13F-HR 1 d442653_13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: September 30, 2003 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Atticus Capital, LLC Address: 152 West 57th Street 45th Floor New York, NY 10019 13F File Number: 28-06684 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Timothy R. Barakett Title: Chief Executive Officer Phone: (212) 373-0800 Signature, Place and Date of Signing: /s/ Timothy R. Barakett New York, New York November 13, 2003 ----------------------- ------------------ ----------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 138 Form 13F Information Table Value Total: $765,870 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- -------- -------- ----------------------- ---------- -------- ----------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- -------------- ----- -------- ----------- --- ---- ---------- -------- --------- ------ ---- ABITIBI CONSOLIDATED Common stock 003924107 1,050 150,000 SH Sole None 150,000 ADC TELECOMUNICATIONS Common stock 000886101 525 225,000 SH Sole None 225,000 ADOBE SYSTEMS INC Common stock 00724F101 276 7,000 SH Sole None 7,000 ADVANCE PCS Common stock 00790K109 1,709 37,500 SH Sole None 37,500 AGERE SYSTEMS CLASS B Common stock 00845V209 78 26,950 SH Sole None 26,950 ALCAN ALUM LTD Common stock 013716105 9,986 261,000 SH Sole None 261,000 ALCATEL ALSTHOM Sponsored ADR 013904305 1,281 108,322 SH Sole None 108,322 ALLERGAN INC. Common stock 018490102 866 11,000 SH Sole None 11,000 ALLMERICA FINANCIAL CORP Common stock 019754100 736 30,900 SH Sole None 30,900 AOL TIME WARNER Common stock 00184A105 1,622 107,358 SH Sole None 107,358 AMERICAN INTL GROUP INC Common stock 026874107 3,716 64,401 SH Sole None 64,401 ANADARKO PETROLEUM Common stock 032511107 2,088 50,000 SH Sole None 50,000 APPLIED MATERIALS INC. Common stock 038222105 188 10,384 SH Sole None 10,384 ASTROPOWER INC Common stock 04644A101 18 10,000 SH Sole None 10,000 AT&T WIRELESS SVCS INC Common stock 00209A106 690 84,408 SH Sole None 84,408 BANCAMERICA CORP Common stock 060505104 780 10,000 SH Sole None 10,000 BCE INC Common stock 05534B109 546 25,000 SH Sole None 25,000 BEA SYSTEM Common stock 073325102 602 50,000 SH Sole None 50,000 BIOGEN INC Common stock 090597105 2,432 63,800 SH Sole None 63,800 BIOVAIL CORP Common stock 09067J109 390 10,500 SH Sole None 10,500 BROOKS AUTOMATION Common stock 114340102 3,139 150,204 SH Sole None 150,204 BUSH INDUSTRIES CL A Common stock 123164105 2,463 517,500 SH Sole None 517,500 CARDINAL HEALTH Common stock 14149Y108 4,486 76,835 SH Sole None 76,835 CAREMARK RX INC Common stock 141705103 1,733 76,700 SH Sole None 76,700 CAVALIER HOMES INC Common stock 149507105 39 14,000 SH Sole None 14,000 CELESTICA INC. Sub Vtg Shs 15101Q108 397 25,000 SH Sole None 25,000 CENTRAL EUROPEAN MEDIA Common stock G20045202 1,381 54,000 SH Sole None 54,000 CEPHALON INC. Common stock 156708109 275 6,000 SH Sole None 6,000 CHAMPION ENTERPRISES Common stock 158496109 700 110,300 SH Sole None 110,300 CHAMPPS ENTERTAINMENT Common stock 158787101 32,713 3,439,852 SH Sole None 3,439,852 CHARLES RIVER LABS Common stock 159864107 614 20,000 SH Sole None 20,000 CHARTER COMMUNICATIONS INC Common stock 16117M107 206 50,000 SH Sole None 50,000 CHEVRON TEXACO CORP Common stock 166764100 3,070 42,966 SH Sole None 42,966 CHINA TELECOM Sponsored ADR 169426103 5,684 222,800 SH Sole None 222,800 CIRCUIT CITY STORES INC Common stock 172737108 14,104 1,480,000 SH Sole None 1,480,000 CISCO SYSTEMS Common stock 17275R102 1,423 72,658 SH Sole None 72,658 CITIGROUP Common stock 172967101 13,928 306,037 SH Sole None 306,037 CLARK INC Common stock 181457102 189 14,200 SH Sole None 14,200 CLEAR CHANNEL Common stock 