N-PX 1 kpt-v2_npx.txt ANNUAL REPORT OF PROXY VOTING ******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-09923 Reporting Period: 07/01/2020 - 06/30/2021 Kinetics Portfolio Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09923 Kinetics Portfolios Trust [Exact Name of Registration] 470 Park Avenue South, New York, NY, 10016 [Address of Principal Executive office] Jay Kesslen 470 Park Avenue South New York, NY, 10016 [Name and Address of Agent for Service] Registrant's telephone number, including area code: 1-646-495-7333 Date of fiscal year end: 12/31 Date of reporting period: July 1, 2020 to June 30, 2021 Item 1. Proxy Voting Record. ==================== Kinetics Alternative Income Portfolio ===================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========================== Kinetics Global Portfolio =========================== ASSOCIATED CAPITAL GROUP, INC. Ticker: AC Security ID: 045528106 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mario J. Gabelli For For Management 1.2 Elect Director Marc Gabelli For For Management 1.3 Elect Director Douglas R. Jamieson For For Management 1.4 Elect Director Daniel R. Lee For For Management 1.5 Elect Director Bruce M. Lisman For For Management 1.6 Elect Director Richard T. Prins For For Management 1.7 Elect Director Frederic V. Salerno For For Management 1.8 Elect Director Salvatore F. Sodano For For Management 1.9 Elect Director Elisa M. Wilson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ASX LIMITED Ticker: ASX Security ID: Q0604U105 Meeting Date: SEP 30, 2020 Meeting Type: Annual Record Date: SEP 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 3a Elect Damian Roche as Director For For Management 3b Elect Rob Woods as Director For For Management 4 Approve Remuneration Report For For Management 5 Approve Grant of Performance Rights to For For Management Dominic Stevens -------------------------------------------------------------------------------- B3 SA-BRASIL, BOLSA, BALCAO Ticker: B3SA3 Security ID: P1909G107 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2020 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at 11 For For Management 4 Elect Directors For For Management 5 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Alberto Monteiro de Queiroz Netto as Independent Director 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Ana Carla Abrao Costa as Independent Director 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Antonio Carlos Quintella as Independent Director 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Claudia Farkouh Prado as Independent Director 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Cristina Anne Betts as Independent Director 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Eduardo Mazzilli de Vassimon as Independent Director 7.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Florian Bartunek as Independent Director 7.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Guilherme Affonso Ferreira as Independent Director 7.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose de Menezes Berenguer Neto as Independent Director 7.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Mauricio Machado de Minas as Independent Director 7.11 Percentage of Votes to Be Assigned - None Abstain Management Elect Pedro Paulo Giubbina Lorenzini as Independent Director 8 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 9 Approve Remuneration of Company's For For Management Management 10 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 11 Elect Fiscal Council Members For For Management 12 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 13 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- B3 SA-BRASIL, BOLSA, BALCAO Ticker: B3SA3 Security ID: P1909G107 Meeting Date: MAY 10, 2021 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 3-for-1 Stock Split For For Management 2 Amend Article 3 Re: Corporate Purpose For For Management 3 Amend Articles 5 and 8 to Reflect For For Management Changes in Capital and Authorized Capital and Consolidate Bylaws 4 Amend Articles Re: Competences of For For Management Board of Directors and General Meeting 5 Amend Articles Re: Board Composition For For Management 6 Amend Article 32 Re: Increase Number For For Management of Vice-Chairmen and Executives 7 Amend Articles Re: Statutory For For Management Committees Composition 8 Amend Article 76 Re: Indemnity For Against Management Provision 9 Amend Article 76 Re: Indemnity For Against Management Provision 10 Amend Articles Re: Financing For For Management Restructuring Unit, Remote Voting and Renumbering 11 Consolidate Bylaws For For Management 12 Amend Long-Term Incentive Plan For Against Management -------------------------------------------------------------------------------- BRAEMAR SHIPPING SERVICES PLC Ticker: BMS Security ID: G1554N100 Meeting Date: AUG 19, 2020 Meeting Type: Annual Record Date: AUG 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Approve Remuneration Policy For For Management 4 Re-elect Jurgen Breuer as Director For For Management 5 Re-elect Stephen Kunzer as Director For For Management 6 Re-elect Ronald Series as Director For For Management 7 Re-elect Nicholas Stone as Director For For Management 8 Re-elect Lesley Watkins as Director For For Management 9 Reappoint BDO LLP as Auditors For For Management 10 Authorise Board to Fix Remuneration of For For Management Auditors 11 Authorise Issue of Equity For For Management 12 Authorise Issue of Equity without For For Management Pre-emptive Rights 13 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 14 Authorise Market Purchase of Ordinary For For Management Shares 15 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BROOKFIELD ASSET MANAGEMENT INC. Ticker: BAM.A Security ID: 112585104 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director M. Elyse Allan For For Management 1.2 Elect Director Angela F. Braly For For Management 1.3 Elect Director Janice Fukakusa For For Management 1.4 Elect Director Maureen Kempston Darkes For For Management 1.5 Elect Director Frank J. McKenna For For Management 1.6 Elect Director Hutham S. Olayan For For Management 1.7 Elect Director Seek Ngee Huat For For Management 1.8 Elect Director Diana L. Taylor For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- BURFORD CAPITAL LTD. Ticker: BUR Security ID: G17977110 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect Steve Wilson as Director For For Management 4 Re-elect Charles Parkinson as Director For For Management 5 Re-elect Robert Gillespie as Director For For Management 6 Re-elect John Sievwright as Director For For Management 7 Re-elect Christopher Bogart as Director For For Management 8 Elect Andrea Muller as Director For For Management 9 Ratify Ernst & Young LLP as Auditors For For Management 10 Authorise Board to Fix Remuneration of For For Management Auditors 11 Authorise Issue of Equity For For Management 12 Authorise Market Purchase of Ordinary For For Management Shares 13 Approve Non-Employee Directors' Share For For Management Plan 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment -------------------------------------------------------------------------------- CACI INTERNATIONAL INC Ticker: CACI Security ID: 127190304 Meeting Date: NOV 12, 2020 Meeting Type: Annual Record Date: SEP 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael A. Daniels For For Management 1b Elect Director Susan M. Gordon For For Management 1c Elect Director William L. Jews For For Management 1d Elect Director Gregory G. Johnson For For Management 1e Elect Director J. Phillip London For For Management 1f Elect Director John S. Mengucci For For Management 1g Elect Director James L. Pavitt For For Management 1h Elect Director Warren R. Phillips For For Management 1i Elect Director Debora A. Plunkett For For Management 1j Elect Director Charles P. Revoile For For Management 1k Elect Director William S. Wallace For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CIVEO CORPORATION Ticker: CVEO Security ID: 17878Y207 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director C. Ronald Blankenship For For Management 1b Elect Director Charles Szalkowski For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- CLARKE INC. Ticker: CKI Security ID: 181901109 Meeting Date: OCT 15, 2020 Meeting Type: Special Record Date: SEP 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Capital Amendments For For Management -------------------------------------------------------------------------------- CLARKSON PLC Ticker: CKN Security ID: G21840106 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAY 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Approve Final Dividend For For Management 4 Re-elect Sir Bill Thomas as Director For For Management 5 Re-elect Andi Case as Director For For Management 6 Re-elect Jeff Woyda as Director For For Management 7 Re-elect Peter Backhouse as Director For For Management 8 Elect Sue Harris as Director For For Management 9 Elect Laurence Hollingworth as Director For For Management 10 Re-elect Dr Tim Miller as Director For For Management 11 Re-elect Birger Nergaard as Director For For Management 12 Re-elect Heike Truol as Director For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 14 Authorise Board to Fix Remuneration of For For Management Auditors 15 Authorise Issue of Equity For For Management 16 Authorise UK Political Donations and For For Management Expenditure 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- CME GROUP INC. Ticker: CME Security ID: 12572Q105 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Terrence A. Duffy For For Management 1b Elect Director Timothy S. Bitsberger For For Management 1c Elect Director Charles P. Carey For For Management 1d Elect Director Dennis H. Chookaszian For For Management 1e Elect Director Bryan T. Durkin For For Management 1f Elect Director Ana Dutra For For Management 1g Elect Director Martin J. Gepsman For For Management 1h Elect Director Larry G. Gerdes For For Management 1i Elect Director Daniel R. Glickman For For Management 1j Elect Director Daniel G. Kaye For For Management 1k Elect Director Phyllis M. Lockett For For Management 1l Elect Director Deborah J. Lucas For For Management 1m Elect Director Terry L. Savage For For Management 1n Elect Director Rahael Seifu For For Management 1o Elect Director William R. Shepard For For Management 1p Elect Director Howard J. Siegel For For Management 1q Elect Director Dennis A. Suskind For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DEUTSCHE BOERSE AG Ticker: DB1 Security ID: D1882G119 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2020 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 3.00 per Share 3 Approve Discharge of Management Board For For Management for Fiscal Year 2020 4 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2020 5.1 Elect Karl-Heinz Floether to the For For Management Supervisory Board 5.2 Elect Andreas Gottschling to the For For Management Supervisory Board 5.3 Elect Martin Jetter to the Supervisory For For Management Board 5.4 Elect Barbara Lambert to the For For Management Supervisory Board 5.5 Elect Michael Ruediger to the For For Management Supervisory Board 5.6 Elect Charles Stonehill to the For For Management Supervisory Board 5.7 Elect Clara-Christina Streit to the For For Management Supervisory Board 5.8 Elect Chong Lee Tan to the Supervisory For For Management Board 6 Approve Creation of EUR 19 Million For For Management Pool of Capital with Preemptive Rights 7 Approve Remuneration Policy For For Management 8 Amend Articles Re: AGM Location For For Management 9 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal Year 2021 -------------------------------------------------------------------------------- DREAM UNLIMITED CORP. Ticker: DRM Security ID: 26153M507 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Michael J. Cooper For For Management 1B Elect Director James Eaton For For Management 1C Elect Director Joanne Ferstman For For Management 1D Elect Director Richard N. Gateman For For Management 1E Elect Director Jane Gavan For For Management 1F Elect Director Duncan Jackman For Withhold Management 1G Elect Director Jennifer Lee Koss For For Management 1H Elect Director Vincenza Sera For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Amend Deferred Share Incentive Plan For Against Management 4 Approve Restricted Share Unit Plan For For Management -------------------------------------------------------------------------------- ELBIT SYSTEMS LTD. Ticker: ESLT Security ID: M3760D101 Meeting Date: AUG 10, 2020 Meeting Type: Special Record Date: JUL 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Noaz Bar Nir as External Director For For Management A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- ELBIT SYSTEMS LTD. Ticker: ESLT Security ID: M3760D101 Meeting Date: DEC 02, 2020 Meeting Type: Annual Record Date: NOV 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Reelect Michael Federmann as Director For For Management 1.2 Reelect Rina Baum as Director For For Management 1.3 Reelect Yoram Ben-Zeev as Director For For Management 1.4 Reelect David Federmann as Director For For Management 1.5 Reelect Dov Ninveh as Director For For Management 1.6 Reelect Ehood (Udi) Nisan as Director For For Management 1.7 Reelect Yuli Tamir as Director For For Management 2 Issue Extension of Indemnification For For Management Agreement to Michael Federmann and David Federmann, Directors 3 Reappoint Kost, Forer,Gabbay & For For Management Kasierer as Auditors A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager -------------------------------------------------------------------------------- ELBIT SYSTEMS LTD. Ticker: ESLT Security ID: M3760D101 Meeting Date: APR 07, 2021 Meeting Type: Special Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amended Compensation Policy For Against Management for the Directors and Officers of the Company 2 Approve Amended Employment Terms of For For Management Bezhalel Machlis, President and CEO 3a Issue Exemption Agreements to Bezhalel For For Management Machlis, President and CEO, Michael Federmann, Chairman and David Federmann, Director (Pending Approval of Item 1) 3b Issue Exemption Agreements to For For Management Directors/Officers Who Are Not Controller's Affiliated and/ or Their Relatives (Pending Approval of Item 1) A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- EURONEXT NV Ticker: ENX Security ID: N3113K397 Meeting Date: NOV 20, 2020 Meeting Type: Special Record Date: OCT 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Presentation by CEO None None Management 3a Approve Combination For For Management 3b Grant Board Authority to Issue Shares For For Management and Restrict/Exclude Preemptive Rights in Connection with the Proposed Combination (Private Placement) 3c Grant Board Authority to Issue Shares For For Management and Restrict/Exclude Preemptive Rights in Connection with the Proposed Combination (Right Issue) 4 Close Meeting None None Management -------------------------------------------------------------------------------- EURONEXT NV Ticker: ENX Security ID: N3113K397 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Presentation by CEO None None Management 3.a Receive Explanation on Company's None None Management Reserves and Dividend Policy 3.b Approve Remuneration Report For Against Management 3.c Adopt Financial Statements For For Management 3.d Approve Dividends of EUR 2.25 Per Share For For Management 3.e Approve Discharge of Management Board For For Management 3.f Approve Discharge of Supervisory Board For For Management 4.a Elect Piero Novelli to Supervisory For For Management Board 4.b Elect Alessandra Ferone to Supervisory For For Management Board 4.c Elect Diana Chan to Supervisory Board For For Management 4.d Elect Olivier Sichel to Supervisory For For Management Board 4.e Elect Rika Coppens to Supervisory Board For For Management 5 Elect Delphine d'Amarzit to Management For For Management Board 6 Amend Remuneration Policy for For For Management Management Board 7 Amend Remuneration Policy for For For Management Supervisory Board 8 Ratify Ernst & Young Accountants LLP For For Management as Auditors 9 Amend Articles of Association For For Management 10.a Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 10.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Other Business (Non-Voting) None None Management 13 Close Meeting None None Management -------------------------------------------------------------------------------- FRANCO-NEVADA CORPORATION Ticker: FNV Security ID: 351858105 Meeting Date: MAY 05, 2021 Meeting Type: Annual/Special Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Harquail For For Management 1.2 Elect Director Paul Brink For For Management 1.3 Elect Director Tom Albanese For For Management 1.4 Elect Director Derek W. Evans For For Management 1.5 Elect Director Catharine Farrow For For Management 1.6 Elect Director Louis Gignac For For Management 1.7 Elect Director Maureen Jensen For For Management 1.8 Elect Director Jennifer Maki For For Management 1.9 Elect Director Randall Oliphant For For Management 1.10 Elect Director Elliott Pew For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- GALAXY DIGITAL HOLDINGS LTD. Ticker: GLXY Security ID: G37092106 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael Novogratz For For Management 1b Elect Director Theagenis Iliadis For For Management 1c Elect Director Nereida Flannery For For Management 1d Elect Director Bill Koutsouras For For Management 1e Elect Director Dominic Docherty For For Management 2 Approve Davidson & Company LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Approve Long-Term Incentive Plan For For Management 4 Approve Long-Term Incentive Plan Grants For For Management 5.1 For the Purpose of Determining the None Abstain Management Aggregate Number of Votes that U.S. holders are Entitled to Cast, the Undersigned Certifies That It is Not a U.S. Resident. Vote Vote FOR = Yes and ABSTAIN = No. A Vote Against will be treated as not voted. 