N-PX
1
kpt_2011npx.txt
ANNUAL REPORT OF PROXY VOTING
- 2 -
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-09923
Kinetics Portfolios Trust
-------------------------
(Exact name of registrant as specified in charter)
555 Taxter Road, Suite 175, Elmsford, NY 10523
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(Address of principal executive offices) (Zip code)
Jay Kesslen
555 Taxter Road Suite 175
Elmsford, NY 10523
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(Name and address of agent for service)
Registrant's telephone number, including area code: 1-914-703-6900
Date of fiscal year end: 12/31
Date of reporting period: 07/01/2010 - 06/30/2011
ITEM 1. PROXY VOTING RECORD
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-09923
Reporting Period: 07/01/2010 - 06/30/2011
Kinetics Portfolio Trust
========================== KINETICS GLOBAL PORTFOLIO ===========================
ALK-ABELLO A/S
Ticker: ALK B Security ID: K03294111
Meeting Date: APR 01, 2011 Meeting Type: Annual
Record Date: MAR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Approve Financial Statements and For For Management
Statutory Report; Approve Discharge of
Directors
3 Approve Allocation of Income and For For Management
Dividends of DKK 5 per Share
4 Authorize Share Repurchase Program For Against Management
5 Approve DKK 10.1 Million Increase in For Against Management
Share Capital without Preemptive
Rights; Approve DKK 2.8 Million
Increase in Share Capital in Connection
with Issuance of Convertibles without
Preemptive Rights
6a Reelect Lars Holmqvist as Director For For Management
6b Reelect Thorleif Krarup as Director For For Management
6c Reelect Anders Pedersen as Director For For Management
6d Reelect Brian Petersen as Director For For Management
6e Elect Steen Riisgaard as New Director For For Management
6f Elect Jes Ostergaard as New Director For For Management
7 Ratify Deloitte as Auditors For For Management
8 Authorize Chairman of Meeting to Make For For Management
Editorial Changes to Adopted
Resolutions in Connection with
Registration
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ASCIANO GROUP
Ticker: AIO Security ID: Q0557G103
Meeting Date: OCT 27, 2010 Meeting Type: Annual
Record Date: OCT 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and None None Management
Statutory Reports for the Fiscal Year
Ended June 30, 2010
2 Approve the Remuneration Report for the For Against Management
Fiscal Year Ended June 30, 2010
3 Elect Peter George as a Director For For Management
4 Approve the Grant of Up to 3.36 Million For For Management
Options to Mark Rowsthorn, CEO and
Managing Director, with an Exercise
Price of A$1.67 Each Under the Asciano
Options and Rights Plan
5 Approve the Increase in Aggregate For For Management
Amount of the Non-Executive Directors'
Remuneration to A$3 Million Per Annum
6 Approve the Amendment to the Company's For For Management
Constitution Regarding Destapling
7 Approve the Amendment to the Trust For For Management
Constitution
8 Approve the Acquisition of All Ordinary For For Management
Units of Asciano Finance Trust by
Asciano Ltd by Way of a Trust Scheme
9 Approve Share Consolidation on a Two For For Management
for One Basis and Any Fractional
Entitlements Will be Rounded Off to the
Nearest Whole Number
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AZIMUT HOLDING SPA
Ticker: AZM Security ID: T0783G106
Meeting Date: APR 26, 2011 Meeting Type: Annual/Special
Record Date: APR 13, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, Statutory For For Management
Reports, and Allocation of Income
2 Approve Restricted Stock Purchase Plan For Against Management
Reserved for the Group's Financial
Advisors
3 Authorize Share Repurchase Program and For Against Management
Reissuance of Repurchased Shares
1 Amend Company Bylaws For Against Management
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BANK HANDLOWY W WARSZAWIE SA
Ticker: BHW Security ID: X05318104
Meeting Date: JUN 01, 2011 Meeting Type: Annual
Record Date: MAY 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5.1 Elect Member of Vote Counting For For Management
Commission
5.2 Elect Member of Vote Counting For For Management
Commission
5.3 Elect Member of Vote Counting For For Management
Commission
6.1 Approve Management Board Report on For For Management
Company's Operations in Fiscal 2010 and
Financial Statements
6.2 Approve Supervisory Board Report on Its For For Management
Work in Fiscal 2010
6.3 Approve Management Board Report on For For Management
Group's Operations in Fiscal 2010 and
Consolidated Financial Statements
6.4a Approve Discharge of Iwona Dudzinska For For Management
(Management Board Member)
6.4b Approve Discharge of Michal Mrozek For For Management
(Management Board Member)
6.4c Approve Discharge of Robert Daniel For For Management
Massey JR (Management Board Member)
6.4d Approve Discharge of Slawomir Sikora For For Management
(Management Board Member)
6.4e Approve Discharge of Sonia For For Management
Wedrychowicz-Horbatowska (Management
Board Member)
6.4f Approve Discharge of Witold Zielinski For For Management
(Management Board Member)
6.5a Approve Discharge of Shirish Apte For For Management
(Supervisory Board Member)
6.5b Approve Discharge of Igor Chalupec For For Management
(Supervisory Board Member)
6.5c Approve Discharge of Sanjeeb Chaudhuri For For Management
(Supervisory Board Member)
6.5d Approve Discharge of Goran Collert For For Management
(Supervisory Board Member)
6.5e Approve Discharge of Miroslaw Gryszka For For Management
(Supervisory Board Member)
6.5f Approve Discharge of Frank Mannion For For Management
(Supervisory Board Member)
6.5g Approve Discharge of Andrzej Olechowski For For Management
(Supervisory Board Member)
6.5h Approve Discharge of Krzysztof Opolski For For Management
(Supervisory Board Member)
6.5i Approve Discharge of Aneta Polk For For Management
(Supervisory Board Member)
6.5j Approve Discharge of Stephen Simcock For For Management
(Supervisory Board Member)
6.5k Approve Discharge of Wieslaw Smulski For For Management
(Supervisory Board Member)
6.5l Approve Discharge of Stanislaw For For Management
Soltysinski (Supervisory Board Member)
6.5m Approve Discharge of Alberto Verme For For Management
(Supervisory Board Member)
6.5n Approve Discharge of Stephen Volk For For Management
(Supervisory Board Member)
6.6 Approve Allocation of Income and For For Management
Dividends of PLN 5.72 per Share
6.7a Amend Statute Re: Corporate Purpose For For Management
6.7b Amend Statute Re: Corporate Purpose For For Management
6.8 Elect Supervisory Board Member For For Management
7 Close Meeting None None Management
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BANK MILLENNIUM SA (FRMLY BANK MILLENNIUM SPOLKA AKCYJNA)
Ticker: MIL Security ID: X05407105
Meeting Date: MAR 31, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Information on Voting None None Management
Procedures
3 Elect Meeting Chairman For For Management
4 Acknowledge Proper Convening of Meeting None None Management
5 Approve Agenda of Meeting For For Management
6 Elect Members of Vote Counting For For Management
Commission
7 Receive and Approve Financial For For Management
Statements, Management Board Report on
Company's Operations in Fiscal 2010,
and Supervisory Board Report
8 Receive and Approve Consolidated For For Management
Financial Statements and Management
Board Report on Group's Operations in
Fiscal 2010
9.1 Approve Discharge of Management Board For For Management
Members
9.2 Approve Discharge of Supervisory Board For For Management
Members
10 Approve Allocation of Income and For For Management
Dividends of PLN 0.10 per Share
11 Approve Changes in Composition of For For Management
Supervisory Board
12 Close Meeting None None Management
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BARRY CALLEBAUT AG
Ticker: BARN Security ID: H05072105
Meeting Date: DEC 07, 2010 Meeting Type: Annual
Record Date: NOV 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports (Non-Voting)
2 Receive Auditor's Reports (Non-Voting) None None Management
3.1 Accept Financial Statements and For For Management
Statutory Reports, Including Corporate
Governance Report
3.2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
4.1 Approve Allocation of Income and For For Management
Omission of Dividends
4.2 Approve CHF 72.4 Million Reduction in For For Management
Share Capital; Approve Capital
Repayment of CHF 14.00 per Share
5 Approve Discharge of Board and Senior For For Management
Management
6.1a Reelect Andreas Jacobs as Director For For Management
6.1b Reelect Andreas Schmid as Director For For Management
6.1c Reelect Rolando Benedick as Director For For Management
6.1d Reelect James Donald as Director For For Management
6.1e Reelect Markus Fiechter as Director For For Management
6.1f Reelect Stefan Pfander as Director For For Management
6.1g Reelect Urs Widmer as Director For For Management
6.2 Elect Jakob Baer as Director For For Management
7 Ratify KPMG AG as Auditors For For Management
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BASILEA PHARMACEUTICA AG
Ticker: BSLN Security ID: H05131109
Meeting Date: APR 06, 2011 Meeting Type: Annual
Record Date: MAR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Approve Carrying Forward of Net Loss For For Management
2b Transfer of CHF 321.5 Million from Free For For Management
Reserves to Capital Reserves
3 Approve Discharge of Board and Senior For For Management
Management
4a Reelect Steven Skolsky as Director For For Management
4b Reelect Anthony Man as Director For For Management
4c Reelect Ronald Scott as Director For For Management
5 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
6 Approve Extension of CHF 2 Million Pool For Against Management
of Capital without Preemptive Rights
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BRAMBLES LTD
Ticker: BXB Security ID: Q6634U106
Meeting Date: NOV 18, 2010 Meeting Type: Annual
Record Date: NOV 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and None None Management
Statutory Reports for the Financial
Year Ended June 30, 2010
2 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
3 Elect Thomas Joseph Gorman as a For For Management
Director
4 Elect Gregory John Hayes as a Director For For Management
5 Elect Christopher Luke Mayhew as a For For Management
Director
6 Approve the Issue of Shares to Thomas For For Management
Joseph Gorman, Chief Executive Officer,
Under the Brambles Ltd MyShare Plan
7 Approve the Issue of Shares to Gregory For For Management
John Hayes, Chief Financial Officer,
Under the Brambles Ltd MyShare Plan
8 Approve the Grant of Share Rights to For For Management
Thomas Joseph Gorman, Chief Executive
Officer, Under the Amended Brambles Ltd
2006 Performance Share Plan
9 Approve the Grant of Share Rights to For For Management
Gregory John Hayes, Chief Financial
Officer, Under the Amended Brambles Ltd
2006 Performance Share Plan
10 Approve the Amendments to the Company's For For Management
Constitution
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BREMBO SPA
Ticker: BRE Security ID: T2204N108
Meeting Date: APR 29, 2011 Meeting Type: Annual
Record Date: APR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, Statutory For For Management
Reports, and Allocation of Income of
Marchesini S.p.A.
2 Approve Financial Statements, Statutory For For Management
Reports, and Allocation of Income of
Brembo Performance S.p.A.
3 Approve Financial Statements, Statutory For For Management
Reports, and Allocation of Income of
Brembo S.p.A.
4 Accept Consolidated Financial None None Management
Statements
5.1 Fix Number of Directors and Fix For For Management
Directors' Term
5.2 Elect Directors (Bundled) For Against Management
5.3 Elect Chairman of the Board of For Against Management
Directors
5.4 Approve Remuneration of Directors For Against Management
6.1 Appoint Internal Statutory Auditors For For Management
6.2 Appoint Internal Statutory Auditors' For For Management
Chairman
6.3 Approve Internal Auditors' Remuneration For For Management
7 Approve Remuneration of Auditors For For Management
8 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
9 Amend Regulations on General Meetings For For Management
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BROOKFIELD REAL ESTATE SERVICES INC.
Ticker: BRE Security ID: 11283T101
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: MAR 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
2 Elect Lorraine Bell, Simon Dean, Allen For Withhold Management
Karp and Gail Kilgour as Directors
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BYD COMPANY LTD.
Ticker: 01211 Security ID: Y1023R104
Meeting Date: JUN 10, 2011 Meeting Type: Annual
Record Date: MAY 09, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Working Report of the Board of For For Management
Directors
2 Approve Working Report of Supervisory For For Management
Committee
3 Approve Audited Financial Statements For For Management
4 Approve Profit Appropriation Proposal For For Management
5 Appoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
6a Reelect Wang Chuan-fu as Director and For For Management
Authorize Board to Fix His Remuneration
6b Reelect Lu Xiang-yang as Director and For For Management
Authorize Board to Fix His Remuneration
6c Reelect Xia Zou-quan as Director and For For Management
Authorize Board to Fix His Remuneration
6d Reelect Li Dong as Director and For For Management
Authorize Board to Fix Her Remuneration
6e Reelect Wu Changqi as Director and For For Management
Authorize Board to Fix His Remuneration
7a Reelect Dong Jun-qing as Supervisor and For For Management
Authorize Board to Fix His Remuneration
7b Reelect Li Yong-zhao as Supervisor and For For Management
Authorize Board to Fix His Remuneration
7c Reelect Zhang Hui-bin as Supervisor and For For Management
Authorize Board to Fix His Remuneration
7d Reelect Wang Zhen and Yan Chen as For Against Management
Supervisors
8 Approve Provision of Guarantees For Against Management
9 Approve Pledging of Shares to Secure For For Management
Borrowings
10 Other Business (Voting) For Against Management
11a Approve Expansion of Scope of Business For For Management
11b Authorize Board to Make Further For For Management
Amendments in Relation to the Expansion
of the Scope of Business
12 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
13 Approve Issuance by BYD Electronic For Against Management
(International) Co., Ltd. of Equity or
Equity-Linked Securities without
Preemptive Rights
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CANADIAN NATIONAL RAILWAY COMPANY
Ticker: CNR Security ID: 136375102
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: MAR 09, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Michael R. Armellino as Director For For Management
2 Elect A. Charles Baillie as Director For For Management
3 Elect Hugh J. Bolton as Director For For Management
4 Elect Donald J. Carty as Director For For Management
5 Elect Gordon D. Giffin as Director For For Management
6 Elect Edith E. Holiday as Director For For Management
7 Elect V. Maureen Kempston Darkes as For For Management
Director
8 Elect Denis Losier as Director For For Management
9 Elect Edward C. Lumley as Director For For Management
10 Elect David G.A. McLean as Director For For Management
11 Elect Claude Mongeau as Director For For Management
12 Elect James E. O'Connor as Director For For Management
13 Elect Robert Pace as Director For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote on Executive Compensation For For Management
Approach
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CANADIAN PACIFIC RAILWAY LIMITED
Ticker: CP Security ID: 13645T100
Meeting Date: MAY 12, 2011 Meeting Type: Annual/Special
Record Date: MAR 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Deloitte & Touche LLP as For For Management
Auditors
2.1 Elect John E. Cleghorn as Director For For Management
2.2 Elect Tim W. Faithfull as Director For For Management
2.3 Elect Richard L. George as Director For For Management
2.4 Elect Frederic J. Green as Director For For Management
2.5 Elect Krystyna T. Hoeg as Director For For Management
2.6 Elect Richard C. Kelly as Director For For Management
2.7 Elect John P. Manley as Director For For Management
2.8 Elect Linda J. Morgan as Director For For Management
2.9 Elect Madeleine Paquin as Director For For Management
2.10 Elect Michael E. J. Phelps as Director For For Management
2.11 Elect Roger Phillips as Director For For Management
2.12 Elect David W. Raisbeck as Director For For Management
2.13 Elect Hartley T. Richardson as Director For For Management
3 Approve Shareholder Rights Plan For For Management
4 Re-approve Stock Option Incentive Plan For For Management
5 Advisory Vote on Executive Compensation For For Management
Approach
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CARREFOUR
Ticker: CA Security ID: F13923119
Meeting Date: JUN 21, 2011 Meeting Type: Annual/Special
Record Date: JUN 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Directors
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Auditors' Special Report on For For Management
Related-Party Transactions
4 Ratify Change of Registered Office For For Management
5 Amend Article 26 of Bylaws Re: For For Management
Dividends
6 Approve Allocation of Income and For For Management
Dividends of EUR 1.08 per Share
7 Approve Special Dividends For For Management
8 Reelect Bernard Arnault as Director For For Management
9 Reelect Jean-Laurent Bonnafe as For For Management
Director
10 Reelect Rene Brillet as Director For For Management
11 Reelect Amaury de Seze as Director For For Management
12 Ratify Appointment of Mathilde Lemoine For For Management
as Director
13 Ratify Mazars as Auditor For For Management
14 Ratify Thierry Colin as Alternate For For Management
Auditor
15 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
16 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 500 Million
18 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 175 Million
19 Authorize Capitalization of Reserves of For For Management
Up to EUR 500 Million for Bonus Issue
or Increase in Par Value
20 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
21 Authorize Capital Increase of Up to EUR For For Management
100 Million for Future Exchange Offers
22 Approve Employee Stock Purchase Plan For For Management
23 Authorize Board to Amend Number of For For Management
Awards Granted Under Outstanding
Restricted Stock Plans
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CFAO
Ticker: CFAO Security ID: F2015W102
Meeting Date: MAY 20, 2011 Meeting Type: Annual
Record Date: MAY 17, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.82 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Approve Severance Payment Agreement For Against Management
with Richard Bielle
6 Reelect Pierre Guenant as Supervisory For For Management
Board Member
7 Ratify Appointment of Jean-Charles For For Management
Pauze as Supervisory Board Member
8 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9 Authorize Filing of Required For For Management
Documents/Other Formalities
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CHORUS AVIATION INC
Ticker: CHR.B Security ID: 17040T102
Meeting Date: JUN 01, 2011 Meeting Type: Annual
Record Date: APR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Karen Cramm For Did Not Vote Management
1.2 Elect Director Gary M. Collins For Did Not Vote Management
1.3 Elect Director Benjamin C. Duster IV For Did Not Vote Management
1.4 Elect Director David L. Emerson For Did Not Vote Management
1.5 Elect Director Sydney John Isaacs For Did Not Vote Management
1.6 Elect Director G. Ross MacCormack For Did Not Vote Management
1.7 Elect Director Richard H. McCoy For Did Not Vote Management
1.8 Elect Director John T. McLennan For Did Not Vote Management
1.9 Elect Director Joseph D. Randell For Did Not Vote Management
2 Ratify PricewaterhouseCoopers LLP as For Did Not Vote Management
Auditors
3 The Undersigned Hereby Certifies that For Did Not Vote Management
the Shares Represented by this Proxy
are Owned and Controlled by a Canadian
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CHUO MITSUI TRUST HOLDINGS INC.
Ticker: 8309 Security ID: J0752J108
Meeting Date: DEC 22, 2010 Meeting Type: Special
Record Date: SEP 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Exchange Agreement with For Against Management
Sumitomo Trust & Banking
2 Amend Articles To Change Company Name - For Against Management
Change Location of Head Office -
Increase Authorized Capital - Create
New Classes of Preferred Shares
3.1 Elect Director Hitoshi Tsunekage For Against Management
3.2 Elect Director Kiyoshi Mukouhara For Against Management
3.3 Elect Director Akio Ohtsuka For Against Management
3.4 Elect Director Junichi Sayato For Against Management
3.5 Elect Director Tetsuo Ohkubo For Against Management
4.1 Appoint Statutory Auditor Teruhiko For Against Management
Sugita
4.2 Appoint Statutory Auditor Hitoshi Maeda For Against Management
4.3 Appoint Statutory Auditor Toshio For Against Management
Hoshino
5 Approve Special Payments in Connection For Against Management
with Abolition of Retirement Bonus
System
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COMPUTERSHARE LIMITED
Ticker: CPU Security ID: Q2721E105
Meeting Date: NOV 10, 2010 Meeting Type: Annual
Record Date: NOV 08, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for the Fiscal Year
Ended June 30, 2010
2 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
3 Elect Christopher John Morris as a For For Management
Director
4 Elect Arthur Leslie Owen as a Director For For Management
5 Elect Gerald Lieberman as a Director For For Management
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CRESUD S.A.C.I.F. Y A.
Ticker: CRES Security ID: 226406106
Meeting Date: OCT 29, 2010 Meeting Type: Annual/Special
Record Date: OCT 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
2 Accept Financial Statements and For For Management
Statutory Reports for the Fiscal Year
Ended June 30, 2010
3 Approve Discharge of Board of Directors For For Management
4 Approve Discharge of Internal Statutory For For Management
Auditors Committee
5 Approve Allocation of Income of ARS For For Management
185.41 Million for Fiscal Year Ended
June 30, 2010
6 Approve Remuneration of Directors for For For Management
Fiscal Year Ended June 30, 2010 in the
Amount of ARS 6.44 Million; Approve
Audit Committee's Budget
7 Approve Remuneration of Internal For For Management
Statutory Auditors Committee for Fiscal
Year Ended June 30, 2010
8 Fix Number of and Elect Directors and For Against Management
Alternates
9 Elect Principal and Alternate Members For For Management
of the Internal Statutory Auditors
Committee
10 Approve Auditors for Fiscal Year 2011 For For Management
and Authorize Board to Fix Their
Remuneration
11 Approve Amendments to the Shared For Against Management
Services Agreement Report
12 Approve Allocation of Treasury Shares For For Management
13 Approve Treatment of Provisions for Tax For For Management
on Shareholders' Personal Assets
14 Approve Spin-Off-Merger Agreement For For Management
between the Company and Inversiones
Ganaderas SA; Approve Prospectus
15 Approve Spin-Off-Merger Balance Sheets For For Management
of Inversiones Ganaderas SA (IGSA),
Agropecuaria Anta SA (ANTA) and Cresud
SACIF as of June 30, 2010 and the
Reports Prepared by Internal Statutory
Auditors Committee and the Auditor
16 Approve Executive Incentive Bonus Plan For For Management
17 Authorize Increase of Issuance of Debt For For Management
Securities Up to USD 100 Million within
the Global Bond Contract Program; Renew
Board Authority Accordingly
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CRESUD S.A.C.I.F. Y A.
Ticker: CRES Security ID: 226406106
Meeting Date: DEC 09, 2010 Meeting Type: Special
Record Date: NOV 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
2 Approve Distribution of Dividends in For For Management
the Amount of ARS 69 Million Charged to
Unrestricted Reserves
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CSL LTD.
Ticker: CSL Security ID: Q3018U109
Meeting Date: OCT 13, 2010 Meeting Type: Annual
Record Date: OCT 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and None None Management
Statutory Reports for the Fiscal Year
Ended June 30, 2010
2a Elect Peter Turner as a Director For For Management
2b Elect John Akehurst as a Director For For Management
2c Elect David Anstice as a Director For For Management
2d Elect Ian Renard as a Director For For Management
3 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
4 Approve the Grant of Up to 500,000 For For Management
Performance Rights in Aggregate to
Brian McNamee and Peter Turner,
Executive Directors, Under the
Company's Performance Rights Plan
5 Approve the Increase in Non-Executive For For Management
Directors' Remuneration to A$2.5
Million Per Annum
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DAIWA SECURITIES GROUP INC.
Ticker: 8601 Security ID: J11718111
Meeting Date: JUN 25, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Suzuki, Shigeharu For For Management
1.2 Elect Director Hibino, Takashi For For Management
1.3 Elect Director Iwamoto, Nobuyuki For For Management
1.4 Elect Director Shirakawa, Makoto For For Management
1.5 Elect Director Wakabayashi, Takatoshi For For Management
1.6 Elect Director Oda, Kazuo For For Management
1.7 Elect Director Yasuda, Ryuuji For For Management
1.8 Elect Director Uno, Koichi For For Management
1.9 Elect Director Matsubara, Nobuko For For Management
1.10 Elect Director Tadaki, Keiichi For For Management
1.11 Elect Director Onishi, Toshihiko For For Management
1.12 Elect Director Ito, Kensuke For For Management
2 Approve Stock Option Plan and Deep For For Management
Discount Stock Option Plan
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EDENRED
Ticker: EDEN Security ID: F3192L109
Meeting Date: MAY 13, 2011 Meeting Type: Annual/Special
Record Date: MAY 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.50 per Share
4 Approve Transactions with Accor SA For For Management
5 Approve Amendment to Employment For Against Management
Contract of Jacques Stern
6 Approve Severance Payment Agreement For Against Management
with Jacques Stern
7 Approve Private Unemployment Insurance For For Management
for Jacques Stern
8 Approve Medical Insurance Agreement for For For Management
Jacques Stern
9 Approve Employee Benefit Scheme For For Management
Agreement with Jacques Stern
10 Authorize Repurchase of Up to For For Management
22,589,739 Shares
11 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
12 Authorize Filing of Required For For Management
Documents/Other Formalities
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ELEMENTOS LTD
Ticker: ELT Security ID: Q34480105
Meeting Date: NOV 30, 2010 Meeting Type: Annual
Record Date: NOV 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
2 Elect Anthony McLellan as a Director For For Management
3 Elect Mark McCauley as a Director For For Management
4 Approve the Grant of Up to 1 Million For Against Management
Options in Two Equal Tranches to Mark
McCauley, Non-Executive Director, with
an Exercise Price of A$0.25 Each Under
the Company's Employee and Officer
Share Option Plan
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ELEMENTOS LTD
Ticker: ELT Security ID: Q34480105
Meeting Date: MAR 28, 2011 Meeting Type: Special
Record Date: MAR 26, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Issuance of 4.23 Million For For Management
Shares at an Issue Price of A$0.26 Each
to Belmont Park Investments Pty Ltd
2 Approve the Issuance of 1.57 Million For For Management
Shares at an Issue Price of A$0.26 Each
to Panorama Ridge Pty Ltd
3 Ratify the Past Issuance of 8.1 Million For For Management
Shares at an Issue Price of A$0.26 Each
to Andes Investors LLC Made on Jan. 18,
2011
4 Elect James D Calaway as a Director For For Management
5 Approve the Grant of 1 Million Options For Against Management
Exercisable at A$0.35 Each to James D
Calaway
--------------------------------------------------------------------------------
ENEL GREEN POWER S.P.A.
Ticker: EGPW Security ID: T3679C106
Meeting Date: APR 27, 2011 Meeting Type: Annual/Special
Record Date: APR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Increase Board Size For For Management
4 Elect Directors (Bundled) For For Management
5.1 Slate Submitted by Enel None Did Not Vote Management
5.2 Slate Submitted by Enpam and Incarcassa None For Management
6 Approve Internal Auditors' Remuneration For For Management
7 Approve Auditors and Authorize Board to For For Management
Fix Their Remuneration
1.a Amend Company Bylaws Re: 10 For For Management
(Shareholders Meetings)
1.b Amend Company Bylaws Re: 12 and 19 For For Management
(Related Party Transactions)
--------------------------------------------------------------------------------
ETABLISSEMENTS MAUREL ET PROM
Ticker: MAU Security ID: F60858101
Meeting Date: JUN 29, 2011 Meeting Type: Annual/Special
Record Date: JUN 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Directors
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.25 per Share
4 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
5 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 450,000
6 Elect Xavier Blandin as Director For Against Management
7 Reelect Roman Gozalo as Director For Against Management
8 Ratify Appointment of Nathalie For For Management
Delapalme as Director
9 Reelect Nathalie Delapalme as Director For For Management
10 Authorize Repurchase of Up to 10 For Against Management
Percent of Issued Share Capital
11 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 50 Million
12 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 25 Million
13 Approve Issuance of up to 20 Percent of For Against Management
Issued Capital Per Year for a Private
Placement, up to EUR 25 Million
14 Authorize Board to Set Issue Price for For Against Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
15 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
16 Authorize Capital Increase of Up to EUR For Against Management
25 Million for Future Exchange Offers
17 Authorize Capital Increase of up to 10 For Against Management
Percent of Issued Capital for Future
Acquisitions
18 Authorize Capitalization of Reserves For For Management
for Bonus Issue or Increase in Par
Value
19 Approve Issuance of Securities For For Management
Convertible into Debt up to an
Aggregate Nominal Amount of EUR 250
Million
20 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plan
21 Approve Employee Stock Purchase Plan For For Management
22 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
23 Amend Article 25 of Bylaws Re: For For Management
Nomination, Length of Terms and
Compensation of Auditors
24 Amend Article 26 of Bylaws Re: General For For Management
Meetings
25 Amend Article 28.2 of Bylaws Re: For For Management
Shareholders Proposals
26 Amend Article 37.2 of Bylaws Re: For For Management
Dividends Payment
27 Remove Article 15 of Bylaws and Amend For Against Management
Articles 21.1 and 21.4 Re: Shareholding
Requirements for Directors and Censors
28 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
FANUC LTD.
Ticker: 6954 Security ID: J13440102
Meeting Date: JUN 29, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, With a For For Management
Final Dividend of JPY 98.59
2 Amend Articles To Change Company Name - For For Management
Increase Maximum Board Size
3.1 Elect Director Inaba, Yoshiharu For For Management
3.2 Elect Director Kojima, Hideo For For Management
3.3 Elect Director Yamaguchi, Kenji For For Management
3.4 Elect Director Gonda, Yoshihiro For For Management
3.5 Elect Director Ito, Takayuki For For Management
3.6 Elect Director Kurakake, Mitsuo For For Management
3.7 Elect Director Kishi, Hajimu For For Management
3.8 Elect Director Uchida, Hiroyuki For For Management
3.9 Elect Director Matsubara, Shunsuke For For Management
3.10 Elect Director Miyajima, Hidehiro For For Management
3.11 Elect Director Noda, Hiroshi For For Management
3.12 Elect Director Araki, Hiroshi For For Management
3.13 Elect Director Kohari, Katsuo For For Management
3.14 Elect Director Yamasaki, Mineko For For Management
3.15 Elect Director Richard E Schneider For For Management
3.16 Elect Director Olaf C Gehrels For For Management
4.1 Appoint Statutory Auditor Kimura, For For Management
Shunsuke
4.2 Appoint Statutory Auditor Shimizu, For For Management
Naoki
4.3 Appoint Statutory Auditor Nakagawa, For Against Management
Takeo
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GAGFAH SA
Ticker: GFJ Security ID: ADPV09716
Meeting Date: APR 21, 2011 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Management Report for FY 2010 None None Management
2 Receive Auditor's Report for FY 2010 None None Management
3 Accept Financial Statements for FY 2010 For Did Not Vote Management
4 Accept Consolidated Financial For Did Not Vote Management
Statements for FY 2010
5 Approve Allocation of Income and For Did Not Vote Management
Dividends
6 Approve Discharge of Directors For Did Not Vote Management
7 Approve Share Repurchase Program For Did Not Vote Management
1 Approve Reduction in Share Capital and For Did Not Vote Management
Cancellation Repurchased Shares
2 Approve Reduction in Share Capital of For Did Not Vote Management
EUR 70.60 Million Through Repurchase
and Cancellation of 56.48 Million
Shares
3 Approve Issuance of Equity or For Did Not Vote Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 10 Billion
4 Change Date of Annual Meeting and Amend For Did Not Vote Management
Article 15 Accordingly
--------------------------------------------------------------------------------
GROUPE AEROPLAN INC.
Ticker: AER Security ID: 399453109
Meeting Date: MAY 26, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Brown For For Management
1.2 Elect Director Roman Doroniuk For For Management
1.3 Elect Director Rupert Duchesne For For Management
1.4 Elect Director Joanne Ferstman For For Management
1.5 Elect Director Michael M. Fortier For For Management
1.6 Elect Director John M. Forzani For For Management
1.7 Elect Director David H. Laidley For For Management
1.8 Elect Director Douglas D. Port For For Management
1.9 Elect Director Alan P. Rossy For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
GRUPA ZYWIEC SA
Ticker: ZWC Security ID: X8806E102
Meeting Date: APR 19, 2011 Meeting Type: Annual
Record Date: APR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Meeting Procedures; Approve For For Management
Agenda of Meeting
5.1 Receive Management Board Reports None None Management
5.2 Receive Supervisory Board Reports None None Management
6 Receive Presentation of Resolutions None None Management
Drafts
7.1 Approve Management Board Report on For For Management
Company's Operations in Fiscal 2010,
Financial Statements, and Consolidated
Financial Statements
7.2 Approve Allocation of Income and For For Management
Dividends of PLN 65 per Share
7.3 Approve Discharge of Management Board For For Management
Members
7.4 Approve Discharge of Supervisory Board For For Management
Members
7.5 Elect Supervisory Board Members For For Management
7.6 Approve Regulations on Election of For For Management
Employee Representative to Supervisory
Board
7.7 Approve Merger with Bracki Browar For For Management
Zamkowy w Cieszynie Sp. z o.o. (Wholly
Owned Subsidiary)
8 Close Meeting None None Management
--------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORGANIZATION SA
Ticker: HTO Security ID: 423325307
Meeting Date: JUL 23, 2010 Meeting Type: Annual/Special
Record Date: JUL 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Members of Audit Committee For Did Not Vote Management
2 Approve Director Expenses For Did Not Vote Management
3 Approve Amendments in Executive For Did Not Vote Management
Contracts with the Company
4 Other Business None None Management
--------------------------------------------------------------------------------
ICHIGO GROUP HOLDINGS CO., LTD.
Ticker: 2337 Security ID: J2382Y109
Meeting Date: MAY 28, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott Callon For For Management
1.2 Elect Director Iwasaki, Kenji For For Management
1.3 Elect Director Ishihara, Minoru For For Management
1.4 Elect Director Fujita, Katsu For Against Management
1.5 Elect Director Hattori, Katsuhiko For Against Management
1.6 Elect Director Fujita, Tetsuya For For Management
1.7 Elect Director Kumagai, Maki For For Management
1.8 Elect Director Kawate, Noriko For For Management
1.9 Elect Director Rob Crawford For Against Management
1.10 Elect Director Fukuhara, Makoto For Against Management
--------------------------------------------------------------------------------
INTERCELL AG
Ticker: Security ID: A3539S101
Meeting Date: JUN 10, 2011 Meeting Type: Annual
Record Date: MAY 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports (Non-Voting)
2 Approve Discharge of Management Board For For Management
3a Approve Discharge of Supervisory Board For For Management
3b Approve Remuneration of Supervisory For For Management
Board Members
4a Elect Alexander von Gabain as For For Management
Supervisory Board Member
4b Elect Thomas Szucs as Supervisory Board For For Management
Member
5 Approve Stock Option Plan for For Against Management
Supervisory Board Members
6 Approve Stock Option Plan for Key For For Management
Employees; Approve Creation of EUR 1.5
Million Pool of Conditional Capital to
Guarantee Conversion Rights
7 Amend Share Repurchase Program 2010 For For Management
8 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INTERNATIONAL CONTAINER TERMINAL SERVICES, INC.
Ticker: ICT Security ID: Y41157101
Meeting Date: AUG 11, 2010 Meeting Type: Special
Record Date: JUL 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Call to Order None None Management
2 Determination of Existence of Quorum None None Management
3 Approve the Amendment of Article For For Management
Seventh of the Articles of
Incorporation Regarding the
Reclassification of the Company's
Existing Authorized Preferred Shares
--------------------------------------------------------------------------------
ITOCHU CORP.
Ticker: 8001 Security ID: J2501P104
Meeting Date: JUN 24, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 9
2 Amend Articles To Indemnify Directors For For Management
3.1 Elect Director Kobayashi, Eizo For For Management
3.2 Elect Director Okafuji, Masahiro For For Management
3.3 Elect Director Kobayashi, Yoichi For For Management
3.4 Elect Director Akamatsu, Yoshio For For Management
3.5 Elect Director Aoki, Yoshihisa For For Management
3.6 Elect Director Seki, Tadayuki For For Management
3.7 Elect Director Okada, Kenji For For Management
3.8 Elect Director Takayanagi, Koji For For Management
3.9 Elect Director Kikuchi, Satoshi For For Management
3.10 Elect Director Matsushima, Toru For For Management
3.11 Elect Director Nakamura, Ichiro For For Management
3.12 Elect Director Okamoto, Hitoshi For For Management
3.13 Elect Director Kawamoto, Yuuko For For Management
3.14 Elect Director Sugimoto, Kazuyuki For For Management
4.1 Appoint Statutory Auditor Maeda, For For Management
Kazutoshi
4.2 Appoint Statutory Auditor Shimojo, For For Management
Masahiro
5 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors
--------------------------------------------------------------------------------
JAPAN AIRPORT TERMINAL CO. LTD.
Ticker: 9706 Security ID: J2620N105
Meeting Date: JUN 29, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 3.5
2 Amend Articles To Reduce Directors' For For Management
Term - Amend Business Lines
3.1 Elect Director Kadowaki, Kunihiko For For Management
3.2 Elect Director Takashiro, Isao For For Management
3.3 Elect Director Doi, Katsuji For For Management
3.4 Elect Director Yokota, Nobuaki For For Management
3.5 Elect Director Takagi, Jotaro For For Management
3.6 Elect Director Kotani, Masaru For For Management
3.7 Elect Director Sakurai, Masayuki For For Management
3.8 Elect Director Hora, Hayao For For Management
3.9 Elect Director Ochi, Hisao For For Management
3.10 Elect Director Asano, Fumio For For Management
3.11 Elect Director Anami, Yuuki For For Management
3.12 Elect Director Onuki, Tetsuya For For Management
3.13 Elect Director Matsumoto, Masumi For For Management
3.14 Elect Director Yonemoto, Yasuhide For For Management
3.15 Elect Director Kawai, Makoto For For Management
4.1 Appoint Statutory Auditor Akai, Fumiya For For Management
4.2 Appoint Statutory Auditor Ogawa, Yoichi For For Management
5 Approve Annual Bonus Payment to For For Management
Directors
6 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
JAPAN SECURITIES FINANCE CO. LTD.
Ticker: 8511 Security ID: J27617109
Meeting Date: JUN 24, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 7
2.1 Elect Director Masubuchi, Minoru For For Management
2.2 Elect Director Matsuda, Hiromitsu For For Management
2.3 Elect Director Kobayashi, Eizo For For Management
2.4 Elect Director Hashimoto, Yasuhisa For For Management
2.5 Elect Director Nasuno, Hiroshi For For Management
2.6 Elect Director Asakura, Hiroshi For For Management
2.7 Elect Director Imai, Takashi For For Management
2.8 Elect Director Kanno, Akira For For Management
2.9 Elect Director Koshida, Hiroshi For For Management
3.1 Appoint Statutory Auditor Iguchi, Masao For For Management
3.2 Appoint Statutory Auditor Kamiyama, For For Management
Toshio
4 Appoint Alternate Statutory Auditor For For Management
Denawa, Masato
--------------------------------------------------------------------------------
JAZZ AIR INCOME FUND
Ticker: CHR.B Security ID: 47214X100
Meeting Date: NOV 09, 2010 Meeting Type: Special
Record Date: SEP 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion from Income Trust to For Did Not Vote Management
Corporation
2 Approve Long Term Incentive Plan (RSUs) For Did Not Vote Management
for Chorus Aviation Inc.
3 The Undersigned Hereby Certifies that None Did Not Vote Management
the Shares Represented by this Proxy
are Owned and Controlled by a Canadian
--------------------------------------------------------------------------------
KENEDIX INC.
Ticker: 4321 Security ID: J3243N100
Meeting Date: MAR 29, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Honma, Ryosuke For For Management
1.2 Elect Director Kawashima, Atsushi For For Management
1.3 Elect Director Yoshikawa, Taiji For For Management
1.4 Elect Director Tanaka, Akira For For Management
1.5 Elect Director Kashiwagi, Noboru For For Management
1.6 Elect Director Uematsu, Takashi For For Management
2 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors
--------------------------------------------------------------------------------
KEYENCE CORP.
Ticker: 6861 Security ID: J32491102
Meeting Date: JUN 17, 2011 Meeting Type: Annual
Record Date: MAR 20, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For Against Management
Final Dividend of JPY 30
2.1 Elect Director Takizaki, Takemitsu For Against Management
2.2 Elect Director Yamamoto, Akinori For For Management
2.3 Elect Director Kanzawa, Akira For For Management
2.4 Elect Director Kimura, Tsuyoshi For For Management
2.5 Elect Director Ueda, Yoshihiro For For Management
2.6 Elect Director Ogishi, Yuuji For For Management
2.7 Elect Director Sasaki, Michio For For Management
3 Appoint Statutory Auditor Kinomoto, For Against Management
Yoshiro
4 Appoint Alternate Statutory Auditor For For Management
Hashimoto, Kensho
--------------------------------------------------------------------------------
KHD HUMBOLDT WEDAG INTERNATIONAL AG
Ticker: KWG Security ID: D4024H102
Meeting Date: JUN 16, 2011 Meeting Type: Annual
Record Date: MAY 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For Did Not Vote Management
Omission of Dividends
3 Approve Discharge of Management Board For Did Not Vote Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For Did Not Vote Management
for Fiscal 2010
5 Ratify Deloitte & Touche GmbH as For Did Not Vote Management
Auditors for Fiscal 2011
6 Approve Creation of EUR 24.9 Million For Did Not Vote Management
Pool of Capital without Preemptive
Rights
7 Elect Gerhard Beinhauer to the For Did Not Vote Management
Supervisory Board
8 Approve Increase in Size of Board to For Did Not Vote Management
Six Members
9 Elect Luc Baehni, Eliza Yuen, and For Did Not Vote Management
Hubert Keusch as Supervisory Board
Members
10 Amend Articles Re: Remuneration for For Did Not Vote Management
Supervisory Board Members
--------------------------------------------------------------------------------
KWS SAAT AG
Ticker: KWS Security ID: D39062100
Meeting Date: DEC 16, 2010 Meeting Type: Annual
Record Date: NOV 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2009/2010
(Non-Voting)
2 Approve Allocation of Income and For Against Management
Dividends of EUR 1.90 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2009/2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2009/2010
5 Ratify Deloitte & Touche GmbH as For For Management
Auditors for Fiscal 2010/2011
6 Approve Remuneration System for For For Management
Management Board Members
--------------------------------------------------------------------------------
LIQUOR STORES INCOME FUND
Ticker: LIQ Security ID: 536345200
Meeting Date: DEC 14, 2010 Meeting Type: Special
Record Date: NOV 08, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion from Income Fund to For For Management
Corporation
--------------------------------------------------------------------------------
LIQUOR STORES N.A. LTD.
Ticker: LIQ Security ID: 536347107
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2 Elect Henry Bereznicki, R. John Butler, For Withhold Management
Gary Collins, Richard J. Crook, Jim
Dinning, Robert S. Green, Irving
Kipnes, and David B. Margolus as
Directors
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES NV
Ticker: LYB Security ID: N53745100
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: APR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Discussion on Company's Corporate None None Management
Governance Structure
3a Elect J.S. Bindra as Class I Directors For For Management
to the Supervisory Board
3b Reelect M. Carroll as Class I Directors For For Management
to the Supervisory Board
3c Reelect R. van der Meer as Class I For For Management
Directors to the Supervisory Board
4 Elect R. Buchanan as Class II Director For For Management
to the Supervisory Board
5 Elect J. Aigrain as Class III Director For For Management
to the Supervisory Board
6 Adopt Financial Statements and For For Management
Statutory Reports
7 Approve Discharge of Management Board For For Management
8 Approve Discharge of Supervisory Board For For Management
9 Ratify PricewaterhouseCoopers as For For Management
Auditors
10 Approve Remuneration of Supervisory For Against Management
Board
11 Amend Articles Re: Removal of For For Management
References to Class B Shares and
Conversion into A Shares, Deletion of
Provisions regarding Listing on New
York Stock Exchange, and Legislative
Changes in Dutch Law
12 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
13 Approve Dividends of USD 0.10 Per Share For For Management
14 Advisory Vote to Approve Remuneration For Against Management
Report Containing Remuneration Policy
for Management Board Members
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
16 Elect G. Gwin as Class II Director to For For Management
the Supervisory Board
17 Close Meeting None None Management
--------------------------------------------------------------------------------
MABUCHI MOTOR CO. LTD.
Ticker: 6592 Security ID: J39186101
Meeting Date: MAR 30, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 50
2.1 Elect Director Mabuchi, Takaichi For For Management
2.2 Elect Director Kamei, Shinji For For Management
2.3 Elect Director Habuchi, Nobuyo For For Management
2.4 Elect Director Okuma, Akira For For Management
2.5 Elect Director Kamei, Takashi For For Management
2.6 Elect Director Kato, Kaoru For For Management
2.7 Elect Director Okoshi, Hiroo For For Management
--------------------------------------------------------------------------------
MARUBENI CORP.
