The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE |
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| Report for the Calendar Year or Quarter Ended: | 06-30-2016 |
| Check here if Amendment | Amendment Number: | |
| This Amendment (Check only one.): | is a restatement. | |
| adds new holdings entries. |
| Institutional Investment Manager Filing this Report: | |
| Name: | D.A. DAVIDSON & CO. |
| Address: | 8 THIRD ST NORTH |
| GREAT FALLS, MT 59401 | |
| Form 13F File Number: | 028-07602 |
| CRD Number (if applicable): | |
| SEC File Number (if applicable): | |
The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.
| Person Signing this Report on Behalf of Reporting Manager: | ||||
| Name: | Joely Meighan | |||
| Title: | Senior Vice President, Director of Managed Assets | |||
| Phone: | 206-389-4075 | |||
| Signature, Place, and Date of Signing: | ||||
| Joely Meighan | Seattle, WA | 08-12-2016 | ||
| [Signature] | [City, State] | [Date] | ||
| Report Type (Check only one.): | |
| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) | |
| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) | |
| X | 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) |
| List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] | ||||||
| Name | Form 13F File No. | CRD No. (if applicable) | SEC File No. (if applicable) | CIK | ||
| Alta Capital Management | ||||||
| Anchor Capital Management | ||||||
| Ashfield Capital Partners | ||||||
| Atalanta Sosnoff Management | ||||||
| C.S. McKee | ||||||
| Confluence Investment Management | ||||||
| Contravisory | ||||||
| D.A. Davidson & Co. | ||||||
| Davidson Investment Advisors, Inc. | ||||||
| Davis Investment Advisors | ||||||
| Davis Selected Advisers, L.P. | ||||||
| Eagle Asset Management | ||||||
| Efficient Market Advisors | ||||||
| Emerald Advisers Inc. | ||||||
| Estabrook Capital Management | ||||||
| Fairpointe Capital | ||||||
| Granite Investment Partners | ||||||
| Hahn | ||||||
| Harding Loevner | ||||||
| Hays Advisory | ||||||
| John Hancock Asset Management | ||||||
| Lazard Asset Management | ||||||
| Legg Mason | ||||||
| Legg Mason Private Portfolio Group LLC | ||||||
| Lesa Sroufe & Co. | ||||||
| Lockwood Advisor Flex Portfolios | ||||||
| Lockwood Asset Allocation Portfolio | ||||||
| Lockwood Investment Strategies | ||||||
| Lord, Abbett & Co., LLC | ||||||
| Marshfield Associates Inc. | ||||||
| McDonnell Investment Mgmt | ||||||
| Miller, Tabak & Co. LLC | ||||||
| NWQ Investment Management Co, LLC | ||||||
| NYLIM Mackay Shields LLC | ||||||
| Oak Ridge Investments | ||||||
| Oak Ridge Investments LLC | ||||||
| Ocean Park | ||||||
| PMC | ||||||
| Pacific Income Advisors | ||||||
| Parametric Portfolio Associates | ||||||
| Placemark | ||||||
| RNC Genter Capital Management | ||||||
| Reinhart Partners Inc. | ||||||
| Riverbridge Partners, Inc. | ||||||
| SFE Investment Counsel | ||||||
| SIGMA | ||||||
| Sage Advisory Services, Ltd. Co. | ||||||
| Sterling Capital | ||||||
| Thornburg Investment Management | ||||||
| Todd Investment Advisors | ||||||
| Trillium Asset Management | ||||||
| Uniplan Real Estate Advisors | ||||||
| Victory Capital Management | ||||||
| WHV Investment Management | ||||||
| Wasatch Advisors | ||||||
| Wedgewood Partners Inc. | ||||||
| iSectors Post | ||||||
| Form 13F Summary Page | |||||
| Report Summary: | |||||
| Number of Other Included Managers: | 57 | ||||
| Form 13F Information Table Entry Total: | 5,105 | ||||
| Form 13F Information Table Value Total: | 3,398,790,000 | ||||
| (round to nearest dollar) | |||||
| List of Other Included Managers: | ||||||
| Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. | ||||||
| [If there are no entries in this list, state “NONE” and omit the column headings and list entries.] | ||||||
| No. | Name | Form 13F File No. | CRD No. (if applicable) | SEC File No. (if applicable) | CIK | |
| 1 | Alta Capital Management | |||||
| 2 | Anchor Capital Advisors | |||||
| 3 | Ashfield Capital Partneres | |||||
| 4 | Atalanta Sosnoff Management | |||||
| 5 | C.S. McKee | |||||
| 6 | Confluence Inv Management LLC | |||||
| 7 | Contravisory | |||||
| 8 | D.A. Davidson & Co. | |||||
| 9 | Davidson Investment Advisors | |||||
| 10 | Davis Investment Advisors | |||||
| 11 | Davis Selected Advisers, L.P. | |||||
| 12 | Eagle Asset Management | |||||
| 13 | Efficient Market Advisors | |||||
| 14 | Emerald Advisors, inc. | |||||
| 15 | Estabrook Capital Management | |||||
| 16 | Fairpointe Capital | |||||
| 17 | Granite Investment Partners | |||||
| 18 | Hahn | |||||
| 19 | Harding Loevner | |||||
| 20 | Hays Advisory | |||||
| 21 | John Hancock Asset Management | |||||
| 22 | Lazard Asset Management | |||||
| 23 | Legg Mason | |||||
| 24 | Legg Mason Private Portfolio Group, LLC | |||||
| 25 | Lesa Sroufe & Co. | |||||
| 26 | Lockwood Advisor Flex Portfolios | |||||
| 27 | Lockwood Asset Allocation Portfolio | |||||
| 28 | Lockwood Investment Strategies | |||||
| 29 | Lord Abbett & Co, LLC | |||||
| 30 | Marshfield Associates, LLC | |||||
| 31 | McDonnell Investment Mgmt | |||||
| 32 | Miller, Tabak & Co., LLC | |||||
| 33 | NWQ Investment Management Co., LLC | |||||
| 34 | NYLIM- MacKay Shields LLC | |||||
| 35 | Oak Ridge Investments | |||||
| 36 | Oak Ridge Investments LLC | |||||
| 37 | Ocean Park | |||||
| 38 | PMC | |||||
| 39 | Pacific Income Advisors | |||||
| 40 | Parametric Portfolio Associates | |||||
| 41 | Placemark | |||||
| 42 | RNC Genter Capital Management | |||||
| 43 | Reinhart Partners, Inc. | |||||
| 44 | Riverbridge Partners, Inc. | |||||
| 45 | SFE Investment Counsel | |||||
| 46 | SIGMA | |||||
| 47 | Sage Advisory Services, Ltd. Co. | |||||
| 48 | Sterling Capital | |||||
| 49 | Thornburg Investment Management | |||||
| 50 | Todd Investment Advisors | |||||
| 51 | Trillium Asset Management | |||||
| 52 | Uniplan Real Estate Advisors | |||||
| 53 | Victory Capital Management | |||||
| 54 | WHV Investment Management | |||||
| 55 | Wasatch Advisors | |||||
| 56 | Wedgewood Partners, Inc. | |||||
| 57 | iSectors Post | |||||