N-PX
1
kpt_npx.txt
ANNUAL REPORT OF PROXY VOTING
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-09923
Reporting Period: 07/01/2016 - 06/30/2017
Kinetics Portfolio Trust
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-09923
Kinetics Portfolios Trust
(Exact name of registrant as specified in charter)
470 Park Avenue South, New York, NY, 10016
(Address of principal executive offices) (Zip code)
Jay Kesslen
470 Park Avenue South
New York, NY, 10016
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-914-703-6900
Date of fiscal year end: 12/31
Date of reporting period: July 1, 2016 - June 30, 2017
ITEM 1. PROXY VOTING RECORD.
==================== Kinetics Alternative Income Portfolio =====================
ISHARES TRUST
Ticker: Security ID: 464288646
Meeting Date: JUN 19, 2017 Meeting Type: Special
Record Date: MAY 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jane D. Carlin For For Management
1.2 Elect Director Richard L. Fagnani For For Management
1.3 Elect Director Drew E. Lawton For For Management
1.4 Elect Director Madhav V. Rajan For For Management
1.5 Elect Director Mark Wiedman For For Management
========================== Kinetics Global Portfolio ===========================
ALTICE NV
Ticker: ATC Security ID: N0R25F103
Meeting Date: SEP 06, 2016 Meeting Type: Special
Record Date: AUG 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2a Amend Articles Re: Representation of For For Management
the Company
2b Amend Articles Re: Changes in Rules For For Management
for Granting Titles to Executive Board
Members
2c Amend Articles Re: Changes in Rules For For Management
for Suspension of Vice-President
2d Amend Articles Re: Changes in Quorum For Against Management
and Voting Requirements Board Meetings
2e Amend Articles Re: Miscellaneous For For Management
Changes
3a Approve Remuneration of Dexter Goei For Against Management
3b Approve Remuneration of Michel Combes For For Management
4 Approve Discharge of Patrick Drahi as For For Management
Resigning CEO
5 Close Meeting None None Management
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ALTICE NV
Ticker: ATC Security ID: N0R25F103
Meeting Date: JUN 28, 2017 Meeting Type: Annual
Record Date: MAY 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.a Receive Report of Management Board None None Management
(Non-Voting)
2.b Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2.c Discuss Remuneration Policy for None None Management
Management Board Members
3 Adopt Annual Accounts for Financial For For Management
Year 2016
4 Approve Discharge of Executive Board For For Management
Members
5 Approve Discharge of Non-Executive For For Management
Board Members
6 Elect M. Scott Matlock as For For Management
Non-Executive Director
7 Elect J. Allavena as Director For For Management
8.a Approve Executive Annual Cash Bonus For Against Management
Plan
8.b Amend Remuneration Policy For Against Management
8.c Approve Stock Option Plan For Against Management
8.d Amend Remuneration of Michel Combes For Against Management
8.e Amend Remuneration of Dexter Goei For Against Management
8.f Amend Remuneration of Dennis Okhuijsen For Against Management
8.g Approve Remuneration of Supervisory For For Management
Board
9 Authorize Repurchase of Issued Share For For Management
Capital
10 Proposal to Cancel shares the Company For For Management
holds in its own capital
11 Other Business (Non-Voting) None None Management
12 Close Meeting None None Management
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BM&FBOVESPA S.A.
Ticker: BVMF3 Security ID: P1R0U2138
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2016
2 Approve Allocation of Income For For Management
3 Fix Number of Directors For For Management
4 Elect Directors For For Management
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BM&FBOVESPA S.A.
Ticker: BVMF3 Security ID: P1R0U2138
Meeting Date: APR 28, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Restricted Stock Plan For For Management
2 Change Company Name For For Management
3.1 Amend Articles 1, 24, 50, 51, 63, 65, For For Management
66, 73, 75 and 81
3.2 Amend Article 3 Re: Corporate Purpose For For Management
3.3 Amend Article 5 to Reflect Changes in For For Management
Capital
3.4 Amend Articles Re: Management For For Management
3.5 Amend Articles Re: Board of Directors For For Management
3.6 Amend Article 29 For For Management
3.7 Amend Article 35 and Include Article 51 For For Management
3.8 Amend Article 45 and Include Articles For For Management
54 to 56
3.9 Amend Article 83 For For Management
3.10 Approve Increase in Board Size from 13 For For Management
to 14 Members and Amend Article 83
Accordingly
3.11 Amend Articles 3, 8, 10, 12, 21, 22, For For Management
26, 28, 29, 30, 33, 35, 49, 52, 53,
60, 63, 73, 75 and 87
3.12 Amend Articles Re: Remuneration For For Management
3.13 Consolidate Bylaws For For Management
4 Ratify Remuneration of Company's For For Management
Management for Fiscal Year 2016
5 Approve Remuneration of Company's For For Management
Management
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BM&FBOVESPA S.A.
Ticker: BVMF3 Security ID: P1R0U2138
Meeting Date: MAY 10, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Company Name For For Management
2.1 Amend Articles 1, 24, 50, 51, 63, 65, For For Management
66, 73, 75 and 81
2.2 Amend Article 3 Re: Corporate Purpose For For Management
2.3 Amend Article 5 to Reflect Changes in For For Management
Capital
2.4 Amend Articles Re: Management For For Management
2.5 Amend Articles Re: Board of Directors For For Management
2.6 Amend Article 29 For For Management
2.7 Amend Article 35 and Include Article 51 For For Management
2.8 Amend Article 45 and Include Articles For For Management
54 to 56
2.9 Amend Article 83 For For Management
2.10 Approve Increase in Board Size from 13 For For Management
to 14 Members and Amend Article 83
Accordingly
2.11 Amend Articles 3, 8, 10, 12, 21, 22, For For Management
26, 28, 29, 30, 33, 35, 49, 52, 53,
60, 63, 73, 75 and 87
2.12 Amend Articles Re: Remuneration For For Management
2.13 Consolidate Bylaws For For Management
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BMFBOVESPA S.A.
Ticker: BVMF3 Security ID: P1R0U2138
Meeting Date: JUN 14, 2017 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Agreement to Absorb CETIP S.A. For For Management
- Mercados Organizados (CETIP)
2 Ratify PricewaterhouseCoopers For For Management
Auditores Independentes as the
Independent Firm to Appraise Proposed
Transaction
3 Approve Independent Firm's Appraisal For For Management
4 Approve Absorption of CETIP S.A. - For For Management
Mercados Organizados (CETIP)
5 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
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BOLLORE
Ticker: BOL Security ID: F10659260
Meeting Date: JUN 01, 2017 Meeting Type: Annual/Special
Record Date: MAY 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Directors
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.06 per Share
4 Approve Stock Dividend Program (Cash For For Management
or New Shares)
5 Authorize Board to Provide an Advance For For Management
on Payment of Dividend for Fiscal Year
(New Shares)
6 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
7 Reelect Marie Bollore as Director For Against Management
8 Reelect Celine Merle-Beral as Director For Against Management
9 Reelect Martine Studer as Director For For Management
10 Acknowledge End of Mandate of Michel For For Management
Roussin, as Censor
11 Approve Remuneration of Directors in For Against Management
the Aggregate Amount of EUR 1.2 Million
12 Authorize Repurchase of Up to 10 For Against Management
Percent of Issued Share Capital
13 Non-Binding Vote on Compensation of For Against Management
Vincent Bollore, Chairman and CEO
14 Non-Binding Vote on Compensation of For Against Management
Cyrille Bollore, Vice-CEO
15 Approve Remuneration Policy of Vincent For Against Management
Bollore, CEO and Chairman
16 Approve Remuneration Policy of Cyrille For Against Management
Bollore, Vice-CEO
17 Authorize Filing of Required For For Management
Documents/Other Formalities
1 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 200 Million
2 Authorize Capitalization of Reserves For Against Management
of Up to EUR 200 Million for Bonus
Issue or Increase in Par Value
3 Authorize Capital Increase of up to 10 For Against Management
Percent of Issued Capital for
Contributions in Kind
4 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
5 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
6 Authorize up to 5 Percent of Issued For Against Management
Capital for Use in Stock Option Plans
7 Authorize Filing of Required For For Management
Documents/Other Formalities
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BRAEMAR SHIPPING SERVICES PLC
Ticker: BMS Security ID: G1554N100
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: JUN 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Re-elect David Moorhouse as Director For For Management
6 Re-elect Mark Tracey as Director For For Management
7 Re-elect Jurgen Breuer as Director For For Management
8 Re-elect Alastair Farley as Director For For Management
9 Re-elect James Kidwell as Director For For Management
10 Re-elect Louise Evans as Director For For Management
11 Reappoint KPMG LLP as Auditors For For Management
12 Authorise Board to Fix Remuneration of For For Management
Auditors
13 Authorise Issue of Equity with For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
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BROOKFIELD ASSET MANAGEMENT INC.
Ticker: BAM.A Security ID: 112585104
Meeting Date: JUN 16, 2017 Meeting Type: Annual
Record Date: MAY 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Elyse Allan For For Management
1.2 Elect Director Angela F. Braly For For Management
1.3 Elect Director Murilo Ferreira For For Management
1.4 Elect Director Frank J. McKenna For For Management
1.5 Elect Director Rafael Miranda For For Management
1.6 Elect Director Youssef A. Nasr For For Management
1.7 Elect Director Seek Ngee Huat For For Management
1.8 Elect Director Diana L. Taylor For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
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CIVEO CORPORATION
Ticker: CVEO Security ID: 17878Y108
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley J. Dodson For For Management
1.2 Elect Director Timothy O. Wall For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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CLARKE INC.
Ticker: CKI Security ID: 181901109
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George Armoyan For Withhold Management
1.2 Elect Director Blair Cook For For Management
1.3 Elect Director Brian Luborsky For For Management
1.4 Elect Director Charles Pellerin For For Management
1.5 Elect Director Michael Rapps For Withhold Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
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CLARKSON PLC
Ticker: CKN Security ID: G21840106
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAY 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Remuneration Policy For Against Management
4 Approve Final Dividend For For Management
5 Re-elect James Hughes-Hallett as For For Management
Director
6 Re-elect Andrew Case as Director For For Management
7 Re-elect Peter Anker as Director For For Management
8 Re-elect Jeffrey Woyda as Director For For Management
9 Re-elect Peter Backhouse as Director For For Management
10 Re-elect Birger Nergaard as Director For For Management
11 Re-elect Edmond Warner as Director For For Management
12 Elect Marie-Louise Clayton as Director For For Management
13 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
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CONTINENTAL RESOURCES, INC.
Ticker: CLR Security ID: 212015101
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William B. Berry For For Management
1.2 Elect Director James L. Gallogly For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Adopt Policy to Improve Board Diversity Against For Shareholder
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CRESUD S.A.C.I.F. Y A.
Ticker: CRES Security ID: 226406106
Meeting Date: OCT 31, 2016 Meeting Type: Annual/Special
Record Date: OCT 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
2 Consider Financial Statements and For For Management
Statutory Reports
3 Consider Treatment of Net Loss of ARS For For Management
1.4 Billion
4 Consider Discharge of Directors For For Management
5 Consider Discharge of Internal For For Management
Statutory Auditors Committee (Comision
Fiscalizadora)
6 Consider Remuneration of Directors in For For Management
the Amount of ARS 18.99 Million
7 Consider Remuneration of Internal For For Management
Statutory Auditors Committee (Comision
Fiscalizadora)
8 Elect Directors and Alternates For Against Management
9 Elect Principal and Alternate Members For For Management
of Internal Statutory Auditors
Committee (Comision Fiscalizadora) for
One-Year Term
10 Approve Auditors for Next Fiscal Year For For Management
and Fix Their Remuneration
11 Approve Amendments to Shared Services For Against Management
Agreement Report
12 Approve Treatment of Provisions for For For Management
Tax on Shareholders' Personal Assets
13 Consider Renewal of Delegation of For For Management
Powers to Board to Set Terms and
Conditions for Issuance of Negotiable
Debt Securities within Global Program
of up to $300 Million
14 Consider Directors, Internal Statutory For Against Management
Auditors and Managers Indemnification
15 Consider Preliminary Agreement to For For Management
Absorb Agro Managers SA; Consider
Merger Balance Sheet of Agro Managers
SA; Consider Merger Balance Sheet of
Cresud SACIF y A and Consolidated
Merger Balance Sheet of Cresud SACIF y
A and Agro Managers SA
16 Approve Allocation of Treasury Shares For For Management
17 Approve Granting of Powers None None Management
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DREAM UNLIMITED CORP.
Ticker: DRM Security ID: 26153M200
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Cooper For For Management
1.2 Elect Director Joanne Ferstman For For Management
1.3 Elect Director Richard N. Gateman For For Management
1.4 Elect Director Jane Gavan For For Management
1.5 Elect Director Ned Goodman For For Management
1.6 Elect Director Duncan Jackman For For Management
1.7 Elect Director Jennifer Lee Koss For For Management
1.8 Elect Director Vincenza Sera For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Trustee to Fix
Their Remuneration
3 Approve Performance Share Unit Plan For Against Management
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DUNDEE CORPORATION
Ticker: DC.A Security ID: 264901109
Meeting Date: JUN 05, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
2.1 Elect Director Virginia Gambale For For Management
2.2 Elect Director David Goodman For For Management
2.3 Elect Director Garth A. C. MacRae For For Management
2.4 Elect Director Robert McLeish For For Management
2.5 Elect Director Andrew Molson For For Management
2.6 Elect Director A. Murray Sinclair For For Management
2.7 Elect Director K. Barry Sparks For For Management
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ECHOSTAR CORPORATION
Ticker: SATS Security ID: 278768106
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Stanton Dodge For Withhold Management
1.2 Elect Director Michael T. Dugan For Withhold Management
1.3 Elect Director Charles W. Ergen For Withhold Management
1.4 Elect Director Anthony M. Federico For For Management
1.5 Elect Director Pradman P. Kaul For Withhold Management
1.6 Elect Director Tom A. Ortolf For For Management
1.7 Elect Director C. Michael Schroeder For For Management
1.8 Elect Director William David Wade For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Approve Omnibus Stock Plan For Against Management
6 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
7 Amend Qualified Employee Stock For For Management
Purchase Plan
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FAIRFAX FINANCIAL HOLDINGS LIMITED
Ticker: FFH Security ID: 303901102
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony F. Griffiths For For Management
1.2 Elect Director Robert J. Gunn For For Management
1.3 Elect Director Alan D. Horn For For Management
1.4 Elect Director Karen L. Jurjevich For For Management
1.5 Elect Director John R.V. Palmer For For Management
1.6 Elect Director Timothy R. Price For For Management
1.7 Elect Director Brandon W. Sweitzer For For Management
1.8 Elect Director Lauren C. Templeton For For Management
1.9 Elect Director Benjamin P. Watsa For For Management
1.10 Elect Director V. Prem Watsa For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
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FRANCO-NEVADA CORPORATION
Ticker: FNV Security ID: 351858105
Meeting Date: MAY 09, 2017 Meeting Type: Annual/Special
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pierre Lassonde For For Management
1.2 Elect Director David Harquail For For Management
1.3 Elect Director Tom Albanese For For Management
1.4 Elect Director Derek W. Evans For For Management
1.5 Elect Director Graham Farquharson For For Management
1.6 Elect Director Catharine Farrow For For Management
1.7 Elect Director Louis Gignac For For Management
1.8 Elect Director Randall Oliphant For For Management
1.9 Elect Director David R. Peterson For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
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HEICO CORPORATION
Ticker: HEI Security ID: 422806208
Meeting Date: MAR 17, 2017 Meeting Type: Annual
Record Date: JAN 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas M. Culligan For For Management
1.2 Elect Director Adolfo Henriques For For Management
1.3 Elect Director Mark H. Hildebrandt For For Management
1.4 Elect Director Wolfgang Mayrhuber For For Management
1.5 Elect Director Eric A. Mendelson For For Management
1.6 Elect Director Laurans A. Mendelson For For Management
1.7 Elect Director Victor H. Mendelson For For Management
1.8 Elect Director Julie Neitzel For For Management
1.9 Elect Director Alan Schriesheim For For Management
1.10 Elect Director Frank J. Schwitter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
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HRG GROUP, INC.
