UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-09377
The Gabelli Dividend Growth Fund
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
John C. Ball
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2022 – June 30, 2023
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2022 TO JUNE 30, 2023
| ProxyEdge | Report Date: 07/01/2023 |
| Meeting Date Range: 07/01/2022 - 06/30/2023 | 1 |
| The Gabelli Dividend Growth Fund |
Investment Company Report
| NOMAD FOODS LIMITED | ||||||||||||||
| Security | G6564A105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NOMD | Meeting Date | 01-Jul-2022 | |||||||||||
| ISIN | VGG6564A1057 | Agenda | 935650855 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Sir Martin Ellis Franklin, KGCN | Management | For | For | ||||||||||
| 1b. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Noam Gottesman | Management | For | For | ||||||||||
| 1c. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Ian G.H. Ashken | Management | For | For | ||||||||||
| 1d. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Stéfan Descheemaeker | Management | For | For | ||||||||||
| 1e. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: James E. Lillie | Management | For | For | ||||||||||
| 1f. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Stuart M. MacFarlane | Management | For | For | ||||||||||
| 1g. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Victoria Parry | Management | For | For | ||||||||||
| 1h. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Amit Pilowsky | Management | For | For | ||||||||||
| 1i. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Melanie Stack | Management | For | For | ||||||||||
| 1j. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Samy Zekhout | Management | For | For | ||||||||||
| 2. | Ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the 2022 fiscal year. | Management | For | For | ||||||||||
| AVANGRID, INC. | ||||||||||||||
| Security | 05351W103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AGR | Meeting Date | 20-Jul-2022 | |||||||||||
| ISIN | US05351W1036 | Agenda | 935671900 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Ignacio S. Galán | For | For | |||||||||||
| 2 | John Baldacci | For | For | |||||||||||
| 3 | Pedro Azagra Blázquez | For | For | |||||||||||
| 4 | Daniel Alcain Lopez | For | For | |||||||||||
| 5 | María Fátima B. García | For | For | |||||||||||
| 6 | Robert Duffy | For | For | |||||||||||
| 7 | Teresa Herbert | For | For | |||||||||||
| 8 | Patricia Jacobs | For | For | |||||||||||
| 9 | John Lahey | For | For | |||||||||||
| 10 | José Á. Marra Rodríguez | For | For | |||||||||||
| 11 | Santiago M. Garrido | For | For | |||||||||||
| 12 | José Sáinz Armada | For | For | |||||||||||
| 13 | Alan Solomont | For | For | |||||||||||
| 14 | Camille Joseph Varlack | For | For | |||||||||||
| 2. | RATIFICATION OF THE SELECTION OF KPMG LLP AS AVANGRID, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2022. | Management | For | For | ||||||||||
| 3. | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
| 4. | NON-BINDING ADVISORY VOTE ON FREQUENCY OF SAY ON PAY VOTES. | Management | 1 Year | For | ||||||||||
| PATTERSON COMPANIES, INC. | ||||||||||||||
| Security | 703395103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PDCO | Meeting Date | 12-Sep-2022 | |||||||||||
| ISIN | US7033951036 | Agenda | 935691471 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director to have terms expiring in 2023: John D. Buck | Management | For | For | ||||||||||
| 1b. | Election of Director to have terms expiring in 2023: Alex N. Blanco | Management | For | For | ||||||||||
| 1c. | Election of Director to have terms expiring in 2023: Jody H. Feragen | Management | For | For | ||||||||||
| 1d. | Election of Director to have terms expiring in 2023: Robert C. Frenzel | Management | For | For | ||||||||||
| 1e. | Election of Director to have terms expiring in 2023: Philip G. McKoy | Management | For | For | ||||||||||
| 1f. | Election of Director to have terms expiring in 2023: Ellen A. Rudnick | Management | For | For | ||||||||||
| 1g. | Election of Director to have terms expiring in 2023: Neil A. Schrimsher | Management | For | For | ||||||||||
| 1h. | Election of Director to have terms expiring in 2023: Mark S. Walchirk | Management | For | For | ||||||||||
| 2. | Advisory approval of executive compensation. | Management | For | For | ||||||||||
| 3. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending April 29, 2023. | Management | For | For | ||||||||||
| TWITTER, INC. | ||||||||||||||
| Security | 90184L102 | Meeting Type | Special | |||||||||||
| Ticker Symbol | TWTR | Meeting Date | 13-Sep-2022 | |||||||||||
| ISIN | US90184L1026 | Agenda | 935694174 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt the Agreement and Plan of Merger (as it may be amended from time to time, the "Merger Agreement") dated as of April 25, 2022, by and among X Holdings I, Inc., X Holdings II, Inc., Twitter, Inc., and, solely for the purposes of certain provisions of the Merger Agreement, Elon R. Musk. | Management | For | For | ||||||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that will or may become payable by Twitter to its named executive officers in connection with the merger. | Management | For | For | ||||||||||
| 3. | To approve any proposal to adjourn the Special Meeting, from time to time, to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | ||||||||||
| CONAGRA BRANDS, INC. | ||||||||||||||
| Security | 205887102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CAG | Meeting Date | 21-Sep-2022 | |||||||||||
| ISIN | US2058871029 | Agenda | 935696736 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Anil Arora | Management | For | For | ||||||||||
| 1b. | Election of Director: Thomas K. Brown | Management | For | For | ||||||||||
| 1c. | Election of Director: Emanuel Chirico | Management | For | For | ||||||||||
| 1d. | Election of Director: Sean M. Connolly | Management | For | For | ||||||||||
| 1e. | Election of Director: George Dowdie | Management | For | For | ||||||||||
| 1f. | Election of Director: Fran Horowitz | Management | For | For | ||||||||||
| 1g. | Election of Director: Richard H. Lenny | Management | For | For | ||||||||||
| 1h. | Election of Director: Melissa Lora | Management | For | For | ||||||||||
| 1i. | Election of Director: Ruth Ann Marshall | Management | For | For | ||||||||||
| 1j. | Election of Director: Denise A. Paulonis | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of KPMG LLP as our independent auditor for fiscal 2023 | Management | For | For | ||||||||||
| 3. | Advisory approval of our named executive officer compensation | Management | For | For | ||||||||||
| 4. | A Board resolution to amend the Certificate of Incorporation to allow shareholders to act by written consent | Management | For | For | ||||||||||
| 5. | A shareholder proposal regarding the office of the Chair and the office of the Chief Executive Officer | Shareholder | Against | For | ||||||||||
| DIAGEO PLC | ||||||||||||||
| Security | 25243Q205 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DEO | Meeting Date | 06-Oct-2022 | |||||||||||
| ISIN | US25243Q2057 | Agenda | 935705864 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| O1 | Report and accounts 2022 | Management | For | For | ||||||||||
| O2 | Directors' remuneration report 2022 | Management | For | For | ||||||||||
| O3 | Declaration of final dividend | Management | For | For | ||||||||||
| O4 | Appointment of Karen Blackett (1,3,4) as a Director | Management | For | For | ||||||||||
| O5 | Re-appointment of Melissa Bethell (1,3,4) as a Director | Management | For | For | ||||||||||
| O6 | Re-appointment of Lavanya Chandrashekar (2) as a Director | Management | For | For | ||||||||||
| O7 | Re-appointment of Valérie Chapoulaud-Floquet (1,3,4) as a Director | Management | For | For | ||||||||||
| O8 | Re-appointment of Javier Ferrán (3*) as a Director | Management | For | For | ||||||||||
| O9 | Re-appointment of Susan Kilsby (1,3,4*) as a Director | Management | For | For | ||||||||||
| O10 | Re-appointment of Sir John Manzoni (1,3,4) as a Director | Management | For | For | ||||||||||
| O11 | Re-appointment of Lady Mendelsohn (1,3,4) as a Director | Management | For | For | ||||||||||
| O12 | Re-appointment of Ivan Menezes (2*) as a Director | Management | For | For | ||||||||||
| O13 | Re-appointment of Alan Stewart (1*,3,4) as a Director | Management | For | For | ||||||||||
| O14 | Re-appointment of Ireena Vittal (1,3,4) as a Director | Management | For | For | ||||||||||
| O15 | Re-appointment of auditor | Management | For | For | ||||||||||
| O16 | Remuneration of auditor | Management | For | For | ||||||||||
| O17 | Authority to make political donations and/or to incur political expenditure | Management | For | For | ||||||||||
| O18 | Amendment of the Diageo plc 2017 Irish Share Ownership Plan | Management | For | For | ||||||||||
| O19 | Authority to allot shares | Management | For | For | ||||||||||
| S20 | Disapplication of pre-emption rights | Management | Withheld | Against | ||||||||||
| S21 | Authority to purchase own ordinary shares | Management | For | For | ||||||||||
| S22 | Reduced notice of a general meeting other than an AGM | Management | For | For | ||||||||||
| THE HAIN CELESTIAL GROUP, INC. | ||||||||||||||
| Security | 405217100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HAIN | Meeting Date | 17-Nov-2022 | |||||||||||
| ISIN | US4052171000 | Agenda | 935716261 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Richard A. Beck | Management | For | For | ||||||||||
| 1b. | Election of Director: Celeste A. Clark | Management | For | For | ||||||||||
| 1c. | Election of Director: Dean Hollis | Management | For | For | ||||||||||
| 1d. | Election of Director: Shervin J. Korangy | Management | For | For | ||||||||||
| 1e. | Election of Director: Mark L. Schiller | Management | For | For | ||||||||||
| 1f. | Election of Director: Michael B. Sims | Management | For | For | ||||||||||
| 1g. | Election of Director: Carlyn R. Taylor | Management | For | For | ||||||||||
| 1h. | Election of Director: Dawn M. Zier | Management | For | For | ||||||||||
| 2. | Proposal to approve, on an advisory basis, named executive officer compensation. | Management | For | For | ||||||||||
| 3. | Proposal to ratify the appointment of Ernst & Young LLP to act as registered independent accountants of the Company for the fiscal year ending June 30, 2023. | Management | For | For | ||||||||||
| 4. | Proposal to approve the 2022 Long Term Incentive and Stock Award Plan. | Management | Against | Against | ||||||||||
| MEDTRONIC PLC | ||||||||||||||
| Security | G5960L103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MDT | Meeting Date | 08-Dec-2022 | |||||||||||
| ISIN | IE00BTN1Y115 | Agenda | 935723610 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director to hold office until the 2023 Annual General Meeting: Richard H. Anderson | Management | For | For | ||||||||||
| 1b. | Election of Director to hold office until the 2023 Annual General Meeting: Craig Arnold | Management | For | For | ||||||||||
| 1c. | Election of Director to hold office until the 2023 Annual General Meeting: Scott C. Donnelly | Management | For | For | ||||||||||
| 1d. | Election of Director to hold office until the 2023 Annual General Meeting: Lidia L. Fonseca | Management | For | For | ||||||||||
| 1e. | Election of Director to hold office until the 2023 Annual General Meeting: Andrea J. Goldsmith, Ph.D. | Management | For | For | ||||||||||
| 1f. | Election of Director to hold office until the 2023 Annual General Meeting: Randall J. Hogan, III | Management | For | For | ||||||||||
| 1g. | Election of Director to hold office until the 2023 Annual General Meeting: Kevin E. Lofton | Management | For | For | ||||||||||
| 1h. | Election of Director to hold office until the 2023 Annual General Meeting: Geoffrey S. Martha | Management | For | For | ||||||||||
| 1i. | Election of Director to hold office until the 2023 Annual General Meeting: Elizabeth G. Nabel, M.D. | Management | For | For | ||||||||||
| 1j. | Election of Director to hold office until the 2023 Annual General Meeting: Denise M. O'Leary | Management | For | For | ||||||||||
| 1k. | Election of Director to hold office until the 2023 Annual General Meeting: Kendall J. Powell | Management | For | For | ||||||||||
| 2. | Ratifying, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for fiscal year 2023 and authorizing, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. | Management | For | For | ||||||||||
| 3. | Approving, on an advisory basis, the Company's executive compensation. | Management | For | For | ||||||||||
| 4. | Renewing the Board of Directors' authority to issue shares under Irish law. | Management | For | For | ||||||||||
| 5. | Renewing the Board of Directors' authority to opt out of pre-emption rights under Irish law. | Management | Against | Against | ||||||||||
| 6. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares. | Management | For | For | ||||||||||
| MICROSOFT CORPORATION | ||||||||||||||
| Security | 594918104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MSFT | Meeting Date | 13-Dec-2022 | |||||||||||
| ISIN | US5949181045 | Agenda | 935722567 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Reid G. Hoffman | Management | For | For | ||||||||||
| 1b. | Election of Director: Hugh F. Johnston | Management | For | For | ||||||||||
| 1c. | Election of Director: Teri L. List | Management | For | For | ||||||||||