Ticker: 8002 Security ID: J39788138
Meeting Date: JUN 21, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Katsumata, Nobuo For For Management
1.2 Elect Director Asada, Teruo For For Management
1.3 Elect Director Sekiyama, Mamoru For For Management
1.4 Elect Director Ota, Michihiko For For Management
1.5 Elect Director Kawai, Shinji For For Management
1.6 Elect Director Sonobe, Shigemasa For For Management
1.7 Elect Director Yamazoe, Shigeru For For Management
1.8 Elect Director Akiyoshi, Mitsuru For For Management
1.9 Elect Director Nomura, Yutaka For For Management
1.10 Elect Director Okada, Daisuke For For Management
1.11 Elect Director Nakamura, Yukichi For For Management
1.12 Elect Director Ogura, Toshiyuki For For Management
1.13 Elect Director Ishikawa, Shigeaki For For Management
2 Appoint Statutory Auditor Sakishima, For For Management
Takafumi
--------------------------------------------------------------------------------
MARUHA NICHIRO HOLDINGS, INC.
Ticker: 1334 Security ID: J4001N100
Meeting Date: JUN 28, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 3 for Ordinary
Shares
2 Amend Articles To Remove Provisions on For For Management
Class 2 Preferred Shares to Reflect
Cancellation
3.1 Elect Director Igarashi, Yuuji For For Management
3.2 Elect Director Kushiro, Toshio For For Management
3.3 Elect Director Ito, Shigeru For For Management
3.4 Elect Director Sakai, Michiro For For Management
3.5 Elect Director Aoki, Nobuyuki For For Management
3.6 Elect Director Imamura, Hiroshi For For Management
3.7 Elect Director Murata, Akinori For For Management
3.8 Elect Director Watanabe, Jun For For Management
3.9 Elect Director Nemoto, Wataru For For Management
3.10 Elect Director Nagano, Atsushi For For Management
3.11 Elect Director Nakabe, Yoshiro For For Management
3.12 Elect Director Mitamura, Chihiro For For Management
4 Appoint Statutory Auditor Sakaki, For For Management
Mitsuo
--------------------------------------------------------------------------------
MENU FOODS INCOME FUND
Ticker: MEW.U Security ID: 587289109
Meeting Date: SEP 24, 2010 Meeting Type: Special
Record Date: AUG 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale of Company Assets For For Management
--------------------------------------------------------------------------------
MERCK KGAA
Ticker: MRK Security ID: D5357W103
Meeting Date: APR 08, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Accept Financial Statements and For For Management
Statutory Reports for Fiscal 2010
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.25 per Share
4 Approve Discharge of Management Board For For Management
for Fiscal 2010
5 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
6 Ratify KPMG AG as Auditors for Fiscal For For Management
2011
7 Approve Remuneration System for For Against Management
Management Board Members
--------------------------------------------------------------------------------
MINDRAY MEDICAL INTERNATIONAL LIMITED
Ticker: MR Security ID: 602675100
Meeting Date: DEC 22, 2010 Meeting Type: Annual
Record Date: NOV 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Joyce I-Yin Hsu as Director For Against Management
2 Reelect Wu Qiyao as Director For For Management
3 Ratify PricewaterhouseCoopers as For For Management
Auditors
--------------------------------------------------------------------------------
MITSUBISHI CORP.
Ticker: 8058 Security ID: J43830116
Meeting Date: JUN 24, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 39
2.1 Elect Director Kojima, Yorihiko For For Management
2.2 Elect Director Kobayashi, Ken For For Management
2.3 Elect Director Ueda, Ryoichi For For Management
2.4 Elect Director Yano, Masahide For For Management
2.5 Elect Director Nabeshima, Hideyuki For For Management
2.6 Elect Director Nakahara, Hideto For For Management
2.7 Elect Director Fujimura, Kiyoshi For For Management
2.8 Elect Director Nagai, Yasuo For For Management
2.9 Elect Director Nomakuchi, Tamotsu For For Management
2.10 Elect Director Ito, Kunio For For Management
2.11 Elect Director Tsukuda, Kazuo For Against Management
2.12 Elect Director Kato, Ryozo For For Management
2.13 Elect Director Konno, Hidehiro For For Management
3 Appoint Statutory Auditor Noma, Osamu For For Management
4 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
MITSUBISHI ESTATE CO. LTD.
Ticker: 8802 Security ID: J43916113
Meeting Date: JUN 29, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 6
2.1 Elect Director Kimura, Keiji For For Management
2.2 Elect Director Sugiyama, Hirotaka For For Management
2.3 Elect Director Iizuka, Nobuyuki For For Management
2.4 Elect Director Danno, Hiroshi For For Management
2.5 Elect Director Kono, Masaaki For For Management
2.6 Elect Director Ito, Hiroyoshi For For Management
2.7 Elect Director Yanagisawa, Yutaka For For Management
2.8 Elect Director Yagihashi, Takao For For Management
2.9 Elect Director Kato, Jo For For Management
2.10 Elect Director Fujisawa, Shiro For For Management
2.11 Elect Director Matsuhashi, Isao For For Management
2.12 Elect Director Tokiwa, Fumikatsu For For Management
2.13 Elect Director Gomi, Yasumasa For For Management
2.14 Elect Director Tomioka, Shuu For For Management
3 Appoint Statutory Auditor Utsumi, Akio For Against Management
--------------------------------------------------------------------------------
MITSUBISHI UFJ FINANCIAL GROUP
Ticker: 8306 Security ID: 606822104
Meeting Date: JUN 29, 2011 Meeting Type: Annual
Record Date: MAR 30, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 6
2.1 Elect Director Okihara, Takamune For For Management
2.2 Elect Director Okauchi, Kinya For For Management
2.3 Elect Director Nagayasu, Katsunori For For Management
2.4 Elect Director Tanaka, Tatsuo For For Management
2.5 Elect Director Hirano, Nobuyuki For For Management
2.6 Elect Director Yuuki, Taihei For For Management
2.7 Elect Director Hamakawa, Ichiro For For Management
2.8 Elect Director Hasegawa, Masao For For Management
2.9 Elect Director Toyoizumi, Toshiro For For Management
2.10 Elect Director Teraoka, Shunsuke For For Management
2.11 Elect Director Wakabayashi, Tatsuo For For Management
2.12 Elect Director Oyamada, Takashi For For Management
2.13 Elect Director Noguchi, Hiroyuki For For Management
2.14 Elect Director Araki, Ryuuji For For Management
2.15 Elect Director Watanabe, Kazuhiro For For Management
2.16 Elect Director Otoshi, Takuma For For Management
3 Appoint Statutory Auditor Nemoto, For For Management
Takehiko
--------------------------------------------------------------------------------
MITSUI & CO.
Ticker: 8031 Security ID: J44690139
Meeting Date: JUN 24, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 27
2.1 Elect Director Utsuda, Shoei For For Management
2.2 Elect Director Iijima, Masami For For Management
2.3 Elect Director Tanaka, Seiichi For For Management
2.4 Elect Director Omae, Takao For For Management
2.5 Elect Director Komai, Masayoshi For For Management
2.6 Elect Director Kawashima, Fuminobu For For Management
2.7 Elect Director Saiga, Daisuke For For Management
2.8 Elect Director Okada, Joji For For Management
2.9 Elect Director Kinoshita, Masayuki For For Management
2.10 Elect Director Matsubara, Nobuko For For Management
2.11 Elect Director Nonaka, Ikujiro For For Management
2.12 Elect Director Hirabayashi, Hiroshi For For Management
2.13 Elect Director Muto, Toshiro For For Management
3.1 Appoint Statutory Auditor Miura, Satoru For For Management
3.2 Appoint Statutory Auditor Murakami, For For Management
Motonori
--------------------------------------------------------------------------------
MITSUI FUDOSAN CO. LTD.
Ticker: 8801 Security ID: J4509L101
Meeting Date: JUN 29, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 11
2.1 Elect Director Iwasa, Hiromichi For For Management
2.2 Elect Director Matsumoto, Mitsuhiro For For Management
2.3 Elect Director Komoda, Masanobu For For Management
2.4 Elect Director Iinuma, Yoshiaki For For Management
2.5 Elect Director Saito, Hitoshi For For Management
2.6 Elect Director Ichikawa, Toshihide For For Management
2.7 Elect Director Kitahara, Yoshikazu For For Management
2.8 Elect Director Asai, Hiroshi For For Management
2.9 Elect Director Iino, kenji For For Management
2.10 Elect Director Hayakawa, Yoshiharu For For Management
2.11 Elect Director Urano, Mitsudo For For Management
2.12 Elect Director Hosoya, Eiji For For Management
2.13 Elect Director Matsushima, Masayuki For For Management
3.1 Appoint Statutory Auditor Kuramoto, For For Management
Seizo
3.2 Appoint Statutory Auditor Okada, For Against Management
Akishige
3.3 Appoint Statutory Auditor Nishida, Keiu For Against Management
4 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
--------------------------------------------------------------------------------
MIZUHO FINANCIAL GROUP INC.
Ticker: 8411 Security ID: 60687Y109
Meeting Date: JUN 21, 2011 Meeting Type: Annual
Record Date: MAR 30, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 6
2 Amend Articles To Increase Authorized For For Management
Capital
3.1 Elect Director Sato, Yasuhiro For For Management
3.2 Elect Director Nishizawa, Junichi For For Management
3.3 Elect Director Tsuchiya, Mitsuaki For For Management
3.4 Elect Director Kono, Masaaki For For Management
3.5 Elect Director Nomiyama, Akihiko For For Management
3.6 Elect Director Ohashi, Mitsuo For For Management
3.7 Elect Director Anraku, Kanemitsu For For Management
4.1 Appoint Statutory Auditor Shigeji, For For Management
Yoshinobu
4.2 Appoint Statutory Auditor Iyoda, For For Management
Toshinari
4.3 Appoint Statutory Auditor Imai, Isao For For Management
5 Amend Articles to Require Sound Against Against Shareholder
Corporate Evaluations
6 Amend Articles to Require Appointment Against Against Shareholder
of a Committee to Investigate
Evaluations by Mizuho Subsidiaries
Later Ruled to be At Least 50 Percent
Underestimates or 100 Percent
Overstatements (viz. Kanebo)
7 Amend Articles to Require Subsidiaries Against For Shareholder
Owning Shares in Allied Firms to Vote
Shares Appropriately
8 Amend Articles to Require Disclosure of Against For Shareholder
Individual Breakdown of Director and
Officer Compensation, including
Payments to Former Directors and
Officers
9 Amend Articles to Mandate All Possible Against Against Shareholder
Measures to Avoid ATM System Outages
10 Amend Articles to Relax Limit to Allow Against For Shareholder
Shareholder Proposal Justification
Statements Up to 4,000 Characters
--------------------------------------------------------------------------------
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG
Ticker: MUV2 Security ID: D55535104
Meeting Date: APR 20, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1a Receive Supervisory Board, Corporate None None Management
Governance, and Remuneration Report for
Fiscal 2010 (Non-Voting)
1b Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 6.25 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5 Approve Remuneration System for For For Management
Management Board Members
6 Elect Annika Falkengren to the For For Management
Supervisory Board
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
8 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
9 Approve Employee Stock Purchase Plan; For For Management
Approve Creation of EUR 10 Million Pool
of Capital for Employee Stock Purchase
Plan
--------------------------------------------------------------------------------
NIDEC CORP.
Ticker: 6594 Security ID: J52968104
Meeting Date: JUN 21, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nagamori, Shigenobu For For Management
1.2 Elect Director Kobe, Hiroshi For For Management
1.3 Elect Director Sawamura, Kenji For For Management
1.4 Elect Director Fujii, Juntaro For For Management
1.5 Elect Director Hamada, Tadaaki For For Management
1.6 Elect Director Yoshimatsu, Masuo For For Management
1.7 Elect Director Inoue, Tetsuo For For Management
1.8 Elect Director Wakabayashi, Shozo For For Management
1.9 Elect Director Iwakura, Masakazu For For Management
2.1 Appoint Statutory Auditor Narumiya, For For Management
Osamu
2.2 Appoint Statutory Auditor Tanabe, For For Management
Ryuichi
2.3 Appoint Statutory Auditor Ono, Susumu For Against Management
--------------------------------------------------------------------------------
NINTENDO CO. LTD.
Ticker: 7974 Security ID: J51699106
Meeting Date: JUN 29, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 310
2.1 Elect Director Iwata, Satoru For For Management
2.2 Elect Director Mori, Yoshihiro For For Management
2.3 Elect Director Hatano, Shinji For For Management
2.4 Elect Director Takeda, Genyo For For Management
2.5 Elect Director Miyamoto, Shigeru For For Management
2.6 Elect Director Nagai, Nobuo For For Management
2.7 Elect Director Matsumoto, Masaharu For For Management
2.8 Elect Director Suzuki, Eiichi For For Management
2.9 Elect Director Kimishima, Tatsumi For For Management
2.10 Elect Director Takemura, Kaoru For For Management
3.1 Appoint Statutory Auditor Nakaji, For For Management
Ichiro
3.2 Appoint Statutory Auditor Mizutani, For For Management
Naoki
3.3 Appoint Statutory Auditor Ozaki, For For Management
Katashi
--------------------------------------------------------------------------------
NIPPON TELEGRAPH & TELEPHONE CORP.
Ticker: 9432 Security ID: 654624105
Meeting Date: JUN 23, 2011 Meeting Type: Annual
Record Date: MAR 30, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 60
2.1 Appoint Statutory Auditor Amitani, For For Management
Shunsuke
2.2 Appoint Statutory Auditor Makitani, For For Management
Yoshitaka
2.3 Appoint Statutory Auditor Iwamoto, For Against Management
Shigeru
2.4 Appoint Statutory Auditor Motobayashi, For For Management
Toru
2.5 Appoint Statutory Auditor Tomonaga, For For Management
Michiko
--------------------------------------------------------------------------------
NOBEL BIOCARE HOLDING AG
Ticker: NOBE Security ID: H5783Q130
Meeting Date: MAR 30, 2011 Meeting Type: Annual
Record Date: MAR 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3.1 Approve Transfer of CHF 43.3 Million For For Management
from Capital Reserves to Free Reserves
3.2 Approve Allocation of Income and For For Management
Omission of Dividends
3.3 Approve Dividend of CHF 0.35 per Share For For Management
4 Approve Discharge of Board and Senior For For Management
Management
5.1 Reelect Daniela Bosshardt-Hengartner as For For Management
Director
5.2 Reelect Raymund Breu as Director For For Management
5.3 Reelect Stig Eriksson as Director For For Management
5.4 Reelect Edgar Fluri as Director For For Management
5.5 Reelect Robert Lilja as Director For For Management
5.6 Reelect Heino von Prondzynski as For For Management
Director
5.7 Reelect Oern Stuge as Director For For Management
5.8 Reelect Rolf Watter as Director For For Management
6 Ratify KPMG AG as Auditors For For Management
--------------------------------------------------------------------------------
NOBLE GROUP LTD
Ticker: N21 Security ID: G6542T119
Meeting Date: SEP 17, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allotment and Issuance of 6.2 For For Management
Million Shares to Ricardo Leiman, an
Executive Director, to Satisfy Part of
His Remuneration and Bonus Payable
--------------------------------------------------------------------------------
NOMURA HOLDINGS INC.
Ticker: 8604 Security ID: 65535H208
Meeting Date: JUN 28, 2011 Meeting Type: Annual
Record Date: MAR 30, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Watanabe, Kenichi For For Management
1.2 Elect Director Shibata, Takumi For For Management
1.3 Elect Director Itatani, Masanori For For Management
1.4 Elect Director Nishimatsu, Masanori For For Management
1.5 Elect Director Tsuji, Haruo For For Management
1.6 Elect Director Fujinuma, Tsuguoki For Against Management
1.7 Elect Director Sakane, Masahiro For For Management
1.8 Elect Director Colin Marshall For For Management
1.9 Elect Director Clara Furse For For Management
1.10 Elect Director Koga, Nobuyuki For For Management
1.11 Elect Director David Benson For For Management
1.12 Elect Director Kusakari, Takao For For Management
1.13 Elect Director Kanemoto, Toshinori For For Management
1.14 Elect Director Michael Lim Choo san For For Management
2 Amend Articles To Amend Business Lines For For Management
- Amend Provisions on Preferred Shares
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: 66987V109
Meeting Date: FEB 22, 2011 Meeting Type: Annual
Record Date: JAN 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.20 per Share
4 Approve Remuneration System For Against Management
5a Reelect Ann Fudge as Director For For Management
5b Reelect Pierre Landolt as Director For For Management
5c Reelect Ulrich Lehner as Director For For Management
5d Elect Enrico Vanni as Director For For Management
6 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
7 Additional And/or Counter-proposals For Against Management
Presented At The Meeting
--------------------------------------------------------------------------------
OLAM INTERNATIONAL LTD.
Ticker: O32 Security ID: Y6421B106
Meeting Date: OCT 28, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Second and Final Dividend of For For Management
SGD 0.025 Per Share
3 Reelect R. Jayachandran as Director For For Management
4 Reelect Jean-Paul Pinard as Director For For Management
5 Reelect Wong Heng Tew as Director For For Management
6 Reelect Robert Michael Tomlin as For For Management
Director
7 Approve Directors' Fees of SGD 990,000 For For Management
for the Year Ending June 30, 2011
(2010: SGD 978,000)
8 Reappoint Ernst and Young LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
10 Approve Issuance of Shares and Grant of For Against Management
Options Pursuant to the Olam Employee
Share Option Scheme
11 Authorize Share Repurchase Program For For Management
12 Approve Issuance of Shares Pursuant to For For Management
the Olam Scrip Dividend Scheme
--------------------------------------------------------------------------------
OROCOBRE LTD
Ticker: ORE Security ID: Q7142R106
Meeting Date: NOV 30, 2010 Meeting Type: Annual
Record Date: NOV 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
2 Elect John Gibson as a Director For For Management
3 Elect Courtney Pratt as a Director For For Management
4 Elect Fernando Oris de Roa as a For For Management
Director
5 Elect Federico Nicholson as a Director For For Management
6 Approve the Increase in the For For Management
Remuneration of Non-Executive Directors
to A$400,000 Per Annum
7 Ratify the Past Issue of 309,523 Shares For For Management
at A$1.81 Each, 5,570 Shares at A$2.01
Each and 65,000 Shares at A$2.16 Each
to Various Allottees In relation to the
Settlement of the Acquisition Payment
on Mineral Tenement
--------------------------------------------------------------------------------
OSAKA SECURITIES EXCHANGE CO. LTD.
Ticker: 8697 Security ID: J6254G104
Meeting Date: JUN 22, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 6000
--------------------------------------------------------------------------------
OSAKA SECURITIES FINANCE CO. LTD.
Ticker: 8512 Security ID: J62621107
Meeting Date: JUN 24, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 3 for Ordinary
Shares
2.1 Elect Director Hotta, Takao For For Management
2.2 Elect Director Toratake, Hirofumi For For Management
2.3 Elect Director Nishiyama, Tsuyoshi For For Management
2.4 Elect Director Genta, Tadahiko For For Management
2.5 Elect Director Oda, Yasufumi For For Management
2.6 Elect Director Okitsu, Yoshiaki For For Management
2.7 Elect Director Kanzaki, Kenichi For For Management
2.8 Elect Director Sasaki, Shigeo For For Management
2.9 Elect Director Yoshitake, Fuminori For For Management
3 Approve Retirement Bonus Payment for For Against Management
Directors
--------------------------------------------------------------------------------
OTP BANK NYRT
Ticker: OTP Security ID: X60746181
Meeting Date: APR 29, 2011 Meeting Type: Annual
Record Date: APR 20, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Financial Statements, Statutory For For Management
Reports, and Allocation of Income
1.2 Approve Supervisory Board Report on For For Management
2010 Financial Statements and
Allocation of Income
1.3 Approve Audit Committee Report on 2010 For For Management
Financial Statements and Allocation of
Income
1.4 Approve Auditor Report For For Management
2 Approve Corporate Governance Report For For Management
3 Approve Discharge of Members of Board For For Management
of Directors
4 Review Board of Directors' Report on None None Management
Company's Business Policy for Fiscal
2011
5 Ratify Auditor For For Management
6 Amend Articles of Association For Against Management
7 Amend Regulations on Supervisory Board For For Management
8 Elect Members of Board of Directors For For Management
9 Elect Supervisory Board Members and For For Management
Audit Committee Members
10 Approve Remuneration Guidelines For For Management
11 Approve Remuneration of Members of For For Management
Board of Directors, Supervisory Board,
and Audit Committee
12 Authorize Share Repurchase Program For Against Management
--------------------------------------------------------------------------------
POINTS INTERNATIONAL LTD.
Ticker: PTS Security ID: 730843109
Meeting Date: OCT 26, 2010 Meeting Type: Special
Record Date: SEP 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Consolidation For For Management
2 Amend Stock Option Plan For Against Management
--------------------------------------------------------------------------------
POINTS INTERNATIONAL LTD.
Ticker: PTS Security ID: 730843208
Meeting Date: MAY 03, 2011 Meeting Type: Annual/Special
Record Date: MAR 23, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Christopher Barnard, Michael For Withhold Management
Beckerman, Bernay Box, Douglas Carty,
Bruce Croxon, Robert MacLean and John
Thompson as Directors
2 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Amend By-Law For Against Management
--------------------------------------------------------------------------------
PORTUCEL-EMPRESA PRODUTORA DE PASTA DE PAPEL S.A.
Ticker: PTI Security ID: X67182109
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAY 12, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Individual Financial Statements For For Management
and Statutory Reports for Fiscal 2010
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports for
Fiscal 2010
3 Approve Allocation of Income and For For Management
Dividends
4 Approve Discharge of Management and For For Management
Supervisory Board
5 Elect Corporate Bodies For Against Management
6 Amend Articles 10 and 13 For For Management
7 Approve Remuneration Policy For For Management
8 Approve Remuneration of Remuneration For For Management
Committee Members
9 Authorize Share Repurchase and For For Management
Reissuance
--------------------------------------------------------------------------------
SANOFI AVENTIS
Ticker: SAN Security ID: 80105N105
Meeting Date: MAY 06, 2011 Meeting Type: Annual/Special
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.5 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 1.5 Million
6 Ratify Appointment of Carole Piwnica as For For Management
Director
7 Elect Suet Fern Lee as Director For For Management
8 Reelect Thierry Desmarest as Director For For Management
9 Reelect Igor Landau as Director For For Management
10 Reelect Gerard Van Kemmel as Director For For Management
11 Reelect Serge Weinberg as Director For For Management
12 Renew Appointment of For For Management
PricewaterhouseCoopers Audit as Auditor
13 Appoint Yves Nicolas as Alternate For For Management
Auditor
14 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
15 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1.3 Billion
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 520 Million
17 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
18 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
19 Authorize Capitalization of Reserves of For For Management
up to EUR 500 Million for Bonus Issue
or Increase in Par Value
20 Approve Employee Stock Purchase Plan For For Management
21 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Stock Option Plan
22 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
23 Amend Article 11 of Bylaws Re: Board For For Management
Size
24 Amend Article 12 of Bylaws Re: Vice For For Management
Chairman Age Limit
25 Amend Article 19 of Bylaws to Comply For For Management
with New Legislation Re: Shareholder
Rights
26 Change Company Name to Sanofi and Amend For For Management
Article 2 of Bylaws Accordingly
27 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SEVEN & I HOLDINGS CO LTD
Ticker: 3382 Security ID: J7165H108
Meeting Date: MAY 26, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 29
2.1 Elect Director Suzuki, Toshifumi For For Management
2.2 Elect Director Murata, Noritoshi For For Management
2.3 Elect Director Goto, Katsuhiro For For Management
2.4 Elect Director Kobayashi, Tsuyoshi For For Management
2.5 Elect Director Ito, Junro For For Management
2.6 Elect Director Takahashi, Kunio For For Management
2.7 Elect Director Kamei, Atsushi For For Management
2.8 Elect Director Isaka, Ryuichi For For Management
2.9 Elect Director Yamashita, Kunio For For Management
2.10 Elect Director Anzai, Takashi For For Management
2.11 Elect Director Otaka, Zenko For For Management
2.12 Elect Director Okubo, Tsuneo For For Management
2.13 Elect Director Shimizu, Noritaka For For Management
2.14 Elect Director Scott Trevor Davis For For Management
2.15 Elect Director Nonaka, Ikujiro For For Management
3 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
Ticker: 01066 Security ID: Y76810103
Meeting Date: OCT 08, 2010 Meeting Type: Special
Record Date: SEP 08, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Bonus H Share Issue on the For For Management
Basis of One Bonus H Share for Every
one H Share and one Bonus Non-listed
Share for Every One Non-listed Share in
Issue
2 Approve Issuance of Shares Pursuant to For For Management
the Bonus Issue
3 Approve Increase of Authorized Share For For Management
Capital from RMB 107.6 million to RMB
215.3 million Upon Completion of the
Bonus Issue
4 Authorize Board to Do All Such Acts For For Management
Necessary to Implement the Bonus Issue
5 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
Ticker: 01066 Security ID: Y76810103
Meeting Date: OCT 08, 2010 Meeting Type: Special
Record Date: SEP 08, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Bonus H Share Issue on the For For Management
Basis of One Bonus H Share for Every
one H Share and one Bonus Non-listed
Share for Every One Non-listed Share in
Issue
2 Approve Issuance of Shares Pursuant to For For Management
the Bonus Issue
3 Approve Increase of Authorized Share For For Management
Capital from RMB 107.6 million to RMB
215.3 million Upon Completion of the
Bonus Issue
4 Authorize Board to Do All Such Acts For For Management
Necessary to Implement the Bonus Issue
5 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SHIRE PLC
Ticker: SHP Security ID: 82481R106
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: MAR 17, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Matthew Emmens as Director For For Management
4 Re-elect Angus Russell as Director For For Management
5 Re-elect Graham Hetherington as For For Management
Director
6 Re-elect David Kappler as Director For For Management
7 Re-elect Patrick Langlois as Director For For Management
8 Re-elect Dr Jeffrey Leiden as Director For For Management
9 Elect Dr David Ginsburg as Director For For Management
10 Elect Anne Minto as Director For For Management
11 Reappoint Deloitte LLP as Auditors of For For Management
the Company
12 Authorise the Audit, Compliance & Risk For For Management
Committee to Fix Remuneration of
Auditors
13 Authorise Issue of Equity with For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Market Purchase For For Management
16 Adopt New Articles of Association For For Management
17 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
SHISEIDO CO. LTD.
Ticker: 4911 Security ID: J74358144
Meeting Date: JUN 24, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 25
2 Amend Articles To Amend Business Lines For For Management
3.1 Elect Director Maeda, Shinzo For For Management
3.2 Elect Director Suekawa, Hisayuki For For Management
3.3 Elect Director Iwata, Kimie For For Management
3.4 Elect Director C.Fisher For For Management
3.5 Elect Director Takamori, Tatsuomi For For Management
3.6 Elect Director Iwata, Shoichiro For For Management
3.7 Elect Director Nagai, Taeko For For Management
3.8 Elect Director Uemura, Tatsuo For For Management
4.1 Appoint Statutory Auditor Takayama, For For Management
Yasuko
4.2 Appoint Statutory Auditor Otsuka, Nobuo For For Management
5 Approve Annual Bonus Payment to For For Management
Directors
6 Approve Performance-Based Middle Term For For Management
Cash Compensation for Directors
7 Approve Deep Discount Stock Option Plan For For Management
for Directors
--------------------------------------------------------------------------------
SHOWA SHELL SEKIYU K.K.
Ticker: 5002 Security ID: J75390104
Meeting Date: MAR 30, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 9
2.1 Elect Director Kato, Shigeya For For Management
2.2 Elect Director Arai, Jun For For Management
2.3 Elect Director Richard A. Carruth For For Management
2.4 Elect Director Miyauchi, Yoshihiko For For Management
2.5 Elect Director Tan, Chong-Meng For For Management
2.6 Elect Director Masuda, Yukio For For Management
2.7 Elect Director Kameda, Shigeaki For For Management
2.8 Elect Director Ahmad O. Al-Khowaiter For For Management
3 Appoint Statutory Auditor Ikemura, For For Management
Yukimichi
4 Appoint Alternate Statutory Auditor For Against Management
Mura, Kazuo
5 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
--------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. (SQM)
Ticker: SQM-B Security ID: 833635105
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: APR 12, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Annual Report, Financial For For Management
Statements, Supervisory Board's Report
and External Auditor Reports, and
Statutory Reports for Fiscal Year Ended
Dec. 31, 2010
2 Elect External Auditors and Internal For For Management
Account Inspectors for Fiscal Year 2010
3 Receive Special Auditors' Report For For Management
Regarding Related-Party Transactions
4 Approve Investment and Financing Policy For For Management
5 Approve Allocation of Income and For For Management
Dividends, and Dividend Policy
6 Approve Board Expenses for Fiscal Year For For Management
2010
7 Elect Directors and Approve their For Against Management
Remuneration
8 Approve Issues Related to Directors and For Against Management
Audit Committees
9 Other Business For Against Management
--------------------------------------------------------------------------------
SOJITZ CORPORATION
Ticker: 2768 Security ID: J7608R101
Meeting Date: JUN 23, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 1.5
2 Amend Articles To Increase Authorized For For Management
Capital
3.1 Elect Director Dobashi, Akio For For Management
3.2 Elect Director Hashikawa, Masaki For For Management
3.3 Elect Director Kase, Yutaka For For Management
3.4 Elect Director Sato, Yoji For For Management
3.5 Elect Director Teraoka, Kazunori For For Management
3.6 Elect Director Sashida, Yoshikazu For For Management
3.7 Elect Director Nagashima, Toru For For Management
--------------------------------------------------------------------------------
SOLIUM CAPITAL INC.
Ticker: SUM Security ID: 83425Q105
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
2 Fix Number of Directors at Eight For For Management
3.1 Elect Director Michael G. Broadfoot For For Management
3.2 Elect Director Brian N. Craig For For Management
3.3 Elect Director Michael H. Deleray For For Management
3.4 Elect Director Jeffrey F. English For For Management
3.5 Elect Director Marcos A. Lopez For For Management
3.6 Elect Director Margot M. Micallef For For Management
3.7 Elect Director Colleen J. Moorehead For For Management
3.8 Elect Director Tom P. Muir For For Management
--------------------------------------------------------------------------------
SPARX GROUP CO. LTD.
Ticker: 8739 Security ID: J7656U105
Meeting Date: JUN 20, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Abe, Shuuhei For Against Management
1.2 Elect Director Fujii, Mikio For For Management
1.3 Elect Director Murasumi, Naotaka For For Management
1.4 Elect Director Matsuura, Takahisa For For Management
2 Appoint Alternate Statutory Auditor For For Management
Tanaka, Hiroyuki
3 Appoint External Audit Firm For For Management
--------------------------------------------------------------------------------
STRAUMANN HOLDING AG
Ticker: STMN Security ID: H8300N119
Meeting Date: MAR 18, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Share Re-registration Consent For For Management
--------------------------------------------------------------------------------
STRAUMANN HOLDING AG
Ticker: STMN Security ID: H8300N119
Meeting Date: MAR 18, 2011 Meeting Type: Annual
Record Date: MAR 03, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports (Non-Voting)
2a Accept Financial Statements and For For Management
Statutory Reports
2b Approve Remuneration Report For Against Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 3.75 per Share
4 Amend Articles Re: Share Ownership For For Management
Requirement for Proposing Agenda Items
5 Approve Discharge of Board and Senior For For Management
Management
6.1 Reelect Gilbert Achermann as Director For For Management
6.2 Reelect Sebastian Burckhardt as For For Management
Director
6.3 Reelect Dominik Ellenrieder as Director For For Management
6.4 Reelect Roland Hess as Director For For Management
6.5 Reelect Ulrich Looser as Director For For Management
6.6 Reelect Beat Luethi as Director For For Management
6.7 Reelect Stefan Meister as Director For For Management
6.8 Reelect Thomas Straumann as Director For For Management
7 Ratify PricewaterhouseCoopers as For Against Management
Auditors
--------------------------------------------------------------------------------
SUMITOMO CORP.
Ticker: 8053 Security ID: J77282119
Meeting Date: JUN 24, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2.1 Elect Director Oka, Motoyuki For For Management
2.2 Elect Director Kato, Susumu For For Management
2.3 Elect Director Omori, Kazuo For For Management
2.4 Elect Director Arai, Shunichi For For Management
2.5 Elect Director Moriyama, Takahiro For For Management
2.6 Elect Director Hamada, Toyosaku For For Management
2.7 Elect Director Nakamura, Kuniharu For For Management
2.8 Elect Director Kawahara, Takuro For For Management
2.9 Elect Director Osawa, Yoshio For For Management
2.10 Elect Director Abe, Yasuyuki For For Management
2.11 Elect Director Sasaki, Shinichi For For Management
2.12 Elect Director Doi, Masayuki For For Management
3 Approve Annual Bonus Payment to For For Management
Directors
4 Approve Stock Option Plan For For Management
5 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
SUMITOMO FORESTRY CO. LTD.
Ticker: 1911 Security ID: J77454122
Meeting Date: JUN 24, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 7.5
2.1 Elect Director Watabe, Hideo For For Management
2.2 Elect Director Wada, Ken For For Management
3.1 Appoint Statutory Auditor Shiozaki, For For Management
Shigehiko
3.2 Appoint Statutory Auditor Sasaki, For For Management
Satohiko
4 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
SUMITOMO MITSUI FINANCIAL GROUP, INC.
Ticker: 8316 Security ID: 86562M209
Meeting Date: JUN 29, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 50 for Ordinary
Shares
2.1 Elect Director Oku, Masayuki For For Management
2.2 Elect Director Kunibe, Takeshi For For Management
2.3 Elect Director Kubo, Tetsuya For For Management
2.4 Elect Director Nakanishi, Satoru For For Management
2.5 Elect Director Jyono, Kazuya For For Management
2.6 Elect Director Danno, Koichi For For Management
2.7 Elect Director Ito, Yujiro For For Management
2.8 Elect Director Fuchizaki, Masahiro For For Management
2.9 Elect Director Iwamoto, Shigeru For For Management
2.10 Elect Director Nomura, Kuniaki For For Management
3.1 Appoint Statutory Auditor Mizoguchi, For For Management
Jun
3.2 Appoint Statutory Auditor Kawaguchi, For For Management
Shin
--------------------------------------------------------------------------------
SUMITOMO MITSUI TRUST HOLDINGS, INC.
Ticker: 8309 Security ID: J0752J108
Meeting Date: JUN 29, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 4
2 Approve Reduction in Capital Reserves For Against Management
3.1 Elect Director Tsunekage, Hitoshi For For Management
3.2 Elect Director Tanabe, Kazuo For For Management
3.3 Elect Director Mukohara, Kiyoshi For For Management
3.4 Elect Director Kitamura, Kunitaro For For Management
3.5 Elect Director Iwasaki, Nobuo For For Management
3.6 Elect Director Sayato, Jyunichi For For Management
3.7 Elect Director Ochiai, Shinji For For Management
3.8 Elect Director Okubo, Tetsuo For For Management
3.9 Elect Director Okuno, Jun For For Management
3.10 Elect Director Otsuka, Akio For For Management
4 Appoint External Audit Firm For For Management
5 Approve Stock Option Plan For Against Management
--------------------------------------------------------------------------------
SUMITOMO TRUST & BANKING CO. LTD.
Ticker: 8403 Security ID: J77970101
Meeting Date: DEC 22, 2010 Meeting Type: Special
Record Date: SEP 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Exchange Agreement with For For Management
Chuo Mitsui Trust Holdings
2 Amend Articles To Delete References to For For Management
Record Date
3 Approve Share Exchange Agreement with For For Management
Chuo Mitsui Trust Holdings
--------------------------------------------------------------------------------
TATA MOTORS LTD.
Ticker: 500570 Security ID: 876568502
Meeting Date: SEP 01, 2010 Meeting Type: Annual/Special
Record Date: JUL 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend on Ordinary Shares of For For Management
INR 15.00 Per Share and on 'A' Ordinary
Shares of INR 15.50 Per Share
3 Reappoint R.N. Tata as Director For For Management
4 Reappoint R.A. Mashelkar as Director For For Management
5 Approve Vacancy on the Board of For For Management
Directors Resulting from Retirement of
R. Gopalakrishnan
6 Appoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
7 Appoint R. Sen as Director For For Management
8 Appoint C.P. Forster as Director For For Management
9 Approve Appointment and Remuneration of For For Management
C.P. Forster as CEO and Managing
Director
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to an Aggregate
Amount of INR 47 Billion
11 Approve Issuance of up to 50 Million For For Management
'A' Ordinary Shares to Holders of Zero
Coupon Convertible Alternative
Reference Securities (CARS) on Exercise
of Conversion Option
12 Approve Increase in Borrowing Powers to For Against Management
INR 300 Billion
13 Approve Pledging of Assets for Debt For Against Management
14 Approve Appointment and Remuneration of For For Management
R. Kant, Non-Executive Vice Chairman,
as Advisor
--------------------------------------------------------------------------------
TERRA NOVA ROYALTY CORPORATION
Ticker: TTT Security ID: 88102D103
Meeting Date: OCT 29, 2010 Meeting Type: Special
Record Date: SEP 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares in For For Management
Connection with Acquisition
--------------------------------------------------------------------------------
TERRA NOVA ROYALTY CORPORATION
Ticker: TTT Security ID: 88102D103
Meeting Date: DEC 23, 2010 Meeting Type: Annual
Record Date: NOV 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Four For For Management
2 Elect Director Shuming Zhao For For Management
3 Approve Davidson & Company LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
TESCO PLC
Ticker: TSCO Security ID: G87621101
Meeting Date: JUL 02, 2010 Meeting Type: Annual
Record Date: JUN 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Final Dividend For For Management
4 Re-elect Ken Hydon as Director For For Management
5 Re-elect Tim Mason as Director For For Management
6 Re-elect Lucy Neville-Rolfe as Director For For Management
7 Re-elect David Potts as Director For For Management
8 Re-elect David Reid as Director For For Management
9 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors
10 Authorise Board to Fix Remuneration of For For Management
Auditors
11 Authorise Issue of Equity with For For Management
Pre-emptive Rights
12 Authorise Issue of Equity without For For Management
Pre-emptive Rights
13 Authorise Market Purchase For For Management
14 Authorise EU Political Donations and For For Management
Expenditure
15 Approve Share Incentive Plan For For Management
16 Adopt New Articles of Association For For Management
17 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
THE BRICK GROUP INCOME FUND
Ticker: BRK Security ID: 107874109
Meeting Date: DEC 06, 2010 Meeting Type: Special
Record Date: NOV 05, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion from Income Trust to For For Management
Corporation
--------------------------------------------------------------------------------
THE BRICK LTD.
Ticker: BRK Security ID: 107879108
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: APR 06, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ron D. Barbaro, Anthony For Withhold Management
Griffiths, Chris Hodgson, Domenic
Ieraci, Paul Rivett, John-Paul
Geisbauer, and Bill Gregson as
Directors
2 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
TORAY INDUSTRIES INC.
Ticker: 3402 Security ID: J89494116
Meeting Date: JUN 24, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 5
2.1 Elect Director Tanaka, Eizo For For Management
2.2 Elect Director Yamaguchi, Susumu For For Management
2.3 Elect Director Murakami, Hiroshi For For Management
2.4 Elect Director Otani, Hiroshi For For Management
2.5 Elect Director Yoshinaga, Minoru For For Management
3.1 Appoint Statutory Auditor Sonoya, Kazuo For For Management
3.2 Appoint Statutory Auditor Otani, For For Management
Hiroshi
3.3 Appoint Statutory Auditor Yahagi, For Against Management
Mitsuaki
3.4 Appoint Statutory Auditor Matsuo, For For Management
Makoto
4 Appoint Alternate Statutory Auditor For Against Management
Yamamoto, Keno
5 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
6 Approve Retirement Bonuses and Special For Against Management
Payments in Connection with Abolition
of Retirement Bonus System
7 Approve Adjustment to Aggregate For For Management
Compensation Ceilings for Directors and
Statutory Auditors
8 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
WESTSHORE TERMINALS INCOME FUND
Ticker: WTE.U Security ID: 960911105
Meeting Date: NOV 04, 2010 Meeting Type: Special
Record Date: OCT 01, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion from Income Trust to For For Management
Corporation
--------------------------------------------------------------------------------
YASKAWA ELECTRIC CORP.
Ticker: 6506 Security ID: J9690T102
Meeting Date: JUN 16, 2011 Meeting Type: Annual
Record Date: MAR 20, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, With a For For Management
Final Dividend of JPY 4
2.1 Elect Director Toshima, Koji For For Management
2.2 Elect Director Tsuda, Junji For For Management
2.3 Elect Director Kito, Masao For For Management
2.4 Elect Director Sawa, Toshihiro For For Management
2.5 Elect Director Usami, Noboru For For Management
2.6 Elect Director Nakamura, Koki For For Management
2.7 Elect Director Fukahori, Yoshinori For For Management
2.8 Elect Director Goto, Hideki For For Management
2.9 Elect Director Ogasawara, Hiroshi For For Management
2.10 Elect Director Motomatsu, Osamu For For Management
2.11 Elect Director Murakami, Shuuji For For Management
2.12 Elect Director Minami, Yoshikatsu For For Management
2.13 Elect Director Yanase, Shigeto For For Management
2.14 Elect Director Nakayama, Yuuji For For Management
2.15 Elect Director Takamiya, Koichi For For Management
3 Appoint Alternate Statutory Auditor For For Management
Tanaka, Yasuto
--------------------------------------------------------------------------------
ZWACK UNICUM RT.
Ticker: ZWACK Security ID: X9899E124
Meeting Date: JUN 29, 2011 Meeting Type: Annual
Record Date: JUN 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board of Directors Report on For For Management
Company's Operations in Fiscal 2010
2 Approve Auditors Report For For Management
3 Approve Supervisory Board Report For For Management
4 Approve Corporate Governance Report For For Management
5 Approve Allocation of Income For For Management
6 Accept Financial Statements and Annual For For Management
Report
7 Approve Annual Report Prepared in For For Management
Accordance with IFRS
8 Approve Remuneration of Directors and For For Management
Supervisory Board Members
9 Elect Members of Supervisory Board, For For Management
Board of Directors, and Audit Committee
10 Approve Auditors and Fix Their For For Management
Remuneration
11 Amend Statute For Against Management
12 Approve Consolidated Text of Statute For Against Management
13 Transact Other Business For Against Management
========================= KINETICS INTERNET PORTFOLIO ==========================
ACXIOM CORPORATION
Ticker: ACXM Security ID: 005125109
Meeting Date: AUG 02, 2010 Meeting Type: Annual
Record Date: JUN 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jerry D. Gramaglia For For Management
2 Elect Director Clark M. Kokich For For Management
3 Elect Director Kevin M. Twomey For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 23, 2011 Meeting Type: Annual
Record Date: DEC 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William V. Campbell For For Management
1.2 Elect Director Millard S. Drexler For For Management
1.3 Elect Director Albert A. Gore, Jr. For For Management
1.4 Elect Director Steven P. Jobs For For Management
1.5 Elect Director Andrea Jung For For Management
1.6 Elect Director Arthur D. Levinson For For Management
1.7 Elect Director Ronald D. Sugar For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Adopt Policy on Succession Planning Against For Shareholder
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
ASX LTD.
Ticker: ASX Security ID: Q0604U105
Meeting Date: SEP 29, 2010 Meeting Type: Annual
Record Date: SEP 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements, None None Management
Directors' Report and Auditor's Report
for ASX and its Controlled Entities for
the Year Ended June 30,
2010(Non-Voting)
2 Receive Financial Statements and None None Management
Auditor's Report for the National
Guarantee Fund for the Year Ended June
30, 2010 (Non-Voting)
3 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
4a Elect David Gonski AC as Director For For Management
4b Elect Shane Finemore as Director For For Management
4c Elect Jillian Broadbent AO as Director For For Management
5 Approve Modifications to the For For Management
Constitution
--------------------------------------------------------------------------------
AUTONATION, INC.
Ticker: AN Security ID: 05329W102
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 17, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mike Jackson For For Management
2 Elect Director Robert J. Brown For For Management
3 Elect Director Rick L. Burdick For For Management
4 Elect Director William C. Crowley For Against Management
5 Elect Director David B. Edelson For For Management
6 Elect Director Robert R. Grusky For For Management
7 Elect Director Michael Larson For For Management
8 Elect Director Michael E. Maroone For For Management
9 Elect Director Carlos A. Migoya For For Management
10 Elect Director Alison H. Rosenthal For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
14 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
15 Provide for Cumulative Voting Against For Shareholder
--------------------------------------------------------------------------------
BROADRIDGE FINANCIAL SOLUTIONS, INC.
