UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-09377
The Gabelli Dividend
Growth Fund
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New
York 10580-1422
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2017 – June 30, 2018
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2017 TO JUNE 30, 2018
| ProxyEdge | Report Date: 07/01/2018 |
| Meeting Date Range: 07/01/2017 - 06/30/2018 | 1 |
| The Gabelli Dividend Growth Fund |
| Investment Company Report | ||||||||||||
| LEGG MASON, INC. | ||||||||||||
| Security | 524901105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LM | Meeting Date | 25-Jul-2017 | |||||||||
| ISIN | US5249011058 | Agenda | 934648835 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | ROBERT E. ANGELICA | For | For | |||||||||
| 2 | TIANQIAO CHEN | For | For | |||||||||
| 3 | WEN-YU "ROBERT" CHIU | For | For | |||||||||
| 4 | CAROL ANTHONY DAVIDSON | For | For | |||||||||
| 5 | BARRY W. HUFF | For | For | |||||||||
| 6 | JOHN V. MURPHY | For | For | |||||||||
| 7 | W. ALLEN REED | For | For | |||||||||
| 8 | MARGARET M. RICHARDSON | For | For | |||||||||
| 9 | KURT L. SCHMOKE | For | For | |||||||||
| 10 | JOSEPH A. SULLIVAN | For | For | |||||||||
| 2. | APPROVAL OF THE LEGG MASON, INC. 2017 EQUITY INCENTIVE PLAN. |
Management | Against | Against | ||||||||
| 3. | APPROVAL OF THE AMENDMENT OF THE LEGG MASON, INC. EMPLOYEE STOCK PURCHASE PLAN. |
Management | For | For | ||||||||
| 4. | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF LEGG MASON'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 5. | AN ADVISORY VOTE ON THE FREQUENCY WITH WHICH TO HOLD AN ADVISORY VOTE ON THE COMPENSATION OF LEGG MASON'S NAMED EXECUTIVE OFFICERS. |
Management | 1 Year | For | ||||||||
| 6. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS LEGG MASON'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2018. |
Management | For | For | ||||||||
| AMERCO | ||||||||||||
| Security | 023586100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | UHAL | Meeting Date | 24-Aug-2017 | |||||||||
| ISIN | US0235861004 | Agenda | 934658305 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | EDWARD J. SHOEN | For | For | |||||||||
| 2 | JAMES E. ACRIDGE | For | For | |||||||||
| 3 | CHARLES J. BAYER | For | For | |||||||||
| 4 | JOHN P. BROGAN | For | For | |||||||||
| 5 | JOHN M. DODDS | For | For | |||||||||
| 6 | JAMES J. GROGAN | For | For | |||||||||
| 7 | KARL A. SCHMIDT | For | For | |||||||||
| 8 | SAMUEL J. SHOEN | For | For | |||||||||
| 2. | AN ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. |
Management | For | For | ||||||||
| 3. | AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. |
Management | 3 Years | For | ||||||||
| 4. | THE RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2018. |
Management | For | For | ||||||||
| 5. | A PROPOSAL RECEIVED FROM COMPANY STOCKHOLDER PROPONENTS TO RATIFY AND AFFIRM THE DECISIONS AND ACTIONS TAKEN BY THE BOARD OF DIRECTORS AND EXECUTIVE OFFICERS OF THE COMPANY WITH RESPECT TO AMERCO, ITS SUBSIDIARIES, AND ITS VARIOUS CONSTITUENCIES FOR THE FISCAL YEAR ENDED MARCH 31, 2017. |
Management | Abstain | Against | ||||||||
| DIAGEO PLC | ||||||||||||
| Security | 25243Q205 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DEO | Meeting Date | 20-Sep-2017 | |||||||||
| ISIN | US25243Q2057 | Agenda | 934668382 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | REPORT AND ACCOUNTS 2017. | Management | For | For | ||||||||
| 2. | DIRECTORS' REMUNERATION REPORT 2017. | Management | For | For | ||||||||
| 3. | DIRECTORS' REMUNERATION POLICY 2017. | Management | For | For | ||||||||
| 4. | DECLARATION OF FINAL DIVIDEND. | Management | For | For | ||||||||
| 5. | RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION) |
Management | For | For | ||||||||
| 6. | RE-ELECTION OF LORD DAVIES AS A DIRECTOR. (AUDIT, NOMINATION, REMUNERATION & CHAIRMAN OF COMMITTEE) |
Management | For | For | ||||||||
| 7. | RE-ELECTION OF J FERRAN AS A DIRECTOR. (NOMINATION & CHAIRMAN OF COMMITTEE) |
Management | For | For | ||||||||
| 8. | RE-ELECTION OF HO KWONPING AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION) |
Management | For | For | ||||||||
| 9. | RE-ELECTION OF BD HOLDEN AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION) |
Management | For | For | ||||||||
| 10. | RE-ELECTION OF NS MENDELSOHN AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION) |
Management | For | For | ||||||||
| 11. | RE-ELECTION OF IM MENEZES AS A DIRECTOR. (EXECUTIVE & CHAIRMAN OF COMMITTEE) |
Management | For | For | ||||||||
| 12. | RE-ELECTION OF KA MIKELLS AS A DIRECTOR. (EXECUTIVE) |
Management | For | For | ||||||||
| 13. | RE-ELECTION OF AJH STEWART AS A DIRECTOR. (AUDIT, CHAIRMAN OF COMMITTEE, NOMINATION & REMUNERATION) |
Management | For | For | ||||||||
| 14. | RE-APPOINTMENT OF AUDITOR. | Management | For | For | ||||||||
| 15. | REMUNERATION OF AUDITOR. | Management | For | For | ||||||||
| 16. | AUTHORITY TO ALLOT SHARES. | Management | For | For | ||||||||
| 17. | DISAPPLICATION OF PRE-EMPTION RIGHTS. | Management | Against | Against | ||||||||
| 18. | AUTHORITY TO PURCHASE OWN ORDINARY SHARES. |
Management | For | For | ||||||||
| 19. | AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE IN THE EU. |
Management | For | For | ||||||||
| 20. | ADOPTION OF THE DIAGEO PLC 2017 SHARE VALUE PLAN. |
Management | For | For | ||||||||
| TRIBUNE MEDIA COMPANY | ||||||||||||
| Security | 896047503 | Meeting Type | Special | |||||||||
| Ticker Symbol | TRCO | Meeting Date | 19-Oct-2017 | |||||||||
| ISIN | US8960475031 | Agenda | 934678244 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | APPROVAL OF THE MERGER AGREEMENT: TO CONSIDER AND VOTE ON A PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 8, 2017 (THE "MERGER AGREEMENT"), BY AND AMONG TRIBUNE MEDIA COMPANY ("TRIBUNE") AND SINCLAIR BROADCAST GROUP, INC., AND FOLLOWING THE EXECUTION AND DELIVERY OF A ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). |
Management | For | For | ||||||||
| 2. | ADVISORY VOTE REGARDING MERGER RELATED NAMED EXECUTIVE OFFICER COMPENSATION: TO CONSIDER AND VOTE ON A NON-BINDING, ADVISORY PROPOSAL TO APPROVE THE COMPENSATION THAT MAY BECOME PAYABLE TO TRIBUNE'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE CONSUMMATION OF THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT. |
Management | For | For | ||||||||
| 3. | APPROVAL OF SPECIAL MEETING: TO CONSIDER AND VOTE ON A PROPOSAL TO ADJOURN THE TRIBUNE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING ADJOURNMENTS TO PERMIT FURTHER SOLICITATION OF PROXIES IN FAVOR OF THE PROPOSAL TO APPROVE THE MERGER AGREEMENT. |
Management | For | For | ||||||||
| DELPHI AUTOMOTIVE PLC | ||||||||||||
| Security | G27823106 | Meeting Type | Special | |||||||||
| Ticker Symbol | DLPH | Meeting Date | 07-Nov-2017 | |||||||||
| ISIN | JE00B783TY65 | Agenda | 934688055 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | THAT THE NAME OF THE COMPANY BE CHANGED TO APTIV PLC, EFFECTIVE UPON COMPLETION OF THE SPIN-OFF OF OUR POWERTRAIN SYSTEMS SEGMENT, AND AT SUCH TIME, ALL REFERENCES IN THE MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY TO THE EXISTING NAME OF THE COMPANY BE CHANGED TO APTIV PLC. |
Management | For | For | ||||||||
| ORACLE CORPORATION | ||||||||||||
| Security | 68389X105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ORCL | Meeting Date | 15-Nov-2017 | |||||||||
| ISIN | US68389X1054 | Agenda | 934681671 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | JEFFREY S. BERG | For | For | |||||||||
| 2 | MICHAEL J. BOSKIN | For | For | |||||||||
| 3 | SAFRA A. CATZ | For | For | |||||||||
| 4 | BRUCE R. CHIZEN | For | For | |||||||||
| 5 | GEORGE H. CONRADES | For | For | |||||||||
| 6 | LAWRENCE J. ELLISON | For | For | |||||||||
| 7 | HECTOR GARCIA-MOLINA | For | For | |||||||||
| 8 | JEFFREY O. HENLEY | For | For | |||||||||
| 9 | MARK V. HURD | For | For | |||||||||
| 10 | RENEE J. JAMES | For | For | |||||||||
| 11 | LEON E. PANETTA | For | For | |||||||||
| 12 | NAOMI O. SELIGMAN | For | For | |||||||||
| 2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. |
Management | 1 Year | For | ||||||||
| 4. | APPROVAL OF THE ORACLE CORPORATION AMENDED AND RESTATED 2000 LONG- TERM EQUITY INCENTIVE PLAN. |
Management | Against | Against | ||||||||
| 5. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2018. |
Management | For | For | ||||||||
| 6. | STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS REPORT. |
Shareholder | Against | For | ||||||||
| 7. | STOCKHOLDER PROPOSAL REGARDING PAY EQUITY REPORT. |
Shareholder | Abstain | Against | ||||||||
| 8. | STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS REFORM. |
Shareholder | Abstain | Against | ||||||||
| MICROSOFT CORPORATION | ||||||||||||
| Security | 594918104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MSFT | Meeting Date | 29-Nov-2017 | |||||||||
| ISIN | US5949181045 | Agenda | 934689514 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: REID G. HOFFMAN | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: HUGH F. JOHNSTON | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: TERI L. LIST-STOLL | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: SATYA NADELLA | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: SANDRA E. PETERSON | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: PENNY S. PRITZKER | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: CHARLES W. SCHARF | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: ARNE M. SORENSON | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: JOHN W. STANTON | Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR: JOHN W. THOMPSON | Management | For | For | ||||||||