| 1d. | Election of Director: Satya Nadella | Management | For | For | ||||||||||
| 1e. | Election of Director: Sandra E. Peterson | Management | For | For | ||||||||||
| 1f. | Election of Director: Penny S. Pritzker | Management | For | For | ||||||||||
| 1g. | Election of Director: Carlos A. Rodriguez | Management | For | For | ||||||||||
| 1h. | Election of Director: Charles W. Scharf | Management | For | For | ||||||||||
| 1i. | Election of Director: John W. Stanton | Management | For | For | ||||||||||
| 1j. | Election of Director: John W. Thompson | Management | For | For | ||||||||||
| 1k. | Election of Director: Emma N. Walmsley | Management | For | For | ||||||||||
| 1l. | Election of Director: Padmasree Warrior | Management | For | For | ||||||||||
| 2. | Advisory vote to approve named executive officer compensation | Management | For | For | ||||||||||
| 3. | Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2023 | Management | For | For | ||||||||||
| 4. | Shareholder Proposal - Cost/Benefit Analysis of Diversity and Inclusion | Shareholder | Abstain | Against | ||||||||||
| 5. | Shareholder Proposal - Report on Hiring of Persons with Arrest or Incarceration Records | Shareholder | Abstain | Against | ||||||||||
| 6. | Shareholder Proposal - Report on Investment of Retirement Funds in Companies Contributing to Climate Change | Shareholder | Abstain | Against | ||||||||||
| 7. | Shareholder Proposal - Report on Government Use of Microsoft Technology | Shareholder | Abstain | Against | ||||||||||
| 8. | Shareholder Proposal - Report on Development of Products for Military | Shareholder | Abstain | Against | ||||||||||
| 9. | Shareholder Proposal - Report on Tax Transparency | Shareholder | Abstain | Against | ||||||||||
| VISA INC. | ||||||||||||||
| Security | 92826C839 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | V | Meeting Date | 24-Jan-2023 | |||||||||||
| ISIN | US92826C8394 | Agenda | 935745779 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Lloyd A. Carney | Management | For | For | ||||||||||
| 1b. | Election of Director: Kermit R. Crawford | Management | For | For | ||||||||||
| 1c. | Election of Director: Francisco Javier Fernández-Carbajal | Management | For | For | ||||||||||
| 1d. | Election of Director: Alfred F. Kelly, Jr. | Management | For | For | ||||||||||
| 1e. | Election of Director: Ramon Laguarta | Management | For | For | ||||||||||
| 1f. | Election of Director: Teri L. List | Management | For | For | ||||||||||
| 1g. | Election of Director: John F. Lundgren | Management | For | For | ||||||||||
| 1h. | Election of Director: Denise M. Morrison | Management | For | For | ||||||||||
| 1i. | Election of Director: Linda J. Rendle | Management | For | For | ||||||||||
| 1j. | Election of Director: Maynard G. Webb, Jr. | Management | For | For | ||||||||||
| 2. | To approve, on an advisory basis, the compensation paid to our named executive officers. | Management | For | For | ||||||||||
| 3. | To hold an advisory vote on the frequency of future advisory votes to approve executive compensation. | Management | 1 Year | For | ||||||||||
| 4. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal year 2023. | Management | For | For | ||||||||||
| 5. | To vote on a stockholder proposal requesting an independent board chair policy. | Shareholder | Against | For | ||||||||||
| UGI CORPORATION | ||||||||||||||
| Security | 902681105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | UGI | Meeting Date | 27-Jan-2023 | |||||||||||
| ISIN | US9026811052 | Agenda | 935748155 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director for terms expiring in 2024: Frank S. Hermance, Chair | Management | For | For | ||||||||||
| 1b. | Election of Director for terms expiring in 2024: M. Shawn Bort | Management | For | For | ||||||||||
| 1c. | Election of Director for terms expiring in 2024: Theodore A. Dosch | Management | For | For | ||||||||||
| 1d. | Election of Director for terms expiring in 2024: Alan N. Harris | Management | For | For | ||||||||||
| 1e. | Election of Director for terms expiring in 2024: Mario Longhi | Management | For | For | ||||||||||
| 1f. | Election of Director for terms expiring in 2024: William J. Marrazzo | Management | For | For | ||||||||||
| 1g. | Election of Director for terms expiring in 2024: Cindy J. Miller | Management | For | For | ||||||||||
| 1h. | Election of Director for terms expiring in 2024: Roger Perreault | Management | For | For | ||||||||||
| 1i. | Election of Director for terms expiring in 2024: Kelly A. Romano | Management | For | For | ||||||||||
| 1j. | Election of Director for terms expiring in 2024: James B. Stallings, Jr. | Management | For | For | ||||||||||
| 2. | Advisory Vote on Executive Compensation | Management | For | For | ||||||||||
| 3. | Advisory Vote on the Frequency of Future Advisory Votes on Executive Compensation | Management | 1 Year | For | ||||||||||
| 4. | Ratification of Independent Registered Public Accounting Firm for 2023 | Management | For | For | ||||||||||
| ENERGIZER HOLDINGS, INC. | ||||||||||||||
| Security | 29272W109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ENR | Meeting Date | 30-Jan-2023 | |||||||||||
| ISIN | US29272W1099 | Agenda | 935750162 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Carlos Abrams-Rivera | Management | For | For | ||||||||||
| 1b. | Election of Director: Cynthia J. Brinkley | Management | For | For | ||||||||||
| 1c. | Election of Director: Rebecca D. Frankiewicz | Management | For | For | ||||||||||
| 1d. | Election of Director: Kevin J. Hunt | Management | For | For | ||||||||||
| 1e. | Election of Director: James C. Johnson | Management | For | For | ||||||||||
| 1f. | Election of Director: Mark S. LaVigne | Management | For | For | ||||||||||
| 1g. | Election of Director: Patrick J. Moore | Management | For | For | ||||||||||
| 1h. | Election of Director: Donal L. Mulligan | Management | For | For | ||||||||||
| 1i. | Election of Director: Nneka L. Rimmer | Management | For | For | ||||||||||
| 1j. | Election of Director: Robert V. Vitale | Management | For | For | ||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2023. | Management | For | For | ||||||||||
| 3. | Advisory approval of the Company's executive compensation. | Management | For | For | ||||||||||
| 4. | Approval of the 2023 Omnibus Incentive Plan. | Management | Abstain | Against | ||||||||||
| EDGEWELL PERSONAL CARE COMPANY | ||||||||||||||
| Security | 28035Q102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | EPC | Meeting Date | 03-Feb-2023 | |||||||||||
| ISIN | US28035Q1022 | Agenda | 935748989 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Robert W. Black | Management | For | For | ||||||||||
| 1b. | Election of Director: George R. Corbin | Management | For | For | ||||||||||
| 1c. | Election of Director: Carla C. Hendra | Management | For | For | ||||||||||
| 1d. | Election of Director: John C. Hunter, III | Management | For | For | ||||||||||
| 1e. | Election of Director: James C. Johnson | Management | For | For | ||||||||||
| 1f. | Election of Director: Rod R. Little | Management | For | For | ||||||||||
| 1g. | Election of Director: Joseph D. O'Leary | Management | For | For | ||||||||||
| 1h. | Election of Director: Rakesh Sachdev | Management | For | For | ||||||||||
| 1i. | Election of Director: Swan Sit | Management | For | For | ||||||||||
| 1j. | Election of Director: Gary K. Waring | Management | For | For | ||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for fiscal 2023. | Management | For | For | ||||||||||
| 3. | To cast a non-binding advisory vote on executive compensation. | Management | For | For | ||||||||||
| 4. | Approval of the Company's 2nd Amended and Restated 2018 Stock Incentive Plan. | Management | Abstain | Against | ||||||||||
| APPLE INC. | ||||||||||||||
| Security | 037833100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AAPL | Meeting Date | 10-Mar-2023 | |||||||||||
| ISIN | US0378331005 | Agenda | 935757700 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a | Election of Director: James Bell | Management | For | For | ||||||||||
| 1b | Election of Director: Tim Cook | Management | For | For | ||||||||||
| 1c | Election of Director: Al Gore | Management | For | For | ||||||||||
| 1d | Election of Director: Alex Gorsky | Management | For | For | ||||||||||
| 1e | Election of Director: Andrea Jung | Management | For | For | ||||||||||
| 1f | Election of Director: Art Levinson | Management | For | For | ||||||||||
| 1g | Election of Director: Monica Lozano | Management | For | For | ||||||||||
| 1h | Election of Director: Ron Sugar | Management | For | For | ||||||||||
| 1i | Election of Director: Sue Wagner | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2023 | Management | For | For | ||||||||||
| 3. | Advisory vote to approve executive compensation | Management | For | For | ||||||||||
| 4. | Advisory vote on the frequency of advisory votes on executive compensation | Management | 1 Year | For | ||||||||||
| 5. | A shareholder proposal entitled "Civil Rights and Non- Discrimination Audit Proposal" | Shareholder | Abstain | Against | ||||||||||
| 6. | A shareholder proposal entitled "Communist China Audit" | Shareholder | Abstain | Against | ||||||||||
| 7. | A shareholder proposal on Board policy for communication with shareholder proponents | Shareholder | Against | For | ||||||||||
| 8. | A shareholder proposal entitled "Racial and Gender Pay Gaps" | Shareholder | Abstain | Against | ||||||||||
| 9. | A shareholder proposal entitled "Shareholder Proxy Access Amendments" | Shareholder | Abstain | Against | ||||||||||
| HEWLETT PACKARD ENTERPRISE COMPANY | ||||||||||||||
| Security | 42824C109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HPE | Meeting Date | 05-Apr-2023 | |||||||||||
| ISIN | US42824C1099 | Agenda | 935766583 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Daniel Ammann | Management | For | For | ||||||||||
| 1b. | Election of Director: Pamela L. Carter | Management | For | For | ||||||||||
| 1c. | Election of Director: Frank A. D'Amelio | Management | For | For | ||||||||||
| 1d. | Election of Director: Regina E. Dugan | Management | For | For | ||||||||||
| 1e. | Election of Director: Jean M. Hobby | Management | For | For | ||||||||||
| 1f. | Election of Director: Raymond J. Lane | Management | For | For | ||||||||||
| 1g. | Election of Director: Ann M. Livermore | Management | For | For | ||||||||||
| 1h. | Election of Director: Antonio F. Neri | Management | For | For | ||||||||||
| 1i. | Election of Director: Charles H. Noski | Management | For | For | ||||||||||
| 1j. | Election of Director: Raymond E. Ozzie | Management | For | For | ||||||||||
| 1k. | Election of Director: Gary M. Reiner | Management | For | For | ||||||||||
| 1l. | Election of Director: Patricia F. Russo | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for the fiscal year ending October 31, 2023. | Management | For | For | ||||||||||
| 3. | Approval of the increase of shares reserved under the Hewlett Packard Enterprise 2021 Stock Incentive Plan. | Management | For | For | ||||||||||
| 4. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
| 5. | Stockholder proposal entitled: "Transparency in Lobbying". | Shareholder | Abstain | Against | ||||||||||
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | ||||||||||||||
| Security | 806857108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SLB | Meeting Date | 05-Apr-2023 | |||||||||||
| ISIN | AN8068571086 | Agenda | 935767105 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Peter Coleman | Management | For | For | ||||||||||
| 1b. | Election of Director: Patrick de La Chevardière | Management | For | For | ||||||||||
| 1c. | Election of Director: Miguel Galuccio | Management | For | For | ||||||||||
| 1d. | Election of Director: Olivier Le Peuch | Management | For | For | ||||||||||
| 1e. | Election of Director: Samuel Leupold | Management | For | For | ||||||||||
| 1f. | Election of Director: Tatiana Mitrova | Management | For | For | ||||||||||
| 1g. | Election of Director: Maria Moraeus Hanssen | Management | For | For | ||||||||||
| 1h. | Election of Director: Vanitha Narayanan | Management | For | For | ||||||||||
| 1i. | Election of Director: Mark Papa | Management | For | For | ||||||||||
| 1j. | Election of Director: Jeff Sheets | Management | For | For | ||||||||||
| 1k. | Election of Director: Ulrich Spiesshofer | Management | For | For | ||||||||||
| 2. | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
| 3. | Advisory approval of our executive compensation. | Management | For | For | ||||||||||
| 4. | Approval of our consolidated balance sheet at December 31, 2022; our consolidated statement of income for the year ended December 31, 2022; and the declarations of dividends by our Board of Directors in 2022, as reflected in our 2022 Annual Report to Shareholders. | Management | For | For | ||||||||||
| 5. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditors for 2023. | Management | For | For | ||||||||||
| THE BOEING COMPANY | ||||||||||||||
| Security | 097023105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BA | Meeting Date | 18-Apr-2023 | |||||||||||
| ISIN | US0970231058 | Agenda | 935770063 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Robert A. Bradway | Management | For | For | ||||||||||
| 1b. | Election of Director: David L. Calhoun | Management | For | For | ||||||||||
| 1c. | Election of Director: Lynne M. Doughtie | Management | For | For | ||||||||||
