SC 13G 1 formsc13-g.htm

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

(Amendment No. )*

 

Red Violet, Inc.
(Name of Issuer)

 

Common Stock, par value $0.001 per share
(Title of Class of Securities)

 

75704L104
(CUSIP Number)

 

June 25, 2018
(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

[X] Rule 13d-1(b)

 

[  ] Rule 13d-1(c)

 

[  ] Rule 13d-1(d)

 

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 
 

 

CUSIP No 75704L104  

 

1. NAME OF REPORTING PERSONS  
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)  
     
 

Superius Securities Group Inc. Profit Sharing Plan (the “Plan”)

 

22-3090132

 
     
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)  
    (a) [_]
    (b) [_]
     
3. SEC USE ONLY  
     
     
4. CITIZENSHIP OR PLACE OF ORGANIZATION  
     
  United States  
     
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH  
     
5. SOLE VOTING POWER  
     
  520,306  
     
6. SHARED VOTING POWER  
     
  0  
     
7. SOLE DISPOSITIVE POWER  
     
  520,306  
     
8. SHARED DISPOSITIVE POWER  
     
  0  
     
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON  
     
  520,306  
     
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)  
    [_]
     
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)  
     
  5.1% (1)  
     
12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)  
  EP  

 

(1) Based on 10,266,612 shares of Issuer’s Common Stock outstanding as of May 10, 2018.

 

 
 

 

CUSIP No 75704L104    

 

Item 1. (a). Name of Issuer:
     
    Red Violet, Inc.
     
  (b). Address of issuer's principal executive offices:
     
   

2650 N. Military Trail, Suite 300

Boca Raton, FL 33431

     
Item 2. (a). Name of persons filing:
     
    Superius Securities Group Inc. Profit Sharing Plan (the “Plan”)
     
  (b). Address or principal business office or, if none, residence:
     
    The principal business office of the Plan is 94 Grand Ave, Englewood, NJ 07631.
     
  (c). Citizenship:
     
    A United States company organized in the State of New York.
     
  (d). Title of class of securities:
     
    Common Stock, par value $0.001 per share
     
  (e). CUSIP No.:
     
    03819m106

 

Item 3. If This Statement is filed pursuant to §§.240.13d-1(b) or 240.13d-2(b), or (c), check whether the person filing is a

 

  (a) [_] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
       
  (b) [_] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
       
  (c) [_] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
       
  (d) [_] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
       
  (e) [  ] An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
       
  (f) [X] An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
       
  (g) [  ] A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
       
  (h) [_] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.1813);
       
  (i) [_] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
       
  (j) [_] A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);
       
  (k) [_] Group, in accordance with §240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution:

 

 
 

 

Item 4. Ownership.
   
  Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

  (a) Amount beneficially owned:
     
    520,306

 

  (b) Percent of class:
     
    5.1% (1)

 

  (c) Number of shares as to which the person has:

 

    (i) Sole power to vote or to direct the vote 520,306
         
    (ii) Shared power to vote or to direct the vote 0
         
    (iii) Sole power to dispose or to direct the disposition of 520,306
         
    (iv) Shared power to dispose or to direct the disposition of 0

 

(1) Based on 10,266,612 shares of Issuer’s Common Stock outstanding as of May 10, 2018.

 

 
 

 

  Instruction: For computations regarding securities which represent a right to acquire an underlying security see §240.13d-3(d)(1).
   
Item 5. Ownership of Five Percent or Less of a Class.
   
  Not applicable.
   
Item 6. Ownership of More Than Five Percent on Behalf of Another Person.
   
  Not applicable.
   
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
   
  Not applicable.
   
Item 8. Identification and Classification of Members of the Group.
   
  Not applicable.
   
Item 9. Notice of Dissolution of Group.
   
  Not applicable.
   
Item 10. Certification.
   
  By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

 

 
 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

  June 29, 2018
  (Date)
     
  Superius Securities Group Inc., Profit Sharing Plan
     
  By: /s/ James Hudgins
  Name: James Hudgins
  Title: Trustee

 

The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.

 

Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See s.240.13d-7 for other parties for whom copies are to be sent.

 

Attention. Intentional misstatements or omissions of fact constitute Federal criminal violations (see 18 U.S.C. 1001).