE FIBER OPTIC PRODS I COM NEW 018680306 26.08 3,173 SH SOLE 3,173 ALLIANCE HEALTHCARE SRVCS IN COM NEW 018606202 4.58 1,000 SH P SOLE 1,000 ALLIANCE HEALTHCARE SRVCS IN COM NEW 018606202 9.16 2,000 SH C SOLE 2,000 ALLIANCE HOLDINGS GP LP COM UNITS LP 01861G100 97.54 2,250 SH SHARED 01 2,250 ALLIANCE HOLDINGS GP LP COM UNITS LP 01861G100 63.03 1,454 SH SHARED 1,454 ALLIANCE NEW YORK MUN INC FD COM 018714105 54.90 3,750 SH SHARED 01 3,750 ALLIANCE ONE INTL INC COM 018772103 88.04 21,215 SH SHARED 01 21,215 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 478.10 8,195 SH SHARED 01 8,195 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 23.34 400 SH P SHARED 400 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 204.19 3,500 SH C SHARED 3,500 ALLIANCE BERNSTEIN GBL HGH IN COM 01879R106 6866.19 463,932 SH SHARED 01 463,932 ALLIANCE BERNSTEIN GBL HGH IN COM 01879R106 14.80 1,000 SH SHARED 21 1,000 ALLIANCE BERNSTEINUNIT LTD HOLDING LP PARTN 01881G106 6418.71 243,041 SH SHARED 01 243,041 ALLIANCE BERNSTEINUNIT LTD HOLDING LP PARTN 01881G106 42.26 1,600 SH P SHARED 1,600 ALLIANCE BERNSTEINUNIT LTD HOLDING LP PARTN 01881G106 58.10 2,200 SH C SHARED 2,200 ALLIANCE BERNSTEINUNIT LTD HOLDING LP PARTN 01881G106 264.34 10,009 SH SHARED 10,009 ALLIANCE BERNSTEIN INCOME FUN COM 01881E101 5164.17 616,249 SH SHARED 01 616,249 ALLIANCE BERNSTEIN NATL MUNI COM 01864U106 83.89 5,672 SH SHARED 01 5,672 ALLIANCE BERNSTEIN NATL MUNI COM 01864U106 24.05 1,626 SH SHARED 1,626 ALLIANT ENERGY CORP COM 018802108 322.61 8,875 SH SHARED 01 8,875 ALLIANT ENERGY CORP COM 018802108 323.52 8,900 SH SHARED 8,900 ALLIANT ENERGY CORP COM 018802108 661.75 18,205 SH SHARED 18,205 ALLIANT TECHSYSTEMS INC COM 018804104 2385.88 31,643 SH SHARED 01 31,643 ALLIANT TECHSYSTEMS INC COM 018804104 15.08 200 SH C SHARED 200 ALLIANT TECHSYSTEMS INC COM 018804104 15.08 200 SH P SHARED 200 ALLIANT TECHSYSTEMS INC COM 018804104 2661.02 35,292 SH SHARED 35,292 ALLIANT NOTE 2.750% TECHSYSTEMS INC 9/1 018804AN4 4.05 4,000 PRN SHARED 01 4,000 ALLIED DEFENSE GROUP INC COM 019118108 17.83 7,400 SH SHARED 01 7,400 ALLIED HEALTHCARE PRODS INC COM 019222108 4.98 1,205 SH SOLE 1,205 ALLIED IRISH BKS P L C SPON ADR ORD 019228402 231.79 163,235 SH SHARED 01 163,235 ALLIED IRISH BKS P L C SPON ADR ORD 019228402 7.10 5,000 SH C SHARED 01 5,000 ALLIED IRISH BKS P L C SPON ADR ORD 019228402 44.15 31,091 SH SHARED 31,091

ALLIED NEVADA GOLD CORP COM 019344100 887.80 33,502 SH SHARED 01 33,502 ALLIED NEVADA GOLD CORP COM 019344100 166.95 6,300 SH C SHARED 6,300 ALLIED NEVADA GOLD CORP COM 019344100 686.35 25,900 SH P SHARED 25,900 ALLIED NEVADA GOLD CORP COM 019344100 3008.97 113,546 SH SHARED 113,546 ALLIED WRLD ASSUR COM HLDG L SHS G0219G203 162.24 2,867 SH SHARED 01 2,867 ALLIED WRLD ASSUR COM HLDG L SHS G0219G203 7.64 135 SH SHARED 20 135 ALLIED WRLD ASSUR COM HLDG L SHS G0219G203 283.12 5,003 SH SHARED 5,003 ALLIS CHALMERS COM PAR ENERGY INC $.01NW 019645506 16.68 4,000 SH SHARED 01 4,000 ALLIS CHALMERS COM PAR ENERGY INC $.01NW 019645506 4.17 1,000 SH P SHARED 1,000 ALLIS CHALMERS COM PAR ENERGY INC $.01NW 019645506 24.19 5,800 SH C SHARED 5,800 ALLIS CHALMERS COM PAR ENERGY INC $.01NW 019645506 70.65 16,943 SH SHARED 16,943 ALLOS THERAPEUTICS INC COM 019777101 1.37 291 SH SHARED 01 291 ALLOS THERAPEUTICS INC COM 019777101 3016.08 639,000 SH SHARED 13 639,000 ALLOS THERAPEUTICS INC COM 019777101 45.78 9,700 SH P SHARED 9,700 ALLOS THERAPEUTICS INC COM 019777101 92.21 19,536 SH SHARED 19,536 ALLOS THERAPEUTICS INC COM 019777101 126.97 26,900 SH C SHARED 26,900 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 2092.60 113,297 SH SHARED 01 113,297 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 23.79 1,288 SH P SHARED 1,288 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 163.46 8,850 SH C SHARED 8,850 ALLSTATE CORP COM 020002101 16656.79 527,949 SH SHARED 01 527,949 ALLSTATE CORP COM 020002101 42.72 1,354 SH SHARED 21 1,354 ALLSTATE CORP COM 020002101 902.17 28,595 SH SHARED 28,595 ALLSTATE CORP COM 020002101 2001.47 63,438 SH SHARED 63,438 ALLSTATE CORP COM 020002101 3625.10 114,900 SH P SHARED 114,900 ALLSTATE CORP COM 020002101 10187.50 322,900 SH C SHARED 322,900 ALMOST FAMILY INC COM 020409108 172.71 5,829 SH SHARED 01 5,829 ALMOST FAMILY INC COM 020409108 57.75 1,949 SH SHARED 1,949 ALMOST FAMILY INC COM 020409108 71.11 2,400 SH P SHARED 2,400 ALMOST FAMILY INC COM 020409108 124.45 4,200 SH C SHARED 4,200 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 613.37 49,989 SH SHARED 01 49,989 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 2.40 196 SH SHARED 21 196 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 2.45 200 SH C SHARED 200 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 109.42 8,918 SH SHARED 8,918 ALON HLDGS BLUE SQUARE ISRAE SPONSORED ADR 02051Q106 70.50 5,000 SH SHARED 01 5,000 ALON HLDGS BLUE SQUARE ISRAE SPONSORED ADR 02051Q106 27.11 1,923 SH SHARED 1,923 ALON USA ENERGY INC COM 020520102 0.54 100 SH P SOLE 100 ALON USA ENERGY INC COM 020520102 10.80 2,000 SH C SOLE 2,000 ALON USA ENERGY INC COM 020520102 15.60 2,889 SH SOLE 2,889 ALPHA NATURAL RESOURCES INC COM 02076X102 3872.30 94,102 SH SHARED 01 94,102 ALPHA NATURAL RESOURCES INC COM 02076X102 6.17 150 SH SHARED 20 150 ALPHA NATURAL RESOURCES INC COM 02076X102 222.21 5,400 SH SHARED 5,400 ALPHA NATURAL RESOURCES INC COM 02076X102 1646.00 40,000 SH C SHARED 40,000 ALPHA NATURAL RESOURCES INC COM 02076X102 9594.12 233,150 SH SHARED 233,150 ALPHA NATURAL RESOURCES INC COM 02076X102 13727.64 333,600 SH P SHARED 333,600 ALPHA NATURAL NOTE 2.375% RESOURCES INC 4/1 02076XAA0 35.76 32,000 PRN SOLE 32,000

ALPINE GLOBAL DYNAMIC DIVD F COM 02082E106 85.71 13,166 SH SHARED 01 13,166 ALPINE GLOBAL DYNAMIC DIVD F COM 02082E106 15.67 2,407 SH SHARED 2,407 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 1606.34 243,017 SH SHARED 01 243,017 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 22.01 3,330 SH SHARED 3,330 ALPINE TOTAL DYNAMIC DIVID F COM SBI 021060108 401.51 73,807 SH SHARED 01 73,807 ALPINE TOTAL DYNAMIC DIVID F COM SBI 021060108 21514.65 3,954,898 SH SHARED 3,954,898 ALPS ETF TR C&S GLOBL ETF 00162Q106 24.05 690 SH SHARED 01 690 ALPS ETF TR EQUAL SEC ETF 00162Q205 300.13 9,330 SH SHARED 01 9,330 ALPS ETF TR JEFF CRB INDS 00162Q601 72.67 1,790 SH SOLE 1,790 JEFF TRJ CRB ALPS ETF TR GLO 00162Q304 1102.11 25,904 SH SHARED 01 25,904 ALTAIR NANOTECHNOLOGIES INC COM 021373105 27.58 44,491 SH SOLE 44,491 ALTERA CORP COM 021441100 9736.01 322,812 SH SHARED 01 322,812 ALTERA CORP COM 021441100 711.78 23,600 SH SHARED 23,600 ALTERA CORP COM 021441100 8728.30 289,400 SH P SHARED 289,400 ALTERA CORP COM 021441100 10052.33 333,300 SH C SHARED 333,300 ALTERRA CAPITAL HOLDINGS LIM COM G0229R108 16.14 810 SH SHARED 01 810 ALTISOURCE PORTFOLIO SOLNS S REG SHS L0175J104 21.21 681 SH SHARED 01 681 ALTRA HOLDINGS INC COM 02208R106 27.37 1,858 SH SHARED 01 1,858 ALTRA HOLDINGS INC COM 02208R106 6.55 445 SH SHARED 20 445 ALTRIA GROUP INC COM 02209S103 70975.40 2,954,846 SH SHARED 01 2,954,846 ALTRIA GROUP INC COM 02209S103 8731.15 363,495 SH SHARED 20 363,495 ALTRIA GROUP INC COM 02209S103 108.57 4,520 SH SHARED 21 4,520 ALTRIA GROUP INC COM 02209S103 3434.64 142,991 SH SHARED 142,991 ALTRIA GROUP INC COM 02209S103 11207.73 466,600 SH C SHARED 466,600 ALTRIA GROUP INC COM 02209S103 12070.05 502,500 SH P SHARED 502,500 ALTRIA GROUP INC COM 02209S103 30342.74 1,263,228 SH SHARED 1,263,228 ALUMINA LTD SPONSORED ADR 022205108 763.53 109,075 SH SHARED 01 109,075 ALUMINA LTD SPONSORED ADR 022205108 18.73 2,676 SH SHARED 21 2,676 ALUMINA LTD SPONSORED ADR 022205108 4761.65 680,235 SH SHARED 680,235 ALUMINUM CORP SPON ADR H CHINA LTD SHS 022276109 14.93 627 SH SHARED 01 627 ALUMINUM CORP SPON ADR H CHINA LTD SHS 022276109 1362.77 57,235 SH SHARED 57,235 ALVARION LTD SHS M0861T100 26.61 14,462 SH SHARED 01 14,462 ALVARION LTD SHS M0861T100 40.85 22,200 SH C SHARED 22,200 ALZA CORP SDCV 7/2 02261WAB5 1.80 2,000 PRN SHARED 01 2,000 ALZA CORP SDCV 7/2 02261WAB5 145.10 161,000 PRN SHARED 161,000 AMAG PHARMACEUTICALS INC COM 00163U106 27.54 1,600 SH SHARED 01 1,600 AMAG PHARMACEUTICALS INC COM 00163U106 215.13 12,500 SH P SHARED 12,500 AMAG PHARMACEUTICALS INC COM 00163U106 855.54 49,712 SH SHARED 49,712 AMAG PHARMACEUTICALS INC COM 00163U106 3567.63 207,300 SH C SHARED 207,300 AMARIN CORP PLC SPONS ADR NEW 023111206 25.80 10,000 SH SHARED 01 10,000 AMARIN CORP PLC SPONS ADR NEW 023111206 73.34 28,425 SH SHARED 28,425 AMAZON COM INC COM 023135106 51858.54 330,183 SH SHARED 01 330,183 AMAZON COM INC COM 023135106 7405.22 47,149 SH SHARED 20 47,149 AMAZON COM INC COM 023135106 114.50 729 SH SHARED 21 729 AMAZON COM INC COM 023135106 86.54 551 SH SHARED 551

AMAZON COM INC COM 023135106 3584.58 22,823 SH SHARED 22,823 AMAZON COM INC COM 023135106 82770.62 527,000 SH P SHARED 527,000 AMAZON COM INC COM 023135106 248578.86 1,582,700 SH C SHARED 1,582,700 AMB PROPERTY CORP COM 00163T109 896.12 33,854 SH SHARED 01 33,854 AMB PROPERTY CORP COM 00163T109 1.91 72 SH SHARED 21 72 AMB PROPERTY CORP COM 00163T109 13.24 500 SH C SHARED 500 AMB PROPERTY CORP COM 00163T109 761.33 28,762 SH SHARED 28,762 AMB PROPERTY CORP COM 00163T109 2840.92 107,326 SH SHARED 107,326 AMBAC FINL GROUP INC COM 023139108 2.31 4,154 SH SHARED 01 4,154 AMBAC FINL GROUP INC COM 023139108 141.82 255,526 SH SHARED 255,526 AMBAC FINL GROUP INC COM 023139108 145.80 262,700 SH P SHARED 262,700 AMBAC FINL GROUP INC COM 023139108 348.32 627,600 SH C SHARED 627,600 AMBAC FINL UNIT GROUP INC 99/99/9999 023139702 8.74 1,079 SH SOLE 1,079 AMBASSADORS GROUP INC COM 023177108 148.89 13,130 SH SHARED 01 13,130 AMBASSADORS GROUP INC COM 023177108 3.74 330 SH SHARED 21 330 AMBASSADORS GROUP INC COM 023177108 65.16 5,746 SH SHARED 5,746 AMBASSADORS INTL INC COM NEW 023178205 4.56 2,506 SH SOLE 2,506 AMCOL INTL CORP COM 02341W103 159.84 6,103 SH SOLE 6,103 NOTE 0.500% AMDOCS LTD 3/1 02342TAD1 9.53 11,000 PRN SHARED 01 11,000 AMDOCS LTD ORD G02602103 1083.63 37,810 SH SHARED 01 37,810 AMDOCS LTD ORD G02602103 57.32 2,000 SH C SHARED 2,000 AMDOCS LTD ORD G02602103 166.23 5,800 SH P SHARED 5,800 AMEDISYS INC COM 023436108 2620.90 110,122 SH SHARED 01 110,122 AMEDISYS INC COM 023436108 533.12 22,400 SH C SHARED 22,400 AMEDISYS INC COM 023436108 1051.29 44,172 SH SHARED 44,172 AMEDISYS INC COM 023436108 1623.16 68,200 SH P SHARED 68,200 AMERCO COM 023586100 1211.12 15,238 SH SHARED 01 15,238 AMEREN CORP COM 023608102 8179.17 287,999 SH SHARED 01 287,999 AMEREN CORP COM 023608102 1.82 64 SH SHARED 21 64 AMEREN CORP COM 023608102 34.08 1,200 SH P SHARED 1,200 AMEREN CORP COM 023608102 373.12 13,138 SH SHARED 13,138 AMEREN CORP COM 023608102 803.83 28,304 SH SHARED 28,304 AMEREN CORP COM 023608102 1820.44 64,100 SH C SHARED 64,100 AMERICA FIRST TAX EX IVS L P BEN UNIT CTF 02364V107 1120.03 206,648 SH SHARED 01 206,648 AMERICA MOVIL SPON ADR A SAB DE CV SHS 02364W204 12.20 230 SH SHARED 01 230 AMERICA MOVIL SPON ADR A SAB DE CV SHS 02364W204 250.08 4,716 SH SHARED 4,716 AMERICA MOVIL SPON ADR L SAB DE CV SHS 02364W105 17975.89 337,069 SH SHARED 01 337,069 AMERICA MOVIL SPON ADR L SAB DE CV SHS 02364W105 274.65 5,150 SH SHARED 20 5,150 AMERICA MOVIL SPON ADR L SAB DE CV SHS 02364W105 123.73 2,320 SH SHARED 2,320 AMERICA MOVIL SPON ADR L SAB DE CV SHS 02364W105 16047.00 300,900 SH SHARED 300,900 AMERICA SVC GROUP INC COM 02364L109 129.68 8,715 SH SOLE 8,715 AMERICAN APPAREL INC COM 023850100 1.23 1,000 SH SHARED 01 1,000 AMERICAN AXLE & MFG HLDGS IN COM 024061103 305.53 33,873 SH SHARED 01 33,873 AMERICAN AXLE & MFG HLDGS IN COM 024061103 56.83 6,300 SH C SHARED 6,300 AMERICAN AXLE & MFG HLDGS IN COM 024061103 89.30 9,900 SH P SHARED 9,900

AMERICAN AXLE & MFG HLDGS IN COM 024061103 131.69 14,600 SH SHARED 14,600 AMERICAN CAMPUS CMNTYS INC COM 024835100 197.59 6,491 SH SHARED 01 6,491 AMERICAN CAMPUS CMNTYS INC COM 024835100 3.10 102 SH SHARED 21 102 AMERICAN CAMPUS CMNTYS INC COM 024835100 9.13 300 SH P SHARED 300 AMERICAN CAMPUS CMNTYS INC COM 024835100 106.54 3,500 SH C SHARED 3,500 AMERICAN CAMPUS CMNTYS INC COM 024835100 1156.63 37,997 SH SHARED 37,997 AMERICAN CAP LTD COM 02503Y103 890.82 153,326 SH SHARED 01 153,326 AMERICAN CAP LTD COM 02503Y103 320.71 55,200 SH C SHARED 55,200 AMERICAN CAP LTD COM 02503Y103 2541.29 437,400 SH P SHARED 437,400 AMERICAN CAP LTD COM 02503Y103 11641.50 2,003,701 SH SHARED 2,003,701 AMERICAN CAPITAL AGENCY CORP COM 02503X105 1019.09 38,355 SH SHARED 01 38,355 AMERICAN CAPITAL AGENCY CORP COM 02503X105 605.80 22,800 SH P SHARED 22,800 AMERICAN CAPITAL AGENCY CORP COM 02503X105 664.25 25,000 SH C SHARED 25,000 AMERICAN CARESOURCE HLDGS IN COM 02505A103 47.22 32,120 SH SHARED 01 32,120 AMERICAN CARESOURCE HLDGS IN COM 02505A103 1.57 1,070 SH SHARED 1,070 AMERICAN COMMERCIAL LINES COM PAR $0.01 025195405 11.15 400 SH SHARED 01 400 AMERICAN COMMERCIAL LINES COM PAR $0.01 025195405 3096.30 111,058 SH SHARED 111,058 AMERICAN COMMERCIAL LINES COM PAR $0.01 025195405 4321.40 155,000 SH P SHARED 155,000 AMERICAN DAIRY INC COM 025334103 12.54 1,200 SH P SOLE 1,200 AMERICAN DAIRY INC COM 025334103 38.67 3,700 SH C SOLE 3,700 AMERICAN DAIRY INC COM 025334103 51.95 4,971 SH SOLE 4,971 AMERICAN DENTAL PARTNERS COM 025353103 20.72 1,718 SH SOLE 1,718 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 44.00 2,941 SH SHARED 01 2,941 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 140.62 9,400 SH SHARED 9,400 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 243.85 16,300 SH C SHARED 16,300 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 2722.72 182,000 SH P SHARED 182,000 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 4196.18 280,493 SH SHARED 280,493 AMERICAN ELEC PWR INC COM 025537101 42913.38 1,184,471 SH SHARED 01 1,184,471 AMERICAN ELEC PWR INC COM 025537101 5075.90 140,102 SH SHARED 20 140,102 AMERICAN ELEC PWR INC COM 025537101 84.31 2,327 SH SHARED 21 2,327 AMERICAN ELEC PWR INC COM 025537101 568.81 15,700 SH P SHARED 15,700 AMERICAN ELEC PWR INC COM 025537101 1186.97 32,762 SH SHARED 32,762 AMERICAN ELEC PWR INC COM 025537101 2557.84 70,600 SH C SHARED 70,600 AMERICAN ELEC PWR INC COM 025537101 6950.47 191,843 SH SHARED 191,843 AMERICAN ELECTRIC TECH INC COM 025576109 0.13 55 SH SOLE 55 AMERICAN EQTY INVT LIFE HLD COM 025676206 805.60 78,672 SH SHARED 01 78,672 AMERICAN EQTY INVT LIFE HLD COM 025676206 6.76 660 SH SHARED 20 660 AMERICAN EQTY NOTE INVT LIFE HLD 5.250%12/0 025676AE7 10.28 10,000 PRN SHARED 01 10,000 AMERICAN EXPRESS CO COM 025816109 25682.60 611,054 SH SHARED 01 611,054 AMERICAN EXPRESS CO COM 025816109 75.28 1,791 SH SHARED 21 1,791 AMERICAN EXPRESS CO COM 025816109 2974.13 70,762 SH SHARED 70,762 AMERICAN EXPRESS CO COM 025816109 10008.44 238,126 SH SHARED 238,126 AMERICAN EXPRESS CO COM 025816109 12873.79 306,300 SH C SHARED 306,300 AMERICAN EXPRESS CO COM 025816109 18703.35 445,000 SH P SHARED 445,000 AMERICAN FINL GROUP INC OHIO COM 025932104 1714.19 56,056 SH SHARED 01 56,056

AMERICAN FINL GROUP INC OHIO COM 025932104 482.86 15,790 SH SHARED 15,790 AMERICAN GREETINGS CORP CL A 026375105 67.15 3,612 SH SHARED 01 3,612 AMERICAN GREETINGS CORP CL A 026375105 14.87 800 SH C SHARED 800 AMERICAN GREETINGS CORP CL A 026375105 22.31 1,200 SH P SHARED 1,200 AMERICAN GREETINGS CORP CL A 026375105 2947.97 158,578 SH SHARED 158,578 AMERICAN INCOME FD INC COM 02672T109 9.00 1,001 SH SHARED 01 1,001 AMERICAN INDEPENDENCE CORP COM NEW 026760405 5.55 1,194 SH SOLE 1,194 AMERICAN INTL GROUP INC COM NEW 026874784 1182.62 30,246 SH SHARED 01 30,246 AMERICAN INTL GROUP INC COM NEW 026874784 328.99 8,414 SH SHARED 8,414 AMERICAN INTL GROUP INC COM NEW 026874784 2198.83 56,236 SH SHARED 56,236 AMERICAN INTL GROUP INC COM NEW 026874784 9929.37 253,948 SH C SHARED 253,948 AMERICAN INTL GROUP INC COM NEW 026874784 62261.59 1,592,368 SH P SHARED 1,592,368 AMERICAN INTL UNIT GROUP INC 99/99/9999 026874115 28.00 3,260 SH SHARED 01 3,260 AMERICAN INTL UNIT GROUP INC 99/99/9999 026874115 1664.59 193,782 SH SHARED 193,782 AMERICAN LEARNING CORP NEW Y COM 027135102 1.89 2,455 SH SOLE 2,455 AMERICAN MED ALERT CORP COM 027904101 19.18 3,144 SH SOLE 3,144 AMERICAN MED SYS HLDGS INC COM 02744M108 1433.45 73,210 SH SHARED 01 73,210 AMERICAN MED SYS HLDGS INC COM 02744M108 21.54 1,100 SH P SHARED 1,100 AMERICAN MED SYS HLDGS INC COM 02744M108 390.52 19,945 SH SHARED 19,945 AMERICAN MUN INCOME PORTFOLI COM 027649102 19.87 1,316 SH SHARED 01 1,316 AMERICAN NATL BANKSHARES INC COM 027745108 8.62 393 SH SHARED 01 393 AMERICAN NATL INS CO COM 028591105 344.83 4,539 SH SOLE 4,539 AMERICAN OIL & GAS INC NEW COM 028723104 16.20 2,000 SH C SOLE 2,000 AMERICAN OIL & GAS INC NEW COM 028723104 381.35 47,080 SH SOLE 47,080 AMERICAN ORIENTAL BIOENGR IN COM 028731107 116.67 48,410 SH SHARED 01 48,410 AMERICAN ORIENTAL BIOENGR IN COM 028731107 0.03 11 SH SHARED 11 AMERICAN ORIENTAL BIOENGR IN COM 028731107 16.63 6,900 SH C SHARED 6,900 AMERICAN ORIENTAL BIOENGR IN COM 028731107 46.51 19,300 SH P SHARED 19,300 AMERICAN PAC CORP COM 028740108 0.15 34 SH SOLE 34 AMERICAN PHYSICIANS CAPITAL COM 028884104 6.18 149 SH SHARED 01 149 AMERICAN PHYSICIANS CAPITAL COM 028884104 3.69 89 SH SHARED 89 AMERICAN PHYSICIANS SVC GROU COM 028882108 60.88 1,882 SH SOLE 1,882 AMERICAN PUBLIC EDUCATION IN COM 02913V103 39.43 1,200 SH C SOLE 1,200 AMERICAN RAILCAR INDS INC COM 02916P103 8.53 544 SH SHARED 01 544 AMERICAN REPROGRAPHICS CO COM 029263100 1.08 137 SH SHARED 01 137 AMERICAN RIVER BANKSHARES COM 029326105 6.58 1,048 SH SOLE 1,048 AMERICAN RLTY INVS INC COM 029174109 4.41 543 SH SHARED 01 543 AMERICAN SCIENCE & ENGR INC COM 029429107 329.36 4,472 SH SHARED 01 4,472 AMERICAN SCIENCE & ENGR INC COM 029429107 7.29 99 SH SHARED 21 99 AMERICAN SCIENCE & ENGR INC COM 029429107 568.43 7,718 SH SHARED 7,718 AMERICAN SCIENCE & ENGR INC COM 029429107 935.36 12,700 SH C SHARED 12,700 AMERICAN SCIENCE & ENGR INC COM 029429107 2415.72 32,800 SH P SHARED 32,800 AMERICAN SELECT PORTFOLIO IN COM 029570108 6.52 547 SH SOLE 547 AMERICAN SPECTRUM REALTY INC COM NEW 02970Q203 7.79 606 SH SOLE 606 AMERICAN STRATEGIC INCM PTFL COM 030098107 156.86 11,992 SH SHARED 01 11,992

AMERICAN STRATEGIC INCOME II COM 03009T101 1012.43 123,921 SH SHARED 01 123,921 AMERICAN STS WTR CO COM 029899101 487.04 13,612 SH SHARED 01 13,612 AMERICAN STS WTR CO COM 029899101 4.97 139 SH SHARED 21 139 AMERICAN STS WTR CO COM 029899101 341.16 9,535 SH SHARED 9,535 AMERICAN SUPERCONDUCTOR CORP COM 030111108 566.02 18,200 SH SHARED 01 18,200 AMERICAN SUPERCONDUCTOR CORP COM 030111108 1225.34 39,400 SH P SHARED 39,400 AMERICAN SUPERCONDUCTOR CORP COM 030111108 3137.99 100,900 SH C SHARED 100,900 AMERICAN SUPERCONDUCTOR CORP COM 030111108 3854.66 123,944 SH SHARED 123,944 AMERICAN TOWER CORP CL A 029912201 29822.40 581,787 SH SHARED 01 581,787 AMERICAN TOWER CORP CL A 029912201 1786.92 34,860 SH SHARED 20 34,860 AMERICAN TOWER CORP CL A 029912201 36.34 709 SH SHARED 21 709 AMERICAN TOWER CORP CL A 029912201 1168.73 22,800 SH SHARED 22,800 AMERICAN TOWER CORP CL A 029912201 1901.75 37,100 SH C SHARED 37,100 AMERICAN TOWER CORP CL A 029912201 2573.25 50,200 SH P SHARED 50,200 AMERICAN TOWER CORP CL A 029912201 17125.61 334,093 SH SHARED 334,093 AMERICAN VANGUARD CORP COM 030371108 10.51 1,700 SH SHARED 01 1,700 AMERICAN WTR WKS CO INC NEW COM 030420103 3148.66 135,310 SH SHARED 01 135,310 AMERICAN WTR WKS CO INC NEW COM 030420103 137.80 5,922 SH SHARED 5,922 AMERICAN WTR WKS CO INC NEW COM 030420103 612.00 26,300 SH C SHARED 26,300 AMERICAN WTR WKS CO INC NEW COM 030420103 1186.77 51,000 SH P SHARED 51,000 AMERICAN WTR WKS CO INC NEW COM 030420103 7463.99 320,756 SH SHARED 320,756 AMERICAS CAR MART INC COM 03062T105 10.40 413 SH SHARED 01 413 AMERICAS CAR MART INC COM 03062T105 144.28 5,730 SH SHARED 5,730 AMERICREDIT CORP COM 03060R101 50.44 2,062 SH SHARED 01 2,062 AMERICREDIT CORP COM 03060R101 382.53 15,639 SH SHARED 15,639 AMERICREDIT CORP COM 03060R101 922.14 37,700 SH C SHARED 37,700 AMERICREDIT CORP COM 03060R101 5667.38 231,700 SH P SHARED 231,700 AMERIGAS PARTNERS L P UNIT L P INT 030975106 4173.38 93,135 SH SHARED 01 93,135 AMERIGAS PARTNERS L P UNIT L P INT 030975106 35.85 800 SH C SHARED 800 AMERIGAS PARTNERS L P UNIT L P INT 030975106 49.29 1,100 SH P SHARED 1,100 AMERIGON INC COM 03070L300 9.27 900 SH SHARED 01 900 AMERIGON INC COM 03070L300 43.15 4,189 SH SHARED 4,189 AMERIGROUP CORP COM 03073T102 142.02 3,344 SH SHARED 01 3,344 AMERIGROUP CORP COM 03073T102 9.34 220 SH SHARED 20 220 AMERIGROUP CORP COM 03073T102 1333.56 31,400 SH C SHARED 31,400 AMERIPRISE FINL INC COM 03076C106 30809.51 650,951 SH SHARED 01 650,951 AMERIPRISE FINL INC COM 03076C106 43.35 916 SH SHARED 21 916 AMERIPRISE FINL INC COM 03076C106 250.85 5,300 SH P SHARED 5,300 AMERIPRISE FINL INC COM 03076C106 549.03 11,600 SH C SHARED 11,600 AMERIPRISE FINL INC COM 03076C106 769.59 16,260 SH SHARED 16,260 AMERIPRISE FINL INC COM 03076C106 1992.07 42,089 SH SHARED 42,089 AMERIS BANCORP COM 03076K108 28.34 3,031 SH SHARED 01 3,031 AMERISOURCE BERGEN CORP COM 03073E105 7233.86 235,938 SH SHARED 01 235,938 AMERISOURCE BERGEN CORP COM 03073E105 4764.56 155,400 SH SHARED 20 155,400 AMERISOURCE BERGEN CORP COM 03073E105 564.14 18,400 SH SHARED 18,400

AMERISOURCE BERGEN CORP COM 03073E105 659.19 21,500 SH P SHARED 21,500 AMERISOURCE BERGEN CORP COM 03073E105 3291.38 107,351 SH SHARED 107,351 AMERISOURCE BERGEN CORP COM 03073E105 5662.90 184,700 SH C SHARED 184,700 AMERISTAR CASINOS INC COM 03070Q101 8.73 500 SH C SOLE 500 AMERITRANS CAP CORP COM 03073H108 1.27 1,151 SH SOLE 1,151 AMERN STRATEGIC INCOME PTFL COM 030099105 260.51 25,896 SH SHARED 01 25,896 AMERN STRATEGIC INCOME PTFL COM 030099105 23.51 2,337 SH SHARED 2,337 AMERON INTL INC COM 030710107 4.28 63 SH SHARED 01 63 AMERON INTL INC COM 030710107 115.53 1,700 SH C SHARED 1,700 AMERON INTL INC COM 030710107 2034.18 29,932 SH SHARED 29,932 AMETEK INC NEW COM 031100100 859.76 17,998 SH SHARED 01 17,998 AMETEK INC NEW COM 031100100 150.24 3,145 SH SHARED 20 3,145 AMETEK INC NEW COM 031100100 14.62 306 SH SHARED 21 306 AMETEK INC NEW COM 031100100 71.66 1,500 SH P SHARED 1,500 AMETEK INC NEW COM 031100100 243.63 5,100 SH SHARED 5,100 AMETEK INC NEW COM 031100100 408.29 8,547 SH SHARED 8,547 AMGEN INC COM 031162100 52846.91 958,935 SH SHARED 01 958,935 AMGEN INC COM 031162100 6806.09 123,500 SH SHARED 13 123,500 AMGEN INC COM 031162100 714.23 12,960 SH SHARED 20 12,960 AMGEN INC COM 031162100 49.71 902 SH SHARED 21 902 AMGEN INC COM 031162100 12427.86 225,510 SH SHARED 225,510 AMGEN INC COM 031162100 40594.03 736,600 SH C SHARED 736,600 AMGEN INC COM 031162100 42423.68 769,800 SH P SHARED 769,800 AMGEN INC COM 031162100 61098.80 1,108,670 SH SHARED 1,108,670 NOTE 0.125% AMGEN INC 2/0 031162AN0 5.98 6,000 PRN SHARED 01 6,000 NOTE 0.125% AMGEN INC 2/0 031162AN0 31481.50 31,600,000 PRN SHARED 31,600,000 NOTE 0.375% AMGEN INC 2/0 031162AQ3 11.90 12,000 PRN SHARED 01 12,000 NOTE 0.375% AMGEN INC 2/0 031162AQ3 54667.44 55,150,000 PRN SHARED 55,150,000 AMKOR TECHNOLOGY INC COM 031652100 19.21 2,924 SH SHARED 01 2,924 AMKOR TECHNOLOGY INC COM 031652100 12.48 1,900 SH P SHARED 1,900 AMKOR TECHNOLOGY INC COM 031652100 84.10 12,800 SH C SHARED 12,800 AMN HEALTHCARE SERVICES INC COM 001744101 5.14 1,000 SH SHARED 01 1,000 AMPAL AMERN ISRAEL CORP CL A 032015109 4.40 2,751 SH SOLE 2,751 AMPCO-PITTSBURGH CORP COM 032037103 46.91 1,890 SH SHARED 01 1,890 AMPHENOL CORP NEW CL A 032095101 3306.10 67,499 SH SHARED 01 67,499 AMPHENOL CORP NEW CL A 032095101 30.76 628 SH SHARED 21 628 AMPHENOL CORP NEW CL A 032095101 107.76 2,200 SH SHARED 2,200 AMPHENOL CORP NEW CL A 032095101 396.74 8,100 SH P SHARED 8,100 AMPHENOL CORP NEW CL A 032095101 470.21 9,600 SH SHARED 9,600 AMPHENOL CORP NEW CL A 032095101 715.11 14,600 SH C SHARED 14,600 AMR CORP COM 001765106 1039.74 165,828 SH SHARED 01 165,828 AMR CORP COM 001765106 1540.50 245,693 SH SHARED 245,693 AMR CORP COM 001765106 1543.05 246,100 SH C SHARED 246,100 AMR CORP COM 001765106 16952.83 2,703,800 SH P SHARED 2,703,800 AMSURG CORP COM 03232P405 112.27 6,423 SH SHARED 01 6,423

AMSURG CORP COM 03232P405 5.16 295 SH SHARED 20 295 COM PAR AMTECH SYS INC $0.01N 032332504 10.90 607 SH SHARED 01 607 AMTRUST FINANCIAL SERVICES I COM 032359309 2.90 200 SH SHARED 01 200 AMTRUST FINANCIAL SERVICES I COM 032359309 7.26 500 SH C SHARED 500 AMTRUST FINANCIAL SERVICES I COM 032359309 14.52 1,000 SH P SHARED 1,000 AMYLIN PHARMACEUTICALS INC COM 032346108 251.45 12,060 SH SHARED 01 12,060 AMYLIN PHARMACEUTICALS INC COM 032346108 646.35 31,000 SH P SHARED 13 31,000 AMYLIN PHARMACEUTICALS INC COM 032346108 4995.66 239,600 SH P SHARED 239,600 AMYLIN PHARMACEUTICALS INC COM 032346108 15916.89 763,400 SH C SHARED 763,400 ANADARKO PETE CORP COM 032511107 44610.08 781,947 SH SHARED 01 781,947 ANADARKO PETE CORP COM 032511107 1925.44 33,750 SH SHARED 20 33,750 ANADARKO PETE CORP COM 032511107 74.39 1,304 SH SHARED 21 1,304 ANADARKO PETE CORP COM 032511107 588.76 10,320 SH SHARED 10,320 ANADARKO PETE CORP COM 032511107 1935.71 33,930 SH SHARED 33,930 ANADARKO PETE CORP COM 032511107 24708.36 433,100 SH P SHARED 433,100 ANADARKO PETE CORP COM 032511107 48281.42 846,300 SH C SHARED 846,300 ANADIGICS INC COM 032515108 524.56 86,135 SH SHARED 01 86,135 ANADIGICS INC COM 032515108 6.09 1,000 SH C SHARED 1,000 ANADIGICS INC COM 032515108 19.49 3,200 SH P SHARED 3,200 ANADYS PHARMACEUTICALS INC COM 03252Q408 873.94 376,700 SH SHARED 13 376,700 ANADYS PHARMACEUTICALS INC COM 03252Q408 4.64 2,000 SH C SHARED 2,000 ANADYS PHARMACEUTICALS INC COM 03252Q408 11.60 5,000 SH P SHARED 5,000 ANADYS PHARMACEUTICALS INC COM 03252Q408 16.51 7,118 SH SHARED 7,118 ANALOG DEVICES INC COM 032654105 33006.80 1,051,842 SH SHARED 01 1,051,842 ANALOG DEVICES INC COM 032654105 17.07 544 SH SHARED 21 544 ANALOG DEVICES INC COM 032654105 461.29 14,700 SH SHARED 14,700 ANALOG DEVICES INC COM 032654105 492.67 15,700 SH P SHARED 15,700 ANALOG DEVICES INC COM 032654105 2177.77 69,400 SH C SHARED 69,400 ANALOG DEVICES INC COM 032654105 10917.89 347,925 SH SHARED 347,925 ANALOGIC CORP COM PAR $0.05 032657207 8.12 181 SH SHARED 01 181 ANALOGIC CORP COM PAR $0.05 032657207 55.88 1,245 SH SHARED 1,245 ANALYSTS INTL CORP COM NEW 032681207 5.31 2,360 SH SOLE 2,360 ANAREN INC COM 032744104 8.40 500 SH SHARED 01 500 ANCESTRY COM INC COM 032803108 2.28 100 SH SHARED 01 100 ANCESTRY COM INC COM 032803108 2.28 100 SH P SHARED 100 ANCESTRY COM INC COM 032803108 43.24 1,900 SH C SHARED 1,900 ANCHOR BANCORP WIS INC COM 032839102 4.54 6,881 SH SHARED 01 6,881 ANCHOR BANCORP WIS INC COM 032839102 12.23 18,526 SH SHARED 18,526 ANDERSONS INC COM 034164103 43.89 1,158 SH SHARED 01 1,158 ANDERSONS INC COM 034164103 49.27 1,300 SH P SHARED 1,300 ANDERSONS INC COM 034164103 319.84 8,439 SH SHARED 8,439 ANDERSONS INC COM 034164103 625.35 16,500 SH C SHARED 16,500 ANGEION CORP COM 03462H404 0.04 8 SH SHARED 01 8 ANGEION CORP COM 03462H404 4.88 1,079 SH SHARED 1,079 ANGIODYNAMICS INC COM 03475V101 6.39 419 SH SHARED 01 419 ANGIOTECH PHARMACEUTICALS IN COM 034918102 0.25 432 SH SHARED 01 432 ANGIOTECH PHARMACEUTICALS IN COM 034918102 0.87 1,500 SH C SHARED 1,500 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 5191.32 112,269 SH SHARED 01 112,269 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 38.70 837 SH SHARED 21 837 ANGLOGOLD

ASHANTI LTD SPONSORED ADR 035128206 23338.02 504,715 SH SHARED 504,715 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 16740.28 284,941 SH SHARED 01 284,941 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 55.11 938 SH SHARED 21 938 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 632.56 10,767 SH SHARED 10,767 ANIKA THERAPEUTICS INC COM 035255108 3.07 510 SH SHARED 01 510 ANIKA THERAPEUTICS INC COM 035255108 5.96 992 SH SHARED 992 ANIXTER INTL INC COM 035290105 300.08 5,558 SH SHARED 01 5,558 ANIXTER INTL INC COM 035290105 103.28 1,913 SH SHARED 1,913 ANIXTER INTL NOTE 1.000% INC 2/1 035290AJ4 4.19 4,000 PRN SHARED 01 4,000 ANNALY CAP MGMT INC COM 035710409 36632.60 2,081,398 SH SHARED 01 2,081,398 ANNALY CAP MGMT INC COM 035710409 27.97 1,589 SH SHARED 21 1,589 ANNALY CAP MGMT INC COM 035710409 589.60 33,500 SH SHARED 33,500 ANNALY CAP MGMT INC COM 035710409 705.76 40,100 SH C SHARED 40,100 ANNALY CAP MGMT INC COM 035710409 2867.87 162,947 SH SHARED 162,947 ANNALY CAP MGMT INC COM 035710409 26083.20 1,482,000 SH P SHARED 1,482,000 ANNALY CAP NOTE 4.000% MGMT INC 2/1 035710AA0 2475.11 2,245,000 PRN SOLE 2,245,000 ANNTAYLOR STORES CORP COM 036115103 4689.53 231,696 SH SHARED 01 231,696 ANNTAYLOR STORES CORP COM 036115103 2821.46 139,400 SH P SHARED 139,400 ANNTAYLOR STORES CORP COM 036115103 8077.78 399,100 SH C SHARED 399,100 ANSWERS CORP COM 03662X100 12.73 2,074 SH SOLE 2,074 ANSYS INC COM 03662Q105 6147.42 145,501 SH SHARED 01 145,501 ANSYS INC COM 03662Q105 197.31 4,670 SH SHARED 20 4,670 ANSYS INC COM 03662Q105 26.96 638 SH SHARED 21 638 ANSYS INC COM 03662Q105 16.90 400 SH C SHARED 400 ANSYS INC COM 03662Q105 16.90 400 SH P SHARED 400 ANSYS INC COM 03662Q105 561.97 13,301 SH SHARED 13,301 ANTARES PHARMA INC COM 036642106 145.00 100,000 SH SHARED 01 100,000 ANTARES PHARMA INC COM 036642106 1420.42 979,600 SH SHARED 13 979,600 ANTIGENICS INC DEL COM 037032109 3.09 3,119 SH SHARED 01 3,119 ANTIGENICS INC NOTE 5.250% DEL 2/0 037032AC3 20.58 59,000 PRN SOLE 59,000 ANWORTH MORTGAGE ASSET CP COM 037347101 207.55 29,110 SH SHARED 01 29,110 ANWORTH MORTGAGE ASSET CP COM 037347101 14.97 2,100 SH P SHARED 2,100 ANWORTH MORTGAGE ASSET CP COM 037347101 250.26 35,100 SH C SHARED 35,100 AOL INC COM 00184X105 1891.94 76,442 SH SHARED 01 76,442 AOL INC COM 00184X105 0.15 6 SH SHARED 6 AOL INC COM 00184X105 2.99 121 SH SHARED 121 AOL INC COM 00184X105 81.68 3,300 SH P SHARED 3,300 AOL INC COM 00184X105 1519.65 61,400 SH C SHARED 61,400 AON CORP COM 037389103 3824.29 97,783 SH SHARED 01 97,783 AON CORP COM 037389103 2.35 60 SH SHARED 21 60 AON CORP COM 037389103 15.64 400 SH P SHARED 400 AON CORP COM 037389103 383.28 9,800 SH C SHARED 9,800 AON CORP COM 037389103 473.23 12,100 SH SHARED 12,100 AON CORP COM 037389103 3592.41 91,854 SH SHARED 91,854 AP PHARMA INC COM NEW 00202J203 1.76 2,928 SH SOLE 2,928 APAC CUSTOMER SERVICES INC COM 00185E106 27.73 4,900 SH C SOLE 4,900 APACHE CORP COM 037411105 91553.32 936,511 SH SHARED 01 936,511 APACHE CORP COM 037411105 97.76 1,000 SH C SHARED 01 1,000 APACHE CORP COM 037411105 1521.63 15,565 SH SHARED 20 15,565

APACHE CORP COM 037411105 138.82 1,420 SH SHARED 21 1,420 APACHE CORP COM 037411105 861.75 8,815 SH SHARED 8,815 APACHE CORP COM 037411105 14225.74 145,517 SH SHARED 145,517 APACHE CORP COM 037411105 21174.82 216,600 SH P SHARED 216,600 APACHE CORP COM 037411105 22778.08 233,000 SH C SHARED 233,000 APARTMENT INVT & MGMT CO CL A 03748R101 1301.10 60,856 SH SHARED 01 60,856 APARTMENT INVT & MGMT CO CL A 03748R101 1.50 70 SH SHARED 21 70 APARTMENT INVT & MGMT CO CL A 03748R101 40.62 1,900 SH C SHARED 1,900 APARTMENT INVT & MGMT CO CL A 03748R101 132.49 6,197 SH SHARED 6,197 APARTMENT INVT & MGMT CO CL A 03748R101 2510.85 117,439 SH SHARED 117,439 APCO OIL & GAS INTERNATIONAL SHS G0471F109 103.55 2,992 SH SHARED 01 2,992 APOGEE ENTERPRISES INC COM 037598109 360.54 39,403 SH SHARED 01 39,403 APOGEE ENTERPRISES INC COM 037598109 9.10 994 SH SHARED 21 994 APOLLO COML REAL EST FIN INC COM 03762U105 1193.12 74,245 SH SHARED 01 74,245 APOLLO COML REAL EST FIN INC COM 03762U105 77.49 4,822 SH SHARED 4,822 APOLLO GROUP INC CL A 037604105 5950.75 115,886 SH SHARED 01 115,886 APOLLO GROUP INC CL A 037604105 1564.38 30,465 SH SHARED 20 30,465 APOLLO GROUP INC CL A 037604105 5140.39 100,105 SH SHARED 100,105 APOLLO GROUP INC CL A 037604105 7877.09 153,400 SH C SHARED 153,400 APOLLO GROUP INC CL A 037604105 9247.98 180,097 SH SHARED 180,097 APOLLO GROUP INC CL A 037604105 9530.56 185,600 SH P SHARED 185,600 APOLLO INVT CORP COM 03761U106 3916.17 382,812 SH SHARED 01 382,812 APOLLO INVT CORP COM 03761U106 1.38 135 SH SHARED 20 135 APOLLO INVT CORP COM 03761U106 10.31 1,008 SH SHARED 21 1,008 APOLLO INVT CORP COM 03761U106 54.22 5,300 SH P SHARED 5,300 APOLLO INVT CORP COM 03761U106 121.74 11,900 SH C SHARED 11,900 APOLLO INVT CORP COM 03761U106 5475.42 535,232 SH SHARED 535,232 APPLE INC COM 037833100 28.38 100 SH C SHARED 01 100 APPLE INC COM 037833100 28.38 100 SH P SHARED 01 100 APPLE INC COM 037833100 347840.90 1,225,871 SH SHARED 01 1,225,871 APPLE INC COM 037833100 11.35 40 SH SHARED 17 40 APPLE INC COM 037833100 13756.20 48,480 SH SHARED 20 48,480 APPLE INC COM 037833100 322.62 1,137 SH SHARED 21 1,137 APPLE INC COM 037833100 21749.72 76,651 SH SHARED 76,651 APPLE INC COM 037833100 92789.37 327,011 SH SHARED 327,011 APPLE INC COM 037833100 491362.21 1,731,673 SH P SHARED 1,731,673 APPLE INC COM 037833100 746299.96 2,630,132 SH C SHARED 2,630,132 APPLIED ENERGETICS INC COM 03819M106 1.80 1,610 SH SOLE 1,610 APPLIED INDL TECHNOLOGIES IN COM 03820C105 23.81 778 SH SHARED 01 778 APPLIED INDL TECHNOLOGIES IN COM 03820C105 4.87 159 SH SHARED 21 159 APPLIED INDL TECHNOLOGIES IN COM 03820C105 6.12 200 SH C SHARED 200 APPLIED INDL TECHNOLOGIES IN COM 03820C105 278.18 9,091 SH SHARED 9,091 APPLIED MATLS INC COM 038222105 31325.04 2,681,938 SH SHARED 01 2,681,938 APPLIED MATLS INC COM 038222105 712.30 60,985 SH SHARED 20 60,985 APPLIED MATLS INC COM 038222105 82.52 7,065 SH SHARED 21 7,065 APPLIED MATLS INC COM 038222105 1101.42 94,300 SH SHARED 94,300 APPLIED MATLS INC COM 038222105 1853.28 158,671 SH SHARED 158,671 APPLIED MATLS INC COM 038222105 3058.99 261,900 SH P SHARED 261,900 APPLIED MATLS INC COM 038222105 16842.97 1,442,035 SH C SHARED 1,442,035

APPLIED MICRO CIRCUITS CORP COM NEW 03822W406 3.99 399 SH SHARED 01 399 APPLIED MICRO CIRCUITS CORP COM NEW 03822W406 14.00 1,400 SH C SHARED 1,400 APPLIED MICRO CIRCUITS CORP COM NEW 03822W406 738.88 73,888 SH SHARED 73,888 APPLIED SIGNAL TECHNOLOGY IN COM 038237103 37.32 1,500 SH SHARED 01 1,500 APPLIED SIGNAL TECHNOLOGY IN COM 038237103 2.49 100 SH C SHARED 100 APTARGROUP INC COM 038336103 1190.07 26,058 SH SHARED 01 26,058 APTARGROUP INC COM 038336103 163.73 3,585 SH SHARED 20 3,585 APTARGROUP INC COM 038336103 17.95 393 SH SHARED 21 393 APTARGROUP INC COM 038336103 4.57 100 SH P SHARED 100 APTARGROUP INC COM 038336103 27.40 600 SH C SHARED 600 APTARGROUP INC COM 038336103 467.02 10,226 SH SHARED 10,226 AQUA AMERICA INC COM 03836W103 4058.13 198,928 SH SHARED 01 198,928 AQUA AMERICA INC COM 03836W103 28.56 1,400 SH C SHARED 1,400 AQUA AMERICA INC COM 03836W103 4280.78 209,842 SH SHARED 209,842 ARABIAN AMERN DEV CO COM 038465100 4.05 1,660 SH SOLE 1,660 ARBINET CORP COM NEW 03875P407 3.67 500 SH SHARED 01 500 ARBITRON INC COM 03875Q108 3.27 117 SH SHARED 01 117 ARBOR RLTY TR INC COM 038923108 80.64 16,000 SH SHARED 01 16,000 ARBOR RLTY TR INC COM 038923108 13.05 2,589 SH SHARED 2,589 ARC WIRELESS SOLUTIONS INC COM NEW 03878K207 2.20 816 SH SOLE 816 ARCA BIOPHARMA INC COM 00211Y100 1.97 518 SH SHARED 01 518 ARCA BIOPHARMA INC COM 00211Y100 21.17 5,557 SH SHARED 5,557 ARCADIA RES INC COM 039209101 3.98 10,000 SH SHARED 01 10,000 ARCADIA RES INC COM 039209101 15.19 38,163 SH SHARED 38,163 ARCELORMITTAL NY REGISTRY SA LUXEMBOURG SH 03938L104 6324.57 191,770 SH SHARED 01 191,770 ARCELORMITTAL NY REGISTRY SA LUXEMBOURG SH 03938L104 33.44 1,014 SH SHARED 21 1,014 ARCELORMITTAL NY REGISTRY SA LUXEMBOURG SH 03938L104 3.30 100 SH SHARED 100 ARCELORMITTAL NY REGISTRY SA LUXEMBOURG SH 03938L104 2908.84 88,200 SH C SHARED 88,200 ARCELORMITTAL NY REGISTRY SA LUXEMBOURG SH 03938L104 3561.54 107,991 SH SHARED 107,991 ARCELORMITTAL NY REGISTRY SA LUXEMBOURG SH 03938L104 6566.32 199,100 SH P SHARED 199,100 ARCH CAP GROUP LTD ORD G0450A105 2289.84 27,325 SH SHARED 01 27,325 ARCH CAP GROUP LTD ORD G0450A105 8.38 100 SH C SHARED 100 ARCH CAP GROUP LTD ORD G0450A105 123.10 1,469 SH SHARED 1,469 ARCH CAP GROUP LTD ORD G0450A105 708.78 8,458 SH SHARED 8,458 ARCH CHEMICALS INC COM 03937R102 3.51 100 SH SHARED 01 100 ARCH CHEMICALS INC COM 03937R102 1823.94 51,979 SH SHARED 51,979 ARCH COAL INC COM 039380100 4287.86 160,534 SH SHARED 01 160,534 ARCH COAL INC COM 039380100 264.43 9,900 SH SHARED 9,900 ARCH COAL INC COM 039380100 2641.62 98,900 SH P SHARED 98,900 ARCH COAL INC COM 039380100 8205.31 307,200 SH C SHARED 307,200 ARCHER DANIELS MIDLAND CO COM 039483102 21684.44 679,337 SH SHARED 01 679,337 ARCHER DANIELS MIDLAND CO COM 039483102 56.18 1,760 SH SHARED 21 1,760 ARCHER DANIELS MIDLAND CO COM 039483102 1053.36 33,000 SH SHARED 33,000 ARCHER DANIELS MIDLAND CO COM 039483102 2234.11 69,991 SH SHARED 69,991 ARCHER DANIELS MIDLAND CO COM 039483102 10466.57 327,900 SH P SHARED 327,900 ARCHER DANIELS MIDLAND CO COM 039483102 12857.38 402,800 SH C SHARED 402,800 ARCHER DANIELS NOTE 0.875% MIDLAND CO 2/1 039483AW2 4.19 4,000 PRN SHARED 01 4,000 ARCHER DANIELS UNIT MIDLAND CO 99/99/9999 039483201 4570.05 110,548 SH SHARED 01 110,548 ARCSIGHT INC COM 039666102 894.91 20,550 SH SHARED 01 20,550

ARCSIGHT INC COM 039666102 1182.55 27,155 SH SHARED 27,155 ARCSIGHT INC COM 039666102 1254.18 28,800 SH P SHARED 28,800 ARCSIGHT INC COM 039666102 31916.33 732,900 SH C SHARED 732,900 ARENA PHARMACEUTICALS INC COM 040047102 50.44 32,130 SH SHARED 01 32,130 ARENA PHARMACEUTICALS INC COM 040047102 116.97 74,500 SH P SHARED 13 74,500 ARENA PHARMACEUTICALS INC COM 040047102 357.61 227,779 SH SHARED 227,779 ARENA PHARMACEUTICALS INC COM 040047102 369.89 235,600 SH P SHARED 235,600 ARENA PHARMACEUTICALS INC COM 040047102 469.43 299,000 SH C SHARED 299,000 ARES CAP CORP COM 04010L103 8574.56 547,895 SH SHARED 01 547,895 ARES CAP CORP COM 04010L103 11.94 763 SH SHARED 21 763 ARES CAP CORP COM 04010L103 31.30 2,000 SH P SHARED 2,000 ARES CAP CORP COM 04010L103 253.53 16,200 SH C SHARED 16,200 ARES CAP CORP COM 04010L103 9564.06 611,122 SH SHARED 611,122 ARGO GROUP INTL HLDGS LTD COM G0464B107 42.59 1,226 SH SOLE 1,226 ARIAD PHARMACEUTICALS INC COM 04033A100 1006.16 263,392 SH SHARED 01 263,392 ARIAD PHARMACEUTICALS INC COM 04033A100 59.21 15,500 SH C SHARED 15,500 ARIBA INC COM NEW 04033V203 1339.92 70,895 SH SHARED 01 70,895 ARIBA INC COM NEW 04033V203 6.92 366 SH SHARED 366 ARIBA INC COM NEW 04033V203 11.34 600 SH C SHARED 600 ARKANSAS BEST CORP DEL COM 040790107 19.38 800 SH P SOLE 800 ARKANSAS BEST CORP DEL COM 040790107 55.73 2,300 SH C SOLE 2,300 ARLINGTON ASSET INVT CORP CL A NEW 041356205 1.14 49 SH SHARED 01 49 ARM HLDGS PLC SPONSORED ADR 042068106 4150.56 221,245 SH SHARED 01 221,245 ARM HLDGS PLC SPONSORED ADR 042068106 45.14 2,406 SH SHARED 21 2,406 ARM HLDGS PLC SPONSORED ADR 042068106 647.46 34,513 SH SHARED 34,513 ARMSTRONG WORLD INDS INC NEW COM 04247X102 28.23 680 SH SHARED 01 680 ARMSTRONG WORLD INDS INC NEW COM 04247X102 16.60 400 SH P SHARED 400 ARMSTRONG WORLD INDS INC NEW COM 04247X102 90.57 2,182 SH SHARED 2,182 ARMSTRONG WORLD INDS INC NEW COM 04247X102 5811.40 140,000 SH C SHARED 140,000 AROTECH CORP COM NEW 042682203 80.01 43,485 SH SOLE 43,485 ARQULE INC COM 04269E107 139.54 27,095 SH SHARED 01 27,095 ARQULE INC COM 04269E107 7.73 1,500 SH P SHARED 1,500 ARQULE INC COM 04269E107 32.96 6,400 SH C SHARED 6,400 ARQULE INC COM 04269E107 363.41 70,566 SH SHARED 70,566 ARRAY BIOPHARMA INC COM 04269X105 940.41 291,150 SH SHARED 01 291,150 ARRAY BIOPHARMA INC COM 04269X105 62.29 19,286 SH SHARED 19,286 ARRIS GROUP INC COM 04269Q100 159.84 16,360 SH SHARED 01 16,360 ARRIS GROUP INC COM 04269Q100 16.61 1,700 SH C SHARED 1,700 ARROW ELECTRS INC COM 042735100 535.88 20,048 SH SHARED 01 20,048 ARROW ELECTRS INC COM 042735100 45.44 1,700 SH C SHARED 1,700 ARROW ELECTRS INC COM 042735100 168.40 6,300 SH SHARED 6,300 ARROW ELECTRS INC COM 042735100 27225.23 1,018,527 SH SHARED 1,018,527 ARROW FINL CORP COM 042744102 71.15 2,837 SH SHARED 01 2,837 ART TECHNOLOGY GROUP INC COM 04289L107 1462.41 355,818 SH SHARED 01 355,818 ARTESIAN RESOURCES CORP CL A 043113208 770.22 40,389 SH SHARED 01 40,389 ARTHROCARE CORP COM 043136100 26.88 989 SH SHARED 01 989 ARUBA NETWORKS INC COM 043176106 1315.40 61,640 SH SHARED 01 61,640 ARUBA NETWORKS INC COM 043176106 70.42 3,300 SH P SHARED 3,300 ARUBA NETWORKS INC COM 043176106 202.73 9,500 SH C SHARED 9,500

ARVINMERITOR INC COM 043353101 3526.13 226,907 SH SHARED 01 226,907 ARVINMERITOR INC COM 043353101 264.18 17,000 SH P SHARED 17,000 ARVINMERITOR INC COM 043353101 616.94 39,700 SH C SHARED 39,700 ASA LIMITED SHS G3156P103 1544.06 50,892 SH SHARED 01 50,892 ASBURY AUTOMOTIVE GROUP INC COM 043436104 3.31 235 SH SHARED 01 235 ASBURY AUTOMOTIVE GROUP INC COM 043436104 16.60 1,180 SH SHARED 1,180 ASCENT MEDIA CORP COM SER A 043632108 8.25 309 SH SHARED 01 309 ASCENT SOLAR *W EXP TECHNOLOGIES IN 07/10/201 043635127 0.01 50 SH SOLE 50 ASCENT SOLAR TECHNOLOGIES IN COM 043635101 0.83 263 SH SHARED 01 263 ASCENT SOLAR TECHNOLOGIES IN COM 043635101 4.74 1,500 SH C SHARED 1,500 ASCENT SOLAR TECHNOLOGIES IN COM 043635101 4.74 1,500 SH P SHARED 1,500 ASCENT SOLAR TECHNOLOGIES IN COM 043635101 14.68 4,644 SH SHARED 4,644 ASHFORD HOSPITALITY TR INC COM SHS 044103109 18.92 2,091 SH SHARED 01 2,091 ASHFORD HOSPITALITY TR INC COM SHS 044103109 20.82 2,300 SH C SHARED 2,300 ASHFORD HOSPITALITY TR INC COM SHS 044103109 44.71 4,940 SH SHARED 4,940 ASHLAND INC NEW COM 044209104 192.89 3,955 SH SHARED 01 3,955 ASHLAND INC NEW COM 044209104 536.47 11,000 SH P SHARED 11,000 ASHLAND INC NEW COM 044209104 912.00 18,700 SH C SHARED 18,700 ASHLAND INC NEW COM 044209104 54605.57 1,119,655 SH SHARED 1,119,655 ASIA ENTN & *W EXP RESOURCES LTD 10/08/201 G0539K116 0.56 1,000 SH SOLE 1,000 ASIA PAC FD INC COM 044901106 158.39 14,373 SH SHARED 01 14,373 ASIA TIGERS FD INC COM 04516T105 39.27 1,870 SH SHARED 01 1,870 ASIA TIGERS FD INC COM 04516T105 21.21 1,010 SH SHARED 1,010 ASIAINFO-LINKAGE INC COM 04518A104 2033.49 103,066 SH SHARED 01 103,066 ASIAINFO-LINKAGE INC COM 04518A104 255.40 12,945 SH SHARED 20 12,945 ASIAINFO-LINKAGE INC COM 04518A104 0.22 11 SH SHARED 11 ASIAINFO-LINKAGE INC COM 04518A104 29.60 1,500 SH P SHARED 1,500 ASIAINFO-LINKAGE INC COM 04518A104 63.14 3,200 SH C SHARED 3,200 NY REGISTER ASM INTL N V SH N07045102 17.81 700 SH SHARED 01 700 ASML HOLDING N V NY REG SHS N07059186 1242.83 41,804 SH SHARED 01 41,804 ASML HOLDING N V NY REG SHS N07059186 1504.13 50,593 SH SHARED 20 50,593 ASML HOLDING N V NY REG SHS N07059186 13.65 459 SH SHARED 21 459 ASML HOLDING N V NY REG SHS N07059186 68.38 2,300 SH P SHARED 2,300 ASML HOLDING N V NY REG SHS N07059186 169.46 5,700 SH C SHARED 5,700 ASML HOLDING N V NY REG SHS N07059186 826.69 27,807 SH SHARED 27,807 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 4271.75 141,075 SH SHARED 01 141,075 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 8.30 274 SH SHARED 21 274 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 451.23 14,902 SH SHARED 14,902 ASPEN TECHNOLOGY INC COM 045327103 41.69 4,020 SH SHARED 01 4,020 ASPEN TECHNOLOGY INC COM 045327103 6.58 635 SH SHARED 20 635 ASPENBIO PHARMA INC COM 045346103 0.36 702 SH SHARED 01 702 ASPENBIO PHARMA INC COM 045346103 34.46 67,573 SH SHARED 67,573 ASSISTED LIVING CONCPT NEV N CL A NEW 04544X300 1712.22 56,249 SH SHARED 01 56,249 ASSOCIATED BANC CORP COM 045487105 216.80 16,437 SH SHARED 01 16,437 ASSOCIATED BANC CORP COM 045487105 9.89 750 SH SHARED 21 750 ASSOCIATED ESTATES RLTY CORP COM 045604105 57.53 4,115 SH SHARED 4,115 ASSOCIATED ESTATES RLTY CORP COM 045604105 268.19 19,184 SH SHARED 19,184 ASSURANT INC COM 04621X108 2599.71 63,875 SH SHARED 01 63,875 ASSURANT INC COM 04621X108 40.70 1,000 SH C SHARED 1,000

ASSURANT INC COM 04621X108 358.16 8,800 SH SHARED 8,800 ASSURANT INC COM 04621X108 1299.14 31,920 SH SHARED 31,920 ASSURED GUARANTY LTD COM G0585R106 5666.66 331,190 SH SHARED 01 331,190 ASSURED GUARANTY LTD COM G0585R106 6.84 400 SH SHARED 20 400 ASSURED GUARANTY LTD COM G0585R106 217.30 12,700 SH P SHARED 12,700 ASSURED GUARANTY LTD COM G0585R106 941.63 55,034 SH SHARED 55,034 ASSURED GUARANTY LTD COM G0585R106 7208.44 421,300 SH C SHARED 421,300 ASTEA INTL INC COM NEW 04622E208 2.50 1,316 SH SHARED 01 1,316 ASTEA INTL INC COM NEW 04622E208 0.00 1 SH SHARED 1 ASTEC INDS INC COM 046224101 58.14 2,038 SH SHARED 01 2,038 ASTEC INDS INC COM 046224101 14.27 500 SH C SHARED 500 ASTEC INDS INC COM 046224101 18.49 648 SH SHARED 648 ASTEC INDS INC COM 046224101 28.53 1,000 SH P SHARED 1,000 ASTORIA FINL CORP COM 046265104 26.67 1,957 SH SHARED 01 1,957 ASTORIA FINL CORP COM 046265104 10.90 800 SH P SHARED 800 ASTORIA FINL CORP COM 046265104 245.67 18,024 SH SHARED 18,024 ASTRAZENECA PLC SPONSORED ADR 046353108 33313.30 657,067 SH SHARED 01 657,067 ASTRAZENECA PLC SPONSORED ADR 046353108 153.01 3,018 SH SHARED 21 3,018 ASTRAZENECA PLC SPONSORED ADR 046353108 2018.32 39,809 SH SHARED 39,809 ASTRONICS CORP COM 046433108 3.82 219 SH SOLE 219 ASTROTECH CORP COM 046484101 6.37 5,262 SH SOLE 5,262 AT&T INC COM 00206R102 1933.36 67,600 SH P SHARED 01 67,600 AT&T INC COM 00206R102 240060.08 8,393,709 SH SHARED 01 8,393,709 AT&T INC COM 00206R102 2567.19 89,762 SH SHARED 20 89,762 AT&T INC COM 00206R102 286.20 10,007 SH SHARED 21 10,007 AT&T INC COM 00206R102 24840.67 868,555 SH P SHARED 868,555 AT&T INC COM 00206R102 26959.13 942,627 SH SHARED 942,627 AT&T INC COM 00206R102 103030.99 3,602,482 SH SHARED 3,602,482 AT&T INC COM 00206R102 126884.90 4,436,535 SH C SHARED 4,436,535 ATC TECHNOLOGY CORP COM 00211W104 0.69 28 SH SHARED 01 28 ATC TECHNOLOGY CORP COM 00211W104 5786.02 233,873 SH SHARED 233,873 ATHENAHEALTH INC COM 04685W103 3.30 100 SH SHARED 01 100 ATHENAHEALTH INC COM 04685W103 3.30 100 SH P SHARED 100 ATHENAHEALTH INC COM 04685W103 137.26 4,157 SH SHARED 4,157 ATHENAHEALTH INC COM 04685W103 168.40 5,100 SH C SHARED 5,100 ATHEROS COMMUNICATIONS INC COM 04743P108 343.63 13,041 SH SHARED 01 13,041 ATHEROS COMMUNICATIONS INC COM 04743P108 5.27 200 SH SHARED 200 ATHEROS COMMUNICATIONS INC COM 04743P108 57.97 2,200 SH P SHARED 2,200 ATHEROS COMMUNICATIONS INC COM 04743P108 115.94 4,400 SH C SHARED 4,400 ATHEROS COMMUNICATIONS INC COM 04743P108 232.96 8,841 SH SHARED 8,841 ATHERSYS INC COM 04744L106 14.20 4,655 SH SOLE 4,655 ATLANTIC AMERN CORP COM 048209100 0.76 462 SH SOLE 462 ATLANTIC BANCGROUP INC COM 048221105 11.39 5,425 SH SOLE 5,425 ATLANTIC COAST FED CORP COM 048425102 2.01 1,058 SH SOLE 1,058 ATLANTIC PWR CORP COM NEW 04878Q863 55.40 4,000 SH SHARED 01 4,000 ATLANTIC PWR CORP COM NEW 04878Q863 163.85 11,830 SH SHARED 11,830 ATLANTIC TELE NETWORK INC COM NEW 049079205 150.48 3,056 SH SHARED 01 3,056 ATLANTIC TELE NETWORK INC COM NEW 049079205 14.77 300 SH C SHARED 300 ATLAS AIR WORLDWIDE HLDGS IN COM NEW 049164205 1236.37 24,580 SH SHARED 01 24,580 ATLAS AIR WORLDWIDE

HLDGS IN COM NEW 049164205 15.09 300 SH C SHARED 300 ATLAS AIR WORLDWIDE HLDGS IN COM NEW 049164205 86.37 1,717 SH SHARED 1,717 ATLAS ENERGY INC COM 049298102 1174.38 41,005 SH SHARED 01 41,005 ATLAS ENERGY INC COM 049298102 74.46 2,600 SH C SHARED 2,600 ATLAS ENERGY INC COM 049298102 338.12 11,806 SH SHARED 11,806 ATLAS ENERGY INC COM 049298102 340.82 11,900 SH P SHARED 11,900 ATLAS ENERGY INC COM 049298102 572.80 20,000 SH SHARED 20,000 ATLAS PIPELINE HOLDINGS LP COM UNITS LP 04939R108 39.23 4,413 SH SHARED 01 4,413 ATLAS PIPELINE HOLDINGS LP COM UNITS LP 04939R108 43.51 4,894 SH SHARED 4,894 ATLAS PIPELINE PARTNERS LP UNIT L P INT 049392103 1247.04 71,097 SH SHARED 01 71,097 ATLAS PIPELINE PARTNERS LP UNIT L P INT 049392103 277.13 15,800 SH P SHARED 15,800 ATLAS PIPELINE PARTNERS LP UNIT L P INT 049392103 2441.57 139,200 SH C SHARED 139,200 ATLAS PIPELINE PARTNERS LP UNIT L P INT 049392103 5454.75 310,989 SH SHARED 310,989 ATMEL CORP COM 049513104 2040.89 256,393 SH SHARED 01 256,393 ATMEL CORP COM 049513104 0.80 100 SH P SHARED 100 ATMEL CORP COM 049513104 1765.53 221,800 SH C SHARED 221,800 ATMOS ENERGY CORP COM 049560105 2400.55 82,070 SH SHARED 01 82,070 ATMOS ENERGY CORP COM 049560105 295.98 10,119 SH SHARED 10,119 ATP OIL & GAS CORP COM 00208J108 124.49 9,120 SH SHARED 01 9,120 ATP OIL & GAS CORP COM 00208J108 887.25 65,000 SH C SHARED 65,000 ATP OIL & GAS CORP COM 00208J108 1285.83 94,200 SH P SHARED 94,200 ATP OIL & GAS CORP COM 00208J108 2462.75 180,421 SH SHARED 180,421 ATRICURE INC COM 04963C209 31.48 4,000 SH SHARED 01 4,000 ATRICURE INC COM 04963C209 9.96 1,266 SH SHARED 1,266 ATRINSIC INC COM 04964C109 0.39 839 SH SOLE 839 ATRION CORP COM 049904105 80.65 512 SH SOLE 512 ATS CORP COM 00211E104 6.47 2,279 SH SOLE 2,279 ATWOOD OCEANICS INC COM 050095108 1008.29 33,113 SH SHARED 01 33,113 ATWOOD OCEANICS INC COM 050095108 15.23 500 SH P SHARED 500 ATWOOD OCEANICS INC COM 050095108 197.93 6,500 SH C SHARED 6,500 ATWOOD OCEANICS INC COM 050095108 201.64 6,622 SH SHARED 6,622 AU OPTRONICS CORP SPONSORED ADR 002255107 683.08 65,304 SH SHARED 01 65,304 AU OPTRONICS CORP SPONSORED ADR 002255107 70.52 6,742 SH SHARED 21 6,742 AU OPTRONICS CORP SPONSORED ADR 002255107 2086.58 199,482 SH SHARED 199,482 AUBURN NATL BANCORP COM 050473107 4.01 198 SH SOLE 198 AUDIOCODES LTD ORD M15342104 0.20 50 SH SHARED 01 50 AUGUSTA RES CORP COM NEW 050912203 12.45 3,610 SH SOLE 3,610 AURIZON MINES LTD COM 05155P106 625.29 90,100 SH SHARED 01 90,100 AURIZON MINES LTD COM 05155P106 6.94 1,000 SH C SHARED 1,000 AURIZON MINES LTD COM 05155P106 6.94 1,000 SH P SHARED 1,000 AURIZON MINES LTD COM 05155P106 2946.84 424,617 SH SHARED 424,617 AUTHENTEC INC COM 052660107 4.82 2,919 SH SOLE 2,919 AUTHENTIDATE HLDG CORP COM 052666104 189.63 301,000 SH SHARED 01 301,000 AUTHENTIDATE HLDG CORP COM 052666104 11.35 18,013 SH SHARED 18,013 AUTOBYTEL INC COM 05275N106 0.07 75 SH SHARED 01 75 AUTOBYTEL INC COM 05275N106 5.39 6,197 SH SHARED 6,197 AUTODESK INC COM 052769106 3491.86 109,223 SH SHARED 01 109,223 AUTODESK INC COM 052769106 8010.56 250,565 SH SHARED 20 250,565 AUTODESK INC COM 052769106 415.61 13,000 SH SHARED 13,000

AUTODESK INC COM 052769106 1045.42 32,700 SH P SHARED 32,700 AUTODESK INC COM 052769106 1554.51 48,624 SH SHARED 48,624 AUTODESK INC COM 052769106 1774.34 55,500 SH C SHARED 55,500 AUTOLIV INC COM 052800109 475.93 7,285 SH SHARED 01 7,285 AUTOLIV INC COM 052800109 51.28 785 SH SHARED 20 785 AUTOLIV INC COM 052800109 45.73 700 SH P SHARED 700 AUTOLIV INC COM 052800109 287.45 4,400 SH SHARED 4,400 AUTOLIV INC COM 052800109 3416.76 52,300 SH C SHARED 52,300 UNIT AUTOLIV INC 99/99/9999 052800208 4413.88 50,335 SH SOLE 50,335 AUTOMATIC DATA PROCESSING IN COM 053015103 19273.44 458,564 SH SHARED 01 458,564 AUTOMATIC DATA PROCESSING IN COM 053015103 66.41 1,580 SH SHARED 20 1,580 AUTOMATIC DATA PROCESSING IN COM 053015103 924.66 22,000 SH P SHARED 22,000 AUTOMATIC DATA PROCESSING IN COM 053015103 1311.08 31,194 SH SHARED 31,194 AUTOMATIC DATA PROCESSING IN COM 053015103 6891.74 163,972 SH SHARED 163,972 AUTOMATIC DATA PROCESSING IN COM 053015103 9233.99 219,700 SH C SHARED 219,700 AUTONATION INC COM 05329W102 451.35 19,413 SH SHARED 01 19,413 AUTONATION INC COM 05329W102 13.95 600 SH SHARED 600 AUTONATION INC COM 05329W102 130.20 5,600 SH P SHARED 5,600 AUTONATION INC COM 05329W102 206.93 8,900 SH C SHARED 8,900 AUTONATION INC COM 05329W102 270.35 11,628 SH SHARED 11,628 AUTONAVI HLDGS LTD SPONSORED ADR 05330F106 5.30 303 SH SOLE 303 AUTOZONE INC COM 053332102 7248.89 31,667 SH SHARED 01 31,667 AUTOZONE INC COM 053332102 526.49 2,300 SH SHARED 2,300 AUTOZONE INC COM 053332102 6935.97 30,300 SH P SHARED 30,300 AUTOZONE INC COM 053332102 8813.04 38,500 SH C SHARED 38,500 AUXILIUM PHARMACEUTICALS INC COM 05334D107 37.72 1,522 SH SHARED 01 1,522 AUXILIUM PHARMACEUTICALS INC COM 05334D107 6.79 274 SH SHARED 274 AUXILIUM PHARMACEUTICALS INC COM 05334D107 304.79 12,300 SH C SHARED 12,300 AUXILIUM PHARMACEUTICALS INC COM 05334D107 324.62 13,100 SH P SHARED 13,100 AVAGO TECHNOLOGIES LTD SHS Y0486S104 9.00 400 SH SHARED 01 400 AVAGO TECHNOLOGIES LTD SHS Y0486S104 29.26 1,300 SH C SHARED 1,300 AVAGO TECHNOLOGIES LTD SHS Y0486S104 972.23 43,191 SH SHARED 43,191 AVALON HLDGS CORP CL A 05343P109 4.79 1,651 SH SOLE 1,651 AVALONBAY CMNTYS INC COM 053484101 6438.98 61,955 SH SHARED 01 61,955 AVALONBAY CMNTYS INC COM 053484101 49.05 472 SH SHARED 21 472 AVALONBAY CMNTYS INC COM 053484101 1299.13 12,500 SH C SHARED 12,500 AVALONBAY CMNTYS INC COM 053484101 3201.98 30,809 SH SHARED 30,809 AVALONBAY CMNTYS INC COM 053484101 5850.95 56,297 SH SHARED 56,297 AVALONBAY CMNTYS INC COM 053484101 10133.18 97,500 SH P SHARED 97,500 AVANIR PHARMACEUTICALS INC CL A NEW 05348P401 2.51 787 SH SHARED 01 787 AVANIR PHARMACEUTICALS INC CL A NEW 05348P401 22.01 6,900 SH P SHARED 6,900 AVANIR PHARMACEUTICALS INC CL A NEW 05348P401 94.42 29,600 SH C SHARED 29,600 AVEO PHARMACEUTICALS INC COM 053588109 1810.25 162,500 SH SHARED 13 162,500 AVEO PHARMACEUTICALS INC COM 053588109 8.97 805 SH SHARED 805 AVERY DENNISON CORP COM 053611109 1317.91 35,504 SH SHARED 01 35,504 AVERY DENNISON CORP COM 053611109 37.12 1,000 SH P SHARED 1,000 AVERY DENNISON CORP COM 053611109 300.67 8,100 SH SHARED 8,100 AVERY DENNISON CORP COM 053611109 597.63 16,100 SH C SHARED 16,100 AVERY DENNISON UNIT CORP 99/99/9999 053611307 15.92 427 SH SHARED 01 427

AVERY DENNISON UNIT CORP 99/99/9999 053611307 76.10 2,041 SH SHARED 2,041 AVI BIOPHARMA INC COM 002346104 5.49 3,000 SH SHARED 01 3,000 AVIAT NETWORKS INC COM 05366Y102 6.06 1,481 SH SHARED 01 1,481 AVID TECHNOLOGY INC COM 05367P100 15.51 1,183 SH SHARED 01 1,183 AVID TECHNOLOGY INC COM 05367P100 3.15 240 SH SHARED 20 240 AVID TECHNOLOGY INC COM 05367P100 110.12 8,400 SH C SHARED 8,400 AVIS BUDGET GROUP COM 053774105 66.67 5,723 SH SHARED 01 5,723 AVIS BUDGET GROUP COM 053774105 18.64 1,600 SH P SHARED 1,600 AVIS BUDGET GROUP COM 053774105 96.70 8,300 SH C SHARED 8,300 AVISTA CORP COM 05379B107 49.94 2,392 SH SHARED 01 2,392 AVISTA CORP COM 05379B107 20.88 1,000 SH P SHARED 1,000 AVIVA PLC ADR 05382A104 122.40 9,714 SH SHARED 01 9,714 AVIVA PLC ADR 05382A104 25.88 2,054 SH SHARED 21 2,054 AVNET INC COM 053807103 1159.43 42,926 SH SHARED 01 42,926 AVNET INC COM 053807103 2.70 100 SH C SHARED 100 AVNET INC COM 053807103 272.80 10,100 SH SHARED 10,100 AVNET INC COM 053807103 302.51 11,200 SH P SHARED 11,200 AVNET INC COM 053807103 355.45 13,160 SH SHARED 13,160 AVON PRODS INC COM 054303102 28003.90 872,124 SH SHARED 01 872,124 AVON PRODS INC COM 054303102 1384.90 43,130 SH SHARED 20 43,130 AVON PRODS INC COM 054303102 23.60 735 SH SHARED 21 735 AVON PRODS INC COM 054303102 301.83 9,400 SH P SHARED 9,400 AVON PRODS INC COM 054303102 719.26 22,400 SH SHARED 22,400 AVON PRODS INC COM 054303102 5083.01 158,300 SH C SHARED 158,300 AVX CORP NEW COM 002444107 831.96 60,200 SH SHARED 01 60,200 AVX CORP NEW COM 002444107 196.58 14,224 SH SHARED 14,224 AXCELIS TECHNOLOGIES INC COM 054540109 2.90 1,500 SH SHARED 01 1,500 AXIS CAPITAL HOLDINGS SHS G0692U109 1706.16 51,796 SH SHARED 01 51,796 AXIS CAPITAL HOLDINGS SHS G0692U109 27.04 821 SH SHARED 21 821 AXIS CAPITAL HOLDINGS SHS G0692U109 296.46 9,000 SH SHARED 9,000 AXIS CAPITAL HOLDINGS SHS G0692U109 486.52 14,770 SH SHARED 14,770 AXT INC COM 00246W103 2.45 370 SH SHARED 01 370 AZZ INC COM 002474104 13.28 310 SH SHARED 01 310 AZZ INC COM 002474104 17.14 400 SH P SHARED 400 AZZ INC COM 002474104 63.75 1,488 SH SHARED 1,488 AZZ INC COM 002474104 68.54 1,600 SH C SHARED 1,600 B & G FOODS INC NEW COM 05508R106 1489.66 136,416 SH SHARED 01 136,416 B COMMUNICATIONS LTD SHS M15629104 52.51 2,047 SH SOLE 2,047 B&H OCEAN CARRIERS LTD COM 055090104 4.10 950 SH SOLE 950 B2B INTERNET HOLDRS TR DEPOSTRY RCPT 056033103 0.04 50 SH SHARED 01 50 BABCOCK & WILCOX CO NEW COM 05615F102 1756.69 82,551 SH SHARED 01 82,551 BABCOCK & WILCOX CO NEW COM 05615F102 11.30 531 SH SHARED 21 531 BABCOCK & WILCOX CO NEW COM 05615F102 2.13 100 SH P SHARED 100 BABCOCK & WILCOX CO NEW COM 05615F102 70.22 3,300 SH C SHARED 3,300 BABCOCK & WILCOX CO NEW COM 05615F102 313.33 14,724 SH SHARED 14,724 BADGER METER INC COM 056525108 1362.52 33,659 SH SHARED 01 33,659 BADGER METER INC COM 056525108 36.43 900 SH C SHARED 900 BADGER METER INC COM 056525108 3901.26 96,375 SH SHARED 96,375 SPON ADR REP BAIDU INC A 056752108 18557.49 180,837 SH SHARED 01 180,837 SPON ADR REP

BAIDU INC A 056752108 1836.38 17,895 SH SHARED 20 17,895 SPON ADR REP BAIDU INC A 056752108 62.60 610 SH SHARED 21 610 SPON ADR REP BAIDU INC A 056752108 74.40 725 SH SHARED 725 SPON ADR REP BAIDU INC A 056752108 11820.80 115,190 SH SHARED 115,190 BAKER HUGHES INC COM 057224107 5122.86 120,255 SH SHARED 01 120,255 BAKER HUGHES INC COM 057224107 1454.62 34,146 SH SHARED 20 34,146 BAKER HUGHES INC COM 057224107 1030.32 24,186 SH SHARED 24,186 BAKER HUGHES INC COM 057224107 8975.82 210,700 SH P SHARED 210,700 BAKER HUGHES INC COM 057224107 10783.81 253,141 SH SHARED 253,141 BAKER HUGHES INC COM 057224107 12954.66 304,100 SH C SHARED 304,100 BALCHEM CORP COM 057665200 334.74 10,847 SH SHARED 01 10,847 BALDOR ELEC CO COM 057741100 1820.87 45,071 SH SHARED 01 45,071 BALDOR ELEC CO COM 057741100 44.00 1,089 SH SHARED 21 1,089 BALDWIN & LYONS INC CL A 057755100 3.38 138 SH SOLE 138 BALDWIN TECHNOLOGY INC CL A 058264102 1.87 1,531 SH SOLE 1,531 BALL CORP COM 058498106 3019.12 51,302 SH SHARED 01 51,302 BALL CORP COM 058498106 627.34 10,660 SH SHARED 20 10,660 BALL CORP COM 058498106 17.66 300 SH P SHARED 300 BALL CORP COM 058498106 117.70 2,000 SH C SHARED 2,000 BALL CORP COM 058498106 353.10 6,000 SH SHARED 6,000 BALL CORP COM 058498106 671.24 11,406 SH SHARED 11,406 BALLANTYNE STRONG INC COM 058516105 25.95 3,000 SH SHARED 01 3,000 BALLARD PWR SYS INC NEW COM 058586108 11.50 6,886 SH SHARED 01 6,886 BALLARD PWR SYS INC NEW COM 058586108 0.42 250 SH SHARED 250 BALLARD PWR SYS INC NEW COM 058586108 1.67 1,000 SH P SHARED 1,000 BALLARD PWR SYS INC NEW COM 058586108 7.85 4,703 SH SHARED 4,703 BALLARD PWR SYS INC NEW COM 058586108 11.36 6,800 SH C SHARED 6,800 BALLY TECHNOLOGIES INC COM 05874B107 673.52 19,271 SH SHARED 01 19,271 BALLY TECHNOLOGIES INC COM 05874B107 402.03 11,503 SH SHARED 11,503 BALLY TECHNOLOGIES INC COM 05874B107 887.73 25,400 SH P SHARED 25,400 BALTIC TRADING LIMITED COM Y0553W103 3.30 300 SH SHARED 01 300 BALTIC TRADING LIMITED COM Y0553W103 5.51 500 SH C SHARED 500 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 6814.58 505,533 SH SHARED 01 505,533 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 219.89 16,312 SH SHARED 16,312 BANCO BRADESCO SP ADR PFD S A NEW 059460303 3438.09 168,699 SH SHARED 01 168,699 BANCO BRADESCO SP ADR PFD S A NEW 059460303 12.51 614 SH SHARED 21 614 BANCO BRADESCO SP ADR PFD S A NEW 059460303 196.79 9,656 SH SHARED 9,656 BANCO BRADESCO SP ADR PFD S A NEW 059460303 6288.43 308,559 SH SHARED 308,559 BANCO DE CHILE SPONSORED ADR 059520106 21.03 234 SH SOLE 234 BANCO MACRO SA SPON ADR B 05961W105 134.24 3,014 SH SHARED 01 3,014 BANCO MACRO SA SPON ADR B 05961W105 490.39 11,010 SH SHARED 20 11,010 BANCO MACRO SA SPON ADR B 05961W105 20.84 468 SH SHARED 468 BANCO SANTANDER ADS REP 1 BRASIL S A UNIT 05967A107 6556.57 476,149 SH SHARED 01 476,149 BANCO SANTANDER ADS REP 1 BRASIL S A UNIT 05967A107 375.56 27,274 SH SHARED 20 27,274 BANCO SANTANDER ADS REP 1 BRASIL S A UNIT 05967A107 26.31 1,911 SH SHARED 21 1,911 BANCO SANTANDER ADS REP 1 BRASIL S A UNIT 05967A107 3618.73 262,798 SH SHARED 262,798 BANCO SANTANDER SP ADR REP CHILE NEW COM 05965X109 19.31 200 SH SHARED 01 200 BANCO SANTANDER SP ADR REP CHILE NEW COM 05965X109 1022.46 10,590 SH SHARED 10,590 BANCO SANTANDER SA ADR 05964H105 4914.23 388,170 SH SHARED 01 388,170

BANCO SANTANDER SA ADR 05964H105 43.21 3,413 SH SHARED 21 3,413 BANCO SANTANDER SA ADR 05964H105 401.51 31,715 SH SHARED 31,715 BANCOLOMBIA S A SPON ADR PREF 05968L102 1.77 27 SH SHARED 01 27 BANCOLOMBIA S A SPON ADR PREF 05968L102 608.72 9,275 SH SHARED 9,275 BANCORP INC DEL COM 05969A105 4.39 656 SH SOLE 656 BANCORPSOUTH INC COM 059692103 167.32 11,800 SH SHARED 01 11,800 BANCORPSOUTH INC COM 059692103 1.42 100 SH P SHARED 100 BANCORPSOUTH INC COM 059692103 36.03 2,541 SH SHARED 2,541 BANCROFT FUND LTD COM 059695106 3855.12 237,384 SH SHARED 01 237,384 BANCTRUST FINANCIAL GP COM 05978R107 320.16 104,972 SH SHARED 01 104,972 BANK COMM HLDGS COM 06424J103 3.32 862 SH SOLE 862 BANK HAWAII CORP COM 062540109 4958.05 110,375 SH SHARED 01 110,375 BANK HAWAII CORP COM 062540109 41.24 918 SH SHARED 21 918 BANK HAWAII CORP COM 062540109 63.11 1,405 SH SHARED 1,405 BANK KY FINL CORP COM 062896105 144.90 9,000 SH SHARED 01 9,000 BANK MONTREAL QUE COM 063671101 4072.07 70,512 SH SHARED 01 70,512 BANK MONTREAL QUE COM 063671101 51.98 900 SH P SHARED 900 BANK MONTREAL QUE COM 063671101 375.38 6,500 SH C SHARED 6,500 BANK MONTREAL QUE COM 063671101 1726.73 29,900 SH SHARED 29,900 BANK MONTREAL QUE COM 063671101 15554.44 269,341 SH SHARED 269,341 BANK NOVA SCOTIA HALIFAX COM 064149107 250.51 4,700 SH P SHARED 01 4,700 BANK NOVA SCOTIA HALIFAX COM 064149107 16836.88 315,889 SH SHARED 01 315,889 BANK NOVA SCOTIA HALIFAX COM 064149107 224.39 4,210 SH SHARED 20 4,210 BANK NOVA SCOTIA HALIFAX COM 064149107 17.22 323 SH SHARED 21 323 BANK NOVA SCOTIA HALIFAX COM 064149107 79.95 1,500 SH P SHARED 1,500 BANK NOVA SCOTIA HALIFAX COM 064149107 170.56 3,200 SH C SHARED 3,200 BANK NOVA SCOTIA HALIFAX COM 064149107 2835.56 53,200 SH SHARED 53,200 BANK NOVA SCOTIA HALIFAX COM 064149107 26230.53 492,130 SH SHARED 492,130 BANK OF AMERICA *W EXP CORPORATION 01/16/201 060505146 1225.69 189,150 SH SHARED 01 189,150 BANK OF AMERICA *W EXP CORPORATION 01/16/201 060505146 10.72 1,655 SH SHARED 21 1,655 BANK OF AMERICA *W EXP CORPORATION 01/16/201 060505146 1.57 243 SH SHARED 243 BANK OF AMERICA *W EXP CORPORATION 10/28/201 060505153 308.98 129,825 SH SHARED 01 129,825 BANK OF AMERICA *W EXP CORPORATION 10/28/201 060505153 0.01 4 SH SHARED 4 BANK OF AMERICA 7.25%CNV PFD CORPORATION L 060505682 417.22 424 SH SHARED 01 424 BANK OF AMERICA 7.25%CNV PFD CORPORATION L 060505682 0.98 1 SH SHARED 1 BANK OF AMERICA CORPORATION COM 060505104 120078.79 9,164,221 SH SHARED 01 9,164,221 BANK OF AMERICA CORPORATION COM 060505104 7537.70 575,265 SH SHARED 20 575,265 BANK OF AMERICA CORPORATION COM 060505104 85.96 6,560 SH SHARED 21 6,560 BANK OF AMERICA CORPORATION COM 060505104 8656.55 660,654 SH SHARED 660,654 BANK OF AMERICA CORPORATION COM 060505104 56805.20 4,335,282 SH P SHARED 4,335,282 BANK OF AMERICA CORPORATION COM 060505104 93107.56 7,105,820 SH C SHARED 7,105,820 BANK OF AMERICA CORPORATION COM 060505104 117552.87 8,971,447 SH SHARED 8,971,447 BANK OF GRANITE CORP COM 062401104 0.66 925 SH SHARED 01 925 BANK OF GRANITE CORP COM 062401104 0.42 597 SH SHARED 597 BANK OF MARIN BANCORP COM 063425102 10.16 315 SH SHARED 01 315 BANK OF NEW YORK MELLON CORP COM 064058100 24494.73 937,418 SH SHARED 01 937,418 BANK OF NEW YORK MELLON CORP COM 064058100 1075.41 41,156 SH SHARED 20 41,156 BANK OF NEW YORK MELLON CORP COM 064058100 364.59 13,953 SH SHARED 21 13,953 BANK OF NEW YORK MELLON CORP COM 064058100 1810.81 69,300 SH P SHARED 69,300

BANK OF NEW YORK MELLON CORP COM 064058100 1842.35 70,507 SH SHARED 70,507 BANK OF NEW YORK MELLON CORP COM 064058100 7710.96 295,100 SH C SHARED 295,100 BANK OF NEW YORK MELLON CORP COM 064058100 9550.38 365,495 SH SHARED 365,495 BANK OF THE CAROLINES CORP COM 06425J102 1.95 620 SH SOLE 620 BANK OF THE OZARKS INC COM 063904106 24.74 667 SH SHARED 01 667 BANK VA CHESTERFIELD COM 06544P104 5.80 2,762 SH SOLE 2,762 BANKATLANTIC BANCORP CL A NEW 065908600 3.21 4,017 SH SHARED 01 4,017 BANKATLANTIC BANCORP CL A NEW 065908600 0.08 100 SH C SHARED 100 BANKATLANTIC BANCORP CL A NEW 065908600 48.89 61,118 SH SHARED 61,118 BANKS COM INC COM 066470105 0.59 1,982 SH SOLE 1,982 BANNER CORP COM 06652V109 70.85 32,800 SH C SOLE 32,800 *W EXP BANRO CORP 09/17/201 066800111 0.45 600 SH SOLE 600 BARCLAYS BANK PLC ADR PFD SR 5 06739H362 8413.61 324,474 SH SHARED 01 324,474 BARCLAYS BANK PLC ADR PFD SR 5 06739H362 4091.00 157,771 SH SHARED 157,771 BARCLAYS BANK ADS7.75%PFD PLC S4 06739H511 2191.94 86,433 SH SHARED 01 86,433 BARCLAYS BANK ADS7.75%PFD PLC S4 06739H511 2.41 95 SH SHARED 95 BARCLAYS BANK ASIA GULF PLC ETN38 06739H420 50.44 1,005 SH SOLE 1,005 BARCLAYS BANK PLC CARRY ETN 38 06739H412 0.70 15 SH SHARED 01 15 BARCLAYS BANK PLC CARRY ETN 38 06739H412 41.36 892 SH SHARED 892 BARCLAYS BANK ETN DJUBS PLC AGRI37 06739H206 286.25 5,725 SH SHARED 01 5,725 BARCLAYS BANK ETN DJUBS PLC GRNS37 06739H305 1121.02 25,682 SH SHARED 01 25,682 BARCLAYS BANK ETN DJUBS PLC NAT37 06739H644 102.40 12,427 SH SHARED 01 12,427 BARCLAYS BANK ETN DJUBS PLC SGAR38 06739H214 836.95 12,193 SH SHARED 01 12,193 BARCLAYS BANK ETN DJUBS PLC TIN 38 06739H198 5.49 96 SH SOLE 96 BARCLAYS BANK ETN PLC DJUBSALUMI38 06739H321 8.71 275 SH SHARED 01 275 BARCLAYS BANK ETN PLC DJUBSALUMI38 06739H321 32.02 1,011 SH SHARED 1,011 BARCLAYS BANK ETN PLC DJUBSCOFFE38 06739H297 646.88 13,042 SH SHARED 01 13,042 BARCLAYS BANK ETN PLC DJUBSCOTTN38 06739H271 426.91 8,540 SH SHARED 01 8,540 BARCLAYS BANK ETN PLC DJUBSLEAD 38 06739H263 49.45 860 SH SOLE 860 BARCLAYS BANK ETN PLC DJUBSLVSTK37 06739H743 83.72 2,775 SH SHARED 01 2,775 BARCLAYS BANK ETN PLC DJUBSLVSTK37 06739H743 93.80 3,109 SH SHARED 3,109 BARCLAYS BANK ETN PLC DJUBSPLATM38 06739H255 1153.81 29,464 SH SHARED 01 29,464 BARCLAYS BANK ETN PLC DJUBSSOFT 38 06739H230 11.20 189 SH SHARED 01 189 BARCLAYS BANK GEMS INDX PLC ETN38 06739H453 3.86 84 SH SOLE 84 BARCLAYS BANK IPTH JPY/USD PLC ETN 06739G851 186.92 2,639 SH SOLE 2,639 BARCLAYS BANK SP ADR PLC 7.1%PF3 06739H776 2838.60 114,000 SH SHARED 01 114,000 BARCLAYS BANK SP ADR PLC 7.1%PF3 06739H776 74.30 2,984 SH SHARED 2,984 BARCLAYS BK PLC ADR 2 PREF 2 06739F390 3294.43 134,907 SH SHARED 01 134,907 BARCLAYS BK PLC ADR 2 PREF 2 06739F390 27.08 1,109 SH SHARED 1,109 DJUBS CMDT BARCLAYS BK PLC ETN36 06738C778 17895.52 423,262 SH SHARED 01 423,262 ETN CBOE BARCLAYS BK PLC SPBUY 06739F135 345.93 7,650 SH SHARED 01 7,650 ETN CBOE BARCLAYS BK PLC SPBUY 06739F135 4.39 97 SH SHARED 97 ETN DJUBS BARCLAYS BK PLC COPR37 06739F101 1100.51 22,556 SH SHARED 01 22,556 ETN DJUBS BARCLAYS BK PLC NCKL37 06739F119 31.16 906 SH SHARED 01 906 IPATH S&P MT BARCLAYS BK PLC ETN 06740C519 10789.32 124,473 SH SHARED 01 124,473 IPATH S&P MT BARCLAYS BK PLC ETN 06740C519 26.00 300 SH P SHARED 300 IPATH S&P MT BARCLAYS BK PLC ETN 06740C519 43.34 500 SH C SHARED 500 IPATH S&P ST BARCLAYS BK PLC ETN 06740C527 397.67 23,000 SH P SHARED 01 23,000 IPATH S&P ST BARCLAYS BK PLC ETN 06740C527 48247.71 2,790,498 SH SHARED 01 2,790,498 IPATH S&P ST

BARCLAYS BK PLC ETN 06740C527 1490.40 86,200 SH C SHARED 86,200 IPATH S&P ST BARCLAYS BK PLC ETN 06740C527 2558.92 148,000 SH P SHARED 148,000 IPATH S&P ST BARCLAYS BK PLC ETN 06740C527 3603.60 208,421 SH SHARED 208,421 IPMS INDIA BARCLAYS BK PLC ETN 06739F291 7847.07 103,578 SH SHARED 01 103,578 IPMS INDIA BARCLAYS BK PLC ETN 06739F291 1346.26 17,770 SH SHARED 17 17,770 IPMS INDIA BARCLAYS BK PLC ETN 06739F291 3941.94 52,032 SH SHARED 52,032 IPSP CROIL BARCLAYS BK PLC ETN 06738C786 704.72 30,936 SH SHARED 01 30,936 IPSP CROIL BARCLAYS BK PLC ETN 06738C786 143.42 6,296 SH SHARED 6,296 IPSP CROIL BARCLAYS BK PLC ETN 06738C786 161.74 7,100 SH C SHARED 7,100 IPSP CROIL BARCLAYS BK PLC ETN 06738C786 264.25 11,600 SH P SHARED 11,600 IPSPGS TTL BARCLAYS BK PLC ETN 06738C794 348.23 11,600 SH SHARED 01 11,600 IPSPGS TTL BARCLAYS BK PLC ETN 06738C794 41.37 1,378 SH SHARED 1,378 S&P 500 BARCLAYS BK PLC VEQTOR 06740C337 4.20 40 SH SHARED 01 40 SHTC S&P500 BARCLAYS BK PLC 14 06740H641 18.01 300 SH SOLE 300 SHTD S&P500 BARCLAYS BK PLC 14 06740H633 61.77 1,450 SH SOLE 1,450 BARCLAYS PLC ADR 06738E204 13662.69 724,811 SH SHARED 01 724,811 BARCLAYS PLC ADR 06738E204 94.04 4,989 SH SHARED 21 4,989 BARCLAYS PLC ADR 06738E204 4380.21 232,372 SH SHARED 232,372 BARD C R INC COM 067383109 4661.70 57,248 SH SHARED 01 57,248 BARD C R INC COM 067383109 13.44 165 SH SHARED 20 165 BARD C R INC COM 067383109 33.55 412 SH SHARED 21 412 BARD C R INC COM 067383109 293.15 3,600 SH C SHARED 3,600 BARD C R INC COM 067383109 423.44 5,200 SH SHARED 5,200 BARD C R INC COM 067383109 1642.52 20,171 SH SHARED 20,171 BARNES & NOBLE INC COM 067774109 215.61 13,301 SH SHARED 01 13,301 BARNES & NOBLE INC COM 067774109 168.58 10,400 SH P SHARED 10,400 BARNES & NOBLE INC COM 067774109 3408.96 210,300 SH C SHARED 210,300 BARNES GROUP INC COM 067806109 1023.93 58,211 SH SHARED 01 58,211 BARNES GROUP INC COM 067806109 2.81 160 SH SHARED 20 160 BARNES GROUP INC COM 067806109 1.76 100 SH P SHARED 100 BARNWELL INDS INC COM 068221100 293.12 91,200 SH SHARED 01 91,200 BARRETT BILL CORP COM 06846N104 58.36 1,621 SH SHARED 01 1,621 BARRETT BILL CORP COM 06846N104 10.80 300 SH P SHARED 300 BARRETT BILL CORP COM 06846N104 40.03 1,112 SH SHARED 1,112 BARRETT BILL CORP COM 06846N104 990.00 27,500 SH C SHARED 27,500 BARRETT BUSINESS SERVICES IN COM 068463108 69.93 4,604 SH SHARED 01 4,604 BARRICK GOLD CORP COM 067901108 40745.57 880,224 SH SHARED 01 880,224 BARRICK GOLD CORP COM 067901108 83.32 1,800 SH SHARED 17 1,800 BARRICK GOLD CORP COM 067901108 159.93 3,455 SH SHARED 20 3,455 BARRICK GOLD CORP COM 067901108 94.01 2,031 SH SHARED 21 2,031 BARRICK GOLD CORP COM 067901108 5909.38 127,660 SH SHARED 127,660 BARRICK GOLD CORP COM 067901108 28528.53 616,300 SH P SHARED 616,300 BARRICK GOLD CORP COM 067901108 41540.51 897,397 SH SHARED 897,397 BARRICK GOLD CORP COM 067901108 120027.93 2,592,956 SH C SHARED 2,592,956 BASIC ENERGY SVCS INC NEW COM 06985P100 8.52 1,000 SH P SOLE 1,000 BASIC ENERGY SVCS INC NEW COM 06985P100 92.87 10,900 SH C SOLE 10,900 BASIC ENERGY SVCS INC NEW COM 06985P100 224.49 26,349 SH SOLE 26,349 BASSETT FURNITURE INDS INC COM 070203104 2.47 500 SH SHARED 01 500 BASSETT FURNITURE INDS INC COM 070203104 18.73 3,799 SH SHARED 3,799

BAXTER INTL INC COM 071813109 36074.63 756,123 SH SHARED 01 756,123 BAXTER INTL INC COM 071813109 1956.11 41,000 SH C SHARED 13 41,000 BAXTER INTL INC COM 071813109 912.22 19,120 SH SHARED 20 19,120 BAXTER INTL INC COM 071813109 83.40 1,748 SH SHARED 21 1,748 BAXTER INTL INC COM 071813109 1691.65 35,457 SH SHARED 35,457 BAXTER INTL INC COM 071813109 8272.91 173,400 SH P SHARED 173,400 BAXTER INTL INC COM 071813109 9402.54 197,077 SH SHARED 197,077 BAXTER INTL INC COM 071813109 16321.59 342,100 SH C SHARED 342,100 BAYTEX ENERGY TR TRUST UNIT 073176109 17445.67 480,200 SH SHARED 01 480,200 BAYTEX ENERGY TR TRUST UNIT 073176109 29.06 800 SH P SHARED 800 BAYTEX ENERGY TR TRUST UNIT 073176109 79.93 2,200 SH C SHARED 2,200 BAYTEX ENERGY TR TRUST UNIT 073176109 3361.94 92,539 SH SHARED 92,539 BB&T CORP COM 054937107 4849.30 201,383 SH SHARED 01 201,383 BB&T CORP COM 054937107 6.86 285 SH SHARED 21 285 BB&T CORP COM 054937107 992.10 41,200 SH SHARED 41,200 BB&T CORP COM 054937107 1964.93 81,600 SH P SHARED 81,600 BB&T CORP COM 054937107 4813.59 199,900 SH C SHARED 199,900 BBVA BANCO FRANCES S A SPONSORED ADR 07329M100 228.45 23,076 SH SOLE 23,076 BCE INC COM NEW 05534B760 7960.00 244,923 SH SHARED 01 244,923 BCE INC COM NEW 05534B760 496.11 15,265 SH SHARED 20 15,265 BCE INC COM NEW 05534B760 45.50 1,400 SH C SHARED 1,400 BCE INC COM NEW 05534B760 403.00 12,400 SH P SHARED 12,400 BCE INC COM NEW 05534B760 503.72 15,499 SH SHARED 15,499 BCE INC COM NEW 05534B760 4806.85 147,903 SH SHARED 147,903 BCSB BANCORP INC COM 055367106 7.03 740 SH SOLE 740 BE AEROSPACE INC COM 073302101 1742.95 57,504 SH SHARED 01 57,504 BE AEROSPACE INC COM 073302101 14.31 472 SH SHARED 21 472 BE AEROSPACE INC COM 073302101 212.59 7,014 SH SHARED 7,014 BE AEROSPACE INC COM 073302101 357.66 11,800 SH C SHARED 11,800 BE AEROSPACE INC COM 073302101 597.11 19,700 SH P SHARED 19,700 BEACON FED BANCORP INC COM 073582108 11.33 1,115 SH SOLE 1,115 BEACON POWER CORP COM 073677106 2.29 7,880 SH SHARED 01 7,880 BEACON POWER CORP COM 073677106 140.70 485,179 SH SHARED 485,179 BEACON ROOFING SUPPLY INC COM 073685109 15.71 1,078 SH SHARED 01 1,078 BEAZER HOMES USA INC COM 07556Q105 42.95 10,400 SH SHARED 01 10,400 BEAZER HOMES USA INC COM 07556Q105 54.10 13,100 SH P SHARED 13,100 BEAZER HOMES USA INC COM 07556Q105 5421.86 1,312,800 SH C SHARED 1,312,800 BEAZER HOMES NT USA INC SUB7.5%2013 07556Q402 24.01 1,060 SH SOLE 1,060 BEAZER HOMES UNIT USA INC 99/99/9999 07556Q501 7.80 400 SH SOLE 400 BEBE STORES INC COM 075571109 4.33 600 SH SHARED 01 600 BEBE STORES INC COM 075571109 4.33 600 SH C SHARED 600 BEBE STORES INC COM 075571109 86.52 12,000 SH P SHARED 12,000 BECKMAN COULTER INC COM 075811109 540.54 11,079 SH SHARED 01 11,079 BECKMAN COULTER INC COM 075811109 67.57 1,385 SH SHARED 20 1,385 BECKMAN COULTER INC COM 075811109 9.76 200 SH P SHARED 200 BECKMAN COULTER INC COM 075811109 322.01 6,600 SH SHARED 6,600 BECKMAN COULTER INC COM 075811109 1662.52 34,075 SH SHARED 34,075 BECKMAN COULTER INC COM 075811109 2698.09 55,300 SH C SHARED 55,300 BECKMAN NOTE COULTER INC 2.500%12/1 075811AD1 8.13 8,000 PRN SHARED 01 8,000

BECKMAN NOTE COULTER INC 2.500%12/1 075811AD1 9958.23 9,799,000 PRN SHARED 9,799,000 BECTON DICKINSON & CO COM 075887109 19572.63 264,138 SH SHARED 01 264,138 BECTON DICKINSON & CO COM 075887109 18.97 256 SH SHARED 21 256 BECTON DICKINSON & CO COM 075887109 125.97 1,700 SH C SHARED 1,700 BECTON DICKINSON & CO COM 075887109 937.14 12,647 SH SHARED 12,647 BECTON DICKINSON & CO COM 075887109 1015.17 13,700 SH SHARED 13,700 BECTON DICKINSON & CO COM 075887109 3845.79 51,900 SH P SHARED 51,900 BED BATH & BEYOND INC COM 075896100 11638.74 268,112 SH SHARED 01 268,112 BED BATH & BEYOND INC COM 075896100 1.22 28 SH SHARED 21 28 BED BATH & BEYOND INC COM 075896100 73.54 1,694 SH SHARED 1,694 BED BATH & BEYOND INC COM 075896100 581.69 13,400 SH SHARED 13,400 BED BATH & BEYOND INC COM 075896100 2613.28 60,200 SH P SHARED 60,200 BED BATH & BEYOND INC COM 075896100 10144.92 233,700 SH C SHARED 233,700 BEL FUSE INC CL A 077347201 35.37 1,690 SH SOLE 1,690 BELDEN INC COM 077454106 922.64 34,975 SH SHARED 01 34,975 BELDEN INC COM 077454106 5.67 215 SH SHARED 20 215 BELO CORP COM SER A 080555105 6.34 1,022 SH SHARED 01 1,022 BEMIS INC COM 081437105 1739.93 54,801 SH SHARED 01 54,801 BEMIS INC COM 081437105 111.13 3,500 SH C SHARED 3,500 BEMIS INC COM 081437105 429.77 13,536 SH SHARED 13,536 BENCHMARK ELECTRS INC COM 08160H101 39.28 2,395 SH SHARED 01 2,395 BENCHMARK ELECTRS INC COM 08160H101 7.95 485 SH SHARED 20 485 BENIHANA INC COM 082047101 15.60 2,013 SH SOLE 2,013 BERKLEY W R CORP COM 084423102 604.12 22,317 SH SHARED 01 22,317 BERKLEY W R CORP COM 084423102 25.91 957 SH SHARED 21 957 BERKLEY W R CORP COM 084423102 10.83 400 SH C SHARED 400 BERKLEY W R CORP COM 084423102 51.43 1,900 SH P SHARED 1,900 BERKLEY W R CORP COM 084423102 324.84 12,000 SH SHARED 12,000 BERKLEY W R CORP COM 084423102 1143.73 42,251 SH SHARED 42,251 BERKSHIRE HATHAWAY INC DEL CL A 084670108 0.00 164 SH SHARED 01 164 BERKSHIRE HATHAWAY INC DEL CL A 084670108 0.00 1 SH SHARED 1 BERKSHIRE HATHAWAY INC DEL CL A 084670108 0.00 1 SH SHARED 1 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 90355.02 1,092,828 SH SHARED 01 1,092,828 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2.65 32 SH SHARED 21 32 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4376.50 52,933 SH SHARED 52,933 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 8044.76 97,300 SH P SHARED 97,300 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 9888.53 119,600 SH C SHARED 119,600 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 14943.25 180,736 SH SHARED 180,736 BERKSHIRE HILLS BANCORP INC COM 084680107 15.36 810 SH SHARED 01 810 BERKSHIRE HILLS BANCORP INC COM 084680107 3.22 170 SH SHARED 20 170 BERRY PETE CO CL A 085789105 1106.36 34,868 SH SHARED 01 34,868 BERRY PETE CO CL A 085789105 31.73 1,000 SH P SHARED 1,000 BERRY PETE CO CL A 085789105 945.55 29,800 SH C SHARED 29,800 BEST BUY INC COM 086516101 24354.69 596,490 SH SHARED 01 596,490 BEST BUY INC COM 086516101 5.31 130 SH SHARED 20 130 BEST BUY INC COM 086516101 64.06 1,569 SH SHARED 21 1,569 BEST BUY INC COM 086516101 908.47 22,250 SH SHARED 22,250 BEST BUY INC COM 086516101 9235.75 226,200 SH C SHARED 226,200 BEST BUY INC COM 086516101 13927.11 341,100 SH P SHARED 341,100 SDCV 2.250%

BEST BUY INC 1/1 086516AF8 1.10 1,000 PRN SHARED 01 1,000 BGC PARTNERS INC CL A 05541T101 22.39 3,750 SH SHARED 01 3,750 BGC PARTNERS INC CL A 05541T101 97.07 16,260 SH SHARED 16,260 BHP BILLITON LTD SPONSORED ADR 088606108 44146.69 578,442 SH SHARED 01 578,442 BHP BILLITON LTD SPONSORED ADR 088606108 142.49 1,867 SH SHARED 21 1,867 BHP BILLITON LTD SPONSORED ADR 088606108 7.63 100 SH SHARED 100 BHP BILLITON LTD SPONSORED ADR 088606108 27841.92 364,805 SH SHARED 364,805 BHP BILLITON PLC SPONSORED ADR 05545E209 5817.87 91,018 SH SHARED 01 91,018 BHP BILLITON PLC SPONSORED ADR 05545E209 71.97 1,126 SH SHARED 21 1,126 BHP BILLITON PLC SPONSORED ADR 05545E209 1756.52 27,480 SH SHARED 27,480 BIDZ COM INC COM 08883T200 3.14 1,893 SH SOLE 1,893 BIG LOTS INC COM 089302103 1169.57 35,175 SH SHARED 01 35,175 BIG LOTS INC COM 089302103 5.45 164 SH SHARED 21 164 BIG LOTS INC COM 089302103 256.03 7,700 SH C SHARED 7,700 BIG LOTS INC COM 089302103 462.18 13,900 SH P SHARED 13,900 BIG LOTS INC COM 089302103 629.36 18,928 SH SHARED 18,928 BIGBAND NETWORKS INC COM 089750509 0.14 50 SH SHARED 01 50 BIGLARI HLDGS INC COM 08986R101 16.43 50 SH SHARED 01 50 BIGLARI HLDGS INC COM 08986R101 4.93 15 SH SHARED 15 BIGLARI HLDGS INC COM 08986R101 34.18 104 SH SHARED 104 BIO RAD LABS INC CL A 090572207 1272.84 14,063 SH SHARED 01 14,063 BIO RAD LABS INC CL A 090572207 178.76 1,975 SH SHARED 20 1,975 BIO RAD LABS INC CL A 090572207 16.11 178 SH SHARED 21 178 BIO RAD LABS INC CL A 090572207 372.72 4,118 SH SHARED 4,118 BIO RAD LABS INC CL B 090572108 41.43 455 SH SOLE 455 BIOANALYTICAL SYS INC COM 09058M103 1.57 1,871 SH SOLE 1,871 BIOCRYST PHARMACEUTICALS COM 09058V103 3757.63 760,653 SH SHARED 01 760,653 BIOCRYST PHARMACEUTICALS COM 09058V103 4.44 899 SH SHARED 899 BIOCRYST PHARMACEUTICALS COM 09058V103 38.04 7,700 SH P SHARED 7,700 BIOCRYST PHARMACEUTICALS COM 09058V103 40.51 8,200 SH C SHARED 8,200 BIODEL INC COM 09064M105 41.10 7,755 SH SHARED 01 7,755 BIODEL INC COM 09064M105 17.49 3,300 SH P SHARED 3,300 BIODEL INC COM 09064M105 58.83 11,100 SH C SHARED 11,100 BIODEL INC COM 09064M105 229.41 43,284 SH SHARED 43,284 BIODELIVERY SCIENCES INTL IN COM 09060J106 25.43 8,800 SH SHARED 01 8,800 BIODELIVERY SCIENCES INTL IN COM 09060J106 5.20 1,800 SH C SHARED 1,800 BIOFUEL ENERGY CORP COM 09064Y109 0.30 150 SH SHARED 01 150 BIOGEN IDEC INC COM 09062X103 4077.12 72,650 SH SHARED 01 72,650 BIOGEN IDEC INC COM 09062X103 27.22 485 SH SHARED 21 485 BIOGEN IDEC INC COM 09062X103 769.85 13,718 SH SHARED 13,718 BIOGEN IDEC INC COM 09062X103 824.96 14,700 SH SHARED 14,700 BIOGEN IDEC INC COM 09062X103 8131.79 144,900 SH P SHARED 144,900 BIOGEN IDEC INC COM 09062X103 17228.84 307,000 SH C SHARED 307,000 BIOLASE TECHNOLOGY INC COM 090911108 1.95 1,668 SH SOLE 1,668 BIOMARIN PHARMACEUTICAL INC COM 09061G101 614.67 27,502 SH SHARED 01 27,502 BIOMARIN PHARMACEUTICAL INC COM 09061G101 4514.70 202,000 SH SHARED 13 202,000 BIOMARIN PHARMACEUTICAL INC COM 09061G101 6.71 300 SH C SHARED 300 BIOMARIN PHARMACEUTICAL INC COM 09061G101 8.94 400 SH P SHARED 400 BIOMARIN PHARMACEUTICAL INC COM 09061G101 29.12 1,303 SH SHARED 1,303

BIOMARIN PHARMACEUTICAL NOTE 1.875% INC 4/2 09061GAD3 559.13 450,000 PRN SOLE 450,000 BIOMED REALTY TRUST INC COM 09063H107 905.77 50,545 SH SHARED 01 50,545 BIOMED REALTY TRUST INC COM 09063H107 3.32 185 SH SHARED 20 185 BIOMED REALTY TRUST INC COM 09063H107 35.84 2,000 SH P SHARED 2,000 BIOMED REALTY TRUST INC COM 09063H107 833.19 46,495 SH SHARED 46,495 BIOMED REALTY TRUST INC COM 09063H107 1222.04 68,194 SH SHARED 68,194 BIOMIMETIC THERAPEUTICS INC COM 09064X101 13.68 1,200 SH P SOLE 1,200 BIOMIMETIC THERAPEUTICS INC COM 09064X101 248.52 21,800 SH C SOLE 21,800 BIO-REFERENCE LABS INC COM $.01 NEW 09057G602 463.82 22,235 SH SHARED 01 22,235 BIO-REFERENCE LABS INC COM $.01 NEW 09057G602 145.85 6,992 SH SHARED 6,992 BIOSANTE PHARMACEUTICALS INC COM NEW 09065V203 8.46 5,036 SH SHARED 01 5,036 BIOTECH HOLDRS DEPOSTRY TR RCPTS 09067D201 1521.20 15,864 SH SHARED 01 15,864 BIOTECH HOLDRS DEPOSTRY TR RCPTS 09067D201 38.36 400 SH P SHARED 400 BIOTECH HOLDRS DEPOSTRY TR RCPTS 09067D201 143.84 1,500 SH C SHARED 1,500 BIOTECH HOLDRS DEPOSTRY TR RCPTS 09067D201 320.08 3,338 SH SHARED 3,338 *W EXP BIOTIME INC 10/31/201 09066L147 5.42 1,935 SH SOLE 1,935 BIOTIME INC COM 09066L105 2.30 485 SH SHARED 01 485 BIOTIME INC COM 09066L105 2.38 500 SH C SHARED 500 BIOTIME INC COM 09066L105 12.71 2,675 SH SHARED 2,675 BIOVAIL CORP COM 09067J109 5.44 217 SH SHARED 01 217 BIRKS & MAYORS INC CL A VTG 090881103 1.91 1,594 SH SOLE 1,594 BITSTREAM INC CL A 091736108 278.29 41,412 SH SHARED 01 41,412 BITSTREAM INC CL A 091736108 10.03 1,492 SH SHARED 1,492 BJS RESTAURANTS INC COM 09180C106 216.21 7,678 SH SHARED 01 7,678 BJS RESTAURANTS INC COM 09180C106 5.63 200 SH P SHARED 200 BJS WHOLESALE CLUB INC COM 05548J106 49.80 1,200 SH P SHARED 01 1,200 BJS WHOLESALE CLUB INC COM 05548J106 931.09 22,436 SH SHARED 01 22,436 BJS WHOLESALE CLUB INC COM 05548J106 593.45 14,300 SH C SHARED 14,300 BJS WHOLESALE CLUB INC COM 05548J106 1245.00 30,000 SH P SHARED 30,000 BJS WHOLESALE CLUB INC COM 05548J106 1724.66 41,558 SH SHARED 41,558 BLACK BOX CORP DEL COM 091826107 33.09 1,032 SH SHARED 01 1,032 BLACK BOX CORP DEL COM 091826107 32.06 1,000 SH C SHARED 1,000 BLACK BOX CORP DEL COM 091826107 96.18 3,000 SH P SHARED 3,000 BLACK HILLS CORP COM 092113109 977.15 31,319 SH SHARED 01 31,319 BLACK HILLS CORP COM 092113109 426.22 13,661 SH SHARED 13,661 BLACKBAUD INC COM 09227Q100 2396.84 99,702 SH SHARED 01 99,702 BLACKBAUD INC COM 09227Q100 218.76 9,100 SH SHARED 20 9,100 BLACKBAUD INC COM 09227Q100 44.88 1,867 SH SHARED 21 1,867 BLACKBAUD INC COM 09227Q100 50.41 2,097 SH SHARED 2,097 BLACKBOARD INC COM 091935502 759.18 21,065 SH SHARED 01 21,065 BLACKBOARD INC COM 091935502 13.59 377 SH SHARED 21 377 BLACKBOARD INC COM 091935502 92.77 2,574 SH SHARED 2,574 BLACKBOARD INC COM 091935502 111.72 3,100 SH P SHARED 3,100 NOTE 3.250% BLACKBOARD INC 7/0 091935AA4 150.19 150,000 PRN SOLE 150,000 BLACKROCK APEX MUN FD INC COM 09254H106 40.26 4,238 SH SHARED 01 4,238 BLACKROCK APEX MUN FD INC COM 09254H106 26.88 2,829 SH SHARED 2,829 BLACKROCK BUILD AMER BD TR SHS 09248X100 395.28 19,491 SH SHARED 01 19,491 BLACKROCK CA MUNI 2018 TERM COM 09249C105 390.16 24,400 SH SHARED 01 24,400 BLACKROCK CA MUNI 2018 TERM COM 09249C105 36.65 2,292 SH SHARED 2,292

BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 782.18 52,601 SH SHARED 01 52,601 BLACKROCK CORE BD TR SHS BEN INT 09249E101 1919.25 139,076 SH SHARED 01 139,076 BLACKROCK CORE BD TR SHS BEN INT 09249E101 30.93 2,241 SH SHARED 2,241 BLACKROCK CORPOR HI YLD FD V COM 09255N102 7.14 613 SH SHARED 01 613 BLACKROCK CORPOR HI YLD FD V COM 09255P107 765.93 66,314 SH SHARED 01 66,314 BLACKROCK CORPOR HI YLD FD V COM 09255N102 62.21 5,340 SH SHARED 5,340 BLACKROCK CORPOR HI YLD FD V COM 09255P107 17.19 1,488 SH SHARED 1,488 BLACKROCK CORPOR HI YLD III COM 09255M104 7.84 1,111 SH SHARED 01 1,111 BLACKROCK CORPOR HI YLD III COM 09255M104 19.47 2,758 SH SHARED 2,758 BLACKROCK CORPOR HIGH YLD FD COM 09255L106 23.96 3,375 SH SHARED 01 3,375 BLACKROCK CORPOR HIGH YLD FD COM 09255L106 13.82 1,947 SH SHARED 1,947 BLACKROCK CREDIT ALL IN TR I COM SHS 09249V103 533.52 47,424 SH SHARED 01 47,424 BLACKROCK CREDIT ALL IN TR I COM SHS 09249V103 0.25 22 SH SHARED 22 BLACKROCK CREDIT ALL INC TR COM 092508100 606.21 46,170 SH SHARED 01 46,170 BLACKROCK CREDIT ALL INC TR COM 09255H105 138.47 13,238 SH SHARED 01 13,238 BLACKROCK CREDIT ALL INC TR COM 09255J101 58.62 6,000 SH SHARED 01 6,000 BLACKROCK CREDIT ALL INC TR COM 092508100 30.88 2,352 SH SHARED 2,352 BLACKROCK CREDIT ALL INC TR COM 09255H105 4.78 457 SH SHARED 457 BLACKROCK CREDIT ALL INC TR COM 09255J101 8.16 835 SH SHARED 835 BLACKROCK DEBT STRAT FD INC COM 09255R103 866.66 217,755 SH SHARED 01 217,755 BLACKROCK DEBT STRAT FD INC COM 09255R103 39.70 9,974 SH SHARED 9,974 BLACKROCK DEFINED OPPRTY CR COM 09255Q105 3051.34 230,290 SH SHARED 01 230,290 BLACKROCK DIVERS OME STRATE COM 09255W102 108.68 10,430 SH SHARED 01 10,430 BLACKROCK DIVERS OME STRATE COM 09255W102 8.01 769 SH SHARED 769 BLACKROCK DIVID ACHIEVRS TM COM 09250N107 323.53 33,388 SH SHARED 01 33,388 BLACKROCK ECOSOLUTIONS INVT COM SH 092546100 234.11 20,961 SH SHARED 01 20,961 BLACKROCK ENERGY & RES TR COM 09250U101 2491.61 101,326 SH SHARED 01 101,326 BLACKROCK ENH CAP & INC FD I COM 09256A109 945.56 64,499 SH SHARED 01 64,499 BLACKROCK ENH CAP & INC FD I COM 09256A109 33.09 2,257 SH SHARED 2,257 BLACKROCK ENHANCED DIV ACHV COM 09251A104 182.94 21,962 SH SHARED 01 21,962 BLACKROCK ENHANCED DIV ACHV COM 09251A104 31.59 3,792 SH SHARED 3,792 BLACKROCK ENHANCED GOVT FD I COM 09255K108 1186.07 71,321 SH SHARED 01 71,321 BLACKROCK ENHANCED GOVT FD I COM 09255K108 12.84 772 SH SHARED 772 BLACKROCK FL RATE OME STRA I COM SHS 09255Y108 267.37 18,529 SH SHARED 01 18,529 BLACKROCK FL RATE OME STRA I COM SHS 09255Y108 5.37 372 SH SHARED 372 BLACKROCK FLA MUN 2020 TERM COM SHS 09250M109 142.60 9,728 SH SHARED 01 9,728 BLACKROCK FLOAT RATE OME STR COM 09255X100 579.73 37,354 SH SHARED 01 37,354 BLACKROCK FLOAT RATE OME STR COM 09255X100 41.98 2,705 SH SHARED 2,705 BLACKROCK FLOATING RATE INCO COM 091941104 1204.40 79,237 SH SHARED 01 79,237 BLACKROCK FLOATING RATE INCO COM 091941104 24.44 1,608 SH SHARED 1,608 BLACKROCK GLOBAL OPP EQTY TR COM 092501105 3394.10 184,062 SH SHARED 01 184,062 BLACKROCK GLOBAL OPP EQTY TR COM 092501105 48.57 2,634 SH SHARED 2,634 BLACKROCK HEALTH SCIENCES TR COM 09250W107 250.01 9,823 SH SHARED 01 9,823 BLACKROCK HEALTH SCIENCES TR COM 09250W107 12.47 490 SH SHARED 490 BLACKROCK INC COM 09247X101 5015.57 29,460 SH SHARED 01 29,460 BLACKROCK INC COM 09247X101 1462.45 8,590 SH SHARED 20 8,590 BLACKROCK INC COM 09247X101 240.22 1,411 SH SHARED 1,411 BLACKROCK INC COM 09247X101 5073.45 29,800 SH C SHARED 29,800 BLACKROCK INC COM 09247X101 6043.88 35,500 SH P SHARED 35,500

BLACKROCK INCOME OPP TRUST I COM 092475102 3119.30 299,645 SH SHARED 01 299,645 BLACKROCK INCOME OPP TRUST I COM 092475102 76.90 7,387 SH SHARED 7,387 BLACKROCK INCOME TR INC COM 09247F100 1497.40 214,527 SH SHARED 01 214,527 BLACKROCK INCOME TR INC COM 09247F100 20.56 2,946 SH SHARED 2,946 BLACKROCK INS MUNIC INC INV COM 09250G102 439.12 28,533 SH SHARED 01 28,533 BLACKROCK INS MUNIC INC INV COM 09250G102 20.30 1,319 SH SHARED 1,319 BLACKROCK INSD MUN INCOME TR COM 092479104 189.53 12,867 SH SHARED 01 12,867 BLACKROCK INSD MUN INCOME TR COM 092479104 9.68 657 SH SHARED 657 BLACKROCK INSD MUN TERM TR I COM 092474105 6.31 628 SH SHARED 01 628 BLACKROCK INTL COM BENE GRWTH & INC T INTER 092524107 971.92 92,476 SH SHARED 01 92,476 BLACKROCK INVT QLTY MUN TR COM 09247B109 7.78 603 SH SOLE 603 BLACKROCK INVT QUALITY MUN T COM 09247D105 290.07 19,159 SH SHARED 01 19,159 BLACKROCK INVT QUALITY MUN T COM 09247D105 8.55 565 SH SHARED 565 BLACKROCK KELSO CAPITAL CORP COM 092533108 134.77 11,719 SH SHARED 01 11,719 BLACKROCK KELSO CAPITAL CORP COM 092533108 202.69 17,625 SH SHARED 17,625 BLACKROCK LONG-TERM MUNI ADV COM 09250B103 54.28 4,667 SH SHARED 01 4,667 BLACKROCK LONG-TERM MUNI ADV COM 09250B103 9.63 828 SH SHARED 828 BLACKROCK LTD DURATION INC T COM SHS 09249W101 10187.80 592,314 SH SHARED 01 592,314 BLACKROCK LTD DURATION INC T COM SHS 09249W101 64.26 3,736 SH SHARED 3,736 BLACKROCK MD MUNICIPAL BOND COM 09249L105 9.01 537 SH SOLE 537 BLACKROCK MUN 2020 TERM TR COM SHS 09249X109 382.65 24,700 SH SHARED 01 24,700 BLACKROCK MUN 2020 TERM TR COM SHS 09249X109 48.10 3,105 SH SHARED 3,105 BLACKROCK MUN INCOME TR SH BEN INT 09248F109 822.68 58,181 SH SHARED 01 58,181 BLACKROCK MUN INCOME TR SH BEN INT 09248F109 9.45 668 SH SHARED 668 BLACKROCK MUNI 2018 TERM TR COM 09248C106 61.09 3,716 SH SHARED 01 3,716 BLACKROCK MUNI INCOME TR II COM 09249N101 1319.60 87,102 SH SHARED 01 87,102 BLACKROCK MUNI INCOME TR II COM 09249N101 29.06 1,918 SH SHARED 1,918 BLACKROCK MUNI INTER DR FD I COM 09253X102 894.76 58,177 SH SHARED 01 58,177 BLACKROCK MUNI INTER DR FD I COM 09253X102 30.68 1,995 SH SHARED 1,995 BLACKROCK MUNI N Y INTER DUR COM 09255F109 112.48 8,000 SH SHARED 01 8,000 BLACKROCK MUNIASSETS FD INC COM 09254J102 39.84 3,055 SH SHARED 01 3,055 BLACKROCK MUNIASSETS FD INC COM 09254J102 37.01 2,838 SH SHARED 2,838 BLACKROCK MUNIC BD INVST TR COM 09249K107 39.41 2,576 SH SHARED 01 2,576 BLACKROCK MUNIC BD INVST TR COM 09249K107 68.61 4,484 SH SHARED 4,484 BLACKROCK MUNICIPAL BOND TR COM 09249H104 112.36 7,080 SH SHARED 01 7,080 BLACKROCK MUNICIPAL BOND TR COM 09249H104 24.19 1,524 SH SHARED 1,524 BLACKROCK MUNIENHANCED FD IN COM 09253Y100 210.18 18,421 SH SHARED 01 18,421 BLACKROCK MUNIENHANCED FD IN COM 09253Y100 30.62 2,684 SH SHARED 2,684 BLACKROCK MUNIHLDGS FD II IN COM 09253P109 71.26 4,496 SH SHARED 01 4,496 BLACKROCK MUNIHLDGS FD INC COM 09254A101 51.53 3,537 SH SHARED 01 3,537 BLACKROCK MUNIHLDGS FD INC COM 09254A101 16.43 1,128 SH SHARED 1,128 BLACKROCK MUNIHLDGS INS INV COM 09254P108 418.02 28,592 SH SHARED 01 28,592 BLACKROCK MUNIHLDGS INS INV COM 09254P108 1.24 85 SH SHARED 85 BLACKROCK MUNIHLDGS INSD FDI COM 09254C107 172.44 11,925 SH SHARED 01 11,925 BLACKROCK MUNIHLDGS INSD FDI COM 09254C107 19.78 1,368 SH SHARED 1,368 BLACKROCK MUNIHOLDINGS CALIF COM 09254L107 655.14 45,686 SH SHARED 01 45,686 BLACKROCK MUNIHOLDINGS CALIF COM 09254L107 22.47 1,567 SH SHARED 1,567 BLACKROCK MUNIHOLDINGS FD IN COM 09253N104 0.12 7 SH SHARED 01 7 BLACKROCK MUNIHOLDINGS FD IN COM 09253N104 30.07 1,790 SH SHARED 1,790

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BLACKROCK STRTGC BOND TR COM 09249G106 169.41 12,757 SH SHARED 01 12,757 BLACKROCK STRTGC BOND TR COM 09249G106 70.90 5,339 SH SHARED 5,339 BLACKROCK VA MUNICIPAL BOND COM 092481100 11.58 600 SH SHARED 01 600 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 12.69 1,000 SH P SHARED 01 1,000 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 7302.79 575,476 SH SHARED 01 575,476 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 1644.62 129,600 SH C SHARED 129,600 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 2120.50 167,100 SH P SHARED 167,100 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 27353.74 2,155,535 SH SHARED 2,155,535 BLACKSTONE GSO FLTING RTE FU COM 09256U105 239.90 12,495 SH SHARED 01 12,495 BLDRS INDEX FDS TR ASIA 50 ADR 09348R102 205.94 8,007 SH SHARED 01 8,007 BLDRS INDEX DEV MK 100 FDS TR ADR 09348R201 291.21 14,240 SH SHARED 01 14,240 BLDRS INDEX EMER MK 50 FDS TR ADR 09348R300 3974.40 88,222 SH SHARED 01 88,222 BLDRS INDEX FDS TR EUR 100 ADR 09348R409 981.62 48,499 SH SHARED 01 48,499 BLOCK H & R INC COM 093671105 2342.06 180,854 SH SHARED 01 180,854 BLOCK H & R INC COM 093671105 247.35 19,100 SH SHARED 19,100 BLOCK H & R INC COM 093671105 442.89 34,200 SH P SHARED 34,200 BLOCK H & R INC COM 093671105 1068.13 82,481 SH SHARED 82,481 BLOCK H & R INC COM 093671105 11748.24 907,200 SH C SHARED 907,200 BLONDER TONGUE LABS INC COM 093698108 7.20 3,118 SH SOLE 3,118 BLOUNT INTL INC NEW COM 095180105 25.46 2,000 SH SHARED 01 2,000 BLOUNT INTL INC NEW COM 095180105 100.69 7,910 SH SHARED 7,910 BLOUNT INTL INC NEW COM 095180105 636.50 50,000 SH C SHARED 50,000 BLUE CHIP VALUE FD INC COM 095333100 5.25 1,600 SH SHARED 01 1,600 BLUE CHIP VALUE FD INC COM 095333100 31.05 9,466 SH SHARED 9,466 BLUE COAT SYSTEMS INC COM NEW 09534T508 721.61 29,992 SH SHARED 01 29,992 BLUE COAT SYSTEMS INC COM NEW 09534T508 14.77 614 SH SHARED 21 614 BLUE COAT SYSTEMS INC COM NEW 09534T508 180.45 7,500 SH SHARED 7,500 BLUE COAT SYSTEMS INC COM NEW 09534T508 625.56 26,000 SH C SHARED 26,000 BLUE COAT SYSTEMS INC COM NEW 09534T508 762.70 31,700 SH P SHARED 31,700 BLUE NILE INC COM 09578R103 156.16 3,510 SH SHARED 01 3,510 BLUE NILE INC COM 09578R103 4.45 100 SH SHARED 100 BLUE NILE INC COM 09578R103 26.69 600 SH P SHARED 600 BLUE NILE INC COM 09578R103 137.92 3,100 SH C SHARED 3,100 BLUEFLY INC COM NEW 096227301 0.44 190 SH SHARED 01 190 BLUEGREEN CORP COM 096231105 18.14 6,500 SH SHARED 01 6,500 BLUELINX HLDGS INC COM 09624H109 1.08 271 SH SHARED 01 271 BLUELINX HLDGS INC COM 09624H109 7.84 1,964 SH SHARED 1,964 BLYTH INC COM NEW 09643P207 47.18 1,144 SH SOLE 1,144 BMC SOFTWARE INC COM 055921100 4231.21 104,526 SH SHARED 01 104,526 BMC SOFTWARE INC COM 055921100 13.80 341 SH SHARED 21 341 BMC SOFTWARE INC COM 055921100 364.32 9,000 SH SHARED 9,000 BMC SOFTWARE INC COM 055921100 2881.61 71,186 SH SHARED 71,186 BMC SOFTWARE INC COM 055921100 11261.54 278,200 SH C SHARED 278,200 BMC SOFTWARE INC COM 055921100 12650.00 312,500 SH P SHARED 312,500 BOARDWALK PIPELINE UT LTD PARTNERS PARTNER 096627104 16741.52 512,757 SH SHARED 01 512,757 BOARDWALK PIPELINE UT LTD PARTNERS PARTNER 096627104 13.06 400 SH P SHARED 400 BOARDWALK PIPELINE UT LTD PARTNERS PARTNER 096627104 16.33 500 SH C SHARED 500 BOARDWALK PIPELINE UT LTD PARTNERS PARTNER 096627104 3659.09 112,070 SH SHARED 112,070 BOB EVANS FARMS INC COM 096761101 164.88 5,874 SH SHARED 01 5,874

BOB EVANS FARMS INC COM 096761101 2.81 100 SH C SHARED 100 BOB EVANS FARMS INC COM 096761101 2.81 100 SH P SHARED 100 BOEING CO COM 097023105 38918.25 584,885 SH SHARED 01 584,885 BOEING CO COM 097023105 87.83 1,320 SH SHARED 17 1,320 BOEING CO COM 097023105 72.86 1,095 SH SHARED 20 1,095 BOEING CO COM 097023105 465.31 6,993 SH SHARED 21 6,993 BOEING CO COM 097023105 3151.87 47,368 SH SHARED 47,368 BOEING CO COM 097023105 16261.84 244,392 SH SHARED 244,392 BOEING CO COM 097023105 16641.65 250,100 SH C SHARED 250,100 BOEING CO COM 097023105 20487.67 307,900 SH P SHARED 307,900 *W EXP BOISE INC 06/18/201 09746Y113 0.00 1 SH SOLE 1 BOISE INC COM 09746Y105 6.49 1,000 SH SHARED 01 1,000 BOISE INC COM 09746Y105 3.67 566 SH SHARED 21 566 BOISE INC COM 09746Y105 7.14 1,100 SH C SHARED 1,100 BOISE INC COM 09746Y105 112.34 17,309 SH SHARED 17,309 BOK FINL CORP COM NEW 05561Q201 92.52 2,050 SH SHARED 01 2,050 BOK FINL CORP COM NEW 05561Q201 31.59 700 SH C SHARED 700 BOLT TECHNOLOGY CORP COM 097698104 24.59 2,416 SH SHARED 01 2,416 BOLT TECHNOLOGY CORP COM 097698104 5.88 578 SH SHARED 578 BON-TON STORES INC COM 09776J101 23.39 2,300 SH C SOLE 2,300 BON-TON STORES INC COM 09776J101 79.75 7,842 SH SOLE 7,842 BORDERS GROUP INC COM 099709107 3.21 2,700 SH SHARED 01 2,700 BORDERS GROUP INC COM 099709107 3930.71 3,303,120 SH SHARED 3,303,120 BORGWARNER INC COM 099724106 21186.44 402,631 SH SHARED 01 402,631 BORGWARNER INC COM 099724106 371.97 7,069 SH SHARED 20 7,069 BORGWARNER INC COM 099724106 57.99 1,102 SH SHARED 21 1,102 BORGWARNER INC COM 099724106 46.67 887 SH SHARED 887 BORGWARNER INC COM 099724106 226.27 4,300 SH P SHARED 4,300 BORGWARNER INC COM 099724106 289.41 5,500 SH C SHARED 5,500 BORGWARNER INC COM 099724106 384.13 7,300 SH SHARED 7,300 NOTE 3.500% BORGWARNER INC 4/1 099724AF3 17927.06 10,767,000 PRN SOLE 10,767,000 BOSTON BEER INC CL A 100557107 1279.49 19,134 SH SHARED 01 19,134 BOSTON BEER INC CL A 100557107 33.44 500 SH P SHARED 500 BOSTON BEER INC CL A 100557107 153.80 2,300 SH C SHARED 2,300 BOSTON BEER INC CL A 100557107 685.95 10,258 SH SHARED 10,258 BOSTON PPTYS NOTE 3.750% LTD PARTNERSHIP 5/1 10112RAG9 5.52 5,000 PRN SHARED 01 5,000 BOSTON PRIVATE FINL HLDGS IN COM 101119105 0.65 100 SH SHARED 01 100 BOSTON PROPERTIES INC COM 101121101 4912.97 59,107 SH SHARED 01 59,107 BOSTON PROPERTIES INC COM 101121101 17.04 205 SH SHARED 20 205 BOSTON PROPERTIES INC COM 101121101 50.54 608 SH SHARED 21 608 BOSTON PROPERTIES INC COM 101121101 1280.05 15,400 SH P SHARED 15,400 BOSTON PROPERTIES INC COM 101121101 2302.42 27,700 SH C SHARED 27,700 BOSTON PROPERTIES INC COM 101121101 5341.54 64,263 SH SHARED 64,263 BOSTON PROPERTIES INC COM 101121101 7675.47 92,342 SH SHARED 92,342 BOSTON SCIENTIFIC CORP COM 101137107 4344.57 708,739 SH SHARED 01 708,739 BOSTON SCIENTIFIC CORP COM 101137107 502.41 81,960 SH SHARED 20 81,960 BOSTON SCIENTIFIC CORP COM 101137107 1.78 290 SH SHARED 21 290 BOSTON SCIENTIFIC CORP COM 101137107 581.12 94,799 SH SHARED 94,799 BOSTON SCIENTIFIC CORP COM 101137107 4785.69 780,700 SH P SHARED 780,700

BOSTON SCIENTIFIC CORP COM 101137107 5737.07 935,900 SH C SHARED 935,900 BOSTON SCIENTIFIC CORP COM 101137107 10325.41 1,684,407 SH SHARED 1,684,407 BOTTOMLINE TECH DEL INC COM 101388106 0.80 52 SH SHARED 01 52 BOTTOMLINE TECH DEL INC COM 101388106 76.80 5,000 SH C SHARED 5,000 BOULDER GROWTH & INCOME FD I COM 101507101 2.48 400 SH SHARED 01 400 BOULDER TOTAL RETURN FD INC COM 101541100 49.09 3,247 SH SOLE 3,247 BOVIE MEDICAL CORP COM 10211F100 6.48 3,000 SH SHARED 01 3,000 BOVIE MEDICAL CORP COM 10211F100 0.55 253 SH SHARED 253 BOWNE & CO INC COM 103043105 0.02 2 SH SHARED 01 2 BOYD GAMING CORP COM 103304101 5.80 800 SH SHARED 01 800 BOYD GAMING CORP COM 103304101 57.28 7,900 SH P SHARED 7,900 BOYD GAMING CORP COM 103304101 336.55 46,420 SH SHARED 46,420 BOYD GAMING CORP COM 103304101 355.25 49,000 SH C SHARED 49,000 BP PLC SPONSORED ADR 055622104 39038.55 948,228 SH SHARED 01 948,228 BP PLC SPONSORED ADR 055622104 82.34 2,000 SH P SHARED 01 2,000 BP PLC SPONSORED ADR 055622104 128.04 3,110 SH SHARED 21 3,110 BP PLC SPONSORED ADR 055622104 411.70 10,000 SH SHARED 10,000 BP PLC SPONSORED ADR 055622104 201065.59 4,883,789 SH SHARED 4,883,789 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 11547.40 111,731 SH SHARED 01 111,731 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 113.69 1,100 SH C SHARED 1,100 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 268.71 2,600 SH P SHARED 2,600 BPZ RESOURCES INC COM 055639108 39.07 10,200 SH SHARED 01 10,200 BPZ RESOURCES INC COM 055639108 1.53 400 SH P SHARED 400 BPZ RESOURCES INC COM 055639108 6.13 1,600 SH SHARED 1,600 BPZ RESOURCES INC COM 055639108 10.34 2,700 SH C SHARED 2,700 BRADY CORP CL A 104674106 65.78 2,255 SH SHARED 01 2,255 BRADY CORP CL A 104674106 5.25 180 SH SHARED 20 180 BRADY CORP CL A 104674106 662.16 22,700 SH C SHARED 22,700 BRANDYWINE OPER NOTE PARTNERSHIP 3.875%10/1 105340AH6 35653.00 35,300,000 PRN SOLE 35,300,000 BRANDYWINE SH BEN INT RLTY TR NEW 105368203 785.16 64,095 SH SHARED 01 64,095 BRANDYWINE SH BEN INT RLTY TR NEW 105368203 3.23 264 SH SHARED 21 264 BRANDYWINE SH BEN INT RLTY TR NEW 105368203 44.10 3,600 SH C SHARED 3,600 BRANDYWINE SH BEN INT RLTY TR NEW 105368203 54.33 4,435 SH SHARED 4,435 BRANDYWINE SH BEN INT RLTY TR NEW 105368203 964.99 78,775 SH SHARED 78,775 BRASIL TELECOM SA SPON ADR COM 10553M200 297.76 34,543 SH SHARED 01 34,543 BRASIL TELECOM SA SPON ADR COM 10553M200 1.42 165 SH SHARED 21 165 BRASIL TELECOM SA SPON ADR COM 10553M200 0.14 16 SH SHARED 16 BRASIL TELECOM SA SPON ADR COM 10553M200 16.27 1,887 SH SHARED 1,887 BRASIL TELECOM SA SPONS ADR PFD 10553M101 1201.16 60,512 SH SHARED 01 60,512 BRASIL TELECOM SA SPONS ADR PFD 10553M101 3.24 163 SH SHARED 21 163 BRASIL TELECOM SA SPONS ADR PFD 10553M101 0.60 30 SH SHARED 30 BRASIL TELECOM SA SPONS ADR PFD 10553M101 196.55 9,902 SH SHARED 9,902 BRASKEM S A SP ADR PFD A 105532105 4.62 225 SH SHARED 01 225 BRE PROPERTIES INC CL A 05564E106 25.32 610 SH SHARED 01 610 BRE PROPERTIES INC CL A 05564E106 8.30 200 SH C SHARED 200 BRE PROPERTIES INC CL A 05564E106 839.50 20,229 SH SHARED 20,229 BRE PROPERTIES INC CL A 05564E106 1593.64 38,401 SH SHARED 38,401 BRE PROPERTIES NOTE 4.125% INC 8/1 05564EBH8 38480.00 37,000,000 PRN SOLE 37,000,000 BREEZE EASTERN CORP COM 106764103 7.62 1,113 SH SOLE 1,113

BREITBURN ENERGY COM UT LTD PARTNERS LP PTN 106776107 380.11 20,805 SH SHARED 01 20,805 BREITBURN ENERGY COM UT LTD PARTNERS LP PTN 106776107 56.64 3,100 SH C SHARED 3,100 BREITBURN ENERGY COM UT LTD PARTNERS LP PTN 106776107 159.79 8,746 SH SHARED 8,746 BREITBURN ENERGY COM UT LTD PARTNERS LP PTN 106776107 292.32 16,000 SH P SHARED 16,000 BRF-BRASIL FOODS S A SPONSORED ADR 10552T107 88.32 5,687 SH SHARED 01 5,687 BRF-BRASIL FOODS S A SPONSORED ADR 10552T107 62.12 4,000 SH SHARED 4,000 BRF-BRASIL FOODS S A SPONSORED ADR 10552T107 1575.83 101,470 SH SHARED 101,470 BRIDGE CAP HLDGS COM 108030107 21.53 2,461 SH SOLE 2,461 BRIDGEPOINT ED INC COM 10807M105 81.89 5,297 SH SHARED 01 5,297 BRIDGEPOINT ED INC COM 10807M105 3.34 216 SH SHARED 21 216 BRIDGEPOINT ED INC COM 10807M105 1.55 100 SH P SHARED 100 BRIDGEPOINT ED INC COM 10807M105 18.55 1,200 SH C SHARED 1,200 BRIDGEPOINT ED INC COM 10807M105 96.59 6,248 SH SHARED 6,248 BRIDGFORD FOODS CORP COM 108763103 7.26 566 SH SOLE 566 BRIGGS & STRATTON CORP COM 109043109 72.01 3,788 SH SHARED 01 3,788 BRIGGS & STRATTON CORP COM 109043109 28.52 1,500 SH C SHARED 1,500 BRIGHAM EXPLORATION CO COM 109178103 2541.23 135,532 SH SHARED 01 135,532 BRIGHAM EXPLORATION CO COM 109178103 8.98 479 SH SHARED 21 479 BRIGHAM EXPLORATION CO COM 109178103 245.63 13,100 SH C SHARED 13,100 BRIGHAM EXPLORATION CO COM 109178103 316.88 16,900 SH P SHARED 16,900 BRIGHTPOINT INC COM NEW 109473405 13.00 1,860 SH SHARED 01 1,860 BRIGUS GOLD CORP COM 109490102 12.15 7,500 SH SHARED 01 7,500 BRIGUS GOLD CORP COM 109490102 14.78 9,122 SH SHARED 9,122 BRINKER INTL INC COM 109641100 251.27 13,323 SH SHARED 01 13,323 BRINKER INTL INC COM 109641100 11.22 595 SH SHARED 20 595 BRINKER INTL INC COM 109641100 7.54 400 SH P SHARED 400 BRINKER INTL INC COM 109641100 2823.34 149,700 SH C SHARED 149,700 BRINKS CO COM 109696104 1323.83 57,558 SH SHARED 01 57,558 BRINKS CO COM 109696104 409.95 17,824 SH SHARED 17,824 BRISTOL MYERS SQUIBB CO COM 110122108 108198.31 3,991,085 SH SHARED 01 3,991,085 BRISTOL MYERS SQUIBB CO COM 110122108 9637.61 355,500 SH SHARED 13 355,500 BRISTOL MYERS SQUIBB CO COM 110122108 698.35 25,760 SH SHARED 20 25,760 BRISTOL MYERS SQUIBB CO COM 110122108 27329.59 1,008,100 SH P SHARED 1,008,100 BRISTOL MYERS SQUIBB CO COM 110122108 29531.41 1,089,318 SH SHARED 1,089,318 BRISTOL MYERS SQUIBB CO COM 110122108 29891.49 1,102,600 SH C SHARED 1,102,600 BRISTOL MYERS SQUIBB CO COM 110122108 42771.96 1,577,719 SH SHARED 1,577,719 BRISTOL MYERS SQUIBB CO PFD CV $2 110122207 53.53 117 SH SOLE 117 BRISTOW GROUP INC COM 110394103 19.56 542 SH SHARED 01 542 BRISTOW GROUP INC COM 110394103 7.22 200 SH C SHARED 200 BRISTOW GROUP INC COM 110394103 54.12 1,500 SH P SHARED 1,500 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 18579.78 248,692 SH SHARED 01 248,692 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 147.63 1,976 SH SHARED 21 1,976 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 96.23 1,288 SH SHARED 1,288 BRITTON & KOONTZ CAP CORP COM 111091104 8.08 771 SH SHARED 01 771 BROADCOM CORP CL A 111320107 25238.91 713,165 SH SHARED 01 713,165 BROADCOM CORP CL A 111320107 1305.54 36,890 SH SHARED 20 36,890 BROADCOM CORP CL A 111320107 64.62 1,826 SH SHARED 21 1,826 BROADCOM CORP CL A 111320107 822.82 23,250 SH SHARED 23,250 BROADCOM CORP CL A 111320107 7134.62 201,600 SH P SHARED 201,600

BROADCOM CORP CL A 111320107 12542.22 354,400 SH C SHARED 354,400 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 4621.59 202,081 SH SHARED 01 202,081 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 6.40 280 SH SHARED 21 280 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 822.50 35,964 SH SHARED 35,964 BROADVISION INC COM PAR $.001 111412706 12.81 1,250 SH SHARED 1,250 BROADWIND ENERGY INC COM 11161T108 152.64 81,625 SH SHARED 01 81,625 BROADWIND ENERGY INC COM 11161T108 0.37 200 SH C SHARED 200 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 1203.95 205,452 SH SHARED 01 205,452 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 9.14 1,560 SH SHARED 20 1,560 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 2859.99 488,053 SH SHARED 488,053 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 4587.79 782,900 SH P SHARED 782,900 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 12004.80 2,048,600 SH C SHARED 2,048,600 BRONCO DRILLING CO INC COM 112211107 1.19 300 SH SHARED 01 300 BRONCO DRILLING CO INC COM 112211107 0.40 100 SH C SHARED 100 BROOKDALE SR LIVING INC COM 112463104 30.01 1,840 SH SHARED 01 1,840 BROOKDALE SR LIVING INC COM 112463104 3.26 200 SH C SHARED 200 BROOKDALE SR LIVING INC COM 112463104 190.75 11,695 SH SHARED 11,695 BROOKFIELD CL A LTD VT ASSET MGMT INC SH 112585104 4128.69 145,530 SH SHARED 01 145,530 BROOKFIELD CL A LTD VT ASSET MGMT INC SH 112585104 68.09 2,400 SH C SHARED 2,400 BROOKFIELD CL A LTD VT ASSET MGMT INC SH 112585104 796.49 28,075 SH SHARED 28,075 BROOKFIELD CL A LTD VT ASSET MGMT INC SH 112585104 3396.60 119,725 SH SHARED 119,725 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 22.74 1,172 SH SHARED 01 1,172 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 4.93 254 SH SHARED 254 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 7.76 400 SH C SHARED 400 BROOKFIELD PPTYS CORP COM 112900105 368.84 23,689 SH SHARED 01 23,689 BROOKFIELD PPTYS CORP COM 112900105 3766.09 241,881 SH SHARED 241,881 BROOKFIELD PPTYS CORP COM 112900105 7114.42 456,931 SH SHARED 456,931 BROOKLINE BANCORP INC DEL COM 11373M107 27.00 2,705 SH SHARED 01 2,705 BROOKS AUTOMATION INC COM 114340102 19.39 2,889 SH SHARED 01 2,889 BROOKS AUTOMATION INC COM 114340102 6.71 1,000 SH C SHARED 1,000 BROOKS AUTOMATION INC COM 114340102 40.93 6,100 SH P SHARED 6,100 BROWN & BROWN INC COM 115236101 2328.17 115,313 SH SHARED 01 115,313 BROWN & BROWN INC COM 115236101 8.40 416 SH SHARED 21 416 BROWN & BROWN INC COM 115236101 304.87 15,100 SH C SHARED 15,100 BROWN & BROWN INC COM 115236101 455.35 22,553 SH SHARED 22,553 BROWN FORMAN CORP CL A 115637100 131.00 2,128 SH SHARED 01 2,128 BROWN FORMAN CORP CL A 115637100 0.25 4 SH SHARED 4 BROWN FORMAN CORP CL B 115637209 1190.27 19,310 SH SHARED 01 19,310 BROWN FORMAN CORP CL B 115637209 19.85 322 SH SHARED 21 322 BROWN FORMAN CORP CL B 115637209 172.59 2,800 SH SHARED 2,800 BROWN FORMAN CORP CL B 115637209 249.58 4,049 SH SHARED 4,049 BROWN SHOE INC NEW COM 115736100 274.79 23,957 SH SHARED 01 23,957 BROWN SHOE INC NEW COM 115736100 169.47 14,775 SH SHARED 14,775 SH BEN INT BRT RLTY TR NEW 055645303 6.39 1,000 SH SHARED 01 1,000 SH BEN INT BRT RLTY TR NEW 055645303 26.72 4,182 SH SHARED 4,182 BRUKER CORP COM 116794108 2156.44 153,702 SH SHARED 01 153,702 BRUKER CORP COM 116794108 9.46 674 SH SHARED 21 674 BRUKER CORP COM 116794108 26.66 1,900 SH C SHARED 1,900 BRUNSWICK CORP COM 117043109 6.41 421 SH SHARED 01 421

BRUNSWICK CORP COM 117043109 31.96 2,100 SH C SHARED 2,100 BRUNSWICK CORP COM 117043109 62.40 4,100 SH P SHARED 4,100 BRUSH ENGINEERED MATLS INC COM 117421107 245.07 8,617 SH SHARED 01 8,617 BRUSH ENGINEERED MATLS INC COM 117421107 42.66 1,500 SH C SHARED 1,500 BRUSH ENGINEERED MATLS INC COM 117421107 79.63 2,800 SH P SHARED 2,800 BRYN MAWR BK CORP COM 117665109 144.65 8,400 SH SHARED 01 8,400 BSD MED CORP DEL COM 055662100 1.61 500 SH SHARED 01 500 BSD MED CORP DEL COM 055662100 8.19 2,550 SH SHARED 2,550 BSQUARE CORP COM NEW 11776U300 3.77 1,118 SH SOLE 1,118 BT GROUP PLC ADR 05577E101 201.73 9,203 SH SHARED 01 9,203 BT GROUP PLC ADR 05577E101 181.02 8,258 SH SHARED 8,258 BTU INTL INC COM 056032105 1.40 203 SH SHARED 01 203 BTU INTL INC COM 056032105 9.21 1,331 SH SHARED 1,331 BUCKEYE GP HOLDINGS LP COM UNITS LP 118167105 6460.28 149,509 SH SHARED 01 149,509 BUCKEYE GP HOLDINGS LP COM UNITS LP 118167105 7.26 168 SH SHARED 168 BUCKEYE UNIT LTD PARTNERS L P PARTN 118230101 16936.78 266,721 SH SHARED 01 266,721 BUCKEYE UNIT LTD PARTNERS L P PARTN 118230101 76.20 1,200 SH C SHARED 1,200 BUCKEYE UNIT LTD PARTNERS L P PARTN 118230101 3295.65 51,900 SH P SHARED 51,900 BUCKEYE UNIT LTD PARTNERS L P PARTN 118230101 10396.09 163,718 SH SHARED 163,718 BUCKEYE TECHNOLOGIES INC COM 118255108 999.63 67,956 SH SHARED 01 67,956 BUCKLE INC COM 118440106 1293.93 48,754 SH SHARED 01 48,754 BUCKLE INC COM 118440106 34.50 1,300 SH P SHARED 1,300 BUCKLE INC COM 118440106 106.16 4,000 SH C SHARED 4,000 BUCYRUS INTL INC NEW COM 118759109 4230.84 61,007 SH SHARED 01 61,007 BUCYRUS INTL INC NEW COM 118759109 212.14 3,059 SH SHARED 3,059 BUCYRUS INTL INC NEW COM 118759109 4140.20 59,700 SH P SHARED 59,700 BUCYRUS INTL INC NEW COM 118759109 8467.64 122,100 SH C SHARED 122,100 BUFFALO WILD WINGS INC COM 119848109 928.16 19,381 SH SHARED 01 19,381 BUFFALO WILD WINGS INC COM 119848109 258.61 5,400 SH P SHARED 5,400 BUFFALO WILD WINGS INC COM 119848109 689.62 14,400 SH C SHARED 14,400 BUILD A BEAR WORKSHOP COM 120076104 0.61 100 SH C SOLE 100 BUNGE LIMITED COM G16962105 6568.89 111,036 SH SHARED 01 111,036 BUNGE LIMITED COM G16962105 14.44 244 SH SHARED 21 244 BUNGE LIMITED COM G16962105 556.10 9,400 SH SHARED 9,400 BUNGE LIMITED COM G16962105 1549.99 26,200 SH P SHARED 26,200 BUNGE LIMITED COM G16962105 3040.82 51,400 SH C SHARED 51,400 BUNGE LIMITED COM G16962105 5096.10 86,141 SH SHARED 86,141 BURGER KING HLDGS INC COM 121208201 3.87 162 SH SHARED 01 162 BURGER KING HLDGS INC COM 121208201 2464.42 103,200 SH C SHARED 103,200 BURGER KING HLDGS INC COM 121208201 4119.30 172,500 SH P SHARED 172,500 BURGER KING HLDGS INC COM 121208201 16590.70 694,753 SH SHARED 694,753 C D I CORP COM 125071100 3.82 296 SH SHARED 01 296 C D I CORP COM 125071100 22.53 1,744 SH SHARED 1,744 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 11318.51 161,878 SH SHARED 01 161,878 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 1541.39 22,045 SH SHARED 20 22,045 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 5.10 73 SH SHARED 21 73 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 720.18 10,300 SH SHARED 10,300 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 2370.29 33,900 SH P SHARED 33,900 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 4712.68 67,401 SH SHARED 67,401

C H ROBINSON WORLDWIDE INC COM NEW 12541W209 6474.59 92,600 SH C SHARED 92,600 CA INC COM 12673P105 7371.77 349,042 SH SHARED 01 349,042 CA INC COM 12673P105 103.49 4,900 SH C SHARED 4,900 CA INC COM 12673P105 449.86 21,300 SH P SHARED 21,300 CA INC COM 12673P105 513.22 24,300 SH SHARED 24,300 CA INC COM 12673P105 1274.23 60,333 SH SHARED 60,333 CABELAS INC COM 126804301 234.59 12,360 SH SHARED 01 12,360 CABELAS INC COM 126804301 13.29 700 SH P SHARED 700 CABELAS INC COM 126804301 197.39 10,400 SH C SHARED 10,400 CABLEVISION CL A NY SYS CORP CABLVS 12686C109 2337.09 89,236 SH SHARED 01 89,236 CABLEVISION CL A NY SYS CORP CABLVS 12686C109 5.63 215 SH SHARED 20 215 CABLEVISION CL A NY SYS CORP CABLVS 12686C109 6.26 239 SH SHARED 21 239 CABLEVISION CL A NY SYS CORP CABLVS 12686C109 628.56 24,000 SH C SHARED 24,000 CABLEVISION CL A NY SYS CORP CABLVS 12686C109 1637.84 62,537 SH SHARED 62,537 CABLEVISION CL A NY SYS CORP CABLVS 12686C109 2288.22 87,370 SH SHARED 87,370 CABOT CORP COM 127055101 135.59 4,163 SH SHARED 01 4,163 CABOT CORP COM 127055101 216.79 6,656 SH SHARED 6,656 CABOT MICROELECTRONICS CORP COM 12709P103 51.78 1,609 SH SHARED 01 1,609 CABOT OIL & GAS CORP COM 127097103 508.53 16,889 SH SHARED 01 16,889 CABOT OIL & GAS CORP COM 127097103 17.46 580 SH SHARED 20 580 CABOT OIL & GAS CORP COM 127097103 168.62 5,600 SH SHARED 5,600 CABOT OIL & GAS CORP COM 127097103 412.51 13,700 SH P SHARED 13,700 CABOT OIL & GAS CORP COM 127097103 1933.06 64,200 SH C SHARED 64,200 CACHE INC COM NEW 127150308 34.43 6,750 SH SHARED 01 6,750 CACHE INC COM NEW 127150308 0.60 117 SH SHARED 117 CACI INTL INC CL A 127190304 582.36 12,867 SH SHARED 01 12,867 CACI INTL INC CL A 127190304 9.69 214 SH SHARED 21 214 CACI INTL INC CL A 127190304 32.36 715 SH SHARED 715 CACI INTL INC CL A 127190304 40.73 900 SH C SHARED 900 CADENCE DESIGN SYSTEM INC COM 127387108 1990.32 260,855 SH SHARED 01 260,855 CADENCE DESIGN SYSTEM INC COM 127387108 6.10 800 SH C SHARED 800 CADENCE DESIGN SYSTEM INC COM 127387108 36.62 4,800 SH P SHARED 4,800 CADENCE DESIGN SYSTEM INC COM 127387108 153.81 20,158 SH SHARED 20,158 CADENCE DESIGN NOTE SYSTEM INC 1.375%12/1 127387AD0 245.31 250,000 PRN SOLE 250,000 CADENCE DESIGN NOTE SYSTEM INC 1.500%12/1 127387AF5 369.51 410,000 PRN SOLE 410,000 CADENCE FINL CORP COM 12738A101 6.96 3,463 SH SOLE 3,463 CADENCE PHARMACEUTICALS INC COM 12738T100 8.35 1,000 SH SHARED 01 1,000 CADENCE PHARMACEUTICALS INC COM 12738T100 0.84 100 SH C SHARED 100 CADENCE PHARMACEUTICALS INC COM 12738T100 192.05 23,000 SH P SHARED 23,000 CADENCE PHARMACEUTICALS INC COM 12738T100 385.34 46,149 SH SHARED 46,149 CADIZ INC COM NEW 127537207 1141.54 111,261 SH SOLE 111,261 CAE INC COM 124765108 126.81 12,300 SH SHARED 12,300 CAGLES INC CL A 127703106 4.17 626 SH SOLE 626 CAL DIVE INTL NOTE INC 3.250%12/1 127914AB5 4021.26 4,365,000 PRN SOLE 4,365,000 CAL DIVE INTL INC DEL COM 12802T101 66.62 12,180 SH SHARED 01 12,180 CAL DIVE INTL INC DEL COM 12802T101 58.87 10,762 SH SHARED 10,762 CAL MAINE FOODS INC COM NEW 128030202 3803.97 131,262 SH SHARED 01 131,262 CAL MAINE FOODS INC COM NEW 128030202 281.11 9,700 SH P SHARED 9,700 CAL MAINE FOODS INC COM NEW 128030202 608.58 21,000 SH C SHARED 21,000

CALAMOS ASSET MGMT INC CL A 12811R104 527.40 45,861 SH SHARED 01 45,861 CALAMOS ASSET MGMT INC CL A 12811R104 2.66 231 SH SHARED 21 231 CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 2694.32 208,700 SH SHARED 01 208,700 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 11754.15 913,795 SH SHARED 01 913,795 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 0.24 19 SH SHARED 19 CALAMOS GBL DYN INCOME FUND COM 12811L107 272.06 33,629 SH SHARED 01 33,629 CALAMOS GLOBAL COM SH BEN TOTAL RETURN INT 128118106 103.54 7,126 SH SHARED 01 7,126 CALAMOS GLOBAL COM SH BEN TOTAL RETURN INT 128118106 16.85 1,160 SH SHARED 1,160 CALAMOS STRATEGIC TOTL COM SH BEN RETN INT 128125101 11315.27 1,282,910 SH SHARED 01 1,282,910 CALAMP CORP COM 128126109 3.86 1,500 SH SHARED 01 1,500 CALAVO GROWERS INC COM 128246105 19.51 900 SH SHARED 01 900 CALGON CARBON CORP COM 129603106 2625.27 181,053 SH SHARED 01 181,053 CALGON CARBON CORP COM 129603106 8.70 600 SH P SHARED 600 CALGON CARBON CORP COM 129603106 15.95 1,100 SH C SHARED 1,100 CALGON CARBON CORP COM 129603106 4851.22 334,567 SH SHARED 334,567 CALIFORNIA FIRST NTNL BANCOR COM 130222102 11.26 889 SH SOLE 889 CALIFORNIA PIZZA KITCHEN INC COM 13054D109 20.47 1,200 SH SHARED 01 1,200 CALIFORNIA PIZZA KITCHEN INC COM 13054D109 8.53 500 SH P SHARED 500 CALIFORNIA PIZZA KITCHEN INC COM 13054D109 15.35 900 SH C SHARED 900 CALIFORNIA WTR SVC GROUP COM 130788102 927.11 25,091 SH SHARED 01 25,091 CALIFORNIA WTR SVC GROUP COM 130788102 7.39 200 SH P SHARED 200 CALIFORNIA WTR SVC GROUP COM 130788102 511.28 13,837 SH SHARED 13,837 CALIFORNIA WTR SVC GROUP COM 130788102 1518.65 41,100 SH C SHARED 41,100 CALIPER LIFE SCIENCES INC COM 130872104 1.60 400 SH SHARED 01 400 CALIX INC COM 13100M509 71.80 5,000 SH SHARED 01 5,000 CALLAWAY GOLF CO COM 131193104 7.36 1,051 SH SHARED 01 1,051 CALLAWAY GOLF CO COM 131193104 15.40 2,200 SH C SHARED 2,200 CALLAWAY GOLF CO COM 131193104 72.49 10,355 SH SHARED 10,355 CALLAWAY GOLF CO COM 131193104 354.20 50,600 SH P SHARED 50,600 CALLON PETE CO DEL COM 13123X102 0.74 150 SH SHARED 01 150 CALLON PETE CO DEL COM 13123X102 2.48 500 SH P SHARED 500 CALLON PETE CO DEL COM 13123X102 3.47 700 SH C SHARED 700 CALLON PETE CO DEL COM 13123X102 9.18 1,854 SH SHARED 1,854 CALPINE CORP COM NEW 131347304 3302.72 265,279 SH SHARED 01 265,279 CALPINE CORP COM NEW 131347304 8.57 688 SH SHARED 21 688 CALPINE CORP COM NEW 131347304 184.26 14,800 SH SHARED 14,800 CALPINE CORP COM NEW 131347304 2951.90 237,100 SH C SHARED 237,100 CALPINE CORP COM NEW 131347304 5903.79 474,200 SH P SHARED 474,200 CALPINE CORP COM NEW 131347304 8209.06 659,362 SH SHARED 659,362 CALUMET SPECIALTY UT LTD PRODS PTNR PARTNER 131476103 297.81 15,102 SH SHARED 01 15,102 CALUMET SPECIALTY UT LTD PRODS PTNR PARTNER 131476103 9.86 500 SH P SHARED 500 CALUMET SPECIALTY UT LTD PRODS PTNR PARTNER 131476103 41.41 2,100 SH C SHARED 2,100 CALUMET SPECIALTY UT LTD PRODS PTNR PARTNER 131476103 1118.62 56,725 SH SHARED 56,725 CAMAC ENERGY INC COM 131745101 19.78 6,200 SH SHARED 01 6,200 CAMAC ENERGY INC COM 131745101 3.51 1,100 SH P SHARED 1,100 CAMAC ENERGY INC COM 131745101 12.76 4,000 SH C SHARED 4,000 CAMBIUM LEARNING GRP INC COM 13201A107 5.08 1,586 SH SHARED 01 1,586 CAMCO FINL CORP COM 132618109 1.55 787 SH SHARED 01 787 CAMCO FINL CORP COM 132618109 0.22 114 SH SHARED 114

CAMDEN NATL CORP COM 133034108 217.39 6,274 SH SHARED 01 6,274 CAMDEN PPTY TR SH BEN INT 133131102 4802.42 100,113 SH SHARED 01 100,113 CAMDEN PPTY TR SH BEN INT 133131102 1814.90 37,834 SH SHARED 37,834 CAMDEN PPTY TR SH BEN INT 133131102 1912.95 39,878 SH SHARED 39,878 CAMECO CORP COM 13321L108 11134.48 401,532 SH SHARED 01 401,532 CAMECO CORP COM 13321L108 275.50 9,935 SH SHARED 20 9,935 CAMECO CORP COM 13321L108 66.22 2,388 SH SHARED 21 2,388 CAMECO CORP COM 13321L108 679.39 24,500 SH SHARED 24,500 CAMECO CORP COM 13321L108 1064.83 38,400 SH C SHARED 38,400 CAMECO CORP COM 13321L108 1466.92 52,900 SH P SHARED 52,900 CAMECO CORP COM 13321L108 2237.42 80,686 SH SHARED 80,686 CAMERON INTERNATIONAL CORP COM 13342B105 8772.39 204,199 SH SHARED 01 204,199 CAMERON INTERNATIONAL CORP COM 13342B105 39.78 926 SH SHARED 21 926 CAMERON INTERNATIONAL CORP COM 13342B105 657.29 15,300 SH SHARED 15,300 CAMERON INTERNATIONAL CORP COM 13342B105 2813.88 65,500 SH C SHARED 65,500 CAMERON INTERNATIONAL CORP COM 13342B105 16200.73 377,112 SH SHARED 377,112 CAMERON INTERNATIONAL CORP COM 13342B105 18906.70 440,100 SH P SHARED 440,100 CAMERON INTERNATIONAL NOTE 2.500% CORP 6/1 13342BAB1 9.04 7,000 PRN SHARED 01 7,000 CAMPBELL SOUP CO COM 134429109 6979.97 195,244 SH SHARED 01 195,244 CAMPBELL SOUP CO COM 134429109 343.20 9,600 SH C SHARED 9,600 CAMPBELL SOUP CO COM 134429109 425.43 11,900 SH SHARED 11,900 CAMPBELL SOUP CO COM 134429109 2288.00 64,000 SH P SHARED 64,000 CAMPBELL SOUP CO COM 134429109 30583.41 855,480 SH SHARED 855,480 CANADIAN NAT RES LTD COM 136385101 13534.10 391,159 SH SHARED 01 391,159 CANADIAN NAT RES LTD COM 136385101 1.97 57 SH SHARED 21 57 CANADIAN NAT RES LTD COM 136385101 1989.50 57,500 SH SHARED 57,500 CANADIAN NAT RES LTD COM 136385101 5698.62 164,700 SH C SHARED 164,700 CANADIAN NAT RES LTD COM 136385101 73857.16 2,134,600 SH P SHARED 2,134,600 CANADIAN NAT RES LTD COM 136385101 121207.95 3,503,120 SH SHARED 3,503,120 CANADIAN NATL RY CO COM 136375102 9104.73 142,217 SH SHARED 01 142,217 CANADIAN NATL RY CO COM 136375102 5.19 81 SH SHARED 21 81 CANADIAN NATL RY CO COM 136375102 256.08 4,000 SH P SHARED 4,000 CANADIAN NATL RY CO COM 136375102 2082.70 32,532 SH SHARED 32,532 CANADIAN NATL RY CO COM 136375102 2144.67 33,500 SH C SHARED 33,500 CANADIAN NATL RY CO COM 136375102 10296.27 160,829 SH SHARED 160,829 CANADIAN PAC RY LTD COM 13645T100 3573.54 58,650 SH SHARED 01 58,650 CANADIAN PAC RY LTD COM 13645T100 12.19 200 SH P SHARED 200 CANADIAN PAC RY LTD COM 13645T100 54.84 900 SH C SHARED 900 CANADIAN PAC RY LTD COM 13645T100 1766.97 29,000 SH SHARED 29,000 CANADIAN PAC RY LTD COM 13645T100 5686.72 93,332 SH SHARED 93,332 CANADIAN SOLAR INC COM 136635109 31.82 1,952 SH SHARED 01 1,952 CANADIAN SOLAR INC COM 136635109 177.67 10,900 SH P SHARED 10,900 CANADIAN SOLAR INC COM 136635109 203.75 12,500 SH SHARED 12,500 CANADIAN SOLAR INC COM 136635109 277.10 17,000 SH C SHARED 17,000 CANADIAN SOLAR INC COM 136635109 3658.49 224,447 SH SHARED 224,447 CANO PETE INC COM 137801106 30.63 75,640 SH SHARED 01 75,640 CANON INC ADR 138006309 13116.92 280,756 SH SHARED 01 280,756 CANON INC ADR 138006309 714.12 15,285 SH SHARED 20 15,285 CANON INC ADR 138006309 82.55 1,767 SH SHARED 21 1,767