| 1d. | Election of Director: David L. Gitlin | Management | For | For | ||||||||||
| 1e. | Election of Director: Lynn J. Good | Management | For | For | ||||||||||
| 1f. | Election of Director: Stayce D. Harris | Management | For | For | ||||||||||
| 1g. | Election of Director: Akhil Johri | Management | For | For | ||||||||||
| 1h. | Election of Director: David L. Joyce | Management | For | For | ||||||||||
| 1i. | Election of Director: Lawrence W. Kellner | Management | For | For | ||||||||||
| 1j. | Election of Director: Steven M. Mollenkopf | Management | For | For | ||||||||||
| 1k. | Election of Director: John M. Richardson | Management | For | For | ||||||||||
| 1l. | Election of Director: Sabrina Soussan | Management | For | For | ||||||||||
| 1m. | Election of Director: Ronald A. Williams | Management | For | For | ||||||||||
| 2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | For | For | ||||||||||
| 3. | Approve, on an Advisory Basis, the Frequency of Future Advisory Votes on Named Executive Officer Compensation. | Management | 1 Year | For | ||||||||||
| 4. | Approve The Boeing Company 2023 Incentive Stock Plan. | Management | For | For | ||||||||||
| 5. | Ratify the Appointment of Deloitte & Touche LLP as Independent Auditor for 2023. | Management | For | For | ||||||||||
| 6. | China Report. | Shareholder | Abstain | Against | ||||||||||
| 7. | Report on Lobbying Activities. | Shareholder | Abstain | Against | ||||||||||
| 8. | Report on Climate Lobbying. | Shareholder | Abstain | Against | ||||||||||
| 9. | Pay Equity Disclosure. | Shareholder | Abstain | Against | ||||||||||
| CARRIER GLOBAL CORPORATION | ||||||||||||||
| Security | 14448C104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CARR | Meeting Date | 20-Apr-2023 | |||||||||||
| ISIN | US14448C1045 | Agenda | 935773336 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Jean-Pierre Garnier | Management | For | For | ||||||||||
| 1b. | Election of Director: David Gitlin | Management | For | For | ||||||||||
| 1c. | Election of Director: John J. Greisch | Management | For | For | ||||||||||
| 1d. | Election of Director: Charles M. Holley, Jr. | Management | For | For | ||||||||||
| 1e. | Election of Director: Michael M. McNamara | Management | For | For | ||||||||||
| 1f. | Election of Director: Susan N. Story | Management | For | For | ||||||||||
| 1g. | Election of Director: Michael A. Todman | Management | For | For | ||||||||||
| 1h. | Election of Director: Virginia M. Wilson | Management | For | For | ||||||||||
| 1i. | Election of Director: Beth A. Wozniak | Management | For | For | ||||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||||
| 3. | Ratify Appointment of PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2023. | Management | For | For | ||||||||||
| 4. | Shareowner Proposal regarding independent board chairman. | Shareholder | Against | For | ||||||||||
| CORTEVA INC. | ||||||||||||||
| Security | 22052L104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CTVA | Meeting Date | 21-Apr-2023 | |||||||||||
| ISIN | US22052L1044 | Agenda | 935773920 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Lamberto Andreotti | Management | For | For | ||||||||||
| 1b. | Election of Director: Klaus A. Engel | Management | For | For | ||||||||||
| 1c. | Election of Director: David C. Everitt | Management | For | For | ||||||||||
| 1d. | Election of Director: Janet P. Giesselman | Management | For | For | ||||||||||
| 1e. | Election of Director: Karen H. Grimes | Management | For | For | ||||||||||
| 1f. | Election of Director: Michael O. Johanns | Management | For | For | ||||||||||
| 1g. | Election of Director: Rebecca B. Liebert | Management | For | For | ||||||||||
| 1h. | Election of Director: Marcos M. Lutz | Management | For | For | ||||||||||
| 1i. | Election of Director: Charles V. Magro | Management | For | For | ||||||||||
| 1j. | Election of Director: Nayaki R. Nayyar | Management | For | For | ||||||||||
| 1k. | Election of Director: Gregory R. Page | Management | For | For | ||||||||||
| 1l. | Election of Director: Kerry J. Preete | Management | For | For | ||||||||||
| 1m. | Election of Director: Patrick J. Ward | Management | For | For | ||||||||||
| 2. | Advisory resolution to approve executive compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
| PACCAR INC | ||||||||||||||
| Security | 693718108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PCAR | Meeting Date | 25-Apr-2023 | |||||||||||
| ISIN | US6937181088 | Agenda | 935776849 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director to serve for one-year term: Mark C. Pigott | Management | For | For | ||||||||||
| 1b. | Election of Director to serve for one-year term: Dame Alison J. Carnwath | Management | For | For | ||||||||||
| 1c. | Election of Director to serve for one-year term: Franklin L. Feder | Management | For | For | ||||||||||
| 1d. | Election of Director to serve for one-year term: R. Preston Feight | Management | For | For | ||||||||||
| 1e. | Election of Director to serve for one-year term: Kirk S. Hachigian | Management | For | For | ||||||||||
| 1f. | Election of Director to serve for one-year term: Barbara B. Hulit | Management | For | For | ||||||||||
| 1g. | Election of Director to serve for one-year term: Roderick C. McGeary | Management | For | For | ||||||||||
| 1h | Election of Director to serve for one-year term: Cynthia A. Niekamp | Management | For | For | ||||||||||
| 1i. | Election of Director to serve for one-year term: John M. Pigott | Management | For | For | ||||||||||
| 1j. | Election of Director to serve for one-year term: Ganesh Ramaswamy | Management | For | For | ||||||||||
| 1k. | Election of Director to serve for one-year term: Mark A. Schulz | Management | For | For | ||||||||||
| 1l. | Election of Director to serve for one-year term: Gregory M. E. Spierkel | Management | For | For | ||||||||||
| 2. | Advisory resolution to approve executive compensation | Management | For | For | ||||||||||
| 3. | Advisory vote on the frequency of executive compensation votes | Management | 3 Years | For | ||||||||||
| 4. | Advisory vote on the ratification of independent auditors | Management | For | For | ||||||||||
| 5. | Stockholder proposal regarding ratification of executive termination pay | Shareholder | Against | For | ||||||||||
| 6. | Stockholder proposal regarding a report on climate- related policy engagement | Shareholder | Abstain | Against | ||||||||||
| BANK OF AMERICA CORPORATION | ||||||||||||||
| Security | 060505104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BAC | Meeting Date | 25-Apr-2023 | |||||||||||
| ISIN | US0605051046 | Agenda | 935779782 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Sharon L. Allen | Management | For | For | ||||||||||
| 1b. | Election of Director: José (Joe) E. Almeida | Management | For | For | ||||||||||
| 1c. | Election of Director: Frank P. Bramble, Sr. | Management | For | For | ||||||||||
| 1d. | Election of Director: Pierre J. P. de Weck | Management | For | For | ||||||||||
| 1e. | Election of Director: Arnold W. Donald | Management | For | For | ||||||||||
| 1f. | Election of Director: Linda P. Hudson | Management | For | For | ||||||||||
| 1g. | Election of Director: Monica C. Lozano | Management | For | For | ||||||||||
| 1h. | Election of Director: Brian T. Moynihan | Management | For | For | ||||||||||
| 1i. | Election of Director: Lionel L. Nowell III | Management | For | For | ||||||||||
| 1j. | Election of Director: Denise L. Ramos | Management | For | For | ||||||||||
| 1k. | Election of Director: Clayton S. Rose | Management | For | For | ||||||||||
| 1l. | Election of Director: Michael D. White | Management | For | For | ||||||||||
| 1m. | Election of Director: Thomas D. Woods | Management | For | For | ||||||||||
| 1n. | Election of Director: Maria T. Zuber | Management | For | For | ||||||||||
| 2. | Approving our executive compensation (an advisory, non- binding "Say on Pay" resolution) | Management | For | For | ||||||||||
| 3. | A vote on the frequency of future "Say on Pay" resolutions (an advisory, non-binding "Say on Frequency" resolution) | Management | 1 Year | For | ||||||||||
| 4. | Ratifying the appointment of our independent registered public accounting firm for 2023 | Management | For | For | ||||||||||
| 5. | Amending and restating the Bank of America Corporation Equity Plan | Management | For | For | ||||||||||
| 6. | Shareholder proposal requesting an independent board chair | Shareholder | Against | For | ||||||||||
| 7. | Shareholder proposal requesting shareholder ratification of termination pay | Shareholder | Against | For | ||||||||||
| 8. | Shareholder proposal requesting greenhouse gas reduction targets | Shareholder | Abstain | Against | ||||||||||
| 9. | Shareholder proposal requesting report on transition planning | Shareholder | Abstain | Against | ||||||||||
| 10. | Shareholder proposal requesting adoption of policy to cease financing new fossil fuel supplies | Shareholder | Abstain | Against | ||||||||||
| 11. | Shareholder proposal requesting a racial equity audit | Shareholder | Abstain | Against | ||||||||||
| CITIGROUP INC. | ||||||||||||||
| Security | 172967424 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | C | Meeting Date | 25-Apr-2023 | |||||||||||
| ISIN | US1729674242 | Agenda | 935781030 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Ellen M. Costello | Management | For | For | ||||||||||
| 1b. | Election of Director: Grace E. Dailey | Management | For | For | ||||||||||
| 1c. | Election of Director: Barbara J. Desoer | Management | For | For | ||||||||||
| 1d. | Election of Director: John C. Dugan | Management | For | For | ||||||||||
| 1e. | Election of Director: Jane N. Fraser | Management | For | For | ||||||||||
| 1f. | Election of Director: Duncan P. Hennes | Management | For | For | ||||||||||
| 1g. | Election of Director: Peter B. Henry | Management | For | For | ||||||||||
| 1h. | Election of Director: S. Leslie Ireland | Management | For | For | ||||||||||
| 1i. | Election of Director: Renée J. James | Management | For | For | ||||||||||
| 1j. | Election of Director: Gary M. Reiner | Management | For | For | ||||||||||
| 1k. | Election of Director: Diana L. Taylor | Management | For | For | ||||||||||
| 1l. | Election of Director: James S. Turley | Management | For | For | ||||||||||
| 1m. | Election of Director: Casper W. von Koskull | Management | For | For | ||||||||||
| 2. | Proposal to ratify the selection of KPMG LLP as Citi's independent registered public accountants for 2023. | Management | For | For | ||||||||||
| 3. | Advisory vote to Approve our 2022 Executive Compensation. | Management | For | For | ||||||||||
| 4. | Approval of additional shares for the Citigroup 2019 Stock Incentive Plan. | Management | For | For | ||||||||||
| 5. | Advisory vote to Approve the Frequency of Future Advisory Votes on Executive Compensation. | Management | 1 Year | For | ||||||||||
| 6. | Stockholder proposal requesting that shareholders ratify the termination pay of any senior manager. | Shareholder | Against | For | ||||||||||
| 7. | Stockholder proposal requesting an Independent Board Chairman. | Shareholder | Against | For | ||||||||||
| 8. | Stockholder proposal requesting a report on the effectiveness of Citi's policies and practices in respecting Indigenous Peoples' rights in Citi's existing and proposed financing. | Shareholder | Abstain | Against | ||||||||||
| 9. | Stockholder proposal requesting that the Board adopt a policy to phase out new fossil fuel financing. | Shareholder | Abstain | Against | ||||||||||
| TEXTRON INC. | ||||||||||||||
| Security | 883203101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TXT | Meeting Date | 26-Apr-2023 | |||||||||||
| ISIN | US8832031012 | Agenda | 935772649 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Richard F. Ambrose | Management | For | For | ||||||||||
| 1b. | Election of Director: Kathleen M. Bader | Management | For | For | ||||||||||
| 1c. | Election of Director: R. Kerry Clark | Management | For | For | ||||||||||
| 1d. | Election of Director: Scott C. Donnelly | Management | For | For | ||||||||||
| 1e. | Election of Director: Deborah Lee James | Management | For | For | ||||||||||
| 1f. | Election of Director: Thomas A. Kennedy | Management | For | For | ||||||||||
| 1g. | Election of Director: Lionel L. Nowell III | Management | For | For | ||||||||||
| 1h. | Election of Director: James L. Ziemer | Management | For | For | ||||||||||
| 1i. | Election of Director: Maria T. Zuber | Management | For | For | ||||||||||
| 2. | Approval of the advisory (non-binding) resolution to approve executive compensation. | Management | For | For | ||||||||||
| 3. | Advisory vote on frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of appointment of independent registered public accounting firm. | Management | For | For | ||||||||||
| THE PNC FINANCIAL SERVICES GROUP, INC. | ||||||||||||||
| Security | 693475105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PNC | Meeting Date | 26-Apr-2023 | |||||||||||
| ISIN | US6934751057 | Agenda | 935773324 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Joseph Alvarado | Management | For | For | ||||||||||
| 1b. | Election of Director: Debra A. Cafaro | Management | For | For | ||||||||||
| 1c. | Election of Director: Marjorie Rodgers Cheshire | Management | For | For | ||||||||||
| 1d. | Election of Director: William S. Demchak | Management | For | For | ||||||||||