Ticker: HRG Security ID: 40434J100
Meeting Date: SEP 07, 2016 Meeting Type: Annual
Record Date: JUL 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Omar M. Asali For For Management
1.2 Elect Director Frank Ianna For For Management
1.3 Elect Director Gerald Luterman For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
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INTERNET INITIATIVE JAPAN INC
Ticker: 3774 Security ID: 46059T109
Meeting Date: JUN 28, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 13.5
2 Amend Articles to Amend Business Lines For For Management
3.1 Elect Director Suzuki, Koichi For For Management
3.2 Elect Director Katsu, Eijiro For For Management
3.3 Elect Director Hojo, Hideshi For For Management
3.4 Elect Director Kawashima, Tadashi For For Management
3.5 Elect Director Shimagami, Junichi For For Management
3.6 Elect Director Iwasawa, Toshinori For For Management
3.7 Elect Director Okamura, Tadashi For For Management
3.8 Elect Director Watanabe, Hiroki For For Management
3.9 Elect Director Tsukamoto, Takashi For For Management
4 Appoint Statutory Auditor Furuya, For For Management
Chiaki
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INVESTOR AB
Ticker: INVE A Security ID: W48102128
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: APR 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4 Designate Inspector(s) of Minutes of For For Management
Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Receive President's Report None None Management
8 Receive Board and Board Committee None None Management
Reports
9 Accept Financial Statements and For For Management
Statutory Reports
10 Approve Discharge of Board and For For Management
President
11 Approve Allocation of Income and For For Management
Dividends of SEK 11.00 Per Share
12a Determine Number of Members (11) and For For Management
Deputy Members (0) of Board
12b Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
13a Approve Remuneration of Directors in For For Management
the Amount of SEK 2.45 Million for
Chairman, SEK 1.42 Million for
Vice-Chairman, and SEK 655,000 for
Other Directors; Approve Remuneration
for Committee Work
13b Approve Remuneration of Auditors For For Management
14a Reelect Josef Ackermann as Director For For Management
14b Reelect Gunnar Brock as Director For For Management
14c Reelect Johan Forssell as Director For For Management
14d Reelect Magdalena Gerger as Director For For Management
14e Reelect Tom Johnstone as Director For For Management
14f Reelect Grace Reksten as Director For For Management
14g Reelect Hans Straberg as Director For For Management
14h Reelect Lena Treschow as Director For For Management
14i Reelect Jacob Wallenberg as Director For For Management
14j Reelect Marcus Wallenberg as Director For For Management
14k Reelect Sara Ohrwall as Director For For Management
15 Reelect Jacob Wallenberg as Board For For Management
Chairman
16 Ratify Deloitte as Auditors For For Management
17a Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
17b Approve 2017 Long-Term Incentive For For Management
Program f or Management and Other
Employees
17c Approve 2017 Long-Term Incentive For For Management
Program for Patricia Industries
Employees
18a Authorize Repurchase of Issued Share For For Management
Capital and Reissuance of Repurchased
Shares for General Purposes and in
Support of Long-Term Incentive Program
and Synthetic Share Program for Board
of Directors
18b Authorize Reissuance of up to 500,000 For For Management
Repurchased Shares in Support of 2017
Long- Term Incentive Program
19 Amend Articles Re: Location of AGM, For For Management
Opening of AGM, Signing on Behalf of
the Company; Latest date of General
Meeting; Notice to Attend; Change in
Name of Law
20a Adopt a Zero Vision for Workplace None Against Shareholder
Accidents
20b Instruct the Board to Set Up a Working None Against Shareholder
Group Concerning Workplace Accidents
20c Require the Results from the Working None Against Shareholder
Group Concerning Item 20b to be
Annually Published
20d Adopt a Vision for Absolute Gender None Against Shareholder
Equality on All Levels Within the
Company
20e Instruct the Board to Set Up a Working None Against Shareholder
Group Concerning Gender and Ethnicity
Diversification Within the Company
20f Require the Results from the Working None Against Shareholder
Group Concerning Item 20e to be
Annually Published
20g Request Board to Take Necessary Action None Against Shareholder
to Create a Shareholders' Association
20h Prohibit Directors from Being Able to None Against Shareholder
Invoice Director's Fees via Swedish
and Foreign Legal Entities
20i Instruct the Nomination Committee to None Against Shareholder
Pay Extra Attention to Questions
Concerning Ethics, Gender, and
Ethnicity
20j Request Board to Propose to the None Against Shareholder
Appropriate Authority to Bring About a
Changed Regulation in the Area
Relating to Item 20h
20k Amend Articles of Association: Both None Against Shareholder
Class A Shares and Class B Shares are
Entitled to One Vote Each
20l Request Board to Propose to the None Against Shareholder
Swedish Government Legislation on the
Abolition of Voting Power Differences
in Swedish Limited Liability Companies
20m Amend Articles Re: Former Politicians None Against Shareholder
on the Board
20n Request Board to Propose to the None Against Shareholder
Swedish Government to Draw Attention
to the Need for Introducing a
"Politician Quarantine"
20o Instruct the Board to Prepare a None Against Shareholder
Proposal for the Representation of
Small- and Midsized Shareholders in
the Board and Nomination Committee
21 Close Meeting None None Management
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JZ CAPITAL PARTNERS LIMITED
Ticker: JZCP Security ID: G5216J134
Meeting Date: MAY 16, 2017 Meeting Type: Special
Record Date: MAY 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt New Articles of Incorporation For For Management
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JZ CAPITAL PARTNERS LIMITED
Ticker: JZCP Security ID: G5216J134
Meeting Date: MAY 16, 2017 Meeting Type: Special
Record Date: MAY 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt New Articles of Incorporation For For Management
2 Authorise Market Purchase of Ordinary For For Management
Shares and ZDP Shares
3 Authorise Off-Market Acquisition of For For Management
Shares
4 Approve Any Related Party Transaction For For Management
Resulting from Any Purchase from a CFC
Related Party
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JZ CAPITAL PARTNERS LIMITED
Ticker: JZCP Security ID: G5216J134
Meeting Date: JUN 27, 2017 Meeting Type: Annual
Record Date: JUN 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Authorise Board to Fix Remuneration of For For Management
Auditors
4 Approve Remuneration Report For For Management
5 Re-elect David Macfarlane as Director For For Management
6 Re-elect Patrick Firth as Director For For Management
7 Re-elect James Jordan as Director For For Management
8 Re-elect Tanja Tibaldi as Director For For Management
9 Re-elect Christopher Waldron as For For Management
Director
10 Authorise Issue of Equity without For Against Management
Pre-emptive Rights
--------------------------------------------------------------------------------
LIBERTY BROADBAND CORPORATION
Ticker: LBRDK Security ID: 530307107
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Malone For Withhold Management
1.2 Elect Director John E. Welsh, III For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: BATRA Security ID: 531229409
Meeting Date: AUG 23, 2016 Meeting Type: Annual
Record Date: JUL 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Malone For Withhold Management
1.2 Elect Director Robert R. Bennett For For Management
1.3 Elect Director M. Ian G. Gilchrist For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: BATRA Security ID: 531229706
Meeting Date: AUG 23, 2016 Meeting Type: Annual
Record Date: JUL 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Malone For Withhold Management
1.2 Elect Director Robert R. Bennett For For Management
1.3 Elect Director M. Ian G. Gilchrist For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: BATRA Security ID: 531229870
Meeting Date: AUG 23, 2016 Meeting Type: Annual
Record Date: JUL 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Malone For Withhold Management
1.2 Elect Director Robert R. Bennett For For Management
1.3 Elect Director M. Ian G. Gilchrist For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: BATRA Security ID: 531229409
Meeting Date: JAN 17, 2017 Meeting Type: Special
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Amend Certificate of Incorporation For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: BATRA Security ID: 531229870
Meeting Date: JAN 17, 2017 Meeting Type: Special
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Amend Certificate of Incorporation For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: BATRA Security ID: 531229409
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Evan D. Malone For For Management
1.2 Elect Director David E. Rapley For Withhold Management
1.3 Elect Director Larry E. Romrell For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: BATRA Security ID: 531229870
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Evan D. Malone For For Management
1.2 Elect Director David E. Rapley For Withhold Management
1.3 Elect Director Larry E. Romrell For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
NOVAGOLD RESOURCES INC.
Ticker: NG Security ID: 66987E206
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharon Dowdall For For Management
1.2 Elect Director Marc Faber For For Management
1.3 Elect Director Thomas Kaplan For For Management
1.4 Elect Director Gregory Lang For For Management
1.5 Elect Director Gillyeard Leathley For For Management
1.6 Elect Director Igor Levental For For Management
1.7 Elect Director Kalidas Madhavpeddi For For Management
1.8 Elect Director Gerald McConnell For Withhold Management
1.9 Elect Director Clynton Nauman For For Management
1.10 Elect Director Rick Van Nieuwenhuyse For Withhold Management
1.11 Elect Director Anthony Walsh For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Re-approve Stock Option Plan For For Management
5 Re-approve Performance Share Unit Plan For For Management
6 Amend Non-Employee Director Deferred For For Management
Compensation Plan
--------------------------------------------------------------------------------
NZME LIMITED
Ticker: NZM Security ID: Q70322104
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: JUN 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Peter Cullinane as Director For For Management
2 Authorize the Board to Fix For For Management
Remuneration of the Auditors
--------------------------------------------------------------------------------
ONEX CORPORATION
Ticker: OCX Security ID: 68272K103
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
2 Authorize Board to Fix Remuneration of For For Management
Auditors
3.1 Elect Director William A. Etherington For For Management
3.2 Elect Director Peter C. Godsoe For For Management
3.3 Elect Director Mitchell Goldhar For For Management
3.4 Elect Director Arianna Huffington For For Management
3.5 Elect Director Arni C. Thorsteinson For For Management
--------------------------------------------------------------------------------
PRAIRIESKY ROYALTY LTD.
Ticker: PSK Security ID: 739721108
Meeting Date: APR 25, 2017 Meeting Type: Annual/Special
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James M. Estey For For Management
1b Elect Director Margaret A. McKenzie For For Management
1c Elect Director Andrew M. Phillips For For Management
1d Elect Director Sheldon B. Steeves For For Management
1e Elect Director Grant A. Zawalsky For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Re-approve Stock Option Plan For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
PROMOTORA DE INFORMACIONES S.A
Ticker: PRS Security ID: E82880753
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: JUN 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements and Treatment of
Net Loss
2 Approve Discharge of Board For For Management
3 Renew Appointment of Deloitte as For For Management
Auditor
4.1 Ratify Appointment of and Elect For Against Management
Dominique Marie Philippe D'Hinnin as
Director
4.2 Ratify Appointment of and Elect Waleed For Against Management
Ahmad Ibrahim AlSa'di as Director
5 Amend Article 25 Re: Audit Committee For For Management
6 Advisory Vote on Remuneration Report For Against Management
7 Approve Remuneration Policy for FY For Against Management
2017, 2018 and 2019
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
RUBIS
Ticker: RUI Security ID: F7937E106
Meeting Date: JUN 08, 2017 Meeting Type: Annual/Special
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.68 per Share
4 Approve Stock Dividend Program (Cash For For Management
or New Shares)
5 Reelect Olivier Heckenroth as For For Management
Supervisory Board Member
6 Reelect Christian Moretti as For For Management
Supervisory Board Member
7 Reelect Alexandre Piciotto as For For Management
Supervisory Board Member
8 Non-Binding Vote on Compensation of For For Management
Gilles Gobin, General Manager
9 Non-Binding Vote on Compensation of For For Management
Jacques Riou, General Manager
10 Non-Binding Vote on Compensation of For For Management
Olivier Heckenroth, Chairman of the
Supervisory Board
11 Authorize Repurchase of Up to 0.5 For For Management
Percent of Issued Share Capital
12 Approve Auditors' Special Report on For For Management
Related-Party Transactions
13 Approve 2-for-1 Stock Split For For Management
14 Set Total Limit for Capital Increase For For Management
to Result from All Issuance Requests
under Items 15-16, 18-19 and 21 at EUR
35 Million
15 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 26.5 Million
16 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
17 Authorize Capitalization of Reserves For For Management
of Up to EUR 15 Million for Bonus
Issue or Increase in Par Value
18 Authorize Capital Increase of Up to For For Management
EUR 5.5 Million for Contributions in
Kind
19 Approve Issuance of Equity or For For Management
Equity-Linked Securities Reserved for
Specific Beneficiaries, up to
Aggregate Nominal Amount of EUR 5.5
Million
20 Authorize up to 0.3 Percent of Issued For For Management
Capital for Use in Preference Share
Plans
21 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
22 Amend Articles to Reflect Changes in For For Management
Capital
23 Amend Article 9 of Bylaws Re: For For Management
Contribution of General Partner
24 Amend Article 19 of Bylaws Re: For For Management
Approval of General Partner
25 Amend Article 32 of Bylaws Re: For Against Management
Related- Party Transactions
26 Amend Article 34 of Bylaws Re: General For For Management
Meetings
27 Amend Article 36 of Bylaws Re: Agenda For For Management
28 Amend Article 41 of Bylaws Re: Effect For Against Management
of Deliberations
29 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SANDSTORM GOLD LTD.
Ticker: SSL Security ID: 80013R206
Meeting Date: JUN 02, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director Nolan Watson For For Management
2.2 Elect Director David Awram For For Management
2.3 Elect Director David E. De Witt For For Management
2.4 Elect Director Andrew T. Swarthout For For Management
2.5 Elect Director John P.A. Budreski For For Management
2.6 Elect Director Mary L. Little For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Other Business For Against Management
--------------------------------------------------------------------------------
SFR GROUP
Ticker: SFR Security ID: F6627W103
Meeting Date: MAY 31, 2017 Meeting Type: Annual/Special
Record Date: MAY 26, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses For For Management
4 Approve Transaction with Altice Media For Against Management
Group SARL
5 Non-Binding Vote on Compensation of Mr. For Against Management
Denoyer, CEO
6 Non-Binding Vote on Compensation of Mr. For Against Management
Combes, Chairman and CEO
7 Non-Binding Vote on Compensation of Mr. For Against Management
Paulin, Vice-CEO
8 Non-Binding Vote on Compensation of Mr. For For Management
Weill, Vice-CEO
9 Approve Remuneration Policy of Mr. For Against Management
Combes for Fiscal Year 2017
10 Approve Remuneration Policy of Mr. For Against Management
Paulin for Fiscal Year 2017
11 Approve Remuneration Policy of Mr. For Against Management
Weill for Fiscal Year 2017
12 Reelect Mr. Attali as Director For Against Management
13 Reelect Mr. Weill as Director For Against Management
14 Ratify Appointment of Mrs. Laclide as For Against Management
Director
15 Ratify Appointment of Mr. Meheut as For Against Management
Director
16 Authorize Repurchase of Up to 10 For Against Management
Percent of Issued Share Capital
17 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 250 Million
18 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 110 Million
19 Approve Issuance of Equity or For Against Management
Equity-Linked Securities for up to 20
Percent of Issued Capital Per Year for
Private Placements, up to Aggregate
Nominal Amount of EUR 110 Million
20 Authorize Board to Set Issue Price for For Against Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
21 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
22 Authorize Capital Increase of up to 10 For Against Management
Percent of Issued Capital for
Contributions in Kind
23 Authorize Capitalization of Reserves For Against Management
of Up to EUR 1 Billion for Bonus Issue
or Increase in Par Value
24 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
25 Authorize up to 1.5 Percent of Issued For Against Management
Capital for Use in Stock Option Plans
26 Authorize up 0.5 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
27 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SIEM INDUSTRIES INC.
Ticker: SEMU.F Security ID: G81226105
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: APR 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For Against Management
Statements and Statutory Reports
2 Approve PricewaterhouseCoopers as For Against Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Re-elect Ivar Siem as Director For For Management
4 Approve Remuneration of Directors For Against Management
5 Approve Discharge of Management Board For For Management
--------------------------------------------------------------------------------
SILVER WHEATON CORP.
Ticker: SLW Security ID: 828336107
Meeting Date: MAY 10, 2017 Meeting Type: Annual/Special
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
a1 Elect Director George L. Brack For For Management
a2 Elect Director John A. Brough For For Management
a3 Elect Director R. Peter Gillin For For Management
a4 Elect Director Chantal Gosselin For For Management
a5 Elect Director Douglas M. Holtby For For Management
a6 Elect Director Charles A. Jeannes For For Management
a7 Elect Director Eduardo Luna For For Management
a8 Elect Director Randy V. J. Smallwood For For Management
b Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
c Change Company Name to Wheaton For For Management
Precious Metals Corp.
d Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
TEXAS PACIFIC LAND TRUST
Ticker: TPL Security ID: 882610108
Meeting Date: JAN 12, 2017 Meeting Type: Special
Record Date: DEC 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David E. Barry For Withhold Management
--------------------------------------------------------------------------------
THE HOWARD HUGHES CORPORATION
Ticker: HHC Security ID: 44267D107
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William A. Ackman For For Management
1.2 Elect Director Adam Flatto For For Management
1.3 Elect Director Jeffrey Furber For For Management
1.4 Elect Director Allen Model For For Management
1.5 Elect Director R. Scot Sellers For For Management
1.6 Elect Director Steven Shepsman For For Management
1.7 Elect Director Burton M. Tansky For For Management
1.8 Elect Director Mary Ann Tighe For For Management
1.9 Elect Director David R. Weinreb For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Approve Issuance of Warrants For For Management
6 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRILOGY METALS INC.
Ticker: TMQ Security ID: 89621C105
Meeting Date: MAY 08, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tony Giardini For For Management
1.2 Elect Director William (Bill) Hayden For For Management
1.3 Elect Director Gregory Lang For For Management
1.4 Elect Director Kalidas Madhavpeddi For For Management
1.5 Elect Director Gerald McConnell For For Management
1.6 Elect Director Janice Stairs For For Management
1.7 Elect Director Rick Van Nieuwenhuyse For For Management
1.8 Elect Director Diana Walters For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
========================= Kinetics Internet Portfolio ==========================
ALPHABET INC.
Ticker: GOOGL Security ID: 02079K305
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: APR 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For Withhold Management
1.5 Elect Director Roger W. Ferguson, Jr. For For Management
1.6 Elect Director Diane B. Greene For For Management
1.7 Elect Director John L. Hennessy For For Management
1.8 Elect Director Ann Mather For Withhold Management
1.9 Elect Director Alan R. Mulally For For Management
1.10 Elect Director Paul S. Otellini For Withhold Management
1.11 Elect Director K. Ram Shriram For Withhold Management
1.12 Elect Director Shirley M. Tilghman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
6 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
7 Report on Lobbying Payments and Policy Against For Shareholder
8 Report on Political Contributions Against For Shareholder
9 Report on Gender Pay Gap Against For Shareholder
10 Report on Charitable Contributions Against Against Shareholder
11 Adopt Holy Land Principles Against Against Shareholder
12 Report on Fake News Against Against Shareholder
--------------------------------------------------------------------------------
CACI INTERNATIONAL INC
Ticker: CACI Security ID: 127190304
Meeting Date: NOV 17, 2016 Meeting Type: Annual
Record Date: SEP 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Kenneth Asbury For For Management
1B Elect Director Michael A. Daniels For For Management
1C Elect Director James S. Gilmore, III For For Management
1D Elect Director William L. Jews For For Management
1E Elect Director Gregory G. Johnson For For Management
1F Elect Director J. Phillip London For For Management
1G Elect Director James L. Pavitt For For Management
1H Elect Director Warren R. Phillips For For Management
1I Elect Director Charles P. Revoile For For Management
1J Elect Director William Scott Wallace For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
COMMERCEHUB, INC.
Ticker: CHUBA Security ID: 20084V108
Meeting Date: JUN 16, 2017 Meeting Type: Annual
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Cattini For For Management
1.2 Elect Director David Goldhill For For Management
1.3 Elect Director Chad Hollingsworth For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
COPART, INC.
Ticker: CPRT Security ID: 217204106
Meeting Date: DEC 16, 2016 Meeting Type: Annual
Record Date: OCT 25, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Willis J. Johnson For For Management
1.2 Elect Director A. Jayson Adair For For Management
1.3 Elect Director Matt Blunt For For Management
1.4 Elect Director Steven D. Cohan For For Management
1.5 Elect Director Daniel J. Englander For For Management
1.6 Elect Director James E. Meeks For For Management
1.7 Elect Director Vincent W. Mitz For For Management
1.8 Elect Director Thomas N. Tryforos For For Management
2 Amend Omnibus Stock Plan For For Management
3 Eliminate Cumulative Voting For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
COSTAR GROUP, INC.
Ticker: CSGP Security ID: 22160N109
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael R. Klein For For Management
1b Elect Director Andrew C. Florance For For Management
1c Elect Director Laura Cox Kaplan For For Management
1d Elect Director Michael J. Glosserman For For Management
1e Elect Director Warren H. Haber For For Management
1f Elect Director John W. Hill For For Management
1g Elect Director Christopher J. Nassetta For For Management
1h Elect Director David J. Steinberg For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CREDITRISKMONITOR.COM, INC.