5.2 The Undersigned Certifies That to the None Abstain Management Extent That It Holds Shares of the Company for the Account or Benefit of Any Other Person, Such Person is Not a U.S. Resident. Vote FOR = Yes and ABSTAIN = No. A Vote Against will be treated as not voted. -------------------------------------------------------------------------------- GAMCO INVESTORS, INC. Ticker: GBL Security ID: 361438104 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edwin L. Artzt For For Management 1.2 Elect Director Raymond C. Avansino, Jr. For Withhold Management 1.3 Elect Director Leslie B. Daniels For For Management 1.4 Elect Director Mario J. Gabelli For Withhold Management 1.5 Elect Director Eugene R. McGrath For For Management 1.6 Elect Director Robert S. Prather, Jr. For Withhold Management 1.7 Elect Director Elisa M. Wilson For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- INTERCONTINENTAL EXCHANGE, INC. Ticker: ICE Security ID: 45866F104 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon Y. Bowen For For Management 1b Elect Director Shantella E. Cooper For For Management 1c Elect Director Charles R. Crisp For For Management 1d Elect Director Duriya M. Farooqui For For Management 1e Elect Director The Right Hon. the Lord For For Management Hague of Richmond 1f Elect Director Mark F. Mulhern For For Management 1g Elect Director Thomas E. Noonan For For Management 1h Elect Director Frederic V. Salerno For For Management 1i Elect Director Caroline L. Silver For For Management 1j Elect Director Jeffrey C. Sprecher For For Management 1k Elect Director Judith A. Sprieser For For Management 1l Elect Director Vincent Tese For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- LIBERTY LATIN AMERICA LTD. Ticker: LILAK Security ID: G9001E102 Meeting Date: DEC 03, 2020 Meeting Type: Annual Record Date: OCT 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael T. Fries For Against Management 1.2 Elect Director Paul A. Gould For Against Management 1.3 Elect Director Alfonso de Angoitia For Against Management Noriega 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- LIBERTY LATIN AMERICA LTD. Ticker: LILAK Security ID: G9001E102 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles H.R. Bracken For Withhold Management 1.2 Elect Director Balan Nair For Withhold Management 1.3 Elect Director Eric L. Zinterhofer For Withhold Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- MAVERIX METALS INC. Ticker: MMX Security ID: 57776F405 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Nine For For Management 2a Elect Director Geoffrey Burns For For Management 2b Elect Director Daniel O'Flaherty For For Management 2c Elect Director J.C. Stefan Spicer For For Management 2d Elect Director Christopher Barnes For For Management 2e Elect Director Robert Doyle For For Management 2f Elect Director Blake Rhodes For For Management 2g Elect Director Brian Penny For For Management 2h Elect Director David Scott For For Management 2i Elect Director Tara Hassan For For Management 3 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Amend Stock Option and Compensation For Against Management Share Plan -------------------------------------------------------------------------------- NOVAGOLD RESOURCES INC. Ticker: NG Security ID: 66987E206 Meeting Date: MAY 12, 2021 Meeting Type: Annual/Special Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Elaine Dorward-King For For Management 1b Elect Director Sharon Dowdall For For Management 1c Elect Director Diane Garrett For For Management 1d Elect Director Thomas Kaplan For For Management 1e Elect Director Gregory Lang For For Management 1f Elect Director Igor Levental For For Management 1g Elect Director Kalidas Madhavpeddi For For Management 1h Elect Director Clynton Nauman For For Management 1i Elect Director Ethan Schutt For For Management 1j Elect Director Anthony Walsh For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Amend Articles For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OMNI BRIDGEWAY LIMITED Ticker: OBL Security ID: Q7128A101 Meeting Date: NOV 27, 2020 Meeting Type: Annual Record Date: NOV 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Hugh McLernon as Director For For Management 3 Elect Karen Phin as Director For For Management 4 Elect Raymond van Hulst as Director For For Management 5 Approve Issuance of Tranche 1 Deferred For For Management Consideration Shares to Sellers 6 Approve Issuance of Tranche 1 For For Management Additional Consideration Shares to Sellers 7 Approve Issuance of Performance Rights For For Management to Raymond van Hulst 8 Approve the Deed of Indemnity, For For Management Insurance and Access -------------------------------------------------------------------------------- PRAIRIESKY ROYALTY LTD. Ticker: PSK Security ID: 739721108 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James M. Estey For For Management 1b Elect Director P. Jane Gavan For For Management 1c Elect Director Margaret A. McKenzie For For Management 1d Elect Director Andrew M. Phillips For For Management 1e Elect Director Robert E. Robotti For For Management 1f Elect Director Myron M. Stadnyk For For Management 1g Elect Director Sheldon B. Steeves For For Management 1h Elect Director Grant A. Zawalsky For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- RUBIS SCA Ticker: RUI Security ID: F7686C152 Meeting Date: DEC 09, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 2 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 3 Amend Article 56 of Bylaws Re: General For For Management Management Rights on Company Income 4 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- RUBIS SCA Ticker: RUI Security ID: F7686C152 Meeting Date: JUN 10, 2021 Meeting Type: Annual/Special Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.80 per Share 4 Approve Stock Dividend Program For For Management 5 Reelect Laure Grimonpret-Tahon as For For Management Supervisory Board Member 6 Reelect Herve Claquin as Supervisory For For Management Board Member 7 Reelect Erik Pointillart as For For Management Supervisory Board Member 8 Elect Nils Christian Bergene as For For Management Supervisory Board Member 9 Appoint CBA as Alternate Auditor For For Management 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Compensation of Gilles Gobin, For For Management General Manager 12 Approve Compensation of Sorgema SARL, For For Management General Manager 13 Approve Compensation of Agena SAS, For For Management General Manager 14 Approve Compensation of Olivier For For Management Heckenroth, Chairman of the Supervisory Board 15 Approve Remuneration Policy of General For For Management Management 16 Approve Remuneration Policy of For For Management Supervisory Board Members 17 Approve Remuneration of Supervisory For For Management Board Members in the Aggregate Amount of EUR 240,000 18 Approve Auditors' Special Report on For For Management Related-Party Transactions 19 Approve Transaction with Sorgema SARL For For Management 20 Approve Transaction with Agena SAS For For Management 21 Approve Transaction with Rubis For For Management Terminal SA Re: Loan Agreement 22 Approve Transaction with Cube Storage For For Management Europe HoldCo LTD and RT Invest SA Re: Loan Agreement 23 Approve Transaction with Rubis For For Management Terminal SA, Rubis Energie SAS and Rubis Energie SAS Re: Amendment to the Service Agreement 24 Authorize Capitalization of Reserves For For Management of Up to EUR 10 Million for Bonus Issue or Increase in Par Value 25 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 38 Million 26 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 25 and 30 27 Authorize Capital Increase of up to For For Management EUR 10 Million for Contributions in Kind 28 Authorize Capital Increase of Up to For For Management EUR 6 Million for Future Exchange Offers 29 Approve Issuance of Equity or For For Management Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 5.5 Million 30 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 24 to 29 at 40 Percent of Issued Share Capital 31 Authorize up to 0.30 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 32 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 33 Amend Article 24, 28, 30, 31 and 43 of For For Management Bylaws Re: Electronic Summoning, Participation to General Meetings, Deliberations, Remuneration and Auditors 34 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SANDSTORM GOLD LTD. Ticker: SSL Security ID: 80013R206 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Seven For For Management 2.1 Elect Director Nolan Watson For For Management 2.2 Elect Director David Awram For For Management 2.3 Elect Director David E. De Witt For For Management 2.4 Elect Director Andrew T. Swarthout For For Management 2.5 Elect Director John P.A. Budreski For For Management 2.6 Elect Director Mary L. Little For For Management 2.7 Elect Director Vera Kobalia For For Management 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- SIEM INDUSTRIES INC. Ticker: SEMUF Security ID: G81226105 Meeting Date: DEC 01, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Change Country of Incorporation For Against Management [Cayman Islands to Luxembourg S.A.] 2 Change Company Name to Siem Industries For Against Management S.A. and Amend Articles of Association 3 Approve Deregistration of Shares From For Against Management Cayman Islands Stock Exchange 4 Change Location of Registered Office For Against Management 5 Approve the Undertaking For Against Management 6 Authorize the Registered Office For Against Management Provider of the Company to Make Such Filings with the Registrar of Companies as Required by the Resolutions -------------------------------------------------------------------------------- SIEM INDUSTRIES INC. Ticker: SEMUF Security ID: G81226105 Meeting Date: DEC 04, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint Chairman, Secretary and For For Management Scrutineer of the Meeting 2 Acknowledge Change Country of For Against Management Incorporation [Cayman Islands to Luxembourg S.A.] 3 Approve Transfer of the Principal For Against Management Establishment and Central Administration of the Company to the Grand Duchy of Luxembourg 4 Accept Luxembourg Nationality For Against Management 5 Register Company in the Grand Duchy of For Against Management Luxembourg Under the Form of a Public Company Limited by Shares (Societe Anonyme) Under the Denomination of Siem Industries S.A. S.A.? 6 Confirm Assets, Liabilities and Issued For Against Management Share Capital of the Company; Confirm that the Net Equity of the Company Exceeds the Amount of the Minimum Required Share Capital for Public Companies Limited by Shares of Euro 30,000 7 Amend Articles For Against Management 8 Confirm Kristian Siem, Ivar Siem, For Against Management Barry William Ridings, Manfred David Moross and Karen Siem as Directors 9 Ratify PricewaterhouseCoopers as For Against Management Auditors 10 Approve Continuity of Financial Year For Against Management 11 Approve Location of Registered Office For Against Management 12 Other Business (Voting) For Against Management -------------------------------------------------------------------------------- TERRAVEST INDUSTRIES INC. Ticker: TVK Security ID: 88105G103 Meeting Date: FEB 10, 2021 Meeting Type: Annual Record Date: JAN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles Pellerin For Withhold Management 1.2 Elect Director Blair Cook For For Management 1.3 Elect Director Dale H. Laniuk For For Management 1.4 Elect Director Dustin Haw For Withhold Management 1.5 Elect Director Rocco Rossi For For Management 1.6 Elect Director Mick MacBean For For Management 2 Approve Raymond Chabot Grant Thornton For For Management LLP as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- THE BOEING COMPANY Ticker: BA Security ID: 097023105 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert A. Bradway For For Management 1b Elect Director David L. Calhoun For For Management 1c Elect Director Lynne M. Doughtie For For Management 1d Elect Director Edmund P. Giambastiani, For For Management Jr. 1e Elect Director Lynn J. Good For For Management 1f Elect Director Akhil Johri For For Management 1g Elect Director Lawrence W. Kellner For For Management 1h Elect Director Steven M. Mollenkopf For For Management 1i Elect Director John M. Richardson For For Management 1j Elect Director Ronald A. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- WHEATON PRECIOUS METALS CORP. Ticker: WPM Security ID: 962879102 Meeting Date: MAY 14, 2021 Meeting Type: Annual/Special Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor a1 Elect Director George L. Brack For For Management a2 Elect Director John A. Brough For For Management a3 Elect Director R. Peter Gillin For For Management a4 Elect Director Chantal Gosselin For For Management a5 Elect Director Douglas M. Holtby For For Management a6 Elect Director Glenn Antony Ives For For Management a7 Elect Director Charles A. Jeannes For For Management a8 Elect Director Eduardo Luna For For Management a9 Elect Director Marilyn Schonberner For For Management a10 Elect Director Randy V.J. Smallwood For For Management b Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration c Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- WILMAR INTERNATIONAL LIMITED Ticker: F34 Security ID: Y9586L109 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final and Special Dividends For For Management 3 Approve Directors' Fees For For Management 4 Elect Lim Siong Guan as Director For Against Management 5 Elect Kuok Khoon Hong as Director For For Management 6 Elect Pua Seck Guan as Director For For Management 7 Elect Kishore Mahbubani as Director For For Management 8 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 10 Approve Grant of Options and Issuance For Against Management of Shares Under the Wilmar Executives Share Option Scheme 2019 11 Approve Renewal of Mandate for For For Management Interested Person Transactions 12 Authorize Share Repurchase Program For For Management ========================= Kinetics Internet Portfolio ========================== ALPHABET INC. Ticker: GOOGL Security ID: 02079K305 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Larry Page For For Management 1b Elect Director Sergey Brin For For Management 1c Elect Director Sundar Pichai For For Management 1d Elect Director John L. Hennessy For For Management 1e Elect Director Frances H. Arnold For For Management 1f Elect Director L. John Doerr For Against Management 1g Elect Director Roger W. Ferguson, Jr. For For Management 1h Elect Director Ann Mather For Against Management 1i Elect Director Alan R. Mulally For For Management 1j Elect Director K. Ram Shriram For Against Management 1k Elect Director Robin L. Washington For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For Against Management 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Require Independent Director Nominee Against For Shareholder with Human and/or Civil Rights Experience 6 Assess Feasibility of Including Against For Shareholder Sustainability as a Performance Measure for Senior Executive Compensation 7 Report on Takedown Requests Against For Shareholder 8 Report on Whistleblower Policies and Against Against Shareholder Practices 9 Report on Charitable Contributions Against Against Shareholder 10 Report on Risks Related to Against For Shareholder Anticompetitive Practices 11 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- AMC NETWORKS INC. Ticker: AMCX Security ID: 00164V103 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leonard Tow For For Management 1.2 Elect Director David E. Van Zandt For For Management 1.3 Elect Director Carl E. Vogel For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require a Majority Vote for the Against For Shareholder Election of Directors 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share -------------------------------------------------------------------------------- CACI INTERNATIONAL INC Ticker: CACI Security ID: 127190304 Meeting Date: NOV 12, 2020 Meeting Type: Annual Record Date: SEP 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael A. Daniels For For Management 1b Elect Director Susan M. Gordon For For Management 1c Elect Director William L. Jews For For Management 1d Elect Director Gregory G. Johnson For For Management 1e Elect Director J. Phillip London For For Management 1f Elect Director John S. Mengucci For For Management 1g Elect Director James L. Pavitt For For Management 1h Elect Director Warren R. Phillips For For Management 1i Elect Director Debora A. Plunkett For For Management 1j Elect Director Charles P. Revoile For For Management 1k Elect Director William S. Wallace For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CME GROUP INC. Ticker: CME Security ID: 12572Q105 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Terrence A. Duffy For For Management 1b Elect Director Timothy S. Bitsberger For For Management 1c Elect Director Charles P. Carey For For Management 1d Elect Director Dennis H. Chookaszian For For Management 1e Elect Director Bryan T. Durkin For For Management 1f Elect Director Ana Dutra For For Management 1g Elect Director Martin J. Gepsman For For Management 1h Elect Director Larry G. Gerdes For For Management 1i Elect Director Daniel R. Glickman For For Management 1j Elect Director Daniel G. Kaye For For Management 1k Elect Director Phyllis M. Lockett For For Management 1l Elect Director Deborah J. Lucas For For Management 1m Elect Director Terry L. Savage For For Management 1n Elect Director Rahael Seifu For For Management 1o Elect Director William R. Shepard For For Management 1p Elect Director Howard J. Siegel For For Management 1q Elect Director Dennis A. Suskind For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COOKPAD INC. Ticker: 2193 Security ID: J08696106 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Business Lines For For Management - Change Location of Head Office 2.1 Elect Director Sano, Akimitsu For For Management 2.2 Elect Director Iwata, Rimpei For For Management 2.3 Elect Director Kitagawa, Toru For For Management 2.4 Elect Director Yanagisawa, Daisuke For For Management 2.5 Elect Director Iga, Yasuyo For For Management 3 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- COPART, INC. Ticker: CPRT Security ID: 217204106 Meeting Date: DEC 04, 2020 Meeting Type: Annual Record Date: OCT 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Willis J. Johnson For For Management 1.2 Elect Director A. Jayson Adair For For Management 1.3 Elect Director Matt Blunt For For Management 1.4 Elect Director Steven D. Cohan For For Management 1.5 Elect Director Daniel J. Englander For For Management 1.6 Elect Director James E. Meeks For For Management 1.7 Elect Director Thomas N. Tryforos For For Management 1.8 Elect Director Diane M. Morefield For For Management 1.9 Elect Director Stephen Fisher For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CREDITRISKMONITOR.COM, INC. Ticker: CRMZ Security ID: 225426105 Meeting Date: JUL 28, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jerome S. Flum For Withhold Management 1.2 Elect Director Andrew J. Melnick For For Management 1.3 Elect Director Richard Lippe For For Management 1.4 Elect Director Joshua M. Flum For Withhold Management 2 Ratify CohnReznick LLP as Auditors For For Management 3 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- DISH NETWORK CORPORATION Ticker: DISH Security ID: 25470M109 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathleen Q. Abernathy For Withhold Management 1.2 Elect Director George R. Brokaw For Withhold Management 1.3 Elect Director James DeFranco For For Management 1.4 Elect Director Cantey M. Ergen For For Management 1.5 Elect Director Charles W. Ergen For For Management 1.6 Elect Director Afshin Mohebbi For For Management 1.7 Elect Director Tom A. Ortolf For Withhold Management 1.8 Elect Director Joseph T. Proietti For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Non-Employee Director Stock For Against Management Option Plan -------------------------------------------------------------------------------- EBAY INC. Ticker: EBAY Security ID: 278642103 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony J. Bates For For Management 1b Elect Director Adriane M. Brown For For Management 1c Elect Director Diana Farrell For For Management 1d Elect Director Logan D. Green For For Management 1e Elect Director Bonnie S. Hammer For For Management 1f Elect Director E. Carol Hayles For For Management 1g Elect Director Jamie Iannone For For Management 1h Elect Director Kathleen C. Mitic For For Management 1i Elect Director Matthew J. Murphy For For Management 1j Elect Director Paul S. Pressler For For Management 1k Elect Director Mohak Shroff For For Management 1l Elect Director Robert H. Swan For For Management 1m Elect Director Perry M. Traquina For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Improve Principles of Executive Against Against Shareholder Compensation Program 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- EXPEDIA GROUP, INC. Ticker: EXPE Security ID: 30212P303 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel Altman For For Management 1b Elect Director Beverly Anderson For For Management 1c Elect Director Susan Athey For For Management 1d Elect Director Chelsea Clinton For Withhold Management 1e Elect Director Barry Diller For For Management 1f Elect Director Jon Gieselman - None None Management Withdrawn 1g Elect Director Craig Jacobson For Withhold Management 1h Elect Director Peter Kern For For Management 1i Elect Director Dara Khosrowshahi For For Management 1j Elect Director Patricia Menendez-Cambo For For Management 1k Elect Director Greg Mondre For For Management 1l Elect Director David Sambur - Withdrawn None None Management 1m Elect Director Alex von Furstenberg For For Management 1n Elect Director Julie Whalen For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Political Contributions and Against For Shareholder Expenditures -------------------------------------------------------------------------------- GALAXY DIGITAL HOLDINGS LTD. Ticker: GLXY Security ID: G37092106 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael Novogratz For For Management 1b Elect Director Theagenis Iliadis For For Management 1c Elect Director Nereida Flannery For For Management 1d Elect Director Bill Koutsouras For For Management 1e Elect Director Dominic Docherty For For Management 2 Approve Davidson & Company LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Approve Long-Term Incentive Plan For For Management 4 Approve Long-Term Incentive Plan Grants For For Management 5.1 For the Purpose of Determining the None Abstain Management Aggregate Number of Votes that U.S. holders are Entitled to Cast, the Undersigned Certifies That It is Not a U.S. Resident. Vote Vote FOR = Yes and ABSTAIN = No. A Vote Against will be treated as not voted. 