CANON INC ADR 138006309 2.57 55 SH SHARED 55 CANON INC ADR 138006309 213.42 4,568 SH SHARED 4,568 CANTEL MEDICAL CORP COM 138098108 1117.14 68,959 SH SHARED 01 68,959 CANTEL MEDICAL CORP COM 138098108 6.84 422 SH SHARED 21 422 CANTEL MEDICAL CORP COM 138098108 1.09 67 SH SHARED 67 CANTEL MEDICAL CORP COM 138098108 11.34 700 SH C SHARED 700 CAPE BANCORP INC COM 139209100 0.09 12 SH SOLE 12 CAPELLA EDUCATION COMPANY COM 139594105 1742.57 22,450 SH SHARED 01 22,450 CAPELLA EDUCATION COMPANY COM 139594105 31.51 406 SH SHARED 21 406 CAPELLA EDUCATION COMPANY COM 139594105 1288.49 16,600 SH P SHARED 16,600 CAPELLA EDUCATION COMPANY COM 139594105 1893.93 24,400 SH C SHARED 24,400 CAPITAL BK CORP COM 139793103 0.93 558 SH SOLE 558 CAPITAL CITY BK GROUP INC COM 139674105 33.02 2,720 SH SHARED 01 2,720 CAPITAL ONE *W EXP FINL CORP 11/14/201 14040H139 33.45 2,372 SH SOLE 2,372 CAPITAL ONE FINL CORP COM 14040H105 4875.49 123,274 SH SHARED 01 123,274 CAPITAL ONE FINL CORP COM 14040H105 1052.58 26,614 SH SHARED 26,614 CAPITAL ONE FINL CORP COM 14040H105 7894.18 199,600 SH C SHARED 199,600 CAPITAL ONE FINL CORP COM 14040H105 8244.83 208,466 SH SHARED 208,466 CAPITAL ONE FINL CORP COM 14040H105 15448.23 390,600 SH P SHARED 390,600 CAPITAL PRODUCT PARTNERS L P COM UNIT LP Y11082107 2775.06 335,558 SH SHARED 01 335,558 CAPITAL SOUTHWEST CORP COM 140501107 9.08 100 SH SHARED 01 100 CAPITAL TRUST INC MD CL A NEW 14052H506 0.54 333 SH SHARED 01 333 CAPITAL TRUST INC MD CL A NEW 14052H506 4.49 2,774 SH SHARED 2,774 CAPITALSOURCE INC COM 14055X102 53.07 9,938 SH SHARED 01 9,938 CAPITALSOURCE INC COM 14055X102 82.77 15,500 SH P SHARED 15,500 CAPITALSOURCE INC COM 14055X102 95.05 17,800 SH C SHARED 17,800 CAPITALSOURCE INC COM 14055X102 558.04 104,501 SH SHARED 104,501 CAPITOL BANCORP LTD COM 14056D105 0.35 312 SH SOLE 312 CAPITOL FED FINL COM 14057C106 4.17 169 SH SHARED 01 169 CAPITOL FED FINL COM 14057C106 232.08 9,396 SH SHARED 9,396 CAPLEASE INC COM 140288101 190.06 34,000 SH SHARED 34,000 CAPSTEAD MTG CORP COM NO PAR 14067E506 74.21 6,827 SH SHARED 01 6,827 CAPSTEAD MTG CORP COM NO PAR 14067E506 33.70 3,100 SH P SHARED 3,100 CAPSTEAD MTG PFD A CV CORP $1.60 14067E209 2.36 116 SH SOLE 116 CAPSTEAD MTG PFD B CV CORP $1.26 14067E308 50.66 3,550 SH SHARED 01 3,550 CAPSTEAD MTG PFD B CV CORP $1.26 14067E308 0.37 26 SH SHARED 26 CAPSTONE THERAPEUTICS CORP COM 14068E109 7.69 8,447 SH SOLE 8,447 CAPSTONE TURBINE CORP COM 14067D102 98.16 127,146 SH SHARED 01 127,146 CAPSTONE TURBINE CORP COM 14067D102 1876.00 2,430,050 SH SHARED 2,430,050 CARBO CERAMICS INC COM 140781105 2428.38 29,980 SH SHARED 01 29,980 CARBO CERAMICS INC COM 140781105 44.71 552 SH SHARED 21 552 CARBO CERAMICS INC COM 140781105 89.10 1,100 SH P SHARED 1,100 CARBO CERAMICS INC COM 140781105 105.30 1,300 SH C SHARED 1,300 CARDERO RES CORP COM 14140U105 75.05 65,261 SH SHARED 65,261 CARDIAC SCIENCE CORP COM 14141A108 0.14 80 SH SHARED 01 80 CARDICA INC COM 14141R101 12.84 6,000 SH SHARED 01 6,000 CARDINAL FINL CORP COM 14149F109 17.52 1,823 SH SHARED 01 1,823 CARDINAL HEALTH INC COM 14149Y108 12273.34 371,469 SH SHARED 01 371,469 CARDINAL HEALTH INC COM 14149Y108 155.29 4,700 SH P SHARED 4,700

CARDINAL HEALTH INC COM 14149Y108 588.11 17,800 SH C SHARED 17,800 CARDINAL HEALTH INC COM 14149Y108 703.12 21,281 SH SHARED 21,281 CARDINAL HEALTH INC COM 14149Y108 3084.45 93,355 SH SHARED 93,355 CARDIOME PHARMA CORP COM NEW 14159U202 52.46 8,600 SH SHARED 01 8,600 CARDIOME PHARMA CORP COM NEW 14159U202 92.70 15,196 SH SHARED 15,196 CARDIONET INC COM 14159L103 13.53 3,000 SH SHARED 01 3,000 CARDIONET INC COM 14159L103 3.61 800 SH C SHARED 800 CARDIONET INC COM 14159L103 29.57 6,557 SH SHARED 6,557 CARDIUM THERAPEUTICS INC COM 141916106 5.65 10,000 SH SHARED 01 10,000 CARDIUM THERAPEUTICS INC COM 141916106 2.95 5,223 SH SHARED 5,223 CARDTRONICS INC COM 14161H108 52.35 3,395 SH SHARED 01 3,395 CARDTRONICS INC COM 14161H108 30.84 2,000 SH P SHARED 2,000 CARDTRONICS INC COM 14161H108 109.48 7,100 SH C SHARED 7,100 CAREER EDUCATION CORP COM 141665109 454.71 21,179 SH SHARED 01 21,179 CAREER EDUCATION CORP COM 141665109 68.70 3,200 SH SHARED 21 3,200 CAREER EDUCATION CORP COM 141665109 555.06 25,853 SH SHARED 25,853 CAREER EDUCATION CORP COM 141665109 674.16 31,400 SH P SHARED 31,400 CAREER EDUCATION CORP COM 141665109 1101.41 51,300 SH C SHARED 51,300 CAREFUSION CORP COM 14170T101 4549.22 183,141 SH SHARED 01 183,141 CAREFUSION CORP COM 14170T101 79.49 3,200 SH P SHARED 3,200 CAREFUSION CORP COM 14170T101 144.07 5,800 SH C SHARED 5,800 CAREFUSION CORP COM 14170T101 164.14 6,608 SH SHARED 6,608 CAREFUSION CORP COM 14170T101 351.24 14,140 SH SHARED 14,140 CARIBOU COFFEE INC COM 142042209 6.76 650 SH SHARED 01 650 CARLISLE COS INC COM 142339100 698.22 23,313 SH SHARED 01 23,313 CARLISLE COS INC COM 142339100 111.56 3,725 SH SHARED 20 3,725 CARLISLE COS INC COM 142339100 7.55 252 SH SHARED 21 252 CARLISLE COS INC COM 142339100 326.07 10,887 SH SHARED 10,887 CARMAX INC COM 143130102 5027.64 180,461 SH SHARED 01 180,461 CARMAX INC COM 143130102 163.54 5,870 SH SHARED 20 5,870 CARMAX INC COM 143130102 15.35 551 SH SHARED 21 551 CARMAX INC COM 143130102 5.18 186 SH SHARED 186 CARMAX INC COM 143130102 36.22 1,300 SH P SHARED 1,300 CARMAX INC COM 143130102 286.96 10,300 SH SHARED 10,300 CARMAX INC COM 143130102 409.54 14,700 SH C SHARED 14,700 CARMIKE CINEMAS INC COM 143436400 13.08 1,500 SH SHARED 01 1,500 DBCV 2.000% CARNIVAL CORP 4/1 143658AN2 5.09 5,000 PRN SHARED 01 5,000 DBCV 2.000% CARNIVAL CORP 4/1 143658AN2 4584.38 4,500,000 PRN SHARED 4,500,000 CARNIVAL CORP PAIRED CTF 143658300 13350.16 349,618 SH SHARED 01 349,618 CARNIVAL CORP PAIRED CTF 143658300 8275.61 216,724 SH SHARED 20 216,724 CARNIVAL CORP PAIRED CTF 143658300 156.67 4,103 SH SHARED 21 4,103 CARNIVAL CORP PAIRED CTF 143658300 1019.04 26,687 SH SHARED 26,687 CARNIVAL CORP PAIRED CTF 143658300 8347.24 218,600 SH C SHARED 218,600 CARNIVAL CORP PAIRED CTF 143658300 22666.62 593,600 SH P SHARED 593,600 CARNIVAL CORP PAIRED CTF 143658300 75089.35 1,966,462 SH SHARED 1,966,462 CARNIVAL PLC ADR 14365C103 29.83 754 SH SHARED 01 754 CARNIVAL PLC ADR 14365C103 14.32 362 SH SHARED 21 362 CAROLINA BK HLDGS INC GREENS COM 143785103 0.32 104 SH SOLE 104 CARPENTER TECHNOLOGY CORP COM 144285103 296.04 8,782 SH SHARED 01 8,782

CARPENTER TECHNOLOGY CORP COM 144285103 144.95 4,300 SH C SHARED 4,300 CARPENTER TECHNOLOGY CORP COM 144285103 863.99 25,630 SH SHARED 25,630 CARRIZO OIL & CO INC COM 144577103 23.94 1,000 SH P SOLE 1,000 CARRIZO OIL & CO INC COM 144577103 313.61 13,100 SH C SOLE 13,100 CARROLLTON BANCORP COM 145282109 1.51 297 SH SOLE 297 CARROLS RESTAURANT GROUP INC COM 14574X104 0.10 19 SH SOLE 19 CARTER INC COM 146229109 1241.25 47,142 SH SHARED 01 47,142 CARTER INC COM 146229109 15.80 600 SH P SHARED 600 CARTER INC COM 146229109 310.69 11,800 SH C SHARED 11,800 CARVER BANCORP INC COM 146875109 2.55 845 SH SOLE 845 CASCADE CORP COM 147195101 8.11 255 SH SHARED 01 255 CASCADE CORP COM 147195101 33.10 1,041 SH SHARED 1,041 CASCADE FINL CORP COM 147272108 1.51 4,070 SH SHARED 01 4,070 CASCADE FINL CORP COM 147272108 0.12 313 SH SHARED 313 CASELLA WASTE SYS INC CL A 147448104 34.02 8,100 SH SHARED 01 8,100 CASELLA WASTE SYS INC CL A 147448104 5.92 1,410 SH SHARED 1,410 CASEYS GEN STORES INC COM 147528103 897.75 21,503 SH SHARED 01 21,503 CASEYS GEN STORES INC COM 147528103 154.48 3,700 SH C SHARED 3,700 CASEYS GEN STORES INC COM 147528103 404.98 9,700 SH P SHARED 9,700 CASH AMER INTL INC COM 14754D100 481.85 13,767 SH SHARED 01 13,767 CASH AMER INTL INC COM 14754D100 3.50 100 SH P SHARED 100 CASH STORE FINL SVCS INC COM 14756F103 16.94 1,129 SH SOLE 1,129 CASS INFORMATION SYS INC COM 14808P109 3853.01 112,300 SH SHARED 01 112,300 CASTLE A M & CO COM 148411101 1072.72 80,960 SH SHARED 01 80,960 CASTLE A M & CO COM 148411101 54.67 4,126 SH SHARED 4,126 CASUAL MALE RETAIL GRP INC COM NEW 148711302 1162.80 285,000 SH SHARED 01 285,000 CATALYST HEALTH SOLUTIONS IN COM 14888B103 300.96 8,550 SH SHARED 01 8,550 CATALYST HEALTH SOLUTIONS IN COM 14888B103 24.64 700 SH P SHARED 700 CATALYST HEALTH SOLUTIONS IN COM 14888B103 28.16 800 SH C SHARED 800 CATALYST PHARM PARTNERS INC COM 14888U101 2.80 2,500 SH SHARED 01 2,500 CATERPILLAR INC DEL COM 149123101 67092.64 852,728 SH SHARED 01 852,728 CATERPILLAR INC DEL COM 149123101 78.76 1,001 SH SHARED 21 1,001 CATERPILLAR INC DEL COM 149123101 3084.65 39,205 SH SHARED 39,205 CATERPILLAR INC DEL COM 149123101 41055.22 521,800 SH P SHARED 521,800 CATERPILLAR INC DEL COM 149123101 64887.40 824,700 SH C SHARED 824,700 CATHAY GENERAL BANCORP COM 149150104 32.63 2,744 SH SHARED 01 2,744 CAVCO INDS INC DEL COM 149568107 7.86 219 SH SOLE 219 CAVIUM NETWORKS INC COM 14965A101 3046.20 105,918 SH SHARED 01 105,918 CAVIUM NETWORKS INC COM 14965A101 132.30 4,600 SH SHARED 21 4,600 CAVIUM NETWORKS INC COM 14965A101 163.93 5,700 SH C SHARED 5,700 CB RICHARD ELLIS GROUP INC CL A 12497T101 1248.23 68,284 SH SHARED 01 68,284 CB RICHARD ELLIS GROUP INC CL A 12497T101 0.66 36 SH SHARED 21 36 CB RICHARD ELLIS GROUP INC CL A 12497T101 14.62 800 SH C SHARED 800 CBEYOND INC COM 149847105 1.98 154 SH SHARED 01 154 CBEYOND INC COM 149847105 51.32 4,000 SH C SHARED 4,000 CBEYOND INC COM 149847105 64.15 5,000 SH P SHARED 5,000 CBEYOND INC COM 149847105 326.74 25,467 SH SHARED 25,467 CBL & ASSOC PPTYS INC COM 124830100 184.37 14,117 SH SHARED 01 14,117 CBL & ASSOC PPTYS INC COM 124830100 57.02 4,366 SH SHARED 21 4,366

CBL & ASSOC PPTYS INC COM 124830100 9.14 700 SH P SHARED 700 CBL & ASSOC PPTYS INC COM 124830100 147.58 11,300 SH C SHARED 11,300 CBL & ASSOC PPTYS INC COM 124830100 1082.07 82,854 SH SHARED 82,854 CBOE HLDGS INC COM 12503M108 491.97 24,355 SH SHARED 01 24,355 CBOE HLDGS INC COM 12503M108 147.46 7,300 SH P SHARED 7,300 CBOE HLDGS INC COM 12503M108 369.66 18,300 SH C SHARED 18,300 CBOE HLDGS INC COM 12503M108 39949.78 1,977,712 SH SHARED 1,977,712 CBS CORP NEW CL A 124857103 77.70 4,887 SH SHARED 01 4,887 CBS CORP NEW CL A 124857103 49.04 3,084 SH SHARED 3,084 CBS CORP NEW CL B 124857202 3092.19 194,968 SH SHARED 01 194,968 CBS CORP NEW CL B 124857202 6.58 415 SH SHARED 20 415 CBS CORP NEW CL B 124857202 15.37 969 SH SHARED 21 969 CBS CORP NEW CL B 124857202 626.47 39,500 SH SHARED 39,500 CBS CORP NEW CL B 124857202 8489.86 535,300 SH P SHARED 535,300 CBS CORP NEW CL B 124857202 15298.41 964,591 SH SHARED 964,591 CBS CORP NEW CL B 124857202 35227.09 2,221,128 SH C SHARED 2,221,128 CCA INDS INC COM 124867102 18.01 3,329 SH SOLE 3,329 CDC CORPORATION SHS A NEW G2022L114 0.14 33 SH SHARED 01 33 CDC CORPORATION SHS A NEW G2022L114 3.97 939 SH P SHARED 939 CDN IMPERIAL BK OF COMMERCE COM 136069101 2379.65 32,850 SH SHARED 01 32,850 CDN IMPERIAL BK OF COMMERCE COM 136069101 34.05 470 SH SHARED 17 470 CDN IMPERIAL BK OF COMMERCE COM 136069101 72.44 1,000 SH C SHARED 1,000 CDN IMPERIAL BK OF COMMERCE COM 136069101 268.03 3,700 SH P SHARED 3,700 CDN IMPERIAL BK OF COMMERCE COM 136069101 1434.31 19,800 SH SHARED 19,800 CDN IMPERIAL BK OF COMMERCE COM 136069101 7197.64 99,360 SH SHARED 99,360 CE FRANKLIN LTD COM 125151100 5.43 812 SH SOLE 812 CEC ENTMT INC COM 125137109 983.55 28,650 SH SHARED 01 28,650 CEC ENTMT INC COM 125137109 710.29 20,690 SH SHARED 20,690 CECO ENVIRONMENTAL CORP COM 125141101 2.17 363 SH SHARED 01 363 DEPOSITRY CEDAR FAIR L P UNIT 150185106 134.50 10,151 SH SHARED 01 10,151 DEPOSITRY CEDAR FAIR L P UNIT 150185106 21.20 1,600 SH C SHARED 1,600 DEPOSITRY CEDAR FAIR L P UNIT 150185106 11523.15 869,672 SH SHARED 869,672 CEDAR SHOPPING CTRS INC COM NEW 150602209 12.16 2,000 SH SHARED 01 2,000 CEDAR SHOPPING CTRS INC COM NEW 150602209 239.16 39,336 SH SHARED 39,336 CELANESE CORP DEL COM SER A 150870103 1533.80 47,782 SH SHARED 01 47,782 CELANESE CORP DEL COM SER A 150870103 5.14 160 SH SHARED 20 160 CELANESE CORP DEL COM SER A 150870103 13.39 417 SH SHARED 21 417 CELANESE CORP DEL COM SER A 150870103 243.96 7,600 SH C SHARED 7,600 CELANESE CORP DEL COM SER A 150870103 313.65 9,771 SH SHARED 9,771 CELANESE CORP DEL COM SER A 150870103 558.54 17,400 SH P SHARED 17,400 CELANESE CORP DEL COM SER A 150870103 43742.19 1,362,685 SH SHARED 1,362,685 CELERA CORP COM 15100E106 58.62 8,698 SH SHARED 01 8,698 CELERA CORP COM 15100E106 153.74 22,810 SH SHARED 22,810 CELESTICA INC SUB VTG SHS 15101Q108 54.51 6,466 SH SHARED 01 6,466 CELESTICA INC SUB VTG SHS 15101Q108 10.96 1,300 SH C SHARED 1,300 CELESTICA INC SUB VTG SHS 15101Q108 397.05 47,100 SH P SHARED 47,100 CELESTICA INC SUB VTG SHS 15101Q108 5931.54 703,623 SH SHARED 703,623 CELGENE CORP COM 151020104 45551.65 790,690 SH SHARED 01 790,690 CELGENE CORP COM 151020104 5023.59 87,200 SH SHARED 13 87,200

CELGENE CORP COM 151020104 25.87 449 SH SHARED 21 449 CELGENE CORP COM 151020104 258.09 4,480 SH SHARED 4,480 CELGENE CORP COM 151020104 1568.84 27,232 SH SHARED 27,232 CELGENE CORP COM 151020104 2540.60 44,100 SH P SHARED 44,100 CELGENE CORP COM 151020104 18504.33 321,200 SH C SHARED 321,200 CELL THERAPEUTICS INC COM NO PAR 150934503 0.02 39 SH SHARED 01 39 CELL THERAPEUTICS INC COM NO PAR 150934503 10.45 27,000 SH C SHARED 27,000 CELL THERAPEUTICS INC COM NO PAR 150934503 16.49 42,610 SH SHARED 42,610 CELL THERAPEUTICS INC COM NO PAR 150934503 26.74 69,100 SH P SHARED 69,100 CELLCOM ISRAEL LTD SHS M2196U109 1415.55 46,610 SH SHARED 01 46,610 CELLCOM ISRAEL LTD SHS M2196U109 81.88 2,696 SH SHARED 2,696 CELLCOM ISRAEL LTD SHS M2196U109 398.42 13,119 SH SHARED 13,119 CELLDEX THERAPEUTICS INC NEW COM 15117B103 510.03 127,507 SH SHARED 01 127,507 CELLDEX THERAPEUTICS INC NEW COM 15117B103 29.60 7,400 SH P SHARED 7,400 CELLDEX THERAPEUTICS INC NEW COM 15117B103 386.11 96,527 SH SHARED 96,527 CELLDEX THERAPEUTICS INC NEW COM 15117B103 527.60 131,900 SH C SHARED 131,900 CELLU TISSUE HLDGS INC COM 151169109 21.39 1,793 SH SOLE 1,793 CEL-SCI CORP COM NEW 150837409 11.06 17,175 SH SHARED 01 17,175 CEL-SCI CORP COM NEW 150837409 20.20 31,367 SH SHARED 31,367 CELSION CORPORATION COM NEW 15117N305 10.13 3,333 SH SHARED 01 3,333 CELSIUS *W EXP HOLDINGS INC 99/99/999 15118V116 0.01 15 SH SOLE 15 CELSIUS HOLDINGS INC COM NEW 15118V207 4.19 3,100 SH SHARED 01 3,100 CEMEX SAB DE CV SPON ADR NEW 151290889 2666.93 313,756 SH SHARED 01 313,756 CEMEX SAB DE CV SPON ADR NEW 151290889 3.94 463 SH SHARED 21 463 CEMEX SAB DE CV SPON ADR NEW 151290889 963.85 113,394 SH SHARED 113,394 CENOVUS ENERGY INC COM 15135U109 4995.88 173,649 SH SHARED 01 173,649 CENOVUS ENERGY INC COM 15135U109 6239.35 216,870 SH SHARED 20 216,870 CENOVUS ENERGY INC COM 15135U109 12.26 426 SH SHARED 21 426 CENOVUS ENERGY INC COM 15135U109 158.24 5,500 SH C SHARED 5,500 CENOVUS ENERGY INC COM 15135U109 302.09 10,500 SH P SHARED 10,500 CENOVUS ENERGY INC COM 15135U109 1236.48 42,978 SH SHARED 42,978 CENOVUS ENERGY INC COM 15135U109 4004.55 139,192 SH SHARED 139,192 CENTENE CORP DEL COM 15135B101 162.77 6,900 SH SHARED 01 6,900 CENTENE CORP DEL COM 15135B101 10.33 438 SH SHARED 21 438 CENTENE CORP DEL COM 15135B101 28.31 1,200 SH C SHARED 1,200 CENTER BANCORP INC COM 151408101 44.97 5,848 SH SHARED 01 5,848 CENTER BANCORP INC COM 151408101 0.73 95 SH SHARED 95 CENTER FINL CORP CALIF COM 15146E102 16.54 3,250 SH SHARED 01 3,250 CENTERPOINT ENERGY INC COM 15189T107 6752.24 429,532 SH SHARED 01 429,532 CENTERPOINT ENERGY INC COM 15189T107 467.72 29,753 SH SHARED 29,753 CENTERPOINT ENERGY INC COM 15189T107 5629.90 358,136 SH SHARED 358,136 CENTRAIS ELETRICAS SPON ADR PFD BRASILEIR B 15234Q108 80.26 5,365 SH SHARED 01 5,365 CENTRAIS ELETRICAS SPON ADR PFD BRASILEIR B 15234Q108 23.05 1,541 SH SHARED 21 1,541 CENTRAIS ELETRICAS SPON ADR PFD BRASILEIR B 15234Q108 507.07 33,895 SH SHARED 33,895 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 2965.72 230,795 SH SHARED 01 230,795 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 14.57 1,134 SH SHARED 21 1,134 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 1.70 132 SH SHARED 132 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 1155.16 89,896 SH SHARED 89,896 CENTRAL EUROPE & RUSSIA FD I COM 153436100 258.15 6,908 SH SHARED 01 6,908

CENTRAL EUROPE & RUSSIA FD I COM 153436100 14.65 392 SH SHARED 392 CENTRAL EUROPEAN DIST CORP COM 153435102 214.58 9,614 SH SHARED 01 9,614 CENTRAL EUROPEAN DIST CORP COM 153435102 11.92 534 SH SHARED 21 534 CENTRAL EUROPEAN DIST CORP COM 153435102 11.16 500 SH P SHARED 500 CENTRAL EUROPEAN DIST CORP COM 153435102 29.02 1,300 SH C SHARED 1,300 CENTRAL EUROPEAN DIST CORP COM 153435102 465.22 20,843 SH SHARED 20,843 CENTRAL EUROPEAN MEDIA ENTRP CL A NEW G20045202 2.50 100 SH P SOLE 100 CENTRAL EUROPEAN MEDIA ENTRP CL A NEW G20045202 22.46 900 SH C SOLE 900 CENTRAL FD CDA LTD CL A 153501101 3997.93 240,839 SH SHARED 01 240,839 CENTRAL FED CORP COM 15346Q103 0.29 300 SH SHARED 01 300 CENTRAL GARDEN & PET CO CL A NON-VTG 153527205 19.48 1,880 SH SHARED 01 1,880 CENTRAL GARDEN & PET CO CL A NON-VTG 153527205 4.56 440 SH SHARED 20 440 CENTRAL GARDEN & PET CO COM 153527106 15.09 1,458 SH SHARED 01 1,458 CENTRAL GARDEN & PET CO COM 153527106 101.78 9,834 SH SHARED 9,834 CENTRAL GOLDTRUST TR UNIT 153546106 44.40 881 SH SHARED 01 881 CENTRAL GOLDTRUST TR UNIT 153546106 89.51 1,776 SH SHARED 1,776 CENTRAL JERSEY BANCORP NJ COM 153770102 18.46 2,484 SH SOLE 2,484 CENTRAL PAC FINL CORP COM 154760102 45.04 31,497 SH SOLE 31,497 CENTRAL SECS CORP COM 155123102 23.36 1,175 SH SHARED 01 1,175 CENTRAL VA BANKSHARES INC COM 155792104 0.60 510 SH SOLE 510 CENTRAL VALLEY CMNTY BANCORP COM 155685100 10.11 1,725 SH SOLE 1,725 CENTRAL VT PUB SVC CORP COM 155771108 19.97 990 SH SHARED 01 990 CENTRUE FINL CORP NEW COM 15643B106 3.99 2,403 SH SOLE 2,403 CENTURY ALUM CO COM 156431108 3.95 300 SH SHARED 01 300 CENTURY ALUM CO COM 156431108 23.71 1,800 SH P SHARED 1,800 CENTURY ALUM CO COM 156431108 79.02 6,000 SH C SHARED 6,000 CENTURY BANCORP INC MASS CL A NON VTG 156432106 2.15 90 SH SHARED 01 90 CENTURYLINK INC COM 156700106 39308.20 996,153 SH SHARED 01 996,153 CENTURYLINK INC COM 156700106 449.45 11,390 SH SHARED 20 11,390 CENTURYLINK INC COM 156700106 30.94 784 SH SHARED 21 784 CENTURYLINK INC COM 156700106 469.57 11,900 SH P SHARED 11,900 CENTURYLINK INC COM 156700106 605.95 15,356 SH SHARED 15,356 CENTURYLINK INC COM 156700106 4380.06 111,000 SH C SHARED 111,000 CENVEO INC COM 15670S105 661.32 131,475 SH SHARED 01 131,475 CEPHALON INC COM 156708109 11084.85 177,528 SH SHARED 01 177,528 CEPHALON INC COM 156708109 19.04 305 SH SHARED 20 305 CEPHALON INC COM 156708109 218.54 3,500 SH SHARED 3,500 CEPHALON INC COM 156708109 799.23 12,800 SH P SHARED 12,800 CEPHALON INC COM 156708109 1034.26 16,564 SH SHARED 16,564 CEPHALON INC COM 156708109 3521.62 56,400 SH C SHARED 56,400 NOTE 2.500% CEPHALON INC 5/0 156708AR0 2490.75 2,214,000 PRN SHARED 01 2,214,000 NOTE 2.500% CEPHALON INC 5/0 156708AR0 4.50 4,000 PRN SHARED 4,000 CEPHEID COM 15670R107 1178.26 62,975 SH SHARED 01 62,975 CEPHEID COM 15670R107 11.23 600 SH P SHARED 600 CEPHEID COM 15670R107 18.71 1,000 SH C SHARED 1,000 CERADYNE INC COM 156710105 31.99 1,370 SH SHARED 01 1,370 CERADYNE INC COM 156710105 256.85 11,000 SH C SHARED 11,000 CERADYNE INC COM 156710105 296.55 12,700 SH P SHARED 12,700 CERAGON NETWORKS LTD ORD M22013102 14.84 1,500 SH SHARED 01 1,500

CERAGON NETWORKS LTD ORD M22013102 40.55 4,100 SH C SHARED 4,100 CERAGON NETWORKS LTD ORD M22013102 166.81 16,867 SH SHARED 16,867 CERNER CORP COM 156782104 8034.32 95,658 SH SHARED 01 95,658 CERNER CORP COM 156782104 31.83 379 SH SHARED 21 379 CERNER CORP COM 156782104 109.19 1,300 SH P SHARED 1,300 CERNER CORP COM 156782104 260.37 3,100 SH SHARED 3,100 CERNER CORP COM 156782104 461.95 5,500 SH C SHARED 5,500 CERUS CORP COM 157085101 268.80 70,000 SH SHARED 01 70,000 CERUS CORP COM 157085101 120.32 31,333 SH SHARED 31,333 CEVA INC COM 157210105 0.94 66 SH SHARED 01 66 CEVA INC COM 157210105 13.93 974 SH SHARED 974 CF INDS HLDGS INC COM 125269100 2591.49 27,136 SH SHARED 01 27,136 CF INDS HLDGS INC COM 125269100 12.70 133 SH SHARED 21 133 CF INDS HLDGS INC COM 125269100 458.40 4,800 SH SHARED 4,800 CF INDS HLDGS INC COM 125269100 4897.14 51,279 SH SHARED 51,279 CF INDS HLDGS INC COM 125269100 16769.80 175,600 SH P SHARED 175,600 CF INDS HLDGS INC COM 125269100 52228.95 546,900 SH C SHARED 546,900 CGG VERITAS SPONSORED ADR 204386106 99.98 4,578 SH SHARED 01 4,578 CGG VERITAS SPONSORED ADR 204386106 16.84 771 SH SHARED 21 771 CH ENERGY GROUP INC COM 12541M102 260.59 5,901 SH SHARED 01 5,901 CHANGYOU COM LTD ADS REP CL A 15911M107 149.82 5,448 SH SHARED 01 5,448 CHANGYOU COM LTD ADS REP CL A 15911M107 110.00 4,000 SH P SHARED 4,000 CHANGYOU COM LTD ADS REP CL A 15911M107 789.25 28,700 SH C SHARED 28,700 CHARLES & COLVARD LTD COM 159765106 11.70 5,316 SH SOLE 5,316 CHARLES RIV LABS INTL INC COM 159864107 177.72 5,361 SH SHARED 01 5,361 CHARLES RIV LABS INTL INC COM 159864107 3.81 115 SH SHARED 20 115 CHARLES RIV LABS INTL INC COM 159864107 92.82 2,800 SH SHARED 2,800 CHARM COMMUNICATIONS INC ADR SHS CL A 16112R101 20.44 2,614 SH SOLE 2,614 CHARMING SHOPPES INC COM 161133103 18.75 5,327 SH SHARED 01 5,327 CHART INDS INC COM PAR $0.01 16115Q308 344.49 16,920 SH SHARED 01 16,920 CHARTWELL DIVD & INCOME FD I COM 16139P104 6.73 1,625 SH SHARED 01 1,625 CHARTWELL DIVD & INCOME FD I COM 16139P104 14.53 3,509 SH SHARED 3,509 CHATHAM LODGING TR COM 16208T102 0.99 53 SH SOLE 53 CHECK POINT SOFTWARE TECH LT ORD M22465104 1223.08 33,119 SH SHARED 01 33,119 CHECK POINT SOFTWARE TECH LT ORD M22465104 17.50 474 SH SHARED 21 474 CHECK POINT SOFTWARE TECH LT ORD M22465104 1036.37 28,063 SH SHARED 28,063 CHECK POINT SOFTWARE TECH LT ORD M22465104 1576.91 42,700 SH P SHARED 42,700 CHECK POINT SOFTWARE TECH LT ORD M22465104 9084.78 246,000 SH C SHARED 246,000 CHEESECAKE FACTORY INC COM 163072101 593.43 22,419 SH SHARED 01 22,419 CHEESECAKE FACTORY INC COM 163072101 50.29 1,900 SH P SHARED 1,900 CHEESECAKE FACTORY INC COM 163072101 407.64 15,400 SH C SHARED 15,400 CHELSEA THERAPEUTICS INTL LT COM 163428105 73.73 14,400 SH P SOLE 14,400 CHELSEA THERAPEUTICS INTL LT COM 163428105 178.69 34,900 SH C SOLE 34,900 CHEMED CORP NEW COM 16359R103 137.47 2,413 SH SHARED 01 2,413 CHEMED CORP NEW COM 16359R103 34.18 600 SH C SHARED 600 NOTE 1.875% CHEMED CORP NEW 5/1 16359RAC7 9.58 10,000 PRN SHARED 01 10,000 CHEMICAL FINL CORP COM 163731102 30.24 1,465 SH SHARED 01 1,465 CHEMICAL FINL CORP COM 163731102 12.38 600 SH SHARED 600 CHENIERE ENERGY INC COM NEW 16411R208 7.06 2,800 SH P SOLE 2,800

CHENIERE ENERGY INC COM NEW 16411R208 42.59 16,900 SH C SOLE 16,900 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 16.81 900 SH SHARED 01 900 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 59.78 3,200 SH C SHARED 3,200 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 224.16 12,000 SH P SHARED 12,000 CHEROKEE INC DEL NEW COM 16444H102 1878.74 103,001 SH SHARED 01 103,001 CHESAPEAKE ENERGY CORP COM 165167107 23196.18 1,024,114 SH SHARED 01 1,024,114 CHESAPEAKE ENERGY CORP COM 165167107 69.65 3,075 SH SHARED 20 3,075 CHESAPEAKE ENERGY CORP COM 165167107 2.60 115 SH SHARED 21 115 CHESAPEAKE ENERGY CORP COM 165167107 61.34 2,708 SH SHARED 2,708 CHESAPEAKE ENERGY CORP COM 165167107 933.18 41,200 SH SHARED 41,200 CHESAPEAKE ENERGY CORP COM 165167107 10702.35 472,510 SH C SHARED 472,510 CHESAPEAKE ENERGY CORP COM 165167107 14398.61 635,700 SH P SHARED 635,700 CHESAPEAKE NOTE ENERGY CORP 2.250%12/1 165167CB1 5.23 7,000 PRN SHARED 01 7,000 CHESAPEAKE NOTE ENERGY CORP 2.250%12/1 165167CB1 980.72 1,312,000 PRN SHARED 1,312,000 CHESAPEAKE NOTE 2.500% ENERGY CORP 5/1 165167BZ9 3418.50 4,558,000 PRN SOLE 4,558,000 CHESAPEAKE NOTE ENERGY CORP 2.750%11/1 165167BW6 4.30 5,000 PRN SHARED 01 5,000 CHESAPEAKE ENERGY CORP PFD CONV 165167842 109.99 1,279 SH SHARED 01 1,279 CHESAPEAKE ENERGY CORP PFD CONV 165167842 1.81 21 SH SHARED 21 CHESAPEAKE LODGING TR SH BEN INT 165240102 789.96 48,286 SH SHARED 01 48,286 CHESAPEAKE MIDSTREAM UNIT PARTNER 99/99/9999 16524K108 8208.10 324,559 SH SHARED 01 324,559 CHESAPEAKE MIDSTREAM UNIT PARTNER 99/99/9999 16524K108 27.82 1,100 SH P SHARED 1,100 CHESAPEAKE MIDSTREAM UNIT PARTNER 99/99/9999 16524K108 88.24 3,489 SH SHARED 3,489 CHESAPEAKE UTILS CORP COM 165303108 510.85 14,104 SH SHARED 01 14,104 CHESAPEAKE UTILS CORP COM 165303108 62.08 1,714 SH SHARED 1,714 CHEVIOT FINL CORP COM 166774109 0.11 12 SH SOLE 12 CHEVRON CORP NEW COM 166764100 364.73 4,500 SH P SHARED 01 4,500 CHEVRON CORP NEW COM 166764100 199335.26 2,459,411 SH SHARED 01 2,459,411 CHEVRON CORP NEW COM 166764100 564.92 6,970 SH SHARED 20 6,970 CHEVRON CORP NEW COM 166764100 74.73 922 SH SHARED 21 922 CHEVRON CORP NEW COM 166764100 17787.96 219,469 SH SHARED 219,469 CHEVRON CORP NEW COM 166764100 60197.21 742,717 SH SHARED 742,717 CHEVRON CORP NEW COM 166764100 68430.52 844,300 SH C SHARED 844,300 CHEVRON CORP NEW COM 166764100 73212.47 903,300 SH P SHARED 903,300 CHICAGO BRIDGE N Y REGISTRY & IRON CO N V SH 167250109 2577.13 105,404 SH SHARED 01 105,404 CHICAGO BRIDGE N Y REGISTRY & IRON CO N V SH 167250109 442.55 18,100 SH P SHARED 18,100 CHICAGO BRIDGE N Y REGISTRY & IRON CO N V SH 167250109 528.12 21,600 SH C SHARED 21,600 CHICAGO RIVET & MACH CO COM 168088102 203.41 11,724 SH SOLE 11,724 CHICOPEE BANCORP INC COM 168565109 6.86 608 SH SOLE 608 CHICOS FAS INC COM 168615102 2327.68 221,262 SH SHARED 01 221,262 CHICOS FAS INC COM 168615102 109.57 10,415 SH SHARED 10,415 CHICOS FAS INC COM 168615102 153.59 14,600 SH P SHARED 14,600 CHICOS FAS INC COM 168615102 314.55 29,900 SH C SHARED 29,900 CHILDRENS PL RETAIL STORES I COM 168905107 43.94 901 SH SHARED 01 901 CHILDRENS PL RETAIL STORES I COM 168905107 521.84 10,700 SH C SHARED 10,700 CHILDRENS PL RETAIL STORES I COM 168905107 673.03 13,800 SH P SHARED 13,800 CHIMERA INVT CORP COM 16934Q109 4509.77 1,141,714 SH SHARED 01 1,141,714 CHIMERA INVT CORP COM 16934Q109 6.32 1,600 SH SHARED 21 1,600 CHIMERA INVT CORP COM 16934Q109 21.33 5,400 SH C SHARED 5,400 CHIMERA INVT CORP COM 16934Q109 155.24 39,300 SH P SHARED 39,300

CHIMERA INVT CORP COM 16934Q109 221.48 56,070 SH SHARED 56,070 CHINA ADVANCED CONSTR MATLS COM 169365103 1.74 500 SH SHARED 01 500 CHINA ADVANCED CONSTR MATLS COM 169365103 13.58 3,903 SH SHARED 3,903 CHINA AGRITECH INC COM NEW 16937A200 51.44 4,450 SH SHARED 01 4,450 CHINA AGRITECH INC COM NEW 16937A200 34.68 3,000 SH C SHARED 3,000 CHINA AGRITECH INC COM NEW 16937A200 181.49 15,700 SH P SHARED 15,700 CHINA AGRITECH INC COM NEW 16937A200 455.48 39,401 SH SHARED 39,401 CHINA BAK BATTERY INC COM 16936Y100 0.92 500 SH SHARED 01 500 CHINA BAK BATTERY INC COM 16936Y100 0.18 100 SH C SHARED 100 CHINA BAK BATTERY INC COM 16936Y100 1.83 1,000 SH P SHARED 1,000 CHINA BAK BATTERY INC COM 16936Y100 1.83 1,001 SH SHARED 1,001 CHINA CABLECOM HOLDINGS LTD SHS G21176303 3.09 6,564 SH SOLE 6,564 CHINA DIGITAL TV HLDG CO LTD SPONSORED ADR 16938G107 5.42 800 SH P SOLE 800 CHINA DIGITAL TV HLDG CO LTD SPONSORED ADR 16938G107 20.31 3,000 SH C SOLE 3,000 CHINA DIGITAL TV HLDG CO LTD SPONSORED ADR 16938G107 99.58 14,709 SH SOLE 14,709 CHINA DIRECT INDS INC COM NEW 169384203 0.61 500 SH SHARED 01 500 CHINA DISTANCE ED HLDGS LTD SPONS ADR 16944W104 6.75 1,352 SH SOLE 1,352 CHINA EASTN AIRLS LTD SPON ADR CL H 16937R104 80.07 2,621 SH SOLE 2,621 CHINA ED ALLIANCE INC COM NEW 16938Y207 2.49 602 SH SOLE 602 CHINA ELEC MTR INC COM NEW 16890A205 7.72 1,715 SH SOLE 1,715 CHINA FD INC COM 169373107 675.04 20,518 SH SHARED 01 20,518 CHINA FIN ONLINE CO LTD SPONSORED ADR 169379104 8.18 1,152 SH SOLE 1,152 CHINA FIRE & SEC GROUP INC COM 16938R103 9.41 1,160 SH SHARED 01 1,160 CHINA FIRE & SEC GROUP INC COM 16938R103 2.43 300 SH P SHARED 300 CHINA FIRE & SEC GROUP INC COM 16938R103 6.49 800 SH C SHARED 800 CHINA GERUI *W EXP ADV MAT GR LTD 03/19/201 G21101111 1.68 2,100 SH SOLE 2,100 CHINA GERUI ADV MAT GR LTD SHS G21101103 1.02 178 SH SOLE 178 CHINA GERUI ADV MAT GR LTD SHS G21101103 11.42 2,000 SH C SOLE 2,000 CHINA GERUI UNIT ADV MAT GR LTD 03/19/2011 G21101129 0.08 150 SH SOLE 150 CHINA GREEN AGRICULTURE INC COM 16943W105 73.75 8,400 SH SHARED 01 8,400 CHINA GREEN AGRICULTURE INC COM 16943W105 5.74 654 SH SHARED 654 CHINA GREEN AGRICULTURE INC COM 16943W105 17.56 2,000 SH SHARED 2,000 CHINA GREEN AGRICULTURE INC COM 16943W105 94.82 10,800 SH C SHARED 10,800 CHINA GREEN AGRICULTURE INC COM 16943W105 145.75 16,600 SH P SHARED 16,600 CHINA HGS REAL ESTATE INC COM 16948W100 7.86 1,880 SH SOLE 1,880 CHINA HYDROELECTRIC CORP SPONSORED ADR 16949D101 6.14 1,046 SH SOLE 1,046 CHINA HYDROELECTRIC *W EXP CORPORAT 01/25/201 G2112E145 0.40 800 SH SOLE 800 CHINA INFORMATION TECHNOLOGY COM 16950L109 106.88 21,947 SH SHARED 01 21,947 CHINA INFORMATION TECHNOLOGY COM 16950L109 2.44 500 SH P SHARED 500 CHINA INFORMATION TECHNOLOGY COM 16950L109 6.33 1,300 SH C SHARED 1,300 CHINA INSONLINE CORP COM 16944E104 14.98 65,425 SH SOLE 65,425 CHINA INTEGRATED ENERGY INC COM 16948P105 0.67 100 SH C SOLE 100 CHINA LIFE INS SPON ADR REP CO LTD H 16939P106 5907.08 99,312 SH SHARED 01 99,312 CHINA LIFE INS SPON ADR REP CO LTD H 16939P106 385.61 6,483 SH SHARED 6,483 CHINA LODGING GROUP LTD SPONSORED ADR 16949N109 234.70 10,000 SH C SOLE 10,000 CHINA MARINE FOOD GROUP LTD COM 16943R106 1.04 200 SH SHARED 01 200 CHINA MARINE FOOD GROUP LTD COM 16943R106 1.47 281 SH SHARED 281 CHINA MED TECHNOLOGIES INC SPONSORED ADR 169483104 363.30 27,968 SH SHARED 01 27,968 CHINA MED TECHNOLOGIES INC SPONSORED ADR 169483104 2782.04 214,168 SH SHARED 214,168

CHINA MEDIAEXPRESS HLDGS INC COM 169442100 36.72 3,600 SH C SOLE 3,600 CHINA MEDIAEXPRESS HLDGS INC COM 169442100 187.68 18,400 SH P SOLE 18,400 CHINA METRO-RURAL HLDGS LTD SHS G3163G104 4.46 1,716 SH SOLE 1,716 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 19421.42 379,844 SH SHARED 01 379,844 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 1132.07 22,141 SH SHARED 22,141 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 12624.56 246,911 SH SHARED 246,911 CHINA NAT GAS INC COM NEW 168910206 89.39 15,100 SH SHARED 01 15,100 CHINA NAT GAS INC COM NEW 168910206 1.18 200 SH C SHARED 200 CHINA NAT GAS INC COM NEW 168910206 17.17 2,900 SH P SHARED 2,900 CHINA NAT GAS INC COM NEW 168910206 17.52 2,960 SH SHARED 2,960 CHINA NEPSTAR CHAIN DRUGSTOR SPONSORED ADR 16943C109 37.98 9,000 SH SHARED 01 9,000 CHINA NEPSTAR CHAIN DRUGSTOR SPONSORED ADR 16943C109 1.69 400 SH C SHARED 400 CHINA NEW BORUN CORP ADR 16890T105 27.09 2,335 SH SOLE 2,335 CHINA NORTH EAST PETE HLDG L COM 16941G102 3.04 500 SH SHARED 01 500 CHINA NORTH EAST PETE HLDG L COM 16941G102 0.61 100 SH C SHARED 100 CHINA NORTH EAST PETE HLDG L COM 16941G102 8.51 1,400 SH P SHARED 1,400 CHINA NORTH EAST PETE HLDG L COM 16941G102 135.31 22,255 SH SHARED 22,255 CHINA PETE & SPON ADR H CHEM CORP SHS 16941R108 5012.27 56,777 SH SHARED 01 56,777 CHINA PETE & SPON ADR H CHEM CORP SHS 16941R108 17.39 197 SH SHARED 21 197 CHINA PETE & SPON ADR H CHEM CORP SHS 16941R108 23624.26 267,606 SH SHARED 267,606 CHINA PRECISION STEEL INC COM 16941J106 12.23 7,500 SH C SOLE 7,500 CHINA PRECISION STEEL INC COM 16941J106 12.42 7,622 SH SOLE 7,622 CHINA REAL ESTATE INFO CORP ADR 16948Q103 27.97 2,602 SH SHARED 01 2,602 CHINA REAL ESTATE INFO CORP ADR 16948Q103 5.38 500 SH P SHARED 500 CHINA SEC & SURVE TECH INC COM 16942J105 119.03 21,408 SH SHARED 01 21,408 CHINA SEC & SURVE TECH INC COM 16942J105 11.68 2,100 SH P SHARED 2,100 CHINA SEC & SURVE TECH INC COM 16942J105 19.29 3,470 SH SHARED 3,470 CHINA SEC & SURVE TECH INC COM 16942J105 19.46 3,500 SH C SHARED 3,500 CHINA SHEN ZHOU MNG & RES IN COM 16942H109 0.71 714 SH SOLE 714 CHINA SHENGHUO PHARM HLDGS I COM 16941X105 6.15 13,373 SH SOLE 13,373 CHINA SKY ONE MED INC COM 16941P102 2.65 350 SH SHARED 01 350 CHINA SKY ONE MED INC COM 16941P102 25.74 3,400 SH C SHARED 3,400 CHINA SKY ONE MED INC COM 16941P102 50.67 6,694 SH SHARED 6,694 CHINA SOUTHN AIRLS LTD SPON ADR CL H 169409109 58.62 2,020 SH SOLE 2,020 CHINA SUNERGY CO LTD SPON ADR 16942X104 6.88 1,526 SH SHARED 01 1,526 CHINA SUNERGY CO LTD SPON ADR 16942X104 2.26 500 SH P SHARED 500 CHINA SUNERGY CO LTD SPON ADR 16942X104 5.86 1,300 SH C SHARED 1,300 CHINA SUNERGY CO LTD SPON ADR 16942X104 198.31 43,971 SH SHARED 43,971 CHINA TECH DEVELOPMENT GP CO SHS G84384109 1.26 645 SH SOLE 645 CHINA TELECOM SPON ADR H CORP LTD SHS 169426103 1050.84 19,204 SH SHARED 01 19,204 CHINA TELECOM SPON ADR H CORP LTD SHS 169426103 639.02 11,678 SH SHARED 11,678 CHINA TRANSINFO TECHNLGY COR COM 169453107 38.20 5,997 SH SOLE 5,997 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 860.32 59,088 SH SHARED 01 59,088 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 51764.51 3,555,255 SH SHARED 3,555,255 CHINA VALVES TECHNOLOGY INC COM NEW 169476207 0.78 100 SH SHARED 01 100 CHINA VALVES TECHNOLOGY INC COM NEW 169476207 4.66 600 SH C SHARED 600 CHINA VALVES TECHNOLOGY INC COM NEW 169476207 11.64 1,500 SH P SHARED 1,500 CHINA WIND SYSTEMS INC COM NEW 16945F209 2.42 550 SH SHARED 01 550 CHINA WIND SYSTEMS INC COM NEW 16945F209 0.25 57 SH SHARED 57

CHINA XD PLASTICS CO LTD COM 16948F107 19.11 2,865 SH SOLE 2,865 CHINA YIDA HOLDINGS CO COM NEW 16945D204 1.57 174 SH SOLE 174 CHINA YUCHAI INTL LTD COM G21082105 3459.60 180,847 SH SHARED 01 180,847 CHINA YUCHAI INTL LTD COM G21082105 57.39 3,000 SH C SHARED 3,000 CHINA YUCHAI INTL LTD COM G21082105 89.91 4,700 SH P SHARED 4,700 CHINA-BIOTICS INC COM 16937B109 30.34 2,758 SH SOLE 2,758 CHINA-BIOTICS INC COM 16937B109 58.30 5,300 SH C SOLE 5,300 CHINA-BIOTICS INC COM 16937B109 139.70 12,700 SH P SOLE 12,700 CHINACAST EDU CORP COM 16946T109 1.77 250 SH SHARED 01 250 CHINACAST EDU CORP COM 16946T109 14.16 2,000 SH C SHARED 2,000 CHINAEDU CORP SPONS ADR 16945L107 5.11 733 SH SOLE 733 CHINANET ONLINE HLDGS INC COM 16949H102 9.03 2,181 SH SOLE 2,181 CHINDEX INTERNATIONAL INC COM 169467107 36.94 2,445 SH SHARED 01 2,445 CHIPMOS TECH BERMUDA LTD SHS G2110R106 4.45 3,200 SH SHARED 01 3,200 CHIPOTLE MEXICAN GRILL INC COM 169656105 17.20 100 SH P SHARED 01 100 CHIPOTLE MEXICAN GRILL INC COM 169656105 10087.11 58,646 SH SHARED 01 58,646 CHIPOTLE MEXICAN GRILL INC COM 169656105 31.30 182 SH SHARED 21 182 CHIPOTLE MEXICAN GRILL INC COM 169656105 189.20 1,100 SH SHARED 1,100 CHIPOTLE MEXICAN GRILL INC COM 169656105 8324.80 48,400 SH C SHARED 48,400 CHIPOTLE MEXICAN GRILL INC COM 169656105 15652.00 91,000 SH P SHARED 91,000 CHIQUITA BRANDS INTL INC COM 170032809 6.87 519 SH SHARED 01 519 CHIQUITA BRANDS INTL INC COM 170032809 2.65 200 SH C SHARED 200 CHIQUITA BRANDS INTL INC COM 170032809 29.13 2,200 SH P SHARED 2,200 CHOICE HOTELS INTL INC COM 169905106 272.61 7,477 SH SHARED 01 7,477 CHOICE HOTELS INTL INC COM 169905106 7.29 200 SH C SHARED 200 CHOICE HOTELS INTL INC COM 169905106 122.03 3,347 SH SHARED 3,347 CHRISTOPHER & BANKS CORP COM 171046105 3.16 400 SH SHARED 01 400 CHRISTOPHER & BANKS CORP COM 171046105 2.37 300 SH P SHARED 300 CHRISTOPHER & BANKS CORP COM 171046105 11.07 1,400 SH C SHARED 1,400 CHROMCRAFT REVINGTON INC COM 171117104 3.04 1,259 SH SOLE 1,259 CHUBB CORP COM 171232101 24961.85 438,004 SH SHARED 01 438,004 CHUBB CORP COM 171232101 16.01 281 SH SHARED 21 281 CHUBB CORP COM 171232101 564.20 9,900 SH C SHARED 9,900 CHUBB CORP COM 171232101 1197.70 21,016 SH SHARED 21,016 CHUBB CORP COM 171232101 6753.32 118,500 SH P SHARED 118,500 CHUBB CORP COM 171232101 7133.15 125,165 SH SHARED 125,165 CHUNGHWA SPON ADR TELECOM CO LTD NEW10 17133Q106 3720.53 165,947 SH SHARED 01 165,947 CHUNGHWA SPON ADR TELECOM CO LTD NEW10 17133Q106 1284.78 57,305 SH SHARED 57,305 CHUNGHWA SPON ADR TELECOM CO LTD NEW10 17133Q106 2300.40 102,605 SH SHARED 102,605 CHURCH & DWIGHT INC COM 171340102 6612.78 101,829 SH SHARED 01 101,829 CHURCH & DWIGHT INC COM 171340102 112.67 1,735 SH SHARED 20 1,735 CHURCH & DWIGHT INC COM 171340102 10.46 161 SH SHARED 21 161 CHURCH & DWIGHT INC COM 171340102 6.69 103 SH SHARED 103 CHURCH & DWIGHT INC COM 171340102 376.65 5,800 SH SHARED 5,800 CHURCHILL DOWNS INC COM 171484108 74.01 2,072 SH SHARED 01 2,072 CHYRON CORP COM PAR $.01 171605306 0.20 119 SH SHARED 01 119 CHYRON CORP COM PAR $.01 171605306 1.01 587 SH SHARED 587 CIBER INC COM 17163B102 16.49 5,478 SH SOLE 5,478 CIENA CORP COM NEW 171779309 549.78 35,310 SH SHARED 01 35,310

CIENA CORP COM NEW 171779309 3627.81 233,000 SH C SHARED 233,000 CIENA CORP COM NEW 171779309 3887.83 249,700 SH P SHARED 249,700 CIGNA CORP COM 125509109 5170.93 144,520 SH SHARED 01 144,520 CIGNA CORP COM 125509109 883.77 24,700 SH SHARED 13 24,700 CIGNA CORP COM 125509109 5.98 167 SH SHARED 21 167 CIGNA CORP COM 125509109 658.35 18,400 SH SHARED 18,400 CIGNA CORP COM 125509109 2375.79 66,400 SH C SHARED 66,400 CIGNA CORP COM 125509109 5581.68 156,000 SH P SHARED 156,000 CIGNA CORP COM 125509109 23592.33 659,372 SH SHARED 659,372 CIMAREX ENERGY CO COM 171798101 3793.50 57,321 SH SHARED 01 57,321 CIMAREX ENERGY CO COM 171798101 284.57 4,300 SH P SHARED 4,300 CIMAREX ENERGY CO COM 171798101 363.99 5,500 SH SHARED 5,500 CIMAREX ENERGY CO COM 171798101 1866.28 28,200 SH C SHARED 28,200 CIMAREX ENERGY CO COM 171798101 4544.65 68,671 SH SHARED 68,671 CINCINNATI BELL INC NEW COM 171871106 397.69 148,948 SH SHARED 01 148,948 CINCINNATI BELL INC NEW COM 171871106 31.34 11,737 SH SHARED 11,737 CINCINNATI PFD CV BELL INC NEW DEP1/20 171871403 152.10 3,900 SH SHARED 01 3,900 CINCINNATI PFD CV BELL INC NEW DEP1/20 171871403 1.25 32 SH SHARED 32 CINCINNATI FINL CORP COM 172062101 5189.19 180,055 SH SHARED 01 180,055 CINCINNATI FINL CORP COM 172062101 160.10 5,555 SH SHARED 20 5,555 CINCINNATI FINL CORP COM 172062101 40.35 1,400 SH P SHARED 1,400 CINCINNATI FINL CORP COM 172062101 74.93 2,600 SH C SHARED 2,600 CINCINNATI FINL CORP COM 172062101 319.90 11,100 SH SHARED 11,100 CINCINNATI FINL CORP COM 172062101 1377.48 47,796 SH SHARED 47,796 CINEDIGM DIGITAL CINEMA CORP COM 172407108 2.68 2,046 SH SOLE 2,046 CINEMARK HOLDINGS INC COM 17243V102 10354.86 643,159 SH SHARED 01 643,159 CINEMARK HOLDINGS INC COM 17243V102 48.30 3,000 SH P SHARED 3,000 CINEMARK HOLDINGS INC COM 17243V102 82.11 5,100 SH C SHARED 5,100 CINTAS CORP COM 172908105 1228.40 44,588 SH SHARED 01 44,588 CINTAS CORP COM 172908105 77.14 2,800 SH P SHARED 2,800 CINTAS CORP COM 172908105 190.10 6,900 SH C SHARED 6,900 CINTAS CORP COM 172908105 314.07 11,400 SH SHARED 11,400 CINTAS CORP COM 172908105 1664.30 60,410 SH SHARED 60,410 CIRRUS LOGIC INC COM 172755100 6808.85 381,662 SH SHARED 01 381,662 CIRRUS LOGIC INC COM 172755100 331.82 18,600 SH P SHARED 18,600 CIRRUS LOGIC INC COM 172755100 683.27 38,300 SH C SHARED 38,300 CISCO SYS INC COM 17275R102 174138.00 7,951,507 SH SHARED 01 7,951,507 CISCO SYS INC COM 17275R102 1766.78 80,675 SH SHARED 17 80,675 CISCO SYS INC COM 17275R102 5472.92 249,905 SH SHARED 20 249,905 CISCO SYS INC COM 17275R102 168.63 7,700 SH SHARED 21 7,700 CISCO SYS INC COM 17275R102 35126.59 1,603,954 SH SHARED 1,603,954 CISCO SYS INC COM 17275R102 52199.64 2,383,545 SH SHARED 2,383,545 CISCO SYS INC COM 17275R102 113919.42 5,201,800 SH C SHARED 5,201,800 CISCO SYS INC COM 17275R102 118408.35 5,406,774 SH P SHARED 5,406,774 CIT GROUP INC COM NEW 125581801 518.45 12,701 SH SHARED 01 12,701 CIT GROUP INC COM NEW 125581801 75.23 1,843 SH SHARED 1,843 CIT GROUP INC COM NEW 125581801 314.97 7,716 SH SHARED 7,716 CIT GROUP INC COM NEW 125581801 1118.47 27,400 SH P SHARED 27,400 CIT GROUP INC COM NEW 125581801 3094.16 75,800 SH C SHARED 75,800

CITIGROUP INC COM 172967101 45387.61 11,608,085 SH SHARED 01 11,608,085 CITIGROUP INC COM 172967101 309.11 79,055 SH SHARED 20 79,055 CITIGROUP INC COM 172967101 18.55 4,743 SH SHARED 21 4,743 CITIGROUP INC COM 172967101 8872.39 2,269,154 SH SHARED 2,269,154 CITIGROUP INC COM 172967101 16676.40 4,265,064 SH C SHARED 4,265,064 CITIGROUP INC COM 172967101 38636.42 9,881,438 SH P SHARED 9,881,438 CITIGROUP INC COM 172967101 94884.77 24,267,205 SH SHARED 24,267,205 CITIGROUP INC DEP SH 1/1000 172967598 45.50 1,000 SH SHARED 01 1,000 CITIGROUP INC DEP SH 1/1000 172967598 18.15 399 SH SHARED 399 UNIT CITIGROUP INC 99/99/9999 172967416 988.23 8,372 SH SHARED 01 8,372 UNIT CITIGROUP INC 99/99/9999 172967416 34880.82 295,500 SH SHARED 295,500 CITIZENS CMNTY BANCORP INC M COM 174903104 5.81 1,311 SH SOLE 1,311 CITIZENS FIRST CORP COM 17462Q107 1.04 157 SH SOLE 157 CITIZENS HLDG CO MISS COM 174715102 7.52 400 SH SHARED 01 400 CITIZENS INC CL A 174740100 0.37 53 SH SHARED 01 53 CITIZENS REPUBLIC BANCORP IN COM 174420109 5.75 6,385 SH SHARED 01 6,385 CITRIX SYS INC COM 177376100 10427.34 152,804 SH SHARED 01 152,804 CITRIX SYS INC COM 177376100 20.47 300 SH SHARED 300 CITRIX SYS INC COM 177376100 839.35 12,300 SH SHARED 12,300 CITRIX SYS INC COM 177376100 3405.18 49,900 SH P SHARED 49,900 CITRIX SYS INC COM 177376100 4667.62 68,400 SH C SHARED 68,400 CITY NATL CORP COM 178566105 212.28 4,000 SH P SHARED 01 4,000 CITY NATL CORP COM 178566105 1285.36 24,220 SH SHARED 01 24,220 CITY NATL CORP COM 178566105 137.19 2,585 SH SHARED 20 2,585 CITY NATL CORP COM 178566105 11.36 214 SH SHARED 21 214 CITY NATL CORP COM 178566105 10.61 200 SH C SHARED 200 CITY TELECOM H K LTD SPONSORED ADR 178677209 16.97 1,352 SH SOLE 1,352 CLARCOR INC COM 179895107 1904.42 49,299 SH SHARED 01 49,299 CLARCOR INC COM 179895107 37.90 981 SH SHARED 21 981 CLARCOR INC COM 179895107 87.38 2,262 SH SHARED 2,262 CLARIENT INC COM 180489106 0.81 240 SH SHARED 01 240 CLARIENT INC COM 180489106 121.77 36,026 SH SHARED 36,026 *W EXP CLARK HLDGS INC 02/15/201 18145M117 0.09 9,400 SH SOLE 9,400 CLARK HLDGS INC COM 18145M109 2.40 8,325 SH SHARED 01 8,325 CLARUS CORP COM 182707109 2.98 455 SH SHARED 01 455 CLAUDE RES INC COM 182873109 4.62 3,000 SH SHARED 01 3,000 CLAUDE RES INC COM 182873109 4.91 3,189 SH SHARED 3,189 CLAYMORE DIVID & INCOME FD COM 18385J105 18.86 1,329 SH SHARED 01 1,329 CLAYMORE DIVID & INCOME FD COM 18385J105 14.81 1,044 SH SHARED 1,044 CLAYMORE ETF TRUST 2 AIRLINE ETF 18383Q812 126.57 3,386 SH SHARED 01 3,386 CLAYMORE ETF ALPH CHINA TRUST 2 TCH 18383Q135 34.38 1,235 SH SOLE 1,235 CLAYMORE ETF BEACON GLB TRUST 2 TIMBR 18383Q879 1252.74 64,909 SH SHARED 01 64,909 CLAYMORE ETF TRUST 2 BNYM EURO ETF 18383Q101 15.90 856 SH SOLE 856 CLAYMORE ETF TRUST 2 CHINA SML CAP 18383Q853 1209.80 40,020 SH SHARED 01 40,020 CLAYMORE ETF TRUST 2 CHINA SML CAP 18383Q853 21.16 700 SH SHARED 700 CLAYMORE ETF TRUST 2 CLAY/ALPH CHN 18383Q861 284.58 14,490 SH SHARED 01 14,490 CLAYMORE ETF TRUST 2 CLAY/BNY ETF 18383Q838 5102.93 224,206 SH SHARED 01 224,206 CLAYMORE ETF TRUST 2 CLAY/BNY ETF 18383Q838 68.92 3,028 SH SHARED 3,028 CLAYMORE ETF TRUST 2 S&P GBL WATER 18383Q507 3279.26 176,494 SH SHARED 01 176,494

CLAYMORE ETF TRUST 2 S&P GBL WATER 18383Q507 64.44 3,468 SH SHARED 3,468 CLAYMORE ETF SWM CDN TRUST 2 ENERGY 18383Q606 472.37 27,803 SH SHARED 01 27,803 CLAYMORE ETF SWM CDN TRUST 2 ENERGY 18383Q606 6.37 375 SH SHARED 375 CLAYMORE EXCHANGE BEACON TRADED FD SPINOFF 18383M605 18.80 902 SH SHARED 01 902 CLAYMORE EXCHANGE BEACON TRADED FD SPINOFF 18383M605 16.92 812 SH SHARED 812 CLAYMORE EXCHANGE TRADED FD BNY BRI&C PTF 18383M100 3276.68 73,271 SH SHARED 01 73,271 CLAYMORE EXCHANGE TRADED FD BNY BRI&C PTF 18383M100 7978.05 178,400 SH SHARED 178,400 CLAYMORE EXCHANGE CAP MKT BD TRADED FD ETF 18383M662 18.83 364 SH SOLE 364 CLAYMORE EXCHANGE TRADED FD FIXED INC ETF 18383M654 86.92 1,746 SH SOLE 1,746 CLAYMORE EXCHANGE JAMES SB-1 TRADED FD ETF 18383M613 52.92 2,948 SH SOLE 2,948 CLAYMORE EXCHANGE MAC GLOB TRADED FD SOLAR 18383M621 2191.97 254,584 SH SHARED 01 254,584 CLAYMORE EXCHANGE OCEAN TOMO TRADED FD GRW 18383M779 66.10 2,565 SH SOLE 2,565 CLAYMORE EXCHANGE OCEAN TOMO TRADED FD PAT 18383M704 8.15 345 SH SOLE 345 CLAYMORE EXCHANGE S&PGLOBDV OP TRADED FD ETF 18383M860 4.09 283 SH SHARED 01 283 CLAYMORE EXCHANGE SABRIENT TRADED FD INSID 18383M209 82.43 2,879 SH SHARED 01 2,879 CLAYMORE EXCHANGE WILSHIRE TRADED FD MCRO CP 18383M308 22.94 1,431 SH SOLE 1,431 CLAYMORE EXCHANGE WLSHRE5000 TRADED FD ETF 18383M498 7.62 300 SH SOLE 300 CLAYMORE EXCHANGE ZACKS SECT TRADED FD RTN 18383M407 183.42 8,170 SH SHARED 01 8,170 CLAYMORE EXCHANGE TRADED FD ZACKS YLD HOG 18383M506 9386.50 489,390 SH SHARED 01 489,390 CLAYMORE EXCHANGE-TRADED ALPH SHS FD CHINA 18385P101 2.73 100 SH SHARED 01 100 CLAYMORE EXCHANGE-TRADED ALPH SHS FD CHINA 18385P101 17.10 626 SH SHARED 626 CLAYMORE EXCHANGE-TRADED ALPH SHS FD CHINA 18385P101 150.26 5,500 SH P SHARED 5,500 CLAYMORE/ GUGGENHE STR OPP COM SBI 18385X104 193.91 9,705 SH SHARED 01 9,705 CLEAN DIESEL TECHNOLOGIES IN COM NEW 18449C302 11.59 15,453 SH SHARED 01 15,453 CLEAN ENERGY FUELS CORP COM 184499101 295.64 20,805 SH SHARED 01 20,805 CLEAN ENERGY FUELS CORP COM 184499101 113.68 8,000 SH P SHARED 8,000 CLEAN ENERGY FUELS CORP COM 184499101 184.73 13,000 SH C SHARED 13,000 CLEAN HARBORS INC COM 184496107 3342.85 49,341 SH SHARED 01 49,341 CLEAN HARBORS INC COM 184496107 3.52 52 SH SHARED 21 52 CLEAN HARBORS INC COM 184496107 352.30 5,200 SH C SHARED 5,200 CLEAR CHANNEL OUTDOOR HLDGS CL A 18451C109 5.72 500 SH C SOLE 500 CLEARBRIDGE ENERGY MLP FD IN COM 184692101 8.64 424 SH SHARED 01 424 CLEARBRIDGE ENERGY MLP FD IN COM 184692101 238.53 11,704 SH SHARED 11,704 CLEARWATER PAPER CORP COM 18538R103 149.19 1,961 SH SHARED 01 1,961 CLEARWIRE CORP NEW CL A 18538Q105 5.46 675 SH SHARED 01 675 CLEARWIRE CORP NEW CL A 18538Q105 10.23 1,264 SH SHARED 21 1,264 CLEARWIRE CORP NEW CL A 18538Q105 31.55 3,900 SH C SHARED 3,900 CLEARWIRE CORP NEW CL A 18538Q105 338.97 41,900 SH P SHARED 41,900 CLECO CORP NEW COM 12561W105 1209.50 40,834 SH SHARED 01 40,834 CLECO CORP NEW COM 12561W105 10.34 349 SH SHARED 21 349 CLECO CORP NEW COM 12561W105 28.67 968 SH SHARED 968 CLEVELAND BIOLABS INC COM 185860103 3.41 661 SH SOLE 661 CLEVELAND BIOLABS INC COM 185860103 28.38 5,500 SH P SOLE 5,500 CLICKSOFTWARE TECHNOLOGIES L ORD M25082104 29.52 4,500 SH SHARED 01 4,500 CLICKSOFTWARE TECHNOLOGIES L ORD M25082104 28.37 4,324 SH SHARED 4,324 CLIFFS NATURAL RESOURCES INC COM 18683K101 10945.92 171,244 SH SHARED 01 171,244 CLIFFS NATURAL RESOURCES INC COM 18683K101 224.36 3,510 SH SHARED 20 3,510 CLIFFS NATURAL RESOURCES INC COM 18683K101 18.28 286 SH SHARED 21 286 CLIFFS NATURAL RESOURCES INC COM 18683K101 543.32 8,500 SH SHARED 8,500

CLIFFS NATURAL RESOURCES INC COM 18683K101 11026.20 172,500 SH P SHARED 172,500 CLIFFS NATURAL RESOURCES INC COM 18683K101 17661.10 276,300 SH C SHARED 276,300 CLIFTON SVGS BANCORP INC COM 18712Q103 12.04 1,400 SH SHARED 01 1,400 CLINICAL DATA INC NEW COM 18725U109 374.51 22,200 SH SHARED 13 22,200 CLINICAL DATA INC NEW COM 18725U109 619.13 36,700 SH C SHARED 36,700 CLOROX CO DEL COM 189054109 66.76 1,000 SH P SHARED 01 1,000 CLOROX CO DEL COM 189054109 71268.70 1,067,536 SH SHARED 01 1,067,536 CLOROX CO DEL COM 189054109 43.79 656 SH SHARED 21 656 CLOROX CO DEL COM 189054109 146.87 2,200 SH P SHARED 2,200 CLOROX CO DEL COM 189054109 547.43 8,200 SH SHARED 8,200 CLOROX CO DEL COM 189054109 1946.99 29,164 SH SHARED 29,164 CLOROX CO DEL COM 189054109 5207.28 78,000 SH C SHARED 78,000 CLOUD PEAK ENERGY INC COM 18911Q102 92.35 5,060 SH SHARED 01 5,060 CLOUD PEAK ENERGY INC COM 18911Q102 218.45 11,970 SH SHARED 20 11,970 CLOUD PEAK ENERGY INC COM 18911Q102 3.65 200 SH P SHARED 200 CLOUGH GLOBAL COM SHS BEN ALLOCATION FUN IN 18913Y103 8.83 593 SH SHARED 01 593 CLOUGH GLOBAL COM SHS BEN ALLOCATION FUN IN 18913Y103 7.52 505 SH SHARED 505 CLOUGH GLOBAL EQUITY FD COM 18914C100 85.73 6,046 SH SHARED 01 6,046 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 2106.95 166,163 SH SHARED 01 166,163 CME GROUP INC COM 12572Q105 8184.12 31,423 SH SHARED 01 31,423 CME GROUP INC COM 12572Q105 1796.58 6,898 SH SHARED 20 6,898 CME GROUP INC COM 12572Q105 29.95 115 SH SHARED 21 115 CME GROUP INC COM 12572Q105 1023.05 3,928 SH SHARED 3,928 CME GROUP INC COM 12572Q105 3818.46 14,661 SH SHARED 14,661 CME GROUP INC COM 12572Q105 9688.74 37,200 SH P SHARED 37,200 CME GROUP INC COM 12572Q105 21252.72 81,600 SH C SHARED 81,600 CMS BANCORP INC COM 12600U102 3.15 315 SH SOLE 315 CMS ENERGY CORP COM 125896100 1065.50 59,129 SH SHARED 01 59,129 CMS ENERGY CORP COM 125896100 17.84 990 SH SHARED 21 990 CMS ENERGY CORP COM 125896100 34.24 1,900 SH C SHARED 1,900 CMS ENERGY CORP COM 125896100 75.68 4,200 SH P SHARED 4,200 NOTE 3.375% CMS ENERGY CORP 7/1 125896AY6 53283.51 28,532,000 PRN SOLE 28,532,000 CNA FINL CORP COM 126117100 176.64 6,311 SH SHARED 01 6,311 CNA FINL CORP COM 126117100 16.79 600 SH P SHARED 600 CNA FINL CORP COM 126117100 81.48 2,911 SH SHARED 2,911 CNA SURETY CORP COM 12612L108 31.61 1,764 SH SHARED 01 1,764 CNH GLOBAL N V SHS NEW N20935206 1367.44 37,321 SH SHARED 01 37,321 CNH GLOBAL N V SHS NEW N20935206 14.66 400 SH P SHARED 400 CNH GLOBAL N V SHS NEW N20935206 501.97 13,700 SH C SHARED 13,700 CNH GLOBAL N V SHS NEW N20935206 1423.46 38,850 SH SHARED 38,850 CNINSURE INC SPONSORED ADR 18976M103 24.24 1,043 SH SHARED 01 1,043 CNINSURE INC SPONSORED ADR 18976M103 27.89 1,200 SH C SHARED 1,200 CNINSURE INC SPONSORED ADR 18976M103 343.95 14,800 SH P SHARED 14,800 CNO FINL GROUP INC COM 12621E103 612.04 110,476 SH SHARED 01 110,476 CNO FINL GROUP INC COM 12621E103 9.96 1,798 SH SHARED 21 1,798 CNO FINL GROUP INC COM 12621E103 9.42 1,700 SH P SHARED 1,700 CNO FINL GROUP INC COM 12621E103 77.76 14,036 SH SHARED 14,036 CNO FINL GROUP INC COM 12621E103 180.60 32,600 SH C SHARED 32,600 CNOOC LTD SPONSORED ADR 126132109 4669.03 24,030 SH SHARED 01 24,030

CNOOC LTD SPONSORED ADR 126132109 35.95 185 SH SHARED 21 185 CNOOC LTD SPONSORED ADR 126132109 5.83 30 SH SHARED 30 CNOOC LTD SPONSORED ADR 126132109 159.91 823 SH SHARED 823 COACH INC COM 189754104 12283.04 285,918 SH SHARED 01 285,918 COACH INC COM 189754104 760.39 17,700 SH SHARED 17,700 COACH INC COM 189754104 1555.15 36,200 SH C SHARED 36,200 COACH INC COM 189754104 1580.93 36,800 SH P SHARED 36,800 COAST DISTR SYS COM 190345108 8.31 2,245 SH SOLE 2,245 COBALT INTL ENERGY INC COM 19075F106 1430.91 149,834 SH SOLE 149,834 COBIZ FINANCIAL INC COM 190897108 3.67 660 SH SHARED 01 660 COBRA ELECTRS CORP COM 191042100 27.50 11,000 SH SHARED 01 11,000 COBRA ELECTRS CORP COM 191042100 4.54 1,817 SH SHARED 1,817 COCA COLA BOTTLING CO CONS COM 191098102 15.88 300 SH SHARED 01 300 COCA COLA CO COM 191216100 105.34 1,800 SH P SHARED 01 1,800 COCA COLA CO COM 191216100 190591.74 3,256,865 SH SHARED 01 3,256,865 COCA COLA CO COM 191216100 1901.31 32,490 SH SHARED 17 32,490 COCA COLA CO COM 191216100 447.39 7,645 SH SHARED 20 7,645 COCA COLA CO COM 191216100 5319.29 90,897 SH SHARED 21 90,897 COCA COLA CO COM 191216100 24958.78 426,500 SH P SHARED 426,500 COCA COLA CO COM 191216100 29640.38 506,500 SH C SHARED 506,500 COCA COLA CO COM 191216100 39703.19 678,455 SH SHARED 678,455 COCA COLA CO COM 191216100 42359.70 723,850 SH SHARED 723,850 COCA COLA ENTERPRISES INC COM 191219104 6100.86 196,802 SH SHARED 01 196,802 COCA COLA ENTERPRISES INC COM 191219104 5.70 184 SH SHARED 21 184 COCA COLA ENTERPRISES INC COM 191219104 579.70 18,700 SH SHARED 18,700 COCA COLA ENTERPRISES INC COM 191219104 5716.40 184,400 SH C SHARED 184,400 COCA COLA ENTERPRISES INC COM 191219104 7839.90 252,900 SH P SHARED 252,900 COCA COLA ENTERPRISES INC COM 191219104 96982.07 3,128,454 SH SHARED 3,128,454 COCA COLA FEMSA S A B DE SPON ADR REP C V L 191241108 887.25 11,343 SH SHARED 01 11,343 COCA COLA FEMSA S A B DE SPON ADR REP C V L 191241108 17.21 220 SH SHARED 220 COCA COLA HELLENIC BTTLG CO SPONSORED ADR 1912EP104 300.48 11,548 SH SHARED 01 11,548 COCA COLA HELLENIC BTTLG CO SPONSORED ADR 1912EP104 13.01 500 SH SHARED 500 COEUR D ALENE MINES CORP IDA COM NEW 192108504 1573.34 78,983 SH SHARED 01 78,983 COEUR D ALENE MINES CORP IDA COM NEW 192108504 715.13 35,900 SH P SHARED 35,900 COEUR D ALENE MINES CORP IDA COM NEW 192108504 1629.46 81,800 SH C SHARED 81,800 COEUR D ALENE MINES CORP IDA COM NEW 192108504 2501.39 125,572 SH SHARED 125,572 COEUR D ALENE NOTE 1.250% MINES CORP IDA 1/1 192108AQ1 24.00 24,000 PRN SHARED 01 24,000 COFFEE HLDGS INC COM 192176105 4.90 1,180 SH SOLE 1,180 COGDELL SPENCER INC COM 19238U107 6.32 1,000 SH SHARED 01 1,000 COGDELL SPENCER INC COM 19238U107 186.44 29,500 SH SHARED 29,500 COGENT COMM GROUP INC COM NEW 19239V302 10.42 1,100 SH SHARED 01 1,100 COGENT COMM GROUP INC COM NEW 19239V302 9.47 1,000 SH C SHARED 1,000 COGENT COMM GROUP INC COM NEW 19239V302 9.47 1,000 SH P SHARED 1,000 COGENT COMM GROUP INC COM NEW 19239V302 107.32 11,333 SH SHARED 11,333 COGENT INC COM 19239Y108 10.64 1,000 SH P SOLE 1,000 COGENT INC COM 19239Y108 468.16 44,000 SH C SOLE 44,000 COGENT INC COM 19239Y108 6839.37 642,798 SH SOLE 642,798 COGNEX CORP COM 192422103 85.53 3,189 SH SHARED 01 3,189 COGNEX CORP COM 192422103 113.53 4,233 SH SHARED 4,233

COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 42977.25 666,624 SH SHARED 01 666,624 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 108.57 1,684 SH SHARED 21 1,684 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 1134.67 17,600 SH SHARED 17,600 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 2362.57 36,646 SH SHARED 36,646 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 2449.86 38,000 SH P SHARED 38,000 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 8561.62 132,800 SH C SHARED 132,800 COGO GROUP INC COM 192448108 1.24 200 SH SHARED 01 200 COGO GROUP INC COM 192448108 0.62 100 SH C SHARED 100 COGO GROUP INC COM 192448108 16.77 2,713 SH SHARED 2,713 COHEN & CO INC COM 19248U105 0.34 76 SH SOLE 76 COHEN & STEERS CLOSED END OP COM 19248P106 1374.82 107,492 SH SHARED 01 107,492 COHEN & STEERS DIV MJRS FDIN COM 19248G106 358.32 31,654 SH SHARED 01 31,654 COHEN & STEERS GLOBAL INC BL COM 19248M103 127.66 11,228 SH SHARED 01 11,228 COHEN & STEERS GLOBAL INC BL COM 19248M103 37.93 3,336 SH SHARED 3,336 COHEN & STEERS INC COM 19247A100 1841.27 84,851 SH SHARED 01 84,851 COHEN & STEERS INC COM 19247A100 7.29 336 SH SHARED 21 336 COHEN & STEERS INC COM 19247A100 314.89 14,511 SH SHARED 14,511 COHEN & STEERS INFRASTRUCTUR COM 19248A109 14626.56 918,754 SH SHARED 01 918,754 COHEN & STEERS QUALITY RLTY COM 19247L106 2255.18 286,918 SH SHARED 01 286,918 COHEN & STEERS REIT & PFD IN COM 19247X100 539.82 41,176 SH SHARED 01 41,176 COHEN & STEERS TOTAL RETURN COM 19247R103 28.47 2,357 SH SHARED 01 2,357 COHEN & STEERS TOTAL RETURN COM 19247R103 4.25 352 SH SHARED 352 COHERENT INC COM 192479103 941.64 23,535 SH SHARED 01 23,535 COHERENT INC COM 192479103 12.52 313 SH SHARED 21 313 COHERENT INC COM 192479103 193.25 4,830 SH SHARED 4,830 COHU INC COM 192576106 3.50 278 SH SHARED 01 278 COHU INC COM 192576106 12.59 1,000 SH C SHARED 1,000 COHU INC COM 192576106 12.59 1,000 SH P SHARED 1,000 COINSTAR INC COM 19259P300 2368.49 55,094 SH SHARED 01 55,094 COINSTAR INC COM 19259P300 141.87 3,300 SH P SHARED 3,300 COINSTAR INC COM 19259P300 756.62 17,600 SH C SHARED 17,600 COLDWATER CREEK INC COM 193068103 946.52 179,606 SH SHARED 01 179,606 COLDWATER CREEK INC COM 193068103 13.18 2,500 SH C SHARED 2,500 COLDWATER CREEK INC COM 193068103 39.79 7,550 SH SHARED 7,550 COLE KENNETH PRODTNS INC CL A 193294105 0.43 26 SH SOLE 26 COLEMAN CABLE INC COM 193459302 0.90 150 SH SHARED 01 150 COLFAX CORP COM 194014106 1.49 100 SH SHARED 01 100 COLFAX CORP COM 194014106 4.46 300 SH C SHARED 300 COLGATE PALMOLIVE CO COM 194162103 93290.67 1,213,774 SH SHARED 01 1,213,774 COLGATE PALMOLIVE CO COM 194162103 921.94 11,995 SH SHARED 20 11,995 COLGATE PALMOLIVE CO COM 194162103 25.13 327 SH SHARED 21 327 COLGATE PALMOLIVE CO COM 194162103 489.21 6,365 SH SHARED 6,365 COLGATE PALMOLIVE CO COM 194162103 4568.17 59,435 SH SHARED 59,435 COLGATE PALMOLIVE CO COM 194162103 7147.98 93,000 SH C SHARED 93,000 COLGATE PALMOLIVE CO COM 194162103 7209.47 93,800 SH P SHARED 93,800 COLLECTIVE BRANDS INC COM 19421W100 495.51 30,701 SH SHARED 01 30,701 COLLECTIVE BRANDS INC COM 19421W100 24.21 1,500 SH C SHARED 1,500 COLLECTIVE BRANDS INC COM 19421W100 79.09 4,900 SH P SHARED 4,900 COLONIAL PPTYS COM SH BEN TR INT 195872106 1438.50 88,851 SH SHARED 01 88,851

COLONIAL PPTYS COM SH BEN TR INT 195872106 5.84 361 SH SHARED 21 361 COLONIAL PPTYS COM SH BEN TR INT 195872106 16.19 1,000 SH C SHARED 1,000 COLONIAL PPTYS COM SH BEN TR INT 195872106 32.38 2,000 SH P SHARED 2,000 COLONIAL PPTYS COM SH BEN TR INT 195872106 69.94 4,320 SH SHARED 4,320 COLUMBIA BKG SYS INC COM 197236102 53.98 2,747 SH SHARED 01 2,747 COLUMBIA BKG SYS INC COM 197236102 6.43 327 SH SHARED 21 327 COLUMBIA LABS INC COM 197779101 29.16 27,000 SH SHARED 01 27,000 COLUMBIA LABS INC COM 197779101 4.03 3,735 SH SHARED 3,735 COLUMBIA SPORTSWEAR CO COM 198516106 453.85 7,766 SH SHARED 01 7,766 COLUMBIA SPORTSWEAR CO COM 198516106 82.11 1,405 SH SHARED 20 1,405 COLUMBIA SPORTSWEAR CO COM 198516106 9.58 164 SH SHARED 21 164 COMARCO INC COM 200080109 6.11 2,843 SH SOLE 2,843 COMBIMATRIX *W EXP CORPORATION 05/01/201 20009T113 0.29 1,400 SH SOLE 1,400 COMCAST CORP NEW CL A 20030N101 27812.52 1,538,303 SH SHARED 01 1,538,303 COMCAST CORP NEW CL A 20030N101 8025.71 443,900 SH SHARED 20 443,900 COMCAST CORP NEW CL A 20030N101 23.09 1,277 SH SHARED 21 1,277 COMCAST CORP NEW CL A 20030N101 2287.66 126,530 SH SHARED 126,530 COMCAST CORP NEW CL A 20030N101 14784.02 817,700 SH C SHARED 817,700 COMCAST CORP NEW CL A 20030N101 15565.07 860,900 SH P SHARED 860,900 COMCAST CORP NEW CL A 20030N101 17563.35 971,424 SH SHARED 971,424 COMCAST CORP NEW CL A SPL 20030N200 7694.66 452,361 SH SHARED 01 452,361 COMCAST CORP NEW CL A SPL 20030N200 32.86 1,932 SH SHARED 21 1,932 COMCAST CORP NEW CL A SPL 20030N200 856.32 50,342 SH SHARED 50,342 COMCAST CORP NEW CL A SPL 20030N200 3040.16 178,728 SH SHARED 178,728 COMCAST CORP NEW CL A SPL 20030N200 4539.97 266,900 SH P SHARED 266,900 COMCAST CORP NEW CL A SPL 20030N200 12094.11 711,000 SH C SHARED 711,000 *W EXP COMERICA INC 11/14/201 200340115 5.12 400 SH SOLE 400 COMERICA INC COM 200340107 1177.77 31,703 SH SHARED 01 31,703 COMERICA INC COM 200340107 6.69 180 SH SHARED 20 180 COMERICA INC COM 200340107 12.22 329 SH SHARED 21 329 COMERICA INC COM 200340107 416.08 11,200 SH SHARED 11,200 COMERICA INC COM 200340107 843.31 22,700 SH P SHARED 22,700 COMERICA INC COM 200340107 3480.96 93,700 SH C SHARED 93,700 COMM BANCORP INC COM 200468106 502.72 12,854 SH SOLE 12,854 COMMERCE BANCSHARES INC COM 200525103 1822.51 48,484 SH SHARED 01 48,484 COMMERCEFIRST BANCORP INC COM 200845105 2.30 270 SH SOLE 270 COMMERCIAL METALS CO COM 201723103 811.51 56,005 SH SHARED 01 56,005 COMMERCIAL METALS CO COM 201723103 15.00 1,035 SH SHARED 21 1,035 COMMERCIAL METALS CO COM 201723103 85.49 5,900 SH C SHARED 5,900 COMMERCIAL METALS CO COM 201723103 94.19 6,500 SH P SHARED 6,500 COMMERCIAL METALS CO COM 201723103 180.73 12,473 SH SHARED 12,473 COMMERICAL NATL FINL CORP PA COM 202217105 14.46 871 SH SOLE 871 COMMONWEALTH BANKSHARES INC COM 202736104 0.56 240 SH SHARED 01 240 COMMONWEALTH 6.50% PFD REIT CUM CO 203233408 201.18 9,054 SH SHARED 01 9,054 COMMONWEALTH 6.50% PFD REIT CUM CO 203233408 1.09 49 SH SHARED 49 COMMONWEALTH COM SH BEN REIT INT 203233101 1209.37 47,241 SH SHARED 01 47,241 COMMONWEALTH COM SH BEN REIT INT 203233101 0.95 37 SH P SHARED 37 COMMONWEALTH COM SH BEN REIT INT 203233101 54.71 2,137 SH SHARED 2,137 COMMONWEALTH COM SH BEN REIT INT 203233101 573.18 22,390 SH SHARED 22,390

COMMSCOPE INC COM 203372107 1529.47 64,426 SH SHARED 01 64,426 COMMSCOPE INC COM 203372107 9.85 415 SH SHARED 20 415 COMMSCOPE INC COM 203372107 14.24 600 SH C SHARED 600 COMMSCOPE INC COM 203372107 281.18 11,844 SH SHARED 11,844 COMMTOUCH SOFTWARE LTD SHS NEW M25596202 0.13 33 SH SHARED 01 33 COMMUNITY *W EXP BANKERS TR CORP 06/04/201 203612114 0.06 3,187 SH SOLE 3,187 COMMUNITY BANKERS TR CORP COM 203612106 2.34 2,368 SH SOLE 2,368 COMMUNITY BK SHS IND INC COM 203599105 14.06 1,605 SH SOLE 1,605 COMMUNITY BK SYS INC COM 203607106 117.26 5,096 SH SHARED 01 5,096 COMMUNITY BK SYS INC COM 203607106 8.17 355 SH SHARED 21 355 COMMUNITY CAP CORP S C COM 20363C102 1.14 382 SH SOLE 382 COMMUNITY CENTRAL BANK CORP COM 20363J107 0.90 1,336 SH SOLE 1,336 COMMUNITY FINL CORP VA COM 20365L100 9.96 2,446 SH SOLE 2,446 COMMUNITY HEALTH SYS INC NEW COM 203668108 363.77 11,746 SH SHARED 01 11,746 COMMUNITY HEALTH SYS INC NEW COM 203668108 46.46 1,500 SH C SHARED 1,500 COMMUNITY HEALTH SYS INC NEW COM 203668108 1381.17 44,597 SH SHARED 44,597 COMMUNITY SHORES BANK CORP COM 204046106 0.19 201 SH SOLE 201 COMMUNITY TR BANCORP INC COM 204149108 51.28 1,893 SH SHARED 01 1,893 COMMUNITY WEST BANCSHARES COM 204157101 8.86 3,023 SH SOLE 3,023 COMMVAULT SYSTEMS INC COM 204166102 1460.07 56,092 SH SHARED 01 56,092 COMMVAULT SYSTEMS INC COM 204166102 16.29 626 SH SHARED 21 626 COMMVAULT SYSTEMS INC COM 204166102 31.24 1,200 SH P SHARED 1,200 COMMVAULT SYSTEMS INC COM 204166102 33.84 1,300 SH C SHARED 1,300 COMMVAULT SYSTEMS INC COM 204166102 54.22 2,083 SH SHARED 2,083 COMPANHIA BRASILEIRA DE SPN ADR PFD DIST CL A 20440T201 34.51 500 SH SHARED 01 500 COMPANHIA BRASILEIRA DE SPN ADR PFD DIST CL A 20440T201 530.69 7,689 SH SHARED 7,689 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 11114.62 89,895 SH SHARED 01 89,895 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 68.37 553 SH SHARED 21 553 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 35.86 290 SH SHARED 290 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 4931.26 39,884 SH SHARED 39,884 COMPANHIA DE BEBIDAS DAS AME SPONSORED ADR 20441W104 4.60 44 SH SOLE 44 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 8663.10 190,356 SH SHARED 01 190,356 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 22.39 492 SH SHARED 21 492 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 3682.67 80,920 SH SHARED 80,920 COMPANHIA ENERGETICA DE SP ADR N-V MINA PFD 204409601 1354.54 82,644 SH SHARED 01 82,644 COMPANHIA ENERGETICA DE SP ADR N-V MINA PFD 204409601 691.00 42,160 SH SHARED 20 42,160 COMPANHIA ENERGETICA DE SP ADR N-V MINA PFD 204409601 20.70 1,263 SH SHARED 21 1,263 COMPANHIA ENERGETICA DE SP ADR N-V MINA PFD 204409601 2001.06 122,090 SH SHARED 122,090 COMPANHIA ENERGETICA DE MINA SPONSORED ADR 204409882 14.32 1,200 SH SOLE 1,200 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 20441B407 1566.16 70,389 SH SHARED 01 70,389 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 20441B407 884.57 39,756 SH SHARED 39,756 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 747.11 42,281 SH SHARED 01 42,281 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 384.68 21,770 SH SHARED 20 21,770 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 195.08 11,040 SH SHARED 11,040 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 853.16 48,283 SH SHARED 48,283 COMPANIA CERVECERIAS UNIDAS SPONSORED ADR 204429104 22.26 400 SH SHARED 01 400 COMPANIA CERVECERIAS UNIDAS SPONSORED ADR 204429104 210.75 3,787 SH SHARED 3,787 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 1368.59 30,292 SH SHARED 01 30,292 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 36.51 2,259 SH SHARED 01 2,259

COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 471.26 29,162 SH SHARED 29,162 COMPASS MINERALS INTL INC COM 20451N101 1181.40 15,419 SH SHARED 01 15,419 COMPASS MINERALS INTL INC COM 20451N101 15.32 200 SH C SHARED 200 COMPASS MINERALS INTL INC COM 20451N101 52.71 688 SH SHARED 688 COMPELLENT TECHNOLOGIES INC COM 20452A108 18.18 1,000 SH SHARED 01 1,000 COMPELLENT TECHNOLOGIES INC COM 20452A108 76.36 4,200 SH C SHARED 4,200 COMPELLENT TECHNOLOGIES INC COM 20452A108 81.81 4,500 SH P SHARED 4,500 COMPELLENT TECHNOLOGIES INC COM 20452A108 113.97 6,269 SH SHARED 6,269 COMPLETE PRODUCTION SERVICES COM 20453E109 105.30 5,149 SH SHARED 01 5,149 COMPLETE PRODUCTION SERVICES COM 20453E109 8.18 400 SH P SHARED 400 COMPLETE PRODUCTION SERVICES COM 20453E109 42.95 2,100 SH C SHARED 2,100 COMPUCREDIT HLDGS CORP COM 20478T107 0.96 200 SH C SOLE 200 COMPUCREDIT HLDGS CORP COM 20478T107 19.95 4,138 SH SOLE 4,138 COMPUCREDIT HLDGS CORP COM 20478T107 21.21 4,400 SH P SOLE 4,400 COMPUGEN LTD ORD M25722105 488.52 103,500 SH SHARED 01 103,500 COMPUTER PROGRAMS & SYS INC COM 205306103 608.84 14,302 SH SHARED 01 14,302 COMPUTER PROGRAMS & SYS INC COM 205306103 12.26 288 SH SHARED 21 288 COMPUTER PROGRAMS & SYS INC COM 205306103 88.42 2,077 SH SHARED 2,077 COMPUTER SCIENCES CORP COM 205363104 15370.26 334,136 SH SHARED 01 334,136 COMPUTER SCIENCES CORP COM 205363104 317.40 6,900 SH P SHARED 6,900 COMPUTER SCIENCES CORP COM 205363104 372.60 8,100 SH SHARED 8,100 COMPUTER SCIENCES CORP COM 205363104 1026.44 22,314 SH SHARED 22,314 COMPUTER SCIENCES CORP COM 205363104 1260.40 27,400 SH C SHARED 27,400 COMPUWARE CORP COM 205638109 141.06 16,556 SH SHARED 01 16,556 COMPUWARE CORP COM 205638109 5.96 700 SH C SHARED 700 COMSTOCK RES INC COM NEW 205768203 23.32 1,037 SH SHARED 01 1,037 COMSTOCK RES INC COM NEW 205768203 4.27 190 SH SHARED 20 190 COMSTOCK RES INC COM NEW 205768203 40.48 1,800 SH P SHARED 1,800 COMSTOCK RES INC COM NEW 205768203 58.47 2,600 SH C SHARED 2,600 COMSTOCK RES INC COM NEW 205768203 828.85 36,854 SH SHARED 36,854 COMTECH TELE COMMUNICATIONS C COM NEW 205826209 2.74 100 SH SHARED 21 100 COMTECH TELE COMMUNICATIONS C COM NEW 205826209 2.74 100 SH P SHARED 100 COMTECH TELE COMMUNICATIONS C COM NEW 205826209 350.08 12,800 SH C SHARED 12,800 COMVERGE INC COM 205859101 658.75 83,811 SH SHARED 01 83,811 COMVERGE INC COM 205859101 7.86 1,000 SH C SHARED 1,000 COMVERGE INC COM 205859101 4405.81 560,535 SH SHARED 560,535 CONAGRA FOODS INC COM 205887102 11035.47 502,984 SH SHARED 01 502,984 CONAGRA FOODS INC COM 205887102 15.31 698 SH SHARED 21 698 CONAGRA FOODS INC COM 205887102 498.04 22,700 SH P SHARED 22,700 CONAGRA FOODS INC COM 205887102 607.74 27,700 SH SHARED 27,700 CONAGRA FOODS INC COM 205887102 15921.86 725,700 SH C SHARED 725,700 CONAGRA FOODS INC COM 205887102 17454.54 795,558 SH SHARED 795,558 CONCEPTUS INC COM 206016107 61.88 4,500 SH SHARED 01 4,500 CONCEPTUS INC COM 206016107 20.63 1,500 SH C SHARED 1,500 CONCEPTUS INC COM 206016107 765.01 55,637 SH SHARED 55,637 NOTE 2.250% CONCEPTUS INC 2/1 206016AA5 60.94 65,000 PRN SOLE 65,000 CONCHO RES INC COM 20605P101 4374.50 66,110 SH SHARED 01 66,110 CONCHO RES INC COM 20605P101 1838.20 27,780 SH SHARED 20 27,780 CONCHO RES INC COM 20605P101 5.43 82 SH SHARED 21 82

CONCHO RES INC COM 20605P101 26.47 400 SH C SHARED 400 CONCHO RES INC COM 20605P101 775.25 11,716 SH SHARED 11,716 CONCUR TECHNOLOGIES INC COM 206708109 1752.60 35,449 SH SHARED 01 35,449 CONCUR TECHNOLOGIES INC COM 206708109 4.94 100 SH C SHARED 100 CONCUR TECHNOLOGIES INC COM 206708109 4.94 100 SH P SHARED 100 CONCUR TECHNOLOGIES INC COM 206708109 154.45 3,124 SH SHARED 3,124 CONCURRENT COMPUTER CORP NEW COM PAR $.01 206710402 0.07 10 SH SHARED 01 10 CONCURRENT COMPUTER CORP NEW COM PAR $.01 206710402 7.68 1,155 SH SHARED 1,155 CONEXANT SYSTEMS INC COM NEW 207142308 6.15 3,748 SH SHARED 01 3,748 CONMED CORP COM 207410101 22.23 992 SH SHARED 01 992 NOTE CONMED CORP 2.500%11/1 207410AD3 9.83 10,000 PRN SHARED 01 10,000 CONMED HEALTHCARE MGMT INC COM 20741M103 3.48 1,178 SH SOLE 1,178 CONNECTICUT BK&TR CO HART NE COM 207546102 4.80 1,000 SH SHARED 01 1,000 CONNECTICUT WTR SVC INC COM 207797101 190.40 7,950 SH SHARED 01 7,950 CONNS INC COM 208242107 1.86 400 SH C SOLE 400 CONNS INC COM 208242107 10.23 2,200 SH P SOLE 2,200 CONOCOPHILLIPS COM 20825C104 77316.34 1,346,271 SH SHARED 01 1,346,271 CONOCOPHILLIPS COM 20825C104 1075.38 18,725 SH SHARED 17 18,725 CONOCOPHILLIPS COM 20825C104 429.00 7,470 SH SHARED 20 7,470 CONOCOPHILLIPS COM 20825C104 82.47 1,436 SH SHARED 21 1,436 CONOCOPHILLIPS COM 20825C104 4963.27 86,423 SH SHARED 86,423 CONOCOPHILLIPS COM 20825C104 29208.90 508,600 SH C SHARED 508,600 CONOCOPHILLIPS COM 20825C104 30822.68 536,700 SH P SHARED 536,700 CONOCOPHILLIPS COM 20825C104 39161.46 681,899 SH SHARED 681,899 COM CONOLOG CORP PAR$.01FEB09 208254862 1.47 2,527 SH SOLE 2,527 CONSOL ENERGY INC COM 20854P109 11280.56 305,210 SH SHARED 01 305,210 CONSOL ENERGY INC COM 20854P109 6.28 170 SH SHARED 20 170 CONSOL ENERGY INC COM 20854P109 42.50 1,150 SH SHARED 1,150 CONSOL ENERGY INC COM 20854P109 543.31 14,700 SH SHARED 14,700 CONSOL ENERGY INC COM 20854P109 10193.57 275,800 SH P SHARED 275,800 CONSOL ENERGY INC COM 20854P109 17319.46 468,600 SH C SHARED 468,600 CONSOLIDATED COMM HLDGS INC COM 209034107 1.87 100 SH C SOLE 100 CONSOLIDATED COMM HLDGS INC COM 209034107 16.80 900 SH P SOLE 900 CONSOLIDATED EDISON INC COM 209115104 25387.73 526,498 SH SHARED 01 526,498 CONSOLIDATED EDISON INC COM 209115104 256.53 5,320 SH SHARED 20 5,320 CONSOLIDATED EDISON INC COM 209115104 5.06 105 SH SHARED 21 105 CONSOLIDATED EDISON INC COM 209115104 24.11 500 SH SHARED 500 CONSOLIDATED EDISON INC COM 209115104 819.74 17,000 SH SHARED 17,000 CONSOLIDATED EDISON INC COM 209115104 1490.00 30,900 SH P SHARED 30,900 CONSOLIDATED EDISON INC COM 209115104 4431.42 91,900 SH C SHARED 91,900 CONSOLIDATED GRAPHICS INC COM 209341106 113.78 2,745 SH SHARED 01 2,745 CONSOLIDATED GRAPHICS INC COM 209341106 4.19 101 SH SHARED 21 101 CONSOLIDATED GRAPHICS INC COM 209341106 4.15 100 SH C SHARED 100 CONSOLIDATED GRAPHICS INC COM 209341106 81.57 1,968 SH SHARED 1,968 CONSOLIDATED TOMOKA LD CO COM 210226106 1630.03 57,174 SH SHARED 01 57,174 CONSOLIDATED WATER CO INC ORD G23773107 400.54 42,251 SH SHARED 01 42,251 CONSTANT CONTACT INC COM 210313102 138.54 6,465 SH SHARED 01 6,465 CONSTANT CONTACT INC COM 210313102 4.29 200 SH P SHARED 200 CONSTANT CONTACT INC COM 210313102 25.89 1,208 SH SHARED 1,208

CONSTAR INTL INC NEW COM NEW 21036U206 3.75 1,321 SH SOLE 1,321 CONSTELLATION BRANDS INC CL A 21036P108 3423.46 193,525 SH SHARED 01 193,525 CONSTELLATION BRANDS INC CL A 21036P108 106.05 5,995 SH SHARED 20 5,995 CONSTELLATION BRANDS INC CL A 21036P108 5.75 325 SH SHARED 21 325 CONSTELLATION BRANDS INC CL A 21036P108 7.08 400 SH P SHARED 400 CONSTELLATION BRANDS INC CL A 21036P108 150.37 8,500 SH C SHARED 8,500 CONSTELLATION BRANDS INC CL A 21036P108 229.97 13,000 SH SHARED 13,000 CONSTELLATION BRANDS INC CL B 21036P207 17.86 1,000 SH SHARED 01 1,000 CONSTELLATION BRANDS INC CL B 21036P207 40.04 2,242 SH SHARED 2,242 CONSTELLATION ENERGY GROUP I COM 210371100 3267.94 101,363 SH SHARED 01 101,363 CONSTELLATION ENERGY GROUP I COM 210371100 132.18 4,100 SH C SHARED 4,100 CONSTELLATION ENERGY GROUP I COM 210371100 396.55 12,300 SH SHARED 12,300 CONSTELLATION COM UNIT LLC ENERGY PRTNR L B 21038E101 6.12 2,125 SH SHARED 01 2,125 CONSUMER PORTFOLIO SVCS INC COM 210502100 1.81 2,038 SH SOLE 2,038 CONTANGO OIL & GAS COMPANY COM NEW 21075N204 1455.74 29,022 SH SHARED 01 29,022 CONTANGO OIL & GAS COMPANY COM NEW 21075N204 35.11 700 SH C SHARED 700 CONTANGO OIL & GAS COMPANY COM NEW 21075N204 50.16 1,000 SH P SHARED 1,000 CONTINENTAL AIRLS INC CL B 210795308 1430.24 57,578 SH SHARED 01 57,578 CONTINENTAL AIRLS INC CL B 210795308 5154.30 207,500 SH C SHARED 207,500 CONTINENTAL AIRLS INC CL B 210795308 6413.69 258,200 SH P SHARED 258,200 CONTINENTAL RESOURCES INC COM 212015101 1017.37 21,945 SH SHARED 01 21,945 CONTINENTAL RESOURCES INC COM 212015101 13.91 300 SH P SHARED 300 CONTINENTAL RESOURCES INC COM 212015101 74.18 1,600 SH C SHARED 1,600 CONTINENTAL RESOURCES INC COM 212015101 552.80 11,924 SH SHARED 11,924 CONTINUCARE CORP COM 212172100 13.71 3,264 SH SHARED 01 3,264 CONVERGYS CORP COM 212485106 573.73 54,902 SH SHARED 01 54,902 CONVERGYS CORP COM 212485106 75.24 7,200 SH C SHARED 7,200 CONVERGYS CORP COM 212485106 99.48 9,520 SH SHARED 9,520 CONVERTED *W EXP ORGANICS INC 02/13/201 21254S123 0.37 6,102 SH SOLE 6,102 CONVERTED ORGANICS INC COM 21254S107 17.87 41,559 SH SOLE 41,559 CONVIO INC COM 21257W105 27.66 3,000 SH SHARED 01 3,000 CON-WAY INC COM 205944101 102.61 3,311 SH SHARED 01 3,311 CON-WAY INC COM 205944101 8.21 265 SH SHARED 20 265 CON-WAY INC COM 205944101 49.58 1,600 SH C SHARED 1,600 CON-WAY INC COM 205944101 238.62 7,700 SH P SHARED 7,700 COOPER COS INC COM NEW 216648402 948.11 20,513 SH SHARED 01 20,513 COOPER COS INC COM NEW 216648402 60.09 1,300 SH P SHARED 1,300 COOPER COS INC COM NEW 216648402 272.70 5,900 SH C SHARED 5,900 COOPER COS INC COM NEW 216648402 586.02 12,679 SH SHARED 12,679 COOPER INDUSTRIES PLC SHS G24140108 19742.81 403,491 SH SHARED 01 403,491 COOPER INDUSTRIES PLC SHS G24140108 36.65 749 SH SHARED 21 749 COOPER INDUSTRIES PLC SHS G24140108 63.61 1,300 SH C SHARED 1,300 COOPER INDUSTRIES PLC SHS G24140108 548.02 11,200 SH SHARED 11,200 COOPER INDUSTRIES PLC SHS G24140108 5176.26 105,789 SH SHARED 105,789 COOPER TIRE & RUBR CO COM 216831107 109.89 5,598 SH SHARED 01 5,598 COOPER TIRE & RUBR CO COM 216831107 68.71 3,500 SH C SHARED 3,500 COOPER TIRE & RUBR CO COM 216831107 149.19 7,600 SH P SHARED 7,600 COPA HOLDINGS SA CL A P31076105 420.66 7,803 SH SHARED 01 7,803 COPA HOLDINGS SA CL A P31076105 201.08 3,730 SH SHARED 20 3,730

COPA HOLDINGS SA CL A P31076105 37.74 700 SH P SHARED 700 COPA HOLDINGS SA CL A P31076105 107.82 2,000 SH C SHARED 2,000 COPANO ENERGY L L C COM UNITS 217202100 22382.81 818,085 SH SHARED 01 818,085 COPANO ENERGY L L C COM UNITS 217202100 101.23 3,700 SH P SHARED 3,700 COPANO ENERGY L L C COM UNITS 217202100 216.14 7,900 SH C SHARED 7,900 COPANO ENERGY L L C COM UNITS 217202100 4264.00 155,848 SH SHARED 155,848 COPART INC COM 217204106 701.27 21,270 SH SHARED 01 21,270 COPART INC COM 217204106 71.22 2,160 SH SHARED 20 2,160 COPART INC COM 217204106 6.86 208 SH SHARED 21 208 COPART INC COM 217204106 91.00 2,760 SH SHARED 2,760 COPART INC COM 217204106 118.69 3,600 SH P SHARED 3,600 COPERNIC INC COM NEW 21727W206 10.35 3,876 SH SOLE 3,876 CORCEPT THERAPEUTICS INC COM 218352102 888.40 228,381 SH SHARED 01 228,381 CORE LABORATORIES N V COM N22717107 3951.06 44,878 SH SHARED 01 44,878 CORE LABORATORIES N V COM N22717107 239.91 2,725 SH SHARED 2,725 CORE MARK HOLDING CO INC COM 218681104 2.17 70 SH SHARED 01 70 CORELOGIC INC COM 21871D103 364.04 19,000 SH SHARED 01 19,000 CORELOGIC INC COM 21871D103 36.40 1,900 SH C SHARED 1,900 CORELOGIC INC COM 21871D103 29188.44 1,523,405 SH SHARED 1,523,405 CORINTHIAN COLLEGES INC COM 218868107 535.30 76,254 SH SHARED 01 76,254 CORINTHIAN COLLEGES INC COM 218868107 61.38 8,744 SH SHARED 8,744 CORINTHIAN COLLEGES INC COM 218868107 435.24 62,000 SH P SHARED 62,000 CORINTHIAN COLLEGES INC COM 218868107 1310.63 186,700 SH C SHARED 186,700 *W EXP CORMEDIX INC 03/24/201 21900C118 0.65 1,590 SH SOLE 1,590 CORN PRODS INTL INC COM 219023108 3094.20 82,512 SH SHARED 01 82,512 CORN PRODS INTL INC COM 219023108 18.75 500 SH C SHARED 500 CORN PRODS INTL INC COM 219023108 1098.23 29,286 SH SHARED 29,286 CORNERSTONE STRATEGIC VALUE COM NEW 21924B203 10.68 975 SH SHARED 01 975 CORNERSTONE TOTAL RTRN FD IN COM NEW 21924U201 0.74 76 SH SHARED 01 76 CORNERSTONE TOTAL RTRN FD IN COM NEW 21924U201 14.46 1,480 SH SHARED 1,480 CORNING INC COM 219350105 40148.35 2,196,299 SH SHARED 01 2,196,299 CORNING INC COM 219350105 71.75 3,925 SH SHARED 20 3,925 CORNING INC COM 219350105 66.58 3,642 SH SHARED 21 3,642 CORNING INC COM 219350105 2071.03 113,295 SH SHARED 113,295 CORNING INC COM 219350105 7136.51 390,400 SH P SHARED 390,400 CORNING INC COM 219350105 14037.21 767,900 SH C SHARED 767,900 CORNING INC COM 219350105 17449.17 954,550 SH SHARED 954,550 CORPORATE EXECUTIVE BRD CO COM 21988R102 45.32 1,436 SH SHARED 01 1,436 CORPORATE EXECUTIVE BRD CO COM 21988R102 208.30 6,600 SH C SHARED 6,600 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 1163.70 31,190 SH SHARED 01 31,190 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 23.99 643 SH SHARED 21 643 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 7.46 200 SH C SHARED 200 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 1140.23 30,561 SH SHARED 30,561 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 1322.60 35,449 SH SHARED 35,449 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 559.89 22,686 SH SHARED 01 22,686 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 12.64 512 SH SHARED 21 512 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 69.10 2,800 SH C SHARED 2,800 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 202.47 8,204 SH SHARED 8,204 COSAN LTD SHS A G25343107 81.48 7,030 SH SHARED 01 7,030

COSAN LTD SHS A G25343107 75.34 6,500 SH P SHARED 6,500 COSAN LTD SHS A G25343107 214.15 18,477 SH SHARED 18,477 COSI INC COM 22122P101 268.99 316,457 SH SOLE 316,457 COST PLUS INC CALIF COM 221485105 0.05 11 SH SOLE 11 COSTAR GROUP INC COM 22160N109 121.78 2,500 SH SHARED 01 2,500 COSTAR GROUP INC COM 22160N109 243.55 5,000 SH C SHARED 5,000 COSTAR GROUP INC COM 22160N109 1100.85 22,600 SH P SHARED 22,600 COSTCO COMPANIES INC NOTE 8/1 22160QAC6 2.93 2,000 PRN SHARED 01 2,000 COSTCO COMPANIES INC NOTE 8/1 22160QAC6 1501.81 1,026,000 PRN SHARED 1,026,000 COSTCO WHSL CORP NEW COM 22160K105 33545.38 520,164 SH SHARED 01 520,164 COSTCO WHSL CORP NEW COM 22160K105 23.73 368 SH SHARED 21 368 COSTCO WHSL CORP NEW COM 22160K105 452.40 7,015 SH SHARED 7,015 COSTCO WHSL CORP NEW COM 22160K105 4066.67 63,059 SH SHARED 63,059 COSTCO WHSL CORP NEW COM 22160K105 7390.55 114,600 SH C SHARED 114,600 COSTCO WHSL CORP NEW COM 22160K105 11085.83 171,900 SH P SHARED 171,900 COTT CORP QUE COM 22163N106 2473.21 315,059 SH SHARED 01 315,059 COTT CORP QUE COM 22163N106 3.14 400 SH C SHARED 400 COURIER CORP COM 222660102 240.25 16,895 SH SHARED 01 16,895 COURIER CORP COM 222660102 2.43 171 SH SHARED 171 COUSINS PPTYS INC COM 222795106 11.32 1,586 SH SHARED 01 1,586 COUSINS PPTYS INC COM 222795106 118.23 16,559 SH SHARED 16,559 COUSINS PPTYS INC COM 222795106 445.36 62,376 SH SHARED 62,376 COVANCE INC COM 222816100 649.59 13,883 SH SHARED 01 13,883 COVANCE INC COM 222816100 15.91 340 SH SHARED 20 340 COVANCE INC COM 222816100 42.11 900 SH C SHARED 900 COVANCE INC COM 222816100 168.44 3,600 SH SHARED 3,600 COVANCE INC COM 222816100 893.69 19,100 SH P SHARED 19,100 COVANTA HLDG CORP COM 22282E102 14.05 892 SH SHARED 01 892 COVANTA HLDG CORP COM 22282E102 403.85 25,641 SH SHARED 25,641 COVANTA HLDG DBCV 1.000% CORP 2/0 22282EAA0 386.50 400,000 PRN SOLE 400,000 COVENANT TRANSN GROUP INC CL A 22284P105 8.27 1,108 SH SOLE 1,108 COVENTRY HEALTH CARE INC COM 222862104 1136.20 52,773 SH SHARED 01 52,773 COVENTRY HEALTH CARE INC COM 222862104 75.36 3,500 SH P SHARED 3,500 COVENTRY HEALTH CARE INC COM 222862104 232.52 10,800 SH SHARED 10,800 COVENTRY HEALTH CARE INC COM 222862104 541.18 25,136 SH SHARED 25,136 COVENTRY HEALTH CARE INC COM 222862104 940.86 43,700 SH C SHARED 43,700 COVIDIEN PLC SHS G2554F105 26668.20 663,553 SH SHARED 01 663,553 COVIDIEN PLC SHS G2554F105 984.66 24,500 SH C SHARED 13 24,500 COVIDIEN PLC SHS G2554F105 10922.20 271,764 SH SHARED 20 271,764 COVIDIEN PLC SHS G2554F105 38.50 958 SH SHARED 21 958 COVIDIEN PLC SHS G2554F105 28.13 700 SH P SHARED 700 COVIDIEN PLC SHS G2554F105 1261.77 31,395 SH SHARED 31,395 COVIDIEN PLC SHS G2554F105 2370.37 58,979 SH SHARED 58,979 COVIDIEN PLC SHS G2554F105 3954.70 98,400 SH C SHARED 98,400 COWEN GROUP INC NEW CL A 223622101 3.95 1,200 SH SHARED 01 1,200 CP HOLDRS DEP RCPTS CP 12616K106 349.12 3,018 SH SHARED 01 3,018 CP HOLDRS DEP RCPTS CP 12616K106 62.93 544 SH SHARED 544 CPEX PHARMACEUTICALS INC COM 12620N104 46.06 2,000 SH SHARED 01 2,000 CPFL ENERGIA S A SPONSORED ADR 126153105 6890.27 97,887 SH SHARED 01 97,887

CPFL ENERGIA S A SPONSORED ADR 126153105 70.39 1,000 SH SHARED 1,000 CPFL ENERGIA S A SPONSORED ADR 126153105 304.58 4,327 SH SHARED 4,327 CPI AEROSTRUCTURES INC COM NEW 125919308 295.10 29,510 SH SHARED 01 29,510 CPI AEROSTRUCTURES INC COM NEW 125919308 19.18 1,918 SH SHARED 1,918 CPI CORP COM 125902106 40.48 1,564 SH SHARED 01 1,564 CPI CORP COM 125902106 0.60 23 SH SHARED 23 CPI INTERNATIONAL INC COM 12618M100 7.02 500 SH SHARED 01 500 CPI INTERNATIONAL INC COM 12618M100 4.88 348 SH SHARED 348 CRACKER BARREL OLD CTRY STOR COM 22410J106 463.44 9,130 SH SHARED 01 9,130 CRACKER BARREL OLD CTRY STOR COM 22410J106 25.38 500 SH C SHARED 500 CRACKER BARREL OLD CTRY STOR COM 22410J106 1971.32 38,836 SH SHARED 38,836 CRANE CO COM 224399105 1698.76 44,775 SH SHARED 01 44,775 CRANE CO COM 224399105 374.16 9,862 SH SHARED 9,862 CRAY INC COM NEW 225223304 4.62 700 SH C SOLE 700 CRAY INC COM NEW 225223304 25.08 3,800 SH P SOLE 3,800 CREDICORP LTD COM G2519Y108 795.14 6,981 SH SHARED 01 6,981 CREDICORP LTD COM G2519Y108 1134.67 9,962 SH SHARED 9,962 CREDIT SUISSE ASSET MGMT INC COM 224916106 46.39 12,641 SH SHARED 01 12,641 CREDIT SUISSE GROUP SPONSORED ADR 225401108 4825.84 113,389 SH SHARED 01 113,389 CREDIT SUISSE GROUP SPONSORED ADR 225401108 165.26 3,883 SH SHARED 21 3,883 CREDIT SUISSE GROUP SPONSORED ADR 225401108 30921.20 726,532 SH SHARED 726,532 CREDIT SUISSE RIGHT HIGH YLD BND F 99/99/9999 22544F111 8.75 126,750 SH SHARED 01 126,750 CREDIT SUISSE RIGHT HIGH YLD BND F 99/99/9999 22544F111 10.65 154,294 SH SHARED 154,294 CREDIT SUISSE HIGH YLD BND F SH BEN INT 22544F103 377.22 131,437 SH SHARED 01 131,437 CREDIT SUISSE GLB WARM NASSAU BRH ETN23 22542D407 22.31 3,658 SH SOLE 3,658 CREDO PETE CORP COM PAR $0.10 225439207 231.13 28,039 SH SHARED 01 28,039 CREDO PETE CORP COM PAR $0.10 225439207 4.88 592 SH SHARED 21 592 CREDO PETE CORP COM PAR $0.10 225439207 37.79 4,585 SH SHARED 4,585 CREE INC COM 225447101 8785.37 161,823 SH SHARED 01 161,823 CREE INC COM 225447101 27.85 513 SH SHARED 21 513 CREE INC COM 225447101 271.45 5,000 SH SHARED 5,000 CREE INC COM 225447101 4566.71 84,117 SH SHARED 84,117 CREE INC COM 225447101 8697.26 160,200 SH P SHARED 160,200 CREE INC COM 225447101 9745.06 179,500 SH C SHARED 179,500 CRESCENT FINL CORP COM 225744101 5.32 2,000 SH SHARED 01 2,000 CRESCENT FINL CORP COM 225744101 7.65 2,877 SH SHARED 2,877 CRESUD S A C I F Y A SPONSORED ADR 226406106 453.07 28,246 SH SHARED 01 28,246 CRESUD S A C I F Y A SPONSORED ADR 226406106 1271.20 79,252 SH SHARED 79,252 CRH PLC ADR 12626K203 795.43 47,802 SH SHARED 01 47,802 CRH PLC ADR 12626K203 6.34 381 SH SHARED 21 381 CROCS INC COM 227046109 118.94 9,149 SH SHARED 01 9,149 CROCS INC COM 227046109 436.80 33,600 SH C SHARED 33,600 CROCS INC COM 227046109 1059.50 81,500 SH P SHARED 81,500 CROSS A T CO CL A 227478104 0.01 1 SH SHARED 01 1 CROSS A T CO CL A 227478104 2.31 378 SH SHARED 378 CROSS CTRY HEALTHCARE INC COM 227483104 25.63 3,565 SH SHARED 01 3,565 CROSS CTRY HEALTHCARE INC COM 227483104 6.26 870 SH SHARED 20 870 CROSS TIMBERS RTY TR TR UNIT 22757R109 1074.13 30,130 SH SHARED 01 30,130 CROSSTEX ENERGY INC COM 22765Y104 138.98 17,593 SH SHARED 01 17,593

CROSSTEX ENERGY INC COM 22765Y104 197.50 25,000 SH C SHARED 25,000 CROSSTEX ENERGY L P COM 22765U102 510.30 40,213 SH SHARED 01 40,213 CROWN CASTLE INTL CORP COM 228227104 3962.95 89,761 SH SHARED 01 89,761 CROWN CASTLE INTL CORP COM 228227104 4134.65 93,650 SH SHARED 20 93,650 CROWN CASTLE INTL CORP COM 228227104 7.68 174 SH SHARED 21 174 CROWN CASTLE INTL CORP COM 228227104 17.66 400 SH C SHARED 400 CROWN CASTLE INTL CORP COM 228227104 17.66 400 SH P SHARED 400 CROWN CASTLE INTL CORP COM 228227104 754.97 17,100 SH SHARED 17,100 CROWN CASTLE INTL CORP COM 228227104 1396.82 31,638 SH SHARED 31,638 CROWN HOLDINGS INC COM 228368106 8052.43 280,964 SH SHARED 01 280,964 CROWN HOLDINGS INC COM 228368106 28.66 1,000 SH P SHARED 1,000 CROWN HOLDINGS INC COM 228368106 209.22 7,300 SH C SHARED 7,300 CROWN HOLDINGS INC COM 228368106 292.33 10,200 SH SHARED 10,200 CROWN HOLDINGS INC COM 228368106 489.74 17,088 SH SHARED 17,088 CRUCELL N V SPONSORED ADR 228769105 665.13 19,998 SH SHARED 01 19,998 CRUCELL N V SPONSORED ADR 228769105 261.82 7,872 SH SHARED 7,872 CRUDE CARRIERS CORPORATION COM Y1820X106 905.31 50,295 SH SHARED 01 50,295 CRUDE CARRIERS CORPORATION COM Y1820X106 413.35 22,964 SH SHARED 22,964 CRYOLIFE INC COM 228903100 143.86 23,700 SH SHARED 01 23,700 CRYPTOLOGIC LIMITED SHS G3159C109 2.18 1,601 SH SOLE 1,601 CRYSTAL ROCK HLDGS INC COM 22940F103 0.30 432 SH SOLE 432 CRYSTALLEX INTL CORP COM 22942F101 2.91 7,650 SH SHARED 01 7,650 CSG SYS INTL INC COM 126349109 5.38 295 SH SHARED 21 295 CSG SYS INTL INC COM 126349109 3.65 200 SH P SHARED 200 CSG SYS INTL INC COM 126349109 319.83 17,544 SH SHARED 17,544 CSP INC COM 126389105 24.44 5,684 SH SOLE 5,684 CSX CORP COM 126408103 221.28 4,000 SH P SHARED 01 4,000 CSX CORP COM 126408103 68874.06 1,245,012 SH SHARED 01 1,245,012 CSX CORP COM 126408103 23.51 425 SH SHARED 20 425 CSX CORP COM 126408103 23.84 431 SH SHARED 21 431 CSX CORP COM 126408103 584.07 10,558 SH SHARED 10,558 CSX CORP COM 126408103 1322.15 23,900 SH SHARED 23,900 CSX CORP COM 126408103 6975.85 126,100 SH P SHARED 126,100 CSX CORP COM 126408103 34043.93 615,400 SH C SHARED 615,400 CSX CORP DBCV 10/3 126408GA5 1.99 1,000 PRN SHARED 01 1,000 CTC MEDIA INC COM 12642X106 47.24 2,153 SH SOLE 2,153 CTRIP COM INTL AMERICAN DEP LTD SHS 22943F100 1080.87 22,636 SH SHARED 01 22,636 CUBIC CORP COM 229669106 122.40 3,000 SH SHARED 01 3,000 CUBIC ENERGY INC COM 229675103 4.56 6,000 SH SHARED 01 6,000 CUBIC ENERGY INC COM 229675103 3.24 4,258 SH SHARED 4,258 CUBIST PHARMACEUTICALS INC COM 229678107 71.43 3,054 SH SHARED 01 3,054 CUBIST PHARMACEUTICALS INC COM 229678107 3087.48 132,000 SH SHARED 13 132,000 CUBIST PHARMACEUTICALS INC COM 229678107 14.03 600 SH P SHARED 600 CUBIST PHARMACEUTICALS INC COM 229678107 311.09 13,300 SH C SHARED 13,300 CUBIST PHARMACEUTICALS NOTE 2.250% INC 6/1 229678AC1 559.63 550,000 PRN SOLE 550,000 CULLEN FROST BANKERS INC COM 229899109 2135.73 39,646 SH SHARED 01 39,646 CULLEN FROST BANKERS INC COM 229899109 73.53 1,365 SH SHARED 20 1,365 CULLEN FROST BANKERS INC COM 229899109 6.14 114 SH SHARED 21 114 CULLEN FROST BANKERS INC COM 229899109 263.96 4,900 SH C SHARED 4,900

CULLEN FROST BANKERS INC COM 229899109 285.73 5,304 SH SHARED 5,304 CUMBERLAND PHARMACEUTICALS I COM 230770109 166.46 28,650 SH SHARED 01 28,650 CUMMINS INC COM 231021106 144.93 1,600 SH P SHARED 01 1,600 CUMMINS INC COM 231021106 41890.71 462,472 SH SHARED 01 462,472 CUMMINS INC COM 231021106 48.01 530 SH SHARED 20 530 CUMMINS INC COM 231021106 70.29 776 SH SHARED 21 776 CUMMINS INC COM 231021106 196.47 2,169 SH SHARED 2,169 CUMMINS INC COM 231021106 1134.06 12,520 SH SHARED 12,520 CUMMINS INC COM 231021106 8876.84 98,000 SH C SHARED 98,000 CUMMINS INC COM 231021106 19692.09 217,400 SH P SHARED 217,400 CUMULUS MEDIA INC CL A 231082108 2.63 935 SH SHARED 01 935 CUMULUS MEDIA INC CL A 231082108 2800.72 996,699 SH SHARED 996,699 CURIS INC COM 231269101 8.22 6,000 SH SHARED 01 6,000 CURRENCYSHARES AUSTRALIAN AUSTRALIAN DL DOL 23129U101 4505.36 46,447 SH SHARED 01 46,447 CURRENCYSHARES AUSTRALIAN AUSTRALIAN DL DOL 23129U101 1047.60 10,800 SH C SHARED 10,800 CURRENCYSHARES AUSTRALIAN AUSTRALIAN DL DOL 23129U101 1387.10 14,300 SH P SHARED 14,300 CURRENCYSHARES CDN DOLLAR CDN DLR TR SHS 23129X105 6603.31 68,329 SH SHARED 01 68,329 CURRENCYSHARES EURO TR EURO SHS 23130C108 2727.61 20,084 SH SHARED 01 20,084 CURRENCYSHARES EURO TR EURO SHS 23130C108 9588.19 70,600 SH C SHARED 70,600 CURRENCYSHARES EURO TR EURO SHS 23130C108 23603.78 173,800 SH P SHARED 173,800 CURRENCYSHARES MEXICAN PES MEXICAN PESO SH 23130H107 53.17 669 SH SHARED 01 669 CURRENCYSHARES RUSSIAN RUBLE SHS 23130M106 37.07 1,147 SH SOLE 1,147 CURRENCYSHARES SWEDISH KRONA SWEDISH KRONA 23129R108 407.78 2,760 SH SHARED 01 2,760 CURRENCYSHARES SWISS FRANC SWISS FRANC T SH 23129V109 3557.42 35,222 SH SHARED 01 35,222 CURRENCYSHARES SWISS FRANC SWISS FRANC T SH 23129V109 248.86 2,464 SH SHARED 2,464 CURRENCYSHARES SWISS FRANC SWISS FRANC T SH 23129V109 888.80 8,800 SH C SHARED 8,800 CURRENCYSHARES SWISS FRANC SWISS FRANC T SH 23129V109 1292.80 12,800 SH P SHARED 12,800 CURRENCYSHS BRIT POUND BRIT POUND STER STE 23129S106 186.97 1,196 SH SHARED 01 1,196 CURRENCYSHS BRIT POUND BRIT POUND STER STE 23129S106 1766.53 11,300 SH C SHARED 11,300 CURRENCYSHS BRIT POUND BRIT POUND STER STE 23129S106 2648.54 16,942 SH SHARED 16,942 CURRENCYSHS BRIT POUND BRIT POUND STER STE 23129S106 7753.97 49,600 SH P SHARED 49,600 CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 1167.08 9,843 SH SHARED 01 9,843 CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 1505.84 12,700 SH P SHARED 12,700 CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 4707.23 39,700 SH C SHARED 39,700 CURTISS WRIGHT CORP COM 231561101 1237.57 40,844 SH SHARED 01 40,844 CURTISS WRIGHT CORP COM 231561101 9.09 300 SH C SHARED 300 CUSHING MLP TOTAL RETURN FD COM SHS 231631102 326.85 38,864 SH SHARED 01 38,864 CUSHING MLP TOTAL RETURN FD COM SHS 231631102 4854.12 577,184 SH SHARED 577,184 CUTERA INC COM 232109108 14.18 1,750 SH SHARED 01 1,750 CVB FINL CORP COM 126600105 1492.46 198,730 SH SHARED 01 198,730 CVB FINL CORP COM 126600105 1.50 200 SH C SHARED 200 CVB FINL CORP COM 126600105 7.51 1,000 SH P SHARED 1,000 CVD EQUIPMENT CORP COM 126601103 3.67 793 SH SOLE 793 CVR ENERGY INC COM 12662P108 2.48 300 SH C SOLE 300 CVS CAREMARK CORPORATION COM 126650100 80346.75 2,553,122 SH SHARED 01 2,553,122 CVS CAREMARK CORPORATION COM 126650100 175.19 5,567 SH SHARED 21 5,567 CVS CAREMARK CORPORATION COM 126650100 2679.80 85,154 SH SHARED 85,154 CVS CAREMARK CORPORATION COM 126650100 14521.83 461,450 SH SHARED 461,450 CVS CAREMARK CORPORATION COM 126650100 14671.31 466,200 SH P SHARED 466,200

CVS CAREMARK CORPORATION COM 126650100 68900.42 2,189,400 SH C SHARED 2,189,400 CYBERONICS INC COM 23251P102 141.06 5,287 SH SHARED 01 5,287 CYBERONICS INC COM 23251P102 13.34 500 SH C SHARED 500 CYBERONICS INC COM 23251P102 60.38 2,263 SH SHARED 2,263 CYBERONICS INC COM 23251P102 120.06 4,500 SH P SHARED 4,500 CYBEROPTICS CORP COM 232517102 194.34 21,380 SH SHARED 01 21,380 CYBEROPTICS CORP COM 232517102 10.59 1,165 SH SHARED 1,165 CYBEX INTL INC COM 23252E106 5.36 3,390 SH SOLE 3,390 CYCLACEL PHARMACEUTICALS INC COM 23254L108 0.83 484 SH SOLE 484 CYMER INC COM 232572107 1227.20 33,096 SH SHARED 01 33,096 CYMER INC COM 232572107 74.16 2,000 SH C SHARED 2,000 CYMER INC COM 232572107 159.44 4,300 SH P SHARED 4,300 CYNOSURE INC CL A 232577205 12.76 1,250 SH SHARED 01 1,250 CYNOSURE INC CL A 232577205 382.88 37,500 SH SHARED 13 37,500 CYPRESS BIOSCIENCES INC COM PAR $.02 232674507 53.90 14,000 SH P SOLE 14,000 CYPRESS BIOSCIENCES INC COM PAR $.02 232674507 185.57 48,200 SH C SOLE 48,200 CYPRESS SEMICONDUCTOR CORP COM 232806109 1315.21 104,548 SH SHARED 01 104,548 CYPRESS SEMICONDUCTOR CORP COM 232806109 1187.55 94,400 SH P SHARED 94,400 CYPRESS SEMICONDUCTOR CORP COM 232806109 1703.33 135,400 SH C SHARED 135,400 CYPRESS SHARPRIDGE INVTS INC COM 23281A307 139.77 10,470 SH SHARED 01 10,470 CYPRESS SHARPRIDGE INVTS INC COM 23281A307 20.03 1,500 SH P SHARED 1,500 CYPRESS SHARPRIDGE INVTS INC COM 23281A307 30.71 2,300 SH C SHARED 2,300 CYTEC INDS INC COM 232820100 1719.59 30,500 SH SHARED 01 30,500 CYTEC INDS INC COM 232820100 33.83 600 SH P SHARED 600 CYTEC INDS INC COM 232820100 62.02 1,100 SH C SHARED 1,100 CYTEC INDS INC COM 232820100 978.14 17,349 SH SHARED 17,349 CYTOKINETICS INC COM 23282W100 42.50 16,100 SH SHARED 01 16,100 CYTOKINETICS INC COM 23282W100 790.42 299,400 SH SHARED 13 299,400 CYTOMEDIX INC COM NEW 23283B204 5.41 10,672 SH SOLE 10,672 CYTORI THERAPEUTICS *W EXP INC 09/13/201 23283K113 1.35 448 SH SOLE 448 CYTORI THERAPEUTICS INC COM 23283K105 39.03 7,982 SH SHARED 01 7,982 CYTORI THERAPEUTICS INC COM 23283K105 31.79 6,500 SH C SHARED 6,500 CYTORI THERAPEUTICS INC COM 23283K105 102.69 21,000 SH P SHARED 21,000 CYTORI THERAPEUTICS INC COM 23283K105 130.35 26,657 SH SHARED 26,657 CYTRX CORP COM NEW 232828301 0.06 75 SH SHARED 01 75 D MEDICAL INDUSTRIES LTD SHS M28091102 3.40 670 SH SOLE 670 D R HORTON INC COM 23331A109 518.03 46,585 SH SHARED 01 46,585 D R HORTON INC COM 23331A109 45.65 4,105 SH SHARED 20 4,105 D R HORTON INC COM 23331A109 17.85 1,605 SH SHARED 1,605 D R HORTON INC COM 23331A109 143.45 12,900 SH SHARED 12,900 D R HORTON INC COM 23331A109 286.90 25,800 SH P SHARED 25,800 D R HORTON INC COM 23331A109 879.59 79,100 SH C SHARED 79,100 DAILY JOURNAL CORP COM 233912104 14.40 200 SH SHARED 01 200 DAILY JOURNAL CORP COM 233912104 5.69 79 SH SHARED 79 DAKTRONICS INC COM 234264109 28.13 2,865 SH SHARED 01 2,865 DAKTRONICS INC COM 234264109 3.42 348 SH SHARED 21 348 DAKTRONICS INC COM 234264109 19.64 2,000 SH P SHARED 2,000 DAKTRONICS INC COM 234264109 47.36 4,823 SH SHARED 4,823 DANA HLDG CORP COM 235825205 14.89 1,209 SH SHARED 01 1,209

DANA HLDG CORP COM 235825205 12.32 1,000 SH C SHARED 1,000 DANAHER CORP DEL COM 235851102 28572.51 703,583 SH SHARED 01 703,583 DANAHER CORP DEL COM 235851102 1700.54 41,875 SH SHARED 20 41,875 DANAHER CORP DEL COM 235851102 83.17 2,048 SH SHARED 21 2,048 DANAHER CORP DEL COM 235851102 391.60 9,643 SH SHARED 9,643 DANAHER CORP DEL COM 235851102 1243.88 30,630 SH SHARED 30,630 DANAHER CORP DEL COM 235851102 11407.35 280,900 SH C SHARED 280,900 DANAHER CORP DEL COM 235851102 14891.69 366,700 SH P SHARED 366,700 DANAHER CORP DEL NOTE 1/2 235851AF9 14.16 12,000 PRN SHARED 01 12,000 DANAOS CORPORATION SHS Y1968P105 106.93 24,137 SH SOLE 24,137 DANVERS BANCORP INC COM 236442109 35.87 2,340 SH SHARED 01 2,340 DANVERS BANCORP INC COM 236442109 2.07 135 SH SHARED 21 135 DARA BIOSCIENCES INC COM NEW 23703P205 4.70 1,965 SH SOLE 1,965 DARDEN RESTAURANTS INC COM 237194105 13108.56 306,418 SH SHARED 01 306,418 DARDEN RESTAURANTS INC COM 237194105 99.25 2,320 SH SHARED 20 2,320 DARDEN RESTAURANTS INC COM 237194105 154.01 3,600 SH P SHARED 3,600 DARDEN RESTAURANTS INC COM 237194105 363.63 8,500 SH SHARED 8,500 DARDEN RESTAURANTS INC COM 237194105 1279.12 29,900 SH C SHARED 29,900 DARDEN RESTAURANTS INC COM 237194105 3752.53 87,717 SH SHARED 87,717 DARLING INTL INC COM 237266101 12.67 1,487 SH SHARED 01 1,487 DARLING INTL INC COM 237266101 14.48 1,700 SH P SHARED 1,700 DARLING INTL INC COM 237266101 294.06 34,514 SH SHARED 34,514 DARLING INTL INC COM 237266101 856.26 100,500 SH C SHARED 100,500 DATARAM CORP COM PAR $1 238108203 5.17 2,991 SH SOLE 2,991 DATAWATCH CORP COM NEW 237917208 2.78 960 SH SOLE 960 DAVITA INC COM 23918K108 2277.85 32,998 SH SHARED 01 32,998 DAVITA INC COM 23918K108 338.25 4,900 SH SHARED 4,900 DAVITA INC COM 23918K108 5757.10 83,400 SH C SHARED 83,400 DAWSON GEOPHYSICAL CO COM 239359102 297.73 11,172 SH SHARED 01 11,172 DAWSON GEOPHYSICAL CO COM 239359102 5.14 193 SH SHARED 21 193 DAYSTAR TECHNOLOGIES INC COM NEW 23962Q308 2.83 1,600 SH SOLE 1,600 DCA TOTAL RETURN FD COM 233066109 12.36 4,054 SH SHARED 01 4,054 DCP MIDSTREAM COM UT LTD PARTNERS LP PTN 23311P100 2656.68 79,304 SH SHARED 01 79,304 DCP MIDSTREAM COM UT LTD PARTNERS LP PTN 23311P100 46.90 1,400 SH C SHARED 1,400 DCP MIDSTREAM COM UT LTD PARTNERS LP PTN 23311P100 53.60 1,600 SH P SHARED 1,600 DCP MIDSTREAM COM UT LTD PARTNERS LP PTN 23311P100 3496.16 104,363 SH SHARED 104,363 DCT INDUSTRIAL TRUST INC COM 233153105 856.13 178,733 SH SHARED 01 178,733 DCT INDUSTRIAL TRUST INC COM 233153105 48.06 10,033 SH SHARED 10,033 DCT INDUSTRIAL TRUST INC COM 233153105 620.91 129,627 SH SHARED 129,627 DEALERTRACK HLDGS INC COM 242309102 0.58 34 SH SHARED 01 34 DEAN FOODS CO NEW COM 242370104 1421.39 139,215 SH SHARED 01 139,215 DEAN FOODS CO NEW COM 242370104 122.52 12,000 SH C SHARED 12,000 DEAN FOODS CO NEW COM 242370104 126.60 12,400 SH SHARED 12,400 DEAN FOODS CO NEW COM 242370104 5525.65 541,200 SH P SHARED 541,200 DEAN FOODS CO NEW COM 242370104 10800.85 1,057,870 SH SHARED 1,057,870 DEARBORN BANCORP INC COM 24242R108 2.43 1,358 SH SOLE 1,358 DECKERS OUTDOOR CORP COM 243537107 3319.54 66,444 SH SHARED 01 66,444 DECKERS OUTDOOR CORP COM 243537107 7.89 158 SH SHARED 21 158 DECKERS OUTDOOR CORP COM 243537107 164.87 3,300 SH P SHARED 3,300

DECKERS OUTDOOR CORP COM 243537107 433.15 8,670 SH SHARED 8,670 DECKERS OUTDOOR CORP COM 243537107 479.77 9,603 SH C SHARED 9,603 DECORATOR INDS INC COM PAR $0.20 243631207 2.14 1,538 SH SOLE 1,538 DEER CONSUMER PRODS INC COM NEW 24379J200 789.01 82,103 SH SHARED 01 82,103 DEER CONSUMER PRODS INC COM NEW 24379J200 107.27 11,162 SH SHARED 11,162 DEERE & CO COM 244199105 31664.42 453,775 SH SHARED 01 453,775 DEERE & CO COM 244199105 90.57 1,298 SH SHARED 21 1,298 DEERE & CO COM 244199105 2224.59 31,880 SH SHARED 31,880 DEERE & CO COM 244199105 19313.99 276,784 SH SHARED 276,784 DEERE & CO COM 244199105 61469.20 880,900 SH P SHARED 880,900 DEERE & CO COM 244199105 190021.62 2,723,153 SH C SHARED 2,723,153 DEERFIELD CAPITAL CORP COM NEW 244331302 14.63 2,142 SH SOLE 2,142 DEHAIER MEDICAL SYSTEMS LIMI SHS G27010100 3.19 608 SH SOLE 608 DEJOUR ENTERPRISES LTD COM NEW 244866208 1.24 4,000 SH SHARED 01 4,000 DEJOUR ENTERPRISES LTD COM NEW 244866208 37.16 119,881 SH SHARED 119,881 DEL MONTE FOODS CO COM 24522P103 2171.29 165,621 SH SHARED 01 165,621 DEL MONTE FOODS CO COM 24522P103 24.91 1,900 SH P SHARED 1,900 DEL MONTE FOODS CO COM 24522P103 94.39 7,200 SH C SHARED 7,200 DEL MONTE FOODS CO COM 24522P103 327.20 24,958 SH SHARED 24,958 DELAWAR INVTS AZ MUN INCOME COM 246100101 206.94 15,630 SH SHARED 01 15,630 DELAWAR INVTS AZ MUN INCOME COM 246100101 10.57 798 SH SHARED 798 DELAWARE ENHANCED GBL DIV & COM 246060107 32.27 2,523 SH SHARED 01 2,523 DELAWARE ENHANCED GBL DIV & COM 246060107 22.75 1,779 SH SHARED 1,779 DELAWARE INV CO MUN INC FD I COM 246101109 18.40 1,322 SH SOLE 1,322 DELAWARE INV GLBL DIV & INC COM 245916101 68.50 9,800 SH SHARED 01 9,800 DELAWARE INV MN MUN INC FD I COM 24610V103 464.61 35,187 SH SHARED 01 35,187 DELAWARE INV MN MUN INC FD I COM 24610V103 19.37 1,467 SH SHARED 1,467 DELAWARE INVT NAT MUNI INC F SH BEN INT 24610T108 14.20 1,084 SH SHARED 01 1,084 DELAWARE INVT NAT MUNI INC F SH BEN INT 24610T108 69.71 5,321 SH SHARED 5,321 DELAWARE INVTS DIV & INCOME COM 245915103 622.81 84,050 SH SHARED 01 84,050 DELAWARE INVTS DIV & INCOME COM 245915103 4.95 668 SH SHARED 668 DELCATH SYS INC COM 24661P104 23.04 3,200 SH SHARED 01 3,200 DELCATH SYS INC COM 24661P104 223.92 31,100 SH C SHARED 31,100 DELCATH SYS INC COM 24661P104 226.80 31,500 SH P SHARED 31,500 DELCATH SYS INC COM 24661P104 390.56 54,244 SH SHARED 54,244 DELEK US HLDGS INC COM 246647101 7.16 1,000 SH SHARED 01 1,000 DELEK US HLDGS INC COM 246647101 3.58 500 SH C SHARED 500 DELIA'S INC NEW COM 246911101 5.78 3,056 SH SOLE 3,056 DELL INC COM 24702R101 9245.07 712,804 SH SHARED 01 712,804 DELL INC COM 24702R101 272.37 21,000 SH SHARED 20 21,000 DELL INC COM 24702R101 8.00 617 SH SHARED 21 617 DELL INC COM 24702R101 1607.29 123,924 SH SHARED 123,924 DELL INC COM 24702R101 13364.29 1,030,400 SH P SHARED 1,030,400 DELL INC COM 24702R101 19282.68 1,486,714 SH SHARED 1,486,714 DELL INC COM 24702R101 35118.87 2,707,700 SH C SHARED 2,707,700 DELPHI FINL GROUP INC CL A 247131105 767.99 30,732 SH SHARED 01 30,732 DELPHI FINL GROUP INC CL A 247131105 9.30 372 SH SHARED 21 372 DELPHI FINL GROUP INC CL A 247131105 2.50 100 SH C SHARED 100 DELTA AIR LINES INC DEL COM NEW 247361702 3476.48 298,667 SH SHARED 01 298,667

DELTA AIR LINES INC DEL COM NEW 247361702 20.30 1,744 SH SHARED 21 1,744 DELTA AIR LINES INC DEL COM NEW 247361702 38.41 3,300 SH SHARED 3,300 DELTA AIR LINES INC DEL COM NEW 247361702 40789.39 3,504,243 SH SHARED 3,504,243 DELTA AIR LINES INC DEL COM NEW 247361702 43261.22 3,716,600 SH C SHARED 3,716,600 DELTA AIR LINES INC DEL COM NEW 247361702 119541.64 10,269,900 SH P SHARED 10,269,900 DELTA NAT GAS INC COM 247748106 663.92 21,591 SH SHARED 01 21,591 DELTA NAT GAS INC COM 247748106 29.46 958 SH SHARED 958 DELTA PETE CORP COM NEW 247907207 0.22 277 SH SHARED 01 277 DELTA PETE CORP COM NEW 247907207 9.13 11,600 SH C SHARED 11,600 NOTE 3.750% DELTA PETE CORP 5/0 247907AD0 0.79 1,000 PRN SHARED 01 1,000 DELTIC TIMBER CORP COM 247850100 4.48 100 SH SHARED 01 100 DELTIC TIMBER CORP COM 247850100 3.05 68 SH SHARED 68 DELUXE CORP COM 248019101 1280.73 66,949 SH SHARED 01 66,949 DELUXE CORP COM 248019101 28.70 1,500 SH P SHARED 1,500 DELUXE CORP COM 248019101 78.43 4,100 SH C SHARED 4,100 DEMANDTEC INC COM NEW 24802R506 65.59 6,970 SH SOLE 6,970 DENALI FD INC COM 24823A102 25.93 1,697 SH SOLE 1,697 DENBURY RES INC COM NEW 247916208 3402.06 214,101 SH SHARED 01 214,101 DENBURY RES INC COM NEW 247916208 85.81 5,400 SH C SHARED 5,400 DENBURY RES INC COM NEW 247916208 236.76 14,900 SH SHARED 14,900 DENBURY RES INC COM NEW 247916208 247.88 15,600 SH P SHARED 15,600 DENDREON CORP COM 24823Q107 2133.82 51,817 SH SHARED 01 51,817 DENDREON CORP COM 24823Q107 4422.73 107,400 SH SHARED 13 107,400 DENDREON CORP COM 24823Q107 1599.51 38,842 SH SHARED 38,842 DENDREON CORP COM 24823Q107 14108.27 342,600 SH P SHARED 342,600 DENDREON CORP COM 24823Q107 25832.21 627,300 SH C SHARED 627,300 DENISON MINES CORP COM 248356107 40.23 24,380 SH SHARED 01 24,380 DENISON MINES CORP COM 248356107 5.28 3,200 SH C SHARED 3,200 DENISON MINES CORP COM 248356107 385.62 233,710 SH SHARED 233,710 DENNYS CORP COM 24869P104 1.87 600 SH C SHARED 600 DENNYS CORP COM 24869P104 3.11 1,000 SH SHARED 1,000 DENTSPLY INTL INC NEW COM 249030107 3396.68 106,246 SH SHARED 01 106,246 DENTSPLY INTL INC NEW COM 249030107 204.29 6,390 SH SHARED 20 6,390 DENTSPLY INTL INC NEW COM 249030107 15.76 493 SH SHARED 21 493 DENTSPLY INTL INC NEW COM 249030107 25.58 800 SH C SHARED 800 DENTSPLY INTL INC NEW COM 249030107 246.17 7,700 SH SHARED 7,700 DENTSPLY INTL INC NEW COM 249030107 426.67 13,346 SH SHARED 13,346 DEPOMED INC COM 249908104 4.48 1,000 SH SHARED 01 1,000 DEPOMED INC COM 249908104 7.62 1,700 SH C SHARED 1,700 DEPOMED INC COM 249908104 296.51 66,185 SH SHARED 66,185 DESARROLLADORA HOMEX S A DE SPONSORED ADR 25030W100 1.97 61 SH SHARED 01 61 DESARROLLADORA HOMEX S A DE SPONSORED ADR 25030W100 344.25 10,635 SH SHARED 20 10,635 DESARROLLADORA HOMEX S A DE SPONSORED ADR 25030W100 23.99 741 SH SHARED 21 741 DESARROLLADORA HOMEX S A DE SPONSORED ADR 25030W100 17.64 545 SH SHARED 545 DESCARTES SYS GROUP INC COM 249906108 6.05 941 SH SOLE 941 DESWELL INDS INC COM 250639101 0.29 99 SH SOLE 99 DEUTSCHE BANK AG NAMEN AKT D18190898 2271.19 41,347 SH SHARED 01 41,347 DEUTSCHE BANK AG NAMEN AKT D18190898 2008.19 36,559 SH SHARED 17 36,559 DEUTSCHE BANK AG NAMEN AKT D18190898 41.14 749 SH SHARED 21 749

DEUTSCHE BANK AG NAMEN AKT D18190898 11388.64 207,330 SH SHARED 207,330 DEUTSCHE BANK AG NAMEN AKT D18190898 94620.83 1,722,571 SH C SHARED 1,722,571 DEUTSCHE BANK AG NAMEN AKT D18190898 98597.88 1,794,973 SH SHARED 1,794,973 DEUTSCHE BANK AG NAMEN AKT D18190898 168924.64 3,075,271 SH P SHARED 3,075,271 DEUTSCHE BK AG LDN BRH BG SML ETN 25154H590 7.58 657 SH SOLE 657 DEUTSCHE BK AG LDN BRH BG TTL ETN 25154H582 10.60 945 SH SOLE 945 DEUTSCHE BK AG PS AGRI DL LDN BRH ETN 25154H558 32.20 3,230 SH SOLE 3,230 DEUTSCHE BK AG PS AGRI DS LDN BRH ETN 25154H566 9.74 325 SH SOLE 325 DEUTSCHE BK AG PS CMDT DL LDN BRH ETN 25154H475 3.72 471 SH SOLE 471 DEUTSCHE BK AG PS CMDT DS LDN BRH ETN 25154H483 53.34 1,166 SH SOLE 1,166 DEUTSCHE BK AG PS CMDT LG LDN BRH ETN 25154H459 1.53 95 SH SOLE 95 DEUTSCHE BK AG PS CMDTY SH LDN BRH ETN 25154H467 38.24 1,051 SH SOLE 1,051 DEUTSCHE BK AG PS GOLD DL LDN BRH ETN 25154H749 510.09 13,914 SH SOLE 13,914 DEUTSCHE BK AG PSHS AGRI LDN BRH SHR38 25154H541 30.73 1,026 SH SOLE 1,026 DEUTSCHE BK AG DB 3X LONG LONDON BRH UST 25154N522 8.88 300 SH SOLE 300 DEUTSCHE BK AG MTL SHRT LONDON BRH ETN38 25154K833 24.26 1,166 SH SOLE 1,166 DEUTSCHE BK AG MTLS DBL LONDON BRH ETN38 25154K841 11.96 761 SH SOLE 761 DEUTSCHE BK AG PS CR OIL LG LONDON BRH ETN 25154K866 14.31 1,147 SH SOLE 1,147 DEUTSCHE BK AG PS CR OIL SH LONDON BRH ETN 25154K874 102.65 2,035 SH SOLE 2,035 DEVELOPERS DIVERSIFIED RLTY COM 251591103 465.64 41,501 SH SHARED 01 41,501 DEVELOPERS DIVERSIFIED RLTY COM 251591103 13.46 1,200 SH P SHARED 1,200 DEVELOPERS DIVERSIFIED RLTY COM 251591103 201.85 17,990 SH SHARED 17,990 DEVELOPERS DIVERSIFIED RLTY COM 251591103 265.91 23,700 SH C SHARED 23,700 DEVELOPERS DIVERSIFIED RLTY COM 251591103 1691.64 150,770 SH SHARED 150,770 DEVON ENERGY CORP NEW COM 25179M103 37696.22 582,271 SH SHARED 01 582,271 DEVON ENERGY CORP NEW COM 25179M103 239.21 3,695 SH SHARED 20 3,695 DEVON ENERGY CORP NEW COM 25179M103 31.98 494 SH SHARED 21 494 DEVON ENERGY CORP NEW COM 25179M103 1929.25 29,800 SH SHARED 29,800 DEVON ENERGY CORP NEW COM 25179M103 3642.60 56,265 SH SHARED 56,265 DEVON ENERGY CORP NEW COM 25179M103 10908.69 168,500 SH P SHARED 168,500 DEVON ENERGY CORP NEW COM 25179M103 153151.21 2,365,635 SH C SHARED 2,365,635 DEVRY INC DEL COM 251893103 2413.21 49,039 SH SHARED 01 49,039 DEVRY INC DEL COM 251893103 49.21 1,000 SH C SHARED 1,000 DEVRY INC DEL COM 251893103 177.16 3,600 SH P SHARED 3,600 DEVRY INC DEL COM 251893103 226.37 4,600 SH SHARED 4,600 DEVRY INC DEL COM 251893103 906.20 18,415 SH SHARED 18,415 DEX ONE CORP COM 25212W100 52.50 4,275 SH SHARED 01 4,275 DEX ONE CORP COM 25212W100 1856.26 151,161 SH SHARED 151,161 DEXCOM INC COM 252131107 32.98 2,495 SH SHARED 01 2,495 DG FASTCHANNEL INC COM 23326R109 2.52 116 SH SHARED 01 116 DG FASTCHANNEL INC COM 23326R109 50.03 2,300 SH C SHARED 2,300 DG FASTCHANNEL INC COM 23326R109 50.03 2,300 SH P SHARED 2,300 DG FASTCHANNEL INC COM 23326R109 7470.69 343,480 SH SHARED 343,480 DHT HOLDINGS INC COM Y2065G105 991.67 240,113 SH SHARED 01 240,113 DHT HOLDINGS INC COM Y2065G105 0.83 200 SH P SHARED 200 DHT HOLDINGS INC COM Y2065G105 2.48 600 SH C SHARED 600 DIAGEO P L C SPON ADR NEW 25243Q205 29618.19 429,187 SH SHARED 01 429,187 DIAGEO P L C SPON ADR NEW 25243Q205 1.17 17 SH SHARED 21 17 DIAGEO P L C SPON ADR NEW 25243Q205 389.15 5,639 SH SHARED 5,639

DIAMOND FOODS INC COM 252603105 3874.50 94,523 SH SHARED 01 94,523 DIAMOND FOODS INC COM 252603105 13.16 321 SH SHARED 21 321 DIAMOND FOODS INC COM 252603105 40.99 1,000 SH C SHARED 1,000 DIAMOND HILL INVESTMENT GROU COM NEW 25264R207 21.90 300 SH SHARED 01 300 DIAMOND MGMT & TECHNOLOGY CO COM 25269L106 38.63 3,090 SH SHARED 01 3,090 DIAMOND MGMT & TECHNOLOGY CO COM 25269L106 3775.43 302,034 SH SHARED 302,034 DIAMOND OFFSHORE DRILLING IN COM 25271C102 11945.14 176,260 SH SHARED 01 176,260 DIAMOND OFFSHORE DRILLING IN COM 25271C102 271.08 4,000 SH SHARED 4,000 DIAMOND OFFSHORE DRILLING IN COM 25271C102 736.46 10,867 SH SHARED 10,867 DIAMOND OFFSHORE DRILLING IN COM 25271C102 5157.30 76,100 SH P SHARED 76,100 DIAMOND OFFSHORE DRILLING IN COM 25271C102 8105.29 119,600 SH C SHARED 119,600 DIAMONDROCK HOSPITALITY CO COM 252784301 160.52 16,915 SH SHARED 01 16,915 DIAMONDROCK HOSPITALITY CO COM 252784301 5.42 571 SH SHARED 21 571 DIAMONDROCK HOSPITALITY CO COM 252784301 70.62 7,442 SH SHARED 7,442 DIANA SHIPPING INC COM Y2066G104 2832.09 222,999 SH SHARED 01 222,999 DIANA SHIPPING INC COM Y2066G104 75.97 5,982 SH SHARED 5,982 DIANA SHIPPING INC COM Y2066G104 210.82 16,600 SH C SHARED 16,600 DIANA SHIPPING INC COM Y2066G104 290.83 22,900 SH P SHARED 22,900 DICE HLDGS INC COM 253017107 14.58 1,719 SH SOLE 1,719 DICKS SPORTING GOODS INC COM 253393102 2214.68 78,983 SH SHARED 01 78,983 DICKS SPORTING GOODS INC COM 253393102 47.67 1,700 SH P SHARED 1,700 DICKS SPORTING GOODS INC COM 253393102 100.94 3,600 SH C SHARED 3,600 DICKS SPORTING GOODS INC COM 253393102 142.42 5,079 SH SHARED 5,079 DIEBOLD INC COM 253651103 2652.41 85,314 SH SHARED 01 85,314 DIEBOLD INC COM 253651103 27.98 900 SH C SHARED 900 DIEBOLD INC COM 253651103 661.41 21,274 SH SHARED 21,274 DIGIMARC CORP NEW COM 25381B101 25.81 1,100 SH SHARED 01 1,100 DIGITAL ALLY INC COM 25382P109 10.64 5,540 SH SOLE 5,540 DIGITAL ANGEL CORP NEW COM NEW 25383A200 1.73 3,398 SH SOLE 3,398 DIGITAL PWR CORP COM 253862106 6.40 5,928 SH SOLE 5,928 DIGITAL RIV INC COM 25388B104 445.31 13,082 SH SHARED 01 13,082 DIGITAL RIV INC COM 25388B104 255.30 7,500 SH SHARED 7,500 DIGITAL RIV INC COM 25388B104 527.62 15,500 SH P SHARED 15,500 DIGITAL RIV INC COM 25388B104 1065.45 31,300 SH C SHARED 31,300 NOTE 1.250% DIGITAL RIV INC 1/0 25388BAB0 1.05 1,000 PRN SHARED 01 1,000 DIGITAL RLTY TR INC COM 253868103 3454.09 55,982 SH SHARED 01 55,982 DIGITAL RLTY TR INC COM 253868103 19.62 318 SH SHARED 21 318 DIGITAL RLTY TR INC COM 253868103 49.36 800 SH C SHARED 800 DIGITAL RLTY TR INC COM 253868103 124.76 2,022 SH SHARED 2,022 DIGITAL RLTY TR INC COM 253868103 3576.26 57,962 SH SHARED 57,962 DIGITALGLOBE INC COM NEW 25389M877 3.04 100 SH SHARED 01 100 DIGITALGLOBE INC COM NEW 25389M877 27.36 900 SH P SHARED 900 DIGITALGLOBE INC COM NEW 25389M877 91.20 3,000 SH C SHARED 3,000 DILLARDS INC CL A 254067101 594.85 25,163 SH SHARED 01 25,163 DILLARDS INC CL A 254067101 3.50 148 SH SHARED 21 148 DILLARDS INC CL A 254067101 231.67 9,800 SH P SHARED 9,800 DILLARDS INC CL A 254067101 479.89 20,300 SH C SHARED 20,300 DIME CMNTY BANCSHARES COM 253922108 3412.93 246,243 SH SHARED 01 246,243 DIME CMNTY BANCSHARES COM 253922108 34.66 2,501 SH SHARED 21 2,501

DIME CMNTY BANCSHARES COM 253922108 9.12 658 SH SHARED 658 DINEEQUITY INC COM 254423106 311.94 6,935 SH SHARED 01 6,935 DINEEQUITY INC COM 254423106 760.16 16,900 SH P SHARED 16,900 DINEEQUITY INC COM 254423106 2001.61 44,500 SH C SHARED 44,500 DIODES INC COM 254543101 222.60 13,025 SH SHARED 01 13,025 DIODES INC COM 254543101 3.42 200 SH C SHARED 200 DIODES INC COM 254543101 10.25 600 SH P SHARED 600 DIODES INC COM 254543101 91.81 5,372 SH SHARED 5,372 NOTE DIODES INC 2.250%10/0 254543AA9 10.05 10,000 PRN SHARED 01 10,000 DIONEX CORP COM 254546104 1601.82 18,531 SH SHARED 01 18,531 DIONEX CORP COM 254546104 39.68 459 SH SHARED 21 459 DIONEX CORP COM 254546104 50.31 582 SH SHARED 582 DIRECTV COM CL A 25490A101 29952.33 719,489 SH SHARED 01 719,489 DIRECTV COM CL A 25490A101 172.14 4,135 SH SHARED 21 4,135 DIRECTV COM CL A 25490A101 0.29 7 SH SHARED 7 DIRECTV COM CL A 25490A101 2279.12 54,747 SH SHARED 54,747 DIRECTV COM CL A 25490A101 5724.13 137,500 SH C SHARED 137,500 DIRECTV COM CL A 25490A101 6927.23 166,400 SH P SHARED 166,400 DIREXION SHS 2YR TRES ETF TR BLL3X 25459W615 2.07 50 SH SOLE 50 DIREXION SHS 2YR TRS ETF TR BEAR3X 25459W599 43.03 1,130 SH SOLE 1,130 DIREXION SHS ETF TR 30YR BEAR ETF 25459W532 155.25 4,600 SH P SOLE 4,600 DIREXION SHS ETF TR 30YR BEAR ETF 25459W532 172.13 5,100 SH C SOLE 5,100 DIREXION SHS 30YR TREAS ETF TR ETF 25459W540 130.91 2,624 SH SOLE 2,624 DIREXION SHS BRIC BEAR ETF TR 2XSH 25459W359 10.65 343 SH SOLE 343 DIREXION SHS BRIC BULL ETF TR 2XSH 25459W367 20.89 502 SH SOLE 502 DIREXION SHS DLY DEV MKT ETF TR BULL 25459W789 135.86 2,324 SH SOLE 2,324 DIREXION SHS DLY EM BR3X ETF TR NEW 25459W482 137.39 5,100 SH P SOLE 5,100 DIREXION SHS DLY EM BR3X ETF TR NEW 25459W482 228.99 8,500 SH C SOLE 8,500 DIREXION SHS DLY EMRGMKT ETF TR BULL 25459W300 834.34 24,100 SH C SOLE 24,100 DIREXION SHS DLY EMRGMKT ETF TR BULL 25459W300 837.80 24,200 SH P SOLE 24,200 DIREXION SHS DLY ENRGY ETF TR BEAR3X 25459W342 127.61 2,960 SH C SOLE 2,960 DIREXION SHS DLY ENRGY ETF TR BEAR3X 25459W342 134.50 3,120 SH P SOLE 3,120 DIREXION SHS DLY ENRGY ETF TR BEAR3X 25459W342 182.96 4,244 SH SOLE 4,244 DIREXION SHS DLY ENRGY ETF TR BULL3X 25459W888 882.00 26,691 SH SOLE 26,691 DIREXION SHS DLY ENRGY ETF TR BULL3X 25459W888 1361.45 41,200 SH C SOLE 41,200 DIREXION SHS DLY ENRGY ETF TR BULL3X 25459W888 2319.76 70,200 SH P SOLE 70,200 DIREXION SHS DLY FIN BEAR ETF TR NEW 25459W490 0.27 20 SH SHARED 01 20 DIREXION SHS DLY FIN BEAR ETF TR NEW 25459W490 1749.95 130,779 SH SHARED 130,779 DIREXION SHS DLY FIN BEAR ETF TR NEW 25459W490 2282.80 170,600 SH P SHARED 170,600 DIREXION SHS DLY FIN BEAR ETF TR NEW 25459W490 9240.92 690,600 SH C SHARED 690,600 DIREXION SHS DLY FIN BULL ETF TR NEW 25459W516 725.67 34,005 SH SHARED 34,005 DIREXION SHS DLY FIN BULL ETF TR NEW 25459W516 8086.26 378,925 SH C SHARED 378,925 DIREXION SHS DLY FIN BULL ETF TR NEW 25459W516 8396.22 393,450 SH P SHARED 393,450 DIREXION SHS DLY LRG CAP ETF TR BEAR 25459W854 106.81 8,600 SH P SOLE 8,600 DIREXION SHS DLY LRG CAP ETF TR BEAR 25459W854 437.18 35,200 SH C SOLE 35,200 DIREXION SHS DLY LRG CAP ETF TR BEAR 25459W854 487.56 39,256 SH SOLE 39,256 DIREXION SHS DLY LRG CAP ETF TR BULL 25459W862 375.16 7,112 SH SOLE 7,112 DIREXION SHS DLY LRG CAP ETF TR BULL 25459W862 1287.10 24,400 SH C SOLE 24,400 DIREXION SHS DLY LRG CAP ETF TR BULL 25459W862 1329.30 25,200 SH P SOLE 25,200

DIREXION SHS DLY MC3X SHS ETF TR NEW 25459W524 104.82 7,514 SH SOLE 7,514 DIREXION SHS DLY R/E ETF TR BEAR3X 25459W334 16.61 700 SH C SOLE 700 DIREXION SHS DLY R/E ETF TR BEAR3X 25459W334 18.63 785 SH SOLE 785 DIREXION SHS DLY R/E ETF TR BEAR3X 25459W334 21.83 920 SH P SOLE 920 DIREXION SHS DLY R/E ETF TR BULL3X 25459W755 92.35 1,950 SH SOLE 1,950 DIREXION SHS DLY R/E ETF TR BULL3X 25459W755 165.76 3,500 SH C SOLE 3,500 DIREXION SHS DLY R/E ETF TR BULL3X 25459W755 729.34 15,400 SH P SOLE 15,400 DIREXION SHS DLY SCOND ETF TR 3XBR 25459W441 28.59 1,000 SH P SOLE 1,000 DIREXION SHS DLY SCOND ETF TR 3XBR 25459W441 55.50 1,941 SH SOLE 1,941 DIREXION SHS DLY SCOND ETF TR 3XBU 25459W458 37.28 1,196 SH SOLE 1,196 DIREXION SHS DLY SMCAP ETF TR BEAR3X 25459W326 44.12 1,700 SH SHARED 01 1,700 DIREXION SHS DLY SMCAP ETF TR BEAR3X 25459W326 1152.98 44,431 SH SHARED 44,431 DIREXION SHS DLY SMCAP ETF TR BEAR3X 25459W326 1523.99 58,728 SH P SHARED 58,728 DIREXION SHS DLY SMCAP ETF TR BEAR3X 25459W326 1791.28 69,028 SH C SHARED 69,028 DIREXION SHS DLY SMCAP ETF TR BULL3X 25459W847 211.39 4,492 SH SOLE 4,492 DIREXION SHS DLY SMCAP ETF TR BULL3X 25459W847 2564.77 54,500 SH C SOLE 54,500 DIREXION SHS DLY SMCAP ETF TR BULL3X 25459W847 3063.61 65,100 SH P SOLE 65,100 DIREXION SHS DLY TECH ETF TR BEAR 3X 25459W318 10.22 300 SH P SOLE 300 DIREXION SHS DLY TECH ETF TR BEAR 3X 25459W318 20.44 600 SH C SOLE 600 DIREXION SHS DLY TECH ETF TR BEAR 3X 25459W318 135.53 3,978 SH SOLE 3,978 DIREXION SHS DLY TECH ETF TR BULL 3X 25459W102 514.81 15,290 SH SOLE 15,290 DIREXION SHS DLY TECH ETF TR BULL 3X 25459W102 521.89 15,500 SH C SOLE 15,500 DIREXION SHS DLY TECH ETF TR BULL 3X 25459W102 956.23 28,400 SH P SOLE 28,400 DIREXION SHS LATN AM ETF TR BEAR3X 25459W649 6.91 297 SH SOLE 297 DIREXION SHS LATN AM ETF TR BULL3X 25459W698 82.30 2,248 SH SOLE 2,248 DIREXION SHS NAT GS BULL ETF TR 2X 25459W227 4.65 115 SH SOLE 115 DISCOVER FINL SVCS COM 254709108 3068.64 183,971 SH SHARED 01 183,971 DISCOVER FINL SVCS COM 254709108 4717.97 282,852 SH SHARED 20 282,852 DISCOVER FINL SVCS COM 254709108 27.89 1,672 SH SHARED 21 1,672 DISCOVER FINL SVCS COM 254709108 108.42 6,500 SH P SHARED 6,500 DISCOVER FINL SVCS COM 254709108 552.78 33,140 SH SHARED 33,140 DISCOVER FINL SVCS COM 254709108 8990.52 539,000 SH C SHARED 539,000 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 3550.20 81,520 SH SHARED 01 81,520 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 2379.35 54,635 SH SHARED 20 54,635 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 32.53 747 SH SHARED 21 747 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 0.09 2 SH SHARED 2 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 65.33 1,500 SH C SHARED 1,500 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 121.94 2,800 SH P SHARED 2,800 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 411.55 9,450 SH SHARED 9,450 DISCOVERY COMMUNICATNS NEW COM SER B 25470F203 36.45 835 SH SOLE 835 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 1108.69 29,031 SH SHARED 01 29,031 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 3.82 100 SH P SHARED 100 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 125.30 3,281 SH SHARED 3,281 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 273.06 7,150 SH SHARED 7,150 DISCOVERY LABORATORIES INC N COM 254668106 4.90 22,900 SH SHARED 01 22,900 DISCOVERY LABORATORIES INC N COM 254668106 11.19 52,272 SH SHARED 52,272 DISH NETWORK CORP CL A 25470M109 649.05 33,787 SH SHARED 01 33,787 DISH NETWORK CORP CL A 25470M109 20.59 1,072 SH SHARED 21 1,072 DISH NETWORK CORP CL A 25470M109 208.45 10,851 SH SHARED 10,851

DISH NETWORK CORP CL A 25470M109 705.01 36,700 SH C SHARED 36,700 DISH NETWORK CORP CL A 25470M109 4902.03 255,181 SH SHARED 255,181 DISH NETWORK CORP CL A 25470M109 5540.16 288,400 SH P SHARED 288,400 DISNEY WALT CO COM DISNEY 254687106 125.78 3,800 SH P SHARED 01 3,800 DISNEY WALT CO COM DISNEY 254687106 102711.68 3,103,072 SH SHARED 01 3,103,072 DISNEY WALT CO COM DISNEY 254687106 437.09 13,205 SH SHARED 20 13,205 DISNEY WALT CO COM DISNEY 254687106 249.14 7,527 SH SHARED 21 7,527 DISNEY WALT CO COM DISNEY 254687106 16030.23 484,297 SH P SHARED 484,297 DISNEY WALT CO COM DISNEY 254687106 19397.00 586,012 SH SHARED 586,012 DISNEY WALT CO COM DISNEY 254687106 31275.40 944,876 SH SHARED 944,876 DISNEY WALT CO COM DISNEY 254687106 90908.22 2,746,472 SH C SHARED 2,746,472 DIXIE GROUP INC CL A 255519100 3.86 1,296 SH SOLE 1,296 DNP SELECT INCOME FD COM 23325P104 670.64 68,363 SH SHARED 01 68,363 DNP SELECT INCOME FD COM 23325P104 33.10 3,374 SH SHARED 3,374 DOCUMENT SEC SYS INC COM 25614T101 5.79 1,712 SH SHARED 01 1,712 DOLAN CO COM 25659P402 1.34 118 SH SHARED 01 118 DOLBY LABORATORIES INC COM 25659T107 5442.91 95,809 SH SHARED 01 95,809 DOLBY LABORATORIES INC COM 25659T107 27.33 481 SH SHARED 21 481 DOLBY LABORATORIES INC COM 25659T107 53.97 950 SH SHARED 950 DOLBY LABORATORIES INC COM 25659T107 102.26 1,800 SH C SHARED 1,800 DOLBY LABORATORIES INC COM 25659T107 204.52 3,600 SH P SHARED 3,600 DOLBY LABORATORIES INC COM 25659T107 2190.88 38,565 SH SHARED 38,565 DOLE FOOD CO INC NEW COM 256603101 24.22 2,647 SH SHARED 01 2,647 DOLE FOOD CO INC NEW COM 256603101 59.48 6,500 SH C SHARED 6,500 DOLLAR FINL CORP COM 256664103 17.80 853 SH SOLE 853 DOLLAR GEN CORP NEW COM 256677105 111.24 3,803 SH SHARED 01 3,803 DOLLAR GEN CORP NEW COM 256677105 5.85 200 SH P SHARED 200 DOLLAR GEN CORP NEW COM 256677105 32.18 1,100 SH SHARED 1,100 DOLLAR GEN CORP NEW COM 256677105 254.48 8,700 SH C SHARED 8,700 DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 4116.49 82,100 SH P SOLE 82,100 DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 5676.40 113,211 SH SOLE 113,211 DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 23560.79 469,900 SH C SOLE 469,900 DOLLAR TREE INC COM 256746108 8968.87 183,939 SH SHARED 01 183,939 DOLLAR TREE INC COM 256746108 34.28 703 SH SHARED 21 703 DOLLAR TREE INC COM 256746108 243.80 5,000 SH P SHARED 5,000 DOLLAR TREE INC COM 256746108 244.63 5,017 SH SHARED 5,017 DOLLAR TREE INC COM 256746108 460.78 9,450 SH SHARED 9,450 DOLLAR TREE INC COM 256746108 23061.04 472,950 SH C SHARED 472,950 DOMINION RES BLACK WARRIOR T UNITS BEN INT 25746Q108 40.77 2,998 SH SHARED 01 2,998 DOMINION RES INC VA NEW COM 25746U109 14602.87 334,468 SH SHARED 01 334,468 DOMINION RES INC VA NEW COM 25746U109 574.78 13,165 SH SHARED 20 13,165 DOMINION RES INC VA NEW COM 25746U109 119.54 2,738 SH SHARED 2,738 DOMINION RES INC VA NEW COM 25746U109 270.69 6,200 SH P SHARED 6,200 DOMINION RES INC VA NEW COM 25746U109 1108.96 25,400 SH C SHARED 25,400 DOMINION RES INC VA NEW COM 25746U109 1536.57 35,194 SH SHARED 35,194 DOMINOS PIZZA INC COM 25754A201 209.68 15,861 SH SHARED 01 15,861 DOMINOS PIZZA INC COM 25754A201 37.02 2,800 SH C SHARED 2,800 DOMINOS PIZZA INC COM 25754A201 117.17 8,863 SH SHARED 8,863 DOMTAR CORP COM NEW 257559203 692.17 10,718 SH SHARED 01 10,718