Ticker: CRMZ Security ID: 225426105
Meeting Date: JUL 28, 2016 Meeting Type: Annual
Record Date: JUN 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerome S. Flum For Withhold Management
1.2 Elect Director Andrew J. Melnick For For Management
1.3 Elect Director Jeffrey S. Geisenheimer For For Management
1.4 Elect Director Joshua M. Flum For Withhold Management
1.5 Elect Director Richard J. James For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify CohnReznick LLP as Auditors For For Management
--------------------------------------------------------------------------------
DISH NETWORK CORPORATION
Ticker: DISH Security ID: 25470M109
Meeting Date: MAY 01, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George R. Brokaw For For Management
1.2 Elect Director James DeFranco For Withhold Management
1.3 Elect Director Cantey M. Ergen For Withhold Management
1.4 Elect Director Charles W. Ergen For Withhold Management
1.5 Elect Director Steven R. Goodbarn For For Management
1.6 Elect Director Charles M. Lillis For For Management
1.7 Elect Director Afshin Mohebbi For For Management
1.8 Elect Director David K. Moskowitz For Withhold Management
1.9 Elect Director Tom A. Ortolf For For Management
1.10 Elect Director Carl E. Vogel For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fred D. Anderson, Jr. For For Management
1b Elect Director Edward W. Barnholt For For Management
1c Elect Director Anthony J. Bates For For Management
1d Elect Director Logan D. Green For For Management
1e Elect Director Bonnie S. Hammer For For Management
1f Elect Director Kathleen C. Mitic For For Management
1g Elect Director Pierre M. Omidyar For For Management
1h Elect Director Paul S. Pressler For For Management
1i Elect Director Robert H. Swan For For Management
1j Elect Director Thomas J. Tierney For For Management
1k Elect Director Perry M. Traquina For For Management
1l Elect Director Devin N. Wenig For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
ECHOSTAR CORPORATION
Ticker: SATS Security ID: 278768106
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Stanton Dodge For Withhold Management
1.2 Elect Director Michael T. Dugan For Withhold Management
1.3 Elect Director Charles W. Ergen For Withhold Management
1.4 Elect Director Anthony M. Federico For For Management
1.5 Elect Director Pradman P. Kaul For Withhold Management
1.6 Elect Director Tom A. Ortolf For For Management
1.7 Elect Director C. Michael Schroeder For For Management
1.8 Elect Director William David Wade For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Approve Omnibus Stock Plan For Against Management
6 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
7 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
ICTC GROUP, INC.
Ticker: ICTG Security ID: 44931F108
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: MAY 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mario J. Gabelli For Withhold Management
1.2 Elect Director Philip J. Lombardo For For Management
1.3 Elect Director Daniel M. Miller For Withhold Management
1.4 Elect Director Salvatore Muoio For For Management
2 Ratify Olsen Thielen & Co., Ltd. as For For Management
Auditors
--------------------------------------------------------------------------------
LENDINGTREE, INC.
Ticker: TREE Security ID: 52603B107
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas M. Davidson, Jr. For For Management
1.2 Elect Director Neal Dermer For For Management
1.3 Elect Director Robin Henderson For For Management
1.4 Elect Director Peter Horan For For Management
1.5 Elect Director Douglas Lebda For For Management
1.6 Elect Director Steven Ozonian For For Management
1.7 Elect Director Saras Sarasvathy For For Management
1.8 Elect Director G. Kennedy Thompson For For Management
1.9 Elect Director Craig Troyer For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Amend Omnibus Stock Plan For Against Management
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
LIBERTY BROADBAND CORPORATION
Ticker: LBRDK Security ID: 530307107
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Malone For Withhold Management
1.2 Elect Director John E. Welsh, III For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LIBERTY EXPEDIA HOLDINGS, INC.
Ticker: LEXEA Security ID: 53046P109
Meeting Date: JUN 20, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Malone For Withhold Management
1.2 Elect Director Stephen M. Brett For For Management
1.3 Elect Director Gregg L. Engles For For Management
1.4 Elect Director Scott W. Schoelzel For For Management
1.5 Elect Director Christopher W. Shean For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LIBERTY INTERACTIVE CORPORATION
Ticker: QVCA Security ID: 53071M104
Meeting Date: AUG 23, 2016 Meeting Type: Annual
Record Date: JUL 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Malone For Withhold Management
1.2 Elect Director M. Ian G. Gilchrist For For Management
1.3 Elect Director Mark C. Vadon For Withhold Management
1.4 Elect Director Andrea L. Wong For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
LIBERTY INTERACTIVE CORPORATION
Ticker: QVCA Security ID: 53071M880
Meeting Date: AUG 23, 2016 Meeting Type: Annual
Record Date: JUL 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Malone For Withhold Management
1.2 Elect Director M. Ian G. Gilchrist For For Management
1.3 Elect Director Mark C. Vadon For Withhold Management
1.4 Elect Director Andrea L. Wong For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
LIBERTY INTERACTIVE CORPORATION
Ticker: QVCA Security ID: 53071M880
Meeting Date: NOV 01, 2016 Meeting Type: Special
Record Date: SEP 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Redemption Proposal For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LIBERTY INTERACTIVE CORPORATION
Ticker: QVCA Security ID: 53071M104
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Evan D. Malone For For Management
1.2 Elect Director David E. Rapley For For Management
1.3 Elect Director Larry E. Romrell For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
LIBERTY INTERACTIVE CORPORATION
Ticker: QVCA Security ID: 53071M856
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Evan D. Malone For For Management
1.2 Elect Director David E. Rapley For For Management
1.3 Elect Director Larry E. Romrell For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: BATRA Security ID: 531229409
Meeting Date: AUG 23, 2016 Meeting Type: Annual
Record Date: JUL 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Malone For Withhold Management
1.2 Elect Director Robert R. Bennett For For Management
1.3 Elect Director M. Ian G. Gilchrist For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: BATRA Security ID: 531229706
Meeting Date: AUG 23, 2016 Meeting Type: Annual
Record Date: JUL 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Malone For Withhold Management
1.2 Elect Director Robert R. Bennett For For Management
1.3 Elect Director M. Ian G. Gilchrist For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: BATRA Security ID: 531229870
Meeting Date: AUG 23, 2016 Meeting Type: Annual
Record Date: JUL 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Malone For Withhold Management
1.2 Elect Director Robert R. Bennett For For Management
1.3 Elect Director M. Ian G. Gilchrist For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: BATRA Security ID: 531229409
Meeting Date: JAN 17, 2017 Meeting Type: Special
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Amend Certificate of Incorporation For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: BATRA Security ID: 531229706
Meeting Date: JAN 17, 2017 Meeting Type: Special
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Amend Certificate of Incorporation For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: BATRA Security ID: 531229870
Meeting Date: JAN 17, 2017 Meeting Type: Special
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Amend Certificate of Incorporation For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: BATRA Security ID: 531229409
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Evan D. Malone For For Management
1.2 Elect Director David E. Rapley For Withhold Management
1.3 Elect Director Larry E. Romrell For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: BATRA Security ID: 531229706
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Evan D. Malone For For Management
1.2 Elect Director David E. Rapley For Withhold Management
1.3 Elect Director Larry E. Romrell For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: BATRA Security ID: 531229870
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Evan D. Malone For For Management
1.2 Elect Director David E. Rapley For Withhold Management
1.3 Elect Director Larry E. Romrell For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
LIVE NATION ENTERTAINMENT, INC.
Ticker: LYV Security ID: 538034109
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark Carleton For For Management
1b Elect Director Jonathan Dolgen For For Management
1c Elect Director Ariel Emanuel For For Management
1d Elect Director Robert Ted Enloe, III For For Management
1e Elect Director Jeffrey T. Hinson For For Management
1f Elect Director James Iovine For For Management
1g Elect Director Margaret 'Peggy' Johnson For For Management
1h Elect Director James S. Kahan For For Management
1i Elect Director Gregory B. Maffei For For Management
1j Elect Director Randall T. Mays For For Management
1k Elect Director Michael Rapino For For Management
1l Elect Director Mark S. Shapiro For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MANTECH INTERNATIONAL CORPORATION
Ticker: MANT Security ID: 564563104
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George J. Pedersen For For Management
1.2 Elect Director Richard L. Armitage For For Management
1.3 Elect Director Mary K. Bush For For Management
1.4 Elect Director Barry G. Campbell For For Management
1.5 Elect Director Walter R. Fatzinger, Jr. For For Management
1.6 Elect Director Richard J. Kerr For For Management
1.7 Elect Director Kenneth A. Minihan For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MARKETAXESS HOLDINGS INC.
Ticker: MKTX Security ID: 57060D108
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 11, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard M. McVey For For Management
1b Elect Director Steven L. Begleiter For For Management
1c Elect Director Stephen P. Casper For For Management
1d Elect Director Jane Chwick For For Management
1e Elect Director William F. Cruger For For Management
1f Elect Director David G. Gomach For For Management
1g Elect Director Carlos M. Hernandez For For Management
1h Elect Director Richard G. Ketchum For For Management
1i Elect Director John Steinhardt For For Management
1j Elect Director James J. Sullivan For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 27, 2017 Meeting Type: Annual
Record Date: APR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard Haythornthwaite For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director Silvio Barzi For For Management
1d Elect Director David R. Carlucci For For Management
1e Elect Director Steven J. Freiberg For For Management
1f Elect Director Julius Genachowski For For Management
1g Elect Director Merit E. Janow For For Management
1h Elect Director Nancy J. Karch For For Management
1i Elect Director Oki Matsumoto For For Management
1j Elect Director Rima Qureshi For For Management
1k Elect Director Jose Octavio Reyes For For Management
Lagunes
1l Elect Director Jackson Tai For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Report on Gender Pay Gap Against Against Shareholder
--------------------------------------------------------------------------------
MSG NETWORKS INC.
Ticker: MSGN Security ID: 553573106
Meeting Date: DEC 15, 2016 Meeting Type: Annual
Record Date: OCT 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph J. Lhota For For Management
1.2 Elect Director Joel M. Litvin For For Management
1.3 Elect Director John L. Sykes For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
OTC MARKETS GROUP INC.
Ticker: OTCM Security ID: 67106F108
Meeting Date: DEC 15, 2016 Meeting Type: Annual
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gary Baddeley For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
OVERSTOCK.COM, INC.
Ticker: OSTK Security ID: 690370101
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Allison H. Abraham For For Management
1.2 Elect Director Saum Noursalehi For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC.
Ticker: PYPL Security ID: 70450Y103
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wences Casares For For Management
1b Elect Director Jonathan Christodoro For For Management
1c Elect Director John J. Donahoe For For Management
1d Elect Director David W. Dorman For For Management
1e Elect Director Belinda J. Johnson For For Management
1f Elect Director Gail J. McGovern For For Management
1g Elect Director David M. Moffett For For Management
1h Elect Director Daniel H. Schulman For For Management
1i Elect Director Frank D. Yeary For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Certificate of Incorporation For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Provide Right to Act by Written Consent Against For Shareholder
6 Report on Sustainability Against For Shareholder
7 Report on Feasibility of Net-Zero GHG Against For Shareholder
Emissions
--------------------------------------------------------------------------------
STARZ
Ticker: STRZA Security ID: 85571Q102
Meeting Date: DEC 07, 2016 Meeting Type: Special
Record Date: OCT 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TEXAS PACIFIC LAND TRUST
Ticker: TPL Security ID: 882610108
Meeting Date: JAN 12, 2017 Meeting Type: Special
Record Date: DEC 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David E. Barry For Withhold Management
--------------------------------------------------------------------------------
THE E. W. SCRIPPS COMPANY
Ticker: SSP Security ID: 811054402
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roger L. Ogden For For Management
1b Elect Director J. Marvin Quin For For Management
1c Elect Director Kim Williams For For Management
--------------------------------------------------------------------------------
THE MADISON SQUARE GARDEN COMPANY
Ticker: MSG Security ID: 55825T103
Meeting Date: DEC 09, 2016 Meeting Type: Annual
Record Date: OCT 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Biondi, Jr. For For Management
1.2 Elect Director Richard D. Parsons For For Management
1.3 Elect Director Nelson Peltz For Withhold Management
1.4 Elect Director Scott M. Sperling For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Non-Employee Director Omnibus For For Management
Stock Plan
6 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
7 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
VERISK ANALYTICS, INC.
Ticker: VRSK Security ID: 92345Y106
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Coyne For For Management
1.2 Elect Director Christopher M. Foskett For For Management
1.3 Elect Director David B. Wright For For Management
1.4 Elect Director Annell R. Bay For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte And Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 31, 2017 Meeting Type: Annual
Record Date: DEC 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd A. Carney For For Management
1b Elect Director Mary B. Cranston For For Management
1c Elect Director Francisco Javier For For Management
Fernandez-Carbajal
1d Elect Director Gary A. Hoffman For For Management
1e Elect Director Alfred F. Kelly, Jr. For For Management
1f Elect Director Robert W. Matschullat For For Management
1g Elect Director Suzanne Nora Johnson For For Management
1h Elect Director John A.C. Swainson For For Management
1i Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
YAHOO! INC.
Ticker: YHOO Security ID: 984332106
Meeting Date: JUN 08, 2017 Meeting Type: Special
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale of Yahoo Holdings, Inc., For For Management
a wholly-owned subsidiary of Yahoo!
Inc.
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
=================== Kinetics Market Opportunities Portfolio ====================
A-MARK PRECIOUS METALS, INC.
Ticker: AMRK Security ID: 00181T107
Meeting Date: JAN 26, 2017 Meeting Type: Annual
Record Date: DEC 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joel R. Anderson For For Management
1.2 Elect Director Jeffrey D. Benjamin For For Management
1.3 Elect Director Ellis Landau For For Management
1.4 Elect Director Beverley Lepine For For Management
1.5 Elect Director William Montgomery For For Management
1.6 Elect Director John ('Jay') U. Moorhead For For Management
1.7 Elect Director Jess M. Ravich For For Management
1.8 Elect Director Gregory N. Roberts For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
ASSOCIATED CAPITAL GROUP, INC.
Ticker: AC Security ID: 045528106
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Bready For For Management
1.2 Elect Director Mario J. Gabelli For Withhold Management
1.3 Elect Director Douglas R. Jamieson For For Management
1.4 Elect Director Daniel R. Lee For For Management
1.5 Elect Director Bruce M. Lisman For For Management
1.6 Elect Director Frederic V. Salerno For For Management
1.7 Elect Director Salvatore F. Sodano For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CBOE HOLDINGS, INC.
Ticker: CBOE Security ID: 12503M108
Meeting Date: JAN 17, 2017 Meeting Type: Special
Record Date: DEC 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CBOE HOLDINGS, INC.
Ticker: CBOE Security ID: 12503M108
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward T. Tilly For For Management
1.2 Elect Director James R. Boris For For Management
1.3 Elect Director Frank E. English, Jr. For For Management
1.4 Elect Director William M. Farrow, III For For Management
1.5 Elect Director Edward J. Fitzpatrick For For Management
1.6 Elect Director Janet P. Froetscher For For Management
1.7 Elect Director Jill R. Goodman For For Management
1.8 Elect Director Christopher T. Mitchell For For Management
1.9 Elect Director Roderick A. Palmore For For Management
1.10 Elect Director Joseph P. Ratterman For For Management
1.11 Elect Director Michael L. Richter For For Management
1.12 Elect Director Samuel K. Skinner For For Management
1.13 Elect Director Carole E. Stone For For Management
1.14 Elect Director Eugene S. Sunshine For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CLARKE INC.
Ticker: CKI Security ID: 181901109
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George Armoyan For Withhold Management
1.2 Elect Director Blair Cook For For Management
1.3 Elect Director Brian Luborsky For For Management
1.4 Elect Director Charles Pellerin For For Management
1.5 Elect Director Michael Rapps For Withhold Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
CLARKSON PLC
Ticker: CKN Security ID: G21840106
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAY 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Remuneration Policy For Against Management
4 Approve Final Dividend For For Management
5 Re-elect James Hughes-Hallett as For For Management
Director
6 Re-elect Andrew Case as Director For For Management
7 Re-elect Peter Anker as Director For For Management
8 Re-elect Jeffrey Woyda as Director For For Management
9 Re-elect Peter Backhouse as Director For For Management
10 Re-elect Birger Nergaard as Director For For Management
11 Re-elect Edmond Warner as Director For For Management
12 Elect Marie-Louise Clayton as Director For For Management
13 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
CME GROUP INC.
Ticker: CME Security ID: 12572Q105
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Terrence A. Duffy For For Management
1b Elect Director Timothy S. Bitsberger For For Management
1c Elect Director Charles P. Carey For For Management
1d Elect Director Dennis H. Chookaszian For For Management
1e Elect Director Ana Dutra For For Management
1f Elect Director Martin J. Gepsman For For Management
1g Elect Director Larry G. Gerdes For For Management
1h Elect Director Daniel R. Glickman For For Management
1i Elect Director Leo Melamed For For Management
1j Elect Director Alex J. Pollock For For Management
1k Elect Director John F. Sandner For For Management
1l Elect Director Terry L. Savage For For Management
1m Elect Director William R. Shepard For For Management
1n Elect Director Dennis A. Suskind For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Executive Incentive Bonus Plan For For Management
6 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CRIMSON WINE GROUP, LTD.
Ticker: CWGL Security ID: 22662X100
Meeting Date: JUL 22, 2016 Meeting Type: Annual
Record Date: MAY 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Cumming For Withhold Management
1.2 Elect Director Ian M. Cumming For Withhold Management
1.3 Elect Director Joseph S. Steinberg For Withhold Management
1.4 Elect Director Avraham M. Neikrug For For Management
1.5 Elect Director Douglas M. Carlson For For Management
1.6 Elect Director Craig D. Williams For Withhold Management
1.7 Elect Director Francesca H. Schuler For For Management
2 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
DREAM UNLIMITED CORP.