| 1e. | Election of Director: Andrew T. Feldstein | Management | For | For | ||||||||||
| 1f. | Election of Director: Richard J. Harshman | Management | For | For | ||||||||||
| 1g. | Election of Director: Daniel R. Hesse | Management | For | For | ||||||||||
| 1h. | Election of Director: Renu Khator | Management | For | For | ||||||||||
| 1i. | Election of Director: Linda R. Medler | Management | For | For | ||||||||||
| 1j. | Election of Director: Robert A. Niblock | Management | For | For | ||||||||||
| 1k. | Election of Director: Martin Pfinsgraff | Management | For | For | ||||||||||
| 1l. | Election of Director: Bryan S. Salesky | Management | For | For | ||||||||||
| 1m. | Election of Director: Toni Townes-Whitley | Management | For | For | ||||||||||
| 2. | Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as PNC's independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| 4. | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
| NEWMONT CORPORATION | ||||||||||||||
| Security | 651639106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NEM | Meeting Date | 26-Apr-2023 | |||||||||||
| ISIN | US6516391066 | Agenda | 935776938 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Patrick G. Awuah, Jr. | Management | For | For | ||||||||||
| 1b. | Election of Director: Gregory H. Boyce | Management | For | For | ||||||||||
| 1c. | Election of Director: Bruce R. Brook | Management | For | For | ||||||||||
| 1d. | Election of Director: Maura J. Clark | Management | For | For | ||||||||||
| 1e. | Election of Director: Emma FitzGerald | Management | For | For | ||||||||||
| 1f. | Election of Director: Mary A. Laschinger | Management | For | For | ||||||||||
| 1g. | Election of Director: José Manuel Madero | Management | For | For | ||||||||||
| 1h. | Election of Director: René Médori | Management | For | For | ||||||||||
| 1i. | Election of Director: Jane Nelson | Management | For | For | ||||||||||
| 1j. | Election of Director: Tom Palmer | Management | For | For | ||||||||||
| 1k. | Election of Director: Julio M. Quintana | Management | For | For | ||||||||||
| 1l. | Election of Director: Susan N. Story | Management | For | For | ||||||||||
| 2. | Approval of the advisory resolution on Newmont's executive compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the Audit Committees appointment of Ernst and Young LLP as Newmont's independent registered public accounting firm for the fiscal year 2023. | Management | For | For | ||||||||||
| 4. | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
| DANA INCORPORATED | ||||||||||||||
| Security | 235825205 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DAN | Meeting Date | 26-Apr-2023 | |||||||||||
| ISIN | US2358252052 | Agenda | 935777978 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Ernesto M. Hernández | For | For | |||||||||||
| 2 | Gary Hu | For | For | |||||||||||
| 3 | Brett M. Icahn | For | For | |||||||||||
| 4 | James K. Kamsickas | For | For | |||||||||||
| 5 | Virginia A. Kamsky | For | For | |||||||||||
| 6 | Bridget E. Karlin | For | For | |||||||||||
| 7 | Michael J. Mack, Jr. | For | For | |||||||||||
| 8 | R. Bruce McDonald | For | For | |||||||||||
| 9 | Diarmuid B. O'Connell | For | For | |||||||||||
| 10 | Keith E. Wandell | For | For | |||||||||||
| 2. | Approval of a non-binding advisory proposal approving executive compensation. | Management | For | For | ||||||||||
| 3. | Approval of a non-binding advisory vote on the frequency of the advisory vote to approve executive compensation. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. | Management | For | For | ||||||||||
| 5. | Shareholder proposal to require an independent Board Chairman. | Shareholder | Against | For | ||||||||||
| FMC CORPORATION | ||||||||||||||
| Security | 302491303 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FMC | Meeting Date | 27-Apr-2023 | |||||||||||
| ISIN | US3024913036 | Agenda | 935776584 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director to serve for a one-year term expiring in 2024: Pierre Brondeau | Management | For | For | ||||||||||
| 1b. | Election of Director to serve for a one-year term expiring in 2024: Eduardo E. Cordeiro | Management | For | For | ||||||||||
| 1c. | Election of Director to serve for a one-year term expiring in 2024: Carol Anthony (John) Davidson | Management | For | For | ||||||||||
| 1d. | Election of Director to serve for a one-year term expiring in 2024: Mark Douglas | Management | For | For | ||||||||||
| 1e. | Election of Director to serve for a one-year term expiring in 2024: Kathy L. Fortmann | Management | For | For | ||||||||||
| 1f. | Election of Director to serve for a one-year term expiring in 2024: C. Scott Greer | Management | For | For | ||||||||||
| 1g. | Election of Director to serve for a one-year term expiring in 2024: K'Lynne Johnson | Management | For | For | ||||||||||
| 1h. | Election of Director to serve for a one-year term expiring in 2024: Dirk A. Kempthorne | Management | For | For | ||||||||||
| 1i | Election of Director to serve for a one-year term expiring in 2024: Margareth Øvrum | Management | For | For | ||||||||||
| 1j. | Election of Director to serve for a one-year term expiring in 2024: Robert C. Pallash | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of independent registered public accounting firm. | Management | For | For | ||||||||||
| 3. | Approval of the FMC Corporation 2023 Incentive Stock Plan. | Management | For | For | ||||||||||
| 4. | Approval, by non-binding vote, of executive compensation. | Management | For | For | ||||||||||
| 5. | Recommendation, by non-binding vote, on the frequency of executive compensation voting. | Management | 1 Year | For | ||||||||||
| PFIZER INC. | ||||||||||||||
| Security | 717081103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PFE | Meeting Date | 27-Apr-2023 | |||||||||||
| ISIN | US7170811035 | Agenda | 935778451 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Ronald E. Blaylock | Management | For | For | ||||||||||
| 1b. | Election of Director: Albert Bourla | Management | For | For | ||||||||||
| 1c. | Election of Director: Susan Desmond-Hellmann | Management | For | For | ||||||||||
| 1d. | Election of Director: Joseph J. Echevarria | Management | For | For | ||||||||||
| 1e. | Election of Director: Scott Gottlieb | Management | For | For | ||||||||||
| 1f. | Election of Director: Helen H. Hobbs | Management | For | For | ||||||||||
| 1g. | Election of Director: Susan Hockfield | Management | For | For | ||||||||||
| 1h. | Election of Director: Dan R. Littman | Management | For | For | ||||||||||
| 1i. | Election of Director: Shantanu Narayen | Management | For | For | ||||||||||
| 1j. | Election of Director: Suzanne Nora Johnson | Management | For | For | ||||||||||
| 1k. | Election of Director: James Quincey | Management | For | For | ||||||||||
| 1l. | Election of Director: James C. Smith | Management | For | For | ||||||||||
| 2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2023 | Management | For | For | ||||||||||
| 3. | 2023 advisory approval of executive compensation | Management | For | For | ||||||||||
| 4. | Advisory vote on frequency of future advisory votes to approve executive compensation | Management | 1 Year | For | ||||||||||
| 5. | Shareholder proposal regarding ratification of termination pay | Shareholder | Against | For | ||||||||||
| 6. | Shareholder proposal regarding independent board chairman policy | Shareholder | Against | For | ||||||||||
| 7. | Shareholder proposal regarding transfer of intellectual property to potential COVID-19 manufacturers feasibility report | Shareholder | Against | For | ||||||||||
| 8. | Shareholder proposal regarding impact of extended patent exclusivities on product access report | Shareholder | Against | For | ||||||||||
| 9. | Shareholder proposal regarding political contributions congruency report | Shareholder | Abstain | Against | ||||||||||
| AMERICAN EXPRESS COMPANY | ||||||||||||||
| Security | 025816109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AXP | Meeting Date | 02-May-2023 | |||||||||||
| ISIN | US0258161092 | Agenda | 935784808 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director for a term of one year: Thomas J. Baltimore | Management | For | For | ||||||||||
| 1b. | Election of Director for a term of one year: John J. Brennan | Management | For | For | ||||||||||
| 1c. | Election of Director for a term of one year: Peter Chernin | Management | For | For | ||||||||||
| 1d. | Election of Director for a term of one year: Walter J. Clayton III | Management | For | For | ||||||||||
| 1e. | Election of Director for a term of one year: Ralph de la Vega | Management | For | For | ||||||||||
| 1f. | Election of Director for a term of one year: Theodore J. Leonsis | Management | For | For | ||||||||||
| 1g. | Election of Director for a term of one year: Deborah P. Majoras | Management | For | For | ||||||||||
| 1h. | Election of Director for a term of one year: Karen L. Parkhill | Management | For | For | ||||||||||
| 1i. | Election of Director for a term of one year: Charles E. Phillips | Management | For | For | ||||||||||
| 1j. | Election of Director for a term of one year: Lynn A. Pike | Management | For | For | ||||||||||
| 1k. | Election of Director for a term of one year: Stephen J. Squeri | Management | For | For | ||||||||||
| 1l. | Election of Director for a term of one year: Daniel L. Vasella | Management | For | For | ||||||||||
| 1m. | Election of Director for a term of one year: Lisa W. Wardell | Management | For | For | ||||||||||
| 1n. | Election of Director for a term of one year: Christopher D. Young | Management | For | For | ||||||||||
| 2. | Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
| 3. | Approval, on an advisory basis, of the Company's executive compensation. | Management | For | For | ||||||||||
| 4. | Advisory resolution to approve the frequency of future advisory say-on-pay votes. | Management | 1 Year | For | ||||||||||
| 5. | Shareholder proposal relating to shareholder ratification of excessive termination pay. | Shareholder | Against | For | ||||||||||
| 6. | Shareholder proposal relating to abortion & consumer data privacy. | Shareholder | Abstain | Against | ||||||||||
| BRISTOL-MYERS SQUIBB COMPANY | ||||||||||||||
| Security | 110122108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BMY | Meeting Date | 02-May-2023 | |||||||||||
| ISIN | US1101221083 | Agenda | 935788286 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Peter J. Arduini | Management | For | For | ||||||||||
| 1B. | Election of Director: Deepak L. Bhatt, M.D., M.P.H. | Management | For | For | ||||||||||
| 1C. | Election of Director: Giovanni Caforio, M.D. | Management | For | For | ||||||||||
| 1D. | Election of Director: Julia A. Haller, M.D. | Management | For | For | ||||||||||
| 1E. | Election of Director: Manuel Hidalgo Medina, M.D., Ph.D. | Management | For | For | ||||||||||
| 1F. | Election of Director: Paula A. Price | Management | For | For | ||||||||||
| 1G. | Election of Director: Derica W. Rice | Management | For | For | ||||||||||
| 1H. | Election of Director: Theodore R. Samuels | Management | For | For | ||||||||||
| 1I. | Election of Director: Gerald L. Storch | Management | For | For | ||||||||||
| 1J. | Election of Director: Karen H. Vousden, Ph.D. | Management | For | For | ||||||||||
| 1K. | Election of Director: Phyllis R. Yale | Management | For | For | ||||||||||
| 2. | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | For | For | ||||||||||
| 3. | Advisory Vote on the Frequency of the Advisory Vote on the Compensation of our Named Executive Officers. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of the Appointment of an Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
| 5. | Shareholder Proposal on the Adoption of a Board Policy that the Chairperson of the Board be an Independent Director. | Shareholder | Against | For | ||||||||||
| 6. | Shareholder Proposal on Workplace Non-Discrimination Audit. | Shareholder | Abstain | Against | ||||||||||
| 7. | Shareholder Proposal on Special Shareholder Meeting Improvement. | Shareholder | Against | For | ||||||||||
| MGM RESORTS INTERNATIONAL | ||||||||||||||
| Security | 552953101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MGM | Meeting Date | 02-May-2023 | |||||||||||
| ISIN | US5529531015 | Agenda | 935791788 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Barry Diller | Management | For | For | ||||||||||
| 1b. | Election of Director: Alexis M. Herman | Management | For | For | ||||||||||
| 1c. | Election of Director: William J. Hornbuckle | Management | For | For | ||||||||||
| 1d. | Election of Director: Mary Chris Jammet | Management | For | For | ||||||||||
| 1e. | Election of Director: Joey Levin | Management | For | For | ||||||||||
| 1f. | Election of Director: Rose McKinney-James | Management | For | For | ||||||||||
| 1g. | Election of Director: Keith A. Meister | Management | For | For | ||||||||||
| 1h. | Election of Director: Paul Salem | Management | For | For | ||||||||||
| 1i. | Election of Director: Jan G. Swartz | Management | For | For | ||||||||||
| 1j. | Election of Director: Daniel J. Taylor | Management | For | For | ||||||||||
| 1k. | Election of Director: Ben Winston | Management | For | For | ||||||||||
| 2. | To ratify the selection of Deloitte & Touche LLP, as the independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
| 4. | To approve, on an advisory basis, the frequency with which the Company conducts advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