DOMTAR CORP COM NEW 257559203 38.75 600 SH P SHARED 600 DOMTAR CORP COM NEW 257559203 540.92 8,376 SH SHARED 8,376 DOMTAR CORP COM NEW 257559203 24727.68 382,900 SH C SHARED 382,900 DONALDSON INC COM 257651109 2986.77 63,373 SH SHARED 01 63,373 DONALDSON INC COM 257651109 19.94 423 SH SHARED 21 423 DONALDSON INC COM 257651109 150.82 3,200 SH C SHARED 3,200 DONALDSON INC COM 257651109 345.32 7,327 SH SHARED 7,327 DONEGAL GROUP INC CL A 257701201 7.75 593 SH SHARED 01 593 DONEGAL GROUP INC CL B 257701300 5.03 296 SH SHARED 01 296 DONNELLEY R R & SONS CO COM 257867101 1992.65 117,491 SH SHARED 01 117,491 DONNELLEY R R & SONS CO COM 257867101 17.50 1,032 SH SHARED 21 1,032 DONNELLEY R R & SONS CO COM 257867101 8.48 500 SH P SHARED 500 DONNELLEY R R & SONS CO COM 257867101 50.88 3,000 SH C SHARED 3,000 DONNELLEY R R & SONS CO COM 257867101 261.18 15,400 SH SHARED 15,400 DONNELLEY R R & SONS CO COM 257867101 7776.75 458,535 SH SHARED 458,535 DORAL FINL CORP COM NEW 25811P886 97.32 58,627 SH SHARED 01 58,627 DORAL FINL CORP COM NEW 25811P886 16.60 10,000 SH P SHARED 10,000 DORAL FINL CORP COM NEW 25811P886 25.82 15,553 SH SHARED 15,553 DORCHESTER MINERALS LP COM UNIT 25820R105 1872.75 69,645 SH SHARED 01 69,645 DORCHESTER MINERALS LP COM UNIT 25820R105 16.11 599 SH SHARED 599 DOT HILL SYS CORP COM 25848T109 427.23 305,165 SH SHARED 01 305,165 DOT HILL SYS CORP COM 25848T109 0.77 552 SH SHARED 552 DOUGLAS EMMETT INC COM 25960P109 22.85 1,305 SH SHARED 01 1,305 DOUGLAS EMMETT INC COM 25960P109 13.64 779 SH SHARED 21 779 DOUGLAS EMMETT INC COM 25960P109 73.35 4,189 SH SHARED 4,189 DOUGLAS EMMETT INC COM 25960P109 970.40 55,420 SH SHARED 55,420 DOVER CORP COM 260003108 6401.31 122,607 SH SHARED 01 122,607 DOVER CORP COM 260003108 4.70 90 SH SHARED 20 90 DOVER CORP COM 260003108 42.86 821 SH SHARED 21 821 DOVER CORP COM 260003108 10.44 200 SH P SHARED 200 DOVER CORP COM 260003108 46.99 900 SH C SHARED 900 DOVER CORP COM 260003108 657.85 12,600 SH SHARED 12,600 DOVER CORP COM 260003108 1018.30 19,504 SH SHARED 19,504 DOVER DOWNS GAMING & ENTMT I COM 260095104 5.76 1,694 SH SOLE 1,694 DOW 30 PREMIUM & DIV INC FD COM 260582101 99.00 6,967 SH SHARED 01 6,967 DOW 30 PREMIUM & DIV INC FD COM 260582101 27.50 1,935 SH SHARED 1,935 DOW 30SM ENHANCED PREM & INC COM 260537105 1318.50 129,138 SH SHARED 01 129,138 DOW CHEM CO COM 260543103 31821.72 1,158,839 SH SHARED 01 1,158,839 DOW CHEM CO COM 260543103 874.19 31,835 SH SHARED 20 31,835 DOW CHEM CO COM 260543103 137.82 5,019 SH SHARED 21 5,019 DOW CHEM CO COM 260543103 2892.14 105,322 SH SHARED 105,322 DOW CHEM CO COM 260543103 3816.94 139,000 SH P SHARED 139,000 DOW CHEM CO COM 260543103 7546.12 274,804 SH SHARED 274,804 DOW CHEM CO COM 260543103 10226.10 372,400 SH C SHARED 372,400 DPL INC COM 233293109 1802.32 68,975 SH SHARED 01 68,975 DPL INC COM 233293109 12.10 463 SH SHARED 21 463 DPL INC COM 233293109 2500.28 95,686 SH SHARED 95,686 DR PEPPER SNAPPLE GROUP INC COM 26138E109 7719.60 217,331 SH SHARED 01 217,331 DR PEPPER SNAPPLE GROUP INC COM 26138E109 36.69 1,033 SH SHARED 21 1,033

DR PEPPER SNAPPLE GROUP INC COM 26138E109 28.42 800 SH P SHARED 800 DR PEPPER SNAPPLE GROUP INC COM 26138E109 152.74 4,300 SH C SHARED 4,300 DR PEPPER SNAPPLE GROUP INC COM 26138E109 515.00 14,499 SH SHARED 14,499 DR PEPPER SNAPPLE GROUP INC COM 26138E109 1633.46 45,987 SH SHARED 45,987 DR REDDYS LABS LTD ADR 256135203 2012.24 62,453 SH SHARED 01 62,453 DR REDDYS LABS LTD ADR 256135203 1846.82 57,319 SH SHARED 57,319 DRAGONWAVE INC COM 26144M103 43.37 6,126 SH SHARED 01 6,126 DRAGONWAVE INC COM 26144M103 17.70 2,500 SH P SHARED 2,500 DRAGONWAVE INC COM 26144M103 44.60 6,300 SH C SHARED 6,300 DRAGONWAVE INC COM 26144M103 708.00 100,000 SH SHARED 100,000 DRDGOLD LIMITED SPON ADR NEW 26152H301 50.78 9,784 SH SHARED 9,784 DREAMS INC COM 261983209 5.62 2,957 SH SOLE 2,957 DREAMWORKS ANIMATION SKG INC CL A 26153C103 1251.22 39,211 SH SHARED 01 39,211 DREAMWORKS ANIMATION SKG INC CL A 26153C103 3.57 112 SH SHARED 21 112 DREAMWORKS ANIMATION SKG INC CL A 26153C103 3.19 100 SH SHARED 100 DREAMWORKS ANIMATION SKG INC CL A 26153C103 31.91 1,000 SH P SHARED 1,000 DREAMWORKS ANIMATION SKG INC CL A 26153C103 5657.00 177,280 SH SHARED 177,280 DRESS BARN INC COM 261570105 16.44 692 SH SHARED 01 692 DRESSER-RAND GROUP INC COM 261608103 3606.62 97,767 SH SHARED 01 97,767 DRESSER-RAND GROUP INC COM 261608103 7.56 205 SH SHARED 20 205 DRESSER-RAND GROUP INC COM 261608103 33.20 900 SH C SHARED 900 DRESSER-RAND GROUP INC COM 261608103 99.64 2,701 SH SHARED 2,701 DREYFUS HIGH YIELD STRATEGIE SH BEN INT 26200S101 145.40 32,528 SH SHARED 01 32,528 DREYFUS MUN INCOME INC COM 26201R102 99.50 10,000 SH SHARED 01 10,000 DREYFUS MUN INCOME INC COM 26201R102 24.99 2,512 SH SHARED 2,512 DREYFUS STRATEGIC MUN BD FD COM 26202F107 273.65 31,382 SH SHARED 01 31,382 DREYFUS STRATEGIC MUN BD FD COM 26202F107 32.74 3,755 SH SHARED 3,755 DREYFUS STRATEGIC MUNS INC COM 261932107 459.07 50,872 SH SHARED 01 50,872 DREYFUS STRATEGIC MUNS INC COM 261932107 77.40 8,577 SH SHARED 8,577 DRI CORPORATION COM 23330F109 0.82 532 SH SOLE 532 DRIL-QUIP INC COM 262037104 587.06 9,452 SH SHARED 01 9,452 DRIL-QUIP INC COM 262037104 77.02 1,240 SH SHARED 20 1,240 DRIL-QUIP INC COM 262037104 6.71 108 SH SHARED 21 108 DRIL-QUIP INC COM 262037104 6.21 100 SH P SHARED 100 DRIL-QUIP INC COM 262037104 31.06 500 SH C SHARED 500 DRUGSTORE COM INC COM 262241102 5.76 3,000 SH SHARED 01 3,000 DRYSHIPS INC SHS Y2109Q101 1205.79 250,684 SH SHARED 01 250,684 DRYSHIPS INC SHS Y2109Q101 124.97 25,981 SH SHARED 25,981 DRYSHIPS INC SHS Y2109Q101 1378.07 286,500 SH P SHARED 286,500 DRYSHIPS INC SHS Y2109Q101 1433.86 298,100 SH C SHARED 298,100 NOTE DRYSHIPS INC. 5.000%12/0 262498AB4 4218.75 4,500,000 PRN SOLE 4,500,000 DSP GROUP INC COM 23332B106 0.28 40 SH SHARED 01 40 DST SYS INC DEL COM 233326107 3445.28 76,835 SH SHARED 01 76,835 DST SYS INC DEL COM 233326107 14.84 331 SH SHARED 21 331 DST SYS INC DEL COM 233326107 4.48 100 SH P SHARED 100 DST SYS INC DEL COM 233326107 22.42 500 SH C SHARED 500 DST SYS INC DEL COM 233326107 123.27 2,749 SH SHARED 2,749 DSW INC CL A 23334L102 66.01 2,300 SH P SOLE 2,300 DSW INC CL A 23334L102 81.71 2,847 SH SOLE 2,847

DSW INC CL A 23334L102 114.80 4,000 SH C SOLE 4,000 DTE ENERGY CO COM 233331107 2224.53 48,433 SH SHARED 01 48,433 DTE ENERGY CO COM 233331107 18.37 400 SH P SHARED 400 DTE ENERGY CO COM 233331107 91.86 2,000 SH C SHARED 2,000 DTE ENERGY CO COM 233331107 394.26 8,584 SH SHARED 8,584 DTE ENERGY CO COM 233331107 24000.89 522,554 SH SHARED 522,554 DTS INC COM 23335C101 684.39 17,930 SH SHARED 01 17,930 DU PONT E I DE NEMOURS & CO COM 263534109 50899.24 1,140,727 SH SHARED 01 1,140,727 DU PONT E I DE NEMOURS & CO COM 263534109 1649.82 36,975 SH SHARED 17 36,975 DU PONT E I DE NEMOURS & CO COM 263534109 300.16 6,727 SH SHARED 21 6,727 DU PONT E I DE NEMOURS & CO COM 263534109 197.67 4,430 SH SHARED 4,430 DU PONT E I DE NEMOURS & CO COM 263534109 2323.10 52,064 SH SHARED 52,064 DU PONT E I DE NEMOURS & CO COM 263534109 12654.23 283,600 SH P SHARED 283,600 DU PONT E I DE NEMOURS & CO COM 263534109 20279.79 454,500 SH C SHARED 454,500 DUCKWALL-ALCO STORES INC NEW COM 264142100 1.29 100 SH SHARED 01 100 DUFF & PHELPS CORP NEW CL A 26433B107 57.46 4,266 SH SHARED 01 4,266 DUFF & PHELPS UTIL CORP BD T COM 26432K108 1917.53 149,807 SH SHARED 01 149,807 DUKE ENERGY CORP NEW COM 26441C105 26443.74 1,493,153 SH SHARED 01 1,493,153 DUKE ENERGY CORP NEW COM 26441C105 531.12 29,990 SH SHARED 20 29,990 DUKE ENERGY CORP NEW COM 26441C105 80.12 4,524 SH SHARED 21 4,524 DUKE ENERGY CORP NEW COM 26441C105 1358.36 76,700 SH SHARED 76,700 DUKE ENERGY CORP NEW COM 26441C105 2137.60 120,700 SH C SHARED 120,700 DUKE ENERGY CORP NEW COM 26441C105 2622.94 148,105 SH SHARED 148,105 DUKE ENERGY CORP NEW COM 26441C105 6921.07 390,800 SH P SHARED 390,800 DUKE REALTY CORP COM NEW 264411505 346.10 29,862 SH SHARED 01 29,862 DUKE REALTY CORP COM NEW 264411505 15.07 1,300 SH P SHARED 1,300 DUKE REALTY CORP COM NEW 264411505 61.43 5,300 SH C SHARED 5,300 DUKE REALTY CORP COM NEW 264411505 561.08 48,411 SH SHARED 48,411 DUKE REALTY CORP COM NEW 264411505 1924.79 166,073 SH SHARED 166,073 DUN & BRADSTREET CORP DEL NE COM 26483E100 1362.32 18,375 SH SHARED 01 18,375 DUN & BRADSTREET CORP DEL NE COM 26483E100 163.11 2,200 SH C SHARED 2,200 DUN & BRADSTREET CORP DEL NE COM 26483E100 185.35 2,500 SH SHARED 2,500 DUN & BRADSTREET CORP DEL NE COM 26483E100 1290.04 17,400 SH P SHARED 17,400 DUN & BRADSTREET CORP DEL NE COM 26483E100 5830.59 78,643 SH SHARED 78,643 DUNCAN ENERGY PARTNERS LP COM UNITS 265026104 4331.40 138,827 SH SHARED 01 138,827 DUNCAN ENERGY PARTNERS LP COM UNITS 265026104 3.12 100 SH P SHARED 100 DUNCAN ENERGY PARTNERS LP COM UNITS 265026104 418.08 13,400 SH C SHARED 13,400 DUNCAN ENERGY PARTNERS LP COM UNITS 265026104 2429.29 77,862 SH SHARED 77,862 DUOYUAN GLOBAL WTR INC SPONSORED ADR 266043108 1736.55 133,273 SH SHARED 01 133,273 DUOYUAN GLOBAL WTR INC SPONSORED ADR 266043108 3.91 300 SH C SHARED 300 DUOYUAN GLOBAL WTR INC SPONSORED ADR 266043108 190.86 14,648 SH SHARED 14,648 DUOYUAN GLOBAL WTR INC SPONSORED ADR 266043108 201.97 15,500 SH P SHARED 15,500 DUPONT FABROS TECHNOLOGY INC COM 26613Q106 1711.48 68,051 SH SHARED 01 68,051 DUPONT FABROS TECHNOLOGY INC COM 26613Q106 16.75 666 SH SHARED 21 666 DUPONT FABROS TECHNOLOGY INC COM 26613Q106 955.60 37,996 SH SHARED 37,996 DUPONT FABROS TECHNOLOGY INC COM 26613Q106 987.09 39,248 SH SHARED 39,248 DURECT CORP COM 266605104 327.92 129,103 SH SHARED 01 129,103 DUSA PHARMACEUTICALS INC COM 266898105 4.38 1,789 SH SOLE 1,789 DWS DREMAN VAL INCOME EDGE F COM NEW 23339M204 113.23 8,450 SH SHARED 01 8,450

DWS DREMAN VAL INCOME EDGE F COM NEW 23339M204 4.31 322 SH SHARED 322 DWS GLOBAL HIGH INCOME FD COM 23338W104 15.71 2,007 SH SHARED 01 2,007 DWS GLOBAL HIGH INCOME FD COM 23338W104 13.73 1,753 SH SHARED 1,753 DWS MULTI MKT INCOME TR SHS 23338L108 49.30 4,950 SH SHARED 01 4,950 DWS MUN INCOME TR COM 23338M106 262.14 19,651 SH SHARED 01 19,651 DWS RREEF WRLD REAL ESTATE F COM NEW 23339T209 16.23 946 SH SHARED 01 946 DWS STRATEGIC INCOME TR SHS 23338N104 100.24 7,675 SH SHARED 01 7,675 DWS STRATEGIC INCOME TR SHS 23338N104 20.73 1,587 SH SHARED 1,587 DWS STRATEGIC MUN INCOME TR COM 23338T101 0.42 30 SH SHARED 01 30 DWS STRATEGIC MUN INCOME TR COM 23338T101 57.75 4,170 SH SHARED 4,170 DXP ENTERPRISES INC NEW COM NEW 233377407 1628.48 85,800 SH SHARED 01 85,800 DXP ENTERPRISES INC NEW COM NEW 233377407 60.98 3,213 SH SHARED 3,213 DYAX CORP COM 26746E103 61.38 25,900 SH SHARED 01 25,900 DYAX CORP COM 26746E103 13.04 5,500 SH C SHARED 5,500 DYAX CORP COM 26746E103 38.92 16,420 SH SHARED 16,420 DYCOM INDS INC COM 267475101 20.48 2,050 SH SHARED 01 2,050 DYCOM INDS INC COM 267475101 4.55 455 SH SHARED 20 455 DYNACQ HEALTHCARE INC COM 26779V105 0.01 4 SH SHARED 01 4 DYNACQ HEALTHCARE INC COM 26779V105 2.99 1,406 SH SHARED 1,406 DYNAMEX INC COM 26784F103 2.52 165 SH SHARED 01 165 DYNAMIC MATLS CORP COM 267888105 93.49 6,175 SH SHARED 01 6,175 DYNAMIC MATLS CORP COM 267888105 3.03 200 SH C SHARED 200 DYNAMIC MATLS CORP COM 267888105 142.38 9,404 SH SHARED 9,404 DYNAMIC MATLS CORP COM 267888105 684.33 45,200 SH P SHARED 45,200 DYNAMICS RESH CORP COM 268057106 5.41 526 SH SOLE 526 DYNATRONICS CORP COM 268157104 2.38 3,500 SH SOLE 3,500 DYNAVOX INC CL A 26817F104 12.18 1,500 SH SHARED 01 1,500 DYNEGY INC DEL COM 26817G300 6.71 1,378 SH SHARED 01 1,378 DYNEGY INC DEL COM 26817G300 1736.65 356,601 SH SHARED 20 356,601 DYNEGY INC DEL COM 26817G300 112.98 23,200 SH C SHARED 23,200 DYNEGY INC DEL COM 26817G300 1414.74 290,500 SH P SHARED 290,500 DYNEGY INC DEL COM 26817G300 12972.24 2,663,705 SH SHARED 2,663,705 DYNEX CAP INC COM NEW 26817Q506 34.50 3,200 SH SHARED 01 3,200 DYNEX CAP INC PFD D 9.50% 26817Q605 21.50 2,000 SH SHARED 01 2,000 DYNEX CAP INC PFD D 9.50% 26817Q605 9.60 893 SH SHARED 893 E FUTURE INFORMATION TECH IN SHS G29438101 0.27 47 SH SOLE 47 E HOUSE CHINA HLDGS LTD ADR 26852W103 26.44 1,401 SH SHARED 01 1,401 E HOUSE CHINA HLDGS LTD ADR 26852W103 70.37 3,729 SH SHARED 3,729 E HOUSE CHINA HLDGS LTD ADR 26852W103 81.14 4,300 SH P SHARED 4,300 E HOUSE CHINA HLDGS LTD ADR 26852W103 200.02 10,600 SH C SHARED 10,600 E M C CORP MASS COM 268648102 74356.82 3,661,094 SH SHARED 01 3,661,094 E M C CORP MASS COM 268648102 3889.37 191,500 SH SHARED 20 191,500 E M C CORP MASS COM 268648102 65.09 3,205 SH SHARED 21 3,205 E M C CORP MASS COM 268648102 678.09 33,387 SH SHARED 33,387 E M C CORP MASS COM 268648102 2515.21 123,841 SH SHARED 123,841 E M C CORP MASS COM 268648102 11436.56 563,100 SH P SHARED 563,100 E M C CORP MASS COM 268648102 20829.94 1,025,600 SH C SHARED 1,025,600 NOTE E M C CORP MASS 1.750%12/0 268648AK8 34.13 26,000 PRN SHARED 01 26,000 NOTE E M C CORP MASS 1.750%12/0 268648AM4 4.13 3,000 PRN SHARED 01 3,000 NOTE

E M C CORP MASS 1.750%12/0 268648AK8 64312.50 49,000,000 PRN SHARED 49,000,000 NOTE E M C CORP MASS 1.750%12/0 268648AM4 13074.38 9,500,000 PRN SHARED 9,500,000 E TRADE FINANCIAL CORP COM NEW 269246401 900.38 61,797 SH SHARED 01 61,797 E TRADE FINANCIAL CORP COM NEW 269246401 1189.84 81,664 SH P SHARED 81,664 E TRADE FINANCIAL CORP COM NEW 269246401 2527.73 173,489 SH C SHARED 173,489 EAGLE BANCORP INC MD COM 268948106 0.01 1 SH SHARED 01 1 EAGLE BANCORP MONT INC COM 26942G100 10.36 1,139 SH SOLE 1,139 EAGLE BULK SHIPPING INC COM Y2187A101 394.24 75,524 SH SHARED 01 75,524 EAGLE BULK SHIPPING INC COM Y2187A101 9.40 1,800 SH P SHARED 1,800 EAGLE BULK SHIPPING INC COM Y2187A101 79.87 15,300 SH C SHARED 15,300 EAGLE CAP GROWTH FD INC COM 269451100 2.28 378 SH SOLE 378 EAGLE MATERIALS INC COM 26969P108 5.24 221 SH SHARED 01 221 EAGLE MATERIALS INC COM 26969P108 440.82 18,600 SH P SHARED 18,600 EAGLE MATERIALS INC COM 26969P108 2393.70 101,000 SH C SHARED 101,000 EAGLE ROCK ENERGY *W EXP PARTNERS L 05/15/201 26985R120 126.50 120,480 SH SHARED 01 120,480 EAGLE ROCK ENERGY *W EXP PARTNERS L 05/15/201 26985R120 475.02 452,400 SH SHARED 452,400 EAGLE ROCK ENERGY PARTNERS L UNIT 26985R104 10599.38 1,737,604 SH SHARED 01 1,737,604 EAGLE ROCK ENERGY PARTNERS L UNIT 26985R104 1.83 300 SH C SHARED 300 EAGLE ROCK ENERGY PARTNERS L UNIT 26985R104 9516.00 1,560,000 SH SHARED 1,560,000 EARTHLINK INC COM 270321102 4317.81 475,007 SH SHARED 01 475,007 EARTHLINK INC COM 270321102 30.00 3,300 SH C SHARED 3,300 EARTHLINK INC COM 270321102 125.44 13,800 SH P SHARED 13,800 EARTHLINK INC COM 270321102 2219.66 244,187 SH SHARED 244,187 FRNT EARTHLINK INC 3.250%11/1 270321AA0 6110.10 5,256,000 PRN SOLE 5,256,000 EAST WEST BANCORP INC COM 27579R104 441.74 27,134 SH SHARED 01 27,134 EAST WEST BANCORP INC COM 27579R104 8.74 537 SH SHARED 21 537 EAST WEST BANCORP INC COM 27579R104 21.16 1,300 SH P SHARED 1,300 EAST WEST BANCORP INC COM 27579R104 92.80 5,700 SH C SHARED 5,700 EASTERN AMERN SPERS RCT NAT GAS TR UNIT 276217106 41.37 1,850 SH SHARED 01 1,850 EASTERN AMERN SPERS RCT NAT GAS TR UNIT 276217106 26.70 1,194 SH SHARED 1,194 EASTERN CO COM 276317104 18.39 1,122 SH SOLE 1,122 EASTERN INS HLDGS INC COM 276534104 7.26 699 SH SOLE 699 EASTERN LIGHT CAPITAL INC COM 276650108 0.12 34 SH SOLE 34 EASTGROUP PPTY INC COM 277276101 734.74 19,656 SH SHARED 01 19,656 EASTGROUP PPTY INC COM 277276101 477.83 12,783 SH SHARED 12,783 EASTGROUP PPTY INC COM 277276101 614.00 16,426 SH SHARED 16,426 EASTMAN CHEM CO COM 277432100 2286.67 30,901 SH SHARED 01 30,901 EASTMAN CHEM CO COM 277432100 19.24 260 SH SHARED 20 260 EASTMAN CHEM CO COM 277432100 366.30 4,950 SH SHARED 4,950 EASTMAN CHEM CO COM 277432100 2597.40 35,100 SH C SHARED 35,100 EASTMAN CHEM CO COM 277432100 5942.20 80,300 SH SHARED 80,300 EASTMAN KODAK CO COM 277461109 352.67 83,970 SH SHARED 01 83,970 EASTMAN KODAK CO COM 277461109 1.05 250 SH SHARED 250 EASTMAN KODAK CO COM 277461109 231.84 55,200 SH C SHARED 55,200 EASTMAN KODAK CO COM 277461109 408.66 97,300 SH P SHARED 97,300 EASTMAN KODAK NOTE CO 3.375%10/1 277461BE8 6.00 6,000 PRN SHARED 01 6,000 EASYLINK SERVICES INTL CORP CL A 277858106 1.87 718 SH SOLE 718 EATON CORP COM 278058102 6820.27 82,680 SH SHARED 01 82,680 EATON CORP COM 278058102 47.43 575 SH SHARED 21 575

EATON CORP COM 278058102 668.17 8,100 SH SHARED 8,100 EATON CORP COM 278058102 2123.95 25,748 SH SHARED 25,748 EATON CORP COM 278058102 2936.64 35,600 SH C SHARED 35,600 EATON CORP COM 278058102 3827.54 46,400 SH P SHARED 46,400 EATON VANCE CA MUNI INCOME T SH BEN INT 27826F101 149.04 11,248 SH SHARED 01 11,248 EATON VANCE CA MUNI INCOME T SH BEN INT 27826F101 49.21 3,714 SH SHARED 3,714 EATON VANCE CALIF MUN BD FD COM 27828A100 450.05 33,838 SH SHARED 01 33,838 EATON VANCE CALIF MUN BD FD COM 27828A100 89.80 6,752 SH SHARED 6,752 EATON VANCE CALIF MUN BD FD COM 27828C106 9.81 740 SH SOLE 740 EATON VANCE CORP COM NON VTG 278265103 657.12 22,628 SH SHARED 01 22,628 EATON VANCE CORP COM NON VTG 278265103 15.54 535 SH SHARED 20 535 EATON VANCE CORP COM NON VTG 278265103 87.12 3,000 SH P SHARED 3,000 EATON VANCE CORP COM NON VTG 278265103 168.43 5,800 SH SHARED 5,800 EATON VANCE ENH EQTY INC FD COM 278277108 275.09 21,275 SH SHARED 01 21,275 EATON VANCE ENH EQTY INC FD COM 278277108 16.01 1,238 SH SHARED 1,238 EATON VANCE ENHANCED EQ INC COM 278274105 404.18 31,115 SH SHARED 01 31,115 EATON VANCE ENHANCED EQ INC COM 278274105 45.02 3,466 SH SHARED 3,466 EATON VANCE FLTING RATE INC COM 278279104 4591.81 291,914 SH SHARED 01 291,914 EATON VANCE LTD DUR INCOME F COM 27828H105 13702.72 834,514 SH SHARED 01 834,514 EATON VANCE LTD DUR INCOME F COM 27828H105 7.59 462 SH SHARED 462 EATON VANCE MA MUNI INCOME T SH BEN INT 27826E104 22.61 1,500 SH SHARED 01 1,500 EATON VANCE MA MUNI INCOME T SH BEN INT 27826E104 29.27 1,942 SH SHARED 1,942 EATON VANCE MI MUNI INCOME T SH BEN INT 27826D106 17.75 1,355 SH SOLE 1,355 EATON VANCE MICH MUN BD FD COM 27828M104 6.06 420 SH SHARED 01 420 EATON VANCE MICH MUN BD FD COM 27828M104 40.07 2,777 SH SHARED 2,777 EATON VANCE MUN BD FD COM 27827X101 587.36 42,256 SH SHARED 01 42,256 EATON VANCE MUN BD FD COM 27827X101 57.35 4,126 SH SHARED 4,126 EATON VANCE MUN BD FD II COM 27827K109 106.49 7,601 SH SHARED 01 7,601 EATON VANCE MUN BD FD II COM 27827K109 16.57 1,183 SH SHARED 1,183 EATON VANCE MUNI INCOME TRUS SH BEN INT 27826U108 1053.81 81,375 SH SHARED 01 81,375 EATON VANCE N J MUN BD FD COM 27828R103 40.54 2,641 SH SOLE 2,641 EATON VANCE N Y MUN BD FD II COM 27828T109 210.21 15,015 SH SHARED 01 15,015 EATON VANCE N Y MUN BD FD II COM 27828T109 48.13 3,438 SH SHARED 3,438 EATON VANCE NATL MUN OPPORT COM SHS 27829L105 274.59 12,748 SH SHARED 01 12,748 EATON VANCE NATL MUN OPPORT COM SHS 27829L105 72.25 3,354 SH SHARED 3,354 EATON VANCE NEW YORK MUN BD COM 27827Y109 1193.37 85,180 SH SHARED 01 85,180 EATON VANCE NEW YORK MUN BD COM 27827Y109 57.76 4,123 SH SHARED 4,123 EATON VANCE NJ MUNI INCOME T SH BEN INT 27826V106 91.53 6,269 SH SHARED 01 6,269 EATON VANCE NJ MUNI INCOME T SH BEN INT 27826V106 46.94 3,215 SH SHARED 3,215 EATON VANCE NY MUNI INCOME T SH BEN INT 27826W104 328.97 23,005 SH SHARED 01 23,005 EATON VANCE NY MUNI INCOME T SH BEN INT 27826W104 5.73 401 SH SHARED 401 EATON VANCE OH MUNI INCOME T SH BEN INT 27826G109 175.24 12,011 SH SHARED 01 12,011 EATON VANCE OHIO MUN BD FD COM 27828L106 49.35 3,500 SH SHARED 01 3,500 EATON VANCE OHIO MUN BD FD COM 27828L106 30.43 2,158 SH SHARED 2,158 EATON VANCE PA MUN BD FD COM 27828W102 50.87 3,575 SH SOLE 3,575 EATON VANCE RISK MNGD DIV EQ COM 27829G106 8708.88 625,638 SH SHARED 01 625,638 EATON VANCE SH TM DR DIVR IN COM 27828V104 2057.68 117,649 SH SHARED 01 117,649 EATON VANCE SH TM DR DIVR IN COM 27828V104 50.07 2,863 SH SHARED 2,863 EATON VANCE SR FLTNG RTE TR COM 27828Q105 866.68 55,238 SH SHARED 01 55,238

EATON VANCE SR FLTNG RTE TR COM 27828Q105 22.41 1,428 SH SHARED 1,428 EATON VANCE SR INCOME TR SH BEN INT 27826S103 3158.42 459,073 SH SHARED 01 459,073 EATON VANCE SR INCOME TR SH BEN INT 27826S103 16.00 2,326 SH SHARED 2,326 EATON VANCE TAX ADVT DIV INC COM 27828G107 9248.66 588,337 SH SHARED 01 588,337 EATON VANCE TAX ADVT DIV INC COM 27828G107 64.89 4,128 SH SHARED 4,128 EATON VANCE TAX MNG GBL DV E COM 27829F108 7049.78 644,404 SH SHARED 01 644,404 EATON VANCE TAX MNG GBL DV E COM 27829F108 6745.61 616,601 SH SHARED 616,601 EATON VANCE TAX MNGED BUY WR COM 27828X100 135.92 8,849 SH SHARED 01 8,849 EATON VANCE TAX MNGED BUY WR COM 27828X100 77.58 5,051 SH SHARED 5,051 EATON VANCE TAX-ADV BD & COM SH BEN OPT INT 27829M103 477.73 24,250 SH SHARED 01 24,250 EATON VANCE TAX-ADV BD & COM SH BEN OPT INT 27829M103 63.55 3,226 SH SHARED 3,226 EATON VANCE TX ADV GLB DIV O COM 27828U106 8216.73 418,154 SH SHARED 01 418,154 EATON VANCE TX ADV GLBL DIV COM 27828S101 8135.77 579,471 SH SHARED 01 579,471 EATON VANCE TX ADV GLBL DIV COM 27828S101 42.65 3,038 SH SHARED 3,038 EATON VANCE TX MGD DIV EQ IN COM 27828N102 3344.70 286,607 SH SHARED 01 286,607 EATON VANCE TX MGD DIV EQ IN COM 27828N102 149.64 12,823 SH SHARED 12,823 EATON VANCE TX MNG BY WRT OP COM 27828Y108 1159.57 85,200 SH SHARED 01 85,200 EATON VANCE TX MNG BY WRT OP COM 27828Y108 42.11 3,094 SH SHARED 3,094 EATON VANCE TXMGD GL BUYWR O COM 27829C105 3470.50 269,868 SH SHARED 01 269,868 EATON VANCE TXMGD GL BUYWR O COM 27829C105 6.11 475 SH SHARED 475 EBAY INC COM 278642103 38278.06 1,568,773 SH SHARED 01 1,568,773 EBAY INC COM 278642103 8.00 328 SH SHARED 21 328 EBAY INC COM 278642103 469.63 19,247 SH SHARED 19,247 EBAY INC COM 278642103 1676.28 68,700 SH SHARED 68,700 EBAY INC COM 278642103 25790.80 1,057,000 SH P SHARED 1,057,000 EBAY INC COM 278642103 60760.88 2,490,200 SH C SHARED 2,490,200 EBIX INC COM NEW 278715206 1868.89 79,697 SH SHARED 01 79,697 EBIX INC COM NEW 278715206 23.52 1,003 SH SHARED 1,003 EBIX INC COM NEW 278715206 356.44 15,200 SH C SHARED 15,200 EBIX INC COM NEW 278715206 499.49 21,300 SH P SHARED 21,300 ECB BANCORP INC COM 268253101 4.02 297 SH SHARED 01 297 ECB BANCORP INC COM 268253101 10.48 774 SH SHARED 774 ECHELON CORP COM 27874N105 1788.23 209,150 SH SHARED 01 209,150 ECHELON CORP COM 27874N105 34.20 4,000 SH C SHARED 4,000 ECHELON CORP COM 27874N105 34.20 4,000 SH P SHARED 4,000 ECHOSTAR CORP CL A 278768106 33.08 1,734 SH SHARED 01 1,734 ECHOSTAR CORP CL A 278768106 147.68 7,740 SH SHARED 7,740 ECOLAB INC COM 278865100 16990.85 334,861 SH SHARED 01 334,861 ECOLAB INC COM 278865100 64.24 1,266 SH SHARED 21 1,266 ECOLAB INC COM 278865100 71.04 1,400 SH C SHARED 1,400 ECOLAB INC COM 278865100 299.37 5,900 SH P SHARED 5,900 ECOLAB INC COM 278865100 715.43 14,100 SH SHARED 14,100 ECOLAB INC COM 278865100 3260.25 64,254 SH SHARED 64,254 ECOLOGY & ENVIRONMENT INC CL A 278878103 5.16 434 SH SOLE 434 ECOPETROL S A SPONSORED ADS 279158109 1051.39 25,183 SH SOLE 25,183 ECOTALITY INC COM NEW 27922Y202 11.18 3,280 SH SOLE 3,280 EDAC TECHNOLOGIES CORP COM 279285100 2.32 572 SH SOLE 572 EDAP TMS S A SPONSORED ADR 268311107 8.88 3,684 SH SOLE 3,684 EDCI HLDGS INC COM 268315108 4.40 1,297 SH SOLE 1,297

EDGEWATER TECHNOLOGY INC COM 280358102 3.47 1,274 SH SOLE 1,274 EDISON INTL COM 281020107 8088.80 235,208 SH SHARED 01 235,208 EDISON INTL COM 281020107 16.54 481 SH SHARED 21 481 EDISON INTL COM 281020107 429.88 12,500 SH P SHARED 12,500 EDISON INTL COM 281020107 440.19 12,800 SH C SHARED 12,800 EDISON INTL COM 281020107 642.71 18,689 SH SHARED 18,689 EDUCATION MGMT CORP NEW COM 28140M103 88.08 6,000 SH C SOLE 6,000 EDUCATION MGMT CORP NEW COM 28140M103 1588.98 108,241 SH SOLE 108,241 EDUCATION MGMT CORP NEW COM 28140M103 1594.25 108,600 SH P SOLE 108,600 EDUCATION RLTY TR INC COM 28140H104 1.19 166 SH SHARED 01 166 EDUCATION RLTY TR INC COM 28140H104 0.56 78 SH SHARED 21 78 EDUCATION RLTY TR INC COM 28140H104 79.01 11,051 SH SHARED 11,051 EDUCATION RLTY TR INC COM 28140H104 245.42 34,325 SH SHARED 34,325 EDUCATIONAL DEV CORP COM 281479105 4.61 748 SH SOLE 748 EDWARDS LIFESCIENCES CORP COM 28176E108 8198.47 122,274 SH SHARED 01 122,274 EDWARDS LIFESCIENCES CORP COM 28176E108 375.35 5,598 SH SHARED 5,598 EDWARDS LIFESCIENCES CORP COM 28176E108 4418.60 65,900 SH P SHARED 65,900 EDWARDS LIFESCIENCES CORP COM 28176E108 6577.61 98,100 SH C SHARED 98,100 EGA EMERGING BRAZIL GLOBAL SHS TR INFRSTR 268461829 2288.25 98,853 SH SHARED 01 98,853 EGA EMERGING DJ FINL GLOBAL SHS TR TITANS 268461506 238.07 9,395 SH SHARED 01 9,395 EGA EMERGING GLOBAL SHS TR DJ MKT ENERGY 268461860 65.05 2,637 SH SHARED 01 2,637 EGA EMERGING GLOBAL SHS TR DJ MKT ENERGY 268461860 27.31 1,107 SH SHARED 1,107 EGA EMERGING DJ MKT GLOBAL SHS TR MET&MIN 268461852 110.50 5,514 SH SHARED 01 5,514 EGA EMERGING DJ MKT GLOBAL SHS TR MET&MIN 268461852 16.07 802 SH SHARED 802 EGA EMERGING GLOBAL SHS TR DJ TITANS ETF 268461100 820.48 32,379 SH SHARED 01 32,379 EGA EMERGING GLOB SHS GLOBAL SHS TR CHINA 268461837 38.93 1,845 SH SHARED 01 1,845 EHEALTH INC COM 28238P109 574.82 44,525 SH SHARED 01 44,525 EHEALTH INC COM 28238P109 14.32 1,109 SH SHARED 21 1,109 EHEALTH INC COM 28238P109 112.51 8,715 SH SHARED 8,715 EINSTEIN NOAH REST GROUP INC COM 28257U104 1152.64 108,740 SH SHARED 01 108,740 EL PASO CORP COM 28336L109 16515.28 1,334,029 SH SHARED 01 1,334,029 EL PASO CORP COM 28336L109 10.30 832 SH SHARED 21 832 EL PASO CORP COM 28336L109 344.16 27,800 SH P SHARED 27,800 EL PASO CORP COM 28336L109 654.90 52,900 SH SHARED 52,900 EL PASO CORP COM 28336L109 1150.61 92,941 SH SHARED 92,941 EL PASO CORP COM 28336L109 14992.13 1,210,996 SH C SHARED 1,210,996 EL PASO ELEC CO COM NEW 283677854 199.59 8,393 SH SHARED 01 8,393 EL PASO ELEC CO COM NEW 283677854 11.53 485 SH SHARED 21 485 EL PASO ENERGY PFD CV TR CAP TR I SECS 283678209 978.17 25,573 SH SHARED 01 25,573 EL PASO ENERGY PFD CV TR CAP TR I SECS 283678209 47.62 1,245 SH SHARED 1,245 EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 23661.76 737,816 SH SHARED 01 737,816 EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 48.11 1,500 SH P SHARED 1,500 EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 51.31 1,600 SH C SHARED 1,600 EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 3804.72 118,638 SH SHARED 118,638 ELAN PLC ADR 284131208 2838.72 493,690 SH SHARED 01 493,690 ELAN PLC ADR 284131208 2783.00 484,000 SH SHARED 13 484,000 ELAN PLC ADR 284131208 4386.28 762,831 SH SHARED 762,831 ELBIT IMAGING LTD ORD SHS M37605108 1.33 99 SH SHARED 01 99 ELBIT SYS LTD ORD M3760D101 1030.69 19,436 SH SHARED 01 19,436

ELBIT SYS LTD ORD M3760D101 31.82 600 SH SHARED 17 600 ELBIT SYS LTD ORD M3760D101 63.53 1,198 SH SHARED 1,198 ELBIT SYS LTD ORD M3760D101 1810.50 34,141 SH SHARED 34,141 ELDORADO GOLD CORP NEW COM 284902103 2334.42 126,253 SH SHARED 01 126,253 ELDORADO GOLD CORP NEW COM 284902103 247.77 13,400 SH P SHARED 13,400 ELDORADO GOLD CORP NEW COM 284902103 525.12 28,400 SH SHARED 28,400 ELDORADO GOLD CORP NEW COM 284902103 2069.75 111,939 SH SHARED 111,939 ELDORADO GOLD CORP NEW COM 284902103 2821.57 152,600 SH C SHARED 152,600 ELECTRO RENT CORP COM 285218103 365.49 27,522 SH SHARED 01 27,522 ELECTRO SCIENTIFIC INDS COM 285229100 176.76 15,910 SH SHARED 01 15,910 ELECTRONIC ARTS INC COM 285512109 1549.12 94,183 SH SHARED 01 94,183 ELECTRONIC ARTS INC COM 285512109 373.37 22,700 SH SHARED 22,700 ELECTRONIC ARTS INC COM 285512109 1307.62 79,500 SH C SHARED 79,500 ELECTRONIC ARTS INC COM 285512109 7133.50 433,700 SH P SHARED 433,700 ELECTRONICS FOR IMAGING INC COM 286082102 8.46 700 SH SHARED 01 700 ELECTRONICS FOR IMAGING INC COM 286082102 3.63 300 SH C SHARED 300 ELECTRO-SENSORS INC COM 285233102 1.84 457 SH SOLE 457 ELLSWORTH FUND LTD COM 289074106 3086.51 430,476 SH SHARED 01 430,476 ELLSWORTH FUND LTD COM 289074106 7.21 1,006 SH SHARED 1,006 ELMIRA SVGS BK FSB N Y COM 289660102 5.64 347 SH SOLE 347 ELONG INC SPONSORED ADR 290138205 37.23 1,949 SH SOLE 1,949 ELOYALTY CORP COM NEW 290151307 12.20 1,743 SH SOLE 1,743 EMBOTELLADORA ANDINA S A SPON ADR A 29081P204 17.96 750 SH SOLE 750 EMBOTELLADORA ANDINA S A SPON ADR B 29081P303 787.88 27,500 SH SHARED 01 27,500 EMBOTELLADORA ANDINA S A SPON ADR B 29081P303 10.83 378 SH SHARED 378 EMBRAER-EMPRESA SP ADR COM BRASILEIRA D SHS 29081M102 1079.39 38,020 SH SHARED 01 38,020 EMBRAER-EMPRESA SP ADR COM BRASILEIRA D SHS 29081M102 28.76 1,013 SH SHARED 21 1,013 EMBRAER-EMPRESA SP ADR COM BRASILEIRA D SHS 29081M102 635.85 22,397 SH SHARED 22,397 EMCLAIRE FINL CORP COM 290828102 4.95 300 SH SOLE 300 EMCOR GROUP INC COM 29084Q100 801.02 32,575 SH SHARED 01 32,575 EMCORE CORP COM 290846104 0.40 500 SH SHARED 01 500 EMDEON INC CL A 29084T104 188.45 15,472 SH SHARED 01 15,472 EMDEON INC CL A 29084T104 27.81 2,283 SH SHARED 2,283 EMERGENCY MEDICAL SVCS CORP CL A 29100P102 1322.94 24,844 SH SHARED 01 24,844 EMERGENCY MEDICAL SVCS CORP CL A 29100P102 5.33 100 SH C SHARED 100 EMERGENT BIOSOLUTIONS INC COM 29089Q105 16.85 976 SH SHARED 01 976 EMERGENT BIOSOLUTIONS INC COM 29089Q105 476.38 27,600 SH C SHARED 27,600 EMERITUS CORP COM 291005106 41.80 2,450 SH SHARED 01 2,450 EMERSON ELEC CO COM 291011104 39860.20 756,935 SH SHARED 01 756,935 EMERSON ELEC CO COM 291011104 26.49 503 SH SHARED 21 503 EMERSON ELEC CO COM 291011104 734.45 13,947 SH SHARED 13,947 EMERSON ELEC CO COM 291011104 1411.29 26,800 SH P SHARED 26,800 EMERSON ELEC CO COM 291011104 2288.02 43,449 SH SHARED 43,449 EMERSON ELEC CO COM 291011104 5987.44 113,700 SH C SHARED 113,700 EMERSON RADIO CORP COM NEW 291087203 10.02 4,451 SH SOLE 4,451 EMMIS COMMUNICATIONS CORP CL A 291525103 336.71 431,683 SH SOLE 431,683 EMMIS COMMUNICATIONS CORP PFD CV SER A 291525202 3.22 201 SH SOLE 201 EMPIRE DIST ELEC CO COM 291641108 2367.75 117,506 SH SHARED 01 117,506 EMPIRE RESORTS INC COM 292052107 26.31 23,700 SH SHARED 01 23,700

EMPLOYERS HOLDINGS INC COM 292218104 9.78 620 SH SHARED 01 620 EMPLOYERS HOLDINGS INC COM 292218104 5082.72 322,303 SH SHARED 322,303 EMPRESA NACIONAL DE ELCTRCID SPONSORED ADR 29244T101 1080.76 20,003 SH SOLE 20,003 EMPRESAS ICA S A DE CV SPONS ADR NEW 292448206 92.83 9,550 SH SHARED 01 9,550 EMPRESAS ICA S A DE CV SPONS ADR NEW 292448206 118.91 12,234 SH SHARED 12,234 EMS TECHNOLOGIES INC COM 26873N108 106.25 5,703 SH SHARED 01 5,703 EMULEX CORP COM NEW 292475209 249.69 23,917 SH SHARED 01 23,917 EMULEX CORP COM NEW 292475209 1.04 100 SH SHARED 100 EMULEX CORP COM NEW 292475209 4.18 400 SH P SHARED 400 EMULEX CORP COM NEW 292475209 15.66 1,500 SH C SHARED 1,500 ENBRIDGE ENERGY MANAGEMENT L SHS UNITS LLI 29250X103 1602.58 29,048 SH SHARED 01 29,048 ENBRIDGE ENERGY MANAGEMENT L SHS UNITS LLI 29250X103 193.10 3,500 SH SHARED 3,500 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 20114.31 359,698 SH SHARED 01 359,698 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 89.47 1,600 SH P SHARED 1,600 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 134.21 2,400 SH C SHARED 2,400 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 8057.62 144,092 SH SHARED 144,092 ENBRIDGE INC COM 29250N105 1877.99 35,908 SH SHARED 01 35,908 ENBRIDGE INC COM 29250N105 857.72 16,400 SH SHARED 16,400 ENBRIDGE INC COM 29250N105 6141.28 117,424 SH SHARED 117,424 ENCANA CORP COM 292505104 8030.12 265,634 SH SHARED 01 265,634 ENCANA CORP COM 292505104 960.56 31,775 SH SHARED 20 31,775 ENCANA CORP COM 292505104 7.98 264 SH SHARED 21 264 ENCANA CORP COM 292505104 1095.84 36,250 SH SHARED 36,250 ENCANA CORP COM 292505104 1807.75 59,800 SH C SHARED 59,800 ENCANA CORP COM 292505104 15734.72 520,500 SH P SHARED 520,500 ENCANA CORP COM 292505104 40714.64 1,346,829 SH SHARED 1,346,829 ENCORE CAP GROUP INC COM 292554102 37.82 2,099 SH SHARED 01 2,099 ENCORE CAP GROUP INC COM 292554102 0.77 43 SH SHARED 43 ENCORE ENERGY PARTNERS LP COM UNIT 29257A106 535.79 28,289 SH SHARED 01 28,289 ENCORE ENERGY PARTNERS LP COM UNIT 29257A106 37.88 2,000 SH P SHARED 2,000 ENCORE ENERGY PARTNERS LP COM UNIT 29257A106 107.52 5,677 SH SHARED 5,677 ENCORE ENERGY PARTNERS LP COM UNIT 29257A106 208.34 11,000 SH C SHARED 11,000 ENCORE WIRE CORP COM 292562105 63.58 3,100 SH C SOLE 3,100 ENCORE WIRE CORP COM 292562105 65.63 3,200 SH P SOLE 3,200 ENCORIUM GROUP INC COM NEW 29257R208 6.14 3,413 SH SOLE 3,413 ENDEAVOUR SILVER CORP COM 29258Y103 66.30 16,451 SH SOLE 16,451 ENDO PHARMACEUTICALS HLDGS I COM 29264F205 733.81 22,076 SH SHARED 01 22,076 ENDO PHARMACEUTICALS HLDGS I COM 29264F205 5697.34 171,400 SH SHARED 13 171,400 ENDO PHARMACEUTICALS HLDGS I COM 29264F205 16.62 500 SH C SHARED 500 ENDO PHARMACEUTICALS HLDGS I COM 29264F205 3246.05 97,655 SH SHARED 97,655 ENDO PHARMACEUTICALS HLDGS I COM 29264F205 12132.60 365,000 SH P SHARED 365,000 ENDOLOGIX INC COM 29266S106 77.52 17,000 SH SHARED 01 17,000 ENDOLOGIX INC COM 29266S106 49.01 10,748 SH SHARED 10,748 ENDURANCE SPECIALTY HLDGS LT SHS G30397106 5424.10 136,284 SH SHARED 01 136,284 ENDURANCE SPECIALTY HLDGS LT SHS G30397106 6.29 158 SH SHARED 21 158 ENDURANCE SPECIALTY HLDGS LT SHS G30397106 55.72 1,400 SH C SHARED 1,400 ENDURANCE SPECIALTY HLDGS LT SHS G30397106 225.75 5,672 SH SHARED 5,672 ENER1 INC COM NEW 29267A203 74.09 20,133 SH SHARED 01 20,133 ENER1 INC COM NEW 29267A203 1.10 300 SH C SHARED 300

ENER1 INC COM NEW 29267A203 9.20 2,500 SH P SHARED 2,500 ENERGEN CORP COM 29265N108 3325.72 72,741 SH SHARED 01 72,741 ENERGEN CORP COM 29265N108 77.72 1,700 SH C SHARED 1,700 ENERGEN CORP COM 29265N108 172.36 3,770 SH SHARED 3,770 ENERGEN CORP COM 29265N108 2424.76 53,035 SH SHARED 53,035 ENERGIZER HLDGS INC COM 29266R108 4689.16 69,748 SH SHARED 01 69,748 ENERGIZER HLDGS INC COM 29266R108 89.75 1,335 SH SHARED 1,335 ENERGIZER HLDGS INC COM 29266R108 161.35 2,400 SH SHARED 2,400 ENERGIZER HLDGS INC COM 29266R108 356.32 5,300 SH P SHARED 5,300 ENERGIZER HLDGS INC COM 29266R108 988.28 14,700 SH C SHARED 14,700 ENERGY CONVERSION DEVICES IN COM 292659109 203.97 40,631 SH SHARED 01 40,631 ENERGY CONVERSION DEVICES IN COM 292659109 44.68 8,900 SH P SHARED 8,900 ENERGY CONVERSION DEVICES IN COM 292659109 133.35 26,563 SH SHARED 26,563 ENERGY CONVERSION DEVICES IN COM 292659109 279.11 55,600 SH C SHARED 55,600 ENERGY CONVERSION NOTE 3.000% DEVICES IN 6/1 292659AA7 6.26 9,000 PRN SHARED 01 9,000 ENERGY CONVERSION NOTE 3.000% DEVICES IN 6/1 292659AA7 1224.59 1,762,000 PRN SHARED 1,762,000 ENERGY FOCUS INC COM 29268T102 10.96 7,259 SH SOLE 7,259 ENERGY INCOME & GROWTH FD COM 292697109 105.95 4,075 SH SHARED 01 4,075 ENERGY RECOVERY INC COM 29270J100 22.26 6,200 SH SHARED 01 6,200 ENERGY SVCS OF *W EXP AMERICA CORP 08/29/201 29271Q111 1.46 2,386 SH SOLE 2,386 ENERGY SVCS OF UNIT AMERICA CORP 08/29/2011 29271Q202 3.36 700 SH SOLE 700 ENERGY TRANSFER COM UT LTD EQUITY L P PTN 29273V100 7078.52 190,693 SH SHARED 01 190,693 ENERGY TRANSFER COM UT LTD EQUITY L P PTN 29273V100 77.95 2,100 SH P SHARED 2,100 ENERGY TRANSFER COM UT LTD EQUITY L P PTN 29273V100 152.19 4,100 SH C SHARED 4,100 ENERGY TRANSFER UNIT LTD PRTNRS L P PARTN 29273R109 46948.87 972,429 SH SHARED 01 972,429 ENERGY TRANSFER UNIT LTD PRTNRS L P PARTN 29273R109 1385.64 28,700 SH C SHARED 28,700 ENERGY TRANSFER UNIT LTD PRTNRS L P PARTN 29273R109 1404.95 29,100 SH P SHARED 29,100 ENERGY TRANSFER UNIT LTD PRTNRS L P PARTN 29273R109 32134.49 665,586 SH SHARED 665,586 ENERGY XXI (BERMUDA) LTD USD UNRS SHS G10082140 2252.65 97,475 SH SHARED 01 97,475 ENERGY XXI (BERMUDA) LTD USD UNRS SHS G10082140 1687.03 73,000 SH C SHARED 73,000 ENERGY XXI (BERMUDA) LTD USD UNRS SHS G10082140 1823.38 78,900 SH P SHARED 78,900 ENERGYSOLUTIONS INC COM 292756202 3.58 711 SH SHARED 01 711 ENERGYSOLUTIONS INC COM 292756202 10.56 2,100 SH P SHARED 2,100 ENERGYSOLUTIONS INC COM 292756202 22.64 4,500 SH C SHARED 4,500 ENERNOC INC COM 292764107 563.15 17,952 SH SHARED 01 17,952 ENERNOC INC COM 292764107 53.33 1,700 SH C SHARED 1,700 ENERNOC INC COM 292764107 3391.35 108,108 SH SHARED 108,108 ENERPLUS RES FD UNIT TR G NEW 29274D604 23064.22 895,698 SH SHARED 01 895,698 ENERPLUS RES FD UNIT TR G NEW 29274D604 260.08 10,100 SH SHARED 10,100 ENERPLUS RES FD UNIT TR G NEW 29274D604 723.58 28,100 SH P SHARED 28,100 ENERPLUS RES FD UNIT TR G NEW 29274D604 1225.06 47,575 SH SHARED 47,575 ENERPLUS RES FD UNIT TR G NEW 29274D604 1302.95 50,600 SH C SHARED 50,600 ENERSIS S A SPONSORED ADR 29274F104 113.88 4,844 SH SHARED 01 4,844 ENERSIS S A SPONSORED ADR 29274F104 904.36 38,467 SH SHARED 38,467 ENERSYS COM 29275Y102 1226.73 49,128 SH SHARED 01 49,128 ENERSYS COM 29275Y102 4.99 200 SH P SHARED 200 ENERSYS COM 29275Y102 72.41 2,900 SH C SHARED 2,900 ENGEX INC COM 292851102 3.76 1,172 SH SOLE 1,172 ENGLOBAL CORP COM 293306106 141.28 56,285 SH SHARED 01 56,285

ENI S P A SPONSORED ADR 26874R108 9423.65 218,241 SH SHARED 01 218,241 ENI S P A SPONSORED ADR 26874R108 57.13 1,323 SH SHARED 21 1,323 ENI S P A SPONSORED ADR 26874R108 120.60 2,793 SH SHARED 2,793 ENNIS INC COM 293389102 989.07 55,286 SH SHARED 01 55,286 ENPRO INDS INC COM 29355X107 29.97 958 SH SHARED 01 958 ENPRO INDS INC COM 29355X107 4.50 144 SH SHARED 144 ENSCO PLC SPONSORED ADR 29358Q109 8262.08 184,710 SH SHARED 01 184,710 ENSCO PLC SPONSORED ADR 29358Q109 259.43 5,800 SH SHARED 20 5,800 ENSCO PLC SPONSORED ADR 29358Q109 581.49 13,000 SH P SHARED 13,000 ENSCO PLC SPONSORED ADR 29358Q109 4602.72 102,900 SH C SHARED 102,900 ENSIGN GROUP INC COM 29358P101 8.08 450 SH SHARED 01 450 ENSTAR GROUP LIMITED SHS G3075P101 14.52 200 SH SHARED 01 200 ENTEGRIS INC COM 29362U104 93.17 19,950 SH SHARED 01 19,950 ENTEGRIS INC COM 29362U104 2.34 500 SH C SHARED 500 ENTERCOM COMMUNICATIONS CORP CL A 293639100 6247.14 794,802 SH SOLE 794,802 ENTERGY CORP NEW COM 29364G103 13606.80 177,797 SH SHARED 01 177,797 ENTERGY CORP NEW COM 29364G103 87.17 1,139 SH SHARED 21 1,139 ENTERGY CORP NEW COM 29364G103 451.53 5,900 SH C SHARED 5,900 ENTERGY CORP NEW COM 29364G103 865.32 11,307 SH SHARED 11,307 ENTERGY CORP NEW COM 29364G103 2272.94 29,700 SH P SHARED 29,700 ENTERGY CORP NEW COM 29364G103 6569.49 85,842 SH SHARED 85,842 ENTEROMEDICS INC COM NEW 29365M208 0.28 166 SH SHARED 01 166 ENTERPRISE BANCORP INC MASS COM 293668109 0.87 80 SH SOLE 80 ENTERPRISE FINL SVCS CORP COM 293712105 9.30 1,000 SH SHARED 01 1,000 ENTERPRISE GP HLDGS L P UNIT LP INT 293716106 14326.98 243,988 SH SHARED 01 243,988 ENTERPRISE GP HLDGS L P UNIT LP INT 293716106 29.36 500 SH P SHARED 500 ENTERPRISE GP HLDGS L P UNIT LP INT 293716106 140.93 2,400 SH C SHARED 2,400 ENTERPRISE GP HLDGS L P UNIT LP INT 293716106 4546.98 77,435 SH SHARED 77,435 ENTERPRISE PRODS PARTNERS L COM 293792107 143343.30 3,613,393 SH SHARED 01 3,613,393 ENTERPRISE PRODS PARTNERS L COM 293792107 238.02 6,000 SH SHARED 21 6,000 ENTERPRISE PRODS PARTNERS L COM 293792107 238.02 6,000 SH P SHARED 6,000 ENTERPRISE PRODS PARTNERS L COM 293792107 337.20 8,500 SH C SHARED 8,500 ENTERPRISE PRODS PARTNERS L COM 293792107 120920.55 3,048,161 SH SHARED 3,048,161 ENTERTAINMENT COM SH BEN PPTYS TR INT 29380T105 1065.73 24,681 SH SHARED 01 24,681 ENTERTAINMENT COM SH BEN PPTYS TR INT 29380T105 2.72 63 SH SHARED 21 63 ENTERTAINMENT COM SH BEN PPTYS TR INT 29380T105 47.50 1,100 SH C SHARED 1,100 ENTERTAINMENT COM SH BEN PPTYS TR INT 29380T105 60.45 1,400 SH P SHARED 1,400 ENTERTAINMENT COM SH BEN PPTYS TR INT 29380T105 1211.89 28,066 SH SHARED 28,066 ENTERTAINMENT CONV PFD 9% PPTYS TR SR E 29380T600 5.12 185 SH SOLE 185 ENTERTAINMENT PFD C CNV PPTYS TR 5.75% 29380T402 11.34 603 SH SOLE 603 ENTREE GOLD INC COM 29383G100 370.94 128,800 SH SHARED 01 128,800 ENTREMED INC COM NEW 29382F202 7.22 1,895 SH SOLE 1,895 ENTROPIC COMMUNICATIONS INC COM 29384R105 0.96 100 SH C SOLE 100 ENVESTNET INC COM 29404K106 1.57 150 SH SHARED 01 150 ENVESTNET INC COM 29404K106 45.01 4,303 SH SHARED 4,303 ENVIROSTAR INC COM 29414M100 2.89 2,676 SH SOLE 2,676 ENVOY CAPITAL GROUP INC COM 29413B105 3.72 4,033 SH SOLE 4,033 ENZO BIOCHEM INC COM 294100102 80.22 21,111 SH SHARED 01 21,111 ENZO BIOCHEM INC COM 294100102 83.60 22,000 SH C SHARED 01 22,000

ENZO BIOCHEM INC COM 294100102 11.40 3,000 SH C SHARED 3,000 ENZO BIOCHEM INC COM 294100102 12.00 3,159 SH SHARED 3,159 ENZON PHARMACEUTICALS INC COM 293904108 156.84 13,950 SH SHARED 01 13,950 ENZON PHARMACEUTICALS INC COM 293904108 10.12 900 SH C SHARED 900 ENZON PHARMACEUTICALS INC COM 293904108 19259.84 1,713,052 SH SHARED 1,713,052 EOG RES INC COM 26875P101 9974.01 107,282 SH SHARED 01 107,282 EOG RES INC COM 26875P101 4589.93 49,370 SH SHARED 20 49,370 EOG RES INC COM 26875P101 31.14 335 SH SHARED 21 335 EOG RES INC COM 26875P101 1523.59 16,388 SH SHARED 16,388 EOG RES INC COM 26875P101 8462.87 91,028 SH SHARED 91,028 EOG RES INC COM 26875P101 15014.66 161,500 SH C SHARED 161,500 EOG RES INC COM 26875P101 35663.29 383,600 SH P SHARED 383,600 EON COMMUNICATIONS CORP COM NEW 268763208 0.16 108 SH SOLE 108 EPICEPT CORP COM NEW 294264304 0.02 31 SH SOLE 31 EPICOR SOFTWARE CORP COM 29426L108 19.47 2,238 SH SHARED 01 2,238 EPICOR NOTE 2.375% SOFTWARE CORP 5/1 29426LAA6 138.52 146,000 PRN SOLE 146,000 EPIQ SYS INC COM 26882D109 29.15 2,378 SH SOLE 2,378 EQT CORP COM 26884L109 9654.99 267,748 SH SHARED 01 267,748 EQT CORP COM 26884L109 367.81 10,200 SH SHARED 10,200 EQT CORP COM 26884L109 3429.31 95,100 SH C SHARED 95,100 EQUAL ENERGY LTD COM 29390Q109 605.53 131,068 SH SHARED 01 131,068 EQUAL ENERGY LTD COM 29390Q109 28.00 6,060 SH SHARED 6,060 EQUIFAX INC COM 294429105 918.81 29,449 SH SHARED 01 29,449 EQUIFAX INC COM 294429105 94.38 3,025 SH SHARED 20 3,025 EQUIFAX INC COM 294429105 6.24 200 SH SHARED 21 200 EQUIFAX INC COM 294429105 324.48 10,400 SH SHARED 10,400 EQUIFAX INC COM 294429105 570.46 18,284 SH SHARED 18,284 EQUINIX INC COM NEW 29444U502 5000.10 48,853 SH SHARED 01 48,853 EQUINIX INC COM NEW 29444U502 4.61 45 SH SHARED 20 45 EQUINIX INC COM NEW 29444U502 829.04 8,100 SH C SHARED 8,100 EQUINIX INC COM NEW 29444U502 2719.85 26,574 SH SHARED 26,574 EQUINIX INC COM NEW 29444U502 2835.10 27,700 SH P SHARED 27,700 NOTE 2.500% EQUINIX INC 4/1 29444UAF3 5.38 5,000 PRN SHARED 01 5,000 NOTE 2.500% EQUINIX INC 4/1 29444UAF3 565.03 525,000 PRN SHARED 525,000 EQUITY LIFESTYLE PPTYS INC COM 29472R108 536.46 9,847 SH SHARED 01 9,847 EQUITY LIFESTYLE PPTYS INC COM 29472R108 11.11 204 SH SHARED 21 204 EQUITY LIFESTYLE PPTYS INC COM 29472R108 88.48 1,624 SH SHARED 1,624 EQUITY LIFESTYLE PPTYS INC COM 29472R108 882.58 16,200 SH P SHARED 16,200 EQUITY LIFESTYLE PPTYS INC COM 29472R108 1013.49 18,603 SH SHARED 18,603 EQUITY LIFESTYLE PPTYS INC COM 29472R108 1688.88 31,000 SH C SHARED 31,000 EQUITY ONE COM 294752100 882.76 52,296 SH SHARED 01 52,296 EQUITY ONE COM 294752100 98.90 5,859 SH SHARED 5,859 EQUITY ONE COM 294752100 224.35 13,291 SH SHARED 13,291 EQUITY RESIDENTIAL PFD CONV E 7% 29476L883 26.78 514 SH SOLE 514 EQUITY PFD CV H RESIDENTIAL $1.75 29476L842 100.79 1,466 SH SOLE 1,466 EQUITY RESIDENTIAL SH BEN INT 29476L107 5003.46 105,181 SH SHARED 01 105,181 EQUITY RESIDENTIAL SH BEN INT 29476L107 9.80 206 SH SHARED 21 206 EQUITY RESIDENTIAL SH BEN INT 29476L107 23.79 500 SH C SHARED 500 EQUITY RESIDENTIAL SH BEN INT 29476L107 52.33 1,100 SH P SHARED 1,100

EQUITY RESIDENTIAL SH BEN INT 29476L107 2849.97 59,911 SH SHARED 59,911 EQUITY RESIDENTIAL SH BEN INT 29476L107 8870.52 186,473 SH SHARED 186,473 EQUUS TOTAL RETURN INC COM 294766100 10.40 4,368 SH SOLE 4,368 ERESEARCH TECHNOLO INC COM 29481V108 1.79 239 SH SHARED 01 239 ERICSSON L M TEL CO ADR B SEK 10 294821608 4391.31 400,302 SH SHARED 01 400,302 ERICSSON L M TEL CO ADR B SEK 10 294821608 24.32 2,217 SH SHARED 21 2,217 ERICSSON L M TEL CO ADR B SEK 10 294821608 2.08 190 SH SHARED 190 ERICSSON L M TEL CO ADR B SEK 10 294821608 1249.83 113,932 SH SHARED 113,932 ERIE INDTY CO CL A 29530P102 28.03 500 SH SHARED 01 500 ERIE INDTY CO CL A 29530P102 184.89 3,298 SH SHARED 3,298 ERP OPER LTD NOTE 3.850% PARTNERSHIP 8/1 26884AAV5 2316.60 2,250,000 PRN SOLE 2,250,000 ESCALON MED CORP COM NEW 296074305 1.86 1,197 SH SOLE 1,197 ESCO TECHNOLOGIES INC COM 296315104 651.20 19,579 SH SHARED 01 19,579 ESCO TECHNOLOGIES INC COM 296315104 9.88 297 SH SHARED 21 297 ESCO TECHNOLOGIES INC COM 296315104 9.98 300 SH C SHARED 300 ESSEX PPTY TR INC COM 297178105 1211.83 11,073 SH SHARED 01 11,073 ESSEX PPTY TR INC COM 297178105 6.35 58 SH SHARED 21 58 ESSEX PPTY TR INC COM 297178105 87.55 800 SH C SHARED 800 ESSEX PPTY TR INC COM 297178105 1224.31 11,187 SH SHARED 11,187 ESSEX PPTY TR INC COM 297178105 1996.19 18,240 SH SHARED 18,240 ESSEX RENT CORP COM 297187106 4.94 1,000 SH SHARED 01 1,000 ESSEX RENT CORP COM 297187106 6.33 1,281 SH SHARED 1,281 ESTERLINE TECHNOLOGIES CORP COM 297425100 140.04 2,447 SH SHARED 01 2,447 ESTERLINE TECHNOLOGIES CORP COM 297425100 7.15 125 SH SHARED 21 125 ETABLISSEMENTS DELHAIZE FRER SPONSORED ADR 29759W101 1546.70 21,375 SH SHARED 01 21,375 ETABLISSEMENTS DELHAIZE FRER SPONSORED ADR 29759W101 36.32 502 SH SHARED 21 502 ETFS GOLD TR SHS 26922Y105 2253.62 17,289 SH SHARED 01 17,289 ETFS GOLD TR SHS 26922Y105 39.11 300 SH C SHARED 300 ETFS GOLD TR SHS 26922Y105 195.53 1,500 SH P SHARED 1,500 ETFS PALLADIUM TR SH BEN INT 26923A106 811.59 14,395 SH SHARED 01 14,395 ETFS PLATINUM TR SH BEN INT 26922V101 1389.57 8,421 SH SHARED 01 8,421 ETFS SILVER TR SILVER SHS 26922X107 518.20 23,880 SH SHARED 01 23,880 ETFS SILVER TR SILVER SHS 26922X107 6.51 300 SH P SHARED 300 ETFS SILVER TR SILVER SHS 26922X107 39.06 1,800 SH C SHARED 1,800 ETHAN ALLEN INTERIORS INC COM 297602104 358.10 20,510 SH SHARED 01 20,510 EURO TECH HOLDINGS CO LTD ORD G32030101 4.10 2,715 SH SOLE 2,715 EURONET WORLDWIDE INC COM 298736109 31.46 1,749 SH SHARED 01 1,749 EURONET WORLDWIDE INC COM 298736109 5.94 330 SH SHARED 20 330 EUROPEAN EQUITY FUND COM 298768102 3.95 570 SH SHARED 01 570 EUROPEAN EQUITY FUND COM 298768102 13.40 1,933 SH SHARED 1,933 EV ENERGY PARTNERS LP COM UNITS 26926V107 1011.49 28,842 SH SHARED 01 28,842 EV ENERGY PARTNERS LP COM UNITS 26926V107 70.14 2,000 SH P SHARED 2,000 EV ENERGY PARTNERS LP COM UNITS 26926V107 105.21 3,000 SH C SHARED 3,000 EVANS BANCORP INC COM NEW 29911Q208 15.42 1,173 SH SOLE 1,173 EVERCORE PARTNERS INC CLASS A 29977A105 306.47 10,712 SH SHARED 01 10,712 EVERCORE PARTNERS INC CLASS A 29977A105 8.58 300 SH C SHARED 300 EVEREST RE GROUP LTD COM G3223R108 2914.90 33,710 SH SHARED 01 33,710 EVEREST RE GROUP LTD COM G3223R108 24.90 288 SH SHARED 21 288 EVEREST RE GROUP LTD COM G3223R108 250.76 2,900 SH SHARED 2,900

EVEREST RE GROUP LTD COM G3223R108 665.82 7,700 SH C SHARED 7,700 EVEREST RE GROUP LTD COM G3223R108 2060.75 23,832 SH SHARED 23,832 EVERGREEN ENERGY INC NEW COM NEW 30024B203 0.51 379 SH SHARED 01 379 EVERGREEN ENERGY INC NEW COM NEW 30024B203 20.99 15,546 SH SHARED 15,546 EVERGREEN SOLAR INC COM 30033R108 182.51 248,648 SH SHARED 01 248,648 EVERGREEN SOLAR INC COM 30033R108 11.23 15,300 SH P SHARED 15,300 EVERGREEN SOLAR INC COM 30033R108 48.88 66,600 SH C SHARED 66,600 EVERGREEN NOTE 4.000% SOLAR INC 7/1 30033RAC2 564.38 1,500,000 PRN SOLE 1,500,000 EVOLUTION PETROLEUM CORP COM 30049A107 301.94 50,240 SH SHARED 01 50,240 EVOLVING SYS INC COM NEW 30049R209 0.11 15 SH SHARED 01 15 EVOLVING SYS INC COM NEW 30049R209 43.21 5,761 SH SHARED 5,761 EXACT SCIENCES CORP COM 30063P105 21.72 3,000 SH SHARED 01 3,000 EXACT SCIENCES CORP COM 30063P105 7.96 1,100 SH P SHARED 1,100 EXACT SCIENCES CORP COM 30063P105 485.08 67,000 SH C SHARED 67,000 EXCEED COMPANY LTD SHS G32335104 8.35 1,121 SH SOLE 1,121 EXCEED COMPANY UNIT LTD 11/08/2011 G32335120 1.93 275 SH SOLE 275 EXCEL MARITIME CARRIERS LTD COM V3267N107 7.74 1,378 SH SHARED 01 1,378 EXCEL MARITIME CARRIERS LTD COM V3267N107 98.35 17,500 SH P SHARED 17,500 EXCEL MARITIME CARRIERS LTD COM V3267N107 123.64 22,000 SH C SHARED 22,000 EXCEL TR INC COM 30068C109 64.24 5,700 SH SHARED 01 5,700 EXCO RESOURCES INC COM 269279402 2999.31 201,702 SH SHARED 01 201,702 EXCO RESOURCES INC COM 269279402 5.28 355 SH SHARED 20 355 EXCO RESOURCES INC COM 269279402 513.02 34,500 SH C SHARED 34,500 EXELIXIS INC COM 30161Q104 13.72 3,500 SH SHARED 01 3,500 EXELIXIS INC COM 30161Q104 3.92 1,000 SH P SHARED 1,000 EXELIXIS INC COM 30161Q104 20.38 5,200 SH C SHARED 5,200 EXELIXIS INC COM 30161Q104 124.52 31,766 SH SHARED 31,766 EXELON CORP COM 30161N101 24018.99 564,091 SH SHARED 01 564,091 EXELON CORP COM 30161N101 469.66 11,030 SH SHARED 17 11,030 EXELON CORP COM 30161N101 7525.04 176,727 SH SHARED 20 176,727 EXELON CORP COM 30161N101 11.07 260 SH SHARED 21 260 EXELON CORP COM 30161N101 1589.89 37,339 SH SHARED 37,339 EXELON CORP COM 30161N101 2367.45 55,600 SH P SHARED 55,600 EXELON CORP COM 30161N101 4202.65 98,700 SH C SHARED 98,700 EXELON CORP COM 30161N101 6026.26 141,528 SH SHARED 141,528 EXETER RES CORP COM 301835104 388.75 59,900 SH SHARED 01 59,900 EXETER RES CORP COM 301835104 16.23 2,500 SH P SHARED 2,500 EXETER RES CORP COM 301835104 42.83 6,600 SH C SHARED 6,600 EXETER RES CORP COM 301835104 510.18 78,610 SH SHARED 78,610 EXFO INC SUB VTG SHS 302046107 5.71 1,000 SH SHARED 01 1,000 EXFO INC SUB VTG SHS 302046107 11.51 2,016 SH SHARED 2,016 EXIDE *W EXP TECHNOLOGIES 05/05/201 302051123 0.74 61,720 SH SOLE 61,720 EXIDE TECHNOLOGIES COM NEW 302051206 139.34 29,089 SH SHARED 01 29,089 EXIDE TECHNOLOGIES COM NEW 302051206 23.47 4,900 SH C SHARED 4,900 EXLSERVICE HOLDINGS INC COM 302081104 28.59 1,470 SH SOLE 1,470 EXPEDIA INC DEL COM 30212P105 1089.37 38,589 SH SHARED 01 38,589 EXPEDIA INC DEL COM 30212P105 314.76 11,150 SH SHARED 11,150 EXPEDIA INC DEL COM 30212P105 5710.93 202,300 SH P SHARED 202,300 EXPEDIA INC DEL COM 30212P105 7325.69 259,500 SH C SHARED 259,500

EXPEDITORS INTL WASH INC COM 302130109 11971.30 258,951 SH SHARED 01 258,951 EXPEDITORS INTL WASH INC COM 302130109 19.46 421 SH SHARED 21 421 EXPEDITORS INTL WASH INC COM 302130109 568.63 12,300 SH P SHARED 12,300 EXPEDITORS INTL WASH INC COM 302130109 628.73 13,600 SH SHARED 13,600 EXPEDITORS INTL WASH INC COM 302130109 735.06 15,900 SH C SHARED 15,900 EXPEDITORS INTL WASH INC COM 302130109 4201.47 90,882 SH SHARED 90,882 EXPONENT INC COM 30214U102 394.21 11,736 SH SHARED 01 11,736 EXPONENT INC COM 30214U102 5.78 172 SH SHARED 21 172 EXPRESS INC COM 30219E103 988.65 65,000 SH C SOLE 65,000 EXPRESS SCRIPTS INC COM 302182100 37459.16 769,182 SH SHARED 01 769,182 EXPRESS SCRIPTS INC COM 302182100 1880.31 38,610 SH SHARED 20 38,610 EXPRESS SCRIPTS INC COM 302182100 79.67 1,636 SH SHARED 21 1,636 EXPRESS SCRIPTS INC COM 302182100 59.75 1,227 SH SHARED 1,227 EXPRESS SCRIPTS INC COM 302182100 1597.36 32,800 SH SHARED 32,800 EXPRESS SCRIPTS INC COM 302182100 8590.68 176,400 SH P SHARED 176,400 EXPRESS SCRIPTS INC COM 302182100 12248.05 251,500 SH C SHARED 251,500 EXPRESSJET HOLDINGS INC COM NEW 30218U306 1.33 200 SH SHARED 01 200 EXPRESSJET HOLDINGS INC COM NEW 30218U306 136.75 20,502 SH SHARED 20,502 EXPRESSJET NOTE 11.250% HOLDINGS INC 8/0 30218UAB4 12.03 12,000 PRN SHARED 01 12,000 EXTERRAN HLDGS INC COM 30225X103 22.35 984 SH SHARED 01 984 EXTERRAN HLDGS INC COM 30225X103 11.36 500 SH P SHARED 500 EXTERRAN HLDGS INC COM 30225X103 346.51 15,258 SH SHARED 15,258 EXTERRAN PARTNERS LP COM UNITS 30225N105 40.56 1,857 SH SHARED 01 1,857 EXTERRAN PARTNERS LP COM UNITS 30225N105 44.88 2,055 SH SHARED 2,055 EXTRA SPACE STORAGE INC COM 30225T102 1045.49 65,180 SH SHARED 01 65,180 EXTRA SPACE STORAGE INC COM 30225T102 84.56 5,272 SH SHARED 5,272 EXTRA SPACE STORAGE INC COM 30225T102 845.61 52,719 SH SHARED 52,719 EXTREME NETWORKS INC COM 30226D106 9.33 3,000 SH SHARED 01 3,000 EXTREME NETWORKS INC COM 30226D106 66.31 21,323 SH SHARED 21,323 EXXON MOBIL CORP COM 30231G102 123.58 2,000 SH P SHARED 01 2,000 EXXON MOBIL CORP COM 30231G102 320148.08 5,181,228 SH SHARED 01 5,181,228 EXXON MOBIL CORP COM 30231G102 2116.62 34,255 SH SHARED 17 34,255 EXXON MOBIL CORP COM 30231G102 2640.97 42,741 SH SHARED 20 42,741 EXXON MOBIL CORP COM 30231G102 1755.52 28,411 SH SHARED 21 28,411 EXXON MOBIL CORP COM 30231G102 36536.24 591,297 SH P SHARED 591,297 EXXON MOBIL CORP COM 30231G102 43501.46 704,021 SH SHARED 704,021 EXXON MOBIL CORP COM 30231G102 109681.70 1,775,072 SH SHARED 1,775,072 EXXON MOBIL CORP COM 30231G102 415454.15 6,723,647 SH C SHARED 6,723,647 EZCHIP SEMICONDUCTOR LIMITED ORD M4146Y108 19.19 760 SH SOLE 760 EZCHIP SEMICONDUCTOR LIMITED ORD M4146Y108 25.25 1,000 SH P SOLE 1,000 EZCHIP SEMICONDUCTOR LIMITED ORD M4146Y108 60.60 2,400 SH C SOLE 2,400 EZCORP INC CL A NON VTG 302301106 1051.06 52,448 SH SHARED 01 52,448 EZCORP INC CL A NON VTG 302301106 140.06 6,989 SH SHARED 6,989 EZCORP INC CL A NON VTG 302301106 232.46 11,600 SH C SHARED 11,600 F M C CORP COM NEW 302491303 1791.93 26,194 SH SHARED 01 26,194 F M C CORP COM NEW 302491303 4.79 70 SH SHARED 20 70 F M C CORP COM NEW 302491303 41.05 600 SH P SHARED 600 F M C CORP COM NEW 302491303 68.41 1,000 SH C SHARED 1,000 F M C CORP COM NEW 302491303 119.03 1,740 SH SHARED 1,740

F M C CORP COM NEW 302491303 1727.76 25,256 SH SHARED 25,256 F N B UNITED CORP COM 302519103 2.71 3,870 SH SHARED 01 3,870 F N B UNITED CORP COM 302519103 2.55 3,642 SH SHARED 3,642 F5 NETWORKS INC COM 315616102 8659.73 83,419 SH SHARED 01 83,419 F5 NETWORKS INC COM 315616102 41.63 401 SH SHARED 21 401 F5 NETWORKS INC COM 315616102 375.90 3,621 SH SHARED 3,621 F5 NETWORKS INC COM 315616102 1398.22 13,469 SH SHARED 13,469 F5 NETWORKS INC COM 315616102 10360.24 99,800 SH C SHARED 99,800 F5 NETWORKS INC COM 315616102 12291.10 118,400 SH P SHARED 118,400 FABRINET SHS G3323L100 1.95 123 SH SOLE 123 FACTSET RESH SYS INC COM 303075105 3379.23 41,652 SH SHARED 01 41,652 FACTSET RESH SYS INC COM 303075105 126.16 1,555 SH SHARED 20 1,555 FACTSET RESH SYS INC COM 303075105 17.20 212 SH SHARED 21 212 FACTSET RESH SYS INC COM 303075105 1209.81 14,912 SH SHARED 14,912 FAIR ISAAC CORP COM 303250104 3602.70 146,095 SH SHARED 01 146,095 FAIR ISAAC CORP COM 303250104 153.14 6,210 SH SHARED 20 6,210 FAIR ISAAC CORP COM 303250104 13.49 547 SH SHARED 21 547 FAIR ISAAC CORP COM 303250104 12.33 500 SH C SHARED 500 FAIRCHILD SEMICONDUCTOR INTL COM 303726103 61.57 6,550 SH SHARED 01 6,550 FAIRCHILD SEMICONDUCTOR INTL COM 303726103 163.93 17,439 SH SHARED 17,439 CATHOLIC FAITHSHARES TR VALUE 30605Q207 15.88 585 SH SOLE 585 FAITHSHARES TR METHODIST VAL 30605Q504 2.71 100 SH SOLE 100 FALCONSTOR SOFTWARE INC COM 306137100 157.94 51,615 SH SHARED 01 51,615 FALCONSTOR SOFTWARE INC COM 306137100 57.81 18,893 SH SHARED 18,893 FAMILY DLR STORES INC COM 307000109 13582.20 307,568 SH SHARED 01 307,568 FAMILY DLR STORES INC COM 307000109 406.98 9,216 SH SHARED 9,216 FAMILY DLR STORES INC COM 307000109 790.46 17,900 SH P SHARED 17,900 FAMILY DLR STORES INC COM 307000109 887.62 20,100 SH C SHARED 20,100 FAMILY DLR STORES INC COM 307000109 4176.79 94,583 SH SHARED 94,583 FAMOUS DAVES AMER INC COM 307068106 13.73 1,453 SH SOLE 1,453 FARMERS CAP BK CORP COM 309562106 5.94 1,200 SH SHARED 01 1,200 FARO TECHNOLOGIES INC COM 311642102 4.36 200 SH SHARED 01 200 FARO TECHNOLOGIES INC COM 311642102 2.18 100 SH C SHARED 100 FASTENAL CO COM 311900104 6278.60 118,041 SH SHARED 01 118,041 FASTENAL CO COM 311900104 10.64 200 SH P SHARED 200 FASTENAL CO COM 311900104 111.70 2,100 SH C SHARED 2,100 FASTENAL CO COM 311900104 280.15 5,267 SH SHARED 5,267 FASTENAL CO COM 311900104 510.62 9,600 SH SHARED 9,600 FAUQUIER BANKSHARES INC VA COM 312059108 5.41 416 SH SOLE 416 FBL FINL GROUP INC CL A 30239F106 4.75 183 SH SHARED 01 183 FBR CAPITAL MARKETS CORP COM 30247C301 894.55 284,890 SH SHARED 01 284,890 FEDERAL AGRIC MTG CORP CL A 313148108 0.72 80 SH SOLE 80 FEDERAL AGRIC MTG CORP CL C 313148306 7.63 705 SH SHARED 01 705 FEDERAL AGRIC MTG CORP CL C 313148306 6.49 600 SH P SHARED 600 FEDERAL AGRIC MTG CORP CL C 313148306 25.97 2,400 SH C SHARED 2,400 FEDERAL MOGUL CORP COM 313549404 16.96 897 SH SHARED 01 897 FEDERAL MOGUL CORP COM 313549404 64.75 3,424 SH SHARED 3,424 FEDERAL REALTY SH BEN INT INVT TR NEW 313747206 1556.60 19,062 SH SHARED 01 19,062 FEDERAL REALTY SH BEN INT INVT TR NEW 313747206 6.86 84 SH SHARED 21 84

FEDERAL REALTY SH BEN INT INVT TR NEW 313747206 375.64 4,600 SH P SHARED 4,600 FEDERAL REALTY SH BEN INT INVT TR NEW 313747206 604.94 7,408 SH SHARED 7,408 FEDERAL REALTY SH BEN INT INVT TR NEW 313747206 3239.86 39,675 SH SHARED 39,675 FEDERAL REALTY SH BEN INT INVT TR NEW 313747206 3903.35 47,800 SH C SHARED 47,800 FEDERAL SIGNAL CORP COM 313855108 16.94 3,142 SH SHARED 01 3,142 FEDERATED ENHANC TREAS COM SH BEN INCM INT 314162108 221.39 12,382 SH SHARED 01 12,382 FEDERATED INVS INC PA CL B 314211103 3434.55 150,903 SH SHARED 01 150,903 FEDERATED INVS INC PA CL B 314211103 7.51 330 SH SHARED 21 330 FEDERATED INVS INC PA CL B 314211103 6.83 300 SH C SHARED 300 FEDERATED INVS INC PA CL B 314211103 9.10 400 SH P SHARED 400 FEDERATED INVS INC PA CL B 314211103 1435.88 63,088 SH SHARED 63,088 FEDERATED PREM MUN INC FD COM 31423P108 28.05 1,805 SH SHARED 01 1,805 FEDERATED PREM MUN INC FD COM 31423P108 69.87 4,497 SH SHARED 4,497 FEDEX CORP COM 31428X106 41258.97 482,561 SH SHARED 01 482,561 FEDEX CORP COM 31428X106 1787.04 20,901 SH SHARED 20 20,901 FEDEX CORP COM 31428X106 57.71 675 SH SHARED 21 675 FEDEX CORP COM 31428X106 1538.91 17,999 SH SHARED 17,999 FEDEX CORP COM 31428X106 8746.65 102,300 SH P SHARED 102,300 FEDEX CORP COM 31428X106 35747.55 418,100 SH C SHARED 418,100 FEI CO COM 30241L109 9.79 500 SH C SOLE 500 FELCOR LODGING TR INC COM 31430F101 0.40 87 SH SHARED 01 87 FELCOR LODGING TR INC COM 31430F101 9.20 2,000 SH C SHARED 2,000 FELCOR LODGING TR INC COM 31430F101 9.20 2,000 SH P SHARED 2,000 FELCOR LODGING TR INC COM 31430F101 22.12 4,809 SH SHARED 4,809 FELCOR LODGING TR INC COM 31430F101 260.69 56,671 SH SHARED 56,671 FELCOR LODGING PFD CV A TR INC $1.95 31430F200 157.10 7,300 SH SHARED 01 7,300 FELCOR LODGING PFD CV A TR INC $1.95 31430F200 44.03 2,046 SH SHARED 2,046 FEMALE HEALTH CO COM 314462102 82.13 15,947 SH SHARED 01 15,947 FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293100 2661.03 105,429 SH SHARED 01 105,429 FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293100 54.59 2,163 SH SHARED 2,163 FERRO CORP COM 315405100 8.70 675 SH SHARED 01 675 FERRO CORP COM 315405100 2.58 200 SH C SHARED 200 FFD FINL CORP COM 30243C107 157.56 11,459 SH SOLE 11,459 FIBRIA SP ADR REP CELULOSE S A COM 31573A109 7.52 435 SH SHARED 01 435 FIBRIA SP ADR REP CELULOSE S A COM 31573A109 181.61 10,504 SH SHARED 10,504 FIBRIA SP ADR REP CELULOSE S A COM 31573A109 2176.81 125,900 SH C SHARED 125,900 FIDELITY NDQ CP IDX COMWLTH TR TRK 315912808 85.21 912 SH SHARED 01 912 FIDELITY NATIONAL FINANCIAL CL A 31620R105 40.70 2,591 SH SHARED 01 2,591 FIDELITY NATIONAL FINANCIAL CL A 31620R105 12.57 800 SH P SHARED 800 FIDELITY NATIONAL FINANCIAL CL A 31620R105 67.55 4,300 SH C SHARED 4,300 FIDELITY NATIONAL FINANCIAL CL A 31620R105 216.50 13,781 SH SHARED 13,781 FIDELITY NATIONAL FINANCIAL CL A 31620R105 1059.69 67,453 SH SHARED 67,453 FIDELITY NATL INFORMATION SV COM 31620M106 2605.76 96,047 SH SHARED 01 96,047 FIDELITY NATL INFORMATION SV COM 31620M106 27.13 1,000 SH P SHARED 1,000 FIDELITY NATL INFORMATION SV COM 31620M106 65.11 2,400 SH C SHARED 2,400 FIDELITY NATL INFORMATION SV COM 31620M106 339.29 12,506 SH SHARED 12,506 FIDELITY NATL INFORMATION SV COM 31620M106 1571.42 57,922 SH SHARED 57,922 FIDELITY SOUTHERN CORP NEW COM 316394105 6.66 1,040 SH SHARED 01 1,040 FIDELITY SOUTHERN CORP NEW COM 316394105 21.97 3,433 SH SHARED 3,433

FIDUCIARY CLAYMORE MLP OPP F COM 31647Q106 13567.12 700,781 SH SHARED 01 700,781 FIDUCIARY CLAYMORE MLP OPP F COM 31647Q106 1830.06 94,528 SH SHARED 94,528 FIFTH STREET FINANCE CORP COM 31678A103 1100.12 98,754 SH SHARED 01 98,754 FIFTH STREET FINANCE CORP COM 31678A103 6.22 558 SH SHARED 21 558 FIFTH STREET FINANCE CORP COM 31678A103 438.41 39,355 SH SHARED 39,355 FIFTH THIRD CNV PFD BANCORP DEP1/250 316773209 38.60 300 SH SHARED 01 300 FIFTH THIRD CNV PFD BANCORP DEP1/250 316773209 2.06 16 SH SHARED 16 FIFTH THIRD BANCORP COM 316773100 5351.98 444,886 SH SHARED 01 444,886 FIFTH THIRD BANCORP COM 316773100 28.63 2,380 SH SHARED 21 2,380 FIFTH THIRD BANCORP COM 316773100 514.88 42,800 SH SHARED 42,800 FIFTH THIRD BANCORP COM 316773100 721.80 60,000 SH P SHARED 60,000 FIFTH THIRD BANCORP COM 316773100 1379.84 114,700 SH C SHARED 114,700 FIFTH THIRD BANCORP COM 316773100 3166.66 263,230 SH SHARED 263,230 FINANCIAL ENGINES INC COM 317485100 115.40 8,690 SH SOLE 8,690 FINISAR CORP COM NEW 31787A507 2013.78 107,173 SH SHARED 01 107,173 FINISAR CORP COM NEW 31787A507 296.88 15,800 SH C SHARED 15,800 FINISAR CORP COM NEW 31787A507 372.04 19,800 SH P SHARED 19,800 FINISAR CORP COM NEW 31787A507 937.53 49,895 SH SHARED 49,895 FINISH LINE INC CL A 317923100 249.09 17,907 SH SHARED 01 17,907 FINISH LINE INC CL A 317923100 2819.56 202,700 SH C SHARED 202,700 FIRST ACCEPTANCE CORP COM 318457108 0.13 77 SH SOLE 77 FIRST AMERN FINL CORP COM 31847R102 4.02 269 SH SHARED 01 269 FIRST AMERN FINL CORP COM 31847R102 34.36 2,300 SH C SHARED 2,300 FIRST AMERN FINL CORP COM 31847R102 25840.82 1,729,640 SH SHARED 1,729,640 FIRST AMERN MINN MUN INC FD COM 31849P104 4.62 300 SH SOLE 300 FIRST BANCORP INC ME COM 31866P102 78.51 5,677 SH SHARED 01 5,677 FIRST BANCORP N C COM 318910106 32.37 2,377 SH SHARED 01 2,377 FIRST BANCORP P R COM 318672102 30.55 109,115 SH SHARED 01 109,115 FIRST BANCORP P R COM 318672102 94.64 338,014 SH SHARED 338,014 FIRST BANCSHARES INC MO COM 318687100 116.34 16,427 SH SOLE 16,427 FIRST BANCSHARES INC MS COM 318916103 0.02 2 SH SOLE 2 FIRST BUS FINL SVCS INC WIS COM 319390100 9.25 1,000 SH SOLE 1,000 FIRST CALIFORNIA FINANCIAL G COM NEW 319395109 23.53 9,604 SH SHARED 01 9,604 FIRST CAPITAL BANCORP VA COM 319438107 3.69 1,250 SH SHARED 01 1,250 FIRST CAPITAL INC COM 31942S104 4.71 309 SH SOLE 309 FIRST CASH FINL SVCS INC COM 31942D107 446.55 16,092 SH SHARED 01 16,092 FIRST CASH FINL SVCS INC COM 31942D107 10.10 364 SH SHARED 21 364 FIRST CASH FINL SVCS INC COM 31942D107 11.10 400 SH C SHARED 400 FIRST CLOVER LEAF FIN CORP COM 31969M105 4.79 799 SH SOLE 799 FIRST CMNTY BANCSHARES INC N COM 31983A103 0.67 52 SH SHARED 01 52 FIRST CMNTY BK CORP AMER COM 31985E202 2.85 1,675 SH SOLE 1,675 FIRST CMNTY CORP S C COM 319835104 0.42 84 SH SOLE 84 FIRST COMWLTH FINL CORP PA COM 319829107 7.66 1,405 SH SHARED 01 1,405 FIRST CTZNS BANC CORP COM NO PAR 319459202 0.67 166 SH SHARED 01 166 FIRST CTZNS BANC CORP COM NO PAR 319459202 19.25 4,764 SH SHARED 4,764 FIRST CTZNS BANCSHARES INC N CL A 31946M103 55.58 300 SH SHARED 01 300 FIRST CTZNS BANCSHARES INC N CL A 31946M103 134.69 727 SH SHARED 727 FIRST DEFIANCE FINL CORP COM 32006W106 7.42 738 SH SOLE 738 FIRST FED BANCSHARES ARK COM 32020F105 6.31 3,404 SH SOLE 3,404

FIRST FED NORTHN MICH BANCOR COM 32021X105 2.92 1,216 SH SOLE 1,216 FIRST FINANCIAL NORTHWEST IN COM 32022K102 3.99 1,022 SH SOLE 1,022 FIRST FINL *W EXP BANCORP OH 12/23/201 320209117 0.77 100 SH SOLE 100 FIRST FINL BANCORP OH COM 320209109 130.65 7,833 SH SHARED 01 7,833 FIRST FINL BANCORP OH COM 320209109 4.40 264 SH SHARED 21 264 FIRST FINL BANKSHARES COM 32020R109 128.24 2,729 SH SHARED 01 2,729 FIRST FINL BANKSHARES COM 32020R109 55.54 1,182 SH SHARED 1,182 FIRST FINL CORP IND COM 320218100 0.15 5 SH SHARED 01 5 FIRST FINL HLDGS INC COM 320239106 1.39 125 SH SHARED 01 125 FIRST FINL SVC CORP COM 32022D108 9.45 1,910 SH SOLE 1,910 FIRST HORIZON NATL CORP COM 320517105 528.92 46,356 SH SHARED 01 46,356 FIRST HORIZON NATL CORP COM 320517105 8.42 738 SH SHARED 21 738 FIRST HORIZON NATL CORP COM 320517105 9.13 800 SH P SHARED 800 FIRST HORIZON NATL CORP COM 320517105 193.97 17,000 SH C SHARED 17,000 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 12.17 2,400 SH SHARED 01 2,400 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 2.54 500 SH P SHARED 500 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 8.62 1,700 SH C SHARED 1,700 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 19.33 3,812 SH SHARED 3,812 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 57.59 11,358 SH SHARED 11,358 FIRST INTST BANCSYSTEM INC COM CL A 32055Y201 65.62 4,875 SH SHARED 01 4,875 FIRST M & F CORP COM 320744105 4.17 1,234 SH SOLE 1,234 FIRST MARBLEHEAD CORP COM 320771108 5.85 2,500 SH SHARED 01 2,500 FIRST MIDWEST BANCORP DEL COM 320867104 38.86 3,370 SH SHARED 01 3,370 FIRST NIAGARA FINL GP INC COM 33582V108 775.42 66,560 SH SHARED 01 66,560 FIRST NIAGARA FINL GP INC COM 33582V108 1.17 100 SH C SHARED 100 FIRST NIAGARA FINL GP INC COM 33582V108 60.58 5,200 SH P SHARED 5,200 FIRST NIAGARA FINL GP INC COM 33582V108 995.11 85,417 SH SHARED 85,417 FIRST POTOMAC RLTY TR COM 33610F109 424.80 28,320 SH SHARED 01 28,320 FIRST POTOMAC RLTY TR COM 33610F109 333.66 22,244 SH SHARED 22,244 FIRST SAVINGS FINL GROUP INC COM 33621E109 4.64 355 SH SOLE 355 FIRST SEC GROUP INC COM 336312103 1.97 1,762 SH SOLE 1,762 FIRST SOLAR INC COM 336433107 7137.49 48,439 SH SHARED 01 48,439 FIRST SOLAR INC COM 336433107 471.52 3,200 SH SHARED 3,200 FIRST SOLAR INC COM 336433107 56788.69 385,400 SH P SHARED 385,400 FIRST SOLAR INC COM 336433107 82928.58 562,800 SH C SHARED 562,800 FIRST TR ABERDEEN GLBL OPP F COM SHS 337319107 860.97 47,410 SH SHARED 01 47,410 FIRST TR ACTIVE DIVID INCOME COM 33731L100 25.34 2,369 SH SHARED 01 2,369 FIRST TR ACTIVE DIVID INCOME COM 33731L100 16.13 1,508 SH SHARED 1,508 FIRST TR BICK INDEX FD COM SHS 33733H107 777.07 24,583 SH SHARED 01 24,583 FIRST TR DJ STOXX EURO DIV F COMMON SHS 33735T109 14.41 1,097 SH SOLE 1,097 FIRST TR DJS COM SHS MICROCAP INDEX ANNUAL 33718M105 224.88 12,151 SH SHARED 01 12,151 FIRST TR ENHANCED EQTY INC F COM 337318109 137.37 11,671 SH SHARED 01 11,671 FIRST TR ENHANCED EQTY INC F COM 337318109 39.31 3,340 SH SHARED 3,340 FIRST TR EXCH NASDQ CLN TRADED FD II EDGE 33737A108 22.38 740 SH SHARED 01 740 FIRST TR EXCH NASDQ CLN TRADED FD II EDGE 33737A108 30.66 1,014 SH SHARED 1,014 FIRST TR EXCHANGE CONSUMR TRADED FD DISCRE 33734X101 10201.34 597,268 SH SHARED 01 597,268 FIRST TR EXCHANGE CONSUMR TRADED FD DISCRE 33734X101 28.68 1,679 SH SHARED 1,679 FIRST TR EXCHANGE CONSUMR TRADED FD STAPLE 33734X119 2110.43 108,785 SH SHARED 01 108,785 FIRST TR EXCHANGE TRADED FD DJ GLBL DIVID 33734X200 198.07 8,776 SH SHARED 01 8,776

FIRST TR EXCHANGE DJ INTERNT TRADED FD IDX 33733E302 13990.90 464,814 SH SHARED 01 464,814 FIRST TR EXCHANGE ENERGY TRADED FD ALPHADX 33734X127 2071.99 121,098 SH SHARED 01 121,098 FIRST TR EXCHANGE FINLS TRADED FD ALPHADEX 33734X135 11029.17 820,013 SH SHARED 01 820,013 FIRST TR EXCHANGE HLTH CARE TRADED FD ALPH 33734X143 2327.35 99,417 SH SHARED 01 99,417 FIRST TR EXCHANGE INDLS PROD TRADED FD DUR 33734X150 2128.96 131,906 SH SHARED 01 131,906 FIRST TR EXCHANGE MATERIALS TRADED FD ALPH 33734X168 11599.75 556,877 SH SHARED 01 556,877 FIRST TR EXCHANGE MATERIALS TRADED FD ALPH 33734X168 68.74 3,300 SH SHARED 21 3,300 FIRST TR EXCHANGE NAS CLNEDG TRADED FD GREEN 33733E500 271.22 17,773 SH SHARED 01 17,773 FIRST TR EXCHANGE NAS CLNEDG TRADED FD GREEN 33733E500 49.85 3,267 SH SHARED 3,267 FIRST TR EXCHANGE TRADED FD NASDAQ 100 EX 33733E401 871.95 45,018 SH SHARED 01 45,018 FIRST TR EXCHANGE NY ARCA TRADED FD BIOTECH 33733E203 3785.71 108,411 SH SHARED 01 108,411 FIRST TR EXCHANGE NY ARCA TRADED FD BIOTECH 33733E203 34.92 1,000 SH P SHARED 1,000 FIRST TR EXCHANGE NY ARCA TRADED FD BIOTECH 33733E203 69.84 2,000 SH C SHARED 2,000 FIRST TR EXCHANGE STRAT VAL TRADED FD IDX FD 33733E104 91.52 4,360 SH SHARED 01 4,360 FIRST TR EXCHANGE STRAT VAL TRADED FD IDX FD 33733E104 77.62 3,698 SH SHARED 3,698 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 4302.75 221,791 SH SHARED 01 221,791 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 24.75 1,276 SH SHARED 1,276 FIRST TR EXCHANGE UTILITIES TRADED FD ALPH 33734X184 1471.69 90,901 SH SHARED 01 90,901 FIRST TR FOUR CRNRS SR FLT R COM SHS 33733Q107 15.73 1,151 SH SHARED 01 1,151 FIRST TR FTSE EPRA/NAREIT DE COM 33736N101 370.04 10,874 SH SHARED 01 10,874 FIRST TR ISE CHINDIA INDEX F COM 33733A102 1408.98 56,654 SH SHARED 01 56,654 FIRST TR ISE GLB WIND ENRG E COM SHS 33736G106 1262.07 123,249 SH SHARED 01 123,249 FIRST TR ISE GLB WIND ENRG E COM SHS 33736G106 11.88 1,160 SH SHARED 1,160 FIRST TR ISE GLOBAL ENGR & C COM 33736M103 550.13 13,945 SH SHARED 01 13,945 FIRST TR ISE REVERE NAT GAS COM 33734J102 3899.16 237,464 SH SHARED 01 237,464 FIRST TR ISE REVERE NAT GAS COM 33734J102 13.79 840 SH SHARED 840 FIRST TR ISE REVERE NAT GAS COM 33734J102 26.27 1,600 SH P SHARED 1,600 FIRST TR ISE REVERE NAT GAS COM 33734J102 233.16 14,200 SH C SHARED 14,200 FIRST TR ISE WATER INDEX FD COM 33733B100 2140.79 111,966 SH SHARED 01 111,966 FIRST TR ISE WATER INDEX FD COM 33733B100 51.59 2,698 SH SHARED 2,698 FIRST TR LRGE CAP GRWTH OPP COM SHS 33735K108 1238.92 48,757 SH SHARED 01 48,757 FIRST TR LRGE CAP VAL OPP AL COM SHS 33735J101 537.72 22,092 SH SHARED 01 22,092 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 1094.60 43,749 SH SHARED 01 43,749 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 3200.03 111,290 SH SHARED 01 111,290 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 746.78 49,195 SH SHARED 01 49,195 FIRST TR MULTI CP VAL ALPHA COM SHS 33733C108 32.86 1,275 SH SHARED 01 1,275 FIRST TR NAS100 EQ WEIGHTED SHS 337344105 2942.60 137,120 SH SHARED 01 137,120 FIRST TR NAS100 EQ WEIGHTED SHS 337344105 2.55 119 SH SHARED 119 FIRST TR NASDAQ ABA UT COM SHS CMNTY BK ETF 33736Q104 17.15 777 SH SOLE 777 FIRST TR NASDAQ100 TECH INDE SHS 337345102 12553.18 554,714 SH SHARED 01 554,714 FIRST TR NASDAQ100 TECH INDE SHS 337345102 278.48 12,306 SH SHARED 12,306 FIRST TR S&P REIT INDEX FD COM 33734G108 5177.89 373,585 SH SHARED 01 373,585 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 401.86 15,510 SH SHARED 01 15,510 FIRST TR STRAT HGH INC FD II COM 33735C106 6.73 1,548 SH SOLE 1,548 FIRST TR STRATEGIC HIGH INC COM SHS 337353106 154.88 32,676 SH SHARED 01 32,676 FIRST TR STRTGC HIGH INCM FD COM 337347108 0.73 213 SH SOLE 213 FIRST TR US IPO INDEX FD SHS 336920103 2.99 140 SH SHARED 01 140 FIRST TR VALUE LINE 100 ETF COM SHS 33735G107 42.81 3,650 SH SHARED 01 3,650 FIRST TR VALUE LINE 100 ETF COM SHS 33735G107 41.63 3,549 SH SHARED 3,549

FIRST TR VALUE LINE DIVID IN SHS 33734H106 443.26 31,150 SH SHARED 01 31,150 FIRST TR/ABERDEEN EMERG OPT COM 33731K102 231.47 10,652 SH SHARED 01 10,652 FIRST TR/ABERDEEN EMERG OPT COM 33731K102 1.80 83 SH SHARED 83 FIRST TR/FOUR CRNRS SR FLOAT COM 33733U108 6762.19 514,235 SH SHARED 01 514,235 FIRST TRUST FIDAC MTG INCM F COM SHS 33734E103 193.03 8,875 SH SHARED 01 8,875 FIRST TRUST SPECIALTY FINANC COM BEN INTR 33733G109 13.14 1,830 SH SHARED 01 1,830 FIRST TRUST SPECIALTY FINANC COM BEN INTR 33733G109 4.85 675 SH SHARED 675 FIRST UTD CORP COM 33741H107 9.06 2,179 SH SHARED 01 2,179 FIRST W VA BANCORP INC COM 337493100 0.74 50 SH SOLE 50 FIRSTBANK CORP MICH COM 33761G104 13.46 2,901 SH SOLE 2,901 FIRSTCITY FINL CORP COM 33761X107 14.47 1,800 SH SHARED 01 1,800 FIRSTCITY FINL CORP COM 33761X107 21.24 2,642 SH SHARED 2,642 FIRSTENERGY CORP COM 337932107 6470.83 167,899 SH SHARED 01 167,899 FIRSTENERGY CORP COM 337932107 1266.04 32,850 SH SHARED 20 32,850 FIRSTENERGY CORP COM 337932107 5.90 153 SH SHARED 21 153 FIRSTENERGY CORP COM 337932107 65.52 1,700 SH P SHARED 1,700 FIRSTENERGY CORP COM 337932107 637.64 16,545 SH SHARED 16,545 FIRSTENERGY CORP COM 337932107 4740.42 123,000 SH C SHARED 123,000 FIRSTMERIT CORP COM 337915102 332.42 18,145 SH SHARED 01 18,145 FIRSTMERIT CORP COM 337915102 5.55 303 SH SHARED 21 303 FIRSTMERIT CORP COM 337915102 45.80 2,500 SH P SHARED 2,500 FISERV INC COM 337738108 17788.32 330,515 SH SHARED 01 330,515 FISERV INC COM 337738108 5.11 95 SH SHARED 20 95 FISERV INC COM 337738108 274.48 5,100 SH C SHARED 5,100 FISERV INC COM 337738108 565.11 10,500 SH SHARED 10,500 FISHER SCIENTIFIC NOTE 3.250% INTL INC 3/0 338032AX3 11.30 9,000 PRN SHARED 01 9,000 FIVE STAR QUALITY CARE INC COM 33832D106 2839.44 562,266 SH SHARED 01 562,266 FIVE STAR QUALITY CARE INC COM 33832D106 198.12 39,232 SH SHARED 39,232 FLAGSTAR BANCORP INC COM NEW 337930507 15.74 8,650 SH SHARED 01 8,650 FLAHERTY & CRMN/CLYMR PFD SE COM SHS 338478100 1000.00 59,277 SH SHARED 01 59,277 FLAHERTY & CRMN/CLYMR PFD SE COM SHS 338478100 38.18 2,263 SH SHARED 2,263 FLAHERTY & CRMRN CLYMRE T R COM 338479108 34.53 1,925 SH SHARED 01 1,925 FLAHERTY & CRMRN CLYMRE T R COM 338479108 9.67 539 SH SHARED 539 FLAHERTY & CRUMRINE PFD INC COM 338480106 364.18 27,631 SH SHARED 01 27,631 FLAHERTY & CRUMRINE PFD INC COM 33848E106 16.84 1,580 SH SHARED 01 1,580 FLAHERTY & CRUMRINE PFD INC COM 33848E106 17.48 1,640 SH SHARED 1,640 FLAMEL TECHNOLOGIES SA SPONSORED ADR 338488109 38.37 5,300 SH SHARED 01 5,300 FLEXIBLE SOLUTIONS INTL INC COM 33938T104 0.35 269 SH SOLE 269 FLEXTRONICS INTL LTD ORD Y2573F102 4327.55 716,482 SH SHARED 01 716,482 FLEXTRONICS INTL LTD ORD Y2573F102 115.97 19,200 SH SHARED 20 19,200 FLEXTRONICS INTL LTD ORD Y2573F102 31.33 5,187 SH SHARED 21 5,187 FLEXTRONICS INTL LTD ORD Y2573F102 96.47 15,972 SH SHARED 15,972 FLEXTRONICS INTL LTD ORD Y2573F102 139.52 23,100 SH C SHARED 23,100 FLEXTRONICS INTL LTD ORD Y2573F102 158.25 26,200 SH P SHARED 26,200 FLEXTRONICS INTL LTD ORD Y2573F102 196.29 32,498 SH SHARED 32,498 FLIR SYS INC COM 302445101 3143.24 122,305 SH SHARED 01 122,305 FLIR SYS INC COM 302445101 215.83 8,398 SH SHARED 20 8,398 FLIR SYS INC COM 302445101 18.97 738 SH SHARED 21 738 FLIR SYS INC COM 302445101 30.84 1,200 SH C SHARED 1,200

FLIR SYS INC COM 302445101 308.40 12,000 SH SHARED 12,000 FLIR SYS INC COM 302445101 641.75 24,971 SH SHARED 24,971 FLOTEK INDS INC DEL COM 343389102 4.14 3,000 SH SHARED 01 3,000 FLOTEK INDS INC DEL COM 343389102 6.37 4,619 SH SHARED 4,619 FLOWERS FOODS INC COM 343498101 351.76 14,161 SH SHARED 01 14,161 FLOWERS FOODS INC COM 343498101 49.68 2,000 SH C SHARED 2,000 FLOWERS FOODS INC COM 343498101 1144.58 46,078 SH SHARED 46,078 FLOWSERVE CORP COM 34354P105 5683.17 51,939 SH SHARED 01 51,939 FLOWSERVE CORP COM 34354P105 246.74 2,255 SH SHARED 20 2,255 FLOWSERVE CORP COM 34354P105 30.97 283 SH SHARED 21 283 FLOWSERVE CORP COM 34354P105 350.14 3,200 SH SHARED 3,200 FLOWSERVE CORP COM 34354P105 459.56 4,200 SH P SHARED 4,200 FLOWSERVE CORP COM 34354P105 1597.53 14,600 SH C SHARED 14,600 FLOWSERVE CORP COM 34354P105 1816.70 16,603 SH SHARED 16,603 FLUOR CORP NEW COM 343412102 16580.71 334,761 SH SHARED 01 334,761 FLUOR CORP NEW COM 343412102 13.62 275 SH SHARED 21 275 FLUOR CORP NEW COM 343412102 8.17 165 SH SHARED 165 FLUOR CORP NEW COM 343412102 1753.36 35,400 SH P SHARED 35,400 FLUOR CORP NEW COM 343412102 2040.14 41,190 SH SHARED 41,190 FLUOR CORP NEW COM 343412102 3452.24 69,700 SH C SHARED 69,700 NOTE 1.500% FLUOR CORP NEW 2/1 343412AA0 1.78 1,000 PRN SHARED 01 1,000 FLUSHING FINL CORP COM 343873105 1.83 158 SH SHARED 01 158 FLY LEASING LTD SPONSORED ADR 34407D109 803.36 61,232 SH SHARED 01 61,232 FMC TECHNOLOGIES INC COM 30249U101 3318.62 48,596 SH SHARED 01 48,596 FMC TECHNOLOGIES INC COM 30249U101 33.94 497 SH SHARED 21 497 FMC TECHNOLOGIES INC COM 30249U101 506.51 7,417 SH SHARED 7,417 FNB CORP PA COM 302520101 45.11 5,270 SH SHARED 01 5,270 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 227.30 9,372 SH SHARED 01 9,372 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 1145.11 47,215 SH SHARED 20 47,215 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 16.03 661 SH SHARED 21 661 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 231.81 9,558 SH SHARED 9,558 FOMENTO ECONOMICO SPON ADR MEXICANO S UNITS 344419106 7261.59 143,142 SH SHARED 01 143,142 FOMENTO ECONOMICO SPON ADR MEXICANO S UNITS 344419106 397.72 7,840 SH SHARED 20 7,840 FOMENTO ECONOMICO SPON ADR MEXICANO S UNITS 344419106 18.67 368 SH SHARED 21 368 FOMENTO ECONOMICO SPON ADR MEXICANO S UNITS 344419106 2357.93 46,480 SH SHARED 46,480 FOOT LOCKER INC COM 344849104 1032.17 71,037 SH SHARED 01 71,037 FOOT LOCKER INC COM 344849104 91.54 6,300 SH P SHARED 6,300 FOOT LOCKER INC COM 344849104 5361.57 369,000 SH C SHARED 369,000 FORCE PROTECTION INC COM NEW 345203202 5.04 1,000 SH SHARED 01 1,000 FORCE PROTECTION INC COM NEW 345203202 12.60 2,500 SH P SHARED 2,500 FORCE PROTECTION INC COM NEW 345203202 100.30 19,900 SH C SHARED 19,900 FORD MTR CO CAP TR II PFD TR CV6.5% 345395206 1657.49 34,596 SH SHARED 01 34,596 FORD MTR CO CAP TR II PFD TR CV6.5% 345395206 142.92 2,983 SH SHARED 2,983 *W EXP FORD MTR CO DEL 01/01/201 345370134 745.34 173,740 SH SHARED 01 173,740 *W EXP FORD MTR CO DEL 01/01/201 345370134 21736.40 5,066,760 SH SHARED 5,066,760 FORD MTR CO DEL COM PAR $0.01 345370860 59389.81 4,852,109 SH SHARED 01 4,852,109 FORD MTR CO DEL COM PAR $0.01 345370860 88.12 7,199 SH SHARED 21 7,199 FORD MTR CO DEL COM PAR $0.01 345370860 2320.70 189,600 SH SHARED 189,600 FORD MTR CO DEL COM PAR $0.01 345370860 99156.24 8,101,000 SH C SHARED 8,101,000

FORD MTR CO DEL COM PAR $0.01 345370860 118892.02 9,713,400 SH P SHARED 9,713,400 NOTE FORD MTR CO DEL 4.250%11/1 345370CN8 1519.37 1,018,000 PRN SOLE 1,018,000 FOREST CITY ENTERPRISES INC CL A 345550107 1189.20 92,689 SH SHARED 01 92,689 FOREST CITY ENTERPRISES INC CL A 345550107 232.42 18,115 SH SHARED 20 18,115 FOREST CITY ENTERPRISES INC CL A 345550107 21.90 1,707 SH SHARED 21 1,707 FOREST CITY ENTERPRISES INC CL A 345550107 28.44 2,217 SH SHARED 2,217 FOREST CITY ENTERPRISES INC CL A 345550107 232.81 18,146 SH SHARED 18,146 FOREST CITY ENTERPRISES INC CL B CONV 345550305 25.67 2,013 SH SOLE 2,013 FOREST LABS INC COM 345838106 6553.39 211,878 SH SHARED 01 211,878 FOREST LABS INC COM 345838106 5.88 190 SH SHARED 20 190 FOREST LABS INC COM 345838106 392.81 12,700 SH P SHARED 12,700 FOREST LABS INC COM 345838106 550.55 17,800 SH SHARED 17,800 FOREST LABS INC COM 345838106 779.44 25,200 SH C SHARED 25,200 FOREST LABS INC COM 345838106 23039.45 744,890 SH SHARED 744,890 FOREST OIL CORP COM PAR $0.01 346091705 2678.79 90,195 SH SHARED 01 90,195 FOREST OIL CORP COM PAR $0.01 346091705 17.55 591 SH SHARED 21 591 FOREST OIL CORP COM PAR $0.01 346091705 739.53 24,900 SH C SHARED 24,900 FOREST OIL CORP COM PAR $0.01 346091705 1936.44 65,200 SH P SHARED 65,200 FORESTAR GROUP INC COM 346233109 2.83 166 SH SHARED 01 166 FORMFACTOR INC COM 346375108 19.82 2,305 SH SHARED 01 2,305 FORMFACTOR INC COM 346375108 6.02 700 SH P SHARED 700 FORMFACTOR INC COM 346375108 14.62 1,700 SH C SHARED 1,700 FORRESTER RESH INC COM 346563109 8.83 267 SH SHARED 01 267 FORRESTER RESH INC COM 346563109 47.44 1,434 SH SHARED 1,434 FORTINET INC COM 34959E109 1618.60 64,744 SH SHARED 01 64,744 FORTINET INC COM 34959E109 182.50 7,300 SH C SHARED 7,300 FORTRESS INVESTMENT GROUP LL CL A 34958B106 1905.97 530,911 SH SHARED 01 530,911 FORTRESS INVESTMENT GROUP LL CL A 34958B106 32.71 9,111 SH SHARED 9,111 FORTRESS INVESTMENT GROUP LL CL A 34958B106 74.31 20,700 SH C SHARED 20,700 FORTRESS INVESTMENT GROUP LL CL A 34958B106 94.78 26,400 SH P SHARED 26,400 FORTUNE BRANDS INC COM 349631101 1551.24 31,510 SH SHARED 01 31,510 FORTUNE BRANDS INC COM 349631101 6656.09 135,204 SH SHARED 20 135,204 FORTUNE BRANDS INC COM 349631101 108.31 2,200 SH P SHARED 2,200 FORTUNE BRANDS INC COM 349631101 147.69 3,000 SH C SHARED 3,000 FORTUNE BRANDS INC COM 349631101 467.69 9,500 SH SHARED 9,500 FORTUNE BRANDS INC COM 349631101 700.59 14,231 SH SHARED 14,231 FORTUNE BRANDS INC PFD CV $2.67 349631200 318.49 982 SH SOLE 982 FORTUNE INDUSTRIES INC COM NEW 34963X200 0.10 400 SH SHARED 01 400 FORTUNE INDUSTRIES INC COM NEW 34963X200 11.75 47,001 SH SHARED 47,001 FORWARD AIR CORP COM 349853101 479.39 18,438 SH SHARED 01 18,438 FORWARD AIR CORP COM 349853101 4.91 189 SH SHARED 21 189 FORWARD AIR CORP COM 349853101 186.63 7,178 SH SHARED 7,178 FORWARD INDS INC N Y COM NEW 349862300 3.73 1,000 SH SHARED 01 1,000 FORWARD INDS INC N Y COM NEW 349862300 2.73 731 SH SHARED 731 FOSSIL INC COM 349882100 725.20 13,482 SH SHARED 01 13,482 FOSSIL INC COM 349882100 23.45 436 SH SHARED 21 436 FOSSIL INC COM 349882100 5.38 100 SH P SHARED 100 FOSSIL INC COM 349882100 1850.75 34,407 SH SHARED 34,407 FOSTER L B CO COM 350060109 0.12 4 SH SHARED 01 4

FOSTER L B CO COM 350060109 8.68 300 SH C SHARED 300 FOSTER L B CO COM 350060109 31.83 1,100 SH P SHARED 1,100 FOSTER WHEELER AG COM H27178104 2622.26 107,206 SH SHARED 01 107,206 FOSTER WHEELER AG COM H27178104 199.42 8,153 SH SHARED 8,153 FOSTER WHEELER AG COM H27178104 269.06 11,000 SH P SHARED 11,000 FOSTER WHEELER AG COM H27178104 324.83 13,280 SH SHARED 13,280 FOSTER WHEELER AG COM H27178104 1719.54 70,300 SH C SHARED 70,300 FPB BANCORP INC COM 30254M101 0.43 620 SH SHARED 01 620 FPB BANCORP INC COM 30254M101 0.61 876 SH SHARED 876 FRANCE TELECOM SPONSORED ADR 35177Q105 14261.45 662,399 SH SHARED 01 662,399 FRANCE TELECOM SPONSORED ADR 35177Q105 67.28 3,125 SH SHARED 21 3,125 FRANKLIN ELEC INC COM 353514102 95.47 2,879 SH SHARED 01 2,879 FRANKLIN ELEC INC COM 353514102 80.38 2,424 SH SHARED 2,424 FRANKLIN RES INC COM 354613101 14001.98 130,982 SH SHARED 01 130,982 FRANKLIN RES INC COM 354613101 84.34 789 SH SHARED 21 789 FRANKLIN RES INC COM 354613101 998.98 9,345 SH SHARED 9,345 FRANKLIN RES INC COM 354613101 1710.40 16,000 SH P SHARED 16,000 FRANKLIN RES INC COM 354613101 3057.34 28,600 SH C SHARED 28,600 FRANKLIN RES INC COM 354613101 3741.50 35,000 SH SHARED 35,000 FRANKLIN STREET PPTYS CORP COM 35471R106 858.22 69,100 SH SHARED 01 69,100 FRANKLIN STREET PPTYS CORP COM 35471R106 37.26 3,000 SH C SHARED 3,000 FRANKLIN STREET PPTYS CORP COM 35471R106 106.81 8,600 SH SHARED 8,600 FRANKLIN TEMPLETON LTD DUR I COM 35472T101 930.15 69,674 SH SHARED 01 69,674 FRANKLIN TEMPLETON LTD DUR I COM 35472T101 22.91 1,716 SH SHARED 1,716 FREDERICKS HOLLYWOOD GROUP I COM 35582T108 1.64 2,053 SH SOLE 2,053 FREEPORT-MCMORAN COPPER & GO COM 35671D857 79060.30 925,873 SH SHARED 01 925,873 FREEPORT-MCMORAN COPPER & GO COM 35671D857 141.75 1,660 SH SHARED 20 1,660 FREEPORT-MCMORAN COPPER & GO COM 35671D857 82.49 966 SH SHARED 21 966 FREEPORT-MCMORAN COPPER & GO COM 35671D857 4209.30 49,295 SH SHARED 49,295 FREEPORT-MCMORAN COPPER & GO COM 35671D857 33472.88 392,000 SH P SHARED 392,000 FREEPORT-MCMORAN COPPER & GO COM 35671D857 51832.50 607,009 SH SHARED 607,009 FREEPORT-MCMORAN COPPER & GO COM 35671D857 116846.99 1,368,392 SH C SHARED 1,368,392 FREESEAS INC COM Y26496102 4.92 4,734 SH SOLE 4,734 FREIGHTCAR AMER INC COM 357023100 22.61 919 SH SHARED 01 919 FREIGHTCAR AMER INC COM 357023100 19.68 800 SH C SHARED 800 FREQUENCY ELECTRS INC COM 358010106 18.03 3,000 SH SHARED 01 3,000 FREQUENCY ELECTRS INC COM 358010106 3.85 641 SH SHARED 641 FRESENIUS KABI RIGHT PHARMACEUTHLD 06/30/2011 35802M115 0.03 925 SH SHARED 01 925 FRESENIUS MED CARE AG&CO KGA SPON ADR PREF 358029205 51.73 1,084 SH SOLE 1,084 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 2485.47 40,257 SH SHARED 01 40,257 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 28.89 468 SH SHARED 21 468 FRESH DEL MONTE PRODUCE INC ORD G36738105 20.31 936 SH SHARED 01 936 FRESH DEL MONTE PRODUCE INC ORD G36738105 36.89 1,700 SH C SHARED 1,700 FRISCHS RESTAURANTS INC COM 358748101 26.46 1,350 SH SHARED 01 1,350 FRONTEER GOLD INC COM 359032109 395.07 55,024 SH SHARED 01 55,024 FRONTEER GOLD INC COM 359032109 34.46 4,800 SH C SHARED 4,800 FRONTEER GOLD INC COM 359032109 40.60 5,655 SH SHARED 5,655 FRONTEER GOLD INC COM 359032109 76.83 10,700 SH P SHARED 10,700 FRONTIER COMMUNICATIONS CORP COM 35906A108 13959.80 1,708,666 SH SHARED 01 1,708,666

FRONTIER COMMUNICATIONS CORP COM 35906A108 4.78 585 SH SHARED 21 585 FRONTIER COMMUNICATIONS CORP COM 35906A108 110.30 13,500 SH P SHARED 13,500 FRONTIER COMMUNICATIONS CORP COM 35906A108 250.82 30,700 SH C SHARED 30,700 FRONTIER COMMUNICATIONS CORP COM 35906A108 366.00 44,798 SH SHARED 44,798 FRONTIER COMMUNICATIONS CORP COM 35906A108 9465.35 1,158,549 SH SHARED 1,158,549 FRONTIER OIL CORP COM 35914P105 112.00 8,358 SH SHARED 01 8,358 FRONTIER OIL CORP COM 35914P105 45.56 3,400 SH C SHARED 3,400 FRONTIER OIL CORP COM 35914P105 427.46 31,900 SH P SHARED 31,900 FRONTIER OIL CORP COM 35914P105 806.63 60,196 SH SHARED 60,196 FRONTLINE LTD SHS G3682E127 1786.11 62,825 SH SHARED 01 62,825 FRONTLINE LTD SHS G3682E127 85.18 2,996 SH SHARED 2,996 FRONTLINE LTD SHS G3682E127 153.52 5,400 SH P SHARED 5,400 FRONTLINE LTD SHS G3682E127 426.45 15,000 SH C SHARED 15,000 FROZEN FOOD EXPRESS INDS INC COM 359360104 1.06 384 SH SOLE 384 FTI CONSULTING INC COM 302941109 922.13 26,582 SH SHARED 01 26,582 FTI CONSULTING INC COM 302941109 5.90 170 SH SHARED 20 170 FTI CONSULTING INC COM 302941109 14.19 409 SH SHARED 21 409 FTI CONSULTING INC COM 302941109 45.10 1,300 SH P SHARED 1,300 FTI CONSULTING INC COM 302941109 109.45 3,155 SH SHARED 3,155 FTI CONSULTING INC COM 302941109 603.61 17,400 SH C SHARED 17,400 FUEL SYS SOLUTIONS INC COM 35952W103 1455.87 37,225 SH SHARED 01 37,225 FUEL SYS SOLUTIONS INC COM 35952W103 269.86 6,900 SH C SHARED 6,900 FUEL SYS SOLUTIONS INC COM 35952W103 883.89 22,600 SH P SHARED 22,600 FUEL SYS SOLUTIONS INC COM 35952W103 1419.18 36,287 SH SHARED 36,287 FUEL TECH INC COM 359523107 324.18 51,704 SH SHARED 01 51,704 FUEL TECH INC COM 359523107 3.43 547 SH SHARED 21 547 FUEL TECH INC COM 359523107 0.63 100 SH C SHARED 100 FUEL TECH INC COM 359523107 2.51 400 SH P SHARED 400 FUEL TECH INC COM 359523107 2117.19 337,670 SH SHARED 337,670 FUELCELL ENERGY INC COM 35952H106 3.81 3,100 SH SHARED 01 3,100 FUELCELL ENERGY INC COM 35952H106 24.48 19,900 SH C SHARED 19,900 FUELCELL ENERGY INC COM 35952H106 35.57 28,921 SH SHARED 28,921 FULLER H B CO COM 359694106 0.06 3 SH SHARED 01 3 FULTON FINL CORP PA COM 360271100 23.33 2,575 SH SHARED 01 2,575 FUQI INTERNATIONAL INC COM NEW 36102A207 1.30 200 SH SHARED 01 200 FUQI INTERNATIONAL INC COM NEW 36102A207 33.15 5,100 SH P SHARED 5,100 FUQI INTERNATIONAL INC COM NEW 36102A207 68.90 10,600 SH C SHARED 10,600 FUQI INTERNATIONAL INC COM NEW 36102A207 90.76 13,963 SH SHARED 13,963 FURIEX PHARMACEUTICALS INC COM 36106P101 27.59 2,446 SH SHARED 01 2,446 FURIEX PHARMACEUTICALS INC COM 36106P101 0.03 2 SH SHARED 20 2 FURMANITE CORPORATION COM 361086101 100.92 20,680 SH SHARED 01 20,680 FURNITURE BRANDS INTL INC COM 360921100 4.57 850 SH SHARED 01 850 FURNITURE BRANDS INTL INC COM 360921100 2.15 400 SH C SHARED 400 FURNITURE BRANDS INTL INC COM 360921100 115.48 21,465 SH SHARED 21,465 FUSHI COPPERWELD INC COM 36113E107 6546.85 753,378 SH SHARED 01 753,378 FUSHI COPPERWELD INC COM 36113E107 11.44 1,317 SH SHARED 1,317 FUSHI COPPERWELD INC COM 36113E107 55.62 6,400 SH P SHARED 6,400 FX ENERGY INC COM 302695101 4.14 1,000 SH SHARED 01 1,000 FX ENERGY INC COM 302695101 184.75 44,625 SH SHARED 44,625

G & K SVCS INC CL A 361268105 0.30 13 SH SHARED 01 13 G WILLI FOOD INTL LTD ORD M52523103 4.71 736 SH SOLE 736 GABELLI CONV & INCOME SECS F CONV SECS FD 36240B109 83.42 14,235 SH SHARED 01 14,235 GABELLI DIVD & INCOME TR COM 36242H104 2743.95 197,123 SH SHARED 01 197,123 GABELLI DIVD & INCOME TR COM 36242H104 134.45 9,659 SH SHARED 9,659 GABELLI EQUITY TR INC COM 362397101 188.44 37,464 SH SHARED 01 37,464 GABELLI GLB GLD NAT RES & COM SHS BN IN INT 36244N109 991.07 56,795 SH SHARED 01 56,795 GABELLI GLOBAL DEAL FD COM SBI 36245G103 559.74 40,385 SH SHARED 01 40,385 GABELLI GLOBAL MULTIMEDIA TR COM 36239Q109 11.43 1,502 SH SHARED 01 1,502 GABELLI GLOBAL MULTIMEDIA TR COM 36239Q109 1.03 136 SH SHARED 136 GABELLI GLOBL COM SH BEN UTIL & INCOME INT 36242L105 17.71 880 SH SOLE 880 GABELLI HLTHCARE & WELLNESS SHS 36246K103 0.24 37 SH SHARED 01 37 GABELLI HLTHCARE & WELLNESS SHS 36246K103 6.50 1,015 SH SHARED 1,015 GABELLI UTIL TR COM 36240A101 163.15 25,855 SH SHARED 01 25,855 GABELLI UTIL TR COM 36240A101 20.02 3,173 SH SHARED 3,173 GAFISA S A SPONS ADR 362607301 3265.15 210,791 SH SHARED 01 210,791 GAFISA S A SPONS ADR 362607301 86.43 5,580 SH SHARED 20 5,580 GAFISA S A SPONS ADR 362607301 972.91 62,809 SH SHARED 62,809 GAIAM INC CL A 36268Q103 59.21 8,850 SH SHARED 01 8,850 GAINSCO INC COM PAR $.10 363127309 5.48 610 SH SOLE 610 GALLAGHER ARTHUR J & CO COM 363576109 607.51 23,038 SH SHARED 01 23,038 GALLAGHER ARTHUR J & CO COM 363576109 26.37 1,000 SH C SHARED 1,000 GALLAGHER ARTHUR J & CO COM 363576109 549.47 20,837 SH SHARED 20,837 GAMCO INVESTORS INC COM 361438104 1.77 46 SH SHARED 01 46 GAMESTOP CORP NEW CL A 36467W109 1095.01 55,556 SH SHARED 01 55,556 GAMESTOP CORP NEW CL A 36467W109 103.48 5,250 SH SHARED 20 5,250 GAMESTOP CORP NEW CL A 36467W109 181.33 9,200 SH SHARED 9,200 GAMESTOP CORP NEW CL A 36467W109 523.08 26,539 SH SHARED 26,539 GAMESTOP CORP NEW CL A 36467W109 658.31 33,400 SH P SHARED 33,400 GAMESTOP CORP NEW CL A 36467W109 6516.13 330,600 SH C SHARED 330,600 GAMETECH INTERNATIONAL INC COM 36466D102 4.87 13,565 SH SOLE 13,565 GAMING PARTNERS INTL CORP COM 36467A107 6.77 1,148 SH SOLE 1,148 GAMMON GOLD INC COM 36467T106 2.90 413 SH SHARED 01 413 GAMMON GOLD INC COM 36467T106 43.46 6,200 SH C SHARED 6,200 GAMMON GOLD INC COM 36467T106 359.61 51,300 SH P SHARED 51,300 GAMMON GOLD INC COM 36467T106 388.35 55,400 SH SHARED 55,400 GANNETT INC COM 364730101 4010.83 327,950 SH SHARED 01 327,950 GANNETT INC COM 364730101 6.12 500 SH SHARED 500 GANNETT INC COM 364730101 168.77 13,800 SH P SHARED 13,800 GANNETT INC COM 364730101 540.57 44,200 SH C SHARED 44,200 GANNETT INC COM 364730101 3880.00 317,253 SH SHARED 317,253 GAP INC DEL COM 364760108 7349.73 394,299 SH SHARED 01 394,299 GAP INC DEL COM 364760108 21.23 1,139 SH SHARED 21 1,139 GAP INC DEL COM 364760108 555.47 29,800 SH SHARED 29,800 GAP INC DEL COM 364760108 958.10 51,400 SH P SHARED 51,400 GAP INC DEL COM 364760108 3189.30 171,100 SH C SHARED 171,100 GAP INC DEL COM 364760108 3803.86 204,070 SH SHARED 204,070 GARDNER DENVER INC COM 365558105 1652.70 30,788 SH SHARED 01 30,788 GARDNER DENVER INC COM 365558105 5.37 100 SH P SHARED 100

GARDNER DENVER INC COM 365558105 26.84 500 SH C SHARED 500 GARDNER DENVER INC COM 365558105 269.31 5,017 SH SHARED 5,017 GARMIN LTD SHS H2906T109 3315.25 109,234 SH SHARED 01 109,234 GARMIN LTD SHS H2906T109 200.31 6,600 SH SHARED 6,600 GARMIN LTD SHS H2906T109 1902.34 62,680 SH SHARED 62,680 GARMIN LTD SHS H2906T109 2379.44 78,400 SH C SHARED 78,400 GARMIN LTD SHS H2906T109 4200.44 138,400 SH P SHARED 138,400 GARTNER INC COM 366651107 180.82 6,142 SH SHARED 01 6,142 GARTNER INC COM 366651107 614.85 20,885 SH SHARED 20,885 GAS NAT INC COM 367204104 507.49 45,638 SH SHARED 01 45,638 GAS NAT INC COM 367204104 13.83 1,244 SH SHARED 1,244 GASCO ENERGY INC COM 367220100 0.33 1,100 SH SHARED 01 1,100 GASCO ENERGY INC COM 367220100 6.76 22,548 SH SHARED 22,548 GATX CORP COM 361448103 307.77 10,497 SH SHARED 01 10,497 GATX CORP COM 361448103 61.13 2,085 SH SHARED 20 2,085 GATX CORP COM 361448103 5.86 200 SH C SHARED 200 GATX CORP COM 361448103 23.95 817 SH SHARED 817 PFD CONV GATX CORP $2.50 361448202 145.92 1,000 SH SHARED 01 1,000 PFD CONV GATX CORP $2.50 361448202 104.48 716 SH SHARED 716 GAYLORD ENTMT CO NEW COM 367905106 9.82 322 SH SHARED 01 322 GAYLORD ENTMT CO NEW COM 367905106 491.05 16,100 SH C SHARED 16,100 GEEKNET INC COM 36846Q104 0.43 215 SH SHARED 01 215 GENCO SHIPPING & TRADING LTD SHS Y2685T107 168.45 10,568 SH SHARED 01 10,568 GENCO SHIPPING & TRADING LTD SHS Y2685T107 7.33 460 SH SHARED 21 460 GENCO SHIPPING & TRADING LTD SHS Y2685T107 376.18 23,600 SH P SHARED 23,600 GENCO SHIPPING & TRADING LTD SHS Y2685T107 591.37 37,100 SH C SHARED 37,100 GENCOR INDS INC COM 368678108 7.15 1,001 SH SOLE 1,001 GENCORP INC COM 368682100 8.75 1,779 SH SHARED 01 1,779 GENERAL AMERN INVS INC COM 368802104 32.10 1,317 SH SHARED 01 1,317 GENERAL AMERN INVS INC COM 368802104 34.91 1,432 SH SHARED 1,432 GENERAL CABLE CORP DEL NEW COM 369300108 386.38 14,247 SH SHARED 01 14,247 GENERAL CABLE CORP DEL NEW COM 369300108 18.98 700 SH C SHARED 700 GENERAL CABLE CORP DEL NEW COM 369300108 1901.11 70,100 SH P SHARED 70,100 GENERAL CABLE CORP DEL NEW COM 369300108 3613.12 133,227 SH SHARED 133,227 GENERAL DYNAMICS CORP COM 369550108 36381.81 579,236 SH SHARED 01 579,236 GENERAL DYNAMICS CORP COM 369550108 2081.84 33,145 SH SHARED 20 33,145 GENERAL DYNAMICS CORP COM 369550108 87.18 1,388 SH SHARED 21 1,388 GENERAL DYNAMICS CORP COM 369550108 621.44 9,894 SH SHARED 9,894 GENERAL DYNAMICS CORP COM 369550108 1224.98 19,503 SH SHARED 19,503 GENERAL DYNAMICS CORP COM 369550108 2600.33 41,400 SH C SHARED 41,400 GENERAL DYNAMICS CORP COM 369550108 6111.41 97,300 SH P SHARED 97,300 GENERAL ELECTRIC CO COM 369604103 181814.90 11,188,609 SH SHARED 01 11,188,609 GENERAL ELECTRIC CO COM 369604103 1604.69 98,750 SH SHARED 17 98,750 GENERAL ELECTRIC CO COM 369604103 1419.36 87,345 SH SHARED 21 87,345 GENERAL ELECTRIC CO COM 369604103 30889.74 1,900,907 SH SHARED 1,900,907 GENERAL ELECTRIC CO COM 369604103 46456.67 2,858,872 SH P SHARED 2,858,872 GENERAL ELECTRIC CO COM 369604103 56505.13 3,477,239 SH SHARED 3,477,239 GENERAL ELECTRIC CO COM 369604103 560773.04 34,509,110 SH C SHARED 34,509,110 GENERAL EMPLOYMENT ENTERPRIS COM 369730106 1.11 4,110 SH SOLE 4,110

GENERAL FINANCE CORP COM 369822101 0.91 700 SH SHARED 01 700 GENERAL GROWTH PPTYS INC COM 370021107 285.32 18,290 SH SHARED 01 18,290 GENERAL GROWTH PPTYS INC COM 370021107 1.68 108 SH SHARED 21 108 GENERAL GROWTH PPTYS INC COM 370021107 15.60 1,000 SH P SHARED 1,000 GENERAL GROWTH PPTYS INC COM 370021107 17.16 1,100 SH C SHARED 1,100 GENERAL GROWTH PPTYS INC COM 370021107 31.82 2,040 SH SHARED 2,040 GENERAL MARITIME CORP NEW SHS Y2693R101 109.76 22,355 SH SHARED 01 22,355 GENERAL MARITIME CORP NEW SHS Y2693R101 1.47 300 SH P SHARED 300 GENERAL MARITIME CORP NEW SHS Y2693R101 27.99 5,700 SH C SHARED 5,700 GENERAL MLS INC COM 370334104 182.70 5,000 SH P SHARED 01 5,000 GENERAL MLS INC COM 370334104 74243.69 2,031,847 SH SHARED 01 2,031,847 GENERAL MLS INC COM 370334104 73.08 2,000 SH SHARED 17 2,000 GENERAL MLS INC COM 370334104 2406.89 65,870 SH SHARED 20 65,870 GENERAL MLS INC COM 370334104 12.83 351 SH SHARED 21 351 GENERAL MLS INC COM 370334104 1341.02 36,700 SH SHARED 36,700 GENERAL MLS INC COM 370334104 6712.40 183,700 SH P SHARED 183,700 GENERAL MLS INC COM 370334104 7110.43 194,593 SH SHARED 194,593 GENERAL MLS INC COM 370334104 15211.60 416,300 SH C SHARED 416,300 GENERAL MOLY INC COM 370373102 29.28 8,000 SH SHARED 01 8,000 GENERAL STEEL HOLDINGS INC COM 370853103 2.71 1,000 SH C SOLE 1,000 GENERAL STEEL HOLDINGS INC COM 370853103 14.91 5,500 SH P SOLE 5,500 GENERAL STEEL HOLDINGS INC COM 370853103 38.55 14,226 SH SOLE 14,226 GENEREX BIOTECHNOLOGY CP DEL COM 371485103 0.49 1,000 SH SHARED 01 1,000 GENESCO INC COM 371532102 218.72 7,320 SH SHARED 01 7,320 GENESEE & WYO INC CL A 371559105 4682.61 107,919 SH SHARED 01 107,919 GENESEE & WYO INC CL A 371559105 46.73 1,077 SH SHARED 21 1,077 GENESIS ENERGY UNIT LTD L P PARTN 371927104 388.67 16,525 SH SHARED 01 16,525 GENESIS ENERGY UNIT LTD L P PARTN 371927104 2606.84 110,835 SH SHARED 110,835 GENETIC TECHNOLOGIES LTD SPONSORED ADR 37185R109 1.27 1,544 SH SOLE 1,544 GENMARK DIAGNOSTICS INC COM 372309104 0.02 7 SH SHARED 7 GENOMIC HEALTH INC COM 37244C101 189.71 14,200 SH SHARED 01 14,200 GENOMIC HEALTH INC COM 37244C101 6.68 500 SH P SHARED 500 GENOMIC HEALTH INC COM 37244C101 6.68 500 SH SHARED 500 GENOMIC HEALTH INC COM 37244C101 8.02 600 SH C SHARED 600 GENOMIC HEALTH INC COM 37244C101 251.13 18,797 SH SHARED 18,797 GENOPTIX INC COM 37243V100 4.69 330 SH SHARED 01 330 GENOPTIX INC COM 37243V100 39.76 2,800 SH P SHARED 2,800 GENOPTIX INC COM 37243V100 45.44 3,200 SH C SHARED 3,200 GENPACT LIMITED SHS G3922B107 75.71 4,270 SH SHARED 01 4,270 GENPACT LIMITED SHS G3922B107 5.27 297 SH SHARED 297 GEN-PROBE INC NEW COM 36866T103 660.32 13,626 SH SHARED 01 13,626 GEN-PROBE INC NEW COM 36866T103 12.50 258 SH SHARED 21 258 GEN-PROBE INC NEW COM 36866T103 24.23 500 SH C SHARED 500 GEN-PROBE INC NEW COM 36866T103 462.36 9,541 SH SHARED 9,541 GENTEX CORP COM 371901109 3520.73 180,319 SH SHARED 01 180,319 GENTEX CORP COM 371901109 27.53 1,410 SH SHARED 21 1,410 GENTEX CORP COM 371901109 93.72 4,800 SH C SHARED 4,800 GENTEX CORP COM 371901109 136.68 7,000 SH P SHARED 7,000 GENTEX CORP COM 371901109 1376.90 70,520 SH SHARED 70,520

GENTIVA HEALTH SERVICES INC COM 37247A102 17.44 798 SH SHARED 01 798 GENTIVA HEALTH SERVICES INC COM 37247A102 238.10 10,897 SH SHARED 10,897 GENUINE PARTS CO COM 372460105 9803.07 219,849 SH SHARED 01 219,849 GENUINE PARTS CO COM 372460105 3.79 85 SH SHARED 21 85 GENUINE PARTS CO COM 372460105 13.38 300 SH P SHARED 300 GENUINE PARTS CO COM 372460105 222.95 5,000 SH C SHARED 5,000 GENUINE PARTS CO COM 372460105 410.18 9,199 SH SHARED 9,199 GENUINE PARTS CO COM 372460105 1656.07 37,140 SH SHARED 37,140 GENVEC INC COM 37246C109 2.46 4,102 SH SHARED 01 4,102 GENWORTH FINL INC COM CL A 37247D106 8191.41 670,328 SH SHARED 01 670,328 GENWORTH FINL INC COM CL A 37247D106 50.80 4,157 SH SHARED 21 4,157 GENWORTH FINL INC COM CL A 37247D106 304.97 24,957 SH SHARED 24,957 GENWORTH FINL INC COM CL A 37247D106 808.96 66,200 SH C SHARED 66,200 GENWORTH FINL INC COM CL A 37247D106 6419.17 525,300 SH P SHARED 525,300 GENWORTH FINL INC COM CL A 37247D106 6925.67 566,749 SH SHARED 566,749 GENZYME CORP COM 372917104 21206.21 299,565 SH SHARED 01 299,565 GENZYME CORP COM 372917104 6760.45 95,500 SH SHARED 13 95,500 GENZYME CORP COM 372917104 1471.72 20,790 SH SHARED 20 20,790 GENZYME CORP COM 372917104 9.49 134 SH SHARED 21 134 GENZYME CORP COM 372917104 4215.54 59,550 SH SHARED 59,550 GENZYME CORP COM 372917104 44443.59 627,823 SH SHARED 627,823 GENZYME CORP COM 372917104 45822.37 647,300 SH C SHARED 647,300 GENZYME CORP COM 372917104 73345.52 1,036,100 SH P SHARED 1,036,100 GEO GROUP INC COM 36159R103 552.18 23,648 SH SHARED 01 23,648 GEOEYE INC COM 37250W108 48.54 1,199 SH SHARED 01 1,199 GEOEYE INC COM 37250W108 7.41 183 SH SHARED 21 183 GEOEYE INC COM 37250W108 4.05 100 SH P SHARED 100 GEOEYE INC COM 37250W108 48.58 1,200 SH C SHARED 1,200 GEOGLOBAL RESOURCES INC COM 37249T109 6.02 7,000 SH SHARED 01 7,000 GEOGLOBAL RESOURCES INC COM 37249T109 3.01 3,498 SH SHARED 3,498 GEOKINETICS INC COM PAR $0.01 372910307 13.14 2,119 SH SOLE 2,119 GEORGIA GULF COM PAR$0.01 CORP NEW 373200302 1.50 92 SH SHARED 01 92 GERBER SCIENTIFIC INC COM 373730100 30.85 5,000 SH SHARED 01 5,000 GERBER SCIENTIFIC INC COM 373730100 16.91 2,740 SH SHARED 2,740 GERDAU S A SPONSORED ADR 373737105 675.87 49,660 SH SHARED 01 49,660 GERDAU S A SPONSORED ADR 373737105 204.29 15,010 SH SHARED 15,010 GERDAU S A SPONSORED ADR 373737105 17348.64 1,274,698 SH SHARED 1,274,698 GERON CORP COM 374163103 174.02 31,469 SH SHARED 01 31,469 GERON CORP COM 374163103 30.69 5,550 SH SHARED 5,550 GERON CORP COM 374163103 54.19 9,800 SH P SHARED 9,800 GERON CORP COM 374163103 421.94 76,300 SH C SHARED 76,300 GEROVA FINANCIAL UNIT GROUP LTD 01/16/2014 G38490143 0.28 50 SH SOLE 50 GETTY RLTY CORP NEW COM 374297109 371.25 13,837 SH SHARED 01 13,837 GETTY RLTY CORP NEW COM 374297109 16.10 600 SH P SHARED 600 GETTY RLTY CORP NEW COM 374297109 360.92 13,452 SH SHARED 13,452 GETTY RLTY CORP NEW COM 374297109 737.83 27,500 SH C SHARED 27,500 GFI GROUP INC COM 361652209 11.11 2,394 SH SHARED 01 2,394 GFI GROUP INC COM 361652209 1.39 300 SH C SHARED 300 GFI GROUP INC COM 361652209 18.56 4,000 SH P SHARED 4,000

GIANT INTERACTIVE GROUP INC ADR 374511103 29.27 4,559 SH SHARED 01 4,559 GIANT INTERACTIVE GROUP INC ADR 374511103 55.49 8,643 SH SHARED 8,643 GIANT INTERACTIVE GROUP INC ADR 374511103 190.67 29,700 SH C SHARED 29,700 GIGAMEDIA LTD ORD Y2711Y104 10.27 5,057 SH SHARED 01 5,057 GIGAMEDIA LTD ORD Y2711Y104 38.16 18,800 SH C SHARED 18,800 GIGAMEDIA LTD ORD Y2711Y104 62.52 30,800 SH P SHARED 30,800 GIGAMEDIA LTD ORD Y2711Y104 408.65 201,305 SH SHARED 201,305 G-III APPAREL GROUP LTD COM 36237H101 821.03 26,164 SH SHARED 01 26,164 GILAT SATELLITE NETWORKS LTD SHS NEW M51474118 1.84 320 SH SOLE 320 GILDAN ACTIVEWEAR INC COM 375916103 2886.05 102,743 SH SHARED 01 102,743 GILDAN ACTIVEWEAR INC COM 375916103 8.43 300 SH C SHARED 300 GILDAN ACTIVEWEAR INC COM 375916103 28.09 1,000 SH P SHARED 1,000 GILDAN ACTIVEWEAR INC COM 375916103 137.64 4,900 SH SHARED 4,900 GILDAN ACTIVEWEAR INC COM 375916103 2388.83 85,042 SH SHARED 85,042 GILEAD SCIENCES INC COM 375558103 60427.07 1,696,913 SH SHARED 01 1,696,913 GILEAD SCIENCES INC COM 375558103 7584.93 213,000 SH SHARED 13 213,000 GILEAD SCIENCES INC COM 375558103 387.26 10,875 SH SHARED 17 10,875 GILEAD SCIENCES INC COM 375558103 6161.53 173,028 SH SHARED 20 173,028 GILEAD SCIENCES INC COM 375558103 28.42 798 SH SHARED 21 798 GILEAD SCIENCES INC COM 375558103 2719.32 76,364 SH SHARED 76,364 GILEAD SCIENCES INC COM 375558103 6656.72 186,934 SH SHARED 186,934 GILEAD SCIENCES INC COM 375558103 7549.32 212,000 SH P SHARED 212,000 GILEAD SCIENCES INC COM 375558103 12292.57 345,200 SH C SHARED 345,200 GILEAD NOTE 0.500% SCIENCES INC 5/0 375558AG8 44064.34 42,885,000 PRN SOLE 42,885,000 GILEAD NOTE 0.625% SCIENCES INC 5/0 375558AH6 15.38 14,000 PRN SHARED 01 14,000 GILEAD NOTE 0.625% SCIENCES INC 5/0 375558AH6 8748.25 7,962,000 PRN SHARED 7,962,000 GIVEN IMAGING ORD SHS M52020100 125.46 6,970 SH SHARED 01 6,970 GIVEN IMAGING ORD SHS M52020100 7.20 400 SH C SHARED 400 GLACIER BANCORP INC NEW COM 37637Q105 140.73 9,647 SH SHARED 01 9,647 GLADSTONE CAPITAL CORP COM 376535100 36.06 3,200 SH SHARED 01 3,200 GLADSTONE CAPITAL CORP COM 376535100 24.79 2,200 SH C SHARED 2,200 GLADSTONE CAPITAL CORP COM 376535100 98.69 8,757 SH SHARED 8,757 GLADSTONE INVT CORP COM 376546107 270.97 40,443 SH SHARED 01 40,443 GLADSTONE INVT CORP COM 376546107 61.63 9,198 SH SHARED 9,198 GLATFELTER COM 377316104 446.11 36,687 SH SHARED 01 36,687 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 42459.06 1,074,369 SH SHARED 01 1,074,369 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 628.96 15,915 SH SHARED 20 15,915 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 114.73 2,903 SH SHARED 21 2,903 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 3.44 87 SH SHARED 87 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1660.16 42,008 SH SHARED 42,008 GLEACHER & CO INC COM 377341102 48.12 29,887 SH SHARED 01 29,887 GLEACHER & CO INC COM 377341102 0.42 262 SH SHARED 21 262 GLEN BURNIE BANCORP COM 377407101 24.65 2,900 SH SOLE 2,900 GLG LIFE TECH CORP COM NEW 361793201 6.24 750 SH SHARED 750 GLG LIFE TECH CORP COM NEW 361793201 11.12 1,336 SH SHARED 1,336 GLG PARTNERS *W EXP INC 12/28/201 37929X115 6.96 55,215 SH SOLE 55,215 GLG PARTNERS INC COM 37929X107 4493.59 998,576 SH SOLE 998,576 GLG PARTNERS UNIT INC 12/28/2011 37929X206 9.94 2,219 SH SOLE 2,219 GLIMCHER RLTY TR SH BEN INT 379302102 12.30 2,000 SH SHARED 01 2,000

GLIMCHER RLTY TR SH BEN INT 379302102 14.76 2,400 SH C SHARED 2,400 GLIMCHER RLTY TR SH BEN INT 379302102 320.42 52,100 SH SHARED 52,100 GLOBAL CASH ACCESS HLDGS INC COM 378967103 8.16 2,000 SH SHARED 01 2,000 GLOBAL CROSSING LTD SHS NEW G3921A175 2.57 200 SH C SOLE 200 GLOBAL CROSSING LTD SHS NEW G3921A175 3.19 248 SH SOLE 248 GLOBAL HIGH INCOME FUND INC COM 37933G108 28.81 2,032 SH SHARED 01 2,032 GLOBAL HIGH INCOME FUND INC COM 37933G108 65.84 4,643 SH SHARED 4,643 GLOBAL INCOME&CURRENCY FD IN COM 378968101 2.93 200 SH SHARED 01 200 GLOBAL INDS LTD COM 379336100 217.22 39,712 SH SHARED 01 39,712 GLOBAL INDS LTD COM 379336100 3.28 600 SH C SHARED 600 GLOBAL INDS LTD COM 379336100 13.62 2,490 SH SHARED 2,490 DBCV 2.750% GLOBAL INDS LTD 8/0 379336AE0 1291.38 1,835,000 PRN SOLE 1,835,000 GLOBAL PARTNERS LP COM UNITS 37946R109 1067.79 43,004 SH SHARED 01 43,004 GLOBAL PARTNERS LP COM UNITS 37946R109 0.60 24 SH SHARED 24 GLOBAL PMTS INC COM 37940X102 312.07 7,276 SH SHARED 01 7,276 GLOBAL PMTS INC COM 37940X102 10.29 240 SH SHARED 20 240 GLOBAL PMTS INC COM 37940X102 17.16 400 SH P SHARED 400 GLOBAL PMTS INC COM 37940X102 222.08 5,178 SH SHARED 5,178 GLOBAL POWER EQUIPMENT GRP I COM PAR $0.01 37941P306 0.17 11 SH SHARED 01 11 GLOBAL SHIP LEASE INC NEW SHS A Y27183105 3.23 1,233 SH SOLE 1,233 GLOBAL SOURCES LTD ORD G39300101 3.71 492 SH SHARED 01 492 GLOBAL TECH ADVANCED INNOVAT SHS NEW G39320117 1.02 119 SH SOLE 119 BOLSA FTSE GLOBAL X FDS ETF 37950E200 27.07 616 SH SHARED 01 616 CHINA FINL GLOBAL X FDS ETF 37950E606 3.22 234 SH SOLE 234 CHINA INDL GLOBAL X FDS ETF 37950E705 17.39 1,031 SH SOLE 1,031 GLB X BRAZ GLOBAL X FDS CON 37950E846 9.54 500 SH SHARED 01 500 GLOBAL X FDS GLB X LITHIUM 37950E762 155.51 8,365 SH SHARED 01 8,365 SILVER MNR GLOBAL X FDS ETF 37950E853 148.82 7,984 SH SHARED 01 7,984 GLOBALOPTIONS GROUP INC COM NEW 37946D209 8.48 4,095 SH SOLE 4,095 GLOBALSCAPE INC COM 37940G109 5.83 2,225 SH SHARED 01 2,225 GLOBALSCAPE INC COM 37940G109 12.40 4,734 SH SHARED 4,734 GLOBALSTAR INC COM 378973408 0.10 60 SH SHARED 01 60 GLOBE SPECIALTY METALS INC COM 37954N206 1703.63 121,341 SH SHARED 01 121,341 GLOBECOMM SYSTEMS INC COM 37956X103 46.14 5,512 SH SHARED 01 5,512 GLU MOBILE INC COM 379890106 3.39 2,406 SH SOLE 2,406 GMX RES INC COM 38011M108 34.51 7,100 SH C SOLE 7,100 GMX RES INC COM 38011M108 146.77 30,199 SH SOLE 30,199 GOL LINHAS AEREAS INTLG S SP ADR REP A PFD 38045R107 2227.07 141,671 SH SHARED 01 141,671 GOL LINHAS AEREAS INTLG S SP ADR REP A PFD 38045R107 118.36 7,529 SH SHARED 7,529 GOLAR LNG LTD BERMUDA SHS G9456A100 463.50 37,021 SH SHARED 01 37,021 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 2244.06 146,959 SH SHARED 01 146,959 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 43.38 2,841 SH SHARED 21 2,841 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 8052.18 527,320 SH SHARED 527,320 GOLD RESOURCE CORP COM 38068T105 176.00 9,432 SH SHARED 01 9,432 GOLD RESOURCE CORP COM 38068T105 14.22 762 SH SHARED 762 GOLD RESV INC CL A 38068N108 0.25 193 SH SHARED 01 193 GOLD RESV INC CL A 38068N108 4.33 3,379 SH SHARED 3,379 NOTE 5.500% GOLD RESV INC 6/1 38068NAB4 6.75 9,000 PRN SHARED 01 9,000 GOLDCORP INC *W EXP NEW 06/09/201 380956177 0.76 147 SH SOLE 147

GOLDCORP INC NEW COM 380956409 36539.04 839,592 SH SHARED 01 839,592 GOLDCORP INC NEW COM 380956409 365.57 8,400 SH SHARED 21 8,400 GOLDCORP INC NEW COM 380956409 1850.56 42,522 SH SHARED 42,522 GOLDCORP INC NEW COM 380956409 11846.14 272,200 SH P SHARED 272,200 GOLDCORP INC NEW COM 380956409 23083.01 530,400 SH C SHARED 530,400 GOLDCORP INC NEW COM 380956409 25215.18 579,393 SH SHARED 579,393 GOLDCORP INC NOTE 2.000% NEW 8/0 380956AB8 4367.55 3,591,000 PRN SOLE 3,591,000 GOLDEN MINERALS CO COM 381119106 0.16 10 SH SHARED 01 10 GOLDEN STAR RES LTD CDA COM 38119T104 1.85 375 SH SHARED 01 375 GOLDEN STAR RES LTD CDA COM 38119T104 73.95 15,000 SH C SHARED 15,000 GOLDEN STAR RES LTD CDA COM 38119T104 77.89 15,800 SH P SHARED 15,800 GOLDEN STAR RES LTD CDA COM 38119T104 6260.25 1,269,827 SH SHARED 1,269,827 GOLDFIELD CORP COM 381370105 5.85 18,870 SH SOLE 18,870 GOLDMAN SACHS GROUP INC COM 38141G104 90679.56 627,193 SH SHARED 01 627,193 GOLDMAN SACHS GROUP INC COM 38141G104 7659.56 52,978 SH SHARED 20 52,978 GOLDMAN SACHS GROUP INC COM 38141G104 122.75 849 SH SHARED 21 849 GOLDMAN SACHS GROUP INC COM 38141G104 4819.29 33,333 SH SHARED 33,333 GOLDMAN SACHS GROUP INC COM 38141G104 74692.20 516,615 SH P SHARED 516,615 GOLDMAN SACHS GROUP INC COM 38141G104 77067.36 533,043 SH SHARED 533,043 GOLDMAN SACHS GROUP INC COM 38141G104 994070.34 6,875,573 SH C SHARED 6,875,573 GOLUB CAP BDC INC COM 38173M102 309.83 20,250 SH SHARED 01 20,250 GOODRICH CORP COM 382388106 10356.48 140,465 SH SHARED 01 140,465 GOODRICH CORP COM 382388106 18.80 255 SH SHARED 20 255 GOODRICH CORP COM 382388106 656.20 8,900 SH SHARED 8,900 GOODRICH CORP COM 382388106 752.05 10,200 SH P SHARED 10,200 GOODRICH CORP COM 382388106 1371.38 18,600 SH C SHARED 18,600 GOODRICH CORP COM 382388106 1627.66 22,076 SH SHARED 22,076 GOODRICH PETE CORP COM NEW 382410405 19.67 1,350 SH SHARED 01 1,350 GOODRICH PETE CORP COM NEW 382410405 62.65 4,300 SH P SHARED 4,300 GOODRICH PETE CORP COM NEW 382410405 148.61 10,200 SH C SHARED 10,200 GOODYEAR TIRE & RUBR CO COM 382550101 631.71 58,764 SH SHARED 01 58,764 GOODYEAR TIRE & RUBR CO COM 382550101 225.75 21,000 SH SHARED 21,000 GOODYEAR TIRE & RUBR CO COM 382550101 881.50 82,000 SH C SHARED 82,000 GOODYEAR TIRE & RUBR CO COM 382550101 889.03 82,700 SH P SHARED 82,700 GOODYEAR TIRE & RUBR CO COM 382550101 19750.77 1,837,281 SH SHARED 1,837,281 GOOGLE INC CL A 38259P508 134528.63 255,860 SH SHARED 01 255,860 GOOGLE INC CL A 38259P508 917.50 1,745 SH SHARED 17 1,745 GOOGLE INC CL A 38259P508 6545.56 12,449 SH SHARED 20 12,449 GOOGLE INC CL A 38259P508 108.84 207 SH SHARED 21 207 GOOGLE INC CL A 38259P508 9001.00 17,119 SH SHARED 17,119 GOOGLE INC CL A 38259P508 65349.91 124,289 SH SHARED 124,289 GOOGLE INC CL A 38259P508 183605.87 349,200 SH C SHARED 349,200 GOOGLE INC CL A 38259P508 243283.03 462,700 SH P SHARED 462,700 GORMAN RUPP CO COM 383082104 39.41 1,430 SH SHARED 01 1,430 GOVERNMENT COM SHS BEN PPTYS INCOME TR INT 38376A103 4188.67 156,879 SH SHARED 01 156,879 GOVERNMENT COM SHS BEN PPTYS INCOME TR INT 38376A103 6.41 240 SH SHARED 20 240 GOVERNMENT COM SHS BEN PPTYS INCOME TR INT 38376A103 8.86 332 SH SHARED 21 332 GOVERNMENT COM SHS BEN PPTYS INCOME TR INT 38376A103 8.01 300 SH C SHARED 300 GOVERNMENT COM SHS BEN PPTYS INCOME TR INT 38376A103 69.71 2,611 SH SHARED 2,611

GOVERNMENT COM SHS BEN PPTYS INCOME TR INT 38376A103 130.83 4,900 SH SHARED 4,900 GPO AEROPORTUARIO DEL PAC SA SPON ADR B 400506101 17.22 500 SH SHARED 01 500 GPO AEROPORTUARIO DEL PAC SA SPON ADR B 400506101 405.26 11,767 SH SHARED 11,767 GRACE W R & CO DEL NEW COM 38388F108 169.18 6,055 SH SHARED 01 6,055 GRACE W R & CO DEL NEW COM 38388F108 159.26 5,700 SH C SHARED 5,700 GRACE W R & CO DEL NEW COM 38388F108 178.82 6,400 SH P SHARED 6,400 GRACO INC COM 384109104 1009.65 31,820 SH SHARED 01 31,820 GRACO INC COM 384109104 109.79 3,460 SH SHARED 20 3,460 GRACO INC COM 384109104 10.22 322 SH SHARED 21 322 GRACO INC COM 384109104 876.67 27,629 SH SHARED 27,629 GRAFTECH INTL LTD COM 384313102 246.66 15,781 SH SHARED 01 15,781 GRAFTECH INTL LTD COM 384313102 17.63 1,128 SH SHARED 21 1,128 GRAFTECH INTL LTD COM 384313102 20.32 1,300 SH P SHARED 1,300 GRAFTECH INTL LTD COM 384313102 23.45 1,500 SH C SHARED 1,500 GRAFTECH INTL LTD COM 384313102 27.63 1,768 SH SHARED 1,768 GRAHAM PACKAGING CO INC COM 384701108 2.36 200 SH SHARED 01 200 GRAIL ADVISORS MCDONN INTM ETF TR MU 384742706 36.26 700 SH SOLE 700 GRAIL ADVISORS RP FOC LCG ETF TR ETF 384742409 45.07 1,570 SH SOLE 1,570 GRAIL ADVISORS ETF TR RP GROWTH ETF 384742300 4.72 166 SH SOLE 166 GRAINGER W W INC COM 384802104 5372.34 45,104 SH SHARED 01 45,104 GRAINGER W W INC COM 384802104 440.71 3,700 SH SHARED 3,700 GRAINGER W W INC COM 384802104 735.03 6,171 SH SHARED 6,171 GRAINGER W W INC COM 384802104 1191.10 10,000 SH C SHARED 10,000 GRAINGER W W INC COM 384802104 1405.50 11,800 SH P SHARED 11,800 GRAMERCY CAP CORP COM 384871109 0.82 590 SH SHARED 01 590 GRAMERCY CAP CORP COM 384871109 17.52 12,602 SH SHARED 12,602 GRAN TIERRA ENERGY INC COM 38500T101 15.44 2,000 SH SHARED 01 2,000 GRAN TIERRA ENERGY INC COM 38500T101 142.82 18,500 SH P SHARED 18,500 GRAN TIERRA ENERGY INC COM 38500T101 177.56 23,000 SH C SHARED 23,000 GRAN TIERRA ENERGY INC COM 38500T101 374.42 48,500 SH SHARED 48,500 GRAND CANYON ED INC COM 38526M106 181.30 8,267 SH SHARED 01 8,267 GRAND CANYON ED INC COM 38526M106 32.90 1,500 SH C SHARED 1,500 GRANITE CONSTR INC COM 387328107 203.64 8,955 SH SHARED 01 8,955 GRANITE CONSTR INC COM 387328107 2.27 100 SH P SHARED 100 GRANITE CONSTR INC COM 387328107 18.19 800 SH C SHARED 800 GRAPHIC PACKAGING HLDG CO COM 388689101 103.26 30,915 SH SHARED 01 30,915 GRAVITY CO LTD SPONSORED ADR 38911N107 2.17 1,445 SH SOLE 1,445 GRAY TELEVISION INC COM 389375106 0.60 300 SH SHARED 01 300 GRAYMARK HEALTHCARE INC COM NEW 389465204 0.48 400 SH SHARED 01 400 GRAYMARK HEALTHCARE INC COM NEW 389465204 6.02 5,013 SH SHARED 5,013 GREAT ATLANTIC & PAC TEA INC COM 390064103 22.25 5,619 SH SOLE 5,619 GREAT ATLANTIC & PAC TEA INC COM 390064103 76.43 19,300 SH P SOLE 19,300 GREAT ATLANTIC & PAC TEA INC COM 390064103 342.54 86,500 SH C SOLE 86,500 GREAT BASIN GOLD LTD COM 390124105 26.70 10,897 SH SOLE 10,897 GREAT LAKES DREDGE & DOCK CO COM 390607109 18.59 3,200 SH SHARED 01 3,200 GREAT LAKES DREDGE & DOCK CO COM 390607109 0.77 132 SH SHARED 132 GREAT NORTHN IRON ORE PPTYS CTFS BEN INT 391064102 330.48 2,783 SH SHARED 01 2,783 GREAT NORTHN IRON ORE PPTYS CTFS BEN INT 391064102 53.56 451 SH SHARED 451 GREAT PLAINS ENERGY INC COM 391164100 1573.37 83,247 SH SHARED 01 83,247

GREAT PLAINS ENERGY INC COM 391164100 4.61 244 SH SHARED 21 244 GREAT PLAINS ENERGY INC COM 391164100 56.70 3,000 SH P SHARED 3,000 GREAT PLAINS ENERGY INC COM 391164100 62.37 3,300 SH C SHARED 3,300 GREAT PLAINS ENERGY INC COM 391164100 903.89 47,825 SH SHARED 47,825 GREATBATCH INC COM 39153L106 6.12 264 SH SHARED 01 264 GREATBATCH INC COM 39153L106 176.24 7,600 SH C SHARED 7,600 GREATER CHINA FD INC COM 39167B102 629.12 49,227 SH SHARED 01 49,227 GREEN BANKSHARES INC COM NEW 394361208 21.66 3,190 SH SHARED 01 3,190 GREEN DOT CORP CL A 39304D102 251.61 5,190 SH SHARED 01 5,190 GREEN MTN COFFEE ROASTERS IN COM 393122106 561.42 18,000 SH P SHARED 01 18,000 GREEN MTN COFFEE ROASTERS IN COM 393122106 13091.29 419,727 SH SHARED 01 419,727 GREEN MTN COFFEE ROASTERS IN COM 393122106 373.87 11,987 SH SHARED 11,987 GREEN MTN COFFEE ROASTERS IN COM 393122106 6044.59 193,799 SH C SHARED 193,799 GREEN MTN COFFEE ROASTERS IN COM 393122106 6134.20 196,672 SH P SHARED 196,672 GREENE COUNTY BANCORP INC COM 394357107 7.44 444 SH SOLE 444 GREENHAVEN CONT CMDTY INDEX UNIT BEN INT 395258106 6279.79 223,004 SH SHARED 01 223,004 GREENHILL & CO INC COM 395259104 2359.77 29,750 SH SHARED 01 29,750 GREENHILL & CO INC COM 395259104 125.72 1,585 SH SHARED 20 1,585 GREENHILL & CO INC COM 395259104 9.04 114 SH SHARED 21 114 GREENHILL & CO INC COM 395259104 15.86 200 SH C SHARED 200 GREENHILL & CO INC COM 395259104 417.86 5,268 SH SHARED 5,268 GREENHUNTER ENERGY INC COM 39530A104 0.10 131 SH SHARED 01 131 GREENLIGHT CAPITAL RE LTD CLASS A G4095J109 29.02 1,160 SH SHARED 01 1,160 GREIF INC CL A 397624107 670.78 11,400 SH SHARED 01 11,400 GREIF INC CL A 397624107 29.42 500 SH C SHARED 500 GREIF INC CL A 397624107 375.99 6,390 SH SHARED 6,390 GRIFFIN LD & NURSERIES INC CL A 398231100 44.47 1,682 SH SOLE 1,682 GRIFFON CORP COM 398433102 185.34 15,204 SH SHARED 01 15,204 GRIFFON CORP COM 398433102 6.10 500 SH C SHARED 500 NOTE 4.000% GRIFFON CORP 7/1 398433AC6 4.00 4,000 PRN SHARED 01 4,000 GROUP 1 AUTOMOTIVE INC COM 398905109 26.35 882 SH SHARED 01 882 GROUP 1 AUTOMOTIVE INC COM 398905109 62.75 2,100 SH C SHARED 2,100 GROUPE CGI INC CL A SUB VTG 39945C109 23.96 1,594 SH SHARED 01 1,594 GROUPE CGI INC CL A SUB VTG 39945C109 75.81 5,044 SH SHARED 5,044 GROUPE CGI INC CL A SUB VTG 39945C109 243.49 16,200 SH SHARED 16,200 GRUBB & ELLIS CO COM PAR $0.01 400095204 1.16 966 SH SHARED 01 966 GRUBB & ELLIS CO COM PAR $0.01 400095204 1.71 1,422 SH SHARED 1,422 GRUMA SAB DE CV SPON ADR CL B 400131306 0.84 148 SH SOLE 148 GRUPO AEROPORTUARIO SPON ADR SER DEL SURE B 40051E202 40.36 850 SH SHARED 01 850 GRUPO AEROPORTUARIO SPON ADR SER DEL SURE B 40051E202 285.16 6,006 SH SHARED 6,006 GRUPO TELEVISA SP ADR REP SA DE CV ORD 40049J206 1152.61 60,920 SH SHARED 01 60,920 GRUPO TELEVISA SP ADR REP SA DE CV ORD 40049J206 364.93 19,288 SH SHARED 20 19,288 GRUPO TELEVISA SP ADR REP SA DE CV ORD 40049J206 0.53 28 SH SHARED 21 28 GRUPO TELEVISA SP ADR REP SA DE CV ORD 40049J206 3580.23 189,230 SH SHARED 189,230 GS FINL CORP COM 362274102 1.45 140 SH SOLE 140 GSE SYS INC COM 36227K106 0.03 8 SH SOLE 8 GSI COMMERCE INC COM 36238G102 642.67 26,019 SH SHARED 01 26,019 GSI COMMERCE INC COM 36238G102 237.12 9,600 SH C SHARED 9,600 GT SOLAR INTL INC COM 3623E0209 983.89 117,550 SH SHARED 01 117,550