5.2 The Undersigned Certifies That to the None Abstain Management Extent That It Holds Shares of the Company for the Account or Benefit of Any Other Person, Such Person is Not a U.S. Resident. Vote FOR = Yes and ABSTAIN = No. A Vote Against will be treated as not voted. -------------------------------------------------------------------------------- GMO INTERNET, INC. Ticker: 9449 Security ID: J1822R104 Meeting Date: MAR 20, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kumagai, Masatoshi For Against Management 1.2 Elect Director Yasuda, Masashi For For Management 1.3 Elect Director Nishiyama, Hiroyuki For For Management 1.4 Elect Director Ainoura, Issei For For Management 1.5 Elect Director Ito, Tadashi For For Management 1.6 Elect Director Yamashita, Hirofumi For For Management 1.7 Elect Director Arisawa, Katsumi For For Management 1.8 Elect Director Horiuchi, Toshiaki For For Management 1.9 Elect Director Arai, Teruhiro For For Management 1.10 Elect Director Hayashi, Yasuo For For Management 1.11 Elect Director Kodama, Kimihiro For For Management 1.12 Elect Director Chujo, Ichiro For For Management 1.13 Elect Director Hashiguchi, Makoto For For Management 1.14 Elect Director Fukui, Atsuko For For Management 1.15 Elect Director Kaneko, Takehito For For Management 1.16 Elect Director Inagaki, Noriko For For Management 1.17 Elect Director Kawasaki, Yuki For For Management -------------------------------------------------------------------------------- IAC/INTERACTIVECORP Ticker: IAC Security ID: 44891N109 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-Off Agreement For For Management 2 Approve the Corporate Opportunities For Against Management Charter Amendment 3 Adjourn Meeting For Against Management 4a Elect Director Chelsea Clinton For For Management 4b Elect Director Barry Diller For For Management 4c Elect Director Michael D. Eisner For For Management 4d Elect Director Bonnie S. Hammer For For Management 4e Elect Director Victor A. Kaufman For For Management 4f Elect Director Joseph Levin For For Management 4g Elect Director Bryan Lourd For For Management 4h Elect Director Westley Moore For For Management 4i Elect Director David Rosenblatt For For Management 4j Elect Director Alan G. Spoon For For Management 4k Elect Director Alexander von For For Management Furstenberg 4l Elect Director Richard F. Zannino For For Management 5 Ratify Ernst & Young LLP as Auditors For For Management 6 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 7 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- IHS MARKIT LTD. Ticker: INFO Security ID: G47567105 Meeting Date: MAR 11, 2021 Meeting Type: Special Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- IHS MARKIT LTD. Ticker: INFO Security ID: G47567105 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lance Uggla For For Management 1b Elect Director John Browne For For Management 1c Elect Director Dinyar S. Devitre For For Management 1d Elect Director Ruann F. Ernst For For Management 1e Elect Director Jacques Esculier For For Management 1f Elect Director Gay Huey Evans For For Management 1g Elect Director William E. Ford For For Management 1h Elect Director Nicoletta Giadrossi For For Management 1i Elect Director Robert P. Kelly For For Management 1j Elect Director Deborah Doyle McWhinney For For Management 1k Elect Director Jean-Paul L. Montupet For For Management 1l Elect Director Deborah K. Orida For For Management 1m Elect Director James A. Rosenthal For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- LENDINGTREE, INC. Ticker: TREE Security ID: 52603B107 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gabriel Dalporto For For Management 1b Elect Director Thomas M. Davidson, Jr. For For Management 1c Elect Director Robin Henderson For For Management 1d Elect Director Douglas Lebda For For Management 1e Elect Director Steve Ozonian For Against Management 1f Elect Director Saras Sarasvathy For For Management 1g Elect Director G. Kennedy Thompson For Against Management 1h Elect Director Jennifer Witz For Against Management 2 Approve Qualified Employee Stock For For Management Purchase Plan 3 Amend Omnibus Stock Plan For Against Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- LIBERTY BROADBAND CORPORATION Ticker: LBRDK Security ID: 530307107 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: OCT 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Issue Shares in Connection with Merger For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- LIBERTY BROADBAND CORPORATION Ticker: LBRDK Security ID: 530307107 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julie D. Frist For Withhold Management 1.2 Elect Director J. David Wargo For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years 5 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- LIBERTY MEDIA CORPORATION Ticker: FWONA Security ID: 531229706 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian M. Deevy For Withhold Management 1.2 Elect Director Gregory B. Maffei For For Management 1.3 Elect Director Andrea L. Wong For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- LIBERTY MEDIA CORPORATION Ticker: FWONA Security ID: 531229870 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian M. Deevy For Withhold Management 1.2 Elect Director Gregory B. Maffei For For Management 1.3 Elect Director Andrea L. Wong For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- MADISON SQUARE GARDEN ENTERTAINMENT CORP. Ticker: MSGE Security ID: 55826T102 Meeting Date: DEC 10, 2020 Meeting Type: Annual Record Date: OCT 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin Bandier For For Management 1.2 Elect Director Matthew C. Blank For Withhold Management 1.3 Elect Director Joseph J. Lhota For Withhold Management 1.4 Elect Director Frederic V. Salerno For Withhold Management 1.5 Elect Director John L. Sykes For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Approve Omnibus Stock Plan For Against Management 4 Approve Non-Employee Director Omnibus For For Management Stock Plan 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- MADISON SQUARE GARDEN SPORTS CORP. Ticker: MSGS Security ID: 55825T103 Meeting Date: DEC 18, 2020 Meeting Type: Annual Record Date: OCT 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph M. Cohen For For Management 1.2 Elect Director Richard D. Parsons For For Management 1.3 Elect Director Nelson Peltz For For Management 1.4 Elect Director Ivan Seidenberg For For Management 1.5 Elect Director Anthony J. Vinciquerra For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MANTECH INTERNATIONAL CORPORATION Ticker: MANT Security ID: 564563104 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George J. Pedersen For For Management 1.2 Elect Director Kevin M. Phillips For For Management 1.3 Elect Director Richard L. Armitage For For Management 1.4 Elect Director Mary K. Bush For For Management 1.5 Elect Director Barry G. Campbell For For Management 1.6 Elect Director Richard J. Kerr For For Management 1.7 Elect Director Peter B. LaMontagne For For Management 1.8 Elect Director Kenneth A. Minihan For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MARKETAXESS HOLDINGS INC. Ticker: MKTX Security ID: 57060D108 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard M. McVey For For Management 1b Elect Director Nancy Altobello For For Management 1c Elect Director Steven L. Begleiter For For Management 1d Elect Director Stephen P. Casper For For Management 1e Elect Director Jane Chwick For For Management 1f Elect Director Christopher R. Concannon For For Management 1g Elect Director William F. Cruger For For Management 1h Elect Director Kourtney Gibson For For Management 1i Elect Director Justin G. Gmelich For For Management 1j Elect Director Richard G. Ketchum For For Management 1k Elect Director Emily H. Portney For For Management 1l Elect Director Richard L. Prager For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MASTERCARD INCORPORATED Ticker: MA Security ID: 57636Q104 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ajay Banga For For Management 1b Elect Director Merit E. Janow For For Management 1c Elect Director Richard K. Davis For For Management 1d Elect Director Steven J. Freiberg For For Management 1e Elect Director Julius Genachowski For For Management 1f Elect Director Choon Phong Goh For For Management 1g Elect Director Oki Matsumoto For For Management 1h Elect Director Michael Miebach For For Management 1i Elect Director Youngme Moon For For Management 1j Elect Director Rima Qureshi For For Management 1k Elect Director Jose Octavio Reyes For For Management Lagunes 1l Elect Director Gabrielle Sulzberger For For Management 1m Elect Director Jackson Tai For For Management 1n Elect Director Lance Uggla For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Amend Non-Employee Director Omnibus For For Management Stock Plan 6 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- MSG NETWORKS INC. Ticker: MSGN Security ID: 553573106 Meeting Date: DEC 04, 2020 Meeting Type: Annual Record Date: OCT 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph M. Cohen For For Management 1.2 Elect Director Joseph J. Lhota For For Management 1.3 Elect Director Joel M. Litvin For For Management 1.4 Elect Director John L. Sykes For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NASDAQ, INC. Ticker: NDAQ Security ID: 631103108 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Melissa M. Arnoldi For For Management 1b Elect Director Charlene T. Begley For For Management 1c Elect Director Steven D. Black For For Management 1d Elect Director Adena T. Friedman For For Management 1e Elect Director Essa Kazim For For Management 1f Elect Director Thomas A. Kloet For For Management 1g Elect Director John D. Rainey For For Management 1h Elect Director Michael R. Splinter For For Management 1i Elect Director Jacob Wallenberg For For Management 1j Elect Director Alfred W. Zollar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- OTC MARKETS GROUP INC. Ticker: OTCM Security ID: 67106F108 Meeting Date: DEC 17, 2020 Meeting Type: Annual Record Date: NOV 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R. Cromwell Coulson For Withhold Management 1.2 Elect Director Andrew Wimpfheimer For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PAYPAL HOLDINGS, INC. Ticker: PYPL Security ID: 70450Y103 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rodney C. Adkins For For Management 1b Elect Director Jonathan Christodoro For For Management 1c Elect Director John J. Donahoe For For Management 1d Elect Director David W. Dorman For For Management 1e Elect Director Belinda J. Johnson For For Management 1f Elect Director Gail J. McGovern For For Management 1g Elect Director Deborah M. Messemer For For Management 1h Elect Director David M. Moffett For For Management 1i Elect Director Ann M. Sarnoff For For Management 1j Elect Director Daniel H. Schulman For For Management 1k Elect Director Frank D. Yeary For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder 5 Report on Whether Written Policies or Against Against Shareholder Unwritten Norms Reinforce Racism in Company Culture -------------------------------------------------------------------------------- THE E.W. SCRIPPS COMPANY Ticker: SSP Security ID: 811054402 Meeting Date: MAY 03, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lauren Rich Fine For For Management 1b Elect Director Wonya Y. Lucas For For Management 1c Elect Director Kim Williams For For Management -------------------------------------------------------------------------------- VERISK ANALYTICS, INC. Ticker: VRSK Security ID: 92345Y106 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel G. Liss For For Management 1b Elect Director Bruce E. Hansen For For Management 1c Elect Director Therese M. Vaughan For For Management 1d Elect Director Kathleen A. Hogenson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- VISA INC. Ticker: V Security ID: 92826C839 Meeting Date: JAN 26, 2021 Meeting Type: Annual Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd A. Carney For For Management 1b Elect Director Mary B. Cranston For For Management 1c Elect Director Francisco Javier For For Management Fernandez-Carbajal 1d Elect Director Alfred F. Kelly, Jr. For For Management 1e Elect Director Ramon Laguarta For For Management 1f Elect Director John F. Lundgren For For Management 1g Elect Director Robert W. Matschullat For For Management 1h Elect Director Denise M. Morrison For For Management 1i Elect Director Suzanne Nora Johnson For For Management 1j Elect Director Linda J. Rendle For For Management 1k Elect Director John A. C. Swainson For For Management 1l Elect Director Maynard G. Webb, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Provide Holders of At Least 15% Class For For Management A Common Stock Right to Call Special Meeting 6 Provide Right to Act by Written Consent Against For Shareholder 7 Amend Principles of Executive Against Against Shareholder Compensation Program =================== Kinetics Market Opportunities Portfolio ==================== A-MARK PRECIOUS METALS, INC. Ticker: AMRK Security ID: 00181T107 Meeting Date: OCT 29, 2020 Meeting Type: Annual Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey D. Benjamin For For Management 1.2 Elect Director Ellis Landau For For Management 1.3 Elect Director Beverley Lepine For For Management 1.4 Elect Director John (Jay) U. Moorhead For For Management 1.5 Elect Director Jess M. Ravich For For Management 1.6 Elect Director Gregory N. Roberts For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- ARTHUR J. GALLAGHER & CO. Ticker: AJG Security ID: 363576109 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sherry S. Barrat For For Management 1b Elect Director William L. Bax For For Management 1c Elect Director D. John Coldman For For Management 1d Elect Director J. Patrick Gallagher, For For Management Jr. 1e Elect Director David S. Johnson For For Management 1f Elect Director Kay W. McCurdy For For Management 1g Elect Director Christopher C. Miskel For For Management 1h Elect Director Ralph J. Nicoletti For For Management 1i Elect Director Norman L. Rosenthal For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ASSOCIATED CAPITAL GROUP, INC. Ticker: AC Security ID: 045528106 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mario J. Gabelli For For Management 1.2 Elect Director Marc Gabelli For For Management 1.3 Elect Director Douglas R. Jamieson For For Management 1.4 Elect Director Daniel R. Lee For For Management 1.5 Elect Director Bruce M. Lisman For For Management 1.6 Elect Director Richard T. Prins For For Management 1.7 Elect Director Frederic V. Salerno For For Management 1.8 Elect Director Salvatore F. Sodano For For Management 1.9 Elect Director Elisa M. Wilson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ASX LIMITED Ticker: ASX Security ID: Q0604U105 Meeting Date: SEP 30, 2020 Meeting Type: Annual Record Date: SEP 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 3a Elect Damian Roche as Director For For Management 3b Elect Rob Woods as Director For For Management 4 Approve Remuneration Report For For Management 5 Approve Grant of Performance Rights to For For Management Dominic Stevens -------------------------------------------------------------------------------- BROOKFIELD ASSET MANAGEMENT INC. Ticker: BAM.A Security ID: 112585104 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director M. Elyse Allan For For Management 1.2 Elect Director Angela F. Braly For For Management 1.3 Elect Director Janice Fukakusa For For Management 1.4 Elect Director Maureen Kempston Darkes For For Management 1.5 Elect Director Frank J. McKenna For For Management 1.6 Elect Director Hutham S. Olayan For For Management 1.7 Elect Director Seek Ngee Huat For For Management 1.8 Elect Director Diana L. Taylor For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- BURFORD CAPITAL LTD. Ticker: BUR Security ID: G17977110 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect Steve Wilson as Director For For Management 4 Re-elect Charles Parkinson as Director For For Management 5 Re-elect Robert Gillespie as Director For For Management 6 Re-elect John Sievwright as Director For For Management 7 Re-elect Christopher Bogart as Director For For Management 8 Elect Andrea Muller as Director For For Management 9 Ratify Ernst & Young LLP as Auditors For For Management 10 Authorise Board to Fix Remuneration of For For Management Auditors 11 Authorise Issue of Equity For For Management 12 Authorise Market Purchase of Ordinary For For Management Shares 13 Approve Non-Employee Directors' Share For For Management Plan 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment -------------------------------------------------------------------------------- CACI INTERNATIONAL INC Ticker: CACI Security ID: 127190304 Meeting Date: NOV 12, 2020 Meeting Type: Annual Record Date: SEP 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael A. Daniels For For Management 1b Elect Director Susan M. Gordon For For Management 1c Elect Director William L. Jews For For Management 1d Elect Director Gregory G. Johnson For For Management 1e Elect Director J. Phillip London For For Management 1f Elect Director John S. Mengucci For For Management 1g Elect Director James L. Pavitt For For Management 1h Elect Director Warren R. Phillips For For Management 1i Elect Director Debora A. Plunkett For For Management 1j Elect Director Charles P. Revoile For For Management 1k Elect Director William S. Wallace For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CBOE GLOBAL MARKETS, INC. Ticker: CBOE Security ID: 12503M108 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Edward T. Tilly For For Management 1b Elect Director Eugene S. Sunshine For For Management 1c Elect Director William M. Farrow, III For For Management 1d Elect Director Edward J. Fitzpatrick For For Management 1e Elect Director Ivan K. Fong For For Management 1f Elect Director Janet P. Froetscher For For Management 1g Elect Director Jill R. Goodman For For Management 1h Elect Director Alexander J. Matturri, For For Management Jr. 1i Elect Director Jennifer J. McPeek For For Management 1j Elect Director Roderick A. Palmore For For Management 1k Elect Director James E. Parisi For For Management 1l Elect Director Joseph P. Ratterman For For Management 1m Elect Director Jill E. Sommers For For Management 1n Elect Director Fredric J. Tomczyk For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CIVEO CORPORATION Ticker: CVEO Security ID: 17878Y207 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director C. Ronald Blankenship For For Management 1b Elect Director Charles Szalkowski For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- CLARKE INC. Ticker: CKI Security ID: 181901109 Meeting Date: OCT 15, 2020 Meeting Type: Special Record Date: SEP 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Capital Amendments For For Management -------------------------------------------------------------------------------- CLARKE INC. Ticker: CKI Security ID: 181901307 Meeting Date: MAY 07, 2021 Meeting Type: Annual/Special Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George Armoyan For Withhold Management 1.2 Elect Director Blair Cook For For Management 1.3 Elect Director Charles Pellerin For For Management 1.4 Elect Director Jane Rafuse For Withhold Management 1.5 Elect Director Marc Staniloff For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Re-approve Stock Option Plan For Against Management -------------------------------------------------------------------------------- CLARKSON PLC Ticker: CKN Security ID: G21840106 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAY 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Approve Final Dividend For For Management 4 Re-elect Sir Bill Thomas as Director For For Management 5 Re-elect Andi Case as Director For For Management 6 Re-elect Jeff Woyda as Director For For Management 7 Re-elect Peter Backhouse as Director For For Management 8 Elect Sue Harris as Director For For Management 9 Elect Laurence Hollingworth as Director For For Management 10 Re-elect Dr Tim Miller as Director For For Management 11 Re-elect Birger