Need Help? Talk to an Expert +1 (408) 836-7136

Categorized Chronological Ownerhip by owner Transcripts Expert Interviews Holdings Your Highlights Financial Information Proxy/Share Holder Meeting Insider Transactions Beneficial Ownership/Institutional ownership Merger/Acquisition IPO/Public Offerings Securities-based Crowdfunding Regulation A Offering Foreign Private Issuers Mutual Funds and ETFs Variable Annuities Exhibits Delisitngs Deregister

  Prospect Floating Rate & Alternative Income Fund, Inc.   |  1521945

Available Fillings Total Fillings:472
Form Type Form Count
8-K 124
497 36
NT 10-Q 2
N-2 4
DEFR14A 1
40-APP 7
UPLOAD 1
CORRESP 44
SC TO-I/A 27
10-Q 35
POS EX 2
N-14 8C 1
APP NTC 2
425 4
N-54A 1
SC 13D 1
N-2/A 14
8-K/A 3
40-17G 10
SC TO-I 27
10-K 12
N-14 8C/A 1
N-8A 1
APP WD/A 2
40-APP/A 17
POS 8C 25
N-6F 1
DEFA14A 8
APP ORDR 1
APP WD 3
424B3 7
486BPOS 1
EFFECT 16
3 8
10-K/A 3
DEF 14A 13
4 2
8-A12G 1
PRE 14A 3
D 1
Financials Total:177
Form Type Act Filing Date Report Date Action
8-K 34 07/02/2024 07/02/2024 |    |  
8-K 34 06/26/2024 06/21/2024 |    |  
8-K 34 05/31/2024 05/31/2024 |    |  
10-Q 34 05/13/2024 03/31/2024 |    |  
8-K 34 04/22/2024 04/19/2024 |    |  
8-K 34 04/01/2024 04/01/2024 |    |  
8-K 34 03/20/2024 03/20/2024 |    |  
10-Q 34 02/12/2024 12/31/2023 |    |  
8-K 34 02/02/2024 02/02/2024 |    |  
8-K 34 01/24/2024 01/24/2024 |    |  
Show More
Ipos Total:45
Form Type Act Filing Date Report Date Action
CORRESP 02/22/2023 07/03/2024
CORRESP 03/01/2021 07/03/2024
CORRESP 08/25/2020 07/03/2024
CORRESP 06/23/2020 07/03/2024
CORRESP 03/31/2020 07/03/2024
CORRESP 09/26/2019 07/03/2024
CORRESP 09/25/2019 07/03/2024
CORRESP 09/25/2019 07/03/2024
CORRESP 09/25/2019 07/03/2024
CORRESP 04/18/2019 07/03/2024
Show More
Form Type Act Filing Date Report Date Action
3 02/26/2024 02/22/2024
4 02/26/2024 02/22/2024
3 02/26/2024 02/22/2024
3 04/11/2019 04/01/2019
3 04/11/2019 04/01/2019
3 04/11/2019 04/01/2019
3 04/11/2019 04/01/2019
3 04/11/2019 04/01/2019
4 08/02/2013 07/31/2013
3 04/09/2013 05/02/2012
Show More
Form Type Act Filing Date Report Date Action
SC 13D 34 02/26/2024 07/03/2024
DEF 14A 34 10/02/2023 10/02/2023
DEF 14A 34 09/27/2022 09/27/2022
DEF 14A 34 09/14/2021 09/14/2021
DEF 14A 34 03/02/2021 03/01/2021
DEF 14A 34 09/18/2020 09/18/2020
DEF 14A 34 09/27/2019 09/27/2019
DEF 14A 34 05/01/2017 06/13/2017
DEF 14A 34 09/16/2016 10/21/2016
DEF 14A 34 04/19/2016 05/27/2016
Show More
Form Type Act Filing Date Report Date Action
8-K 34 07/02/2024 07/02/2024 |    |  
SC TO-I 34 06/28/2024 07/03/2024
8-K 34 06/26/2024 06/21/2024 |    |  
8-K 34 05/31/2024 05/31/2024 |    |  
8-K 34 04/22/2024 04/19/2024 |    |  
8-K 34 04/01/2024 04/01/2024 |    |  
SC TO-I 34 03/28/2024 07/03/2024
8-K 34 03/20/2024 03/20/2024 |    |  
8-K 34 02/02/2024 02/02/2024 |    |  
8-K 34 01/24/2024 01/24/2024 |    |  
Show More
Form Type Act Filing Date Report Date Action
DEF 14A 34 10/02/2023 10/02/2023
DEF 14A 34 09/27/2022 09/27/2022
DEF 14A 34 09/14/2021 09/14/2021
DEF 14A 34 03/02/2021 03/01/2021
PRE 14A 34 02/19/2021 02/16/2021
DEF 14A 34 09/18/2020 09/18/2020
DEF 14A 34 09/27/2019 09/27/2019
PRE 14A 34 04/25/2018 06/20/2018
DEF 14A 34 05/01/2017 06/13/2017
DEF 14A 34 09/16/2016 10/21/2016
Show More