13F-HR
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v775131_13fhr.txt
13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for Calendar Year or Quarter Ended: September 30, 2012
Check here if Amendment |_|; Amendment Number: ____
This Amendment (Check only one.): |_| is a restatement.
|_| adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: SPIRIT OF AMERICA MANAGEMENT CORP /NY
Address: 477 JERICHO TURNPIKE
SYOSSET, NEW YORK 11791
Form 13F File Number: 28-13233
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person signing this Report on Behalf of Reporting Manager:
Name: Joseph C. Pickard, Esq.
Title: SVP - General Counsel
Phone: (516) 921-4200 x 5571
Signature, Place, and Date of Signing:
/s/ Joseph C. Pickard Syosset, NY November 12, 2012
---------------------- ------------------- -----------------
Signature City, State Date
Report Type (Check only one.):
|X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
|_| 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
|_| 13F COMINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
Report Summary:
Number of Other Included Managers: None
Form 13F Information Table Entry Total: 222
Form 13F Information Table Value Total: $229,098
--------
(thousands)
List of Other Included Managers: None
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
None
FORM 13F INFORMATION TABLE
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COLUMN 1 COLUMN2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
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VOTING AUTHORITY
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TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED OTHER
------------------------------------------------------------------------------------------------------------------------------------
Apartment Investment & Management Co STOCK 03748R101 1,949 75,000 SH SOLE NONE NONE
Ashford Hospitality Trust Inc STOCK 044103109 1,407 167,520 SH SOLE NONE NONE
Associated Estates Realty Corp STOCK 045604105 3,417 225,372 SH SOLE NONE NONE
BRE Properties Inc STOCK 05564E106 1,876 40,000 SH SOLE NONE NONE
BioMed Realty Trust Inc STOCK 09063H107 2,059 110,000 SH SOLE NONE NONE
Boston Properties Inc STOCK 101121101 8,296 75,000 SH SOLE NONE NONE
CBL & Associates Properties Inc STOCK 124830100 2,134 100,000 SH SOLE NONE NONE
Camden Property Trust STOCK 133131102 2,580 40,000 SH SOLE NONE NONE
Chesapeake Lodging Trust STOCK 165240102 483 24,300 SH SOLE NONE NONE
Coresite Realty Corp STOCK 21870Q105 674 25,000 SH SOLE NONE NONE
CubeSmart STOCK 229663109 515 40,000 SH SOLE NONE NONE
DDR Corp STOCK 23317H102 1,152 75,000 SH SOLE NONE NONE
DiamondRock Hospitality Co STOCK 252784301 916 95,103 SH SOLE NONE NONE
Digital Realty Trust Inc STOCK 253868103 5,588 80,000 SH SOLE NONE NONE
Douglas Emmett Inc STOCK 25960P109 461 20,000 SH SOLE NONE NONE
DuPont Fabros Technology Inc STOCK 26613Q106 4,040 160,000 SH SOLE NONE NONE
Equity One Inc STOCK 294752100 632 30,000 SH SOLE NONE NONE
Equity Residential STOCK 29476L107 7,191 125,000 SH SOLE NONE NONE
Essex Property Trust Inc STOCK 297178105 1,482 10,000 SH SOLE NONE NONE
Federal Realty Investment Trust STOCK 313747206 2,633 25,000 SH SOLE NONE NONE
FelCor Lodging Trust Inc STOCK 31430F101 3,653 770,700 SH SOLE NONE NONE
