UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-09377
The Gabelli Dividend
Growth Fund
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New
York 10580-1422
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2016 – June 30, 2017
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2016 TO JUNE 30, 2017
|
ProxyEdge Meeting Date Range: 07/01/2016 - 06/30/2017 The Gabelli Dividend Growth Fund |
Report Date: 07/01/2017 1 |
| Investment Company Report | |||||||||||||
| THE DOW CHEMICAL COMPANY | |||||||||||||
| Security | 260543103 | Meeting Type | Special | ||||||||||
| Ticker Symbol | DOW | Meeting Date | 20-Jul-2016 | ||||||||||
| ISIN | US2605431038 | Agenda | 934450317 - Management | ||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||
| 1. | ADOPTION OF THE MERGER AGREEMENT. TO CONSIDER AND VOTE ON A PROPOSAL (THE "DOW MERGER PROPOSAL") TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF DECEMBER 11, 2015 (AS IT MAY BE AMENDED FROM TIME TO TIME, THE "MERGER AGREEMENT"), BY AND AMONG DIAMOND-ORION HOLDCO, INC., A DELAWARE CORPORATION, (N/K/A DOWDUPONT INC.), THE DOW CHEMICAL COMPANY, A DELAWARE CORPORATION ("DOW"), DIAMOND MERGER SUB, INC., A DELAWARE CORPORATION, ORION MERGER SUB, INC., A DELAWARE CORPORATION ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). |
Management | For | For | |||||||||
| 2. | ADJOURNMENT OF SPECIAL MEETING. TO CONSIDER AND VOTE ON A PROPOSAL TO ADJOURN THE DOW SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE DOW MERGER PROPOSAL (THE "DOW ADJOURNMENT PROPOSAL"). |
Management | For | For | |||||||||
| 3. | ADVISORY VOTE REGARDING MERGER-RELATED NAMED EXECUTIVE OFFICER COMPENSATION. TO CONSIDER AND VOTE ON A NON-BINDING, ADVISORY PROPOSAL TO APPROVE THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO DOW'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE TRANSACTION (THE "DOW COMPENSATION PROPOSAL"). |
Management | For | For | |||||||||
| E. I. DU PONT DE NEMOURS AND COMPANY | |||||||||||||
| Security | 263534109 | Meeting Type | Special | ||||||||||
| Ticker Symbol | DD | Meeting Date | 20-Jul-2016 | ||||||||||
| ISIN | US2635341090 | Agenda | 934450329 - Management | ||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||
| 1. | ADOPTION OF MERGER AGREEMENT. TO CONSIDER AND VOTE ON A PROPOSAL (THE "DUPONT MERGER PROPOSAL") TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF DECEMBER 11, 2015 (AS IT MAY BE AMENDED FROM TIME TO TIME, THE "MERGER AGREEMENT"), BY AND AMONG DIAMOND-ORION HOLDCO, INC., A DELAWARE CORPORATION, (N/K/A DOWDUPONT INC.), E. I. DU PONT DE NEMOURS AND COMPANY, A DELAWARE CORPORATION ("DUPONT"), DIAMOND MERGER SUB, INC., A DELAWARE CORPORATION, ORION MERGER SUB, INC., A DELAWARE ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). |
Management | For | For | |||||||||
| 2. | ADJOURNMENT OF SPECIAL MEETING. TO CONSIDER AND VOTE ON A PROPOSAL TO ADJOURN THE DUPONT SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE DUPONT MERGER PROPOSAL. |
Management | For | For | |||||||||
| 3. | ADVISORY VOTE REGARDING MERGER-RELATED NAMED EXECUTIVE OFFICER COMPENSATION. TO CONSIDER AND VOTE ON A NON-BINDING, ADVISORY PROPOSAL TO APPROVE THE COMPENSATION THAT MAY BECOME PAYABLE TO DUPONT'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE TRANSACTION. |
Management | For | For | |||||||||
| LEGG MASON, INC. | |||||||||||||
| Security | 524901105 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | LM | Meeting Date | 26-Jul-2016 | ||||||||||
| ISIN | US5249011058 | Agenda | 934443413 - Management | ||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||
| 1. | DIRECTOR | Management | |||||||||||
| 1 | ROBERT E. ANGELICA | For | For | ||||||||||
| 2 | CAROL ANTHONY DAVIDSON | For | For | ||||||||||
| 3 | BARRY W. HUFF | For | For | ||||||||||
| 4 | DENNIS M. KASS | For | For | ||||||||||
| 5 | CHERYL GORDON KRONGARD | For | For | ||||||||||
| 6 | JOHN V. MURPHY | For | For | ||||||||||
| 7 | JOHN H. MYERS | For | For | ||||||||||
| 8 | W. ALLEN REED | For | For | ||||||||||
| 9 | MARGARET M. RICHARDSON | For | For | ||||||||||
| 10 | KURT L. SCHMOKE | For | For | ||||||||||
| 11 | JOSEPH A. SULLIVAN | For | For | ||||||||||
| 2. | RE-APPROVAL OF THE LEGG MASON, INC. 1996 EQUITY INCENTIVE PLAN. |
Management | For | For | |||||||||
| 3. | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF LEGG MASON'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | |||||||||
| 4. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS LEGG MASON'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2017. |
Management | For | For | |||||||||
| MICROSOFT CORPORATION | |||||||||||||
| Security | 594918104 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | MSFT | Meeting Date | 30-Nov-2016 | ||||||||||
| ISIN | US5949181045 | Agenda | 934491224 - Management | ||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||
| 1A. | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | For | |||||||||
| 1B. | ELECTION OF DIRECTOR: TERI L. LIST-STOLL | Management | For | For | |||||||||
| 1C. | ELECTION OF DIRECTOR: G. MASON MORFIT | Management | For | For | |||||||||
| 1D. | ELECTION OF DIRECTOR: SATYA NADELLA | Management | For | For | |||||||||
| 1E. | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For | |||||||||
| 1F. | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For | |||||||||
| 1G. | ELECTION OF DIRECTOR: SANDRA E. PETERSON | Management | For | For | |||||||||
| 1H. | ELECTION OF DIRECTOR: CHARLES W. SCHARF | Management | For | For | |||||||||
| 1I. | ELECTION OF DIRECTOR: JOHN W. STANTON | Management | For | For | |||||||||
| 1J. | ELECTION OF DIRECTOR: JOHN W. THOMPSON | Management | For | For | |||||||||
| 1K. | ELECTION OF DIRECTOR: PADMASREE WARRIOR | Management | For | For | |||||||||
| 2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
Management | For | For | |||||||||
| 3. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2017 |
Management | For | For | |||||||||
| 4. | APPROVAL OF AMENDMENT TO OUR AMENDED AND RESTATED ARTICLES OF INCORPORATION |
Management | For | For | |||||||||
| 5. | APPROVAL OF FRENCH SUB PLAN UNDER THE 2001 STOCK PLAN |
Management | For | For | |||||||||
| 6. | SHAREHOLDER PROPOSAL - REQUESTING CERTAIN PROXY ACCESS BYLAW AMENDMENTS |
Shareholder | Abstain | Against | |||||||||
| MEDTRONIC PLC | |||||||||||||
| Security | G5960L103 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | MDT | Meeting Date | 09-Dec-2016 | ||||||||||
| ISIN | IE00BTN1Y115 | Agenda | 934492113 - Management | ||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||
| 1A. | ELECTION OF DIRECTOR: RICHARD H. ANDERSON | Management | For | For | |||||||||
| 1B. | ELECTION OF DIRECTOR: CRAIG ARNOLD | Management | For | For | |||||||||
| 1C. | ELECTION OF DIRECTOR: SCOTT C. DONNELLY | Management | For | For | |||||||||
| 1D. | ELECTION OF DIRECTOR: RANDALL HOGAN III | Management | For | For | |||||||||
| 1E. | ELECTION OF DIRECTOR: OMAR ISHRAK | Management | For | For | |||||||||
| 1F. | ELECTION OF DIRECTOR: SHIRLEY A. JACKSON, PH.D. |
Management | For | For | |||||||||
| 1G. | ELECTION OF DIRECTOR: MICHAEL O. LEAVITT | Management | For | For | |||||||||
| 1H. | ELECTION OF DIRECTOR: JAMES T. LENEHAN | Management | For | For | |||||||||
| 1I. | ELECTION OF DIRECTOR: ELIZABETH NABEL, M.D. | Management | For | For | |||||||||
| 1J. | ELECTION OF DIRECTOR: DENISE M. O'LEARY | Management | For | For | |||||||||
| 1K. | ELECTION OF DIRECTOR: KENDALL J. POWELL | Management | For | For | |||||||||
| 1L. | ELECTION OF DIRECTOR: ROBERT C. POZEN | Management | For | For | |||||||||
| 1M. | ELECTION OF DIRECTOR: PREETHA REDDY | Management | For | For | |||||||||
| 2. | TO RATIFY THE RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC'S INDEPENDENT AUDITOR FOR FISCAL YEAR 2017 AND AUTHORIZE THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT COMMITTEE, TO SET ITS REMUNERATION. |
Management | For | For | |||||||||
| 3. | TO APPROVE IN A NON-BINDING ADVISORY VOTE, NAMED EXECUTIVE OFFICER COMPENSATION (A "SAY-ON-PAY" VOTE). |
Management | For | For | |||||||||
| 4. | TO APPROVE AMENDMENTS TO MEDTRONIC'S ARTICLES OF ASSOCIATION TO IMPLEMENT "PROXY ACCESS". |
Management | For | For | |||||||||
| 5A. | TO APPROVE AMENDMENTS TO MEDTRONIC'S: ARTICLES OF ASSOCIATION TO MAKE CERTAIN ADMINISTRATIVE CHANGES. |
Management | For | For | |||||||||
| 5B. | TO APPROVE AMENDMENTS TO MEDTRONIC'S: MEMORANDUM OF ASSOCIATION TO MAKE CERTAIN ADMINISTRATIVE CHANGES. |
Management | For | For | |||||||||
| 6. | TO APPROVE AMENDMENTS TO MEDTRONIC'S ARTICLES OF ASSOCIATION TO CLARIFY THE BOARD'S SOLE AUTHORITY TO DETERMINE ITS SIZE WITHIN THE FIXED LIMITS IN THE ARTICLES OF ASSOCIATION. |
Management | Against | Against | |||||||||
| APPLE INC. | |||||||||||||
| Security | 037833100 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | AAPL | Meeting Date | 28-Feb-2017 | ||||||||||
| ISIN | US0378331005 | Agenda | 934520556 - Management | ||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||
| 1A. | ELECTION OF DIRECTOR: JAMES BELL | Management | For | For | |||||||||
| 1B. | ELECTION OF DIRECTOR: TIM COOK | Management | For | For | |||||||||
| 1C. | ELECTION OF DIRECTOR: AL GORE | Management | For | For | |||||||||
| 1D. | ELECTION OF DIRECTOR: BOB IGER | Management | For | For | |||||||||
| 1E. | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | For | |||||||||
| 1F. | ELECTION OF DIRECTOR: ART LEVINSON | Management | For | For | |||||||||
| 1G. | ELECTION OF DIRECTOR: RON SUGAR | Management | For | For | |||||||||
| 1H. | ELECTION OF DIRECTOR: SUE WAGNER | Management | For | For | |||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS APPLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 |
Management | For | For | |||||||||
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
Management | For | For | |||||||||
| 4. | ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION |
Management | 1 Year | For | |||||||||
| 5. | A SHAREHOLDER PROPOSAL ENTITLED "CHARITABLE GIVING - RECIPIENTS, INTENTS AND BENEFITS" |
Shareholder | Against | For | |||||||||
| 6. | A SHAREHOLDER PROPOSAL REGARDING DIVERSITY AMONG OUR SENIOR MANAGEMENT AND BOARD OF DIRECTORS |
Shareholder | Against | For | |||||||||
| 7. | A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY ACCESS AMENDMENTS" |
Shareholder | Abstain | Against | |||||||||
| 8. | A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVE COMPENSATION REFORM" |
Shareholder | Against | For | |||||||||
| 9. | A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES TO RETAIN SIGNIFICANT STOCK" |
Shareholder | Against | For | |||||||||
| MALLINCKRODT PLC | |||||||||||||
| Security | G5785G107 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | MNK | Meeting Date | 01-Mar-2017 | ||||||||||
| ISIN | IE00BBGT3753 | Agenda | 934522891 - Management | ||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||
| 1A. | ELECTION OF DIRECTOR: MELVIN D. BOOTH | Management | For | For | |||||||||
| 1B. | ELECTION OF DIRECTOR: DAVID R. CARLUCCI | Management | For | For | |||||||||
| 1C. | ELECTION OF DIRECTOR: J. MARTIN CARROLL | Management | For | For | |||||||||
| 1D. | ELECTION OF DIRECTOR: DIANE H. GULYAS | Management | For | For | |||||||||
| 1E. | ELECTION OF DIRECTOR: JOANN A. REED | Management | For | For | |||||||||
| 1F. | ELECTION OF DIRECTOR: ANGUS C. RUSSELL | Management | For | For | |||||||||
| 1G. | ELECTION OF DIRECTOR: VIRGIL D. THOMPSON | Management | For | For | |||||||||
| 1H. | ELECTION OF DIRECTOR: MARK C. TRUDEAU | Management | For | For | |||||||||
| 1I. | ELECTION OF DIRECTOR: KNEELAND C. YOUNGBLOOD, M.D. |
Management | For | For | |||||||||
| 1J. | ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO | Management | For | For | |||||||||
| 2. | APPROVE, IN A NON-BINDING VOTE, THE RE- APPOINTMENT OF THE INDEPENDENT AUDITORS AND TO AUTHORIZE, IN A BINDING VOTE, THE AUDIT COMMITTEE TO SET THE AUDITORS' REMUNERATION. |
Management | For | For | |||||||||
| 3. | APPROVE, IN A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. |
Management | For | For | |||||||||
| 4. | AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY TO MAKE MARKET PURCHASES OR OVERSEAS MARKET PURCHASES OF COMPANY SHARES. |
Management | For | For | |||||||||
| 5. | AUTHORIZE THE PRICE RANGE AT WHICH THE COMPANY CAN RE-ALLOT SHARES IT HOLDS AS TREASURY SHARES (SPECIAL RESOLUTION). |
Management | For | For | |||||||||
| 6A. | AMEND THE COMPANY'S MEMORANDUM OF ASSOCIATION TO MAKE CERTAIN ADMINISTRATIVE AMENDMENTS (SPECIAL RESOLUTION). |
Management | For | For | |||||||||
| 6B. | AMEND THE COMPANY'S ARTICLES OF ASSOCIATION TO MAKE CERTAIN ADMINISTRATIVE AMENDMENTS (SPECIAL RESOLUTION). |
Management | For | For | |||||||||
| 7. | APPROVE THE REDUCTION OF COMPANY CAPITAL (SPECIAL RESOLUTION). |
Management | For | For | |||||||||
| THE WALT DISNEY COMPANY | |||||||||||||
| Security | 254687106 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | DIS | Meeting Date | 08-Mar-2017 | ||||||||||
| ISIN | US2546871060 | Agenda | 934523437 - Management | ||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||
| 1A. | ELECTION OF DIRECTOR: SUSAN E. ARNOLD | Management | For | For | |||||||||
| 1B. | ELECTION OF DIRECTOR: JOHN S. CHEN | Management | For | For | |||||||||
| 1C. | ELECTION OF DIRECTOR: JACK DORSEY | Management | For | For | |||||||||
| 1D. | ELECTION OF DIRECTOR: ROBERT A. IGER | Management | For | For | |||||||||
| 1E. | ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO |
Management | For | For | |||||||||
| 1F. | ELECTION OF DIRECTOR: FRED H. LANGHAMMER | Management | For | For | |||||||||
| 1G. | ELECTION OF DIRECTOR: AYLWIN B. LEWIS | Management | For | For | |||||||||
| 1H. | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT |
Management | For | For | |||||||||
| 1I. | ELECTION OF DIRECTOR: MARK G. PARKER | Management | For | For | |||||||||
| 1J. | ELECTION OF DIRECTOR: SHERYL K. SANDBERG | Management | For | For | |||||||||
| 1K. | ELECTION OF DIRECTOR: ORIN C. SMITH | Management | For | For | |||||||||
| 2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS FOR 2017. |
Management | For | For | |||||||||
| 3. | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. |
Management | For | For | |||||||||
| 4. | TO APPROVE HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS, AS INDICATED. |
Management | 1 Year | For | |||||||||
| 5. | TO APPROVE THE SHAREHOLDER PROPOSAL REQUESTING AN ANNUAL REPORT DISCLOSING INFORMATION REGARDING THE COMPANY'S LOBBYING POLICIES AND ACTIVITIES. |
Shareholder | Abstain | Against | |||||||||
| 6. | TO APPROVE THE SHAREHOLDER PROPOSAL REQUESTING THE BOARD TO AMEND THE COMPANY'S BYLAWS RELATING TO PROXY ACCESS TO INCREASE THE NUMBER OF PERMITTED NOMINEES, REMOVE THE LIMIT ON AGGREGATING SHARES TO MEET THE SHAREHOLDING REQUIREMENT, AND REMOVE THE LIMITATION ON RENOMINATION OF PERSONS BASED ON VOTES IN A PRIOR ELECTION. |
Shareholder | Abstain | Against | |||||||||
| STARBUCKS CORPORATION | |||||||||||||
| Security | 855244109 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | SBUX | Meeting Date | 22-Mar-2017 | ||||||||||
| ISIN | US8552441094 | Agenda | 934524996 - Management | ||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||
| 1A. | ELECTION OF DIRECTOR: HOWARD SCHULTZ | Management | For | For | |||||||||
| 1B. | ELECTION OF DIRECTOR: WILLIAM W. BRADLEY | Management | For | For | |||||||||
| 1C. | ELECTION OF DIRECTOR: ROSALIND BREWER | Management | For | For | |||||||||
| 1D. | ELECTION OF DIRECTOR: MARY N. DILLON | Management | For | For | |||||||||
| 1E. | ELECTION OF DIRECTOR: ROBERT M. GATES | Management | For | For | |||||||||
| 1F. | ELECTION OF DIRECTOR: MELLODY HOBSON | Management | For | For | |||||||||
| 1G. | ELECTION OF DIRECTOR: KEVIN R. JOHNSON | Management | For | For | |||||||||
| 1H. | ELECTION OF DIRECTOR: JORGEN VIG KNUDSTORP | Management | For | For | |||||||||
| 1I. | ELECTION OF DIRECTOR: SATYA NADELLA | Management | For | For | |||||||||
| 1J. | ELECTION OF DIRECTOR: JOSHUA COOPER RAMO | Management | For | For | |||||||||
| 1K. | ELECTION OF DIRECTOR: CLARA SHIH | Management | For | For | |||||||||
| 1L. | ELECTION OF DIRECTOR: JAVIER G. TERUEL | Management | For | For | |||||||||
| 1M. | ELECTION OF DIRECTOR: MYRON E. ULLMAN, III | Management | For | For | |||||||||
| 1N. | ELECTION OF DIRECTOR: CRAIG E. WEATHERUP | Management | For | For | |||||||||
| 2. | ADVISORY RESOLUTION TO APPROVE OUR EXECUTIVE COMPENSATION. |
Management | For | For | |||||||||
| 3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | |||||||||
| 4. | RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. |
Management | For | For | |||||||||
| 5. | AMEND PROXY ACCESS BYLAW. | Shareholder | Against | For | |||||||||
| U.S. BANCORP | |||||||||||||
| Security | 902973304 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | USB | Meeting Date | 18-Apr-2017 | ||||||||||
| ISIN | US9029733048 | Agenda | 934535672 - Management | ||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||
| 1A. | ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. | Management | For | For | |||||||||
| 1B. | ELECTION OF DIRECTOR: WARNER L. BAXTER | Management | For | For | |||||||||
| 1C. | ELECTION OF DIRECTOR: MARC N. CASPER | Management | For | For | |||||||||
| 1D. | ELECTION OF DIRECTOR: ANDREW CECERE | Management | For | For | |||||||||
| 1E. | ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. | Management | For | For | |||||||||
| 1F. | ELECTION OF DIRECTOR: RICHARD K. DAVIS | Management | For | For | |||||||||
| 1G. | ELECTION OF DIRECTOR: KIMBERLY J. HARRIS | Management | For | For | |||||||||
| 1H. | ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ | Management | For | For | |||||||||
| 1I. | ELECTION OF DIRECTOR: DOREEN WOO HO | Management | For | For | |||||||||
| 1J. | ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY | Management | For | For | |||||||||
| 1K. | ELECTION OF DIRECTOR: KAREN S. LYNCH | Management | For | For | |||||||||
| 1L. | ELECTION OF DIRECTOR: DAVID B. O'MALEY | Management | For | For | |||||||||
| 1M. | ELECTION OF DIRECTOR: O'DELL M. OWENS, M.D., M.P.H. |
Management | For | For | |||||||||
| 1N. | ELECTION OF DIRECTOR: CRAIG D. SCHNUCK | Management | For | For | |||||||||
| 1O. | ELECTION OF DIRECTOR: SCOTT W. WINE | Management | For | For | |||||||||
| 2. | THE RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITOR FOR THE 2017 FISCAL YEAR. |
Management | For | For | |||||||||
| 3. | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR EXECUTIVES DISCLOSED IN THE PROXY STATEMENT. |
Management | For | For | |||||||||
| 4. | AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | |||||||||
| 5. | SHAREHOLDER PROPOSAL: A SHAREHOLDER PROPOSAL SEEKING THE ADOPTION OF A POLICY REQUIRING THAT THE CHAIRMAN OF THE BOARD BE AN INDEPENDENT DIRECTOR. |
