N-PX 1 kpt_2010npx.txt ANNUAL REPORT OF PROXY VOTING - 2 - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number: 811-09923 Kinetics Portfolios Trust ------------------------- (Exact name of registrant as specified in charter) 555 Taxter Road, Suite 175, Elmsford, NY 10523 ----------------------------------------------- (Address of principal executive offices) (Zip code) Andrew M. Fishman 555 Taxter Road Suite 175 Elmsford, NY 10523 -------------------- (Name and address of agent for service) Registrant's telephone number, including area code: 1-646-495-7333 Date of fiscal year end: 12/31 Date of reporting period: 07/01/2009 - 06/30/2010 ITEM 1. PROXY VOTING RECORD ******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-09923 Reporting Period: 07/01/2009 - 06/30/2010 Kinetics Portfolio Trust ========================== Kinetics Global Portfolio =========================== ANHUI EXPRESSWAY CO LTD Ticker: 600012 Security ID: Y01374100 Meeting Date: MAR 26, 2010 Meeting Type: Special Record Date: FEB 24, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhou Ren Qiang as Director and For For Management Authorize Board to Determine His Remuneration 2 Elect Wang Wei Sheng as Supervisor and For For Management Authorize Supervisory Committee to Determine His Remuneration -------------------------------------------------------------------------------- ARCELORMITTAL Ticker: MT Security ID: 03938L104 Meeting Date: MAY 11, 2010 Meeting Type: Annual Record Date: APR 1, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive and Approve Directors' and None None Management Auditors' Reports 2 Accept Consolidated Financial For Did Not Vote Management Statements 3 Accept Financial Statements For Did Not Vote Management 4 Approve Allocation of Income and For Did Not Vote Management Dividends of USD 0.75 per Share 5 Approve Remuneration of Directors For Did Not Vote Management 6 Approve Discharge of Directors For Did Not Vote Management 7 Acknowledge Cooptation of Jeannot For Did Not Vote Management Krecke as Director 8 Reelect Vanisha Mittal Bhatia as For Did Not Vote Management Director 9 Elect Jeannot Krecke as Director For Did Not Vote Management 10 Approve Share Repurchase Program For Did Not Vote Management 11 Ratify Deloitte SA as Auditors For Did Not Vote Management 12 Approve Share Plan Grant For Did Not Vote Management 13 Approve Employee Stock Purchase Plan For Did Not Vote Management 14 Waive Requirement for Mandatory Offer For Did Not Vote Management to All Shareholders -------------------------------------------------------------------------------- AWB LIMITED Ticker: AWB Security ID: Q12332104 Meeting Date: DEC 23, 2009 Meeting Type: Annual Record Date: DEC 21, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive the Financial Statements and None None Management Statutory Reports for the Financial Year Ended Sept. 30, 2009 2 Elect Tony Howarth as a Director For For Management 3 Elect Stephen Mayne as a Director Against Against Shareholder 4 Approve the Grant of 800,000 For For Management Performance Rights to Gordon Davis, Managing Director, under the AWB Ltd Performance Rights Plan 5 Approve the Remuneration Report for the For Against Management Financial Year Ended Sept. 30, 2009 -------------------------------------------------------------------------------- AXIATA GROUP BHD. Ticker: AXIATA Security ID: Y0488A101 Meeting Date: JUN 22, 2010 Meeting Type: Annual Record Date: JUN 15, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Financial Year Ended Dec. 31, 2009 2 Elect Jamaludin Ibrahim as Director For For Management 3 Elect Ghazzali Sheikh Abdul Khalid as For For Management Director 4 Elect Farid Mohamed Sani as Director For For Management 5 Approve Remuneration of Directors in For For Management the Amount of MYR 2.01 Million for the Financial Year Ended Dec. 31, 2009 6 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Implementation of Shareholders' For For Management Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- BANCO COMPARTAMOS S.A. INSTITUCION DE BANCA MULTIPLE Ticker: COMPARTO Security ID: P08915103 Meeting Date: APR 19, 2010 Meeting Type: Annual Record Date: APR 5, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and Accept For For Management Board of Directors Report for Fiscal Year Ended Dec. 31, 2009 2 Approve Allocation of Income For For Management 3 Accept Report on Share Repurchase Fund For For Management Status and Set Maximum Aggregate Amount for Share Repurchase for Fiscal Year 2010 4 Present Report of Compliance with For For Management Fiscal Obligations 5 Elect Directors; Verify Independence For Against Management Classification 6 Elect Members to Audit Committee For Against Management 7 Elect Supervisory Board Members For Against Management 8 Approve Remuneration of Directors and For For Management Supervisory Board Members 9 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting -------------------------------------------------------------------------------- BANCO DE CHILE Ticker: CHILE Security ID: 059520106 Meeting Date: MAR 25, 2010 Meeting Type: Annual/Special Record Date: FEB 25, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Company Bylaws Re: For For Management Transitory Provision to Define the Distributable Net Profit Based on Agreement Between Banco Central de Chile and SM Chile S.A. on Nov. 8, 1996 in Accordance with Law No. 19,396 1 Approve Consolidated Financial For For Management Statements and Auditor's Report for Fiscal Year Ended December 31, 2009. 2 Approve Allocation of Income for Fiscal For For Management Year Ended December 31, 2009 and Dividends of CLP 3.50 Per Share, Corresponding to 100 Percent of Income 3 Approve Remuneration of Directors For For Management 4 Approve Remuneration and Budget of For For Management Directors Committee and Audit Committee; Fix Budget of Both Committees 5 Elect External Auditors For For Management 6 Receive Directors Committee and Audit None None Management Committee Reports 7 Present Special Auditors' Report None None Management Regarding Related-Party Transactions. 8 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- BAXTER INTERNATIONAL INC. Ticker: BAX Security ID: 071813109 Meeting Date: MAY 4, 2010 Meeting Type: Annual Record Date: MAR 8, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Blake E. Devitt For For Management 2 Elect Director John D. Forsyth For For Management 3 Elect Director Gail D. Fosler For For Management 4 Elect Director Carole J. Shapazian For For Management 5 Ratify Auditors For For Management 6 Reduce Supermajority Vote Requirement Against For Shareholder -------------------------------------------------------------------------------- BRAMBLES LTD Ticker: BXB Security ID: Q6634U106 Meeting Date: NOV 19, 2009 Meeting Type: Annual Record Date: NOV 17, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive the Financial Statements and None None Management Statutory Reports for the Financial Year Ended June 30, 2009 2 Approve the Remuneration Report for the For For Management Financial Year Ended June 30, 2009 3 Elect John Patrick Mullen as a Director For For Management 4 Elect Brian Martin Schwartz as a For For Management Director 5 Elect Graham John Kraehe as a Director For For Management 6 Elect Stephen Paul Johns as a Director For For Management 7 Elect Sarah Carolyn Hailes Kay as a For For Management Director 8 Approve the Amendments to the For For Management Constitution -------------------------------------------------------------------------------- BRICK GROUP INCOME FUND Ticker: BRK.U Security ID: 107874109 Meeting Date: MAY 6, 2010 Meeting Type: Annual/Special Record Date: APR 6, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ron D. Barbaro, Anthony For Withhold Management Griffiths, Chris Hodgson, Domenic Ieraci and Paul Rivett as Trustees of the Fund 2 Approve Deloitte & Touche LLP as For For Management Auditors of the Fund and Authorize Trustees to Fix Their Remuneration 3 Approve Unit Option Plan For For Management 4 Approve Performance Share Unit Plan For For Management 5 Approve Deferred Share Unit Plan For For Management 6 Approve Grant of 6,000,000 Unit Options For For Management to Bill Gregson -------------------------------------------------------------------------------- BURSA MALAYSIA BHD. Ticker: BURSA Security ID: Y1028U102 Meeting Date: MAR 29, 2010 Meeting Type: Annual Record Date: MAR 18, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Financial Year Ended Dec. 31, 2009 2 Elect Abdul Wahid bin Omar as Director For For Management 3 Elect Yusli bin Mohamed Yusoff as For For Management Director 4 Elect Saiful Bahri bin Zainuddin as For For Management Director 5 Elect Ong Leong Huat @ Wong Joo Hwa as For For Management Director 6 Approve Final Dividend of MYR 0.09 Per For For Management Share for the Financial Year Ended Dec. 31, 2009 7 Approve Remuneration of Directors for For For Management the Financial Year Ended Dec. 31, 2009 8 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11 Elect Mohamed Dzaiddin bin Haji For For Management Abdullah as Director -------------------------------------------------------------------------------- CANADIAN NATIONAL RAILWAY COMPANY Ticker: CNR Security ID: 136375102 Meeting Date: APR 27, 2010 Meeting Type: Annual Record Date: MAR 15, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Michael R. Armellino as Director For For Management 1.2 Elect A. Charles Baillie as Director For For Management 1.3 Elect Hugh J. Bolton as Director For For Management 1.4 Elect Gordon D. Giffin as Director For For Management 1.5 Elect Edith E. Holiday as Director For For Management 1.6 Elect V. Maureen Kempston Darkes as For For Management Director 1.7 Elect Denis Losier as Director For For Management 1.8 Elect Edward C. Lumley as Director For For Management 1.9 Elect David G.A. McLean as Director For For Management 1.10 Elect Claude Mongeau as Director For For Management 1.11 Elect Robert Pace as Director For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CANADIAN PACIFIC RAILWAY LIMITED Ticker: CP Security ID: 13645T100 Meeting Date: MAY 21, 2010 Meeting Type: Annual/Special Record Date: MAR 24, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 2.1 Elect Director John E. Cleghorn For For Management 2.2 Elect Director Tim W. Faithfull For For Management 2.3 Elect Director Frederic J. Green For For Management 2.4 Elect Director Krystyna T. Hoeg For For Management 2.5 Elect Director Richard C. Kelly For For Management 2.6 Elect Director John P. Manley For For Management 2.7 Elect Director Linda J. Morgan For For Management 2.8 Elect Director Madeleine Paquin For For Management 2.9 Elect Director Michael E.J. Phelps For For Management 2.10 Elect Director Roger Phillips For For Management 2.11 Elect Director David W. Raisbeck For For Management 2.12 Elect Director Hartley T. Richardson For For Management 2.13 Elect Director Michael W. Wright For For Management 3 Amend Bylaw No. 1 For For Management -------------------------------------------------------------------------------- CARREFOUR Ticker: CA Security ID: F13923119 Meeting Date: MAY 4, 2010 Meeting Type: Annual/Special Record Date: APR 29, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Discharge Directors 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Transaction with Lars Olofsson For Against Management Re: Severance Payment 4 Approve Transaction with Lars Olofsson For For Management Re: Additional Pension Scheme 5 Approve Allocation of Income and For For Management Dividends of EUR 1.08 per Share 6 Reelect Anne-Claire Taittinger as For For Management Director 7 Reelect Sebastien Bazin as Director For For Management 8 Reelect Thierry Breton as Director For For Management 9 Reelect Charles Edelstenne as Director For For Management 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11 Approve Reduction in Share Capital via For For Management Cancellation of Repurchased Shares 12 Authorize Stock Option Plan For Against Management 13 Authorize up to 0.5 Percent of Issued For Against Management Capital for Use in Restricted Stock Plan -------------------------------------------------------------------------------- CHAROEN POKPHAND FOODS PCL Ticker: CPF Security ID: Y1296K117 Meeting Date: APR 21, 2010 Meeting Type: Annual Record Date: MAR 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous AGM For For Management 2 Acknowledge 2009 Operations Report None None Management 3 Accept Financial Statements and For For Management Statutory Reports 4 Acknowledge Interim Dividend of THB None None Management 0.23 Per Share 5 Approve Allocation of Income and For For Management Payment of Final Dividend of 0.50 Per Share 6.1 Elect Min Tieanworn as Director For For Management 6.2 Elect Chingchai Lohawatanakul as For For Management Director 6.3 Elect Phongthep Chiaravanont as For For Management Director 6.4 Elect Adirek Sripratak as Director For For Management 6.5 Elect Pong Visedpaitoon as Director For For Management 6.6 Elect Chaiyawat Wibulswasdi as Director For For Management 7 Approve Remuneration of Directors For For Management 8 Approve KPMG Phoomchai Audit Ltd as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Acquisition of the Entire For For Management Business of Pokphand Aquatech Co Ltd -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LIMITED Ticker: 600115 Security ID: Y1406M102 Meeting Date: SEP 7, 2009 Meeting Type: Special Record Date: AUG 7, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Class of Shares to be Issued For For Management and Nominal Value of A Shares 1b Approve Method of Issue For For Management 1c Approve Number of Shares to be Issued For For Management 1d Approve Target Subscriber and Method of For For Management Subscription 1e Approve Subscription Price and Date and For For Management Basis of Determination of the Subscription Price 1f Approve Lock-Up Period Arrangement For For Management 1g Approve Place of Listing For For Management 1h Approve Use of Proceeds For For Management 1i Approve Arrangement of Retained Profits For For Management 1j Approve Validity Period of Resolution For For Management 2 Approve H Share Specific Mandate to For For Management Issue Not More than 490 Million New H Shares by Way of Non-Public Offering to CES Global at the Minimum Subscription Price of HK$1.40 Per H Share 3 Approve Plan for the Non-Public For For Management Issuance of A Shares 4 Approve Terms and Conditions and the For For Management Implementation of Transactions Contemplated Under the A Share Subscription Agreement and H ShareSubscription Agreement 5 Amend Articles Re: Increase in For For Management Registered Capital and Change of Shareholding 6 Approve the Conditions for Non-Public For For Management Issuance of A Shares to Specific Investors 7 Approve Explanation on the Use of the For For Management Proceeds of the Previous Fund Raising Activities 8 Authorize Board to Deal with All For For Management Matters Relating to A Share Issue and H Share Issue 9 Approve Feasibility Report on the Use For For Management of Proceeds Raised from the Non-Public Issuance of A Shares 10 Waive Mandatory General Offer to For For Management Shareholders by CEA Holding -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LIMITED Ticker: 600115 Security ID: Y1406M102 Meeting Date: SEP 7, 2009 Meeting Type: Special Record Date: AUG 7, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Class of Shares To be Issued For For Management and Nominal Value 1b Approve Method of Issue For For Management 1c Approve Number of Shares of to be For For Management Issued 1d Approve Target Subscriber and Method of For For Management Subscription 1e Approve Date, Subscription Price and For For Management Basis of Determination of Subscription Price 1f Approve Lock-Up Period Arrangement For For Management 1g Approve Place of Listing For For Management 1h Approve Use of Proceeds For For Management 1i Approve Arrangement of Retained Profits For For Management 1j Approve Validity Period of Resolution For For Management 2 Approve H Share Specific Mandate to For For Management Issue Not More than 490 Million New H Shares by Way of Non-Public Offering to CES Global at the Minimum Subscription Price of HK$1.4 Per H Share -------------------------------------------------------------------------------- CHINA NATIONAL BUILDING MATERIAL CO LTD Ticker: 3323 Security ID: Y15045100 Meeting Date: AUG 24, 2009 Meeting Type: Special Record Date: JUL 24, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Acquisition Agreements For For Management Between the Company, Sanshi Group, Parent and Shanghai Lixin Zhongcheng Asset and Equity Management 2 Elect Cui Xingtai as Executive Director For For Management 3 Amend Articles Re: Board Composition For For Management -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP. Ticker: 386 Security ID: Y15010104 Meeting Date: OCT 15, 2009 Meeting Type: Special Record Date: SEP 14, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Connected Transaction with a For Against Management Related Party and the Related Annual Caps -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP. Ticker: 386 Security ID: 16941R108 Meeting Date: OCT 15, 2009 Meeting Type: Special Record Date: SEP 14, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Connected Transaction with a For Against Management Related Party and the Related Annual Caps -------------------------------------------------------------------------------- CHINA SOUTH LOCOMOTIVE & ROLLING STOCK CORPORATION LTD. Ticker: 601766 Security ID: Y1516V109 Meeting Date: JUN 17, 2010 Meeting Type: Annual Record Date: MAY 14, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Work Report of the Board For For Management 2 Accept Work Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution Plan For For Management 5 Approve Connected Transaction with a For For Management Related Party 6 Approve Resolution in Relation to the For Against Management External Guarantees Provided by the Company and its Subsidiaries 7 Reappoint Auditors and Approve the For For Management Bases for Determination of Their Remuneration 8 Approve Resolution in Relation to the For For Management Remuneration and Welfare of Directors and Supervisors 9 Approve Resolution in Relation to the For For Management Adjustment of Remuneration Packages of Independent Directors 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11 Change English Name to CSR Corporation For For Management Ltd. -------------------------------------------------------------------------------- CHINA WATER AFFAIRS GROUP LTD (FORMERLY CHINA SILVER DRAGON Ticker: 855 Security ID: G21090124 Meeting Date: SEP 4, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3a Reelect Huang Shao Yun as Independent For For Management Non-Executive Director 3b Reelect Lui Dong as Independent For For Management Non-Executive Director 3c Reelect Chau Kam Wing as Independent For For Management Non-Executive Director 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Reappoint Grant Thornton as Auditors For For Management and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Reduction of Share Premium For For Management Account and Credit Amount Arising from the Reduction to the Contributed Surplus Account of the Company -------------------------------------------------------------------------------- CHUO MITSUI TRUST HOLDINGS INC. Ticker: 8309 Security ID: J0752J108 Meeting Date: JUN 29, 2010 Meeting Type: Annual Record Date: MAR 31, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 8 2 Amend Articles to Remove Provisions on For For Management Two Classes of Preferred Shares to Reflect Cancellation 3.1 Elect Director Kazuo Tanabe For For Management 3.2 Elect Director Kunitaro Kitamura For For Management 3.3 Elect Director Nobuo Iwasaki For For Management 3.4 Elect Director Shinji Ochiai For For Management 3.5 Elect Director Jun Okuno For For Management 3.6 Elect Director Ken Sumida For For Management 4 Approve Retirement Bonus Payment for For For Management Directors -------------------------------------------------------------------------------- CINDA INTERNATIONAL HOLDINGS LTD Ticker: 111 Security ID: G2143M108 Meeting Date: DEC 11, 2009 Meeting Type: Special Record Date: DEC 1, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition by Cinda For For Management International Direct Investment Ltd. of 40 Percent Interest in Sino-Rock Investment Management Co. Ltd. from Well Kent International Holdings Co. Ltd. for a Consideration of HK$110.3 Million 2 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CINDA INTERNATIONAL HOLDINGS LTD Ticker: 111 Security ID: G2143M108 Meeting Date: JUN 1, 2010 Meeting Type: Annual Record Date: MAY 31, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Reelect Lau Mun Chung as Executive For Against Management Director and Authorize Board to Fix His Remuneration 2b Reelect Chow Kwok Wai as Non-Executive For For Management Director and Authorize Board to Fix His Remuneration 2c Reelect Hung Muk Ming as Independent For For Management Non-Executive Director and Authorize Board to Fix His Remuneration 3 Reappoint KPMG as Auditors and For For Management Authorize Board to Fix Their Remuneration 4a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 4c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- COMPANIA DE MINAS BUENAVENTURA S.A. Ticker: BUENAVC1 Security ID: 204448104 Meeting Date: MAR 26, 2010 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Annual Report as of Dec. For For Management 31, 2009 2 Approve the Financial Statements as of For For Management Dec. 31, 2009 3 Elect External Auditors for Fiscal Year For For Management 2010 4 Approve Allocation of Income For For Management -------------------------------------------------------------------------------- COMPUTERSHARE LIMITED Ticker: CPU Security ID: Q2721E105 Meeting Date: NOV 11, 2009 Meeting Type: Annual Record Date: NOV 9, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive the Financial Statements and None None Management Statutory Reports for the Financial Year Ended June 30, 2009 2 Approve the Remuneration Report for the For For Management Financial Year Ended June 30, 2009 3 Elect Penelope Jane Maclagan as a For Against Management Director 4 Elect Markus Kerber as a Director For For Management 5 Approve the Computershare Ltd - Second For Against Management Deferred Long-Term Incentive Plan (DLI Plan) and the Subsequent Grant of 450,000 Performance Rights to Stuart Crosby, Managing Director, Under the DLI Plan 6 Approve the Grant of Termination For Against Management Benefits Under the DLI Plan -------------------------------------------------------------------------------- CRESUD S.A.C.I.F. Y A. Ticker: CRES Security ID: 226406106 Meeting Date: OCT 29, 2009 Meeting Type: Annual/Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Two Shareholders to Sign For For Management Minutes of Meeting 2 Accept Financial Statements and For For Management Statutory Reports for the Fiscal Year Ended June 30, 2009 3 Approve Discharge of Board of Directors For For Management 4 Approve Discharge of Internal Statutory For For Management Auditors Committee 5 Approve Allocation of Income of ARS For For Management 124.62 Million and Dividends in Amount of ARS 103 Million 6 Approve Remuneration of Directors of For For Management Directors for Fiscal Year Ended June 30, 2009 in the Amount of ARS 4.57 Million; Approve Audit Committee's Budget 7 Approve Remuneration of Internal For For Management Statutory Auditors Committee 8 Accept Resignation of Director Clarisa For For Management Diana Lifsic 9 Fix Number of and Elect Directors and For Against Management Alternates 10 Elect Principal and Alternate Member of For For Management the Statutory Auditors Committee 11 Approve Auditors for the Next Fiscal For For Management Year and Authorize Board to Fix Their Remuneration 12 Present Report on and Approve For Against Management Amendments to the Shared Services Agreement between IRSA, Cresud, and APSA 13 Treatment of Funds Allocated Concerning For For Management Tax on the Shareholders' Personal Asset 14 Authorize Global Program for Issuance For For Management of Up to USD 30 Million Non-Convertible Debt Securities 15 Approve Spin-Off-Merger Agreement with For For Management Subsidiary Inversiones Ganaderas SA (IGSA) 16 Approve Executive Incentive Bonus Plan For For Management -------------------------------------------------------------------------------- DAIWA SECURITIES GROUP INC. Ticker: 8601 Security ID: J11718111 Meeting Date: JUN 26, 2010 Meeting Type: Annual Record Date: MAR 31, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Akira Kiyota For For Management 1.2 Elect Director Shigeharu Suzuki For For Management 1.3 Elect Director Shin Yoshidome For For Management 1.4 Elect Director Takashi Hibino For For Management 1.5 Elect Director Nobuyuki Iwamoto For For Management 1.6 Elect Director Kazuo Oda For For Management 1.7 Elect Director Saburou Jifuku For For Management 1.8 Elect Director Tetsurou Kawakami For For Management 1.9 Elect Director Ryuuji Yasuda For For Management 1.10 Elect Director Kouichi Uno For For Management 1.11 Elect Director Nobuko Matsubara For For Management 1.12 Elect Director Keiichi Tadaki For For Management 1.13 Elect Director Makoto Shirakawa For For Management 1.14 Elect Director Takatoshi Wakabayashi For For Management 2 Approve Stock Option Plan and Deep For For Management Discount Stock Option Plan -------------------------------------------------------------------------------- DATANG INTERNATIONAL POWER GENERATION CO. LTD Ticker: 991 Security ID: Y20020106 Meeting Date: AUG 10, 2009 Meeting Type: Special Record Date: JUL 10, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for the For For Management Borrowing of Inner Mongolia Datang International Zhuozi Windpower Co. Ltd. 2 Approve Provision of Guarantee for the For For Management Borrowing of Jiangsu Datang International Lvsigang Power Generation Co. Ltd. 3 Approve Provision of Guarantee for the For Against Management Borrowing of Yunnan Datang International Lixianjiang Hydropower Development Co. Ltd. 4 Approve Provision of Guarantee for the For Against Management Borrowing of Inner Mongolia Datang International Hohhot Thermal Power Generation Co. Ltd. 5 Approve Provision of Guarantee for the For Against Management Borrowing of Inner Mongolia Datang International Renewable Energy Resource Development Co. Ltd. -------------------------------------------------------------------------------- ECOPETROL S.A Ticker: ECOPETROL Security ID: 279158109 Meeting Date: MAR 25, 2010 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Safety Guidelines/Open Meeting None None Management 2 Verify Quorum None None Management 3 Opening Remarks by the Chairman of the None None Management Board 4 Approve Meeting Agenda For For Management 5 Elect Chairman of Meeting For For Management 6 Elect Committee in Charge of For For Management Scrutinizing Elections and Polling 7 Elect Committee to Approve Minutes of For For Management the Meeting 8 Accept Board of Directors' Report Re: None None Management President's Evaluation and Corporate Governance Compliance 9 Accept Directors' and Chairman's None None Management Reports for Fiscal Year Ended Dec. 31, 2009 10 Accept Report from Representative of None None Management Minority Shareholders 11 Approve Consolidated and Individual None None Management Financial Statements for the Period Ended Dec. 31, 2009 12 Approve Auditor's Report None None Management 13 Approve of the Management's and For For Management External Auditor's Reports as well as the Financial Statements 14 Approve Allocation of Income For For Management 15 Approve Auditors and Fix Their For For Management Remuneration 16 Elect Directors For For Management 17 Authorization of Public Issuance of For Against Management Non-Convertible Bonds 18 Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- EMPRESA NACIONAL DE ELECTRICIDAD S.A. ENDESA Ticker: ENDESA Security ID: 29244T101 Meeting Date: APR 22, 2010 Meeting Type: Annual/Special Record Date: MAR 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Annual Report, Financial For For Management Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 2 Receive Information from Board of None None Management Directors on Distributable Profit Calculation Policy and the Option Determined by the Board for the Treatment of First-Time Adjustments in Accordance with Circular 1945 of the Securities and Insurance Superintendency 3 Approve Allocation of Income and For For Management Dividends 4 Approve Dividend Policy and None None Management Distribution Procedures 5 Approve Investment and Financing Policy For For Management 6 Elect Directors For Against Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Directors' For For Management Committee and their Budget for 2010 9 Approve Annual Reports of the None None Management Directors' and Audit Committees 10 Elect External Auditor for 2010 For For Management 11 Elect 2 Supervisory Board Members; Fix For For Management their Remuneration 12 Receive Special Auditors' Report None None Management Regarding Related-Party Transactions 13 Transact Other Business (Non-Voting) None None Management 1 Modify Various Articles of the Company For For Management Bylaws in Accordance with New Provisions of the Chilean Companies Act, Chilean Securities Market Law and the Chilean Companies Act Regulation 2 Approve Modified Text of the Company For For Management Bylaws 3 Authorize Pledges and Grant of For Against Management Concession of Rights Over the Credits Corresponding to the Subordinated Debts of GNL Quintero S.A. with the Company 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ENCANA CORPORATION Ticker: ECA Security ID: 292505104 Meeting Date: APR 21, 2010 Meeting Type: Annual/Special Record Date: MAR 9, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Peter A. Dea as Director For For Management 1.2 Elect Randall K. Eresman as Director For For Management 1.3 Elect Claire S. Farley as Director For For Management 1.4 Elect Fred J. Fowler as Director For For Management 1.5 Elect Barry W. Harrison as Director For For Management 1.6 Elect Suzanne P Nimocks as Director For For Management 1.7 Elect David P. O?Brien as Director For For Management 1.8 Elect Jane L. Peverett as Director For For Management 1.9 Elect Allan P. Sawin as Director For For Management 1.10 Elect Bruce G. Waterman as Director For For Management 1.11 Elect Clayton H. Woitas as Director For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Approve Shareholder Rights Plan For For Management 4 Amend By-Law No.1 For For Management -------------------------------------------------------------------------------- ENERSIS S.A. Ticker: ENERSIS Security ID: 29274F104 Meeting Date: APR 22, 2010 Meeting Type: Annual/Special Record Date: MAR 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Receive Information from Board of None None Management Directors On Option Selected for the Treatment of First Application Adjustments, as Referred to in Circular 1945 3 Approve Allocation of Income and For For Management Distribution of Dividends 4 Elect Directors For Against Management 5 Fix Remuneration of Directors For For Management 6 Fix Remuneration and Budget of For For Management Directors Committee for Fiscal Year 2010 7 Present Information on Board Reports on None None Management Board Expenses, Annual Management Report of the Directors' Committee and Expenditures and Activities of the Audit Committee 8 Elect External Auditors For For Management 9 Elect Two Supervisory Board Members and For For Management their Respective Alternates; Determine their Remunerations 10 Designate Risk Assessment Companies For For Management 11 Approve Investment and Financing Policy For For Management 12 Present Information on Dividend Policy None None Management and Procedures for Dividend Distribution 13 Present Information on Special Board None None Management Report Regarding Related-Party Transactions 14 Present Report Re: Processing, None None Management Printing, and Mailing Information Required by Chilean Law 15 Other Business For Against Management 16 Authorize Board to Ratify and Execute For For Management Approved Resolutions 1 Amend Articles of Company Bylaws in For For Management Compliance with the New Provisions of the Chilean Companies Act and the Securities Market Law 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ETABLISSEMENTS MAUREL ET PROM Ticker: MAU Security ID: F60858101 Meeting Date: MAY 20, 2010 Meeting Type: Annual/Special Record Date: MAY 17, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Discharge Directors and Auditors 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.10 per Share 4 Approve Auditors' Special Report For Against Management Regarding Related-Party Transactions 5 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 450,000 6 Reelect Jean-Francois Henin as Director For Against Management 7 Reelect Roland d'Hauteville as Director For For Management 8 Reelect Emmanuel de Marion de Glatigny For Against Management as Director 9 Ratify Appointment of Ambroise Bryant For Against Management Chukwueloka Orjiako as Director 10 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 11 Authorize Issuance of Equity or For Against Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million 12 Authorize Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 25 Million 13 Approve Issuance of Shares up to 20 For Against Management Percent of Issued Capital Per Year Reserved for Qualified Investors or Restricted Number of Investors, up to Aggregate Nominal Amount of EUR 25 Million 14 Authorize Board to Set Issue Price for For Against Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 15 Authorize Board to Increase Capital in For Against Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 11 to 14 Above 16 Authorize Capital Increase of Up to EUR For Against Management 25 Million for Future Exchange Offers 17 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Future Acquisitions 18 Authorize Capitalization of Reserves of For For Management Up to EUR 100 Million for Bonus Issue or Increase in Par Value 19 Approve Issuance of Securities For For Management Convertible into Debt up to an Aggregate Nominal Amount of EUR 250 Million 20 Authorize up to 1 Percent of Issued For Against Management Capital for Use in Restricted Stock Plan 21 Approve Employee Stock Purchase Plan For For Management 22 Approve Reduction in Share Capital via For For Management Cancellation of Repurchased Shares 23 Amend Article 10 of Bylaws Re: For Against Management Ownership Disclosure Threshold 24 Amend Articles 13 and 14 of Bylaws Re: For For Management Category of Directors 25 Amend Articles 15.2, 19.2, and 21.3 of For For Management Bylaws Re: Shareholding Requirements for Directors, Remuneration of Directors, Censors 26 Amend Articles 26.7, 26.8, 30, 32, and For For Management 33 of Bylaws Re: Attendance to Board Meetings Through Videoconference and Telecommunication 27 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC Ticker: GSK Security ID: 37733W105 Meeting Date: MAY 6, 2010 Meeting Type: Annual Record Date: MAR 9, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 To Receive And Adopt The Directors For For Management Report And The Financialstatements 2 To Approve The Remuneration Report For For Management 3 To Re-elect Dr Stephanie Burns As A For For Management Director 4 To Re-elect Mr Julian Heslop As A For For Management Director 5 To Re-elect Sir Deryck Maughan As A For For Management Director 6 To Re-elect Dr Daniel Podolsky As A For For Management Director 7 To Re-elect Sir Robert Wilson As A For For Management Director 8 Re-appointment Of Auditors For For Management 9 Remuneration Of Auditors For For Management 10 To Authorise The Company And Its For For Management Subsidiaries To Make Donations to Political Organisations And Incur Political Expenditure 11 Authority To Allot Shares For For Management 12 Disapplication Of Pre-emption Rights For For Management 13 Authority For The Company To Purchase For For Management Its Own Shares 14 Exemption From Statement Of Senior For For Management Statutory Auditor's Name 15 Reduced Notice Of A General Meeting For For Management Other Than An Agm 16 Adopt New Articles Of Association For For Management -------------------------------------------------------------------------------- GROUPE AEROPLAN INC. Ticker: AER Security ID: 399453109 Meeting Date: MAY 12, 2010 Meeting Type: Annual/Special Record Date: MAR 26, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert E. Brown For For Management 1.2 Elect Director Roman Doroniuk For For Management 1.3 Elect Director Rupert Duchesne For For Management 1.4 Elect Director Joanne Ferstman For For Management 1.5 Elect Director Michael M. Fortier For For Management 1.6 Elect Director John M. Forzani For For Management 1.7 Elect Director David H. Laidley For For Management 1.8 Elect Director Douglas D. Port For For Management 1.9 Elect Director Alan P. Rossy For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Articles For For Management -------------------------------------------------------------------------------- GRUPO SIMEC S.A.B. DE C.V. Ticker: SIM Security ID: 400491106 Meeting Date: APR 30, 2010 Meeting Type: Annual Record Date: APR 8, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint Ballot Recorder for Shareholder For For Management Attendance and Acknowledge Proper Convening of Meeting 2 Present CEO's Report For For Management 3 Accept Individual and Consolidated For For Management Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 4 Present Board of Directors' Report For For Management Referred to in Article 28, Subsection IV-C, D and E, Including Report on Operations with Treasury Shares Referred to in Article 49, Subsection IV, 2nd Paragraph 5 Receive Audit and Corporate Practices For For Management Committee's Report 6 Approve Allocation of Income For For Management 7 Elect Directors, Audit and Corporate For For Management Practices Committee Chairman and Members, and Board Secretary; Approve Their Remuneration 8 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting -------------------------------------------------------------------------------- HAINAN MEILAN INTERNATIONAL AIRPORT COMPANY LIMITED (FORMERL Ticker: 357 Security ID: Y2983U103 Meeting Date: OCT 12, 2009 Meeting Type: Special Record Date: SEP 11, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xing Xihong as Executive Director For For Management -------------------------------------------------------------------------------- HAINAN MEILAN INTERNATIONAL AIRPORT COMPANY LIMITED (FORMERL Ticker: 357 Security ID: Y2983U103 Meeting Date: DEC 28, 2009 Meeting Type: Special Record Date: NOV 27, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Connected Transaction with For For Management Related Party and Related Annual Caps -------------------------------------------------------------------------------- HEIDELBERGCEMENT AG (FRMLY HEIDELBERGER ZEMENT AG) Ticker: HEI Security ID: D31709104 Meeting Date: MAY 6, 2010 Meeting Type: Annual Record Date: APR 15, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.12 per Share 3.1 Approve Discharge of Management Board For For Management Member Bernd Scheifele for Fiscal 2009 3.2 Approve Discharge of Management Board For For Management Member Dominik von Achten for Fiscal 2009 3.3 Approve Discharge of Management Board For For Management Member Daniel Gauthier for Fiscal 2009 3.4 Approve Discharge of Management Board For For Management Member Andreas Kern for Fiscal 2009 3.5 Approve Discharge of Management Board For For Management Member Lorenz Naeger for Fiscal 2009 3.6 Approve Discharge of Management Board For For Management Member Albert Scheuer for Fiscal 2009 4.1 Approve Discharge of Supervisory Board For For Management Member Fritz-Juergen Heckmann for Fiscal 2009 4.2 Approve Discharge of Supervisory Board For For Management Member Heinz Schirmer for Fiscal 2009 4.3 Approve Discharge of Supervisory Board For For Management Member Heinz Schmitt for Fiscal 2009 4.4 Approve Discharge of Supervisory Board For For Management Member Theo Beermann for Fiscal 2009 4.5 Approve Discharge of Supervisory Board For For Management Member Robert Feiger for Fiscal 2009 4.6 Approve Discharge of Supervisory Board For For Management Member Veronika Fuess for Fiscal 2009 4.7 Approve Discharge of Supervisory Board For For Management Member Josef Heumann for Fiscal 2009 4.8 Approve Discharge of Supervisory Board For For Management Member Gerhard Hirth for Fiscal 2009 4.9 Approve Discharge of Supervisory Board For For Management Member Max Kley for Fiscal 2009 4.10 Approve Discharge of Supervisory Board For For Management Member Hans Kraut for Fiscal 2009 4.11 Approve Discharge of Supervisory Board For For Management Member Adolf Merckle for Fiscal 2009 4.12 Approve Discharge of Supervisory Board For For Management Member Ludwig Merckle for Fiscal 2009 4.13 Approve Discharge of Supervisory Board For For Management Member Tobias Merckle for Fiscal 2009 4.14 Approve Discharge of Supervisory Board For For Management Member Eduard Schleicher for Fiscal 2009 4.15 Approve Discharge of Supervisory Board For For Management Member Werner Schraeder for Fiscal 2009 4.16 Approve Discharge of Supervisory Board For For Management Member Frank-Dirk Steininger for Fiscal 2009 5 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2010 6 Approve Creation of EUR 225 Million For Against Management Pool of Capital with Partial Exclusion of Preemptive Rights 7 Approve Creation of EUR 56.1 Million For Against Management Pool of Capital without Preemptive Rights 8 Approve Issuance of Warrants/Bonds with For Against Management Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 168.8 Million Pool of Capital to Guarantee Conversion Rights 9 Approve Remuneration System for For Against Management Management Board Members 10.1 Elect Alan Murray to the Supervisory For For Management Board 10.2 Elect Herbert Luetkestratkoetter to the For For Management Supervisory Board 11.1 Amend Articles Re: Nomination Committee For For Management 11.2 Approve Remuneration of Supervisory For For Management Board 12.1 Amend Articles Re: Registration for For For Management General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 12.2 Amend Articles Re: Electronic and For For Management Postal Voting for General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 12.3 Amend Articles Re: Video and Audio For For Management Transmission of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 12.4 Amend Articles Re: Delete Redunant For For Management Paragraph with Identical Content to a Section of the Supervisory Board Statutes -------------------------------------------------------------------------------- HELLENIC TELECOMMUNICATIONS ORGANIZATION SA Ticker: HTO Security ID: 423325307 Meeting Date: JUN 16, 2010 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and Income For Did Not Vote Management Allocation 2 Approve Discharge of Board and Auditors For Did Not Vote Management 3 Approve Auditors and Fix Their For Did Not Vote Management Remuneration 4 Approve Director Remuneration for 2009 For Did Not Vote Management and Preapprove Director Remuneration for 2010 5 Approve Charitable Donations For Did Not Vote Management 6 Renew Director Liability Contracts For Did Not Vote Management 7 Approve Amendments in Director For Did Not Vote Management Contracts With the Company 8 Amend Corporate Purpose For Did Not Vote Management 9 Approve Related Party Transactions For Did Not Vote Management 10 Integrate Board of Directors For Did Not Vote Management 11 Appoint Members of Audit Committee For Did Not Vote Management 12 Other Business For Did Not Vote Management -------------------------------------------------------------------------------- HENDERSON LAND DEVELOPMENT CO. LTD. Ticker: 12 Security ID: Y31476107 Meeting Date: DEC 3, 2009 Meeting Type: Annual Record Date: NOV 26, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1a Reelect Lee Shau Kee as Director For For Management 1b Reelect Colin Lam Ko Yin as Director For For Management 1c Reelect John Yip Ying Chee as Director For Against Management 1d Reelect Alexander Au Siu Kee as For For Management Director 1e Reelect Fung Lee Woon King as Director For For Management 1f Reelect Eddie Lau Yum Chuen as Director For For Management 1g Reelect Leung Hay Man as Director For For Management 1h Approve Directors' Fees and Audit For For Management Committee Members' Remuneration 2 Reappoint Auditors and Authorize Board For For Management to Fix Their Remuneration 3a Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 3b Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 3c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HOLCIM LTD. (FORMERLY HOLDERBANK FINANCIERE GLARUS) Ticker: HOLN Security ID: H36940130 Meeting Date: MAY 6, 2010 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For Did Not Vote Management Statutory Reports 1.2 Approve Remuneration Report For Did Not Vote Management 2 Approve Discharge of Board and Senior For Did Not Vote Management Management 3 Approve Allocation of Income and For Did Not Vote Management Dividends of CHF 1.50 per Share 4.1.1 Reelect Markus Akermann as Director For Did Not Vote Management 4.1.2 Reelect Peter Kuepfer as Director For Did Not Vote Management 4.1.3 Reelect Rolf Soiron as Director For Did Not Vote Management 4.2 Elect Beat Hess as Director For Did Not Vote Management 4.3 Ratify Ernst & Young AG as Auditors For Did Not Vote Management 5 Amend Articles Re: Share Certificates For Did Not Vote Management due to New Swiss Federal Act on Intermediated Securities -------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL INC. Ticker: HNP Security ID: 443304100 Meeting Date: DEC 22, 2009 Meeting Type: Special Record Date: NOV 16, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Connected Transaction with For For Management Related Parties and Related Annual Caps 2 Approve Capital Contribution Agreement For For Management Among Huaneng Power International Inc., China Huaneng Group and HIPDC -------------------------------------------------------------------------------- INDIABULLS FINANCIAL SERVICES LTD. Ticker: 532544 Security ID: 45409R102 Meeting Date: JUL 18, 2009 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights of up to $200 Million to Qualified Institutional Buyers -------------------------------------------------------------------------------- INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker: 601398 Security ID: ADPV10686 Meeting Date: SEP 2, 2009 Meeting Type: Special Record Date: JUL 31, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection of an Amount For For Management Equivalent to RMB 3 Billion in ICBC Financial Leasing Co., Ltd. -------------------------------------------------------------------------------- INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker: 601398 Security ID: ADPV10686 Meeting Date: NOV 27, 2009 Meeting Type: Special Record Date: OCT 27, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale and Purchase Agreement For For Management Between Industrial and Commercial Bank of China Ltd. and Bangkok Bank Public Company Ltd. and the Voluntary Tender and Delisting Offers and Related Transactions 2 Elect Malcolm Christopher McCarthy as For For Management Independent Non-Executive Director 3 Elect Kenneth Patrick Chung as For For Management Independent Non-Executive Director -------------------------------------------------------------------------------- INTERNATIONAL CONTAINER TERMINAL SERVICES, INC. Ticker: ICT Security ID: Y41157101 Meeting Date: APR 15, 2010 Meeting Type: Annual Record Date: MAR 10, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Call to Order None None Management 2 Determination of Quorum None None Management 3 Approve the Minutes of Annual For For Management Stockholders' Meeting Held on April 16, 2009 4 Chairman's Report For For Management 5 Approve Chairman's Report and the 2009 For For Management Audited Financial Statements 6 Ratify Acts, Contracts, Investments, For For Management and Resolutions of the Board of Directors and Management Since the Last Annual Stockholders' Meeting 7.1 Elect Enrique K. Razon Jr. as Director For For Management 7.2 Elect Jose C. Ibazeta as Director For For Management 7.3 Elect Stephen A. Paradies as Director For For Management 7.4 Elect Andres Soriano III as Director For For Management 7.5 Elect Octavio Victor R. Espiritu as For For Management Director 7.6 Elect Joseph R. Higdon as Director For For Management 7.7 Elect Jon Ramon Aboitiz as Director For For Management 8 Appoint External Auditors For For Management 9 Other Business For Against Management -------------------------------------------------------------------------------- ITOCHU CORP. Ticker: 8001 Security ID: J2501P104 Meeting Date: JUN 25, 2010 Meeting Type: Annual Record Date: MAR 31, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 7.5 2 Amend Articles To Streamline Board For For Management Structure 3.1 Elect Director Eizou Kobayashi For For Management 3.2 Elect Director Kouhei Watanabe For For Management 3.3 Elect Director Masahiro Okafuji For For Management 3.4 Elect Director Toshihito Tamba For For Management 3.5 Elect Director Youichi Kobayashi For For Management 3.6 Elect Director Yoshio Akamatsu For For Management 3.7 Elect Director Yoshihisa Aoki For For Management 3.8 Elect Director Tadayuki Seki For For Management 3.9 Elect Director Hiroo Inoue For For Management 3.10 Elect Director Kenji Okada For For Management 3.11 Elect Director Kouji Takayanagi For For Management 3.12 Elect Director Satoshi Kikuchi For For Management 3.13 Elect Director Toru Matsushima For For Management 3.14 Elect Director Hitoshi Okamoto For For Management -------------------------------------------------------------------------------- JAPAN AIRPORT TERMINAL CO. LTD. Ticker: 9706 Security ID: J2620N105 Meeting Date: JUN 29, 2010 Meeting Type: Annual Record Date: MAR 31, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 6.5 2 Amend Articles to Amend Business Lines For For Management 3 Elect Director Hisao Taguchi For For Management 4 Approve Annual Bonus Payment to For For Management Directors -------------------------------------------------------------------------------- JAPAN SECURITIES FINANCE CO. LTD. Ticker: 8511 Security ID: J27617109 Meeting Date: JUN 25, 2010 Meeting Type: Annual Record Date: MAR 31, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 7 2 Amend Articles to Reflect Changes in For For Management Law 3.1 Elect Director Minoru Masubuchi For For Management 3.2 Elect Director Hiromitsu Matsuda For For Management 3.3 Elect Director Eizo Kobayashi For For Management 3.4 Elect Director Yasuhisa Hashimoto For For Management 3.5 Elect Director Hiroshi Nasuno For For Management 3.6 Elect Director Hiroshi Asakura For For Management 3.7 Elect Director Takashi Imai For For Management 3.8 Elect Director Akira Kanno For For Management 3.9 Elect Director Hiroshi Koshida For For Management 4 Appoint Alternate Statutory Auditor For For Management Masato Denawa -------------------------------------------------------------------------------- JAZZ AIR INCOME FUND Ticker: JAZ.UN Security ID: 47214X100 Meeting Date: MAY 13, 2010 Meeting Type: Annual Record Date: MAR 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Gary M. Collins as Trustee For For Management 1.2 Elect David L. Emerson as Trustee For For Management 1.3 Elect Sydney John Isaacs as Trustee For For Management 1.4 Elect G. Ross MacCormack as Trustee For For Management 1.5 Elect Richard H. McCoy as Trustee For For Management 1.6 Elect John T. McLennan as Trustee For For Management 1.7 Elect Joseph D. Randell as Trustee For For Management 2 Ratify PricewaterhouseCoppers LLP as For For Management Auditors 3 The Undersigned Hereby Certifies that None Against Management the Shares Represented by this Proxy are Owned and Controlled by a Canadian -------------------------------------------------------------------------------- JIANGSU EXPRESSWAY CO. LTD. Ticker: 600377 Security ID: Y4443L103 Meeting Date: OCT 20, 2009 Meeting Type: Special Record Date: SEP 11, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles Re: Scope of Business For For Management 2 Elect Cheng Chang Yung Tsung, Alice as None Abstain Management Independent Non-Executive Director and Approve Director's Fee of HK$200,00 Per Annum 3 Elect Fang Hung, Kenneth as Independent None Abstain Management Non-Executive Director and Approve Director's Fee of HK$200,00 Per Annum 4 Elect Gao Bo as Independent For For Shareholder Non-Executive Director and Approve Annual Remuneration of RMB 50,000 (After Tax) 5 Elect Xu Chang Xin as Independent For For Shareholder Non-Executive Director and Approve Annual Remuneration of RMB 50,000 (After Tax) 6 Elect Cheng Chang Yung Tsung, Alice as For For Shareholder Non-Executive Director and Approve Annual Remuneration of HK$300,000 (After Tax) 7 Elect Fang Hung, Kenneth as For For Shareholder Non-Executive Director and Approve Annual Remuneration of HK$300,000 (After Tax) 8 Elect Sun Hong Ning as Supervisor For For Shareholder -------------------------------------------------------------------------------- JOLLIBEE FOODS CORPORATION Ticker: JFC Security ID: Y4466S100 Meeting Date: JUN 25, 2010 Meeting Type: Annual Record Date: MAY 31, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Call to Order None None Management 2 Certification by the Corporate None None Management Secretary on Notice and Quorum 3 Approve the Minutes of the Last Annual For For Management Stockholders' Meeting Held on June 26, 2009 4 Receive the President's Report For For Management 5 Ratify Actions by the Board of For For Management Directors and Officers of the Corporation 6.1 Elect Tony Tan Caktiong as a Director For For Management 6.2 Elect William Tan Untiong as a Director For For Management 6.3 Elect Ernesto Tanmantiong as a Director For For Management 6.4 Elect Ang Cho Sit as a Director For For Management 6.5 Elect Antonio Chua Poe Eng as a For For Management Director 6.6 Elect Felipe B. Alfonso as a Director For For Management 6.7 Elect Monico Jacob as a Director For For Management 6.8 Elect Cezar P. Consing as a Director For For Management 7 Appoint SyCip Gorres and Velayo as For For Management External Auditors 8 Other Matters For Against Management -------------------------------------------------------------------------------- KONINKLIJKE BOSKALIS WESTMINSTER NV Ticker: BOKA Security ID: N14952266 Meeting Date: AUG 19, 2009 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None Did Not Vote Management 2a Approve Recommendation by General None Did Not Vote Management Meeting of Shareholders to Nominate One Member to Supervisory Board 2b Elect M.P. Kramer to Supervisory Board For Did Not Vote Management 3 Close Meeting None Did Not Vote Management -------------------------------------------------------------------------------- KWS SAAT AG Ticker: KWS Security ID: D39062100 Meeting Date: DEC 17, 2009 Meeting Type: Annual Record Date: NOV 26, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2008/2009 (Non-Voting) 2 Approve Allocation of Income and For Against Management Dividends of EUR 1.80 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2008/2009 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2008/2009 5 Ratify Deloitte & Touche GmbH as For For Management Auditors for Fiscal 2009/2010 6 Approve Remuneration of Supervisory For For Management Board 7 Amend Articles Re: Location, For For Management Convocation, Right to Exercise Voting Rights, and Majority Voting Requirement at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) -------------------------------------------------------------------------------- LAFARGE Ticker: LG Security ID: F54432111 Meeting Date: MAY 6, 2010 Meeting Type: Annual Record Date: MAY 3, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.00 per Ordinary Share and EUR 2.20 per Long-Term Registered Share 4 Approve Auditors' Special Report For For Management Mentioning New and Ongoing Related-Party Transactions 5 Elect Colette Lewiner as Director For For Management 6 Elect Veronique Weill as Director For For Management 7 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 700,000 8 Authorize Repurchase of Up to 5 Percent For For Management of Issued Share Capital 9 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- LINK REAL ESTATE INVESTMENT TRUST, THE Ticker: 823 Security ID: Y5281M111 Meeting Date: JUL 29, 2009 Meeting Type: Annual Record Date: JUL 23, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Note Financial Statements and Auditors' None None Management Reports 2 Note Appointment of Auditors and Fixing None None Management of Their Remuneration 3 Reelect George Kwok Lung Hongchoy as For For Management Director of the Manager 4a Reelect Michael Ian Arnold as Director For For Management of the Manager 4b Reelect Anthony Chow Wing Kin as For For Management Director of the Manager 4c Reeect Allan Zeman as Director of the For For Management Manager 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- LIQUOR STORES INCOME FUND Ticker: LIQ.UN Security ID: 536345200 Meeting Date: MAY 6, 2010 Meeting Type: Annual/Special Record Date: MAR 23, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Direct CIBC Mellon Trust Company to For Withhold Management Elect Henry Bereznicki, R. John Butler, Gary Collins, Richard J. Crook, Jim Dinning, Robert S. Greeen, Glen H. Heximer, Irving Kipnes and David B. Margolus as Directors of Liquor Stores GP Inc. 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Approve CIBC Mellon Trust as Corporate For For Management Trustee of the Fund -------------------------------------------------------------------------------- MARUBENI CORP. Ticker: 8002 Security ID: J39788138 Meeting Date: JUN 25, 2010 Meeting Type: Annual Record Date: MAR 31, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nobuo Katsumata For For Management 1.2 Elect Director Teruo Asada For For Management 1.3 Elect Director Mamoru Sekiyama For For Management 1.4 Elect Director Masaru Funai For For Management 1.5 Elect Director Michihiko Ota For For Management 1.6 Elect Director Takafumi Sakishima For For Management 1.7 Elect Director Kenichi Hatta For For Management 1.8 Elect Director Shinji Kawai For For Management 1.9 Elect Director Shigemasa Sonobe For For Management 1.10 Elect Director Shigeru Yamazoe For For Management 1.11 Elect Director Mitsuru Akiyoshi For For Management 1.12 Elect Director Toshiyuki Ogura For For Management 1.13 Elect Director Shigeaki Ishikawa For For Management 2.1 Appoint Statutory Auditor Takao For For Management Kitabatake 2.2 Appoint Statutory Auditor Norimasa For Against Management Kuroda -------------------------------------------------------------------------------- MEIKO NETWORK JAPAN CO. LTD. Ticker: 4668 Security ID: J4194F104 Meeting Date: NOV 20, 2009 Meeting Type: Annual Record Date: AUG 31, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles To Reflect For Against Management Digitalization of Share Certificates - Change Location of Head Office - Allow Company to Make Rules on Exercise of Shareholder Rights 2.1 Elect Director For For Management 2.2 Elect Director For For Management 2.3 Elect Director For For Management 2.4 Elect Director For For Management 2.5 Elect Director For For Management 2.6 Elect Director For For Management 2.7 Elect Director For For Management 3 Approve Retirement Bonuses and Special For Against Management Payments in Connection with Abolition of Retirement Bonus System -------------------------------------------------------------------------------- MENU FOODS INCOME FUND Ticker: MEW.U Security ID: 587289109 Meeting Date: MAY 13, 2010 Meeting Type: Annual/Special Record Date: MAR 15, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Alexander R. Aird as Trustee For For Management 1.2 Elect Eric A. Demirian as Trustee For For Management 1.3 Elect L. Gale Prince as Trustee For For Management 1.4 Elect C. Ian Ross as Trustee For For Management 1.5 Elect James F. Billett as Trustee For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Trustees to Fix Their Remuneration 3 Approve Unitholder Rights Plan For Against Management 4 Amend Declaration of Trust Re: Adoption For For Management of International Financial Reporting Standards -------------------------------------------------------------------------------- MERCK KGAA Ticker: MRK Security ID: D5357W103 Meeting Date: APR 9, 2010 Meeting Type: Annual Record Date: MAR 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2009 (Non-Voting) 2 Accept Financial Statements and For For Management Statutory Reports for Fiscal 2009 3 Approve Allocation of Income and For For Management Dividends of EUR 1 per Share 4 Approve Discharge of Management Board For Against Management for Fiscal 2009 5 Approve Discharge of Supervisory Board For Against Management for Fiscal 2009 6 Ratify KPMG AG as Auditors for Fiscal For For Management 2010 7 Amend Articles Re: Electronic For For Management Distribution of Company Communications, Convocation of, Registration for, and Voting Rights Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) -------------------------------------------------------------------------------- MINDRAY MEDICAL INTERNATIONAL LTD. Ticker: MR Security ID: 602675100 Meeting Date: DEC 15, 2009 Meeting Type: Annual Record Date: NOV 6, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Xu Hang as Director For For Management 2 Reelect Chen Qingtai as Director For For Management 3 Reelect Ronald Ede as Director For For Management 4 Ratify PricewaterhouseCoopers as For For Management Auditors for December 31, 2008 5 Ratify PricewaterhouseCoopers as For For Management Auditors for December 31, 2009 6 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- MITSUBISHI CORP. Ticker: 8058 Security ID: J43830116 Meeting Date: JUN 24, 2010 Meeting Type: Annual Record Date: MAR 31, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 21 2.1 Elect Director Yorihiko Kojima For For Management 2.2 Elect Director Ken Kobayashi For For Management 2.3 Elect Director Ryouichi Ueda For For Management 2.4 Elect Director Masahide Yano For For Management 2.5 Elect Director Hideyuki Nabeshima For For Management 2.6 Elect Director Hideto Nakahara For For Management 2.7 Elect Director Tsuneo Iyobe For For Management 2.8 Elect Director Kiyoshi Fujimura For For Management 2.9 Elect Director Yasuo Nagai For For Management 2.10 Elect Director Mikio Sasaki For For Management 2.11 Elect Director Tamotsu Nomakuchi For Against Management 2.12 Elect Director Kunio Itou For For Management 2.13 Elect Director Kazuo Tsukuda For Against Management 2.14 Elect Director Ryouzou Katou For For Management 2.15 Elect Director Hidehiro konno For For Management 3 Appoint Statutory Auditor Yukio Ueno For For Management 4 Approve Annual Bonus Payment to For For Management Directors 5 Set Amounts for Retirement Bonus For For Management Reserve Funds for Directors 6 Approve Deep Discount Stock Option Plan For Against Management and Adjustment to Aggregate Compensation Ceiling for Directors -------------------------------------------------------------------------------- MITSUBISHI ESTATE CO. LTD. Ticker: 8802 Security ID: J43916113 Meeting Date: JUN 29, 2010 Meeting Type: Annual Record Date: MAR 31, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 6 2.1 Elect Director Keiji Kimura For For Management 2.2 Elect Director Nobuyuki Iizuka For For Management 2.3 Elect Director Toshio Nagashima For For Management 2.4 Elect Director Hiroshi Danno For For Management 2.5 Elect Director Masaaki Kouno For For Management 2.6 Elect Director Hiroyoshi Itou For For Management 2.7 Elect Director Yutaka Yanagisawa For For Management 2.8 Elect Director Hirotaka Sugiyama For For Management 2.9 Elect Director Masamichi Ono For For Management 2.10 Elect Director Isao Matsuhashi For For Management 2.11 Elect Director Fumikatsu Tokiwa For For Management 2.12 Elect Director Yasumasa Gomi For For Management 2.13 Elect Director Shuu Tomioka For For Management 3 Approve Takeover Defense Plan (Poison For Against Management Pill) -------------------------------------------------------------------------------- MITSUI & CO. Ticker: 8031 Security ID: J44690139 Meeting Date: JUN 23, 2010 Meeting Type: Annual Record Date: MAR 31, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 11 2.1 Elect Director Shoei Utsuda For For Management 2.2 Elect Director Masami Iijima For For Management 2.3 Elect Director Ken Abe For For Management 2.4 Elect Director Junichi Matsumoto For For Management 2.5 Elect Director Seiichi Tanaka For For Management 2.6 Elect Director Norinao Iio For For Management 2.7 Elect Director Takao Omae For For Management 2.8 Elect Director Masayoshi Komai For For Management 2.9 Elect Director Daisuke Saiga For For Management 2.10 Elect Director Nobuko Matsubara For For Management 2.11 Elect Director Ikujiro Nonaka For For Management 2.12 Elect Director Hiroshi Hirabayashi For For Management 2.13 Elect Director Toshiro Muto For For Management 3 Appoint Statutory Auditor Naoto For For Management Nakamura -------------------------------------------------------------------------------- MITSUI FUDOSAN CO. LTD. Ticker: 8801 Security ID: J4509L101 Meeting Date: JUN 29, 2010 Meeting Type: Annual Record Date: MAR 31, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 11 2 Approve Annual Bonus Payment to For For Management Directors -------------------------------------------------------------------------------- NISSIN FOODS HOLDINGS CO LTD Ticker: 2897 Security ID: J58063124 Meeting Date: JUN 29, 2010 Meeting Type: Annual Record Date: MAR 31, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2.1 Elect Director Kouki Andou For For Management 2.2 Elect Director Susumu Nakagawa For For Management 2.3 Elect Director Noritaka Andou For For Management 2.4 Elect Director Akihide Matsuo For For Management 2.5 Elect Director Takayuki Naruto For For Management 2.6 Elect Director Ken Sasahara For For Management 2.7 Elect Director Mitsuru Tanaka For For Management 2.8 Elect Director Yukio Yokoyama For For Management 2.9 Elect Director Yorihiko Kojima For Against Management 2.10 Elect Director Eizou Kobayashi For For Management 2.11 Elect Director Yoko Ishikura For For Management 3 Appoint Alternate Statutory Auditor For For Management Kiyotaka Matsumiya 4 Approve Takeover Defense Plan (Poison For Against Management Pill) -------------------------------------------------------------------------------- NOBLE GROUP LTD Ticker: N21 Security ID: G6542T119 Meeting Date: OCT 12, 2009 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allotment and Issuance of 9.6 For For Management Million Shares to Ricardo Leiman, an Executive Director, to Satisfy Part of His Remuneration and Bonus Payable -------------------------------------------------------------------------------- NOBLE GROUP LTD Ticker: N21 Security ID: G6542T119 Meeting Date: APR 19, 2010 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Disposal of Shares in For For Management Gloucester Coal Ltd. and Middlemount Coal Pty. Ltd. in Consideration for Shares in Macarthur Coal Ltd. -------------------------------------------------------------------------------- NOBLE GROUP LTD Ticker: N21 Security ID: G6542T119 Meeting Date: APR 30, 2010 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Declare Final Dividend of $0.036 Per For For Management Share 3 Reelect Richard Samuel Elman as For For Management Director 4 Reelect Harindarpal Singh Banga as For For Management Director 5 Reelect Alan Howard Smith as Director For For Management 6 Reelect David Gordon Eldon as Director For For Management 7 Reelect Tobias Josef Brown as Director For For Management 8 Approve Directors' Fees For For Management 9 Reappoint Ernst and Young as Auditors For For Management and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 11 Authorize Share Repurchase Program For For Management 12 Approve Issuance of Shares and Grant of For Against Management Options Pursuant to the Noble Group Share Option Scheme 2004 13 Approve Issuance of Shares Pursuant to For For Management the Noble Group Limited Scrip Dividend Scheme 14 Approve Issuance of Shares and Grant of For Against Management Awards Pursuant to the Noble Group Performance Share Plan 15 Approve Capitalization of Share Premium For For Management Account For Bonus Issue of Six Bonus Shares for Every Eleven Existing Shares Held -------------------------------------------------------------------------------- OLAM INTERNATIONAL LTD. Ticker: O32 Security ID: Y6421B106 Meeting Date: OCT 29, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Declare First and Final Dividend of SGD For For Management 0.035 Per Share 3 Reelect Shekhar Anantharaman as For For Management Director 4 Reelect Sridhar Krishnan as Director For For Management 5 Reelect Tse Po Shing as Director For For Management 6 Reelect Mark Haynes Daniell as Director For For Management 7 Approve Directors' Fees of SGD 978,000 For For Management for the Year Ending June 30, 2010 (2009: SGD 896,500) 8 Reappoint Ernst and Young LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 10 Approve Issuance of Shares and Grant of For Against Management Options Pursuant to the Olam Employee Share Option Scheme -------------------------------------------------------------------------------- OLAM INTERNATIONAL LTD. Ticker: O32 Security ID: Y6421B106 Meeting Date: OCT 29, 2009 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Memorandum of Association For For Management 2 Adopt New Articles of Association For For Management 3 Approve Olam Scrip Dividend Scheme For For Management 4 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- OLAM INTERNATIONAL LTD. Ticker: O32 Security ID: Y6421B106 Meeting Date: OCT 29, 2009 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Placing by the Joint Lead For For Management Managers of 6 Percent Convertible Bonds Due 2016 with an Aggregate Principal Amount of $100 Million to Breedens Investments Pte. Ltd. -------------------------------------------------------------------------------- OROCOBRE LTD Ticker: ORE Security ID: Q7142R106 Meeting Date: MAR 23, 2010 Meeting Type: Special Record Date: MAR 22, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reduction in the Company's For For Management Issued Share Capital Via a Pro-Rata In Specie Distribution of 20 Million Elementos Ltd Shares to All Holders of Ordinary Shares in the Company 2 Ratify the Past Issuance of 5.68 For For Management Million Shares at an Issue Price of A$1.10 to Clients of Patersons Securities Ltd Made on Dec. 11, 2009 -------------------------------------------------------------------------------- OSAKA SECURITIES EXCHANGE CO. LTD. Ticker: 8697 Security ID: J6254G104 Meeting Date: JUN 22, 2010 Meeting Type: Annual Record Date: MAR 31, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 5500 2.1 Elect Director Michio Yoneda For For Management 2.2 Elect Director Motoharu Fujikura For For Management 2.3 Elect Director Manabu Matsumoto For For Management 2.4 Elect Director Koutarou Yamazawa For For Management 2.5 Elect Director Yoshinori Karino For For Management 2.6 Elect Director Tsutomu Okuda For For Management 2.7 Elect Director Yusuke Kawamura For For Management 2.8 Elect Director Yuuko Kawamoto For For Management 2.9 Elect Director Taichi Sakaiya For For Management 2.10 Elect Director Shigeo Sasaki For For Management 2.11 Elect Director Shigeru Morimoto For For Management 3 Approve Adjustment to Aggregate For For Management Compensation Ceiling for Directors -------------------------------------------------------------------------------- OSAKA SECURITIES FINANCE CO. LTD. Ticker: 8512 Security ID: J62621107 Meeting Date: JUN 25, 2010 Meeting Type: Annual Record Date: MAR 31, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 3 2 Elect Director Hirofumi Toratake For For Management 3 Appoint Statutory Auditor Kimio For Against Management Yamashita 4 Approve Retirement Bonus Payment for For Against Management Director and Statutory Auditor -------------------------------------------------------------------------------- PACIFIC RUBIALES ENERGY CORP. Ticker: PRE Security ID: 69480U206 Meeting Date: JUN 16, 2010 Meeting Type: Annual Record Date: MAY 3, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Twelve For For Management 2 Elect Serafino Iacono as Director For For Management 3 Elect Miguel de la Campa as Director For Withhold Management 4 Elect Ronald Pantin as Director For For Management 5 Elect Jose Francisco Arata as Director For For Management 6 Elect German Efromovich as Director For Withhold Management 7 Elect Neil Woodyer as Director For For Management 8 Elect