GT SOLAR INTL INC COM 3623E0209 2.51 300 SH C SHARED 300 GT SOLAR INTL INC COM 3623E0209 117141.37 13,995,385 SH SHARED 13,995,385 GTSI CORP COM 36238K103 8.57 1,223 SH SOLE 1,223 GTX INC DEL COM 40052B108 4.47 1,300 SH P SOLE 1,300 GTX INC DEL COM 40052B108 9.29 2,700 SH C SOLE 2,700 GUANGSHEN RY LTD SPONSORED ADR 40065W107 1496.30 80,576 SH SHARED 01 80,576 GUANGSHEN RY LTD SPONSORED ADR 40065W107 252.63 13,604 SH SHARED 13,604 GUARANTY BANCORP DEL COM 40075T102 15.90 10,000 SH SHARED 01 10,000 GUARANTY FED BANCSHARES INC COM 40108P101 7.28 1,398 SH SOLE 1,398 GUESS INC COM 401617105 518.56 12,763 SH SHARED 01 12,763 GUESS INC COM 401617105 15.36 378 SH SHARED 21 378 GUESS INC COM 401617105 56.88 1,400 SH P SHARED 1,400 GUESS INC COM 401617105 148.30 3,650 SH SHARED 3,650 GUESS INC COM 401617105 2173.71 53,500 SH C SHARED 53,500 GUGGENHEIM ENHNCD EQTY INCM COM 40167B100 1343.43 150,272 SH SHARED 01 150,272 GUGGENHEIM ENHNCD EQTY INCM COM 40167B100 36.43 4,075 SH SHARED 4,075 GULF ISLAND FABRICATION INC COM 402307102 401.13 22,040 SH SHARED 01 22,040 GULF RESOURCES COM PAR INC $0.0005 40251W309 32.30 4,200 SH C SOLE 4,200 GULF RESOURCES COM PAR INC $0.0005 40251W309 134.58 17,500 SH P SOLE 17,500 GULF RESOURCES COM PAR INC $0.0005 40251W309 141.12 18,351 SH SOLE 18,351 GULFMARK OFFSHORE INC CL A NEW 402629208 1.66 54 SH SHARED 01 54 GULFMARK OFFSHORE INC CL A NEW 402629208 82.94 2,700 SH C SHARED 2,700 GULFPORT ENERGY CORP COM NEW 402635304 1144.57 82,700 SH SHARED 01 82,700 GUSHAN ENVIRONMENTAL ENRGY L SPON ADR 40330W106 0.85 1,294 SH SHARED 01 1,294 GYMBOREE CORP COM 403777105 228.68 5,505 SH SHARED 01 5,505 GYMBOREE CORP COM 403777105 5.07 122 SH SHARED 21 122 GYMBOREE CORP COM 403777105 24.92 600 SH P SHARED 600 GYMBOREE CORP COM 403777105 37.39 900 SH C SHARED 900 H & E EQUIPMENT SERVICES INC COM 404030108 768.77 96,458 SH SHARED 01 96,458 H & E EQUIPMENT SERVICES INC COM 404030108 10.11 1,268 SH SHARED 1,268 H & Q HEALTHCARE FD SH BEN INT 404052102 2681.55 221,983 SH SHARED 01 221,983 H & Q HEALTHCARE FD SH BEN INT 404052102 35.52 2,940 SH SHARED 2,940 H & Q LIFE SCIENCES INVS SH BEN INT 404053100 4710.04 491,141 SH SHARED 01 491,141 HADERA PAPER LTD SHS M52514102 15.67 205 SH SHARED 01 205 HADERA PAPER LTD SHS M52514102 144.80 1,894 SH SHARED 1,894 HAEMONETICS CORP COM 405024100 640.84 10,949 SH SHARED 01 10,949 HAEMONETICS CORP COM 405024100 5.38 92 SH SHARED 21 92 HAIN CELESTIAL GROUP INC COM 405217100 1074.54 44,810 SH SHARED 01 44,810 HAIN CELESTIAL GROUP INC COM 405217100 10.17 424 SH SHARED 21 424 HAIN CELESTIAL GROUP INC COM 405217100 7.19 300 SH P SHARED 300 HAIN CELESTIAL GROUP INC COM 405217100 151.07 6,300 SH C SHARED 6,300 HALLADOR ENERGY COMPANY COM 40609P105 7.84 674 SH SOLE 674 HALLIBURTON CO COM 406216101 34353.94 1,038,825 SH SHARED 01 1,038,825 HALLIBURTON CO COM 406216101 48.75 1,474 SH SHARED 21 1,474 HALLIBURTON CO COM 406216101 1842.56 55,717 SH SHARED 55,717 HALLIBURTON CO COM 406216101 5277.97 159,600 SH P SHARED 159,600 HALLIBURTON CO COM 406216101 24838.88 751,100 SH C SHARED 751,100 HALLWOOD GROUP INC COM PAR $0.10 406364406 5.44 159 SH SOLE 159 HALOZYME THERAPEUTICS INC COM 40637H109 1153.36 149,593 SH SHARED 01 149,593

HAMPDEN BANCORP INC COM 40867E107 1380.53 138,747 SH SHARED 01 138,747 HAMPDEN BANCORP INC COM 40867E107 13.58 1,365 SH SHARED 1,365 HAMPTON ROADS BANKSHARES INC COM 409321106 6.71 7,370 SH SHARED 01 7,370 HAMPTON ROADS BANKSHARES INC COM 409321106 0.74 809 SH SHARED 809 HANCOCK HLDG CO COM 410120109 1078.28 35,859 SH SHARED 01 35,859 HANCOCK HLDG CO COM 410120109 60.14 2,000 SH C SHARED 2,000 HANCOCK HLDG CO COM 410120109 126.29 4,200 SH P SHARED 4,200 HANCOCK JOHN INCOME SECS TR COM 410123103 250.45 16,641 SH SHARED 01 16,641 HANCOCK JOHN TAX ADV GLB INV TRUST SH 41013P749 1326.26 102,652 SH SHARED 01 102,652 HANCOCK JOHN TAX ADV GLB INV TRUST SH 41013P749 32.48 2,514 SH SHARED 2,514 HANCOCK JOHN INVS TR COM 410142103 327.74 14,730 SH SHARED 01 14,730 HANCOCK JOHN COM SH BEN PATRIOT PREM II INT 41013T105 1868.21 160,914 SH SHARED 01 160,914 HANCOCK JOHN PFD INCOME FD SH BEN INT 41013W108 1490.66 73,613 SH SHARED 01 73,613 HANCOCK JOHN PFD INCOME FD SH BEN INT 41013W108 27.68 1,367 SH SHARED 1,367 HANCOCK JOHN PFD INCOME FD I COM 41013X106 3745.87 187,200 SH SHARED 01 187,200 HANCOCK JOHN PFD INCOME FD I COM 41021P103 6422.90 367,653 SH SHARED 01 367,653 HANCOCK JOHN PFD INCOME FD I COM 41013X106 67.95 3,396 SH SHARED 3,396 HANCOCK JOHN PFD INCOME FD I COM 41021P103 45.96 2,631 SH SHARED 2,631 HANCOCK JOHN TAX-ADV DIV INC COM 41013V100 5544.75 363,590 SH SHARED 01 363,590 HANESBRANDS INC COM 410345102 424.93 16,432 SH SHARED 01 16,432 HANESBRANDS INC COM 410345102 9.57 370 SH SHARED 21 370 HANESBRANDS INC COM 410345102 93.10 3,600 SH P SHARED 3,600 HANESBRANDS INC COM 410345102 219.81 8,500 SH C SHARED 8,500 HANESBRANDS INC COM 410345102 880.09 34,033 SH SHARED 34,033 HANGER ORTHOPEDIC GROUP INC COM NEW 41043F208 38.15 2,624 SH SHARED 01 2,624 HANOVER INS GROUP INC COM 410867105 626.09 13,321 SH SHARED 01 13,321 HANOVER INS GROUP INC COM 410867105 18.42 392 SH SHARED 21 392 HANOVER INS GROUP INC COM 410867105 549.38 11,689 SH SHARED 11,689 HANSEN MEDICAL INC COM 411307101 3.17 2,200 SH SHARED 01 2,200 HANSEN MEDICAL INC COM 411307101 1.58 1,100 SH C SHARED 1,100 HANSEN NAT CORP COM 411310105 2081.58 44,650 SH SHARED 01 44,650 HANSEN NAT CORP COM 411310105 11.33 243 SH SHARED 21 243 HANSEN NAT CORP COM 411310105 219.11 4,700 SH P SHARED 4,700 HANSEN NAT CORP COM 411310105 279.53 5,996 SH SHARED 5,996 HANSEN NAT CORP COM 411310105 419.58 9,000 SH C SHARED 9,000 HANSEN NAT CORP COM 411310105 569.84 12,223 SH SHARED 12,223 HARBIN ELECTRIC INC COM 41145W109 3.56 199 SH SHARED 21 199 HARBIN ELECTRIC INC COM 41145W109 25.48 1,424 SH SHARED 1,424 HARBIN ELECTRIC INC COM 41145W109 93.03 5,200 SH C SHARED 5,200 HARBIN ELECTRIC INC COM 41145W109 144.91 8,100 SH P SHARED 8,100 HARBOR BIOSCIENCES INC COM 41150V103 14.03 73,054 SH SHARED 01 73,054 HARBOR BIOSCIENCES INC COM 41150V103 14.09 73,372 SH SHARED 73,372 HARLEY DAVIDSON INC COM 412822108 2316.98 81,469 SH SHARED 01 81,469 HARLEY DAVIDSON INC COM 412822108 1.05 37 SH SHARED 21 37 HARLEY DAVIDSON INC COM 412822108 409.54 14,400 SH SHARED 14,400 HARLEY DAVIDSON INC COM 412822108 3367.30 118,400 SH P SHARED 118,400 HARLEY DAVIDSON INC COM 412822108 4610.12 162,100 SH C SHARED 162,100 HARLEYSVILLE GROUP INC COM 412824104 29.67 905 SH SHARED 01 905 HARMAN INTL INDS INC COM 413086109 1263.07 37,805 SH SHARED 01 37,805

HARMAN INTL INDS INC COM 413086109 136.98 4,100 SH C SHARED 4,100 HARMAN INTL INDS INC COM 413086109 230.53 6,900 SH P SHARED 6,900 HARMAN INTL INDS INC COM 413086109 702.28 21,020 SH SHARED 21,020 HARMONIC INC COM 413160102 463.28 67,337 SH SHARED 01 67,337 HARMONIC INC COM 413160102 0.34 50 SH SHARED 50 HARMONIC INC COM 413160102 29.58 4,300 SH C SHARED 4,300 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 0.07 6 SH SHARED 01 6 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 7429.07 658,022 SH SHARED 658,022 HARRIS & HARRIS GROUP INC COM 413833104 1.28 300 SH SHARED 01 300 HARRIS & HARRIS GROUP INC COM 413833104 62.59 14,659 SH SHARED 14,659 HARRIS CORP DEL COM 413875105 6868.54 155,081 SH SHARED 01 155,081 HARRIS CORP DEL COM 413875105 91.68 2,070 SH SHARED 20 2,070 HARRIS CORP DEL COM 413875105 23.87 539 SH SHARED 21 539 HARRIS CORP DEL COM 413875105 429.61 9,700 SH SHARED 9,700 HARRIS CORP DEL COM 413875105 5501.93 124,225 SH SHARED 124,225 HARRIS CORP DEL COM 413875105 6532.78 147,500 SH P SHARED 147,500 HARRIS CORP DEL COM 413875105 7254.70 163,800 SH C SHARED 163,800 HARRY WINSTON DIAMOND CORP COM 41587B100 9.89 850 SH SHARED 01 850 HARRY WINSTON DIAMOND CORP COM 41587B100 349.20 30,000 SH C SHARED 30,000 HARSCO CORP COM 415864107 1177.85 47,919 SH SHARED 01 47,919 HARSCO CORP COM 415864107 17.08 695 SH SHARED 20 695 HARSCO CORP COM 415864107 95.86 3,900 SH SHARED 3,900 HARSCO CORP COM 415864107 137.94 5,612 SH SHARED 5,612 HARTE-HANKS INC COM 416196103 0.72 62 SH SHARED 01 62 HARTFORD FINL SVCS GROUP INC COM 416515104 14522.69 632,797 SH SHARED 01 632,797 HARTFORD FINL SVCS GROUP INC COM 416515104 268.63 11,705 SH SHARED 20 11,705 HARTFORD FINL SVCS GROUP INC COM 416515104 18.29 797 SH SHARED 21 797 HARTFORD FINL SVCS GROUP INC COM 416515104 1214.10 52,902 SH SHARED 52,902 HARTFORD FINL SVCS GROUP INC COM 416515104 2877.93 125,400 SH P SHARED 125,400 HARTFORD FINL SVCS GROUP INC COM 416515104 3095.96 134,900 SH C SHARED 134,900 HARTFORD FINL SVCS GROUP INC COM 416515104 6095.52 265,600 SH SHARED 265,600 HARTFORD FINL SVCS GROUP INC DEP CONV PFD 416515708 1.16 49 SH SOLE 49 HARTFORD INCOME SHS FD INC COM 416537108 32.78 5,500 SH SHARED 01 5,500 HARTFORD INCOME SHS FD INC COM 416537108 39.20 6,577 SH SHARED 6,577 HARVARD BIOSCIENCE INC COM 416906105 3.46 910 SH SOLE 910 HASBRO INC COM 418056107 6103.03 137,116 SH SHARED 01 137,116 HASBRO INC COM 418056107 6.63 149 SH SHARED 21 149 HASBRO INC COM 418056107 89.02 2,000 SH P SHARED 2,000 HASBRO INC COM 418056107 275.96 6,200 SH SHARED 6,200 HASBRO INC COM 418056107 1929.69 43,354 SH SHARED 43,354 HASBRO INC COM 418056107 8425.74 189,300 SH C SHARED 189,300 HATTERAS FINL CORP COM 41902R103 4206.21 147,742 SH SHARED 01 147,742 HATTERAS FINL CORP COM 41902R103 11.39 400 SH C SHARED 400 HATTERAS FINL CORP COM 41902R103 54.09 1,900 SH P SHARED 1,900 HAUPPAUGE DIGITAL INC COM 419131107 9.51 3,701 SH SOLE 3,701 HAVERTY FURNITURE INC CL A 419596200 22.61 2,046 SH SOLE 2,046 HAVERTY FURNITURE INC COM 419596101 19.64 1,800 SH SHARED 01 1,800 HAVERTY FURNITURE INC COM 419596101 3.02 277 SH SHARED 277 HAWAIIAN ELEC INDUSTRIES COM 419870100 397.70 17,644 SH SHARED 01 17,644

HAWAIIAN ELEC INDUSTRIES COM 419870100 118.24 5,246 SH SHARED 5,246 HAWAIIAN HOLDINGS INC COM 419879101 3.59 600 SH C SOLE 600 HAWAIIAN HOLDINGS INC COM 419879101 7.19 1,200 SH P SOLE 1,200 HAWTHORN BANCSHARES INC COM 420476103 19.51 1,936 SH SOLE 1,936 HAYNES INTERNATIONAL INC COM NEW 420877201 0.21 6 SH SHARED 01 6 HCC INS HLDGS INC COM 404132102 2169.02 83,136 SH SHARED 01 83,136 HCC INS HLDGS INC COM 404132102 182.11 6,980 SH SHARED 20 6,980 HCC INS HLDGS INC COM 404132102 29.40 1,127 SH SHARED 21 1,127 HCC INS HLDGS INC COM 404132102 1007.88 38,631 SH SHARED 38,631 HCP INC COM 40414L109 6912.59 192,123 SH SHARED 01 192,123 HCP INC COM 40414L109 297.55 8,270 SH SHARED 20 8,270 HCP INC COM 40414L109 10.04 279 SH SHARED 21 279 HCP INC COM 40414L109 111.54 3,100 SH P SHARED 3,100 HCP INC COM 40414L109 169.11 4,700 SH C SHARED 4,700 HCP INC COM 40414L109 7147.64 198,656 SH SHARED 198,656 ADR REPS 3 HDFC BANK LTD SHS 40415F101 747.99 4,057 SH SHARED 01 4,057 ADR REPS 3 HDFC BANK LTD SHS 40415F101 240.60 1,305 SH SHARED 20 1,305 ADR REPS 3 HDFC BANK LTD SHS 40415F101 30.42 165 SH SHARED 21 165 ADR REPS 3 HDFC BANK LTD SHS 40415F101 8592.20 46,603 SH SHARED 46,603 HEADWATERS INC COM 42210P102 19.57 5,436 SH SHARED 01 5,436 HEADWATERS INC COM 42210P102 3.96 1,100 SH P SHARED 1,100 HEADWATERS INC COM 42210P102 51.40 14,279 SH SHARED 14,279 HEADWATERS INC COM 42210P102 66.24 18,400 SH C SHARED 18,400 HEALTH CARE REIT INC COM 42217K106 9697.36 204,845 SH SHARED 01 204,845 HEALTH CARE REIT INC COM 42217K106 262.74 5,550 SH SHARED 20 5,550 HEALTH CARE REIT INC COM 42217K106 11.84 250 SH SHARED 21 250 HEALTH CARE REIT INC COM 42217K106 127.82 2,700 SH P SHARED 2,700 HEALTH CARE REIT INC COM 42217K106 142.02 3,000 SH C SHARED 3,000 HEALTH CARE REIT INC COM 42217K106 487.08 10,289 SH SHARED 10,289 HEALTH CARE REIT INC COM 42217K106 530.87 11,214 SH SHARED 11,214 HEALTH CARE NOTE REIT INC 3.000%12/0 42217KAR7 9717.08 9,092,000 PRN SOLE 9,092,000 HEALTH CARE NOTE 4.750% REIT INC 7/1 42217KAQ9 4.43 4,000 PRN SHARED 01 4,000 HEALTH CARE NOTE 4.750% REIT INC 7/1 42217KAQ9 1882.75 1,700,000 PRN SHARED 1,700,000 HEALTH CARE NOTE REIT INC 4.750%12/0 42217KAP1 1.11 1,000 PRN SHARED 01 1,000 HEALTH CARE PFD G CNV REIT INC 7.5% 42217K502 9.62 288 SH SOLE 288 HEALTH GRADES INC COM 42218Q102 204.60 24,982 SH SOLE 24,982 HEALTH MGMT ASSOC INC NEW CL A 421933102 524.55 68,479 SH SHARED 01 68,479 HEALTH MGMT ASSOC INC NEW CL A 421933102 144.54 18,869 SH SHARED 18,869 HEALTH NET INC COM 42222G108 1630.29 59,959 SH SHARED 01 59,959 HEALTH NET INC COM 42222G108 27.19 1,000 SH P SHARED 1,000 HEALTH NET INC COM 42222G108 40.79 1,500 SH C SHARED 1,500 HEALTH NET INC COM 42222G108 1243.29 45,726 SH SHARED 45,726 HEALTHCARE RLTY TR COM 421946104 1318.28 56,361 SH SHARED 01 56,361 HEALTHCARE RLTY TR COM 421946104 30.41 1,300 SH P SHARED 1,300 HEALTHCARE RLTY TR COM 421946104 65.49 2,800 SH C SHARED 2,800 HEALTHCARE RLTY TR COM 421946104 887.11 37,927 SH SHARED 37,927 HEALTHCARE SVCS GRP INC COM 421906108 21.19 930 SH SHARED 01 930 HEALTHSOUTH CORP COM NEW 421924309 348.98 18,176 SH SHARED 01 18,176 HEALTHSOUTH CORP COM NEW 421924309 9.56 498 SH SHARED 21 498

HEALTHSOUTH CORP COM NEW 421924309 38.40 2,000 SH C SHARED 2,000 HEALTHSOUTH CORP COM NEW 421924309 15483.88 806,452 SH SHARED 806,452 HEALTHSPRING INC COM 42224N101 51.81 2,005 SH SHARED 01 2,005 HEALTHSPRING INC COM 42224N101 2.58 100 SH P SHARED 100 HEALTHWAYS INC COM 422245100 3.01 259 SH SHARED 01 259 HEARTLAND EXPRESS INC COM 422347104 12.51 841 SH SHARED 01 841 HEARTLAND PMT SYS INC COM 42235N108 6.07 399 SH SHARED 01 399 HEARTLAND PMT SYS INC COM 42235N108 1.52 100 SH C SHARED 100 HEARTWARE INTL INC COM 422368100 1368.94 19,909 SH SHARED 01 19,909 HEARUSA INC COM NEW 422360305 1.84 2,165 SH SOLE 2,165 *W EXP HECKMANN CORP 11/09/201 422680116 0.17 882 SH SOLE 882 HECKMANN CORP COM 422680108 264.03 67,700 SH SHARED 01 67,700 UNIT HECKMANN CORP 99/99/9999 422680207 26.47 5,241 SH SOLE 5,241 HECLA MNG CO 6.5% CONV PFD 422704304 77.91 1,179 SH SOLE 1,179 HECLA MNG CO COM 422704106 1441.04 228,012 SH SHARED 01 228,012 HECLA MNG CO COM 422704106 383.62 60,700 SH P SHARED 60,700 HECLA MNG CO COM 422704106 1519.96 240,500 SH C SHARED 240,500 HECLA MNG CO COM 422704106 2017.97 319,299 SH SHARED 319,299 HECLA MNG CO PFD CV SER B 422704205 5.28 100 SH SHARED 01 100 HEICO CORP NEW CL A 422806208 279.85 8,214 SH SHARED 01 8,214 HEICO CORP NEW CL A 422806208 3.51 103 SH SHARED 21 103 HEICO CORP NEW CL A 422806208 2.66 78 SH SHARED 78 HEICO CORP NEW COM 422806109 5.71 125 SH SHARED 01 125 HEIDRICK & STRUGGLES INTL IN COM 422819102 451.04 23,154 SH SHARED 01 23,154 HEINZ H J CO COM 423074103 28085.44 592,895 SH SHARED 01 592,895 HEINZ H J CO COM 423074103 635.23 13,410 SH SHARED 20 13,410 HEINZ H J CO COM 423074103 229.56 4,846 SH SHARED 21 4,846 HEINZ H J CO COM 423074103 113.69 2,400 SH P SHARED 2,400 HEINZ H J CO COM 423074103 1031.72 21,780 SH SHARED 21,780 HEINZ H J CO COM 423074103 1260.04 26,600 SH C SHARED 26,600 HEINZ H J CO COM 423074103 36652.96 773,759 SH SHARED 773,759 PFD 3 CV HEINZ H J CO $1.70 423074509 330.27 468 SH SOLE 468 HELEN OF TROY CORP LTD COM G4388N106 1058.39 41,850 SH SHARED 01 41,850 HELEN OF TROY CORP LTD COM G4388N106 230.14 9,100 SH P SHARED 9,100 HELEN OF TROY CORP LTD COM G4388N106 237.73 9,400 SH C SHARED 9,400 HELICOS BIOSCIENCES CORP COM 42326R109 2.38 4,961 SH SHARED 01 4,961 HELIOS & MATHESON NORTH AMER COM 42327L101 1.12 1,641 SH SOLE 1,641 HELIOS ADVANTAGE INCOME FD I COM NEW 42327W206 374.61 52,467 SH SHARED 01 52,467 HELIOS ADVANTAGE INCOME FD I COM NEW 42327W206 28.35 3,971 SH SHARED 3,971 HELIOS HIGH INCOME FD INC COM NEW 42327X204 150.43 20,523 SH SHARED 01 20,523 HELIOS HIGH INCOME FD INC COM NEW 42327X204 9.93 1,355 SH SHARED 21 1,355 HELIOS HIGH INCOME FD INC COM NEW 42327X204 15.14 2,066 SH SHARED 2,066 HELIOS HIGH YIELD FD COM 42328Q109 21.77 2,395 SH SHARED 01 2,395 HELIOS MULTI SEC HI INC FD I COM NEW 42327Y202 372.56 74,216 SH SHARED 01 74,216 HELIOS MULTI SEC HI INC FD I COM NEW 42327Y202 54.67 10,891 SH SHARED 10,891 HELIOS STRATEGIC INCOME FD I COM NEW 42328A203 38.11 6,955 SH SOLE 6,955 HELIOS STRATEGIC MTG INCOME COM 42327M109 287.89 45,552 SH SHARED 01 45,552 HELIOS STRATEGIC MTG INCOME COM 42327M109 17.27 2,733 SH SHARED 2,733 HELIOS TOTAL RETURN FD INC COM 42327V109 23.76 4,096 SH SHARED 01 4,096

HELIOS TOTAL RETURN FD INC COM 42327V109 20.05 3,457 SH SHARED 3,457 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 217.24 19,501 SH SHARED 01 19,501 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 14.98 1,345 SH SHARED 20 1,345 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 43.86 3,937 SH SHARED 3,937 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 75.75 6,800 SH C SHARED 6,800 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 306.35 27,500 SH P SHARED 27,500 HELLENIC TELECOM ORGANIZATN SPONSORED ADR 423325307 1137.52 322,243 SH SHARED 01 322,243 HELLENIC TELECOM ORGANIZATN SPONSORED ADR 423325307 127.49 36,115 SH SHARED 36,115 HELMERICH & PAYNE INC COM 423452101 3004.03 74,247 SH SHARED 01 74,247 HELMERICH & PAYNE INC COM 423452101 9.87 244 SH SHARED 21 244 HELMERICH & PAYNE INC COM 423452101 287.27 7,100 SH SHARED 7,100 HELMERICH & PAYNE INC COM 423452101 356.05 8,800 SH P SHARED 8,800 HELMERICH & PAYNE INC COM 423452101 509.80 12,600 SH C SHARED 12,600 HELMERICH & PAYNE INC COM 423452101 1061.35 26,232 SH SHARED 26,232 HEMISPHERX BIOPHARMA INC COM 42366C103 0.23 400 SH SHARED 01 400 HEMISPHERX BIOPHARMA INC COM 42366C103 7.96 14,139 SH SHARED 14,139 HENRY BROS ELECTRONICS INC COM 426286100 2.11 486 SH SOLE 486 HENRY JACK & ASSOC INC COM 426281101 3546.06 139,061 SH SHARED 01 139,061 HENRY JACK & ASSOC INC COM 426281101 117.81 4,620 SH SHARED 20 4,620 HENRY JACK & ASSOC INC COM 426281101 16.42 644 SH SHARED 21 644 HENRY JACK & ASSOC INC COM 426281101 2.55 100 SH P SHARED 100 HENRY JACK & ASSOC INC COM 426281101 12.75 500 SH C SHARED 500 HERBALIFE LTD COM USD SHS G4412G101 6492.45 107,580 SH SHARED 01 107,580 HERBALIFE LTD COM USD SHS G4412G101 12.98 215 SH SHARED 20 215 HERBALIFE LTD COM USD SHS G4412G101 9.47 157 SH SHARED 21 157 HERBALIFE LTD COM USD SHS G4412G101 6.04 100 SH P SHARED 100 HERBALIFE LTD COM USD SHS G4412G101 857.03 14,201 SH SHARED 14,201 HERCULES OFFSHORE INC COM 427093109 132.17 49,876 SH SHARED 01 49,876 HERCULES OFFSHORE INC COM 427093109 3.45 1,300 SH P SHARED 1,300 HERCULES OFFSHORE INC COM 427093109 78.97 29,800 SH C SHARED 29,800 HERCULES NOTE 3.375% OFFSHORE INC 6/0 427093AD1 2597.16 3,764,000 PRN SOLE 3,764,000 HERCULES TECH GROWTH CAP INC COM 427096508 17.26 1,707 SH SHARED 01 1,707 HERCULES TECH GROWTH CAP INC COM 427096508 233.01 23,047 SH SHARED 23,047 HERITAGE COMMERCE CORP COM 426927109 9.29 2,653 SH SOLE 2,653 HERITAGE CRYSTAL CLEAN INC COM 42726M106 6.21 624 SH SHARED 01 624 HERITAGE CRYSTAL CLEAN INC COM 42726M106 2.76 277 SH SHARED 277 HERSHA HOSPITALITY TR SH BEN INT A 427825104 141.44 27,305 SH SHARED 01 27,305 HERSHA HOSPITALITY TR SH BEN INT A 427825104 1.01 195 SH SHARED 21 195 HERSHA HOSPITALITY TR SH BEN INT A 427825104 5.18 1,000 SH C SHARED 1,000 HERSHA HOSPITALITY TR SH BEN INT A 427825104 18.13 3,500 SH P SHARED 3,500 HERSHA HOSPITALITY TR SH BEN INT A 427825104 432.47 83,488 SH SHARED 83,488 HERSHEY CO COM 427866108 5899.35 123,962 SH SHARED 01 123,962 HERSHEY CO COM 427866108 395.00 8,300 SH SHARED 8,300 HERSHEY CO COM 427866108 809.79 17,016 SH SHARED 17,016 HERSHEY CO COM 427866108 1889.32 39,700 SH P SHARED 39,700 HERSHEY CO COM 427866108 4687.62 98,500 SH C SHARED 98,500 HERTZ GLOBAL HOLDINGS INC COM 42805T105 1624.24 153,375 SH SHARED 01 153,375 HERTZ GLOBAL HOLDINGS INC COM 42805T105 13.90 1,313 SH SHARED 21 1,313 HERTZ GLOBAL HOLDINGS INC COM 42805T105 272.16 25,700 SH C SHARED 25,700

HERTZ GLOBAL HOLDINGS INC COM 42805T105 1253.86 118,400 SH P SHARED 118,400 HERTZ GLOBAL NOTE 5.250% HOLDINGS INC 6/0 42805TAA3 5875.00 4,000,000 PRN SOLE 4,000,000 HERZFELD CARIBBEAN BASIN FD COM 42804T106 6.88 1,048 SH SOLE 1,048 COM HESKA CORP RESTRICTED 42805E207 0.84 1,874 SH SOLE 1,874 HESS CORP COM 42809H107 29024.25 490,938 SH SHARED 01 490,938 HESS CORP COM 42809H107 4874.86 82,457 SH SHARED 20 82,457 HESS CORP COM 42809H107 93.35 1,579 SH SHARED 21 1,579 HESS CORP COM 42809H107 773.76 13,088 SH SHARED 13,088 HESS CORP COM 42809H107 1102.12 18,642 SH SHARED 18,642 HESS CORP COM 42809H107 11930.42 201,800 SH P SHARED 201,800 HESS CORP COM 42809H107 366791.65 6,204,189 SH C SHARED 6,204,189 HEWITT ASSOCS INC COM 42822Q100 784.39 15,554 SH SHARED 01 15,554 HEWITT ASSOCS INC COM 42822Q100 337.88 6,700 SH C SHARED 6,700 HEWITT ASSOCS INC COM 42822Q100 337.88 6,700 SH P SHARED 6,700 HEWITT ASSOCS INC COM 42822Q100 8905.74 176,596 SH SHARED 176,596 HEWLETT PACKARD CO COM 428236103 115777.86 2,752,029 SH SHARED 01 2,752,029 HEWLETT PACKARD CO COM 428236103 958.99 22,795 SH SHARED 17 22,795 HEWLETT PACKARD CO COM 428236103 9103.40 216,387 SH SHARED 20 216,387 HEWLETT PACKARD CO COM 428236103 305.76 7,268 SH SHARED 21 7,268 HEWLETT PACKARD CO COM 428236103 25830.05 613,978 SH SHARED 613,978 HEWLETT PACKARD CO COM 428236103 65611.74 1,559,585 SH SHARED 1,559,585 HEWLETT PACKARD CO COM 428236103 96155.19 2,285,600 SH P SHARED 2,285,600 HEWLETT PACKARD CO COM 428236103 182802.56 4,345,200 SH C SHARED 4,345,200 HEXCEL CORP NEW COM 428291108 1114.85 62,667 SH SHARED 01 62,667 HEXCEL CORP NEW COM 428291108 53.10 2,985 SH SHARED 20 2,985 HEXCEL CORP NEW COM 428291108 5.60 315 SH SHARED 21 315 HEXCEL CORP NEW COM 428291108 14.23 800 SH C SHARED 800 HEXCEL CORP NEW COM 428291108 24.50 1,377 SH SHARED 1,377 HFF INC CL A 40418F108 23.20 2,500 SH SHARED 01 2,500 HHGREGG INC COM 42833L108 363.72 14,690 SH SHARED 01 14,690 HHGREGG INC COM 42833L108 22.28 900 SH P SHARED 900 HHGREGG INC COM 42833L108 27.24 1,100 SH C SHARED 1,100 HIBBETT SPORTS INC COM 428567101 735.78 29,490 SH SHARED 01 29,490 HIBBETT SPORTS INC COM 428567101 16.52 662 SH SHARED 21 662 HICKORY TECH CORP COM 429060106 20.30 2,380 SH SHARED 01 2,380 HIGHER ONE HLDGS INC COM 42983D104 13.69 830 SH SOLE 830 HIGHLAND CR STRATEGIES FD COM 43005Q107 1816.10 247,762 SH SHARED 01 247,762 HIGHLAND CR STRATEGIES FD COM 43005Q107 17.30 2,360 SH SHARED 2,360 HIGHWAY HLDGS LTD ORD G4481U106 5.03 2,577 SH SOLE 2,577 HIGHWOODS PPTYS INC COM 431284108 403.41 12,424 SH SHARED 01 12,424 HIGHWOODS PPTYS INC COM 431284108 2.44 75 SH SHARED 21 75 HIGHWOODS PPTYS INC COM 431284108 124.00 3,819 SH SHARED 3,819 HIGHWOODS PPTYS INC COM 431284108 227.29 7,000 SH C SHARED 7,000 HILL ROM HLDGS INC COM 431475102 345.91 9,638 SH SHARED 01 9,638 HILL ROM HLDGS INC COM 431475102 761.98 21,231 SH SHARED 21,231 HILLENBRAND INC COM 431571108 216.07 10,045 SH SHARED 01 10,045 HILLENBRAND INC COM 431571108 75.41 3,506 SH SHARED 3,506 HILLTOP HOLDINGS INC COM 432748101 4.79 500 SH C SOLE 500 HILLTOP HOLDINGS INC COM 432748101 144.46 15,079 SH SOLE 15,079

HIMAX TECHNOLOGIES INC SPONSORED ADR 43289P106 252.88 101,968 SH SHARED 01 101,968 HINGHAM INSTN SVGS MASS COM 433323102 10.20 271 SH SOLE 271 HISOFT TECHNOLOGY INTL LTD SPONSORED ADR 43358R108 12.30 500 SH SHARED 01 500 HISOFT TECHNOLOGY INTL LTD SPONSORED ADR 43358R108 20.48 833 SH SHARED 833 HITACHI LIMITED ADR 10 COM 433578507 119.61 2,732 SH SHARED 01 2,732 HI-TECH PHARMACAL INC COM 42840B101 1.01 50 SH SOLE 50 HI-TECH PHARMACAL INC COM 42840B101 20.24 1,000 SH P SOLE 1,000 HI-TECH PHARMACAL INC COM 42840B101 178.11 8,800 SH C SOLE 8,800 HITTITE MICROWAVE CORP COM 43365Y104 254.12 5,333 SH SHARED 01 5,333 HITTITE MICROWAVE CORP COM 43365Y104 85.77 1,800 SH C SHARED 1,800 HITTITE MICROWAVE CORP COM 43365Y104 101.97 2,140 SH SHARED 2,140 HITTITE MICROWAVE CORP COM 43365Y104 238.25 5,000 SH P SHARED 5,000 HKN INC COM 40420K103 3.27 932 SH SOLE 932 HMN FINL INC COM 40424G108 3.22 1,018 SH SOLE 1,018 HMS HLDGS CORP COM 40425J101 2516.09 42,689 SH SHARED 01 42,689 HMS HLDGS CORP COM 40425J101 58.94 1,000 SH C SHARED 1,000 HMS HLDGS CORP COM 40425J101 406.69 6,900 SH P SHARED 6,900 HNI CORP COM 404251100 24.79 862 SH SHARED 01 862 HNI CORP COM 404251100 4648.88 161,644 SH SHARED 161,644 HOKU CORP COM 434711107 0.55 200 SH C SOLE 200 HOKU CORP COM 434711107 11.47 4,200 SH P SOLE 4,200 HOLLY CORP COM PAR $0.01 435758305 2764.95 96,172 SH SHARED 01 96,172 HOLLY CORP COM PAR $0.01 435758305 41.23 1,434 SH SHARED 1,434 HOLLY CORP COM PAR $0.01 435758305 46.00 1,600 SH C SHARED 1,600 HOLLY ENERGY COM UT LTD PARTNERS L P PTN 435763107 19844.15 387,203 SH SHARED 01 387,203 HOLLY ENERGY COM UT LTD PARTNERS L P PTN 435763107 2629.79 51,313 SH SHARED 51,313 HOLLYWOOD MEDIA CORP COM 436233100 1.07 905 SH SOLE 905 HOLOGIC INC COM 436440101 2973.57 185,732 SH SHARED 01 185,732 HOLOGIC INC COM 436440101 10.97 685 SH SHARED 20 685 HOLOGIC INC COM 436440101 8.09 505 SH SHARED 21 505 HOLOGIC INC COM 436440101 209.73 13,100 SH P SHARED 13,100 HOLOGIC INC COM 436440101 270.89 16,920 SH SHARED 16,920 HOLOGIC INC COM 436440101 308.99 19,300 SH C SHARED 19,300 HOLOGIC INC COM 436440101 1082.80 67,633 SH SHARED 67,633 FRNT HOLOGIC INC 2.000%12/1 436440AA9 4.63 5,000 PRN SHARED 01 5,000 HOME DEPOT INC COM 437076102 64171.99 2,025,631 SH SHARED 01 2,025,631 HOME DEPOT INC COM 437076102 1.58 50 SH SHARED 21 50 HOME DEPOT INC COM 437076102 3233.48 102,067 SH SHARED 102,067 HOME DEPOT INC COM 437076102 9690.91 305,900 SH P SHARED 305,900 HOME DEPOT INC COM 437076102 18013.25 568,600 SH C SHARED 568,600 HOME DEPOT INC COM 437076102 29830.87 941,631 SH SHARED 941,631 HOME FED BANCORP INC MD COM 43710G105 4.50 370 SH SHARED 01 370 HOME INNS & HOTELS MGMT INC SPON ADR 43713W107 15.69 317 SH SHARED 01 317 HOME INNS & HOTELS MGMT INC SPON ADR 43713W107 589.22 11,901 SH SHARED 11,901 HOME PROPERTIES INC COM 437306103 49.25 931 SH SHARED 01 931 HOME PROPERTIES INC COM 437306103 7.35 139 SH SHARED 21 139 HOME PROPERTIES INC COM 437306103 37.03 700 SH P SHARED 700 HOME PROPERTIES INC COM 437306103 83.21 1,573 SH SHARED 1,573 HOME PROPERTIES INC COM 437306103 206.31 3,900 SH C SHARED 3,900

HOME PROPERTIES INC COM 437306103 1322.71 25,004 SH SHARED 25,004 HOMEOWNERS *W EXP CHOICE INC 09/30/201 43741E111 3.38 5,000 SH SHARED 01 5,000 HOMEOWNERS CHOICE INC COM 43741E103 32.50 5,000 SH SHARED 01 5,000 HOMEOWNERS CHOICE INC COM 43741E103 3.28 504 SH SHARED 504 HONDA MOTOR LTD AMERN SHS 438128308 7408.24 208,155 SH SHARED 01 208,155 HONDA MOTOR LTD AMERN SHS 438128308 38.51 1,082 SH SHARED 21 1,082 HONEYWELL INTL INC COM 438516106 38260.89 870,753 SH SHARED 01 870,753 HONEYWELL INTL INC COM 438516106 42.36 964 SH SHARED 21 964 HONEYWELL INTL INC COM 438516106 2140.54 48,715 SH SHARED 48,715 HONEYWELL INTL INC COM 438516106 9111.40 207,360 SH SHARED 207,360 HONEYWELL INTL INC COM 438516106 19970.73 454,500 SH P SHARED 454,500 HONEYWELL INTL INC COM 438516106 22220.46 505,700 SH C SHARED 505,700 HOPFED BANCORP INC COM 439734104 38.18 4,205 SH SHARED 01 4,205 HORACE MANN EDUCATORS CORP N COM 440327104 900.52 50,648 SH SHARED 01 50,648 HORACE MANN EDUCATORS CORP N COM 440327104 22.17 1,247 SH SHARED 21 1,247 HORIZON BANCORP IND COM 440407104 6.88 309 SH SOLE 309 HORMEL FOODS CORP COM 440452100 1217.18 27,291 SH SHARED 01 27,291 HORMEL FOODS CORP COM 440452100 115.96 2,600 SH SHARED 2,600 HORMEL FOODS CORP COM 440452100 553.84 12,418 SH SHARED 12,418 HORMEL FOODS CORP COM 440452100 1315.70 29,500 SH C SHARED 29,500 HORNBECK OFFSHORE SVCS INC N COM 440543106 9.75 500 SH SHARED 01 500 HORNBECK OFFSHORE SVCS INC N COM 440543106 3.96 203 SH SHARED 21 203 HORNBECK OFFSHORE SVCS INC N COM 440543106 1.95 100 SH C SHARED 100 HORNBECK OFFSHORE SVCS INC N COM 440543106 177.28 9,096 SH SHARED 9,096 HORSEHEAD HLDG CORP COM 440694305 0.30 30 SH SHARED 01 30 HORSEHEAD HLDG CORP COM 440694305 9.87 1,000 SH P SHARED 1,000 HORSEHEAD HLDG CORP COM 440694305 16.78 1,700 SH C SHARED 1,700 HOSPIRA INC COM 441060100 3915.73 68,685 SH SHARED 01 68,685 HOSPIRA INC COM 441060100 3061.44 53,700 SH SHARED 13 53,700 HOSPIRA INC COM 441060100 712.63 12,500 SH C SHARED 13 12,500 HOSPIRA INC COM 441060100 21.55 378 SH SHARED 21 378 HOSPIRA INC COM 441060100 63.85 1,120 SH SHARED 1,120 HOSPIRA INC COM 441060100 68.41 1,200 SH C SHARED 1,200 HOSPIRA INC COM 441060100 615.71 10,800 SH SHARED 10,800 HOSPITALITY COM SH BEN PPTYS TR INT 44106M102 2537.83 113,651 SH SHARED 01 113,651 HOSPITALITY COM SH BEN PPTYS TR INT 44106M102 133.31 5,970 SH SHARED 20 5,970 HOSPITALITY COM SH BEN PPTYS TR INT 44106M102 35.73 1,600 SH P SHARED 1,600 HOSPITALITY COM SH BEN PPTYS TR INT 44106M102 124.65 5,582 SH SHARED 5,582 HOSPITALITY COM SH BEN PPTYS TR INT 44106M102 305.47 13,680 SH SHARED 13,680 HOSPITALITY COM SH BEN PPTYS TR INT 44106M102 1216.99 54,500 SH C SHARED 54,500 HOST HOTELS & RESORTS INC COM 44107P104 2868.63 198,110 SH SHARED 01 198,110 HOST HOTELS & RESORTS INC COM 44107P104 18.90 1,305 SH SHARED 21 1,305 HOST HOTELS & RESORTS INC COM 44107P104 34.75 2,400 SH C SHARED 2,400 HOST HOTELS & RESORTS INC COM 44107P104 43.44 3,000 SH P SHARED 3,000 HOST HOTELS & RESORTS INC COM 44107P104 859.88 59,384 SH SHARED 59,384 HOST HOTELS & RESORTS INC COM 44107P104 6165.34 425,783 SH SHARED 425,783 HOT TOPIC INC COM 441339108 2.40 400 SH P SOLE 400 HOT TOPIC INC COM 441339108 55.71 9,300 SH C SOLE 9,300 HOUSTON AMERN ENERGY CORP COM 44183U100 115.00 11,500 SH SHARED 01 11,500

HOUSTON AMERN ENERGY CORP COM 44183U100 10.00 1,000 SH P SHARED 1,000 HOUSTON WIRE & CABLE CO COM 44244K109 15.05 1,500 SH SHARED 01 1,500 HOVNANIAN ENTERPRISES INC CL A 442487203 72.31 18,400 SH SHARED 01 18,400 HOVNANIAN ENTERPRISES INC CL A 442487203 108.53 27,616 SH SHARED 27,616 HOVNANIAN ENTERPRISES INC CL A 442487203 132.44 33,700 SH P SHARED 33,700 HOVNANIAN ENTERPRISES INC CL A 442487203 245.63 62,500 SH C SHARED 62,500 HQ SUSTAINABLE MARITIM IND I COM NEW 40426A208 9.27 3,081 SH SOLE 3,081 ADR A 1/40PF HSBC HLDGS PLC A 404280604 3554.03 145,657 SH SHARED 01 145,657 HSBC HLDGS PLC SPON ADR NEW 404280406 12383.77 244,787 SH SHARED 01 244,787 HSBC HLDGS PLC SPON ADR NEW 404280406 183.14 3,620 SH SHARED 20 3,620 HSBC HLDGS PLC SPON ADR NEW 404280406 42.14 833 SH SHARED 21 833 HSBC HLDGS PLC SPON ADR NEW 404280406 43522.48 860,298 SH SHARED 860,298 S&P CTI ETN HSBC USA INC 23 4042EP602 4.06 550 SH SHARED 01 550 S&P CTI ETN HSBC USA INC 23 4042EP602 24.51 3,317 SH SHARED 3,317 HSN INC COM 404303109 1790.17 59,912 SH SHARED 01 59,912 HSN INC COM 404303109 17.30 579 SH SHARED 21 579 HSN INC COM 404303109 14.94 500 SH C SHARED 500 HUANENG PWR SPON ADR H INTL INC SHS 443304100 2204.41 89,031 SH SHARED 01 89,031 HUANENG PWR SPON ADR H INTL INC SHS 443304100 101.74 4,109 SH SHARED 4,109 HUB GROUP INC CL A 443320106 10.50 359 SH SHARED 01 359 HUB GROUP INC CL A 443320106 15.36 525 SH SHARED 525 HUBBELL INC CL A 443510102 114.39 2,330 SH SHARED 01 2,330 HUBBELL INC CL B 443510201 532.37 10,490 SH SHARED 01 10,490 HUBBELL INC CL B 443510201 633.21 12,477 SH SHARED 12,477 HUDSON CITY BANCORP COM 443683107 4824.24 393,494 SH SHARED 01 393,494 HUDSON CITY BANCORP COM 443683107 3.25 265 SH SHARED 21 265 HUDSON CITY BANCORP COM 443683107 63.75 5,200 SH P SHARED 5,200 HUDSON CITY BANCORP COM 443683107 159.38 13,000 SH C SHARED 13,000 HUDSON CITY BANCORP COM 443683107 419.29 34,200 SH SHARED 34,200 HUDSON HIGHLAND GROUP INC COM 443792106 0.17 50 SH SHARED 01 50 HUDSON PAC PPTYS INC COM 444097109 161.54 9,868 SH SHARED 01 9,868 HUDSON PAC PPTYS INC COM 444097109 36.69 2,241 SH SHARED 2,241 HUDSON TECHNOLOGIES INC COM 444144109 0.72 430 SH SOLE 430 HUGHES COMMUNICATIONS INC COM 444398101 16.35 600 SH SHARED 01 600 HUGHES COMMUNICATIONS INC COM 444398101 39.02 1,432 SH SHARED 1,432 HUGOTON RTY TR TEX UNIT BEN INT 444717102 1697.83 84,934 SH SHARED 01 84,934 HUGOTON RTY TR TEX UNIT BEN INT 444717102 1.78 89 SH SHARED 89 HUGOTON RTY TR TEX UNIT BEN INT 444717102 83.68 4,186 SH SHARED 4,186 HUGOTON RTY TR TEX UNIT BEN INT 444717102 163.92 8,200 SH P SHARED 8,200 HUGOTON RTY TR TEX UNIT BEN INT 444717102 245.88 12,300 SH C SHARED 12,300 HUMAN GENOME SCIENCES INC COM 444903108 1648.04 55,322 SH SHARED 01 55,322 HUMAN GENOME SCIENCES INC COM 444903108 6595.51 221,400 SH SHARED 13 221,400 HUMAN GENOME SCIENCES INC COM 444903108 313.24 10,515 SH SHARED 10,515 HUMAN GENOME SCIENCES INC COM 444903108 2894.96 97,179 SH SHARED 97,179 HUMAN GENOME SCIENCES INC COM 444903108 14677.53 492,700 SH P SHARED 492,700 HUMAN GENOME SCIENCES INC COM 444903108 14760.95 495,500 SH C SHARED 495,500 HUMANA INC COM 444859102 1811.91 36,065 SH SHARED 01 36,065 HUMANA INC COM 444859102 542.59 10,800 SH SHARED 10,800 HUMANA INC COM 444859102 1210.78 24,100 SH P SHARED 24,100

HUMANA INC COM 444859102 1642.85 32,700 SH C SHARED 32,700 HUMANA INC COM 444859102 52639.81 1,047,767 SH SHARED 1,047,767 HUNT J B TRANS SVCS INC COM 445658107 4661.95 134,350 SH SHARED 01 134,350 HUNT J B TRANS SVCS INC COM 445658107 7.98 230 SH SHARED 20 230 HUNT J B TRANS SVCS INC COM 445658107 3.96 114 SH SHARED 21 114 HUNT J B TRANS SVCS INC COM 445658107 163.09 4,700 SH P SHARED 4,700 HUNT J B TRANS SVCS INC COM 445658107 207.78 5,988 SH SHARED 5,988 HUNT J B TRANS SVCS INC COM 445658107 2241.62 64,600 SH C SHARED 64,600 HUNTINGTON BANCSHARES INC COM 446150104 700.06 123,033 SH SHARED 01 123,033 HUNTINGTON BANCSHARES INC COM 446150104 334.57 58,800 SH P SHARED 58,800 HUNTINGTON BANCSHARES INC COM 446150104 561.03 98,600 SH C SHARED 98,600 HUNTINGTON PFD CONV SER BANCSHARES INC A 446150401 10.55 10 SH SHARED 01 10 HUNTINGTON PFD CONV SER BANCSHARES INC A 446150401 54.86 52 SH SHARED 52 HUNTSMAN CORP COM 447011107 1502.79 129,999 SH SHARED 01 129,999 HUNTSMAN CORP COM 447011107 13.21 1,143 SH SHARED 21 1,143 HUNTSMAN CORP COM 447011107 76.30 6,600 SH P SHARED 6,600 HUNTSMAN CORP COM 447011107 3314.25 286,700 SH C SHARED 286,700 HURCO COMPANIES INC COM 447324104 9.00 500 SH SHARED 01 500 HURCO COMPANIES INC COM 447324104 11.16 620 SH SHARED 620 HURON CONSULTING GROUP INC COM 447462102 4.66 212 SH SHARED 01 212 HURON CONSULTING GROUP INC COM 447462102 21.99 1,000 SH P SHARED 1,000 HURON CONSULTING GROUP INC COM 447462102 347.44 15,800 SH C SHARED 15,800 HUTCHINSON TECHNOLOGY INC COM 448407106 6.49 1,870 SH SHARED 01 1,870 HUTCHINSON TECHNOLOGY INC COM 448407106 2.78 800 SH P SHARED 800 HUTCHINSON TECHNOLOGY INC COM 448407106 7.29 2,100 SH C SHARED 2,100 HUTCHINSON NOTE 3.250% TECHNOLOGY INC 1/1 448407AF3 883.30 1,210,000 PRN SOLE 1,210,000 HYATT HOTELS CORP COM CL A 448579102 839.41 22,450 SH SHARED 01 22,450 HYATT HOTELS CORP COM CL A 448579102 5.38 144 SH SHARED 21 144 HYATT HOTELS CORP COM CL A 448579102 11.22 300 SH C SHARED 300 HYATT HOTELS CORP COM CL A 448579102 48.61 1,300 SH P SHARED 1,300 HYDROGENICS CORP NEW COM NEW 448883207 4.64 1,170 SH SOLE 1,170 HYPERCOM CORP COM 44913M105 32.50 5,000 SH SHARED 01 5,000 HYPERCOM CORP COM 44913M105 37.22 5,726 SH SHARED 5,726 HYPERDYNAMICS CORP COM 448954107 23.60 10,000 SH SHARED 01 10,000 IAC INTERACTIVECORP COM PAR $.001 44919P508 199.34 7,588 SH SHARED 01 7,588 IAC INTERACTIVECORP COM PAR $.001 44919P508 31.52 1,200 SH C SHARED 1,200 IAC INTERACTIVECORP COM PAR $.001 44919P508 3830.77 145,823 SH SHARED 145,823 IAMGOLD CORP COM 450913108 2686.47 151,692 SH SHARED 01 151,692 IAMGOLD CORP COM 450913108 11.33 640 SH SHARED 20 640 IAMGOLD CORP COM 450913108 483.48 27,300 SH SHARED 27,300 IAMGOLD CORP COM 450913108 2915.07 164,600 SH C SHARED 164,600 IAMGOLD CORP COM 450913108 4128.20 233,100 SH P SHARED 233,100 IAMGOLD CORP COM 450913108 7955.93 449,234 SH SHARED 449,234 IBERIABANK CORP COM 450828108 80.72 1,615 SH SHARED 01 1,615 IBERO-AMERICA FD INC COM 45082X103 17.97 2,740 SH SHARED 01 2,740 IBERO-AMERICA FD INC COM 45082X103 28.44 4,336 SH SHARED 4,336 ICAD INC COM 44934S107 12.64 7,225 SH SOLE 7,225 ICAHN DEPOSITRY ENTERPRISES LP UNIT 451100101 220.09 5,997 SH SHARED 01 5,997 ICAHN DEPOSITRY ENTERPRISES LP UNIT 451100101 4643.32 126,521 SH SHARED 126,521

ICF INTL INC COM 44925C103 81.43 3,247 SH SHARED 01 3,247 ICICI BK LTD ADR 45104G104 8770.06 175,929 SH SHARED 01 175,929 ICICI BK LTD ADR 45104G104 692.92 13,900 SH SHARED 17 13,900 ICICI BK LTD ADR 45104G104 128.61 2,580 SH SHARED 20 2,580 ICICI BK LTD ADR 45104G104 24.93 500 SH SHARED 500 ICICI BK LTD ADR 45104G104 24857.60 498,648 SH SHARED 498,648 ICON PUB LTD CO SPONSORED ADR 45103T107 768.83 35,561 SH SHARED 01 35,561 ICONIX BRAND GROUP INC COM 451055107 909.58 51,976 SH SHARED 01 51,976 ICONIX BRAND GROUP INC COM 451055107 3.50 200 SH C SHARED 200 ICOP DIGITAL COM NO PAR INC NEW 44930M500 0.92 600 SH SHARED 01 600 ICOP DIGITAL COM NO PAR INC NEW 44930M500 2.76 1,792 SH SHARED 1,792 ICU MED INC COM 44930G107 582.54 15,622 SH SHARED 01 15,622 ICU MED INC COM 44930G107 14.54 390 SH SHARED 21 390 ICX TECHNOLOGIES INC COM 44934T105 65.15 8,629 SH SOLE 8,629 IDACORP INC COM 451107106 106.57 2,967 SH SHARED 01 2,967 IDACORP INC COM 451107106 27.98 779 SH SHARED 779 IDENTIVE GROUP INC COM 45170X106 6.36 3,531 SH SOLE 3,531 IDERA PHARMACEUTICALS INC COM NEW 45168K306 4.75 1,444 SH SOLE 1,444 IDEX CORP COM 45167R104 1351.12 38,049 SH SHARED 01 38,049 IDEX CORP COM 45167R104 189.62 5,340 SH SHARED 20 5,340 IDEX CORP COM 45167R104 16.87 475 SH SHARED 21 475 IDEX CORP COM 45167R104 2100.84 59,162 SH SHARED 59,162 IDEXX LABS INC COM 45168D104 4016.55 65,077 SH SHARED 01 65,077 IDEXX LABS INC COM 45168D104 6.17 100 SH C SHARED 100 IDEXX LABS INC COM 45168D104 698.86 11,323 SH SHARED 11,323 IDT CORP CL B NEW 448947507 1.78 100 SH C SOLE 100 IDT CORP CL B NEW 448947507 7.12 400 SH P SOLE 400 IDT CORP COM NEW 448947408 7.96 542 SH SOLE 542 IESI BFC LTD COM 44951D108 124.70 5,448 SH SHARED 01 5,448 IESI BFC LTD COM 44951D108 26.16 1,143 SH SHARED 1,143 IFM INVTS LTD ADS 45172L100 6.81 1,135 SH SOLE 1,135 IGATE CORP COM 45169U105 17.47 963 SH SHARED 01 963 IGI LABS INC COM 449575109 1.11 734 SH SHARED 01 734 IGI LABS INC COM 449575109 3.99 2,643 SH SHARED 2,643 IGO INC COM 449593102 9.70 5,000 SH SHARED 01 5,000 IHS INC CL A 451734107 539.78 7,938 SH SHARED 01 7,938 IHS INC CL A 451734107 89.42 1,315 SH SHARED 20 1,315 IHS INC CL A 451734107 6.39 94 SH SHARED 21 94 IHS INC CL A 451734107 40.80 600 SH SHARED 600 II VI INC COM 902104108 1171.71 31,388 SH SHARED 01 31,388 II VI INC COM 902104108 29.86 800 SH C SHARED 800 II VI INC COM 902104108 48.53 1,300 SH P SHARED 1,300 IKONICS CORP COM 45172K102 365.17 52,093 SH SOLE 52,093 ILLINOIS TOOL WKS INC COM 452308109 37756.59 802,990 SH SHARED 01 802,990 ILLINOIS TOOL WKS INC COM 452308109 4319.54 91,866 SH SHARED 20 91,866 ILLINOIS TOOL WKS INC COM 452308109 56.00 1,191 SH SHARED 21 1,191 ILLINOIS TOOL WKS INC COM 452308109 568.10 12,082 SH SHARED 12,082 ILLINOIS TOOL WKS INC COM 452308109 1067.35 22,700 SH P SHARED 22,700 ILLINOIS TOOL WKS INC COM 452308109 1203.71 25,600 SH SHARED 25,600

ILLINOIS TOOL WKS INC COM 452308109 2078.28 44,200 SH C SHARED 44,200 ILLUMINA INC COM 452327109 12556.43 255,212 SH SHARED 01 255,212 ILLUMINA INC COM 452327109 4551.00 92,500 SH SHARED 13 92,500 ILLUMINA INC COM 452327109 398.52 8,100 SH P SHARED 8,100 ILLUMINA INC COM 452327109 408.80 8,309 SH SHARED 8,309 ILLUMINA INC COM 452327109 2819.16 57,300 SH C SHARED 57,300 IMAGE SENSING SYS INC COM 45244C104 11.20 1,000 SH SHARED 01 1,000 IMAGE SENSING SYS INC COM 45244C104 25.41 2,269 SH SHARED 2,269 IMATION CORP COM 45245A107 7.38 791 SH SHARED 01 791 IMAX CORP COM 45245E109 4689.42 278,139 SH SHARED 01 278,139 IMAX CORP COM 45245E109 467.02 27,700 SH C SHARED 27,700 IMAX CORP COM 45245E109 908.75 53,900 SH P SHARED 53,900 IMMERSION CORP COM 452521107 2.13 361 SH SOLE 361 IMMUCELL CORP COM PAR $0.10 452525306 1.89 600 SH SOLE 600 IMMUCOR INC COM 452526106 304.27 15,344 SH SHARED 01 15,344 IMMUCOR INC COM 452526106 176.49 8,900 SH C SHARED 13 8,900 IMMUCOR INC COM 452526106 4.48 226 SH SHARED 21 226 IMMUCOR INC COM 452526106 2250.71 113,500 SH C SHARED 113,500 IMMUNOGEN INC COM 45253H101 338.74 54,026 SH SHARED 01 54,026 IMMUNOGEN INC COM 45253H101 26.96 4,300 SH P SHARED 4,300 IMMUNOGEN INC COM 45253H101 64.58 10,300 SH C SHARED 10,300 IMMUNOMEDICS INC COM 452907108 15.73 4,900 SH SHARED 01 4,900 IMMUNOMEDICS INC COM 452907108 7.70 2,400 SH P SHARED 2,400 IMMUNOMEDICS INC COM 452907108 23.75 7,400 SH C SHARED 7,400 IMPAC MTG HLDGS INC COM NEW 45254P508 12.17 4,393 SH SHARED 01 4,393 IMPAC MTG HLDGS INC COM NEW 45254P508 1.76 636 SH SHARED 636 IMPAX LABORATORIES INC COM 45256B101 1011.96 51,109 SH SHARED 01 51,109 IMPAX LABORATORIES INC COM 45256B101 118.80 6,000 SH C SHARED 6,000 IMPERIAL OIL LTD COM NEW 453038408 1449.38 38,323 SH SHARED 01 38,323 IMPERIAL OIL LTD COM NEW 453038408 102.11 2,700 SH SHARED 21 2,700 IMPERIAL OIL LTD COM NEW 453038408 37.82 1,000 SH P SHARED 1,000 IMPERIAL OIL LTD COM NEW 453038408 64.29 1,700 SH C SHARED 1,700 IMPERIAL OIL LTD COM NEW 453038408 665.63 17,600 SH SHARED 17,600 IMPERIAL OIL LTD COM NEW 453038408 1471.92 38,919 SH SHARED 38,919 IMPERIAL SUGAR CO NEW COM NEW 453096208 6.54 500 SH SHARED 01 500 IMPERIAL SUGAR CO NEW COM NEW 453096208 24.85 1,900 SH P SHARED 1,900 IMPERIAL SUGAR CO NEW COM NEW 453096208 45.78 3,500 SH C SHARED 3,500 IMPERIAL SUGAR CO NEW COM NEW 453096208 274.08 20,954 SH SHARED 20,954 INCONTACT INC COM 45336E109 11.60 5,000 SH SHARED 01 5,000 INCREDIMAIL LTD SHS M5364E104 11.96 2,000 SH SHARED 01 2,000 INCREDIMAIL LTD SHS M5364E104 30.18 5,047 SH SHARED 5,047 INCYTE CORP COM 45337C102 1113.83 69,658 SH SHARED 01 69,658 INCYTE CORP COM 45337C102 161.50 10,100 SH C SHARED 13 10,100 INCYTE CORP COM 45337C102 1758.90 110,000 SH SHARED 13 110,000 INCYTE CORP COM 45337C102 46.37 2,900 SH C SHARED 2,900 INCYTE CORP COM 45337C102 268.17 16,771 SH SHARED 16,771 INCYTE CORP COM 45337C102 1918.80 120,000 SH P SHARED 120,000 INDEPENDENCE HLDG CO NEW COM NEW 453440307 11.65 1,659 SH SOLE 1,659 INDEPENDENT BANK CORP MASS COM 453836108 678.69 30,137 SH SHARED 01 30,137

INDEPENDENT BANK CORP MASS COM 453836108 15.85 704 SH SHARED 21 704 INDEPENDENT BANK CORP MICH COM NEW 453838609 13.65 9,820 SH SHARED 01 9,820 INDEPENDENT BANK CORP MICH COM NEW 453838609 1.46 1,049 SH SHARED 1,049 HEDGE MLTI INDEXIQ ETF TR ETF 45409B107 4235.26 152,512 SH SHARED 01 152,512 IQ MRGR ARB INDEXIQ ETF TR ETF 45409B800 53.00 2,055 SH SOLE 2,055 IQ REAL RTN INDEXIQ ETF TR ETF 45409B602 29.51 1,165 SH SOLE 1,165 INDIA FD INC COM 454089103 4830.95 132,828 SH SHARED 01 132,828 INDIA FD INC COM 454089103 43.64 1,200 SH C SHARED 1,200 INDIA FD INC COM 454089103 54.74 1,505 SH SHARED 1,505 INDIA FD INC COM 454089103 101.84 2,800 SH P SHARED 2,800 INDIA FD INC COM 454089103 109.11 3,000 SH SHARED 3,000 INDIA GLOBALIZATION *W EXP CAP INC 03/03/201 45408X118 9.11 828,236 SH SOLE 828,236 INDIA GLOBALIZATION CAP INC COM 45408X100 5.31 4,500 SH SHARED 01 4,500 INDIA GLOBALIZATION CAP INC COM 45408X100 31.87 27,006 SH SHARED 27,006 INDIANA COMMUNITY BANCORP COM 454674102 8.68 692 SH SOLE 692 INDUSTRIAL SVCS AMER INC FLA COM 456314103 91.06 5,921 SH SOLE 5,921 INERGY HLDGS L P COM 45661Q107 117.77 3,897 SH SOLE 3,897 INERGY L P UNIT LTD PTNR 456615103 31759.65 801,000 SH SHARED 01 801,000 INERGY L P UNIT LTD PTNR 456615103 249.80 6,300 SH C SHARED 6,300 INERGY L P UNIT LTD PTNR 456615103 404.43 10,200 SH P SHARED 10,200 INERGY L P UNIT LTD PTNR 456615103 418.94 10,566 SH SHARED 10,566 INFINERA CORPORATION COM 45667G103 239.24 20,500 SH P SOLE 20,500 INFINERA CORPORATION COM 45667G103 373.44 32,000 SH C SOLE 32,000 INFINITY PPTY & CAS CORP COM 45665Q103 866.01 17,757 SH SHARED 01 17,757 INFOLOGIX INC COM NEW 45668X204 9.14 2,165 SH SOLE 2,165 INFORMATICA CORP COM 45666Q102 2397.90 62,429 SH SHARED 01 62,429 INFORMATICA CORP COM 45666Q102 269.25 7,010 SH SHARED 7,010 INFORMATICA NOTE 3.000% CORP 3/1 45666QAB8 9.64 5,000 PRN SHARED 01 5,000 INFORMATICA NOTE 3.000% CORP 3/1 45666QAB8 34.72 18,000 PRN SHARED 18,000 INFORMATION SERVICES GROUP I COM 45675Y104 4.55 2,541 SH SOLE 2,541 INFORMATION SERVICES GROUP UNIT I 01/31/2011 45675Y203 1.65 1,003 SH SOLE 1,003 COM PAR INFOSPACE INC $.0001 45678T300 14.06 1,624 SH SHARED 01 1,624 COM PAR INFOSPACE INC $.0001 45678T300 12484.52 1,441,630 SH SHARED 1,441,630 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 7021.64 104,318 SH SHARED 01 104,318 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 399.82 5,940 SH SHARED 20 5,940 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 60.58 900 SH SHARED 900 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 12249.21 181,982 SH SHARED 181,982 ING ASIA PAC HGH DIVID EQ IN COM 44983J107 333.03 17,602 SH SHARED 01 17,602 ING ASIA PAC HGH DIVID EQ IN COM 44983J107 7.42 392 SH SHARED 392 ING CLARION GLB RE EST INCM COM 44982G104 1510.54 200,071 SH SHARED 01 200,071 ING GLBL ADV & PREM OPP FUND COM 44982N109 903.12 65,207 SH SHARED 01 65,207 ING GLBL ADV & PREM OPP FUND COM 44982N109 17.63 1,273 SH SHARED 1,273 ING GLOBAL EQTY DIV & PREM O COM 45684E107 1236.68 106,702 SH SHARED 01 106,702 ING GLOBAL EQTY DIV & PREM O COM 45684E107 52.82 4,557 SH SHARED 4,557 ING GROEP N V SPONSORED ADR 456837103 10340.45 1,004,903 SH SHARED 01 1,004,903 ING GROEP N V SPONSORED ADR 456837103 16.49 1,603 SH SHARED 21 1,603 ING INFRASTRUCTURE INDLS & M COM 45685U100 2770.87 146,840 SH SHARED 01 146,840 ING INFRASTRUCTURE INDLS & M COM 45685U100 1.25 66 SH SHARED 66 ING INTL HIGH DIVD EQTY INC COM 45684Q100 14.45 1,252 SH SHARED 01 1,252

ING PRIME RATE TR SH BEN INT 44977W106 2672.65 466,431 SH SHARED 01 466,431 ING RISK MANAGED NAT RES FD COM 449810100 473.17 30,586 SH SHARED 01 30,586 INGERSOLL-RAND PLC SHS G47791101 4614.27 129,215 SH SHARED 01 129,215 INGERSOLL-RAND PLC SHS G47791101 509.22 14,260 SH SHARED 14,260 INGERSOLL-RAND PLC SHS G47791101 510.65 14,300 SH P SHARED 14,300 INGERSOLL-RAND PLC SHS G47791101 625.10 17,505 SH SHARED 17,505 INGERSOLL-RAND PLC SHS G47791101 6013.56 168,400 SH C SHARED 168,400 INGLES MKTS INC CL A 457030104 254.32 15,311 SH SHARED 01 15,311 INGRAM MICRO INC CL A 457153104 667.99 39,620 SH SHARED 01 39,620 INGRAM MICRO INC CL A 457153104 67.44 4,000 SH C SHARED 4,000 INGRAM MICRO INC CL A 457153104 215.81 12,800 SH P SHARED 12,800 INGRAM MICRO INC CL A 457153104 307.22 18,222 SH SHARED 18,222 INLAND REAL ESTATE CORP COM NEW 457461200 8.68 1,045 SH SHARED 01 1,045 INLAND REAL ESTATE CORP COM NEW 457461200 3.63 437 SH SHARED 21 437 INLAND REAL ESTATE CORP COM NEW 457461200 435.44 52,400 SH SHARED 52,400 INNERWORKINGS INC COM 45773Y105 3.89 592 SH SHARED 01 592 INNOPHOS HOLDINGS INC COM 45774N108 930.11 28,100 SH SHARED 01 28,100 INNOPHOS HOLDINGS INC COM 45774N108 19.86 600 SH P SHARED 600 INNOPHOS HOLDINGS INC COM 45774N108 36.41 1,100 SH C SHARED 1,100 INNOSPEC INC COM 45768S105 157.25 10,325 SH SHARED 01 10,325 INNOSPEC INC COM 45768S105 94.81 6,225 SH SHARED 6,225 INNOTRAC CORP COM 45767M109 3.97 4,264 SH SOLE 4,264 INNSUITES HOSPITALITY TR SH BEN INT 457919108 0.31 242 SH SOLE 242 INSIGHT ENTERPRISES INC COM 45765U103 34.67 2,210 SH SHARED 01 2,210 INSIGHT ENTERPRISES INC COM 45765U103 6.35 405 SH SHARED 20 405 INSITUFORM TECHNOLOGIES INC CL A 457667103 43.99 1,817 SH SHARED 01 1,817 INSITUFORM TECHNOLOGIES INC CL A 457667103 36.32 1,500 SH C SHARED 1,500 INSITUFORM TECHNOLOGIES INC CL A 457667103 3050.27 125,992 SH SHARED 125,992 INSMED INC COM NEW 457669208 49.42 68,640 SH SOLE 68,640 INSPIRE PHARMACEUTICALS INC COM 457733103 17.85 3,000 SH SHARED 01 3,000 INSPIRE PHARMACEUTICALS INC COM 457733103 15.47 2,600 SH C SHARED 2,600 INSULET CORP COM 45784P101 1835.16 129,785 SH SHARED 01 129,785 INSULET CORP COM 45784P101 11.31 800 SH P SHARED 800 INSULET CORP COM 45784P101 108.81 7,695 SH SHARED 7,695 INSWEB CORP COM NEW 45809K202 3.68 660 SH SOLE 660 INTEGRA BK CORP COM 45814P105 4.64 6,355 SH SHARED 01 6,355 INTEGRA BK CORP COM 45814P105 5.54 7,592 SH SHARED 7,592 INTEGRA LIFESCIENCES HLDGS C COM NEW 457985208 35.55 901 SH SHARED 01 901 INTEGRAL SYS INC MD COM 45810H107 137.96 18,694 SH SHARED 01 18,694 INTEGRATED DEVICE TECHNOLOGY COM 458118106 4.35 743 SH SHARED 01 743 INTEGRATED DEVICE TECHNOLOGY COM 458118106 23.39 3,999 SH SHARED 3,999 INTEGRATED DEVICE TECHNOLOGY COM 458118106 44.46 7,600 SH P SHARED 7,600 INTEGRATED DEVICE TECHNOLOGY COM 458118106 295.43 50,500 SH C SHARED 50,500 INTEGRATED SILICON SOLUTION COM 45812P107 205.93 23,918 SH SHARED 01 23,918 INTEGRATED SILICON SOLUTION COM 45812P107 4.31 500 SH P SHARED 500 INTEGRATED SILICON SOLUTION COM 45812P107 59.41 6,900 SH C SHARED 6,900 INTEGRATED SILICON SOLUTION COM 45812P107 126.87 14,735 SH SHARED 14,735 INTEGRYS ENERGY GROUP INC COM 45822P105 1470.02 28,237 SH SHARED 01 28,237 INTEGRYS ENERGY GROUP INC COM 45822P105 15.10 290 SH SHARED 20 290

INTEGRYS ENERGY GROUP INC COM 45822P105 145.77 2,800 SH C SHARED 2,800 INTEGRYS ENERGY GROUP INC COM 45822P105 291.54 5,600 SH SHARED 5,600 INTEGRYS ENERGY GROUP INC COM 45822P105 827.60 15,897 SH SHARED 15,897 INTEL CORP COM 458140100 115.20 6,000 SH P SHARED 01 6,000 INTEL CORP COM 458140100 177328.76 9,235,873 SH SHARED 01 9,235,873 INTEL CORP COM 458140100 43.01 2,240 SH SHARED 20 2,240 INTEL CORP COM 458140100 297.50 15,495 SH SHARED 21 15,495 INTEL CORP COM 458140100 7600.44 395,856 SH SHARED 395,856 INTEL CORP COM 458140100 75989.78 3,957,801 SH P SHARED 3,957,801 INTEL CORP COM 458140100 91252.34 4,752,726 SH SHARED 4,752,726 INTEL CORP COM 458140100 175993.15 9,166,310 SH C SHARED 9,166,310 SDCV INTEL CORP 2.950%12/1 458140AD2 194.78 197,000 PRN SHARED 01 197,000 SDCV INTEL CORP 2.950%12/1 458140AD2 5932.50 6,000,000 PRN SHARED 6,000,000 INTELLIGENT SYS CORP NEW COM 45816D100 2.46 2,462 SH SOLE 2,462 INTELLI PHARMACEUT INTL IN COM 458173101 17.83 6,909 SH SHARED 01 6,909 INTER PARFUMS INC COM 458334109 793.84 45,130 SH SHARED 01 45,130 INTERACTIVE BROKERS GROUP IN COM 45841N107 8.61 500 SH C SOLE 500 INTERACTIVE INTELLIGENCE INC COM 45839M103 7.92 450 SH SHARED 01 450 INTERCLICK INC COM NEW 458483203 16.20 4,000 SH SHARED 01 4,000 INTERCONTINENTAL HTLS GRP PL SPONS ADR NEW 45857P301 181.84 10,136 SH SHARED 01 10,136 INTERCONTINENTAL HTLS GRP PL SPONS ADR NEW 45857P301 11.39 635 SH SHARED 21 635 INTERCONTINENTAL HTLS GRP PL SPONS ADR NEW 45857P301 456.91 25,469 SH SHARED 25,469 INTER CONTINENTALE INC COMANGE 45865V100 27979.82 267,187 SH SHARED 01 267,187 INTER CONTINENTALE INC COMANGE 45865V100 2186.03 20,875 SH SHARED 20 20,875 INTER CONTINENTALE INC COMANGE 45865V100 18.54 177 SH SHARED 21 177 INTER CONTINENTALE INC COMANGE 45865V100 1036.73 9,900 SH P SHARED 9,900 INTER CONTINENTALE INC COMANGE 45865V100 2429.50 23,200 SH C SHARED 23,200 INTER CONTINENTALE INC COMANGE 45865V100 2471.39 23,600 SH SHARED 23,600 INTER CONTINENTALE INC COMANGE 45865V100 8560.13 81,743 SH SHARED 81,743 INTERDIGITAL INC COM 45867G101 2031.25 68,600 SH SHARED 01 68,600 INTERDIGITAL INC COM 45867G101 11.67 394 SH SHARED 21 394 INTERDIGITAL INC COM 45867G101 127.32 4,300 SH P SHARED 4,300 INTERDIGITAL INC COM 45867G101 598.48 20,212 SH SHARED 20,212 INTERDIGITAL INC COM 45867G101 731.37 24,700 SH C SHARED 24,700 INTERFACE INC CL A 458665106 850.60 59,775 SH SHARED 01 59,775 INTERLINE BRANDS INC COM 458743101 6.19 343 SH SHARED 01 343 INTERMEC INC COM 458786100 24.85 2,027 SH SHARED 01 2,027 INTERMEC INC COM 458786100 5.21 425 SH SHARED 20 425 INTERMUNE INC COM 45884X103 1675.26 123,000 SH P SOLE 123,000 INTERMUNE INC COM 45884X103 4633.52 340,200 SH C SOLE 340,200 INTERNAP NETWORK SVCS CORP COM PAR $.001 45885A300 322.12 65,605 SH SHARED 01 65,605 INTERNAP NETWORK SVCS CORP COM PAR $.001 45885A300 66.70 13,584 SH SHARED 13,584 INTERNATIONAL ASSETS HLDG CO COM 459028106 581.01 32,100 SH SHARED 01 32,100 INTERNATIONAL ASSETS HLDG CO COM 459028106 123.24 6,809 SH SHARED 6,809 INTERNATIONAL BANCSHARES COR COM 459044103 2.13 126 SH SHARED 01 126 INTERNATIONAL BANCSHARES COR COM 459044103 125.14 7,409 SH SHARED 7,409 INTERNATIONAL BUSINESS MACHS COM 459200101 191534.08 1,427,867 SH SHARED 01 1,427,867 INTERNATIONAL BUSINESS MACHS COM 459200101 821.61 6,125 SH SHARED 17 6,125 INTERNATIONAL BUSINESS MACHS COM 459200101 707.99 5,278 SH SHARED 20 5,278

INTERNATIONAL BUSINESS MACHS COM 459200101 197.05 1,469 SH SHARED 21 1,469 INTERNATIONAL BUSINESS MACHS COM 459200101 12441.08 92,747 SH SHARED 92,747 INTERNATIONAL BUSINESS MACHS COM 459200101 58599.19 436,851 SH SHARED 436,851 INTERNATIONAL BUSINESS MACHS COM 459200101 93710.20 698,600 SH C SHARED 698,600 INTERNATIONAL BUSINESS MACHS COM 459200101 109659.45 817,500 SH P SHARED 817,500 INTERNATIONAL COAL GRP INC N COM 45928H106 2923.33 549,499 SH SHARED 01 549,499 INTERNATIONAL COAL GRP INC N COM 45928H106 15.96 3,000 SH SHARED 21 3,000 INTERNATIONAL COAL GRP INC N COM 45928H106 3.19 600 SH P SHARED 600 INTERNATIONAL COAL GRP INC N COM 45928H106 64.90 12,200 SH C SHARED 12,200 INTERNATIONAL COAL GRP INC N COM 45928H106 5801.99 1,090,600 SH SHARED 1,090,600 INTERNATIONAL NOTE 4.000% COAL GRP INC N 4/0 45928HAG1 2204.90 1,909,000 PRN SOLE 1,909,000 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 2360.30 48,646 SH SHARED 01 48,646 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 4.85 100 SH C SHARED 100 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 160.12 3,300 SH SHARED 3,300 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 2547.30 52,500 SH SHARED 52,500 INTERNATIONAL GAME TECHNOLOG COM 459902102 1033.78 71,542 SH SHARED 01 71,542 INTERNATIONAL GAME TECHNOLOG COM 459902102 1818.75 125,865 SH SHARED 20 125,865 INTERNATIONAL GAME TECHNOLOG COM 459902102 62.14 4,300 SH P SHARED 4,300 INTERNATIONAL GAME TECHNOLOG COM 459902102 116.55 8,066 SH SHARED 8,066 INTERNATIONAL GAME TECHNOLOG COM 459902102 286.11 19,800 SH SHARED 19,800 INTERNATIONAL GAME TECHNOLOG COM 459902102 333.80 23,100 SH C SHARED 23,100 INTERNATIONAL NOTE 3.250% GAME TECHNOLOG 5/0 459902AQ5 7612.50 7,000,000 PRN SOLE 7,000,000 INTERNATIONAL RECTIFIER CORP COM 460254105 196.24 9,305 SH SHARED 01 9,305 INTERNATIONAL RECTIFIER CORP COM 460254105 79.51 3,770 SH SHARED 20 3,770 INTERNATIONAL RECTIFIER CORP COM 460254105 4.22 200 SH P SHARED 200 INTERNATIONAL RECTIFIER CORP COM 460254105 23.20 1,100 SH C SHARED 1,100 INTERNATIONAL RECTIFIER CORP COM 460254105 291.23 13,809 SH SHARED 13,809 INTERNATIONAL SHIPHOLDING CO COM NEW 460321201 62.64 2,218 SH SHARED 01 2,218 INTERNATIONAL SPEEDWAY CORP CL A 460335201 2182.34 89,440 SH SHARED 01 89,440 INTERNATIONAL SPEEDWAY CORP CL A 460335201 4.88 200 SH C SHARED 200 INTERNATIONAL SPEEDWAY CORP CL A 460335201 17.08 700 SH P SHARED 700 INTERNATIONAL SPEEDWAY CORP CL A 460335201 530.04 21,723 SH SHARED 21,723 INTERNATIONAL TOWER HILL MIN COM 46050R102 32.55 5,166 SH SOLE 5,166 INTERNET CAP GROUP INC COM NEW 46059C205 19.81 1,796 SH SHARED 01 1,796 INTERNET CAP GROUP INC COM NEW 46059C205 18.72 1,697 SH SHARED 1,697 INTERNET GOLD-GOLDEN LINES L ORD M56595107 2.43 105 SH SOLE 105 INTERNET HOLDRS TR DEPOSIT RCPT 46059W102 92.32 1,450 SH SHARED 01 1,450 INTERNET INFRASTRUCTR HOLDS DEPOSTRY RCPT 46059V104 0.96 250 SH SHARED 01 250 INTERNET INITIATIVE JAPAN IN SPONSORED ADR 46059T109 13.18 1,991 SH SOLE 1,991 INTEROIL CORP COM 460951106 14.37 210 SH SHARED 01 210 INTEROIL CORP COM 460951106 447.94 6,545 SH SHARED 6,545 INTEROIL CORP COM 460951106 3709.45 54,200 SH P SHARED 54,200 INTEROIL CORP COM 460951106 5461.51 79,800 SH C SHARED 79,800 INTERPHASE CORP COM 460593106 0.07 41 SH SOLE 41 INTERPUBLIC GROUP COS INC COM 460690100 6757.39 673,718 SH SHARED 01 673,718 INTERPUBLIC GROUP COS INC COM 460690100 1613.58 160,875 SH SHARED 20 160,875 INTERPUBLIC GROUP COS INC COM 460690100 16.05 1,600 SH P SHARED 1,600 INTERPUBLIC GROUP COS INC COM 460690100 129.39 12,900 SH C SHARED 12,900 INTERPUBLIC GROUP COS INC COM 460690100 227.68 22,700 SH SHARED 22,700

INTERPUBLIC NOTE 4.250% GROUP COS INC 3/1 460690BA7 16.24 15,000 PRN SHARED 01 15,000 INTERPUBLIC NOTE 4.250% GROUP COS INC 3/1 460690BA7 5451.47 5,036,000 PRN SHARED 5,036,000 INTERPUBLIC NOTE 4.750% GROUP COS INC 3/1 460690BE9 303.18 268,000 PRN SOLE 268,000 INTERSIL CORP CL A 46069S109 38.88 3,326 SH SHARED 01 3,326 INTERSIL CORP CL A 46069S109 45.36 3,880 SH SHARED 20 3,880 INTERSIL CORP CL A 46069S109 24.55 2,100 SH P SHARED 2,100 INTERSIL CORP CL A 46069S109 212.76 18,200 SH C SHARED 18,200 INTERSIL CORP CL A 46069S109 3034.96 259,620 SH SHARED 259,620 INTERVAL LEISURE GROUP INC COM 46113M108 8.92 662 SH SHARED 01 662 INTERVAL LEISURE GROUP INC COM 46113M108 2694.00 200,000 SH C SHARED 200,000 INTERVEST BANCSHARES CORP CL A 460927106 5.85 2,788 SH SOLE 2,788 INTL PAPER CO COM 460146103 10546.05 484,876 SH SHARED 01 484,876 INTL PAPER CO COM 460146103 715.58 32,900 SH SHARED 32,900 INTL PAPER CO COM 460146103 6124.80 281,600 SH C SHARED 281,600 INTL PAPER CO COM 460146103 8411.79 386,749 SH SHARED 386,749 INTL PAPER CO COM 460146103 11077.28 509,300 SH P SHARED 509,300 INTRALINKS HLDGS INC COM 46118H104 0.96 57 SH SOLE 57 INTREPID POTASH INC COM 46121Y102 2653.59 101,787 SH SHARED 01 101,787 INTREPID POTASH INC COM 46121Y102 563.11 21,600 SH P SHARED 21,600 INTREPID POTASH INC COM 46121Y102 701.28 26,900 SH C SHARED 26,900 INTRICON CORP COM 46121H109 4.78 1,150 SH SHARED 01 1,150 INTUIT COM 461202103 5426.09 123,855 SH SHARED 01 123,855 INTUIT COM 461202103 367.35 8,385 SH SHARED 20 8,385 INTUIT COM 461202103 19.76 451 SH SHARED 21 451 INTUIT COM 461202103 828.01 18,900 SH SHARED 18,900 INTUIT COM 461202103 5292.25 120,800 SH C SHARED 120,800 INTUIT COM 461202103 9023.81 205,976 SH SHARED 205,976 INTUIT COM 461202103 14049.87 320,700 SH P SHARED 320,700 INTUITIVE SURGICAL INC COM NEW 46120E602 10071.07 35,494 SH SHARED 01 35,494 INTUITIVE SURGICAL INC COM NEW 46120E602 19.86 70 SH SHARED 21 70 INTUITIVE SURGICAL INC COM NEW 46120E602 502.50 1,771 SH SHARED 1,771 INTUITIVE SURGICAL INC COM NEW 46120E602 7547.77 26,601 SH SHARED 26,601 INTUITIVE SURGICAL INC COM NEW 46120E602 27097.17 95,500 SH C SHARED 95,500 INTUITIVE SURGICAL INC COM NEW 46120E602 48547.91 171,100 SH P SHARED 171,100 INUVO INC COM 46122W105 7.77 26,000 SH SHARED 01 26,000 INUVO INC COM 46122W105 0.29 977 SH SHARED 977 INVACARE CORP COM 461203101 872.18 32,900 SH SHARED 01 32,900 INVACARE CORP COM 461203101 4155.73 156,761 SH SHARED 156,761 INVESCO CALI INSRD MUNI INCO COM 46130L109 341.09 23,000 SH SHARED 01 23,000 INVESCO CALI INSRD MUNI INCO COM 46130L109 101.01 6,811 SH SHARED 6,811 INVESCO CALI QLTY MUNI SEC COM 46130M107 0.59 44 SH SHARED 01 44 INVESCO HIGH YIELD INVST FD COM 46133K108 41.51 7,012 SH SHARED 01 7,012 INVESCO INSRD MUNI BND TRUST COM 46130Y101 5.99 415 SH SHARED 01 415 INVESCO INSRD MUNI INCM TRST COM 46132P108 7.69 500 SH SHARED 01 500 INVESCO INSRD MUNI INCM TRST COM 46132P108 19.59 1,274 SH SHARED 1,274 INVESCO INSURED CALI MUNI SE COM 46130W105 252.13 18,390 SH SHARED 01 18,390 INVESCO INSURED CALI MUNI SE COM 46130W105 40.23 2,934 SH SHARED 2,934 INVESCO INSURED MUNI SEC COM 46132T100 90.20 6,290 SH SHARED 01 6,290 INVESCO INSURED MUNI SEC COM 46132T100 10.87 758 SH SHARED 758

INVESCO INSURED MUNI TRST COM 46132W103 58.52 3,850 SH SHARED 01 3,850 INVESCO INSURED MUNI TRST COM 46132W103 27.94 1,838 SH SHARED 1,838 INVESCO LTD SHS G491BT108 3168.51 149,247 SH SHARED 01 149,247 INVESCO LTD SHS G491BT108 5.73 270 SH SHARED 20 270 INVESCO LTD SHS G491BT108 20.85 982 SH SHARED 21 982 INVESCO LTD SHS G491BT108 112.52 5,300 SH C SHARED 5,300 INVESCO LTD SHS G491BT108 163.47 7,700 SH SHARED 7,700 INVESCO LTD SHS G491BT108 595.44 28,047 SH SHARED 28,047 INVESCO MORTGAGE CAPITAL INC COM 46131B100 675.30 31,380 SH SHARED 01 31,380 INVESCO MUNI INC OPP TRS III COM 46133C106 49.84 5,863 SH SHARED 01 5,863 INVESCO MUNI INCM OPP TRST I COM 46133A100 19.85 2,500 SH SHARED 01 2,500 INVESCO MUNI INCM OPP TRST I COM 46133A100 44.65 5,623 SH SHARED 5,623 INVESCO MUNI INCOME OPP TRST COM 46132X101 52.59 7,633 SH SHARED 01 7,633 INVESCO MUNI INCOME OPP TRST COM 46132X101 57.61 8,362 SH SHARED 8,362 INVESCO MUNI PREM INC TRST COM 46133E102 57.27 6,500 SH SHARED 01 6,500 INVESCO MUNI PREM INC TRST COM 46133E102 32.11 3,645 SH SHARED 3,645 INVESCO NY QUALITY MUNI SEC COM 46133F109 230.50 15,275 SH SHARED 01 15,275 INVESCO QUALITY MUN INVT TR COM 46133H105 28.63 1,988 SH SHARED 01 1,988 INVESCO QUALITY MUN INVT TR COM 46133H105 48.24 3,350 SH SHARED 3,350 INVESCO QUALITY MUN SECS COM 46133J101 473.77 32,120 SH SHARED 01 32,120 INVESCO QUALITY MUN SECS COM 46133J101 72.47 4,913 SH SHARED 4,913 INVESCO QUALITY MUNI INC TRS COM 46133G107 139.72 9,980 SH SHARED 01 9,980 INVESCO VAN KAMP BOND FND COM 46132L107 31.41 1,500 SH SHARED 01 1,500 INVESCO VAN KAMP BOND FND COM 46132L107 52.92 2,527 SH SHARED 2,527 INVESCO VAN KAMP DYN CRDT OP COM 46132R104 3170.97 265,687 SH SHARED 01 265,687 INVESCO VAN KAMP DYN CRDT OP COM 46132R104 57.63 4,829 SH SHARED 4,829 INVESCO VAN KAMPEN ADVANTAGE SH BEN INT 46132E103 132.77 10,340 SH SHARED 01 10,340 INVESCO VAN KAMPEN ADVANTAGE SH BEN INT 46132E103 95.14 7,410 SH SHARED 7,410 INVESCO VAN KAMPEN CALIF VAL COM 46132H106 526.16 39,266 SH SHARED 01 39,266 INVESCO VAN KAMPEN CALIF VAL COM 46132H106 28.76 2,146 SH SHARED 2,146 INVESCO VAN KAMPEN HIGH INCO COM 46131F101 14.88 891 SH SOLE 891 INVESCO VAN KAMPEN MASS VALU COM 46132J102 19.56 1,450 SH SHARED 01 1,450 INVESCO VAN KAMPEN MASS VALU COM 46132J102 9.70 719 SH SHARED 719 INVESCO VAN KAMPEN MUNI OPP COM 46132C107 1285.38 88,525 SH SHARED 01 88,525 INVESCO VAN KAMPEN MUNI TRST COM 46131J103 613.87 42,600 SH SHARED 01 42,600 INVESCO VAN KAMPEN MUNI TRST COM 46131J103 36.66 2,544 SH SHARED 2,544 INVESCO VAN KAMPEN OHIO QUAL COM 46131K100 74.84 4,743 SH SHARED 01 4,743 INVESCO VAN KAMPEN OHIO QUAL COM 46131K100 1.51 96 SH SHARED 96 INVESCO VAN KAMPEN PA VALUE COM 46132K109 44.50 3,075 SH SOLE 3,075 INVESCO VAN KAMPEN SELECT MU SH BEN INT 46132G108 50.52 3,978 SH SHARED 01 3,978 INVESCO VAN KAMPEN SR INC TR COM 46131H107 2408.71 521,365 SH SHARED 01 521,365 INVESCO VAN KAMPEN SR INC TR COM 46131H107 31.88 6,900 SH SHARED 6,900 INVESCO VAN KAMPEN TR INVT G COM 46131M106 1390.29 92,317 SH SHARED 01 92,317 INVESCO VAN KAMPEN TR INVT G COM 46131T101 140.40 9,000 SH SHARED 01 9,000 INVESCO VAN KAMPEN TR INVT G COM 46131M106 16.05 1,066 SH SHARED 1,066 INVESCO VAN KAMPEN TR INVT G COM 46131R105 4.87 285 SH SOLE 285 INVESCO VAN KAMPEN TR INVT G COM 46131T101 48.55 3,112 SH SHARED 3,112 INVESTMENT TECHNOLOGY GRP NE COM 46145F105 651.08 45,786 SH SHARED 01 45,786 INVESTMENT TECHNOLOGY GRP NE COM 46145F105 4.55 320 SH SHARED 20 320

INVESTMENT TECHNOLOGY GRP NE COM 46145F105 15.95 1,122 SH SHARED 21 1,122 INVESTMENT TECHNOLOGY GRP NE COM 46145F105 5.69 400 SH P SHARED 400 INVESTORS REAL ESTATE TR SH BEN INT 461730103 327.05 39,028 SH SHARED 01 39,028 INVESTORS REAL ESTATE TR SH BEN INT 461730103 122.52 14,620 SH SHARED 14,620 INVESTORS REAL ESTATE TR SH BEN INT 461730103 378.71 45,192 SH SHARED 45,192 INVESTORS TITLE CO COM 461804106 9.39 288 SH SHARED 01 288 INVESTORS TITLE CO COM 461804106 10.75 330 SH SHARED 330 NOTE 1.500% INVITROGEN CORP 2/1 46185RAK6 7.90 7,000 PRN SHARED 01 7,000 NOTE 1.500% INVITROGEN CORP 2/1 46185RAH3 343.14 304,000 PRN SOLE 304,000 NOTE 3.250% INVITROGEN CORP 6/1 46185RAM2 743.99 668,000 PRN SOLE 668,000 ION GEOPHYSICAL CORP COM 462044108 1119.67 217,835 SH SHARED 01 217,835 ION GEOPHYSICAL CORP COM 462044108 0.51 100 SH P SHARED 100 ION GEOPHYSICAL CORP COM 462044108 7.20 1,400 SH C SHARED 1,400 IPARTY CORP COM 46261R107 3.20 10,000 SH SHARED 01 10,000 IPC THE HOSPITALIST CO INC COM 44984A105 24.24 888 SH SHARED 01 888 IPG PHOTONICS CORP COM 44980X109 8.84 366 SH SHARED 01 366 IRELAND BK SPONSORED ADR 46267Q103 309.89 91,145 SH SHARED 01 91,145 IRELAND BK SPONSORED ADR 46267Q103 304.03 89,422 SH SHARED 89,422 IRIDIUM COMMUNICATIONS *W EXP INC 02/14/201 46269C110 4.29 1,624 SH SOLE 1,624 IRIDIUM COMMUNICATIONS INC COM 46269C102 83.64 9,794 SH SHARED 01 9,794 IRIDIUM COMMUNICATIONS INC COM 46269C102 22.20 2,600 SH C SHARED 2,600 IRIDIUM COMMUNICATIONS INC COM 46269C102 25.62 3,000 SH SHARED 3,000 IRIDIUM COMMUNICATIONS UNIT INC 02/14/2013 46269C201 8.16 907 SH SOLE 907 IRIS INTL INC COM 46270W105 9.60 1,000 SH SHARED 01 1,000 IRIS INTL INC COM 46270W105 29.57 3,080 SH SHARED 3,080 IROBOT CORP COM 462726100 14.86 800 SH SHARED 01 800 IROBOT CORP COM 462726100 66.85 3,600 SH C SHARED 3,600 IROBOT CORP COM 462726100 983.67 52,971 SH SHARED 52,971 IRON MTN INC COM 462846106 1894.74 84,814 SH SHARED 01 84,814 IRON MTN INC COM 462846106 1.25 56 SH SHARED 21 56 IRON MTN INC COM 462846106 11.17 500 SH P SHARED 500 IRON MTN INC COM 462846106 20.11 900 SH C SHARED 900 IRON MTN INC COM 462846106 196.59 8,800 SH SHARED 8,800 IRON MTN INC COM 462846106 667.47 29,878 SH SHARED 29,878 IRSA INVERSIONES Y GLOBL DEP REP S A RCPT 450047204 29.58 2,000 SH SHARED 01 2,000 IRSA INVERSIONES Y GLOBL DEP REP S A RCPT 450047204 50.29 3,400 SH SHARED 3,400 ISHARES COMEX GOLD TR ISHARES 464285105 27452.52 2,144,728 SH SHARED 01 2,144,728 ISHARES COMEX GOLD TR ISHARES 464285105 15.36 1,200 SH C SHARED 1,200 ISHARES COMEX GOLD TR ISHARES 464285105 89.60 7,000 SH P SHARED 7,000 ISHARES COMEX GOLD TR ISHARES 464285105 169.63 13,252 SH SHARED 13,252 ISHARES DIVERSIFIED ALTR TR SH BEN INT 464294107 930.75 18,399 SH SHARED 01 18,399 ISHARES INC JAPAN SML CAP 464286582 35.97 846 SH SOLE 846 MSCI ISHARES INC AUSTRALIA 464286103 18094.15 762,180 SH SHARED 01 762,180 MSCI ISHARES INC AUSTRALIA 464286103 12073.97 508,592 SH SHARED 17 508,592 MSCI ISHARES INC AUSTRALIA 464286103 17.81 750 SH SHARED 21 750 MSCI ISHARES INC AUSTRALIA 464286103 460.79 19,410 SH SHARED 19,410 MSCI AUSTRIA ISHARES INC INV 464286202 306.43 15,551 SH SHARED 01 15,551 MSCI BELG ISHARES INC INVEST 464286301 574.98 43,297 SH SHARED 01 43,297 ISHARES INC MSCI BRAZIL 464286400 51597.33 670,548 SH SHARED 01 670,548

ISHARES INC MSCI BRAZIL 464286400 353.96 4,600 SH SHARED 17 4,600 ISHARES INC MSCI BRAZIL 464286400 49.09 638 SH SHARED 21 638 ISHARES INC MSCI BRAZIL 464286400 38.47 500 SH SHARED 500 ISHARES INC MSCI BRAZIL 464286400 245.46 3,190 SH SHARED 3,190 ISHARES INC MSCI BRAZIL 464286400 121908.72 1,584,300 SH C SHARED 1,584,300 ISHARES INC MSCI BRAZIL 464286400 230874.78 3,000,400 SH P SHARED 3,000,400 MSCI BRIC ISHARES INC INDX 464286657 14006.77 293,274 SH SHARED 01 293,274 MSCI BRIC ISHARES INC INDX 464286657 52.54 1,100 SH SHARED 17 1,100 MSCI BRIC ISHARES INC INDX 464286657 238.80 5,000 SH SHARED 5,000 MSCI CDA ISHARES INC INDEX 464286509 19780.43 705,688 SH SHARED 01 705,688 MSCI CDA ISHARES INC INDEX 464286509 269.65 9,620 SH SHARED 17 9,620 MSCI CDA ISHARES INC INDEX 464286509 21.02 750 SH SHARED 21 750 MSCI CDA ISHARES INC INDEX 464286509 650.30 23,200 SH SHARED 23,200 MSCI CHILE ISHARES INC INVES 464286640 4199.23 56,731 SH SHARED 01 56,731 MSCI CHILE ISHARES INC INVES 464286640 643.97 8,700 SH C SHARED 8,700 MSCI CHILE ISHARES INC INVES 464286640 666.18 9,000 SH P SHARED 9,000 ISHARES INC MSCI EMKT EUR 464286566 21.26 770 SH SHARED 01 770 MSCI EMU ISHARES INC INDEX 464286608 11395.66 329,069 SH SHARED 01 329,069 MSCI EMU ISHARES INC INDEX 464286608 43063.48 1,243,531 SH SHARED 17 1,243,531 MSCI EMU ISHARES INC INDEX 464286608 36.47 1,053 SH SHARED 1,053 MSCI EMU ISHARES INC INDEX 464286608 272.54 7,870 SH SHARED 7,870 ISHARES INC MSCI FRANCE 464286707 2219.12 92,502 SH SHARED 01 92,502 ISHARES INC MSCI GERMAN 464286806 4991.34 226,879 SH SHARED 01 226,879 MSCI HONG ISHARES INC KONG 464286871 8897.67 490,500 SH SHARED 01 490,500 MSCI HONG ISHARES INC KONG 464286871 7827.72 431,517 SH SHARED 17 431,517 MSCI HONG ISHARES INC KONG 464286871 79.82 4,400 SH P SHARED 4,400 MSCI HONG ISHARES INC KONG 464286871 1088.22 59,990 SH SHARED 59,990 MSCI HONG ISHARES INC KONG 464286871 1882.93 103,800 SH C SHARED 103,800 MSCI HONG ISHARES INC KONG 464286871 63282.71 3,488,573 SH SHARED 3,488,573 MSCI ISRAEL ISHARES INC FD 464286632 1569.60 28,585 SH SHARED 01 28,585 ISHARES INC MSCI ITALY 464286855 821.44 48,895 SH SHARED 01 48,895 ISHARES INC MSCI JAPAN 464286848 18006.07 1,821,555 SH SHARED 01 1,821,555 ISHARES INC MSCI JAPAN 464286848 13428.12 1,358,434 SH SHARED 17 1,358,434 ISHARES INC MSCI JAPAN 464286848 24.99 2,528 SH SHARED 21 2,528 ISHARES INC MSCI JAPAN 464286848 42.21 4,270 SH SHARED 4,270 ISHARES INC MSCI JAPAN 464286848 461.63 46,700 SH C SHARED 46,700 ISHARES INC MSCI JAPAN 464286848 1085.37 109,800 SH P SHARED 109,800 ISHARES INC MSCI JAPAN 464286848 1937.66 196,020 SH SHARED 196,020 ISHARES INC MSCI MALAYSIA 464286830 3828.75 278,657 SH SHARED 01 278,657 ISHARES INC MSCI MALAYSIA 464286830 436.52 31,770 SH SHARED 17 31,770 MSCI MEX ISHARES INC INVEST 464286822 8641.19 163,072 SH SHARED 01 163,072 MSCI MEX ISHARES INC INVEST 464286822 367.22 6,930 SH SHARED 6,930 MSCI MEX ISHARES INC INVEST 464286822 4594.23 86,700 SH C SHARED 86,700 MSCI MEX ISHARES INC INVEST 464286822 7021.18 132,500 SH P SHARED 132,500 MSCI MEX ISHARES INC INVEST 464286822 18095.87 341,496 SH SHARED 341,496 MSCI NETHR ISHARES INC INVES 464286814 1733.34 85,302 SH SHARED 01 85,302 MSCI PAC J ISHARES INC IDX 464286665 35441.86 800,042 SH SHARED 01 800,042 MSCI PAC J ISHARES INC IDX 464286665 17.68 399 SH SHARED 17 399 MSCI PAC J ISHARES INC IDX 464286665 40.22 908 SH SHARED 21 908

MSCI PAC J ISHARES INC IDX 464286665 2018.66 45,568 SH SHARED 45,568 MSCI PAC J ISHARES INC IDX 464286665 4053.54 91,502 SH SHARED 91,502 ISHARES INC MSCI S KOREA 464286772 8821.78 164,924 SH SHARED 01 164,924 ISHARES INC MSCI S KOREA 464286772 1926.17 36,010 SH SHARED 17 36,010 ISHARES INC MSCI S KOREA 464286772 1193.90 22,320 SH SHARED 22,320 ISHARES INC MSCI S KOREA 464286772 3867.33 72,300 SH C SHARED 72,300 ISHARES INC MSCI S KOREA 464286772 8601.19 160,800 SH P SHARED 160,800 ISHARES INC MSCI S KOREA 464286772 21203.33 396,398 SH SHARED 396,398 MSCI ISHARES INC SINGAPORE 464286673 5.29 400 SH P SHARED 01 400 MSCI ISHARES INC SINGAPORE 464286673 9925.32 750,781 SH SHARED 01 750,781 MSCI ISHARES INC SINGAPORE 464286673 6419.04 485,555 SH SHARED 17 485,555 MSCI ISHARES INC SINGAPORE 464286673 15.86 1,200 SH C SHARED 1,200 MSCI ISHARES INC SINGAPORE 464286673 26.44 2,000 SH P SHARED 2,000 MSCI ISHARES INC SINGAPORE 464286673 2086.12 157,800 SH SHARED 157,800 ISHARES INC MSCI SPAIN 464286764 1014.42 24,955 SH SHARED 01 24,955 ISHARES INC MSCI SPAIN 464286764 101.63 2,500 SH SHARED 21 2,500 MSCI STH ISHARES INC AFRCA 464286780 4305.98 64,058 SH SHARED 01 64,058 ISHARES INC MSCI SWEDEN 464286756 1857.01 64,101 SH SHARED 01 64,101 MSCI ISHARES INC SWITZERLD 464286749 3494.63 153,139 SH SHARED 01 153,139 MSCI ISHARES INC SWITZERLD 464286749 23003.72 1,008,051 SH SHARED 17 1,008,051 MSCI ISHARES INC SWITZERLD 464286749 212.23 9,300 SH SHARED 21 9,300 MSCI ISHARES INC SWITZERLD 464286749 62.94 2,758 SH SHARED 2,758 MSCI ISHARES INC SWITZERLD 464286749 821.75 36,010 SH SHARED 36,010 ISHARES INC MSCI TAIWAN 464286731 4856.21 358,392 SH SHARED 01 358,392 ISHARES INC MSCI TAIWAN 464286731 1709.33 126,150 SH SHARED 17 126,150 ISHARES INC MSCI TAIWAN 464286731 3672.05 271,000 SH C SHARED 271,000 ISHARES INC MSCI TAIWAN 464286731 6111.92 451,064 SH SHARED 451,064 ISHARES INC MSCI TAIWAN 464286731 10753.28 793,600 SH P SHARED 793,600 ISHARES INC MSCI THAILAND 464286624 11723.94 188,913 SH SHARED 01 188,913 ISHARES INC MSCI THAILAND 464286624 273.06 4,400 SH SHARED 4,400 MSCI TURKEY ISHARES INC FD 464286715 14013.98 200,114 SH SHARED 01 200,114 MSCI TURKEY ISHARES INC FD 464286715 177.60 2,536 SH SHARED 2,536 MSCI UTD ISHARES INC KINGD 464286699 11763.40 719,034 SH SHARED 01 719,034 MSCI UTD ISHARES INC KINGD 464286699 24276.49 1,483,893 SH SHARED 17 1,483,893 MSCI UTD ISHARES INC KINGD 464286699 65.44 4,000 SH SHARED 21 4,000 MSCI UTD ISHARES INC KINGD 464286699 53.73 3,284 SH SHARED 3,284 MSCI UTD ISHARES INC KINGD 464286699 397.88 24,320 SH SHARED 24,320 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 10182.93 339,318 SH SHARED 01 339,318 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 6.00 200 SH P SHARED 200 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 59.93 1,997 SH SHARED 1,997 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 4375.46 145,800 SH C SHARED 145,800 ISHARES SILVER TRUST ISHARES 46428Q109 200.31 9,400 SH C SHARED 01 9,400 ISHARES SILVER TRUST ISHARES 46428Q109 43096.66 2,022,368 SH SHARED 01 2,022,368 ISHARES SILVER TRUST ISHARES 46428Q109 4420.10 207,419 SH SHARED 207,419 ISHARES SILVER TRUST ISHARES 46428Q109 11209.06 526,000 SH P SHARED 526,000 ISHARES SILVER TRUST ISHARES 46428Q109 18030.39 846,100 SH C SHARED 846,100 ISHARES TR 10+ YR CR BD 464289511 22.21 400 SH SHARED 01 400 ISHARES TR 10+ YR CR BD 464289511 90.33 1,627 SH SHARED 1,627 2012 S&P ISHARES TR AMTFR 464289412 5.09 100 SH SHARED 01 100

2013 S&P ISHARES TR AMTFR 464289388 44.84 874 SH SHARED 01 874 2014 S&P ISHARES TR AMTFR 464289362 122.44 2,360 SH SHARED 01 2,360 2015 S&P ISHARES TR AMTFR 464289339 70.91 1,340 SH SHARED 01 1,340 2016 S&P ISHARES TR AMTFR 464289313 81.22 1,550 SH SHARED 01 1,550 2017 S&P ISHARES TR AMTFR 464289271 289.28 5,386 SH SHARED 01 5,386 ISHARES TR AGENCY BD FD 464288166 12197.72 109,485 SH SHARED 01 109,485 BARCLY USAGG ISHARES TR B 464287226 170002.48 1,564,680 SH SHARED 01 1,564,680 BARCLY USAGG ISHARES TR B 464287226 136.14 1,253 SH SHARED 21 1,253 BARCLY USAGG ISHARES TR B 464287226 655.59 6,034 SH SHARED 6,034 BARCLYS ISHARES TR 10-20YR 464288653 50146.34 410,430 SH SHARED 01 410,430 BARCLYS 1-3 ISHARES TR YR 464287457 166250.41 1,970,492 SH SHARED 01 1,970,492 BARCLYS 1-3 ISHARES TR YR 464287457 84.37 1,000 SH C SHARED 1,000 BARCLYS ISHARES TR 1-3YR CR 464288646 118567.13 1,128,727 SH SHARED 01 1,128,727 BARCLYS ISHARES TR 1-3YR CR 464288646 483.21 4,600 SH SHARED 21 4,600 BARCLYS 20+ ISHARES TR YR 464287432 44246.04 419,354 SH SHARED 01 419,354 BARCLYS 20+ ISHARES TR YR 464287432 12959.48 122,827 SH SHARED 122,827 BARCLYS 20+ ISHARES TR YR 464287432 46055.12 436,500 SH C SHARED 436,500 BARCLYS 20+ ISHARES TR YR 464287432 59781.97 566,600 SH P SHARED 566,600 BARCLYS 3-7 ISHARES TR YR 464288661 26688.66 225,716 SH SHARED 01 225,716 BARCLYS 3-7 ISHARES TR YR 464288661 130.06 1,100 SH P SHARED 1,100 BARCLYS 3-7 ISHARES TR YR 464288661 2363.26 19,987 SH SHARED 19,987 BARCLYS 7-10 ISHARES TR YR 464287440 56259.86 568,224 SH SHARED 01 568,224 BARCLYS 7-10 ISHARES TR YR 464287440 633.66 6,400 SH P SHARED 6,400 BARCLYS 7-10 ISHARES TR YR 464287440 910.89 9,200 SH C SHARED 9,200 ISHARES TR BARCLYS CR BD 464288620 3784.78 35,080 SH SHARED 01 35,080 BARCLYS GOVT ISHARES TR CR 464288596 3879.90 34,863 SH SHARED 01 34,863 BARCLYS ISHARES TR INTER CR 464288638 132027.44 1,217,853 SH SHARED 01 1,217,853 BARCLYS ISHARES TR INTER CR 464288638 40.00 369 SH SHARED 21 369 BARCLYS ISHARES TR INTER GV 464288612 9236.82 83,508 SH SHARED 01 83,508 BARCLYS ISHARES TR INTER GV 464288612 11.39 103 SH SHARED 103 BARCLYS MBS ISHARES TR BD 464288588 52236.17 478,660 SH SHARED 01 478,660 BARCLYS SH ISHARES TR TREA 464288679 32963.74 299,018 SH SHARED 01 299,018 BARCLYS SH ISHARES TR TREA 464288679 386.17 3,503 SH SHARED 3,503 BARCLYS TIPS ISHARES TR BD 464287176 248953.44 2,282,720 SH SHARED 01 2,282,720 BARCLYS TIPS ISHARES TR BD 464287176 523.49 4,800 SH SHARED 21 4,800 BARCLYS TIPS ISHARES TR BD 464287176 545.30 5,000 SH C SHARED 5,000 BARCLYS TIPS ISHARES TR BD 464287176 839.76 7,700 SH P SHARED 7,700 BARCLYS TIPS ISHARES TR BD 464287176 44655.60 409,459 SH SHARED 409,459 ISHARES TR COHEN&ST RLTY 464287564 13635.37 220,245 SH SHARED 01 220,245 ISHARES TR COHEN&ST RLTY 464287564 108.65 1,755 SH SHARED 21 1,755 CONS GOODS ISHARES TR IDX 464287812 14354.77 242,152 SH SHARED 01 242,152 ISHARES TR CONS SRVC IDX 464287580 12494.06 204,385 SH SHARED 01 204,385 DEV SM CP ISHARES TR EX-N 464288497 653.21 18,447 SH SHARED 01 18,447 DEV SM CP ISHARES TR EX-N 464288497 50.42 1,424 SH SHARED 1,424 ISHARES TR DJ AEROSPACE 464288760 1131.75 21,005 SH SHARED 01 21,005 DJ ISHARES TR BROKER-DEAL 464288794 3058.55 120,939 SH SHARED 01 120,939 DJ HEALTH ISHARES TR CARE 464288828 1673.28 33,927 SH SHARED 01 33,927 DJ HEALTH ISHARES TR CARE 464288828 197.28 4,000 SH P SHARED 4,000 DJ HEALTH ISHARES TR CARE 464288828 212.08 4,300 SH C SHARED 4,300

DJ HEALTH ISHARES TR CARE 464288828 4784.93 97,018 SH SHARED 97,018 DJ HOME ISHARES TR CONSTN 464288752 1566.20 129,975 SH SHARED 01 129,975 DJ HOME ISHARES TR CONSTN 464288752 11.30 938 SH SHARED 938 DJ HOME ISHARES TR CONSTN 464288752 14.46 1,200 SH P SHARED 1,200 DJ HOME ISHARES TR CONSTN 464288752 15.67 1,300 SH C SHARED 1,300 DJ INS INDX ISHARES TR FD 464288786 2780.59 94,985 SH SHARED 01 94,985 DJ INTL SEL ISHARES TR DIVD 464288448 213.82 6,728 SH SHARED 01 6,728 DJ MED ISHARES TR DEVICES 464288810 8942.68 165,974 SH SHARED 01 165,974 DJ MED ISHARES TR DEVICES 464288810 2349.06 43,598 SH SHARED 43,598 ISHARES TR DJ OIL EQUIP 464288844 7271.33 164,696 SH SHARED 01 164,696 ISHARES TR DJ OIL EQUIP 464288844 22.08 500 SH C SHARED 500 ISHARES TR DJ OIL EQUIP 464288844 70.64 1,600 SH P SHARED 1,600 DJ OIL&GAS ISHARES TR EXP 464288851 2675.70 51,555 SH SHARED 01 51,555 DJ OIL&GAS ISHARES TR EXP 464288851 20.76 400 SH C SHARED 400 DJ OIL&GAS ISHARES TR EXP 464288851 51.90 1,000 SH P SHARED 1,000 DJ PHARMA ISHARES TR INDX 464288836 758.64 12,392 SH SHARED 01 12,392 DJ PHARMA ISHARES TR INDX 464288836 223.51 3,651 SH SHARED 3,651 DJ REGIONAL ISHARES TR BK 464288778 82.95 3,844 SH SHARED 01 3,844 DJ REGIONAL ISHARES TR BK 464288778 19.42 900 SH P SHARED 900 DJ REGIONAL ISHARES TR BK 464288778 91.93 4,260 SH SHARED 4,260 DJ SEL DIV ISHARES TR INX 464287168 25154.72 537,035 SH SHARED 01 537,035 DJ SEL DIV ISHARES TR INX 464287168 107.73 2,300 SH P SHARED 2,300 DJ SEL DIV ISHARES TR INX 464287168 210.78 4,500 SH C SHARED 4,500 DJ SEL DIV ISHARES TR INX 464287168 15893.94 339,324 SH SHARED 339,324 DJ US BAS ISHARES TR MATL 464287838 12639.49 195,688 SH SHARED 01 195,688 ISHARES TR DJ US ENERGY 464287796 13003.19 401,581 SH SHARED 01 401,581 DJ US FINL ISHARES TR SEC 464287788 16335.70 313,786 SH SHARED 01 313,786 DJ US FINL ISHARES TR SEC 464287788 5.21 100 SH C SHARED 100 DJ US FINL ISHARES TR SEC 464287788 1136.99 21,840 SH SHARED 21,840 DJ US FINL ISHARES TR SVC 464287770 2806.99 55,039 SH SHARED 01 55,039 DJ US ISHARES TR HEALTHCR 464287762 8163.20 129,038 SH SHARED 01 129,038 DJ US INDEX ISHARES TR FD 464287846 1646.79 28,790 SH SHARED 01 28,790 DJ US ISHARES TR INDUSTRL 464287754 6412.99 111,009 SH SHARED 01 111,009 DJ US ISHARES TR INDUSTRL 464287754 150.20 2,600 SH SHARED 21 2,600 DJ US REAL ISHARES TR EST 464287739 13690.63 258,900 SH P SHARED 01 258,900 DJ US REAL ISHARES TR EST 464287739 53681.45 1,015,156 SH SHARED 01 1,015,156 DJ US REAL ISHARES TR EST 464287739 48320.95 913,785 SH SHARED 913,785 DJ US REAL ISHARES TR EST 464287739 90260.87 1,706,900 SH P SHARED 1,706,900 DJ US REAL ISHARES TR EST 464287739 191081.88 3,613,500 SH C SHARED 3,613,500 DJ US TECH ISHARES TR SEC 464287721 33349.72 576,486 SH SHARED 01 576,486 DJ US ISHARES TR TELECOMM 464287713 6869.06 315,239 SH SHARED 01 315,239 ISHARES TR DJ US UTILS 464287697 7355.99 96,510 SH SHARED 01 96,510 EPRA/NAR DEV ISHARES TR ASI 464288463 358.40 11,640 SH SHARED 01 11,640 EPRA/NAR DEV ISHARES TR EUR 464288471 107.48 3,566 SH SHARED 01 3,566 EPRA/NAR DEV ISHARES TR R/E 464288489 3299.55 108,111 SH SHARED 01 108,111 FTSE CHINA ISHARES TR ETF 464288190 330.05 6,533 SH SHARED 01 6,533 FTSE CHINA ISHARES TR ETF 464288190 70.17 1,389 SH SHARED 1,389 FTSE XNHUA ISHARES TR IDX 464287184 40198.69 938,783 SH SHARED 01 938,783 FTSE XNHUA ISHARES TR IDX 464287184 3002.97 70,130 SH SHARED 17 70,130

FTSE XNHUA ISHARES TR IDX 464287184 25.69 600 SH SHARED 21 600 FTSE XNHUA ISHARES TR IDX 464287184 295.03 6,890 SH SHARED 6,890 FTSE XNHUA ISHARES TR IDX 464287184 17599.02 411,000 SH P SHARED 411,000 FTSE XNHUA ISHARES TR IDX 464287184 55297.75 1,291,400 SH C SHARED 1,291,400 FTSE XNHUA ISHARES TR IDX 464287184 170359.58 3,978,505 SH SHARED 3,978,505 ISHARES TR HIGH YLD CORP 464288513 84445.11 941,522 SH SHARED 01 941,522 ISHARES TR HIGH YLD CORP 464288513 17.94 200 SH C SHARED 200 ISHARES TR HIGH YLD CORP 464288513 170.41 1,900 SH P SHARED 1,900 IBOXX INV ISHARES TR CPBD 464287242 203676.33 1,801,011 SH SHARED 01 1,801,011 IBOXX INV ISHARES TR CPBD 464287242 308.96 2,732 SH SHARED 21 2,732 IBOXX INV ISHARES TR CPBD 464287242 113.09 1,000 SH P SHARED 1,000 IBOXX INV ISHARES TR CPBD 464287242 418.43 3,700 SH C SHARED 3,700 IBOXX INV ISHARES TR CPBD 464287242 21035.76 186,009 SH SHARED 186,009 INDL OFF CAP ISHARES TR IDX 464288554 163.68 6,584 SH SHARED 01 6,584 INDO INVS ISHARES TR MRKT 46429B309 4540.43 156,136 SH SHARED 01 156,136 IRLND CPD ISHARES TR INVT 46429B507 2.01 100 SH SOLE 100 ISHARES TR JPMORGAN USD 464288281 42101.34 378,235 SH SHARED 01 378,235 LARGE VAL ISHARES TR INDX 464288109 4436.30 81,058 SH SHARED 01 81,058 LARGE VAL ISHARES TR INDX 464288109 22.49 411 SH SHARED 21 411 LRGE CORE ISHARES TR INDX 464287127 1695.97 26,295 SH SHARED 01 26,295 ISHARES TR LRGE GRW INDX 464287119 5231.86 89,220 SH SHARED 01 89,220 ISHARES TR LRGE GRW INDX 464287119 54.36 927 SH SHARED 21 927 MID CORE ISHARES TR INDEX 464288208 3208.15 42,821 SH SHARED 01 42,821 MID GRWTH ISHARES TR INDX 464288307 2733.32 32,416 SH SHARED 01 32,416 ISHARES TR MID VAL INDEX 464288406 1084.67 15,753 SH SHARED 01 15,753 MRTG PLS CAP ISHARES TR IDX 464288539 946.28 64,947 SH SHARED 01 64,947 MSCI ACJPN ISHARES TR IDX 464288182 2074.83 34,289 SH SHARED 01 34,289 MSCI ACJPN ISHARES TR IDX 464288182 181.53 3,000 SH SHARED 3,000 ISHARES TR MSCI ACWI EX 464288240 2077.77 50,224 SH SHARED 01 50,224 ISHARES TR MSCI ACWI EX 464288240 79.26 1,916 SH SHARED 1,916 MSCI ACWI ISHARES TR INDX 464288257 5646.12 130,667 SH SHARED 01 130,667 ISHARES TR MSCI EAFE IDX 464287465 192.22 3,500 SH P SHARED 01 3,500 ISHARES TR MSCI EAFE IDX 464287465 206604.04 3,761,909 SH SHARED 01 3,761,909 ISHARES TR MSCI EAFE IDX 464287465 38.77 706 SH SHARED 21 706 ISHARES TR MSCI EAFE IDX 464287465 1183.86 21,556 SH SHARED 21,556 ISHARES TR MSCI EAFE IDX 464287465 131483.97 2,394,100 SH C SHARED 2,394,100 ISHARES TR MSCI EAFE IDX 464287465 209624.15 3,816,900 SH P SHARED 3,816,900 MSCI EMERG ISHARES TR MKT 464287234 19918.17 444,900 SH P SHARED 01 444,900 MSCI EMERG ISHARES TR MKT 464287234 205848.52 4,597,912 SH SHARED 01 4,597,912 MSCI EMERG ISHARES TR MKT 464287234 26720.57 596,841 SH SHARED 17 596,841 MSCI EMERG ISHARES TR MKT 464287234 38.05 850 SH SHARED 21 850 MSCI EMERG ISHARES TR MKT 464287234 3563.02 79,585 SH SHARED 79,585 MSCI EMERG ISHARES TR MKT 464287234 79394.67 1,773,390 SH SHARED 1,773,390 MSCI EMERG ISHARES TR MKT 464287234 195179.29 4,359,600 SH C SHARED 4,359,600 MSCI EMERG ISHARES TR MKT 464287234 241646.08 5,397,500 SH P SHARED 5,397,500 ISHARES TR MSCI EMG MATS 464289198 5.02 198 SH SHARED 01 198 MSCI ESG SEL ISHARES TR SOC 464288802 1148.87 23,144 SH SHARED 01 23,144 MSCI ESG SEL ISHARES TR SOC 464288802 137.25 2,765 SH SHARED 2,765 ISHARES TR MSCI GRW IDX 464288885 14538.38 256,454 SH SHARED 01 256,454

ISHARES TR MSCI GRW IDX 464288885 24.66 435 SH SHARED 435 MSCI KLD400 ISHARES TR SOC 464288570 363.71 8,473 SH SHARED 01 8,473 MSCI KLD400 ISHARES TR SOC 464288570 7.25 169 SH SHARED 169 MSCI KLD400 ISHARES TR SOC 464288570 2624.37 61,137 SH SHARED 61,137 ISHARES TR MSCI KOKUSAI 464288265 12.10 325 SH SOLE 325 ISHARES TR MSCI PERU CAP 464289842 1661.71 39,145 SH SHARED 01 39,145 ISHARES TR MSCI PERU CAP 464289842 1189.96 28,032 SH SHARED 28,032 MSCI SMALL ISHARES TR CAP 464288273 5821.48 151,680 SH SHARED 01 151,680 ISHARES TR MSCI VAL IDX 464288877 10525.21 216,301 SH SHARED 01 216,301 ISHARES TR MSCI VAL IDX 464288877 112.94 2,321 SH SHARED 2,321 NASDQ BIO ISHARES TR INDX 464287556 17090.44 198,173 SH SHARED 01 198,173 NASDQ BIO ISHARES TR INDX 464287556 1767.92 20,500 SH P SHARED 13 20,500 NASDQ BIO ISHARES TR INDX 464287556 21.56 250 SH SHARED 21 250 NASDQ BIO ISHARES TR INDX 464287556 810.66 9,400 SH P SHARED 9,400 NASDQ BIO ISHARES TR INDX 464287556 2552.70 29,600 SH C SHARED 29,600 NASDQ BIO ISHARES TR INDX 464287556 21903.93 253,988 SH SHARED 253,988 NYSE 100INX ISHARES TR FD 464287135 190.28 3,465 SH SHARED 01 3,465 REAL EST 50 ISHARES TR IN 464288521 704.65 22,104 SH SHARED 01 22,104 RESIDENT PLS ISHARES TR CAP 464288562 445.79 11,926 SH SHARED 01 11,926 RETAIL CAP ISHARES TR IDX 464288547 105.55 4,182 SH SHARED 01 4,182 RSSL MCRCP ISHARES TR IDX 464288869 2232.01 53,143 SH SHARED 01 53,143 RUS200 GRW ISHARES TR IDX 464289438 145505.87 5,363,283 SH SHARED 01 5,363,283 RUS200 GRW ISHARES TR IDX 464289438 11.29 416 SH SHARED 416 RUS200 IDX ISHARES TR ETF 464289446 26.20 993 SH SHARED 01 993 RUS200 VAL ISHARES TR IDX 464289420 141022.55 5,497,098 SH SHARED 01 5,497,098 RUS200 VAL ISHARES TR IDX 464289420 3.87 151 SH SHARED 151 RUSL 2000 ISHARES TR GROW 464287648 21760.40 291,148 SH SHARED 01 291,148 RUSL 2000 ISHARES TR VALU 464287630 56120.17 905,310 SH SHARED 01 905,310 RUSL 2000 ISHARES TR VALU 464287630 32.23 520 SH SHARED 21 520 RUSL 3000 ISHARES TR GROW 464287671 992.98 23,665 SH SHARED 01 23,665 RUSL 3000 ISHARES TR VALU 464287663 1400.84 18,101 SH SHARED 01 18,101 ISHARES TR RUSSELL 1000 464287622 3157.50 50,000 SH P SHARED 01 50,000 ISHARES TR RUSSELL 1000 464287622 12366.41 195,826 SH SHARED 01 195,826 ISHARES TR RUSSELL 2000 464287655 68247.43 1,011,073 SH SHARED 01 1,011,073 ISHARES TR RUSSELL 2000 464287655 162.00 2,400 SH SHARED 21 2,400 ISHARES TR RUSSELL 2000 464287655 312471.00 4,629,200 SH C SHARED 4,629,200 ISHARES TR RUSSELL 2000 464287655 319452.32 4,732,627 SH SHARED 4,732,627 ISHARES TR RUSSELL 2000 464287655 490738.50 7,270,200 SH P SHARED 7,270,200 ISHARES TR RUSSELL 3000 464287689 8728.91 129,413 SH SHARED 01 129,413 ISHARES TR RUSSELL 3000 464287689 337.25 5,000 SH SHARED 21 5,000 RUSSELL MCP ISHARES TR GR 464287481 31346.69 629,199 SH SHARED 01 629,199 RUSSELL MCP ISHARES TR GR 464287481 29.74 597 SH SHARED 21 597 RUSSELL MCP ISHARES TR VL 464287473 26023.87 644,634 SH SHARED 01 644,634 RUSSELL MCP ISHARES TR VL 464287473 30.40 753 SH SHARED 21 753 RUSSELL ISHARES TR MIDCAP 464287499 73611.43 814,556 SH SHARED 01 814,556 ISHARES TR RUSSELL1000GRW 464287614 172528.51 3,358,546 SH SHARED 01 3,358,546 ISHARES TR RUSSELL1000GRW 464287614 416.10 8,100 SH C SHARED 8,100 ISHARES TR RUSSELL1000VAL 464287598 85419.64 1,448,036 SH SHARED 01 1,448,036 ISHARES TR RUSSELL1000VAL 464287598 2764.09 46,857 SH SHARED 46,857

S&P 100 IDX ISHARES TR FD 464287101 15602.49 302,961 SH SHARED 01 302,961 S&P 1500 ISHARES TR INDEX 464287150 1098.71 21,227 SH SHARED 01 21,227 S&P 1500 ISHARES TR INDEX 464287150 703.68 13,595 SH SHARED 17 13,595 ISHARES TR S&P 500 INDEX 464287200 31308.32 273,459 SH SHARED 01 273,459 ISHARES TR S&P 500 INDEX 464287200 309.12 2,700 SH SHARED 17 2,700 ISHARES TR S&P 500 INDEX 464287200 339.12 2,962 SH SHARED 2,962 ISHARES TR S&P 500 VALUE 464287408 78376.98 1,444,737 SH SHARED 01 1,444,737 ISHARES TR S&P AGGR ALL 464289859 10.75 340 SH SHARED 01 340 ISHARES TR S&P AGGR ALL 464289859 34.55 1,093 SH SHARED 1,093 S&P AMTFREE ISHARES TR MUNI 464288323 1233.04 11,417 SH SHARED 01 11,417 S&P ASIA 50 ISHARES TR IN 464288430 1373.76 32,446 SH SHARED 01 32,446 S&P CAL ISHARES TR AMTFR MN 464288356 6719.70 61,005 SH SHARED 01 61,005 S&P CITINT ISHARES TR TBD 464288117 1790.49 16,858 SH SHARED 01 16,858 ISHARES TR S&P DEV EX-US 464288422 793.73 23,909 SH SHARED 01 23,909 S&P EMRG ISHARES TR INFRS 464288216 239.90 7,434 SH SHARED 01 7,434 ISHARES TR S&P EURO PLUS 464287861 12363.89 326,655 SH SHARED 01 326,655 ISHARES TR S&P EURO PLUS 464287861 223.32 5,900 SH SHARED 21 5,900 ISHARES TR S&P GBL ENER 464287341 5880.80 173,680 SH SHARED 01 173,680 ISHARES TR S&P GBL FIN 464287333 3732.40 84,731 SH SHARED 01 84,731 S&P GBL ISHARES TR HLTHCR 464287325 2547.75 50,301 SH SHARED 01 50,301 ISHARES TR S&P GBL INF 464287291 9377.86 168,788 SH SHARED 01 168,788 ISHARES TR S&P GBL INF 464287291 61.23 1,102 SH SHARED 1,102 ISHARES TR S&P GBL TELCM 464287275 4444.14 77,722 SH SHARED 01 77,722 S&P GL C ISHARES TR STAPL 464288737 2233.06 37,162 SH SHARED 01 37,162 S&P GL ISHARES TR CONSUME 464288745 1058.75 21,875 SH SHARED 01 21,875 S&P GL ISHARES TR INDUSTR 464288729 468.65 9,612 SH SHARED 01 9,612 S&P GL ISHARES TR INDUSTR 464288729 0.49 10 SH SHARED 10 S&P GL ISHARES TR UTILITI 464288711 1414.20 31,343 SH SHARED 01 31,343 ISHARES TR S&P GLB MTRLS 464288695 4212.77 66,584 SH SHARED 01 66,584 S&P ISHARES TR GLB100INDX 464287572 6294.56 107,839 SH SHARED 01 107,839 S&P ISHARES TR GLB100INDX 464287572 83.47 1,430 SH SHARED 1,430 S&P GLBIDX ISHARES TR ETF 464288224 49.91 2,890 SH SHARED 01 2,890 S&P GLBIDX ISHARES TR ETF 464288224 13.68 792 SH SHARED 792 S&P GLO ISHARES TR INFRAS 464288372 5711.18 167,189 SH SHARED 01 167,189 S&P GLO ISHARES TR INFRAS 464288372 306.24 8,965 SH SHARED 17 8,965 S&P GLO ISHARES TR INFRAS 464288372 2684.84 78,596 SH SHARED 78,596 ISHARES TR S&P GRWTH ALL 464289867 4.67 156 SH SOLE 156 ISHARES TR S&P INDIA 50 464289529 1033.44 33,586 SH SHARED 01 33,586 ISHARES TR S&P LTN AM 40 464287390 25232.70 499,262 SH SHARED 01 499,262 ISHARES TR S&P LTN AM 40 464287390 5105.30 101,015 SH SHARED 17 101,015 ISHARES TR S&P LTN AM 40 464287390 151.62 3,000 SH SHARED 21 3,000 ISHARES TR S&P LTN AM 40 464287390 20.22 400 SH P SHARED 400 ISHARES TR S&P LTN AM 40 464287390 60.65 1,200 SH C SHARED 1,200 ISHARES TR S&P LTN AM 40 464287390 377.28 7,465 SH SHARED 7,465 ISHARES TR S&P LTN AM 40 464287390 1747.02 34,567 SH SHARED 34,567 S&P MC 400 ISHARES TR GRW 464287606 56372.43 640,232 SH SHARED 01 640,232 S&P MIDCAP ISHARES TR 400 464287507 33578.10 419,307 SH SHARED 01 419,307 S&P MIDCP ISHARES TR VALU 464287705 28040.59 394,327 SH SHARED 01 394,327 S&P NA ISHARES TR MULTIMD 464287531 2656.27 89,527 SH SHARED 01 89,527

S&P NA NAT ISHARES TR RES 464287374 11108.95 319,774 SH SHARED 01 319,774 S&P NA ISHARES TR SEMICND 464287523 3896.50 82,361 SH SHARED 01 82,361 ISHARES TR S&P NA SOFTWR 464287515 5943.36 114,604 SH SHARED 01 114,604 ISHARES TR S&P NA SOFTWR 464287515 41.49 800 SH SHARED 21 800 S&P NA TECH ISHARES TR FD 464287549 7923.13 144,794 SH SHARED 01 144,794 S&P NTL ISHARES TR AMTFREE 464288414 42591.94 398,913 SH SHARED 01 398,913 S&P SH NTL ISHARES TR AMTFR 464288158 4393.34 41,429 SH SHARED 01 41,429 S&P SH NTL ISHARES TR AMTFR 464288158 21.95 207 SH SHARED 207 S&P SMLCAP ISHARES TR 600 464287804 15421.43 260,982 SH SHARED 01 260,982 S&P SMLCAP ISHARES TR 600 464287804 200.91 3,400 SH C SHARED 3,400 S&P SMLCAP ISHARES TR 600 464287804 1061.37 17,962 SH SHARED 17,962 S&P SMLCP ISHARES TR GROW 464287887 13609.03 217,849 SH SHARED 01 217,849 S&P SMLCP ISHARES TR VALU 464287879 10070.11 161,977 SH SHARED 01 161,977 S&P SMLCP ISHARES TR VALU 464287879 99.47 1,600 SH P SHARED 1,600 S&P SMLCP ISHARES TR VALU 464287879 1012.38 16,284 SH SHARED 16,284 ISHARES TR S&P TARGET 10 464289206 41.06 1,359 SH SOLE 1,359 ISHARES TR S&P TARGET 30 464289602 7.23 229 SH SOLE 229 ISHARES TR S&P/TOPIX 150 464287382 487.22 11,307 SH SHARED 17 11,307 ISHARES TR S&P/TOPIX 150 464287382 155.12 3,600 SH SHARED 21 3,600 ISHARES TR S&P/TOPIX 150 464287382 77.26 1,793 SH SHARED 1,793 ISHARES TR S&P500 GRW 464287309 96319.34 1,622,357 SH SHARED 01 1,622,357 ISHARES TR S&P500 GRW 464287309 1059.75 17,850 SH SHARED 17 17,850 ISHARES TR S&PCITI1-3YRTB 464288125 1937.25 18,420 SH SHARED 01 18,420 SMLL CORE ISHARES TR INDX 464288505 3226.65 41,861 SH SHARED 01 41,861 SMLL CORE ISHARES TR INDX 464288505 43.32 562 SH SHARED 21 562 SMLL GRWTH ISHARES TR IDX 464288604 86.66 1,199 SH SHARED 01 1,199 ISHARES TR SMLL VAL INDX 464288703 2823.31 38,649 SH SHARED 01 38,649 TRANSP AVE ISHARES TR IDX 464287192 9435.31 115,558 SH SHARED 01 115,558 US PFD STK ISHARES TR IDX 464288687 59579.06 1,497,714 SH SHARED 01 1,497,714 US PFD STK ISHARES TR IDX 464288687 3.98 100 SH SHARED 100 US PFD STK ISHARES TR IDX 464288687 429.62 10,800 SH P SHARED 10,800 US PFD STK ISHARES TR IDX 464288687 640.46 16,100 SH C SHARED 16,100 ISILON SYS INC COM 46432L104 563.02 25,270 SH SHARED 01 25,270 ISILON SYS INC COM 46432L104 69.07 3,100 SH P SHARED 3,100 ISILON SYS INC COM 46432L104 191.61 8,600 SH C SHARED 8,600 ISILON SYS INC COM 46432L104 542.07 24,330 SH SHARED 24,330 ISIS PHARMACEUTICALS INC COM 464330109 1215.36 144,686 SH SHARED 01 144,686 ISIS PHARMACEUTICALS INC COM 464330109 2.39 285 SH SHARED 21 285 ISIS PHARMACEUTICALS INC COM 464330109 4.00 476 SH SHARED 476 ISIS PHARMACEUTICALS INC COM 464330109 89.04 10,600 SH P SHARED 10,600 ISIS PHARMACEUTICALS INC COM 464330109 1222.20 145,500 SH C SHARED 145,500 ISLE OF CAPRI CASINOS INC COM 464592104 4.30 600 SH C SOLE 600 ISRAMCO INC COM NEW 465141406 8.67 144 SH SOLE 144 ISTA PHARMACEUTICALS INC COM NEW 45031X204 8.20 2,000 SH SHARED 01 2,000 ISTAR FINL INC COM 45031U101 66.57 21,755 SH SHARED 01 21,755 ISTAR FINL INC COM 45031U101 18.05 5,900 SH C SHARED 5,900 ISTAR FINL INC COM 45031U101 37.94 12,400 SH P SHARED 12,400 ISTAR FINL INC COM 45031U101 222.30 72,647 SH SHARED 72,647 ITAU UNIBANCO SPON ADR REP HLDG SA PFD 465562106 4950.15 204,721 SH SHARED 01 204,721

ITAU UNIBANCO SPON ADR REP HLDG SA PFD 465562106 444.43 18,380 SH SHARED 20 18,380 ITAU UNIBANCO SPON ADR REP HLDG SA PFD 465562106 29.38 1,215 SH SHARED 21 1,215 ITAU UNIBANCO SPON ADR REP HLDG SA PFD 465562106 1344.96 55,623 SH SHARED 55,623 ITAU UNIBANCO SPON ADR REP HLDG SA PFD 465562106 11737.07 485,404 SH SHARED 485,404 ITC HLDGS CORP COM 465685105 5778.85 92,833 SH SHARED 01 92,833 ITC HLDGS CORP COM 465685105 7.41 119 SH SHARED 21 119 ITC HLDGS CORP COM 465685105 1043.56 16,764 SH SHARED 16,764 ITERIS INC COM 46564T107 2.52 1,713 SH SOLE 1,713 ITRON INC COM 465741106 1593.45 26,024 SH SHARED 01 26,024 ITRON INC COM 465741106 7.59 124 SH SHARED 21 124 ITRON INC COM 465741106 195.94 3,200 SH SHARED 3,200 ITRON INC COM 465741106 1353.18 22,100 SH C SHARED 22,100 ITRON INC COM 465741106 1873.64 30,600 SH P SHARED 30,600 ITRON INC COM 465741106 7780.31 127,067 SH SHARED 127,067 NOTE 2.500% ITRON INC 8/0 465741AJ5 3080.85 2,760,000 PRN SOLE 2,760,000 ITT CORP NEW COM 450911102 17849.82 381,162 SH SHARED 01 381,162 ITT CORP NEW COM 450911102 12.97 277 SH SHARED 21 277 ITT CORP NEW COM 450911102 444.89 9,500 SH SHARED 9,500 ITT CORP NEW COM 450911102 894.45 19,100 SH C SHARED 19,100 ITT CORP NEW COM 450911102 3128.24 66,800 SH P SHARED 66,800 ITT EDUCATIONAL SERVICES INC COM 45068B109 2865.47 40,778 SH SHARED 01 40,778 ITT EDUCATIONAL SERVICES INC COM 45068B109 147.57 2,100 SH SHARED 2,100 ITT EDUCATIONAL SERVICES INC COM 45068B109 414.24 5,895 SH SHARED 5,895 ITT EDUCATIONAL SERVICES INC COM 45068B109 2248.64 32,000 SH P SHARED 32,000 ITT EDUCATIONAL SERVICES INC COM 45068B109 4356.74 62,000 SH C SHARED 62,000 ITURAN LOCATION AND CONTROL SHS M6158M104 41.11 2,855 SH SHARED 01 2,855 ITURAN LOCATION AND CONTROL SHS M6158M104 0.82 57 SH SHARED 57 IVANHOE ENERGY INC COM 465790103 17.26 8,300 SH SHARED 01 8,300 IVANHOE ENERGY INC COM 465790103 3.33 1,600 SH C SHARED 1,600 IVANHOE MINES LTD COM 46579N103 3698.19 157,975 SH SHARED 01 157,975 IVANHOE MINES LTD COM 46579N103 18.63 796 SH SHARED 21 796 IVANHOE MINES LTD COM 46579N103 203.67 8,700 SH SHARED 8,700 IVANHOE MINES LTD COM 46579N103 1390.55 59,400 SH P SHARED 59,400 IVANHOE MINES LTD COM 46579N103 3431.91 146,600 SH C SHARED 146,600 IVANHOE MINES LTD COM 46579N103 28003.51 1,196,220 SH SHARED 1,196,220 IVAX DIAGNOSTICS INC COM 45070W109 2.13 3,489 SH SOLE 3,489 IXIA COM 45071R109 18.60 1,500 SH SHARED 01 1,500 IXIA COM 45071R109 112.31 9,057 SH SHARED 9,057 IXYS CORP COM 46600W106 1.43 150 SH SHARED 01 150 IXYS CORP COM 46600W106 21.06 2,205 SH SHARED 2,205 J & J SNACK FOODS CORP COM 466032109 49.39 1,178 SH SHARED 01 1,178 J ALEXANDERS CORP COM 466096104 5.78 1,402 SH SOLE 1,402 J CREW GROUP INC COM 46612H402 2263.23 67,318 SH SHARED 01 67,318 J CREW GROUP INC COM 46612H402 6.39 190 SH SHARED 20 190 J CREW GROUP INC COM 46612H402 6.99 208 SH SHARED 21 208 J CREW GROUP INC COM 46612H402 1075.84 32,000 SH P SHARED 32,000 J CREW GROUP INC COM 46612H402 1328.02 39,501 SH SHARED 39,501 J CREW GROUP INC COM 46612H402 2387.02 71,000 SH C SHARED 71,000 J F CHINA REGION FD INC COM 46614T107 525.56 35,511 SH SHARED 01 35,511

J2 GLOBAL COMMUNICATIONS INC COM NEW 46626E205 1228.02 51,619 SH SHARED 01 51,619 J2 GLOBAL COMMUNICATIONS INC COM NEW 46626E205 28.38 1,193 SH SHARED 21 1,193 J2 GLOBAL COMMUNICATIONS INC COM NEW 46626E205 4.76 200 SH C SHARED 200 J2 GLOBAL COMMUNICATIONS INC COM NEW 46626E205 976.94 41,065 SH SHARED 41,065 JA SOLAR NOTE 4.500% HOLDINGS CO LTD 5/1 466090AA5 9.45 10,000 PRN SHARED 01 10,000 JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 35.17 3,770 SH SHARED 01 3,770 JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 728.67 78,100 SH C SHARED 78,100 JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 1336.06 143,200 SH P SHARED 143,200 JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 2774.99 297,427 SH SHARED 297,427 JABIL CIRCUIT INC COM 466313103 2157.41 149,716 SH SHARED 01 149,716 JABIL CIRCUIT INC COM 466313103 123.93 8,600 SH P SHARED 8,600 JABIL CIRCUIT INC COM 466313103 489.94 34,000 SH C SHARED 34,000 JABIL CIRCUIT INC COM 466313103 2038.15 141,440 SH SHARED 141,440 JACK IN THE BOX INC COM 466367109 55.74 2,600 SH SHARED 01 2,600 JACK IN THE BOX INC COM 466367109 4.29 200 SH C SHARED 200 JACK IN THE BOX INC COM 466367109 4.29 200 SH P SHARED 200 JACKSON HEWITT TAX SVCS INC COM 468202106 0.37 400 SH SHARED 01 400 JACKSON HEWITT TAX SVCS INC COM 468202106 1.01 1,100 SH P SHARED 1,100 JACKSON HEWITT TAX SVCS INC COM 468202106 7.45 8,100 SH C SHARED 8,100 JACKSONVILLE BANCORP INC MD COM 46924R106 1.62 164 SH SOLE 164 JACOBS ENGR GROUP INC DEL COM 469814107 7031.79 181,700 SH SHARED 01 181,700 JACOBS ENGR GROUP INC DEL COM 469814107 154.22 3,985 SH SHARED 20 3,985 JACOBS ENGR GROUP INC DEL COM 469814107 43.31 1,119 SH SHARED 21 1,119 JACOBS ENGR GROUP INC DEL COM 469814107 328.95 8,500 SH SHARED 8,500 JACOBS ENGR GROUP INC DEL COM 469814107 623.07 16,100 SH P SHARED 16,100 JACOBS ENGR GROUP INC DEL COM 469814107 1161.00 30,000 SH C SHARED 30,000 JAGUAR MNG INC COM 47009M103 623.42 95,910 SH SHARED 01 95,910 JAGUAR MNG INC COM 47009M103 53.30 8,200 SH C SHARED 8,200 JAGUAR MNG INC COM 47009M103 291.85 44,900 SH P SHARED 44,900 JAGUAR MNG INC COM 47009M103 342.23 52,651 SH SHARED 52,651 JAKKS PAC INC COM 47012E106 0.88 50 SH SHARED 01 50 JAMES HARDIE INDS SE SPONSORED ADR 47030M106 19.24 719 SH SHARED 01 719 JAMES HARDIE INDS SE SPONSORED ADR 47030M106 9.74 364 SH SHARED 21 364 JAMES HARDIE INDS SE SPONSORED ADR 47030M106 35.70 1,334 SH SHARED 1,334 JAMES RIVER COAL CO COM NEW 470355207 830.06 47,351 SH SHARED 01 47,351 JAMES RIVER COAL CO COM NEW 470355207 82.39 4,700 SH P SHARED 4,700 JAMES RIVER COAL CO COM NEW 470355207 361.12 20,600 SH C SHARED 20,600 JANUS CAP GROUP INC COM 47102X105 283.23 25,866 SH SHARED 01 25,866 JANUS CAP GROUP INC COM 47102X105 8.76 800 SH SHARED 20 800 JANUS CAP GROUP INC COM 47102X105 8.28 756 SH SHARED 21 756 JANUS CAP GROUP INC COM 47102X105 16.43 1,500 SH C SHARED 1,500 JANUS CAP GROUP INC COM 47102X105 19.71 1,800 SH P SHARED 1,800 JANUS CAP NOTE 3.250% GROUP INC 7/1 47102XAG0 1.14 1,000 PRN SHARED 01 1,000 JAPAN EQUITY FD INC COM 471057109 42.37 7,832 SH SHARED 01 7,832 JAPAN EQUITY FD INC COM 471057109 18.55 3,429 SH SHARED 3,429 JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 761.53 93,900 SH SHARED 01 93,900 JARDEN CORP COM 471109108 905.91 29,101 SH SHARED 01 29,101 JARDEN CORP COM 471109108 6.07 195 SH SHARED 20 195 JARDEN CORP COM 471109108 74.71 2,400 SH C SHARED 2,400

JARDEN CORP COM 471109108 217.91 7,000 SH P SHARED 7,000 JAVELIN EXCHANGE-TRADED DJ ISLAMIC TR ETF 471892109 8.69 181 SH SOLE 181 JAVELIN EXCHANGE-TRADED JETS CNTRA TR OPS 471892208 308.92 8,931 SH SOLE 8,931 JAZZ PHARMACEUTICALS INC COM 472147107 30.26 2,820 SH SHARED 01 2,820 JAZZ PHARMACEUTICALS INC COM 472147107 243.57 22,700 SH C SHARED 22,700 JAZZ PHARMACEUTICALS INC COM 472147107 397.41 37,037 SH SHARED 37,037 JAZZ PHARMACEUTICALS INC COM 472147107 774.71 72,200 SH P SHARED 72,200 JDA SOFTWARE GROUP INC COM 46612K108 87.44 3,448 SH SHARED 01 3,448 JDS UNIPHASE COM PAR CORP $0.001 46612J507 589.18 47,553 SH SHARED 01 47,553 JDS UNIPHASE COM PAR CORP $0.001 46612J507 358.07 28,900 SH C SHARED 28,900 JDS UNIPHASE COM PAR CORP $0.001 46612J507 729.98 58,917 SH SHARED 58,917 JDS UNIPHASE COM PAR CORP $0.001 46612J507 3549.74 286,500 SH P SHARED 286,500 JEFFERIES GROUP INC NEW COM 472319102 1815.20 80,000 SH P SHARED 01 80,000 JEFFERIES GROUP INC NEW COM 472319102 2380.86 104,930 SH SHARED 01 104,930 JEFFERIES GROUP INC NEW COM 472319102 13.27 585 SH SHARED 20 585 JEFFERIES GROUP INC NEW COM 472319102 27.23 1,200 SH P SHARED 1,200 JEFFERIES GROUP INC NEW COM 472319102 195.13 8,600 SH SHARED 8,600 JEFFERIES GROUP INC NEW COM 472319102 309.54 13,642 SH SHARED 13,642 JEFFERIES GROUP INC NEW COM 472319102 728.35 32,100 SH C SHARED 32,100 JEFFERIES DBCV GROUP INC NEW 3.875%11/0 472319AG7 1247.75 1,240,000 PRN SHARED 01 1,240,000 JEFFERSON BANCSHARES INC TEN COM 472375104 2.50 724 SH SOLE 724 JETBLUE AIRWAYS CORP COM 477143101 988.41 147,744 SH SHARED 01 147,744 JETBLUE AIRWAYS CORP COM 477143101 11.40 1,704 SH SHARED 21 1,704 JETBLUE AIRWAYS CORP COM 477143101 76.94 11,500 SH P SHARED 11,500 JETBLUE AIRWAYS CORP COM 477143101 1794.26 268,200 SH C SHARED 268,200 JINKOSOLAR HLDG CO LTD SPONSORED ADR 47759T100 2968.50 93,910 SH SHARED 01 93,910 JINPAN INTL LTD ORD G5138L100 46.37 4,600 SH SHARED 01 4,600 JINPAN INTL LTD ORD G5138L100 1.01 100 SH C SHARED 100 JINPAN INTL LTD ORD G5138L100 4.98 494 SH SHARED 494 JMP GROUP INC COM 46629U107 0.61 100 SH SHARED 01 100 JO-ANN STORES INC COM 47758P307 234.60 5,266 SH SHARED 01 5,266 JO-ANN STORES INC COM 47758P307 129.20 2,900 SH C SHARED 2,900 JO-ANN STORES INC COM 47758P307 686.07 15,400 SH P SHARED 15,400 JOHN BEAN TECHNOLOGIES CORP COM 477839104 6.01 373 SH SHARED 01 373 JOHN HANCOCK SH BEN INT BK &THRIFT OPP NEW 409735206 399.66 26,986 SH SHARED 01 26,986 JOHN HANCOCK SH BEN INT BK &THRIFT OPP NEW 409735206 3.17 214 SH SHARED 214 JOHNSON & JOHNSON COM 478160104 192.08 3,100 SH P SHARED 01 3,100 JOHNSON & JOHNSON COM 478160104 288421.76 4,654,967 SH SHARED 01 4,654,967 JOHNSON & JOHNSON COM 478160104 2089.60 33,725 SH SHARED 17 33,725 JOHNSON & JOHNSON COM 478160104 917.81 14,813 SH SHARED 20 14,813 JOHNSON & JOHNSON COM 478160104 97.03 1,566 SH SHARED 21 1,566 JOHNSON & JOHNSON COM 478160104 27353.98 441,478 SH SHARED 441,478 JOHNSON & JOHNSON COM 478160104 49667.14 801,600 SH P SHARED 801,600 JOHNSON & JOHNSON COM 478160104 56206.70 907,145 SH SHARED 907,145 JOHNSON & JOHNSON COM 478160104 111593.06 1,801,050 SH C SHARED 1,801,050 JOHNSON CTLS INC COM 478366107 19574.47 641,786 SH SHARED 01 641,786 JOHNSON CTLS INC COM 478366107 219.60 7,200 SH P SHARED 7,200 JOHNSON CTLS INC COM 478366107 1503.65 49,300 SH C SHARED 49,300 JOHNSON CTLS INC COM 478366107 1794.56 58,838 SH SHARED 58,838

JOHNSON CTLS INC COM 478366107 10999.34 360,634 SH SHARED 360,634 JOHNSON OUTDOORS INC CL A 479167108 12.82 1,000 SH SHARED 01 1,000 JONES APPAREL GROUP INC COM 480074103 386.83 19,696 SH SHARED 01 19,696 JONES APPAREL GROUP INC COM 480074103 7.38 376 SH SHARED 21 376 JONES APPAREL GROUP INC COM 480074103 80.52 4,100 SH C SHARED 4,100 JONES LANG LASALLE INC COM 48020Q107 1569.25 18,190 SH SHARED 01 18,190 JONES LANG LASALLE INC COM 48020Q107 1.29 15 SH SHARED 21 15 JONES LANG LASALLE INC COM 48020Q107 8.63 100 SH P SHARED 100 JONES LANG LASALLE INC COM 48020Q107 319.20 3,700 SH C SHARED 3,700 JONES LANG LASALLE INC COM 48020Q107 7322.25 84,876 SH SHARED 84,876 JOS A BANK CLOTHIERS INC COM 480838101 12.78 300 SH SHARED 01 300 JOS A BANK CLOTHIERS INC COM 480838101 4.26 100 SH C SHARED 100 JOS A BANK CLOTHIERS INC COM 480838101 23.44 550 SH P SHARED 550 JOURNAL COMMUNICATIONS INC CL A 481130102 5.52 1,225 SH SHARED 01 1,225 JOY GLOBAL INC COM 481165108 19952.25 283,735 SH SHARED 01 283,735 JOY GLOBAL INC COM 481165108 35.16 500 SH SHARED 20 500 JOY GLOBAL INC COM 481165108 105.48 1,500 SH SHARED 21 1,500 JOY GLOBAL INC COM 481165108 513.34 7,300 SH SHARED 7,300 JOY GLOBAL INC COM 481165108 13803.82 196,300 SH P SHARED 196,300 JOY GLOBAL INC COM 481165108 16025.93 227,900 SH C SHARED 227,900 JPMORGAN CHASE *W EXP & CO 10/28/201 46634E114 369.48 31,661 SH SHARED 01 31,661 JPMORGAN CHASE *W EXP & CO 10/28/201 46634E114 4.94 423 SH SHARED 423 JPMORGAN CHASE ALERIAN ML & CO ETN 46625H365 15327.51 454,283 SH SHARED 01 454,283 JPMORGAN CHASE & CO COM 46625H100 38.06 1,000 SH P SHARED 01 1,000 JPMORGAN CHASE & CO COM 46625H100 180010.40 4,729,648 SH SHARED 01 4,729,648 JPMORGAN CHASE & CO COM 46625H100 499.16 13,115 SH SHARED 17 13,115 JPMORGAN CHASE & CO COM 46625H100 2973.44 78,125 SH SHARED 20 78,125 JPMORGAN CHASE & CO COM 46625H100 155.48 4,085 SH SHARED 21 4,085 JPMORGAN CHASE & CO COM 46625H100 10280.42 270,111 SH SHARED 270,111 JPMORGAN CHASE & CO COM 46625H100 60256.59 1,583,200 SH C SHARED 1,583,200 JPMORGAN CHASE & CO COM 46625H100 71335.63 1,874,294 SH SHARED 1,874,294 JPMORGAN CHASE & CO COM 46625H100 73598.87 1,933,759 SH P SHARED 1,933,759 JPMORGAN CHASE & CO ETN 130/30 23 46625H761 24.73 829 SH SOLE 829 JUNIPER NETWORKS INC COM 48203R104 8176.11 269,394 SH SHARED 01 269,394 JUNIPER NETWORKS INC COM 48203R104 2018.43 66,505 SH SHARED 20 66,505 JUNIPER NETWORKS INC COM 48203R104 836.02 27,546 SH SHARED 27,546 JUNIPER NETWORKS INC COM 48203R104 1019.76 33,600 SH SHARED 33,600 JUNIPER NETWORKS INC COM 48203R104 4625.34 152,400 SH P SHARED 152,400 JUNIPER NETWORKS INC COM 48203R104 7192.95 237,000 SH C SHARED 237,000 K SEA TRANSN PARTNERS LP COM 48268Y101 80.05 19,572 SH SHARED 01 19,572 K SEA TRANSN PARTNERS LP COM 48268Y101 66.67 16,300 SH C SHARED 16,300 K SEA TRANSN PARTNERS LP COM 48268Y101 73.62 18,000 SH P SHARED 18,000 K V PHARMACEUTICAL CO CL A 482740206 2.52 1,075 SH SHARED 01 1,075 K V PHARMACEUTICAL CO CL B CONV 482740107 4.59 1,823 SH SOLE 1,823 K V PHARMACEUTICAL NOTE 2.500% CO 5/1 482740AC1 585.00 1,000,000 PRN SOLE 1,000,000 K12 INC COM 48273U102 403.14 13,887 SH SHARED 01 13,887 K12 INC COM 48273U102 10.13 349 SH SHARED 21 349 K12 INC COM 48273U102 65.11 2,243 SH SHARED 2,243 K12 INC COM 48273U102 209.02 7,200 SH SHARED 7,200

KADANT INC COM 48282T104 22.31 1,180 SH SHARED 01 1,180 KAISER ALUMINUM CORP COM PAR $0.01 483007704 1982.80 46,338 SH SHARED 01 46,338 KAISER ALUMINUM CORP COM PAR $0.01 483007704 509.20 11,900 SH C SHARED 11,900 KAMAN CORP COM 483548103 17.09 652 SH SOLE 652 KANDI TECHNOLOGIES CORP COM 483709101 12.43 2,946 SH SOLE 2,946 KANSAS CITY SOUTHERN COM NEW 485170302 2646.20 70,735 SH SHARED 01 70,735 KANSAS CITY SOUTHERN COM NEW 485170302 5.61 150 SH SHARED 20 150 KANSAS CITY SOUTHERN COM NEW 485170302 12.49 334 SH SHARED 21 334 KANSAS CITY SOUTHERN COM NEW 485170302 7.48 200 SH C SHARED 200 KAR AUCTION SVCS INC COM 48238T109 403.20 31,975 SH SHARED 01 31,975 KAYDON CORP COM 486587108 1362.55 39,380 SH SHARED 01 39,380 KAYDON CORP COM 486587108 5.71 165 SH SHARED 20 165 KAYDON CORP COM 486587108 143.28 4,141 SH SHARED 21 4,141 KAYDON CORP COM 486587108 27.68 800 SH C SHARED 800 KAYDON CORP COM 486587108 69.20 2,000 SH P SHARED 2,000 KAYDON CORP COM 486587108 369.91 10,691 SH SHARED 10,691 KAYNE ANDERSON ENERGY DEV CO COM 48660Q102 1941.20 120,947 SH SHARED 01 120,947 KAYNE ANDERSON ENERGY DEV CO COM 48660Q102 92.58 5,768 SH SHARED 5,768 KAYNE ANDERSON ENRGY TTL RT COM 48660P104 4686.40 180,663 SH SHARED 01 180,663 KAYNE ANDERSON ENRGY TTL RT COM 48660P104 10.97 423 SH SHARED 423 KAYNE ANDERSON MLP INVSMNT C COM 486606106 12545.33 478,464 SH SHARED 01 478,464 KAYNE ANDERSON MLP INVSMNT C COM 486606106 16249.71 619,745 SH SHARED 619,745 KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 618.61 14,430 SH SHARED 01 14,430 KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 161.75 3,773 SH SHARED 20 3,773 KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 58.65 1,368 SH SHARED 21 1,368 KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 2584.55 60,288 SH SHARED 60,288 KB HOME COM 48666K109 8.11 716 SH SHARED 01 716 KB HOME COM 48666K109 542.45 47,877 SH SHARED 47,877 KB HOME COM 48666K109 5578.89 492,400 SH P SHARED 492,400 KB HOME COM 48666K109 8443.12 745,200 SH C SHARED 745,200 KBR INC COM 48242W106 3309.28 134,305 SH SHARED 01 134,305 KBR INC COM 48242W106 19.64 797 SH SHARED 21 797 KBR INC COM 48242W106 4.93 200 SH P SHARED 200 KBR INC COM 48242W106 313.59 12,727 SH SHARED 12,727 KBR INC COM 48242W106 580.72 23,568 SH SHARED 23,568 KBR INC COM 48242W106 643.10 26,100 SH C SHARED 26,100 KBW INC COM 482423100 56.17 2,194 SH SHARED 01 2,194 KBW INC COM 482423100 2.20 86 SH SHARED 21 86 KBW INC COM 482423100 29.34 1,146 SH SHARED 1,146 KEEGAN RES INC COM 487275109 24.32 3,200 SH C SOLE 3,200 KEITHLEY INSTRS INC COM 487584104 112.60 5,235 SH SOLE 5,235 KELLOGG CO COM 487836108 16768.61 331,986 SH SHARED 01 331,986 KELLOGG CO COM 487836108 481.61 9,535 SH SHARED 17 9,535 KELLOGG CO COM 487836108 3397.56 67,265 SH SHARED 20 67,265 KELLOGG CO COM 487836108 20.46 405 SH SHARED 21 405 KELLOGG CO COM 487836108 565.71 11,200 SH P SHARED 11,200 KELLOGG CO COM 487836108 924.33 18,300 SH SHARED 18,300 KELLOGG CO COM 487836108 7662.37 151,700 SH C SHARED 151,700 KELLY SVCS INC CL A 488152208 110.68 9,436 SH SHARED 01 9,436

KELLY SVCS INC CL B 488152307 32.65 2,913 SH SOLE 2,913 KEMET CORP COM 488360108 14.07 4,212 SH SHARED 01 4,212 KEMET CORP COM 488360108 1.67 500 SH C SHARED 500 KEMET CORP COM 488360108 11.00 3,294 SH SHARED 3,294 KENDLE INTERNATIONAL INC COM 48880L107 1.21 130 SH SHARED 01 130 KENDLE INTERNATIONAL INC COM 48880L107 0.93 100 SH P SHARED 100 KENEXA CORP COM 488879107 35.48 2,025 SH SHARED 01 2,025 KENNAMETAL INC COM 489170100 292.47 9,456 SH SHARED 01 9,456 KENNAMETAL INC COM 489170100 261.67 8,460 SH SHARED 8,460 KENNEDY-WILSON HLDGS INC COM 489398107 16.47 1,554 SH SOLE 1,554 KENSEY NASH CORP COM 490057106 0.66 23 SH SHARED 01 23 KENT FINL SVCS INC COM NEW 490560208 3.10 2,260 SH SOLE 2,260 KENTUCKY FIRST FED BANCORP COM 491292108 13.67 1,421 SH SOLE 1,421 KERYX BIO PHARMACEUTICALS INC COM 492515101 9.14 1,900 SH SHARED 01 1,900 KERYX BIO PHARMACEUTICALS INC COM 492515101 70.41 14,639 SH SHARED 14,639 KERYX BIO PHARMACEUTICALS INC COM 492515101 113.04 23,500 SH C SHARED 23,500 KEY ENERGY SVCS INC COM 492914106 13.31 1,400 SH SHARED 01 1,400 KEY ENERGY SVCS INC COM 492914106 9.25 973 SH SHARED 21 973 KEY ENERGY SVCS INC COM 492914106 2.85 300 SH C SHARED 300 KEY ENERGY SVCS INC COM 492914106 2.85 300 SH P SHARED 300 KEY TECHNOLOGY INC COM 493143101 10.34 800 SH SHARED 01 800 KEY TECHNOLOGY INC COM 493143101 18.23 1,411 SH SHARED 1,411 KEY TRONICS CORP COM 493144109 6.68 1,123 SH SOLE 1,123 KEYCORP NEW COM 493267108 3910.74 491,299 SH SHARED 01 491,299 KEYCORP NEW COM 493267108 8.88 1,115 SH SHARED 20 1,115 KEYCORP NEW COM 493267108 25.69 3,227 SH SHARED 21 3,227 KEYCORP NEW COM 493267108 347.85 43,700 SH SHARED 43,700 KEYCORP NEW COM 493267108 444.96 55,900 SH P SHARED 55,900 KEYCORP NEW COM 493267108 795.20 99,900 SH SHARED 99,900 KEYCORP NEW COM 493267108 4196.51 527,200 SH C SHARED 527,200 PFD 7.75% SR KEYCORP NEW A 493267405 3.22 30 SH SOLE 30 KID BRANDS INC COM 49375T100 2394.49 278,429 SH SHARED 01 278,429 KILROY RLTY CORP COM 49427F108 1136.04 34,280 SH SHARED 01 34,280 KILROY RLTY CORP COM 49427F108 5.04 152 SH SHARED 21 152 KILROY RLTY CORP COM 49427F108 43.08 1,300 SH P SHARED 1,300 KILROY RLTY CORP COM 49427F108 62.97 1,900 SH C SHARED 1,900 KILROY RLTY CORP COM 49427F108 1038.38 31,333 SH SHARED 31,333 KIMBALL INTL INC CL B 494274103 4.71 808 SH SHARED 01 808 KIMBERLY CLARK CORP COM 494368103 80619.65 1,239,349 SH SHARED 01 1,239,349 KIMBERLY CLARK CORP COM 494368103 65.05 1,000 SH C SHARED 01 1,000 KIMBERLY CLARK CORP COM 494368103 737.34 11,335 SH SHARED 20 11,335 KIMBERLY CLARK CORP COM 494368103 30.70 472 SH SHARED 21 472 KIMBERLY CLARK CORP COM 494368103 1616.30 24,847 SH SHARED 24,847 KIMBERLY CLARK CORP COM 494368103 3714.36 57,100 SH P SHARED 57,100 KIMBERLY CLARK CORP COM 494368103 9767.19 150,149 SH SHARED 150,149 KIMBERLY CLARK CORP COM 494368103 19378.40 297,900 SH C SHARED 297,900 KIMCO REALTY CORP COM 49446R109 756.13 48,039 SH SHARED 01 48,039 KIMCO REALTY CORP COM 49446R109 3.43 218 SH SHARED 21 218 KIMCO REALTY CORP COM 49446R109 6.30 400 SH C SHARED 400

KIMCO REALTY CORP COM 49446R109 7.87 500 SH P SHARED 500 KIMCO REALTY CORP COM 49446R109 1173.83 74,576 SH SHARED 74,576 KIMCO REALTY CORP COM 49446R109 4249.11 269,956 SH SHARED 269,956 KINDER MORGAN UT LTD ENERGY PARTNER PARTNER 494550106 39985.30 583,727 SH SHARED 01 583,727 KINDER MORGAN UT LTD ENERGY PARTNER PARTNER 494550106 4068.90 59,400 SH P SHARED 59,400 KINDER MORGAN UT LTD ENERGY PARTNER PARTNER 494550106 11679.25 170,500 SH C SHARED 170,500 KINDER MORGAN UT LTD ENERGY PARTNER PARTNER 494550106 19324.95 282,116 SH SHARED 282,116 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 14191.29 235,540 SH SHARED 01 235,540 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 18.08 300 SH P SHARED 300 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 24.10 400 SH C SHARED 400 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 252.75 4,195 SH SHARED 4,195 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 418.26 6,942 SH SHARED 6,942 KINDRED HEALTHCARE INC COM 494580103 29.87 2,294 SH SHARED 01 2,294 KINDRED HEALTHCARE INC COM 494580103 10.42 800 SH C SHARED 800 KINETIC CONCEPTS INC COM NEW 49460W208 715.10 19,549 SH SHARED 01 19,549 KINETIC CONCEPTS INC COM NEW 49460W208 15.11 413 SH SHARED 21 413 KINETIC CONCEPTS INC COM NEW 49460W208 7.32 200 SH SHARED 200 KINETIC CONCEPTS INC COM NEW 49460W208 87.79 2,400 SH P SHARED 2,400 KINETIC CONCEPTS INC COM NEW 49460W208 139.00 3,800 SH C SHARED 3,800 KINETIC CONCEPTS INC COM NEW 49460W208 1841.40 50,339 SH SHARED 50,339 KING PHARMACEUTICALS INC COM 495582108 3279.04 329,221 SH SHARED 01 329,221 KING PHARMACEUTICALS INC COM 495582108 253.98 25,500 SH SHARED 13 25,500 KING PHARMACEUTICALS INC COM 495582108 53.78 5,400 SH P SHARED 5,400 KING PHARMACEUTICALS INC COM 495582108 57.74 5,797 SH SHARED 5,797 KING PHARMACEUTICALS INC COM 495582108 122.51 12,300 SH C SHARED 12,300 KINGSTONE COS INC COM 496719105 2.20 904 SH SOLE 904 KINGTONE WIRELESSINFO SOL HL SPONSORED ADR 496880105 14.33 6,099 SH SOLE 6,099 KINROSS GOLD CORP COM NO PAR 496902404 13296.84 707,655 SH SHARED 01 707,655 KINROSS GOLD CORP COM NO PAR 496902404 0.02 1 SH SHARED 20 1 KINROSS GOLD CORP COM NO PAR 496902404 46.98 2,500 SH SHARED 21 2,500 KINROSS GOLD CORP COM NO PAR 496902404 1372.98 73,070 SH SHARED 73,070 KINROSS GOLD CORP COM NO PAR 496902404 3276.98 174,400 SH C SHARED 174,400 KINROSS GOLD CORP COM NO PAR 496902404 7822.58 416,316 SH SHARED 416,316 KINROSS GOLD CORP COM NO PAR 496902404 8992.89 478,600 SH P SHARED 478,600 KINROSS GOLD NOTE 1.750% CORP 3/1 496902AD9 1671.77 1,641,000 PRN SOLE 1,641,000 KIRBY CORP COM 497266106 1033.23 25,792 SH SHARED 01 25,792 KIRBY CORP COM 497266106 192.89 4,815 SH SHARED 20 4,815 KIRBY CORP COM 497266106 13.50 337 SH SHARED 21 337 KIRBY CORP COM 497266106 372.96 9,310 SH SHARED 9,310 KIRKLANDS INC COM 497498105 28.98 2,091 SH SOLE 2,091 KIRKLANDS INC COM 497498105 44.35 3,200 SH P SOLE 3,200 KIRKLANDS INC COM 497498105 51.28 3,700 SH C SOLE 3,700 KITE RLTY GROUP TR COM 49803T102 311.75 70,215 SH SHARED 01 70,215 KITE RLTY GROUP TR COM 49803T102 3.02 680 SH SHARED 20 680 KITE RLTY GROUP TR COM 49803T102 180.54 40,663 SH SHARED 40,663 KKR & CO L P DEL COM UNITS 48248M102 764.01 72,076 SH SHARED 01 72,076 KKR & CO L P DEL COM UNITS 48248M102 13.78 1,300 SH C SHARED 1,300 KKR & CO L P DEL COM UNITS 48248M102 24054.86 2,269,326 SH SHARED 2,269,326 KKR FINANCIAL HLDGS LLC COM 48248A306 336.65 38,343 SH SHARED 01 38,343

KKR FINANCIAL HLDGS LLC COM 48248A306 34.24 3,900 SH P SHARED 3,900 KKR FINANCIAL HLDGS LLC COM 48248A306 94.82 10,800 SH C SHARED 10,800 KKR FINANCIAL HLDGS LLC COM 48248A306 323.22 36,813 SH SHARED 36,813 KLA-TENCOR CORP COM 482480100 2251.69 63,914 SH SHARED 01 63,914 KLA-TENCOR CORP COM 482480100 338.21 9,600 SH SHARED 9,600 KLA-TENCOR CORP COM 482480100 672.89 19,100 SH P SHARED 19,100 KLA-TENCOR CORP COM 482480100 1042.81 29,600 SH C SHARED 29,600 KNIGHT CAP GROUP INC CL A COM 499005106 224.57 18,125 SH SHARED 01 18,125 KNIGHT CAP GROUP INC CL A COM 499005106 153.76 12,410 SH SHARED 12,410 KNIGHT CAP GROUP INC CL A COM 499005106 201.96 16,300 SH C SHARED 16,300 KNIGHT CAP GROUP INC CL A COM 499005106 786.77 63,500 SH P SHARED 63,500 KNIGHT TRANSN INC COM 499064103 59.21 3,063 SH SHARED 01 3,063 KNIGHT TRANSN INC COM 499064103 96.65 5,000 SH P SHARED 5,000 KNIGHT TRANSN INC COM 499064103 193.30 10,000 SH C SHARED 10,000 KNIGHT TRANSN INC COM 499064103 464.71 24,041 SH SHARED 24,041 KODIAK OIL & GAS CORP COM 50015Q100 158.99 46,900 SH SHARED 01 46,900 KODIAK OIL & GAS CORP COM 50015Q100 1.70 500 SH C SHARED 500 KOHLS CORP COM 500255104 2495.08 47,363 SH SHARED 01 47,363 KOHLS CORP COM 500255104 910.26 17,279 SH SHARED 17,279 KOHLS CORP COM 500255104 6463.84 122,700 SH P SHARED 122,700 KOHLS CORP COM 500255104 9919.64 188,300 SH C SHARED 188,300 KONA GRILL INC COM 50047H201 0.28 80 SH SOLE 80 KONAMI CORP SPONSORED ADR 50046R101 10.31 584 SH SOLE 584 KONGZHONG CORP SPONSORED ADR 50047P104 8.57 1,394 SH SOLE 1,394 KONINKLIJKE PHILIPS ELECTRS NY REG SH NEW 500472303 7692.10 245,597 SH SHARED 01 245,597 KONINKLIJKE PHILIPS ELECTRS NY REG SH NEW 500472303 39.15 1,250 SH SHARED 17 1,250 KONINKLIJKE PHILIPS ELECTRS NY REG SH NEW 500472303 301.52 9,627 SH SHARED 9,627 KOPIN CORP COM 500600101 31.24 8,800 SH SHARED 01 8,800 KOPPERS HOLDINGS INC COM 50060P106 16.12 600 SH SHARED 01 600 KOPPERS HOLDINGS INC COM 50060P106 24.18 900 SH C SHARED 900 KOREA ELECTRIC PWR SPONSORED ADR 500631106 2936.14 227,080 SH SHARED 01 227,080 KOREA ELECTRIC PWR SPONSORED ADR 500631106 26.79 2,072 SH SHARED 21 2,072 KOREA ELECTRIC PWR SPONSORED ADR 500631106 29.74 2,300 SH SHARED 2,300 KOREA ELECTRIC PWR SPONSORED ADR 500631106 11520.89 891,020 SH SHARED 891,020 KOREA EQUITY FD INC COM 50063B104 3.07 278 SH SHARED 01 278 KOREA EQUITY FD INC COM 50063B104 25.64 2,320 SH SHARED 2,320 KOREA FD COM NEW 500634209 58.17 1,385 SH SHARED 01 1,385 KOREA FD COM NEW 500634209 26.04 620 SH SHARED 620 KOREA FD COM NEW 500634209 98.07 2,335 SH SHARED 2,335 KORN FERRY INTL COM NEW 500643200 163.88 9,908 SH SHARED 01 9,908 KOSS CORP COM 500692108 2.72 500 SH SHARED 01 500 KOSS CORP COM 500692108 5.52 1,017 SH SHARED 1,017 KRAFT FOODS INC CL A 50075N104 61360.73 1,988,358 SH SHARED 01 1,988,358 KRAFT FOODS INC CL A 50075N104 6416.20 207,913 SH SHARED 20 207,913 KRAFT FOODS INC CL A 50075N104 22.16 718 SH SHARED 21 718 KRAFT FOODS INC CL A 50075N104 3567.85 115,614 SH SHARED 115,614 KRAFT FOODS INC CL A 50075N104 6462.08 209,400 SH P SHARED 209,400 KRAFT FOODS INC CL A 50075N104 34195.97 1,108,100 SH C SHARED 1,108,100 KRAFT FOODS INC CL A 50075N104 59169.61 1,917,356 SH SHARED 1,917,356

