UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-09377
The Gabelli Dividend
Growth Fund
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York
10580-1422
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York
10580-1422
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2015 – June 30, 2016
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2015 TO JUNE 30, 2016
| ProxyEdge | Report Date: 07/01/2016 |
| Meeting Date Range: 07/01/2015 - 06/30/2016 | |
| The Gabelli Dividend Growth Fund |
| Investment Company Report | ||||||||||||
| CISCO SYSTEMS, INC. | ||||||||||||
| Security | 17275R102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CSCO | Meeting Date | 19-Nov-2015 | |||||||||
| ISIN | US17275R1023 | Agenda | 934284592 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: CAROL A. BARTZ | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: JOHN T. CHAMBERS | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: BRIAN L. HALLA | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: DR. KRISTINA M. JOHNSON |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: CHARLES H. ROBBINS | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: ARUN SARIN | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: STEVEN M. WEST | Management | For | For | ||||||||
| 2. | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 3. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016. |
Management | For | For | ||||||||
| 4. | APPROVAL TO REQUEST THE BOARD MAKE EFFORTS TO IMPLEMENT A SET OF PRINCIPLES CALLED THE "HOLY LAND PRINCIPLES" APPLICABLE TO CORPORATIONS DOING BUSINESS IN PALESTINE-ISRAEL. |
Shareholder | Against | For | ||||||||
| 5. | APPROVAL TO REQUEST THE BOARD TO ADOPT, AND PRESENT FOR SHAREHOLDER APPROVAL, A "PROXY ACCESS" BYLAW AMENDMENT. |
Shareholder | Against | For | ||||||||
| MICROSOFT CORPORATION | ||||||||||||
| Security | 594918104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MSFT | Meeting Date | 02-Dec-2015 | |||||||||
| ISIN | US5949181045 | Agenda | 934290329 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: TERI L. LIST-STOLL | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: G. MASON MORFIT | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: SATYA NADELLA | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: SANDRA E. PETERSON | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: CHARLES W. SCHARF | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: JOHN W. STANTON | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: JOHN W. THOMPSON | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: PADMASREE WARRIOR | Management | For | For | ||||||||
| 2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | ||||||||
| 3. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2016 |
Management | For | For | ||||||||
| MEDTRONIC PLC | ||||||||||||
| Security | G5960L103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MDT | Meeting Date | 11-Dec-2015 | |||||||||
| ISIN | IE00BTN1Y115 | Agenda | 934292436 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: RICHARD H. ANDERSON | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: CRAIG ARNOLD | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: SCOTT C. DONNELLY | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: RANDALL HOGAN III | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: OMAR ISHRAK | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: SHIRLEY A. JACKSON, PH.D. |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: MICHAEL O. LEAVITT | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: JAMES T. LENEHAN | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: ELIZABETH NABEL, M.D. | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: DENISE M. O'LEARY | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: KENDALL J. POWELL | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: ROBERT C. POZEN | Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR: PREETHA REDDY | Management | For | For | ||||||||
| 2. | TO RATIFY THE RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC'S INDEPENDENT AUDITOR FOR FISCAL YEAR 2016 AND AUTHORIZE THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT COMMITTEE, TO SET ITS REMUNERATION. |
Management | For | For | ||||||||
| 3. | TO APPROVE IN A NON-BINDING ADVISORY VOTE, NAMED EXECUTIVE OFFICER COMPENSATION (A "SAY-ON-PAY" VOTE). |
Management | For | For | ||||||||
| 4. | TO APPROVE, IN A NON-BINDING ADVISORY VOTE, THE FREQUENCY OF SAY-ON-PAY VOTES. |
Management | 1 Year | For | ||||||||
| APPLE INC. | ||||||||||||
| Security | 037833100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AAPL | Meeting Date | 26-Feb-2016 | |||||||||
| ISIN | US0378331005 | Agenda | 934319016 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: JAMES BELL | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: TIM COOK | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: AL GORE | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: BOB IGER | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: ART LEVINSON | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: RON SUGAR | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: SUE WAGNER | Management | For | For | ||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS APPLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 |
Management | For | For | ||||||||
| 3. | AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION |
Management | For | For | ||||||||
| 4. | APPROVAL OF THE AMENDED AND RESTATED APPLE INC. 2014 EMPLOYEE STOCK PLAN |
Management | For | For | ||||||||
| 5. | A SHAREHOLDER PROPOSAL ENTITLED "NET-ZERO GREENHOUSE GAS EMISSIONS BY 2030" |
Shareholder | Against | For | ||||||||
| 6. | A SHAREHOLDER PROPOSAL REGARDING DIVERSITY AMONG OUR SENIOR MANAGEMENT AND BOARD OF DIRECTORS |
Shareholder | Against | For | ||||||||
| 7. | A SHAREHOLDER PROPOSAL ENTITLED "HUMAN RIGHTS REVIEW - HIGH RISK REGIONS" |
Shareholder | Against | For | ||||||||
| 8. | A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY ACCESS" |
Shareholder | Against | For | ||||||||
| THE WALT DISNEY COMPANY | ||||||||||||
| Security | 254687106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DIS | Meeting Date | 03-Mar-2016 | |||||||||
| ISIN | US2546871060 | Agenda | 934321352 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: SUSAN E. ARNOLD | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: JOHN S. CHEN | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: JACK DORSEY | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: ROBERT A. IGER | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO |
Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: FRED H. LANGHAMMER | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: AYLWIN B. LEWIS | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: MARK G. PARKER | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: SHERYL K. SANDBERG | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: ORIN C. SMITH | Management | For | For | ||||||||
| 2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS FOR 2016. |
Management | For | For | ||||||||
| 3. | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | TO APPROVE THE AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION. |
Management | For | For | ||||||||
| 5. | TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO SIMPLE MAJORITY VOTE. |
Shareholder | Against | For | ||||||||
| 6. | TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO LOBBYING DISCLOSURE. |
Shareholder | Against | For | ||||||||
| MALLINCKRODT PLC | ||||||||||||
| Security | G5785G107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MNK | Meeting Date | 16-Mar-2016 | |||||||||
| ISIN | IE00BBGT3753 | Agenda | 934321465 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: MELVIN D. BOOTH | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: DAVID R. CARLUCCI | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: J. MARTIN CARROLL | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: DIANE H. GULYAS | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: NANCY S. LURKER | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: JOANN A. REED | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: ANGUS C. RUSSELL | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: VIRGIL D. THOMPSON | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: MARK C. TRUDEAU | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: KNEELAND C. YOUNGBLOOD, M.D. |
Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO | Management | For | For | ||||||||
| 2. | APPROVE, IN A NON-BINDING VOTE, THE RE- APPOINTMENT OF THE INDEPENDENT AUDITORS AND TO AUTHORIZE, IN A BINDING VOTE, THE AUDIT COMMITTEE TO SET THE AUDITORS' REMUNERATION. |
Management | For | For | ||||||||
| 3. | APPROVE, IN A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 4. | APPROVE THE MALLINCKRODT PHARMACEUTICALS 2016 EMPLOYEE STOCK PURCHASE PLAN. |
Management | For | For | ||||||||
| 5. | AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY TO MAKE MARKET PURCHASES OR OVERSEAS MARKET PURCHASES OF COMPANY SHARES. |
Management | For | For | ||||||||
| 6. | AUTHORIZE THE PRICE RANGE AT WHICH THE COMPANY CAN RE-ALLOT SHARES IT HOLDS AS TREASURY SHARES (SPECIAL RESOLUTION). |
Management | For | For | ||||||||
| H.B. FULLER COMPANY | ||||||||||||
| Security | 359694106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FUL | Meeting Date | 07-Apr-2016 | |||||||||
| ISIN | US3596941068 | Agenda | 934330604 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | DANTE C. PARRINI | For | For | |||||||||
| 2 | JOHN C. VAN RODEN, JR. | For | For | |||||||||
| 3 | JAMES J. OWENS | For | For | |||||||||
| 2. | A NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS DISCLOSED IN THE PROXY STATEMENT. |
Management | For | For | ||||||||
| 3. | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 3, 2016. |
Management | For | For | ||||||||
| 4. | THE APPROVAL OF THE H.B. FULLER COMPANY 2016 MASTER INCENTIVE PLAN. |
Management | Against | Against | ||||||||
| WADDELL & REED FINANCIAL, INC. | ||||||||||||
| Security | 930059100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WDR | Meeting Date | 13-Apr-2016 | |||||||||
| ISIN | US9300591008 | Agenda | 934336694 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | HENRY J. HERRMANN | For | For | |||||||||
| 2 | JAMES M. RAINES | For | For | |||||||||
| 2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||
| 3. | APPROVE THE WADDELL & REED FINANCIAL, INC. 1998 STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED. |
Management | Against | Against | ||||||||
| 4. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2016. |
Management | For | For | ||||||||
| U.S. BANCORP | ||||||||||||
| Security | 902973304 | Meeting Type | Annual | |||||||||
| Ticker Symbol | USB | Meeting Date | 19-Apr-2016 | |||||||||
| ISIN | US9029733048 | Agenda | 934335844 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A | ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. | Management | For | For | ||||||||
| 1B | ELECTION OF DIRECTOR: WARNER L. BAXTER | Management | For | For | ||||||||
| 1C | ELECTION OF DIRECTOR: MARC N. CASPER | Management | For | For | ||||||||
| 1D | ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. | Management | For | For | ||||||||
| 1E | ELECTION OF DIRECTOR: RICHARD K. DAVIS | Management | For | For | ||||||||
| 1F | ELECTION OF DIRECTOR: KIMBERLY J. HARRIS | Management | For | For | ||||||||
| 1G | ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ | Management | For | For | ||||||||
| 1H | ELECTION OF DIRECTOR: DOREEN WOO HO | Management | For | For | ||||||||
| 1I | ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY | Management | For | For | ||||||||
| 1J | ELECTION OF DIRECTOR: KAREN S. LYNCH | Management | For | For | ||||||||
| 1K | ELECTION OF DIRECTOR: DAVID B. O'MALEY | Management | For | For | ||||||||
| 1L | ELECTION OF DIRECTOR: O'DELL M. OWENS, M.D., M.P.H. |
Management | For | For | ||||||||
| 1M | ELECTION OF DIRECTOR: CRAIG D. SCHNUCK | Management | For | For | ||||||||
| 1N | ELECTION OF DIRECTOR: SCOTT W. WINE | Management | For | For | ||||||||
| 2 | THE RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITOR FOR THE 2016 FISCAL YEAR. |
Management | For | For | ||||||||
| 3 | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR EXECUTIVES DISCLOSED IN THE PROXY STATEMENT. |
Management | For | For | ||||||||
| 4 | SHAREHOLDER PROPOSAL: A SHAREHOLDER PROPOSAL SEEKING THE ADOPTION OF A POLICY REQUIRING THAT THE CHAIRMAN OF THE BOARD BE AN INDEPENDENT DIRECTOR. |
Shareholder | Against | For | ||||||||
| 5 | SHAREHOLDER PROPOSAL: A SHAREHOLDER PROPOSAL SEEKING THE ADOPTION OF A POLICY REQUIRING SENIOR EXECUTIVES TO RETAIN A SIGNIFICANT PERCENTAGE OF SHARES ACQUIRED AS EQUITY COMPENSATION. |
Shareholder | Against | For | ||||||||
| HONEYWELL INTERNATIONAL INC. | ||||||||||||
| Security | 438516106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HON | Meeting Date | 25-Apr-2016 | |||||||||
| ISIN | US4385161066 | Agenda | 934338840 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: WILLIAM S. AYER | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: KEVIN BURKE | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: JAIME CHICO PARDO | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: DAVID M. COTE | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: LINNET F. DEILY | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: JUDD GREGG | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: CLIVE HOLLICK | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: GRACE D. LIEBLEIN | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: GEORGE PAZ | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: BRADLEY T. SHEARES | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: ROBIN L. WASHINGTON | Management | For | For | ||||||||
| 2. | APPROVAL OF INDEPENDENT ACCOUNTANTS. | Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | 2016 STOCK INCENTIVE PLAN OF HONEYWELL INTERNATIONAL INC. AND ITS AFFILIATES. |
Management | For | For | ||||||||
| 5. | 2016 STOCK PLAN FOR NON-EMPLOYEE DIRECTORS OF HONEYWELL INTERNATIONAL INC. |
Management | For | For | ||||||||
| 6. | INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For | ||||||||
| 7. | RIGHT TO ACT BY WRITTEN CONSENT. | Shareholder | Against | For | ||||||||
| 8. | POLITICAL LOBBYING AND CONTRIBUTIONS. | Shareholder | Against | For | ||||||||
| CITIGROUP INC. | ||||||||||||
| Security | 172967424 | Meeting Type | Annual | |||||||||
| Ticker Symbol | C | Meeting Date | 26-Apr-2016 | |||||||||
| ISIN | US1729674242 | Agenda | 934339183 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: MICHAEL L. CORBAT | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: ELLEN M. COSTELLO | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: DUNCAN P. HENNES | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: PETER B. HENRY | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: FRANZ B. HUMER | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: RENEE J. JAMES | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: EUGENE M. MCQUADE | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: MICHAEL E. O'NEILL | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: GARY M. REINER | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: JUDITH RODIN | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO |
Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: JOAN E. SPERO | Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR: DIANA L. TAYLOR | Management | For | For | ||||||||
| 1N. | ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. |
Management | For | For | ||||||||
| 1O. | ELECTION OF DIRECTOR: JAMES S. TURLEY | Management | For | For | ||||||||
| 1P. | ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE DE LEON |
Management | For | For | ||||||||
| 2. | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. |
Management | For | For | ||||||||
| 3. | ADVISORY APPROVAL OF CITI'S 2015 EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | APPROVAL OF AN AMENDMENT TO THE CITIGROUP 2014 STOCK INCENTIVE PLAN AUTHORIZING ADDITIONAL SHARES. |
Management | For | For | ||||||||
| 5. | APPROVAL OF THE AMENDED AND RESTATED 2011 CITIGROUP EXECUTIVE PERFORMANCE PLAN. |
Management | For | For | ||||||||
| 6. | STOCKHOLDER PROPOSAL REQUESTING A REPORT DEMONSTRATING THE COMPANY DOES NOT HAVE A GENDER PAY GAP. |
Shareholder | Against | For | ||||||||
| 7. | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON LOBBYING AND GRASSROOTS LOBBYING CONTRIBUTIONS. |
Shareholder | Against | For | ||||||||
| 8. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD APPOINT A STOCKHOLDER VALUE COMMITTEE. |
Shareholder | Against | For | ||||||||
| 9. | STOCKHOLDER PROPOSAL REQUESTING AN AMENDMENT TO THE GENERAL CLAWBACK POLICY. |
Shareholder | Against | For | ||||||||