Nergaard as Director For For Management 12 Re-elect Heike Truol as Director For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 14 Authorise Board to Fix Remuneration of For For Management Auditors 15 Authorise Issue of Equity For For Management 16 Authorise UK Political Donations and For For Management Expenditure 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- CME GROUP INC. Ticker: CME Security ID: 12572Q105 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Terrence A. Duffy For For Management 1b Elect Director Timothy S. Bitsberger For For Management 1c Elect Director Charles P. Carey For For Management 1d Elect Director Dennis H. Chookaszian For For Management 1e Elect Director Bryan T. Durkin For For Management 1f Elect Director Ana Dutra For For Management 1g Elect Director Martin J. Gepsman For For Management 1h Elect Director Larry G. Gerdes For For Management 1i Elect Director Daniel R. Glickman For For Management 1j Elect Director Daniel G. Kaye For For Management 1k Elect Director Phyllis M. Lockett For For Management 1l Elect Director Deborah J. Lucas For For Management 1m Elect Director Terry L. Savage For For Management 1n Elect Director Rahael Seifu For For Management 1o Elect Director William R. Shepard For For Management 1p Elect Director Howard J. Siegel For For Management 1q Elect Director Dennis A. Suskind For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COOKPAD INC. Ticker: 2193 Security ID: J08696106 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Business Lines For For Management - Change Location of Head Office 2.1 Elect Director Sano, Akimitsu For For Management 2.2 Elect Director Iwata, Rimpei For For Management 2.3 Elect Director Kitagawa, Toru For For Management 2.4 Elect Director Yanagisawa, Daisuke For For Management 2.5 Elect Director Iga, Yasuyo For For Management 3 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- CRIMSON WINE GROUP, LTD. Ticker: CWGL Security ID: 22662X100 Meeting Date: AUG 25, 2020 Meeting Type: Annual Record Date: JUN 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John D. Cumming For For Management 1.2 Elect Director Joseph S. Steinberg For For Management 1.3 Elect Director Avraham M. Neikrug For For Management 1.4 Elect Director Douglas M. Carlson For For Management 1.5 Elect Director Craig D. Williams For Withhold Management 1.6 Elect Director Colby A. Rollins For For Management 1.7 Elect Director Luanne D. Tierney For For Management 2 Ratify BPM LLP as Auditor For For Management -------------------------------------------------------------------------------- DEUTSCHE BOERSE AG Ticker: DB1 Security ID: D1882G119 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2020 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 3.00 per Share 3 Approve Discharge of Management Board For For Management for Fiscal Year 2020 4 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2020 5.1 Elect Karl-Heinz Floether to the For For Management Supervisory Board 5.2 Elect Andreas Gottschling to the For For Management Supervisory Board 5.3 Elect Martin Jetter to the Supervisory For For Management Board 5.4 Elect Barbara Lambert to the For For Management Supervisory Board 5.5 Elect Michael Ruediger to the For For Management Supervisory Board 5.6 Elect Charles Stonehill to the For For Management Supervisory Board 5.7 Elect Clara-Christina Streit to the For For Management Supervisory Board 5.8 Elect Chong Lee Tan to the Supervisory For For Management Board 6 Approve Creation of EUR 19 Million For For Management Pool of Capital with Preemptive Rights 7 Approve Remuneration Policy For For Management 8 Amend Articles Re: AGM Location For For Management 9 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal Year 2021 -------------------------------------------------------------------------------- DREAM UNLIMITED CORP. Ticker: DRM Security ID: 26153M507 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Michael J. Cooper For For Management 1B Elect Director James Eaton For For Management 1C Elect Director Joanne Ferstman For For Management 1D Elect Director Richard N. Gateman For For Management 1E Elect Director Jane Gavan For For Management 1F Elect Director Duncan Jackman For Withhold Management 1G Elect Director Jennifer Lee Koss For For Management 1H Elect Director Vincenza Sera For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Amend Deferred Share Incentive Plan For Against Management 4 Approve Restricted Share Unit Plan For For Management -------------------------------------------------------------------------------- DUNDEE CORPORATION Ticker: DC.A Security ID: 264901109 Meeting Date: OCT 15, 2020 Meeting Type: Annual/Special Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 2.1 Elect Director Tanya Covassin For For Management 2.2 Elect Director Jonathan Goodman For For Management 2.3 Elect Director Isabel Meharry For For Management 2.4 Elect Director Andrew Molson For For Management 2.5 Elect Director Lila Murphy For For Management 2.6 Elect Director Peter M. Nixon For For Management 2.7 Elect Director Allen J. Palmiere For For Management 2.8 Elect Director Steven Sharpe For For Management 2.9 Elect Director A. Murray Sinclair For For Management 3 Approve Share Incentive Plan For Against Management 4 Approve Deferred Share Unit Plan For Against Management -------------------------------------------------------------------------------- DUNDEE CORPORATION Ticker: DC.A Security ID: 264901109 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 2.1 Elect Director Tanya Covassin For For Management 2.2 Elect Director Jonathan Goodman For For Management 2.3 Elect Director Isabel Meharry For For Management 2.4 Elect Director Andrew Molson For For Management 2.5 Elect Director Peter M. Nixon For For Management 2.6 Elect Director Allen J. Palmiere For For Management 2.7 Elect Director Steven Sharpe For For Management 2.8 Elect Director A. Murray Sinclair For For Management -------------------------------------------------------------------------------- EBAY INC. Ticker: EBAY Security ID: 278642103 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony J. Bates For For Management 1b Elect Director Adriane M. Brown For For Management 1c Elect Director Diana Farrell For For Management 1d Elect Director Logan D. Green For For Management 1e Elect Director Bonnie S. Hammer For For Management 1f Elect Director E. Carol Hayles For For Management 1g Elect Director Jamie Iannone For For Management 1h Elect Director Kathleen C. Mitic For For Management 1i Elect Director Matthew J. Murphy For For Management 1j Elect Director Paul S. Pressler For For Management 1k Elect Director Mohak Shroff For For Management 1l Elect Director Robert H. Swan For For Management 1m Elect Director Perry M. Traquina For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Improve Principles of Executive Against Against Shareholder Compensation Program 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- EURONEXT NV Ticker: ENX Security ID: N3113K397 Meeting Date: NOV 20, 2020 Meeting Type: Special Record Date: OCT 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Presentation by CEO None None Management 3a Approve Combination For For Management 3b Grant Board Authority to Issue Shares For For Management and Restrict/Exclude Preemptive Rights in Connection with the Proposed Combination (Private Placement) 3c Grant Board Authority to Issue Shares For For Management and Restrict/Exclude Preemptive Rights in Connection with the Proposed Combination (Right Issue) 4 Close Meeting None None Management -------------------------------------------------------------------------------- EURONEXT NV Ticker: ENX Security ID: N3113K397 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Presentation by CEO None None Management 3.a Receive Explanation on Company's None None Management Reserves and Dividend Policy 3.b Approve Remuneration Report For Against Management 3.c Adopt Financial Statements For For Management 3.d Approve Dividends of EUR 2.25 Per Share For For Management 3.e Approve Discharge of Management Board For For Management 3.f Approve Discharge of Supervisory Board For For Management 4.a Elect Piero Novelli to Supervisory For For Management Board 4.b Elect Alessandra Ferone to Supervisory For For Management Board 4.c Elect Diana Chan to Supervisory Board For For Management 4.d Elect Olivier Sichel to Supervisory For For Management Board 4.e Elect Rika Coppens to Supervisory Board For For Management 5 Elect Delphine d'Amarzit to Management For For Management Board 6 Amend Remuneration Policy for For For Management Management Board 7 Amend Remuneration Policy for For For Management Supervisory Board 8 Ratify Ernst & Young Accountants LLP For For Management as Auditors 9 Amend Articles of Association For For Management 10.a Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 10.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Other Business (Non-Voting) None None Management 13 Close Meeting None None Management -------------------------------------------------------------------------------- FRANCO-NEVADA CORPORATION Ticker: FNV Security ID: 351858105 Meeting Date: MAY 05, 2021 Meeting Type: Annual/Special Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Harquail For For Management 1.2 Elect Director Paul Brink For For Management 1.3 Elect Director Tom Albanese For For Management 1.4 Elect Director Derek W. Evans For For Management 1.5 Elect Director Catharine Farrow For For Management 1.6 Elect Director Louis Gignac For For Management 1.7 Elect Director Maureen Jensen For For Management 1.8 Elect Director Jennifer Maki For For Management 1.9 Elect Director Randall Oliphant For For Management 1.10 Elect Director Elliott Pew For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- GALAXY DIGITAL HOLDINGS LTD. Ticker: GLXY Security ID: G37092106 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael Novogratz For For Management 1b Elect Director Theagenis Iliadis For For Management 1c Elect Director Nereida Flannery For For Management 1d Elect Director Bill Koutsouras For For Management 1e Elect Director Dominic Docherty For For Management 2 Approve Davidson & Company LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Approve Long-Term Incentive Plan For For Management 4 Approve Long-Term Incentive Plan Grants For For Management 5.1 For the Purpose of Determining the None Abstain Management Aggregate Number of Votes that U.S. holders are Entitled to Cast, the Undersigned Certifies That It is Not a U.S. Resident. Vote Vote FOR = Yes and ABSTAIN = No. A Vote Against will be treated as not voted. 5.2 The Undersigned Certifies That to the None Abstain Management Extent That It Holds Shares of the Company for the Account or Benefit of Any Other Person, Such Person is Not a U.S. Resident. Vote FOR = Yes and ABSTAIN = No. A Vote Against will be treated as not voted. -------------------------------------------------------------------------------- GAMCO INVESTORS, INC. Ticker: GBL Security ID: 361438104 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edwin L. Artzt For For Management 1.2 Elect Director Raymond C. Avansino, Jr. For Withhold Management 1.3 Elect Director Leslie B. Daniels For For Management 1.4 Elect Director Mario J. Gabelli For Withhold Management 1.5 Elect Director Eugene R. McGrath For For Management 1.6 Elect Director Robert S. Prather, Jr. For Withhold Management 1.7 Elect Director Elisa M. Wilson For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- HELLENIC EXCHANGES-ATHENS STOCK EXCHANGE SA Ticker: EXAE Security ID: X3247C104 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Receive Information on Activities of None None Management the Audit Committee 4 Approve Discharge of Board and Auditors For For Management 5 Approve Director Remuneration for 2020 For For Management 6 Pre-approve Director Remuneration for For For Management 2021 7 Approve Auditors and Fix Their For For Management Remuneration 8 Advisory Vote on Remuneration Report For Against Management 9.1 Elect Dimitrios Dosis as Director For For Management 9.2 Elect Vassilis Karatzas as Director For For Management 9.3 Elect Theano Karpodini as Director For For Management 9.4 Elect Pantelis Tzortzakis as Director For For Management 10 Approve Rules on Audit Committee's For For Management Type, Term, Size and Qualities of Members 11 Approve Suitability Policy for For For Management Directors 12 Authorize Share Repurchase Program For For Management 13 Authorize Board to Participate in For For Management Companies with Similar Business Interests 14 Amend Corporate Purpose For For Management 15 Approve Share Capital Reduction via For For Management Decrease in Par Value -------------------------------------------------------------------------------- HELLENIC EXCHANGES-ATHENS STOCK EXCHANGE SA Ticker: EXAE Security ID: X3247C104 Meeting Date: JUN 16, 2021 Meeting Type: Ordinary Shareholders Record Date: MAY 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Corporate Purpose For For Management 2 Approve Share Capital Reduction via For For Management Decrease in Par Value -------------------------------------------------------------------------------- IHS MARKIT LTD. Ticker: INFO Security ID: G47567105 Meeting Date: MAR 11, 2021 Meeting Type: Special Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- IHS MARKIT LTD. Ticker: INFO Security ID: G47567105 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lance Uggla For For Management 1b Elect Director John Browne For For Management 1c Elect Director Dinyar S. Devitre For For Management 1d Elect Director Ruann F. Ernst For For Management 1e Elect Director Jacques Esculier For For Management 1f Elect Director Gay Huey Evans For For Management 1g Elect Director William E. Ford For For Management 1h Elect Director Nicoletta Giadrossi For For Management 1i Elect Director Robert P. Kelly For For Management 1j Elect Director Deborah Doyle McWhinney For For Management 1k Elect Director Jean-Paul L. Montupet For For Management 1l Elect Director Deborah K. Orida For For Management 1m Elect Director James A. Rosenthal For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- INTERCONTINENTAL EXCHANGE, INC. Ticker: ICE Security ID: 45866F104 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon Y. Bowen For For Management 1b Elect Director Shantella E. Cooper For For Management 1c Elect Director Charles R. Crisp For For Management 1d Elect Director Duriya M. Farooqui For For Management 1e Elect Director The Right Hon. the Lord For For Management Hague of Richmond 1f Elect Director Mark F. Mulhern For For Management 1g Elect Director Thomas E. Noonan For For Management 1h Elect Director Frederic V. Salerno For For Management 1i Elect Director Caroline L. Silver For For Management 1j Elect Director Jeffrey C. Sprecher For For Management 1k Elect Director Judith A. Sprieser For For Management 1l Elect Director Vincent Tese For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- LONDON STOCK EXCHANGE GROUP PLC Ticker: LSE Security ID: G5689U103 Meeting Date: NOV 03, 2020 Meeting Type: Special Record Date: OCT 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Relating to the For For Management Proposed Divestment of London Stock Exchange Group Holdings Italia S.p.A. to Euronext N.V. -------------------------------------------------------------------------------- LONDON STOCK EXCHANGE GROUP PLC Ticker: LSEG Security ID: G5689U103 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For Against Management 4 Re-elect Jacques Aigrain as Director For For Management 5 Re-elect Dominic Blakemore as Director For For Management 6 Re-elect Kathleen DeRose as Director For For Management 7 Re-elect Cressida Hogg as Director For For Management 8 Re-elect Stephen O'Connor as Director For For Management 9 Re-elect Val Rahmani as Director For For Management 10 Re-elect Don Robert as Director For For Management 11 Re-elect David Schwimmer as Director For For Management 12 Elect Martin Brand as Director For For Management 13 Elect Erin Brown as Director For For Management 14 Elect Anna Manz as Director For For Management 15 Elect Douglas Steenland as Director For For Management 16 Reappoint Ernst & Young LLP as Auditors For For Management 17 Authorise Board to Fix Remuneration of For For Management Auditors 18 Authorise Issue of Equity For For Management 19 Authorise UK Political Donations and For For Management Expenditure 20 Approve SAYE Option Plan For For Management 21 Adopt New Articles of Association For For Management 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- MASTERCARD INCORPORATED Ticker: MA Security ID: 57636Q104 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ajay Banga For For Management 1b Elect Director Merit E. Janow For For Management 1c Elect Director Richard K. Davis For For Management 1d Elect Director Steven J. Freiberg For For Management 1e Elect Director Julius Genachowski For For Management 1f Elect Director Choon Phong Goh For For Management 1g Elect Director Oki Matsumoto For For Management 1h Elect Director Michael Miebach For For Management 1i Elect Director Youngme Moon For For Management 1j Elect Director Rima Qureshi For For Management 1k Elect Director Jose Octavio Reyes For For Management Lagunes 1l Elect Director Gabrielle Sulzberger For For Management 1m Elect Director Jackson Tai For For Management 1n Elect Director Lance Uggla For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Amend Non-Employee Director Omnibus For For Management Stock Plan 6 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- NASDAQ, INC. Ticker: NDAQ Security ID: 631103108 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Melissa M. Arnoldi For For Management 1b Elect Director Charlene T. Begley For For Management 1c Elect Director Steven D. Black For For Management 1d Elect Director Adena T. Friedman For For Management 1e Elect Director Essa Kazim For For Management 1f Elect Director Thomas A. Kloet For For Management 1g Elect Director John D. Rainey For For Management 1h Elect Director Michael R. Splinter For For Management 1i Elect Director Jacob Wallenberg For For Management 1j Elect Director Alfred W. Zollar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- NZX LIMITED Ticker: NZX Security ID: Q7018C118 Meeting Date: APR 08, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Board to Fix Remuneration of For For Management the Auditors 2 Elect Nigel Babbage as Director For For Management 3 Elect Lindsay Wright as Director For For Management -------------------------------------------------------------------------------- PRAIRIESKY ROYALTY LTD. Ticker: PSK Security ID: 739721108 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James M. Estey For For Management 1b Elect Director P. Jane Gavan For For Management 1c Elect Director Margaret A. McKenzie For For Management 1d Elect Director Andrew M. Phillips For For Management 1e Elect Director Robert E. Robotti For For Management 1f Elect Director Myron M. Stadnyk For For Management 1g Elect Director Sheldon B. Steeves For For Management 1h Elect Director Grant A. Zawalsky For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- SANDSTORM GOLD LTD. Ticker: SSL Security ID: 80013R206 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Seven For For Management 2.1 Elect Director Nolan Watson For For Management 2.2 Elect Director David Awram For For Management 2.3 Elect Director David E. De Witt For For Management 2.4 Elect Director Andrew T. Swarthout For For Management 2.5 Elect Director John P.A. Budreski For For Management 2.6 Elect Director Mary L. Little For For Management 2.7 Elect Director Vera Kobalia For For Management 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- SPROTT INC. Ticker: SII Security ID: 852066208 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ronald Dewhurst For For Management 1b Elect Director Graham Birch For For Management 1c Elect Director Peter Grosskopf For For Management 1d Elect Director Sharon Ranson For For Management 1e Elect Director Arthur Richards "Rick" For For Management Rule IV 1f Elect Director Rosemary Zigrossi For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- TERRAVEST INDUSTRIES INC. Ticker: TVK Security ID: 88105G103 Meeting Date: FEB 10, 2021 Meeting Type: Annual Record Date: JAN 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles Pellerin For Withhold Management 1.2 Elect