| 1N. | ELECTION OF DIRECTOR: PADMASREE WARRIOR | Management | For | For | ||||||||
| 2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION |
Management | 1 Year | For | ||||||||
| 4. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2018 |
Management | For | For | ||||||||
| 5. | APPROVAL OF MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE EXECUTIVE INCENTIVE PLAN |
Management | For | For | ||||||||
| 6. | APPROVAL OF THE MICROSOFT CORPORATION 2017 STOCK PLAN |
Management | For | For | ||||||||
| ACUITY BRANDS, INC. | ||||||||||||
| Security | 00508Y102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AYI | Meeting Date | 05-Jan-2018 | |||||||||
| ISIN | US00508Y1029 | Agenda | 934705231 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: PETER C. BROWNING | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: G. DOUGLAS DILLARD, JR. | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: RAY M. ROBINSON | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: NORMAN H. WESLEY | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: MARY A. WINSTON | Management | For | For | ||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF EY AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||
| 4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | 1 Year | For | ||||||||
| 5. | APPROVAL OF AMENDED AND RESTATED ACUITY BRANDS, INC. 2012 OMNIBUS INCENTIVE COMPENSATION PLAN. |
Management | For | For | ||||||||
| 6. | APPROVAL OF ACUITY BRANDS, INC. 2017 MANAGEMENT CASH INCENTIVE PLAN. |
Management | For | For | ||||||||
| 7. | APPROVAL OF STOCKHOLDER PROPOSAL REGARDING ESG REPORTING (IF PROPERLY PRESENTED). |
Shareholder | Abstain | Against | ||||||||
| VISA INC. | ||||||||||||
| Security | 92826C839 | Meeting Type | Annual | |||||||||
| Ticker Symbol | V | Meeting Date | 30-Jan-2018 | |||||||||
| ISIN | US92826C8394 | Agenda | 934712161 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: LLOYD A. CARNEY | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: MARY B. CRANSTON | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: FRANCISCO JAVIER FERNANDEZ-CARBAJAL |
Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: GARY A. HOFFMAN | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: JOHN F. LUNDGREN | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: JOHN A.C. SWAINSON | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. | Management | For | For | ||||||||
| 2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 3. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2018 FISCAL YEAR. |
Management | For | For | ||||||||
| APPLE INC. | ||||||||||||
| Security | 037833100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AAPL | Meeting Date | 13-Feb-2018 | |||||||||
| ISIN | US0378331005 | Agenda | 934716068 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of director: James Bell | Management | For | For | ||||||||
| 1b. | Election of director: Tim Cook | Management | For | For | ||||||||
| 1c. | Election of director: Al Gore | Management | For | For | ||||||||
| 1d. | Election of director: Bob Iger | Management | For | For | ||||||||
| 1e. | Election of director: Andrea Jung | Management | For | For | ||||||||
| 1f. | Election of director: Art Levinson | Management | For | For | ||||||||
| 1g. | Election of director: Ron Sugar | Management | For | For | ||||||||
| 1h. | Election of director: Sue Wagner | Management | For | For | ||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for 2018 |
Management | For | For | ||||||||
| 3. | Advisory vote to approve executive compensation | Management | For | For | ||||||||
| 4. | Approval of the amended and restated Apple Inc. Non- Employee Director Stock Plan |
Management | For | For | ||||||||
| 5. | A shareholder proposal entitled "Shareholder Proxy Access Amendments" |
Shareholder | Abstain | Against | ||||||||
| 6. | A shareholder proposal entitled "Human Rights Committee" |
Shareholder | Against | For | ||||||||
| NATIONAL FUEL GAS COMPANY | ||||||||||||
| Security | 636180101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NFG | Meeting Date | 08-Mar-2018 | |||||||||
| ISIN | US6361801011 | Agenda | 934721413 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Philip C. Ackerman | No Action | ||||||||||
| 2 | Stephen E. Ewing | No Action | ||||||||||
| 3 | Rebecca Ranich | No Action | ||||||||||
| 2. | Advisory approval of named executive officer compensation |
Management | For | For | ||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2018 |
Management | For | For | ||||||||
| 4. | A stockholder proposal to participate in the consolidating natural gas local distribution sector |
Shareholder | For | Against | ||||||||
| STARBUCKS CORPORATION | ||||||||||||
| Security | 855244109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SBUX | Meeting Date | 21-Mar-2018 | |||||||||
| ISIN | US8552441094 | Agenda | 934721956 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Howard Schultz | Management | For | For | ||||||||
| 1B. | Election of Director: Rosalind G. Brewer | Management | For | For | ||||||||
| 1C. | Election of Director: Mary N. Dillon | Management | For | For | ||||||||
| 1D. | Election of Director: Mellody Hobson | Management | For | For | ||||||||
| 1E. | Election of Director: Kevin R. Johnson | Management | For | For | ||||||||
| 1F. | Election of Director: Jorgen Vig Knudstorp | Management | For | For | ||||||||
| 1G. | Election of Director: Satya Nadella | Management | For | For | ||||||||
| 1H. | Election of Director: Joshua Cooper Ramo | Management | For | For | ||||||||
| 1I. | Election of Director: Clara Shih | Management | For | For | ||||||||
| 1J. | Election of Director: Javier G. Teruel | Management | For | For | ||||||||
| 1K. | Election of Director: Myron E. Ullman, III | Management | For | For | ||||||||
| 1L. | Election of Director: Craig E. Weatherup | Management | For | For | ||||||||
| 2. | Advisory resolution to approve our executive compensation. |
Management | For | For | ||||||||
| 3. | Ratification of selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2018. |
Management | For | For | ||||||||
| 4. | Proxy Access Bylaw Amendments. | Shareholder | Abstain | Against | ||||||||
| 5. | Report on Sustainable Packaging. | Shareholder | Abstain | Against | ||||||||
| 6. | "Proposal Withdrawn". | Shareholder | Abstain | |||||||||
| 7. | Diversity Report. | Shareholder | Abstain | Against | ||||||||
| HEWLETT PACKARD ENTERPRISE COMPANY | ||||||||||||
| Security | 42824C109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HPE | Meeting Date | 04-Apr-2018 | |||||||||
| ISIN | US42824C1099 | Agenda | 934729344 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: DANIEL AMMANN | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: MICHAEL J. ANGELAKIS | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: LESLIE A. BRUN | Management | For | For | ||||||||
| 1D. | Election of Director: Pamela L. Carter | Management | For | For | ||||||||
| 1E. | Election of Director: Raymond J. Lane | Management | For | For | ||||||||
| 1F. | Election of Director: Ann M. Livermore | Management | For | For | ||||||||
| 1G. | Election of Director: Antonio F. Neri | Management | For | For | ||||||||
| 1H. | Election of Director: Raymond E. Ozzie | Management | For | For | ||||||||
| 1I. | Election of Director: Gary M. Reiner | Management | For | For | ||||||||
| 1J. | Election of Director: Patricia F. Russo | Management | For | For | ||||||||
| 1K. | Election of Director: Lip-Bu Tan | Management | For | For | ||||||||
| 1L. | Election of Director: Margaret C. Whitman | Management | For | For | ||||||||
| 1M. | Election of Director: Mary Agnes Wilderotter | Management | For | For | ||||||||
| 2. | Ratification of the appointment of the independent registered public accounting firm for the fiscal year ending October 31, 2018 |
Management | For | For | ||||||||
| 3. | Advisory vote to approve executive compensation | Management | For | For | ||||||||
| 4. | Stockholder proposal related to action by Written Consent of Stockholders |
Shareholder | Against | For | ||||||||
| THE KRAFT HEINZ COMPANY | ||||||||||||
| Security | 500754106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | KHC | Meeting Date | 23-Apr-2018 | |||||||||
| ISIN | US5007541064 | Agenda | 934734561 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Gregory E. Abel | Management | For | For | ||||||||
| 1B. | Election of Director: Alexandre Behring | Management | For | For | ||||||||
| 1C. | Election of Director: John T. Cahill | Management | For | For | ||||||||
| 1D. | Election of Director: Tracy Britt Cool | Management | For | For | ||||||||
| 1E. | Election of Director: Feroz Dewan | Management | For | For | ||||||||
| 1F. | Election of Director: Jeanne P. Jackson | Management | For | For | ||||||||
| 1G. | Election of Director: Jorge Paulo Lemann | Management | For | For | ||||||||
| 1H. | Election of Director: John C. Pope | Management | For | For | ||||||||
| 1I. | Election of Director: Marcel Herrmann Telles | Management | For | For | ||||||||
| 1J. | Election of Director: Alexandre Van Damme | Management | For | For | ||||||||
