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lifecell_f4-013102.txt
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OMB APPROVAL
[X] Check this box if no longer ------------------------------
subject to Section 16. Form 4 or OMB Number 3235-0287
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See Instruction 1(b). Estimated average burden
hours per response ....... 0.5
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U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 4
STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Canadian Imperial Bank of Commerce ("CIBC")
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(Last) (First) (Middle)
Commerce Court West, 199 Bay Street
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(Street)
Toronto, Ontario, Canada M5L 1A2
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(City) (State) (Zip)
________________________________________________________________________________
2. Issuer Name and Ticker or Trading Symbol
Lifecell Corp. ("LIFC")
________________________________________________________________________________
3. IRS Identification Number of Reporting Person, if an Entity (Voluntary)
Not applicable.
________________________________________________________________________________
4. Statement for Month/Year
January/2002
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5. If Amendment, Date of Original (Month/Year)
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6. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
[_] Director [X] 10% Owner
[_] Officer (give title below) [_] Other (specify below)
________________________________________________________________________________
7. Individual or Joint/Group Filing (Check applicable line)
[X] Form filed by One Reporting Person
[_] Form filed by more than One Reporting Person
________________________________________________________________________________
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Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
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6.
4. 5. Owner-
Securities Acquired (A) or Amount of ship
3. Disposed of (D) Securities Form: 7.
Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of
2. Code ------------------------------- Owned at End (D) or Indirect
1. Transaction (Instr. 8) (A) of Month Indirect Beneficial
Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership
(Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4)
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Class A Common Stock, $.01 par value 1/25/02 S 20,000 D $3.289 267,619 I Held by
subsidiary
CIBC WMV Inc.
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Class A Common Stock, $.01 par value 1/24/02 S 12,800 D $3.430 267,619 I Held by
subsidiary
CIBC WMV Inc.
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Class A Common Stock, $.01 par value 1/28/02 S 11,000 D $3.120 267,619 I Held by
subsidiary
CIBC WMV Inc.
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Class A Common Stock, $.01 par value 1/29/02 S 13,000 D $3.110 267,619 I Held by
subsidiary
CIBC WMV Inc.
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Class A Common Stock, $.01 par value 1/30/02 S 8,000 D $3.065 267,619 I Held by
subsidiary
CIBC WMV Inc.
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Class A Common Stock, $.01 par value 1/31/02 S 30,000 D $3.147 267,619 I Held by
subsidiary
CIBC WMV Inc.
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Class A Common Stock, $.01 par value 2/1/02 S V 40,000 D $3.158 227,619 I Held by
subsidiary
CIBC WMV Inc.
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Class A Common Stock, $.01 par value 2/4/02 S V 16,000 D $3.133 211,619 I Held by
subsidiary
CIBC WMV Inc.
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Class A Common Stock, $.01 par value 2/5/02 S V 60,000 D $3.178 151,619 I Held by
subsidiary
CIBC WMV Inc.
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Class A Common Stock, $.01 par value 2/7/02 S V 25,000 D $3.162 126,619 I Held by
subsidiary
CIBC WMV Inc.
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Class A Common Stock, $.01 par value 2/6/02 S V 23,000 D $3.185 103,619 I Held by
subsidiary
CIBC WMV Inc.
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Class A Common Stock, $.01 par value 2/8/02 S V 70,000 D $3.188 33,619 I Held by
subsidiary
CIBC WMV Inc.
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Class A Common Stock, $.01 par value 2/11/02 S V 33,000 D $3.303 619 I Held by
subsidiary
CIBC WMV Inc.
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Class A Common Stock, $.01 par value 2/13/02 S V 40,000 D $3.707 322,939 I Held by
subsidiary
CIBC WMV Inc.
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* CIBC WMV Inc., a wholly-owned indirect subsidiary of the reporting person,
beneficially owned shares of common stock received after mandatory
conversion of its Series A Preferred Stock upon the closing of the initial
public offering of the issuer.
(Over)
SEC 1474(3-99)
FORM 4 (continued)
Table II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
(e.g., puts, calls, warrants, options, convertible securities)
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10.
9. Owner-
Number ship
of Form
2. Deriv- of
Conver- 5. 7. ative Deriv- 11.
sion Number of Title and Amount Secur- ative Nature
or Derivative 6. of Underlying 8. ities Secur- of
Exer- 4. Securities Date Securities Price Bene- ity: In-
cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct
Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene-
1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial
Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner-
Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship
Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr.
(Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4)
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Series B Conv Pfd ** 2/15/01 A4 565 Immed. None. Common Stock 20,471 38,891 I* Held by Sub.
$.001 par value
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Series B Conv Pfd ** 4/01/01 A4 1,166 Immed. None. Common Stock 42,246 38,891 I* Held by Sub.
$.001 par value
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Series B Conv Pfd ** 5/15/01 A4 562 Immed. None. Common Stock 19,058 38,891 I* Held by Sub.
$.001 par value
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CSP Warrants*** $4.13 11/26/01 E4 Immed. 11/26/01 Common Stock 1,011,611 1,011,611 I* Held by Sub
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Series B Conv Pfd ** 1/23/02 C 10,000 Immed. None. Common Stock 362,320 28,891 I* Held by Sub.
$.001 par value
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Series B Conv Pfd ** 2/13/02 C V 10,000 Immed. None. Common Stock 362,320 18,891 I* Held by Sub.
$.001 par value
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Explanation of Responses:
* The reporting person is the owner of CIBC WMV Inc. that beneficially owns the
reported securities.
** CIBC WMV Inc. received 565 shares of Series B Convertible Preferred Stock
as dividends in kind on 2/15/01, 1,166 pfd shares on 4/01/01 and 562 pfd
shares on 5/15/01.
*** "CSP Warrants" are Common Stock Purchase Warrants, $.0001 par value held by
CIBC WMV Inc.
/s/ David J. Stagg February 13, 2002
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**Signature of Reporting Person Date
** Intentional misstatements or omissions of facts constitute Federal
Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
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