UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-09377
| The Gabelli Dividend Growth Fund | ||
| (Exact name of registrant as specified in charter) |
| One Corporate Center
Rye, New York 10580-1422 |
||
| (Address of principal executive offices) (Zip code) |
| Bruce N. Alpert
Gabelli Funds, LLC One Corporate Center Rye, New York 10580-1422 |
||
| (Name and address of agent for service) |
Registrant's telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2018 – June 30, 2019
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2018 TO JUNE 30, 2019
|
ProxyEdge Meeting Date Range: 07/01/2018 - 06/30/2019 The Gabelli Dividend Growth Fund |
Report Date: 07/01/2019 1 |
| Investment Company Report | |||||||||||||
| LEGG MASON, INC. | |||||||||||||
| Security | 524901105 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | LM | Meeting Date | 31-Jul-2018 | ||||||||||
| ISIN | US5249011058 | Agenda | 934849449 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1. | DIRECTOR | Management | |||||||||||
| 1 | Robert E. Angelica | For | For | ||||||||||
| 2 | Carol Anthony Davidson | For | For | ||||||||||
| 3 | Michelle J. Goldberg | For | For | ||||||||||
| 4 | Barry W. Huff | For | For | ||||||||||
| 5 | John V. Murphy | For | For | ||||||||||
| 6 | Alison A. Quirk | For | For | ||||||||||
| 7 | W. Allen Reed | For | For | ||||||||||
| 8 | Margaret M. Richardson | For | For | ||||||||||
| 9 | Kurt L. Schmoke | For | For | ||||||||||
| 10 | Joseph A. Sullivan | For | For | ||||||||||
| 2. | An advisory vote to approve the compensation of Legg Mason's named executive officers. | Management | For | For | |||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as Legg Mason's independent registered public accounting firm for the fiscal year ending March 31, 2019. | Management | For | For | |||||||||
| AMERCO | |||||||||||||
| Security | 023586100 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | UHAL | Meeting Date | 23-Aug-2018 | ||||||||||
| ISIN | US0235861004 | Agenda | 934856216 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1. | DIRECTOR | Management | |||||||||||
| 1 | Edward J. Shoen | For | For | ||||||||||
| 2 | James E. Acridge | For | For | ||||||||||
| 3 | John P. Brogan | For | For | ||||||||||
| 4 | John M. Dodds | For | For | ||||||||||
| 5 | James J. Grogan | For | For | ||||||||||
| 6 | Richard J. Herrera | For | For | ||||||||||
| 7 | Karl A. Schmidt | For | For | ||||||||||
| 8 | Samuel J. Shoen | For | For | ||||||||||
| 2. | The ratification of the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for the fiscal year ending March 31, 2019. | Management | For | For | |||||||||
| 3. | A proposal received from Company stockholder proponents to ratify and affirm the decisions and actions taken by the Board of Directors and executive officers of the Company with respect to AMERCO, its subsidiaries, and its various constituencies for the fiscal year ended March 31, 2018. | Management | For | For | |||||||||
| PATTERSON COMPANIES, INC. | |||||||||||||
| Security | 703395103 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | PDCO | Meeting Date | 17-Sep-2018 | ||||||||||
| ISIN | US7033951036 | Agenda | 934861635 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director to term expiring in 2019: John D. Buck | Management | For | For | |||||||||
| 1b. | Election of Director to term expiring in 2019: Alex N. Blanco | Management | For | For | |||||||||
| 1c. | Election of Director to term expiring in 2019: Jody H. Feragen | Management | For | For | |||||||||
| 1d. | Election of Director to term expiring in 2019: Robert C. Frenzel | Management | For | For | |||||||||
| 1e. | Election of Director to term expiring in 2019: Francis (Fran) J. Malecha | Management | For | For | |||||||||
| 1f. | Election of Director to term expiring in 2019: Ellen A. Rudnick | Management | For | For | |||||||||
| 1g. | Election of Director to term expiring in 2019: Neil A. Schrimsher | Management | For | For | |||||||||
| 1h. | Election of Director to term expiring in 2019: Mark S. Walchirk | Management | For | For | |||||||||
| 1i. | Election of Director to term expiring in 2019: James W. Wiltz | Management | For | For | |||||||||
| 2. | Approval of amendment to 2015 Omnibus Incentive Plan. | Management | Against | Against | |||||||||
| 3. | Advisory approval of executive compensation. | Management | For | For | |||||||||
| 4. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending April 27, 2019. | Management | For | For | |||||||||
| DIAGEO PLC | |||||||||||||
| Security | 25243Q205 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | DEO | Meeting Date | 20-Sep-2018 | ||||||||||
| ISIN | US25243Q2057 | Agenda | 934867942 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1. | Report and accounts 2018. | Management | For | For | |||||||||
| 2. | Directors' remuneration report 2018. | Management | For | For | |||||||||
| 3. | Declaration of final dividend. | Management | For | For | |||||||||
| 4. | Election of SS Kilsby. | Management | For | For | |||||||||
| 5. | Re-election of Lord Davies as a director. (Audit, Nomination and Chairman of Remuneration Committee) | Management | For | For | |||||||||
| 6. | Re-election of J Ferran as a director. (Chairman of Nomination Committee) | Management | For | For | |||||||||
| 7. | Re-election of Ho KwonPing as a director. (Audit, Nomination and Remuneration) | Management | For | For | |||||||||
| 8. | Re-election of NS Mendelsohn as a director. (Audit, Nomination and Remuneration) | Management | For | For | |||||||||
| 9. | Re-election of IM Menezes as a director. (Chairman of Executive Committee) | Management | For | For | |||||||||
| 10. | Re-election of KA Mikells as a director. (Executive) | Management | For | For | |||||||||
| 11. | Re-election of AJH Stewart as a director. (Nomination, Remuneration and Chairman of Audit Committee) | Management | For | For | |||||||||
| 12. | Re-appointment of auditor. | Management | For | For | |||||||||
| 13. | Remuneration of auditor. | Management | For | For | |||||||||
| 14. | Authority to make political donations and/or to incur political expenditure in the EU. | Management | For | For | |||||||||
| 15. | Authority to allot shares. | Management | For | For | |||||||||
| 16. | Disapplication of pre-emption rights. | Management | For | For | |||||||||
| 17. | Authority to purchase own shares. | Management | For | For | |||||||||
| 18. | Adoption of new articles of association. | Management | For | For | |||||||||
| 19. | Notice of a general meeting. | Management | For | For | |||||||||
| CONAGRA BRANDS, INC. | |||||||||||||
| Security | 205887102 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | CAG | Meeting Date | 21-Sep-2018 | ||||||||||
| ISIN | US2058871029 | Agenda | 934864807 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1. | DIRECTOR | Management | |||||||||||
| 1 | Anil Arora | For | For | ||||||||||
| 2 | Thomas K. Brown | For | For | ||||||||||
| 3 | Stephen G. Butler | For | For | ||||||||||
| 4 | Sean M. Connolly | For | For | ||||||||||
| 5 | Joie A. Gregor | For | For | ||||||||||
| 6 | Rajive Johri | For | For | ||||||||||
| 7 | Richard H. Lenny | For | For | ||||||||||
| 8 | Ruth Ann Marshall | For | For | ||||||||||
| 9 | Craig P. Omtvedt | For | For | ||||||||||
| 2. | Ratification of the appointment of independent auditor for fiscal 2019 | Management | For | For | |||||||||
| 3. | Advisory approval of the Company's named executive officer compensation. | Management | For | For | |||||||||
| ORACLE CORPORATION | |||||||||||||
| Security | 68389X105 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | ORCL | Meeting Date | 14-Nov-2018 | ||||||||||
| ISIN | US68389X1054 | Agenda | 934879656 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1. | DIRECTOR | Management | |||||||||||
| 1 | Jeffrey S. Berg | For | For | ||||||||||
| 2 | Michael J. Boskin | For | For | ||||||||||
| 3 | Safra A. Catz | For | For | ||||||||||
| 4 | Bruce R. Chizen | For | For | ||||||||||
| 5 | George H. Conrades | For | For | ||||||||||
| 6 | Lawrence J. Ellison | For | For | ||||||||||
| 7 | Hector Garcia-Molina | For | For | ||||||||||
| 8 | Jeffrey O. Henley | For | For | ||||||||||
| 9 | Mark V. Hurd | For | For | ||||||||||
| 10 | Renee J. James | For | For | ||||||||||
| 11 | Charles W. Moorman IV | For | For | ||||||||||
| 12 | Leon E. Panetta | For | For | ||||||||||
| 13 | William G. Parrett | For | For | ||||||||||
| 14 | Naomi O. Seligman | For | For | ||||||||||
| 2. | Advisory Vote to Approve the Compensation of the Named Executive Officers. | Management | For | For | |||||||||
| 3. | Ratification of the Selection of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2019. | Management | For | For | |||||||||
| 4. | Stockholder Proposal Regarding Pay Equity Report. | Shareholder | Abstain | Against | |||||||||
| 5. | Stockholder Proposal Regarding Political Contributions Report. | Shareholder | Against | For | |||||||||
| 6. | Stockholder Proposal Regarding Lobbying Report. | Shareholder | Against | For | |||||||||
| 7. | Stockholder Proposal Regarding Independent Board Chair. | Shareholder | Against | For | |||||||||
| MICROSOFT CORPORATION | |||||||||||||
| Security | 594918104 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | MSFT | Meeting Date | 28-Nov-2018 | ||||||||||
| ISIN | US5949181045 | Agenda | 934884544 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: William H. Gates lll | Management | For | For | |||||||||
| 1b. | Election of Director: Reid G. Hoffman | Management | For | For | |||||||||
| 1c. | Election of Director: Hugh F. Johnston | Management | For | For | |||||||||
| 1d. | Election of Director: Teri L. List-Stoll | Management | For | For | |||||||||
| 1e. | Election of Director: Satya Nadella | Management | For | For | |||||||||
| 1f. | Election of Director: Charles H. Noski | Management | For | For | |||||||||
| 1g. | Election of Director: Helmut Panke | Management | For | For | |||||||||
| 1h. | Election of Director: Sandra E. Peterson | Management | For | For | |||||||||
| 1i. | Election of Director: Penny S. Pritzker | Management | For | For | |||||||||
| 1j. | Election of Director: Charles W. Scharf | Management | For | For | |||||||||
| 1k. | Election of Director: Arne M. Sorenson | Management | For | For | |||||||||
| 1l. | Election of Director: John W. Stanton | Management | For | For | |||||||||