Ticker: BR Security ID: 11133T103
Meeting Date: NOV 17, 2010 Meeting Type: Annual
Record Date: SEP 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Leslie A. Brun For For Management
2 Elect Director Richard J. Daly For For Management
3 Elect Director Robert N. Duelks For For Management
4 Elect Director Richard J. Haviland For For Management
5 Elect Director Sandra S. Jaffee For For Management
6 Elect Director Alexandra Lebenthal For For Management
7 Elect Director Stuart R. Levine For For Management
8 Elect Director Thomas J. Perna For For Management
9 Elect Director Alan J. Weber For For Management
10 Elect Director Arthur F. Weinbach For For Management
11 Ratify Auditors For For Management
12 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CACI INTERNATIONAL, INC.
Ticker: CACI Security ID: 127190304
Meeting Date: NOV 17, 2010 Meeting Type: Annual
Record Date: SEP 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dan R. Bannister For For Management
1.2 Elect Director Paul M. Cofoni For For Management
1.3 Elect Director Gordon R. England For For Management
1.4 Elect Director James S. Gilmore III For For Management
1.5 Elect Director Gregory G. Johnson For For Management
1.6 Elect Director Richard L. Leatherwood For For Management
1.7 Elect Director J. Phillip London For For Management
1.8 Elect Director James L. Pavitt For For Management
1.9 Elect Director Warren R. Phillips For For Management
1.10 Elect Director Charles P. Revoile For For Management
1.11 Elect Director William S. Wallace For For Management
2 Ratify Auditors For For Management
3 Other Business None Against Management
--------------------------------------------------------------------------------
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
Ticker: CPW Security ID: M22465104
Meeting Date: MAY 24, 2011 Meeting Type: Annual
Record Date: APR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Gil Shwed as Director For For Management
1.2 Elect Marius Nacht as Director For For Management
1.3 Elect Jerry Ungerman as Director For For Management
1.4 Elect Dan Propper as Director For For Management
1.5 Elect David Rubner as Director For For Management
1.6 Elect Tal Shavit as Director For For Management
2.1 Elect Ray Rothrock as External Director For For Management
2.2 Elect Irwin Federman as External For For Management
Director
3 Approve Auditors and Authorize Board to For For Management
Fix Their Remuneration
4 Amend Compensation of Directors For For Management
5 Approve Grant of Options to Executive For Against Management
Director
--------------------------------------------------------------------------------
CHINA FINANCE ONLINE CO., LTD.
Ticker: JRJC Security ID: 169379104
Meeting Date: JUN 30, 2011 Meeting Type: Annual
Record Date: MAY 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve to Re-Elect Hugo Shong as For For Management
Director
1.2 Approve to Re-Elect Ling Wang as For For Management
Director
2 Approve Appointment of Deloitte Touche For For Management
Tohmatsu CPA Ltd. as Independent
Auditors and to Authorize the Board to
Determine Their Remuneration
3 Approve Audited Consolidated Financial For For Management
Statements for the Fiscal Year Ending
on December 31, 2010 Together with the
Reports of the Directors and the
Auditors
4 Authorize the Board of Directors during For Against Management
the Next Year to Issue Ordinary Shares
or Preferred Shares
--------------------------------------------------------------------------------
CHINA UNICOM (HONG KONG) LTD
Ticker: 00762 Security ID: 16945R104
Meeting Date: MAY 24, 2011 Meeting Type: Annual
Record Date: APR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a1 Reelect Lu Yimin as Director For For Management
3a2 Reelect Li Fushen as Director For For Management
3a3 Reelect Cesareo Alierta Izuel as For Against Management
Director
3a4 Reelect Wong Wai Ming as Director For For Management
3a5 Reelect Cai Hongbin as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
CLIMATE EXCHANGE PLC (FRM. CHICAGO ENVIRONMENTAL PLC)
Ticker: CLE Security ID: G2311R103
Meeting Date: JUL 02, 2010 Meeting Type: Special
Record Date: JUN 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles Re: Scheme of For For Management
Arrangement
--------------------------------------------------------------------------------
CLIMATE EXCHANGE PLC (FRM. CHICAGO ENVIRONMENTAL PLC)
Ticker: CLE Security ID: G2311R103
Meeting Date: JUL 02, 2010 Meeting Type: Court
Record Date: JUN 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
CME GROUP INC.
Ticker: CME Security ID: 12572Q105
Meeting Date: JUN 08, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig S. Donohue For For Management
1.2 Elect Director Timothy S. Bitsberger For For Management
1.3 Elect Director Jackie M. Clegg For For Management
1.4 Elect Director James A. Donaldson For For Management
1.5 Elect Director J. Dennis Hastert For For Management
1.6 Elect Director William P. Miller II For For Management
1.7 Elect Director Terry L. Savage For For Management
1.8 Elect Director Christopher Stewart For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CNP COMPAGNIE NATIONALE A PORTEFEUILLE
Ticker: NAT Security ID: B2474T107
Meeting Date: MAR 28, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Date of Annual Meeting For Did Not Vote Management
2a Approve Cancellation of Repurchased For Did Not Vote Management
Shares
2b Approve Reduction of the Unavailable For Did Not Vote Management
Reserves
2c Amend Article 5 and Title X Re: For Did Not Vote Management
Reduction in Share Capital
3a Amend Article 24 Re: Board Remuneration For Did Not Vote Management
Policy
3b Amend Article 27 Re: Convocation of For Did Not Vote Management
General Meeting
4 Authorize Implementation of Approved For Did Not Vote Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
CNP COMPAGNIE NATIONALE A PORTEFEUILLE
Ticker: NAT Security ID: B2474T107
Meeting Date: MAY 02, 2011 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Special Board Report None None Management
2 Approve Loan Agreement to Fingen SA For Did Not Vote Management
3 Authorize Implementation of Approved For Did Not Vote Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
CNP COMPAGNIE NATIONALE A PORTEFEUILLE
Ticker: NAT Security ID: B2474T107
Meeting Date: JUN 23, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' and Auditors' None None Management
Reports (Non-Voting)
2 Approve Discharge of Directors For Did Not Vote Management
3 Approve Discharge of Auditors For Did Not Vote Management
4.1 Approve Resignation of Siegfried Luther For Did Not Vote Management
as Director
4.2 Reelect Gerald Frere as Director For Did Not Vote Management
4.3 Reelect Thierry Dormeuil as Director For Did Not Vote Management
5.1 Approve Stock Option Plan For Did Not Vote Management
5.2 Fix Maximum Amount for Stock Options For Did Not Vote Management
6 Approve Change-of-Control Clause Re: For Did Not Vote Management
Stock Option Plan
7 Transact Other Business None None Management
--------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
Ticker: CTSH Security ID: 192446102
Meeting Date: JUN 02, 2011 Meeting Type: Annual
Record Date: APR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert W. Howe For For Management
2 Elect Director Robert E. Weissman For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Increase Authorized Common Stock For For Management
6 Reduce Supermajority Vote Requirement For For Management
7 Reduce Supermajority Vote Requirement For For Management
8 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COSTAR GROUP, INC.
Ticker: CSGP Security ID: 22160N109
Meeting Date: JUN 02, 2011 Meeting Type: Annual
Record Date: APR 05, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Klein For Withhold Management
1.2 Elect Director Andrew C. Florance For Withhold Management
1.3 Elect Director David Bonderman For Withhold Management
1.4 Elect Director Michael J. Glosserman For Withhold Management
1.5 Elect Director Warren H. Haber For Withhold Management
1.6 Elect Director Christopher J. Nassetta For Withhold Management
1.7 Elect Director David J. Steinberg For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
DEUTSCHE BOERSE AG
Ticker: DB1 Security ID: D1882G119
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 2.10 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5 Approve Creation of EUR 5.2 Million For For Management
Pool of Capital without Preemptive
Rights
6 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
7 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
8 Amend Articles Re: Majority Voting For Against Management
Requirements for General Meeting
9 Ratify KPMG AG as Auditors for Fiscal For For Management
2011
--------------------------------------------------------------------------------
DISCOVERY COMMUNICATIONS, INC.
Ticker: DISCA Security ID: 25470F104
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert R. Bennett For Withhold Management
1.2 Elect Director John C. Malone For Withhold Management
1.3 Elect Director David M. Zaslav For Withhold Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
DREAMWORKS ANIMATION SKG, INC.
Ticker: DWA Security ID: 26153C103
Meeting Date: APR 21, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Katzenberg For Withhold Management
1.2 Elect Director Roger A. Enrico For For Management
1.3 Elect Director Lewis Coleman For For Management
1.4 Elect Director Harry Brittenham For For Management
1.5 Elect Director Thomas Freston For Withhold Management
1.6 Elect Director Judson C. Green For For Management
1.7 Elect Director Mellody Hobson For For Management
1.8 Elect Director Michael Montgomery For For Management
1.9 Elect Director Nathan Myhrvold For For Management
1.10 Elect Director Richard Sherman For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 17, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Fred D. Anderson For For Management
2 Elect Director Edward W. Barnholt For For Management
3 Elect Director Scott D. Cook For For Management
4 Elect Director John J. Donahoe For For Management
5 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Ratify Auditors For For Management
8 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
ECHOSTAR CORPORATION
Ticker: SATS Security ID: 278768106
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph P. Clayton For Withhold Management
1.2 Elect Director R. Stanton Dodge For For Management
1.3 Elect Director Michael T. Dugan For For Management
1.4 Elect Director Charles W. Ergen For For Management
1.5 Elect Director David K. Moskowitz For Withhold Management
1.6 Elect Director Tom A. Ortolf For Withhold Management
1.7 Elect Director C. Michael Schroeder For Withhold Management
2 Ratify Auditors For Against Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Other Business For Against Management
--------------------------------------------------------------------------------
EMC CORPORATION
Ticker: EMC Security ID: 268648102
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michael W. Brown For For Management
2 Elect Director Randolph L. Cowen For For Management
3 Elect Director Michael J. Cronin For For Management
4 Elect Director Gail Deegan For For Management
5 Elect Director James S. DiStasio For For Management
6 Elect Director John R. Egan For For Management
7 Elect Director Edmund F. Kelly For For Management
8 Elect Director Windle B. Priem For For Management
9 Elect Director Paul Sagan For For Management
10 Elect Director David N. Strohm For For Management
11 Elect Director Joseph M. Tucci For For Management
12 Ratify Auditors For For Management
13 Amend Omnibus Stock Plan For For Management
14 Provide Right to Call Special Meeting For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: JUN 02, 2011 Meeting Type: Annual
Record Date: APR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director John L. Hennessy For For Management
1.6 Elect Director Ann Mather For For Management
1.7 Elect Director Paul S. Otellini For For Management
1.8 Elect Director K. Ram Shriram For For Management
1.9 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
6 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Environmental
Sustainability
7 Reduce Supermajority Vote Requirement Against Against Shareholder
8 Report on Code of Conduct Compliance Against Against Shareholder
--------------------------------------------------------------------------------
HSN, INC.
Ticker: HSNI Security ID: 404303109
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory R. Blatt For Withhold Management
1.2 Elect Director P. Bousquet-Chavanne For For Management
1.3 Elect Director Michael C. Boyd For For Management
1.4 Elect Director William Costello For For Management
1.5 Elect Director James M. Follo For For Management
1.6 Elect Director Mindy Grossman For For Management
1.7 Elect Director Stephanie Kugelman For For Management
1.8 Elect Director Arthur C. Martinez For For Management
1.9 Elect Director Thomas J. McInerney For For Management
1.10 Elect Director John B. Morse For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
HUTCHISON TELECOMMUNICATIONS HONG KONG HOLDINGS LTD.
Ticker: 00215 Security ID: G4672G106
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAY 12, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend For For Management
3a Reelect Fok Kin-ning, Canning as For For Management
Director
3b Reelect Lai Kai Ming, Dominic as For For Management
Director
3c Reelect Cheong Ying Chew, Henry as For For Management
Director
3d Authorize Board to Fix the Remuneration For For Management
of Directors
4 Reappoint PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Auditor's Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
HUTCHISON TELECOMMUNICATIONS HONG KONG HOLDINGS LTD.
Ticker: 00215 Security ID: 44841V102
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 30, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend For For Management
3a Reelect Fok Kin-ning, Canning as For For Management
Director
3b Reelect Lai Kai Ming, Dominic as For For Management
Director
3c Reelect Cheong Ying Chew, Henry as For For Management
Director
3d Authorize Board to Fix the Remuneration For For Management
of Directors
4 Reappoint PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Auditor's Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
IAC/INTERACTIVECORP
Ticker: IACI Security ID: 44919P508
Meeting Date: JUN 16, 2011 Meeting Type: Annual
Record Date: APR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory R. Blatt For For Management
1.2 Elect Director Edgar Bronfman, Jr. For For Management
1.3 Elect Director Barry Diller For For Management
1.4 Elect Director Michael D. Eisner For For Management
1.5 Elect Director Victor A. Kaufman For For Management
1.6 Elect Director Donald R. Keough For For Management
1.7 Elect Director Bryan Lourd For For Management
1.8 Elect Director Arthur C. Martinez For For Management
1.9 Elect Director David Rosenblatt For For Management
1.10 Elect Director Alan G. Spoon For For Management
1.11 Elect Director Alexander von For For Management
Furstenberg
1.12 Elect Director Richard F. Zannino For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
INFOSYS TECHNOLOGIES LTD.
Ticker: 500209 Security ID: 456788108
Meeting Date: JUN 11, 2011 Meeting Type: Annual
Record Date: MAY 02, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend of INR 20 Per For For Management
Share
3 Reappoint S. Batni as Director For For Management
4 Reappoint S.A. Iyengar as Director For For Management
5 Reappoint D.M. Satwalekar as Director For For Management
6 Reappoint O. Goswami as Director For For Management
7 Approve Vacancy on the Board of For For Management
Directors Resulting from Retirement of
K. Dinesh
8 Approve B.S.R. & Co. as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
9 Appoint R. Seshasayee as Director For For Management
10 Appoint R. Venkatesan as Director For For Management
11 Approve Appointment and Remuneration of For For Management
S. Gopalakrishnan as Executive Director
12 Approve Appointment and Remuneration of For For Management
S.D. Shibulal as CEO and Managing
Director
13 Change Company Name to Infosys Ltd. For For Management
--------------------------------------------------------------------------------
INTERCONTINENTALEXCHANGE, INC.
Ticker: ICE Security ID: 45865V100
Meeting Date: MAY 20, 2011 Meeting Type: Annual
Record Date: MAR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charles R. Crisp For For Management
2 Elect Director Jean-Marc Forneri For For Management
3 Elect Director Senator Judd A. Gregg For For Management
4 Elect Director Fred W. Hatfield For For Management
5 Elect Director Terrence F. Martell For For Management
6 Elect Director Callum Mccarthy For For Management
7 Elect Director Sir Robert Reid For For Management
8 Elect Director Frederic V. Salerno For For Management
9 Elect Director Jeffrey C. Sprecher For For Management
10 Elect Director Judith A. Sprieser For For Management
11 Elect Director Vincent Tese For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
14 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INTERNET CAPITAL GROUP, INC.
Ticker: ICGE Security ID: 46059C205
Meeting Date: JUN 17, 2011 Meeting Type: Annual
Record Date: APR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. Adelman For For Management
1.2 Elect Director Walter W. Buckley, III For For Management
1.3 Elect Director Michael J. Hagan For For Management
1.4 Elect Director Philip J. Ringo For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Change Company Name For For Management
--------------------------------------------------------------------------------
INTERVAL LEISURE GROUP, INC.
Ticker: IILG Security ID: 46113M108
Meeting Date: MAY 24, 2011 Meeting Type: Annual
Record Date: APR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig M. Nash For For Management
1.2 Elect Director Gregory R. Blatt For Withhold Management
1.3 Elect Director David Flowers For For Management
1.4 Elect Director Gary S. Howard For For Management
1.5 Elect Director Lewis J. Korman For For Management
1.6 Elect Director Thomas J. Kuhn For For Management
1.7 Elect Director Thomas J. McInerney For For Management
1.8 Elect Director Thomas P. Murphy, Jr. For For Management
1.9 Elect Director Avy H. Stein For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
IRON MOUNTAIN INCORPORATED
Ticker: IRM Security ID: 462846106
Meeting Date: JUN 10, 2011 Meeting Type: Annual
Record Date: APR 12, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clarke H. Bailey For For Management
1.2 Elect Director Kent P. Dauten For For Management
1.3 Elect Director Paul F. Deninger For For Management
1.4 Elect Director Per-Kristian Halvorsen For For Management
1.5 Elect Director Michael W. Lamach For For Management
1.6 Elect Director Allan Z. Loren For For Management
1.7 Elect Director Arthur D. Little For For Management
1.8 Elect Director C. Richard Reese For For Management
1.9 Elect Director Vincent J. Ryan For For Management
1.10 Elect Director Laurie A. Tucker For For Management
1.11 Elect Director Alfred J. Verrecchia For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JDS UNIPHASE CORPORATION
Ticker: JDSU Security ID: 46612J507
Meeting Date: NOV 30, 2010 Meeting Type: Annual
Record Date: OCT 04, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin A. Kaplan For For Management
1.2 Elect Director Kevin J. Kennedy For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JSE LTD
Ticker: JSE Security ID: S4254A102
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the year ended 31
December 2010
2 Re-elect Anton Botha as Director For For Management
3 Re-elect Andile Mazwai as Director For For Management
4 Reappoint KPMG Inc as Auditors of the For For Management
Company and Tracy Middlemiss as the
Designated Auditor
5 Reappoint Members of the Audit For For Management
Committee
6 Approve Final Dividend of 210 Cents Per For For Management
Share
7 Approve Remuneration Policy For For Management
8 Authorise Repurchase of Up to 5 Percent For For Management
of Issued Share Capital
9 Authorise the Company and Subsidiaries For For Management
to Provide Financial Assistance to the
Trust and to the Directors and
Prescribed Officers Participating in
LTIS 2010
10 Approve Non-Executive Directors' Fees For For Management
with Effect From 1 May 2011
--------------------------------------------------------------------------------
L-1 IDENTITY SOLUTIONS, INC.
Ticker: ID Security ID: 50212A106
Meeting Date: FEB 03, 2011 Meeting Type: Special
Record Date: DEC 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LABRANCHE & CO INC.
Ticker: LAB Security ID: 505447102
Meeting Date: JUN 15, 2011 Meeting Type: Special
Record Date: MAY 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: LINTA Security ID: 53071M302
Meeting Date: MAY 23, 2011 Meeting Type: Special
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Restructuring Plan of Liberty For For Management
Capital Tracking Stock
2 Approve Restructuring Plan of Liberty For For Management
Starz Tracking Stock
--------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: LINTA Security ID: 53071M708
Meeting Date: MAY 23, 2011 Meeting Type: Special
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Restructuring Plan of Liberty For For Management
Capital Tracking Stock
2 Approve Restructuring Plan of Liberty For For Management
Starz Tracking Stock
--------------------------------------------------------------------------------
LIVE NATION ENTERTAINMENT, INC.
Ticker: LYV Security ID: 538034109
Meeting Date: DEC 02, 2010 Meeting Type: Annual
Record Date: OCT 18, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irving L. Azoff For Withhold Management
1.2 Elect Director Mark Carleton For Withhold Management
1.3 Elect Director Jonathan F. Miller For Withhold Management
1.4 Elect Director Michael Rapino For Withhold Management
1.5 Elect Director Mark S. Shapiro For Withhold Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LIVE NATION ENTERTAINMENT, INC.
Ticker: LYV Security ID: 538034109
Meeting Date: JUN 15, 2011 Meeting Type: Annual
Record Date: APR 20, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan Dolgen For For Management
1.2 Elect Director Robert Ted Enloe, III For For Management
1.3 Elect Director Jeffrey T. Hinson For For Management
1.4 Elect Director James S. Kahan For For Management
2 Approve Issuance of Shares for a For Against Management
Private Placement
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Omnibus Stock Plan For Against Management
5 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MANTECH INTERNATIONAL CORPORATION
Ticker: MANT Security ID: 564563104
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George J. Pedersen For For Management
1.2 Elect Director Richard L. Armitage For For Management
1.3 Elect Director Mary K. Bush For For Management
1.4 Elect Director Barry G. Campbell For For Management
1.5 Elect Director W.r. Fatzinger, Jr. For For Management
1.6 Elect Director David E. Jeremiah For For Management
1.7 Elect Director Richard J. Kerr For For Management
1.8 Elect Director Kenneth A. Minihan For For Management
1.9 Elect Director Stephen W. Porter For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For Against Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MARKETAXESS HOLDINGS INC.
Ticker: MKTX Security ID: 57060D108
Meeting Date: JUN 09, 2011 Meeting Type: Annual
Record Date: APR 12, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard M. McVey For For Management
1.2 Elect Director Sharon Brown-Hruska For For Management
1.3 Elect Director Roger Burkhardt For For Management
1.4 Elect Director Stephen P. Casper For For Management
1.5 Elect Director David G. Gomach For For Management
1.6 Elect Director Carlos M. Hernandez For Withhold Management
1.7 Elect Director Ronald M. Hersch For For Management
1.8 Elect Director Jerome S. Markowitz For For Management
1.9 Elect Director T. Kelley Millet For For Management
1.10 Elect Director Nicolas S. Rohatyn For For Management
1.11 Elect Director John Steinhardt For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: SEP 21, 2010 Meeting Type: Annual
Record Date: JUL 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2 Reduce Supermajority Vote Requirement For For Management
3 Amend Board Qualifications For For Management
4 Amend Stock Ownership Limitations For For Management
5 Adjourn Meeting For For Management
6.1 Elect Director Nancy J. Karch For For Management
6.2 Elect Director Jose Octavio Reyes For For Management
Lagunes
6.3 Elect Director Edward Suning Tian For For Management
6.4 Elect Director Silvio Barzi For For Management
7 Approve Executive Incentive Bonus Plan For For Management
8 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 07, 2011 Meeting Type: Annual
Record Date: APR 13, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Marc Olivie For For Management
2 Elect Director Rima Qureshi For For Management
3 Elect Director Mark Schwartz For For Management
4 Elect Director Jackson P. Tai For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MCAFEE, INC.
Ticker: MFE Security ID: 579064106
Meeting Date: NOV 02, 2010 Meeting Type: Special
Record Date: SEP 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MELCO INTERNATIONAL DEVELOPMENT LTD
Ticker: 00200 Security ID: Y59683188
Meeting Date: DEC 29, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of 38 Million Share For Against Management
Options to Ho, Lawrence Yau Lung Under
the Share Option Scheme of the Company
--------------------------------------------------------------------------------
MELCO INTERNATIONAL DEVELOPMENT LTD
Ticker: 00200 Security ID: Y59683188
Meeting Date: JUN 17, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a1 Reelect Ho, Lawrence Yau Lung as For For Management
Director
2a2 Reelect Roger Lobo as Director For For Management
2a3 Reelect Tyen Kan Hee, Anthony as For For Management
Director
2b Authorize Board to Fix Remuneration of For For Management
Directors
3 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 16, 2010 Meeting Type: Annual
Record Date: SEP 03, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates III For For Management
4 Elect Director Raymond V. Gilmartin For For Management
5 Elect Director Reed Hastings For For Management
6 Elect Director Maria M. Klawe For For Management
7 Elect Director David F. Marquardt For For Management
8 Elect Director Charles H. Noski For For Management
9 Elect Director Helmut Panke For For Management
10 Ratify Auditors For For Management
11 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Environmental
Sustainability
--------------------------------------------------------------------------------
MONSTER WORLDWIDE, INC.
Ticker: MWW Security ID: 611742107
Meeting Date: JUN 07, 2011 Meeting Type: Annual
Record Date: APR 13, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Salvatore Iannuzzi For For Management
2 Elect Director John Gaulding For For Management
3 Elect Director Edmund P. Giambastiani, For For Management
Jr.
4 Elect Director Cynthia P. McCague For For Management
5 Elect Director Jeffrey F. Rayport For For Management
6 Elect Director Roberto Tunioli For For Management
7 Elect Director Timothy T. Yates For For Management
8 Ratify Auditors For For Management
9 Amend Omnibus Stock Plan For For Management
10 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
11 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
NETAPP, INC.
Ticker: NTAP Security ID: 64110D104
Meeting Date: AUG 31, 2010 Meeting Type: Annual
Record Date: JUL 06, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffry R. Allen For For Management
1.2 Elect Director Alan L. Earhart For For Management
1.3 Elect Director Thomas Georgens For For Management
1.4 Elect Director Gerald Held For For Management
1.5 Elect Director Nicholas G. Moore For For Management
1.6 Elect Director T. Michael Nevens For For Management
1.7 Elect Director George T. Shaheen For For Management
1.8 Elect Director Robert T. Wall For For Management
1.9 Elect Director Daniel J. Warmenhoven For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NETEASE.COM, INC.
Ticker: NTES Security ID: 64110W102
Meeting Date: SEP 02, 2010 Meeting Type: Annual
Record Date: JUL 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1a Reelect William Ding as Director For For Management
1b Reelect Alice Cheng as Director For For Management
1c Reelect Denny Lee as Director For For Management
1d Reelect Joseph Tong as Director For For Management
1e Reelect Lun Feng as Director For For Management
1f Reelect Michael Leung as Director For For Management
1g Reelect Michael Tong as Director For For Management
2 Ratify PricewaterhouseCoopers Zhong For For Management
Tian CPAs Limited Company as Auditors
--------------------------------------------------------------------------------
NYSE EURONEXT
Ticker: NYX Security ID: 629491101
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Andre Bergen For For Management
2 Elect Director Ellyn L. Brown For For Management
3 Elect Director Marshall N. Carter For For Management
4 Elect Director Dominique Cerutti For For Management
5 Elect Director Patricia M. Cloherty For For Management
6 Elect Director Sir George Cox For For Management
7 Elect Director Sylvain Hefes For For Management
8 Elect Director Jan-michiel Hessels For For Management
9 Elect Director Duncan M. McFarland For For Management
10 Elect Director James J. McNulty For For Management
11 Elect Director Duncan L. Niederauer For For Management
12 Elect Director Ricardo Salgado For For Management
13 Elect Director Robert G. Scott For For Management
14 Elect Director Jackson P. Tai For For Management
15 Elect Director Rijnhard Van Tets For For Management
16 Elect Director Sir Brian Williamson For For Management
17 Ratify Auditors For For Management
18 Reduce Supermajority Vote Requirement For For Management
19 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
20 Advisory Vote on Say on Pay Frequency None One Year Management
21 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
22 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
OSAKA SECURITIES EXCHANGE CO. LTD.
Ticker: 8697 Security ID: J6254G104
Meeting Date: JUN 22, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 6000
--------------------------------------------------------------------------------
OVERSTOCK.COM, INC.
Ticker: OSTK Security ID: 690370101
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Allison H. Abraham For For Management
1.2 Elect Director Samuel A. Mitchell For For Management
1.3 Elect Director Stormy D. Simon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
PHOENIX SATELLITE TELEVISION HOLDINGS
Ticker: 02008 Security ID: G70645109
Meeting Date: DEC 09, 2010 Meeting Type: Special
Record Date: DEC 03, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New Media CCT and the Annual For For Management
Caps
2 Relect Sha Yuejia as Director and For Against Management
Authorize Board to Fix His Remuneration
--------------------------------------------------------------------------------
PHOENIX SATELLITE TELEVISION HOLDINGS
Ticker: 02008 Security ID: G70645109
Meeting Date: JUN 17, 2011 Meeting Type: Annual
Record Date: JUN 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend of HK$0.033 Per For For Management
Share
3a Reelect Wang Ji Yan as Executive For Against Management
Director and Authorize Board to Fix His
Remuneration
3b Reelect Lo Ka Shui as Independent For For Management
Non-Executive Director and Authorize
Board to Fix His Remuneration
3c Reelect Thaddeus Thomas Beczak as For For Management
Independent Non-Executive Director
Authorize Board to Fix His Remuneration
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 08, 2011 Meeting Type: Annual
Record Date: JAN 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara T. Alexander For For Management
1.2 Elect Director Stephen M. Bennett For For Management
1.3 Elect Director Donald G. Cruickshank For For Management
1.4 Elect Director Raymond V. Dittamore For For Management
1.5 Elect Director Thomas W. Horton For For Management
1.6 Elect Director Irwin Mark Jacobs For For Management
1.7 Elect Director Paul E. Jacobs For For Management
1.8 Elect Director Robert E. Kahn For For Management
1.9 Elect Director Sherry Lansing For For Management
1.10 Elect Director Duane A. Nelles For For Management
1.11 Elect Director Francisco Ros For For Management
1.12 Elect Director Brent Scowcroft For For Management
1.13 Elect Director Marc I. Stern For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
7 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
RITCHIE BROS. AUCTIONEERS INCORPORATED
Ticker: RBA Security ID: 767744105
Meeting Date: APR 28, 2011 Meeting Type: Annual/Special
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director Robert Waugh Murdoch For For Management
2.2 Elect Director Peter James Blake For For Management
2.3 Elect Director Eric Patel For For Management
2.4 Elect Director Beverley Anne Briscoe For For Management
2.5 Elect Director Edward Baltazar Pitoniak For For Management
2.6 Elect Director Christopher Zimmerman For For Management
2.7 Elect Director James Michael Micali For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Amend By-laws For Against Management
--------------------------------------------------------------------------------
ROVI CORPORATION
Ticker: ROVI Security ID: 779376102
Meeting Date: MAY 24, 2011 Meeting Type: Annual
Record Date: MAR 30, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alfred J. Amoroso For For Management
1.2 Elect Director Alan L. Earhart For For Management
1.3 Elect Director Andrew K. Ludwick For For Management
1.4 Elect Director James E. Meyer For For Management
1.5 Elect Director James P. O?Shaughnessy For For Management
1.6 Elect Director Ruthann Quindlen For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
SAPIENT CORPORATION
Ticker: SAPE Security ID: 803062108
Meeting Date: JUN 08, 2011 Meeting Type: Annual
Record Date: APR 12, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Benson For For Management
1.2 Elect Director Hermann Buerger For For Management
1.3 Elect Director Darius W. Gaskins, Jr. For For Management
1.4 Elect Director Jerry A. Greenberg For For Management
1.5 Elect Director Alan J. Herrick For For Management
1.6 Elect Director J. Stuart Moore For For Management
1.7 Elect Director Ashok Shah For For Management
1.8 Elect Director Vijay Singal For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SCRIPPS NETWORKS INTERACTIVE, INC.
Ticker: SNI Security ID: 811065101
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Galloway For For Management
1.2 Elect Director Dale Pond For For Management
1.3 Elect Director Ronald W. Tysoe For For Management
--------------------------------------------------------------------------------
SINA CORPORATION
Ticker: SINA Security ID: G81477104
Meeting Date: AUG 02, 2010 Meeting Type: Annual
Record Date: JUN 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ter Fung Tsao For For Management
1.2 Elect Director Yichen Zhang For For Management
2 Ratify the Appointment of For For Management
Pricewaterhousecoopers Zhong Tian CPAs
Limited as Independent Auditors
3 Approve the Amendment and Restatement For For Management
of the Company's 2007 Share Plan
--------------------------------------------------------------------------------
SINGAPORE EXCHANGE LTD.
Ticker: S68 Security ID: Y79946102
Meeting Date: OCT 07, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
SINGAPORE EXCHANGE LTD.
Ticker: S68 Security ID: Y79946102
Meeting Date: OCT 07, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend of SGD 0.1575 For For Management
Per Share
3 Reelect J Y Pillay as Director For For Management
4 Reelect Robert Owen as Director For For Management
5 Reelect Chew Choon Seng as Director For For Management
6 Reelect Loh Boon Chye as Director For For Management
7 Reelect Ng Kee Choe as Director For For Management
8 Reelect Magnus Bocker as Director For For Management
9 Approve Directors' Fees of SGD 750,000 For For Management
to be Paid to the Chairman of the Board
for the Year Ending June 30, 2011
10 Approve Directors' Fees of Up to SGD For For Management
1.2 Million for the Year Ending June
30, 2011
11 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
12 Elect Thaddeus Beczak as Director For For Management
13 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
--------------------------------------------------------------------------------
SIRIUS XM RADIO INC.
Ticker: SIRI Security ID: 82967N108
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: APR 05, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Driector Joan L. Amble For Against Management
2 Elect Driector Leon D. Black For Against Management
3 Elect Driector Lawrence F. Gilberti For Against Management
4 Elect Driector Eddy W. Hartenstein For Against Management
5 Elect Driector James P. Holden For Against Management
6 Elect Driector Mel Karmazin For Against Management
7 Elect Driector James F. Mooney For Against Management
8 Elect Driector Jack Shaw For Against Management
9 Ratify Auditors For For Management
10 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
11 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
SOHU.COM INC.
Ticker: SOHU Security ID: 83408W103
Meeting Date: JUL 02, 2010 Meeting Type: Annual
Record Date: APR 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward B. Roberts For For Management
1.2 Elect Director Zhonghan Deng For Withhold Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SOHU.COM INC.
Ticker: SOHU Security ID: 83408W103
Meeting Date: JUN 17, 2011 Meeting Type: Annual
Record Date: APR 20, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles Zhang For For Management
1.2 Elect Director Charles Huang For For Management
1.3 Elect Director Dave Qi For Withhold Management
1.4 Elect Director Shi Wang For Withhold Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SOTHEBY'S
Ticker: BID Security ID: 835898107
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John M. Angelo For For Management
2 Elect Director Michael Blakenham For For Management
3 Elect Director The Duke Of Devonshire For For Management
4 Elect Director Daniel Meyer For For Management
5 Elect Director James Murdoch For For Management
6 Elect Director Allen Questrom For For Management
7 Elect Director William F. Ruprecht For For Management
8 Elect Director Marsha Simms For For Management
9 Elect Director Michael I. Sovern For For Management
10 Elect Director Donald M. Stewart For For Management
11 Elect Director Robert S. Taubman For For Management
12 Elect Director Diana L. Taylor For For Management
13 Elect Director Dennis M. Weibling For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
SYMANTEC CORPORATION
Ticker: SYMC Security ID: 871503108
Meeting Date: SEP 20, 2010 Meeting Type: Annual
Record Date: JUL 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Stephen M. Bennett For For Management
2 Elect Director Michael A. Brown For For Management
3 Elect Director William T. Coleman, III For For Management
4 Elect Director Frank E. Dangeard For For Management
5 Elect Director Geraldine B. Laybourne For For Management
6 Elect Director David L. Mahoney For For Management
7 Elect Director Robert S. Miller For For Management
8 Elect Director Enrique Salem For For Management
9 Elect Director Daniel H. Schulman For For Management
10 Elect Director John W. Thompson For For Management
11 Elect Director V. Paul Unruh For For Management
12 Ratify Auditors For For Management
13 Amend Omnibus Stock Plan For For Management
14 Amend Qualified Employee Stock Purchase For For Management
Plan
--------------------------------------------------------------------------------
THE E. W. SCRIPPS COMPANY
Ticker: SSP Security ID: 811054402
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger L. Ogden For For Management
1.2 Elect Director J. Marvin Quin For For Management
1.3 Elect Director Kim Williams For For Management
--------------------------------------------------------------------------------
THE WALT DISNEY COMPANY
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 23, 2011 Meeting Type: Annual
Record Date: JAN 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Susan E. Arnold For For Management
2 Elect Director John E. Bryson For For Management
3 Elect Director John S. Chen For For Management
4 Elect Director Judith L. Estrin For For Management
5 Elect Director Robert A. Iger For For Management
6 Elect Director Steven P. Jobs For For Management
7 Elect Director Fred H. Langhammer For For Management
8 Elect Director Aylwin B. Lewis For For Management
9 Elect Director Monica C. Lozano For For Management
10 Elect Director Robert W. Matschullat For For Management
11 Elect Director John E. Pepper, Jr. For For Management
12 Elect Director Sheryl Sandberg For For Management
13 Elect Director Orin C. Smith For For Management
14 Ratify Auditors For For Management
15 Approve Omnibus Stock Plan For For Management
16 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
17 Advisory Vote on Say on Pay Frequency One Year One Year Management
18 Prohibit Retesting Performance Goals Against For Shareholder
--------------------------------------------------------------------------------
THE WASHINGTON POST COMPANY
Ticker: WPO Security ID: 939640108
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher C. Davis For For Management
1.2 Elect Director John L. Dotson Jr. For For Management
1.3 Elect Director Anne M. Mulcahy For For Management
--------------------------------------------------------------------------------
THE WESTERN UNION COMPANY
Ticker: WU Security ID: 959802109
Meeting Date: MAY 20, 2011 Meeting Type: Annual
Record Date: MAR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Hikmet Ersek For For Management
2 Elect Director Jack M. Greenberg For For Management
3 Elect Director Linda Fayne Levinson For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317303
Meeting Date: MAY 20, 2011 Meeting Type: Annual
Record Date: MAR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James L. Barksdale For For Management
2 Elect Director William P. Barr For For Management
3 Elect Director Jeffrey L. Bewkes For For Management
4 Elect Director Stephen F. Bollenbach For For Management
5 Elect Director Frank J. Caufield For For Management
6 Elect Director Robert C. Clark For For Management
7 Elect Director Mathias Dopfner For For Management
8 Elect Director Jessica P. Einhorn For For Management
9 Elect Director Fred Hassan For For Management
10 Elect Director Michael A. Miles For For Management
11 Elect Director Kenneth J. Novack For For Management
12 Elect Director Paul D. Wachter For For Management
13 Elect Director Deborah C. Wright For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
17 Reduce Supermajority Vote Requirement For For Management
18 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
TREE.COM, INC.
Ticker: TREE Security ID: 894675107
Meeting Date: JUN 08, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Horan For Withhold Management
1.2 Elect Director W. Mac Lackey For For Management
1.3 Elect Director Douglas Lebda For Withhold Management
1.4 Elect Director Joseph Levin For Withhold Management
1.5 Elect Director Patrick McCrory For Withhold Management
1.6 Elect Director Lance Melber For For Management
1.7 Elect Director Steven Ozonian For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
UNITED ONLINE, INC.
Ticker: UNTD Security ID: 911268100
Meeting Date: JUN 02, 2011 Meeting Type: Annual
Record Date: APR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark R. Goldston For For Management
1.2 Elect Director Howard G. Phanstiel For For Management
1.3 Elect Director Carol A. Scott For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
VERISK ANALYTICS, INC.
Ticker: VRSK Security ID: 92345Y106
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Coyne For For Management
1.2 Elect Director Christopher M. Foskett For For Management
1.3 Elect Director David B. Wright For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 27, 2011 Meeting Type: Annual
Record Date: DEC 03, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3.1 Elect Director Gary P. Coughlan For For Management
3.2 Elect Director Mary B. Cranston For For Management
3.3 Elect Director Francisco Javier For For Management
Fernandez-Carbajal
3.4 Elect Director Robert W. Matschullat For For Management
3.5 Elect Director Cathy E. Minehan For For Management
3.6 Elect Director Suzanne Nora Johnson For For Management
3.7 Elect Director David J. Pang For For Management
3.8 Elect Director Joseph W. Saunders For For Management
3.9 Elect Director William S. Shanahan For For Management
3.10 Elect Director John A. Swainson For For Management
4.1 Elect Director Suzanne Nora Johnson For For Management
4.2 Elect Director Joseph W. Saunders For For Management
4.3 Elect Director John A. Swainson For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Amend Executive Incentive Bonus Plan For For Management
8 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WARNER MUSIC GROUP CORP.
Ticker: WMG Security ID: 934550104
Meeting Date: FEB 22, 2011 Meeting Type: Annual
Record Date: DEC 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edgar Bronfman, Jr. For Withhold Management
1.2 Elect Director Shelby W. Bonnie For For Management
1.3 Elect Director Richard Bressler For Withhold Management
1.4 Elect Director John P. Connaughton For Withhold Management
1.5 Elect Director Phyllis E. Grann For For Management
1.6 Elect Director Michele J. Hooper For For Management
1.7 Elect Director Scott L. Jaeckel For Withhold Management
1.8 Elect Director Seth W. Lawry For Withhold Management
1.9 Elect Director Thomas H. Lee For Withhold Management
1.10 Elect Director Ian Loring For Withhold Management
1.11 Elect Director Mark E. Nunnelly For Withhold Management
1.12 Elect Director Scott M. Sperling For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
WIDEPOINT CORPORATION
Ticker: WYY Security ID: 967590100
Meeting Date: DEC 08, 2010 Meeting Type: Annual
Record Date: OCT 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Morton S. Taubman For Withhold Management
1.2 Elect Director Ronald S. Oxley For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
--------------------------------------------------------------------------------
YAHOO! INC.
Ticker: YHOO Security ID: 984332106
Meeting Date: JUN 23, 2011 Meeting Type: Annual
Record Date: APR 26, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carol Bartz For For Management
2 Elect Director Roy J. Bostock For For Management
3 Elect Director Patti S. Hart For For Management
4 Elect Director Susan M. James For For Management
5 Elect Director Vyomesh Joshi For For Management
6 Elect Director David W. Kenny For For Management
7 Elect Director Arthur H. Kern For For Management
8 Elect Director Brad D. Smith For For Management
9 Elect Director Gary L. Wilson For For Management
10 Elect Director Jerry Yang For For Management
11 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Management
13 Ratify Auditors For For Management
14 Adopt Human Rights Policies Regarding Against Against Shareholder
the Sale of Technology and Technical
Assistance
=================== KINETICS MARKET OPPORTUNITIES PORTFOLIO ====================
ANHUI EXPRESSWAY CO LTD
Ticker: 600012 Security ID: Y01374100
Meeting Date: APR 29, 2011 Meeting Type: Annual
Record Date: MAR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Profit Appropriation Plan and For For Management
Payment of Final Dividend
5 Approve Auditors and Authorize Board to For For Management
Fix Their Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
ASX LTD.
Ticker: ASX Security ID: Q0604U105
Meeting Date: SEP 29, 2010 Meeting Type: Annual
Record Date: SEP 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements, None None Management
Directors' Report and Auditor's Report
for ASX and its Controlled Entities for
the Year Ended June 30,
2010(Non-Voting)
2 Receive Financial Statements and None None Management
Auditor's Report for the National
Guarantee Fund for the Year Ended June
30, 2010 (Non-Voting)
3 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
4a Elect David Gonski AC as Director For For Management
4b Elect Shane Finemore as Director For For Management
4c Elect Jillian Broadbent AO as Director For For Management
5 Approve Modifications to the For For Management
Constitution
--------------------------------------------------------------------------------
BAM INVESTMENTS CORP.
Ticker: BNB Security ID: 05936R108
Meeting Date: MAY 25, 2011 Meeting Type: Annual/Special
Record Date: APR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard Driman For Withhold Management
1.2 Elect Director Edward C. Kress For Withhold Management
1.3 Elect Director Brian D. Lawson For For Management
1.4 Elect Director R. Frank Lewarne For Withhold Management
1.5 Elect Director Frank N.C. Lochan For For Management
1.6 Elect Director Ralph J. Zarboni For Withhold Management
2 Approve Deloitte & Touche LLP as For Withhold Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Authorize a New Class of Non-Voting For Against Management
Shares
--------------------------------------------------------------------------------
BANK OF CHINA LIMITED
Ticker: 03988 Security ID: Y0698A107
Meeting Date: AUG 20, 2010 Meeting Type: Special
Record Date: JUL 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Type and Nominal Value of the For For Management
Rights Shares
1b Approve Proportion and Number of the For For Management
Rights Shares to be Issued
1c Approve Subscription Price for the For For Management
Rights Shares
1d Approve Target Subscribers for the For For Management
Rights Issue
1e Approve Use of Proceeds For For Management
1f Approve Effective Period of the For For Management
Resolution
1g Approve Authorization for the Rights For For Management
Issue
2 Approve Proposal in Relation to For For Management
Arrangement for Accumulated
Undistributed Profits of the Bank Prior
to the Rights Issue
3 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds Raised from the
Rights Issue
4 Approve Report on the Use of Proceeds For For Management
Raised from the Previous Issuance of
Securities by the Bank
5a Reelect Hong Zhihua as Non-Executive For For Management
Director
5b Reelect Huang Haibo as Non-Executive For For Management
Director
5c Reelect Cai Haoyi as Non-Executive For For Management
Director
5d Elect Sun Zhijun as Non-Executive For For Management
Director
5e Elect Liu Lina as Non-Executive For For Management
Director
5f Elect Jiang Yansong as Non-Executive For For Management
Director
5g Elect Chow Man Yiu, Paul as Independent For For Management
Non-Executive Director
6 Approve Remuneration Plan for the For For Management
Chairman, Executive Directors, Chairman
of the Board of Supervisors and
Supervisors of 2009
--------------------------------------------------------------------------------
BANK OF CHINA LIMITED
Ticker: 03988 Security ID: Y0698A107
Meeting Date: AUG 20, 2010 Meeting Type: Special
Record Date: JUL 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Type and Nominal Value of the For For Management
Rights Shares
1b Approve Proportion and Number of the For For Management
Rights Shares to be Issued
1c Approve Subscription Price for the For For Management
Rights Shares
1d Approve Target Subscribers for the For For Management
Rights Issue
1e Approve Use of Proceeds For For Management
1f Approve Effective Period of the For For Management
Resolution
1g Approve Authorisation for the Rights For For Management
Issue
--------------------------------------------------------------------------------
BANK OF CHINA LIMITED
Ticker: 03988 Security ID: Y0698A107
Meeting Date: JAN 28, 2011 Meeting Type: Special
Record Date: DEC 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jackson Tai as Independent For For Management
Non-Executive Director
2 Authorize Issuance of Renminbi For For Management
Denominated Bonds for an Amount Not
Exceeding RMB 20 Billion
--------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker: BRK.B Security ID: 084670108
Meeting Date: APR 30, 2011 Meeting Type: Annual
Record Date: MAR 02, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffett For For Management
1.2 Elect Director Charles T. Munger For For Management
1.3 Elect Director Howard G. Buffett For For Management
1.4 Elect Director Stephen B. Burke For For Management
1.5 Elect Director Susan L. Decker For For Management
1.6 Elect Director William H. Gates III For For Management
1.7 Elect Director David S. Gottesman For For Management
1.8 Elect Director Charlotte Guyman For For Management
1.9 Elect Director Donald R. Keough For For Management
1.10 Elect Director Thomas S. Murphy For For Management
1.11 Elect Director Ronald L. Olson For For Management
1.12 Elect Director Walter Scott, Jr. For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Adopt Quantitative GHG Goals for Against For Shareholder
Products and Operations
--------------------------------------------------------------------------------
BROADRIDGE FINANCIAL SOLUTIONS, INC.