| 10. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD ADOPT A POLICY PROHIBITING THE VESTING OF EQUITY-BASED AWARDS FOR SENIOR EXECUTIVES DUE TO A VOLUNTARY RESIGNATION TO ENTER GOVERNMENT SERVICE. |
Shareholder | Against | For | ||||||||
| BARRICK GOLD CORPORATION | ||||||||||||
| Security | 067901108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ABX | Meeting Date | 26-Apr-2016 | |||||||||
| ISIN | CA0679011084 | Agenda | 934354325 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 01 | DIRECTOR | Management | ||||||||||
| 1 | G.A. CISNEROS | For | For | |||||||||
| 2 | G.G. CLOW | For | For | |||||||||
| 3 | G.A. DOER | For | For | |||||||||
| 4 | J.M. EVANS | For | For | |||||||||
| 5 | K.P.M. DUSHNISKY | For | For | |||||||||
| 6 | B.L. GREENSPUN | For | For | |||||||||
| 7 | J.B. HARVEY | For | For | |||||||||
| 8 | N.H.O. LOCKHART | For | For | |||||||||
| 9 | D.F. MOYO | For | For | |||||||||
| 10 | A. MUNK | For | For | |||||||||
| 11 | J.R.S. PRICHARD | For | For | |||||||||
| 12 | S.J. SHAPIRO | For | For | |||||||||
| 13 | J.L. THORNTON | For | For | |||||||||
| 14 | E.L. THRASHER | For | For | |||||||||
| 02 | RESOLUTION APPROVING THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE AUDITOR OF BARRICK AND AUTHORIZING THE DIRECTORS TO FIX ITS REMUNERATION |
Management | For | For | ||||||||
| 03 | ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION APPROACH. |
Management | For | For | ||||||||
| GENERAL ELECTRIC COMPANY | ||||||||||||
| Security | 369604103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GE | Meeting Date | 27-Apr-2016 | |||||||||
| ISIN | US3696041033 | Agenda | 934341532 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| A1 | ELECTION OF DIRECTOR: SEBASTIEN M. BAZIN | Management | For | For | ||||||||
| A2 | ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE | Management | For | For | ||||||||
| A3 | ELECTION OF DIRECTOR: JOHN J. BRENNAN | Management | For | For | ||||||||
| A4 | ELECTION OF DIRECTOR: FRANCISCO D'SOUZA | Management | For | For | ||||||||
| A5 | ELECTION OF DIRECTOR: MARIJN E. DEKKERS | Management | For | For | ||||||||
| A6 | ELECTION OF DIRECTOR: PETER B. HENRY | Management | For | For | ||||||||
| A7 | ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD | Management | For | For | ||||||||
| A8 | ELECTION OF DIRECTOR: JEFFREY R. IMMELT | Management | For | For | ||||||||
| A9 | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | For | ||||||||
| A10 | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | For | For | ||||||||
| A11 | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For | ||||||||
| A12 | ELECTION OF DIRECTOR: LOWELL C. MCADAM | Management | For | For | ||||||||
| A13 | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | For | For | ||||||||
| A14 | ELECTION OF DIRECTOR: JAMES E. ROHR | Management | For | For | ||||||||
| A15 | ELECTION OF DIRECTOR: MARY L. SCHAPIRO | Management | For | For | ||||||||
| A16 | ELECTION OF DIRECTOR: JAMES S. TISCH | Management | For | For | ||||||||
| B1 | ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' COMPENSATION |
Management | For | For | ||||||||
| B2 | RATIFICATION OF KPMG AS INDEPENDENT AUDITOR FOR 2016 |
Management | For | For | ||||||||
| C1 | LOBBYING REPORT | Shareholder | Against | For | ||||||||
| C2 | INDEPENDENT CHAIR | Shareholder | Against | For | ||||||||
| C3 | HOLY LAND PRINCIPLES | Shareholder | Against | For | ||||||||
| C4 | CUMULATIVE VOTING | Shareholder | Against | For | ||||||||
| C5 | PERFORMANCE-BASED OPTIONS | Shareholder | Against | For | ||||||||
| C6 | HUMAN RIGHTS REPORT | Shareholder | Against | For | ||||||||
| E. I. DU PONT DE NEMOURS AND COMPANY | ||||||||||||
| Security | 263534109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DD | Meeting Date | 27-Apr-2016 | |||||||||
| ISIN | US2635341090 | Agenda | 934345833 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: LAMBERTO ANDREOTTI | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: EDWARD D. BREEN | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: ROBERT A. BROWN | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: ALEXANDER M. CUTLER | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: JAMES L. GALLOGLY | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: MARILLYN A. HEWSON | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: LOIS D. JULIBER | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: ULF M. SCHNEIDER | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: LEE M. THOMAS | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: PATRICK J. WARD | Management | For | For | ||||||||
| 2. | TO APPROVE AN AMENDMENT TO, AND PERFORMANCE GOALS UNDER, THE E. I. DU PONT DE NEMOURS AND COMPANY EQUITY AND INCENTIVE PLAN |
Management | For | For | ||||||||
| 3. | ON RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTING FIRM |
Management | For | For | ||||||||
| 4. | TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION |
Management | For | For | ||||||||
| 5. | ON EMPLOYEE BOARD ADVISORY POSITION | Shareholder | Against | For | ||||||||
| 6. | ON SUPPLY CHAIN DEFORESTATION IMPACT | Shareholder | Against | For | ||||||||
| 7. | ON ACCIDENT RISK REDUCTION REPORT | Shareholder | Against | For | ||||||||
| JOHNSON & JOHNSON | ||||||||||||
| Security | 478160104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | JNJ | Meeting Date | 28-Apr-2016 | |||||||||
| ISIN | US4781601046 | Agenda | 934340984 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: MARY C. BECKERLE | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: IAN E.L. DAVIS | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: ALEX GORSKY | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: SUSAN L. LINDQUIST | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: MARK B. MCCLELLAN | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: CHARLES PRINCE | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: A. EUGENE WASHINGTON | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | For | For | ||||||||
| 2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
Management | For | For | ||||||||
| 3. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 |
Management | For | For | ||||||||
| 4. | SHAREHOLDER PROPOSAL - POLICY FOR SHARE REPURCHASE PREFERENCE |
Shareholder | Against | For | ||||||||
| 5. | SHAREHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN |
Shareholder | Against | For | ||||||||
| 6. | SHAREHOLDER PROPOSAL - REPORT ON LOBBYING DISCLOSURE |
Shareholder | Against | For | ||||||||
| 7. | SHAREHOLDER PROPOSAL - TAKE-BACK PROGRAMS FOR UNUSED MEDICINES |
Shareholder | Against | For | ||||||||
| PFIZER INC. | ||||||||||||
| Security | 717081103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PFE | Meeting Date | 28-Apr-2016 | |||||||||
| ISIN | US7170811035 | Agenda | 934341203 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: DENNIS A. AUSIELLO | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: W. DON CORNWELL | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: JOSEPH J. ECHEVARRIA | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: FRANCES D. FERGUSSON | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: HELEN H. HOBBS | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: JAMES M. KILTS | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: SHANTANU NARAYEN | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: IAN C. READ | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: JAMES C. SMITH | Management | For | For | ||||||||
| 2. | RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 |
Management | For | For | ||||||||
| 3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION |
Management | For | For | ||||||||
| 4. | SHAREHOLDER PROPOSAL REGARDING REPORT ON LOBBYING ACTIVITIES |
Shareholder | Against | For | ||||||||
| 5. | SHAREHOLDER PROPOSAL REGARDING POLICY ON DIRECTOR ELECTIONS |
Shareholder | Against | For | ||||||||
| 6. | SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT |
Shareholder | Against | For | ||||||||
| 7. | SHAREHOLDER PROPOSAL REGARDING CERTAIN TAXABLE EVENTS |
Shareholder | Against | For | ||||||||
| ELI LILLY AND COMPANY | ||||||||||||
| Security | 532457108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LLY | Meeting Date | 02-May-2016 | |||||||||
| ISIN | US5324571083 | Agenda | 934336505 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR, FOR A THREE-YEAR TERM: R. ALVAREZ |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR, FOR A THREE-YEAR TERM: R.D. HOOVER |
Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR, FOR A THREE-YEAR TERM: J.R. LUCIANO |
Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR, FOR A THREE-YEAR TERM: F.G. PRENDERGAST |
Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR, FOR A THREE-YEAR TERM: K.P. SEIFERT |
Management | For | For | ||||||||
| 2. | APPROVE ADVISORY VOTE ON COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 3. | RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITOR FOR 2016. |
Management | For | For | ||||||||
| 4. | CONSIDERATION OF A SHAREHOLDER PROPOSAL SEEKING A REPORT REGARDING HOW WE SELECT THE COUNTRIES IN WHICH WE OPERATE OR INVEST. |
Shareholder | Against | For | ||||||||
| AMERICAN EXPRESS COMPANY | ||||||||||||
| Security | 025816109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AXP | Meeting Date | 02-May-2016 | |||||||||
| ISIN | US0258161092 | Agenda | 934348966 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR PROPOSED BY OUR BOARD OF DIRECTORS FOR A TERM OF ONE YEAR: CHARLENE BARSHEFSKY |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR PROPOSED BY OUR BOARD OF DIRECTORS FOR A TERM OF ONE YEAR: URSULA M. BURNS |
Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR PROPOSED BY OUR BOARD OF DIRECTORS FOR A TERM OF ONE YEAR: KENNETH I. CHENAULT |
Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR PROPOSED BY OUR BOARD OF DIRECTORS FOR A TERM OF ONE YEAR: PETER CHERNIN |
Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR PROPOSED BY OUR BOARD OF DIRECTORS FOR A TERM OF ONE YEAR: RALPH DE LA VEGA |
Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR PROPOSED BY OUR BOARD OF DIRECTORS FOR A TERM OF ONE YEAR: ANNE L. LAUVERGEON |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR PROPOSED BY OUR BOARD OF DIRECTORS FOR A TERM OF ONE YEAR: MICHAEL O. LEAVITT |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR PROPOSED BY OUR BOARD OF DIRECTORS FOR A TERM OF ONE YEAR: THEODORE J. LEONSIS |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR PROPOSED BY OUR BOARD OF DIRECTORS FOR A TERM OF ONE YEAR: RICHARD C. LEVIN |
Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR PROPOSED BY OUR BOARD OF DIRECTORS FOR A TERM OF ONE YEAR: SAMUEL J. PALMISANO |
Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR PROPOSED BY OUR BOARD OF DIRECTORS FOR A TERM OF ONE YEAR: DANIEL L. VASELLA |
Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR PROPOSED BY OUR BOARD OF DIRECTORS FOR A TERM OF ONE YEAR: ROBERT D. WALTER |
Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR PROPOSED BY OUR BOARD OF DIRECTORS FOR A TERM OF ONE YEAR: RONALD A. WILLIAMS |
Management | For | For | ||||||||
| 2. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. |
Management | For | For | ||||||||
| 3. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | APPROVAL OF THE AMERICAN EXPRESS COMPANY 2016 INCENTIVE COMPENSATION PLAN. |
Management | For | For | ||||||||
| 5. | SHAREHOLDER PROPOSAL RELATING TO ANNUAL DISCLOSURE OF EEO-1 DATA. |
Shareholder | Against | For | ||||||||
| 6. | SHAREHOLDER PROPOSAL RELATING TO REPORT ON PRIVACY, DATA SECURITY AND GOVERNMENT REQUESTS. |
Shareholder | Against | For | ||||||||
| 7. | SHAREHOLDER PROPOSAL RELATING TO ACTION BY WRITTEN CONSENT. |
Shareholder | Against | For | ||||||||
| 8. | SHAREHOLDER PROPOSAL RELATING TO LOBBYING DISCLOSURE. |
Shareholder | Against | For | ||||||||
| 9. | SHAREHOLDER PROPOSAL RELATING TO INDEPENDENT BOARD CHAIRMAN. |
Shareholder | Against | For | ||||||||
| BAXTER INTERNATIONAL INC. | ||||||||||||
| Security | 071813109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BAX | Meeting Date | 03-May-2016 | |||||||||
| ISIN | US0718131099 | Agenda | 934348485 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: THOMAS F. CHEN | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: JOHN D. FORSYTH | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: MICHAEL F. MAHONEY | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: CAROLE J. SHAPAZIAN | Management | For | For | ||||||||
| 2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
Management | For | For | ||||||||
| 3. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
Management | For | For | ||||||||
| 4. | PROPOSED CHARTER AMENDMENT TO DECLASSIFY BOARD |
Management | For | For | ||||||||
| 5. | STOCKHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN |
Shareholder | Against | For | ||||||||
| BRISTOL-MYERS SQUIBB COMPANY | ||||||||||||
| Security | 110122108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BMY | Meeting Date | 03-May-2016 | |||||||||
| ISIN | US1101221083 | Agenda | 934349110 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: L. ANDREOTTI | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: P.J. ARDUINI | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: G. CAFORIO, M.D. | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: M. GROBSTEIN | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: A.J. LACY | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: T.J. LYNCH, JR., M.D. | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: D.C. PALIWAL | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: V.L. SATO, PH.D. | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: G.L. STORCH | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: T.D. WEST, JR. | Management | For | For | ||||||||
| 2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS |
Management | For | For | ||||||||
| 3. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
Management | For | For | ||||||||
| 4. | SPECIAL SHAREOWNER MEETINGS | Shareholder | Against | For | ||||||||
| PEPSICO, INC. | ||||||||||||
| Security | 713448108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PEP | Meeting Date | 04-May-2016 | |||||||||
| ISIN | US7134481081 | Agenda | 934349261 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: SHONA L. BROWN | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: GEORGE W. BUCKLEY | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: CESAR CONDE | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: IAN M. COOK | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: RONA A. FAIRHEAD | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: RICHARD W. FISHER | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: WILLIAM R. JOHNSON | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: INDRA K. NOOYI | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: DAVID C. PAGE | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: ROBERT C. POHLAD | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: LLOYD G. TROTTER | Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR: DANIEL VASELLA | Management | For | For | ||||||||
| 1N. | ELECTION OF DIRECTOR: ALBERTO WEISSER | Management | For | For | ||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016. |
Management | For | For | ||||||||
| 3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | APPROVAL OF THE RENEWAL AND AMENDMENT OF THE PEPSICO, INC. LONG-TERM INCENTIVE PLAN. |
Management | For | For | ||||||||
| 5. | ESTABLISH BOARD COMMITTEE ON SUSTAINABILITY. |
Shareholder | Against | For | ||||||||
| 6. | REPORT ON MINIMIZING IMPACTS OF NEONICS. | Shareholder | Against | For | ||||||||
| 7. | POLICY REGARDING HOLY LAND PRINCIPLES. | Shareholder | Against | For | ||||||||
| 8. | ADOPT QUANTITATIVE RENEWABLE ENERGY TARGETS. |
Shareholder | Against | For | ||||||||
| VERIZON COMMUNICATIONS INC. | ||||||||||||
| Security | 92343V104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | VZ | Meeting Date | 05-May-2016 | |||||||||
| ISIN | US92343V1044 | Agenda | 934342712 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: MARK T. BERTOLINI | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: RICHARD L. CARRION | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: MELANIE L. HEALEY | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: M. FRANCES KEETH | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: KARL-LUDWIG KLEY | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: LOWELL C. MCADAM | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: DONALD T. NICOLAISEN | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: CLARENCE OTIS, JR. | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: RODNEY E. SLATER | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: KATHRYN A. TESIJA | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: GREGORY D. WASSON | Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR: GREGORY G. WEAVER | Management | For | For | ||||||||