Ticker: DRM Security ID: 26153M200
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Cooper For For Management
1.2 Elect Director Joanne Ferstman For For Management
1.3 Elect Director Richard N. Gateman For For Management
1.4 Elect Director Jane Gavan For For Management
1.5 Elect Director Ned Goodman For For Management
1.6 Elect Director Duncan Jackman For For Management
1.7 Elect Director Jennifer Lee Koss For For Management
1.8 Elect Director Vincenza Sera For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Trustee to Fix
Their Remuneration
3 Approve Performance Share Unit Plan For Against Management
--------------------------------------------------------------------------------
DUNDEE CORPORATION
Ticker: DC.A Security ID: 264901109
Meeting Date: JUN 05, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
2.1 Elect Director Virginia Gambale For For Management
2.2 Elect Director David Goodman For For Management
2.3 Elect Director Garth A. C. MacRae For For Management
2.4 Elect Director Robert McLeish For For Management
2.5 Elect Director Andrew Molson For For Management
2.6 Elect Director A. Murray Sinclair For For Management
2.7 Elect Director K. Barry Sparks For For Management
--------------------------------------------------------------------------------
FAIRFAX FINANCIAL HOLDINGS LIMITED
Ticker: FFH Security ID: 303901102
Meeting Date: APR 20, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony F. Griffiths For For Management
1.2 Elect Director Robert J. Gunn For For Management
1.3 Elect Director Alan D. Horn For For Management
1.4 Elect Director Karen L. Jurjevich For For Management
1.5 Elect Director John R.V. Palmer For For Management
1.6 Elect Director Timothy R. Price For For Management
1.7 Elect Director Brandon W. Sweitzer For For Management
1.8 Elect Director Lauren C. Templeton For For Management
1.9 Elect Director Benjamin P. Watsa For For Management
1.10 Elect Director V. Prem Watsa For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GAMCO INVESTORS, INC.
Ticker: GBL Security ID: 361438104
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edwin L. Artzt For For Management
1.2 Elect Director Raymond C. Avansino, Jr. For For Management
1.3 Elect Director Leslie B. Daniels For For Management
1.4 Elect Director Mario J. Gabelli For Withhold Management
1.5 Elect Director Eugene R. McGrath For For Management
1.6 Elect Director Robert S. Prather, Jr. For For Management
1.7 Elect Director Elisa M. Wilson For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Approve the Issuance of Shares to For Against Management
Mario J. Gabelli
4 Amend Omnibus Stock Plan For Against Management
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
7 Reclassification of Class B Stock For For Management
--------------------------------------------------------------------------------
IHS MARKIT LTD.
Ticker: INFO Security ID: G47567105
Meeting Date: APR 05, 2017 Meeting Type: Annual
Record Date: FEB 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ruann F. Ernst For For Management
1.2 Elect Director William E. Ford For For Management
1.3 Elect Director Balakrishnan S. Iyer For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
INTERCONTINENTAL EXCHANGE, INC.
Ticker: ICE Security ID: 45866F104
Meeting Date: OCT 12, 2016 Meeting Type: Special
Record Date: AUG 24, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
INTERCONTINENTAL EXCHANGE, INC.
Ticker: ICE Security ID: 45866F104
Meeting Date: MAY 19, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ann M. Cairns For For Management
1b Elect Director Charles R. Crisp For For Management
1c Elect Director Duriya M. Farooqui For For Management
1d Elect Director Jean-Marc Forneri For For Management
1e Elect Director The Right Hon. the Lord For For Management
Hague of Richmond
1f Elect Director Fred W. Hatfield For For Management
1g Elect Director Thomas E. Noonan For For Management
1h Elect Director Frederic V. Salerno For For Management
1i Elect Director Jeffrey C. Sprecher For For Management
1j Elect Director Judith A. Sprieser For For Management
1k Elect Director Vincent Tese For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Omnibus Stock Plan For For Management
5 Amend Non-Employee Director Omnibus For For Management
Stock Plan
6 Amend Articles For For Management
7 Amend Bylaws For For Management
8 Ratify Ernst & Young LLP as Auditors For For Management
9 Report on Assessing Environmental, Against Against Shareholder
Social and Governance Market Disclosure
--------------------------------------------------------------------------------
JSE LTD
Ticker: JSE Security ID: S4254A102
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAY 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
31 December 2016
2.1 Re-elect Nonkululeko Nyembezi-Heita as For For Management
Director
2.2 Re-elect Nicky Newton-King as Director For For Management
2.3 Re-elect Dr Michael Jordaan as Director For For Management
2.4 Re-elect Anton Botha as a Director For For Management
2.5 Re-elect Andile Mazwai as a Director For For Management
2.6 Re-elect Nigel Payne as Director For For Management
3 Appoint EY South Africa as Auditors of For For Management
the Company
4.1 Re-elect Nigel Payne as Chairman of For For Management
the Audit Committee
4.2 Re-elect Anton Botha as Member of the For For Management
Audit Committee
4.3 Re-elect Dr Suresh Kana as Member of For For Management
the Audit Committee
4.4 Re-elect Nomavuso Mnxasana as Member For For Management
of the Audit Committee
5 Approve Remuneration Policy For For Management
6 Approve Implementation of the For For Management
Remuneration Policy
7 Authorise Ratification of Approved For For Management
Resolutions
1 Authorise Repurchase of Issued Share For For Management
Capital
2.1 Approve Adjustments to Non-executive For For Management
Director Emoluments for 2017
2.2 Approve Non-Executive Director For For Management
Emoluments for Chairman and Members of
the Group Social and Ethics Committee
for 2017
--------------------------------------------------------------------------------
LADENBURG THALMANN FINANCIAL SERVICES INC.
Ticker: LTS Security ID: 50575Q102
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry C. Beinstein For For Management
1.2 Elect Director Phillip Frost For Withhold Management
1.3 Elect Director Brian S. Genson For For Management
1.4 Elect Director Saul Gilinski For For Management
1.5 Elect Director Richard M. Krasno For For Management
1.6 Elect Director Richard J. Lampen For For Management
1.7 Elect Director Howard M. Lorber For Withhold Management
1.8 Elect Director Jeffrey S. Podell For For Management
1.9 Elect Director Jacqueline M. Simkin For For Management
1.10 Elect Director Mark Zeitchick For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify EisnerAmper LLP as Auditors For For Management
--------------------------------------------------------------------------------
LONDON STOCK EXCHANGE GROUP PLC
Ticker: LSE Security ID: G5689U103
Meeting Date: JUL 04, 2016 Meeting Type: Special
Record Date: JUN 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Deutsche Borse Acquisition For For Management
by HoldCo in Connection with the Merger
2 Authorise Directors to Implement the For For Management
Scheme and Amend Articles of
Association
--------------------------------------------------------------------------------
LONDON STOCK EXCHANGE GROUP PLC
Ticker: LSE Security ID: G5689U103
Meeting Date: JUL 04, 2016 Meeting Type: Court
Record Date: JUN 30, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
MARKEL CORPORATION
Ticker: MKL Security ID: 570535104
Meeting Date: MAY 15, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Alfred Broaddus, Jr. For For Management
1.2 Elect Director K. Bruce Connell For For Management
1.3 Elect Director Douglas C. Eby For For Management
1.4 Elect Director Thomas S. Gayner For For Management
1.5 Elect Director Stewart M. Kasen For For Management
1.6 Elect Director Alan I. Kirshner For For Management
1.7 Elect Director Lemuel E. Lewis For For Management
1.8 Elect Director Anthony F. Markel For For Management
1.9 Elect Director Steven A. Markel For For Management
1.10 Elect Director Darrell D. Martin For For Management
1.11 Elect Director Michael O'Reilly For For Management
1.12 Elect Director Michael J. Schewel For For Management
1.13 Elect Director Jay M. Weinberg For For Management
1.14 Elect Director Richard R. Whitt, III For For Management
1.15 Elect Director Debora J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
MARKIT LTD.
Ticker: MRKT Security ID: G58249106
Meeting Date: JUL 11, 2016 Meeting Type: Special
Record Date: JUN 10, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Amend Bylaws For For Management
3 Change Company Name to IHS Markit Ltd. For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 27, 2017 Meeting Type: Annual
Record Date: APR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard Haythornthwaite For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director Silvio Barzi For For Management
1d Elect Director David R. Carlucci For For Management
1e Elect Director Steven J. Freiberg For For Management
1f Elect Director Julius Genachowski For For Management
1g Elect Director Merit E. Janow For For Management
1h Elect Director Nancy J. Karch For For Management
1i Elect Director Oki Matsumoto For For Management
1j Elect Director Rima Qureshi For For Management
1k Elect Director Jose Octavio Reyes For For Management
Lagunes
1l Elect Director Jackson Tai For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Report on Gender Pay Gap Against Against Shareholder
--------------------------------------------------------------------------------
NASDAQ, INC.
Ticker: NDAQ Security ID: 631103108
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Melissa M. Arnoldi For For Management
1b Elect Director Charlene T. Begley For For Management
1c Elect Director Steven D. Black For For Management
1d Elect Director Adena T. Friedman For For Management
1e Elect Director Glenn H. Hutchins For For Management
1f Elect Director Essa Kazim For For Management
1g Elect Director Thomas A. Kloet For For Management
1h Elect Director Michael R. Splinter For For Management
1i Elect Director Lars R. Wedenborn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
NZX LIMITED
Ticker: NZX Security ID: Q7018C118
Meeting Date: JUN 30, 2017 Meeting Type: Annual
Record Date: JUN 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize the Board to Fix For For Management
Remuneration of the Auditors
2 Elect Frank Aldridge as Director For For Management
3 Elect Richard Bodman as Director For For Management
4 Elect Patrick Strange as Director For For Management
5 Elect Tony Falkenstein as Director Against Against Shareholder
--------------------------------------------------------------------------------
ONEX CORPORATION
Ticker: OCX Security ID: 68272K103
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
2 Authorize Board to Fix Remuneration of For For Management
Auditors
3.1 Elect Director William A. Etherington For For Management
3.2 Elect Director Peter C. Godsoe For For Management
3.3 Elect Director Mitchell Goldhar For For Management
3.4 Elect Director Arianna Huffington For For Management
3.5 Elect Director Arni C. Thorsteinson For For Management
--------------------------------------------------------------------------------
OTC MARKETS GROUP INC.
Ticker: OTCM Security ID: 67106F108
Meeting Date: DEC 15, 2016 Meeting Type: Annual
Record Date: NOV 17, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gary Baddeley For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SENVEST CAPITAL INC.
Ticker: SEC Security ID: 81731L109
Meeting Date: JUN 05, 2017 Meeting Type: Annual
Record Date: MAY 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald G. Assaf For For Management
1.2 Elect Director David E. Basner For For Management
1.3 Elect Director Frank Daniel For Withhold Management
1.4 Elect Director Jeffrey Jonas For For Management
1.5 Elect Director Richard Mashaal For Withhold Management
1.6 Elect Director Victor Mashaal For Withhold Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
SILVER WHEATON CORP.
Ticker: SLW Security ID: 828336107
Meeting Date: MAY 10, 2017 Meeting Type: Annual/Special
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
a1 Elect Director George L. Brack For For Management
a2 Elect Director John A. Brough For For Management
a3 Elect Director R. Peter Gillin For For Management
a4 Elect Director Chantal Gosselin For For Management
a5 Elect Director Douglas M. Holtby For For Management
a6 Elect Director Charles A. Jeannes For For Management
a7 Elect Director Eduardo Luna For For Management
a8 Elect Director Randy V. J. Smallwood For For Management
b Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
c Change Company Name to Wheaton For For Management
Precious Metals Corp.
d Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
SPROTT INC.
Ticker: SII Security ID: 852066109
Meeting Date: MAY 10, 2017 Meeting Type: Annual/Special
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ronald Dewhurst For For Management
1b Elect Director Marc Faber For For Management
1c Elect Director Peter Grosskopf For For Management
1d Elect Director Jack C. Lee For For Management
1e Elect Director Sharon Ranson For For Management
1f Elect Director James T. Roddy For For Management
1g Elect Director Arthur Richards "Rick" For For Management
Rule IV
1h Elect Director Rosemary Zigrossi For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Re-approve Stock Option Plan For For Management
4 Re-approve Employee Profit Sharing Plan For Against Management
5 Re-approve Equity Incentive Plan for U. For Against Management
S. Service Providers
--------------------------------------------------------------------------------
TEXAS PACIFIC LAND TRUST
Ticker: TPL Security ID: 882610108
Meeting Date: JAN 12, 2017 Meeting Type: Special
Record Date: DEC 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David E. Barry For Withhold Management
--------------------------------------------------------------------------------
THE HOWARD HUGHES CORPORATION
Ticker: HHC Security ID: 44267D107
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William A. Ackman For For Management
1.2 Elect Director Adam Flatto For For Management
1.3 Elect Director Jeffrey Furber For For Management
1.4 Elect Director Allen Model For For Management
1.5 Elect Director R. Scot Sellers For For Management
1.6 Elect Director Steven Shepsman For For Management
1.7 Elect Director Burton M. Tansky For For Management
1.8 Elect Director Mary Ann Tighe For For Management
1.9 Elect Director David R. Weinreb For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Approve Issuance of Warrants For For Management
6 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TROPICANA ENTERTAINMENT INC.
Ticker: TPCA Security ID: 89708X105
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel A. Cassella For For Management
1.2 Elect Director Hunter C. Gary For Withhold Management
1.3 Elect Director Carl C. Icahn For Withhold Management
1.4 Elect Director William A. Leidesdorf For For Management
1.5 Elect Director Daniel H. Scott For For Management
1.6 Elect Director Anthony P. Rodio For Withhold Management
1.7 Elect Director Keith Cozza For Withhold Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 31, 2017 Meeting Type: Annual
Record Date: DEC 02, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd A. Carney For For Management
1b Elect Director Mary B. Cranston For For Management
1c Elect Director Francisco Javier For For Management
Fernandez-Carbajal
1d Elect Director Gary A. Hoffman For For Management
1e Elect Director Alfred F. Kelly, Jr. For For Management
1f Elect Director Robert W. Matschullat For For Management
1g Elect Director Suzanne Nora Johnson For For Management
1h Elect Director John A.C. Swainson For For Management
1i Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
========================== Kinetics Medical Portfolio ==========================
ABBVIE INC.
Ticker: ABBV Security ID: 00287Y109
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: MAR 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Edward M. Liddy For For Management
1.3 Elect Director Melody B. Meyer For For Management
1.4 Elect Director Frederick H. Waddell For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
AGENUS INC.
Ticker: AGEN Security ID: 00847G705
Meeting Date: JUN 28, 2017 Meeting Type: Annual
Record Date: MAY 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Garo H. Armen For For Management
1.2 Elect Director Ulf Wiinberg For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
ALBANY MOLECULAR RESEARCH, INC.
Ticker: AMRI Security ID: 012423109
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth P. Hagen For For Management
1.2 Elect Director Anthony J. Maddaluna For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ALKERMES PLC
Ticker: ALKS Security ID: G01767105
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul J. Mitchell For For Management
1.2 Elect Director Richard F. Pops For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Amend Omnibus Stock Plan For For Management
5 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights
6 Adjourn Meeting For Against Management
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
ARENA PHARMACEUTICALS, INC.
Ticker: ARNA Security ID: 040047102
Meeting Date: JUN 13, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott H. Bice For For Management
1.2 Elect Director Jayson Dallas For For Management
1.3 Elect Director Oliver Fetzer For For Management
1.4 Elect Director Amit D. Munshi For For Management
1.5 Elect Director Garry A. Neil For For Management
1.6 Elect Director Tina S. Nova For For Management
1.7 Elect Director Phillip M. Schneider For For Management
1.8 Elect Director Christine A. White For For Management
1.9 Elect Director Randall E. Woods For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Reverse Stock Split For For Management
5 Reduce Authorized Common Stock For For Management
6 Approve Omnibus Stock Plan For For Management
7 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ASTRAZENECA PLC
Ticker: AZN Security ID: 046353108
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends For For Management
3 Appoint PricewaterhouseCoopers LLP as For For Management
Auditors
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5a Re-elect Leif Johansson as Director For For Management
5b Re-elect Pascal Soriot as Director For For Management
5c Re-elect Marc Dunoyer as Director For For Management
5d Re-elect Genevieve Berger as Director For For Management
5e Elect Philip Broadley as Director For For Management
5f Re-elect Bruce Burlington as Director For For Management
5g Re-elect Graham Chipchase as Director For For Management
5h Re-elect Rudy Markham as Director For For Management
5i Re-elect Shriti Vadera as Director For For Management
5j Re-elect Marcus Wallenberg as Director For For Management
6 Approve Remuneration Report For Against Management
7 Approve Remuneration Policy For For Management
8 Approve EU Political Donations and For For Management
Expenditure
9 Authorise Issue of Equity with For For Management
Pre-emptive Rights
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights
11 Authorise Market Purchase of Ordinary For For Management
Shares
12 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
BIOGEN INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 07, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alexander J. Denner For For Management
1b Elect Director Caroline D. Dorsa For For Management
1c Elect Director Nancy L. Leaming For For Management
1d Elect Director Richard C. Mulligan For For Management
1e Elect Director Robert W. Pangia For For Management
1f Elect Director Stelios Papadopoulos For For Management
1g Elect Director Brian S. Posner For For Management
1h Elect Director Eric K. Rowinsky For For Management
1i Elect Director Lynn Schenk For For Management
1j Elect Director Stephen A. Sherwin For For Management
1k Elect Director Michel Vounatsos For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Peter J. Arduini For For Management
1B Elect Director Robert J. Bertolini For For Management
1C Elect Director Giovanni Caforio For For Management
1D Elect Director Matthew W. Emmens For For Management
1E Elect Director Laurie H. Glimcher For For Management
1F Elect Director Michael Grobstein For For Management
1G Elect Director Alan J. Lacy For For Management
1H Elect Director Dinesh C. Paliwal For For Management
1I Elect Director Theodore R. Samuels For For Management
1J Elect Director Gerald L. Storch For For Management
1K Elect Director Vicki L. Sato For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Ratify Deloitte & Touche LLP as For For Management
Auditors
7 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
CELGENE CORPORATION
Ticker: CELG Security ID: 151020104
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Hugin For For Management
1.2 Elect Director Mark J. Alles For For Management
1.3 Elect Director Richard W. Barker For For Management
1.4 Elect Director Michael W. Bonney For For Management
1.5 Elect Director Michael D. Casey For Withhold Management
1.6 Elect Director Carrie S. Cox For For Management
1.7 Elect Director Michael A. Friedman For Withhold Management
1.8 Elect Director Julia A. Haller For For Management
1.9 Elect Director Gilla S. Kaplan For Withhold Management
1.10 Elect Director James J. Loughlin For For Management
1.11 Elect Director Ernest Mario For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Provide For Confidential Running Vote Against Against Shareholder
Tallies On Executive Pay Matters
--------------------------------------------------------------------------------
CELLDEX THERAPEUTICS, INC.
Ticker: CLDX Security ID: 15117B103
Meeting Date: JUN 15, 2017 Meeting Type: Annual
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Ellberger For For Management
1.2 Elect Director Anthony S. Marucci For For Management
1.3 Elect Director Keith L. Brownlie For For Management
1.4 Elect Director Herbert J. Conrad For For Management
1.5 Elect Director James J. Marino For For Management
1.6 Elect Director Gerald McMahon For For Management
1.7 Elect Director Harry H. Penner, Jr. For For Management
1.8 Elect Director Karen L. Shoos For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Approve Issuance of Shares for a For For Management
Private Placement
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CODEXIS, INC.