| 1K. | Election of Director: George Zoghbi | Management | For | For | ||||||||
| 2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||
| 3. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR 2018. |
Management | For | For | ||||||||
| 4. | SHAREHOLDER PROPOSAL: RESOLUTION RELATED TO PACKAGING. |
Shareholder | Abstain | Against | ||||||||
| HONEYWELL INTERNATIONAL INC. | ||||||||||||
| Security | 438516106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HON | Meeting Date | 23-Apr-2018 | |||||||||
| ISIN | US4385161066 | Agenda | 934735804 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Darius Adamczyk | Management | For | For | ||||||||
| 1B. | Election of Director: Duncan B. Angove | Management | For | For | ||||||||
| 1C. | Election of Director: William S. Ayer | Management | For | For | ||||||||
| 1D. | Election of Director: Kevin Burke | Management | For | For | ||||||||
| 1E. | Election of Director: Jaime Chico Pardo | Management | For | For | ||||||||
| 1F. | Election of Director: D. Scott Davis | Management | For | For | ||||||||
| 1G. | Election of Director: Linnet F. Deily | Management | For | For | ||||||||
| 1H. | Election of Director: Judd Gregg | Management | For | For | ||||||||
| 1I. | Election of Director: Clive Hollick | Management | For | For | ||||||||
| 1J. | Election of Director: Grace D. Lieblein | Management | For | For | ||||||||
| 1K. | Election of Director: George Paz | Management | For | For | ||||||||
| 1L. | Election of Director: Robin L. Washington | Management | For | For | ||||||||
| 2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||
| 3. | Approval of Independent Accountants. | Management | For | For | ||||||||
| 4. | Reduce Ownership Threshold Required to Call a Special Meeting of Shareowners. |
Management | For | For | ||||||||
| 5. | Independent Board Chairman. | Shareholder | Against | For | ||||||||
| 6. | Report on Lobbying Payments and Policy. | Shareholder | Against | For | ||||||||
| CITIGROUP INC. | ||||||||||||
| Security | 172967424 | Meeting Type | Annual | |||||||||
| Ticker Symbol | C | Meeting Date | 24-Apr-2018 | |||||||||
| ISIN | US1729674242 | Agenda | 934740401 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Michael L. Corbat | Management | For | For | ||||||||
| 1b. | Election of Director: Ellen M. Costello | Management | For | For | ||||||||
| 1c. | Election of Director: John C. Dugan | Management | For | For | ||||||||
| 1d. | Election of Director: Duncan P. Hennes | Management | For | For | ||||||||
| 1e. | Election of Director: Peter B. Henry | Management | For | For | ||||||||
| 1f. | Election of Director: Franz B. Humer | Management | For | For | ||||||||
| 1g. | Election of Director: S. Leslie Ireland | Management | For | For | ||||||||
| 1h. | Election of Director: Renee J. James | Management | For | For | ||||||||
| 1i. | Election of Director: Eugene M. McQuade | Management | For | For | ||||||||
| 1j. | Election of Director: Michael E. O'Neill | Management | For | For | ||||||||
| 1k. | Election of Director: Gary M. Reiner | Management | For | For | ||||||||
| 1l. | Election of Director: Anthony M. Santomero | Management | For | For | ||||||||
| 1m. | Election of Director: Diana L. Taylor | Management | For | For | ||||||||
| 1n. | Election of Director: James S. Turley | Management | For | For | ||||||||
| 1o. | Election of Director: Deborah C. Wright | Management | For | For | ||||||||
| 1p. | Election of Director: Ernesto Zedillo Ponce de Leon | Management | For | For | ||||||||
| 2. | Proposal to ratify the selection of KPMG LLP as Citi's independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| 3. | Advisory vote to approve Citi's 2017 executive compensation. |
Management | For | For | ||||||||
| 4. | Approval of an amendment to the Citigroup 2014 Stock Incentive Plan authorizing additional shares. |
Management | For | For | ||||||||
| 5. | Stockholder proposal requesting a Human and Indigenous Peoples' Rights Policy. |
Shareholder | Abstain | Against | ||||||||
| 6. | Stockholder proposal requesting that our Board take the steps necessary to adopt cumulative voting. |
Shareholder | Against | For | ||||||||
| 7. | Stockholder proposal requesting a report on lobbying and grassroots lobbying contributions. |
Shareholder | Against | For | ||||||||
| 8. | Stockholder proposal requesting an amendment to Citi's proxy access bylaw provisions pertaining to the aggregation limit and the number of candidates. |
Shareholder | Abstain | Against | ||||||||
| 9. | Stockholder proposal requesting that the Board adopt a policy prohibiting the vesting of equity-based awards for senior executives due to a voluntary resignation to enter government service. |
Shareholder | Against | For | ||||||||
| 10. | Stockholder proposal requesting that the Board amend Citi's bylaws to give holders in the aggregate of 15% of Citi's outstanding common stock the power to call a special meeting. |
Shareholder | Against | For | ||||||||
| TEXTRON INC. | ||||||||||||
| Security | 883203101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TXT | Meeting Date | 25-Apr-2018 | |||||||||
| ISIN | US8832031012 | Agenda | 934736111 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Scott C. Donnelly | Management | For | For | ||||||||
| 1b. | Election of Director: Kathleen M. Bader | Management | For | For | ||||||||
| 1c. | Election of Director: R. Kerry Clark | Management | For | For | ||||||||
| 1d. | Election of Director: James T. Conway | Management | For | For | ||||||||
| 1e. | Election of Director: Lawrence K. Fish | Management | For | For | ||||||||
| 1f. | Election of Director: Paul E. Gagne | Management | For | For | ||||||||
| 1g. | Election of Director: Ralph D. Heath | Management | For | For | ||||||||
| 1h. | Election of Director: Deborah Lee James | Management | For | For | ||||||||
| 1i. | Election of Director: Lloyd G. Trotter | Management | For | For | ||||||||
| 1j. | Election of Director: James L. Ziemer | Management | For | For | ||||||||
| 1k. | Election of Director: Maria T. Zuber | Management | For | For | ||||||||
| 2. | Approval of the advisory (non-binding) resolution to approve executive compensation. |
Management | For | For | ||||||||
| 3. | Ratification of appointment of independent registered public accounting firm. |
Management | For | For | ||||||||
| 4. | Shareholder proposal regarding shareholder action by written consent. |
Shareholder | Against | For | ||||||||
| 5. | Shareholder proposal regarding director tenure limit. | Shareholder | Against | For | ||||||||
| BANK OF AMERICA CORPORATION | ||||||||||||
| Security | 060505104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BAC | Meeting Date | 25-Apr-2018 | |||||||||
| ISIN | US0605051046 | Agenda | 934737163 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Sharon L. Allen | Management | For | For | ||||||||
| 1B. | Election of Director: Susan S. Bies | Management | For | For | ||||||||
| 1C. | Election of Director: Jack O. Bovender, Jr. | Management | For | For | ||||||||
| 1D. | Election of Director: Frank P. Bramble, Sr. | Management | For | For | ||||||||
| 1E. | Election of Director: Pierre J. P. de Weck | Management | For | For | ||||||||
| 1F. | Election of Director: Arnold W. Donald | Management | For | For | ||||||||
| 1G. | Election of Director: Linda P. Hudson | Management | For | For | ||||||||
| 1H. | Election of Director: Monica C. Lozano | Management | For | For | ||||||||
| 1I. | Election of Director: Thomas J. May | Management | For | For | ||||||||
| 1J. | Election of Director: Brian T. Moynihan | Management | For | For | ||||||||
| 1K. | Election of Director: Lionel L. Nowell, III | Management | For | For | ||||||||
| 1L. | Election of Director: Michael D. White | Management | For | For | ||||||||
| 1M. | Election of Director: Thomas D. Woods | Management | For | For | ||||||||
| 1N. | Election of Director: R. David Yost | Management | For | For | ||||||||
| 1O. | Election of Director: Maria T. Zuber | Management | For | For | ||||||||
| 2. | Approving Our Executive Compensation (an Advisory, Non-binding "Say on Pay" Resolution) |
Management | For | For | ||||||||
| 3. | Ratifying the Appointment of Our Independent Registered Public Accounting Firm for 2018 |
Management | For | For | ||||||||
| 4. | Stockholder Proposal - Independent Board Chairman | Shareholder | Against | For | ||||||||
| GENERAL ELECTRIC COMPANY | ||||||||||||
| Security | 369604103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GE | Meeting Date | 25-Apr-2018 | |||||||||
| ISIN | US3696041033 | Agenda | 934737707 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| A1 | Election of Director: Sebastien M. Bazin | Management | For | For | ||||||||
| A2 | Election of Director: W. Geoffrey Beattie | Management | For | For | ||||||||
| A3 | Election of Director: John J. Brennan | Management | For | For | ||||||||
| A4 | Election of Director: H. Lawrence Culp, Jr. | Management | For | For | ||||||||
| A5 | Election of Director: Francisco D'Souza | Management | For | For | ||||||||
| A6 | Election of Director: John L. Flannery | Management | For | For | ||||||||
| A7 | Election of Director: Edward P. Garden | Management | For | For | ||||||||
| A8 | Election of Director: Thomas W. Horton | Management | For | For | ||||||||
| A9 | Election of Director: Risa Lavizzo-Mourey | Management | For | For | ||||||||
