FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
MCCORMICK & CO INC [ MKC ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 04/25/2022 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock - Voting | 128,898 | D | ||||||||
Common Stock - Voting | 25,000 | I | IRA | |||||||
Common Stock - Voting | 14,455.4952 | I | 401(k) Retirement Plan | |||||||
Common Stock - Voting | 04/27/2022 | G | V | 2,209 | D | (2) | 7,655(1) | I | By 2020 GRAT A | |
Common Stock - Voting | 04/27/2022 | G | V | 2,209 | D | (2) | 7,655(1) | I | By 2020 GRAT B | |
Common Stock -Voting | 8,631 | I | By 2021 GRAT C | |||||||
Common Stock - Voting | 8,631 | I | By 2021 GRAT D | |||||||
Common Stock - Voting | 11,363(3) | I | By 2022 GRAT E | |||||||
Common Stock - Voting | 11,363(3) | I | By 2022 GRAT F |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Phantom Stock | (4) | 04/25/2022 | J | V | 107.457 | (4) | (4) | Common Stock - Voting | 107.457 | $102.37 | 29,837.739(5) | I | Non-Qualified Retirement Plan | ||
Options- Right to Buy | $83.25 | 06/30/2022 | A | 17,806 | (6) | (6) | Common Stock - Voting | 17,806 | $0 | 17,806 | D |
Explanation of Responses: |
1. Upon termination of the Reporting Person's 2020 grantor retained annuity trusts, the Reporting Person gifted 4,418 shares of Common Stock - Voting and transferred 10,892 shares of Common Stock - Voting evenly into two new separate grantor retained annuity trusts created on June 30, 2022. |
2. Shares gifted; No Purchase price required. |
3. On June 30, 2022, the Reporting Person established two new separate grantor retained annuity trusts and transferred 10,892 shares of Common Stock - Voting evenly from the 2020 grantor retained annuity trusts and 11,834 shares of Common Stock -Voting evenly from the 2021 grantor retained annuity trusts. |
4. Dividend Reinvestment. |
5. This amount reflects 299.064 shares acquired through Dividend Reinvestment and not previously reported on the Reporting Person's previous Form 4. |
6. The option grant becomes exercisable in thirds of each of the first three (3) grant anniversaries. |
Jason E. Wynn, Attorney-in-fact | 07/05/2022 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |