UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
Amendment No.1
For the fiscal year ended:
OR
For the transition period from to
Commission File Number:
(Exact name of registrant as specified in its charter)
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(State or other jurisdiction of | (I.R.S. Employer |
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(Address of principal executive offices) | (Zip code) |
Registrant’s telephone number, including area code: (
Securities registered pursuant to Section 12(b) of the Act:
Title of each class: |
| Trading Symbol |
| Name of each exchange on which registered: |
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Securities registered pursuant to Section 12(g) of the Act: None
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.
Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act. Yes ◻
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.
Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§ 232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files).
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company, or an emerging growth company. See definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
Accelerated filer ◻ | Non-accelerated filer ◻ | Smaller reporting company | |
Emerging growth company |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ◻
Indicate by check mark whether the registrant has filed a report on and attestation to its management’s assessment of the effectiveness of its internal control over financial reporting under Section 404(b) of the Sarbanes-Oxley Act (15 U.S.C. 7262(b)) by the registered public accounting firm that prepared or issued its audit report. Yes
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act). Yes
At March 4, 2022, there were of record
The aggregate market value of the shares of common stock (based upon the closing price at June 30, 2021 as reported on the New York Stock Exchange-Composite Transactions) of Southern Copper Corporation held by non-affiliates was approximately $
PORTIONS OF THE FOLLOWING DOCUMENTS ARE INCORPORATED BY REFERENCE:
Part III: |
| Proxy statement for 2022 Annual Meeting of Stockholders |
Explanatory Note
Southern Copper Corporation is filing this Amendment No. 1 (this Amendment) to its Annual Report on Form 10-K for the fiscal year ended December 31, 2021, filed with the Securities and Exchange Commission (SEC) on March 07, 2022 (the Original Filing), for the sole purpose of filing Exhibits 96.1 to 96.9, that exceed the SEC file size limitations for a single submission.
Except as described above, this Amendment does not amend, update or change any other items or disclosures contained in the Original Filing. This Amendment does not reflect or purport to reflect any information or events occurring after the date of the Original Filing nor does it modify or update the disclosures contained in the Original Filing that may be affected by subsequent events. Accordingly, this Amendment should be read in conjunction with the Original Filing and Southern Copper Corporation’s other filings made with the SEC subsequent to the filing of the Original Filing.
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10.1 | ||||
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10.3 | ||||
14.0 | ||||
21.1 | ||||
23.1 | Consent of Registered Public Accounting Firm ( | |||
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31.1 | Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (Filed herewith). | |||
31.2 | Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (Filed herewith). | |||
32.1 | Certification Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C., section 1350. This document is being furnished in accordance with SEC Release No. 33-8238. (Filed as Exhibit 32.1 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2021 and incorporated herein by reference). | |||
32.2 | Certification Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C., section 1350. This document is being furnished in accordance with SEC Release No. 33-8238. (Filed as Exhibit 32.2 to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2021 and incorporated herein by reference). | |||
96.1 | Technical Report Summary of Mineral Reserves and Mineral Resources for the Cuajone Mine (Filed herewith). | |||
96.2 | Technical Report Summary of Mineral Reserves and Mineral Resources for the Toquepala Mine (Filed herewith). | |||
96.3 | Technical Report Summary of Mineral Reserves and Mineral Resources for the Tia Maria Project (Filed herewith). | |||
96.4 | Technical Report Summary of Mineral Resources for the Los Chancas Project (Filed herewith). | |||
96.5 | Technical Report Summary of Mineral Resources for the Michiquillay Project (Filed herewith). | |||
96.6 | Technical Report Summary of Mineral Reserves and Mineral Resources for Buenavista del Cobre (Filed herewith). | |||
96.7 | Technical Report Summary of Mineral Reserves and Mineral Resources for the La Caridad Mine (Filed herewith). | |||
96.8 | Technical Report Summary of Mineral Resources for the Pilares Project (Filed herewith). | |||
96.9 | Technical Report Summary of Mineral Reserves and Mineral Resources for the El Pilar Project (Filed herewith). | |||
96.10 | Technical Report Summary of Mineral Reserves and Mineral Resources for the El Arco Project (To be filed by Amendment). | |||
96.11 | Technical Report Summary of Mineral Resources for the Charcas Mine (To be filed by Amendment). | |||
96.12 | Technical Report Summary of Mineral Resources for the Santa Barbara Mine (To be filed by Amendment). |
96.13 | Technical Report Summary of Mineral Resources for the San Martin Mine (To be filed by Amendment). | |||
101.INS | XBRL Instance Document (submitted electronically with this report). The instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. | |||
101.SCH | XBRL Taxonomy Extension Schema Document (submitted electronically with this report). | |||
101.CAL | XBRL Taxonomy Calculation Linkbase Document (submitted electronically with this report). | |||
101.DEF | XBRL Taxonomy Extension Definition Linkbase Document (submitted electronically with this report). | |||
101.LAB | XBRL Taxonomy Label Linkbase Document (submitted electronically with this report). | |||
101.PRE | XBRL Taxonomy Presentation Linkbase Document (submitted electronically with this report). | |||
104 | Cover Page Interactive Data File (formatted in Inline XBRL and contained in Exhibit 101) |
The exhibit listed as 10.1 is the management contract or compensatory plan or arrangement required to be filed pursuant to Item 15(b) of Form 10-K.
Attached as Exhibit 101 to this report are the following documents formatted in Inline XBRL (Inline Extensible Business Reporting Language): (i) the Consolidated Statements of Earnings for the years ended December 31, 2021, 2020 and 2019; (ii) the Consolidated Statements of Comprehensive Income for the years ended December 31, 2021, 2020 and 2019; (iii) the Consolidated Balance Sheets at December 31, 2021 and 2020; (iv) the Consolidated Statements of Cash Flows for the years ended December 31, 2021, 2020 and 2019; (v) the Consolidated Statements of changes in equity for the years ended December 31, 2021, 2020 and 2019, and (vi) the Notes to Consolidated Financial Statements tagged in detail. Users of this data are advised pursuant to Rule 406T of Regulation S-T that this interactive data file is deemed not filed or part of a registration statement or prospectus for purposes of sections 11 or 12 of the Securities Act of 1933, is deemed not filed for purposes of section 18 of the Securities Exchange Act of 1934, and otherwise is not subject to liability under these sections.
Signatures
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Report on Form 10-K/A Amendment N°1 to be signed on its behalf by the undersigned, thereunto duly authorized.
SOUTHERN COPPER CORPORATION | ||
(Registrant) | ||
By: | /s/ OSCAR GONZALEZ ROCHA | |
Oscar Gonzalez Rocha | ||
President and Chief Executive Officer |
Date: March 7, 2022