Augusto Lopez as Director For For Management 9 Elect Miguel Rodriguez as Director For For Management 10 Elect Donald Ford as Director For For Management 11 Elect John Zaozirny as Director For For Management 12 Elect Alexander Bialer as Director For For Management 13 Elect Victor Rivera as Director For For Management 14 Approve Ernst and Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- PHILIPPINE STOCK EXCHANGE, INC., THE Ticker: PSE Security ID: Y6957L106 Meeting Date: MAY 1, 2010 Meeting Type: Annual Record Date: APR 7, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Determination of Quorum None None Management 2 Approve Minutes of Previous Shareholder For For Management Meeting 3 Chairman's Message None None Management 4 Approve Annual Report of Officers For For Management 5 Ratification and Confirmation of Acts For For Management and Resolutions of the Board of Directors 6 Appointment of External Auditors For For Management 7 Other Matters For Against Management 8.1 Elect Anabelle L. Chua as Director For For Management 8.2 Elect Anastacio R. Martinez as Director For Against Management 8.3 Elect Estrella C. Elamparo as Director For For Management 8.4 Elect Amor C. Iliscupidez as Director For For Management 8.5 Elect Omelita J. Tianco as Director For For Management 8.6 Elect Francis Chua as Director For Against Management 8.7 Elect Eusebio H. Tanco as Director For For Management 8.8 Elect Ma. Vivian Yuchengco as Director For For Management 8.9 Elect Jose Luis S. Javier as Director For For Management 8.10 Elect Vicente L. Panlilio as Director For For Management 8.11 Elect Cornelio T. Peralta as Director For For Management 8.12 Elect Hans B. Sikat as Director For For Management 8.13 Elect Eduardo L. David as Director For For Management 8.14 Elect Jaime Enrique Y. Gonzales as For Against Management Director 8.15 Elect David O. Chua as Director For For Management 8.16 Elect Ismael G. Cruz as Director For For Management 8.17 Elect Eddie T. Gobing as Director For For Management 8.18 Elect Alejandro T. Yu as Director For For Management -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA, LTD. Ticker: 601318 Security ID: Y69790106 Meeting Date: AUG 7, 2009 Meeting Type: Special Record Date: JUL 7, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve a Specific Mandate to Allot and For For Management Issue Consideration Shares Under the Share Purchase Agreement -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA, LTD. Ticker: 601318 Security ID: Y69790106 Meeting Date: AUG 7, 2009 Meeting Type: Special Record Date: JUL 7, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve a Specific Mandate to Allot and For For Management Issue Consideration Shares Under the Share Purchase Agreement -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA, LTD. Ticker: 601318 Security ID: Y69790106 Meeting Date: DEC 18, 2009 Meeting Type: Special Record Date: NOV 17, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Bank Deposits Arrangements For For Management Between the Company and its Subsidiaries (Group) and The Hongkong and Shanghai Banking Corp. Ltd. and Related Annual Caps 2 Approve Bank Deposits Arrangements For For Management Between the Group and the Industrial and Commercial Bank of China Ltd. and Industrial and Commercial Bank of China (Asia) Ltd. and Related Annual Caps 3 Approve Bank Deposits Arrangements For For Management Between the Group and Bank of Communications Co. Ltd. and Related Annual Caps 4 Approve the Company's Policy on the For For Management Appointment of Auditors 5 Elect Guo Limin as a Non-Executive For For Management Director -------------------------------------------------------------------------------- PORTUGAL TELECOM, SGPS, S.A. Ticker: PTC Security ID: 737273102 Meeting Date: JUN 30, 2010 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Deliberate about the Sale of Company's None For Management Assets based on Offer Proposed by Telefonica SA -------------------------------------------------------------------------------- PT TAMBANG BATUBARA BUKIT ASAM TBK Ticker: PTBA Security ID: Y8520P101 Meeting Date: APR 21, 2010 Meeting Type: Annual Record Date: APR 5, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Report, Report on For For Management the Duties of Commissioners, Financial Statements, and Discharge of Directors and Commissioners 2 Accept Annual Report of the Partnership For For Management and Community Development Program and Discharge of Directors and Commissioners 3 Approve Allocation of Income and For For Management Payment of Dividend 4 Approve Bonus and Remuneration of For For Management Directors and Commissioners 5 Appoint Auditors and Authorize Board to For For Management Fix Their Remuneration 6 Amend Articles of Association Re: For For Management Bapepam & LK Rule No. IX.E.1 on Conflict of Interest Transactions and Bapepam & LK Rule No. IX.E.2 on Material Transactions and Change in Main Business Activity -------------------------------------------------------------------------------- RIO TINTO PLC Ticker: RIO Security ID: 767204100 Meeting Date: APR 15, 2010 Meeting Type: Annual Record Date: MAR 8, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Elect Robert Brown as Director For For Management 4 Elect Ann Godbehere as Director For For Management 5 Elect Sam Walsh as Director For For Management 6 Re-elect Guy Elliott as Director For For Management 7 Re-elect Michael Fitzpatrick as For For Management Director 8 Re-elect Lord Kerr of Kinlochard as For For Management Director 9 Reappoint PricewaterhouseCoopers LLP as For For Management Auditor and Authorise Their Remuneration 10 Authorise Issue of Equity with For For Management Pre-emptive Rights 11 Authorise Issue of Equity without For For Management Pre-emptive Rights 12 Authorise Market Purchase For For Management 13 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- SAN MIGUEL CORPORATION Ticker: SMC Security ID: 799085402 Meeting Date: MAY 31, 2010 Meeting Type: Annual Record Date: APR 23, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Certification of Notice and Quorum None None Management 2 Approve Minutes of Previous Shareholder For For Management Meeting Held on July 23, 2009 3 Approve the Annual Report of Management For For Management for the Year Ended Dec. 31, 2009 4 Ratification of the Acts and For For Management Proceedings of the Board of Directors and Corporate Officers 5 Approve the De-Classification of SMPFC For For Management 's Common Shares 6 Approve the Denial of Pre-Emptive For Against Management Rights to Issuance of Common Shares 7 Approve Amendments to Article VII of For Against Management the Amended Articles of Incorporation of the Company 8 Approve Divestment of Ownership in For For Management Major Subsidiaries, Resulting in Less Than 51 Percent Interest/Ownership in Such Subsidiaries 9 Appoint Manabat Sanagustin & Co as For For Management External Auditors 10.1 Elect Eduardo Cojuangco, Jr. as For For Management Director 10.2 Elect Ramon Ang as Director For For Management 10.3 Elect Estelito Mendoza as Director For For Management 10.4 Elect I?igo Zobel as Director For For Management 10.5 Elect Winston Garcia as Director For For Management 10.6 Elect Menardo Jimenez as Director For For Management 10.7 Elect Pacifico Fajardo as Director For For Management 10.8 Elect Leo Alvez as Director For For Management 10.9 Elect Hector Hofilena as Director For For Management 10.10 Elect Carmelo Santiago as Director For For Management 10.11 Elect Roberto Ongpin as Director For For Management 10.12 Elect Alexander Poblador as Director For For Management 10.13 Elect Joselito Campos as Director For For Management 10.14 Elect Eric Recto as Director For For Management 10.15 Elect Ferdinand Constantino as Director For Against Management 11 Other Business For Against Management -------------------------------------------------------------------------------- SANOFI AVENTIS Ticker: SAN Security ID: 80105N105 Meeting Date: MAY 17, 2010 Meeting Type: Annual/Special Record Date: APR 7, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.40 per Share 4 Receive Auditors' Special Report For Against Management Mentioning the Absence of New Related-Party Transactions 5 Ratify Appointment of Serge Weinberg as For For Management Director 6 Elect Catherine Brechignac as Director For For Management 7 Reelect Robert Castaigne as Director For For Management 8 Reelect Lord Douro as Director For For Management 9 Reelect Christian Mulliez as Director For For Management 10 Reelect Christopher Viehbacher as For For Management Director 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Amend Articles 11 of Bylaws Re: For For Management Shareholding Requirements and Length of Term for Directors 13 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD Ticker: 8199 Security ID: Y76810103 Meeting Date: OCT 9, 2009 Meeting Type: Special Record Date: SEP 8, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividend of RMB 0.072 For For Management Per Share -------------------------------------------------------------------------------- SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD. Ticker: 8199 Security ID: Y76810103 Meeting Date: MAY 10, 2010 Meeting Type: Annual Record Date: APR 9, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Accept Report of the Board of Directors For For Management 3 Accept Report of the Supervisory For For Management Committee 4 Approve Profit Distribution Plan, Final For For Management Distribution Plan, and Distribution of the Final Dividend 5 Reappoint Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 6a Reelect Chen Xue Li as Non-Executive For For Management Director 6b Reelect Zhou Shu Hua as Non-Executive For For Management Director 6c Reelect Zhang Hua Wei as Executive For For Management Director 6d Reelect Wang Yi as Executive Director For Against Management 6e Reelect Miao Yan Guo as Executive For For Management Director 6f Reelect Wang Zhi Fan as Executive For For Management Director 6g Reelect Wu Chuan Ming as Executive For For Management Director 6h Reelect Shi Huan as Independent For For Management Non-Executive Director 6i Reelect Luan Jian Ping as Independent For For Management Non-Executive Director 6j Reelect Li Jia Miao as Independent For For Management Non-Executive Director 7a Reelect Bi Dong Mei as Supervisor For For Management 7b Reelect Miao Hai Sheng as Supervisor For For Management 8 Authorize Board to Fix the Remuneration For For Management of Directors and Supervisors 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- SHENZHEN EXPRESSWAY COMPANY LTD. Ticker: 548 Security ID: Y7741B107 Meeting Date: AUG 10, 2009 Meeting Type: Special Record Date: JUL 10, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhong Shan Qun as Shareholders' None For Shareholder Representative Supervisor -------------------------------------------------------------------------------- SHENZHEN EXPRESSWAY COMPANY LTD. Ticker: 548 Security ID: Y7741B107 Meeting Date: JAN 8, 2010 Meeting Type: Special Record Date: DEC 8, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect He Sen as Shareholder None For Shareholder Representative Supervisor -------------------------------------------------------------------------------- SHENZHEN EXPRESSWAY COMPANY LTD. Ticker: 600548 Security ID: Y7741B107 Meeting Date: MAR 15, 2010 Meeting Type: Special Record Date: FEB 12, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Credit For For Management Counter-Guarantee for the Bank That Provides Guarantee for Mei Wah Industrial (Hong Kong) Ltd. and the Related Transactions 2 Approve Formulation of Management Rules For For Management for Selection of Accountants' Firm for Auditing Financial Statements -------------------------------------------------------------------------------- SHINWA ART AUCTION CO. LTD. Ticker: 2437 Security ID: J74123100 Meeting Date: AUG 26, 2009 Meeting Type: Annual Record Date: MAY 31, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles To Reflect For Against Management Digitalization of Share Certificates - Indemnify Directors and Statutory Auditors - Amend Business Lines - Allow Company to Make Rules on Exercise of Shareholder Rights 2.1 Elect Director For For Management 2.2 Elect Director For For Management 2.3 Elect Director For For Management 2.4 Elect Director For For Management -------------------------------------------------------------------------------- SHIRE PLC Ticker: SHP Security ID: 82481R106 Meeting Date: APR 27, 2010 Meeting Type: Annual Record Date: MAR 23, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect David Stout as Director For For Management 4 Elect William Burns as Director For For Management 5 Reappoint Deloitte LLP as Auditors For For Management 6 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 7 Authorise Issue of Equity with For For Management Pre-emptive Rights 8 Amend the Portfolio Share Plan For For Management 9 Authorise Issue of Equity without For For Management Pre-emptive Rights 10 Authorise Market Purchase For For Management -------------------------------------------------------------------------------- SICHUAN EXPRESSWAY COMPANY LTD Ticker: 601107 Security ID: Y79325109 Meeting Date: JUL 15, 2009 Meeting Type: Special Record Date: JUN 12, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Participation in the For For Management Investment Project 2 Approve Applications to the Banks and For For Management Other Financial Institutions for Loans Up to the Maximum of the Official Total Investment Amount for the Investment Project 3 Authorize Board to Adjust and Revise For For Management Official Total Investment Amount 4 Approve Establishment of Subsidiary, For For Management Branch Company or Any Other Corporate Entities by the Company in Connection with the Investment Project 5 Authorize Any Two Directors to Do All For For Management Such Acts and Things in Relation with the Investment Project -------------------------------------------------------------------------------- SICHUAN EXPRESSWAY COMPANY LTD Ticker: 601107 Security ID: Y79325109 Meeting Date: OCT 13, 2009 Meeting Type: Special Record Date: SEP 11, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Shinewing Certified Public For For Management Accountants as PRC Auditors and Authorize Board to Fix Their Remuneration 2 Approve Resignation of Liu Xianfu as For For Management Executive Director 3 Elect Hu Yu as Executive Director For For Management 4 Approve Resignation of Luo Yi as For For Management Supervisor 5 Elect Dong Zhi as Supervisor For For Management -------------------------------------------------------------------------------- SINGAPORE EXCHANGE LTD. Ticker: S68 Security ID: Y79946102 Meeting Date: OCT 13, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Declare Final Dividend of SGD 0.155 Per For For Management Share 3 Reelect Joseph Yuvaraj Pillay as For For Management Director 4 Reelect Euleen Goh as Director For For Management 5 Reelect Ho Tian Yee as Director For For Management 6 Reelect Low Check Kian as Director For For Management 7 Reelect Robert Owen as Director For For Management 8 Reelect Liew Mun Leong as Director For For Management 9 Approve Directors' Fees of Up to SGD For For Management 750,000 to be Paid to Joseph Yuvaraj Pillay for the Year Ended June 30, 2010 10 Approve Directors' Fees of Up to SGD For For Management 1.2 Million for the Year Ended June 30, 2010 (2009: SGD 1.2 Million) 11 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 12 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 13 Approve Grant of Awards Under the SGX For For Management Performance Share Plan and the Issuance of Shares Pursuant to the SGX Performance Share Plan and the SGX Share Option Plan -------------------------------------------------------------------------------- SINGAPORE EXCHANGE LTD. Ticker: S68 Security ID: Y79946102 Meeting Date: OCT 13, 2009 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. (SQM) Ticker: SQM Security ID: 833635105 Meeting Date: APR 29, 2010 Meeting Type: Annual/Special Record Date: APR 8, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change in Company's Name, For For Management Address and Corporate Objective; Reflect Capital; Approve Changes in Punctuations, Transcription and Wording of the Articles in Company Bylaws; Amend Bylaws Accordance with Law No. 18.046 and No. 20.382 2 Amend Company Bylaws to Reflect Changes For For Management on Item 1 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions 1 Accept Annual Report, Financial For For Management Statements, Supervisory Board's Report and External Auditor Reports, and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 2 Elect External Auditors and Supervisory For For Management Board for Fiscal Year 2010 3 Receive Special Auditors' Report For For Management Regarding Related-Party Transactions 4 Approve Investment and Financing Policy For For Management 5 Approve Allocation of Income and For For Management Dividends, and Dividend Policy 6 Approve Board Expenses for Fiscal Year For For Management 2009 7 Approve Remuneration of Directors For For Management 8 Approve Issues Related to Directors and For Against Management Audit Committees 9 Other Business (Voting) For Against Management -------------------------------------------------------------------------------- SOJITZ CORPORATION Ticker: 2768 Security ID: J7608R101 Meeting Date: JUN 22, 2010 Meeting Type: Annual Record Date: MAR 31, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Remove Provisions on For For Management Preferred Shares to Reflect Cancellation 2.1 Elect Director Akio Dobashi For For Management 2.2 Elect Director Masaki Hashikawa For For Management 2.3 Elect Director Yutaka Kase For For Management 2.4 Elect Director Youji Satou For For Management 2.5 Elect Director Kazunori Teraoka For For Management 2.6 Elect Director Yoshikazu Sashida For For Management 2.7 Elect Director Tooru Nagashima For For Management -------------------------------------------------------------------------------- SPARX GROUP CO. LTD. Ticker: 8739 Security ID: J7656U105 Meeting Date: JUN 18, 2010 Meeting Type: Annual Record Date: MAR 31, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Business Lines For For Management 2.1 Elect Director Shuuhei Abe For For Management 2.2 Elect Director Mikio Fujii For For Management 2.3 Elect Director Naotaka Murasumi For For Management 2.4 Elect Director Takahisa Matsuura For For Management 3 Appoint Statutory Auditor Katsumasa For For Management Fujita 4 Appoint Alternate Statutory Auditor For For Management Hiroyuki Tanaka 5 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- SUMITOMO CORP. Ticker: 8053 Security ID: J77282119 Meeting Date: JUN 22, 2010 Meeting Type: Annual Record Date: MAR 31, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2.1 Elect Director Motoyuki Oka For For Management 2.2 Elect Director Susumu Kato For For Management 2.3 Elect Director Kazuo Omori For For Management 2.4 Elect Director Shunichi Arai For For Management 2.5 Elect Director Nobuo Kitagawa For For Management 2.6 Elect Director Toyosaku Hamada For For Management 2.7 Elect Director Takahiro Moriyama For For Management 2.8 Elect Director Takashi Kano For For Management 2.9 Elect Director Kuniharu Nakamura For For Management 2.10 Elect Director Takuro Kawahara For For Management 2.11 Elect Director Yoshio Osawa For For Management 2.12 Elect Director Yasuyuki Abe For For Management 3 Appoint Statutory Auditor Ichiro Miura For For Management 4 Approve Annual Bonus Payment to For Against Management Directors 5 Approve Stock Option Plan For For Management 6 Approve Deep Discount Stock Option Plan For For Management -------------------------------------------------------------------------------- SUMITOMO TRUST & BANKING CO. LTD. Ticker: 8403 Security ID: J77970101 Meeting Date: JUN 29, 2010 Meeting Type: Annual Record Date: MAR 31, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 5 2.1 Elect Director Atsushi Takahashi For For Management 2.2 Elect Director Hitoshi Tsunekage For For Management 2.3 Elect Director Akio Ohtsuka For For Management 2.4 Elect Director Kiyoshi Mukouhara For For Management 2.5 Elect Director Teruhiko Sugita For For Management 2.6 Elect Director Shuuichi Kusakawa For For Management 2.7 Elect Director Rikiya Hattori For For Management 2.8 Elect Director Sumikazu Tsutsui For For Management 2.9 Elect Director Tetsuo Ohkubo For For Management 2.10 Elect Director Fuminari Suzuki For For Management 2.11 Elect Director Koichi Hozumi For For Management 2.12 Elect Director Junichi Sayato For For Management 3 Approve Annual Bonus Payment to For For Management Directors -------------------------------------------------------------------------------- SYNGENTA AG Ticker: SYNN Security ID: 87160A100 Meeting Date: APR 20, 2010 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports, Including Remuneration Report 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 6.00 per Share 4.1 Approve Creation of CHF 945,999 Pool of For For Management Capital without Preemptive Rights 4.2 Amend Articles Re: Share Certificates For For Management and Conversion of Shares due to New Swiss Federal Act on Intermediated Securities 4.3 Amend Articles Re: Editorial Changes For For Management and Transposition of Amendments to the Swiss Code of Obligations Concerning Group Auditors and Votes on Liquidation 5.1 Reelect Michael Mack as Director For For Management 5.2 Reelect Jacques Vincent as Director For For Management 6 Ratify Ernst & Young AG as Auditors For For Management 7 Additional and/or counter proposals For Against Management presented at the meeting -------------------------------------------------------------------------------- TATA MOTORS LTD. Ticker: 570001 Security ID: 876568502 Meeting Date: AUG 25, 2009 Meeting Type: Annual Record Date: JUL 24, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend of INR 6.00 Per For For Management Ordinary Share and INR 6.50 Per 'A' Ordinary Share 3 Reappoint N.N. Wadia as Director For For Management 4 Reappoint S.M. Palia as Director For For Management 5 Appoint Auditors and Authorize Board to For For Management Fix Their Remuneration 6 Appoint N. Munjee as Director For For Management 7 Appoint S. Bhargava as Director For For Management 8 Appoint V.K. Jairath as Director For For Management 9 Appoint R. Kant as Director For For Management 10 Approve Appointment and Remuneration of For For Management P.M. Telang, Managing Director - India Operations 11 Appoint R.L. Choudhary as Director Against Against Shareholder -------------------------------------------------------------------------------- TERRA NOVA ROYALTY CORP Ticker: TTT Security ID: 482462108 Meeting Date: MAR 29, 2010 Meeting Type: Special Record Date: FEB 12, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For For Management 2 Approve Reorganization Plan For For Management -------------------------------------------------------------------------------- TIANJIN PORT DEVELOPMENT HOLDINGS LIMITED Ticker: 3382 Security ID: G88680106 Meeting Date: JUL 15, 2009 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Authorized Share For For Management Capital from HK$500 Million toHK$1.2 Billion by the Creation of an Additional 7 Billion Shares of HK$0.10 Each 2 Approve Sale and Purchase Agreement, For For Management Option Agreement, and Proposed Transaction 3 Approve Property Lease Framework For For Management Agreement and Related Annual Caps 4 Approve Integrated Services Framework For For Management Agreement and Related Annual Caps 5 Approve Procurement Framework Agreement For For Management and Related Annual Caps 6 Approve China Coal Cargo Handling For For Management Services Framework Agreement and Related Annual Caps 7 Approve Financial Services Framework For Against Management Agreement and Related Annual Caps -------------------------------------------------------------------------------- TSINGTAO BREWERY CO Ticker: 168 Security ID: Y8997D102 Meeting Date: NOV 2, 2009 Meeting Type: Special Record Date: OCT 2, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Fumio Yamazaki as Non-Executive For For Shareholder Director 1b Elect Tang Jun as Non-Executive For For Shareholder Director 2 Elect Akiyoshi Koji as Supervisor For For Shareholder Representing Shareholders of the Company -------------------------------------------------------------------------------- VALE S.A. Ticker: VALE3 Security ID: 91912E105 Meeting Date: APR 27, 2010 Meeting Type: Annual/Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2009 2 Approve Allocation of Income and For For Management Dividends 3 Elect Fiscal Council Members For For Management 4 Approve Remuneration of Executive For Against Management Officers, Non-Executive Directors, and Fiscal Council Members 1 Authorize Capitalization of Reserves For For Management 2 Elect Director For Against Management -------------------------------------------------------------------------------- VALE S.A. Ticker: VALE3 Security ID: 91912E105 Meeting Date: JUN 22, 2010 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jose Mauro Mettrau Carneiro da For For Management Cunha as Director -------------------------------------------------------------------------------- VEDANTA RESOURCES PLC Ticker: VED Security ID: G9328D100 Meeting Date: JUL 27, 2009 Meeting Type: Annual Record Date: JUL 9, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Approve Final Dividend of 25 US Cents For For Management Per Ordinary Share 4 Elect Mahendra Mehta as Director For For Management 5 Re-elect Anil Agarwal as Director For For Management 6 Re-elect Naresh Chandra as Director For For Management 7 Reappoint Deloitte LLP as Auditors of For For Management the Company 8 Authorise Board to Fix Remuneration of For For Management Auditors 9 Authorise Issue of Equity with For For Management Pre-emptive Rights up to USD 2,788,008 in Connection with the USD 725,000,000 4.60 Percent Guaranteed Convertible Bonds Due 2026 Issued by Vedanta Finance (Jersey) Ltd; Otherwise up to USD 9,142,546 10 Subject to the Passing of Resolution 9, For For Management Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,371,382 11 Auth. Directors to Elect on Behalf of For For Management Company That Exercise of All Conversion Rights Attached to USD 1,250,000,000 5.50 Percent Guaranteed Convertible Bonds Due 2016 Issued by Vedanta Resources Jersey Ltd be Settled in Full by Delivery of Ordinary Shares 12 Authorise 27,427,638 Ordinary Shares For For Management for Market Purchase 13 Approve That a General Meeting, Other For For Management Than an Annual General Meeting, May Be Called on Not Less Than 14 Clear Days' Notice -------------------------------------------------------------------------------- VITERRA INC Ticker: VT Security ID: 92849T108 Meeting Date: MAR 10, 2010 Meeting Type: Annual/Special Record Date: JAN 28, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Thomas Birks as Director For For Management 1.2 Elect Vic Bruce as Director For For Management 1.3 Elect Thomas Chambers as Director For For Management 1.4 Elect Paul Daniel as Director For For Management 1.5 Elect Bonnie DuPont as Director For For Management 1.6 Elect Perry Gunner as Director For For Management 1.7 Elect Tim Hearn as Director For For Management 1.8 Elect Dallas Howe as Director For For Management 1.9 Elect Kevin Osborn as Director For For Management 1.10 Elect Herb Pinder, Jr. as Director For For Management 1.11 Elect Larry Ruud as Director For For Management 1.12 Elect Mayo Schmidt as Director For For Management 1.13 Elect Max Venning as Director For For Management 2 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Submit a Sustainability Report by Against For Shareholder September 2010 -------------------------------------------------------------------------------- WESTSHORE TERMINALS INCOME FUND Ticker: WTE.UN Security ID: 960911105 Meeting Date: JUN 16, 2010 Meeting Type: Annual Record Date: APR 30, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect M. Dallas H. Ross as Director For For Management 1.2 Elect Michael Korenberg as Director For For Management 1.3 Elect Gordon Gibson as Director For For Management 1.4 Elect William Stinson as Director For For Management 1.5 Elect Jim G. Gardiner as Director For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- XINYUAN REAL ESTATE CO., LTD. Ticker: XIN Security ID: 98417P105 Meeting Date: DEC 30, 2009 Meeting Type: Annual Record Date: DEC 4, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Ernst & Young Hua Ming as For For Management Auditors -------------------------------------------------------------------------------- ZHEJIANG EXPRESSWAY CO., LTD. Ticker: 576 Security ID: Y9891F102 Meeting Date: SEP 29, 2009 Meeting Type: Special Record Date: SEP 4, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividend of RMB 0.06 For For Management Per Share ========================= Kinetics Internet Portfolio ========================== ACXIOM CORPORATION Ticker: ACXM Security ID: 005125109 Meeting Date: AUG 19, 2009 Meeting Type: Annual Record Date: JUN 22, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Michael J. Durham For For Management 2 Elect Director Ann Die Hasselmo For For Management 3 Elect Director William J. Henderson For For Management 4 Elect Director John A. Meyer For For Management 5 Ratify Auditors For For Management -------------------------------------------------------------------------------- AMAZON.COM, INC. Ticker: AMZN Security ID: 023135BNY Meeting Date: MAY 25, 2010 Meeting Type: Annual Record Date: MAR 29, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Jeffrey P. Bezos For For Management 2 Elect Director Tom A. Alberg For For Management 3 Elect Director John Seely Brown For For Management 4 Elect Director William B. Gordon For Against Management 5 Elect Director Alain Monie For For Management 6 Elect Director Thomas O. Ryder For For Management 7 Elect Director Patricia Q. Stonesifer For Against Management 8 Ratify Auditors For For Management 9 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- AMERICAN EXPRESS COMPANY Ticker: AXP Security ID: 025816109 Meeting Date: APR 26, 2010 Meeting Type: Annual Record Date: FEB 26, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel F. Akerson For For Management 1.2 Elect Director Charlene Barshefsky For For Management 1.3 Elect Director Ursula M. Burns For For Management 1.4 Elect Director Kenneth I. Chenault For For Management 1.5 Elect Director Peter Chernin For For Management 1.6 Elect Director Jan Leschly For For Management 1.7 Elect Director Richard C. Levin For For Management 1.8 Elect Director Richard A. McGinn For For Management 1.9 Elect Director Edward .D. Miller For For Management 1.10 Elect Director Steven S. Reinemund For For Management 1.11 Elect Director Robert D. Walter For For Management 1.12 Elect Director Ronald A. Williams For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation 4 Provide for Cumulative Voting Against For Shareholder 5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder Special Meetings 6 Stock Retention/Holding Period Against For Shareholder -------------------------------------------------------------------------------- AOL INC. Ticker: AOL Security ID: 00184XBNY Meeting Date: APR 29, 2010 Meeting Type: Annual Record Date: MAR 4, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Tim Armstrong For For Management 2 Elect Director Richard Dalzell For Against Management 3 Elect Director Karen Dykstra For For Management 4 Elect Director William Hambrecht For For Management 5 Elect Director Susan Lyne For Against Management 6 Elect Director Patricia Mitchell For For Management 7 Elect Director Michael Powell For For Management 8 Elect Director Fredric Reynolds For For Management 9 Elect Director James Stengel For Against Management 10 Elect Director James Wiatt For For Management 11 Ratify Auditors For For Management 12 Amend Omnibus Stock Plan For For Management 13 Amend Executive Incentive Bonus Plan For For Management -------------------------------------------------------------------------------- APPLE INC. Ticker: AAPL Security ID: 037833100 Meeting Date: FEB 25, 2010 Meeting Type: Annual Record Date: DEC 28, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William V. Campbell For For Management 1.2 Elect Director Millard S. Drexler For For Management 1.3 Elect Director Albert A. Gore, Jr. For For Management 1.4 Elect Director Steven P. Jobs For For Management 1.5 Elect Director Andrea Jung For For Management 1.6 Elect Director Arthur D. Levinson For For Management 1.7 Elect Director Jerome B. York For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Non-Employee Director Omnibus For For Management Stock Plan 4 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 5 Ratify Auditors For For Management 6 Prepare Sustainability Report Against Against Shareholder 7 Establish Other Board Committee Against Against Shareholder -------------------------------------------------------------------------------- ASX LTD. Ticker: ASX Security ID: Q0604U105 Meeting Date: SEP 30, 2009 Meeting Type: Annual Record Date: SEP 28, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive the Financial Report, None None Management Directors' Report, and Auditor's Report for ASX for the Year Ended June 30, 2009 2 Receive the Financial Report and None None Management Auditor's Report for the National Guarantee Fund For the Year Ended June 30, 2009 3 Approve the Remuneration Report for the For For Management Financial Year Ended June 30, 2009 4(a) Elect Roderic Holliday-Smith as For For Management Director 4(b) Elect Jillian Segal as Director For For Management 4(c) Elect Peter Warne as Director For For Management 4(d) Elect Peter Marriott as Director For For Management -------------------------------------------------------------------------------- BROADRIDGE FINANCIAL SOLUTIONS, INC. Ticker: BR Security ID: 11133T103 Meeting Date: NOV 18, 2009 Meeting Type: Annual Record Date: SEP 21, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Leslie A. Brun For For Management 2 Elect Director Richard J. Daly For For Management 3 Elect Director Robert N. Duelks For For Management 4 Elect Director Richard J. Haviland For For Management 5 Elect Director Alexandra Lebenthal For For Management 6 Elect Director Stuart R. Levine For For Management 7 Elect Director Thomas J. Perna For For Management 8 Elect Director Alan J. Weber For For Management 9 Elect Director Arthur F. Weinbach For For Management 10 Ratify Auditors For For Management 11 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CACI INTERNATIONAL, INC. Ticker: CACI Security ID: 127190304 Meeting Date: NOV 18, 2009 Meeting Type: Annual Record Date: SEP 21, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dan R. Bannister For For Management 1.2 Elect Director Paul M. Cofoni For For Management 1.3 Elect Director Gordon R. England For For Management 1.4 Elect Director James S. Gilmore III For For Management 1.5 Elect Director Gregory G. Johnson For For Management 1.6 Elect Director Richard L. Leatherwood For For Management 1.7 Elect Director J. Phillip London For For Management 1.8 Elect Director James L. Pavitt For For Management 1.9 Elect Director Warren R. Phillips For For Management 1.10 Elect Director Charles P. Revoile For For Management 1.11 Elect Director William S. Wallace For For Management 2 Amend Qualified Employee Stock Purchase For For Management Plan 3 Amend Omnibus Stock Plan For For Management 4 Adjourn Meeting For For Management 5 Ratify Auditors For For Management -------------------------------------------------------------------------------- CHECK POINT SOFTWARE TECHNOLOGIES LTD. Ticker: CHKP Security ID: M22465104 Meeting Date: JUL 29, 2009 Meeting Type: Annual Record Date: JUN 22, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Director Gil Shwed For Did Not Vote Management 1.2 Director Marius Nacht For Did Not Vote Management 1.3 Director Jerry Ungerman For Did Not Vote Management 1.4 Director Dan Propper For Did Not Vote Management 1.5 Director David Rubner For Did Not Vote Management 1.6 Director Tal Shavit For Did Not Vote Management 2 Reelection Of Outside Director: Yoav For Did Not Vote Management Chelouche 3 Reelection Of Outside Director: Guy For Did Not Vote Management Gecht 4 Authorize The Chairman Of The Board Of For Did Not Vote Management Directors To Continue Serving As Chairman Of The Board Of Directors And The Chief Executive Officer For Up To Three Years 5 Ratify The Appointment And Compensation For Did Not Vote Management Of Check Point's Independent Public Accountants 6 Approve Compensation To Check Point's For Did Not Vote Management Chief Executive Officer Who Is Also The Chairman Of The Board Of Directors 7 I Am A Controlling Shareholder None Did Not Vote Management 8 I Have A Personal Interest in Item 6 None Did Not Vote Management -------------------------------------------------------------------------------- CHECK POINT SOFTWARE TECHNOLOGIES LTD. Ticker: CHKP Security ID: M22465104 Meeting Date: JUN 29, 2010 Meeting Type: Annual Record Date: MAY 20, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Gil Shwed as Director For For Management 1.2 Elect Marius Nacht as Director For For Management 1.3 Elect Jerry Ungerman as Director For For Management 1.4 Elect Dan Propper as Director For For Management 1.5 Elect David Rubner as Director For For Management 1.6 Elect Tal Shavit as Director For For Management 2 Approve Auditors and Authorize Board to For For Management Fix Their Remuneration 3 Approve Equity Compensation of CEO For Against Management 3a Indicate Personal Interest in Proposed None Abstain Management Agenda Item -------------------------------------------------------------------------------- CHINA FINANCE ONLINE CO., LTD. Ticker: JRJC Security ID: 169379104 Meeting Date: JUN 30, 2010 Meeting Type: Annual Record Date: MAY 28, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Kheng Nam Lee as Director For For Management 1.2 Elect Fansheng Guo as Director For For Management 2 Approve Appointment of Deloitte Touche For For Management Tohmatsu CPA Ltd. as Independent Auditors and to Authorize Board to Determine Their Remuneration 3 Approve Audited Consolidated Financial For For Management Statements for the Fiscal Year Ending on December 31, 2009 Together with Directors and Auditors Reports 4 Authorize Board of Directors During the For Against Management Next Year to Issue Ordinary Shares or Preferred Shares 5 Approve the Increase in the Number of For Against Management Ordinary Shares Available for Issuance Under the 2004 Stock Incentive Plan By 3,000,000 Ordinary Shares Annually, Until December 31, 2014 -------------------------------------------------------------------------------- CHINA UNICOM (HONG KONG) LTD Ticker: 762 Security ID: 16945R104 Meeting Date: NOV 3, 2009 Meeting Type: Special Record Date: OCT 13, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase of 899.7 Million For For Management Shares of HK$0.10 Each in the Company's Capital from SK Telecom Co., Ltd. for a Total Consideration of HK$10 Billion -------------------------------------------------------------------------------- CHINA UNICOM (HONG KONG) LTD Ticker: 762 Security ID: 16945R104 Meeting Date: MAY 12, 2010 Meeting Type: Annual Record Date: APR 14, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Reelect Zuo Xunsheng as Director For For Management 3a2 Reelect Tong Jilu as Director For For Management 3a3 Reelect Cheung Wing Lam Linus as For For Management Director 3b Authorize the Board to Fix Remuneration For For Management of Directors 4 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CLIMATE EXCHANGE PLC (FRM. CHICAGO ENVIRONMENTAL PLC) Ticker: CLE Security ID: G2311R103 Meeting Date: JUN 7, 2010 Meeting Type: Annual Record Date: JUN 5, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports (Voting) 2 Approve Remuneration of Directors For For Management 3 Reappoint KPMG Audit LLC as Auditors For For Management and Authorise Board to Fix Their Remuneration 4 Authorise Shares for Market Purchase For For Management -------------------------------------------------------------------------------- CME GROUP INC. Ticker: CME Security ID: 12572Q105 Meeting Date: MAY 5, 2010 Meeting Type: Annual Record Date: MAR 8, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Terrence A. Duffy For For Management 1.2 Elect Director Charles P. Carey For For Management 1.3 Elect Director Mark E. Cermak For For Management 1.4 Elect Director Martin J. Gepsman For For Management 1.5 Elect Director Leo Melamed For For Management 1.6 Elect Director Joseph Niciforo For For Management 1.7 Elect Director C.C. Odom For For Management 1.8 Elect Director John F. Sandner For For Management 1.9 Elect Director Dennis A. Suskind For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION Ticker: CTSH Security ID: 192446102 Meeting Date: JUN 1, 2010 Meeting Type: Annual Record Date: APR 7, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director John E. Klein For For Management 2 Elect Director Lakshmi Narayanan For For Management 3 Elect Director Maureen Breakiron-Evans For For Management 4 Amend Qualified Employee Stock Purchase For For Management Plan 5 Ratify Auditors For For Management -------------------------------------------------------------------------------- COLLINS STEWART PLC Ticker: CLST Security ID: G4936L107 Meeting Date: FEB 8, 2010 Meeting Type: Special Record Date: FEB 4, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2010 Long Term Incentive Plan For Against Management -------------------------------------------------------------------------------- COLLINS STEWART PLC Ticker: CLST Security ID: G4936L107 Meeting Date: MAY 18, 2010 Meeting Type: Annual Record Date: MAY 16, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect John Cotter as Director For For Management 5 Elect Tim Ingram as Director For For Management 6 Elect Paul Hewitt as Director For For Management 7 Reappoint Deloitte LLP as Auditors For For Management 8 Authorise Board to Fix Remuneration of For For Management Auditors 9 Authorise Issue of Equity with For For Management Pre-emptive Rights 10 Authorise Issue of Equity without For For Management Pre-emptive Rights 11 Authorise Market Purchase For For Management 12 Authorise the Company to Call EGM with For For Management Two Weeks' Notice 13 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- COSTAR GROUP, INC. Ticker: CSGP Security ID: 22160N109 Meeting Date: JUN 2, 2010 Meeting Type: Annual Record Date: APR 5, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael R. Klein For For Management 1.2 Elect Director Andrew C. Florance For For Management 1.3 Elect Director David Bonderman For Withhold Management 1.4 Elect Director Michael J. Glosserman For For Management 1.5 Elect Director Warren H. Haber For For Management 1.6 Elect Director Josiah O. Low, III For For Management 1.7 Elect Director Christopher J. Nassetta For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- DEUTSCHE BOERSE AG Ticker: DB1 Security ID: D1882G119 Meeting Date: MAY 27, 2010 Meeting Type: Annual Record Date: MAY 7, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 2.10 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2009 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2009 5 Approve Remuneration System for For Against Management Management Board Members 6 Approve EUR 27.8 Million Capital For For Management Increase without Preemptive Rights 7 Approve Creation of EUR 19.5 Million For For Management Pool of Capital with Preemptive Rights 8 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares; Authorize Use of Financial Derivatives When Repurchasing Shares 9 Approve Affiliation Agreement with For For Management Clearstream Banking AG 10a Amend Articles Re: Electronic Voting at For For Management General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 10b Amend Articles Re: Exercise of Voting For For Management Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 11 Ratify KPMG AG as Auditors for Fiscal For For Management 2010 -------------------------------------------------------------------------------- DREAMWORKS ANIMATION SKG, INC. Ticker: DWA Security ID: 26153C103 Meeting Date: MAY 12, 2010 Meeting Type: Annual Record Date: MAR 23, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey Katzenberg For Withhold Management 1.2 Elect Director Roger A. Enrico For For Management 1.3 Elect Director Lewis Coleman For For Management 1.4 Elect Director Harry Brittenham For For Management 1.5 Elect Director Thomas Freston For For Management 1.6 Elect Director Judson C. Green For For Management 1.7 Director Mellody Hobson For For Management 1.8 Elect Director Michael Montgomery For For Management 1.9 Elect Director Nathan Myhrvold For For Management 1.10 Elect Director Richard Sherman For For Management 2 Ratify Auditors For For Management 3 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- E*TRADE FINANCIAL CORP. Ticker: ETFC Security ID: 269246BNY Meeting Date: AUG 19, 2009 Meeting Type: Special Record Date: JUN 26, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Common Stock For For Management 2 Approve Conversion of Securities For For Management 3 Approve Conversion of Securities For Against Management 4 Adjourn Meeting For Against Management 5 Advisory Vote to Retain Shareholder None Against Management Rights Plan (Poison Pill) Until Scheduled Expiration -------------------------------------------------------------------------------- E*TRADE FINANCIAL CORPORATION Ticker: ETFC Security ID: 269246BNY Meeting Date: MAY 13, 2010 Meeting Type: Annual Record Date: MAR 15, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Ronald D. Fisher For For Management 2 Elect Director Steven J. Freiberg For For Management 3 Elect Director Kenneth C. Griffin For For Management 4 Elect Director Joseph M. Velli For For Management 5 Elect Director Donna L. Weaver For For Management 6 Approve Reverse Stock Split For For Management 7 Amend Omnibus Stock Plan For For Management 8 Ratify Auditors For For Management -------------------------------------------------------------------------------- E. W. SCRIPPS COMPANY, THE Ticker: SSP Security ID: 811054402 Meeting Date: MAY 13, 2010 Meeting Type: Annual Record Date: MAR 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger L. Ogden For For Management 1.2 Elect Director J. Marvin Quin For For Management 1.3 Elect Director Kim Williams For For Management -------------------------------------------------------------------------------- EARTHLINK, INC. Ticker: ELNK Security ID: 270321BNY Meeting Date: MAY 4, 2010 Meeting Type: Annual Record Date: MAR 15, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan D. Bowick For For Management 1.2 Elect Director Terrell B. Jones For For Management 1.3 Elect Director David A. Koretz For For Management 2 Ratify Auditors For For Management 3 Report on Adoption of Free and Open Against Against Shareholder Internet Policy -------------------------------------------------------------------------------- EBAY INC. Ticker: EBAY Security ID: 278642103 Meeting Date: APR 29, 2010 Meeting Type: Annual Record Date: MAR 4, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director David M. Moffett For For Management 2 Elect Director Richard T. Schlosberg, For For Management III 3 Elect Director Thomas J. Tierney For For Management 4 Amend Executive Incentive Bonus Plan For For Management 5 Amend Omnibus Stock Plan For For Management 6 Ratify Auditors For For Management -------------------------------------------------------------------------------- EBAY INC. Ticker: EBAY Security ID: 278642BNY Meeting Date: APR 29, 2010 Meeting Type: Annual Record Date: MAR 4, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director David M. Moffett For For Management 2 Elect Director Richard T. Schlosberg, For For Management III 3 Elect Director Thomas J. Tierney For For Management 4 Amend Executive Incentive Bonus Plan For For Management 5 Amend Omnibus Stock Plan For For Management 6 Ratify Auditors For For Management -------------------------------------------------------------------------------- ECHOSTAR CORPORATION Ticker: SATS Security ID: 278768106 Meeting Date: MAY 4, 2010 Meeting Type: Annual Record Date: MAR 8, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph P. Clayton For For Management 1.2 Elect Director R. Stanton Dodge For Withhold Management 1.3 Elect Director Michael T. Dugan For Withhold Management 1.4 Elect Director Charles W. Ergen For Withhold Management 1.5 Elect Director David K. Moskowitz For Withhold Management 1.6 Elect Director Tom A. Ortolf For For Management 1.7 Elect Director C. Michael Schroeder For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- EMC CORPORATION Ticker: EMC Security ID: 268648102 Meeting Date: APR 29, 2010 Meeting Type: Annual Record Date: FEB 23, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Michael W. Brown For For Management 2 Elect Director Randolph L. Cowen For For Management 3 Elect Director Michael J. Cronin For For Management 4 Elect Director Gail Deegan For For Management 5 Elect Director James S. DiStasio For For Management 6 Elect Director John R. Egan For For Management 7 Elect Director Edmund F. Kelly For For Management 8 Elect Director Windle B. Priem For For Management 9 Elect Director Paul Sagan For For Management 10 Elect Director David N. Strohm For For Management 11 Elect Director Joseph M. Tucci For For Management 12 Ratify Auditors For For Management 13 Amend Articles/Bylaws/Charter -- Call Against For Shareholder Special Meetings 14 Advisory Vote to Ratify Named Executive Against For Shareholder Officers' Compensation -------------------------------------------------------------------------------- EXPEDIA, INC. Ticker: EXPE Security ID: 30212P105 Meeting Date: JUN 8, 2010 Meeting Type: Annual Record Date: APR 12, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director A. George "Skip" Battle For For Management 1.2 Elect Director Barry Diller For Withhold Management 1.3 Elect Director Jonathan L. Dolgen For For Management 1.4 Elect Director William R. Fitzgerald For Withhold Management 1.5 Elect Director Craig A. Jacobson For For Management 1.6 Elect Director Victor A. Kaufman For Withhold Management 1.7 Elect Director Peter M. Kern For For Management 1.8 Elect Director Dara Khosrowshahi For Withhold Management 1.9 Elect Director John C. Malone For Withhold Management 1.10 Elect Director Jose A. Tazon For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- GOOGLE INC. Ticker: GOOG Security ID: 38259P508 Meeting Date: MAY 13, 2010 Meeting Type: Annual Record Date: MAR 15, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eric Schmidt For For Management 1.2 Elect Director Sergey Brin For For Management 1.3 Elect Director Larry Page For For Management 1.4 Elect Director L. John Doerr For For Management 1.5 Elect Director John L. Hennessy For For Management 1.6 Elect Director Ann Mather For For Management 1.7 Elect Director Paul S. Otellini For For Management 1.8 Elect Director K. Ram Shriram For For Management 1.9 Elect Director Shirley M. Tilghman For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Prepare Sustainability Report Against For Shareholder 5 Adopt Principles for Online Advertising Against Against Shareholder 6 Amend Human Rights Policies Regarding Against Against Shareholder Chinese Operations -------------------------------------------------------------------------------- GROUPE BRUXELLES LAMBERT Ticker: GBLB Security ID: B4746J115 Meeting Date: APR 13, 2010 Meeting Type: Annual Record Date: MAR 29, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' and Auditors' None Did Not Vote Management Reports (Non-Voting) 2 Accept Financial Statements For Did Not Vote Management 3 Approve Discharge of Directors For Did Not Vote Management 4 Approve Discharge of Auditors For Did Not Vote Management 5.1 Elect Jean-Louis Beffa as Director For Did Not Vote Management 5.2 Elect Victor Delloye as Director For Did Not Vote Management 5.3 Elect Maurice Lippens as Director For Did Not Vote Management 5.4 Elect Michel Plessis-Belair as Director For Did Not Vote Management 5.5 Elect Amaury de Seze as Director For Did Not Vote Management 5.6 Elect Jean Stephene as Director For Did Not Vote Management 5.7 Elect Gunter Thielen as Director For Did Not Vote Management 5.8 Elect Arnaud Vial as Director For Did Not Vote Management 5.9 Indicate Jean-Louis Beffa as For Did Not Vote Management Independent Board Member 5.10 Indicate Maurice Lippens as Independent For Did Not Vote Management Board Member 5.11 Indicate Jean Stephenne as Independent For Did Not Vote Management Board Member 5.12 Indicate Gunter Thielen as Independent For Did Not Vote Management Board Member 5.13 Ratify Deloitte as Auditors For Did Not Vote Management 6 Approve Stock Option Plan For Did Not Vote Management 7 Transact Other Business None Did Not Vote Management -------------------------------------------------------------------------------- HONG KONG EXCHANGES AND CLEARING LTD Ticker: 388 Security ID: Y3506N139 Meeting Date: APR 22, 2010 Meeting Type: Annual Record Date: APR 16, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend of HK$ 2.09 Per For For Management Share 3a Elect John Estmond Strickland as For For Management Director 3b Elect Wong Sai Hung, Oscar as Director For For Management 4 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6a Approve Remuneration of HK$500,000 and For For Management HK$350,000 Per Annum Payable to the Chairman and Each of the Other Non-executive Directors Respectively 6b Approve Attendance Fee of HK$2,500 Per For For Management Meeting Payable to the Chairman and Every Member (Excluding Executive Director) of Certain Board Committees 7 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- HSN, INC. Ticker: HSNI Security ID: 404303109 Meeting Date: MAY 19, 2010 Meeting Type: Annual Record Date: MAR 22, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory R. Blatt For For Management 1.2 Elect Director Michael C. Boyd For For Management 1.3 Elect Director Patrick For For Management Bousquet-Chavanne 1.4 Elect Director William Costello For For Management 1.5 Elect Director James M. Follo For For Management 1.6 Elect Director Mindy Grossman For For Management 1.7 Elect Director Stephanie Kugelman For For Management 1.8 Elect Director Arthur C. Martinez For For Management 1.9 Elect Director Thomas J. McInerney For For Management 1.10 Elect Director John B. (Jay) Morse, Jr. For For Management 2 Ratify Auditors For For Management 3 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- HUTCHISON TELECOMMUNICATIONS HONG KONG HOLDINGS LTD. Ticker: 215 Security ID: G4672G106 Meeting Date: MAY 11, 2010 Meeting Type: Annual Record Date: MAY 6, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3a Reelect Fok Kin-ning, Canning as For For Management Director 3b Reelect Lui Dennis Pok Man as Director For For Management 3c Reelect Wong King Fai, Peter as For For Management Director 3d Reelect Chow Woo Mo Fong, Susan as For For Management Director 3e Reelect Frank John Sixt as Director For For Management 3f Reelect Lai Kai Ming, Dominic as For For Management Director 3g Reelect Cheong Ying Chew, Henry as For For Management Director 3h Reelect Lan Hong Tsung, David as For For Management Director 3i Reelect Wong Yick Ming, Rosanna as For For Management Director 3j Authorize Board to Fix the Remuneration For For Management of Directors 4 Appoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HUTCHISON TELECOMMUNICATIONS HONG KONG HOLDINGS LTD. Ticker: 215 Security ID: 44841V102 Meeting Date: MAY 11, 2010 Meeting Type: Annual Record Date: MAR 18, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3a Reelect Fok Kin-ning, Canning as For For Management Director 3b Reelect Lui Dennis Pok Man as Director For For Management 3c Reelect Wong King Fai, Peter as For For Management Director 3d Reelect Chow Woo Mo Fong, Susan as For For Management Director 3e Reelect Frank John Sixt as Director For For Management 3f Reelect Lai Kai Ming, Dominic as For For Management Director 3g Reelect Cheong Ying Chew, Henry as For For Management Director 3h Reelect Lan Hong Tsung, David as For For Management Director 3i Reelect Wong Yick Ming, Rosanna as For For Management Director 3j Authorize Board to Fix the Remuneration For For Management of Directors 4 Appoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5.3 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HUTCHISON TELECOMMUNICATIONS INTL LTD Ticker: HU9A Security ID: 44841T107 Meeting Date: SEP 15, 2009 Meeting Type: Special Record Date: AUG 25, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale and Purchase Agreement For For Management Between the Advent Investments Pte. Ltd. and Scailex Corp. Ltd. In Relation to the Sale of the Sale Shares -------------------------------------------------------------------------------- HUTCHISON TELECOMMUNICATIONS INTL LTD Ticker: HU9A Security ID: G46714104 Meeting Date: SEP 16, 2009 Meeting Type: Special Record Date: SEP 11, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale and Purchase Agreement For For Management Between the Advent Investments Pte. Ltd. and Scailex Corp. Ltd. In Relation to the Sale of the Sale Shares -------------------------------------------------------------------------------- HUTCHISON TELECOMMUNICATIONS INTL., LTD. Ticker: HU9A Security ID: G46714104 Meeting Date: MAY 12, 2010 Meeting Type: Court Record Date: MAY 6, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- HUTCHISON TELECOMMUNICATIONS INTL., LTD. Ticker: HU9A Security ID: G46714104 Meeting Date: MAY 12, 2010 Meeting Type: Special Record Date: MAY 6, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management 2 Authorize Allotment of Cancelled Scheme For For Management Shares -------------------------------------------------------------------------------- HUTCHISON TELECOMMUNICATIONS INTL., LTD. Ticker: HU9A Security ID: 44841T107 Meeting Date: MAY 12, 2010 Meeting Type: Special Record Date: APR 28, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management 2.1 Approve Scheme of Arrangement For For Management 2.2 Authorize Allotment of Cancelled Scheme For For Management Shares -------------------------------------------------------------------------------- IAC/INTERACTIVECORP Ticker: IACI Security ID: 44919P508 Meeting Date: JUN 15, 2010 Meeting Type: Annual Record Date: APR 23, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edgar Bronfman, Jr. For Withhold Management 1.2 Elect Director Barry Diller For Withhold Management 1.3 Elect Director Victor A. Kaufman For Withhold Management 1.4 Elect Director Donald R. Keough For For Management 1.5 Elect Director Bryan Lourd For For Management 1.6 Elect Director Arthur C. Martinez For For Management 1.7 Elect Director David Rosenblatt For For Management 1.8 Elect Director Alan G. Spoon For For Management 1.9 Director Alexander von Furstenberg For Withhold Management 1.10 Elect Director Richard F. Zannino For For Management 1.11 Elect Director Michael P. Zeisser For Withhold Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- INFOSYS TECHNOLOGIES LTD Ticker: 500209 Security ID: 456788108 Meeting Date: JUN 12, 2010 Meeting Type: Annual Record Date: MAY 12, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend of INR 15 Per For For Management Share 3 Reappoint N.R.N. Murthy as Director For For Management 4 Reappoint M.G. Subrahmanyam as Director For For Management 5 Reappoint S. Gopalakrishnan as Director For For Management 6 Reappoint S.D. Shibulal as Director For For Management 7 Reappoint T.V.M. Pai as Director For For Management 8 Approve B.S.R. & Co. as Auditors and For For Management Authorize Board to Fix Their Remuneration 9 Approve Reappointment and Remuneration For For Management of T.V M. Pai as Executive Director 10 Approve Reappointment and Remuneration For For Management of S. Batni as Executive Director -------------------------------------------------------------------------------- INTERCONTINENTALEXCHANGE, INC. Ticker: ICE Security ID: 45865V100 Meeting Date: MAY 21, 2010 Meeting Type: Annual Record Date: MAR 23, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles R. Crisp For For Management 1.2 Elect Director Jean-Marc Forneri For For Management 1.3 Elect Director Fred W. Hatfield For For Management 1.4 Elect Director Terrence F. Martell For For Management 1.5 Elect Director Sir Callum McCarthy For For Management 1.6 Elect Director Sir Robert Reid For For Management 1.7 Elect Director Frederic V. Salerno For For Management 1.8 Elect Director Jeffrey C. Sprecher For For Management 1.9 Elect Director Judith A. Sprieser For For Management 1.10 Elect Director Vincent Tese For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- INTERNET CAPITAL GROUP, INC. Ticker: ICGE Security ID: 46059C205 Meeting Date: JUN 18, 2010 Meeting Type: Annual Record Date: APR 22, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas A. Decker For For Management 1.2 Elect Director Thomas P. Gerrity For For Management 1.3 Elect Director Peter K. Miller For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Other Business For Against Management -------------------------------------------------------------------------------- INTERVAL LEISURE GROUP, INC. Ticker: IILG Security ID: 46113M108 Meeting Date: JUN 15, 2010 Meeting Type: Annual Record Date: APR 21, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Craig M. Nash For Withhold Management 1.2 Elect Director Gregory R. Blatt For Withhold Management 1.3 Elect Director David Flowers For Withhold Management 1.4 Elect Director Gary S. Howard For Withhold Management 1.5 Elect Director Lewis J. Korman For Withhold Management 1.6 Elect Director Thomas J. Kuhn For Withhold Management 1.7 Elect Director Thomas J. McInerney For Withhold Management 1.8 Elect Director Thomas P. Murphy, Jr. For Withhold Management 1.9 Elect Director Avy H. Stein For Withhold Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- IRON MOUNTAIN INCORPORATED Ticker: IRM Security ID: 462846106 Meeting Date: JUN 4, 2010 Meeting Type: Annual Record Date: APR 14, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Clarke H. Bailey For For Management 2 Elect Director Constantin R. Boden For For Management 3 Elect Director Robert T. Brennan For For Management 4 Elect Director Kent P. Dauten For For Management 5 Elect Director Per-Kristian Halvorsen For For Management 6 Elect Director Michael W. Lamach For For Management 7 Elect Director Arthur D. Little For For Management 8 Elect Director C. Richard Reese For For Management 9 Elect Director Vincent J. Ryan For For Management 10 Elect Director Laurie A. Tucker For For Management 11 Elect Director Alfred J. Verrecchia For For Management 12 Amend Omnibus Stock Plan For For Management 13 Amend Executive Incentive Bonus Plan For For Management 14 Amend Executive Incentive Bonus Plan For For Management 15 Ratify Auditors For For Management -------------------------------------------------------------------------------- JDS UNIPHASE CORP. Ticker: JDSU Security ID: 46612J507 Meeting Date: NOV 11, 2009 Meeting Type: Annual Record Date: SEP 14, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard E. Belluzzo For For Management 1.2 Elect Director Harold L. Covert For For Management 1.3 Elect Director Penelope A. Herscher For For Management 1.4 Elect Director Masood Jabbar For For Management 2 Approve Stock Option Exchange Program For For Management 3 Amend Qualified Employee Stock Purchase For For Management Plan 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- JSE LTD Ticker: JSE Security ID: S4254A102 Meeting Date: APR 22, 2010 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 December 2009 2 Re-elect Bobby Johnston as Director For For Management 3 Re-elect David Lawrence as Director For For Management 4 Re-elect Sam Nematswerani as Director For For Management 5 Re-elect Zitulele Combi as Director For For Management 6 Elect Nonkululeko Nyembezi-Heita For For Management 7 Reappoint KPMG Inc as Auditors of the For For Management Company and Vanessa Yuill as the Designated Auditor 8 Approve Final Dividend For For Management 9 Approve Long Term Incentive Scheme For For Management 10 Authorise Repurchase of Shares for the For For Management Purpose of Giving Effect to the Long Term Incentive Scheme 11 Authorise Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Approve Remuneration Policy For For Management 13 Approve 9 Percent Increase in Annual For For Management Retainer of Non-executive Directors 14 Approve 9 Percent Increase in Meeting For For Management Fee of Non-executive Directors 15.1 Approve 20 Percent Increase in Meeting For For Management Fee of Audit Committee Members 15.2 Approve 20 Percent Increase in Annual For For Management Retainer of the Audit Committee Chairman -------------------------------------------------------------------------------- L-1 IDENTITY SOLUTIONS, INC. Ticker: ID Security ID: 50212A106 Meeting Date: MAY 5, 2010 Meeting Type: Annual Record Date: MAR 10, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert V. Lapenta For For Management 1.2 Elect Director Robert S. Gelbard For Withhold Management 1.3 Elect Director Harriet Mouchly-Weiss For Withhold Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- LABRANCHE & CO INC. Ticker: LAB Security ID: 505447102 Meeting Date: MAY 18, 2010 Meeting Type: Annual Record Date: MAR 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Katherine E. Dietze For For Management 1.2 Elect Director Donald E. Kiernan For For Management 2 Approve Omnibus Stock Plan For For Management 3 Amend Executive Incentive Bonus Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- LEUCADIA NATIONAL CORPORATION Ticker: LUK Security ID: 527288104 Meeting Date: MAY 10, 2010 Meeting Type: Annual Record Date: MAR 22, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ian M. Cumming For For Management 1.2 Elect Director Paul M. Dougan For For Management 1.3 Elect Director Alan J. Hirschfield For For Management 1.4 Elect Director James E. Jordan For For Management 1.5 Elect Director Jeffrey C. Keil For For Management 1.6 Elect Director Jesse Clyde Nichols, III For For Management 1.7 Elect Director Michael Sorkin For For Management 1.8 Elect Director Joseph S. Steinberg For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- MANTECH INTERNATIONAL CORPORATION Ticker: MANT Security ID: 564563104 Meeting Date: MAY 12, 2010 Meeting Type: Annual Record Date: MAR 18, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George J. Pedersen For For Management 1.2 Elect Director Richard L. Armitage For For Management 1.3 Elect Director Mary K. Bush For For Management 1.4 Elect Director Barry G. Campbell For For Management 1.5 Elect Director W.R. Fatzinger, Jr. For For Management 1.6 Elect Director David E. Jeremiah For For Management 1.7 Elect Director Richard J. Kerr For For Management 1.8 Elect Director Kenneth A. Minihan For For Management 1.9 Elect Director Stephen W. Porter For For Management 1.10 Elect Director Lawrence B. Prior, III For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- MARKETAXESS HOLDINGS INC. Ticker: MKTX Security ID: 57060D108 Meeting Date: JUN 3, 2010 Meeting Type: Annual Record Date: APR 6, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard M. McVey For For Management 1.2 Elect Director Sharon Brown-Hruska For For Management 1.3 Elect Director Roger Burkhardt For For Management 1.4 Elect Director Stephen P. Casper For For Management 1.5 Elect Director David G. Gomach For For Management 1.6 Elect Director Carlos M. Hernandez For For Management 1.7 Elect Director Ronald M. Hersch For For Management 1.8 Elect Director Jerome S. Markowitz For For Management 1.9 Elect Director T. Kelley Millet For For Management 1.10 Elect Director Nicolas S. Rohatyn For For Management 1.11 Elect Director John Steinhardt For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- MARVEL ENTERTAINMENT, INC. Ticker: MVL Security ID: 57383T103 Meeting Date: DEC 31, 2009 Meeting Type: Special Record Date: NOV 23, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- MCAFEE, INC. Ticker: MFE Security ID: 579064106 Meeting Date: JUN 17, 2010 Meeting Type: Annual Record Date: APR 27, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Thomas E. Darcy For For Management 2 Elect Director Denis J. O'Leary For For Management 3 Elect Director Robert W. Pangia For For Management 4 Approve Omnibus Stock Plan For For Management 5 Approve Non-Employee Director Omnibus For For Management Stock Plan 6 Ratify Auditors For For Management -------------------------------------------------------------------------------- MCAFEE, INC. Ticker: MFE Security ID: 579064BNY Meeting Date: JUN 17, 2010 Meeting Type: Annual Record Date: APR 27, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Thomas E. Darcy For For Management 2 Elect Director Denis J. O'Leary For For Management 3 Elect Director Robert W. Pangia For For Management 4 Approve Omnibus Stock Plan For For Management 5 Approve Non-Employee Director Omnibus For For Management Stock Plan 6 Ratify Auditors For For Management -------------------------------------------------------------------------------- MELCO INTERNATIONAL DEVELOPMENT LTD Ticker: 200 Security ID: Y59683188 Meeting Date: FEB 8, 2010 Meeting Type: Special Record Date: JAN 25, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Terms of the HK$1.2 Billion in For For Management Principal Amount of Convertible Loan Notes Due 2010 Issued to Great Respect Ltd. and the Related Transactions 2 Waive Requirement for Mandatory Offer For For Management to All Shareholders -------------------------------------------------------------------------------- MELCO INTERNATIONAL DEVELOPMENT LTD Ticker: 200 Security ID: Y59683188 Meeting Date: JUN 22, 2010 Meeting Type: Annual Record Date: JUN 8, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a1 Reelect Chung Yuk Man, Clarence as For For Management Director 2a2 Reelect Sham Sui Leung, Daniel as For For Management Director 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Reappoint Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5b Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- MELCO INTERNATIONAL DEVELOPMENT LTD Ticker: 200 Security ID: Y59683188 Meeting Date: JUN 22, 2010 Meeting Type: Special Record Date: JUN 8, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal of the Entire Share For For Management Capital of Elixir International Ltd. -------------------------------------------------------------------------------- MICROSOFT CORPORATION Ticker: MSFT Security ID: 594918104 Meeting Date: NOV 19, 2009 Meeting Type: Annual Record Date: SEP 4, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director William H. Gates, III For For Management 2 Elect Director Steven A. Ballmer For For Management 3 Elect Director Dina Dublon For For Management 4 Elect Director Raymond V. Gilmartin For For Management 5 Elect Director Reed Hastings For For Management 6 Elect Director Maria Klawe For For Management 7 Elect Director David F. Marquardt For For Management 8 Elect Director Charles H. Noski For For Management 9 Elect Director Helmut Panke For For Management 10 Ratify Auditors For For Management 11 Permit Right to Call Special Meeting For For Management 12 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 13 Adopt Principles for Health Care Reform Against Against Shareholder 14 Report on Charitable Contributions Against Against Shareholder -------------------------------------------------------------------------------- MODUSLINK GLOBAL SOLUTIONS, INC. Ticker: MLNK Security ID: 60786LBNY Meeting Date: DEC 9, 2009 Meeting Type: Annual Record Date: OCT 12, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Francis J. Jules For For Management 1.2 Elect Director Joseph C. Lawler For For Management 1.3 Elect Director Michael J. Mardy For For Management 2 Amend Qualified Employee Stock Purchase For For Management Plan 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- MONSTER WORLDWIDE, INC. Ticker: MWW Security ID: 611742107 Meeting Date: JUN 8, 2010 Meeting Type: Annual Record Date: APR 14, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Salvatore Iannuzzi For For Management 2 Elect Director Robert J. Chrenc For For Management 3 Elect Director John Gaulding For For Management 4 Elect Director Edmund P. Giambastiani, For For Management Jr. 5 Elect Director Cynthia P. McCague For For Management 6 Elect Director Jeffrey F. Rayport For For Management 7 Elect Director Roberto Tunioli For For Management 8 Elect Director Timothy T. Yates For For Management 9 Ratify Auditors For For Management -------------------------------------------------------------------------------- MOODY'S CORPORATION Ticker: MCO Security ID: 615369105 Meeting Date: APR 20, 2010 Meeting Type: Annual Record Date: MAR 1, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Basil L. Anderson For For Management 2 Elect Director Darrell Duffie, Ph.d. For For Management 3 Elect Director Raymond W. McDaniel, Jr For For Management 4 Amend Omnibus Stock Plan For For Management 5 Amend Executive Incentive Bonus Plan For For Management 6 Ratify Auditors For For Management 7 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- NASDAQ OMX GROUP, INC., THE Ticker: NDAQ Security ID: 631103108 Meeting Date: MAY 27, 2010 Meeting Type: Annual Record Date: APR 1, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Urban Backstrom For For Management 2 Elect Director H. Furlong Baldwin For For Management 3 Elect Director Michael Casey For Against Management 4 Elect Director Lon Gorman For Against Management 5 Elect Director Robert Greifeld For For Management 6 Elect Director Glenn H. Hutchins For Against Management 7 Elect Director Birgitta Kantola For Against Management 8 Elect Director Essa Kazim For For Management 9 Elect Director John D. Markese For For Management 10 Elect Director Hans Munk Nielsen For For Management 11 Elect Director Thomas F. O'Neill For For Management 12 Elect Director James S. Riepe For For Management 13 Elect Director Michael R. Splinter For Against Management 14 Elect Director Lars Wedenborn For For Management 15 Elect Director Deborah L. Wince-Smith For Against Management 16 Ratify Auditors For For Management 17 Amend Omnibus Stock Plan For For Management 18 Approve Stock Option Exchange Program For For Management 19 Amend Qualified Employee Stock Purchase For For Management Plan 20 Approve Executive Incentive Bonus Plan For For Management 21 Approve Conversion of Securities For For Management -------------------------------------------------------------------------------- NETAPP, INC. Ticker: NTAP Security ID: 64110D104 Meeting Date: OCT 14, 2009 Meeting Type: Annual Record Date: AUG 17, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel J. Warmenhoven For For Management 1.2 Elect Director Donald T. Valentine For For Management 1.3 Elect Director Jeffry R. Allen For Withhold Management 1.4 Elect Director Alan L. Earhart For For Management 1.5 Elect Director Thomas Georgens For For Management 1.6 Elect Director Mark Leslie For For Management 1.7 Elect Director Nicholas G. Moore For For Management 1.8 Elect Director George T. Shaheen For For Management 1.9 Elect Director Robert T. Wall For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Omnibus Stock Plan For For Management 4 Amend Qualified Employee Stock Purchase For For Management Plan 5 Amend Executive Incentive Bonus Plan For For Management 6 Ratify Auditors For For Management -------------------------------------------------------------------------------- NETEASE COM INC Ticker: NTES Security ID: 64110W102 Meeting Date: SEP 4, 2009 Meeting Type: Annual Record Date: JUL 24, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-election Of Director: William Ding For Against Management 2 Re-election Of Director: Alice Cheng For For Management 3 Re-election Of Director: Denny Lee For Against Management 4 Re-election Of Director: Joseph Tong For For Management 5 Re-election Of Director: Lun Feng For Against Management 6 Re-election Of Director: Michael Leung For For Management 7 Re-election Of Director: Michael Tong For Against Management 8 Appoint Pricewaterhousecoopers Zhong For For Management Tian CPAs Limited Company as Independent Auditors Of Netease.com, Inc. For The Fiscal Year Ending December 31, 2009. -------------------------------------------------------------------------------- NETFLIX, INC. Ticker: NFLX Security ID: 64110L106 Meeting Date: MAY 20, 2010 Meeting Type: Annual Record Date: MAR 23, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy M. Haley For Withhold Management 1.2 Elect Director Gregory S. Stanger For For Management 2 Ratify Auditors For For Management 3 Amend Qualified Employee Stock Purchase For For Management Plan -------------------------------------------------------------------------------- NORTHERN TRUST CORPORATION Ticker: NTRS Security ID: 665859104 Meeting Date: APR 20, 2010 Meeting Type: Annual Record Date: MAR 1, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Linda Walker Bynoe For For Management 1.2 Elect Director Nicholas D. Chabraja For For Management 1.3 Elect Director Susan Crown For For Management 1.4 Elect Director Dipak C. Jain For For Management 1.5 Elect Director Robert W. Lane For For Management 1.6 Elect Director Robert C. McCormack For For Management 1.7 Elect Director Edward J. Mooney For For Management 1.8 Elect Director John W. Rowe For For Management 1.9 Elect Director David H.B. Smith, Jr. For For Management 1.10 Elect Director William D. Smithburg For For Management 1.11 Elect Director Enrique J. Sosa For For Management 1.12 Elect Director Charles A. Tribbett, III For For Management 1.13 Elect Director Frederick H. Waddell For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- NYSE EURONEXT Ticker: NYX Security ID: 629491101 Meeting Date: APR 29, 2010 Meeting Type: Annual Record Date: MAR 1, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andre Bergen For For Management 1.2 Elect Director Ellyn L. Brown For For Management 1.3 Elect Director Marshall N. Carter For For Management 1.4 Elect Director Patricia M. Cloherty For For Management 1.5 Elect Director Sir George Cox For For Management 1.6 Elect Director Sylvain Hefes For For Management 1.7 Elect Director Jan-Michiel Hessels For For Management 1.8 Elect Director Duncan M. McFarland For For Management 1.9 Elect Director James J. McNulty For For Management 1.10 Elect Director Duncan L. Niederauer For For Management 1.11 Elect Director Ricardo Salgado For For Management 1.12 Elect Director Robert G. Scott For For Management 1.13 Elect Director Jackson P. Tai For For Management 1.14 Elect Director Jean-Francois Theodore For For Management 1.15 Elect Director Rijnhard van Tets For For Management 1.16 Elect Director Sir Brian Williamson For For Management 2 Ratify Auditors For For Management 3 Reduce Supermajority Vote Requirement None For Shareholder 4 Issue Stock Certificate of Ownership Against Against Shareholder -------------------------------------------------------------------------------- NZX LIMITED Ticker: NZX Security ID: Q7018C118 Meeting Date: JUN 17, 2010 Meeting Type: Annual Record Date: JUN 15, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Record the Reappointment of KPMG as the For For Management Company's Auditors and Authorize the Board to Fix the Auditors' Fees and Expenses 2 Elect Andrew Harmos as a Director For For Management 3 Elect Chris Moller as a Director For For Management 4 Elect Rod Drury as a Director For For Management -------------------------------------------------------------------------------- OSAKA SECURITIES EXCHANGE CO. LTD. Ticker: 8697 Security ID: J6254G104 Meeting Date: JUN 22, 2010 Meeting Type: Annual Record Date: MAR 31, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 5500 2.1 Elect Director Michio Yoneda For For Management 2.2 Elect Director Motoharu Fujikura For For Management 2.3 Elect Director Manabu Matsumoto For For Management 2.4 Elect Director Koutarou Yamazawa For For Management 2.5 Elect Director Yoshinori Karino For For Management 2.6 Elect Director Tsutomu Okuda For For Management 2.7 Elect Director Yusuke Kawamura For For Management 2.8 Elect Director Yuuko Kawamoto For For Management 2.9 Elect Director Taichi Sakaiya For For Management 2.10 Elect Director Shigeo Sasaki For For Management 2.11 Elect Director Shigeru Morimoto For For Management 3 Approve Adjustment to Aggregate For For Management Compensation Ceiling for Directors -------------------------------------------------------------------------------- OVERSTOCK.COM, INC. Ticker: OSTK Security ID: 690370101 Meeting Date: MAY 12, 2010 Meeting Type: Annual Record Date: MAR 15, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph J. Tabacco, Jr. For Withhold Management 1.2 Elect Director John J. Byrne For Withhold Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- PRICELINE.COM INCORPORATED Ticker: PCLN Security ID: 741503403 Meeting Date: JUN 2, 2010 Meeting Type: Annual Record Date: APR 14, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffery H. Boyd For For Management 1.2 Elect Director Ralph M. Bahna For For Management 1.3 Elect Director Howard W. Barker, Jr. For For Management 1.4 Elect Director Jan L. Docter For For Management 1.5 Elect Director Jeffrey E. Epstein For For Management 1.6 Elect Director James M. Guyette For For Management 1.7 Elect Director Nancy B. Peretsman For For Management 1.8 Elect Director Craig W. Rydin For For Management 2 Ratify Auditors For For Management 3 Amend Articles/Bylaws/Charter -- Call Against For Shareholder Special Meetings -------------------------------------------------------------------------------- PRICELINE.COM INCORPORATED Ticker: PCLN Security ID: 741503BNY Meeting Date: JUN 2, 2010 Meeting Type: Annual Record Date: APR 14, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffery H. Boyd For For Management 1.2 Elect Director Ralph M. Bahna For For Management 1.3 Elect Director Howard W. Barker, Jr. For For Management 1.4 Elect Director Jan L. Docter For For Management 1.5 Elect Director Jeffrey E. Epstein For For Management 1.6 Elect Director James M. Guyette For For Management 1.7 Elect Director Nancy B. Peretsman For For Management 1.8 Elect Director Craig W. Rydin For For Management 2 Ratify Auditors For For Management 3 Amend Articles/Bylaws/Charter -- Call Against For Shareholder Special Meetings -------------------------------------------------------------------------------- QUALCOMM INCORPORATED Ticker: QCOM Security ID: 747525103 Meeting Date: MAR 2, 2010 Meeting Type: Annual Record Date: JAN 4, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barbara T. Alexander For For Management 1.2 Elect Director Stephen M. Bennett For For Management 1.3 Elect Director Donald G. Cruickshank For For Management 1.4 Elect Director Raymond V. Dittamore For For Management 1.5 Elect Director Thomas W. Horton For For Management 1.6 Elect Director Irwin Mark Jacobs For For Management 1.7 Elect Director Paul E. Jacobs For For Management 1.8 Elect Director Robert E. Kahn For For Management 1.9 Elect Director Sherry Lansing For For Management 1.10 Elect Director Duane A. Nelles For For Management 1.11 Elect Director Brent Scowcroft For For Management 1.12 Elect Director Marc I. Stern For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- REALNETWORKS, INC. Ticker: RNWK Security ID: 75605LBNY Meeting Date: SEP 21, 2009 Meeting Type: Annual Record Date: JUL 23, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John Chapple For For Management 1.2 Elect Director Robert Glaser For Withhold Management 1.3 Elect Director Pradeep Jotwani For Withhold Management 2 Approve Employee Stock Option Exchange For For Management Program 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- RISKMETRICS GROUP, INC. Ticker: RISK Security ID: 767735103 Meeting Date: MAY 27, 2010 Meeting Type: Special Record Date: APR 26, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- RITCHIE BROS. AUCTIONEERS INCORPORATED Ticker: RBA Security ID: 767744105 Meeting Date: APR 29, 2010 Meeting Type: Annual/Special Record Date: MAR 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Waugh Murdoch For For Management 1.2 Elect Director Peter James Blake For For Management 1.3 Elect Director Eric Patel For For Management 1.4 Elect Director Beverley Anne Briscoe For For Management 1.5 Elect Director Edward Baltazar Pitoniak For For Management 1.6 Elect Director Christopher Zimmerman For For Management 1.7 Elect Director James Michael Micali For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Approve Shareholder Rights Plan For For Management -------------------------------------------------------------------------------- ROVI CORP Ticker: ROVI Security ID: 55611C108 Meeting Date: JUL 15, 2009 Meeting Type: Annual Record Date: MAY 18, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alfred J. Amoroso For For Management 1.2 Elect Director Andrew K. Ludwick For For Management 1.3 Elect Director Alan L. Earhart For For Management 1.4 Elect Director Robert J. Majteles For For Management 1.5 Elect Director James E. Meyer For For Management 1.6 Elect Director James P. O'Shaughnessy For For Management 1.7 Elect Director Ruthann Quindlen For For Management 2 Change Company Name For For Management 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- ROVI CORPORATION Ticker: ROVI Security ID: 779376102 Meeting Date: MAY 4, 2010 Meeting Type: Annual Record Date: MAR 8, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alfred J. Amoroso For For Management 1.2 Elect Director Andrew K. Ludwick For For Management 1.3 Elect Director Alan L. Earhart For For Management 1.4 Elect Director James E. Meyer For For Management 1.5 Elect Director James P. O'Shaughnessy For For Management 1.6 Elect Director Ruthann Quindlen For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- SAPIENT CORPORATION Ticker: SAPE Security ID: 803062108 Meeting Date: JUN 2, 2010 Meeting Type: Annual Record Date: APR 6, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James M. Benson For For Management 1.2 Elect Director Hermann Buerger For For Management 1.3 Elect Director Darius W. Gaskins, Jr. For For Management 1.4 Elect Director Alan J. Herrick For For Management 1.5 Elect Director J. Stuart Moore For Withhold Management 1.6 Elect Director Ashok Shah For For Management 1.7 Elect Director Vijay Singal For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- SCRIPPS NETWORKS INTERACTIVE, INC. Ticker: SNI Security ID: 811065101 Meeting Date: APR 28, 2010 Meeting Type: Annual Record Date: MAR 4, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David A. Galloway For For Management 1.2 Elect Director Dale Pond For For Management 1.3 Elect Director Ronald W. Tysoe For For Management -------------------------------------------------------------------------------- SINA CORPORATION Ticker: SINA Security ID: G81477104 Meeting Date: DEC 7, 2009 Meeting Type: Annual Record Date: OCT 16, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yan Wang as Director For For Management 1.2 Elect Song-Yi Zhang as Director For For Management 2 Ratify PricewaterhouseCoopers Zhong For For Management Tian CPAs Limited as Auditors 3 Allow Electronic Distribution of For For Management Company Communications 4 Amend Articles Re: Modernize Company's For For Management Articles of Association with Corporate Governance Provisions 5 Amend Articles Re: Board Procedures and For For Management Governance 6 Amend Articles Re: Increase Requisite For Against Management Paid-up Capital for Calling General Meetings from One-Tenth to 25 Percent 7 Amend Articles Re: Approve Restatement For For Management of Amended and Restated Articles of Association to Reflect Proposed Changes to Relevant Articles -------------------------------------------------------------------------------- SINGAPORE EXCHANGE LTD. Ticker: S68 Security ID: Y79946102 Meeting Date: OCT 13, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Declare Final Dividend of SGD 0.155 Per For For Management Share 3 Reelect Joseph Yuvaraj Pillay as For For Management Director 4 Reelect Euleen Goh as Director For For Management 5 Reelect Ho Tian Yee as Director For For Management 6 Reelect Low Check Kian as Director For For Management 7 Reelect Robert Owen as Director For For Management 8 Reelect Liew Mun Leong as Director For For Management 9 Approve Directors' Fees of Up to SGD For For Management 750,000 to be Paid to Joseph Yuvaraj Pillay for the Year Ended June 30, 2010 10 Approve Directors' Fees of Up to SGD For For Management 1.2 Million for the Year Ended June 30, 2010 (2009: SGD 1.2 Million) 11 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 12 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 13 Approve Grant of Awards Under the SGX For For Management Performance Share Plan and the Issuance of Shares Pursuant to the SGX Performance Share Plan and the SGX Share Option Plan -------------------------------------------------------------------------------- SINGAPORE EXCHANGE LTD. Ticker: S68 Security ID: Y79946102 Meeting Date: OCT 13, 2009 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- SIRIUS XM RADIO INC. Ticker: SIRI Security ID: 82967N108 Meeting Date: MAY 27, 2010 Meeting Type: Annual Record Date: APR 5, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Joan L. Amble For For Management 2 Elect Director Leon D. Black For Against Management 3 Elect Director Lawrence F. Gilberti For For Management 4 Elect Director Eddy W. Hartenstein For For Management 5 Elect Director James P. Holden For For Management 6 Elect Director Mel Karmazin For For Management 7 Elect Director James F. Mooney For For Management 8 Elect Director Jack Shaw For For Management 9 Adopt Shareholder Rights Plan (Poison For For Management Pill) 10 Approve Reverse Stock Split For For Management 11 Ratify Auditors For For Management -------------------------------------------------------------------------------- SOTHEBY'S Ticker: BID Security ID: 835898107 Meeting Date: MAY 6, 2010 Meeting Type: Annual Record Date: MAR 11, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John M. Angelo For Withhold Management 1.2 Elect Director Michael Blakenham For For Management 1.3 Elect Director The Duke Of Devonshire For For Management 1.4 Elect Director James Murdoch For For Management 1.5 Elect Director Allen Questrom For For Management 1.6 Elect Director William F. Ruprecht For For Management 1.7 Elect Director Michael I. Sovern For For Management 1.8 Elect Director Donald M. Stewart For For Management 1.9 Elect Director Robert S. Taubman For Withhold Management 1.10 Elect Director Diana L. Taylor For Withhold Management 1.11 Elect Director Dennis M. Weibling For For Management 1.12 Elect Director Robin G. Woodhead For For Management 2 Amend Non-Employee Director Restricted For For Management Stock Plan 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- STATE STREET CORPORATION Ticker: STT Security ID: 857477103 Meeting Date: MAY 19, 2010 Meeting Type: Annual Record Date: MAR 15, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director K. Burnes For For Management 2 Elect Director P. Coym For For Management 3 Elect Director P. De Saint-Aignan For For Management 4 Elect Director A. Fawcett For For Management 5 Elect Director D. Gruber For For Management 6 Elect Director L. Hill For For Management 7 Elect Director J. Hooley For For Management 8 Elect Director R. Kaplan For For Management 9 Elect Director C. LaMantia For For Management 10 Elect Director R. Logue For For Management 11 Elect Director R. Sergel For For Management 12 Elect Director R. Skates For For Management 13 Elect Director G. Summe For For Management 14 Elect Director R. Weissman For For Management 15 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 16 Ratify Auditors For For Management 17 Require Independent Board Chairman Against Against Shareholder 18 Report on Pay Disparity Against Against Shareholder -------------------------------------------------------------------------------- SUNSHINE PCS CORP. Ticker: SNSHA Security ID: 86783P106 Meeting Date: DEC 22, 2009 Meeting Type: Special Record Date: NOV 9, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reverse Stock Split For Against Management 2 Authorize Share Repurchase Program For Against Management 3 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- SYMANTEC CORPORATION Ticker: SYMC Security ID: 871503108 Meeting Date: SEP 23, 2009 Meeting Type: Annual Record Date: JUL 27, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael A. Brown For For Management 1.2 Elect Director William T. Coleman For For Management 1.3 Elect Director Frank E. Dangeard For For Management 1.4 Elect Director Geraldine B. Laybourne For For Management 1.5 Elect Director David L. Mahoney For For Management 1.6 Elect Director Robert S. Miller For For Management 1.7 Elect Director Enrique Salem For For Management 1.8 Elect Director Daniel H. Schulman For For Management 1.9 Elect Director John W. Thompson For For Management 1.10 Elect Director V. Paul Unruh For For Management 2 Ratify Auditors For For Management 3 Amend Articles/Bylaws/Charter -- Call Against For Shareholder Special Meetings -------------------------------------------------------------------------------- TD AMERITRADE HOLDING CORP. Ticker: AMTD Security ID: 87236YBNY Meeting Date: FEB 25, 2010 Meeting Type: Annual Record Date: DEC 28, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marshall A. Cohen For For Management 1.2 Elect Director William H. Hatanaka For Withhold Management 1.3 Elect Director J. Peter Ricketts For Withhold Management 1.4 Elect Director Allan R. Tessler For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TICKETMASTER ENTERTAINMENT, INC. Ticker: TKTM Security ID: 88633P302 Meeting Date: JAN 8, 2010 Meeting Type: Annual Record Date: NOV 25, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2.1 Elect Director Irving Azoff For For Management 2.2 Elect Director Terry Barnes For For Management 2.3 Elect Director Mark Carleton For For Management 2.4 Elect Director Brian Deevy For For Management 2.5 Elect Director Barry Diller For Withhold Management 2.6 Elect Director Jonathan Dolgen For Withhold Management 2.7 Elect Director Diane Irvine For For Management 2.8 Elect Director Craig A. Jacobson For Withhold Management 2.9 Elect Director Victor A. Kaufman For For Management 2.10 Elect Director Michael Leitner For For Management 2.11 Elect Director Jonathan F. Miller For Withhold Management 3 Ratify Auditors For For Management 4 Amend Omnibus Stock Plan For Against Management 5 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- TIME WARNER CABLE INC. Ticker: TWC Security ID: 88732J207 Meeting Date: MAY 24, 2010 Meeting Type: Annual Record Date: MAR 29, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Carole Black For Against Management 2 Elect Director Glenn A. Britt For For Management 3 Elect Director Thomas H. Castro For Against Management 4 Elect Director David C. Chang For For Management 5 Elect Director James E. Copeland, Jr. For For Management 6 Elect Director Peter R. Haje For Against Management 7 Elect Director Donna A. James For For Management 8 Elect Director Don Logan For For Management 9 Elect Director N.J. Nicholas, Jr. For Against Management 10 Elect Director Wayne H. Pace For For Management 11 Elect Director Edward D. Shirley For For Management 12 Elect Director John E. Sununu For For Management 13 Ratification Of Auditors For For Management -------------------------------------------------------------------------------- TIME WARNER CABLE INC. Ticker: TWC Security ID: 88732JBNY Meeting Date: MAY 24, 2010 Meeting Type: Annual Record Date: MAR 29, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Carole Black For Against Management 2 Elect Director Glenn A. Britt For For Management 3 Elect Director Thomas H. Castro For Against Management 4 Elect Director David C. Chang For For Management 5 Elect Director James E. Copeland, Jr. For For Management 6 Elect Director Peter R. Haje For Against Management 7 Elect Director Donna A. James For For Management 8 Elect Director Don Logan For For Management 9 Elect Director N.J. Nicholas, Jr. For Against Management 10 Elect Director Wayne H. Pace For For Management 11 Elect Director Edward D. Shirley For For Management 12 Elect Director John E. Sununu For For Management 13 Ratification Of Auditors For For Management -------------------------------------------------------------------------------- TIME WARNER INC. Ticker: TWX Security ID: 887317303 Meeting Date: MAY 21, 2010 Meeting Type: Annual Record Date: MAR 26, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director James L. Barksdale For For Management 2 Elect Director William P. Barr For For Management 3 Elect Director Jeffrey L. Bewkes For For Management 4 Elect Director Stephen F. Bollenbach For For Management 5 Elect Director Frank J. Caufield For For Management 6 Elect Director Robert C. Clark For For Management 7 Elect Director Mathias Dopfner For For Management 8 Elect Director Jessica P. Einhorn For For Management 9 Elect Director Fred Hassan For For Management 10 Elect Director Michael A. Miles For For Management 11 Elect Director Kenneth J. Novack For For Management 12 Elect Director Deborah C. Wright For For Management 13 Ratify Auditors For For Management 14 Approve Omnibus Stock Plan For For Management 15 Provide Right to Call Special Meeting For For Management 16 Reduce Supermajority Vote Requirement Against For Shareholder 17 Stock Retention/Holding Period Against For Shareholder 18 Advisory Vote to Ratify Named Executive Against For Shareholder Officers' Compensation -------------------------------------------------------------------------------- TIME WARNER INC. Ticker: TWX Security ID: 887317BNY Meeting Date: MAY 21, 2010 Meeting Type: Annual Record Date: MAR 26, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director James L. Barksdale For For Management 2 Elect Director William P. Barr For For Management 3 Elect Director Jeffrey L. Bewkes For For Management 4 Elect Director Stephen F. Bollenbach For For Management 5 Elect Director Frank J. Caufield For For Management 6 Elect Director Robert C. Clark For For Management 7 Elect Director Mathias Dopfner For For Management 8 Elect Director Jessica P. Einhorn For For Management 9 Elect Director Fred Hassan For For Management 10 Elect Director Michael A. Miles For For Management 11 Elect Director Kenneth J. Novack For For Management 12 Elect Director Deborah C. Wright For For Management 13 Ratify Auditors For For Management 14 Approve Omnibus Stock Plan For For Management 15 Provide Right to Call Special Meeting For For Management 16 Reduce Supermajority Vote Requirement Against For Shareholder 17 Stock Retention/Holding Period Against For Shareholder 18 Advisory Vote to Ratify Named Executive Against For Shareholder Officers' Compensation -------------------------------------------------------------------------------- TREE.COM, INC. Ticker: TREE Security ID: 894675107 Meeting Date: APR 28, 2010 Meeting Type: Annual Record Date: MAR 8, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter Horan For Withhold Management 1.2 Elect Director W. Mac Lackey For For Management 1.3 Elect Director Douglas Lebda For For Management 1.4 Elect Director Joseph Levin For For Management 1.5 Elect Director Patrick McCrory For For Management 1.6 Elect Director Lance Melber For For Management 1.7 Elect Director Steven Ozonian For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- TULLETT PREBON PLC Ticker: TLPR Security ID: G9130W106 Meeting Date: MAY 13, 2010 Meeting Type: Annual Record Date: MAY 11, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Paul Mainwaring as Director For For Management 4 Re-elect Rupert Robson as Director For For Management 5 Reappoint Deloitte LLP as Auditors and For For Management Authorise Their Remuneration 6 Approve Final Dividend For For Management 7 Authorise Issue of Equity with For For Management Pre-emptive Rights 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Market Purchase For For Management 10 Authorise the Company to Call EGM with For For Management Two Weeks' Notice 11 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- UNITED ONLINE, INC. Ticker: UNTD Security ID: 911268100 Meeting Date: MAY 27, 2010 Meeting Type: Annual Record Date: APR 1, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Berglass For Withhold Management 1.2 Elect Director Kenneth L. Coleman For Withhold Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- URBANA CORP. Ticker: URB Security ID: 91707P208 Meeting Date: JUN 29, 2010 Meeting Type: Annual Record Date: MAY 18, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Thomas S. Caldwell, Betham Colle, For Withhold Management Michael B.C. Gundy, John R. Campbell, H. Clifford Hatch and George M. Mencke as Directors 2 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- VERISK ANALYTICS, INC. Ticker: VRSK Security ID: 92345Y106 Meeting Date: JUN 16, 2010 Meeting Type: Annual Record Date: APR 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John F. Lehman, Jr. For For Management 1.2 Elect Director Andrew G. Mills For For Management 1.3 Elect Director Arthur J. Rothkopf For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- VISA INC. Ticker: V Security ID: 92826C839 Meeting Date: JAN 20, 2010 Meeting Type: Annual Record Date: NOV 27, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert W. Matschullat For For Management 1.2 Elect Director Cathy E. Minehan For For Management 1.3 Elect Director David J. Pang For For Management 1.4 Elect Director William S. Shanahan For For Management 1.5 Elect Director John A. Swainson For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- WALT DISNEY COMPANY, THE Ticker: DIS Security ID: 254687106 Meeting Date: MAR 10, 2010 Meeting Type: Annual Record Date: JAN 11, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Susan E. Arnold For For Management 2 Elect Director John E. Bryson For For Management 3 Elect Director John S. Chen For For Management 4 Elect Director Judith L. Estrin For For Management 5 Elect Director Robert A. Iger For For Management 6 Elect Director Steven P. Jobs For For Management 7 Elect Director Fred H. Langhammer For For Management 8 Elect Director Aylwin B. Lewis For For Management 9 Elect Director Monica C. Lozano For For Management 10 Elect Director Robert W. Matschullat For For Management 11 Elect Director John E. Pepper, Jr. For For Management 12 Elect Director Sheryl Sandberg For For Management 13 Elect Director Orin C. Smith For For Management 14 Ratify Auditors For For Management 15 Amend Omnibus Stock Plan For Against Management 16 Reduce Supermajority Vote Requirement For For Management 17 Reduce Supermajority Vote Requirement For For Management 18 Amend Articles of Incorporation to For For Management Delete Certain Tracking Stock Provisions 19 Amend Articles of Incorporation to For For Management Delete Classified Board Transition Provisions 20 Advisory Vote to Ratify Named Executive Against For Shareholder Officers' Compensation 21 Amend EEO Policy to Prohibit Against Against Shareholder Discrimination Based on Ex-Gay Status -------------------------------------------------------------------------------- WARNER MUSIC GROUP CORP. Ticker: WMG Security ID: 934550104 Meeting Date: FEB 23, 2010 Meeting Type: Annual Record Date: DEC 28, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edgar Bronfman, Jr. For Withhold Management 1.2 Elect Director Shelby W. Bonnie For For Management 1.3 Elect Director Richard Bressler For Withhold Management 1.4 Elect Director John P. Connaughton For Withhold Management 1.5 Elect Director Phyllis E. Grann For For Management 1.6 Elect Director Michele J. Hooper For For Management 1.7 Elect Director Scott L. Jaeckel For Withhold Management 1.8 Elect Director Seth W. Lawry For Withhold Management 1.9 Elect Director Thomas H. Lee For Withhold Management 1.10 Elect Director Ian Loring For Withhold Management 1.11 Elect Director Mark E. Nunnelly For Withhold Management 1.12 Elect Director Scott M. Sperling For Withhold Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- WASHINGTON POST COMPANY, THE Ticker: WPO Security ID: 939640108 Meeting Date: MAY 13, 2010 Meeting Type: Annual Record Date: MAR 8, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lee C. Bollinger For For Management 1.2 Elect Director Christopher C. Davis For For Management 1.3 Elect Director John L. Dotson Jr. For For Management 2 Amend Restricted Stock Plan For For Management -------------------------------------------------------------------------------- WESTERN UNION COMPANY, THE Ticker: WU Security ID: 959802109 Meeting Date: MAY 14, 2010 Meeting Type: Annual Record Date: MAR 17, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Dinyar S. Devitre For For Management 2 Elect Director Christina A. Gold For For Management 3 Elect Director Betsy D. Holden For For Management 4 Elect Director Wulf Von Schimmelmann For For Management 5 Ratify Auditors For For Management -------------------------------------------------------------------------------- YAHOO! INC. Ticker: YHOO Security ID: 984332BNY Meeting Date: JUN 24, 2010 Meeting Type: Annual Record Date: APR 27, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Carol Bartz For For Management 2 Elect Director Roy J. Bostock For For Management 3 Elect Director Pati S. Hart For For Management 4 Elect Director Eric Hippeau For For Management 5 Elect Director Susan M. James For For Management 6 Elect Director Vyomesh Joshi For For Management 7 Elect Director Arthur H. Kern For For Management 8 Elect Director Brad D. Smith For For Management 9 Elect Director Gary L. Wilson For For Management 10 Elect Director Jerry Yang For For Management 11 Amend Non-Employee Director Omnibus For For Management Stock Plan 12 Ratify Auditors For For Management 13 Advisory Vote to Ratify Named Executive Against For Shareholder Officers' Compensation =================== Kinetics Market Opportunities Portfolio ==================== ALLIANCEBERNSTEIN HOLDING L.P. Ticker: AB Security ID: 01881G106 Meeting Date: JUN 30, 2010 Meeting Type: Special Record Date: MAY 17, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- AMBAC FINANCIAL GROUP, INC. Ticker: ABK Security ID: 023139108 Meeting Date: JUN 14, 2010 Meeting Type: Annual Record Date: APR 20, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael A. Callen For For Management 1.2 Elect Director Jill M. Considine For For Management 1.3 Elect Director Paul R. DeRosa For For Management 1.4 Elect Director Philip N. Duff For For Management 1.5 Elect Director Thomas C. Theobald For For Management 1.6 Elect Director Laura S. Unger For For Management 1.7 Elect Director Henry D. G. Wallace For For Management 1.8 Elect Director David W. Wallis For For Management 2 Approve Reverse Stock Split For For Management 3 Adopt NOL Rights Plan (NOL Pill) For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- ANHUI EXPRESSWAY CO LTD Ticker: 600012 Security ID: Y01374100 Meeting Date: MAR 26, 2010 Meeting Type: Special Record Date: FEB 24, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhou Ren Qiang as Director and For For Management Authorize Board to Determine His Remuneration 2 Elect Wang Wei Sheng as Supervisor and For For Management Authorize Supervisory Committee to Determine His Remuneration -------------------------------------------------------------------------------- ANHUI EXPRESSWAY CO LTD Ticker: 600012 Security ID: Y01374100 Meeting Date: MAY 28, 2010 Meeting Type: Annual Record Date: APR 26, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept 2009 Working Report of the Board For For Management of Directors 2 Accept 2009 Working Report of the For For Management Supervisory Committee 3 Accept 2009 Audited Financial Report For For Management 4 Approve 2009 Profit Appropriation For For Management Proposal 5 Reappoint Auditors and Authorize Board For For Management to Fix Their Remuneration 6 Approve Remuneration of Directors and For For Management Supervisors 1 Amend Articles of Association For For Management 2 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- ASX LTD. Ticker: ASX Security ID: Q0604U105 Meeting Date: SEP 30, 2009 Meeting Type: Annual Record Date: SEP 28, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive the Financial Report, None None Management Directors' Report, and Auditor's Report for ASX for the Year Ended June 30, 2009 2 Receive the Financial Report and None None Management Auditor's Report for the National Guarantee Fund For the Year Ended June 30, 2009 3 Approve the Remuneration Report for the For For Management Financial Year Ended June 30, 2009 4(a) Elect Roderic Holliday-Smith as For For Management Director 4(b) Elect Jillian Segal as Director For For Management 4(c) Elect Peter Warne as Director For For Management 4(d) Elect Peter Marriott as Director For For Management -------------------------------------------------------------------------------- BAM INVESTMENTS CORP. Ticker: BNB Security ID: 05936R108 Meeting Date: MAY 11, 2010 Meeting Type: Annual Record Date: MAR 17, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James C. Bacon For For Management 1.2 Elect Director Howard Driman For For Management 1.3 Elect Director Edward C. Kress For For Management 1.4 Elect Director Brian D. Lawson For Withhold Management 1.5 Elect Director R. Frank Lewarne For For Management 1.6 Elect Director Frank N.C. Lochan For Withhold Management 1.7 Elect Director Ralph J. Zarboni For For Management 2 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- BANK OF CHINA LIMITED Ticker: 601988 Security ID: Y0698A107 Meeting Date: MAR 19, 2010 Meeting Type: Special Record Date: FEB 12, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 2a Approve Issuance of Convertible For For Management Corporate Bonds (Convertible Bonds) 2b Approve Issue Size of Convertible Bonds For For Management 2c Approve Par Value and Issue Price of For For Management Convertible Bonds 2d Approve Term of Convertible Bonds For For Management 2e Approve Interest Rate of Convertible For For Management Bonds 2f Approve Method and Timing of Interest For For Management Payment of Convertible Bonds 2g Approve Conversion Period of For For Management Convertible Bonds 2h Approve Conversion Price and Adjustment For For Management of Convertible Bonds 2i Approve Downward Adjustment to For For Management Convertible Bonds' Conversion Price 2j Approve Conversion Method of Fractional For For Management Share of the Convertible Bonds 2k Approve Terms of Redemption of the For For Management Convertible Bonds 2l Approve Redemption at the Option of For For Management Holders of Convertible Bonds 2m Approve Dividend Rights of the Year of For For Management Conversion 2n Approve Method of Issuance and Target For For Management Subscribers 2o Approve Subscription Arrangement for For For Management Existing A Shareholders 2p Approve Convertible Bonds' Holders and For For Management Meetings 2q Approve Use of Proceeds from Fund For For Management Raising Activities 2r Approve Special Provisions in Relation For For Management to Supplementary Capital 2s Approve Guarantee and Security of the For For Management Convertible Bonds 2t Approve Validity Period of the For For Management Resolution of the Convertible Bonds' Issue 2u Approve Matters Relating to For For Management Authorization in Connection with the Convertible Bonds' Issue 3 Approve Capital Management Plan (2010 For For Management to 2012) 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds of the Public Issuance of A Share Convertible Corporate Bonds by the Bank 5 Approve Utilization Report on the For For Management Bank's Use of Proceeds from the Previous Issuance of Securities by the Bank 6 Elect Li Jun as Supervisor For For Management -------------------------------------------------------------------------------- BANK OF CHINA LIMITED Ticker: 601988 Security ID: Y0698A107 Meeting Date: MAY 27, 2010 Meeting Type: Annual Record Date: APR 26, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept 2009 Working Report of the Board For For Management of Directors 2 Accept 2009 Working Report of the For For Management Supervisors 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve the 2009 Profit Distribution For For Management Plan 5 Aprove the 2010 Annual Budget For For Management 6 Approve PricewaterhouseCoopers Zhong For For Management Tian CPAs Limited Company and PricewaterhouseCoopers Hong Kong as Auditors 7a Reelect Xiao Gang as an Executive For For Management Director 7b Reelect Li Lihui as an Executive For For Management Director 7c Reelect Li Zaohang as an Executive For For Management Director 7d Reelect Zhou Zaiqun as an Executive For Against Management Director 7e Reelect Anthony Francis Neoh as an For For Management Independent Non-Executive Directo 7f Reelect Huang Shizhong as an For For Management Independent Non-Executive Director 7g Reelect Huang Danhan as an Independent For For Management Non-Executive Director 8a Elect Qin Rongsheng as an External For For Management Supervisor 8b Elect Bai Jingming as an External For For Management Supervisor 8c1 Reelect Wang Xueqiang as a None For Shareholder Shareholders Representative Supervisor of the Bank 8c2 Reelect Liu Wanming as a Shareholders None For Shareholder Representative Supervisor of the Bank 9 Approve Remuneration Scheme for the For For Management External Supervisors 10 Amend Articles of Association For For Management 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 12 Approve Adjustments of Several Items of None For Shareholder the Delegation of Authorities by the Shareholders Meeting to the Board of Directors -------------------------------------------------------------------------------- BANK OF NEW YORK MELLON CORPORATION, THE Ticker: BK Security ID: 064058100 Meeting Date: APR 13, 2010 Meeting Type: Annual Record Date: FEB 12, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ruth E. Bruch For For Management 1.2 Elect Director Nicholas M. Donofrio For For Management 1.3 Elect Director Gerald L. Hassell For For Management 1.4 Elect Director Edmund F. Kelly For For Management 1.5 Elect Director Robert P. Kelly For For Management 1.6 Elect Director Richard J. Kogan For For Management 1.7 Elect Director Michael J. Kowalski For For Management 1.8 Elect Director John A. Luke, Jr. For For Management 1.9 Elect Director Robert Mehrabian For For Management 1.10 Elect Director Mark A. Nordenberg For For Management 1.11 Elect Director Catherine A. Rein For For Management 1.12 Elect Director William C. Richardson For For Management 1.13 Elect Director Samuel C. Scott III For For Management 1.14 Elect Director John P. Surma For For Management 1.15 Elect Director Wesley W. von Schack For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Auditors For For Management 4 Provide for Cumulative Voting Against For Shareholder 5 Stock Retention/Holding Period Against For Shareholder 6 Submit Severance Agreement Against For Shareholder (Change-in-Control) to Shareholder Vote -------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Ticker: BRK.A Security ID: 084670108 Meeting Date: JAN 20, 2010 Meeting Type: Special Record Date: NOV 30, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Split For For Management 2 Approve Split of Class B Stock Without For For Management Splitting Class A Stock 3 Adjust Par Value of Common Stock For For Management 4 Increase Authorized Common Stock For For Management 5 Remove Requirement of Issuing Physical For For Management Stock Certificates for Class B Stock Upon Conversion of Class A Stock -------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Ticker: BRK.B Security ID: 084670108 Meeting Date: MAY 1, 2010 Meeting Type: Annual Record Date: MAR 3, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Warren E. Buffett For For Management 1.2 Elect Director Charles T. Munger For For Management 1.3 Elect Director Howard G. Buffett For For Management 1.4 Elect director Stephen Burke For For Management 1.5 Elect Director Susan L. Decker For For Management 1.6 Elect Director William H. Gates III For For Management 1.7 Elect Director David S. Gottesman For For Management 1.8 Elect Director Charlotte Guyman For For Management 1.9 Elect Director Donald R. Keough For For Management 1.10 Elect Director Thomas S. Murphy For For Management 1.11 Elect Director Ronald L. Olson For For Management 1.12 Elect Director Walter Scott, Jr. For For Management -------------------------------------------------------------------------------- BLACKROCK, INC. Ticker: BLK Security ID: 09247X101 Meeting Date: MAY 24, 2010 Meeting Type: Annual Record Date: APR 22, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Abdlatif Yousef Al-Hamad For For Management 1.2 Elect Director Mathis Cabiallavetta For For Management 1.3 Elect Director Dennis D. Dammerman For For Management 1.4 Elect Director Robert E. Diamond, Jr. For For Management 1.5 Elect Director David H. Komansky For For Management 1.6 Elect Director James E. Rohr For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Amend Executive Incentive Bonus Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- BROADRIDGE FINANCIAL SOLUTIONS, INC. Ticker: BR Security ID: 11133T103 Meeting Date: NOV 18, 2009 Meeting Type: Annual Record Date: SEP 21, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Leslie A. Brun For For Management 2 Elect Director Richard J. Daly For For Management 3 Elect Director Robert N. Duelks For For Management 4 Elect Director Richard J. Haviland For For Management 5 Elect Director Alexandra Lebenthal For For Management 6 Elect Director Stuart R. Levine For For Management 7 Elect Director Thomas J. Perna For For Management 8 Elect Director Alan J. Weber For For Management 9 Elect Director Arthur F. Weinbach For For Management 10 Ratify Auditors For For Management 11 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BROOKFIELD ASSET MANAGEMENT INC. Ticker: BAM.A Security ID: 112585104 Meeting Date: MAY 5, 2010 Meeting Type: Annual Record Date: MAR 8, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marcel R. Coutu For For Management 1.2 Elect Director Maureen Kempston Darkes For For Management 1.3 Elect Director Lance Liebman For For Management 1.4 Elect Director G. Wallace F. McCain For For Management 1.5 Elect Director Frank J. McKenna For For Management 1.6 Elect Director Jack M. Mintz For For Management 1.7 Elect Director Patricia M. Newson For For Management 1.8 Elect Director James A. Pattison For For Management 2 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- BROOKFIELD INFRASTRUCTURE PARTNERS L.P. Ticker: BIP Security ID: G16252101 Meeting Date: NOV 16, 2009 Meeting Type: Special Record Date: OCT 19, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares in For For Management Connection with Acquisition 2 Amend Quorum Requirements For Against Management 3 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- CATHAY GENERAL BANCORP Ticker: CATY Security ID: 149150104 Meeting Date: MAY 17, 2010 Meeting Type: Annual Record Date: APR 1, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kelly L. Chan For For Management 1.2 Elect Director Dunson K. Cheng For For Management 1.3 Elect Director Thomas C.T. Chiu For For Management 1.4 Elect Director Joseph C.H. Poon For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- CENTER FINANCIAL CORP. Ticker: CLFC Security ID: 15146E102 Meeting Date: MAR 24, 2010 Meeting Type: Special Record Date: FEB 1, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Securities For For Management 2 Increase Authorized Common Stock For For Management 3 Approve Issuance of Shares for a For Against Management Private Placement 4 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- CENTER FINANCIAL CORPORATION Ticker: CLFC Security ID: 15146E102 Meeting Date: JUN 9, 2010 Meeting Type: Annual Record Date: APR 12, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Z. Hong For For Management 1.2 Elect Director Jin Chul Jhung For For Management 1.3 Elect Director Chang Hwi Kim For For Management 1.4 Elect Director Kevin S. Kim For For Management 1.5 Elect Director Peter Y.S. Kim For For Management 1.6 Elect Director Sang Hoon Kim For For Management 1.7 Elect Director Chung Hyun Lee For For Management 1.8 Elect Director Jae Whan Yoo For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: CNCBK Security ID: Y1397N101 Meeting Date: JUN 24, 2010 Meeting Type: Special Record Date: MAY 24, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Type and Nominal Value of For For Management Rights Shares in Relation to the A Share and H Share Issue 1b Approve Proportion and Number of Shares For For Management to be Issued in Relation to the A Share and H Share Issue 1c Approve Subscription Price of the For For Management Rights Issue in Relation to the A Share and H Share Issue 1d Approve Target Subscribers in Relation For For Management to the A Share and H Share Issue 1e Approve Use of Proceeds in Relation to For For Management the A Share and H Share Issue 1f Approve Arrangement For the Accumulated For For Management Undistributed Profits of the Bank Prior to the Rights Issue 1g Approve Effective Period of the For For Management Resolution in Relation to the A Share and H Share Issue -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: CNCBK Security ID: Y1397N101 Meeting Date: JUN 24, 2010 Meeting Type: Annual Record Date: MAY 24, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Board of For For Management Supervisors 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Fixed Asset Investment Budget For For Management For 2010 5 Approve Profit Distribution Plan For For For Management 2009 6 Approve Final Emoluments Distribution For For Management Plan For Directors and Supervisors 7 Appoint Auditors and Authorize Board to For For Management Fix Their Remuneration 8a Approve Type and Nominal Value of For For Management Rights Shares in Relation to the A Share and H Share Issue 8b Approve Proportion and Number of Shares For For Management to be Issued in Relation to the A Share and H Share Issue 8c Approve Subscription Price of Rights For For Management Issue in Relation to the A Share and H Share Issue 8d Approve Target Subscribers in Relation For For Management to the A Share and H Share Issue 8e Approve Use of Proceeds in Relation to For For Management the A Share and H Share Issue 8f Approve Arrangement For Accumulated For For Management Undistributed Profits of the Bank Prior to the Rights Issue 8g Approve Effective Period of the For For Management Resolution in Relation to the A Share and H Share Issue 9 Approve Authorization For the Rights For For Management Issue of A Shares and H Shares 10 Approve Feasibility Report on the For For Management Proposed Use of Proceeds Raised from the Rights Issue of A Shares and H Shares 11 Approve Report on the Use of Proceeds For For Management From the Previous A Share Issue 12 Approve Mid-Term Plan of Capital For For Management Management 13a Elect Guo Shuqing as Executive Director For For Management 13b Elect Zhang Jianguo as Executive For For Management Director 13c Elect Lord Peter Levene as Independent For For Management Non-Executive Director 13d Elect Jenny Shipley as Independent For For Management Non-Executive Director 13e Elect Elaine La Roche as Independent For For Management Non-Executive Director 13f Elect Wong Kai-Man as Independent For For Management Non-Executive Director 13g Elect Sue Yang as Non-Executive For For Management Director 13h Elect Yam Chi Kwong, Joseph as For For Management Independent Non-Executive Director 13i Elect Zhao Xijun as Independent For For Management Non-Executive Director 14a Elect Xie Duyang as Shareholder For For Management Representative Supervisor 14b Elect Liu Jin as Shareholder For For Management Representative Supervisor 14c Elect Guo Feng as External Supervisor For For Management 14d Elect Dai Deming as External Supervisor For For Management 14e Elect Song Fengming as Shareholder For For Management Representative Supervisor 15a Elect Zhu Xiaohuang as Executive None For Shareholder Director 15b Elect Wang Shumin as Non-Executive None For Shareholder Director 15c Elect Wang Yong as Non-Executive None For Shareholder Director 15d Elect Li Xiaoling as Non-Executive None For Shareholder Director 15e Elect Zhu Zhenmin as Non-Executive None For Shareholder Director 15f Elect Lu Xiaoma as Non-Executive None For Shareholder Director 15g Elect Chen Yuanling as Non-Executive None For Shareholder Director 16 Amend Rules of Procedure Re: Delegation None For Shareholder of Authorities by the Shareholder's General Meeting to the Board -------------------------------------------------------------------------------- CHINA LIFE INSURANCE CO. LIMITED Ticker: 601628 Security ID: Y1477R204 Meeting Date: JUN 4, 2010 Meeting Type: Annual Record Date: MAY 3, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution and Cash For For Management Dividend Distribution Plan for 2009 5 Reappoint PricewaterhouseCoopers Zhong For For Management Tian Certified Public Accountants Limited Company and PricewaterhouseCoopers as PRC and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration 6 Elect Anthony Francis Neoh as For For Management Independent Non-Executive Director 7 Approve Renewal of Liability Insurance For Against Management for Directors and Senior Management Officers 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA LIFE INSURANCE CO. LIMITED Ticker: 601628 Security ID: 16939P106 Meeting Date: JUN 4, 2010 Meeting Type: Annual Record Date: MAY 3, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution and Cash For For Management Dividend Distribution Plan for 2009 5 Reappoint PricewaterhouseCoopers Zhong For For Management Tian Certified Public Accountants Limited Company and PricewaterhouseCoopers as PRC and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration 6 Elect Anthony Francis Neoh as For For Management Independent Non-Executive Director 7 Approve Renewal of Liability Insurance For Against Management for Directors and Senior Management Officers 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CLIMATE EXCHANGE PLC (FRM. CHICAGO ENVIRONMENTAL PLC) Ticker: CLE Security ID: G2311R103 Meeting Date: JUN 7, 2010 Meeting Type: Annual Record Date: JUN 5, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports (Voting) 2 Approve Remuneration of Directors For For Management 3 Reappoint KPMG Audit LLC as Auditors For For Management and Authorise Board to Fix Their Remuneration 4 Authorise Shares for Market Purchase For For Management -------------------------------------------------------------------------------- CME GROUP INC. Ticker: CME Security ID: 12572Q105 Meeting Date: MAY 5, 2010 Meeting Type: Annual Record Date: MAR 8, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Terrence A. Duffy For For Management 1.2 Elect Director Charles P. Carey For For Management 1.3 Elect Director Mark E. Cermak For For Management 1.4 Elect Director Martin J. Gepsman For For Management 1.5 Elect Director Leo Melamed For For Management 1.6 Elect Director Joseph Niciforo For For Management 1.7 Elect Director C.C. Odom For For Management 1.8 Elect Director John F. Sandner For For Management 1.9 Elect Director Dennis A. Suskind For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- COHEN & STEERS, INC. Ticker: CNS Security ID: 19247A100 Meeting Date: MAY 7, 2010 Meeting Type: Annual Record Date: MAR 12, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Martin Cohen For For Management 2 Elect Director Robert H. Steers For For Management 3 Elect Director Richard E. Bruce For For Management 4 Elect Director Peter L. Rhein For For Management 5 Elect Director Richard P. Simon For For Management 6 Elect Director Edmond D. Villani For For Management 7 Ratify Auditors For For Management -------------------------------------------------------------------------------- DEUTSCHE BOERSE AG Ticker: DB1 Security ID: D1882G119 Meeting Date: MAY 27, 2010 Meeting Type: Annual Record Date: MAY 7, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 2.10 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2009 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2009 5 Approve Remuneration System for For Against Management Management Board Members 6 Approve EUR 27.8 Million Capital For For Management Increase without Preemptive Rights 7 Approve Creation of EUR 19.5 Million For For Management Pool of Capital with Preemptive Rights 8 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares; Authorize Use of Financial Derivatives When Repurchasing Shares 9 Approve Affiliation Agreement with For For Management Clearstream Banking AG 10a Amend Articles Re: Electronic Voting at For For Management General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 10b Amend Articles Re: Exercise of Voting For For Management Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 11 Ratify KPMG AG as Auditors for Fiscal For For Management 2010 -------------------------------------------------------------------------------- DST SYSTEMS, INC. Ticker: DST Security ID: 233326107 Meeting Date: MAY 11, 2010 Meeting Type: Annual Record Date: MAR 12, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director A. Edward Allinson For For Management 1.2 Elect Director Michael G. Fitt For For Management 1.3 Elect Director Robert T. Jackson For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- EAST WEST BANCORP, INC. Ticker: EWBC Security ID: 27579R104 Meeting Date: MAR 25, 2010 Meeting Type: Special Record Date: FEB 12, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Securities For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- EAST WEST BANCORP, INC. Ticker: EWBC Security ID: 27579R104 Meeting Date: MAY 27, 2010 Meeting Type: Annual Record Date: MAR 31, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Iris S. Chan For For Management 1.2 Elect Director Peggy Cherng For For Management 1.3 Elect Director Rudolph I. Estrada For Withhold Management 1.4 Elect Director Julia S. Gouw For For Management 1.5 Elect Director Paul H. Irving For For Management 1.6 Elect Director Andrew S. Kane For For Management 1.7 Elect Director John Lee For For Management 1.8 Elect Director Herman Y. Li For For Management 1.9 Elect Director Jack C. Liu For For Management 1.10 Elect Director Dominic Ng For For Management 1.11 Elect Director Keith W. Renken For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- FISERV, INC. Ticker: FISV Security ID: 337738108 Meeting Date: MAY 26, 2010 Meeting Type: Annual Record Date: MAR 26, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kim M. Robak For For Management 1.2 Elect Director Doyle R. Simons For For Management 1.3 Elect Director Thomas C. Wertheimer For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- FRANCO-NEVADA CORP. Ticker: FNV Security ID: 351858105 Meeting Date: MAY 12, 2010 Meeting Type: Annual/Special Record Date: APR 7, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pierre Lassonde For For Management 1.2 Elect Director David Harquail For For Management 1.3 Elect Director Derek W. Evans For For Management 1.4 Elect Director Graham Farquharson For For Management 1.5 Elect Director Louis Gignac For For Management 1.6 Elect Director Randall Oliphant For For Management 1.7 Elect Director David R. Peterson For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Approve Share Compensation Plan For For Management 4 Advisory Vote on Executive Compensation For For Management Approach -------------------------------------------------------------------------------- FRANKLIN RESOURCES, INC. Ticker: BEN Security ID: 354613101 Meeting Date: MAR 16, 2010 Meeting Type: Annual Record Date: JAN 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Samuel H. Armacost For For Management 1.2 Elect Director Charles Crocker For For Management 1.3 Elect Director Joseph R. Hardiman For For Management 1.4 Elect Director Robert D. Joffe For For Management 1.5 Elect Director Charles B. Johnson For For Management 1.6 Elect Director Gregory E. Johnson For For Management 1.7 Elect Director Rupert H. Johnson, Jr. For For Management 1.8 Elect Director Thomas H. Kean For For Management 1.9 Elect Director Chutta Ratnathicam For For Management 1.10 Elect Director Peter M. Sacerdote For For Management 1.11 Elect Director Laura Stein For For Management 1.12 Elect Director Anne M. Tatlock For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- GFI GROUP INC Ticker: GFIG Security ID: 361652209 Meeting Date: JUN 10, 2010 Meeting Type: Annual Record Date: APR 14, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Colin Heffron For For Management 1.2 Elect Director John Ward For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- HONG KONG EXCHANGES AND CLEARING LTD Ticker: 388 Security ID: Y3506N139 Meeting Date: APR 22, 2010 Meeting Type: Annual Record Date: APR 16, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend of HK$ 2.09 Per For For Management Share 3a Elect John Estmond Strickland as For For Management Director 3b Elect Wong Sai Hung, Oscar as Director For For Management 4 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6a Approve Remuneration of HK$500,000 and For For Management HK$350,000 Per Annum Payable to the Chairman and Each of the Other Non-executive Directors Respectively 6b Approve Attendance Fee of HK$2,500 Per For For Management Meeting Payable to the Chairman and Every Member (Excluding Executive Director) of Certain Board Committees 7 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- IMAREX ASA (FORMERLY IMAREX NOS ASA Ticker: IMAREX Security ID: R3522P108 Meeting Date: OCT 16, 2009 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Registration of Attending None None Management Shareholders and Proxies 2 Approve Notice of Meeting and Agenda For For Management 3 Elect Chairman of Meeting; Designate For For Management Inspector(s) of Minutes of Meeting 4 Elect a New Member of the Board of For For Management Directors -------------------------------------------------------------------------------- IMAREX ASA (FORMERLY IMAREX NOS ASA Ticker: IMAREX Security ID: R3522P108 Meeting Date: MAY 6, 2010 Meeting Type: Annual Record Date: APR 26, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Registration of Attending For For Management Shareholders and Proxies 2 Approve Notice of Meeting and Agenda For For Management 3 Elect Chairman of Meeting; Designate For For Management Inspector(s) of Minutes of Meeting 4 Approve Financial Statements and For For Management Statutory Reports; Approve Allocation of Income 5 Approve Remuneration of Directors For Against Management 6 Approve Remuneration of Nominating For For Management Committee Members 7 Approve Remuneration of Auditors For For Management 8 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 9 Elect Members of Nominating Committee For For Management 10 Authorize Repurchase of up to 10 For For Management Percent of Issued Shares 11 Approve Creation of NOK 3.0 Million For Against Management Pool of Capital without Preemptive Rights 12 Amend Articles Re: Approve Electronic For For Management Distribution of Documents Pertaining to General Meetings -------------------------------------------------------------------------------- INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker: 601398 Security ID: ADPV10686 Meeting Date: SEP 2, 2009 Meeting Type: Special Record Date: JUL 31, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection of an Amount For For Management Equivalent to RMB 3 Billion in ICBC Financial Leasing Co., Ltd. -------------------------------------------------------------------------------- INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker: 601398 Security ID: ADPV10686 Meeting Date: NOV 27, 2009 Meeting Type: Special Record Date: OCT 27, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale and Purchase Agreement For For Management Between Industrial and Commercial Bank of China Ltd. and Bangkok Bank Public Company Ltd. and the Voluntary Tender and Delisting Offers and Related Transactions 2 Elect Malcolm Christopher McCarthy as For For Management Independent Non-Executive Director 3 Elect Kenneth Patrick Chung as For For Management Independent Non-Executive Director -------------------------------------------------------------------------------- INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker: 601398 Security ID: ADPV10686 Meeting Date: APR 8, 2010 Meeting Type: Special Record Date: MAR 8, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Lili as Executive Director For For Management 2 Approve 2010 Fixed Assets Investment For For Management Budget -------------------------------------------------------------------------------- INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker: 601398 Security ID: ADPV10686 Meeting Date: MAY 18, 2010 Meeting Type: Annual Record Date: APR 16, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2009 Work Report of the Board For For Management of Directors 2 Approve 2009 Work Report of the Board For For Management of Supervisors 3 Approve 2009 Audited Accounts For For Management 4 Approve 2009 Profit Distribution Plan For For Management 5 Reappoint Ernst and Young and Ernst and For For Management Young Hua Ming as Auditors and Fix the Total Audit Fees for 2010 at RMB 159.60 million 6 Approve Capital Management Plan for For For Management Years 2010 to 2012 7 Approve Issuance of H Shares and A For For Management Share Convertible Corporate Bonds (Convertible Bonds) 8a Approve Type of Securities to be Issued For For Management in Relation to the Issuance of the Convertible Bonds 8b Approve Issue Size in Relation to the For For Management Issuance of the Convertible Bonds 8c Approve Nominal Value and Issue Price For For Management in Relation to the Issuance of the Convertible Bonds 8d Approve Term in Relation to the For For Management Issuance of the Convertible Bonds 8e Approve Interest Rate in Relation to For For Management the Issuance of the Convertible Bonds 8f Approve Timing and Method of Interest For For Management Payment in Relation to the Issuance of the Convertible Bonds 8g Approve Conversion Period in Relation For For Management to the Issuance of the Convertible Bonds 8h Approve Method for Determining the For For Management Number of Shares for Conversion in Relation to the Issuance of the Convertible Bonds 8i Approve Determination and Adjustment of For For Management CB Conversion Price in Relation to the Issuance of the Convertible Bonds 8j Approve Downward Adjustment to CB For For Management Conversion Price in Relation to the Issuance of the Convertible Bonds 8k Approve Terms of Redemption in Relation For For Management to the Issuance of the Convertible Bonds 8l Approve Terms of Sale Back in Relation For For Management to the Issuance of the Convertible Bonds 8m Approve Dividend Rights of the Year of For For Management Conversion in Relation to the Issuance of the Convertible Bonds 8n Approve Method of Issuance and Target For For Management Investors in Relation to the Issuance of the Convertible Bonds 8o Approve Subscription Arrangement for For For Management the Existing Holders of A Shares in Relation to the Issuance of the Convertible Bonds 8p Approve CB Holders and CB Holders' For For Management Meetings in Relation to the Issuance of the Convertible Bonds 8q Approve Use of Proceeds in Relation to For For Management the Issuance of the Convertible Bonds 8r Approve Special Provisions in Relation For For Management to Supplementary Capital in Relation to the Issuance of the Convertible Bonds 8s Approve Security in Relation to the For For Management Issuance of the Convertible Bonds 8t Approve Validity Period of the For For Management Resolution in Relation to the Issuance of the Convertible Bonds 8u Approve Matters Relating to For For Management Authorisation in Relation to the Issuance of the Convertible Bonds 9 Approve Feasibility Analysis Report on For For Management the Use of Proceeds of the Public Issuance of A Share Convertible Corporate Bonds 10 Approve Utilization Report on the For For Management Bank's Use of Proceeds from the Previous Issuance of Securities by the Bank 11 Approve the Revised Plan on None For Shareholder Authorisation of the Shareholders' General Meeting to the Board of Directors as Set Out in Appendix 1 to the Supplemental Circular of the Bank Dated 4 May 2010 -------------------------------------------------------------------------------- INTERACTIVE BROKERS GROUP, INC. Ticker: IBKR Security ID: 45841N107 Meeting Date: APR 20, 2010 Meeting Type: Annual Record Date: FEB 23, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Thomas Peterffy For Against Management 2 Elect Director Earl H. Nemser For Against Management 3 Elect Director Paul J. Brody For Against Management 4 Elect Director Milan Galik For Against Management 5 Elect Director Lawrence E. Harris For For Management 6 Elect Director Hans R. Stoll For For Management 7 Elect Director Ivers W. Riley For For Management 8 Elect Director Robert W. Trudeau For For Management 9 Ratify Auditors For For Management -------------------------------------------------------------------------------- INTERCONTINENTALEXCHANGE, INC. Ticker: ICE Security ID: 45865V100 Meeting Date: MAY 21, 2010 Meeting Type: Annual Record Date: MAR 23, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles R. Crisp For For Management 1.2 Elect Director Jean-Marc Forneri For For Management 1.3 Elect Director Fred W. Hatfield For For Management 1.4 Elect Director Terrence F. Martell For For Management 1.5 Elect Director Sir Callum McCarthy For For Management 1.6 Elect Director Sir Robert Reid For For Management 1.7 Elect Director Frederic V. Salerno For For Management 1.8 Elect Director Jeffrey C. Sprecher For For Management 1.9 Elect Director Judith A. Sprieser For For Management 1.10 Elect Director Vincent Tese For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- IRIDIUM COMMUNICATIONS INC. Ticker: IRDM.1 Security ID: 36172H108 Meeting Date: SEP 23, 2009 Meeting Type: Special Record Date: AUG 27, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve SPAC Transaction For For Management 2 If you vote FOR Proposal 1 you should None For Management also vote FOR this proposal. If you voted AGAINST Proposal 1 and wish to Exercise your Conversion Rights, you should vote AGAINST this proposal and follow the instructions in the company's filing with the SEC 3 Amend Certificate of Incorporation to For For Management Make Certain Changes 4 Issue Shares in Connection with For For Management Acquisition 5 Approve Omnibus Stock Plan For For Management 6 Adjourn Meeting For For Management -------------------------------------------------------------------------------- IRIDIUM COMMUNICATIONS INC. Ticker: IRDM Security ID: 46269C102 Meeting Date: MAY 25, 2010 Meeting Type: Annual Record Date: APR 9, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert H. Niehaus For For Management 1.2 Elect Director J. Darrel Barros For For Management 1.3 Elect Director Scott L. Bok For For Management 1.4 Elect Director Thomas C. Canfield For For Management 1.5 Elect Director Peter M. Dawkins For For Management 1.6 Elect Director Matthew J. Desch For For Management 1.7 Elect Director Terry L. Jones For For Management 1.8 Elect Director Alvin B. Krongard For For Management 1.9 Elect Director Steven B. Pfeiffer For For Management 1.10 Elect Director Parker W. Rush For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- JEFFERIES GROUP, INC. Ticker: JEF Security ID: 472319102 Meeting Date: MAY 17, 2010 Meeting Type: Annual Record Date: MAR 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard B. Handler For For Management 1.2 Elect Director Brian P. Friedman For For Management 1.3 Elect Director W. Patrick Campbell For Withhold Management 1.4 Elect Director Ian M. Cumming For Withhold Management 1.5 Elect Director Richard G. Dooley For Withhold Management 1.6 Elect Director Robert E. Joyal For Withhold Management 1.7 Elect Director Michael T. O?Kane For Withhold Management 1.8 Elect Director Joseph S. Steinberg For Withhold Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- JIANGSU EXPRESSWAY CO. LTD. Ticker: 600377 Security ID: Y4443L103 Meeting Date: OCT 20, 2009 Meeting Type: Special Record Date: SEP 11, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles Re: Scope of Business For For Management 2 Elect Cheng Chang Yung Tsung, Alice as None Abstain Management Independent Non-Executive Director and Approve Director's Fee of HK$200,00 Per Annum 3 Elect Fang Hung, Kenneth as Independent None Abstain Management Non-Executive Director and Approve Director's Fee of HK$200,00 Per Annum 4 Elect Gao Bo as Independent For For Shareholder Non-Executive Director and Approve Annual Remuneration of RMB 50,000 (After Tax) 5 Elect Xu Chang Xin as Independent For For Shareholder Non-Executive Director and Approve Annual Remuneration of RMB 50,000 (After Tax) 6 Elect Cheng Chang Yung Tsung, Alice as For For Shareholder Non-Executive Director and Approve Annual Remuneration of HK$300,000 (After Tax) 7 Elect Fang Hung, Kenneth as For For Shareholder Non-Executive Director and Approve Annual Remuneration of HK$300,000 (After Tax) 8 Elect Sun Hong Ning as Supervisor For For Shareholder -------------------------------------------------------------------------------- JIANGSU EXPRESSWAY CO. LTD. Ticker: 600377 Security ID: Y4443L103 Meeting Date: MAY 19, 2010 Meeting Type: Annual Record Date: APR 16, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of Directors For For Management 2 Approve Report of the Supervisory For For Management Committee 3 Approve