| 1m. | Election of Director: John W. Thompson | Management | For | For | |||||||||
| 1n. | Election of Director: Padmasree Warrior | Management | For | For | |||||||||
| 2. | Advisory vote to approve named executive officer compensation | Management | For | For | |||||||||
| 3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2019 | Management | For | For | |||||||||
| THE HAIN CELESTIAL GROUP, INC. | |||||||||||||
| Security | 405217100 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | HAIN | Meeting Date | 05-Dec-2018 | ||||||||||
| ISIN | US4052171000 | Agenda | 934895802 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Celeste A. Clark | Management | For | For | |||||||||
| 1b. | Election of Director: Andrew R. Heyer | Management | For | For | |||||||||
| 1c. | Election of Director: R. Dean Hollis | Management | For | For | |||||||||
| 1d. | Election of Director: Shervin J. Korangy | Management | For | For | |||||||||
| 1e. | Election of Director: Roger Meltzer | Management | For | For | |||||||||
| 1f. | Election of Director: Mark Schiller | Management | For | For | |||||||||
| 1g. | Election of Director: Jack L. Sinclair | Management | For | For | |||||||||
| 1h. | Election of Director: Glenn W. Welling | Management | For | For | |||||||||
| 1i. | Election of Director: Dawn M. Zier | Management | For | For | |||||||||
| 2. | To approve, on an advisory basis, named executive officer compensation for the fiscal year ended June 30, 2018. | Management | For | For | |||||||||
| 3. | To ratify the appointment of Ernst & Young LLP to act as registered independent accountants of the Company for the fiscal year ending June 30, 2019. | Management | For | For | |||||||||
| MEDTRONIC PLC | |||||||||||||
| Security | G5960L103 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | MDT | Meeting Date | 07-Dec-2018 | ||||||||||
| ISIN | IE00BTN1Y115 | Agenda | 934889215 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Richard H. Anderson | Management | For | For | |||||||||
| 1b. | Election of Director: Craig Arnold | Management | For | For | |||||||||
| 1c. | Election of Director: Scott C. Donnelly | Management | For | For | |||||||||
| 1d. | Election of Director: Randall J. Hogan III | Management | For | For | |||||||||
| 1e. | Election of Director: Omar Ishrak | Management | For | For | |||||||||
| 1f. | Election of Director: Michael O. Leavitt | Management | For | For | |||||||||
| 1g. | Election of Director: James T. Lenehan | Management | For | For | |||||||||
| 1h. | Election of Director: Elizabeth Nabel, M.D. | Management | For | For | |||||||||
| 1i. | Election of Director: Denise M. O'Leary | Management | For | For | |||||||||
| 1j. | Election of Director: Kendall J. Powell | Management | For | For | |||||||||
| 2. | To ratify, in a non-binding vote, the re-appointment of PricewaterhouseCoopers LLP as Medtronic's independent auditor for fiscal year 2019 and authorize the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. | Management | For | For | |||||||||
| 3. | To approve in a non-binding advisory vote, named executive officer compensation (a "Say-on-Pay" vote). | Management | For | For | |||||||||
| ACUITY BRANDS, INC. | |||||||||||||
| Security | 00508Y102 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | AYI | Meeting Date | 04-Jan-2019 | ||||||||||
| ISIN | US00508Y1029 | Agenda | 934901718 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Peter C. Browning | Management | For | For | |||||||||
| 1b. | Election of Director: G. Douglas Dillard, Jr. | Management | For | For | |||||||||
| 1c. | Election of Director: James H. Hance, Jr. | Management | For | For | |||||||||
| 1d. | Election of Director: Vernon J. Nagel | Management | For | For | |||||||||
| 1e. | Election of Director: Julia B. North | Management | For | For | |||||||||
| 1f. | Election of Director: Ray M. Robinson | Management | For | For | |||||||||
| 1g. | Election of Director: Mary A. Winston | Management | For | For | |||||||||
| 2. | Ratification of the appointment of EY as the independent registered public accounting firm. | Management | For | For | |||||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | |||||||||
| VISA INC. | |||||||||||||
| Security | 92826C839 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | V | Meeting Date | 29-Jan-2019 | ||||||||||
| ISIN | US92826C8394 | Agenda | 934911074 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Lloyd A. Carney | Management | For | For | |||||||||
| 1b. | Election of Director: Mary B. Cranston | Management | For | For | |||||||||
| 1c. | Election of Director: Francisco Javier Fernandez-Carbajal | Management | For | For | |||||||||
| 1d. | Election of Director: Alfred F. Kelly, Jr. | Management | For | For | |||||||||
| 1e. | Election of Director: John F. Lundgren | Management | For | For | |||||||||
| 1f. | Election of Director: Robert W. Matschullat | Management | For | For | |||||||||
| 1g. | Election of Director: Denise M. Morrison | Management | For | For | |||||||||
| 1h. | Election of Director: Suzanne Nora Johnson | Management | For | For | |||||||||
| 1i. | Election of Director: John A. C. Swainson | Management | For | For | |||||||||
| 1j. | Election of Director: Maynard G. Webb, Jr. | Management | For | For | |||||||||
| 2. | Advisory vote to approve executive compensation. | Management | For | For | |||||||||
| 3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2019 fiscal year. | Management | For | For | |||||||||
| APPLE INC. | |||||||||||||
| Security | 037833100 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | AAPL | Meeting Date | 01-Mar-2019 | ||||||||||
| ISIN | US0378331005 | Agenda | 934919359 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of director: James Bell | Management | For | For | |||||||||
| 1b. | Election of director: Tim Cook | Management | For | For | |||||||||
| 1c. | Election of director: Al Gore | Management | For | For | |||||||||
| 1d. | Election of director: Bob Iger | Management | For | For | |||||||||
| 1e. | Election of director: Andrea Jung | Management | For | For | |||||||||
| 1f. | Election of director: Art Levinson | Management | For | For | |||||||||
| 1g. | Election of director: Ron Sugar | Management | For | For | |||||||||
| 1h. | Election of director: Sue Wagner | Management | For | For | |||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for 2019 | Management | For | For | |||||||||
| 3. | Advisory vote to approve executive compensation | Management | For | For | |||||||||
| 4. | A shareholder proposal entitled "Shareholder Proxy Access Amendments" | Shareholder | Abstain | Against | |||||||||
| 5. | A shareholder proposal entitled "True Diversity Board Policy" | Shareholder | Against | For | |||||||||
| NATIONAL FUEL GAS COMPANY | |||||||||||||
| Security | 636180101 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | NFG | Meeting Date | 07-Mar-2019 | ||||||||||
| ISIN | US6361801011 | Agenda | 934921811 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1. | DIRECTOR | Management | |||||||||||
| 1 | David C. Carroll | Withheld | Against | ||||||||||
| 2 | Steven C. Finch | Withheld | Against | ||||||||||
| 3 | Joseph N. Jaggers | Withheld | Against | ||||||||||
| 4 | David F. Smith | Withheld | Against | ||||||||||
| 2. | Advisory approval of named executive officer compensation | Management | For | For | |||||||||
| 3. | Approval of the amended and restated 2010 Equity Compensation Plan | Management | For | For | |||||||||
| 4. | Approval of the amended and restated 2009 Non- Employee Director Equity Compensation Plan | Management | For | For | |||||||||
| 5. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2019 | Management | For | For | |||||||||
| TRIBUNE MEDIA COMPANY | |||||||||||||
| Security | 896047503 | Meeting Type | Special | ||||||||||
| Ticker Symbol | TRCO | Meeting Date | 12-Mar-2019 | ||||||||||
| ISIN | US8960475031 | Agenda | 934927914 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1. | Adoption of the Merger Agreement: To consider and vote on a proposal to adopt the agreement and plan of merger, dated as of November 30, 2018 (as amended from time to time, the "Merger Agreement"), by and among Tribune Media Company ("Tribune"), Nexstar Media Group, Inc. and Titan Merger Sub, Inc. | Management | For | For | |||||||||
| 2. | Advisory Vote Regarding Merger Related Named Executive Officer Compensation: To consider and vote on a non-binding, advisory proposal to approve the compensation that may become payable to Tribune's named executive officers in connection with the consummation of the merger contemplated by the Merger Agreement. | Management | For | For | |||||||||
| 3. | Approval of Special Meeting: To consider and vote on a proposal to adjourn the Tribune special meeting, if necessary or appropriate, including adjournments to permit further solicitation of proxies in favor of the proposal to adopt the Merger Agreement. | Management | For | For | |||||||||
| STARBUCKS CORPORATION | |||||||||||||
| Security | 855244109 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | SBUX | Meeting Date | 20-Mar-2019 | ||||||||||
| ISIN | US8552441094 | Agenda | 934922015 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Rosalind G. Brewer | Management | For | For | |||||||||
| 1b. | Election of Director: Mary N. Dillon | Management | For | For | |||||||||
| 1c. | Election of Director: Mellody Hobson | Management | For | For | |||||||||
| 1d. | Election of Director: Kevin R. Johnson | Management | For | For | |||||||||
| 1e. | Election of Director: Jorgen Vig Knudstorp | Management | For | For | |||||||||
| 1f. | Election of Director: Satya Nadella | Management | For | For | |||||||||
| 1g. | Election of Director: Joshua Cooper Ramo | Management | For | For | |||||||||
| 1h. | Election of Director: Clara Shih | Management | For | For | |||||||||
| 1i. | Election of Director: Javier G. Teruel | Management | For | For | |||||||||
| 1j. | Election of Director: Myron E. Ullman, III | Management | For | For | |||||||||
| 2. | Advisory resolution to approve our executive officer compensation. | Management | For | For | |||||||||
| 3. | Ratification of selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2019. | Management | For | For | |||||||||
| 4. | True Diversity Board Policy | Shareholder | Against | For | |||||||||
| 5. | Report on Sustainable Packaging | Shareholder | Abstain | Against | |||||||||
| HEWLETT PACKARD ENTERPRISE COMPANY | |||||||||||||
