13F-HR 1 at02090001ah5.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Atticus Capital, LLC Address: 152 West 57th Street 45th Floor New York, New York 10019 Form 13F File Number: 28-04049 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Zoraian Title: Chief Financial Officer Phone: (212) 373-0800 Signature, Place, and Date of Signing: /s/ John Zoraian New York, New York November 7, 2001 ______________________ _____________________ ___________ [Signature] [City, State] [Date] Report Type (Check only one.): [X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manger(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] 2 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 58 Form 13F Information Table Value Total: 830,836 [in thousands] List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state NONE and omit the column headings and list entries.] NONE 3 ATTICUS CAPITAL LLC FORM 13-F September 30, 2001
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NAME CLASS FAIR SHARES INVESTMENT AUTHORITY VOTING AUTHORITY OF OF MARKET OF --------------------- OTHER ------------------- ISSUER SECURITIES CUSIP VALUE PRINCIPAL (a) SOLE (b) SHARED MANAGER (a) SOLE (b) SHARED -------- ---------- ----- ------ --------- -------- ------------ -------- -------- ---------- ALCATEL ALSTHOM Common Stock 013904305 1,551,280 133,731 133,731 NONE 133,731 AMERICA ONLINE INC Common Stock 023645104 3,553,550 107,358 107,358 NONE 107,358 AMERICAN INTL GROUP INC Common Stock 026874107 10,199,017 130,757 130,757 NONE 130,757 AT&T CORP Common Stock 001957109 20,164,158 1,044,775 1,044,775 NONE 1,044,775 AT&T WIRELESS GROUP Common Stock 00209A106 215,256 14,408 14,408 NONE 14,408 BANCWEST CORP Common Stock 059790105 5,763,450 165,000 165,000 NONE 165,000 C.R. BARD INC. Common Stock 67383109 2,431,693 47,300 47,300 NONE 47,300 CARDINAL HEALTH Common Stock 14149Y108 7,109,294 96,136 96,136 NONE 96,136 CENDANT CORP. Common Stock 151313103 12,800,000 1,000,000 1,000,000 NONE 1,000,000 CHAMPPS ENTERTAINMENT Common Stock 158787101 24,407,142 3,462,006 3,462,006 NONE 3,462,006 CISCO SYSTEMS Common Stock 17275R102 884,974 72,658 72,658 NONE 72,658 CITIGROUP Common Stock 173034109 20,848,874 514,787 514,787 NONE 514,787 COMPAQ COMPUTER CORP Common Stock 204493100 12,157,600 1,456,000 1,456,000 NONE 1,456,000 COOPER INDS INC. Common Stock 216669101 9,397,102 226,600 226,600 NONE 226,600 CORNING INC. Common Stock 219350105 902,815 102,360 102,360 NONE 102,360 EDISON SCHOOLS INC. Common Stock 281033100 415,220 27,498 27,498 NONE 27,498 FLEXTRONICS INTL LTD Common Stock 879369106 5,475,005 331,016 331,016 NONE 331,016 GENERAL MOTORS CORP Common Stock 370442832 14,447,054 1,083,800 1,083,800 NONE 1,083,800 GEORGIA PAC CORP TIMBER GRP Common Stock 373298728 12,506,766 345,300 345,300 NONE 345,300 GLOBAL CROSSING LTD Common Stock G3921A100 1,213,049 673,916 673,916 NONE 673,916 HARMONIC INC. Common Stock 413160102 617,803 76,272 76,272 NONE 76,272 HONEYWELL Common Stock 438506107 396,000 15,000 15,000 