Annual Budget Report for the For For Management Year 2009 4 Accept Financial Statements and For For Management Statutory Reports 5 Approve Profit Distribution Scheme and For For Management Cash Dividend of RMB 0.31 Per Share 6 Appoint Deloitte Touche Tohmatsu For For Management Certified Public Accountants Ltd. and Deloitte Touche Tohmatsu as the Company's Domestic and Hong Kong Auditors, Respectively, with Annual Remuneration of RMB 2.2 Million 7 Approve Issuance of Short-Term For For Management Commercial Papers with an Aggregate Principal Amount of Not More than RMB 1.5 Billion 8a Approve Salary Adjustment of Fan Cong For For Management Lai, an Independent Non-Executive Director, from RMB 50,000 Per Annum to RMB 60,000 Per Annum 8b Approve Salary Adjustment of Chen Dong For For Management Hua, an Independent Non-Executive Director, from RMB 50,000 to RMB 60,000 Per Annum 8c Approve Salary Adjustment of Xu Chang For For Management Xin, an Independent Non-Executive Director, from RMB 50,000 to RMB 60,000 Per Annum 8d Approve Salary Adjustment of Gao Bo, an For For Management Independent Non-Executive Director, from RMB 50,000 to RMB 60,000 Per Annum -------------------------------------------------------------------------------- JSE LTD Ticker: JSE Security ID: S4254A102 Meeting Date: APR 22, 2010 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 December 2009 2 Re-elect Bobby Johnston as Director For For Management 3 Re-elect David Lawrence as Director For For Management 4 Re-elect Sam Nematswerani as Director For For Management 5 Re-elect Zitulele Combi as Director For For Management 6 Elect Nonkululeko Nyembezi-Heita For For Management 7 Reappoint KPMG Inc as Auditors of the For For Management Company and Vanessa Yuill as the Designated Auditor 8 Approve Final Dividend For For Management 9 Approve Long Term Incentive Scheme For For Management 10 Authorise Repurchase of Shares for the For For Management Purpose of Giving Effect to the Long Term Incentive Scheme 11 Authorise Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Approve Remuneration Policy For For Management 13 Approve 9 Percent Increase in Annual For For Management Retainer of Non-executive Directors 14 Approve 9 Percent Increase in Meeting For For Management Fee of Non-executive Directors 15.1 Approve 20 Percent Increase in Meeting For For Management Fee of Audit Committee Members 15.2 Approve 20 Percent Increase in Annual For For Management Retainer of the Audit Committee Chairman -------------------------------------------------------------------------------- LABRANCHE & CO INC. Ticker: LAB Security ID: 505447102 Meeting Date: MAY 18, 2010 Meeting Type: Annual Record Date: MAR 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Katherine E. Dietze For For Management 1.2 Elect Director Donald E. Kiernan For For Management 2 Approve Omnibus Stock Plan For For Management 3 Amend Executive Incentive Bonus Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- LEGG MASON, INC. Ticker: LM Security ID: 524901105 Meeting Date: JUL 28, 2009 Meeting Type: Annual Record Date: MAY 29, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert E. Angelica For For Management 1.2 Elect Director Barry W. Huff For For Management 1.3 Elect Director John E. Koerner, III For Withhold Management 1.4 Elect Director Cheryl Gordon Krongard For Withhold Management 1.5 Elect Director Scott C. Nuttall For Withhold Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management 4 Compensation- Make Changes to the Against For Shareholder Executive Incentive Compensation Plan (EICP) as Applied to Senior Executives 5 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- LONDON STOCK EXCHANGE GROUP PLC Ticker: LSE Security ID: G5689U103 Meeting Date: JUL 15, 2009 Meeting Type: Annual Record Date: JUN 30, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend of 16 Pence Per For For Management Ordinary Share 3 Approve Remuneration Report For For Management 4 Elect Xavier Rolet as Director For For Management 5 Re-elect Baroness Janet Cohen as For For Management Director 6 Re-elect Robert Webb as Director For For Management 7 Re-elect Paolo Scaroni as Director For For Management 8 Re-elect Andrea Munari as Director For For Management 9 Reappoint PricewaterhouseCoopers LLP as For For Management Auditors of the Company 10 Authorise Board to Fix Remuneration of For For Management Auditors 11 Approve Increase in Authorised Share For For Management Capital from GBP 24,215,116 to GBP 31,133,721 12 Subject to the Passing of Resolution For For Management 11, Auth. Issue of Equity with Rights Under a General Auth. up to GBP 6,200,000 and an Additional Amount Pursuant to a Rights Issue of up to GBP 12,400,000 After Deducting Any Securities Issued Under the General Auth. 13 Subject to the Passing of Resolution For For Management 12, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 930,000 14 Authorise 27,000,000 Ordinary Shares For For Management for Market Purchase 15 Amend Articles of Association by For For Management Deleting All the Provisions of the Company's Memorandum of Association which, by Virtue of Section 28 of the 2006 Act, are to be Treated as Provisions of the Company's Articles of Association 16 Approve That a General Meeting Other For For Management Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice -------------------------------------------------------------------------------- MARKEL CORPORATION Ticker: MKL Security ID: 570535104 Meeting Date: MAY 10, 2010 Meeting Type: Annual Record Date: MAR 2, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Alfred Broaddus, Jr. For For Management 1.2 Elect Director Douglas C. Eby For For Management 1.3 Elect Director Stewart M. Kasen For For Management 1.4 Elect Director Alan I. Kirshner For For Management 1.5 Elect Director Lemuel E. Lewis For For Management 1.6 Elect Director Darrell D. Martin For For Management 1.7 Elect Director Anthony F. Markel For For Management 1.8 Elect Director Steven A. Markel For For Management 1.9 Elect Director Jay M. Weinberg For For Management 1.10 Elect Director Debora J. Wilson For For Management 2 Ratify Auditors For For Management 3 Amend Executive Incentive Bonus Plan For For Management -------------------------------------------------------------------------------- MBIA INC. Ticker: MBI Security ID: 55262C100 Meeting Date: MAY 4, 2010 Meeting Type: Annual Record Date: MAR 10, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph W. Brown For For Management 1.2 Elect Director David A. Coulter For Against Management 1.3 Elect Director Claire L. Gaudiani For Against Management 1.4 Elect Director Daniel P. Kearney For Against Management 1.5 Elect Director Kewsong Lee For For Management 1.6 Elect Director Laurence H. Meyer For For Management 1.7 Elect Director Charles R. Rinehart For For Management 1.8 Elect Director Theodore Shasta For For Management 1.9 Elect Director Richard C. Vaughan For Against Management 2 Approve Executive Incentive Bonus Plan For For Management 3 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation 4 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation 5 Ratify Auditors For For Management -------------------------------------------------------------------------------- MSCI INC. Ticker: MXB Security ID: 55354G100 Meeting Date: APR 8, 2010 Meeting Type: Annual Record Date: FEB 11, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Benjamin F. duPont For For Management 2 Elect Director Henry A. Fernandez For For Management 3 Elect Director Alice W. Handy For For Management 4 Elect Director Catherine R. Kinney For For Management 5 Elect Director Linda H. Riefler For For Management 6 Elect Director George W. Siguler For For Management 7 Elect Director Scott M. Sipprelle For For Management 8 Elect Director Rodolphe M. Vallee For For Management 9 Ratify Auditors For For Management -------------------------------------------------------------------------------- NARA BANCORP, INC. Ticker: NARA Security ID: 63080P105 Meeting Date: JUN 29, 2010 Meeting Type: Annual Record Date: MAY 5, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven D. Broidy For For Management 1.2 Elect Director Louis M. Cosso For For Management 1.3 Elect Director Alvin D. Kang For For Management 1.4 Elect Director Chong-Moon Lee For For Management 1.5 Elect Director Jesun Paik For For Management 1.6 Elect Director Hyon Man Park For For Management 1.7 Elect Director Ki Suh Park For Withhold Management 1.8 Elect Director Scott Yoon-suk Whang For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- NASDAQ OMX GROUP, INC., THE Ticker: NDAQ Security ID: 631103108 Meeting Date: MAY 27, 2010 Meeting Type: Annual Record Date: APR 1, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Urban Backstrom For For Management 2 Elect Director H. Furlong Baldwin For For Management 3 Elect Director Michael Casey For Against Management 4 Elect Director Lon Gorman For Against Management 5 Elect Director Robert Greifeld For For Management 6 Elect Director Glenn H. Hutchins For Against Management 7 Elect Director Birgitta Kantola For Against Management 8 Elect Director Essa Kazim For For Management 9 Elect Director John D. Markese For For Management 10 Elect Director Hans Munk Nielsen For For Management 11 Elect Director Thomas F. O'Neill For For Management 12 Elect Director James S. Riepe For For Management 13 Elect Director Michael R. Splinter For Against Management 14 Elect Director Lars Wedenborn For For Management 15 Elect Director Deborah L. Wince-Smith For Against Management 16 Ratify Auditors For For Management 17 Amend Omnibus Stock Plan For For Management 18 Approve Stock Option Exchange Program For For Management 19 Amend Qualified Employee Stock Purchase For For Management Plan 20 Approve Executive Incentive Bonus Plan For For Management 21 Approve Conversion of Securities For For Management -------------------------------------------------------------------------------- NORTHERN TRUST CORPORATION Ticker: NTRS Security ID: 665859104 Meeting Date: APR 20, 2010 Meeting Type: Annual Record Date: MAR 1, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Linda Walker Bynoe For For Management 1.2 Elect Director Nicholas D. Chabraja For For Management 1.3 Elect Director Susan Crown For For Management 1.4 Elect Director Dipak C. Jain For For Management 1.5 Elect Director Robert W. Lane For For Management 1.6 Elect Director Robert C. McCormack For For Management 1.7 Elect Director Edward J. Mooney For For Management 1.8 Elect Director John W. Rowe For For Management 1.9 Elect Director David H.B. Smith, Jr. For For Management 1.10 Elect Director William D. Smithburg For For Management 1.11 Elect Director Enrique J. Sosa For For Management 1.12 Elect Director Charles A. Tribbett, III For For Management 1.13 Elect Director Frederick H. Waddell For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- NYSE EURONEXT Ticker: NYX Security ID: 629491101 Meeting Date: APR 29, 2010 Meeting Type: Annual Record Date: MAR 1, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andre Bergen For For Management 1.2 Elect Director Ellyn L. Brown For For Management 1.3 Elect Director Marshall N. Carter For For Management 1.4 Elect Director Patricia M. Cloherty For For Management 1.5 Elect Director Sir George Cox For For Management 1.6 Elect Director Sylvain Hefes For For Management 1.7 Elect Director Jan-Michiel Hessels For For Management 1.8 Elect Director Duncan M. McFarland For For Management 1.9 Elect Director James J. McNulty For For Management 1.10 Elect Director Duncan L. Niederauer For For Management 1.11 Elect Director Ricardo Salgado For For Management 1.12 Elect Director Robert G. Scott For For Management 1.13 Elect Director Jackson P. Tai For For Management 1.14 Elect Director Jean-Francois Theodore For For Management 1.15 Elect Director Rijnhard van Tets For For Management 1.16 Elect Director Sir Brian Williamson For For Management 2 Ratify Auditors For For Management 3 Reduce Supermajority Vote Requirement None For Shareholder 4 Issue Stock Certificate of Ownership Against Against Shareholder -------------------------------------------------------------------------------- NZX LIMITED Ticker: NZX Security ID: Q7018C118 Meeting Date: JUN 17, 2010 Meeting Type: Annual Record Date: JUN 15, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Record the Reappointment of KPMG as the For For Management Company's Auditors and Authorize the Board to Fix the Auditors' Fees and Expenses 2 Elect Andrew Harmos as a Director For For Management 3 Elect Chris Moller as a Director For For Management 4 Elect Rod Drury as a Director For For Management -------------------------------------------------------------------------------- ONEX CORP. Ticker: OCX Security ID: 68272K103 Meeting Date: MAY 6, 2010 Meeting Type: Annual Record Date: MAR 18, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 2 Authorize Board to Fix Remuneration of For For Management Auditors 3 Holders of Subordinate Voting Shares: For Withhold Management Elect William A. Etherington, Peter C. Godsoe, Serge Gouin and Arni C. Thorsteinson as Directors -------------------------------------------------------------------------------- OSAKA SECURITIES EXCHANGE CO. LTD. Ticker: 8697 Security ID: J6254G104 Meeting Date: JUN 22, 2010 Meeting Type: Annual Record Date: MAR 31, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 5500 2.1 Elect Director Michio Yoneda For For Management 2.2 Elect Director Motoharu Fujikura For For Management 2.3 Elect Director Manabu Matsumoto For For Management 2.4 Elect Director Koutarou Yamazawa For For Management 2.5 Elect Director Yoshinori Karino For For Management 2.6 Elect Director Tsutomu Okuda For For Management 2.7 Elect Director Yusuke Kawamura For For Management 2.8 Elect Director Yuuko Kawamoto For For Management 2.9 Elect Director Taichi Sakaiya For For Management 2.10 Elect Director Shigeo Sasaki For For Management 2.11 Elect Director Shigeru Morimoto For For Management 3 Approve Adjustment to Aggregate For For Management Compensation Ceiling for Directors -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA, LTD. Ticker: 601318 Security ID: Y69790106 Meeting Date: AUG 7, 2009 Meeting Type: Special Record Date: JUL 7, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve a Specific Mandate to Allot and For For Management Issue Consideration Shares Under the Share Purchase Agreement -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA, LTD. Ticker: 601318 Security ID: Y69790106 Meeting Date: AUG 7, 2009 Meeting Type: Special Record Date: JUL 7, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve a Specific Mandate to Allot and For For Management Issue Consideration Shares Under the Share Purchase Agreement -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA, LTD. Ticker: 601318 Security ID: Y69790106 Meeting Date: DEC 18, 2009 Meeting Type: Special Record Date: NOV 17, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Bank Deposits Arrangements For For Management Between the Company and its Subsidiaries (Group) and The Hongkong and Shanghai Banking Corp. Ltd. and Related Annual Caps 2 Approve Bank Deposits Arrangements For For Management Between the Group and the Industrial and Commercial Bank of China Ltd. and Industrial and Commercial Bank of China (Asia) Ltd. and Related Annual Caps 3 Approve Bank Deposits Arrangements For For Management Between the Group and Bank of Communications Co. Ltd. and Related Annual Caps 4 Approve the Company's Policy on the For For Management Appointment of Auditors 5 Elect Guo Limin as a Non-Executive For For Management Director -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA, LTD. Ticker: 601318 Security ID: Y69790106 Meeting Date: JUN 29, 2010 Meeting Type: Annual Record Date: MAY 27, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Annual Report and Its Summary For For Management 4 Accept Financial Statements and For For Management Statutory Reports 5 Approve Profit Distribution Plan and For For Management Recommendation for Final Dividend for the Year Ended December 31, 2009 6 Reappoint Ernst and Young Hua Ming and For For Management Ernst and Young as PRC and International Auditors, Respectively, and Authorize the Board to Fix Their Remuneration 7 Elect David Fried as Non-Executive For For Management Director 8 Amend Articles of Association For For Management 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Approve Final Dividend for H For For Shareholder Shareholders 11 Amend Articles Re: Shareholding For For Shareholder Structure and Registered Capital -------------------------------------------------------------------------------- POWER CORPORATION OF CANADA Ticker: POW Security ID: 739239101 Meeting Date: MAY 13, 2010 Meeting Type: Annual Record Date: MAR 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect P. Beaudoin, L. Dassault, For Withhold Management A.Desmarais, P. Desmarais, P. Desmarais, Jr., G.Fortin, A.Graham, R.Gratton, I. Marcoux, D. Mazankowsk, R.McFeetors, J. Nickerson, J.Nininger, R.Orr, R. Parizeau, M.Plessis-Belair, J. Rae, H.Rousseau and E.Szathmary 1.1 Elect Pierre Beaudoin as Director For Withhold Management 1.2 Elect Laurent Dassault as Director For Withhold Management 1.3 Elect Andre Desmarais as Director For Withhold Management 1.4 Elect Paul Desmarais as Director For Withhold Management 1.5 Elect Paul Desmarais, Jr. as Director For Withhold Management 1.6 Elect Guy Fortin as Director For Withhold Management 1.7 Elect Anthony R. Graham as Director For For Management 1.8 Elect Robert Gratton as Director For Withhold Management 1.9 Elect Isabelle Marcoux as Director For For Management 1.10 Elect Donald F. Mazankowski as Director For For Management 1.11 Elect Raymond L. McFeetors as Director For Withhold Management 1.12 Elect Jerry E.A. Nickerson as Director For For Management 1.13 Elect James R. Nininger as Director For For Management 1.14 Elect R. Jeffrey Orr as Director For Withhold Management 1.15 Elect Robert Parizeau as Director For For Management 1.16 Elect Michel Plessis-Belair as Director For Withhold Management 1.17 Elect John A. Rae as Director For Withhold Management 1.18 Elect Henri-Paul Rousseau as Director For Withhold Management 1.19 Elect Emoke J.E. Szathmary as Director For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Adopt a Policy that Limits the Number Against For Shareholder of Board Committee Interlocks Among Related Companies and Require Majority of Independent Directors on Board 4 Issue a Report Describing the Against For Shareholder Evaluation of Investments According to the Company's CSR Statement and its Commitment to the Universal Declaration of Human Rights -------------------------------------------------------------------------------- PZENA INVESTMENT MANAGEMENT, INC. Ticker: PZN Security ID: 74731Q103 Meeting Date: MAY 19, 2010 Meeting Type: Annual Record Date: MAR 26, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard S. Pzena For For Management 1.2 Elect Director Steven M. Galbraith For For Management 1.3 Elect Director Joel M. Greenblatt For For Management 1.4 Elect Director Richard P. Meyerowich For For Management 1.5 Elect Director Ronald W. Tysoe For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- RISKMETRICS GROUP, INC. Ticker: RISK Security ID: 767735103 Meeting Date: MAY 27, 2010 Meeting Type: Special Record Date: APR 26, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SHENZHEN EXPRESSWAY COMPANY LTD. Ticker: 548 Security ID: Y7741B107 Meeting Date: AUG 10, 2009 Meeting Type: Special Record Date: JUL 10, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhong Shan Qun as Shareholders' None For Shareholder Representative Supervisor -------------------------------------------------------------------------------- SHENZHEN EXPRESSWAY COMPANY LTD. Ticker: 548 Security ID: Y7741B107 Meeting Date: JAN 8, 2010 Meeting Type: Special Record Date: DEC 8, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect He Sen as Shareholder None For Shareholder Representative Supervisor -------------------------------------------------------------------------------- SHENZHEN EXPRESSWAY COMPANY LTD. Ticker: 600548 Security ID: Y7741B107 Meeting Date: MAR 15, 2010 Meeting Type: Special Record Date: FEB 12, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Credit For For Management Counter-Guarantee for the Bank That Provides Guarantee for Mei Wah Industrial (Hong Kong) Ltd. and the Related Transactions 2 Approve Formulation of Management Rules For For Management for Selection of Accountants' Firm for Auditing Financial Statements -------------------------------------------------------------------------------- SHENZHEN EXPRESSWAY COMPANY LTD. Ticker: 600548 Security ID: Y7741B107 Meeting Date: MAY 14, 2010 Meeting Type: Annual Record Date: APR 13, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution Scheme and For For Management Final Dividend 5 Approve Budget Report for the Year 2010 For For Management 6 Reappoint PricewaterhouseCoopers as For For Management International Auditors and PricewaterhouseCoopers Zhong Tian CPAs Co., Ltd. as Statutory Auditors and Authorize Board to Fix Their Remuneration 7 Approve Provision of Counter-Guarantee For For Management Not Exceeding RMB 500 Million for the Domestic Commercial Bank which Provides Guarantee for the Company 8 Approve Issuance of Debentures For For Management Denominated in Renminbi -------------------------------------------------------------------------------- SICHUAN EXPRESSWAY COMPANY LTD Ticker: 601107 Security ID: Y79325109 Meeting Date: JUL 15, 2009 Meeting Type: Special Record Date: JUN 12, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Participation in the For For Management Investment Project 2 Approve Applications to the Banks and For For Management Other Financial Institutions for Loans Up to the Maximum of the Official Total Investment Amount for the Investment Project 3 Authorize Board to Adjust and Revise For For Management Official Total Investment Amount 4 Approve Establishment of Subsidiary, For For Management Branch Company or Any Other Corporate Entities by the Company in Connection with the Investment Project 5 Authorize Any Two Directors to Do All For For Management Such Acts and Things in Relation with the Investment Project -------------------------------------------------------------------------------- SICHUAN EXPRESSWAY COMPANY LTD Ticker: 601107 Security ID: Y79325109 Meeting Date: OCT 13, 2009 Meeting Type: Special Record Date: SEP 11, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Shinewing Certified Public For For Management Accountants as PRC Auditors and Authorize Board to Fix Their Remuneration 2 Approve Resignation of Liu Xianfu as For For Management Executive Director 3 Elect Hu Yu as Executive Director For For Management 4 Approve Resignation of Luo Yi as For For Management Supervisor 5 Elect Dong Zhi as Supervisor For For Management -------------------------------------------------------------------------------- SICHUAN EXPRESSWAY COMPANY LTD Ticker: 107 Security ID: Y79325109 Meeting Date: MAY 12, 2010 Meeting Type: Annual Record Date: APR 9, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Work Report of the Board of For For Management Directors for the Year Ended Dec. 31, 2009 2 Accept Work Report of the Supervisor For For Management Committee for the Year Ended Dec. 31 , 2009 3 Accept Duty Performance Report of For For Management Independent Non-Executive Directors for the Year 2009 4 Approve Profit Appropriations Plan for For For Management the Year Ended Dec. 31, 2009 5 Accept Financial Budget Implementation For For Management Report for the Year 2009 6 Accept Audited Financial Statements for For For Management the Year Ended Dec. 31, 2009 7 Approve Financial Budget Proposal for For For Management the Year 2010 8 Reappoint Shinewing Certified Public For For Management Accountants and Ernst & Young Certified Public Accountants as Domestic and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- SINGAPORE EXCHANGE LTD. Ticker: S68 Security ID: Y79946102 Meeting Date: OCT 13, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Declare Final Dividend of SGD 0.155 Per For For Management Share 3 Reelect Joseph Yuvaraj Pillay as For For Management Director 4 Reelect Euleen Goh as Director For For Management 5 Reelect Ho Tian Yee as Director For For Management 6 Reelect Low Check Kian as Director For For Management 7 Reelect Robert Owen as Director For For Management 8 Reelect Liew Mun Leong as Director For For Management 9 Approve Directors' Fees of Up to SGD For For Management 750,000 to be Paid to Joseph Yuvaraj Pillay for the Year Ended June 30, 2010 10 Approve Directors' Fees of Up to SGD For For Management 1.2 Million for the Year Ended June 30, 2010 (2009: SGD 1.2 Million) 11 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 12 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 13 Approve Grant of Awards Under the SGX For For Management Performance Share Plan and the Issuance of Shares Pursuant to the SGX Performance Share Plan and the SGX Share Option Plan -------------------------------------------------------------------------------- SINGAPORE EXCHANGE LTD. Ticker: S68 Security ID: Y79946102 Meeting Date: OCT 13, 2009 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- SOTHEBY'S Ticker: BID Security ID: 835898107 Meeting Date: MAY 6, 2010 Meeting Type: Annual Record Date: MAR 11, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John M. Angelo For Withhold Management 1.2 Elect Director Michael Blakenham For For Management 1.3 Elect Director The Duke Of Devonshire For For Management 1.4 Elect Director James Murdoch For For Management 1.5 Elect Director Allen Questrom For For Management 1.6 Elect Director William F. Ruprecht For For Management 1.7 Elect Director Michael I. Sovern For For Management 1.8 Elect Director Donald M. Stewart For For Management 1.9 Elect Director Robert S. Taubman For Withhold Management 1.10 Elect Director Diana L. Taylor For Withhold Management 1.11 Elect Director Dennis M. Weibling For For Management 1.12 Elect Director Robin G. Woodhead For For Management 2 Amend Non-Employee Director Restricted For For Management Stock Plan 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- SPROTT INC. Ticker: SII Security ID: 852066109 Meeting Date: MAY 12, 2010 Meeting Type: Annual Record Date: APR 12, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Eric S. Sprott, Jack C. Lee, Marc For Withhold Management Faber, Peter Hodson, Allan Jacobs, Mark McCain and James T. Roddy as Directors 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- STATE STREET CORPORATION Ticker: STT Security ID: 857477103 Meeting Date: MAY 19, 2010 Meeting Type: Annual Record Date: MAR 15, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director K. Burnes For For Management 2 Elect Director P. Coym For For Management 3 Elect Director P. De Saint-Aignan For For Management 4 Elect Director A. Fawcett For For Management 5 Elect Director D. Gruber For For Management 6 Elect Director L. Hill For For Management 7 Elect Director J. Hooley For For Management 8 Elect Director R. Kaplan For For Management 9 Elect Director C. LaMantia For For Management 10 Elect Director R. Logue For For Management 11 Elect Director R. Sergel For For Management 12 Elect Director R. Skates For For Management 13 Elect Director G. Summe For For Management 14 Elect Director R. Weissman For For Management 15 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 16 Ratify Auditors For For Management 17 Require Independent Board Chairman Against Against Shareholder 18 Report on Pay Disparity Against Against Shareholder -------------------------------------------------------------------------------- T. ROWE PRICE GROUP, INC. Ticker: TROW Security ID: 74144T108 Meeting Date: APR 14, 2010 Meeting Type: Annual Record Date: FEB 12, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Edward C. Bernard For For Management 2 Elect Director James T. Brady For For Management 3 Elect Director J. Alfred Broaddus, Jr. For For Management 4 Elect Director Donald B. Hebb, Jr. For For Management 5 Elect Director James A.C. Kennedy For For Management 6 Elect Director Brian C. Rogers For For Management 7 Elect Director Alfred Sommer, PHD For For Management 8 Elect Director Dwight S. Taylor For For Management 9 Elect Director Anne Marie Whittemore For For Management 10 Ratify Auditors For For Management -------------------------------------------------------------------------------- TULLETT PREBON PLC Ticker: TLPR Security ID: G9130W106 Meeting Date: MAY 13, 2010 Meeting Type: Annual Record Date: MAY 11, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Paul Mainwaring as Director For For Management 4 Re-elect Rupert Robson as Director For For Management 5 Reappoint Deloitte LLP as Auditors and For For Management Authorise Their Remuneration 6 Approve Final Dividend For For Management 7 Authorise Issue of Equity with For For Management Pre-emptive Rights 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Market Purchase For For Management 10 Authorise the Company to Call EGM with For For Management Two Weeks' Notice 11 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- URBANA CORP. Ticker: URB Security ID: 91707P208 Meeting Date: JUN 29, 2010 Meeting Type: Annual Record Date: MAY 18, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Thomas S. Caldwell, Betham Colle, For Withhold Management Michael B.C. Gundy, John R. Campbell, H. Clifford Hatch and George M. Mencke as Directors 2 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- VALUE PARTNERS GROUP LTD. Ticker: 806 Security ID: G93175100 Meeting Date: APR 27, 2010 Meeting Type: Annual Record Date: APR 13, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Reelect So Chun Ki Louis as Executive For For Management Director 3a2 Reelect Tse Wai Ming as Executive For For Management Director 3a3 Reelect Lee Siang Chin as Independent For For Management Non-Executive Director 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Reappoint Auditor and Authorize Board For For Management to Fix Their Remuneration 5a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- VERISK ANALYTICS, INC. Ticker: VRSK Security ID: 92345Y106 Meeting Date: JUN 16, 2010 Meeting Type: Annual Record Date: APR 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John F. Lehman, Jr. For For Management 1.2 Elect Director Andrew G. Mills For For Management 1.3 Elect Director Arthur J. Rothkopf For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- VISA INC. Ticker: V Security ID: 92826C839 Meeting Date: JAN 20, 2010 Meeting Type: Annual Record Date: NOV 27, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert W. Matschullat For For Management 1.2 Elect Director Cathy E. Minehan For For Management 1.3 Elect Director David J. Pang For For Management 1.4 Elect Director William S. Shanahan For For Management 1.5 Elect Director John A. Swainson For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- WILSHIRE BANCORP, INC. Ticker: WIBC Security ID: 97186T108 Meeting Date: MAY 26, 2010 Meeting Type: Annual Record Date: APR 5, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kyu-Hyun Kim For For Management 1.2 Elect Director Young Hi Pak For For Management 1.3 Elect Director Joanne Kim For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- ZHEJIANG EXPRESSWAY CO., LTD. Ticker: 576 Security ID: Y9891F102 Meeting Date: SEP 29, 2009 Meeting Type: Special Record Date: SEP 4, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividend of RMB 0.06 For For Management Per Share -------------------------------------------------------------------------------- ZHEJIANG EXPRESSWAY CO., LTD. Ticker: 576 Security ID: Y9891F102 Meeting Date: MAY 10, 2010 Meeting Type: Annual Record Date: APR 9, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Final Dividend of RMB 0.25 Per For For Management Share 5 Approve Final Accounts for the Year For For Management 2009 and Financial Budget for the Year 2010 6 Reappoint Deloitte Touche Tohmatsu For For Management Certified Public Accountants Hong Kong as Hong Kong Auditors and Authorize Board to Fix Their Remuneration 7 Reappoint Pan China Certified Public For For Management Accountants Hong Kong as PRC Auditors and Authorize Board to Fix Their Remuneration ========================== Kinetics Medical Portfolio ========================== ABBOTT LABORATORIES Ticker: ABT Security ID: 002824100 Meeting Date: APR 23, 2010 Meeting Type: Annual Record Date: FEB 24, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R.J. Alpern For For Management 1.2 Elect Director R.S. Austin For For Management 1.3 Elect Director W.M. Daley For Withhold Management 1.4 Elect Director W.J. Farrell For Withhold Management 1.5 Elect Director H.L. Fuller For Withhold Management 1.6 Elect Director W.A. Osborn For Withhold Management 1.7 Elect Director D.A.L. Owen For For Management 1.8 Elect Director R.S. Roberts For For Management 1.9 Elect Director S.C. Scott, III For For Management 1.10 Elect Director W.D. Smithburg For Withhold Management 1.11 Elect Director G.F. Tilton For For Management 1.12 Elect Director M.D. White For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named Executive Against For Shareholder Officers' Compensation 4 Amend Articles/Bylaws/Charter -- Call Against For Shareholder Special Meetings -------------------------------------------------------------------------------- ACTELION LTD. Ticker: ATLN Security ID: H0032X135 Meeting Date: MAY 4, 2010 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports 2 Approve Allocation of Income and For Did Not Vote Management Omission of Dividends 3 Approve Discharge of Board and Senior For Did Not Vote Management Management 4.1 Reelect Werner Henrich as Director For Did Not Vote Management 4.2 Reelect Armin Kessler as Director For Did Not Vote Management 4.3 Reelect Jean Malo as Director For Did Not Vote Management 5 Ratify Ernst & Young AG as Auditors For Did Not Vote Management -------------------------------------------------------------------------------- AETERNA ZENTARIS INC. Ticker: AEZ Security ID: 007975204 Meeting Date: MAY 13, 2010 Meeting Type: Annual/Special Record Date: MAR 22, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Marcel Aubut, Jose P. Dorais, For Withhold Management Juergen Engel, Juergen Ernst, Pierre Lapalme, Gerard Limoges, and Pierre MacDonald as Directors 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Re-approve Stock Option Plan For Against Management 4 Approve Stock Consolidation For For Management 5 Approve Shareholder Rights Plan For Against Management -------------------------------------------------------------------------------- AFFYMETRIX, INC. Ticker: AFFX Security ID: 00826T108 Meeting Date: MAY 14, 2010 Meeting Type: Annual Record Date: MAR 22, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Stephen P.A. Fodor, For For Management Ph.D. 2 Elect Director Kevin M. King For For Management 3 Elect Director Paul Berg, Ph.D. For For Management 4 Elect Director Nelson C. Chan For For Management 5 Elect Director John D. Diekman, Ph.D. For For Management 6 Elect Director Gary S. Guthart, Ph.D. For For Management 7 Elect Director Jami Dover Nachtsheim For For Management 8 Elect Director Robert H. Trice, Ph.D. For For Management 9 Elect Director Robert P. Wayman For For Management 10 Ratify Auditors For For Management 11 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ALBANY MOLECULAR RESEARCH, INC. Ticker: AMRI Security ID: 012423109 Meeting Date: JUN 2, 2010 Meeting Type: Annual Record Date: APR 16, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas E. D'Ambra For For Management 1.2 Elect Director Veronica G.H. Jordan For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- ANTIGENICS INC. Ticker: AGEN Security ID: 037032109 Meeting Date: MAY 12, 2010 Meeting Type: Annual Record Date: MAR 16, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian Corvese For For Management 1.2 Elect Director Timothy Rothwell For For Management 1.3 Elect Director Timothy R. Wright For For Management 2 Approve Reverse Stock Split For For Management 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- ARENA PHARMACEUTICALS, INC. Ticker: ARNA Security ID: 040047102 Meeting Date: JUN 11, 2010 Meeting Type: Annual Record Date: APR 13, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jack Lief For For Management 1.2 Elect Director Dominic P. Behan For For Management 1.3 Elect Director Donald D. Belcher For For Management 1.4 Elect Director Scott H. Bice For For Management 1.5 Elect Director Harry F. Hixson, Jr. For For Management 1.6 Elect Director Tina S. Nova For For Management 1.7 Elect Director Phillip M. Schneider For For Management 1.8 Elect Director Christine A. White For For Management 1.9 Elect Director Randall E. Woods For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- ASTRAZENECA PLC Ticker: AZN Security ID: 046353108 Meeting Date: APR 29, 2010 Meeting Type: Annual Record Date: MAR 16, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm First Interim Dividend; Confirm For For Management as Final Dividend the Second Interim Dividend 3 Reappoint KPMG Audit plc as Auditors of For For Management the Company 4 Authorise Board to Fix Remuneration of For For Management Auditors 5a Re-elect Louis Schweitzer as Director For For Management 5b Re-elect David Brennan as Director For For Management 5c Re-elect Simon Lowth as Director For For Management 5d Re-elect Jean-Philippe Courtois as For For Management Director 5e Re-elect Jane Henney as Director For For Management 5f Re-elect Michele Hooper as Director For For Management 5g Re-elect Rudy Markham as Director For For Management 5h Re-elect Dame Nancy Rothwell as For For Management Director 5i Re-elect John Varley as Director For For Management 5j Re-elect Marcus Wallenberg as Director For For Management 6 Approve Remuneration Report For For Management 7 Authorise EU Political Donations and For For Management Expenditure 8 Authorise Issue of Equity with For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights 10 Authorise Market Purchase For For Management 11 Authorise the Company to Call EGM with For For Management Two Weeks' Notice 12 Adopt New Articles of Association For For Management 13 Approve the Investment Plan For For Management -------------------------------------------------------------------------------- ATRIUM INNOVATIONS INC. Ticker: ATB Security ID: 04963Y102 Meeting Date: MAY 11, 2010 Meeting Type: Annual Record Date: MAR 29, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yvon Bolduc For For Management 1.2 Elect Director Alain Bouchard For For Management 1.3 Elect Director Eric Dupont For For Management 1.4 Elect Director Pierre Fitzgibbon For For Management 1.5 Elect Director Jacques Gauthier For For Management 1.6 Elect Director Yves Julien For For Management 1.7 Elect Director Claude Lamoureux For For Management 1.8 Elect Director Pierre Laurin For For Management 1.9 Elect Director Gerard Limoges For For Management 1.10 Elect Director Carole St-Charles For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- AVIGEN, INC. Ticker: AVGN Security ID: 053690103 Meeting Date: DEC 17, 2009 Meeting Type: Special Record Date: OCT 30, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- BIOGEN IDEC INC. Ticker: BIIB Security ID: 09062X103 Meeting Date: JUN 9, 2010 Meeting Type: Annual Record Date: APR 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Nancy L. Leaming For For Management 2 Elect Director Brian S. Posner For For Management 3 Elect Director Eric K. Rowinsky For For Management 4 Elect Director Stephen A. Sherwin For For Management 5 Ratify Auditors For For Management 6 Amend Non-Employee Director Omnibus For For Management Stock Plan -------------------------------------------------------------------------------- BIOSANTE PHARMACEUTICALS, INC. Ticker: BPAX Security ID: 09065V203 Meeting Date: JUN 11, 2010 Meeting Type: Annual Record Date: APR 15, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Louis W. Sullivan For For Management 1.2 Elect Director Stephen M. Simes For For Management 1.3 Elect Director Fred Holubow For For Management 1.4 Elect Director Peter Kjaer For For Management 1.5 Elect Director Ross Mangano For For Management 1.6 Elect Director John T. Potts, Jr. For For Management 1.7 Elect Director Edward C. Rosenow, III For For Management 1.8 Elect Director Stephen A. Sherwin For Withhold Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB COMPANY Ticker: BMY Security ID: 110122108 Meeting Date: MAY 4, 2010 Meeting Type: Annual Record Date: MAR 11, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Lamberto Andreotti For For Management 2 Elect Director Lewis B. Campbell For For Management 3 Elect Director James M. Cornelius For For Management 4 Elect Director Louis J. Freeh For For Management 5 Elect Director Laurie H. Glimcher, M.D For For Management 6 Elect Director Michael Grobstein For For Management 7 Elect Director Leif Johansson For For Management 8 Elect Director Alan J. Lacy For For Management 9 Elect Director Vicki L. Sato, Ph.D. For For Management 10 Elect Director Togo D. West, Jr. For For Management 11 Elect Director R. Sanders Williams, For For Management M.D. 12 Ratify Auditors For For Management 13 Provide Right to Call Special Meeting For For Management 14 Reduce Supermajority Vote Requirements For For Management Applicable to Common Stock 15 Reduce Supermajority Vote Requirement For For Management Applicable to Preferred Stock 16 Increase Disclosure of Executive Against Against Shareholder Compensation 17 Provide Right to Act by Written Consent Against For Shareholder 18 Report and Set Goals Related to Animal Against Against Shareholder Use and Testing -------------------------------------------------------------------------------- CELL GENESYS, INC. Ticker: CEGE Security ID: 150921104 Meeting Date: OCT 14, 2009 Meeting Type: Special Record Date: AUG 21, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CELLDEX THERAPEUTICS, INC. Ticker: CLDX Security ID: 15117B103 Meeting Date: DEC 16, 2009 Meeting Type: Annual Record Date: NOV 2, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry Ellberger For For Management 1.2 Elect Director Anthony S. Marucci For For Management 1.3 Elect Director Herbert J. Conrad For For Management 1.4 Elect Director George O. Elston For For Management 1.5 Elect Director Karen Shoos Lipton For For Management 1.6 Elect Director Dr. Rajesh B. Parekh For Withhold Management 1.7 Elect Director Harry H. Penner, Jr. For For Management 1.8 Elect Director Charles R. Schaller For For Management 1.9 Elect Director Timothy Shannon For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Amend Qualified Employee Stock Purchase For For Management Plan -------------------------------------------------------------------------------- CEPHALON, INC. Ticker: CEPH Security ID: 156708109 Meeting Date: MAY 20, 2010 Meeting Type: Annual Record Date: MAR 25, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank Baldino, Jr., For For Management Ph.D. 1.2 Elect Director William P. Egan For For Management 1.3 Elect Director Martyn D. Greenacre For For Management 1.4 Elect Director Vaughn M. Kailian For For Management 1.5 Elect Director Kevin E. Moley For For Management 1.6 Elect Director Charles A. Sanders, M.D. For For Management 1.7 Elect Director Gail R. Wilensky, Ph.D. For For Management 1.8 Elect Director Dennis L. Winger For For Management 2 Amend Omnibus Stock Plan For For Management 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- CHINA PHARMACEUTICAL GROUP LTD Ticker: 1093 Security ID: Y15018131 Meeting Date: JUL 3, 2009 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Asset Swap Agreement Between For For Management the Company and China Charmaine Pharmaceutical Co. Ltd. -------------------------------------------------------------------------------- CHINA PHARMACEUTICAL GROUP LTD Ticker: 1093 Security ID: Y15018131 Meeting Date: MAY 28, 2010 Meeting Type: Annual Record Date: MAY 20, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Reelect Qi Moujia as Director For For Management 3b Reelect Yue Jin as Director For For Management 3c Reelect Feng Zhenying as Director For For Management 3d Reelect Chak Kin Man as Director For For Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Reappoint Auditors and Authorize Board For For Management to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CUBIST PHARMACEUTICALS, INC. Ticker: CBST Security ID: 229678107 Meeting Date: JUN 10, 2010 Meeting Type: Annual Record Date: APR 15, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael Bonney For For Management 1.2 Elect Director Mark Corrigan For For Management 1.3 Elect Director Sylvie Gregoire For For Management 2 Approve Omnibus Stock Plan For For Management 3 Approve Executive Incentive Bonus Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- CURAGEN CORP. Ticker: CRGN Security ID: 23126R101 Meeting Date: SEP 30, 2009 Meeting Type: Special Record Date: AUG 17, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- DECODE GENETICS, INC Ticker: DCGN Security ID: 243586104 Meeting Date: JUL 30, 2009 Meeting Type: Annual Record Date: JUN 12, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Earl M. Collier, Jr. For For Management 1.2 Elect Director J. Neal Armstrong For For Management 1.3 Elect Director James R. Beery For Withhold Management 2 Ratify Auditors For For Management 3 Increase Authorized Common Stock For For Management 4 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- DENDREON CORPORATION Ticker: DNDN Security ID: 24823Q107 Meeting Date: JUN 2, 2010 Meeting Type: Annual Record Date: APR 16, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerardo Canet For For Management 1.2 Elect Director Bogdan Dziurzynski For For Management 1.3 Elect Director Douglas G. Watson For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- ELI LILLY AND COMPANY Ticker: LLY Security ID: 532457108 Meeting Date: APR 19, 2010 Meeting Type: Annual Record Date: FEB 12, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director R. Alvarez For For Management 2 Elect Director W. Bischoff For For Management 3 Elect Director R.D. Hoover For Against Management 4 Elect Director F.G. Prendergast For For Management 5 Elect Director K.P. Seifert For For Management 6 Ratify Auditors For For Management 7 Declassify the Board of Directors For For Management 8 Reduce Supermajority Vote Requirement For For Management 9 Amend Articles/Bylaws/Charter -- Call Against For Shareholder Special Meetings 10 Prohibit CEOs from Serving on Against Against Shareholder Compensation Committee 11 Advisory Vote to Ratify Named Executive Against For Shareholder Officers' Compensation 12 Stock Retention/Holding Period Against For Shareholder -------------------------------------------------------------------------------- EPICEPT CORP Ticker: EPCT Security ID: 294264205 Meeting Date: JUL 2, 2009 Meeting Type: Annual Record Date: APR 9, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Guy C. Jackson For For Management 1.2 Elect Director Wayne P. Yetter For For Management 2 Ratify Auditors For For Management 3 Increase Authorized Common Stock For For Management 4 Amend Omnibus Stock Plan For For Management 5 Approve Qualified Employee Stock For For Management Purchase Plan 6 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- EPICEPT CORP Ticker: EPCT Security ID: 294264205 Meeting Date: JAN 7, 2010 Meeting Type: Special Record Date: NOV 13, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reverse Stock Split For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- EPICEPT CORPORATION Ticker: EPCT Security ID: 294264304 Meeting Date: JUN 3, 2010 Meeting Type: Annual Record Date: APR 23, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerhard Waldheim For For Management 1.2 Elect Director A. Collier Smyth For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- GENZYME CORPORATION Ticker: GENZ Security ID: 372917104 Meeting Date: JUN 16, 2010 Meeting Type: Proxy Contest Record Date: APR 9, 2010 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Card) None None 1.1 Elect Director Douglas A. Berthiaume For For Management 1.2 Elect Director Robert J. Bertolini For For Management 1.3 Elect Director Gail K. Boudreaux For For Management 1.4 Elect Director Robert J. Carpenter For For Management 1.5 Elect Director Charles L. Cooney For For Management 1.6 Elect Director Victor J. Dzau For For Management 1.7 Elect Director Connie Mack, III For For Management 1.8 Elect Director Richard F. Syron For For Management 1.9 Elect Director Henri A. Termeer For For Management 1.10 Elect Director Ralph V. Whitworth For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Amend Qualified Employee Stock Purchase For For Management Plan 4 Amend Non-Employee Director Omnibus For For Management Stock Plan 5 Provide Right to Call Special Meeting For For Management 6 Ratify Auditors For For Management # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Gold Card) None None 1.1 Elect Director Steven Burakoff For Did Not Vote Shareholder 1.2 Elect Director Alexander J. Denner For Did Not Vote Shareholder 1.3 Elect Director Carl C. Icahn For Did Not Vote Shareholder 1.4 Elect Director Richard Mulligan For Did Not Vote Shareholder 1.5 Management Nominee - Douglas A. For Did Not Vote Shareholder Berthiaume 1.6 Management Nominee - Robert J. For Did Not Vote Shareholder Bertolini 1.7 Management Nominee - Gail K. Boudreaux For Did Not Vote Shareholder 1.8 Management Nominee - Robert J. For Did Not Vote Shareholder Carpenter 1.9 Management Nominee - Victor J. Dzau For Did Not Vote Shareholder 1.10 Management Nominee - Ralph V. Whitworth For Did Not Vote Shareholder 2 Amend Omnibus Stock Plan For Did Not Vote Management 3 Amend Qualified Employee Stock Purchase For Did Not Vote Management Plan 4 Amend Non-Employee Director Omnibus Against Did Not Vote Management Stock Plan 5 Provide Right to Call Special Meeting For Did Not Vote Management 6 Ratify Auditors For Did Not Vote Management -------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC Ticker: GSK Security ID: 37733W105 Meeting Date: MAY 6, 2010 Meeting Type: Annual Record Date: MAR 9, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 To Receive And Adopt The Directors For For Management Report And The Financialstatements 2 To Approve The Remuneration Report For For Management 3 To Re-elect Dr Stephanie Burns As A For For Management Director 4 To Re-elect Mr Julian Heslop As A For For Management Director 5 To Re-elect Sir Deryck Maughan As A For For Management Director 6 To Re-elect Dr Daniel Podolsky As A For For Management Director 7 To Re-elect Sir Robert Wilson As A For For Management Director 8 Re-appointment Of Auditors For For Management 9 Remuneration Of Auditors For For Management 10 To Authorise The Company And Its For For Management Subsidiaries To Make Donations to Political Organisations And Incur Political Expenditure 11 Authority To Allot Shares For For Management 12 Disapplication Of Pre-emption Rights For For Management 13 Authority For The Company To Purchase For For Management Its Own Shares 14 Exemption From Statement Of Senior For For Management Statutory Auditor's Name 15 Reduced Notice Of A General Meeting For For Management Other Than An Agm 16 Adopt New Articles Of Association For For Management -------------------------------------------------------------------------------- HUMAN GENOME SCIENCES, INC. Ticker: HGSI Security ID: 444903108 Meeting Date: MAY 20, 2010 Meeting Type: Annual Record Date: MAR 26, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard J. Danzig For For Management 1.2 Elect Director Jurgen Drews For For Management 1.3 Elect Director Maxine Gowen For For Management 1.4 Elect Director Tuan Ha-Ngoc For For Management 1.5 Elect Director A. N. 'Jerry' Karabelas For For Management 1.6 Elect Director John L. LaMattina For For Management 1.7 Elect Director Augustine Lawlor For For Management 1.8 Elect Director H. Thomas Watkins For For Management 1.9 Elect Director Robert C. Young For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- IMMUNOGEN, INC. Ticker: IMGN Security ID: 45253H101 Meeting Date: NOV 11, 2009 Meeting Type: Annual Record Date: SEP 16, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Nine For For Management 2.1 Elect Director Mitchel Sayare, Ph.d. For For Management 2.2 Elect Director David W. Carter For For Management 2.3 Elect Director Mark Skaletsky For For Management 2.4 Elect Director J.j. Villafranca For For Management 2.5 Elect Director Nicole Onetto For For Management 2.6 Elect Director Stephen C. Mccluski For For Management 2.7 Elect Director Richard J. Wallace For For Management 2.8 Elect Director Daniel M. Junius For For Management 2.9 Elect Director Howard H. Pien For For Management 3 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- ISIS PHARMACEUTICALS, INC. Ticker: ISIS Security ID: 464330109 Meeting Date: JUN 2, 2010 Meeting Type: Annual Record Date: APR 6, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stanley T. Crooke For For Management 1.2 Elect Director Joseph Klein, III For For Management 1.3 Elect Director John C. Reed For For Management 2 Amend Non-Employee Director Stock For For Management Option Plan 3 Amend Stock Option Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 22, 2010 Meeting Type: Annual Record Date: FEB 23, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Mary Sue Coleman For For Management 2 Elect Director James G. Culien For For Management 3 Elect Director Michael M. E. Johns For For Management 4 Elect Director Susan L. Lindquist For For Management 5 Elect Director Anne M. Mulcahy For For Management 6 Elect Director Lea F. Mullin For For Management 7 Elect Director William D. Perez For For Management 8 Elect Director Charles Prince For For Management 9 Elect Director David Satcher For For Management 10 Elect Director William C. Welcon For For Management 11 Ratify Auditors For For Management 12 Advisory Vote to Ratify Named Executive Against For Shareholder Officers' Compensation 13 Amend Articles/Bylaws/Charter -- Call Against For Shareholder Special Meetings -------------------------------------------------------------------------------- LIFE TECHNOLOGIES CORPORATION Ticker: LIFE Security ID: 53217V109 Meeting Date: APR 29, 2010 Meeting Type: Annual Record Date: MAR 1, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George F. Adam, Jr. For For Management 1.2 Elect Director Raymond V. Dittamore For For Management 1.3 Elect Director Arnold J. Levine, Ph.D. For For Management 1.4 Elect Director Bradley G. Lorimier For For Management 1.5 Elect Director David C. U'Prichard, For For Management Ph.D. 2 Ratify Auditors For For Management 3 Adopt Majority Voting for Uncontested For For Management Election of Directors 4 Eliminate Supermajority Vote For For Management Requirement 5 Adopt Majority Voting for Uncontested For For Management Election of Directors 6 Eliminate Supermajority Vote For For Management Requirement 7 Approve Executive Incentive Bonus Plan For For Management -------------------------------------------------------------------------------- LONZA GROUP LTD. Ticker: LONN Security ID: H50524133 Meeting Date: MAR 31, 2010 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Consolidated Financial For Did Not Vote Management Statements and Statutory Reports 2 Accept Financial Statements and For Did Not Vote Management Statutory Reports 3 Approve Remuneration Report For Did Not Vote Management 4 Approve Allocation of Income and For Did Not Vote Management Dividends of CHF 1.75 per Share 5 Approve Discharge of Board and Senior For Did Not Vote Management Management 6 Amend Articles Re: Share Certificates For Did Not Vote Management due to New Swiss Federal Act on Intermediated Securities, Group Auditors, Contributions in Kind 7.1 Reelect Julia Higgins as Director For Did Not Vote Management 7.2 Reelect Patrick Aebischer as Director For Did Not Vote Management 7.3 Reelect Gerhard Mayr as Director For Did Not Vote Management 7.4 Reelect Rolf Soiron as Director For Did Not Vote Management 7.5 Reelect Richard Sykes as Director For Did Not Vote Management 7.6 Reelect Peter Wilden as Director For Did Not Vote Management 8 Ratify KPMG AG as Auditors For Did Not Vote Management -------------------------------------------------------------------------------- MAXYGEN, INC. Ticker: MAXY Security ID: 577776107 Meeting Date: MAY 27, 2010 Meeting Type: Annual Record Date: APR 1, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Louis G. Lange For Withhold Management 1.2 Elect Director Kenneth B. Lee, Jr. For For Management 1.3 Elect Director Ernest Mario For Withhold Management 1.4 Elect Director Gordon Ringold For For Management 1.5 Elect Director Isaac Stein For For Management 1.6 Elect Director James R. Sulat For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- METABASIS THERAPEUTICS, INC. Ticker: MBRX Security ID: 59101M105 Meeting Date: JAN 27, 2010 Meeting Type: Special Record Date: DEC 22, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- MITSUBISHI TANABE PHARMA CORP. Ticker: 4508 Security ID: J4448H104 Meeting Date: JUN 22, 2010 Meeting Type: Annual Record Date: MAR 31, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 14 2.1 Elect Director Michihiro Tsuchiya For Against Management 2.2 Elect Director Kuniaki Kaga For For Management 2.3 Elect Director Kenichi Yanagisawa For For Management 2.4 Elect Director Kenkichi Kosakai For For Management 2.5 Elect Director Masayuki Mitsuka For For Management 2.6 Elect Director Takashi Kobayashi For For Management 3 Appoint Alternate Statutory Auditor For Against Management Hidetaka Tomita -------------------------------------------------------------------------------- MMR INFORMATION SYSTEMS INC Ticker: MMRF Security ID: 553101106 Meeting Date: JUL 31, 2009 Meeting Type: Written Consent Record Date: JUN 10, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- MMR INFORMATION SYSTEMS, INC. Ticker: MMRF Security ID: 553101106 Meeting Date: JUN 15, 2010 Meeting Type: Annual Record Date: APR 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas H. Helm For For Management 1.2 Elect Director Jack Zwissig For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Change Company Name For For Management -------------------------------------------------------------------------------- MYRIAD PHARMACEUTICALS, INC. Ticker: MYRX Security ID: 62856H107 Meeting Date: APR 22, 2010 Meeting Type: Special Record Date: MAR 8, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition 2 Increase Authorized Common Stock For For Management 3 Change Company Name For For Management 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- NICOX SA Ticker: COX Security ID: F6533F103 Meeting Date: JUN 16, 2010 Meeting Type: Annual/Special Record Date: JUN 11, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Treatment of Losses For For Management 3 Accept Consolidated Financial For For Management Statements and Statutory Reports 4 Approve Auditors' Special Report For Against Management Regarding Related-Party Transactions 5 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 360,000 6 Authorize Repurchase of Up to 5 Percent For For Management of Issued Share Capital 7 Elect Jean-Francois Labbe as Director For Against Management 8 Authorize Filing of Required For For Management Documents/Other Formalities 1 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 7.23 Million 2 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 2.89 Million, with the Possibility not to Offer them to the Public 3 Approve Issuance of Shares up to 20 For For Management Percent of Issued Capital Per Year Reserved for Qualified Investors or Restricted Number of Investors, up to Aggregate Nominal Amount of EUR 7.23 Million 4 Authorize Board to Set Issue Price for For Against Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 5 Authorize Board to Increase Capital in For Against Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 1 to 4 of Extraordinary Business Above 6 Authorize Capitalization of Reserves of For For Management Up to EUR 2.89 Million for Bonus Issue or Increase in Par Value 7 Authorize Capital Increase of up to 10 For Against Management Percent of Issued Capital for Future Acquisitions 8 Approve Issuance of EUR 2.89 Million For Against Management for a Private Placement 9 Approve Employee Stock Purchase Plan For For Management 10 Approve Issuance of Free Warrants For Against Management without Preemptive Rights (BSA)up to an Aggregate Nominal Amount of EUR 24,000 Reserved to Bengt Samuelsson, Jorgen Buus Lassen, Frank Baldino, Vaughn Kailian, Jean-Luc Belingard, and Goran Ando 11 Approve Issuance of Free Warrants For For Management without Preemptive Rights (BSA) up to an Aggregate Nominal Amount of EUR 1,000 Reserved to Joel Menard 12 Approve Issuance of Free Warrants For For Management without Preemptive Rights (BSA) up to an Aggregate Nominal Amount of EUR 1,000 Reserved to Salvador Moncada 13 Approve Issuance of Free Warrants For For Management without Preemptive Rights up to an Aggregate Nominal Amount of EUR 1,000 Reserved to Garret Fitzgerald 14 Approve Issuance of Free Warrants For For Management without Preemptive Rights up to an Aggregate Nominal Amount of EUR 1,000 Reserved to Thomas Schnitzer 15 Allow Board to Issue Shares under Items For Against Management 1 to 9 of Special Extraordinary Business in the Event of a Public Tender Offer or Share Exchange Offer 16 Authorize Board to Issue Free Warrants For Against Management with Preemptive Rights During a Public Tender Offer or Share Exchange 17 Amend Article 13.1. of Bylaws Re: For For Management Length of Terms for Directors 18 Extend Corporate Purpose and Amend For For Management Article 2 of Bylaws 19 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- NOVARTIS AG Ticker: NOVN Security ID: 66987V109 Meeting Date: FEB 26, 2010 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports, Including Remuneration Report 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 2.10 per Share 4.1 Amend Articles Re: Compliance with For For Management Swiss Federal Act on Intermediated Securites 4.2 Amend Articles Re: Introduction of a For For Management Consultative Resolution on the Remuneration System 5.1 Reelect Marjorie M.T. Yang as Director For For Management 5.2 Reelect Daniel Vasella as Director For For Management 5.3 Reelect Hans-Joerg Rudloff as Director For For Management 6 Ratify PricewaterhouseCoopers as For For Management Auditors 7 Additional And/or Counter-proposals For Against Management Presented At The Meeting -------------------------------------------------------------------------------- ONCOTHYREON INC. Ticker: ONTY Security ID: 682324108 Meeting Date: JUN 3, 2010 Meeting Type: Annual Record Date: APR 22, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard Jackson For Withhold Management 1.2 Elect Director Robert Kirkman For For Management 2 Approve Qualified Employee Stock For For Management Purchase Plan 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- PAIN THERAPEUTICS, INC. Ticker: PTIE Security ID: 69562K100 Meeting Date: MAY 20, 2010 Meeting Type: Annual Record Date: APR 1, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nadav Friedmann For Withhold Management 1.2 Elect Director Michael J. O'Donnell For Withhold Management 2 Amend Qualified Employee Stock Purchase For For Management Plan 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 22, 2010 Meeting Type: Annual Record Date: FEB 23, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Dennis A. Ausiello For For Management 2 Elect Director Michael S. Brown For For Management 3 Elect Director M. Anthony Burns For For Management 4 Elect Director Robert N. Burt For For Management 5 Elect Director W. Don Cornwell For For Management 6 Elect Director Frances D. Fergusson For For Management 7 Elect Director William H. Gray III For For Management 8 Elect Director Constance J. Horner For For Management 9 Elect Director James M. Kilts For For Management 10 Elect Director Jeffrey B. Kindler For For Management 11 Elect Director George A. Lorch For For Management 12 Elect Director John P. Mascotte For For Management 13 Elect Director Suzanne Nora Johnson For For Management 14 Elect Director Stephen W. Sanger For For Management 15 Elect Director William C. Steere, Jr. For For Management 16 Ratify Auditors For For Management 17 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 18 Provide Right to Call Special Meeting For For Management 19 Prohibit Executive Stock-Based Awards Against Against Shareholder -------------------------------------------------------------------------------- PROGENICS PHARMACEUTICALS, INC. Ticker: PGNX Security ID: 743187106 Meeting Date: JUN 9, 2010 Meeting Type: Annual Record Date: APR 13, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kurt W. Briner For For Management 1.2 Elect Director Charles A. Baker For For Management 1.3 Elect Director Mark R. Baker For For Management 1.4 Elect Director Peter J. Crowley For For Management 1.5 Elect Director Mark F. Dalton For For Management 1.6 Elect Director Stephen P. Goff For Withhold Management 1.7 Elect Director Paul J. Maddon For For Management 1.8 Elect Director David A. Scheinberg For For Management 1.9 Elect Director Nicole S. Williams For For Management 2 Amend Qualified Employee Stock Purchase For For Management Plan 3 Ratify Auditors For For Management 4 Other Business For Against Management -------------------------------------------------------------------------------- SANOFI AVENTIS Ticker: SAN Security ID: 80105N105 Meeting Date: MAY 17, 2010 Meeting Type: Annual/Special Record Date: APR 7, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.40 per Share 4 Receive Auditors' Special Report For Against Management Mentioning the Absence of New Related-Party Transactions 5 Ratify Appointment of Serge Weinberg as For For Management Director 6 Elect Catherine Brechignac as Director For For Management 7 Reelect Robert Castaigne as Director For For Management 8 Reelect Lord Douro as Director For For Management 9 Reelect Christian Mulliez as Director For For Management 10 Reelect Christopher Viehbacher as For For Management Director 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Amend Articles 11 of Bylaws Re: For For Management Shareholding Requirements and Length of Term for Directors 13 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SAVIENT PHARMACEUTICALS, INC Ticker: SVNT Security ID: 80517Q100 Meeting Date: JUN 8, 2010 Meeting Type: Annual Record Date: APR 26, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Herbert Conrad For For Management 1.2 Elect Director Ginger Constantine For For Management 1.3 Elect Director Alan L. Heller For For Management 1.4 Elect Director Stephen O. Jaeger For For Management 1.5 Elect Director Joseph Klein III For For Management 1.6 Elect Director Lee S. Simon For For Management 1.7 Elect Director Virgil Thompson For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- TELIK, INC. Ticker: TELK Security ID: 87959M109 Meeting Date: MAY 12, 2010 Meeting Type: Annual Record Date: MAR 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael M. Wick For For Management 1.2 Elect Director Richard B. Newman For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- THERAGENICS CORPORATION Ticker: TGX Security ID: 883375107 Meeting Date: MAY 13, 2010 Meeting Type: Annual Record Date: MAR 16, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director K. Wyatt Engwall For For Management 1.2 Elect Director M. Christine Jacobs For For Management 2 Approve Qualified Employee Stock For For Management Purchase Plan 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- VICAL INCORPORATED Ticker: VICL Security ID: 925602104 Meeting Date: MAY 25, 2010 Meeting Type: Annual Record Date: MAR 31, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert H. Campbell For For Management 1.2 Elect Director Gary A. Lyons For For Management 2 Amend Omnibus Stock Plan For For Management 3 Increase Authorized Common Stock For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- VIROPHARMA INCORPORATED Ticker: VPHM Security ID: 928241108 Meeting Date: MAY 24, 2010 Meeting Type: Annual Record Date: APR 5, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank Baldino, Jr. For Withhold Management 1.2 Elect Director William D. Claypool For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management ==================== Kinetics Multi-Disciplinary Portfolio ===================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========================= Kinetics Paradigm Portfolio ========================== ALEXANDERS, INC Ticker: ALX Security ID: 014752109 Meeting Date: MAY 13, 2010 Meeting Type: Annual Record Date: MAR 15, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael D. Fascitelli For Withhold Management 1.2 Elect Director Thomas R. DiBenedetto For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- AMBAC FINANCIAL GROUP, INC. Ticker: ABK Security ID: 023139108 Meeting Date: JUN 14, 2010 Meeting Type: Annual Record Date: APR 20, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael A. Callen For For Management 1.2 Elect Director Jill M. Considine For For Management 1.3 Elect Director Paul R. DeRosa For For Management 1.4 Elect Director Philip N. Duff For For Management 1.5 Elect Director Thomas C. Theobald For For Management 1.6 Elect Director Laura S. Unger For For Management 1.7 Elect Director Henry D. G. Wallace For For Management 1.8 Elect Director David W. Wallis For For Management 2 Approve Reverse Stock Split For For Management 3 Adopt NOL Rights Plan (NOL Pill) For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- ANHUI EXPRESSWAY CO LTD Ticker: 600012 Security ID: Y01374100 Meeting Date: MAR 26, 2010 Meeting Type: Special Record Date: FEB 24, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhou Ren Qiang as Director and For For Management Authorize Board to Determine His Remuneration 2 Elect Wang Wei Sheng as Supervisor and For For Management Authorize Supervisory Committee to Determine His Remuneration -------------------------------------------------------------------------------- ANHUI EXPRESSWAY CO LTD Ticker: 600012 Security ID: Y01374100 Meeting Date: MAY 28, 2010 Meeting Type: Annual Record Date: APR 26, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept 2009 Working Report of the Board For For Management of Directors 2 Accept 2009 Working Report of the For For Management Supervisory Committee 3 Accept 2009 Audited Financial Report For For Management 4 Approve 2009 Profit Appropriation For For Management Proposal 5 Reappoint Auditors and Authorize Board For For Management to Fix Their Remuneration 6 Approve Remuneration of Directors and For For Management Supervisors 1 Amend Articles of Association For For Management 2 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- ASSURED GUARANTY LTD. Ticker: AGO Security ID: G0585R106 Meeting Date: MAY 6, 2010 Meeting Type: Annual Record Date: MAR 16, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Neil Baron as Director For For Management 1.2 Elect G. Lawrence Buhl as Director For For Management 1.3 Elect Dominic J. Frederico as Director For For Management 2.1 Amend Articles Re: Companies Amendment For For Management Act 2006 2.2 Amend Articles Re: Corporate Governance For For Management Amendments 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4.1.1 Elect Howard Albert as Subsidiary For For Management Director 4.1.2 Elect Robert A. Bailenson as Director For For Management of Assured Guaranty Re Ltd 4.1.3 Elect Russell Brewer as Director of For For Management Assured Guaranty Re Ltd 4.1.4 Elect Gary Burnet as Director of For For Management Assured Guaranty Re Ltd 4.1.5 Elect Dominic J. Frederico as Director For For Management of Assured Guaranty Re Ltd 4.1.6 Elect Sean McCarthy as Director of For For Management Assured Guaranty Re Ltd 4.1.7 Elect James M. Michener as Director of For For Management Assured Guaranty Re Ltd 4.1.8 Elect Robert B. Mills as Director of For For Management Assured Guaranty Re Ltd 4.1.9 Elect Kevin Pearson as Director of For For Management Assured Guaranty Re Ltd 4.110 Elect Andrew Pickering as Director of For For Management Assured Guaranty Re Ltd 4.2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors of Assured Guaranty Re Ltd. 4.3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors of Asuured Guaranty Ireland Holdings Ltd. -------------------------------------------------------------------------------- ASX LTD. Ticker: ASX Security ID: Q0604U105 Meeting Date: SEP 30, 2009 Meeting Type: Annual Record Date: SEP 28, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive the Financial Report, None None Management Directors' Report, and Auditor's Report for ASX for the Year Ended June 30, 2009 2 Receive the Financial Report