Director Blair Cook For For Management 1.3 Elect Director Dale H. Laniuk For For Management 1.4 Elect Director Dustin Haw For Withhold Management 1.5 Elect Director Rocco Rossi For For Management 1.6 Elect Director Mick MacBean For For Management 2 Approve Raymond Chabot Grant Thornton For For Management LLP as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- THE HOWARD HUGHES CORPORATION Ticker: HHC Security ID: 44267D107 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William A. Ackman For For Management 1b Elect Director Adam Flatto For For Management 1c Elect Director Jeffrey Furber For For Management 1d Elect Director Beth Kaplan For For Management 1e Elect Director Allen Model For For Management 1f Elect Director David O'Reilly For For Management 1g Elect Director R. Scot Sellers For For Management 1h Elect Director Steven Shepsman For For Management 1i Elect Director Mary Ann Tighe For For Management 1j Elect Director Anthony Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TMX GROUP LIMITED Ticker: X Security ID: 87262K105 Meeting Date: MAY 12, 2021 Meeting Type: Annual/Special Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 2a Elect Director Luc Bertrand For For Management 2b Elect Director Nicolas Darveau-Garneau For For Management 2c Elect Director Marie Giguere For For Management 2d Elect Director Martine Irman For For Management 2e Elect Director Moe Kermani For For Management 2f Elect Director William Linton For For Management 2g Elect Director Audrey Mascarenhas For For Management 2h Elect Director John McKenzie For For Management 2i Elect Director Kevin Sullivan For For Management 2j Elect Director Claude Tessier For For Management 2k Elect Director Eric Wetlaufer For For Management 2l Elect Director Charles Winograd For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 Report on Policies and Practices For For Shareholder Regarding Indigenous Community Relations, Recruitment and Advancement of Indigenous Employees, Internal Education on Indigenous Reconciliation, and procurement from Indigenous-Owned Businesses -------------------------------------------------------------------------------- URBANA CORPORATION Ticker: URB.A Security ID: 91707P109 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas S. Caldwell For Withhold Management 1.2 Elect Director Beth Colle For For Management 1.3 Elect Director George D. Elliott For Withhold Management 1.4 Elect Director Michael B. C. Gundy For Withhold Management 1.5 Elect Director Charles A. V. Pennock For Withhold Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- VISA INC. Ticker: V Security ID: 92826C839 Meeting Date: JAN 26, 2021 Meeting Type: Annual Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd A. Carney For For Management 1b Elect Director Mary B. Cranston For For Management 1c Elect Director Francisco Javier For For Management Fernandez-Carbajal 1d Elect Director Alfred F. Kelly, Jr. For For Management 1e Elect Director Ramon Laguarta For For Management 1f Elect Director John F. Lundgren For For Management 1g Elect Director Robert W. Matschullat For For Management 1h Elect Director Denise M. Morrison For For Management 1i Elect Director Suzanne Nora Johnson For For Management 1j Elect Director Linda J. Rendle For For Management 1k Elect Director John A. C. Swainson For For Management 1l Elect Director Maynard G. Webb, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Provide Holders of At Least 15% Class For For Management A Common Stock Right to Call Special Meeting 6 Provide Right to Act by Written Consent Against For Shareholder 7 Amend Principles of Executive Against Against Shareholder Compensation Program -------------------------------------------------------------------------------- WHEATON PRECIOUS METALS CORP. Ticker: WPM Security ID: 962879102 Meeting Date: MAY 14, 2021 Meeting Type: Annual/Special Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor a1 Elect Director George L. Brack For For Management a2 Elect Director John A. Brough For For Management a3 Elect Director R. Peter Gillin For For Management a4 Elect Director Chantal Gosselin For For Management a5 Elect Director Douglas M. Holtby For For Management a6 Elect Director Glenn Antony Ives For For Management a7 Elect Director Charles A. Jeannes For For Management a8 Elect Director Eduardo Luna For For Management a9 Elect Director Marilyn Schonberner For For Management a10 Elect Director Randy V.J. Smallwood For For Management b Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration c Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- WILMAR INTERNATIONAL LIMITED Ticker: F34 Security ID: Y9586L109 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final and Special Dividends For For Management 3 Approve Directors' Fees For For Management 4 Elect Lim Siong Guan as Director For Against Management 5 Elect Kuok Khoon Hong as Director For For Management 6 Elect Pua Seck Guan as Director For For Management 7 Elect Kishore Mahbubani as Director For For Management 8 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 10 Approve Grant of Options and Issuance For Against Management of Shares Under the Wilmar Executives Share Option Scheme 2019 11 Approve Renewal of Mandate for For For Management Interested Person Transactions 12 Authorize Share Repurchase Program For For Management ========================== Kinetics Medical Portfolio ========================== ABBVIE INC. Ticker: ABBV Security ID: 00287Y109 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roxanne S. Austin For For Management 1.2 Elect Director Richard A. Gonzalez For For Management 1.3 Elect Director Rebecca B. Roberts For For Management 1.4 Elect Director Glenn F. Tilton For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Nonqualified Employee Stock For For Management Purchase Plan 6 Eliminate Supermajority Vote For For Management Requirement 7 Report on Lobbying Payments and Policy Against For Shareholder 8 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- AGENUS INC. Ticker: AGEN Security ID: 00847G705 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Allison M. Jeynes-Ellis For For Management 1.2 Elect Director Wadih Jordan For Withhold Management 2 Amend Omnibus Stock Plan For Against Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ALKERMES PLC Ticker: ALKS Security ID: G01767105 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David A. Daglio, Jr. For For Management 1.2 Elect Director Nancy L. Snyderman For For Management 1.3 Elect Director Frank Anders 'Andy' For For Management Wilson 1.4 Elect Director Nancy J. Wysenski For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Amend Omnibus Stock Plan For For Management 5 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- ALNYLAM PHARMACEUTICALS, INC. Ticker: ALNY Security ID: 02043Q107 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dennis A. Ausiello For For Management 1b Elect Director Olivier Brandicourt For For Management 1c Elect Director Marsha H. Fanucci For For Management 1d Elect Director David E.I. Pyott For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AMGEN INC. Ticker: AMGN Security ID: 031162100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wanda M. Austin For For Management 1b Elect Director Robert A. Bradway For For Management 1c Elect Director Brian J. Druker For For Management 1d Elect Director Robert A. Eckert For For Management 1e Elect Director Greg C. Garland For For Management 1f Elect Director Charles M. Holley, Jr. For For Management 1g Elect Director Tyler Jacks For For Management 1h Elect Director Ellen J. Kullman For For Management 1i Elect Director Amy E. Miles For For Management 1j Elect Director Ronald D. Sugar For For Management 1k Elect Director R. Sanders Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ARENA PHARMACEUTICALS, INC. Ticker: ARNA Security ID: 040047607 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jayson Dallas For For Management 1.2 Elect Director Oliver Fetzer For For Management 1.3 Elect Director Kieran T. Gallahue For For Management 1.4 Elect Director Jennifer Jarrett For For Management 1.5 Elect Director Katharine Knobil For For Management 1.6 Elect Director Amit D. Munshi For For Management 1.7 Elect Director Garry A. Neil For For Management 1.8 Elect Director Tina S. Nova For For Management 1.9 Elect Director Nawal Ouzren For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ASTRAZENECA PLC Ticker: AZN Security ID: 046353108 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividends For For Management 3 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 4 Authorise Board to Fix Remuneration of For For Management Auditors 5a Re-elect Leif Johansson as Director For For Management 5b Re-elect Pascal Soriot as Director For For Management 5c Re-elect Marc Dunoyer as Director For For Management 5d Re-elect Philip Broadley as Director For For Management 5e Elect Euan Ashley as Director For For Management 5f Re-elect Michel Demare as Director For For Management 5g Re-elect Deborah DiSanzo as Director For For Management 5h Elect Diana Layfield as Director For For Management 5i Re-elect Sheri McCoy as Director For For Management 5j Re-elect Tony Mok as Director For For Management 5k Re-elect Nazneen Rahman as Director For For Management 5l Re-elect Marcus Wallenberg as Director For For Management 6 Approve Remuneration Report For For Management 7 Approve Remuneration Policy For Against Management 8 Authorise UK Political Donations and For For Management Expenditure 9 Authorise Issue of Equity For For Management 10 Authorise Issue of Equity without For For Management Pre-emptive Rights 11 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 12 Authorise Market Purchase of Ordinary For For Management Shares 13 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 14 Amend Performance Share Plan For Against Management -------------------------------------------------------------------------------- ASTRAZENECA PLC Ticker: AZN Security ID: 046353108 Meeting Date: MAY 11, 2021 Meeting Type: Special Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Alexion For For Management Pharmaceuticals, Inc. -------------------------------------------------------------------------------- BIOGEN INC. Ticker: BIIB Security ID: 09062X103 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alexander J. Denner For For Management 1b Elect Director Caroline D. Dorsa For For Management 1c Elect Director Maria C. Freire For For Management 1d Elect Director William A. Hawkins For For Management 1e Elect Director William D. Jones For For Management 1f Elect Director Nancy L. Leaming For For Management 1g Elect Director Jesus B. Mantas For For Management 1h Elect Director Richard C. Mulligan For For Management 1i Elect Director Stelios Papadopoulos For For Management 1j Elect Director Brian S. Posner For For Management 1k Elect Director Eric K. Rowinsky For For Management 1l Elect Director Stephen A. Sherwin For For Management 1m Elect Director Michel Vounatsos For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Certificate of Incorporation to For For Management Add Federal Forum Selection Provision 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- BLUEBIRD BIO, INC. Ticker: BLUE Security ID: 09609G100 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John O. Agwunobi For Against Management 1b Elect Director Daniel S. Lynch For For Management 1c Elect Director William R. Sellers For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB COMPANY Ticker: BMY Security ID: 110122108 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Peter J. Arduini For For Management 1B Elect Director Michael W. Bonney For For Management 1C Elect Director Giovanni Caforio For For Management 1D Elect Director Julia A. Haller For For Management 1E Elect Director Paula A. Price For For Management 1F Elect Director Derica W. Rice For For Management 1G Elect Director Theodore R. Samuels For For Management 1H Elect Director Gerald L. Storch For For Management 1I Elect Director Karen H. Vousden For For Management 1J Elect Director Phyllis R. Yale For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Reduce Ownership Threshold for Special For For Management Shareholder Meetings to 15% 6 Require Independent Board Chair Against For Shareholder 7 Provide Right to Act by Written Consent Against For Shareholder 8 Reduce Ownership Threshold for Special Against For Shareholder Shareholder Meetings to 10% -------------------------------------------------------------------------------- CRISPR THERAPEUTICS AG Ticker: CRSP Security ID: H17182108 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Treatment of Net Loss For For Management 3 Approve Discharge of Board and Senior For For Management Management 4a Reelect Director Rodger Novak For For Management 4b Reelect Director Samarth Kulkarni For For Management 4c Reelect Director Ali Behbahani For Against Management 4d Reelect Director Bradley Bolzon For For Management 4e Reelect Director Simeon J. George For For Management 4f Reelect Director John T. Greene For For Management 4g Reelect Director Katherine A. High For For Management 4h Reelect Director Douglas A. Treco For For Management 4i Elect Director H Edward Fleming, Jr. For For Management 5a Reelect Ali Behbahani as Member of the For Against Management Compensation Committee 5b Reelect Simeon J. George as Member of For For Management the Compensation Committee 5c Reelect John T. Greene as Member of For For Management the Compensation Committee 6a Approve Remuneration of Directors in For For Management the Amount of USD 507,000 6b Approve Remuneration of Directors in For Against Management the Amount of USD 11,738,100 6c Approve Remuneration of Executive For Against Management Committee in the Amount of USD 3,514,207 6d Approve Remuneration of Executive For Against Management Committee in the Amount of USD 2,693,933 6e Approve Remuneration of Executive For Against Management Committee in the Amount of USD 55,827,593 7 Approve Increase in Conditional Share For Against Management Capital for Employee Equity Plans 8 Approve Increase in Size of Board For For Management 9 Approve CHF 1,179,509 Increase in For Against Management Authorized Capital 10 Designate Marius Meier as Independent For For Management Proxy 11 Ratify Ernst & Young LLP as Auditor For For Management and Ernst & Young AG as Statutory Auditor -------------------------------------------------------------------------------- EDITAS MEDICINE, INC. Ticker: EDIT Security ID: 28106W103 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Meeta Chatterjee For For Management 1.2 Elect Director Andrew Hirsch For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ELI LILLY AND COMPANY Ticker: LLY Security ID: 532457108 Meeting Date: MAY 03, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Katherine Baicker For For Management 1b Elect Director J. Erik Fyrwald For For Management 1c Elect Director Jamere Jackson For For Management 1d Elect Director Gabrielle Sulzberger For For Management 1e Elect Director Jackson P. Tai For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Declassify the Board of Directors For For Management 5 Eliminate Supermajority Vote For For Management Requirement 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Require Independent Board Chair Against For Shareholder 8 Adopt Policy on Bonus Banking Against For Shareholder 9 Clawback Disclosure of Recoupment Against For Shareholder Activity from Senior Officers -------------------------------------------------------------------------------- GILEAD SCIENCES, INC. Ticker: GILD Security ID: 375558103 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jacqueline K. Barton For For Management 1b Elect Director Jeffrey A. Bluestone For For Management 1c Elect Director Sandra J. Horning For For Management 1d Elect Director Kelly A. Kramer For For Management 1e Elect Director Kevin E. Lofton For For Management 1f Elect Director Harish Manwani For For Management 1g Elect Director Daniel P. O'Day For For Management 1h Elect Director Javier J. Rodriguez For For Management 1i Elect Director Anthony Welters For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC Ticker: GSK Security ID: 37733W105 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Sir Jonathan Symonds as For For Management Director 4 Re-elect Dame Emma Walmsley as Director For For Management 5 Re-elect Charles Bancroft as Director For For Management 6 Re-elect Vindi Banga as Director For For Management 7 Re-elect Dr Hal Barron as Director For For Management 8 Re-elect Dr Vivienne Cox as Director For For Management 9 Re-elect Lynn Elsenhans as Director For For Management 10 Re-elect Dr Laurie Glimcher as Director For For Management 11 Re-elect Dr Jesse Goodman as Director For For Management 12 Re-elect Iain Mackay as Director For For Management 13 Re-elect Urs Rohner as Director For For Management 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Authorise UK Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Approve the Exemption from Statement For For Management of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- INTELLIA THERAPEUTICS, INC. Ticker: NTLA Security ID: 45826J105 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fred Cohen For Withhold Management 1.2 Elect Director Jean-Francois Formela For Withhold Management 1.3 Elect Director Frank Verwiel For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- IONIS PHARMACEUTICALS, INC. Ticker: IONS Security ID: 462222100 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brett Monia For For Management 1.2 Elect Director Frederick T. Muto For Withhold Management 1.3 Elect Director Peter N. Reikes For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary C. Beckerle For For Management 1b Elect Director D. Scott Davis For For Management 1c Elect Director Ian E. L. Davis For For Management 1d Elect Director Jennifer A. Doudna For For Management 1e Elect Director Alex Gorsky For For Management 1f Elect Director Marillyn A. Hewson For For Management 1g Elect Director Hubert Joly For For Management 1h Elect Director Mark B. McClellan For For Management 1i Elect Director Anne M. Mulcahy For For Management 1j Elect Director Charles Prince For For Management 1k Elect Director A. Eugene Washington For For Management 1l Elect Director Mark A. Weinberger For For Management 1m Elect Director Nadja Y. West For For Management 1n Elect Director Ronald A. Williams For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Report on Government Financial Support Against For Shareholder and Access to COVID-19 Vaccines and Therapeutics 5 Require Independent Board Chair Against For Shareholder 6 Report on Civil Rights Audit Against Against Shareholder 7 Adopt Policy on Bonus Banking Against Against Shareholder -------------------------------------------------------------------------------- MERCK & CO., INC. Ticker: MRK Security ID: 58933Y105 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Mary Ellen Coe For For Management 1c Elect Director Pamela J. Craig For For Management 1d Elect Director Kenneth C. Frazier For For Management 1e Elect Director Thomas H. Glocer For For Management 1f Elect Director Risa J. Lavizzo-Mourey For For Management 1g Elect Director Stephen L. Mayo For For Management 1h Elect Director Paul B. Rothman For For Management 1i Elect Director Patricia F. Russo For For Management 1j Elect Director Christine E. Seidman For For Management 1k Elect Director Inge G. Thulin For For Management 1l Elect Director Kathy J. Warden For For Management 1m Elect Director Peter C. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder 5 Report on Access to COVID-19 Products Against For Shareholder -------------------------------------------------------------------------------- NOVARTIS AG Ticker: NOVN Security ID: 66987V109 Meeting Date: MAR 02, 2021 Meeting Type: Annual Record Date: JAN 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 3.00 per Share 4 Approve CHF 16.3 Million Reduction in For For Management Share Capital via Cancellation of Repurchased Shares 5 Authorize Repurchase of up to CHF 10 For For Management Billion in Issued Share Capital 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 8.6 Million 6.2 Approve Maximum Remuneration of For For Management Executive Committee in the Amount of CHF 91 Million 6.3 Approve Remuneration Report For For Management 7.1 Reelect Joerg Reinhardt as Director For For Management and Board Chairman 7.2 Reelect Nancy Andrews as Director For For Management 7.3 Reelect Ton Buechner as Director For For Management 7.4 Reelect Patrice Bula as Director For For Management 7.5 Reelect Elizabeth Doherty as Director For For Management 7.6 Reelect Ann Fudge as Director For For Management 7.7 Reelect Bridgette Heller as Director For For Management 7.8 Reelect Frans van Houten as Director For For Management 7.9 Reelect Simon Moroney as Director For For Management 7.10 Reelect Andreas von Planta as Director For For Management 7.11 Reelect Charles Sawyers as Director For For Management 7.12 Elect Enrico Vanni as Director For For Management 7.13 Reelect William Winters as Director For For Management 8.1 Reappoint Patrice Bula as Member of For For Management the Compensation Committee 8.2 Reappoint Bridgette Heller as Member For For Management of the Compensation Committee 8.3 Reappoint Enrico Vanni as Member of For For Management the Compensation Committee 8.4 Reappoint William Winters as Member of For For Management the Compensation Committee 8.5 Appoint Simon Moroney as Member of the For For Management Compensation Committee 9 Ratify PricewaterhouseCoopers AG as For For Management Auditors 10 Designate Peter Zahn as Independent For For Management Proxy 11 Amend Articles Re: Board of Directors For For Management Tenure 12 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- PACIFIC BIOSCIENCES OF CALIFORNIA, INC. Ticker: PACB Security ID: 69404D108 Meeting Date: AUG 04, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christian O. Henry For For Management 1.2 Elect Director John F. Milligan For For Management 1.3 Elect Director Lucy Shapiro For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- PACIFIC BIOSCIENCES OF CALIFORNIA, INC. Ticker: PACB Security ID: 69404D108 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Randy Livingston For For Management 1.2 Elect Director Marshall Mohr For For Management 1.3 Elect Director Hannah A. Valantine For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald E. Blaylock For For Management 1.2 Elect Director Albert Bourla For For Management 1.3 Elect Director Susan Desmond-Hellmann For For Management 1.4 Elect Director Joseph J. Echevarria For For Management 1.5 Elect Director Scott Gottlieb For For Management 1.6 Elect Director Helen H. Hobbs For For Management 1.7 Elect Director Susan Hockfield For For Management 1.8 Elect Director Dan R. Littman For For Management 1.9 Elect Director Shantanu Narayen For For Management 1.10 Elect Director Suzanne Nora Johnson For For Management 1.11 Elect Director James Quincey For For Management 1.12 Elect Director James C. Smith For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder 5 Report on Political Contributions and Against For Shareholder Expenditures 6 Report on Access to COVID-19 Products Against For Shareholder -------------------------------------------------------------------------------- SANOFI Ticker: SAN Security ID: 80105N105 Meeting Date: APR 30, 2021 Meeting Type: Annual/Special Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Treatment of Losses and For For Management Dividends of EUR 3.20 per Share 4 Ratify Appointment of Gilles Schnepp For For Management as Director 5 Reelect Fabienne Lecorvaisier as For For Management Director 6 Reelect Melanie Lee as Director For For Management 7 Elect Barbara Lavernos as Director For For Management 8 Approve Compensation Report of For For Management Corporate Officers 9 Approve Compensation of Serge For For Management Weinberg, Chairman of the Board 10 Approve Compensation of Paul Hudson, For For Management CEO 11 Approve Remuneration Policy of For For Management Directors 12 Approve Remuneration Policy of For For Management Chairman of the Board 13 Approve Remuneration Policy of CEO For For Management 14 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 15 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 997 Million 17 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million 18 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 240 Million 19 Approve Issuance of Debt Securities For For Management Giving Access to New Shares of Subsidiaries and/or Debt Securities, up to Aggregate Amount of EUR 7 Billion 20 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 21 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 22 Authorize Capitalization of Reserves For For Management of Up to EUR 500 Million for Bonus Issue or Increase in Par Value 23 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 24 Authorize up to 5 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 25 Amend Article 13 of Bylaws Re: Written For For Management Consultation 26 Amend Articles 14 and 17 of Bylaws Re: For For Management Board Powers and Censors 27 Authorize Filing of Required For For Management Documents/Other Formalities ========================= Kinetics Paradigm Portfolio ========================== ASSOCIATED CAPITAL GROUP, INC. Ticker: AC Security ID: 045528106 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mario J. Gabelli For For Management 1.2 Elect Director Marc Gabelli For For Management 1.3 Elect Director Douglas R. Jamieson For For Management 1.4 Elect Director Daniel R. Lee For For Management 1.5 Elect Director Bruce M. Lisman For For Management 1.6 Elect Director Richard T. Prins For For Management 1.7 Elect Director Frederic V. Salerno For For Management 1.8 Elect Director Salvatore F. Sodano For For Management 1.9 Elect Director Elisa M. Wilson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BOLLORE SA Ticker: BOL Security ID: F10659260 Meeting Date: MAY 26, 2021 Meeting Type: Annual/Special Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Discharge Directors 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.06 per Share 4 Approve Auditors' Special Report on For Against Management Related-Party Transactions 5 Reelect Dominique Heriard Dubreuil as For For Management Director 6 Reelect Alexandre Picciotto as Director For For Management 7 Authorize Repurchase of Up to 9.88 For Against Management Percent of Issued Share Capital 8 Approve Compensation Report For Against Management 9 Approve Compensation of Cyrille For Against Management Bollore, Chairman and CEO 10 Approve Remuneration Policy of For For Management Directors 11 Approve Remuneration Policy of For Against Management Chairman and CEO 12 Authorize Issuance of Equity or For Against Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million 13 Authorize Capitalization of Reserves For For Management of Up to EUR 200 Million for Bonus Issue or Increase in Par Value 14 Authorize Capital Increase of up to 10 For Against Management Percent of Issued Capital for Contributions in Kind 15 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 16 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 17 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BROOKFIELD ASSET MANAGEMENT INC. Ticker: BAM.A Security ID: 112585104 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director M. Elyse Allan For For Management 1.2 Elect Director Angela F. Braly For For Management 1.3 Elect Director Janice Fukakusa For For Management 1.4 Elect Director Maureen Kempston Darkes For For Management 1.5 Elect Director Frank J. McKenna For For Management 1.6 Elect Director Hutham S. Olayan For For Management 1.7 Elect Director Seek Ngee Huat For For Management 1.8 Elect Director Diana L. Taylor For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- BROOKFIELD INFRASTRUCTURE CORPORATION Ticker: BIPC Security ID: 11275Q107 Meeting Date: JUN 17, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey Blidner For Withhold Management 1.2 Elect Director William Cox For For Management 1.3 Elect Director John Fees For For Management 1.4 Elect Director Roslyn Kelly For For Management 1.5 Elect Director John Mullen For For Management 1.6 Elect Director Daniel Muniz Quintanilla For For Management 1.7 Elect Director Anne Schaumburg For For Management 1.8 Elect Director Rajeev Vasudeva For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CACI INTERNATIONAL INC Ticker: CACI Security ID: 127190304 Meeting Date: NOV 12, 2020 Meeting Type: Annual Record Date: SEP 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael A. Daniels For For Management 1b Elect Director Susan M. Gordon For For Management 1c Elect Director William L. Jews For For Management 1d Elect Director Gregory G. Johnson For For Management 1e Elect Director J. Phillip London For For Management 1f Elect Director John S. Mengucci For For Management 1g Elect Director James L. Pavitt For For Management 1h Elect Director Warren R. Phillips For For Management 1i Elect Director Debora A. Plunkett For For Management 1j Elect Director Charles P. Revoile For For Management 1k Elect Director William S. Wallace For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CBOE GLOBAL MARKETS, INC. Ticker: CBOE Security ID: 12503M108 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Edward T. Tilly For For Management 1b Elect Director Eugene S. Sunshine For For Management 1c Elect Director William M. Farrow, III For For Management 1d Elect Director Edward J. Fitzpatrick For For Management 1e Elect Director Ivan K. Fong For For Management 1f Elect Director Janet P. Froetscher For For Management 1g Elect Director Jill R. Goodman For For Management 1h Elect Director Alexander J. Matturri, For For Management Jr. 1i Elect Director Jennifer J. McPeek For For Management 1j Elect Director Roderick A. Palmore For For Management 1k Elect Director James E. Parisi For For Management 1l Elect Director Joseph P. Ratterman For For Management 1m Elect Director Jill E. Sommers For For Management 1n Elect Director Fredric J. Tomczyk For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CIVEO CORPORATION Ticker: CVEO Security ID: 17878Y207 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director C. Ronald Blankenship For For Management 1b Elect Director Charles Szalkowski For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- CLARKSON PLC Ticker: CKN Security ID: G21840106 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAY 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Approve Final Dividend For For Management 4 Re-elect Sir Bill Thomas as Director For For Management 5 Re-elect Andi Case as Director For For Management 6 Re-elect Jeff Woyda as Director For For Management 7 Re-elect Peter Backhouse as Director For For Management 8 Elect Sue Harris as Director For For Management 9 Elect Laurence Hollingworth as Director For For Management 10 Re-elect Dr Tim Miller as Director For For Management 11 Re-elect Birger Nergaard as Director For For Management 12 Re-elect Heike Truol as Director For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 14 Authorise Board to Fix Remuneration of For For Management Auditors 15 Authorise Issue of Equity For For Management 16 Authorise UK Political Donations and For For Management Expenditure 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- CME GROUP INC. Ticker: CME Security ID: 12572Q105 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Terrence A. Duffy For For Management 1b Elect Director Timothy S. Bitsberger For For Management 1c Elect Director Charles P. Carey For For Management 1d Elect Director Dennis H. Chookaszian For For Management 1e Elect Director Bryan T. Durkin For For Management 1f Elect Director Ana Dutra For For Management 1g Elect Director Martin J. Gepsman For For Management 1h Elect Director Larry G. Gerdes For For Management 1i Elect Director Daniel R. Glickman For For Management 1j Elect Director Daniel G. Kaye For For Management 1k Elect Director Phyllis M. Lockett For For Management 1l Elect Director Deborah J. Lucas For For Management 1m Elect Director Terry L. Savage For For Management 1n Elect Director Rahael Seifu For For Management 1o Elect Director William R. Shepard For For Management 1p Elect Director Howard J. Siegel For For Management 1q Elect Director Dennis A. Suskind For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COOKPAD INC. Ticker: 2193 Security ID: J08696106 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Business Lines For For Management - Change Location of Head Office 2.1 Elect Director Sano, Akimitsu For For Management 2.2 Elect Director Iwata, Rimpei For For Management 2.3 Elect Director Kitagawa, Toru For For Management 2.4 Elect Director Yanagisawa, Daisuke For For Management 2.5 Elect Director Iga, Yasuyo For For Management 3 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- CRIMSON WINE GROUP, LTD. Ticker: CWGL Security ID: 22662X100 Meeting Date: AUG 25, 2020 Meeting Type: Annual Record Date: JUN 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John D. Cumming For For Management 1.2 Elect Director Joseph S. Steinberg For For Management 1.3 Elect Director Avraham M. Neikrug For For Management 1.4 Elect Director Douglas M. Carlson For For Management 1.5 Elect Director Craig D. Williams For Withhold Management 1.6 Elect Director Colby A. Rollins For For Management 1.7 Elect Director Luanne D. Tierney For For Management 2 Ratify BPM LLP as Auditor For For Management -------------------------------------------------------------------------------- DISCOVERY, INC. Ticker: DISCA Security ID: 25470F104 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert R. Beck For Withhold Management 1.2 Elect Director Robert L. Johnson For For Management 1.3 Elect Director J. David Wargo For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- DISH NETWORK CORPORATION Ticker: DISH Security ID: 25470M109 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathleen Q. Abernathy For Withhold Management 1.2 Elect Director George R. Brokaw For Withhold Management 1.3 Elect Director James DeFranco For For Management 1.4 Elect Director Cantey M. Ergen For For Management 1.5 Elect Director Charles W. Ergen For For Management 1.6 Elect Director Afshin Mohebbi For For Management 1.7 Elect Director Tom A. Ortolf For Withhold Management 1.8 Elect Director Joseph T. Proietti For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Non-Employee Director Stock For Against Management Option Plan -------------------------------------------------------------------------------- DREAM UNLIMITED CORP. Ticker: DRM Security ID: 26153M507 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Michael J. Cooper For For Management 1B Elect Director James Eaton For For Management 1C Elect Director Joanne Ferstman For For Management 1D Elect Director Richard N. Gateman For For Management 1E Elect Director Jane Gavan For For Management 1F Elect Director Duncan Jackman For Withhold Management 1G Elect Director Jennifer Lee Koss For For Management 1H Elect Director Vincenza Sera For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Amend Deferred Share Incentive Plan For Against Management 4 Approve Restricted Share Unit Plan For For Management -------------------------------------------------------------------------------- EBAY INC. Ticker: EBAY Security ID: 278642103 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony J. Bates For For Management 1b Elect Director Adriane M. Brown For For Management 1c Elect Director Diana Farrell For For Management 1d Elect Director Logan D. Green For For Management 1e Elect Director Bonnie S. Hammer For For Management 1f Elect Director E. Carol Hayles For For Management 1g Elect Director Jamie Iannone For For Management 1h Elect Director Kathleen C. Mitic For For Management 1i Elect Director Matthew J. Murphy For For Management 1j Elect Director Paul S. Pressler For For Management 1k Elect Director Mohak Shroff For For Management 1l Elect Director Robert H. Swan For For Management 1m Elect Director Perry M. Traquina For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Improve Principles of Executive Against Against Shareholder Compensation Program 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- ECHOSTAR CORPORATION Ticker: SATS Security ID: 278768106 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R. Stanton Dodge For Withhold Management 1.2 Elect Director Michael T. Dugan For Withhold Management 1.3 Elect Director Charles W. Ergen For Withhold Management 1.4 Elect Director Lisa W. Hershman For For Management 1.5 Elect Director Pradman P. Kaul For Withhold Management 1.6 Elect Director C. Michael Schroeder For For Management 1.7 Elect Director Jeffrey R. Tarr For For Management 1.8 Elect Director William D. Wade For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Non-Employee Director Omnibus For Against Management Stock Plan -------------------------------------------------------------------------------- EQUITY LIFESTYLE PROPERTIES, INC. Ticker: ELS Security ID: 29472R108 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew Berkenfield For For Management 1.2 Elect Director Derrick Burks For For Management 1.3 Elect Director Philip Calian For For Management 1.4 Elect Director David Contis For For Management 1.5 Elect Director Constance Freedman For For Management 1.6 Elect Director Thomas Heneghan For For Management 1.7 Elect Director Marguerite Nader For For Management 1.8 Elect Director Scott Peppet For For Management 1.9 Elect Director Sheli Rosenberg For For Management 1.10 Elect Director Samuel Zell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EXPEDIA GROUP, INC. Ticker: EXPE Security ID: 30212P303 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel Altman For For Management 1b Elect Director Beverly Anderson For For Management 1c Elect Director Susan Athey For For Management 1d Elect Director Chelsea Clinton For Withhold Management 1e Elect Director Barry Diller For For Management 1f Elect Director Jon Gieselman - None None Management Withdrawn 1g Elect Director Craig Jacobson For Withhold Management 1h Elect Director Peter Kern For For Management 1i Elect Director Dara Khosrowshahi For For Management 1j Elect Director Patricia Menendez-Cambo For For Management 1k Elect Director Greg Mondre For For Management 1l Elect Director David Sambur - Withdrawn None None Management 1m Elect Director Alex von Furstenberg For For Management 1n Elect Director Julie Whalen For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Political Contributions and Against For Shareholder Expenditures -------------------------------------------------------------------------------- FRANCO-NEVADA CORPORATION Ticker: FNV Security ID: 351858105 Meeting Date: MAY 05, 2021 Meeting Type: Annual/Special Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Harquail For For Management 1.2 Elect Director Paul Brink For For Management 1.3 Elect Director Tom Albanese For For Management 1.4 Elect Director Derek W. Evans For For Management 1.5 Elect Director Catharine Farrow For For Management 1.6 Elect Director Louis Gignac For For Management 1.7 Elect Director Maureen Jensen For For Management 1.8 Elect Director Jennifer Maki For For Management 1.9 Elect Director Randall Oliphant For For Management 1.10 Elect Director Elliott Pew For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- GALAXY DIGITAL HOLDINGS LTD. Ticker: GLXY Security ID: G37092106 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael Novogratz For For Management 1b Elect Director Theagenis Iliadis For For Management 1c Elect Director Nereida Flannery For For Management 1d Elect Director Bill Koutsouras For For Management 1e Elect Director Dominic Docherty For For Management 2 Approve Davidson & Company LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Approve Long-Term Incentive Plan For For Management 4 Approve Long-Term Incentive Plan Grants For For Management 5.1 For the Purpose of Determining the None Abstain Management Aggregate Number of Votes that U.S. holders are Entitled to Cast, the Undersigned Certifies That It is Not a U.S. Resident. Vote Vote FOR = Yes and ABSTAIN = No. A Vote Against will be treated as not voted. 