Ticker: BR Security ID: 11133T103
Meeting Date: NOV 17, 2010 Meeting Type: Annual
Record Date: SEP 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Leslie A. Brun For For Management
2 Elect Director Richard J. Daly For For Management
3 Elect Director Robert N. Duelks For For Management
4 Elect Director Richard J. Haviland For For Management
5 Elect Director Sandra S. Jaffee For For Management
6 Elect Director Alexandra Lebenthal For For Management
7 Elect Director Stuart R. Levine For For Management
8 Elect Director Thomas J. Perna For For Management
9 Elect Director Alan J. Weber For For Management
10 Elect Director Arthur F. Weinbach For For Management
11 Ratify Auditors For For Management
12 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BROOKFIELD ASSET MANAGEMENT INC.
Ticker: BAM.A Security ID: 112585104
Meeting Date: MAY 11, 2011 Meeting Type: Annual/Special
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marcel R. Coutu For For Management
1.2 Elect Director Maureen Kempston Darkes For For Management
1.3 Elect Director Lance Liebman For For Management
1.4 Elect Director G. Wallace F. McCain For For Management
1.5 Elect Director Frank J. McKenna For For Management
1.6 Elect Director Jack M. Mintz For For Management
1.7 Elect Director Youssef A. Nasr For For Management
1.8 Elect Director James A. Pattison For For Management
2 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Amend Escrow Stock Plan For For Management
--------------------------------------------------------------------------------
BROOKFIELD INFRASTRUCTURE PARTNERS L.P.
Ticker: BIP Security ID: G16252101
Meeting Date: NOV 02, 2010 Meeting Type: Special
Record Date: SEP 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
CATHAY GENERAL BANCORP
Ticker: CATY Security ID: 149150104
Meeting Date: MAY 16, 2011 Meeting Type: Annual
Record Date: APR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick S.D. Lee For For Management
1.2 Elect Director Ting Y. Liu For For Management
1.3 Elect Director Nelson Chung For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CBOE HOLDINGS, INC.
Ticker: CBOE Security ID: 12503M108
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Brodsky For For Management
1.2 Elect Director James R. Boris For For Management
1.3 Elect Director Mark F. Duffy For For Management
1.4 Elect Director David A. Fisher For For Management
1.5 Elect Director Janet P. Froetscher For For Management
1.6 Elect Director Paul Kepes For For Management
1.7 Elect Director Stuart J. Kipnes For For Management
1.8 Elect Director Duane R. Kullberg For For Management
1.9 Elect Director Benjamin R. Londergan For For Management
1.10 Elect Director R. Eden Martin For For Management
1.11 Elect Director Roderick A. Palmore For For Management
1.12 Elect Director Susan M. Phillips For Withhold Management
1.13 Elect Director William R. Power For For Management
1.14 Elect Director Samuel K. Skinner For For Management
1.15 Elect Director Carole E. Stone For For Management
1.16 Elect Director Eugene S. Sunshine For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Two Years One Year Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION
Ticker: 00939 Security ID: Y1397N101
Meeting Date: SEP 15, 2010 Meeting Type: Special
Record Date: AUG 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhang Furong as Shareholder For For Shareholder
Representative Supervisor
--------------------------------------------------------------------------------
CHINA LIFE INSURANCE CO. LIMITED
Ticker: 02628 Security ID: Y1477R204
Meeting Date: JUN 03, 2011 Meeting Type: Annual
Record Date: APR 29, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of Supervisory Committee For For Management
3 Accept Financial Statements and For For Management
Auditors' Report
4 Approve Profit Distribution and Cash For For Management
Dividend Distribution Plan
5 Approve Remuneration of Directors and For For Management
Supervisors
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian Certified Public Accountants Ltd.
Co. as PRC Auditors and
PricewaterhouseCoopers as International
Auditors and Authorize Board to Fix
Their Remuneration
7 Approve Continued Donations to the For For Management
China Life Charity Fund
8 Amend Articles of Association For Against Management
9 Elect Yuan Li as Executive Director For For Shareholder
--------------------------------------------------------------------------------
CLIMATE EXCHANGE PLC (FRM. CHICAGO ENVIRONMENTAL PLC)
Ticker: CLE Security ID: G2311R103
Meeting Date: JUL 02, 2010 Meeting Type: Special
Record Date: JUN 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles Re: Scheme of For For Management
Arrangement
--------------------------------------------------------------------------------
CLIMATE EXCHANGE PLC (FRM. CHICAGO ENVIRONMENTAL PLC)
Ticker: CLE Security ID: G2311R103
Meeting Date: JUL 02, 2010 Meeting Type: Court
Record Date: JUN 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
CME GROUP INC.
Ticker: CME Security ID: 12572Q105
Meeting Date: JUN 08, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig S. Donohue For For Management
1.2 Elect Director Timothy S. Bitsberger For For Management
1.3 Elect Director Jackie M. Clegg For For Management
1.4 Elect Director James A. Donaldson For For Management
1.5 Elect Director J. Dennis Hastert For For Management
1.6 Elect Director William P. Miller II For For Management
1.7 Elect Director Terry L. Savage For For Management
1.8 Elect Director Christopher Stewart For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
COHEN & STEERS, INC.
Ticker: CNS Security ID: 19247A100
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Martin Cohen For For Management
2 Elect Director Robert H. Steers For For Management
3 Elect Director Richard E. Bruce For For Management
4 Elect Director Peter L. Rhein For For Management
5 Elect Director Richard P. Simon For For Management
6 Elect Director Edmond D. Villani For For Management
7 Ratify Auditors For For Management
8 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
9 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
DEUTSCHE BOERSE AG
Ticker: DB1 Security ID: D1882G119
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 2.10 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5 Approve Creation of EUR 5.2 Million For For Management
Pool of Capital without Preemptive
Rights
6 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
7 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
8 Amend Articles Re: Majority Voting For Against Management
Requirements for General Meeting
9 Ratify KPMG AG as Auditors for Fiscal For For Management
2011
--------------------------------------------------------------------------------
DST SYSTEMS, INC.
Ticker: DST Security ID: 233326107
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George L. Argyros For Withhold Management
1.2 Elect Director Lawrence M. Higby For For Management
1.3 Elect Director Thomas A. McDonnell For Withhold Management
1.4 Elect Director M. Jeannine Strandjord For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
EAST WEST BANCORP, INC.
Ticker: EWBC Security ID: 27579R104
Meeting Date: MAY 24, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Iris S. Chan For For Management
1.2 Elect Director Rudolph I. Estrada For For Management
1.3 Elect Director Julia S. Gouw For For Management
1.4 Elect Director Paul H. Irving For For Management
1.5 Elect Director Andrew S. Kane For For Management
1.6 Elect Director John Lee For For Management
1.7 Elect Director Herman Y. Li For For Management
1.8 Elect Director Jack C. Liu For For Management
1.9 Elect Director Dominic Ng For For Management
1.10 Elect Director Keith W. Renken For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
FISERV, INC.
Ticker: FISV Security ID: 337738108
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: MAR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald F. Dillon For For Management
1.2 Elect Director Denis J. O'Leary For For Management
1.3 Elect Director Glenn M. Renwick For For Management
1.4 Elect Director Carl W. Stern For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FRANCO-NEVADA CORPORATION
Ticker: FNV Security ID: 351858105
Meeting Date: MAY 18, 2011 Meeting Type: Annual/Special
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pierre Lassonde For For Management
1.2 Elect Director David Harquail For For Management
1.3 Elect Director Derek W. Evans For For Management
1.4 Elect Director Graham Farquharson For For Management
1.5 Elect Director Louis Gignac For For Management
1.6 Elect Director Randall Oliphant For For Management
1.7 Elect Director David R. Peterson For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC.
Ticker: BEN Security ID: 354613101
Meeting Date: MAR 15, 2011 Meeting Type: Annual
Record Date: JAN 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Samuel H. Armacost For For Management
2 Elect Director Charles Crocker For For Management
3 Elect Director Joseph R. Hardiman For For Management
4 Elect Director Charles B. Johnson For For Management
5 Elect Director Gregory E. Johnson For For Management
6 Elect Director Rupert H. Johnson, Jr. For For Management
7 Elect Director Mark C. Pigott For For Management
8 Elect Director Chutta Ratnathicam For For Management
9 Elect Director Peter M. Sacerdote For For Management
10 Elect Director Laura Stein For For Management
11 Elect Director Anne M. Tatlock For Against Management
12 Elect Director Geoffrey Y. Yang For For Management
13 Ratify Auditors For For Management
14 Amend Omnibus Stock Plan For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
HANMI FINANCIAL CORPORATION
Ticker: HAFC Security ID: 410495105
Meeting Date: JUL 28, 2010 Meeting Type: Annual
Record Date: JUN 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director I Joon Ahn For For Management
1.2 Elect Director John A. Hall For For Management
1.3 Elect Director Paul Seon-Hong Kim For For Management
1.4 Elect Director Joon Hyung Lee For For Management
1.5 Elect Director Joseph K. Rho For For Management
1.6 Elect Director William Stolte For For Management
1.7 Elect Director Jay S. Yoo For For Management
2 Increase Authorized Common Stock For For Management
3 Approve Issuance of Shares for a For For Management
Private Placement
4 Ratify Auditors For For Management
5 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
HONG KONG EXCHANGES AND CLEARING LTD
Ticker: 00388 Security ID: Y3506N139
Meeting Date: APR 20, 2011 Meeting Type: Annual
Record Date: APR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend of HK$2.31 Per For For Management
Share
3a Elect Kwok Chi Piu, Bill as Director For For Management
3b Elect Lee Kwan Ho, Vincent Marshall as For Against Management
Director
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7a Approve Remuneration of HK$550,000 and For For Management
HK$385,000 Per Annum to the Chairman
and Non-Executive Directors
Respectively
7b Approve Attendance Fee and Additional For For Management
Remuneration for the Chairman and
Members of Certain Board Committees
8 Amend Articles of Association of the For For Management
Company
9 Amend Articles Re: Nomination of For For Management
Directors
10 Amend Articles Re: Board Related For For Management
--------------------------------------------------------------------------------
IMAREX ASA (FORMERLY IMAREX NOS ASA
Ticker: IMAREX Security ID: R3522P108
Meeting Date: MAY 09, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Registration of Attending For Did Not Vote Management
Shareholders and Proxies
2 Approve Notice of Meeting and Agenda For Did Not Vote Management
3 Elect Chairman of Meeting; Designate For Did Not Vote Management
Inspector(s) of Minutes of Meeting
4 Approve Financial Statements and For Did Not Vote Management
Statutory Reports; Approve Allocation
of Income
5 Approve Remuneration of Directors For Did Not Vote Management
6 Approve Remuneration of Nominating For Did Not Vote Management
Committee
7 Approve Remuneration of Auditors For Did Not Vote Management
8 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
9 Elect Directors For Did Not Vote Management
10 Elect Members of Nominating Committee For Did Not Vote Management
11 Approve NOK 959 Million Transfer from For Did Not Vote Management
Share Premium Account to Unrestricted
Shareholders' Equity; Approve Return of
up to NOK 573 Million to Shareholders
12 Authorize Share Repurchase Program For Did Not Vote Management
13 Approve Creation of NOK 1.50 Million For Did Not Vote Management
Pool of Capital without Preemptive
Rights
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 01398 Security ID: ADPV10686
Meeting Date: SEP 21, 2010 Meeting Type: Special
Record Date: AUG 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Type and Nominal Value of the For For Management
Rights Shares
1b Approve Proportion and Number of the For For Management
Rights Shares to be Issued
1c Approve Subscription Price for the For For Management
Rights Shares
1d Approve Target Subscribers for the For For Management
Rights Issue
1e Approve Use of Proceeds For For Management
1f Approve Effective Period of the For For Management
Resolution
1g Approve Authorization for the Rights For For Management
Issue
2 Approve Arrangements for the For For Management
Accumulated Undistributed Profits Prior
to the Completion of the Rights Issue
of A Shares and H Shares
3 Approve Feasibility Analysis Report on For For Management
Use of Proceeds from the Rights Issue
of A Shares and H Shares
4 Approve Report on Utilization of For For Management
Proceeds from Previous Issuances
5 Authorize Board to Fix Remuneration of For For Management
Directors and Supervisors
6 Elect Xu Shanda as Independent For For Management
Non-Executive Director
7 Elect Li Xiaopeng as Executive Director None For Shareholder
8 Approve Utilization of Proceeds from None For Shareholder
the Previous Issuance of A Share
Convertible Bonds
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 01398 Security ID: ADPV10686
Meeting Date: SEP 21, 2010 Meeting Type: Special
Record Date: AUG 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Types and Nominal Value of For For Management
Securities to be Issued in Relation to
the Rights Issue of A Shares and H
Shares
1b Approve Proportion and Number of Shares For For Management
to be Issued in Relation to the Rights
Issue of A Shares and H Shares
1c Approve Subscription Price and Basis For For Management
for Price Determination in Relation to
the Rights Issue of A Shares and H
Shares
1d Approve Target Subscribers in Relation For For Management
to the Rights Issue of A Shares and H
Shares
1e Approve Amount and Use of Proceeds in For For Management
Relation to the Rights Issue of A
Shares and H Shares
1f Approve Effective Period of the For For Management
Resolutions in Relation to the Rights
Issue of A Shares and H Shares
1g Approve Authorization for the Rights For For Management
Issue in Relation to the Rights Issue
of A Shares and H Shares
--------------------------------------------------------------------------------
INTERCONTINENTALEXCHANGE, INC.
Ticker: ICE Security ID: 45865V100
Meeting Date: MAY 20, 2011 Meeting Type: Annual
Record Date: MAR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charles R. Crisp For For Management
2 Elect Director Jean-Marc Forneri For For Management
3 Elect Director Senator Judd A. Gregg For For Management
4 Elect Director Fred W. Hatfield For For Management
5 Elect Director Terrence F. Martell For For Management
6 Elect Director Callum Mccarthy For For Management
7 Elect Director Sir Robert Reid For For Management
8 Elect Director Frederic V. Salerno For For Management
9 Elect Director Jeffrey C. Sprecher For For Management
10 Elect Director Judith A. Sprieser For For Management
11 Elect Director Vincent Tese For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
14 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INVESCO LTD.
Ticker: IVZ Security ID: G491BT108
Meeting Date: MAY 26, 2011 Meeting Type: Annual
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rex D. Adams For For Management
1.2 Elect Director John Banham For For Management
1.3 Elect Director Denis Kessler For Against Management
2 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
IRIDIUM COMMUNICATIONS INC.
Ticker: IRDM Security ID: 46269C102
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 23, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Niehaus For For Management
1.2 Elect Director J. Darrel Barros For For Management
1.3 Elect Director Scott L. Bok For For Management
1.4 Elect Director Thomas C. Canfield For For Management
1.5 Elect Director Peter M. Dawkins For For Management
1.6 Elect Director Matthew J. Desch For For Management
1.7 Elect Director Terry L. Jones For For Management
1.8 Elect Director Alvin B. Krongard For For Management
1.9 Elect Director Steven B. Pfeiffer For For Management
1.10 Elect Director Parker W. Rush For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency None One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JEFFERIES GROUP, INC.
Ticker: JEF Security ID: 472319102
Meeting Date: MAY 09, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard B. Handler For For Management
1.2 Elect Director Brian P. Friedman For For Management
1.3 Elect Director W. Patrick Campbell For For Management
1.4 Elect Director Ian M. Cumming For For Management
1.5 Elect Director Richard G. Dooley For For Management
1.6 Elect Director Robert E. Joyal For For Management
1.7 Elect Director Michael T. O'Kane For For Management
1.8 Elect Director Joseph S. Steinberg For For Management
2 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JIANGSU EXPRESSWAY CO. LTD.
Ticker: 00177 Security ID: Y4443L103
Meeting Date: JUL 16, 2010 Meeting Type: Special
Record Date: JUN 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Yang Gen Lin as Director For For Management
--------------------------------------------------------------------------------
JIANGSU EXPRESSWAY CO. LTD.
Ticker: 00177 Security ID: Y4443L103
Meeting Date: MAR 18, 2011 Meeting Type: Special
Record Date: FEB 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint Chang Qing as Supervisor For For Management
--------------------------------------------------------------------------------
JIANGSU EXPRESSWAY CO. LTD.
Ticker: 00177 Security ID: Y4443L103
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: APR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Approve Annual Budget Report for the For For Management
Year 2010
4 Accept Financial Statements and For For Management
Statutory Reports
5 Approve Profit Distribution Scheme and For For Management
Cash Dividend of RMB 0.36 Per Share
6 Appoint Deloitte Touche Tohmatsu For For Management
Certified Public Accountants Limited as
Company's Accountants and Auditors for
Internal Control for the Year 2011 and
to Determine its Aggregate Annual
Remuneration at RMB 2.65 Million
7 Approve Issuance of Short-Term For For Management
Commercial Papers with an Aggregate
Principal Amount of Not More than RMB 2
Billion
--------------------------------------------------------------------------------
JSE LTD
Ticker: JSE Security ID: S4254A102
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the year ended 31
December 2010
2 Re-elect Anton Botha as Director For For Management
3 Re-elect Andile Mazwai as Director For For Management
4 Reappoint KPMG Inc as Auditors of the For For Management
Company and Tracy Middlemiss as the
Designated Auditor
5 Reappoint Members of the Audit For For Management
Committee
6 Approve Final Dividend of 210 Cents Per For For Management
Share
7 Approve Remuneration Policy For For Management
8 Authorise Repurchase of Up to 5 Percent For For Management
of Issued Share Capital
9 Authorise the Company and Subsidiaries For For Management
to Provide Financial Assistance to the
Trust and to the Directors and
Prescribed Officers Participating in
LTIS 2010
10 Approve Non-Executive Directors' Fees For For Management
with Effect From 1 May 2011
--------------------------------------------------------------------------------
JZ CAPITAL PARTNERS LIMITED
Ticker: JZCP Security ID: G5216J134
Meeting Date: JUN 28, 2011 Meeting Type: Annual
Record Date: JUN 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reappoint Ernst & Young LLP as Auditors For For Management
of the Company
3 Authorize Board to Fix Remuneration of For For Management
Auditors
4 Reelect Patrick Firth as a Director For Against Management
5 Reelect Tanja Tibaldi as a Director For For Management
6 Approve Remuneration Report For For Management
7 Approve Final Dividend For For Management
8 Approve Share Repurchase Program For For Management
--------------------------------------------------------------------------------
LAS VEGAS SANDS CORP.
Ticker: LVS Security ID: 517834107
Meeting Date: JUN 10, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles D. Forman For Withhold Management
1.2 Elect Director George P. Koo For For Management
1.3 Elect Director Irwin A. Siegel For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
LEGG MASON, INC.
Ticker: LM Security ID: 524901105
Meeting Date: JUL 27, 2010 Meeting Type: Annual
Record Date: MAY 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Cahill For For Management
1.2 Elect Director Dennis R. Beresford For For Management
1.3 Elect Director Nelson Peltz For For Management
1.4 Elect Director W. Allen Reed For For Management
1.5 Elect Director Nicholas J. St. George For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Amend Any Short-term Incentive Plans Against For Shareholder
(STIP) as Applied to Senior Executives
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
LONDON STOCK EXCHANGE GROUP PLC
Ticker: LSE Security ID: G5689U103
Meeting Date: JUL 14, 2010 Meeting Type: Annual
Record Date: JUL 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Janet Cohen as Director For For Management
5 Re-elect Sergio Ermotti as Director For For Management
6 Re-elect Doug Webb as Director For For Management
7 Re-elect Robert Webb as Director For For Management
8 Elect Gay Huey Evans as Director For For Management
9 Elect Paul Heiden as Director For For Management
10 Elect Raffaele Jerusalmi as Director For For Management
11 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors
12 Authorise Board to Fix Remuneration of For For Management
Auditors
13 Authorise Issue of Equity with For For Management
Pre-emptive Rights
14 Authorise EU Political Donations and For For Management
Expenditure
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Market Purchase For For Management
17 Adopt New Articles of Association For For Management
18 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
LONDON STOCK EXCHANGE GROUP PLC
Ticker: LSE Security ID: G5689U103
Meeting Date: JUN 30, 2011 Meeting Type: Special
Record Date: JUN 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger of London Stock Exchange For For Management
Group plc with TMX Group Inc; Authorise
Directors to Allot Shares for the
Purposes of the Merger
2 Approve Increase in Remuneration of For For Management
Non-Executive Directors
3 Authorise Issue of Equity with For For Management
Pre-emptive Rights
4 Approve Change of Company Name to LTMX For For Management
Group plc
5 Authorise Market Purchase For For Management
6 Authorise Issue of Equity without For For Management
Pre-emptive Rights
--------------------------------------------------------------------------------
MARKEL CORPORATION
Ticker: MKL Security ID: 570535104
Meeting Date: MAY 09, 2011 Meeting Type: Annual
Record Date: MAR 03, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Alfred Broaddus, Jr. For For Management
1.2 Elect Director Douglas C. Eby For For Management
1.3 Elect Director Stewart M. Kasen For For Management
1.4 Elect Director Alan I. Kirshner For For Management
1.5 Elect Director Lemuel E. Lewis For For Management
1.6 Elect Director Darrell D. Martin For For Management
1.7 Elect Director Anthony F. Markel For For Management
1.8 Elect Director Steven A. Markel For For Management
1.9 Elect Director Jay M. Weinberg For For Management
1.10 Elect Director Debora J. Wilson For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: SEP 21, 2010 Meeting Type: Annual
Record Date: JUL 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2 Reduce Supermajority Vote Requirement For For Management
3 Amend Board Qualifications For For Management
4 Amend Stock Ownership Limitations For For Management
5 Adjourn Meeting For For Management
6.1 Elect Director Nancy J. Karch For For Management
6.2 Elect Director Jose Octavio Reyes For For Management
Lagunes
6.3 Elect Director Edward Suning Tian For For Management
6.4 Elect Director Silvio Barzi For For Management
7 Approve Executive Incentive Bonus Plan For For Management
8 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 07, 2011 Meeting Type: Annual
Record Date: APR 13, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Marc Olivie For For Management
2 Elect Director Rima Qureshi For For Management
3 Elect Director Mark Schwartz For For Management
4 Elect Director Jackson P. Tai For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NORTHERN TRUST CORPORATION
Ticker: NTRS Security ID: 665859104
Meeting Date: APR 19, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda Walker Bynoe For For Management
1.2 Elect Director Nicholas D. Chabraja For For Management
1.3 Elect Director Susan Crown For For Management
1.4 Elect Director Dipak C. Jain For For Management
1.5 Elect Director Robert W. Lane For For Management
1.6 Elect Director Robert C. McCormack For For Management
1.7 Elect Director Edward J. Mooney For For Management
1.8 Elect Director John W. Rowe For For Management
1.9 Elect DirectorMartin P. Slark For For Management
1.10 Elect Director David H.B. Smith, Jr. For For Management
1.11 Elect Director Enrique J. Sosa For For Management
1.12 Elect Director Charles A. Tribbett, III For For Management
1.13 Elect Director Frederick H. Waddell For For Management
2 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NYSE EURONEXT
Ticker: NYX Security ID: 629491101
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Andre Bergen For For Management
2 Elect Director Ellyn L. Brown For For Management
3 Elect Director Marshall N. Carter For For Management
4 Elect Director Dominique Cerutti For For Management
5 Elect Director Patricia M. Cloherty For For Management
6 Elect Director Sir George Cox For For Management
7 Elect Director Sylvain Hefes For For Management
8 Elect Director Jan-michiel Hessels For For Management
9 Elect Director Duncan M. McFarland For For Management
10 Elect Director James J. McNulty For For Management
11 Elect Director Duncan L. Niederauer For For Management
12 Elect Director Ricardo Salgado For For Management
13 Elect Director Robert G. Scott For For Management
14 Elect Director Jackson P. Tai For For Management
15 Elect Director Rijnhard Van Tets For For Management
16 Elect Director Sir Brian Williamson For For Management
17 Ratify Auditors For For Management
18 Reduce Supermajority Vote Requirement For For Management
19 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
20 Advisory Vote on Say on Pay Frequency None One Year Management
21 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
22 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
NZX LIMITED
Ticker: NZX Security ID: Q7018C118
Meeting Date: JUN 17, 2011 Meeting Type: Annual
Record Date: JUN 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize the Board to Fix the For For Management
Remuneration of the Auditors
2 Elect Neil Paviour-Smith as a Director For For Management
3 Elect Nigel Williams as a Director For For Management
4 Elect James Miller as a Director For For Management
--------------------------------------------------------------------------------
ONEX CORPORATION
Ticker: OCX Security ID: 68272K103
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
2 Authorize Board to Fix Remuneration of For For Management
Auditors
3 Holders of Subordinate Voting Shares: For Withhold Management
Elect William A. Etherington, Peter C.
Godsoe, Serge Gouin and Arni C.
Thorsteinson as Directors
--------------------------------------------------------------------------------
OSAKA SECURITIES EXCHANGE CO. LTD.
Ticker: 8697 Security ID: J6254G104
Meeting Date: JUN 22, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 6000
--------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
Ticker: 02318 Security ID: Y69790106
Meeting Date: NOV 01, 2010 Meeting Type: Special
Record Date: SEP 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment of Remuneration For For Management
Domestic Persons of the Company Acting
as Independent Non-Executive Directors
2a Approve Means of Major Asset For For Management
Restructuring, Object of the
Transaction, and Parties to the
Transaction
2b Approve Transaction Price and Basis of For For Management
Pricing Involved in the Major Asset
Restructuring
2c Approve Vesting of Profit or Loss from For For Management
the Relevant Assets from the Base Date
of Asset Pricing to the Completion Date
2d Approve Contract Obligations and For For Management
Default Liabilities under the Transfer
of Ownership of Relevant Assets
2e Approve Validity Period of the For For Management
Resolution of the Major Asset
Restructuring
3 Approve Supplemental Agreement to the For For Management
Share Subscription Agreement between
the Company and SDB
4 Approve Profits Forecast Compensation For For Management
Agreement between the Company and SDB
5 Authorize Board to Process Matter For For Management
Relating to the Major Asset
Restructuring of the Company
--------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
Ticker: 02318 Security ID: Y69790106
Meeting Date: JUN 16, 2011 Meeting Type: Annual
Record Date: MAY 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of Supervisory Committee For For Management
3 Approve Annual Report and its Summary For For Management
for the Year Ended Dec. 31, 2010
4 Accept Financial Statements and For For Management
Auditors' Report
5 Approve Profit Distribution Plan and For For Management
Final Dividend
6 Reappoint Ernst & Young Hua Ming as PRC For For Management
Auditors and Ernst & Young as
International Auditors and Authorize
Board to Fix Their Remuneration
7 Approve Redesignation of Cheung Chi For For Management
Yan, Louis as Non-Executive Director
8 Elect Woo Ka Biu, Jackson as For For Management
Independent Non-Executive Director
9 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
POWER FINANCIAL CORP.
Ticker: PWF Security ID: 73927C100
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect J.B Aune,M.A For Withhold Management
Bibeau,A.Desmarais,P.Desmarais,P.Desmar
ais Jr,G.Frere,A.R.Graham,R.Gratton,
V.P Harder,D.F Mazankowski,R.L
McFeetors,J.E.A Nickerson,R.J Orr, M.P
Belair,H.P Rousseau,L.Roy, R.Royer,T.T
Ryan Jr,A.de Seze, and E.J.E Szathmary
as Directors
1.1 Elect Director J. Brian Aune For Withhold Management
1.3 Elect Director Marc A. Bibeau For For Management
1.2 Elect Director Andre Desmarais For Withhold Management
1.4 Elect Director Paul Desmarais For Withhold Management
1.5 Elect Director Paul Desmarais Jr. For Withhold Management
1.6 Elect Director Gerald Frere For Withhold Management
1.7 Elect Director Anthony R. Graham For For Management
1.8 Elect Director Robert Gratton For For Management
1.9 Elect Director V. Peter Harder For For Management
1.10 Elect Director Donald F. Mazankowski For For Management
1.11 Elect Director Raymond L. McFeetors For For Management
1.12 Elect Director Jerry E.A. Nickerson For For Management
1.13 Elect Director R. Jeffrey Orr For For Management
1.14 Elect Director Michel Plessis-Belair For For Management
1.15 Elect Director Henri-Paul Rousseau For For Management
1.16 Elect Director Louise Roy For For Management
1.17 Elect Director Raymond Royer For For Management
1.18 Elect Director T. Timothy Ryan Jr. For For Management
1.19 Elect Director Amaury de Seze For For Management
1.20 Elect Director Emoke J.E. Szathmary For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PREFERRED BANK
Ticker: PFBC Security ID: 740367107
Meeting Date: JUL 30, 2010 Meeting Type: Annual
Record Date: JUL 08, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Li Yu For For Management
1.2 Elect Director Gary S. Nunnelly For Withhold Management
1.3 Elect Director Frank T. Lin For For Management
1.4 Elect Director Clark Hsu For For Management
2 Approve Conversion of Securities For For Management
3 Approve Conversion of Securities For Abstain Management
4 Ratify Auditors For For Management
5 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
PREFERRED BANK
Ticker: PFBC Security ID: 740367107
Meeting Date: MAY 24, 2011 Meeting Type: Annual
Record Date: APR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C.y. Cheng For For Management
1.2 Elect Director J. Richard Belliston For For Management
1.3 Elect Director Dr. Albert Yu For For Management
1.4 Elect Director Ching-Hsing Kao For For Management
1.5 Elect Director Kenneth Wang For For Management
2 Approve Reverse Stock Split For Against Management
3 Ratify Auditors For For Management
4 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
PZENA INVESTMENT MANAGEMENT, INC.
Ticker: PZN Security ID: 74731Q103
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard S. Pzena For For Management
1.2 Elect Director John P. Goetz For For Management
1.3 Elect Director William L. Lipsey For For Management
1.4 Elect Director Steven M. Galbraith For For Management
1.5 Elect Director Joel M. Greenblatt For For Management
1.6 Elect Director Richard P. Meyerowich For For Management
1.7 Elect Director Ronald W. Tysoe For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
SHENZHEN EXPRESSWAY COMPANY LTD.
Ticker: 00548 Security ID: Y7741B107
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
for the Year 2010
2 Accept Report of the Supervisory For For Management
Committee for the Year 2010
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Profit Distribution Scheme and For For Management
Final Dividend
5 Approve Budget Report for the Year 2011 For For Management
6 Appoint PricewaterhouseCoopers Zhong For For Management
Tian CPAs Company Ltd. as Auditors of
the Company for 2011 and Authorize
Board to Fix Their Remuneration
7 Approve Issuance of Debentures For For Management
--------------------------------------------------------------------------------
SICHUAN EXPRESSWAY COMPANY LTD
Ticker: 00107 Security ID: Y79325109
Meeting Date: NOV 16, 2010 Meeting Type: Special
Record Date: OCT 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Debt Financing For For Management
Instruments
--------------------------------------------------------------------------------
SICHUAN EXPRESSWAY COMPANY LTD.
Ticker: 00107 Security ID: Y79325109
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: APR 20, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Profit Appropriation and For For Management
Dividend Distribution Plan for the Year
Ended Dec. 31, 2010
2 Approve Financial Budget Implementation For For Management
Report for the Year 2010
3 Accept Report of Board of Directors For For Management
4 Approve Report of Supervisory Committee For For Management
5 Approve Audited Financial Report for For For Management
the Year 2010
6 Approve Financial Budget Proposal for For For Management
the Year 2011
7 Reappoint Shinewing Certified Public For For Management
Accountants and Ernst & Young Certified
Public Accountants as Domestic and
International Auditors, Respectively,
and Authorize Board to Fix Their
Remuneration
8 Approve Duty Performance Report of For For Management
Independent Non-Executive Directors for
the Year 2010
--------------------------------------------------------------------------------
SINGAPORE EXCHANGE LTD.
Ticker: S68 Security ID: Y79946102
Meeting Date: OCT 07, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
SINGAPORE EXCHANGE LTD.
Ticker: S68 Security ID: Y79946102
Meeting Date: OCT 07, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend of SGD 0.1575 For For Management
Per Share
3 Reelect J Y Pillay as Director For For Management
4 Reelect Robert Owen as Director For For Management
5 Reelect Chew Choon Seng as Director For For Management
6 Reelect Loh Boon Chye as Director For For Management
7 Reelect Ng Kee Choe as Director For For Management
8 Reelect Magnus Bocker as Director For For Management
9 Approve Directors' Fees of SGD 750,000 For For Management
to be Paid to the Chairman of the Board
for the Year Ending June 30, 2011
10 Approve Directors' Fees of Up to SGD For For Management
1.2 Million for the Year Ending June
30, 2011
11 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
12 Elect Thaddeus Beczak as Director For For Management
13 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
--------------------------------------------------------------------------------
SOTHEBY'S
Ticker: BID Security ID: 835898107
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John M. Angelo For For Management
2 Elect Director Michael Blakenham For For Management
3 Elect Director The Duke Of Devonshire For For Management
4 Elect Director Daniel Meyer For For Management
5 Elect Director James Murdoch For For Management
6 Elect Director Allen Questrom For For Management
7 Elect Director William F. Ruprecht For For Management
8 Elect Director Marsha Simms For For Management
9 Elect Director Michael I. Sovern For For Management
10 Elect Director Donald M. Stewart For For Management
11 Elect Director Robert S. Taubman For For Management
12 Elect Director Diana L. Taylor For For Management
13 Elect Director Dennis M. Weibling For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
SPROTT INC.
Ticker: SII Security ID: 852066109
Meeting Date: JUN 02, 2011 Meeting Type: Annual/Special
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Eric S. Sprott, Jack C. Lee, Marc For Withhold Management
Faber, Peter Grosskopf, Mark McCain,
James T. Roddy and Arthur Richards as
Directors
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Approve 2011 Employee Profit Sharing For For Management
Plan
4 Approve 2011 Equity Incentive Plan for For Against Management
U.S. Service Providers
5 Re-approve Stock Option Plan For Against Management
--------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC.
Ticker: TROW Security ID: 74144T108
Meeting Date: APR 14, 2011 Meeting Type: Annual
Record Date: FEB 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Edward C. Bernard For For Management
2 Elect Director James T. Brady For For Management
3 Elect Director J. Alfred Broaddus, Jr. For For Management
4 Elect Director Donald B. Hebb, Jr. For For Management
5 Elect Director James A.C. Kennedy For For Management
6 Elect Director Robert F. MacLellan For For Management
7 Elect Director Brian C. Rogers For For Management
8 Elect Director Alfred Sommer For For Management
9 Elect Director Dwight S. Taylor For For Management
10 Elect Director Anne Marie Whittemore For For Management
11 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Management
13 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION
Ticker: BK Security ID: 064058100
Meeting Date: APR 12, 2011 Meeting Type: Annual
Record Date: FEB 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Ruth E. Bruch For For Management
2 Elect Director Nicholas M. Donofrio For For Management
3 Elect Director Gerald L. Hassell For For Management
4 Elect Director Edmund F. Kelly For For Management
5 Elect Director Robert P. Kelly For For Management
6 Elect Director Richard J. Kogan For For Management
7 Elect Director Michael J. Kowalski For For Management
8 Elect Director John A. Luke, Jr. For For Management
9 Elect Director Mark A. Nordenberg For For Management
10 Elect Director Catherine A. Rein For For Management
11 Elect Director William C. Richardson For For Management
12 Elect Director Samuel C. Scott III For For Management
13 Elect Director John P. Surma For For Management
14 Elect Director Wesley W. von Schack For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency One Year One Year Management
17 Amend Omnibus Stock Plan For For Management
18 Amend Executive Incentive Bonus Plan For For Management
19 Ratify Auditors For For Management
20 Provide for Cumulative Voting Against For Shareholder
--------------------------------------------------------------------------------
THE NASDAQ OMX GROUP, INC.
Ticker: NDAQ Security ID: 631103108
Meeting Date: MAY 26, 2011 Meeting Type: Annual
Record Date: APR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Urban Backstrom For For Management
2 Elect Director H. Furlong Baldwin For For Management
3 Elect Director Michael Casey For For Management
4 Elect Director Borje Ekholm For Against Management
5 Elect Director Lon Gorman For For Management
6 Elect Director Robert Greifeld For For Management
7 Elect Director Glenn H. Hutchins For For Management
8 Elect Director Birgitta Kantola For For Management
9 Elect Director Essa Kazim For For Management
10 Elect Director John D. Markese For For Management
11 Elect Director Hans Munk Nielsen For For Management
12 Elect Director Thomas F. O Neill For For Management
13 Elect Director James S. Riepe For For Management
14 Elect Director Michael R. Splinter For For Management
15 Elect Director Lars Wedenborn For For Management
16 Elect Director Deborah L. Wince-Smith For For Management
17 Ratify Auditors For For Management
18 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
19 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
VALUE PARTNERS GROUP LTD.
Ticker: 00806 Security ID: G93175100
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Reelect Cheah Cheng Hye as Executive For For Management
Director
3a2 Reelect Chang Sheung Lai as Executive For For Management
Director
3a3 Reelect Michael Francis Coorey as For For Management
Executive Director
3a4 Reelect Hung Yeuk Yan Renee as For For Management
Executive Director
3a5 Reelect Chen Shih-Ta Michael as For For Management
Independent Non-Executive Director
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Reappoint Auditor and Authorize Board For For Management
to Fix Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
VERISK ANALYTICS, INC.
Ticker: VRSK Security ID: 92345Y106
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Coyne For For Management
1.2 Elect Director Christopher M. Foskett For For Management
1.3 Elect Director David B. Wright For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 27, 2011 Meeting Type: Annual
Record Date: DEC 03, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3.1 Elect Director Gary P. Coughlan For For Management
3.2 Elect Director Mary B. Cranston For For Management
3.3 Elect Director Francisco Javier For For Management
Fernandez-Carbajal
3.4 Elect Director Robert W. Matschullat For For Management
3.5 Elect Director Cathy E. Minehan For For Management
3.6 Elect Director Suzanne Nora Johnson For For Management
3.7 Elect Director David J. Pang For For Management
3.8 Elect Director Joseph W. Saunders For For Management
3.9 Elect Director William S. Shanahan For For Management
3.10 Elect Director John A. Swainson For For Management
4.1 Elect Director Suzanne Nora Johnson For For Management
4.2 Elect Director Joseph W. Saunders For For Management
4.3 Elect Director John A. Swainson For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Amend Executive Incentive Bonus Plan For For Management
8 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WILSHIRE BANCORP, INC.
Ticker: WIBC Security ID: 97186T108
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: APR 05, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven Koh For For Management
1.2 Elect Director Donald Byun For For Management
1.3 Elect Director Lawrence Jeon For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Require a Majority Vote for the For For Shareholder
Election of Directors
4 Amend Articles of Incorporation to For For Management
Adopt Majority Voting for Uncontested
Election of Directors
--------------------------------------------------------------------------------
ZHEJIANG EXPRESSWAY CO., LTD.
Ticker: 00576 Security ID: Y9891F102
Meeting Date: OCT 18, 2010 Meeting Type: Special
Record Date: SEP 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ding Huikang as Executive For For Management
Director and Authorize Board to Fix His
Remuneration
2 Elect Liu Haisheng as a Supervisor For For Management
3 Approve Interim Dividend of RMB 0.06 For For Management
Per Share
4 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
ZHEJIANG EXPRESSWAY CO., LTD.
Ticker: 00576 Security ID: Y9891F102
Meeting Date: MAY 09, 2011 Meeting Type: Annual
Record Date: APR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of Directors For For Management
2 Accept Report of Supervisory Committee For For Management
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Final Dividend of RMB 0.25 Per For For Management
Share
5 Approve Final Accounts for the Year For For Management
2010 and Financial Budget for the Year
2011
6 Reappoint Deloitte Touche Tohmatsu For For Management
Certified Public Accountants Hong Kong
as Hong Kong Auditors and Authorize
Board to Fix Their Remuneration
7 Reappoint Pan China Certified Public For For Management
Accountants Hong Kong as PRC Auditors
and Authorize Board to Fix Their
Remuneration
========================== KINETICS MEDICAL PORTFOLIO ==========================
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 29, 2011 Meeting Type: Annual
Record Date: MAR 02, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Roxanne S. Austin For For Management
1.3 Elect Director W. James Farrell For For Management
1.4 Elect Director H. Laurance Fuller For For Management
1.5 Elect Director Edward M. Liddy For For Management
1.6 Elect Director Phebe N. Novakovic For For Management
1.7 Elect Director William A. Osborn For For Management
1.8 Elect Director Samuel C. Scott III For For Management
1.9 Elect Director Glenn F. Tilton For For Management
1.10 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Adopt Policy on Pharmaceutical Price Against Against Shareholder
Restraint
--------------------------------------------------------------------------------
ACTELION LTD.
Ticker: ATLN Security ID: H0032X135
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: APR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Business Report For For Management
2 Approve Allocation of Income and For For Management
Dividends of CHF 0.80 per Share
3.1 Request for Information from Board of None None Shareholder
Directors on Whether Potential
Acquisition Offers for Actelion Ltd.
Have Been Made (Non-Voting)
3.2 Authorize Special Audit Re: Whether Against Against Shareholder
Acquisition Offers for Actelion Ltd.
Have Been Made, the Board and
Management Response to Such Offers, and
the Board's Evaluation of a Potential
Sale and Other Strategic Alternatives
4 Approve Discharge of Board and Senior For For Management
Management
5 Authorize Repurchase of up to CHF 800 For Against Management
Million in Issued Share Capital
6.1 Amend Articles Re: Introduce For For Management
Consultative Vote on the Compensation
Report
6.2 Amend Articles Re: Compliance with For For Management
Swiss Federal Act on Intermediated
Securities
6.3 Amend Articles Re: Increase Maximum Against For Shareholder
Size of Board From 11 Members to
Unlimited Number of Members
6.4 Amend Articles Re: Reduce Board Term to Against For Shareholder
One Year
6.5 Amend Articles Re: Direct Election of Against For Shareholder
Board Chairman by AGM
7.1 Remove Robert Cawthorn from the Board Against For Shareholder
7.2 Remove Werner Henrich from the Board Against For Shareholder
7.3 Remove Michael Jacobi from the Board Against For Shareholder
7.4 Remove Armin Kessler from the Board Against Against Shareholder
7.5 Remove Jean Melo from the Board Against For Shareholder
8.1.1 Reelect Jean-Paul Clozel as Director For For Management
8.1.2 Reelect Juhani Anttila as Director For Against Management
8.1.3 Reelect Carl Feldbaum as Director For For Management
8.2.1 Elect Jean-Pierre Garnier as Director For For Management
8.2.2 Elect Robert Bertolini as Director For For Management
8.2.3 Elect James Shannon as Director Against For Shareholder
8.2.4 Elect Peter Allen as Director Against For Shareholder
8.2.5 Elect Anders Haerfstrand as Director Against For Shareholder
8.2.6 Elect Robert Hock as Director Against Against Shareholder
8.2.7 Elect Elmar Schnee as Director Against Against Shareholder
8.2.8 Elect Hans-Christian Semmler as Against Against Shareholder
Director
8.3.1 Elect James Shannon as Chairman of the Against Against Shareholder
Board of Directors
8.3.2 Elect Robert Cawthorn as Chairman of For Against Management
the Board of Directors
9 Ratify Ernst & Young AG as Auditors For For Management
--------------------------------------------------------------------------------
AETERNA ZENTARIS INC.