184502102 9,757 254,765 SH Sole None 254,765 CMGI INC. Common stock 125750109 92 59,126 SH Sole None 59,126 COMCAST CORP-SPECIAL CL A Common stock 20030N200 1,482 50,000 SH Sole None 50,000 CONCORDE EFS INC Common stock 206197105 2,871 210,000 SH Sole None 210,000 CONOCOPHILLIPS Common stock 20825C104 17,854 326,100 SH Sole None 326,100 CORNING INC. Common stock 219350105 811 86,100 SH Sole None 86,100 DANA CORP Common stock 235811106 20,831 1,350,000 SH Sole None 1,350,000 DEVON ENERGY CORP Common stock 25179M103 6,289 130,500 SH Sole None 130,500 RIGHT MGMT CONSULTANTS INC Common stock 766573109 1,461 80,800 SH Sole None 80,800 EASTMAN KODAK CO. Common stock 277461109 314 15,000 SH Sole None 15,000 EBAY INC Common stock 278642103 375 7,000 SH Sole None 7,000 ECHOSTAR COMMUNICATIONS CORP Common stock 278762109 213 5,569 SH Sole None 5,569 EMPRESA BRAISILIERA DE AE Sprd Adr Pfd Shs 29081M102 739 35,000 SH Sole None 35,000 ENBRIDGE INC Common stock 29250N105 534 15,000 SH Sole None 15,000 ENCANA CORPORATION Common stock 292505104 1,637 45,000 SH Sole None 45,000 EXXON MOBILE CORP. Common stock 30231G102 476 13,000 SH Sole None 13,000 FIRST DATA CORP. Common stock 319963104 39,960 1,000,000 SH Sole None 1,000,000 FLEETBOSTON FINANCIAL CORP Common stock 339030108 1,520 50,400 SH Sole None 50,400 FORDING CANADIAN COAL TRUST Tr Unit 345425102 1,150 53,000 SH Sole None 53,000 GENERAL MOTORS CORP CLASS H CL H 370442832 1,073 75,000 SH Sole None 75,000 HALLIBURTON CO HLDG CO. Common stock 406216101 1,213 50,000 SH Sole None 50,000 HARMONIC INC. Common stock 413160102 366 58,400 SH Sole None 58,400 HCA INC. Common stock 404119109 5,713 155,000 SH Sole None 155,000 IDEC PHARMACEUTICALS CORP. Common stock 449370105 7,803 234,400 SH Sole None 234,400 IGEN INTERNATIONAL INC Common stock 449536101 42,638 736,408 SH Sole None 736,408 INTERACTIVE Common stock 45840Q101 3,069 92,500 SH Sole None 92,500 JDS UNIPHASE Common stock 46612J101 2,603 722,952 SH Sole None 722,952 JOHNSON & JOHNSON Common stock 478160104 28,021 565,852 SH Sole None 565,852 JP MORGAN & CO. INC. Common stock 46625H100 2,769 80,660 SH Sole None 80,660 KANSAS CITY SOUTHN INDUS INC Common stock 485170302 775 70,000 SH Sole None 70,000 KINDERED HEALTHCARE INC Common stock 494580103 9,008 240,600 SH Sole None 240,600 KINROSS GOLD CORP Common stock 496902206 5,192 696,004 SH Sole None 696,004 KLA TENCOR CORP Common stock 482480100 310 6,000 SH Sole None 6,000 KMART CORP Common stock 498780105 45,833 1,831,137 SH Sole None 1,831,137 KT CORP Sponsored ADR 48268K101 4,684 235,000 SH Sole None 235,000 LEGATO SYSTEMS INC Common stock 524651106 10,720 948,700 SH Sole None 948,700 LEVEL 3 Common stock 52729N100 379 70,000 SH Sole None 70,000 LIBERTY MEDIA CLASS A Common stock 530718105 2,337 234,384 SH Sole None 234,384 LUCENT TECHNOLOGIES Common stock 549463107 240 111,229 SH Sole None 111,229 LYONDELL CHEMICAL Common stock 552078107 639 50,000 SH Sole None 50,000 MAXIM INTEGRATED PRODS INC Common stock 57772K101 414 10,500 SH Sole None 10,500 MEDTRONIC INC Common stock 585055106 5,978 127,400 SH Sole None 127,400 MERCK & CO INC Common stock 589331107 759 15,000 SH Sole None 15,000 MI DEVELOPMENTS, INC. CL A Sub Vtg 55304X104 8,828 388,900 SH Sole None 388,900 MICROSOFT Common stock 594918104 3,397 122,200 SH Sole None 122,200 MIDWAY GAMES Common stock 598148104 104 35,000 SH Sole None 35,000 MOTOROLA INC Common stock 620076109 221 18,531 SH Sole None 18,531 NABORS INDUSTRIES LTD Common stock G6359F103 1,863 50,000 SH Sole None 50,000 NEUBERGER BERMAN INC Common stock 641234109 8,441 201,600 SH Sole None 201,600 NEWMONT MINING Common stock 651639106 11,532 295,000 SH Sole None 295,000 NEXEN INC. Common stock 65334H102 546 