KRATON PERFORMANCE POLYMERS COM 50077C106 2842.69 104,703 SH SHARED 01 104,703 KRATON PERFORMANCE POLYMERS COM 50077C106 7.11 262 SH SHARED 21 262 KRISPY KREME DOUGHNUTS INC COM 501014104 29.35 6,409 SH SHARED 01 6,409 KRISPY KREME DOUGHNUTS INC COM 501014104 2.29 500 SH C SHARED 500 KROGER CO COM 501044101 11338.60 523,481 SH SHARED 01 523,481 KROGER CO COM 501044101 1580.10 72,950 SH SHARED 20 72,950 KROGER CO COM 501044101 49.69 2,294 SH SHARED 21 2,294 KROGER CO COM 501044101 2326.28 107,400 SH P SHARED 107,400 KROGER CO COM 501044101 3064.89 141,500 SH C SHARED 141,500 KROGER CO COM 501044101 8512.16 392,990 SH SHARED 392,990 KROGER CO COM 501044101 54958.13 2,537,310 SH SHARED 2,537,310 K-SWISS INC CL A 482686102 6.38 500 SH C SOLE 500 KT CORP SPONSORED ADR 48268K101 2106.48 102,956 SH SHARED 01 102,956 KT CORP SPONSORED ADR 48268K101 2.46 120 SH SHARED 21 120 KT CORP SPONSORED ADR 48268K101 7143.53 349,146 SH SHARED 349,146 KU6 MEDIA CO LTD SPONSORED ADR 48274B103 2.76 634 SH SOLE 634 KUBOTA CORP ADR 501173207 825.16 17,911 SH SHARED 01 17,911 KUBOTA CORP ADR 501173207 73.02 1,585 SH SHARED 1,585 KULICKE & SOFFA INDS INC COM 501242101 203.08 32,808 SH SHARED 01 32,808 KULICKE & SOFFA INDS INC COM 501242101 373.26 60,300 SH C SHARED 60,300 KVH INDS INC COM 482738101 1.88 125 SH SHARED 01 125 KYOCERA CORP ADR 501556203 35.20 370 SH SHARED 01 370 KYOCERA CORP ADR 501556203 84.48 888 SH SHARED 888 L & L ENERGY INC COM 50162D100 4.01 500 SH SHARED 01 500 L & L ENERGY INC COM 50162D100 20.05 2,500 SH C SHARED 2,500 L & L ENERGY INC COM 50162D100 44.11 5,500 SH P SHARED 5,500 L & L ENERGY INC COM 50162D100 89.02 11,100 SH SHARED 11,100 L-1 IDENTITY SOLUTIONS INC COM 50212A106 264.73 22,569 SH SHARED 01 22,569 L-1 IDENTITY SOLUTIONS INC COM 50212A106 627.48 53,494 SH SHARED 53,494 L-1 IDENTITY SOLUTIONS INC COM 50212A106 1297.34 110,600 SH C SHARED 110,600 L-1 IDENTITY SOLUTIONS INC COM 50212A106 5643.30 481,100 SH P SHARED 481,100 L-3 COMMUNICATIONS DEBT 3.000% CORP 8/0 502413AW7 16.12 16,000 PRN SHARED 01 16,000 L-3 COMMUNICATIONS HLDGS INC COM 502424104 5052.83 69,916 SH SHARED 01 69,916 L-3 COMMUNICATIONS HLDGS INC COM 502424104 520.34 7,200 SH SHARED 7,200 L-3 COMMUNICATIONS HLDGS INC COM 502424104 832.77 11,523 SH SHARED 11,523 L-3 COMMUNICATIONS HLDGS INC COM 502424104 1387.58 19,200 SH C SHARED 19,200 L-3 COMMUNICATIONS HLDGS INC COM 502424104 1647.76 22,800 SH P SHARED 22,800 LA BARGE INC COM 502470107 2.89 231 SH SHARED 01 231 LA Z BOY INC COM 505336107 249.94 29,614 SH SHARED 01 29,614 LA Z BOY INC COM 505336107 8.44 1,000 SH C SHARED 1,000 LABOPHARM INC COM 504905100 1.58 1,600 SH SHARED 01 1,600 LABOPHARM INC COM 504905100 5.94 5,997 SH SHARED 5,997 LABORATORY CORP AMER HLDGS COM NEW 50540R409 8686.12 110,750 SH SHARED 01 110,750 LABORATORY CORP AMER HLDGS COM NEW 50540R409 359.29 4,581 SH SHARED 20 4,581 LABORATORY CORP AMER HLDGS COM NEW 50540R409 13.73 175 SH SHARED 21 175 LABORATORY CORP AMER HLDGS COM NEW 50540R409 70.59 900 SH P SHARED 900 LABORATORY CORP AMER HLDGS COM NEW 50540R409 291.52 3,717 SH SHARED 3,717 LABORATORY CORP AMER HLDGS COM NEW 50540R409 454.89 5,800 SH SHARED 5,800 LABORATORY CORP AMER HLDGS COM NEW 50540R409 1176.45 15,000 SH C SHARED 15,000

LACLEDE GROUP INC COM 505597104 629.09 18,277 SH SHARED 01 18,277 LACROSSE FOOTWEAR INC COM 505688101 6.91 500 SH SHARED 01 500 LADISH INC COM NEW 505754200 12.42 399 SH SHARED 01 399 LAKES ENTMNT INC COM 51206P109 0.30 176 SH SHARED 01 176 LAM RESEARCH CORP COM 512807108 3199.14 76,443 SH SHARED 01 76,443 LAM RESEARCH CORP COM 512807108 359.91 8,600 SH C SHARED 8,600 LAM RESEARCH CORP COM 512807108 393.39 9,400 SH SHARED 9,400 LAM RESEARCH CORP COM 512807108 523.13 12,500 SH P SHARED 12,500 LAMAR ADVERTISING CO CL A 512815101 2.64 83 SH SHARED 01 83 LAMAR ADVERTISING CO CL A 512815101 121.36 3,814 SH SHARED 3,814 LAMAR ADVERTISING CO CL A 512815101 159.10 5,000 SH C SHARED 5,000 LAMAR ADVERTISING CO CL A 512815101 168.65 5,300 SH P SHARED 5,300 LAMAR NOTE ADVERTISING CO 2.875%12/3 512815AH4 8.72 9,000 PRN SHARED 01 9,000 LAN AIRLINES S A SPONSORED ADR 501723100 110.99 3,770 SH SHARED 01 3,770 LAN AIRLINES S A SPONSORED ADR 501723100 483.08 16,409 SH SHARED 16,409 LANCASTER COLONY CORP COM 513847103 438.66 9,235 SH SHARED 01 9,235 LANCE INC COM 514606102 21.07 989 SH SHARED 01 989 LANCE INC COM 514606102 229.21 10,761 SH SHARED 10,761 LANDAUER INC COM 51476K103 3669.87 58,596 SH SHARED 01 58,596 LANDAUER INC COM 51476K103 34.63 553 SH SHARED 21 553 LANDAUER INC COM 51476K103 178.12 2,844 SH SHARED 2,844 LANDMARK BANCORP INC COM 51504L107 31.77 2,100 SH SHARED 01 2,100 LANDRYS RESTAURANTS INC COM 51508L103 26837.32 1,095,848 SH SOLE 1,095,848 LANDSTAR SYS INC COM 515098101 1951.58 50,533 SH SHARED 01 50,533 LANDSTAR SYS INC COM 515098101 164.52 4,260 SH SHARED 20 4,260 LANDSTAR SYS INC COM 515098101 11.78 305 SH SHARED 21 305 LANDSTAR SYS INC COM 515098101 623.13 16,135 SH SHARED 16,135 LANNET INC COM 516012101 3.27 715 SH SHARED 01 715 LANTRONIX INC COM NEW 516548203 3.80 1,151 SH SOLE 1,151 LAPORTE BANCORP INC COM 516650108 8.00 1,100 SH SOLE 1,100 LAS VEGAS SANDS CORP COM 517834107 14400.72 413,220 SH SHARED 01 413,220 LAS VEGAS SANDS CORP COM 517834107 1642.65 47,135 SH SHARED 20 47,135 LAS VEGAS SANDS CORP COM 517834107 791.10 22,700 SH SHARED 22,700 LAS VEGAS SANDS CORP COM 517834107 3149.39 90,370 SH SHARED 90,370 LAS VEGAS SANDS CORP COM 517834107 16152.98 463,500 SH P SHARED 463,500 LAS VEGAS SANDS CORP COM 517834107 35278.66 1,012,300 SH C SHARED 1,012,300 LASALLE HOTEL COM SH BEN PPTYS INT 517942108 254.39 10,876 SH SHARED 01 10,876 LASALLE HOTEL COM SH BEN PPTYS INT 517942108 16.05 686 SH SHARED 21 686 LASALLE HOTEL COM SH BEN PPTYS INT 517942108 11.70 500 SH P SHARED 500 LASALLE HOTEL COM SH BEN PPTYS INT 517942108 704.04 30,100 SH C SHARED 30,100 LASALLE HOTEL COM SH BEN PPTYS INT 517942108 980.60 41,924 SH SHARED 41,924 LASERCARD CORP COM 51807U101 4.78 1,000 SH SHARED 01 1,000 LATTICE SEMICONDUCTOR CORP COM 518415104 79.18 16,669 SH SHARED 01 16,669 LATTICE SEMICONDUCTOR CORP COM 518415104 1.90 400 SH C SHARED 400 LATTICE SEMICONDUCTOR CORP COM 518415104 4.75 1,000 SH P SHARED 1,000 LATTICE SEMICONDUCTOR CORP COM 518415104 216.70 45,620 SH SHARED 45,620 LAUDER ESTEE COS INC CL A 518439104 2611.15 41,296 SH SHARED 01 41,296 LAUDER ESTEE COS INC CL A 518439104 5272.43 83,385 SH SHARED 20 83,385 LAUDER ESTEE COS INC CL A 518439104 32.37 512 SH SHARED 21 512

LAUDER ESTEE COS INC CL A 518439104 524.81 8,300 SH SHARED 8,300 LAUDER ESTEE COS INC CL A 518439104 725.63 11,476 SH SHARED 11,476 LAUDER ESTEE COS INC CL A 518439104 1296.22 20,500 SH P SHARED 20,500 LAUDER ESTEE COS INC CL A 518439104 1662.95 26,300 SH C SHARED 26,300 LAWSON PRODS INC COM 520776105 61.08 4,000 SH SHARED 01 4,000 LAWSON SOFTWARE INC NEW COM 52078P102 7.32 864 SH SHARED 01 864 LAWSON SOFTWARE INC NEW COM 52078P102 5.08 600 SH C SHARED 600 LAWSON SOFTWARE INC NEW COM 52078P102 1972.25 232,851 SH SHARED 232,851 LAWSON SOFTWARE INC NEW COM 52078P102 2718.87 321,000 SH P SHARED 321,000 LAYNE CHRISTENSEN CO COM 521050104 258.77 9,995 SH SHARED 01 9,995 LAYNE CHRISTENSEN CO COM 521050104 6.42 248 SH SHARED 21 248 LAYNE CHRISTENSEN CO COM 521050104 1613.49 62,321 SH SHARED 62,321 LAZARD GLB TTL RET&INCM FD I COM 52106W103 1936.47 129,703 SH SHARED 01 129,703 LAZARD LTD SHS A G54050102 3417.35 97,416 SH SHARED 01 97,416 LAZARD LTD SHS A G54050102 10.14 289 SH SHARED 21 289 LAZARD LTD SHS A G54050102 14.03 400 SH C SHARED 400 LAZARD LTD SHS A G54050102 24.56 700 SH P SHARED 700 LAZARD WORLD DIVID & INCOME COM 521076109 1182.69 92,110 SH SHARED 01 92,110 LAZARD WORLD DIVID & INCOME COM 521076109 0.05 4 SH SHARED 21 4 LAZARD WORLD DIVID & INCOME COM 521076109 16.86 1,313 SH SHARED 1,313 LCA-VISION INC COM PAR $.001 501803308 0.76 137 SH SHARED 01 137 LDK SOLAR CO NOTE 4.750% LTD 4/1 50183LAB3 2913.75 3,000,000 PRN SOLE 3,000,000 LDK SOLAR CO LTD SPONSORED ADR 50183L107 72.84 7,086 SH SHARED 01 7,086 LDK SOLAR CO LTD SPONSORED ADR 50183L107 401.34 39,041 SH SHARED 39,041 LDK SOLAR CO LTD SPONSORED ADR 50183L107 5493.63 534,400 SH C SHARED 534,400 LDK SOLAR CO LTD SPONSORED ADR 50183L107 10654.19 1,036,400 SH P SHARED 1,036,400 LEADING BRANDS INC COM NEW 52170U207 1.18 604 SH SOLE 604 LEAP WIRELESS INTL INC COM NEW 521863308 33.63 2,723 SH SHARED 01 2,723 LEAP WIRELESS INTL INC COM NEW 521863308 2352.68 190,500 SH C SHARED 190,500 LEAP WIRELESS INTL INC COM NEW 521863308 3093.68 250,500 SH P SHARED 250,500 LEAPFROG ENTERPRISES INC CL A 52186N106 1423.64 259,788 SH SHARED 01 259,788 LEAR CORP COM NEW 521865204 16445.54 208,356 SH SHARED 01 208,356 LEAR CORP COM NEW 521865204 3.16 40 SH SHARED 20 40 LEAR CORP COM NEW 521865204 9.39 119 SH SHARED 21 119 LEAR CORP COM NEW 521865204 378.86 4,800 SH C SHARED 4,800 LEAR CORP COM NEW 521865204 757.73 9,600 SH P SHARED 9,600 LECG CORP COM 523234102 3.12 2,836 SH SHARED 01 2,836 LECG CORP COM 523234102 0.85 770 SH SHARED 20 770 LECROY CORP COM 52324W109 19.32 2,445 SH SOLE 2,445 LEE ENTERPRISES INC COM 523768109 27.78 10,365 SH SHARED 01 10,365 LEGACY BANCORP INC CL A 52463G105 2521.59 318,382 SH SHARED 01 318,382 LEGACY BANCORP INC CL A 52463G105 12.48 1,576 SH SHARED 1,576 LEGACY RESERVES LP UNIT LP INT 524707304 796.57 32,302 SH SHARED 01 32,302 LEGG MASON INC COM 524901105 3210.56 105,924 SH SHARED 01 105,924 LEGG MASON INC COM 524901105 142.46 4,700 SH P SHARED 4,700 LEGG MASON INC COM 524901105 275.82 9,100 SH SHARED 9,100 LEGG MASON INC COM 524901105 457.68 15,100 SH C SHARED 15,100 LEGG MASON INC COM 524901105 38665.95 1,275,683 SH SHARED 1,275,683 LEGGETT & PLATT INC COM 524660107 1069.88 47,007 SH SHARED 01 47,007

LEGGETT & PLATT INC COM 524660107 18.21 800 SH P SHARED 800 LEGGETT & PLATT INC COM 524660107 40.97 1,800 SH C SHARED 1,800 LEGGETT & PLATT INC COM 524660107 268.57 11,800 SH SHARED 11,800 LEGGETT & PLATT INC COM 524660107 700.62 30,783 SH SHARED 30,783 LENDER PROCESSING SVCS INC COM 52602E102 354.03 10,654 SH SHARED 01 10,654 LENDER PROCESSING SVCS INC COM 52602E102 19.94 600 SH C SHARED 600 LENDER PROCESSING SVCS INC COM 52602E102 53.17 1,600 SH SHARED 1,600 LENDER PROCESSING SVCS INC COM 52602E102 166.15 5,000 SH P SHARED 5,000 LENDER PROCESSING SVCS INC COM 52602E102 210.84 6,345 SH SHARED 6,345 LENNAR CORP CL A 526057104 1500.92 97,589 SH SHARED 01 97,589 LENNAR CORP CL A 526057104 2085.53 135,600 SH P SHARED 135,600 LENNAR CORP CL A 526057104 5549.10 360,800 SH C SHARED 360,800 LENNAR CORP CL B 526057302 11.88 964 SH SOLE 964 LENNOX INTL INC COM 526107107 18.14 435 SH SHARED 01 435 LENNOX INTL INC COM 526107107 3.75 90 SH SHARED 20 90 LENNOX INTL INC COM 526107107 313.84 7,528 SH SHARED 7,528 LEUCADIA NATL CORP COM 527288104 6067.43 256,877 SH SHARED 01 256,877 LEUCADIA NATL CORP COM 527288104 40.15 1,700 SH C SHARED 1,700 LEUCADIA NATL CORP COM 527288104 219.67 9,300 SH P SHARED 9,300 LEUCADIA NATL CORP COM 527288104 375.09 15,880 SH SHARED 15,880 LEUCADIA NATL CORP COM 527288104 398.49 16,871 SH SHARED 16,871 LEVEL 3 COMMUNICATIONS INC COM 52729N100 1410.84 1,505,704 SH SHARED 01 1,505,704 LEVEL 3 COMMUNICATIONS INC COM 52729N100 37.57 40,100 SH SHARED 40,100 LEVEL 3 COMMUNICATIONS INC COM 52729N100 55.40 59,121 SH SHARED 59,121 LEVEL 3 COMMUNICATIONS INC COM 52729N100 78.61 83,900 SH C SHARED 83,900 LEVEL 3 COMMUNICATIONS INC COM 52729N100 104.48 111,500 SH P SHARED 111,500 LEXICON PHARMACEUTICALS INC COM 528872104 37.84 23,650 SH SHARED 01 23,650 LEXINGTON REALTY TRUST COM 529043101 155.35 21,697 SH SHARED 01 21,697 LEXINGTON REALTY TRUST COM 529043101 575.85 80,426 SH SHARED 80,426 LEXINGTON PFD CONV SER REALTY TRUST C 529043309 0.34 8 SH SOLE 8 LEXMARK INTL NEW CL A 529771107 5327.81 119,404 SH SHARED 01 119,404 LEXMARK INTL NEW CL A 529771107 1124.42 25,200 SH C SHARED 25,200 LEXMARK INTL NEW CL A 529771107 5867.53 131,500 SH P SHARED 131,500 LEXMARK INTL NEW CL A 529771107 15097.36 338,354 SH SHARED 338,354 LG DISPLAY CO LTD SPONS ADR REP 50186V102 769.33 44,113 SH SHARED 01 44,113 LG DISPLAY CO LTD SPONS ADR REP 50186V102 30816.99 1,767,029 SH SHARED 1,767,029 LGL GROUP INC COM 50186A108 20.90 952 SH SOLE 952 LHC GROUP INC COM 50187A107 5.59 241 SH SHARED 01 241 LHC GROUP INC COM 50187A107 216.99 9,357 SH SHARED 9,357 LIBBEY INC COM 529898108 3.95 300 SH SHARED 01 300 LIBERTY ACQUISITION *W EXP HLDGS CO 12/12/201 53015Y115 1.58 970 SH SOLE 970 LIBERTY ACQUISITION HLDGS CO COM 53015Y107 3171.04 308,167 SH SOLE 308,167 LIBERTY ACQUISITION UNIT HLDGS CO 99/99/9999 53015Y206 14.49 1,317 SH SOLE 1,317 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 69.30 15,714 SH SHARED 01 15,714 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 40.96 9,287 SH SHARED 9,287 LIBERTY ALL-STAR GROWTH FD I COM 529900102 313.18 82,200 SH SHARED 01 82,200 LIBERTY ALL-STAR GROWTH FD I COM 529900102 22.99 6,033 SH SHARED 6,033 LIBERTY GLOBAL INC COM SER A 530555101 215.61 6,998 SH SHARED 01 6,998 LIBERTY GLOBAL INC COM SER A 530555101 3.08 100 SH C SHARED 100

LIBERTY GLOBAL INC COM SER A 530555101 110.92 3,600 SH P SHARED 3,600 LIBERTY GLOBAL INC COM SER A 530555101 367.81 11,938 SH SHARED 11,938 LIBERTY GLOBAL INC COM SER A 530555101 1323.66 42,962 SH SHARED 42,962 LIBERTY GLOBAL INC COM SER B 530555200 32.17 1,027 SH SOLE 1,027 LIBERTY GLOBAL INC COM SER C 530555309 377.20 12,343 SH SHARED 01 12,343 LIBERTY GLOBAL INC COM SER C 530555309 215.30 7,045 SH SHARED 7,045 LIBERTY GLOBAL INC COM SER C 530555309 656.52 21,483 SH SHARED 21,483 LIBERTY MEDIA DEB 3.500% CORP 1/1 530715AN1 15.98 30,000 PRN SHARED 01 30,000 LIBERTY MEDIA CORP NEW CAP COM SER A 53071M302 2202.14 42,300 SH SHARED 01 42,300 LIBERTY MEDIA CORP NEW CAP COM SER A 53071M302 0.10 2 SH SHARED 2 LIBERTY MEDIA CORP NEW CAP COM SER A 53071M302 104.12 2,000 SH C SHARED 2,000 LIBERTY MEDIA CORP NEW CAP COM SER B 53071M401 48.30 918 SH SOLE 918 LIBERTY MEDIA DEB 3.125% CORP NEW 3/3 530718AF2 6.61 6,000 PRN SHARED 01 6,000 LIBERTY MEDIA DEB 3.125% CORP NEW 3/3 530718AF2 25469.71 23,128,000 PRN SHARED 23,128,000 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 366.04 26,699 SH SHARED 01 26,699 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 17.47 1,274 SH SHARED 21 1,274 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 0.16 12 SH SHARED 12 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 8.23 600 SH C SHARED 600 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 341.38 24,900 SH SHARED 24,900 LIBERTY MEDIA CORP NEW INT COM SER B 53071M203 28.73 2,106 SH SOLE 2,106 LIBERTY MEDIA LIB STAR COM CORP NEW A 53071M708 1260.29 19,410 SH SHARED 01 19,410 LIBERTY MEDIA LIB STAR COM CORP NEW A 53071M708 64.93 1,000 SH C SHARED 1,000 LIBERTY MEDIA LIB STAR COM CORP NEW A 53071M708 4517.76 69,579 SH SHARED 69,579 LIBERTY MEDIA LIB STAR COM CORP NEW B 53071M807 10.31 159 SH SOLE 159 LIBERTY PPTY TR SH BEN INT 531172104 1395.78 43,755 SH SHARED 01 43,755 LIBERTY PPTY TR SH BEN INT 531172104 38.28 1,200 SH P SHARED 1,200 LIBERTY PPTY TR SH BEN INT 531172104 54.23 1,700 SH C SHARED 1,700 LIBERTY PPTY TR SH BEN INT 531172104 1079.30 33,834 SH SHARED 33,834 LIBERTY PPTY TR SH BEN INT 531172104 2401.59 75,285 SH SHARED 75,285 LIFE PARTNERS HOLDINGS INC COM 53215T106 185.26 9,735 SH SHARED 01 9,735 LIFE PARTNERS HOLDINGS INC COM 53215T106 15.22 800 SH P SHARED 800 LIFE PARTNERS HOLDINGS INC COM 53215T106 81.83 4,300 SH C SHARED 4,300 LIFE TECHNOLOGIES CORP COM 53217V109 4028.23 86,276 SH SHARED 01 86,276 LIFE TECHNOLOGIES CORP COM 53217V109 1729.63 37,045 SH SHARED 20 37,045 LIFE TECHNOLOGIES CORP COM 53217V109 99.87 2,139 SH SHARED 2,139 LIFE TECHNOLOGIES CORP COM 53217V109 298.82 6,400 SH C SHARED 6,400 LIFE TECHNOLOGIES CORP COM 53217V109 492.30 10,544 SH SHARED 10,544 LIFE TECHNOLOGIES CORP COM 53217V109 494.91 10,600 SH P SHARED 10,600 LIFE TIME FITNESS INC COM 53217R207 502.18 12,723 SH SHARED 01 12,723 LIFE TIME FITNESS INC COM 53217R207 299.97 7,600 SH P SHARED 7,600 LIFE TIME FITNESS INC COM 53217R207 749.93 19,000 SH C SHARED 19,000 LIFEPOINT HOSPITALS INC COM 53219L109 1522.76 43,433 SH SHARED 01 43,433 LIFEPOINT HOSPITALS INC COM 53219L109 208.26 5,940 SH SHARED 5,940 LIFEPOINT NOTE 3.500% HOSPITALS INC 5/1 53219LAH2 865.65 870,000 PRN SOLE 870,000 LIFEWAY FOODS INC COM 531914109 342.43 32,550 SH SHARED 01 32,550 LIFEWAY FOODS INC COM 531914109 9.90 941 SH SHARED 21 941 LIGAND PHARMACEUTICALS INC CL B 53220K207 11.92 7,544 SH SHARED 01 7,544 LIGAND PHARMACEUTICALS INC CL B 53220K207 9019.66 5,708,644 SH SHARED 5,708,644 LIGHTBRIDGE CORP COM 53224K104 18.35 3,110 SH SOLE 3,110

LIGHTBRIDGE CORP COM 53224K104 25.96 4,400 SH C SOLE 4,400 LIHUA INTL INC COM 532352101 97.92 11,307 SH SOLE 11,307 LILLY ELI & CO COM 532457108 31178.68 853,509 SH SHARED 01 853,509 LILLY ELI & CO COM 532457108 560.74 15,350 SH SHARED 20 15,350 LILLY ELI & CO COM 532457108 15.53 425 SH SHARED 21 425 LILLY ELI & CO COM 532457108 2324.44 63,631 SH SHARED 63,631 LILLY ELI & CO COM 532457108 4311.75 118,033 SH SHARED 118,033 LILLY ELI & CO COM 532457108 24763.69 677,900 SH C SHARED 677,900 LILLY ELI & CO COM 532457108 26294.29 719,800 SH P SHARED 719,800 LIME ENERGY CO COM NEW 53261U205 1.80 501 SH SHARED 01 501 LIME ENERGY CO COM NEW 53261U205 2641.35 735,753 SH SHARED 735,753 LIMELIGHT NETWORKS INC COM 53261M104 0.15 25 SH SHARED 01 25 LIMITED BRANDS INC COM 532716107 4936.17 184,323 SH SHARED 01 184,323 LIMITED BRANDS INC COM 532716107 31.65 1,182 SH SHARED 1,182 LIMITED BRANDS INC COM 532716107 211.56 7,900 SH C SHARED 7,900 LIMITED BRANDS INC COM 532716107 350.82 13,100 SH P SHARED 13,100 LIMITED BRANDS INC COM 532716107 615.94 23,000 SH SHARED 23,000 LIMONEIRA CO COM 532746104 2.32 115 SH SOLE 115 LIN TV CORP CL A 532774106 4.44 1,000 SH SHARED 01 1,000 LINCARE HLDGS INC COM 532791100 34.33 1,369 SH SHARED 01 1,369 LINCARE HLDGS INC COM 532791100 139.19 5,550 SH C SHARED 5,550 LINCARE HLDGS INC COM 532791100 389.99 15,550 SH P SHARED 15,550 LINCARE HLDGS INC COM 532791100 640.92 25,555 SH SHARED 25,555 LINCOLN EDL SVCS CORP COM 533535100 1.01 70 SH SHARED 01 70 LINCOLN EDL SVCS CORP COM 533535100 1.15 80 SH SHARED 80 LINCOLN ELEC HLDGS INC COM 533900106 944.03 16,327 SH SHARED 01 16,327 LINCOLN ELEC HLDGS INC COM 533900106 12.84 222 SH SHARED 21 222 LINCOLN ELEC HLDGS INC COM 533900106 11.56 200 SH C SHARED 200 LINCOLN ELEC HLDGS INC COM 533900106 543.57 9,401 SH SHARED 9,401 LINCOLN NATL CORP IND COM 534187109 13680.30 571,919 SH SHARED 01 571,919 LINCOLN NATL CORP IND COM 534187109 8.85 370 SH SHARED 20 370 LINCOLN NATL CORP IND COM 534187109 793.33 33,166 SH SHARED 21 33,166 LINCOLN NATL CORP IND COM 534187109 521.96 21,821 SH SHARED 21,821 LINCOLN NATL CORP IND COM 534187109 2853.66 119,300 SH P SHARED 119,300 LINCOLN NATL CORP IND COM 534187109 3640.00 152,174 SH SHARED 152,174 LINCOLN NATL CORP IND COM 534187109 4630.91 193,600 SH C SHARED 193,600 LINCOLN NATL CORP IND PFD A CONV $3 534187208 120.02 314 SH SOLE 314 LINDSAY CORP COM 535555106 4250.34 98,115 SH SHARED 01 98,115 LINDSAY CORP COM 535555106 14.73 340 SH SHARED 21 340 LINDSAY CORP COM 535555106 121.30 2,800 SH C SHARED 2,800 LINDSAY CORP COM 535555106 121.30 2,800 SH P SHARED 2,800 LINDSAY CORP COM 535555106 1050.86 24,258 SH SHARED 24,258 LINEAR TECHNOLOGY CORP COM 535678106 3689.87 120,074 SH SHARED 01 120,074 LINEAR TECHNOLOGY CORP COM 535678106 325.74 10,600 SH SHARED 10,600 LINEAR TECHNOLOGY CORP COM 535678106 4529.60 147,400 SH C SHARED 147,400 LINEAR TECHNOLOGY CORP COM 535678106 6385.69 207,800 SH P SHARED 207,800 LINEAR NOTE 3.125% TECHNOLOGY CORP 5/0 535678AD8 9.01 9,000 PRN SHARED 01 9,000 LINN ENERGY LLC UNIT LTD LIAB 536020100 16105.73 503,934 SH SHARED 01 503,934 LINN ENERGY LLC UNIT LTD LIAB 536020100 930.04 29,100 SH C SHARED 29,100

LINN ENERGY LLC UNIT LTD LIAB 536020100 2623.92 82,100 SH P SHARED 82,100 LINN ENERGY LLC UNIT LTD LIAB 536020100 17474.10 546,749 SH SHARED 546,749 LIONBRIDGE TECHNOLOGIES INC COM 536252109 67.20 15,629 SH SOLE 15,629 LIONS GATE ENTMNT CORP COM NEW 535919203 216.99 29,523 SH SHARED 01 29,523 LIONS GATE ENTMNT CORP COM NEW 535919203 1.98 270 SH SHARED 20 270 LIONS GATE ENTMNT CORP COM NEW 535919203 33.08 4,500 SH C SHARED 4,500 LIONS GATE ENTMNT CORP COM NEW 535919203 147.74 20,100 SH SHARED 20,100 LIONS GATE ENTMNT CORP COM NEW 535919203 262.40 35,700 SH P SHARED 35,700 LIONS GATE NOTE ENTMNT CORP 2.938%10/1 535919AF1 1.97 2,000 PRN SHARED 01 2,000 LIQUIDITY SERVICES INC COM 53635B107 492.60 30,768 SH SHARED 01 30,768 LIQUIDITY SERVICES INC COM 53635B107 12.71 794 SH SHARED 21 794 LITHIA MTRS INC CL A 536797103 17.01 1,774 SH SHARED 01 1,774 LITTELFUSE INC COM 537008104 33.74 772 SH SHARED 01 772 LITTELFUSE INC COM 537008104 8.74 200 SH P SHARED 200 LIVE NATION ENTERTAINMENT IN COM 538034109 1725.75 174,671 SH SHARED 01 174,671 LIVE NATION ENTERTAINMENT IN COM 538034109 13.83 1,400 SH P SHARED 1,400 LIVE NATION ENTERTAINMENT IN COM 538034109 50.39 5,100 SH C SHARED 5,100 LIVEDEAL INC COM NEW 538144304 1.07 228 SH SOLE 228 LIVEPERSON INC COM 538146101 112.98 13,450 SH SHARED 01 13,450 LIZ CLAIBORNE INC COM 539320101 395.79 65,097 SH SHARED 01 65,097 LIZ CLAIBORNE INC COM 539320101 4.25 699 SH SHARED 21 699 LIZ CLAIBORNE INC COM 539320101 6.08 1,000 SH P SHARED 1,000 LIZ CLAIBORNE INC COM 539320101 1520.00 250,000 SH C SHARED 250,000 LJ INTL INC ORD G55312105 1.94 500 SH SHARED 01 500 LKQ CORP COM 501889208 2176.28 104,629 SH SHARED 01 104,629 LKQ CORP COM 501889208 206.44 9,925 SH SHARED 20 9,925 LKQ CORP COM 501889208 43.24 2,079 SH SHARED 21 2,079 LKQ CORP COM 501889208 2.08 100 SH C SHARED 100 LKQ CORP COM 501889208 115.96 5,575 SH SHARED 5,575 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 5055.46 1,096,628 SH SHARED 01 1,096,628 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 33.62 7,293 SH SHARED 21 7,293 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 2990.08 648,608 SH SHARED 648,608 LML PMT SYS INC COM 50208P109 1.31 842 SH SOLE 842 LMP CAP & INCOME FD INC COM 50208A102 875.90 76,766 SH SHARED 01 76,766 LMP CAP & INCOME FD INC COM 50208A102 48.49 4,250 SH SHARED 4,250 LMP CORPORATE LN FD INC COM 50208B100 226.10 20,296 SH SHARED 01 20,296 LMP REAL ESTATE INCOME FD IN COM 50208C108 92.21 9,873 SH SHARED 01 9,873 LMP REAL ESTATE INCOME FD IN COM 50208C108 38.00 4,069 SH SHARED 4,069 LNB BANCORP INC COM 502100100 5.98 1,295 SH SHARED 01 1,295 LOCAL COM CORP COM 53954R105 5.75 1,300 SH SHARED 01 1,300 LOCAL COM CORP COM 53954R105 178.29 40,337 SH SHARED 40,337 LOCKHEED MARTIN CORP COM 539830109 28729.90 403,057 SH SHARED 01 403,057 LOCKHEED MARTIN CORP COM 539830109 6.34 89 SH SHARED 21 89 LOCKHEED MARTIN CORP COM 539830109 1342.70 18,837 SH SHARED 18,837 LOCKHEED MARTIN CORP COM 539830109 3656.38 51,296 SH SHARED 51,296 LOCKHEED MARTIN CORP COM 539830109 4119.98 57,800 SH C SHARED 57,800 LOCKHEED MARTIN CORP COM 539830109 7612.70 106,800 SH P SHARED 106,800 LODGENET INTERACTIVE CORP COM 540211109 961.65 343,447 SH SOLE 343,447 LOEWS CORP COM 540424108 6037.81 159,309 SH SHARED 01 159,309

LOEWS CORP COM 540424108 2.58 68 SH SHARED 21 68 LOEWS CORP COM 540424108 189.50 5,000 SH P SHARED 5,000 LOEWS CORP COM 540424108 341.10 9,000 SH C SHARED 9,000 LOEWS CORP COM 540424108 647.75 17,091 SH SHARED 17,091 LOEWS CORP COM 540424108 4643.77 122,527 SH SHARED 122,527 LOGITECH INTL S A SHS H50430232 268.67 15,414 SH SHARED 01 15,414 LOGITECH INTL S A SHS H50430232 201.23 11,545 SH SHARED 20 11,545 LOGITECH INTL S A SHS H50430232 19.82 1,137 SH SHARED 21 1,137 LOGITECH INTL S A SHS H50430232 1288.27 73,911 SH SHARED 73,911 LOGITECH INTL S A SHS H50430232 4676.66 268,311 SH SHARED 268,311 LOGITECH INTL S A SHS H50430232 5211.57 299,000 SH C SHARED 299,000 LOGITECH INTL S A SHS H50430232 6132.94 351,861 SH P SHARED 351,861 LOGMEIN INC COM 54142L109 1735.68 48,240 SH SHARED 01 48,240 LOGMEIN INC COM 54142L109 7.20 200 SH C SHARED 200 LOGMEIN INC COM 54142L109 10.79 300 SH P SHARED 300 LO-JACK CORP COM 539451104 0.19 50 SH SHARED 01 50 LO-JACK CORP COM 539451104 6.83 1,787 SH SHARED 1,787 LONGTOP FINL TECHNOLOGIES LT ADR 54318P108 312.56 7,943 SH SHARED 01 7,943 LONGTOP FINL TECHNOLOGIES LT ADR 54318P108 200.69 5,100 SH P SHARED 5,100 LONGTOP FINL TECHNOLOGIES LT ADR 54318P108 1188.37 30,200 SH C SHARED 30,200 LOOKSMART LTD COM NEW 543442503 2.68 1,326 SH SOLE 1,326 LOOPNET INC COM 543524300 89.01 7,518 SH SOLE 7,518 LORAL SPACE & COMMUNICATNS I COM 543881106 45.94 880 SH SHARED 01 880 LORILLARD INC COM 544147101 15995.42 199,171 SH SHARED 01 199,171 LORILLARD INC COM 544147101 145.76 1,815 SH SHARED 20 1,815 LORILLARD INC COM 544147101 730.02 9,090 SH SHARED 9,090 LORILLARD INC COM 544147101 2336.06 29,088 SH SHARED 29,088 LORILLARD INC COM 544147101 3597.89 44,800 SH P SHARED 44,800 LORILLARD INC COM 544147101 8344.21 103,900 SH C SHARED 103,900 LOUISANA BANCORP INC NEW COM 54619P104 52.79 3,739 SH SOLE 3,739 LOUISIANA PAC CORP COM 546347105 198.96 26,283 SH SHARED 01 26,283 LOUISIANA PAC CORP COM 546347105 2.05 271 SH SHARED 21 271 LOUISIANA PAC CORP COM 546347105 623.77 82,400 SH C SHARED 82,400 LOUISIANA PAC CORP COM 546347105 922.81 121,904 SH SHARED 121,904 LOUISIANA PAC CORP COM 546347105 2871.30 379,300 SH P SHARED 379,300 LOWES COS INC COM 548661107 22792.84 1,022,559 SH SHARED 01 1,022,559 LOWES COS INC COM 548661107 8932.94 400,760 SH SHARED 20 400,760 LOWES COS INC COM 548661107 1.34 60 SH SHARED 21 60 LOWES COS INC COM 548661107 2037.46 91,407 SH SHARED 91,407 LOWES COS INC COM 548661107 5964.80 267,600 SH P SHARED 267,600 LOWES COS INC COM 548661107 7852.77 352,300 SH C SHARED 352,300 LOWES COS INC COM 548661107 17890.11 802,607 SH SHARED 802,607 LRAD CORP COM 50213V109 0.47 300 SH SHARED 01 300 LRAD CORP COM 50213V109 1.35 860 SH SHARED 860 LSB CORP COM 50215P100 64.81 3,110 SH SOLE 3,110 LSB FINL CORP COM 501925101 4.16 416 SH SOLE 416 LSB INDS INC COM 502160104 1.86 100 SH C SOLE 100 LSI CORPORATION COM 502161102 515.75 113,352 SH SHARED 01 113,352 LSI CORPORATION COM 502161102 104.20 22,900 SH SHARED 22,900

LSI CORPORATION COM 502161102 221.59 48,700 SH P SHARED 48,700 LSI CORPORATION COM 502161102 712.08 156,500 SH C SHARED 156,500 LSI CORPORATION COM 502161102 829.33 182,271 SH SHARED 182,271 LTC PPTYS INC COM 502175102 87.74 3,438 SH SHARED 01 3,438 LTC PPTYS INC COM 502175102 375.25 14,704 SH SHARED 14,704 LTX-CREDENCE CORP COM 502403108 8.99 4,300 SH SHARED 01 4,300 LTX-CREDENCE CORP COM 502403108 44.09 21,094 SH SHARED 21,094 LUBRIZOL CORP COM 549271104 7577.81 71,509 SH SHARED 01 71,509 LUBRIZOL CORP COM 549271104 192.44 1,816 SH SHARED 1,816 LUBRIZOL CORP COM 549271104 328.51 3,100 SH SHARED 3,100 LUBRIZOL CORP COM 549271104 381.49 3,600 SH P SHARED 3,600 LUBRIZOL CORP COM 549271104 773.58 7,300 SH C SHARED 7,300 LUFKIN INDS INC COM 549764108 300.89 6,854 SH SHARED 01 6,854 LUFKIN INDS INC COM 549764108 8.78 200 SH C SHARED 200 LULULEMON ATHLETICA INC COM 550021109 4789.91 107,109 SH SHARED 01 107,109 LULULEMON ATHLETICA INC COM 550021109 41.14 920 SH SHARED 21 920 LULULEMON ATHLETICA INC COM 550021109 554.53 12,400 SH P SHARED 12,400 LULULEMON ATHLETICA INC COM 550021109 903.34 20,200 SH C SHARED 20,200 LULULEMON ATHLETICA INC COM 550021109 8234.74 184,140 SH SHARED 184,140 LUMBER LIQUIDATORS HLDGS INC COM 55003T107 3.24 132 SH SHARED 01 132 LUMINEX CORP DEL COM 55027E102 442.72 27,670 SH SHARED 01 27,670 LUXOTTICA GROUP S P A SPONSORED ADR 55068R202 228.55 8,378 SH SHARED 01 8,378 LUXOTTICA GROUP S P A SPONSORED ADR 55068R202 100.61 3,688 SH SHARED 3,688 M & F WORLDWIDE CORP COM 552541104 9.74 400 SH SHARED 01 400 M & F WORLDWIDE CORP COM 552541104 7.40 304 SH SHARED 304 M & T BK CORP COM 55261F104 2135.49 26,103 SH SHARED 01 26,103 M & T BK CORP COM 55261F104 20.45 250 SH SHARED 21 250 M & T BK CORP COM 55261F104 89.99 1,100 SH P SHARED 1,100 M & T BK CORP COM 55261F104 253.61 3,100 SH C SHARED 3,100 M & T BK CORP COM 55261F104 278.15 3,400 SH SHARED 3,400 M & T BK CORP COM 55261F104 3718.76 45,456 SH SHARED 45,456 M D C HLDGS INC COM 552676108 793.04 27,318 SH SHARED 01 27,318 M D C HLDGS INC COM 552676108 2.90 100 SH C SHARED 100 MACE SEC INTL INC COM NEW 554335208 1.43 3,406 SH SOLE 3,406 MACERICH CO COM 554382101 3735.66 86,977 SH SHARED 01 86,977 MACERICH CO COM 554382101 1.12 26 SH SHARED 21 26 MACERICH CO COM 554382101 30.07 700 SH C SHARED 700 MACERICH CO COM 554382101 423.49 9,860 SH SHARED 9,860 MACERICH CO COM 554382101 2319.56 54,006 SH SHARED 54,006 MACK CALI RLTY CORP COM 554489104 392.88 12,011 SH SHARED 01 12,011 MACK CALI RLTY CORP COM 554489104 160.28 4,900 SH C SHARED 4,900 MACK CALI RLTY CORP COM 554489104 1448.69 44,289 SH SHARED 44,289 MACK CALI RLTY CORP COM 554489104 1564.98 47,844 SH SHARED 47,844 MACKINAC FINL CORP COM 554571109 7.84 1,538 SH SOLE 1,538 MACQUARIE FT TR GB INF UT DI COM 55607W100 10.96 827 SH SHARED 01 827 MACQUARIE FT TR GB INF UT DI COM 55607W100 3.63 274 SH SHARED 274 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 1810.43 109,590 SH SHARED 01 109,590 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 16.64 1,007 SH SHARED 1,007 MACQUARIE MEMBERSHIP INFRASTR CO LLC INT 55608B105 662.98 42,773 SH SHARED 01 42,773

MACQUARIE MEMBERSHIP INFRASTR CO LLC INT 55608B105 1.55 100 SH P SHARED 100 MACQUARIE MEMBERSHIP INFRASTR CO LLC INT 55608B105 196.35 12,668 SH SHARED 12,668 MACQUARIE MEMBERSHIP INFRASTR CO LLC INT 55608B105 344.10 22,200 SH C SHARED 22,200 MACYS INC COM 55616P104 3775.31 163,575 SH SHARED 01 163,575 MACYS INC COM 55616P104 591.01 25,607 SH SHARED 25,607 MACYS INC COM 55616P104 2162.60 93,700 SH P SHARED 93,700 MACYS INC COM 55616P104 4041.31 175,100 SH C SHARED 175,100 MACYS INC COM 55616P104 8749.58 379,098 SH SHARED 379,098 MADDEN STEVEN LTD COM 556269108 1154.77 28,124 SH SHARED 01 28,124 MADISON CLAYMORE CALL &EQTY COM 556582104 231.66 26,059 SH SHARED 01 26,059 MADISON CLAYMORE CALL &EQTY COM 556582104 19.98 2,248 SH SHARED 2,248 MADISON SQUARE GARDEN INC CL A 55826P100 50.09 2,375 SH SHARED 01 2,375 MADISON SQUARE GARDEN INC CL A 55826P100 8.44 400 SH C SHARED 400 MADISON SQUARE GARDEN INC CL A 55826P100 10.55 500 SH P SHARED 500 MADISON STRTG SECTOR PREM FD COM 558268108 76.15 6,176 SH SHARED 01 6,176 MADISON STRTG SECTOR PREM FD COM 558268108 21.85 1,772 SH SHARED 1,772 MAG SILVER CORP COM 55903Q104 5.56 724 SH SOLE 724 MAG SILVER CORP COM 55903Q104 15.36 2,000 SH C SOLE 2,000 MAGAL SECURITY SYS LTD ORD M6786D104 6.05 2,018 SH SOLE 2,018 MAGELLAN HEALTH SVCS INC COM NEW 559079207 2021.73 42,797 SH SHARED 01 42,797 MAGELLAN MIDSTREAM COM UNIT RP PRTNRS LP LP 559080106 95003.45 1,846,520 SH SHARED 01 1,846,520 MAGELLAN MIDSTREAM COM UNIT RP PRTNRS LP LP 559080106 77.18 1,500 SH C SHARED 1,500 MAGELLAN MIDSTREAM COM UNIT RP PRTNRS LP LP 559080106 236.67 4,600 SH P SHARED 4,600 MAGELLAN MIDSTREAM COM UNIT RP PRTNRS LP LP 559080106 10597.21 205,971 SH SHARED 205,971 MAGELLAN PETE CORP COM 559091301 16.07 8,500 SH SHARED 01 8,500 MAGELLAN PETE CORP COM 559091301 5.12 2,708 SH SHARED 2,708 MAGIC SOFTWARE ENTERPRISES L ORD 559166103 6.26 2,502 SH SOLE 2,502 MAGMA DESIGN AUTOMATION COM 559181102 0.74 200 SH C SOLE 200 MAGMA DESIGN AUTOMATION COM 559181102 179.88 48,617 SH SOLE 48,617 MAGNA INTL INC COM 559222401 4055.34 49,299 SH SHARED 01 49,299 MAGNA INTL INC COM 559222401 16.86 205 SH SHARED 21 205 MAGNA INTL INC COM 559222401 57.58 700 SH C SHARED 700 MAGNA INTL INC COM 559222401 255.01 3,100 SH P SHARED 3,100 MAGNA INTL INC COM 559222401 720.60 8,760 SH SHARED 8,760 MAGNA INTL INC COM 559222401 2123.54 25,815 SH SHARED 25,815 MAGNUM HUNTER RES CORP DEL COM 55973B102 4.14 1,000 SH SHARED 01 1,000 MAGNUM HUNTER RES CORP DEL COM 55973B102 310.50 75,000 SH C SHARED 75,000 MAGYAR TELEKOM TELECOMMUNS P SPONSORED ADR 559776109 39.29 2,409 SH SOLE 2,409 MAHANAGAR TEL SPONS ADR NIGAM LTD 2001 559778402 133.50 47,678 SH SOLE 47,678 MAIDEN HOLDINGS LTD SHS G5753U112 7.61 1,000 SH SHARED 01 1,000 MAIDEN HOLDINGS LTD SHS G5753U112 0.76 100 SH C SHARED 100 MAIDEN HOLDINGS LTD SHS G5753U112 66.49 8,737 SH SHARED 8,737 MAIDENFORM BRANDS INC COM 560305104 1470.48 50,970 SH SHARED 01 50,970 MAIN STREET CAPITAL CORP COM 56035L104 178.76 11,250 SH SOLE 11,250 MAINE & MARITIMES CORP COM 560377103 611.72 13,624 SH SHARED 01 13,624 MAINE & MARITIMES CORP COM 560377103 48.54 1,081 SH SHARED 1,081 MAINSOURCE FINANCIAL GP INC COM 56062Y102 31.87 4,172 SH SHARED 01 4,172 MAKEMUSIC INC COM NEW 56086P202 12.02 2,091 SH SHARED 01 2,091 MAKEMUSIC INC COM NEW 56086P202 9.75 1,696 SH SHARED 1,696

MAKEMYTRIP LIMITED MAURITIUS SHS V5633W109 204.06 5,262 SH SHARED 01 5,262 MAKITA CORP ADR NEW 560877300 1086.69 34,023 SH SHARED 01 34,023 MAKITA CORP ADR NEW 560877300 230.77 7,225 SH SHARED 20 7,225 MAKITA CORP ADR NEW 560877300 12.94 405 SH SHARED 21 405 MAKITA CORP ADR NEW 560877300 50.94 1,595 SH SHARED 1,595 MAKO SURGICAL CORP COM 560879108 424.69 44,331 SH SHARED 01 44,331 MANAGED DURATION INVT GRD FU COM 56165R103 15.63 1,024 SH SHARED 01 1,024 MANAGED DURATION INVT GRD FU COM 56165R103 65.45 4,289 SH SHARED 4,289 MANAGED HIGH YIELD PLUS FD I COM 561911108 103.35 45,934 SH SHARED 01 45,934 MANAGEMENT NETWORK GROUP INC COM NEW 561693201 0.66 225 SH SOLE 225 MANHATTAN ASSOCS INC COM 562750109 27.65 942 SH SHARED 01 942 MANHATTAN ASSOCS INC COM 562750109 4.37 149 SH SHARED 21 149 MANHATTAN ASSOCS INC COM 562750109 437.08 14,892 SH SHARED 14,892 MANHATTAN BRIDGE CAPITAL INC COM 562803106 4.65 3,242 SH SOLE 3,242 MANITEX INTL INC COM 563420108 7.17 3,000 SH SHARED 01 3,000 MANITEX INTL INC COM 563420108 4.00 1,675 SH SHARED 1,675 MANITOWOC INC COM 563571108 3976.80 328,390 SH SHARED 01 328,390 MANITOWOC INC COM 563571108 1070.52 88,400 SH C SHARED 88,400 MANITOWOC INC COM 563571108 2043.94 168,781 SH SHARED 168,781 MANITOWOC INC COM 563571108 5996.87 495,200 SH P SHARED 495,200 MANNATECH INC COM 563771104 27.68 13,500 SH SHARED 01 13,500 MANNATECH INC COM 563771104 0.83 406 SH SHARED 406 MANNKIND CORP COM 56400P201 55.43 8,200 SH SHARED 01 8,200 MANNKIND CORP COM 56400P201 770.64 114,000 SH P SHARED 114,000 MANNKIND CORP COM 56400P201 1235.05 182,700 SH C SHARED 182,700 MANNKIND CORP COM 56400P201 1255.53 185,729 SH SHARED 185,729 MANPOWER INC COM 56418H100 1704.80 32,659 SH SHARED 01 32,659 MANPOWER INC COM 56418H100 15.66 300 SH C SHARED 300 MANPOWER INC COM 56418H100 193.14 3,700 SH SHARED 3,700 MANPOWER INC COM 56418H100 516.52 9,895 SH SHARED 9,895 MANTECH INTL CORP CL A 564563104 91.48 2,310 SH SHARED 01 2,310 MANTECH INTL CORP CL A 564563104 75.52 1,907 SH SHARED 1,907 MANULIFE FINL CORP COM 56501R106 4296.49 340,181 SH SHARED 01 340,181 MANULIFE FINL CORP COM 56501R106 183.39 14,520 SH SHARED 20 14,520 MANULIFE FINL CORP COM 56501R106 16.99 1,345 SH SHARED 21 1,345 MANULIFE FINL CORP COM 56501R106 32.84 2,600 SH C SHARED 2,600 MANULIFE FINL CORP COM 56501R106 303.12 24,000 SH P SHARED 24,000 MANULIFE FINL CORP COM 56501R106 1212.48 96,000 SH SHARED 96,000 MANULIFE FINL CORP COM 56501R106 5109.50 404,553 SH SHARED 404,553 MAP PHARMACEUTICALS INC COM 56509R108 7.65 500 SH SHARED 01 500 MAP PHARMACEUTICALS INC COM 56509R108 3987.18 260,600 SH SHARED 13 260,600 MARATHON OIL CORP COM 565849106 19341.29 584,329 SH SHARED 01 584,329 MARATHON OIL CORP COM 565849106 127.10 3,840 SH SHARED 20 3,840 MARATHON OIL CORP COM 565849106 19.50 589 SH SHARED 21 589 MARATHON OIL CORP COM 565849106 9718.16 293,600 SH P SHARED 293,600 MARATHON OIL CORP COM 565849106 9754.57 294,700 SH C SHARED 294,700 MARATHON OIL CORP COM 565849106 11795.95 356,373 SH SHARED 356,373 MARATHON OIL CORP COM 565849106 14772.36 446,295 SH SHARED 446,295 MARINE PETE TR UNIT BEN INT 568423107 14.34 790 SH SOLE 790

MARINE PRODS CORP COM 568427108 16.58 2,700 SH SHARED 01 2,700 MARINE PRODS CORP COM 568427108 2.93 478 SH SHARED 478 MARINER ENERGY INC COM 56845T305 17.45 720 SH SHARED 01 720 MARINER ENERGY INC COM 56845T305 4.85 200 SH C SHARED 200 MARINER ENERGY INC COM 56845T305 365.87 15,100 SH P SHARED 15,100 MARINER ENERGY INC COM 56845T305 580.99 23,978 SH SHARED 23,978 MARKEL CORP COM 570535104 2288.42 6,641 SH SHARED 01 6,641 MARKEL CORP COM 570535104 330.81 960 SH SHARED 20 960 MARKEL CORP COM 570535104 28.26 82 SH SHARED 21 82 MARKEL CORP COM 570535104 415.58 1,206 SH SHARED 1,206 MARKET 2000+ DEPOSITARY HOLDRS TR RCT 57059Y204 14.40 300 SH SHARED 01 300 MARKET VECTORS ETF TR AFRICA ETF 57060U787 122.61 3,815 SH SHARED 01 3,815 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 4.59 100 SH P SHARED 01 100 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 11746.59 256,196 SH SHARED 01 256,196 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 231.54 5,050 SH SHARED 17 5,050 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 29.80 650 SH SHARED 650 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 275.10 6,000 SH P SHARED 6,000 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 481.43 10,500 SH C SHARED 10,500 MARKET VECTORS BRAZL SMCP ETF TR ETF 57060U613 1916.36 34,105 SH SHARED 01 34,105 MARKET VECTORS BRAZL SMCP ETF TR ETF 57060U613 16.86 300 SH P SHARED 300 MARKET VECTORS BRAZL SMCP ETF TR ETF 57060U613 36.97 658 SH SHARED 658 MARKET VECTORS BRAZL SMCP ETF TR ETF 57060U613 90.75 1,615 SH SHARED 1,615 MARKET VECTORS BRAZL SMCP ETF TR ETF 57060U613 1073.23 19,100 SH C SHARED 19,100 MARKET VECTORS ETF TR COAL ETF 57060U837 717.78 19,197 SH SHARED 01 19,197 MARKET VECTORS ETF TR COAL ETF 57060U837 44.87 1,200 SH C SHARED 1,200 MARKET VECTORS ETF TR COAL ETF 57060U837 44.87 1,200 SH P SHARED 1,200 MARKET VECTORS ETF TR GAMING ETF 57060U829 52.15 1,868 SH SOLE 1,868 MARKET VECTORS GBL ALTER ETF TR ENRG 57060U407 698.13 33,857 SH SHARED 01 33,857 MARKET VECTORS GOLD MINER ETF TR ETF 57060U100 548.11 9,800 SH P SHARED 01 9,800 MARKET VECTORS GOLD MINER ETF TR ETF 57060U100 64020.27 1,144,650 SH SHARED 01 1,144,650 MARKET VECTORS GOLD MINER ETF TR ETF 57060U100 17925.12 320,492 SH SHARED 320,492 MARKET VECTORS GOLD MINER ETF TR ETF 57060U100 32931.58 588,800 SH P SHARED 588,800 MARKET VECTORS GOLD MINER ETF TR ETF 57060U100 653669.01 11,687,270 SH C SHARED 11,687,270 MARKET VECTORS ETF TR GULF STS ETF 57060U779 43.69 1,966 SH SOLE 1,966 MARKET VECTORS HG YLD MUN ETF TR ETF 57060U878 6624.32 212,686 SH SHARED 01 212,686 MARKET VECTORS HG YLD MUN ETF TR ETF 57060U878 40.65 1,305 SH SHARED 1,305 MARKET VECTORS INDIA SMALL ETF TR CP 57060U563 10.77 500 SH SHARED 01 500 MARKET VECTORS ETF TR INDONESIA ETF 57060U753 5916.94 68,317 SH SHARED 01 68,317 MARKET VECTORS ETF TR INDONESIA ETF 57060U753 1828.16 21,108 SH SHARED 21,108 MARKET VECTORS JR GOLD ETF TR MINERS E 57060U589 11114.52 332,770 SH SHARED 01 332,770 MARKET VECTORS JR GOLD ETF TR MINERS E 57060U589 688.04 20,600 SH P SHARED 20,600 MARKET VECTORS JR GOLD ETF TR MINERS E 57060U589 2797.35 83,753 SH SHARED 83,753 MARKET VECTORS JR GOLD ETF TR MINERS E 57060U589 2842.34 85,100 SH C SHARED 85,100 MARKET VECTORS LAT AM SML ETF TR CAP 57060U530 14.57 500 SH SHARED 01 500 MARKET VECTORS MKTVEC ETF TR INTMUETF 57060U845 8884.06 396,610 SH SHARED 01 396,610 MARKET VECTORS MKTVEC ETF TR LMUNETF 57060U886 3705.88 193,822 SH SHARED 01 193,822 MARKET VECTORS MKTVEC ETF TR SMUNETF 57060U803 700.59 39,559 SH SHARED 01 39,559 MARKET VECTORS MKTVEC ETF TR SMUNETF 57060U803 27.13 1,532 SH SHARED 1,532 MARKET VECTORS ETF TR MV ENVIR SVCS 57060U209 46.40 1,015 SH SHARED 01 1,015

MARKET VECTORS ETF TR MV ENVIR SVCS 57060U209 36.44 797 SH SHARED 797 MARKET VECTORS MV STEEL ETF TR INDEX 57060U308 563.56 8,944 SH SHARED 01 8,944 MARKET VECTORS MV STEEL ETF TR INDEX 57060U308 50.41 800 SH P SHARED 800 MARKET VECTORS MV STEEL ETF TR INDEX 57060U308 69.31 1,100 SH C SHARED 1,100 MARKET VECTORS MV STEEL ETF TR INDEX 57060U308 7873.10 124,950 SH SHARED 124,950 MARKET VECTORS NUC ENERGY ETF TR ETF 57060U704 1922.20 90,970 SH SHARED 01 90,970 MARKET VECTORS NUC ENERGY ETF TR ETF 57060U704 29.39 1,391 SH SHARED 1,391 MARKET VECTORS PRE-RF MUN ETF TR ETF 57060U738 211.14 8,301 SH SHARED 01 8,301 MARKET VECTORS PRE-RF MUN ETF TR ETF 57060U738 6.36 250 SH SHARED 250 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 3231.69 99,345 SH SHARED 01 99,345 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 178.92 5,500 SH SHARED 17 5,500 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 585.54 18,000 SH P SHARED 18,000 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 2560.11 78,700 SH C SHARED 78,700 MARKET VECTORS ETF TR RVE HARD ETF 57060U795 304.40 9,024 SH SHARED 01 9,024 MARKET VECTORS SOLAR ENRG ETF TR ETF 57060U811 17.86 1,375 SH SHARED 01 1,375 MARKET VECTORS VECTRS POL ETF TR ETF 57060U571 116.01 4,445 SH SHARED 01 4,445 MARKET VECTORS ETF TR VIETNAM ETF 57060U761 1826.27 74,694 SH SHARED 01 74,694 MARKETAXESS HLDGS INC COM 57060D108 6181.09 364,022 SH SOLE 364,022 MARKWEST ENERGY UNIT LTD PARTNERS L P PARTN 570759100 10229.66 284,790 SH SHARED 01 284,790 MARKWEST ENERGY UNIT LTD PARTNERS L P PARTN 570759100 46.70 1,300 SH P SHARED 1,300 MARKWEST ENERGY UNIT LTD PARTNERS L P PARTN 570759100 190.38 5,300 SH C SHARED 5,300 MARKWEST ENERGY UNIT LTD PARTNERS L P PARTN 570759100 7179.69 199,880 SH SHARED 199,880 MARRIOTT INTL INC NEW CL A 571903202 10864.09 303,212 SH SHARED 01 303,212 MARRIOTT INTL INC NEW CL A 571903202 1516.79 42,333 SH SHARED 17 42,333 MARRIOTT INTL INC NEW CL A 571903202 38.52 1,075 SH SHARED 21 1,075 MARRIOTT INTL INC NEW CL A 571903202 593.70 16,570 SH SHARED 16,570 MARRIOTT INTL INC NEW CL A 571903202 687.94 19,200 SH P SHARED 19,200 MARRIOTT INTL INC NEW CL A 571903202 11386.77 317,800 SH C SHARED 317,800 MARSH & MCLENNAN COS INC COM 571748102 18442.37 764,609 SH SHARED 01 764,609 MARSH & MCLENNAN COS INC COM 571748102 26.48 1,098 SH SHARED 21 1,098 MARSH & MCLENNAN COS INC COM 571748102 82.01 3,400 SH P SHARED 3,400 MARSH & MCLENNAN COS INC COM 571748102 349.74 14,500 SH C SHARED 14,500 MARSH & MCLENNAN COS INC COM 571748102 735.66 30,500 SH SHARED 30,500 MARSH & MCLENNAN COS INC COM 571748102 2219.52 92,020 SH SHARED 92,020 MARSHALL & ILSLEY CORP NEW COM 571837103 1698.60 241,279 SH SHARED 01 241,279 MARSHALL & ILSLEY CORP NEW COM 571837103 7.67 1,090 SH SHARED 20 1,090 MARSHALL & ILSLEY CORP NEW COM 571837103 55.62 7,900 SH P SHARED 7,900 MARSHALL & ILSLEY CORP NEW COM 571837103 135.70 19,275 SH SHARED 19,275 MARSHALL & ILSLEY CORP NEW COM 571837103 170.37 24,200 SH C SHARED 24,200 MARTEK BIOSCIENCES CORP COM 572901106 1044.28 46,146 SH SHARED 01 46,146 MARTEK BIOSCIENCES CORP COM 572901106 16.11 712 SH SHARED 21 712 MARTEK BIOSCIENCES CORP COM 572901106 314.56 13,900 SH C SHARED 13,900 MARTEK BIOSCIENCES CORP COM 572901106 375.66 16,600 SH SHARED 16,600 MARTEK BIOSCIENCES CORP COM 572901106 1709.76 75,553 SH SHARED 75,553 MARTEN TRANS LTD COM 573075108 1333.22 57,516 SH SHARED 01 57,516 MARTHA STEWART LIVING OMNIME CL A 573083102 32.31 6,817 SH SHARED 01 6,817 MARTHA STEWART LIVING OMNIME CL A 573083102 3.79 800 SH C SHARED 800 MARTIN MARIETTA MATLS INC COM 573284106 1449.81 18,836 SH SHARED 01 18,836 MARTIN MARIETTA MATLS INC COM 573284106 169.33 2,200 SH SHARED 2,200

MARTIN MARIETTA MATLS INC COM 573284106 1195.42 15,531 SH SHARED 15,531 MARTIN MARIETTA MATLS INC COM 573284106 1246.91 16,200 SH C SHARED 16,200 MARTIN MARIETTA MATLS INC COM 573284106 2255.22 29,300 SH P SHARED 29,300 MARTIN MIDSTREAM PRTNRS L P UNIT L P INT 573331105 552.27 16,915 SH SHARED 01 16,915 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 13796.51 787,922 SH SHARED 01 787,922 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 990.98 56,595 SH SHARED 20 56,595 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 563.82 32,200 SH SHARED 32,200 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 2790.95 159,392 SH SHARED 159,392 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 10374.68 592,500 SH C SHARED 592,500 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 11924.31 681,000 SH P SHARED 681,000 MASCO CORP COM 574599106 795.23 72,228 SH SHARED 01 72,228 MASCO CORP COM 574599106 3.47 315 SH SHARED 20 315 MASCO CORP COM 574599106 1.60 145 SH SHARED 21 145 MASCO CORP COM 574599106 17.62 1,600 SH P SHARED 1,600 MASCO CORP COM 574599106 25.32 2,300 SH C SHARED 2,300 MASCO CORP COM 574599106 256.53 23,300 SH SHARED 23,300 MASCO CORP COM 574599106 5540.68 503,241 SH SHARED 503,241 MASCO CORP NOTE 7/2 574599BB1 0.00 5,000 PRN SHARED 01 5,000 MASIMO CORP COM 574795100 814.22 29,814 SH SHARED 01 29,814 MASIMO CORP COM 574795100 7.97 292 SH SHARED 21 292 MASIMO CORP COM 574795100 2.73 100 SH P SHARED 100 MASIMO CORP COM 574795100 3.85 141 SH SHARED 141 MASIMO CORP COM 574795100 13.66 500 SH C SHARED 500 MASSACHUSETTS HEALTH & ED TX SH BEN INT 575672100 13.72 1,000 SH SHARED 01 1,000 MASSACHUSETTS HEALTH & ED TX SH BEN INT 575672100 1.37 100 SH SHARED 100 MASSEY ENERGY NOTE 3.250% CO 8/0 576203AJ2 168.63 190,000 PRN SHARED 01 190,000 MASSEY ENERGY NOTE 3.250% CO 8/0 576203AJ2 621.25 700,000 PRN SHARED 700,000 MASSEY ENERGY COMPANY COM 576206106 3796.38 122,385 SH SHARED 01 122,385 MASSEY ENERGY COMPANY COM 576206106 560.84 18,080 SH SHARED 18,080 MASSEY ENERGY COMPANY COM 576206106 8980.29 289,500 SH P SHARED 289,500 MASSEY ENERGY COMPANY COM 576206106 16456.11 530,500 SH C SHARED 530,500 MASSMUTUAL CORPORATE INVS IN COM 576292106 1356.38 45,731 SH SHARED 01 45,731 MASSMUTUAL CORPORATE INVS IN COM 576292106 11.57 390 SH SHARED 390 MASSMUTUAL PARTN INVS SH BEN INT 576299101 268.43 19,409 SH SHARED 01 19,409 MASTEC INC COM 576323109 17.52 1,698 SH SHARED 01 1,698 MASTERCARD INC CL A 57636Q104 24644.03 110,018 SH SHARED 01 110,018 MASTERCARD INC CL A 57636Q104 3800.16 16,965 SH SHARED 20 16,965 MASTERCARD INC CL A 57636Q104 67.87 303 SH SHARED 21 303 MASTERCARD INC CL A 57636Q104 1249.47 5,578 SH SHARED 5,578 MASTERCARD INC CL A 57636Q104 1416.35 6,323 SH SHARED 6,323 MASTERCARD INC CL A 57636Q104 46592.00 208,000 SH C SHARED 208,000 MASTERCARD INC CL A 57636Q104 48451.20 216,300 SH P SHARED 216,300 MATRIXX INITIATIVES INC COM 57685L105 3.71 728 SH SOLE 728 MATRIXX INITIATIVES INC COM 57685L105 4.08 800 SH P SOLE 800 MATRIXX INITIATIVES INC COM 57685L105 16.83 3,300 SH C SOLE 3,300 MATTEL INC COM 577081102 13438.31 572,818 SH SHARED 01 572,818 MATTEL INC COM 577081102 5.98 255 SH SHARED 20 255 MATTEL INC COM 577081102 6.33 270 SH SHARED 21 270 MATTEL INC COM 577081102 110.26 4,700 SH P SHARED 4,700

MATTEL INC COM 577081102 295.60 12,600 SH C SHARED 12,600 MATTEL INC COM 577081102 490.31 20,900 SH SHARED 20,900 MATTEL INC COM 577081102 141639.54 6,037,491 SH SHARED 6,037,491 MATTHEWS INTL CORP CL A 577128101 293.17 8,291 SH SHARED 01 8,291 MATTHEWS INTL CORP CL A 577128101 4.60 130 SH SHARED 20 130 MATTHEWS INTL CORP CL A 577128101 35.36 1,000 SH P SHARED 1,000 MATTSON TECHNOLOGY INC COM 577223100 9.08 3,300 SH SHARED 01 3,300 MAUI LD & PINEAPPLE INC COM 577345101 314.84 68,000 SH SHARED 01 68,000 MAUI LD & PINEAPPLE INC COM 577345101 5.02 1,084 SH SHARED 1,084 MAXCOM TELE COMUNICACIONE ADR REP PR SA CTF 57773A508 0.39 100 SH SHARED 01 100 MAXIM INTEGRATED PRODS INC COM 57772K101 625.14 33,773 SH SHARED 01 33,773 MAXIM INTEGRATED PRODS INC COM 57772K101 288.76 15,600 SH SHARED 15,600 MAXIM INTEGRATED PRODS INC COM 57772K101 460.90 24,900 SH P SHARED 24,900 MAXIM INTEGRATED PRODS INC COM 57772K101 2567.34 138,700 SH C SHARED 138,700 MAXIM INTEGRATED PRODS INC COM 57772K101 4812.60 260,000 SH SHARED 260,000 MAXIMUS INC COM 577933104 6.34 103 SH SHARED 21 103 MAXLINEAR INC CL A 57776J100 99.41 8,860 SH SHARED 01 8,860 MAXWELL TECHNOLOGIES INC COM 577767106 91.68 6,275 SH SHARED 01 6,275 MAXYGEN INC COM 577776107 2.90 500 SH SHARED 500 MAXYGEN INC COM 577776107 4.44 767 SH SHARED 767 MBIA INC COM 55262C100 253.76 25,250 SH SHARED 01 25,250 MBIA INC COM 55262C100 350.75 34,900 SH P SHARED 34,900 MBIA INC COM 55262C100 547.74 54,501 SH SHARED 54,501 MBIA INC COM 55262C100 672.35 66,900 SH C SHARED 66,900 MBT FINL CORP COM 578877102 0.42 231 SH SOLE 231 MCAFEE INC COM 579064106 756.44 16,006 SH SHARED 01 16,006 MCAFEE INC COM 579064106 524.59 11,100 SH SHARED 11,100 MCAFEE INC COM 579064106 6011.47 127,200 SH C SHARED 127,200 MCAFEE INC COM 579064106 6068.18 128,400 SH P SHARED 128,400 MCAFEE INC COM 579064106 7478.23 158,236 SH SHARED 158,236 MCCLATCHY CO CL A 579489105 264.45 67,291 SH SHARED 01 67,291 MCCLATCHY CO CL A 579489105 14.15 3,600 SH C SHARED 3,600 MCCLATCHY CO CL A 579489105 3379.48 859,918 SH SHARED 859,918 MCCORMICK & CO INC COM NON VTG 579780206 4371.74 103,990 SH SHARED 01 103,990 MCCORMICK & CO INC COM NON VTG 579780206 315.30 7,500 SH SHARED 7,500 MCCORMICK & CO INC COM NON VTG 579780206 1285.63 30,581 SH SHARED 30,581 MCCORMICK & CO INC COM VTG 579780107 1.01 24 SH SHARED 01 24 MCCORMICK & CO INC COM VTG 579780107 133.58 3,161 SH SHARED 3,161 MCDERMOTT INTL INC COM 580037109 1747.66 118,245 SH SHARED 01 118,245 MCDERMOTT INTL INC COM 580037109 9.31 630 SH SHARED 21 630 MCDERMOTT INTL INC COM 580037109 50.25 3,400 SH P SHARED 3,400 MCDERMOTT INTL INC COM 580037109 150.76 10,200 SH C SHARED 10,200 MCDONALDS CORP COM 580135101 179222.93 2,405,354 SH SHARED 01 2,405,354 MCDONALDS CORP COM 580135101 2302.73 30,905 SH SHARED 17 30,905 MCDONALDS CORP COM 580135101 5917.21 79,415 SH SHARED 20 79,415 MCDONALDS CORP COM 580135101 235.97 3,167 SH SHARED 21 3,167 MCDONALDS CORP COM 580135101 9916.68 133,092 SH SHARED 133,092 MCDONALDS CORP COM 580135101 32113.06 430,990 SH SHARED 430,990 MCDONALDS CORP COM 580135101 41882.29 562,103 SH P SHARED 562,103

MCDONALDS CORP COM 580135101 382491.87 5,133,430 SH C SHARED 5,133,430 MCG CAPITAL CORP COM 58047P107 79.09 13,542 SH SHARED 01 13,542 MCG CAPITAL CORP COM 58047P107 7.59 1,300 SH C SHARED 1,300 MCG CAPITAL CORP COM 58047P107 8.76 1,500 SH P SHARED 1,500 MCG CAPITAL CORP COM 58047P107 141.15 24,169 SH SHARED 24,169 MCGRATH RENTCORP COM 580589109 312.53 13,044 SH SHARED 01 13,044 MCGRAW HILL COS INC COM 580645109 6349.83 192,070 SH SHARED 01 192,070 MCGRAW HILL COS INC COM 580645109 6.94 210 SH SHARED 21 210 MCGRAW HILL COS INC COM 580645109 509.12 15,400 SH P SHARED 15,400 MCGRAW HILL COS INC COM 580645109 638.06 19,300 SH SHARED 19,300 MCGRAW HILL COS INC COM 580645109 2486.11 75,200 SH C SHARED 75,200 MCGRAW HILL COS INC COM 580645109 33048.73 999,659 SH SHARED 999,659 MCKESSON CORP COM 58155Q103 20459.87 331,173 SH SHARED 01 331,173 MCKESSON CORP COM 58155Q103 1113.58 18,025 SH SHARED 17 18,025 MCKESSON CORP COM 58155Q103 4.32 70 SH SHARED 21 70 MCKESSON CORP COM 58155Q103 920.52 14,900 SH SHARED 14,900 MCKESSON CORP COM 58155Q103 5152.45 83,400 SH P SHARED 83,400 MCKESSON CORP COM 58155Q103 7648.36 123,800 SH C SHARED 123,800 MCKESSON CORP COM 58155Q103 8246.15 133,476 SH SHARED 133,476 MCMORAN EXPLORATION CO COM 582411104 1669.09 96,984 SH SHARED 01 96,984 MCMORAN EXPLORATION CO COM 582411104 1146.19 66,600 SH P SHARED 66,600 MCMORAN EXPLORATION CO COM 582411104 2154.69 125,200 SH C SHARED 125,200 MCMORAN EXPLORATION CO PFD MAND CNV 582411500 78.09 659 SH SOLE 659 MDS INC COM 55269P302 0.09 9 SH SHARED 01 9 MDS INC COM 55269P302 82.48 8,166 SH SHARED 8,166 MDU RES GROUP INC COM 552690109 1249.47 62,630 SH SHARED 01 62,630 MDU RES GROUP INC COM 552690109 295.26 14,800 SH SHARED 14,800 MEAD JOHNSON NUTRITION CO COM 582839106 12896.38 226,610 SH SHARED 01 226,610 MEAD JOHNSON NUTRITION CO COM 582839106 15.25 268 SH SHARED 21 268 MEAD JOHNSON NUTRITION CO COM 582839106 621.40 10,919 SH SHARED 10,919 MEAD JOHNSON NUTRITION CO COM 582839106 1516.31 26,644 SH SHARED 26,644 MEAD JOHNSON NUTRITION CO COM 582839106 7495.05 131,700 SH C SHARED 131,700 MEAD JOHNSON NUTRITION CO COM 582839106 20003.87 351,500 SH P SHARED 351,500 MEADOWBROOK INS GROUP INC COM 58319P108 136.16 15,180 SH SHARED 01 15,180 MEADWESTVACO CORP COM 583334107 2412.62 98,959 SH SHARED 01 98,959 MEADWESTVACO CORP COM 583334107 21.94 900 SH C SHARED 900 MEADWESTVACO CORP COM 583334107 285.25 11,700 SH SHARED 11,700 MEADWESTVACO CORP COM 583334107 1298.72 53,270 SH SHARED 53,270 MEASUREMENT SPECIALTIES INC COM 583421102 13.86 750 SH SHARED 01 750 MECHEL OAO SPON ADR PFD 583840509 14.40 1,750 SH SOLE 1,750 MECHEL OAO SPONSORED ADR 583840103 382.74 15,371 SH SHARED 01 15,371 MECHEL OAO SPONSORED ADR 583840103 1395.67 56,051 SH SHARED 56,051 MEDALLION FINL CORP COM 583928106 0.78 100 SH SHARED 01 100 MEDASSETS INC COM 584045108 103.90 4,938 SH SHARED 01 4,938 MEDASSETS INC COM 584045108 105.20 5,000 SH P SHARED 5,000 MEDASSETS INC COM 584045108 9596.76 456,120 SH SHARED 456,120 MEDCO HEALTH SOLUTIONS INC COM 58405U102 23616.24 453,635 SH SHARED 01 453,635 MEDCO HEALTH SOLUTIONS INC COM 58405U102 2512.16 48,255 SH SHARED 20 48,255 MEDCO HEALTH SOLUTIONS INC COM 58405U102 62.89 1,208 SH SHARED 21 1,208

MEDCO HEALTH SOLUTIONS INC COM 58405U102 1520.15 29,200 SH SHARED 29,200 MEDCO HEALTH SOLUTIONS INC COM 58405U102 5903.60 113,400 SH P SHARED 113,400 MEDCO HEALTH SOLUTIONS INC COM 58405U102 6674.09 128,200 SH C SHARED 128,200 MEDCO HEALTH SOLUTIONS INC COM 58405U102 11562.73 222,104 SH SHARED 222,104 MEDIA GEN INC CL A 584404107 45.79 5,110 SH SHARED 01 5,110 MEDIAMIND TECHNOLOGIES INC COM 58449C100 9.07 657 SH SHARED 01 657 MEDIAMIND TECHNOLOGIES INC COM 58449C100 25.78 1,868 SH SHARED 1,868 MEDICAL ACTION INDS INC COM 58449L100 17.22 1,903 SH SHARED 01 1,903 MEDICAL PPTYS TRUST INC COM 58463J304 3439.64 339,215 SH SHARED 01 339,215 MEDICAL PPTYS TRUST INC COM 58463J304 28.39 2,800 SH P SHARED 2,800 MEDICAL PPTYS TRUST INC COM 58463J304 42.59 4,200 SH C SHARED 4,200 MEDICAL PPTYS TRUST INC COM 58463J304 690.24 68,071 SH SHARED 68,071 MEDICINES CO COM 584688105 152.01 10,705 SH SHARED 01 10,705 MEDICINES CO COM 584688105 46.86 3,300 SH C SHARED 3,300 MEDICINES CO COM 584688105 1519.51 107,008 SH SHARED 107,008 MEDICINES CO COM 584688105 2192.48 154,400 SH P SHARED 154,400 MEDICINOVA INC COM NEW 58468P206 1.17 223 SH SOLE 223 MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 132.80 4,479 SH SHARED 01 4,479 MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 100.81 3,400 SH C SHARED 3,400 MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 986.28 33,264 SH SHARED 33,264 MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 2188.17 73,800 SH P SHARED 73,800 MEDIFAST INC COM 58470H101 105.26 3,880 SH SHARED 01 3,880 MEDIFAST INC COM 58470H101 2.31 85 SH SHARED 21 85 MEDIFAST INC COM 58470H101 37.66 1,388 SH SHARED 1,388 MEDIFAST INC COM 58470H101 105.81 3,900 SH P SHARED 3,900 MEDIFAST INC COM 58470H101 252.31 9,300 SH C SHARED 9,300 MEDIVATION INC COM 58501N101 16.63 1,279 SH SHARED 01 1,279 MEDIVATION INC COM 58501N101 104.00 8,000 SH C SHARED 13 8,000 MEDIVATION INC COM 58501N101 128.70 9,900 SH P SHARED 9,900 MEDIVATION INC COM 58501N101 199.90 15,377 SH SHARED 15,377 MEDIVATION INC COM 58501N101 314.60 24,200 SH C SHARED 24,200 MEDIWARE INFORMATION SYS INC COM 584946107 13.59 1,292 SH SOLE 1,292 MEDNAX INC COM 58502B106 78.46 1,472 SH SHARED 01 1,472 MEDNAX INC COM 58502B106 7.46 140 SH SHARED 20 140 MEDNAX INC COM 58502B106 26.65 500 SH C SHARED 500 MEDNAX INC COM 58502B106 192.79 3,617 SH SHARED 3,617 MEDTOX SCIENTIFIC INC COM NEW 584977201 7.99 687 SH SOLE 687 MEDTRONIC INC COM 585055106 39914.73 1,188,646 SH SHARED 01 1,188,646 MEDTRONIC INC COM 585055106 1150.89 34,273 SH SHARED 20 34,273 MEDTRONIC INC COM 585055106 59.34 1,767 SH SHARED 21 1,767 MEDTRONIC INC COM 585055106 16764.51 499,241 SH SHARED 499,241 MEDTRONIC INC COM 585055106 43701.01 1,301,400 SH P SHARED 1,301,400 MEDTRONIC INC COM 585055106 49522.34 1,474,757 SH SHARED 1,474,757 MEDTRONIC INC COM 585055106 76676.57 2,283,400 SH C SHARED 2,283,400 NOTE 1.500% MEDTRONIC INC 4/1 585055AL0 19.02 19,000 PRN SHARED 01 19,000 NOTE 1.500% MEDTRONIC INC 4/1 585055AL0 127218.83 127,060,000 PRN SHARED 127,060,000 NOTE 1.625% MEDTRONIC INC 4/1 585055AM8 1245.44 1,247,000 PRN SHARED 01 1,247,000 NOTE 1.625% MEDTRONIC INC 4/1 585055AM8 80567.17 80,668,000 PRN SHARED 80,668,000 MELA SCIENCES INC COM 55277R100 229.18 35,150 SH SHARED 01 35,150

MELA SCIENCES INC COM 55277R100 1.63 250 SH SHARED 250 MELA SCIENCES INC COM 55277R100 106.93 16,400 SH C SHARED 16,400 MELA SCIENCES INC COM 55277R100 308.10 47,254 SH SHARED 47,254 MELA SCIENCES INC COM 55277R100 464.22 71,200 SH P SHARED 71,200 MELCO CROWN ENTMT LTD ADR 585464100 517.40 102,051 SH SHARED 01 102,051 MELCO CROWN ENTMT LTD ADR 585464100 1103.11 217,575 SH SHARED 217,575 MELLANOX TECHNOLOGIES LTD SHS M51363113 0.88 45 SH SHARED 01 45 MELLANOX TECHNOLOGIES LTD SHS M51363113 15.71 800 SH C SHARED 800 MELLANOX TECHNOLOGIES LTD SHS M51363113 157.12 8,000 SH P SHARED 8,000 MEMC ELECTR MATLS INC COM 552715104 5307.33 445,246 SH SHARED 01 445,246 MEMC ELECTR MATLS INC COM 552715104 213.37 17,900 SH SHARED 17,900 MEMC ELECTR MATLS INC COM 552715104 1790.38 150,200 SH C SHARED 150,200 MEMC ELECTR MATLS INC COM 552715104 2265.15 190,029 SH SHARED 190,029 MEMC ELECTR MATLS INC COM 552715104 8723.06 731,800 SH P SHARED 731,800 MEMSIC INC COM 586264103 0.48 200 SH SHARED 01 200 MEMSIC INC COM 586264103 0.21 87 SH SHARED 87 MENS WEARHOUSE INC COM 587118100 1645.86 69,183 SH SHARED 01 69,183 MENS WEARHOUSE INC COM 587118100 71.37 3,000 SH C SHARED 3,000 MENTOR GRAPHICS CORP COM 587200106 52.85 5,000 SH SHARED 01 5,000 MENTOR GRAPHICS CORP COM 587200106 10.57 1,000 SH P SHARED 1,000 MER TELEMANAGEMENT SOLUTIONS SHS M69676126 57.51 45,645 SH SOLE 45,645 MERCADOLIBRE INC COM 58733R102 3030.91 41,991 SH SHARED 01 41,991 MERCADOLIBRE INC COM 58733R102 1053.83 14,600 SH P SHARED 14,600 MERCADOLIBRE INC COM 58733R102 1530.58 21,205 SH SHARED 21,205 MERCADOLIBRE INC COM 58733R102 5326.88 73,800 SH C SHARED 73,800 MERCANTILE BANK CORP COM 587376104 3.15 700 SH SHARED 01 700 MERCHANTS BANCSHARES COM 588448100 66.61 2,671 SH SHARED 01 2,671 MERCK & CO INC NEW COM 58933Y105 146973.94 3,992,772 SH SHARED 01 3,992,772 MERCK & CO INC NEW COM 58933Y105 4987.76 135,500 SH SHARED 13 135,500 MERCK & CO INC NEW COM 58933Y105 1769.09 48,060 SH SHARED 20 48,060 MERCK & CO INC NEW COM 58933Y105 105.20 2,858 SH SHARED 21 2,858 MERCK & CO INC NEW COM 58933Y105 7226.17 196,310 SH SHARED 196,310 MERCK & CO INC NEW COM 58933Y105 29558.43 803,000 SH C SHARED 803,000 MERCK & CO INC NEW COM 58933Y105 41702.05 1,132,900 SH P SHARED 1,132,900 MERCK & CO INC NEW COM 58933Y105 54274.61 1,474,453 SH SHARED 1,474,453 MERCURY COMPUTER SYS COM 589378108 32.48 2,700 SH SHARED 01 2,700 MERCURY GENL CORP NEW COM 589400100 434.24 10,625 SH SHARED 01 10,625 MERCURY GENL CORP NEW COM 589400100 369.59 9,043 SH SHARED 9,043 MEREDITH CORP COM 589433101 184.27 5,532 SH SHARED 01 5,532 MEREDITH CORP COM 589433101 1235.60 37,094 SH SHARED 37,094 MERGE HEALTHCARE INC COM 589499102 59.00 20,345 SH SOLE 20,345 MERIDIAN BIOSCIENCE INC COM 589584101 1356.25 62,014 SH SHARED 01 62,014 MERIDIAN BIOSCIENCE INC COM 589584101 29.66 1,356 SH SHARED 21 1,356 MERIDIAN BIOSCIENCE INC COM 589584101 8.75 400 SH C SHARED 400 MERIDIAN BIOSCIENCE INC COM 589584101 153.09 7,000 SH P SHARED 7,000 MERIT MED SYS INC COM 589889104 51.18 3,221 SH SHARED 01 3,221 MERIT MED SYS INC COM 589889104 9.22 580 SH SHARED 20 580 MERITAGE HOMES CORP COM 59001A102 0.12 6 SH SHARED 01 6 MERITAGE HOMES CORP COM 59001A102 4.94 252 SH SHARED 21 252

MERITAGE HOMES CORP COM 59001A102 21.58 1,100 SH C SHARED 1,100 MERRIMAN HLDGS INC COM 590419107 52.71 21,428 SH SOLE 21,428 MERU NETWORKS INC COM 59047Q103 258.94 15,020 SH SHARED 01 15,020 MERU NETWORKS INC COM 59047Q103 33.50 1,943 SH SHARED 1,943 MESA LABS INC COM 59064R109 34.73 1,510 SH SOLE 1,510 MESA RTY TR UNIT BEN INT 590660106 46.25 1,000 SH SHARED 01 1,000 MESABI TR CTF BEN INT 590672101 601.89 16,581 SH SHARED 01 16,581 MESABI TR CTF BEN INT 590672101 39.93 1,100 SH P SHARED 1,100 MESABI TR CTF BEN INT 590672101 54.45 1,500 SH C SHARED 1,500 MESABI TR CTF BEN INT 590672101 79.39 2,187 SH SHARED 2,187 MET PRO CORP COM 590876306 188.35 18,667 SH SHARED 01 18,667 MET PRO CORP COM 590876306 4.36 432 SH SHARED 21 432 META FINL GROUP INC COM 59100U108 6.40 200 SH SHARED 01 200 METABOLIX INC COM 591018809 11.38 905 SH SHARED 01 905 METALICO INC COM 591176102 1.38 360 SH SHARED 01 360 METALICO INC COM 591176102 7.28 1,900 SH C SHARED 1,900 METALINK LTD SHS M69897110 0.01 10 SH SHARED 01 10 METALINK LTD SHS M69897110 2.54 2,736 SH SHARED 2,736 METALLINE MINING INC COM 591257100 14.87 22,663 SH SOLE 22,663 METALS USA HLDGS CORP COM 59132A104 1.36 105 SH SHARED 01 105 METALS USA HLDGS CORP COM 59132A104 9.58 738 SH SHARED 738 METHANEX CORP COM 59151K108 3990.84 162,958 SH SHARED 01 162,958 METHANEX CORP COM 59151K108 3.67 150 SH SHARED 150 METHANEX CORP COM 59151K108 75.92 3,100 SH P SHARED 3,100 METHANEX CORP COM 59151K108 281.64 11,500 SH C SHARED 11,500 METLIFE INC COM 59156R108 49472.88 1,286,681 SH SHARED 01 1,286,681 METLIFE INC COM 59156R108 1001.62 26,050 SH SHARED 20 26,050 METLIFE INC COM 59156R108 83.51 2,172 SH SHARED 21 2,172 METLIFE INC COM 59156R108 3256.75 84,701 SH SHARED 84,701 METLIFE INC COM 59156R108 6036.57 156,998 SH SHARED 156,998 METLIFE INC COM 59156R108 21143.66 549,900 SH P SHARED 549,900 METLIFE INC COM 59156R108 505543.45 13,148,074 SH C SHARED 13,148,074 METRO BANCORP INC PA COM 59161R101 168.54 16,221 SH SHARED 01 16,221 METROCORP BANCSHARES INC COM 591650106 2.14 788 SH SOLE 788 METROPCS COMMUNICATIONS INC COM 591708102 2608.95 249,422 SH SHARED 01 249,422 METROPCS COMMUNICATIONS INC COM 591708102 62.76 6,000 SH P SHARED 6,000 METROPCS COMMUNICATIONS INC COM 591708102 121.34 11,600 SH SHARED 11,600 METROPCS COMMUNICATIONS INC COM 591708102 155.85 14,900 SH C SHARED 14,900 METTLER TOLEDO INTERNATIONAL COM 592688105 1910.53 15,353 SH SHARED 01 15,353 METTLER TOLEDO INTERNATIONAL COM 592688105 135.64 1,090 SH SHARED 20 1,090 METTLER TOLEDO INTERNATIONAL COM 592688105 11.95 96 SH SHARED 21 96 METTLER TOLEDO INTERNATIONAL COM 592688105 112.00 900 SH SHARED 900 METTLER TOLEDO INTERNATIONAL COM 592688105 1309.36 10,522 SH SHARED 10,522 MEXCO ENERGY CORP COM 592770101 3.92 617 SH SOLE 617 MEXICAN RESTAURANTS INC COM 59283R104 20.87 10,279 SH SOLE 10,279 MEXICO EQUITY & INCOME FD COM 592834105 24.18 2,450 SH SOLE 2,450 MEXICO FD INC COM 592835102 33.85 1,338 SH SHARED 01 1,338 MEXICO FD INC COM 592835102 18.29 723 SH SHARED 723 MF GLOBAL HLDGS LTD COM 55277J108 877.95 121,938 SH SHARED 01 121,938

MF GLOBAL HLDGS LTD COM 55277J108 5.26 731 SH SHARED 21 731 MF GLOBAL HLDGS LTD COM 55277J108 7.92 1,100 SH P SHARED 1,100 MF GLOBAL HLDGS LTD COM 55277J108 39.60 5,500 SH C SHARED 5,500 MF GLOBAL HLDGS LTD COM 55277J108 68.49 9,512 SH SHARED 9,512 MFA FINANCIAL INC COM 55272X102 12551.82 1,645,062 SH SHARED 01 1,645,062 MFA FINANCIAL INC COM 55272X102 15.27 2,001 SH SHARED 21 2,001 MFA FINANCIAL INC COM 55272X102 13.73 1,800 SH P SHARED 1,800 MFA FINANCIAL INC COM 55272X102 19.08 2,500 SH C SHARED 2,500 MFRI INC COM 552721102 7.04 1,029 SH SOLE 1,029 MFS CALIF INSD MUN FD COM 59318C106 67.54 5,500 SH SHARED 01 5,500 MFS CALIF INSD MUN FD COM 59318C106 32.44 2,642 SH SHARED 2,642 MFS CHARTER INCOME TR SH BEN INT 552727109 610.49 62,422 SH SHARED 01 62,422 MFS GOVT MKTS INCOME TR SH BEN INT 552939100 148.72 19,568 SH SHARED 01 19,568 MFS GOVT MKTS INCOME TR SH BEN INT 552939100 24.43 3,215 SH SHARED 3,215 MFS HIGH INCOME MUN TR SH BEN INT 59318D104 19.92 3,830 SH SHARED 01 3,830 MFS INTER INCOME TR SH BEN INT 55273C107 647.59 93,990 SH SHARED 01 93,990 MFS INTER INCOME TR SH BEN INT 55273C107 41.40 6,009 SH SHARED 6,009 MFS INTERMARKET INCOME TRUST SH BEN INT 59318R103 675.39 79,928 SH SHARED 01 79,928 MFS INTERMARKET INCOME TRUST SH BEN INT 59318R103 5.21 616 SH SHARED 616 MFS INTERMEDIATE HIGH INC FD SH BEN INT 59318T109 386.24 130,048 SH SHARED 01 130,048 MFS INVT GRADE MUN TR SH BEN INT 59318B108 19.96 2,000 SH SHARED 01 2,000 MFS INVT GRADE MUN TR SH BEN INT 59318B108 70.39 7,053 SH SHARED 7,053 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 6108.12 877,604 SH SHARED 01 877,604 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 55.70 8,003 SH SHARED 8,003 MFS MUN INCOME TR SH BEN INT 552738106 16.87 2,350 SH SHARED 01 2,350 MGE ENERGY INC COM 55277P104 243.08 6,140 SH SHARED 01 6,140 MGIC INVT CORP WIS COM 552848103 1128.05 122,216 SH SHARED 01 122,216 MGIC INVT CORP WIS COM 552848103 1969.68 213,400 SH C SHARED 213,400 MGIC INVT CORP WIS COM 552848103 2158.90 233,900 SH P SHARED 233,900 MGIC INVT CORP WIS COM 552848103 17413.10 1,886,576 SH SHARED 1,886,576 MGM RESORTS INTERNATIONAL COM 552953101 969.63 85,960 SH SHARED 01 85,960 MGM RESORTS INTERNATIONAL COM 552953101 116.35 10,315 SH SHARED 10,315 MGM RESORTS INTERNATIONAL COM 552953101 3830.83 339,613 SH SHARED 339,613 MGM RESORTS INTERNATIONAL COM 552953101 4725.03 418,886 SH C SHARED 418,886 MGM RESORTS INTERNATIONAL COM 552953101 9577.85 849,100 SH P SHARED 849,100 MI DEVS INC CL A SUB VTG 55304X104 1333.09 121,300 SH SHARED 01 121,300 MI DEVS INC CL A SUB VTG 55304X104 21.79 1,983 SH SHARED 1,983 MICREL INC COM 594793101 114.42 11,604 SH SHARED 01 11,604 MICREL INC COM 594793101 611.00 61,968 SH SHARED 61,968 MICREL INC COM 594793101 1340.96 136,000 SH P SHARED 136,000 MICROCHIP TECHNOLOGY INC COM 595017104 8616.36 273,970 SH SHARED 01 273,970 MICROCHIP TECHNOLOGY INC COM 595017104 371.11 11,800 SH P SHARED 11,800 MICROCHIP TECHNOLOGY INC COM 595017104 415.14 13,200 SH SHARED 13,200 MICROCHIP TECHNOLOGY INC COM 595017104 2497.13 79,400 SH C SHARED 79,400 MICROFINANCIAL INC COM 595072109 9.89 2,535 SH SOLE 2,535 MICROMET INC COM 59509C105 33.60 5,000 SH P SHARED 5,000 MICROMET INC COM 59509C105 67.20 10,000 SH SHARED 10,000 MICROMET INC COM 59509C105 102.14 15,200 SH C SHARED 15,200 MICRON TECHNOLOGY INC COM 595112103 3440.22 477,145 SH SHARED 01 477,145

MICRON TECHNOLOGY INC COM 595112103 171.27 23,755 SH SHARED 20 23,755 MICRON TECHNOLOGY INC COM 595112103 311.04 43,140 SH SHARED 43,140 MICRON TECHNOLOGY INC COM 595112103 15527.46 2,153,600 SH C SHARED 2,153,600 MICRON TECHNOLOGY INC COM 595112103 44860.62 6,222,000 SH P SHARED 6,222,000 MICRONETICS INC DEL COM 595125105 3.31 636 SH SOLE 636 MICROS SYS INC COM 594901100 365.73 8,640 SH SHARED 01 8,640 MICROS SYS INC COM 594901100 666.44 15,744 SH SHARED 15,744 MICROSEMI CORP COM 595137100 36.68 2,142 SH SHARED 01 2,142 MICROSEMI CORP COM 595137100 2.83 165 SH SHARED 20 165 MICROSEMI CORP COM 595137100 20.55 1,200 SH C SHARED 1,200 MICROSOFT CORP COM 594918104 254471.77 10,390,844 SH SHARED 01 10,390,844 MICROSOFT CORP COM 594918104 549.92 22,455 SH SHARED 17 22,455 MICROSOFT CORP COM 594918104 12415.99 506,982 SH SHARED 20 506,982 MICROSOFT CORP COM 594918104 297.01 12,128 SH SHARED 21 12,128 MICROSOFT CORP COM 594918104 38767.08 1,582,976 SH SHARED 1,582,976 MICROSOFT CORP COM 594918104 134889.67 5,507,949 SH P SHARED 5,507,949 MICROSOFT CORP COM 594918104 219273.96 8,953,612 SH SHARED 8,953,612 MICROSOFT CORP COM 594918104 382494.62 15,618,400 SH C SHARED 15,618,400 MICROSTRATEGY INC CL A NEW 594972408 619.35 7,151 SH SHARED 01 7,151 MICROSTRATEGY INC CL A NEW 594972408 2173.91 25,100 SH P SHARED 25,100 MICROSTRATEGY INC CL A NEW 594972408 2399.10 27,700 SH C SHARED 27,700 MICROSTRATEGY INC CL A NEW 594972408 2669.67 30,824 SH SHARED 30,824 MICROTUNE INC DEL COM 59514P109 31.24 10,772 SH SOLE 10,772 MICROVISION INC DEL COM 594960106 4.16 1,900 SH SHARED 01 1,900 MICROVISION INC DEL COM 594960106 2.41 1,100 SH C SHARED 1,100 MICROVISION INC DEL COM 594960106 5.69 2,600 SH P SHARED 2,600 MICROVISION INC DEL COM 594960106 131.23 59,923 SH SHARED 59,923 MID PENN BANCORP INC COM 59540G107 4.20 612 SH SOLE 612 MID-AMER APT CMNTYS INC COM 59522J103 183.99 3,157 SH SHARED 01 3,157 MID-AMER APT CMNTYS INC COM 59522J103 5.83 100 SH SHARED 21 100 MID-AMER APT CMNTYS INC COM 59522J103 23.31 400 SH C SHARED 400 MID-AMER APT CMNTYS INC COM 59522J103 985.92 16,917 SH SHARED 16,917 MIDAS GROUP INC COM 595626102 9.25 1,216 SH SHARED 01 1,216 MIDDLEBURG FINANCIAL CORP COM 596094102 5.07 360 SH SOLE 360 MIDDLEBY CORP COM 596278101 1092.72 17,238 SH SHARED 01 17,238 MIDDLEBY CORP COM 596278101 19.59 309 SH SHARED 21 309 MIDDLEBY CORP COM 596278101 12.68 200 SH C SHARED 200 MIDDLESEX WATER CO COM 596680108 1014.36 60,235 SH SHARED 01 60,235 MIDDLESEX WATER CO COM 596680108 47.59 2,826 SH SHARED 2,826 MIDWAY GOLD CORP COM 598153104 10.04 16,960 SH SOLE 16,960 MILLER HERMAN INC COM 600544100 626.51 31,835 SH SHARED 01 31,835 MILLER HERMAN INC COM 600544100 7.14 363 SH SHARED 21 363 MILLICOM INTL CELLULAR S A SHS NEW L6388F110 2514.75 26,209 SH SHARED 01 26,209 MILLICOM INTL CELLULAR S A SHS NEW L6388F110 289.29 3,015 SH SHARED 20 3,015 MILLICOM INTL CELLULAR S A SHS NEW L6388F110 48.26 503 SH SHARED 21 503 MILLICOM INTL CELLULAR S A SHS NEW L6388F110 1369.69 14,275 SH SHARED 14,275 MILLICOM INTL CELLULAR S A SHS NEW L6388F110 4010.71 41,800 SH C SHARED 41,800 MILLICOM INTL CELLULAR S A SHS NEW L6388F110 16551.38 172,500 SH P SHARED 172,500 MINCO GOLD CORPORATION COM 60254D108 5.08 3,877 SH SOLE 3,877

MINDRAY MEDICAL INTL LTD SPON ADR 602675100 3957.06 133,820 SH SHARED 01 133,820 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 12.80 433 SH SHARED 21 433 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 17.74 600 SH C SHARED 600 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 17.74 600 SH P SHARED 600 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 186.62 6,311 SH SHARED 6,311 MINDSPEED TECHNOLOGIES INC COM NEW 602682205 28.38 3,653 SH SHARED 01 3,653 MINDSPEED TECHNOLOGIES INC COM NEW 602682205 1.55 200 SH C SHARED 200 MINE SAFETY APPLIANCES CO COM 602720104 1197.74 44,197 SH SHARED 01 44,197 MINE SAFETY APPLIANCES CO COM 602720104 392.95 14,500 SH C SHARED 14,500 MINEFINDERS LTD COM 602900102 812.27 82,800 SH P SOLE 82,800 MINEFINDERS LTD COM 602900102 874.07 89,100 SH C SOLE 89,100 MINERALS TECHNOLOGIES INC COM 603158106 1021.50 17,337 SH SHARED 01 17,337 MINERALS TECHNOLOGIES INC COM 603158106 34.94 593 SH SHARED 21 593 MINERALS TECHNOLOGIES INC COM 603158106 26.57 451 SH SHARED 451 MINES MGMT INC COM 603432105 59.49 27,040 SH SHARED 01 27,040 MINNESOTA MUN INCOME PTFL IN COM 604062109 106.33 6,730 SH SHARED 01 6,730 MINNESOTA MUN INCOME PTFL IN COM 604062109 29.02 1,837 SH SHARED 1,837 MIPS TECHNOLOGIES INC COM 604567107 12.79 1,313 SH SHARED 01 1,313 MIPS TECHNOLOGIES INC COM 604567107 3.90 400 SH C SHARED 400 *W EXP MIRANT CORP NEW 01/03/201 60467R118 0.00 330 SH SHARED 01 330 *W EXP MIRANT CORP NEW 01/03/201 60467R118 0.19 12,706 SH SHARED 12,706 *W EXP MIRANT CORP NEW 01/03/201 60467R126 1.16 50,391 SH SOLE 50,391 MIRANT CORP NEW COM 60467R100 76.49 7,680 SH SHARED 01 7,680 MIRANT CORP NEW COM 60467R100 108.56 10,900 SH C SHARED 10,900 MIRANT CORP NEW COM 60467R100 3790.01 380,523 SH SHARED 380,523 MIRANT CORP NEW COM 60467R100 13216.92 1,327,000 SH P SHARED 1,327,000 MISONIX INC COM 604871103 11.95 5,240 SH SOLE 5,240 MISSION WEST PPTYS INC COM 605203108 164.72 24,295 SH SHARED 01 24,295 MISTRAS GROUP INC COM 60649T107 26.21 2,263 SH SOLE 2,263 MITCHAM INDS INC COM 606501104 8.90 1,207 SH SOLE 1,207 MITEL NETWORKS CORP COM 60671Q104 25.17 4,100 SH SHARED 01 4,100 MITEL NETWORKS CORP COM 60671Q104 18.52 3,016 SH SHARED 3,016 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 5250.76 1,134,073 SH SHARED 01 1,134,073 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 19.40 4,191 SH SHARED 21 4,191 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 1.23 265 SH SHARED 265 MITSUI & CO LTD ADR 606827202 1681.35 5,595 SH SHARED 01 5,595 MITSUI & CO LTD ADR 606827202 77.53 258 SH SHARED 21 258 MITSUI & CO LTD ADR 606827202 179.70 598 SH SHARED 598 MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 2036.08 709,436 SH SHARED 01 709,436 MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 4.76 1,660 SH SHARED 21 1,660 MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 1.21 420 SH SHARED 420 MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 10.18 3,547 SH SHARED 3,547 MKS INSTRUMENT INC COM 55306N104 28.50 1,585 SH SHARED 01 1,585 MKS INSTRUMENT INC COM 55306N104 43.15 2,400 SH C SHARED 2,400 MLP & STRATEGIC EQUITY FD IN COM 55312N106 4636.43 261,060 SH SHARED 01 261,060 MOBILE MINI INC COM 60740F105 13.81 900 SH SHARED 01 900 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 5833.60 274,781 SH SHARED 01 274,781 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 358.74 16,898 SH SHARED 20 16,898 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 9576.00 451,060 SH SHARED 451,060

MOD PAC CORP COM 607495108 0.24 50 SH SHARED 01 50 MOD PAC CORP COM 607495108 14.31 3,038 SH SHARED 3,038 MODINE MFG CO COM 607828100 16.82 1,297 SH SHARED 01 1,297 MODINE MFG CO COM 607828100 2.59 200 SH C SHARED 200 MODINE MFG CO COM 607828100 357.97 27,600 SH P SHARED 27,600 MODUSLINK GLOBAL SOLUTIONS I COM 60786L107 5.17 814 SH SHARED 01 814 MODUSLINK GLOBAL SOLUTIONS I COM 60786L107 0.51 80 SH SHARED 80 MODUSLINK GLOBAL SOLUTIONS I COM 60786L107 0.70 110 SH SHARED 110 MOHAWK INDS INC COM 608190104 1353.98 25,403 SH SHARED 01 25,403 MOHAWK INDS INC COM 608190104 143.91 2,700 SH SHARED 2,700 MOHAWK INDS INC COM 608190104 410.41 7,700 SH C SHARED 7,700 MOHAWK INDS INC COM 608190104 488.87 9,172 SH SHARED 9,172 MOHAWK INDS INC COM 608190104 1097.98 20,600 SH P SHARED 20,600 MOLECULAR INSIGHT PHARM INC COM 60852M104 32.30 39,491 SH SHARED 01 39,491 MOLECULAR INSIGHT PHARM INC COM 60852M104 4.74 5,795 SH SHARED 5,795 MOLEX INC CL A 608554200 221.84 12,691 SH SHARED 01 12,691 MOLEX INC CL A 608554200 264.42 15,127 SH SHARED 15,127 MOLEX INC COM 608554101 436.93 20,876 SH SHARED 01 20,876 MOLEX INC COM 608554101 4.19 200 SH C SHARED 200 MOLINA HEALTHCARE INC COM 60855R100 456.72 16,922 SH SOLE 16,922 MOLSON COORS BREWING CO CL B 60871R209 11395.37 241,325 SH SHARED 01 241,325 MOLSON COORS BREWING CO CL B 60871R209 28.33 600 SH P SHARED 600 MOLSON COORS BREWING CO CL B 60871R209 85.00 1,800 SH C SHARED 1,800 MOLSON COORS BREWING CO CL B 60871R209 330.54 7,000 SH SHARED 7,000 MOLSON COORS NOTE 2.500% BREWING CO 7/3 60871RAA8 13.49 12,000 PRN SHARED 01 12,000 MOLSON COORS NOTE 2.500% BREWING CO 7/3 60871RAA8 3869.07 3,443,000 PRN SHARED 3,443,000 MOLYCORP INC DEL COM 608753109 1246.77 44,071 SH SHARED 01 44,071 MOLYCORP INC DEL COM 608753109 48.66 1,720 SH SHARED 1,720 MOLYCORP INC DEL COM 608753109 135.79 4,800 SH P SHARED 4,800 MOLYCORP INC DEL COM 608753109 1290.02 45,600 SH C SHARED 45,600 MOMENTA PHARMACEUTICALS INC COM 60877T100 105.35 7,000 SH SHARED 01 7,000 MOMENTA PHARMACEUTICALS INC COM 60877T100 1520.05 101,000 SH SHARED 13 101,000 MOMENTA PHARMACEUTICALS INC COM 60877T100 87.29 5,800 SH P SHARED 5,800 MOMENTA PHARMACEUTICALS INC COM 60877T100 406.35 27,000 SH C SHARED 27,000 MONARCH CASINO & RESORT INC COM 609027107 11.22 1,000 SH P SOLE 1,000 MONARCH FINANCIAL PERP CONV HOLDINGS I SER B 60907Q209 2.63 100 SH SOLE 100 MONEYGRAM INTL INC COM 60935Y109 377.79 154,830 SH SHARED 01 154,830 MONMOUTH REAL ESTATE INVT CO CL A 609720107 9.30 1,189 SH SOLE 1,189 MONOLITHIC PWR SYS INC COM 609839105 69.26 4,241 SH SHARED 01 4,241 MONOLITHIC PWR SYS INC COM 609839105 16.33 1,000 SH C SHARED 1,000 MONOLITHIC PWR SYS INC COM 609839105 20.84 1,276 SH SHARED 1,276 MONRO MUFFLER BRAKE INC COM 610236101 746.80 16,196 SH SHARED 01 16,196 MONSANTO CO NEW COM 61166W101 36027.93 751,678 SH SHARED 01 751,678 MONSANTO CO NEW COM 61166W101 1087.77 22,695 SH SHARED 20 22,695 MONSANTO CO NEW COM 61166W101 106.98 2,232 SH SHARED 21 2,232 MONSANTO CO NEW COM 61166W101 7318.34 152,688 SH SHARED 152,688 MONSANTO CO NEW COM 61166W101 12581.43 262,496 SH SHARED 262,496 MONSANTO CO NEW COM 61166W101 65333.38 1,363,100 SH P SHARED 1,363,100 MONSANTO CO NEW COM 61166W101 342891.27 7,154,001 SH C SHARED 7,154,001

MONSTER WORLDWIDE INC COM 611742107 2087.64 161,083 SH SHARED 01 161,083 MONSTER WORLDWIDE INC COM 611742107 7.97 615 SH SHARED 20 615 MONSTER WORLDWIDE INC COM 611742107 165.89 12,800 SH P SHARED 12,800 MONSTER WORLDWIDE INC COM 611742107 203.47 15,700 SH C SHARED 15,700 MONSTER WORLDWIDE INC COM 611742107 215.65 16,640 SH SHARED 16,640 MONTGOMERY STR INCOME SECS I COM 614115103 1310.27 80,237 SH SHARED 01 80,237 MONTGOMERY STR INCOME SECS I COM 614115103 25.72 1,575 SH SHARED 1,575 MONTPELIER RE HOLDINGS LTD SHS G62185106 386.41 22,310 SH SOLE 22,310 MOODYS CORP COM 615369105 1221.25 48,889 SH SHARED 01 48,889 MOODYS CORP COM 615369105 0.45 18 SH SHARED 21 18 MOODYS CORP COM 615369105 252.30 10,100 SH SHARED 10,100 MOODYS CORP COM 615369105 988.01 39,552 SH SHARED 39,552 MOODYS CORP COM 615369105 1501.30 60,100 SH C SHARED 60,100 MOODYS CORP COM 615369105 1801.06 72,100 SH P SHARED 72,100 MOOG INC CL A 615394202 88.10 2,481 SH SHARED 01 2,481 MOOG INC CL B 615394301 41.62 1,156 SH SOLE 1,156 MORGAN STANLEY COM NEW 617446448 12588.85 510,083 SH SHARED 01 510,083 MORGAN STANLEY COM NEW 617446448 658.83 26,695 SH SHARED 17 26,695 MORGAN STANLEY COM NEW 617446448 55.65 2,255 SH SHARED 20 2,255 MORGAN STANLEY COM NEW 617446448 11.85 480 SH SHARED 21 480 MORGAN STANLEY COM NEW 617446448 11256.65 456,104 SH SHARED 456,104 MORGAN STANLEY COM NEW 617446448 17145.27 694,703 SH SHARED 694,703 MORGAN STANLEY COM NEW 617446448 31310.50 1,268,659 SH P SHARED 1,268,659 MORGAN STANLEY COM NEW 617446448 43678.66 1,769,800 SH C SHARED 1,769,800 INCOME SEC MORGAN STANLEY INC 61745P874 266.00 14,952 SH SHARED 01 14,952 INCOME SEC MORGAN STANLEY INC 61745P874 19.62 1,103 SH SHARED 1,103 LNG EURO MORGAN STANLEY ETN20 617480272 18.49 614 SH SOLE 614 NOTE 1.500% MORGAN STANLEY 6/3 617446MK2 2.40 3,000 PRN SHARED 01 3,000 RENMIN/USD MORGAN STANLEY ETN 61747W257 2.03 50 SH SHARED 01 50 MORGAN STANLEY RUPEE/USD ETN 61747W265 61.63 1,542 SH SOLE 1,542 SHRT EUR MORGAN STANLEY ETN20 617480280 43.20 974 SH SOLE 974 MORGAN STANLEY ASIA PAC FD I COM 61744U106 720.01 45,773 SH SHARED 01 45,773 MORGAN STANLEY CHINA A SH FD COM 617468103 1824.58 66,084 SH SHARED 01 66,084 MORGAN STANLEY CHINA A SH FD COM 617468103 13764.83 498,545 SH SHARED 498,545 MORGAN STANLEY EASTN EUR FD COM 616988101 34.62 2,050 SH SOLE 2,050 MORGAN STANLEY EM MKTS DM DE COM 617477104 15662.27 915,922 SH SHARED 01 915,922 MORGAN STANLEY EM MKTS DM DE COM 617477104 61.44 3,593 SH SHARED 3,593 MORGAN STANLEY EMER MKTS DEB COM 61744H105 440.14 38,950 SH SHARED 01 38,950 MORGAN STANLEY EMER MKTS FD COM 61744G107 261.16 16,838 SH SHARED 01 16,838 MORGAN STANLEY EMER MKTS FD COM 61744G107 33.32 2,148 SH SHARED 2,148 MORGAN STANLEY FRNT EMERG FD COM 61757P101 418.39 30,969 SH SHARED 01 30,969 MORGAN STANLEY INDIA INVS FD COM 61745C105 2258.44 82,848 SH SHARED 01 82,848 MORGANS HOTEL GROUP CO COM 61748W108 1.10 150 SH SHARED 01 150 MORGANS HOTEL GROUP CO COM 61748W108 18.30 2,500 SH C SHARED 2,500 MORNINGSTAR INC COM 617700109 3239.02 72,689 SH SHARED 01 72,689 MORNINGSTAR INC COM 617700109 258.45 5,800 SH SHARED 20 5,800 MORNINGSTAR INC COM 617700109 21.66 486 SH SHARED 21 486 MORNINGSTAR INC COM 617700109 4.46 100 SH C SHARED 100 MORNINGSTAR INC COM 617700109 22.28 500 SH P SHARED 500

MORNINGSTAR INC COM 617700109 167.23 3,753 SH SHARED 3,753 MOSAIC CO COM 61945A107 10748.26 182,918 SH SHARED 01 182,918 MOSAIC CO COM 61945A107 2212.02 37,645 SH SHARED 20 37,645 MOSAIC CO COM 61945A107 8.29 141 SH SHARED 21 141 MOSAIC CO COM 61945A107 613.81 10,446 SH SHARED 10,446 MOSAIC CO COM 61945A107 3495.51 59,488 SH SHARED 59,488 MOSAIC CO COM 61945A107 12363.10 210,400 SH P SHARED 210,400 MOSAIC CO COM 61945A107 24162.11 411,200 SH C SHARED 411,200 MOTORCAR PTS AMER INC COM 620071100 0.49 56 SH SOLE 56 MOTOROLA INC COM 620076109 11472.24 1,344,928 SH SHARED 01 1,344,928 MOTOROLA INC COM 620076109 27.38 3,210 SH SHARED 21 3,210 MOTOROLA INC COM 620076109 900.66 105,587 SH SHARED 105,587 MOTOROLA INC COM 620076109 1108.30 129,930 SH SHARED 129,930 MOTOROLA INC COM 620076109 6080.18 712,800 SH P SHARED 712,800 MOTOROLA INC COM 620076109 15571.52 1,825,500 SH C SHARED 1,825,500 MOTRICITY INC COM 620107102 5.13 427 SH SHARED 01 427 MOTRICITY INC COM 620107102 13.96 1,162 SH SHARED 1,162 MOUNTAIN PROV DIAMONDS INC COM NEW 62426E402 3.21 713 SH SOLE 713 MOVADO GROUP INC COM 624580106 0.63 58 SH SHARED 01 58 MOVADO GROUP INC COM 624580106 37.96 3,489 SH SHARED 3,489 MOVE INC COM COM 62458M108 71.86 32,225 SH SHARED 01 32,225 MPG OFFICE TR INC COM 553274101 61.00 24,400 SH SHARED 01 24,400 MSB FINANCIAL CORPORATION COM 55352P102 29.93 4,460 SH SOLE 4,460 MSC INDL DIRECT INC CL A 553530106 2010.45 37,203 SH SHARED 01 37,203 MSC INDL DIRECT INC CL A 553530106 5.40 100 SH C SHARED 100 MSC INDL DIRECT INC CL A 553530106 1093.39 20,233 SH SHARED 20,233 MSCI INC CL A 55354G100 471.65 14,202 SH SHARED 01 14,202 MSCI INC CL A 55354G100 0.13 4 SH SHARED 4 MSCI INC CL A 55354G100 66.42 2,000 SH SHARED 2,000 MTR GAMING GROUP INC COM 553769100 0.87 500 SH SHARED 01 500 MTR GAMING GROUP INC COM 553769100 3.36 1,944 SH SHARED 1,944 MTS SYS CORP COM 553777103 676.79 21,832 SH SHARED 01 21,832 MTS SYS CORP COM 553777103 155.16 5,005 SH SHARED 5,005 MUELLER INDS INC COM 624756102 93.11 3,515 SH SHARED 01 3,515 MUELLER WTR PRODS INC COM SER A 624758108 256.05 84,785 SH SHARED 01 84,785 MUELLER WTR PRODS INC COM SER A 624758108 5.04 1,670 SH SHARED 21 1,670 MUELLER WTR PRODS INC COM SER A 624758108 3.62 1,200 SH P SHARED 1,200 MUELLER WTR PRODS INC COM SER A 624758108 37.15 12,300 SH C SHARED 12,300 MUELLER WTR PRODS INC COM SER A 624758108 1631.12 540,105 SH SHARED 540,105 MULTI FINELINE ELECTRONIX IN COM 62541B101 0.11 5 SH SHARED 01 5 MULTIBAND CORP COM NEW 62544X209 5.23 2,906 SH SOLE 2,906 MURPHY OIL CORP COM 626717102 3832.17 61,889 SH SHARED 01 61,889 MURPHY OIL CORP COM 626717102 743.04 12,000 SH SHARED 12,000 MURPHY OIL CORP COM 626717102 6371.57 102,900 SH P SHARED 102,900 MURPHY OIL CORP COM 626717102 14235.41 229,900 SH C SHARED 229,900 MUTUALFIRST FINL INC COM 62845B104 11.05 1,437 SH SOLE 1,437 MV OIL TR TR UNITS 553859109 113.80 3,796 SH SHARED 01 3,796 MVC CAPITAL INC COM 553829102 12.97 1,000 SH SHARED 01 1,000 MVC CAPITAL INC COM 553829102 105.12 8,105 SH SHARED 8,105

MWI VETERINARY SUPPLY INC COM 55402X105 296.10 5,130 SH SHARED 01 5,130 MYLAN INC COM 628530107 8308.11 441,686 SH SHARED 01 441,686 MYLAN INC COM 628530107 26.00 1,382 SH SHARED 21 1,382 MYLAN INC COM 628530107 528.56 28,100 SH SHARED 28,100 MYLAN INC COM 628530107 3143.15 167,100 SH P SHARED 167,100 MYLAN INC COM 628530107 12753.18 678,000 SH C SHARED 678,000 MYLAN INC COM 628530107 18398.21 978,108 SH SHARED 978,108 NOTE 1.250% MYLAN INC 3/1 628530AG2 3384.00 564,000 PRN SOLE 564,000 NOTE 3.750% MYLAN INC 9/1 628530AJ6 157.63 100,000 PRN SOLE 100,000 MYLAN INC PFD CONV 628530206 55.90 50 SH SHARED 01 50 MYLAN INC PFD CONV 628530206 1749.67 1,565 SH SHARED 13 1,565 MYLAN INC PFD CONV 628530206 130806.00 117,000 SH SHARED 117,000 MYR GROUP INC DEL COM 55405W104 81.33 4,962 SH SHARED 01 4,962 MYR GROUP INC DEL COM 55405W104 4.56 278 SH SHARED 21 278 MYR GROUP INC DEL COM 55405W104 3572.00 217,938 SH SHARED 217,938 MYREXIS INC COM 62856H107 6.81 1,763 SH SHARED 01 1,763 MYRIAD GENETICS INC COM 62855J104 1248.54 76,084 SH SHARED 01 76,084 MYRIAD GENETICS INC COM 62855J104 141.13 8,600 SH C SHARED 8,600 MYRIAD GENETICS INC COM 62855J104 178.87 10,900 SH P SHARED 10,900 MYRIAD GENETICS INC COM 62855J104 593.30 36,155 SH SHARED 36,155 NABI COM BIO PHARMACEUTICALS NOTE 0.940% 629519109 103.80 21,625 SH SHARED 01 21,625 NABORS INDS INC 5/1 629568AP1 1298.54 1,310,000 PRN SHARED 01 1,310,000 NABORS INDUSTRIES LTD SHS G6359F103 5260.01 291,252 SH SHARED 01 291,252 NABORS INDUSTRIES LTD SHS G6359F103 343.14 19,000 SH SHARED 19,000 NABORS INDUSTRIES LTD SHS G6359F103 442.47 24,500 SH P SHARED 24,500 NABORS INDUSTRIES LTD SHS G6359F103 574.31 31,800 SH C SHARED 31,800 NABORS INDUSTRIES LTD SHS G6359F103 4906.72 271,690 SH SHARED 271,690 NACCO INDS INC CL A 629579103 897.23 10,267 SH SHARED 01 10,267 NACCO INDS INC CL A 629579103 45.53 521 SH SHARED 521 NALCO HOLDING COMPANY COM 62985Q101 3400.70 134,895 SH SHARED 01 134,895 NALCO HOLDING COMPANY COM 62985Q101 20.17 800 SH P SHARED 800 NALCO HOLDING COMPANY COM 62985Q101 73.11 2,900 SH C SHARED 2,900 NALCO HOLDING COMPANY COM 62985Q101 4238.23 168,117 SH SHARED 168,117 NAM TAI ELECTRS INC COM PAR $0.02 629865205 10.65 2,305 SH SOLE 2,305 NANOMETRICS INC COM 630077105 339.18 22,537 SH SHARED 01 22,537 NANOMETRICS INC COM 630077105 43.65 2,900 SH P SHARED 2,900 NANOMETRICS INC COM 630077105 141.94 9,431 SH SHARED 9,431 NANOMETRICS INC COM 630077105 156.52 10,400 SH C SHARED 10,400 NANOPHASE TCHNOLOGIES CORP COM 630079101 3.83 3,750 SH SHARED 01 3,750 NANOPHASE TCHNOLOGIES CORP COM 630079101 1.20 1,178 SH SHARED 1,178 NANOSPHERE INC COM 63009F105 1.89 375 SH SHARED 01 375 NASDAQ OMX GROUP INC COM 631103108 948.77 48,830 SH SHARED 01 48,830 NASDAQ OMX GROUP INC COM 631103108 198.19 10,200 SH SHARED 10,200 NASDAQ OMX GROUP INC COM 631103108 235.10 12,100 SH C SHARED 12,100 NASDAQ OMX GROUP INC COM 631103108 483.81 24,900 SH P SHARED 24,900 NASDAQ PREM INCM & GRW FD IN COM 63110R105 705.51 52,847 SH SHARED 01 52,847 NASDAQ PREM INCM & GRW FD IN COM 63110R105 8.37 627 SH SHARED 627 NATHANS FAMOUS INC NEW COM 632347100 8.81 553 SH SOLE 553 NATIONAL BANKSHARES INC VA COM 634865109 7.87 305 SH SHARED 01 305

NATIONAL BEVERAGE CORP COM 635017106 11.76 840 SH SHARED 01 840 NATIONAL BEVERAGE CORP COM 635017106 92.25 6,589 SH SHARED 6,589 NATIONAL BK GREECE S A ADR PRF SER A 633643507 994.08 49,605 SH SHARED 01 49,605 NATIONAL BK GREECE S A ADR PRF SER A 633643507 8.04 401 SH SHARED 401 NATIONAL BK GREECE S A SPONSORED ADR 633643408 35.17 15,495 SH SHARED 01 15,495 NATIONAL CINEMEDIA INC COM 635309107 1.79 100 SH SHARED 01 100 NATIONAL CITY NOTE 4.000% CORP 2/0 635405AW3 73.64 73,000 PRN SHARED 01 73,000 NATIONAL CITY NOTE 4.000% CORP 2/0 635405AW3 890.73 883,000 PRN SHARED 883,000 NATIONAL COAL COM PAR CORP $.0001 632381307 0.12 125 SH SHARED 01 125 NATIONAL COAL COM PAR CORP $.0001 632381307 26.54 27,331 SH SHARED 27,331 NATIONAL FINL PARTNERS CORP COM 63607P208 7.86 620 SH SHARED 01 620 NATIONAL FINL PARTNERS CORP COM 63607P208 3.80 300 SH C SHARED 300 NATIONAL FUEL GAS CO N J COM 636180101 4600.94 88,804 SH SHARED 01 88,804 NATIONAL FUEL GAS CO N J COM 636180101 41.45 800 SH P SHARED 800 NATIONAL FUEL GAS CO N J COM 636180101 3196.68 61,700 SH C SHARED 61,700 NATIONAL GRID PLC SPON ADR NEW 636274300 24861.64 581,695 SH SHARED 01 581,695 NATIONAL GRID PLC SPON ADR NEW 636274300 18.68 437 SH SHARED 21 437 NATIONAL GRID PLC SPON ADR NEW 636274300 1390.55 32,535 SH SHARED 32,535 NATIONAL HEALTH INVS INC COM 63633D104 413.86 9,393 SH SHARED 01 9,393 NATIONAL HEALTH INVS INC COM 63633D104 753.43 17,100 SH SHARED 17,100 NATIONAL HEALTHCARE CORP COM 635906100 241.62 6,518 SH SHARED 6,518 NATIONAL PFD CONV SER HEALTHCARE CORP A 635906209 0.05 4 SH SOLE 4 NATIONAL INSTRS CORP COM 636518102 1270.18 38,891 SH SHARED 01 38,891 NATIONAL INSTRS CORP COM 636518102 23.12 708 SH SHARED 21 708 NATIONAL INSTRS CORP COM 636518102 511.32 15,656 SH SHARED 15,656 NATIONAL INTERSTATE CORP COM 63654U100 5.44 250 SH SHARED 01 250 NATIONAL OILWELL VARCO INC COM 637071101 17301.50 389,060 SH SHARED 01 389,060 NATIONAL OILWELL VARCO INC COM 637071101 56.74 1,276 SH SHARED 21 1,276 NATIONAL OILWELL VARCO INC COM 637071101 1049.09 23,591 SH SHARED 23,591 NATIONAL OILWELL VARCO INC COM 637071101 1568.95 35,281 SH SHARED 35,281 NATIONAL OILWELL VARCO INC COM 637071101 1796.59 40,400 SH P SHARED 40,400 NATIONAL OILWELL VARCO INC COM 637071101 1952.23 43,900 SH C SHARED 43,900 NATIONAL PENN BANCSHARES INC COM 637138108 6.63 1,060 SH SHARED 01 1,060 NATIONAL PRESTO INDS INC COM 637215104 1662.64 15,616 SH SHARED 01 15,616 NATIONAL RETAIL PROPERTIES I COM 637417106 1211.23 48,237 SH SHARED 01 48,237 NATIONAL RETAIL PROPERTIES I COM 637417106 100.44 4,000 SH SHARED 21 4,000 NATIONAL RETAIL PROPERTIES I COM 637417106 22.60 900 SH C SHARED 900 NATIONAL RETAIL PROPERTIES I COM 637417106 75.15 2,993 SH SHARED 2,993 NATIONAL SEC GROUP INC COM 637546102 7.54 659 SH SOLE 659 NATIONAL SEMICONDUCTOR CORP COM 637640103 441.11 34,543 SH SHARED 01 34,543 NATIONAL SEMICONDUCTOR CORP COM 637640103 74.32 5,820 SH SHARED 20 5,820 NATIONAL SEMICONDUCTOR CORP COM 637640103 122.59 9,600 SH C SHARED 9,600 NATIONAL SEMICONDUCTOR CORP COM 637640103 217.09 17,000 SH P SHARED 17,000 NATIONAL SEMICONDUCTOR CORP COM 637640103 259.23 20,300 SH SHARED 20,300 NATIONAL SEMICONDUCTOR CORP COM 637640103 3667.25 287,177 SH SHARED 287,177 NATIONAL TECHNICAL SYS INC COM 638104109 9.46 1,242 SH SOLE 1,242 NATIONAL WESTMINSTER BK PLC SPON ADR C 638539882 23.89 1,000 SH SHARED 01 1,000 NATIONAL WESTMINSTER BK PLC SPON ADR C 638539882 41.26 1,727 SH SHARED 1,727 NATIONWIDE HEALTH PPTYS INC COM 638620104 2436.29 63,002 SH SHARED 01 63,002

NATIONWIDE HEALTH PPTYS INC COM 638620104 169.76 4,390 SH SHARED 20 4,390 NATIONWIDE HEALTH PPTYS INC COM 638620104 311.06 8,044 SH SHARED 8,044 NATIONWIDE HEALTH PPTYS INC COM 638620104 1054.72 27,275 SH SHARED 27,275 NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P103 4876.99 182,113 SH SHARED 01 182,113 NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P103 34.81 1,300 SH C SHARED 1,300 NATURES SUNSHINE PRODUCTS IN COM 639027101 3.58 400 SH SHARED 01 400 NATUS MEDICAL INC DEL COM 639050103 154.30 10,583 SH SHARED 01 10,583 NATUS MEDICAL INC DEL COM 639050103 1.46 100 SH C SHARED 100 NAUGATUCK VY FINL CORP COM 639067107 2.39 453 SH SOLE 453 NAUTILUS INC COM 63910B102 5.07 3,814 SH SHARED 01 3,814 NAVARRE CORP COM 639208107 3.29 1,264 SH SHARED 01 1,264 NAVARRE CORP COM 639208107 4.03 1,550 SH SHARED 1,550 NAVIGANT CONSULTING INC COM 63935N107 15.06 1,295 SH SHARED 01 1,295 NAVIGANT CONSULTING INC COM 63935N107 312.45 26,866 SH SHARED 26,866 NAVIOS MARITIME *W EXP ACQUIS CORP 06/25/201 Y62159119 0.56 416 SH SOLE 416 NAVIOS MARITIME UNIT ACQUIS CORP 99/99/9999 Y62159127 53.56 6,645 SH SOLE 6,645 NAVIOS MARITIME HOLDINGS INC COM Y62196103 17.14 2,920 SH SHARED 01 2,920 NAVIOS MARITIME HOLDINGS INC COM Y62196103 9.98 1,700 SH P SHARED 1,700 NAVIOS MARITIME HOLDINGS INC COM Y62196103 35.81 6,100 SH C SHARED 6,100 NAVIOS MARITIME PARTNERS L P UNIT LPI Y62267102 1102.54 59,340 SH SHARED 01 59,340 NAVIOS MARITIME PARTNERS L P UNIT LPI Y62267102 27.87 1,500 SH P SHARED 1,500 NAVIOS MARITIME PARTNERS L P UNIT LPI Y62267102 44.59 2,400 SH C SHARED 2,400 NAVISITE INC COM NEW 63935M208 0.13 40 SH SHARED 01 40 NAVISITE INC COM NEW 63935M208 9.56 2,863 SH SHARED 2,863 NAVISTAR INTL CORP PFD SR D CONV 638901306 2.39 177 SH SOLE 177 NAVISTAR INTL CORP NEW COM 63934E108 386.21 8,850 SH SHARED 01 8,850 NAVISTAR INTL CORP NEW COM 63934E108 21.82 500 SH P SHARED 500 NAVISTAR INTL CORP NEW COM 63934E108 56.73 1,300 SH C SHARED 1,300 NAVISTAR INTL CORP NEW COM 63934E108 2167.51 49,668 SH SHARED 49,668 NAVISTAR INTL NOTE CORP NEW 3.000%10/1 63934EAL2 17.98 16,000 PRN SOLE 16,000 NBT BANCORP INC COM 628778102 49.90 2,261 SH SHARED 01 2,261 NBTY INC COM 628782104 63.23 1,150 SH SHARED 01 1,150 NBTY INC COM 628782104 1044.62 19,000 SH C SHARED 19,000 NBTY INC COM 628782104 4458.88 81,100 SH P SHARED 81,100 NBTY INC COM 628782104 8924.24 162,318 SH SHARED 162,318 NCI BUILDING SYS INC COM NEW 628852204 2.19 230 SH SHARED 01 230 NCI BUILDING SYS INC COM NEW 628852204 6.67 700 SH SHARED 21 700 NCI BUILDING SYS INC COM NEW 628852204 16.20 1,700 SH C SHARED 1,700 NCI BUILDING SYS INC COM NEW 628852204 17.19 1,804 SH SHARED 1,804 NCI INC CL A 62886K104 91.74 4,849 SH SOLE 4,849 NCR CORP NEW COM 62886E108 299.03 21,939 SH SHARED 01 21,939 NCR CORP NEW COM 62886E108 20.45 1,500 SH P SHARED 1,500 NCR CORP NEW COM 62886E108 148.57 10,900 SH C SHARED 10,900 NCR CORP NEW COM 62886E108 165.59 12,149 SH SHARED 12,149 NEENAH PAPER INC COM 640079109 35.42 2,330 SH SHARED 01 2,330 NEENAH PAPER INC COM 640079109 115.67 7,610 SH SHARED 7,610 NEKTAR THERAPEUTICS COM 640268108 8.86 600 SH SHARED 01 600 NEKTAR THERAPEUTICS COM 640268108 85.67 5,800 SH C SHARED 5,800 NEKTAR THERAPEUTICS COM 640268108 114.98 7,785 SH SHARED 7,785

NELNET INC CL A 64031N108 59.12 2,584 SH SHARED 01 2,584 NEOGEN CORP COM 640491106 5004.38 147,840 SH SHARED 01 147,840 NEOGEN CORP COM 640491106 19.84 586 SH SHARED 21 586 *W EXP NEOSTEM INC 07/16/201 640650115 0.07 221 SH SOLE 221 NESS TECHNOLOGIES INC COM 64104X108 3.93 873 SH SOLE 873 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 563.12 48,713 SH SHARED 01 48,713 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 4.05 350 SH SHARED 20 350 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 13.42 1,161 SH SHARED 21 1,161 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 17.34 1,500 SH C SHARED 1,500 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 31.21 2,700 SH P SHARED 2,700 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 377.56 32,661 SH SHARED 32,661 NET SERVICOS SPONSD ADR DE COMUNICACAO NEW 64109T201 117.61 9,026 SH SHARED 01 9,026 NETAPP INC COM 64110D104 21287.32 427,542 SH SHARED 01 427,542 NETAPP INC COM 64110D104 2019.48 40,560 SH SHARED 20 40,560 NETAPP INC COM 64110D104 55.07 1,106 SH SHARED 21 1,106 NETAPP INC COM 64110D104 955.97 19,200 SH SHARED 19,200 NETAPP INC COM 64110D104 4916.07 98,736 SH SHARED 98,736 NETAPP INC COM 64110D104 37023.84 743,600 SH C SHARED 743,600 NETAPP INC COM 64110D104 44044.23 884,600 SH P SHARED 884,600 NOTE 1.750% NETAPP INC 6/0 64110DAB0 4852.73 2,984,000 PRN SOLE 2,984,000 NETEASE COM INC SPONSORED ADR 64110W102 879.67 22,304 SH SHARED 01 22,304 NETEASE COM INC SPONSORED ADR 64110W102 390.85 9,910 SH SHARED 20 9,910 NETEASE COM INC SPONSORED ADR 64110W102 721.52 18,294 SH SHARED 18,294 NETEZZA CORP COM 64111N101 2918.93 108,309 SH SHARED 01 108,309 NETEZZA CORP COM 64111N101 570.50 21,169 SH SHARED 21,169 NETEZZA CORP COM 64111N101 1018.71 37,800 SH P SHARED 37,800 NETEZZA CORP COM 64111N101 2266.50 84,100 SH C SHARED 84,100 NETFLIX INC COM 64110L106 12307.62 75,898 SH SHARED 01 75,898 NETFLIX INC COM 64110L106 38.92 240 SH SHARED 21 240 NETFLIX INC COM 64110L106 326.59 2,014 SH SHARED 2,014 NETFLIX INC COM 64110L106 4086.92 25,203 SH SHARED 25,203 NETFLIX INC COM 64110L106 62058.63 382,700 SH C SHARED 382,700 NETFLIX INC COM 64110L106 67572.07 416,700 SH P SHARED 416,700 NETGEAR INC COM 64111Q104 440.59 16,312 SH SHARED 01 16,312 NETGEAR INC COM 64111Q104 5.27 195 SH SHARED 20 195 NETGEAR INC COM 64111Q104 559.11 20,700 SH C SHARED 20,700 NETLOGIC MICROSYSTEMS INC COM 64118B100 2671.29 96,856 SH SHARED 01 96,856 NETLOGIC MICROSYSTEMS INC COM 64118B100 565.39 20,500 SH P SHARED 20,500 NETLOGIC MICROSYSTEMS INC COM 64118B100 2942.79 106,700 SH C SHARED 106,700 NETSCOUT SYS INC COM 64115T104 1303.82 63,570 SH SHARED 01 63,570 NETSOL TECHNOLOGIES INC COM NEW 64115A204 1.85 1,151 SH SOLE 1,151 NETSUITE INC COM 64118Q107 1545.48 65,570 SH SHARED 01 65,570 NETSUITE INC COM 64118Q107 35.36 1,500 SH C SHARED 1,500 NETSUITE INC COM 64118Q107 64.04 2,717 SH SHARED 2,717 NETSUITE INC COM 64118Q107 77.78 3,300 SH P SHARED 3,300 NEUBERGER BERMAN CA INT MUN COM 64123C101 759.23 50,481 SH SHARED 01 50,481 NEUBERGER BERMAN HGH YLD FD COM 64128C106 46.79 3,342 SH SHARED 01 3,342 NEUBERGER BERMAN HGH YLD FD COM 64128C106 66.81 4,772 SH SHARED 4,772 NEUBERGER BERMAN INTER MUNI COM 64124P101 1388.97 91,985 SH SHARED 01 91,985

NEUBERGER BERMAN NY INT MUN COM 64124K102 1007.26 65,834 SH SHARED 01 65,834 NEUBERGER BERMAN RE ES SEC F COM 64190A103 64.30 17,568 SH SHARED 01 17,568 NEUBERGER BERMAN RE ES SEC F COM 64190A103 30.95 8,457 SH SHARED 8,457 NEURALSTEM INC COM 64127R302 2.52 1,000 SH SHARED 01 1,000 NEUROCRINE BIOSCIENCES INC COM 64125C109 2.42 400 SH P SOLE 400 NEUROCRINE BIOSCIENCES INC COM 64125C109 3.64 600 SH C SOLE 600 NEUROMETRIX INC COM 641255104 28.54 47,565 SH SOLE 47,565 NEUSTAR INC CL A 64126X201 44.33 1,783 SH SHARED 01 1,783 NEUSTAR INC CL A 64126X201 101.93 4,100 SH C SHARED 4,100 NEUSTAR INC CL A 64126X201 35591.09 1,431,661 SH SHARED 1,431,661 NEUTRAL TANDEM INC COM 64128B108 55.10 4,611 SH SHARED 01 4,611 NEUTRAL TANDEM INC COM 64128B108 1.20 100 SH C SHARED 100 NEUTRAL TANDEM INC COM 64128B108 115.92 9,700 SH P SHARED 9,700 NEUTRAL TANDEM INC COM 64128B108 279.30 23,372 SH SHARED 23,372 NEVADA GOLD & CASINOS INC COM NEW 64126Q206 2.29 2,263 SH SOLE 2,263 NEVSUN RES LTD COM 64156L101 125.41 25,593 SH SOLE 25,593 NEW AMER HIGH INCOME FD INC COM NEW 641876800 11.81 1,166 SH SHARED 01 1,166 NEW AMER HIGH INCOME FD INC COM NEW 641876800 20.93 2,066 SH SHARED 2,066 NEW CENTRY BANCORP INC DUNN COM 64353M100 4.15 1,049 SH SOLE 1,049 NEW CONCEPT ENERGY INC COM 643611106 3.12 1,163 SH SOLE 1,163 NEW ENGLAND BANCSHARES INC C COM NEW 643863202 88.21 12,320 SH SHARED 01 12,320 NEW ENGLAND BANCSHARES INC C COM NEW 643863202 10.65 1,487 SH SHARED 1,487 NEW ENGLAND RLTY ASSOC LTD DEPOSITRY P RCPT 644206104 7.52 120 SH SHARED 01 120 NEW ENGLAND RLTY ASSOC LTD DEPOSITRY P RCPT 644206104 5.45 87 SH SHARED 87 NEW GENERATION BIOFUELS HLDG COM 644461105 21.19 158,101 SH SOLE 158,101 NEW GERMANY FD INC COM 644465106 33.81 2,346 SH SOLE 2,346 NEW GOLD INC CDA COM 644535106 402.97 60,055 SH SHARED 01 60,055 NEW GOLD INC CDA COM 644535106 833.38 124,200 SH C SHARED 124,200 NEW GOLD INC CDA COM 644535106 4831.97 720,115 SH SHARED 720,115 NEW GOLD INC CDA COM 644535106 4987.54 743,300 SH P SHARED 743,300 NEW HAMPSHIRE THRIFT BANCSHS COM 644722100 73.92 6,908 SH SHARED 01 6,908 NEW HAMPSHIRE THRIFT BANCSHS COM 644722100 0.51 48 SH SHARED 48 NEW IRELAND FUND INC COM 645673104 1.24 197 SH SHARED 01 197 NEW JERSEY RES COM 646025106 1983.28 50,568 SH SHARED 01 50,568 NEW JERSEY RES COM 646025106 35.06 894 SH SHARED 21 894 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 385.64 3,952 SH SHARED 01 3,952 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 205.89 2,110 SH SHARED 20 2,110 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 22.25 228 SH SHARED 21 228 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 597.87 6,127 SH SHARED 6,127 NEW ORIENTAL ENERGY & CHEM C COM 64758A107 2.92 3,481 SH SOLE 3,481 NEW YORK CMNTY BANCORP INC COM 649445103 19430.43 1,195,719 SH SHARED 01 1,195,719 NEW YORK CMNTY BANCORP INC COM 649445103 250.58 15,420 SH SHARED 20 15,420 NEW YORK CMNTY BANCORP INC COM 649445103 6.74 415 SH SHARED 21 415 NEW YORK CMNTY BANCORP INC COM 649445103 190.13 11,700 SH P SHARED 11,700 NEW YORK CMNTY BANCORP INC COM 649445103 414.38 25,500 SH C SHARED 25,500 NEW YORK CMNTY BANCORP INC COM 649445103 435.50 26,800 SH SHARED 26,800 NEW YORK CMNTY BANCORP INC COM 649445103 4841.72 297,952 SH SHARED 297,952 NEW YORK CMNTY UNIT CAP TR V 99/99/9999 64944P307 26.15 538 SH SHARED 01 538 NEW YORK CMNTY UNIT CAP TR V 99/99/9999 64944P307 45.73 941 SH SHARED 941

NEW YORK MTG TR INC COM PAR $.02 649604501 0.63 100 SH SHARED 01 100 NEW YORK MTG TR INC COM PAR $.02 649604501 2.56 409 SH SHARED 409 NEW YORK TIMES CO CL A 650111107 118.48 15,308 SH SHARED 01 15,308 NEW YORK TIMES CO CL A 650111107 61.15 7,900 SH P SHARED 7,900 NEW YORK TIMES CO CL A 650111107 82.82 10,700 SH C SHARED 10,700 NEW YORK TIMES CO CL A 650111107 603.44 77,964 SH SHARED 77,964 NEWALLIANCE BANCSHARES INC COM 650203102 107.23 8,497 SH SHARED 01 8,497 NEWALLIANCE BANCSHARES INC COM 650203102 1.26 100 SH P SHARED 100 NEWALLIANCE BANCSHARES INC COM 650203102 594.62 47,117 SH SHARED 47,117 NEWBRIDGE BANCORP COM 65080T102 3.47 973 SH SOLE 973 NEWCASTLE INVT CORP COM 65105M108 122.48 39,510 SH SHARED 01 39,510 NEWELL RUBBERMAID INC COM 651229106 6037.59 339,000 SH SHARED 01 339,000 NEWELL RUBBERMAID INC COM 651229106 20.39 1,145 SH SHARED 21 1,145 NEWELL RUBBERMAID INC COM 651229106 101.52 5,700 SH C SHARED 5,700 NEWELL RUBBERMAID INC COM 651229106 192.35 10,800 SH P SHARED 10,800 NEWELL RUBBERMAID INC COM 651229106 381.13 21,400 SH SHARED 21,400 NEWELL RUBBERMAID INC COM 651229106 53508.08 3,004,384 SH SHARED 3,004,384 NEWFIELD EXPL CO COM 651290108 6581.76 114,585 SH SHARED 01 114,585 NEWFIELD EXPL CO COM 651290108 181.51 3,160 SH SHARED 20 3,160 NEWFIELD EXPL CO COM 651290108 31.76 553 SH SHARED 21 553 NEWFIELD EXPL CO COM 651290108 70.02 1,219 SH SHARED 1,219 NEWFIELD EXPL CO COM 651290108 315.92 5,500 SH P SHARED 5,500 NEWFIELD EXPL CO COM 651290108 361.87 6,300 SH SHARED 6,300 NEWFIELD EXPL CO COM 651290108 3658.93 63,700 SH C SHARED 63,700 NEWLEAD HOLDINGS LTD SHS G64626115 6.58 1,357 SH SOLE 1,357 NEWMARKET CORP COM 651587107 61.61 542 SH SHARED 01 542 NEWMARKET CORP COM 651587107 14.44 127 SH SHARED 127 NEWMARKET CORP COM 651587107 45.47 400 SH C SHARED 400 NEWMARKET CORP COM 651587107 68.21 600 SH P SHARED 600 NEWMONT MINING CORP COM 651639106 28719.37 457,242 SH SHARED 01 457,242 NEWMONT MINING CORP COM 651639106 159.60 2,541 SH SHARED 21 2,541 NEWMONT MINING CORP COM 651639106 1902.20 30,285 SH SHARED 30,285 NEWMONT MINING CORP COM 651639106 24803.67 394,900 SH P SHARED 394,900 NEWMONT MINING CORP COM 651639106 27033.42 430,400 SH C SHARED 430,400 NEWMONT MINING CORP COM 651639106 42687.37 679,627 SH SHARED 679,627 NEWMONT MINING NOTE 1.250% CORP 7/1 651639AH9 2.91 2,000 PRN SHARED 01 2,000 NEWMONT MINING NOTE 1.250% CORP 7/1 651639AH9 25841.16 17,745,000 PRN SHARED 17,745,000 NEWMONT MINING NOTE 1.625% CORP 7/1 651639AJ5 5959.00 4,040,000 PRN SOLE 4,040,000 COM PAR NEWPARK RES INC $.01NEW 651718504 103.32 12,300 SH SHARED 01 12,300 COM PAR NEWPARK RES INC $.01NEW 651718504 75.91 9,037 SH SHARED 9,037 NEWPORT BANCORP INC COM 651754103 5.92 500 SH SHARED 01 500 NEWPORT CORP COM 651824104 49.25 4,343 SH SHARED 01 4,343 NEWPORT CORP COM 651824104 11.34 1,000 SH P SHARED 1,000 NEWPORT CORP COM 651824104 28.45 2,509 SH SHARED 2,509 NEWS CORP CL A 65248E104 5177.83 396,465 SH SHARED 01 396,465 NEWS CORP CL A 65248E104 1409.25 107,906 SH SHARED 107,906 NEWS CORP CL A 65248E104 2370.39 181,500 SH P SHARED 181,500 NEWS CORP CL A 65248E104 6942.70 531,600 SH C SHARED 531,600 NEWS CORP CL A 65248E104 12186.74 933,135 SH SHARED 933,135

NEWS CORP CL B 65248E203 1918.98 127,422 SH SHARED 01 127,422 NEWS CORP CL B 65248E203 125.00 8,300 SH C SHARED 8,300 NEWS CORP CL B 65248E203 382.52 25,400 SH SHARED 25,400 NEWS CORP CL B 65248E203 2885.10 191,574 SH SHARED 191,574 NEWTEK BUSINESS SVCS INC COM 652526104 2.93 2,124 SH SOLE 2,124 NEXEN INC COM 65334H102 3045.53 151,519 SH SHARED 01 151,519 NEXEN INC COM 65334H102 77.36 3,849 SH SHARED 21 3,849 NEXEN INC COM 65334H102 26.13 1,300 SH C SHARED 1,300 NEXEN INC COM 65334H102 104.52 5,200 SH P SHARED 5,200 NEXEN INC COM 65334H102 532.75 26,505 SH SHARED 26,505 NEXEN INC COM 65334H102 3003.46 149,426 SH SHARED 149,426 NEXSTAR BROADCASTING GROUP I CL A 65336K103 807.14 156,727 SH SOLE 156,727 NEXTERA ENERGY INC COM 65339F101 61240.26 1,125,947 SH SHARED 01 1,125,947 NEXTERA ENERGY INC COM 65339F101 26.11 480 SH SHARED 21 480 NEXTERA ENERGY INC COM 65339F101 940.95 17,300 SH P SHARED 17,300 NEXTERA ENERGY INC COM 65339F101 1234.44 22,696 SH SHARED 22,696 NEXTERA ENERGY INC COM 65339F101 3480.69 63,995 SH SHARED 63,995 NEXTERA ENERGY INC COM 65339F101 6108.00 112,300 SH C SHARED 112,300 NFJ DIVID INT & PREM STRTGY COM SHS 65337H109 15477.44 982,071 SH SHARED 01 982,071 NFJ DIVID INT & PREM STRTGY COM SHS 65337H109 71.24 4,520 SH SHARED 4,520 NGAS RESOURCES INC COM 62912T103 3.83 4,500 SH SHARED 01 4,500 NGAS RESOURCES INC COM 62912T103 0.34 400 SH P SHARED 400 NGAS RESOURCES INC COM 62912T103 0.34 400 SH SHARED 400 NGP CAP RES CO COM 62912R107 629.34 69,464 SH SHARED 01 69,464 NGP CAP RES CO COM 62912R107 93.41 10,310 SH SHARED 10,310 NIC INC COM 62914B100 107.60 12,979 SH SOLE 12,979 NICE SYS LTD SPONSORED ADR 653656108 2740.32 87,578 SH SHARED 01 87,578 NICE SYS LTD SPONSORED ADR 653656108 419.13 13,395 SH SHARED 13,395 NICHOLAS FINANCIAL INC COM NEW 65373J209 13.79 1,500 SH SHARED 01 1,500 NICOR INC COM 654086107 1284.43 28,032 SH SHARED 01 28,032 NICOR INC COM 654086107 68.73 1,500 SH C SHARED 1,500 NICOR INC COM 654086107 87.06 1,900 SH P SHARED 1,900 NICOR INC COM 654086107 491.65 10,730 SH SHARED 10,730 NIDEC CORP SPONSORED ADR 654090109 896.39 40,287 SH SHARED 01 40,287 NIDEC CORP SPONSORED ADR 654090109 68.20 3,065 SH SHARED 3,065 NIGHTHAWK RADIOLOGY HLDGS IN COM 65411N105 136.53 21,400 SH SHARED 01 21,400 NIGHTHAWK RADIOLOGY HLDGS IN COM 65411N105 42.27 6,625 SH SHARED 6,625 NII HLDGS INC CL B NEW 62913F201 1873.91 45,594 SH SHARED 01 45,594 NII HLDGS INC CL B NEW 62913F201 9.45 230 SH SHARED 20 230 NII HLDGS INC CL B NEW 62913F201 56.35 1,371 SH SHARED 1,371 NII HLDGS INC CL B NEW 62913F201 98.64 2,400 SH C SHARED 2,400 NII HLDGS INC CL B NEW 62913F201 460.32 11,200 SH SHARED 11,200 NII HLDGS INC CL B NEW 62913F201 1442.61 35,100 SH P SHARED 35,100 NOTE 3.125% NII HLDGS INC 6/1 62913FAJ1 55.29 57,000 PRN SHARED 01 57,000 NIKE INC CL B 654106103 39499.80 492,885 SH SHARED 01 492,885 NIKE INC CL B 654106103 1831.20 22,850 SH SHARED 20 22,850 NIKE INC CL B 654106103 149.06 1,860 SH SHARED 21 1,860 NIKE INC CL B 654106103 1465.28 18,284 SH SHARED 18,284 NIKE INC CL B 654106103 1713.87 21,386 SH SHARED 21,386

NIKE INC CL B 654106103 10466.28 130,600 SH C SHARED 130,600 NIKE INC CL B 654106103 17061.81 212,900 SH P SHARED 212,900 NINETOWNS INTERNET TECH GRP ADR 654407105 2.29 1,621 SH SOLE 1,621 NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 10146.57 462,891 SH SHARED 01 462,891 NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 132.11 6,027 SH SHARED 21 6,027 NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 3.99 182 SH SHARED 182 NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 645.65 29,455 SH SHARED 29,455 NISKA GAS STORAGE UNIT LTD PARTNERS L LIABI 654678101 6512.85 335,714 SH SHARED 01 335,714 NISKA GAS STORAGE UNIT LTD PARTNERS L LIABI 654678101 13.29 685 SH SHARED 685 NISOURCE INC COM 65473P105 5050.65 290,267 SH SHARED 01 290,267 NISOURCE INC COM 65473P105 5.24 301 SH SHARED 21 301 NISOURCE INC COM 65473P105 24.36 1,400 SH P SHARED 1,400 NISOURCE INC COM 65473P105 107.88 6,200 SH C SHARED 6,200 NISOURCE INC COM 65473P105 279.34 16,054 SH SHARED 16,054 NISOURCE INC COM 65473P105 9052.14 520,238 SH SHARED 520,238 NMT MED INC COM 629294109 0.49 1,200 SH C SOLE 1,200 NMT MED INC COM 629294109 3.24 7,957 SH SOLE 7,957 NN INC COM 629337106 47.03 5,701 SH SOLE 5,701 NOAH ED HLDGS LTD ADR 65487R303 0.97 362 SH SOLE 362 NOBILITY HOMES INC COM 654892108 7.59 803 SH SOLE 803 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 16154.86 478,096 SH SHARED 01 478,096 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 1239.76 36,690 SH SHARED 20 36,690 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 530.50 15,700 SH SHARED 15,700 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 1628.68 48,200 SH C SHARED 48,200 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 3406.03 100,800 SH P SHARED 100,800 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 3905.82 115,591 SH SHARED 115,591 NOBLE ENERGY INC COM 655044105 4947.53 65,888 SH SHARED 01 65,888 NOBLE ENERGY INC COM 655044105 13.52 180 SH SHARED 21 180 NOBLE ENERGY INC COM 655044105 846.26 11,270 SH SHARED 11,270 NOBLE ENERGY INC COM 655044105 923.61 12,300 SH SHARED 12,300 NOBLE ENERGY INC COM 655044105 1163.90 15,500 SH P SHARED 15,500 NOBLE ENERGY INC COM 655044105 2132.56 28,400 SH C SHARED 28,400 NOKIA CORP SPONSORED ADR 654902204 12441.94 1,240,473 SH SHARED 01 1,240,473 NOKIA CORP SPONSORED ADR 654902204 46.93 4,679 SH SHARED 21 4,679 NOKIA CORP SPONSORED ADR 654902204 1135.91 113,251 SH SHARED 113,251 NOMURA HLDGS INC SPONSORED ADR 65535H208 2254.47 472,635 SH SHARED 01 472,635 NOMURA HLDGS INC SPONSORED ADR 65535H208 1003.34 210,343 SH SHARED 20 210,343 NOMURA HLDGS INC SPONSORED ADR 65535H208 36.29 7,607 SH SHARED 21 7,607 NORDIC AMERICAN TANKER SHIPP COM G65773106 411.84 15,390 SH SHARED 01 15,390 NORDIC AMERICAN TANKER SHIPP COM G65773106 26.22 980 SH SHARED 980 NORDIC AMERICAN TANKER SHIPP COM G65773106 650.27 24,300 SH P SHARED 24,300 NORDIC AMERICAN TANKER SHIPP COM G65773106 1027.58 38,400 SH C SHARED 38,400 NORDSON CORP COM 655663102 140.97 1,913 SH SHARED 01 1,913 NORDSON CORP COM 655663102 9.21 125 SH SHARED 21 125 NORDSON CORP COM 655663102 7.37 100 SH C SHARED 100 NORDSON CORP COM 655663102 357.69 4,854 SH SHARED 4,854 NORDSTROM INC COM 655664100 6637.22 178,420 SH SHARED 01 178,420 NORDSTROM INC COM 655664100 16.52 444 SH SHARED 21 444 NORDSTROM INC COM 655664100 319.92 8,600 SH SHARED 8,600

NORDSTROM INC COM 655664100 1387.56 37,300 SH P SHARED 37,300 NORDSTROM INC COM 655664100 2507.28 67,400 SH C SHARED 67,400 NORFOLK SOUTHERN CORP COM 655844108 27491.30 461,961 SH SHARED 01 461,961 NORFOLK SOUTHERN CORP COM 655844108 472.21 7,935 SH SHARED 20 7,935 NORFOLK SOUTHERN CORP COM 655844108 56.53 950 SH SHARED 21 950 NORFOLK SOUTHERN CORP COM 655844108 1231.86 20,700 SH SHARED 20,700 NORFOLK SOUTHERN CORP COM 655844108 3344.46 56,200 SH P SHARED 56,200 NORFOLK SOUTHERN CORP COM 655844108 7307.83 122,800 SH C SHARED 122,800 NORFOLK SOUTHERN CORP COM 655844108 10649.85 178,959 SH SHARED 178,959 NORTECH SYS INC COM 656553104 7.61 2,125 SH SOLE 2,125 NORTH AMERN ENERGY PARTNERS COM 656844107 0.96 118 SH SHARED 01 118 NORTH AMERN ENERGY PARTNERS COM 656844107 14.29 1,753 SH SHARED 1,753 NORTH AMERN PALLADIUM LTD COM 656912102 270.89 65,433 SH SHARED 01 65,433 NORTH AMERN PALLADIUM LTD COM 656912102 20.70 5,000 SH SHARED 5,000 NORTH AMERN PALLADIUM LTD COM 656912102 38.92 9,400 SH P SHARED 9,400 NORTH AMERN PALLADIUM LTD COM 656912102 185.57 44,824 SH SHARED 44,824 NORTH AMERN PALLADIUM LTD COM 656912102 1897.78 458,400 SH C SHARED 458,400 NORTH CENT BANCSHARES INC COM 658418108 4.86 397 SH SOLE 397 NORTH EUROPEAN OIL RTY TR SH BEN INT 659310106 55.04 2,060 SH SHARED 01 2,060 NORTH VALLEY BANCORP COM 66304M105 2.24 1,372 SH SOLE 1,372 NORTHEAST CMNTY BANCORP INC COM 664112109 11.08 1,875 SH SOLE 1,875 NORTHEAST UTILS COM 664397106 14151.73 478,584 SH SHARED 01 478,584 NORTHEAST UTILS COM 664397106 13.87 469 SH SHARED 21 469 NORTHEAST UTILS COM 664397106 233.60 7,900 SH SHARED 7,900 NORTHEAST UTILS COM 664397106 234.25 7,922 SH SHARED 7,922 NORTHEAST UTILS COM 664397106 2942.22 99,500 SH C SHARED 99,500 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 183.82 21,600 SH SHARED 01 21,600 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 24.68 2,900 SH P SHARED 2,900 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 26.30 3,091 SH SHARED 3,091 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 29.79 3,500 SH C SHARED 3,500 NORTHERN OIL & GAS INC NEV COM 665531109 10.16 600 SH SHARED 01 600 NORTHERN OIL & GAS INC NEV COM 665531109 16.94 1,000 SH P SHARED 1,000 NORTHERN OIL & GAS INC NEV COM 665531109 28.80 1,700 SH C SHARED 1,700 NORTHERN TECH INTL CORP COM 665809109 32.49 3,409 SH SOLE 3,409 NORTHERN TR CORP COM 665859104 6427.64 133,243 SH SHARED 01 133,243 NORTHERN TR CORP COM 665859104 15.77 327 SH SHARED 21 327 NORTHERN TR CORP COM 665859104 540.29 11,200 SH SHARED 11,200 NORTHERN TR CORP COM 665859104 4539.38 94,100 SH C SHARED 94,100 NORTHERN TR CORP COM 665859104 4621.39 95,800 SH P SHARED 95,800 NORTHFIELD BANCORP INC NEW COM 66611L105 21.64 2,000 SH SHARED 01 2,000 NORTHGATE MINERALS CORP COM 666416102 7.58 2,500 SH SHARED 01 2,500 NORTHGATE MINERALS CORP COM 666416102 4.85 1,600 SH C SHARED 1,600 NORTHGATE MINERALS CORP COM 666416102 4.85 1,600 SH P SHARED 1,600 NORTHGATE MINERALS CORP COM 666416102 2511.30 828,813 SH SHARED 828,813 NORTHRIM BANCORP INC COM 666762109 32.67 1,968 SH SOLE 1,968 NORTHROP GRUMMAN CORP COM 666807102 18313.11 302,047 SH SHARED 01 302,047 NORTHROP GRUMMAN CORP COM 666807102 18.13 299 SH SHARED 21 299 NORTHROP GRUMMAN CORP COM 666807102 518.87 8,558 SH SHARED 8,558 NORTHROP GRUMMAN CORP COM 666807102 1136.33 18,742 SH SHARED 18,742

NORTHROP GRUMMAN CORP COM 666807102 3546.86 58,500 SH P SHARED 58,500 NORTHROP GRUMMAN CORP COM 666807102 10681.01 176,167 SH C SHARED 176,167 NORTHSTAR RLTY FIN CORP COM 66704R100 138.24 36,962 SH SHARED 01 36,962 NORTHSTAR RLTY FIN CORP COM 66704R100 1.87 500 SH C SHARED 500 NORTHSTAR RLTY FIN CORP COM 66704R100 3.37 900 SH P SHARED 900 NORTHWEST BANCSHARES INC MD COM 667340103 125.27 11,205 SH SHARED 01 11,205 NORTHWEST BANCSHARES INC MD COM 667340103 7.75 693 SH SHARED 21 693 NORTHWEST NAT GAS CO COM 667655104 751.89 15,846 SH SHARED 01 15,846 NORTHWEST NAT GAS CO COM 667655104 239.10 5,039 SH SHARED 5,039 NORTHWEST PIPE CO COM 667746101 63.28 3,616 SH SHARED 01 3,616 NORTHWESTERN CORP COM NEW 668074305 125.49 4,403 SH SHARED 01 4,403 NORTHWESTERN CORP COM NEW 668074305 2.51 88 SH SHARED 21 88 NORWOOD FINANCIAL CORP COM 669549107 55.38 1,978 SH SHARED 01 1,978 NOVA MEASURING INSTRUMENTS L COM M7516K103 93.99 15,930 SH SOLE 15,930 NOVABAY PHARMACEUTICALS INC COM 66987P102 1.78 1,000 SH SHARED 01 1,000 NOVABAY PHARMACEUTICALS INC COM 66987P102 10.29 5,793 SH SHARED 5,793 NOVAGOLD RES INC COM NEW 66987E206 1018.04 116,481 SH SHARED 01 116,481 NOVAGOLD RES INC COM NEW 66987E206 41.95 4,800 SH P SHARED 4,800 NOVAGOLD RES INC COM NEW 66987E206 293.66 33,600 SH C SHARED 33,600 NOVAGOLD RES INC COM NEW 66987E206 3402.48 389,300 SH SHARED 389,300 NOVAMED INC DEL COM NEW 66986W207 10.15 1,052 SH SOLE 1,052 NOVARTIS A G SPONSORED ADR 66987V109 90875.64 1,575,787 SH SHARED 01 1,575,787 NOVARTIS A G SPONSORED ADR 66987V109 5.77 100 SH SHARED 17 100 NOVARTIS A G SPONSORED ADR 66987V109 284.54 4,934 SH SHARED 21 4,934 NOVATEL WIRELESS INC COM NEW 66987M604 23.64 3,000 SH SHARED 3,000 NOVATEL WIRELESS INC COM NEW 66987M604 94.56 12,000 SH P SHARED 12,000 NOVATEL WIRELESS INC COM NEW 66987M604 154.45 19,600 SH C SHARED 19,600 NOVAVAX INC COM 670002104 13.14 6,000 SH SHARED 01 6,000 NOVAVAX INC COM 670002104 4.38 2,000 SH P SHARED 2,000 NOVAVAX INC COM 670002104 44.46 20,300 SH C SHARED 20,300 NOVAVAX INC COM 670002104 130.45 59,567 SH SHARED 59,567 NOVELL INC COM 670006105 205.17 34,367 SH SHARED 01 34,367 NOVELL INC COM 670006105 5.97 1,000 SH P SHARED 1,000 NOVELL INC COM 670006105 32.84 5,500 SH C SHARED 5,500 NOVELL INC COM 670006105 904.29 151,473 SH SHARED 151,473 NOVELLUS SYS INC COM 670008101 1467.11 55,196 SH SHARED 01 55,196 NOVELLUS SYS INC COM 670008101 1113.70 41,900 SH C SHARED 41,900 NOVELLUS SYS INC COM 670008101 2121.08 79,800 SH P SHARED 79,800 NOVELLUS SYS INC COM 670008101 12666.75 476,552 SH SHARED 476,552 NOVOGEN LIMITED SPONSORED ADR 67010F103 4.81 8,300 SH SHARED 01 8,300 NOVO-NORDISK A S ADR 670100205 7876.48 80,013 SH SHARED 01 80,013 NOVO-NORDISK A S ADR 670100205 16.64 169 SH SHARED 21 169 NOVO-NORDISK A S ADR 670100205 671.66 6,823 SH SHARED 6,823 NPS PHARMACEUTICALS INC COM 62936P103 2.58 377 SH SHARED 01 377 NPS PHARMACEUTICALS INC COM 62936P103 268.81 39,300 SH C SHARED 13 39,300 NPS PHARMACEUTICALS INC COM 62936P103 268.81 39,300 SH P SHARED 13 39,300 NPS PHARMACEUTICALS INC COM 62936P103 10.26 1,500 SH P SHARED 1,500 NPS PHARMACEUTICALS INC COM 62936P103 16.42 2,400 SH C SHARED 2,400 NPS PHARMACEUTICALS INC COM 62936P103 62.96 9,205 SH SHARED 9,205

NRG ENERGY INC COM NEW 629377508 1021.33 49,055 SH SHARED 01 49,055 NRG ENERGY INC COM NEW 629377508 358.10 17,200 SH SHARED 17,200 NRG ENERGY INC COM NEW 629377508 1636.45 78,600 SH C SHARED 78,600 NRG ENERGY INC COM NEW 629377508 5681.78 272,900 SH P SHARED 272,900 NRG ENERGY INC COM NEW 629377508 180029.69 8,646,959 SH SHARED 8,646,959 NSTAR COM 67019E107 1288.52 32,745 SH SHARED 01 32,745 NSTAR COM 67019E107 15.74 400 SH P SHARED 400 NSTAR COM 67019E107 208.56 5,300 SH SHARED 5,300 NSTAR COM 67019E107 3521.83 89,500 SH C SHARED 89,500 NTELOS HLDGS CORP COM 67020Q107 1076.65 63,632 SH SHARED 01 63,632 NTN BUZZTIME INC COM NEW 629410309 4.00 10,000 SH SHARED 01 10,000 NTN BUZZTIME INC COM NEW 629410309 14.93 37,321 SH SHARED 37,321 NTS RLTY HLDGS PARTSHIP LTD PARTNERSH UNITS 629422106 6.63 1,997 SH SOLE 1,997 NTT DOCOMO INC SPONS ADR 62942M201 8380.77 501,242 SH SHARED 01 501,242 NTT DOCOMO INC SPONS ADR 62942M201 51.46 3,078 SH SHARED 3,078 NU HORIZONS ELECTRS CORP COM 669908105 216.76 31,188 SH SHARED 01 31,188 NU HORIZONS ELECTRS CORP COM 669908105 69.18 9,954 SH SHARED 9,954 NU SKIN ENTERPRISES INC CL A 67018T105 976.75 33,915 SH SHARED 01 33,915 NU SKIN ENTERPRISES INC CL A 67018T105 4.46 155 SH SHARED 20 155 NU SKIN ENTERPRISES INC CL A 67018T105 14.40 500 SH C SHARED 500 NU SKIN ENTERPRISES INC CL A 67018T105 146.88 5,100 SH P SHARED 5,100 NU SKIN ENTERPRISES INC CL A 67018T105 1061.25 36,849 SH SHARED 36,849 NUANCE COMMUNICATIONS INC COM 67020Y100 4955.75 316,864 SH SHARED 01 316,864 NUANCE COMMUNICATIONS INC COM 67020Y100 240.20 15,358 SH SHARED 15,358 NUANCE COMMUNICATIONS INC COM 67020Y100 283.08 18,100 SH P SHARED 18,100 NUANCE COMMUNICATIONS INC COM 67020Y100 979.06 62,600 SH C SHARED 62,600 NUCOR CORP COM 670346105 17144.43 448,807 SH SHARED 01 448,807 NUCOR CORP COM 670346105 691.42 18,100 SH SHARED 18,100 NUCOR CORP COM 670346105 5677.93 148,637 SH SHARED 148,637 NUCOR CORP COM 670346105 6100.54 159,700 SH P SHARED 159,700 NUCOR CORP COM 670346105 294276.49 7,703,573 SH C SHARED 7,703,573 NUMEREX CORP PA CL A 67053A102 10.04 1,702 SH SOLE 1,702 NUPATHE INC COM 67059M100 2.12 294 SH SOLE 294 NUSTAR ENERGY LP UNIT COM 67058H102 39238.61 635,649 SH SHARED 01 635,649 NUSTAR ENERGY LP UNIT COM 67058H102 148.15 2,400 SH P SHARED 2,400 NUSTAR ENERGY LP UNIT COM 67058H102 771.63 12,500 SH C SHARED 12,500 NUSTAR ENERGY LP UNIT COM 67058H102 8171.94 132,382 SH SHARED 132,382 NUSTAR GP UNIT RESTG HOLDINGS LLC LLC 67059L102 8075.40 238,072 SH SHARED 01 238,072 NUSTAR GP UNIT RESTG HOLDINGS LLC LLC 67059L102 47.49 1,400 SH P SHARED 1,400 NUTRACEUTICAL INTL CORP COM 67060Y101 211.39 13,473 SH SHARED 01 13,473 NUTRACEUTICAL INTL CORP COM 67060Y101 5.07 323 SH SHARED 21 323 NUTRI SYS INC NEW COM 67069D108 383.43 19,929 SH SHARED 01 19,929 NUTRI SYS INC NEW COM 67069D108 7.54 392 SH SHARED 21 392 NUTRI SYS INC NEW COM 67069D108 198.17 10,300 SH P SHARED 10,300 NUTRI SYS INC NEW COM 67069D108 315.54 16,400 SH C SHARED 16,400 NUTRI SYS INC NEW COM 67069D108 326.87 16,989 SH SHARED 16,989 NUVASIVE INC COM 670704105 597.49 17,003 SH SHARED 01 17,003 NUVASIVE INC COM 670704105 14.06 400 SH C SHARED 400 NUVEEN ARIZ DIVID ADVANTAG COM SH BEN M INT 67069L100 477.75 32,500 SH SHARED 01 32,500

NUVEEN ARIZ DIVID ADVANTAGE COM 67071P107 281.39 19,500 SH SHARED 01 19,500 NUVEEN ARIZ DIVID ADVANTAGE COM 67071P107 21.75 1,507 SH SHARED 1,507 NUVEEN ARIZ PREM INCOME MUN COM 67061W104 513.34 36,537 SH SHARED 01 36,537 NUVEEN AZ DIV ADV MUN FD 3 COM 67072E101 216.19 15,700 SH SHARED 01 15,700 NUVEEN BUILD AMER BD FD COM 67074C103 680.76 33,182 SH SHARED 01 33,182 NUVEEN BUILD AMER BD FD COM 67074C103 24.15 1,177 SH SHARED 1,177 NUVEEN CA DIV COM SH BEN ADV MUNI FD 3 INT 67070Y109 444.88 33,126 SH SHARED 01 33,126 NUVEEN CA DIV COM SH BEN ADV MUNI FD 3 INT 67070Y109 65.36 4,867 SH SHARED 4,867 NUVEEN CA DIV ADVANTG MUN FD COM 67069X104 10.23 700 SH SHARED 01 700 NUVEEN CA DIVIDEND ADV MUN F COM SHS 67066Y105 1118.42 79,603 SH SHARED 01 79,603 NUVEEN CA DIVIDEND ADV MUN F COM SHS 67066Y105 80.87 5,756 SH SHARED 5,756 NUVEEN CA INVT QUALITY MUN F COM 67062A101 5.71 400 SH SHARED 01 400 NUVEEN CA INVT QUALITY MUN F COM 67062A101 0.90 63 SH SHARED 63 NUVEEN CA MUN MKT OPPORTUNT COM 67062U107 44.52 3,100 SH SHARED 01 3,100 NUVEEN CA MUN MKT OPPORTUNT COM 67062U107 88.97 6,196 SH SHARED 6,196 NUVEEN CA SELECT QUALITY MUN COM 670975101 216.03 14,666 SH SHARED 01 14,666 NUVEEN CA SELECT QUALITY MUN COM 670975101 57.59 3,910 SH SHARED 3,910 NUVEEN CA SELECT TAX FREE PR SH BEN INT 67063R103 61.42 4,422 SH SHARED 01 4,422 NUVEEN CA SELECT TAX FREE PR SH BEN INT 67063R103 36.41 2,621 SH SHARED 2,621 NUVEEN CALIF MUN VALUE FD COM 67062C107 1325.79 140,147 SH SHARED 01 140,147 NUVEEN CALIF MUN VALUE FD COM 67062C107 60.83 6,430 SH SHARED 6,430 NUVEEN CALIF MUNICPAL VALU F COM 6706EB106 22.74 1,435 SH SOLE 1,435 NUVEEN CALIF PERFORM PLUS MU COM 67062Q106 99.33 7,000 SH SHARED 01 7,000 NUVEEN CALIF PERFORM PLUS MU COM 67062Q106 63.51 4,476 SH SHARED 4,476 NUVEEN CALIF PREM INCOME MUN COM 6706L0102 55.60 4,000 SH SHARED 01 4,000 NUVEEN CALIF PREM INCOME MUN COM 6706L0102 67.25 4,838 SH SHARED 4,838 NUVEEN CALIF QUALITY INCM MU COM 670985100 412.71 27,152 SH SHARED 01 27,152 NUVEEN CALIF QUALITY INCM MU COM 670985100 66.17 4,353 SH SHARED 4,353 NUVEEN CONN DIVID ADVANTAGE COM 67071R103 127.21 8,218 SH SHARED 01 8,218 NUVEEN CONN DIVID ADVANTAGE COM 67071R103 34.27 2,214 SH SHARED 2,214 NUVEEN CONN PREM INCOME MUN SH BEN INT 67060D107 73.04 5,108 SH SHARED 01 5,108 NUVEEN CONN PREM INCOME MUN SH BEN INT 67060D107 58.66 4,102 SH SHARED 4,102 NUVEEN CORE EQUITY ALPHA FUN COM 67090X107 218.43 17,240 SH SHARED 01 17,240 NUVEEN CT DIV ADV MUN FD 3 COM 67071Y108 64.35 4,500 SH SHARED 01 4,500 NUVEEN CT DIVID COM SH BEN ADVANTAGE MU INT 67069T103 10.30 680 SH SHARED 01 680 NUVEEN CT DIVID COM SH BEN ADVANTAGE MU INT 67069T103 45.77 3,021 SH SHARED 3,021 NUVEEN DIV ADV COM SH BEN MUNI FD 3 INT 67070X101 1425.06 96,353 SH SHARED 01 96,353 NUVEEN DIV ADVANTAGE MUN FD COM 67070F100 71.07 4,776 SH SHARED 01 4,776 NUVEEN DIV ADVANTAGE MUN FD COM 67070F100 42.21 2,837 SH SHARED 2,837 NUVEEN DIVERSIFIED DIV INCM COM 6706EP105 82.06 7,467 SH SHARED 01 7,467 NUVEEN DIVERSIFIED DIV INCM COM 6706EP105 27.79 2,529 SH SHARED 2,529 NUVEEN DIVID ADVANTAGE MUN F COM 67066V101 1630.68 110,330 SH SHARED 01 110,330 NUVEEN DIVID ADVANTAGE MUN F COM 67066V101 65.65 4,442 SH SHARED 4,442 NUVEEN ENHANCED MUN VALUE FD COM 67074M101 119.20 8,000 SH SHARED 01 8,000 NUVEEN EQTY PRM OPPORTUNITYF COM 6706EM102 677.31 51,350 SH SHARED 01 51,350 NUVEEN EQTY PRM OPPORTUNITYF COM 6706EM102 54.37 4,122 SH SHARED 4,122 NUVEEN EQUITY PREM & GROWTH COM 6706EW100 252.32 18,774 SH SHARED 01 18,774 NUVEEN EQUITY PREM & GROWTH COM 6706EW100 25.66 1,909 SH SHARED 1,909 NUVEEN EQUITY PREM ADV FD COM 6706ET107 609.42 46,168 SH SHARED 01 46,168