| INTERNATIONAL FLAVORS & FRAGRANCES INC. | ||||||||||||||
| Security | 459506101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | IFF | Meeting Date | 03-May-2023 | |||||||||||
| ISIN | US4595061015 | Agenda | 935785470 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director for a one-year term expiring at the 2024 Annual Meeting of Shareholders: Kathryn J. Boor | Management | For | For | ||||||||||
| 1b. | Election of Director for a one-year term expiring at the 2024 Annual Meeting of Shareholders: Barry A. Bruno | Management | For | For | ||||||||||
| 1c. | Election of Director for a one-year term expiring at the 2024 Annual Meeting of Shareholders: Frank K. Clyburn, Jr. | Management | For | For | ||||||||||
| 1d. | Election of Director for a one-year term expiring at the 2024 Annual Meeting of Shareholders: Mark J. Costa | Management | For | For | ||||||||||
| 1e. | Election of Director for a one-year term expiring at the 2024 Annual Meeting of Shareholders: Carol Anthony (John) Davidson | Management | For | For | ||||||||||
| 1f. | Election of Director for a one-year term expiring at the 2024 Annual Meeting of Shareholders: Roger W. Ferguson, Jr. | Management | For | For | ||||||||||
| 1g. | Election of Director for a one-year term expiring at the 2024 Annual Meeting of Shareholders: John F. Ferraro | Management | For | For | ||||||||||
| 1h. | Election of Director for a one-year term expiring at the 2024 Annual Meeting of Shareholders: Christina Gold | Management | For | For | ||||||||||
| 1i. | Election of Director for a one-year term expiring at the 2024 Annual Meeting of Shareholders: Gary Hu | Management | For | For | ||||||||||
| 1j. | Election of Director for a one-year term expiring at the 2024 Annual Meeting of Shareholders: Kevin O'Byrne | Management | For | For | ||||||||||
| 1k. | Election of Director for a one-year term expiring at the 2024 Annual Meeting of Shareholders: Dawn C. Willoughby | Management | For | For | ||||||||||
| 2. | Ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the 2023 fiscal year. | Management | For | For | ||||||||||
| 3. | Approve, on an advisory basis, the compensation of our named executive officers in 2022. | Management | For | For | ||||||||||
| 4. | Vote, on an advisory basis, on the frequency of votes on executive compensation. | Management | 1 Year | For | ||||||||||
| GENERAL ELECTRIC COMPANY | ||||||||||||||
| Security | 369604301 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GE | Meeting Date | 03-May-2023 | |||||||||||
| ISIN | US3696043013 | Agenda | 935786408 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Stephen Angel | Management | For | For | ||||||||||
| 1b. | Election of Director: Sébastien Bazin | Management | For | For | ||||||||||
| 1c. | Election of Director: H. Lawrence Culp, Jr. | Management | For | For | ||||||||||
| 1d. | Election of Director: Edward Garden | Management | For | For | ||||||||||
| 1e. | Election of Director: Isabella Goren | Management | For | For | ||||||||||
| 1f. | Election of Director: Thomas Horton | Management | For | For | ||||||||||
| 1g. | Election of Director: Catherine Lesjak | Management | For | For | ||||||||||
| 1h. | Election of Director: Darren McDew | Management | For | For | ||||||||||
| 1i. | Election of Director: Paula Rosput Reynolds | Management | For | For | ||||||||||
| 1j. | Election of Director: Jessica Uhl | Management | For | For | ||||||||||
| 2. | Advisory Approval of Our Named Executives' Compensation. | Management | For | For | ||||||||||
| 3. | Advisory Vote on the Frequency of Future Advisory Votes to Approve Our Named Executives' Compensation. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of Deloitte as Independent Auditor for 2023. | Management | For | For | ||||||||||
| 5. | Independent Board Chairman. | Shareholder | Against | For | ||||||||||
| 6. | Sale of the Company. | Shareholder | Against | For | ||||||||||
| 7. | Fiduciary Carbon-Emission Relevance Report. | Shareholder | Abstain | Against | ||||||||||
| 8. | Assess Energy-Related Asset Resilience. | Shareholder | Abstain | Against | ||||||||||
| EVERSOURCE ENERGY | ||||||||||||||
| Security | 30040W108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ES | Meeting Date | 03-May-2023 | |||||||||||
| ISIN | US30040W1080 | Agenda | 935786927 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Trustee: Cotton M. Cleveland | Management | For | For | ||||||||||
| 1b. | Election of Trustee: Francis A. Doyle | Management | For | For | ||||||||||
| 1c. | Election of Trustee: Linda Dorcena Forry | Management | For | For | ||||||||||
| 1d. | Election of Trustee: Gregory M. Jones | Management | For | For | ||||||||||
| 1e. | Election of Trustee: Loretta D. Keane | Management | For | For | ||||||||||
| 1f. | Election of Trustee: John Y. Kim | Management | For | For | ||||||||||
| 1g. | Election of Trustee: Kenneth R. Leibler | Management | For | For | ||||||||||
| 1h. | Election of Trustee: David H. Long | Management | For | For | ||||||||||
| 1i. | Election of Trustee: Joseph R. Nolan, Jr. | Management | For | For | ||||||||||
| 1j. | Election of Trustee: William C. Van Faasen | Management | For | For | ||||||||||
| 1k. | Election of Trustee: Frederica M. Williams | Management | For | For | ||||||||||
| 2. | Consider an advisory proposal approving the compensation of our Named Executive Officers. | Management | For | For | ||||||||||
| 3. | Consider an advisory proposal on the frequency of future advisory proposals on executive compensation. | Management | 1 Year | For | ||||||||||
| 4. | Approve the First Amendment to the 2018 Eversource Energy Incentive Plan to authorize up to an additional 4,200,000 Common Shares for Issuance under the 2018 Eversource Energy Incentive Plan. | Management | For | For | ||||||||||
| 5. | Approve an increase in the number of Eversource Energy common shares authorized for issuance by the Board of Trustees in accordance with Section 19 of the Eversource Energy Declaration of Trust by 30,000,000 common shares, from 380,000,000 authorized common shares to 410,000,000 authorized common shares. | Management | For | For | ||||||||||
| 6. | Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
| PERRIGO COMPANY PLC | ||||||||||||||
| Security | G97822103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PRGO | Meeting Date | 04-May-2023 | |||||||||||
| ISIN | IE00BGH1M568 | Agenda | 935788464 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director to hold office until the 2024 Annual General Meeting: Bradley A. Alford | Management | For | For | ||||||||||
| 1B. | Election of Director to hold office until the 2024 Annual General Meeting: Orlando D. Ashford | Management | For | For | ||||||||||
| 1C. | Election of Director to hold office until the 2024 Annual General Meeting: Katherine C. Doyle | Management | For | For | ||||||||||
| 1D. | Election of Director to hold office until the 2024 Annual General Meeting: Adriana Karaboutis | Management | For | For | ||||||||||
| 1E. | Election of Director to hold office until the 2024 Annual General Meeting: Murray S. Kessler | Management | For | For | ||||||||||
| 1F. | Election of Director to hold office until the 2024 Annual General Meeting: Jeffrey B. Kindler | Management | For | For | ||||||||||
| 1G. | Election of Director to hold office until the 2024 Annual General Meeting: Erica L. Mann | Management | For | For | ||||||||||
| 1H. | Election of Director to hold office until the 2024 Annual General Meeting: Albert A. Manzone | Management | For | For | ||||||||||
| 1I. | Election of Director to hold office until the 2024 Annual General Meeting: Donal O'Connor | Management | For | For | ||||||||||
| 1J. | Election of Director to hold office until the 2024 Annual General Meeting: Geoffrey M. Parker | Management | For | For | ||||||||||
| 2. | Ratify, in a non-binding advisory vote, the appointment of Ernst & Young LLP as the Company's independent auditor, and authorize, in a binding vote, the Board of Directors, acting through the Audit Committee, to fix the remuneration of the auditor | Management | For | For | ||||||||||
| 3. | Advisory vote on executive compensation | Management | For | For | ||||||||||
| 4. | Advisory vote on the frequency of future advisory votes on executive compensation | Management | 1 Year | For | ||||||||||
| 5. | Renew the Board's authority to issue shares under Irish law | Management | For | For | ||||||||||
| 6. | Renew the Board's authority to opt-out of statutory pre- emption rights under Irish law | Management | Against | Against | ||||||||||
| 7. | Approve the creation of distributable reserves by reducing some or all of the Company's share premium | Management | For | For | ||||||||||
| THE TIMKEN COMPANY | ||||||||||||||
| Security | 887389104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TKR | Meeting Date | 05-May-2023 | |||||||||||
| ISIN | US8873891043 | Agenda | 935783692 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Maria A. Crowe | For | For | |||||||||||
| 2 | Elizabeth A. Harrell | For | For | |||||||||||
| 3 | Richard G. Kyle | For | For | |||||||||||
| 4 | Sarah C. Lauber | For | For | |||||||||||
| 5 | John A. Luke, Jr. | For | For | |||||||||||
| 6 | Christopher L. Mapes | For | For | |||||||||||
| 7 | James F. Palmer | For | For | |||||||||||
| 8 | Ajita G. Rajendra | For | For | |||||||||||
| 9 | Frank C. Sullivan | For | For | |||||||||||
| 10 | John M. Timken, Jr. | For | For | |||||||||||
| 11 | Ward J. Timken, Jr. | For | For | |||||||||||
| 2. | Approval, on an advisory basis, of our named executive officer compensation. | Management | For | For | ||||||||||
| 3. | Recommendation, on an advisory basis, of the frequency (every 1, 2 or 3 years) of the shareholder advisory vote on named executive officer compensation. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of the appointment of Ernst & Young LLP as our independent auditor for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| 5. | Approval of amendments to our Amended Articles of Incorporation and Amended Regulations to reduce certain shareholder voting requirement thresholds. | Management | For | For | ||||||||||
| 6. | Consideration of a shareholder proposal requesting our Board to take the steps necessary to amend the appropriate company governing documents to give the owners of a combined 10% of our outstanding common stock the power to call a special shareholder meeting. | Management | Against | For | ||||||||||
| WARNER BROS. DISCOVERY, INC. | ||||||||||||||
| Security | 934423104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WBD | Meeting Date | 08-May-2023 | |||||||||||
| ISIN | US9344231041 | Agenda | 935792451 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Li Haslett Chen | For | For | |||||||||||
| 2 | Kenneth W. Lowe | For | For | |||||||||||
| 3 | Paula A. Price | For | For | |||||||||||
| 4 | David M. Zaslav | For | For | |||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Warner Bros. Discovery, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| 3. | To vote on an advisory resolution to approve the 2022 compensation of Warner Bros. Discovery, Inc.'s named executive officers, commonly referred to as a "Say-on- Pay" vote. | Management | For | For | ||||||||||
| 4. | To vote on an advisory resolution to approve the frequency of future "Say-on-Pay" votes. | Management | 1 Year | For | ||||||||||
| 5. | To vote on a stockholder proposal regarding simple majority vote, if properly presented. | Shareholder | Against | For | ||||||||||
| 6. | To vote on a stockholder proposal regarding political disclosure, if properly presented. | Shareholder | Abstain | Against | ||||||||||
| T. ROWE PRICE GROUP, INC. | ||||||||||||||
| Security | 74144T108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TROW | Meeting Date | 09-May-2023 | |||||||||||
| ISIN | US74144T1088 | Agenda | 935784858 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Glenn R. August | Management | For | For | ||||||||||
| 1b. | Election of Director: Mark S. Bartlett | Management | For | For | ||||||||||
| 1c. | Election of Director: Dina Dublon | Management | For | For | ||||||||||
| 1d. | Election of Director: Dr. Freeman A. Hrabowski, III | Management | For | For | ||||||||||
| 1e. | Election of Director: Robert F. MacLellan | Management | For | For | ||||||||||
| 1f. | Election of Director: Eileen P. Rominger | Management | For | For | ||||||||||
| 1g. | Election of Director: Robert W. Sharps | Management | For | For | ||||||||||
| 1h. | Election of Director: Robert J. Stevens | Management | For | For | ||||||||||
| 1i. | Election of Director: William J. Stromberg | Management | For | For | ||||||||||
| 1j. | Election of Director: Sandra S. Wijnberg | Management | For | For | ||||||||||
| 1k. | Election of Director: Alan D. Wilson | Management | For | For | ||||||||||
| 2. | Approve, by a non-binding advisory vote, the compensation paid by the Company to its Named Executive Officers. | Management | For | For | ||||||||||
| 3. | Approve the restated 1986 Employee Stock Purchase Plan, which includes the increase by 3 million shares of the share pool available for purchase by employees. | Management | For | For | ||||||||||
| 4. | Recommend, by a non-binding advisory vote, the frequency of voting by the stockholders on compensation paid by the Company to its Named Executive Officers. | Management | 1 Year | For | ||||||||||
| 5. | Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
| AMERICAN INTERNATIONAL GROUP, INC. | ||||||||||||||
| Security | 026874784 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AIG | Meeting Date | 10-May-2023 | |||||||||||