and None None Management Auditor's Report for the National Guarantee Fund For the Year Ended June 30, 2009 3 Approve the Remuneration Report for the For For Management Financial Year Ended June 30, 2009 4(a) Elect Roderic Holliday-Smith as For For Management Director 4(b) Elect Jillian Segal as Director For For Management 4(c) Elect Peter Warne as Director For For Management 4(d) Elect Peter Marriott as Director For For Management -------------------------------------------------------------------------------- BANK OF CHINA LIMITED Ticker: 601988 Security ID: Y0698A107 Meeting Date: MAR 19, 2010 Meeting Type: Special Record Date: FEB 12, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 2a Approve Issuance of Convertible For For Management Corporate Bonds (Convertible Bonds) 2b Approve Issue Size of Convertible Bonds For For Management 2c Approve Par Value and Issue Price of For For Management Convertible Bonds 2d Approve Term of Convertible Bonds For For Management 2e Approve Interest Rate of Convertible For For Management Bonds 2f Approve Method and Timing of Interest For For Management Payment of Convertible Bonds 2g Approve Conversion Period of For For Management Convertible Bonds 2h Approve Conversion Price and Adjustment For For Management of Convertible Bonds 2i Approve Downward Adjustment to For For Management Convertible Bonds' Conversion Price 2j Approve Conversion Method of Fractional For For Management Share of the Convertible Bonds 2k Approve Terms of Redemption of the For For Management Convertible Bonds 2l Approve Redemption at the Option of For For Management Holders of Convertible Bonds 2m Approve Dividend Rights of the Year of For For Management Conversion 2n Approve Method of Issuance and Target For For Management Subscribers 2o Approve Subscription Arrangement for For For Management Existing A Shareholders 2p Approve Convertible Bonds' Holders and For For Management Meetings 2q Approve Use of Proceeds from Fund For For Management Raising Activities 2r Approve Special Provisions in Relation For For Management to Supplementary Capital 2s Approve Guarantee and Security of the For For Management Convertible Bonds 2t Approve Validity Period of the For For Management Resolution of the Convertible Bonds' Issue 2u Approve Matters Relating to For For Management Authorization in Connection with the Convertible Bonds' Issue 3 Approve Capital Management Plan (2010 For For Management to 2012) 4 Approve Feasibility Analysis Report on For For Management the Use of Proceeds of the Public Issuance of A Share Convertible Corporate Bonds by the Bank 5 Approve Utilization Report on the For For Management Bank's Use of Proceeds from the Previous Issuance of Securities by the Bank 6 Elect Li Jun as Supervisor For For Management -------------------------------------------------------------------------------- BANK OF CHINA LIMITED Ticker: 601988 Security ID: Y0698A107 Meeting Date: MAY 27, 2010 Meeting Type: Annual Record Date: APR 26, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept 2009 Working Report of the Board For For Management of Directors 2 Accept 2009 Working Report of the For For Management Supervisors 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve the 2009 Profit Distribution For For Management Plan 5 Aprove the 2010 Annual Budget For For Management 6 Approve PricewaterhouseCoopers Zhong For For Management Tian CPAs Limited Company and PricewaterhouseCoopers Hong Kong as Auditors 7a Reelect Xiao Gang as an Executive For For Management Director 7b Reelect Li Lihui as an Executive For For Management Director 7c Reelect Li Zaohang as an Executive For For Management Director 7d Reelect Zhou Zaiqun as an Executive For Against Management Director 7e Reelect Anthony Francis Neoh as an For For Management Independent Non-Executive Directo 7f Reelect Huang Shizhong as an For For Management Independent Non-Executive Director 7g Reelect Huang Danhan as an Independent For For Management Non-Executive Director 8a Elect Qin Rongsheng as an External For For Management Supervisor 8b Elect Bai Jingming as an External For For Management Supervisor 8c1 Reelect Wang Xueqiang as a None For Shareholder Shareholders Representative Supervisor of the Bank 8c2 Reelect Liu Wanming as a Shareholders None For Shareholder Representative Supervisor of the Bank 9 Approve Remuneration Scheme for the For For Management External Supervisors 10 Amend Articles of Association For For Management 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 12 Approve Adjustments of Several Items of None For Shareholder the Delegation of Authorities by the Shareholders Meeting to the Board of Directors -------------------------------------------------------------------------------- BANK OF NEW YORK MELLON CORPORATION, THE Ticker: BK Security ID: 064058100 Meeting Date: APR 13, 2010 Meeting Type: Annual Record Date: FEB 12, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ruth E. Bruch For For Management 1.2 Elect Director Nicholas M. Donofrio For For Management 1.3 Elect Director Gerald L. Hassell For For Management 1.4 Elect Director Edmund F. Kelly For For Management 1.5 Elect Director Robert P. Kelly For For Management 1.6 Elect Director Richard J. Kogan For For Management 1.7 Elect Director Michael J. Kowalski For For Management 1.8 Elect Director John A. Luke, Jr. For For Management 1.9 Elect Director Robert Mehrabian For For Management 1.10 Elect Director Mark A. Nordenberg For For Management 1.11 Elect Director Catherine A. Rein For For Management 1.12 Elect Director William C. Richardson For For Management 1.13 Elect Director Samuel C. Scott III For For Management 1.14 Elect Director John P. Surma For For Management 1.15 Elect Director Wesley W. von Schack For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Auditors For For Management 4 Provide for Cumulative Voting Against For Shareholder 5 Stock Retention/Holding Period Against For Shareholder 6 Submit Severance Agreement Against For Shareholder (Change-in-Control) to Shareholder Vote -------------------------------------------------------------------------------- BEIJING CAPITAL INTL AIRPORT CO. LTD Ticker: 694 Security ID: Y07717104 Meeting Date: JUN 22, 2010 Meeting Type: Annual Record Date: MAY 20, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Appropriation Proposal For For Management for Year Ended Dec. 31, 2009 5 Elect Zhang Guanghui as Executive For For Management Director and Authorize Board to Determine His Remuneration 6 Authorize Board to Arrange Appointment For For Management Letter to be Issued by the Company to Zhang Guanghui and to Do All Such Acts and Things to Effect Such Matters 7 Reappoint PricewaterhouseCoopers Zhong For For Management Tian CPAs Limited Company and PricewaterhouseCoopers, as the PRC and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Ticker: BRK.A Security ID: 084670108 Meeting Date: JAN 20, 2010 Meeting Type: Special Record Date: NOV 30, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Split For For Management 2 Approve Split of Class B Stock Without For For Management Splitting Class A Stock 3 Adjust Par Value of Common Stock For For Management 4 Increase Authorized Common Stock For For Management 5 Remove Requirement of Issuing Physical For For Management Stock Certificates for Class B Stock Upon Conversion of Class A Stock -------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Ticker: BRK.A Security ID: 084670207 Meeting Date: JAN 20, 2010 Meeting Type: Special Record Date: NOV 30, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Split For For Management 2 Approve Split of Class B Stock Without For For Management Splitting Class A Stock 3 Adjust Par Value of Common Stock For For Management 4 Increase Authorized Common Stock For For Management 5 Remove Requirement of Issuing Physical For For Management Stock Certificates for Class B Stock Upon Conversion of Class A Stock -------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Ticker: BRK.B Security ID: 084670108 Meeting Date: MAY 1, 2010 Meeting Type: Annual Record Date: MAR 3, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Warren E. Buffett For For Management 1.2 Elect Director Charles T. Munger For For Management 1.3 Elect Director Howard G. Buffett For For Management 1.4 Elect director Stephen Burke For For Management 1.5 Elect Director Susan L. Decker For For Management 1.6 Elect Director William H. Gates III For For Management 1.7 Elect Director David S. Gottesman For For Management 1.8 Elect Director Charlotte Guyman For For Management 1.9 Elect Director Donald R. Keough For For Management 1.10 Elect Director Thomas S. Murphy For For Management 1.11 Elect Director Ronald L. Olson For For Management 1.12 Elect Director Walter Scott, Jr. For For Management -------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Ticker: BRK.B Security ID: 084670702 Meeting Date: MAY 1, 2010 Meeting Type: Annual Record Date: MAR 3, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Warren E. Buffett For For Management 1.2 Elect Director Charles T. Munger For For Management 1.3 Elect Director Howard G. Buffett For For Management 1.4 Elect director Stephen Burke For For Management 1.5 Elect Director Susan L. Decker For For Management 1.6 Elect Director William H. Gates III For For Management 1.7 Elect Director David S. Gottesman For For Management 1.8 Elect Director Charlotte Guyman For For Management 1.9 Elect Director Donald R. Keough For For Management 1.10 Elect Director Thomas S. Murphy For For Management 1.11 Elect Director Ronald L. Olson For For Management 1.12 Elect Director Walter Scott, Jr. For For Management -------------------------------------------------------------------------------- BLACKROCK, INC. Ticker: BLK Security ID: 09247X101 Meeting Date: MAY 24, 2010 Meeting Type: Annual Record Date: APR 22, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Abdlatif Yousef Al-Hamad For For Management 1.2 Elect Director Mathis Cabiallavetta For For Management 1.3 Elect Director Dennis D. Dammerman For For Management 1.4 Elect Director Robert E. Diamond, Jr. For For Management 1.5 Elect Director David H. Komansky For For Management 1.6 Elect Director James E. Rohr For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Amend Executive Incentive Bonus Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- BOLSAS Y MERCADOS ESPANOLES, SOCIEDAD HLDG DE MERCADOS Y SISTEMAS FINANCIERS S.A Ticker: BME Security ID: E8893G102 Meeting Date: APR 28, 2010 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Individual and Consolidated For For Management Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009; Approve Discharge of Directors 2 Approve Allocation of Income for Fiscal For For Management Year Ended Dec. 31, 2009 3 Approve Special Dividend Distribution For For Management Charged to Unrestricted Reserves 4.1 Reelect Margarita Prat Rodrigo as For For Management Director for a Four-Year Term 4.2 Reelect Alvaro Cuervo Garcia as For For Management Director for a Four-Year Term 4.3 Reelect Karel Lannoo as Director for a For For Management Four-Year Term 4.4 Reelect Manuel Olivencia Ruiz as For For Management Director for a Four-Year Term 4.5 Elect Rosa Maria Garcia Garcia as For For Management Director for a Four-Year Term 4.6 Elect Carlos Stilianopoulos Ridruejo as For Against Management Director for a Four-Year Term 5 Approve Remuneration of Chairman of the For For Management Board of Directors 6 Approve Remuneration of Directors For For Management 7 Re-elect Deloitte. Sociedad Limitada as For For Management Auditor of Company and Consolidated Group 8 Authorize Repurchase of Shares For For Management 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions 10 Receive Amendments on Board of None None Management Directors' Guidelines According to Article 115 of the Spanish Securities Market Law 11 Allow Questions None None Management -------------------------------------------------------------------------------- BROADRIDGE FINANCIAL SOLUTIONS, INC. Ticker: BR Security ID: 11133T103 Meeting Date: NOV 18, 2009 Meeting Type: Annual Record Date: SEP 21, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Leslie A. Brun For For Management 2 Elect Director Richard J. Daly For For Management 3 Elect Director Robert N. Duelks For For Management 4 Elect Director Richard J. Haviland For For Management 5 Elect Director Alexandra Lebenthal For For Management 6 Elect Director Stuart R. Levine For For Management 7 Elect Director Thomas J. Perna For For Management 8 Elect Director Alan J. Weber For For Management 9 Elect Director Arthur F. Weinbach For For Management 10 Ratify Auditors For For Management 11 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BROOKFIELD ASSET MANAGEMENT INC. Ticker: BAM.A Security ID: 112585104 Meeting Date: MAY 5, 2010 Meeting Type: Annual Record Date: MAR 8, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marcel R. Coutu For For Management 1.2 Elect Director Maureen Kempston Darkes For For Management 1.3 Elect Director Lance Liebman For For Management 1.4 Elect Director G. Wallace F. McCain For For Management 1.5 Elect Director Frank J. McKenna For For Management 1.6 Elect Director Jack M. Mintz For For Management 1.7 Elect Director Patricia M. Newson For For Management 1.8 Elect Director James A. Pattison For For Management 2 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- BROOKFIELD INFRASTRUCTURE PARTNERS L.P. Ticker: BIP Security ID: G16252101 Meeting Date: NOV 16, 2009 Meeting Type: Special Record Date: OCT 19, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares in For For Management Connection with Acquisition 2 Amend Quorum Requirements For Against Management 3 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- CACI INTERNATIONAL, INC. Ticker: CACI Security ID: 127190304 Meeting Date: NOV 18, 2009 Meeting Type: Annual Record Date: SEP 21, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dan R. Bannister For For Management 1.2 Elect Director Paul M. Cofoni For For Management 1.3 Elect Director Gordon R. England For For Management 1.4 Elect Director James S. Gilmore III For For Management 1.5 Elect Director Gregory G. Johnson For For Management 1.6 Elect Director Richard L. Leatherwood For For Management 1.7 Elect Director J. Phillip London For For Management 1.8 Elect Director James L. Pavitt For For Management 1.9 Elect Director Warren R. Phillips For For Management 1.10 Elect Director Charles P. Revoile For For Management 1.11 Elect Director William S. Wallace For For Management 2 Amend Qualified Employee Stock Purchase For For Management Plan 3 Amend Omnibus Stock Plan For For Management 4 Adjourn Meeting For For Management 5 Ratify Auditors For For Management -------------------------------------------------------------------------------- CALPINE CORPORATION Ticker: CPN Security ID: 131347304 Meeting Date: MAY 19, 2010 Meeting Type: Annual Record Date: MAR 22, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank Cassidy For For Management 1.2 Elect Director Jack A. Fusco For For Management 1.3 Elect Director Robert C. Hinckley For For Management 1.4 Elect Director David C. Merritt For For Management 1.5 Elect Director W. Benjamin Moreland For For Management 1.6 Elect Director Robert A. Mosbacher, Jr. For For Management 1.7 Elect Director Denise M. O'Leary For For Management 1.8 Elect Director William J. Patterson For For Management 1.9 Elect Director J. Stuart Ryan For For Management 2 Ratify Auditors For For Management 3 Amend Non-Employee Director Restricted For For Management Stock Plan 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CAMECO CORP. Ticker: CCO Security ID: 13321L108 Meeting Date: MAY 26, 2010 Meeting Type: Annual Record Date: MAR 29, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 The Undersigned Hereby Certifies that None Did Not Vote Management the Shares Represented by this Proxy are Owned and Controlled by a Canadian 2.1 Elect Director John H. Clappison For Did Not Vote Management 2.2 Elect Director Joe F. Colvin For Did Not Vote Management 2.3 Elect Director James R. Curtiss For Did Not Vote Management 2.4 Elect Director Donald H.F. Deranger For Did Not Vote Management 2.5 Elect Director James K. Gowans For Did Not Vote Management 2.6 Elect Director Gerald W. Grandey For Did Not Vote Management 2.7 Elect Director Nancy E. Hopkins For Did Not Vote Management 2.8 Elect Director Oyvind Hushovd For Did Not Vote Management 2.9 Elect Director J.W. George Ivany For Did Not Vote Management 2.10 Elect Director A. Anne McLellan For Did Not Vote Management 2.11 Elect Director A. Neill McMillan For Did Not Vote Management 2.12 Elect Director Victor J. Zaleschuk For Did Not Vote Management 3 Ratify KPMG LLP as Auditors For Did Not Vote Management 4 Advisory Vote on Executive Compensation For Did Not Vote Management Approach -------------------------------------------------------------------------------- CANADIAN NATURAL RESOURCES LTD. Ticker: CNQ Security ID: 136385101 Meeting Date: MAY 6, 2010 Meeting Type: Annual/Special Record Date: MAR 17, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine M. Best For For Management 1.2 Elect Director N. Murray Edwards For For Management 1.3 Elect Director Gary A. Filmon For For Management 1.4 Elect Director Gordon D. Giffin For For Management 1.5 Elect Director Steve W. Laut For For Management 1.6 Elect Director Keith A.J. MacPhail For For Management 1.7 Elect Director Allan P. Markin For For Management 1.8 Elect Director Frank J. McKenna For For Management 1.9 Elect Director James S. Palmer For For Management 1.10 Elect Director Eldon R. Smith For For Management 1.11 Elect Director David A. Tuer For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Approve Stock Split For For Management 4 Amend Stock Option Plan For Against Management -------------------------------------------------------------------------------- CANADIAN OIL SANDS TRUST Ticker: COS.U Security ID: 13642L100 Meeting Date: APR 29, 2010 Meeting Type: Annual/Special Record Date: MAR 12, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion from Income Trust to For For Management Corporation 2.1 Approve Transition Option Plan For For Management 2.2 Approve Equity Incentive Plan For For Management 2.3 Approve Stock Appreciation Rights Plan For For Management 2.4 Approve Deferred Share Unit Plan For For Management 3 Approve Adoption of New Shareholder For For Management Rights Plan of 1506633 Alberta Ltd. 4 Approve the Trustee to vote Common For For Management Shares of Corporation to Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration 5 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 6.1 Elect C.E. (Chuck) Shultz as Director For For Management 6.2 Elect Ian A. Bourne as Director For For Management 6.3 Elect Marcel R. Coutu as Director For For Management 6.4 Elect Donald J. Lowry as Director For For Management 6.5 Elect John K. Read as Director For For Management 6.6 Elect Wayne M. Newhouse as Director For For Management 6.7 Elect Brant G. Sangster as Director For For Management 6.8 Elect Wesley R. Twiss as Director For For Management 6.9 Elect John B. Zaozirny as Director For For Management 7 Approve Unitholder Rights Plan of the For For Management Trust 8 Amend Section 5.1 of Trust Indenture For For Management -------------------------------------------------------------------------------- CATHAY GENERAL BANCORP Ticker: CATY Security ID: 149150104 Meeting Date: MAY 17, 2010 Meeting Type: Annual Record Date: APR 1, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kelly L. Chan For For Management 1.2 Elect Director Dunson K. Cheng For For Management 1.3 Elect Director Thomas C.T. Chiu For For Management 1.4 Elect Director Joseph C.H. Poon For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- CENTER FINANCIAL CORP. Ticker: CLFC Security ID: 15146E102 Meeting Date: MAR 24, 2010 Meeting Type: Special Record Date: FEB 1, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Securities For For Management 2 Increase Authorized Common Stock For For Management 3 Approve Issuance of Shares for a For Against Management Private Placement 4 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- CENTER FINANCIAL CORPORATION Ticker: CLFC Security ID: 15146E102 Meeting Date: JUN 9, 2010 Meeting Type: Annual Record Date: APR 12, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Z. Hong For For Management 1.2 Elect Director Jin Chul Jhung For For Management 1.3 Elect Director Chang Hwi Kim For For Management 1.4 Elect Director Kevin S. Kim For For Management 1.5 Elect Director Peter Y.S. Kim For For Management 1.6 Elect Director Sang Hoon Kim For For Management 1.7 Elect Director Chung Hyun Lee For For Management 1.8 Elect Director Jae Whan Yoo For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- CHEUNG KONG (HOLDINGS) LIMITED Ticker: 1 Security ID: Y13213106 Meeting Date: MAY 27, 2010 Meeting Type: Annual Record Date: MAY 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Li Tzar Kuoi, Victor as Director For For Management 3b Elect Ip Tak Chuen, Edmond as Director For For Management 3c Elect Chiu Kwok Hung, Justin as For For Management Director 3d Elect Chow Kun Chee, Roland as For For Management Director 3e Elect Yeh Yuan Chang, Anthony as For For Management Director 3f Elect Chow Nin Mow, Albert as Director For For Management 3g Elect Wong Yick-ming, Rosanna as For For Management Director 4 Appoint Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA COAL ENERGY COMPANY LIMITED Ticker: 601898 Security ID: Y1434L100 Meeting Date: DEC 18, 2009 Meeting Type: Special Record Date: NOV 18, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA COAL ENERGY COMPANY LIMITED Ticker: 601898 Security ID: Y1434L100 Meeting Date: JUN 25, 2010 Meeting Type: Annual Record Date: MAY 26, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution Plan for For For Management the Year 2009 5 Approve Capital Expenditure Budget for For For Management the Year 2010 6 Approve Remuneration of Directors and For For Management Supervisors 7 Reappoint PricewaterhouseCoopers Zhong For For Management Tian CPAs Limited Company and PricewaterhouseCoopers, Certified Public Accountants as Domestic Auditors and International Auditors, Respectively, and Authorize the Board to Fix Their Remuneration 8 Amend Articles of Association For For Management 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: CNCBK Security ID: Y1397N101 Meeting Date: JUN 24, 2010 Meeting Type: Special Record Date: MAY 24, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Type and Nominal Value of For For Management Rights Shares in Relation to the A Share and H Share Issue 1b Approve Proportion and Number of Shares For For Management to be Issued in Relation to the A Share and H Share Issue 1c Approve Subscription Price of the For For Management Rights Issue in Relation to the A Share and H Share Issue 1d Approve Target Subscribers in Relation For For Management to the A Share and H Share Issue 1e Approve Use of Proceeds in Relation to For For Management the A Share and H Share Issue 1f Approve Arrangement For the Accumulated For For Management Undistributed Profits of the Bank Prior to the Rights Issue 1g Approve Effective Period of the For For Management Resolution in Relation to the A Share and H Share Issue -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: CNCBK Security ID: Y1397N101 Meeting Date: JUN 24, 2010 Meeting Type: Annual Record Date: MAY 24, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Board of For For Management Supervisors 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Fixed Asset Investment Budget For For Management For 2010 5 Approve Profit Distribution Plan For For For Management 2009 6 Approve Final Emoluments Distribution For For Management Plan For Directors and Supervisors 7 Appoint Auditors and Authorize Board to For For Management Fix Their Remuneration 8a Approve Type and Nominal Value of For For Management Rights Shares in Relation to the A Share and H Share Issue 8b Approve Proportion and Number of Shares For For Management to be Issued in Relation to the A Share and H Share Issue 8c Approve Subscription Price of Rights For For Management Issue in Relation to the A Share and H Share Issue 8d Approve Target Subscribers in Relation For For Management to the A Share and H Share Issue 8e Approve Use of Proceeds in Relation to For For Management the A Share and H Share Issue 8f Approve Arrangement For Accumulated For For Management Undistributed Profits of the Bank Prior to the Rights Issue 8g Approve Effective Period of the For For Management Resolution in Relation to the A Share and H Share Issue 9 Approve Authorization For the Rights For For Management Issue of A Shares and H Shares 10 Approve Feasibility Report on the For For Management Proposed Use of Proceeds Raised from the Rights Issue of A Shares and H Shares 11 Approve Report on the Use of Proceeds For For Management From the Previous A Share Issue 12 Approve Mid-Term Plan of Capital For For Management Management 13a Elect Guo Shuqing as Executive Director For For Management 13b Elect Zhang Jianguo as Executive For For Management Director 13c Elect Lord Peter Levene as Independent For For Management Non-Executive Director 13d Elect Jenny Shipley as Independent For For Management Non-Executive Director 13e Elect Elaine La Roche as Independent For For Management Non-Executive Director 13f Elect Wong Kai-Man as Independent For For Management Non-Executive Director 13g Elect Sue Yang as Non-Executive For For Management Director 13h Elect Yam Chi Kwong, Joseph as For For Management Independent Non-Executive Director 13i Elect Zhao Xijun as Independent For For Management Non-Executive Director 14a Elect Xie Duyang as Shareholder For For Management Representative Supervisor 14b Elect Liu Jin as Shareholder For For Management Representative Supervisor 14c Elect Guo Feng as External Supervisor For For Management 14d Elect Dai Deming as External Supervisor For For Management 14e Elect Song Fengming as Shareholder For For Management Representative Supervisor 15a Elect Zhu Xiaohuang as Executive None For Shareholder Director 15b Elect Wang Shumin as Non-Executive None For Shareholder Director 15c Elect Wang Yong as Non-Executive None For Shareholder Director 15d Elect Li Xiaoling as Non-Executive None For Shareholder Director 15e Elect Zhu Zhenmin as Non-Executive None For Shareholder Director 15f Elect Lu Xiaoma as Non-Executive None For Shareholder Director 15g Elect Chen Yuanling as Non-Executive None For Shareholder Director 16 Amend Rules of Procedure Re: Delegation None For Shareholder of Authorities by the Shareholder's General Meeting to the Board -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LIMITED Ticker: 600115 Security ID: Y1406M102 Meeting Date: SEP 7, 2009 Meeting Type: Special Record Date: AUG 7, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Class of Shares to be Issued For For Management and Nominal Value of A Shares 1b Approve Method of Issue For For Management 1c Approve Number of Shares to be Issued For For Management 1d Approve Target Subscriber and Method of For For Management Subscription 1e Approve Subscription Price and Date and For For Management Basis of Determination of the Subscription Price 1f Approve Lock-Up Period Arrangement For For Management 1g Approve Place of Listing For For Management 1h Approve Use of Proceeds For For Management 1i Approve Arrangement of Retained Profits For For Management 1j Approve Validity Period of Resolution For For Management 2 Approve H Share Specific Mandate to For For Management Issue Not More than 490 Million New H Shares by Way of Non-Public Offering to CES Global at the Minimum Subscription Price of HK$1.40 Per H Share 3 Approve Plan for the Non-Public For For Management Issuance of A Shares 4 Approve Terms and Conditions and the For For Management Implementation of Transactions Contemplated Under the A Share Subscription Agreement and H ShareSubscription Agreement 5 Amend Articles Re: Increase in For For Management Registered Capital and Change of Shareholding 6 Approve the Conditions for Non-Public For For Management Issuance of A Shares to Specific Investors 7 Approve Explanation on the Use of the For For Management Proceeds of the Previous Fund Raising Activities 8 Authorize Board to Deal with All For For Management Matters Relating to A Share Issue and H Share Issue 9 Approve Feasibility Report on the Use For For Management of Proceeds Raised from the Non-Public Issuance of A Shares 10 Waive Mandatory General Offer to For For Management Shareholders by CEA Holding -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LIMITED Ticker: 600115 Security ID: Y1406M102 Meeting Date: SEP 7, 2009 Meeting Type: Special Record Date: AUG 7, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Class of Shares To be Issued For For Management and Nominal Value 1b Approve Method of Issue For For Management 1c Approve Number of Shares of to be For For Management Issued 1d Approve Target Subscriber and Method of For For Management Subscription 1e Approve Date, Subscription Price and For For Management Basis of Determination of Subscription Price 1f Approve Lock-Up Period Arrangement For For Management 1g Approve Place of Listing For For Management 1h Approve Use of Proceeds For For Management 1i Approve Arrangement of Retained Profits For For Management 1j Approve Validity Period of Resolution For For Management 2 Approve H Share Specific Mandate to For For Management Issue Not More than 490 Million New H Shares by Way of Non-Public Offering to CES Global at the Minimum Subscription Price of HK$1.4 Per H Share -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LIMITED Ticker: 600115 Security ID: Y1406M102 Meeting Date: OCT 9, 2009 Meeting Type: Special Record Date: SEP 8, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Absorption of Shanghai Airlines For For Management Co., Ltd. Through Share Exchange -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LIMITED Ticker: 600115 Security ID: Y1406M102 Meeting Date: OCT 9, 2009 Meeting Type: Special Record Date: SEP 8, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Appprove Absorption of Shanghai For For Management Airlines Co., Ltd. (Shanghai Airlines) Through Share Exchange 2 Approve Terms and Conditions and the For For Management Implementation of the Transactions Contemplated Under the Absorption Agreement 3 Approve Draft Report for the Absorption For For Management of Shanghai Airlines 4 Amend Articles Re: Increases in For For Management Registered Capital and Change of Shareholding 5 Approve Satisfaction of Conditions for For For Management Material Assests Reorganization 6 Authorize Board to Do All Acts For For Management Necessary in Connection with the Absorption of Shanghai Airlines 7 Approve Provision of Guarantee to a For For Management Wholly Owned Subsidiary Set Up for the Purpose of Absorbing All the Assets and Assuming All the Liabilities of Shanghai Airlines -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LIMITED Ticker: 600115 Security ID: Y1406M102 Meeting Date: MAR 19, 2010 Meeting Type: Special Record Date: FEB 12, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wu Xiaogen as Independent For For Management Non-Executive Director 2 Elect Ji Weidong as Independent For For Management Non-Executive Director -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LIMITED Ticker: 600115 Security ID: Y1406M102 Meeting Date: JUN 28, 2010 Meeting Type: Annual Record Date: MAY 28, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution Proposal For For Management 5 Reappoint PricewaterhouseCoopers, Zhong For For Management Tian CPAs Limited Company and PricewaterhouseCoopers, Certified Public Accountants as PRC Domestic Auditors and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration 6a Elect Liu Shaoyong as Director For For Management 6b Elect Li Jun as Director For For Management 6c Elect Ma Xulun as Director For For Management 6d Elect Luo Chaogeng as Director For For Management 6e Elect Luo Zhuping as Director For For Management 6f Elect Sandy Ke-Yaw Liu as Independent For For Management Non-Executive Director 6g Elect Wu Xiaogen as Independent For For Management Non-Executive Director 6h Elect Ji Weidong as Independent For For Management Non-Executive Director 6i Elect Shao Ruiqing as Independent For For Management Non-Executive Director 7a Elect Liu Jiangbo as Shareholder For For Management Representative Supervisor 7b Elect Xu Zhao as Shareholder For For Management Representative Supervisor 7c Elect Liu Jiashun as Shareholder For For Management Representative Supervisor 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA LIFE INSURANCE CO. LIMITED Ticker: 601628 Security ID: Y1477R204 Meeting Date: JUN 4, 2010 Meeting Type: Annual Record Date: MAY 3, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution and Cash For For Management Dividend Distribution Plan for 2009 5 Reappoint PricewaterhouseCoopers Zhong For For Management Tian Certified Public Accountants Limited Company and PricewaterhouseCoopers as PRC and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration 6 Elect Anthony Francis Neoh as For For Management Independent Non-Executive Director 7 Approve Renewal of Liability Insurance For Against Management for Directors and Senior Management Officers 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA LIFE INSURANCE CO. LIMITED Ticker: 601628 Security ID: 16939P106 Meeting Date: JUN 4, 2010 Meeting Type: Annual Record Date: MAY 3, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution and Cash For For Management Dividend Distribution Plan for 2009 5 Reappoint PricewaterhouseCoopers Zhong For For Management Tian Certified Public Accountants Limited Company and PricewaterhouseCoopers as PRC and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration 6 Elect Anthony Francis Neoh as For For Management Independent Non-Executive Director 7 Approve Renewal of Liability Insurance For Against Management for Directors and Senior Management Officers 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA MOBILE LIMITED Ticker: 941 Security ID: 16941M109 Meeting Date: MAY 12, 2010 Meeting Type: Annual Record Date: APR 1, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend of HK$1.458 Per For For Management Share 3a Reelect Li Yue as Director For For Management 3b Reelect Lu Xiangdong as Director For Against Management 3c Reelect Xin Fanfei as Director For For Management 3d Reelect Frank Wong Kwong Shing as For For Management Director 4 Reappoint KMPG as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES CO. LTD Ticker: 1055 Security ID: Y1503W102 Meeting Date: NOV 27, 2009 Meeting Type: Special Record Date: OCT 27, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal of the 50 Percent For For Management Shareholding in the Registered Capital of MTU Maintenance Zhuhai Co. Ltd. to China Southern Air Holding Ltd. 2 Approve Connected Transactions with For For Management Related Parties and Related Annual Caps -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES CO. LTD Ticker: 600029 Security ID: Y1503W102 Meeting Date: APR 30, 2010 Meeting Type: Special Record Date: MAR 30, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Resolution to Consider the For For Management Satisfaction of the Conditions of the Non-public Issue of A Shares and H Shares by China Southern Airlines Co. Ltd. 2a Approve Types of Shares to be Issued For For Management and Par Value in Relation to the Non-public Issue of A Shares and H Shares 2b Approve Issue Mechanism and For For Management Subscription Method in Relation to the Non-public Issue of A Shares and H Shares 2c Approve Targeted Subscribers and their For For Management Relationship with the Company in Relation to the Non-public Issue of A Shares and H Shares 2d Approve Price Determination Date in For For Management Relation to the Non-public Issue of A Shares and H Shares 2e Approve Minimum Issue Price in Relation For For Management to the Non-public Issue of A Shares and H Shares 2f Approve Number of Shares to be Issued For For Management and Issue Scale in Relation to the Non-Public Issue of A Shares and H Shares 2g Approve Adjustment to the Number of For For Management Shares Issued and Minimum Issue Price in Relation to Non-public Issue of A Shares and H Shares 2h Approve Lock-up Period in Relation to For For Management the Non-public Issue of A Shares and H Shares 2i Approve Place of Listing in Relation to For For Management the Non-public Issue of A Shares and H Shares 2j Approve Use of Proceeds in Relation to For For Management the Non-public Issue of A Shares and H Shares 2k Approve Relationship between the For For Management Non-public Issue of A Shares and Non-public Issue of H Shares 2l Approve Arrangement for the For For Management Distribution of Profits Accumulated Before the Non-public Issue of Shares 2m Approve Proposal for the Non-public For For Management Issue of A Shares by China Southern Airlines Co. Ltd. 2n Approve Validity Period of Resolution For For Management 3 Approve Subscription Agreement Relating For For Management to the Subscription of Non-public Issue of A Shares and Non-public issue of H Shares of China Southern Airlines Co. Ltd. 4 Amend Articles of Association as a For For Management Result of the Non-public Issue of A Shares and the Non-public Issue of H Shares 5 Approve Explanation on the Use of For For Management Proceeds from Previous Fund Raising Activities 6 Approve Feasibility Study Report on the For For Management Funds Raised from the Non-public Issue of A Shares of China Southern Airlines Co. Ltd. 7 Waive Requirement for Mandatory General For For Management Offer to Independent Shareholders 8 Authorize the Board to Ratify and For For Management Execute the Approved Resolutions in Relation to the Non-public Issue of A Shares and H Shares -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES CO. LTD Ticker: 600029 Security ID: Y1503W102 Meeting Date: APR 30, 2010 Meeting Type: Special Record Date: MAR 30, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Satisfaction of Conditions of For For Management the Non-Public Issue of A Shares and Non-Public Issue of H Shares 2a Approve Types of Shares to be Issued For For Management and Par Value in Relation to the Non-Public Issue of A Shares and Non-Public Issue of H Shares 2b Approve Issue Mechanism and For For Management Subscription Method in Relation to the Non-Public Issue of A Shares and Non-Public Issue of H Shares 2c Approve Targeted Subscribers and Their For For Management Relationship with the Company in Relation to the Non-Public Issue of A Shares and Non-Public Issue of H Shares 2d Approve Price Determination Date in For For Management Relation to the Non-Public Issue of A Shares and Non-Public Issue of H Shares 2e Approve Minimum Issue Price in Relation For For Management to the Non-Public Issue of A Shares and Non-Public Issue of H Shares 2f Approve Number of Shares to be Issued For For Management and the Issue Scale in Relation to the Non-Public Issue of A Shares and Non-Public Issue of H Shares 2g Approve Adjustment to the Number of For For Management Shares to be Issued and the Minimum Issue Price in Relation to the Non-Public Issue of A Shares and Non-Public Issue of H Shares 2h Approve Lock-up Period in Relation to For For Management the Non-Public Issue of A Shares and Non-Public Issue of H Shares 2i Approve Place of Listing in Relation to For For Management the Non-Public Issue of A Shares and Non-Public Issue of H Shares 2j Approve Use of Proceeds in Relation to For For Management the Non-Public Issue of A Shares and Non-Public Issue of H Shares 2k Approve the Relationship Between the For For Management Non-Public Issue of A Shares and Non-Public Issue of H Shares 2l Approve the Arrangement for the For For Management Distribution of Profits Accumulated Before the Non-Public Issue of Shares 2m Approve Proposal for Non-Public Issue For For Management of A Shares by China Southern Airlines Company Ltd. 2n Approve the Validity Period of For For Management Resolution 3 Approve Subscription Agreement in For For Management Relation to Subscription of Non-Public Issue of A Shares and H Shares of China Southern Airlines Company Ltd. -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES CO. LTD Ticker: 600029 Security ID: Y1503W102 Meeting Date: JUN 30, 2010 Meeting Type: Annual Record Date: MAY 28, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of Directors For For Management 2 Accept Report of Supervisory Committee For For Management 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution Proposal For For Management 5 Appoint KPMG Huazhen and KPMG as PRC For For Management and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration 6 Approve 2009 Annual Cap of Continuing For For Management Connected Transactions Between the Company and CSAHC and Its Controlled Entities 7 Approve Airline Service Agreement For For Management Between the Company and TravelSky Technology Limited 8 Approve the Proposal to the Extension None For Shareholder of the Term of the Fifth Session of the Board until the Sixth Session of the Board is Elected 9 Approve the Proposal to the Extension None For Shareholder of the Term of the Fifth Session of the Supervisory Committee until the Sixth Session of the Supervisory Committee is Elected -------------------------------------------------------------------------------- CHINA UNICOM (HONG KONG) LTD Ticker: 762 Security ID: Y1519S111 Meeting Date: NOV 3, 2009 Meeting Type: Special Record Date: OCT 29, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase of 899.7 Million For For Management Shares of HK$0.10 Each in the Company's Capital from SK Telecom Co., Ltd. for a Total Consideration of HK$10 Billion -------------------------------------------------------------------------------- CHINA UNICOM (HONG KONG) LTD Ticker: 762 Security ID: 16945R104 Meeting Date: NOV 3, 2009 Meeting Type: Special Record Date: OCT 13, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Repurchase of 899.7 Million For For Management Shares of HK$0.10 Each in the Company's Capital from SK Telecom Co., Ltd. for a Total Consideration of HK$10 Billion -------------------------------------------------------------------------------- CHINA UNICOM (HONG KONG) LTD Ticker: 762 Security ID: Y1519S111 Meeting Date: MAY 12, 2010 Meeting Type: Annual Record Date: MAY 7, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Reelect Zuo Xunsheng as Director For For Management 3a2 Reelect Tong Jilu as Director For For Management 3a3 Reelect Cheung Wing Lam Linus as For For Management Director 3b Authorize the Board to Fix Remuneration For For Management of Directors 4 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA UNICOM (HONG KONG) LTD Ticker: 762 Security ID: 16945R104 Meeting Date: MAY 12, 2010 Meeting Type: Annual Record Date: APR 14, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Reelect Zuo Xunsheng as Director For For Management 3a2 Reelect Tong Jilu as Director For For Management 3a3 Reelect Cheung Wing Lam Linus as For For Management Director 3b Authorize the Board to Fix Remuneration For For Management of Directors 4 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CLIMATE EXCHANGE PLC (FRM. CHICAGO ENVIRONMENTAL PLC) Ticker: CLE Security ID: G2311R103 Meeting Date: JUN 7, 2010 Meeting Type: Annual Record Date: JUN 5, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports (Voting) 2 Approve Remuneration of Directors For For Management 3 Reappoint KPMG Audit LLC as Auditors For For Management and Authorise Board to Fix Their Remuneration 4 Authorise Shares for Market Purchase For For Management -------------------------------------------------------------------------------- CME GROUP INC. Ticker: CME Security ID: 12572Q105 Meeting Date: MAY 5, 2010 Meeting Type: Annual Record Date: MAR 8, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Terrence A. Duffy For For Management 1.2 Elect Director Charles P. Carey For For Management 1.3 Elect Director Mark E. Cermak For For Management 1.4 Elect Director Martin J. Gepsman For For Management 1.5 Elect Director Leo Melamed For For Management 1.6 Elect Director Joseph Niciforo For For Management 1.7 Elect Director C.C. Odom For For Management 1.8 Elect Director John F. Sandner For For Management 1.9 Elect Director Dennis A. Suskind For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- CNOOC LTD. Ticker: 883 Security ID: 126132109 Meeting Date: MAY 20, 2010 Meeting Type: Annual Record Date: APR 12, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Financial Statements and For For Management Statutory Reports 1b Approve Final Dividend For For Management 1c1 Reelect Tse Hau Yin, Aloysius as For For Management Independent Non-Executive Director 1c2 Reelect Zhou Shouwei as Non-Executive For For Management Director 1c3 Reelect Yang Hua as Executive Director For For Management 1c4 Authorize Board Of Directors to Fix For For Management Remuneration of Directors 1e Re-appoint Auditors and Authorise The For For Management Board to Fix Remuneration 1d Reelect Chiu Sung Hong as Independent For For Management Non-Executive Director and Authorize Board to Fix His Remuneration 2a Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 2b Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 2c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CNPC HONG KONG LTD. Ticker: 135 Security ID: G2237F100 Meeting Date: OCT 20, 2009 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition Agreement with CNPC For For Management Pipeline Bureau and Related Transactions -------------------------------------------------------------------------------- CNPC HONG KONG LTD. Ticker: 135 Security ID: G2237F126 Meeting Date: JAN 28, 2010 Meeting Type: Special Record Date: JAN 13, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Huayou Share Acquisition For For Management Agreement 2 Approve Refined Oil Storage Assets For For Management Disposal Agreement and Refined Oil Pipeline Transmission Assets Disposal Agreement 3 Approve Financial Services Agreement For Against Management 4 Approve Revised Annual Caps for the For Against Management Continuing Connected Transactions for the Two Years Ending Dec. 31, 2011 -------------------------------------------------------------------------------- COHEN & STEERS, INC. Ticker: CNS Security ID: 19247A100 Meeting Date: MAY 7, 2010 Meeting Type: Annual Record Date: MAR 12, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Martin Cohen For For Management 2 Elect Director Robert H. Steers For For Management 3 Elect Director Richard E. Bruce For For Management 4 Elect Director Peter L. Rhein For For Management 5 Elect Director Richard P. Simon For For Management 6 Elect Director Edmond D. Villani For For Management 7 Ratify Auditors For For Management -------------------------------------------------------------------------------- CSX CORPORATION Ticker: CSX Security ID: 126408103 Meeting Date: MAY 5, 2010 Meeting Type: Annual Record Date: MAR 5, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director D. M. Alvarado For For Management 1.2 Elect Director A. Behring For For Management 1.3 Elect Director Sen. J. B. Breaux For For Management 1.4 Elect Director S. T. Halverson For For Management 1.5 Elect Director E. J. Kelly, III For For Management 1.6 Elect Director G. H. Lamphere For For Management 1.7 Elect Director J. D. McPherson For For Management 1.8 Elect Director T. T. O'Toole For For Management 1.9 Elect Director D. M. Ratcliffe For For Management 1.10 Elect Director D. J. Shepard For For Management 1.11 Elect Director M. J. Ward For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- DATANG INTERNATIONAL POWER GENERATION CO. LTD Ticker: 991 Security ID: Y20020106 Meeting Date: AUG 10, 2009 Meeting Type: Special Record Date: JUL 10, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for the For For Management Borrowing of Inner Mongolia Datang International Zhuozi Windpower Co. Ltd. 2 Approve Provision of Guarantee for the For For Management Borrowing of Jiangsu Datang International Lvsigang Power Generation Co. Ltd. 3 Approve Provision of Guarantee for the For Against Management Borrowing of Yunnan Datang International Lixianjiang Hydropower Development Co. Ltd. 4 Approve Provision of Guarantee for the For Against Management Borrowing of Inner Mongolia Datang International Hohhot Thermal Power Generation Co. Ltd. 5 Approve Provision of Guarantee for the For Against Management Borrowing of Inner Mongolia Datang International Renewable Energy Resource Development Co. Ltd. -------------------------------------------------------------------------------- DATANG INTERNATIONAL POWER GENERATION CO. LTD Ticker: 0991 Security ID: Y20020106 Meeting Date: APR 19, 2010 Meeting Type: Special Record Date: MAR 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Fund Contribution of Datang For For Management Energy and Chemical Co. Ltd. to Establish Inner Mongolia Datang International Duolun Coal Chemical Co. Ltd. for the Purposes of Constructing and Operating the Duolun Coal Chemical Project 2 Approve Provision of Counter-Guarantee For For Management by the Company for a Loan of Datang International (Hong Kong) Ltd. 3 Approve Provision of Entrusted Loan to For For Management Inner Mongolia Datang International Duolun Coal Chemical Co. Ltd. by China Datang Finance Co. Ltd. under the Revolving Entrusted Loan Agreement -------------------------------------------------------------------------------- DATANG INTERNATIONAL POWER GENERATION CO. LTD Ticker: 0991 Security ID: Y20020106 Meeting Date: JUN 11, 2010 Meeting Type: Annual Record Date: MAY 12, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution Proposal For For Management 5 Approve Provisions of Guarantees for For For Management Financings of Xinyu Power Company, Qian'an Thermal Power Company, Diaobingshan Power Company, Liaoning Wind Power Company and Zhangzhou Wind Power Company 6 Approve Capital Contribution to the For For Shareholder Establishment of Fuxin Coal-Based Gas Company 7 Approve Adjustment of Total Investment For For Shareholder and Capital Contribution Proposal of Keqi Coal-Based Gas Project 8 Appoint RSM China Certified Public For For Shareholder Accountants and RSM Nelson Wheeler Certified Public Accountants as Domestic Auditors 9 Amend Articles of Association For For Management 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11 Approve Non-Public Issuance of A Shares For For Shareholder (A Share Issue) 12a Approve Type of Shares to be Issued and For For Shareholder Par Value for the A Share Issue 12b Approve Number of Shares to be Issued For For Shareholder Under the A Share Issue 12c Approve Method and Time of the A Share For For Shareholder Issue 12d Approve Target Subscribers and For For Shareholder Subscription Method of the A Share Issue 12e Approve Place of Listing of the A Share For For Shareholder Issue 12f Approve Issue Price and Method of For For Shareholder Pricing of the A Share Issue 12g Approve Use of Fundraising Proceeds For For Shareholder from the A Share Issue 12h Approve Arrangement for the Accumulated For For Shareholder Profits Prior to the Current Issue Under the A Share Issue 12i Approve Arrangement for the Lock-Up For For Shareholder Period of the A Share Issue 12j Approve the Effective Period for the For For Shareholder Resolution on the Current A Share Issue 13 Approve Feasibility Analysis Report on For For Shareholder the Use of Fundraising Proceeds 14 Approve Report on the Previous Use of For Against Shareholder Fundraising Proceeds 15 Approve General Meeting to Authorise For For Shareholder the Board to Conduct All Matters in Relation to the Current Non-Public Issue of A Shares -------------------------------------------------------------------------------- DEUTSCHE BOERSE AG Ticker: DB1 Security ID: D1882G119 Meeting Date: MAY 27, 2010 Meeting Type: Annual Record Date: MAY 7, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2009 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 2.10 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2009 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2009 5 Approve Remuneration System for For Against Management Management Board Members 6 Approve EUR 27.8 Million Capital For For Management Increase without Preemptive Rights 7 Approve Creation of EUR 19.5 Million For For Management Pool of Capital with Preemptive Rights 8 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares; Authorize Use of Financial Derivatives When Repurchasing Shares 9 Approve Affiliation Agreement with For For Management Clearstream Banking AG 10a Amend Articles Re: Electronic Voting at For For Management General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 10b Amend Articles Re: Exercise of Voting For For Management Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 11 Ratify KPMG AG as Auditors for Fiscal For For Management 2010 -------------------------------------------------------------------------------- DREAMWORKS ANIMATION SKG, INC. Ticker: DWA Security ID: 26153C103 Meeting Date: MAY 12, 2010 Meeting Type: Annual Record Date: MAR 23, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey Katzenberg For Withhold Management 1.2 Elect Director Roger A. Enrico For For Management 1.3 Elect Director Lewis Coleman For For Management 1.4 Elect Director Harry Brittenham For For Management 1.5 Elect Director Thomas Freston For For Management 1.6 Elect Director Judson C. Green For For Management 1.7 Director Mellody Hobson For For Management 1.8 Elect Director Michael Montgomery For For Management 1.9 Elect Director Nathan Myhrvold For For Management 1.10 Elect Director Richard Sherman For For Management 2 Ratify Auditors For For Management 3 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- DYNEGY INC. Ticker: DYN Security ID: 26817G102 Meeting Date: MAY 21, 2010 Meeting Type: Annual Record Date: MAR 23, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce A. Williamson For For Management 1.2 Elect Director David W. Biegler For For Management 1.3 Elect Director Thomas D. Clark, Jr. For For Management 1.4 Elect Director Victor E. Grijalva For For Management 1.5 Elect Director Patricia A. Hammick For For Management 1.6 Elect Director Howard B. Sheppard For For Management 1.7 Elect Director William L. Trubeck For For Management 2 Approve Reverse Stock Split For For Management 3 Eliminate Class of Common Stock For For Management 4 Approve Omnibus Stock Plan For For Management 5 Approve Executive Incentive Bonus Plan For For Management 6 Ratify Auditors For For Management 7 Adopt Quantitative GHG Goals for Against For Shareholder Products and Operations -------------------------------------------------------------------------------- E. W. SCRIPPS COMPANY, THE Ticker: SSP Security ID: 811054402 Meeting Date: MAY 13, 2010 Meeting Type: Annual Record Date: MAR 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger L. Ogden For For Management 1.2 Elect Director J. Marvin Quin For For Management 1.3 Elect Director Kim Williams For For Management -------------------------------------------------------------------------------- EAST WEST BANCORP, INC. Ticker: EWBC Security ID: 27579R104 Meeting Date: MAR 25, 2010 Meeting Type: Special Record Date: FEB 12, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Securities For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- EAST WEST BANCORP, INC. Ticker: EWBC Security ID: 27579R104 Meeting Date: MAY 27, 2010 Meeting Type: Annual Record Date: MAR 31, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Iris S. Chan For For Management 1.2 Elect Director Peggy Cherng For For Management 1.3 Elect Director Rudolph I. Estrada For Withhold Management 1.4 Elect Director Julia S. Gouw For For Management 1.5 Elect Director Paul H. Irving For For Management 1.6 Elect Director Andrew S. Kane For For Management 1.7 Elect Director John Lee For For Management 1.8 Elect Director Herman Y. Li For For Management 1.9 Elect Director Jack C. Liu For For Management 1.10 Elect Director Dominic Ng For For Management 1.11 Elect Director Keith W. Renken For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- EL PASO CORPORATION Ticker: EP Security ID: 28336L109 Meeting Date: MAY 19, 2010 Meeting Type: Annual Record Date: MAR 24, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Juan Carlos Braniff For For Management 2 Elect Director David W. Crane For For Management 3 Elect Director Douglas L. Foshee For For Management 4 Elect Director Robert W. Goldman For For Management 5 Elect Director Anthony W. Hall, Jr. For For Management 6 Elect Director Thomas R. Hix For For Management 7 Elect Director Ferrell P. McClean For For Management 8 Elect Director Timothy J. Probert For For Management 9 Elect Director Steven J. Shapiro For For Management 10 Elect Director J. Michael Talbert For For Management 11 Elect Director Robert F. Vagt For For Management 12 Elect Director John L. Whitmire For For Management 13 Amend Omnibus Stock Plan For For Management 14 Ratify Auditors For For Management -------------------------------------------------------------------------------- ENCANA CORPORATION Ticker: ECA Security ID: 292505104 Meeting Date: NOV 25, 2009 Meeting Type: Special Record Date: OCT 6, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reorganization/Restructuring For For Management Plan to Create Two Companies 2 Approve Employee Stock Option Plan for For For Management Cenovus Energy Inc. 3 Approve Shareholder Rights Plan for For For Management Cenovus Energy Inc. -------------------------------------------------------------------------------- ENCANA CORPORATION Ticker: ECA Security ID: 292505104 Meeting Date: APR 21, 2010 Meeting Type: Annual/Special Record Date: MAR 9, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Peter A. Dea as Director For For Management 1.2 Elect Randall K. Eresman as Director For For Management 1.3 Elect Claire S. Farley as Director For For Management 1.4 Elect Fred J. Fowler as Director For For Management 1.5 Elect Barry W. Harrison as Director For For Management 1.6 Elect Suzanne P Nimocks as Director For For Management 1.7 Elect David P. O?Brien as Director For For Management 1.8 Elect Jane L. Peverett as Director For For Management 1.9 Elect Allan P. Sawin as Director For For Management 1.10 Elect Bruce G. Waterman as Director For For Management 1.11 Elect Clayton H. Woitas as Director For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Approve Shareholder Rights Plan For For Management 4 Amend By-Law No.1 For For Management -------------------------------------------------------------------------------- FOREST CITY ENTERPRISES, INC. Ticker: FCE.A Security ID: 345550107 Meeting Date: JUN 16, 2010 Meeting Type: Annual Record Date: APR 21, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael P. Esposito, Jr. For For Management 1.2 Elect Director Joan K. Shafran For Withhold Management 1.3 Elect Director Louis Stokes For Withhold Management 1.4 Elect Director Stan Ross For For Management 2 Increase Authorized Common Stock For For Management 3 Increase Authorized Preferred Stock For Against Management 4 Permit Board to Amend Bylaws Without For For Management Shareholder Consent 5 Amend Omnibus Stock Plan For For Management 6 Ratify Auditors For For Management -------------------------------------------------------------------------------- FOREST LABORATORIES, INC. Ticker: FRX Security ID: 345838106 Meeting Date: AUG 10, 2009 Meeting Type: Annual Record Date: JUN 19, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Howard Solomon For For Management 1.2 Elect Director Lawrence S. Olanoff For For Management 1.3 Elect Director Nesli Basgoz For For Management 1.4 Elect Director William J. Candee For For Management 1.5 Elect Director George S. Cohan For For Management 1.6 Elect Director Dan L. Goldwasser For For Management 1.7 Elect Director Kenneth E. Goodman For For Management 1.8 Elect Director Lester B. Salans For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- FRANCO-NEVADA CORP. Ticker: FNV Security ID: 351858105 Meeting Date: MAY 12, 2010 Meeting Type: Annual/Special Record Date: APR 7, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pierre Lassonde For For Management 1.2 Elect Director David Harquail For For Management 1.3 Elect Director Derek W. Evans For For Management 1.4 Elect Director Graham Farquharson For For Management 1.5 Elect Director Louis Gignac For For Management 1.6 Elect Director Randall Oliphant For For Management 1.7 Elect Director David R. Peterson For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Approve Share Compensation Plan For For Management 4 Advisory Vote on Executive Compensation For For Management Approach -------------------------------------------------------------------------------- GAZPROM OAO Ticker: GAZP Security ID: 368287207 Meeting Date: JUN 25, 2010 Meeting Type: Annual Record Date: MAY 7, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Dividends of RUB 2.39 per Share For For Management 5 Ratify ZAO PricewaterhouseCoopers as For For Management Auditor 6 Amend Charter For For Management 7 Amend Regulations on General Meetings For For Management 8 Approve Remuneration of Directors For Against Management 9 Approve Remuneration of Members of For For Management Audit Commission 10.1 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Loan Agreements 10.2 Approve Related-Party Transaction with For For Management OAO Sberbank of Russia Re: Loan Agreements 10.3 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Loan Agreements 10.4 Approve Related-Party Transaction with For For Management State Corporation 'Bank for Development and Foreign Economic Affairs (Vnesheconombank)' Re: Loan Agreements 10.5 Approve Related-Party Transaction with For For Management OAO Gazprom Bank Re: Loan Facility Agreements 10.6 Approve Related-Party Transaction with For For Management OAO Sberbank of Russia Re: Loan Facility Agreements 10.7 Approve Related-Party Transaction with For For Management ZAO Gazenergoprombank Re: Loan Facility Agreements 10.8 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Loan Facility Agreements 10.9 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Agreements on Transfer of Credit Funds 10.10 Approve Related-Party Transaction with For For Management OAO Sberbank of Russia Re: Agreements on Transfer of Credit Funds 10.11 Approve Related-Party Transaction with For For Management OAO Gazprombank, OAO Sberbank of Russia, ZAO Gazenergoprombank, and OAO Bank VTB Re: Agreements on Using Electronic Payments System 10.12 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Agreements on Foreign Currency Purchase 10.13 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities 10.14 Approve Related-Party Transaction with For For Management OAO Sberbank of Russia Re: Agreement on Guarantees to Tax Authorities 10.15 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities 10.16 Approve Related-Party Transaction with For For Management Bank Societe Generale Re: Guarantee of Fulfillment of Obligations by OOO Gazprom Export 10.17 Approve Related-Party Transaction with For For Management OAO Beltransgaz Re: Agreement on Temporary Possession and Use of Facilities of Yamal-Europe Trunk Gas Pipeline 10.18 Approve Related-Party Transaction with For For Management OOO Gazpromtrans Re: Agreement on Temporary Possession and Use of Facilities of Surgutsky Condensate Stabilization Plant 10.19 Approve Related-Party Transaction with For For Management ZAO Gazprom Neft Orenburg Re: Agreement on Temporary Posession and Use of Facilities of Eastern Segment of Orenburgskoye Oil and Gas-Condensate Field 10.20 Approve Related-Party Transaction with For For Management OAO Lazurnaya Re: Agreement on Temporary Possession and Use of Property of Lazurnaya Peak Hotel Complex 10.21 Approve Related-Party Transaction with For For Management DOAO Tsentrenergogaz of OAO Gazprom Re: Agreement on Temporary Possession and Use of Facilities of Gas-Oil-Condensate Field in Yamalo-Nenetsky Autonomous Area 10.22 Approve Related-Party Transaction with For For Management OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Preventative Clinic Facilities 10.23 Approve Related-Party Transaction with For For Management OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Experimental Prototypes of Gas-using Equipment Located in Rostov and Kemerovo Regions 10.24 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-residential Premises 10.25 Approve Related-Party Transaction with For For Management OAO Salavatnefteorgsintez Re: Agreement on Temporary Possession and Use of Gas Condensate Pipeline 10.26 Approve Related-Party Transaction with For For Management OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation 10.27 Approve Related-Party Transaction with For For Management OOO Gazprom Export Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation 10.28 Approve Related-Party Transaction with For For Management OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation 10.29 Approve Related-Party Transaction with For For Management OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions 10.30 Approve Related-Party Transaction with For For Management ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions 10.31 Approve Related-Party Transaction with For For Management ZAO Gazprom Invest Yug Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex 10.32 Approve Related-Party Transaction with For For Management OOO Mezhregiongaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions 10.33 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreement on Temporary Possession and Use of Hardware Solutions 10.34 Approve Related-Party Transaction with For For Management OOO Gazprom Komplektatsiya Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions 10.35 Approve Related-Party Transaction with For For Management ZAO Gaztelecom Re: Agreement on Temporary Possession and Use of Communications Facilities 10.36 Approve Related-Party Transaction with For For Management OAO Gazpromregiongaz Re: Agreement on Temporary Possession and Use of Property Complex of Gas Distribution System 10.37 Approve Related-Party Transaction with For For Management OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center 10.38 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Guarantee Agreements to Customs Authorities 10.39 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Guarantee Agreements to Customs Authorities 10.40 Approve Related-Party Transaction with For For Management OOO Mezhregiongaz Re: Declaration for Customs Purposes 10.41 Approve Related-Party Transaction with For For Management OAO NOVATEK Re: Declaration for Customs Purposes 10.42 Approve Related-Party Transaction with For For Management OOO Mezhregiongaz Re: Agreement on Delivery of Gas 10.43 Approve Related-Party Transaction with For For Management OOO Mezhregiongaz Re: Agreement on Sale of Gas 10.44 Approve Related-Party Transaction with For For Management OOO Mezhregiongaz Re: Agreement on Delivery of Gas 10.45 Approve Related-Party Transaction with For For Management OOO Gazprom Export Re: Agreement on Sale of Liquid Hydrocarbons 10.46 Approve Related-Party Transaction with For For Management ZAO Northgas Re: Agreement on Delivery of Gas 10.47 Approve Related-Party Transaction with For For Management OAO Severneftegazprom Re: Agreement on Delivery of Gas 10.48 Approve Related-Party Transaction with For For Management ZAO Gazprom Neft Orenburg Re: Agreement on Delivery of Gas 10.49 Approve Related-Party Transaction with For For Management OAO SIBUR Holding Re: Delivery of Dry Stripped Gas 10.50 Approve Related-Party Transaction with For For Management OAO NOVATEK Re: Agreement on Delivery of Gas 10.51 Approve Related-Party Transaction with For For Management OAO Tomskgazprom Re: Agreement on Transportation of Gas 10.52 Approve Related-Party Transaction with For For Management OOO Mezhregiongaz Re: Agreement on Transportation of Gas 10.53 Approve Related-Party Transaction with For For Management OAO Gazprom Neft Re: Agreement on Transportation of Gas 10.54 Approve Related-Party Transaction with For For Management OAO NOVATEK Re: Agreement on Transportation of Gas 10.55 Approve Related-Party Transaction with For For Management OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas 10.56 Approve Related-Party Transaction with For For Management a/s Latvijas Gaze Re: Agreement on Purchase of Gas 10.57 Approve Related-Party Transaction with For For Management AB Lietuvos Dujos Re: Agreement on Purchase of Gas 10.58 Approve Related-Party Transaction with For For Management UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas 10.59 Approve Related-Party Transaction with For For Management MoldovaGaz SA Re: Agreement on Purchase of Gas 10.60 Approve Related-Party Transaction with For For Management KazRosGaz LLP Re: Agreement on Sale of Gas 10.61 Approve Related-Party Transaction with For For Management OAO Beltransgaz Re: Agreement on Purchase of Gas 10.62 Approve Related-Party Transaction with For For Management GAZPROM Germania GmbH Re: Agreement on Transportation of Gas 10.63 Approve Related-Party Transaction with For For Management GAZPROM Germania GmbH Re: Agreement on Transportation of Gas 10.64 Approve Related-Party Transaction with For For Management OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work 10.65 Approve Related-Party Transaction with For For Management ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work 10.66 Approve Related-Party Transaction with For For Management OOO Gazprom Tsentrremont Re: Agreement on Start-Up and Commissioning Work 10.67 Approve Related-Party Transaction with For For Management ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work 10.68 Approve Related-Party Transaction with For For Management OAO Gazprom Space Systems Re: Agreement on Investment Projects 10.69 Approve Related-Party Transaction with For For Management ZAO Yamalgazinvest Re: Agreement on Investment Projects 10.70 Approve Related-Party Transaction with For For Management ZAO Gazprom Neft Orenburg Re: Agreement on Investment Projects 10.71 Approve Related-Party Transaction with For For Management ZAO Gazprom Invest Yug Re: Agreement on Investment Projects 10.72 Approve Related-Party Transaction with For For Management OOO Gazpromtrans Re: Agreement on Investment Projects 10.73 Approve Related-Party Transaction with For For Management ZAO Gaztelecom Re: Agreement on Investment Projects 10.74 Approve Related-Party Transaction with For For Management OOO Gazprom Tsentrremont Re: Agreement on Investment Projects 10.75 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreement on Property Insurance 10.76 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreement on Life and Individual Property Insurance 10.77 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreement on Insurance of Gazprom's Employees 10.78 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreement on Insurance of Gazprom's Employees 10.79 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreement on Provision of Medical Services to Gazprom's Employees and Their Families 10.80 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreement on Provision of Medical Services to Gazprom's Employees and Their Families 10.81 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreement on Insurance of Employees of OAO Gazprom Avtopredpriyatie 10.82 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreement on Insurance of Transportation Vehicles 10.83 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreement on Insurance to Board of Directors and Management Board 10.84 Approve Related-Party Transactions with For For Management Multiple Parties Re: Agreeement on Arranging Stocktaking of Property 10.85 Approve Related-Party Transaction with For For Management OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom 10.86 Approve Related-Party Transaction with For For Management OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom 10.87 Approve Related-Party Transaction with For For Management OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom 10.88 Approve Related-Party Transaction with For For Management OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom 10.89 Approve Related-Party Transaction with For For Management OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom 10.90 Approve Related-Party Transaction with For For Management OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom 10.91 Approve Related-Party Transaction with For For Management OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom 10.92 Approve Related-Party Transaction with For For Management OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom 10.93 Approve Related-Party Transaction with For For Management OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom 10.94 Approve