NUVEEN EQUITY PREM ADV FD COM 6706ET107 3.99 302 SH SHARED 302 NUVEEN EQUITY PREM INCOME FD COM 6706ER101 860.87 64,727 SH SHARED 01 64,727 NUVEEN EQUITY PREM INCOME FD COM 6706ER101 36.75 2,763 SH SHARED 2,763 NUVEEN FLOATING RATE INCOME COM 67072T108 1114.23 100,381 SH SHARED 01 100,381 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 207.47 18,120 SH SHARED 01 18,120 NUVEEN GA DIV ADV MUN FD 2 COM 67072B107 76.95 5,400 SH SHARED 01 5,400 NUVEEN GA DIV ADV MUN FD 2 COM 67072B107 19.08 1,339 SH SHARED 1,339 NUVEEN GA DIV ADV MUNI FD COM 67070T100 1.46 98 SH SOLE 98 NUVEEN GBL VL OPPORTUNITIES COM 6706EH103 2157.35 112,773 SH SHARED 01 112,773 NUVEEN GLB GOVT ENHANCED IN COM 67073C104 619.61 35,857 SH SHARED 01 35,857 NUVEEN INS CA TX FR ADV MUN COM 670651108 126.76 9,100 SH SHARED 01 9,100 NUVEEN INS MA TX FR ADV MUNF COM 67072F108 72.34 4,479 SH SHARED 01 4,479 NUVEEN INS NY TX FR ADV MUN COM 670656107 62.07 4,208 SH SOLE 4,208 NUVEEN INSD CA PREM INCOME 2 COM 67061U108 528.54 37,300 SH SHARED 01 37,300 NUVEEN INSD CA PREM INCOME 2 COM 67061U108 22.30 1,574 SH SHARED 1,574 NUVEEN INSD CALIF DIVID COM 67071M104 823.06 55,725 SH SHARED 01 55,725 NUVEEN INSD CALIF DIVID COM 67071M104 63.73 4,315 SH SHARED 4,315 NUVEEN INSD CALIF PREM INCOM COM 67061X102 426.82 28,800 SH SHARED 01 28,800 NUVEEN INSD CALIF PREM INCOM COM 67061X102 17.64 1,190 SH SHARED 1,190 NUVEEN INSD DIVID ADVANTAGE COM 67071L106 226.83 15,012 SH SHARED 01 15,012 NUVEEN INSD DIVID ADVANTAGE COM 67071L106 84.31 5,580 SH SHARED 5,580 NUVEEN INSD MUN OPPORTUNITY COM 670984103 5186.48 350,912 SH SHARED 01 350,912 NUVEEN INSD NEW YORK DIVID COM 67071N102 117.76 8,000 SH SHARED 01 8,000 NUVEEN INSD NEW YORK DIVID COM 67071N102 59.84 4,065 SH SHARED 4,065 NUVEEN INSD NY PREM INCOME F COM 67101R107 1149.26 75,709 SH SHARED 01 75,709 NUVEEN INSD PREM INCOME MUN COM 6706D8104 4208.75 311,990 SH SHARED 01 311,990 NUVEEN INSD PREM INCOME MUN COM 6706D8104 69.00 5,115 SH SHARED 5,115 NUVEEN INSD QUALITY MUN FD I COM 67062N103 697.27 47,955 SH SHARED 01 47,955 NUVEEN INSD QUALITY MUN FD I COM 67062N103 48.30 3,322 SH SHARED 3,322 NUVEEN INVT QUALITY MUN FD I COM 67062E103 737.44 48,136 SH SHARED 01 48,136 NUVEEN MASS DIVID ADVANTAG COM SH BEN M INT 67069P101 20.53 1,300 SH SHARED 01 1,300 NUVEEN MASS DIVID ADVANTAG COM SH BEN M INT 67069P101 1.39 88 SH SHARED 88 NUVEEN MD DIV ADV MUN FD 3 COM 67072A109 20.37 1,400 SH SHARED 01 1,400 NUVEEN MD DIV COM SH BEN ADV MUNI FD 2 INT 67070V105 40.12 2,711 SH SOLE 2,711 NUVEEN MD DIVID COM SH BEN ADVANTAGE MU INT 67069R107 31.75 2,200 SH SHARED 01 2,200 NUVEEN MD PREM INCOME MUN FD COM 67061Q107 3.06 200 SH SHARED 01 200 NUVEEN MI DIV COM SH BEN ADV MUNI FD INT 67070W103 5.93 430 SH SHARED 01 430 NUVEEN MI DIV COM SH BEN ADV MUNI FD INT 67070W103 7.37 535 SH SHARED 535 NUVEEN MICH PREM INCOME MUN COM 67101Q109 6.06 430 SH SHARED 01 430 NUVEEN MICH QUALITY INCOME M COM 670979103 40.27 2,781 SH SOLE 2,781 NUVEEN MO PREM INCOME MUN FD SH BEN INT 67060Q108 4.04 254 SH SOLE 254 NUVEEN MTG OPPORTUNITY TERM COM 670735109 316.92 12,810 SH SHARED 01 12,810 NUVEEN MTG OPPORTUNITY TERM COM 670735109 20.29 820 SH SHARED 820 NUVEEN MTG OPPTY TERM FD 2 COM 67074R100 136.24 5,616 SH SHARED 01 5,616 NUVEEN MULT CURR ST GV INCM COM 67090N109 7088.90 481,583 SH SHARED 01 481,583 NUVEEN MULTI STRAT INC & GR COM 67073B106 2893.18 345,248 SH SHARED 01 345,248 NUVEEN MULTI STRAT INC GR FD COM SHS 67073D102 10223.67 1,157,834 SH SHARED 01 1,157,834 NUVEEN MULTI STRAT INC GR FD COM SHS 67073D102 59.33 6,719 SH SHARED 6,719 NUVEEN MUN ADVANTAGE FD INC COM 67062H106 298.84 19,519 SH SHARED 01 19,519

NUVEEN MUN HIGH INC OPP FD COM 670682103 67.90 5,183 SH SHARED 01 5,183 NUVEEN MUN HIGH INC OPP FD COM 670682103 7.62 582 SH SHARED 582 NUVEEN MUN HIGH INC OPPTY FD COM 670683101 0.24 19 SH SHARED 01 19 NUVEEN MUN INCOME FD INC COM 67062J102 18.17 1,609 SH SHARED 01 1,609 NUVEEN MUN INCOME FD INC COM 67062J102 36.70 3,251 SH SHARED 3,251 NUVEEN MUN MKT OPPORTUNITY F COM 67062W103 233.62 15,700 SH SHARED 01 15,700 NUVEEN MUN MKT OPPORTUNITY F COM 67062W103 13.72 922 SH SHARED 922 NUVEEN MUN VALUE FD 2 COM 670695105 405.89 23,088 SH SHARED 01 23,088 NUVEEN MUN VALUE FD 2 COM 670695105 86.99 4,948 SH SHARED 4,948 NUVEEN MUN VALUE FD INC COM 670928100 3315.63 328,280 SH SHARED 01 328,280 NUVEEN N C PREM INCOME MUN F SH BEN INT 67060P100 20.43 1,284 SH SHARED 01 1,284 NUVEEN N C PREM INCOME MUN F SH BEN INT 67060P100 29.39 1,847 SH SHARED 1,847 NUVEEN N Y INVT QUALITY MUN COM 67062X101 1218.69 81,627 SH SHARED 01 81,627 NUVEEN N Y INVT QUALITY MUN COM 67062X101 78.82 5,279 SH SHARED 5,279 NUVEEN NC DIV ADV MUN FD 3 COM 67072D103 78.32 4,919 SH SHARED 01 4,919 NUVEEN NC DIV ADV MUN FD 3 COM 67072D103 30.11 1,891 SH SHARED 1,891 NUVEEN NC DIVID COM SH BEN ADVANTAGE MU INT 67069N106 17.05 1,000 SH SHARED 01 1,000 NUVEEN NC DIVID COM SH BEN ADVANTAGE MU INT 67069N106 5.63 330 SH SHARED 330 NUVEEN NEW JERSEY DIVID COM 67071T109 43.94 2,900 SH SHARED 01 2,900 NUVEEN NEW JERSEY MUN VALUE COM 670702109 215.48 13,493 SH SHARED 01 13,493 NUVEEN NEW JERSEY MUN VALUE COM 670702109 2.36 148 SH SHARED 148 NUVEEN NEW YORK MUN VALUE FD COM 670706100 316.98 20,610 SH SHARED 01 20,610 NUVEEN NJ DIV ADVANTAGE MUN COM 67069Y102 410.70 27,750 SH SHARED 01 27,750 NUVEEN NJ DIV ADVANTAGE MUN COM 67069Y102 4.44 300 SH SHARED 300 NUVEEN NJ INVT QUALITY MUN F COM 670971100 660.72 44,886 SH SHARED 01 44,886 NUVEEN NJ PREM INCOME MUN FD COM 67101N106 457.97 30,430 SH SHARED 01 30,430 NUVEEN NJ PREM INCOME MUN FD COM 67101N106 21.91 1,456 SH SHARED 1,456 NUVEEN NY DIV ADVANTG MUN FD COM 67070A101 49.13 3,419 SH SHARED 01 3,419 NUVEEN NY DIV ADVANTG MUN FD COM 67070A101 24.40 1,698 SH SHARED 1,698 NUVEEN NY DIVID ADVNTG MUN F COM 67066X107 124.43 8,623 SH SHARED 01 8,623 NUVEEN NY DIVID ADVNTG MUN F COM 67066X107 32.66 2,263 SH SHARED 2,263 NUVEEN NY MUN VALUE FD COM 67062M105 706.08 71,466 SH SHARED 01 71,466 NUVEEN NY MUN VALUE FD COM 67062M105 3.21 325 SH SHARED 325 NUVEEN NY PERFORM PLUS MUN F COM 67062R104 627.09 40,405 SH SHARED 01 40,405 NUVEEN NY PERFORM PLUS MUN F COM 67062R104 42.17 2,717 SH SHARED 2,717 NUVEEN NY QUALITY INCM MUN F COM 670986108 12.99 860 SH SHARED 01 860 NUVEEN NY QUALITY INCM MUN F COM 670986108 51.08 3,383 SH SHARED 3,383 NUVEEN NY SELECT QUALITY MUN COM 670976109 39.19 2,545 SH SHARED 01 2,545 NUVEEN NY SELECT QUALITY MUN COM 670976109 83.68 5,434 SH SHARED 5,434 NUVEEN NY SELECT TAX FREE PR SH BEN INT 67063V104 31.52 2,195 SH SHARED 01 2,195 NUVEEN OH DIV COM SH BEN ADV MUNI FD 2 INT 67070R104 13.57 900 SH SHARED 01 900 NUVEEN OH DIV ADVANTAGE MUN COM 67070C107 47.54 3,083 SH SHARED 01 3,083 NUVEEN OH DIV ADVANTAGE MUN COM 67070C107 24.04 1,559 SH SHARED 1,559 NUVEEN OHIO DIVID ADVANTAGE COM 67071V104 79.05 5,000 SH SHARED 01 5,000 NUVEEN OHIO DIVID ADVANTAGE COM 67071V104 19.89 1,258 SH SHARED 1,258 NUVEEN OHIO QUALITY INCOME M COM 670980101 206.14 12,234 SH SHARED 01 12,234 NUVEEN PA DIVID ADVANTAGE MU COM 67071W102 23.55 1,564 SH SOLE 1,564 NUVEEN PA INVT QUALITY MUN F COM 670972108 45.55 3,088 SH SHARED 01 3,088 NUVEEN PA MUN VALUE FD COM 67074K105 43.72 2,777 SH SOLE 2,777

NUVEEN PA PREM INCOME MUN FD COM 67061F101 6.18 435 SH SHARED 01 435 NUVEEN PA PREM INCOME MUN FD COM 67061F101 30.88 2,175 SH SHARED 2,175 NUVEEN PERFORMANCE PLUS MUN COM 67062P108 978.47 63,806 SH SHARED 01 63,806 NUVEEN PERFORMANCE PLUS MUN COM 67062P108 16.58 1,081 SH SHARED 1,081 NUVEEN PREM INCOME MUN FD COM 67062T100 1879.92 127,973 SH SHARED 01 127,973 NUVEEN PREM INCOME MUN FD COM 67062T100 222.99 15,180 SH SHARED 15,180 NUVEEN PREM INCOME MUN FD 2 COM 67063W102 1800.66 120,365 SH SHARED 01 120,365 NUVEEN PREM INCOME MUN FD 4 COM 6706K4105 942.94 70,421 SH SHARED 01 70,421 NUVEEN PREM INCOME MUN FD 4 COM 6706K4105 124.63 9,308 SH SHARED 9,308 NUVEEN PREMIER INSD MUN INCO COM 670987106 31.44 2,000 SH SHARED 01 2,000 NUVEEN PREMIER INSD MUN INCO COM 670987106 33.59 2,137 SH SHARED 2,137 NUVEEN PREMIER MUN INCOME FD COM 670988104 229.26 15,692 SH SHARED 01 15,692 NUVEEN QUALITY INCOME MUN FD COM 670977107 572.75 38,107 SH SHARED 01 38,107 NUVEEN QUALITY INCOME MUN FD COM 670977107 130.76 8,700 SH SHARED 8,700 NUVEEN QUALITY PFD INC FD 3 COM 67072W101 946.59 111,679 SH SHARED 01 111,679 NUVEEN QUALITY PFD INC FD 3 COM 67072W101 5.70 672 SH SHARED 672 NUVEEN QUALITY PFD INCOME FD COM 67071S101 1895.41 234,290 SH SHARED 01 234,290 NUVEEN QUALITY PFD INCOME FD COM 67072C105 3687.54 428,286 SH SHARED 01 428,286 NUVEEN QUALITY PFD INCOME FD COM 67071S101 113.66 14,049 SH SHARED 14,049 NUVEEN REAL ESTATE INCOME FD COM 67071B108 303.96 30,065 SH SHARED 01 30,065 NUVEEN SELECT MAT MUN FD SH BEN INT 67061T101 739.73 67,065 SH SHARED 01 67,065 NUVEEN SELECT MAT MUN FD SH BEN INT 67061T101 11.80 1,070 SH SHARED 1,070 NUVEEN SELECT QUALITY MUN FD COM 670973106 241.94 15,579 SH SHARED 01 15,579 NUVEEN SELECT TAX FREE INCM SH BEN INT 67062F100 72.20 4,728 SH SHARED 01 4,728 NUVEEN SELECT TAX FREE INCM SH BEN INT 67063C106 665.54 46,869 SH SHARED 01 46,869 NUVEEN SELECT TAX FREE INCM SH BEN INT 67063X100 1121.49 75,006 SH SHARED 01 75,006 NUVEEN SELECT TAX FREE INCM SH BEN INT 67062F100 26.04 1,705 SH SHARED 1,705 NUVEEN SELECT TAX FREE INCM SH BEN INT 67063C106 70.60 4,972 SH SHARED 4,972 NUVEEN SELECT TAX FREE INCM SH BEN INT 67063X100 87.72 5,867 SH SHARED 5,867 NUVEEN SR INCOME FD COM 67067Y104 660.28 92,347 SH SHARED 01 92,347 NUVEEN SR INCOME FD COM 67067Y104 27.46 3,840 SH SHARED 3,840 NUVEEN TAX ADV FLTG RATE FUN COM 6706EV102 20.13 7,773 SH SHARED 01 7,773 NUVEEN TAX ADVANTAGED DIV GR COM 67073G105 4682.33 382,231 SH SHARED 01 382,231 NUVEEN TAX FREE ADV MUN FD COM 670657105 99.74 6,464 SH SHARED 01 6,464 NUVEEN TAX FREE ADV MUN FD COM 670657105 57.25 3,710 SH SHARED 3,710 NUVEEN TX ADV TOTAL RET STRG COM 67090H102 1157.87 107,809 SH SHARED 01 107,809 NUVEEN VA DIV ADV MUNI FD 2 COM 67071C106 92.99 5,893 SH SHARED 01 5,893 NUVEEN VA DIVID COM SH BEN ADVANTAGE MU INT 67069M108 91.89 5,940 SH SHARED 01 5,940 NUVEEN VA PREM INCOME MUN FD COM 67064R102 320.13 19,449 SH SHARED 01 19,449 NV ENERGY INC COM 67073Y106 66.11 5,027 SH SHARED 01 5,027 NV ENERGY INC COM 67073Y106 13.52 1,028 SH SHARED 21 1,028 NV ENERGY INC COM 67073Y106 1039.60 79,057 SH SHARED 79,057 NVE CORP COM NEW 629445206 153.62 3,570 SH SHARED 01 3,570 NVIDIA CORP COM 67066G104 6749.86 577,800 SH SHARED 01 577,800 NVIDIA CORP COM 67066G104 474.29 40,600 SH SHARED 40,600 NVIDIA CORP COM 67066G104 1083.58 92,756 SH SHARED 92,756 NVIDIA CORP COM 67066G104 3602.73 308,400 SH C SHARED 308,400 NVIDIA CORP COM 67066G104 4959.01 424,500 SH P SHARED 424,500 NVR INC COM 62944T105 126.92 196 SH SHARED 01 196

NVR INC COM 62944T105 12.95 20 SH SHARED 21 20 NVR INC COM 62944T105 1177.21 1,818 SH SHARED 1,818 NXP SEMICONDUCTORS N V COM N6596X109 6.84 552 SH SOLE 552 NXSTAGE MEDICAL INC COM 67072V103 622.76 32,605 SH SHARED 01 32,605 NXSTAGE MEDICAL INC COM 67072V103 536.86 28,108 SH SHARED 21 28,108 NYMOX PHARMACEUTICAL CORP COM 67076P102 3.57 1,000 SH SHARED 01 1,000 NYSE EURONEXT COM 629491101 17469.96 611,479 SH SHARED 01 611,479 NYSE EURONEXT COM 629491101 362.04 12,672 SH SHARED 12,672 NYSE EURONEXT COM 629491101 2548.44 89,200 SH C SHARED 89,200 NYSE EURONEXT COM 629491101 6659.90 233,108 SH SHARED 233,108 NYSE EURONEXT COM 629491101 9750.94 341,300 SH P SHARED 341,300 O CHARLEYS INC COM 670823103 2.16 300 SH SHARED 01 300 O I CORP COM 670841105 41.65 3,359 SH SOLE 3,359 O REILLY AUTOMOTIVE INC COM 686091109 5773.80 108,530 SH SHARED 01 108,530 O REILLY AUTOMOTIVE INC COM 686091109 286.22 5,380 SH SHARED 20 5,380 O REILLY AUTOMOTIVE INC COM 686091109 24.68 464 SH SHARED 21 464 O REILLY AUTOMOTIVE INC COM 686091109 281.96 5,300 SH C SHARED 5,300 O REILLY AUTOMOTIVE INC COM 686091109 392.78 7,383 SH SHARED 7,383 O2MICRO INTERNATIONAL LTD SPONS ADR 67107W100 10.39 1,700 SH SHARED 01 1,700 O2MICRO INTERNATIONAL LTD SPONS ADR 67107W100 30.84 5,048 SH SHARED 5,048 OAK RIDGE FINL SVCS INC COM 671768109 104.97 24,994 SH SOLE 24,994 OAK VALLEY BANCORP OAKDALE C COM 671807105 2.20 436 SH SOLE 436 OASIS PETE INC NEW COM 674215108 1920.90 99,169 SH SHARED 01 99,169 OASIS PETE INC NEW COM 674215108 9.36 483 SH SHARED 21 483 OASIS PETE INC NEW COM 674215108 19.37 1,000 SH P SHARED 1,000 OASIS PETE INC NEW COM 674215108 139.46 7,200 SH C SHARED 7,200 OBA FINL SVCS INC COM 67424G101 9.60 870 SH SOLE 870 OBAGI MEDICAL PRODUCTS INC COM 67423R108 42.00 4,000 SH SHARED 01 4,000 OBAGI MEDICAL PRODUCTS INC COM 67423R108 11.47 1,092 SH SHARED 1,092 OCCAM NETWORKS INC COM NEW 67457P309 4.70 600 SH SHARED 01 600 OCCAM NETWORKS INC COM NEW 67457P309 67.35 8,601 SH SHARED 8,601 OCCIDENTAL PETE CORP DEL COM 674599105 88997.03 1,136,616 SH SHARED 01 1,136,616 OCCIDENTAL PETE CORP DEL COM 674599105 1875.68 23,955 SH SHARED 20 23,955 OCCIDENTAL PETE CORP DEL COM 674599105 109.23 1,395 SH SHARED 21 1,395 OCCIDENTAL PETE CORP DEL COM 674599105 4000.90 51,097 SH SHARED 51,097 OCCIDENTAL PETE CORP DEL COM 674599105 160283.86 2,047,048 SH C SHARED 2,047,048 OCCIDENTAL PETE CORP DEL COM 674599105 165747.55 2,116,827 SH SHARED 2,116,827 OCCIDENTAL PETE CORP DEL COM 674599105 198044.19 2,529,300 SH P SHARED 2,529,300 OCEAN BIO CHEM INC COM 674631106 4.18 2,285 SH SOLE 2,285 OCEAN PWR TECHNOLOGIES INC COM NEW 674870308 51.19 10,018 SH SHARED 01 10,018 OCEAN PWR TECHNOLOGIES INC COM NEW 674870308 3.22 631 SH SHARED 631 OCEAN SHORE HLDG CO NEW COM 67501R103 0.68 64 SH SOLE 64 OCEANEERING INTL INC COM 675232102 1973.92 36,649 SH SHARED 01 36,649 OCEANEERING INTL INC COM 675232102 115.26 2,140 SH SHARED 20 2,140 OCEANEERING INTL INC COM 675232102 7.43 138 SH SHARED 21 138 OCEANEERING INTL INC COM 675232102 21.54 400 SH P SHARED 400 OCEANEERING INTL INC COM 675232102 236.98 4,400 SH C SHARED 4,400 OCEANEERING INTL INC COM 675232102 883.36 16,401 SH SHARED 16,401 OCEANFIRST FINL CORP COM 675234108 11.04 900 SH SHARED 01 900

OCEANFREIGHT INC SHS -A - Y64202115 0.82 865 SH SHARED 01 865 OCEANFREIGHT INC SHS -A - Y64202115 44.69 47,046 SH SHARED 47,046 OCH ZIFF CAP MGMT GROUP CL A 67551U105 182.02 12,216 SH SHARED 01 12,216 OCH ZIFF CAP MGMT GROUP CL A 67551U105 195.19 13,100 SH C SHARED 13,100 OCH ZIFF CAP MGMT GROUP CL A 67551U105 15026.02 1,008,458 SH SHARED 1,008,458 OCLARO INC COM NEW 67555N206 87.06 5,438 SH SHARED 01 5,438 OCLARO INC COM NEW 67555N206 0.02 1 SH SHARED 1 OCULUS INNOVATIVE SCIENCES I COM 67575P108 3.97 2,545 SH SHARED 01 2,545 OCULUS INNOVATIVE SCIENCES I COM 67575P108 8.55 5,480 SH SHARED 5,480 OCWEN FINL CORP COM NEW 675746309 568.69 56,084 SH SHARED 01 56,084 OCWEN FINL CORP COM NEW 675746309 14.14 1,394 SH SHARED 21 1,394 ODYSSEY MARINE EXPLORATION I COM 676118102 0.00 1 SH SOLE 1 OFFICE DEPOT INC COM 676220106 150.16 32,643 SH SHARED 01 32,643 OFFICE DEPOT INC COM 676220106 6.67 1,451 SH SHARED 1,451 OFFICE DEPOT INC COM 676220106 75.90 16,500 SH C SHARED 16,500 OFFICE DEPOT INC COM 676220106 130.18 28,300 SH P SHARED 28,300 OFFICEMAX INC DEL COM 67622P101 43.04 3,288 SH SHARED 01 3,288 OFFICEMAX INC DEL COM 67622P101 2.59 198 SH SHARED 21 198 OFFICEMAX INC DEL COM 67622P101 52.36 4,000 SH P SHARED 4,000 OFFICEMAX INC DEL COM 67622P101 2344.42 179,100 SH C SHARED 179,100 OGE ENERGY CORP COM 670837103 992.64 24,897 SH SHARED 01 24,897 OGE ENERGY CORP COM 670837103 1763.73 44,237 SH SHARED 44,237 OHIO LEGACY CORP COM 677399107 1.35 676 SH SOLE 676 OHIO VY BANC CORP COM 677719106 7.22 372 SH SOLE 372 OIL DRI CORP AMER COM 677864100 12.37 575 SH SHARED 01 575 OIL STS INTL INC COM 678026105 351.64 7,554 SH SHARED 01 7,554 OIL STS INTL INC COM 678026105 9.59 206 SH SHARED 21 206 OIL STS INTL INC COM 678026105 46.55 1,000 SH C SHARED 1,000 OIL STS INTL INC COM 678026105 46.55 1,000 SH P SHARED 1,000 OIL STS INTL INC COM 678026105 4170.46 89,591 SH SHARED 89,591 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 3506.18 30,987 SH SHARED 01 30,987 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 12005.22 106,100 SH C SHARED 106,100 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 16270.97 143,800 SH P SHARED 143,800 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 74735.69 660,501 SH SHARED 660,501 OILSANDS QUEST INC COM 678046103 95.67 184,682 SH SHARED 01 184,682 OILSANDS QUEST INC COM 678046103 1.55 3,000 SH P SHARED 3,000 OILSANDS QUEST INC COM 678046103 4.15 8,005 SH SHARED 8,005 OILSANDS QUEST INC COM 678046103 131.73 254,300 SH C SHARED 254,300 OLD DOMINION FGHT LINES INC COM 679580100 101.12 3,978 SH SHARED 01 3,978 OLD DOMINION FGHT LINES INC COM 679580100 2.54 100 SH C SHARED 100 OLD DOMINION FGHT LINES INC COM 679580100 5.08 200 SH P SHARED 200 OLD LINE BANCSHARES INC COM 67984M100 13.23 1,627 SH SOLE 1,627 OLD MUT GLOBAL GLBSHS FTSE SHS TR EM 68003W202 22.48 1,043 SH SOLE 1,043 OLD MUT GLOBAL GLOBSH FT SHS TR JAPN 68003W301 7.94 407 SH SOLE 407 OLD MUT GLOBAL GLOBSH FTS SHS TR ALL 68003W103 0.47 25 SH SOLE 25 OLD NATL BANCORP IND COM 680033107 12.32 1,173 SH SHARED 01 1,173 OLD POINT FINL CORP COM 680194107 84.71 7,222 SH SOLE 7,222 OLD REP INTL CORP COM 680223104 1616.17 116,691 SH SHARED 01 116,691 OLD REP INTL CORP COM 680223104 3.27 236 SH SHARED 21 236

OLD REP INTL CORP COM 680223104 55.40 4,000 SH C SHARED 4,000 OLD REP INTL CORP COM 680223104 158.24 11,425 SH SHARED 11,425 OLD REP INTL CORP COM 680223104 615.98 44,475 SH SHARED 44,475 OLD SECOND BANCORP INC ILL COM 680277100 6.73 4,845 SH SOLE 4,845 OLIN CORP COM PAR $1 680665205 3680.77 182,578 SH SHARED 01 182,578 OLIN CORP COM PAR $1 680665205 16.13 800 SH P SHARED 800 OLIN CORP COM PAR $1 680665205 25.22 1,251 SH SHARED 1,251 OLIN CORP COM PAR $1 680665205 254.02 12,600 SH C SHARED 12,600 OLYMPIC STEEL INC COM 68162K106 11.50 500 SH C SOLE 500 OLYMPIC STEEL INC COM 68162K106 25.63 1,115 SH SOLE 1,115 OM GROUP INC COM 670872100 206.92 6,870 SH SHARED 01 6,870 OM GROUP INC COM 670872100 36.14 1,200 SH C SHARED 1,200 OM GROUP INC COM 670872100 96.38 3,200 SH P SHARED 3,200 OMEGA FLEX INC COM 682095104 7.14 500 SH SHARED 01 500 OMEGA FLEX INC COM 682095104 3.37 236 SH SHARED 236 OMEGA HEALTHCARE INVS INC COM 681936100 1303.92 58,081 SH SHARED 01 58,081 OMEGA HEALTHCARE INVS INC COM 681936100 74.09 3,300 SH C SHARED 3,300 OMEGA HEALTHCARE INVS INC COM 681936100 112.25 5,000 SH P SHARED 5,000 OMEGA HEALTHCARE INVS INC COM 681936100 257.82 11,484 SH SHARED 11,484 OMEGA HEALTHCARE INVS INC COM 681936100 493.86 21,998 SH SHARED 21,998 OMEGA NAVIGATION ENTERPRISES CLASS A Y6476R105 0.87 730 SH SOLE 730 OMEGA PROTEIN CORP COM 68210P107 45.67 7,985 SH SOLE 7,985 OMEROS CORP COM 682143102 731.11 100,290 SH SHARED 01 100,290 OMEROS CORP COM 682143102 72.90 10,000 SH C SHARED 10,000 OMEROS CORP COM 682143102 123.93 17,000 SH P SHARED 17,000 OMNI ENERGY SERVICES COM NEW 68210T208 22.70 8,315 SH SOLE 8,315 OMNICARE CAP TR I PIERS 68214L201 12.61 339 SH SOLE 339 OMNICARE CAP PFD B TR TR II 4.00% 68214Q200 1.37 37 SH SOLE 37 OMNICARE INC COM 681904108 523.83 21,936 SH SHARED 01 21,936 OMNICARE INC COM 681904108 136.12 5,700 SH SHARED 5,700 OMNICARE INC COM 681904108 2719.93 113,900 SH P SHARED 113,900 OMNICARE INC COM 681904108 4056.16 169,856 SH SHARED 169,856 OMNICARE INC COM 681904108 12618.19 528,400 SH C SHARED 528,400 DBCV OMNICARE INC 3.250%12/1 681904AL2 42.14 49,000 PRN SHARED 01 49,000 OMNICOM GROUP INC COM 681919106 39.48 1,000 SH P SHARED 01 1,000 OMNICOM GROUP INC COM 681919106 17888.27 453,097 SH SHARED 01 453,097 OMNICOM GROUP INC COM 681919106 60.88 1,542 SH SHARED 21 1,542 OMNICOM GROUP INC COM 681919106 683.00 17,300 SH C SHARED 17,300 OMNICOM GROUP INC COM 681919106 694.85 17,600 SH SHARED 17,600 OMNICOM GROUP INC NOTE 7/0 681919AT3 1.98 2,000 PRN SHARED 01 2,000 OMNICOM GROUP INC NOTE 7/0 682134AA9 44606.25 45,000,000 PRN SOLE 45,000,000 OMNICOM GROUP INC NOTE 7/3 681919AV8 68031.93 68,806,000 PRN SOLE 68,806,000 OMNIVISION TECHNOLOGIES INC COM 682128103 1.50 65 SH SHARED 01 65 OMNIVISION TECHNOLOGIES INC COM 682128103 260.35 11,300 SH P SHARED 11,300 OMNIVISION TECHNOLOGIES INC COM 682128103 700.42 30,400 SH C SHARED 30,400 OMNOVA SOLUTIONS INC COM 682129101 1.95 271 SH SHARED 01 271 OMNOVA SOLUTIONS INC COM 682129101 8.63 1,200 SH C SHARED 1,200 ON ASSIGNMENT INC COM 682159108 128.19 24,418 SH SHARED 01 24,418 ON ASSIGNMENT INC COM 682159108 7.06 1,345 SH SHARED 20 1,345

ON SEMICONDUCTOR CORP COM 682189105 1786.39 247,766 SH SHARED 01 247,766 ON SEMICONDUCTOR CORP COM 682189105 36.01 4,994 SH SHARED 21 4,994 ON SEMICONDUCTOR CORP COM 682189105 13.70 1,900 SH P SHARED 1,900 ON SEMICONDUCTOR CORP COM 682189105 384.29 53,300 SH C SHARED 53,300 ON SEMICONDUCTOR CORP COM 682189105 759.16 105,292 SH SHARED 105,292 ON SEMICONDUCTOR CORP NOTE 4/1 682189AE5 2.96 3,000 PRN SHARED 01 3,000 ON SEMICONDUCTOR NOTE CORP 2.625%12/1 682189AG0 1.01 1,000 PRN SHARED 01 1,000 ON TRACK INNOVATION LTD SHS M8791A109 5.01 3,000 SH SHARED 01 3,000 ONCOGENEX PHARMACEUTICALS IN COM 68230A106 25.24 1,700 SH SHARED 01 1,700 ONCOLYTICS BIOTECH INC COM 682310107 22.75 4,740 SH SOLE 4,740 ONCOTHYREON INC COM 682324108 4.92 1,411 SH SOLE 1,411 ONCOTHYREON INC COM 682324108 15.71 4,500 SH P SOLE 4,500 ONCOTHYREON INC COM 682324108 21.29 6,100 SH C SOLE 6,100 ONE LIBERTY PPTYS INC COM 682406103 44.23 2,780 SH SHARED 01 2,780 ONEOK INC NEW COM 682680103 1912.67 42,466 SH SHARED 01 42,466 ONEOK INC NEW COM 682680103 13.29 295 SH SHARED 20 295 ONEOK INC NEW COM 682680103 175.66 3,900 SH C SHARED 3,900 ONEOK INC NEW COM 682680103 328.79 7,300 SH SHARED 7,300 ONEOK PARTNERS UNIT LTD LP PARTN 68268N103 59112.93 789,014 SH SHARED 01 789,014 ONEOK PARTNERS UNIT LTD LP PARTN 68268N103 157.33 2,100 SH C SHARED 2,100 ONEOK PARTNERS UNIT LTD LP PARTN 68268N103 801.64 10,700 SH P SHARED 10,700 ONEOK PARTNERS UNIT LTD LP PARTN 68268N103 11937.23 159,333 SH SHARED 159,333 ONLINE RES CORP COM 68273G101 2.22 500 SH SHARED 01 500 ONVIA INC COM NEW 68338T403 20.93 7,047 SH SOLE 7,047 ONYX PHARMACEUTICALS INC COM 683399109 795.83 30,168 SH SHARED 01 30,168 ONYX PHARMACEUTICALS INC COM 683399109 1719.98 65,200 SH P SHARED 65,200 ONYX PHARMACEUTICALS INC COM 683399109 3054.80 115,800 SH C SHARED 115,800 OOK INC COM 67089E102 49.72 1,509 SH SOLE 1,509 OPEN TEXT CORP COM 683715106 10.44 222 SH SHARED 01 222 OPEN TEXT CORP COM 683715106 9.41 200 SH SHARED 200 OPEN TEXT CORP COM 683715106 489.64 10,409 SH SHARED 10,409 OPEN TEXT CORP COM 683715106 564.48 12,000 SH P SHARED 12,000 OPEN TEXT CORP COM 683715106 2784.77 59,200 SH C SHARED 59,200 OPENTABLE INC COM 68372A104 876.67 12,877 SH SHARED 01 12,877 OPENTABLE INC COM 68372A104 48.61 714 SH SHARED 714 OPENTABLE INC COM 68372A104 354.02 5,200 SH C SHARED 5,200 OPENTABLE INC COM 68372A104 483.37 7,100 SH P SHARED 7,100 OPENWAVE SYS INC COM NEW 683718308 2.07 1,216 SH SHARED 01 1,216 OPEXA THERAPEUTICS INC COM 68372T103 7.65 5,000 SH SHARED 01 5,000 OPEXA THERAPEUTICS INC COM 68372T103 7.65 5,000 SH SHARED 5,000 OPKO HEALTH INC COM 68375N103 8.74 3,900 SH SHARED 01 3,900 OPLINK COMMUNICATIONS INC COM NEW 68375Q403 5.64 285 SH SHARED 01 285 OPLINK COMMUNICATIONS INC COM NEW 68375Q403 322.66 16,300 SH C SHARED 16,300 OPLINK COMMUNICATIONS INC COM NEW 68375Q403 424.11 21,425 SH SHARED 21,425 OPNET TECHNOLOGIES INC COM 683757108 18.15 1,000 SH SHARED 01 1,000 OPNEXT INC COM 68375V105 0.79 500 SH SHARED 01 500 OPPENHEIMER HLDGS INC CL A NON VTG 683797104 13.98 500 SH SHARED 01 500 OPTELECOM NKF INC COM PAR $0.03 683818207 6.34 4,115 SH SHARED 01 4,115 OPTIBASE LTD ORD M7524R108 0.16 108 SH SOLE 108

OPTICAL CABLE CORP COM NEW 683827208 1.78 625 SH SHARED 01 625 OPTICAL CABLE CORP COM NEW 683827208 6.40 2,252 SH SHARED 2,252 OPTIMER PHARMACEUTICALS INC COM 68401H104 13.39 1,460 SH SHARED 01 1,460 OPTIMER PHARMACEUTICALS INC COM 68401H104 45.08 4,916 SH SHARED 4,916 OPTIMUMBANK HOLDINGS INC COM 68401P106 1.00 1,131 SH SOLE 1,131 OPTIONSXPRESS HLDGS INC COM 684010101 72.47 4,718 SH SHARED 01 4,718 OPTIONSXPRESS HLDGS INC COM 684010101 5.30 345 SH SHARED 20 345 OPTIONSXPRESS HLDGS INC COM 684010101 46.08 3,000 SH C SHARED 3,000 OPTIONSXPRESS HLDGS INC COM 684010101 878.42 57,189 SH SHARED 57,189 ORACLE CORP COM 68389X105 112450.91 4,188,116 SH SHARED 01 4,188,116 ORACLE CORP COM 68389X105 3279.57 122,144 SH SHARED 20 122,144 ORACLE CORP COM 68389X105 116.61 4,343 SH SHARED 21 4,343 ORACLE CORP COM 68389X105 23004.27 856,770 SH SHARED 856,770 ORACLE CORP COM 68389X105 35801.47 1,333,388 SH SHARED 1,333,388 ORACLE CORP COM 68389X105 42970.74 1,600,400 SH P SHARED 1,600,400 ORACLE CORP COM 68389X105 134824.59 5,021,400 SH C SHARED 5,021,400 ORASURE TECHNOLOGIES INC COM 68554V108 12.15 3,000 SH SHARED 01 3,000 ORASURE TECHNOLOGIES INC COM 68554V108 528.53 130,500 SH SHARED 13 130,500 ORBCOMM INC COM 68555P100 102.55 45,177 SH SHARED 01 45,177 ORBITAL SCIENCES CORP COM 685564106 2011.49 131,470 SH SHARED 01 131,470 ORBITAL SCIENCES CORP COM 685564106 5.66 370 SH SHARED 20 370 ORBITZ WORLDWIDE INC COM 68557K109 1.89 300 SH SHARED 01 300 ORBITZ WORLDWIDE INC COM 68557K109 1.26 200 SH C SHARED 200 ORBOTECH LTD ORD M75253100 23.31 2,338 SH SHARED 01 2,338 ORBOTECH LTD ORD M75253100 8.07 809 SH SHARED 809 ORCHIDS PAPER PRODS CO DEL COM 68572N104 36.87 2,550 SH SHARED 01 2,550 ORCHIDS PAPER PRODS CO DEL COM 68572N104 27.21 1,882 SH SHARED 1,882 ORCKIT COMMUNICATIONS LTD SHS NEW M7531S206 1.06 330 SH SHARED 01 330 ORCKIT COMMUNICATIONS LTD SHS NEW M7531S206 40.64 12,700 SH P SHARED 12,700 ORCKIT COMMUNICATIONS LTD SHS NEW M7531S206 102.72 32,100 SH C SHARED 32,100 OREXIGEN THERAPEUTICS INC COM 686164104 8.90 1,500 SH SHARED 01 1,500 OREXIGEN THERAPEUTICS INC COM 686164104 1690.05 285,000 SH SHARED 13 285,000 OREXIGEN THERAPEUTICS INC COM 686164104 18.98 3,200 SH SHARED 3,200 OREXIGEN THERAPEUTICS INC COM 686164104 186.80 31,500 SH C SHARED 31,500 OREXIGEN THERAPEUTICS INC COM 686164104 204.59 34,500 SH P SHARED 34,500 ORIENT PAPER INC COM NEW 68619F205 1.65 381 SH SOLE 381 ORIENT PAPER INC COM NEW 68619F205 23.87 5,500 SH C SOLE 5,500 ORIENTAL FINL GROUP INC COM 68618W100 377.48 28,382 SH SHARED 01 28,382 ORIENTAL FINL GROUP INC COM 68618W100 6.65 500 SH P SHARED 500 ORIENTAL FINL GROUP INC COM 68618W100 33.25 2,500 SH C SHARED 2,500 ORIENT-EXPRESS HOTELS LTD CL A G67743107 188.85 16,937 SH SHARED 01 16,937 ORIENT-EXPRESS HOTELS LTD CL A G67743107 600.36 53,844 SH SHARED 53,844 ORIGIN AGRITECH LIMITED SHS G67828106 115.91 14,170 SH SHARED 01 14,170 ORIGIN AGRITECH LIMITED SHS G67828106 88.35 10,801 SH SHARED 10,801 ORIGIN AGRITECH LIMITED SHS G67828106 94.07 11,500 SH P SHARED 11,500 ORIGIN AGRITECH LIMITED SHS G67828106 152.15 18,600 SH C SHARED 18,600 ORION MARINE GROUP INC COM 68628V308 3.72 300 SH SHARED 01 300 ORION MARINE GROUP INC COM 68628V308 8.69 700 SH C SHARED 700 ORION MARINE GROUP INC COM 68628V308 24.82 2,000 SH P SHARED 2,000

ORIX CORP SPONSORED ADR 686330101 250.73 6,531 SH SHARED 01 6,531 ORIX CORP SPONSORED ADR 686330101 5601.95 145,922 SH SHARED 20 145,922 ORIX CORP SPONSORED ADR 686330101 71.79 1,870 SH SHARED 21 1,870 ORIX CORP SPONSORED ADR 686330101 69.22 1,803 SH SHARED 1,803 ORMAT TECHNOLOGIES INC COM 686688102 284.23 9,744 SH SHARED 01 9,744 ORMAT TECHNOLOGIES INC COM 686688102 5.13 176 SH SHARED 21 176 ORMAT TECHNOLOGIES INC COM 686688102 638.82 21,900 SH SHARED 21,900 ORMAT TECHNOLOGIES INC COM 686688102 1798.83 61,667 SH SHARED 61,667 ORRSTOWN FINL SVCS INC COM 687380105 329.73 14,237 SH SHARED 01 14,237 ORRSTOWN FINL SVCS INC COM 687380105 8.29 358 SH SHARED 21 358 ORSUS XELENT TECHNOLOGIES IN COM 68749U106 7.12 36,503 SH SOLE 36,503 ORTHOFIX INTL N V COM N6748L102 16.34 520 SH SHARED 01 520 ORTHOFIX INTL N V COM N6748L102 92.56 2,946 SH SHARED 2,946 ORTHOVITA INC COM 68750U102 42.81 18,857 SH SHARED 01 18,857 OSHKOSH CORP COM 688239201 1421.23 51,681 SH SHARED 01 51,681 OSHKOSH CORP COM 688239201 1168.75 42,500 SH C SHARED 42,500 OSHKOSH CORP COM 688239201 1288.93 46,870 SH SHARED 46,870 OSHKOSH CORP COM 688239201 1746.25 63,500 SH P SHARED 63,500 OSI SYSTEMS INC COM 671044105 63.67 1,753 SH SHARED 01 1,753 OSI SYSTEMS INC COM 671044105 54.48 1,500 SH C SHARED 1,500 OSIRIS THERAPEUTICS INC NEW COM 68827R108 7.95 1,092 SH SHARED 01 1,092 OSIRIS THERAPEUTICS INC NEW COM 68827R108 9.46 1,300 SH C SHARED 1,300 OSTEOTECH INC COM 688582105 6.46 1,000 SH SHARED 01 1,000 OSTEOTECH INC COM 688582105 277.16 42,904 SH SHARED 42,904 UNIT OTELCO INC 99/99/9999 688823202 4.35 281 SH SHARED 01 281 UNIT OTELCO INC 99/99/9999 688823202 24.66 1,592 SH SHARED 1,592 OTIX GLOBAL INC COM NEW 68906N200 28.70 2,778 SH SOLE 2,778 OTTER TAIL CORP COM 689648103 269.45 13,215 SH SHARED 01 13,215 OTTER TAIL CORP COM 689648103 1.12 55 SH SHARED 55 OVERHILL FARMS INC COM 690212105 11.42 2,489 SH SOLE 2,489 OVERLAND STORAGE INC COM NEW 690310206 1.07 696 SH SOLE 696 OVERSEAS SHIPHOLDING GROUP I COM 690368105 167.21 4,872 SH SHARED 01 4,872 OVERSEAS SHIPHOLDING GROUP I COM 690368105 74.47 2,170 SH SHARED 2,170 OVERSEAS SHIPHOLDING GROUP I COM 690368105 233.38 6,800 SH P SHARED 6,800 OVERSEAS SHIPHOLDING GROUP I COM 690368105 446.16 13,000 SH C SHARED 13,000 OVERSTOCK COM INC DEL COM 690370101 138.34 8,800 SH C SOLE 8,800 OVERSTOCK COM INC DEL COM 690370101 210.65 13,400 SH P SOLE 13,400 OVERSTOCK COM INC DEL COM 690370101 270.73 17,222 SH SOLE 17,222 OWENS & MINOR INC NEW COM 690732102 1505.56 52,901 SH SHARED 01 52,901 OWENS CORNING *W EXP NEW 10/30/201 690742127 0.48 298 SH SHARED 01 298 OWENS CORNING *W EXP NEW 10/30/201 690742127 2.27 1,419 SH SHARED 1,419 OWENS CORNING *W EXP NEW 10/30/201 690742127 285.37 178,356 SH SHARED 178,356 OWENS CORNING NEW COM 690742101 117.62 4,589 SH SHARED 01 4,589 OWENS CORNING NEW COM 690742101 4442.70 173,340 SH SHARED 20 173,340 OWENS CORNING NEW COM 690742101 559.37 21,825 SH SHARED 21,825 OWENS CORNING NEW COM 690742101 750.96 29,300 SH P SHARED 29,300 OWENS CORNING NEW COM 690742101 5423.31 211,600 SH C SHARED 211,600 OWENS ILL INC COM NEW 690768403 2100.52 74,858 SH SHARED 01 74,858 OWENS ILL INC COM NEW 690768403 11.50 410 SH SHARED 20 410

OWENS ILL INC COM NEW 690768403 30.02 1,070 SH SHARED 21 1,070 OWENS ILL INC COM NEW 690768403 286.21 10,200 SH SHARED 10,200 OWENS ILL INC COM NEW 690768403 4284.76 152,700 SH P SHARED 152,700 OWENS ILL INC COM NEW 690768403 6209.68 221,300 SH C SHARED 221,300 OXFORD INDS INC COM 691497309 12.77 537 SH SHARED 01 537 OXFORD INDS INC COM 691497309 2.38 100 SH P SHARED 100 OXFORD INDS INC COM 691497309 4.76 200 SH C SHARED 200 OXFORD INDS INC COM 691497309 210.45 8,850 SH SHARED 8,850 OXFORD RESOURCE COM UNIT RP PARTNERS LP LP 691807101 381.42 19,600 SH SHARED 01 19,600 OXIGENE INC COM 691828107 0.53 2,000 SH SHARED 01 2,000 OXYGEN BIOTHERAPEUTICS INC COM NEW 69207P209 17.37 6,866 SH SHARED 01 6,866 OYO GEOSPACE CORP COM 671074102 169.88 2,935 SH SHARED 01 2,935 P & F INDS INC CL A NEW 692830508 1.47 788 SH SOLE 788 P F CHANGS CHINA BISTRO INC COM 69333Y108 795.38 17,216 SH SHARED 01 17,216 P F CHANGS CHINA BISTRO INC COM 69333Y108 101.64 2,200 SH P SHARED 2,200 P F CHANGS CHINA BISTRO INC COM 69333Y108 891.66 19,300 SH C SHARED 19,300 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 6451.89 156,258 SH SHARED 01 156,258 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 442.42 10,715 SH SHARED 20 10,715 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 1181.31 28,610 SH SHARED 28,610 PAA NAT GAS STORAGE L P COM UNIT LTD 693139107 394.21 16,330 SH SHARED 01 16,330 PAA NAT GAS STORAGE L P COM UNIT LTD 693139107 96.56 4,000 SH C SHARED 4,000 PAB BANKSHARES INC COM 69313P101 3.77 4,710 SH SOLE 4,710 PACCAR INC COM 693718108 3951.77 82,072 SH SHARED 01 82,072 PACCAR INC COM 693718108 2105.41 43,726 SH SHARED 20 43,726 PACCAR INC COM 693718108 24.41 507 SH SHARED 21 507 PACCAR INC COM 693718108 857.07 17,800 SH SHARED 17,800 PACCAR INC COM 693718108 5686.52 118,100 SH P SHARED 118,100 PACCAR INC COM 693718108 9081.09 188,600 SH C SHARED 188,600 PACER INTL INC TENN COM 69373H106 19.45 3,220 SH SHARED 01 3,220 PACER INTL INC TENN COM 69373H106 23.56 3,900 SH C SHARED 3,900 PACHOLDER HIGH YIELD FD INC COM 693742108 111.41 13,000 SH SHARED 01 13,000 PACHOLDER HIGH YIELD FD INC COM 693742108 0.69 81 SH SHARED 81 PACIFIC CAP BANCORP NEW COM 69404P101 5.67 7,000 SH P SOLE 7,000 PACIFIC CAP BANCORP NEW COM 69404P101 19.00 23,461 SH SOLE 23,461 PACIFIC CONTINENTAL CORP COM 69412V108 200.01 22,100 SH SHARED 01 22,100 PACIFIC ETHANOL INC COM 69423U107 0.18 200 SH SHARED 01 200 PACIFIC MERCANTILE BANCORP COM 694552100 3.87 1,280 SH SOLE 1,280 PACIFIC PREMIER BANCORP COM 69478X105 9.00 2,023 SH SOLE 2,023 PACKAGING CORP AMER COM 695156109 1497.69 64,639 SH SHARED 01 64,639 PACKAGING CORP AMER COM 695156109 12.37 534 SH SHARED 21 534 PACKAGING CORP AMER COM 695156109 122.80 5,300 SH P SHARED 5,300 PACKAGING CORP AMER COM 695156109 210.85 9,100 SH C SHARED 9,100 PACKAGING CORP AMER COM 695156109 484.21 20,898 SH SHARED 20,898 PACTIV CORP COM 695257105 734.43 22,269 SH SHARED 01 22,269 PACTIV CORP COM 695257105 3429.92 104,000 SH P SHARED 01 104,000 PACTIV CORP COM 695257105 9.89 300 SH SHARED 21 300 PACTIV CORP COM 695257105 267.14 8,100 SH P SHARED 8,100 PACTIV CORP COM 695257105 286.93 8,700 SH SHARED 8,700 PACTIV CORP COM 695257105 1230.15 37,300 SH C SHARED 37,300

PACTIV CORP COM 695257105 8190.65 248,352 SH SHARED 248,352 PACWEST BANCORP DEL COM 695263103 39.13 2,053 SH SHARED 01 2,053 PACWEST BANCORP DEL COM 695263103 1.91 100 SH C SHARED 100 PAETEC HOLDING CORP COM 695459107 6987.00 1,700,000 SH SHARED 21 1,700,000 PALL CORP COM 696429307 5732.66 137,672 SH SHARED 01 137,672 PALL CORP COM 696429307 125.13 3,005 SH SHARED 20 3,005 PALL CORP COM 696429307 2.33 56 SH SHARED 21 56 PALL CORP COM 696429307 24.98 600 SH C SHARED 600 PALL CORP COM 696429307 270.66 6,500 SH SHARED 6,500 PALL CORP COM 696429307 4405.85 105,808 SH SHARED 105,808 PALM HARBOR HOMES COM 696639103 0.15 94 SH SHARED 01 94 PALM HARBOR HOMES COM 696639103 2.11 1,351 SH SHARED 1,351 PALOMAR MED TECHNOLOGIES INC COM NEW 697529303 37.70 3,650 SH SHARED 01 3,650 PALOMAR MED TECHNOLOGIES INC COM NEW 697529303 10.33 1,000 SH C SHARED 1,000 PALOMAR MED TECHNOLOGIES INC COM NEW 697529303 10.33 1,000 SH P SHARED 1,000 PAMPA ENERGIA SPONS ADR S A LVL I 697660207 18.04 1,570 SH SOLE 1,570 PAN AMERICAN SILVER CORP COM 697900108 2606.26 88,079 SH SHARED 01 88,079 PAN AMERICAN SILVER CORP COM 697900108 155.67 5,261 SH SHARED 5,261 PAN AMERICAN SILVER CORP COM 697900108 399.47 13,500 SH SHARED 13,500 PAN AMERICAN SILVER CORP COM 697900108 2396.79 81,000 SH C SHARED 81,000 PAN AMERICAN SILVER CORP COM 697900108 7539.53 254,800 SH P SHARED 254,800 PANASONIC CORP ADR 69832A205 929.58 68,452 SH SHARED 01 68,452 PANASONIC CORP ADR 69832A205 24.82 1,828 SH SHARED 21 1,828 PANERA BREAD CO CL A 69840W108 751.24 8,478 SH SHARED 01 8,478 PANERA BREAD CO CL A 69840W108 161.54 1,823 SH SHARED 1,823 PANERA BREAD CO CL A 69840W108 912.68 10,300 SH P SHARED 10,300 PANERA BREAD CO CL A 69840W108 2374.75 26,800 SH C SHARED 26,800 PANHANDLE OIL AND GAS INC CL A 698477106 41.97 1,700 SH SHARED 01 1,700 PANSOFT COMPANY LIMITED SHS G6891W101 3.91 1,100 SH SOLE 1,100 PAPA JOHNS INTL INC COM 698813102 6.59 250 SH SHARED 250 PAPA JOHNS INTL INC COM 698813102 8.33 316 SH SHARED 316 PAPA JOHNS INTL INC COM 698813102 10.54 400 SH P SHARED 400 PAPA JOHNS INTL INC COM 698813102 23.72 900 SH C SHARED 900 PAR PHARMACEUTICAL COS INC COM 69888P106 166.89 5,739 SH SHARED 01 5,739 PAR PHARMACEUTICAL COS INC COM 69888P106 40.71 1,400 SH P SHARED 1,400 PAR PHARMACEUTICAL COS INC COM 69888P106 162.85 5,600 SH C SHARED 5,600 PAR TECHNOLOGY CORP COM 698884103 6.17 1,004 SH SOLE 1,004 PARAGON SHIPPING INC CL A 69913R309 1113.31 282,565 SH SHARED 01 282,565 PARAGON SHIPPING INC CL A 69913R309 221.82 56,300 SH C SHARED 56,300 PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 72.92 3,732 SH SHARED 01 3,732 PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 10.16 520 SH SHARED 20 520 PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 11.31 579 SH SHARED 21 579 PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 9.77 500 SH C SHARED 500 PARAMOUNT GOLD & SILVER CORP COM 69924P102 1.53 1,000 SH SHARED 01 1,000 PARAMOUNT GOLD & SILVER CORP COM 69924P102 7.44 4,866 SH SHARED 4,866 PAREXEL INTL CORP COM 699462107 138.94 6,007 SH SHARED 01 6,007 PAREXEL INTL CORP COM 699462107 4.97 215 SH SHARED 20 215 PARK BANCORP INC COM 700164106 156.65 36,858 SH SOLE 36,858 PARK NATL CORP COM 700658107 78.38 1,224 SH SHARED 01 1,224

PARK NATL CORP COM 700658107 38.04 594 SH SHARED 594 PARK OHIO HLDGS CORP COM 700666100 79.80 6,000 SH SHARED 01 6,000 PARK STERLING BANK COM 70086W109 18.00 2,950 SH SHARED 01 2,950 PARK STERLING BANK COM 70086W109 5.76 945 SH SHARED 945 PARKE BANCORP INC COM 700885106 1.83 205 SH SOLE 205 PARKER DRILLING CO COM 701081101 7.26 1,670 SH SHARED 01 1,670 PARKER HANNIFIN CORP COM 701094104 8558.39 122,158 SH SHARED 01 122,158 PARKER HANNIFIN CORP COM 701094104 1406.45 20,075 SH SHARED 20 20,075 PARKER HANNIFIN CORP COM 701094104 51.70 738 SH SHARED 21 738 PARKER HANNIFIN CORP COM 701094104 581.50 8,300 SH P SHARED 8,300 PARKER HANNIFIN CORP COM 701094104 662.07 9,450 SH SHARED 9,450 PARKER HANNIFIN CORP COM 701094104 1814.55 25,900 SH C SHARED 25,900 PARKER HANNIFIN CORP COM 701094104 2817.60 40,217 SH SHARED 40,217 PARKWAY PPTYS INC COM 70159Q104 459.08 31,019 SH SHARED 01 31,019 PARKWAY PPTYS INC COM 70159Q104 11.63 786 SH SHARED 21 786 PARKWAY PPTYS INC COM 70159Q104 192.43 13,002 SH SHARED 13,002 PARKWAY PPTYS INC COM 70159Q104 198.13 13,387 SH SHARED 13,387 PARTNER COMMUNICATIONS CO LT ADR 70211M109 850.53 46,579 SH SHARED 01 46,579 PARTNER COMMUNICATIONS CO LT ADR 70211M109 139.60 7,645 SH SHARED 7,645 PARTNERRE LTD COM G6852T105 5823.71 72,633 SH SHARED 01 72,633 PARTNERRE LTD COM G6852T105 5.29 66 SH SHARED 21 66 PARTNERRE LTD COM G6852T105 384.86 4,800 SH SHARED 4,800 PARTNERRE LTD COM G6852T105 408.92 5,100 SH C SHARED 5,100 PARTNERRE LTD COM G6852T105 22627.92 282,214 SH SHARED 282,214 PATHFINDER BANCORP INC COM 70320A103 2.18 273 SH SOLE 273 PATNI COMPUTER SYS SPONS ADR 703248203 1134.89 62,016 SH SOLE 62,016 PATRICK INDS INC COM 703343103 10.85 5,093 SH SOLE 5,093 PATRIOT COAL CORP COM 70336T104 688.89 60,376 SH SHARED 01 60,376 PATRIOT COAL CORP COM 70336T104 839.78 73,600 SH C SHARED 73,600 PATRIOT COAL CORP COM 70336T104 925.35 81,100 SH P SHARED 81,100 PATRIOT NATL BANCORP INC COM 70336F104 13.89 7,050 SH SHARED 01 7,050 PATRIOT NATL BANCORP INC COM 70336F104 4.00 2,029 SH SHARED 2,029 PATTERSON COMPANIES INC COM 703395103 1528.22 53,341 SH SHARED 01 53,341 PATTERSON COMPANIES INC COM 703395103 88.82 3,100 SH P SHARED 3,100 PATTERSON COMPANIES INC COM 703395103 93.48 3,263 SH SHARED 3,263 PATTERSON COMPANIES INC COM 703395103 257.85 9,000 SH SHARED 9,000 PATTERSON COMPANIES INC COM 703395103 309.42 10,800 SH C SHARED 10,800 PATTERSON UTI ENERGY INC COM 703481101 666.02 38,994 SH SHARED 01 38,994 PATTERSON UTI ENERGY INC COM 703481101 5.12 300 SH P SHARED 300 PATTERSON UTI ENERGY INC COM 703481101 295.48 17,300 SH C SHARED 17,300 PATTERSON UTI ENERGY INC COM 703481101 6560.79 384,121 SH SHARED 384,121 PAYCHEX INC COM 704326107 5939.85 216,073 SH SHARED 01 216,073 PAYCHEX INC COM 704326107 145.70 5,300 SH P SHARED 5,300 PAYCHEX INC COM 704326107 384.86 14,000 SH C SHARED 14,000 PAYCHEX INC COM 704326107 585.54 21,300 SH SHARED 21,300 PAYCHEX INC COM 704326107 4281.05 155,731 SH SHARED 155,731 PC MALL INC COM 69323K100 12.76 2,000 SH SHARED 01 2,000 PC MALL INC COM 69323K100 11.12 1,743 SH SHARED 1,743 PCM FUND INC COM 69323T101 22.38 2,059 SH SHARED 01 2,059

PDI INC COM 69329V100 2.14 245 SH SOLE 245 PDL BIOPHARMA INC COM 69329Y104 64.55 12,271 SH SHARED 01 12,271 PDL BIOPHARMA INC COM 69329Y104 42.08 8,000 SH C SHARED 8,000 PDL BIOPHARMA INC COM 69329Y104 43.61 8,291 SH SHARED 8,291 PEABODY ENERGY CORP COM 704549104 49004.66 999,891 SH SHARED 01 999,891 PEABODY ENERGY CORP COM 704549104 4558.91 93,020 SH SHARED 20 93,020 PEABODY ENERGY CORP COM 704549104 49.70 1,014 SH SHARED 21 1,014 PEABODY ENERGY CORP COM 704549104 744.95 15,200 SH SHARED 15,200 PEABODY ENERGY CORP COM 704549104 7508.33 153,200 SH P SHARED 153,200 PEABODY ENERGY CORP COM 704549104 17295.63 352,900 SH C SHARED 352,900 PEABODY ENERGY SDCV CORP 4.750%12/1 704549AG9 56.87 51,000 PRN SHARED 01 51,000 PEAPACK- GLADSTONE FINL CORP COM 704699107 44.59 3,785 SH SHARED 01 3,785 PEARSON PLC SPONSORED ADR 705015105 7432.52 478,591 SH SHARED 01 478,591 PEARSON PLC SPONSORED ADR 705015105 517.15 33,300 SH SHARED 33,300 PEBBLEBROOK HOTEL TR COM 70509V100 388.31 21,561 SH SHARED 01 21,561 PEERLESS SYS CORP COM 705536100 25.04 7,802 SH SOLE 7,802 PEETS COFFEE & TEA INC COM 705560100 84.55 2,470 SH SHARED 01 2,470 PEETS COFFEE & TEA INC COM 705560100 17.12 500 SH P SHARED 500 PEETS COFFEE & TEA INC COM 705560100 130.07 3,800 SH C SHARED 3,800 PEGASYSTEMS INC COM 705573103 449.32 14,471 SH SHARED 01 14,471 PEGASYSTEMS INC COM 705573103 18.63 600 SH C SHARED 600 PENFORD CORP COM 707051108 0.05 10 SH SHARED 01 10 PENGROWTH ENERGY TR TR UNIT NEW 706902509 3034.12 274,333 SH SHARED 01 274,333 PENGROWTH ENERGY TR TR UNIT NEW 706902509 165.90 15,000 SH SHARED 21 15,000 PENGROWTH ENERGY TR TR UNIT NEW 706902509 8.85 800 SH C SHARED 800 PENGROWTH ENERGY TR TR UNIT NEW 706902509 29.86 2,700 SH P SHARED 2,700 PENGROWTH ENERGY TR TR UNIT NEW 706902509 669.56 60,539 SH SHARED 60,539 PENN NATL GAMING INC COM 707569109 66.09 2,232 SH SHARED 01 2,232 PENN NATL GAMING INC COM 707569109 5.92 200 SH P SHARED 200 PENN NATL GAMING INC COM 707569109 62.18 2,100 SH C SHARED 2,100 PENN VA CORP COM 707882106 310.23 19,341 SH SHARED 01 19,341 PENN VA CORP COM 707882106 316.36 19,723 SH SHARED 19,723 PENN VA GP COM UNIT R HLDGS L P LIM 70788P105 3448.98 150,874 SH SHARED 01 150,874 PENN VA GP COM UNIT R HLDGS L P LIM 70788P105 11.43 500 SH C SHARED 500 PENN VA GP COM UNIT R HLDGS L P LIM 70788P105 56.46 2,470 SH SHARED 2,470 PENN VA GP COM UNIT R HLDGS L P LIM 70788P105 221.74 9,700 SH P SHARED 9,700 PENN VA RESOURCES PARTNERS L COM 707884102 3720.72 150,942 SH SHARED 01 150,942 PENN VA RESOURCES PARTNERS L COM 707884102 22.19 900 SH C SHARED 900 PENN VA RESOURCES PARTNERS L COM 707884102 105.72 4,289 SH SHARED 4,289 PENN VA RESOURCES PARTNERS L COM 707884102 128.18 5,200 SH P SHARED 5,200 PENN WEST ENERGY TR TR UNIT 707885109 5538.92 275,980 SH SHARED 01 275,980 PENN WEST ENERGY TR TR UNIT 707885109 31.67 1,578 SH SHARED 21 1,578 PENN WEST ENERGY TR TR UNIT 707885109 345.20 17,200 SH P SHARED 17,200 PENN WEST ENERGY TR TR UNIT 707885109 2193.65 109,300 SH C SHARED 109,300 PENN WEST ENERGY TR TR UNIT 707885109 8065.99 401,893 SH SHARED 401,893 PENNANTPARK INVT CORP COM 708062104 603.71 56,900 SH SHARED 01 56,900 PENNANTPARK INVT CORP COM 708062104 322.99 30,442 SH SHARED 30,442 PENNEY J C INC COM 708160106 1239.90 45,618 SH SHARED 01 45,618 PENNEY J C INC COM 708160106 19.16 705 SH SHARED 21 705

PENNEY J C INC COM 708160106 369.65 13,600 SH SHARED 13,600 PENNEY J C INC COM 708160106 3737.25 137,500 SH P SHARED 137,500 PENNEY J C INC COM 708160106 7341.32 270,100 SH C SHARED 270,100 PENNEY J C INC COM 708160106 11312.34 416,201 SH SHARED 416,201 PENNICHUCK CORP COM NEW 708254206 11.57 503 SH SHARED 01 503 PENNICHUCK CORP COM NEW 708254206 18.12 788 SH SHARED 788 PENNSYLVANIA RL ESTATE INVT SH BEN INT 709102107 16.95 1,429 SH SHARED 01 1,429 PENNSYLVANIA RL ESTATE INVT SH BEN INT 709102107 17.79 1,500 SH C SHARED 1,500 PENNSYLVANIA RL ESTATE INVT SH BEN INT 709102107 21.35 1,800 SH P SHARED 1,800 PENNSYLVANIA RL ESTATE INVT SH BEN INT 709102107 193.58 16,322 SH SHARED 16,322 PENNSYLVANIA RL ESTATE INVT SH BEN INT 709102107 384.61 32,429 SH SHARED 32,429 PENNYMAC MTG INVT TR COM 70931T103 59.04 3,300 SH SHARED 01 3,300 PENNYMAC MTG INVT TR COM 70931T103 8.95 500 SH C SHARED 500 PENSKE AUTOMOTIVE GRP INC COM 70959W103 21.27 1,611 SH SHARED 01 1,611 PENSKE AUTOMOTIVE GRP INC COM 70959W103 6.60 500 SH C SHARED 500 PENSON WORLDWIDE INC COM 709600100 1.50 300 SH SHARED 01 300 PENTAIR INC COM 709631105 950.25 28,256 SH SHARED 01 28,256 PENTAIR INC COM 709631105 16.41 488 SH SHARED 21 488 PENTAIR INC COM 709631105 269.04 8,000 SH SHARED 8,000 PENTAIR INC COM 709631105 380.02 11,300 SH C SHARED 11,300 PENTAIR INC COM 709631105 1214.04 36,100 SH P SHARED 36,100 PENTAIR INC COM 709631105 6529.06 194,144 SH SHARED 194,144 PENWEST PHARMACEUTICALS CO COM 709754105 142.32 28,522 SH SOLE 28,522 PENWEST PHARMACEUTICALS CO COM 709754105 169.66 34,000 SH C SOLE 34,000 PENWEST PHARMACEUTICALS CO COM 709754105 396.21 79,400 SH P SOLE 79,400 PEOPLES BANCORP N C INC COM 710577107 8.73 1,804 SH SOLE 1,804 PEOPLES EDL HLDGS INC COM 711026104 3.64 4,000 SH SHARED 01 4,000 PEOPLES EDL HLDGS INC COM 711026104 0.46 500 SH SHARED 500 PEOPLES FED BANCSHARES INC COM 711037101 15.05 1,400 SH SOLE 1,400 PEOPLES FINL CORP MISS COM 71103B102 17.58 1,274 SH SOLE 1,274 PEOPLES UNITED FINANCIAL INC COM 712704105 2577.51 196,907 SH SHARED 01 196,907 PEOPLES UNITED FINANCIAL INC COM 712704105 49.74 3,800 SH P SHARED 3,800 PEOPLES UNITED FINANCIAL INC COM 712704105 52.87 4,039 SH SHARED 4,039 PEOPLES UNITED FINANCIAL INC COM 712704105 124.36 9,500 SH C SHARED 9,500 PEOPLES UNITED FINANCIAL INC COM 712704105 274.77 20,991 SH SHARED 20,991 PEP BOYS MANNY MOE & JACK COM 713278109 4.23 400 SH P SOLE 400 PEP BOYS MANNY MOE & JACK COM 713278109 11.64 1,100 SH C SOLE 1,100 PEPCO HOLDINGS INC COM 713291102 4509.63 242,453 SH SHARED 01 242,453 PEPCO HOLDINGS INC COM 713291102 27.90 1,500 SH P SHARED 1,500 PEPCO HOLDINGS INC COM 713291102 78.12 4,200 SH C SHARED 4,200 PEPCO HOLDINGS INC COM 713291102 284.58 15,300 SH SHARED 15,300 PEPSICO INC COM 713448108 206045.32 3,101,224 SH SHARED 01 3,101,224 PEPSICO INC COM 713448108 2143.02 32,255 SH SHARED 20 32,255 PEPSICO INC COM 713448108 126.57 1,905 SH SHARED 21 1,905 PEPSICO INC COM 713448108 7331.32 110,345 SH SHARED 110,345 PEPSICO INC COM 713448108 22024.86 331,500 SH P SHARED 331,500 PEPSICO INC COM 713448108 30914.53 465,300 SH C SHARED 465,300 PEPSICO INC COM 713448108 33600.90 505,733 SH SHARED 505,733 PERCEPTRON INC COM 71361F100 9.91 2,216 SH SOLE 2,216

PERFECT WORLD SPON ADR REP CO LTD B 71372U104 88.07 3,432 SH SHARED 01 3,432 PERFECT WORLD SPON ADR REP CO LTD B 71372U104 203.48 7,930 SH SHARED 7,930 PERFECT WORLD SPON ADR REP CO LTD B 71372U104 708.22 27,600 SH C SHARED 27,600 PERFECT WORLD SPON ADR REP CO LTD B 71372U104 2527.51 98,500 SH P SHARED 98,500 PERFICIENT INC COM 71375U101 12.57 1,375 SH SHARED 01 1,375 PERFORMANCE TECHNOLOGIES INC COM 71376K102 6.23 2,884 SH SOLE 2,884 PERICOM SEMICONDUCTOR CORP COM 713831105 112.10 12,900 SH SHARED 01 12,900 PERKINELMER INC COM 714046109 2822.32 121,967 SH SHARED 01 121,967 PERKINELMER INC COM 714046109 23.14 1,000 SH C SHARED 1,000 PERKINELMER INC COM 714046109 30.08 1,300 SH P SHARED 1,300 PERKINELMER INC COM 714046109 46.28 2,000 SH SHARED 2,000 PERKINELMER INC COM 714046109 897.14 38,770 SH SHARED 38,770 PERMA-FIX ENVIRONMENTAL SVCS COM 714157104 10.59 6,341 SH SOLE 6,341 PERMIAN BASIN RTY TR UNIT BEN INT 714236106 2844.63 144,251 SH SHARED 01 144,251 PERMIAN BASIN RTY TR UNIT BEN INT 714236106 5.92 300 SH P SHARED 300 PERMIAN BASIN RTY TR UNIT BEN INT 714236106 55.22 2,800 SH C SHARED 2,800 PERMIAN BASIN RTY TR UNIT BEN INT 714236106 216.29 10,968 SH SHARED 10,968 PERNIX THERAPEUTICS HLDGS IN COM 71426V108 9.22 2,635 SH SOLE 2,635 PERRIGO CO COM 714290103 11111.02 173,015 SH SHARED 01 173,015 PERRIGO CO COM 714290103 1380.73 21,500 SH C SHARED 13 21,500 PERRIGO CO COM 714290103 39.62 617 SH SHARED 21 617 PERRIGO CO COM 714290103 366.05 5,700 SH SHARED 5,700 PERRIGO CO COM 714290103 15017.72 233,848 SH SHARED 233,848 PERRIGO CO COM 714290103 23915.53 372,400 SH C SHARED 372,400 PERRIGO CO COM 714290103 30369.64 472,900 SH P SHARED 472,900 PERVASIVE SOFTWARE INC COM 715710109 9.03 1,831 SH SOLE 1,831 PET DRX CORPORATION COM 715813101 19.13 58,337 SH SOLE 58,337 PETMED EXPRESS INC COM 716382106 231.28 13,216 SH SHARED 01 13,216 PETMED EXPRESS INC COM 716382106 8.75 500 SH C SHARED 500 PETMED EXPRESS INC COM 716382106 159.25 9,100 SH P SHARED 9,100 PETROBRAS ENERGIA S A SPONS ADR 71646J109 136.75 8,273 SH SOLE 8,273 PETROCHINA CO LTD SPONSORED ADR 71646E100 9067.49 77,886 SH SHARED 01 77,886 PETROCHINA CO LTD SPONSORED ADR 71646E100 162.41 1,395 SH SHARED 20 1,395 PETROCHINA CO LTD SPONSORED ADR 71646E100 16.07 138 SH SHARED 21 138 PETROCHINA CO LTD SPONSORED ADR 71646E100 164.15 1,410 SH SHARED 1,410 PETROCHINA CO LTD SPONSORED ADR 71646E100 7984.55 68,584 SH SHARED 68,584 PETROHAWK ENERGY CORP COM 716495106 5105.26 316,311 SH SHARED 01 316,311 PETROHAWK ENERGY CORP COM 716495106 5.97 370 SH SHARED 20 370 PETROHAWK ENERGY CORP COM 716495106 330.87 20,500 SH SHARED 20,500 PETROHAWK ENERGY CORP COM 716495106 1593.02 98,700 SH P SHARED 98,700 PETROHAWK ENERGY CORP COM 716495106 1794.86 111,206 SH SHARED 111,206 PETROHAWK ENERGY CORP COM 716495106 1899.68 117,700 SH C SHARED 117,700 PETROLEO BRASILEIRO SA SP ADR NON PETRO VTG 71654V101 17582.43 535,723 SH SHARED 01 535,723 PETROLEO BRASILEIRO SA SP ADR NON PETRO VTG 71654V101 32.23 982 SH SHARED 21 982 PETROLEO BRASILEIRO SA SP ADR NON PETRO VTG 71654V101 15.75 480 SH SHARED 480 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 41260.75 1,137,600 SH SHARED 01 1,137,600 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 277.28 7,645 SH SHARED 20 7,645 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 55.13 1,520 SH SHARED 21 1,520 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 361.97 9,980 SH SHARED 9,980

PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 3102.60 85,542 SH SHARED 85,542 PETROLEUM & RES CORP COM 716549100 4936.88 213,256 SH SHARED 01 213,256 PETROLEUM DEV CORP COM 716578109 13.80 500 SH C SOLE 500 PETROQUEST ENERGY INC COM 716748108 14.08 2,312 SH SHARED 01 2,312 PETROQUEST ENERGY INC COM 716748108 31.06 5,100 SH C SHARED 5,100 PETSMART INC COM 716768106 17.50 500 SH P SHARED 01 500 PETSMART INC COM 716768106 227.33 6,495 SH SHARED 01 6,495 PETSMART INC COM 716768106 42.00 1,200 SH P SHARED 1,200 PETSMART INC COM 716768106 98.00 2,800 SH C SHARED 2,800 PETSMART INC COM 716768106 224.00 6,400 SH SHARED 6,400 PETSMART INC COM 716768106 1078.84 30,824 SH SHARED 30,824 PFIZER INC COM 717081103 134371.72 7,825,959 SH SHARED 01 7,825,959 PFIZER INC COM 717081103 9237.46 538,000 SH SHARED 13 538,000 PFIZER INC COM 717081103 165.62 9,646 SH SHARED 21 9,646 PFIZER INC COM 717081103 12472.82 726,431 SH SHARED 726,431 PFIZER INC COM 717081103 28426.65 1,655,600 SH P SHARED 1,655,600 PFIZER INC COM 717081103 90394.81 5,264,695 SH SHARED 5,264,695 PFIZER INC COM 717081103 97575.19 5,682,888 SH C SHARED 5,682,888 PFSWEB INC COM NEW 717098206 48.89 14,089 SH SHARED 01 14,089 PFSWEB INC COM NEW 717098206 15.67 4,515 SH SHARED 4,515 PG&E CORP COM 69331C108 14624.69 321,988 SH SHARED 01 321,988 PG&E CORP COM 69331C108 53.32 1,174 SH SHARED 21 1,174 PG&E CORP COM 69331C108 18.17 400 SH C SHARED 400 PG&E CORP COM 69331C108 851.03 18,737 SH SHARED 18,737 PG&E CORP COM 69331C108 1081.00 23,800 SH SHARED 23,800 PG&E CORP COM 69331C108 1439.81 31,700 SH P SHARED 31,700 PHARMACEUTICAL DEPOSITRY HLDRS TR RCPT 71712A206 2146.79 33,150 SH SHARED 01 33,150 PHARMACEUTICAL DEPOSITRY HLDRS TR RCPT 71712A206 20.72 320 SH SHARED 21 320 PHARMACEUTICAL DEPOSITRY HLDRS TR RCPT 71712A206 25.90 400 SH P SHARED 400 PHARMACEUTICAL DEPOSITRY HLDRS TR RCPT 71712A206 282.48 4,362 SH SHARED 4,362 PHARMACEUTICAL DEPOSITRY HLDRS TR RCPT 71712A206 2052.89 31,700 SH C SHARED 31,700 PHARMACEUTICAL PROD DEV INC COM 717124101 1410.75 56,908 SH SHARED 01 56,908 PHARMACEUTICAL PROD DEV INC COM 717124101 63.96 2,580 SH SHARED 20 2,580 PHARMACEUTICAL PROD DEV INC COM 717124101 49.58 2,000 SH P SHARED 2,000 PHARMACEUTICAL PROD DEV INC COM 717124101 136.35 5,500 SH SHARED 5,500 PHARMACEUTICAL PROD DEV INC COM 717124101 846.90 34,163 SH SHARED 34,163 PHARMACYCLICS INC COM 716933106 492.88 61,000 SH C SHARED 13 61,000 PHARMACYCLICS INC COM 716933106 6286.24 778,000 SH SHARED 13 778,000 PHARMACYCLICS INC COM 716933106 417.74 51,700 SH C SHARED 51,700 PHARMASSET INC COM 71715N106 750.85 25,500 SH SHARED 13 25,500 PHARMASSET INC COM 71715N106 11699.06 397,319 SH SHARED 397,319 PHARMERICA CORP COM 71714F104 180.15 18,903 SH SHARED 01 18,903 PHARMERICA CORP COM 71714F104 23.83 2,500 SH C SHARED 2,500 PHAZAR CORP COM 71722R108 1.91 638 SH SOLE 638 PHC INC MASS CL A 693315103 7.85 6,042 SH SOLE 6,042 PHH CORP COM NEW 693320202 5.18 246 SH SHARED 01 246 PHH CORP COM NEW 693320202 8.70 413 SH SHARED 21 413 PHH CORP COM NEW 693320202 6.32 300 SH C SHARED 300 PHI INC COM NON VTG 69336T205 1235.29 76,347 SH SHARED 01 76,347

PHI INC COM VTG 69336T106 12.50 801 SH SOLE 801 PHILIP MORRIS INTL INC COM 718172109 107168.67 1,913,043 SH SHARED 01 1,913,043 PHILIP MORRIS INTL INC COM 718172109 515.38 9,200 SH SHARED 20 9,200 PHILIP MORRIS INTL INC COM 718172109 177.30 3,165 SH SHARED 21 3,165 PHILIP MORRIS INTL INC COM 718172109 7876.86 140,608 SH SHARED 140,608 PHILIP MORRIS INTL INC COM 718172109 17601.48 314,200 SH C SHARED 314,200 PHILIP MORRIS INTL INC COM 718172109 45773.94 817,100 SH P SHARED 817,100 PHILIP MORRIS INTL INC COM 718172109 69849.77 1,246,872 SH SHARED 1,246,872 PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 2213.74 36,982 SH SHARED 01 36,982 PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 608.18 10,160 SH SHARED 20 10,160 PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 20.71 346 SH SHARED 346 PHILLIPS VAN HEUSEN CORP COM 718592108 1810.09 30,088 SH SHARED 01 30,088 PHILLIPS VAN HEUSEN CORP COM 718592108 8.12 135 SH SHARED 20 135 PHILLIPS VAN HEUSEN CORP COM 718592108 12.57 209 SH SHARED 21 209 PHILLIPS VAN HEUSEN CORP COM 718592108 12.03 200 SH P SHARED 200 PHILLIPS VAN HEUSEN CORP COM 718592108 132.35 2,200 SH C SHARED 2,200 PHILLIPS VAN HEUSEN CORP COM 718592108 199.25 3,312 SH SHARED 3,312 PHOENIX COS INC NEW COM 71902E109 2117.58 1,008,370 SH SHARED 01 1,008,370 PHOENIX COS INC NEW COM 71902E109 4.41 2,100 SH P SHARED 2,100 PHOENIX COS INC NEW COM 71902E109 11.34 5,400 SH C SHARED 5,400 PHOENIX COS INC NEW COM 71902E109 1825.14 869,115 SH SHARED 869,115 PHOENIX TECHNOLOGY LTD COM 719153108 59.24 15,190 SH SOLE 15,190 PHOTOMEDEX INC COM PAR $0.01 719358301 0.01 2 SH SHARED 01 2 PHOTOMEDEX INC COM PAR $0.01 719358301 48.61 8,806 SH SHARED 8,806 PHOTRONICS INC COM 719405102 42.32 8,000 SH SHARED 01 8,000 PHOTRONICS INC COM 719405102 1.06 200 SH C SHARED 200 PHOTRONICS INC COM 719405102 4.76 900 SH P SHARED 900 PICO HLDGS INC COM NEW 693366205 987.23 33,062 SH SHARED 01 33,062 PIEDMONT NAT GAS INC COM 720186105 1097.74 37,853 SH SHARED 01 37,853 PIEDMONT NAT GAS INC COM 720186105 43.50 1,500 SH P SHARED 1,500 PIEDMONT NAT GAS INC COM 720186105 180.41 6,221 SH SHARED 6,221 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 1171.47 61,950 SH SHARED 01 61,950 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 18.91 1,000 SH C SHARED 1,000 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 763.96 40,400 SH SHARED 40,400 PIER 1 IMPORTS INC COM 720279108 2123.42 259,270 SH SHARED 01 259,270 PIER 1 IMPORTS INC COM 720279108 3.28 400 SH P SHARED 400 PIER 1 IMPORTS INC COM 720279108 47.50 5,800 SH C SHARED 5,800 PIKE ELEC CORP COM 721283109 17.47 2,400 SH SHARED 01 2,400 PIKE ELEC CORP COM 721283109 4.37 600 SH C SHARED 600 PIKE ELEC CORP COM 721283109 11.65 1,600 SH P SHARED 1,600 PILGRIMS PRIDE CORP NEW COM 72147K108 3.93 700 SH C SOLE 700 PIMCO CA MUNICIPAL INCOME FD COM 72200N106 46.04 3,231 SH SHARED 01 3,231 PIMCO CA MUNICIPAL INCOME FD COM 72200N106 35.34 2,480 SH SHARED 2,480 PIMCO CALIF MUN INCOME FD II COM 72200M108 80.07 8,187 SH SHARED 01 8,187 PIMCO CALIF MUN INCOME FD II COM 72201C109 739.63 71,187 SH SHARED 01 71,187 PIMCO CORPORATE INCOME FD COM 72200U100 903.80 55,752 SH SHARED 01 55,752 PIMCO CORPORATE OPP FD COM 72201B101 1757.35 100,077 SH SHARED 01 100,077 1-3YR PIMCO ETF TR USTREIDX 72201R106 1791.30 35,140 SH SHARED 01 35,140 1-5 US TIP PIMCO ETF TR IDX 72201R205 4130.71 78,966 SH SHARED 01 78,966

7-15 YR US PIMCO ETF TR TRS 72201R700 39.38 480 SH SHARED 01 480 ENHAN SHRT PIMCO ETF TR MAT 72201R833 1830.79 18,141 SH SHARED 01 18,141 PIMCO GLOBAL STOCKSPLS INCM COM 722011103 135.36 6,122 SH SHARED 01 6,122 PIMCO HIGH INCOME FD COM SHS 722014107 8445.71 648,672 SH SHARED 01 648,672 PIMCO HIGH INCOME FD COM SHS 722014107 5.13 394 SH SHARED 394 PIMCO INCOME OPPORTUNITY FD COM 72202B100 189.82 7,171 SH SHARED 01 7,171 PIMCO INCOME STRATEGY FUND COM 72201H108 874.55 73,307 SH SHARED 01 73,307 PIMCO INCOME STRATEGY FUND I COM 72201J104 1724.61 171,092 SH SHARED 01 171,092 PIMCO MUN INCOME FD II COM 72200W106 285.25 24,277 SH SHARED 01 24,277 PIMCO MUN INCOME FD III COM 72201A103 352.47 30,783 SH SHARED 01 30,783 PIMCO MUN INCOME FD III COM 72201A103 60.62 5,294 SH SHARED 5,294 PIMCO MUNICIPAL INCOME FD COM 72200R107 261.93 18,472 SH SHARED 01 18,472 PIMCO NEW YORK MUN FD II COM 72200Y102 155.73 12,539 SH SHARED 01 12,539 PIMCO NEW YORK MUN INCM FD 1 COM 72201E105 647.65 66,040 SH SHARED 01 66,040 PIMCO NEW YORK MUN INCM FD 1 COM 72201E105 15.94 1,625 SH SHARED 1,625 PIMCO NY MUNICIPAL INCOME FD COM 72200T103 777.10 67,928 SH SHARED 01 67,928 PIMCO NY MUNICIPAL INCOME FD COM 72200T103 0.01 1 SH SHARED 1 PIMCO STRATEGIC GBL GOV FD I COM 72200X104 295.65 28,157 SH SHARED 01 28,157 PIMCO STRATEGIC GBL GOV FD I COM 72200X104 9.47 902 SH SHARED 902 PINNACLE AIRL CORP COM 723443107 86.05 15,847 SH SHARED 01 15,847 PINNACLE ENTMT INC COM 723456109 76.71 6,880 SH SHARED 01 6,880 PINNACLE ENTMT INC COM 723456109 13.38 1,200 SH C SHARED 1,200 PINNACLE FINL PARTNERS INC COM 72346Q104 10.57 1,150 SH SHARED 01 1,150 PINNACLE WEST CAP CORP COM 723484101 3244.44 78,615 SH SHARED 01 78,615 PINNACLE WEST CAP CORP COM 723484101 11.06 268 SH SHARED 21 268 PINNACLE WEST CAP CORP COM 723484101 235.24 5,700 SH SHARED 5,700 PINNACLE WEST CAP CORP COM 723484101 340.39 8,248 SH SHARED 8,248 PIONEER DIV HIGH INCOME COM BENE TRUS INTER 723653101 820.35 39,176 SH SHARED 01 39,176 PIONEER DIV HIGH INCOME COM BENE TRUS INTER 723653101 4.42 211 SH SHARED 211 PIONEER DRILLING CO COM 723655106 11.48 1,800 SH C SOLE 1,800 PIONEER DRILLING CO COM 723655106 38.97 6,108 SH SOLE 6,108 PIONEER FLOATING RATE TR COM 72369J102 544.22 44,866 SH SHARED 01 44,866 PIONEER FLOATING RATE TR COM 72369J102 11.41 941 SH SHARED 941 PIONEER HIGH INCOME TR COM 72369H106 492.90 30,577 SH SHARED 01 30,577 PIONEER HIGH INCOME TR COM 72369H106 200.16 12,417 SH SHARED 12,417 PIONEER MUN HIGH INC ADV TR COM 723762100 1174.02 83,382 SH SHARED 01 83,382 PIONEER MUN HIGH INCOME TR COM SHS 723763108 127.67 8,540 SH SHARED 01 8,540 PIONEER NAT RES CO COM 723787107 3842.95 59,095 SH SHARED 01 59,095 PIONEER NAT RES CO COM 723787107 32.19 495 SH SHARED 21 495 PIONEER NAT RES CO COM 723787107 481.22 7,400 SH SHARED 7,400 PIONEER NAT RES CO COM 723787107 825.88 12,700 SH P SHARED 12,700 PIONEER NAT RES CO COM 723787107 1235.57 19,000 SH C SHARED 19,000 PIONEER NAT RES CO COM 723787107 5113.18 78,628 SH SHARED 78,628 PIONEER NAT NOTE 2.875% RES CO 1/1 723787AH0 11.27 9,000 PRN SHARED 01 9,000 PIONEER NAT NOTE 2.875% RES CO 1/1 723787AH0 47.60 38,000 PRN SHARED 38,000 PIONEER SOUTHWST ENRG PRTNR UNIT LP INT 72388B106 344.75 12,550 SH SHARED 01 12,550 PIONEER SOUTHWST ENRG PRTNR UNIT LP INT 72388B106 42.66 1,553 SH SHARED 1,553 PIPER JAFFRAY COS COM 724078100 214.31 7,357 SH SHARED 01 7,357 PIPER JAFFRAY COS COM 724078100 5.83 200 SH C SHARED 200

PITNEY BOWES INC COM 724479100 8389.85 392,416 SH SHARED 01 392,416 PITNEY BOWES INC COM 724479100 316.42 14,800 SH SHARED 14,800 PITNEY BOWES INC COM 724479100 367.74 17,200 SH C SHARED 17,200 PITNEY BOWES INC COM 724479100 1054.03 49,300 SH P SHARED 49,300 PITNEY BOWES INC COM 724479100 1122.51 52,503 SH SHARED 52,503 PITNEY BOWES INC PREF CV $2.12 724479308 230.85 657 SH SOLE 657 PITTSBURGH & W VA RR SH BEN INT 724819107 559.56 51,572 SH SHARED 01 51,572 PIXELWORKS INC COM NEW 72581M305 78.11 22,973 SH SHARED 01 22,973 PIXELWORKS INC COM NEW 72581M305 13.41 3,944 SH SHARED 3,944 PLAINS ALL AMERN PIPELINE UNIT LTD L PARTN 726503105 77419.00 1,230,631 SH SHARED 01 1,230,631 PLAINS ALL AMERN PIPELINE UNIT LTD L PARTN 726503105 188.73 3,000 SH SHARED 21 3,000 PLAINS ALL AMERN PIPELINE UNIT LTD L PARTN 726503105 201.31 3,200 SH C SHARED 3,200 PLAINS ALL AMERN PIPELINE UNIT LTD L PARTN 726503105 320.84 5,100 SH P SHARED 5,100 PLAINS ALL AMERN PIPELINE UNIT LTD L PARTN 726503105 9618.44 152,892 SH SHARED 152,892 PLAINS EXPL& PRODTN CO COM 726505100 2773.31 103,986 SH SHARED 01 103,986 PLAINS EXPL& PRODTN CO COM 726505100 26.67 1,000 SH SHARED 21 1,000 PLAINS EXPL& PRODTN CO COM 726505100 221.36 8,300 SH SHARED 8,300 PLAINS EXPL& PRODTN CO COM 726505100 5294.96 198,536 SH SHARED 198,536 PLAINS EXPL& PRODTN CO COM 726505100 8307.71 311,500 SH C SHARED 311,500 PLAINS EXPL& PRODTN CO COM 726505100 15641.96 586,500 SH P SHARED 586,500 PLANAR SYS INC COM 726900103 4.75 2,084 SH SHARED 01 2,084 PLANTRONICS INC NEW COM 727493108 4022.66 119,084 SH SHARED 01 119,084 PLANTRONICS INC NEW COM 727493108 56.41 1,670 SH SHARED 21 1,670 PLATINUM GROUP METALS LTD COM NEW 72765Q205 22.23 9,500 SH SHARED 01 9,500 PLATINUM GROUP METALS LTD COM NEW 72765Q205 9.98 4,266 SH SHARED 4,266 PLATINUM UNDERWRITER HLDGS L COM G7127P100 590.26 13,563 SH SHARED 01 13,563 PLATINUM UNDERWRITER HLDGS L COM G7127P100 3576.17 82,173 SH SHARED 82,173 PLEXUS CORP COM 729132100 28.32 965 SH SHARED 01 965 PLEXUS CORP COM 729132100 11.74 400 SH C SHARED 400 PLEXUS CORP COM 729132100 123.27 4,200 SH P SHARED 4,200 PLUG POWER INC COM 72919P103 1.94 5,070 SH SHARED 01 5,070 PLUG POWER INC COM 72919P103 18.02 47,180 SH SHARED 47,180 PLUM CREEK TIMBER CO INC COM 729251108 8237.61 233,360 SH SHARED 01 233,360 PLUM CREEK TIMBER CO INC COM 729251108 483.61 13,700 SH SHARED 13,700 PLUM CREEK TIMBER CO INC COM 729251108 638.93 18,100 SH P SHARED 18,100 PLUM CREEK TIMBER CO INC COM 729251108 988.75 28,010 SH SHARED 28,010 PLUM CREEK TIMBER CO INC COM 729251108 2241.55 63,500 SH C SHARED 63,500 PLUMAS BANCORP COM 729273102 19.50 6,371 SH SHARED 01 6,371 PLX TECHNOLOGY INC COM 693417107 39.69 10,965 SH SOLE 10,965 PMC COML TR SH BEN INT 693434102 1.30 150 SH SHARED 01 150 PMC COML TR SH BEN INT 693434102 5.20 601 SH SHARED 601 PMC-SIERRA INC COM 69344F106 7517.12 1,021,348 SH SHARED 01 1,021,348 PMC-SIERRA INC COM 69344F106 29.44 4,000 SH SHARED 4,000 PMC-SIERRA INC COM 69344F106 36.06 4,900 SH P SHARED 4,900 PMC-SIERRA INC COM 69344F106 66.24 9,000 SH C SHARED 9,000 PMC-SIERRA INC COM 69344F106 273.20 37,120 SH SHARED 37,120 PMFG INC COM 69345P103 2.69 158 SH SHARED 01 158 PMI GROUP INC COM 69344M101 25.69 7,000 SH SHARED 01 7,000 PMI GROUP INC COM 69344M101 8.44 2,300 SH P SHARED 2,300

PMI GROUP INC COM 69344M101 66.43 18,100 SH C SHARED 18,100 PNC FINL SVCS *W EXP GROUP INC 12/31/201 693475121 0.95 90 SH SOLE 90 PNC FINL SVCS GROUP INC COM 693475105 13779.77 265,455 SH SHARED 01 265,455 PNC FINL SVCS GROUP INC COM 693475105 103.92 2,002 SH SHARED 21 2,002 PNC FINL SVCS GROUP INC COM 693475105 1716.77 33,072 SH SHARED 33,072 PNC FINL SVCS GROUP INC COM 693475105 6914.41 133,200 SH C SHARED 133,200 PNC FINL SVCS GROUP INC COM 693475105 17274.45 332,777 SH SHARED 332,777 PNC FINL SVCS GROUP INC COM 693475105 26801.13 516,300 SH P SHARED 516,300 PNC FINL SVCS PFD C CV GROUP INC $1.60 693475402 37.62 418 SH SOLE 418 PNC FINL SVCS PFD CV D GROUP INC $1.80 693475501 8.28 92 SH SOLE 92 PNM RES INC COM 69349H107 71.32 6,262 SH SHARED 01 6,262 PNM RES INC COM 69349H107 13.55 1,190 SH SHARED 1,190 PNM RES INC COM 69349H107 19.36 1,700 SH C SHARED 1,700 PNM RES INC COM 69349H107 28.48 2,500 SH P SHARED 2,500 POINT 360 COM 730507100 0.01 11 SH SOLE 11 POLARIS INDS INC COM 731068102 1855.09 28,496 SH SHARED 01 28,496 POLARIS INDS INC COM 731068102 520.80 8,000 SH C SHARED 8,000 POLARIS INDS INC COM 731068102 752.04 11,552 SH SHARED 11,552 POLARIS INDS INC COM 731068102 1067.64 16,400 SH P SHARED 16,400 POLO RALPH LAUREN CORP CL A 731572103 2177.22 24,229 SH SHARED 01 24,229 POLO RALPH LAUREN CORP CL A 731572103 485.24 5,400 SH SHARED 5,400 POLO RALPH LAUREN CORP CL A 731572103 1150.21 12,800 SH P SHARED 12,800 POLO RALPH LAUREN CORP CL A 731572103 7593.17 84,500 SH C SHARED 84,500 POLYCOM INC COM 73172K104 1919.18 70,351 SH SHARED 01 70,351 POLYCOM INC COM 73172K104 38.25 1,402 SH SHARED 21 1,402 POLYCOM INC COM 73172K104 662.90 24,300 SH C SHARED 24,300 POLYCOM INC COM 73172K104 1175.77 43,100 SH P SHARED 43,100 POLYCOM INC COM 73172K104 2838.37 104,046 SH SHARED 104,046 POLYMET MINING CORP COM 731916102 110.85 54,875 SH SHARED 01 54,875 POLYONE CORP COM 73179P106 87.74 7,257 SH SHARED 01 7,257 POLYONE CORP COM 73179P106 44.73 3,700 SH C SHARED 3,700 POLYONE CORP COM 73179P106 53.20 4,400 SH P SHARED 4,400 POLYPORE INTL INC COM 73179V103 1629.97 54,044 SH SHARED 01 54,044 POLYPORE INTL INC COM 73179V103 63.34 2,100 SH P SHARED 2,100 POLYPORE INTL INC COM 73179V103 90.48 3,000 SH C SHARED 3,000 POLYPORE INTL INC COM 73179V103 165.22 5,478 SH SHARED 5,478 PONIARD PHARMACEUTICALS INC COM NEW 732449301 3.48 6,000 SH SHARED 01 6,000 PONIARD PHARMACEUTICALS INC COM NEW 732449301 0.99 1,700 SH C SHARED 1,700 PONIARD PHARMACEUTICALS INC COM NEW 732449301 3.25 5,600 SH SHARED 5,600 PONIARD PHARMACEUTICALS INC COM NEW 732449301 4.18 7,200 SH P SHARED 7,200 POOL CORPORATION COM 73278L105 730.75 36,410 SH SHARED 01 36,410 POOL CORPORATION COM 73278L105 7.47 372 SH SHARED 21 372 POOL CORPORATION COM 73278L105 14.05 700 SH C SHARED 700 POOL CORPORATION COM 73278L105 66.23 3,300 SH P SHARED 3,300 POOL CORPORATION COM 73278L105 266.39 13,273 SH SHARED 13,273 POPE RES DEL DEPOSITRY LTD PARTNERSHIP RCPT 732857107 1145.14 42,256 SH SHARED 01 42,256 POPULAR INC COM 733174106 2544.07 877,265 SH SHARED 01 877,265 POPULAR INC COM 733174106 8.99 3,100 SH P SHARED 3,100 POPULAR INC COM 733174106 588.08 202,787 SH SHARED 202,787

PORTEC RAIL PRODS INC COM 736212101 33.27 2,863 SH SOLE 2,863 PORTFOLIO RECOVERY ASSOCS IN COM 73640Q105 104.75 1,620 SH SHARED 01 1,620 PORTFOLIO RECOVERY ASSOCS IN COM 73640Q105 265.11 4,100 SH C SHARED 4,100 PORTFOLIO RECOVERY ASSOCS IN COM 73640Q105 1202.68 18,600 SH P SHARED 18,600 PORTLAND GEN ELEC CO COM NEW 736508847 421.36 20,777 SH SHARED 01 20,777 PORTLAND GEN ELEC CO COM NEW 736508847 4.93 243 SH SHARED 21 243 PORTLAND GEN ELEC CO COM NEW 736508847 10.14 500 SH P SHARED 500 PORTLAND GEN ELEC CO COM NEW 736508847 62.87 3,100 SH C SHARED 3,100 PORTUGAL TELECOM SGPS S A SPONSORED ADR 737273102 3693.02 279,140 SH SHARED 01 279,140 PORTUGAL TELECOM SGPS S A SPONSORED ADR 737273102 7.01 530 SH SHARED 21 530 PORTUGAL TELECOM SGPS S A SPONSORED ADR 737273102 31.71 2,397 SH SHARED 2,397 POSCO SPONSORED ADR 693483109 4541.88 39,848 SH SHARED 01 39,848 POSCO SPONSORED ADR 693483109 36.47 320 SH SHARED 320 POSCO SPONSORED ADR 693483109 33670.03 295,403 SH SHARED 295,403 POSITIVEID CORP COM 73740J100 10.91 15,808 SH SOLE 15,808 POST PPTYS INC COM 737464107 109.00 3,904 SH SHARED 01 3,904 POST PPTYS INC COM 737464107 13.96 500 SH P SHARED 500 POST PPTYS INC COM 737464107 828.64 29,679 SH SHARED 29,679 POSTROCK ENERGY CORP COM 737525105 0.11 32 SH SOLE 32 POTASH CORP SASK INC COM 73755L107 21129.23 146,690 SH SHARED 01 146,690 POTASH CORP SASK INC COM 73755L107 19.45 135 SH SHARED 20 135 POTASH CORP SASK INC COM 73755L107 23.91 166 SH SHARED 21 166 POTASH CORP SASK INC COM 73755L107 2535.10 17,600 SH SHARED 17,600 POTASH CORP SASK INC COM 73755L107 74295.83 515,800 SH C SHARED 515,800 POTASH CORP SASK INC COM 73755L107 86517.63 600,650 SH SHARED 600,650 POTASH CORP SASK INC COM 73755L107 90529.14 628,500 SH P SHARED 628,500 POTLATCH CORP NEW COM 737630103 823.92 24,233 SH SHARED 01 24,233 POTLATCH CORP NEW COM 737630103 71.40 2,100 SH P SHARED 2,100 POTLATCH CORP NEW COM 737630103 129.20 3,800 SH C SHARED 3,800 POTLATCH CORP NEW COM 737630103 522.48 15,367 SH SHARED 15,367 POVIDENT CMNTY BANCSHARES IN COM 74386S107 1.76 1,156 SH SOLE 1,156 POWELL INDS INC COM 739128106 28.29 909 SH SHARED 01 909 POWELL INDS INC COM 739128106 76.59 2,461 SH SHARED 2,461 POWER INTEGRATIONS INC COM 739276103 2041.55 64,220 SH SHARED 01 64,220 POWER INTEGRATIONS INC COM 739276103 31.76 999 SH SHARED 21 999 POWER ONE INC NEW COM 73930R102 334.22 36,768 SH SHARED 01 36,768 POWER ONE INC NEW COM 73930R102 66.36 7,300 SH P SHARED 7,300 POWER ONE INC NEW COM 73930R102 136.35 15,000 SH C SHARED 15,000 POWER ONE INC NEW COM 73930R102 290.02 31,905 SH SHARED 31,905 POWERSECURE INTL INC COM 73936N105 3.70 400 SH SHARED 01 400 POWERSECURE INTL INC COM 73936N105 194.47 21,001 SH SHARED 21,001 POWERSHARES ACTIVE MNG ETF T MEGA CAP PORT 73935B300 21.26 928 SH SOLE 928 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 43152.58 1,789,821 SH SHARED 01 1,789,821 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 106.08 4,400 SH P SHARED 4,400 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 197.70 8,200 SH C SHARED 8,200 POWERSHARES DB COM UT BEN G10 CURCY HAR INT 73935Y102 3544.40 152,513 SH SHARED 01 152,513 POWERSHARES BUILD AMER ETF TR II ETF 73937B407 19718.29 735,757 SH SHARED 01 735,757 POWERSHARES EMRG MKTS ETF TR II INFR 73937B209 1150.75 23,835 SH SHARED 01 23,835 POWERSHARES EMRG MKTS ETF TR II INFR 73937B209 29.45 610 SH SHARED 17 610

POWERSHARES GLB NUCLR ETF TR II ENRG 73937B100 41.57 2,174 SH SHARED 01 2,174 POWERSHARES GLB NUCLR ETF TR II ENRG 73937B100 34.86 1,823 SH SHARED 1,823 POWERSHARES GLBL WIND ETF TR II ENRG 73937B308 16.90 1,665 SH SHARED 01 1,665 POWERSHARES GLBL WIND ETF TR II ENRG 73937B308 20.45 2,015 SH SHARED 2,015 POWERSHARES S&P SMCP C ETF TR II DIS 73937B506 195.69 8,101 SH SOLE 8,101 POWERSHARES S&P SMCP ENE ETF TR II P 73937B704 5.90 240 SH SOLE 240 POWERSHARES AERSPC DEF ETF TRUST PTF 73935X690 801.54 46,574 SH SHARED 01 46,574 POWERSHARES BASIC MAT ETF TRUST SECT 73935X427 448.00 14,381 SH SHARED 01 14,381 POWERSHARES BNKING SEC ETF TRUST POR 73935X336 106.10 9,045 SH SHARED 01 9,045 POWERSHARES BNKING SEC ETF TRUST POR 73935X336 27.73 2,364 SH SHARED 2,364 POWERSHARES CLEANTECH ETF TRUST PORT 73935X278 1555.53 64,976 SH SHARED 01 64,976 POWERSHARES CLEANTECH ETF TRUST PORT 73935X278 53.87 2,250 SH SHARED 2,250 POWERSHARES CON DISCRE ETF TRUST SEC 73935X419 543.93 24,363 SH SHARED 01 24,363 POWERSHARES CON STAPLE ETF TRUST SEC 73935X393 533.06 19,905 SH SHARED 01 19,905 POWERSHARES ETF TRUST DIV ACHV PRTF 73935X732 1998.63 151,641 SH SHARED 01 151,641 POWERSHARES ETF TRUST DWA TECH LDRS 73935X153 3975.95 189,295 SH SHARED 01 189,295 POWERSHARES ETF TRUST DYMN MC VAL 73935X880 212.69 14,439 SH SHARED 01 14,439 POWERSHARES ETF TRUST DYMN MC VAL 73935X880 32.13 2,181 SH SHARED 2,181 POWERSHARES DYN BIOT & ETF TRUST GEN 73935X856 3048.22 156,963 SH SHARED 01 156,963 POWERSHARES DYN BIOT & ETF TRUST GEN 73935X856 29.81 1,535 SH SHARED 1,535 POWERSHARES DYN BLDG ETF TRUST CNSTR 73935X666 264.70 22,088 SH SHARED 01 22,088 POWERSHARES DYN BLDG ETF TRUST CNSTR 73935X666 36.98 3,086 SH SHARED 3,086 POWERSHARES DYN EN EX ETF TRUST PROD 73935X658 774.53 41,817 SH SHARED 01 41,817 POWERSHARES DYN EN EX ETF TRUST PROD 73935X658 32.45 1,752 SH SHARED 1,752 POWERSHARES ETF TRUST DYN FD & BEV 73935X849 5715.47 348,930 SH SHARED 01 348,930 POWERSHARES ETF TRUST DYN INS PTF 73935X641 17.80 1,158 SH SHARED 01 1,158 POWERSHARES ETF TRUST DYN LSR & ENT 73935X757 1045.47 64,575 SH SHARED 01 64,575 POWERSHARES DYN MEDIA ETF TRUST PORT 73935X823 1229.41 100,033 SH SHARED 01 100,033 POWERSHARES DYN MEDIA ETF TRUST PORT 73935X823 101.96 8,296 SH SHARED 8,296 POWERSHARES DYN NETWKG ETF TRUST PRT 73935X815 4655.91 202,431 SH SHARED 01 202,431 POWERSHARES ETF TRUST DYN OIL SVCS 73935X625 1791.23 102,473 SH SHARED 01 102,473 POWERSHARES ETF TRUST DYN OIL SVCS 73935X625 50.32 2,879 SH SHARED 2,879 POWERSHARES DYN PHRMA ETF TRUST PORT 73935X799 858.48 40,323 SH SHARED 01 40,323 POWERSHARES DYN PHRMA ETF TRUST PORT 73935X799 44.30 2,081 SH SHARED 2,081 POWERSHARES DYN RETAIL ETF TRUST PTF 73935X617 193.30 11,084 SH SHARED 01 11,084 POWERSHARES DYN SEMCT ETF TRUST PORT 73935X781 811.74 61,866 SH SHARED 01 61,866 POWERSHARES DYN SEMCT ETF TRUST PORT 73935X781 13.19 1,005 SH SHARED 1,005 POWERSHARES DYN SFTWR ETF TRUST PORT 73935X773 420.53 18,757 SH SHARED 01 18,757 POWERSHARES DYN UTIL ETF TRUST PORTF 73935X591 180.26 11,820 SH SHARED 01 11,820 POWERSHARES DYNA BUYBK ETF TRUST ACH 73935X286 17.51 785 SH SHARED 01 785 POWERSHARES DYNAM LRGCP ETF TRUST PT 73935X450 174.06 7,823 SH SHARED 01 7,823 POWERSHARES DYNAM LRGCP ETF TRUST PT 73935X450 75.03 3,372 SH SHARED 3,372 POWERSHARES DYNAM MIDCP ETF TRUST PT 73935X443 73.97 3,295 SH SHARED 01 3,295 POWERSHARES DYNAM MIDCP ETF TRUST PT 73935X443 25.12 1,119 SH SHARED 1,119 POWERSHARES ETF TRUST DYNAM SML CAP 73935X435 132.63 6,858 SH SHARED 01 6,858 POWERSHARES ETF TRUST DYNAM SML CAP 73935X435 3.60 186 SH SHARED 186 POWERSHARES DYNAMIC MKT ETF TRUST PT 73935X104 255.25 6,490 SH SHARED 01 6,490 POWERSHARES DYNAMIC OTC ETF TRUST PT 73935X203 2.07 47 SH SHARED 01 47 POWERSHARES DYNAMIC ETF TRUST TELECO 73935X765 54.90 3,715 SH SHARED 01 3,715

POWERSHARES DYNAMIC ETF TRUST TELECO 73935X765 29.03 1,964 SH SHARED 1,964 POWERSHARES DYNM LRG CP ETF TRUST GR 73935X609 6614.00 453,635 SH SHARED 01 453,635 POWERSHARES DYNM LRG CP ETF TRUST VL 73935X708 4981.20 287,432 SH SHARED 01 287,432 POWERSHARES ETF TRUST DYNM MC GRWTH 73935X807 729.87 39,346 SH SHARED 01 39,346 POWERSHARES ETF TRUST DYNM MC GRWTH 73935X807 62.09 3,347 SH SHARED 3,347 POWERSHARES DYNM SM CP ETF TRUST GRW 73935X872 126.94 9,313 SH SHARED 01 9,313 POWERSHARES DYNM SM CP ETF TRUST VAL 73935X864 314.85 23,479 SH SHARED 01 23,479 POWERSHARES ENERGY SEC ETF TRUST POR 73935X385 221.91 7,308 SH SHARED 01 7,308 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 18617.89 1,023,242 SH SHARED 01 1,023,242 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 30.93 1,700 SH P SHARED 1,700 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 187.41 10,300 SH C SHARED 10,300 POWERSHARES FINL SECT ETF TRUST PORT 73935X377 7.67 441 SH SOLE 441 POWERSHARES FTSE NDAQ ETF TRUST SMCP 73935X138 9.78 408 SH SOLE 408 POWERSHARES FTSE RAFI ETF TRUST 1000 73935X583 6158.38 122,360 SH SHARED 01 122,360 POWERSHARES FTSE US1500 ETF TRUST SM 73935X567 1324.16 23,876 SH SHARED 01 23,876 POWERSHARES GBL LSTD PVT ETF TRUST EQT 73935X195 4894.50 500,460 SH SHARED 01 500,460 POWERSHARES GOLDEN DRG ETF TRUST USX 73935X401 2445.33 93,120 SH SHARED 01 93,120 POWERSHARES GOLDEN DRG ETF TRUST USX 73935X401 13.13 500 SH C SHARED 500 POWERSHARES GOLDEN DRG ETF TRUST USX 73935X401 21.93 835 SH SHARED 835 POWERSHARES HI YLD EQ ETF TRUST DVDN 73935X302 1016.85 121,852 SH SHARED 01 121,852 POWERSHARES HLTHCR SEC ETF TRUST POR 73935X351 324.18 13,056 SH SHARED 01 13,056 POWERSHARES HLTHCR SVC ETF TRUST POR 73935X328 132.85 6,378 SH SHARED 01 6,378 POWERSHARES HLTHCR SVC ETF TRUST POR 73935X328 142.00 6,817 SH SHARED 6,817 POWERSHARES INDL SECT ETF TRUST PORT 73935X369 200.25 8,042 SH SHARED 01 8,042 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 3705.02 253,075 SH SHARED 01 253,075 POWERSHARES LX NANOTCH ETF TRUST PTF 73935X633 19.34 2,116 SH SHARED 01 2,116 POWERSHARES MAGNIQUANT ETF TRUST POR 73935X468 14.73 679 SH SHARED 01 679 POWERSHARES MAGNIQUANT ETF TRUST POR 73935X468 115.26 5,314 SH SHARED 5,314 POWERSHARES NASD INTNT ETF TRUST ETF 73935X146 454.45 14,074 SH SHARED 01 14,074 POWERSHARES S&P 500 HGH ETF TRUST QLTY 73935X682 834.75 67,591 SH SHARED 01 67,591 POWERSHARES STOCKINVST ETF TRUST CORE 73935X179 52.66 2,792 SH SOLE 2,792 POWERSHARES TECH SECT ETF TRUST PORT 73935X344 765.52 33,713 SH SHARED 01 33,713 POWERSHARES TECH SECT ETF TRUST PORT 73935X344 19.87 875 SH SHARED 875 POWERSHARES WATER ETF TRUST RESOURCE 73935X575 5205.85 314,553 SH SHARED 01 314,553 POWERSHARES WATER ETF TRUST RESOURCE 73935X575 4.97 300 SH P SHARED 300 POWERSHARES WATER ETF TRUST RESOURCE 73935X575 61.24 3,700 SH C SHARED 3,700 POWERSHARES WATER ETF TRUST RESOURCE 73935X575 70.42 4,255 SH SHARED 4,255 POWERSHARES WATER ETF TRUST RESOURCE 73935X575 713.31 43,100 SH SHARED 43,100 POWERSHARES WILDERHILL ETF TRUST PRO 73935X161 107.04 4,412 SH SHARED 01 4,412 POWERSHARES WILDERHILL ETF TRUST PRO 73935X161 106.14 4,375 SH SHARED 4,375 POWERSHARES WNDRHLL CLN ETF TRUST EN 73935X500 5473.48 553,996 SH SHARED 01 553,996 POWERSHARES WNDRHLL CLN ETF TRUST EN 73935X500 3.95 400 SH P SHARED 400 POWERSHARES ZACKS MC ETF TRUST PRTFL 73935X740 465.49 46,652 SH SHARED 01 46,652 POWERSHARES ZACKS MC ETF TRUST PRTFL 73935X740 30.99 3,106 SH SHARED 3,106 POWERSHARES ZACKS SML ETF TRUST PORT 73935X674 19.26 1,008 SH SHARED 01 1,008 POWERSHARES ZACKS SML ETF TRUST PORT 73935X674 50.14 2,624 SH SHARED 2,624 POWERSHARES CEF INC ETF TRUST II COMPST 73936Q843 221.07 8,457 SH SHARED 01 8,457 POWERSHARES COMPLTN ETF TRUST II PORTFLIO 73936Q306 1.85 163 SH SOLE 163 POWERSHARES DWA DEVEL ETF TRUST II MKTS 73936Q108 3357.44 167,120 SH SHARED 01 167,120

POWERSHARES ETF TRUST II DWA EMRG MKTS 73936Q207 7418.37 423,665 SH SHARED 01 423,665 POWERSHARES GLOB GLD&P ETF TRUST II ETF 73936Q876 364.08 8,080 SH SHARED 01 8,080 POWERSHARES GLOBAL STL ETF TRUST II ETF 73936Q868 2.14 100 SH SHARED 01 100 POWERSHARES GLOBAL STL ETF TRUST II ETF 73936Q868 15.26 714 SH SHARED 714 POWERSHARES GLOBL AGRI ETF TRUST II ETF 73936Q702 226.48 8,293 SH SHARED 01 8,293 POWERSHARES GLOBL AGRI ETF TRUST II ETF 73936Q702 25.84 946 SH SHARED 946 POWERSHARES GLOBL COAL ETF TRUST II ETF 73936Q884 32.28 1,081 SH SHARED 01 1,081 POWERSHARES GLOBL TRAN ETF TRUST II ETF 73936Q850 12.88 454 SH SOLE 454 POWERSHARES MENA FRNTR ETF TRUST II ETF 73936Q603 164.28 12,124 SH SHARED 01 12,124 POWERSHARES MENA FRNTR ETF TRUST II ETF 73936Q603 1.88 139 SH SHARED 139 POWERSHARES GLOBAL ETF FD NASD100BUYWRIT 73936G100 5.40 250 SH SHARED 01 250 POWERSHARES GLOBAL ETF FD NASD100BUYWRIT 73936G100 19.46 900 SH SHARED 900 POWERSHARES S&P 500 GLOBAL ETF FD BUYWRT 73936G308 3157.41 149,075 SH SHARED 01 149,075 POWERSHARES S&P 500 GLOBAL ETF FD BUYWRT 73936G308 21.24 1,003 SH SHARED 1,003 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 12458.04 861,552 SH SHARED 01 861,552 POWERSHARES GLOBAL ETF ASIA PAC TRUST EX-JP 73936T854 367.30 7,275 SH SHARED 01 7,275 POWERSHARES GLOBAL ETF ASIA PAC TRUST EX-JP 73936T854 45.99 911 SH SHARED 911 POWERSHARES GLOBAL ETF TRUST CALI MUNI ETF 73936T441 150.91 6,152 SH SHARED 01 6,152 POWERSHARES GLOBAL ETF TRUST DEV INTL OPP 73936T805 374.53 22,977 SH SHARED 01 22,977 POWERSHARES GLOBAL ETF TRUST DEV INTL OPP 73936T805 33.99 2,085 SH SHARED 2,085 POWERSHARES GLOBAL ETF DEV MKTS TRUST EX-US 73936T789 4834.30 128,367 SH SHARED 01 128,367 POWERSHARES GLOBAL ETF EMER MRKT TRUST PORT 73936T763 7516.35 313,966 SH SHARED 01 313,966 POWERSHARES GLOBAL ETF EMER MRKT TRUST PORT 73936T763 1697.61 70,911 SH SHARED 70,911 POWERSHARES GLOBAL ETF EX US SML TRUST PORT 73936T771 292.81 13,166 SH SHARED 01 13,166 POWERSHARES GLOBAL ETF FDM HG YLD TRUST RAFI 73936T557 5552.88 303,768 SH SHARED 01 303,768 POWERSHARES GLOBAL ETF GBL CLEAN TRUST ENER 73936T615 468.42 33,894 SH SHARED 01 33,894 POWERSHARES GLOBAL ETF GBL CLEAN TRUST ENER 73936T615 1.58 114 SH SHARED 114 POWERSHARES GLOBAL ETF TRUST GBL WTR PORT 73936T623 3579.30 199,404 SH SHARED 01 199,404 POWERSHARES GLOBAL ETF TRUST GBL WTR PORT 73936T623 38.25 2,131 SH SHARED 2,131 POWERSHARES GLOBAL ETF I-30 LAD TRUST TREAS 73936T524 8568.41 287,434 SH SHARED 01 287,434 POWERSHARES GLOBAL ETF I-30 LAD TRUST TREAS 73936T524 50.50 1,694 SH SHARED 1,694 POWERSHARES GLOBAL ETF INSUR NATL TRUST MUN 73936T474 12033.81 489,378 SH SHARED 01 489,378 POWERSHARES GLOBAL ETF INSUR NATL TRUST MUN 73936T474 62.61 2,546 SH SHARED 2,546 POWERSHARES GLOBAL ETF JAPAN TRUST PORTFOLI 73936T698 51.75 1,372 SH SOLE 1,372 POWERSHARES GLOBAL ETF NY MUNI BD TRUST ETF 73936T458 79.47 3,300 SH SHARED 01 3,300 POWERSHARES GLOBAL ETF SOVEREIGN TRUST DEBT 73936T573 34638.03 1,242,397 SH SHARED 01 1,242,397 POWERSHARES GLOBAL ETF SOVEREIGN TRUST DEBT 73936T573 23.03 826 SH SHARED 21 826 POWERSHARES GLOBAL ETF TRUST WK VRDO TX FR 73936T433 15672.96 627,044 SH SHARED 01 627,044 POWERSHARES GLOBAL ETF TRUST WK VRDO TX FR 73936T433 147.40 5,897 SH SHARED 5,897 POWERSHARES INDIA ETF TR INDIA PORT 73935L100 3306.53 130,900 SH P SHARED 01 130,900 POWERSHARES INDIA ETF TR INDIA PORT 73935L100 8107.75 320,972 SH SHARED 01 320,972 POWERSHARES INDIA ETF TR INDIA PORT 73935L100 5.05 200 SH C SHARED 200 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 11639.40 237,200 SH P SHARED 01 237,200 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 99931.25 2,036,504 SH SHARED 01 2,036,504 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 98.14 2,000 SH SHARED 21 2,000 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 3847.09 78,400 SH SHARED 78,400 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 155159.34 3,162,000 SH C SHARED 3,162,000 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 284478.42 5,797,400 SH P SHARED 5,797,400 POWERSHS DB DB AGRICULT MULTI SECT COMM FD 73936B408 20125.72 732,377 SH SHARED 01 732,377

POWERSHS DB DB AGRICULT MULTI SECT COMM FD 73936B408 211.60 7,700 SH P SHARED 7,700 POWERSHS DB DB AGRICULT MULTI SECT COMM FD 73936B408 25897.15 942,400 SH C SHARED 942,400 POWERSHS DB DB BASE MULTI SECT COMM METALS 73936B705 7419.02 338,768 SH SHARED 01 338,768 POWERSHS DB DB BASE MULTI SECT COMM METALS 73936B705 17.52 800 SH P SHARED 800 POWERSHS DB DB BASE MULTI SECT COMM METALS 73936B705 151.11 6,900 SH C SHARED 6,900 POWERSHS DB DB BASE MULTI SECT COMM METALS 73936B705 209.54 9,568 SH SHARED 9,568 POWERSHS DB DB ENERGY MULTI SECT COMM FUND 73936B101 3339.42 138,221 SH SHARED 01 138,221 POWERSHS DB DB ENERGY MULTI SECT COMM FUND 73936B101 2.42 100 SH C SHARED 100 POWERSHS DB MULTI SECT COMM DB GOLD FUND 73936B606 4490.19 96,813 SH SHARED 01 96,813 POWERSHS DB MULTI SECT COMM DB GOLD FUND 73936B606 4.64 100 SH C SHARED 100 POWERSHS DB MULTI SECT COMM DB GOLD FUND 73936B606 131.21 2,829 SH SHARED 2,829 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 1014.20 40,087 SH SHARED 01 40,087 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 100.24 3,962 SH SHARED 3,962 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 182.16 7,200 SH C SHARED 7,200 POWERSHS DB MULTI SECT COMM DB PREC MTLS 73936B200 5591.44 123,677 SH SHARED 01 123,677 POWERSHS DB DB SILVER MULTI SECT COMM FUND 73936B309 1906.73 49,487 SH SHARED 01 49,487 POWERSHS DB US DOLL INDX DOLLAR INDEX BEAR 73936D206 1107.78 40,938 SH SHARED 01 40,938 POWERSHS DB US DOLL INDX DOLLAR INDEX BEAR 73936D206 159.65 5,900 SH C SHARED 5,900 POWERSHS DB US DOLL INDX DOLLAR INDEX BEAR 73936D206 530.16 19,592 SH SHARED 19,592 POWERSHS DB US DOLL INDX DOLLAR INDEX BULL 73936D107 8445.62 369,773 SH SHARED 01 369,773 POWERSHS DB US DOLL INDX DOLLAR INDEX BULL 73936D107 2071.59 90,700 SH C SHARED 90,700 POWERSHS DB US DOLL INDX DOLLAR INDEX BULL 73936D107 2769.85 121,272 SH SHARED 121,272 POWERSHS DB US DOLL INDX DOLLAR INDEX BULL 73936D107 6564.22 287,400 SH P SHARED 287,400 POWERWAVE TECHNOLOGIES INC COM 739363109 1.27 696 SH SHARED 01 696 POZEN INC COM 73941U102 44.60 6,300 SH SHARED 01 6,300 POZEN INC COM 73941U102 8.50 1,200 SH C SHARED 1,200 POZEN INC COM 73941U102 191.81 27,092 SH SHARED 27,092 PPG INDS INC COM 693506107 15408.12 211,650 SH SHARED 01 211,650 PPG INDS INC COM 693506107 45.14 620 SH SHARED 21 620 PPG INDS INC COM 693506107 393.12 5,400 SH P SHARED 5,400 PPG INDS INC COM 693506107 698.88 9,600 SH SHARED 9,600 PPG INDS INC COM 693506107 2749.29 37,765 SH SHARED 37,765 PPG INDS INC COM 693506107 4346.16 59,700 SH C SHARED 59,700 PPL CORP COM 69351T106 7859.10 288,619 SH SHARED 01 288,619 PPL CORP COM 69351T106 19.22 706 SH SHARED 21 706 PPL CORP COM 69351T106 81.69 3,000 SH P SHARED 3,000 PPL CORP COM 69351T106 139.55 5,125 SH SHARED 5,125 PPL CORP COM 69351T106 340.38 12,500 SH C SHARED 12,500 PPL CORP COM 69351T106 760.72 27,937 SH SHARED 27,937 UNIT PPL CORP 99/99/9999 69351T601 2183.31 38,250 SH SHARED 01 38,250 UNIT PPL CORP 99/99/9999 69351T601 6059.78 106,163 SH SHARED 106,163 PRAXAIR INC COM 74005P104 62229.76 689,450 SH SHARED 01 689,450 PRAXAIR INC COM 74005P104 2728.11 30,225 SH SHARED 20 30,225 PRAXAIR INC COM 74005P104 125.01 1,385 SH SHARED 21 1,385 PRAXAIR INC COM 74005P104 1056.04 11,700 SH P SHARED 11,700 PRAXAIR INC COM 74005P104 1629.64 18,055 SH SHARED 18,055 PRAXAIR INC COM 74005P104 4991.38 55,300 SH C SHARED 55,300 PRECISION CASTPARTS CORP COM 740189105 16658.78 130,811 SH SHARED 01 130,811 PRECISION CASTPARTS CORP COM 740189105 43.43 341 SH SHARED 21 341

PRECISION CASTPARTS CORP COM 740189105 292.91 2,300 SH P SHARED 2,300 PRECISION CASTPARTS CORP COM 740189105 1069.74 8,400 SH SHARED 8,400 PRECISION CASTPARTS CORP COM 740189105 8456.04 66,400 SH C SHARED 66,400 PRECISION DRILLING CORP COM 2010 74022D308 1452.86 212,096 SH SHARED 01 212,096 PRECISION DRILLING CORP COM 2010 74022D308 4.16 607 SH SHARED 607 PRECISION DRILLING CORP COM 2010 74022D308 5.48 800 SH C SHARED 800 PRECISION DRILLING CORP COM 2010 74022D308 17.13 2,500 SH P SHARED 2,500 PRECISION DRILLING CORP COM 2010 74022D308 285.17 41,630 SH SHARED 41,630 PREMIER EXIBITIONS INC COM 74051E102 2.91 1,713 SH SOLE 1,713 PREMIER FINL BANCORP INC COM 74050M105 2.20 357 SH SOLE 357 PREMIERWEST BANCORP COM 740921101 4.72 10,735 SH SHARED 01 10,735 PRESIDENTIAL LIFE CORP COM 740884101 458.16 46,751 SH SHARED 01 46,751 PRESSTEK INC COM 741113104 3.18 1,450 SH SHARED 01 1,450 PRESSURE BIOSCIENCES INC COM 74112E109 4.03 2,475 SH SOLE 2,475 PRESTIGE BRANDS HLDGS INC COM 74112D101 7.62 770 SH SHARED 01 770 PRESTIGE BRANDS HLDGS INC COM 74112D101 5.92 599 SH SHARED 21 599 PRICE T ROWE GROUP INC COM 74144T108 15219.66 303,998 SH SHARED 01 303,998 PRICE T ROWE GROUP INC COM 74144T108 41.45 828 SH SHARED 21 828 PRICE T ROWE GROUP INC COM 74144T108 405.53 8,100 SH C SHARED 8,100 PRICE T ROWE GROUP INC COM 74144T108 762.99 15,240 SH SHARED 15,240 PRICELINE COM INC COM NEW 741503403 12125.72 34,810 SH SHARED 01 34,810 PRICELINE COM INC COM NEW 741503403 3631.44 10,425 SH SHARED 20 10,425 PRICELINE COM INC COM NEW 741503403 122.62 352 SH SHARED 21 352 PRICELINE COM INC COM NEW 741503403 964.55 2,769 SH SHARED 2,769 PRICELINE COM INC COM NEW 741503403 28266.40 81,146 SH P SHARED 81,146 PRICELINE COM INC COM NEW 741503403 29643.73 85,100 SH C SHARED 85,100 PRIDE INTL INC DEL COM 74153Q102 54.24 1,843 SH SHARED 01 1,843 PRIDE INTL INC DEL COM 74153Q102 64.75 2,200 SH C SHARED 2,200 PRIDE INTL INC DEL COM 74153Q102 147.65 5,017 SH SHARED 5,017 PRIDE INTL INC DEL COM 74153Q102 344.33 11,700 SH P SHARED 11,700 PRIDE INTL INC DEL COM 74153Q102 359.05 12,200 SH SHARED 12,200 PRIMEENERGY CORP COM 74158E104 5.95 325 SH SOLE 325 PRIMERICA INC COM 74164M108 142.89 7,025 SH SHARED 01 7,025 PRIMERICA INC COM 74164M108 3.38 166 SH SHARED 21 166 PRIMERICA INC COM 74164M108 2.03 100 SH P SHARED 100 PRIMERICA INC COM 74164M108 107.80 5,300 SH C SHARED 5,300 PRIMERICA INC COM 74164M108 1910.56 93,931 SH SHARED 93,931 PRIMORIS SVCS *W EXP CORP 10/02/201 74164F111 3.00 2,400 SH SOLE 2,400 PRIMORIS SVCS UNIT CORP 10/02/2010 74164F202 6.63 880 SH SOLE 880 PRINCETON NATL BANCORP INC COM 742282106 3.82 805 SH SOLE 805 PRINCIPAL FINL GROUP INC COM 74251V102 1342.92 51,810 SH SHARED 01 51,810 PRINCIPAL FINL GROUP INC COM 74251V102 1092.53 42,150 SH SHARED 20 42,150 PRINCIPAL FINL GROUP INC COM 74251V102 28.25 1,090 SH SHARED 21 1,090 PRINCIPAL FINL GROUP INC COM 74251V102 25.92 1,000 SH C SHARED 1,000 PRINCIPAL FINL GROUP INC COM 74251V102 531.36 20,500 SH SHARED 20,500 PRINCIPAL FINL GROUP INC COM 74251V102 1556.63 60,055 SH SHARED 60,055 PRIVATEBANCORP INC COM 742962103 27.28 2,395 SH SHARED 01 2,395 PRIVATEBANCORP INC COM 742962103 3.82 335 SH SHARED 20 335 PRIVATEBANCORP INC COM 742962103 5.70 500 SH P SHARED 500

PRIVATEBANCORP INC COM 742962103 45.56 4,000 SH C SHARED 4,000 PROASSURANCE CORP COM 74267C106 101.07 1,755 SH SHARED 01 1,755 PROCERA NETWORKS INC COM 74269U104 254.67 480,500 SH SHARED 01 480,500 PROCTER & GAMBLE CO COM 742718109 269303.92 4,490,644 SH SHARED 01 4,490,644 PROCTER & GAMBLE CO COM 742718109 1778.71 29,660 SH SHARED 17 29,660 PROCTER & GAMBLE CO COM 742718109 2815.29 46,945 SH SHARED 20 46,945 PROCTER & GAMBLE CO COM 742718109 346.51 5,778 SH SHARED 21 5,778 PROCTER & GAMBLE CO COM 742718109 11182.37 186,466 SH SHARED 186,466 PROCTER & GAMBLE CO COM 742718109 20293.85 338,400 SH P SHARED 338,400 PROCTER & GAMBLE CO COM 742718109 34645.33 577,711 SH C SHARED 577,711 PROCTER & GAMBLE CO COM 742718109 101802.37 1,697,555 SH SHARED 1,697,555 PRO-DEX INC COLO COM NEW 74265M205 8.54 4,065 SH SOLE 4,065 PROGENICS PHARMACEUTICALS IN COM 743187106 5.05 1,000 SH SHARED 01 1,000 PROGENICS PHARMACEUTICALS IN COM 743187106 11.11 2,200 SH C SHARED 2,200 PROGRESS ENERGY INC COM 743263105 10797.17 243,070 SH SHARED 01 243,070 PROGRESS ENERGY INC COM 743263105 380.90 8,575 SH SHARED 20 8,575 PROGRESS ENERGY INC COM 743263105 121.80 2,742 SH SHARED 21 2,742 PROGRESS ENERGY INC COM 743263105 88.84 2,000 SH P SHARED 2,000 PROGRESS ENERGY INC COM 743263105 746.26 16,800 SH SHARED 16,800 PROGRESS ENERGY INC COM 743263105 6272.10 141,200 SH C SHARED 141,200 PROGRESS SOFTWARE CORP COM 743312100 0.63 19 SH SHARED 01 19 PROGRESS SOFTWARE CORP COM 743312100 33.10 1,000 SH P SHARED 1,000 PROGRESS SOFTWARE CORP COM 743312100 198.60 6,000 SH C SHARED 6,000 PROGRESSIVE CORP OHIO COM 743315103 4556.32 218,319 SH SHARED 01 218,319 PROGRESSIVE CORP OHIO COM 743315103 86.82 4,160 SH SHARED 20 4,160 PROGRESSIVE CORP OHIO COM 743315103 13.98 670 SH SHARED 21 670 PROGRESSIVE CORP OHIO COM 743315103 816.02 39,100 SH SHARED 39,100 PROGRESSIVE CORP OHIO COM 743315103 1578.77 75,648 SH SHARED 75,648 PROGRESSIVE CORP OHIO COM 743315103 1934.65 92,700 SH C SHARED 92,700 NOTE PROLOGIS 1.875%11/1 743410AR3 3.75 4,000 PRN SHARED 01 4,000 NOTE 2.250% PROLOGIS 4/0 743410AQ5 17898.75 18,500,000 PRN SOLE 18,500,000 NOTE 2.625% PROLOGIS 5/1 743410AS1 8.52 9,000 PRN SHARED 01 9,000 NOTE 2.625% PROLOGIS 5/1 743410AS1 9462.50 10,000,000 PRN SHARED 10,000,000 PROLOGIS SH BEN INT 743410102 2142.91 181,911 SH SHARED 01 181,911 PROLOGIS SH BEN INT 743410102 6.30 535 SH SHARED 20 535 PROLOGIS SH BEN INT 743410102 62.43 5,300 SH P SHARED 5,300 PROLOGIS SH BEN INT 743410102 1015.44 86,200 SH C SHARED 86,200 PROLOGIS SH BEN INT 743410102 3104.48 263,538 SH SHARED 263,538 PROLOGIS SH BEN INT 743410102 4528.08 384,387 SH SHARED 384,387 PROLOR BIOTECH INC COM 74344F106 450.99 75,040 SH SHARED 01 75,040 PROLOR BIOTECH INC COM 74344F106 5.22 868 SH SHARED 868 PROPHASE LABS INC COM 74345W108 0.23 200 SH SHARED 01 200 PROS HOLDINGS INC COM 74346Y103 2.48 267 SH SHARED 01 267 PROSHARES TR BASIC MAT NEW 74347X617 500.26 17,277 SH C SOLE 17,277 PROSHARES TR BASIC MAT NEW 74347X617 1009.86 34,877 SH SOLE 34,877 PROSHARES TR BASIC MAT NEW 74347X617 3188.50 110,119 SH P SOLE 110,119 PROSHARES TR FTSE XINH ETF 74347X880 21.66 300 SH P SOLE 300 PROSHARES TR FTSE XINH ETF 74347X880 36.32 503 SH SOLE 503 FTSE/XINHUA PROSHARES TR 25 74347X658 71.60 1,609 SH SOLE 1,609

PROSHARES TR MSCI EMRG ETF 74347X302 9.61 100 SH P SOLE 100 PROSHARES TR MSCI EMRG ETF 74347X302 79.12 823 SH SOLE 823 PROSHARES TR MSCI EMRG ETF 74347X302 96.14 1,000 SH C SOLE 1,000 PSHS CONSMR PROSHARES TR SVCS 74347R636 13.39 489 SH SOLE 489 PSHS CONSMR PROSHARES TR SVCS 74347R750 96.73 2,422 SH SOLE 2,422 PSHS HLTH PROSHARES TR CARE 74347R610 54.55 1,700 SH SOLE 1,700 PSHS SH PROSHARES TR MDCAP400 74347R800 108.21 2,856 SH SOLE 2,856 PSHS SHORT PROSHARES TR DOW30 74347R701 14.45 300 SH P SOLE 300 PSHS SHORT PROSHARES TR DOW30 74347R701 202.27 4,200 SH C SOLE 4,200 PSHS SHORT PROSHARES TR DOW30 74347R701 382.53 7,943 SH SOLE 7,943 PSHS SHORT PROSHARES TR QQQ 74347R602 19.42 500 SH P SOLE 500 PSHS SHORT PROSHARES TR QQQ 74347R602 70.16 1,806 SH SOLE 1,806 PSHS SHRT PROSHARES TR S&P500 74347R503 34.38 703 SH SHARED 01 703 PSHS SHRT PROSHARES TR S&P500 74347R503 34.23 700 SH P SHARED 700 PSHS SHRT PROSHARES TR S&P500 74347R503 797.07 16,300 SH C SHARED 16,300 PSHS SHT PROSHARES TR OIL&GAS 74347R222 25.75 520 SH SOLE 520 PSHS PROSHARES TR SHTRUSS2000 74347R826 67.17 1,771 SH SOLE 1,771 PSHS PROSHARES TR TECHNOLOGY 74347R578 20.45 1,042 SH SOLE 1,042 PSHS ULSH SC PROSHARES TR 600 74347R792 49.33 2,606 SH SOLE 2,606 PSHS PROSHARES TR ULSH1000 GR 74347R461 42.06 1,438 SH SOLE 1,438 PSHS PROSHARES TR ULSH1000 VA 74347R453 1.49 35 SH SOLE 35 PSHS PROSHARES TR ULSH2000 GR 74347R420 18.22 1,335 SH SOLE 1,335 PSHS PROSHARES TR ULSH2000 VA 74347R412 26.22 1,391 SH SOLE 1,391 PSHS ULSHRT PROSHARES TR TELE 74347R255 8.67 822 SH SOLE 822 PSHS ULSHRT PROSHARES TR UTIL 74347R560 18.33 1,061 SH SOLE 1,061 PSHS PROSHARES TR ULSHRUS2000 74347R834 2.50 143 SH SHARED 01 143 PSHS PROSHARES TR ULSHRUS2000 74347R834 409.09 23,390 SH SHARED 23,390 PSHS PROSHARES TR ULSHRUS2000 74347R834 624.39 35,700 SH P SHARED 35,700 PSHS PROSHARES TR ULSHRUS2000 74347R834 4456.45 254,800 SH C SHARED 254,800 PSHS ULSHT PROSHARES TR 7-10Y 74347R313 23.58 600 SH P SOLE 600 PSHS ULSHT PROSHARES TR 7-10Y 74347R313 302.61 7,700 SH C SOLE 7,700 PSHS ULSHT PROSHARES TR 7-10Y 74347R313 324.97 8,269 SH SOLE 8,269 PSHS ULSHT PROSHARES TR MC GR 74347R446 23.89 1,268 SH SOLE 1,268 PSHS ULSHT PROSHARES TR MC VA 74347R438 48.78 2,607 SH SOLE 2,607 PSHS ULSHT PROSHARES TR MD400 74347R859 57.68 3,700 SH C SOLE 3,700 PSHS ULSHT PROSHARES TR SP500 74347R883 1812.03 61,238 SH SHARED 01 61,238 PSHS ULSHT PROSHARES TR SP500 74347R883 3114.26 105,247 SH SHARED 105,247 PSHS ULSHT PROSHARES TR SP500 74347R883 15694.54 530,400 SH P SHARED 530,400 PSHS ULSHT PROSHARES TR SP500 74347R883 17123.73 578,700 SH C SHARED 578,700 PSHS ULT PROSHARES TR BASMATL 74347R776 1162.10 32,800 SH C SOLE 32,800 PSHS ULT PROSHARES TR BASMATL 74347R776 2313.58 65,300 SH P SOLE 65,300 PSHS ULT PROSHARES TR MCAP400 74347R404 158.19 3,188 SH SOLE 3,188 PSHS ULT MCP PROSHARES TR VAL 74347R495 64.50 2,234 SH SOLE 2,234 PSHS ULT PROSHARES TR MDCP GR 74347R511 84.26 2,273 SH SOLE 2,273 PSHS ULT S&P PROSHARES TR 500 74347R107 220.71 5,606 SH SOLE 5,606 PSHS ULT S&P PROSHARES TR 500 74347R107 8279.51 210,300 SH P SOLE 210,300 PSHS ULT S&P PROSHARES TR 500 74347R107 24165.31 613,800 SH C SOLE 613,800 PSHS ULT PROSHARES TR SEMICDT 74347R669 17.46 600 SH P SOLE 600 PSHS ULT PROSHARES TR SEMICDT 74347R669 29.10 1,000 SH C SOLE 1,000

PSHS ULT PROSHARES TR SEMICDT 74347R669 59.95 2,060 SH SOLE 2,060 PSHS ULT SH PROSHARES TR MSCI 74347R339 80.92 2,560 SH SOLE 2,560 PSHS ULT1000 PROSHARES TR GRW 74347R537 68.56 1,677 SH SOLE 1,677 PSHS ULT1000 PROSHARES TR VAL 74347R529 41.68 1,731 SH SOLE 1,731 PSHS ULT2000 PROSHARES TR VAL 74347R479 22.85 956 SH SOLE 956 PSHS ULTASH PROSHARES TR DW30 74347R867 18.38 750 SH SHARED 01 750 PSHS ULTASH PROSHARES TR DW30 74347R867 303.80 12,400 SH P SHARED 12,400 PSHS ULTASH PROSHARES TR DW30 74347R867 585.55 23,900 SH C SHARED 23,900 PSHS ULTASH PROSHARES TR DW30 74347R867 655.84 26,769 SH SHARED 26,769 PSHS ULTRA PROSHARES TR DOW30 74347R305 624.04 13,286 SH SOLE 13,286 PSHS ULTRA PROSHARES TR DOW30 74347R305 1596.98 34,000 SH C SOLE 34,000 PSHS ULTRA PROSHARES TR DOW30 74347R305 2010.32 42,800 SH P SOLE 42,800 PSHS ULTRA PROSHARES TR INDL 74347R727 3.61 100 SH C SOLE 100 PSHS ULTRA PROSHARES TR O&G 74347R719 4.73 150 SH SHARED 01 150 PSHS ULTRA PROSHARES TR O&G 74347R719 711.90 22,600 SH P SHARED 22,600 PSHS ULTRA PROSHARES TR O&G 74347R719 2277.45 72,300 SH C SHARED 72,300 PSHS ULTRA PROSHARES TR QQQ 74347R206 1282.99 19,353 SH SOLE 19,353 PSHS ULTRA PROSHARES TR QQQ 74347R206 6662.55 100,500 SH C SOLE 100,500 PSHS ULTRA PROSHARES TR QQQ 74347R206 12105.28 182,600 SH P SOLE 182,600 PSHS ULTRA PROSHARES TR TECH 74347R693 15.45 300 SH C SOLE 300 PSHS ULTRA PROSHARES TR TECH 74347R693 92.68 1,800 SH P SOLE 1,800 PSHS ULTRA PROSHARES TR UTIL 74347R685 69.21 1,699 SH SOLE 1,699 PSHS PROSHARES TR ULTRUSS2000 74347R842 269.53 8,481 SH SOLE 8,481 PSHS PROSHARES TR ULTRUSS2000 74347R842 1169.50 36,800 SH C SOLE 36,800 PSHS PROSHARES TR ULTRUSS2000 74347R842 1951.29 61,400 SH P SOLE 61,400 PSHS ULTSH PROSHARES TR 20YRS 74347R297 32.63 1,044 SH SHARED 01 1,044 PSHS ULTSH PROSHARES TR 20YRS 74347R297 3875.47 124,015 SH SHARED 124,015 PSHS ULTSH PROSHARES TR 20YRS 74347R297 16712.50 534,800 SH P SHARED 534,800 PSHS ULTSH PROSHARES TR 20YRS 74347R297 22540.63 721,300 SH C SHARED 721,300 PSHS ULTSHRT PROSHARES TR JAP 74347R347 93.98 2,170 SH SOLE 2,170 PSHS ULTSHRT PROSHARES TR QQQ 74347R875 19.26 1,313 SH SHARED 01 1,313 PSHS ULTSHRT PROSHARES TR QQQ 74347R875 553.97 37,762 SH SHARED 37,762 PSHS ULTSHRT PROSHARES TR QQQ 74347R875 1315.90 89,700 SH P SHARED 89,700 PSHS ULTSHRT PROSHARES TR QQQ 74347R875 3981.44 271,400 SH C SHARED 271,400 PSHS ULTSHT PROSHARES TR FINL 74347R628 2980.50 150,000 SH SHARED 01 150,000 PSHS ULTSHT PROSHARES TR FINL 74347R628 777.91 39,150 SH SHARED 39,150 PSHS ULTSHT PROSHARES TR FINL 74347R628 1198.16 60,300 SH P SHARED 60,300 PSHS ULTSHT PROSHARES TR FINL 74347R628 2773.85 139,600 SH C SHARED 139,600 PSHS ULTSHT PROSHARES TR INDL 74347R594 17.24 1,000 SH C SOLE 1,000 PSHS ULTSHT PROSHARES TR INDL 74347R594 26.33 1,527 SH SOLE 1,527 PROSHARES TR REAL EST NEW 74347X583 1072.00 50,000 SH SHARED 01 50,000 PROSHARES TR REAL EST NEW 74347X583 292.57 13,646 SH SHARED 13,646 PROSHARES TR REAL EST NEW 74347X583 975.65 45,506 SH P SHARED 45,506 PROSHARES TR REAL EST NEW 74347X583 2078.20 96,931 SH C SHARED 96,931 SHRT 20+YR PROSHARES TR TRE 74347X849 4.03 100 SH C SOLE 100 SHRT 20+YR PROSHARES TR TRE 74347X849 4.03 100 SH P SOLE 100 SHRT 20+YR PROSHARES TR TRE 74347X849 144.01 3,578 SH SOLE 3,578 PROSHARES TR SHT MSCI NEW 74347X575 7.07 187 SH SOLE 187 UL MSCI JP PROSHARES TR ETF 74347X708 46.10 718 SH SOLE 718

UL RUS3000 PROSHARES TR ETF 74347X104 31.02 500 SH SOLE 500 ULSH MSCI PROSHARES TR BRZL 74347X401 18.77 1,100 SH C SOLE 1,100 ULT KBW PROSHARES TR REGBNK 74347X484 41.68 1,104 SH SOLE 1,104 PROSHARES TR ULT MSCI PAC 74347X534 35.72 1,101 SH SOLE 1,101 PROSHARES TR ULT R/EST NEW 74347X625 206.48 4,641 SH C SOLE 4,641 PROSHARES TR ULT R/EST NEW 74347X625 265.78 5,974 SH SOLE 5,974 PROSHARES TR ULT R/EST NEW 74347X625 562.35 12,640 SH P SOLE 12,640 ULT SH PROSHARES TR MDCP400 74347X682 1.66 40 SH SOLE 40 ULT SHR PROSHARES TR S&P500 74347X856 360.30 13,300 SH P SOLE 13,300 ULT SHR PROSHARES TR S&P500 74347X856 476.78 17,600 SH C SOLE 17,600 ULTPR SHRT PROSHARES TR QQQ 74347X666 44.40 1,000 SH C SOLE 1,000 ULTR 7-10 PROSHARES TR TREA 74347R180 7.30 82 SH SOLE 82 PROSHARES TR ULTR MSCI ETF 74347X500 34.65 461 SH SOLE 461 ULTRA 20YR PROSHARES TR TRE 74347R172 9.82 100 SH P SOLE 100 ULTRA 20YR PROSHARES TR TRE 74347R172 21.31 217 SH SOLE 217 ULTRA 20YR PROSHARES TR TRE 74347R172 29.45 300 SH C SOLE 300 ULTRA FNCLS PROSHARES TR NEW 74347X633 5.44 100 SH SHARED 01 100 ULTRA FNCLS PROSHARES TR NEW 74347X633 2898.75 53,325 SH P SHARED 53,325 ULTRA FNCLS PROSHARES TR NEW 74347X633 3317.16 61,022 SH C SHARED 61,022 ULTRA PROSHARES TR MDCAP400 74347X815 19.34 177 SH SOLE 177 ULTRPRO PROSHARES TR S&P500 74347X864 106.93 700 SH C SOLE 700 ULTRPRO PROSHARES TR S&P500 74347X864 259.69 1,700 SH P SOLE 1,700 ULTRPRO PROSHARES TR S&P500 74347X864 404.05 2,645 SH SOLE 2,645 ULTRSH MSCI PROSHARES TR PAC 74347X609 10.56 804 SH SOLE 804 ULTSHT OIL PROSHARES TR NEW 74347X591 1624.90 28,800 SH C SOLE 28,800 ULTSHT OIL PROSHARES TR NEW 74347X591 3793.51 67,237 SH P SOLE 67,237 PROSHARES TR XIN CH25 NEW 74347X567 21.15 654 SH P SOLE 654 PROSHARES TR XIN CH25 NEW 74347X567 42.07 1,301 SH C SOLE 1,301 PSH ULTRA PROSHARES TR II EURO 74347W874 1.00 37 SH SOLE 37 PSHS ULTRA PROSHARES TR II YEN 74347W866 44.41 1,391 SH SOLE 1,391 PROSHARES TR II SHRT SILV NEW 74347W726 6.75 300 SH P SOLE 300 PROSHARES TR II SHRT SILV NEW 74347W726 54.01 2,400 SH C SOLE 2,400 PROSHARES TR II SHRT SILV NEW 74347W726 146.17 6,495 SH SOLE 6,495 ULT DJ UBS PROSHARES TR II COMM 74347W106 21.79 786 SH SOLE 786 ULT DJ UBS PROSHARES TR II CRUDE 74347W502 3.03 300 SH SHARED 01 300 ULT DJ UBS PROSHARES TR II CRUDE 74347W502 283.28 28,075 SH SHARED 28,075 ULT DJ UBS PROSHARES TR II CRUDE 74347W502 338.02 33,500 SH P SHARED 33,500 ULT DJ UBS PROSHARES TR II CRUDE 74347W502 1728.42 171,300 SH C SHARED 171,300 PROSHARES TR II ULTRA GOLD 74347W601 9.15 150 SH SHARED 01 150 PROSHARES TR II ULTRA GOLD 74347W601 24.41 400 SH P SHARED 400 PROSHARES TR II ULTRA GOLD 74347W601 341.71 5,600 SH C SHARED 5,600 PROSHARES TR II ULTRA SILVER 74347W841 8.33 100 SH SHARED 01 100 PROSHARES TR II ULTRA SILVER 74347W841 117.06 1,406 SH SHARED 1,406 PROSHARES TR II ULTRA SILVER 74347W841 449.60 5,400 SH C SHARED 5,400 PROSHARES TR II ULTRA SILVER 74347W841 1124.01 13,500 SH P SHARED 13,500 ULTRASHRT PROSHARES TR II EURO 74347W882 186.31 9,400 SH P SOLE 9,400 ULTRASHRT PROSHARES TR II EURO 74347W882 190.27 9,600 SH C SOLE 9,600 ULTRASHRT PROSHARES TR II EURO 74347W882 658.40 33,219 SH SOLE 33,219 PROSHARES TR II ULTRASHRT NEW 74347W718 13.48 400 SH P SOLE 400

PROSHARES TR II ULTRASHRT NEW 74347W718 90.96 2,700 SH C SOLE 2,700 PROSHARES TR II ULTRASHRT NEW 74347W718 136.58 4,054 SH SOLE 4,054 ULTSH DJ UBS PROSHARES TR II CRU 74347W809 30.77 2,300 SH P SOLE 2,300 ULTSH DJ UBS PROSHARES TR II CRU 74347W809 70.91 5,300 SH C SOLE 5,300 PROSPECT CAPITAL CORPORATION COM 74348T102 760.08 78,278 SH SHARED 01 78,278 PROSPECT CAPITAL CORPORATION COM 74348T102 50.49 5,200 SH P SHARED 5,200 PROSPECT CAPITAL CORPORATION COM 74348T102 126.23 13,000 SH C SHARED 13,000 PROSPECT CAPITAL CORPORATION COM 74348T102 1119.97 115,342 SH SHARED 115,342 PROSPECT MEDICAL HOLDINGS IN COM 743494106 39.50 4,647 SH SOLE 4,647 PROSPERITY BANCSHARES INC COM 743606105 812.24 25,015 SH SHARED 01 25,015 PROSPERITY BANCSHARES INC COM 743606105 8.12 250 SH SHARED 21 250 PROTALIX BIOTHERAPEUTICS INC COM 74365A101 101.99 11,736 SH SHARED 01 11,736 PROTALIX BIOTHERAPEUTICS INC COM 74365A101 371.06 42,700 SH C SHARED 42,700 PROTALIX BIOTHERAPEUTICS INC COM 74365A101 715.19 82,300 SH P SHARED 82,300 PROTECTIVE LIFE CORP COM 743674103 11162.29 512,973 SH SHARED 01 512,973 PROTECTIVE LIFE CORP COM 743674103 130.56 6,000 SH C SHARED 01 6,000 PROTECTIVE LIFE CORP COM 743674103 10.88 500 SH P SHARED 500 PROTECTIVE LIFE CORP COM 743674103 13.06 600 SH C SHARED 600 PROTECTIVE LIFE CORP COM 743674103 382.21 17,565 SH SHARED 17,565 PROTEIN DESIGN NOTE 2.000% LABS INC 2/1 74369LAF0 4398.13 4,540,000 PRN SOLE 4,540,000 PROVIDENCE & WORCESTER RR CO COM 743737108 7.46 604 SH SOLE 604 PROVIDENT ENERGY TR TR UNIT 74386K104 5243.62 742,723 SH SHARED 01 742,723 PROVIDENT ENERGY TR TR UNIT 74386K104 5.65 800 SH P SHARED 800 PROVIDENT ENERGY TR TR UNIT 74386K104 52.24 7,400 SH C SHARED 7,400 PROVIDENT ENERGY TR TR UNIT 74386K104 146.44 20,742 SH SHARED 20,742 PROVIDENT FINL HLDGS INC COM 743868101 13.69 2,352 SH SOLE 2,352 PROVIDENT FINL SVCS INC COM 74386T105 51.70 4,183 SH SHARED 01 4,183 PROVIDENT NEW YORK BANCORP COM 744028101 4.20 500 SH SHARED 01 500 PRUDENTIAL FINL INC COM 744320102 23019.35 424,868 SH SHARED 01 424,868 PRUDENTIAL FINL INC COM 744320102 61.71 1,139 SH SHARED 21 1,139 PRUDENTIAL FINL INC COM 744320102 11003.96 203,100 SH C SHARED 203,100 PRUDENTIAL FINL INC COM 744320102 11123.15 205,300 SH P SHARED 205,300 PRUDENTIAL FINL INC COM 744320102 13952.60 257,523 SH SHARED 257,523 PRUDENTIAL FINL INC COM 744320102 16777.97 309,671 SH SHARED 309,671 PRUDENTIAL PLC ADR 74435K204 651.01 32,632 SH SHARED 01 32,632 PRUDENTIAL PLC ADR 74435K204 48.14 2,413 SH SHARED 21 2,413 PRUDENTIAL PLC ADR 74435K204 67.83 3,400 SH SHARED 3,400 PS BUSINESS PKS INC CALIF COM 69360J107 829.37 14,661 SH SHARED 01 14,661 PS BUSINESS PKS INC CALIF COM 69360J107 8.26 146 SH SHARED 21 146 PS BUSINESS PKS INC CALIF COM 69360J107 635.34 11,231 SH SHARED 11,231 PSB HLDGS INC COM 69360W108 2.03 555 SH SOLE 555 PSS WORLD MED INC COM 69366A100 22.62 1,058 SH SHARED 01 1,058 PSYCHEMEDICS CORP COM NEW 744375205 1.86 200 SH SHARED 01 200 PSYCHEMEDICS CORP COM NEW 744375205 2.72 292 SH SHARED 292 PSYCHIATRIC SOLUTIONS INC COM 74439H108 82.23 2,451 SH SHARED 01 2,451 PSYCHIATRIC SOLUTIONS INC COM 74439H108 4.53 135 SH SHARED 20 135 PSYCHIATRIC SOLUTIONS INC COM 74439H108 40.26 1,200 SH P SHARED 1,200 PSYCHIATRIC SOLUTIONS INC COM 74439H108 4829.12 143,938 SH SHARED 143,938 PT INDOSAT TBK SPONSORED ADR 744383100 106.03 3,481 SH SHARED 01 3,481

PT INDOSAT TBK SPONSORED ADR 744383100 19.49 640 SH SHARED 640 PUBLIC STORAGE COM 74460D109 3678.50 37,907 SH SHARED 01 37,907 PUBLIC STORAGE COM 74460D109 10.77 111 SH SHARED 21 111 PUBLIC STORAGE COM 74460D109 38.82 400 SH C SHARED 400 PUBLIC STORAGE COM 74460D109 271.71 2,800 SH P SHARED 2,800 PUBLIC STORAGE COM 74460D109 6443.55 66,401 SH SHARED 66,401 PUBLIC STORAGE COM 74460D109 8256.75 85,086 SH SHARED 85,086 PUBLIC SVC ENTERPRISE GROUP COM 744573106 18542.03 560,521 SH SHARED 01 560,521 PUBLIC SVC ENTERPRISE GROUP COM 744573106 22.86 691 SH SHARED 21 691 PUBLIC SVC ENTERPRISE GROUP COM 744573106 271.26 8,200 SH C SHARED 8,200 PUBLIC SVC ENTERPRISE GROUP COM 744573106 916.32 27,700 SH SHARED 27,700 PUBLIC SVC ENTERPRISE GROUP COM 744573106 6136.90 185,517 SH SHARED 185,517 PUDA COAL INC COM PAR $.001 744674300 23.29 3,045 SH SHARED 01 3,045 PUDA COAL INC COM PAR $.001 744674300 7.65 1,000 SH P SHARED 1,000 PUDA COAL INC COM PAR $.001 744674300 47.43 6,200 SH C SHARED 6,200 PULTE GROUP INC COM 745867101 761.93 86,978 SH SHARED 01 86,978 PULTE GROUP INC COM 745867101 6.66 760 SH SHARED 20 760 PULTE GROUP INC COM 745867101 5.83 666 SH SHARED 21 666 PULTE GROUP INC COM 745867101 195.35 22,300 SH SHARED 22,300 PULTE GROUP INC COM 745867101 4274.88 488,000 SH P SHARED 488,000 PULTE GROUP INC COM 745867101 5285.78 603,400 SH C SHARED 603,400 PURE BIOSCIENCE COM 746218106 55.21 23,900 SH SHARED 01 23,900 PURECYCLE CORP COM NEW 746228303 3.60 1,286 SH SOLE 1,286 PUTMAN HIGH INCOME SEC FUND SHS BEN INT 746779107 98.71 11,425 SH SHARED 01 11,425 PUTNAM MANAGED MUN INCOM TR COM 746823103 1621.71 207,912 SH SHARED 01 207,912 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 5409.89 861,447 SH SHARED 01 861,447 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 38.01 6,052 SH SHARED 6,052 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 275.40 22,482 SH SHARED 01 22,482 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 20.02 1,634 SH SHARED 1,634 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 16339.20 2,409,911 SH SHARED 01 2,409,911 PVF CAPITAL CORP COM 693654105 26.25 13,887 SH SHARED 01 13,887 PVF CAPITAL CORP COM 693654105 2.09 1,108 SH SHARED 1,108 PYRAMID OIL CO COM 747215101 0.02 5 SH SOLE 5 QAD INC COM 74727D108 8.55 2,055 SH SHARED 01 2,055 QC HLDGS INC COM 74729T101 4.96 1,276 SH SOLE 1,276 QCR HOLDINGS INC COM 74727A104 9.03 1,000 SH SHARED 01 1,000 QCR HOLDINGS INC COM 74727A104 10.94 1,212 SH SHARED 1,212 QEP RES INC COM 74733V100 5837.79 193,689 SH SHARED 01 193,689 QEP RES INC COM 74733V100 18.54 615 SH SHARED 21 615 QEP RES INC COM 74733V100 325.51 10,800 SH SHARED 10,800 QEP RES INC COM 74733V100 3544.46 117,600 SH C SHARED 117,600 QIAGEN N V ORD N72482107 2406.31 135,643 SH SHARED 01 135,643 QIAGEN N V ORD N72482107 205.96 11,610 SH SHARED 11,610 QIAGEN N V ORD N72482107 638.75 36,006 SH SHARED 36,006 QIAO XING MOBILE COMM CO LTD SHS G73031109 16.68 4,950 SH SHARED 01 4,950 QIAO XING MOBILE COMM CO LTD SHS G73031109 2.78 826 SH SHARED 826 QLIK TECHNOLOGIES INC COM 74733T105 4.98 226 SH SOLE 226 QLOGIC CORP COM 747277101 1092.16 61,914 SH SHARED 01 61,914 QLOGIC CORP COM 747277101 7.59 430 SH SHARED 21 430

QLOGIC CORP COM 747277101 14.11 800 SH P SHARED 800 QLOGIC CORP COM 747277101 469.22 26,600 SH C SHARED 26,600 QLOGIC CORP COM 747277101 1044.41 59,207 SH SHARED 59,207 QLT INC COM 746927102 6.29 1,000 SH SHARED 01 1,000 QLT INC COM 746927102 3.15 500 SH C SHARED 500 QLT INC COM 746927102 126.14 20,054 SH SHARED 20,054 QUAD / GRAPHICS INC COM CL A 747301109 6.49 139 SH SOLE 139 QUAKER CHEM CORP COM 747316107 1533.12 47,086 SH SHARED 01 47,086 QUAKER CHEM CORP COM 747316107 17.97 552 SH SHARED 21 552 QUALCOMM INC COM 747525103 86767.74 1,922,490 SH SHARED 01 1,922,490 QUALCOMM INC COM 747525103 45.13 1,000 SH C SHARED 01 1,000 QUALCOMM INC COM 747525103 13091.91 290,074 SH SHARED 20 290,074 QUALCOMM INC COM 747525103 79.70 1,766 SH SHARED 21 1,766 QUALCOMM INC COM 747525103 20289.81 449,556 SH SHARED 449,556 QUALCOMM INC COM 747525103 25396.79 562,710 SH SHARED 562,710 QUALCOMM INC COM 747525103 69843.32 1,547,500 SH P SHARED 1,547,500 QUALCOMM INC COM 747525103 78702.93 1,743,800 SH C SHARED 1,743,800 QUALITY SYS INC COM 747582104 2909.48 43,877 SH SHARED 01 43,877 QUALITY SYS INC COM 747582104 33.29 502 SH SHARED 21 502 QUALITY SYS INC COM 747582104 53.05 800 SH P SHARED 800 QUALITY SYS INC COM 747582104 99.47 1,500 SH C SHARED 1,500 QUALSTAR CORP COM 74758R109 1.16 682 SH SOLE 682 QUANEX BUILDING PRODUCTS COR COM 747619104 0.35 20 SH SHARED 01 20 QUANTA SVCS INC COM 74762E102 4913.31 257,511 SH SHARED 01 257,511 QUANTA SVCS INC COM 74762E102 4.98 261 SH SHARED 261 QUANTA SVCS INC COM 74762E102 78.23 4,100 SH P SHARED 4,100 QUANTA SVCS INC COM 74762E102 232.78 12,200 SH SHARED 12,200 QUANTA SVCS INC COM 74762E102 7426.13 389,210 SH C SHARED 389,210 QUANTUM FUEL SYS TECH WORLDW COM 74765E109 0.55 1,107 SH SHARED 01 1,107 QUATERRA RES INC COM 747952109 285.78 177,500 SH SHARED 01 177,500 QUEST DIAGNOSTICS INC COM 74834L100 4763.16 94,376 SH SHARED 01 94,376 QUEST DIAGNOSTICS INC COM 74834L100 58.39 1,157 SH SHARED 1,157 QUEST DIAGNOSTICS INC COM 74834L100 196.83 3,900 SH C SHARED 3,900 QUEST DIAGNOSTICS INC COM 74834L100 691.44 13,700 SH SHARED 13,700 QUEST DIAGNOSTICS INC COM 74834L100 2346.86 46,500 SH P SHARED 46,500 QUEST SOFTWARE INC COM 74834T103 3.52 143 SH SHARED 01 143 QUEST SOFTWARE INC COM 74834T103 2.46 100 SH C SHARED 100 QUEST SOFTWARE INC COM 74834T103 1537.83 62,539 SH SHARED 62,539 QUESTAR CORP COM 748356102 5295.20 302,065 SH SHARED 01 302,065 QUESTAR CORP COM 748356102 305.23 17,412 SH SHARED 17,412 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 16.86 1,700 SH C SOLE 1,700 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 132.37 13,344 SH SOLE 13,344 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 167.65 16,900 SH P SOLE 16,900 QUICKLOGIC CORP COM 74837P108 0.03 5 SH SHARED 01 5 QUICKSILVER GAS SVCS LP COM UNITS LPI 74839G106 1252.16 51,213 SH SHARED 01 51,213 QUICKSILVER RESOURCES INC COM 74837R104 440.95 34,996 SH SHARED 01 34,996 QUICKSILVER RESOURCES INC COM 74837R104 70.56 5,600 SH P SHARED 5,600 QUICKSILVER RESOURCES INC COM 74837R104 124.74 9,900 SH C SHARED 9,900 QUICKSILVER RESOURCES INC COM 74837R104 362.07 28,736 SH SHARED 28,736

QUIDEL CORP COM 74838J101 151.37 13,773 SH SHARED 01 13,773 QUIDEL CORP COM 74838J101 7.69 700 SH P SHARED 700 QUIDEL CORP COM 74838J101 10.99 1,000 SH C SHARED 1,000 QUIKSILVER INC COM 74838C106 30.89 7,900 SH SHARED 01 7,900 QUIKSILVER INC COM 74838C106 8.60 2,200 SH P SHARED 2,200 QUIKSILVER INC COM 74838C106 60.61 15,500 SH C SHARED 15,500 QUIKSILVER INC COM 74838C106 258.68 66,159 SH SHARED 66,159 QUINSTREET INC COM 74874Q100 1353.03 90,262 SH SHARED 01 90,262 QWEST COMMUNICATIONS INTL IN COM 749121109 8088.59 1,290,047 SH SHARED 01 1,290,047 QWEST COMMUNICATIONS INTL IN COM 749121109 611.33 97,500 SH SHARED 97,500 QWEST COMMUNICATIONS INTL IN COM 749121109 623.87 99,500 SH P SHARED 99,500 QWEST COMMUNICATIONS INTL IN COM 749121109 810.71 129,300 SH C SHARED 129,300 QWEST COMMUNICATIONS INTL IN COM 749121109 52170.88 8,320,714 SH SHARED 8,320,714 QWEST COMMUNICATIONS NOTE INTL IN 3.500%11/1 749121BY4 18029.69 13,750,000 PRN SOLE 13,750,000 RACKSPACE HOSTING INC COM 750086100 4406.52 169,612 SH SHARED 01 169,612 RACKSPACE HOSTING INC COM 750086100 13.43 517 SH SHARED 21 517 RACKSPACE HOSTING INC COM 750086100 213.04 8,200 SH P SHARED 8,200 RACKSPACE HOSTING INC COM 750086100 272.79 10,500 SH C SHARED 10,500 RADCOM LTD SHS NEW M81865111 27.53 3,002 SH SOLE 3,002 RADIAN GROUP INC COM 750236101 534.73 68,380 SH SHARED 01 68,380 RADIAN GROUP INC COM 750236101 27.37 3,500 SH P SHARED 3,500 RADIAN GROUP INC COM 750236101 858.64 109,800 SH C SHARED 109,800 RADIANT SYSTEMS INC COM 75025N102 89.74 5,245 SH SHARED 01 5,245 RADIANT SYSTEMS INC COM 75025N102 16.00 935 SH SHARED 935 RADIENT PHARMACEUTICALS CORP COM 750341109 5.47 8,101 SH SHARED 01 8,101 RADIO ONE INC CL A 75040P108 0.24 250 SH SHARED 01 250 RADIO ONE INC CL A 75040P108 6.57 6,843 SH SHARED 6,843 RADIO ONE INC CL D NON VTG 75040P405 0.44 500 SH SHARED 01 500 RADIO ONE INC CL D NON VTG 75040P405 167.69 190,562 SH SHARED 190,562 RADIOSHACK CORP COM 750438103 1168.95 54,803 SH SHARED 01 54,803 RADIOSHACK CORP COM 750438103 2753.70 129,100 SH P SHARED 129,100 RADIOSHACK CORP COM 750438103 5385.83 252,500 SH C SHARED 252,500 RADISYS CORP COM 750459109 28.26 3,000 SH SHARED 01 3,000 RADNET INC COM 750491102 46.08 19,200 SH SHARED 01 19,200 RADVISION LTD ORD M81869105 0.80 122 SH SHARED 01 122 RADVISION LTD ORD M81869105 1.82 276 SH SHARED 276 RADVISION LTD ORD M81869105 3.30 500 SH C SHARED 500 RADWARE LTD ORD M81873107 59.79 1,740 SH SHARED 01 1,740 RADWARE LTD ORD M81873107 535.05 15,572 SH SHARED 15,572 RADWARE LTD ORD M81873107 1326.30 38,600 SH C SHARED 38,600 RADWARE LTD ORD M81873107 1724.87 50,200 SH P SHARED 50,200 RAILAMERICA INC COM 750753402 76.79 7,974 SH SOLE 7,974 RAINMAKER SYSTEMS COM NEW 750875304 28.60 22,000 SH SHARED 01 22,000 RAIT FINANCIAL TRUST COM 749227104 261.46 158,463 SH SHARED 01 158,463 RAIT FINANCIAL TRUST COM 749227104 58.25 35,300 SH P SHARED 35,300 RAIT FINANCIAL TRUST COM 749227104 833.58 505,200 SH C SHARED 505,200 RALCORP HLDGS INC NEW COM 751028101 301.17 5,150 SH SHARED 01 5,150 RALCORP HLDGS INC NEW COM 751028101 19.06 326 SH SHARED 21 326 RALCORP HLDGS INC NEW COM 751028101 76.02 1,300 SH C SHARED 1,300

RALCORP HLDGS INC NEW COM 751028101 169.59 2,900 SH SHARED 2,900 RALCORP HLDGS INC NEW COM 751028101 3339.32 57,102 SH SHARED 57,102 RAM ENERGY RESOURCES INC COM 75130P109 7.75 5,000 SH SHARED 01 5,000 RAMBUS INC DEL COM 750917106 653.92 31,378 SH SHARED 01 31,378 RAMBUS INC DEL COM 750917106 1122.48 53,862 SH SHARED 53,862 RAMBUS INC DEL COM 750917106 1692.21 81,200 SH P SHARED 81,200 RAMBUS INC DEL COM 750917106 2492.46 119,600 SH C SHARED 119,600 RAMCO-GERSHENSON COM SH BEN PPTYS TR INT 751452202 242.10 22,605 SH SHARED 01 22,605 RAMCO-GERSHENSON COM SH BEN PPTYS TR INT 751452202 4.13 386 SH SHARED 21 386 RAMCO-GERSHENSON COM SH BEN PPTYS TR INT 751452202 246.57 23,022 SH SHARED 23,022 RAMTRON INTL CORP COM NEW 751907304 5.13 1,386 SH SOLE 1,386 RAND CAP CORP COM 752185108 9.08 2,686 SH SOLE 2,686 RANDGOLD RES LTD ADR 752344309 839.58 8,275 SH SHARED 01 8,275 RANDGOLD RES LTD ADR 752344309 5566.20 54,861 SH SHARED 54,861 RANGE RES CORP COM 75281A109 7681.75 201,462 SH SHARED 01 201,462 RANGE RES CORP COM 75281A109 4.96 130 SH SHARED 20 130 RANGE RES CORP COM 75281A109 35.65 935 SH SHARED 21 935 RANGE RES CORP COM 75281A109 442.31 11,600 SH SHARED 11,600 RANGE RES CORP COM 75281A109 482.23 12,647 SH SHARED 12,647 RANGE RES CORP COM 75281A109 1540.45 40,400 SH C SHARED 40,400 RANGE RES CORP COM 75281A109 1590.02 41,700 SH P SHARED 41,700 RAPTOR PHARMACEUTICAL CORP COM 75382F106 1.96 665 SH SOLE 665 RARE ELEMENT RES LTD COM 75381M102 33.70 3,900 SH SHARED 01 3,900 RARE ELEMENT RES LTD COM 75381M102 20.42 2,363 SH SHARED 2,363 RASER TECHNOLOGIES INC COM 754055101 0.10 407 SH SHARED 01 407 RASER TECHNOLOGIES INC COM 754055101 0.02 100 SH P SHARED 100 RASER TECHNOLOGIES INC COM 754055101 0.02 101 SH SHARED 101 RASER TECHNOLOGIES INC COM 754055101 1.20 5,100 SH C SHARED 5,100 RAVEN INDS INC COM 754212108 459.53 12,128 SH SHARED 01 12,128 RAYMOND JAMES FINANCIAL INC COM 754730109 1592.60 62,874 SH SHARED 01 62,874 RAYMOND JAMES FINANCIAL INC COM 754730109 100.43 3,965 SH SHARED 20 3,965 RAYMOND JAMES FINANCIAL INC COM 754730109 10.13 400 SH C SHARED 400 RAYMOND JAMES FINANCIAL INC COM 754730109 15.20 600 SH P SHARED 600 RAYMOND JAMES FINANCIAL INC COM 754730109 546.32 21,568 SH SHARED 21,568 RAYONIER INC COM 754907103 4052.05 80,847 SH SHARED 01 80,847 RAYONIER INC COM 754907103 55.13 1,100 SH SHARED 1,100 RAYONIER INC COM 754907103 95.23 1,900 SH P SHARED 1,900 RAYONIER INC COM 754907103 160.38 3,200 SH C SHARED 3,200 RAYONIER INC COM 754907103 4529.90 90,381 SH SHARED 90,381 *W EXP RAYTHEON CO 06/16/201 755111119 0.41 45 SH SHARED 01 45 *W EXP RAYTHEON CO 06/16/201 755111119 1.18 131 SH SHARED 131 RAYTHEON CO COM NEW 755111507 32829.06 718,203 SH SHARED 01 718,203 RAYTHEON CO COM NEW 755111507 728.85 15,945 SH SHARED 20 15,945 RAYTHEON CO COM NEW 755111507 24.50 536 SH SHARED 21 536 RAYTHEON CO COM NEW 755111507 1005.62 22,000 SH SHARED 22,000 RAYTHEON CO COM NEW 755111507 5020.56 109,835 SH SHARED 109,835 RAYTHEON CO COM NEW 755111507 8387.79 183,500 SH P SHARED 183,500 RAYTHEON CO COM NEW 755111507 15372.27 336,300 SH C SHARED 336,300 RBC BEARINGS INC COM 75524B104 272.35 8,015 SH SHARED 01 8,015

