SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Freeman Grant

(Last) (First) (Middle)
2200 WEST AIRFIELD DRIVE
PO BOX 619810

(Street)
DFW AIRPORT TX 75261

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/01/2023
3. Issuer Name and Ticker or Trading Symbol
Thryv Holdings, Inc. [ THRY ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 13,014 D
Common Stock 47,419(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) (2) 11/18/2029 Common Stock 55,556(2) $13.82 D
Stock Option (right to buy) (3) 12/11/2030 Common Stock 20,000(3) $10.35 D
Explanation of Responses:
1. These restricted stock units were granted under the Issuer's 2020 Incentive Award Plan. Of the 47,419 restricted stock units reported, (i) 15,651 were granted on May 3, 2022 and will vest in two remaining equal annual installments in January 2024 and January 2025, and (ii) 31,768 were granted on January 5, 2023 and will vest in three equal annual installments beginning in January 2024.
2. Represents Stock Options awarded on November 18, 2019 under the Issuer's 2016 Stock Incentive Plan, all of which have vested.
3. Represents Stock Options awarded on December 11, 2020 under the Issuer's 2020 Incentive Award Plan, of which have 13,333 vested, and the remaining 6,667 will vest in December 2023.
Remarks:
Please refer to Exhibit 24.1-Power of Attorney
/s/ Meredith Kennedy, Attorney-in-Fact 09/01/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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