5.2 The Undersigned Certifies That to the None Abstain Management Extent That It Holds Shares of the Company for the Account or Benefit of Any Other Person, Such Person is Not a U.S. Resident. Vote FOR = Yes and ABSTAIN = No. A Vote Against will be treated as not voted. -------------------------------------------------------------------------------- GAMCO INVESTORS, INC. Ticker: GBL Security ID: 361438104 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edwin L. Artzt For For Management 1.2 Elect Director Raymond C. Avansino, Jr. For Withhold Management 1.3 Elect Director Leslie B. Daniels For For Management 1.4 Elect Director Mario J. Gabelli For Withhold Management 1.5 Elect Director Eugene R. McGrath For For Management 1.6 Elect Director Robert S. Prather, Jr. For Withhold Management 1.7 Elect Director Elisa M. Wilson For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- GCI LIBERTY, INC. Ticker: GLIBA Security ID: 36164V305 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: OCT 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- GMO INTERNET, INC. Ticker: 9449 Security ID: J1822R104 Meeting Date: MAR 20, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kumagai, Masatoshi For Against Management 1.2 Elect Director Yasuda, Masashi For For Management 1.3 Elect Director Nishiyama, Hiroyuki For For Management 1.4 Elect Director Ainoura, Issei For For Management 1.5 Elect Director Ito, Tadashi For For Management 1.6 Elect Director Yamashita, Hirofumi For For Management 1.7 Elect Director Arisawa, Katsumi For For Management 1.8 Elect Director Horiuchi, Toshiaki For For Management 1.9 Elect Director Arai, Teruhiro For For Management 1.10 Elect Director Hayashi, Yasuo For For Management 1.11 Elect Director Kodama, Kimihiro For For Management 1.12 Elect Director Chujo, Ichiro For For Management 1.13 Elect Director Hashiguchi, Makoto For For Management 1.14 Elect Director Fukui, Atsuko For For Management 1.15 Elect Director Kaneko, Takehito For For Management 1.16 Elect Director Inagaki, Noriko For For Management 1.17 Elect Director Kawasaki, Yuki For For Management -------------------------------------------------------------------------------- IHS MARKIT LTD. Ticker: INFO Security ID: G47567105 Meeting Date: MAR 11, 2021 Meeting Type: Special Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- IHS MARKIT LTD. Ticker: INFO Security ID: G47567105 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lance Uggla For For Management 1b Elect Director John Browne For For Management 1c Elect Director Dinyar S. Devitre For For Management 1d Elect Director Ruann F. Ernst For For Management 1e Elect Director Jacques Esculier For For Management 1f Elect Director Gay Huey Evans For For Management 1g Elect Director William E. Ford For For Management 1h Elect Director Nicoletta Giadrossi For For Management 1i Elect Director Robert P. Kelly For For Management 1j Elect Director Deborah Doyle McWhinney For For Management 1k Elect Director Jean-Paul L. Montupet For For Management 1l Elect Director Deborah K. Orida For For Management 1m Elect Director James A. Rosenthal For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- INTERCONTINENTAL EXCHANGE, INC. Ticker: ICE Security ID: 45866F104 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon Y. Bowen For For Management 1b Elect Director Shantella E. Cooper For For Management 1c Elect Director Charles R. Crisp For For Management 1d Elect Director Duriya M. Farooqui For For Management 1e Elect Director The Right Hon. the Lord For For Management Hague of Richmond 1f Elect Director Mark F. Mulhern For For Management 1g Elect Director Thomas E. Noonan For For Management 1h Elect Director Frederic V. Salerno For For Management 1i Elect Director Caroline L. Silver For For Management 1j Elect Director Jeffrey C. Sprecher For For Management 1k Elect Director Judith A. Sprieser For For Management 1l Elect Director Vincent Tese For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- LAS VEGAS SANDS CORP. Ticker: LVS Security ID: 517834107 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Irwin Chafetz For For Management 1.2 Elect Director Micheline Chau For Withhold Management 1.3 Elect Director Patrick Dumont For For Management 1.4 Elect Director Charles D. Forman For For Management 1.5 Elect Director Robert G. Goldstein For For Management 1.6 Elect Director George Jamieson For For Management 1.7 Elect Director Nora M. Jordan For For Management 1.8 Elect Director Charles A. Koppelman For Withhold Management 1.9 Elect Director Lewis Kramer For For Management 1.10 Elect Director David F. Levi For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- LIBERTY BROADBAND CORPORATION Ticker: LBRDK Security ID: 530307107 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: OCT 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Issue Shares in Connection with Merger For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- LIBERTY BROADBAND CORPORATION Ticker: LBRDK Security ID: 530307107 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julie D. Frist For Withhold Management 1.2 Elect Director J. David Wargo For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years 5 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- LIBERTY MEDIA CORPORATION Ticker: FWONA Security ID: 531229409 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian M. Deevy For Withhold Management 1.2 Elect Director Gregory B. Maffei For For Management 1.3 Elect Director Andrea L. Wong For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- LIBERTY MEDIA CORPORATION Ticker: FWONA Security ID: 531229870 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian M. Deevy For Withhold Management 1.2 Elect Director Gregory B. Maffei For For Management 1.3 Elect Director Andrea L. Wong For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- LIVE NATION ENTERTAINMENT, INC. Ticker: LYV Security ID: 538034109 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Maverick Carter For For Management 1.2 Elect Director Ari Emanuel - Withdrawn None None Management 1.3 Elect Director Ping Fu For For Management 1.4 Elect Director Jeffrey T. Hinson For For Management 1.5 Elect Director Chad Hollingsworth For For Management 1.6 Elect Director James Iovine For For Management 1.7 Elect Director James S. Kahan For For Management 1.8 Elect Director Gregory B. Maffei For Against Management 1.9 Elect Director Randall T. Mays For For Management 1.10 Elect Director Michael Rapino For For Management 1.11 Elect Director Mark S. Shapiro For For Management 1.12 Elect Director Dana Walden For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MARKEL CORPORATION Ticker: MKL Security ID: 570535104 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark M. Besca For For Management 1b Elect Director K. Bruce Connell For For Management 1c Elect Director Thomas S. Gayner For For Management 1d Elect Director Greta J. Harris For For Management 1e Elect Director Diane Leopold For For Management 1f Elect Director Lemuel E. Lewis For For Management 1g Elect Director Anthony F. Markel For For Management 1h Elect Director Steven A. Markel For For Management 1i Elect Director Harold L. Morrison, Jr. For For Management 1j Elect Director Michael O'Reilly For For Management 1k Elect Director A. Lynne Puckett For For Management 1l Elect Director Richard R. Whitt, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ONEX CORPORATION Ticker: ONEX Security ID: 68272K103 Meeting Date: JUL 21, 2020 Meeting Type: Annual/Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 2 Authorize Board to Fix Remuneration of For For Management Auditors 3.1 Elect Director William A. Etherington For For Management 3.2 Elect Director Mitchell Goldhar For For Management 3.3 Elect Director Arianna Huffington For For Management 3.4 Elect Director Arni C. Thorsteinson For For Management 3.5 Elect Director Beth A. Wilkinson For For Management 4 Advisory Vote on Executive For For Management Compensation Approach 5 Adopt By-Law No. 4 For For Management -------------------------------------------------------------------------------- ONEX CORPORATION Ticker: ONEX Security ID: 68272K103 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 2 Authorize Board to Fix Remuneration of For For Management Auditors 3.1 Elect Director Mitchell Goldhar For For Management 3.2 Elect Director Arianna Huffington For For Management 3.3 Elect Director Arni C. Thorsteinson For For Management 3.4 Elect Director Beth A. Wilkinson For For Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- PRAIRIESKY ROYALTY LTD. Ticker: PSK Security ID: 739721108 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James M. Estey For For Management 1b Elect Director P. Jane Gavan For For Management 1c Elect Director Margaret A. McKenzie For For Management 1d Elect Director Andrew M. Phillips For For Management 1e Elect Director Robert E. Robotti For For Management 1f Elect Director Myron M. Stadnyk For For Management 1g Elect Director Sheldon B. Steeves For For Management 1h Elect Director Grant A. Zawalsky For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- SANDSTORM GOLD LTD. Ticker: SSL Security ID: 80013R206 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Seven For For Management 2.1 Elect Director Nolan Watson For For Management 2.2 Elect Director David Awram For For Management 2.3 Elect Director David E. De Witt For For Management 2.4 Elect Director Andrew T. Swarthout For For Management 2.5 Elect Director John P.A. Budreski For For Management 2.6 Elect Director Mary L. Little For For Management 2.7 Elect Director Vera Kobalia For For Management 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- SIEM INDUSTRIES INC. Ticker: SEMUF Security ID: G81226105 Meeting Date: DEC 01, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Change Country of Incorporation For Against Management [Cayman Islands to Luxembourg S.A.] 2 Change Company Name to Siem Industries For Against Management S.A. and Amend Articles of Association 3 Approve Deregistration of Shares From For Against Management Cayman Islands Stock Exchange 4 Change Location of Registered Office For Against Management 5 Approve the Undertaking For Against Management 6 Authorize the Registered Office For Against Management Provider of the Company to Make Such Filings with the Registrar of Companies as Required by the Resolutions -------------------------------------------------------------------------------- SIEM INDUSTRIES INC. Ticker: SEMUF Security ID: G81226105 Meeting Date: DEC 04, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint Chairman, Secretary and For For Management Scrutineer of the Meeting 2 Acknowledge Change Country of For Against Management Incorporation [Cayman Islands to Luxembourg S.A.] 3 Approve Transfer of the Principal For Against Management Establishment and Central Administration of the Company to the Grand Duchy of Luxembourg 4 Accept Luxembourg Nationality For Against Management 5 Register Company in the Grand Duchy of For Against Management Luxembourg Under the Form of a Public Company Limited by Shares (Societe Anonyme) Under the Denomination of Siem Industries S.A. S.A.? 6 Confirm Assets, Liabilities and Issued For Against Management Share Capital of the Company; Confirm that the Net Equity of the Company Exceeds the Amount of the Minimum Required Share Capital for Public Companies Limited by Shares of Euro 30,000 7 Amend Articles For Against Management 8 Confirm Kristian Siem, Ivar Siem, For Against Management Barry William Ridings, Manfred David Moross and Karen Siem as Directors 9 Ratify PricewaterhouseCoopers as For Against Management Auditors 10 Approve Continuity of Financial Year For Against Management 11 Approve Location of Registered Office For Against Management 12 Other Business (Voting) For Against Management -------------------------------------------------------------------------------- THE HOWARD HUGHES CORPORATION Ticker: HHC Security ID: 44267D107 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William A. Ackman For For Management 1b Elect Director Adam Flatto For For Management 1c Elect Director Jeffrey Furber For For Management 1d Elect Director Beth Kaplan For For Management 1e Elect Director Allen Model For For Management 1f Elect Director David O'Reilly For For Management 1g Elect Director R. Scot Sellers For For Management 1h Elect Director Steven Shepsman For For Management 1i Elect Director Mary Ann Tighe For For Management 1j Elect Director Anthony Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE WENDY'S COMPANY Ticker: WEN Security ID: 95058W100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nelson Peltz For For Management 1.2 Elect Director Peter W. May For For Management 1.3 Elect Director Kristin A. Dolan For For Management 1.4 Elect Director Kenneth W. Gilbert For For Management 1.5 Elect Director Dennis M. Kass For For Management 1.6 Elect Director Joseph A. Levato For For Management 1.7 Elect Director Michelle "Mich" J. For For Management Mathews-Spradlin 1.8 Elect Director Matthew H. Peltz For For Management 1.9 Elect Director Todd A. Penegor For For Management 1.10 Elect Director Peter H. Rothschild For For Management 1.11 Elect Director Arthur B. Winkleblack For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Human Rights Risks in For For Shareholder Operations and Supply Chain -------------------------------------------------------------------------------- TOURMALINE OIL CORP. Ticker: TOU Security ID: 89156V106 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael L. Rose For For Management 1.2 Elect Director Brian G. Robinson For For Management 1.3 Elect Director Jill T. Angevine For For Management 1.4 Elect Director William D. Armstrong For For Management 1.5 Elect Director Lee A. Baker For For Management 1.6 Elect Director John W. Elick For For Management 1.7 Elect Director Andrew B. MacDonald For For Management 1.8 Elect Director Lucy M. Miller For For Management 1.9 Elect Director Janet L. Weiss For For Management 1.10 Elect Director Ronald C. Wigham For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- WHEATON PRECIOUS METALS CORP. Ticker: WPM Security ID: 962879102 Meeting Date: MAY 14, 2021 Meeting Type: Annual/Special Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor a1 Elect Director George L. Brack For For Management a2 Elect Director John A. Brough For For Management a3 Elect Director R. Peter Gillin For For Management a4 Elect Director Chantal Gosselin For For Management a5 Elect Director Douglas M. Holtby For For Management a6 Elect Director Glenn Antony Ives For For Management a7 Elect Director Charles A. Jeannes For For Management a8 Elect Director Eduardo Luna For For Management a9 Elect Director Marilyn Schonberner For For Management a10 Elect Director Randy V.J. Smallwood For For Management b Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration c Advisory Vote on Executive For For Management Compensation Approach ================== Kinetics Small Cap Opportunities Portfolio ================== ALTIUS MINERALS CORPORATION Ticker: ALS Security ID: 020936100 Meeting Date: MAY 12, 2021 Meeting Type: Annual/Special Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian Dalton For For Management 1b Elect Director John Baker For For Management 1c Elect Director Roger Lace For For Management 1d Elect Director Andre Gaumond For For Management 1e Elect Director Fred Mifflin For For Management 1f Elect Director Jamie Strauss For For Management 1g Elect Director Anna Stylianides For For Management 1h Elect Director Nicole Adshead-Bell For For Management 1i Elect Director Teresa Conway For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- AMC NETWORKS INC. Ticker: AMCX Security ID: 00164V103 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leonard Tow For For Management 1.2 Elect Director David E. Van Zandt For For Management 1.3 Elect Director Carl E. Vogel For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require a Majority Vote for the Against For Shareholder Election of Directors 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share -------------------------------------------------------------------------------- ASSOCIATED CAPITAL GROUP, INC. Ticker: AC Security ID: 045528106 Meeting Date: JUN 04, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mario J. Gabelli For For Management 1.2 Elect Director Marc Gabelli For For Management 1.3 Elect Director Douglas R. Jamieson For For Management 1.4 Elect Director Daniel R. Lee For For Management 1.5 Elect Director Bruce M. Lisman For For Management 1.6 Elect Director Richard T. Prins For For Management 1.7 Elect Director Frederic V. Salerno For For Management 1.8 Elect Director Salvatore F. Sodano For For Management 1.9 Elect Director Elisa M. Wilson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- AUTONATION, INC. Ticker: AN Security ID: 05329W102 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mike Jackson For For Management 1b Elect Director Rick L. Burdick For For Management 1c Elect Director David B. Edelson For For Management 1d Elect Director Steven L. Gerard For For Management 1e Elect Director Robert R. Grusky For For Management 1f Elect Director Norman K. Jenkins For For Management 1g Elect Director Lisa Lutoff-Perlo For For Management 1h Elect Director G. Mike Mikan For For Management 1i Elect Director Jacqueline A. Travisano For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Provide Right to Call A Special Meeting Against For Shareholder -------------------------------------------------------------------------------- BRAEMAR SHIPPING SERVICES PLC Ticker: BMS Security ID: G1554N100 Meeting Date: AUG 19, 2020 Meeting Type: Annual Record Date: AUG 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Approve Remuneration Policy For For Management 4 Re-elect Jurgen Breuer as Director For For Management 5 Re-elect Stephen Kunzer as Director For For Management 6 Re-elect Ronald Series as Director For For Management 7 Re-elect Nicholas Stone as Director For For Management 8 Re-elect Lesley Watkins as Director For For Management 9 Reappoint BDO LLP as Auditors For For Management 10 Authorise Board to Fix Remuneration of For For Management Auditors 11 Authorise Issue of Equity For For Management 12 Authorise Issue of Equity without For For Management Pre-emptive Rights 13 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 14 Authorise Market Purchase of Ordinary For For Management Shares 15 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- CACI INTERNATIONAL INC Ticker: CACI Security ID: 127190304 Meeting Date: NOV 12, 2020 Meeting Type: Annual Record Date: SEP 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael A. Daniels For For Management 1b Elect Director Susan M. Gordon For For Management 1c Elect Director William L. Jews For For Management 1d Elect Director Gregory G. Johnson For For Management 1e Elect Director J. Phillip London For For Management 1f Elect Director John S. Mengucci For For Management 1g Elect Director James L. Pavitt For For Management 1h Elect Director Warren R. Phillips For For Management 1i Elect Director Debora A. Plunkett For For Management 1j Elect Director Charles P. Revoile For For Management 1k Elect Director William S. Wallace For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CIVEO CORPORATION Ticker: CVEO Security ID: 17878Y207 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director C. Ronald Blankenship For For Management 1b Elect Director Charles Szalkowski For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- CLARKSON PLC Ticker: CKN Security ID: G21840106 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAY 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Approve Final Dividend For For Management 4 Re-elect Sir Bill Thomas as Director For For Management 5 Re-elect Andi Case as Director For For Management 6 Re-elect Jeff Woyda as Director For For Management 7 Re-elect Peter Backhouse as Director For For Management 8 Elect Sue Harris as Director For For Management 9 Elect Laurence Hollingworth as Director For For Management 10 Re-elect Dr Tim Miller as Director For For Management 11 Re-elect Birger Nergaard as Director For For Management 12 Re-elect Heike Truol as Director For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 14 Authorise Board to Fix Remuneration of For For Management Auditors 15 Authorise Issue of Equity For For Management 16 Authorise UK Political Donations and For For Management Expenditure 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- COLFAX CORPORATION Ticker: CFX Security ID: 194014106 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mitchell P. Rales For For Management 1b Elect Director Matthew L. Trerotola For For Management 1c Elect Director Patrick W. Allender For For Management 1d Elect Director Thomas S. Gayner For Against Management 1e Elect Director Rhonda L. Jordan For For Management 1f Elect Director