Ticker: AEZ Security ID: 007975204
Meeting Date: MAY 18, 2011 Meeting Type: Annual/Special
Record Date: MAR 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Marcel Aubut, Jose P. Dorais, For Withhold Management
Juergen Engel, Juergen Ernst, Pierre
Lapalme, Gerard Limoges and Michael
Meyers as Directors
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Amend Articles For For Management
4 Adopt New Bylaws For Against Management
--------------------------------------------------------------------------------
AFFYMETRIX, INC.
Ticker: AFFX Security ID: 00826T108
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Stephen P.A. Fodor, For For Management
Ph.D.
2 Elect Director Kevin M. King For For Management
3 Elect Director Nelson C. Chan For For Management
4 Elect Director John D. Diekman, Ph.D. For For Management
5 Elect Director Gary S. Guthart, Ph.D. For For Management
6 Elect Director Jami Dover Nachtsheim For For Management
7 Elect Director Robert H. Trice, Ph.D. For For Management
8 Elect Director Robert P. Wayman For For Management
9 Ratify Auditors For For Management
10 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
11 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
AGENUS INC.
Ticker: AGEN Security ID: 00847G101
Meeting Date: JUN 15, 2011 Meeting Type: Annual
Record Date: APR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Garo H. Armen, Ph.D. For For Management
1.2 Elect Director Tom Dechaene For For Management
1.3 Elect Director John N. Hatsopoulos For Withhold Management
2 Approve Reverse Stock Split For For Management
3 Amend Deferred Compensation Plan For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
ALBANY MOLECULAR RESEARCH, INC.
Ticker: AMRI Security ID: 012423109
Meeting Date: JUN 01, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Una S. Ryan For For Management
1.2 Elect Director Arthur J. Roth For For Management
1.3 Elect Director Gabriel Leung For For Management
2 Amend Qualified Employee Stock Purchase For For Management
Plan
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ALKERMES, INC.
Ticker: ALKS Security ID: 01642T108
Meeting Date: OCT 05, 2010 Meeting Type: Annual
Record Date: JUL 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Anstice For For Management
1.2 Elect Director Floyd E. Bloom For For Management
1.3 Elect Director Robert A. Breyer For For Management
1.4 Elect Director Geraldine Henwood For For Management
1.5 Elect Director Paul J. Mitchell For For Management
1.6 Elect Director Richard F. Pops For For Management
1.7 Elect Director Alexander Rich For For Management
1.8 Elect Director Mark B. Skaletsky For For Management
1.9 Elect Director Michael A. Wall For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ARENA PHARMACEUTICALS, INC.
Ticker: ARNA Security ID: 040047102
Meeting Date: JUN 13, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jack Lief For For Management
1.2 Elect Director Dominic P. Behan, Ph.D. For For Management
1.3 Elect Director Donald D. Belcher For For Management
1.4 Elect Director Scott H. Bice For For Management
1.5 Elect Director Harry F. Hixson, Jr., For For Management
Ph.D.
1.6 Elect Director Tina S. Nova, Ph.D. For For Management
1.7 Elect Director Phillip M. Schneider For For Management
1.8 Elect Director Christine A. White, M.D. For For Management
1.9 Elect Director Randall E. Woods For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ASTRAZENECA PLC
Ticker: AZNL Security ID: 046353108
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm First Interim Dividend; Confirm For For Management
as Final Dividend the Second Interim
Dividend
3 Reappoint KPMG Audit plc as Auditors For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5(a) Re-elect Louis Schweitzer as Director For For Management
5(b) Re-elect David Brennan as Director For For Management
5(c) Re-elect Simon Lowth as Director For For Management
5(d) Elect Bruce Burlington as Director For For Management
5(e) Re-elect Jean-Philippe Courtois as For For Management
Director
5(f) Re-elect Michele Hooper as Director For For Management
5(g) Re-elect Rudy Markham as Director For For Management
5(h) Re-elect Nancy Rothwell as Director For For Management
5(i) Elect Shriti Vadera as Director For For Management
5(j) Re-elect John Varley as Director For For Management
5(k) Re-elect Marcus Wallenberg as Director For For Management
6 Approve Remuneration Report For For Management
7 Authorise EU Political Donations and For For Management
Expenditure
8 Authorise Issue of Equity with For For Management
Pre-emptive Rights
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise Market Purchase For For Management
11 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
ATRIUM INNOVATIONS INC.
Ticker: ATB Security ID: 04963Y102
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 29, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Yvon Bolduc For For Management
1.2 Elect Director Alain Bouchard For For Management
1.3 Elect Director Eric Dupont For For Management
1.4 Elect Director Pierre Fitzgibbon For For Management
1.5 Elect Director Jacques Gauthier For For Management
1.6 Elect Director Yves Julien For For Management
1.7 Elect Director Claude Lamoureux For For Management
1.8 Elect Director Pierre Laurin For For Management
1.9 Elect Director Gerard Limoges For For Management
1.10 Elect Director Carole St-Charles For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
BIOGEN IDEC INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 02, 2011 Meeting Type: Annual
Record Date: APR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Caroline D. Dorsa For For Management
2 Elect Director Stelios Papadopoulos For For Management
3 Elect Director George A. Scangos For For Management
4 Elect Director Lynn Schenk For For Management
5 Elect Director Alexander J. Denner For For Management
6 Elect Director Nancy L. Leaming For For Management
7 Elect Director Richard C. Mulligan For For Management
8 Elect Director Robert W. Pangia For For Management
9 Elect Director Brian S. Posner For For Management
10 Elect Director Eric K. Rowinsky For For Management
11 Elect Director Stephen A. Sherwin For For Management
12 Elect Director William D. Young For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
16 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
BIOSANTE PHARMACEUTICALS, INC.
Ticker: BPAX Security ID: 09065V203
Meeting Date: MAY 26, 2011 Meeting Type: Annual
Record Date: APR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis W. Sullivan, M.D. For For Management
1.2 Elect Director Stephen M. Simes For For Management
1.3 Elect Director Fred Holubow For For Management
1.4 Elect Director Ross Mangano For For Management
1.5 Elect Director John T. Potts, Jr., M.D. For For Management
1.6 Eelct Director Edward C. Rosenow, III, For For Management
M.D.
1.7 Elect Director Stephen A. Sherwin, M.D. For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: MAR 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director L. Andreotti For For Management
2 Elect Director L.B. Campbell For For Management
3 Elect Director J.M. Cornelius For For Management
4 Elect Director L.J. Freeh For For Management
5 Elect Director L.H. Glimcher For For Management
6 Elect Director M. Grobstein For For Management
7 Elect Director L. Johansson For For Management
8 Elect Director A.J. Lacy For For Management
9 Elect Director V.L. Sato For For Management
10 Elect Director E. Sigal For For Management
11 Elect Director T.D. West, Jr. For For Management
12 Elect Director R.S. Williams For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
16 Increase Disclosure of Executive Against Against Shareholder
Compensation
17 Provide Right to Act by Written Consent Against For Shareholder
18 Adopt Policy to Restrain Pharmaceutical Against Against Shareholder
Price Increases
--------------------------------------------------------------------------------
CELLDEX THERAPEUTICS, INC.
Ticker: CLDX Security ID: 15117B103
Meeting Date: SEP 15, 2010 Meeting Type: Annual
Record Date: JUL 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Ellberger For For Management
1.2 Elect Director Anthony S. Marucci For For Management
1.3 Elect Director Herbert J. Conrad For For Management
1.4 Elect Director George O. Elston For For Management
1.5 Elect Director Karen Shoos Lipton For For Management
1.6 Elect Director Dr. Rajesh B. Parekh For For Management
1.7 Elect Director Harry H. Penner, Jr. For For Management
1.8 Elect Director Timothy M. Shannon For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CELLDEX THERAPEUTICS, INC.
Ticker: CLDX Security ID: 15117B103
Meeting Date: JUN 15, 2011 Meeting Type: Annual
Record Date: APR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Ellberger For For Management
1.2 Elect Director Anthony S. Marucci For For Management
1.3 Elect Director Herbert J. Conrad For For Management
1.4 Elect Director George O. Elston For For Management
1.5 Elect Director Karen Shoos Lipton For For Management
1.6 Elect Director Harry H. Penner, Jr. For For Management
1.7 Elect Director Timothy M. Shannon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CEPHALON, INC.
Ticker: CEPH Security ID: 156708109
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director J. Kevin Buchi For For Management
2 Elect Director William P. Egan For For Management
3 Elect Director Martyn D. Greenacre For For Management
4 Elect Director Charles J. Homcy For For Management
5 Elect Director Vaughn M. Kailian For For Management
6 Elect Director Kevin E. Moley For For Management
7 Elect Director Charles A. Sanders For For Management
8 Elect Director Gail R. Wilensky For For Management
9 Elect Director Dennis L. Winger For For Management
10 Amend Omnibus Stock Plan For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency Two Years One Year Management
--------------------------------------------------------------------------------
CHINA PHARMACEUTICAL GROUP LTD
Ticker: 01093 Security ID: Y15018131
Meeting Date: MAY 27, 2011 Meeting Type: Annual
Record Date: MAY 20, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend of HK$0.24 Per For For Management
Share
3a Reelect Wang Huaiyu as Director For Against Management
3b Reelect Lu Jianmin as Director For For Management
3c Reelect Cai Dongchen as Director For For Management
3d Reelect Pan Weidong as Director For For Management
3e Reelect Huo Zhenxing as Director For For Management
3f Reelect Guo Shichang as Director For For Management
3g Reelect Chan Siu Keung, Leonard as For For Management
Director
3h Authorize Board to Fix the Remuneration For For Management
of Directors
4 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CODEXIS, INC.
Ticker: CDXS Security ID: 192005106
Meeting Date: JUN 08, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexander A. Karsner For For Management
1.2 Elect Director Thomas R. Baruch For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
CUBIST PHARMACEUTICALS, INC.
Ticker: CBST Security ID: 229678107
Meeting Date: JUN 02, 2011 Meeting Type: Annual
Record Date: APR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin Rosenberg For For Management
1.2 Elect Director Matthew Singleton For For Management
1.3 Elect Director Michael Wood For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DENDREON CORPORATION
Ticker: DNDN Security ID: 24823Q107
Meeting Date: JUN 21, 2011 Meeting Type: Annual
Record Date: APR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard B. Brewer For For Management
1.2 Elect Director Mitchell H. Gold For For Management
1.3 Elect Director Pedro Granadillo For For Management
1.4 Elect Director David C. Stump For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: APR 18, 2011 Meeting Type: Annual
Record Date: FEB 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director M.L. Eskew For For Management
2 Elect Director A.G. Gilman For For Management
3 Elect Director K.N. Horn For For Management
4 Elect Director J.C. Lechleiter For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
7 Advisory Vote on Say on Pay Frequency One Year One Year Management
8 Declassify the Board of Directors For For Management
9 Reduce Supermajority Vote Requirement For For Management
10 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
EPICEPT CORPORATION
Ticker: EPCT Security ID: 294264304
Meeting Date: JUN 27, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert G. Savage For For Management
1.2 Elect Director John V. Talley For For Management
2 Ratify Auditors For For Management
3 Approve Reverse Stock Split For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC
Ticker: GSK Security ID: 37733W105
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Simon Dingemans as Director For For Management
4 Elect Stacey Cartwright as Director For For Management
5 Elect Judy Lewent as Director For For Management
6 Re-elect Sir Christopher Gent as For For Management
Director
7 Re-elect Andrew Witty as Director For For Management
8 Re-elect Sir Roy Anderson as Director For For Management
9 Re-elect Dr Stephanie Burns as Director For For Management
10 Re-elect Larry Culp as Director For For Management
11 Re-elect Sir Crispin Davis as Director For For Management
12 Re-elect Sir Deryck Maughan as Director For For Management
13 Re-elect James Murdoch as Director For For Management
14 Re-elect Dr Daniel Podolsky as Director For For Management
15 Re-elect Dr Moncef Slaoui as Director For For Management
16 Re-elect Tom de Swaan as Director For For Management
17 Re-elect Sir Robert Wilson as Director For For Management
18 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors
19 Authorise Audit Committee to Fix For For Management
Remuneration of Auditors
20 Authorise EU Political Donations and For For Management
Expenditure
21 Authorise Issue of Equity with For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Market Purchase For For Management
24 Approve the Exemption from Statement of For For Management
the Name of the Senior Statutory
Auditor in Published Copies of the
Auditors' Reports
25 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
HUMAN GENOME SCIENCES, INC.
Ticker: HGSI Security ID: 444903108
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Danzig For For Management
1.2 Elect Director Colin Goddard For For Management
1.3 Elect Director Maxine Gowen For For Management
1.4 Elect Director Tuan Ha-Ngoc For For Management
1.5 Elect Director A. N. 'Jerry' Karabelas For For Management
1.6 Elect Director John L. LaMattina For For Management
1.7 Elect Director Augustine Lawlor For For Management
1.8 Elect Director George J. Morrow For For Management
1.9 Elect Director Gregory Norden For For Management
1.10 Elect Director H. Thomas Watkins For For Management
1.11 Elect Director Robert C. Young For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
IMMUNOGEN, INC.
Ticker: IMGN Security ID: 45253H101
Meeting Date: NOV 16, 2010 Meeting Type: Annual
Record Date: SEP 21, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2.1 Elect Director Mitchel Sayare For For Management
2.2 Elect Director David W. Carter For For Management
2.3 Elect Director Mark Skaletsky For For Management
2.4 Elect Director J.j. Villafranca For For Management
2.5 Elect Director Nicole Onetto For For Management
2.6 Elect Director Stephen C. McCluski For For Management
2.7 Elect Director Richard J. Wallace For For Management
2.8 Elect Director Daniel M. Junius For For Management
2.9 Elect Director Howard H. Pien For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ISIS PHARMACEUTICALS, INC.
Ticker: ISIS Security ID: 464330109
Meeting Date: JUN 16, 2011 Meeting Type: Annual
Record Date: APR 20, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Spencer R. Berthelsen For For Management
1.2 Elect Director B. Lynne Parshall For For Management
1.3 Elect Director Joseph H. Wender For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ISOTECHNIKA PHARMA INC
Ticker: ISA Security ID: 46500A105
Meeting Date: SEP 09, 2010 Meeting Type: Annual/Special
Record Date: AUG 09, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert T. Foster For For Management
1.2 Elect Director Franklin M. Berger For For Management
1.3 Elect Director Nancy Harrison For For Management
1.4 Elect Director Jurgen Engel For For Management
1.5 Elect Director M. David MacNaughtan For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Amend Stock Option Plan For Against Management
--------------------------------------------------------------------------------
ISOTECHNIKA PHARMA INC
Ticker: ISA Security ID: 46500A105
Meeting Date: DEC 15, 2010 Meeting Type: Special
Record Date: NOV 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares in One or For For Management
More Private Placements
2 Amend By-laws For For Management
3.1 Elect Director Chin-Kyu Huh For For Management
3.2 Elect Director Daniel S. Park For For Management
3.3 Elect Director Prakash Gowd For For Management
--------------------------------------------------------------------------------
ISOTECHNIKA PHARMA INC
Ticker: ISA Security ID: 46500A105
Meeting Date: JUN 28, 2011 Meeting Type: Annual
Record Date: MAY 19, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2 Elect Chin-Kyu Huh, Robert T. Foster, For Withhold Management
Jing Lou, Daniel S. Park, Prakash Gowd,
Peter Wijngaard and Heung-Joon Yang as
Directors
3 Approve PricewaterhouseCoopers LLP For For Management
asAuditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mary Sue Coleman For For Management
2 Elect Director James G. Cullen For For Management
3 Elect Director Ian E.L. Davis For For Management
4 Elect Director Michael M.e. Johns For For Management
5 Elect Director Susan L. Lindquist For For Management
6 Elect Director Anne M. Mulcahy For For Management
7 Elect Director Leo F. Mullin For For Management
8 Elect Director William D. Perez For For Management
9 Elect Director Charles Prince For For Management
10 Elect Director David Satcher For For Management
11 Elect Director William C. Weldon For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency One Year One Year Management
15 Adopt Policy to Restrain Pharmaceutical Against Against Shareholder
Price Increases
16 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination Based on Applicant's
Health Status
17 Adopt Animal-Free Training Methods Against Against Shareholder
--------------------------------------------------------------------------------
LIFE TECHNOLOGIES CORPORATION
Ticker: LIFE Security ID: 53217V109
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Balakrishnan S. Iyer For For Management
2 Elect Director Gregory T. Lucier For For Management
3 EleElect Director Ronald A. Matricaria For For Management
4 Elect Director David C. U Prichard For For Management
5 Elect Director William H. Longfield For For Management
6 Elect Director Ora H. Pescovitz For For Management
7 Ratify Auditors For For Management
8 Amend Certificate of Incorporation For For Management
9 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
10 Advisory Vote on Say on Pay Frequency Two Years One Year Management
--------------------------------------------------------------------------------
LONZA GROUP LTD.
Ticker: LONN Security ID: H50524133
Meeting Date: APR 12, 2011 Meeting Type: Annual
Record Date: APR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Remuneration Report For Against Management
4 Approve Allocation of Income; Dividend For For Management
Payment of CHF 2.15 per Share from Free
Reserves
5 Approve Discharge of Board and Senior For For Management
Management
6 Approve Creation of CHF 5 Million Pool For For Management
of Capital without Preemptive Rights
7.1 Reelect Julia Higgins as Director For For Management
7.2 Reelect Patrick Aebischer as Director For For Management
7.3 Reelect Gerhard Mayr as Director For For Management
7.4 Reelect Rolf Soiron as Director For For Management
7.5 Reelect Richard Sykes as Director For For Management
7.6 Reelect Peter Wilden as Director For For Management
7.7 Elect Jean-Daniel Gerber as Director For For Management
8 Ratify KPMG AG as Auditors For For Management
--------------------------------------------------------------------------------
MAXYGEN, INC.
Ticker: MAXY Security ID: 577776107
Meeting Date: MAY 27, 2011 Meeting Type: Annual
Record Date: APR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis G. Lange, M.D., For For Management
Ph.D
1.2 Elect Director Kenneth B. Lee, Jr. For For Management
1.3 Elect Director Ernest Mario, Ph.D. For For Management
1.4 Elect Director Gordon Ringold, Ph.D. For For Management
1.5 Elect Director Isaac Stein For For Management
1.6 Elect Director James R. Sulat For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MITSUBISHI TANABE PHARMA CORP.
Ticker: 4508 Security ID: J4448H104
Meeting Date: JUN 22, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 14
2 Amend Articles To Indemnify Directors For For Management
and Statutory Auditors
3.1 Elect Director Tsuchiya, Michihiro For Against Management
3.2 Elect Director Kaga, Kuniaki For For Management
3.3 Elect Director Yanagisawa, Kenichi For For Management
3.4 Elect Director Kosakai, Kenkichi For For Management
3.5 Elect Director Mitsuka, Masayuki For For Management
3.6 Elect Director Kobayashi, Takashi For For Management
3.7 Elect Director Hattori, Shigehiko For For Management
3.8 Elect Director Yoshioka, Seisiro For For Management
4.1 Appoint Statutory Auditor Fujisawa, For For Management
Koichi
4.2 Appoint Statutory Auditor Iechika, For For Management
Masanao
4.3 Appoint Statutory Auditor Nishida, For Against Management
Takashi
5 Appoint Alternate Statutory Auditor For Against Management
Tomita, Hidetaka
--------------------------------------------------------------------------------
MMRGLOBAL, INC.
Ticker: MMRF Security ID: 55314U108
Meeting Date: JUN 15, 2011 Meeting Type: Annual
Record Date: APR 19, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Lorsch For Withhold Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MYREXIS INC
Ticker: MYRX Security ID: 62856H107
Meeting Date: NOV 11, 2010 Meeting Type: Annual
Record Date: SEP 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adrian N. Hobden For For Management
1.2 Elect Director Timothy R. Franson For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NICOX SA
Ticker: COX Security ID: F6533F103
Meeting Date: JUN 15, 2011 Meeting Type: Annual/Special
Record Date: JUN 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Treatment of Losses For For Management
3 Accept Consolidated Financial For For Management
Statements and Statutory Reports
4 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
5 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 210,000
6 Authorize Repurchase of Up to 5 Percent For For Management
of Issued Share Capital
7 Reelect Michele Garufi as Director For Against Management
8 Reelect Jean-Luc Belingard as Director For Against Management
9 Elect Brigit Agneta Stattin Norinder as For Against Management
Director
10 Reelect Ernst and Young Audit as For For Management
Auditor and Auditex as Alternate
Auditor
11 Authorize Filing of Required For For Management
Documents/Other Formalities
1 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 7.23 Million
2 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2.89 Million
3 Approve Issuance of up to 20 Percent of For For Management
Issued Capital Per Year for a Private
Placement, up to Aggregate Nominal
Amount of EUR 2.89 Million
4 Authorize Board to Set Issue Price for For Against Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
5 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
6 Authorize Capitalization of Reserves of For For Management
Up to EUR 7.23 Million for Bonus Issue
or Increase in Par Value
7 Authorize Capital Increase of up to 10 For Against Management
Percent of Issued Capital for Future
Acquisitions
8 Approve Issuance of Shares up to For Against Management
Aggregate Nominal Amount of EUR 2.89
Million Reserved for Qualified
Investors
9 Approve Employee Stock Purchase Plan For For Management
10 Approve Issuance of Free Warrants For Against Management
without Preemptive Rights (BSA) up to
an Aggregate Nominal Amount of EUR
12,000 Reserved to Jorgen Buus Lassen,
Jean-Francois Labbe, and Vaughn Kailian
11 Approve Issuance of Free Warrants For Against Management
without Preemptive Rights (BSA) up to
an Aggregate Nominal Amount of EUR
4,000 Reserved to Jean-Luc Belingard
12 Approve Issuance of Free Warrants For Against Management
without Preemptive Rights (BSA) up to
an Aggregate Nominal Amount of EUR
4,000 Reserved to Brigit Agneta Stattin
Norinder
13 Amend Article 13.1 of Bylaws Re: Length For For Management
of Terms for Directors
14 Amend Article 2 of Bylaws Re: Corporate For For Management
Purpose
15 Amend Article 19.3 of Bylaws Re: For For Management
Shareholders Rights
16 Authorize up to EUR 70,000 of Issued For Against Management
Capital for Use in Restricted Stock
Plan
17 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: 66987V109
Meeting Date: FEB 22, 2011 Meeting Type: Annual
Record Date: JAN 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.20 per Share
4 Approve Remuneration System For Against Management
5a Reelect Ann Fudge as Director For For Management
5b Reelect Pierre Landolt as Director For For Management
5c Reelect Ulrich Lehner as Director For For Management
5d Elect Enrico Vanni as Director For For Management
6 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
7 Additional And/or Counter-proposals For Against Management
Presented At The Meeting
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: 66987V109
Meeting Date: APR 08, 2011 Meeting Type: Special
Record Date: FEB 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Merger Agreement with Alcon For For Management
Inc.
1.2 Approve Creation of CHF 54 Million Pool For For Management
of Authorized Capital in Connection
with Merger Agreement with Alcon Inc.
2 Additional And/or Counter-proposals For Against Management
Presented At The Meeting
--------------------------------------------------------------------------------
ONCOTHYREON INC.
Ticker: ONTY Security ID: 682324108
Meeting Date: JUN 09, 2011 Meeting Type: Annual
Record Date: APR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dan Spiegelman For For Management
1.2 Elect Director Douglas Williams, Ph.D. For For Management
2 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PAIN THERAPEUTICS, INC.
Ticker: PTIE Security ID: 69562K100
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: APR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Z. Gussin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Two Years One Year Management
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dennis A. Ausiello For For Management
2 Elect Director Michael S. Brown For For Management
3 Elect Director M. Anthony Burns For For Management
4 Elect Director W. Don Cornwell For For Management
5 Elect Director Frances D. Fergusson For For Management
6 Elect Director William H. Gray III For For Management
7 Elect Director Constance J. Horner For For Management
8 Elect Director James M. Kilts For For Management
9 Elect Director George A. Lorch For For Management
10 Elect Director John P. Mascotte For For Management
11 Elect Director Suzanne Nora Johnson For For Management
12 Elect Director Ian C. Read For For Management
13 Elect Director Stephen W. Sanger For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Two Years One Year Management
17 Publish Political Contributions Against Against Shareholder
18 Report on Public Policy Advocacy Against Against Shareholder
Process
19 Adopt Policy to Restrain Pharmaceutical Against Against Shareholder
Price Increases
20 Provide Right to Act by Written Consent Against For Shareholder
21 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
22 Report on Animal Testing and Plans for Against Against Shareholder
Reduction
--------------------------------------------------------------------------------
PROGENICS PHARMACEUTICALS, INC.
Ticker: PGNX Security ID: 743187106
Meeting Date: JUN 08, 2011 Meeting Type: Annual
Record Date: APR 12, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter J. Crowley For For Management
1.2 Elect Director Paul J. Maddon For For Management
1.3 Elect Director Charles A. Baker For For Management
1.4 Elect Director Mark R. Baker For For Management
1.5 Elect Director Kurt W. Briner For For Management
1.6 Elect Director Mark F. Dalton For For Management
1.7 Elect Director Stephen P. Goff For Withhold Management
1.8 Elect Director David A. Scheinberg For For Management
1.9 Elect Director Nicole S. Williams For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Increase Authorized Common Stock For For Management
5 Amend Omnibus Stock Plan For For Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SANOFI AVENTIS
Ticker: SAN Security ID: 80105N105
Meeting Date: MAY 06, 2011 Meeting Type: Annual/Special
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.5 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 1.5 Million
6 Ratify Appointment of Carole Piwnica as For For Management
Director
7 Elect Suet Fern Lee as Director For For Management
8 Reelect Thierry Desmarest as Director For For Management
9 Reelect Igor Landau as Director For For Management
10 Reelect Gerard Van Kemmel as Director For For Management
11 Reelect Serge Weinberg as Director For For Management
12 Renew Appointment of For For Management
PricewaterhouseCoopers Audit as Auditor
13 Appoint Yves Nicolas as Alternate For For Management
Auditor
14 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
15 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1.3 Billion
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 520 Million
17 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
18 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
19 Authorize Capitalization of Reserves of For For Management
up to EUR 500 Million for Bonus Issue
or Increase in Par Value
20 Approve Employee Stock Purchase Plan For For Management
21 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Stock Option Plan
22 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
23 Amend Article 11 of Bylaws Re: Board For For Management
Size
24 Amend Article 12 of Bylaws Re: Vice For For Management
Chairman Age Limit
25 Amend Article 19 of Bylaws to Comply For For Management
with New Legislation Re: Shareholder
Rights
26 Change Company Name to Sanofi and Amend For For Management
Article 2 of Bylaws Accordingly
27 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
TARGETED GENETICS CORP.
Ticker: APHB Security ID: 87612M306
Meeting Date: FEB 18, 2011 Meeting Type: Annual
Record Date: JAN 19, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeremy L. Curnock Cook For Withhold Management
1.2 Elect Director Caroline A. Williams For Withhold Management
1.3 Elect Director Edward C. Cappabianca For Withhold Management
--------------------------------------------------------------------------------
TELIK, INC.
Ticker: TELK Security ID: 87959M109
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward W. Cantrall, For For Management
Ph.D.
1.2 Elect Director Steven R. Goldring, M.D. For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THERAGENICS CORPORATION
Ticker: TGX Security ID: 883375107
Meeting Date: MAY 20, 2011 Meeting Type: Annual
Record Date: MAR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John V. Herndon For For Management
1.2 Elect Director Peter A. A. Saunders For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VICAL INCORPORATED
Ticker: VICL Security ID: 925602104
Meeting Date: MAY 26, 2011 Meeting Type: Annual
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Merton, Ph.D. For Withhold Management
1.2 Elect Director Vijay B. Samant For For Management
2 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VIROPHARMA INCORPORATED
Ticker: VPHM Security ID: 928241108
Meeting Date: MAY 23, 2011 Meeting Type: Annual
Record Date: APR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Leone For For Management
1.2 Elect Director Vincent J. Milano For For Management
1.3 Elect Director Howard H. Pien For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Auditors For For Management
==================== KINETICS MULTI-DISCIPLINARY PORTFOLIO =====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================= KINETICS PARADIGM PORTFOLIO ==========================
ALEXANDER'S, INC.
Ticker: ALX Security ID: 014752109
Meeting Date: MAY 26, 2011 Meeting Type: Annual
Record Date: MAR 30, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven Roth For Withhold Management
1.2 Elect Director Neil Underberg For Withhold Management
1.3 Elect Director Russell B. Wight, Jr. For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency None One Year Management
--------------------------------------------------------------------------------
ANHUI EXPRESSWAY CO LTD
Ticker: 600012 Security ID: Y01374100
Meeting Date: APR 29, 2011 Meeting Type: Annual
Record Date: MAR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Profit Appropriation Plan and For For Management
Payment of Final Dividend
5 Approve Auditors and Authorize Board to For For Management
Fix Their Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
ASX LTD.
Ticker: ASX Security ID: Q0604U105
Meeting Date: SEP 29, 2010 Meeting Type: Annual
Record Date: SEP 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements, None None Management
Directors' Report and Auditor's Report
for ASX and its Controlled Entities for
the Year Ended June 30,
2010(Non-Voting)
2 Receive Financial Statements and None None Management
Auditor's Report for the National
Guarantee Fund for the Year Ended June
30, 2010 (Non-Voting)
3 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
4a Elect David Gonski AC as Director For For Management
4b Elect Shane Finemore as Director For For Management
4c Elect Jillian Broadbent AO as Director For For Management
5 Approve Modifications to the For For Management
Constitution
--------------------------------------------------------------------------------
AUTONATION, INC.
Ticker: AN Security ID: 05329W102
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 17, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mike Jackson For For Management
2 Elect Director Robert J. Brown For For Management
3 Elect Director Rick L. Burdick For For Management
4 Elect Director William C. Crowley For Against Management
5 Elect Director David B. Edelson For For Management
6 Elect Director Robert R. Grusky For For Management
7 Elect Director Michael Larson For For Management
8 Elect Director Michael E. Maroone For For Management
9 Elect Director Carlos A. Migoya For For Management
10 Elect Director Alison H. Rosenthal For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
14 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
15 Provide for Cumulative Voting Against For Shareholder
--------------------------------------------------------------------------------
BEIJING CAPITAL INTERNATIONAL AIRPORT CO., LTD.
Ticker: 00694 Security ID: Y07717104
Meeting Date: DEC 21, 2010 Meeting Type: Special
Record Date: NOV 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Share Type in Relation to the A For Against Management
Share Issue
1b Approve Quantity of Issue and Amount of For Against Management
Proceeds in Relation to the A Share
Issue
1c Approve Nominal Value in Relation to For Against Management
the A Share Issue
1d Approve Rights of Domestic Shares in For Against Management
Relation to the A Share Issue
1e Approve Issue Target in Relation to the For Against Management
A Share Issue
1f Approve Issue Price and Pricing For Against Management
Procedures in Relation to the A Share
Issue
1g Approve Proceeds and Use of Proceeds in For Against Management
Relation to the A Share Issue
1h Approve Scheme of the Undistributed For Against Management
Retained Profits Before the Domestic
Shares Offering in Relation to the A
Share Issue
1i Approve Subscription Agreement in For Against Management
Relation to the A Share Issue
1j1 Authorize Board to Issue and Allot New For Against Management
Domestic Shares Pursuant to the
Subscription Agreement
1j2 Authorize Board to Deal with the For Against Management
Execution, Amendment, Supplement,
Delivery, Submission and Implementation
of Any Further Documents or Agreements
in Relation to the A Share Issue
Pursuant to the Subscription Agreement
1j3 Authorize Board to Implement the For Against Management
Transactions Contemplated under the
Subscription Agreement
1j4 uthorize Board to Deal with the For Against Management
Execution of Relevant Procedures
Relating to the Registration of Shares,
the Change of Industrial and Commercial
Registration, the Amendments to the
Articles of Association and Approval of
Foreign Investment Enterprise
1k Approve Expected Time Table in Relation For Against Management
to the A Share Issue
2a Amend Article 20 of the Articles of For Against Management
Association of the Company
2b Amend Article 21 of the Articles of For Against Management
Association of the Company
2c Amend Article 24 of the Articles of For Against Management
Association of the Company
--------------------------------------------------------------------------------
BEIJING CAPITAL INTERNATIONAL AIRPORT CO., LTD.
Ticker: 00694 Security ID: Y07717104
Meeting Date: DEC 21, 2010 Meeting Type: Special
Record Date: NOV 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of 1.3 Billion For Against Management
Domestic Shares by the Company to
Capital Airports Holding Company
Pursuant to the Subscription Agreement
--------------------------------------------------------------------------------
BEIJING CAPITAL INTERNATIONAL AIRPORT CO., LTD.
Ticker: 00694 Security ID: Y07717104
Meeting Date: JUN 15, 2011 Meeting Type: Annual
Record Date: MAY 13, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Directors' Report for the Year For For Management
Ended Dec. 31, 2010
2 Approve Supervisory Committee's Report For For Management
for the Year Ended Dec. 31, 2010
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Profit Appropriation Proposal For For Management
5 Reappoint PricewaterhouseCoopers Zhong For For Management
Tian CPAs Limited Company and
PricewaterhouseCoopers as the Company's
PRC and International Auditors,
Respectively, and Authorize Board to
Fix Their Remuneration
6a Elect Dong Zhiyi as Director and For For Management
Authorize Board to Fix His Remuneration
6b Elect Zhang Guanghui as Director and For For Management
Authorize Board to Fix His Remuneration
6c Elect Chen Guoxing as Director and For For Management
Authorize Board to Fix His Remuneration
6d Elect Gao Shiqing as Director and For For Management
Authorize Board to Fix His Remuneration
6e Elect Yao Yabo as Director and For For Management
Authorize Board to Fix His Remuneration
6f Elect Zhang Musheng as Director and For For Management
Authorize Board to Fix His Remuneration
6g Elect Lau Eng Boon as Director and For For Management
Authorize Board to Fix His Remuneration
6h Elect Yam Kum Weng as Director and For For Management
Authorize Board to Fix His Remuneration
6i Elect Japhet Sebastian Law as Director For For Management
and Authorize Board to Fix His
Remuneration
6j Elect Wang Xiaolong as Director and For For Management
Authorize Board to Fix His Remuneration
6k Elect Jiang Ruiming as Director and For For Management
Authorize Board to Fix His Remuneration
6l Elect Liu Guibin as Director and For For Management
Authorize Board to Fix His Remuneration
7 Authorize Board to Arrange for Service For For Management
Contracts and/or Appointment Letters to
Be Issued by the Company to the Newly
Elected Directors and to Do All Such
Acts and Things to Effect Such Matters
8a1 Elect Liu Yanbin as Supervisor and For For Management
Authorize Board to Fix His Remuneration
8a2 Elect Cui Youjun as Supervisor and For For Management
Authorize Board to Fix His Remuneration
8a3 Elect Zhao Jinglu as Supervisor and For For Management
Authorize Board to Fix Her Remuneration
8a4 Elect Kwong Che Keung, Gordon as For For Management
Supervisor and Authorize Board to Fix
His Remuneration
8a5 Elect Dong Ansheng as Supervisor and For For Management
Authorize Board to Fix His Remuneration
8b1 Elect Li Xiaomei as Supervisor and For For Management
Authorize Board to Fix Her Remuneration
8b2 Elect Tang Hua as Supervisor and For For Management
Authorize Board to Fix His Remuneration
9 Authorize Board to Issue Appointment For For Management
Letters to All Newly Elected
Supervisors and to Do All Such Acts and
Things to Effect Such Matters
1 Amend Articles Re: Board Composition For For Management
2 Amend Articles Re: Supervisory For For Management
Committee Composition
3 Amend Article 198 of the Articles of For For Management
Association of the Company
--------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker: BRK.B Security ID: 084670108
Meeting Date: APR 30, 2011 Meeting Type: Annual
Record Date: MAR 02, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffett For For Management
1.2 Elect Director Charles T. Munger For For Management
1.3 Elect Director Howard G. Buffett For For Management
1.4 Elect Director Stephen B. Burke For For Management
1.5 Elect Director Susan L. Decker For For Management
1.6 Elect Director William H. Gates III For For Management
1.7 Elect Director David S. Gottesman For For Management
1.8 Elect Director Charlotte Guyman For For Management
1.9 Elect Director Donald R. Keough For For Management
1.10 Elect Director Thomas S. Murphy For For Management
1.11 Elect Director Ronald L. Olson For For Management
1.12 Elect Director Walter Scott, Jr. For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Adopt Quantitative GHG Goals for Against For Shareholder
Products and Operations
--------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker: BRK.B Security ID: 084670702
Meeting Date: APR 30, 2011 Meeting Type: Annual
Record Date: MAR 02, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffett For For Management
1.2 Elect Director Charles T. Munger For For Management
1.3 Elect Director Howard G. Buffett For For Management
1.4 Elect Director Stephen B. Burke For For Management
1.5 Elect Director Susan L. Decker For For Management
1.6 Elect Director William H. Gates III For For Management
1.7 Elect Director David S. Gottesman For For Management
1.8 Elect Director Charlotte Guyman For For Management
1.9 Elect Director Donald R. Keough For For Management
1.10 Elect Director Thomas S. Murphy For For Management
1.11 Elect Director Ronald L. Olson For For Management
1.12 Elect Director Walter Scott, Jr. For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Adopt Quantitative GHG Goals for Against For Shareholder
Products and Operations
--------------------------------------------------------------------------------
BOLSAS Y MERCADOS ESPANOLES, SOCIEDAD HLDG DE MERCADOS Y SISTEMAS FINANCIERS S.A
Ticker: Security ID: E8893G102
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: APR 20, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual and Consolidated For For Management
Financial Statements and Statutory
Reports for FY 2010; Approve Discharge
of Directors
2 Approve Allocation of Income for FY For For Management
2010
3 Approve Extraordinary Dividends Charged For For Management
to Free Reserves
4.1 Amend Article 10, Paragraph 3 Re: For For Management
Period of Holding Shareholder's General
Meeting and Remove Reference to
Presentation of Annual Corporate
Governance Report
4.2 Amend Article 12, Paragraph 1 Re: For For Management
Publication of Shareholder's General
Meeting Notice
4.3 Amend Article 17, Paragraph 1 Re: Venue For For Management
of Shareholder's General Meetings
4.4 Amend Article 22, Paragraph 2 Re: For For Management
Supermajority Requirements
4.5 Amend Article 35, Paragraph 2 Re: For For Management
Increase Competences of Audit Committee
4.6 Add New Section d) in Article 36, For For Management
Paragraph 2 Re: Competences of
Nomination and Remuneration Committee
4.7 Add New Section d) in Article 37, For For Management
Paragraph 2 Re: Competences of Market
and System Operations Committee
4.8 Amend Paragraph 2, and Delete Paragraph For For Management
5 of Article 43 Re: Compiling of Annual
Accounts, and Remove Reference to
Filing of These Documents by Board of
Directors
4.9 Amend Articles 46, 47, Paragraph 1 and For For Management
48, Paragraph 2 Re: Dissolution and
Liquidation
5.1 Amend Paragraph 2, and Delete Paragraph For For Management
3 of Article 6; Amend Article 8,
Paragraph 1 Re: Period of Holding
Shareholder's General Meeting and
Remove Reference to Presentation of
Annual Corporate Governance Report
5.2 Amend Article 7, Paragraph 1.f) of For For Management
General Meeting Regulations Re:
Shareholder's Vote on Mergers and
Spin-Off
5.3 Amend Article 9 Paragraph 1 of General For For Management
Meeting Regulations Re: Publication of
Shareholder's General Meeting Notice
5.4 Add New Paragraph 3 in Article 10 of For For Management
General Meeting Regulations Re: Online
Shareholder's Forum
5.5 Amend Article 13, Paragraph 1 of For For Management
General Meeting Regulations Re:
Supermajority Requirements
5.6 Amend Article 19, Paragraph 7 of For For Management
General Meeting Regulations
6.1 Re-elect Javier Alonzo Ruiz-Ojeda as For Against Management
Director
6.2 Re-elect Jose Antonio Alvarez Alvarez For Against Management
as Director
6.3 Re-elect Ignacio Benjumea Cabeza de For Against Management
Vaca as Director
7 Approve Remuneration of Board Chairman For For Management
8 Approve Remuneration of Directors For For Management
9 Approve Variable Remuneration Plans For Against Management
10 Advisory Vote on Remuneration Report For For Management
11 Re-elect Deloitte SL as Auditor of For For Management
Individual and Consolidated Accounts
12 Authorize Increase in Capital without For For Management
Preemptive Rights; and Amend Article 5
Accordingly
13 Authorize Issuance of Convertible or For Against Management
Non-Convertible Bonds, Debentures,
Notes, and Fixed Income Securities
Including Warrants Without Preemptive
Rights
14 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
15 Receive Changes to Board of Director's None None Management
Guidelines
16 Allow Questions None None Management
--------------------------------------------------------------------------------
BROOKFIELD ASSET MANAGEMENT INC.
Ticker: BAM.A Security ID: 112585104
Meeting Date: MAY 11, 2011 Meeting Type: Annual/Special
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marcel R. Coutu For For Management
1.2 Elect Director Maureen Kempston Darkes For For Management
1.3 Elect Director Lance Liebman For For Management
1.4 Elect Director G. Wallace F. McCain For For Management
1.5 Elect Director Frank J. McKenna For For Management
1.6 Elect Director Jack M. Mintz For For Management
1.7 Elect Director Youssef A. Nasr For For Management
1.8 Elect Director James A. Pattison For For Management
2 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Amend Escrow Stock Plan For For Management
--------------------------------------------------------------------------------
BROOKFIELD INFRASTRUCTURE PARTNERS L.P.
Ticker: BIP Security ID: G16252101
Meeting Date: NOV 02, 2010 Meeting Type: Special
Record Date: SEP 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
CACI INTERNATIONAL, INC.
Ticker: CACI Security ID: 127190304
Meeting Date: NOV 17, 2010 Meeting Type: Annual
Record Date: SEP 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dan R. Bannister For For Management
1.2 Elect Director Paul M. Cofoni For For Management
1.3 Elect Director Gordon R. England For For Management
1.4 Elect Director James S. Gilmore III For For Management
1.5 Elect Director Gregory G. Johnson For For Management
1.6 Elect Director Richard L. Leatherwood For For Management
1.7 Elect Director J. Phillip London For For Management
1.8 Elect Director James L. Pavitt For For Management
1.9 Elect Director Warren R. Phillips For For Management
1.10 Elect Director Charles P. Revoile For For Management
1.11 Elect Director William S. Wallace For For Management
2 Ratify Auditors For For Management
3 Other Business None Against Management
--------------------------------------------------------------------------------
CAMECO CORPORATION
Ticker: CCO Security ID: 13321L108
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 The Undersigned Hereby Certifies that None Abstain Management
the Shares Represented by this Proxy
are Owned and Controlled by a Canadian
2.1 Elect Director Daniel Camus For For Management
2.2 Elect Director John H. Clappison For For Management
2.3 Elect Director Joe F. Colvin For For Management
2.4 Elect Director James R. Curtiss For For Management
2.5 Elect Director Donald H.F. Deranger For For Management
2.6 Elect DirectorJames K. Gowans For For Management
2.7 Elect Director Timothy S. Gitzel For For Management
2.8 Elect Director Gerald W. Grandey For For Management
2.9 Elect Director Nancy E. Hopkins For For Management
2.10 Elect Director Oyvind Hushovd For For Management
2.11 Elect Director A. Anne McLellan For For Management
2.12 Elect Director A. Neil McMillan For For Management
2.13 Elect Director Victor J. Zaleschuk For For Management
3 Ratify KPMG LLP as Auditors For For Management
4 Amend By-Laws For For Management
5 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
CANADIAN NATURAL RESOURCES LIMITED
Ticker: CNQ Security ID: 136385101
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect C.M. Best, S.W. Laut, N.M. For For Management
Edwards, Keith A.J. MacPhail, T.W.