Related-Party Transaction with For For Management OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom 10.95 Approve Related-Party Transaction with For For Management OAO Gazprom Promgaz Re: Agreement on Cost Assessment 10.96 Approve Related-Party Transaction with For For Management OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom 10.97 Approve Related-Party Transaction with For For Management OAO Gazprom Promgaz and OAO Gazprom Space Systems Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation 10.98 Approve Related-Party Transaction with For For Management ZAO Gaztelecom Re: Agreement on Technical Maintenance of OAO Gazprom's Technological Assets 10.99 Approve Related-Party Transaction with For For Management OAO Gazprom Promgaz Re: Agreement on Delivery of Complete Exclusive Rights to Utility Model 10.10 Approve Related-Party Transaction with For For Management OAO Gazprom Promgaz, ZAO Gazprom Invest Yug, and OAO Tomskgazprom Re: License to Use Computer Software Package 10.10 Approve Related-Party Transaction with For For Management Multiple Parties Re: License to Use OAO Gazprom's Trademarks 10.10 Approve Related-Party Transaction with For For Management OAO Gazprom Neft Re: License to Use OAO Gazprom's Trademarks 11.1 Elect Andrey Akimov as Director None Against Management 11.2 Elect Aleksandr Ananenkov as Director For Against Management 11.3 Elect Burckhard Bergmann as Director None Against Management 11.4 Elect Farit Gazizullin as Director None Against Management 11.5 Elect Vladimir Gusakov as Director None Against Management 11.6 Elect Viktor Zubkov as Director None Against Management 11.7 Elect Elena Karpel as Director For Against Management 11.8 Elect Aleksey Makarov as Director None Against Management 11.9 Elect Aleksey Miller as Director For Against Management 11.10 Elect Valery Musin as Director None For Management 11.11 Elect Elvira Nabiullina as Director None Against Management 11.12 Elect Viktor Nikolayev as Director None Against Management 11.13 Elect Vlada Rusakova as Director For Against Management 11.14 Elect Mikhail Sereda as Director For Against Management 11.15 Elect Vladimir Fortov as Director None Against Management 11.16 Elect Sergey Shmatko as Director None Against Management 11.17 Elect Igor Yusufov as Director None Against Management 12.1 Elect Dmitry Arkhipov as Member of For For Management Audit Commission 12.2 Elect Andrey Belobrov as Member of For Against Management Audit Commission 12.3 Elect Vadim Bikulov as Member of Audit For For Management Commission 12.4 Elect Andrey Kobzev as Member of Audit For For Management Commission 12.5 Elect Nina Lobanova as Member of Audit For For Management Commission 12.6 Elect Dmitry Logunov as Member of Audit For Against Management Commission 12.7 Elect Yury Nosov as Member of Audit For Against Management Commission 12.8 Elect Konstantin Pesotsky as Member of For Against Management Audit Commission 12.9 Elect Marat Salekhov as Member of Audit For Against Management Commission 12.10 Elect Mariya Tikhonova as Member of For For Management Audit Commission 12.11 Elect Aleksandr Yugov as Member of For Against Management Audit Commission -------------------------------------------------------------------------------- HAINAN MEILAN INTERNATIONAL AIRPORT CO., LTD. Ticker: 357 Security ID: Y2983U103 Meeting Date: MAY 31, 2010 Meeting Type: Annual Record Date: APR 30, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Report 4 Approve Final Dividend For For Management 5 Reappoint PricewaterhouseCoopers and For For Management Zon Zun Certified Public Accountants Office Ltd. Respectively as the Company's International and Domestic Auditors and Authorize the Board to Fix Their Remuneration 6 Approve Remuneration Proposal for For For Management Directors, Supervisors, and Company Secretary for 2010 7 Other Business (Voting) For Against Management 8 Other Business (Voting) For Against Management -------------------------------------------------------------------------------- HAINAN MEILAN INTERNATIONAL AIRPORT CO., LTD. Ticker: 357 Security ID: Y2983U103 Meeting Date: MAY 31, 2010 Meeting Type: Special Record Date: APR 30, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of 24.5 Percent For For Management Equity Interest in HNA Airport Holding (Group) Company Ltd., from Kingward Investment Ltd. 2 Approve Acquisition of 30 Percent For For Management Equity Interest in HNA Airport Holding (Group) Company Ltd. from HNA Group Company Ltd. 3 Approve Proposed A Share Issue of 200 For For Management Million A Shares of RMB 1 Each 4 Approve Use of Proceeds from in For For Management Relation to the A Share Issue 5a Amend Articles of Association For For Management 5b Amend Rules and Procedures Re: For For Management Shareholder's Meetings (Draft) 5c Amend Rules and Procedures Re: Board For For Management Meetings (Draft) 5d Amend Rules and Procedures Re: For For Management Supervisory Committee Meetings (Draft) 5e Approve Connected Transaction For For Management Decision-Making System (Draft) 5f Approve System for Setting Aside Funds For For Management Raised for Special Purposes 5g Authorize Board to Make All Necessary For For Management Amendements to the Articles of Association of the Company 6 Authorize Board to Do All Such Acts For For Management Necessary to Implement the A Share Issue 7 Approve Special Dividend of RMB 0.35 For For Management Per Share -------------------------------------------------------------------------------- HAINAN MEILAN INTERNATIONAL AIRPORT CO., LTD. Ticker: 357 Security ID: Y2983U103 Meeting Date: MAY 31, 2010 Meeting Type: Special Record Date: APR 30, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed A Share Issue of 200 For For Management Million A Shares of RMB 1 Each -------------------------------------------------------------------------------- HAINAN MEILAN INTERNATIONAL AIRPORT COMPANY LIMITED (FORMERL Ticker: 357 Security ID: Y2983U103 Meeting Date: OCT 12, 2009 Meeting Type: Special Record Date: SEP 11, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xing Xihong as Executive Director For For Management -------------------------------------------------------------------------------- HAINAN MEILAN INTERNATIONAL AIRPORT COMPANY LIMITED (FORMERL Ticker: 357 Security ID: Y2983U103 Meeting Date: DEC 28, 2009 Meeting Type: Special Record Date: NOV 27, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Connected Transaction with For For Management Related Party and Related Annual Caps -------------------------------------------------------------------------------- HANG LUNG GROUP LIMITED (FM. HANG LUNG DEVELOPMENT CO.). Ticker: 10 Security ID: Y30148111 Meeting Date: OCT 20, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Reelect Laura Lok Yee Chen as Director For Against Management 3b Reelect York Liao as Director For For Management 3c Reelect Shang Shing Yin as Director For For Management 3d Authorize Board to Fix the For For Management Remuneration of Directors 4 Reappoint KPMG as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HENDERSON LAND DEVELOPMENT CO. LTD. Ticker: 12 Security ID: Y31476107 Meeting Date: DEC 3, 2009 Meeting Type: Annual Record Date: NOV 26, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1a Reelect Lee Shau Kee as Director For For Management 1b Reelect Colin Lam Ko Yin as Director For For Management 1c Reelect John Yip Ying Chee as Director For Against Management 1d Reelect Alexander Au Siu Kee as For For Management Director 1e Reelect Fung Lee Woon King as Director For For Management 1f Reelect Eddie Lau Yum Chuen as Director For For Management 1g Reelect Leung Hay Man as Director For For Management 1h Approve Directors' Fees and Audit For For Management Committee Members' Remuneration 2 Reappoint Auditors and Authorize Board For For Management to Fix Their Remuneration 3a Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 3b Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 3c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HENDERSON LAND DEVELOPMENT CO. LTD. Ticker: 12 Security ID: Y31476107 Meeting Date: JUN 1, 2010 Meeting Type: Annual Record Date: MAY 24, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Reelect Lee King Yue as Director For For Management 3b Reelect Li Ning as Director For Against Management 3c Reelect Lee Tat Man as Director For Against Management 3d Reelect Po-shing Woo as Director For For Management 3e Reelect Gordon Kwong Che Keung as For For Management Director 3f Reelect Ko Ping Keung as Director For For Management 4 Reappoint Auditors and Authorize Board For For Management to Fix Their Remuneration 5a Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5b Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5c Authorize Reissuance of Repurchased For Against Management Shares 5d Approve Increase in Authorized Share For Against Management Capital from HK$5.2 Billion to HK$10 Billion by the Creation of 2.4 Billion New Shares -------------------------------------------------------------------------------- HENDERSON LAND DEVELOPMENT CO. LTD. Ticker: 12 Security ID: Y31476107 Meeting Date: JUN 1, 2010 Meeting Type: Special Record Date: MAY 24, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Bonus Warrants Issue For For Management -------------------------------------------------------------------------------- HONG KONG EXCHANGES AND CLEARING LTD Ticker: 388 Security ID: Y3506N139 Meeting Date: APR 22, 2010 Meeting Type: Annual Record Date: APR 16, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend of HK$ 2.09 Per For For Management Share 3a Elect John Estmond Strickland as For For Management Director 3b Elect Wong Sai Hung, Oscar as Director For For Management 4 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6a Approve Remuneration of HK$500,000 and For For Management HK$350,000 Per Annum Payable to the Chairman and Each of the Other Non-executive Directors Respectively 6b Approve Attendance Fee of HK$2,500 Per For For Management Meeting Payable to the Chairman and Every Member (Excluding Executive Director) of Certain Board Committees 7 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- IMPERIAL OIL LTD. Ticker: IMO Security ID: 453038408 Meeting Date: APR 29, 2010 Meeting Type: Annual Record Date: MAR 2, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 2.1 Elect K.T. (Krystyna) Hoeg as Director For For Management 2.2 Elect B.H. (Bruce) March as Director For For Management 2.3 Elect J.M. (Jack) Mintz as Director For For Management 2.4 Elect R.C. (Robert) Olsen as Director For Withhold Management 2.5 Elect D.S. (David) Sutherland as For For Management Director 2.6 Elect S.D. (Sheelagh) Whittaker as For For Management Director 2.7 Elect V.L. (Victor) Young as Director For For Management -------------------------------------------------------------------------------- INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker: 601398 Security ID: ADPV10686 Meeting Date: SEP 2, 2009 Meeting Type: Special Record Date: JUL 31, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Injection of an Amount For For Management Equivalent to RMB 3 Billion in ICBC Financial Leasing Co., Ltd. -------------------------------------------------------------------------------- INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker: 601398 Security ID: ADPV10686 Meeting Date: NOV 27, 2009 Meeting Type: Special Record Date: OCT 27, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale and Purchase Agreement For For Management Between Industrial and Commercial Bank of China Ltd. and Bangkok Bank Public Company Ltd. and the Voluntary Tender and Delisting Offers and Related Transactions 2 Elect Malcolm Christopher McCarthy as For For Management Independent Non-Executive Director 3 Elect Kenneth Patrick Chung as For For Management Independent Non-Executive Director -------------------------------------------------------------------------------- INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker: 601398 Security ID: ADPV10686 Meeting Date: APR 8, 2010 Meeting Type: Special Record Date: MAR 8, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Lili as Executive Director For For Management 2 Approve 2010 Fixed Assets Investment For For Management Budget -------------------------------------------------------------------------------- INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker: 601398 Security ID: ADPV10686 Meeting Date: MAY 18, 2010 Meeting Type: Annual Record Date: APR 16, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2009 Work Report of the Board For For Management of Directors 2 Approve 2009 Work Report of the Board For For Management of Supervisors 3 Approve 2009 Audited Accounts For For Management 4 Approve 2009 Profit Distribution Plan For For Management 5 Reappoint Ernst and Young and Ernst and For For Management Young Hua Ming as Auditors and Fix the Total Audit Fees for 2010 at RMB 159.60 million 6 Approve Capital Management Plan for For For Management Years 2010 to 2012 7 Approve Issuance of H Shares and A For For Management Share Convertible Corporate Bonds (Convertible Bonds) 8a Approve Type of Securities to be Issued For For Management in Relation to the Issuance of the Convertible Bonds 8b Approve Issue Size in Relation to the For For Management Issuance of the Convertible Bonds 8c Approve Nominal Value and Issue Price For For Management in Relation to the Issuance of the Convertible Bonds 8d Approve Term in Relation to the For For Management Issuance of the Convertible Bonds 8e Approve Interest Rate in Relation to For For Management the Issuance of the Convertible Bonds 8f Approve Timing and Method of Interest For For Management Payment in Relation to the Issuance of the Convertible Bonds 8g Approve Conversion Period in Relation For For Management to the Issuance of the Convertible Bonds 8h Approve Method for Determining the For For Management Number of Shares for Conversion in Relation to the Issuance of the Convertible Bonds 8i Approve Determination and Adjustment of For For Management CB Conversion Price in Relation to the Issuance of the Convertible Bonds 8j Approve Downward Adjustment to CB For For Management Conversion Price in Relation to the Issuance of the Convertible Bonds 8k Approve Terms of Redemption in Relation For For Management to the Issuance of the Convertible Bonds 8l Approve Terms of Sale Back in Relation For For Management to the Issuance of the Convertible Bonds 8m Approve Dividend Rights of the Year of For For Management Conversion in Relation to the Issuance of the Convertible Bonds 8n Approve Method of Issuance and Target For For Management Investors in Relation to the Issuance of the Convertible Bonds 8o Approve Subscription Arrangement for For For Management the Existing Holders of A Shares in Relation to the Issuance of the Convertible Bonds 8p Approve CB Holders and CB Holders' For For Management Meetings in Relation to the Issuance of the Convertible Bonds 8q Approve Use of Proceeds in Relation to For For Management the Issuance of the Convertible Bonds 8r Approve Special Provisions in Relation For For Management to Supplementary Capital in Relation to the Issuance of the Convertible Bonds 8s Approve Security in Relation to the For For Management Issuance of the Convertible Bonds 8t Approve Validity Period of the For For Management Resolution in Relation to the Issuance of the Convertible Bonds 8u Approve Matters Relating to For For Management Authorisation in Relation to the Issuance of the Convertible Bonds 9 Approve Feasibility Analysis Report on For For Management the Use of Proceeds of the Public Issuance of A Share Convertible Corporate Bonds 10 Approve Utilization Report on the For For Management Bank's Use of Proceeds from the Previous Issuance of Securities by the Bank 11 Approve the Revised Plan on None For Shareholder Authorisation of the Shareholders' General Meeting to the Board of Directors as Set Out in Appendix 1 to the Supplemental Circular of the Bank Dated 4 May 2010 -------------------------------------------------------------------------------- INTERCONTINENTALEXCHANGE, INC. Ticker: ICE Security ID: 45865V100 Meeting Date: MAY 21, 2010 Meeting Type: Annual Record Date: MAR 23, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles R. Crisp For For Management 1.2 Elect Director Jean-Marc Forneri For For Management 1.3 Elect Director Fred W. Hatfield For For Management 1.4 Elect Director Terrence F. Martell For For Management 1.5 Elect Director Sir Callum McCarthy For For Management 1.6 Elect Director Sir Robert Reid For For Management 1.7 Elect Director Frederic V. Salerno For For Management 1.8 Elect Director Jeffrey C. Sprecher For For Management 1.9 Elect Director Judith A. Sprieser For For Management 1.10 Elect Director Vincent Tese For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- JARDEN CORPORATION Ticker: JAH Security ID: 471109108 Meeting Date: MAY 20, 2010 Meeting Type: Annual Record Date: MAR 30, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ian G.H Ashken For For Management 1.2 Elect Director Richard L. Molen For For Management 1.3 Elect Director Robert L. Wood For For Management 2 Approve Qualified Employee Stock For For Management Purchase Plan 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- JIANGSU EXPRESSWAY CO. LTD. Ticker: 600377 Security ID: Y4443L103 Meeting Date: OCT 20, 2009 Meeting Type: Special Record Date: SEP 11, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles Re: Scope of Business For For Management 2 Elect Cheng Chang Yung Tsung, Alice as None Abstain Management Independent Non-Executive Director and Approve Director's Fee of HK$200,00 Per Annum 3 Elect Fang Hung, Kenneth as Independent None Abstain Management Non-Executive Director and Approve Director's Fee of HK$200,00 Per Annum 4 Elect Gao Bo as Independent For For Shareholder Non-Executive Director and Approve Annual Remuneration of RMB 50,000 (After Tax) 5 Elect Xu Chang Xin as Independent For For Shareholder Non-Executive Director and Approve Annual Remuneration of RMB 50,000 (After Tax) 6 Elect Cheng Chang Yung Tsung, Alice as For For Shareholder Non-Executive Director and Approve Annual Remuneration of HK$300,000 (After Tax) 7 Elect Fang Hung, Kenneth as For For Shareholder Non-Executive Director and Approve Annual Remuneration of HK$300,000 (After Tax) 8 Elect Sun Hong Ning as Supervisor For For Shareholder -------------------------------------------------------------------------------- JIANGSU EXPRESSWAY CO. LTD. Ticker: 600377 Security ID: Y4443L103 Meeting Date: MAY 19, 2010 Meeting Type: Annual Record Date: APR 16, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of Directors For For Management 2 Approve Report of the Supervisory For For Management Committee 3 Approve Annual Budget Report for the For For Management Year 2009 4 Accept Financial Statements and For For Management Statutory Reports 5 Approve Profit Distribution Scheme and For For Management Cash Dividend of RMB 0.31 Per Share 6 Appoint Deloitte Touche Tohmatsu For For Management Certified Public Accountants Ltd. and Deloitte Touche Tohmatsu as the Company's Domestic and Hong Kong Auditors, Respectively, with Annual Remuneration of RMB 2.2 Million 7 Approve Issuance of Short-Term For For Management Commercial Papers with an Aggregate Principal Amount of Not More than RMB 1.5 Billion 8a Approve Salary Adjustment of Fan Cong For For Management Lai, an Independent Non-Executive Director, from RMB 50,000 Per Annum to RMB 60,000 Per Annum 8b Approve Salary Adjustment of Chen Dong For For Management Hua, an Independent Non-Executive Director, from RMB 50,000 to RMB 60,000 Per Annum 8c Approve Salary Adjustment of Xu Chang For For Management Xin, an Independent Non-Executive Director, from RMB 50,000 to RMB 60,000 Per Annum 8d Approve Salary Adjustment of Gao Bo, an For For Management Independent Non-Executive Director, from RMB 50,000 to RMB 60,000 Per Annum -------------------------------------------------------------------------------- JSE LTD Ticker: JSE Security ID: S4254A102 Meeting Date: APR 22, 2010 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 December 2009 2 Re-elect Bobby Johnston as Director For For Management 3 Re-elect David Lawrence as Director For For Management 4 Re-elect Sam Nematswerani as Director For For Management 5 Re-elect Zitulele Combi as Director For For Management 6 Elect Nonkululeko Nyembezi-Heita For For Management 7 Reappoint KPMG Inc as Auditors of the For For Management Company and Vanessa Yuill as the Designated Auditor 8 Approve Final Dividend For For Management 9 Approve Long Term Incentive Scheme For For Management 10 Authorise Repurchase of Shares for the For For Management Purpose of Giving Effect to the Long Term Incentive Scheme 11 Authorise Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Approve Remuneration Policy For For Management 13 Approve 9 Percent Increase in Annual For For Management Retainer of Non-executive Directors 14 Approve 9 Percent Increase in Meeting For For Management Fee of Non-executive Directors 15.1 Approve 20 Percent Increase in Meeting For For Management Fee of Audit Committee Members 15.2 Approve 20 Percent Increase in Annual For For Management Retainer of the Audit Committee Chairman -------------------------------------------------------------------------------- KUNLUN ENERGY COMPANY LTD Ticker: 135 Security ID: G2237F126 Meeting Date: MAR 5, 2010 Meeting Type: Special Record Date: FEB 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Change Company Name To Kunlun Energy For For Management Company Ltd. and Adopt Secondary Chinese Name -------------------------------------------------------------------------------- KUNLUN ENERGY COMPANY LTD Ticker: 135 Security ID: G5320C108 Meeting Date: JUN 10, 2010 Meeting Type: Annual Record Date: MAY 26, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend of HK$0.07 Per For For Management Share 3a1 Reelect Zhang Bowen as Director For For Management 3a2 Reelect Liu Xiao Feng as Director For For Management 3b Authorize Directors to Fix the For For Management Remuneration of Directors 4 Appoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- KUNLUN ENERGY COMPANY LTD Ticker: 135 Security ID: G5320C108 Meeting Date: JUN 10, 2010 Meeting Type: Special Record Date: MAY 26, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquistion of 55 Percent Equity For For Management Interest in Jiangsu LNG Company from PetroChina Company Ltd. 2 Approve Revised Caps of the Continuing For For Management Connected Transactions 3 Approve Continuing Connected For For Management Transactions with China National Petroleum Corporation under the Third Supplemental Agreement and Related Caps -------------------------------------------------------------------------------- LABRANCHE & CO INC. Ticker: LAB Security ID: 505447102 Meeting Date: MAY 18, 2010 Meeting Type: Annual Record Date: MAR 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Katherine E. Dietze For For Management 1.2 Elect Director Donald E. Kiernan For For Management 2 Approve Omnibus Stock Plan For For Management 3 Amend Executive Incentive Bonus Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- LAS VEGAS SANDS CORP Ticker: LVS Security ID: 517834107 Meeting Date: JUN 3, 2010 Meeting Type: Annual Record Date: APR 12, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sheldon G. Adelson For Withhold Management 1.2 Elect Director Irwin Chafetz For Withhold Management 2 Ratify Auditors For For Management 3 Prepare Sustainability Report Against For Shareholder 4 Other Business For Against Management -------------------------------------------------------------------------------- LEGG MASON, INC. Ticker: LM Security ID: 524901105 Meeting Date: JUL 28, 2009 Meeting Type: Annual Record Date: MAY 29, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert E. Angelica For For Management 1.2 Elect Director Barry W. Huff For For Management 1.3 Elect Director John E. Koerner, III For Withhold Management 1.4 Elect Director Cheryl Gordon Krongard For Withhold Management 1.5 Elect Director Scott C. Nuttall For Withhold Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management 4 Compensation- Make Changes to the Against For Shareholder Executive Incentive Compensation Plan (EICP) as Applied to Senior Executives 5 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- LEUCADIA NATIONAL CORPORATION Ticker: LUK Security ID: 527288104 Meeting Date: MAY 10, 2010 Meeting Type: Annual Record Date: MAR 22, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ian M. Cumming For For Management 1.2 Elect Director Paul M. Dougan For For Management 1.3 Elect Director Alan J. Hirschfield For For Management 1.4 Elect Director James E. Jordan For For Management 1.5 Elect Director Jeffrey C. Keil For For Management 1.6 Elect Director Jesse Clyde Nichols, III For For Management 1.7 Elect Director Michael Sorkin For For Management 1.8 Elect Director Joseph S. Steinberg For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- LINK REAL ESTATE INVESTMENT TRUST, THE Ticker: 823 Security ID: Y5281M111 Meeting Date: JUL 29, 2009 Meeting Type: Annual Record Date: JUL 23, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Note Financial Statements and Auditors' None None Management Reports 2 Note Appointment of Auditors and Fixing None None Management of Their Remuneration 3 Reelect George Kwok Lung Hongchoy as For For Management Director of the Manager 4a Reelect Michael Ian Arnold as Director For For Management of the Manager 4b Reelect Anthony Chow Wing Kin as For For Management Director of the Manager 4c Reeect Allan Zeman as Director of the For For Management Manager 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- LONDON STOCK EXCHANGE GROUP PLC Ticker: LSE Security ID: G5689U103 Meeting Date: JUL 15, 2009 Meeting Type: Annual Record Date: JUN 30, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend of 16 Pence Per For For Management Ordinary Share 3 Approve Remuneration Report For For Management 4 Elect Xavier Rolet as Director For For Management 5 Re-elect Baroness Janet Cohen as For For Management Director 6 Re-elect Robert Webb as Director For For Management 7 Re-elect Paolo Scaroni as Director For For Management 8 Re-elect Andrea Munari as Director For For Management 9 Reappoint PricewaterhouseCoopers LLP as For For Management Auditors of the Company 10 Authorise Board to Fix Remuneration of For For Management Auditors 11 Approve Increase in Authorised Share For For Management Capital from GBP 24,215,116 to GBP 31,133,721 12 Subject to the Passing of Resolution For For Management 11, Auth. Issue of Equity with Rights Under a General Auth. up to GBP 6,200,000 and an Additional Amount Pursuant to a Rights Issue of up to GBP 12,400,000 After Deducting Any Securities Issued Under the General Auth. 13 Subject to the Passing of Resolution For For Management 12, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 930,000 14 Authorise 27,000,000 Ordinary Shares For For Management for Market Purchase 15 Amend Articles of Association by For For Management Deleting All the Provisions of the Company's Memorandum of Association which, by Virtue of Section 28 of the 2006 Act, are to be Treated as Provisions of the Company's Articles of Association 16 Approve That a General Meeting Other For For Management Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice -------------------------------------------------------------------------------- M&T BANK CORPORATION Ticker: MTB Security ID: 55261F104 Meeting Date: APR 20, 2010 Meeting Type: Annual Record Date: FEB 26, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brent D. Baird For For Management 1.2 Elect Director Robert J. Bennett For For Management 1.3 Elect Director C. Angela Bontempo For For Management 1.4 Elect Director Robert T. Brady For Withhold Management 1.5 Elect Director Michael D. Buckley For For Management 1.6 Elect Director T. Jefferson Cunningham, For For Management III 1.7 Elect Director Mark J. Czarnecki For For Management 1.8 Elect Director Colm E. Doherty For For Management 1.9 Elect Director Gary N. Geisel For For Management 1.10 Elect Director Patrick W.E. Hodgson For For Management 1.11 Elect Director Richard G. King For For Management 1.12 Elect Director Jorge G. Pereira For For Management 1.13 Elect Director Michael P. Pinto For For Management 1.14 Elect Director Melinda R. Rich For For Management 1.15 Elect Director Robert E. Sadler, Jr. For For Management 1.16 Elect Director Herbert L. Washington For For Management 1.17 Elect Director Robert G. Wilmers For For Management 2 Advisory Vote on Executive Compensation For For Management 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- MARKEL CORPORATION Ticker: MKL Security ID: 570535104 Meeting Date: MAY 10, 2010 Meeting Type: Annual Record Date: MAR 2, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Alfred Broaddus, Jr. For For Management 1.2 Elect Director Douglas C. Eby For For Management 1.3 Elect Director Stewart M. Kasen For For Management 1.4 Elect Director Alan I. Kirshner For For Management 1.5 Elect Director Lemuel E. Lewis For For Management 1.6 Elect Director Darrell D. Martin For For Management 1.7 Elect Director Anthony F. Markel For For Management 1.8 Elect Director Steven A. Markel For For Management 1.9 Elect Director Jay M. Weinberg For For Management 1.10 Elect Director Debora J. Wilson For For Management 2 Ratify Auditors For For Management 3 Amend Executive Incentive Bonus Plan For For Management -------------------------------------------------------------------------------- MBIA INC. Ticker: MBI Security ID: 55262C100 Meeting Date: MAY 4, 2010 Meeting Type: Annual Record Date: MAR 10, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph W. Brown For For Management 1.2 Elect Director David A. Coulter For Against Management 1.3 Elect Director Claire L. Gaudiani For Against Management 1.4 Elect Director Daniel P. Kearney For Against Management 1.5 Elect Director Kewsong Lee For For Management 1.6 Elect Director Laurence H. Meyer For For Management 1.7 Elect Director Charles R. Rinehart For For Management 1.8 Elect Director Theodore Shasta For For Management 1.9 Elect Director Richard C. Vaughan For Against Management 2 Approve Executive Incentive Bonus Plan For For Management 3 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation 4 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation 5 Ratify Auditors For For Management -------------------------------------------------------------------------------- MELCO INTERNATIONAL DEVELOPMENT LTD Ticker: 200 Security ID: Y59683188 Meeting Date: FEB 8, 2010 Meeting Type: Special Record Date: JAN 25, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Terms of the HK$1.2 Billion in For For Management Principal Amount of Convertible Loan Notes Due 2010 Issued to Great Respect Ltd. and the Related Transactions 2 Waive Requirement for Mandatory Offer For For Management to All Shareholders -------------------------------------------------------------------------------- MELCO INTERNATIONAL DEVELOPMENT LTD Ticker: 200 Security ID: Y59683188 Meeting Date: JUN 22, 2010 Meeting Type: Annual Record Date: JUN 8, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a1 Reelect Chung Yuk Man, Clarence as For For Management Director 2a2 Reelect Sham Sui Leung, Daniel as For For Management Director 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Reappoint Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5b Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- MELCO INTERNATIONAL DEVELOPMENT LTD Ticker: 200 Security ID: Y59683188 Meeting Date: JUN 22, 2010 Meeting Type: Special Record Date: JUN 8, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal of the Entire Share For For Management Capital of Elixir International Ltd. -------------------------------------------------------------------------------- MGM MIRAGE Ticker: MGM Security ID: 552953101 Meeting Date: AUG 4, 2009 Meeting Type: Annual Record Date: JUN 12, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert H. Baldwin For Withhold Management 1.2 Elect Director Willie D. Davis For Withhold Management 1.3 Elect Director Kenny C. Guinn For Withhold Management 1.4 Elect Director Alexander M. Haig, Jr For Withhold Management 1.5 Elect Director Alexis M. Herman For Withhold Management 1.6 Elect Director Roland Hernandez For Withhold Management 1.7 Elect Director Gary N. Jacobs For Withhold Management 1.8 Elect Director Kirk Kerkorian For Withhold Management 1.9 Elect Director Anthony Mandekic For Withhold Management 1.10 Elect Director Rose Mckinney-james For Withhold Management 1.11 Elect Director James J. Murren For Withhold Management 1.12 Elect Director Daniel J. Taylor For Withhold Management 1.13 Elect Director Melvin B. Wolzinger For Withhold Management 2 Ratify Auditors For For Management 3 Prepare Sustainability Report None For Shareholder 4 Other Business None Against Management -------------------------------------------------------------------------------- MGM MIRAGE Ticker: MGM Security ID: 552953101 Meeting Date: JUN 15, 2010 Meeting Type: Annual Record Date: APR 21, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert H. Baldwin For For Management 1.2 Elect Director William A. Bible For For Management 1.3 Elect Director Burton M. Cohen For For Management 1.4 Elect Director Willie D. Davis For For Management 1.5 Elect Director Kenny C. Guinn For For Management 1.6 Elect Director Alexis M. Herman For For Management 1.7 Elect Director Roland Hernandez For For Management 1.8 Elect Director Kirk Kerkorian For Withhold Management 1.9 Elect Director Anthony Mandekic For For Management 1.10 Elect Director Rose McKinney-James For For Management 1.11 Elect Director James J. Murren For For Management 1.12 Elect Director Daniel J. Taylor For For Management 1.13 Elect Director Melvin B. Wolzinger For For Management 2 Ratify Auditors For For Management 3 Change Company Name For For Management 4 Prepare Sustainability Report Against For Shareholder 5 Other Business For Against Management -------------------------------------------------------------------------------- NARA BANCORP, INC. Ticker: NARA Security ID: 63080P105 Meeting Date: JUN 29, 2010 Meeting Type: Annual Record Date: MAY 5, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven D. Broidy For For Management 1.2 Elect Director Louis M. Cosso For For Management 1.3 Elect Director Alvin D. Kang For For Management 1.4 Elect Director Chong-Moon Lee For For Management 1.5 Elect Director Jesun Paik For For Management 1.6 Elect Director Hyon Man Park For For Management 1.7 Elect Director Ki Suh Park For Withhold Management 1.8 Elect Director Scott Yoon-suk Whang For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- NASDAQ OMX GROUP, INC., THE Ticker: NDAQ Security ID: 631103108 Meeting Date: MAY 27, 2010 Meeting Type: Annual Record Date: APR 1, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Urban Backstrom For For Management 2 Elect Director H. Furlong Baldwin For For Management 3 Elect Director Michael Casey For Against Management 4 Elect Director Lon Gorman For Against Management 5 Elect Director Robert Greifeld For For Management 6 Elect Director Glenn H. Hutchins For Against Management 7 Elect Director Birgitta Kantola For Against Management 8 Elect Director Essa Kazim For For Management 9 Elect Director John D. Markese For For Management 10 Elect Director Hans Munk Nielsen For For Management 11 Elect Director Thomas F. O'Neill For For Management 12 Elect Director James S. Riepe For For Management 13 Elect Director Michael R. Splinter For Against Management 14 Elect Director Lars Wedenborn For For Management 15 Elect Director Deborah L. Wince-Smith For Against Management 16 Ratify Auditors For For Management 17 Amend Omnibus Stock Plan For For Management 18 Approve Stock Option Exchange Program For For Management 19 Amend Qualified Employee Stock Purchase For For Management Plan 20 Approve Executive Incentive Bonus Plan For For Management 21 Approve Conversion of Securities For For Management -------------------------------------------------------------------------------- NEXEN INC. Ticker: NXY Security ID: 65334H102 Meeting Date: APR 27, 2010 Meeting Type: Annual Record Date: MAR 8, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect W.B. Berry as Director For For Management 1.2 Elect R.G. Bertram as Director For For Management 1.3 Elect D.G. Flanagan as Director For For Management 1.4 Elect S.B. Jackson as Director For For Management 1.5 Elect K.J. Jenkins as Director For For Management 1.6 Elect A.A. McLellan as Director For For Management 1.7 Elect E.P. Newell as Director For For Management 1.8 Elect T.C. O?Neill as Director For For Management 1.9 Elect M.F. Romanow as Director For For Management 1.10 Elect F.M. Saville as Director For For Management 1.11 Elect J.M. Willson as Director For For Management 1.12 Elect V.J. Zaleschuk as Director For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NORFOLK SOUTHERN CORPORATION Ticker: NSC Security ID: 655844108 Meeting Date: MAY 13, 2010 Meeting Type: Annual Record Date: MAR 5, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Thomas D. Bell, Jr. For For Management 2 Elect Director Alston D. Correll For For Management 3 Elect Director Landon Hilliard For For Management 4 Elect Director Burton M. Joyce For For Management 5 Ratify Auditors For For Management 6 Declassify the Board of Directors For For Management 7 Amend Omnibus Stock Plan For For Management 8 Amend Executive Incentive Bonus Plan For For Management 9 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- NORTHERN TRUST CORPORATION Ticker: NTRS Security ID: 665859104 Meeting Date: APR 20, 2010 Meeting Type: Annual Record Date: MAR 1, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Linda Walker Bynoe For For Management 1.2 Elect Director Nicholas D. Chabraja For For Management 1.3 Elect Director Susan Crown For For Management 1.4 Elect Director Dipak C. Jain For For Management 1.5 Elect Director Robert W. Lane For For Management 1.6 Elect Director Robert C. McCormack For For Management 1.7 Elect Director Edward J. Mooney For For Management 1.8 Elect Director John W. Rowe For For Management 1.9 Elect Director David H.B. Smith, Jr. For For Management 1.10 Elect Director William D. Smithburg For For Management 1.11 Elect Director Enrique J. Sosa For For Management 1.12 Elect Director Charles A. Tribbett, III For For Management 1.13 Elect Director Frederick H. Waddell For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- NRG ENERGY INC Ticker: NRG Security ID: 629377508 Meeting Date: JUL 21, 2009 Meeting Type: Proxy Contest Record Date: JUN 15, 2009 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Card) None None 1.1 Elect Director John F. Chlebowski For For Management 1.2 Elect Director Howard E. Cosgrove For For Management 1.3 Elect Director William E. Hantke For For Management 1.4 Elect Director Anne C. Schaumburg For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Executive Incentive Bonus Plan For For Management 4 Adopt Majority Voting for Uncontested For For Management Election of Directors 5 Ratify Auditors For For Management 6 Report on Carbon Principles Against Against Shareholder 7 Change Size of Board of Directors Against Against Shareholder 8 Repeal Amendments Adopted Without Against Against Shareholder Stockholder Approval After February 26, 2008 # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Blue Card) None None 1.1 Elect Director Betsy S. Atkins For Did Not Vote Shareholder 1.2 Elect Director Ralph E. Faison For Did Not Vote Shareholder 1.3 Elect Director Coleman Peterson For Did Not Vote Shareholder 1.4 Elect Director Thomas C. Wajnert For Did Not Vote Shareholder 2 Change Size of Board of Directors For Did Not Vote Shareholder 3 Elect Director Donald DeFosset For Did Not Vote Shareholder 4 Elect Director Richard H. Koppes For Did Not Vote Shareholder 5 Elect Director John M. Albertine For Did Not Vote Shareholder 6 Elect Director Marjorie L. Bowen For Did Not Vote Shareholder 7 Elect Director Ralph G. Wellington For Did Not Vote Shareholder 8 Repeal Amendments Adopted Without For Did Not Vote Shareholder Stockholder Approval After February 26, 2008 9 Amend Omnibus Stock Plan For Did Not Vote Management 10 Amend Executive Incentive Bonus Plan For Did Not Vote Management 11 Adopt Majority Voting for Uncontested For Did Not Vote Management Election of Directors 12 Ratify Auditors For Did Not Vote Management 13 Report on Carbon Principles None Did Not Vote Shareholder -------------------------------------------------------------------------------- NYSE EURONEXT Ticker: NYX Security ID: 629491101 Meeting Date: APR 29, 2010 Meeting Type: Annual Record Date: MAR 1, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andre Bergen For For Management 1.2 Elect Director Ellyn L. Brown For For Management 1.3 Elect Director Marshall N. Carter For For Management 1.4 Elect Director Patricia M. Cloherty For For Management 1.5 Elect Director Sir George Cox For For Management 1.6 Elect Director Sylvain Hefes For For Management 1.7 Elect Director Jan-Michiel Hessels For For Management 1.8 Elect Director Duncan M. McFarland For For Management 1.9 Elect Director James J. McNulty For For Management 1.10 Elect Director Duncan L. Niederauer For For Management 1.11 Elect Director Ricardo Salgado For For Management 1.12 Elect Director Robert G. Scott For For Management 1.13 Elect Director Jackson P. Tai For For Management 1.14 Elect Director Jean-Francois Theodore For For Management 1.15 Elect Director Rijnhard van Tets For For Management 1.16 Elect Director Sir Brian Williamson For For Management 2 Ratify Auditors For For Management 3 Reduce Supermajority Vote Requirement None For Shareholder 4 Issue Stock Certificate of Ownership Against Against Shareholder -------------------------------------------------------------------------------- OSAKA SECURITIES EXCHANGE CO. LTD. Ticker: 8697 Security ID: J6254G104 Meeting Date: JUN 22, 2010 Meeting Type: Annual Record Date: MAR 31, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 5500 2.1 Elect Director Michio Yoneda For For Management 2.2 Elect Director Motoharu Fujikura For For Management 2.3 Elect Director Manabu Matsumoto For For Management 2.4 Elect Director Koutarou Yamazawa For For Management 2.5 Elect Director Yoshinori Karino For For Management 2.6 Elect Director Tsutomu Okuda For For Management 2.7 Elect Director Yusuke Kawamura For For Management 2.8 Elect Director Yuuko Kawamoto For For Management 2.9 Elect Director Taichi Sakaiya For For Management 2.10 Elect Director Shigeo Sasaki For For Management 2.11 Elect Director Shigeru Morimoto For For Management 3 Approve Adjustment to Aggregate For For Management Compensation Ceiling for Directors -------------------------------------------------------------------------------- PENN WEST ENERGY TRUST Ticker: PWT.U Security ID: 707885109 Meeting Date: JUN 8, 2010 Meeting Type: Annual Record Date: MAY 3, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify KPMG LLP as Auditors of Penn For For Management West 2 Elect James E. Allard, William E. For Withhold Management Andrew, Robert G. Brawn, George H. Brookman, John A. Brussa, Daryl Gilbert, Shirley A. McClellan, Murray R. Nunns, Frank Potter, R. Gregory Rich, Jack Schanck and James C. Smith as Directors of PWPL -------------------------------------------------------------------------------- PERNOD RICARD Ticker: RI Security ID: F72027109 Meeting Date: NOV 2, 2009 Meeting Type: Annual/Special Record Date: OCT 28, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.50 per Share 4 Approve Auditors' Special Report For For Management Regarding Related-Party Transactions 5 Approve Transaction with Pierre For For Management Pringuet Re: Severance Payments 6 Reelect Daniele Ricard as Director For Against Management 7 Reelect Societe Paul Ricard as Director For Against Management 8 Reelect Jean-Dominique Comolli as For Against Management Director 9 Reelect Lord Douro as Director For For Management 10 Elect Gerald Frere as Director For For Management 11 Elect Michel Chambaud as Director For For Management 12 Elect Anders Narvinger as Director For For Management 13 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 750,000 14 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 15 Approve Reduction in Share Capital via For For Management Cancellation of Repurchased Shares 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million 17 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 80 Million 18 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegations Submitted to Shareholder Vote Above 19 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Future Acquisitions 20 Authorize Capital Increase of Up to 20 For For Management Percent of Issued Capital for Future Exchange Offers 21 Approve Issuance of Securities For For Management Convertible into Debt 22 Authorize Capitalization of Reserves of For For Management Up to EUR 200 Million for Bonus Issue or Increase in Par Value 23 Authorize up to 5 Percent of Issued For Against Management Capital for Use in Stock Option Plan 24 Authorize Board to Issue Free Warrants For Against Management with Preemptive Rights During a Public Tender Offer or Share Exchange 25 Approve Employee Stock Purchase Plan For For Management 26 Amend Articles 20 and 24 of Bylaws Re: For Against Management Age Limit for Chairman of the Board and for CEO 27 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- PETROLEO BRASILEIRO Ticker: PBR Security ID: 71654V408 Meeting Date: APR 22, 2010 Meeting Type: Annual/Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2009 2 Approve Capital Budget for Upcoming For For Management Fiscal Year 3 Approve Allocation of Income and For For Management Dividends 4 Elect Directors For Against Management 5 Elect Board Chairman For Against Management 6 Elect Fiscal Council Members For Against Management 7 Approve Remuneration of Executive For Against Management Officers, Non-Executive Directors, and Fiscal Council Members 1 Authorize Capitalization of Reserves For For Management 2 Eliminate Preemptive Rights For For Management -------------------------------------------------------------------------------- PETROLEO BRASILEIRO Ticker: PBR Security ID: 71654V408 Meeting Date: JUN 22, 2010 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Company's Bylaws to Increase the For For Management Number of Authorized Preferred Shares 2 Amend Company's Bylaws to Increase the For For Management Number of Authorized Common Shares 3 Amend Company's Bylaws to Include For For Management Transitory Provision to Issue Shares with or without Preemptive Rights 4 Amend Article 4 of Company's Bylaws to For For Management Reflect the Changes in its Capital Structure -------------------------------------------------------------------------------- PICC PROPERTY AND CASUALTY CO., LTD. Ticker: 2328 Security ID: Y6975Z103 Meeting Date: JUN 25, 2010 Meeting Type: Annual Record Date: MAY 25, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution Plan For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Authorize Board to Fix Remuneration of For For Management Supervisors 7 Reappoint Ernst and Young and Ernst and For For Management Young Hua Ming as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Amend Articles of Association For For Management 10 Amend Procedural Rules for For For Management Shareholders' General Meeting 11 Amend Procedural Rules for the Board of For For Management Directors 12 Amend Working Rules for the Supervisory For For Management Committee 13 Review Duty Report of Independent None None Management Directors for the Year Ended 2009 14 Approve Issuance of Ten Year For For Management Subordinated Term Debt at an Amount Not Exceeding RMB 8.0 Billion and Authorize Board to Determine the Terms and Conditions of Such Issue -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA, LTD. Ticker: 601318 Security ID: Y69790106 Meeting Date: AUG 7, 2009 Meeting Type: Special Record Date: JUL 7, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve a Specific Mandate to Allot and For For Management Issue Consideration Shares Under the Share Purchase Agreement -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA, LTD. Ticker: 601318 Security ID: Y69790106 Meeting Date: AUG 7, 2009 Meeting Type: Special Record Date: JUL 7, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve a Specific Mandate to Allot and For For Management Issue Consideration Shares Under the Share Purchase Agreement -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA, LTD. Ticker: 601318 Security ID: Y69790106 Meeting Date: DEC 18, 2009 Meeting Type: Special Record Date: NOV 17, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Bank Deposits Arrangements For For Management Between the Company and its Subsidiaries (Group) and The Hongkong and Shanghai Banking Corp. Ltd. and Related Annual Caps 2 Approve Bank Deposits Arrangements For For Management Between the Group and the Industrial and Commercial Bank of China Ltd. and Industrial and Commercial Bank of China (Asia) Ltd. and Related Annual Caps 3 Approve Bank Deposits Arrangements For For Management Between the Group and Bank of Communications Co. Ltd. and Related Annual Caps 4 Approve the Company's Policy on the For For Management Appointment of Auditors 5 Elect Guo Limin as a Non-Executive For For Management Director -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) CO. OF CHINA, LTD. Ticker: 601318 Security ID: Y69790106 Meeting Date: JUN 29, 2010 Meeting Type: Annual Record Date: MAY 27, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Annual Report and Its Summary For For Management 4 Accept Financial Statements and For For Management Statutory Reports 5 Approve Profit Distribution Plan and For For Management Recommendation for Final Dividend for the Year Ended December 31, 2009 6 Reappoint Ernst and Young Hua Ming and For For Management Ernst and Young as PRC and International Auditors, Respectively, and Authorize the Board to Fix Their Remuneration 7 Elect David Fried as Non-Executive For For Management Director 8 Amend Articles of Association For For Management 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Approve Final Dividend for H For For Shareholder Shareholders 11 Amend Articles Re: Shareholding For For Shareholder Structure and Registered Capital -------------------------------------------------------------------------------- POWER CORPORATION OF CANADA Ticker: POW Security ID: 739239101 Meeting Date: MAY 13, 2010 Meeting Type: Annual Record Date: MAR 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect P. Beaudoin, L. Dassault, For Withhold Management A.Desmarais, P. Desmarais, P. Desmarais, Jr., G.Fortin, A.Graham, R.Gratton, I. Marcoux, D. Mazankowsk, R.McFeetors, J. Nickerson, J.Nininger, R.Orr, R. Parizeau, M.Plessis-Belair, J. Rae, H.Rousseau and E.Szathmary 1.1 Elect Pierre Beaudoin as Director For Withhold Management 1.2 Elect Laurent Dassault as Director For Withhold Management 1.3 Elect Andre Desmarais as Director For Withhold Management 1.4 Elect Paul Desmarais as Director For Withhold Management 1.5 Elect Paul Desmarais, Jr. as Director For Withhold Management 1.6 Elect Guy Fortin as Director For Withhold Management 1.7 Elect Anthony R. Graham as Director For For Management 1.8 Elect Robert Gratton as Director For Withhold Management 1.9 Elect Isabelle Marcoux as Director For For Management 1.10 Elect Donald F. Mazankowski as Director For For Management 1.11 Elect Raymond L. McFeetors as Director For Withhold Management 1.12 Elect Jerry E.A. Nickerson as Director For For Management 1.13 Elect James R. Nininger as Director For For Management 1.14 Elect R. Jeffrey Orr as Director For Withhold Management 1.15 Elect Robert Parizeau as Director For For Management 1.16 Elect Michel Plessis-Belair as Director For Withhold Management 1.17 Elect John A. Rae as Director For Withhold Management 1.18 Elect Henri-Paul Rousseau as Director For Withhold Management 1.19 Elect Emoke J.E. Szathmary as Director For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Adopt a Policy that Limits the Number Against For Shareholder of Board Committee Interlocks Among Related Companies and Require Majority of Independent Directors on Board 4 Issue a Report Describing the Against For Shareholder Evaluation of Investments According to the Company's CSR Statement and its Commitment to the Universal Declaration of Human Rights -------------------------------------------------------------------------------- PZENA INVESTMENT MANAGEMENT, INC. Ticker: PZN Security ID: 74731Q103 Meeting Date: MAY 19, 2010 Meeting Type: Annual Record Date: MAR 26, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard S. Pzena For For Management 1.2 Elect Director Steven M. Galbraith For For Management 1.3 Elect Director Joel M. Greenblatt For For Management 1.4 Elect Director Richard P. Meyerowich For For Management 1.5 Elect Director Ronald W. Tysoe For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- RIO TINTO PLC Ticker: RIO Security ID: 767204100 Meeting Date: APR 15, 2010 Meeting Type: Annual Record Date: MAR 8, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Elect Robert Brown as Director For For Management 4 Elect Ann Godbehere as Director For For Management 5 Elect Sam Walsh as Director For For Management 6 Re-elect Guy Elliott as Director For For Management 7 Re-elect Michael Fitzpatrick as For For Management Director 8 Re-elect Lord Kerr of Kinlochard as For For Management Director 9 Reappoint PricewaterhouseCoopers LLP as For For Management Auditor and Authorise Their Remuneration 10 Authorise Issue of Equity with For For Management Pre-emptive Rights 11 Authorise Issue of Equity without For For Management Pre-emptive Rights 12 Authorise Market Purchase For For Management 13 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- RRI ENERGY, INC. Ticker: RRI Security ID: 74971X107 Meeting Date: MAY 19, 2010 Meeting Type: Annual Record Date: MAR 29, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director E. William Barnett For For Management 2 Elect Director Mark M. Jacobs For For Management 3 Elect Director Steven L. Miller For For Management 4 Elect Director Laree E. Perez For For Management 5 Elect Director Evan J. Silverstein For For Management 6 Ratify Auditors For For Management -------------------------------------------------------------------------------- SANDRIDGE ENERGY, INC. Ticker: SD Security ID: 80007P307 Meeting Date: JUN 4, 2010 Meeting Type: Annual Record Date: APR 7, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William A. Gilliland For Withhold Management 1.2 Elect Director D. Dwight Scott For For Management 1.3 Elect Director Jeffrey S. Serota For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- SANOFI AVENTIS Ticker: SAN Security ID: 80105N105 Meeting Date: MAY 17, 2010 Meeting Type: Annual/Special Record Date: APR 7, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.40 per Share 4 Receive Auditors' Special Report For Against Management Mentioning the Absence of New Related-Party Transactions 5 Ratify Appointment of Serge Weinberg as For For Management Director 6 Elect Catherine Brechignac as Director For For Management 7 Reelect Robert Castaigne as Director For For Management 8 Reelect Lord Douro as Director For For Management 9 Reelect Christian Mulliez as Director For For Management 10 Reelect Christopher Viehbacher as For For Management Director 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Amend Articles 11 of Bylaws Re: For For Management Shareholding Requirements and Length of Term for Directors 13 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SCRIPPS NETWORKS INTERACTIVE, INC. Ticker: SNI Security ID: 811065101 Meeting Date: APR 28, 2010 Meeting Type: Annual Record Date: MAR 4, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David A. Galloway For For Management 1.2 Elect Director Dale Pond For For Management 1.3 Elect Director Ronald W. Tysoe For For Management -------------------------------------------------------------------------------- SEARS HOLDINGS CORPORATION Ticker: SHLD Security ID: 812350106 Meeting Date: MAY 4, 2010 Meeting Type: Annual Record Date: MAR 8, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W. Bruce Johnson For For Management 1.2 Elect Director William C. Kunkler, III For For Management 1.3 Elect Director Edward S. Lampert For For Management 1.4 Elect Director Steven T. Mnuchin For For Management 1.5 Elect Director Ann N. Reese For For Management 1.6 Elect Director Emily Scott For For Management 1.7 Elect Director Thomas J. Tisch For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- SHENZHEN EXPRESSWAY COMPANY LTD. Ticker: 548 Security ID: Y7741B107 Meeting Date: AUG 10, 2009 Meeting Type: Special Record Date: JUL 10, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhong Shan Qun as Shareholders' None For Shareholder Representative Supervisor -------------------------------------------------------------------------------- SHENZHEN EXPRESSWAY COMPANY LTD. Ticker: 548 Security ID: Y7741B107 Meeting Date: JAN 8, 2010 Meeting Type: Special Record Date: DEC 8, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect He Sen as Shareholder None For Shareholder Representative Supervisor -------------------------------------------------------------------------------- SHENZHEN EXPRESSWAY COMPANY LTD. Ticker: 600548 Security ID: Y7741B107 Meeting Date: MAR 15, 2010 Meeting Type: Special Record Date: FEB 12, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Credit For For Management Counter-Guarantee for the Bank That Provides Guarantee for Mei Wah Industrial (Hong Kong) Ltd. and the Related Transactions 2 Approve Formulation of Management Rules For For Management for Selection of Accountants' Firm for Auditing Financial Statements -------------------------------------------------------------------------------- SHENZHEN EXPRESSWAY COMPANY LTD. Ticker: 600548 Security ID: Y7741B107 Meeting Date: MAY 14, 2010 Meeting Type: Annual Record Date: APR 13, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution Scheme and For For Management Final Dividend 5 Approve Budget Report for the Year 2010 For For Management 6 Reappoint PricewaterhouseCoopers as For For Management International Auditors and PricewaterhouseCoopers Zhong Tian CPAs Co., Ltd. as Statutory Auditors and Authorize Board to Fix Their Remuneration 7 Approve Provision of Counter-Guarantee For For Management Not Exceeding RMB 500 Million for the Domestic Commercial Bank which Provides Guarantee for the Company 8 Approve Issuance of Debentures For For Management Denominated in Renminbi -------------------------------------------------------------------------------- SICHUAN EXPRESSWAY COMPANY LTD Ticker: 601107 Security ID: Y79325109 Meeting Date: JUL 15, 2009 Meeting Type: Special Record Date: JUN 12, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Participation in the For For Management Investment Project 2 Approve Applications to the Banks and For For Management Other Financial Institutions for Loans Up to the Maximum of the Official Total Investment Amount for the Investment Project 3 Authorize Board to Adjust and Revise For For Management Official Total Investment Amount 4 Approve Establishment of Subsidiary, For For Management Branch Company or Any Other Corporate Entities by the Company in Connection with the Investment Project 5 Authorize Any Two Directors to Do All For For Management Such Acts and Things in Relation with the Investment Project -------------------------------------------------------------------------------- SICHUAN EXPRESSWAY COMPANY LTD Ticker: 601107 Security ID: Y79325109 Meeting Date: OCT 13, 2009 Meeting Type: Special Record Date: SEP 11, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Shinewing Certified Public For For Management Accountants as PRC Auditors and Authorize Board to Fix Their Remuneration 2 Approve Resignation of Liu Xianfu as For For Management Executive Director 3 Elect Hu Yu as Executive Director For For Management 4 Approve Resignation of Luo Yi as For For Management Supervisor 5 Elect Dong Zhi as Supervisor For For Management -------------------------------------------------------------------------------- SICHUAN EXPRESSWAY COMPANY LTD Ticker: 107 Security ID: Y79325109 Meeting Date: MAY 12, 2010 Meeting Type: Annual Record Date: APR 9, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Work Report of the Board of For For Management Directors for the Year Ended Dec. 31, 2009 2 Accept Work Report of the Supervisor For For Management Committee for the Year Ended Dec. 31 , 2009 3 Accept Duty Performance Report of For For Management Independent Non-Executive Directors for the Year 2009 4 Approve Profit Appropriations Plan for For For Management the Year Ended Dec. 31, 2009 5 Accept Financial Budget Implementation For For Management Report for the Year 2009 6 Accept Audited Financial Statements for For For Management the Year Ended Dec. 31, 2009 7 Approve Financial Budget Proposal for For For Management the Year 2010 8 Reappoint Shinewing Certified Public For For Management Accountants and Ernst & Young Certified Public Accountants as Domestic and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- SIGMA-ALDRICH CORPORATION Ticker: SIAL Security ID: 826552101 Meeting Date: MAY 4, 2010 Meeting Type: Annual Record Date: MAR 5, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Rebecca M. Bergman For For Management 2 Elect Director George M. Church For For Management 3 Elect Director David R. Harvey For For Management 4 Elect Director W. Lee McCollum For For Management 5 Elect Director Jai P. Nagarkatti For For Management 6 Elect Director Avi M. Nash For For Management 7 Elect Director Steven M. Paul For For Management 8 Elect Director J. Pedro Reinhard For For Management 9 Elect Director D. Dean Spatz For For Management 10 Elect Director Barrett A. Toan For For Management 11 Amend Executive Incentive Bonus Plan For For Management 12 Ratify Auditors For For Management 13 Reduce Supermajority Vote Requirement Against For Shareholder -------------------------------------------------------------------------------- SINGAPORE EXCHANGE LTD. Ticker: S68 Security ID: Y79946102 Meeting Date: OCT 13, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Declare Final Dividend of SGD 0.155 Per For For Management Share 3 Reelect Joseph Yuvaraj Pillay as For For Management Director 4 Reelect Euleen Goh as Director For For Management 5 Reelect Ho Tian Yee as Director For For Management 6 Reelect Low Check Kian as Director For For Management 7 Reelect Robert Owen as Director For For Management 8 Reelect Liew Mun Leong as Director For For Management 9 Approve Directors' Fees of Up to SGD For For Management 750,000 to be Paid to Joseph Yuvaraj Pillay for the Year Ended June 30, 2010 10 Approve Directors' Fees of Up to SGD For For Management 1.2 Million for the Year Ended June 30, 2010 (2009: SGD 1.2 Million) 11 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 12 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 13 Approve Grant of Awards Under the SGX For For Management Performance Share Plan and the Issuance of Shares Pursuant to the SGX Performance Share Plan and the SGX Share Option Plan -------------------------------------------------------------------------------- SINGAPORE EXCHANGE LTD. Ticker: S68 Security ID: Y79946102 Meeting Date: OCT 13, 2009 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- SOTHEBY'S Ticker: BID Security ID: 835898107 Meeting Date: MAY 6, 2010 Meeting Type: Annual Record Date: MAR 11, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John M. Angelo For Withhold Management 1.2 Elect Director Michael Blakenham For For Management 1.3 Elect Director The Duke Of Devonshire For For Management 1.4 Elect Director James Murdoch For For Management 1.5 Elect Director Allen Questrom For For Management 1.6 Elect Director William F. Ruprecht For For Management 1.7 Elect Director Michael I. Sovern For For Management 1.8 Elect Director Donald M. Stewart For For Management 1.9 Elect Director Robert S. Taubman For Withhold Management 1.10 Elect Director Diana L. Taylor For Withhold Management 1.11 Elect Director Dennis M. Weibling For For Management 1.12 Elect Director Robin G. Woodhead For For Management 2 Amend Non-Employee Director Restricted For For Management Stock Plan 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- ST. JOE COMPANY, THE Ticker: JOE Security ID: 790148100 Meeting Date: MAY 11, 2010 Meeting Type: Annual Record Date: MAR 15, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael L. Ainslie For For Management 1.2 Elect Director Hugh M. Durden For For Management 1.3 Elect Director Thomas A. Fanning For For Management 1.4 Elect Director Wm. Britton Greene For For Management 1.5 Elect Director Delores M. Kesler For For Management 1.6 Elect Director John S. Lord For For Management 1.7 Elect Director Walter L. Revell For For Management 2 Establish Range For Board Size For For Management 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- STATE STREET CORPORATION Ticker: STT Security ID: 857477103 Meeting Date: MAY 19, 2010 Meeting Type: Annual Record Date: MAR 15, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director K. Burnes For For Management 2 Elect Director P. Coym For For Management 3 Elect Director P. De Saint-Aignan For For Management 4 Elect Director A. Fawcett For For Management 5 Elect Director D. Gruber For For Management 6 Elect Director L. Hill For For Management 7 Elect Director J. Hooley For For Management 8 Elect Director R. Kaplan For For Management 9 Elect Director C. LaMantia For For Management 10 Elect Director R. Logue For For Management 11 Elect Director R. Sergel For For Management 12 Elect Director R. Skates For For Management 13 Elect Director G. Summe For For Management 14 Elect Director R. Weissman For For Management 15 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 16 Ratify Auditors For For Management 17 Require Independent Board Chairman Against Against Shareholder 18 Report on Pay Disparity Against Against Shareholder -------------------------------------------------------------------------------- STUDENT LOAN CORPORATION, THE Ticker: STU Security ID: 863902102 Meeting Date: MAY 13, 2010 Meeting Type: Annual Record Date: MAR 15, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Glenda B. Glover For For Management 2 Elect Director Laurie A. Hesslein For Against Management 3 Elect Director Michael J. Reardon For Against Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- SUNCOR ENERGY INC Ticker: SU Security ID: 867224107 Meeting Date: MAY 4, 2010 Meeting Type: Annual Record Date: MAR 5, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mel E. Benson For For Management 1.2 Elect Director Brian A. Canfield For For Management 1.3 Elect Director Dominic D'Alessandro For For Management 1.4 Elect Director John T. Ferguson For For Management 1.5 Elect Director W. Douglas Ford For For Management 1.6 Elect Director Richard L. George For For Management 1.7 Elect Director Paul Haseldonckx For For Management 1.8 Elect Director John R. Huff For For Management 1.9 Elect Director Jacques Lamarre For For Management 1.10 Elect Director Brian F. MacNeill For For Management 1.11 Elect Director Maureen McCaw For For Management 1.12 Elect Director Michael W. O'Brien For For Management 1.13 Elect Director James W. Simpson For For Management 1.14 Elect Director Eira Thomas For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- TIANJIN PORT DEVELOPMENT HOLDINGS LIMITED Ticker: 3382 Security ID: G88680106 Meeting Date: JUL 15, 2009 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Authorized Share For For Management Capital from HK$500 Million toHK$1.2 Billion by the Creation of an Additional 7 Billion Shares of HK$0.10 Each 2 Approve Sale and Purchase Agreement, For For Management Option Agreement, and Proposed Transaction 3 Approve Property Lease Framework For For Management Agreement and Related Annual Caps 4 Approve Integrated Services Framework For For Management Agreement and Related Annual Caps 5 Approve Procurement Framework Agreement For For Management and Related Annual Caps 6 Approve China Coal Cargo Handling For For Management Services Framework Agreement and Related Annual Caps 7 Approve Financial Services Framework For Against Management Agreement and Related Annual Caps -------------------------------------------------------------------------------- TIANJIN PORT DEVELOPMENT HOLDINGS LIMITED Ticker: 3382 Security ID: G88680106 Meeting Date: MAY 26, 2010 Meeting Type: Annual Record Date: MAY 12, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a1 Reelect Yu Rumin as Director For For Management 2a2 Reelect Tian Changsong as Director For For Management 2a3 Reelect Li Quanyong as Director For For Management 2a4 Reelect Dai Yan as Director For For Management 2a5 Reelect Japhet Sebastian Law as For For Management Director 2a6 Reelect Cheng Chi Pang Leslie as For For Management Director 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 4a Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 4b Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- TIME WARNER CABLE INC. Ticker: TWC Security ID: 88732J207 Meeting Date: MAY 24, 2010 Meeting Type: Annual Record Date: MAR 29, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Carole Black For Against Management 2 Elect Director Glenn A. Britt For For Management 3 Elect Director Thomas H. Castro For Against Management 4 Elect Director David C. Chang For For Management 5 Elect Director James E. Copeland, Jr. For For Management 6 Elect Director Peter R. Haje For Against Management 7 Elect Director Donna A. James For For Management 8 Elect Director Don Logan For For Management 9 Elect Director N.J. Nicholas, Jr. For Against Management 10 Elect Director Wayne H. Pace For For Management 11 Elect Director Edward D. Shirley For For Management 12 Elect Director John E. Sununu For For Management 13 Ratification Of Auditors For For Management -------------------------------------------------------------------------------- TIME WARNER INC. Ticker: TWX Security ID: 887317303 Meeting Date: MAY 21, 2010 Meeting Type: Annual Record Date: MAR 26, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director James L. Barksdale For For Management 2 Elect Director William P. Barr For For Management 3 Elect Director Jeffrey L. Bewkes For For Management 4 Elect Director Stephen F. Bollenbach For For Management 5 Elect Director Frank J. Caufield For For Management 6 Elect Director Robert C. Clark For For Management 7 Elect Director Mathias Dopfner For For Management 8 Elect Director Jessica P. Einhorn For For Management 9 Elect Director Fred Hassan For For Management 10 Elect Director Michael A. Miles For For Management 11 Elect Director Kenneth J. Novack For For Management 12 Elect Director Deborah C. Wright For For Management 13 Ratify Auditors For For Management 14 Approve Omnibus Stock Plan For For Management 15 Provide Right to Call Special Meeting For For Management 16 Reduce Supermajority Vote Requirement Against For Shareholder 17 Stock Retention/Holding Period Against For Shareholder 18 Advisory Vote to Ratify Named Executive Against For Shareholder Officers' Compensation -------------------------------------------------------------------------------- TMX GROUP INC. Ticker: X Security ID: 87261X108 Meeting Date: APR 28, 2010 Meeting Type: Annual/Special Record Date: MAR 8, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Tullio Cedraschi as Director For For Management 1.2 Elect Raymond Chan as Director For For Management 1.3 Elect Denyse Chicoyne as Director For For Management 1.4 Elect Wayne C. Fox as Director For For Management 1.5 Elect John A. Hagg as Director For For Management 1.6 Elect Harry A. Jaako as Director For For Management 1.7 Elect Thomas A. Kloet as Director For For Management 1.8 Elect J. Spencer Lanthier as Director For For Management 1.9 Elect Jean Martel as Director For For Management 1.10 Elect John P. Mulvihill as Director For For Management 1.11 Elect Kathleen M. O?Neill as Director For For Management 1.12 Elect Gerri B. Sinclair as Director For For Management 1.13 Elect Jean Turmel as Director For For Management 1.14 Elect Laurent Verreault as Director For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive Compensation For For Management Approach -------------------------------------------------------------------------------- TSINGTAO BREWERY CO Ticker: 168 Security ID: Y8997D102 Meeting Date: NOV 2, 2009 Meeting Type: Special Record Date: OCT 2, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Fumio Yamazaki as Non-Executive For For Shareholder Director 1b Elect Tang Jun as Non-Executive For For Shareholder Director 2 Elect Akiyoshi Koji as Supervisor For For Shareholder Representing Shareholders of the Company -------------------------------------------------------------------------------- TSINGTAO BREWERY CO Ticker: 600600 Security ID: Y8997D102 Meeting Date: JUN 17, 2010 Meeting Type: Annual Record Date: MAY 17, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Work Report of the Board of For For Management Directors 2 Accept Work Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution Proposal For For Management for the Year 2009 5 Reappoint PricewaterhouseCoopers Zhong For For Management Tian Certified Public Accountants Ltd. Co., and PricewaterhouseCoopers, Hong Kong as Domestic and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration 6 Approve Reward Proposal to Directors For For Management and Supervisors Awarded by Shanghai Stock Exchange -------------------------------------------------------------------------------- UNION PACIFIC CORPORATION Ticker: UNP Security ID: 907818108 Meeting Date: MAY 6, 2010 Meeting Type: Annual Record Date: FEB 26, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Andrew H. Card, Jr. For For Management 2 Elect Director Erroll B. Davis, Jr. For For Management 3 Elect Director Thomas J. Donohue For For Management 4 Elect Director Archie W. Dunham For For Management 5 Elect Director Judith Richards Hope For For Management 6 Elect Director Charles C. Krulak For For Management 7 Elect Director Michael R. McCarthy For For Management 8 Elect Director Michael W. McConnell For For Management 9 Elect Director Thomas F. McLarty III For For Management 10 Elect Director Steven R. Rogel For For Management 11 Elect Director Jose H. Villarreal For For Management 12 Elect Director James R. Young For For Management 13 Ratify Auditors For For Management 14 Require Independent Board Chairman Against Against Shareholder 15 Reduce Supermajority Vote Requirement Against For Shareholder -------------------------------------------------------------------------------- URBANA CORP. Ticker: URB Security ID: 91707P208 Meeting Date: JUN 29, 2010 Meeting Type: Annual Record Date: MAY 18, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Thomas S. Caldwell, Betham Colle, For Withhold Management Michael B.C. Gundy, John R. Campbell, H. Clifford Hatch and George M. Mencke as Directors 2 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- VALUE PARTNERS GROUP LTD. Ticker: 806 Security ID: G93175100 Meeting Date: APR 27, 2010 Meeting Type: Annual Record Date: APR 13, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Reelect So Chun Ki Louis as Executive For For Management Director 3a2 Reelect Tse Wai Ming as Executive For For Management Director 3a3 Reelect Lee Siang Chin as Independent For For Management Non-Executive Director 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Reappoint Auditor and Authorize Board For For Management to Fix Their Remuneration 5a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- VISA INC. Ticker: V Security ID: 92826C839 Meeting Date: JAN 20, 2010 Meeting Type: Annual Record Date: NOV 27, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert W. Matschullat For For Management 1.2 Elect Director Cathy E. Minehan For For Management 1.3 Elect Director David J. Pang For For Management 1.4 Elect Director William S. Shanahan For For Management 1.5 Elect Director John A. Swainson For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- VORNADO REALTY TRUST Ticker: VNO Security ID: 929042109 Meeting Date: MAY 13, 2010 Meeting Type: Annual Record Date: MAR 15, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Candace K. Beinecke For Withhold Management 1.2 Elect Director Robert P. Kogod For Withhold Management 1.3 Elect Director David Mandelbaum For Withhold Management 1.4 Elect Director Richard R. West For Withhold Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Require a Majority Vote for the Against For Shareholder Election of Directors 5 Require Independent Board Chairman Against For Shareholder 6 Declassify the Board of Directors Against For Shareholder -------------------------------------------------------------------------------- WARNER MUSIC GROUP CORP. Ticker: WMG Security ID: 934550104 Meeting Date: FEB 23, 2010 Meeting Type: Annual Record Date: DEC 28, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edgar Bronfman, Jr. For Withhold Management 1.2 Elect Director Shelby W. Bonnie For For Management 1.3 Elect Director Richard Bressler For Withhold Management 1.4 Elect Director John P. Connaughton For Withhold Management 1.5 Elect Director Phyllis E. Grann For For Management 1.6 Elect Director Michele J. Hooper For For Management 1.7 Elect Director Scott L. Jaeckel For Withhold Management 1.8 Elect Director Seth W. Lawry For Withhold Management 1.9 Elect Director Thomas H. Lee For Withhold Management 1.10 Elect Director Ian Loring For Withhold Management 1.11 Elect Director Mark E. Nunnelly For Withhold Management 1.12 Elect Director Scott M. Sperling For Withhold Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- WASHINGTON POST COMPANY, THE Ticker: WPO Security ID: 939640108 Meeting Date: MAY 13, 2010 Meeting Type: Annual Record Date: MAR 8, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lee C. Bollinger For For Management 1.2 Elect Director Christopher C. Davis For For Management 1.3 Elect Director John L. Dotson Jr. For For Management 2 Amend Restricted Stock Plan For For Management -------------------------------------------------------------------------------- WESCO FINANCIAL CORPORATION Ticker: WSC Security ID: 950817106 Meeting Date: MAY 5, 2010 Meeting Type: Annual Record Date: MAR 15, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles T. Munger For Withhold Management 1.2 Elect Director Carolyn H. Carlburg For For Management 1.3 Elect Director Robert E. Denham For Withhold Management 1.4 Elect Director Robert T. Flaherty For For Management 1.5 Elect Director Peter D. Kaufman For For Management 1.6 Elect Director Elizabeth Caspers Peters For For Management -------------------------------------------------------------------------------- WESTERN UNION COMPANY, THE Ticker: WU Security ID: 959802109 Meeting Date: MAY 14, 2010 Meeting Type: Annual Record Date: MAR 17, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Dinyar S. Devitre For For Management 2 Elect Director Christina A. Gold For For Management 3 Elect Director Betsy D. Holden For For Management 4 Elect Director Wulf Von Schimmelmann For For Management 5 Ratify Auditors For For Management -------------------------------------------------------------------------------- WESTERNZAGROS RESOURCES LTD. Ticker: WZR Security ID: 960008100 Meeting Date: JUN 1, 2010 Meeting Type: Annual/Special Record Date: APR 22, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect David J. Boone, Fred J. Dyment, For Withhold Management John Frangos, M. Simon Hatfield, James C. Houck, Randall Oliphant and William Wallace as Directors 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Re-approve Stock Option Plan For For Management 4 Approve Shareholder Rights Plan For For Management -------------------------------------------------------------------------------- WHARF (HOLDINGS) LTD. Ticker: 4 Security ID: Y8800U127 Meeting Date: JUN 8, 2010 Meeting Type: Annual Record Date: JUN 3, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Reelect Edward K. Y. Chen as Director For For Management 3b Reelect Raymond K. F. Ch'ien as For Against Management Director 3c Reelect T. Y. Ng as Director For For Management 4 Reappoint KPMG as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- WILSHIRE BANCORP, INC. Ticker: WIBC Security ID: 97186T108 Meeting Date: MAY 26, 2010 Meeting Type: Annual Record Date: APR 5, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kyu-Hyun Kim For For Management 1.2 Elect Director Young Hi Pak For For Management 1.3 Elect Director Joanne Kim For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- WYNN RESORTS, LIMITED Ticker: WYNN Security ID: 983134107 Meeting Date: MAY 12, 2010 Meeting Type: Annual Record Date: MAR 23, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen A. Wynn For For Management 1.2 Elect Director Ray R. Irani For Withhold Management 1.3 Elect Director Alvin V. Shoemaker For Withhold Management 1.4 Elect Director D. Boone Wayson For Withhold Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- YANZHOU COAL MINING COMPANY LIMITED Ticker: 600188 Security ID: Y97417102 Meeting Date: OCT 30, 2009 Meeting Type: Special Record Date: SEP 29, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Acquisition Through Austar Coal For For Management Mine Pty Ltd. of the Entire Equity Interest in Felix Resources Ltd. By Way of a Scheme of Arrangement (Transaction) 1b Approve that All Resolutions Passed at For For Management the EGM shall be Valid for a Period of 12 Months from the Date of Passing 2 Approve Material Asset Restructuring For For Management Report 3 Approve Grant of a Bank Loan by Bank of For For Management China, Sydney Branch of AUD 3.3 Billion to Finance the Consideration Under the Transaction; and the Provision by Yankuang Group Corp. Ltd. of a Counter-Guarantee to the Company 4 Authorize Board to Do All Such Acts and For For Management Things Necessary to Implement the Transaction -------------------------------------------------------------------------------- YANZHOU COAL MINING COMPANY LIMITED Ticker: 600188 Security ID: Y97417102 Meeting Date: FEB 26, 2010 Meeting Type: Special Record Date: JAN 26, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Weimin as Director For For Management 2 Approve Amendments to the Rules and For For Management Procedures for the Board 3 Approve Amendments to the Rules and For For Management Procedures for the Supervisory Committee -------------------------------------------------------------------------------- YANZHOU COAL MINING COMPANY LIMITED Ticker: 600188 Security ID: Y97417102 Meeting Date: JUN 25, 2010 Meeting Type: Special Record Date: MAY 25, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- YANZHOU COAL MINING COMPANY LIMITED Ticker: 600188 Security ID: Y97417102 Meeting Date: JUN 25, 2010 Meeting Type: Annual Record Date: MAY 25, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution Plan and For For Management Dividend of RMB1.229 billion, Equivalent to RMB 0.25 Per Share 5 Approve Remuneration of Directors and For For Management Supervisors 6 Reappoint Grant Thornton and Shine Wing For For Management Certified Public Accountants Ltd. as International and PRC Auditors, Respectively, and Authorize Board to Fix Their Remuneration 7 Approve Proposal Regarding Purchase of For Against Management Liability Insurance for Directors, Supervisors, and Senior Officers 8 Amend Articles Re: Expansion of For For Management Business Scope 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- ZHEJIANG EXPRESSWAY CO., LTD. Ticker: 576 Security ID: Y9891F102 Meeting Date: SEP 29, 2009 Meeting Type: Special Record Date: SEP 4, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividend of RMB 0.06 For For Management Per Share -------------------------------------------------------------------------------- ZHEJIANG EXPRESSWAY CO., LTD. Ticker: 576 Security ID: Y9891F102 Meeting Date: MAY 10, 2010 Meeting Type: Annual Record Date: APR 9, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Final Dividend of RMB 0.25 Per For For Management Share 5 Approve Final Accounts for the Year For For Management 2009 and Financial Budget for the Year 2010 6 Reappoint Deloitte Touche Tohmatsu For For Management Certified Public Accountants Hong Kong as Hong Kong Auditors and Authorize Board to Fix Their Remuneration 7 Reappoint Pan China Certified Public For For Management Accountants Hong Kong as PRC Auditors and Authorize Board to Fix Their Remuneration ================== Kinetics Small Cap Opportunities Portfolio ================== ALEXANDERS, INC Ticker: ALX Security ID: 014752109 Meeting Date: MAY 13, 2010 Meeting Type: Annual Record Date: MAR 15, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael D. Fascitelli For Withhold Management 1.2 Elect Director Thomas R. DiBenedetto For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- BAM INVESTMENTS CORP. Ticker: BNB Security ID: 05936R108 Meeting Date: MAY 11, 2010 Meeting Type: Annual Record Date: MAR 17, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James C. Bacon For For Management 1.2 Elect Director Howard Driman For For Management 1.3 Elect Director Edward C. Kress For For Management 1.4 Elect Director Brian D. Lawson For Withhold Management 1.5 Elect Director R. Frank Lewarne For For Management 1.6 Elect Director Frank N.C. Lochan For Withhold Management 1.7 Elect Director Ralph J. Zarboni For For Management 2 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- BEIJING CAPITAL INTL AIRPORT CO. LTD Ticker: 694 Security ID: Y07717104 Meeting Date: JUN 22, 2010 Meeting Type: Annual Record Date: MAY 20, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Appropriation Proposal For For Management for Year Ended Dec. 31, 2009 5 Elect Zhang Guanghui as Executive For For Management Director and Authorize Board to Determine His Remuneration 6 Authorize Board to Arrange Appointment For For Management Letter to be Issued by the Company to Zhang Guanghui and to Do All Such Acts and Things to Effect Such Matters 7 Reappoint PricewaterhouseCoopers Zhong For For Management Tian CPAs Limited Company and PricewaterhouseCoopers, as the PRC and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- BILOXI MARSH LANDS CORPORATION Ticker: BLMC Security ID: 090203100 Meeting Date: APR 29, 2010 Meeting Type: Annual Record Date: FEB 24, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John F. Bernard For Withhold Management 1.2 Elect Director Peter W. Dodge For Withhold Management 1.3 Elect Director Jack V. Foster For Withhold Management -------------------------------------------------------------------------------- BLOM BANK SAL Ticker: BLBD Security ID: 093688109 Meeting Date: APR 9, 2010 Meeting Type: Ordinary Shareholders Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For Did Not Vote Management Operations 2 Approve Auditors' Report on Company For Did Not Vote Management Financial Statements 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports 4 Approve Discharge of Board and For Did Not Vote Management President 5 Approve Remuneration of Directors For Did Not Vote Management 6 Approve Remuneration of Group Secretary For Did Not Vote Management and General Managers 7 Approve Related Party Transactions For Did Not Vote Management 8 Approve Related Party Transactions For Did Not Vote Management 9 Other Business For Did Not Vote Management -------------------------------------------------------------------------------- BLOM BANK SAL Ticker: BLBD Security ID: 093688109 Meeting Date: JUN 21, 2010 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Split For Did Not Vote Management 2 Amend Articles to Reflect Stock Split For Did Not Vote Management 3 Authorize Board to Ratify and Execute For Did Not Vote Management Approved Resolutions 4 Other Business For Did Not Vote Management -------------------------------------------------------------------------------- BOMBARDIER INC. Ticker: BBD.B Security ID: 097751200 Meeting Date: JUN 2, 2010 Meeting Type: Annual Record Date: APR 16, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Laurent Beaudoin as Director For For Management 1.2 Elect Pierre Beaudoin as Director For For Management 1.3 Elect Andre Berard as Director For For Management 1.4 Elect J.R. Andre Bombardier as Director For For Management 1.5 Elect Janine Bombardier as Director For For Management 1.6 Elect Martha Finn Brooks as Director For For Management 1.7 Elect L. Denis Desautels as Director For For Management 1.8 Elect Thierry Desmarest as Director For For Management 1.9 Elect Jean-Louis Fontaine as Director For For Management 1.10 Elect Daniel Johnson as Director For For Management 1.11 Elect Jean C. Monty as Director For For Management 1.12 Elect Carlos E. Represas as Director For For Management 1.13 Elect Jean-Pierre Rosso as Director For For Management 1.14 Elect Heinrich Weiss as Director For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Deferred Compensation Plan For Against Management 4.1 Submit More Candidates For Election Against Against Shareholder Than the Number of Vacancies on the Board 4.2 Advisory Vote to Ratify Named Executive Against For Shareholder Officers' Compensation 4.3 Disclose Equity Ratio Between Total Against Against Shareholder Compensation of the CEO, NEO, and Average Total Employee Compensation -------------------------------------------------------------------------------- BROADRIDGE FINANCIAL SOLUTIONS, INC. Ticker: BR Security ID: 11133T103 Meeting Date: NOV 18, 2009 Meeting Type: Annual Record Date: SEP 21, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Leslie A. Brun For For Management 2 Elect Director Richard J. Daly For For Management 3 Elect Director Robert N. Duelks For For Management 4 Elect Director Richard J. Haviland For For Management 5 Elect Director Alexandra Lebenthal For For Management 6 Elect Director Stuart R. Levine For For Management 7 Elect Director Thomas J. Perna For For Management 8 Elect Director Alan J. Weber For For Management 9 Elect Director Arthur F. Weinbach For For Management 10 Ratify Auditors For For Management 11 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CACI INTERNATIONAL, INC. Ticker: CACI Security ID: 127190304 Meeting Date: NOV 18, 2009 Meeting Type: Annual Record Date: SEP 21, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dan R. Bannister For For Management 1.2 Elect Director Paul M. Cofoni For For Management 1.3 Elect Director Gordon R. England For For Management 1.4 Elect Director James S. Gilmore III For For Management 1.5 Elect Director Gregory G. Johnson For For Management 1.6 Elect Director Richard L. Leatherwood For For Management 1.7 Elect Director J. Phillip London For For Management 1.8 Elect Director James L. Pavitt For For Management 1.9 Elect Director Warren R. Phillips For For Management 1.10 Elect Director Charles P. Revoile For For Management 1.11 Elect Director William S. Wallace For For Management 2 Amend Qualified Employee Stock Purchase For For Management Plan 3 Amend Omnibus Stock Plan For For Management 4 Adjourn Meeting For For Management 5 Ratify Auditors For For Management -------------------------------------------------------------------------------- CALPINE CORPORATION Ticker: CPN Security ID: 131347304 Meeting Date: MAY 19, 2010 Meeting Type: Annual Record Date: MAR 22, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank Cassidy For For Management 1.2 Elect Director Jack A. Fusco For For Management 1.3 Elect Director Robert C. Hinckley For For Management 1.4 Elect Director David C. Merritt For For Management 1.5 Elect Director W. Benjamin Moreland For For Management 1.6 Elect Director Robert A. Mosbacher, Jr. For For Management 1.7 Elect Director Denise M. O'Leary For For Management 1.8 Elect Director William J. Patterson For For Management 1.9 Elect Director J. Stuart Ryan For For Management 2 Ratify Auditors For For Management 3 Amend Non-Employee Director Restricted For For Management Stock Plan 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CATHAY GENERAL BANCORP Ticker: CATY Security ID: 149150104 Meeting Date: MAY 17, 2010 Meeting Type: Annual Record Date: APR 1, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kelly L. Chan For For Management 1.2 Elect Director Dunson K. Cheng For For Management 1.3 Elect Director Thomas C.T. Chiu For For Management 1.4 Elect Director Joseph C.H. Poon For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- CENTER FINANCIAL CORP. Ticker: CLFC Security ID: 15146E102 Meeting Date: MAR 24, 2010 Meeting Type: Special Record Date: FEB 1, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Securities For For Management 2 Increase Authorized Common Stock For For Management 3 Approve Issuance of Shares for a For Against Management Private Placement 4 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- CENTER FINANCIAL CORPORATION Ticker: CLFC Security ID: 15146E102 Meeting Date: JUN 9, 2010 Meeting Type: Annual Record Date: APR 12, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Z. Hong For For Management 1.2 Elect Director Jin Chul Jhung For For Management 1.3 Elect Director Chang Hwi Kim For For Management 1.4 Elect Director Kevin S. Kim For For Management 1.5 Elect Director Peter Y.S. Kim For For Management 1.6 Elect Director Sang Hoon Kim For For Management 1.7 Elect Director Chung Hyun Lee For For Management 1.8 Elect Director Jae Whan Yoo For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LIMITED Ticker: 600115 Security ID: Y1406M102 Meeting Date: SEP 7, 2009 Meeting Type: Special Record Date: AUG 7, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Class of Shares to be Issued For For Management and Nominal Value of A Shares 1b Approve Method of Issue For For Management 1c Approve Number of Shares to be Issued For For Management 1d Approve Target Subscriber and Method of For For Management Subscription 1e Approve Subscription Price and Date and For For Management Basis of Determination of the Subscription Price 1f Approve Lock-Up Period Arrangement For For Management 1g Approve Place of Listing For For Management 1h Approve Use of Proceeds For For Management 1i Approve Arrangement of Retained Profits For For Management 1j Approve Validity Period of Resolution For For Management 2 Approve H Share Specific Mandate to For For Management Issue Not More than 490 Million New H Shares by Way of Non-Public Offering to CES Global at the Minimum Subscription Price of HK$1.40 Per H Share 3 Approve Plan for the Non-Public For For Management Issuance of A Shares 4 Approve Terms and Conditions and the For For Management Implementation of Transactions Contemplated Under the A Share Subscription Agreement and H ShareSubscription Agreement 5 Amend Articles Re: Increase in For For Management Registered Capital and Change of Shareholding 6 Approve the Conditions for Non-Public For For Management Issuance of A Shares to Specific Investors 7 Approve Explanation on the Use of the For For Management Proceeds of the Previous Fund Raising Activities 8 Authorize Board to Deal with All For For Management Matters Relating to A Share Issue and H Share Issue 9 Approve Feasibility Report on the Use For For Management of Proceeds Raised from the Non-Public Issuance of A Shares 10 Waive Mandatory General Offer to For For Management Shareholders by CEA Holding -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LIMITED Ticker: 600115 Security ID: Y1406M102 Meeting Date: SEP 7, 2009 Meeting Type: Special Record Date: AUG 7, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Class of Shares To be Issued For For Management and Nominal Value 1b Approve Method of Issue For For Management 1c Approve Number of Shares of to be For For Management Issued 1d Approve Target Subscriber and Method of For For Management Subscription 1e Approve Date, Subscription Price and For For Management Basis of Determination of Subscription Price 1f Approve Lock-Up Period Arrangement For For Management 1g Approve Place of Listing For For Management 1h Approve Use of Proceeds For For Management 1i Approve Arrangement of Retained Profits For For Management 1j Approve Validity Period of Resolution For For Management 2 Approve H Share Specific Mandate to For For Management Issue Not More than 490 Million New H Shares by Way of Non-Public Offering to CES Global at the Minimum Subscription Price of HK$1.4 Per H Share -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LIMITED Ticker: 600115 Security ID: 16937R104 Meeting Date: SEP 7, 2009 Meeting Type: Special Record Date: AUG 4, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Class of Shares to be Issued For For Management and Nominal Value of A Shares 1b Approve Method of Issue For For Management 1c Approve Number of Shares to be Issued For For Management 1d Approve Target Subscriber and Method of For For Management Subscription 1e Approve Subscription Price and Date and For For Management Basis of Determination of the Subscription Price 1f Approve Lock-Up Period Arrangement For For Management 1g Approve Place of Listing For For Management 1h Approve Use of Proceeds For For Management 1i Approve Arrangement of Retained Profits For For Management 1j Approve Validity Period of Resolution For For Management 2 Approve H Share Specific Mandate to For For Management Issue Not More than 490 Million New H Shares by Way of Non-Public Offering to CES Global at the Minimum Subscription Price of HK$1.40 Per H Share 3 Approve Plan for the Non-Public For For Management Issuance of A Shares 4 Approve Terms and Conditions and the For For Management Implementation of Transactions Contemplated Under the A Share Subscription Agreement and H ShareSubscription Agreement 5 Amend Articles Re: Increase in For For Management Registered Capital and Change of Shareholding 6 Approve the Conditions for Non-Public For For Management Issuance of A Shares to Specific Investors 7 Approve Explanation on the Use of the For For Management Proceeds of the Previous Fund Raising Activities 8 Authorize Board to Deal with All For For Management Matters Relating to A Share Issue and H Share Issue 9 Approve Feasibility Report on the Use For For Management of Proceeds Raised from the Non-Public Issuance of A Shares 1a Approve Class of Shares To be Issued For For Management and Nominal Value 1b Approve Method of Issue For For Management 1c Approve Number of Shares of to be For For Management Issued 1d Approve Target Subscriber and Method of For For Management Subscription 1e Approve Date, Subscription Price and For For Management Basis of Determination of Subscription Price 1f Approve Lock-Up Period Arrangement For For Management 1g Approve Place of Listing For For Management 1h Approve Use of Proceeds For For Management 1i Approve Arrangement of Retained Profits For For Management 1j Approve Validity Period of Resolution For For Management 2 Approve H Share Specific Mandate to For For Management Issue Not More than 490 Million New H Shares by Way of Non-Public Offering to CES Global at the Minimum Subscription Price of HK$1.4 Per H Share -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LIMITED Ticker: 600115 Security ID: Y1406M102 Meeting Date: OCT 9, 2009 Meeting Type: Special Record Date: SEP 8, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Absorption of Shanghai Airlines For For Management Co., Ltd. Through Share Exchange -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LIMITED Ticker: 600115 Security ID: Y1406M102 Meeting Date: OCT 9, 2009 Meeting Type: Special Record Date: SEP 8, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Appprove Absorption of Shanghai For For Management Airlines Co., Ltd. (Shanghai Airlines) Through Share Exchange 2 Approve Terms and Conditions and the For For Management Implementation of the Transactions Contemplated Under the Absorption Agreement 3 Approve Draft Report for the Absorption For For Management of Shanghai Airlines 4 Amend Articles Re: Increases in For For Management Registered Capital and Change of Shareholding 5 Approve Satisfaction of Conditions for For For Management Material Assests Reorganization 6 Authorize Board to Do All Acts For For Management Necessary in Connection with the Absorption of Shanghai Airlines 7 Approve Provision of Guarantee to a For For Management Wholly Owned Subsidiary Set Up for the Purpose of Absorbing All the Assets and Assuming All the Liabilities of Shanghai Airlines -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LIMITED Ticker: 600115 Security ID: 16937R104 Meeting Date: OCT 9, 2009 Meeting Type: Special Record Date: SEP 2, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 That, The Proposal For The Absorption For For Management Of Shanghai Airlines By the Company Through Share Exchange Be And Is Hereby Approved,ratified And Confirmed. Details Of The Aforesaid Absorptionproposal Were Set Out In The Circular. 2 That, The Terms And Conditions And The For For Management Implementation Of The transactions Contemplated Under The Absorption Agreement Be And is Hereby Approved, Ratified And Confirmed. 3 That, Draft Report For The Absorption For For Management Of Shanghai Airlinesco Ltd By China Eastern Airlines Corp Ltd Be And Is Approved, Ratified And Confirmed. 4 That, Conditional Upon The Passing Of For For Management Res. No. 1,the Board Is Authorized To Make Such Appropriate & Necessary amendments To The Articles Of Asso. As They Think Fit To reflect The Increases In The Registered Cap. & Change Of shareholding Of The Co. 5 That, That The Company Satisfied The For For Management Conditions For Material assets Reorganization Be And Is Hereby Confirmed. 6 That, Conditional Upon The Passing Of For For Management Res. No. 1,the Directors Be & Are Authorized To Sign All documents And/or Do All Such Things And Acts As The Directors may Consider Necessary Or Expedient And In The Interest Of The Co. 7 That, In Connection With The Proposed For For Management Absorption Of Shanghai airlines, The Company May Provide Guarantee To Its Wholly Owned subsidiary Set Up For The Purpose Of Absorbing All The Assets and Assuming All The Liabilities Of Shanghai Airlines. 8 That, The Proposal For The Absorption For For Management Of Shanghai Airlines By the Company Through Share Exchange Be And Is Hereby Approved, ratified And Confirmed. Details Of The Aforesaid Absorption proposal Were Set Out In The Circular. -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LIMITED Ticker: 600115 Security ID: Y1406M102 Meeting Date: MAR 19, 2010 Meeting Type: Special Record Date: FEB 12, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wu Xiaogen as Independent For For Management Non-Executive Director 2 Elect Ji Weidong as Independent For For Management Non-Executive Director -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LIMITED Ticker: 600115 Security ID: 16937R104 Meeting Date: MAR 19, 2010 Meeting Type: Special Record Date: FEB 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wu Xiaogen as Independent For For Management Non-Executive Director 2 Elect Ji Weidong as Independent For For Management Non-Executive Director -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LIMITED Ticker: 600115 Security ID: Y1406M102 Meeting Date: JUN 28, 2010 Meeting Type: Annual Record Date: MAY 28, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution Proposal For For Management 5 Reappoint PricewaterhouseCoopers, Zhong For For Management Tian CPAs Limited Company and PricewaterhouseCoopers, Certified Public Accountants as PRC Domestic Auditors and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration 6a Elect Liu Shaoyong as Director For For Management 6b Elect Li Jun as Director For For Management 6c Elect Ma Xulun as Director For For Management 6d Elect Luo Chaogeng as Director For For Management 6e Elect Luo Zhuping as Director For For Management 6f Elect Sandy Ke-Yaw Liu as Independent For For Management Non-Executive Director 6g Elect Wu Xiaogen as Independent For For Management Non-Executive Director 6h Elect Ji Weidong as Independent For For Management Non-Executive Director 6i Elect Shao Ruiqing as Independent For For Management Non-Executive Director 7a Elect Liu Jiangbo as Shareholder For For Management Representative Supervisor 7b Elect Xu Zhao as Shareholder For For Management Representative Supervisor 7c Elect Liu Jiashun as Shareholder For For Management Representative Supervisor 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LIMITED Ticker: 600115 Security ID: 16937R104 Meeting Date: JUN 28, 2010 Meeting Type: Annual Record Date: MAY 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution Proposal For For Management 5 Reappoint PricewaterhouseCoopers, Zhong For For Management Tian CPAs Limited Company and PricewaterhouseCoopers, Certified Public Accountants as PRC Domestic Auditors and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration 6a Elect Liu Shaoyong as Director For For Management 6b Elect Li Jun as Director For For Management 6c Elect Ma Xulun as Director For For Management 6d Elect Luo Chaogeng as Director For For Management 6e Elect Luo Zhuping as Director For For Management 6f Elect Sandy Ke-Yaw Liu as Independent For For Management Non-Executive Director 6g Elect Wu Xiaogen as Independent For For Management Non-Executive Director 6h Elect Ji Weidong as Independent For For Management Non-Executive Director 6i Elect Shao Ruiqing as Independent For For Management Non-Executive Director 7a Elect Liu Jiangbo as Shareholder For For Management Representative Supervisor 7b Elect Xu Zhao as Shareholder For For Management Representative Supervisor 7c Elect Liu Jiashun as Shareholder For For Management Representative Supervisor 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA OILFIELD SERVICES LTD. Ticker: 601808 Security ID: Y15002101 Meeting Date: MAY 28, 2010 Meeting Type: Annual Record Date: MAY 6, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Proposed Profit Distribution For For Management and Annual Dividend 3 Accept Report of the Board of Directors For For Management 4 Accept Report of the Supervisory For For Management Committee 5 Approve the Performance Evaluation of For For Management 2008 and 2009 of the Stock Appreciation Rights Scheme 6 Reappoint Ernst & Young Hua Ming and For For Management Ernst & Young as Domestic and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration 7 Reelect Wu Mengei as a Non-Executive For For Management Director 8 Elect Fong Wo, Felix as Independent For For Management Non-Executive Director 9 Elect Chen Quansheng as Independent For For Management Non-Executive Director 10 Elect An Xuefen as Supervisor For For Management 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA OILFIELD SERVICES LTD. Ticker: 601808 Security ID: Y15002101 Meeting Date: JUN 28, 2010 Meeting Type: Special Record Date: JUN 7, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Share Type in Relation to the A For For Management Share Issue 1b Approve Nominal Value in Relation to For For Management the A Share Issue 1c Approve Offering Size in Relation to For For Management the A Share Issue 1d Approve Target Subscribers in Relation For For Management to the A Share Issue 1e Approve Preemptive Rights of Existing A For For Management Share Shareholders in Relation to the A Share Issue 1f Approve Basis for Determining the Issue For For Management Price in Relation to the A Share Issue 1g Approve Method of Issue in Relation to For For Management the A Share Issue 1h Approve Accumulated Profit Arrangement For For Management in Relation to the A Share Issue 1i Approve Place of Listing in Relation to For For Management the A Share Issue 1j Approve Expected Time Table in Relation For For Management to the A Share Issue 1k Approve Use of Proceeds in Relation to For For Management the A Share Issue 2 Authorize Board to Ratify and Execute For For Management the Approved Resolutions -------------------------------------------------------------------------------- CHINA OILFIELD SERVICES LTD. Ticker: 601808 Security ID: Y15002101 Meeting Date: JUN 28, 2010 Meeting Type: Special Record Date: JUN 7, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of A Share Issue For For Management 2 Approve Feasibility Study Report for For For Management the Use of Proceeds from A Share Issue 3 Approve Use of Proceeds from Fund For For Management Raising Activities 4a Approve Share Type in Relation to the A For For Management Share Issue 4b Approve Nominal Value in Relation to For For Management the A Share Issue 4c Approve Offering Size in Relation to For For Management the A Share Issue 4d Approve Target Subscribers in Relation For For Management to the A Share Issue 4e Approve Preemptive Rights of Existing A For For Management Share Shareholders in Relation to the A Share Issue 4f Approve Basis for Determining Issue For For Management Price in Relation to the A Share Issue 4g Approve Method of Issue in Relation to For For Management the A Share Issue 4h Approve Accumulated Profit Arrangement For For Management in Relation to the A Share Issue 4i Approve Place of Listing in Relation to For For Management the A Share Issue 4j Approve Expected Time Table in Relation For For Management to the A Share Issue 4k Approve Use of Proceeds in Relation to For For Management the A Share Issue 5 Authorize Board to Ratify and Execute For For Management the Approved Resolutions -------------------------------------------------------------------------------- CHINA PHARMACEUTICAL GROUP LTD Ticker: 1093 Security ID: Y15018131 Meeting Date: JUL 3, 2009 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Asset Swap Agreement Between For For Management the Company and China Charmaine Pharmaceutical Co. Ltd. -------------------------------------------------------------------------------- CHINA PHARMACEUTICAL GROUP LTD Ticker: 1093 Security ID: Y15018131 Meeting Date: MAY 28, 2010 Meeting Type: Annual Record Date: MAY 20, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Reelect Qi Moujia as Director For For Management 3b Reelect Yue Jin as Director For For Management 3c Reelect Feng Zhenying as Director For For Management 3d Reelect Chak Kin Man as Director For For Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Reappoint Auditors and Authorize Board For For Management to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES CO. LTD Ticker: 1055 Security ID: Y1503W102 Meeting Date: NOV 27, 2009 Meeting Type: Special Record Date: OCT 27, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal of the 50 Percent For For Management Shareholding in the Registered Capital of MTU Maintenance Zhuhai Co. Ltd. to China Southern Air Holding Ltd. 2 Approve Connected Transactions with For For Management Related Parties and Related Annual Caps -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES CO. LTD Ticker: 1055 Security ID: 169409109 Meeting Date: NOV 27, 2009 Meeting Type: Special Record Date: OCT 21, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal of the 50 Percent For For Management Shareholding in the Registered Capital of MTU Maintenance Zhuhai Co. Ltd. to China Southern Air Holding Ltd. 2 Approve Connected Transactions with For For Management Related Parties and Related Annual Caps -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES CO. LTD Ticker: 600029 Security ID: 169409109 Meeting Date: APR 30, 2010 Meeting Type: Special Record Date: MAR 26, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Resolution to Consider the For For Management Satisfaction of the Conditions of the Non-Public Issue of A Shares and H Shares by China Southern Airlines Co. Ltd. 2a Approve Types of Shares to be Issued For For Management and Par Value in Relation to the Non-Public Issue of A Shares and H Shares 2b Approve Issue Mechanism and For For Management Subscription Method in Relation to the Non-Public Issue of A Shares and H Shares 2c Approve Targeted Subscribers and their For For Management Relationship with the Company in Relation to the Non-Public Issue of A Shares and H Shares 2d Approve Price Determination Date in For For Management Relation to the Non-Public Issue of A Shares and H Shares 2e Approve Mininum Issue Price in Relation For For Management to the Non-Public Issue of A Shares and H Shares 2f Approve Number of Shares to be Issued For For Management and Issue Scale in Relation to the Non-Public Issue of A Shares and H Shares 2g Approve Adjustment to the Number of For For Management Shares Issued and Minimum Issue Price in Relation to Non-Public Issue of A Shares and H Shares 2h Appprove Lock-up Period in Relation to For For Management the Non-Public Issue of A Shares and H Shares 2i Approve Place of Listing in Relation to For For Management the Non-Public Issue of A Shares and H Shares 2j Approve Use of Proceeds in Relation to For For Management the Non-Public Issue of A Shares and H Shares 2k Approve Relationship between the For For Management Non-public Issue of A Shares and Non-public Issue of H Shares 2l Approve Arrangement for the For For Management Distribution of Profits Accumulated Before the Non-Public Issue of Shares 2m Approve Proposal for the Non-Public For For Management Issue of A Shares by China Southern Airlines Co. Ltd. 2n Approve Validity Period of Resolution For For Management 3 Approove Subscription Agreement For For Management Relating to the Subscription of Non-Public Issue of A Shares and Non-Public issue of H Shares of China Southern Airlines Co. Ltd. 4 Amend Articles of Association as a For For Management Result of the Non-Public Issue of A Shares and the Non-Public Issue of H Shares 5 Approve Explanation on the Use of For For Management Proceeds from Previous Fundraising Activities 6 Approve Feasibility Study Report on For For Management the Funds Raised from the Non-Public Issue of A Shares of China Southern Airlines Co. Ltd. 7 Waive Requirement for Mandatory General For For Management Offer to Independent Shareholders 8 Authorize the Board to Ratify and For For Management Execute the Approved Resolutions in Relation to the Non-Public Issue of A Shares and H Shares -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES CO. LTD Ticker: 600029 Security ID: Y1503W102 Meeting Date: APR 30, 2010 Meeting Type: Special Record Date: MAR 30, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Resolution to Consider the For For Management Satisfaction of the Conditions of the Non-public Issue of A Shares and H Shares by China Southern Airlines Co. Ltd. 2a Approve Types of Shares to be Issued For For Management and Par Value in Relation to the Non-public Issue of A Shares and H Shares 2b Approve Issue Mechanism and For For Management Subscription Method in Relation to the Non-public Issue of A Shares and H Shares 2c Approve Targeted Subscribers and their For For Management Relationship with the Company in Relation to the Non-public Issue of A Shares and H Shares 2d Approve Price Determination Date in For For Management Relation to the Non-public Issue of A Shares and H Shares 2e Approve Minimum Issue Price in Relation For For Management to the Non-public Issue of A Shares and H Shares 2f Approve Number of Shares to be Issued For For Management and Issue Scale in Relation to the Non-Public Issue of A Shares and H Shares 2g Approve Adjustment to the Number of For For Management Shares Issued and Minimum Issue Price in Relation to Non-public Issue of A Shares and H Shares 2h Approve Lock-up Period in Relation to For For Management the Non-public Issue of A Shares and H Shares 2i Approve Place of Listing in Relation to For For Management the Non-public Issue of A Shares and H Shares 2j Approve Use of Proceeds in Relation to For For Management the Non-public Issue of A Shares and H Shares 2k Approve Relationship between the For For Management Non-public Issue of A Shares and Non-public Issue of H Shares 2l Approve Arrangement for the For For Management Distribution of Profits Accumulated Before the Non-public Issue of Shares 2m Approve Proposal for the Non-public For For Management Issue of A Shares by China Southern Airlines Co. Ltd. 2n Approve Validity Period of Resolution For For Management 3 Approve Subscription Agreement Relating For For Management to the Subscription of Non-public Issue of A Shares and Non-public issue of H Shares of China Southern Airlines Co. Ltd. 4 Amend Articles of Association as a For For Management Result of the Non-public Issue of A Shares and the Non-public Issue of H Shares 5 Approve Explanation on the Use of For For Management Proceeds from Previous Fund Raising Activities 6 Approve Feasibility Study Report on the For For Management Funds Raised from the Non-public Issue of A Shares of China Southern Airlines Co. Ltd. 7 Waive Requirement for Mandatory General For For Management Offer to Independent Shareholders 8 Authorize the Board to Ratify and For For Management Execute the Approved Resolutions in Relation to the Non-public Issue of A Shares and H Shares -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES CO. LTD Ticker: 600029 Security ID: Y1503W102 Meeting Date: APR 30, 2010 Meeting Type: Special Record Date: MAR 30, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Satisfaction of Conditions of For For Management the Non-Public Issue of A Shares and Non-Public Issue of H Shares 2a Approve Types of Shares to be Issued For For Management and Par Value in Relation to the Non-Public Issue of A Shares and Non-Public Issue of H Shares 2b Approve Issue Mechanism and For For Management Subscription Method in Relation to the Non-Public Issue of A Shares and Non-Public Issue of H Shares 2c Approve Targeted Subscribers and Their For For Management Relationship with the Company in Relation to the Non-Public Issue of A Shares and Non-Public Issue of H Shares 2d Approve Price Determination Date in For For Management Relation to the Non-Public Issue of A Shares and Non-Public Issue of H Shares 2e Approve Minimum Issue Price in Relation For For Management to the Non-Public Issue of A Shares and Non-Public Issue of H Shares 2f Approve Number of Shares to be Issued For For Management and the Issue Scale in Relation to the Non-Public Issue of A Shares and Non-Public Issue of H Shares 2g Approve Adjustment to the Number of For For Management Shares to be Issued and the Minimum Issue Price in Relation to the Non-Public Issue of A Shares and Non-Public Issue of H Shares 2h Approve Lock-up Period in Relation to For For Management the Non-Public Issue of A Shares and Non-Public Issue of H Shares 2i Approve Place of Listing in Relation to For For Management the Non-Public Issue of A Shares and Non-Public Issue of H Shares 2j Approve Use of Proceeds in Relation to For For Management the Non-Public Issue of A Shares and Non-Public Issue of H Shares 2k Approve the Relationship Between the For For Management Non-Public Issue of A Shares and Non-Public Issue of H Shares 2l Approve the Arrangement for the For For Management Distribution of Profits Accumulated Before the Non-Public Issue of Shares 2m Approve Proposal for Non-Public Issue For For Management of A Shares by China Southern Airlines Company Ltd. 2n Approve the Validity Period of For For Management Resolution 3 Approve Subscription Agreement in For For Management Relation to Subscription of Non-Public Issue of A Shares and H Shares of China Southern Airlines Company Ltd. -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES CO. LTD Ticker: 600029 Security ID: Y1503W102 Meeting Date: JUN 30, 2010 Meeting Type: Annual Record Date: MAY 28, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of Directors For For Management 2 Accept Report of Supervisory Committee For For Management 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution Proposal For For Management 5 Appoint KPMG Huazhen and KPMG as PRC For For Management and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration 6 Approve 2009 Annual Cap of Continuing For For Management Connected Transactions Between the Company and CSAHC and Its Controlled Entities 7 Approve Airline Service Agreement For For Management Between the Company and TravelSky Technology Limited 8 Approve the Proposal to the Extension None For Shareholder of the Term of the Fifth Session of the Board until the Sixth Session of the Board is Elected 9 Approve the Proposal to the Extension None For Shareholder of the Term of the Fifth Session of the Supervisory Committee until the Sixth Session of the Supervisory Committee is Elected -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES CO. LTD Ticker: 600029 Security ID: 169409109 Meeting Date: JUN 30, 2010 Meeting Type: Annual Record Date: MAY 21, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of Directors For For Management 2 Accept Report of Supervisory Committee For For Management 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution Proposal For For Management 5 Appoint KPMG Huazhen and KPMG as PRC For For Management and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration 6 Approve 2009 Annual Cap of Continuing For For Management Connected Transactions Between the Company and CSAHC and Its Controlled Entities 7 Approve Airline Service Agreement For For Management Between the Company and TravelSky Technology Limited 8 Approve the Proposal to the Extension None For Shareholder of the Term of the Fifth Session of the Board until the Sixth Session of the Board is Elected 9 Approve the Proposal to the Extension None For Shareholder of the Term of the Fifth Session of the Supervisory Committee until the Sixth Session of the Supervisory Committee is Elected -------------------------------------------------------------------------------- CLIMATE EXCHANGE PLC (FRM. CHICAGO ENVIRONMENTAL PLC) Ticker: CLE Security ID: G2311R103 Meeting Date: JUN 7, 2010 Meeting Type: Annual Record Date: JUN 5, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports (Voting) 2 Approve Remuneration of Directors For For Management 3 Reappoint KPMG Audit LLC as Auditors For For Management and Authorise Board to Fix Their Remuneration 4 Authorise Shares for Market Purchase For For Management -------------------------------------------------------------------------------- CNPC HONG KONG LTD. Ticker: 135 Security ID: G2237F100 Meeting Date: OCT 20, 2009 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition Agreement with CNPC For For Management Pipeline Bureau and Related Transactions -------------------------------------------------------------------------------- CNPC HONG KONG LTD. Ticker: 135 Security ID: G2237F126 Meeting Date: JAN 28, 2010 Meeting Type: Special Record Date: JAN 13, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Huayou Share Acquisition For For Management Agreement 2 Approve Refined Oil Storage Assets For For Management Disposal Agreement and Refined Oil Pipeline Transmission Assets Disposal Agreement 3 Approve Financial Services Agreement For Against Management 4 Approve Revised Annual Caps for the For Against Management Continuing Connected Transactions for the Two Years Ending Dec. 31, 2011 -------------------------------------------------------------------------------- COHEN & STEERS, INC. Ticker: CNS Security ID: 19247A100 Meeting Date: MAY 7, 2010 Meeting Type: Annual Record Date: MAR 12, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Martin Cohen For For Management 2 Elect Director Robert H. Steers For For Management 3 Elect Director Richard E. Bruce For For Management 4 Elect Director Peter L. Rhein For For Management 5 Elect Director Richard P. Simon For For Management 6 Elect Director Edmond D. Villani For For Management 7 Ratify Auditors For For Management -------------------------------------------------------------------------------- COVANTA HOLDING CORPORATION Ticker: CVA Security ID: 22282E102 Meeting Date: MAY 6, 2010 Meeting Type: Annual Record Date: MAR 12, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Barse For For Management 1.2 Elect Director Ronald J. Broglio For For Management 1.3 Elect Director Peter C.B. Bynoe For For Management 1.4 Elect Director Linda J. Fisher For For Management 1.5 Elect Director Joseph M. Holsten For For Management 1.6 Elect Director Anthony J. Orlando For For Management 1.7 Elect Director William C. Pate For For Management 1.8 Elect Director Robert S. Silberman For For Management 1.9 Elect Director Jean Smith For For Management 1.10 Elect Director Samuel Zell For For Management 2 Ratify Auditors For For Management 3 Amend Equity Award Plan for Employees Against Against Shareholder and Officers -------------------------------------------------------------------------------- DATANG INTERNATIONAL POWER GENERATION CO. LTD Ticker: 991 Security ID: Y20020106 Meeting Date: AUG 10, 2009 Meeting Type: Special Record Date: JUL 10, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Guarantee for the For For Management Borrowing of Inner Mongolia Datang International Zhuozi Windpower Co. Ltd. 2 Approve Provision of Guarantee for the For For Management Borrowing of Jiangsu Datang International Lvsigang Power Generation Co. Ltd. 3 Approve Provision of Guarantee for the For Against Management Borrowing of Yunnan Datang International Lixianjiang Hydropower Development Co. Ltd. 4 Approve Provision of Guarantee for the For Against Management Borrowing of Inner Mongolia Datang International Hohhot Thermal Power Generation Co. Ltd. 5 Approve Provision of Guarantee for the For Against Management Borrowing of Inner Mongolia Datang International Renewable Energy Resource Development Co. Ltd. -------------------------------------------------------------------------------- DATANG INTERNATIONAL POWER GENERATION CO. LTD Ticker: 0991 Security ID: Y20020106 Meeting Date: APR 19, 2010 Meeting Type: Special Record Date: MAR 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Fund Contribution of Datang For For Management Energy and Chemical Co. Ltd. to Establish Inner Mongolia Datang International Duolun Coal Chemical Co. Ltd. for the Purposes of Constructing and Operating the Duolun Coal Chemical Project 2 Approve Provision of Counter-Guarantee For For Management by the Company for a Loan of Datang International (Hong Kong) Ltd. 3 Approve Provision of Entrusted Loan to For For Management Inner Mongolia Datang International Duolun Coal Chemical Co. Ltd. by China Datang Finance Co. Ltd. under the Revolving Entrusted Loan Agreement -------------------------------------------------------------------------------- DATANG INTERNATIONAL POWER GENERATION CO. LTD Ticker: 0991 Security ID: Y20020106 Meeting Date: JUN 11, 2010 Meeting Type: Annual Record Date: MAY 12, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution Proposal For For Management 5 Approve Provisions of Guarantees for For For Management Financings of Xinyu Power Company, Qian'an Thermal Power Company, Diaobingshan Power Company, Liaoning Wind Power Company and Zhangzhou Wind Power Company 6 Approve Capital Contribution to the For For Shareholder Establishment of Fuxin Coal-Based Gas Company 7 Approve Adjustment of Total Investment For For Shareholder and Capital Contribution Proposal of Keqi Coal-Based Gas Project 8 Appoint RSM China Certified Public For For Shareholder Accountants and RSM Nelson Wheeler Certified Public Accountants as Domestic Auditors 9 Amend Articles of Association For For Management 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11 Approve Non-Public Issuance of A Shares For For Shareholder (A Share Issue) 12a Approve Type of Shares to be Issued and For For Shareholder Par Value for the A Share Issue 12b Approve Number of Shares to be Issued For For Shareholder Under the A Share Issue 12c Approve Method and Time of the A Share For For Shareholder Issue 12d Approve Target Subscribers and For For Shareholder Subscription Method of the A Share Issue 12e Approve Place of Listing of the A Share For For Shareholder Issue 12f Approve Issue Price and Method of For For Shareholder Pricing of the A Share Issue 12g Approve Use of Fundraising Proceeds For For Shareholder from the A Share Issue 12h Approve Arrangement for the Accumulated For For Shareholder Profits Prior to the Current Issue Under the A Share Issue 12i Approve Arrangement for the Lock-Up For For Shareholder Period of the A Share Issue 12j Approve the Effective Period for the For For Shareholder Resolution on the Current A Share Issue 13 Approve Feasibility Analysis Report on For For Shareholder the Use of Fundraising Proceeds 14 Approve Report on the Previous Use of For Against Shareholder Fundraising Proceeds 15 Approve General Meeting to Authorise For For Shareholder the Board to Conduct All Matters in Relation to the Current Non-Public Issue of A Shares -------------------------------------------------------------------------------- DREAMWORKS ANIMATION SKG, INC. Ticker: DWA Security ID: 26153C103 Meeting Date: MAY 12, 2010 Meeting Type: Annual Record Date: MAR 23, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey Katzenberg For Withhold Management 1.2 Elect Director Roger A. Enrico For For Management 1.3 Elect Director Lewis Coleman For For Management 1.4 Elect Director Harry Brittenham For For Management 1.5 Elect Director Thomas Freston For For Management 1.6 Elect Director Judson C. Green For For Management 1.7 Director Mellody Hobson For For Management 1.8 Elect Director Michael Montgomery For For Management 1.9 Elect Director Nathan Myhrvold For For Management 1.10 Elect Director Richard Sherman For For Management 2 Ratify Auditors For For Management 3 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- DYNEGY INC. Ticker: DYN Security ID: 26817G102 Meeting Date: MAY 21, 2010 Meeting Type: Annual Record Date: MAR 23, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce A. Williamson For For Management 1.2 Elect Director David W. Biegler For For Management 1.3 Elect Director Thomas D. Clark, Jr. For For Management 1.4 Elect Director Victor E. Grijalva For For Management 1.5 Elect Director Patricia A. Hammick For For Management 1.6 Elect Director Howard B. Sheppard For For Management 1.7 Elect Director William L. Trubeck For For Management 2 Approve Reverse Stock Split For For Management 3 Eliminate Class of Common Stock For For Management 4 Approve Omnibus Stock Plan For For Management 5 Approve Executive Incentive Bonus Plan For For Management 6 Ratify Auditors For For Management 7 Adopt Quantitative GHG Goals for Against For Shareholder Products and Operations -------------------------------------------------------------------------------- EAST WEST BANCORP, INC. Ticker: EWBC Security ID: 27579R104 Meeting Date: MAR 25, 2010 Meeting Type: Special Record Date: FEB 12, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion of Securities For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- EAST WEST BANCORP, INC. Ticker: EWBC Security ID: 27579R104 Meeting Date: MAY 27, 2010 Meeting Type: Annual Record Date: MAR 31, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Iris S. Chan For For Management 1.2 Elect Director Peggy Cherng For For Management 1.3 Elect Director Rudolph I. Estrada For Withhold Management 1.4 Elect Director Julia S. Gouw For For Management 1.5 Elect Director Paul H. Irving For For Management 1.6 Elect Director Andrew S. Kane For For Management 1.7 Elect Director John Lee For For Management 1.8 Elect Director Herman Y. Li For For Management 1.9 Elect Director Jack C. Liu For For Management 1.10 Elect Director Dominic Ng For For Management 1.11 Elect Director Keith W. Renken For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- FIRST BANK OF DELAWARE Ticker: FBOD Security ID: 319307104 Meeting Date: MAY 10, 2010 Meeting Type: Annual Record Date: MAR 15, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Harris Wildstein For Withhold Management 2 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- FORTESCUE METALS GROUP LTD. Ticker: FMG Security ID: Q39360104 Meeting Date: NOV 19, 2009 Meeting Type: Annual Record Date: NOV 17, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Remuneration Report for the For For Management Financial Year Ended June 30, 2009 2 Elect Ian Cumming as a Director For For Management 3 Elect Li Xiaowei as a Director For For Management 4 Elect Herb Elliott as a Director For For Management 5 Elect Ken Ambrecht as a Director For For Management 6 Approve the Grant of Up to 1,915 Bonus For For Management Shares at an Issue Price of A$4.31 Each to Andrew Forrest, Executive Director, Pursuant to the Bonus Share Plan 7 Approve the Fortescue Metals Group Ltd For For Management Performance Share Plan 8 Approve the Grant of a Total of 249,685 For For Management Performance Rights to Andrew Forrest, Graeme Rowley and Russell Scrimshaw, Executive Directors, or Their Nominees Pursuant to the Performance Share Plan 9 Approve the Increase in the Maximum None For Management Aggregate Remuneration for Non-Executive Directors from A$750,000 to A$1 Million per Annum -------------------------------------------------------------------------------- FRANCO-NEVADA CORP. Ticker: FNV Security ID: 351858105 Meeting Date: MAY 12, 2010 Meeting Type: Annual/Special Record Date: APR 7, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pierre Lassonde For For Management 1.2 Elect Director David Harquail For For Management 1.3 Elect Director Derek W. Evans For For Management 1.4 Elect Director Graham Farquharson For For Management 1.5 Elect Director Louis Gignac For For Management 1.6 Elect Director Randall Oliphant For For Management 1.7 Elect Director David R. Peterson For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Approve Share Compensation Plan For For Management 4 Advisory Vote on Executive Compensation For For Management Approach -------------------------------------------------------------------------------- GOLD WHEATON GOLD CORP. Ticker: GLW Security ID: 38075N109 Meeting Date: JAN 11, 2010 Meeting Type: Special Record Date: DEC 7, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Consolidation For For Management -------------------------------------------------------------------------------- GOLD WHEATON GOLD CORP. Ticker: GLW Security ID: 38075N406 Meeting Date: JUN 15, 2010 Meeting Type: Annual Record Date: MAY 11, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors Five For For Management 2.1 Elect David Cohen as Director For For Management 2.2 Elect Francesco Aquilini as Director For For Management 2.3 Elect Frank Giustra as Director For For Management 2.4 Elect Terry MacGibbon as Director For For Management 2.5 Elect Nolan Watson as Director For For Management 3 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- GUANGSHEN RAILWAY CO Ticker: GSH Security ID: Y2930P108 Meeting Date: JUN 22, 2010 Meeting Type: Annual Record Date: MAY 20, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Work Report of the Board of For For Management Directors 2 Accept Work Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Proposed Profit Distribution For For Management 5 Approve Financial Budget for 2010 For For Management 6 Reappoint PricewaterhouseCoopers Zhong For For Management Tian CPAs Co., Ltd. as PRC Auditors and Authorize Board to Fix Their Remuneration 7 Reappoint PricewaterhouseCoopers as For For Management International Auditors and Authorize Board to Fix Their Remuneration 8 Approve Removal of Cao Jianguo as None For Shareholder Director 9 Approve Removal of He Yuhua as Director None For Shareholder 10a Elect Xu Xiaoming as Non-Independent None For Shareholder Director 10b Elect Guo Zhuxue as Non-Independent None For Shareholder Director 11 Approve Removal of Yao Muming as None For Shareholder Supervisor 12 Elect Xu Ling as Supervisor None For Shareholder -------------------------------------------------------------------------------- HAINAN MEILAN INTERNATIONAL AIRPORT CO., LTD. Ticker: 357 Security ID: Y2983U103 Meeting Date: MAY 31, 2010 Meeting Type: Annual Record Date: APR 30, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Report 4 Approve Final Dividend For For Management 5 Reappoint PricewaterhouseCoopers and For For Management Zon Zun Certified Public Accountants Office Ltd. Respectively as the Company's International and Domestic Auditors and Authorize the Board to Fix Their Remuneration 6 Approve Remuneration Proposal for For For Management Directors, Supervisors, and Company Secretary for 2010 7 Other Business (Voting) For Against Management 8 Other Business (Voting) For Against Management -------------------------------------------------------------------------------- HAINAN MEILAN INTERNATIONAL AIRPORT CO., LTD. Ticker: 357 Security ID: Y2983U103 Meeting Date: MAY 31, 2010 Meeting Type: Special Record Date: APR 30, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of 24.5 Percent For For Management Equity Interest in HNA Airport Holding (Group) Company Ltd., from Kingward Investment Ltd. 2 Approve Acquisition of 30 Percent For For Management Equity Interest in HNA Airport Holding (Group) Company Ltd. from HNA Group Company Ltd. 3 Approve Proposed A Share Issue of 200 For For Management Million A Shares of RMB 1 Each 4 Approve Use of Proceeds from in For For Management Relation to the A Share Issue 5a Amend Articles of Association For For Management 5b Amend Rules and Procedures Re: For For Management Shareholder's Meetings (Draft) 5c Amend Rules and Procedures Re: Board For For Management Meetings (Draft) 5d Amend Rules and Procedures Re: For For Management Supervisory Committee Meetings (Draft) 5e Approve Connected Transaction For For Management Decision-Making System (Draft) 5f Approve System for Setting Aside Funds For For Management Raised for Special Purposes 5g Authorize Board to Make All Necessary For For Management Amendements to the Articles of Association of the Company 6 Authorize Board to Do All Such Acts For For Management Necessary to Implement the A Share Issue 7 Approve Special Dividend of RMB 0.35 For For Management Per Share -------------------------------------------------------------------------------- HAINAN MEILAN INTERNATIONAL AIRPORT CO., LTD. Ticker: 357 Security ID: Y2983U103 Meeting Date: MAY 31, 2010 Meeting Type: Special Record Date: APR 30, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed A Share Issue of 200 For For Management Million A Shares of RMB 1 Each -------------------------------------------------------------------------------- HAINAN MEILAN INTERNATIONAL AIRPORT COMPANY LIMITED (FORMERL Ticker: 357 Security ID: Y2983U103 Meeting Date: OCT 12, 2009 Meeting Type: Special Record Date: SEP 11, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xing Xihong as Executive Director For For Management -------------------------------------------------------------------------------- HAINAN MEILAN INTERNATIONAL AIRPORT COMPANY LIMITED (FORMERL Ticker: 357 Security ID: Y2983U103 Meeting Date: DEC 28, 2009 Meeting Type: Special Record Date: NOV 27, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Connected Transaction with For For Management Related Party and Related Annual Caps -------------------------------------------------------------------------------- HUADIAN POWER INTERNATIONAL (FORMER SHANDONG INT'L POWER DEV Ticker: 600027 Security ID: Y3738Y101 Meeting Date: DEC 22, 2009 Meeting Type: Special Record Date: NOV 20, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Provision of an Annual Average For For Management Loan Balance Not Exceeding RMB 16 Billion for Each of the Financial Year from 2009 to 2011 by China Huadian and its Subsidiaries to the Company and its Subsidiaries 1b Approve Provision of Annual Average For For Management Loan Balance Not Exceeding RMB 8 Billion for Each of the Financial Year from 2009 to 2011 by Shandong International Trust to the Company and its Subsidiaries 2 Elect Chen Dianlu as Non-Executive For For Management Director -------------------------------------------------------------------------------- HUADIAN POWER INTERNATIONAL CORPORATION LTD. (FORMER SHANDONG INT'L POWER DEV Ticker: 600027 Security ID: Y3738Y101 Meeting Date: JUN 8, 2010 Meeting Type: Annual Record Date: MAY 7, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Approve Profit Distribution Proposal For For Management 4 Accept Financial Statements and For For Management Statutory Reports 5 Reappoint KPMG and KPMG Huazhen as For For Management International and Domestic Auditors, Respectively, and Authorize the Board to Fix Their Remuneration 6 Accept Report of the Independent For For Management Non-Executive Directors 7 Approve Resolution in Relation to the For For Management Provision of Project Loan Guarantee to the Subsidiaries of the Company 8a Issuance of Short-Term Debentures For For Management 8b Issuance of Medium-Term Notes For For Management 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- INMET MINING CORP. Ticker: IMN Security ID: 457983104 Meeting Date: APR 27, 2010 Meeting Type: Annual/Special Record Date: MAR 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Yilmaz Arguden as Director For For Management 1.2 Elect David R. Beatty as Director For For Management 1.3 Elect John C. Eby as Director For For Management 1.4 Elect Paul E. Gagne as Director For For Management 1.5 Elect Oyvind Hushovd as Director For For Management 1.6 Elect Thomas E. Mara as Director For For Management 1.7 Elect Wolf K. Seidler as Director For For Management 1.8 Elect Jochen Tilk as Director For For Management 1.9 Elect James M. Tory as Director For For Management 1.10 Elect Douglas W.G. Whitehead as For For Management Director 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- INTERCONTINENTALEXCHANGE, INC. Ticker: ICE Security ID: 45865V100 Meeting Date: MAY 21, 2010 Meeting Type: Annual Record Date: MAR 23, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles R. Crisp For For Management 1.2 Elect Director Jean-Marc Forneri For For Management 1.3 Elect Director Fred W. Hatfield For For Management 1.4 Elect Director Terrence F. Martell For For Management 1.5 Elect Director Sir Callum McCarthy For For Management 1.6 Elect Director Sir Robert Reid For For Management 1.7 Elect Director Frederic V. Salerno For For Management 1.8 Elect Director Jeffrey C. Sprecher For For Management 1.9 Elect Director Judith A. Sprieser For For Management 1.10 Elect Director Vincent Tese For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- JARDEN CORPORATION Ticker: JAH Security ID: 471109108 Meeting Date: MAY 20, 2010 Meeting Type: Annual Record Date: MAR 30, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ian G.H Ashken For For Management 1.2 Elect Director Richard L. Molen For For Management 1.3 Elect Director Robert L. Wood For For Management 2 Approve Qualified Employee Stock For For Management Purchase Plan 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- JEFFERIES GROUP, INC. Ticker: JEF Security ID: 472319102 Meeting Date: MAY 17, 2010 Meeting Type: Annual Record Date: MAR 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard B. Handler For For Management 1.2 Elect Director Brian P. Friedman For For Management 1.3 Elect Director W. Patrick Campbell For Withhold Management 1.4 Elect Director Ian M. Cumming For Withhold Management 1.5 Elect Director Richard G. Dooley For Withhold Management 1.6 Elect Director Robert E. Joyal For Withhold Management 1.7 Elect Director Michael T. O?Kane For Withhold Management 1.8 Elect Director Joseph S. Steinberg For Withhold Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- JSE LTD Ticker: JSE Security ID: S4254A102 Meeting Date: APR 22, 2010 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 December 2009 2 Re-elect Bobby Johnston as Director For For Management 3 Re-elect David Lawrence as Director For For Management 4 Re-elect Sam Nematswerani as Director For For Management 5 Re-elect Zitulele Combi as Director For For Management 6 Elect Nonkululeko Nyembezi-Heita For For Management 7 Reappoint KPMG Inc as Auditors of the For For Management Company and Vanessa Yuill as the Designated Auditor 8 Approve Final Dividend For For Management 9 Approve Long Term Incentive Scheme For For Management 10 Authorise Repurchase of Shares for the For For Management Purpose of Giving Effect to the Long Term Incentive Scheme 11 Authorise Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Approve Remuneration Policy For For Management 13 Approve 9 Percent Increase in Annual For For Management Retainer of Non-executive Directors 14 Approve 9 Percent Increase in Meeting For For Management Fee of Non-executive Directors 15.1 Approve 20 Percent Increase in Meeting For For Management Fee of Audit Committee Members 15.2 Approve 20 Percent Increase in Annual For For Management Retainer of the Audit Committee Chairman -------------------------------------------------------------------------------- KEWEENAW LAND ASSOCIATION, LIMITED Ticker: KEWL Security ID: 493026108 Meeting Date: MAY 24, 2010 Meeting Type: Proxy Contest Record Date: MAR 29, 2010 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (Green Card) None None 1.1 Elect Directors John E. Earhart For Did Not Vote Management 1.2 Elect Directors Marjorie E. Nesbitt For Did Not Vote Management 2 Ratify Auditors For Did Not Vote Management 3 Reduce Supermajority Vote Requirement Against Did Not Vote Shareholder 4 Amend Bylaws to Require Company to Against Did Not Vote Shareholder Register Shares Under Exchange Act 5 Amend Articles of Incorporation to Against Did Not Vote Shareholder Repeal Supermajority Vote # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (White Card) None None 1.1 Elect Director Ronald S. Gutstein For For Shareholder 1.2 Elect Director Scott Frisoli For Withhold Shareholder 2 Reduce Supermajority Vote Requirement None For Shareholder 3 Amend Bylaws to Require Company to None Against Shareholder Register Shares Under Exchange Act 4 Amend Articles of Incorporation to None For Shareholder Repeal