| 2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
Management | For | For | ||||||||
| 4. | RENEWABLE ENERGY TARGETS | Shareholder | Against | For | ||||||||
| 5. | INDIRECT POLITICAL SPENDING REPORT | Shareholder | Against | For | ||||||||
| 6. | LOBBYING ACTIVITIES REPORT | Shareholder | Against | For | ||||||||
| 7. | INDEPENDENT CHAIR POLICY | Shareholder | Against | For | ||||||||
| 8. | SEVERANCE APPROVAL POLICY | Shareholder | Against | For | ||||||||
| 9. | STOCK RETENTION POLICY | Shareholder | Against | For | ||||||||
| INTERNATIONAL PAPER COMPANY | ||||||||||||
| Security | 460146103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | IP | Meeting Date | 09-May-2016 | |||||||||
| ISIN | US4601461035 | Agenda | 934381372 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: DAVID J. BRONCZEK | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: WILLIAM J. BURNS | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: AHMET C. DORDUNCU | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: ILENE S. GORDON | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: JAY L. JOHNSON | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: STACEY J. MOBLEY | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: JOAN E. SPERO | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: MARK S. SUTTON | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: JOHN L. TOWNSEND, III | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: WILLIAM G. WALTER | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: J. STEVEN WHISLER | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: RAY G. YOUNG | Management | For | For | ||||||||
| 2. | RATIFICATION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 |
Management | For | For | ||||||||
| 3. | A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED UNDER THE HEADING "COMPENSATION DISCUSSION & ANALYSIS" |
Management | For | For | ||||||||
| CONOCOPHILLIPS | ||||||||||||
| Security | 20825C104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | COP | Meeting Date | 10-May-2016 | |||||||||
| ISIN | US20825C1045 | Agenda | 934347039 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: RICHARD L. ARMITAGE | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: CHARLES E. BUNCH | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: JOHN V. FARACI | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: JODY L. FREEMAN | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: GAY HUEY EVANS | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: RYAN M. LANCE | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: ARJUN N. MURTI | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: ROBERT A. NIBLOCK | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: HARALD J. NORVIK | Management | For | For | ||||||||
| 2. | PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS CONOCOPHILLIPS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. |
Management | For | For | ||||||||
| 3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | REPORT ON LOBBYING EXPENDITURES. | Shareholder | Against | For | ||||||||
| 5. | PARTIAL DEFERRAL OF ANNUAL BONUS BASED ON RESERVES METRICS. |
Shareholder | Against | For | ||||||||
| GILEAD SCIENCES, INC. | ||||||||||||
| Security | 375558103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GILD | Meeting Date | 11-May-2016 | |||||||||
| ISIN | US3755581036 | Agenda | 934355567 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: JOHN F. COGAN, PH.D. | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: KEVIN E. LOFTON | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: JOHN W. MADIGAN | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: JOHN C. MARTIN, PH.D. | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: JOHN F. MILLIGAN, PH.D. | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: NICHOLAS G. MOORE | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: RICHARD J. WHITLEY, M.D. |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: GAYLE E. WILSON | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: PER WOLD-OLSEN | Management | For | For | ||||||||
| 2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. |
Management | For | For | ||||||||
| 3. | TO APPROVE THE AMENDED AND RESTATED GILEAD SCIENCES, INC. CODE SECTION 162(M) BONUS PLAN. |
Management | For | For | ||||||||
| 4. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT. |
Management | For | For | ||||||||
| 5. | TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE BOARD TAKE STEPS TO PERMIT STOCKHOLDER ACTION BY WRITTEN CONSENT. |
Shareholder | Against | For | ||||||||
| AMERICAN INTERNATIONAL GROUP, INC. | ||||||||||||
| Security | 026874784 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AIG | Meeting Date | 11-May-2016 | |||||||||
| ISIN | US0268747849 | Agenda | 934356735 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: W. DON CORNWELL | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: PETER R. FISHER | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: JOHN H. FITZPATRICK | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: PETER D. HANCOCK | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: SAMUEL J. MERKSAMER | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: GEORGE L. MILES, JR. | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: HENRY S. MILLER | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: ROBERT S. MILLER | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: LINDA A. MILLS | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON |
Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR: JOHN A. PAULSON | Management | For | For | ||||||||
| 1N. | ELECTION OF DIRECTOR: RONALD A. RITTENMEYER |
Management | For | For | ||||||||
| 1O. | ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND | Management | For | For | ||||||||
| 1P. | ELECTION OF DIRECTOR: THERESA M. STONE | Management | For | For | ||||||||
| 2. | TO VOTE, ON A NON-BINDING ADVISORY BASIS, TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 3. | TO ACT UPON A PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS AIG'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. |
Management | For | For | ||||||||
| XYLEM INC. | ||||||||||||
| Security | 98419M100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | XYL | Meeting Date | 11-May-2016 | |||||||||
| ISIN | US98419M1009 | Agenda | 934358094 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: CURTIS J. CRAWFORD, PH.D. |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: ROBERT F. FRIEL | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: SURYA N. MOHAPATRA, PH.D. |
Management | For | For | ||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| CONSOL ENERGY INC. | ||||||||||||
| Security | 20854P109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CNX | Meeting Date | 11-May-2016 | |||||||||
| ISIN | US20854P1093 | Agenda | 934368843 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | NICHOLAS J. DEIULIIS | For | For | |||||||||
| 2 | ALVIN R. CARPENTER | For | For | |||||||||
| 3 | WILLIAM E. DAVIS | For | For | |||||||||
| 4 | MAUREEN E. LALLY-GREEN | For | For | |||||||||
| 5 | GREGORY A. LANHAM | For | For | |||||||||
| 6 | BERNARD LANIGAN, JR. | For | For | |||||||||
| 7 | JOHN T. MILLS | For | For | |||||||||
| 8 | JOSEPH P. PLATT | For | For | |||||||||
| 9 | WILLIAM P. POWELL | For | For | |||||||||
| 10 | EDWIN S. ROBERSON | For | For | |||||||||
| 11 | WILLIAM N. THORNDIKE JR | For | For | |||||||||
| 2. | RATIFICATION OF ANTICIPATED SELECTION OF INDEPENDENT AUDITOR: ERNST & YOUNG LLP. |
Management | For | For | ||||||||
| 3. | APPROVAL OF COMPENSATION PAID IN 2015 TO CONSOL ENERGY INC.'S NAMED EXECUTIVES. |
Management | For | For | ||||||||
| 4. | ADOPT THE AMENDED AND RESTATED CONSOL ENERGY INC. EQUITY INCENTIVE PLAN. |
Management | For | For | ||||||||
| 5. | A SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS. |
Shareholder | Against | For | ||||||||
| 6. | A SHAREHOLDER PROPOSAL REGARDING LOBBYING ACTIVITIES. |
Shareholder | Against | For | ||||||||
| APACHE CORPORATION | ||||||||||||
| Security | 037411105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | APA | Meeting Date | 12-May-2016 | |||||||||
| ISIN | US0374111054 | Agenda | 934348562 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | ELECTION OF DIRECTOR: ANNELL R. BAY | Management | For | For | ||||||||