| Security | 42824C109 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | HPE | Meeting Date | 03-Apr-2019 | ||||||||||
| ISIN | US42824C1099 | Agenda | 934927522 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Daniel Ammann | Management | For | For | |||||||||
| 1b. | Election of Director: Michael J. Angelakis | Management | For | For | |||||||||
| 1c. | Election of Director: Pamela L. Carter | Management | For | For | |||||||||
| 1d. | Election of Director: Jean M. Hobby | Management | For | For | |||||||||
| 1e. | Election of Director: Raymond J. Lane | Management | For | For | |||||||||
| 1f. | Election of Director: Ann M. Livermore | Management | For | For | |||||||||
| 1g. | Election of Director: Antonio F. Neri | Management | For | For | |||||||||
| 1h. | Election of Director: Raymond E. Ozzie | Management | For | For | |||||||||
| 1i. | Election of Director: Gary M. Reiner | Management | For | For | |||||||||
| 1j. | Election of Director: Patricia F. Russo | Management | For | For | |||||||||
| 1k. | Election of Director: Lip-Bu Tan | Management | For | For | |||||||||
| 1l. | Election of Director: Mary Agnes Wilderotter | Management | For | For | |||||||||
| 2. | Ratification of the appointment of the independent registered public accounting firm for the fiscal year ending October 31, 2019 | Management | For | For | |||||||||
| 3. | Advisory vote to approve executive compensation | Management | For | For | |||||||||
| 4. | Stockholder proposal related to action by Written Consent of Stockholders | Shareholder | Against | For | |||||||||
| NEWMONT MINING CORPORATION | |||||||||||||
| Security | 651639106 | Meeting Type | Special | ||||||||||
| Ticker Symbol | NEM | Meeting Date | 11-Apr-2019 | ||||||||||
| ISIN | US6516391066 | Agenda | 934949287 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1. | To approve an amendment and restatement of the Newmont Restated Certificate of Incorporation to increase Newmont's authorized shares of common stock from 750,000,000 shares to 1,280,000,000 shares. | Management | For | For | |||||||||
| 2. | To approve the issuance of shares of Newmont common stock to Goldcorp shareholders in connection with the arrangement agreement, dated as of January 14, 2019, as amended. | Management | For | For | |||||||||
| 3. | To approve adjournment or postponement of the Newmont special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve Proposal 1 or Proposal 2. | Management | For | For | |||||||||
| BRISTOL-MYERS SQUIBB COMPANY | |||||||||||||
| Security | 110122108 | Meeting Type | Contested-Special | ||||||||||
| Ticker Symbol | BMY | Meeting Date | 12-Apr-2019 | ||||||||||
| ISIN | US1101221083 | Agenda | 934932751 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1. | Stock Issuance Proposal: To approve the issuance of shares of Bristol-Myers Squibb Company common stock to stockholders of Celgene Corporation in the merger between Celgene Corporation and Burgundy Merger Sub, Inc., a wholly-owned subsidiary of Bristol-Myers Squibb Company, pursuant to the terms and conditions of the Agreement and Plan of Merger, dated as of January 2, 2019, as it may be amended from time to time, among Bristol-Myers Squibb Company, Burgundy Merger Sub, Inc. and Celgene Corporation. | Management | For | For | |||||||||
| 2. | Adjournment Proposal: To approve the adjournment from time to time of the special meeting of the stockholders of Bristol- Myers Squibb Company if necessary to solicit additional proxies if there are not sufficient votes at the time of the special meeting, or any adjournment or postponement thereof, to approve the Stock Issuance Proposal. | Management | For | For | |||||||||
| BRISTOL-MYERS SQUIBB COMPANY | |||||||||||||
| Security | 110122108 | Meeting Type | Contested-Special | ||||||||||
| Ticker Symbol | BMY | Meeting Date | 12-Apr-2019 | ||||||||||
| ISIN | US1101221083 | Agenda | 934939654 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1. | Stock Issuance Proposal: To approve the issuance of shares of Bristol-Myers Squibb Company common stock to stockholders of Celgene Corporation in the merger between Celgene Corporation and Burgundy Merger Sub, Inc., a wholly-owned subsidiary of Bristol-Myers Squibb Company, pursuant to the terms and conditions of the Agreement and Plan of Merger, dated as of January 2, 2019, as it may be amended from time to time, among Bristol-Myers Squibb Company, Burgundy Merger Sub, Inc. and Celgene Corporation. | Management | For | For | |||||||||
| 2. | Adjournment Proposal: To approve the adjournment from time to time of the special meeting of the stockholders of Bristol- Myers Squibb Company if necessary to solicit additional proxies if there are not sufficient votes at the time of the special meeting, or any adjournment or postponement thereof, to approve the Stock Issuance Proposal. | Management | For | For | |||||||||
| CITIGROUP INC. | |||||||||||||
| Security | 172967424 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | C | Meeting Date | 16-Apr-2019 | ||||||||||
| ISIN | US1729674242 | Agenda | 934935808 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Michael L. Corbat | Management | For | For | |||||||||
| 1b. | Election of Director: Ellen M. Costello | Management | For | For | |||||||||
| 1c. | Election of Director: Barbara J. Desoer | Management | For | For | |||||||||
| 1d. | Election of Director: John C. Dugan | Management | For | For | |||||||||
| 1e. | Election of Director: Duncan P. Hennes | Management | For | For | |||||||||
| 1f. | Election of Director: Peter B. Henry | Management | For | For | |||||||||
| 1g. | Election of Director: S. Leslie Ireland | Management | For | For | |||||||||
| 1h. | Election of Director: Lew W. (Jay) Jacobs, IV | Management | For | For | |||||||||
| 1i. | Election of Director: Renee J. James | Management | For | For | |||||||||
| 1j. | Election of Director: Eugene M. McQuade | Management | For | For | |||||||||
| 1k. | Election of Director: Gary M. Reiner | Management | For | For | |||||||||
| 1l. | Election of Director: Diana L. Taylor | Management | For | For | |||||||||
| 1m. | Election of Director: James S. Turley | Management | For | For | |||||||||
| 1n. | Election of Director: Deborah C. Wright | Management | For | For | |||||||||
| 1o. | Election of Director: Ernesto Zedillo Ponce de Leon | Management | For | For | |||||||||
| 2. | Proposal to ratify the selection of KPMG LLP as Citi's independent registered public accounting firm for 2019. | Management | For | For | |||||||||
| 3. | Advisory vote to approve Citi's 2018 executive compensation. | Management | For | For | |||||||||
| 4. | Approval of the Citigroup 2019 Stock Incentive Plan. | Management | For | For | |||||||||
| 5. | Shareholder proposal requesting Shareholder Proxy Access Enhancement to Citi's proxy access bylaw provisions. | Shareholder | Abstain | Against | |||||||||
| 6. | Shareholder proposal requesting that the Board adopt a policy prohibiting the vesting of equity-based awards for senior executives due to a voluntary resignation to enter government service. | Shareholder | Against | For | |||||||||
| 7. | Shareholder proposal requesting that the Board amend Citi's bylaws to give holders in the aggregate of 15% of Citi's outstanding common stock the power to call a special meeting. | Shareholder | Against | For | |||||||||
| TEXTRON INC. | |||||||||||||
| Security | 883203101 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | TXT | Meeting Date | 24-Apr-2019 | ||||||||||
| ISIN | US8832031012 | Agenda | 934941786 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Scott C. Donnelly | Management | For | For | |||||||||
| 1b. | Election of Director: Kathleen M. Bader | Management | For | For | |||||||||
| 1c. | Election of Director: R. Kerry Clark | Management | For | For | |||||||||
| 1d. | Election of Director: James T. Conway | Management | For | For | |||||||||
| 1e. | Election of Director: Lawrence K. Fish | Management | For | For | |||||||||
| 1f. | Election of Director: Paul E. Gagne | Management | For | For | |||||||||
| 1g. | Election of Director: Ralph D. Heath | Management | For | For | |||||||||
| 1h. | Election of Director: Deborah Lee James | Management | For | For | |||||||||
| 1i. | Election of Director: Lloyd G. Trotter | Management | For | For | |||||||||
| 1j. | Election of Director: James L. Ziemer | Management | For | For | |||||||||
| 1k. | Election of Director: Maria T. Zuber | Management | For | For | |||||||||
| 2. | Approval of the advisory (non-binding) resolution to approve executive compensation. | Management | For | For | |||||||||
| 3. | Ratification of appointment of independent registered public accounting firm. | Management | For | For | |||||||||
| 4. | Shareholder proposal regarding shareholder action by written consent. | Shareholder | Against | For | |||||||||
| BANK OF AMERICA CORPORATION | |||||||||||||
| Security | 060505104 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | BAC | Meeting Date | 24-Apr-2019 | ||||||||||
| ISIN | US0605051046 | Agenda | 934942360 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Sharon L. Allen | Management | For | For | |||||||||
| 1b. | Election of Director: Susan S. Bies | Management | For | For | |||||||||
| 1c. | Election of Director: Jack O. Bovender, Jr. | Management | For | For | |||||||||
| 1d. | Election of Director: Frank P. Bramble, Sr. | Management | For | For | |||||||||
| 1e. | Election of Director: Pierre J.P. de Weck | Management | For | For | |||||||||
| 1f. | Election of Director: Arnold W. Donald | Management | For | For | |||||||||
| 1g. | Election of Director: Linda P. Hudson | Management | For | For | |||||||||
| 1h. | Election of Director: Monica C. Lozano | Management | For | For | |||||||||
| 1i. | Election of Director: Thomas J. May | Management | For | For | |||||||||
| 1j. | Election of Director: Brian T. Moynihan | Management | For | For | |||||||||
| 1k. | Election of Director: Lionel L. Nowell III | Management | For | For | |||||||||
| 1l. | Election of Director: Clayton S. Rose | Management | For | For | |||||||||
| 1m. | Election of Director: Michael D. White | Management | For | For | |||||||||
| 1n. | Election of Director: Thomas D. Woods | Management | For | For | |||||||||
| 1o. | Election of Director: R. David Yost | Management | For | For | |||||||||
| 1p. | Election of Director: Maria T. Zuber | Management | For | For | |||||||||