Ticker: CDXS Security ID: 192005106
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas R. Baruch For For Management
1.2 Elect Director Pam P. Cheng For For Management
1.3 Elect Director Patrick Y. Yang For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: MAY 01, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Eskew For Against Management
1b Elect Director William G. Kaelin, Jr. For For Management
1c Elect Director John C. Lechleiter For For Management
1d Elect Director David A. Ricks For For Management
1e Elect Director Marschall S. Runge For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Amend Deferred Compensation Plan For For Management
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John F. Cogan For For Management
1b Elect Director Kelly A. Kramer For For Management
1c Elect Director Kevin E. Lofton For For Management
1d Elect Director John C. Martin For For Management
1e Elect Director John F. Milligan For For Management
1f Elect Director Nicholas G. Moore For For Management
1g Elect Director Richard J. Whitley For For Management
1h Elect Director Gayle E. Wilson For For Management
1i Elect Director Per Wold-Olsen For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Provide Right to Act by Written Consent Against For Shareholder
7 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC
Ticker: GSK Security ID: 37733W105
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Elect Emma Walmsley as Director For For Management
5 Elect Dr Vivienne Cox as Director For For Management
6 Elect Dr Patrick Vallance as Director For For Management
7 Re-elect Philip Hampton as Director For For Management
8 Re-elect Sir Roy Anderson as Director For For Management
9 Re-elect Vindi Banga as Director For For Management
10 Re-elect Simon Dingemans as Director For For Management
11 Re-elect Lynn Elsenhans as Director For For Management
12 Re-elect Dr Jesse Goodman as Director For For Management
13 Re-elect Judy Lewent as Director For For Management
14 Re-elect Urs Rohner as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise the Audit & Risk Committee For For Management
to Fix Remuneration of Auditors
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity with For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Approve the Exemption from Statement For For Management
of the Name of the Senior Statutory
Auditor in Published Copies of the
Auditors' Reports
23 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
24 Approve Performance Share Plan For For Management
25 Approve Deferred Annual Bonus Plan For For Management
--------------------------------------------------------------------------------
IMMUNE PHARMACEUTICALS INC.
Ticker: IMNP Security ID: 45254C101
Meeting Date: DEC 20, 2016 Meeting Type: Annual
Record Date: OCT 21, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify BDO USA, LLP as Auditors For For Management
2 Amend Omnibus Stock Plan For For Management
3.1 Elect Director Daniel Gedeon Teper For Withhold Management
3.2 Elect Director John Neczesny For For Management
4 Approve Reverse Stock Split For For Management
--------------------------------------------------------------------------------
IONIS PHARMACEUTICALS, INC.
Ticker: IONS Security ID: 462222100
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Spencer R. Berthelsen For For Management
1.2 Elect Director B. Lynne Parshall For For Management
1.3 Elect Director Joseph H. Wender For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary C. Beckerle For For Management
1b Elect Director D. Scott Davis For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Alex Gorsky For For Management
1e Elect Director Mark B. McClellan For For Management
1f Elect Director Anne M. Mulcahy For For Management
1g Elect Director William D. Perez For For Management
1h Elect Director Charles Prince For For Management
1i Elect Director A. Eugene Washington For For Management
1j Elect Director Ronald A. Williams For For Management
2 Advisory Vote on Say on Pay Frequency One Year One Year Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
LONZA GROUP LTD.
Ticker: LONN Security ID: H50524133
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Discharge of Board and Senior For For Management
Management
4 Approve Allocation of Income and For For Management
Dividends of CHF 2.75 per Share
5.1a Reelect Patrick Aebischer as Director For For Management
5.1b Reelect Werner Bauer as Director For For Management
5.1c Reelect Jean-Daniel Gerber as Director For For Management
5.1d Reelect Christoph Maeder as Director For For Management
5.1e Reelect Barbara Richmond as Director For For Management
5.1f Reelect Margot Scheltema as Director For For Management
5.1g Reelect Rolf Soiron as Director For For Management
5.1h Reelect Juergen Steinemann as Director For For Management
5.1i Reelect Antonio Trius as Director For For Management
5.2 Elect Albert Baehny as Director For For Management
5.3 Elect Rolf Soiron as Board Chairman For For Management
5.4a Appoint Jean-Daniel Gerber as Member For For Management
of the Nomination and Compensation
Committee
5.4b Appoint Christoph Maeder as Member of For For Management
the Nomination and Compensation
Committee
5.4c Appoint Juergen Steinemann as Member For For Management
of the Nomination and Compensation
Committee
6 Ratify KPMG AG as Auditors For For Management
7 Designate Daniel Pluess as Independent For For Management
Proxy
8 Approve Remuneration of Directors in For For Management
the Amount of CHF 3 Million
9.1 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 5 Million
9.2 Approve Variable Short-Term For For Management
Remuneration of Executive Committee in
the Amount of CHF 4.3 Million
9.3 Approve Variable Long-Term For For Management
Remuneration of Executive Committee in
the Amount of CHF 6.8 Million
10 Approve CHF 22 Million Share Capital For For Management
Increase Via the Issuance of New
Shares with Preemptive Rights
11 Approve Creation of CHF 7.5 Million For For Management
Pool of Authorized Capital without
Preemptive Rights
12 Approve CHF 2.5 Million Increase in For For Management
Pool of Conditional Capital without
Preemptive Rights
13 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
MADRIGAL PHARMACEUTICALS, INC.
Ticker: MDGL Security ID: 558868105
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: MAY 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul A. Friedman For For Management
1.2 Elect Director Kenneth M. Bate For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Pamela J. Craig For For Management
1d Elect Director Kenneth C. Frazier For For Management
1e Elect Director Thomas H. Glocer For For Management
1f Elect Director Rochelle B. Lazarus For For Management
1g Elect Director John H. Noseworthy For For Management
1h Elect Director Carlos E. Represas For For Management
1i Elect Director Paul B. Rothman For For Management
1j Elect Director Patricia F. Russo For For Management
1k Elect Director Craig B. Thompson For For Management
1l Elect Director Wendell P. Weeks For For Management
1m Elect Director Peter C. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Require Independent Board Chairman Against For Shareholder
6 Adopt Holy Land Principles Against Against Shareholder
7 Report on Risks of Doing Business in Against For Shareholder
Conflict-Affected Areas
8 Report on Board Oversight of Product Against Against Shareholder
Safety and Quality
--------------------------------------------------------------------------------
MERRIMACK PHARMACEUTICALS, INC.
Ticker: MACK Security ID: 590328100
Meeting Date: MAR 30, 2017 Meeting Type: Special
Record Date: JAN 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale of Company Assets For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: 66987V109
Meeting Date: FEB 28, 2017 Meeting Type: Annual
Record Date: JAN 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.75 per Share
4 Approve CHF 5.14 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
5.1 Approve Maximum Remuneration of For For Management
Directors in the Amount of CHF 8.5
Million
5.2 Approve Maximum Remuneration of For For Management
Executive Committee in the Amount of
CHF 99 Million
5.3 Approve Remuneration Report For Against Management
(Non-Binding)
6.1 Reelect Joerg Reinhardt as Director For For Management
and Chairman
6.2 Reelect Nancy C. Andrews as Director For For Management
6.3 Reelect Dimitri Azar as Director For For Management
6.4 Reelect Ton Buechner as Director For For Management
6.5 Reelect Srikant Datar as Director For For Management
6.6 Reelect Elizabeth Doherty as Director For For Management
6.7 Reelect Ann Fudge as Director For For Management
6.8 Reelect Pierre Landolt as Director For For Management
6.9 Reelect Andreas von Planta as Director For For Management
6.10 Reelect Charles L. Sawyers as Director For For Management
6.11 Reelect Enrico Vanni as Director For For Management
6.12 Reelect William T. Winters as Director For For Management
6.13 Elect Frans van Houten as Director For For Management
7.1 Appoint Srikant Datar as Member of the For For Management
Compensation Committee
7.2 Appoint Ann Fudge as Member of the For For Management
Compensation Committee
7.3 Appoint Enrico Vanni as Member of the For For Management
Compensation Committee
7.4 Appoint William T. Winters as Member For For Management
of the Compensation Committee
8 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
9 Designate Peter Andreas Zahn as For For Management
Independent Proxy
10 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
ONCONOVA THERAPEUTICS, INC.
Ticker: ONTX Security ID: 68232V306
Meeting Date: MAY 17, 2017 Meeting Type: Annual
Record Date: APR 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry S. Bienen For For Management
1.2 Elect Director Jerome E. Groopman For For Management
1.3 Elect Director Michael B. Hoffman For For Management
1.4 Elect Director Ramesh Kumar For For Management
1.5 Elect Director James J. Marino For For Management
1.6 Elect Director Viren Mehta For For Management
1.7 Elect Director E. Premkumar Reddy For For Management
1.8 Elect Director Jack E. Stover For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PACIFIC BIOSCIENCES OF CALIFORNIA, INC.
Ticker: PACB Security ID: 69404D108
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Milligan For For Management
1.2 Elect Director Lucy Shapiro For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Require a Majority Vote for the None For Shareholder
Election of Directors
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: FEB 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director Ronald E. Blaylock For For Management
1.3 Elect Director W. Don Cornwell For For Management
1.4 Elect Director Joseph J. Echevarria For For Management
1.5 Elect Director Frances D. Fergusson For For Management
1.6 Elect Director Helen H. Hobbs For For Management
1.7 Elect Director James M. Kilts For For Management
1.8 Elect Director Shantanu Narayen For For Management
1.9 Elect Director Suzanne Nora Johnson For For Management
1.10 Elect Director Ian C. Read For For Management
1.11 Elect Director Stephen W. Sanger For For Management
1.12 Elect Director James C. Smith For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Adopt Holy Land Principles Against Against Shareholder
6 Amend Bylaws - Call Special Meetings Against For Shareholder
7 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
PROGENICS PHARMACEUTICALS, INC.
Ticker: PGNX Security ID: 743187106
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter J. Crowley For For Management
1.2 Elect Director Mark R. Baker For For Management
1.3 Elect Director Bradley L. Campbell For For Management
1.4 Elect Director Karen J. Ferrante For For Management
1.5 Elect Director Michael D. Kishbauch For For Management
1.6 Elect Director David A. Scheinberg For For Management
1.7 Elect Director Nicole S. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SANOFI
Ticker: SAN Security ID: 80105N105
Meeting Date: MAY 10, 2017 Meeting Type: Annual/Special
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.96 per Share
4 Approve Auditors' Special Report on For For Management
New Related-Party Transactions
5 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 1.750
Million
6 Reelect Fabienne Lecorvaisier as For For Management
Director
7 Elect Bernard Charles as Director For For Management
8 Elect Melanie Lee as Director For For Management
9 Approve Remuneration Policy for For For Management
Chairman of the Board
10 Approve Remuneration Policy for CEO For For Management
11 Non-Binding Vote on Compensation of For For Management
Serge Weinberg, Chairman of the Board
12 Non-Binding Vote on Compensation of For For Management
Olivier Brandicourt, CEO
13 Renew Appointment of For For Management
PricewaterhouseCoopers Audit as Auditor
14 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
1 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1.289 Billion
2 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 240 Million
3 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 240 Million
4 Approve Issuance of Debt Securities For For Management
Giving Access to New Shares of
Subsidiaries and/or Existing Shares
and/or Debt Securities, up to
Aggregate Amount of EUR 7 Billion
5 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
6 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
7 Authorize Capitalization of Reserves For For Management
of Up to EUR 500 Million for Bonus
Issue or Increase in Par Value
8 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
9 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
10 Amend Article 11 of Bylaws Re: Board For For Management
of Directors
11 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SHIRE PLC
Ticker: SHP Security ID: 82481R106
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Dominic Blakemore as Director For For Management
4 Re-elect Olivier Bohuon as Director For For Management
5 Re-elect William Burns as Director For For Management
6 Elect Ian Clark as Director For For Management
7 Elect Gail Fosler as Director For For Management
8 Re-elect Steven Gillis as Director For For Management
9 Re-elect David Ginsburg as Director For For Management
10 Re-elect Susan Kilsby as Director For For Management
11 Re-elect Sara Mathew as Director For For Management
12 Re-elect Anne Minto as Director For For Management
13 Re-elect Flemming Ornskov as Director For For Management
14 Re-elect Jeffrey Poulton as Director For For Management
15 Elect Albert Stroucken as Director For For Management
16 Reappoint Deloitte LLP as Auditors For For Management
17 Authorise the Audit, Compliance & Risk For For Management
Committee to Fix Remuneration of
Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Adopt New Articles of Association For For Management
23 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
SYNTA PHARMACEUTICALS CORP.
Ticker: SNTA Security ID: 87162T206
Meeting Date: JUL 21, 2016 Meeting Type: Annual
Record Date: MAY 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Approve Reverse Stock Split For For Management
3 Amend Omnibus Stock Plan For Against Management
4.1 Elect Director Bruce Kovner For For Management
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
6 Advisory Vote on Golden Parachutes For For Management
7 Ratify Ernst & Young LLP as Auditors For For Management
8 Adjourn Meeting For For Management
========================= Kinetics Paradigm Portfolio ==========================
ASSOCIATED CAPITAL GROUP, INC.
Ticker: AC Security ID: 045528106
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Bready For For Management
1.2 Elect Director Mario J. Gabelli For Withhold Management
1.3 Elect Director Douglas R. Jamieson For For Management
1.4 Elect Director Daniel R. Lee For For Management
1.5 Elect Director Bruce M. Lisman For For Management
1.6 Elect Director Frederic V. Salerno For For Management
1.7 Elect Director Salvatore F. Sodano For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ATLAS ENERGY GROUP, LLC
Ticker: ATLS Security ID: 04929Q102
Meeting Date: JUL 11, 2016 Meeting Type: Annual
Record Date: MAY 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark C. Biderman For Withhold Management
1.2 Elect Director DeAnn Craig For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
AUTONATION, INC.
Ticker: AN Security ID: 05329W102
Meeting Date: APR 19, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mike Jackson For For Management
1.2 Elect Director Rick L. Burdick For For Management
1.3 Elect Director Tomago Collins For For Management
1.4 Elect Director David B. Edelson For For Management
1.5 Elect Director Karen C. Francis For For Management
1.6 Elect Director Robert R. Grusky For For Management
1.7 Elect Director Kaveh Khosrowshahi For For Management
1.8 Elect Director Michael Larson For For Management
1.9 Elect Director G. Mike Mikan For For Management
1.10 Elect Director Alison H. Rosenthal For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BOLLORE
Ticker: BOL Security ID: F10659260
Meeting Date: JUN 01, 2017 Meeting Type: Annual/Special
Record Date: MAY 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Directors
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.06 per Share
4 Approve Stock Dividend Program (Cash For For Management
or New Shares)
5 Authorize Board to Provide an Advance For For Management
on Payment of Dividend for Fiscal Year
(New Shares)
6 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
7 Reelect Marie Bollore as Director For Against Management
8 Reelect Celine Merle-Beral as Director For Against Management
9 Reelect Martine Studer as Director For For Management
10 Acknowledge End of Mandate of Michel For For Management
Roussin, as Censor
11 Approve Remuneration of Directors in For Against Management
the Aggregate Amount of EUR 1.2 Million
12 Authorize Repurchase of Up to 10 For Against Management
Percent of Issued Share Capital
13 Non-Binding Vote on Compensation of For Against Management
Vincent Bollore, Chairman and CEO
14 Non-Binding Vote on Compensation of For Against Management
Cyrille Bollore, Vice-CEO
15 Approve Remuneration Policy of Vincent For Against Management
Bollore, CEO and Chairman
16 Approve Remuneration Policy of Cyrille For Against Management
Bollore, Vice-CEO
17 Authorize Filing of Required For For Management
Documents/Other Formalities
1 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 200 Million
2 Authorize Capitalization of Reserves For Against Management
of Up to EUR 200 Million for Bonus
Issue or Increase in Par Value
3 Authorize Capital Increase of up to 10 For Against Management
Percent of Issued Capital for
Contributions in Kind
4 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
5 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
6 Authorize up to 5 Percent of Issued For Against Management
Capital for Use in Stock Option Plans
7 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
BROOKFIELD ASSET MANAGEMENT INC.
Ticker: BAM.A Security ID: 112585104
Meeting Date: JUN 16, 2017 Meeting Type: Annual
Record Date: MAY 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Elyse Allan For For Management
1.2 Elect Director Angela F. Braly For For Management
1.3 Elect Director Murilo Ferreira For For Management
1.4 Elect Director Frank J. McKenna For For Management
1.5 Elect Director Rafael Miranda For For Management
1.6 Elect Director Youssef A. Nasr For For Management
1.7 Elect Director Seek Ngee Huat For For Management
1.8 Elect Director Diana L. Taylor For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
BROWN-FORMAN CORPORATION
Ticker: BF.A Security ID: 115637100
Meeting Date: JUL 28, 2016 Meeting Type: Annual
Record Date: JUN 20, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick For For Management
Bousquet-Chavanne
1.2 Elect Director Campbell P. Brown For Against Management
1.3 Elect Director Geo. Garvin Brown, IV For Against Management
1.4 Elect Director Stuart R. Brown For Against Management
1.5 Elect Director Bruce L. Byrnes For For Management
1.6 Elect Director John D. Cook For For Management
1.7 Elect Director Marshall B. Farrer For Against Management
1.8 Elect Director Laura L. Frazier For Against Management
1.9 Elect Director Augusta Brown Holland For Against Management
1.10 Elect Director Michael J. Roney For For Management
1.11 Elect Director Michael A. Todman For For Management
1.12 Elect Director Paul C. Varga For Against Management
2 Increase Authorized Class A Common For Against Management
Stock
--------------------------------------------------------------------------------
CANADIAN NATURAL RESOURCES LIMITED
Ticker: CNQ Security ID: 136385101
Meeting Date: MAY 04, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Catherine M. Best, N. Murray For For Management
Edwards, Timothy W. Faithfull, Gary A.
Filmon, Christopher L. Fong, Gordon D.
Giffin, Wilfred A. Gobert, Steve W.
Laut, Frank J. McKenna, David A. Tuer,
and Annette M. Verschuren as Directors
1.1 Elect Director Catherine M. Best For For Management
1.2 Elect Director N. Murray Edwards For For Management
1.3 Elect Director Timothy W. Faithfull For For Management
1.4 Elect Director Gary A. Filmon For For Management
1.5 Elect Director Christopher L. Fong For For Management
1.6 Elect Director Gordon D. Giffin For For Management
1.7 Elect Director Wilfred A. Gobert For For Management
1.8 Elect Director Steve W. Laut For For Management
1.9 Elect Director Frank J. McKenna For For Management
1.10 Elect Director David A. Tuer For For Management
1.11 Elect Director Annette M. Verschuren For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
CBOE HOLDINGS, INC.
Ticker: CBOE Security ID: 12503M108
Meeting Date: JAN 17, 2017 Meeting Type: Special
Record Date: DEC 09, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CBOE HOLDINGS, INC.