Shareholder | Against | For | |||||||||
| THE KRAFT HEINZ COMPANY | |||||||||||||
| Security | 500754106 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | KHC | Meeting Date | 19-Apr-2017 | ||||||||||
| ISIN | US5007541064 | Agenda | 934534555 - Management | ||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||
| 1A. | ELECTION OF DIRECTOR: GREGORY E. ABEL | Management | For | For | |||||||||
| 1B. | ELECTION OF DIRECTOR: ALEXANDRE BEHRING | Management | For | For | |||||||||
| 1C. | ELECTION OF DIRECTOR: WARREN E. BUFFETT | Management | For | For | |||||||||
| 1D. | ELECTION OF DIRECTOR: JOHN T. CAHILL | Management | For | For | |||||||||
| 1E. | ELECTION OF DIRECTOR: TRACY BRITT COOL | Management | For | For | |||||||||
| 1F. | ELECTION OF DIRECTOR: FEROZ DEWAN | Management | For | For | |||||||||
| 1G. | ELECTION OF DIRECTOR: JEANNE P. JACKSON | Management | For | For | |||||||||
| 1H. | ELECTION OF DIRECTOR: JORGE PAULO LEMANN | Management | For | For | |||||||||
| 1I. | ELECTION OF DIRECTOR: MACKEY J. MCDONALD | Management | For | For | |||||||||
| 1J. | ELECTION OF DIRECTOR: JOHN C. POPE | Management | For | For | |||||||||
| 1K. | ELECTION OF DIRECTOR: MARCEL HERRMANN TELLES |
Management | For | For | |||||||||
| 2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | |||||||||
| 3. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR 2017. |
Management | For | For | |||||||||
| 4. | SHAREHOLDER PROPOSAL: RESOLUTION RELATED TO SUSTAINABILITY AND NUTRITION. |
Shareholder | Abstain | Against | |||||||||
| 5. | SHAREHOLDER PROPOSAL: RESOLUTION RELATED TO PACKAGING. |
Shareholder | Abstain | Against | |||||||||
| 6. | SHAREHOLDER PROPOSAL: RESOLUTION RELATED TO DEFORESTATION. |
Shareholder | Abstain | Against | |||||||||
| INTERACTIVE BROKERS GROUP, INC. | |||||||||||||
| Security | 45841N107 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | IBKR | Meeting Date | 20-Apr-2017 | ||||||||||
| ISIN | US45841N1072 | Agenda | 934537474 - Management | ||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||
| 1A | ELECTION OF DIRECTOR: THOMAS PETERFFY | Management | For | For | |||||||||
| 1B | ELECTION OF DIRECTOR: EARL H. NEMSER | Management | For | For | |||||||||
| 1C | ELECTION OF DIRECTOR: MILAN GALIK | Management | For | For | |||||||||
| 1D | ELECTION OF DIRECTOR: PAUL J. BRODY | Management | For | For | |||||||||
| 1E | ELECTION OF DIRECTOR: LAWRENCE E. HARRIS | Management | For | For | |||||||||
| 1F | ELECTION OF DIRECTOR: WAYNE H. WAGNER | Management | For | For | |||||||||
| 1G | ELECTION OF DIRECTOR: RICHARD GATES | Management | For | For | |||||||||
| 1H | ELECTION OF DIRECTOR: GARY KATZ | Management | For | For | |||||||||
| 2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF DELOITTE & TOUCHE LLP. |
Management | For | For | |||||||||
| 3. | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. |
Management | For | For | |||||||||
| 4. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. |
Management | 2 Years | For | |||||||||
| HONEYWELL INTERNATIONAL INC. | |||||||||||||
| Security | 438516106 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | HON | Meeting Date | 24-Apr-2017 | ||||||||||
| ISIN | US4385161066 | Agenda | 934539567 - Management | ||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||
| 1A. | ELECTION OF DIRECTOR: DARIUS ADAMCZYK | Management | For | For | |||||||||
| 1B. | ELECTION OF DIRECTOR: WILLIAM S. AYER | Management | For | For | |||||||||
| 1C. | ELECTION OF DIRECTOR: KEVIN BURKE | Management | For | For | |||||||||
| 1D. | ELECTION OF DIRECTOR: JAIME CHICO PARDO | Management | For | For | |||||||||
| 1E. | ELECTION OF DIRECTOR: DAVID M. COTE | Management | For | For | |||||||||
| 1F. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Management | For | For | |||||||||
| 1G. | ELECTION OF DIRECTOR: LINNET F. DEILY | Management | For | For | |||||||||
| 1H. | ELECTION OF DIRECTOR: JUDD GREGG | Management | For | For | |||||||||
| 1I. | ELECTION OF DIRECTOR: CLIVE HOLLICK | Management | For | For | |||||||||
| 1J. | ELECTION OF DIRECTOR: GRACE D. LIEBLEIN | Management | For | For | |||||||||
| 1K. | ELECTION OF DIRECTOR: GEORGE PAZ | Management | For | For | |||||||||
| 1L. | ELECTION OF DIRECTOR: BRADLEY T. SHEARES | Management | For | For | |||||||||
| 1M. | ELECTION OF DIRECTOR: ROBIN L. WASHINGTON | Management | For | For | |||||||||
| 2. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. |
Management | 1 Year | For | |||||||||
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | |||||||||
| 4. | APPROVAL OF INDEPENDENT ACCOUNTANTS. | Management | For | For | |||||||||
| 5. | INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For | |||||||||
| 6. | POLITICAL LOBBYING AND CONTRIBUTIONS. | Shareholder | Against | For | |||||||||
| CITIGROUP INC. | |||||||||||||
| Security | 172967424 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | C | Meeting Date | 25-Apr-2017 | ||||||||||
| ISIN | US1729674242 | Agenda | 934541904 - Management | ||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||
| 1A. | ELECTION OF DIRECTOR: MICHAEL L. CORBAT | Management | For | For | |||||||||
| 1B. | ELECTION OF DIRECTOR: ELLEN M. COSTELLO | Management | For | For | |||||||||
| 1C. | ELECTION OF DIRECTOR: DUNCAN P. HENNES | Management | For | For | |||||||||
| 1D. | ELECTION OF DIRECTOR: PETER B. HENRY | Management | For | For | |||||||||
| 1E. | ELECTION OF DIRECTOR: FRANZ B. HUMER | Management | For | For | |||||||||
| 1F. | ELECTION OF DIRECTOR: RENEE J. JAMES | Management | For | For | |||||||||
| 1G. | ELECTION OF DIRECTOR: EUGENE M. MCQUADE | Management | For | For | |||||||||
| 1H. | ELECTION OF DIRECTOR: MICHAEL E. O'NEILL | Management | For | For | |||||||||
| 1I. | ELECTION OF DIRECTOR: GARY M. REINER | Management | For | For | |||||||||
| 1J. | ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO |
Management | For | For | |||||||||
| 1K. | ELECTION OF DIRECTOR: DIANA L. TAYLOR | Management | For | For | |||||||||
| 1L. | ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. |
Management | For | For | |||||||||
| 1M. | ELECTION OF DIRECTOR: JAMES S. TURLEY | Management | For | For | |||||||||
| 1N. | ELECTION OF DIRECTOR: DEBORAH C. WRIGHT | Management | For | For | |||||||||
| 1O. | ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE DE LEON |
Management | For | For | |||||||||
| 2. | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. |
Management | For | For | |||||||||
| 3. | ADVISORY VOTE TO APPROVE CITI'S 2016 EXECUTIVE COMPENSATION. |
Management | For | For | |||||||||
| 4. | ADVISORY VOTE TO APPROVE THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | |||||||||
| 5. | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON THE COMPANY'S POLICIES AND GOALS TO REDUCE THE GENDER PAY GAP. |
Shareholder | Abstain | Against | |||||||||
| 6. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD APPOINT A STOCKHOLDER VALUE COMMITTEE TO ADDRESS WHETHER THE DIVESTITURE OF ALL NON-CORE BANKING BUSINESS SEGMENTS WOULD ENHANCE SHAREHOLDER VALUE. |
Shareholder | Against | For | |||||||||
| 7. | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON LOBBYING AND GRASSROOTS LOBBYING CONTRIBUTIONS. |
Shareholder | Against | For | |||||||||
| 8. | STOCKHOLDER PROPOSAL REQUESTING AN AMENDMENT TO THE GENERAL CLAWBACK POLICY TO PROVIDE THAT A SUBSTANTIAL PORTION OF ANNUAL TOTAL COMPENSATION OF EXECUTIVE OFFICERS SHALL BE DEFERRED AND FORFEITED, IN PART OR WHOLE, AT THE DISCRETION OF THE BOARD, TO HELP SATISFY ANY MONETARY PENALTY ASSOCIATED WITH A VIOLATION OF LAW. |
Shareholder | Against | For | |||||||||
| 9. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD ADOPT A POLICY PROHIBITING THE VESTING OF EQUITY-BASED AWARDS FOR SENIOR EXECUTIVES DUE TO A VOLUNTARY RESIGNATION TO ENTER GOVERNMENT SERVICE. |
Shareholder | Against | For | |||||||||
| BARRICK GOLD CORPORATION | |||||||||||||
| Security | 067901108 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | ABX | Meeting Date | 25-Apr-2017 | ||||||||||
| ISIN | CA0679011084 | Agenda | 934555105 - Management | ||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||
| 01 | DIRECTOR | Management | |||||||||||
| 1 | G.A. CISNEROS | For | For | ||||||||||
| 2 | G.G. CLOW | For | For | ||||||||||
| 3 | G.A. DOER | For | For | ||||||||||
| 4 | K.P.M. DUSHNISKY | For | For | ||||||||||
| 5 | J.M. EVANS | For | For | ||||||||||
| 6 | B.L. GREENSPUN | For | For | ||||||||||
| 7 | J.B. HARVEY | For | For | ||||||||||
| 8 | N.H.O. LOCKHART | For | For | ||||||||||
| 9 | P. MARCET | For | For | ||||||||||
| 10 | D.F. MOYO | For | For | ||||||||||
| 11 | A. MUNK | For | For | ||||||||||
| 12 | J.R.S. PRICHARD | For | For | ||||||||||
| 13 | S.J. SHAPIRO | For | For | ||||||||||
| 14 | J.L. THORNTON | For | For | ||||||||||
| 15 | E.L. THRASHER | For | For | ||||||||||
| 02 | RESOLUTION APPROVING THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE AUDITOR OF BARRICK AND AUTHORIZING THE DIRECTORS TO FIX ITS REMUNERATION |
Management | For | For | |||||||||
| 03 | ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION APPROACH |
Management | For | For | |||||||||
| GENERAL ELECTRIC COMPANY | |||||||||||||
| Security | 369604103 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | GE | Meeting Date | 26-Apr-2017 | ||||||||||
