8-K 1 form8k301delist1-20.txt 8-K RE NYSE DELIST UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 7, 2020 FLEXIBLE SOLUTIONS INTERNATIONAL INC. ------------------------------------- (Exact name of Registrant as specified in its charter) Alberta 001-31540 71-1630889 --------------------------- --------------------- --------------------- (State or other jurisdiction (Commission File No.) (IRS Employer of incorporation) Identification No.) 6001 54 Ave. Taber, Alberta, Canada T1G 1X4 -------------------------------- (Address of principal executive offices, including Zip Code) Registrant's telephone number, including area code: (403) 223-2995 N/A -------------------------------------- (Former name or former address if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-14(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of Trading Name of each exchange each class Symbol(s) on which registered ----------- ---------- --------------------- Common Stock FSI NYSE American Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (ss.203.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (ss.204.12b-2 of this chapter. Emerging growth company [ ] If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ] Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. The Company's common stock is listed on the NYSE American Stock Exchange. Under Section 704 of the NYSE American Company Guide, the Company was required to hold an annual meeting of its shareholders during its fiscal year ended December 31, 2019. On December 23, 2019, the Company became aware of the fact that it would not be able to hold an annual meeting of its shareholders during its fiscal year ending December 31, 2019. On January 6, 2020, the Company's attorneys notified the NYSE American that the Company did not hold its annual meeting of its shareholders during its fiscal year ending December 31, 2019. On January 7, 2020, the NYSE American sent the Company a letter stating that the Company was not in compliance with Section 704 of the NYSE American Company Guide. The Company plans to hold its 2019 annual meeting of shareholders on February 27, 2020. 2 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: January 8, 2020 FLEXIBLE SOLUTIONS INTERNATIONAL INC. By: /s/ Daniel B. O'Brien ------------------------------------- Daniel B. O'Brien, President and Chief Executive Officer 3