| 2. | Approving Our Executive Compensation (an Advisory, Non- binding "Say on Pay" Resolution) | Management | For | For | |||||||||
| 3. | Ratifying the Appointment of Our Independent Registered Public Accounting Firm for 2019. | Management | For | For | |||||||||
| 4. | Amending the Bank of America Corporation Key Employee Equity Plan. | Management | For | For | |||||||||
| 5. | Report Concerning Gender Pay Equity. | Shareholder | Abstain | Against | |||||||||
| 6. | Right to Act by Written Consent. | Shareholder | Against | For | |||||||||
| 7. | Enhance Shareholder Proxy Access. | Shareholder | Abstain | Against | |||||||||
| APTIV PLC | |||||||||||||
| Security | G6095L109 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | APTV | Meeting Date | 25-Apr-2019 | ||||||||||
| ISIN | JE00B783TY65 | Agenda | 934937179 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1. | Election of Director: Kevin P. Clark | Management | For | For | |||||||||
| 2. | Election of Director: Nancy E. Cooper | Management | For | For | |||||||||
| 3. | Election of Director: Frank J. Dellaquila | Management | For | For | |||||||||
| 4. | Election of Director: Nicholas M. Donofrio | Management | For | For | |||||||||
| 5. | Election of Director: Mark P. Frissora | Management | For | For | |||||||||
| 6. | Election of Director: Rajiv L. Gupta | Management | For | For | |||||||||
| 7. | Election of Director: Sean O. Mahoney | Management | For | For | |||||||||
| 8. | Election of Director: Robert K. Ortberg | Management | For | For | |||||||||
| 9. | Election of Director: Colin J. Parris | Management | For | For | |||||||||
| 10. | Election of Director: Ana G. Pinczuk | Management | For | For | |||||||||
| 11. | Election of Director: Lawrence A. Zimmerman | Management | For | For | |||||||||
| 12. | Proposal to re-appoint auditors, ratify independent public accounting firm and authorize the directors to determine the fees paid to the auditors. | Management | For | For | |||||||||
| 13. | Say-on-Pay - To approve, by advisory vote, executive compensation. | Management | For | For | |||||||||
| TEGNA INC. | |||||||||||||
| Security | 87901J105 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | TGNA | Meeting Date | 25-Apr-2019 | ||||||||||
| ISIN | US87901J1051 | Agenda | 934940188 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Gina L. Bianchini | Management | For | For | |||||||||
| 1b. | Election of Director: Howard D. Elias | Management | For | For | |||||||||
| 1c. | Election of Director: Stuart J. Epstein | Management | For | For | |||||||||
| 1d. | Election of Director: Lidia Fonseca | Management | For | For | |||||||||
| 1e. | Election of Director: David T. Lougee | Management | For | For | |||||||||
| 1f. | Election of Director: Scott K. McCune | Management | For | For | |||||||||
| 1g. | Election of Director: Henry W. McGee | Management | For | For | |||||||||
| 1h. | Election of Director: Susan Ness | Management | For | For | |||||||||
| 1i. | Election of Director: Bruce P. Nolop | Management | For | For | |||||||||
| 1j. | Election of Director: Neal Shapiro | Management | For | For | |||||||||
| 1k. | Election of Director: Melinda C. Witmer | Management | For | For | |||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the 2019 fiscal year. | Management | For | For | |||||||||
| 3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | |||||||||
| PFIZER INC. | |||||||||||||
| Security | 717081103 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | PFE | Meeting Date | 25-Apr-2019 | ||||||||||
| ISIN | US7170811035 | Agenda | 934942043 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Ronald E. Blaylock | Management | For | For | |||||||||
| 1b. | Election of Director: Albert Bourla | Management | For | For | |||||||||
| 1c. | Election of Director: W. Don Cornwell | Management | For | For | |||||||||
| 1d. | Election of Director: Joseph J. Echevarria | Management | For | For | |||||||||
| 1e. | Election of Director: Helen H. Hobbs | Management | For | For | |||||||||
| 1f. | Election of Director: James M. Kilts | Management | For | For | |||||||||
| 1g. | Election of Director: Dan R. Littman | Management | For | For | |||||||||
| 1h. | Election of Director: Shantanu Narayen | Management | For | For | |||||||||
| 1i. | Election of Director: Suzanne Nora Johnson | Management | For | For | |||||||||
| 1j. | Election of Director: Ian C. Read | Management | For | For | |||||||||
| 1k. | Election of Director: James C. Smith | Management | For | For | |||||||||
| 2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2019 | Management | For | For | |||||||||
| 3. | 2019 Advisory approval of executive compensation | Management | For | For | |||||||||
| 4. | Approval of the Pfizer Inc. 2019 Stock Plan | Management | Against | Against | |||||||||
| 5. | Shareholder proposal regarding right to act by written consent | Shareholder | Against | For | |||||||||
| 6. | Shareholder proposal regarding report on lobbying activities | Shareholder | Abstain | Against | |||||||||
| 7. | Shareholder proposal regarding independent chair policy | Shareholder | Against | For | |||||||||
| 8. | Shareholder proposal regarding integrating drug pricing into executive compensation policies and programs | Shareholder | Abstain | Against | |||||||||
| HONEYWELL INTERNATIONAL INC. | |||||||||||||
| Security | 438516106 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | HON | Meeting Date | 29-Apr-2019 | ||||||||||
| ISIN | US4385161066 | Agenda | 934941647 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1A. | Election of Director: Darius Adamczyk | Management | For | For | |||||||||
| 1B. | Election of Director: Duncan B. Angove | Management | For | For | |||||||||
| 1C. | Election of Director: William S. Ayer | Management | For | For | |||||||||
| 1D. | Election of Director: Kevin Burke | Management | For | For | |||||||||
| 1E. | Election of Director: Jaime Chico Pardo | Management | For | For | |||||||||
| 1F. | Election of Director: D. Scott Davis | Management | For | For | |||||||||
| 1G. | Election of Director: Linnet F. Deily | Management | For | For | |||||||||
| 1H. | Election of Director: Judd Gregg | Management | For | For | |||||||||
| 1I. | Election of Director: Clive Hollick | Management | For | For | |||||||||
| 1J. | Election of Director: Grace D. Lieblein | Management | For | For | |||||||||
| 1K. | Election of Director: George Paz | Management | For | For | |||||||||
| 1L. | Election of Director: Robin L. Washington | Management | For | For | |||||||||
| 2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | |||||||||
| 3. | Approval of Independent Accountants. | Management | For | For | |||||||||
| 4. | Right To Act By Written Consent. | Shareholder | Against | For | |||||||||
| 5. | Report on Lobbying Payments and Policy. | Shareholder | Abstain | Against | |||||||||
| DISH NETWORK CORPORATION | |||||||||||||
| Security | 25470M109 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | DISH | Meeting Date | 29-Apr-2019 | ||||||||||
| ISIN | US25470M1099 | Agenda | 934948158 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1. | DIRECTOR | Management | |||||||||||
| 1 | Kathleen Q. Abernathy | For | For | ||||||||||
| 2 | George R. Brokaw | For | For | ||||||||||
| 3 | James DeFranco | For | For | ||||||||||
| 4 | Cantey M. Ergen | For | For | ||||||||||
| 5 | Charles W. Ergen | For | For | ||||||||||
| 6 | Charles M. Lillis | For | For | ||||||||||
| 7 | Afshin Mohebbi | For | For | ||||||||||
| 8 | Tom A. Ortolf | For | For | ||||||||||
| 9 | Carl E. Vogel | For | For | ||||||||||
| 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | |||||||||
| 3. | To approve our 2019 Stock Incentive Plan. | Management | Against | Against | |||||||||
| MGM RESORTS INTERNATIONAL | |||||||||||||
| Security | 552953101 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | MGM | Meeting Date | 01-May-2019 | ||||||||||
| ISIN | US5529531015 | Agenda | 934949718 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Mary Chris Gay | Management | For | For | |||||||||
| 1b. | Election of Director: William W. Grounds | Management | For | For | |||||||||
| 1c. | Election of Director: Alexis M. Herman | Management | For | For | |||||||||
| 1d. | Election of Director: Roland Hernandez | Management | For | For | |||||||||
| 1e. | Election of Director: John Kilroy | Management | For | For | |||||||||
| 1f. | Election of Director: Rose McKinney - James | Management | For | For | |||||||||
| 1g. | Election of Director: Keith A. Meister | Management | For | For | |||||||||
| 1h. | Election of Director: James J. Murren | Management | For | For | |||||||||
| 1i. | Election of Director: Paul Salem | Management | For | For | |||||||||
| 1j. | Election of Director: Gregory M. Spierkel | Management | For | For | |||||||||
| 1k. | Election of Director: Jan G. Swartz | Management | For | For | |||||||||
| 1l. | Election of Director: Daniel J. Taylor | Management | For | For | |||||||||
| 2. | To ratify the selection of Deloitte & Touche LLP, as the independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For | |||||||||
| 3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | |||||||||
| TRIBUNE MEDIA COMPANY | |||||||||||||
| Security | 896047503 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | TRCO | Meeting Date | 01-May-2019 | ||||||||||
| ISIN | US8960475031 | Agenda | 934951787 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Ross Levinsohn | Management | For | For | |||||||||
| 1b. | Election of Director: Peter E. Murphy | Management | For | For | |||||||||
| 2. | Advisory vote approving executive compensation. | Management | For | For | |||||||||
| 3. | The ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the 2019 fiscal year. | Management | For | For | |||||||||
| ALLERGAN PLC | |||||||||||||
| Security | G0177J108 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | AGN | Meeting Date | 01-May-2019 | ||||||||||
| ISIN | IE00BY9D5467 | Agenda | 934955696 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Nesli Basgoz, M.D. | Management | For | For | |||||||||
| 1b. | Election of Director: Joseph H. Boccuzi | Management | For | For | |||||||||
| 1c. | Election of Director: Christopher W. Bodine | Management | For | For | |||||||||
| 1d. | Election of Director: Adriane M. Brown | Management | For | For | |||||||||
| 1e. | Election of Director: Christopher J. Coughlin | Management | For | For | |||||||||