| ISIN | US3696041033 | Agenda | 934541916 - Management | ||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||
| A1 | ELECTION OF DIRECTOR: SEBASTIEN M. BAZIN | Management | For | For | |||||||||
| A2 | ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE | Management | For | For | |||||||||
| A3 | ELECTION OF DIRECTOR: JOHN J. BRENNAN | Management | For | For | |||||||||
| A4 | ELECTION OF DIRECTOR: FRANCISCO D'SOUZA | Management | For | For | |||||||||
| A5 | ELECTION OF DIRECTOR: MARIJN E. DEKKERS | Management | For | For | |||||||||
| A6 | ELECTION OF DIRECTOR: PETER B. HENRY | Management | For | For | |||||||||
| A7 | ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD | Management | For | For | |||||||||
| A8 | ELECTION OF DIRECTOR: JEFFREY R. IMMELT | Management | For | For | |||||||||
| A9 | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | For | |||||||||
| A10 | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | For | For | |||||||||
| A11 | ELECTION OF DIRECTOR: RISA LAVIZZO-MOUREY | Management | For | For | |||||||||
| A12 | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For | |||||||||
| A13 | ELECTION OF DIRECTOR: LOWELL C. MCADAM | Management | For | For | |||||||||
| A14 | ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF | Management | For | For | |||||||||
| A15 | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | For | For | |||||||||
| A16 | ELECTION OF DIRECTOR: JAMES E. ROHR | Management | For | For | |||||||||
| A17 | ELECTION OF DIRECTOR: MARY L. SCHAPIRO | Management | For | For | |||||||||
| A18 | ELECTION OF DIRECTOR: JAMES S. TISCH | Management | For | For | |||||||||
| B1 | ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' COMPENSATION |
Management | For | For | |||||||||
| B2 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION |
Management | 1 Year | For | |||||||||
| B3 | APPROVAL OF GE'S 2007 LONG-TERM INCENTIVE PLAN AS AMENDED |
Management | For | For | |||||||||
| B4 | APPROVAL OF THE MATERIAL TERMS OF SENIOR OFFICER PERFORMANCE GOALS |
Management | For | For | |||||||||
| B5 | RATIFICATION OF KPMG AS INDEPENDENT AUDITOR FOR 2017 |
Management | For | For | |||||||||
| C1 | REPORT ON LOBBYING ACTIVITIES | Shareholder | Against | For | |||||||||
| C2 | REQUIRE THE CHAIRMAN OF THE BOARD TO BE INDEPENDENT |
Shareholder | Against | For | |||||||||
| C3 | ADOPT CUMULATIVE VOTING FOR DIRECTOR ELECTIONS |
Shareholder | Against | For | |||||||||
| C4 | REPORT ON CHARITABLE CONTRIBUTIONS | Shareholder | Against | For | |||||||||
| DELPHI AUTOMOTIVE PLC | |||||||||||||
| Security | G27823106 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | DLPH | Meeting Date | 27-Apr-2017 | ||||||||||
| ISIN | JE00B783TY65 | Agenda | 934539961 - Management | ||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||
| 01. | ELECTION OF DIRECTOR: JOSEPH S. CANTIE | Management | For | For | |||||||||
| 02. | ELECTION OF DIRECTOR: KEVIN P. CLARK | Management | For | For | |||||||||
| 03. | ELECTION OF DIRECTOR: GARY L. COWGER | Management | For | For | |||||||||
| 04. | ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO | Management | For | For | |||||||||
| 05. | ELECTION OF DIRECTOR: MARK P. FRISSORA | Management | For | For | |||||||||
| 06. | ELECTION OF DIRECTOR: RAJIV L. GUPTA | Management | For | For | |||||||||
| 07. | ELECTION OF DIRECTOR: SEAN O. MAHONEY | Management | For | For | |||||||||
| 08. | ELECTION OF DIRECTOR: TIMOTHY M. MANGANELLO |
Management | For | For | |||||||||
| 09. | ELECTION OF DIRECTOR: ANA G. PINCZUK | Management | For | For | |||||||||
| 10. | ELECTION OF DIRECTOR: THOMAS W. SIDLIK | Management | For | For | |||||||||
| 11. | ELECTION OF DIRECTOR: BERND WIEDEMANN | Management | For | For | |||||||||
| 12. | ELECTION OF DIRECTOR: LAWRENCE A. ZIMMERMAN |
Management | For | For | |||||||||
| 13. | PROPOSAL TO RE-APPOINT AUDITORS, RATIFY INDEPENDENT PUBLIC ACCOUNTING FIRM AND AUTHORIZE THE DIRECTORS TO DETERMINE THE FEES PAID TO THE AUDITORS. |
Management | For | For | |||||||||
| 14. | SAY-ON-PAY - TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION. |
Management | For | For | |||||||||
| PFIZER INC. | |||||||||||||
| Security | 717081103 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | PFE | Meeting Date | 27-Apr-2017 | ||||||||||
| ISIN | US7170811035 | Agenda | 934540798 - Management | ||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||
| 1A. | ELECTION OF DIRECTOR: DENNIS A. AUSIELLO | Management | For | For | |||||||||
| 1B. | ELECTION OF DIRECTOR: RONALD E. BLAYLOCK | Management | For | For | |||||||||
| 1C. | ELECTION OF DIRECTOR: W. DON CORNWELL | Management | For | For | |||||||||
| 1D. | ELECTION OF DIRECTOR: JOSEPH J. ECHEVARRIA | Management | For | For | |||||||||
| 1E. | ELECTION OF DIRECTOR: FRANCES D. FERGUSSON | Management | For | For | |||||||||
| 1F. | ELECTION OF DIRECTOR: HELEN H. HOBBS | Management | For | For | |||||||||
| 1G. | ELECTION OF DIRECTOR: JAMES M. KILTS | Management | For | For | |||||||||
| 1H. | ELECTION OF DIRECTOR: SHANTANU NARAYEN | Management | For | For | |||||||||
| 1I. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON |
Management | For | For | |||||||||
| 1J. | ELECTION OF DIRECTOR: IAN C. READ | Management | For | For | |||||||||
| 1K. | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For | |||||||||
| 1L. | ELECTION OF DIRECTOR: JAMES C. SMITH | Management | For | For | |||||||||
| 2. | RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 |
Management | For | For | |||||||||
| 3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION |
Management | For | For | |||||||||
| 4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION |
Management | 1 Year | For | |||||||||
| 5. | SHAREHOLDER PROPOSAL REGARDING THE HOLY LAND PRINCIPLES |
Shareholder | Abstain | Against | |||||||||
| 6. | SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER MEETINGS |
Shareholder | Against | For | |||||||||
| 7. | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIR POLICY |
Shareholder | Against | For | |||||||||
| AMERICAN EXPRESS COMPANY | |||||||||||||
| Security | 025816109 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | AXP | Meeting Date | 01-May-2017 | ||||||||||
| ISIN | US0258161092 | Agenda | 934545231 - Management | ||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||
| 1A. | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY | Management | For | For | |||||||||
| 1B. | ELECTION OF DIRECTOR: JOHN J. BRENNAN | Management | For | For | |||||||||
| 1C. | ELECTION OF DIRECTOR: URSULA M. BURNS | Management | For | For | |||||||||
| 1D. | ELECTION OF DIRECTOR: KENNETH I. CHENAULT | Management | For | For | |||||||||
| 1E. | ELECTION OF DIRECTOR: PETER CHERNIN | Management | For | For | |||||||||
| 1F. | ELECTION OF DIRECTOR: RALPH DE LA VEGA | Management | For | For | |||||||||
| 1G. | ELECTION OF DIRECTOR: ANNE L. LAUVERGEON | Management | For | For | |||||||||
| 1H. | ELECTION OF DIRECTOR: MICHAEL O. LEAVITT | Management | For | For | |||||||||
| 1I. | ELECTION OF DIRECTOR: THEODORE J. LEONSIS | Management | For | For | |||||||||
| 1J. | ELECTION OF DIRECTOR: RICHARD C. LEVIN | Management | For | For | |||||||||
| 1K. | ELECTION OF DIRECTOR: SAMUEL J. PALMISANO | Management | For | For | |||||||||
| 1L. | ELECTION OF DIRECTOR: DANIEL L. VASELLA | Management | For | For | |||||||||
| 1M. | ELECTION OF DIRECTOR: ROBERT D. WALTER | Management | For | For | |||||||||
| 1N. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | For | For | |||||||||
| 2. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. |
Management | For | For | |||||||||
| 3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPANY'S EXECUTIVE COMPENSATION. |
Management | For | For | |||||||||
| 4. | ADVISORY RESOLUTION TO APPROVE THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION. |
Management | 1 Year | For | |||||||||
| 5. | SHAREHOLDER PROPOSAL TO PERMIT SHAREHOLDERS TO ACT BY WRITTEN CONSENT. |
Shareholder | Against | For | |||||||||
| 6. | SHAREHOLDER PROPOSAL TO REQUIRE GENDER PAY EQUITY DISCLOSURE. |
Shareholder | Abstain | Against | |||||||||
| BRISTOL-MYERS SQUIBB COMPANY | |||||||||||||
| Security | 110122108 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | BMY | Meeting Date | 02-May-2017 | ||||||||||
| ISIN | US1101221083 | Agenda | 934547538 - Management | ||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||
| 1A. | ELECTION OF DIRECTOR: P. J. ARDUINI | Management | For | For | |||||||||
| 1B. | ELECTION OF DIRECTOR: R. J. BERTOLINI | Management | For | For | |||||||||
| 1C. | ELECTION OF DIRECTOR: G. CAFORIO, M.D. | Management | For | For | |||||||||
| 1D. | ELECTION OF DIRECTOR: M. W. EMMENS | Management | For | For | |||||||||
| 1E. | ELECTION OF DIRECTOR: L. H. GLIMCHER, M.D. | Management | For | For | |||||||||
| 1F. | ELECTION OF DIRECTOR: M. GROBSTEIN | Management | For | For | |||||||||
| 1G. | ELECTION OF DIRECTOR: A. J. LACY | Management | For | For | |||||||||
| 1H. | ELECTION OF DIRECTOR: D. C. PALIWAL | Management | For | For | |||||||||
| 1I. | ELECTION OF DIRECTOR: T. R. SAMUELS | Management | For | For | |||||||||
| 1J. | ELECTION OF DIRECTOR: G. L. STORCH | Management | For | For | |||||||||
| 1K. | ELECTION OF DIRECTOR: V. L. SATO, PH.D. | Management | For | For | |||||||||
| 2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | |||||||||
| 3. | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | 1 Year | For | |||||||||