| 2. | ELECTION OF DIRECTOR: JOHN J. CHRISTMANN IV | Management | For | For | ||||||||
| 3. | ELECTION OF DIRECTOR: CHANSOO JOUNG | Management | For | For | ||||||||
| 4. | ELECTION OF DIRECTOR: WILLIAM C. MONTGOMERY |
Management | For | For | ||||||||
| 5. | RATIFICATION OF ERNST & YOUNG LLP AS APACHE'S INDEPENDENT AUDITORS |
Management | For | For | ||||||||
| 6. | ADVISORY VOTE TO APPROVE COMPENSATION OF APACHE'S NAMED EXECUTIVE OFFICERS |
Management | For | For | ||||||||
| 7. | APPROVAL OF APACHE'S 2016 OMNIBUS COMPENSATION PLAN |
Management | For | For | ||||||||
| ZOETIS INC. | ||||||||||||
| Security | 98978V103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ZTS | Meeting Date | 12-May-2016 | |||||||||
| ISIN | US98978V1035 | Agenda | 934360493 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | ELECTION OF DIRECTOR: JUAN RAMON ALAIX | Management | For | For | ||||||||
| 1.2 | ELECTION OF DIRECTOR: PAUL M. BISARO | Management | For | For | ||||||||
| 1.3 | ELECTION OF DIRECTOR: FRANK A. D'AMELIO | Management | For | For | ||||||||
| 1.4 | ELECTION OF DIRECTOR: MICHAEL B. MCCALLISTER |
Management | For | For | ||||||||
| 2. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 3. | PROPOSAL TO RATIFY KPMG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2016. |
Management | For | For | ||||||||
| THE DOW CHEMICAL COMPANY | ||||||||||||
| Security | 260543103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DOW | Meeting Date | 12-May-2016 | |||||||||
| ISIN | US2605431038 | Agenda | 934362485 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: AJAY BANGA | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: JACQUELINE K. BARTON | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: JAMES A. BELL | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: RICHARD K. DAVIS | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: JEFF M. FETTIG | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: ANDREW N. LIVERIS | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: MARK LOUGHRIDGE | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: RAYMOND J. MILCHOVICH | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: ROBERT S. MILLER | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: PAUL POLMAN | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: DENNIS H. REILLEY | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: JAMES M. RINGLER | Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR: RUTH G. SHAW | Management | For | For | ||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
| 3. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | STOCKHOLDER PROPOSAL TO ADOPT PROXY ACCESS. |
Shareholder | Against | For | ||||||||
| MORGAN STANLEY | ||||||||||||
| Security | 617446448 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MS | Meeting Date | 17-May-2016 | |||||||||
| ISIN | US6174464486 | Agenda | 934366673 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: ERSKINE B. BOWLES | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: ALISTAIR DARLING | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: THOMAS H. GLOCER | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: JAMES P. GORMAN | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: ROBERT H. HERZ | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: NOBUYUKI HIRANO | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: KLAUS KLEINFELD | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: JAMI MISCIK | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: DONALD T. NICOLAISEN | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: HUTHAM S. OLAYAN | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: JAMES W. OWENS | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: RYOSUKE TAMAKOSHI | Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR: PERRY M. TRAQUINA | Management | For | For | ||||||||
| 1N. | ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. | Management | For | For | ||||||||
| 2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR |
Management | For | For | ||||||||
| 3. | TO APPROVE THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE PROXY STATEMENT (NON- BINDING ADVISORY RESOLUTION) |
Management | For | For | ||||||||
| 4. | TO APPROVE THE AMENDMENT OF THE 2007 EQUITY INCENTIVE COMPENSATION PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES AND ADD PERFORMANCE MEASURES FOR CERTAIN AWARDS |
Management | Against | Against | ||||||||
| 5. | SHAREHOLDER PROPOSAL REGARDING A CHANGE IN THE TREATMENT OF ABSTENTIONS FOR PURPOSES OF VOTE-COUNTING |
Shareholder | Against | For | ||||||||
| 6. | SHAREHOLDER PROPOSAL REGARDING A POLICY TO PROHIBIT VESTING OF DEFERRED EQUITY AWARDS FOR SENIOR EXECUTIVES WHO RESIGN TO ENTER GOVERNMENT SERVICE |
Shareholder | Against | For | ||||||||
| JPMORGAN CHASE & CO. | ||||||||||||
| Security | 46625H100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | JPM | Meeting Date | 17-May-2016 | |||||||||
| ISIN | US46625H1005 | Agenda | 934367257 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: LINDA B. BAMMANN | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: JAMES A. BELL | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: STEPHEN B. BURKE | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: JAMES S. CROWN | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: JAMES DIMON | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: MICHAEL A. NEAL | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: LEE R. RAYMOND | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | ||||||||
| 2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION |
Management | For | For | ||||||||
| 3. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
Management | For | For | ||||||||
| 4. | INDEPENDENT BOARD CHAIRMAN - REQUIRE AN INDEPENDENT CHAIR |
Shareholder | Against | For | ||||||||
| 5. | HOW VOTES ARE COUNTED - COUNT VOTES USING ONLY FOR AND AGAINST AND IGNORE ABSTENTIONS |
Shareholder | Against | For | ||||||||
| 6. | VESTING FOR GOVERNMENT SERVICE -PROHIBIT VESTING OF EQUITY-BASED AWARDS FOR SENIOR EXECUTIVES DUE TO VOLUNTARY RESIGNATION TO ENTER GOVERNMENT SERVICE |
Shareholder | Against | For | ||||||||
| 7. | APPOINT A STOCKHOLDER VALUE COMMITTEE - ADDRESS WHETHER DIVESTITURE OF ALL NON- CORE BANKING BUSINESS SEGMENTS WOULD ENHANCE SHAREHOLDER VALUE |
Shareholder | Against | For | ||||||||
| 8. | CLAWBACK AMENDMENT - DEFER COMPENSATION FOR 10 YEARS TO HELP SATISFY ANY MONETARY PENALTY ASSOCIATED WITH VIOLATION OF LAW |
Shareholder | Against | For | ||||||||
| 9. | EXECUTIVE COMPENSATION PHILOSOPHY - ADOPT A BALANCED EXECUTIVE COMPENSATION PHILOSOPHY WITH SOCIAL FACTORS TO IMPROVE THE FIRM'S ETHICAL CONDUCT AND PUBLIC REPUTATION |
Shareholder | Against | For | ||||||||
| MONDELEZ INTERNATIONAL, INC. | ||||||||||||
| Security | 609207105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MDLZ | Meeting Date | 18-May-2016 | |||||||||
| ISIN | US6092071058 | Agenda | 934352030 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: LEWIS W.K. BOOTH | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: LOIS D. JULIBER | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: MARK D. KETCHUM | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: JORGE S. MESQUITA | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: JOSEPH NEUBAUER | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: NELSON PELTZ | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: IRENE B. ROSENFELD | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: CHRISTIANA S. SHI | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: PATRICK T. SIEWERT | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: RUTH J. SIMMONS | Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR: JEAN-FRANCOIS M.L. VAN BOXMEER |
Management | For | For | ||||||||
| 2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 3. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR ENDING DECEMBER 31, 2016. |
Management | For | For | ||||||||
| 4. | SHAREHOLDER PROPOSAL: REPORT ON PACKAGING. |
Shareholder | Against | For | ||||||||
| 5. | SHAREHOLDER PROPOSAL: VESTING OF EQUITY AWARDS IN A CHANGE IN CONTROL. |
Shareholder | Against | For | ||||||||
| 6. | SHAREHOLDER PROPOSAL: POLICY ON MEDIATION. | Shareholder | Against | For | ||||||||
| HALLIBURTON COMPANY | ||||||||||||
| Security | 406216101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HAL | Meeting Date | 18-May-2016 | |||||||||