| 1f. | Election of Director: Carol Anthony (John) Davidson | Management | For | For | |||||||||
| 1g. | Election of Director: Thomas C. Freyman | Management | For | For | |||||||||
| 1h. | Election of Director: Michael E. Greenberg, PhD | Management | For | For | |||||||||
| 1i. | Election of Director: Robert J. Hugin | Management | For | For | |||||||||
| 1j. | Election of Director: Peter J. McDonnell, M.D. | Management | For | For | |||||||||
| 1k. | Election of Director: Brenton L. Saunders | Management | For | For | |||||||||
| 2. | To approve, in a non-binding vote, Named Executive Officer compensation. | Management | For | For | |||||||||
| 3. | To ratify, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for the fiscal year ending December 31, 2019 and to authorize, in a binding vote, the Board of Directors, acting through its Audit and Compliance Committee, to determine PricewaterhouseCoopers LLP's remuneration. | Management | For | For | |||||||||
| 4. | To renew the authority of the directors of the Company (the "Directors") to issue shares. | Management | For | For | |||||||||
| 5a. | To renew the authority of the Directors to issue shares for cash without first offering shares to existing shareholders. | Management | Against | Against | |||||||||
| 5b. | To authorize the Directors to allot new shares up to an additional 5% for cash in connection with an acquisition or other capital investment. | Management | For | For | |||||||||
| 6. | To consider a shareholder proposal requiring an independent Board Chairman (immediate change), if properly presented at the meeting. | Shareholder | Against | For | |||||||||
| KIMBERLY-CLARK CORPORATION | |||||||||||||
| Security | 494368103 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | KMB | Meeting Date | 02-May-2019 | ||||||||||
| ISIN | US4943681035 | Agenda | 934939298 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Abelardo E. Bru | Management | For | For | |||||||||
| 1b. | Election of Director: Robert W. Decherd | Management | For | For | |||||||||
| 1c. | Election of Director: Thomas J. Falk | Management | For | For | |||||||||
| 1d. | Election of Director: Fabian T. Garcia | Management | For | For | |||||||||
| 1e. | Election of Director: Michael D. Hsu | Management | For | For | |||||||||
| 1f. | Election of Director: Mae C. Jemison, M.D. | Management | For | For | |||||||||
| 1g. | Election of Director: Nancy J. Karch | Management | For | For | |||||||||
| 1h. | Election of Director: S. Todd Maclin | Management | For | For | |||||||||
| 1i. | Election of Director: Sherilyn S. McCoy | Management | For | For | |||||||||
| 1j. | Election of Director: Christa S. Quarles | Management | For | For | |||||||||
| 1k. | Election of Director: Ian C. Read | Management | For | For | |||||||||
| 1l. | Election of Director: Marc J. Shapiro | Management | For | For | |||||||||
| 1m. | Election of Director: Dunia A. Shive | Management | For | For | |||||||||
| 1n. | Election of Director: Michael D. White | Management | For | For | |||||||||
| 2. | Ratification of Auditor | Management | For | For | |||||||||
| 3. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | |||||||||
| AMERICAN EXPRESS COMPANY | |||||||||||||
| Security | 025816109 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | AXP | Meeting Date | 07-May-2019 | ||||||||||
| ISIN | US0258161092 | Agenda | 934951953 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Charlene Barshefsky | Management | For | For | |||||||||
| 1b. | Election of Director: John J. Brennan | Management | For | For | |||||||||
| 1c. | Election of Director: Peter Chernin | Management | For | For | |||||||||
| 1d. | Election of Director: Ralph de la Vega | Management | For | For | |||||||||
| 1e. | Election of Director: Anne Lauvergeon | Management | For | For | |||||||||
| 1f. | Election of Director: Michael O. Leavitt | Management | For | For | |||||||||
| 1g. | Election of Director: Theodore J. Leonsis | Management | For | For | |||||||||
| 1h. | Election of Director: Stephen J. Squeri | Management | For | For | |||||||||
| 1i. | Election of Director: Daniel L. Vasella | Management | For | For | |||||||||
| 1j. | Election of Director: Ronald A. Williams | Management | For | For | |||||||||
| 1k. | Election of Director: Christopher D. Young | Management | For | For | |||||||||
| 2. | Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2019. | Management | For | For | |||||||||
| 3. | Approval, on an advisory basis, of the Company's executive compensation. | Management | For | For | |||||||||
| 4. | Shareholder proposal relating to action by written consent. | Shareholder | Against | For | |||||||||
| 5. | Shareholder proposal relating to deducting the stock buyback impact from executive pay. | Shareholder | Against | For | |||||||||
| 6. | Shareholder proposal relating to gender pay equity. | Shareholder | Abstain | Against | |||||||||
| GENERAL ELECTRIC COMPANY | |||||||||||||
| Security | 369604103 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | GE | Meeting Date | 08-May-2019 | ||||||||||
| ISIN | US3696041033 | Agenda | 934946192 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1. | Election of Director: Sébastien Bazin | Management | For | For | |||||||||
| 2. | Election of Director: H. Lawrence Culp, Jr. | Management | For | For | |||||||||
| 3. | Election of Director: Francisco D'Souza | Management | For | For | |||||||||
| 4. | Election of Director: Edward Garden | Management | For | For | |||||||||
| 5. | Election of Director: Thomas Horton | Management | For | For | |||||||||
| 6. | Election of Director: Risa Lavizzo-Mourey | Management | For | For | |||||||||
| 7. | Election of Director: Catherine Lesjak | Management | For | For | |||||||||
| 8. | Election of Director: Paula Rosput Reynolds | Management | For | For | |||||||||
| 9 | Election of Director: Leslie Seidman | Management | For | For | |||||||||
| 10. | Election of Director: James Tisch | Management | For | For | |||||||||
| 11. | Advisory Approval of Our Named Executives' Compensation | Management | Abstain | Against | |||||||||
| 12. | Approval of a Reduction of Minimum Number of Directors from 10 to 7 | Management | For | For | |||||||||
| 13. | Ratification of KPMG as Independent Auditor for 2019 | Management | For | For | |||||||||
| 14. | Require the Chairman of the Board to be Independent | Shareholder | Against | For | |||||||||
| 15. | Adopt Cumulative Voting for Director Elections | Shareholder | Against | For | |||||||||
| PHILLIPS 66 | |||||||||||||
| Security | 718546104 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | PSX | Meeting Date | 08-May-2019 | ||||||||||
| ISIN | US7185461040 | Agenda | 934954012 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Greg C. Garland | Management | For | For | |||||||||
| 1b. | Election of Director: Gary K. Adams | Management | For | For | |||||||||
| 1c. | Election of Director: John E. Lowe | Management | For | For | |||||||||
| 1d. | Election of Director: Denise L. Ramos | Management | For | For | |||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2019. | Management | For | For | |||||||||
| 3. | Advisory vote to approve our executive compensation. | Management | For | For | |||||||||
| 4. | Advisory vote on the frequency of future shareholder advisory votes to approve executive compensation. | Management | 1 Year | For | |||||||||
| 5. | Proposal Withdrawn | Shareholder | Abstain | ||||||||||
| GILEAD SCIENCES, INC. | |||||||||||||
| Security | 375558103 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | GILD | Meeting Date | 08-May-2019 | ||||||||||
| ISIN | US3755581036 | Agenda | 934957056 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Jacqueline K. Barton, Ph.D. | Management | For | For | |||||||||
| 1b. | Election of Director: John F. Cogan, Ph.D. | Management | For | For | |||||||||
| 1c. | Election of Director: Kelly A. Kramer | Management | For | For | |||||||||
| 1d. | Election of Director: Kevin E. Lofton | Management | For | For | |||||||||
| 1e. | Election of Director: Harish M. Manwani | Management | For | For | |||||||||
| 1f. | Election of Director: Daniel P. O'Day | Management | For | For | |||||||||
| 1g. | Election of Director: Richard J. Whitley, M.D. | Management | For | For | |||||||||
| 1h. | Election of Director: Gayle E. Wilson | Management | For | For | |||||||||
| 1i. | Election of Director: Per Wold-Olsen | Management | For | For | |||||||||
| 2. | To ratify the selection of Ernst & Young LLP by the Audit Committee of the Board of Directors as the independent registered public accounting firm of Gilead for the fiscal year ending December 31, 2019. | Management | For | For | |||||||||
| 3. | To approve an amendment to Gilead's Restated Certificate of Incorporation to allow stockholders to act by written consent. | Management | For | For | |||||||||
| 4. | To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement. | Management | For | For | |||||||||
| 5. | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board adopt a policy that the Chairperson of the Board of Directors be an independent director. | Shareholder | Against | For | |||||||||
| 6. | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board issue a report describing how Gilead plans to allocate tax savings as a result of the Tax Cuts and Jobs Act. | Shareholder | Against | For | |||||||||
| MONDELEZ INTERNATIONAL, INC. | |||||||||||||
| Security | 609207105 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | MDLZ | Meeting Date | 15-May-2019 | ||||||||||
| ISIN | US6092071058 | Agenda | 934959404 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Lewis W.K. Booth | Management | For | For | |||||||||
| 1b. | Election of Director: Charles E. Bunch | Management | For | For | |||||||||
| 1c. | Election of Director: Debra A. Crew | Management | For | For | |||||||||
| 1d. | Election of Director: Lois D. Juliber | Management | For | For | |||||||||
| 1e. | Election of Director: Mark D. Ketchum | Management | For | For | |||||||||
| 1f. | Election of Director: Peter W. May | Management | For | For | |||||||||
| 1g. | Election of Director: Jorge S. Mesquita | Management | For | For | |||||||||
| 1h. | Election of Director: Joseph Neubauer | Management | For | For | |||||||||
| 1i. | Election of Director: Fredric G. Reynolds | Management | For | For | |||||||||
| 1j. | Election of Director: Christiana S. Shi | Management | For | For | |||||||||