Faithfull, A.P. Markin, G.A. Filmon,
F.J. McKenna, C.L. Fong, J.S. Palmer,
G.D. Giffin, E.R. Smith, W.A. Gobert,
and D.A. Tuer as Directors
1.1 Elect Director Catherine M. Best For For Management
1.2 Elect Director N. Murray Edwards For For Management
1.3 Elect Director Timothy W. Faithfull For For Management
1.4 Elect Director Gary A. Filmon For For Management
1.5 Elect Director Christopher L. Fong For For Management
1.6 Elect Director Gordon D. Giffin For For Management
1.7 Elect Director Wilfred A. Gobert For For Management
1.8 Elect Director Steve W. Laut For For Management
1.9 Elect Director Keith A.J. MacPhail For For Management
1.10 Elect Director Allan P. Markin For For Management
1.11 Elect Director Frank J. McKenna For For Management
1.12 Elect Director James S. Palmer For For Management
1.13 Elect Director Eldon R. Smith For For Management
1.14 Elect Director David A. Tuer For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
CANADIAN OIL SANDS LIMITED
Ticker: COS Security ID: 13643E105
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C.E. (Chuck) Shultz For For Management
1.2 Elect Director Ian A. Bourne For For Management
1.3 Elect Director Marcel R. Coutu For For Management
1.4 Elect Director Gerald W. Grandey For For Management
1.5 Elect Director Donald J. Lowry For For Management
1.6 Elect Director John K. Read For For Management
1.7 Elect Director Brant G. Sangster For For Management
1.8 Elect Director Wesley R. Twiss For For Management
1.9 Elect X as Director John B. Zaozirny For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
CBOE HOLDINGS, INC.
Ticker: CBOE Security ID: 12503M108
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Brodsky For For Management
1.2 Elect Director James R. Boris For For Management
1.3 Elect Director Mark F. Duffy For For Management
1.4 Elect Director David A. Fisher For For Management
1.5 Elect Director Janet P. Froetscher For For Management
1.6 Elect Director Paul Kepes For For Management
1.7 Elect Director Stuart J. Kipnes For For Management
1.8 Elect Director Duane R. Kullberg For For Management
1.9 Elect Director Benjamin R. Londergan For For Management
1.10 Elect Director R. Eden Martin For For Management
1.11 Elect Director Roderick A. Palmore For For Management
1.12 Elect Director Susan M. Phillips For Withhold Management
1.13 Elect Director William R. Power For For Management
1.14 Elect Director Samuel K. Skinner For For Management
1.15 Elect Director Carole E. Stone For For Management
1.16 Elect Director Eugene S. Sunshine For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Two Years One Year Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CHEUNG KONG (HOLDINGS) LIMITED
Ticker: 00001 Security ID: Y13213106
Meeting Date: MAY 20, 2011 Meeting Type: Annual
Record Date: MAY 12, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Li Ka-shing as Director For For Management
3b Elect Chung Sun Keung, Davy as Director For For Management
3c Elect Pau Yee Wan, Ezra as Director For For Management
3d Elect Leung Siu Hon as Director For For Management
3e Elect George Colin Magnus as Director For For Management
3f Elect Simon Murray as Director For For Management
3g Elect Cheong Ying Chew, Henry as For For Management
Director
4 Appoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
6 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
CHINA COAL ENERGY COMPANY LIMITED
Ticker: 01898 Security ID: Y1434L100
Meeting Date: SEP 03, 2010 Meeting Type: Special
Record Date: AUG 03, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change in Investment Projects For For Management
Using Part of the Proceeds from the A
Share issuance
--------------------------------------------------------------------------------
CHINA EASTERN AIRLINES CORPORATION LTD.
Ticker: 00670 Security ID: Y1406M102
Meeting Date: DEC 15, 2010 Meeting Type: Special
Record Date: NOV 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Setting Up of Eastern For For Management
Airlines Yunnan Ltd. Corporation
2 Approve Financial Services Renewal For Against Management
Agreement
3 Approve Catering Services Renewal For For Management
Agreement
--------------------------------------------------------------------------------
CHINA EASTERN AIRLINES CORPORATION LTD.
Ticker: 00670 Security ID: Y1406M102
Meeting Date: FEB 18, 2011 Meeting Type: Special
Record Date: JAN 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantees to For Against Management
Certain Subsidiaries of the Company for
Their Finance Arrangements for the Year
2011
2 Approve Acquisition by China Cargo For For Management
Airlines Co., Ltd. of Great Wall
Airlines' Core Cargo Air Transportation
Business and Related Assets
--------------------------------------------------------------------------------
CHINA SOUTHERN AIRLINES CO., LTD.
Ticker: 600029 Security ID: Y1503W102
Meeting Date: DEC 29, 2010 Meeting Type: Special
Record Date: NOV 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Services Agreement For Against Management
Between Southern Airlines Group Finance
Company Ltd. and the Company
2a Reelect Si Xian Min as Director None For Shareholder
2b Reelect Li Wen Xin as Director None For Shareholder
2c Reelect Wang Quan Hua as Director None For Shareholder
2d Reelect Tan Wan Geng as Director None For Shareholder
2e Reelect Zhang Zi Fang as Director None For Shareholder
2f Reelect Xu Jie Bo as Director None For Shareholder
2g Reelect Chen Zhen You as Director None For Shareholder
2h Reelect Gong Hua Zhang as Director None For Shareholder
2i Reelect Lam Kwong Yu None For Shareholder
2j Elect Wei Jin Cai as Director None For Shareholder
2k Elect Ning Xiang Dong as Director None For Shareholder
3a Elect Pan Fu as Supervisor None For Shareholder
3b Reelect Li Jia Shi as Supervisor None For Shareholder
3c Reelect Zhang Wei as Supervisor None For Shareholder
--------------------------------------------------------------------------------
CHINA SOUTHERN AIRLINES CO., LTD.
Ticker: 600029 Security ID: Y1503W102
Meeting Date: MAY 31, 2011 Meeting Type: Annual
Record Date: APR 29, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Directors For For Management
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Consolidated Financial For For Management
Statements
4 Approve Profit Distribution Proposal For For Management
5 Appoint KPMG as International Auditors For For Management
and KPMG Huazhen as the PRC Auditors
and Authorize Board to Fix Their
Remuneration
6 Approve Acquisition of 6 Airbus A330 For For Management
Aircraft and 30 A320 Series Aircraft
from Airbus SNC
--------------------------------------------------------------------------------
CLIMATE EXCHANGE PLC (FRM. CHICAGO ENVIRONMENTAL PLC)
Ticker: CLE Security ID: G2311R103
Meeting Date: JUL 02, 2010 Meeting Type: Special
Record Date: JUN 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles Re: Scheme of For For Management
Arrangement
--------------------------------------------------------------------------------
CLIMATE EXCHANGE PLC (FRM. CHICAGO ENVIRONMENTAL PLC)
Ticker: CLE Security ID: G2311R103
Meeting Date: JUL 02, 2010 Meeting Type: Court
Record Date: JUN 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
CME GROUP INC.
Ticker: CME Security ID: 12572Q105
Meeting Date: JUN 08, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig S. Donohue For For Management
1.2 Elect Director Timothy S. Bitsberger For For Management
1.3 Elect Director Jackie M. Clegg For For Management
1.4 Elect Director James A. Donaldson For For Management
1.5 Elect Director J. Dennis Hastert For For Management
1.6 Elect Director William P. Miller II For For Management
1.7 Elect Director Terry L. Savage For For Management
1.8 Elect Director Christopher Stewart For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
COHEN & STEERS, INC.
Ticker: CNS Security ID: 19247A100
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Martin Cohen For For Management
2 Elect Director Robert H. Steers For For Management
3 Elect Director Richard E. Bruce For For Management
4 Elect Director Peter L. Rhein For For Management
5 Elect Director Richard P. Simon For For Management
6 Elect Director Edmond D. Villani For For Management
7 Ratify Auditors For For Management
8 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
9 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CSX CORPORATION
Ticker: CSX Security ID: 126408103
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Donna M. Alvarado For For Management
2 Elect Director John B. Breaux For For Management
3 Elect Director Pamela L. Carter For For Management
4 Elect Director Steven T. Halverson For For Management
5 Elect Director Edward J. Kelly, III For For Management
6 Elect Director Gilbert H. Lamphere For For Management
7 Elect Director John D. McPherson For For Management
8 Elect Director Timothy T. O'Toole For For Management
9 Elect Director David M. Ratcliffe For For Management
10 Elect Director Donald J. Shepard For For Management
11 Elect Director Michael J. Ward For For Management
12 Elect Director J.C. Watts, Jr. For For Management
13 Elect Director J. Steven Whisler For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
DATANG INTERNATIONAL POWER GENERATION CO. LTD
Ticker: 00991 Security ID: Y20020106
Meeting Date: AUG 19, 2010 Meeting Type: Special
Record Date: JUL 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Liu Shunda as a Non-Executive For For Management
Director
1b Elect Hu Shengmu as a Non-Executive For For Management
Director
1c Elect Cao Jingshan as an Executive For For Management
Director
1d Elect Fang Qinghai as a Non-Executive For For Management
Director
1e Elect Zhou Gang as an Executive For For Management
Director
1f Elect Liu Haixia as a Non-Executive For For Management
Director
1g Elect Guan Tiangang as a Non-Executive For For Management
Director
1h Elect Su Tiegang as a Non-Executive For For Management
Director
1i Elect Ye Yonghui as a Non-Executive For For Management
Director
1j Elect Li Gengsheng as a Non-Executive For For Management
Director
1k Elect Li Yanmeng as an Independent For For Management
Non-Executive Director
1l Elect Zhao Zunlian as an Independent For For Management
Non-Executive Director
1m Elect Li Hengyuan as an Independent For For Management
Non-Executive Director
1n Elect Zhao Jie as an Independent For For Management
Non-Executive Director
1o Elect Jiang Guohua as an Independent For For Management
Non-Executive Director
2a Elect Zhang Xiaoxu as a Supervisor For For Management
2b Elect Fu Guoqiang as a Supervisor For For Management
--------------------------------------------------------------------------------
DATANG INTERNATIONAL POWER GENERATION CO. LTD
Ticker: 00991 Security ID: Y20020106
Meeting Date: DEC 15, 2010 Meeting Type: Special
Record Date: NOV 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee for the For For Management
Financing of Datang International
Yuncheng Power Generation Company Ltd.
2 Approve Financial Services Agreement For Against Management
with China Datang Finance Co., Ltd. and
the Deposit Arrangement Contemplated
Thereunder
3 Approve Allowance Criteria for For For Management
Directors of the Seventh Session of the
Board and Supervisors of the Seventh
Session of the Supervisory Committee
--------------------------------------------------------------------------------
DEUTSCHE BOERSE AG
Ticker: DB1 Security ID: D1882G119
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 2.10 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5 Approve Creation of EUR 5.2 Million For For Management
Pool of Capital without Preemptive
Rights
6 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
7 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
8 Amend Articles Re: Majority Voting For Against Management
Requirements for General Meeting
9 Ratify KPMG AG as Auditors for Fiscal For For Management
2011
--------------------------------------------------------------------------------
DISCOVERY COMMUNICATIONS, INC.
Ticker: DISCA Security ID: 25470F104
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert R. Bennett For Withhold Management
1.2 Elect Director John C. Malone For Withhold Management
1.3 Elect Director David M. Zaslav For Withhold Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
DREAMWORKS ANIMATION SKG, INC.
Ticker: DWA Security ID: 26153C103
Meeting Date: APR 21, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Katzenberg For Withhold Management
1.2 Elect Director Roger A. Enrico For For Management
1.3 Elect Director Lewis Coleman For For Management
1.4 Elect Director Harry Brittenham For For Management
1.5 Elect Director Thomas Freston For Withhold Management
1.6 Elect Director Judson C. Green For For Management
1.7 Elect Director Mellody Hobson For For Management
1.8 Elect Director Michael Montgomery For For Management
1.9 Elect Director Nathan Myhrvold For For Management
1.10 Elect Director Richard Sherman For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ENCANA CORPORATION
Ticker: ECA Security ID: 292505104
Meeting Date: APR 20, 2011 Meeting Type: Annual
Record Date: MAR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Peter A. Dea as Director For For Management
1.2 Elect Randall K. Eresman as Director For For Management
1.3 Elect Claire S. Farley as Director For For Management
1.4 Elect Fred J. Fowler as Director For For Management
1.5 Elect Barry W. Harrison as Director For For Management
1.6 Elect Suzanne P. Nimocks as Director For For Management
1.7 Elect David P. O'Brien as Director For For Management
1.8 Elect Jane L. Peverett as Director For For Management
1.9 Elect Allan P. Sawin as Director For For Management
1.10 Elect Bruce G. Waterman as Director For For Management
1.11 Elect Clayton H. Woitas as Director For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
FOREST CITY ENTERPRISES, INC.
Ticker: FCE.A Security ID: 345550107
Meeting Date: JUN 10, 2011 Meeting Type: Annual
Record Date: APR 19, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur F. Anton For For Management
1.2 Elect Director Michael P. Esposito, Jr. For For Management
1.3 Elect Director Deborah L. Harmon For For Management
1.4 Elect Director Stan Ross For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FOREST LABORATORIES, INC.
Ticker: FRX Security ID: 345838106
Meeting Date: AUG 09, 2010 Meeting Type: Annual
Record Date: JUN 18, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard Solomon For For Management
1.2 Elect Director Lawrence S. Olanoff For For Management
1.3 Elect Director Nesli Basgoz For For Management
1.4 Elect Director William J. Candee For For Management
1.5 Elect Director George S. Cohan For For Management
1.6 Elect Director Dan L. Goldwasser For For Management
1.7 Elect Director Kenneth E. Goodman For For Management
1.8 Elect Director Lester B. Salans For For Management
1.9 Elect Director Peter J. Zimetbaum For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Ratify Auditors For For Management
5 Reimburse Proxy Contest Expenses Against For Shareholder
--------------------------------------------------------------------------------
FRANCO-NEVADA CORPORATION
Ticker: FNV Security ID: 351858105
Meeting Date: MAY 18, 2011 Meeting Type: Annual/Special
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pierre Lassonde For For Management
1.2 Elect Director David Harquail For For Management
1.3 Elect Director Derek W. Evans For For Management
1.4 Elect Director Graham Farquharson For For Management
1.5 Elect Director Louis Gignac For For Management
1.6 Elect Director Randall Oliphant For For Management
1.7 Elect Director David R. Peterson For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
GENERAL GROWTH PROPERTIES, INC.
Ticker: GGP Security ID: 370021107
Meeting Date: OCT 07, 2010 Meeting Type: Written Consent
Record Date: AUG 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reorganization Plan For For Management
2 Opt Out Of The Releases None Abstain Management
--------------------------------------------------------------------------------
HAINAN MEILAN INTERNATIONAL AIRPORT CO., LTD.
Ticker: 00357 Security ID: Y2983U103
Meeting Date: JUL 26, 2010 Meeting Type: Special
Record Date: JUN 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Services Agreement For Against Management
and Annual Caps
2 Appoint Feng Da'an as an Independent For For Management
Non-Executive Director
3 Reelect Zhang Han'an as Director For For Management
4 Reelect Zhang Shusheng as a Supervisor For For Management
--------------------------------------------------------------------------------
HAINAN MEILAN INTERNATIONAL AIRPORT CO., LTD.
Ticker: 00357 Security ID: Y2983U103
Meeting Date: OCT 15, 2010 Meeting Type: Special
Record Date: SEP 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividend of RMB 0.12 For For Management
Per Share
2 Elect Xu Bailing as Independent For For Management
Non-Executive Director
3 Elect Fung Ching, Simon as Independent For For Management
Non-Executive Director
--------------------------------------------------------------------------------
HAINAN MEILAN INTERNATIONAL AIRPORT CO., LTD.
Ticker: 00357 Security ID: Y2983U103
Meeting Date: MAR 21, 2011 Meeting Type: Special
Record Date: FEB 17, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Dong Zhanbin as Executive For For Management
Director and President of the Company
2 Reelect Chan Nap Kee, Joseph as For For Management
Non-executive Director
3 Reelect Yan Xiang as Non-executive For For Management
Director
4 Reelect George F. Meng as Independent For For Management
Non-executive Director and Member of
the Audit Committee of the Board
--------------------------------------------------------------------------------
HAINAN MEILAN INTERNATIONAL AIRPORT CO., LTD.
Ticker: 00357 Security ID: Y2983U103
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Working Report of Board of For For Management
Directors
2 Accept Working Report of Supervisory For For Management
Committee
3 Accept Audited Financial Statements For For Management
4 Approve Final Dividend For For Management
5 Approve PricewaterhouseCoopers Zhong For For Management
Tian CPAs Company Limited as Auditors
and Authorize the Chaiman of the Board
to Fix Their Remuneration
6 Approve Remuneration of Directors, For For Management
Supervisors, and Company Secretary for
the Year 2011
7 Other Business (Voting) For Against Management
8 Amend Articles of Association For For Management
9 Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
HANG LUNG GROUP LIMITED (FM. HANG LUNG DEVELOPMENT CO.).
Ticker: 00010 Security ID: Y30148111
Meeting Date: OCT 20, 2010 Meeting Type: Annual
Record Date: OCT 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Hon Kwan Cheng as Director For For Management
3b Reelect Simon Sik On Ip as Director For For Management
3c Reelect Philip Nan Lok Chen as Director For For Management
3d Reelect William Pak Yau Ko as Director For For Management
3e Reelect Hau Cheong Ho Director For For Management
3f Authorize Board to Fix Remuneration of For For Management
Directors
4 Reappoint KPMG as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
HANMI FINANCIAL CORPORATION
Ticker: HAFC Security ID: 410495105
Meeting Date: JUL 28, 2010 Meeting Type: Annual
Record Date: JUN 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director I Joon Ahn For For Management
1.2 Elect Director John A. Hall For For Management
1.3 Elect Director Paul Seon-Hong Kim For For Management
1.4 Elect Director Joon Hyung Lee For For Management
1.5 Elect Director Joseph K. Rho For For Management
1.6 Elect Director William Stolte For For Management
1.7 Elect Director Jay S. Yoo For For Management
2 Increase Authorized Common Stock For For Management
3 Approve Issuance of Shares for a For For Management
Private Placement
4 Ratify Auditors For For Management
5 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
HENDERSON LAND DEVELOPMENT CO. LTD.
Ticker: 00012 Security ID: Y31476107
Meeting Date: JUN 09, 2011 Meeting Type: Annual
Record Date: JUN 03, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a1 Reelect Wong Ho Ming, Augustine as For Against Management
Director
3a2 Reelect Lee Ka Kit as Director For For Management
3a3 Reelect Lee Ka Shing as Director For For Management
3a4 Reelect Suen Kwok Lam as Director For For Management
3a5 Reelect Kwok Ping Ho, Patrick as For For Management
Director
3a6 Reelect Lee Pui Ling, Angelina as For For Management
Director
3a7 Reelect Wu King Cheong as Director For For Management
3b Approve Remuneration of Remuneration For For Management
Committee Members
4 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5b Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5c Authorize Reissuance of Repurchased For Against Management
Shares
6 Amend Articles of Association of the For For Management
Company
--------------------------------------------------------------------------------
HONG KONG EXCHANGES AND CLEARING LTD
Ticker: 00388 Security ID: Y3506N139
Meeting Date: APR 20, 2011 Meeting Type: Annual
Record Date: APR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend of HK$2.31 Per For For Management
Share
3a Elect Kwok Chi Piu, Bill as Director For For Management
3b Elect Lee Kwan Ho, Vincent Marshall as For Against Management
Director
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7a Approve Remuneration of HK$550,000 and For For Management
HK$385,000 Per Annum to the Chairman
and Non-Executive Directors
Respectively
7b Approve Attendance Fee and Additional For For Management
Remuneration for the Chairman and
Members of Certain Board Committees
8 Amend Articles of Association of the For For Management
Company
9 Amend Articles Re: Nomination of For For Management
Directors
10 Amend Articles Re: Board Related For For Management
--------------------------------------------------------------------------------
IMPERIAL OIL LIMITED
Ticker: IMO Security ID: 453038408
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 03, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
2.1 Elect Director K.T. (Krystyna) Hoeg For For Management
2.2 Elect Director B.H. (Bruce) March For For Management
2.3 Elect Director J.M. (Jack) Mintz For For Management
2.4 Elect Director R.C. (Robert) Olsen For Withhold Management
2.5 Elect Director D.S. (David) Sutherland For For Management
2.6 Elect Director S.D. (Sheelagh) For For Management
Whittaker
2.7 Elect Director V.L. (Victor) Young For For Management
--------------------------------------------------------------------------------
INTERCONTINENTALEXCHANGE, INC.
Ticker: ICE Security ID: 45865V100
Meeting Date: MAY 20, 2011 Meeting Type: Annual
Record Date: MAR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charles R. Crisp For For Management
2 Elect Director Jean-Marc Forneri For For Management
3 Elect Director Senator Judd A. Gregg For For Management
4 Elect Director Fred W. Hatfield For For Management
5 Elect Director Terrence F. Martell For For Management
6 Elect Director Callum Mccarthy For For Management
7 Elect Director Sir Robert Reid For For Management
8 Elect Director Frederic V. Salerno For For Management
9 Elect Director Jeffrey C. Sprecher For For Management
10 Elect Director Judith A. Sprieser For For Management
11 Elect Director Vincent Tese For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
14 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JARDEN CORPORATION
Ticker: JAH Security ID: 471109108
Meeting Date: JUN 13, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Grant For For Management
1.2 Elect Director Richard J. Heckmann For For Management
1.3 Elect Director Irwin D. Simon For For Management
2 Increase Authorized Common Stock For For Management
3 Change Range for Size of the Board For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
JIANGSU EXPRESSWAY CO. LTD.
Ticker: 00177 Security ID: Y4443L103
Meeting Date: JUL 16, 2010 Meeting Type: Special
Record Date: JUN 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Yang Gen Lin as Director For For Management
--------------------------------------------------------------------------------
JIANGSU EXPRESSWAY CO. LTD.
Ticker: 00177 Security ID: Y4443L103
Meeting Date: MAR 18, 2011 Meeting Type: Special
Record Date: FEB 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint Chang Qing as Supervisor For For Management
--------------------------------------------------------------------------------
JIANGSU EXPRESSWAY CO. LTD.
Ticker: 00177 Security ID: Y4443L103
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: APR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Approve Annual Budget Report for the For For Management
Year 2010
4 Accept Financial Statements and For For Management
Statutory Reports
5 Approve Profit Distribution Scheme and For For Management
Cash Dividend of RMB 0.36 Per Share
6 Appoint Deloitte Touche Tohmatsu For For Management
Certified Public Accountants Limited as
Company's Accountants and Auditors for
Internal Control for the Year 2011 and
to Determine its Aggregate Annual
Remuneration at RMB 2.65 Million
7 Approve Issuance of Short-Term For For Management
Commercial Papers with an Aggregate
Principal Amount of Not More than RMB 2
Billion
--------------------------------------------------------------------------------
JSE LTD
Ticker: JSE Security ID: S4254A102
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the year ended 31
December 2010
2 Re-elect Anton Botha as Director For For Management
3 Re-elect Andile Mazwai as Director For For Management
4 Reappoint KPMG Inc as Auditors of the For For Management
Company and Tracy Middlemiss as the
Designated Auditor
5 Reappoint Members of the Audit For For Management
Committee
6 Approve Final Dividend of 210 Cents Per For For Management
Share
7 Approve Remuneration Policy For For Management
8 Authorise Repurchase of Up to 5 Percent For For Management
of Issued Share Capital
9 Authorise the Company and Subsidiaries For For Management
to Provide Financial Assistance to the
Trust and to the Directors and
Prescribed Officers Participating in
LTIS 2010
10 Approve Non-Executive Directors' Fees For For Management
with Effect From 1 May 2011
--------------------------------------------------------------------------------
KUNLUN ENERGY COMPANY LTD
Ticker: 00135 Security ID: G5320C108
Meeting Date: SEP 21, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of 75 Percent For For Management
Equity Interest in PetroChina Dalian
LNG Company Ltd. from PetroChina
Company Ltd. for a Consideration of RMB
2.2 Billion
--------------------------------------------------------------------------------
KUNLUN ENERGY COMPANY LTD
Ticker: 00135 Security ID: G5320C108
Meeting Date: DEC 23, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Huagang Capital Increase in For For Management
Relation to the Supplemental Equity
Joint Venture Agreement
2 Approve Chuangang Second Stage Non-Cash For For Management
Assets Injection in Relation to the
Supplemental Agreement
--------------------------------------------------------------------------------
KUNLUN ENERGY COMPANY LTD
Ticker: 00135 Security ID: G5320C108
Meeting Date: MAR 11, 2011 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by the Company of For For Management
the 60 Percent Equity Interest in
PetroChina Beijing Gas Pipeline Co.,
Ltd. from PetroChina Company Ltd. and
the Issuance of Consideration Shares
2 Approve Connected Transaction with a For For Management
Related Party and Revised Annual Caps
3 Approve Increase of the Authorized For Against Management
Share Capital from HK$80 Million to
HK$160 Million by the Creation of 8
Billion Shares of HK$0.10 Each
--------------------------------------------------------------------------------
KUNLUN ENERGY COMPANY LTD
Ticker: 00135 Security ID: G5320C108
Meeting Date: JUN 08, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Dividend For For Management
3a1 Reelect Cheng Cheng as Director For For Management
3a2 Reelect Lau Wah Sum as Director For For Management
3a3 Reelect Li Kwok Sing Aubrey as Director For For Management
3b Authorize Board to Fix the Remuneration For For Management
of Directors
4 Appoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
LABRANCHE & CO INC.
Ticker: LAB Security ID: 505447102
Meeting Date: JUN 15, 2011 Meeting Type: Special
Record Date: MAY 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LAS VEGAS SANDS CORP.
Ticker: LVS Security ID: 517834107
Meeting Date: JUN 10, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles D. Forman For Withhold Management
1.2 Elect Director George P. Koo For For Management
1.3 Elect Director Irwin A. Siegel For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
LEGG MASON, INC.
Ticker: LM Security ID: 524901105
Meeting Date: JUL 27, 2010 Meeting Type: Annual
Record Date: MAY 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Cahill For For Management
1.2 Elect Director Dennis R. Beresford For For Management
1.3 Elect Director Nelson Peltz For For Management
1.4 Elect Director W. Allen Reed For For Management
1.5 Elect Director Nicholas J. St. George For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Amend Any Short-term Incentive Plans Against For Shareholder
(STIP) as Applied to Senior Executives
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
LEUCADIA NATIONAL CORPORATION
Ticker: LUK Security ID: 527288104
Meeting Date: MAY 16, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ian M. Cumming For For Management
1.2 Elect Director Paul M. Dougan For For Management
1.3 Elect Director Alan J. Hirschfel For For Management
1.4 Elect Director James E. Jordan For For Management
1.5 Elect Director Jeffrey C. Keil For For Management
1.6 Elect Director Jesse Clyde Nichols, III For For Management
1.7 Elect Director Michael Sorkin For For Management
1.8 Elect Director Joseph S. Steinberg For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Senior Executive Warrant Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: LINTA Security ID: 53071M302
Meeting Date: MAY 23, 2011 Meeting Type: Special
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Restructuring Plan of Liberty For For Management
Capital Tracking Stock
2 Approve Restructuring Plan of Liberty For For Management
Starz Tracking Stock
--------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: LINTA Security ID: 53071M708
Meeting Date: MAY 23, 2011 Meeting Type: Special
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Restructuring Plan of Liberty For For Management
Capital Tracking Stock
2 Approve Restructuring Plan of Liberty For For Management
Starz Tracking Stock
--------------------------------------------------------------------------------
LONDON STOCK EXCHANGE GROUP PLC
Ticker: LSE Security ID: G5689U103
Meeting Date: JUL 14, 2010 Meeting Type: Annual
Record Date: JUL 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Janet Cohen as Director For For Management
5 Re-elect Sergio Ermotti as Director For For Management
6 Re-elect Doug Webb as Director For For Management
7 Re-elect Robert Webb as Director For For Management
8 Elect Gay Huey Evans as Director For For Management
9 Elect Paul Heiden as Director For For Management
10 Elect Raffaele Jerusalmi as Director For For Management
11 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors
12 Authorise Board to Fix Remuneration of For For Management
Auditors
13 Authorise Issue of Equity with For For Management
Pre-emptive Rights
14 Authorise EU Political Donations and For For Management
Expenditure
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Market Purchase For For Management
17 Adopt New Articles of Association For For Management
18 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
MARKEL CORPORATION
Ticker: MKL Security ID: 570535104
Meeting Date: MAY 09, 2011 Meeting Type: Annual
Record Date: MAR 03, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Alfred Broaddus, Jr. For For Management
1.2 Elect Director Douglas C. Eby For For Management
1.3 Elect Director Stewart M. Kasen For For Management
1.4 Elect Director Alan I. Kirshner For For Management
1.5 Elect Director Lemuel E. Lewis For For Management
1.6 Elect Director Darrell D. Martin For For Management
1.7 Elect Director Anthony F. Markel For For Management
1.8 Elect Director Steven A. Markel For For Management
1.9 Elect Director Jay M. Weinberg For For Management
1.10 Elect Director Debora J. Wilson For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: SEP 21, 2010 Meeting Type: Annual
Record Date: JUL 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2 Reduce Supermajority Vote Requirement For For Management
3 Amend Board Qualifications For For Management
4 Amend Stock Ownership Limitations For For Management
5 Adjourn Meeting For For Management
6.1 Elect Director Nancy J. Karch For For Management
6.2 Elect Director Jose Octavio Reyes For For Management
Lagunes
6.3 Elect Director Edward Suning Tian For For Management
6.4 Elect Director Silvio Barzi For For Management
7 Approve Executive Incentive Bonus Plan For For Management
8 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 07, 2011 Meeting Type: Annual
Record Date: APR 13, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Marc Olivie For For Management
2 Elect Director Rima Qureshi For For Management
3 Elect Director Mark Schwartz For For Management
4 Elect Director Jackson P. Tai For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MELCO INTERNATIONAL DEVELOPMENT LTD
Ticker: 00200 Security ID: Y59683188
Meeting Date: DEC 29, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of 38 Million Share For Against Management
Options to Ho, Lawrence Yau Lung Under
the Share Option Scheme of the Company
--------------------------------------------------------------------------------
MELCO INTERNATIONAL DEVELOPMENT LTD
Ticker: 00200 Security ID: Y59683188
Meeting Date: JUN 17, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a1 Reelect Ho, Lawrence Yau Lung as For For Management
Director
2a2 Reelect Roger Lobo as Director For For Management
2a3 Reelect Tyen Kan Hee, Anthony as For For Management
Director
2b Authorize Board to Fix Remuneration of For For Management
Directors
3 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
MGM RESORTS INTERNATIONAL
Ticker: MGM Security ID: 552953101
Meeting Date: JUN 14, 2011 Meeting Type: Annual
Record Date: APR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Baldwin For For Management
1.2 Elect Director William A. Bible For For Management
1.3 Elect Director Burton M. Cohen For For Management
1.4 Elect Director Willie D. Davis For For Management
1.5 Elect Director Alexis M. Herman For For Management
1.6 Elect Director Roland Hernandez For For Management
1.7 Elect Director Anthony Mandekic For For Management
1.8 Elect Director Rose McKinney-James For For Management
1.9 Elect Director James J. Murren For For Management
1.10 Elect Director Daniel J. Taylor For For Management
1.11 Elect Director Melvin B. Wolzinger For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Increase Authorized Common Stock For For Management
6 Amend Executive Incentive Bonus Plan For For Management
7 Prepare Sustainability Report Against For Shareholder
--------------------------------------------------------------------------------
NEXEN INC.
Ticker: NXY Security ID: 65334H102
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W.B. Berry For For Management
1.2 Elect Director R.G. Bertram For For Management
1.3 Elect Director D.G. Flanagan For For Management
1.4 Elect Director S.B. Jackson For For Management
1.5 Elect Director K.J. Jenkins For For Management
1.6 Elect Director A.A. McLellan For For Management
1.7 Elect Director E.P. Newell For For Management
1.8 Elect Director T.C. O'Neill For For Management
1.9 Elect Director M.F. Romanow For For Management
1.10 Elect Director F.M. Saville For For Management
1.11 Elect Director J.M. Willson For For Management
1.12 Elect Director V.J. Zaleschuk For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Approve Shareholder Rights Plan For For Management
4 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
NOBLE GROUP LTD.
Ticker: N21 Security ID: G6542T119
Meeting Date: APR 29, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend of $0.025 Per For For Management
Share
3 Reelect Robert Tze Leung Chan as For For Management
Director
4 Reelect Ricardo Leiman as Director For For Management
5 Reelect Edward Walter Rubin as Director For For Management
6 Approve Directors' Fees for the Year For For Management
Ended Dec. 31, 2010
7 Reappoint Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
8 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
9 Authorize Share Repurchase Program For For Management
10 Approve Issuance of Shares and Grant of For Against Management
Options Pursuant to the Noble Group
Share Option Scheme 2004
11 Approve Issuance of Shares Pursuant to For For Management
the Noble Group Limited Scrip Dividend
Scheme
12 Approve Issuance of Shares and Grant of For Against Management
Awards Pursuant to the Noble Group
Performance Share Plan
13 Amend Bye-Laws of the Company For For Management
--------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION
Ticker: NSC Security ID: 655844108
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gerald L. Baliles For For Management
2 Elect Director Erskine B. Bowles For For Management
3 Elect Director Karen N. Horn For For Management
4 Elect Director J. Paul Reason For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
7 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
NRG ENERGY, INC.
Ticker: NRG Security ID: 629377508
Meeting Date: JUL 28, 2010 Meeting Type: Annual
Record Date: JUN 04, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kirbyjon H. Caldwell For For Management
2 Elect Director David Crane For For Management
3 Elect Director Stephen L. Cropper For For Management
4 Elect Director Kathleen A. McGinty For For Management
5 Elect Director Thomas H. Weidemeyer For For Management
6 Amend Omnibus Stock Plan For For Management
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NYSE EURONEXT
Ticker: NYX Security ID: 629491101
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Andre Bergen For For Management
2 Elect Director Ellyn L. Brown For For Management
3 Elect Director Marshall N. Carter For For Management
4 Elect Director Dominique Cerutti For For Management
5 Elect Director Patricia M. Cloherty For For Management
6 Elect Director Sir George Cox For For Management
7 Elect Director Sylvain Hefes For For Management
8 Elect Director Jan-michiel Hessels For For Management
9 Elect Director Duncan M. McFarland For For Management
10 Elect Director James J. McNulty For For Management
11 Elect Director Duncan L. Niederauer For For Management
12 Elect Director Ricardo Salgado For For Management
13 Elect Director Robert G. Scott For For Management
14 Elect Director Jackson P. Tai For For Management
15 Elect Director Rijnhard Van Tets For For Management
16 Elect Director Sir Brian Williamson For For Management
17 Ratify Auditors For For Management
18 Reduce Supermajority Vote Requirement For For Management
19 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
20 Advisory Vote on Say on Pay Frequency None One Year Management
21 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
22 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
ONEX CORPORATION
Ticker: OCX Security ID: 68272K103
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
2 Authorize Board to Fix Remuneration of For For Management
Auditors
3 Holders of Subordinate Voting Shares: For Withhold Management
Elect William A. Etherington, Peter C.
Godsoe, Serge Gouin and Arni C.
Thorsteinson as Directors
--------------------------------------------------------------------------------
OSAKA SECURITIES EXCHANGE CO. LTD.
Ticker: 8697 Security ID: J6254G104
Meeting Date: JUN 22, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 6000
--------------------------------------------------------------------------------
PENSKE AUTOMOTIVE GROUP, INC.
Ticker: PAG Security ID: 70959W103
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: MAR 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Barr For For Management
1.2 Elect Director Michael R. Eisenson For For Management
1.3 Elect Director Robert H. Kurnick, Jr. For For Management
1.4 Elect Director William J. Lovejoy For For Management
1.5 Elect Director Kimberly J. McWaters For For Management
1.6 Elect Director Yoshimi Namba For For Management
1.7 Elect Director Lucio A. Noto For Withhold Management
1.8 Elect Director Roger S. Penske For For Management
1.9 Elect Director Richard J. Peters For For Management
1.10 Elect Director Ronald G. Steinhart For For Management
1.11 Elect Director H. Brian Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Other Business For Against Management
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO
Ticker: PETR4 Security ID: 71654V408
Meeting Date: AUG 12, 2010 Meeting Type: Special
Record Date: AUG 04, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Engagement of For For Management
PricewaterhouseCoopers Corporate
Finance and Recovery Ltda to Prepare
Valuation Report of Four Federal
Treasury Bills to Be Used by
Shareholders to Pay for Shares
Subscribed in Primary Public Offering
2 Approve PricewaterhouseCoopers For For Management
Corporate Finance and Recovery Ltda's
Valuation Report
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
PICC PROPERTY AND CASUALTY CO., LTD.
Ticker: 02328 Security ID: Y6975Z103
Meeting Date: JAN 17, 2011 Meeting Type: Special
Record Date: DEC 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Wu Yan as Executive Director For For Management
2 Reelect Wang Yincheng as Executive For For Management
Director
3 Elect Guo Shengchen as Executive For For Management
Director
4 Elect Wang He as Executive Director For For Management
5 Reelect Zhou Shurui as Non-Executive For For Management
Director
6 Elect Yu Xiaoping as Non-Executive For For Management
Director
7 Reelect Li Tao as Non-Executive For For Management
Director
8 Reelect Tse Sze-Wing, Edmund as For For Management
Non-Executive Director
9 Elect Ip Shu Kwan, Stephen as For For Management
Independent Non-Executive Director
10 Elect Liao Li as Independent For For Management
Non-Executive Director
11 Elect Zhou Liqun as Supervisor For For Management
12 Reelect Sheng Hetai as Supervisor For For Management
13 Elect Lu Zhengfei Independent For For Management
Supervisor
--------------------------------------------------------------------------------
PICC PROPERTY AND CASUALTY CO., LTD.
Ticker: 02328 Security ID: Y6975Z103
Meeting Date: APR 15, 2011 Meeting Type: Special
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of 10-Year For For Management
Subordinated Term Debts with an
Aggregate Principal Amount of Not
Exceeding RMB 5 Billion
--------------------------------------------------------------------------------
PICC PROPERTY AND CASUALTY CO., LTD.
Ticker: 02328 Security ID: Y6975Z103
Meeting Date: JUN 24, 2011 Meeting Type: Annual
Record Date: MAY 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of Supervisory Committee For For Management
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Profit Distribution Plan For For Management
5 Approve Directors' Fees for 2011 For For Management
6 Approve Supervisors' Fees for 2011 For For Management
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Review the Duty Report of the None None Management
Independent Directors for the Year 2010
9 Reappoint Ernst & Young as None For Shareholder
International Auditors and Ernst &
Young Hua Ming as Domestic Auditors of
the Company and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
Ticker: 02318 Security ID: Y69790106
Meeting Date: NOV 01, 2010 Meeting Type: Special
Record Date: SEP 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment of Remuneration For For Management
Domestic Persons of the Company Acting
as Independent Non-Executive Directors
2a Approve Means of Major Asset For For Management
Restructuring, Object of the
Transaction, and Parties to the
Transaction
2b Approve Transaction Price and Basis of For For Management
Pricing Involved in the Major Asset
Restructuring
2c Approve Vesting of Profit or Loss from For For Management
the Relevant Assets from the Base Date
of Asset Pricing to the Completion Date
2d Approve Contract Obligations and For For Management
Default Liabilities under the Transfer
of Ownership of Relevant Assets
2e Approve Validity Period of the For For Management
Resolution of the Major Asset
Restructuring
3 Approve Supplemental Agreement to the For For Management
Share Subscription Agreement between
the Company and SDB
4 Approve Profits Forecast Compensation For For Management
Agreement between the Company and SDB
5 Authorize Board to Process Matter For For Management
Relating to the Major Asset
Restructuring of the Company
--------------------------------------------------------------------------------
POWER FINANCIAL CORP.
Ticker: PWF Security ID: 73927C100
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect J.B Aune,M.A For Withhold Management
Bibeau,A.Desmarais,P.Desmarais,P.Desmar
ais Jr,G.Frere,A.R.Graham,R.Gratton,
V.P Harder,D.F Mazankowski,R.L
McFeetors,J.E.A Nickerson,R.J Orr, M.P
Belair,H.P Rousseau,L.Roy, R.Royer,T.T
Ryan Jr,A.de Seze, and E.J.E Szathmary
as Directors
1.1 Elect Director J. Brian Aune For Withhold Management
1.3 Elect Director Marc A. Bibeau For For Management
1.2 Elect Director Andre Desmarais For Withhold Management
1.4 Elect Director Paul Desmarais For Withhold Management
1.5 Elect Director Paul Desmarais Jr. For Withhold Management
1.6 Elect Director Gerald Frere For Withhold Management
1.7 Elect Director Anthony R. Graham For For Management
1.8 Elect Director Robert Gratton For For Management
1.9 Elect Director V. Peter Harder For For Management
1.10 Elect Director Donald F. Mazankowski For For Management
1.11 Elect Director Raymond L. McFeetors For For Management
1.12 Elect Director Jerry E.A. Nickerson For For Management
1.13 Elect Director R. Jeffrey Orr For For Management
1.14 Elect Director Michel Plessis-Belair For For Management
1.15 Elect Director Henri-Paul Rousseau For For Management
1.16 Elect Director Louise Roy For For Management
1.17 Elect Director Raymond Royer For For Management
1.18 Elect Director T. Timothy Ryan Jr. For For Management
1.19 Elect Director Amaury de Seze For For Management
1.20 Elect Director Emoke J.E. Szathmary For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PZENA INVESTMENT MANAGEMENT, INC.
Ticker: PZN Security ID: 74731Q103
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard S. Pzena For For Management
1.2 Elect Director John P. Goetz For For Management
1.3 Elect Director William L. Lipsey For For Management
1.4 Elect Director Steven M. Galbraith For For Management
1.5 Elect Director Joel M. Greenblatt For For Management
1.6 Elect Director Richard P. Meyerowich For For Management
1.7 Elect Director Ronald W. Tysoe For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
RIO TINTO PLC
Ticker: RIO Security ID: 767204100
Meeting Date: APR 14, 2011 Meeting Type: Annual
Record Date: MAR 09, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Re-elect Tom Albanese as Director For For Management
4 Re-elect Robert Brown as Director For For Management
5 Re-elect Vivienne Cox as Director For For Management
6 Re-elect Jan du Plessis as Director For For Management
7 Re-elect Guy Elliott as Director For For Management
8 Re-elect Michael Fitzpatrick as For For Management
Director
9 Re-elect Ann Godbehere as Director For For Management
10 Re-elect Richard Goodmanson as Director For For Management
11 Re-elect Andrew Gould as Director For For Management
12 Re-elect Lord Kerr as Director For For Management
13 Re-elect Paul Tellier as Director For For Management
14 Re-elect Sam Walsh as Director For For Management
15 Elect Stephen Mayne Against Against Shareholder
16 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors and Authorise Their
Remuneration
17 Amend Performance Share Plan For For Management
18 Amend Share Ownership Plan For For Management
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase For For Management
22 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
RRI ENERGY, INC.
Ticker: GEN Security ID: 74971X107
Meeting Date: OCT 25, 2010 Meeting Type: Special
Record Date: SEP 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Approve Reverse Stock Split For For Management
3 Change Company Name For For Management
4 Approve Omnibus Stock Plan For For Management
5 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SANDRIDGE ENERGY, INC.
Ticker: SD Security ID: 80007P307
Meeting Date: JUL 16, 2010 Meeting Type: Special
Record Date: JUN 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
SCRIPPS NETWORKS INTERACTIVE, INC.
Ticker: SNI Security ID: 811065101
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Galloway For For Management
1.2 Elect Director Dale Pond For For Management
1.3 Elect Director Ronald W. Tysoe For For Management
--------------------------------------------------------------------------------
SEARS CANADA INC.