Supermajority Vote -------------------------------------------------------------------------------- KUNLUN ENERGY COMPANY LTD Ticker: 135 Security ID: G2237F126 Meeting Date: MAR 5, 2010 Meeting Type: Special Record Date: FEB 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Change Company Name To Kunlun Energy For For Management Company Ltd. and Adopt Secondary Chinese Name -------------------------------------------------------------------------------- KUNLUN ENERGY COMPANY LTD Ticker: 135 Security ID: G5320C108 Meeting Date: JUN 10, 2010 Meeting Type: Annual Record Date: MAY 26, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend of HK$0.07 Per For For Management Share 3a1 Reelect Zhang Bowen as Director For For Management 3a2 Reelect Liu Xiao Feng as Director For For Management 3b Authorize Directors to Fix the For For Management Remuneration of Directors 4 Appoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- KUNLUN ENERGY COMPANY LTD Ticker: 135 Security ID: G5320C108 Meeting Date: JUN 10, 2010 Meeting Type: Special Record Date: MAY 26, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquistion of 55 Percent Equity For For Management Interest in Jiangsu LNG Company from PetroChina Company Ltd. 2 Approve Revised Caps of the Continuing For For Management Connected Transactions 3 Approve Continuing Connected For For Management Transactions with China National Petroleum Corporation under the Third Supplemental Agreement and Related Caps -------------------------------------------------------------------------------- LABRANCHE & CO INC. Ticker: LAB Security ID: 505447102 Meeting Date: MAY 18, 2010 Meeting Type: Annual Record Date: MAR 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Katherine E. Dietze For For Management 1.2 Elect Director Donald E. Kiernan For For Management 2 Approve Omnibus Stock Plan For For Management 3 Amend Executive Incentive Bonus Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- LICT CORPORATION Ticker: LICT Security ID: 50187G104 Meeting Date: JUN 3, 2010 Meeting Type: Annual Record Date: APR 21, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Glenn J. Angiolillo For For Management 1.2 Elect Director Alfred W. Fiore For For Management 1.3 Elect Director Mario J. Gabelli For Withhold Management 1.4 Elect Director Daniel R. Lee For For Management 1.5 Elect Director Salvatore Muoio For For Management 1.6 Elect Director Gary L. Sugarman For For Management -------------------------------------------------------------------------------- LINK REAL ESTATE INVESTMENT TRUST, THE Ticker: 823 Security ID: Y5281M111 Meeting Date: JUL 29, 2009 Meeting Type: Annual Record Date: JUL 23, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Note Financial Statements and Auditors' None None Management Reports 2 Note Appointment of Auditors and Fixing None None Management of Their Remuneration 3 Reelect George Kwok Lung Hongchoy as For For Management Director of the Manager 4a Reelect Michael Ian Arnold as Director For For Management of the Manager 4b Reelect Anthony Chow Wing Kin as For For Management Director of the Manager 4c Reeect Allan Zeman as Director of the For For Management Manager 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- MANTECH INTERNATIONAL CORPORATION Ticker: MANT Security ID: 564563104 Meeting Date: MAY 12, 2010 Meeting Type: Annual Record Date: MAR 18, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George J. Pedersen For For Management 1.2 Elect Director Richard L. Armitage For For Management 1.3 Elect Director Mary K. Bush For For Management 1.4 Elect Director Barry G. Campbell For For Management 1.5 Elect Director W.R. Fatzinger, Jr. For For Management 1.6 Elect Director David E. Jeremiah For For Management 1.7 Elect Director Richard J. Kerr For For Management 1.8 Elect Director Kenneth A. Minihan For For Management 1.9 Elect Director Stephen W. Porter For For Management 1.10 Elect Director Lawrence B. Prior, III For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- MBIA INC. Ticker: MBI Security ID: 55262C100 Meeting Date: MAY 4, 2010 Meeting Type: Annual Record Date: MAR 10, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph W. Brown For For Management 1.2 Elect Director David A. Coulter For Against Management 1.3 Elect Director Claire L. Gaudiani For Against Management 1.4 Elect Director Daniel P. Kearney For Against Management 1.5 Elect Director Kewsong Lee For For Management 1.6 Elect Director Laurence H. Meyer For For Management 1.7 Elect Director Charles R. Rinehart For For Management 1.8 Elect Director Theodore Shasta For For Management 1.9 Elect Director Richard C. Vaughan For Against Management 2 Approve Executive Incentive Bonus Plan For For Management 3 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation 4 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation 5 Ratify Auditors For For Management -------------------------------------------------------------------------------- MELCO INTERNATIONAL DEVELOPMENT LTD Ticker: 200 Security ID: Y59683188 Meeting Date: FEB 8, 2010 Meeting Type: Special Record Date: JAN 25, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Terms of the HK$1.2 Billion in For For Management Principal Amount of Convertible Loan Notes Due 2010 Issued to Great Respect Ltd. and the Related Transactions 2 Waive Requirement for Mandatory Offer For For Management to All Shareholders -------------------------------------------------------------------------------- MELCO INTERNATIONAL DEVELOPMENT LTD Ticker: 200 Security ID: Y59683188 Meeting Date: JUN 22, 2010 Meeting Type: Annual Record Date: JUN 8, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a1 Reelect Chung Yuk Man, Clarence as For For Management Director 2a2 Reelect Sham Sui Leung, Daniel as For For Management Director 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Reappoint Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5b Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- MELCO INTERNATIONAL DEVELOPMENT LTD Ticker: 200 Security ID: Y59683188 Meeting Date: JUN 22, 2010 Meeting Type: Special Record Date: JUN 8, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal of the Entire Share For For Management Capital of Elixir International Ltd. -------------------------------------------------------------------------------- NARA BANCORP, INC. Ticker: NARA Security ID: 63080P105 Meeting Date: JUN 29, 2010 Meeting Type: Annual Record Date: MAY 5, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven D. Broidy For For Management 1.2 Elect Director Louis M. Cosso For For Management 1.3 Elect Director Alvin D. Kang For For Management 1.4 Elect Director Chong-Moon Lee For For Management 1.5 Elect Director Jesun Paik For For Management 1.6 Elect Director Hyon Man Park For For Management 1.7 Elect Director Ki Suh Park For Withhold Management 1.8 Elect Director Scott Yoon-suk Whang For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- NASDAQ OMX GROUP, INC., THE Ticker: NDAQ Security ID: 631103108 Meeting Date: MAY 27, 2010 Meeting Type: Annual Record Date: APR 1, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Urban Backstrom For For Management 2 Elect Director H. Furlong Baldwin For For Management 3 Elect Director Michael Casey For Against Management 4 Elect Director Lon Gorman For Against Management 5 Elect Director Robert Greifeld For For Management 6 Elect Director Glenn H. Hutchins For Against Management 7 Elect Director Birgitta Kantola For Against Management 8 Elect Director Essa Kazim For For Management 9 Elect Director John D. Markese For For Management 10 Elect Director Hans Munk Nielsen For For Management 11 Elect Director Thomas F. O'Neill For For Management 12 Elect Director James S. Riepe For For Management 13 Elect Director Michael R. Splinter For Against Management 14 Elect Director Lars Wedenborn For For Management 15 Elect Director Deborah L. Wince-Smith For Against Management 16 Ratify Auditors For For Management 17 Amend Omnibus Stock Plan For For Management 18 Approve Stock Option Exchange Program For For Management 19 Amend Qualified Employee Stock Purchase For For Management Plan 20 Approve Executive Incentive Bonus Plan For For Management 21 Approve Conversion of Securities For For Management -------------------------------------------------------------------------------- NZX LIMITED Ticker: NZX Security ID: Q7018C118 Meeting Date: JUN 17, 2010 Meeting Type: Annual Record Date: JUN 15, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Record the Reappointment of KPMG as the For For Management Company's Auditors and Authorize the Board to Fix the Auditors' Fees and Expenses 2 Elect Andrew Harmos as a Director For For Management 3 Elect Chris Moller as a Director For For Management 4 Elect Rod Drury as a Director For For Management -------------------------------------------------------------------------------- ONEX CORP. Ticker: OCX Security ID: 68272K103 Meeting Date: MAY 6, 2010 Meeting Type: Annual Record Date: MAR 18, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 2 Authorize Board to Fix Remuneration of For For Management Auditors 3 Holders of Subordinate Voting Shares: For Withhold Management Elect William A. Etherington, Peter C. Godsoe, Serge Gouin and Arni C. Thorsteinson as Directors -------------------------------------------------------------------------------- OSAKA SECURITIES EXCHANGE CO. LTD. Ticker: 8697 Security ID: J6254G104 Meeting Date: JUN 22, 2010 Meeting Type: Annual Record Date: MAR 31, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 5500 2.1 Elect Director Michio Yoneda For For Management 2.2 Elect Director Motoharu Fujikura For For Management 2.3 Elect Director Manabu Matsumoto For For Management 2.4 Elect Director Koutarou Yamazawa For For Management 2.5 Elect Director Yoshinori Karino For For Management 2.6 Elect Director Tsutomu Okuda For For Management 2.7 Elect Director Yusuke Kawamura For For Management 2.8 Elect Director Yuuko Kawamoto For For Management 2.9 Elect Director Taichi Sakaiya For For Management 2.10 Elect Director Shigeo Sasaki For For Management 2.11 Elect Director Shigeru Morimoto For For Management 3 Approve Adjustment to Aggregate For For Management Compensation Ceiling for Directors -------------------------------------------------------------------------------- PICO HOLDINGS, INC. Ticker: PICO Security ID: 693366205 Meeting Date: MAY 14, 2010 Meeting Type: Annual Record Date: MAR 17, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Carlos C. Campbell For For Management 2 Elect Director Kristina M. Leslie For For Management 3 Elect Director Kenneth J. Slepicka For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- PZENA INVESTMENT MANAGEMENT, INC. Ticker: PZN Security ID: 74731Q103 Meeting Date: MAY 19, 2010 Meeting Type: Annual Record Date: MAR 26, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard S. Pzena For For Management 1.2 Elect Director Steven M. Galbraith For For Management 1.3 Elect Director Joel M. Greenblatt For For Management 1.4 Elect Director Richard P. Meyerowich For For Management 1.5 Elect Director Ronald W. Tysoe For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- QUANTA SERVICES, INC. Ticker: PWR Security ID: 74762E102 Meeting Date: MAY 20, 2010 Meeting Type: Annual Record Date: MAR 22, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James R. Ball For For Management 1.2 Elect Director John R. Colson For For Management 1.3 Elect Director J. Michal Conaway For For Management 1.4 Elect Director Ralph R. DiSibio For For Management 1.5 Elect Director Bernard Fried For For Management 1.6 Elect Director Louis C. Golm For For Management 1.7 Elect Director Worthing F. Jackman For For Management 1.8 Elect Director Bruce Ranck For For Management 1.9 Elect Director John R. Wilson For For Management 1.10 Elect Director Pat Wood, III For For Management 2 Ratify Auditors For For Management 3 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- RHJ INTERNATIONAL SA Ticker: RHJI Security ID: B70883101 Meeting Date: SEP 15, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports None Did Not Vote Management 2 Receive Auditors' Reports None Did Not Vote Management 3 Receive Consolidated Financial None Did Not Vote Management Statements 4 Approve Financial Statements and For Did Not Vote Management Allocation of Income 5 Approve Discharge of Directors For Did Not Vote Management 6 Approve Discharge of Auditors For Did Not Vote Management -------------------------------------------------------------------------------- RHJ INTERNATIONAL SA Ticker: RHJI Security ID: B70883101 Meeting Date: SEP 15, 2009 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 5 Re: Conversion of For Did Not Vote Management Securities 2 Approve Modification in Share Ownership For Did Not Vote Management Disclosure Threshold and Amend Article 7 Accordingly 3 Authorize Issuance of Equity With or For Did Not Vote Management Without Preemptive Rights 4 Authorize Board to Issue Shares in the For Did Not Vote Management Event of a Public Tender Offer or Share Exchange Offer 5 Authorize Repurchase of Up to 20 For Did Not Vote Management Percent of Issued Share Capital 6 Amend Article 21.3 Re: Board Committees For Did Not Vote Management 7 Amend Article 24 Re: Minutes of Board For Did Not Vote Management Meetings 8 Authorize Implementation of Approved For Did Not Vote Management Resolutions and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- RHJ INTERNATIONAL SA Ticker: RHJI Security ID: B70883101 Meeting Date: MAR 29, 2010 Meeting Type: Special Record Date: MAR 15, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Reduction in Share Capital by For Did Not Vote Management Absorption of Losses 1b Approve Additional Reduction in Share For Did Not Vote Management Capital in Order to Increase Available Reserves 2 Authorize Coordination of Articles For Did Not Vote Management -------------------------------------------------------------------------------- RITCHIE BROS. AUCTIONEERS INCORPORATED Ticker: RBA Security ID: 767744105 Meeting Date: APR 29, 2010 Meeting Type: Annual/Special Record Date: MAR 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Waugh Murdoch For For Management 1.2 Elect Director Peter James Blake For For Management 1.3 Elect Director Eric Patel For For Management 1.4 Elect Director Beverley Anne Briscoe For For Management 1.5 Elect Director Edward Baltazar Pitoniak For For Management 1.6 Elect Director Christopher Zimmerman For For Management 1.7 Elect Director James Michael Micali For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Approve Shareholder Rights Plan For For Management -------------------------------------------------------------------------------- ROVI CORP Ticker: ROVI Security ID: 55611C108 Meeting Date: JUL 15, 2009 Meeting Type: Annual Record Date: MAY 18, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alfred J. Amoroso For For Management 1.2 Elect Director Andrew K. Ludwick For For Management 1.3 Elect Director Alan L. Earhart For For Management 1.4 Elect Director Robert J. Majteles For For Management 1.5 Elect Director James E. Meyer For For Management 1.6 Elect Director James P. O'Shaughnessy For For Management 1.7 Elect Director Ruthann Quindlen For For Management 2 Change Company Name For For Management 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- ROVI CORPORATION Ticker: ROVI Security ID: 779376102 Meeting Date: MAY 4, 2010 Meeting Type: Annual Record Date: MAR 8, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alfred J. Amoroso For For Management 1.2 Elect Director Andrew K. Ludwick For For Management 1.3 Elect Director Alan L. Earhart For For Management 1.4 Elect Director James E. Meyer For For Management 1.5 Elect Director James P. O'Shaughnessy For For Management 1.6 Elect Director Ruthann Quindlen For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- RRI ENERGY, INC. Ticker: RRI Security ID: 74971X107 Meeting Date: MAY 19, 2010 Meeting Type: Annual Record Date: MAR 29, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director E. William Barnett For For Management 2 Elect Director Mark M. Jacobs For For Management 3 Elect Director Steven L. Miller For For Management 4 Elect Director Laree E. Perez For For Management 5 Elect Director Evan J. Silverstein For For Management 6 Ratify Auditors For For Management -------------------------------------------------------------------------------- SHENZHEN EXPRESSWAY COMPANY LTD. Ticker: 548 Security ID: Y7741B107 Meeting Date: AUG 10, 2009 Meeting Type: Special Record Date: JUL 10, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhong Shan Qun as Shareholders' None For Shareholder Representative Supervisor -------------------------------------------------------------------------------- SHENZHEN EXPRESSWAY COMPANY LTD. Ticker: 548 Security ID: Y7741B107 Meeting Date: JAN 8, 2010 Meeting Type: Special Record Date: DEC 8, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect He Sen as Shareholder None For Shareholder Representative Supervisor -------------------------------------------------------------------------------- SHENZHEN EXPRESSWAY COMPANY LTD. Ticker: 600548 Security ID: Y7741B107 Meeting Date: MAR 15, 2010 Meeting Type: Special Record Date: FEB 12, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Provision of Credit For For Management Counter-Guarantee for the Bank That Provides Guarantee for Mei Wah Industrial (Hong Kong) Ltd. and the Related Transactions 2 Approve Formulation of Management Rules For For Management for Selection of Accountants' Firm for Auditing Financial Statements -------------------------------------------------------------------------------- SHENZHEN EXPRESSWAY COMPANY LTD. Ticker: 600548 Security ID: Y7741B107 Meeting Date: MAY 14, 2010 Meeting Type: Annual Record Date: APR 13, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution Scheme and For For Management Final Dividend 5 Approve Budget Report for the Year 2010 For For Management 6 Reappoint PricewaterhouseCoopers as For For Management International Auditors and PricewaterhouseCoopers Zhong Tian CPAs Co., Ltd. as Statutory Auditors and Authorize Board to Fix Their Remuneration 7 Approve Provision of Counter-Guarantee For For Management Not Exceeding RMB 500 Million for the Domestic Commercial Bank which Provides Guarantee for the Company 8 Approve Issuance of Debentures For For Management Denominated in Renminbi -------------------------------------------------------------------------------- SICHUAN EXPRESSWAY COMPANY LTD Ticker: 601107 Security ID: Y79325109 Meeting Date: JUL 15, 2009 Meeting Type: Special Record Date: JUN 12, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Participation in the For For Management Investment Project 2 Approve Applications to the Banks and For For Management Other Financial Institutions for Loans Up to the Maximum of the Official Total Investment Amount for the Investment Project 3 Authorize Board to Adjust and Revise For For Management Official Total Investment Amount 4 Approve Establishment of Subsidiary, For For Management Branch Company or Any Other Corporate Entities by the Company in Connection with the Investment Project 5 Authorize Any Two Directors to Do All For For Management Such Acts and Things in Relation with the Investment Project -------------------------------------------------------------------------------- SICHUAN EXPRESSWAY COMPANY LTD Ticker: 601107 Security ID: Y79325109 Meeting Date: OCT 13, 2009 Meeting Type: Special Record Date: SEP 11, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Shinewing Certified Public For For Management Accountants as PRC Auditors and Authorize Board to Fix Their Remuneration 2 Approve Resignation of Liu Xianfu as For For Management Executive Director 3 Elect Hu Yu as Executive Director For For Management 4 Approve Resignation of Luo Yi as For For Management Supervisor 5 Elect Dong Zhi as Supervisor For For Management -------------------------------------------------------------------------------- SICHUAN EXPRESSWAY COMPANY LTD Ticker: 107 Security ID: Y79325109 Meeting Date: MAY 12, 2010 Meeting Type: Annual Record Date: APR 9, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Work Report of the Board of For For Management Directors for the Year Ended Dec. 31, 2009 2 Accept Work Report of the Supervisor For For Management Committee for the Year Ended Dec. 31 , 2009 3 Accept Duty Performance Report of For For Management Independent Non-Executive Directors for the Year 2009 4 Approve Profit Appropriations Plan for For For Management the Year Ended Dec. 31, 2009 5 Accept Financial Budget Implementation For For Management Report for the Year 2009 6 Accept Audited Financial Statements for For For Management the Year Ended Dec. 31, 2009 7 Approve Financial Budget Proposal for For For Management the Year 2010 8 Reappoint Shinewing Certified Public For For Management Accountants and Ernst & Young Certified Public Accountants as Domestic and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- SIEM INDUSTRIES INC. Ticker: SEMUF Security ID: G81226105 Meeting Date: MAY 10, 2010 Meeting Type: Annual Record Date: APR 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Ratify PricewaterhouseCoopers as For For Management Auditors 3.1 Elect Kristian Siem as Director For For Management 3.2 Elect Barry W. Ridings as Director For For Management 3.3 Elect Ivar Siem as Director For For Management -------------------------------------------------------------------------------- SINGAPORE EXCHANGE LTD. Ticker: S68 Security ID: Y79946102 Meeting Date: OCT 13, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Declare Final Dividend of SGD 0.155 Per For For Management Share 3 Reelect Joseph Yuvaraj Pillay as For For Management Director 4 Reelect Euleen Goh as Director For For Management 5 Reelect Ho Tian Yee as Director For For Management 6 Reelect Low Check Kian as Director For For Management 7 Reelect Robert Owen as Director For For Management 8 Reelect Liew Mun Leong as Director For For Management 9 Approve Directors' Fees of Up to SGD For For Management 750,000 to be Paid to Joseph Yuvaraj Pillay for the Year Ended June 30, 2010 10 Approve Directors' Fees of Up to SGD For For Management 1.2 Million for the Year Ended June 30, 2010 (2009: SGD 1.2 Million) 11 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 12 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 13 Approve Grant of Awards Under the SGX For For Management Performance Share Plan and the Issuance of Shares Pursuant to the SGX Performance Share Plan and the SGX Share Option Plan -------------------------------------------------------------------------------- SINGAPORE EXCHANGE LTD. Ticker: S68 Security ID: Y79946102 Meeting Date: OCT 13, 2009 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- SOTHEBY'S Ticker: BID Security ID: 835898107 Meeting Date: MAY 6, 2010 Meeting Type: Annual Record Date: MAR 11, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John M. Angelo For Withhold Management 1.2 Elect Director Michael Blakenham For For Management 1.3 Elect Director The Duke Of Devonshire For For Management 1.4 Elect Director James Murdoch For For Management 1.5 Elect Director Allen Questrom For For Management 1.6 Elect Director William F. Ruprecht For For Management 1.7 Elect Director Michael I. Sovern For For Management 1.8 Elect Director Donald M. Stewart For For Management 1.9 Elect Director Robert S. Taubman For Withhold Management 1.10 Elect Director Diana L. Taylor For Withhold Management 1.11 Elect Director Dennis M. Weibling For For Management 1.12 Elect Director Robin G. Woodhead For For Management 2 Amend Non-Employee Director Restricted For For Management Stock Plan 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- SPROTT INC. Ticker: SII Security ID: 852066109 Meeting Date: MAY 12, 2010 Meeting Type: Annual Record Date: APR 12, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Eric S. Sprott, Jack C. Lee, Marc For Withhold Management Faber, Peter Hodson, Allan Jacobs, Mark McCain and James T. Roddy as Directors 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- TIANJIN PORT DEVELOPMENT HOLDINGS LIMITED Ticker: 3382 Security ID: G88680106 Meeting Date: JUL 15, 2009 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Authorized Share For For Management Capital from HK$500 Million toHK$1.2 Billion by the Creation of an Additional 7 Billion Shares of HK$0.10 Each 2 Approve Sale and Purchase Agreement, For For Management Option Agreement, and Proposed Transaction 3 Approve Property Lease Framework For For Management Agreement and Related Annual Caps 4 Approve Integrated Services Framework For For Management Agreement and Related Annual Caps 5 Approve Procurement Framework Agreement For For Management and Related Annual Caps 6 Approve China Coal Cargo Handling For For Management Services Framework Agreement and Related Annual Caps 7 Approve Financial Services Framework For Against Management Agreement and Related Annual Caps -------------------------------------------------------------------------------- TIANJIN PORT DEVELOPMENT HOLDINGS LIMITED Ticker: 3382 Security ID: G88680106 Meeting Date: MAY 26, 2010 Meeting Type: Annual Record Date: MAY 12, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a1 Reelect Yu Rumin as Director For For Management 2a2 Reelect Tian Changsong as Director For For Management 2a3 Reelect Li Quanyong as Director For For Management 2a4 Reelect Dai Yan as Director For For Management 2a5 Reelect Japhet Sebastian Law as For For Management Director 2a6 Reelect Cheng Chi Pang Leslie as For For Management Director 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 4a Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 4b Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 4c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- TSINGTAO BREWERY CO Ticker: 168 Security ID: Y8997D102 Meeting Date: NOV 2, 2009 Meeting Type: Special Record Date: OCT 2, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Fumio Yamazaki as Non-Executive For For Shareholder Director 1b Elect Tang Jun as Non-Executive For For Shareholder Director 2 Elect Akiyoshi Koji as Supervisor For For Shareholder Representing Shareholders of the Company -------------------------------------------------------------------------------- TSINGTAO BREWERY CO Ticker: 600600 Security ID: Y8997D102 Meeting Date: JUN 17, 2010 Meeting Type: Annual Record Date: MAY 17, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Work Report of the Board of For For Management Directors 2 Accept Work Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution Proposal For For Management for the Year 2009 5 Reappoint PricewaterhouseCoopers Zhong For For Management Tian Certified Public Accountants Ltd. Co., and PricewaterhouseCoopers, Hong Kong as Domestic and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration 6 Approve Reward Proposal to Directors For For Management and Supervisors Awarded by Shanghai Stock Exchange -------------------------------------------------------------------------------- URBANA CORP. Ticker: URB Security ID: 91707P208 Meeting Date: JUN 29, 2010 Meeting Type: Annual Record Date: MAY 18, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Thomas S. Caldwell, Betham Colle, For Withhold Management Michael B.C. Gundy, John R. Campbell, H. Clifford Hatch and George M. Mencke as Directors 2 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- UTS ENERGY CORP. Ticker: UTS Security ID: 903396109 Meeting Date: MAY 13, 2010 Meeting Type: Annual/Special Record Date: MAR 19, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Bonnie D. DuPont, Bruce C. For Withhold Management Galloway, Donald R. Ingram, Douglas H. Mitchell, William J. F. Roach, Glen D. Roane, Dennis A. Sharp and John D. Watson Directors 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Amend Option Surrender Plan For Against Management 4 Amend Stock Appreciation Rights Plan For Against Management -------------------------------------------------------------------------------- VALUE LINE, INC. Ticker: VALU Security ID: 920437100 Meeting Date: SEP 10, 2009 Meeting Type: Annual Record Date: AUG 19, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director H.A. Brecher For Withhold Management 1.2 Elect Director E.A. Buttner For Withhold Management 1.3 Elect Director J.B. Buttner For Withhold Management 1.4 Elect Director D.T. Henigson For Withhold Management 1.5 Elect Director H. Pardes For For Management 1.6 Elect Director M.N. Ruth For For Management 1.7 Elect Director E. Shanahan For Withhold Management 1.8 Elect Director R. Legon For For Management 1.9 Elect Director R.M. Perkins For For Management -------------------------------------------------------------------------------- VALUE LINE, INC. Ticker: VALU Security ID: 920437100 Meeting Date: APR 16, 2010 Meeting Type: Special Record Date: MAR 26, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Remove Director Marion Ruth Without None Against Management Cause 2 Remove Director Ruth Legon Without None Against Management Cause 3 Remove Director Edward J. Shanahan None Against Management Without Cause 4 Remove Director Herbert Pardes Without None Against Management Cause 5 Remove Director Robert M. Perkins None Against Management Without Cause -------------------------------------------------------------------------------- VALUE PARTNERS GROUP LTD. Ticker: 806 Security ID: G93175100 Meeting Date: APR 27, 2010 Meeting Type: Annual Record Date: APR 13, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Reelect So Chun Ki Louis as Executive For For Management Director 3a2 Reelect Tse Wai Ming as Executive For For Management Director 3a3 Reelect Lee Siang Chin as Independent For For Management Non-Executive Director 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Reappoint Auditor and Authorize Board For For Management to Fix Their Remuneration 5a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- WARNER MUSIC GROUP CORP. Ticker: WMG Security ID: 934550104 Meeting Date: FEB 23, 2010 Meeting Type: Annual Record Date: DEC 28, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edgar Bronfman, Jr. For Withhold Management 1.2 Elect Director Shelby W. Bonnie For For Management 1.3 Elect Director Richard Bressler For Withhold Management 1.4 Elect Director John P. Connaughton For Withhold Management 1.5 Elect Director Phyllis E. Grann For For Management 1.6 Elect Director Michele J. Hooper For For Management 1.7 Elect Director Scott L. Jaeckel For Withhold Management 1.8 Elect Director Seth W. Lawry For Withhold Management 1.9 Elect Director Thomas H. Lee For Withhold Management 1.10 Elect Director Ian Loring For Withhold Management 1.11 Elect Director Mark E. Nunnelly For Withhold Management 1.12 Elect Director Scott M. Sperling For Withhold Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- WENDY'S/ARBY'S GROUP, INC. Ticker: WEN Security ID: 950587105 Meeting Date: MAY 27, 2010 Meeting Type: Annual Record Date: APR 1, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nelson Peltz For For Management 1.2 Elect Director Peter W. May For For Management 1.3 Elect Director Clive Chajet For For Management 1.4 Elect Director Edward P. Garden For For Management 1.5 Elect Director Janet Hill For For Management 1.6 Elect Director Joseph A. Levato For For Management 1.7 Elect Director J. Randolph Lewis For For Management 1.8 Elect Director Peter H. Rothschild For For Management 1.9 Elect Director David E. Schwab, II For For Management 1.10 Elect Director Roland C. Smith For For Management 1.11 Elect Director Raymond S. Troubh For For Management 1.12 Elect Director Jack G. Wasserman For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management 4 Purchase Poultry from Suppliers Using Against Against Shareholder CAK -------------------------------------------------------------------------------- WESCO FINANCIAL CORPORATION Ticker: WSC Security ID: 950817106 Meeting Date: MAY 5, 2010 Meeting Type: Annual Record Date: MAR 15, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles T. Munger For Withhold Management 1.2 Elect Director Carolyn H. Carlburg For For Management 1.3 Elect Director Robert E. Denham For Withhold Management 1.4 Elect Director Robert T. Flaherty For For Management 1.5 Elect Director Peter D. Kaufman For For Management 1.6 Elect Director Elizabeth Caspers Peters For For Management -------------------------------------------------------------------------------- WILSHIRE BANCORP, INC. Ticker: WIBC Security ID: 97186T108 Meeting Date: MAY 26, 2010 Meeting Type: Annual Record Date: APR 5, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kyu-Hyun Kim For For Management 1.2 Elect Director Young Hi Pak For For Management 1.3 Elect Director Joanne Kim For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- YANZHOU COAL MINING COMPANY LIMITED Ticker: 600188 Security ID: Y97417102 Meeting Date: OCT 30, 2009 Meeting Type: Special Record Date: SEP 29, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Acquisition Through Austar Coal For For Management Mine Pty Ltd. of the Entire Equity Interest in Felix Resources Ltd. By Way of a Scheme of Arrangement (Transaction) 1b Approve that All Resolutions Passed at For For Management the EGM shall be Valid for a Period of 12 Months from the Date of Passing 2 Approve Material Asset Restructuring For For Management Report 3 Approve Grant of a Bank Loan by Bank of For For Management China, Sydney Branch of AUD 3.3 Billion to Finance the Consideration Under the Transaction; and the Provision by Yankuang Group Corp. Ltd. of a Counter-Guarantee to the Company 4 Authorize Board to Do All Such Acts and For For Management Things Necessary to Implement the Transaction -------------------------------------------------------------------------------- YANZHOU COAL MINING COMPANY LIMITED Ticker: 600188 Security ID: Y97417102 Meeting Date: FEB 26, 2010 Meeting Type: Special Record Date: JAN 26, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Li Weimin as Director For For Management 2 Approve Amendments to the Rules and For For Management Procedures for the Board 3 Approve Amendments to the Rules and For For Management Procedures for the Supervisory Committee -------------------------------------------------------------------------------- ZHEJIANG EXPRESSWAY CO., LTD. Ticker: 576 Security ID: Y9891F102 Meeting Date: SEP 29, 2009 Meeting Type: Special Record Date: SEP 4, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividend of RMB 0.06 For For Management Per Share -------------------------------------------------------------------------------- ZHEJIANG EXPRESSWAY CO., LTD. Ticker: 576 Security ID: Y9891F102 Meeting Date: MAY 10, 2010 Meeting Type: Annual Record Date: APR 9, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Final Dividend of RMB 0.25 Per For For Management Share 5 Approve Final Accounts for the Year For For Management 2009 and Financial Budget for the Year 2010 6 Reappoint Deloitte Touche Tohmatsu For For Management Certified Public Accountants Hong Kong as Hong Kong Auditors and Authorize Board to Fix Their Remuneration 7 Reappoint Pan China Certified Public For For Management Accountants Hong Kong as PRC Auditors and Authorize Board to Fix Their Remuneration =================== Kinetics Water Infrastructure Portfolio ==================== ACEA SPA Ticker: ACE Security ID: T0040K106 Meeting Date: SEP 15, 2009 Meeting Type: Special Record Date: SEP 11, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint Three Directors For Did Not Vote Management -------------------------------------------------------------------------------- ACEA SPA Ticker: ACE Security ID: T0040K106 Meeting Date: MAR 22, 2010 Meeting Type: Special Record Date: MAR 18, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 15 of the Company Bylaws For Did Not Vote Management -------------------------------------------------------------------------------- ACEA SPA Ticker: ACE Security ID: T0040K106 Meeting Date: APR 29, 2010 Meeting Type: Annual Record Date: APR 27, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, Statutory For Did Not Vote Management Reports, and Allocation of Income 2 Fix Number of Directors, Elect For Did Not Vote Management Directors, Appoint the Chairman, and Approve Their Remuneration 3 Appoint Internal Statutory Auditors, For Did Not Vote Management Appoint the Chairman, and Approve Their Remuneration -------------------------------------------------------------------------------- AECOM TECHNOLOGY CORPORATION Ticker: ACM Security ID: 00766T100 Meeting Date: MAR 5, 2010 Meeting Type: Annual Record Date: JAN 4, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John M. Dionisio For For Management 1.2 Elect Director Robert J. Lowe For For Management 1.3 Elect Director Norman Y. Mineta For For Management 1.4 Elect Director William P. Rutledge For For Management 2 Ratify Auditors For For Management 3 Approve Executive Incentive Bonus Plan For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- AMERICAN STATES WATER COMPANY Ticker: AWR Security ID: 029899101 Meeting Date: MAY 27, 2010 Meeting Type: Annual Record Date: MAR 31, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert F. Kathol For For Management 1.2 Elect Director Gary F. King For For Management 1.3 Elect Director Lloyd E. Ross For For Management 2 Approve Executive Incentive Bonus Plan For For Management 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- AMERICAN WATER WORKS COMPANY, INC. Ticker: AWK Security ID: 030420103 Meeting Date: MAY 7, 2010 Meeting Type: Annual Record Date: MAR 15, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen P. Adik For For Management 1.2 Elect Director Donald L. Correll For For Management 1.3 Elect Director Martha Clark Goss For For Management 1.4 Elect Director Julie A. Dobson For For Management 1.5 Elect Director Richard R. Grigg For For Management 1.6 Elect Director Julia L. Johnson For For Management 1.7 Elect Director George MacKenzie For For Management 1.8 Elect Director William J. Marrazzo For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- AMERON INTERNATIONAL CORP. Ticker: AMN Security ID: 030710107 Meeting Date: MAR 31, 2010 Meeting Type: Annual Record Date: FEB 9, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Michael Hagan For Withhold Management 1.2 Elect Director Barry L. Williams For For Management 2 Ratify Auditors For For Management 3 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- AQUA AMERICA, INC. Ticker: WTR Security ID: 03836W103 Meeting Date: MAY 13, 2010 Meeting Type: Annual Record Date: MAR 15, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard L. Smoot For For Management 1.2 Elect Director William P. Hankowsky For For Management 1.3 Elect Director Andrew J. Sordoni, III For For Management 2 Ratify Auditors For For Management 3 Prepare Sustainability Report Against For Shareholder -------------------------------------------------------------------------------- ARCADIS NV Ticker: ARCAY Security ID: N0605M147 Meeting Date: MAY 12, 2010 Meeting Type: Annual Record Date: APR 21, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1a Open Meeting None None Management 1b Receive Announcements (non-voting) None None Management 2 Receive Report of Supervisory Board None None Management (Non-Voting) 3 Receive Report of Management Board None None Management (Non-Voting) 4 Discussion on Company's Corporate None None Management Governance Structure 5a Approve Financial Statements and For For Management Statutory Reports 5b Approve Dividends of EUR 0.45 Per Share For For Management 6a Approve Discharge of Management Board For For Management 6b Approve Discharge of Supervisory Board For For Management 7 Ratify KPMG Accountants N.V. as For For Management Auditors 8a Reelect R.W.F. van Tets to Supervisory For For Management Board 8b Elect I.M. Grice to Supervisory Board For For Management 8c Announce Vacancies on Supervisory Board None None Management 9a Reelect F.M.T. Schneider to Executive For For Management Board 9b Elect R. Vree to Executive Board For For Management 10a Grant Board Authority to Issue Ordinary For For Management Shares and/or Cumulative Financing Preference Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger 10b Grant Board Authority to Issue For Against Management Cumulative Preference Shares Up To 100 Percent of Subscribed Shares of Other Types 10c Authorize Board to Exclude Preemptive For For Management Rights from Issuance under Items 10a and 10b 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Approve Employee Stock Purchase Plan For For Management 13 Approve Stock Option and Restricted For Against Management Stock Plan 14 Other Business (Non-Voting) None None Management 15 Close Meeting None None Management -------------------------------------------------------------------------------- ARMTEC INFRASTRUCTURE INCOME FUND Ticker: ARF.U Security ID: 041900101 Meeting Date: JUN 24, 2010 Meeting Type: Annual/Special Record Date: MAY 12, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 2 Elect Robert J. Wright, Ron V. Adams, For For Management Brian W. Jamieson, John E. Richardson and Michael S. Skea Trustees 2.1 Elect Robert J. Wright as Director For For Management 2.2 Elect Ron V. Adams as Director For For Management 2.3 Elect Brian W. Jamieson as Director For For Management 2.4 Elect John E. Richardson as Director For For Management 2.5 Elect Michael S. Skea as Director For For Management 3 Approve Conversion from Income Trust to For For Management Corporation 4 Approve Unitholder Rights Plan For For Management 5 Approve Phantom Plan For For Management -------------------------------------------------------------------------------- ASIA ENVIRONMENT HOLDINGS LTD Ticker: A58 Security ID: Y0283K106 Meeting Date: APR 26, 2010 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Reelect Low Wai Cheong as Director For For Management 3 Reelect Yao Maohong as Director For Against Management 4 Reelect Huang Zhengxin as Director For For Management 5 Approve Directors' Fees of SGD 100,000 For For Management for the Year Ended Dec. 31, 2009 (2008: SGD 117,500) 6 Approve Directors' Fees of SGD 100,000 For For Management for the Year Ending Dec. 31, 2010 7 Reappoint KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 9 Approve Issuance of Shares without For For Management Preemptive Rights at a Discount of Up to 20 Percent of the Weighted Average Price Per Share 10 Approve Issuance of Shares and Grant of For Against Management Awards Pursuant to the Asia Environment Holdings Ltd. Share Award Plan 11 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- BROOKFIELD RENEWABLE POWER FUND Ticker: BRC.U Security ID: 390631109 Meeting Date: AUG 19, 2009 Meeting Type: Special Record Date: JUL 6, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of interests of For For Management Brookefield Renewable Power Inc -------------------------------------------------------------------------------- BROOKFIELD RENEWABLE POWER FUND Ticker: BRC.U Security ID: 112834130 Meeting Date: MAY 13, 2010 Meeting Type: Annual Record Date: MAR 23, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Deloitte & Touche LLP as For For Management Auditors of the Fund and Authorize BRPT Trustees to Fix Their Remuneration 2 Direct Sole Trustee to Vote to Approve For For Management Deloitte & Touche LLP as Auditors and Authorize BRPT Trustees to Fix Their Remuneration 3 Direct Trustee to Vote to Elect Andre For For Management Bureau, Dian Cohen, Pierre Dupuis, Harry A. Goldgut, Kenneth W. Harrigan, Edward C. Kress, Richard Legault and Saul Shulman as Trustees of BRPT -------------------------------------------------------------------------------- CADIZ INC. Ticker: CDZI Security ID: 127537207 Meeting Date: JUN 8, 2010 Meeting Type: Annual Record Date: APR 20, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith Brackpool For For Management 1.2 Elect Director Murray H. Hutchison For Withhold Management 1.3 Elect Director Timothy J. Shaheen For For Management 1.4 Elect Director Stephen J. Duffy For Withhold Management 1.5 Elect Director Winston H. Hickox For Withhold Management 1.6 Elect Director Geoffrey Grant For For Management 1.7 Elect Director Raymond J. Pacini For Withhold Management 1.8 Elect Director Stephen E. Courter For Withhold Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- CASCAL N.V. Ticker: HOO Security ID: N1842P109 Meeting Date: AUG 6, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Board of Directors None None Management (Non-Voting) 3 Approve Financial Statements and For For Management Statutory Reports 4 Approve Discharge of Board of Directors For For Management 5 Approve Dividends of USD 0.09 Per Share For For Management 6 Elect Adrian White as Non-Executive For For Management Director 7 Reelect Charles Auster and Mitchell For For Management Sonkin as Directors (Bundled) 8 Ratify PricewaterhouseCoopers For For Management Accountants as Auditors 9a Grant Board Authority to Issue Shares For Against Management 9b Authorize Board to Exclude Preemptive For Against Management Rights from Issuance under Item 9a 10 Authorize Repurchase of Up to Ten For For Management Percent of Issued Share Capital 11 Allow Questions None None Management 12 Close Meeting None None Management -------------------------------------------------------------------------------- CHEUNG KONG INFRASTRUCTURE HOLDINGS LTD Ticker: 1038 Security ID: G2098R102 Meeting Date: MAY 6, 2010 Meeting Type: Annual Record Date: APR 28, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Kam Hing Lim as Director For For Management 3b Elect Ip Tak Chuen, Edmond as Director For For Management 3c Elect Andrew John Hunter as Director For For Management 3d Elect Chow Woo Mo Fong, Susan as For Against Management Director 3e Elect Frank John Sixt Director For For Management 4 Appoint Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5c Authorize Reissuance of Repurchased For Against Management Shares 6 Approve Continuing Connected For For Management Transactions with a Related Party and the Cap Pursuant to the Master Agreement -------------------------------------------------------------------------------- CONNECTICUT WATER SERVICE, INC. Ticker: CTWS Security ID: 207797101 Meeting Date: MAY 14, 2010 Meeting Type: Annual Record Date: MAR 17, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Heather Hunt For Withhold Management 1.2 Elect Director Arthur C. Reeds For For Management 1.3 Elect Director Eric W. Thornburg For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- CONSOLIDATED WATER CO. LTD. Ticker: CWCO Security ID: G23773107 Meeting Date: MAY 25, 2010 Meeting Type: Annual Record Date: APR 1, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Brian E. Butler as Director For For Management 2 Approve MarcumRachlin as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CORINTH PIPEWORKS SA Ticker: SOLK Security ID: X1630W109 Meeting Date: JUN 15, 2010 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports 2 Approve Discharge of Board and Auditors For Did Not Vote Management 3 Approve Auditors and Fix Their For Did Not Vote Management Remuneration 4 Elect Directors For Did Not Vote Management 5 Elect Members of Audit Committee For Did Not Vote Management 6 Approve Director Remuneration For Did Not Vote Management 7 Other Business For Did Not Vote Management -------------------------------------------------------------------------------- EMPIRE DISTRICT ELECTRIC COMPANY, THE Ticker: EDE Security ID: 291641108 Meeting Date: APR 29, 2010 Meeting Type: Annual Record Date: MAR 1, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ross C. Hartley For For Management 1.2 Elect Director Herbert J. Schmidt For For Management 1.3 Elect Director C. James Sullivan For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- ENERGY RECOVERY, INC . Ticker: ERII Security ID: 29270J100 Meeting Date: JUN 4, 2010 Meeting Type: Annual Record Date: APR 15, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arve Hanstveit For For Management 1.2 Elect Director Hans Peter Michelet For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- ESCO TECHNOLOGIES INC. Ticker: ESE Security ID: 296315104 Meeting Date: FEB 4, 2010 Meeting Type: Annual Record Date: DEC 4, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director V. L. Richey, Jr. For Withhold Management 1.2 Elect Director J. M. Stolze For Withhold Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- FLOW INTERNATIONAL CORP. Ticker: FLOW Security ID: 343468104 Meeting Date: SEP 10, 2009 Meeting Type: Annual Record Date: JUL 6, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Richard P. Fox For For Management 2 Elect Director Lorenzo C. Lamadrid For For Management 3 Elect Director Arlen I. Prentice For Against Management 4 Increase Authorized Common Stock For For Management 5 Amend Omnibus Stock Plan For For Management 6 Ratify Auditors For For Management -------------------------------------------------------------------------------- GEBERIT AG Ticker: GEBN Security ID: H2942E124 Meeting Date: APR 30, 2010 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Share Re-registration Consent For Did Not Vote Management -------------------------------------------------------------------------------- GEBERIT AG Ticker: GEBN Security ID: H2942E124 Meeting Date: APR 30, 2010 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports 2 Approve Allocation of Income and For Did Not Vote Management Dividends of CHF 6.40 per Share 3 Approve Discharge of Board and Senior For Did Not Vote Management Management 4.1 Reelect Susanne Ruoff as Director For Did Not Vote Management 4.2 Reelect Robert Spoerry as Director For Did Not Vote Management 4.3 Reelect Guenter Kelm as Director For Did Not Vote Management 5 Ratify PricewaterhouseCoopers AG as For Did Not Vote Management Auditors 6.1 Amend Articles Re: Share Certificates For Did Not Vote Management due to New Swiss Federal Act on Intermediated Securities 6.2 Amend Articles Re: Contributions in For Did Not Vote Management Kind -------------------------------------------------------------------------------- GUANGDONG INVESTMENT LTD. Ticker: 270 Security ID: Y2929L100 Meeting Date: DEC 10, 2009 Meeting Type: Special Record Date: NOV 23, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition by the Company of For For Management the Entire Issued Share Capital of Golden River Chain Ltd. from Chun Wai Consultants Ltd. and Related Shareholders' Loans -------------------------------------------------------------------------------- GUANGDONG INVESTMENT LTD. Ticker: 270 Security ID: Y2929L100 Meeting Date: JUN 2, 2010 Meeting Type: Annual Record Date: MAY 28, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Reelect Xu Wenfang as Director For Against Management 3b Reelect Li Wai Keung as Director For For Management 3c Reelect Chan Cho Chak, John as Director For For Management 3d Reelect Li Kwok Po, David as Director For For Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Reappoint Auditors and Authorize Board For For Management to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HAWKINS , INC. Ticker: HWKN Security ID: 420261109 Meeting Date: AUG 5, 2009 Meeting Type: Annual Record Date: JUL 2, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John S. McKeon For For Management 1.2 Elect Director John R. Hawkins For For Management 1.3 Elect Director James A. Faulconbridge For For Management 1.4 Elect Director Duane M. Jergenson For For Management 1.5 Elect Director Daryl I. Skaar For For Management 1.6 Elect Director James T. Thompson For For Management 1.7 Elect Director Jeffrey L. Wright For For Management -------------------------------------------------------------------------------- HECKMANN CORPORATION Ticker: HEK Security ID: 422680108 Meeting Date: MAY 7, 2010 Meeting Type: Annual Record Date: MAR 15, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard J. Heckmann For For Management 1.2 Elect Director Alfred E. Osborne, Jr. For Withhold Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- ITRON, INC. Ticker: ITRI Security ID: 465741106 Meeting Date: MAY 4, 2010 Meeting Type: Annual Record Date: FEB 26, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Thomas S. Glanville For For Management 2 Elect Director Sharon L. Nelson For For Management 3 Elect Director Malcolm Unsworth For For Management 4 Approve Omnibus Stock Plan For For Management 5 Approve Executive Incentive Bonus Plan For For Management 6 Ratify Auditors For For Management -------------------------------------------------------------------------------- LINDSAY CORP. Ticker: LNN Security ID: 535555106 Meeting Date: JAN 25, 2010 Meeting Type: Annual Record Date: DEC 3, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Howard G. Buffett For For Management 1.2 Elect Director William F. Welsh II For For Management 1.3 Elect Director Michael C. Nahl For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- MAEZAWA KYUSO INDUSTRIES CO. LTD. Ticker: 6485 Security ID: J39466107 Meeting Date: JUN 28, 2010 Meeting Type: Annual Record Date: MAR 31, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Takehisa Ozaki For For Management 2.2 Elect Director Hidetoshi Satou For For Management 2.3 Elect Director Haruki Yamamoto For For Management 2.4 Elect Director Toshiya Hori For For Management 2.5 Elect Director Hideaki Murata For For Management 2.6 Elect Director Yuichi Taniai For For Management 2.7 Elect Director Hiroshi Higashikawa For For Management 3 Approve Takeover Defense Plan (Poison For Against Management Pill) -------------------------------------------------------------------------------- MANILA WATER COMPANY, INC. Ticker: MWC Security ID: Y56999108 Meeting Date: APR 12, 2010 Meeting Type: Annual Record Date: FEB 15, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Fernando Zobel de Ayala as For For Management Director 1.2 Elect Jaime Augusto Zobel de Ayala as For For Management Director 1.3 Elect Jose Rene D. Almendras as For Against Management Director 1.4 Elect Antonino T. Aquino as Director For For Management 1.5 Elect Delfin L. Lazaro as Director For For Management 1.6 Elect Gerardo C. Ablaza, Jr. as For For Management Director 1.7 Elect Takeaki Yamashita as Director For For Management 1.8 Elect Charles Thomas Cornish as For For Management Director 1.9 Elect John Eric T. Francia as Director For Against Management 1.10 Elect Jose L. Cuisia, Jr. as Director For For Management 1.11 Elect Oscar S. Reyes as Director For For Management 2 Approve Minutes of Previous Shareholder For For Management Meeting on March 30, 2009 3 Approve Annual Report and Financial For For Management Statements as of December 31, 2009 4 Ratification of All Acts and For For Management Resolutions During the Preceeding Year of the Board of Directors, Executive Committee, Management Committees and Officers 5 Elect Sycip Gorres Velayo & Co. as For For Management Independent Auditors -------------------------------------------------------------------------------- MIDDLESEX WATER COMPANY Ticker: MSEX Security ID: 596680108 Meeting Date: MAY 25, 2010 Meeting Type: Annual Record Date: MAR 29, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Annette Catino For For Management 1.2 Elect Director Steven M. Klein For For Management 1.3 Elect Director Walter G. Reinhard For Withhold Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- NORTHUMBRIAN WATER GROUP PLC Ticker: NWG Security ID: G6661T130 Meeting Date: JUL 30, 2009 Meeting Type: Annual Record Date: JUL 16, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend of 8.5 Pence Per For For Management Ordinary Share 4 Re-elect John Cuthbert as Director For For Management 5 Re-elect Chris Green as Director For For Management 6 Reappoint Ernst & Young LLP as Auditors For For Management of the Company 7 Authorise Board to Fix Remuneration of For For Management Auditors 8 Authorise Company and its Subsidiary to For For Management Make EU Political Donations to Political Parties or Independent Election Candidates up to GBP 25,000 and to Political Organisations Other Than Political Parties up to GBP 25,000 9 Authorise Issue of Equity or For For Management Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 17,287,461 10 Subject to the Passing of the Previous For For Management Resolution, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,593,119 11 Authorise 25,931,192 Ordinary Shares For For Management for Market Purchase 12 Amend Articles of Association Re: For For Management Annual Election of Directors 13 Approve That a General Meeting of the For For Management Company Other Than an Annual General Meeting May be Called on Not Less Than 14 Clear Days' Notice -------------------------------------------------------------------------------- PACIFIC PIPE PUBLIC COMPANY LIMITED Ticker: PAP-F Security ID: Y6587D169 Meeting Date: DEC 9, 2009 Meeting Type: Special Record Date: NOV 10, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint Aira Public Co. Ltd. as For For Management Independent Advisor to Represent Opinions About Purchase of Land from Connected Persons -------------------------------------------------------------------------------- PACIFIC PIPE PUBLIC COMPANY LIMITED Ticker: PAP Security ID: Y6587D169 Meeting Date: APR 23, 2010 Meeting Type: Annual Record Date: MAR 11, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous EGM For For Management 2 Amend Article of Association Re: Buy For For Management Back of Shares 3 Accept 2009 Directors' Report For For Management 4 Accept Financial Statements and For For Management Statutory Reports 5 Approve Allocation of Income and For For Management Payment of Dividend of THB 0.12 Per Share 6.1a Elect Kriengkrai Rukkulchon as Director For For Management 6.1b Elect Piyanus Chaikajornwat as Director For For Management 6.1c Elect Vichai Lekapojpanich as Director For For Management 6.2 Approve Remuneration of Directors For For Management 7.1 Elect Sunisa Kwanbunbampen as For For Management Additional Director 7.2 Elect Nantawat Sathirachaiyawit as For For Management Additional Director 8.1 Approve KPMG Phoomchai Audit Ltd. as For For Management Auditors 8.2 Authorize Board to Fix Remuneration of For For Management External Auditors 9 Other Business For Against Management -------------------------------------------------------------------------------- PURE TECHNOLOGIES LTD. Ticker: PUR Security ID: 745915108 Meeting Date: MAY 18, 2010 Meeting Type: Annual/Special Record Date: APR 13, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Five For For Management 2.1 Elect Director James E. Paulson For For Management 2.2 Elect Director Peter O. Paulson For For Management 2.3 Elect Director Michael M. Kanovsky For For Management 2.4 Elect Director David H. McDermid For For Management 2.5 Elect Director Charles W. Fischer For For Management 3 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- SEVERN TRENT PLC Ticker: SVT Security ID: G8056D159 Meeting Date: JUL 21, 2009 Meeting Type: Annual Record Date: JUL 7, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend of 41.05 Pence For For Management Per Ordinary Share 3 Approve Remuneration Report For For Management 4 Re-elect Tony Ballance as Director For For Management 5 Re-elect Sir John Egan as Director For For Management 6 Elect Gordon Fryett as Director For For Management 7 Re-elect Tony Wray as Director For For Management 8 Reappoint Deloitte LLP as Auditors and For For Management Authorise Board to Determine Their Remuneration 9 Auth. Company and Subsidiaries to Make For For Management EU Political Donations to Political Parties or Independent Election Candidates up to GBP 50,000, to Political Org. Other Than Political Parties up to GBP 50,000 and Incur EU Political Expenditure up to GBP 50,000 10 Approve Increase in Authorised Share For For Management Capital from GBP 339,500,000 to GBP 425,000,000 11 Auth. Issue of Equity with Pre-emptive For For Management Rights Under a General Authority up to Aggregate Nominal Amount of GBP 77,163,157 and an Additional Amount Pursuant to a Rights Issue of up to GBP 77,163,157 12 Authorise Issue of Equity or For For Management Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 11,574,473 13 Authorise 23,646,774 Ordinary Shares For For Management for Market Purchase 14 Authorise That General Meetings of the For For Management Company Other Than Annual General Meetings, be Called on Not Less Than 14 Clear Days' Notice 15 Authorise Directors to Renew Severn For For Management Trent Sharesave Scheme 16 Authorise Directors to Establish the For For Management Severn Trent Share Matching Plan -------------------------------------------------------------------------------- SINOMEM TECHNOLOGY LTD Ticker: S14 Security ID: Y8035B100 Meeting Date: APR 29, 2010 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Declare Final Dividend of SGD 0.01 Per For For Management Share 3 Reelect Hee Theng Fong as Director For Against Management 4 Reelect Kong Tai as Director For Against Management 5 Approve Directors' Fees of SGD 161,000 For For Management for the Financial Year Ended Dec. 31, 2009 (2008: SGD 151,000) 6 Reappoint Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 8 Approve Issuance of Shares without For For Management Preemptive Rights at a Discount of Up to 20 Percent of the Weighted Average Price Per Share 9 Approve Issuance of Shares and Grant of For Against Management Options Pursuant to the Sinomem Employees' Share Option Scheme 10 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- SINOPIPE HOLDINGS LTD Ticker: X06 Security ID: Y8008V109 Meeting Date: APR 30, 2010 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Declare Final Dividend of SGD 0.012 Per For For Management Ordinary Share 3 Declare Special Dividend of SGD 0.008 For For Management Per Ordinary Share 4 Reelect Chen Que as Director For For Management 5 Reelect Kusnadi Lybianto as Director For For Management 6 Approve Directors' Fees of SGD 62,067 For For Management for the Year Ending Dec. 31, 2010 (2009: SGD 87,400) 7 Reappoint Ernst and Young LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights -------------------------------------------------------------------------------- SJW CORP. Ticker: SJW Security ID: 784305104 Meeting Date: APR 28, 2010 Meeting Type: Annual Record Date: MAR 3, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director K. Armstrong For For Management 1.2 Elect Director M. L. Cali For For Management 1.3 Elect Director J. P. DiNapoli For Withhold Management 1.4 Elect Director D. R. King For Withhold Management 1.5 Elect Director N. Y. Mineta For For Management 1.6 Elect Director G. E. Moss For For Management 1.7 Elect Director W. R. Roth For For Management 1.8 Elect Director C. J. Toeniskoetter For For Management 1.9 Elect Director R. A. Van Valer For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- SMARTHEAT, INC. Ticker: HEAT Security ID: 83172F104 Meeting Date: MAY 25, 2010 Meeting Type: Annual Record Date: APR 13, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jun Wang For For Management 1.2 Elect Director Weiguo Wang For For Management 1.3 Elect Director Wenbin Lin For Withhold Management 1.4 Elect Director Arnold Staloff For For Management 1.5 Elect Director Xin Li For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- SOUTHWEST WATER CO. Ticker: SWWC Security ID: 845331107 Meeting Date: OCT 23, 2009 Meeting Type: Annual Record Date: SEP 11, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kimberly Alexy For For Management 1.2 Elect Director Bruce C. Edwards For For Management 1.3 Elect Director Donovan D. Huennekens For Against Management 1.4 Elect Director Thomas Iino For For Management 1.5 Elect Director William D. Jones For Against Management 1.6 Elect Director Maureen A. Kindel For Against Management 1.7 Elect Director Richard G. Newman For Against Management 1.8 Elect Director Mark A. Swatek For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- STERLING CONSTRUCTION COMPANY, INC. Ticker: STRL Security ID: 859241101 Meeting Date: MAY 6, 2010 Meeting Type: Annual Record Date: MAR 8, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Donald P. Fusilli, Jr. For For Management 2 Elect Director Maarten D. Hemsley For For Management 3 Elect Director Kip L. Wadsworth For For Management 4 Elect Director Richard O. Schaum For For Management 5 Elect Director Robert A. Eckels For For Management 6 Ratify Auditors For For Management -------------------------------------------------------------------------------- SUEZ ENVIRONNEMENT COMPANY Ticker: SEV Security ID: F4984P118 Meeting Date: MAY 20, 2010 Meeting Type: Annual/Special Record Date: MAY 17, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.30 per Share 4 Approve Auditors' Special Report For For Management Regarding Related-Party Transactions 5 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 450,000 6 Ratify Appointment of Patrick Ouart as For For Management Director 7 Elect Jerome Tolot as Director For For Management 8 Elect Dirk Beeuwsaert as Director For For Management 9 Elect Alain Chaigneau as Director For For Management 10 Elect Guillaume Pepy as Director For For Management 11 Elect Gilles Benoist as Director For For Management 12 Elect Gerald Arbola as Director For For Management 13 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 14 Approve Reduction in Share Capital via For For Management Cancellation of Repurchased Shares 15 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 220 Million 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 220 Million 17 Approve Issuance of Shares Up to EUR For For Management 220 Million for a Private Placement 18 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 15 to 17 Above 19 Authorize Board to Set Issue Price for For Against Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 20 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Future Acquisitions 21 Authorize Capitalization of Reserves of For For Management Up to EUR 220 Million for Bonus Issue or Increase in Par Value 22 Authorize Capital Increase of Up to EUR For For Management 220 Million for Future Exchange Offers 23 Approve Issuance of Securities For For Management Convertible into Debt 24 Approve Employee Stock Purchase Plan For For Management 25 Approve Stock Purchase Plan Reserved For For Management for International Employees 26 Authorize up to 1 Percent of Issued For Against Management Capital for Use in Restricted Stock Plan 27 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- TETRA TECH, INC. Ticker: TTEK Security ID: 88162G103 Meeting Date: FEB 25, 2010 Meeting Type: Annual Record Date: DEC 28, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dan L. Batrack For For Management 1.2 Elect Director Hugh M. Grant For For Management 1.3 Elect Director Patrick C. Haden For For Management 1.4 Elect Director J. Christopher Lewis For For Management 1.5 Elect Director Albert E. Smith For For Management 1.6 Elect Director J. Kenneth Thompson For For Management 1.7 Elect Director Richard H. Truly For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- THESSALONIKI WATER AND SEWAGE COMPANY SA Ticker: EYAPS Security ID: X8999M101 Meeting Date: DEC 10, 2009 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Directors For Did Not Vote Management 2 Other Business For Did Not Vote Management -------------------------------------------------------------------------------- THESSALONIKI WATER AND SEWAGE COMPANY SA Ticker: EYAPS Security ID: X8999M101 Meeting Date: JUN 30, 2010 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports 2 Approve Discharge of Board and Auditors For Did Not Vote Management 3 Approve Director Remuneration for 2009 For Did Not Vote Management and Pre-approve Director Remuneration for 2010 4 Approve Auditors and Fix Their For Did Not Vote Management Remuneration 5 Approve Dividends For Did Not Vote Management 6 Ratify Board Decisions For Did Not Vote Management 7 Elect Members of Audit Committee For Did Not Vote Management 8 Authorize Board to Participate in For Did Not Vote Management Companies with Similar Business Interests 9 Approve Sponsorships and Donations For Did Not Vote Management 10 Other Business For Did Not Vote Management -------------------------------------------------------------------------------- URS CORPORATION Ticker: URS Security ID: 903236107 Meeting Date: MAY 27, 2010 Meeting Type: Annual Record Date: APR 5, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Armen Der Marderosian For For Management 2 Elect Director Mickey P. Foret For For Management 3 Elect Director William H. Frist For For Management 4 Elect Director Lydia H. Kennard For For Management 5 Elect Director Martin M. Koffel For For Management 6 Elect Director Joseph W. Ralston For For Management 7 Elect Director John D. Roach For For Management 8 Elect Director Douglas W. Stotlar For For Management 9 Elect Director William P. Sullivan For For Management 10 Elect Director William D. Walsh For For Management 11 Ratify Auditors For For Management -------------------------------------------------------------------------------- VEOLIA ENVIRONNEMENT Ticker: VIE Security ID: 92334N103 Meeting Date: MAY 7, 2010 Meeting Type: Annual/Special Record Date: MAR 30, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Non-Tax Deductible Expenses For For Management 4 Approve Allocation of Income and For For Management Dividends of EUR 1.21 per Share 5 Approve Stock Dividend Program For For Management 6 Approve Auditors' Special Report For Against Management Regarding Related-Party Transactions 7 Amend Terms Regarding Related-Party For For Management Transactions for Executive Corporate Officers 8 Approve Agreement for Antoine Frerot For Against Management 9 Reelect Daniel Bouton as Director For For Management 10 Reelect Jean Francois Dehecq as For For Management Director 11 Reelect Paul Louis Girardot as Director For For Management 12 Ratify Appointement of Esther Koplowitz For For Management as Director 13 Reelect Serge Michel as Director For For Management 14 Reelect Georges Ralli as Director For For Management 15 Elect Groupe Industriel Marcel Dassault For For Management as Director 16 Elect Antoine Frerot as Director For For Management 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to 40 Percent of the Capital 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to 10 Percent of the Capital 20 Approve Issuance of Shares up to 20 For For Management Percent of Issued Capital Per Year for a Private Placement 21 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Future Acquisitions 22 Authorize Capitalization of Reserves of For For Management Up to EUR 400 Million for Bonus Issue or Increase in Par Value 23 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 24 Approve Employee Stock Purchase Plan For For Management 25 Approve Employee Stock Purchase Plan For For Management for International Employees 26 Authorize up to 1 Percent of Issued For For Management Capital for Use in Stock Option Plan 27 Approve Reduction in Share Capital via For For Management Cancellation of Repurchased Shares 28 Authorize Board to Issue Free Warrants For For Management with Preemptive Rights During a Public Tender Offer or Share Exchange 29 Amend Article 17 of Bylaws Re: For For Management Appointment of Censors 30 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- XINJIANG TIANYE WATER SAVING IRRIGATION SYSTEM CO., LTD. Ticker: 840 Security ID: Y97243102 Meeting Date: JUN 10, 2010 Meeting Type: Special Record Date: MAY 20, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- XINJIANG TIANYE WATER SAVING IRRIGATION SYSTEM CO., LTD. Ticker: 840 Security ID: Y97243102 Meeting Date: JUN 10, 2010 Meeting Type: Annual Record Date: MAY 20, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Appropriation to Statutory For For Management Surplus Reserve Fund for the Year Ended Dec. 31, 2009 5 Authorize Board to Fix the Renumeration For For Management of Directors and Supervisors 6 Reappoint Shinewing (HK) CPA Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve the Company to Send or Supply For For Management Corporate Communications to the H Shareholders Through the Company's Website 1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- YORK WATER COMPANY, THE Ticker: YORW Security ID: 987184108 Meeting Date: MAY 3, 2010 Meeting Type: Annual Record Date: FEB 26, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William T. Morris For For Management 1.2 Elect Director Jeffrey S. Osman For For Management 1.3 Elect Director Cynthia A. Dotzel, CPA For For Management 2 Eliminate Cumulative Voting For Against Management 3 Ratify Auditors For For Management ================ The Kinetics Government Money Market Portfolio ================ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========== END NPX REPORT SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Registrant: Kinetics Portfolios Trust By (Signature and Title): /s/ Peter B. Doyle ------------------ Peter B. Doyle President Date: August 18, 2010