| 4. | RE-APPROVAL OF THE MATERIALS TERMS OF THE PERFORMANCE-BASED AWARDS UNDER THE COMPANY'S 2012 STOCK AWARD AND INCENTIVE PLAN (AS AMENDED). |
Management | For | For | |||||||||
| 5. | APPROVAL OF AN AMENDMENT TO THE COMPANY'S 2012 STOCK AWARD AND INCENTIVE PLAN. |
Management | For | For | |||||||||
| 6. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | |||||||||
| 7. | SHAREHOLDER PROPOSAL TO LOWER THE SHARE OWNERSHIP THRESHOLD TO CALL SPECIAL SHAREHOLDER MEETINGS. |
Shareholder | Against | For | |||||||||
| VERIZON COMMUNICATIONS INC. | |||||||||||||
| Security | 92343V104 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | VZ | Meeting Date | 04-May-2017 | ||||||||||
| ISIN | US92343V1044 | Agenda | 934546461 - Management | ||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||
| 1A. | ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU |
Management | For | For | |||||||||
| 1B. | ELECTION OF DIRECTOR: MARK T. BERTOLINI | Management | For | For | |||||||||
| 1C. | ELECTION OF DIRECTOR: RICHARD L. CARRION | Management | For | For | |||||||||
| 1D. | ELECTION OF DIRECTOR: MELANIE L. HEALEY | Management | For | For | |||||||||
| 1E. | ELECTION OF DIRECTOR: M. FRANCES KEETH | Management | For | For | |||||||||
| 1F. | ELECTION OF DIRECTOR: KARL-LUDWIG KLEY | Management | For | For | |||||||||
| 1G. | ELECTION OF DIRECTOR: LOWELL C. MCADAM | Management | For | For | |||||||||
| 1H. | ELECTION OF DIRECTOR: CLARENCE OTIS, JR. | Management | For | For | |||||||||
| 1I. | ELECTION OF DIRECTOR: RODNEY E. SLATER | Management | For | For | |||||||||
| 1J. | ELECTION OF DIRECTOR: KATHRYN A. TESIJA | Management | For | For | |||||||||
| 1K. | ELECTION OF DIRECTOR: GREGORY D. WASSON | Management | For | For | |||||||||
| 1L. | ELECTION OF DIRECTOR: GREGORY G. WEAVER | Management | For | For | |||||||||
| 2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
Management | For | For | |||||||||
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
Management | For | For | |||||||||
| 4. | ADVISORY VOTE RELATED TO FUTURE VOTES ON EXECUTIVE COMPENSATION |
Management | 1 Year | For | |||||||||
| 5. | APPROVAL OF 2017 LONG-TERM INCENTIVE PLAN | Management | For | For | |||||||||
| 6. | HUMAN RIGHTS COMMITTEE | Shareholder | Against | For | |||||||||
| 7. | REPORT ON GREENHOUSE GAS REDUCTION TARGETS |
Shareholder | Abstain | Against | |||||||||
| 8. | SPECIAL SHAREOWNER MEETINGS | Shareholder | Against | For | |||||||||
| 9. | EXECUTIVE COMPENSATION CLAWBACK POLICY | Shareholder | Against | For | |||||||||
| 10. | STOCK RETENTION POLICY | Shareholder | Against | For | |||||||||
| 11. | LIMIT MATCHING CONTRIBUTIONS FOR EXECUTIVES |
Shareholder | Against | For | |||||||||
| ALLERGAN PLC | |||||||||||||
| Security | G0177J108 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | AGN | Meeting Date | 04-May-2017 | ||||||||||
| ISIN | IE00BY9D5467 | Agenda | 934551537 - Management | ||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||
| 1A. | ELECTION OF DIRECTOR: NESLI BASGOZ, M.D. | Management | For | For | |||||||||
| 1B. | ELECTION OF DIRECTOR: PAUL M. BISARO | Management | For | For | |||||||||
| 1C. | ELECTION OF DIRECTOR: JAMES H. BLOEM | Management | For | For | |||||||||
| 1D. | ELECTION OF DIRECTOR: CHRISTOPHER W. BODINE |
Management | For | For | |||||||||
| 1E. | ELECTION OF DIRECTOR: ADRIANE M. BROWN | Management | For | For | |||||||||
| 1F. | ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN |
Management | For | For | |||||||||
| 1G. | ELECTION OF DIRECTOR: CATHERINE M. KLEMA | Management | For | For | |||||||||
| 1H. | ELECTION OF DIRECTOR: PETER J. MCDONNELL, M.D. |
Management | For | For | |||||||||
| 1I. | ELECTION OF DIRECTOR: PATRICK J. O'SULLIVAN | Management | For | For | |||||||||
| 1J. | ELECTION OF DIRECTOR: BRENTON L. SAUNDERS | Management | For | For | |||||||||
| 1K. | ELECTION OF DIRECTOR: RONALD R. TAYLOR | Management | For | For | |||||||||
| 1L. | ELECTION OF DIRECTOR: FRED G. WEISS | Management | For | For | |||||||||
| 2. | TO APPROVE, IN A NON-BINDING VOTE, NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | |||||||||
| 3. | TO RECOMMEND, IN A NON-BINDING VOTE, WHETHER A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS. |
Management | 1 Year | For | |||||||||
| 4. | TO RATIFY, IN A NON-BINDING VOTE, THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 AND TO AUTHORIZE, IN A BINDING VOTE, THE BOARD OF DIRECTORS, ACTING THROUGH ITS AUDIT AND COMPLIANCE COMMITTEE, TO DETERMINE PRICEWATERHOUSECOOPERS LLP'S REMUNERATION. |
Management | For | For | |||||||||
| 5. | TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS FOR THE PURPOSES OF SECTION 162(M) UNDER THE ALLERGAN PLC 2017 ANNUAL INCENTIVE COMPENSATION PLAN. |
Management | For | For | |||||||||
| 6. | TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN, IF PROPERLY PRESENTED AT THE MEETING. |
Shareholder | Against | For | |||||||||
| ANADARKO PETROLEUM CORPORATION | |||||||||||||
| Security | 032511107 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | APC | Meeting Date | 10-May-2017 | ||||||||||
| ISIN | US0325111070 | Agenda | 934553769 - Management | ||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||
| 1A. | ELECTION OF DIRECTOR: ANTHONY R. CHASE | Management | For | For | |||||||||
| 1B. | ELECTION OF DIRECTOR: DAVID E. CONSTABLE | Management | For | For | |||||||||
| 1C. | ELECTION OF DIRECTOR: H. PAULETT EBERHART | Management | For | For | |||||||||
| 1D. | ELECTION OF DIRECTOR: CLAIRE S. FARLEY | Management | For | For | |||||||||
| 1E. | ELECTION OF DIRECTOR: PETER J. FLUOR | Management | For | For | |||||||||
| 1F. | ELECTION OF DIRECTOR: RICHARD L. GEORGE | Management | For | For | |||||||||
| 1G. | ELECTION OF DIRECTOR: JOSEPH W. GORDER | Management | For | For | |||||||||
| 1H. | ELECTION OF DIRECTOR: JOHN R. GORDON | Management | For | For | |||||||||
| 1I. | ELECTION OF DIRECTOR: SEAN GOURLEY | Management | For | For | |||||||||
| 1J. | ELECTION OF DIRECTOR: MARK C. MCKINLEY | Management | For | For | |||||||||
| 1K. | ELECTION OF DIRECTOR: ERIC D. MULLINS | Management | For | For | |||||||||
| 1L. | ELECTION OF DIRECTOR: R. A. WALKER | Management | For | For | |||||||||
| 2. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITOR. |
Management | For | For | |||||||||
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | |||||||||
| 4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | 1 Year | For | |||||||||
| GILEAD SCIENCES, INC. | |||||||||||||
| Security | 375558103 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | GILD | Meeting Date | 10-May-2017 | ||||||||||
| ISIN | US3755581036 | Agenda | 934558810 - Management | ||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||
| 1A. | ELECTION OF DIRECTOR: JOHN F. COGAN, PH.D. | Management | For | For | |||||||||
| 1B. | ELECTION OF DIRECTOR: KELLY A. KRAMER | Management | For | For | |||||||||
| 1C. | ELECTION OF DIRECTOR: KEVIN E. LOFTON | Management | For | For | |||||||||
| 1D. | ELECTION OF DIRECTOR: JOHN C. MARTIN, PH.D. | Management | For | For | |||||||||
| 1E. | ELECTION OF DIRECTOR: JOHN F. MILLIGAN, PH.D. | Management | For | For | |||||||||
| 1F. | ELECTION OF DIRECTOR: NICHOLAS G. MOORE | Management | For | For | |||||||||
| 1G. | ELECTION OF DIRECTOR: RICHARD J. WHITLEY, M.D | Management | For | For | |||||||||
| 1H. | ELECTION OF DIRECTOR: GAYLE E. WILSON | Management | For | For | |||||||||
| 1I. | ELECTION OF DIRECTOR: PER WOLD-OLSEN | Management | For | For | |||||||||
| 2. | RATIFICATION OF THE SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | |||||||||
| 3. | RESTATEMENT OF THE GILEAD SCIENCES, INC. 2004 EQUITY INCENTIVE PLAN. |
Management | Against | Against | |||||||||
| 4. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | |||||||||
| 5. | ADVISORY VOTE AS TO THE FREQUENCY OF FUTURE ADVISORY SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | |||||||||
| 6. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD TAKE STEPS TO PERMIT STOCKHOLDER ACTION BY WRITTEN CONSENT. |
Shareholder | Against | For | |||||||||
| 7. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD ADOPT A POLICY THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS BE AN INDEPENDENT DIRECTOR. |
Shareholder | Against | For | |||||||||
| APACHE CORPORATION | |||||||||||||
| Security | 037411105 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | APA | Meeting Date | 11-May-2017 | ||||||||||
| ISIN | US0374111054 | Agenda | 934551006 - Management | ||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||
| 1. | ELECTION OF DIRECTOR: ANNELL R. BAY | Management | For | For | |||||||||
| 2. | ELECTION OF DIRECTOR: JOHN J. CHRISTMANN IV | Management | For | For | |||||||||
| 3. | ELECTION OF DIRECTOR: CHANSOO JOUNG | Management | For | For | |||||||||
| 4. | ELECTION OF DIRECTOR: WILLIAM C. MONTGOMERY |
Management | For | For | |||||||||
| 5. | ELECTION OF DIRECTOR: AMY H. NELSON | Management | For | For | |||||||||
| 6. | ELECTION OF DIRECTOR: DANIEL W. RABUN | Management | For | For | |||||||||
| 7. | ELECTION OF DIRECTOR: PETER A. RAGAUSS | Management | For | For | |||||||||
| 8. | RATIFICATION OF ERNST & YOUNG LLP AS APACHE'S INDEPENDENT AUDITORS. |
Management | For | For | |||||||||
| 9. | ADVISORY VOTE TO APPROVE COMPENSATION OF APACHE'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | |||||||||