| A10 | Election of Director: James J. Mulva | Management | For | For | ||||||||
| A11 | Election of Director: Leslie F. Seidman | Management | For | For | ||||||||
| A12 | Election of Director: James S. Tisch | Management | For | For | ||||||||
| B1 | Advisory Approval of Our Named Executives' Compensation |
Management | For | For | ||||||||
| B2 | Approval of the GE International Employee Stock Purchase Plan |
Management | For | For | ||||||||
| B3 | Ratification of KPMG as Independent Auditor for 2018 | Management | For | For | ||||||||
| C1 | Require the Chairman of the Board to be Independent | Shareholder | Against | For | ||||||||
| C2 | Adopt Cumulative Voting for Director Elections | Shareholder | Against | For | ||||||||
| C3 | Deduct Impact of Stock Buybacks from Executive Pay | Shareholder | Against | For | ||||||||
| C4 | Issue Report on Political Lobbying and Contributions | Shareholder | Against | For | ||||||||
| C5 | Issue Report on Stock Buybacks | Shareholder | Against | For | ||||||||
| C6 | Permit Shareholder Action by Written Consent | Shareholder | Against | For | ||||||||
| NEWMONT MINING CORPORATION | ||||||||||||
| Security | 651639106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NEM | Meeting Date | 25-Apr-2018 | |||||||||
| ISIN | US6516391066 | Agenda | 934740033 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: G.H. Boyce | Management | For | For | ||||||||
| 1B. | Election of Director: B.R. Brook | Management | For | For | ||||||||
| 1C. | Election of Director: J.K. Bucknor | Management | For | For | ||||||||
| 1D. | Election of Director: J.A. Carrabba | Management | For | For | ||||||||
| 1E. | Election of Director: N. Doyle | Management | For | For | ||||||||
| 1F. | Election of Director: G.J. Goldberg | Management | For | For | ||||||||
| 1G. | Election of Director: V.M. Hagen | Management | For | For | ||||||||
| 1H. | Election of Director: S.E. Hickok | Management | For | For | ||||||||
| 1I. | Election of Director: R. Medori | Management | For | For | ||||||||
| 1J. | Election of Director: J. Nelson | Management | For | For | ||||||||
| 1K. | Election of Director: J.M. Quintana | Management | For | For | ||||||||
| 1L. | Election of Director: M.P. Zhang | Management | For | For | ||||||||
| 2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. |
Management | For | For | ||||||||
| 3. | Ratify Appointment of Independent Registered Public Accounting Firm for 2018. |
Management | For | For | ||||||||
| DOWDUPONT INC. | ||||||||||||
| Security | 26078J100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DWDP | Meeting Date | 25-Apr-2018 | |||||||||
| ISIN | US26078J1007 | Agenda | 934741655 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Lamberto Andreotti | Management | For | For | ||||||||
| 1b. | Election of Director: James A. Bell | Management | For | For | ||||||||
| 1c. | Election of Director: Edward D. Breen | Management | For | For | ||||||||
| 1d. | Election of Director: Robert A. Brown | Management | For | For | ||||||||
| 1e. | Election of Director: Alexander M. Cutler | Management | For | For | ||||||||
| 1f. | Election of Director: Jeff M. Fettig | Management | For | For | ||||||||
| 1g. | Election of Director: Marillyn A. Hewson | Management | For | For | ||||||||
| 1h. | Election of Director: Lois D. Juliber | Management | For | For | ||||||||
| 1i. | Election of Director: Andrew N. Liveris | Management | For | For | ||||||||
| 1j. | Election of Director: Raymond J. Milchovich | Management | For | For | ||||||||
| 1k. | Election of Director: Paul Polman | Management | For | For | ||||||||
| 1l. | Election of Director: Dennis H. Reilley | Management | For | For | ||||||||
| 1m. | Election of Director: James M. Ringler | Management | For | For | ||||||||
| 1n. | Election of Director: Ruth G. Shaw | Management | For | For | ||||||||
| 1o. | Election of Director: Lee M. Thomas | Management | For | For | ||||||||
| 1p. | Election of Director: Patrick J. Ward | Management | For | For | ||||||||
| 2. | Advisory Resolution to Approve Executive Compensation | Management | For | For | ||||||||
| 3. | Advisory Resolution on the Frequency of Future Advisory Votes to Approve Executive Compensation |
Management | 1 Year | For | ||||||||
| 4. | Ratification of the Appointment of the Independent Registered Public Accounting Firm |
Management | For | For | ||||||||
| 5. | Elimination of Supermajority Voting Thresholds | Shareholder | Against | For | ||||||||
| 6. | Preparation of an Executive Compensation Report | Shareholder | Against | For | ||||||||
| 7. | Preparation of a Report on Sustainability Metrics in Performance-based Pay |
Shareholder | Against | For | ||||||||
| 8. | Preparation of a Report on Investment in India | Shareholder | Against | For | ||||||||
| 9. | Modification of Threshold for Calling Special Stockholder Meetings |
Shareholder | Against | For | ||||||||
| APTIV PLC | ||||||||||||
| Security | G6095L109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | APTV | Meeting Date | 26-Apr-2018 | |||||||||
| ISIN | JE00B783TY65 | Agenda | 934736224 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Election of Director: Kevin P. Clark | Management | For | For | ||||||||
| 2. | Election of Director: Nancy E. Cooper | Management | For | For | ||||||||
| 3. | Election of Director: Frank J. Dellaquila | Management | For | For | ||||||||
| 4. | Election of Director: Nicholas M. Donofrio | Management | For | For | ||||||||
| 5. | Election of Director: Mark P. Frissora | Management | For | For | ||||||||
| 6. | Election of Director: Rajiv L. Gupta | Management | For | For | ||||||||
| 7. | Election of Director: Sean O. Mahoney | Management | For | For | ||||||||
| 8. | Election of Director: Colin J. Parris | Management | For | For | ||||||||
| 9. | Election of Director: Ana G. Pinczuk | Management | For | For | ||||||||
| 10. | Election of Director: Thomas W. Sidlik | Management | For | For | ||||||||
| 11. | Election of Director: Lawrence A. Zimmerman | Management | For | For | ||||||||
| 12. | Proposal to re-appoint auditors, ratify independent public accounting firm and authorize the directors to determine the fees paid to the auditors. |
Management | For | For | ||||||||
| 13. | Say-on-Pay - To approve, by advisory vote, executive compensation. |
Management | For | For | ||||||||
| 14. | Say-When-on-Pay - To determine, by advisory vote, the frequency of shareholder votes on executive compensation. |
Management | 1 Year | For | ||||||||
| DELPHI TECHNOLOGIES PLC | ||||||||||||
| Security | G2709G107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DLPH | Meeting Date | 26-Apr-2018 | |||||||||
| ISIN | JE00BD85SC56 | Agenda | 934738002 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Election of Director: Robin J. Adams | Management | For | For | ||||||||
| 2. | Election of Director: Liam Butterworth | Management | For | For | ||||||||
| 3. | Election of Director: Joseph S. Cantie | Management | For | For | ||||||||
| 4. | Election of Director: Nelda J. Connors | Management | For | For | ||||||||
| 5. | Election of Director: Gary L. Cowger | Management | For | For | ||||||||
| 6. | Election of Director: David S. Haffner | Management | For | For | ||||||||
| 7. | Election of Director: Helmut Leube | Management | For | For | ||||||||
| 8. | Election of Director: Timothy M. Manganello | Management | For | For | ||||||||
| 9. | Election of Director: Hari N. Nair | Management | For | For | ||||||||
| 10. | Election of Director: MaryAnn Wright | Management | For | For | ||||||||
| 11. | Proposal to re-appoint auditors, ratify independent public accounting firm and authorize the directors to determine the fees paid to the auditors. |
Management | For | For | ||||||||
| 12. | Say-on-Pay - To approve, by advisory vote, executive compensation. |
Management | For | For | ||||||||
| 13. | Frequency of Say-on-Pay Advisory Vote - To approve, by advisory vote, one of three alternatives or abstain with regard to the frequency of the advisory vote on executive compensation. |
Management | 1 Year | For | ||||||||
| PFIZER INC. | ||||||||||||
| Security | 717081103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PFE | Meeting Date | 26-Apr-2018 | |||||||||
| ISIN | US7170811035 | Agenda | 934739256 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Dennis A. Ausiello | Management | For | For | ||||||||
| 1b. | Election of Director: Ronald E. Blaylock | Management | For | For | ||||||||
| 1c. | Election of Director: Albert Bourla | Management | For | For | ||||||||
| 1d. | Election of Director: W. Don Cornwell | Management | For | For | ||||||||
| 1e. | Election of Director: Joseph J. Echevarria | Management | For | For | ||||||||
| 1f. | Election of Director: Helen H. Hobbs | Management | For | For | ||||||||
| 1g. | Election of Director: James M. Kilts | Management | For | For | ||||||||
| 1h. | Election of Director: Dan R. Littman | Management | For | For | ||||||||
| 1i. | Election of Director: Shantanu Narayen | Management | For | For | ||||||||
| 1j. | Election of Director: Suzanne Nora Johnson | Management | For | For | ||||||||
| 1k. | Election of Director: Ian C. Read | Management | For | For | ||||||||
| 1l. | Election of Director: James C. Smith | Management | For | For | ||||||||
| 2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2018 |
Management | For | For | ||||||||
| 3. | 2018 Advisory approval of executive compensation | Management | For | For | ||||||||