20,000 SH Sole None 20,000 NORTEL NETWORKS Common stock 656568102 508 123,997 SH Sole None 123,997 OVERTURE SERVICES INC. Common stock 69039R100 3,491 132,600 SH Sole None 132,600 PEOPLESOFT INC Common stock 712713106 36,160 1,979,200 SH Sole None 1,979,200 PETROCHINA CO LTD Sponsored ADR 71646E100 10,052 299,600 SH Sole None 299,600 PETSMART Common stock 716768106 455 20,000 SH Sole None 20,000 PFIZER INC. Common stock 717081103 1,519 50,000 SH Sole None 50,000 PLACER DOME INC. Common stock 725906101 825 60,000 SH Sole None 60,000 PRESIDENTIAL LIFE CORP Common stock 740884101 2,897 190,452 SH Sole None 190,452 PRICE COMMUNICATIONS CORP. Common stock 741437305 121,366 9,787,572 SH Sole None 9,787,572 PROVIDIAN FINANCIAL CORP Common stock 74406A102 472 40,000 SH Sole None 40,000 QLOGIC CORP. Common stock 747277101 235 5,000 SH Sole None 5,000 REGENT COMMUNICATIONS INC. Common stock 758865109 79 13,000 SH Sole None 13,000 SAFECO CORP Common stock 786429100 884 25,000 SH Sole None 25,000 SANMINA CORP Common stock 800907107 211 21,840 SH Sole None 21,840 SCHERING PLOUGH Common stock 806605101 610 40,000 SH Sole None 40,000 SCHLUMBERGER LTD Common stock 806857108 484 10,000 SH Sole None 10,000 SEARS ROEBUCK & CO Common stock 812387108 19,600 448,200 SH Sole None 448,200 SIEBEL SYSTEMS INC. Common stock 826170102 119 12,200 SH Sole None 12,200 SOLECTRON CORP Common stock 834182107 760 129,986 SH Sole None 129,986 SOLUTIA INC Common stock 834376105 5,287 1,325,000 SH Sole None 1,325,000 STANDARD & POORS DEPOSITARY Unit Ser 1 78462F103 440 4,400 SH Sole None 4,400 STATE AUTO FINANCIAL CORP. Common stock 855707105 21,018 833,376 SH Sole None 833,376 SUN MICROSYSTEMS INC Common stock 866810104 240 72,400 SH Sole None 72,400 SUNCOR ENERGY Common stock 867229106 464 25,000 SH Sole None 25,000 SUNTRUST BANKS INC Common stock 867914103 3,312 54,854 SH Sole None 54,854 TALISMAN ENERGY INC. Common stock 87425E103 712 15,000 SH Sole None 15,000 TATNEFT-SPONSORED ADR Common stock 03737P306 6,191 286,230 SH Sole None 286,230 TELEFONICA S A ADR Common stock 879382208 7,453 210,247 SH Sole None 210,247 TELEKOMUNIKAS INDONESIA Sponsored ADR 715684106 8,106 594,700 SH Sole None 594,700 TENET HEALTHCARE CORP. Common stock 88033G100 8,099 559,300 SH Sole None 559,300 TEVA PHARMACEUTICALS ADR Common stock 881624209 572 10,000 SH Sole None 10,000 TOWER AUTOMOTIVE Common stock 891707101 3,510 780,000 SH Sole None 780,000 TRANSOCEAN INC Common stock G90078109 500 25,000 SH Sole None 25,000 TRIAD HOSPITALS INC Common stock 89579K109 1,514 50,000 SH Sole None 50,000 TULARIK INC Common stock 899165104 950 95,000 SH Sole None 95,000 TYCO INTERNATIONAL Common stock 902124106 8,931 437,138 SH Sole None 437,138 TYSON FOODS INC. CL-A Common stock 902494103 9,317 659,400 SH Sole None 659,400 UGC EUROPE INC Common stock 90268P102 7,445 142,000 SH Sole None 142,000 UNUMPROVIDENT CORP Common stock 91529Y106 517 35,000 SH Sole None 35,000 VERITAS SOFTWARE CORP. Common stock 923436109 252 8,000 SH Sole None 8,000 VERIZON COMMUNICATIONS Common stock 92343V104 5,528 170,400 SH Sole None 170,400 VIACOM CLASS B Common stock 925524308 7,053 184,152 SH Sole None 184,152 VIAD CORP Common stock 92552R109 358 15,000 SH Sole None 15,000 WESTWOOD ONE INC Common stock 961815107 302 10,000 SH Sole None 10,000 WETHERFOR INTL LTD Common stock G95089101 1,311 34,700 SH Sole None 34,700 WILL-BILL-DAMN FOODS Sponsored ADR 97263M109 1,786 92,900 SH Sole None 92,900 WILTEL COMMUNICATIONS Common stock 972487102 6,651 414,400 SH Sole None 414,400 FLEXTRONICS INTL LTD ORD Y2573F102 4,006 281,750 SH Sole None 281,750 GENERAL MOTORS CORP Deb SR CV C 33 370442717 1,363 50,000 SH Sole None 50,000 TOTAL: 765,870
02090.0001 #442653