Ticker: CBOE Security ID: 12503M108
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward T. Tilly For For Management
1.2 Elect Director James R. Boris For For Management
1.3 Elect Director Frank E. English, Jr. For For Management
1.4 Elect Director William M. Farrow, III For For Management
1.5 Elect Director Edward J. Fitzpatrick For For Management
1.6 Elect Director Janet P. Froetscher For For Management
1.7 Elect Director Jill R. Goodman For For Management
1.8 Elect Director Christopher T. Mitchell For For Management
1.9 Elect Director Roderick A. Palmore For For Management
1.10 Elect Director Joseph P. Ratterman For For Management
1.11 Elect Director Michael L. Richter For For Management
1.12 Elect Director Samuel K. Skinner For For Management
1.13 Elect Director Carole E. Stone For For Management
1.14 Elect Director Eugene S. Sunshine For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CLARKSON PLC
Ticker: CKN Security ID: G21840106
Meeting Date: MAY 12, 2017 Meeting Type: Annual
Record Date: MAY 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Remuneration Policy For Against Management
4 Approve Final Dividend For For Management
5 Re-elect James Hughes-Hallett as For For Management
Director
6 Re-elect Andrew Case as Director For For Management
7 Re-elect Peter Anker as Director For For Management
8 Re-elect Jeffrey Woyda as Director For For Management
9 Re-elect Peter Backhouse as Director For For Management
10 Re-elect Birger Nergaard as Director For For Management
11 Re-elect Edmond Warner as Director For For Management
12 Elect Marie-Louise Clayton as Director For For Management
13 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
COMMERCEHUB, INC.
Ticker: CHUBA Security ID: 20084V108
Meeting Date: JUN 16, 2017 Meeting Type: Annual
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Cattini For For Management
1.2 Elect Director David Goldhill For For Management
1.3 Elect Director Chad Hollingsworth For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
CONTINENTAL RESOURCES, INC.
Ticker: CLR Security ID: 212015101
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William B. Berry For For Management
1.2 Elect Director James L. Gallogly For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Adopt Policy to Improve Board Diversity Against For Shareholder
--------------------------------------------------------------------------------
CRIMSON WINE GROUP, LTD.
Ticker: CWGL Security ID: 22662X100
Meeting Date: JUL 22, 2016 Meeting Type: Annual
Record Date: MAY 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Cumming For Withhold Management
1.2 Elect Director Ian M. Cumming For Withhold Management
1.3 Elect Director Joseph S. Steinberg For Withhold Management
1.4 Elect Director Avraham M. Neikrug For For Management
1.5 Elect Director Douglas M. Carlson For For Management
1.6 Elect Director Craig D. Williams For Withhold Management
1.7 Elect Director Francesca H. Schuler For For Management
2 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
DANAHER CORPORATION
Ticker: DHR Security ID: 235851102
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald J. Ehrlich For Against Management
1.2 Elect Director Linda Hefner Filler For For Management
1.3 Elect Director Robert J. Hugin For For Management
1.4 Elect Director Thomas P. Joyce, Jr. For For Management
1.5 Elect Director Teri List-Stoll For Against Management
1.6 Elect Director Walter G. Lohr, Jr. For For Management
1.7 Elect Director Mitchell P. Rales For For Management
1.8 Elect Director Steven M. Rales For For Management
1.9 Elect Director John T. Schwieters For Against Management
1.10 Elect Director Alan G. Spoon For For Management
1.11 Elect Director Raymond C. Stevens For For Management
1.12 Elect Director Elias A. Zerhouni For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Report on Goals to Reduce Greenhouse Against For Shareholder
Gas Emissions
--------------------------------------------------------------------------------
DISCOVERY COMMUNICATIONS, INC.
Ticker: DISCA Security ID: 25470F104
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert R. Bennett For Withhold Management
1.2 Elect Director John C. Malone For Withhold Management
1.3 Elect Director David M. Zaslav For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Assess Feasibility of Including Against For Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
6 Report on Steps Taken to Increase Against For Shareholder
Board Diversity
--------------------------------------------------------------------------------
DISH NETWORK CORPORATION
Ticker: DISH Security ID: 25470M109
Meeting Date: MAY 01, 2017 Meeting Type: Annual
Record Date: MAR 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George R. Brokaw For For Management
1.2 Elect Director James DeFranco For Withhold Management
1.3 Elect Director Cantey M. Ergen For Withhold Management
1.4 Elect Director Charles W. Ergen For Withhold Management
1.5 Elect Director Steven R. Goodbarn For For Management
1.6 Elect Director Charles M. Lillis For For Management
1.7 Elect Director Afshin Mohebbi For For Management
1.8 Elect Director David K. Moskowitz For Withhold Management
1.9 Elect Director Tom A. Ortolf For For Management
1.10 Elect Director Carl E. Vogel For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
DREAM UNLIMITED CORP.
Ticker: DRM Security ID: 26153M200
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Cooper For For Management
1.2 Elect Director Joanne Ferstman For For Management
1.3 Elect Director Richard N. Gateman For For Management
1.4 Elect Director Jane Gavan For For Management
1.5 Elect Director Ned Goodman For For Management
1.6 Elect Director Duncan Jackman For For Management
1.7 Elect Director Jennifer Lee Koss For For Management
1.8 Elect Director Vincenza Sera For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Trustee to Fix
Their Remuneration
3 Approve Performance Share Unit Plan For Against Management
--------------------------------------------------------------------------------
DUNDEE CORPORATION
Ticker: DC.A Security ID: 264901109
Meeting Date: JUN 05, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
2.1 Elect Director Virginia Gambale For For Management
2.2 Elect Director David Goodman For For Management
2.3 Elect Director Garth A. C. MacRae For For Management
2.4 Elect Director Robert McLeish For For Management
2.5 Elect Director Andrew Molson For For Management
2.6 Elect Director A. Murray Sinclair For For Management
2.7 Elect Director K. Barry Sparks For For Management
--------------------------------------------------------------------------------
ECHOSTAR CORPORATION
Ticker: SATS Security ID: 278768106
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: MAR 06, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Stanton Dodge For Withhold Management
1.2 Elect Director Michael T. Dugan For Withhold Management
1.3 Elect Director Charles W. Ergen For Withhold Management
1.4 Elect Director Anthony M. Federico For For Management
1.5 Elect Director Pradman P. Kaul For Withhold Management
1.6 Elect Director Tom A. Ortolf For For Management
1.7 Elect Director C. Michael Schroeder For For Management
1.8 Elect Director William David Wade For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Approve Omnibus Stock Plan For Against Management
6 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
7 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
EQUITY LIFESTYLE PROPERTIES, INC.
Ticker: ELS Security ID: 29472R108
Meeting Date: MAY 02, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip Calian For Withhold Management
1.2 Elect Director David Contis For Withhold Management
1.3 Elect Director Thomas Heneghan For For Management
1.4 Elect Director Tao Huang For Withhold Management
1.5 Elect Director Marguerite Nader For For Management
1.6 Elect Director Sheli Rosenberg For Withhold Management
1.7 Elect Director Howard Walker For For Management
1.8 Elect Director Matthew Williams For For Management
1.9 Elect Director William Young For Withhold Management
1.10 Elect Director Samuel Zell For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
FOREST CITY REALTY TRUST, INC.
Ticker: FCE.A Security ID: 345605109
Meeting Date: JUN 09, 2017 Meeting Type: Annual
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur F. Anton For For Management
1.2 Elect Director Kenneth J. Bacon For For Management
1.3 Elect Director Scott S. Cowen For For Management
1.4 Elect Director Michael P. Esposito, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Eliminate Class of Common Stock For For Management
6 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
FORTIVE CORPORATION
Ticker: FTV Security ID: 34959J108
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Kate Mitchell For For Management
1B Elect Director Israel Ruiz For For Management
2 Ratify Ernst and Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
FRANCO-NEVADA CORPORATION
Ticker: FNV Security ID: 351858105
Meeting Date: MAY 09, 2017 Meeting Type: Annual/Special
Record Date: MAR 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pierre Lassonde For For Management
1.2 Elect Director David Harquail For For Management
1.3 Elect Director Tom Albanese For For Management
1.4 Elect Director Derek W. Evans For For Management
1.5 Elect Director Graham Farquharson For For Management
1.6 Elect Director Catharine Farrow For For Management
1.7 Elect Director Louis Gignac For For Management
1.8 Elect Director Randall Oliphant For For Management
1.9 Elect Director David R. Peterson For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
JSE LTD
Ticker: JSE Security ID: S4254A102
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAY 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
31 December 2016
2.1 Re-elect Nonkululeko Nyembezi-Heita as For For Management
Director
2.2 Re-elect Nicky Newton-King as Director For For Management
2.3 Re-elect Dr Michael Jordaan as Director For For Management
2.4 Re-elect Anton Botha as a Director For For Management
2.5 Re-elect Andile Mazwai as a Director For For Management
2.6 Re-elect Nigel Payne as Director For For Management
3 Appoint EY South Africa as Auditors of For For Management
the Company
4.1 Re-elect Nigel Payne as Chairman of For For Management
the Audit Committee
4.2 Re-elect Anton Botha as Member of the For For Management
Audit Committee
4.3 Re-elect Dr Suresh Kana as Member of For For Management
the Audit Committee
4.4 Re-elect Nomavuso Mnxasana as Member For For Management
of the Audit Committee
5 Approve Remuneration Policy For For Management
6 Approve Implementation of the For For Management
Remuneration Policy
7 Authorise Ratification of Approved For For Management
Resolutions
1 Authorise Repurchase of Issued Share For For Management
Capital
2.1 Approve Adjustments to Non-executive For For Management
Director Emoluments for 2017
2.2 Approve Non-Executive Director For For Management
Emoluments for Chairman and Members of
the Group Social and Ethics Committee
for 2017
--------------------------------------------------------------------------------
LAS VEGAS SANDS CORP.
Ticker: LVS Security ID: 517834107
Meeting Date: JUN 08, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles D. Forman For For Management
1.2 Elect Director Steven L. Gerard For For Management
1.3 Elect Director George Jamieson For For Management
1.4 Elect Director Lewis Kramer For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
LEUCADIA NATIONAL CORPORATION
Ticker: LUK Security ID: 527288104
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda L. Adamany For For Management
1.2 Elect Director Robert D. Beyer For For Management
1.3 Elect Director Francisco L. Borges For For Management
1.4 Elect Director W. Patrick Campbell For For Management
1.5 Elect Director Brian P. Friedman For For Management
1.6 Elect Director Richard B. Handler For For Management
1.7 Elect Director Robert E. Joyal For For Management
1.8 Elect Director Jeffrey C. Keil For For Management
1.9 Elect Director Michael T. O'Kane For For Management
1.10 Elect Director Stuart H. Reese For For Management
1.11 Elect Director Joseph S. Steinberg For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LIBERTY BROADBAND CORPORATION
Ticker: LBRDK Security ID: 530307107
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Malone For Withhold Management
1.2 Elect Director John E. Welsh, III For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LIBERTY EXPEDIA HOLDINGS, INC.
Ticker: LEXEA Security ID: 53046P109
Meeting Date: JUN 20, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Malone For Withhold Management
1.2 Elect Director Stephen M. Brett For For Management
1.3 Elect Director Gregg L. Engles For For Management
1.4 Elect Director Scott W. Schoelzel For For Management
1.5 Elect Director Christopher W. Shean For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LIBERTY INTERACTIVE CORPORATION
Ticker: QVCA Security ID: 53071M104
Meeting Date: AUG 23, 2016 Meeting Type: Annual
Record Date: JUL 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Malone For Withhold Management
1.2 Elect Director M. Ian G. Gilchrist For For Management
1.3 Elect Director Mark C. Vadon For Withhold Management
1.4 Elect Director Andrea L. Wong For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
LIBERTY INTERACTIVE CORPORATION
Ticker: QVCA Security ID: 53071M880
Meeting Date: AUG 23, 2016 Meeting Type: Annual
Record Date: JUL 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Malone For Withhold Management
1.2 Elect Director M. Ian G. Gilchrist For For Management
1.3 Elect Director Mark C. Vadon For Withhold Management
1.4 Elect Director Andrea L. Wong For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
LIBERTY INTERACTIVE CORPORATION
Ticker: QVCA Security ID: 53071M880
Meeting Date: NOV 01, 2016 Meeting Type: Special
Record Date: SEP 28, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Redemption Proposal For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LIBERTY INTERACTIVE CORPORATION
Ticker: QVCA Security ID: 53071M104
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Evan D. Malone For For Management
1.2 Elect Director David E. Rapley For For Management
1.3 Elect Director Larry E. Romrell For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
LIBERTY INTERACTIVE CORPORATION
Ticker: QVCA Security ID: 53071M856
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Evan D. Malone For For Management
1.2 Elect Director David E. Rapley For For Management
1.3 Elect Director Larry E. Romrell For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: BATRA Security ID: 531229409
Meeting Date: AUG 23, 2016 Meeting Type: Annual
Record Date: JUL 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Malone For Withhold Management
1.2 Elect Director Robert R. Bennett For For Management
1.3 Elect Director M. Ian G. Gilchrist For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: BATRA Security ID: 531229706
Meeting Date: AUG 23, 2016 Meeting Type: Annual
Record Date: JUL 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Malone For Withhold Management
1.2 Elect Director Robert R. Bennett For For Management
1.3 Elect Director M. Ian G. Gilchrist For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: BATRA Security ID: 531229870
Meeting Date: AUG 23, 2016 Meeting Type: Annual
Record Date: JUL 01, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Malone For Withhold Management
1.2 Elect Director Robert R. Bennett For For Management
1.3 Elect Director M. Ian G. Gilchrist For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: BATRA Security ID: 531229409
Meeting Date: JAN 17, 2017 Meeting Type: Special
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Amend Certificate of Incorporation For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: BATRA Security ID: 531229706
Meeting Date: JAN 17, 2017 Meeting Type: Special
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Amend Certificate of Incorporation For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: BATRA Security ID: 531229870
Meeting Date: JAN 17, 2017 Meeting Type: Special
Record Date: DEC 12, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Amend Certificate of Incorporation For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: BATRA Security ID: 531229409
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Evan D. Malone For For Management
1.2 Elect Director David E. Rapley For Withhold Management
1.3 Elect Director Larry E. Romrell For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: BATRA Security ID: 531229706
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Evan D. Malone For For Management
1.2 Elect Director David E. Rapley For Withhold Management
1.3 Elect Director Larry E. Romrell For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: BATRA Security ID: 531229870
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Evan D. Malone For For Management
1.2 Elect Director David E. Rapley For Withhold Management
1.3 Elect Director Larry E. Romrell For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
LIVE NATION ENTERTAINMENT, INC.
Ticker: LYV Security ID: 538034109
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark Carleton For For Management
1b Elect Director Jonathan Dolgen For For Management
1c Elect Director Ariel Emanuel For For Management
1d Elect Director Robert Ted Enloe, III For For Management
1e Elect Director Jeffrey T. Hinson For For Management
1f Elect Director James Iovine For For Management
1g Elect Director Margaret 'Peggy' Johnson For For Management
1h Elect Director James S. Kahan For For Management
1i Elect Director Gregory B. Maffei For For Management
1j Elect Director Randall T. Mays For For Management
1k Elect Director Michael Rapino For For Management
1l Elect Director Mark S. Shapiro For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MARKEL CORPORATION
Ticker: MKL Security ID: 570535104
Meeting Date: MAY 15, 2017 Meeting Type: Annual
Record Date: MAR 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Alfred Broaddus, Jr. For For Management
1.2 Elect Director K. Bruce Connell For For Management
1.3 Elect Director Douglas C. Eby For For Management
1.4 Elect Director Thomas S. Gayner For For Management
1.5 Elect Director Stewart M. Kasen For For Management
1.6 Elect Director Alan I. Kirshner For For Management
1.7 Elect Director Lemuel E. Lewis For For Management
1.8 Elect Director Anthony F. Markel For For Management
1.9 Elect Director Steven A. Markel For For Management
1.10 Elect Director Darrell D. Martin For For Management
1.11 Elect Director Michael O'Reilly For For Management
1.12 Elect Director Michael J. Schewel For For Management
1.13 Elect Director Jay M. Weinberg For For Management
1.14 Elect Director Richard R. Whitt, III For For Management
1.15 Elect Director Debora J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
MGM RESORTS INTERNATIONAL
Ticker: MGM Security ID: 552953101
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Baldwin For For Management
1.2 Elect Director William A. Bible For For Management
1.3 Elect Director Mary Chris Gay For For Management
1.4 Elect Director William W. Grounds For For Management
1.5 Elect Director Alexis M. Herman For For Management
1.6 Elect Director Roland Hernandez For For Management
1.7 Elect Director John Kilroy For For Management
1.8 Elect Director Rose McKinney-James For For Management
1.9 Elect Director James J. Murren For For Management
1.10 Elect Director Gregory M. Spierkel For For Management
1.11 Elect Director Daniel J. Taylor For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
NEWELL BRANDS INC.
Ticker: NWL Security ID: 651229106
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ian G.H. Ashken For For Management
1b Elect Director Thomas E. Clarke For For Management
1c Elect Director Kevin C. Conroy For For Management
1d Elect Director Scott S. Cowen For For Management
1e Elect Director Michael T. Cowhig For For Management
1f Elect Director Domenico De Sole For For Management
1g Elect Director Martin E. Franklin For For Management
1h Elect Director Ros L'Esperance For For Management
1i Elect Director Michael B. Polk For For Management
1j Elect Director Steven J. Strobel For For Management
1k Elect Director Michael A. Todman For For Management
1l Elect Director Raymond G. Viault For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ONEX CORPORATION
Ticker: OCX Security ID: 68272K103
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
2 Authorize Board to Fix Remuneration of For For Management
Auditors
3.1 Elect Director William A. Etherington For For Management
3.2 Elect Director Peter C. Godsoe For For Management
3.3 Elect Director Mitchell Goldhar For For Management
3.4 Elect Director Arianna Huffington For For Management
3.5 Elect Director Arni C. Thorsteinson For For Management
--------------------------------------------------------------------------------
PLATFORM SPECIALTY PRODUCTS CORPORATION
Ticker: PAH Security ID: 72766Q105
Meeting Date: JUN 05, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin E. Franklin For For Management
1.2 Elect Director Rakesh Sachdev For For Management
1.3 Elect Director Ian G.H. Ashken For Against Management
1.4 Elect Director Nicolas Berggruen For For Management
1.5 Elect Director Michael F. Goss For Against Management
1.6 Elect Director Ryan Israel For Against Management
1.7 Elect Director E. Stanley O'Neal For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PRAIRIESKY ROYALTY LTD.
Ticker: PSK Security ID: 739721108
Meeting Date: APR 25, 2017 Meeting Type: Annual/Special
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James M. Estey For For Management
1b Elect Director Margaret A. McKenzie For For Management
1c Elect Director Andrew M. Phillips For For Management
1d Elect Director Sheldon B. Steeves For For Management
1e Elect Director Grant A. Zawalsky For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Re-approve Stock Option Plan For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
RIT CAPITAL PARTNERS PLC
Ticker: RCP Security ID: G75760101
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: APR 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Re-elect Lord Rothschild as Director For Abstain Management
5 Re-elect John Cornish as Director For For Management
6 Re-elect Jean Laurent-Bellue as For For Management
Director
7 Re-elect Michael Marks as Director For Against Management
8 Re-elect Mike Power as Director For For Management
9 Re-elect Hannah Rothschild as Director For For Management
10 Re-elect Amy Stirling as Director For For Management
11 Re-elect The Duke of Wellington as For For Management
Director
12 Re-elect Mike Wilson as Director For For Management
13 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Approve Share Appreciation Rights Plan For For Management
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
SCRIPPS NETWORKS INTERACTIVE, INC.