| ISIN | US0268747849 | Agenda | 935793629 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: PAOLA BERGAMASCHI | Management | For | For | ||||||||||
| 1b. | Election of Director: JAMES COLE, JR. | Management | For | For | ||||||||||
| 1c. | Election of Director: W. DON CORNWELL | Management | For | For | ||||||||||
| 1d. | Election of Director: LINDA A. MILLS | Management | For | For | ||||||||||
| 1e. | Election of Director: DIANA M. MURPHY | Management | For | For | ||||||||||
| 1f. | Election of Director: PETER R. PORRINO | Management | For | For | ||||||||||
| 1g. | Election of Director: JOHN G. RICE | Management | For | For | ||||||||||
| 1h. | Election of Director: THERESE M. VAUGHAN | Management | For | For | ||||||||||
| 1i. | Election of Director: VANESSA A. WITTMAN | Management | For | For | ||||||||||
| 1j. | Election of Director: PETER ZAFFINO | Management | For | For | ||||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||||
| 3. | Ratify Appointment of PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2023. | Management | For | For | ||||||||||
| 4. | Shareholder Proposal Requesting an Independent Board Chair Policy. | Shareholder | Against | For | ||||||||||
| REPUBLIC SERVICES, INC. | ||||||||||||||
| Security | 760759100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | RSG | Meeting Date | 12-May-2023 | |||||||||||
| ISIN | US7607591002 | Agenda | 935800169 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Manuel Kadre | Management | For | For | ||||||||||
| 1b. | Election of Director: Tomago Collins | Management | For | For | ||||||||||
| 1c. | Election of Director: Michael A. Duffy | Management | For | For | ||||||||||
| 1d. | Election of Director: Thomas W. Handley | Management | For | For | ||||||||||
| 1e. | Election of Director: Jennifer M. Kirk | Management | For | For | ||||||||||
| 1f. | Election of Director: Michael Larson | Management | For | For | ||||||||||
| 1g. | Election of Director: James P. Snee | Management | For | For | ||||||||||
| 1h. | Election of Director: Brian S. Tyler | Management | For | For | ||||||||||
| 1i. | Election of Director: Jon Vander Ark | Management | For | For | ||||||||||
| 1j. | Election of Director: Sandra M. Volpe | Management | For | For | ||||||||||
| 1k. | Election of Director: Katharine B. Weymouth | Management | For | For | ||||||||||
| 2. | Advisory vote to approve our named executive officer compensation. | Management | For | For | ||||||||||
| 3. | Advisory vote on the frequency of an advisory vote to approve our Named Executive Officer Compensation. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
| JPMORGAN CHASE & CO. | ||||||||||||||
| Security | 46625H100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | JPM | Meeting Date | 16-May-2023 | |||||||||||
| ISIN | US46625H1005 | Agenda | 935797223 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Linda B. Bammann | Management | For | For | ||||||||||
| 1b. | Election of Director: Stephen B. Burke | Management | For | For | ||||||||||
| 1c. | Election of Director: Todd A. Combs | Management | For | For | ||||||||||
| 1d. | Election of Director: James S. Crown | Management | For | For | ||||||||||
| 1e. | Election of Director: Alicia Boler Davis | Management | For | For | ||||||||||
| 1f. | Election of Director: James Dimon | Management | For | For | ||||||||||
| 1g. | Election of Director: Timothy P. Flynn | Management | For | For | ||||||||||
| 1h. | Election of Director: Alex Gorsky | Management | For | For | ||||||||||
| 1i. | Election of Director: Mellody Hobson | Management | For | For | ||||||||||
| 1j. | Election of Director: Michael A. Neal | Management | For | For | ||||||||||
| 1k. | Election of Director: Phebe N. Novakovic | Management | For | For | ||||||||||
| 1l. | Election of Director: Virginia M. Rometty | Management | For | For | ||||||||||
| 2. | Advisory resolution to approve executive compensation | Management | For | For | ||||||||||
| 3. | Advisory vote on frequency of advisory resolution to approve executive compensation | Management | 1 Year | For | ||||||||||
| 4. | Ratification of independent registered public accounting firm | Management | For | For | ||||||||||
| 5. | Independent board chairman | Shareholder | Against | For | ||||||||||
| 6. | Fossil fuel phase out | Shareholder | Abstain | Against | ||||||||||
| 7. | Amending public responsibility committee charter to include mandate to oversee animal welfare impact and risk | Shareholder | Abstain | Against | ||||||||||
| 8. | Special shareholder meeting improvement | Shareholder | Against | For | ||||||||||
| 9. | Report on climate transition planning | Shareholder | Abstain | Against | ||||||||||
| 10. | Report on ensuring respect for civil liberties | Shareholder | Abstain | Against | ||||||||||
| 11. | Report analyzing the congruence of the company's political and electioneering expenditures | Shareholder | Abstain | Against | ||||||||||
| 12. | Absolute GHG reduction goals | Shareholder | Abstain | Against | ||||||||||
| WILLIS TOWERS WATSON PLC | ||||||||||||||
| Security | G96629103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WTW | Meeting Date | 17-May-2023 | |||||||||||
| ISIN | IE00BDB6Q211 | Agenda | 935795623 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Dame Inga Beale | Management | For | For | ||||||||||
| 1b. | Election of Director: Fumbi Chima | Management | For | For | ||||||||||
| 1c. | Election of Director: Stephen Chipman | Management | For | For | ||||||||||
| 1d. | Election of Director: Michael Hammond | Management | For | For | ||||||||||
| 1e. | Election of Director: Carl Hess | Management | For | For | ||||||||||
| 1f. | Election of Director: Jacqueline Hunt | Management | For | For | ||||||||||
| 1g. | Election of Director: Paul Reilly | Management | For | For | ||||||||||
| 1h. | Election of Director: Michelle Swanback | Management | For | For | ||||||||||
| 1i. | Election of Director: Paul Thomas | Management | For | For | ||||||||||
| 1j. | Election of Director: Fredric Tomczyk | Management | For | For | ||||||||||
| 2. | Ratify, on an advisory basis, the appointment of (i) Deloitte & Touche LLP to audit our financial statements and (ii) Deloitte Ireland LLP to audit our Irish Statutory Accounts, and authorize, in a binding vote, the Board, acting through the Audit and Risk Committee, to fix the independent auditors' remuneration. | Management | For | For | ||||||||||
| 3. | Approve, on an advisory basis, the named executive officer compensation. | Management | For | For | ||||||||||
| 4. | Approve, on an advisory basis, the frequency of the advisory vote on named executive officer compensation. | Management | 1 Year | For | ||||||||||
| 5. | Renew the Board's existing authority to issue shares under Irish law. | Management | For | For | ||||||||||
| 6. | Renew the Board's existing authority to opt out of statutory pre-emption rights under Irish law. | Management | Against | Against | ||||||||||
| HALLIBURTON COMPANY | ||||||||||||||
| Security | 406216101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HAL | Meeting Date | 17-May-2023 | |||||||||||
| ISIN | US4062161017 | Agenda | 935798528 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Abdulaziz F. Al Khayyal | Management | For | For | ||||||||||
| 1b. | Election of Director: William E. Albrecht | Management | For | For | ||||||||||
| 1c. | Election of Director: M. Katherine Banks | Management | For | For | ||||||||||
| 1d. | Election of Director: Alan M. Bennett | Management | For | For | ||||||||||
| 1e. | Election of Director: Milton Carroll | Management | For | For | ||||||||||
| 1f. | Election of Director: Earl M. Cummings | Management | For | For | ||||||||||
| 1g. | Election of Director: Murry S. Gerber | Management | For | For | ||||||||||
| 1h. | Election of Director: Robert A. Malone | Management | For | For | ||||||||||
| 1i. | Election of Director: Jeffrey A. Miller | Management | For | For | ||||||||||
| 1j. | Election of Director: Bhavesh V. Patel | Management | For | For | ||||||||||
| 1k. | Election of Director: Maurice S. Smith | Management | For | For | ||||||||||
| 1l. | Election of Director: Janet L. Weiss | Management | For | For | ||||||||||
| 1m. | Election of Director: Tobi M. Edwards Young | Management | For | For | ||||||||||
| 2. | Ratification of Selection of Principal Independent Public Accountants. | Management | For | For | ||||||||||
| 3. | Advisory Approval of Executive Compensation. | Management | For | For | ||||||||||
| 4. | Advisory Vote on the Frequency of Future Advisory Votes on Executive Compensation. | Management | 1 Year | For | ||||||||||
| 5. | Approval of an Amendment to the Certificate of Incorporation Regarding Officer Exculpation. | Management | For | For | ||||||||||
| 6. | Approval of Miscellaneous Amendments to the Certificate of Incorporation. | Management | For | For | ||||||||||
| MONDELEZ INTERNATIONAL, INC. | ||||||||||||||
| Security | 609207105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MDLZ | Meeting Date | 17-May-2023 | |||||||||||
| ISIN | US6092071058 | Agenda | 935809357 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Lewis W.K. Booth | Management | For | For | ||||||||||
| 1b. | Election of Director: Charles E. Bunch | Management | For | For | ||||||||||
| 1c. | Election of Director: Ertharin Cousin | Management | For | For | ||||||||||
| 1d. | Election of Director: Jorge S. Mesquita | Management | For | For | ||||||||||
| 1e. | Election of Director: Anindita Mukherjee | Management | For | For | ||||||||||
| 1f. | Election of Director: Jane Hamilton Nielsen | Management | For | For | ||||||||||
| 1g. | Election of Director: Patrick T. Siewert | Management | For | For | ||||||||||
| 1h. | Election of Director: Michael A. Todman | Management | For | For | ||||||||||
| 1i. | Election of Director: Dirk Van de Put | Management | For | For | ||||||||||
| 2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
| 3. | Advisory Vote on the Frequency of Future Votes to Approve Executive Compensation. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of the Selection of PricewaterhouseCoopers LLP as Independent Registered Public Accountants for Fiscal Year Ending December 31, 2023. | Management | For | For | ||||||||||
| 5. | Require Independent Chair of the Board. | Shareholder | Against | For | ||||||||||
| 6. | Publish Annual Benchmarks for Achieving Company's 2025 Cage-Free Egg Goal. | Shareholder | Abstain | Against | ||||||||||
| 7. | Adopt Public Targets to Eradicate Child Labor in Cocoa Supply Chain | Shareholder | Abstain | Against | ||||||||||
| MOLSON COORS BEVERAGE COMPANY | ||||||||||||||
| Security | 60871R209 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TAP | Meeting Date | 17-May-2023 | |||||||||||
| ISIN | US60871R2094 | Agenda | 935812405 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Roger G. Eaton | For | For | |||||||||||
| 2 | Charles M. Herington | For | For | |||||||||||
| 3 | H. Sanford Riley | For | For | |||||||||||
| 2. | To approve, in a non-binding advisory vote, the compensation of Molson Coors Beverage Company's named executive officers. | Management | For | For | ||||||||||
| CVS HEALTH CORPORATION | ||||||||||||||
| Security | 126650100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CVS | Meeting Date | 18-May-2023 | |||||||||||
| ISIN | US1266501006 | Agenda | 935806375 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Fernando Aguirre | Management | For | For | ||||||||||
| 1b. | Election of Director: Jeffrey R. Balser, M.D., Ph.D. | Management | For | For | ||||||||||
| 1c. | Election of Director: C. David Brown II | Management | For | For | ||||||||||
| 1d. | Election of Director: Alecia A. DeCoudreaux | Management | For | For | ||||||||||
| 1e. | Election of Director: Nancy-Ann M. DeParle | Management | For | For | ||||||||||
| 1f. | Election of Director: Roger N. Farah | Management | For | For | ||||||||||
| 1g. | Election of Director: Anne M. Finucane | Management | For | For | ||||||||||
| 1h. | Election of Director: Edward J. Ludwig | Management | For | For | ||||||||||
| 1i. | Election of Director: Karen S. Lynch | Management | For | For | ||||||||||
| 1j. | Election of Director: Jean-Pierre Millon | Management | For | For | ||||||||||
| 1k. | Election of Director: Mary L. Schapiro | Management | For | For | ||||||||||
| 2. | Ratification of the Appointment of Our Independent Registered Public Accounting Firm for 2023 | Management | For | For | ||||||||||
| 3. | Say on Pay, a Proposal to Approve, on an Advisory Basis, the Company's Executive Compensation | Management | For | For | ||||||||||
| 4. | Proposal to Recommend, on an Advisory Basis, the Frequency of Advisory Votes on Executive Compensation Votes | Management | 1 Year | For | ||||||||||
| 5. | Stockholder Proposal Requesting Paid Sick Leave for All Employees | Shareholder | Abstain | Against | ||||||||||
| 6. | Stockholder Proposal for Reducing our Ownership Threshold to Request a Special Stockholder Meeting | Shareholder | Against | For | ||||||||||
| 7. | Stockholder Proposal Regarding "Fair Elections" and Requiring Stockholder Approval of Certain Types of By- law Amendments | Shareholder | Against | For | ||||||||||
| 8. | Stockholder Proposal Requesting a Report on a "Worker Rights Assessment" | Shareholder | Abstain | Against | ||||||||||
| 9. | Stockholder Proposal to Prevent Company Directors from Simultaneously Sitting on the Boards of Directors of Any Other Company | Shareholder | Against | For | ||||||||||