| 1k. | Election of Director: Patrick T. Siewert | Management | For | For | |||||||||
| 1l. | Election of Director: Jean-François M. L. van Boxmeer | Management | For | For | |||||||||
| 1m. | Election of Director: Dirk Van de Put | Management | For | For | |||||||||
| 2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | |||||||||
| 3. | Ratification of PricewaterhouseCoopers LLP as Independent Registered Public Accountants for Fiscal Year Ending December 31, 2019. | Management | For | For | |||||||||
| 4. | Report on Environmental Impact of Cocoa Supply Chain. | Shareholder | Abstain | Against | |||||||||
| 5. | Consider Employee Pay in Setting Chief Executive Officer Pay. | Shareholder | Against | For | |||||||||
| ZOETIS INC. | |||||||||||||
| Security | 98978V103 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | ZTS | Meeting Date | 15-May-2019 | ||||||||||
| ISIN | US98978V1035 | Agenda | 934962110 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1.1 | Election of Director: Juan Ramon Alaix | Management | For | For | |||||||||
| 1.2 | Election of Director: Paul M. Bisaro | Management | For | For | |||||||||
| 1.3 | Election of Director: Frank A. D'Amelio | Management | For | For | |||||||||
| 1.4 | Election of Director: Michael B. McCallister | Management | For | For | |||||||||
| 2. | Advisory vote to approve our executive compensation (Say on Pay) | Management | For | For | |||||||||
| 3. | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2019. | Management | For | For | |||||||||
| HALLIBURTON COMPANY | |||||||||||||
| Security | 406216101 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | HAL | Meeting Date | 15-May-2019 | ||||||||||
| ISIN | US4062161017 | Agenda | 934966651 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Abdulaziz F. Al Khayyal | Management | For | For | |||||||||
| 1b. | Election of Director: William E. Albrecht | Management | For | For | |||||||||
| 1c. | Election of Director: M. Katherine Banks | Management | For | For | |||||||||
| 1d. | Election of Director: Alan M. Bennett | Management | For | For | |||||||||
| 1e. | Election of Director: Milton Carroll | Management | For | For | |||||||||
| 1f. | Election of Director: Nance K. Dicciani | Management | For | For | |||||||||
| 1g. | Election of Director: Murry S. Gerber | Management | For | For | |||||||||
| 1h. | Election of Director: Patricia Hemingway Hall | Management | For | For | |||||||||
| 1i. | Election of Director: Robert A. Malone | Management | For | For | |||||||||
| 1j. | Election of Director: Jeffrey A. Miller | Management | For | For | |||||||||
| 2. | Ratification of Selection of Principal Independent Public Accountants. | Management | For | For | |||||||||
| 3. | Advisory Approval of Executive Compensation. | Management | For | For | |||||||||
| 4. | Proposal to Amend and Restate the Halliburton Company Stock and Incentive Plan. | Management | For | For | |||||||||
| STATE STREET CORPORATION | |||||||||||||
| Security | 857477103 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | STT | Meeting Date | 15-May-2019 | ||||||||||
| ISIN | US8574771031 | Agenda | 934969277 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: K. Burnes | Management | For | For | |||||||||
| 1b. | Election of Director: P. de Saint-Aignan | Management | For | For | |||||||||
| 1c. | Election of Director: L. Dugle | Management | For | For | |||||||||
| 1d. | Election of Director: A. Fawcett | Management | For | For | |||||||||
| 1e. | Election of Director: W. Freda | Management | For | For | |||||||||
| 1f. | Election of Director: J. Hooley | Management | For | For | |||||||||
| 1g. | Election of Director: S. Mathew | Management | For | For | |||||||||
| 1h. | Election of Director: W. Meaney | Management | For | For | |||||||||
| 1i. | Election of Director: R. O'Hanley | Management | For | For | |||||||||
| 1j. | Election of Director: S. O'Sullivan | Management | For | For | |||||||||
| 1k. | Election of Director: R. Sergel | Management | For | For | |||||||||
| 1l. | Election of Director: G. Summe | Management | For | For | |||||||||
| 2. | To approve an advisory proposal on executive compensation. | Management | For | For | |||||||||
| 3. | To ratify the selection of Ernst & Young LLP as State Street's independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For | |||||||||
| MACQUARIE INFRASTRUCTURE CORPORATION | |||||||||||||
| Security | 55608B105 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | MIC | Meeting Date | 15-May-2019 | ||||||||||
| ISIN | US55608B1052 | Agenda | 934977363 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Amanda Brock | Management | For | For | |||||||||
| 1b. | Election of Director: Norman H. Brown, Jr. | Management | For | For | |||||||||
| 1c. | Election of Director: Christopher Frost | Management | For | For | |||||||||
| 1d. | Election of Director: Maria Jelescu-Dreyfus | Management | For | For | |||||||||
| 1e. | Election of Director: Ronald Kirk | Management | For | For | |||||||||
| 1f. | Election of Director: H.E. (Jack) Lentz | Management | For | For | |||||||||
| 1g. | Election of Director: Ouma Sananikone | Management | For | For | |||||||||
| 2. | The ratification of the selection of KPMG LLP as our independent auditor for the fiscal year ending December 31, 2019. | Management | For | For | |||||||||
| 3. | The approval, on an advisory basis, of executive compensation. | Management | For | For | |||||||||
| 4. | The approval of Amendment No. 1 to our 2016 Omnibus Employee Incentive Plan. | Management | For | For | |||||||||
| MACY'S INC. | |||||||||||||
| Security | 55616P104 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | M | Meeting Date | 17-May-2019 | ||||||||||
| ISIN | US55616P1049 | Agenda | 934971703 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: David P. Abney | Management | For | For | |||||||||
| 1b. | Election of Director: Francis S. Blake | Management | For | For | |||||||||
| 1c. | Election of Director: John A. Bryant | Management | For | For | |||||||||
| 1d. | Election of Director: Deirdre P. Connelly | Management | For | For | |||||||||
| 1e. | Election of Director: Jeff Gennette | Management | For | For | |||||||||
| 1f. | Election of Director: Leslie D. Hale | Management | For | For | |||||||||
| 1g. | Election of Director: William H. Lenehan | Management | For | For | |||||||||
| 1h. | Election of Director: Sara Levinson | Management | For | For | |||||||||
| 1i. | Election of Director: Joyce M. Roché | Management | For | For | |||||||||
| 1j. | Election of Director: Paul C. Varga | Management | For | For | |||||||||
| 1k. | Election of Director: Marna C. Whittington | Management | For | For | |||||||||
| 2. | Ratification of the appointment of KPMG LLP as Macy's independent registered public accounting firm for the fiscal year ending February 1, 2020. | Management | For | For | |||||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | |||||||||
| 4. | Shareholder proposal on political disclosure. | Shareholder | Abstain | Against | |||||||||
| 5. | Shareholder proposal on recruitment and forced labor. | Shareholder | Abstain | Against | |||||||||
| WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP | |||||||||||||
| Security | 929740108 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | WAB | Meeting Date | 17-May-2019 | ||||||||||
| ISIN | US9297401088 | Agenda | 934976208 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1. | DIRECTOR | Management | |||||||||||
| 1 | William E. Kassling | For | For | ||||||||||
| 2 | Albert J. Neupaver | For | For | ||||||||||
| 2. | Approve an advisory (non-binding) resolution relating to the approval of 2018 named executive officer compensation. | Management | For | For | |||||||||
| 3. | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the 2019 fiscal year. | Management | For | For | |||||||||
| WILLIS TOWERS WATSON PUBLIC LIMITED CO. | |||||||||||||
| Security | G96629103 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | WLTW | Meeting Date | 20-May-2019 | ||||||||||
| ISIN | IE00BDB6Q211 | Agenda | 934975713 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Anna C. Catalano | Management | For | For | |||||||||
| 1b. | Election of Director: Victor F. Ganzi | Management | For | For | |||||||||
| 1c. | Election of Director: John J. Haley | Management | For | For | |||||||||
| 1d. | Election of Director: Wendy E. Lane | Management | For | For | |||||||||
| 1e. | Election of Director: Brendan R. O'Neill | Management | For | For | |||||||||
| 1f. | Election of Director: Jaymin B. Patel | Management | For | For | |||||||||
| 1g. | Election of Director: Linda D. Rabbitt | Management | For | For | |||||||||
| 1h. | Election of Director: Paul D. Thomas | Management | For | For | |||||||||
| 1i. | Election of Director: Wilhelm Zeller | Management | For | For | |||||||||
| 2. | Ratify, on an advisory basis, the appointment of (i) Deloitte & Touche LLP to audit our financial statements and (ii) Deloitte LLP to audit our Irish Statutory Accounts, and authorize, in a binding vote, the Board, acting through the Audit Committee, to fix the independent auditors' remuneration. | Management | For | For | |||||||||
| 3. | Approve, on an advisory basis, the named executive officer compensation. | Management | For | For | |||||||||
| 4. | Renew the Board's existing authority to issue shares under Irish law. | Management | For | For | |||||||||
| 5. | Renew the Board's existing authority to opt out of statutory pre-emption rights under Irish law. | Management | Against | Against | |||||||||
| AMERICAN INTERNATIONAL GROUP, INC. | |||||||||||||
| Security | 026874784 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | AIG | Meeting Date | 21-May-2019 | ||||||||||
| ISIN | US0268747849 | Agenda | 934973606 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: W. DON CORNWELL | Management | For | For | |||||||||
| 1b. | Election of Director: BRIAN DUPERREAULT | Management | For | For | |||||||||
| 1c. | Election of Director: JOHN H. FITZPATRICK | Management | For | For | |||||||||
| 1d. | Election of Director: WILLIAM G. JURGENSEN | Management | For | For | |||||||||
| 1e. | Election of Director: CHRISTOPHER S. LYNCH | Management | For | For | |||||||||
| 1f. | Election of Director: HENRY S. MILLER | Management | For | For | |||||||||
| 1g. | Election of Director: LINDA A. MILLS | Management | For | For | |||||||||