Ticker: SNI Security ID: 811065101
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jarl Mohn For Withhold Management
1.2 Elect Director Nicholas B. Paumgarten For For Management
1.3 Elect Director Jeffrey Sagansky For For Management
1.4 Elect Director Ronald W. Tysoe For Withhold Management
--------------------------------------------------------------------------------
SEARS CANADA INC.
Ticker: SCC Security ID: 81234D109
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shahir Guindi For For Management
1.2 Elect Director R. Raja Khanna For For Management
1.3 Elect Director Deborah E. Rosati For For Management
1.4 Elect Director Anand A. Samuel For For Management
1.5 Elect Director Graham Savage For Withhold Management
1.6 Elect Director Brandon G. Stranzl For For Management
1.7 Elect Director Heywood Wilansky For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
SIEM INDUSTRIES INC.
Ticker: SEMU.F Security ID: G81226105
Meeting Date: MAY 05, 2017 Meeting Type: Annual
Record Date: APR 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For Against Management
Statements and Statutory Reports
2 Approve PricewaterhouseCoopers as For Against Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Re-elect Ivar Siem as Director For For Management
4 Approve Remuneration of Directors For Against Management
5 Approve Discharge of Management Board For For Management
--------------------------------------------------------------------------------
SILVER WHEATON CORP.
Ticker: SLW Security ID: 828336107
Meeting Date: MAY 10, 2017 Meeting Type: Annual/Special
Record Date: MAR 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
a1 Elect Director George L. Brack For For Management
a2 Elect Director John A. Brough For For Management
a3 Elect Director R. Peter Gillin For For Management
a4 Elect Director Chantal Gosselin For For Management
a5 Elect Director Douglas M. Holtby For For Management
a6 Elect Director Charles A. Jeannes For For Management
a7 Elect Director Eduardo Luna For For Management
a8 Elect Director Randy V. J. Smallwood For For Management
b Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
c Change Company Name to Wheaton For For Management
Precious Metals Corp.
d Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
STARZ
Ticker: STRZA Security ID: 85571Q102
Meeting Date: DEC 07, 2016 Meeting Type: Special
Record Date: OCT 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TEXAS PACIFIC LAND TRUST
Ticker: TPL Security ID: 882610108
Meeting Date: JAN 12, 2017 Meeting Type: Special
Record Date: DEC 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David E. Barry For Withhold Management
--------------------------------------------------------------------------------
THE HOWARD HUGHES CORPORATION
Ticker: HHC Security ID: 44267D107
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William A. Ackman For For Management
1.2 Elect Director Adam Flatto For For Management
1.3 Elect Director Jeffrey Furber For For Management
1.4 Elect Director Allen Model For For Management
1.5 Elect Director R. Scot Sellers For For Management
1.6 Elect Director Steven Shepsman For For Management
1.7 Elect Director Burton M. Tansky For For Management
1.8 Elect Director Mary Ann Tighe For For Management
1.9 Elect Director David R. Weinreb For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Approve Issuance of Warrants For For Management
6 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE WENDY'S COMPANY
Ticker: WEN Security ID: 95058W100
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nelson Peltz For For Management
1b Elect Director Peter W. May For For Management
1c Elect Director Emil J. Brolick For For Management
1d Elect Director Kenneth W. Gilbert For For Management
1e Elect Director Dennis M. Kass For For Management
1f Elect Director Joseph A. Levato For For Management
1g Elect Director Michelle 'Mich' J. For For Management
Mathews-Spradlin
1h Elect Director Matthew H. Peltz For For Management
1i Elect Director Todd A. Penegor For For Management
1j Elect Director Peter H. Rothschild For For Management
1k Elect Director Arthur B. Winkleblack For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
TIME INC.
Ticker: TIME Security ID: 887228104
Meeting Date: JUN 29, 2017 Meeting Type: Annual
Record Date: MAY 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard Battista For For Management
1b Elect Director David A. Bell For For Management
1c Elect Director John M. Fahey, Jr. For For Management
1d Elect Director Manuel A. Fernandez For For Management
1e Elect Director Dennis J. FitzSimons For For Management
1f Elect Director Betsy D. Holden For For Management
1g Elect Director Kay Koplovitz For For Management
1h Elect Director Ronald S. Rolfe For For Management
1i Elect Director Dan Rosensweig For For Management
1j Elect Director Michael P. Zeisser For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
TOURMALINE OIL CORP.
Ticker: TOU Security ID: 89156V106
Meeting Date: JUN 07, 2017 Meeting Type: Annual/Special
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eleven For For Management
2.1 Elect Director Michael L. Rose For For Management
2.2 Elect Director Brian G. Robinson For For Management
2.3 Elect Director Jill T. Angevine For For Management
2.4 Elect Director William D. Armstrong For For Management
2.5 Elect Director Lee A. Baker For For Management
2.6 Elect Director Robert W. Blakely For For Management
2.7 Elect Director John W. Elick For For Management
2.8 Elect Director Phillip A. Lamoreaux For For Management
2.9 Elect Director Andrew B. MacDonald For For Management
2.10 Elect Director Lucy M. Miller For For Management
2.11 Elect Director Ronald C. Wigham For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Adopt New By-Laws For For Management
5 Re-approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
WYNN RESORTS, LIMITED
Ticker: WYNN Security ID: 983134107
Meeting Date: APR 21, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Miller For For Management
1.2 Elect Director Clark T. Randt, Jr. For For Management
1.3 Elect Director D. Boone Wayson For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Report on Political Contributions Against For Shareholder
================== Kinetics Small Cap Opportunities Portfolio ==================
AMERICAN RAILCAR INDUSTRIES, INC.
Ticker: ARII Security ID: 02916P103
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director SungHwan Cho For Against Management
1b Elect Director James C. Pontious For For Management
1c Elect Director J. Mike Laisure For For Management
1d Elect Director Harold First For For Management
1e Elect Director Jonathan Frates For Against Management
1f Elect Director Michael Nevin For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ASSOCIATED CAPITAL GROUP, INC.
Ticker: AC Security ID: 045528106
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Bready For For Management
1.2 Elect Director Mario J. Gabelli For Withhold Management
1.3 Elect Director Douglas R. Jamieson For For Management
1.4 Elect Director Daniel R. Lee For For Management
1.5 Elect Director Bruce M. Lisman For For Management
1.6 Elect Director Frederic V. Salerno For For Management
1.7 Elect Director Salvatore F. Sodano For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BILOXI MARSH LANDS CORPORATION
Ticker: BLMC Security ID: 090203100
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: FEB 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L. Andrew Fleck For Withhold Management
1.2 Elect Director Charlton B. Ogden, III For Withhold Management
1.3 Elect Director Michael J. Rapier For Withhold Management
--------------------------------------------------------------------------------
BRAEMAR SHIPPING SERVICES PLC
Ticker: BMS Security ID: G1554N100
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: JUN 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Re-elect David Moorhouse as Director For For Management
6 Re-elect Mark Tracey as Director For For Management
7 Re-elect Jurgen Breuer as Director For For Management
8 Re-elect Alastair Farley as Director For For Management
9 Re-elect James Kidwell as Director For For Management
10 Re-elect Louise Evans as Director For For Management
11 Reappoint KPMG LLP as Auditors For For Management
12 Authorise Board to Fix Remuneration of For For Management
Auditors
13 Authorise Issue of Equity with For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
CIBL, INC.
Ticker: CIBY Security ID: 12543Y104
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mario J. Gabelli For Withhold Management
1.2 Elect Director Philip J. Lombardo For Withhold Management
1.3 Elect Director Salvatore Muoio For Withhold Management
2 Ratify PKF O'Connor Davies, LLP as For Against Management
Auditors
--------------------------------------------------------------------------------
CIVEO CORPORATION
Ticker: CVEO Security ID: 17878Y108
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley J. Dodson For For Management
1.2 Elect Director Timothy O. Wall For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COLFAX CORPORATION
Ticker: CFX Security ID: 194014106
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mitchell P. Rales For For Management
1b Elect Director Matthew L. Trerotola For For Management
1c Elect Director Patrick W. Allender For Against Management
1d Elect Director Thomas S. Gayner For Against Management
1e Elect Director Rhonda L. Jordan For For Management
1f Elect Director San W. Orr, III For For Management
1g Elect Director A. Clayton Perfall For Against Management
1h Elect Director Rajiv Vinnakota For For Management
1i Elect Director Sharon Wienbar For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CRIMSON WINE GROUP, LTD.
Ticker: CWGL Security ID: 22662X100
Meeting Date: JUL 22, 2016 Meeting Type: Annual
Record Date: MAY 26, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Cumming For Withhold Management
1.2 Elect Director Ian M. Cumming For Withhold Management
1.3 Elect Director Joseph S. Steinberg For Withhold Management
1.4 Elect Director Avraham M. Neikrug For For Management
1.5 Elect Director Douglas M. Carlson For For Management
1.6 Elect Director Craig D. Williams For Withhold Management
1.7 Elect Director Francesca H. Schuler For For Management
2 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
DORMAN PRODUCTS, INC.
Ticker: DORM Security ID: 258278100
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven L. Berman For For Management
1.2 Elect Director Mathias J. Barton For For Management
1.3 Elect Director John J. Gavin For For Management
1.4 Elect Director Paul R. Lederer For For Management
1.5 Elect Director Richard T. Riley For For Management
1.6 Elect Director G. Michael Stakias For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
5 Eliminate Cumulative Voting For Against Management
6 Approve Increase in Size of Board at For For Management
Maximum of 9
7 Approve Qualified Employee Stock For For Management
Purchase Plan
8 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
DREAM UNLIMITED CORP.
Ticker: DRM Security ID: 26153M200
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Cooper For For Management
1.2 Elect Director Joanne Ferstman For For Management
1.3 Elect Director Richard N. Gateman For For Management
1.4 Elect Director Jane Gavan For For Management
1.5 Elect Director Ned Goodman For For Management
1.6 Elect Director Duncan Jackman For For Management
1.7 Elect Director Jennifer Lee Koss For For Management
1.8 Elect Director Vincenza Sera For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Trustee to Fix
Their Remuneration
3 Approve Performance Share Unit Plan For Against Management
--------------------------------------------------------------------------------
DUNDEE CORPORATION
Ticker: DC.A Security ID: 264901109
Meeting Date: JUN 05, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
2.1 Elect Director Virginia Gambale For For Management
2.2 Elect Director David Goodman For For Management
2.3 Elect Director Garth A. C. MacRae For For Management
2.4 Elect Director Robert McLeish For For Management
2.5 Elect Director Andrew Molson For For Management
2.6 Elect Director A. Murray Sinclair For For Management
2.7 Elect Director K. Barry Sparks For For Management
--------------------------------------------------------------------------------
EMERGENT CAPITAL, INC.
Ticker: EMGC Security ID: 29102N105
Meeting Date: JUN 27, 2017 Meeting Type: Annual
Record Date: JUN 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James Chadwick For For Management
1.2 Elect Director Michael Crow For For Management
1.3 Elect Director Andrew Dakos For For Management
1.4 Elect Director Phillip Goldstein For For Management
1.5 Elect Director Gerald Hellerman For For Management
1.6 Elect Director Antony Mitchell For For Management
1.7 Elect Director Gilbert Nathan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Increase Authorized Common Stock For For Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
GAMCO INVESTORS, INC.
Ticker: GBL Security ID: 361438104
Meeting Date: MAY 03, 2017 Meeting Type: Annual
Record Date: MAR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edwin L. Artzt For For Management
1.2 Elect Director Raymond C. Avansino, Jr. For For Management
1.3 Elect Director Leslie B. Daniels For For Management
1.4 Elect Director Mario J. Gabelli For Withhold Management
1.5 Elect Director Eugene R. McGrath For For Management
1.6 Elect Director Robert S. Prather, Jr. For For Management
1.7 Elect Director Elisa M. Wilson For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Approve the Issuance of Shares to For Against Management
Mario J. Gabelli
4 Amend Omnibus Stock Plan For Against Management
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
7 Reclassification of Class B Stock For For Management
--------------------------------------------------------------------------------
GREEN BRICK PARTNERS, INC.
Ticker: GRBK Security ID: 392709101
Meeting Date: MAY 24, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth K. Blake For For Management
1.2 Elect Director Harry Brandler For For Management
1.3 Elect Director James R. Brickman For For Management
1.4 Elect Director David Einhorn For For Management
1.5 Elect Director John R. Farris For For Management
1.6 Elect Director Kathleen Olsen For For Management
1.7 Elect Director Richard S. Press For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
GREENLIGHT CAPITAL RE, LTD.
Ticker: GLRE Security ID: G4095J109
Meeting Date: APR 26, 2017 Meeting Type: Annual
Record Date: MAR 09, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Alan Brooks as GLRE Director For For Management
1b Elect David Einhorn as GLRE Director For For Management
1c Elect Leonard Goldberg as GLRE Director For For Management
1d Elect Ian Isaacs as GLRE Director For For Management
1e Elect Frank Lackner as GLRE Director For For Management
1f Elect Bryan Murphy as GLRE Director For For Management
1g Elect Joseph Platt as GLRE Director For For Management
2a Elect Alan Brooks as Greenlight Re For For Management
Subsidiary Director
2b Elect David Einhorn as Greenlight Re For For Management
Subsidiary Director
2c Elect Leonard Goldberg as Greenlight For For Management
Re Subsidiary Director
2d Elect Ian Isaacs as Greenlight Re For For Management
Subsidiary Director
2e Elect Frank Lackner as Greenlight Re For For Management
Subsidiary Director
2f Elect Bryan Murphy as Greenlight Re For For Management
Subsidiary Director
2g Elect Joseph Platt as Greenlight Re For For Management
Subsidiary Director
3a Elect Tim Courtis as GRIL Subsidiary For For Management
Director
3b Elect Philip Harkin as GRIL Subsidiary For For Management
Director
3c Elect Frank Lackner as GRIL Subsidiary For For Management
Director
3d Elect Patrick O'Brien as GRIL For For Management
Subsidiary Director
3e Elect Daniel Roitman as GRIL For For Management
Subsidiary Director
3f Elect Brendan Tuohy as GRIL Subsidiary For For Management
Director
4 Amend Omnibus Stock Plan For For Management
5 Ratify BDO USA, LLP as Auditors For For Management
6 Ratify BDO Cayman Ltd. as Auditors of For For Management
Greenlight Re
7 Ratify BDO, Registered Auditors in For For Management
Ireland as Auditors of GRIL
8 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
9 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ICTC GROUP, INC.
Ticker: ICTG Security ID: 44931F108
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: MAY 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mario J. Gabelli For Withhold Management
1.2 Elect Director Philip J. Lombardo For For Management
1.3 Elect Director Daniel M. Miller For Withhold Management
1.4 Elect Director Salvatore Muoio For For Management
2 Ratify Olsen Thielen & Co., Ltd. as For For Management
Auditors
--------------------------------------------------------------------------------
INTER PARFUMS, INC.
Ticker: IPAR Security ID: 458334109
Meeting Date: SEP 13, 2016 Meeting Type: Annual
Record Date: JUL 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean Madar For For Management
1.2 Elect Director Philippe Benacin For For Management
1.3 Elect Director Russell Greenberg For For Management
1.4 Elect Director Philippe Santi For For Management
1.5 Elect Director Francois Heilbronn For For Management
1.6 Elect Director Jean Levy For For Management
1.7 Elect Director Robert Bensoussan For For Management
1.8 Elect Director Patrick Choel For For Management
1.9 Elect Director Michel Dyens For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
JZ CAPITAL PARTNERS LIMITED
Ticker: JZCP Security ID: G5216J134
Meeting Date: MAY 16, 2017 Meeting Type: Special
Record Date: MAY 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt New Articles of Incorporation For For Management
--------------------------------------------------------------------------------
JZ CAPITAL PARTNERS LIMITED
Ticker: JZCP Security ID: G5216J134
Meeting Date: MAY 16, 2017 Meeting Type: Special
Record Date: MAY 12, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt New Articles of Incorporation For For Management
2 Authorise Market Purchase of Ordinary For For Management
Shares and ZDP Shares
3 Authorise Off-Market Acquisition of For For Management
Shares
4 Approve Any Related Party Transaction For For Management
Resulting from Any Purchase from a CFC
Related Party
--------------------------------------------------------------------------------
JZ CAPITAL PARTNERS LIMITED
Ticker: JZCP Security ID: G5216J134
Meeting Date: JUN 27, 2017 Meeting Type: Annual
Record Date: JUN 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Authorise Board to Fix Remuneration of For For Management
Auditors
4 Approve Remuneration Report For For Management
5 Re-elect David Macfarlane as Director For For Management
6 Re-elect Patrick Firth as Director For For Management
7 Re-elect James Jordan as Director For For Management
8 Re-elect Tanja Tibaldi as Director For For Management
9 Re-elect Christopher Waldron as For For Management
Director
10 Authorise Issue of Equity without For Against Management
Pre-emptive Rights
--------------------------------------------------------------------------------
KEWEENAW LAND ASSOCIATION, LIMITED
Ticker: KEWL Security ID: 493026108
Meeting Date: MAY 08, 2017 Meeting Type: Annual
Record Date: MAR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Ayer For For Management
1.2 Elect Director Donald J. Hoffman For For Management
2 Ratify Anderson, Tackman & Company, For For Management
PLC as Auditors
--------------------------------------------------------------------------------
LICT CORPORATION
Ticker: LICT Security ID: 50187G104
Meeting Date: MAY 31, 2017 Meeting Type: Annual
Record Date: APR 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mario J. Gabelli For Withhold Management
1.2 Elect Director Robert E. Dolan For Withhold Management
1.3 Elect Director Marc J. Gabelli For Withhold Management
1.4 Elect Director Avrum Gray For For Management
1.5 Elect Director Salvatore Muoio For For Management
1.6 Elect Director Gary L. Sugarman For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
LIVE NATION ENTERTAINMENT, INC.