| 4. | Approval of the Pfizer Inc. French Sub-Plan under the 2014 Stock Plan |
Management | For | For | ||||||||
| 5. | Shareholder proposal regarding right to act by written consent |
Shareholder | Against | For | ||||||||
| 6. | Shareholder proposal regarding independent chair policy | Shareholder | Against | For | ||||||||
| 7. | Shareholder proposal regarding report on lobbying activities |
Shareholder | Against | For | ||||||||
| TEGNA INC. | ||||||||||||
| Security | 87901J105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TGNA | Meeting Date | 26-Apr-2018 | |||||||||
| ISIN | US87901J1051 | Agenda | 934739787 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Gina L. Bianchini | Management | For | For | ||||||||
| 1b. | Election of Director: Howard D. Elias | Management | For | For | ||||||||
| 1c. | Election of Director: Stuart J. Epstein | Management | For | For | ||||||||
| 1d. | Election of Director: Lidia Fonseca | Management | For | For | ||||||||
| 1e. | Election of Director: David T. Lougee | Management | For | For | ||||||||
| 1f. | Election of Director: Scott K. McCune | Management | For | For | ||||||||
| 1g. | Election of Director: Henry W. McGee | Management | For | For | ||||||||
| 1h. | Election of Director: Susan Ness | Management | For | For | ||||||||
| 1i. | Election of Director: Bruce P. Nolop | Management | For | For | ||||||||
| 1j. | Election of Director: Neal Shapiro | Management | For | For | ||||||||
| 1k. | Election of Director: Melinda C. Witmer | Management | For | For | ||||||||
| 2. | TO RATIFY the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the 2018 fiscal year. |
Management | For | For | ||||||||
| 3. | TO APPROVE, ON AN ADVISORY BASIS, the compensation of the Company's named executive officers. |
Management | For | For | ||||||||
| BRISTOL-MYERS SQUIBB COMPANY | ||||||||||||
| Security | 110122108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BMY | Meeting Date | 01-May-2018 | |||||||||
| ISIN | US1101221083 | Agenda | 934747354 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: P. J. Arduini | Management | For | For | ||||||||
| 1B. | Election of Director: J. Baselga, M.D., Ph.D. | Management | For | For | ||||||||
| 1C. | Election of Director: R. J. Bertolini | Management | For | For | ||||||||
| 1D. | Election of Director: G. Caforio, M.D. | Management | For | For | ||||||||
| 1E. | Election of Director: M. W. Emmens | Management | For | For | ||||||||
| 1F. | Election of Director: M. Grobstein | Management | For | For | ||||||||
| 1G. | Election of Director: A. J. Lacy | Management | For | For | ||||||||
| 1H. | Election of Director: D. C. Paliwal | Management | For | For | ||||||||
| 1I. | Election of Director: T. R. Samuels | Management | For | For | ||||||||
| 1J. | Election of Director: G. L. Storch | Management | For | For | ||||||||
| 1K. | Election of Director: V. L. Sato, Ph.D. | Management | For | For | ||||||||
| 1L. | Election of Director: K. H. Vousden, Ph.D. | Management | For | For | ||||||||
| 2. | Advisory vote to approve the compensation of our Named Executive Officers |
Management | For | For | ||||||||
| 3. | Ratification of the appointment of an independent registered public accounting firm |
Management | For | For | ||||||||
| 4. | Shareholder Proposal on Annual Report Disclosing How Risks Related to Public Concern Over Drug Pricing Strategies are Incorporated into Incentive Compensation Plans |
Shareholder | Against | For | ||||||||
| 5. | Shareholder Proposal to Lower the Share Ownership Threshold to Call Special Shareholder Meetings |
Shareholder | Against | For | ||||||||
| ALLERGAN PLC | ||||||||||||
| Security | G0177J108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AGN | Meeting Date | 02-May-2018 | |||||||||
| ISIN | IE00BY9D5467 | Agenda | 934748407 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Nesli Basgoz, M.D. | Management | For | For | ||||||||
| 1b. | Election of Director: Paul M. Bisaro | Management | For | For | ||||||||
| 1c. | Election of Director: Joseph H. Boccuzi | Management | For | For | ||||||||
| 1d. | Election of Director: Christopher W. Bodine | Management | For | For | ||||||||
| 1e. | Election of Director: Adriane M. Brown | Management | For | For | ||||||||
| 1f. | Election of Director: Christopher J. Coughlin | Management | For | For | ||||||||
| 1g. | Election of Director: Carol Anthony (John) Davidson | Management | For | For | ||||||||
| 1h. | Election of Director: Catherine M. Klema | Management | For | For | ||||||||
| 1i. | Election of Director: Peter J. McDonnell, M.D. | Management | For | For | ||||||||
| 1j. | Election of Director: Patrick J. O'Sullivan | Management | For | For | ||||||||
| 1k. | Election of Director: Brenton L. Saunders | Management | For | For | ||||||||
| 1l. | Election of Director: Fred G. Weiss | Management | For | For | ||||||||
| 2. | To approve, in a non-binding vote, Named Executive Officer compensation. |
Management | For | For | ||||||||
| 3. | To ratify, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for the fiscal year ending December 31, 2018 and to authorize, in a binding vote, the Board of Directors, acting through its Audit and Compliance Committee, to determine PricewaterhouseCoopers LLP's remuneration. |
Management | For | For | ||||||||
| 4. | To renew the authority of the directors of the Company (the "Directors") to issue shares. |
Management | For | For | ||||||||
| 5A. | To renew the authority of the Directors to issue shares for cash without first offering shares to existing shareholders. |
Management | Against | Against | ||||||||
| 5B. | To authorize the Directors to allot new shares up to an additional 5% for cash in connection with an acquisition or other capital investment. |
Management | For | For | ||||||||
| 6. | To consider a shareholder proposal requiring an independent Board Chairman, if properly presented at the meeting. |
Shareholder | Against | For | ||||||||
| DISH NETWORK CORPORATION | ||||||||||||
| Security | 25470M109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DISH | Meeting Date | 07-May-2018 | |||||||||
| ISIN | US25470M1099 | Agenda | 934751264 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | George R. Brokaw | For | For | |||||||||
| 2 | James DeFranco | For | For | |||||||||
| 3 | Cantey M. Ergen | For | For | |||||||||
| 4 | Charles W. Ergen | For | For | |||||||||
| 5 | Charles M. Lillis | For | For | |||||||||
| 6 | Afshin Mohebbi | For | For | |||||||||
| 7 | David K. Moskowitz | For | For | |||||||||
| 8 | Tom A. Ortolf | For | For | |||||||||
| 9 | Carl E. Vogel | For | For | |||||||||
| 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | To amend and restate our Employee Stock Purchase Plan. |
Management | For | For | ||||||||
| AMERICAN EXPRESS COMPANY | ||||||||||||
| Security | 025816109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AXP | Meeting Date | 07-May-2018 | |||||||||
| ISIN | US0258161092 | Agenda | 934753256 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Charlene Barshefsky | Management | For | For | ||||||||
| 1b. | Election of Director: John J. Brennan | Management | For | For | ||||||||
| 1c. | Election of Director: Peter Chernin | Management | For | For | ||||||||
| 1d. | Election of Director: Ralph de la Vega | Management | For | For | ||||||||
| 1e. | Election of Director: Anne L. Lauvergeon | Management | For | For | ||||||||
| 1f. | Election of Director: Michael O. Leavitt | Management | For | For | ||||||||
| 1g. | Election of Director: Theodore J. Leonsis | Management | For | For | ||||||||
| 1h. | Election of Director: Richard C. Levin | Management | For | For | ||||||||
| 1i. | Election of Director: Samuel J. Palmisano | Management | For | For | ||||||||
| 1j. | Election of Director: Stephen J. Squeri | Management | For | For | ||||||||
| 1k. | Election of Director: Daniel L. Vasella | Management | For | For | ||||||||
| 1l. | Election of Director: Ronald A. Williams | Management | For | For | ||||||||
| 1m. | Election of Director: Christopher D. Young | Management | For | For | ||||||||
| 2. | Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| 3. | Approval, on an advisory basis, of the Company's executive compensation. |
Management | For | For | ||||||||
| 4. | Shareholder proposal relating to action by written consent. |
Shareholder | Against | For | ||||||||
| 5. | Shareholder proposal relating to independent board chairman. |
Shareholder | Against | For | ||||||||
| PHILLIPS 66 | ||||||||||||
| Security | 718546104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PSX | Meeting Date | 09-May-2018 | |||||||||
| ISIN | US7185461040 | Agenda | 934744067 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of director: J. Brian Ferguson | Management | For | For | ||||||||
| 1b. | Election of director: Harold W. McGraw III | Management | For | For | ||||||||
| 1c. | Election of director: Victoria J. Tschinkel | Management | For | For | ||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2018. |
Management | For | For | ||||||||
| 3. | To consider and vote on a proposal to approve, on an advisory (non-binding) basis, the compensation of our Named Executive Officers. |
Management | For | For | ||||||||
| 4. | To consider and vote on a proposal to amend the Certificate of Incorporation to declassify the Board of Directors over the next three years. |
Management | For | For | ||||||||