| 1h. | Election of Director: THOMAS F. MOTAMED | Management | For | For | |||||||||
| 1i. | Election of Director: SUZANNE NORA JOHNSON | Management | For | For | |||||||||
| 1j. | Election of Director: PETER R. PORRINO | Management | For | For | |||||||||
| 1k. | Election of Director: AMY L. SCHIOLDAGER | Management | For | For | |||||||||
| 1l. | Election of Director: DOUGLAS M. STEENLAND | Management | For | For | |||||||||
| 1m. | Election of Director: THERESE M. VAUGHAN | Management | For | For | |||||||||
| 2. | To vote, on a non-binding advisory basis, to approve executive compensation. | Management | For | For | |||||||||
| 3. | To vote, on a non-binding advisory basis, on the frequency of future executive compensation votes. | Management | 1 Year | For | |||||||||
| 4. | To act upon a proposal to ratify the selection of PricewaterhouseCoopers LLP as AIG's independent registered public accounting firm for 2019. | Management | For | For | |||||||||
| 5. | To vote on a shareholder proposal to give shareholders who hold at least 10 percent of AIG's outstanding common stock the right to call special meetings. | Shareholder | Against | For | |||||||||
| JPMORGAN CHASE & CO. | |||||||||||||
| Security | 46625H100 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | JPM | Meeting Date | 21-May-2019 | ||||||||||
| ISIN | US46625H1005 | Agenda | 934979088 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Linda B. Bammann | Management | For | For | |||||||||
| 1b. | Election of Director: James A. Bell | Management | For | For | |||||||||
| 1c. | Election of Director: Stephen B. Burke | Management | For | For | |||||||||
| 1d. | Election of Director: Todd A. Combs | Management | For | For | |||||||||
| 1e. | Election of Director: James S. Crown | Management | For | For | |||||||||
| 1f. | Election of Director: James Dimon | Management | For | For | |||||||||
| 1g. | Election of Director: Timothy P. Flynn | Management | For | For | |||||||||
| 1h. | Election of Director: Mellody Hobson | Management | For | For | |||||||||
| 1i. | Election of Director: Laban P. Jackson, Jr. | Management | For | For | |||||||||
| 1j. | Election of Director: Michael A. Neal | Management | For | For | |||||||||
| 1k. | Election of Director: Lee R. Raymond | Management | For | For | |||||||||
| 2. | Advisory resolution to approve executive compensation | Management | For | For | |||||||||
| 3. | Ratification of independent registered public accounting firm | Management | For | For | |||||||||
| 4. | Gender pay equity report | Shareholder | Abstain | Against | |||||||||
| 5. | Enhance shareholder proxy access | Shareholder | Abstain | Against | |||||||||
| 6. | Cumulative voting | Shareholder | Against | For | |||||||||
| MOLSON COORS BREWING CO. | |||||||||||||
| Security | 60871R209 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | TAP | Meeting Date | 22-May-2019 | ||||||||||
| ISIN | US60871R2094 | Agenda | 934975927 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1. | DIRECTOR | Management | |||||||||||
| 1 | Roger G. Eaton | For | For | ||||||||||
| 2 | Charles M. Herington | For | For | ||||||||||
| 3 | H. Sanford Riley | For | For | ||||||||||
| 2. | To approve, on an advisory basis, the compensation of our named executive officers (Say-on-Pay). | Management | For | For | |||||||||
| PAYPAL HOLDINGS, INC. | |||||||||||||
| Security | 70450Y103 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | PYPL | Meeting Date | 22-May-2019 | ||||||||||
| ISIN | US70450Y1038 | Agenda | 934983316 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Rodney C. Adkins | Management | For | For | |||||||||
| 1b. | Election of Director: Wences Casares | Management | For | For | |||||||||
| 1c. | Election of Director: Jonathan Christodoro | Management | For | For | |||||||||
| 1d. | Election of Director: John J. Donahoe | Management | For | For | |||||||||
| 1e. | Election of Director: David W. Dorman | Management | For | For | |||||||||
| 1f. | Election of Director: Belinda J. Johnson | Management | For | For | |||||||||
| 1g. | Election of Director: Gail J. McGovern | Management | For | For | |||||||||
| 1h. | Election of Director: Deborah M. Messemer | Management | For | For | |||||||||
| 1i. | Election of Director: David M. Moffett | Management | For | For | |||||||||
| 1j. | Election of Director: Ann M. Sarnoff | Management | For | For | |||||||||
| 1k. | Election of Director: Daniel H. Schulman | Management | For | For | |||||||||
| 1l. | Election of Director: Frank D. Yeary | Management | For | For | |||||||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | |||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2019. | Management | For | For | |||||||||
| 4. | Stockholder proposal regarding political disclosure. | Shareholder | Abstain | Against | |||||||||
| 5. | Stockholder proposal regarding human and indigenous peoples' rights. | Shareholder | Abstain | Against | |||||||||
| MORGAN STANLEY | |||||||||||||
| Security | 617446448 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | MS | Meeting Date | 23-May-2019 | ||||||||||
| ISIN | US6174464486 | Agenda | 934980423 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Elizabeth Corley | Management | For | For | |||||||||
| 1b. | Election of Director: Alistair Darling | Management | For | For | |||||||||
| 1c. | Election of Director: Thomas H. Glocer | Management | For | For | |||||||||
| 1d. | Election of Director: James P. Gorman | Management | For | For | |||||||||
| 1e. | Election of Director: Robert H. Herz | Management | For | For | |||||||||
| 1f. | Election of Director: Nobuyuki Hirano | Management | For | For | |||||||||
| 1g. | Election of Director: Jami Miscik | Management | For | For | |||||||||
| 1h. | Election of Director: Dennis M. Nally | Management | For | For | |||||||||
| 1i. | Election of Director: Takeshi Ogasawara | Management | For | For | |||||||||
| 1j. | Election of Director: Hutham S. Olayan | Management | For | For | |||||||||
| 1k. | Election of Director: Mary L. Schapiro | Management | For | For | |||||||||
| 1l. | Election of Director: Perry M. Traquina | Management | For | For | |||||||||
| 1m. | Election of Director: Rayford Wilkins, Jr. | Management | For | For | |||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as independent auditor | Management | For | For | |||||||||
| 3. | To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote) | Management | For | For | |||||||||
| 4. | Shareholder proposal regarding an annual report on lobbying expenses | Shareholder | Abstain | Against | |||||||||
| DOWDUPONT INC. | |||||||||||||
| Security | 26078J100 | Meeting Type | Special | ||||||||||
| Ticker Symbol | DWDP | Meeting Date | 23-May-2019 | ||||||||||
| ISIN | US26078J1007 | Agenda | 935023426 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1. | A proposal, which we refer to as the reverse stock split proposal, to adopt and approve an amendment to our Amended and Restated Certificate of Incorporation to effect (a) a reverse stock split of our outstanding shares of common stock, at a reverse stock split ratio of not less than 2-for-5 and not greater than 1-for-3, with an exact ratio as may be determined by our Board of Directors at a later date, and (b) a reduction in the number of our authorized shares of common stock by a corresponding ratio. | Management | For | For | |||||||||
| 2. | A proposal, which we refer to as the adjournment proposal, to approve, if necessary, the adjournment of the Special Meeting to solicit additional proxies in favor of the reverse stock split proposal. | Management | For | For | |||||||||
| MERCK & CO., INC. | |||||||||||||
| Security | 58933Y105 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | MRK | Meeting Date | 28-May-2019 | ||||||||||
| ISIN | US58933Y1055 | Agenda | 934988328 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Leslie A. Brun | Management | For | For | |||||||||
| 1b. | Election of Director: Thomas R. Cech | Management | For | For | |||||||||
| 1c. | Election of Director: Mary Ellen Coe | Management | For | For | |||||||||
| 1d. | Election of Director: Pamela J. Craig | Management | For | For | |||||||||
| 1e. | Election of Director: Kenneth C. Frazier | Management | For | For | |||||||||
| 1f. | Election of Director: Thomas H. Glocer | Management | For | For | |||||||||
| 1g. | Election of Director: Rochelle B. Lazarus | Management | For | For | |||||||||
| 1h. | Election of Director: Paul B. Rothman | Management | For | For | |||||||||
| 1i. | Election of Director: Patricia F. Russo | Management | For | For | |||||||||
| 1j. | Election of Director: Inge G. Thulin | Management | For | For | |||||||||
| 1k. | Election of Director: Wendell P. Weeks | Management | For | For | |||||||||
| 1l. | Election of Director: Peter C. Wendell | Management | For | For | |||||||||
| 2. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | For | For | |||||||||
| 3. | Proposal to adopt the 2019 Incentive Stock Plan. | Management | For | For | |||||||||
| 4. | Ratification of the appointment of the Company's independent registered public accounting firm for 2019. | Management | For | For | |||||||||
| 5. | Shareholder proposal concerning an independent board chairman. | Shareholder | Against | For | |||||||||
| 6. | Shareholder proposal concerning executive incentives and stock buybacks. | Shareholder | Against | For | |||||||||
| 7. | Shareholder proposal concerning drug pricing. | Shareholder | Abstain | Against | |||||||||
| CHEVRON CORPORATION | |||||||||||||
| Security | 166764100 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | CVX | Meeting Date | 29-May-2019 | ||||||||||
| ISIN | US1667641005 | Agenda | 934993088 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: W. M. Austin | Management | For | For | |||||||||
| 1b. | Election of Director: J. B. Frank | Management | For | For | |||||||||
| 1c. | Election of Director: A. P. Gast | Management | For | For | |||||||||
| 1d. | Election of Director: E. Hernandez, Jr. | Management | For | For | |||||||||
| 1e. | Election of Director: C. W. Moorman IV | Management | For | For | |||||||||
| 1f. | Election of Director: D. F. Moyo | Management | For | For | |||||||||
| 1g. | Election of Director: D. Reed-Klages | Management | For | For | |||||||||
| 1h. | Election of Director: R. D. Sugar | Management | For | For | |||||||||
| 1i. | Election of Director: I. G. Thulin | Management | For | For | |||||||||
