|
|
|
(State or other jurisdiction
of incorporation)
|
(Commission
File Number)
|
(I.R.S. Employer
Identification No.)
|
|
|
|
(Address of principal executive offices)
|
(Zip Code)
|
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Title of each class
|
Trading
Symbol(s)
|
Name of each exchange
on which registered
|
||
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|
|
(1)
|
Proposal No. 1 – To elect seven persons to serve as directors until the Company’s next Annual Meeting of Stockholders or until their respective successors are elected and qualified.
|
For
|
Withheld
|
Broker Non-Votes
|
||||
John Alam, M.D.
|
3,923,241
|
21,554
|
1,665,442
|
|||
Joshua S. Boger, Ph.D.
|
3,928,919
|
15,876
|
1,665,442
|
|||
Sylvie Grégoire, PharmD.
|
3,924,920
|
19,875
|
1,665,442
|
|||
Jane H. Hollingsworth, J.D.
|
3,840,585
|
104,210
|
1,665,442
|
|||
Jeff Poulton
|
3,910,346
|
34,449
|
1,665,442
|
|||
Marwan Sabbagh, M.D.
|
3,928,461
|
16,334
|
1,665,442
|
|||
Frank Zavrl
|
3,909,962
|
34,833
|
1,665,442
|
(2)
|
Proposal No. 2 – To ratify the selection of RSM US LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2025.
|
For
|
Against
|
Abstain
|
||
5,571,505
|
25,008
|
13,724
|
(3)
|
Proposal No. 3 – To approve, on an advisory basis, the compensation of the Company’s named executive officers during the year ended December 31, 2024, as disclosed in the Proxy Statement.
|
For
|
Against
|
Abstain
|
Broker Non-Votes
|
||
3,891,229
|
33,195
|
20,371
|
1,665,442
|
(4)
|
Proposal No. 4 – To approve the CervoMed Inc. 2025 Equity Incentive Plan.
|
For
|
Against
|
Abstain
|
Broker Non-Votes
|
||
3,798,568
|
137,758
|
8,469
|
1,665,442
|
Exhibit No.
|
Description
|
104
|
Cover Page Interactive Data File (embedded within the Inline XBRL document).
|
Date: June 25, 2025
|
CervoMed Inc.
|
||
By:
|
/s/ William Elder
|
||
Name:
|
William Elder
|
||
Title:
|
Chief Financial Officer & General Counsel
|