| GILEAD SCIENCES, INC. | ||||||||||||
| Security | 375558103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GILD | Meeting Date | 09-May-2018 | |||||||||
| ISIN | US3755581036 | Agenda | 934752925 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: John F. Cogan, Ph.D. | Management | For | For | ||||||||
| 1b. | Election of Director: Jacqueline K. Barton, Ph.D. | Management | For | For | ||||||||
| 1c. | Election of Director: Kelly A. Kramer | Management | For | For | ||||||||
| 1d. | Election of Director: Kevin E. Lofton | Management | For | For | ||||||||
| 1e. | Election of Director: John C. Martin, Ph.D. | Management | For | For | ||||||||
| 1f. | Election of Director: John F. Milligan, Ph.D. | Management | For | For | ||||||||
| 1g. | Election of Director: Richard J. Whitley, M.D. | Management | For | For | ||||||||
| 1h. | Election of Director: Gayle E. Wilson | Management | For | For | ||||||||
| 1i. | Election of Director: Per Wold-Olsen | Management | For | For | ||||||||
| 2. | To ratify the selection of Ernst & Young LLP by the Audit Committee of the Board of Directors as the independent registered public accounting firm of Gilead for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement. |
Management | For | For | ||||||||
| 4. | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board adopt a policy that the Chairman of the Board of Directors be an independent director. |
Shareholder | Against | For | ||||||||
| 5. | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board take steps to permit stockholder action by written consent. |
Shareholder | Against | For | ||||||||
| AMERICAN INTERNATIONAL GROUP, INC. | ||||||||||||
| Security | 026874784 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AIG | Meeting Date | 09-May-2018 | |||||||||
| ISIN | US0268747849 | Agenda | 934756214 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: W. DON CORNWELL | Management | For | For | ||||||||
| 1b. | Election of Director: BRIAN DUPERREAULT | Management | For | For | ||||||||
| 1c. | Election of Director: JOHN H. FITZPATRICK | Management | For | For | ||||||||
| 1d. | Election of Director: WILLIAM G. JURGENSEN | Management | For | For | ||||||||
| 1e. | Election of Director: CHRISTOPHER S. LYNCH | Management | For | For | ||||||||
| 1f. | Election of Director: HENRY S. MILLER | Management | For | For | ||||||||
| 1g. | Election of Director: LINDA A. MILLS | Management | For | For | ||||||||
| 1h. | Election of Director: SUZANNE NORA JOHNSON | Management | For | For | ||||||||
| 1i. | Election of Director: RONALD A. RITTENMEYER | Management | For | For | ||||||||
| 1j. | Election of Director: DOUGLAS M. STEENLAND | Management | For | For | ||||||||
| 1k. | Election of Director: THERESA M. STONE | Management | For | For | ||||||||
| 2. | To vote, on a non-binding advisory basis, to approve executive compensation. |
Management | For | For | ||||||||
| 3. | To act upon a proposal to ratify the selection of PricewaterhouseCoopers LLP as AIG's independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| BAKER HUGHES, A GE COMPANY | ||||||||||||
| Security | 05722G100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BHGE | Meeting Date | 11-May-2018 | |||||||||
| ISIN | US05722G1004 | Agenda | 934755387 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: W. Geoffrey Beattie | Management | For | For | ||||||||
| 1b. | Election of Director: Gregory D. Brenneman | Management | For | For | ||||||||
| 1c. | Election of Director: Clarence P. Cazalot, Jr. | Management | For | For | ||||||||
| 1d. | Election of Director: Martin S. Craighead | Management | For | For | ||||||||
| 1e. | Election of Director: Lynn L. Elsenhans | Management | For | For | ||||||||
| 1f. | Election of Director: Jamie S. Miller | Management | For | For | ||||||||
| 1g. | Election of Director: James J. Mulva | Management | For | For | ||||||||
| 1h. | Election of Director: John G. Rice | Management | For | For | ||||||||
| 1i. | Election of Director: Lorenzo Simonelli | Management | For | For | ||||||||
| 2. | An advisory vote related to the Company's executive compensation program. |
Management | For | For | ||||||||
| 3. | The approval of the Company's Employee Stock Purchase Plan. |
Management | For | For | ||||||||
| 4. | The ratification of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2018. |
Management | For | For | ||||||||
| ZOETIS INC. | ||||||||||||
| Security | 98978V103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ZTS | Meeting Date | 15-May-2018 | |||||||||
| ISIN | US98978V1035 | Agenda | 934756341 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Director: Sanjay Khosla | Management | For | For | ||||||||
| 1.2 | Election of Director: Willie M. Reed | Management | For | For | ||||||||
| 1.3 | Election of Director: Linda Rhodes | Management | For | For | ||||||||
| 1.4 | Election of Director: William C. Steere, Jr. | Management | For | For | ||||||||
| 2. | Advisory vote to approve our executive compensation (Say on Pay) |
Management | For | For | ||||||||
| 3. | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| ANADARKO PETROLEUM CORPORATION | ||||||||||||
| Security | 032511107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | APC | Meeting Date | 15-May-2018 | |||||||||
| ISIN | US0325111070 | Agenda | 934763055 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Anthony R. Chase | Management | For | For | ||||||||
| 1b. | Election of Director: David E. Constable | Management | For | For | ||||||||
| 1c. | Election of Director: H. Paulett Eberhart | Management | For | For | ||||||||
| 1d. | Election of Director: Claire S. Farley | Management | For | For | ||||||||
| 1e. | Election of Director: Peter J. Fluor | Management | For | For | ||||||||
| 1f. | Election of Director: Joseph W. Gorder | Management | For | For | ||||||||
| 1g. | Election of Director: John R. Gordon | Management | For | For | ||||||||
| 1h. | Election of Director: Sean Gourley | Management | For | For | ||||||||
| 1i. | Election of Director: Mark C. McKinley | Management | For | For | ||||||||
| 1j. | Election of Director: Eric D. Mullins | Management | For | For | ||||||||
| 1k. | Election of Director: R.A. Walker | Management | For | For | ||||||||
| 2. | Ratification of Appointment of KPMG LLP as Independent Auditor. |
Management | For | For | ||||||||
| 3. | Advisory Vote to Approve Named Executive Officer Compensation. |
Management | For | For | ||||||||
| 4. | Stockholder proposal - Climate Change Risk Analysis. | Shareholder | Abstain | Against | ||||||||
| JPMORGAN CHASE & CO. | ||||||||||||
| Security | 46625H100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | JPM | Meeting Date | 15-May-2018 | |||||||||
| ISIN | US46625H1005 | Agenda | 934764463 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Linda B. Bammann | Management | For | For | ||||||||
| 1b. | Election of Director: James A. Bell | Management | For | For | ||||||||
| 1c. | Election of Director: Stephen B. Burke | Management | For | For | ||||||||
| 1d. | Election of Director: Todd A. Combs | Management | For | For | ||||||||
| 1e. | Election of Director: James S. Crown | Management | For | For | ||||||||
| 1f. | Election of Director: James Dimon | Management | For | For | ||||||||
| 1g. | Election of Director: Timothy P. Flynn | Management | For | For | ||||||||
| 1h. | Election of Director: Mellody Hobson | Management | For | For | ||||||||
| 1i. | Election of Director: Laban P. Jackson Jr. | Management | For | For | ||||||||
| 1j. | Election of Director: Michael A. Neal | Management | For | For | ||||||||
| 1k. | Election of Director: Lee R. Raymond | Management | For | For | ||||||||
| 1l. | Election of Director: William C. Weldon | Management | For | For | ||||||||
| 2. | Ratification of special meeting provisions in the Firm's By- Laws |
Management | For | For | ||||||||
| 3. | Advisory resolution to approve executive compensation | Management | For | For | ||||||||
| 4. | Approval of Amended and Restated Long-Term Incentive Plan effective May 15, 2018 |
Management | For | For | ||||||||
| 5. | Ratification of independent registered public accounting firm |
Management | For | For | ||||||||
| 6. | Independent Board chairman | Shareholder | Against | For | ||||||||
| 7. | Vesting for government service | Shareholder | Against | For | ||||||||
| 8. | Proposal to report on investments tied to genocide | Shareholder | Abstain | Against | ||||||||
| 9. | Cumulative Voting | Shareholder | Against | For | ||||||||
| MONDELEZ INTERNATIONAL, INC. | ||||||||||||
| Security | 609207105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MDLZ | Meeting Date | 16-May-2018 | |||||||||
| ISIN | US6092071058 | Agenda | 934755313 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Lewis W.K. Booth | Management | For | For | ||||||||
| 1b. | Election of Director: Charles E. Bunch | Management | For | For | ||||||||
| 1c. | Election of Director: Debra A. Crew | Management | For | For | ||||||||
| 1d. | Election of Director: Lois D. Juliber | Management | For | For | ||||||||
| 1e. | Election of Director: Mark D. Ketchum | Management | For | For | ||||||||
| 1f. | Election of Director: Peter W. May | Management | For | For | ||||||||
| 1g. | Election of Director: Jorge S. Mesquita | Management | For | For | ||||||||
| 1h. | Election of Director: Joseph Neubauer | Management | For | For | ||||||||