Liam J. Kelly For For Management 1g Elect Director Philip A. Okala For For Management 1h Elect Director A. Clayton Perfall For For Management 1i Elect Director Didier Teirlinck For For Management 1j Elect Director Rajiv Vinnakota For For Management 1k Elect Director Sharon Wienbar For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COOKPAD INC. Ticker: 2193 Security ID: J08696106 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Business Lines For For Management - Change Location of Head Office 2.1 Elect Director Sano, Akimitsu For For Management 2.2 Elect Director Iwata, Rimpei For For Management 2.3 Elect Director Kitagawa, Toru For For Management 2.4 Elect Director Yanagisawa, Daisuke For For Management 2.5 Elect Director Iga, Yasuyo For For Management 3 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- CRIMSON WINE GROUP, LTD. Ticker: CWGL Security ID: 22662X100 Meeting Date: AUG 25, 2020 Meeting Type: Annual Record Date: JUN 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John D. Cumming For For Management 1.2 Elect Director Joseph S. Steinberg For For Management 1.3 Elect Director Avraham M. Neikrug For For Management 1.4 Elect Director Douglas M. Carlson For For Management 1.5 Elect Director Craig D. Williams For Withhold Management 1.6 Elect Director Colby A. Rollins For For Management 1.7 Elect Director Luanne D. Tierney For For Management 2 Ratify BPM LLP as Auditor For For Management -------------------------------------------------------------------------------- DORMAN PRODUCTS, INC. Ticker: DORM Security ID: 258278100 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Steven L. Berman For For Management 1B Elect Director Kevin M. Olsen For For Management 1C Elect Director Lisa M. Bachmann For For Management 1D Elect Director John J. Gavin For For Management 1E Elect Director Paul R. Lederer For For Management 1F Elect Director Richard T. Riley For For Management 1G Elect Director Kelly A. Romano For For Management 1H Elect Director G. Michael Stakias For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- DREAM UNLIMITED CORP. Ticker: DRM Security ID: 26153M507 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Michael J. Cooper For For Management 1B Elect Director James Eaton For For Management 1C Elect Director Joanne Ferstman For For Management 1D Elect Director Richard N. Gateman For For Management 1E Elect Director Jane Gavan For For Management 1F Elect Director Duncan Jackman For Withhold Management 1G Elect Director Jennifer Lee Koss For For Management 1H Elect Director Vincenza Sera For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Amend Deferred Share Incentive Plan For Against Management 4 Approve Restricted Share Unit Plan For For Management -------------------------------------------------------------------------------- DUNDEE CORPORATION Ticker: DC.A Security ID: 264901109 Meeting Date: OCT 15, 2020 Meeting Type: Annual/Special Record Date: AUG 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 2.1 Elect Director Tanya Covassin For For Management 2.2 Elect Director Jonathan Goodman For For Management 2.3 Elect Director Isabel Meharry For For Management 2.4 Elect Director Andrew Molson For For Management 2.5 Elect Director Lila Murphy For For Management 2.6 Elect Director Peter M. Nixon For For Management 2.7 Elect Director Allen J. Palmiere For For Management 2.8 Elect Director Steven Sharpe For For Management 2.9 Elect Director A. Murray Sinclair For For Management 3 Approve Share Incentive Plan For Against Management 4 Approve Deferred Share Unit Plan For Against Management -------------------------------------------------------------------------------- DUNDEE CORPORATION Ticker: DC.A Security ID: 264901109 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 2.1 Elect Director Tanya Covassin For For Management 2.2 Elect Director Jonathan Goodman For For Management 2.3 Elect Director Isabel Meharry For For Management 2.4 Elect Director Andrew Molson For For Management 2.5 Elect Director Peter M. Nixon For For Management 2.6 Elect Director Allen J. Palmiere For For Management 2.7 Elect Director Steven Sharpe For For Management 2.8 Elect Director A. Murray Sinclair For For Management -------------------------------------------------------------------------------- EQUITY COMMONWEALTH Ticker: EQC Security ID: 294628102 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sam Zell For For Management 1.2 Elect Director Ellen-Blair Chube For For Management 1.3 Elect Director Martin L. Edelman For For Management 1.4 Elect Director David A. Helfand For For Management 1.5 Elect Director Peter Linneman For For Management 1.6 Elect Director Mary Jane Robertson For For Management 1.7 Elect Director Gerald A. Spector For For Management 1.8 Elect Director James A. Star For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- GALAXY DIGITAL HOLDINGS LTD. Ticker: GLXY Security ID: G37092106 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael Novogratz For For Management 1b Elect Director Theagenis Iliadis For For Management 1c Elect Director Nereida Flannery For For Management 1d Elect Director Bill Koutsouras For For Management 1e Elect Director Dominic Docherty For For Management 2 Approve Davidson & Company LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Approve Long-Term Incentive Plan For For Management 4 Approve Long-Term Incentive Plan Grants For For Management 5.1 For the Purpose of Determining the None Abstain Management Aggregate Number of Votes that U.S. holders are Entitled to Cast, the Undersigned Certifies That It is Not a U.S. Resident. Vote Vote FOR = Yes and ABSTAIN = No. A Vote Against will be treated as not voted. 5.2 The Undersigned Certifies That to the None Abstain Management Extent That It Holds Shares of the Company for the Account or Benefit of Any Other Person, Such Person is Not a U.S. Resident. Vote FOR = Yes and ABSTAIN = No. A Vote Against will be treated as not voted. -------------------------------------------------------------------------------- INTER PARFUMS, INC. Ticker: IPAR Security ID: 458334109 Meeting Date: OCT 08, 2020 Meeting Type: Annual Record Date: AUG 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jean Madar For For Management 1.2 Elect Director Philippe Benacin For For Management 1.3 Elect Director Russell Greenberg For For Management 1.4 Elect Director Philippe Santi For For Management 1.5 Elect Director Francois Heilbronn For For Management 1.6 Elect Director Robert Bensoussan For For Management 1.7 Elect Director Patrick Choel For For Management 1.8 Elect Director Michel Dyens For For Management 1.9 Elect Director Veronique Gabai-Pinsky For For Management 1.10 Elect Director Gilbert Harrison For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LICT CORPORATION Ticker: LICT Security ID: 50187G104 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mario J. Gabelli For Withhold Management 1.2 Elect Director Robert E. Dolan For Withhold Management 1.3 Elect Director Marc J. Gabelli For Withhold Management 1.4 Elect Director Avrum Gray For Withhold Management 1.5 Elect Director Philip J. Lombardo For Withhold Management 1.6 Elect Director Salvatore Muoio For Withhold Management 1.7 Elect Director Salvatore M. Salibello For Withhold Management 1.8 Elect Director Gary L. Sugarman For Withhold Management 2 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- LIVE NATION ENTERTAINMENT, INC. Ticker: LYV Security ID: 538034109 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Maverick Carter For For Management 1.2 Elect Director Ari Emanuel - Withdrawn None None Management 1.3 Elect Director Ping Fu For For Management 1.4 Elect Director Jeffrey T. Hinson For For Management 1.5 Elect Director Chad Hollingsworth For For Management 1.6 Elect Director James Iovine For For Management 1.7 Elect Director James S. Kahan For For Management 1.8 Elect Director Gregory B. Maffei For Against Management 1.9 Elect Director Randall T. Mays For For Management 1.10 Elect Director Michael Rapino For For Management 1.11 Elect Director Mark S. Shapiro For For Management 1.12 Elect Director Dana Walden For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MAVERIX METALS INC. Ticker: MMX Security ID: 57776F405 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Nine For For Management 2a Elect Director Geoffrey Burns For For Management 2b Elect Director Daniel O'Flaherty For For Management 2c Elect Director J.C. Stefan Spicer For For Management 2d Elect Director Christopher Barnes For For Management 2e Elect Director Robert Doyle For For Management 2f Elect Director Blake Rhodes For For Management 2g Elect Director Brian Penny For For Management 2h Elect Director David Scott For For Management 2i Elect Director Tara Hassan For For Management 3 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Amend Stock Option and Compensation For Against Management Share Plan -------------------------------------------------------------------------------- ONEX CORPORATION Ticker: ONEX Security ID: 68272K103 Meeting Date: JUL 21, 2020 Meeting Type: Annual/Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 2 Authorize Board to Fix Remuneration of For For Management Auditors 3.1 Elect Director William A. Etherington For For Management 3.2 Elect Director Mitchell Goldhar For For Management 3.3 Elect Director Arianna Huffington For For Management 3.4 Elect Director Arni C. Thorsteinson For For Management 3.5 Elect Director Beth A. Wilkinson For For Management 4 Advisory Vote on Executive For For Management Compensation Approach 5 Adopt By-Law No. 4 For For Management -------------------------------------------------------------------------------- ONEX CORPORATION Ticker: ONEX Security ID: 68272K103 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 2 Authorize Board to Fix Remuneration of For For Management Auditors 3.1 Elect Director Mitchell Goldhar For For Management 3.2 Elect Director Arianna Huffington For For Management 3.3 Elect Director Arni C. Thorsteinson For For Management 3.4 Elect Director Beth A. Wilkinson For For Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- OSHKOSH CORPORATION Ticker: OSK Security ID: 688239201 Meeting Date: FEB 02, 2021 Meeting Type: Annual Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith J. Allman For For Management 1.2 Elect Director Wilson R. Jones For For Management 1.3 Elect Director Tyrone M. Jordan For For Management 1.4 Elect Director Kimberley Metcalf-Kupres For For Management 1.5 Elect Director Stephen D. Newlin For For Management 1.6 Elect Director Raymond T. Odierno For For Management 1.7 Elect Director Craig P. Omtvedt For For Management 1.8 Elect Director Duncan J. Palmer For For Management 1.9 Elect Director Sandra E. Rowland For For Management 1.10 Elect Director John S. Shiely For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Proxy Access Bylaw Amendment Against For Shareholder -------------------------------------------------------------------------------- PENSKE AUTOMOTIVE GROUP, INC. Ticker: PAG Security ID: 70959W103 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John D. Barr For Withhold Management 1b Elect Director Lisa A. Davis For For Management 1c Elect Director Wolfgang Durheimer For For Management 1d Elect Director Michael R. Eisenson For For Management 1e Elect Director Robert H. Kurnick, Jr. For For Management 1f Elect Director Kimberly J. McWaters For Withhold Management 1g Elect Director Greg Penske For For Management 1h Elect Director Roger S. Penske For For Management 1i Elect Director Sandra E. Pierce For For Management 1j Elect Director Greg C. Smith For Withhold Management 1k Elect Director Ronald G. Steinhart For Withhold Management 1l Elect Director H. Brian Thompson For For Management 1m Elect Director Masashi Yamanaka For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PRAIRIESKY ROYALTY LTD. Ticker: PSK Security ID: 739721108 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: MAR 03, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James M. Estey For For Management 1b Elect Director P. Jane Gavan For For Management 1c Elect Director Margaret A. McKenzie For For Management 1d Elect Director Andrew M. Phillips For For Management 1e Elect Director Robert E. Robotti For For Management 1f Elect Director Myron M. Stadnyk For For Management 1g Elect Director Sheldon B. Steeves For For Management 1h Elect Director Grant A. Zawalsky For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- RIT CAPITAL PARTNERS PLC Ticker: RCP Security ID: G75760101 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Sir James Leigh-Pemberton as For For Management Director 4 Re-elect Philippe Costeletos as For For Management Director 5 Re-elect Maggie Fanari as Director For For Management 6 Re-elect Maxim Parr as Director For For Management 7 Re-elect Andre Perold as Director For For Management 8 Re-elect Mike Power as Director For For Management 9 Re-elect Hannah Rothschild as Director For For Management 10 Re-elect Jeremy Sillem as Director For For Management 11 Re-elect Jonathan Sorrell as Director For For Management 12 Re-elect Amy Stirling as Director For For Management 13 Reappoint Ernst & Young LLP as Auditors For For Management 14 Authorise Board to Fix Remuneration of For For Management Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- RUBIS SCA Ticker: RUI Security ID: F7686C152 Meeting Date: DEC 09, 2020 Meeting Type: Special Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 2 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 3 Amend Article 56 of Bylaws Re: General For For Management Management Rights on Company Income 4 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- RUBIS SCA Ticker: RUI Security ID: F7686C152 Meeting Date: JUN 10, 2021 Meeting Type: Annual/Special Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.80 per Share 4 Approve Stock Dividend Program For For Management 5 Reelect Laure Grimonpret-Tahon as For For Management Supervisory Board Member 6 Reelect Herve Claquin as Supervisory For For Management Board Member 7 Reelect Erik Pointillart as For For Management Supervisory Board Member 8 Elect Nils Christian Bergene as For For Management Supervisory Board Member 9 Appoint CBA as Alternate Auditor For For Management 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Compensation of Gilles Gobin, For For Management General Manager 12 Approve Compensation of Sorgema SARL, For For Management General Manager 13 Approve Compensation of Agena SAS, For For Management General Manager 14 Approve Compensation of Olivier For For Management Heckenroth, Chairman of the Supervisory Board 15 Approve Remuneration Policy of General For For Management Management 16 Approve Remuneration Policy of For For Management Supervisory Board Members 17 Approve Remuneration of Supervisory For For Management Board Members in the Aggregate Amount of EUR 240,000 18 Approve Auditors' Special Report on For For Management Related-Party Transactions 19 Approve Transaction with Sorgema SARL For For Management 20 Approve Transaction with Agena SAS For For Management 21 Approve Transaction with Rubis For For Management Terminal SA Re: Loan Agreement 22 Approve Transaction with Cube Storage For For Management Europe HoldCo LTD and RT Invest SA Re: Loan Agreement 23 Approve Transaction with Rubis For For Management Terminal SA, Rubis Energie SAS and Rubis Energie SAS Re: Amendment to the Service Agreement 24 Authorize Capitalization of Reserves For For Management of Up to EUR 10 Million for Bonus Issue or Increase in Par Value 25 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 38 Million 26 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 25 and 30 27 Authorize Capital Increase of up to For For Management EUR 10 Million for Contributions in Kind 28 Authorize Capital Increase of Up to For For Management EUR 6 Million for Future Exchange Offers 29 Approve Issuance of Equity or For For Management Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 5.5 Million 30 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 24 to 29 at 40 Percent of Issued Share Capital 31 Authorize up to 0.30 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 32 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 33 Amend Article 24, 28, 30, 31 and 43 of For For Management Bylaws Re: Electronic Summoning, Participation to General Meetings, Deliberations, Remuneration and Auditors 34 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SANDSTORM GOLD LTD. Ticker: SSL Security ID: 80013R206 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Seven For For Management 2.1 Elect Director Nolan Watson For For Management 2.2 Elect Director David Awram For For Management 2.3 Elect Director David E. De Witt For For Management 2.4 Elect Director Andrew T. Swarthout For For Management 2.5 Elect Director John P.A. Budreski For For Management 2.6 Elect Director Mary L. Little For For Management 2.7 Elect Director Vera Kobalia For For Management 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- THE HOWARD HUGHES CORPORATION Ticker: HHC Security ID: 44267D107 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William A. Ackman For For Management 1b Elect Director Adam Flatto For For Management 1c Elect Director Jeffrey Furber For For Management 1d Elect Director Beth Kaplan For For Management 1e Elect Director Allen Model For For Management 1f Elect Director David O'Reilly For For Management 1g Elect Director R. Scot Sellers For For Management 1h Elect Director Steven Shepsman For For Management 1i Elect Director Mary Ann Tighe For For Management 1j Elect Director Anthony Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE WENDY'S COMPANY Ticker: WEN Security ID: 95058W100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nelson Peltz For For Management 1.2 Elect Director Peter W. May For For Management 1.3 Elect Director Kristin A. Dolan For For Management 1.4 Elect Director Kenneth W. Gilbert For For Management 1.5 Elect Director Dennis M. Kass For For Management 1.6 Elect Director Joseph A. Levato For For Management 1.7 Elect Director Michelle "Mich" J. For For Management Mathews-Spradlin 1.8 Elect Director Matthew H. Peltz For For Management 1.9 Elect Director Todd A. Penegor For For Management 1.10 Elect Director Peter H. Rothschild For For Management 1.11 Elect Director Arthur B. Winkleblack For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Human Rights Risks in For For Shareholder Operations and Supply Chain -------------------------------------------------------------------------------- WHEATON PRECIOUS METALS CORP. Ticker: WPM Security ID: 962879102 Meeting Date: MAY 14, 2021 Meeting Type: Annual/Special Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor a1 Elect Director George L. Brack For For Management a2 Elect Director John A. Brough For For Management a3 Elect Director R. Peter Gillin For For Management a4 Elect Director Chantal Gosselin For For Management a5 Elect Director Douglas M. Holtby For For Management a6 Elect Director Glenn Antony Ives For For Management a7 Elect Director Charles A. Jeannes For For Management a8 Elect Director Eduardo Luna For For Management a9 Elect Director Marilyn Schonberner For For Management a10 Elect Director Randy V.J. Smallwood For For Management b Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration c Advisory Vote on Executive For For Management Compensation Approach ===================== Multi-Disciplinary Income Portfolio ====================== DOUBLELINE OPPORTUNISTIC CREDIT FUND Ticker: DBL Security ID: 258623107 Meeting Date: FEB 17, 2021 Meeting Type: Annual Record Date: DEC 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raymond B. Woolson For For Management 1.2 Elect Director Ronald R. Redell For For Management -------------------------------------------------------------------------------- VALARIS PLC Ticker: VALPQ Security ID: G9420RAA4 Meeting Date: MAR 01, 2021 Meeting Type: Written Consent Record Date: DEC 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Vote On The Plan (For = Accept, For For Management Against = Reject; Abstain Votes Do Not Count) 2 Opt Out of the Third-Party Releases None For Management (For = Opt Out, Against or Abstain = Do Not Opt Out) ========== END NPX REPORT SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Kinetics Portfolios Trust By (Signature and Title) /s/ Peter B. Doyle Peter B. Doyle President Date: August 9, 2021