| 1j. | Election of Director: D. J. Umpleby III | Management | For | For | |||||||||
| 1k. | Election of Director: M. K. Wirth | Management | For | For | |||||||||
| 2. | Ratification of Appointment of PwC as Independent Registered Public Accounting Firm | Management | For | For | |||||||||
| 3. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | |||||||||
| 4. | Report on Human Right to Water | Shareholder | Abstain | Against | |||||||||
| 5. | Report on Reducing Carbon Footprint | Shareholder | Abstain | Against | |||||||||
| 6. | Create a Board Committee on Climate Change | Shareholder | Against | For | |||||||||
| 7. | Adopt Policy for an Independent Chairman | Shareholder | Against | For | |||||||||
| 8. | Set Special Meeting Threshold at 10% | Shareholder | Against | For | |||||||||
| BRISTOL-MYERS SQUIBB COMPANY | |||||||||||||
| Security | 110122108 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | BMY | Meeting Date | 29-May-2019 | ||||||||||
| ISIN | US1101221083 | Agenda | 935021458 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1A. | Election of Director: Peter J. Arduini | Management | For | For | |||||||||
| 1B. | Election of Director: Robert Bertolini | Management | For | For | |||||||||
| 1C. | Election of Director: Giovanni Caforio, M.D. | Management | For | For | |||||||||
| 1D. | Election of Director: Matthew W. Emmens | Management | For | For | |||||||||
| 1E. | Election of Director: Michael Grobstein | Management | For | For | |||||||||
| 1F. | Election of Director: Alan J. Lacy | Management | For | For | |||||||||
| 1G. | Election of Director: Dinesh C. Paliwal | Management | For | For | |||||||||
| 1H. | Election of Director: Theodore R. Samuels | Management | For | For | |||||||||
| 1I. | Election of Director: Vicki L. Sato, Ph.D. | Management | For | For | |||||||||
| 1J. | Election of Director: Gerald L. Storch | Management | For | For | |||||||||
| 1K. | Election of Director: Karen H. Vousden, Ph.D. | Management | For | For | |||||||||
| 2. | Advisory vote to approve the compensation of our Named Executive Officers | Management | For | For | |||||||||
| 3. | Ratification of the appointment of an independent registered public accounting firm | Management | For | For | |||||||||
| 4. | Shareholder Proposal on Right to Act by Written Consent | Shareholder | Against | For | |||||||||
| NEWMONT MINING CORPORATION | |||||||||||||
| Security | 651639106 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | NEM | Meeting Date | 04-Jun-2019 | ||||||||||
| ISIN | US6516391066 | Agenda | 935004298 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: G. H. Boyce | Management | For | For | |||||||||
| 1b. | Election of Director: B. R. Brook | Management | For | For | |||||||||
| 1c. | Election of Director: J. K. Bucknor | Management | For | For | |||||||||
| 1d. | Election of Director: J. A. Carrabba | Management | For | For | |||||||||
| 1e. | Election of Director: N. Doyle | Management | For | For | |||||||||
| 1f. | Election of Director: G. J. Goldberg | Management | For | For | |||||||||
| 1g. | Election of Director: V. M. Hagen | Management | For | For | |||||||||
| 1h. | Election of Director: S. E. Hickok | Management | For | For | |||||||||
| 1i. | Election of Director: R. Médori | Management | For | For | |||||||||
| 1j. | Election of Director: J. Nelson | Management | For | For | |||||||||
| 1k. | Election of Director: J. M. Quintana | Management | For | For | |||||||||
| 1l. | Election of Director: M. P. Zhang | Management | For | For | |||||||||
| 2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | For | For | |||||||||
| 3. | Ratify Appointment of Independent Registered Public Accounting Firm for 2019. | Management | For | For | |||||||||
| RESIDEO TECHNOLOGIES, INC. | |||||||||||||
| Security | 76118Y104 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | REZI | Meeting Date | 12-Jun-2019 | ||||||||||
| ISIN | US76118Y1047 | Agenda | 935008311 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Class I Director: Paul Deninger | Management | For | For | |||||||||
| 1b. | Election of Class I Director: Michael Nefkens | Management | For | For | |||||||||
| 1c. | Election of Class I Director: Sharon Wienbar | Management | For | For | |||||||||
| 2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | |||||||||
| 3. | Advisory Vote on the Frequency of Future Advisory Votes to Approve Executive Compensation. | Management | 1 Year | For | |||||||||
| 4. | Ratification of the Appointment of Independent Registered Public Accounting Firm. | Management | For | For | |||||||||
| T-MOBILE US, INC. | |||||||||||||
| Security | 872590104 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | TMUS | Meeting Date | 13-Jun-2019 | ||||||||||
| ISIN | US8725901040 | Agenda | 935011130 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1. | DIRECTOR | Management | |||||||||||
| 1 | Srikant M. Datar | For | For | ||||||||||
| 2 | Srini Gopalan | For | For | ||||||||||
| 3 | Lawrence H. Guffey | For | For | ||||||||||
| 4 | Timotheus Höttges | For | For | ||||||||||
| 5 | Christian P. Illek | For | For | ||||||||||
| 6 | Bruno Jacobfeuerborn | For | For | ||||||||||
| 7 | Raphael Kübler | For | For | ||||||||||
| 8 | Thorsten Langheim | For | For | ||||||||||
| 9 | John J. Legere | For | For | ||||||||||
| 10 | G. Michael Sievert | For | For | ||||||||||
| 11 | Teresa A. Taylor | For | For | ||||||||||
| 12 | Kelvin R. Westbrook | For | For | ||||||||||
| 2. | Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2019. | Management | For | For | |||||||||
| 3. | Stockholder Proposal for Limitations on Accelerated Vesting of Equity Awards in the Event of a Change of Control. | Shareholder | Against | For | |||||||||
| NXP SEMICONDUCTORS NV. | |||||||||||||
| Security | N6596X109 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | NXPI | Meeting Date | 17-Jun-2019 | ||||||||||
| ISIN | NL0009538784 | Agenda | 935037425 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 2.C | Adoption of the 2018 statutory annual accounts | Management | For | For | |||||||||
| 2.D | Granting discharge to the executive member and non- executive members of the Board of Directors for their responsibilities in the financial year 2018 | Management | For | For | |||||||||
| 3.A | Proposal to re-appoint Mr. Richard L Clemmer as executive director | Management | For | For | |||||||||
| 3.B | Proposal to re-appoint Sir Peter Bonfield as non- executive director | Management | For | For | |||||||||
| 3.C | Proposal to re-appoint Mr. Kenneth A. Goldman as non- executive director | Management | Against | Against | |||||||||
| 3.D | Proposal to re-appoint Mr. Josef Kaeser as non-executive director | Management | Against | Against | |||||||||
| 3.E | Proposal to appoint Mrs. Lena Olving as non-executive director | Management | For | For | |||||||||
| 3.F | Proposal to re-appoint Mr. Peter Smitham as non- executive director | Management | For | For | |||||||||
| 3.G | Proposal to re-appoint Ms. Julie Southern as non- executive director | Management | For | For | |||||||||
| 3.H | Proposal to appoint Mrs. Jasmin Staiblin as non- executive director | Management | For | For | |||||||||
| 3.I | Proposal to re-appoint Mr. Gregory Summe as non- executive director | Management | For | For | |||||||||
| 3.J | Proposal to appoint Mr. Karl-Henrik Sundström as non- executive director | Management | For | For | |||||||||
| 4.A | Authorization of the Board of Directors to issue shares or grant rights to acquire shares | Management | For | For | |||||||||
| 4.B | Authorization of the Board of Directors to restrict or exclude pre-emption rights | Management | For | For | |||||||||
| 5. | Approval of the NXP 2019 omnibus incentive plan (the "Plan") and approval of the number of shares and rights to acquire shares for award under the Plan | Management | For | For | |||||||||
| 6. | Authorization of the Board of Directors to repurchase shares in the Company's capital | Management | For | For | |||||||||
| 7. | Authorization of the Board of Directors to cancel ordinary shares held or to be acquired by the Company | Management | For | For | |||||||||
| 8. | Proposal to re-appoint KPMG Accountants N.V. as the Company's external auditor for fiscal year 2019 | Management | For | For | |||||||||
| DOWDUPONT INC. | |||||||||||||
| Security | 26078J100 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | DWDP | Meeting Date | 25-Jun-2019 | ||||||||||
| ISIN | US26078J1007 | Agenda | 935019679 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Edward D. Breen | Management | For | For | |||||||||
| 1b. | Election of Director: Ruby R. Chandy | Management | For | For | |||||||||
| 1c. | Election of Director: Franklin K. Clyburn, Jr. | Management | For | For | |||||||||
| 1d. | Election of Director: Terrence R. Curtin | Management | For | For | |||||||||
| 1e. | Election of Director: Alexander M. Cutler | Management | For | For | |||||||||
| 1f. | Election of Director: C. Marc Doyle | Management | For | For | |||||||||
| 1g. | Election of Director: Eleuthère I. du Pont | Management | For | For | |||||||||
| 1h. | Election of Director: Rajiv L. Gupta | Management | For | For | |||||||||
| 1i. | Election of Director: Luther C. Kissam | Management | For | For | |||||||||
| 1j. | Election of Director: Frederick M. Lowery | Management | For | For | |||||||||
| 1k. | Election of Director: Raymond J. Milchovich | Management | For | For | |||||||||
| 1l. | Election of Director: Steven M. Sterin | Management | For | For | |||||||||
| 2. | Advisory Resolution to Approve Executive Compensation | Management | For | For | |||||||||
| 3. | Ratification of the Appointment of the Independent Registered Public Accounting Firm | Management | For | For | |||||||||
| 4. | Right to Act by Written Consent | Shareholder | Against | For | |||||||||
| 5. | Preparation of an Executive Compensation Report | Shareholder | Against | For | |||||||||
| 6. | Preparation of a Report on Climate Change Induced Flooding and Public Health | Shareholder | Abstain | Against | |||||||||
| 7. | Preparation of a Report on Plastic Pollution | Shareholder | Abstain | Against | |||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant | The Gabelli Dividend Growth Fund |
| By (Signature and Title)* | /s/ Bruce N. Alpert |
| Bruce N. Alpert, Principal Executive Officer |
| Date | August 23, 2019 |
*Print the name and title of each signing officer under his or her signature.