| 1i. | Election of Director: Fredric G. Reynolds | Management | For | For | ||||||||
| 1j. | Election of Director: Christiana S. Shi | Management | For | For | ||||||||
| 1k. | Election of Director: Patrick T. Siewert | Management | For | For | ||||||||
| 1l. | Election of Director: Jean-Francois M. L. van Boxmeer | Management | For | For | ||||||||
| 1m. | Election of Director: Dirk Van de Put | Management | For | For | ||||||||
| 2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||
| 3. | Ratification of PricewaterhouseCoopers LLP as Independent Registered Public Accountants for Fiscal Year Ending December 31, 2018. |
Management | For | For | ||||||||
| 4. | Report on Non-Recyclable Packaging. | Shareholder | Abstain | Against | ||||||||
| 5. | Create a Committee to Prepare a Report Regarding the Impact of Plant Closures on Communities and Alternatives to Help Mitigate the Effects. |
Shareholder | Abstain | Against | ||||||||
| HALLIBURTON COMPANY | ||||||||||||
| Security | 406216101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HAL | Meeting Date | 16-May-2018 | |||||||||
| ISIN | US4062161017 | Agenda | 934760871 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Abdulaziz F. Al Khayyal | Management | For | For | ||||||||
| 1b. | Election of Director: William E. Albrecht | Management | For | For | ||||||||
| 1c. | Election of Director: Alan M. Bennett | Management | For | For | ||||||||
| 1d. | Election of Director: James R. Boyd | Management | For | For | ||||||||
| 1e. | Election of Director: Milton Carroll | Management | For | For | ||||||||
| 1f. | Election of Director: Nance K. Dicciani | Management | For | For | ||||||||
| 1g. | Election of Director: Murry S. Gerber | Management | For | For | ||||||||
| 1h. | Election of Director: Jose C. Grubisich | Management | For | For | ||||||||
| 1i. | Election of Director: David J. Lesar | Management | For | For | ||||||||
| 1j. | Election of Director: Robert A. Malone | Management | For | For | ||||||||
| 1k. | Election of Director: Jeffrey A. Miller | Management | For | For | ||||||||
| 1l. | Election of Director: Debra L. Reed | Management | For | For | ||||||||
| 2. | Ratification of Selection of Principal Independent Public Accountants. |
Management | For | For | ||||||||
| 3. | Advisory Approval of Executive Compensation. | Management | For | For | ||||||||
| STATE STREET CORPORATION | ||||||||||||
| Security | 857477103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | STT | Meeting Date | 16-May-2018 | |||||||||
| ISIN | US8574771031 | Agenda | 934769273 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: K. Burnes | Management | For | For | ||||||||
| 1b. | Election of Director: P. de Saint-Aignan | Management | For | For | ||||||||
| 1c. | Election of Director: L. Dugle | Management | For | For | ||||||||
| 1d. | Election of Director: A. Fawcett | Management | For | For | ||||||||
| 1e. | Election of Director: W. Freda | Management | For | For | ||||||||
| 1f. | Election of Director: L. Hill | Management | For | For | ||||||||
| 1g. | Election of Director: J. Hooley | Management | For | For | ||||||||
| 1h. | Election of Director: S. Mathew | Management | For | For | ||||||||
| 1i. | Election of Director: W. Meaney | Management | For | For | ||||||||
| 1j. | Election of Director: S. O'Sullivan | Management | For | For | ||||||||
| 1k. | Election of Director: R. Sergel | Management | For | For | ||||||||
| 1l. | Election of Director: G. Summe | Management | For | For | ||||||||
| 2. | To approve an advisory proposal on executive compensation. |
Management | For | For | ||||||||
| 3. | To amend the Articles of Organization to implement a majority voting standard for specified corporate actions. |
Management | For | For | ||||||||
| 4. | To ratify the selection of Ernst & Young LLP as State Street's independent registered public accounting firm for the year ending December 31, 2018. |
Management | For | For | ||||||||
| MACY'S INC. | ||||||||||||
| Security | 55616P104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | M | Meeting Date | 18-May-2018 | |||||||||
| ISIN | US55616P1049 | Agenda | 934770149 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Francis S. Blake | Management | For | For | ||||||||
| 1b. | Election of Director: John A. Bryant | Management | For | For | ||||||||
| 1c. | Election of Director: Deirdre P. Connelly | Management | For | For | ||||||||
| 1d. | Election of Director: Jeff Gennette | Management | For | For | ||||||||
| 1e. | Election of Director: Leslie D. Hale | Management | For | For | ||||||||
| 1f. | Election of Director: William H. Lenehan | Management | For | For | ||||||||
| 1g. | Election of Director: Sara Levinson | Management | For | For | ||||||||
| 1h. | Election of Director: Joyce M. Roche | Management | For | For | ||||||||
| 1i. | Election of Director: Paul C. Varga | Management | For | For | ||||||||
| 1j. | Election of Director: Marna C. Whittington | Management | For | For | ||||||||
| 2. | Ratification of the appointment of KPMG LLP as Macy's independent registered public accounting firm for the fiscal year ending February 2, 2019. |
Management | For | For | ||||||||
| 3. | Advisory vote to approve named executive officer compensation. |
Management | For | For | ||||||||
| 4. | Approval of the 2018 Equity and Incentive Compensation Plan. |
Management | Against | Against | ||||||||
| MERCK & CO., INC. | ||||||||||||
| Security | 58933Y105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MRK | Meeting Date | 22-May-2018 | |||||||||
| ISIN | US58933Y1055 | Agenda | 934774262 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Leslie A. Brun | Management | For | For | ||||||||
| 1b. | Election of Director: Thomas R. Cech | Management | For | For | ||||||||
| 1c. | Election of Director: Pamela J. Craig | Management | For | For | ||||||||
| 1d. | Election of Director: Kenneth C. Frazier | Management | For | For | ||||||||
| 1e. | Election of Director: Thomas H. Glocer | Management | For | For | ||||||||
| 1f. | Election of Director: Rochelle B. Lazarus | Management | For | For | ||||||||
| 1g. | Election of Director: John H. Noseworthy | Management | For | For | ||||||||
| 1h. | Election of Director: Paul B. Rothman | Management | For | For | ||||||||
| 1i. | Election of Director: Patricia F. Russo | Management | For | For | ||||||||
| 1j. | Election of Director: Craig B. Thompson | Management | For | For | ||||||||
| 1k. | Election of Director: Inge G. Thulin | Management | For | For | ||||||||
| 1l. | Election of Director: Wendell P. Weeks | Management | For | For | ||||||||
| 1m. | Election of Director: Peter C. Wendell | Management | For | For | ||||||||
| 2. | Non-binding advisory vote to approve the compensation of our named executive officers. |
Management | For | For | ||||||||
| 3. | Ratification of the appointment of the Company's independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| 4. | Shareholder proposal concerning shareholders' right to act by written consent. |
Shareholder | Against | For | ||||||||
| WILLIS TOWERS WATSON PUBLIC LIMITED CO. | ||||||||||||
| Security | G96629103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WLTW | Meeting Date | 23-May-2018 | |||||||||
| ISIN | IE00BDB6Q211 | Agenda | 934777333 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Anna C. Catalano | Management | For | For | ||||||||
| 1b. | Election of Director: Victor F. Ganzi | Management | For | For | ||||||||
| 1c. | Election of Director: John J. Haley | Management | For | For | ||||||||
| 1d. | Election of Director: Wendy E. Lane | Management | For | For | ||||||||
| 1e. | Election of Director: James F. McCann | Management | For | For | ||||||||
| 1f. | Election of Director: Brendan R. O'Neill | Management | For | For | ||||||||
| 1g. | Election of Director: Jaymin B. Patel | Management | For | For | ||||||||
| 1h. | Election of Director: Linda D. Rabbitt | Management | For | For | ||||||||
| 1i. | Election of Director: Paul Thomas | Management | For | For | ||||||||
| 1j. | Election of Director: Wilhelm Zeller | Management | For | For | ||||||||
| 2. | Ratify, on an advisory basis, the appointment of (i) Deloitte & Touche LLP to audit our financial statements and (ii) Deloitte LLP to audit our Irish Statutory Accounts, and authorize, in a binding vote, the Board, acting through the Audit & Risk Committee, to fix the independent auditors' remuneration. |
Management | For | For | ||||||||
| 3. | Approve, on an advisory basis, the named executive officer compensation. |
Management | For | For | ||||||||
| 4. | Renew the Board's existing authority to issue shares under Irish law. |
Management | For | For | ||||||||
| 5. | Renew the Board's existing authority to opt out of statutory pre-emption rights under Irish law. |
Management | Against | Against | ||||||||
| PAYPAL HOLDINGS, INC. | ||||||||||||
| Security | 70450Y103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PYPL | Meeting Date | 23-May-2018 | |||||||||
| ISIN | US70450Y1038 | Agenda | 934777787 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Rodney C. Adkins | Management | For | For | ||||||||
| 1b. | Election of Director: Wences Casares | Management | For | For | ||||||||
| 1c. | Election of Director: Jonathan Christodoro | Management | For | For | ||||||||
| 1d. | Election of Director: John J. Donahoe | Management | For | For | ||||||||
| 1e. | Election of Director: David W. Dorman | Management | For | For | ||||||||