| ISIN | US4062161017 | Agenda | 934373274 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: A.F. AL KHAYYAL | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: A.M. BENNETT | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: J.R. BOYD | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: M. CARROLL | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: N.K. DICCIANI | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: M.S. GERBER | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: J.C. GRUBISICH | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: D.J. LESAR | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: R.A. MALONE | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: J.L. MARTIN | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: J.A. MILLER | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: D.L. REED | Management | For | For | ||||||||
| 2. | PROPOSAL FOR RATIFICATION OF THE SELECTION OF AUDITORS. |
Management | For | For | ||||||||
| 3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| CME GROUP INC. | ||||||||||||
| Security | 12572Q105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CME | Meeting Date | 18-May-2016 | |||||||||
| ISIN | US12572Q1058 | Agenda | 934376155 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF EQUITY DIRECTOR: TERRENCE A. DUFFY |
Management | For | For | ||||||||
| 1B. | ELECTION OF EQUITY DIRECTOR: PHUPINDER S. GILL |
Management | For | For | ||||||||
| 1C. | ELECTION OF EQUITY DIRECTOR: TIMOTHY S. BITSBERGER |
Management | For | For | ||||||||
| 1D. | ELECTION OF EQUITY DIRECTOR: CHARLES P. CAREY |
Management | For | For | ||||||||
| 1E. | ELECTION OF EQUITY DIRECTOR: DENNIS H. CHOOKASZIAN |
Management | For | For | ||||||||
| 1F. | ELECTION OF EQUITY DIRECTOR: ANA DUTRA | Management | For | For | ||||||||
| 1G. | ELECTION OF EQUITY DIRECTOR: MARTIN J. GEPSMAN |
Management | For | For | ||||||||
| 1H. | ELECTION OF EQUITY DIRECTOR: LARRY G. GERDES |
Management | For | For | ||||||||
| 1I. | ELECTION OF EQUITY DIRECTOR: DANIEL R. GLICKMAN |
Management | For | For | ||||||||
| 1J. | ELECTION OF EQUITY DIRECTOR: LEO MELAMED | Management | For | For | ||||||||
| 1K. | ELECTION OF EQUITY DIRECTOR: WILLIAM P. MILLER II |
Management | For | For | ||||||||
| 1L. | ELECTION OF EQUITY DIRECTOR: JAMES E. OLIFF | Management | For | For | ||||||||
| 1M. | ELECTION OF EQUITY DIRECTOR: ALEX J. POLLOCK | Management | For | For | ||||||||
| 1N. | ELECTION OF EQUITY DIRECTOR: JOHN F. SANDNER |
Management | For | For | ||||||||
| 1O. | ELECTION OF EQUITY DIRECTOR: TERRY L. SAVAGE |
Management | For | For | ||||||||
| 1P. | ELECTION OF EQUITY DIRECTOR: WILLIAM R. SHEPARD |
Management | For | For | ||||||||
| 1Q. | ELECTION OF EQUITY DIRECTOR: DENNIS A. SUSKIND |
Management | For | For | ||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| MERCK & CO., INC. | ||||||||||||
| Security | 58933Y105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MRK | Meeting Date | 24-May-2016 | |||||||||
| ISIN | US58933Y1055 | Agenda | 934378515 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: LESLIE A. BRUN | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: THOMAS R. CECH | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: PAMELA J. CRAIG | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: KENNETH C. FRAZIER | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: THOMAS H. GLOCER | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: C. ROBERT KIDDER | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: CARLOS E. REPRESAS | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: PAUL B. ROTHMAN | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: PATRICIA F. RUSSO | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: CRAIG B. THOMPSON | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: WENDELL P. WEEKS | Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR: PETER C. WENDELL | Management | For | For | ||||||||
| 2. | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 3. | RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. |
Management | For | For | ||||||||
| 4. | SHAREHOLDER PROPOSAL TO ADOPT A SHAREHOLDERS' RIGHT TO ACT BY WRITTEN CONSENT. |
Shareholder | Against | For | ||||||||
| 5. | SHAREHOLDER PROPOSAL REQUESTING AN INDEPENDENT BOARD CHAIRMAN. |
Shareholder | Against | For | ||||||||
| 6. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON DISPOSAL OF UNUSED OR EXPIRED DRUGS. |
Shareholder | Against | For | ||||||||
| CHEVRON CORPORATION | ||||||||||||
| Security | 166764100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CVX | Meeting Date | 25-May-2016 | |||||||||
| ISIN | US1667641005 | Agenda | 934375925 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: A.B. CUMMINGS JR. | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: L.F. DEILY | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: R.E. DENHAM | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: A.P. GAST | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: E. HERNANDEZ JR. | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: J.M. HUNTSMAN JR. | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: C.W. MOORMAN IV | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: J.G. STUMPF | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: R.D. SUGAR | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: I.G. THULIN | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: J.S. WATSON | Management | For | For | ||||||||
| 2. | RATIFICATION OF APPOINTMENT OF PWC AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
Management | For | For | ||||||||
| 4. | AMENDMENT TO THE CHEVRON CORPORATION NON-EMPLOYEE DIRECTORS' EQUITY COMPENSATION AND DEFERRAL PLAN |
Management | For | For | ||||||||
| 5. | REPORT ON LOBBYING | Shareholder | Against | For | ||||||||
| 6. | ADOPT TARGETS TO REDUCE GHG EMISSIONS | Shareholder | Against | For | ||||||||
| 7. | REPORT ON CLIMATE CHANGE IMPACT ASSESSMENT |
Shareholder | Abstain | Against | ||||||||
| 8. | REPORT ON RESERVE REPLACEMENTS | Shareholder | Against | For | ||||||||
| 9. | ADOPT DIVIDEND POLICY | Shareholder | Against | For | ||||||||
| 10. | REPORT ON SHALE ENERGY OPERATIONS | Shareholder | Against | For | ||||||||
| 11. | RECOMMEND INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE |
Shareholder | Against | For | ||||||||
| 12. | SET SPECIAL MEETINGS THRESHOLD AT 10% | Shareholder | Against | For | ||||||||
| PAYPAL HOLDINGS, INC. | ||||||||||||
| Security | 70450Y103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PYPL | Meeting Date | 25-May-2016 | |||||||||
| ISIN | US70450Y1038 | Agenda | 934381726 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: WENCES CASARES | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: JONATHAN CHRISTODORO |
Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: JOHN J. DONAHOE | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: DAVID W. DORMAN | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: GAIL J. MCGOVERN | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: DAVID M. MOFFETT | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: PIERRE M. OMIDYAR | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: DANIEL H. SCHULMAN | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: FRANK D. YEARY | Management | For | For | ||||||||
| 2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE THE FREQUENCY OF OUR FUTURE STOCKHOLDER ADVISORY VOTES APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | 1 Year | For | ||||||||
| 4. | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF OUR 2015 EQUITY INCENTIVE AWARD PLAN. |
Management | For | For | ||||||||
| 5. | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE PAYPAL EMPLOYEE INCENTIVE PLAN. |
Management | For | For | ||||||||
| 6. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITOR FOR 2016. |
Management | For | For | ||||||||
| EXXON MOBIL CORPORATION | ||||||||||||
| Security | 30231G102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | XOM | Meeting Date | 25-May-2016 | |||||||||
| ISIN | US30231G1022 | Agenda | 934383504 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | M.J. BOSKIN | For | For | |||||||||
| 2 | P. BRABECK-LETMATHE | For | For | |||||||||
| 3 | A.F. BRALY | For | For | |||||||||
| 4 | U.M. BURNS | For | For | |||||||||
| 5 | L.R. FAULKNER | For | For | |||||||||
| 6 | J.S. FISHMAN | For | For | |||||||||
| 7 | H.H. FORE | For | For | |||||||||