| 10. | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE TO APPROVE COMPENSATION OF APACHE'S NAMED EXECUTIVE OFFICERS. |
Management | 1 Year | For | |||||||||
| ZOETIS INC. | |||||||||||||
| Security | 98978V103 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | ZTS | Meeting Date | 11-May-2017 | ||||||||||
| ISIN | US98978V1035 | Agenda | 934559634 - Management | ||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||
| 1A. | ELECTION OF DIRECTOR: GREGORY NORDEN | Management | For | For | |||||||||
| 1B. | ELECTION OF DIRECTOR: LOUISE M. PARENT | Management | For | For | |||||||||
| 1C. | ELECTION OF DIRECTOR: ROBERT W. SCULLY | Management | For | For | |||||||||
| 2. | ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION (SAY ON PAY). |
Management | For | For | |||||||||
| 3. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. |
Management | For | For | |||||||||
| THE DOW CHEMICAL COMPANY | |||||||||||||
| Security | 260543103 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | DOW | Meeting Date | 11-May-2017 | ||||||||||
| ISIN | US2605431038 | Agenda | 934561691 - Management | ||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||
| 1A. | ELECTION OF DIRECTOR: AJAY BANGA | Management | For | For | |||||||||
| 1B. | ELECTION OF DIRECTOR: JACQUELINE K. BARTON | Management | For | For | |||||||||
| 1C. | ELECTION OF DIRECTOR: JAMES A. BELL | Management | For | For | |||||||||
| 1D. | ELECTION OF DIRECTOR: RICHARD K. DAVIS | Management | For | For | |||||||||
| 1E. | ELECTION OF DIRECTOR: JEFF M. FETTIG | Management | For | For | |||||||||
| 1F. | ELECTION OF DIRECTOR: ANDREW N. LIVERIS | Management | For | For | |||||||||
| 1G. | ELECTION OF DIRECTOR: MARK LOUGHRIDGE | Management | For | For | |||||||||
| 1H. | ELECTION OF DIRECTOR: RAYMOND J. MILCHOVICH | Management | For | For | |||||||||
| 1I. | ELECTION OF DIRECTOR: ROBERT S. (STEVE) MILLER |
Management | For | For | |||||||||
| 1J. | ELECTION OF DIRECTOR: PAUL POLMAN | Management | For | For | |||||||||
| 1K. | ELECTION OF DIRECTOR: DENNIS H. REILLEY | Management | For | For | |||||||||
| 1L. | ELECTION OF DIRECTOR: JAMES M. RINGLER | Management | For | For | |||||||||
| 1M. | ELECTION OF DIRECTOR: RUTH G. SHAW | Management | For | For | |||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | |||||||||
| 3. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | |||||||||
| 4. | ADVISORY RESOLUTION ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. |
Management | 1 Year | For | |||||||||
| JPMORGAN CHASE & CO. | |||||||||||||
| Security | 46625H100 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | JPM | Meeting Date | 16-May-2017 | ||||||||||
| ISIN | US46625H1005 | Agenda | 934561665 - Management | ||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||
| 1A. | ELECTION OF DIRECTOR: LINDA B. BAMMANN | Management | For | For | |||||||||
| 1B. | ELECTION OF DIRECTOR: JAMES A. BELL | Management | For | For | |||||||||
| 1C. | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | Management | For | For | |||||||||
| 1D. | ELECTION OF DIRECTOR: STEPHEN B. BURKE | Management | For | For | |||||||||
| 1E. | ELECTION OF DIRECTOR: TODD A. COMBS | Management | For | For | |||||||||
| 1F. | ELECTION OF DIRECTOR: JAMES S. CROWN | Management | For | For | |||||||||
| 1G. | ELECTION OF DIRECTOR: JAMES DIMON | Management | For | For | |||||||||
| 1H. | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | Management | For | For | |||||||||
| 1I. | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | Management | For | For | |||||||||
| 1J. | ELECTION OF DIRECTOR: MICHAEL A. NEAL | Management | For | For | |||||||||
| 1K. | ELECTION OF DIRECTOR: LEE R. RAYMOND | Management | For | For | |||||||||
| 1L. | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | |||||||||
| 2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION |
Management | For | For | |||||||||
| 3. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
Management | For | For | |||||||||
| 4. | ADVISORY VOTE ON FREQUENCY OF ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION |
Management | 1 Year | For | |||||||||
| 5. | INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | For | |||||||||
| 6. | VESTING FOR GOVERNMENT SERVICE | Shareholder | Against | For | |||||||||
| 7. | CLAWBACK AMENDMENT | Shareholder | Against | For | |||||||||
| 8. | GENDER PAY EQUITY | Shareholder | Abstain | Against | |||||||||
| 9. | HOW VOTES ARE COUNTED | Shareholder | Against | For | |||||||||
| 10. | SPECIAL SHAREOWNER MEETINGS | Shareholder | Against | For | |||||||||
| MONDELEZ INTERNATIONAL, INC. | |||||||||||||
| Security | 609207105 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | MDLZ | Meeting Date | 17-May-2017 | ||||||||||
| ISIN | US6092071058 | Agenda | 934563900 - Management | ||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||
| 1A. | ELECTION OF DIRECTOR: LEWIS W.K. BOOTH | Management | For | For | |||||||||
| 1B. | ELECTION OF DIRECTOR: CHARLES E. BUNCH | Management | For | For | |||||||||
| 1C. | ELECTION OF DIRECTOR: LOIS D. JULIBER | Management | For | For | |||||||||
| 1D. | ELECTION OF DIRECTOR: MARK D. KETCHUM | Management | For | For | |||||||||
| 1E. | ELECTION OF DIRECTOR: JORGE S. MESQUITA | Management | For | For | |||||||||
| 1F. | ELECTION OF DIRECTOR: JOSEPH NEUBAUER | Management | For | For | |||||||||
| 1G. | ELECTION OF DIRECTOR: NELSON PELTZ | Management | For | For | |||||||||
| 1H. | ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS | Management | For | For | |||||||||
| 1I. | ELECTION OF DIRECTOR: IRENE B. ROSENFELD | Management | For | For | |||||||||
| 1J. | ELECTION OF DIRECTOR: CHRISTIANA S. SHI | Management | For | For | |||||||||
| 1K. | ELECTION OF DIRECTOR: PATRICK T. SIEWERT | Management | For | For | |||||||||
| 1L. | ELECTION OF DIRECTOR: RUTH J. SIMMONS | Management | For | For | |||||||||
| 1M. | ELECTION OF DIRECTOR: JEAN-FRANCOIS M. L. VAN BOXMEER |
Management | For | For | |||||||||
| 2. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR ENDING DECEMBER 31, 2017. |
Management | For | For | |||||||||
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | |||||||||
| 4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. |
Management | 1 Year | For | |||||||||
| 5. | SHAREHOLDER PROPOSAL: REPORT ON NON- RECYCLABLE PACKAGING. |
Shareholder | Abstain | Against | |||||||||
| 6. | SHAREHOLDER PROPOSAL: CREATE A COMMITTEE TO PREPARE A REPORT REGARDING THE IMPACT OF PLANT CLOSURES ON COMMUNITIES AND ALTERNATIVES. |
Shareholder | Abstain | Against | |||||||||
| HALLIBURTON COMPANY | |||||||||||||
| Security | 406216101 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | HAL | Meeting Date | 17-May-2017 | ||||||||||
| ISIN | US4062161017 | Agenda | 934568304 - Management | ||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||
| 1A. | ELECTION OF DIRECTOR: ABDULAZIZ F. AL KHAYYAL |
Management | For | For | |||||||||
| 1B. | ELECTION OF DIRECTOR: WILLIAM E. ALBRECHT | Management | For | For | |||||||||
| 1C. | ELECTION OF DIRECTOR: ALAN M. BENNETT | Management | For | For | |||||||||
| 1D. | ELECTION OF DIRECTOR: JAMES R. BOYD | Management | For | For | |||||||||
| 1E. | ELECTION OF DIRECTOR: MILTON CARROLL | Management | For | For | |||||||||
| 1F. | ELECTION OF DIRECTOR: NANCE K. DICCIANI | Management | For | For | |||||||||
| 1G. | ELECTION OF DIRECTOR: MURRY S. GERBER | Management | For | For | |||||||||
| 1H. | ELECTION OF DIRECTOR: JOSE C. GRUBISICH | Management | For | For | |||||||||
| 1I. | ELECTION OF DIRECTOR: DAVID J. LESAR | Management | For | For | |||||||||
| 1J. | ELECTION OF DIRECTOR: ROBERT A. MALONE | Management | For | For | |||||||||
| 1K. | ELECTION OF DIRECTOR: J. LANDIS MARTIN | Management | For | For | |||||||||
| 1L. | ELECTION OF DIRECTOR: JEFFREY A. MILLER | Management | For | For | |||||||||
| 1M. | ELECTION OF DIRECTOR: DEBRA L. REED | Management | For | For | |||||||||
| 2. | RATIFICATION OF THE SELECTION OF AUDITORS. | Management | For | For | |||||||||
| 3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. |
Management | For | For | |||||||||
| 4. | PROPOSAL FOR ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | |||||||||
| 5. | PROPOSAL TO AMEND AND RESTATE THE HALLIBURTON COMPANY STOCK AND INCENTIVE PLAN. |
Management | For | For | |||||||||
| BP P.L.C. | |||||||||||||
| Security | 055622104 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | BP | Meeting Date | 17-May-2017 | ||||||||||
| ISIN | US0556221044 | Agenda | 934594917 - Management | ||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||
| 1. | TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND ACCOUNTS. |
Management | For | For | |||||||||
| 2. | TO APPROVE THE DIRECTORS' REMUNERATION REPORT. |
Management | For | For | |||||||||
| 3. | TO APPROVE THE DIRECTORS' REMUNERATION POLICY. |
Management | For | For | |||||||||
| 4. | TO RE-ELECT MR R W DUDLEY AS A DIRECTOR. | Management | For | For | |||||||||
| 5. | TO RE-ELECT DR B GILVARY AS A DIRECTOR. | Management | For | For | |||||||||
| 6. | TO ELECT MR N S ANDERSEN AS A DIRECTOR. | Management | For | For | |||||||||
| 7. | TO RE-ELECT MR P M ANDERSON AS A DIRECTOR. | Management | For | For | |||||||||
| 8. | TO RE-ELECT MR A BOECKMANN AS A DIRECTOR. | Management | For | For | |||||||||
| 9. | TO RE-ELECT ADMIRAL F L BOWMAN AS A DIRECTOR. |
Management | For | For | |||||||||