| 1f. | Election of Director: Belinda J. Johnson | Management | For | For | ||||||||
| 1g. | Election of Director: Gail J. McGovern | Management | For | For | ||||||||
| 1h. | Election of Director: David M. Moffett | Management | For | For | ||||||||
| 1i. | Election of Director: Ann M. Sarnoff | Management | For | For | ||||||||
| 1j. | Election of Director: Daniel H. Schulman | Management | For | For | ||||||||
| 1k. | Election of Director: Frank D. Yeary | Management | For | For | ||||||||
| 2. | Advisory vote to approve the compensation of our named executive officers. |
Management | For | For | ||||||||
| 3. | Approval of the PayPal Holdings, Inc. Amended and Restated 2015 Equity Incentive Award Plan. |
Management | Against | Against | ||||||||
| 4. | Approval of the PayPal Holdings, Inc. Amended and Restated Employee Stock Purchase Plan. |
Management | For | For | ||||||||
| 5. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2018. |
Management | For | For | ||||||||
| 6. | Stockholder proposal regarding stockholder proxy access enhancement. |
Shareholder | Abstain | Against | ||||||||
| 7. | Stockholder proposal regarding political transparency. | Shareholder | Against | For | ||||||||
| 8. | Stockholder proposal regarding human and indigenous peoples' rights. |
Shareholder | Against | For | ||||||||
| MORGAN STANLEY | ||||||||||||
| Security | 617446448 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MS | Meeting Date | 24-May-2018 | |||||||||
| ISIN | US6174464486 | Agenda | 934776901 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Elizabeth Corley | Management | For | For | ||||||||
| 1b. | Election of Director: Alistair Darling | Management | For | For | ||||||||
| 1c. | Election of Director: Thomas H. Glocer | Management | For | For | ||||||||
| 1d. | Election of Director: James P. Gorman | Management | For | For | ||||||||
| 1e. | Election of Director: Robert H. Herz | Management | For | For | ||||||||
| 1f. | Election of Director: Nobuyuki Hirano | Management | For | For | ||||||||
| 1g. | Election of Director: Jami Miscik | Management | For | For | ||||||||
| 1h. | Election of Director: Dennis M. Nally | Management | For | For | ||||||||
| 1i. | Election of Director: Hutham S. Olayan | Management | For | For | ||||||||
| 1j. | Election of Director: Ryosuke Tamakoshi | Management | For | For | ||||||||
| 1k. | Election of Director: Perry M. Traquina | Management | For | For | ||||||||
| 1l. | Election of Director: Rayford Wilkins, Jr. | Management | For | For | ||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as independent auditor |
Management | For | For | ||||||||
| 3. | To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote) |
Management | For | For | ||||||||
| 4. | Shareholder proposal regarding a policy to prohibit vesting of deferred equity awards for senior executives who resign to enter government service |
Shareholder | Against | For | ||||||||
| BUNGE LIMITED | ||||||||||||
| Security | G16962105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BG | Meeting Date | 24-May-2018 | |||||||||
| ISIN | BMG169621056 | Agenda | 934784720 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Ernest G. Bachrach | Management | For | For | ||||||||
| 1b. | Election of Director: Vinita Bali | Management | For | For | ||||||||
| 1c. | Election of Director: Enrique H. Boilini | Management | For | For | ||||||||
| 1d. | Election of Director: Carol M. Browner | Management | For | For | ||||||||
| 1e. | Election of Director: Paul Cornet de Ways-Ruart | Management | For | For | ||||||||
| 1f. | Election of Director: Andrew Ferrier | Management | For | For | ||||||||
| 1g. | Election of Director: Kathleen Hyle | Management | For | For | ||||||||
| 1h. | Election of Director: L. Patrick Lupo | Management | For | For | ||||||||
| 1i. | Election of Director: John E. McGlade | Management | For | For | ||||||||
| 1j. | Election of Director: Soren Schroder | Management | For | For | ||||||||
| 2. | To appoint Deloitte & Touche LLP as Bunge Limited's independent auditors for the fiscal year ending December 31, 2018 and to authorize the audit committee of the Board of Directors to determine the independent auditors' fees |
Management | For | For | ||||||||
| 3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||
| TRIBUNE MEDIA COMPANY | ||||||||||||
| Security | 896047503 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TRCO | Meeting Date | 30-May-2018 | |||||||||
| ISIN | US8960475031 | Agenda | 934788273 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Election of Director: Peter M. Kern | Management | For | For | ||||||||
| 2. | Advisory vote approving executive compensation. | Management | For | For | ||||||||
| 3. | The ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the 2018 fiscal year. |
Management | For | For | ||||||||
| T-MOBILE US, INC. | ||||||||||||
| Security | 872590104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TMUS | Meeting Date | 13-Jun-2018 | |||||||||
| ISIN | US8725901040 | Agenda | 934806398 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Thomas Dannenfeldt | For | For | |||||||||
| 2 | Srikant M. Datar | For | For | |||||||||
| 3 | Lawrence H. Guffey | For | For | |||||||||
| 4 | Timotheus Hottges | For | For | |||||||||
| 5 | Bruno Jacobfeuerborn | For | For | |||||||||
| 6 | Raphael Kubler | For | For | |||||||||
| 7 | Thorsten Langheim | For | For | |||||||||
| 8 | John J. Legere | For | For | |||||||||
| 9 | G. Michael Sievert | For | For | |||||||||
| 10 | Olaf Swantee | For | For | |||||||||
| 11 | Teresa A. Taylor | For | For | |||||||||
| 12 | Kelvin R. Westbrook | For | For | |||||||||
| 2. | Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2018. |
Management | For | For | ||||||||
| 3. | Approval of an Amendment to the Company's 2013 Omnibus Incentive Plan. |
Management | For | For | ||||||||
| 4. | Stockholder Proposal for Implementation of Proxy Access. |
Shareholder | Abstain | Against | ||||||||
| 5. | Stockholder Proposal for Limitations on Accelerated Vesting of Equity Awards in the Event of a Change of Control. |
Shareholder | Against | For | ||||||||
| NXP SEMICONDUCTORS NV. | ||||||||||||
| Security | N6596X109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NXPI | Meeting Date | 22-Jun-2018 | |||||||||
| ISIN | NL0009538784 | Agenda | 934843079 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 2-C | Adoption of the 2017 statutory annual accounts | Management | For | For | ||||||||
| 2-D | Granting discharge to the executive member and non- executive members of the Board of Directors for their responsibilities in the financial year 2017 |
Management | For | For | ||||||||
| 3-A | Proposal to re-appoint Mr. Richard L. Clemmer as executive director |
Management | For | For | ||||||||
| 3-B | Proposal to re-appoint Sir Peter Bonfield as non- executive director |
Management | For | For | ||||||||
| 3-C | Proposal to re-appoint Mr. Johannes P. Huth as non- executive director |
Management | For | For | ||||||||
| 3-D | Proposal to re-appoint Mr. Kenneth A. Goldman as non- executive director |
Management | Against | Against | ||||||||
| 3-E | Proposal to re-appoint Mr. Josef Kaeser as non-executive director |
Management | Against | Against | ||||||||
| 3-F | Proposal to re-appoint Mr. Eric Meurice as non-executive director |
Management | For | For | ||||||||
| 3-G | Proposal to re-appoint Mr. Peter Smitham as non- executive director |
Management | For | For | ||||||||
| 3-H | Proposal to re-appoint Ms. Julie Southern as non- executive director |
Management | For | For | ||||||||
| 3-I | Proposal to re-appoint Mr. Gregory Summe as non- executive director |
Management | For | For | ||||||||
| 4-A | Conditional appointment as per Closing of Mr. Steve Mollenkopf as executive director |
Management | For | For | ||||||||
| 4-B | Conditional appointment as per Closing of Mr. George S. Davis as non-executive director |
Management | For | For | ||||||||
| 4-C | Conditional appointment as per Closing of Mr. Donald J. Rosenberg as non-executive director |
Management | For | For | ||||||||
| 4-D | Conditional appointment as per Closing of Mr. Brian Modoff as non-executive director |
Management | For | For | ||||||||
| 4-E | Conditional appointment as per Closing of Mr. Rob ter Haar as non-executive director |
Management | For | For | ||||||||
| 4-F | Conditional appointment as per Closing of Prof. Dr. Steven Perrick as non-executive director |
Management | For | For | ||||||||
| 5-A | Authorization of the Board of Directors to issue shares or grant rights to acquire shares |
Management | For | For | ||||||||
| 5-B | Authorization of the Board of Directors to restrict or exclude pre-emption rights |
Management | For | For | ||||||||
| 6. | Authorization of the Board of Directors to repurchase shares in the Company's capital |
Management | For | For | ||||||||
| 7. | Authorization to cancel ordinary shares in the Company's capital |
Management | For | For | ||||||||
| 8. | Proposal to re-appoint KPMG Accountants N.V. as the Company's external auditor for fiscal year 2018 |
Management | For | For | ||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant The Gabelli Dividend Growth Fund
By (Signature and Title)* /s/ Bruce N. Alpert
Bruce N. Alpert, Principal Executive Officer
Date 8/13/18
*Print the name and title of each signing officer under his or her signature.