NONE 15,000 I2 TECHNOLOGIES INC. Common Stock 465754109 322,087 93,630 93,630 NONE 93,630 IBP INC Common Stock 449223106 32,798,955 1,355,889 1,355,889 NONE 1,355,889 INVERNESS MEDICAL TECH Common Stock 461268104 12,522,355 338,900 338,900 NONE 338,900 JDS UNIPHASE Common Stock 46612J101 7,010,511 1,109,258 1,109,258 NONE 1,109,258 JOHNSON & JOHNSON Common Stock 478160104 40,230,815 726,188 726,188 NONE 726,188 JP MORGAN & CO. INC. Common Stock 616880100 4,637,229 135,790 135,790 NONE 135,790 KINDER MORGAN MGMT LLC Common Stock 494550100 2,948,920 85,600 85,600 NONE 85,600 LIBERTY MEDIA CLASS A Common Stock 001957208 3,266,592 257,212 257,212 NONE 257,212 LOUIS DREYFUS NATURAL GAS CP Common Stock 546011107 3,952,240 101,600 101,600 NONE 101,600 LUCENT TECHNOLOGIES Common Stock 549463107 853,638 148,977 148,977 NONE 148,977 4 MAXIM INTEGRATED PRODS INC Common Stock 57772K101 919,621 26,320 26,320 NONE 26,320 MCI WORLDCOM INC Common Stock 98155K102 1,248,876 83,037 83,037 NONE 83,037 MEDTRONIC INC Common Stock 585055106 7,586,400 174,400 174,400 NONE 174,400 MICROSOFT Common Stock 594918104 8,419,000 164,530 164,530 NONE 164,530 MITCHELL ENERGY & DEV CORP. Common Stock 606592202 1,253,000 25,000 25,000 NONE 25,000 MOTOROLA INC Common Stock 620076109 1,152,918 73,905 73,905 NONE 73,905 NORTEL NETWORKS Common Stock 665815106 1,428,334 254,605 254,605 NONE 254,605 O'SULLIVAN INDUSTRIES $1.50 PER SHARE 12% Preferred Stock 67104Q205 3,016,350.00 2,010,900 2,010,900 NONE 2,010,900 PFIZER INC. Common Stock 717081103 585,460 14,600 14,600 NONE 14,600 PHILLIPS PETROLEUM CO. Common Stock 718507106 23,566,386 436,900 436,900 NONE 436,900 PICTURETEL CORP NEW Common Stock 720035302 11,821,862 1,976,900 1,976,900 NONE 1,976,900 PRICE COMMUNICATIONS CORP. Common Stock 741437305 57,447,110 3,389,210 3,389,210 NONE 3,389,210 RALSTON PURINA CO. Common Stock 751277302 37,962,720 1,157,400 1,157,400 NONE 1,157,400 SANMINA CORP Common Stock 800907107 296,587 21,840 21,840 NONE 21,840 SENSORMATIC ELECTRONICS Common Stock 817265101 59,353,690 2,497,000 2,497,000 NONE 2,497,000 SIEBEL SYSTEMS INC. Common Stock 826170102 327,852 25,200 25,200 NONE 25,200 SOLECTRON CORP Common Stock 834182107 1,811,412 155,486 155,486 NONE 155,486 SUN MICROSYSTEMS INC Common Stock 866810104 880,755 106,500 106,500 NONE 106,500 SUNTRUST BANKS INC Common Stock 867914103 3,653,276 54,854 54,854 NONE 54,854 TELFONICA SA-ADR Common Stock 879382208 8,605,340 253,471 253,471 NONE 253,471 TEXACO INC Common Stock 881694103 100,807,187 1,544,701 1,544,701 NONE 1,544,701 TYCO INTERNATIONAL Common Stock 902124106 121,638,846 2,655,870 2,655,870 NONE 2,655,870 TYSON FOODS INC. CL-A Common Stock 902494103 59,852,560 5,891,000 5,891,000 NONE 5,891,000 ULTRAMAR DIAMOND SHAMROCK Common Stock 904000106 14,477,880 302,000 302,000 NONE 302,000 VIACOM CLASS B Common Stock 925524308 10,670,022 309,276 309,276 NONE 309,276 WILLAMETTE INDUSTRIES Common Stock 969133107 16,052,432 356,800 356,800 NONE 356,800
830,836,319.34 5 02090001.AH5