Ticker: SCC Security ID: 81234D109
Meeting Date: APR 21, 2011 Meeting Type: Annual/Special
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect E. J. Bird as Director For For Management
1.2 Elect William C. Crowley as Director For Withhold Management
1.3 Elect William R. Harker as Director For Withhold Management
1.4 Elect R. Raja Khanna as Director For For Management
1.5 Elect James McBurney as Director For For Management
1.6 Elect Deidra C. Merriwether as Director For Withhold Management
1.7 Elect Dene L. Rogers as Director For Withhold Management
1.8 Elect Debi E. Rosati as Director For For Management
2 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Amend By-Law No. 1 For Against Management
--------------------------------------------------------------------------------
SEARS HOLDINGS CORPORATION
Ticker: SHLD Security ID: 812350106
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: MAR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis J. D'Ambrosio For For Management
1.2 Elect Director William C. Kunkler, III For For Management
1.3 Elect Director Edward S. Lampert For For Management
1.4 Elect Director Steven T. Mnuchin For For Management
1.5 Elect Director Ann N. Reese For For Management
1.6 Elect Director Emily Scott For For Management
1.7 Elect Director Thomas J. Tisch For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
5 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
SHENZHEN EXPRESSWAY COMPANY LTD.
Ticker: 00548 Security ID: Y7741B107
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
for the Year 2010
2 Accept Report of the Supervisory For For Management
Committee for the Year 2010
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Profit Distribution Scheme and For For Management
Final Dividend
5 Approve Budget Report for the Year 2011 For For Management
6 Appoint PricewaterhouseCoopers Zhong For For Management
Tian CPAs Company Ltd. as Auditors of
the Company for 2011 and Authorize
Board to Fix Their Remuneration
7 Approve Issuance of Debentures For For Management
--------------------------------------------------------------------------------
SICHUAN EXPRESSWAY COMPANY LTD
Ticker: 00107 Security ID: Y79325109
Meeting Date: NOV 16, 2010 Meeting Type: Special
Record Date: OCT 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Debt Financing For For Management
Instruments
--------------------------------------------------------------------------------
SICHUAN EXPRESSWAY COMPANY LTD.
Ticker: 00107 Security ID: Y79325109
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: APR 20, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Profit Appropriation and For For Management
Dividend Distribution Plan for the Year
Ended Dec. 31, 2010
2 Approve Financial Budget Implementation For For Management
Report for the Year 2010
3 Accept Report of Board of Directors For For Management
4 Approve Report of Supervisory Committee For For Management
5 Approve Audited Financial Report for For For Management
the Year 2010
6 Approve Financial Budget Proposal for For For Management
the Year 2011
7 Reappoint Shinewing Certified Public For For Management
Accountants and Ernst & Young Certified
Public Accountants as Domestic and
International Auditors, Respectively,
and Authorize Board to Fix Their
Remuneration
8 Approve Duty Performance Report of For For Management
Independent Non-Executive Directors for
the Year 2010
--------------------------------------------------------------------------------
SIGMA-ALDRICH CORPORATION
Ticker: SIAL Security ID: 826552101
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: MAR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Rebecca M. Bergman For For Management
2 Elect Director George M. Church For For Management
3 Elect Director David R. Harvey For For Management
4 Elect Director W. Lee McCollum For For Management
5 Elect Director Avi M. Nash For For Management
6 Elect Director Steven M. Paul For For Management
7 Elect Director J. Pedro Reinhard For For Management
8 Elect Director Rakesh Sachdev For For Management
9 Elect Director D. Dean Spatz For For Management
10 Elect Director Barrett A. Toan For For Management
11 Amend Omnibus Stock Plan For For Management
12 Ratify Auditors For For Management
13 Reduce Supermajority Vote Requirement For For Management
14 Reduce Supermajority Vote Requirement For For Management
Relating to Business Combinations
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
SINGAPORE EXCHANGE LTD.
Ticker: S68 Security ID: Y79946102
Meeting Date: OCT 07, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
SINGAPORE EXCHANGE LTD.
Ticker: S68 Security ID: Y79946102
Meeting Date: OCT 07, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend of SGD 0.1575 For For Management
Per Share
3 Reelect J Y Pillay as Director For For Management
4 Reelect Robert Owen as Director For For Management
5 Reelect Chew Choon Seng as Director For For Management
6 Reelect Loh Boon Chye as Director For For Management
7 Reelect Ng Kee Choe as Director For For Management
8 Reelect Magnus Bocker as Director For For Management
9 Approve Directors' Fees of SGD 750,000 For For Management
to be Paid to the Chairman of the Board
for the Year Ending June 30, 2011
10 Approve Directors' Fees of Up to SGD For For Management
1.2 Million for the Year Ending June
30, 2011
11 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
12 Elect Thaddeus Beczak as Director For For Management
13 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
--------------------------------------------------------------------------------
SOTHEBY'S
Ticker: BID Security ID: 835898107
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John M. Angelo For For Management
2 Elect Director Michael Blakenham For For Management
3 Elect Director The Duke Of Devonshire For For Management
4 Elect Director Daniel Meyer For For Management
5 Elect Director James Murdoch For For Management
6 Elect Director Allen Questrom For For Management
7 Elect Director William F. Ruprecht For For Management
8 Elect Director Marsha Simms For For Management
9 Elect Director Michael I. Sovern For For Management
10 Elect Director Donald M. Stewart For For Management
11 Elect Director Robert S. Taubman For For Management
12 Elect Director Diana L. Taylor For For Management
13 Elect Director Dennis M. Weibling For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
SUNCOR ENERGY INC
Ticker: SU Security ID: 867224107
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: MAR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mel E. Benson For For Management
1.2 Elect Director Dominic D'Alessandro For For Management
1.3 Elect Director John T. Ferguson For For Management
1.4 Elect Director W. Douglas Ford For For Management
1.5 Elect Director Richard L. George For For Management
1.6 Elect Director Paul Haseldonckx For For Management
1.7 Elect Director John R. Huff For For Management
1.8 Elect Director Jacques Lamarre For For Management
1.9 Elect Director Brian F. MacNeill For For Management
1.10 Elect Director Maureen McCaw For For Management
1.11 Elect Director Michael W. O'Brien For For Management
1.12 Elect Director James W. Simpson For For Management
1.13 Elect Director Eira Thomas For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION
Ticker: BK Security ID: 064058100
Meeting Date: APR 12, 2011 Meeting Type: Annual
Record Date: FEB 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Ruth E. Bruch For For Management
2 Elect Director Nicholas M. Donofrio For For Management
3 Elect Director Gerald L. Hassell For For Management
4 Elect Director Edmund F. Kelly For For Management
5 Elect Director Robert P. Kelly For For Management
6 Elect Director Richard J. Kogan For For Management
7 Elect Director Michael J. Kowalski For For Management
8 Elect Director John A. Luke, Jr. For For Management
9 Elect Director Mark A. Nordenberg For For Management
10 Elect Director Catherine A. Rein For For Management
11 Elect Director William C. Richardson For For Management
12 Elect Director Samuel C. Scott III For For Management
13 Elect Director John P. Surma For For Management
14 Elect Director Wesley W. von Schack For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency One Year One Year Management
17 Amend Omnibus Stock Plan For For Management
18 Amend Executive Incentive Bonus Plan For For Management
19 Ratify Auditors For For Management
20 Provide for Cumulative Voting Against For Shareholder
--------------------------------------------------------------------------------
THE HOWARD HUGHES CORPORATION
Ticker: HHC Security ID: 44267D107
Meeting Date: JUN 22, 2011 Meeting Type: Annual
Record Date: APR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William Ackman For For Management
2 Elect Director David Arthur For For Management
3 Elect Director Adam Flatto For For Management
4 Elect Director Jeffrey Furber For For Management
5 Elect Director Gary Krow For For Management
6 Elect Director Allen Model For For Management
7 Elect Director R. Scot Sellers For For Management
8 Elect Director Steven Shepsman For For Management
9 Elect Director David R. Weinreb For For Management
10 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
11 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
THE LINK REAL ESTATE INVESTMENT TRUST
Ticker: 00823 Security ID: Y5281M111
Meeting Date: JUL 28, 2010 Meeting Type: Annual
Record Date: JUL 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Auditors' Reports
2 Note the Appointment of Auditors and None None Management
the Fixing of their Remuneration
3a Reelect William Chan Chak Cheung as For For Management
Director of the Manager
3b Reelect David Charles Watt as Director For For Management
of the Manager
3c Reelect Andy Cheung Lee Ming as For For Management
Director of the Manager
4a Reelect Nicholas Robert Sallnow-Smith For For Management
as Director of the Manager
4b Reelect Ian Keith Griffiths as Director For For Management
of the Manager
4c Reelect Richard Wong Yue Chim as For For Management
Director of the Manager
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
TIANJIN PORT DEVELOPMENT HOLDINGS LIMITED
Ticker: 03382 Security ID: G88680106
Meeting Date: NOV 29, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amended Financial Services For Against Management
Framework Agreement, the Non-Exempt
Continuing Connected Transactions, and
Related Proposed Annual Caps
--------------------------------------------------------------------------------
TIANJIN PORT DEVELOPMENT HOLDINGS LIMITED
Ticker: 03382 Security ID: G88680106
Meeting Date: JUN 02, 2011 Meeting Type: Annual
Record Date: MAY 30, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Reelect Wang Rui as Director For For Management
3a2 Reelect Dai Yan as Director For For Management
3a3 Reelect Japhet Sebastian Law as For For Management
Director
3a4 Reelect Kwan Hung Sang, Francis as For For Management
Director
3b Authorize Board to Fix the Remuneration For For Management
of Directors
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5b Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
TSINGTAO BREWERY CO
Ticker: 600600 Security ID: Y8997D102
Meeting Date: FEB 18, 2011 Meeting Type: Special
Record Date: JAN 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Dismissal of For For Management
PricewaterhouseCoopers Being the
Company's Overseas Auditor
2 Approve Provision of Guarantees to the For Against Management
Bank Facilities of Tsingtao Brewery
(Hong Kong) Trade Company Limited
--------------------------------------------------------------------------------
TSINGTAO BREWERY CO., LTD.
Ticker: 600600 Security ID: Y8997D102
Meeting Date: JUN 16, 2011 Meeting Type: Annual
Record Date: MAY 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to the Articles of For For Management
Association and the Order of Meeting
for the Board of Directors
2 Approve the Company to Merge with Two For For Management
Wholly-Owned Subsidiaries
3 Approve Work Report of Board of For For Management
Directors
4 Approve Work Report of Board of For For Management
Supervisors
5 Approve Audited Financial Statements For For Management
6 Approve Profit Distribution Plan and For For Management
Dividend Distribution Plan
7 Reappoint PricewaterhouseCoopers Zhong For For Management
Tian CPAs Company Limited as Auditor
and Authorize Board to Fix Their
Remuneration
8 Appoint PricewaterhouseCoopers Zhong For For Management
Tian CPAs Company Limited as Internal
Control Auditor and Authorize Board to
Fix Their Remuneration
9a Elect Jin Zhi Guo as Executive Director For For Management
9b Elect Wang Fan as Executive Director For For Management
9c Elect Sun Ming Bo as Executive Director For For Management
9d Elect Jiang Hong as Executive Director For For Management
9e Elect Sun Yu Guo as Executive Director For For Management
9f Elect Fumio Yamazaki as Non-Executive For For Management
Director
9g Elect Chen Zhi Yuan as Non-Executive For For Management
Director
9h Elect Wang Xue Zheng as Independent For For Management
Non-Executive Director
9i Elect Zhao Chang Wen as Independent For For Management
Non-Executive Director
9j Elect Wu Xiao Bo as Independent For For Management
Non-Executive Director
9k Elect Ma Hai Tao as Independent For For Management
Non-Executive Director
10a Elect Du Chang Gong as Supervisor For For Management
10b Elect Yang Wei Cheng as Supervisor For For Management
10c Elect Li Yan as Supervisor For For Management
10d Elect Kazuo Motoyama as Supervisor For For Management
11 Approve Remuneration Proposal for the For For Management
Members of the New Board and Board of
Supervisors and Authorize Board to Fix
Remuneration of Directors and
Supervisors
12 Approve to Purchase the Director and For Against Management
Senior Management Liability Insurance
for Members of the New Board, Board of
Supervisors, and Senior Management
13 Approve Use of Proceeds from the For For Management
Exercise of the Warrants of the Bonds
with Warrants
--------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew H. Card, Jr. For For Management
1.2 Elect Director Erroll B. Davis, Jr. For For Management
1.3 Elect Director Thomas J. Donohue For For Management
1.4 Elect Director Archie W. Dunham For For Management
1.5 Elect Director Judith Richards Hope For For Management
1.6 Elect Director Charles C. Krulak For For Management
1.7 Elect Director Michael R. McCarthy For For Management
1.8 Elect Director Michael W. McConnell For For Management
1.9 Elect Director Thomas F. McLarty III For For Management
1.10 Elect Director Steven R. Rogel For For Management
1.11 Elect Director Jose H. Villarreal For For Management
1.12 Elect Director James R. Young For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5a Reduce Supermajority Vote Requirement For For Management
Relating to Preference Rights of
Preferred Stock
5b Reduce Supermajority Vote Requirement For For Management
Relating to Removal of Directors
5c Reduce Supermajority Vote Requirement For For Management
Relating to Amendments to Authorized
Capital Stock
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
VALUE PARTNERS GROUP LTD.
Ticker: 00806 Security ID: G93175100
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Reelect Cheah Cheng Hye as Executive For For Management
Director
3a2 Reelect Chang Sheung Lai as Executive For For Management
Director
3a3 Reelect Michael Francis Coorey as For For Management
Executive Director
3a4 Reelect Hung Yeuk Yan Renee as For For Management
Executive Director
3a5 Reelect Chen Shih-Ta Michael as For For Management
Independent Non-Executive Director
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Reappoint Auditor and Authorize Board For For Management
to Fix Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 27, 2011 Meeting Type: Annual
Record Date: DEC 03, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3.1 Elect Director Gary P. Coughlan For For Management
3.2 Elect Director Mary B. Cranston For For Management
3.3 Elect Director Francisco Javier For For Management
Fernandez-Carbajal
3.4 Elect Director Robert W. Matschullat For For Management
3.5 Elect Director Cathy E. Minehan For For Management
3.6 Elect Director Suzanne Nora Johnson For For Management
3.7 Elect Director David J. Pang For For Management
3.8 Elect Director Joseph W. Saunders For For Management
3.9 Elect Director William S. Shanahan For For Management
3.10 Elect Director John A. Swainson For For Management
4.1 Elect Director Suzanne Nora Johnson For For Management
4.2 Elect Director Joseph W. Saunders For For Management
4.3 Elect Director John A. Swainson For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Amend Executive Incentive Bonus Plan For For Management
8 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VORNADO REALTY TRUST
Ticker: VNO Security ID: 929042109
Meeting Date: MAY 26, 2011 Meeting Type: Annual
Record Date: MAR 30, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony W. Deering For Withhold Management
1.2 Elect Director Michael Lynne For Withhold Management
1.3 Elect Director Ronald G. Targan For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
6 Require Independent Board Chairman Against For Shareholder
7 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
WARNER MUSIC GROUP CORP.
Ticker: WMG Security ID: 934550104
Meeting Date: FEB 22, 2011 Meeting Type: Annual
Record Date: DEC 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edgar Bronfman, Jr. For Withhold Management
1.2 Elect Director Shelby W. Bonnie For For Management
1.3 Elect Director Richard Bressler For Withhold Management
1.4 Elect Director John P. Connaughton For Withhold Management
1.5 Elect Director Phyllis E. Grann For For Management
1.6 Elect Director Michele J. Hooper For For Management
1.7 Elect Director Scott L. Jaeckel For Withhold Management
1.8 Elect Director Seth W. Lawry For Withhold Management
1.9 Elect Director Thomas H. Lee For Withhold Management
1.10 Elect Director Ian Loring For Withhold Management
1.11 Elect Director Mark E. Nunnelly For Withhold Management
1.12 Elect Director Scott M. Sperling For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
WESCO FINANCIAL CORPORATION
Ticker: WSC Security ID: 950817106
Meeting Date: JUN 24, 2011 Meeting Type: Special
Record Date: MAY 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
--------------------------------------------------------------------------------
WHARF (HOLDINGS) LTD.
Ticker: 00004 Security ID: Y8800U127
Meeting Date: JUN 07, 2011 Meeting Type: Annual
Record Date: JUN 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statement and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend For For Management
3a Reelect Paul M. P. Chan as Director For For Management
3b Reelect Vincent K. Fang as Director For For Management
4 Reappoint KPMG as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Approve Increase in the Authorized For Against Management
Share Capital of the Company
9 Adopt Share Option Scheme For Against Management
--------------------------------------------------------------------------------
WYNN RESORTS, LIMITED
Ticker: WYNN Security ID: 983134107
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Russell Goldsmith For For Management
1.2 Elect Director Robert J. Miller For For Management
1.3 Elect Director Kazuo Okada For Withhold Management
1.4 Elect Director Allan Zeman For For Management
2 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency None One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
YANZHOU COAL MINING COMPANY LIMITED
Ticker: 01171 Security ID: Y97417102
Meeting Date: FEB 18, 2011 Meeting Type: Special
Record Date: JAN 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint Grant Thornton Jingdu Tianhua For For Management
as International Auditors and Authorize
Board to Fix Their Remuneration
2 Amend Articles of Association of the For For Management
Company
3 Amend Rules of Procedures for the For For Management
Shareholders' Meeting
4 Amend Rules of Procedures for the Board For For Management
of Directors
--------------------------------------------------------------------------------
ZHEJIANG EXPRESSWAY CO., LTD.
Ticker: 00576 Security ID: Y9891F102
Meeting Date: OCT 18, 2010 Meeting Type: Special
Record Date: SEP 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ding Huikang as Executive For For Management
Director and Authorize Board to Fix His
Remuneration
2 Elect Liu Haisheng as a Supervisor For For Management
3 Approve Interim Dividend of RMB 0.06 For For Management
Per Share
4 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
ZHEJIANG EXPRESSWAY CO., LTD.
Ticker: 00576 Security ID: Y9891F102
Meeting Date: MAY 09, 2011 Meeting Type: Annual
Record Date: APR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of Directors For For Management
2 Accept Report of Supervisory Committee For For Management
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Final Dividend of RMB 0.25 Per For For Management
Share
5 Approve Final Accounts for the Year For For Management
2010 and Financial Budget for the Year
2011
6 Reappoint Deloitte Touche Tohmatsu For For Management
Certified Public Accountants Hong Kong
as Hong Kong Auditors and Authorize
Board to Fix Their Remuneration
7 Reappoint Pan China Certified Public For For Management
Accountants Hong Kong as PRC Auditors
and Authorize Board to Fix Their
Remuneration
================== KINETICS SMALL CAP OPPORTUNITIES PORTFOLIO ==================
ALEXANDER'S, INC.
Ticker: ALX Security ID: 014752109
Meeting Date: MAY 26, 2011 Meeting Type: Annual
Record Date: MAR 30, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven Roth For Withhold Management
1.2 Elect Director Neil Underberg For Withhold Management
1.3 Elect Director Russell B. Wight, Jr. For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency None One Year Management
--------------------------------------------------------------------------------
BAM INVESTMENTS CORP.
Ticker: BNB Security ID: 05936R108
Meeting Date: MAY 25, 2011 Meeting Type: Annual/Special
Record Date: APR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard Driman For Withhold Management
1.2 Elect Director Edward C. Kress For Withhold Management
1.3 Elect Director Brian D. Lawson For For Management
1.4 Elect Director R. Frank Lewarne For Withhold Management
1.5 Elect Director Frank N.C. Lochan For For Management
1.6 Elect Director Ralph J. Zarboni For Withhold Management
2 Approve Deloitte & Touche LLP as For Withhold Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Authorize a New Class of Non-Voting For Against Management
Shares
--------------------------------------------------------------------------------
BEIJING CAPITAL INTERNATIONAL AIRPORT CO., LTD.
Ticker: 00694 Security ID: Y07717104
Meeting Date: DEC 21, 2010 Meeting Type: Special
Record Date: NOV 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Share Type in Relation to the A For Against Management
Share Issue
1b Approve Quantity of Issue and Amount of For Against Management
Proceeds in Relation to the A Share
Issue
1c Approve Nominal Value in Relation to For Against Management
the A Share Issue
1d Approve Rights of Domestic Shares in For Against Management
Relation to the A Share Issue
1e Approve Issue Target in Relation to the For Against Management
A Share Issue
1f Approve Issue Price and Pricing For Against Management
Procedures in Relation to the A Share
Issue
1g Approve Proceeds and Use of Proceeds in For Against Management
Relation to the A Share Issue
1h Approve Scheme of the Undistributed For Against Management
Retained Profits Before the Domestic
Shares Offering in Relation to the A
Share Issue
1i Approve Subscription Agreement in For Against Management
Relation to the A Share Issue
1j1 Authorize Board to Issue and Allot New For Against Management
Domestic Shares Pursuant to the
Subscription Agreement
1j2 Authorize Board to Deal with the For Against Management
Execution, Amendment, Supplement,
Delivery, Submission and Implementation
of Any Further Documents or Agreements
in Relation to the A Share Issue
Pursuant to the Subscription Agreement
1j3 Authorize Board to Implement the For Against Management
Transactions Contemplated under the
Subscription Agreement
1j4 uthorize Board to Deal with the For Against Management
Execution of Relevant Procedures
Relating to the Registration of Shares,
the Change of Industrial and Commercial
Registration, the Amendments to the
Articles of Association and Approval of
Foreign Investment Enterprise
1k Approve Expected Time Table in Relation For Against Management
to the A Share Issue
2a Amend Article 20 of the Articles of For Against Management
Association of the Company
2b Amend Article 21 of the Articles of For Against Management
Association of the Company
2c Amend Article 24 of the Articles of For Against Management
Association of the Company
--------------------------------------------------------------------------------
BEIJING CAPITAL INTERNATIONAL AIRPORT CO., LTD.
Ticker: 00694 Security ID: Y07717104
Meeting Date: DEC 21, 2010 Meeting Type: Special
Record Date: NOV 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of 1.3 Billion For Against Management
Domestic Shares by the Company to
Capital Airports Holding Company
Pursuant to the Subscription Agreement
--------------------------------------------------------------------------------
BEIJING CAPITAL INTERNATIONAL AIRPORT CO., LTD.
Ticker: 00694 Security ID: Y07717104
Meeting Date: JUN 15, 2011 Meeting Type: Annual
Record Date: MAY 13, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Directors' Report for the Year For For Management
Ended Dec. 31, 2010
2 Approve Supervisory Committee's Report For For Management
for the Year Ended Dec. 31, 2010
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Profit Appropriation Proposal For For Management
5 Reappoint PricewaterhouseCoopers Zhong For For Management
Tian CPAs Limited Company and
PricewaterhouseCoopers as the Company's
PRC and International Auditors,
Respectively, and Authorize Board to
Fix Their Remuneration
6a Elect Dong Zhiyi as Director and For For Management
Authorize Board to Fix His Remuneration
6b Elect Zhang Guanghui as Director and For For Management
Authorize Board to Fix His Remuneration
6c Elect Chen Guoxing as Director and For For Management
Authorize Board to Fix His Remuneration
6d Elect Gao Shiqing as Director and For For Management
Authorize Board to Fix His Remuneration
6e Elect Yao Yabo as Director and For For Management
Authorize Board to Fix His Remuneration
6f Elect Zhang Musheng as Director and For For Management
Authorize Board to Fix His Remuneration
6g Elect Lau Eng Boon as Director and For For Management
Authorize Board to Fix His Remuneration
6h Elect Yam Kum Weng as Director and For For Management
Authorize Board to Fix His Remuneration
6i Elect Japhet Sebastian Law as Director For For Management
and Authorize Board to Fix His
Remuneration
6j Elect Wang Xiaolong as Director and For For Management
Authorize Board to Fix His Remuneration
6k Elect Jiang Ruiming as Director and For For Management
Authorize Board to Fix His Remuneration
6l Elect Liu Guibin as Director and For For Management
Authorize Board to Fix His Remuneration
7 Authorize Board to Arrange for Service For For Management
Contracts and/or Appointment Letters to
Be Issued by the Company to the Newly
Elected Directors and to Do All Such
Acts and Things to Effect Such Matters
8a1 Elect Liu Yanbin as Supervisor and For For Management
Authorize Board to Fix His Remuneration
8a2 Elect Cui Youjun as Supervisor and For For Management
Authorize Board to Fix His Remuneration
8a3 Elect Zhao Jinglu as Supervisor and For For Management
Authorize Board to Fix Her Remuneration
8a4 Elect Kwong Che Keung, Gordon as For For Management
Supervisor and Authorize Board to Fix
His Remuneration
8a5 Elect Dong Ansheng as Supervisor and For For Management
Authorize Board to Fix His Remuneration
8b1 Elect Li Xiaomei as Supervisor and For For Management
Authorize Board to Fix Her Remuneration
8b2 Elect Tang Hua as Supervisor and For For Management
Authorize Board to Fix His Remuneration
9 Authorize Board to Issue Appointment For For Management
Letters to All Newly Elected
Supervisors and to Do All Such Acts and
Things to Effect Such Matters
1 Amend Articles Re: Board Composition For For Management
2 Amend Articles Re: Supervisory For For Management
Committee Composition
3 Amend Article 198 of the Articles of For For Management
Association of the Company
--------------------------------------------------------------------------------
BILOXI MARSH LANDS CORPORATION
Ticker: BLMC Security ID: 090203100
Meeting Date: APR 29, 2011 Meeting Type: Annual
Record Date: FEB 23, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L. Andrew Fleck For Withhold Management
1.2 Elect Director Charlton B. Ogden, III For Withhold Management
1.3 Elect Director Michael J. Rapier For Withhold Management
--------------------------------------------------------------------------------
BROADRIDGE FINANCIAL SOLUTIONS, INC.
Ticker: BR Security ID: 11133T103
Meeting Date: NOV 17, 2010 Meeting Type: Annual
Record Date: SEP 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Leslie A. Brun For For Management
2 Elect Director Richard J. Daly For For Management
3 Elect Director Robert N. Duelks For For Management
4 Elect Director Richard J. Haviland For For Management
5 Elect Director Sandra S. Jaffee For For Management
6 Elect Director Alexandra Lebenthal For For Management
7 Elect Director Stuart R. Levine For For Management
8 Elect Director Thomas J. Perna For For Management
9 Elect Director Alan J. Weber For For Management
10 Elect Director Arthur F. Weinbach For For Management
11 Ratify Auditors For For Management
12 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CACI INTERNATIONAL, INC.
Ticker: CACI Security ID: 127190304
Meeting Date: NOV 17, 2010 Meeting Type: Annual
Record Date: SEP 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dan R. Bannister For For Management
1.2 Elect Director Paul M. Cofoni For For Management
1.3 Elect Director Gordon R. England For For Management
1.4 Elect Director James S. Gilmore III For For Management
1.5 Elect Director Gregory G. Johnson For For Management
1.6 Elect Director Richard L. Leatherwood For For Management
1.7 Elect Director J. Phillip London For For Management
1.8 Elect Director James L. Pavitt For For Management
1.9 Elect Director Warren R. Phillips For For Management
1.10 Elect Director Charles P. Revoile For For Management
1.11 Elect Director William S. Wallace For For Management
2 Ratify Auditors For For Management
3 Other Business None Against Management
--------------------------------------------------------------------------------
CATHAY GENERAL BANCORP
Ticker: CATY Security ID: 149150104
Meeting Date: MAY 16, 2011 Meeting Type: Annual
Record Date: APR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick S.D. Lee For For Management
1.2 Elect Director Ting Y. Liu For For Management
1.3 Elect Director Nelson Chung For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CBOE HOLDINGS, INC.
Ticker: CBOE Security ID: 12503M108
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Brodsky For For Management
1.2 Elect Director James R. Boris For For Management
1.3 Elect Director Mark F. Duffy For For Management
1.4 Elect Director David A. Fisher For For Management
1.5 Elect Director Janet P. Froetscher For For Management
1.6 Elect Director Paul Kepes For For Management
1.7 Elect Director Stuart J. Kipnes For For Management
1.8 Elect Director Duane R. Kullberg For For Management
1.9 Elect Director Benjamin R. Londergan For For Management
1.10 Elect Director R. Eden Martin For For Management
1.11 Elect Director Roderick A. Palmore For For Management
1.12 Elect Director Susan M. Phillips For Withhold Management
1.13 Elect Director William R. Power For For Management
1.14 Elect Director Samuel K. Skinner For For Management
1.15 Elect Director Carole E. Stone For For Management
1.16 Elect Director Eugene S. Sunshine For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Two Years One Year Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CHINA EASTERN AIRLINES CORPORATION LIMITED
Ticker: 00670 Security ID: 16937R104
Meeting Date: DEC 15, 2010 Meeting Type: Special
Record Date: NOV 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Setting Up of Eastern For For Management
Airlines Yunnan Ltd. Corporation
2 Approve Financial Services Renewal For Against Management
Agreement
3 Approve Catering Services Renewal For For Management
Agreement
--------------------------------------------------------------------------------
CHINA EASTERN AIRLINES CORPORATION LTD.
Ticker: 00670 Security ID: Y1406M102
Meeting Date: DEC 15, 2010 Meeting Type: Special
Record Date: NOV 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Setting Up of Eastern For For Management
Airlines Yunnan Ltd. Corporation
2 Approve Financial Services Renewal For Against Management
Agreement
3 Approve Catering Services Renewal For For Management
Agreement
--------------------------------------------------------------------------------
CHINA EASTERN AIRLINES CORPORATION LTD.
Ticker: 00670 Security ID: Y1406M102
Meeting Date: FEB 18, 2011 Meeting Type: Special
Record Date: JAN 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantees to For Against Management
Certain Subsidiaries of the Company for
Their Finance Arrangements for the Year
2011
2 Approve Acquisition by China Cargo For For Management
Airlines Co., Ltd. of Great Wall
Airlines' Core Cargo Air Transportation
Business and Related Assets
--------------------------------------------------------------------------------
CHINA EASTERN AIRLINES CORPORATION LTD.
Ticker: 00670 Security ID: Y1406M102
Meeting Date: JUN 29, 2011 Meeting Type: Annual
Record Date: MAY 27, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of Board of Directors For For Management
2 Approve Report of Supervisory Committee For For Management
3 Approve Audited Financial Statements For For Management
and Auditors' Report
4 Approve Profit Distribution Proposal For For Management
5 Reappoint PricewaterhouseCoopers, Zhong For For Management
Tian CPAs Limited Company and
PricewaterhouseCoopers, Certified
Public Accountants as PRC and
International Auditors, Respectively,
and Authorize Board to Fix Their
Remuneration
6 Approve Issue of RMB Denominated Bonds None Against Shareholder
by Eastern Air Overseas (Hong Kong)
Corporation Ltd. and the Provision of
Guarantee in Respect of the Bond Issue
7 Elect Li Yangmin as Director and Agree None For Shareholder
that Luo Chaogeng Will Cease to Serve
as a Director until a New Director is
Appointed by the Company
8 Elect Yu Faming as Supervisor and Agree None For Shareholder
that Liu Jiangbo Will Cease to Serve as
a Supervisor until a New Supervisor is
Appointed by the Company
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
CHINA PHARMACEUTICAL GROUP LTD
Ticker: 01093 Security ID: Y15018131
Meeting Date: MAY 27, 2011 Meeting Type: Annual
Record Date: MAY 20, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend of HK$0.24 Per For For Management
Share
3a Reelect Wang Huaiyu as Director For Against Management
3b Reelect Lu Jianmin as Director For For Management
3c Reelect Cai Dongchen as Director For For Management
3d Reelect Pan Weidong as Director For For Management
3e Reelect Huo Zhenxing as Director For For Management
3f Reelect Guo Shichang as Director For For Management
3g Reelect Chan Siu Keung, Leonard as For For Management
Director
3h Authorize Board to Fix the Remuneration For For Management
of Directors
4 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA SOUTHERN AIRLINES CO., LTD.
Ticker: 600029 Security ID: Y1503W102
Meeting Date: DEC 29, 2010 Meeting Type: Special
Record Date: NOV 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Services Agreement For Against Management
Between Southern Airlines Group Finance
Company Ltd. and the Company
2a Reelect Si Xian Min as Director None For Shareholder
2b Reelect Li Wen Xin as Director None For Shareholder
2c Reelect Wang Quan Hua as Director None For Shareholder
2d Reelect Tan Wan Geng as Director None For Shareholder
2e Reelect Zhang Zi Fang as Director None For Shareholder
2f Reelect Xu Jie Bo as Director None For Shareholder
2g Reelect Chen Zhen You as Director None For Shareholder
2h Reelect Gong Hua Zhang as Director None For Shareholder
2i Reelect Lam Kwong Yu None For Shareholder
2j Elect Wei Jin Cai as Director None For Shareholder
2k Elect Ning Xiang Dong as Director None For Shareholder
3a Elect Pan Fu as Supervisor None For Shareholder
3b Reelect Li Jia Shi as Supervisor None For Shareholder
3c Reelect Zhang Wei as Supervisor None For Shareholder
--------------------------------------------------------------------------------
CHINA SOUTHERN AIRLINES CO., LTD.
Ticker: 600029 Security ID: 169409109
Meeting Date: DEC 29, 2010 Meeting Type: Special
Record Date: NOV 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Services Agreement For Against Management
Between Southern Airlines Group Finance
Company Ltd. and the Company
--------------------------------------------------------------------------------
CHINA SOUTHERN AIRLINES CO., LTD.
Ticker: 600029 Security ID: Y1503W102
Meeting Date: MAY 31, 2011 Meeting Type: Annual
Record Date: APR 29, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Directors For For Management
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Consolidated Financial For For Management
Statements
4 Approve Profit Distribution Proposal For For Management
5 Appoint KPMG as International Auditors For For Management
and KPMG Huazhen as the PRC Auditors
and Authorize Board to Fix Their
Remuneration
6 Approve Acquisition of 6 Airbus A330 For For Management
Aircraft and 30 A320 Series Aircraft
from Airbus SNC
--------------------------------------------------------------------------------
CLIMATE EXCHANGE PLC (FRM. CHICAGO ENVIRONMENTAL PLC)
Ticker: CLE Security ID: G2311R103
Meeting Date: JUL 02, 2010 Meeting Type: Special
Record Date: JUN 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles Re: Scheme of For For Management
Arrangement
--------------------------------------------------------------------------------
CLIMATE EXCHANGE PLC (FRM. CHICAGO ENVIRONMENTAL PLC)
Ticker: CLE Security ID: G2311R103
Meeting Date: JUL 02, 2010 Meeting Type: Court
Record Date: JUN 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
COHEN & STEERS, INC.
Ticker: CNS Security ID: 19247A100
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Martin Cohen For For Management
2 Elect Director Robert H. Steers For For Management
3 Elect Director Richard E. Bruce For For Management
4 Elect Director Peter L. Rhein For For Management
5 Elect Director Richard P. Simon For For Management
6 Elect Director Edmond D. Villani For For Management
7 Ratify Auditors For For Management
8 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
9 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
COVANTA HOLDING CORPORATION
Ticker: CVA Security ID: 22282E102
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Barse For For Management
1.2 Elect Director Ronald J. Broglio For For Management
1.3 Elect Director Peter C.B. Bynoe For Withhold Management
1.4 Elect Director Linda J. Fisher For For Management
1.5 Elect Director Joseph M. Holsten For For Management
1.6 Elect Director Anthony J. Orlando For For Management
1.7 Elect Director William C. Pate For For Management
1.8 Elect Director Robert S. Silberman For For Management
1.9 Elect Director Jean Smith For For Management
1.10 Elect Director Samuel Zell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
DREAMWORKS ANIMATION SKG, INC.
Ticker: DWA Security ID: 26153C103
Meeting Date: APR 21, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Katzenberg For Withhold Management
1.2 Elect Director Roger A. Enrico For For Management
1.3 Elect Director Lewis Coleman For For Management
1.4 Elect Director Harry Brittenham For For Management
1.5 Elect Director Thomas Freston For Withhold Management
1.6 Elect Director Judson C. Green For For Management
1.7 Elect Director Mellody Hobson For For Management
1.8 Elect Director Michael Montgomery For For Management
1.9 Elect Director Nathan Myhrvold For For Management
1.10 Elect Director Richard Sherman For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
EAST WEST BANCORP, INC.
Ticker: EWBC Security ID: 27579R104
Meeting Date: MAY 24, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Iris S. Chan For For Management
1.2 Elect Director Rudolph I. Estrada For For Management
1.3 Elect Director Julia S. Gouw For For Management
1.4 Elect Director Paul H. Irving For For Management
1.5 Elect Director Andrew S. Kane For For Management
1.6 Elect Director John Lee For For Management
1.7 Elect Director Herman Y. Li For For Management
1.8 Elect Director Jack C. Liu For For Management
1.9 Elect Director Dominic Ng For For Management
1.10 Elect Director Keith W. Renken For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
FIRST BANK OF DELAWARE
Ticker: FBOD Security ID: 319307104
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: MAR 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harry D. Madonna For Withhold Management
1.2 Elect Director Alan Silverman For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FRANCO-NEVADA CORPORATION
Ticker: FNV Security ID: 351858105
Meeting Date: MAY 18, 2011 Meeting Type: Annual/Special
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pierre Lassonde For For Management
1.2 Elect Director David Harquail For For Management
1.3 Elect Director Derek W. Evans For For Management
1.4 Elect Director Graham Farquharson For For Management
1.5 Elect Director Louis Gignac For For Management
1.6 Elect Director Randall Oliphant For For Management
1.7 Elect Director David R. Peterson For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
GENON ENERGY, INC.
Ticker: GEN Security ID: 37244E107
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. William Barnett For For Management
1.2 Elect Director Terry G. Dallas For For Management
1.3 Elect Director Mark M. Jacobs For For Management
1.4 Elect Director Thomas H. Johnson For For Management
1.5 Elect Director Steven L. Miller For For Management
1.6 Elect Director Edward R. Muller For For Management
1.7 Elect Director Robert C. Murray For For Management
1.8 Elect Director Laree E. Perez For For Management
1.9 Elect Director Evan J. Silverstein For For Management
1.10 Elect Director William L. Thacker For For Management
2 Ratify Auditors For For Management
3 Adopt Protective Charter Amendment For For Management
4 Adopt NOL Rights Plan (NOL Pill) For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Adopt GHG and Other Air Emissions Against For Shareholder
Reduction Goals
--------------------------------------------------------------------------------
GOLD WHEATON GOLD CORP.
Ticker: GLW Security ID: 38075N406
Meeting Date: MAR 08, 2011 Meeting Type: Special
Record Date: FEB 03, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Plan of Arrangement For For Management
--------------------------------------------------------------------------------
GREENLIGHT CAPITAL RE, LTD.
Ticker: GLRE Security ID: G4095J109
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Alan Brooks as GLRE Director For For Management
1b Elect David Einhorn as GLRE Director For For Management
1c Elect Leonard Goldberg as GLRE Director For For Management
1d Elect Ian Issacs as GLRE Director For Against Management
1e Elect Frank Lackner as GLRE Director For For Management
1f Elect Bryan Murphy as GLRE Director For For Management
1g Elect Joseph Platt as GLRE Director For For Management
2a Elect Alan Brooks as Greenlight Re For For Management
Subsidiary Director
2b Elect David Einhorn as Greenlight Re For For Management
Subsidiary Director
2c Elect Leonard Goldberg as Greenlight Re For For Management
Subsidiary Director
2d Elect Ian Isaacs as Greenlight Re For For Management
Subsidiary Director
2e Elect Frank Lackner as Greenlight Re For For Management
Subsidiary Director
2f Elect Bryan Murphy as Greenlight Re For For Management
Subsidiary Director
2g Elect Joseph Platt as Greenlight Re For For Management
Subsidiary Director
3a Elect Leonard Goldberg as GRIL For For Management
Subsidiary Director
3b Elect Philip Harkin as GRIL Subsidiary For For Management
Director
3c Elect Frank Lackner as GRIL Subsidiary For For Management
Director
3d Elect David Maguire as GRIL Subsidiary For For Management
Director
3e Elect Brendan Touhy as GRIL Subsidiary For For Management
Director
4 Ratify BDO USA, LPP as Auditors For For Management
5 Ratify BDO Cayman Islands as Auditors For For Management
of Greenlight Re
6 Ratify BDO Ireland as Auditors of GRIL For For Management
7 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
8 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
GUANGSHEN RAILWAY CO., LTD.
Ticker: 00525 Security ID: Y2930P108
Meeting Date: DEC 21, 2010 Meeting Type: Special
Record Date: NOV 18, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Framework Comprehensive For For Management
Services Agreement and Related Annual
Caps
--------------------------------------------------------------------------------
GUANGSHEN RAILWAY CO., LTD.
Ticker: 00525 Security ID: Y2930P108
Meeting Date: JUN 02, 2011 Meeting Type: Annual
Record Date: APR 29, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Work Report of the Board of For For Management
Directors
2 Accept Work Report of Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Profits Distribution of the For For Management
Company for 2010
5 Approve Financial Budget of the Company For For Management
for 2011
6 Reappoint PricewaterhouseCoopers Zhong For For Management
Tian CPAs Co. Ltd. as PRC Auditors and
Authorize Board to Fix Their
Remuneration
7 Reappoint PricewaterhouseCoopers as For For Management
International Auditors and Authorize
Board to Fix Their Remuneration
8a Elect Xu Xiaoming as Executive Director None For Shareholder
8b Elect Guo Zhuxue as Executive Director None For Shareholder
8c Elect Shen Yi as Executive Director None For Shareholder
8d Elect Li Liang as Executive Director None For Shareholder
8e Elect Yu Zhiming as Executive Director None For Shareholder
8f Elect Luo Qing as Executive Director None For Shareholder
9a Elect Lu Minlin as Independent None For Shareholder
Non-Executive Director
9b Elect Liu Xueheng as Independent None For Shareholder
Non-Executive Director
9c Elect Liu Feiming as Independent None For Shareholder
Non-Executive Director
10a Elect Xu Ling as Supervisor None For Shareholder
10b Elect Chen Shaohong as Supervisor None For Shareholder
10c Elect Li Zhiming as Supervisor None For Shareholder
10d Elect Shen Jiancong as Supervisor None For Shareholder
11 Approve Remuneration and Allowance of None For Shareholder
the Directors
12 Approve Allowance of Supervisors None For Shareholder
--------------------------------------------------------------------------------
HAINAN MEILAN INTERNATIONAL AIRPORT CO., LTD.
Ticker: 00357 Security ID: Y2983U103
Meeting Date: JUL 26, 2010 Meeting Type: Special
Record Date: JUN 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Services Agreement For Against Management
and Annual Caps
2 Appoint Feng Da'an as an Independent For For Management
Non-Executive Director
3 Reelect Zhang Han'an as Director For For Management
4 Reelect Zhang Shusheng as a Supervisor For For Management
--------------------------------------------------------------------------------
HAINAN MEILAN INTERNATIONAL AIRPORT CO., LTD.
Ticker: 00357 Security ID: Y2983U103
Meeting Date: OCT 15, 2010 Meeting Type: Special
Record Date: SEP 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividend of RMB 0.12 For For Management
Per Share
2 Elect Xu Bailing as Independent For For Management
Non-Executive Director
3 Elect Fung Ching, Simon as Independent For For Management
Non-Executive Director
--------------------------------------------------------------------------------
HAINAN MEILAN INTERNATIONAL AIRPORT CO., LTD.
Ticker: 00357 Security ID: Y2983U103
Meeting Date: MAR 21, 2011 Meeting Type: Special
Record Date: FEB 17, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Dong Zhanbin as Executive For For Management
Director and President of the Company
2 Reelect Chan Nap Kee, Joseph as For For Management
Non-executive Director
3 Reelect Yan Xiang as Non-executive For For Management
Director
4 Reelect George F. Meng as Independent For For Management
Non-executive Director and Member of
the Audit Committee of the Board
--------------------------------------------------------------------------------
HAINAN MEILAN INTERNATIONAL AIRPORT CO., LTD.