First Industrial Realty Trust Inc STOCK 32054K103 394 30,000 SH SOLE NONE NONE
Glimcher Realty Trust STOCK 379302102 529 50,000 SH SOLE NONE NONE
HCP Inc STOCK 40414L109 7,339 165,000 SH SOLE NONE NONE
Healthcare Realty Trust Inc STOCK 421946104 1,959 84,994 SH SOLE NONE NONE
Health Care REIT Inc STOCK 42217K106 1,981 34,300 SH SOLE NONE NONE
Hersha Hospitality Trust STOCK 427825104 801 163,400 SH SOLE NONE NONE
Home Properties Inc STOCK 437306103 2,512 41,000 SH SOLE NONE NONE
Host Hotels & Resorts Inc STOCK 44107P104 4,414 275,000 SH SOLE NONE NONE
Hudson Pacific Properties Inc STOCK 444097109 833 45,000 SH SOLE NONE NONE
Kilroy Realty Corp STOCK 49427F108 448 10,000 SH SOLE NONE NONE
Kimco Realty Corp STOCK 49446R109 3,041 150,000 SH SOLE NONE NONE
LaSalle Hotel Properties STOCK 517942108 667 25,000 SH SOLE NONE NONE
Lexington Realty Trust STOCK 529043101 483 50,000 SH SOLE NONE NONE
Macerich Co/The STOCK 554382101 2,289 40,000 SH SOLE NONE NONE
Mack-Cali Realty Corp STOCK 554489104 532 20,000 SH SOLE NONE NONE
Mid-America Apartment
Communities Inc STOCK 59522J103 1,959 30,000 SH SOLE NONE NONE
National Health Investors Inc STOCK 63633D104 2,582 50,200 SH SOLE NONE NONE
National Retail Properties Inc STOCK 637417106 763 25,000 SH SOLE NONE NONE
Pebblebrook Hotel Trust STOCK 70509V100 234 10,000 SH SOLE NONE NONE
Prologis Inc STOCK 74340W103 3,503 100,000 SH SOLE NONE NONE
Regency Centers Corp STOCK 758849103 975 20,000 SH SOLE NONE NONE
SL Green Realty Corp STOCK 78440X101 2,402 30,000 SH SOLE NONE NONE
Simon Property Group Inc STOCK 828806109 15,181 100,000 SH SOLE NONE NONE
Sovran Self Storage Inc STOCK 84610H108 2,952 51,027 SH SOLE NONE NONE
Sun Communities Inc STOCK 866674104 1,985 45,000 SH SOLE NONE NONE
Sunstone Hotel Investors Inc STOCK 867892101 825 75,000 SH SOLE NONE NONE
Tanger Factory Outlet Centers STOCK 875465106 1,644 50,858 SH SOLE NONE NONE
Taubman Centers Inc STOCK 876664103 1,535 20,000 SH SOLE NONE NONE
UDR Inc STOCK 902653104 3,874 156,091 SH SOLE NONE NONE
Ventas Inc STOCK 92276F100 1,556 25,000 SH SOLE NONE NONE
Vornado Realty Trust STOCK 929042109 6,079 75,000 SH SOLE NONE NONE
Weingarten Realty Investors STOCK 948741103 843 30,000 SH SOLE NONE NONE
Ashford Hospitality Trust Inc STOCK 044103505 537 20,000 SH SOLE NONE NONE
Chesapeake Lodging Trust STOCK 165240201 259 10,000 SH SOLE NONE NONE
DuPont Fabros Technology Inc STOCK 26613Q304 210 7,800 SH SOLE NONE NONE
FelCor Lodging Trust Inc STOCK 31430F507 803 30,000 SH SOLE NONE NONE
Hersha Hospitality Trust STOCK 427825302 78 3,000 SH SOLE NONE NONE
Kilroy Realty Corp STOCK 49427F801 156 6,285 SH SOLE NONE NONE
Pebblebrook Hotel Trust STOCK 70509V308 1,050 40,000 SH SOLE NONE NONE
Pennsylvania Real Estate Investment
Trust STOCK 709102404 105 4,000 SH SOLE NONE NONE
Public Storage STOCK 74460W800 1,012 40,000 SH SOLE NONE NONE
Sunstone Hotel Investors Inc STOCK 867892507 823 31,934 SH SOLE NONE NONE
Taubman Centers Inc STOCK 876664608 512 20,000 SH SOLE NONE NONE
Vornado Realty Trust STOCK 929042885 1,172 46,000 SH SOLE NONE NONE
AT&T Inc STOCK 00206R102 1,182 31,350 SH SOLE NONE NONE
Abbott Laboratories STOCK 002824100 500 7,300 SH SOLE NONE NONE
Adobe Systems Inc STOCK 00724F101 136 4,200 SH SOLE NONE NONE
Alcoa Inc STOCK 013817101 44 5,000 SH SOLE NONE NONE