| HONEYWELL INTERNATIONAL INC. | ||||||||||||||
| Security | 438516106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HON | Meeting Date | 19-May-2023 | |||||||||||
| ISIN | US4385161066 | Agenda | 935801200 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Darius Adamczyk | Management | For | For | ||||||||||
| 1B. | Election of Director: Duncan B. Angove | Management | For | For | ||||||||||
| 1C. | Election of Director: William S. Ayer | Management | For | For | ||||||||||
| 1D. | Election of Director: Kevin Burke | Management | For | For | ||||||||||
| 1E. | Election of Director: D. Scott Davis | Management | For | For | ||||||||||
| 1F. | Election of Director: Deborah Flint | Management | For | For | ||||||||||
| 1G. | Election of Director: Vimal Kapur | Management | For | For | ||||||||||
| 1H. | Election of Director: Rose Lee | Management | For | For | ||||||||||
| 1I. | Election of Director: Grace D. Lieblein | Management | For | For | ||||||||||
| 1J. | Election of Director: Robin L. Washington | Management | For | For | ||||||||||
| 1K. | Election of Director: Robin Watson | Management | For | For | ||||||||||
| 2. | Advisory Vote to Approve Frequency of Advisory Vote on Executive Compensation. | Management | 1 Year | For | ||||||||||
| 3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
| 4. | Approval of Independent Accountants. | Management | For | For | ||||||||||
| 5. | Shareowner Proposal - Independent Board Chairman. | Shareholder | Against | For | ||||||||||
| 6. | Shareowner Proposal - Environmental and Health Impact Report. | Shareholder | Abstain | Against | ||||||||||
| MORGAN STANLEY | ||||||||||||||
| Security | 617446448 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MS | Meeting Date | 19-May-2023 | |||||||||||
| ISIN | US6174464486 | Agenda | 935808646 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Alistair Darling | Management | For | For | ||||||||||
| 1b. | Election of Director: Thomas H. Glocer | Management | For | For | ||||||||||
| 1c. | Election of Director: James P. Gorman | Management | For | For | ||||||||||
| 1d. | Election of Director: Robert H. Herz | Management | For | For | ||||||||||
| 1e. | Election of Director: Erika H. James | Management | For | For | ||||||||||
| 1f. | Election of Director: Hironori Kamezawa | Management | For | For | ||||||||||
| 1g. | Election of Director: Shelley B. Leibowitz | Management | For | For | ||||||||||
| 1h. | Election of Director: Stephen J. Luczo | Management | For | For | ||||||||||
| 1i. | Election of Director: Jami Miscik | Management | For | For | ||||||||||
| 1j. | Election of Director: Masato Miyachi | Management | For | For | ||||||||||
| 1k. | Election of Director: Dennis M. Nally | Management | For | For | ||||||||||
| 1l. | Election of Director: Mary L. Schapiro | Management | For | For | ||||||||||
| 1m. | Election of Director: Perry M. Traquina | Management | For | For | ||||||||||
| 1n. | Election of Director: Rayford Wilkins, Jr. | Management | For | For | ||||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as independent auditor | Management | For | For | ||||||||||
| 3. | To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote) | Management | For | For | ||||||||||
| 4. | To vote on the frequency of holding a non-binding advisory vote on the compensation of executives as disclosed in the proxy statement (non-binding advisory vote) | Management | 1 Year | For | ||||||||||
| 5. | Shareholder proposal requesting adoption of improved shareholder right to call a special shareholder meeting | Shareholder | Against | For | ||||||||||
| 6. | Shareholder proposal requesting adoption of a policy to cease financing new fossil fuel development | Shareholder | Abstain | Against | ||||||||||
| MERCK & CO., INC. | ||||||||||||||
| Security | 58933Y105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MRK | Meeting Date | 23-May-2023 | |||||||||||
| ISIN | US58933Y1055 | Agenda | 935809080 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Douglas M. Baker, Jr. | Management | For | For | ||||||||||
| 1b. | Election of Director: Mary Ellen Coe | Management | For | For | ||||||||||
| 1c. | Election of Director: Pamela J. Craig | Management | For | For | ||||||||||
| 1d. | Election of Director: Robert M. Davis | Management | For | For | ||||||||||
| 1e. | Election of Director: Thomas H. Glocer | Management | For | For | ||||||||||
| 1f. | Election of Director: Risa J. Lavizzo-Mourey, M.D. | Management | For | For | ||||||||||
| 1g. | Election of Director: Stephen L. Mayo, Ph.D. | Management | For | For | ||||||||||
| 1h. | Election of Director: Paul B. Rothman, M.D. | Management | For | For | ||||||||||
| 1i. | Election of Director: Patricia F. Russo | Management | For | For | ||||||||||
| 1j. | Election of Director: Christine E. Seidman, M.D. | Management | For | For | ||||||||||
| 1k. | Election of Director: Inge G. Thulin | Management | For | For | ||||||||||
| 1l. | Election of Director: Kathy J. Warden | Management | For | For | ||||||||||
| 1m. | Election of Director: Peter C. Wendell | Management | For | For | ||||||||||
| 2. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | Non-binding advisory vote to approve the frequency of future votes to approve the compensation of our named executive officers. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of the appointment of the Company's independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
| 5. | Shareholder proposal regarding business operations in China. | Shareholder | Abstain | Against | ||||||||||
| 6. | Shareholder proposal regarding access to COVID-19 products. | Shareholder | Against | For | ||||||||||
| 7. | Shareholder proposal regarding indirect political spending. | Shareholder | Abstain | Against | ||||||||||
| 8. | Shareholder proposal regarding patents and access. | Shareholder | Against | For | ||||||||||
| 9. | Shareholder proposal regarding a congruency report of partnerships with globalist organizations. | Shareholder | Abstain | Against | ||||||||||
| 10. | Shareholder proposal regarding an independent board chairman. | Shareholder | Against | For | ||||||||||
| HENRY SCHEIN, INC. | ||||||||||||||
| Security | 806407102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HSIC | Meeting Date | 23-May-2023 | |||||||||||
| ISIN | US8064071025 | Agenda | 935809636 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Mohamad Ali | Management | For | For | ||||||||||
| 1b. | Election of Director: Stanley M. Bergman | Management | For | For | ||||||||||
| 1c. | Election of Director: James P. Breslawski | Management | For | For | ||||||||||
| 1d. | Election of Director: Deborah Derby | Management | For | For | ||||||||||
| 1e. | Election of Director: Joseph L. Herring | Management | For | For | ||||||||||
| 1f. | Election of Director: Kurt P. Kuehn | Management | For | For | ||||||||||
| 1g. | Election of Director: Philip A. Laskawy | Management | For | For | ||||||||||
| 1h. | Election of Director: Anne H. Margulies | Management | For | For | ||||||||||
| 1i. | Election of Director: Mark E. Mlotek | Management | For | For | ||||||||||
| 1j. | Election of Director: Steven Paladino | Management | For | For | ||||||||||
| 1k. | Election of Director: Carol Raphael | Management | For | For | ||||||||||
| 1l. | Election of Director: Scott Serota | Management | For | For | ||||||||||
| 1m. | Election of Director: Bradley T. Sheares, Ph.D. | Management | For | For | ||||||||||
| 1n. | Election of Director: Reed V. Tuckson, M.D., FACP | Management | For | For | ||||||||||
| 2. | Proposal to amend and restate the Company's 2015 Non- Employee Director Stock Incentive Plan. | Management | For | For | ||||||||||
| 3. | Proposal to approve, by non-binding vote, the 2022 compensation paid to the Company's Named Executive Officers. | Management | For | For | ||||||||||
| 4. | Proposal to recommend, by non-binding vote, the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
| 5. | Proposal to ratify the selection of BDO USA, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 30, 2023. | Management | For | For | ||||||||||
| DUPONT DE NEMOURS, INC. | ||||||||||||||
| Security | 26614N102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DD | Meeting Date | 24-May-2023 | |||||||||||
| ISIN | US26614N1028 | Agenda | 935808444 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Amy G. Brady | Management | For | For | ||||||||||
| 1b. | Election of Director: Edward D. Breen | Management | For | For | ||||||||||
| 1c. | Election of Director: Ruby R. Chandy | Management | For | For | ||||||||||
| 1d. | Election of Director: Terrence R. Curtin | Management | For | For | ||||||||||
| 1e. | Election of Director: Alexander M. Cutler | Management | For | For | ||||||||||
| 1f. | Election of Director: Eleuthère I. du Pont | Management | For | For | ||||||||||
| 1g. | Election of Director: Kristina M. Johnson | Management | For | For | ||||||||||
| 1h. | Election of Director: Luther C. Kissam | Management | For | For | ||||||||||
| 1i. | Election of Director: Frederick M. Lowery | Management | For | For | ||||||||||
| 1j. | Election of Director: Raymond J. Milchovich | Management | For | For | ||||||||||
| 1k. | Election of Director: Deanna M. Mulligan | Management | For | For | ||||||||||
| 1l. | Election of Director: Steven M. Sterin | Management | For | For | ||||||||||
| 2. | Advisory Resolution to Approve Executive Compensation | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2023 | Management | For | For | ||||||||||
| 4. | Independent Board Chair | Shareholder | Against | For | ||||||||||
| PAYPAL HOLDINGS, INC. | ||||||||||||||
| Security | 70450Y103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PYPL | Meeting Date | 24-May-2023 | |||||||||||
| ISIN | US70450Y1038 | Agenda | 935821036 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Rodney C. Adkins | Management | For | For | ||||||||||
| 1b. | Election of Director: Jonathan Christodoro | Management | For | For | ||||||||||
| 1c. | Election of Director: John J. Donahoe | Management | For | For | ||||||||||
| 1d. | Election of Director: David W. Dorman | Management | For | For | ||||||||||
| 1e. | Election of Director: Belinda J. Johnson | Management | For | For | ||||||||||
| 1f. | Election of Director: Enrique Lores | Management | For | For | ||||||||||
| 1g. | Election of Director: Gail J. McGovern | Management | For | For | ||||||||||
| 1h. | Election of Director: Deborah M. Messemer | Management | For | For | ||||||||||
| 1i. | Election of Director: David M. Moffett | Management | For | For | ||||||||||
| 1j. | Election of Director: Ann M. Sarnoff | Management | For | For | ||||||||||
| 1k. | Election of Director: Daniel H. Schulman | Management | For | For | ||||||||||
| 1l. | Election of Director: Frank D. Yeary | Management | For | For | ||||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||||
| 3. | Approval of the PayPal Holdings, Inc. 2015 Equity Incentive Award Plan, as Amended and Restated. | Management | For | For | ||||||||||
| 4. | Ratification of the Appointment of PricewaterhouseCoopers LLP as Our Independent Auditor for 2023. | Management | For | For | ||||||||||
| 5. | Stockholder Proposal - Provision of Services in Conflict Zones. | Shareholder | Abstain | Against | ||||||||||
| 6. | Stockholder Proposal - Reproductive Rights and Data Privacy. | Shareholder | Abstain | Against | ||||||||||
| 7. | Stockholder Proposal - PayPal Transparency Reports. | Shareholder | Abstain | Against | ||||||||||
| 8. | Stockholder Proposal - Report on Ensuring Respect for Civil Liberties. | Shareholder | Abstain | Against | ||||||||||
| 9. | Stockholder Proposal - Adopt Majority Vote Standard for Director Elections. | Shareholder | Against | For | ||||||||||
| NXP SEMICONDUCTORS N.V. | ||||||||||||||
| Security | N6596X109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NXPI | Meeting Date | 24-May-2023 | |||||||||||
| ISIN | NL0009538784 | Agenda | 935858475 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Adoption of the 2022 Statutory Annual Accounts | Management | For | For | ||||||||||
| 2. | Discharge the members of the Company's Board of Directors (the "Board") for their responsibilities in the financial year ended December 31, 2022 | Management | For | For | ||||||||||
| 3a. | Re-appoint Kurt Sievers as executive director | Management | For | For | ||||||||||
| 3b. | Re-appoint Annette Clayton as non-executive director | Management | For | For | ||||||||||
| 3c. | Re-appoint Anthony Foxx as non-executive director | Management | For | For | ||||||||||
| 3d. | Re-appoint Chunyuan Gu as non-executive director | Management | For | For | ||||||||||
| 3e. | Re-appoint Lena Olving as non-executive director | Management | For | For | ||||||||||
| 3f. | Re-appoint Julie Southern as non-executive director | Management | For | For | ||||||||||
| 3g. | Re-appoint Jasmin Staiblin as non-executive director | Management | For | For | ||||||||||
| 3h. | Re-appoint Gregory Summe as non-executive director | Management | For | For | ||||||||||
| 3i. | Re-appoint Karl-Henrik Sundström as non-executive director | Management | For | For | ||||||||||
| 3j. | Appoint Moshe Gavrielov as non-executive director | Management | For | For | ||||||||||
| 4. | Authorization of the Board to issue ordinary shares of the Company ("ordinary shares") and grant rights to acquire ordinary shares | Management | For | For | ||||||||||
| 5. | Authorization of the Board to restrict or exclude preemption rights accruing in connection with an issue of shares or grant of rights | Management | Against | Against | ||||||||||