RBC BEARINGS INC COM 75524B104 3.30 97 SH SHARED 21 97 RC2 CORP COM 749388104 1089.19 51,990 SH SHARED 01 51,990 RCM TECHNOLOGIES INC COM NEW 749360400 10.88 2,163 SH SOLE 2,163 READING INTERNATIONAL INC CL A 755408101 6.30 1,393 SH SOLE 1,393 READING INTERNATIONAL INC CL B 755408200 0.08 12 SH SOLE 12 REALD INC COM 75604L105 5.55 300 SH P SOLE 300 REALD INC COM 75604L105 14.79 800 SH C SOLE 800 REALD INC COM 75604L105 35.26 1,907 SH SOLE 1,907 REALNETWORKS INC COM 75605L104 13.59 4,170 SH SHARED 01 4,170 REALNETWORKS INC COM 75605L104 176.55 54,155 SH SHARED 54,155 REALPAGE INC COM 75606N109 13.89 728 SH SHARED 01 728 REALPAGE INC COM 75606N109 0.48 25 SH SHARED 25 REALTY INCOME CORP COM 756109104 1683.74 49,933 SH SHARED 01 49,933 REALTY INCOME CORP COM 756109104 80.93 2,400 SH P SHARED 2,400 REALTY INCOME CORP COM 756109104 151.74 4,500 SH C SHARED 4,500 REALTY INCOME CORP COM 756109104 403.70 11,972 SH SHARED 11,972 REALTY INCOME CORP COM 756109104 2123.52 62,975 SH SHARED 62,975 REAVES UTIL COM SH BEN INCOME FD INT 756158101 123.34 5,796 SH SHARED 01 5,796 RECON TECHNOLOGY LTD SHS G7415M108 5.31 983 SH SOLE 983 RED HAT INC COM 756577102 9974.52 243,281 SH SHARED 01 243,281 RED HAT INC COM 756577102 2052.46 50,060 SH SHARED 20 50,060 RED HAT INC COM 756577102 31.12 759 SH SHARED 21 759 RED HAT INC COM 756577102 196.80 4,800 SH P SHARED 4,800 RED HAT INC COM 756577102 319.80 7,800 SH SHARED 7,800 RED HAT INC COM 756577102 2009.00 49,000 SH C SHARED 49,000 RED ROBIN GOURMET BURGERS IN COM 75689M101 39.22 2,000 SH SHARED 01 2,000 RED ROBIN GOURMET BURGERS IN COM 75689M101 7.84 400 SH C SHARED 400 RED ROBIN GOURMET BURGERS IN COM 75689M101 9.81 500 SH P SHARED 500 REDDY ICE HLDGS INC COM 75734R105 4.01 1,760 SH SHARED 01 1,760 REDDY ICE HLDGS INC COM 75734R105 1.27 556 SH SHARED 556 REDIFF COM INDIA LTD SPONSORED ADR 757479100 434.87 80,087 SH SHARED 01 80,087 REDIFF COM INDIA LTD SPONSORED ADR 757479100 31.55 5,810 SH SHARED 5,810 REDWOOD TR INC COM 758075402 184.51 12,760 SH SHARED 01 12,760 REDWOOD TR INC COM 758075402 117.13 8,100 SH C SHARED 8,100 REDWOOD TR INC COM 758075402 251.60 17,400 SH P SHARED 17,400 REED ELSEVIER N V SPONS ADR NEW 758204200 3213.46 127,569 SH SHARED 01 127,569 REED ELSEVIER N V SPONS ADR NEW 758204200 1.49 59 SH SHARED 21 59 REED ELSEVIER N V SPONS ADR NEW 758204200 192.73 7,651 SH SHARED 7,651 REED ELSEVIER P L C SPONS ADR NEW 758205207 663.09 19,647 SH SHARED 01 19,647 REED ELSEVIER P L C SPONS ADR NEW 758205207 210.87 6,248 SH SHARED 6,248 REEDS INC COM 758338107 2.13 1,092 SH SOLE 1,092 REGAL BELOIT CORP COM 758750103 176.01 2,999 SH SHARED 01 2,999 REGAL BELOIT CORP COM 758750103 1213.94 20,684 SH SHARED 20,684 REGAL ENTMT GROUP CL A 758766109 3054.91 232,844 SH SHARED 01 232,844 REGAL ENTMT GROUP CL A 758766109 39.36 3,000 SH C SHARED 3,000 REGAL ENTMT GROUP CL A 758766109 45.92 3,500 SH P SHARED 3,500 REGAL ENTMT GROUP CL A 758766109 405.89 30,937 SH SHARED 30,937 REGENCY CTRS CORP COM 758849103 1489.87 37,747 SH SHARED 01 37,747 REGENCY CTRS CORP COM 758849103 7.89 200 SH P SHARED 200

REGENCY CTRS CORP COM 758849103 39.47 1,000 SH C SHARED 1,000 REGENCY CTRS CORP COM 758849103 360.20 9,126 SH SHARED 9,126 REGENCY CTRS CORP COM 758849103 797.57 20,207 SH SHARED 20,207 REGENCY ENERGY PARTNERS L P COM UNITS L P 75885Y107 20519.48 838,214 SH SHARED 01 838,214 REGENCY ENERGY PARTNERS L P COM UNITS L P 75885Y107 115.06 4,700 SH C SHARED 4,700 REGENCY ENERGY PARTNERS L P COM UNITS L P 75885Y107 178.70 7,300 SH P SHARED 7,300 REGENCY ENERGY PARTNERS L P COM UNITS L P 75885Y107 7945.40 324,567 SH SHARED 324,567 REGENERON PHARMACEUTICALS COM 75886F107 123.63 4,512 SH SHARED 01 4,512 REGENERON PHARMACEUTICALS COM 75886F107 2.74 100 SH C SHARED 100 REGENERON PHARMACEUTICALS COM 75886F107 208.21 7,599 SH SHARED 7,599 REGENERON PHARMACEUTICALS COM 75886F107 4008.62 146,300 SH P SHARED 146,300 REGENERX COM BIO PHARMACEUTICALS 75886X108 3.21 10,200 SH SHARED 01 10,200 REGIONAL BK DEPOSITRY HOLDRS TR RCPT 75902E100 622.03 8,500 SH SHARED 01 8,500 REGIONS FINANCIAL CORP NEW COM 7591EP100 3130.91 430,661 SH SHARED 01 430,661 REGIONS FINANCIAL CORP NEW COM 7591EP100 8.22 1,130 SH SHARED 20 1,130 REGIONS FINANCIAL CORP NEW COM 7591EP100 37.76 5,194 SH SHARED 21 5,194 REGIONS FINANCIAL CORP NEW COM 7591EP100 416.13 57,239 SH SHARED 57,239 REGIONS FINANCIAL CORP NEW COM 7591EP100 465.69 64,057 SH SHARED 64,057 REGIONS FINANCIAL CORP NEW COM 7591EP100 755.35 103,900 SH C SHARED 103,900 REGIONS FINANCIAL CORP NEW COM 7591EP100 2097.40 288,500 SH P SHARED 288,500 REGIS CORP MINN COM 758932107 1703.11 89,028 SH SHARED 01 89,028 REGIS CORP MINN COM 758932107 59.30 3,100 SH C SHARED 3,100 REGIS CORP MINN COM 758932107 59.30 3,100 SH P SHARED 3,100 REGIS CORP MINN COM 758932107 1404.41 73,414 SH SHARED 73,414 REHABCARE GROUP INC COM 759148109 8.07 399 SH SHARED 01 399 REHABCARE GROUP INC COM 759148109 10.11 500 SH C SHARED 500 REHABCARE GROUP INC COM 759148109 12.13 600 SH P SHARED 600 REINSURANCE GROUP AMER INC COM NEW 759351604 478.60 9,911 SH SHARED 01 9,911 REINSURANCE GROUP AMER INC COM NEW 759351604 16.90 350 SH SHARED 20 350 REINSURANCE GROUP AMER INC COM NEW 759351604 4.83 100 SH P SHARED 100 REINSURANCE GROUP AMER INC COM NEW 759351604 24.15 500 SH C SHARED 500 REINSURANCE GROUP AMER INC COM NEW 759351604 1249.65 25,878 SH SHARED 25,878 REINSURANCE GROUP AMER INC PFD TR INC EQ 759351307 102.68 1,590 SH SOLE 1,590 RELIANCE STEEL & ALUMINUM CO COM 759509102 541.09 13,029 SH SHARED 01 13,029 RELIANCE STEEL & ALUMINUM CO COM 759509102 66.45 1,600 SH P SHARED 1,600 RELIANCE STEEL & ALUMINUM CO COM 759509102 70.60 1,700 SH C SHARED 1,700 RELIANCE STEEL & ALUMINUM CO COM 759509102 525.48 12,653 SH SHARED 12,653 RELIV INTL INC COM 75952R100 6.88 3,200 SH SHARED 01 3,200 RELIV INTL INC COM 75952R100 11.53 5,363 SH SHARED 5,363 RELM WIRELESS CORP COM 759525108 6.20 2,967 SH SOLE 2,967 RENAISSANCE LEARNING INC COM 75968L105 250.81 24,613 SH SHARED 01 24,613 RENAISSANCE LEARNING INC COM 75968L105 6.35 623 SH SHARED 21 623 RENAISSANCERE HOLDINGS LTD COM G7496G103 2008.12 33,491 SH SHARED 01 33,491 RENAISSANCERE HOLDINGS LTD COM G7496G103 53.96 900 SH P SHARED 900 RENAISSANCERE HOLDINGS LTD COM G7496G103 197.87 3,300 SH SHARED 3,300 RENAISSANCERE HOLDINGS LTD COM G7496G103 2179.07 36,342 SH SHARED 36,342 RENESOLA LTD SPONS ADS 75971T103 10.09 807 SH SHARED 01 807 RENESOLA LTD SPONS ADS 75971T103 354.64 28,371 SH SHARED 28,371 RENHUANG PHARMACEUTICALS INC COM 75971B102 2.92 1,944 SH SOLE 1,944

RENN GLOBAL ENTREPENRS COM 759720105 2.50 1,335 SH SHARED 01 1,335 RENN GLOBAL ENTREPENRS COM 759720105 3.92 2,094 SH SHARED 2,094 RENT A CTR INC NEW COM 76009N100 46.60 2,082 SH SHARED 01 2,082 RENT A CTR INC NEW COM 76009N100 2.24 100 SH C SHARED 100 RENT A CTR INC NEW COM 76009N100 35.81 1,600 SH P SHARED 1,600 RENTECH INC COM 760112102 13.95 14,150 SH SHARED 01 14,150 RENTRAK CORP COM 760174102 50.54 2,000 SH SHARED 01 2,000 RENTRAK CORP COM 760174102 54.58 2,160 SH SHARED 2,160 REPLIGEN CORP COM 759916109 4.90 1,450 SH SHARED 01 1,450 REPROS THERAPEUTICS INC COM 76028H100 6.25 16,800 SH C SOLE 16,800 REPSOL YPF S A SPONSORED ADR 76026T205 2373.00 92,227 SH SHARED 01 92,227 REPSOL YPF S A SPONSORED ADR 76026T205 3.99 155 SH SHARED 21 155 REPUBLIC AWYS HLDGS INC COM 760276105 166.96 20,164 SH SHARED 01 20,164 REPUBLIC AWYS HLDGS INC COM 760276105 4.14 500 SH P SHARED 500 REPUBLIC AWYS HLDGS INC COM 760276105 9.94 1,200 SH C SHARED 1,200 REPUBLIC BANCORP KY CL A 760281204 131.89 6,242 SH SHARED 01 6,242 REPUBLIC FIRST BANCORP INC COM 760416107 2.03 1,000 SH SHARED 01 1,000 REPUBLIC FIRST BANCORP INC COM 760416107 0.62 305 SH SHARED 305 REPUBLIC SVCS INC COM 760759100 7573.66 248,398 SH SHARED 01 248,398 REPUBLIC SVCS INC COM 760759100 5361.54 175,846 SH SHARED 20 175,846 REPUBLIC SVCS INC COM 760759100 11.86 389 SH SHARED 21 389 REPUBLIC SVCS INC COM 760759100 85.37 2,800 SH P SHARED 2,800 REPUBLIC SVCS INC COM 760759100 250.02 8,200 SH C SHARED 8,200 REPUBLIC SVCS INC COM 760759100 677.79 22,230 SH SHARED 22,230 REPUBLIC SVCS INC COM 760759100 48511.60 1,591,066 SH SHARED 1,591,066 RES-CARE INC COM 760943100 168.87 12,726 SH SOLE 12,726 RESEARCH FRONTIERS INC COM 760911107 5.94 1,500 SH SHARED 01 1,500 RESEARCH FRONTIERS INC COM 760911107 6.49 1,640 SH SHARED 1,640 RESEARCH IN MOTION LTD COM 760975102 16520.66 339,303 SH SHARED 01 339,303 RESEARCH IN MOTION LTD COM 760975102 1252.31 25,720 SH SHARED 25,720 RESEARCH IN MOTION LTD COM 760975102 32959.33 676,922 SH SHARED 676,922 RESEARCH IN MOTION LTD COM 760975102 52882.21 1,086,100 SH P SHARED 1,086,100 RESEARCH IN MOTION LTD COM 760975102 77975.23 1,601,463 SH C SHARED 1,601,463 RESMED INC COM 761152107 4675.98 142,517 SH SHARED 01 142,517 RESMED INC COM 761152107 13.12 400 SH P SHARED 400 RESMED INC COM 761152107 798.53 24,338 SH SHARED 24,338 RESOLUTE *W EXP ENERGY CORP 09/25/201 76116A116 0.09 50 SH SOLE 50 RESOLUTE ENERGY CORP COM 76116A108 695.45 62,880 SH SHARED 01 62,880 RESOLUTE ENERGY CORP COM 76116A108 4.78 432 SH SHARED 21 432 RESOURCE CAP CORP COM 76120W302 379.71 59,797 SH SHARED 01 59,797 RESOURCE CAP CORP COM 76120W302 24.77 3,900 SH C SHARED 3,900 RESOURCES CONNECTION INC COM 76122Q105 4.13 300 SH SHARED 01 300 RESOURCES CONNECTION INC COM 76122Q105 805.96 58,573 SH SHARED 58,573 RESPONSE GENETICS INC COM 76123U105 6.44 2,752 SH SOLE 2,752 RETAIL HOLDRS TR DEP RCPT 76127U101 138.22 1,400 SH SHARED 01 1,400 RETAIL HOLDRS TR DEP RCPT 76127U101 3771.49 38,200 SH C SHARED 38,200 RETAIL HOLDRS TR DEP RCPT 76127U101 4196.03 42,500 SH P SHARED 42,500 RETAIL OPPORTUNITY *W EXP INVTS COR 10/23/201 76131N119 0.01 16 SH SOLE 16 RETAIL OPPORTUNITY INVTS COR COM 76131N101 290.59 30,365 SH SHARED 01 30,365

RETAIL OPPORTUNITY UNIT INVTS COR 10/23/2014 76131N200 3.78 386 SH SOLE 386 RETAIL VENTURES INC COM 76128Y102 69.78 6,485 SH SOLE 6,485 RETALIX LTD ORD M8215W109 12.16 1,000 SH SHARED 01 1,000 RETALIX LTD ORD M8215W109 4.90 403 SH SHARED 403 REVENUESHARES ETF TR ADR FD 761396605 994.66 27,524 SH SHARED 01 27,524 REVENUESHARES ETF TR ADR FD 761396605 22.59 625 SH SHARED 625 REVENUESHARES ETF TR LARGECAP FD 761396100 2806.36 131,261 SH SHARED 01 131,261 REVENUESHARES ETF TR MID CAP FD 761396209 2926.91 112,530 SH SHARED 01 112,530 REVENUESHARES ETF TR NAVELLR A-100 761396704 27.05 808 SH SOLE 808 REVENUESHARES S&P500 FINL ETF TR FD 761396506 110.49 3,889 SH SHARED 01 3,889 REVENUESHARES S&P500 FINL ETF TR FD 761396506 73.87 2,600 SH SHARED 2,600 REVENUESHARES ETF TR SMALL CAP FD 761396308 2149.29 77,257 SH SHARED 01 77,257 REVLON INC CL A NEW 761525609 11.36 900 SH SHARED 01 900 REVLON INC CL A NEW 761525609 13.88 1,100 SH P SHARED 1,100 REVLON INC CL A NEW 761525609 140.08 11,100 SH C SHARED 11,100 REWARDS NETWORK INC COM NEW 761557206 25.84 1,801 SH SHARED 01 1,801 REWARDS NETWORK INC COM NEW 761557206 14.35 1,000 SH SHARED 1,000 REX ENERGY CORPORATION COM 761565100 5.12 400 SH SHARED 01 400 REX ENERGY CORPORATION COM 761565100 6.40 500 SH C SHARED 500 REX ENERGY CORPORATION COM 761565100 76.80 6,000 SH P SHARED 6,000 REXAHN PHARMACEUTICALS INC COM 761640101 6.52 5,619 SH SOLE 5,619 REYNOLDS AMERICAN INC COM 761713106 4188.30 70,522 SH SHARED 01 70,522 REYNOLDS AMERICAN INC COM 761713106 404.74 6,815 SH SHARED 20 6,815 REYNOLDS AMERICAN INC COM 761713106 184.11 3,100 SH P SHARED 3,100 REYNOLDS AMERICAN INC COM 761713106 504.82 8,500 SH C SHARED 8,500 REYNOLDS AMERICAN INC COM 761713106 512.83 8,635 SH SHARED 8,635 REYNOLDS AMERICAN INC COM 761713106 8175.92 137,665 SH SHARED 137,665 RF INDS LTD COM PAR $0.01 749552105 31.15 5,000 SH SHARED 01 5,000 RF MICRODEVICES INC COM 749941100 329.10 53,599 SH SHARED 01 53,599 RF MICRODEVICES INC COM 749941100 43.99 7,164 SH SHARED 7,164 RF MICRODEVICES INC COM 749941100 128.94 21,000 SH C SHARED 21,000 RF MICRODEVICES INC COM 749941100 247.44 40,300 SH P SHARED 40,300 RF MONOLITHICS INC COM 74955F106 4.80 4,000 SH SHARED 01 4,000 RF MONOLITHICS INC COM 74955F106 1.51 1,262 SH SHARED 1,262 RGC RES INC COM 74955L103 70.09 2,321 SH SHARED 01 2,321 RGC RES INC COM 74955L103 3.93 130 SH SHARED 130 RICHMONT MINES INC COM 76547T106 4.58 902 SH SOLE 902 RICKS CABARET INTL INC COM NEW 765641303 1.24 170 SH SHARED 01 170 RICKS CABARET INTL INC COM NEW 765641303 0.73 100 SH C SHARED 100 RICKS CABARET INTL INC COM NEW 765641303 7.28 1,000 SH P SHARED 1,000 RIGEL PHARMACEUTICALS INC COM NEW 766559603 1.68 200 SH SHARED 01 200 RIGEL PHARMACEUTICALS INC COM NEW 766559603 45.41 5,400 SH C SHARED 5,400 RIGHTNOW TECHNOLOGIES INC COM 76657R106 1208.16 61,328 SH SHARED 01 61,328 RIGHTNOW TECHNOLOGIES INC COM 76657R106 226.88 11,517 SH SHARED 11,517 RIMAGE CORP COM 766721104 18.08 1,100 SH SHARED 01 1,100 RINO INTERNATIONAL CORPORATI COM 766883102 15.35 1,100 SH SHARED 01 1,100 RINO INTERNATIONAL CORPORATI COM 766883102 219.02 15,700 SH C SHARED 15,700 RINO INTERNATIONAL CORPORATI COM 766883102 325.33 23,321 SH SHARED 23,321 RINO INTERNATIONAL CORPORATI COM 766883102 486.86 34,900 SH P SHARED 34,900

RIO TINTO PLC SPONSORED ADR 767204100 16314.90 277,795 SH SHARED 01 277,795 RIO TINTO PLC SPONSORED ADR 767204100 23.49 400 SH P SHARED 01 400 RIO TINTO PLC SPONSORED ADR 767204100 147.35 2,509 SH SHARED 21 2,509 RIO TINTO PLC SPONSORED ADR 767204100 36650.57 624,052 SH SHARED 624,052 RIT TECHNOLOGIES LTD SHS M8215Q110 1.31 900 SH SOLE 900 RITCHIE BROS AUCTIONEERS COM 767744105 190.07 9,151 SH SHARED 01 9,151 RITCHIE BROS AUCTIONEERS COM 767744105 166.16 8,000 SH SHARED 8,000 RITE AID CORP COM 767754104 557.21 590,886 SH SHARED 01 590,886 RITE AID CORP COM 767754104 38.85 41,200 SH C SHARED 41,200 RITE AID CORP COM 767754104 2366.96 2,510,034 SH SHARED 2,510,034 RIVER VY BANCORP COM 768475105 128.79 9,239 SH SOLE 9,239 RIVERBED TECHNOLOGY INC COM 768573107 7067.32 155,053 SH SHARED 01 155,053 RIVERBED TECHNOLOGY INC COM 768573107 26.30 577 SH SHARED 21 577 RIVERBED TECHNOLOGY INC COM 768573107 1383.85 30,361 SH SHARED 30,361 RIVERBED TECHNOLOGY INC COM 768573107 1422.10 31,200 SH C SHARED 31,200 RIVERBED TECHNOLOGY INC COM 768573107 1499.58 32,900 SH P SHARED 32,900 RIVERSOURCE LASALLE INTL R/E COM 76932W102 23.76 2,549 SH SHARED 01 2,549 RIVERSOURCE LASALLE INTL R/E COM 76932W102 16.61 1,782 SH SHARED 1,782 RIVERVIEW BANCORP INC COM 769397100 30.25 15,276 SH SHARED 01 15,276 RIVUS BOND FUND COM 769667106 513.63 27,704 SH SHARED 01 27,704 RIVUS BOND FUND COM 769667106 17.13 924 SH SHARED 924 RLI CORP COM 749607107 1204.08 21,266 SH SHARED 01 21,266 RLI CORP COM 749607107 342.61 6,051 SH SHARED 6,051 RMR ASIA PAC REAL EST FD NEW COM 76970B101 25.16 1,381 SH SHARED 01 1,381 RMR REAL ESTATE INCOME FD COM SHS 74964K609 3539.68 126,417 SH SHARED 01 126,417 RMR REAL ESTATE INCOME FD COM SHS 74964K609 3.84 137 SH SHARED 137 ROBBINS & MYERS INC COM 770196103 32.00 1,195 SH SHARED 01 1,195 ROBBINS & MYERS INC COM 770196103 2.68 100 SH P SHARED 100 ROBBINS & MYERS INC COM 770196103 37.49 1,400 SH C SHARED 1,400 ROBERT HALF INTL INC COM 770323103 1785.78 68,684 SH SHARED 01 68,684 ROBERT HALF INTL INC COM 770323103 239.20 9,200 SH SHARED 9,200 ROBERT HALF INTL INC COM 770323103 8424.18 324,007 SH SHARED 324,007 ROBERTS REALTY INVS COM 769900101 5.05 3,300 SH SOLE 3,300 ROCHESTER MED CORP COM 771497104 19.09 1,750 SH SHARED 01 1,750 ROCK OF AGES CORP VT CL A 772632105 10.37 2,541 SH SOLE 2,541 ROCK-TENN CO CL A 772739207 316.19 6,348 SH SHARED 01 6,348 ROCK-TENN CO CL A 772739207 3.64 73 SH SHARED 21 73 ROCK-TENN CO CL A 772739207 9.26 186 SH SHARED 186 ROCKWELL AUTOMATION INC COM 773903109 4437.52 71,886 SH SHARED 01 71,886 ROCKWELL AUTOMATION INC COM 773903109 23.15 375 SH SHARED 21 375 ROCKWELL AUTOMATION INC COM 773903109 18.52 300 SH C SHARED 300 ROCKWELL AUTOMATION INC COM 773903109 80.25 1,300 SH P SHARED 1,300 ROCKWELL AUTOMATION INC COM 773903109 641.99 10,400 SH SHARED 10,400 ROCKWELL AUTOMATION INC COM 773903109 10900.22 176,579 SH SHARED 176,579 ROCKWELL COLLINS INC COM 774341101 11609.46 199,304 SH SHARED 01 199,304 ROCKWELL COLLINS INC COM 774341101 3.50 60 SH SHARED 21 60 ROCKWELL COLLINS INC COM 774341101 40.78 700 SH P SHARED 700 ROCKWELL COLLINS INC COM 774341101 163.10 2,800 SH C SHARED 2,800 ROCKWELL COLLINS INC COM 774341101 576.68 9,900 SH SHARED 9,900

ROCKWELL COLLINS INC COM 774341101 1881.13 32,294 SH SHARED 32,294 ROCKWELL MEDICAL TECH COM 774374102 3.54 500 SH C SOLE 500 ROCKWELL MEDICAL TECH COM 774374102 14.52 2,051 SH SOLE 2,051 ROCKWOOD HLDGS INC COM 774415103 2788.37 88,604 SH SHARED 01 88,604 ROCKWOOD HLDGS INC COM 774415103 94.41 3,000 SH P SHARED 3,000 ROCKWOOD HLDGS INC COM 774415103 125.88 4,000 SH C SHARED 4,000 ROCKWOOD HLDGS INC COM 774415103 418.74 13,306 SH SHARED 13,306 ROCKY MTN CHOCOLATE FACTORY COM PAR $0.03 774678403 16.01 1,692 SH SOLE 1,692 ROFIN SINAR TECHNOLOGIES INC COM 775043102 439.00 17,297 SH SHARED 01 17,297 ROFIN SINAR TECHNOLOGIES INC COM 775043102 80.58 3,175 SH SHARED 20 3,175 ROFIN SINAR TECHNOLOGIES INC COM 775043102 4.34 171 SH SHARED 21 171 ROFIN SINAR TECHNOLOGIES INC COM 775043102 10.15 400 SH P SHARED 400 ROFIN SINAR TECHNOLOGIES INC COM 775043102 246.77 9,723 SH SHARED 9,723 ROGERS COMMUNICATIONS INC CL B 775109200 2487.15 66,448 SH SHARED 01 66,448 ROGERS COMMUNICATIONS INC CL B 775109200 34.02 909 SH SHARED 21 909 ROGERS COMMUNICATIONS INC CL B 775109200 3.74 100 SH P SHARED 100 ROGERS COMMUNICATIONS INC CL B 775109200 928.26 24,800 SH SHARED 24,800 ROGERS COMMUNICATIONS INC CL B 775109200 12743.42 340,460 SH SHARED 340,460 ROGERS CORP COM 775133101 177.23 5,630 SH SHARED 01 5,630 ROGERS CORP COM 775133101 3.15 100 SH C SHARED 100 ROLLINS INC COM 775711104 1263.29 54,033 SH SHARED 01 54,033 ROLLINS INC COM 775711104 2.53 108 SH SHARED 21 108 ROLLINS INC COM 775711104 49.94 2,136 SH SHARED 2,136 ROME BANCORP INC NEW COM 77587P103 28.87 3,091 SH SOLE 3,091 ROPER INDS INC NEW COM 776696106 5745.88 88,154 SH SHARED 01 88,154 ROPER INDS INC NEW COM 776696106 1755.62 26,935 SH SHARED 20 26,935 ROPER INDS INC NEW COM 776696106 8.41 129 SH SHARED 21 129 ROPER INDS INC NEW COM 776696106 286.79 4,400 SH SHARED 4,400 ROPER INDS INC NEW COM 776696106 2431.41 37,303 SH SHARED 37,303 ROSETTA GENOMICS LTD SHS M82183100 2.19 1,884 SH SOLE 1,884 ROSETTA RESOURCES INC COM 777779307 676.28 28,790 SH SHARED 01 28,790 ROSETTA RESOURCES INC COM 777779307 8.69 370 SH SHARED 20 370 ROSETTA RESOURCES INC COM 777779307 9.42 401 SH SHARED 21 401 ROSETTA RESOURCES INC COM 777779307 16.44 700 SH P SHARED 700 ROSETTA RESOURCES INC COM 777779307 23.49 1,000 SH C SHARED 1,000 ROSETTA STONE INC COM 777780107 7.65 360 SH SHARED 01 360 ROSETTA STONE INC COM 777780107 42.48 2,000 SH P SHARED 2,000 ROSETTA STONE INC COM 777780107 80.71 3,800 SH C SHARED 3,800 ROSS STORES INC COM 778296103 5698.80 104,259 SH SHARED 01 104,259 ROSS STORES INC COM 778296103 18.97 347 SH SHARED 21 347 ROSS STORES INC COM 778296103 27.33 500 SH P SHARED 500 ROSS STORES INC COM 778296103 103.85 1,900 SH C SHARED 1,900 ROSS STORES INC COM 778296103 382.62 7,000 SH SHARED 7,000 ROVI CORP COM 779376102 8147.26 161,620 SH SHARED 01 161,620 ROVI CORP COM 779376102 8.57 170 SH SHARED 20 170 ROVI CORP COM 779376102 3.48 69 SH SHARED 21 69 ROVI CORP COM 779376102 10.08 200 SH P SHARED 200 ROVI CORP COM 779376102 50.41 1,000 SH C SHARED 1,000 ROVI CORP COM 779376102 359.37 7,129 SH SHARED 7,129

ROWAN COS INC COM 779382100 604.50 19,911 SH SHARED 01 19,911 ROWAN COS INC COM 779382100 276.28 9,100 SH SHARED 9,100 ROWAN COS INC COM 779382100 458.44 15,100 SH P SHARED 15,100 ROWAN COS INC COM 779382100 698.28 23,000 SH C SHARED 23,000 ROWAN COS INC COM 779382100 1808.00 59,552 SH SHARED 59,552 ROYAL BANCSHARES PA INC CL A 780081105 2.51 1,445 SH SHARED 01 1,445 ROYAL BK CDA MONTREAL QUE COM 780087102 26.07 500 SH P SHARED 01 500 ROYAL BK CDA MONTREAL QUE COM 780087102 5604.03 107,501 SH SHARED 01 107,501 ROYAL BK CDA MONTREAL QUE COM 780087102 10.43 200 SH SHARED 17 200 ROYAL BK CDA MONTREAL QUE COM 780087102 10.43 200 SH P SHARED 200 ROYAL BK CDA MONTREAL QUE COM 780087102 177.24 3,400 SH C SHARED 3,400 ROYAL BK CDA MONTREAL QUE COM 780087102 4252.04 81,566 SH SHARED 81,566 ROYAL BK CDA MONTREAL QUE COM 780087102 20167.43 386,868 SH SHARED 386,868 ROYAL BK SCOTLAND GROUP PLC ADR PFD SER P 780097762 63.56 4,114 SH SHARED 01 4,114 ROYAL BK SCOTLAND GROUP PLC ADR PFD SER P 780097762 39.80 2,576 SH SHARED 2,576 ROYAL BK SCOTLAND GROUP ADR PREF SER PLC N 780097770 136.10 8,775 SH SHARED 01 8,775 ROYAL BK SCOTLAND GROUP ADR PREF SER PLC N 780097770 24.21 1,561 SH SHARED 1,561 ROYAL BK SCOTLAND GROUP ADR PREF SHS PLC Q 780097754 97.48 6,010 SH SHARED 01 6,010 ROYAL BK SCOTLAND GROUP ADR PREF SHS PLC Q 780097754 15.28 942 SH SHARED 942 ROYAL BK SCOTLAND GROUP ADR PREF SHS PLC R 780097747 98.50 6,400 SH SHARED 01 6,400 ROYAL BK SCOTLAND GROUP ADR PREF SHS PLC R 780097747 85.52 5,557 SH SHARED 5,557 ROYAL BK SCOTLAND GROUP SP ADR L RP PLC PF 780097788 2439.79 126,874 SH SHARED 01 126,874 ROYAL BK SCOTLAND GROUP SP ADR L RP PLC PF 780097788 0.19 10 SH SHARED 10 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 149.63 9,660 SH SHARED 01 9,660 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 67.09 4,331 SH SHARED 4,331 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 76.24 4,825 SH SHARED 01 4,825 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 0.73 46 SH SHARED 46 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 232.38 13,836 SH SHARED 01 13,836 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 9.20 548 SH SHARED 548 ROYAL BK SCOTLAND GROUP PLC SPON ADR F 780097804 194.46 8,123 SH SHARED 01 8,123 ROYAL BK SCOTLAND GROUP SPON ADR SER PLC H 780097879 1372.75 58,118 SH SHARED 01 58,118 ROYAL BK SCOTLAND GROUP SPON ADR SER PLC H 780097879 49.93 2,114 SH SHARED 2,114 ROYAL BK SCOTLAND GROUP SPONS ADR 20 PLC ORD 780097689 1927.81 129,994 SH SHARED 01 129,994 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 258.14 8,187 SH SHARED 01 8,187 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 271.16 8,600 SH SHARED 8,600 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 6400.59 203,000 SH P SHARED 203,000 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 10310.31 327,000 SH C SHARED 327,000 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 5964.36 101,452 SH SHARED 01 101,452 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 616.41 10,485 SH SHARED 20 10,485 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 50.44 858 SH SHARED 21 858 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 38934.26 645,676 SH SHARED 01 645,676 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 333.16 5,525 SH SHARED 21 5,525 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 144.72 2,400 SH SHARED 2,400 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1775.84 29,450 SH SHARED 29,450 ROYAL GOLD INC COM 780287108 2210.35 44,349 SH SHARED 01 44,349 ROYAL GOLD INC COM 780287108 1611.98 32,343 SH SHARED 32,343 ROYAL GOLD INC COM 780287108 3269.50 65,600 SH P SHARED 65,600 ROYAL GOLD INC COM 780287108 9888.26 198,400 SH C SHARED 198,400 ROYALE ENERGY INC COM NEW 78074G200 1.06 513 SH SOLE 513

ROYCE FOCUS TR COM 78080N108 11.36 1,784 SH SOLE 1,784 ROYCE MICRO-CAP TR INC COM 780915104 1492.37 180,456 SH SHARED 01 180,456 ROYCE VALUE TR INC COM 780910105 4395.92 362,102 SH SHARED 01 362,102 ROYCE VALUE TR INC COM 780910105 34.32 2,827 SH SHARED 2,827 RPC INC COM 749660106 775.03 36,627 SH SHARED 01 36,627 RPC INC COM 749660106 10.58 500 SH P SHARED 500 RPC INC COM 749660106 95.88 4,531 SH SHARED 4,531 RPC INC COM 749660106 99.45 4,700 SH C SHARED 4,700 RPM INTL INC COM 749685103 1657.62 83,214 SH SHARED 01 83,214 RPM INTL INC COM 749685103 490.37 24,617 SH SHARED 24,617 RPM INTL INC COM 749685103 1037.83 52,100 SH C SHARED 52,100 RRI ENERGY INC COM 74971X107 240.65 67,790 SH SHARED 01 67,790 RRI ENERGY INC COM 74971X107 4.82 1,358 SH SHARED 21 1,358 RRI ENERGY INC COM 74971X107 7.10 2,000 SH P SHARED 2,000 RRI ENERGY INC COM 74971X107 79.52 22,400 SH C SHARED 22,400 RRI ENERGY INC COM 74971X107 678.42 191,104 SH SHARED 191,104 RSC HOLDINGS INC COM 74972L102 29.28 3,925 SH SHARED 01 3,925 RTI BIOLOGICS INC COM 74975N105 60.89 23,152 SH SHARED 01 23,152 RTI INTL METALS INC COM 74973W107 443.41 14,481 SH SHARED 01 14,481 RTI INTL METALS INC COM 74973W107 12.25 400 SH P SHARED 400 RTI INTL METALS INC COM 74973W107 39.81 1,300 SH C SHARED 1,300 RUBICON MINERALS CORP COM 780911103 91.00 22,087 SH SHARED 01 22,087 RUBICON MINERALS CORP COM 780911103 6.59 1,600 SH P SHARED 1,600 RUBICON MINERALS CORP COM 780911103 12.36 3,000 SH C SHARED 3,000 RUBICON MINERALS CORP COM 780911103 61.60 14,951 SH SHARED 14,951 RUBICON TECHNOLOGY INC COM 78112T107 1491.84 65,749 SH SHARED 01 65,749 RUBICON TECHNOLOGY INC COM 78112T107 133.87 5,900 SH P SHARED 5,900 RUBICON TECHNOLOGY INC COM 78112T107 1651.83 72,800 SH C SHARED 72,800 RUBICON TECHNOLOGY INC COM 78112T107 2928.76 129,077 SH SHARED 129,077 RUBY TUESDAY INC COM 781182100 94.11 7,928 SH SHARED 01 7,928 RUBY TUESDAY INC COM 781182100 8.31 700 SH P SHARED 700 RUDDICK CORP COM 781258108 953.91 27,506 SH SHARED 01 27,506 RUDOLPH TECHNOLOGIES INC COM 781270103 2.49 300 SH SHARED 01 300 RUE21 INC COM 781295100 45.37 1,758 SH SHARED 01 1,758 RUSH ENTERPRISES INC CL A 781846209 6.72 438 SH SHARED 01 438 RUSH ENTERPRISES INC CL B 781846308 17.35 1,262 SH SOLE 1,262 RUTHS HOSPITALITY GROUP INC COM 783332109 2.02 503 SH SHARED 01 503 RUTHS HOSPITALITY GROUP INC COM 783332109 0.80 200 SH P SHARED 200 RUTHS HOSPITALITY GROUP INC COM 783332109 1.60 400 SH C SHARED 400 RUTHS HOSPITALITY GROUP INC COM 783332109 22.75 5,673 SH SHARED 5,673 RXI PHARMACEUTICALS CORP COM 74978T109 0.01 3 SH SHARED 01 3 RXI PHARMACEUTICALS CORP COM 74978T109 0.86 300 SH C SHARED 300 RXI PHARMACEUTICALS CORP COM 74978T109 2.85 1,000 SH P SHARED 1,000 RXI PHARMACEUTICALS CORP COM 74978T109 74.30 26,069 SH SHARED 26,069 RYANAIR HLDGS PLC SPONSORED ADR 783513104 866.38 28,120 SH SHARED 01 28,120 RYANAIR HLDGS PLC SPONSORED ADR 783513104 1222.23 39,670 SH SHARED 20 39,670 RYANAIR HLDGS PLC SPONSORED ADR 783513104 10.48 340 SH SHARED 21 340 RYANAIR HLDGS PLC SPONSORED ADR 783513104 313.68 10,181 SH SHARED 10,181 RYDER SYS INC COM 783549108 289.25 6,763 SH SHARED 01 6,763

RYDER SYS INC COM 783549108 1186.23 27,735 SH SHARED 20 27,735 RYDER SYS INC COM 783549108 8.85 207 SH SHARED 21 207 RYDER SYS INC COM 783549108 8.55 200 SH C SHARED 200 CONSUMR RYDEX ETF TRUST DISCRT 78355W882 318.06 7,762 SH SHARED 01 7,762 CONSUMR RYDEX ETF TRUST DISCRT 78355W882 29.30 715 SH SHARED 715 CONSUMR RYDEX ETF TRUST STAPLE 78355W874 129.80 2,414 SH SHARED 01 2,414 RYDEX ETF TRUST ENERGY ETF 78355W866 2.40 47 SH SHARED 01 47 RYDEX ETF TRUST FINANCIAL ETF 78355W858 439.11 17,635 SH SHARED 01 17,635 RYDEX ETF TRUST FINANCIAL ETF 78355W858 48.48 1,947 SH SHARED 1,947 RYDEX ETF TRUST HEALTH CARE 78355W841 108.18 1,872 SH SHARED 01 1,872 RYDEX ETF TRUST HEALTH CARE 78355W841 15.37 266 SH SHARED 266 RYDEX ETF TRUST INDLS ETF 78355W833 13.29 275 SH SOLE 275 RYDEX ETF TRUST INV S&P500 2X 78355W767 52.72 1,100 SH C SOLE 1,100 RYDEX ETF TRUST MATERIALS ETF 78355W825 2039.79 37,270 SH SHARED 01 37,270 RYDEX ETF TRUST MATERIALS ETF 78355W825 56.86 1,039 SH SHARED 1,039 S&P 500 2X RYDEX ETF TRUST ETF 78355W783 59.05 1,745 SH SOLE 1,745 S&P 500 EQ RYDEX ETF TRUST TRD 78355W106 52975.17 1,250,004 SH SHARED 01 1,250,004 S&P500 PUR RYDEX ETF TRUST GRW 78355W403 1917.77 50,388 SH SHARED 01 50,388 S&P500 PUR RYDEX ETF TRUST VAL 78355W304 779.18 30,520 SH SHARED 01 30,520 S&PMC400 RYDEX ETF TRUST PURGR 78355W601 1136.36 16,895 SH SHARED 01 16,895 S&PMC400 RYDEX ETF TRUST PURVL 78355W502 115.52 3,865 SH SHARED 01 3,865 S&PMC400 RYDEX ETF TRUST PURVL 78355W502 37.63 1,259 SH SHARED 1,259 S&PSC600 RYDEX ETF TRUST PURVL 78355W700 2300.91 70,732 SH SHARED 01 70,732 S&PSC600 RYDEX ETF TRUST PURVL 78355W700 60.34 1,855 SH SHARED 1,855 TECHNOLOGY RYDEX ETF TRUST ETF 78355W817 3237.38 66,971 SH SHARED 01 66,971 RYDEX ETF TRUST TOP 50 ETF 78355W205 3883.95 47,250 SH SHARED 01 47,250 RYDEX ETF TRUST TOP 50 ETF 78355W205 73.16 890 SH SHARED 890 RYDEX ETF TRUST UTILITIES ETF 78355W791 224.98 4,535 SH SHARED 01 4,535 RYLAND GROUP INC COM 783764103 41.32 2,306 SH SHARED 01 2,306 RYLAND GROUP INC COM 783764103 71.68 4,000 SH P SHARED 4,000 RYLAND GROUP INC COM 783764103 1322.50 73,800 SH C SHARED 73,800 S Y BANCORP INC COM 785060104 275.48 11,099 SH SHARED 01 11,099 *W EXP S&W SEED CO 05/03/201 785135112 0.11 300 SH SOLE 300 S1 CORPORATION COM 78463B101 3.09 594 SH SHARED 01 594 S1 CORPORATION COM 78463B101 1.04 200 SH C SHARED 200 SABA SOFTWARE INC COM NEW 784932600 11.66 2,143 SH SOLE 2,143 SABINE ROYALTY TR UNIT BEN INT 785688102 292.83 5,523 SH SHARED 01 5,523 SABINE ROYALTY TR UNIT BEN INT 785688102 18.56 350 SH SHARED 350 SAFE BULKERS INC COM Y7388L103 6.33 800 SH SHARED 01 800 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 31.54 2,517 SH SHARED 01 2,517 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 36.34 2,900 SH C SHARED 2,900 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 104.21 8,317 SH SHARED 8,317 SAFETY INS GROUP INC COM 78648T100 2.19 52 SH SHARED 01 52 SAFEWAY INC COM NEW 786514208 3271.00 154,584 SH SHARED 01 154,584 SAFEWAY INC COM NEW 786514208 35.34 1,670 SH SHARED 21 1,670 SAFEWAY INC COM NEW 786514208 392.18 18,534 SH SHARED 18,534 SAFEWAY INC COM NEW 786514208 399.92 18,900 SH P SHARED 18,900 SAFEWAY INC COM NEW 786514208 514.19 24,300 SH SHARED 24,300 SAFEWAY INC COM NEW 786514208 1212.47 57,300 SH C SHARED 57,300

SAIC INC COM 78390X101 1909.77 119,510 SH SHARED 01 119,510 SAIC INC COM 78390X101 217.33 13,600 SH C SHARED 13,600 SAIC INC COM 78390X101 254.08 15,900 SH SHARED 15,900 SAIC INC COM 78390X101 985.61 61,678 SH SHARED 61,678 SAKS INC COM 79377W108 996.84 115,912 SH SHARED 01 115,912 SAKS INC COM 79377W108 104.92 12,200 SH P SHARED 12,200 SAKS INC COM 79377W108 772.28 89,800 SH C SHARED 89,800 SAKS INC COM 79377W108 1016.98 118,253 SH SHARED 118,253 SALEM COMMUNICATIONS CORP DE CL A 794093104 2.87 962 SH SOLE 962 SALESFORCE COM INC COM 79466L302 12924.08 115,600 SH SHARED 01 115,600 SALESFORCE COM INC COM 79466L302 64.17 574 SH SHARED 21 574 SALESFORCE COM INC COM 79466L302 849.68 7,600 SH SHARED 7,600 SALESFORCE COM INC COM 79466L302 4776.32 42,722 SH SHARED 42,722 SALESFORCE COM INC COM 79466L302 15607.28 139,600 SH P SHARED 139,600 SALESFORCE COM INC COM 79466L302 33092.80 296,000 SH C SHARED 296,000 SALISBURY BANCORP INC COM 795226109 11.48 500 SH SOLE 500 SALIX PHARMACEUTICALS INC COM 795435106 152.60 3,842 SH SHARED 01 3,842 SALIX PHARMACEUTICALS INC COM 795435106 957.33 24,102 SH SHARED 24,102 SALIX PHARMACEUTICALS INC COM 795435106 1807.26 45,500 SH C SHARED 45,500 SALIX PHARMACEUTICALS INC COM 795435106 2800.26 70,500 SH P SHARED 70,500 SALLY BEAUTY HLDGS INC COM 79546E104 553.22 49,395 SH SHARED 01 49,395 SALLY BEAUTY HLDGS INC COM 79546E104 97.55 8,710 SH SHARED 20 8,710 SALLY BEAUTY HLDGS INC COM 79546E104 10.56 943 SH SHARED 21 943 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 3012.79 121,926 SH SHARED 01 121,926 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 27.18 1,100 SH C SHARED 1,100 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 100.62 4,072 SH SHARED 4,072 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 111.20 4,500 SH P SHARED 4,500 SANDERSON FARMS INC COM 800013104 769.70 17,780 SH SHARED 01 17,780 SANDISK CORP COM 80004C101 6485.29 176,952 SH SHARED 01 176,952 SANDISK CORP COM 80004C101 36.65 1,000 SH SHARED 21 1,000 SANDISK CORP COM 80004C101 590.07 16,100 SH SHARED 16,100 SANDISK CORP COM 80004C101 10245.98 279,563 SH SHARED 279,563 SANDISK CORP COM 80004C101 15143.78 413,200 SH C SHARED 413,200 SANDISK CORP COM 80004C101 42019.23 1,146,500 SH P SHARED 1,146,500 NOTE 1.000% SANDISK CORP 5/1 80004CAC5 164.23 179,000 PRN SHARED 01 179,000 NOTE 1.000% SANDISK CORP 5/1 80004CAC5 4754.49 5,182,000 PRN SHARED 5,182,000 SANDRIDGE ENERGY INC COM 80007P307 1474.86 259,658 SH SHARED 01 259,658 SANDRIDGE ENERGY INC COM 80007P307 37.98 6,687 SH SHARED 6,687 SANDRIDGE ENERGY INC COM 80007P307 388.51 68,400 SH P SHARED 68,400 SANDRIDGE ENERGY INC COM 80007P307 637.86 112,300 SH C SHARED 112,300 SANDY SPRING BANCORP INC COM 800363103 15.50 1,000 SH SHARED 01 1,000 SANGAMO BIOSCIENCES INC COM 800677106 33.01 9,625 SH SHARED 01 9,625 SANGAMO BIOSCIENCES INC COM 800677106 101.19 29,500 SH C SHARED 29,500 SANMINA SCI CORP COM NEW 800907206 50.76 4,202 SH SHARED 01 4,202 SANMINA SCI CORP COM NEW 800907206 31.41 2,600 SH C SHARED 2,600 SANMINA SCI CORP COM NEW 800907206 108.72 9,000 SH P SHARED 9,000 SANOFI AVENTIS SPONSORED ADR 80105N105 22001.49 661,699 SH SHARED 01 661,699 SANOFI AVENTIS SPONSORED ADR 80105N105 131.97 3,969 SH SHARED 21 3,969 SANTARUS INC COM 802817304 87.43 29,045 SH SHARED 01 29,045

SANTARUS INC COM 802817304 28.81 9,571 SH SHARED 9,571 SAP AG SPON ADR 803054204 7540.34 152,917 SH SHARED 01 152,917 SAP AG SPON ADR 803054204 15.19 308 SH SHARED 21 308 SAP AG SPON ADR 803054204 4.93 100 SH SHARED 100 SAPIENT CORP COM 803062108 529.27 44,216 SH SHARED 01 44,216 SAPIENT CORP COM 803062108 9.64 805 SH SHARED 21 805 SAPIENT CORP COM 803062108 26.33 2,200 SH C SHARED 2,200 SAPIENT CORP COM 803062108 36.76 3,071 SH SHARED 3,071 SAPPI LTD SPON ADR NEW 803069202 0.52 100 SH SHARED 01 100 SARA LEE CORP COM 803111103 14468.94 1,077,360 SH SHARED 01 1,077,360 SARA LEE CORP COM 803111103 55.06 4,100 SH P SHARED 4,100 SARA LEE CORP COM 803111103 409.62 30,500 SH C SHARED 30,500 SARA LEE CORP COM 803111103 519.74 38,700 SH SHARED 38,700 SARA LEE CORP COM 803111103 3877.01 288,683 SH SHARED 288,683 SARATOGA INVT CORP COM NEW 80349A208 27.50 1,442 SH SOLE 1,442 SASOL LTD SPONSORED ADR 803866300 11661.03 260,349 SH SHARED 01 260,349 SASOL LTD SPONSORED ADR 803866300 0.54 12 SH SHARED 21 12 SASOL LTD SPONSORED ADR 803866300 827.45 18,474 SH SHARED 18,474 SATCON TECHNOLOGY CORP COM 803893106 19.50 5,187 SH SHARED 01 5,187 SATCON TECHNOLOGY CORP COM 803893106 8.65 2,300 SH C SHARED 2,300 SATYAM COMPUTER SERVICES LTD ADR 804098101 38.90 9,999 SH SHARED 01 9,999 SATYAM COMPUTER SERVICES LTD ADR 804098101 3935.38 1,011,665 SH SHARED 1,011,665 SAUER-DANFOSS INC COM 804137107 192.53 9,043 SH SHARED 01 9,043 SAUL CTRS INC COM 804395101 41.95 1,000 SH SHARED 01 1,000 SAUL CTRS INC COM 804395101 35.41 844 SH SHARED 844 SAUL CTRS INC COM 804395101 512.67 12,221 SH SHARED 12,221 SAVANNAH BANCORP INC COM 804748101 35.63 3,937 SH SHARED 01 3,937 SAVANNAH BANCORP INC COM 804748101 15.07 1,665 SH SHARED 1,665 SAVIENT PHARMACEUTICALS INC COM 80517Q100 90.11 3,940 SH SHARED 01 3,940 SAVIENT PHARMACEUTICALS INC COM 80517Q100 880.50 38,500 SH SHARED 13 38,500 SAVIENT PHARMACEUTICALS INC COM 80517Q100 16171.38 707,100 SH P SHARED 707,100 SAVIENT PHARMACEUTICALS INC COM 80517Q100 36518.82 1,596,800 SH C SHARED 1,596,800 SAVVIS INC COM NEW 805423308 1164.59 55,246 SH SHARED 01 55,246 SAVVIS INC COM NEW 805423308 14.76 700 SH C SHARED 700 SAVVIS INC COM NEW 805423308 21.08 1,000 SH P SHARED 1,000 NOTE 3.000% SAVVIS INC 5/1 805423AA8 7.97 8,000 PRN SHARED 01 8,000 SBA COMMUNICATIONS CORP COM 78388J106 2149.24 53,331 SH SHARED 01 53,331 SBA COMMUNICATIONS CORP COM 78388J106 32.24 800 SH C SHARED 800 SBA COMMUNICATIONS CORP COM 78388J106 245.83 6,100 SH SHARED 6,100 SBA COMMUNICATIONS CORP COM 78388J106 300.07 7,446 SH SHARED 7,446 SBA COMMUNICATIONS NOTE CORP 0.375%12/0 78388JAJ5 6.01 5,000 PRN SHARED 01 5,000 SCANA CORP NEW COM 80589M102 9177.07 227,606 SH SHARED 01 227,606 SCANA CORP NEW COM 80589M102 172.17 4,270 SH SHARED 20 4,270 SCANA CORP NEW COM 80589M102 24.60 610 SH SHARED 21 610 SCANA CORP NEW COM 80589M102 64.51 1,600 SH C SHARED 1,600 SCANA CORP NEW COM 80589M102 254.02 6,300 SH SHARED 6,300 SCANSOURCE INC COM 806037107 264.89 9,549 SH SHARED 01 9,549 SCANSOURCE INC COM 806037107 3.55 128 SH SHARED 21 128 SCBT FINANCIAL CORP COM 78401V102 35.18 1,128 SH SHARED 01 1,128

SCHEIN HENRY INC COM 806407102 6049.15 103,263 SH SHARED 01 103,263 SCHEIN HENRY INC COM 806407102 551.82 9,420 SH SHARED 20 9,420 SCHEIN HENRY INC COM 806407102 66.78 1,140 SH SHARED 21 1,140 SCHEIN HENRY INC COM 806407102 357.34 6,100 SH SHARED 6,100 SCHEIN HENRY INC COM 806407102 1130.59 19,300 SH C SHARED 19,300 SCHIFF NUTRITION INTL INC COM 806693107 12.30 1,500 SH SHARED 01 1,500 SCHLUMBERGER LTD COM 806857108 111676.44 1,812,635 SH SHARED 01 1,812,635 SCHLUMBERGER LTD COM 806857108 1368.97 22,220 SH SHARED 20 22,220 SCHLUMBERGER LTD COM 806857108 73.01 1,185 SH SHARED 21 1,185 SCHLUMBERGER LTD COM 806857108 16792.11 272,555 SH SHARED 272,555 SCHLUMBERGER LTD COM 806857108 27163.17 440,889 SH C SHARED 440,889 SCHLUMBERGER LTD COM 806857108 27669.05 449,100 SH P SHARED 449,100 SCHLUMBERGER LTD COM 806857108 46578.45 756,021 SH SHARED 756,021 SCHMITT INDS INC ORE COM NEW 806870200 91.93 36,920 SH SOLE 36,920 SCHNITZER STL INDS CL A 806882106 1507.93 31,233 SH SHARED 01 31,233 SCHNITZER STL INDS CL A 806882106 357.27 7,400 SH P SHARED 7,400 SCHNITZER STL INDS CL A 806882106 3688.59 76,400 SH C SHARED 76,400 SCHOLASTIC CORP COM 807066105 887.01 31,884 SH SHARED 01 31,884 SCHOLASTIC CORP COM 807066105 1932.35 69,459 SH SHARED 69,459 SCHOOL SPECIALTY INC COM 807863105 15.96 1,226 SH SHARED 01 1,226 SCHOOL SPECIALTY INC COM 807863105 3.06 235 SH SHARED 20 235 SCHOOL SPECIALTY INC COM 807863105 42.61 3,273 SH SHARED 3,273 SCHULMAN A INC COM 808194104 38.49 1,910 SH SHARED 01 1,910 SCHULMAN A INC COM 808194104 2.02 100 SH C SHARED 100 SCHWAB CHARLES CORP NEW COM 808513105 11946.30 859,446 SH SHARED 01 859,446 SCHWAB CHARLES CORP NEW COM 808513105 11.69 841 SH SHARED 21 841 SCHWAB CHARLES CORP NEW COM 808513105 236.30 17,000 SH P SHARED 17,000 SCHWAB CHARLES CORP NEW COM 808513105 838.17 60,300 SH C SHARED 60,300 SCHWAB CHARLES CORP NEW COM 808513105 854.32 61,462 SH SHARED 61,462 SCHWAB CHARLES CORP NEW COM 808513105 1457.48 104,855 SH SHARED 104,855 SCHWAB EMRG MKTEQ STRATEGIC TR ETF 808524706 403.94 14,900 SH P SOLE 14,900 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 157.38 6,000 SH P SOLE 6,000 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 445.91 17,000 SH C SOLE 17,000 SCHWAB INTL SCEQT STRATEGIC TR ETF 808524888 10.31 389 SH SOLE 389 SCHWAB INTL SCEQT STRATEGIC TR ETF 808524888 60.97 2,300 SH C SOLE 2,300 SCHWAB INTL SCEQT STRATEGIC TR ETF 808524888 212.08 8,000 SH P SOLE 8,000 SCHWAB SHT TM US STRATEGIC TR TRES 808524862 501.60 10,000 SH C SOLE 10,000 SCHWAB SHT TM US STRATEGIC TR TRES 808524862 533.70 10,640 SH SOLE 10,640 SCHWAB SHT TM US STRATEGIC TR TRES 808524862 1499.78 29,900 SH P SOLE 29,900 SCHWAB US BRD MKT STRATEGIC TR ETF 808524102 41.03 1,500 SH C SOLE 1,500 SCHWAB US BRD MKT STRATEGIC TR ETF 808524102 109.40 4,000 SH P SOLE 4,000 SCHWAB US LCAP GR STRATEGIC TR ETF 808524300 26.89 1,000 SH C SOLE 1,000 SCHWAB US LCAP GR STRATEGIC TR ETF 808524300 107.56 4,000 SH P SOLE 4,000 SCHWAB US LCAP VA STRATEGIC TR ETF 808524409 25.93 1,000 SH C SOLE 1,000 SCHWAB US LCAP VA STRATEGIC TR ETF 808524409 25.93 1,000 SH P SOLE 1,000 SCHWAB US LRG CAP STRATEGIC TR ETF 808524201 86.69 3,200 SH C SOLE 3,200 SCHWAB US LRG CAP STRATEGIC TR ETF 808524201 135.45 5,000 SH P SOLE 5,000 SCHWAB US SML CAP STRATEGIC TR ETF 808524607 153.82 5,200 SH C SOLE 5,200 SCHWAB US SML CAP STRATEGIC TR ETF 808524607 159.73 5,400 SH P SOLE 5,400

SCHWEITZER- MAUDUI INTL INC COM 808541106 36.15 620 SH SHARED 01 620 SCHWEITZER- MAUDUI INTL INC COM 808541106 151.66 2,601 SH SHARED 2,601 SCHWEITZER- MAUDUI INTL INC COM 808541106 4314.94 74,000 SH P SHARED 74,000 SCHWEITZER- MAUDUI INTL INC COM 808541106 4326.60 74,200 SH C SHARED 74,200 SCICLONE PHARMACEUTICALS INC COM 80862K104 4.22 1,600 SH SHARED 01 1,600 SCICLONE PHARMACEUTICALS INC COM 80862K104 16.33 6,185 SH SHARED 6,185 SCIENTIFIC GAMES CORP CL A 80874P109 8.36 863 SH SHARED 01 863 SCIENTIFIC GAMES CORP CL A 80874P109 8.72 900 SH C SHARED 900 SCIENTIFIC GAMES CORP CL A 80874P109 38.76 4,000 SH P SHARED 4,000 SCIENTIFIC LEARNING CORP COM 808760102 20.72 4,400 SH SHARED 01 4,400 SCOLR PHARMA INC COM 78402X107 11.20 20,000 SH SHARED 01 20,000 SCOTTS MIRACLE GRO CO CL A 810186106 3032.52 58,622 SH SHARED 01 58,622 SCOTTS MIRACLE GRO CO CL A 810186106 16.29 315 SH SHARED 20 315 SCOTTS MIRACLE GRO CO CL A 810186106 12.98 251 SH SHARED 21 251 SCOTTS MIRACLE GRO CO CL A 810186106 154.57 2,988 SH SHARED 2,988 SCOTTS MIRACLE GRO CO CL A 810186106 227.61 4,400 SH C SHARED 4,400 SCRIPPS E W CO OHIO CL A NEW 811054402 163.79 20,785 SH SHARED 01 20,785 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 3313.52 69,641 SH SHARED 01 69,641 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 218.87 4,600 SH SHARED 4,600 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 2393.27 50,300 SH C SHARED 50,300 SEABOARD CORP COM 811543107 1.77 1 SH SHARED 01 1 SEABRIDGE GOLD INC COM 811916105 560.89 19,557 SH SHARED 01 19,557 SEABRIDGE GOLD INC COM 811916105 906.52 31,608 SH SHARED 31,608 SEABRIDGE GOLD INC COM 811916105 1307.81 45,600 SH C SHARED 45,600 SEABRIDGE GOLD INC COM 811916105 4838.32 168,700 SH P SHARED 168,700 SEABRIGHT HOLDINGS INC COM 811656107 4.55 564 SH SHARED 01 564 SEACHANGE INTL INC COM 811699107 22.99 3,102 SH SHARED 01 3,102 SEACOAST BKG CORP FLA COM 811707306 9.77 8,008 SH SOLE 8,008 SEACOR HOLDINGS INC COM 811904101 42.84 503 SH SHARED 01 503 SEACOR HOLDINGS INC COM 811904101 229.76 2,698 SH SHARED 2,698 SEADRILL LIMITED SHS G7945E105 5384.14 185,724 SH SHARED 01 185,724 SEADRILL LIMITED SHS G7945E105 249.31 8,600 SH C SHARED 8,600 SEADRILL LIMITED SHS G7945E105 295.78 10,203 SH SHARED 10,203 SEADRILL LIMITED SHS G7945E105 310.19 10,700 SH P SHARED 10,700 SEADRILL LIMITED SHS G7945E105 509.24 17,566 SH SHARED 17,566 SEAGATE TECHNOLOGY PLC SHS G7945M107 5413.03 459,705 SH SHARED 01 459,705 SEAGATE TECHNOLOGY PLC SHS G7945M107 663.70 56,365 SH SHARED 20 56,365 SEAGATE TECHNOLOGY PLC SHS G7945M107 349.72 29,700 SH SHARED 29,700 SEAGATE TECHNOLOGY PLC SHS G7945M107 2678.81 227,500 SH P SHARED 227,500 SEAGATE TECHNOLOGY PLC SHS G7945M107 2754.17 233,900 SH C SHARED 233,900 SEAGATE TECHNOLOGY PLC SHS G7945M107 11585.43 983,901 SH SHARED 983,901 SEAHAWK DRILLING INC COM 81201R107 16.92 2,000 SH SHARED 01 2,000 SEAHAWK DRILLING INC COM 81201R107 29.23 3,455 SH SHARED 3,455 SEALED AIR CORP NEW COM 81211K100 4852.89 215,876 SH SHARED 01 215,876 SEALED AIR CORP NEW COM 81211K100 1.69 75 SH SHARED 21 75 SEALED AIR CORP NEW COM 81211K100 51.70 2,300 SH C SHARED 2,300 SEALED AIR CORP NEW COM 81211K100 75.87 3,375 SH SHARED 3,375 SEALED AIR CORP NEW COM 81211K100 278.75 12,400 SH SHARED 12,400 SR SECD 3RD SEALY CORP 8% 812139400 43.38 607 SH SOLE 607

SEANERGY MARITIME HLDGS CORP SHS Y73760103 3.98 3,585 SH SOLE 3,585 SEARCHMEDIA *W EXP HOLDINGS LTD 11/19/201 G8005Y114 134.12 349,272 SH SOLE 349,272 SEARS HLDGS CORP COM 812350106 368.20 5,104 SH SHARED 01 5,104 SEARS HLDGS CORP COM 812350106 201.99 2,800 SH SHARED 2,800 SEARS HLDGS CORP COM 812350106 2373.41 32,900 SH C SHARED 32,900 SEARS HLDGS CORP COM 812350106 2532.11 35,100 SH P SHARED 35,100 SEASPAN CORP SHS Y75638109 251.54 20,384 SH SHARED 01 20,384 SEASPAN CORP SHS Y75638109 35.79 2,900 SH C SHARED 2,900 SEASPAN CORP SHS Y75638109 265.31 21,500 SH P SHARED 21,500 SEATTLE GENETICS INC COM 812578102 1301.88 83,830 SH SHARED 01 83,830 SEATTLE GENETICS INC COM 812578102 1987.84 128,000 SH SHARED 13 128,000 SEATTLE GENETICS INC COM 812578102 43.48 2,800 SH P SHARED 2,800 SEATTLE GENETICS INC COM 812578102 96.29 6,200 SH C SHARED 6,200 SEI INVESTMENTS CO COM 784117103 1829.93 89,967 SH SHARED 01 89,967 SEI INVESTMENTS CO COM 784117103 140.24 6,895 SH SHARED 20 6,895 SEI INVESTMENTS CO COM 784117103 14.01 689 SH SHARED 21 689 SEI INVESTMENTS CO COM 784117103 268.49 13,200 SH SHARED 13,200 SEI INVESTMENTS CO COM 784117103 797.12 39,190 SH SHARED 39,190 SELECT COMFORT CORP COM 81616X103 866.79 127,845 SH SHARED 01 127,845 SELECT COMFORT CORP COM 81616X103 2.03 300 SH C SHARED 300 SELECT COMFORT CORP COM 81616X103 40.01 5,901 SH SHARED 5,901 SELECT MED HLDGS CORP COM 81619Q105 0.63 82 SH SHARED 01 82 SELECT MED HLDGS CORP COM 81619Q105 11.55 1,500 SH P SHARED 1,500 SELECT MED HLDGS CORP COM 81619Q105 13.86 1,800 SH C SHARED 1,800 SELECT SECTOR SBI CONS SPDR TR DISCR 81369Y407 18299.73 547,732 SH SHARED 01 547,732 SELECT SECTOR SBI CONS SPDR TR DISCR 81369Y407 4059.32 121,500 SH C SHARED 121,500 SELECT SECTOR SBI CONS SPDR TR DISCR 81369Y407 12886.24 385,700 SH P SHARED 385,700 SELECT SECTOR SBI CONS SPDR TR STPLS 81369Y308 47925.44 1,718,990 SH SHARED 01 1,718,990 SELECT SECTOR SBI CONS SPDR TR STPLS 81369Y308 1962.75 70,400 SH C SHARED 70,400 SELECT SECTOR SBI CONS SPDR TR STPLS 81369Y308 2595.63 93,100 SH P SHARED 93,100 SELECT SECTOR SBI CONS SPDR TR STPLS 81369Y308 8181.47 293,453 SH SHARED 293,453 SELECT SECTOR SBI SPDR TR HEALTHCARE 81369Y209 12698.29 416,474 SH SHARED 01 416,474 SELECT SECTOR SBI SPDR TR HEALTHCARE 81369Y209 18632.44 611,100 SH C SHARED 611,100 SELECT SECTOR SBI SPDR TR HEALTHCARE 81369Y209 26123.83 856,800 SH P SHARED 856,800 SELECT SECTOR SBI SPDR TR HEALTHCARE 81369Y209 31401.65 1,029,900 SH SHARED 1,029,900 SELECT SECTOR SBI SPDR TR INT-ENERGY 81369Y506 28268.31 504,251 SH SHARED 01 504,251 SELECT SECTOR SBI SPDR TR INT-ENERGY 81369Y506 7733.25 137,946 SH SHARED 137,946 SELECT SECTOR SBI SPDR TR INT-ENERGY 81369Y506 35340.22 630,400 SH C SHARED 630,400 SELECT SECTOR SBI SPDR TR INT-ENERGY 81369Y506 46922.22 837,000 SH P SHARED 837,000 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 33889.30 2,362,447 SH SHARED 01 2,362,447 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 24.39 1,700 SH SHARED 1,700 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 45743.11 3,188,784 SH SHARED 3,188,784 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 48926.49 3,410,700 SH C SHARED 3,410,700 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 57808.92 4,029,900 SH P SHARED 4,029,900 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 49547.68 1,584,005 SH SHARED 01 1,584,005 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 23.21 742 SH SHARED 21 742 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 55808.26 2,424,338 SH SHARED 01 2,424,338 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 20.07 872 SH SHARED 21 872 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 16377.37 711,441 SH SHARED 711,441

SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 52055.13 2,261,300 SH C SHARED 2,261,300 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 97627.82 4,241,000 SH P SHARED 4,241,000 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 41879.87 1,334,604 SH SHARED 01 1,334,604 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 10477.78 333,900 SH C SHARED 333,900 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 32908.08 1,048,696 SH SHARED 1,048,696 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 36670.67 1,168,600 SH P SHARED 1,168,600 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 15391.62 469,543 SH SHARED 01 469,543 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 4130.28 126,000 SH C SHARED 126,000 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 4864.55 148,400 SH P SHARED 148,400 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 14974.17 456,808 SH SHARED 456,808 SELECTICA INC COM NEW 816288203 2.04 419 SH SOLE 419 SELECTIVE INS GROUP INC COM 816300107 11.83 726 SH SHARED 01 726 SELIGMAN PREM TECHNO GRWTH F COM 81634U107 261.90 13,916 SH SHARED 01 13,916 SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 1204.32 43,457 SH SHARED 01 43,457 SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 5952.75 214,800 SH C SHARED 214,800 SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 11348.47 409,500 SH P SHARED 409,500 SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 15394.49 555,497 SH SHARED 555,497 SEMICONDUCTOR MFG INTL CORP SPONSORED ADR 81663N206 420.49 118,449 SH SOLE 118,449 SEMPRA ENERGY COM 816851109 18098.59 336,405 SH SHARED 01 336,405 SEMPRA ENERGY COM 816851109 51.59 959 SH SHARED 21 959 SEMPRA ENERGY COM 816851109 21.52 400 SH C SHARED 400 SEMPRA ENERGY COM 816851109 26.90 500 SH P SHARED 500 SEMPRA ENERGY COM 816851109 566.68 10,533 SH SHARED 10,533 SEMPRA ENERGY COM 816851109 710.16 13,200 SH SHARED 13,200 SEMTECH CORP COM 816850101 5.11 253 SH SHARED 01 253 SEMTECH CORP COM 816850101 10.10 500 SH C SHARED 500 SEMTECH CORP COM 816850101 36.08 1,787 SH SHARED 1,787 SENECA FOODS CORP NEW CL A 817070501 31.22 1,192 SH SHARED 01 1,192 SENECA FOODS CORP NEW CL B 817070105 19.79 756 SH SOLE 756 SENESCO TECHNOLOGIES INC COM NEW 817208408 2.73 9,000 SH SHARED 01 9,000 SENESCO TECHNOLOGIES INC COM NEW 817208408 1.21 3,997 SH SHARED 3,997 SENIOR HSG PPTYS TR SH BEN INT 81721M109 7461.60 317,515 SH SHARED 01 317,515 SENIOR HSG PPTYS TR SH BEN INT 81721M109 159.68 6,795 SH SHARED 20 6,795 SENIOR HSG PPTYS TR SH BEN INT 81721M109 47.00 2,000 SH P SHARED 2,000 SENIOR HSG PPTYS TR SH BEN INT 81721M109 70.50 3,000 SH C SHARED 3,000 SENIOR HSG PPTYS TR SH BEN INT 81721M109 171.79 7,310 SH SHARED 7,310 SENIOR HSG PPTYS TR SH BEN INT 81721M109 372.66 15,858 SH SHARED 15,858 SENOMYX INC COM 81724Q107 130.34 32,748 SH SHARED 01 32,748 SENOMYX INC COM 81724Q107 10.22 2,568 SH SHARED 2,568 SENSATA TECHNOLOGIES HLDG BV SHS N7902X106 88.49 4,478 SH SHARED 01 4,478 SENSATA TECHNOLOGIES HLDG BV SHS N7902X106 22.88 1,158 SH SHARED 1,158 SENSIENT TECHNOLOGIES CORP COM 81725T100 1379.09 45,231 SH SHARED 01 45,231 SENSIENT TECHNOLOGIES CORP COM 81725T100 10.67 350 SH SHARED 21 350 SENSIENT TECHNOLOGIES CORP COM 81725T100 113.73 3,730 SH SHARED 3,730 SEQUENOM INC COM NEW 817337405 31.94 4,557 SH SHARED 01 4,557 SEQUENOM INC COM NEW 817337405 1851.34 264,100 SH SHARED 13 264,100 SEQUENOM INC COM NEW 817337405 91.83 13,100 SH P SHARED 13,100 SEQUENOM INC COM NEW 817337405 191.25 27,283 SH SHARED 27,283 SEQUENOM INC COM NEW 817337405 1211.33 172,800 SH C SHARED 172,800

SERACARE LIFE SCIENCES INC D COM 81747T104 214.55 58,782 SH SOLE 58,782 SERVICE CORP INTL COM 817565104 134.57 15,611 SH SHARED 01 15,611 SERVICE CORP INTL COM 817565104 241.31 27,994 SH SHARED 27,994 SERVOTRONICS INC COM 817732100 8.15 815 SH SOLE 815 FRNT SESI L L C 1.500%12/1 78412FAH7 15.50 16,000 PRN SHARED 01 16,000 FRNT SESI L L C 1.500%12/1 78412FAH7 1056.91 1,091,000 PRN SHARED 1,091,000 SEVERN BANCORP ANNAPOLIS MD COM 81811M100 0.80 224 SH SOLE 224 SHAMIR OPTICAL INDUSTRY LTD SHS M83683108 9.01 839 SH SOLE 839 SHANDA GAMES SP ADR REPTG LTD A 81941U105 225.65 42,098 SH SHARED 01 42,098 SHANDA GAMES SP ADR REPTG LTD A 81941U105 0.54 100 SH P SHARED 100 SHANDA GAMES SP ADR REPTG LTD A 81941U105 17.15 3,200 SH C SHARED 3,200 SHANDA GAMES SP ADR REPTG LTD A 81941U105 96.23 17,953 SH SHARED 17,953 SHANDA INTERACTIVE ENTMT LTD SPONSORED ADR 81941Q203 726.55 18,558 SH SHARED 01 18,558 SHANDA INTERACTIVE ENTMT LTD SPONSORED ADR 81941Q203 26.43 675 SH SHARED 675 SHARPS COMPLIANCE CORP COM 820017101 1.50 300 SH SHARED 01 300 SHARPS COMPLIANCE CORP COM 820017101 8.00 1,600 SH SHARED 1,600 SHAW COMMUNICATIONS INC CL B CONV 82028K200 361.47 16,423 SH SHARED 01 16,423 SHAW COMMUNICATIONS INC CL B CONV 82028K200 150.48 6,837 SH SHARED 6,837 SHAW COMMUNICATIONS INC CL B CONV 82028K200 387.38 17,600 SH SHARED 17,600 SHAW GROUP INC COM 820280105 3106.82 92,575 SH SHARED 01 92,575 SHAW GROUP INC COM 820280105 174.51 5,200 SH P SHARED 5,200 SHAW GROUP INC COM 820280105 630.93 18,800 SH C SHARED 18,800 SHAW GROUP INC COM 820280105 3733.25 111,241 SH SHARED 111,241 SHENANDOAH TELE COMMUNICATION COM 82312B106 0.45 25 SH SHARED 01 25 SHENGDA TECH INC COM 823213103 2.64 500 SH SHARED 01 500 SHENGDA TECH INC COM 823213103 0.01 1 SH SHARED 1 SHENGKAI INNOVATIONS INC COM 82321P104 0.99 154 SH SOLE 154 SHERWIN WILLIAMS CO COM 824348106 7522.64 100,115 SH SHARED 01 100,115 SHERWIN WILLIAMS CO COM 824348106 2856.07 38,010 SH SHARED 20 38,010 SHERWIN WILLIAMS CO COM 824348106 9.62 128 SH SHARED 21 128 SHERWIN WILLIAMS CO COM 824348106 495.92 6,600 SH SHARED 6,600 SHERWIN WILLIAMS CO COM 824348106 826.54 11,000 SH P SHARED 11,000 SHERWIN WILLIAMS CO COM 824348106 5086.98 67,700 SH C SHARED 67,700 SHERWIN WILLIAMS CO COM 824348106 28293.22 376,540 SH SHARED 376,540 SHILOH INDS INC COM 824543102 3.82 395 SH SOLE 395 SHINER INTL INC COM 824568109 0.16 142 SH SOLE 142 SHINHAN FINANCIAL SPN ADR GROUP CO L RESTRD 824596100 465.14 6,066 SH SHARED 01 6,066 SHINHAN FINANCIAL SPN ADR GROUP CO L RESTRD 824596100 621.49 8,105 SH SHARED 20 8,105 SHINHAN FINANCIAL SPN ADR GROUP CO L RESTRD 824596100 1754.36 22,879 SH SHARED 22,879 SHIP FINANCE INTERNATIONAL L SHS G81075106 333.75 17,177 SH SHARED 01 17,177 SHIP FINANCE INTERNATIONAL L SHS G81075106 89.38 4,600 SH P SHARED 4,600 SHIP FINANCE INTERNATIONAL L SHS G81075106 645.08 33,200 SH C SHARED 33,200 SHIRE PLC SPONSORED ADR 82481R106 997.56 14,827 SH SHARED 01 14,827 SHIRE PLC SPONSORED ADR 82481R106 5812.99 86,400 SH SHARED 13 86,400 SHIRE PLC SPONSORED ADR 82481R106 2364.62 35,146 SH SHARED 35,146 SHOE CARNIVAL INC COM 824889109 2.63 130 SH SHARED 01 130 SHORE BANCSHARES INC COM 825107105 2.84 300 SH SHARED 01 300 SHORE BANCSHARES INC COM 825107105 7.57 799 SH SHARED 799 SHORETEL INC COM 825211105 3.72 750 SH SHARED 01 750

SHORETEL INC COM 825211105 92.35 18,619 SH SHARED 18,619 SHUFFLE MASTER INC COM 825549108 108.81 12,938 SH SHARED 01 12,938 SHUFFLE MASTER INC COM 825549108 4.21 500 SH P SHARED 500 SHUFFLE MASTER INC COM 825549108 1597.90 190,000 SH C SHARED 190,000 SHUTTERFLY INC COM 82568P304 117.96 4,537 SH SOLE 4,537 SIEMENS A G SPONSORED ADR 826197501 10839.65 102,843 SH SHARED 01 102,843 SIEMENS A G SPONSORED ADR 826197501 52.49 498 SH SHARED 21 498 SIEMENS A G SPONSORED ADR 826197501 675.61 6,410 SH SHARED 6,410 SIERRA WIRELESS INC COM 826516106 10.37 1,000 SH SHARED 01 1,000 SIERRA WIRELESS INC COM 826516106 210.24 20,274 SH SHARED 20,274 SIERRA WIRELESS INC COM 826516106 236.44 22,800 SH P SHARED 22,800 SIFCO INDS INC COM 826546103 39.63 3,339 SH SOLE 3,339 SIFY TECHNOLOGIES LIMITED SPONSORED ADR 82655M107 3.14 1,062 SH SHARED 01 1,062 SIFY TECHNOLOGIES LIMITED SPONSORED ADR 82655M107 0.74 250 SH SHARED 250 SIFY TECHNOLOGIES LIMITED SPONSORED ADR 82655M107 5.02 1,696 SH SHARED 1,696 SIGA TECHNOLOGIES INC COM 826917106 54.99 6,500 SH SHARED 01 6,500 SIGA TECHNOLOGIES INC COM 826917106 47.38 5,600 SH C SHARED 5,600 SIGMA ALDRICH CORP COM 826552101 2856.46 47,308 SH SHARED 01 47,308 SIGMA ALDRICH CORP COM 826552101 181.14 3,000 SH P SHARED 3,000 SIGMA ALDRICH CORP COM 826552101 537.38 8,900 SH SHARED 8,900 SIGMA ALDRICH CORP COM 826552101 1624.22 26,900 SH C SHARED 26,900 SIGMA DESIGNS INC COM 826565103 5.50 479 SH SHARED 01 479 SIGMA DESIGNS INC COM 826565103 29.87 2,600 SH P SHARED 2,600 SIGMA DESIGNS INC COM 826565103 52.85 4,600 SH C SHARED 4,600 SIGMA DESIGNS INC COM 826565103 193.68 16,856 SH SHARED 16,856 SIGMATRON INTL INC COM 82661L101 2.93 500 SH SHARED 01 500 SIGMATRON INTL INC COM 82661L101 5.62 961 SH SHARED 961 SIGNATURE BK *W EXP NEW YORK N Y 12/12/201 82669G112 7.36 400 SH SOLE 400 SIGNATURE BK NEW YORK N Y COM 82669G104 1939.24 49,929 SH SHARED 01 49,929 SIGNATURE BK NEW YORK N Y COM 82669G104 10.88 280 SH SHARED 20 280 SIGNATURE BK NEW YORK N Y COM 82669G104 22.33 575 SH SHARED 21 575 SIGNET JEWELERS LIMITED SHS G81276100 3.62 114 SH SHARED 01 114 SIGNET JEWELERS LIMITED SHS G81276100 3820.29 120,362 SH SHARED 120,362 SILGAN HOLDINGS INC COM 827048109 1418.32 44,742 SH SHARED 01 44,742 SILGAN HOLDINGS INC COM 827048109 10.14 320 SH SHARED 20 320 SILGAN HOLDINGS INC COM 827048109 16.14 509 SH SHARED 21 509 SILGAN HOLDINGS INC COM 827048109 3.17 100 SH C SHARED 100 SILICOM LTD ORD M84116108 35.16 2,526 SH SOLE 2,526 SILICON GRAPHICS INTL CORP COM 82706L108 150.75 19,426 SH SHARED 01 19,426 SILICON GRAPHICS INTL CORP COM 82706L108 159.24 20,520 SH SHARED 20,520 SILICON GRAPHICS INTL CORP COM 82706L108 266.94 34,400 SH P SHARED 34,400 SILICON IMAGE INC COM 82705T102 75.52 15,800 SH SHARED 01 15,800 SILICON IMAGE INC COM 82705T102 3.55 743 SH SHARED 743 SILICON IMAGE INC COM 82705T102 54.97 11,500 SH C SHARED 11,500 SILICON LABORATORIES INC COM 826919102 1139.01 31,078 SH SHARED 01 31,078 SILICON LABORATORIES INC COM 826919102 7.22 197 SH SHARED 21 197 SILICON LABORATORIES INC COM 826919102 747.66 20,400 SH C SHARED 20,400 SILICON LABORATORIES INC COM 826919102 1286.42 35,100 SH P SHARED 35,100 SILICON LABORATORIES INC COM 826919102 2097.96 57,243 SH SHARED 57,243

SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 66.49 12,200 SH SHARED 01 12,200 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 78.19 14,347 SH SHARED 14,347 SILICONWARE PRECISION INDS SPONSD ADR L SPL 827084864 328.81 60,666 SH SHARED 01 60,666 SILICONWARE PRECISION INDS SPONSD ADR L SPL 827084864 2227.49 410,976 SH SHARED 410,976 SILVER STD RES INC COM 82823L106 19474.37 974,693 SH SHARED 01 974,693 SILVER STD RES INC COM 82823L106 587.41 29,400 SH C SHARED 29,400 SILVER STD RES INC COM 82823L106 1798.20 90,000 SH P SHARED 90,000 SILVER WHEATON CORP COM 828336107 20711.82 777,179 SH SHARED 01 777,179 SILVER WHEATON CORP COM 828336107 325.66 12,220 SH SHARED 12,220 SILVER WHEATON CORP COM 828336107 6237.81 234,064 SH SHARED 234,064 SILVER WHEATON CORP COM 828336107 8144.24 305,600 SH P SHARED 305,600 SILVER WHEATON CORP COM 828336107 218387.69 8,194,660 SH C SHARED 8,194,660 SILVERCORP METALS INC COM 82835P103 15620.76 1,886,565 SH SHARED 01 1,886,565 SILVERCORP METALS INC COM 82835P103 149.87 18,100 SH P SHARED 18,100 SILVERCORP METALS INC COM 82835P103 205.34 24,800 SH C SHARED 24,800 SILVERCORP METALS INC COM 82835P103 410.65 49,595 SH SHARED 49,595 SIMCERE PHARMACEUTICAL GROUP SPON ADR 82859P104 583.94 58,924 SH SHARED 01 58,924 SIMCERE PHARMACEUTICAL GROUP SPON ADR 82859P104 9.95 1,004 SH SHARED 1,004 SIMON PPTY GROUP INC NEW COM 828806109 24267.37 261,671 SH SHARED 01 261,671 SIMON PPTY GROUP INC NEW COM 828806109 33.66 363 SH SHARED 21 363 SIMON PPTY GROUP INC NEW COM 828806109 4852.25 52,321 SH SHARED 52,321 SIMON PPTY GROUP INC NEW COM 828806109 5703.51 61,500 SH C SHARED 61,500 SIMON PPTY GROUP INC NEW COM 828806109 13731.18 148,061 SH SHARED 148,061 SIMON PPTY GROUP INC NEW COM 828806109 46870.80 505,400 SH P SHARED 505,400 SIMPSON MANUFACTURING CO INC COM 829073105 788.89 30,601 SH SHARED 01 30,601 SIMPSON MANUFACTURING CO INC COM 829073105 18.43 715 SH SHARED 21 715 SIMPSON MANUFACTURING CO INC COM 829073105 25.78 1,000 SH C SHARED 1,000 SIMS METAL MANAGEMENT LTD SPONS ADR 829160100 622.88 36,640 SH SHARED 01 36,640 SIMS METAL MANAGEMENT LTD SPONS ADR 829160100 2441.30 143,606 SH SHARED 143,606 SIMULATIONS PLUS INC COM 829214105 21.78 7,643 SH SHARED 01 7,643 SINA CORP ORD G81477104 579.60 11,459 SH SHARED 01 11,459 SINA CORP ORD G81477104 1335.82 26,410 SH SHARED 26,410 SINA CORP ORD G81477104 1729.84 34,200 SH P SHARED 34,200 SINA CORP ORD G81477104 5214.80 103,100 SH C SHARED 103,100 SINCLAIR BROADCAST GROUP INC CL A 829226109 35.79 5,099 SH SHARED 01 5,099 SINCLAIR BROADCAST SDCV 6.000% GROUP INC 9/1 829226AV1 58.95 60,000 PRN SOLE 60,000 SINGAPORE FD INC COM 82929L109 19.89 1,271 SH SHARED 01 1,271 SINO CLEAN ENERGY INC COM NEW 82936G200 0.66 114 SH SOLE 114 SINO GLOBAL SHIPPING AMER LT COM 82935V109 0.46 200 SH SHARED 01 200 SINOCOKING COAL & COKE CH IN COM 829357102 8.23 1,000 SH C SOLE 1,000 SINOCOKING COAL & COKE CH IN COM 829357102 70.78 8,600 SH P SOLE 8,600 SINOCOKING COAL & COKE CH IN COM 829357102 196.30 23,852 SH SOLE 23,852 SINOPEC SHANGHAI PETROCHEMIC SPON ADR H 82935M109 30.91 750 SH SHARED 01 750 SINOPEC SHANGHAI PETROCHEMIC SPON ADR H 82935M109 82.96 2,013 SH SHARED 2,013 SINOVAC BIOTECH LTD SHS P8696W104 1.95 500 SH SHARED 01 500 SINOVAC BIOTECH LTD SHS P8696W104 3.12 800 SH SHARED 800 SINOVAC BIOTECH LTD SHS P8696W104 7.02 1,800 SH C SHARED 1,800 SINOVAC BIOTECH LTD SHS P8696W104 12.87 3,300 SH P SHARED 3,300 SIRIUS SATELLITE NOTE RADIO INC 3.250%10/1 82966UAD5 24.75 25,000 PRN SOLE 25,000

SIRIUS XM RADIO INC COM 82967N108 2407.14 2,005,948 SH SHARED 01 2,005,948 SIRIUS XM RADIO INC COM 82967N108 63.12 52,600 SH P SHARED 52,600 SIRIUS XM RADIO INC COM 82967N108 298.20 248,500 SH C SHARED 248,500 SIRIUS XM RADIO INC COM 82967N108 957.94 798,281 SH SHARED 798,281 SIRONA DENTAL SYSTEMS INC COM 82966C103 2407.51 66,801 SH SHARED 01 66,801 SIRONA DENTAL SYSTEMS INC COM 82966C103 380.22 10,550 SH SHARED 20 10,550 SIRONA DENTAL SYSTEMS INC COM 82966C103 162.18 4,500 SH P SHARED 4,500 SIRONA DENTAL SYSTEMS INC COM 82966C103 212.64 5,900 SH C SHARED 5,900 SIX FLAGS ENTMT CORP NEW COM 83001A102 36.88 839 SH SOLE 839 SJW CORP COM 784305104 455.56 18,496 SH SHARED 01 18,496 SK TELECOM LTD SPONSORED ADR 78440P108 6734.49 385,489 SH SHARED 01 385,489 SK TELECOM LTD SPONSORED ADR 78440P108 52.81 3,023 SH SHARED 21 3,023 SK TELECOM LTD SPONSORED ADR 78440P108 260.50 14,911 SH SHARED 14,911 SKECHERS U S A INC CL A 830566105 2280.29 97,075 SH SHARED 01 97,075 SKECHERS U S A INC CL A 830566105 239.60 10,200 SH P SHARED 10,200 SKECHERS U S A INC CL A 830566105 481.55 20,500 SH C SHARED 20,500 SKILLED HEALTHCARE GROUP INC CL A 83066R107 270.97 68,950 SH SHARED 01 68,950 SKYWEST INC COM 830879102 837.60 60,000 SH SHARED 01 60,000 SKYWEST INC COM 830879102 13.96 1,000 SH P SHARED 1,000 SKYWORKS SOLUTIONS INC COM 83088M102 3563.63 172,406 SH SHARED 01 172,406 SKYWORKS SOLUTIONS INC COM 83088M102 28.36 1,372 SH SHARED 21 1,372 SKYWORKS SOLUTIONS INC COM 83088M102 572.56 27,700 SH P SHARED 27,700 SKYWORKS SOLUTIONS INC COM 83088M102 1081.04 52,300 SH C SHARED 52,300 SKYWORKS SOLUTIONS INC COM 83088M102 5658.14 273,737 SH SHARED 273,737 SL GREEN RLTY CORP COM 78440X101 180.43 2,849 SH SHARED 01 2,849 SL GREEN RLTY CORP COM 78440X101 6.33 100 SH SHARED 21 100 SL GREEN RLTY CORP COM 78440X101 113.99 1,800 SH P SHARED 1,800 SL GREEN RLTY CORP COM 78440X101 170.99 2,700 SH C SHARED 2,700 SL GREEN RLTY CORP COM 78440X101 2961.06 46,756 SH SHARED 46,756 SL GREEN RLTY CORP COM 78440X101 20183.65 318,706 SH SHARED 318,706 SLM CORP COM 78442P106 2355.78 203,964 SH SHARED 01 203,964 SLM CORP COM 78442P106 15.17 1,313 SH SHARED 21 1,313 SLM CORP COM 78442P106 203.97 17,660 SH SHARED 17,660 SLM CORP COM 78442P106 4145.30 358,900 SH C SHARED 358,900 SLM CORP COM 78442P106 4654.65 403,000 SH P SHARED 403,000 SLM CORP COM 78442P106 10346.67 895,816 SH SHARED 895,816 SM ENERGY CO COM 78454L100 157.67 4,209 SH SHARED 01 4,209 SM ENERGY CO COM 78454L100 3.75 100 SH P SHARED 100 SM ENERGY CO COM 78454L100 483.23 12,900 SH C SHARED 12,900 SMART BALANCE INC COM 83169Y108 265.88 68,526 SH SHARED 01 68,526 SMART BALANCE INC COM 83169Y108 47.27 12,184 SH SHARED 12,184 SMART MODULAR TECHNOLOGIES I ORD SHS G82245104 34.84 5,777 SH SHARED 01 5,777 SMART MODULAR TECHNOLOGIES I ORD SHS G82245104 19.30 3,200 SH C SHARED 3,200 SMART TECHNOLOGIES CL A SUB VTG INC S 83172R108 3.25 240 SH SHARED 01 240 SMARTHEAT INC COM 83172F104 127.80 20,480 SH SHARED 01 20,480 SMARTHEAT INC COM 83172F104 16.85 2,700 SH P SHARED 2,700 SMARTHEAT INC COM 83172F104 56.78 9,100 SH C SHARED 9,100 SMARTHEAT INC COM 83172F104 1137.68 182,320 SH SHARED 182,320 SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 530.18 11,678 SH SHARED 01 11,678

SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 14.62 322 SH SHARED 21 322 SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 406.97 8,964 SH SHARED 8,964 SMITH & WESSON HLDG CORP COM 831756101 42.66 11,984 SH SHARED 01 11,984 SMITH & WESSON HLDG CORP COM 831756101 5.70 1,600 SH P SHARED 1,600 SMITH & WESSON HLDG CORP COM 831756101 10.68 3,000 SH C SHARED 3,000 SMITH & WESSON HLDG CORP COM 831756101 28.58 8,027 SH SHARED 8,027 SMITH A O COM 831865209 295.59 5,106 SH SHARED 01 5,106 SMITH A O COM 831865209 8.80 152 SH SHARED 21 152 SMITH A O COM 831865209 150.51 2,600 SH P SHARED 2,600 SMITH A O COM 831865209 179.46 3,100 SH C SHARED 3,100 SMITH MICRO SOFTWARE INC COM 832154108 202.69 20,391 SH SHARED 01 20,391 SMITH MICRO SOFTWARE INC COM 832154108 1.99 200 SH C SHARED 200 SMITH MICRO SOFTWARE INC COM 832154108 49.70 5,000 SH P SHARED 5,000 SMITHFIELD FOODS INC COM 832248108 2487.54 147,804 SH SHARED 01 147,804 SMITHFIELD FOODS INC COM 832248108 6.23 370 SH SHARED 20 370 SMITHFIELD FOODS INC COM 832248108 107.71 6,400 SH C SHARED 6,400 SMITHFIELD FOODS INC COM 832248108 107.71 6,400 SH P SHARED 6,400 SMITHFIELD FOODS INC COM 832248108 212.31 12,615 SH SHARED 12,615 SMITHFIELD NOTE 4.000% FOODS INC 6/3 832248AR9 1629.98 1,545,000 PRN SOLE 1,545,000 SMITHTOWN BANCORP INC COM 832449102 6.13 1,622 SH SOLE 1,622 SMTC CORP COM NEW 832682207 2.69 782 SH SOLE 782 SMUCKER J M CO COM NEW 832696405 5677.71 93,800 SH SHARED 01 93,800 SMUCKER J M CO COM NEW 832696405 19.61 324 SH SHARED 21 324 SMUCKER J M CO COM NEW 832696405 48.42 800 SH P SHARED 800 SMUCKER J M CO COM NEW 832696405 296.60 4,900 SH C SHARED 4,900 SMUCKER J M CO COM NEW 832696405 421.89 6,970 SH SHARED 6,970 SMUCKER J M CO COM NEW 832696405 997.84 16,485 SH SHARED 16,485 SMURFIT-STONE CONTAINER CORP COM 83272A104 114.70 6,244 SH SHARED 01 6,244 SMURFIT-STONE CONTAINER CORP COM 83272A104 8826.79 480,500 SH SHARED 480,500 SNAP ON INC COM 833034101 1539.39 33,098 SH SHARED 01 33,098 SNAP ON INC COM 833034101 11.39 245 SH SHARED 20 245 SNAP ON INC COM 833034101 41.86 900 SH C SHARED 900 SNAP ON INC COM 833034101 1741.61 37,446 SH SHARED 37,446 SOCIEDAD QUIMICA MINERA SPON ADR SER DE C B 833635105 2690.97 55,783 SH SHARED 01 55,783 SOCIEDAD QUIMICA MINERA SPON ADR SER DE C B 833635105 224.07 4,645 SH SHARED 20 4,645 SOCIEDAD QUIMICA MINERA SPON ADR SER DE C B 833635105 26.58 551 SH SHARED 21 551 SOCIEDAD QUIMICA MINERA SPON ADR SER DE C B 833635105 258.08 5,350 SH SHARED 5,350 SOCIEDAD QUIMICA MINERA SPON ADR SER DE C B 833635105 2911.62 60,357 SH SHARED 60,357 SOCKET MOBILE INC COM NEW 83368E200 0.09 40 SH SHARED 01 40 SOCKET MOBILE INC COM NEW 83368E200 4.68 2,054 SH SHARED 2,054 SOFTWARE DEPOSITRY HOLDRS TR RCPT 83404B103 166.72 4,000 SH SHARED 01 4,000 SOFTWARE DEPOSITRY HOLDRS TR RCPT 83404B103 2.50 60 SH SHARED 60 SOFTWARE DEPOSITRY HOLDRS TR RCPT 83404B103 116.12 2,786 SH SHARED 2,786 SOHU COM INC COM 83408W103 605.18 10,503 SH SHARED 01 10,503 SOHU COM INC COM 83408W103 1389.91 24,122 SH SHARED 24,122 SOHU COM INC COM 83408W103 4246.59 73,700 SH P SHARED 73,700 SOHU COM INC COM 83408W103 7294.69 126,600 SH C SHARED 126,600 SOLAR CAP LTD COM 83413U100 182.43 8,505 SH SHARED 01 8,505 SOLARFUN POWER HOLDINGS CO L SPONSORED ADR 83415U108 2.96 225 SH SHARED 01 225

SOLARFUN POWER HOLDINGS CO L SPONSORED ADR 83415U108 131.50 10,000 SH C SHARED 10,000 SOLARFUN POWER HOLDINGS CO L SPONSORED ADR 83415U108 186.73 14,200 SH P SHARED 14,200 SOLARFUN POWER HOLDINGS CO L SPONSORED ADR 83415U108 719.88 54,744 SH SHARED 54,744 SOLARWINDS INC COM 83416B109 4.23 245 SH SHARED 01 245 SOLARWINDS INC COM 83416B109 1.73 100 SH C SHARED 100 SOLERA HOLDINGS INC COM 83421A104 1314.55 29,768 SH SHARED 01 29,768 SOLERA HOLDINGS INC COM 83421A104 7677.61 173,859 SH SHARED 173,859 SOLTA MED INC COM 83438K103 83.23 41,614 SH SHARED 01 41,614 SOLTA MED INC COM 83438K103 163.60 81,800 SH SHARED 13 81,800 SOLUTIA INC COM NEW 834376501 1297.41 80,987 SH SHARED 01 80,987 SOLUTIA INC COM NEW 834376501 10.45 652 SH SHARED 21 652 SOLUTIA INC COM NEW 834376501 48.06 3,000 SH P SHARED 3,000 SOLUTIA INC COM NEW 834376501 2298.87 143,500 SH C SHARED 143,500 SOMAXON PHARMACEUTICALS INC COM 834453102 9.73 2,500 SH P SOLE 2,500 SOMAXON PHARMACEUTICALS INC COM 834453102 23.99 6,167 SH SOLE 6,167 SOMAXON PHARMACEUTICALS INC COM 834453102 113.59 29,200 SH C SOLE 29,200 SOMERSET HILLS BANCORP COM 834728107 14.84 1,855 SH SHARED 01 1,855 SOMERSET HILLS BANCORP COM 834728107 3.88 485 SH SHARED 485 SONDE RES CORP COM 835426107 32.12 10,600 SH SHARED 01 10,600 SONESTA INTL HOTELS CORP CL A 835438409 9.11 626 SH SOLE 626 SONIC AUTOMOTIVE INC CL A 83545G102 1812.80 184,415 SH SHARED 01 184,415 SONIC AUTOMOTIVE INC CL A 83545G102 16.71 1,700 SH C SHARED 1,700 SONIC CORP COM 835451105 35.35 4,375 SH SHARED 01 4,375 SONIC CORP COM 835451105 8.89 1,100 SH C SHARED 1,100 SONIC FDRY INC COM NEW 83545R207 132.42 13,059 SH SHARED 01 13,059 SONIC SOLUTIONS COM 835460106 32.69 2,873 SH SHARED 01 2,873 SONIC SOLUTIONS COM 835460106 8.93 785 SH SHARED 20 785 SONIC SOLUTIONS COM 835460106 128.26 11,271 SH SHARED 11,271 SONOCO PRODS CO COM 835495102 1494.27 44,685 SH SHARED 01 44,685 SONOCO PRODS CO COM 835495102 273.14 8,168 SH SHARED 8,168 SONOCO PRODS CO COM 835495102 1665.31 49,800 SH C SHARED 49,800 SONOSITE INC COM 83568G104 1829.14 54,585 SH SHARED 01 54,585 SONUS NETWORKS INC COM 835916107 3.53 1,000 SH SHARED 01 1,000 SONUS NETWORKS INC COM 835916107 18.00 5,100 SH C SHARED 5,100 SONUS NETWORKS INC COM 835916107 55.05 15,596 SH SHARED 15,596 SONY CORP ADR NEW 835699307 7213.91 233,309 SH SHARED 01 233,309 SONY CORP ADR NEW 835699307 88.93 2,876 SH SHARED 21 2,876 SONY CORP ADR NEW 835699307 1.86 60 SH SHARED 60 SORL AUTO PTS INC COM 78461U101 7.79 900 SH C SOLE 900 SOTHEBYS COM 835898107 219.85 5,971 SH SHARED 01 5,971 SOTHEBYS COM 835898107 7.25 197 SH SHARED 21 197 SOTHEBYS COM 835898107 62.59 1,700 SH P SHARED 1,700 SOTHEBYS COM 835898107 7220.40 196,100 SH C SHARED 196,100 NOTE 3.125% SOTHEBYS 6/1 835898AC1 76.63 61,000 PRN SOLE 61,000 SOUFUN HLDGS LTD ADR 836034108 43.67 670 SH SOLE 670 SOUNDBITE COMMUNICATIONS INC COM 836091108 5.63 2,071 SH SOLE 2,071 SOURCE CAP INC COM 836144105 249.45 5,372 SH SHARED 01 5,372 SOURCEFIRE INC COM 83616T108 1579.71 54,775 SH SHARED 01 54,775 SOURCEFIRE INC COM 83616T108 118.24 4,100 SH C SHARED 4,100

SOURCEFIRE INC COM 83616T108 191.30 6,633 SH SHARED 6,633 SOUTH FINL GROUP INC COM 837841105 56.80 200,000 SH SOLE 200,000 SOUTH JERSEY INDS INC COM 838518108 1783.20 36,046 SH SHARED 01 36,046 SOUTH JERSEY INDS INC COM 838518108 29.09 588 SH SHARED 21 588 SOUTHCOAST FINANCIAL CORP COM 84129R100 8.55 2,116 SH SOLE 2,116 SOUTHERN CMNTY FINL CORP COM 842632101 4.84 2,766 SH SOLE 2,766 SOUTHERN CO COM 842587107 46230.48 1,241,420 SH SHARED 01 1,241,420 SOUTHERN CO COM 842587107 698.44 18,755 SH SHARED 20 18,755 SOUTHERN CO COM 842587107 1068.79 28,700 SH P SHARED 28,700 SOUTHERN CO COM 842587107 1794.56 48,189 SH SHARED 48,189 SOUTHERN CO COM 842587107 2043.02 54,861 SH SHARED 54,861 SOUTHERN CO COM 842587107 4062.88 109,100 SH C SHARED 109,100 SOUTHERN CONN BANCORP INC COM 84264A102 10.87 1,937 SH SOLE 1,937 SOUTHERN COPPER CORP COM 84265V105 3359.16 95,648 SH SHARED 01 95,648 SOUTHERN COPPER CORP COM 84265V105 449.54 12,800 SH P SHARED 12,800 SOUTHERN COPPER CORP COM 84265V105 4983.53 141,900 SH C SHARED 141,900 SOUTHERN COPPER CORP COM 84265V105 6817.21 194,112 SH SHARED 194,112 SOUTHERN MO BANCORP INC COM 843380106 4.69 302 SH SOLE 302 SOUTHERN NATL BANCORP OF VA COM 843395104 14.38 2,000 SH SHARED 01 2,000 SOUTHERN NATL BANCORP OF VA COM 843395104 23.25 3,233 SH SHARED 3,233 SOUTHERN UN CO NEW COM 844030106 1069.25 44,441 SH SHARED 01 44,441 SOUTHERN UN CO NEW COM 844030106 24.06 1,000 SH P SHARED 1,000 SOUTHERN UN CO NEW COM 844030106 28.87 1,200 SH C SHARED 1,200 SOUTHERN UN CO NEW COM 844030106 1095.07 45,514 SH SHARED 45,514 SOUTHSIDE BANCSHARES INC COM 84470P109 554.33 29,345 SH SHARED 01 29,345 SOUTHSIDE BANCSHARES INC COM 84470P109 14.55 770 SH SHARED 21 770 SOUTHSIDE BANCSHARES INC COM 84470P109 24.63 1,304 SH SHARED 1,304 SOUTHWEST AIRLS CO COM 844741108 2358.73 180,469 SH SHARED 01 180,469 SOUTHWEST AIRLS CO COM 844741108 5171.56 395,682 SH SHARED 20 395,682 SOUTHWEST AIRLS CO COM 844741108 142.46 10,900 SH SHARED 10,900 SOUTHWEST AIRLS CO COM 844741108 227.42 17,400 SH P SHARED 17,400 SOUTHWEST AIRLS CO COM 844741108 309.76 23,700 SH C SHARED 23,700 SOUTHWEST BANCORP INC OKLA COM 844767103 19.58 1,510 SH SHARED 01 1,510 SOUTHWEST BANCORP INC OKLA COM 844767103 3.96 305 SH SHARED 20 305 SOUTHWEST GA FINL CORP COM 84502A104 134.96 14,995 SH SOLE 14,995 SOUTHWEST GAS CORP COM 844895102 1568.22 46,687 SH SHARED 01 46,687 SOUTHWESTERN ENERGY CO COM 845467109 20514.57 613,474 SH SHARED 01 613,474 SOUTHWESTERN ENERGY CO COM 845467109 648.50 19,393 SH SHARED 20 19,393 SOUTHWESTERN ENERGY CO COM 845467109 4.25 127 SH SHARED 21 127 SOUTHWESTERN ENERGY CO COM 845467109 728.99 21,800 SH SHARED 21,800 SOUTHWESTERN ENERGY CO COM 845467109 2927.17 87,535 SH SHARED 87,535 SOUTHWESTERN ENERGY CO COM 845467109 4149.90 124,100 SH C SHARED 124,100 SOUTHWESTERN ENERGY CO COM 845467109 4487.65 134,200 SH P SHARED 134,200 SOVRAN SELF STORAGE INC COM 84610H108 1598.85 42,186 SH SHARED 01 42,186 SOVRAN SELF STORAGE INC COM 84610H108 3.22 85 SH SHARED 85 SOVRAN SELF STORAGE INC COM 84610H108 3.79 100 SH C SHARED 100 SOVRAN SELF STORAGE INC COM 84610H108 642.03 16,940 SH SHARED 16,940 SPAN AMER MED SYS INC COM 846396109 7.15 500 SH SHARED 01 500 SPAN AMER MED SYS INC COM 846396109 4.77 334 SH SHARED 334

SPANISH BROADCASTING SYS INC CL A 846425882 5.10 5,800 SH SHARED 01 5,800 SPANISH BROADCASTING SYS INC CL A 846425882 1.02 1,161 SH SHARED 1,161 SPANSION INC COM CL A NEW 84649R200 5840.10 390,120 SH SOLE 390,120 SPAR GROUP INC COM 784933103 0.54 540 SH SOLE 540 SPARTAN MTRS INC COM 846819100 34.34 7,400 SH SHARED 01 7,400 SPARTECH CORP COM NEW 847220209 1.81 220 SH SHARED 01 220 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 31201.53 289,144 SH SHARED 01 289,144 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 2065.51 19,141 SH SHARED 19,141 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 67087.65 621,700 SH P SHARED 621,700 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 76065.76 704,900 SH C SHARED 704,900 SPDR GOLD TRUST GOLD SHS 78463V107 415579.46 3,248,999 SH SHARED 01 3,248,999 SPDR GOLD TRUST GOLD SHS 78463V107 12.79 100 SH P SHARED 01 100 SPDR GOLD TRUST GOLD SHS 78463V107 533.77 4,173 SH SHARED 20 4,173 SPDR GOLD TRUST GOLD SHS 78463V107 55.90 437 SH SHARED 21 437 SPDR GOLD TRUST GOLD SHS 78463V107 253683.90 1,983,300 SH P SHARED 1,983,300 SPDR GOLD TRUST GOLD SHS 78463V107 368831.68 2,883,525 SH SHARED 2,883,525 SPDR GOLD TRUST GOLD SHS 78463V107 382450.90 2,990,000 SH C SHARED 2,990,000 SPDR INDEX SHS ASIA PACIF FDS ETF 78463X301 25848.35 311,501 SH SHARED 01 311,501 SPDR INDEX SHS ASIA PACIF FDS ETF 78463X301 84.97 1,024 SH SHARED 21 1,024 SPDR INDEX SHS CONSM SPLS FDS ETF 78463X723 385.14 12,894 SH SHARED 01 12,894 SPDR INDEX SHS CONSM SPLS FDS ETF 78463X723 22.79 763 SH SHARED 763 SPDR INDEX SHS DJ GLB RL ES FDS ETF 78463X749 473.43 13,118 SH SHARED 01 13,118 SPDR INDEX SHS DJ INTL RL FDS ETF 78463X863 4761.98 123,720 SH SHARED 01 123,720 SPDR INDEX SHS DJ INTL RL FDS ETF 78463X863 60.12 1,562 SH SHARED 21 1,562 SPDR INDEX SHS EMERG MKTS FDS ETF 78463X509 9862.72 141,138 SH SHARED 01 141,138 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 541.66 14,755 SH SHARED 01 14,755 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 84.43 2,300 SH SHARED 21 2,300 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 87.92 2,395 SH SHARED 2,395 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 150.51 4,100 SH SHARED 4,100 SPDR INDEX SHS FDS EUROPE ETF 78463X608 8754.26 192,613 SH SHARED 01 192,613 SPDR INDEX SHS FDS EUROPE ETF 78463X608 267.25 5,880 SH SHARED 17 5,880 SPDR INDEX SHS FDS EUROPE ETF 78463X608 25.59 563 SH SHARED 21 563 SPDR INDEX SHS FDS EUROPE ETF 78463X608 22.73 500 SH P SHARED 500 SPDR INDEX SHS FDS EUROPE ETF 78463X608 587.26 12,921 SH SHARED 12,921 SPDR INDEX SHS GLB NAT FDS RESRCE 78463X541 1.02 20 SH SHARED 01 20 SPDR INDEX SHS INTL ENRGY FDS ETF 78463X715 286.56 11,730 SH SHARED 01 11,730 SPDR INDEX SHS INTL ENRGY FDS ETF 78463X715 35.50 1,453 SH SHARED 1,453 SPDR INDEX SHS FDS INTL FINL ETF 78463X699 106.00 5,400 SH SHARED 01 5,400 SPDR INDEX SHS FDS INTL INDS ETF 78463X673 1094.89 42,591 SH SHARED 01 42,591 SPDR INDEX SHS INTL MTRLS FDS SEC 78463X665 812.60 30,699 SH SHARED 01 30,699 SPDR INDEX SHS INTL MTRLS FDS SEC 78463X665 11.73 443 SH SHARED 443 SPDR INDEX SHS FDS INTL TECH ETF 78463X657 22.53 913 SH SOLE 913 SPDR INDEX SHS INTL TELEC FDS ETF 78463X640 8.31 341 SH SOLE 341 SPDR INDEX SHS LATIN AMER FDS ETF 78463X707 6213.94 73,686 SH SHARED 01 73,686 SPDR INDEX SHS LATIN AMER FDS ETF 78463X707 6.24 74 SH SHARED 74 SPDR INDEX SHS MACQU FDS GLBIN100 78463X855 612.61 15,046 SH SHARED 01 15,046 SPDR INDEX SHS MIDEAST FDS AFRICA 78463X806 2146.88 30,306 SH SHARED 01 30,306 SPDR INDEX SHS MIDEAST FDS AFRICA 78463X806 443.10 6,255 SH SHARED 17 6,255 SPDR INDEX SHS MSCI ACWI FDS EXUS 78463X848 520.22 16,447 SH SHARED 01 16,447

SPDR INDEX SHS MSCI ACWI FDS EXUS 78463X848 18.16 574 SH SHARED 574 SPDR INDEX SHS MSCI ACWI FDS EXUS 78463X848 53.77 1,700 SH SHARED 1,700 SPDR INDEX SHS RUSS NOM SC FDS JP 78463X822 1913.98 48,345 SH SHARED 01 48,345 SPDR INDEX SHS RUSS NOM SC FDS JP 78463X822 47.03 1,188 SH SHARED 1,188 SPDR INDEX SHS RUSS NOMURA FDS PR 78463X830 31.48 835 SH SOLE 835 SPDR INDEX SHS S&P BRIC FDS 40ETF 78463X798 3696.90 143,069 SH SHARED 01 143,069 SPDR INDEX SHS S&P BRIC FDS 40ETF 78463X798 17890.53 692,358 SH SHARED 17 692,358 SPDR INDEX SHS S&P BRIC FDS 40ETF 78463X798 497.16 19,240 SH SHARED 19,240 SPDR INDEX SHS S&P BRIC FDS 40ETF 78463X798 5733.74 221,894 SH SHARED 221,894 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 7797.60 102,277 SH SHARED 01 102,277 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 719.48 9,437 SH SHARED 9,437 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 792.90 10,400 SH P SHARED 10,400 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 823.39 10,800 SH C SHARED 10,800 SPDR INDEX SHS S&P EMKTSC FDS ETF 78463X756 6550.77 119,627 SH SHARED 01 119,627 SPDR INDEX SHS S&P EMKTSC FDS ETF 78463X756 87.62 1,600 SH SHARED 21 1,600 SPDR INDEX SHS S&P EMKTSC FDS ETF 78463X756 1930.13 35,247 SH SHARED 35,247 SPDR INDEX SHS FDS S&P INTL CONS 78463X731 816.50 30,270 SH SHARED 01 30,270 SPDR INDEX SHS FDS S&P INTL CONS 78463X731 19.29 715 SH SHARED 715 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 2985.66 55,475 SH SHARED 01 55,475 SPDR INDEX SHS S&P INTL FDS SMLCP 78463X871 1903.97 68,145 SH SHARED 01 68,145 SPDR INDEX SHS S&P RUSSIA FDS ETF 78463X558 45.63 1,522 SH SOLE 1,522 SPDR INDEX SHS S&P WRLD EX FDS US 78463X889 1657.04 68,643 SH SHARED 01 68,643 SPDR INDEX SHS S&PINTL MC FDS ETF 78463X764 1459.64 50,367 SH SHARED 01 50,367 SPDR INDEX SHS STOXX EUR 50 FDS ETF 78463X103 250.86 7,400 SH SHARED 01 7,400 SPDR S&P 500 ETF TR TR UNIT 78462F103 3538.03 31,000 SH P SHARED 01 31,000 SPDR S&P 500 ETF TR TR UNIT 78462F103 196837.73 1,724,680 SH SHARED 01 1,724,680 SPDR S&P 500 ETF TR TR UNIT 78462F103 12797.74 112,133 SH SHARED 17 112,133 SPDR S&P 500 ETF TR TR UNIT 78462F103 72217.36 632,764 SH SHARED 632,764 SPDR S&P 500 ETF TR TR UNIT 78462F103 895543.87 7,846,700 SH SHARED 7,846,700 SPDR S&P 500 ETF TR TR UNIT 78462F103 1120299.17 9,815,992 SH C SHARED 9,815,992 SPDR S&P 500 ETF TR TR UNIT 78462F103 1192099.26 10,445,100 SH P SHARED 10,445,100 SPDR S&P MIDCAP 400 ETF UTSER1 TR S&PDCRP 78467Y107 436.77 3,000 SH P SHARED 01 3,000 SPDR S&P MIDCAP 400 ETF UTSER1 TR S&PDCRP 78467Y107 46795.83 321,422 SH SHARED 01 321,422 SPDR S&P MIDCAP 400 ETF UTSER1 TR S&PDCRP 78467Y107 4760.79 32,700 SH P SHARED 32,700 SPDR S&P MIDCAP 400 ETF UTSER1 TR S&PDCRP 78467Y107 8080.25 55,500 SH C SHARED 55,500 SPDR SERIES BARC CAPTL TRUST ETF 78464A474 863.31 28,361 SH SHARED 01 28,361 SPDR SERIES BARCL CAP TRUST TIPS 78464A656 5188.23 96,114 SH SHARED 01 96,114 SPDR SERIES BARCLY CAP TRUST ETF 78464A367 799.12 20,724 SH SHARED 01 20,724 SPDR SERIES BRCLY CP US TRUST BD 78464A276 525.68 10,087 SH SHARED 01 10,087 SPDR SERIES BRCLYS 1-3MT TRUST ETF 78464A680 26554.58 579,162 SH SHARED 01 579,162 SPDR SERIES BRCLYS 1-3MT TRUST ETF 78464A680 240.44 5,244 SH SHARED 5,244 SPDR SERIES BRCLYS AGG TRUST ETF 78464A649 2114.38 36,600 SH SHARED 01 36,600 SPDR SERIES BRCLYS CAP TRUST CONV 78464A359 10555.15 271,550 SH SHARED 01 271,550 SPDR SERIES BRCLYS INTER TRUST ETF 78464A672 2697.06 44,757 SH SHARED 01 44,757 SPDR SERIES BRCLYS INTER TRUST ETF 78464A672 128.11 2,126 SH SHARED 2,126 SPDR SERIES BRCLYS INTL TRUST ETF 78464A516 19607.34 327,007 SH SHARED 01 327,007 SPDR SERIES BRCLYS INTL TRUST ETF 78464A516 6129.53 102,227 SH SHARED 102,227 SPDR SERIES BRCLYS LG TRUST TRS ET 78464A664 8588.70 139,445 SH SHARED 01 139,445 SPDR SERIES BRCLYS LG TRUST TRS ET 78464A664 79.08 1,284 SH SHARED 1,284

SPDR SERIES BRCLYS YLD TRUST ETF 78464A417 91537.52 2,287,866 SH SHARED 01 2,287,866 SPDR SERIES BRCLYS YLD TRUST ETF 78464A417 22.25 556 SH SHARED 21 556 SPDR SERIES BRCLYS YLD TRUST ETF 78464A417 592.15 14,800 SH C SHARED 14,800 SPDR SERIES BRCLYS YLD TRUST ETF 78464A417 600.15 15,000 SH P SHARED 15,000 SPDR SERIES BRCLYS YLD TRUST ETF 78464A417 4456.59 111,387 SH SHARED 111,387 SPDR SERIES TRUST CAP MORTG ETF 78464A383 887.77 32,365 SH SHARED 01 32,365 SPDR SERIES TRUST CAP MORTG ETF 78464A383 1728.47 63,014 SH SHARED 63,014 SPDR SERIES DB INT GVT TRUST ETF 78464A490 15721.65 267,557 SH SHARED 01 267,557 SPDR SERIES TRUST DJ GLB TITANS 78464A706 156.23 2,880 SH SHARED 01 2,880 SPDR SERIES DJ LRG CAP TRUST ETF 78464A854 98.60 1,826 SH SHARED 01 1,826 SPDR SERIES DJ LRG CAP TRUST ETF 78464A854 18.14 336 SH SHARED 336 SPDR SERIES DJ LRG GRWTH TRUST ETF 78464A409 3754.78 73,479 SH SHARED 01 73,479 SPDR SERIES DJ LRG VALUE TRUST ETF 78464A508 2751.72 46,532 SH SHARED 01 46,532 SPDR SERIES DJ MID CAP TRUST ETF 78464A847 1389.28 26,382 SH SHARED 01 26,382 SPDR SERIES DJ MID GRW TRUST ETF 78464A821 233.80 3,584 SH SHARED 01 3,584 SPDR SERIES DJ MID VALUE TRUST ETF 78464A839 97.45 1,960 SH SHARED 01 1,960 SPDR SERIES TRUST DJ REIT ETF 78464A607 4174.18 72,797 SH SHARED 01 72,797 SPDR SERIES TRUST DJ REIT ETF 78464A607 114.45 1,996 SH SHARED 1,996 SPDR SERIES TRUST DJ REIT ETF 78464A607 8601.00 150,000 SH C SHARED 150,000 SPDR SERIES DJ SML CAP TRUST ETF 78464A813 1896.91 33,000 SH SHARED 01 33,000 SPDR SERIES DJ SML CAP TRUST ETF 78464A813 96.22 1,674 SH SHARED 1,674 SPDR SERIES DJ SML GRWTH TRUST ETF 78464A201 610.84 6,533 SH SHARED 01 6,533 SPDR SERIES DJ SML VALUE TRUST ETF 78464A300 1010.64 16,511 SH SHARED 01 16,511 SPDR SERIES DJ TTL MKT TRUST ETF 78464A805 0.26 3 SH SHARED 01 3 SPDR SERIES DJ TTL MKT TRUST ETF 78464A805 88.62 1,041 SH SHARED 1,041 SPDR SERIES INTERMD CR TRUST ETF 78464A375 4482.67 133,532 SH SHARED 01 133,532 SPDR SERIES KBW REGN BK TRUST ETF 78464A698 2909.48 126,996 SH SHARED 01 126,996 SPDR SERIES MORGAN TECH TRUST ETF 78464A102 1397.36 24,022 SH SHARED 01 24,022 SPDR SERIES NUVN BR NY TRUST MUNI 78464A433 156.94 6,727 SH SHARED 01 6,727 SPDR SERIES NUVN BR SHT TRUST MUNI 78464A425 24599.92 1,011,510 SH SHARED 01 1,011,510 SPDR SERIES NUVN BRCLY TRUST MUNI 78464A458 19750.70 838,671 SH SHARED 01 838,671 SPDR SERIES NUVN CALI TRUST MUNI 78464A441 2975.14 126,548 SH SHARED 01 126,548 SPDR SERIES NUVN S&P TRUST VRDO MN 78464A318 134.69 4,500 SH SHARED 01 4,500 SPDR SERIES TRUST OILGAS EQUIP 78464A748 3727.89 125,645 SH SHARED 01 125,645 SPDR SERIES TRUST OILGAS EQUIP 78464A748 8874.50 299,107 SH SHARED 299,107 SPDR SERIES TRUST S&P BIOTECH 78464A870 4600.52 77,489 SH SHARED 01 77,489 SPDR SERIES TRUST S&P BIOTECH 78464A870 83.12 1,400 SH C SHARED 1,400 SPDR SERIES TRUST S&P BIOTECH 78464A870 116.31 1,959 SH SHARED 1,959 SPDR SERIES TRUST S&P BIOTECH 78464A870 148.43 2,500 SH P SHARED 2,500 SPDR SERIES TRUST S&P DIVID ETF 78464A763 37002.28 737,391 SH SHARED 01 737,391 SPDR SERIES TRUST S&P DIVID ETF 78464A763 30.11 600 SH SHARED 600 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 2851.73 180,489 SH SHARED 01 180,489 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 2641.76 167,200 SH C SHARED 167,200 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 4651.52 294,400 SH P SHARED 294,400 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 6150.34 389,262 SH SHARED 389,262 SPDR SERIES S&P METALS TRUST MNG 78464A755 2887.55 53,993 SH SHARED 01 53,993 SPDR SERIES S&P METALS TRUST MNG 78464A755 3401.33 63,600 SH C SHARED 63,600 SPDR SERIES S&P METALS TRUST MNG 78464A755 5796.11 108,379 SH SHARED 108,379 SPDR SERIES S&P METALS TRUST MNG 78464A755 16295.36 304,700 SH P SHARED 304,700

SPDR SERIES S&P OILGAS TRUST EXP 78464A730 1356.72 32,104 SH SHARED 01 32,104 SPDR SERIES TRUST S&P PHARMAC 78464A722 2797.28 64,261 SH SHARED 01 64,261 SPDR SERIES S&P RETAIL TRUST ETF 78464A714 5493.94 131,371 SH SHARED 01 131,371 SPDR SERIES S&P RETAIL TRUST ETF 78464A714 3843.26 91,900 SH C SHARED 91,900 SPDR SERIES S&P RETAIL TRUST ETF 78464A714 6967.21 166,600 SH P SHARED 166,600 SPDR SERIES S&P RETAIL TRUST ETF 78464A714 71842.79 1,717,905 SH SHARED 1,717,905 SPDR SERIES S&P TRUST SEMICNDCTR 78464A862 6575.20 144,860 SH SHARED 01 144,860 SPDR SERIES TRUST SHRT INTL ETF 78464A334 395.66 10,708 SH SHARED 01 10,708 SPDR SERIES SPDR KBW BK TRUST ETF 78464A797 1188.60 51,791 SH SHARED 01 51,791 SPDR SERIES SPDR KBW CAP TRUST ETF 78464A771 1173.80 35,667 SH SHARED 01 35,667 SPDR SERIES SPDR KBW INS TRUST ETF 78464A789 913.64 23,136 SH SHARED 01 23,136 SPDR SERIES WELLS FG PFD TRUST ETF 78464A292 304.18 6,672 SH SHARED 01 6,672 SPECIAL OPPORTUNITIES FD INC COM 84741T104 71.28 5,113 SH SOLE 5,113 SPECTRA ENERGY CORP COM 847560109 12624.87 559,861 SH SHARED 01 559,861 SPECTRA ENERGY CORP COM 847560109 55.47 2,460 SH SHARED 20 2,460 SPECTRA ENERGY CORP COM 847560109 51.01 2,262 SH SHARED 21 2,262 SPECTRA ENERGY CORP COM 847560109 121.77 5,400 SH P SHARED 5,400 SPECTRA ENERGY CORP COM 847560109 209.72 9,300 SH C SHARED 9,300 SPECTRA ENERGY CORP COM 847560109 911.34 40,414 SH SHARED 40,414 SPECTRA ENERGY CORP COM 847560109 2016.15 89,408 SH SHARED 89,408 SPECTRA ENERGY PARTNERS LP COM 84756N109 1306.81 37,769 SH SHARED 01 37,769 SPECTRA ENERGY PARTNERS LP COM 84756N109 31.14 900 SH C SHARED 900 SPECTRA ENERGY PARTNERS LP COM 84756N109 2980.51 86,142 SH SHARED 86,142 SPECTRANETICS CORP COM 84760C107 60.10 11,089 SH SHARED 01 11,089 SPECTRANETICS CORP COM 84760C107 43.12 7,956 SH SHARED 7,956 SPECTRUM CTL INC COM 847615101 15.15 1,029 SH SOLE 1,029 SPECTRUM PHARMACEUTICALS INC COM 84763A108 25.02 6,000 SH SHARED 01 6,000 SPECTRUM PHARMACEUTICALS INC COM 84763A108 7.92 1,900 SH P SHARED 1,900 SPECTRUM PHARMACEUTICALS INC COM 84763A108 31.48 7,548 SH SHARED 7,548 SPECTRUM PHARMACEUTICALS INC COM 84763A108 164.72 39,500 SH C SHARED 39,500 SPEEDWAY MOTORSPORTS INC COM 847788106 11.74 749 SH SHARED 01 749 SPHERIX INC COM 84842R106 4.66 3,024 SH SOLE 3,024 SPIRE CORP COM 848565107 6.60 1,500 SH SHARED 01 1,500 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 481.69 24,169 SH SHARED 01 24,169 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 1.99 100 SH P SHARED 100 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 3.99 200 SH C SHARED 200 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 412.75 20,710 SH SHARED 20,710 SPORT CHALET INC CL A 849163209 2.79 1,416 SH SHARED 01 1,416 SPORT CHALET INC CL A 849163209 13.10 6,648 SH SHARED 6,648 SPORT CHALET INC CL B 849163308 14.12 7,025 SH SHARED 01 7,025 SPORT CHALET INC CL B 849163308 22.94 11,415 SH SHARED 11,415 SPREADTRUM COMMUNICATIONS IN ADR 849415203 28.67 2,377 SH SHARED 01 2,377 SPREADTRUM COMMUNICATIONS IN ADR 849415203 30.15 2,500 SH P SHARED 2,500 SPREADTRUM COMMUNICATIONS IN ADR 849415203 124.22 10,300 SH C SHARED 10,300 SPREADTRUM COMMUNICATIONS IN ADR 849415203 824.47 68,364 SH SHARED 68,364 SPRINT NEXTEL CORP COM SER 1 852061100 5935.13 1,281,886 SH SHARED 01 1,281,886 SPRINT NEXTEL CORP COM SER 1 852061100 14.82 3,201 SH SHARED 21 3,201 SPRINT NEXTEL CORP COM SER 1 852061100 842.20 181,900 SH C SHARED 181,900 SPRINT NEXTEL CORP COM SER 1 852061100 894.74 193,249 SH SHARED 193,249

SPRINT NEXTEL CORP COM SER 1 852061100 3595.66 776,600 SH P SHARED 776,600 SPRINT NEXTEL CORP COM SER 1 852061100 16953.42 3,661,645 SH SHARED 3,661,645 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 2982.77 260,277 SH SHARED 01 260,277 SPS COMM INC COM 78463M107 16.67 1,300 SH SHARED 01 1,300 SPX CORP COM 784635104 207.05 3,272 SH SHARED 01 3,272 SPX CORP COM 784635104 151.87 2,400 SH SHARED 2,400 SPX CORP COM 784635104 664.44 10,500 SH C SHARED 10,500 SPX CORP COM 784635104 854.28 13,500 SH P SHARED 13,500 SPX CORP COM 784635104 3286.83 51,941 SH SHARED 51,941 SRA INTL INC CL A 78464R105 113.84 5,773 SH SHARED 01 5,773 SRA INTL INC CL A 78464R105 6.96 353 SH SHARED 21 353 SRA INTL INC CL A 78464R105 1275.86 64,699 SH SHARED 64,699 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 1489.86 94,295 SH SHARED 01 94,295 ST JOE CO COM 790148100 871.12 35,027 SH SHARED 01 35,027 ST JOE CO COM 790148100 84.31 3,390 SH SHARED 3,390 ST JOE CO COM 790148100 201.45 8,100 SH C SHARED 8,100 ST JOE CO COM 790148100 340.72 13,700 SH P SHARED 13,700 ST JUDE MED INC COM 790849103 6721.36 170,853 SH SHARED 01 170,853 ST JUDE MED INC COM 790849103 5.00 127 SH SHARED 21 127 ST JUDE MED INC COM 790849103 114.09 2,900 SH P SHARED 2,900 ST JUDE MED INC COM 790849103 723.86 18,400 SH SHARED 18,400 ST JUDE MED INC COM 790849103 853.68 21,700 SH C SHARED 21,700 ST JUDE MED INC COM 790849103 4102.41 104,281 SH SHARED 104,281 ST MARY LD & NOTE 3.500% EXPL CO 4/0 792228AD0 119.50 113,000 PRN SOLE 113,000 STAAR SURGICAL CO COM PAR $0.01 852312305 0.54 100 SH SHARED 01 100 STAAR SURGICAL CO COM PAR $0.01 852312305 32.84 6,071 SH SHARED 6,071 STAGE STORES INC COM NEW 85254C305 16.52 1,271 SH SHARED 01 1,271 STAGE STORES INC COM NEW 85254C305 4.03 310 SH SHARED 20 310 STAMPS COM INC COM NEW 852857200 24.04 1,849 SH SOLE 1,849 STANCORP FINL GROUP INC COM 852891100 2395.14 63,030 SH SHARED 01 63,030 STANCORP FINL GROUP INC COM 852891100 1004.64 26,438 SH SHARED 26,438 STANDARD MICROSYSTEMS CORP COM 853626109 32.09 1,407 SH SHARED 01 1,407 STANDARD MICROSYSTEMS CORP COM 853626109 4.56 200 SH C SHARED 200 STANDARD MICROSYSTEMS CORP COM 853626109 47.90 2,100 SH P SHARED 2,100 STANDARD MICROSYSTEMS CORP COM 853626109 87.84 3,851 SH SHARED 3,851 STANDARD MTR PRODS INC COM 853666105 0.44 42 SH SHARED 01 42 STANDARD MTR PRODS INC COM 853666105 0.54 51 SH SHARED 51 STANDARD MTR PRODS INC COM 853666105 10.53 1,000 SH P SHARED 1,000 STANDARD MTR PRODS INC COM 853666105 13.69 1,300 SH C SHARED 1,300 STANDARD PAC CORP NEW COM 85375C101 998.95 251,625 SH SHARED 01 251,625 STANDARD PAC CORP NEW COM 85375C101 40.10 10,100 SH P SHARED 10,100 STANDARD PAC CORP NEW COM 85375C101 48.04 12,100 SH C SHARED 12,100 STANDARD REGISTER CO COM 853887107 0.30 103 SH SHARED 01 103 STANLEY BLACK & DECKER INC COM 854502101 5913.40 96,498 SH SHARED 01 96,498 STANLEY BLACK & DECKER INC COM 854502101 116.43 1,900 SH P SHARED 1,900 STANLEY BLACK & DECKER INC COM 854502101 482.83 7,879 SH SHARED 7,879 STANLEY BLACK & DECKER INC COM 854502101 4890.14 79,800 SH C SHARED 79,800 STANTEC INC COM 85472N109 104.21 3,946 SH SHARED 01 3,946 STANTEC INC COM 85472N109 464.82 17,600 SH SHARED 17,600

STANTEC INC COM 85472N109 2558.13 96,862 SH SHARED 96,862 STAPLES INC COM 855030102 10446.72 499,365 SH SHARED 01 499,365 STAPLES INC COM 855030102 16.72 799 SH SHARED 21 799 STAPLES INC COM 855030102 274.05 13,100 SH P SHARED 13,100 STAPLES INC COM 855030102 328.80 15,717 SH SHARED 15,717 STAPLES INC COM 855030102 621.32 29,700 SH C SHARED 29,700 STAPLES INC COM 855030102 10735.41 513,165 SH SHARED 513,165 STAR BUFFET INC COM 855086104 15.43 10,086 SH SOLE 10,086 STAR BULK CARRIERS CORP COM Y8162K105 7.21 2,529 SH SHARED 01 2,529 STAR BULK CARRIERS CORP COM Y8162K105 2.85 1,000 SH C SHARED 1,000 STAR BULK CARRIERS CORP COM Y8162K105 20.63 7,238 SH SHARED 7,238 STAR GAS UNIT LTD PARTNERS L P PARTNR 85512C105 9.42 1,987 SH SHARED 01 1,987 STAR SCIENTIFIC INC COM 85517P101 27.30 13,000 SH SHARED 01 13,000 STAR SCIENTIFIC INC COM 85517P101 3.36 1,600 SH P SHARED 1,600 STAR SCIENTIFIC INC COM 85517P101 4.87 2,319 SH SHARED 2,319 STAR SCIENTIFIC INC COM 85517P101 22.05 10,500 SH C SHARED 10,500 STARBUCKS CORP COM 855244109 22914.67 896,856 SH SHARED 01 896,856 STARBUCKS CORP COM 855244109 39.40 1,542 SH SHARED 21 1,542 STARBUCKS CORP COM 855244109 1170.19 45,800 SH SHARED 45,800 STARBUCKS CORP COM 855244109 1729.74 67,700 SH P SHARED 67,700 STARBUCKS CORP COM 855244109 5081.90 198,900 SH C SHARED 198,900 STARRETT L S CO CL A 855668109 22.47 2,150 SH SHARED 01 2,150 STARTEK INC COM 85569C107 1.89 452 SH SHARED 01 452 STARTEK INC COM 85569C107 11.14 2,664 SH SHARED 2,664 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 10823.83 205,972 SH SHARED 01 205,972 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 73.62 1,401 SH SHARED 21 1,401 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 641.11 12,200 SH SHARED 12,200 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 2932.29 55,800 SH P SHARED 55,800 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 17135.50 326,080 SH C SHARED 326,080 STARWOOD PPTY TR INC COM 85571B105 1231.18 61,962 SH SHARED 01 61,962 STATE AUTO FINL CORP COM 855707105 0.76 50 SH SHARED 01 50 STATE BANCORP INC N.Y COM 855716106 37.27 4,150 SH SHARED 01 4,150 STATE STR CORP COM 857477103 19909.41 528,662 SH SHARED 01 528,662 STATE STR CORP COM 857477103 7.31 194 SH SHARED 21 194 STATE STR CORP COM 857477103 1147.73 30,476 SH SHARED 30,476 STATE STR CORP COM 857477103 8216.13 218,166 SH SHARED 218,166 STATE STR CORP COM 857477103 9765.24 259,300 SH P SHARED 259,300 STATE STR CORP COM 857477103 10273.65 272,800 SH C SHARED 272,800 STATOIL ASA SPONSORED ADR 85771P102 3152.14 150,245 SH SHARED 01 150,245 STATOIL ASA SPONSORED ADR 85771P102 9.90 472 SH SHARED 21 472 STEALTHGAS INC SHS Y81669106 9.32 2,143 SH SOLE 2,143 STEC INC COM 784774101 453.04 36,389 SH SHARED 01 36,389 STEC INC COM 784774101 603.83 48,500 SH C SHARED 48,500 STEC INC COM 784774101 626.60 50,329 SH SHARED 50,329 STEC INC COM 784774101 770.66 61,900 SH P SHARED 61,900 STEEL DYNAMICS INC COM 858119100 3736.68 264,825 SH SHARED 01 264,825 STEEL DYNAMICS INC COM 858119100 50.08 3,549 SH SHARED 21 3,549 STEEL DYNAMICS INC COM 858119100 148.16 10,500 SH P SHARED 10,500 STEEL DYNAMICS INC COM 858119100 276.56 19,600 SH C SHARED 19,600

STEELCASE INC CL A 858155203 17.49 2,100 SH SHARED 01 2,100 STEELCASE INC CL A 858155203 4.17 500 SH C SHARED 500 STEELCASE INC CL A 858155203 120.56 14,473 SH SHARED 14,473 STEIN MART INC COM 858375108 147.28 16,679 SH SHARED 01 16,679 STEIN MART INC COM 858375108 8.83 1,000 SH C SHARED 1,000 STEINER LEISURE LTD ORD P8744Y102 330.12 8,669 SH SHARED 01 8,669 STEINER LEISURE LTD ORD P8744Y102 5.10 134 SH SHARED 21 134 STEINWAY MUSICAL INSTRS INC COM 858495104 5.99 348 SH SOLE 348 STELLARONE CORP COM 85856G100 62.39 4,905 SH SHARED 01 4,905 STEMCELLS INC COM 85857R105 3.57 4,298 SH SHARED 01 4,298 STEPAN CO COM 858586100 94.58 1,600 SH SHARED 01 1,600 STEPAN CO COM 858586100 73.30 1,240 SH SHARED 1,240 PFD CONV STEPAN CO 5.50% 858586209 56.83 840 SH SOLE 840 STEREOTAXIS INC COM 85916J102 93.14 22,498 SH SOLE 22,498 STERICYCLE INC COM 858912108 8957.85 128,927 SH SHARED 01 128,927 STERICYCLE INC COM 858912108 87.20 1,255 SH SHARED 20 1,255 STERICYCLE INC COM 858912108 8.27 119 SH SHARED 21 119 STERICYCLE INC COM 858912108 13.90 200 SH P SHARED 200 STERICYCLE INC COM 858912108 34.74 500 SH C SHARED 500 STERICYCLE INC COM 858912108 416.88 6,000 SH SHARED 6,000 STERICYCLE INC COM 858912108 569.74 8,200 SH SHARED 8,200 STERIS CORP COM 859152100 1235.45 37,190 SH SHARED 01 37,190 STERIS CORP COM 859152100 4.15 125 SH SHARED 21 125 STERIS CORP COM 859152100 479.66 14,439 SH SHARED 14,439 STERLING BANCORP COM 859158107 22.59 2,600 SH SHARED 01 2,600 STERLING *W EXP BANCSHARES INC 12/12/201 858907116 0.85 620 SH SOLE 620 STERLING BANCSHARES INC COM 858907108 22.82 4,250 SH SHARED 01 4,250 STERLING BANCSHARES INC COM 858907108 4.59 855 SH SHARED 20 855 STERLING BANCSHARES INC COM 858907108 10.74 2,000 SH C SHARED 2,000 STERLING BANCSHARES INC COM 858907108 42.96 8,000 SH P SHARED 8,000 STERLING FINL CORP WASH COM 859319105 1.30 2,000 SH SHARED 01 2,000 STERLING FINL CORP WASH COM 859319105 3.40 5,238 SH SHARED 5,238 STERLITE INDS INDIA LTD ADS 859737207 159.91 10,675 SH SHARED 01 10,675 STERLITE INDS INDIA LTD ADS 859737207 7972.09 532,182 SH SHARED 532,182 STEWARDSHIP FINL CORP COM 860326107 14.68 1,846 SH SOLE 1,846 STEWART ENTERPRISES INC CL A 860370105 19.94 3,700 SH SHARED 01 3,700 STEWART ENTERPRISES INC CL A 860370105 24.26 4,500 SH C SHARED 4,500 STEWART INFORMATION SVCS COR COM 860372101 20.94 1,850 SH SHARED 01 1,850 STEWART INFORMATION SVCS COR COM 860372101 4.30 380 SH SHARED 20 380 STIFEL FINL CORP COM 860630102 870.07 18,796 SH SHARED 01 18,796 STIFEL FINL CORP COM 860630102 92.58 2,000 SH C SHARED 2,000 STILLWATER MNG CO COM 86074Q102 319.02 18,944 SH SHARED 01 18,944 STILLWATER MNG CO COM 86074Q102 29.17 1,732 SH SHARED 1,732 STILLWATER MNG CO COM 86074Q102 90.94 5,400 SH C SHARED 5,400 STILLWATER MNG CO COM 86074Q102 387.32 23,000 SH P SHARED 23,000 STMICRO ELECTRONIC N V NY REGISTRY 861012102 1642.82 215,311 SH SHARED 01 215,311 STMICRO ELECTRONIC N V NY REGISTRY 861012102 4.96 650 SH SHARED 21 650 STMICRO ELECTRONIC N V NY REGISTRY 861012102 497.02 65,140 SH SHARED 65,140 STONE ENERGY CORP COM 861642106 0.44 30 SH SHARED 01 30

STONE ENERGY CORP COM 861642106 3.86 262 SH SHARED 21 262 STONE ENERGY CORP COM 861642106 98.69 6,700 SH C SHARED 6,700 STONE ENERGY CORP COM 861642106 173.81 11,800 SH P SHARED 11,800 STONE ENERGY CORP COM 861642106 3569.82 242,350 SH SHARED 242,350 STONEMOR PARTNERS L P COM UNITS 86183Q100 600.48 23,819 SH SHARED 01 23,819 STR HLDGS INC COM 78478V100 857.23 39,797 SH SHARED 01 39,797 STR HLDGS INC COM 78478V100 8.79 408 SH SHARED 21 408 STR HLDGS INC COM 78478V100 6.46 300 SH C SHARED 300 STR HLDGS INC COM 78478V100 32.31 1,500 SH P SHARED 1,500 STRATEGIC HOTELS & RESORTS I COM 86272T106 11.02 2,600 SH C SHARED 2,600 STRATEGIC HOTELS & RESORTS I COM 86272T106 386.26 91,100 SH SHARED 91,100 STRATS TR AMBAC FIN GP CL A CTF 2007- CALLA 784786204 0.29 280 SH SOLE 280 STRATUS PPTYS INC COM NEW 863167201 1.86 221 SH SHARED 01 221 STRATUS PPTYS INC COM NEW 863167201 8.28 986 SH SHARED 986 STRAYER ED INC COM 863236105 1278.39 7,326 SH SHARED 01 7,326 STRAYER ED INC COM 863236105 802.70 4,600 SH C SHARED 4,600 STRAYER ED INC COM 863236105 959.75 5,500 SH P SHARED 5,500 STRAYER ED INC COM 863236105 1008.44 5,779 SH SHARED 5,779 STREAM GLOBAL *W EXP SVCS INC 10/17/201 86323M118 0.03 160 SH SOLE 160 STREAM GLOBAL UNIT SVCS INC 10/17/2011 86323M209 10.98 2,525 SH SOLE 2,525 STRYKER CORP COM 863667101 29739.51 594,196 SH SHARED 01 594,196 STRYKER CORP COM 863667101 9.91 198 SH SHARED 21 198 STRYKER CORP COM 863667101 855.86 17,100 SH SHARED 17,100 STRYKER CORP COM 863667101 1716.72 34,300 SH P SHARED 34,300 STRYKER CORP COM 863667101 4319.32 86,300 SH C SHARED 86,300 STUDENT LN CORP COM 863902102 53.16 1,790 SH SOLE 1,790 STURM RUGER & CO INC COM 864159108 863.06 63,274 SH SHARED 01 63,274 STURM RUGER & CO INC COM 864159108 84.92 6,226 SH SHARED 6,226 SUBAYE INC COM 86428D104 2.65 217 SH SOLE 217 SUBURBAN PROPANE UNIT LTD PARTNERS L PARTN 864482104 6700.12 123,096 SH SHARED 01 123,096 SUBURBAN PROPANE UNIT LTD PARTNERS L PARTN 864482104 59.87 1,100 SH P SHARED 1,100 SUBURBAN PROPANE UNIT LTD PARTNERS L PARTN 864482104 195.95 3,600 SH C SHARED 3,600 SUCCESSFACTORS INC COM 864596101 161.81 6,444 SH SHARED 01 6,444 SUCCESSFACTORS INC COM 864596101 10.04 400 SH C SHARED 400 SUCCESSFACTORS INC COM 864596101 22.60 900 SH P SHARED 900 SUFFOLK BANCORP COM 864739107 133.54 5,274 SH SHARED 01 5,274 SULPHCO INC COM 865378103 0.97 2,700 SH SHARED 01 2,700 SULPHCO INC COM 865378103 2.24 6,211 SH SHARED 6,211 SUMMER INFANT INC COM 865646103 46.92 6,000 SH SHARED 01 6,000 SUMMIT ST BK SANTA ROSA CALI COM 866264203 9.25 1,370 SH SOLE 1,370 SUN BANCORP INC COM 86663B102 51.00 10,000 SH SHARED 01 10,000 SUN BANCORP INC COM 86663B102 2.50 490 SH SHARED 490 SUN COMMUNITIES INC COM 866674104 174.50 5,684 SH SHARED 01 5,684 SUN COMMUNITIES INC COM 866674104 355.44 11,578 SH SHARED 11,578 SUN HEALTHCARE GROUP INC COM NEW 866933401 3224.86 380,739 SH SHARED 01 380,739 SUN HEALTHCARE GROUP INC COM NEW 866933401 1639.61 193,578 SH SHARED 193,578 SUN HYDRAULICS CORP COM 866942105 10.80 383 SH SHARED 01 383 SUN HYDRAULICS CORP COM 866942105 122.37 4,341 SH SHARED 4,341 SUN LIFE FINL INC COM 866796105 326.78 12,549 SH SHARED 01 12,549

SUN LIFE FINL INC COM 866796105 661.42 25,400 SH SHARED 25,400 SUN LIFE FINL INC COM 866796105 7017.36 269,484 SH SHARED 269,484 SUNAMERICA FCSED ALPHA GRW F COM 867037103 500.12 31,693 SH SHARED 01 31,693 SUNAMERICA FCSED ALPHA GRW F COM 867037103 56.24 3,564 SH SHARED 3,564 SUNAMERICA FOCUSE ALPHA LC F COM 867038101 35.76 2,471 SH SOLE 2,471 SUNCOR ENERGY INC NEW COM 867224107 32207.41 989,475 SH SHARED 01 989,475 SUNCOR ENERGY INC NEW COM 867224107 6442.04 197,912 SH SHARED 20 197,912 SUNCOR ENERGY INC NEW COM 867224107 137.88 4,236 SH SHARED 21 4,236 SUNCOR ENERGY INC NEW COM 867224107 2626.79 80,700 SH SHARED 80,700 SUNCOR ENERGY INC NEW COM 867224107 6448.16 198,100 SH P SHARED 198,100 SUNCOR ENERGY INC NEW COM 867224107 7789.22 239,300 SH C SHARED 239,300 SUNCOR ENERGY INC NEW COM 867224107 14639.92 449,767 SH SHARED 449,767 SUNESIS PHARMACEUTICALS INC COM 867328502 1.26 3,000 SH SHARED 01 3,000 SUNESIS PHARMACEUTICALS INC COM 867328502 11.08 26,448 SH SHARED 26,448 SUNLINK HEALTH SYSTEMS INC COM 86737U102 5.84 2,779 SH SOLE 2,779 SUNOCO INC COM 86764P109 1926.84 52,790 SH SHARED 01 52,790 SUNOCO INC COM 86764P109 317.55 8,700 SH SHARED 8,700 SUNOCO INC COM 86764P109 2046.77 56,076 SH SHARED 56,076 SUNOCO INC COM 86764P109 2562.30 70,200 SH P SHARED 70,200 SUNOCO INC COM 86764P109 2898.10 79,400 SH C SHARED 79,400 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 36351.09 462,188 SH SHARED 01 462,188 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 31.46 400 SH C SHARED 400 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 4503.34 57,258 SH SHARED 57,258 SUNOPTA INC COM 8676EP108 274.87 45,135 SH SHARED 01 45,135 SUNOPTA INC COM 8676EP108 64.79 10,638 SH SHARED 10,638 SUNPOWER CORP COM CL A 867652109 335.39 23,291 SH SHARED 01 23,291 SUNPOWER CORP COM CL A 867652109 144.00 10,000 SH SHARED 10,000 SUNPOWER CORP COM CL A 867652109 2472.64 171,711 SH SHARED 171,711 SUNPOWER CORP COM CL A 867652109 3791.52 263,300 SH C SHARED 263,300 SUNPOWER CORP COM CL A 867652109 9360.00 650,000 SH P SHARED 650,000 SUNPOWER CORP COM CL B 867652307 163.58 11,802 SH SHARED 01 11,802 SUNPOWER CORP COM CL B 867652307 2.92 211 SH SHARED 21 211 SUNPOWER CORP COM CL B 867652307 18.02 1,300 SH C SHARED 1,300 SUNPOWER CORP COM CL B 867652307 41.34 2,983 SH SHARED 2,983 SUNPOWER CORP COM CL B 867652307 178.66 12,890 SH SHARED 12,890 DBCV 4.750% SUNPOWER CORP 4/1 867652AC3 9.16 10,000 PRN SHARED 01 10,000 SUNRISE SENIOR LIVING INC COM 86768K106 4.97 1,450 SH SHARED 01 1,450 SUNRISE SENIOR LIVING INC COM 86768K106 0.34 100 SH P SHARED 100 SUNRISE SENIOR LIVING INC COM 86768K106 1.03 300 SH C SHARED 300 SUNRISE SENIOR LIVING INC COM 86768K106 142.96 41,678 SH SHARED 41,678 SUNSTONE HOTEL INVS INC NEW COM 867892101 5.52 609 SH SHARED 01 609 SUNSTONE HOTEL INVS INC NEW COM 867892101 32.65 3,600 SH C SHARED 3,600 SUNSTONE HOTEL INVS INC NEW COM 867892101 52.61 5,800 SH P SHARED 5,800 SUNSTONE HOTEL INVS INC NEW COM 867892101 79.84 8,803 SH SHARED 8,803 SUNSTONE HOTEL INVS INC NEW COM 867892101 145.90 16,086 SH SHARED 16,086 SUNTECH PWR HLDGS CO LTD ADR 86800C104 2539.19 263,401 SH SHARED 01 263,401 SUNTECH PWR HLDGS CO LTD ADR 86800C104 700.84 72,701 SH SHARED 72,701 SUNTECH PWR HLDGS CO LTD ADR 86800C104 706.61 73,300 SH C SHARED 73,300 SUNTECH PWR HLDGS CO LTD ADR 86800C104 925.44 96,000 SH P SHARED 96,000

SUNTECH PWR NOTE 3.000% HLDGS CO LTD 3/1 86800CAE4 9.49 11,000 PRN SHARED 01 11,000 SUNTECH PWR NOTE 3.000% HLDGS CO LTD 3/1 86800CAE4 13186.76 15,289,000 PRN SHARED 15,289,000 SUNTRUST BKS INC COM 867914103 4702.82 182,068 SH SHARED 01 182,068 SUNTRUST BKS INC COM 867914103 10.20 395 SH SHARED 20 395 SUNTRUST BKS INC COM 867914103 38.02 1,472 SH SHARED 21 1,472 SUNTRUST BKS INC COM 867914103 865.31 33,500 SH SHARED 33,500 SUNTRUST BKS INC COM 867914103 2673.41 103,500 SH C SHARED 103,500 SUNTRUST BKS INC COM 867914103 3383.73 131,000 SH P SHARED 131,000 SUPERCONDUCTOR TECHNOLOGIES COM NEW 867931305 0.02 12 SH SHARED 01 12 SUPERCONDUCTOR TECHNOLOGIES COM NEW 867931305 0.02 10 SH SHARED 10 SUPERGEN INC COM 868059106 0.75 360 SH SHARED 01 360 SUPERGEN INC COM 868059106 709.35 339,400 SH SHARED 13 339,400 SUPERGEN INC COM 868059106 4.18 2,000 SH SHARED 21 2,000 SUPERGEN INC COM 868059106 2.72 1,300 SH P SHARED 1,300 SUPERGEN INC COM 868059106 59.36 28,400 SH C SHARED 28,400 SUPERIOR BANCORP COM NEW 86806M205 53.76 56,002 SH SHARED 01 56,002 SUPERIOR ENERGY SVCS INC COM 868157108 1076.17 40,321 SH SHARED 01 40,321 SUPERIOR ENERGY SVCS INC COM 868157108 168.15 6,300 SH P SHARED 6,300 SUPERIOR ENERGY SVCS INC COM 868157108 1881.65 70,500 SH C SHARED 70,500 SUPERIOR INDS INTL INC COM 868168105 12.86 744 SH SHARED 01 744 SUPERIOR INDS INTL INC COM 868168105 124.00 7,176 SH SHARED 7,176 SUPERIOR UNIFORM GP INC COM 868358102 11.93 1,300 SH SHARED 01 1,300 SUPERMEDIA INC COM 868447103 2.03 192 SH SHARED 01 192 SUPERTEL HOSPITALITY PFD CONV SER INC MD A 868526203 3.35 376 SH SOLE 376 SUPERTEX INC COM 868532102 15.48 700 SH P SOLE 700 SUPERTEX INC COM 868532102 44.24 2,000 SH C SOLE 2,000 SUPERTEX INC COM 868532102 56.03 2,533 SH SOLE 2,533 SUPERVALU INC COM 868536103 2699.17 234,100 SH SHARED 01 234,100 SUPERVALU INC COM 868536103 1.56 135 SH SHARED 21 135 SUPERVALU INC COM 868536103 179.27 15,548 SH SHARED 15,548 SUPERVALU INC COM 868536103 450.82 39,100 SH C SHARED 39,100 SUPERVALU INC COM 868536103 3017.40 261,700 SH P SHARED 261,700 SUPERVALU INC COM 868536103 7918.26 686,753 SH SHARED 686,753 SUPREME INDS INC CL A 868607102 0.40 181 SH SOLE 181 SUREWEST COMMUNICATIONS COM 868733106 0.74 100 SH SHARED 01 100 SUREWEST COMMUNICATIONS COM 868733106 21.45 2,898 SH SHARED 2,898 SURMODICS INC COM 868873100 15.38 1,290 SH SHARED 01 1,290 SURMODICS INC COM 868873100 1.19 100 SH C SHARED 100 SUSQUEHANNA BANCSHARES INC P COM 869099101 1.65 195 SH SHARED 01 195 SUSSER HLDGS CORP COM 869233106 16.80 1,200 SH SHARED 01 1,200 SUSSEX BANCORP COM 869245100 1.11 217 SH SOLE 217 SUTOR TECH GROUP LTD COM 869362103 1.68 990 SH SHARED 01 990 SUTOR TECH GROUP LTD COM 869362103 10.15 5,973 SH SHARED 5,973 SUTRON CORP COM 869380105 10.12 1,416 SH SOLE 1,416 SVB FINL GROUP COM 78486Q101 97.51 2,304 SH SHARED 01 2,304 SVB FINL GROUP COM 78486Q101 4.23 100 SH C SHARED 100 SVB FINL GROUP COM 78486Q101 59.25 1,400 SH P SHARED 1,400 SWEDISH EXPT ELEMENT CR CORP USETN22 870297504 1.71 200 SH SOLE 200 SWEDISH EXPT MLCX BIO CR CORP ETN23 870297199 8.69 950 SH SOLE 950

SWEDISH EXPT MLCX GRN CR CORP ETN23 870297215 718.32 118,144 SH SHARED 01 118,144 SWEDISH EXPT MLCX GRN CR CORP ETN23 870297215 37.80 6,217 SH SHARED 6,217 SWEDISH EXPT ROG AGRI CR CORP ETN22 870297603 493.98 56,520 SH SHARED 01 56,520 SWEDISH EXPT ROG AGRI CR CORP ETN22 870297603 37.35 4,273 SH SHARED 4,273 SWEDISH EXPT ROG TTL ETN CR CORP 22 870297801 1025.56 128,516 SH SHARED 01 128,516 SWEDISH EXPT ROG TTL ETN CR CORP 22 870297801 2.11 265 SH SHARED 265 SWIFT ENERGY CO COM 870738101 65.62 2,337 SH SHARED 01 2,337 SWIFT ENERGY CO COM 870738101 14.04 500 SH P SHARED 500 SWIFT ENERGY CO COM 870738101 56.16 2,000 SH C SHARED 2,000 SWISS HELVETIA FD INC COM 870875101 942.09 75,007 SH SHARED 01 75,007 SWISS HELVETIA FD INC COM 870875101 4.20 334 SH SHARED 334 SWS GROUP INC COM 78503N107 102.36 14,276 SH SHARED 01 14,276 SXC HEALTH SOLUTIONS CORP COM 78505P100 110.07 3,018 SH SHARED 01 3,018 SXC HEALTH SOLUTIONS CORP COM 78505P100 29.18 800 SH P SHARED 800 SXC HEALTH SOLUTIONS CORP COM 78505P100 331.66 9,094 SH SHARED 9,094 SXC HEALTH SOLUTIONS CORP COM 78505P100 1480.68 40,600 SH C SHARED 40,600 SYCAMORE NETWORKS INC COM NEW 871206405 22.40 691 SH SHARED 01 691 SYMANTEC CORP COM 871503108 10041.75 663,698 SH SHARED 01 663,698 SYMANTEC CORP COM 871503108 818.23 54,080 SH SHARED 20 54,080 SYMANTEC CORP COM 871503108 2691.75 177,908 SH SHARED 177,908 SYMANTEC CORP COM 871503108 6448.41 426,200 SH P SHARED 426,200 SYMANTEC CORP COM 871503108 11282.32 745,692 SH SHARED 745,692 SYMANTEC CORP COM 871503108 16264.75 1,075,000 SH C SHARED 1,075,000 NOTE 0.750% SYMANTEC CORP 6/1 871503AD0 3.06 3,000 PRN SHARED 01 3,000 NOTE 0.750% SYMANTEC CORP 6/1 871503AD0 2827.44 2,772,000 PRN SHARED 2,772,000 NOTE 1.000% SYMANTEC CORP 6/1 871503AF5 4.31 4,000 PRN SHARED 01 4,000 SYMETRA FINL CORP COM 87151Q106 288.46 27,577 SH SHARED 01 27,577 SYMETRA FINL CORP COM 87151Q106 84.66 8,094 SH SHARED 8,094 SYMMETRICOM INC COM 871543104 2.52 440 SH SHARED 01 440 SYNALLOY CP DEL COM 871565107 0.15 18 SH SHARED 01 18 SYNALLOY CP DEL COM 871565107 8.81 1,037 SH SHARED 1,037 SYNAPTICS INC COM 87157D109 39.96 1,420 SH SHARED 01 1,420 SYNAPTICS INC COM 87157D109 526.22 18,700 SH P SHARED 18,700 SYNAPTICS INC COM 87157D109 562.80 20,000 SH C SHARED 20,000 SYNAPTICS INC COM 87157D109 838.57 29,800 SH SHARED 29,800 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 33.84 1,900 SH SHARED 01 1,900 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 1.78 100 SH C SHARED 100 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 40.52 2,275 SH SHARED 2,275 SYNERON MEDICAL LTD ORD SHS M87245102 98.92 9,972 SH SHARED 01 9,972 SYNERON MEDICAL LTD ORD SHS M87245102 583.30 58,800 SH SHARED 13 58,800 SYNGENTA AG SPONSORED ADR 87160A100 8625.82 173,244 SH SHARED 01 173,244 SYNGENTA AG SPONSORED ADR 87160A100 21.56 433 SH SHARED 21 433 SYNGENTA AG SPONSORED ADR 87160A100 2294.87 46,091 SH SHARED 46,091 SYNIVERSE HLDGS INC COM 87163F106 1606.12 70,848 SH SHARED 01 70,848 SYNIVERSE HLDGS INC COM 87163F106 10.09 445 SH SHARED 20 445 SYNIVERSE HLDGS INC COM 87163F106 6.12 270 SH SHARED 21 270 SYNNEX CORP COM 87162W100 487.78 17,334 SH SHARED 01 17,334 SYNNEX CORP COM 87162W100 11.26 400 SH P SHARED 400 SYNOPSYS INC COM 871607107 3214.08 129,757 SH SHARED 01 129,757

SYNOPSYS INC COM 871607107 42.36 1,710 SH SHARED 20 1,710 SYNOPSYS INC COM 871607107 24.77 1,000 SH P SHARED 1,000 SYNOPSYS INC COM 871607107 54.49 2,200 SH C SHARED 2,200 SYNOPSYS INC COM 871607107 245.22 9,900 SH SHARED 9,900 SYNOPSYS INC COM 871607107 348.93 14,087 SH SHARED 14,087 SYNOVIS LIFE TECHNOLOGIES IN COM 87162G105 62.79 4,200 SH SHARED 01 4,200 SYNOVIS LIFE TECHNOLOGIES IN COM 87162G105 29.90 2,000 SH P SHARED 2,000 SYNOVIS LIFE TECHNOLOGIES IN COM 87162G105 77.61 5,191 SH SHARED 5,191 SYNOVUS FINL CORP COM 87161C105 519.25 211,077 SH SHARED 01 211,077 SYNOVUS FINL CORP COM 87161C105 7.00 2,845 SH SHARED 20 2,845 SYNOVUS FINL CORP COM 87161C105 106.27 43,200 SH P SHARED 43,200 SYNOVUS FINL CORP COM 87161C105 136.53 55,500 SH C SHARED 55,500 SYNOVUS FINL UNIT CORP 99/99/9999 87161C204 15.78 670 SH SOLE 670 SYNTA PHARMACEUTICALS CORP COM 87162T206 3.99 1,000 SH SHARED 01 1,000 SYNTA PHARMACEUTICALS CORP COM 87162T206 33.52 8,400 SH C SHARED 8,400 SYNTA PHARMACEUTICALS CORP COM 87162T206 49.83 12,489 SH SHARED 12,489 SYNTA PHARMACEUTICALS CORP COM 87162T206 59.85 15,000 SH P SHARED 15,000 SYNTEL INC COM 87162H103 1183.17 26,588 SH SHARED 01 26,588 SYNTEL INC COM 87162H103 2.71 61 SH SHARED 61 SYNTHESIS ENERGY SYS INC COM 871628103 22.50 24,997 SH SOLE 24,997 SYNTROLEUM CORP COM 871630109 6.17 3,300 SH SHARED 01 3,300 SYPRIS SOLUTIONS INC COM 871655106 3.10 1,000 SH SHARED 01 1,000 SYSCO CORP COM 871829107 18127.57 635,609 SH SHARED 01 635,609 SYSCO CORP COM 871829107 499.10 17,500 SH P SHARED 17,500 SYSCO CORP COM 871829107 932.60 32,700 SH SHARED 32,700 SYSCO CORP COM 871829107 2258.78 79,200 SH C SHARED 79,200 SYSCO CORP COM 871829107 3807.99 133,520 SH SHARED 133,520 SYSTEMAX INC COM 871851101 1.23 100 SH C SOLE 100 T-3 ENERGY SRVCS INC COM 87306E107 535.94 20,495 SH SHARED 01 20,495 T-3 ENERGY SRVCS INC COM 87306E107 12.32 471 SH SHARED 21 471 T-3 ENERGY SRVCS INC COM 87306E107 2.62 100 SH C SHARED 100 TAIWAN FD INC COM 874036106 1.56 93 SH SHARED 01 93 TAIWAN GREATER CHINA FD SH BEN INT 874037104 346.25 51,373 SH SHARED 01 51,373 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 11937.76 1,177,294 SH SHARED 01 1,177,294 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 245.15 24,177 SH SHARED 17 24,177 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1071.70 105,690 SH SHARED 20 105,690 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 19.09 1,883 SH SHARED 21 1,883 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 120.67 11,900 SH SHARED 11,900 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 158913.33 15,671,926 SH SHARED 15,671,926 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 1454.53 143,445 SH SHARED 01 143,445 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 77.06 7,600 SH C SHARED 7,600 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 113.57 11,200 SH P SHARED 11,200 TAL INTL GROUP INC COM 874083108 3.97 164 SH SHARED 01 164 *W EXP TALBOTS INC 04/09/201 874161110 0.00 1 SH SOLE 1 TALBOTS INC COM 874161102 2318.25 176,966 SH SHARED 01 176,966 TALBOTS INC COM 874161102 5.61 428 SH SHARED 21 428 TALBOTS INC COM 874161102 258.07 19,700 SH P SHARED 19,700 TALBOTS INC COM 874161102 380.33 29,033 SH SHARED 29,033 TALBOTS INC COM 874161102 1027.04 78,400 SH C SHARED 78,400

TALECRIS BIOTHERAPEUTICS HLD COM 874227101 234.27 10,239 SH SHARED 01 10,239 TALECRIS BIOTHERAPEUTICS HLD COM 874227101 631.49 27,600 SH C SHARED 27,600 TALECRIS BIOTHERAPEUTICS HLD COM 874227101 649.79 28,400 SH P SHARED 28,400 TALECRIS BIOTHERAPEUTICS HLD COM 874227101 961.28 42,014 SH SHARED 42,014 TALEO CORP CL A 87424N104 0.87 30 SH SHARED 01 30 TALEO CORP CL A 87424N104 60.88 2,100 SH C SHARED 2,100 TALISMAN ENERGY INC COM 87425E103 2692.29 153,933 SH SHARED 01 153,933 TALISMAN ENERGY INC COM 87425E103 211.63 12,100 SH P SHARED 12,100 TALISMAN ENERGY INC COM 87425E103 967.20 55,300 SH SHARED 55,300 TALISMAN ENERGY INC COM 87425E103 2317.43 132,500 SH C SHARED 132,500 TALISMAN ENERGY INC COM 87425E103 3650.37 208,712 SH SHARED 208,712 SP ADR REP TAM SA PFD 87484D103 1310.47 56,804 SH SOLE 56,804 TANDY BRANDS ACCESSORIES INC COM 875378101 3.67 1,132 SH SOLE 1,132 TANDY LEATHER FACTORY INC COM 87538X105 4.56 1,024 SH SOLE 1,024 TANGER FACTORY OUTLET CTRS I COM 875465106 386.36 8,196 SH SHARED 01 8,196 TANGER FACTORY OUTLET CTRS I COM 875465106 3.35 71 SH SHARED 21 71 TANGER FACTORY OUTLET CTRS I COM 875465106 9.43 200 SH P SHARED 200 TANGER FACTORY OUTLET CTRS I COM 875465106 51.85 1,100 SH C SHARED 1,100 TANGER FACTORY OUTLET CTRS I COM 875465106 117.14 2,485 SH SHARED 2,485 TANGER FACTORY OUTLET CTRS I COM 875465106 589.01 12,495 SH SHARED 12,495 TANZANIAN ROYALTY EXPL CORP COM 87600U104 38.21 5,300 SH P SHARED 5,300 TANZANIAN ROYALTY EXPL CORP COM 87600U104 72.82 10,100 SH C SHARED 10,100 TANZANIAN ROYALTY EXPL CORP COM 87600U104 182.44 25,304 SH SHARED 25,304 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 27886.45 1,003,832 SH SHARED 01 1,003,832 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 72.23 2,600 SH P SHARED 2,600 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 202.79 7,300 SH C SHARED 7,300 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 6681.53 240,516 SH SHARED 240,516 TARGACEPT INC COM 87611R306 13.29 595 SH SHARED 01 595 TARGACEPT INC COM 87611R306 5.00 224 SH SHARED 21 224 TARGACEPT INC COM 87611R306 15.64 700 SH C SHARED 700 TARGET CORP COM 87612E106 37443.75 700,669 SH SHARED 01 700,669 TARGET CORP COM 87612E106 80.96 1,515 SH SHARED 20 1,515 TARGET CORP COM 87612E106 73.69 1,379 SH SHARED 21 1,379 TARGET CORP COM 87612E106 2316.09 43,340 SH SHARED 43,340 TARGET CORP COM 87612E106 4179.01 78,200 SH C SHARED 78,200 TARGET CORP COM 87612E106 13386.72 250,500 SH P SHARED 250,500 TARGET CORP COM 87612E106 17199.29 321,843 SH SHARED 321,843 TASEKO MINES LTD COM 876511106 265.20 51,000 SH SHARED 01 51,000 TASEKO MINES LTD COM 876511106 12.48 2,400 SH P SHARED 2,400 TASEKO MINES LTD COM 876511106 529.36 101,800 SH C SHARED 101,800 TASEKO MINES LTD COM 876511106 653.62 125,696 SH SHARED 125,696 TASER INTL INC COM 87651B104 25.22 6,500 SH SHARED 01 6,500 TASER INTL INC COM 87651B104 16.30 4,200 SH P SHARED 4,200 TASER INTL INC COM 87651B104 411.28 106,000 SH C SHARED 106,000 TASTY BAKING CO COM 876553306 7.77 1,141 SH SOLE 1,141 TATA COMMUNICATIONS LTD SPONS ADR 876564105 17.84 1,300 SH SHARED 01 1,300 TATA COMMUNICATIONS LTD SPONS ADR 876564105 885.63 64,550 SH SHARED 64,550 TATA MTRS LTD SPONSORED ADR 876568502 5300.26 207,772 SH SHARED 01 207,772 TATA MTRS LTD SPONSORED ADR 876568502 44.13 1,730 SH SHARED 20 1,730

TATA MTRS LTD SPONSORED ADR 876568502 5580.11 218,742 SH SHARED 218,742 TAUBMAN CTRS INC COM 876664103 238.57 5,348 SH SHARED 01 5,348 TAUBMAN CTRS INC COM 876664103 2.68 60 SH SHARED 21 60 TAUBMAN CTRS INC COM 876664103 156.14 3,500 SH C SHARED 3,500 TAUBMAN CTRS INC COM 876664103 888.45 19,916 SH SHARED 19,916 TAUBMAN CTRS INC COM 876664103 1097.27 24,597 SH SHARED 24,597 TAYLOR DEVICES INC COM 877163105 3.07 610 SH SOLE 610 TBS INTERNATIONAL PLC CL A SHS G8657Q104 3.33 600 SH C SOLE 600 UT COM LTD TC PIPELINES LP PRT 87233Q108 34012.81 731,537 SH SHARED 01 731,537 UT COM LTD TC PIPELINES LP PRT 87233Q108 199.93 4,300 SH C SHARED 4,300 UT COM LTD TC PIPELINES LP PRT 87233Q108 5208.32 112,019 SH SHARED 112,019 *W EXP TCF FINL CORP 11/14/201 872275128 13.19 2,255 SH SOLE 2,255 TCF FINL CORP COM 872275102 1622.25 100,201 SH SHARED 01 100,201 TCF FINL CORP COM 872275102 28.54 1,763 SH SHARED 21 1,763 TCF FINL CORP COM 872275102 29.14 1,800 SH P SHARED 1,800 TCF FINL CORP COM 872275102 322.18 19,900 SH C SHARED 19,900 TCW STRATEGIC INCOME FUND IN COM 872340104 1159.20 218,717 SH SHARED 01 218,717 TCW STRATEGIC INCOME FUND IN COM 872340104 136.03 25,666 SH SHARED 25,666 TD AMERITRADE HLDG CORP COM 87236Y108 375.49 23,250 SH SHARED 01 23,250 TD AMERITRADE HLDG CORP COM 87236Y108 69.45 4,300 SH P SHARED 4,300 TD AMERITRADE HLDG CORP COM 87236Y108 213.18 13,200 SH C SHARED 13,200 TD AMERITRADE HLDG CORP COM 87236Y108 253.56 15,700 SH SHARED 15,700 TD AMERITRADE HLDG CORP COM 87236Y108 2098.47 129,936 SH SHARED 129,936 TDX INDEPENDENCE TDX IND2010 FUNDS INC ETF 87238A108 1.95 82 SH SOLE 82 TDX INDEPENDENCE TDX IND2020 FUNDS INC ETF 87238A207 30.17 1,380 SH SOLE 1,380 TDX INDEPENDENCE TDX IND2030 FUNDS INC ETF 87238A306 26.69 1,377 SH SOLE 1,377 TDX INDEPENDENCE TDX IND2040 FUNDS INC ETF 87238A405 7.83 421 SH SOLE 421 TDX INDEPENDENCE TDX TARGET FUNDS INC ETF 87238A504 0.13 5 SH SOLE 5 TEAM HEALTH HOLDINGS INC COM 87817A107 0.65 50 SH SHARED 01 50 TEAM HEALTH HOLDINGS INC COM 87817A107 52.27 4,049 SH SHARED 4,049 TEAM INC COM 878155100 449.28 26,106 SH SHARED 01 26,106 TEAM INC COM 878155100 11.03 641 SH SHARED 21 641 TEAMSTAFF INC COM PAR $.001 87815U303 1.07 2,066 SH SOLE 2,066 TEARLAB CORP COM 878193101 3.44 1,252 SH SOLE 1,252 TECH DATA CORP COM 878237106 77.05 1,912 SH SHARED 01 1,912 TECH DATA CORP COM 878237106 1137.19 28,218 SH SHARED 28,218 DBCV TECH DATA CORP 2.750%12/1 878237AE6 18.34 18,000 PRN SHARED 01 18,000 DBCV TECH DATA CORP 2.750%12/1 878237AE6 3792.81 3,723,000 PRN SHARED 3,723,000 TECH OPS SEVCON INC COM 878293109 5.50 1,059 SH SOLE 1,059 TECHE HLDG CO COM 878330109 31.00 1,000 SH SHARED 01 1,000 TECHE HLDG CO COM 878330109 25.39 819 SH SHARED 819 TECHNE CORP COM 878377100 1776.16 28,773 SH SHARED 01 28,773 TECHNE CORP COM 878377100 5.80 94 SH SHARED 21 94 TECHNE CORP COM 878377100 207.41 3,360 SH SHARED 3,360 TECHNICAL COMMUNICATIONS COR COM 878409101 12.68 1,371 SH SOLE 1,371 SPNSRD ADR TECHNICOLOR NEW 878520204 2.21 388 SH SOLE 388 TECHNITROL INC COM 878555101 0.88 200 SH C SOLE 200 TECHNITROL INC COM 878555101 22.05 5,000 SH P SOLE 5,000 TECHNOLOGY RESH CORP COM NEW 878727304 12.48 3,120 SH SOLE 3,120