| 10. | TO RE-ELECT MR I E L DAVIS AS A DIRECTOR. | Management | For | For | |||||||||
| 11. | TO RE-ELECT PROFESSOR DAME ANN DOWLING AS A DIRECTOR. |
Management | For | For | |||||||||
| 12. | TO ELECT MS M B MEYER AS A DIRECTOR. | Management | For | For | |||||||||
| 13. | TO RE-ELECT MR B R NELSON AS A DIRECTOR. | Management | For | For | |||||||||
| 14. | TO RE-ELECT MRS P R REYNOLDS AS A DIRECTOR. | Management | For | For | |||||||||
| 15. | TO RE-ELECT SIR JOHN SAWERS AS A DIRECTOR. | Management | For | For | |||||||||
| 16. | TO RE-ELECT MR C-H SVANBERG AS A DIRECTOR. | Management | For | For | |||||||||
| 17. | TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION. |
Management | For | For | |||||||||
| 18. | TO GIVE LIMITED AUTHORITY TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE. |
Management | For | For | |||||||||
| 19. | TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT. |
Management | For | For | |||||||||
| 20. | SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS. |
Management | For | For | |||||||||
| 21. | SPECIAL RESOLUTION: TO GIVE ADDITIONAL AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS. |
Management | For | For | |||||||||
| 22. | SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY. |
Management | For | For | |||||||||
| 23. | SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS. |
Management | For | For | |||||||||
| MACY'S INC. | |||||||||||||
| Security | 55616P104 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | M | Meeting Date | 19-May-2017 | ||||||||||
| ISIN | US55616P1049 | Agenda | 934575664 - Management | ||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||
| 1A. | ELECTION OF DIRECTOR: FRANCIS S. BLAKE | Management | For | For | |||||||||
| 1B. | ELECTION OF DIRECTOR: JOHN A. BRYANT | Management | For | For | |||||||||
| 1C. | ELECTION OF DIRECTOR: DEIRDRE P. CONNELLY | Management | For | For | |||||||||
| 1D. | ELECTION OF DIRECTOR: JEFF GENNETTE | Management | For | For | |||||||||
| 1E. | ELECTION OF DIRECTOR: LESLIE D. HALE | Management | For | For | |||||||||
| 1F. | ELECTION OF DIRECTOR: WILLIAM H. LENEHAN | Management | For | For | |||||||||
| 1G. | ELECTION OF DIRECTOR: SARA LEVINSON | Management | For | For | |||||||||
| 1H. | ELECTION OF DIRECTOR: TERRY J. LUNDGREN | Management | For | For | |||||||||
| 1I. | ELECTION OF DIRECTOR: JOYCE M. ROCHE | Management | For | For | |||||||||
| 1J. | ELECTION OF DIRECTOR: PAUL C. VARGA | Management | For | For | |||||||||
| 1K. | ELECTION OF DIRECTOR: MARNA C. WHITTINGTON | Management | For | For | |||||||||
| 1L. | ELECTION OF DIRECTOR: ANNIE YOUNG-SCRIVNER | Management | For | For | |||||||||
| 2. | THE PROPOSED RATIFICATION OF THE AUDIT COMMITTEE'S APPOINTMENT OF KPMG LLP AS MACY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 3, 2018. |
Management | For | For | |||||||||
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | |||||||||
| 4. | ADVISORY VOTE ON FREQUENCY OF THE SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | |||||||||
| 5. | RE-APPROVAL OF THE SENIOR EXECUTIVE INCENTIVE COMPENSATION PLAN. |
Management | For | For | |||||||||
| MORGAN STANLEY | |||||||||||||
| Security | 617446448 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | MS | Meeting Date | 22-May-2017 | ||||||||||
| ISIN | US6174464486 | Agenda | 934579458 - Management | ||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||
| 1A. | ELECTION OF DIRECTOR: ERSKINE B. BOWLES | Management | For | For | |||||||||
| 1B. | ELECTION OF DIRECTOR: ALISTAIR DARLING | Management | For | For | |||||||||
| 1C. | ELECTION OF DIRECTOR: THOMAS H. GLOCER | Management | For | For | |||||||||
| 1D. | ELECTION OF DIRECTOR: JAMES P. GORMAN | Management | For | For | |||||||||
| 1E. | ELECTION OF DIRECTOR: ROBERT H. HERZ | Management | For | For | |||||||||
| 1F. | ELECTION OF DIRECTOR: NOBUYUKI HIRANO | Management | For | For | |||||||||
| 1G. | ELECTION OF DIRECTOR: KLAUS KLEINFELD | Management | For | For | |||||||||
| 1H. | ELECTION OF DIRECTOR: JAMI MISCIK | Management | For | For | |||||||||
| 1I. | ELECTION OF DIRECTOR: DENNIS M. NALLY | Management | For | For | |||||||||
| 1J. | ELECTION OF DIRECTOR: HUTHAM S. OLAYAN | Management | For | For | |||||||||
| 1K. | ELECTION OF DIRECTOR: JAMES W. OWENS | Management | For | For | |||||||||
| 1L. | ELECTION OF DIRECTOR: RYOSUKE TAMAKOSHI | Management | For | For | |||||||||
| 1M. | ELECTION OF DIRECTOR: PERRY M. TRAQUINA | Management | For | For | |||||||||
| 1N. | ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. | Management | For | For | |||||||||
| 2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR |
Management | For | For | |||||||||
| 3. | TO APPROVE THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE PROXY STATEMENT (NON- BINDING ADVISORY VOTE) |
Management | For | For | |||||||||
| 4. | TO VOTE ON THE FREQUENCY OF HOLDING A NONBINDING ADVISORY VOTE ON THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE PROXY STATEMENT (NON-BINDING ADVISORY VOTE) |
Management | 1 Year | For | |||||||||
| 5. | TO APPROVE THE AMENDED AND RESTATED EQUITY INCENTIVE COMPENSATION PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES AND TO EXTEND THE TERM |
Management | Against | Against | |||||||||
| 6. | TO APPROVE THE AMENDED AND RESTATED DIRECTORS' EQUITY CAPITAL ACCUMULATION PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES |
Management | Against | Against | |||||||||
| 7. | SHAREHOLDER PROPOSAL REGARDING A CHANGE IN THE TREATMENT OF ABSTENTIONS FOR PURPOSES OF VOTE-COUNTING |
Shareholder | Against | For | |||||||||
| 8. | SHAREHOLDER PROPOSAL REGARDING A POLICY TO PROHIBIT VESTING OF DEFERRED EQUITY AWARDS FOR SENIOR EXECUTIVES WHO RESIGN TO ENTER GOVERNMENT SERVICE |
Shareholder | Against | For | |||||||||
| MERCK & CO., INC. | |||||||||||||
| Security | 58933Y105 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | MRK | Meeting Date | 23-May-2017 | ||||||||||
| ISIN | US58933Y1055 | Agenda | 934581439 - Management | ||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||
| 1A. | ELECTION OF DIRECTOR: LESLIE A. BRUN | Management | For | For | |||||||||
| 1B. | ELECTION OF DIRECTOR: THOMAS R. CECH | Management | For | For | |||||||||
| 1C. | ELECTION OF DIRECTOR: PAMELA J. CRAIG | Management | For | For | |||||||||
| 1D. | ELECTION OF DIRECTOR: KENNETH C. FRAZIER | Management | For | For | |||||||||
| 1E. | ELECTION OF DIRECTOR: THOMAS H. GLOCER | Management | For | For | |||||||||
| 1F. | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For | |||||||||
| 1G. | ELECTION OF DIRECTOR: JOHN H. NOSEWORTHY | Management | For | For | |||||||||
| 1H. | ELECTION OF DIRECTOR: CARLOS E. REPRESAS | Management | For | For | |||||||||
| 1I. | ELECTION OF DIRECTOR: PAUL B. ROTHMAN | Management | For | For | |||||||||
| 1J. | ELECTION OF DIRECTOR: PATRICIA F. RUSSO | Management | For | For | |||||||||
| 1K. | ELECTION OF DIRECTOR: CRAIG B. THOMPSON | Management | For | For | |||||||||
| 1L. | ELECTION OF DIRECTOR: WENDELL P. WEEKS | Management | For | For | |||||||||
| 1M. | ELECTION OF DIRECTOR: PETER C. WENDELL | Management | For | For | |||||||||
| 2. | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | |||||||||
| 3. | NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | 1 Year | For | |||||||||
| 4. | RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. |
Management | For | For | |||||||||
| 5. | SHAREHOLDER PROPOSAL REQUESTING AN INDEPENDENT BOARD CHAIRMAN. |
Shareholder | Against | For | |||||||||
| 6. | SHAREHOLDER PROPOSAL REQUESTING IMPLEMENTATION OF A SET OF EMPLOYEE PRACTICES IN ISRAEL/PALESTINE. |
Shareholder | Abstain | Against | |||||||||
| 7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CONDUCTING BUSINESS IN CONFLICT- AFFECTED AREAS. |
Shareholder | Abstain | Against | |||||||||
| 8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON BOARD OVERSIGHT OF PRODUCT SAFETY AND QUALITY. |
Shareholder | Against | For | |||||||||
| CME GROUP INC. | |||||||||||||
| Security | 12572Q105 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | CME | Meeting Date | 24-May-2017 | ||||||||||
| ISIN | US12572Q1058 | Agenda | 934588661 - Management | ||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||
| 1A. | ELECTION OF EQUITY DIRECTOR: TERRENCE A. DUFFY |
Management | For | For | |||||||||
| 1B. | ELECTION OF EQUITY DIRECTOR: TIMOTHY S. BITSBERGER |
Management | For | For | |||||||||
| 1C. | ELECTION OF EQUITY DIRECTOR: CHARLES P. CAREY |
Management | For | For | |||||||||
| 1D. | ELECTION OF EQUITY DIRECTOR: DENNIS H. CHOOKASZIAN |
Management | For | For | |||||||||
| 1E. | ELECTION OF EQUITY DIRECTOR: ANA DUTRA | Management | For | For | |||||||||
| 1F. | ELECTION OF EQUITY DIRECTOR: MARTIN J. GEPSMAN |
Management | For | For | |||||||||
| 1G. | ELECTION OF EQUITY DIRECTOR: LARRY G. GERDES |
Management | For | For | |||||||||
| 1H. | ELECTION OF EQUITY DIRECTOR: DANIEL R. GLICKMAN |
Management | For | For | |||||||||
| 1I. | ELECTION OF EQUITY DIRECTOR: LEO MELAMED | Management | For | For | |||||||||
| 1J. | ELECTION OF EQUITY DIRECTOR: ALEX J. POLLOCK | Management | For | For | |||||||||
| 1K. | ELECTION OF EQUITY DIRECTOR: JOHN F. SANDNER |
Management | For | For | |||||||||
| 1L. | ELECTION OF EQUITY DIRECTOR: TERRY L. SAVAGE |
Management | For | For | |||||||||
| 1M. | ELECTION OF EQUITY DIRECTOR: WILLIAM R. SHEPARD |
Management | For | For | |||||||||