Altria Group Inc STOCK 02209S103 1,042 31,200 SH SOLE NONE NONE
American Express Co STOCK 025816109 569 10,000 SH SOLE NONE NONE
American Tower Corp. STOCK 03027X100 289 4,050 SH SOLE NONE NONE
Apple Inc STOCK 037833100 3,336 5,000 SH SOLE NONE NONE
Bank of America Corp STOCK 060505104 345 39,100 SH SOLE NONE NONE
CR Bard Inc STOCK 067383109 314 3,000 SH SOLE NONE NONE
Bed Bath & Beyond Inc STOCK 075896100 441 7,000 SH SOLE NONE NONE
Boeing Co/The STOCK 097023105 670 9,630 SH SOLE NONE NONE
Bristol-Myers Squibb Co STOCK 110122108 169 5,000 SH SOLE NONE NONE
CSX Corp STOCK 126408103 887 42,750 SH SOLE NONE NONE
Caterpillar Inc STOCK 149123101 516 6,000 SH SOLE NONE NONE
Chevron Corp STOCK 166764100 350 3,000 SH SOLE NONE NONE
Cisco Systems Inc STOCK 17275R102 353 18,500 SH SOLE NONE NONE
Citigroup Inc STOCK 172967424 474 14,500 SH SOLE NONE NONE
Coca-Cola Co/The STOCK 191216100 577 15,200 SH SOLE NONE NONE
ConocoPhillips STOCK 20825C104 863 15,100 SH SOLE NONE NONE
Consolidated Edison Inc STOCK 209115104 671 11,200 SH SOLE NONE NONE
Devon Energy Corp STOCK 25179M103 309 5,100 SH SOLE NONE NONE
Walt Disney Co/The STOCK 254687106 1,260 24,100 SH SOLE NONE NONE
Dow Chemical Co/The STOCK 260543103 251 8,650 SH SOLE NONE NONE
EI du Pont de Nemours & Co STOCK 263534109 679 13,500 SH SOLE NONE NONE
EMC Corp/MA STOCK 268648102 772 28,300 SH SOLE NONE NONE
Eastman Chemical Co STOCK 277432100 57 1,000 SH SOLE NONE NONE
Equity Residential STOCK 29476L107 483 8,400 SH SOLE NONE NONE
Express Scripts Holding Co STOCK 30219G108 293 4,668 SH SOLE NONE NONE
Exxon Mobil Corp STOCK 30231G102 1,468 16,050 SH SOLE NONE NONE
Ford Motor Co STOCK 345370860 25 2,500 SH SOLE NONE NONE
General Electric Co STOCK 369604103 1,371 60,381 SH SOLE NONE NONE
Goldman Sachs Group Inc/The STOCK 38141G104 525 4,615 SH SOLE NONE NONE
Halliburton Co STOCK 406216101 239 7,100 SH SOLE NONE NONE
Hartford Financial Services
Group Inc STOCK 416515104 146 7,500 SH SOLE NONE NONE
Hershey Co/The STOCK 427866108 248 3,500 SH SOLE NONE NONE
Home Depot Inc/The STOCK 437076102 1,207 20,000 SH SOLE NONE NONE
Intel Corp STOCK 458140100 599 26,400 SH SOLE NONE NONE
International Business Machines Corp STOCK 459200101 1,941 9,358 SH SOLE NONE NONE
JPMorgan Chase & Co STOCK 46625H100 928 22,927 SH SOLE NONE NONE
Johnson & Johnson STOCK 478160104 724 10,510 SH SOLE NONE NONE
Kimberly-Clark Corp STOCK 494368103 274 3,200 SH SOLE NONE NONE
Kimco Realty Corp STOCK 49446R109 241 11,890 SH SOLE NONE NONE
Mondelez International Inc STOCK 50075N104 682 16,500 SH SOLE NONE NONE
Estee Lauder Cos Inc/The STOCK 518439104 486 7,900 SH SOLE NONE NONE
Eli Lilly & Co STOCK 532457108 237 5,000 SH SOLE NONE NONE
McDonald's Corp STOCK 580135101 861 9,380 SH SOLE NONE NONE
McKesson Corp STOCK 58155Q103 516 6,000 SH SOLE NONE NONE
Merck & Co Inc STOCK 58933Y105 794 17,600 SH SOLE NONE NONE
MetLife Inc STOCK 59156R108 237 6,875 SH SOLE NONE NONE
Microsoft Corp STOCK 594918104 761 25,550 SH SOLE NONE NONE
Newmont Mining Corp STOCK 651639106 448 8,000 SH SOLE NONE NONE
NIKE Inc STOCK 654106103 541 5,700 SH SOLE NONE NONE
Oracle Corp STOCK 68389X105 970 30,800 SH SOLE NONE NONE
Packaging Corp of America STOCK 695156109 486 13,380 SH SOLE NONE NONE
PepsiCo Inc STOCK 713448108 938 13,250 SH SOLE NONE NONE
Pfizer Inc STOCK 717081103 703 28,300 SH SOLE NONE NONE