| 8 | K.C. FRAZIER | For | For | |||||||||
| 9 | D.R. OBERHELMAN | For | For | |||||||||
| 10 | S.J. PALMISANO | For | For | |||||||||
| 11 | S.S REINEMUND | For | For | |||||||||
| 12 | R.W. TILLERSON | For | For | |||||||||
| 13 | W.C. WELDON | For | For | |||||||||
| 14 | D.W. WOODS | For | For | |||||||||
| 2. | RATIFICATION OF INDEPENDENT AUDITORS (PAGE 24) |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (PAGE 26) |
Management | For | For | ||||||||
| 4. | INDEPENDENT CHAIRMAN (PAGE 56) | Shareholder | Against | For | ||||||||
| 5. | CLIMATE EXPERT ON BOARD (PAGE 58) | Shareholder | Against | For | ||||||||
| 6. | HIRE AN INVESTMENT BANK (PAGE 59) | Shareholder | Against | For | ||||||||
| 7. | PROXY ACCESS BYLAW (PAGE 59) | Shareholder | For | Against | ||||||||
| 8. | REPORT ON COMPENSATION FOR WOMEN (PAGE 61) |
Shareholder | Against | For | ||||||||
| 9. | REPORT ON LOBBYING (PAGE 63) | Shareholder | Against | For | ||||||||
| 10. | INCREASE CAPITAL DISTRIBUTIONS (PAGE 65) | Shareholder | Against | For | ||||||||
| 11. | POLICY TO LIMIT GLOBAL WARMING TO 2 C (PAGE 67) |
Shareholder | Abstain | Against | ||||||||
| 12. | REPORT ON IMPACTS OF CLIMATE CHANGE POLICIES (PAGE 69) |
Shareholder | Abstain | Against | ||||||||
| 13. | REPORT RESERVE REPLACEMENTS IN BTUS (PAGE 71) |
Shareholder | Against | For | ||||||||
| 14. | REPORT ON HYDRAULIC FRACTURING (PAGE 72) | Shareholder | Against | For | ||||||||
| BAXALTA INCORPORATED | ||||||||||||
| Security | 07177M103 | Meeting Type | Special | |||||||||
| Ticker Symbol | BXLT | Meeting Date | 27-May-2016 | |||||||||
| ISIN | US07177M1036 | Agenda | 934402986 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | ADOPTION OF THE MERGER AGREEMENT. PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 11, 2016, BY AND AMONG BAXALTA INCORPORATED, SHIRE PLC AND BEARTRACKS, INC. |
Management | For | For | ||||||||
| 2. | ADVISORY VOTE ON MERGER-RELATED COMPENSATION FOR BAXALTA'S NAMED EXECUTIVE OFFICERS. PROPOSAL TO APPROVE, ON A NON-BINDING ADVISORY BASIS, COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO BAXALTA'S NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER. |
Management | For | For | ||||||||
| 3. | ADJOURNMENT OF THE SPECIAL MEETING OF BAXALTA. PROPOSAL TO APPROVE ANY MOTION TO ADJOURN THE SPECIAL MEETING, OR ANY ADJOURNMENTS THEREOF, TO ANOTHER TIME OR PLACE, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT. |
Management | For | For | ||||||||
| GENERAL MOTORS COMPANY | ||||||||||||
| Security | 37045V100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GM | Meeting Date | 07-Jun-2016 | |||||||||
| ISIN | US37045V1008 | Agenda | 934404257 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: JOSEPH J. ASHTON | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: MARY T. BARRA | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: LINDA R. GOODEN | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: JOSEPH JIMENEZ | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: KATHRYN V. MARINELLO | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: JANE L. MENDILLO | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: MICHAEL G. MULLEN | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: PATRICIA F. RUSSO | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: THOMAS M. SCHOEWE | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: THEODORE M. SOLSO | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: CAROL M. STEPHENSON | Management | For | For | ||||||||
| 2. | APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION |
Management | For | For | ||||||||
| 3. | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS GM'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 |
Management | For | For | ||||||||
| 4. | IMPLEMENTATION OF HOLY LAND PRINCIPLES FOR EMPLOYMENT IN PALESTINE-ISRAEL |
Shareholder | Against | For | ||||||||
| FREEPORT-MCMORAN INC. | ||||||||||||
| Security | 35671D857 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FCX | Meeting Date | 08-Jun-2016 | |||||||||
| ISIN | US35671D8570 | Agenda | 934403825 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | RICHARD C. ADKERSON | For | For | |||||||||
| 2 | GERALD J. FORD | For | For | |||||||||
| 3 | LYDIA H. KENNARD | For | For | |||||||||
| 4 | ANDREW LANGHAM | For | For | |||||||||
| 5 | JON C. MADONNA | For | For | |||||||||
| 6 | COURTNEY MATHER | For | For | |||||||||
| 7 | DUSTAN E. MCCOY | For | For | |||||||||
| 8 | FRANCES FRAGOS TOWNSEND | For | For | |||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. |
Management | For | For | ||||||||
| 3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 4. | APPROVAL OF AN AMENDMENT TO OUR AMENDED AND RESTATED BY-LAWS TO IMPLEMENT STOCKHOLDER PROXY ACCESS. |
Management | For | For | ||||||||
| 5. | APPROVAL OF AN AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK TO 3,000,000,000. |
Management | For | For | ||||||||
| 6. | APPROVAL OF AN AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO CLARIFY THAT ANY DIRECTOR MAY BE REMOVED WITH OR WITHOUT CAUSE. |
Management | For | For | ||||||||
| 7. | APPROVAL OF THE ADOPTION OF THE FREEPORT- MCMORAN INC. 2016 STOCK INCENTIVE PLAN. |
Management | For | For | ||||||||
| 8. | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON THE COMPANY'S ENHANCED OIL RECOVERY OPERATIONS. |
Shareholder | Against | For | ||||||||
| BEST BUY CO., INC. | ||||||||||||
| Security | 086516101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BBY | Meeting Date | 14-Jun-2016 | |||||||||
| ISIN | US0865161014 | Agenda | 934410337 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: LISA M. CAPUTO | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: J. PATRICK DOYLE | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: RUSSELL P. FRADIN | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: KATHY J. HIGGINS VICTOR |
Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: HUBERT JOLY | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: DAVID W. KENNY | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: KAREN A. MCLOUGHLIN | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: THOMAS L. MILLNER | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: CLAUDIA F. MUNCE | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: GERARD R. VITTECOQ | Management | For | For | ||||||||
| 2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 28, 2017. |
Management | For | For | ||||||||
| 3. | TO APPROVE IN A NON-BINDING ADVISORY VOTE OUR NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||
| WEATHERFORD INTERNATIONAL PLC | ||||||||||||
| Security | G48833100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WFT | Meeting Date | 15-Jun-2016 | |||||||||
| ISIN | IE00BLNN3691 | Agenda | 934425528 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: MOHAMED A. AWAD | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: DAVID J. BUTTERS | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: DR. BERNARD J. DUROC- DANNER |
Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: JOHN D. GASS | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: SIR EMYR JONES PARRY | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: FRANCIS S. KALMAN | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: WILLIAM E. MACAULAY | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: ROBERT K. MOSES, JR. | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: DR. GUILLERMO ORTIZ | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: ROBERT A. RAYNE | Management | For | For | ||||||||
| 2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND AUDITOR FOR THE FINANCIAL YEAR ENDING DECEMBER 31, 2016, AND KPMG CHARTERED ACCOUNTANTS, DUBLIN, AS THE COMPANY'S STATUTORY AUDITOR UNDER IRISH LAW TO HOLD OFFICE UNTIL THE CLOSE OF THE 2017 AGM, AND TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY, ACTING THROUGH THE AUDIT COMMITTEE, TO DETERMINE THE AUDITOR'S REMUNERATION. |
Management | For | For | ||||||||
| 3. | TO ADOPT AN ADVISORY RESOLUTION APPROVING THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 4. | TO APPROVE THE WEATHERFORD INTERNATIONAL PLC EMPLOYEE STOCK PURCHASE PLAN (THE "ESPP"). |
Management | For | For | ||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant The Gabelli Dividend Growth Fund
By (Signature and Title)* /s/ Bruce N. Alpert
Bruce N. Alpert, Principal Executive Officer
Date 8/1/16
*Print the name and title of each signing officer under his or her signature.