Ticker: 00357 Security ID: Y2983U103
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Working Report of Board of For For Management
Directors
2 Accept Working Report of Supervisory For For Management
Committee
3 Accept Audited Financial Statements For For Management
4 Approve Final Dividend For For Management
5 Approve PricewaterhouseCoopers Zhong For For Management
Tian CPAs Company Limited as Auditors
and Authorize the Chaiman of the Board
to Fix Their Remuneration
6 Approve Remuneration of Directors, For For Management
Supervisors, and Company Secretary for
the Year 2011
7 Other Business (Voting) For Against Management
8 Amend Articles of Association For For Management
9 Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
HANMI FINANCIAL CORPORATION
Ticker: HAFC Security ID: 410495105
Meeting Date: JUL 28, 2010 Meeting Type: Annual
Record Date: JUN 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director I Joon Ahn For For Management
1.2 Elect Director John A. Hall For For Management
1.3 Elect Director Paul Seon-Hong Kim For For Management
1.4 Elect Director Joon Hyung Lee For For Management
1.5 Elect Director Joseph K. Rho For For Management
1.6 Elect Director William Stolte For For Management
1.7 Elect Director Jay S. Yoo For For Management
2 Increase Authorized Common Stock For For Management
3 Approve Issuance of Shares for a For For Management
Private Placement
4 Ratify Auditors For For Management
5 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
HUADIAN POWER INTERNATIONAL CORPORATION LTD. (FORMER SHANDONG INT'L POWER DEV
Ticker: 600027 Security ID: Y3738Y101
Meeting Date: OCT 26, 2010 Meeting Type: Special
Record Date: SEP 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1a1 Approve Procurement of Coal From China For For Management
Huadian Corporation and Related Annual
Caps
1a2 Approve Supply of Coal and Service to For For Management
China Huadian Corporation China Huadian
Corporation and Related Annual Caps
1a3 Approve Procurement of Engineering For For Management
Equipments and Products from China
Huadian Corporation and Related Annual
Caps
1a2 Approve Procurement of Services from For For Management
China Huadian Corporation China Huadian
Corporation and Related Annual Caps
1b Approve Financial Services Framework For Against Management
Agreement with China Huadian
Corporation Finance Company and Related
Annual Caps
1c Approve Coal Purchase Framework For For Management
Agreement with Yanzhou Coal Mining
Industry Group Company Limited and
Related Annual Caps
1d Approve Coal Purchase Framework For For Management
Agreement with Huainan Mining Industry
Group Company Limited and Related
Annual Caps
2 Approve Joint Venture Agreement and For For Management
Related Transactions
3 Amend Articles Re: Change of Registered For For Management
Address
--------------------------------------------------------------------------------
HUADIAN POWER INTERNATIONAL CORPORATION LTD. (FORMER SHANDONG INT'L POWER DEV
Ticker: 600027 Security ID: Y3738Y101
Meeting Date: FEB 22, 2011 Meeting Type: Special
Record Date: JAN 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Capital Increase Agreement with For Against Management
China Huadian Corporation Finance
Company Ltd.
2 Approve Disposal by the Company of 3.3 For For Management
Percent Equity Interest in Huadian Coal
Industry Group Co., Ltd. to China
Huadian Corporation for a Consideration
of RMB 462 Million
3 Amend Articles of Association of the For For Management
Company Including the Codes of
Shareholders' Meeting, the Codes of
Board Practices and the Codes of
Supervisory Committee
--------------------------------------------------------------------------------
INMET MINING CORPORATION
Ticker: IMN Security ID: 457983104
Meeting Date: JUN 27, 2011 Meeting Type: Annual/Special
Record Date: MAY 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Yilmaz Arguden For For Management
1.2 Elect Director David R. Beatty For For Management
1.3 Elect Director John C. Eby For For Management
1.4 Elect Director John H. Clappison For For Management
1.5 Elect Director Paul E. Gagne For For Management
1.6 Elect Director Oyvind Hushovd For For Management
1.7 Elect Director Thomas E. Mara For For Management
1.8 Elect Director Jochen E. Tilk For For Management
1.9 Elect Director Douglas W. G. Whitehead For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Share Option Plan For For Management
--------------------------------------------------------------------------------
INTERCONTINENTALEXCHANGE, INC.
Ticker: ICE Security ID: 45865V100
Meeting Date: MAY 20, 2011 Meeting Type: Annual
Record Date: MAR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charles R. Crisp For For Management
2 Elect Director Jean-Marc Forneri For For Management
3 Elect Director Senator Judd A. Gregg For For Management
4 Elect Director Fred W. Hatfield For For Management
5 Elect Director Terrence F. Martell For For Management
6 Elect Director Callum Mccarthy For For Management
7 Elect Director Sir Robert Reid For For Management
8 Elect Director Frederic V. Salerno For For Management
9 Elect Director Jeffrey C. Sprecher For For Management
10 Elect Director Judith A. Sprieser For For Management
11 Elect Director Vincent Tese For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
14 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JARDEN CORPORATION
Ticker: JAH Security ID: 471109108
Meeting Date: JUN 13, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Grant For For Management
1.2 Elect Director Richard J. Heckmann For For Management
1.3 Elect Director Irwin D. Simon For For Management
2 Increase Authorized Common Stock For For Management
3 Change Range for Size of the Board For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
JEFFERIES GROUP, INC.
Ticker: JEF Security ID: 472319102
Meeting Date: MAY 09, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard B. Handler For For Management
1.2 Elect Director Brian P. Friedman For For Management
1.3 Elect Director W. Patrick Campbell For For Management
1.4 Elect Director Ian M. Cumming For For Management
1.5 Elect Director Richard G. Dooley For For Management
1.6 Elect Director Robert E. Joyal For For Management
1.7 Elect Director Michael T. O'Kane For For Management
1.8 Elect Director Joseph S. Steinberg For For Management
2 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JSE LTD
Ticker: JSE Security ID: S4254A102
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the year ended 31
December 2010
2 Re-elect Anton Botha as Director For For Management
3 Re-elect Andile Mazwai as Director For For Management
4 Reappoint KPMG Inc as Auditors of the For For Management
Company and Tracy Middlemiss as the
Designated Auditor
5 Reappoint Members of the Audit For For Management
Committee
6 Approve Final Dividend of 210 Cents Per For For Management
Share
7 Approve Remuneration Policy For For Management
8 Authorise Repurchase of Up to 5 Percent For For Management
of Issued Share Capital
9 Authorise the Company and Subsidiaries For For Management
to Provide Financial Assistance to the
Trust and to the Directors and
Prescribed Officers Participating in
LTIS 2010
10 Approve Non-Executive Directors' Fees For For Management
with Effect From 1 May 2011
--------------------------------------------------------------------------------
KEWEENAW LAND ASSOCIATION, LIMITED
Ticker: KEWL Security ID: 493026108
Meeting Date: MAY 16, 2011 Meeting Type: Proxy Contest
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Green Card) None
1.1 Elect Director David Ayer For Did Not Vote Management
1.2 Elect Director Donald J. Hoffman For Did Not Vote Management
2 Ratify Auditors For Did Not Vote Management
3 Increase Authorized Common Stock For Did Not Vote Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (White Card) None
1.1 Elect Director Ronald S. Gutstein For For Shareholder
1.2 Elect Director David Ayer For For Shareholder
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock Against Against Management
--------------------------------------------------------------------------------
KUNLUN ENERGY COMPANY LTD
Ticker: 00135 Security ID: G5320C108
Meeting Date: SEP 21, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of 75 Percent For For Management
Equity Interest in PetroChina Dalian
LNG Company Ltd. from PetroChina
Company Ltd. for a Consideration of RMB
2.2 Billion
--------------------------------------------------------------------------------
KUNLUN ENERGY COMPANY LTD
Ticker: 00135 Security ID: G5320C108
Meeting Date: DEC 23, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Huagang Capital Increase in For For Management
Relation to the Supplemental Equity
Joint Venture Agreement
2 Approve Chuangang Second Stage Non-Cash For For Management
Assets Injection in Relation to the
Supplemental Agreement
--------------------------------------------------------------------------------
KUNLUN ENERGY COMPANY LTD
Ticker: 00135 Security ID: G5320C108
Meeting Date: MAR 11, 2011 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by the Company of For For Management
the 60 Percent Equity Interest in
PetroChina Beijing Gas Pipeline Co.,
Ltd. from PetroChina Company Ltd. and
the Issuance of Consideration Shares
2 Approve Connected Transaction with a For For Management
Related Party and Revised Annual Caps
3 Approve Increase of the Authorized For Against Management
Share Capital from HK$80 Million to
HK$160 Million by the Creation of 8
Billion Shares of HK$0.10 Each
--------------------------------------------------------------------------------
KUNLUN ENERGY COMPANY LTD
Ticker: 00135 Security ID: G5320C108
Meeting Date: JUN 08, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Dividend For For Management
3a1 Reelect Cheng Cheng as Director For For Management
3a2 Reelect Lau Wah Sum as Director For For Management
3a3 Reelect Li Kwok Sing Aubrey as Director For For Management
3b Authorize Board to Fix the Remuneration For For Management
of Directors
4 Appoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
LICT CORPORATION
Ticker: LICT Security ID: 50187G104
Meeting Date: JUN 02, 2011 Meeting Type: Annual
Record Date: APR 20, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glenn J. Angiolillo For For Management
1.2 Elect Director Alfred W. Fiore For For Management
1.3 Elect Director Mario J. Gabelli For Withhold Management
1.4 Elect Director Thomas J. Hearity For Withhold Management
1.5 Elect Director Daniel R. Lee For For Management
1.6 Elect Director Salvatore Muoio For For Management
1.7 Elect Director Gary L. Sugarman For For Management
--------------------------------------------------------------------------------
MANTECH INTERNATIONAL CORPORATION
Ticker: MANT Security ID: 564563104
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George J. Pedersen For For Management
1.2 Elect Director Richard L. Armitage For For Management
1.3 Elect Director Mary K. Bush For For Management
1.4 Elect Director Barry G. Campbell For For Management
1.5 Elect Director W.r. Fatzinger, Jr. For For Management
1.6 Elect Director David E. Jeremiah For For Management
1.7 Elect Director Richard J. Kerr For For Management
1.8 Elect Director Kenneth A. Minihan For For Management
1.9 Elect Director Stephen W. Porter For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For Against Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MBIA INC.
Ticker: MBI Security ID: 55262C100
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 09, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Joseph W. Brown For For Management
2 Elect Director David A. Coulter For For Management
3 Elect Director Claire L. Gaudiani For For Management
4 Elect Director Steven J. Gilbert For For Management
5 Elect Director Daniel P. Kearney For For Management
6 Elect Director Kewsong Lee For For Management
7 Elect Director Charles R. Rinehart For For Management
8 Elect Director Theodore Shasta For For Management
9 Elect Director Richard C. Vaughan For For Management
10 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
11 Advisory Vote on Say on Pay Frequency One Year One Year Management
12 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MELCO INTERNATIONAL DEVELOPMENT LTD
Ticker: 00200 Security ID: Y59683188
Meeting Date: DEC 29, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of 38 Million Share For Against Management
Options to Ho, Lawrence Yau Lung Under
the Share Option Scheme of the Company
--------------------------------------------------------------------------------
MELCO INTERNATIONAL DEVELOPMENT LTD
Ticker: 00200 Security ID: Y59683188
Meeting Date: JUN 17, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a1 Reelect Ho, Lawrence Yau Lung as For For Management
Director
2a2 Reelect Roger Lobo as Director For For Management
2a3 Reelect Tyen Kan Hee, Anthony as For For Management
Director
2b Authorize Board to Fix Remuneration of For For Management
Directors
3 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
NZX LIMITED
Ticker: NZX Security ID: Q7018C118
Meeting Date: JUN 17, 2011 Meeting Type: Annual
Record Date: JUN 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize the Board to Fix the For For Management
Remuneration of the Auditors
2 Elect Neil Paviour-Smith as a Director For For Management
3 Elect Nigel Williams as a Director For For Management
4 Elect James Miller as a Director For For Management
--------------------------------------------------------------------------------
ONEX CORPORATION
Ticker: OCX Security ID: 68272K103
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
2 Authorize Board to Fix Remuneration of For For Management
Auditors
3 Holders of Subordinate Voting Shares: For Withhold Management
Elect William A. Etherington, Peter C.
Godsoe, Serge Gouin and Arni C.
Thorsteinson as Directors
--------------------------------------------------------------------------------
OSAKA SECURITIES EXCHANGE CO. LTD.
Ticker: 8697 Security ID: J6254G104
Meeting Date: JUN 22, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 6000
--------------------------------------------------------------------------------
PENN VIRGINIA GP HOLDINGS L P
Ticker: PVG Security ID: 70788P105
Meeting Date: MAR 09, 2011 Meeting Type: Special
Record Date: DEC 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PENN VIRGINIA RESOURCE PARTNERS, L.P.
Ticker: PVR Security ID: 707884102
Meeting Date: JUN 22, 2011 Meeting Type: Annual
Record Date: APR 26, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward B. Cloues, II For For Management
1.2 Elect Director James L. Gardner For For Management
1.3 Elect Director Robert J. Hall For For Management
1.4 Elect Director Thomas W. Hofmann For For Management
1.5 Elect Director James R. Montague For For Management
1.6 Elect Director Marsha R. Perelman For For Management
1.7 Elect Director William H. Shea, Jr. For Withhold Management
1.8 Elect Director John C. van Roden, Jr. For For Management
1.9 Elect Director Jonathan B. Weller For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PICO HOLDINGS, INC.
Ticker: PICO Security ID: 693366205
Meeting Date: MAY 13, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Ronald Langley For For Management
2 Elect Director John R. Hart For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PREFERRED BANK
Ticker: PFBC Security ID: 740367107
Meeting Date: JUL 30, 2010 Meeting Type: Annual
Record Date: JUL 08, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Li Yu For For Management
1.2 Elect Director Gary S. Nunnelly For Withhold Management
1.3 Elect Director Frank T. Lin For For Management
1.4 Elect Director Clark Hsu For For Management
2 Approve Conversion of Securities For For Management
3 Approve Conversion of Securities For Abstain Management
4 Ratify Auditors For For Management
5 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
PREFERRED BANK
Ticker: PFBC Security ID: 740367107
Meeting Date: MAY 24, 2011 Meeting Type: Annual
Record Date: APR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C.y. Cheng For For Management
1.2 Elect Director J. Richard Belliston For For Management
1.3 Elect Director Dr. Albert Yu For For Management
1.4 Elect Director Ching-Hsing Kao For For Management
1.5 Elect Director Kenneth Wang For For Management
2 Approve Reverse Stock Split For Against Management
3 Ratify Auditors For For Management
4 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
PZENA INVESTMENT MANAGEMENT, INC.
Ticker: PZN Security ID: 74731Q103
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard S. Pzena For For Management
1.2 Elect Director John P. Goetz For For Management
1.3 Elect Director William L. Lipsey For For Management
1.4 Elect Director Steven M. Galbraith For For Management
1.5 Elect Director Joel M. Greenblatt For For Management
1.6 Elect Director Richard P. Meyerowich For For Management
1.7 Elect Director Ronald W. Tysoe For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
RHJ INTERNATIONAL SA
Ticker: RHJI Security ID: B70883101
Meeting Date: SEP 21, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Report on None None Management
Consolidated and Unconsolidated
Financial Statements (Non-Voting)
2 Receive Auditors' Report on None None Management
Consolidated and Unconsolidated
Financial Statements (Non-Voting)
3 Receive Consolidated Financial None None Management
Statements (Non-Voting)
4 Approve Financial Statements, For Did Not Vote Management
Allocation of Income, and Omission of
Dividends
5 Approve Discharge of Directors For Did Not Vote Management
6 Approve Discharge of Auditors For Did Not Vote Management
7 Ratify KPMG as Auditors and Approve For Did Not Vote Management
Auditors' Remuneration
--------------------------------------------------------------------------------
RHJ INTERNATIONAL SA
Ticker: RHJI Security ID: B70883101
Meeting Date: SEP 21, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Fiscal Year End and Amend For Did Not Vote Management
Articles 27 and 36 Accordingly
2 Authorize Implementation of Approved For Did Not Vote Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
RHJ INTERNATIONAL SA
Ticker: RHJI Security ID: B70883101
Meeting Date: JUN 21, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Report on None None Management
Consolidated and Unconsolidated
Financial Statements
2 Receive Auditors' Report on None None Management
Consolidated and Unconsolidated
Financial Statements
3 Receive Consolidated Financial None None Management
Statements
4 Approve Financial Statements, For Did Not Vote Management
Allocation of Income, and Omission of
Dividends
5 Approve Discharge of Directors For Did Not Vote Management
6 Approve Discharge of Auditors For Did Not Vote Management
7a Reelect Timothy C. Collins as Director For Did Not Vote Management
7b Reelect Leonhard Fischer as Director For Did Not Vote Management
7c Reelect Ronald Daniel as Director For Did Not Vote Management
7d Reelect Mathias Dopfner as Director For Did Not Vote Management
7e Reelect Gerd Hausler as Director For Did Not Vote Management
7f Reelect Jun Makihara as Director For Did Not Vote Management
7g Elect Peter Foy as Director For Did Not Vote Management
7h Elect Lucio A. Noto as Director For Did Not Vote Management
7i Elect Konstantin von Schweinitz as For Did Not Vote Management
Director
8 Approve Remuneration of Directors For Did Not Vote Management
9 Indicate Ronald Daniel, Mathias For Did Not Vote Management
Dopfner, Peter Foy, Jun Makihara, and
Konstantin von Schweinitz as
Independent Board Member
--------------------------------------------------------------------------------
RHJ INTERNATIONAL SA
Ticker: RHJI Security ID: B70883101
Meeting Date: JUN 21, 2011 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Board to Repurchase of Shares For Did Not Vote Management
in the Event of a Serious and Imminent
Harm
2a Amend Articles Re: Shareholder Rights For Did Not Vote Management
Act
2b Amend Articles Re: Bearer Shares For Did Not Vote Management
2c Amend Article 28 Re: Registration For Did Not Vote Management
Requirements
2d Amend Article 29 Re: Proxy Voting For Did Not Vote Management
2e Amend Article 31 Re: Agenda and For Did Not Vote Management
Deliberations
2f Amend Article 33 Re: Postponement of For Did Not Vote Management
Meetings
3a Amend Article 6.1 Re: Routine For Did Not Vote Management
3b Amend Articles 6.2 Re: Routine For Did Not Vote Management
4 Authorize Implementation of Approved For Did Not Vote Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
RHJ INTERNATIONAL SA
Ticker: RHJI Security ID: B70883101
Meeting Date: JUN 21, 2011 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Board to Repurchase of Shares For Did Not Vote Management
in the Event of a Serious and Imminent
Harm
2a Amend Articles Re: Shareholder Rights For Did Not Vote Management
Act
2b Amend Articles Re: Bearer Shares For Did Not Vote Management
2c Amend Article 28 Re: Registration For Did Not Vote Management
Requirements
2d Amend Article 29 Re: Proxy Voting For Did Not Vote Management
2e Amend Article 31 Re: Agenda and For Did Not Vote Management
Deliberations
2f Amend Article 33 Re: Postponement of For Did Not Vote Management
Meetings
3a Amend Article 6.1 Re: Routine For Did Not Vote Management
3b Amend Articles 6.2 Re: Routine For Did Not Vote Management
4 Authorize Implementation of Approved For Did Not Vote Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
RITCHIE BROS. AUCTIONEERS INCORPORATED
Ticker: RBA Security ID: 767744105
Meeting Date: APR 28, 2011 Meeting Type: Annual/Special
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director Robert Waugh Murdoch For For Management
2.2 Elect Director Peter James Blake For For Management
2.3 Elect Director Eric Patel For For Management
2.4 Elect Director Beverley Anne Briscoe For For Management
2.5 Elect Director Edward Baltazar Pitoniak For For Management
2.6 Elect Director Christopher Zimmerman For For Management
2.7 Elect Director James Michael Micali For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Amend By-laws For Against Management
--------------------------------------------------------------------------------
ROVI CORPORATION
Ticker: ROVI Security ID: 779376102
Meeting Date: MAY 24, 2011 Meeting Type: Annual
Record Date: MAR 30, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alfred J. Amoroso For For Management
1.2 Elect Director Alan L. Earhart For For Management
1.3 Elect Director Andrew K. Ludwick For For Management
1.4 Elect Director James E. Meyer For For Management
1.5 Elect Director James P. O?Shaughnessy For For Management
1.6 Elect Director Ruthann Quindlen For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
RRI ENERGY, INC.
Ticker: GEN Security ID: 74971X107
Meeting Date: OCT 25, 2010 Meeting Type: Special
Record Date: SEP 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Approve Reverse Stock Split For For Management
3 Change Company Name For For Management
4 Approve Omnibus Stock Plan For For Management
5 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SHENZHEN EXPRESSWAY COMPANY LTD.
Ticker: 00548 Security ID: Y7741B107
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
for the Year 2010
2 Accept Report of the Supervisory For For Management
Committee for the Year 2010
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Profit Distribution Scheme and For For Management
Final Dividend
5 Approve Budget Report for the Year 2011 For For Management
6 Appoint PricewaterhouseCoopers Zhong For For Management
Tian CPAs Company Ltd. as Auditors of
the Company for 2011 and Authorize
Board to Fix Their Remuneration
7 Approve Issuance of Debentures For For Management
--------------------------------------------------------------------------------
SICHUAN EXPRESSWAY COMPANY LTD
Ticker: 00107 Security ID: Y79325109
Meeting Date: NOV 16, 2010 Meeting Type: Special
Record Date: OCT 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Debt Financing For For Management
Instruments
--------------------------------------------------------------------------------
SICHUAN EXPRESSWAY COMPANY LTD.
Ticker: 00107 Security ID: Y79325109
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: APR 20, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Profit Appropriation and For For Management
Dividend Distribution Plan for the Year
Ended Dec. 31, 2010
2 Approve Financial Budget Implementation For For Management
Report for the Year 2010
3 Accept Report of Board of Directors For For Management
4 Approve Report of Supervisory Committee For For Management
5 Approve Audited Financial Report for For For Management
the Year 2010
6 Approve Financial Budget Proposal for For For Management
the Year 2011
7 Reappoint Shinewing Certified Public For For Management
Accountants and Ernst & Young Certified
Public Accountants as Domestic and
International Auditors, Respectively,
and Authorize Board to Fix Their
Remuneration
8 Approve Duty Performance Report of For For Management
Independent Non-Executive Directors for
the Year 2010
--------------------------------------------------------------------------------
SIEM INDUSTRIES INC.
Ticker: SEMUF Security ID: G81226105
Meeting Date: MAY 09, 2011 Meeting Type: Annual
Record Date: APR 13, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Company's Consolidated For For Management
Financial Statements for the Year Ended
31 December 2010
2 Approve the Appointment of For For Management
PricewaterhouseCoopers as Auditors
--------------------------------------------------------------------------------
SINGAPORE EXCHANGE LTD.
Ticker: S68 Security ID: Y79946102
Meeting Date: OCT 07, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
SINGAPORE EXCHANGE LTD.
Ticker: S68 Security ID: Y79946102
Meeting Date: OCT 07, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend of SGD 0.1575 For For Management
Per Share
3 Reelect J Y Pillay as Director For For Management
4 Reelect Robert Owen as Director For For Management
5 Reelect Chew Choon Seng as Director For For Management
6 Reelect Loh Boon Chye as Director For For Management
7 Reelect Ng Kee Choe as Director For For Management
8 Reelect Magnus Bocker as Director For For Management
9 Approve Directors' Fees of SGD 750,000 For For Management
to be Paid to the Chairman of the Board
for the Year Ending June 30, 2011
10 Approve Directors' Fees of Up to SGD For For Management
1.2 Million for the Year Ending June
30, 2011
11 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
12 Elect Thaddeus Beczak as Director For For Management
13 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
--------------------------------------------------------------------------------
SOTHEBY'S
Ticker: BID Security ID: 835898107
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John M. Angelo For For Management
2 Elect Director Michael Blakenham For For Management
3 Elect Director The Duke Of Devonshire For For Management
4 Elect Director Daniel Meyer For For Management
5 Elect Director James Murdoch For For Management
6 Elect Director Allen Questrom For For Management
7 Elect Director William F. Ruprecht For For Management
8 Elect Director Marsha Simms For For Management
9 Elect Director Michael I. Sovern For For Management
10 Elect Director Donald M. Stewart For For Management
11 Elect Director Robert S. Taubman For For Management
12 Elect Director Diana L. Taylor For For Management
13 Elect Director Dennis M. Weibling For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
SPROTT INC.
Ticker: SII Security ID: 852066109
Meeting Date: JUN 02, 2011 Meeting Type: Annual/Special
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Eric S. Sprott, Jack C. Lee, Marc For Withhold Management
Faber, Peter Grosskopf, Mark McCain,
James T. Roddy and Arthur Richards as
Directors
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Approve 2011 Employee Profit Sharing For For Management
Plan
4 Approve 2011 Equity Incentive Plan for For Against Management
U.S. Service Providers
5 Re-approve Stock Option Plan For Against Management
--------------------------------------------------------------------------------
THE HOWARD HUGHES CORPORATION
Ticker: HHC Security ID: 44267D107
Meeting Date: JUN 22, 2011 Meeting Type: Annual
Record Date: APR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William Ackman For For Management
2 Elect Director David Arthur For For Management
3 Elect Director Adam Flatto For For Management
4 Elect Director Jeffrey Furber For For Management
5 Elect Director Gary Krow For For Management
6 Elect Director Allen Model For For Management
7 Elect Director R. Scot Sellers For For Management
8 Elect Director Steven Shepsman For For Management
9 Elect Director David R. Weinreb For For Management
10 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
11 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
THE LINK REAL ESTATE INVESTMENT TRUST
Ticker: 00823 Security ID: Y5281M111
Meeting Date: JUL 28, 2010 Meeting Type: Annual
Record Date: JUL 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Auditors' Reports
2 Note the Appointment of Auditors and None None Management
the Fixing of their Remuneration
3a Reelect William Chan Chak Cheung as For For Management
Director of the Manager
3b Reelect David Charles Watt as Director For For Management
of the Manager
3c Reelect Andy Cheung Lee Ming as For For Management
Director of the Manager
4a Reelect Nicholas Robert Sallnow-Smith For For Management
as Director of the Manager
4b Reelect Ian Keith Griffiths as Director For For Management
of the Manager
4c Reelect Richard Wong Yue Chim as For For Management
Director of the Manager
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
TIANJIN PORT DEVELOPMENT HOLDINGS LIMITED
Ticker: 03382 Security ID: G88680106
Meeting Date: NOV 29, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amended Financial Services For Against Management
Framework Agreement, the Non-Exempt
Continuing Connected Transactions, and
Related Proposed Annual Caps
--------------------------------------------------------------------------------
TSINGTAO BREWERY CO
Ticker: 600600 Security ID: Y8997D102
Meeting Date: FEB 18, 2011 Meeting Type: Special
Record Date: JAN 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Dismissal of For For Management
PricewaterhouseCoopers Being the
Company's Overseas Auditor
2 Approve Provision of Guarantees to the For Against Management
Bank Facilities of Tsingtao Brewery
(Hong Kong) Trade Company Limited
--------------------------------------------------------------------------------
TSINGTAO BREWERY CO., LTD.
Ticker: 600600 Security ID: Y8997D102
Meeting Date: JUN 16, 2011 Meeting Type: Annual
Record Date: MAY 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to the Articles of For For Management
Association and the Order of Meeting
for the Board of Directors
2 Approve the Company to Merge with Two For For Management
Wholly-Owned Subsidiaries
3 Approve Work Report of Board of For For Management
Directors
4 Approve Work Report of Board of For For Management
Supervisors
5 Approve Audited Financial Statements For For Management
6 Approve Profit Distribution Plan and For For Management
Dividend Distribution Plan
7 Reappoint PricewaterhouseCoopers Zhong For For Management
Tian CPAs Company Limited as Auditor
and Authorize Board to Fix Their
Remuneration
8 Appoint PricewaterhouseCoopers Zhong For For Management
Tian CPAs Company Limited as Internal
Control Auditor and Authorize Board to
Fix Their Remuneration
9a Elect Jin Zhi Guo as Executive Director For For Management
9b Elect Wang Fan as Executive Director For For Management
9c Elect Sun Ming Bo as Executive Director For For Management
9d Elect Jiang Hong as Executive Director For For Management
9e Elect Sun Yu Guo as Executive Director For For Management
9f Elect Fumio Yamazaki as Non-Executive For For Management
Director
9g Elect Chen Zhi Yuan as Non-Executive For For Management
Director
9h Elect Wang Xue Zheng as Independent For For Management
Non-Executive Director
9i Elect Zhao Chang Wen as Independent For For Management
Non-Executive Director
9j Elect Wu Xiao Bo as Independent For For Management
Non-Executive Director
9k Elect Ma Hai Tao as Independent For For Management
Non-Executive Director
10a Elect Du Chang Gong as Supervisor For For Management
10b Elect Yang Wei Cheng as Supervisor For For Management
10c Elect Li Yan as Supervisor For For Management
10d Elect Kazuo Motoyama as Supervisor For For Management
11 Approve Remuneration Proposal for the For For Management
Members of the New Board and Board of
Supervisors and Authorize Board to Fix
Remuneration of Directors and
Supervisors
12 Approve to Purchase the Director and For Against Management
Senior Management Liability Insurance
for Members of the New Board, Board of
Supervisors, and Senior Management
13 Approve Use of Proceeds from the For For Management
Exercise of the Warrants of the Bonds
with Warrants
--------------------------------------------------------------------------------
VALUE LINE, INC.
Ticker: VALU Security ID: 920437100
Meeting Date: AUG 17, 2010 Meeting Type: Annual
Record Date: AUG 02, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H.A. Brecher For Withhold Management
1.2 Elect Director M.E. Appel For Withhold Management
1.3 Elect Director S.R. Anastasio For Withhold Management
1.4 Elect Director W.E. Reed For For Management
1.5 Elect Director A. Fiore For For Management
1.6 Elect Director S. Davis For For Management
1.7 Elect Director T. Sarkany For Withhold Management
--------------------------------------------------------------------------------
VALUE PARTNERS GROUP LTD.
Ticker: 00806 Security ID: G93175100
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Reelect Cheah Cheng Hye as Executive For For Management
Director
3a2 Reelect Chang Sheung Lai as Executive For For Management
Director
3a3 Reelect Michael Francis Coorey as For For Management
Executive Director
3a4 Reelect Hung Yeuk Yan Renee as For For Management
Executive Director
3a5 Reelect Chen Shih-Ta Michael as For For Management
Independent Non-Executive Director
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Reappoint Auditor and Authorize Board For For Management
to Fix Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
WARNER MUSIC GROUP CORP.
Ticker: WMG Security ID: 934550104
Meeting Date: FEB 22, 2011 Meeting Type: Annual
Record Date: DEC 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edgar Bronfman, Jr. For Withhold Management
1.2 Elect Director Shelby W. Bonnie For For Management
1.3 Elect Director Richard Bressler For Withhold Management
1.4 Elect Director John P. Connaughton For Withhold Management
1.5 Elect Director Phyllis E. Grann For For Management
1.6 Elect Director Michele J. Hooper For For Management
1.7 Elect Director Scott L. Jaeckel For Withhold Management
1.8 Elect Director Seth W. Lawry For Withhold Management
1.9 Elect Director Thomas H. Lee For Withhold Management
1.10 Elect Director Ian Loring For Withhold Management
1.11 Elect Director Mark E. Nunnelly For Withhold Management
1.12 Elect Director Scott M. Sperling For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
WENDY'S/ARBY'S GROUP, INC.
Ticker: WEN Security ID: 950587105
Meeting Date: MAY 26, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nelson Peltz For For Management
1.2 Elect Director Peter W. May For For Management
1.3 Elect Director Clive Chajet For For Management
1.4 Elect Director Edward P. Garden For For Management
1.5 Elect Director Janet Hill For For Management
1.6 Elect Director Joseph A. Levato For For Management
1.7 Elect Director J. Randolph Lewis For For Management
1.8 Elect Director Peter H. Rothschild For For Management
1.9 Elect Director David E. Schwab, II For For Management
1.10 Elect Director Roland C. Smith For For Management
1.11 Elect Director Raymond S. Troubh For For Management
1.12 Elect Director Jack G. Wasserman For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
WILSHIRE BANCORP, INC.
Ticker: WIBC Security ID: 97186T108
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: APR 05, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven Koh For For Management
1.2 Elect Director Donald Byun For For Management
1.3 Elect Director Lawrence Jeon For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Require a Majority Vote for the For For Shareholder
Election of Directors
4 Amend Articles of Incorporation to For For Management
Adopt Majority Voting for Uncontested
Election of Directors
--------------------------------------------------------------------------------
ZHEJIANG EXPRESSWAY CO., LTD.
Ticker: 00576 Security ID: Y9891F102
Meeting Date: OCT 18, 2010 Meeting Type: Special
Record Date: SEP 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ding Huikang as Executive For For Management
Director and Authorize Board to Fix His
Remuneration
2 Elect Liu Haisheng as a Supervisor For For Management
3 Approve Interim Dividend of RMB 0.06 For For Management
Per Share
4 Amend Articles of Association For For Management
=================== KINETICS WATER INFRASTRUCTURE PORTFOLIO ====================
AMERON INTERNATIONAL CORPORATION
Ticker: AMN Security ID: 030710107
Meeting Date: MAR 30, 2011 Meeting Type: Proxy Contest
Record Date: FEB 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Gold Card) None
1.1 Elect Director James S. Marlen For Did Not Vote Management
1.2 Elect Director David Davenport For Did Not Vote Management
2 Ratify Auditors For Did Not Vote Management
3 Advisory Vote to Ratify Named Executive For Did Not Vote Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Did Not Vote Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (White Card) None
1.1 Elect Director James A. Mitarotonda For For Shareholder
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive Against Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ARMTEC INFRASTRUCTURE INC
Ticker: ARF Security ID: 04248B109
Meeting Date: JUN 23, 2011 Meeting Type: Annual/Special
Record Date: MAY 05, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
2.1 Elect Director Robert J. Wright For For Management
2.2 Elect Director Ron V. Adams For For Management
2.3 Elect Director Brian W. Jamieson For For Management
2.4 Elect Director John E. Richardson For For Management
2.5 Elect Director Michael S. Skea For For Management
2.6 Elect Director Charles M. Phillips For For Management
2.7 Elect Director Donald W. Cameron For For Management
3 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
BROOKFIELD RENEWABLE POWER FUND
Ticker: BRC.U Security ID: 112834130
Meeting Date: MAY 13, 2011 Meeting Type: Annual/Special
Record Date: MAR 23, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Ernst & Young LLP as Auditors For For Management
of the Fund and Authorize BRPT Trustees
to Fix Their Remuneration
2 Direct Sole Trustee to Vote to Approve For For Management
Ernst & Young LLP as Auditors and
Authorize BRPT Trustees to Fix Their
Remuneration
3 Direct Trustee to Vote to Elect Andre For Withhold Management
Bureau, Dian Cohen, Pierre Dupuis,
Harry A. Goldgut, Kenneth W. Harrigan,
Edward C. Kress, Richard Legault and
Saul Shulman as Trustees
4 Amend the Trust Agreement of the Fund For For Management
dated October 27, 1999
--------------------------------------------------------------------------------
CADIZ INC.
Ticker: CDZI Security ID: 127537207
Meeting Date: JUN 02, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith Brackpool For For Management
1.2 Elect Director Murray H. Hutchison For Withhold Management
1.3 Elect Director Timothy J. Shaheen For For Management
1.4 Elect Director Winston Hickox For Withhold Management
1.5 Elect Director Geoffrey Grant For Withhold Management
1.6 Elect Director Raymond J. Pacini For Withhold Management
1.7 Elect Director Stephen E. Courter For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CASCAL NV
Ticker: CCALF Security ID: N1842P109
Meeting Date: JUL 09, 2010 Meeting Type: Special
Record Date: JUN 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect M. Everett and J. Jones as None Against Shareholder
Non-Executive Directors (Bundled)
3 Elect Tang Kin Fei, Tan Cheng Guan, None Against Shareholder
David Guy, and Richard Quek as
Directors (Bundled)
4 Allow Questions None None Management
5 Close Meeting None None Management
--------------------------------------------------------------------------------
CASCAL NV
Ticker: CCALF Security ID: N1842P109
Meeting Date: AUG 31, 2010 Meeting Type: Annual
Record Date: AUG 03, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Approve Financial Statements and For For Management
Statutory Reports
4 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
5 Elect Stephane Richer as Director For Against Management
6 Reelect Willy Biewinga as Director For For Management
7 Ratify PricewaterhouseCoopers For For Management
Accountants NV as Auditors
8 Approve Remuneration of Supervisory For Against Management
Board
9 Amend Articles re: Delisting of Shares For For Management
from Stock Exchange, Amend Fiscal Year,
and Legal Changes
10 Grant Board Authority to Issue All Yet For Against Management
Unissued Shares
11 Authorize Board to Exclude Preemptive For Against Management
Rights from Issuance under Item 10
12 Authorize Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
13 Allow Questions None None Management
14 Close Meeting None None Management
--------------------------------------------------------------------------------
CHINA HYDROELECTRIC CORP
Ticker: CHC Security ID: 16949D101
Meeting Date: SEP 28, 2010 Meeting Type: Annual
Record Date: AUG 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association to Create For For Management
Classes of the Board
2 Elect John D. Kuhns as Director For For Management
3 Elect Richard H. Hochman as Director For For Management
4 Elect Shadron Lee Stastney as Director For For Management
5 Ratify Ernst & Young Hua Ming as For For Management
Auditors
--------------------------------------------------------------------------------
CHINA VALVES TECHNOLOGY, INC.
Ticker: CVVT Security ID: 169476207
Meeting Date: JUL 09, 2010 Meeting Type: Annual
Record Date: MAY 21, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Siping Fang For For Management
1.2 Elect Director Zengbiao Yu For For Management
1.3 Elect Director Peter Li For For Management
1.4 Elect Director William Haus For For Management
1.5 Elect Director Binjie Fang For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CONSOLIDATED WATER CO. LTD.
Ticker: CWCO Security ID: G23773107
Meeting Date: MAY 24, 2011 Meeting Type: Annual
Record Date: MAR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carson K. Ebanks For For Management
1.2 Elect Director Richard L. Finlay For For Management
1.3 Elect Director Clarence B. Flowers, Jr For For Management
1.4 Elect Director Frederick W. Mctaggart For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Marcum LLP as Auditors For For Management
--------------------------------------------------------------------------------
ENERGY RECOVERY, INC .
Ticker: ERII Security ID: 29270J100
Meeting Date: JUN 10, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Yu Lang Mao For For Management
1.2 Elect Director Thomas S. Rooney, Jr. For For Management
1.3 Elect Director Dominique Trempont For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
FLOW INTERNATIONAL CORPORATION
Ticker: FLOW Security ID: 343468104
Meeting Date: SEP 09, 2010 Meeting Type: Annual
Record Date: JUL 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charles M. Brown For Against Management
2 Elect Director Patrick J. Byrne For For Management
3 Elect Director Bradley D. Tilden For For Management
4 Elect Director Jerry L. Calhoun For Against Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HAWKINS, INC.
Ticker: HWKN Security ID: 420261109
Meeting Date: JUL 28, 2010 Meeting Type: Annual
Record Date: JUN 01, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John S. McKeon For Withhold Management
1.2 Elect Director John R. Hawkins For For Management
1.3 Elect Director James A. Faulconbridge For For Management
1.4 Elect Director Duane M. Jergenson For For Management
1.5 Elect Director Daryl I. Skaar For For Management
1.6 Elect Director James T. Thompson For For Management
1.7 Elect Director Jeffrey L. Wright For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Articles of Incorporation For For Management
--------------------------------------------------------------------------------
NORTHUMBRIAN WATER GROUP PLC
Ticker: NWG Security ID: G6661T130
Meeting Date: JUL 29, 2010 Meeting Type: Annual
Record Date: JUL 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Heidi Mottram as Director For For Management
5 Elect Margaret Fay as Director For For Management
6 Re-elect Sir Patrick Brown as Director For For Management
7 Re-elect Chris Green as Director For For Management
8 Re-elect Claude Lamoureux as Director For For Management
9 Re-elect Martin Negre as Director For For Management
10 Re-elect Alex Scott-Barrett as Director For For Management
11 Re-elect Sir Derek Wanless as Director For For Management
12 Reappoint Ernst & Young LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise EU Political Donations & For For Management
Expenditure
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase For For Management
18 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
19 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
PUNCAK NIAGA HOLDINGS BHD
Ticker: PUNCAK Security ID: Y71621AA7
Meeting Date: MAY 05, 2011 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of Time for PNHB to For Did Not Vote Management
Remedy the Breach Arising from the
Failure to Maintain a Minimum Rating of
"BBB-" from Malaysian Rating
Corporation Bhd in respect of the RUN
(Proposed Extension)
2 Authorize Malaysian Trustees Bhd to For Did Not Vote Management
Execute All or Any Documentation to
Give Effect to the Proposed Extension
--------------------------------------------------------------------------------
SEVERN TRENT PLC
Ticker: SVT Security ID: G8056D159
Meeting Date: JUL 20, 2010 Meeting Type: Annual
Record Date: JUL 18, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Elect Andrew Duff as Director For For Management
5 Re-elect Martin Kane as Director For For Management
6 Re-elect Martin Lamb as Director For For Management
7 Re-elect Baroness Sheila Noakes as For For Management
Director
8 Re-elect Andy Smith as Director For For Management
9 Reappoint Deloitte LLP as Auditors For For Management
10 Authorise Board to Fix Remuneration of For For Management
Auditors
11 Authorise EU Political Donations and For For Management
Expenditure
12 Ratify Infringements of Duty to None For Management
Restrict Borrowings
13 Authorise Issue of Equity with For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Market Purchase For For Management
16 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
17 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
TETRA TECH, INC.
Ticker: TTEK Security ID: 88162G103
Meeting Date: MAR 01, 2011 Meeting Type: Annual
Record Date: JAN 03, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dan L. Batrack For For Management
1.2 Elect Director Hugh M. Grant For For Management
1.3 Elect Director Patrick C. Haden For For Management
1.4 Elect Director J. Christopher Lewis For For Management
1.5 Elect Director Albert E. Smith For For Management
1.6 Elect Director J. Kenneth Thompson For For Management
1.7 Elect Director Richard H. Truly For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TRI-TECH HOLDING INC.
Ticker: TRIT Security ID: G9103F106
Meeting Date: NOV 19, 2010 Meeting Type: Annual
Record Date: OCT 08, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Robert W. Kraft as Director For For Management
1.2 Elect Da-Zhuang Guo, Ph.D. as Director For For Management
1.3 Elect Peter Zhuo as Director For For Management
1.4 Elect Peter Dong as Director For For Management
1.5 Elect Gavin Cheng as Director For For Management
1.6 Elect Phil Fan as Director For For Management
2 Ratify Bernstein & Pinchuk LLP as For For Management
Auditors
3 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
UNITED UTILITIES GROUP PLC
Ticker: UU. Security ID: G92755100
Meeting Date: JUL 23, 2010 Meeting Type: Annual
Record Date: JUL 21, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Charlie Cornish as Director For For Management
5 Re-elect Dr Catherine Bell as Director For For Management
6 Re-elect Nick Salmon as Director For For Management
7 Reappoint Deloitte LLP as Auditors For For Management
8 Authorise Board to Fix Remuneration of For For Management
Auditors
9 Authorise Issue of Equity with For For Management
Pre-emptive Rights
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights
11 Authorise Market Purchase For For Management
12 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
13 Adopt New Articles of Association For For Management
14 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
XINJIANG TIANYE WATER SAVING IRRIGATION SYSTEM CO., LTD.
Ticker: 00840 Security ID: Y97243102
Meeting Date: AUG 18, 2010 Meeting Type: Special
Record Date: JUL 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Resignation of Guo Qing Ren For For Management
as an Executive Director
2 Elect Hou Guo Jun as an Executive For For Management
Director
3 Elect Yin Xiu Fa as an Executive For For Management
Director
4 Elect Chen Lin as an Executive Director For For Management
5 Elect Wang Yun as an Independent For For Management
Non-Executive Director
6 Reelect Shi Xiang Shen as an Executive For For Management
Director
7 Reelect Li Shuang Quan as an Executive For For Management
Director
8 Reelect Zhu Jia Ji as an Executive For For Management
Director
9 Reelect He Lin Wang as an Independent For For Management
Non-Executive Director
10 Reelect Xia Jun Min as an Independent For For Management
Non-Executive Director
11 Reelect Gu Lie Feng as an Independent For For Management
Non-Executive Director
12 Reelect Mak King Sau as an Independent For For Management
Non-Executive Director
13 Reelect He Jie as a Supervisor For For Management
14 Reelect Huang Jun Lin as a Supervisor For For Management
15 Amend the Articles of Association of For For Management
the Company
================ THE KINETICS GOVERNMENT MONEY MARKET PORTFOLIO ================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant: Kinetics Portfolios Trust
By (Signature and Title): /s/ Peter B. Doyle
------------------
Peter B. Doyle
President
Date: August 23, 2011