Philip Morris International Inc STOCK 718172109 1,371 15,249 SH SOLE NONE NONE
Procter & Gamble Co/The STOCK 742718109 687 9,900 SH SOLE NONE NONE
Prologis Inc STOCK 74340W103 266 7,588 SH SOLE NONE NONE
QUALCOMM Inc STOCK 747525103 469 7,500 SH SOLE NONE NONE
Royal Bank of Canada STOCK 780087102 241 4,200 SH SOLE NONE NONE
Schlumberger Ltd STOCK 806857108 910 12,575 SH SOLE NONE NONE
Simon Property Group Inc STOCK 828806109 988 6,509 SH SOLE NONE NONE
Starwood Property Trust Inc STOCK 85571B105 272 11,700 SH SOLE NONE NONE
Suncor Energy Inc STOCK 867224107 131 4,000 SH SOLE NONE NONE
Texas Instruments Inc STOCK 882508104 411 14,925 SH SOLE NONE NONE
3M Co STOCK 88579Y101 864 9,350 SH SOLE NONE NONE
Time Warner Inc STOCK 887317303 553 12,200 SH SOLE NONE NONE
Travelers Cos Inc/The STOCK 89417E109 307 4,500 SH SOLE NONE NONE
US Bancorp STOCK 902973304 333 9,700 SH SOLE NONE NONE
United Parcel Service Inc STOCK 911312106 410 5,726 SH SOLE NONE NONE
United Technologies Corp STOCK 913017109 102 1,300 SH SOLE NONE NONE
UnitedHealth Group Inc STOCK 91324P102 875 15,800 SH SOLE NONE NONE
Verizon Communications Inc STOCK 92343V104 1,137 24,940 SH SOLE NONE NONE
Visa Inc STOCK 92826C839 450 3,350 SH SOLE NONE NONE
Wal-Mart Stores Inc STOCK 931142103 474 6,424 SH SOLE NONE NONE
Watson Pharmaceuticals Inc STOCK 942683103 524 6,150 SH SOLE NONE NONE
WellPoint Inc STOCK 94973V107 237 4,080 SH SOLE NONE NONE
Wells Fargo & Co STOCK 949746101 1,025 29,686 SH SOLE NONE NONE
Wisconsin Energy Corp STOCK 976657106 625 16,600 SH SOLE NONE NONE
Wyndham Worldwide Corp STOCK 98310W108 577 11,000 SH SOLE NONE NONE
Tyco International Ltd STOCK B64GC98 433 7,700 SH SOLE NONE NONE
Covidien PLC STOCK B68SQD2 564 9,500 SH SOLE NONE NONE
Aegon NV STOCK 007924301 126 5,000 SH SOLE NONE NONE
Aegon NV STOCK 007924608 81 3,000 SH SOLE NONE NONE
American Financial Group Inc/OH STOCK 025932401 131 5,000 SH SOLE NONE NONE
BGC Partners Inc STOCK 05541T408 132 5,000 SH SOLE NONE NONE
Goldman Sachs Group Inc/The STOCK 38145X111 53 2,000 SH SOLE NONE NONE
Kimco Realty Corp STOCK 49446R778 124 5,000 SH SOLE NONE NONE
NextEra Energy Capital Holdings Inc STOCK 65339K605 27 1,000 SH SOLE NONE NONE
NextEra Energy Capital Holdings Inc STOCK 65339K704 132 5,000 SH SOLE NONE NONE
Public Storage STOCK 74460D125 55 2,000 SH SOLE NONE NONE
Public Storage STOCK 74460W404 66 2,500 SH SOLE NONE NONE
Qwest Corp STOCK 74913G501 132 5,000 SH SOLE NONE NONE
Senior Housing Properties Trust STOCK 81721M208 123 5,000 SH SOLE NONE NONE
Taubman Centers Inc STOCK 876664608 64 2,500 SH SOLE NONE NONE
Telephone & Data Systems Inc STOCK 879433837 109 4,000 SH SOLE NONE NONE
United States Cellular Corp STOCK 911684405 157 5,742 SH SOLE NONE NONE
Vornado Realty Trust STOCK 929042851 125 5,000 SH SOLE NONE NONE
Vornado Realty Trust STOCK 929042869 111 4,000 SH SOLE NONE NONE
Wells Fargo & Co STOCK 949746747 76 3,000 SH SOLE NONE NONE
Aflac Inc STOCK 001055300 500 20,000 SH SOLE NONE NONE
Aegon NV STOCK 007924608 538 20,000 SH SOLE NONE NONE
Alexandria Real Estate Equities Inc STOCK 015271703 1,066 40,000 SH SOLE NONE NONE
American Financial Group Inc/OH STOCK 025932401 262 10,000 SH SOLE NONE NONE
American Financial Group Inc/OH STOCK 025932500 503 20,000 SH SOLE NONE NONE
Aviva PLC STOCK 05382A203 559 20,100 SH SOLE NONE NONE