Ticker: LYV Security ID: 538034109
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark Carleton For For Management
1b Elect Director Jonathan Dolgen For For Management
1c Elect Director Ariel Emanuel For For Management
1d Elect Director Robert Ted Enloe, III For For Management
1e Elect Director Jeffrey T. Hinson For For Management
1f Elect Director James Iovine For For Management
1g Elect Director Margaret 'Peggy' Johnson For For Management
1h Elect Director James S. Kahan For For Management
1i Elect Director Gregory B. Maffei For For Management
1j Elect Director Randall T. Mays For For Management
1k Elect Director Michael Rapino For For Management
1l Elect Director Mark S. Shapiro For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
LORAL SPACE & COMMUNICATIONS INC.
Ticker: LORL Security ID: 543881106
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 31, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Harkey, Jr. For For Management
1.2 Elect Director Michael B. Targoff For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MCEWEN MINING INC.
Ticker: MUX Security ID: 58039P107
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert R. McEwen For For Management
1.2 Elect Director Allen V. Ambrose For For Management
1.3 Elect Director Michele L. Ashby For For Management
1.4 Elect Director Leanne M. Baker For For Management
1.5 Elect Director Richard W. Brissenden For For Management
1.6 Elect Director Gregory P. Fauquier For For Management
1.7 Elect Director Donald R.M. Quick For For Management
1.8 Elect Director Michael L. Stein For For Management
1.9 Elect Director Robin Dunbar For For Management
2 Issue Shares to Robert R. McEwen in For For Management
Connection with the Acquisition of
Lexam VG Gold
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MOVADO GROUP, INC.
Ticker: MOV Security ID: 624580106
Meeting Date: JUN 22, 2017 Meeting Type: Annual
Record Date: APR 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Margaret Hayes Adame For For Management
1.2 Elect Director Peter A. Bridgman For For Management
1.3 Elect Director Richard Cote For For Management
1.4 Elect Director Alex Grinberg For For Management
1.5 Elect Director Efraim Grinberg For For Management
1.6 Elect Director Alan H. Howard For For Management
1.7 Elect Director Richard Isserman For For Management
1.8 Elect Director Nathan Leventhal For For Management
1.9 Elect Director Maurice Reznik For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
NEWELL BRANDS INC.
Ticker: NWL Security ID: 651229106
Meeting Date: MAY 09, 2017 Meeting Type: Annual
Record Date: MAR 17, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ian G.H. Ashken For For Management
1b Elect Director Thomas E. Clarke For For Management
1c Elect Director Kevin C. Conroy For For Management
1d Elect Director Scott S. Cowen For For Management
1e Elect Director Michael T. Cowhig For For Management
1f Elect Director Domenico De Sole For For Management
1g Elect Director Martin E. Franklin For For Management
1h Elect Director Ros L'Esperance For For Management
1i Elect Director Michael B. Polk For For Management
1j Elect Director Steven J. Strobel For For Management
1k Elect Director Michael A. Todman For For Management
1l Elect Director Raymond G. Viault For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ONEX CORPORATION
Ticker: OCX Security ID: 68272K103
Meeting Date: MAY 11, 2017 Meeting Type: Annual
Record Date: MAR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
2 Authorize Board to Fix Remuneration of For For Management
Auditors
3.1 Elect Director William A. Etherington For For Management
3.2 Elect Director Peter C. Godsoe For For Management
3.3 Elect Director Mitchell Goldhar For For Management
3.4 Elect Director Arianna Huffington For For Management
3.5 Elect Director Arni C. Thorsteinson For For Management
--------------------------------------------------------------------------------
PAR PACIFIC HOLDINGS, INC.
Ticker: PARR Security ID: 69888T207
Meeting Date: MAY 16, 2017 Meeting Type: Annual
Record Date: MAR 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Melvyn N. Klein For For Management
1.2 Elect Director Robert S. Silberman For Withhold Management
1.3 Elect Director Curtis V. Anastasio For For Management
1.4 Elect Director Timothy Clossey For Withhold Management
1.5 Elect Director L. Melvin Cooper For For Management
1.6 Elect Director Walter A. Dods, Jr. For Withhold Management
1.7 Elect Director Joseph Israel For For Management
1.8 Elect Director William Monteleone For For Management
1.9 Elect Director William C. Pate For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PENSKE AUTOMOTIVE GROUP, INC.
Ticker: PAG Security ID: 70959W103
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Barr For Withhold Management
1.2 Elect Director Lisa Davis For For Management
1.3 Elect Director Michael R. Eisenson For Withhold Management
1.4 Elect Director Robert H. Kurnick, Jr. For For Management
1.5 Elect Director William J. Lovejoy For For Management
1.6 Elect Director Kimberly J. McWaters For Withhold Management
1.7 Elect Director Lucio A. Noto For For Management
1.8 Elect Director Roger S. Penske, Jr. For For Management
1.9 Elect Director Roger S. Penske For For Management
1.10 Elect Director Sandra E. Pierce For For Management
1.11 Elect Director Kanji Sasaki For For Management
1.12 Elect Director Ronald G. Steinhart For Withhold Management
1.13 Elect Director H. Brian Thompson For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PLATFORM SPECIALTY PRODUCTS CORPORATION
Ticker: PAH Security ID: 72766Q105
Meeting Date: JUN 05, 2017 Meeting Type: Annual
Record Date: APR 10, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin E. Franklin For For Management
1.2 Elect Director Rakesh Sachdev For For Management
1.3 Elect Director Ian G.H. Ashken For Against Management
1.4 Elect Director Nicolas Berggruen For For Management
1.5 Elect Director Michael F. Goss For Against Management
1.6 Elect Director Ryan Israel For Against Management
1.7 Elect Director E. Stanley O'Neal For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
RIT CAPITAL PARTNERS PLC
Ticker: RCP Security ID: G75760101
Meeting Date: APR 27, 2017 Meeting Type: Annual
Record Date: APR 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Re-elect Lord Rothschild as Director For Abstain Management
5 Re-elect John Cornish as Director For For Management
6 Re-elect Jean Laurent-Bellue as For For Management
Director
7 Re-elect Michael Marks as Director For Against Management
8 Re-elect Mike Power as Director For For Management
9 Re-elect Hannah Rothschild as Director For For Management
10 Re-elect Amy Stirling as Director For For Management
11 Re-elect The Duke of Wellington as For For Management
Director
12 Re-elect Mike Wilson as Director For For Management
13 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Approve Share Appreciation Rights Plan For For Management
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
RUBIS
Ticker: RUI Security ID: F7937E106
Meeting Date: JUN 08, 2017 Meeting Type: Annual/Special
Record Date: JUN 05, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.68 per Share
4 Approve Stock Dividend Program (Cash For For Management
or New Shares)
5 Reelect Olivier Heckenroth as For For Management
Supervisory Board Member
6 Reelect Christian Moretti as For For Management
Supervisory Board Member
7 Reelect Alexandre Piciotto as For For Management
Supervisory Board Member
8 Non-Binding Vote on Compensation of For For Management
Gilles Gobin, General Manager
9 Non-Binding Vote on Compensation of For For Management
Jacques Riou, General Manager
10 Non-Binding Vote on Compensation of For For Management
Olivier Heckenroth, Chairman of the
Supervisory Board
11 Authorize Repurchase of Up to 0.5 For For Management
Percent of Issued Share Capital
12 Approve Auditors' Special Report on For For Management
Related-Party Transactions
13 Approve 2-for-1 Stock Split For For Management
14 Set Total Limit for Capital Increase For For Management
to Result from All Issuance Requests
under Items 15-16, 18-19 and 21 at EUR
35 Million
15 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 26.5 Million
16 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
17 Authorize Capitalization of Reserves For For Management
of Up to EUR 15 Million for Bonus
Issue or Increase in Par Value
18 Authorize Capital Increase of Up to For For Management
EUR 5.5 Million for Contributions in
Kind
19 Approve Issuance of Equity or For For Management
Equity-Linked Securities Reserved for
Specific Beneficiaries, up to
Aggregate Nominal Amount of EUR 5.5
Million
20 Authorize up to 0.3 Percent of Issued For For Management
Capital for Use in Preference Share
Plans
21 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
22 Amend Articles to Reflect Changes in For For Management
Capital
23 Amend Article 9 of Bylaws Re: For For Management
Contribution of General Partner
24 Amend Article 19 of Bylaws Re: For For Management
Approval of General Partner
25 Amend Article 32 of Bylaws Re: For Against Management
Related- Party Transactions
26 Amend Article 34 of Bylaws Re: General For For Management
Meetings
27 Amend Article 36 of Bylaws Re: Agenda For For Management
28 Amend Article 41 of Bylaws Re: Effect For Against Management
of Deliberations
29 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SEARS CANADA INC.
Ticker: SCC Security ID: 81234D109
Meeting Date: JUN 14, 2017 Meeting Type: Annual
Record Date: APR 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shahir Guindi For For Management
1.2 Elect Director R. Raja Khanna For For Management
1.3 Elect Director Deborah E. Rosati For For Management
1.4 Elect Director Anand A. Samuel For For Management
1.5 Elect Director Graham Savage For Withhold Management
1.6 Elect Director Brandon G. Stranzl For For Management
1.7 Elect Director Heywood Wilansky For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
SEARS HOLDINGS CORPORATION
Ticker: SHLD Security ID: 812350106
Meeting Date: MAY 10, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce R. Berkowitz For For Management
1.2 Elect Director Paul G. DePodesta For For Management
1.3 Elect Director Kunal S. Kamlani For For Management
1.4 Elect Director William C. Kunkler, III For For Management
1.5 Elect Director Edward S. Lampert For For Management
1.6 Elect Director Ann N. Reese For For Management
1.7 Elect Director Thomas J. Tisch For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SPROTT INC.
Ticker: SII Security ID: 852066109
Meeting Date: MAY 10, 2017 Meeting Type: Annual/Special
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ronald Dewhurst For For Management
1b Elect Director Marc Faber For For Management
1c Elect Director Peter Grosskopf For For Management
1d Elect Director Jack C. Lee For For Management
1e Elect Director Sharon Ranson For For Management
1f Elect Director James T. Roddy For For Management
1g Elect Director Arthur Richards "Rick" For For Management
Rule IV
1h Elect Director Rosemary Zigrossi For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Re-approve Stock Option Plan For For Management
4 Re-approve Employee Profit Sharing Plan For Against Management
5 Re-approve Equity Incentive Plan for U. For Against Management
S. Service Providers
--------------------------------------------------------------------------------
STARZ
Ticker: STRZA Security ID: 85571Q102
Meeting Date: DEC 07, 2016 Meeting Type: Special
Record Date: OCT 31, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TEXAS PACIFIC LAND TRUST
Ticker: TPL Security ID: 882610108
Meeting Date: JAN 12, 2017 Meeting Type: Special
Record Date: DEC 06, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David E. Barry For Withhold Management
--------------------------------------------------------------------------------
THE HOWARD HUGHES CORPORATION
Ticker: HHC Security ID: 44267D107
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William A. Ackman For For Management
1.2 Elect Director Adam Flatto For For Management
1.3 Elect Director Jeffrey Furber For For Management
1.4 Elect Director Allen Model For For Management
1.5 Elect Director R. Scot Sellers For For Management
1.6 Elect Director Steven Shepsman For For Management
1.7 Elect Director Burton M. Tansky For For Management
1.8 Elect Director Mary Ann Tighe For For Management
1.9 Elect Director David R. Weinreb For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Approve Issuance of Warrants For For Management
6 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE WENDY'S COMPANY
Ticker: WEN Security ID: 95058W100
Meeting Date: MAY 23, 2017 Meeting Type: Annual
Record Date: MAR 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nelson Peltz For For Management
1b Elect Director Peter W. May For For Management
1c Elect Director Emil J. Brolick For For Management
1d Elect Director Kenneth W. Gilbert For For Management
1e Elect Director Dennis M. Kass For For Management
1f Elect Director Joseph A. Levato For For Management
1g Elect Director Michelle 'Mich' J. For For Management
Mathews-Spradlin
1h Elect Director Matthew H. Peltz For For Management
1i Elect Director Todd A. Penegor For For Management
1j Elect Director Peter H. Rothschild For For Management
1k Elect Director Arthur B. Winkleblack For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
TROPICANA ENTERTAINMENT INC.
Ticker: TPCA Security ID: 89708X105
Meeting Date: MAY 25, 2017 Meeting Type: Annual
Record Date: APR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel A. Cassella For For Management
1.2 Elect Director Hunter C. Gary For Withhold Management
1.3 Elect Director Carl C. Icahn For Withhold Management
1.4 Elect Director William A. Leidesdorf For For Management
1.5 Elect Director Daniel H. Scott For For Management
1.6 Elect Director Anthony P. Rodio For Withhold Management
1.7 Elect Director Keith Cozza For Withhold Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
VALUE LINE, INC.
Ticker: VALU Security ID: 920437100
Meeting Date: SEP 29, 2016 Meeting Type: Annual
Record Date: AUG 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard A. Brecher For Withhold Management
1.2 Elect Director Stephen R. Anastasio For Withhold Management
1.3 Elect Director Mary Bernstein For Withhold Management
1.4 Elect Director Alfred R. Fiore For For Management
1.5 Elect Director Stephen P. Davis For For Management
1.6 Elect Director Glenn J. Muenzer For For Management
===================== Multi-Disciplinary Income Portfolio ======================
DOUBLELINE INCOME SOLUTIONS FUND
Ticker: DSL Security ID: 258622109
Meeting Date: FEB 24, 2017 Meeting Type: Annual
Record Date: DEC 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John C. Salter For For Management
--------------------------------------------------------------------------------
DOUBLELINE OPPORTUNISTIC CREDIT FUND
Ticker: DBL Security ID: 258623107
Meeting Date: FEB 24, 2017 Meeting Type: Annual
Record Date: DEC 16, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John C. Salter For For Management
--------------------------------------------------------------------------------
DUFF & PHELPS SELECT ENERGY MLP FUND INC.
Ticker: DSE Security ID: 26433F108
Meeting Date: SEP 16, 2016 Meeting Type: Special
Record Date: AUG 03, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Brian T. Zino For For Management
--------------------------------------------------------------------------------
DUFF & PHELPS SELECT ENERGY MLP FUND INC.
Ticker: DSE Security ID: 26433F108
Meeting Date: JUN 06, 2017 Meeting Type: Annual
Record Date: APR 20, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William R. Moyer For For Management
--------------------------------------------------------------------------------
ENERGY FUTURE INTER HLDG CO
Ticker: Security ID: 29ESCQ8A3
Meeting Date: NOV 15, 2016 Meeting Type: Written Consent
Record Date: SEP 19, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Plan None For Management
--------------------------------------------------------------------------------
ENERGY FUTURE INTERMEDIATE HOLDING COMPANY LLC
Ticker: Security ID: 29ESCQ8A3
Meeting Date: FEB 06, 2017 Meeting Type: Written Consent
Record Date: JAN 04, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 The Plan None Against Management
--------------------------------------------------------------------------------
NUVEEN ENERGY MLP TOTAL RETURN FUND
Ticker: JMF Security ID: 67074U103
Meeting Date: APR 06, 2017 Meeting Type: Annual
Record Date: FEB 07, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1b.1 Elect Director William Adams, IV For For Management
1b.2 Elect Director David J. Kundert For For Management
1b.3 Elect Director John K. Nelson For For Management
1b.4 Elect Director Terence J. Toth For For Management
--------------------------------------------------------------------------------
PIMCO DYNAMIC INCOME FUND
Ticker: PDI Security ID: 72201Y101
Meeting Date: JUN 30, 2017 Meeting Type: Annual
Record Date: APR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradford K. Gallagher For For Management
1.2 Elect Director James A. Jacobson For For Management
1.3 Elect Director Craig A. Dawson For For Management
--------------------------------------------------------------------------------
PIMCO INCOME OPPORTUNITY FUND
Ticker: PKO Security ID: 72202B100
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig A. Dawson For For Management
1.2 Elect Director Alan Rappaport For For Management
1.3 Elect Director Bradford K. Gallagher For For Management
--------------------------------------------------------------------------------
PIMCO INCOME STRATEGY FUND
Ticker: PFL Security ID: 72201H108
Meeting Date: JUN 30, 2017 Meeting Type: Annual
Record Date: APR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William B. Ogden, IV For For Management
--------------------------------------------------------------------------------
PIMCO INCOME STRATEGY FUND II
Ticker: PFN Security ID: 72201J104
Meeting Date: JUN 30, 2017 Meeting Type: Annual
Record Date: APR 28, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hans W. Kertess For For Management
1.2 Elect Director James A. Jacobson For For Management
1.3 Elect Director John C. Maney For For Management
--------------------------------------------------------------------------------
SPECIAL OPPORTUNITIES FUND, INC.
Ticker: SPE Security ID: 84741T104
Meeting Date: DEC 08, 2016 Meeting Type: Annual
Record Date: OCT 18, 2016
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew Dakos For Withhold Management
1.2 Elect Director Gerald Hellerman For Withhold Management
1.3 Elect Director Charles C. Walden For For Management
1.4 Elect Director Ben H. Harris For For Management
--------------------------------------------------------------------------------
TORTOISE ENERGY INFRASTRUCTURE CORPORATION
Ticker: TYG Security ID: 89147L100
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Conrad S. Ciccotello For For Management
1.2 Elect Director Terry C. Matlack For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TORTOISE MLP FUND, INC.
Ticker: NTG Security ID: 89148B101
Meeting Date: MAY 18, 2017 Meeting Type: Annual
Record Date: MAR 13, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Conrad S. Ciccotello For For Management
1.2 Elect Director Terry C. Matlack For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
WESTERN ASSET MORTGAGE DEFINED OPPORTUNITY FUND INC.
Ticker: DMO Security ID: 95790B109
Meeting Date: APR 28, 2017 Meeting Type: Annual
Record Date: FEB 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol L. Colman For For Management
1.2 Elect Director Daniel P. Cronin For For Management
1.3 Elect Director Paolo M. Cucchi For For Management
--------------------------------------------------------------------------------
WESTERN ASSET/CLAYMORE INFLATION-LINKED OPPORTUNITIES & INCOME FUND
Ticker: WIW Security ID: 95766R104
Meeting Date: MAY 01, 2017 Meeting Type: Annual
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Larson For For Management
--------------------------------------------------------------------------------
WESTERN ASSET/CLAYMORE INFLATION-LINKED SECURITIES & INCOME FUND
Ticker: WIA Security ID: 95766Q106
Meeting Date: MAY 01, 2017 Meeting Type: Annual
Record Date: MAR 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ronald A. Nyberg For For Management
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Kinetics Portfolios Trust
By (Signature and Title)* /s/ Peter B. Doyle
Peter B. Doyle
President
Date August 7, 2017