TECHTEAM GLOBAL INC COM 878311109 16.68 2,400 SH SHARED 01 2,400 TECHTEAM GLOBAL INC COM 878311109 10.17 1,463 SH SHARED 1,463 TECK RESOURCES LTD CL B 878742204 3255.10 79,084 SH SHARED 01 79,084 TECK RESOURCES LTD CL B 878742204 7008.44 170,273 SH SHARED 20 170,273 TECK RESOURCES LTD CL B 878742204 9.96 242 SH SHARED 21 242 TECK RESOURCES LTD CL B 878742204 1047.69 25,454 SH SHARED 25,454 TECK RESOURCES LTD CL B 878742204 3786.72 92,000 SH C SHARED 92,000 TECK RESOURCES LTD CL B 878742204 23004.32 558,900 SH P SHARED 558,900 TECK RESOURCES LTD CL B 878742204 34197.62 830,846 SH SHARED 830,846 TECO ENERGY INC COM 872375100 1156.35 66,764 SH SHARED 01 66,764 TECO ENERGY INC COM 872375100 3.46 200 SH P SHARED 200 TECO ENERGY INC COM 872375100 83.14 4,800 SH C SHARED 4,800 TECUMSEH PRODS CO CL B 878895101 5.72 511 SH SOLE 511 TEEKAY CORPORATION COM Y8564W103 4355.07 162,928 SH SHARED 01 162,928 TEEKAY CORPORATION COM Y8564W103 6.71 251 SH SHARED 21 251 TEEKAY CORPORATION COM Y8564W103 8.02 300 SH P SHARED 300 TEEKAY CORPORATION COM Y8564W103 109.59 4,100 SH C SHARED 4,100 TEEKAY CORPORATION COM Y8564W103 426.50 15,956 SH SHARED 15,956 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 8061.35 253,661 SH SHARED 01 253,661 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 19.07 600 SH P SHARED 600 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 88.98 2,800 SH C SHARED 2,800 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 105.29 3,313 SH SHARED 3,313 TEEKAY OFFSHORE PARTNERSHIP PARTNERS L P UN Y8565J101 6813.04 294,427 SH SHARED 01 294,427 TEEKAY OFFSHORE PARTNERSHIP PARTNERS L P UN Y8565J101 26.40 1,141 SH SHARED 1,141 TEEKAY TANKERS LTD CL A Y8565N102 781.56 60,074 SH SHARED 01 60,074 TEEKAY TANKERS LTD CL A Y8565N102 13.01 1,000 SH P SHARED 1,000 TEEKAY TANKERS LTD CL A Y8565N102 154.82 11,900 SH C SHARED 11,900 TEJON RANCH CO COM 879080109 77.73 3,587 SH SHARED 01 3,587 TEKELEC COM 879101103 28.58 2,205 SH SHARED 01 2,205 TEKELEC COM 879101103 14.26 1,100 SH C SHARED 1,100 TEKELEC COM 879101103 175.43 13,536 SH SHARED 13,536 TEL OFFSHORE TR UNIT BEN INT 872382106 0.01 3 SH SHARED 01 3 TEL OFFSHORE TR UNIT BEN INT 872382106 2.82 1,105 SH SHARED 1,105 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 2159.76 153,392 SH SHARED 01 153,392 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 14.14 1,004 SH SHARED 21 1,004 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 0.24 17 SH SHARED 17 TELE NORTE LESTE PART S A SPON ADR PFD 879246106 1384.67 98,343 SH SHARED 98,343 TELECOM SPON ADR REP ARGENTINA S A B 879273209 3822.93 180,497 SH SHARED 01 180,497 TELECOM SPON ADR REP ARGENTINA S A B 879273209 140.40 6,629 SH SHARED 6,629 TELECOM CORP NEW ZEALAND LTD SPONSORED ADR 879278208 5643.73 750,496 SH SHARED 01 750,496 TELECOM CORP NEW ZEALAND LTD SPONSORED ADR 879278208 14.76 1,963 SH SHARED 21 1,963 TELECOM CORP NEW ZEALAND LTD SPONSORED ADR 879278208 342.02 45,482 SH SHARED 45,482 TELECOM HLDRS DEPOSITRY TR RCPT 87927P200 24.50 910 SH SHARED 01 910 TELECOM HLDRS DEPOSITRY TR RCPT 87927P200 2.99 111 SH SHARED 21 111 TELECOM ITALIA S P A NEW SPON ADR ORD 87927Y102 5453.46 391,490 SH SHARED 01 391,490 TELECOM ITALIA S P A NEW SPON ADR ORD 87927Y102 50.76 3,644 SH SHARED 21 3,644 TELECOM ITALIA S P A NEW SPON ADR ORD 87927Y102 538.81 38,680 SH SHARED 38,680 TELECOM ITALIA S P A NEW SPON ADR SVGS 87927Y201 1766.36 157,570 SH SHARED 01 157,570 TELECOM ITALIA S P A NEW SPON ADR SVGS 87927Y201 42.90 3,827 SH SHARED 21 3,827

TELECOM ITALIA S P A NEW SPON ADR SVGS 87927Y201 46.16 4,118 SH SHARED 4,118 TELE COMMUNICATION SYS INC CL A 87929J103 74.58 19,074 SH SHARED 01 19,074 TELE COMUNICACOES BRASILEIRAS SPONSORED ADR 879287308 21.28 3,582 SH SHARED 01 3,582 TELE COMUNICACOES BRASILEIRAS SPONSORED ADR 879287308 2.35 395 SH SHARED 21 395 TELE COMUNICACOES BRASILEIRAS SPONSORED ADR 879287308 0.10 17 SH SHARED 17 TELE COMUNICACOES BRASILEIRAS SPONSORED ADR 879287308 20.09 3,382 SH SHARED 3,382 TELE COMUNICACOES DE SAO PAUL SPON ADR PFD 87929A102 715.75 29,298 SH SHARED 01 29,298 TELE COMUNICACOES DE SAO PAUL SPON ADR PFD 87929A102 219.26 8,975 SH SHARED 8,975 TELEDYNE TECHNOLOGIES INC COM 879360105 15.85 398 SH SHARED 01 398 TELEFLEX INC COM 879369106 1686.99 29,711 SH SHARED 01 29,711 TELEFLEX INC COM 879369106 10.67 188 SH SHARED 21 188 TELEFLEX INC COM 879369106 653.76 11,514 SH SHARED 11,514 TELEFONICA S A SPONSORED ADR 879382208 34947.41 471,307 SH SHARED 01 471,307 TELEFONICA S A SPONSORED ADR 879382208 200.95 2,710 SH SHARED 20 2,710 TELEFONICA S A SPONSORED ADR 879382208 103.66 1,398 SH SHARED 21 1,398 TELEFONOS DE SPON ADR A MEXICO S A B SHS 879403707 0.29 19 SH SHARED 01 19 TELEFONOS DE SPON ADR A MEXICO S A B SHS 879403707 22.55 1,501 SH SHARED 1,501 TELEFONOS DE SPON ADR ORD MEXICO S A B L 879403780 17570.00 1,176,825 SH SHARED 01 1,176,825 TELEFONOS DE SPON ADR ORD MEXICO S A B L 879403780 5.40 362 SH SHARED 21 362 TELEFONOS DE SPON ADR ORD MEXICO S A B L 879403780 1.42 95 SH SHARED 95 TELEFONOS DE SPON ADR ORD MEXICO S A B L 879403780 858.98 57,534 SH SHARED 57,534 TELENAV INC COM 879455103 12.64 2,390 SH SHARED 01 2,390 TELEPHONE & DATA SYS INC COM 879433100 354.37 10,804 SH SHARED 01 10,804 TELEPHONE & DATA SYS INC COM 879433100 91.84 2,800 SH SHARED 2,800 TELEPHONE & DATA SYS INC COM 879433100 873.10 26,619 SH SHARED 26,619 TELEPHONE & DATA SYS INC SPL COM 879433860 1222.76 43,131 SH SHARED 01 43,131 TELEPHONE & DATA SYS INC SPL COM 879433860 4.62 163 SH SHARED 21 163 TELEPHONE & DATA SYS INC SPL COM 879433860 160.60 5,665 SH SHARED 5,665 TELETECH HOLDINGS INC COM 879939106 1.48 100 SH P SOLE 100 TELETECH HOLDINGS INC COM 879939106 7.42 500 SH C SOLE 500 TELIK INC COM 87959M109 0.47 665 SH SHARED 01 665 TELIK INC COM 87959M109 1.26 1,773 SH SHARED 1,773 TELLABS INC COM 879664100 3084.97 414,090 SH SHARED 01 414,090 TELLABS INC COM 879664100 5.66 760 SH SHARED 20 760 TELLABS INC COM 879664100 324.82 43,600 SH C SHARED 43,600 TELLABS INC COM 879664100 467.86 62,800 SH P SHARED 62,800 TELLABS INC COM 879664100 654.92 87,909 SH SHARED 87,909 TELULAR CORP COM NEW 87970T208 517.09 168,983 SH SHARED 01 168,983 TELULAR CORP COM NEW 87970T208 2.13 695 SH SHARED 695 TELUS CORP NON-VTG SHS 87971M202 91.56 2,162 SH SHARED 01 2,162 TELUS CORP NON-VTG SHS 87971M202 127.77 3,017 SH SHARED 3,017 TELUS CORP NON-VTG SHS 87971M202 381.15 9,000 SH SHARED 9,000 TELVENT GIT SA SHS E90215109 973.04 43,017 SH SHARED 01 43,017 TELVENT GIT SA SHS E90215109 193.74 8,565 SH SHARED 8,565 TEMPLE INLAND INC COM 879868107 62.32 3,340 SH SHARED 01 3,340 TEMPLE INLAND INC COM 879868107 9.35 501 SH SHARED 21 501 TEMPLE INLAND INC COM 879868107 26.12 1,400 SH P SHARED 1,400 TEMPLE INLAND INC COM 879868107 687.32 36,834 SH SHARED 36,834 TEMPLE INLAND INC COM 879868107 3216.98 172,400 SH C SHARED 172,400

TEMPLETON DRAGON FD INC COM 88018T101 2246.39 77,703 SH SHARED 01 77,703 TEMPLETON EMERG MKTS INCOME COM 880192109 2517.30 148,251 SH SHARED 01 148,251 TEMPLETON EMERGING MKTS FD I COM 880191101 631.23 28,784 SH SHARED 01 28,784 TEMPLETON GLOBAL INCOME FD COM 880198106 6753.12 626,449 SH SHARED 01 626,449 TEMPLETON RUS AND EAST EUR F COM 88022F105 79.44 4,045 SH SHARED 01 4,045 TEMPUR PEDIC INTL INC COM 88023U101 1999.22 64,491 SH SHARED 01 64,491 TEMPUR PEDIC INTL INC COM 88023U101 39.77 1,283 SH SHARED 21 1,283 TEMPUR PEDIC INTL INC COM 88023U101 34.10 1,100 SH C SHARED 1,100 TEMPUR PEDIC INTL INC COM 88023U101 2628.43 84,788 SH SHARED 84,788 TEMPUR PEDIC INTL INC COM 88023U101 6528.60 210,600 SH P SHARED 210,600 TENARIS S A SPONSORED ADR 88031M109 4673.52 121,643 SH SHARED 01 121,643 TENET HEALTHCARE CORP COM 88033G100 762.80 161,610 SH SHARED 01 161,610 TENET HEALTHCARE CORP COM 88033G100 0.85 180 SH SHARED 21 180 TENET HEALTHCARE CORP COM 88033G100 22.18 4,700 SH P SHARED 4,700 TENET HEALTHCARE CORP COM 88033G100 264.79 56,100 SH C SHARED 56,100 TENET HEALTHCARE CORP COM 88033G100 616.41 130,595 SH SHARED 130,595 TENNANT CO COM 880345103 12.58 407 SH SHARED 01 407 TENNANT CO COM 880345103 14.83 480 SH SHARED 480 TENNANT CO COM 880345103 386.25 12,500 SH C SHARED 12,500 TENNECO INC COM 880349105 1588.45 54,831 SH SHARED 01 54,831 TENNECO INC COM 880349105 9.79 338 SH SHARED 21 338 TENNECO INC COM 880349105 367.92 12,700 SH P SHARED 12,700 TENNECO INC COM 880349105 498.28 17,200 SH C SHARED 17,200 TENNESSEE COMMERCE BANCORP I COM 88043P108 7.78 1,925 SH SHARED 01 1,925 TERADATA CORP DEL COM 88076W103 4282.44 111,059 SH SHARED 01 111,059 TERADATA CORP DEL COM 88076W103 2015.53 52,270 SH SHARED 20 52,270 TERADATA CORP DEL COM 88076W103 15.42 400 SH P SHARED 400 TERADATA CORP DEL COM 88076W103 433.07 11,231 SH SHARED 11,231 TERADATA CORP DEL COM 88076W103 771.82 20,016 SH SHARED 20,016 TERADATA CORP DEL COM 88076W103 2541.10 65,900 SH C SHARED 65,900 TERADYNE INC COM 880770102 1699.82 152,587 SH SHARED 01 152,587 TERADYNE INC COM 880770102 115.86 10,400 SH C SHARED 10,400 TERADYNE INC COM 880770102 5466.40 490,700 SH P SHARED 490,700 TEREX CORP NEW COM 880779103 2715.47 118,476 SH SHARED 01 118,476 TEREX CORP NEW COM 880779103 215.45 9,400 SH SHARED 9,400 TEREX CORP NEW COM 880779103 446.94 19,500 SH P SHARED 19,500 TEREX CORP NEW COM 880779103 1549.39 67,600 SH C SHARED 67,600 NOTE 4.000% TEREX CORP NEW 6/0 880779AV5 2353.13 1,500,000 PRN SOLE 1,500,000 TERNIUM SA SPON ADR 880890108 177.42 5,434 SH SHARED 01 5,434 TERNIUM SA SPON ADR 880890108 156.72 4,800 SH C SHARED 4,800 TERRA NITROGEN CO L P COM UNIT 881005201 264.30 2,915 SH SHARED 01 2,915 TERRA NOVA RTY CORP COM 88102D103 135.68 18,187 SH SHARED 01 18,187 TERRA NOVA RTY CORP COM 88102D103 0.04 6 SH SHARED 6 TERRA NOVA RTY CORP COM 88102D103 18.65 2,500 SH P SHARED 2,500 TERREMARK WORLDWIDE INC COM NEW 881448203 25.85 2,500 SH SHARED 01 2,500 TERREMARK WORLDWIDE INC COM NEW 881448203 10.34 1,000 SH C SHARED 1,000 TERRESTAR CORP COM 881451108 0.00 1 SH SOLE 1 TERRITORIAL BANCORP INC COM 88145X108 18.09 1,075 SH SHARED 01 1,075 TERRITORIAL BANCORP INC COM 88145X108 0.98 58 SH SHARED 21 58

TESCO CORP COM 88157K101 6.39 531 SH SHARED 01 531 TESLA MTRS INC COM 88160R101 69.38 3,400 SH SHARED 01 3,400 TESLA MTRS INC COM 88160R101 48.97 2,400 SH C SHARED 2,400 TESLA MTRS INC COM 88160R101 59.17 2,900 SH P SHARED 2,900 TESLA MTRS INC COM 88160R101 315.85 15,479 SH SHARED 15,479 TESORO CORP COM 881609101 2763.29 206,833 SH SHARED 01 206,833 TESORO CORP COM 881609101 786.90 58,900 SH C SHARED 58,900 TESORO CORP COM 881609101 2657.30 198,900 SH P SHARED 198,900 TESSERA TECHNOLOGIES INC COM 88164L100 2018.35 109,100 SH SHARED 01 109,100 TESSERA TECHNOLOGIES INC COM 88164L100 606.80 32,800 SH C SHARED 32,800 TESSERA TECHNOLOGIES INC COM 88164L100 1250.60 67,600 SH P SHARED 67,600 TESSERA TECHNOLOGIES INC COM 88164L100 1453.29 78,556 SH SHARED 78,556 TETRA TECH INC NEW COM 88162G103 18.58 886 SH SHARED 01 886 TETRA TECH INC NEW COM 88162G103 10.49 500 SH P SHARED 500 TETRA TECH INC NEW COM 88162G103 41.94 2,000 SH C SHARED 2,000 TETRA TECH INC NEW COM 88162G103 3976.33 189,620 SH SHARED 189,620 TETRA TECHNOLOGIES INC DEL COM 88162F105 12.29 1,205 SH SHARED 01 1,205 TETRA TECHNOLOGIES INC DEL COM 88162F105 2.04 200 SH P SHARED 200 TETRA TECHNOLOGIES INC DEL COM 88162F105 28.56 2,800 SH C SHARED 2,800 TEVA PHARMACEUTICAL NOTE 1.750% FIN CO B 2/0 88165FAA0 23.35 20,000 PRN SHARED 01 20,000 TEVA PHARMACEUTICAL DBCV 0.250% FIN LLC 2/0 88163VAE9 3.64 3,000 PRN SHARED 01 3,000 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 146376.40 2,774,908 SH SHARED 01 2,774,908 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 250.04 4,740 SH SHARED 20 4,740 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 91.84 1,741 SH SHARED 21 1,741 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1415.65 26,837 SH SHARED 26,837 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 7099.83 134,594 SH SHARED 134,594 TEXAS CAPITAL BANCSHARES INC COM 88224Q107 41.79 2,420 SH SHARED 01 2,420 TEXAS CAPITAL BANCSHARES INC COM 88224Q107 4.84 280 SH SHARED 20 280 TEXAS INDS INC COM 882491103 230.44 7,311 SH SHARED 01 7,311 TEXAS INDS INC COM 882491103 15.76 500 SH C SHARED 500 TEXAS INDS INC COM 882491103 31.52 1,000 SH P SHARED 1,000 TEXAS INSTRS INC COM 882508104 24158.35 890,138 SH SHARED 01 890,138 TEXAS INSTRS INC COM 882508104 70.43 2,595 SH SHARED 21 2,595 TEXAS INSTRS INC COM 882508104 1769.53 65,200 SH P SHARED 65,200 TEXAS INSTRS INC COM 882508104 2122.89 78,220 SH SHARED 78,220 TEXAS INSTRS INC COM 882508104 7507.06 276,605 SH SHARED 276,605 TEXAS INSTRS INC COM 882508104 13141.19 484,200 SH C SHARED 484,200 SUB CTF PROP TEXAS PAC LD TR I T 882610108 19157.36 478,575 SH SHARED 01 478,575 TEXAS ROADHOUSE INC COM 882681109 118.89 8,462 SH SHARED 01 8,462 TEXAS ROADHOUSE INC COM 882681109 2.81 200 SH P SHARED 200 TEXAS ROADHOUSE INC COM 882681109 156.92 11,169 SH SHARED 11,169 TEXAS ROADHOUSE INC COM 882681109 4953.00 352,527 SH C SHARED 352,527 TEXTAINER GROUP HOLDINGS LTD SHS G8766E109 2.97 111 SH SHARED 01 111 TEXTRON INC COM 883203101 2556.37 124,337 SH SHARED 01 124,337 TEXTRON INC COM 883203101 5378.19 261,585 SH SHARED 20 261,585 TEXTRON INC COM 883203101 320.74 15,600 SH SHARED 15,600 TEXTRON INC COM 883203101 725.71 35,297 SH SHARED 35,297 TEXTRON INC COM 883203101 941.65 45,800 SH P SHARED 45,800 TEXTRON INC COM 883203101 7514.68 365,500 SH C SHARED 365,500

NOTE 4.500% TEXTRON INC 5/0 883203BN0 170.50 100,000 PRN SOLE 100,000 TF FINL CORP COM 872391107 14.43 716 SH SOLE 716 TFS FINL CORP COM 87240R107 2.76 300 SH C SHARED 300 TFS FINL CORP COM 87240R107 114.57 12,467 SH SHARED 12,467 TFS FINL CORP COM 87240R107 321.41 34,974 SH SHARED 34,974 TGC INDS INC COM NEW 872417308 12.31 3,283 SH SOLE 3,283 THAI CAP FD INC COM NEW 882905201 29.72 1,972 SH SOLE 1,972 THE9 LTD ADR 88337K104 0.26 50 SH SHARED 01 50 THE9 LTD ADR 88337K104 18.15 3,498 SH SHARED 3,498 THERAVANCE INC COM 88338T104 46.23 2,300 SH SHARED 01 2,300 THERAVANCE INC COM 88338T104 4.02 200 SH P SHARED 200 THERAVANCE INC COM 88338T104 6.03 300 SH C SHARED 300 THERAVANCE INC COM 88338T104 40.20 2,000 SH SHARED 2,000 THERMADYNE HLDGS CORP NEW COM PAR $0.01 883435307 42.39 3,000 SH SHARED 01 3,000 THERMO FISHER SCIENTIFIC INC COM 883556102 76387.61 1,595,397 SH SHARED 01 1,595,397 THERMO FISHER SCIENTIFIC INC COM 883556102 3945.31 82,400 SH SHARED 13 82,400 THERMO FISHER SCIENTIFIC INC COM 883556102 324.15 6,770 SH SHARED 20 6,770 THERMO FISHER SCIENTIFIC INC COM 883556102 56.79 1,186 SH SHARED 21 1,186 THERMO FISHER SCIENTIFIC INC COM 883556102 9.58 200 SH P SHARED 200 THERMO FISHER SCIENTIFIC INC COM 883556102 1198.20 25,025 SH SHARED 25,025 THERMO FISHER SCIENTIFIC INC COM 883556102 2298.24 48,000 SH C SHARED 48,000 THERMO FISHER SCIENTIFIC INC COM 883556102 2951.71 61,648 SH SHARED 61,648 THERMOGENESIS COM PAR CORP $0.001 883623308 0.29 100 SH SHARED 01 100 THESTREET COM COM 88368Q103 0.58 205 SH SHARED 01 205 THOMAS & BETTS CORP COM 884315102 277.91 6,775 SH SHARED 01 6,775 THOMAS & BETTS CORP COM 884315102 4.10 100 SH C SHARED 100 THOMAS & BETTS CORP COM 884315102 41.02 1,000 SH P SHARED 1,000 THOMAS & BETTS CORP COM 884315102 1449.44 35,335 SH SHARED 35,335 THOMAS GROUP INC COM NEW 884402207 1.60 943 SH SOLE 943 THOMPSON CREEK METALS CO INC COM 884768102 5019.88 465,666 SH SHARED 01 465,666 THOMPSON CREEK METALS CO INC COM 884768102 28.39 2,634 SH SHARED 21 2,634 THOMPSON CREEK METALS CO INC COM 884768102 132.28 12,271 SH SHARED 12,271 THOMPSON CREEK METALS CO INC COM 884768102 727.65 67,500 SH C SHARED 67,500 THOMPSON CREEK METALS CO INC COM 884768102 1324.86 122,900 SH P SHARED 122,900 THOMSON REUTERS CORP COM 884903105 196.32 5,231 SH SHARED 01 5,231 THOMSON REUTERS CORP COM 884903105 790.46 21,062 SH SHARED 21,062 THOMSON REUTERS CORP COM 884903105 3429.94 91,392 SH SHARED 91,392 THOR INDS INC COM 885160101 70.14 2,100 SH SHARED 01 2,100 THOR INDS INC COM 885160101 283.90 8,500 SH P SHARED 8,500 THOR INDS INC COM 885160101 654.64 19,600 SH C SHARED 19,600 THOR INDS INC COM 885160101 784.57 23,490 SH SHARED 23,490 THORATEC CORP COM NEW 885175307 2730.79 73,845 SH SHARED 01 73,845 THORATEC CORP COM NEW 885175307 14.61 395 SH SHARED 395 THORATEC CORP COM NEW 885175307 22.19 600 SH P SHARED 600 THORATEC CORP COM NEW 885175307 906.01 24,500 SH C SHARED 24,500 THQ INC COM NEW 872443403 484.57 120,540 SH SHARED 01 120,540 THQ INC COM NEW 872443403 4.02 1,000 SH P SHARED 1,000 THRESHOLD PHARMACEUTICAL INC COM NEW 885807206 0.15 122 SH SHARED 01 122 THT HEAT TRANSFER TECHNOLOGY COM 886031103 2.11 490 SH SOLE 490

TIANLI AGRITECH INC SHS G8883T104 7.66 1,940 SH SOLE 1,940 TIB FINL CORP COM 872449103 2.76 6,912 SH SOLE 6,912 TIBCO SOFTWARE INC COM 88632Q103 2425.25 136,711 SH SHARED 01 136,711 TIBCO SOFTWARE INC COM 88632Q103 102.89 5,800 SH P SHARED 5,800 TIBCO SOFTWARE INC COM 88632Q103 191.59 10,800 SH C SHARED 10,800 TIBCO SOFTWARE INC COM 88632Q103 236.90 13,354 SH SHARED 13,354 TICC CAPITAL CORP COM 87244T109 958.31 92,590 SH SHARED 01 92,590 TICC CAPITAL CORP COM 87244T109 232.69 22,482 SH SHARED 22,482 TIDEWATER INC COM 886423102 7502.05 167,419 SH SHARED 01 167,419 TIDEWATER INC COM 886423102 22.41 500 SH SHARED 500 TIDEWATER INC COM 886423102 125.47 2,800 SH C SHARED 2,800 TIDEWATER INC COM 886423102 477.85 10,664 SH SHARED 10,664 TIDEWATER INC COM 886423102 613.90 13,700 SH P SHARED 13,700 TIENS BIOTECH GROUP USA INC COM 88650T104 0.61 462 SH SOLE 462 TIFFANY & CO NEW COM 886547108 2178.93 46,370 SH SHARED 01 46,370 TIFFANY & CO NEW COM 886547108 405.29 8,625 SH SHARED 20 8,625 TIFFANY & CO NEW COM 886547108 21.94 467 SH SHARED 21 467 TIFFANY & CO NEW COM 886547108 455.80 9,700 SH SHARED 9,700 TIFFANY & CO NEW COM 886547108 1917.19 40,800 SH P SHARED 40,800 TIFFANY & CO NEW COM 886547108 8227.95 175,100 SH C SHARED 175,100 TIM HORTONS INC COM 88706M103 903.37 24,811 SH SHARED 01 24,811 TIM PARTICIPACOES S A SPONS ADR PFD 88706P106 667.39 20,230 SH SHARED 01 20,230 TIM PARTICIPACOES S A SPONS ADR PFD 88706P106 0.33 10 SH SHARED 21 10 TIMBERLAND BANCORP INC COM 887098101 8.08 2,000 SH SHARED 01 2,000 TIMBERLAND CO CL A 887100105 69.34 3,500 SH SHARED 01 3,500 TIMBERLAND CO CL A 887100105 59.43 3,000 SH C SHARED 3,000 TIMBERLAND CO CL A 887100105 90.16 4,551 SH SHARED 4,551 TIME WARNER CABLE INC COM 88732J207 7726.62 143,112 SH SHARED 01 143,112 TIME WARNER CABLE INC COM 88732J207 9.50 176 SH SHARED 21 176 TIME WARNER CABLE INC COM 88732J207 124.18 2,300 SH C SHARED 2,300 TIME WARNER CABLE INC COM 88732J207 161.97 3,000 SH P SHARED 3,000 TIME WARNER CABLE INC COM 88732J207 1145.88 21,224 SH SHARED 21,224 TIME WARNER CABLE INC COM 88732J207 27833.19 515,525 SH SHARED 515,525 TIME WARNER INC COM NEW 887317303 11503.80 375,328 SH SHARED 01 375,328 TIME WARNER INC COM NEW 887317303 1820.92 59,410 SH SHARED 20 59,410 TIME WARNER INC COM NEW 887317303 24.52 800 SH SHARED 21 800 TIME WARNER INC COM NEW 887317303 2099.25 68,491 SH SHARED 68,491 TIME WARNER INC COM NEW 887317303 2730.92 89,100 SH P SHARED 89,100 TIME WARNER INC COM NEW 887317303 4001.11 130,542 SH SHARED 130,542 TIME WARNER INC COM NEW 887317303 6617.34 215,900 SH C SHARED 215,900 TIMKEN CO COM 887389104 668.65 17,431 SH SHARED 01 17,431 TIMKEN CO COM 887389104 49.87 1,300 SH P SHARED 1,300 TIMKEN CO COM 887389104 237.83 6,200 SH C SHARED 6,200 TIMKEN CO COM 887389104 979.14 25,525 SH SHARED 25,525 TITAN INTL INC ILL COM 88830M102 261.32 19,257 SH SHARED 01 19,257 TITAN INTL INC ILL COM 88830M102 208.11 15,336 SH SHARED 15,336 TITAN MACHY INC COM 88830R101 1241.57 76,170 SH SHARED 01 76,170 TITAN MACHY INC COM 88830R101 1.63 100 SH P SHARED 100 TITAN MACHY INC COM 88830R101 190.71 11,700 SH C SHARED 11,700

TITANIUM METALS CORP COM NEW 888339207 1775.42 88,949 SH SHARED 01 88,949 TITANIUM METALS CORP COM NEW 888339207 382.97 19,187 SH SHARED 19,187 TITANIUM METALS CORP COM NEW 888339207 423.15 21,200 SH P SHARED 21,200 TITANIUM METALS CORP COM NEW 888339207 970.06 48,600 SH C SHARED 48,600 TIVO INC COM 888706108 4063.07 448,463 SH SHARED 01 448,463 TIVO INC COM 888706108 337.94 37,300 SH P SHARED 37,300 TIVO INC COM 888706108 1463.19 161,500 SH C SHARED 161,500 TJX COS INC NEW COM 872540109 22.32 500 SH P SHARED 01 500 TJX COS INC NEW COM 872540109 17264.85 386,844 SH SHARED 01 386,844 TJX COS INC NEW COM 872540109 149.29 3,345 SH SHARED 20 3,345 TJX COS INC NEW COM 872540109 57.89 1,297 SH SHARED 21 1,297 TJX COS INC NEW COM 872540109 133.89 3,000 SH P SHARED 3,000 TJX COS INC NEW COM 872540109 388.28 8,700 SH C SHARED 8,700 TJX COS INC NEW COM 872540109 749.29 16,789 SH SHARED 16,789 TJX COS INC NEW COM 872540109 1022.03 22,900 SH SHARED 22,900 TNS INC COM 872960109 73.12 4,314 SH SOLE 4,314 TOFUTTI BRANDS INC COM 88906B105 4.85 1,956 SH SOLE 1,956 TOLL BROTHERS INC COM 889478103 1358.83 71,442 SH SHARED 01 71,442 TOLL BROTHERS INC COM 889478103 237.75 12,500 SH SHARED 12,500 TOLL BROTHERS INC COM 889478103 370.89 19,500 SH P SHARED 19,500 TOLL BROTHERS INC COM 889478103 432.02 22,714 SH SHARED 22,714 TOLL BROTHERS INC COM 889478103 4950.91 260,300 SH C SHARED 260,300 TOLLGRADE COMMUNICATIONS INC COM 889542106 6.68 912 SH SOLE 912 TOMKINS PLC SPONSORED ADR 890030208 62.00 3,071 SH SHARED 01 3,071 TOMKINS PLC SPONSORED ADR 890030208 79.57 3,941 SH SHARED 3,941 TOMOTHERAPY INC COM 890088107 20.75 5,894 SH SHARED 01 5,894 TOMOTHERAPY INC COM 890088107 844.80 240,000 SH SHARED 13 240,000 TOMOTHERAPY INC COM 890088107 10.40 2,955 SH SHARED 2,955 TONGJITANG CHINESE MED CO SPON ADR 89025E103 3.21 893 SH SOLE 893 TONGXIN INTERNATIONAL *W EXP LTD 04/10/201 G8918T111 2.84 2,200 SH SOLE 2,200 TONGXIN INTERNATIONAL LTD COM G8918T103 62.39 14,051 SH SOLE 14,051 TONGXIN INTERNATIONAL UNIT LTD 04/10/2011 G8918T202 5.25 1,049 SH SOLE 1,049 TOOTSIE ROLL INDS INC COM 890516107 46.90 1,885 SH SHARED 01 1,885 TOP IMAGE SYSTEMS LTD ORD M87896102 2.87 3,258 SH SOLE 3,258 TOP SHIPS INC COM NEW Y8897Y305 5.93 8,600 SH SHARED 01 8,600 TOP SHIPS INC COM NEW Y8897Y305 0.47 681 SH SHARED 681 TOR MINERALS INTL INC COM NEW 890878309 11.26 1,883 SH SOLE 1,883 TORCH ENERGY ROYALTY TRUST UNIT BEN INT 891013104 0.36 100 SH SHARED 01 100 TORCHMARK CORP COM 891027104 541.50 10,190 SH SHARED 01 10,190 TORCHMARK CORP COM 891027104 249.76 4,700 SH SHARED 4,700 TORCHMARK CORP COM 891027104 945.89 17,800 SH C SHARED 17,800 TOREADOR RES CORP COM 891050106 3.35 300 SH C SOLE 300 TOREADOR RES CORP COM 891050106 4.47 400 SH P SOLE 400 TOREADOR RES CORP COM 891050106 840.77 75,203 SH SOLE 75,203 TORM A/S SPONSORED ADR 891072100 8.53 1,150 SH SOLE 1,150 TORO CO COM 891092108 58.65 1,043 SH SHARED 01 1,043 TORO CO COM 891092108 329.45 5,859 SH SHARED 5,859 TORO CO COM 891092108 3373.80 60,000 SH C SHARED 60,000 TORONTO DOMINION BK ONT COM NEW 891160509 3439.14 47,594 SH SHARED 01 47,594

TORONTO DOMINION BK ONT COM NEW 891160509 28.90 400 SH SHARED 17 400 TORONTO DOMINION BK ONT COM NEW 891160509 86.71 1,200 SH C SHARED 1,200 TORONTO DOMINION BK ONT COM NEW 891160509 303.49 4,200 SH P SHARED 4,200 TORONTO DOMINION BK ONT COM NEW 891160509 3095.33 42,836 SH SHARED 42,836 TORONTO DOMINION BK ONT COM NEW 891160509 72379.23 1,001,650 SH SHARED 1,001,650 TORTOISE CAP RES CORP COM 89147N304 7.44 1,328 SH SOLE 1,328 TORTOISE ENERGY CAP CORP COM 89147U100 972.71 37,629 SH SHARED 01 37,629 TORTOISE ENERGY INFRSTRCTR C COM 89147L100 980.78 28,636 SH SHARED 01 28,636 TORTOISE ENERGY INFRSTRCTR C COM 89147L100 85.97 2,510 SH SHARED 2,510 TORTOISE MLP FD INC COM 89148B101 918.83 38,205 SH SHARED 01 38,205 TORTOISE NORTH AMRN ENRGY CO COM 89147T103 84.29 3,436 SH SHARED 01 3,436 TORTOISE PWR & ENERGY INFRAS COM 89147X104 1809.74 79,900 SH SHARED 01 79,900 TORTOISE PWR & ENERGY INFRAS COM 89147X104 1.63 72 SH SHARED 72 TOTAL S A SPONSORED ADR 89151E109 57086.47 1,106,327 SH SHARED 01 1,106,327 TOTAL S A SPONSORED ADR 89151E109 20.64 400 SH P SHARED 01 400 TOTAL S A SPONSORED ADR 89151E109 549.02 10,640 SH SHARED 20 10,640 TOTAL S A SPONSORED ADR 89151E109 271.16 5,255 SH SHARED 21 5,255 TOTAL S A SPONSORED ADR 89151E109 1162.29 22,525 SH SHARED 22,525 TOTAL SYS SVCS INC COM 891906109 373.01 24,476 SH SHARED 01 24,476 TOTAL SYS SVCS INC COM 891906109 25.91 1,700 SH C SHARED 1,700 TOTAL SYS SVCS INC COM 891906109 54.36 3,567 SH SHARED 3,567 TOTAL SYS SVCS INC COM 891906109 256.75 16,847 SH SHARED 16,847 TOWER FINANCIAL CORP COM 891769101 2.12 334 SH SOLE 334 TOWER GROUP INC COM 891777104 145.40 6,227 SH SHARED 01 6,227 TOWER GROUP INC COM 891777104 15.36 658 SH SHARED 21 658 TOWER SEMICONDUCTOR LTD ORD M87915100 104.93 77,728 SH SOLE 77,728 TOWERS WATSON & CO CL A 891894107 555.39 11,293 SH SHARED 01 11,293 TOWERS WATSON & CO CL A 891894107 13.57 276 SH SHARED 21 276 TOWERSTREAM CORP COM 892000100 3.36 1,570 SH SOLE 1,570 TOWN SPORTS INTL HLDGS INC COM 89214A102 5.45 2,003 SH SOLE 2,003 TOWNEBANK PORTSMOUTH VA COM 89214P109 1.50 100 SH SHARED 01 100 TOYOTA MOTOR SP ADR CORP REP2COM 892331307 14823.93 207,096 SH SHARED 01 207,096 TOYOTA MOTOR SP ADR CORP REP2COM 892331307 221.54 3,095 SH SHARED 20 3,095 TOYOTA MOTOR SP ADR CORP REP2COM 892331307 87.18 1,218 SH SHARED 21 1,218 TOYOTA MOTOR SP ADR CORP REP2COM 892331307 2.15 30 SH SHARED 30 TOYOTA MOTOR SP ADR CORP REP2COM 892331307 52.68 736 SH SHARED 736 TPC GROUP INC COM 89236Y104 219.14 9,200 SH SHARED 01 9,200 TPC GROUP INC COM 89236Y104 155.47 6,527 SH SHARED 6,527 TRACTOR SUPPLY CO COM 892356106 6214.88 156,704 SH SHARED 01 156,704 TRACTOR SUPPLY CO COM 892356106 43.63 1,100 SH C SHARED 1,100 TRACTOR SUPPLY CO COM 892356106 198.30 5,000 SH P SHARED 5,000 TRADESTATION GROUP INC COM 89267P105 1.46 222 SH SHARED 01 222 TRANS LUX CORP COM 893247106 0.20 399 SH SOLE 399 TRANS WORLD ENTMT CORP COM 89336Q100 1.02 607 SH SOLE 607 TRANS1 INC COM 89385X105 11.31 4,580 SH SHARED 01 4,580 TRANSACT TECHNOLOGIES INC COM 892918103 4.44 555 SH SOLE 555 TRANSALTA CORP COM 89346D107 510.92 23,897 SH SHARED 01 23,897 TRANSALTA CORP COM 89346D107 213.50 9,986 SH SHARED 9,986 TRANSALTA CORP COM 89346D107 2300.57 107,604 SH SHARED 107,604

TRANSAMERICA INCOME SHS INC COM 893506105 689.84 30,340 SH SHARED 01 30,340 TRANSATLANTIC HLDGS INC COM 893521104 1499.70 29,510 SH SHARED 01 29,510 TRANSATLANTIC HLDGS INC COM 893521104 0.86 17 SH SHARED 21 17 TRANSATLANTIC HLDGS INC COM 893521104 108.60 2,137 SH SHARED 2,137 TRANSATLANTIC HLDGS INC COM 893521104 883.00 17,375 SH SHARED 17,375 TRANSCANADA CORP COM 89353D107 2070.89 55,789 SH SHARED 01 55,789 TRANSCANADA CORP COM 89353D107 828.89 22,330 SH SHARED 20 22,330 TRANSCANADA CORP COM 89353D107 75.35 2,030 SH SHARED 21 2,030 TRANSCANADA CORP COM 89353D107 1245.78 33,561 SH SHARED 33,561 TRANSCANADA CORP COM 89353D107 17871.50 481,452 SH SHARED 481,452 TRANSCAT INC COM 893529107 11.09 1,500 SH SHARED 01 1,500 TRANSCAT INC COM 893529107 3.18 430 SH SHARED 430 TRANSCEND SERVICES INC COM NEW 893929208 26.15 1,715 SH SHARED 01 1,715 TRANSDIGM GROUP INC COM 893641100 6268.48 101,023 SH SHARED 01 101,023 TRANSDIGM GROUP INC COM 893641100 6.39 103 SH SHARED 21 103 TRANSDIGM GROUP INC COM 893641100 218.66 3,524 SH SHARED 3,524 TRANSGLOBE ENERGY CORP COM 893662106 337.47 35,673 SH SHARED 01 35,673 TRANSGLOBE ENERGY CORP COM 893662106 110.68 11,700 SH C SHARED 11,700 TRANSITION THERAPEUTICS INC COM NEW 893716209 3.22 1,045 SH SOLE 1,045 TRANSMONTAIGNE PARTNERS L P COM UNIT L P 89376V100 4174.90 121,540 SH SHARED 01 121,540 TRANSMONTAIGNE PARTNERS L P COM UNIT L P 89376V100 107.00 3,115 SH SHARED 3,115 NOTE TRANSOCEAN INC 1.500%12/1 893830AV1 86144.68 88,015,000 PRN SOLE 88,015,000 NOTE TRANSOCEAN INC 1.500%12/1 893830AW9 38853.39 40,631,000 PRN SHARED 40,631,000 NOTE TRANSOCEAN INC 1.625%12/1 893830AU3 242.17 244,000 PRN SHARED 01 244,000 NOTE TRANSOCEAN INC 1.625%12/1 893830AU3 23740.60 23,920,000 PRN SHARED 23,920,000 TRANSOCEAN LTD REG SHS H8817H100 42744.56 664,871 SH SHARED 01 664,871 TRANSOCEAN LTD REG SHS H8817H100 50.47 785 SH SHARED 20 785 TRANSOCEAN LTD REG SHS H8817H100 50.85 791 SH SHARED 21 791 TRANSOCEAN LTD REG SHS H8817H100 3220.74 50,097 SH SHARED 50,097 TRANSOCEAN LTD REG SHS H8817H100 13403.18 208,480 SH SHARED 208,480 TRANSOCEAN LTD REG SHS H8817H100 68427.06 1,064,350 SH P SHARED 1,064,350 TRANSOCEAN LTD REG SHS H8817H100 96949.32 1,508,000 SH C SHARED 1,508,000 TRANSWITCH CORP COM NEW 894065309 1.35 514 SH SHARED 01 514 TRANSWITCH CORP COM NEW 894065309 208.25 79,183 SH SHARED 79,183 TRAVELCENTERS OF AMERICA LLC COM 894174101 0.35 100 SH SHARED 01 100 TRAVELCENTERS OF AMERICA LLC COM 894174101 14.01 4,060 SH SHARED 4,060 TRAVELERS COMPANIES INC COM 89417E109 161.51 3,100 SH P SHARED 01 3,100 TRAVELERS COMPANIES INC COM 89417E109 84617.54 1,624,137 SH SHARED 01 1,624,137 TRAVELERS COMPANIES INC COM 89417E109 1684.65 32,335 SH SHARED 17 32,335 TRAVELERS COMPANIES INC COM 89417E109 80.13 1,538 SH SHARED 21 1,538 TRAVELERS COMPANIES INC COM 89417E109 815.89 15,660 SH SHARED 15,660 TRAVELERS COMPANIES INC COM 89417E109 2120.05 40,692 SH SHARED 40,692 TRAVELERS COMPANIES INC COM 89417E109 2980.12 57,200 SH C SHARED 57,200 TRAVELERS COMPANIES INC COM 89417E109 3287.51 63,100 SH P SHARED 63,100 TRAVELZOO INC COM 89421Q106 2.73 106 SH SHARED 01 106 TRAVELZOO INC COM 89421Q106 171.92 6,674 SH SHARED 6,674 TRC COS INC COM 872625108 9.38 3,706 SH SOLE 3,706 TREDEGAR CORP COM 894650100 15.18 800 SH SHARED 01 800 TREE COM INC COM 894675107 0.73 112 SH SHARED 01 112

TREEHOUSE FOODS INC COM 89469A104 1323.85 28,717 SH SHARED 01 28,717 TREEHOUSE FOODS INC COM 89469A104 9.22 200 SH C SHARED 200 TRI CONTL CORP COM 895436103 184.53 14,966 SH SHARED 01 14,966 TRI VY CORP COM 895735108 1.34 2,000 SH SHARED 01 2,000 TRI VY CORP COM 895735108 8.81 13,183 SH SHARED 13,183 TRIANGLE CAP CORP COM 895848109 51.78 3,240 SH SOLE 3,240 TRICO BANCSHARES COM 896095106 110.51 7,190 SH SHARED 01 7,190 TRIDENT MICROSYSTEMS INC COM 895919108 10.26 6,000 SH SHARED 01 6,000 TRIDENT MICROSYSTEMS INC COM 895919108 19.49 11,400 SH C SHARED 11,400 TRIMAS CORP COM NEW 896215209 11.79 794 SH SHARED 01 794 TRIMBLE NAVIGATION LTD COM 896239100 2548.28 72,725 SH SHARED 01 72,725 TRIMBLE NAVIGATION LTD COM 896239100 3.50 100 SH C SHARED 100 TRIMBLE NAVIGATION LTD COM 896239100 70.08 2,000 SH P SHARED 2,000 TRIMBLE NAVIGATION LTD COM 896239100 250.43 7,147 SH SHARED 7,147 TRIMERIS INC COM 896263100 3.20 1,271 SH SOLE 1,271 TRINA SOLAR LIMITED SPON ADR 89628E104 1612.34 53,424 SH SHARED 01 53,424 TRINA SOLAR LIMITED SPON ADR 89628E104 461.75 15,300 SH SHARED 15,300 TRINA SOLAR LIMITED SPON ADR 89628E104 989.90 32,800 SH C SHARED 32,800 TRINA SOLAR LIMITED SPON ADR 89628E104 2827.87 93,700 SH P SHARED 93,700 TRINA SOLAR LIMITED SPON ADR 89628E104 9669.19 320,384 SH SHARED 320,384 TRINITY BIOTECH PLC SPON ADR NEW 896438306 3.96 625 SH SHARED 01 625 TRINITY BIOTECH PLC SPON ADR NEW 896438306 0.98 155 SH SHARED 155 TRINITY INDS INC COM 896522109 4616.19 207,283 SH SHARED 01 207,283 TRINITY INDS INC COM 896522109 26.72 1,200 SH P SHARED 1,200 TRINITY INDS INC COM 896522109 37.86 1,700 SH C SHARED 1,700 TRINITY INDS INC COM 896522109 197.58 8,872 SH SHARED 8,872 TRINITY INDS NOTE 3.875% INC 6/0 896522AF6 15.39 17,000 PRN SHARED 01 17,000 TRINTECH GROUP PLC SPONS ADR NEW 896682200 19.48 2,895 SH SOLE 2,895 TRIPLE-S MGMT CORP CL B 896749108 272.97 16,200 SH SHARED 01 16,200 TRIQUINT SEMICONDUCTOR INC COM 89674K103 1949.24 203,046 SH SHARED 01 203,046 TRIQUINT SEMICONDUCTOR INC COM 89674K103 9.77 1,018 SH SHARED 21 1,018 TRIQUINT SEMICONDUCTOR INC COM 89674K103 22.08 2,300 SH P SHARED 2,300 TRIQUINT SEMICONDUCTOR INC COM 89674K103 34.56 3,600 SH C SHARED 3,600 TRI-TECH HOLDING INC SHS G9103F106 429.80 40,585 SH SHARED 01 40,585 TRI-TECH HOLDING INC SHS G9103F106 17.58 1,660 SH SHARED 1,660 TRIUMPH GROUP INC NEW COM 896818101 1687.08 22,618 SH SHARED 01 22,618 TRIUMPH GROUP NOTE INC NEW 2.625%10/0 896818AB7 2.85 2,000 PRN SHARED 01 2,000 TRUBION PHARMACEUTICALS INC COM 89778N102 6.10 1,353 SH SOLE 1,353 TRUE RELIGION APPAREL INC COM 89784N104 48.25 2,261 SH SHARED 01 2,261 TRUE RELIGION APPAREL INC COM 89784N104 10.67 500 SH C SHARED 500 TRUE RELIGION APPAREL INC COM 89784N104 10.67 500 SH P SHARED 500 TRUEBLUE INC COM 89785X101 0.35 26 SH SHARED 01 26 TRUEBLUE INC COM 89785X101 231.29 16,944 SH SHARED 16,944 TRUSTCO BK CORP N Y COM 898349105 80.06 14,400 SH SHARED 01 14,400 TRUSTMARK CORP COM 898402102 97.16 4,469 SH SHARED 01 4,469 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 3497.52 84,156 SH SHARED 01 84,156 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 13.71 330 SH SHARED 21 330 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 116.37 2,800 SH P SHARED 2,800 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 290.92 7,000 SH C SHARED 7,000

TS&W CLAYMORE TAX ADVNTG BL COM 87280R108 14.92 1,356 SH SHARED 01 1,356 TSAKOS ENERGY NAVIGATION LTD SHS G9108L108 539.46 40,500 SH SHARED 01 40,500 TSAKOS ENERGY NAVIGATION LTD SHS G9108L108 317.64 23,847 SH SHARED 23,847 TSR INC COM 872885108 1.92 839 SH SOLE 839 TTM TECHNOLOGIES INC COM 87305R109 4.45 455 SH SHARED 01 455 TTM TECHNOLOGIES INC COM 87305R109 730.18 74,584 SH SHARED 74,584 TUESDAY MORNING CORP COM NEW 899035505 11.69 2,450 SH SHARED 01 2,450 TUFCO TECHNOLOGIES INC COM 899040109 2.60 759 SH SOLE 759 TUPPERWARE BRANDS CORP COM 899896104 3330.09 72,773 SH SHARED 01 72,773 TUPPERWARE BRANDS CORP COM 899896104 388.96 8,500 SH C SHARED 8,500 TUPPERWARE BRANDS CORP COM 899896104 631.49 13,800 SH P SHARED 13,800 TUPPERWARE BRANDS CORP COM 899896104 653.13 14,273 SH SHARED 14,273 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 1441.39 86,002 SH SHARED 01 86,002 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 561.46 33,500 SH SHARED 20 33,500 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 27.40 1,635 SH SHARED 21 1,635 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 4.39 262 SH SHARED 262 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 23.11 1,379 SH SHARED 1,379 TURKISH INVT FD INC COM 900145103 445.52 25,015 SH SHARED 01 25,015 TURKISH INVT FD INC COM 900145103 5.84 328 SH SHARED 328 TUTOR PERINI CORP COM 901109108 358.26 17,833 SH SHARED 01 17,833 TUTOR PERINI CORP COM 901109108 20.09 1,000 SH C SHARED 1,000 TW TELECOM INC COM 87311L104 6.13 330 SH SHARED 01 330 TW TELECOM INC COM 87311L104 273.94 14,752 SH SHARED 14,752 TWO HBRS INVT *W EXP CORP 07/13/201 90187B119 0.58 3,878 SH SOLE 3,878 TWO HBRS INVT CORP COM 90187B101 1424.26 157,900 SH SHARED 01 157,900 TWO HBRS INVT CORP COM 90187B101 3239.28 359,122 SH SHARED 359,122 TXF FDS INC LARGE COS ETF 87311V201 41.89 1,100 SH SOLE 1,100 TYCO ELECTRONICS LTD SWITZER SHS H8912P106 13568.80 464,367 SH SHARED 01 464,367 TYCO ELECTRONICS LTD SWITZER SHS H8912P106 223.39 7,645 SH SHARED 20 7,645 TYCO ELECTRONICS LTD SWITZER SHS H8912P106 7.60 260 SH SHARED 21 260 TYCO ELECTRONICS LTD SWITZER SHS H8912P106 5.84 200 SH P SHARED 200 TYCO ELECTRONICS LTD SWITZER SHS H8912P106 289.28 9,900 SH C SHARED 9,900 TYCO ELECTRONICS LTD SWITZER SHS H8912P106 547.00 18,720 SH SHARED 18,720 TYCO ELECTRONICS LTD SWITZER SHS H8912P106 835.95 28,609 SH SHARED 28,609 TYCO INTERNATIONAL LTD SHS H89128104 12752.51 347,196 SH SHARED 01 347,196 TYCO INTERNATIONAL LTD SHS H89128104 19.39 528 SH SHARED 21 528 TYCO INTERNATIONAL LTD SHS H89128104 1792.42 48,800 SH P SHARED 48,800 TYCO INTERNATIONAL LTD SHS H89128104 2446.22 66,600 SH C SHARED 66,600 TYCO INTERNATIONAL LTD SHS H89128104 5750.01 156,548 SH SHARED 156,548 TYCO INTERNATIONAL LTD SHS H89128104 5924.33 161,294 SH SHARED 161,294 TYLER TECHNOLOGIES INC COM 902252105 87.47 4,339 SH SHARED 01 4,339 TYLER TECHNOLOGIES INC COM 902252105 4.82 239 SH SHARED 21 239 TYSON FOODS INC CL A 902494103 3101.25 193,586 SH SHARED 01 193,586 TYSON FOODS INC CL A 902494103 302.78 18,900 SH SHARED 18,900 TYSON FOODS INC CL A 902494103 632.79 39,500 SH P SHARED 39,500 TYSON FOODS INC CL A 902494103 1613.21 100,700 SH C SHARED 100,700 NOTE TYSON FOODS INC 3.250%10/1 902494AP8 1138.67 966,000 PRN SOLE 966,000 U M H PROPERTIES INC COM 903002103 262.59 24,450 SH SHARED 01 24,450 U S AIRWAYS GROUP INC COM 90341W108 417.90 45,178 SH SHARED 01 45,178

U S AIRWAYS GROUP INC COM 90341W108 1091.50 118,000 SH P SHARED 118,000 U S AIRWAYS GROUP INC COM 90341W108 3405.85 368,200 SH C SHARED 368,200 U S AIRWAYS GROUP INC COM 90341W108 10053.58 1,086,874 SH SHARED 1,086,874 U S ENERGY CORP WYO COM 911805109 4.54 1,000 SH C SOLE 1,000 U S ENERGY CORP WYO COM 911805109 16.61 3,658 SH SOLE 3,658 U S G CORP COM NEW 903293405 461.41 34,982 SH SHARED 01 34,982 U S G CORP COM NEW 903293405 52.76 4,000 SH P SHARED 4,000 U S G CORP COM NEW 903293405 986.61 74,800 SH C SHARED 74,800 U S GEOTHERMAL INC COM 90338S102 4.52 5,570 SH SHARED 01 5,570 U S GEOTHERMAL INC COM 90338S102 1.91 2,353 SH SHARED 2,353 U S GLOBAL INVS INC CL A 902952100 14.54 2,300 SH SHARED 01 2,300 U S GLOBAL INVS INC CL A 902952100 36.01 5,697 SH SHARED 5,697 U S HOME SYS INC COM 90335C100 4.66 1,591 SH SOLE 1,591 U STORE IT TR COM 91274F104 15.32 1,835 SH SHARED 01 1,835 U STORE IT TR COM 91274F104 476.27 57,038 SH SHARED 57,038 U STORE IT TR COM 91274F104 1076.90 128,970 SH SHARED 128,970 UAL CORP COM NEW 902549807 4635.80 195,934 SH SHARED 01 195,934 UAL CORP COM NEW 902549807 1968.51 83,200 SH P SHARED 83,200 UAL CORP COM NEW 902549807 35068.85 1,482,200 SH C SHARED 1,482,200 UAL CORP COM NEW 902549807 61225.98 2,587,742 SH SHARED 2,587,742 UBS AG SHS NEW H89231338 666.28 39,124 SH SHARED 01 39,124 UBS AG SHS NEW H89231338 2390.48 140,369 SH SHARED 17 140,369 UBS AG SHS NEW H89231338 74368.55 4,366,914 SH P SHARED 4,366,914 UBS AG SHS NEW H89231338 239923.87 14,088,307 SH SHARED 14,088,307 UBS AG SHS NEW H89231338 427057.19 25,076,758 SH C SHARED 25,076,758 UBS AG SHS NEW H89231338 605021.30 35,526,794 SH SHARED 35,526,794 UBS AG JERSEY ALERIAN BRH INFRST 902641646 24.90 890 SH SHARED 01 890 UBS AG JERSEY BRH CMCI AGRI ETN 902641760 37.96 1,612 SH SOLE 1,612 UBS AG JERSEY CMCI ENRGY BRH ETN 902641745 3.51 250 SH SOLE 250 UBS AG JERSEY BRH CMCI ETN 38 902641778 11.53 564 SH SOLE 564 UBS AG JERSEY BRH CMCI FOOD ETN 902641737 5.94 245 SH SOLE 245 UBS AG JERSEY BRH CMCI INDL ETN 902641752 3.93 180 SH SOLE 180 UBS AG JERSEY DJ COMMD BRH ETN39 902641679 348.44 12,905 SH SOLE 12,905 UBS AG JERSEY LIVESTK ETN BRH 38 902641828 2.75 136 SH SOLE 136 UBS AG JERSEY SHRT PLATN BRH ETN18 902641729 7.84 260 SH SOLE 260 UDR INC COM 902653104 320.03 15,153 SH SHARED 01 15,153 UDR INC COM 902653104 133.06 6,300 SH C SHARED 6,300 UDR INC COM 902653104 363.98 17,234 SH SHARED 17,234 UDR INC COM 902653104 468.86 22,200 SH P SHARED 22,200 UDR INC COM 902653104 626.69 29,673 SH SHARED 29,673 UFP TECHNOLOGIES INC COM 902673102 5.85 500 SH SHARED 01 500 UFP TECHNOLOGIES INC COM 902673102 2.99 256 SH SHARED 256 UGI CORP NEW COM 902681105 12404.95 433,588 SH SHARED 01 433,588 UGI CORP NEW COM 902681105 28.61 1,000 SH C SHARED 1,000 UGI CORP NEW COM 902681105 1195.67 41,792 SH SHARED 41,792 UIL HLDG CORP COM 902748102 238.66 8,475 SH SHARED 01 8,475 UIL HLDG CORP COM 902748102 7.24 257 SH SHARED 21 257 UIL HLDG CORP COM 902748102 93.15 3,308 SH SHARED 3,308 ULTA SALON COSMETCS & FRAG I COM 90384S303 724.10 24,798 SH SHARED 01 24,798

ULTA SALON COSMETCS & FRAG I COM 90384S303 108.77 3,725 SH SHARED 20 3,725 ULTA SALON COSMETCS & FRAG I COM 90384S303 8.47 290 SH SHARED 21 290 ULTA SALON COSMETCS & FRAG I COM 90384S303 125.41 4,295 SH SHARED 4,295 ULTICOM INC COM NEW 903844207 1.40 173 SH SOLE 173 ULTIMATE SOFTWARE GROUP INC COM 90385D107 73.61 1,905 SH SHARED 01 1,905 ULTIMATE SOFTWARE GROUP INC COM 90385D107 718.70 18,600 SH C SHARED 18,600 ULTRA CLEAN HLDGS INC COM 90385V107 4.40 510 SH SHARED 01 510 ULTRA PETROLEUM CORP COM 903914109 4307.78 102,615 SH SHARED 01 102,615 ULTRA PETROLEUM CORP COM 903914109 1203.15 28,660 SH SHARED 20 28,660 ULTRA PETROLEUM CORP COM 903914109 4.37 104 SH SHARED 21 104 ULTRA PETROLEUM CORP COM 903914109 432.39 10,300 SH SHARED 10,300 ULTRA PETROLEUM CORP COM 903914109 562.53 13,400 SH P SHARED 13,400 ULTRA PETROLEUM CORP COM 903914109 1347.56 32,100 SH C SHARED 32,100 ULTRALIFE CORP COM 903899102 10.01 2,300 SH SHARED 01 2,300 ULTRALIFE CORP COM 903899102 7.84 1,802 SH SHARED 1,802 ULTRAPAR PARTICIPACOES SP ADR REP S A PFD 90400P101 343.03 5,605 SH SHARED 01 5,605 ULTRAPAR PARTICIPACOES SP ADR REP S A PFD 90400P101 332.32 5,430 SH SHARED 20 5,430 ULTRAPAR PARTICIPACOES SP ADR REP S A PFD 90400P101 1235.81 20,193 SH SHARED 20,193 ULTRAPETROL BAHAMAS LTD COM P94398107 52.77 8,220 SH SHARED 01 8,220 ULTRATECH INC COM 904034105 3.42 200 SH C SOLE 200 UMB FINL CORP COM 902788108 1233.90 34,748 SH SHARED 01 34,748 UMB FINL CORP COM 902788108 31.43 885 SH SHARED 21 885 UMPQUA HLDGS CORP COM 904214103 4314.82 380,496 SH SHARED 01 380,496 UMPQUA HLDGS CORP COM 904214103 89.76 7,915 SH SHARED 20 7,915 UMPQUA HLDGS CORP COM 904214103 32.80 2,892 SH SHARED 21 2,892 UMPQUA HLDGS CORP COM 904214103 1.13 100 SH P SHARED 100 UNDER ARMOUR INC CL A 904311107 765.68 17,000 SH P SHARED 01 17,000 UNDER ARMOUR INC CL A 904311107 4520.98 100,377 SH SHARED 01 100,377 UNDER ARMOUR INC CL A 904311107 25.04 556 SH SHARED 21 556 UNDER ARMOUR INC CL A 904311107 1004.39 22,300 SH P SHARED 22,300 UNDER ARMOUR INC CL A 904311107 1441.28 32,000 SH C SHARED 32,000 UNICA CORP COM 904583101 822.81 39,219 SH SOLE 39,219 UNICO AMERN CORP COM 904607108 0.11 12 SH SHARED 01 12 UNICO AMERN CORP COM 904607108 20.51 2,276 SH SHARED 2,276 UNIFI INC COM 904677101 127.23 28,210 SH SHARED 01 28,210 UNIFIRST CORP MASS COM 904708104 763.80 17,300 SH SHARED 01 17,300 UNIFIRST CORP MASS COM 904708104 5.96 135 SH SHARED 135 UNILEVER N V N Y SHS NEW 904784709 37228.18 1,245,923 SH SHARED 01 1,245,923 UNILEVER N V N Y SHS NEW 904784709 62.75 2,100 SH C SHARED 01 2,100 UNILEVER N V N Y SHS NEW 904784709 28.15 942 SH SHARED 21 942 UNILEVER N V N Y SHS NEW 904784709 32.75 1,096 SH SHARED 1,096 UNILEVER PLC SPON ADR NEW 904767704 25983.16 892,892 SH SHARED 01 892,892 UNILEVER PLC SPON ADR NEW 904767704 353.86 12,160 SH SHARED 20 12,160 UNILEVER PLC SPON ADR NEW 904767704 112.18 3,855 SH SHARED 21 3,855 UNILEVER PLC SPON ADR NEW 904767704 29.10 1,000 SH SHARED 1,000 UNILIFE CORP NEW COM 90478E103 2906.61 482,025 SH SOLE 482,025 UNION BANKSHARES INC COM 905400107 156.31 8,674 SH SHARED 01 8,674 UNION BANKSHARES INC COM 905400107 6.25 347 SH SHARED 347 UNION FIRST MKT BANKSH CP COM 90662P104 53.70 4,112 SH SHARED 01 4,112

UNION PAC CORP COM 907818108 53841.58 658,210 SH SHARED 01 658,210 UNION PAC CORP COM 907818108 251.94 3,080 SH SHARED 17 3,080 UNION PAC CORP COM 907818108 2147.66 26,255 SH SHARED 20 26,255 UNION PAC CORP COM 907818108 182.41 2,230 SH SHARED 21 2,230 UNION PAC CORP COM 907818108 2671.67 32,661 SH SHARED 32,661 UNION PAC CORP COM 907818108 6247.56 76,376 SH SHARED 76,376 UNION PAC CORP COM 907818108 11272.04 137,800 SH P SHARED 137,800 UNION PAC CORP COM 907818108 15206.62 185,900 SH C SHARED 185,900 UNISOURCE ENERGY CORP COM 909205106 26.98 807 SH SHARED 01 807 UNISOURCE NOTE 4.500% ENERGY CORP 3/0 909205AB2 470.59 470,000 PRN SHARED 01 470,000 UNISYS CORP COM NEW 909214306 3408.74 122,177 SH SHARED 01 122,177 UNISYS CORP COM NEW 909214306 61.38 2,200 SH P SHARED 2,200 UNISYS CORP COM NEW 909214306 237.15 8,500 SH C SHARED 8,500 UNIT CORP COM 909218109 298.54 8,006 SH SHARED 01 8,006 UNIT CORP COM 909218109 11.82 317 SH SHARED 21 317 UNIT CORP COM 909218109 48.48 1,300 SH C SHARED 1,300 UNIT CORP COM 909218109 191.15 5,126 SH SHARED 5,126 UNITED AUTO NOTE 3.500% GROUP INC 4/0 909440AH2 8.04 8,000 PRN SHARED 01 8,000 UNITED BANCORP INC OHIO COM 909911109 3.76 469 SH SOLE 469 UNITED BANCSHARES INC OHIO COM 909458101 9.94 1,104 SH SOLE 1,104 UNITED BANKSHARES INC WEST V COM 909907107 368.70 14,813 SH SHARED 01 14,813 UNITED CAPITAL CORP COM 909912107 4.26 175 SH SOLE 175 UNITED CMNTY BANCORP COM 90984H103 9.80 1,352 SH SOLE 1,352 UNITED CMNTY BKS BLAIRSVLE G CAP STK 90984P105 4.22 1,882 SH SHARED 01 1,882 UNITED FINANCIAL BANCORP INC COM 91030T109 18.75 1,388 SH SHARED 01 1,388 UNITED FINANCIAL BANCORP INC COM 91030T109 1.24 92 SH SHARED 21 92 UNITED FIRE & CAS CO COM 910331107 239.25 11,280 SH SHARED 01 11,280 UNITED FIRE & CAS CO COM 910331107 28.04 1,322 SH SHARED 1,322 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 177.28 63,771 SH SHARED 01 63,771 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 178.19 64,098 SH SHARED 17 64,098 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 27.76 9,987 SH SHARED 21 9,987 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 691.06 248,584 SH SHARED 248,584 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 997.96 358,980 SH SHARED 358,980 UNITED NAT FOODS INC COM 911163103 1028.74 31,061 SH SHARED 01 31,061 UNITED NAT FOODS INC COM 911163103 23.18 700 SH SHARED 21 700 UNITED NAT FOODS INC COM 911163103 13.25 400 SH C SHARED 400 UNITED NAT FOODS INC COM 911163103 346.73 10,469 SH SHARED 10,469 UNITED ONLINE INC COM 911268100 67.50 11,800 SH P SOLE 11,800 UNITED ONLINE INC COM 911268100 1055.78 184,577 SH SOLE 184,577 UNITED PARCEL SERVICE INC CL B 911312106 40960.93 614,199 SH SHARED 01 614,199 UNITED PARCEL SERVICE INC CL B 911312106 27.68 415 SH SHARED 21 415 UNITED PARCEL SERVICE INC CL B 911312106 2758.37 41,361 SH SHARED 41,361 UNITED PARCEL SERVICE INC CL B 911312106 19440.14 291,500 SH P SHARED 291,500 UNITED PARCEL SERVICE INC CL B 911312106 20876.84 313,043 SH SHARED 313,043 UNITED PARCEL SERVICE INC CL B 911312106 46440.65 696,366 SH C SHARED 696,366 UNITED RENTALS INC COM 911363109 3877.14 261,263 SH SHARED 01 261,263 UNITED RENTALS INC COM 911363109 3132.72 211,100 SH C SHARED 211,100 UNITED RENTALS INC COM 911363109 37509.88 2,527,620 SH SHARED 2,527,620 UNITED SEC BANCSHARES INC SHS 911459105 0.63 74 SH SOLE 74

UNITED SECURITY BANCSHARES C COM 911460103 6.08 1,339 SH SHARED 01 1,339 UNITED SECURITY BANCSHARES C COM 911460103 42.59 9,382 SH SHARED 9,382 UNITED STATES CELLULAR CORP COM 911684108 317.19 6,900 SH SHARED 01 6,900 UNITED STATES CELLULAR CORP COM 911684108 61.42 1,336 SH SHARED 1,336 UNITED STATES LIME & MINERAL COM 911922102 24.90 644 SH SOLE 644 UNITED STATES NATL GAS FUND UNIT 912318102 7538.22 1,222,150 SH SHARED 01 1,222,150 UNITED STATES NATL GAS FUND UNIT 912318102 2892.18 468,900 SH P SHARED 468,900 UNITED STATES NATL GAS FUND UNIT 912318102 4746.28 769,500 SH C SHARED 769,500 UNITED STATES NATL GAS FUND UNIT 912318102 18356.61 2,976,104 SH SHARED 2,976,104 UNITED STATES OIL FUND LP UNITS 91232N108 6924.90 198,763 SH SHARED 01 198,763 UNITED STATES OIL FUND LP UNITS 91232N108 6449.34 185,113 SH SHARED 185,113 UNITED STATES OIL FUND LP UNITS 91232N108 16545.52 474,900 SH P SHARED 474,900 UNITED STATES OIL FUND LP UNITS 91232N108 38902.34 1,116,600 SH C SHARED 1,116,600 UNITED STATES STL CORP NEW COM 912909108 5184.21 118,253 SH SHARED 01 118,253 UNITED STATES STL CORP NEW COM 912909108 5.70 130 SH SHARED 20 130 UNITED STATES STL CORP NEW COM 912909108 28.01 639 SH SHARED 21 639 UNITED STATES STL CORP NEW COM 912909108 464.70 10,600 SH SHARED 10,600 UNITED STATES STL CORP NEW COM 912909108 9302.10 212,183 SH SHARED 212,183 UNITED STATES STL CORP NEW COM 912909108 20740.70 473,100 SH P SHARED 473,100 UNITED STATES STL CORP NEW COM 912909108 23840.19 543,800 SH C SHARED 543,800 UNITED STATES NOTE 4.000% STL CORP NEW 5/1 912909AE8 13.88 9,000 PRN SHARED 01 9,000 UNITED STATIONERS INC COM 913004107 0.80 15 SH SHARED 01 15 UNITED STS 12 MONTH OIL FD L UNIT BEN INT 91288V103 1197.73 31,118 SH SHARED 01 31,118 UNITED STS 12 MONTH OIL FD L UNIT BEN INT 91288V103 3.85 100 SH C SHARED 100 UNITED STS 12 MONTH OIL FD L UNIT BEN INT 91288V103 98.19 2,551 SH SHARED 2,551 UNITED STS BRENT OIL FD LP UNIT 91167Q100 166.62 3,018 SH SOLE 3,018 UNITED STS GASOLINE FD LP UNITS 91201T102 64.46 1,892 SH SHARED 01 1,892 UNITED STS GASOLINE FD LP UNITS 91201T102 40.88 1,200 SH C SHARED 1,200 UNITED STS GASOLINE FD LP UNITS 91201T102 51.11 1,500 SH P SHARED 1,500 UNITED STS GASOLINE FD LP UNITS 91201T102 68.31 2,005 SH SHARED 2,005 UNITED STS HEATING OIL FD LP UNIT 91204P107 3.38 124 SH SHARED 01 124 UNITED STS SHORT OIL FD LP UNITS 912613205 57.69 1,253 SH SOLE 1,253 UNITED TECHNOLOGIES CORP COM 913017109 118669.39 1,666,003 SH SHARED 01 1,666,003 UNITED TECHNOLOGIES CORP COM 913017109 1883.11 26,437 SH SHARED 17 26,437 UNITED TECHNOLOGIES CORP COM 913017109 3401.59 47,755 SH SHARED 20 47,755 UNITED TECHNOLOGIES CORP COM 913017109 94.09 1,321 SH SHARED 21 1,321 UNITED TECHNOLOGIES CORP COM 913017109 16842.90 236,458 SH SHARED 236,458 UNITED TECHNOLOGIES CORP COM 913017109 19239.22 270,100 SH C SHARED 270,100 UNITED TECHNOLOGIES CORP COM 913017109 24973.24 350,600 SH P SHARED 350,600 UNITED TECHNOLOGIES CORP COM 913017109 26512.02 372,203 SH SHARED 372,203 UNITED THERAPEUTICS CORP DEL COM 91307C102 1553.77 27,741 SH SHARED 01 27,741 UNITED THERAPEUTICS CORP DEL COM 91307C102 895.21 15,983 SH SHARED 15,983 UNITED THERAPEUTICS CORP DEL COM 91307C102 7611.76 135,900 SH C SHARED 135,900 UNITED THERAPEUTICS CORP DEL COM 91307C102 11442.84 204,300 SH P SHARED 204,300 UNITED THERAPEUTICS NOTE CORP DEL 0.500%10/1 91307CAD4 7938.60 5,253,000 PRN SOLE 5,253,000 UNITED WESTN BANCORP INC COM 913201109 0.70 1,756 SH SOLE 1,756 UNITEDHEALTH GROUP INC COM 91324P102 25042.14 713,248 SH SHARED 01 713,248 UNITEDHEALTH GROUP INC COM 91324P102 779.44 22,200 SH SHARED 13 22,200 UNITEDHEALTH GROUP INC COM 91324P102 6617.18 188,470 SH SHARED 20 188,470

UNITEDHEALTH GROUP INC COM 91324P102 48.80 1,390 SH SHARED 21 1,390 UNITEDHEALTH GROUP INC COM 91324P102 2526.66 71,964 SH SHARED 71,964 UNITEDHEALTH GROUP INC COM 91324P102 4270.92 121,644 SH SHARED 121,644 UNITEDHEALTH GROUP INC COM 91324P102 6969.34 198,500 SH C SHARED 198,500 UNITEDHEALTH GROUP INC COM 91324P102 8644.08 246,200 SH P SHARED 246,200 UNITIL CORP COM 913259107 11.61 529 SH SHARED 01 529 UNITRIN INC COM 913275103 78.73 3,228 SH SHARED 01 3,228 UNITRIN INC COM 913275103 341.63 14,007 SH SHARED 14,007 UNIVERSAL AMERICAN CORP COM 913377107 1.12 76 SH SHARED 01 76 UNIVERSAL CORP VA COM 913456109 962.64 24,012 SH SHARED 01 24,012 UNIVERSAL CORP VA COM 913456109 188.42 4,700 SH C SHARED 4,700 UNIVERSAL CORP VA COM 913456109 708.75 17,679 SH SHARED 17,679 UNIVERSAL DISPLAY CORP COM 91347P105 701.05 29,832 SH SHARED 01 29,832 UNIVERSAL DISPLAY CORP COM 91347P105 56.40 2,400 SH P SHARED 2,400 UNIVERSAL DISPLAY CORP COM 91347P105 115.15 4,900 SH C SHARED 4,900 UNIVERSAL ELECTRS INC COM 913483103 150.18 7,203 SH SHARED 01 7,203 UNIVERSAL ELECTRS INC COM 913483103 59.17 2,838 SH SHARED 2,838 UNIVERSAL FST PRODS INC COM 913543104 36.24 1,239 SH SHARED 01 1,239 UNIVERSAL HEALTH RLTY INCM T SH BEN INT 91359E105 400.50 11,639 SH SHARED 01 11,639 UNIVERSAL HEALTH RLTY INCM T SH BEN INT 91359E105 259.97 7,555 SH SHARED 7,555 UNIVERSAL HLTH SVCS INC CL B 913903100 550.18 14,158 SH SHARED 01 14,158 UNIVERSAL HLTH SVCS INC CL B 913903100 93.65 2,410 SH SHARED 20 2,410 UNIVERSAL HLTH SVCS INC CL B 913903100 7.85 202 SH SHARED 21 202 UNIVERSAL HLTH SVCS INC CL B 913903100 46.63 1,200 SH C SHARED 1,200 UNIVERSAL HLTH SVCS INC CL B 913903100 6550.98 168,579 SH SHARED 168,579 UNIVERSAL POWER GROUP INC COM 913788105 4.16 1,241 SH SOLE 1,241 UNIVERSAL SEC INSTRS INC COM NEW 913821302 19.05 3,107 SH SOLE 3,107 UNIVERSAL TECHNICAL INST INC COM 913915104 1880.24 96,176 SH SHARED 01 96,176 UNIVERSAL TECHNICAL INST INC COM 913915104 7.62 390 SH SHARED 21 390 UNIVERSAL TRAVEL GROUP COM NEW 91388Q202 0.47 105 SH SHARED 01 105 UNIVERSAL TRAVEL GROUP COM NEW 91388Q202 2.22 500 SH P SHARED 500 UNIVERSAL TRAVEL GROUP COM NEW 91388Q202 59.50 13,400 SH C SHARED 13,400 UNUM GROUP COM 91529Y106 2381.46 107,515 SH SHARED 01 107,515 UNUM GROUP COM 91529Y106 2.22 100 SH P SHARED 100 UNUM GROUP COM 91529Y106 438.57 19,800 SH C SHARED 19,800 UNUM GROUP COM 91529Y106 542.68 24,500 SH SHARED 24,500 UNUM GROUP COM 91529Y106 1146.44 51,758 SH SHARED 51,758 UQM TECHNOLOGIES INC COM 903213106 3.84 1,500 SH SHARED 01 1,500 UR ENERGY INC COM 91688R108 18.32 18,500 SH SHARED 01 18,500 URANERZ ENERGY CORP COM 91688T104 22.33 13,885 SH SHARED 01 13,885 URANIUM ENERGY CORP COM 916896103 91.18 27,800 SH SHARED 01 27,800 COM PAR URANIUM RES INC $0.001 916901507 8.25 6,600 SH SHARED 01 6,600 URBAN OUTFITTERS INC COM 917047102 1011.74 32,180 SH SHARED 01 32,180 URBAN OUTFITTERS INC COM 917047102 245.23 7,800 SH SHARED 7,800 URBAN OUTFITTERS INC COM 917047102 2107.39 67,029 SH SHARED 67,029 URBAN OUTFITTERS INC COM 917047102 3411.24 108,500 SH P SHARED 108,500 URBAN OUTFITTERS INC COM 917047102 6756.46 214,900 SH C SHARED 214,900 UROLOGIX INC COM 917273104 6.65 7,000 SH SHARED 01 7,000 URS CORP NEW COM 903236107 469.39 12,359 SH SHARED 01 12,359

URS CORP NEW COM 903236107 22.60 595 SH SHARED 20 595 URS CORP NEW COM 903236107 3.80 100 SH C SHARED 100 URS CORP NEW COM 903236107 142.43 3,750 SH SHARED 3,750 URS CORP NEW COM 903236107 192.52 5,069 SH SHARED 5,069 URSTADT BIDDLE PPTYS INS CL A 917286205 49.70 2,749 SH SHARED 01 2,749 URSTADT BIDDLE PPTYS INS CL A 917286205 219.83 12,159 SH SHARED 12,159 URSTADT BIDDLE PPTYS INS COM 917286106 15.75 1,000 SH SHARED 01 1,000 URSTADT BIDDLE PPTYS INS COM 917286106 15.53 986 SH SHARED 986 US BANCORP DEL COM NEW 902973304 40538.08 1,875,027 SH SHARED 01 1,875,027 US BANCORP DEL COM NEW 902973304 76.19 3,524 SH SHARED 21 3,524 US BANCORP DEL COM NEW 902973304 2433.42 112,554 SH SHARED 112,554 US BANCORP DEL COM NEW 902973304 6831.92 316,000 SH P SHARED 316,000 US BANCORP DEL COM NEW 902973304 11203.48 518,200 SH C SHARED 518,200 US BANCORP DEL COM NEW 902973304 26926.20 1,245,430 SH SHARED 1,245,430 US ECOLOGY INC COM 91732J102 2.78 174 SH SHARED 01 174 US GOLD CORPORATION COM PAR $0.10 912023207 49.95 10,050 SH SHARED 01 10,050 US GOLD CORPORATION COM PAR $0.10 912023207 10.07 2,026 SH SHARED 2,026 US GOLD CORPORATION COM PAR $0.10 912023207 46.22 9,300 SH C SHARED 9,300 USA MOBILITY INC COM 90341G103 71.22 4,443 SH SHARED 01 4,443 USA TECHNOLOGIES *W EXP INC 12/31/201 90328S179 1.25 7,800 SH SOLE 7,800 USA TECHNOLOGIES INC COM NO PAR 90328S500 13.31 11,000 SH SHARED 01 11,000 USA TECHNOLOGIES CONV PFD SER INC A 90328S203 10.07 1,033 SH SOLE 1,033 USANA HEALTH SCIENCES INC COM 90328M107 4.04 100 SH SHARED 01 100 USEC INC COM 90333E108 222.91 42,950 SH SHARED 01 42,950 USEC INC COM 90333E108 142.21 27,400 SH C SHARED 27,400 USEC INC COM 90333E108 202.93 39,100 SH P SHARED 39,100 USEC INC COM 90333E108 564.30 108,728 SH SHARED 108,728 NOTE USEC INC 3.000%10/0 90333EAC2 12.66 16,000 PRN SHARED 01 16,000 NOTE USEC INC 3.000%10/0 90333EAC2 2509.05 3,171,000 PRN SHARED 3,171,000 UTAH MED PRODS INC COM 917488108 30.24 1,034 SH SOLE 1,034 UTI WORLDWIDE INC ORD G87210103 25.71 1,599 SH SHARED 01 1,599 UTI WORLDWIDE INC ORD G87210103 449.15 27,932 SH SHARED 27,932 UTILITIES DEPOSITRY HOLDRS TR RCPT 918019100 14.74 150 SH SHARED 01 150 UTSTARCOM INC COM 918076100 11.97 5,515 SH SHARED 01 5,515 UTSTARCOM INC COM 918076100 9.33 4,300 SH P SHARED 4,300 V F CORP COM 918204108 18795.18 231,982 SH SHARED 01 231,982 V F CORP COM 918204108 97.22 1,200 SH C SHARED 1,200 V F CORP COM 918204108 453.71 5,600 SH SHARED 5,600 V F CORP COM 918204108 3489.21 43,066 SH SHARED 43,066 VAALCO ENERGY INC COM NEW 91851C201 6.31 1,100 SH SHARED 01 1,100 VAALCO ENERGY INC COM NEW 91851C201 27.55 4,800 SH C SHARED 4,800 VAIL RESORTS INC COM 91879Q109 107.68 2,870 SH SHARED 01 2,870 VAIL RESORTS INC COM 91879Q109 7.50 200 SH C SHARED 200 VAIL RESORTS INC COM 91879Q109 37.52 1,000 SH P SHARED 1,000 VALASSIS COMMUNICATIONS INC COM 918866104 134.95 3,982 SH SHARED 01 3,982 VALASSIS COMMUNICATIONS INC COM 918866104 5.25 155 SH SHARED 21 155 VALASSIS COMMUNICATIONS INC COM 918866104 10.17 300 SH P SHARED 300 VALASSIS COMMUNICATIONS INC COM 918866104 1328.49 39,200 SH C SHARED 39,200 VALE CAP II VALEP 6.75%12 91912F300 0.89 10 SH SHARED 01 10

VALE CAP II VALEP 6.75%12 91912F300 13535.47 151,285 SH SHARED 151,285 VALE S A ADR 91912E105 24743.70 791,292 SH SHARED 01 791,292 VALE S A ADR 91912E105 299.72 9,585 SH SHARED 20 9,585 VALE S A ADR 91912E105 32.11 1,027 SH SHARED 21 1,027 VALE S A ADR 91912E105 219.17 7,009 SH SHARED 7,009 VALE S A ADR 91912E105 4557.51 145,747 SH SHARED 145,747 ADR REPSTG VALE S A PFD 91912E204 303.78 10,947 SH SHARED 01 10,947 ADR REPSTG VALE S A PFD 91912E204 649.77 23,415 SH SHARED 20 23,415 ADR REPSTG VALE S A PFD 91912E204 97.40 3,510 SH SHARED 21 3,510 ADR REPSTG VALE S A PFD 91912E204 112.11 4,040 SH SHARED 4,040 ADR REPSTG VALE S A PFD 91912E204 359.81 12,966 SH SHARED 12,966 VALEANT PHARMACEUTICALS INTL COM 91911X104 73.24 1,158 SH SHARED 01 1,158 VALENCE TECHNOLOGY INC COM 918914102 1.91 1,662 SH SHARED 01 1,662 VALENCE TECHNOLOGY INC COM 918914102 1.38 1,196 SH SHARED 1,196 VALERO ENERGY CORP NEW COM 91913Y100 7452.41 425,609 SH SHARED 01 425,609 VALERO ENERGY CORP NEW COM 91913Y100 8.54 488 SH SHARED 21 488 VALERO ENERGY CORP NEW COM 91913Y100 569.74 32,538 SH SHARED 32,538 VALERO ENERGY CORP NEW COM 91913Y100 1692.32 96,649 SH SHARED 96,649 VALERO ENERGY CORP NEW COM 91913Y100 4519.33 258,100 SH P SHARED 258,100 VALERO ENERGY CORP NEW COM 91913Y100 4948.33 282,600 SH C SHARED 282,600 VALHI INC NEW COM 918905100 585.66 28,850 SH SHARED 01 28,850 VALIDUS HOLDINGS LTD COM SHS G9319H102 126.77 4,809 SH SHARED 01 4,809 VALIDUS HOLDINGS LTD COM SHS G9319H102 3.30 125 SH SHARED 20 125 VALIDUS HOLDINGS LTD COM SHS G9319H102 31.63 1,200 SH SHARED 1,200 VALIDUS HOLDINGS LTD COM SHS G9319H102 79.08 3,000 SH P SHARED 3,000 VALIDUS HOLDINGS LTD COM SHS G9319H102 105.44 4,000 SH C SHARED 4,000 VALIDUS HOLDINGS LTD COM SHS G9319H102 293.89 11,149 SH SHARED 11,149 VALLEY NATL *W EXP BANCORP 06/30/201 919794123 0.06 21 SH SHARED 01 21 VALLEY NATL *W EXP BANCORP 06/30/201 919794123 0.91 314 SH SHARED 314 VALLEY NATL *W EXP BANCORP 11/14/201 919794131 2.86 1,300 SH SOLE 1,300 VALLEY NATL BANCORP COM 919794107 4170.67 323,308 SH SHARED 01 323,308 VALLEY NATL BANCORP COM 919794107 6.45 500 SH P SHARED 500 VALMONT INDS INC COM 920253101 1902.17 26,273 SH SHARED 01 26,273 VALMONT INDS INC COM 920253101 51.77 715 SH SHARED 20 715 VALMONT INDS INC COM 920253101 12.09 167 SH SHARED 21 167 VALMONT INDS INC COM 920253101 28.96 400 SH P SHARED 400 VALMONT INDS INC COM 920253101 72.40 1,000 SH C SHARED 1,000 VALMONT INDS INC COM 920253101 99.91 1,380 SH SHARED 1,380 VALPEY FISHER CORP COM 920344108 6.43 2,680 SH SOLE 2,680 VALSPAR CORP COM 920355104 848.13 26,629 SH SHARED 01 26,629 VALSPAR CORP COM 920355104 10.83 340 SH SHARED 20 340 VALSPAR CORP COM 920355104 35.04 1,100 SH C SHARED 1,100 VALSPAR CORP COM 920355104 1366.87 42,916 SH SHARED 42,916 VALUE LINE INC COM 920437100 10.71 772 SH SOLE 772 VALUECLICK INC COM 92046N102 58.62 4,482 SH SHARED 01 4,482 VALUECLICK INC COM 92046N102 5.06 387 SH SHARED 387 VALUECLICK INC COM 92046N102 45.78 3,500 SH C SHARED 3,500 VALUECLICK INC COM 92046N102 68.02 5,200 SH P SHARED 5,200 VALUERICH INC COM 92046V104 0.98 6,256 SH SOLE 6,256

VALUEVISION MEDIA INC CL A 92047K107 1.96 1,040 SH SHARED 01 1,040 VALUEVISION MEDIA INC CL A 92047K107 4.40 2,341 SH SHARED 2,341 VANCEINFO TECHNOLOGIES INC ADR 921564100 46.89 1,450 SH SHARED 01 1,450 VANCEINFO TECHNOLOGIES INC ADR 921564100 45.28 1,400 SH P SHARED 1,400 VANCEINFO TECHNOLOGIES INC ADR 921564100 72.51 2,242 SH SHARED 2,242 VANCEINFO TECHNOLOGIES INC ADR 921564100 119.66 3,700 SH C SHARED 3,700 VANDA PHARMACEUTICALS INC COM 921659108 10.02 1,500 SH C SOLE 1,500 VANDA PHARMACEUTICALS INC COM 921659108 13.36 2,000 SH P SOLE 2,000 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 40812.69 470,626 SH SHARED 01 470,626 VANGUARD BD LONG TERM INDEX FD INC BOND 921937793 6623.39 77,061 SH SHARED 01 77,061 VANGUARD BD SHORT TRM INDEX FD INC BOND 921937827 54523.98 666,960 SH SHARED 01 666,960 VANGUARD BD SHORT TRM INDEX FD INC BOND 921937827 40.88 500 SH SHARED 21 500 VANGUARD BD TOTAL BND INDEX FD INC MRKT 921937835 70199.42 849,255 SH SHARED 01 849,255 VANGUARD BD TOTAL BND INDEX FD INC MRKT 921937835 112.50 1,361 SH SHARED 21 1,361 VANGUARD BD TOTAL BND INDEX FD INC MRKT 921937835 3792.19 45,877 SH SHARED 45,877 VANGUARD INDEX EXTEND MKT FDS ETF 922908652 2365.66 49,751 SH SHARED 01 49,751 VANGUARD INDEX FDS GROWTH ETF 922908736 71224.90 1,295,587 SH SHARED 01 1,295,587 VANGUARD INDEX FDS GROWTH ETF 922908736 70.42 1,281 SH SHARED 21 1,281 VANGUARD INDEX FDS LARGE CAP ETF 922908637 20436.56 392,407 SH SHARED 01 392,407 VANGUARD INDEX MCAP GR FDS IDXVIP 922908538 17782.99 328,706 SH SHARED 01 328,706 VANGUARD INDEX MCAP VL FDS IDXVIP 922908512 18875.59 389,589 SH SHARED 01 389,589 VANGUARD INDEX FDS MID CAP ETF 922908629 15254.42 230,047 SH SHARED 01 230,047 VANGUARD INDEX FDS REIT ETF 922908553 31889.26 612,313 SH SHARED 01 612,313 VANGUARD INDEX FDS REIT ETF 922908553 130.20 2,500 SH P SHARED 2,500 VANGUARD INDEX FDS REIT ETF 922908553 197.90 3,800 SH C SHARED 3,800 VANGUARD INDEX S&P 500 ETF FDS SH 922908413 4289.14 82,199 SH SOLE 82,199 VANGUARD INDEX FDS SM CP VAL ETF 922908611 25110.00 420,603 SH SHARED 01 420,603 VANGUARD INDEX FDS SM CP VAL ETF 922908611 9.91 166 SH SHARED 21 166 VANGUARD INDEX FDS SMALL CP ETF 922908751 19211.79 302,834 SH SHARED 01 302,834 VANGUARD INDEX SML CP GRW FDS ETF 922908595 16971.34 254,100 SH SHARED 01 254,100 VANGUARD INDEX SML CP GRW FDS ETF 922908595 66.86 1,001 SH SHARED 21 1,001 VANGUARD INDEX FDS STK MRK ETF 922908769 34340.18 588,319 SH SHARED 01 588,319 VANGUARD INDEX FDS VALUE ETF 922908744 74097.44 1,521,508 SH SHARED 01 1,521,508 VANGUARD INDEX FDS VALUE ETF 922908744 68.52 1,407 SH SHARED 21 1,407 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 50165.00 1,104,956 SH SHARED 01 1,104,956 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 454.60 10,000 SH P SHARED 01 10,000 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 212582.42 4,676,252 SH SHARED 01 4,676,252 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 385.27 8,475 SH SHARED 17 8,475 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 195.48 4,300 SH P SHARED 4,300 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 1254.70 27,600 SH C SHARED 27,600 VANGUARD INTL EQUITY INDEX F EURPEAN ETF 922042874 73662.59 1,511,958 SH SHARED 01 1,511,958 VANGUARD INTL EQUITY INDEX F EURPEAN ETF 922042874 1728.59 35,480 SH SHARED 17 35,480 VANGUARD INTL EQUITY INDEX F EURPEAN ETF 922042874 189.28 3,885 SH SHARED 21 3,885 VANGUARD INTL FTSE SMCAP EQUITY INDEX F ETF 922042718 4853.55 52,917 SH SHARED 01 52,917 VANGUARD INTL EQUITY INDEX F PACIFIC ETF 922042866 26100.34 484,686 SH SHARED 01 484,686 VANGUARD INTL EQUITY INDEX F PACIFIC ETF 922042866 1379.58 25,619 SH SHARED 17 25,619 VANGUARD INTL EQUITY INDEX F PACIFIC ETF 922042866 5.39 100 SH SHARED 21 100 VANGUARD INTL EQUITY INDEX F PACIFIC ETF 922042866 25.26 469 SH SHARED 469 VANGUARD INTL TT WRLD ST EQUITY INDEX F ETF 922042742 293.15 6,545 SH SHARED 01 6,545

VANGUARD NATURAL RESOURCES L COM UNIT 92205F106 1996.01 78,398 SH SHARED 01 78,398 VANGUARD NATURAL RESOURCES L COM UNIT 92205F106 2.55 100 SH C SHARED 100 VANGUARD NATURAL RESOURCES L COM UNIT 92205F106 12.73 500 SH P SHARED 500 VANGUARD NATURAL RESOURCES L COM UNIT 92205F106 60.09 2,360 SH SHARED 2,360 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 3586.83 43,881 SH SHARED 01 43,881 VANGUARD SCOTTSDALE FDS INT-TERM GOV 92206C706 12.30 193 SH SOLE 193 VANGUARD LG-TERM COR SCOTTSDALE FDS BD 92206C813 1202.93 14,840 SH SHARED 01 14,840 VANGUARD SCOTTSDALE FDS LONG-TERM GOV 92206C847 12.54 189 SH SHARED 01 189 VANGUARD SCOTTSDALE FDS LONG-TERM GOV 92206C847 90.62 1,366 SH SHARED 1,366 VANGUARD MORTG-BACK SCOTTSDALE FDS SEC 92206C771 471.76 9,215 SH SHARED 01 9,215 VANGUARD SHRT-TERM SCOTTSDALE FDS CORP 92206C409 6861.34 87,573 SH SHARED 01 87,573 VANGUARD SHTRM GVT BD SCOTTSDALE FDS ETF 92206C102 1898.81 31,235 SH SHARED 01 31,235 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 26921.65 552,579 SH SHARED 01 552,579 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 31.03 637 SH SHARED 21 637 VANGUARD EUROPE PAC TAX-MANAGED FD ETF 921943858 26170.13 758,115 SH SHARED 01 758,115 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 3988.84 102,383 SH SHARED 01 102,383 VANGUARD WORLD FD EXTENDED DUR 921910709 3599.37 36,579 SH SHARED 01 36,579 VANGUARD WORLD FD EXTENDED DUR 921910709 76.75 780 SH SHARED 780 VANGUARD WORLD MEGA CAP FD INDEX 921910873 4086.70 104,814 SH SHARED 01 104,814 VANGUARD WORLD MEGA GRWTH FD IND 921910816 8927.59 209,175 SH SHARED 01 209,175 VANGUARD WORLD MEGA VALUE FD 300 921910840 10039.97 283,615 SH SHARED 01 283,615 VANGUARD WORLD CONSUM DIS FDS ETF 92204A108 6806.38 126,701 SH SHARED 01 126,701 VANGUARD WORLD CONSUM STP FDS ETF 92204A207 3621.71 51,241 SH SHARED 01 51,241 VANGUARD WORLD FDS ENERGY ETF 92204A306 16446.39 198,796 SH SHARED 01 198,796 VANGUARD WORLD FINANCIALS FDS ETF 92204A405 9538.88 322,042 SH SHARED 01 322,042 VANGUARD WORLD HEALTH CAR FDS ETF 92204A504 19482.37 357,278 SH SHARED 01 357,278 VANGUARD WORLD INDUSTRIAL FDS ETF 92204A603 6154.00 106,489 SH SHARED 01 106,489 VANGUARD WORLD INDUSTRIAL FDS ETF 92204A603 40.22 696 SH SHARED 696 VANGUARD WORLD FDS INF TECH ETF 92204A702 34712.53 624,326 SH SHARED 01 624,326 VANGUARD WORLD FDS MATERIALS ETF 92204A801 1558.88 21,987 SH SHARED 01 21,987 VANGUARD WORLD FDS TELCOMM ETF 92204A884 3968.38 63,231 SH SHARED 01 63,231 VANGUARD WORLD FDS TELCOMM ETF 92204A884 1249.99 19,917 SH SHARED 19,917 VANGUARD WORLD FDS UTILITIES ETF 92204A876 9355.74 140,836 SH SHARED 01 140,836 VANGUARD WORLD FDS UTILITIES ETF 92204A876 86.36 1,300 SH SHARED 21 1,300 VANTAGE DRILLING UNIT COMPANY 05/24/2011 G93205105 0.12 80 SH SOLE 80 VARIAN MED SYS INC COM 92220P105 11848.50 195,843 SH SHARED 01 195,843 VARIAN MED SYS INC COM 92220P105 174.66 2,887 SH SHARED 20 2,887 VARIAN MED SYS INC COM 92220P105 82.10 1,357 SH SHARED 21 1,357 VARIAN MED SYS INC COM 92220P105 598.95 9,900 SH SHARED 9,900 VARIAN MED SYS INC COM 92220P105 1137.40 18,800 SH P SHARED 18,800 VARIAN MED SYS INC COM 92220P105 3482.99 57,570 SH SHARED 57,570 VARIAN MED SYS INC COM 92220P105 4821.85 79,700 SH C SHARED 79,700 VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 3020.89 104,965 SH SHARED 01 104,965 VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 4.60 160 SH SHARED 20 160 VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 2.88 100 SH C SHARED 100 VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 323.98 11,257 SH SHARED 11,257 VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 1551.24 53,900 SH P SHARED 53,900 VASCO DATA SEC INTL INC COM 92230Y104 9.96 1,533 SH SOLE 1,533 VASCULAR SOLUTIONS INC COM 92231M109 43.80 3,815 SH SHARED 01 3,815

VCA ANTECH INC COM 918194101 292.27 13,858 SH SHARED 01 13,858 VCA ANTECH INC COM 918194101 12.65 600 SH P SHARED 600 VCA ANTECH INC COM 918194101 105.28 4,992 SH SHARED 4,992 VCA ANTECH INC COM 918194101 126.54 6,000 SH C SHARED 6,000 VCG HLDG CORP COM 91821K101 3.90 2,119 SH SOLE 2,119 VECTOR GROUP LTD COM 92240M108 302.14 16,157 SH SHARED 01 16,157 VECTOR GROUP LTD COM 92240M108 78.54 4,200 SH P SHARED 4,200 VECTOR GROUP LTD COM 92240M108 105.66 5,650 SH C SHARED 5,650 VECTOR GROUP LTD COM 92240M108 455.53 24,360 SH SHARED 24,360 VECTREN CORP COM 92240G101 1038.58 40,146 SH SHARED 01 40,146 VECTREN CORP COM 92240G101 243.64 9,418 SH SHARED 9,418 VECTREN CORP COM 92240G101 954.60 36,900 SH C SHARED 36,900 VEECO INSTRS INC DEL COM 922417100 8932.23 256,158 SH SHARED 01 256,158 VEECO INSTRS INC DEL COM 922417100 34.87 1,000 SH SHARED 21 1,000 VEECO INSTRS INC DEL COM 922417100 654.96 18,783 SH SHARED 18,783 VEECO INSTRS INC DEL COM 922417100 8278.14 237,400 SH P SHARED 237,400 VEECO INSTRS INC DEL COM 922417100 12145.22 348,300 SH C SHARED 348,300 VENTAS INC COM 92276F100 2047.69 39,707 SH SHARED 01 39,707 VENTAS INC COM 92276F100 25.01 485 SH SHARED 21 485 VENTAS INC COM 92276F100 20.63 400 SH P SHARED 400 VENTAS INC COM 92276F100 82.51 1,600 SH C SHARED 1,600 VENTAS INC COM 92276F100 2992.76 58,033 SH SHARED 58,033 VENTAS INC COM 92276F100 5418.61 105,073 SH SHARED 105,073 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 1615.84 61,299 SH SHARED 01 61,299 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 18.82 714 SH SHARED 714 VERAZ NETWORKS INC COM 923359103 9.68 7,167 SH SOLE 7,167 VERENIUM CORP COM NEW 92340P209 19.80 6,017 SH SHARED 01 6,017 VERENIUM CORP COM NEW 92340P209 0.70 214 SH SHARED 214 NOTE 5.500% VERENIUM CORP 4/0 92340PAA8 886.25 1,000,000 PRN SOLE 1,000,000 VERIFONE SYS INC COM 92342Y109 1561.58 50,260 SH SHARED 01 50,260 VERIFONE SYS INC COM 92342Y109 12.58 405 SH SHARED 21 405 VERIFONE SYS INC COM 92342Y109 273.42 8,800 SH C SHARED 8,800 VERIFONE SYS INC COM 92342Y109 410.12 13,200 SH P SHARED 13,200 VERIGY LTD SHS Y93691106 921.28 113,319 SH SHARED 01 113,319 VERIGY LTD SHS Y93691106 17.89 2,200 SH P SHARED 2,200 VERIGY LTD SHS Y93691106 26.02 3,200 SH C SHARED 3,200 VERIGY LTD SHS Y93691106 248.87 30,611 SH SHARED 30,611 VERINT SYS INC COM 92343X100 62.06 2,100 SH SHARED 01 2,100 VERINT SYS INC COM 92343X100 61.38 2,077 SH SHARED 2,077 VERISIGN INC COM 92343E102 4571.73 144,037 SH SHARED 01 144,037 VERISIGN INC COM 92343E102 441.19 13,900 SH SHARED 13,900 VERISIGN INC COM 92343E102 2034.53 64,100 SH P SHARED 64,100 VERISIGN INC COM 92343E102 7829.40 246,673 SH SHARED 246,673 VERISIGN INC COM 92343E102 47946.44 1,510,600 SH C SHARED 1,510,600 VERISK ANALYTICS INC CL A 92345Y106 10254.66 366,107 SH SHARED 01 366,107 VERISK ANALYTICS INC CL A 92345Y106 1228.24 43,850 SH SHARED 20 43,850 VERISK ANALYTICS INC CL A 92345Y106 5.97 213 SH SHARED 21 213 VERISK ANALYTICS INC CL A 92345Y106 28.01 1,000 SH P SHARED 1,000 VERISK ANALYTICS INC CL A 92345Y106 39.21 1,400 SH SHARED 1,400

VERISK ANALYTICS INC CL A 92345Y106 346.68 12,377 SH SHARED 12,377 VERIZON COMMUNICATIONS INC COM 92343V104 130.36 4,000 SH P SHARED 01 4,000 VERIZON COMMUNICATIONS INC COM 92343V104 124589.78 3,822,945 SH SHARED 01 3,822,945 VERIZON COMMUNICATIONS INC COM 92343V104 604.06 18,535 SH SHARED 20 18,535 VERIZON COMMUNICATIONS INC COM 92343V104 121.07 3,715 SH SHARED 21 3,715 VERIZON COMMUNICATIONS INC COM 92343V104 3425.21 105,100 SH P SHARED 105,100 VERIZON COMMUNICATIONS INC COM 92343V104 5009.08 153,700 SH C SHARED 153,700 VERIZON COMMUNICATIONS INC COM 92343V104 5397.20 165,609 SH SHARED 165,609 VERIZON COMMUNICATIONS INC COM 92343V104 70653.46 2,167,949 SH SHARED 2,167,949 VERMILLION INC COM NEW 92407M206 3.69 669 SH SOLE 669 VERSANT CORP COM NEW 925284309 24.24 2,108 SH SOLE 2,108 VERSO PAPER CORP COM 92531L108 3.17 1,100 SH SHARED 01 1,100 VERSO PAPER CORP COM 92531L108 8.64 3,000 SH P SHARED 3,000 VERTEX PHARMACEUTICALS INC COM 92532F100 1217.31 35,213 SH SHARED 01 35,213 VERTEX PHARMACEUTICALS INC COM 92532F100 3681.71 106,500 SH SHARED 13 106,500 VERTEX PHARMACEUTICALS INC COM 92532F100 51.86 1,500 SH SHARED 17 1,500 VERTEX PHARMACEUTICALS INC COM 92532F100 477.07 13,800 SH SHARED 13,800 VERTEX PHARMACEUTICALS INC COM 92532F100 1911.31 55,288 SH SHARED 55,288 VERTEX PHARMACEUTICALS INC COM 92532F100 3937.52 113,900 SH P SHARED 113,900 VERTEX PHARMACEUTICALS INC COM 92532F100 4362.73 126,200 SH C SHARED 126,200 VERTRO INC COM NEW 92535G204 0.05 20 SH SHARED 01 20 VESTIN REALTY MORTGAGE I INC COM 925490104 1.62 1,500 SH SHARED 01 1,500 VESTIN RLTY MTG II INC COM NEW 92549X201 7.40 5,000 SH SHARED 01 5,000 VESTIN RLTY MTG II INC COM NEW 92549X201 5.27 3,560 SH SHARED 3,560 VIACOM INC NEW CL A 92553P102 346.38 8,640 SH SHARED 01 8,640 VIACOM INC NEW CL A 92553P102 103.07 2,571 SH SHARED 2,571 VIACOM INC NEW CL B 92553P201 22005.00 608,041 SH SHARED 01 608,041 VIACOM INC NEW CL B 92553P201 122.14 3,375 SH SHARED 20 3,375 VIACOM INC NEW CL B 92553P201 1092.83 30,197 SH SHARED 30,197 VIACOM INC NEW CL B 92553P201 5428.50 150,000 SH C SHARED 150,000 VIACOM INC NEW CL B 92553P201 6365.82 175,900 SH P SHARED 175,900 VIAD CORP COM NEW 92552R406 9.38 485 SH SHARED 01 485 VIASAT INC COM 92552V100 130.52 3,175 SH SHARED 01 3,175 VIASAT INC COM 92552V100 41.11 1,000 SH SHARED 1,000 VICAL INC COM 925602104 31.00 13,900 SH C SOLE 13,900 VICAL INC COM 925602104 33.45 15,000 SH P SOLE 15,000 VICON INDS INC COM 925811101 15.45 4,056 SH SOLE 4,056 VICOR CORP COM 925815102 49.67 3,400 SH SHARED 01 3,400 VICOR CORP COM 925815102 1.46 100 SH C SHARED 100 VICOR CORP COM 925815102 73.05 5,000 SH P SHARED 5,000 VICOR CORP COM 925815102 91.77 6,281 SH SHARED 6,281 VIDEO DISPLAY CORP COM 926555103 2.49 571 SH SOLE 571 VIMICRO INTL CORP ADR 92718N109 5.79 1,688 SH SOLE 1,688 VIMPELCOM LTD SPONSORED ADR 92719A106 4616.91 310,903 SH SHARED 01 310,903 VIMPELCOM LTD SPONSORED ADR 92719A106 4.46 300 SH P SHARED 300 VIMPELCOM LTD SPONSORED ADR 92719A106 83.16 5,600 SH C SHARED 5,600 VIMPELCOM LTD SPONSORED ADR 92719A106 4785.44 322,252 SH SHARED 322,252 VIRCO MFG CO COM 927651109 1.28 460 SH SOLE 460 VIRGIN MEDIA *W EXP INC 01/10/201 92769L119 0.00 14 SH SHARED 01 14

VIRGIN MEDIA *W EXP INC 01/10/201 92769L119 0.10 5,040 SH SHARED 5,040 VIRGIN MEDIA INC COM 92769L101 219.44 9,516 SH SHARED 01 9,516 VIRGIN MEDIA INC COM 92769L101 464.82 20,157 SH SHARED 20,157 VIRGIN MEDIA INC COM 92769L101 6108.59 264,900 SH C SHARED 264,900 VIRGIN MEDIA INC COM 92769L101 10653.72 462,000 SH P SHARED 462,000 VIRGIN MEDIA INC COM 92769L101 16146.91 700,213 SH SHARED 700,213 VIRGIN MEDIA NOTE INC 6.500%11/1 92769LAB7 279.78 190,000 PRN SOLE 190,000 VIRGINIA COMM BANCORP INC COM 92778Q109 71.85 14,784 SH SHARED 01 14,784 VIRNETX HLDG CORP COM 92823T108 4.26 290 SH SHARED 01 290 VIRNETX HLDG CORP COM 92823T108 2.20 150 SH SHARED 21 150 VIRNETX HLDG CORP COM 92823T108 129.18 8,800 SH C SHARED 8,800 VIRNETX HLDG CORP COM 92823T108 174.69 11,900 SH P SHARED 11,900 VIRNETX HLDG CORP COM 92823T108 2459.84 167,564 SH SHARED 167,564 VIROPHARMA INC COM 928241108 52.77 3,539 SH SHARED 01 3,539 VIROPHARMA INC COM 928241108 159.54 10,700 SH P SHARED 10,700 VIROPHARMA INC COM 928241108 7926.16 531,600 SH C SHARED 531,600 VIRTUALSCOPICS INC COM 928269109 1.93 2,000 SH SHARED 01 2,000 VIRTUALSCOPICS INC COM 928269109 8.51 8,816 SH SHARED 8,816 VIRTUS INVT PARTNERS INC COM 92828Q109 7.84 259 SH SHARED 01 259 VISA INC COM CL A 92826C839 65139.39 877,180 SH SHARED 01 877,180 VISA INC COM CL A 92826C839 3222.51 43,395 SH SHARED 20 43,395 VISA INC COM CL A 92826C839 36.61 493 SH SHARED 21 493 VISA INC COM CL A 92826C839 2041.70 27,494 SH SHARED 27,494 VISA INC COM CL A 92826C839 2765.52 37,241 SH SHARED 37,241 VISA INC COM CL A 92826C839 25701.39 346,100 SH C SHARED 346,100 VISA INC COM CL A 92826C839 40716.76 548,300 SH P SHARED 548,300 VISHAY INTERTECHNOLOGY INC COM 928298108 238.68 24,657 SH SHARED 01 24,657 VISHAY INTERTECHNOLOGY INC COM 928298108 17.42 1,800 SH C SHARED 1,800 VISHAY PRECISION GROUP INC COM 92835K103 4.40 282 SH SHARED 01 282 VISIONCHINA MEDIA INC SPONS ADR 92833U103 2.26 500 SH C SOLE 500 VISION-SCIENCES INC DEL COM 927912105 1.87 1,575 SH SOLE 1,575 VISTA GOLD CORP COM NEW 927926303 23.50 9,145 SH SHARED 01 9,145 VISTA GOLD CORP COM NEW 927926303 28.70 11,167 SH SHARED 11,167 VISTAPRINT N V SHS N93540107 1394.53 36,081 SH SHARED 01 36,081 VISTAPRINT N V SHS N93540107 15.46 400 SH SHARED 400 VISTAPRINT N V SHS N93540107 27.06 700 SH P SHARED 700 VISTAPRINT N V SHS N93540107 61.84 1,600 SH C SHARED 1,600 VITAL IMAGES INC COM 92846N104 93.68 7,081 SH SHARED 01 7,081 VITAL IMAGES INC COM 92846N104 83.35 6,300 SH P SHARED 6,300 VITAMIN SHOPPE INC COM 92849E101 515.73 18,788 SH SHARED 01 18,788 VITRAN CORP INC COM 92850E107 9.21 841 SH SOLE 841 VIVO PARTICIPACOES SPON ADR PFD S A NEW 92855S200 1043.49 38,406 SH SHARED 01 38,406 VIVO PARTICIPACOES SPON ADR PFD S A NEW 92855S200 2.69 99 SH SHARED 21 99 VIVO PARTICIPACOES SPON ADR PFD S A NEW 92855S200 0.05 2 SH SHARED 2 VIVO PARTICIPACOES SPON ADR PFD S A NEW 92855S200 826.35 30,414 SH SHARED 30,414 VIVUS INC COM 928551100 221.91 33,171 SH SHARED 01 33,171 VIVUS INC COM 928551100 608.79 91,000 SH P SHARED 91,000 VIVUS INC COM 928551100 993.39 148,489 SH SHARED 148,489 VIVUS INC COM 928551100 1905.98 284,900 SH C SHARED 284,900

VMWARE INC CL A COM 928563402 18036.84 212,348 SH SHARED 01 212,348 VMWARE INC CL A COM 928563402 3083.32 36,300 SH SHARED 20 36,300 VMWARE INC CL A COM 928563402 27.35 322 SH SHARED 21 322 VMWARE INC CL A COM 928563402 356.75 4,200 SH SHARED 4,200 VMWARE INC CL A COM 928563402 420.37 4,949 SH SHARED 4,949 VMWARE INC CL A COM 928563402 5843.87 68,800 SH P SHARED 68,800 VMWARE INC CL A COM 928563402 10158.82 119,600 SH C SHARED 119,600 VOCUS INC COM 92858J108 1.02 55 SH SHARED 01 55 VOCUS INC COM 92858J108 116.81 6,321 SH SHARED 6,321 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 49128.56 1,980,192 SH SHARED 01 1,980,192 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 568.02 22,895 SH SHARED 20 22,895 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 238.47 9,612 SH SHARED 21 9,612 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 39.70 1,600 SH SHARED 1,600 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 99.24 4,000 SH SHARED 4,000 VOLCANO CORPORATION COM 928645100 1475.69 56,801 SH SHARED 01 56,801 VOLCANO CORPORATION COM 928645100 649.50 25,000 SH C SHARED 13 25,000 VOLCANO CORPORATION COM 928645100 116.91 4,500 SH C SHARED 4,500 VOLCOM INC COM 92864N101 252.92 13,228 SH SHARED 01 13,228 VOLT INFORMATION SCIENCES IN COM 928703107 2.91 404 SH SHARED 01 404 VOLTAIRE LTD ORD SHS M97613109 10.88 1,766 SH SOLE 1,766 VOLTERRA SEMICONDUCTOR CORP COM 928708106 562.58 26,142 SH SHARED 01 26,142 VOLTERRA SEMICONDUCTOR CORP COM 928708106 2.15 100 SH P SHARED 100 VOLTERRA SEMICONDUCTOR CORP COM 928708106 32.28 1,500 SH C SHARED 1,500 VONAGE HLDGS CORP COM 92886T201 28.54 11,192 SH SOLE 11,192 VORNADO RLTY L DBCV P 3.625%11/1 929043AE7 193.80 190,000 PRN SHARED 01 190,000 PFD CONV SER VORNADO RLTY TR A 929042208 153.41 1,291 SH SOLE 1,291 VORNADO RLTY TR SH BEN INT 929042109 6661.25 77,882 SH SHARED 01 77,882 VORNADO RLTY TR SH BEN INT 929042109 38.83 454 SH SHARED 21 454 VORNADO RLTY TR SH BEN INT 929042109 350.67 4,100 SH P SHARED 4,100 VORNADO RLTY TR SH BEN INT 929042109 3036.32 35,500 SH C SHARED 35,500 VORNADO RLTY TR SH BEN INT 929042109 6718.55 78,552 SH SHARED 78,552 VORNADO RLTY TR SH BEN INT 929042109 8876.90 103,787 SH SHARED 103,787 *W EXP VRINGO INC 99/99/999 92911N112 0.03 100 SH SOLE 100 VSB BANCORP INC N Y COM 917927105 25.97 2,258 SH SOLE 2,258 VSE CORP COM 918284100 116.14 3,293 SH SHARED 01 3,293 VULCAN MATLS CO COM 929160109 2826.19 76,549 SH SHARED 01 76,549 VULCAN MATLS CO COM 929160109 0.22 6 SH SHARED 21 6 VULCAN MATLS CO COM 929160109 251.06 6,800 SH SHARED 6,800 VULCAN MATLS CO COM 929160109 335.97 9,100 SH P SHARED 9,100 VULCAN MATLS CO COM 929160109 1140.83 30,900 SH C SHARED 30,900 VULCAN MATLS CO COM 929160109 1554.92 42,116 SH SHARED 42,116 W & T OFFSHORE INC COM 92922P106 959.54 90,523 SH SOLE 90,523 W & T OFFSHORE INC COM 92922P106 4826.18 455,300 SH P SOLE 455,300 W P CAREY & CO LLC COM 92930Y107 4846.32 167,403 SH SHARED 01 167,403 W P CAREY & CO LLC COM 92930Y107 54.86 1,895 SH SHARED 1,895 WABASH NATL CORP COM 929566107 21.88 2,705 SH SHARED 01 2,705 WABASH NATL CORP COM 929566107 4.05 500 SH C SHARED 500 WABASH NATL CORP COM 929566107 232.99 28,800 SH P SHARED 28,800 WABCO HLDGS INC COM 92927K102 5639.08 134,456 SH SHARED 01 134,456

WABCO HLDGS INC COM 92927K102 4.19 100 SH C SHARED 100 WABCO HLDGS INC COM 92927K102 424.18 10,114 SH SHARED 10,114 WABTEC CORP COM 929740108 2252.58 47,135 SH SHARED 01 47,135 WABTEC CORP COM 929740108 38.57 807 SH SHARED 21 807 WABTEC CORP COM 929740108 119.91 2,509 SH SHARED 2,509 WABTEC CORP COM 929740108 157.71 3,300 SH C SHARED 3,300 WACCAMAW *W EXP BANKSHARES INC 09/30/201 929741114 0.09 1,086 SH SOLE 1,086 WACCAMAW BANKSHARES INC COM 929741106 2.68 2,165 SH SOLE 2,165 WACOAL HOLDINGS CORP ADR 930004205 1207.26 17,786 SH SHARED 01 17,786 WACOAL HOLDINGS CORP ADR 930004205 29.12 429 SH SHARED 21 429 WACOAL HOLDINGS CORP ADR 930004205 30.21 445 SH SHARED 445 WADDELL & REED FINL INC CL A 930059100 114.72 4,193 SH SHARED 01 4,193 WADDELL & REED FINL INC CL A 930059100 3.17 116 SH SHARED 21 116 WADDELL & REED FINL INC CL A 930059100 13.68 500 SH P SHARED 500 WADDELL & REED FINL INC CL A 930059100 65.66 2,400 SH C SHARED 2,400 WADDELL & REED FINL INC CL A 930059100 4752.35 173,697 SH SHARED 173,697 WAINWRIGHT BK&TR CO BOSTON M COM 930705108 71.22 3,782 SH SOLE 3,782 WAL MART STORES INC COM 931142103 122768.62 2,293,883 SH SHARED 01 2,293,883 WAL MART STORES INC COM 931142103 296.34 5,537 SH SHARED 20 5,537 WAL MART STORES INC COM 931142103 227.67 4,254 SH SHARED 21 4,254 WAL MART STORES INC COM 931142103 7624.30 142,457 SH SHARED 142,457 WAL MART STORES INC COM 931142103 19063.82 356,200 SH P SHARED 356,200 WAL MART STORES INC COM 931142103 23955.55 447,600 SH C SHARED 447,600 WAL MART STORES INC COM 931142103 39558.45 739,134 SH SHARED 739,134 WALGREEN CO COM 931422109 24665.41 736,281 SH SHARED 01 736,281 WALGREEN CO COM 931422109 16.92 505 SH SHARED 21 505 WALGREEN CO COM 931422109 2292.74 68,440 SH SHARED 68,440 WALGREEN CO COM 931422109 6381.75 190,500 SH P SHARED 190,500 WALGREEN CO COM 931422109 18897.35 564,100 SH C SHARED 564,100 WALGREEN CO COM 931422109 21555.47 643,447 SH SHARED 643,447 WALTER ENERGY INC COM 93317Q105 10139.71 124,735 SH SHARED 01 124,735 WALTER ENERGY INC COM 93317Q105 6.50 80 SH SHARED 21 80 WALTER ENERGY INC COM 93317Q105 423.28 5,207 SH SHARED 5,207 WALTER ENERGY INC COM 93317Q105 1568.90 19,300 SH P SHARED 19,300 WALTER ENERGY INC COM 93317Q105 11461.89 141,000 SH C SHARED 141,000 WALTER INVT MGMT CORP COM 93317W102 101.69 5,814 SH SHARED 01 5,814 WALTER INVT MGMT CORP COM 93317W102 372.54 21,300 SH C SHARED 21,300 WALTER INVT MGMT CORP COM 93317W102 1679.04 96,000 SH P SHARED 96,000 WARNACO GROUP INC COM NEW 934390402 520.81 10,186 SH SHARED 01 10,186 WARNACO GROUP INC COM NEW 934390402 5.11 100 SH C SHARED 100 WARNER CHILCOTT PLC IRELAND SHS A G94368100 5634.19 251,078 SH SHARED 01 251,078 WARNER CHILCOTT PLC IRELAND SHS A G94368100 561.00 25,000 SH C SHARED 13 25,000 WARNER CHILCOTT PLC IRELAND SHS A G94368100 4712.40 210,000 SH SHARED 13 210,000 WARNER CHILCOTT PLC IRELAND SHS A G94368100 26.93 1,200 SH P SHARED 1,200 WARNER CHILCOTT PLC IRELAND SHS A G94368100 38.15 1,700 SH C SHARED 1,700 WARNER CHILCOTT PLC IRELAND SHS A G94368100 159.32 7,100 SH SHARED 7,100 WARNER CHILCOTT PLC IRELAND SHS A G94368100 933.91 41,618 SH SHARED 41,618 WARNER MUSIC GROUP CORP COM 934550104 1.80 400 SH SHARED 01 400 WARNER MUSIC GROUP CORP COM 934550104 2318.13 515,141 SH SHARED 515,141

WARREN RES INC COM 93564A100 9.94 2,505 SH SHARED 01 2,505 WARREN RES INC COM 93564A100 19.85 5,000 SH C SHARED 5,000 WARWICK VALLEY TEL CO COM 936750108 42.42 3,000 SH SHARED 01 3,000 WARWICK VALLEY TEL CO COM 936750108 6.05 428 SH SHARED 428 WASHINGTON BKG CO OAK HBR WA COM 937303105 22.27 1,607 SH SHARED 01 1,607 WASHINGTON FED *W EXP INC 11/14/201 938824117 18.06 3,500 SH SOLE 3,500 WASHINGTON FED INC COM 938824109 684.76 44,814 SH SHARED 01 44,814 WASHINGTON FED INC COM 938824109 9.49 621 SH SHARED 21 621 WASHINGTON FED INC COM 938824109 10.70 700 SH C SHARED 700 WASHINGTON FED INC COM 938824109 1182.27 77,374 SH SHARED 77,374 WASHINGTON POST CO CL B 939640108 624.28 1,563 SH SHARED 01 1,563 WASHINGTON POST CO CL B 939640108 10.78 27 SH SHARED 21 27 WASHINGTON POST CO CL B 939640108 66.70 167 SH SHARED 167 WASHINGTON POST CO CL B 939640108 164.16 411 SH SHARED 411 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 789.28 24,875 SH SHARED 01 24,875 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 82.50 2,600 SH P SHARED 2,600 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 171.34 5,400 SH C SHARED 5,400 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 1176.26 37,071 SH SHARED 37,071 WASHINGTON TR BANCORP COM 940610108 166.67 8,717 SH SHARED 01 8,717 WASTE CONNECTIONS INC COM 941053100 1552.09 39,135 SH SHARED 01 39,135 WASTE CONNECTIONS INC COM 941053100 15.31 386 SH SHARED 21 386 WASTE CONNECTIONS INC COM 941053100 762.82 19,234 SH SHARED 19,234 WASTE MGMT INC DEL COM 94106L109 32001.10 895,386 SH SHARED 01 895,386 WASTE MGMT INC DEL COM 94106L109 48.86 1,367 SH SHARED 21 1,367 WASTE MGMT INC DEL COM 94106L109 700.50 19,600 SH P SHARED 19,600 WASTE MGMT INC DEL COM 94106L109 966.20 27,034 SH SHARED 27,034 WASTE MGMT INC DEL COM 94106L109 1198.90 33,545 SH SHARED 33,545 WASTE MGMT INC DEL COM 94106L109 4331.69 121,200 SH C SHARED 121,200 WATERS CORP COM 941848103 1358.41 19,192 SH SHARED 01 19,192 WATERS CORP COM 941848103 10.76 152 SH SHARED 21 152 WATERS CORP COM 941848103 21.23 300 SH P SHARED 300 WATERS CORP COM 941848103 42.47 600 SH C SHARED 600 WATERS CORP COM 941848103 3645.03 51,498 SH SHARED 51,498 WATERS CORP COM 941848103 4060.65 57,370 SH SHARED 57,370 WATSCO INC CL B 942622101 18.95 346 SH SOLE 346 WATSCO INC COM 942622200 1744.73 31,335 SH SHARED 01 31,335 WATSCO INC COM 942622200 16.70 300 SH P SHARED 300 WATSCO INC COM 942622200 167.04 3,000 SH C SHARED 3,000 WATSCO INC COM 942622200 1015.71 18,242 SH SHARED 18,242 WATSON PHARMACEUTICALS INC COM 942683103 1571.90 37,152 SH SHARED 01 37,152 WATSON PHARMACEUTICALS INC COM 942683103 1311.61 31,000 SH C SHARED 13 31,000 WATSON PHARMACEUTICALS INC COM 942683103 2792.46 66,000 SH SHARED 13 66,000 WATSON PHARMACEUTICALS INC COM 942683103 263.76 6,234 SH SHARED 6,234 WATSON PHARMACEUTICALS INC COM 942683103 710.81 16,800 SH P SHARED 16,800 WATSON PHARMACEUTICALS INC COM 942683103 994.29 23,500 SH C SHARED 23,500 WATSON PHARMACEUTICALS INC COM 942683103 2248.95 53,154 SH SHARED 53,154 WATTS WATER TECHNOLOGIES INC CL A 942749102 1189.16 34,924 SH SHARED 01 34,924 WATTS WATER TECHNOLOGIES INC CL A 942749102 21.21 623 SH SHARED 21 623 WATTS WATER TECHNOLOGIES INC CL A 942749102 13.62 400 SH C SHARED 400

WATTS WATER TECHNOLOGIES INC CL A 942749102 2215.16 65,056 SH SHARED 65,056 WAUSAU PAPER CORP COM 943315101 20.02 2,415 SH SHARED 01 2,415 WAVE SYSTEMS CORP COM NEW 943526301 3.44 1,534 SH SOLE 1,534 WAYNE SVGS BANCSHARES INC NE COM 94624Q101 9.93 1,289 SH SOLE 1,289 WAYSIDE TECHNOLOGY GROUP INC COM 946760105 59.06 5,900 SH SHARED 01 5,900 WAYSIDE TECHNOLOGY GROUP INC COM 946760105 1.88 188 SH SHARED 188 WCA WASTE CORP COM 92926K103 4.35 907 SH SOLE 907 WD-40 CO COM 929236107 1320.33 34,718 SH SHARED 01 34,718 WEATHERFORD INTERNATIONAL LT REG H27013103 42026.07 2,457,665 SH SHARED 01 2,457,665 WEATHERFORD INTERNATIONAL LT REG H27013103 6.75 395 SH SHARED 20 395 WEATHERFORD INTERNATIONAL LT REG H27013103 20.25 1,184 SH SHARED 21 1,184 WEATHERFORD INTERNATIONAL LT REG H27013103 1024.15 59,892 SH SHARED 59,892 WEATHERFORD INTERNATIONAL LT REG H27013103 2483.54 145,236 SH SHARED 145,236 WEATHERFORD INTERNATIONAL LT REG H27013103 6583.50 385,000 SH P SHARED 385,000 WEATHERFORD INTERNATIONAL LT REG H27013103 7459.02 436,200 SH C SHARED 436,200 WEB COM GROUP INC COM 94733A104 828.64 150,936 SH SHARED 01 150,936 WEB COM GROUP INC COM 94733A104 34.80 6,339 SH SHARED 6,339 WEBMD HEALTH CORP COM 94770V102 2641.51 52,968 SH SHARED 01 52,968 WEBMD HEALTH CORP COM 94770V102 677.78 13,591 SH SHARED 13,591 WEBMEDIABRANDS INC COM 94770W100 0.45 500 SH SHARED 01 500 WEBMEDIABRANDS INC COM 94770W100 1.54 1,734 SH SHARED 1,734 WEBSENSE INC COM 947684106 17.37 979 SH SHARED 01 979 WEBSENSE INC COM 947684106 343.87 19,384 SH SHARED 19,384 WEBSTER FINL CORP CONN COM 947890109 232.95 13,266 SH SHARED 01 13,266 WEBSTER FINL CORP CONN COM 947890109 87.80 5,000 SH P SHARED 5,000 WEIGHT WATCHERS INTL INC NEW COM 948626106 3692.77 118,396 SH SHARED 01 118,396 WEIGHT WATCHERS INTL INC NEW COM 948626106 9.36 300 SH C SHARED 300 WEIGHT WATCHERS INTL INC NEW COM 948626106 87.33 2,800 SH P SHARED 2,800 WEIGHT WATCHERS INTL INC NEW COM 948626106 1355.33 43,454 SH SHARED 43,454 WEINGARTEN RLTY INVS SH BEN INT 948741103 682.94 31,299 SH SHARED 01 31,299 WEINGARTEN RLTY INVS SH BEN INT 948741103 6.55 300 SH P SHARED 300 WEINGARTEN RLTY INVS SH BEN INT 948741103 26.18 1,200 SH C SHARED 1,200 WEINGARTEN RLTY INVS SH BEN INT 948741103 253.07 11,598 SH SHARED 11,598 WEINGARTEN RLTY INVS SH BEN INT 948741103 290.12 13,296 SH SHARED 13,296 WEIS MKTS INC COM 948849104 996.29 25,461 SH SHARED 01 25,461 WELLCARE HEALTH PLANS INC COM 94946T106 43.44 1,500 SH SHARED 01 1,500 WELLCARE HEALTH PLANS INC COM 94946T106 23.17 800 SH C SHARED 800 WELLCARE HEALTH PLANS INC COM 94946T106 124.04 4,283 SH SHARED 4,283 WELLPOINT INC COM 94973V107 22452.83 396,413 SH SHARED 01 396,413 WELLPOINT INC COM 94973V107 849.60 15,000 SH SHARED 13 15,000 WELLPOINT INC COM 94973V107 1047.84 18,500 SH C SHARED 13 18,500 WELLPOINT INC COM 94973V107 148.11 2,615 SH SHARED 20 2,615 WELLPOINT INC COM 94973V107 1455.02 25,689 SH SHARED 25,689 WELLPOINT INC COM 94973V107 8473.34 149,600 SH P SHARED 149,600 WELLPOINT INC COM 94973V107 13055.52 230,500 SH C SHARED 230,500 WELLPOINT INC COM 94973V107 24570.83 433,807 SH SHARED 433,807 WELLS FARGO & *W EXP CO NEW 10/28/201 949746119 0.97 123 SH SOLE 123 WELLS FARGO & CO NEW COM 949746101 60271.13 2,399,806 SH SHARED 01 2,399,806 WELLS FARGO & CO NEW COM 949746101 1488.94 59,285 SH SHARED 17 59,285

WELLS FARGO & CO NEW COM 949746101 2484.78 98,936 SH SHARED 20 98,936 WELLS FARGO & CO NEW COM 949746101 184.39 7,342 SH SHARED 21 7,342 WELLS FARGO & CO NEW COM 949746101 7276.32 289,720 SH SHARED 289,720 WELLS FARGO & CO NEW COM 949746101 26693.63 1,062,856 SH SHARED 1,062,856 WELLS FARGO & CO NEW COM 949746101 38194.89 1,520,800 SH P SHARED 1,520,800 WELLS FARGO & CO NEW COM 949746101 61564.27 2,451,295 SH C SHARED 2,451,295 WELLS FARGO & PERP PFD CNV CO NEW A 949746804 276.65 275 SH SHARED 01 275 WELLS FARGO & PERP PFD CNV CO NEW A 949746804 198.18 197 SH SHARED 197 WELLS FARGO ADV GLB DIV OPP COM 94987C103 292.09 29,297 SH SHARED 01 29,297 WELLS FARGO ADV GLB DIV OPP COM 94987C103 52.82 5,298 SH SHARED 5,298 WELLS FARGO ADVANTAGE INCOME COM SHS 94987B105 1451.24 141,446 SH SHARED 01 141,446 WELLS FARGO ADVANTAGE INCOME COM SHS 94987B105 74.01 7,213 SH SHARED 7,213 WELLS FARGO ADVANTAGE MULTI COM SHS 94987D101 9058.78 564,410 SH SHARED 01 564,410 WELLS FARGO ADVANTAGE MULTI COM SHS 94987D101 51.78 3,226 SH SHARED 3,226 WELLS FARGO ADVANTAGE UTILS COM 94987E109 63.62 5,387 SH SHARED 01 5,387 WELLS FARGO ADVANTAGE UTILS COM 94987E109 12.00 1,016 SH SHARED 1,016 WELLS GARDNER ELECTRS CORP COM 949765101 0.32 152 SH SOLE 152 WENDYS ARBYS GROUP INC COM 950587105 530.46 117,099 SH SHARED 01 117,099 WENDYS ARBYS GROUP INC COM 950587105 31.29 6,907 SH SHARED 6,907 WENDYS ARBYS GROUP INC COM 950587105 36.24 8,000 SH P SHARED 8,000 WENDYS ARBYS GROUP INC COM 950587105 1055.49 233,000 SH C SHARED 233,000 WERNER ENTERPRISES INC COM 950755108 3.18 155 SH SHARED 01 155 WERNER ENTERPRISES INC COM 950755108 4.10 200 SH C SHARED 200 WERNER ENTERPRISES INC COM 950755108 117.16 5,718 SH SHARED 5,718 WESBANCO INC COM 950810101 3.68 225 SH SHARED 01 225 WESCO FINL CORP COM 950817106 429.42 1,199 SH SOLE 1,199 WESCO INTL INC COM 95082P105 955.77 24,326 SH SHARED 01 24,326 WESCO INTL INC COM 95082P105 268.94 6,845 SH SHARED 20 6,845 WESCO INTL INC COM 95082P105 13.36 340 SH SHARED 21 340 WESCO INTL INC COM 95082P105 15.72 400 SH C SHARED 400 WESCO INTL INC COM 95082P105 119.76 3,048 SH SHARED 3,048 WEST BANCORPORATION INC CAP STK 95123P106 12.60 2,000 SH SHARED 01 2,000 WEST COAST BANCORP ORE NEW COM 952145100 149.09 65,390 SH SHARED 01 65,390 WEST MARINE INC COM 954235107 2.03 200 SH SHARED 01 200 WEST PHARMACEUTICAL SVSC INC COM 955306105 2063.03 60,129 SH SHARED 01 60,129 WEST PHARMACEUTICAL SVSC INC COM 955306105 25.70 749 SH SHARED 21 749 WESTAMERICA BANCORPORATION COM 957090103 34.55 634 SH SHARED 01 634 WESTAR ENERGY INC COM 95709T100 1483.29 61,217 SH SHARED 01 61,217 WESTAR ENERGY INC COM 95709T100 2.42 100 SH C SHARED 100 WESTAR ENERGY INC COM 95709T100 1236.65 51,038 SH SHARED 51,038 WESTELL TECHNOLOGIES INC CL A 957541105 8.65 3,761 SH SOLE 3,761 WESTERN ALLIANCE BANCORP COM 957638109 54.40 8,120 SH SHARED 01 8,120 WESTERN ALLIANCE BANCORP COM 957638109 75.75 11,306 SH SHARED 11,306 WESTERN ASSET CLYM INFL OPP COM 95766R104 3204.68 253,937 SH SHARED 01 253,937 WESTERN ASSET CLYM INFL OPP COM 95766R104 115.88 9,182 SH SHARED 9,182 WESTERN ASSET COM SH BEN CLYM INFL SEC INT 95766Q106 1214.62 94,084 SH SHARED 01 94,084 WESTERN ASSET COM SH BEN CLYM INFL SEC INT 95766Q106 11.85 918 SH SHARED 918 WESTERN ASSET EMRG MKT DEBT COM 95766A101 11330.15 594,135 SH SHARED 01 594,135 WESTERN ASSET EMRG MKT DEBT COM 95766A101 1440.91 75,559 SH SHARED 75,559

WESTERN ASSET EMRG MKT INCM COM 95766E103 2086.77 152,653 SH SHARED 01 152,653 WESTERN ASSET GLB HI INCOME COM 95766B109 372.52 29,286 SH SHARED 01 29,286 WESTERN ASSET GLB PTNRS INCO COM 95766G108 619.35 48,086 SH SHARED 01 48,086 WESTERN ASSET GLB PTNRS INCO COM 95766G108 3.53 274 SH SHARED 274 WESTERN ASSET GLOBAL CP DEFI COM 95790C107 28.66 1,515 SH SOLE 1,515 WESTERN ASSET HIGH INCM FD I COM 95766J102 1214.91 124,606 SH SHARED 01 124,606 WESTERN ASSET HIGH INCM FD I COM 95766H106 14.73 1,472 SH SOLE 1,472 WESTERN ASSET HIGH INCM OPP COM 95766K109 2557.27 407,858 SH SHARED 01 407,858 WESTERN ASSET INCOME FD COM 95766T100 277.47 20,417 SH SHARED 01 20,417 WESTERN ASSET INCOME FD COM 95766T100 10.27 756 SH SHARED 756 WESTERN ASSET INFL MGMT FD I COM 95766U107 42.55 2,488 SH SHARED 01 2,488 WESTERN ASSET INTM MUNI FD I COM 958435109 153.26 15,800 SH SHARED 01 15,800 WESTERN ASSET INTM MUNI FD I COM 958435109 12.28 1,266 SH SHARED 1,266 WESTERN ASSET INVT GRADE DEF COM 95790A101 126.36 5,728 SH SOLE 5,728 WESTERN ASSET MTG DEF OPPTY COM 95790B109 5.07 239 SH SHARED 01 239 WESTERN ASSET MUN DEF OPP TR COM 95768A109 42.50 1,974 SH SHARED 01 1,974 WESTERN ASSET MUN DEF OPP TR COM 95768A109 110.08 5,113 SH SHARED 5,113 WESTERN ASSET MUN HI INCM FD COM 95766N103 49.13 6,283 SH SHARED 01 6,283 WESTERN ASSET MUN HI INCM FD COM 95766N103 34.84 4,455 SH SHARED 4,455 WESTERN ASSET PREMIER BD FD SHS BEN INT 957664105 130.97 8,731 SH SHARED 01 8,731 WESTERN ASSET VAR RT STRG FD COM 957667108 688.47 43,341 SH SHARED 01 43,341 WESTERN ASSET VAR RT STRG FD COM 957667108 5.66 356 SH SHARED 356 WESTERN ASSET WORLDWIDE INCO COM 957668106 126.81 9,123 SH SHARED 01 9,123 WESTERN ASSET WORLDWIDE INCO COM 957668106 1.11 80 SH SHARED 80 WESTERN ASSETT MGD HI INCM F COM 95766L107 7015.12 1,087,616 SH SHARED 01 1,087,616 WESTERN ASSETT MGD HI INCM F COM 95766L107 32.27 5,003 SH SHARED 5,003 WESTERN ASST MN PRT FD INC COM 95766P108 1747.96 118,586 SH SHARED 01 118,586 WESTERN ASST MNG MUN FD INC COM 95766M105 1542.55 118,022 SH SHARED 01 118,022 WESTERN DIGITAL CORP COM 958102105 7770.06 273,690 SH SHARED 01 273,690 WESTERN DIGITAL CORP COM 958102105 10.56 372 SH SHARED 21 372 WESTERN DIGITAL CORP COM 958102105 459.92 16,200 SH SHARED 16,200 WESTERN DIGITAL CORP COM 958102105 4877.40 171,800 SH C SHARED 171,800 WESTERN DIGITAL CORP COM 958102105 6213.32 218,856 SH SHARED 218,856 WESTERN DIGITAL CORP COM 958102105 7639.75 269,100 SH P SHARED 269,100 WESTERN GAS COM UNIT LP PARTNERS LP IN 958254104 6495.90 239,701 SH SHARED 01 239,701 WESTERN GAS COM UNIT LP PARTNERS LP IN 958254104 3513.68 129,656 SH SHARED 129,656 WESTERN REFNG INC COM 959319104 8.38 1,600 SH SHARED 01 1,600 WESTERN REFNG INC COM 959319104 70.22 13,400 SH P SHARED 13,400 WESTERN REFNG INC COM 959319104 73.88 14,100 SH C SHARED 14,100 WESTERN UN CO COM 959802109 6474.04 366,386 SH SHARED 01 366,386 WESTERN UN CO COM 959802109 58.49 3,310 SH SHARED 21 3,310 WESTERN UN CO COM 959802109 44.18 2,500 SH SHARED 2,500 WESTERN UN CO COM 959802109 567.21 32,100 SH P SHARED 32,100 WESTERN UN CO COM 959802109 678.53 38,400 SH SHARED 38,400 WESTERN UN CO COM 959802109 2514.44 142,300 SH C SHARED 142,300 WESTLAKE CHEM CORP COM 960413102 591.03 19,747 SH SHARED 01 19,747 WESTLAKE CHEM CORP COM 960413102 5.48 183 SH SHARED 21 183 WESTLAKE CHEM CORP COM 960413102 14.97 500 SH C SHARED 500 WESTLAKE CHEM CORP COM 960413102 422.97 14,132 SH SHARED 14,132

WESTMORELAND COAL CO COM 960878106 0.35 35 SH SHARED 01 35 WESTMORELAND COAL CO COM 960878106 9.02 915 SH SHARED 915 WESTPAC BKG CORP SPONSORED ADR 961214301 1866.76 16,623 SH SHARED 01 16,623 WESTPAC BKG CORP SPONSORED ADR 961214301 143.52 1,278 SH SHARED 1,278 WESTPORT INNOVATIONS INC COM NEW 960908309 186.91 10,620 SH SHARED 01 10,620 WESTPORT INNOVATIONS INC COM NEW 960908309 52.80 3,000 SH P SHARED 3,000 WESTPORT INNOVATIONS INC COM NEW 960908309 200.64 11,400 SH C SHARED 11,400 WESTPORT INNOVATIONS INC COM NEW 960908309 1468.81 83,455 SH SHARED 83,455 WESTWOOD ONE INC COM NEW 961815305 0.08 9 SH SHARED 01 9 WEYERHAEUSER CO COM 962166104 9914.16 629,071 SH SHARED 01 629,071 WEYERHAEUSER CO COM 962166104 272.65 17,300 SH P SHARED 17,300 WEYERHAEUSER CO COM 962166104 378.24 24,000 SH C SHARED 24,000 WEYERHAEUSER CO COM 962166104 717.79 45,545 SH SHARED 45,545 WGL HLDGS INC COM 92924F106 1660.28 43,946 SH SHARED 01 43,946 WGL HLDGS INC COM 92924F106 524.84 13,892 SH SHARED 13,892 WHIRLPOOL CORP COM 963320106 2107.63 26,033 SH SHARED 01 26,033 WHIRLPOOL CORP COM 963320106 5.99 74 SH SHARED 21 74 WHIRLPOOL CORP COM 963320106 323.84 4,000 SH SHARED 4,000 WHIRLPOOL CORP COM 963320106 3617.37 44,681 SH SHARED 44,681 WHIRLPOOL CORP COM 963320106 5278.59 65,200 SH P SHARED 65,200 WHIRLPOOL CORP COM 963320106 11544.90 142,600 SH C SHARED 142,600 WHITE MTNS INS GROUP LTD COM G9618E107 617.85 2,003 SH SHARED 01 2,003 WHITE MTNS INS GROUP LTD COM G9618E107 120.92 392 SH SHARED 392 WHITE MTNS INS GROUP LTD COM G9618E107 488.29 1,583 SH SHARED 1,583 WHITING PETE CORP NEW COM 966387102 1944.87 20,363 SH SHARED 01 20,363 WHITING PETE CORP NEW COM 966387102 4.39 46 SH SHARED 21 46 WHITING PETE CORP NEW COM 966387102 1953.08 20,449 SH SHARED 20,449 WHITING PETE CORP NEW COM 966387102 2168.08 22,700 SH P SHARED 22,700 WHITING PETE CORP NEW COM 966387102 3887.26 40,700 SH C SHARED 40,700 WHITING PETE CORP NEW PERP PFD CONV 966387201 22.42 97 SH SOLE 97 WHITING USA TR I TR UNIT 966389108 47.84 2,289 SH SHARED 01 2,289 WHITNEY HLDG CORP COM 966612103 50.28 6,154 SH SHARED 01 6,154 WHITNEY HLDG CORP COM 966612103 4.09 500 SH C SHARED 500 WHOLE FOODS MKT INC COM 966837106 4217.70 113,654 SH SHARED 01 113,654 WHOLE FOODS MKT INC COM 966837106 337.70 9,100 SH SHARED 9,100 WHOLE FOODS MKT INC COM 966837106 14283.64 384,900 SH P SHARED 384,900 WHOLE FOODS MKT INC COM 966837106 43259.13 1,165,700 SH C SHARED 1,165,700 WILEY JOHN & SONS INC CL A 968223206 2701.46 66,115 SH SHARED 01 66,115 WILEY JOHN & SONS INC CL A 968223206 164.46 4,025 SH SHARED 20 4,025 WILEY JOHN & SONS INC CL A 968223206 56.92 1,393 SH SHARED 21 1,393 WILEY JOHN & SONS INC CL A 968223206 10725.46 262,493 SH SHARED 262,493 WILEY JOHN & SONS INC CL B 968223305 127.81 3,100 SH SHARED 01 3,100 WILEY JOHN & SONS INC CL B 968223305 50.59 1,227 SH SHARED 1,227 WILLBROS GROUP INC DEL COM 969203108 15.59 1,700 SH C SOLE 1,700 WILLDAN GROUP INC COM 96924N100 1.67 492 SH SOLE 492 WILLIAMS COAL SEAM GAS RTY T TR UNIT 969450105 23.23 9,600 SH SHARED 01 9,600 WILLIAMS COS INC DEL COM 969457100 18508.57 968,528 SH SHARED 01 968,528 WILLIAMS COS INC DEL COM 969457100 35.49 1,857 SH SHARED 21 1,857 WILLIAMS COS INC DEL COM 969457100 722.36 37,800 SH SHARED 37,800

WILLIAMS COS INC DEL COM 969457100 10080.53 527,500 SH C SHARED 527,500 WILLIAMS COS INC DEL COM 969457100 25469.81 1,332,800 SH P SHARED 1,332,800 WILLIAMS COS INC DEL COM 969457100 117784.58 6,163,505 SH SHARED 6,163,505 WILLIAMS CTLS INC COM NEW 969465608 12.42 1,362 SH SOLE 1,362 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 4281.04 100,968 SH SHARED 01 100,968 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 33.92 800 SH C SHARED 800 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 69.41 1,637 SH SHARED 1,637 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 97.52 2,300 SH P SHARED 2,300 WILLIAMS SONOMA INC COM 969904101 2639.15 83,254 SH SHARED 01 83,254 WILLIAMS SONOMA INC COM 969904101 126.80 4,000 SH C SHARED 4,000 WILLIAMS SONOMA INC COM 969904101 487.23 15,370 SH SHARED 15,370 WILLIAMS SONOMA INC COM 969904101 4558.46 143,800 SH P SHARED 143,800 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 5407.52 175,455 SH SHARED 01 175,455 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 22.04 715 SH SHARED 21 715 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 323.92 10,510 SH SHARED 10,510 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 335.94 10,900 SH SHARED 10,900 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 5169.53 167,733 SH C SHARED 167,733 WILLIS LEASE FINANCE CORP COM 970646105 25.15 2,500 SH SHARED 01 2,500 WILMINGTON TRUST CORP COM 971807102 17.60 1,960 SH SHARED 01 1,960 WILMINGTON TRUST CORP COM 971807102 63.05 7,021 SH SHARED 7,021 WILSHIRE BANCORP INC COM 97186T108 435.07 66,524 SH SHARED 01 66,524 WILSHIRE BANCORP INC COM 97186T108 11.09 1,695 SH SHARED 21 1,695 WIMM BILL DANN FOODS OJSC SPONSORED ADR 97263M109 45.69 2,020 SH SHARED 01 2,020 WIMM BILL DANN FOODS OJSC SPONSORED ADR 97263M109 195.03 8,622 SH SHARED 8,622 WINDSTREAM CORP COM 97381W104 9764.25 794,617 SH SHARED 01 794,617 WINDSTREAM CORP COM 97381W104 184.69 15,030 SH SHARED 20 15,030 WINDSTREAM CORP COM 97381W104 452.20 36,800 SH P SHARED 36,800 WINDSTREAM CORP COM 97381W104 473.09 38,500 SH SHARED 38,500 WINDSTREAM CORP COM 97381W104 646.35 52,600 SH C SHARED 52,600 WINDSTREAM CORP COM 97381W104 7554.10 614,754 SH SHARED 614,754 WINLAND ELECTRS INC COM 974241101 2.68 3,939 SH SOLE 3,939 WINMARK CORP COM 974250102 3.98 119 SH SOLE 119 WINN DIXIE STORES INC COM NEW 974280307 40.94 5,742 SH SHARED 01 5,742 WINN DIXIE STORES INC COM NEW 974280307 17.83 2,500 SH C SHARED 2,500 WINN DIXIE STORES INC COM NEW 974280307 21.39 3,000 SH P SHARED 3,000 WINNEBAGO INDS INC COM 974637100 4.17 400 SH P SOLE 400 WINNEBAGO INDS INC COM 974637100 264.73 25,406 SH SOLE 25,406 WINTHROP RLTY SH BEN INT TR NEW 976391300 317.48 25,686 SH SHARED 01 25,686 WINTHROP RLTY SH BEN INT TR NEW 976391300 48.06 3,888 SH SHARED 3,888 WINTHROP RLTY SH BEN INT TR NEW 976391300 118.35 9,575 SH SHARED 9,575 WIPRO LTD SPON ADR 1 SH 97651M109 89.49 6,189 SH SHARED 01 6,189 WIRELESS DEPOSITRY HOLDRS TR RCPT 97653L208 4.34 100 SH SHARED 01 100 WIRELESS RONIN TECHNOLOGIES COM 97652A203 0.70 584 SH SOLE 584 WIRELESS TELECOM GROUP INC COM 976524108 0.23 301 SH SOLE 301 WISCONSIN ENERGY CORP COM 976657106 7536.95 130,397 SH SHARED 01 130,397 WISCONSIN ENERGY CORP COM 976657106 385.93 6,677 SH SHARED 6,677 WISCONSIN ENERGY CORP COM 976657106 520.20 9,000 SH SHARED 9,000 EM LCL DEBT WISDOMTREE TR FD 97717X867 1503.56 28,612 SH SHARED 01 28,612 WISDOMTREE TR MID EAST DIVD 97717X305 6.37 400 SH SHARED 01 400

WISDOMTREE TR MID EAST DIVD 97717X305 9.90 622 SH SHARED 622 WISDOMTREE BRAZILN RL TRUST ETF 97717W240 121.05 4,187 SH SHARED 01 4,187 WISDOMTREE CHINESE YUAN TRUST ETF 97717W182 8239.18 324,377 SH SHARED 01 324,377 WISDOMTREE CHINESE YUAN TRUST ETF 97717W182 2.54 100 SH P SHARED 100 WISDOMTREE CHINESE YUAN TRUST ETF 97717W182 55.88 2,200 SH C SHARED 2,200 WISDOMTREE CHINESE YUAN TRUST ETF 97717W182 254.64 10,025 SH SHARED 10,025 WISDOMTREE DEFA EQT INC TRUST ETF 97717W802 657.92 16,237 SH SHARED 01 16,237 WISDOMTREE TRUST DEFA FD 97717W703 8766.27 193,944 SH SHARED 01 193,944 WISDOMTREE TRUST DEFA FD 97717W703 32.18 712 SH SHARED 712 WISDOMTREE DIV EX-FINL TRUST FD 97717W406 8126.79 183,989 SH SHARED 01 183,989 WISDOMTREE DREYF EURO TRUST ETF 97717W174 427.26 19,421 SH SHARED 01 19,421 WISDOMTREE DRYFS CURR TRUST ETF 97717W133 4236.05 184,819 SH SHARED 01 184,819 WISDOMTREE EARNING 500 TRUST FD 97717W588 3483.87 87,197 SH SHARED 01 87,197 WISDOMTREE EARNING 500 TRUST FD 97717W588 22.17 555 SH SHARED 555 WISDOMTREE EMERG MKTS TRUST ETF 97717W315 34938.92 627,495 SH SHARED 01 627,495 WISDOMTREE EMG MKTS TRUST SMCAP 97717W281 8384.63 166,593 SH SHARED 01 166,593 WISDOMTREE TRUST EQTY INC ETF 97717W208 3680.06 98,820 SH SHARED 01 98,820 WISDOMTREE EUROPE SMCP TRUST DV 97717W869 291.98 7,543 SH SHARED 01 7,543 WISDOMTREE EUROPE SMCP TRUST DV 97717W869 75.71 1,956 SH SHARED 1,956 WISDOMTREE GLB EQTY INC TRUST FD 97717W877 265.61 6,472 SH SHARED 01 6,472 WISDOMTREE INDIA ERNGS TRUST FD 97717W422 8509.34 322,690 SH SHARED 01 322,690 WISDOMTREE INDIA ERNGS TRUST FD 97717W422 7.91 300 SH C SHARED 300 WISDOMTREE INDIA ERNGS TRUST FD 97717W422 184.59 7,000 SH P SHARED 7,000 WISDOMTREE INDIA ERNGS TRUST FD 97717W422 319.08 12,100 SH SHARED 12,100 WISDOMTREE INDIAN RUP TRUST ETF 97717W166 14.55 550 SH SHARED 01 550 WISDOMTREE INTL BAS TRUST MATER 97717W752 106.52 3,840 SH SHARED 01 3,840 WISDOMTREE INTL BAS TRUST MATER 97717W752 63.16 2,277 SH SHARED 2,277 WISDOMTREE INTL DIV EX TRUST FINL 97717W786 424.24 9,850 SH SHARED 01 9,850 WISDOMTREE TRUST INTL ENERGY 97717W711 169.99 7,089 SH SHARED 01 7,089 WISDOMTREE INTL LRGCAP TRUST DV 97717W794 576.52 13,076 SH SHARED 01 13,076 WISDOMTREE INTL LRGCAP TRUST DV 97717W794 101.41 2,300 SH SHARED 2,300 WISDOMTREE INTL MIDCAP TRUST DV 97717W778 666.98 13,616 SH SHARED 01 13,616 WISDOMTREE INTL MIDCAP TRUST DV 97717W778 107.77 2,200 SH SHARED 2,200 WISDOMTREE TRUST INTL REAL EST 97717W331 241.79 8,407 SH SHARED 01 8,407 WISDOMTREE TRUST INTL REAL EST 97717W331 6.13 213 SH SHARED 213 WISDOMTREE INTL SMCAP TRUST DIV 97717W760 2926.34 61,711 SH SHARED 01 61,711 WISDOMTREE INTL SMCAP TRUST DIV 97717W760 120.40 2,539 SH SHARED 2,539 WISDOMTREE INTL TRUST UTILITIES 97717W653 939.67 47,073 SH SHARED 01 47,073 WISDOMTREE INTL TRUST UTILITIES 97717W653 23.06 1,155 SH SHARED 17 1,155 WISDOMTREE INTL TRUST UTILITIES 97717W653 49.55 2,482 SH SHARED 2,482 WISDOMTREE JAPANESE YEN TRUST F 97717W224 29.37 941 SH SOLE 941 WISDOMTREE JP SMALLCP TRUST DIV 97717W836 480.09 11,860 SH SHARED 01 11,860 WISDOMTREE JP SMALLCP TRUST DIV 97717W836 53.27 1,316 SH SHARED 1,316 WISDOMTREE JP TOTAL TRUST DIVID 97717W851 14673.83 407,380 SH SHARED 01 407,380 WISDOMTREE JP TOTAL TRUST DIVID 97717W851 52.52 1,458 SH SHARED 1,458 WISDOMTREE LARGECAP TRUST DIVID 97717W307 55087.95 1,291,023 SH SHARED 01 1,291,023 WISDOMTREE LARGECAP TRUST DIVID 97717W307 106.68 2,500 SH SHARED 2,500 WISDOMTREE LRGECP VALUE TRUST FD 97717W547 14.05 400 SH SHARED 01 400 WISDOMTREE LRGECP VALUE TRUST FD 97717W547 70.05 1,994 SH SHARED 1,994

WISDOMTREE MDCP EARN TRUST FUND 97717W570 2310.89 48,487 SH SHARED 01 48,487 WISDOMTREE MIDCAP DIVI TRUST FD 97717W505 5381.67 114,993 SH SHARED 01 114,993 WISDOMTREE MIDCAP DIVI TRUST FD 97717W505 112.32 2,400 SH SHARED 2,400 WISDOMTREE NEW ZEAL TRUST DOLLR 97717W216 76.64 3,278 SH SHARED 01 3,278 WISDOMTREE NEW ZEAL TRUST DOLLR 97717W216 38.97 1,667 SH SHARED 1,667 WISDOMTREE PAC EX-JAP TRUST ETF 97717W810 24.78 437 SH SHARED 01 437 WISDOMTREE PAC EXJP TOT TRUST D 97717W828 100.29 1,590 SH SHARED 01 1,590 WISDOMTREE PAC EXJP TOT TRUST D 97717W828 37.15 589 SH SHARED 589 WISDOMTREE SMALLCAP TRUST DIVID 97717W604 4662.73 110,022 SH SHARED 01 110,022 WISDOMTREE SMALLCAP TRUST DIVID 97717W604 105.95 2,500 SH SHARED 2,500 WISDOMTREE SMLCAP EARN TRUST FD 97717W562 10130.13 223,900 SH SHARED 01 223,900 WISDOMTREE TOTAL DIVID TRUST FD 97717W109 1610.70 37,406 SH SHARED 01 37,406 WISDOMTREE TTL EARNING TRUST FD 97717W596 94.57 2,314 SH SOLE 2,314 WISDOMTREE WRLD EX-US TRUST GRWTH 97717W844 11.28 220 SH SHARED 01 220 WISDOMTREE WRLD EX-US TRUST GRWTH 97717W844 22.26 434 SH SHARED 434 WIZZARD SOFTWARE CORP NEW COM 97750V109 2.78 11,564 SH SOLE 11,564 WMS INDS INC COM 929297109 1320.95 34,698 SH SHARED 01 34,698 WMS INDS INC COM 929297109 6.66 175 SH SHARED 20 175 WMS INDS INC COM 929297109 19.04 500 SH P SHARED 500 WMS INDS INC COM 929297109 30.46 800 SH C SHARED 800 WMS INDS INC COM 929297109 128.33 3,371 SH SHARED 3,371 WNS HOLDINGS LTD SPON ADR 92932M101 18.27 2,047 SH SOLE 2,047 WOLVERINE WORLD WIDE INC COM 978097103 2309.78 79,620 SH SHARED 01 79,620 WOLVERINE WORLD WIDE INC COM 978097103 8.82 304 SH SHARED 21 304 WOLVERINE WORLD WIDE INC COM 978097103 173.51 5,981 SH SHARED 5,981 WONDER AUTO TECHNOLOGY INC COM 978166106 4.26 500 SH SHARED 01 500 WONDER AUTO TECHNOLOGY INC COM 978166106 9.36 1,100 SH P SHARED 1,100 WONDER AUTO TECHNOLOGY INC COM 978166106 46.81 5,500 SH C SHARED 5,500 WOODWARD GOVERNOR CO COM 980745103 1034.49 31,909 SH SHARED 01 31,909 WOODWARD GOVERNOR CO COM 980745103 19.45 600 SH C SHARED 600 WORLD ACCEP CORP DEL COM 981419104 135.92 3,078 SH SHARED 01 3,078 WORLD ACCEP CORP DEL COM 981419104 48.58 1,100 SH P SHARED 1,100 WORLD ACCEP CORP DEL COM 981419104 260.54 5,900 SH C SHARED 5,900 WORLD ENERGY SOLUTIONS INC D COM NEW 98145W208 8.04 2,681 SH SOLE 2,681 WORLD FUEL SVCS CORP COM 981475106 2163.07 83,163 SH SHARED 01 83,163 WORLD FUEL SVCS CORP COM 981475106 7.99 307 SH SHARED 21 307 WORLD FUEL SVCS CORP COM 981475106 10.40 400 SH P SHARED 400 WORLD FUEL SVCS CORP COM 981475106 15.61 600 SH C SHARED 600 WORLD HEART CORP COM NO PAR 980905400 1.59 721 SH SOLE 721 WORLD WRESTLING ENTMT INC CL A 98156Q108 2803.89 201,574 SH SHARED 01 201,574 WORLD WRESTLING ENTMT INC CL A 98156Q108 100.86 7,251 SH SHARED 7,251 WORTHINGTON INDS INC COM 981811102 208.69 13,885 SH SHARED 01 13,885 WORTHINGTON INDS INC COM 981811102 46.59 3,100 SH C SHARED 3,100 WORTHINGTON INDS INC COM 981811102 174.23 11,592 SH SHARED 11,592 WPCS INTL INC COM NEW 92931L203 11.75 3,446 SH SOLE 3,446 WPP PLC ADR 92933H101 6381.79 114,636 SH SHARED 01 114,636 WPP PLC ADR 92933H101 1325.73 23,814 SH SHARED 23,814 WRIGHT EXPRESS CORP COM 98233Q105 77.56 2,172 SH SHARED 01 2,172 WRIGHT EXPRESS CORP COM 98233Q105 9.36 262 SH SHARED 21 262

WRIGHT MED GROUP INC COM 98235T107 302.81 21,014 SH SHARED 01 21,014 WRIGHT MED GROUP INC COM 98235T107 7.36 511 SH SHARED 21 511 WRIGHT MED GROUP INC COM 98235T107 403.70 28,015 SH SHARED 28,015 WSB HOLDINGS INC COM 92934C101 0.70 250 SH SOLE 250 WUHAN GENERAL GRP CHINA INC COM 982569105 6.88 5,501 SH SOLE 5,501 WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 929352102 238.54 13,901 SH SHARED 01 13,901 WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 929352102 248.82 14,500 SH P SHARED 14,500 WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 929352102 2014.58 117,400 SH C SHARED 117,400 WVS FINL CORP COM 929358109 11.53 1,088 SH SOLE 1,088 WYNDHAM WORLDWIDE CORP COM 98310W108 1929.96 70,257 SH SHARED 01 70,257 WYNDHAM WORLDWIDE CORP COM 98310W108 6.59 240 SH SHARED 20 240 WYNDHAM WORLDWIDE CORP COM 98310W108 126.36 4,600 SH P SHARED 4,600 WYNDHAM WORLDWIDE CORP COM 98310W108 156.58 5,700 SH C SHARED 5,700 WYNDHAM WORLDWIDE CORP COM 98310W108 677.08 24,648 SH SHARED 24,648 WYNN RESORTS LTD COM 983134107 5435.10 62,638 SH SHARED 01 62,638 WYNN RESORTS LTD COM 983134107 9.11 105 SH SHARED 21 105 WYNN RESORTS LTD COM 983134107 251.63 2,900 SH SHARED 2,900 WYNN RESORTS LTD COM 983134107 2037.62 23,483 SH SHARED 23,483 WYNN RESORTS LTD COM 983134107 15063.27 173,600 SH P SHARED 173,600 WYNN RESORTS LTD COM 983134107 25553.77 294,500 SH C SHARED 294,500 XCEL ENERGY INC COM 98389B100 4143.51 180,388 SH SHARED 01 180,388 XCEL ENERGY INC COM 98389B100 24.39 1,062 SH SHARED 21 1,062 XCEL ENERGY INC COM 98389B100 4.59 200 SH C SHARED 200 XCEL ENERGY INC COM 98389B100 50.53 2,200 SH P SHARED 2,200 XCEL ENERGY INC COM 98389B100 615.60 26,800 SH SHARED 26,800 XCEL ENERGY INC COM 98389B100 4754.51 206,988 SH SHARED 206,988 XENITH BANKSHARES INC COM 98410X105 4.31 750 SH SOLE 750 XENOPORT INC COM 98411C100 1.42 200 SH SHARED 01 200 XENOPORT INC COM 98411C100 7.82 1,100 SH C SHARED 1,100 XENOPORT INC COM 98411C100 214.99 30,238 SH SHARED 30,238 XEROX CORP COM 984121103 18497.63 1,787,211 SH SHARED 01 1,787,211 XEROX CORP COM 984121103 8.79 849 SH SHARED 21 849 XEROX CORP COM 984121103 1367.76 132,151 SH SHARED 132,151 XEROX CORP COM 984121103 2231.84 215,637 SH SHARED 215,637 XEROX CORP COM 984121103 2297.70 222,000 SH P SHARED 222,000 XEROX CORP COM 984121103 5170.86 499,600 SH C SHARED 499,600 XETA TECHNOLOGIES INC COM 983909102 6.66 2,000 SH SHARED 01 2,000 XFONE INC COM 98414Y109 0.97 868 SH SOLE 868 XILINX INC COM 983919101 5836.69 219,095 SH SHARED 01 219,095 XILINX INC COM 983919101 88.84 3,335 SH SHARED 20 3,335 XILINX INC COM 983919101 35.35 1,327 SH SHARED 21 1,327 XILINX INC COM 983919101 452.88 17,000 SH SHARED 17,000 XILINX INC COM 983919101 2906.42 109,100 SH P SHARED 109,100 XILINX INC COM 983919101 4304.54 161,582 SH SHARED 161,582 XILINX INC COM 983919101 5514.48 207,000 SH C SHARED 207,000 XILINX INC SDCV 3.125% 983919AD3 0.58 600 PRN SOLE 600 3/1 XINYUAN REAL SPONS ADR 98417P105 3.94 1,600 SH C SOLE 1,600 ESTATE CO LTD XL GROUP PLC SHS G98290102 1912.25 88,285 SH SHARED 01 88,285 XL GROUP PLC SHS G98290102 16.03 740 SH SHARED 21 740

XL GROUP PLC SHS G98290102 398.54 18,400 SH SHARED 18,400 XL GROUP PLC SHS G98290102 732.11 33,800 SH P SHARED 33,800 XL GROUP PLC SHS G98290102 1399.24 64,600 SH C SHARED 64,600 XL GROUP PLC SHS G98290102 3803.30 175,591 SH SHARED 175,591 XYRATEX LTD COM G98268108 1040.34 70,104 SH SHARED 01 70,104 XYRATEX LTD COM G98268108 5.94 400 SH P SHARED 400 XYRATEX LTD COM G98268108 28.20 1,900 SH C SHARED 1,900 XYRATEX LTD COM G98268108 91.73 6,181 SH SHARED 6,181 YADKIN VALLEY FINANCIAL CORP COM 984314104 3.04 1,177 SH SHARED 01 1,177 YADKIN VALLEY FINANCIAL CORP COM 984314104 2.40 932 SH SHARED 932 YAHOO INC COM 984332106 5499.01 388,074 SH SHARED 01 388,074 YAHOO INC COM 984332106 1261.98 89,060 SH SHARED 89,060 YAHOO INC COM 984332106 3721.31 262,619 SH SHARED 262,619 YAHOO INC COM 984332106 10993.09 775,800 SH P SHARED 775,800 YAHOO INC COM 984332106 16043.27 1,132,200 SH C SHARED 1,132,200 YAMANA GOLD INC COM 98462Y100 11330.73 993,924 SH SHARED 01 993,924 YAMANA GOLD INC COM 98462Y100 26.63 2,336 SH SHARED 21 2,336 YAMANA GOLD INC COM 98462Y100 476.17 41,769 SH SHARED 41,769 YAMANA GOLD INC COM 98462Y100 3649.14 320,100 SH C SHARED 320,100 YAMANA GOLD INC COM 98462Y100 4764.06 417,900 SH P SHARED 417,900 YAMANA GOLD INC COM 98462Y100 22603.93 1,982,801 SH SHARED 1,982,801 YANZHOU COAL SPON ADR H MNG CO LTD SHS 984846105 5014.01 205,745 SH SHARED 01 205,745 YANZHOU COAL SPON ADR H MNG CO LTD SHS 984846105 19.96 819 SH SHARED 21 819 YANZHOU COAL SPON ADR H MNG CO LTD SHS 984846105 21757.46 892,797 SH SHARED 892,797 YINGLI GREEN ENERGY HLDG CO ADR 98584B103 1466.18 105,938 SH SHARED 01 105,938 YINGLI GREEN ENERGY HLDG CO ADR 98584B103 317.03 22,907 SH SHARED 22,907 YINGLI GREEN ENERGY HLDG CO ADR 98584B103 471.24 34,049 SH SHARED 34,049 YM BIOSCIENCES INC COM 984238105 0.51 300 SH SHARED 01 300 YONGYE INTL INC COM 98607B106 93.90 13,300 SH SHARED 01 13,300 YONGYE INTL INC COM 98607B106 78.37 11,100 SH C SHARED 11,100 YONGYE INTL INC COM 98607B106 86.13 12,200 SH P SHARED 12,200 YORK WTR CO COM 987184108 870.54 54,307 SH SHARED 01 54,307 YOUNG INNOVATIONS INC COM 987520103 145.22 5,076 SH SHARED 01 5,076 YRC WORLDWIDE INC COM 984249102 11.03 44,122 SH SHARED 01 44,122 YRC WORLDWIDE INC COM 984249102 15.20 60,800 SH P SHARED 60,800 YRC WORLDWIDE INC COM 984249102 29.20 116,800 SH C SHARED 116,800 YRC WORLDWIDE INC COM 984249102 160.93 643,721 SH SHARED 643,721 YUCHENG TECHNOLOGIES LTD COM G98777108 0.09 30 SH SHARED 01 30 YUCHENG TECHNOLOGIES LTD COM G98777108 13.10 4,200 SH C SHARED 4,200 YUHE INTERNATIONAL INC COM 988432100 21.36 3,073 SH SOLE 3,073 YUM BRANDS INC COM 988498101 55544.95 1,205,926 SH SHARED 01 1,205,926 YUM BRANDS INC COM 988498101 127.82 2,775 SH SHARED 20 2,775 YUM BRANDS INC COM 988498101 29.16 633 SH SHARED 21 633 YUM BRANDS INC COM 988498101 1280.47 27,800 SH SHARED 27,800 YUM BRANDS INC COM 988498101 11984.81 260,200 SH P SHARED 260,200 YUM BRANDS INC COM 988498101 12422.38 269,700 SH C SHARED 269,700 YUM BRANDS INC COM 988498101 18689.35 405,761 SH SHARED 405,761 ZAGG INCORPORATED COM 98884U108 62.75 13,100 SH SHARED 01 13,100 ZAGG INCORPORATED COM 98884U108 32.51 6,787 SH SHARED 6,787

ZALE CORP NEW COM 988858106 14.28 6,800 SH P SOLE 6,800 ZALE CORP NEW COM 988858106 19.53 9,300 SH C SOLE 9,300 ZBB ENERGY CORPORATION COM 98876R204 16.63 36,313 SH SOLE 36,313 ZEBRA TECHNOLOGIES CORP CL A 989207105 10.26 305 SH SHARED 01 305 ZEBRA TECHNOLOGIES CORP CL A 989207105 294.11 8,743 SH SHARED 8,743 ZEBRA TECHNOLOGIES CORP CL A 989207105 652.62 19,400 SH C SHARED 19,400 ZEP INC COM 98944B108 2.37 136 SH SHARED 01 136 ZEP INC COM 98944B108 49.41 2,833 SH SHARED 2,833 ZHONE TECHNOLOGIES INC NEW COM NEW 98950P884 0.70 340 SH SHARED 01 340 ZHONGPIN INC COM 98952K107 506.24 31,077 SH SHARED 01 31,077 ZHONGPIN INC COM 98952K107 513.14 31,500 SH C SHARED 31,500 ZHONGPIN INC COM 98952K107 2146.04 131,740 SH SHARED 131,740 ZIMMER HLDGS INC COM 98956P102 9554.36 182,579 SH SHARED 01 182,579 ZIMMER HLDGS INC COM 98956P102 1282.09 24,500 SH C SHARED 13 24,500 ZIMMER HLDGS INC COM 98956P102 5.23 100 SH SHARED 20 100 ZIMMER HLDGS INC COM 98956P102 3.19 61 SH SHARED 21 61 ZIMMER HLDGS INC COM 98956P102 293.05 5,600 SH P SHARED 5,600 ZIMMER HLDGS INC COM 98956P102 549.47 10,500 SH SHARED 10,500 ZIMMER HLDGS INC COM 98956P102 4223.03 80,700 SH C SHARED 80,700 ZION OIL & GAS *W EXP INC 01/31/201 989696117 0.68 304 SH SOLE 304 ZION OIL & GAS INC COM 989696109 5.10 984 SH SHARED 01 984 ZION OIL & GAS INC COM 989696109 38.83 7,496 SH SHARED 7,496 ZIONS BANCORPORATION COM 989701107 1361.53 63,742 SH SHARED 01 63,742 ZIONS BANCORPORATION COM 989701107 8.67 406 SH SHARED 20 406 ZIONS BANCORPORATION COM 989701107 11.21 525 SH SHARED 21 525 ZIONS BANCORPORATION COM 989701107 1097.14 51,364 SH SHARED 51,364 ZIONS BANCORPORATION COM 989701107 2608.06 122,100 SH C SHARED 122,100 ZIONS BANCORPORATION COM 989701107 15671.83 733,700 SH P SHARED 733,700 ZIOPHARM ONCOLOGY INC COM 98973P101 1.88 500 SH SHARED 01 500 ZIOPHARM ONCOLOGY INC COM 98973P101 122.63 32,700 SH C SHARED 32,700 ZIPREALTY INC COM 98974V107 0.58 200 SH SHARED 01 200 ZIX CORP COM 98974P100 17.04 6,000 SH SHARED 01 6,000 ZIX CORP COM 98974P100 4.26 1,500 SH C SHARED 1,500 ZOLL MED CORP COM 989922109 487.41 15,104 SH SHARED 01 15,104 ZOLL MED CORP COM 989922109 11.75 364 SH SHARED 21 364 ZOLTEK COS INC COM 98975W104 125.78 12,940 SH SHARED 01 12,940 ZOLTEK COS INC COM 98975W104 332.42 34,200 SH C SHARED 34,200 ZOOM TECHNOLOGIES INC COM NEW 98976E301 8.45 2,124 SH SOLE 2,124 ZORAN CORP COM 98975F101 6.11 800 SH SHARED 01 800 ZORAN CORP COM 98975F101 1.53 200 SH C SHARED 200 ZORAN CORP COM 98975F101 8.40 1,100 SH P SHARED 1,100 ZST DIGITAL NETWORKS INC COM NEW 98878T208 155.41 24,865 SH SOLE 24,865 ZUMIEZ INC COM 989817101 21.16 1,000 SH SHARED 01 1,000 ZUMIEZ INC COM 989817101 129.08 6,100 SH P SHARED 6,100 ZWEIG FD COM 989834106 36.36 11,187 SH SHARED 01 11,187 ZWEIG FD COM 989834106 50.05 15,401 SH SHARED 15,401 ZWEIG TOTAL RETURN FD INC COM 989837109 97.13 25,494 SH SHARED 01 25,494 ZWEIG TOTAL RETURN FD INC COM 989837109 73.96 19,411 SH SHARED 19,411 ZYMOGENETICS INC COM 98985T109 52.27 5,361 SH SHARED 01 5,361

ZYMOGENETICS INC COM 98985T109 9.75 1,000 SH P SHARED 1,000 ZYMOGENETICS INC COM 98985T109 429.87 44,089 SH SHARED 44,089 ZYMOGENETICS INC COM 98985T109 999.38 102,500 SH C SHARED 102,500