Bank of New York Mellon STOCK 064058209 497 20,000 SH SOLE NONE NONE
CommonWealth REIT STOCK 203233507 1,764 80,565 SH SOLE NONE NONE
CommonWealth REIT STOCK 203233705 247 10,000 SH SOLE NONE NONE
DTE Energy Co STOCK 233331701 253 10,000 SH SOLE NONE NONE
Digital Realty Trust Inc STOCK 253868707 1,070 40,000 SH SOLE NONE NONE
Digital Realty Trust Inc STOCK 253868806 527 20,000 SH SOLE NONE NONE
Entergy Louisiana LLC STOCK 29364W504 533 20,000 SH SOLE NONE NONE
General Electric Capital Corp STOCK 369622469 195 7,605 SH SOLE NONE NONE
Health Care REIT Inc STOCK 42217K700 1,062 40,000 SH SOLE NONE NONE
KKR Financial Holdings LLC STOCK 48248A405 852 30,000 SH SOLE NONE NONE
KKR Financial Holdings LLC STOCK 48248A504 274 10,000 SH SOLE NONE NONE
Kimco Realty Corp STOCK 49446R778 1,941 78,200 SH SOLE NONE NONE
Kimco Realty Corp STOCK 49446R794 1,034 40,000 SH SOLE NONE NONE
Kimco Realty Corp STOCK 49446R828 278 10,000 SH SOLE NONE NONE
Kimco Realty Corp STOCK 49446R844 664 26,100 SH SOLE NONE NONE
National Retail Properties Inc STOCK 637417601 525 20,000 SH SOLE NONE NONE
NextEra Energy Capital Holdings Inc STOCK 65339K605 134 5,000 SH SOLE NONE NONE
NextEra Energy Capital Holdings Inc STOCK 65339K704 526 20,000 SH SOLE NONE NONE
PNC Financial Services Group Inc STOCK 693475832 249 10,000 SH SOLE NONE NONE
PNC Financial Services Group Inc STOCK 693475857 261 9,500 SH SOLE NONE NONE
PS Business Parks Inc STOCK 69360J669 249 10,000 SH SOLE NONE NONE
PS Business Parks Inc STOCK 69360J685 1,411 54,900 SH SOLE NONE NONE
PS Business Parks Inc STOCK 69360J719 536 20,000 SH SOLE NONE NONE
PS Business Parks Inc STOCK 69360J743 250 10,000 SH SOLE NONE NONE
Protective Life Corp STOCK 743674608 515 20,000 SH SOLE NONE NONE
Public Storage STOCK 74460D125 1,642 60,000 SH SOLE NONE NONE
Public Storage STOCK 74460D141 555 20,000 SH SOLE NONE NONE
Public Storage STOCK 74460W206 584 22,000 SH SOLE NONE NONE
Public Storage STOCK 74460W602 779 30,000 SH SOLE NONE NONE
Public Storage STOCK 74460W800 253 10,000 SH SOLE NONE NONE
Qwest Corp STOCK 74913G204 550 20,450 SH SOLE NONE NONE
Regency Centers Corp STOCK 758849707 1,391 52,000 SH SOLE NONE NONE
Regency Centers Corp STOCK 758849806 1,131 44,275 SH SOLE NONE NONE
SCE Trust I STOCK 78406T201 1,043 40,000 SH SOLE NONE NONE
Senior Housing Properties Trust STOCK 81721M208 987 40,000 SH SOLE NONE NONE
Stanley Black & Decker Inc STOCK 854502705 1,055 40,000 SH SOLE NONE NONE
State Street Corp STOCK 857477509 758 30,000 SH SOLE NONE NONE
Taubman Centers Inc STOCK 876664608 140 5,462 SH SOLE NONE NONE
US Bancorp STOCK 902973817 182 6,500 SH SOLE NONE NONE
US Bancorp STOCK 902973833 291 10,000 SH SOLE NONE NONE
United States Cellular Corp STOCK 911684405 526 19,200 SH SOLE NONE NONE
Vornado Realty Trust STOCK 929042703 530 20,800 SH SOLE NONE NONE
Vornado Realty Trust STOCK 929042802 2,060 80,775 SH SOLE NONE NONE
Vornado Realty Trust STOCK 929042851 1,503 60,000 SH SOLE NONE NONE
Vornado Realty Trust STOCK 929042869 553 20,000 SH SOLE NONE NONE
Vornado Realty Trust STOCK 929042877 405 16,000 SH SOLE NONE NONE
Vornado Realty Trust STOCK 929042885 316 12,400 SH SOLE NONE NONE
Vornado Realty LP STOCK 929043602 1,130 41,159 SH SOLE NONE NONE
Wells Fargo & Co STOCK 949746747 1,008 40,000 SH SOLE NONE NONE