| 1N. | ELECTION OF EQUITY DIRECTOR: DENNIS A. SUSKIND |
Management | For | For | |||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. |
Management | For | For | |||||||||
| 3. | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | |||||||||
| 4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | 1 Year | For | |||||||||
| 5. | APPROVAL OF THE AMENDED AND RESTATED CME GROUP INC. INCENTIVE PLAN FOR OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | |||||||||
| 6. | APPROVAL OF THE AMENDED AND RESTATED CME GROUP INC. OMNIBUS STOCK PLAN. |
Management | For | For | |||||||||
| E. I. DU PONT DE NEMOURS AND COMPANY | |||||||||||||
| Security | 263534109 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | DD | Meeting Date | 24-May-2017 | ||||||||||
| ISIN | US2635341090 | Agenda | 934589144 - Management | ||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||
| 1A. | ELECTION OF DIRECTOR: LAMBERTO ANDREOTTI | Management | For | For | |||||||||
| 1B. | ELECTION OF DIRECTOR: EDWARD D. BREEN | Management | For | For | |||||||||
| 1C. | ELECTION OF DIRECTOR: ROBERT A. BROWN | Management | For | For | |||||||||
| 1D. | ELECTION OF DIRECTOR: ALEXANDER M. CUTLER | Management | For | For | |||||||||
| 1E. | ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT | Management | For | For | |||||||||
| 1F. | ELECTION OF DIRECTOR: JAMES L. GALLOGLY | Management | For | For | |||||||||
| 1G. | ELECTION OF DIRECTOR: MARILLYN A. HEWSON | Management | For | For | |||||||||
| 1H. | ELECTION OF DIRECTOR: LOIS D. JULIBER | Management | For | For | |||||||||
| 1I. | ELECTION OF DIRECTOR: LEE M. THOMAS | Management | For | For | |||||||||
| 1J. | ELECTION OF DIRECTOR: PATRICK J. WARD | Management | For | For | |||||||||
| 2. | TO RATIFY APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
Management | For | For | |||||||||
| 3. | TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION |
Management | For | For | |||||||||
| 4. | TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION |
Management | 1 Year | For | |||||||||
| 5. | TO PREPARE A REPORT ON EXECUTIVE COMPENSATION |
Shareholder | Against | For | |||||||||
| 6. | TO PREPARE A REPORT ON ACCIDENT RISK REDUCTION |
Shareholder | Abstain | Against | |||||||||
| PAYPAL HOLDINGS, INC. | |||||||||||||
| Security | 70450Y103 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | PYPL | Meeting Date | 24-May-2017 | ||||||||||
| ISIN | US70450Y1038 | Agenda | 934589512 - Management | ||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||
| 1A. | ELECTION OF DIRECTOR: WENCES CASARES | Management | For | For | |||||||||
| 1B. | ELECTION OF DIRECTOR: JONATHAN CHRISTODORO |
Management | For | For | |||||||||
| 1C. | ELECTION OF DIRECTOR: JOHN J. DONAHOE | Management | For | For | |||||||||
| 1D. | ELECTION OF DIRECTOR: DAVID W. DORMAN | Management | For | For | |||||||||
| 1E. | ELECTION OF DIRECTOR: BELINDA JOHNSON | Management | For | For | |||||||||
| 1F. | ELECTION OF DIRECTOR: GAIL J. MCGOVERN | Management | For | For | |||||||||
| 1G. | ELECTION OF DIRECTOR: DAVID M. MOFFETT | Management | For | For | |||||||||
| 1H. | ELECTION OF DIRECTOR: DANIEL H. SCHULMAN | Management | For | For | |||||||||
| 1I. | ELECTION OF DIRECTOR: FRANK D. YEARY | Management | For | For | |||||||||
| 2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | |||||||||
| 3. | APPROVAL OF AN AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF STOCKHOLDERS WHO MAY, FOR PROXY ACCESS PURPOSES, AGGREGATE THEIR HOLDINGS FROM 15 TO 20. |
Management | For | For | |||||||||
| 4. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITOR FOR 2017. |
Management | For | For | |||||||||
| 5. | STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER WRITTEN CONSENT WITHOUT A MEETING. |
Shareholder | Against | For | |||||||||
| 6. | STOCKHOLDER PROPOSAL REGARDING A SUSTAINABILITY REPORT. |
Shareholder | Abstain | Against | |||||||||
| 7. | STOCKHOLDER PROPOSAL REGARDING A "NET- ZERO" GREENHOUSE GAS EMISSIONS REPORT. |
Shareholder | Abstain | Against | |||||||||
| WILLIS TOWERS WATSON PUBLIC LIMITED CO. | |||||||||||||
| Security | G96629103 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | WLTW | Meeting Date | 13-Jun-2017 | ||||||||||
| ISIN | IE00BDB6Q211 | Agenda | 934607699 - Management | ||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||
| 1A. | ELECTION OF DIRECTOR: ANNA C. CATALANO | Management | For | For | |||||||||
| 1B. | ELECTION OF DIRECTOR: VICTOR F. GANZI | Management | For | For | |||||||||
| 1C. | ELECTION OF DIRECTOR: JOHN J. HALEY | Management | For | For | |||||||||
| 1D. | ELECTION OF DIRECTOR: WENDY E. LANE | Management | For | For | |||||||||
| 1E. | ELECTION OF DIRECTOR: JAMES F. MCCANN | Management | For | For | |||||||||
| 1F. | ELECTION OF DIRECTOR: BRENDAN R. O'NEILL | Management | For | For | |||||||||
| 1G. | ELECTION OF DIRECTOR: JAYMIN PATEL | Management | For | For | |||||||||
| 1H. | ELECTION OF DIRECTOR: LINDA D. RABBITT | Management | For | For | |||||||||
| 1I. | ELECTION OF DIRECTOR: PAUL THOMAS | Management | For | For | |||||||||
| 1J. | ELECTION OF DIRECTOR: JEFFREY W. UBBEN | Management | For | For | |||||||||
| 1K. | ELECTION OF DIRECTOR: WILHELM ZELLER | Management | For | For | |||||||||
| 2. | RATIFY, ON AN ADVISORY BASIS, THE APPOINTMENT OF (I) DELOITTE & TOUCHE LLP TO AUDIT OUR FINANCIAL STATEMENTS AND (II) DELOITTE LLP TO AUDIT OUR IRISH STATUTORY ACCOUNTS, AND AUTHORIZE IN A BINDING VOTE THE BOARD, ACTING THROUGH THE AUDIT & RISK COMMITTEE, TO FIX THE INDEPENDENT AUDITORS' REMUNERATION. |
Management | For | For | |||||||||
| 3. | APPROVE, ON AN ADVISORY BASIS, THE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | |||||||||
| 4. | APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF THE ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | 1 Year | For | |||||||||
| 5. | AMEND THE ARTICLES OF ASSOCIATION TO IMPLEMENT PROXY ACCESS. |
Management | For | For | |||||||||
| 6A. | AMEND THE ARTICLES OF ASSOCIATION TO PROVIDE FOR A PLURALITY VOTING STANDARD IN THE EVENT OF A CONTESTED ELECTION WHEN THE NUMBER OF DIRECTOR NOMINEES EXCEEDS THE NUMBER OF DIRECTORS TO BE ELECTED. |
Management | For | For | |||||||||
| 6B. | AMEND THE ARTICLES OF ASSOCIATION TO GRANT THE BOARD THE SOLE AUTHORITY TO DETERMINE ITS SIZE. |
Management | Against | Against | |||||||||
| 7A. | AMEND THE ARTICLES OF ASSOCIATION TO ENHANCE THE ADVANCE NOTICE PROVISIONS AND MAKE CERTAIN ADMINISTRATIVE AMENDMENTS IN CONNECTION WITH THE COMPANIES ACT 2014. |
Management | Against | Against | |||||||||
| 7B. | AMEND THE MEMORANDUM OF ASSOCIATION TO MAKE CERTAIN ADMINISTRATIVE AMENDMENTS, INCLUDING IN CONNECTION WITH THE COMPANIES ACT 2014. |
Management | For | For | |||||||||
| 8. | RENEW THE BOARD'S EXISTING AUTHORITY TO ISSUE SHARES UNDER IRISH LAW. |
Management | For | For | |||||||||
| 9. | RENEW THE BOARD'S EXISTING AUTHORITY TO OPT OUT OF STATUTORY PRE-EMPTION RIGHTS UNDER IRISH LAW. |
Management | Against | Against | |||||||||
| AMERICAN INTERNATIONAL GROUP, INC. | |||||||||||||
| Security | 026874784 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | AIG | Meeting Date | 28-Jun-2017 | ||||||||||
| ISIN | US0268747849 | Agenda | 934630117 - Management | ||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||
| 1A. | ELECTION OF DIRECTOR: W. DON CORNWELL | Management | For | For | |||||||||
| 1B. | ELECTION OF DIRECTOR: BRIAN DUPERREAULT | Management | For | For | |||||||||
| 1C. | ELECTION OF DIRECTOR: PETER R. FISHER | Management | For | For | |||||||||
| 1D. | ELECTION OF DIRECTOR: JOHN H. FITZPATRICK | Management | For | For | |||||||||
| 1E. | ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN | Management | For | For | |||||||||
| 1F. | ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH | Management | For | For | |||||||||
| 1G. | ELECTION OF DIRECTOR: SAMUEL J. MERKSAMER | Management | For | For | |||||||||
| 1H. | ELECTION OF DIRECTOR: HENRY S. MILLER | Management | For | For | |||||||||
| 1I. | ELECTION OF DIRECTOR: LINDA A. MILLS | Management | For | For | |||||||||
| 1J. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON |
Management | For | For | |||||||||
| 1K. | ELECTION OF DIRECTOR: RONALD A. RITTENMEYER |
Management | For | For | |||||||||
| 1L. | ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND | Management | For | For | |||||||||
| 1M. | ELECTION OF DIRECTOR: THERESA M. STONE | Management | For | For | |||||||||
| 2. | TO VOTE, ON A NON-BINDING ADVISORY BASIS, TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | |||||||||
| 3. | TO ACT UPON A PROPOSAL TO AMEND AND RESTATE AIG'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO RESTRICT CERTAIN TRANSFERS OF AIG COMMON STOCK IN ORDER TO PROTECT AIG'S TAX ATTRIBUTES. |
Management | For | For | |||||||||
| 4. | TO ACT UPON A PROPOSAL TO RATIFY THE AMENDMENT TO EXTEND THE EXPIRATION OF THE AMERICAN INTERNATIONAL GROUP, INC. TAX ASSET PROTECTION PLAN. |
Management | For | For | |||||||||
| 5. | TO ACT UPON A PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS AIG'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. |
Management | For | For | |||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant The Gabelli Dividend Growth Fund
By (Signature and Title)* /s/ Bruce N. Alpert _______
Bruce N. Alpert, Principal Executive Officer
Date 8/18/17
*Print the name and title of each signing officer under his or her signature.