List of Other Included Managers: |
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this report is filed, other than the
manager filing this report. |
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.] |
|
No. |
Name |
Form 13F File No. |
CRD No. (if applicable) |
SEC File No. (if applicable) |
CIK |
|
1 |
RBC Global Asset Management Inc. |
028-14116 |
|
|
0001508208 |
|
2 |
RBC Capital Markets Arbitrage S.A. |
028-11273 |
|
|
0001316278 |
|
3 |
RBC Capital Markets, LLC |
028-04069 |
|
|
0000050916 |
|
4 |
RBC Global Asset Management (U.S.) |
028-10228 |
|
|
0001179454 |
|
5 |
RBC Dominion Securities Inc. |
028-11322 |
|
|
0001317808 |
|
6 |
BlueBay Asset Management LLP |
028-12524 |
|
|
0001402568 |
|
7 |
RBC Phillips, Hager & North Investment Counsel Inc. |
028-11271 |
|
|
0001317823 |
|
8 |
RBC Private Counsel (USA) Inc. |
028-11454 |
|
|
0001332123 |
|
9 |
ROYAL TRUST CORP OF CANADA/ |
028-11393 |
|
|
0001082817 |
|
11 |
RBC TRUSTEES (Jersey) LTD |
028-13008 |
|
|
0001368871 |
|
13 |
RBC cees Trustee LTD |
028-11601 |
|
|
0001351870 |
|
14 |
RBC Trust Co (International) Ltd |
028-13471 |
|
|
0001456584 |
|
15 |
RBC Trust Co (Delaware) Ltd |
028-13779 |
|
|
0001483254 |
|
16 |
RBC GLOBAL ASSET MANAGEMENT (UK) Ltd |
028-16409 |
|
|
0001628493 |
|
18 |
RBC Investment Solutions (CI) LTD |
028-12564 |
|
|
0001409526 |
|
19 |
CITY NATIONAL BANK |
028-04805 |
|
|
0000275216 |
|
21 |
CITY NATIONAL ROCHDALE, LLC |
028-05392 |
|
|
0001009289 |
|
23 |
LMCG INVESTMENTS, LLC |
028-13608 |
|
|
0001470944 |
|
24 |
MID CONTINENT CAPITAL LLC/IL |
028-05684 |
|
|
0001015887 |
|
25 |
Symphonic Financial Advisors LLC |
028-12672 |
|
|
0001416208 |
|
26 |
SEI INVESTMENTS MANAGEMENT CORP |
028-16475 |
|
|
0000907692 |
|
27 |
Aston Asset Management, LLC |
028-12347 |
|
|
0001386714 |
|
28 |
UBS ASSET MANAGEMENT AMERICAS INC |
028-02682 |
|
|
0000861177 |
|
29 |
RBC Dominion Securities Global Ltd |
028-17163 |
|
|
0001666157 |
|
30 |
JACKSON NATIONAL ASSET MANAGEMENT LLC |
028-06761 |
|
|
0001164772 |
|
31 |
ENVESTNET ASSET MANAGEMENT INC |
028-13411 |
|
|
0001407543 |
|
32 |
CRAMER ROSENTHAL MCGLYNN LLC |
028-02028 |
|
|
0000820743 |
|
33 |
Lomas Capital Management, LLC |
028-15278 |
|
|
0001559972 |
|
34 |
CYPRESS FUNDS LLC |
028-04707 |
|
|
0001081198 |
|
37 |
Blackstart Capital LP |
028-17673 |
|
|
0001666647 |
|
38 |
Context BH Capital Management, LP |
028-17208 |
|
|
0001618872 |
|
39 |
Azora Capital LP |
028-18527 |
|
|
0001700272 |
|
41 |
CARBONADO CAPITAL |
028-17121 |
|
|
0001641865 |
|
42 |
BlueMar Capital Management, LLC |
028-15913 |
|
|
0001582635 |