| 6. | Authorization of the Board to repurchase ordinary shares | Management | For | For | ||||||||||
| 7. | Authorization of the Board to cancel ordinary shares held or to be acquired by the Company | Management | For | For | ||||||||||
| 8. | Re-appointment of Ernst & Young Accountants LLP as our independent auditors for the fiscal year ending December 31, 2023 | Management | For | For | ||||||||||
| 9. | Non-binding, advisory vote to approve Named Executive Officer compensation | Management | For | For | ||||||||||
| CHEVRON CORPORATION | ||||||||||||||
| Security | 166764100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CVX | Meeting Date | 31-May-2023 | |||||||||||
| ISIN | US1667641005 | Agenda | 935829284 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Wanda M. Austin | Management | For | For | ||||||||||
| 1b. | Election of Director: John B. Frank | Management | For | For | ||||||||||
| 1c. | Election of Director: Alice P. Gast | Management | For | For | ||||||||||
| 1d. | Election of Director: Enrique Hernandez, Jr. | Management | For | For | ||||||||||
| 1e. | Election of Director: Marillyn A. Hewson | Management | For | For | ||||||||||
| 1f. | Election of Director: Jon M. Huntsman Jr. | Management | For | For | ||||||||||
| 1g. | Election of Director: Charles W. Moorman | Management | For | For | ||||||||||
| 1h. | Election of Director: Dambisa F. Moyo | Management | For | For | ||||||||||
| 1i. | Election of Director: Debra Reed-Klages | Management | For | For | ||||||||||
| 1j. | Election of Director: D. James Umpleby III | Management | For | For | ||||||||||
| 1k. | Election of Director: Cynthia J. Warner | Management | For | For | ||||||||||
| 1l. | Election of Director: Michael K. Wirth | Management | For | For | ||||||||||
| 2. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm | Management | For | For | ||||||||||
| 3. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | ||||||||||
| 4. | Advisory Vote on the Frequency of Future Advisory Votes on Named Executive Officer Compensation | Management | 1 Year | For | ||||||||||
| 5. | Rescind the 2021 "Reduce Scope 3 Emissions" Stockholder Proposal | Shareholder | Against | For | ||||||||||
| 6. | Set a Medium-Term Scope 3 GHG Emissions Reduction Target | Shareholder | Abstain | Against | ||||||||||
| 7. | Recalculate Emissions Baseline to Exclude Emissions from Material Divestitures | Shareholder | Abstain | Against | ||||||||||
| 8. | Establish Board Committee on Decarbonization Risk | Shareholder | Abstain | Against | ||||||||||
| 9. | Report on Worker and Community Impact from Facility Closures and Energy Transitions | Shareholder | Abstain | Against | ||||||||||
| 10. | Report on Racial Equity Audit | Shareholder | Abstain | Against | ||||||||||
| 11. | Report on Tax Practices | Shareholder | Against | For | ||||||||||
| 12. | Independent Chair | Shareholder | Against | For | ||||||||||
| META PLATFORMS, INC. | ||||||||||||||
| Security | 30303M102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | META | Meeting Date | 31-May-2023 | |||||||||||
| ISIN | US30303M1027 | Agenda | 935830960 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Peggy Alford | For | For | |||||||||||
| 2 | Marc L. Andreessen | For | For | |||||||||||
| 3 | Andrew W. Houston | For | For | |||||||||||
| 4 | Nancy Killefer | For | For | |||||||||||
| 5 | Robert M. Kimmitt | For | For | |||||||||||
| 6 | Sheryl K. Sandberg | For | For | |||||||||||
| 7 | Tracey T. Travis | For | For | |||||||||||
| 8 | Tony Xu | For | For | |||||||||||
| 9 | Mark Zuckerberg | For | For | |||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as Meta Platforms, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| 3. | A shareholder proposal regarding government takedown requests. | Shareholder | Abstain | Against | ||||||||||
| 4. | A shareholder proposal regarding dual class capital structure. | Shareholder | Against | For | ||||||||||
| 5. | A shareholder proposal regarding human rights impact assessment of targeted advertising. | Shareholder | Abstain | Against | ||||||||||
| 6. | A shareholder proposal regarding report on lobbying disclosures. | Shareholder | Abstain | Against | ||||||||||
| 7. | A shareholder proposal regarding report on allegations of political entanglement and content management biases in India. | Shareholder | Abstain | Against | ||||||||||
| 8. | A shareholder proposal regarding report on framework to assess company lobbying alignment with climate goals. | Shareholder | Abstain | Against | ||||||||||
| 9. | A shareholder proposal regarding report on reproductive rights and data privacy. | Shareholder | Abstain | Against | ||||||||||
| 10. | A shareholder proposal regarding report on enforcement of Community Standards and user content. | Shareholder | Abstain | Against | ||||||||||
| 11. | A shareholder proposal regarding report on child safety impacts and actual harm reduction to children. | Shareholder | Abstain | Against | ||||||||||
| 12. | A shareholder proposal regarding report on pay calibration to externalized costs. | Shareholder | Against | For | ||||||||||
| 13. | A shareholder proposal regarding performance review of the audit & risk oversight committee. | Shareholder | Against | For | ||||||||||
| NETFLIX, INC. | ||||||||||||||
| Security | 64110L106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NFLX | Meeting Date | 01-Jun-2023 | |||||||||||
| ISIN | US64110L1061 | Agenda | 935831126 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Mathias Döpfner | Management | For | For | ||||||||||
| 1b. | Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Reed Hastings | Management | For | For | ||||||||||
| 1c. | Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Jay Hoag | Management | For | For | ||||||||||
| 1d. | Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Ted Sarandos | Management | For | For | ||||||||||
| 2. | Ratification of appointment of independent registered public accounting firm. | Management | For | For | ||||||||||
| 3. | Advisory approval of named executive officer compensation. | Management | For | For | ||||||||||
| 4. | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
| 5. | Stockholder proposal entitled, "Proposal 5 - Reform the Current Impossible Special Shareholder Meeting Requirements," if properly presented at the meeting. | Shareholder | Against | For | ||||||||||
| 6. | Stockholder proposal entitled, "Netflix-Exclusive Board of Directors," if properly presented at the meeting. | Shareholder | Against | For | ||||||||||
| 7. | Stockholder proposal requesting a report on the Company's 401(K) Plan, if properly presented at the meeting. | Shareholder | Abstain | Against | ||||||||||
| 8. | Stockholder proposal entitled, "Policy on Freedom of Association," if properly presented at the meeting. | Shareholder | Abstain | Against | ||||||||||
| KEURIG DR PEPPER INC. | ||||||||||||||
| Security | 49271V100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | KDP | Meeting Date | 12-Jun-2023 | |||||||||||
| ISIN | US49271V1008 | Agenda | 935848866 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Robert Gamgort | Management | For | For | ||||||||||
| 1B. | Election of Director: Oray Boston | Management | For | For | ||||||||||
| 1C. | Election of Director: Olivier Goudet | Management | For | For | ||||||||||
| 1D. | Election of Director: Peter Harf | Management | For | For | ||||||||||
| 1E. | Election of Director: Juliette Hickman | Management | For | For | ||||||||||
| 1F. | Election of Director: Paul Michaels | Management | For | For | ||||||||||
| 1G. | Election of Director: Pamela Patsley | Management | For | For | ||||||||||
| 1H. | Election of Director: Lubomira Rochet | Management | For | For | ||||||||||
| 1I. | Election of Director: Debra Sandler | Management | For | For | ||||||||||
| 1J. | Election of Director: Robert Singer | Management | For | For | ||||||||||
| 1K. | Election of Director: Larry Young | Management | For | For | ||||||||||
| 2. | To approve, on an advisory basis, Keurig Dr Pepper Inc.'s executive compensation. | Management | For | For | ||||||||||
| 3. | To vote, on an advisory basis, whether future advisory votes to approve Keurig Dr Pepper Inc.'s executive compensation should be held every one year, every two years, or every three years. | Management | 1 Year | For | ||||||||||
| 4. | To ratify the appointment of Deloitte & Touche LLP as Keurig Dr Pepper Inc.'s independent registered public accounting firm for fiscal year 2023. | Management | For | For | ||||||||||
| T-MOBILE US, INC. | ||||||||||||||
| Security | 872590104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TMUS | Meeting Date | 16-Jun-2023 | |||||||||||
| ISIN | US8725901040 | Agenda | 935842206 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | André Almeida | For | For | |||||||||||
| 2 | Marcelo Claure | For | For | |||||||||||
| 3 | Srikant M. Datar | For | For | |||||||||||
| 4 | Srinivasan Gopalan | For | For | |||||||||||
| 5 | Timotheus Höttges | For | For | |||||||||||
| 6 | Christian P. Illek | For | For | |||||||||||
| 7 | Raphael Kübler | For | For | |||||||||||
| 8 | Thorsten Langheim | For | For | |||||||||||
| 9 | Dominique Leroy | For | For | |||||||||||
| 10 | Letitia A. Long | For | For | |||||||||||
| 11 | G. Michael Sievert | For | For | |||||||||||
| 12 | Teresa A. Taylor | For | For | |||||||||||
| 13 | Kelvin R. Westbrook | For | For | |||||||||||
| 2. | Ratification of the Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2023. | Management | For | For | ||||||||||
| 3. | Advisory Vote to Approve the Compensation Provided to the Company's Named Executive Officers for 2022. | Management | For | For | ||||||||||
| 4. | Advisory Vote on the Frequency of Future Advisory Votes to Approve the Compensation Provided to the Company's Named Executive Officers. | Management | 3 Years | For | ||||||||||
| 5. | Approval of T-Mobile US, Inc. 2023 Incentive Award Plan. | Management | For | For | ||||||||||
| 6. | Approval of T-Mobile US, Inc. Amended and Restated 2014 Employee Stock Purchase Plan. | Management | For | For | ||||||||||
| SONY GROUP CORPORATION | ||||||||||||||
| Security | 835699307 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SONY | Meeting Date | 20-Jun-2023 | |||||||||||
| ISIN | US8356993076 | Agenda | 935876714 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Kenichiro Yoshida | Management | For | For | ||||||||||
| 1b. | Election of Director: Hiroki Totoki | Management | For | For | ||||||||||
| 1c. | Election of Director: Yoshihiko Hatanaka | Management | For | For | ||||||||||
| 1d. | Election of Director: Toshiko Oka | Management | For | For | ||||||||||
| 1e. | Election of Director: Sakie Akiyama | Management | For | For | ||||||||||
| 1f. | Election of Director: Wendy Becker | Management | For | For | ||||||||||
| 1g. | Election of Director: Keiko Kishigami | Management | For | For | ||||||||||
| 1h. | Election of Director: Joseph A. Kraft Jr. | Management | For | For | ||||||||||
| 1i. | Election of Director: Neil Hunt | Management | For | For | ||||||||||
| 1j. | Election of Director: William Morrow | Management | For | For | ||||||||||
| 2. | To issue Stock Acquisition Rights for the purpose of granting stock options. | Management | For | For | ||||||||||
| THE KROGER CO. | ||||||||||||||
| Security | 501044101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | KR | Meeting Date | 22-Jun-2023 | |||||||||||
| ISIN | US5010441013 | Agenda | 935864579 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Nora A. Aufreiter | Management | For | For | ||||||||||
| 1b. | Election of Director: Kevin M. Brown | Management | For | For | ||||||||||
| 1c. | Election of Director: Elaine L. Chao | Management | For | For | ||||||||||
| 1d. | Election of Director: Anne Gates | Management | For | For | ||||||||||
| 1e. | Election of Director: Karen M. Hoguet | Management | For | For | ||||||||||
| 1f. | Election of Director: W. Rodney McMullen | Management | For | For | ||||||||||
| 1g. | Election of Director: Clyde R. Moore | Management | For | For | ||||||||||
| 1h. | Election of Director: Ronald L. Sargent | Management | For | For | ||||||||||
| 1i. | Election of Director: J. Amanda Sourry Knox | Management | For | For | ||||||||||
| 1j. | Election of Director: Mark S. Sutton | Management | For | For | ||||||||||
| 1k. | Election of Director: Ashok Vemuri | Management | For | For | ||||||||||
| 2. | Approval, on an advisory basis, of Kroger's executive compensation. | Management | For | For | ||||||||||
| 3. | Advisory Vote on Frequency of Future Votes on Executive Compensation. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of PricewaterhouseCoopers LLP, as auditors. | Management | For | For | ||||||||||
| 5. | Report on Public Health Costs from Sale of Tobacco Products. | Shareholder | Abstain | Against | ||||||||||
| 6. | Listing of Charitable Contributions of $10,000 or More. | Shareholder | Against | For | ||||||||||
| 7. | Report on Recyclability of Packaging. | Shareholder | Abstain | Against | ||||||||||
| 8. | Report on Racial and Gender Pay Gaps. | Shareholder | Abstain | Against | ||||||||||
| 9. | Report on EEO Policy Risks. | Shareholder | Abstain | Against | ||||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant | The Gabelli Dividend Growth Fund |
| By (Signature and Title)* | /s/ John C. Ball |
| John C. Ball, President and Principal Executive Officer |
| Date | August 11, 2023 |
*Print the name and title of each signing officer under his or her signature.