SC 13D
1
china025873_13d.txt
CHINA YUCHAI INTERNATIONAL LTD. SCHEDULE 13D
SCHEDULE 13D
(RULE 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13D-1(a) AND
AMENDMENTS THERETO FILED PURSUANT TO RULE 13D-2(a)
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. ___)*
China Yuchai International Ltd.
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
G210821050
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(CUSIP Number)
Qin Xiaocong
Room E, 21/F., Flate, Ka On Bldg.
8-14 Connaught Rd., West
Hong Kong
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(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
October 24, 2002
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following
box. [ ]
NOTE: Schedules filed in paper format shall include a signed original
and five copies of the schedule, including all exhibits. See Rule
13d-7(b) for other parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class
of securities, and for any subsequent amendment containing information
which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 4 Pages
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CUSIP NO. G210821050 13D PAGE 2 OF 7 PAGES
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1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Goldman Industrial Ltd.
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [ ]
(b) [ ]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS (SEE INSTRUCTIONS)
Not Applicable
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5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands
----------------- ----- ----------------------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 8,601,550
OWNED BY ----- ----------------------------------------------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING
PERSON ----- ----------------------------------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
8,601,550
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10 SHARED DISPOSITIVE POWER
----- ----------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,601,550
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12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ]
----- ----------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
24.3%
----- ----------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
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CUSIP NO. G210821050 13D PAGE 3 OF 7 PAGES
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1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Coomber Investment Ltd.
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [ ]
(b) [ ]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS (SEE INSTRUCTIONS)
Not Applicable
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5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
----- ----------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands
----------------- ----- ----------------------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 8,601,550
OWNED BY ----- ----------------------------------------------------------------------------------------------
EACH 8 SHARED VOTING POWER
REPORTING
PERSON ----- ----------------------------------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
8,601,550
----- ----------------------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
----- ----------------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,601,550
----- ----------------------------------------------------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ]
----- ----------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
24.3%
----- ----------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
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Item 1. Security and Issuer.
-------------------
The class of equity security to which this statement relates is the Common
Stock, par value $0.10 per share, of China Yuchai International Limited, a
Bermuda corporation ("CYI"). The address of CYI's principal executive office is
16 Raffles Quay, #26-00 Hong Leong Building, Singapore 048581.
Item 2. Identity and Background.
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(a), (b) and (c)
Goldman Industrial Ltd. ("Goldman"), No. 20, Xinzhu Road, Naning, Gangxi, China,
is a British Virgin Islands corporation, principally engaged in the business of
a holding company. Coomber Investment Ltd. ("Coomber"), Room E, 21/F., Flate, Ka
On Bldg., 8-14 Connaught Road, West, Hong Kong, a British Virgin Islands
corporation, is a wholly-owned subsidiary of Goldman through which Goldman holds
8,601,550 shares of Common Stock of CYI. Information is provided below with
respect to the persons who are directors and senior management of the reporting
persons.
Qin Xiaocong, Chairman of the Board of Goldman and of Coomber, Room E, 21/F.,
Flate, Ka On Bldg., 8-14 Connaught Road, West, Hong Kong;
Zhu Guoxin, Director of Goldman and Director of Coomber, Room E, 21/F., Flate,
Ka On Bldg., 8-14 Connaught Road, West, Hong Kong;
Yuan Xucheng, Director of Goldman and of Coomber, No. 20, Xinzhu Road, Naning,
Gangxi, China
(d) and (e)
To the knowledge of the reporting persons, neither the reporting persons nor any
of the individuals listed above has, during the last five years, been convicted
in a criminal proceeding or was, during the last five years, a party to a civil
proceeding as a result of which such person was or is subject to a judgment,
decree or final order enjoining future violations of, or prohibiting or
mandating activities subject to, federal or state securities laws or finding any
violation with respect to such laws.
(f) The individuals listed above are citizens of the People's Republic of China.
Item 3. Source and Amount of Funds or Other Consideration.
-------------------------------------------------
On October 24, 2002, Goldman acquired all of the outstanding shares of Coomber.
At the time of such acquisition, Coomber was the owner of 8,601,550 shares of
Common Stock of CYI. As a result of such transaction, Goldman, through Coomber,
became the beneficial owner of the shares of Common Stock of CYI owned by
Coomber.
Item 4. Purpose of Transaction.
----------------------
Goldman acquired all of the outstanding shares of Coomber for investment
purposes. The reporting persons presently do not have any definitive plans or
proposals that relate to or would result in transactions of the kind described
in paragraphs (a) through (j) of Item 4 of Schedule 13D. The reporting persons
may make additional purchases of Common Stock of CYI either in the open
Page 4 of 7 Pages
market or in private transactions depending on their evaluation of CYI's
business, prospects and financial condition, the market for the Common Stock,
other opportunities available to them, general economic conditions, money and
stock market conditions and other future developments. Depending on the same
factors, the reporting persons may decide in the future to sell all or part of
their investment in the CYI Common Stock.
Item 5. Interest in Securities of the Issuer.
------------------------------------
Goldman, through Coomber, is the beneficial owner of 8,601,550 shares of Common
Stock of CYI, which represents approximately 24.3% of the outstanding Common
Stock of CYI. To the knowledge of the reporting persons, no person named in Item
2 beneficially owns any CYI shares.
Goldman, through Coomber, has the sole power to vote and the sole power to
dispose of all shares of CYI Common Stock owned by it.
No transactions in the Common Stock of CYI were effected during the past 60 days
by any person named in paragraph (a) above.
No other person has the right to receive or the power to direct the receipt of
dividends from, or the proceeds of the sale, of the shares of CYI Common Stock.
Item 6. Contracts, Arrangements, Understandings or Relationships With Respect
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to Securities of the Issuer.
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None.
Item 7. Material to be Filed as Exhibits.
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See Exhibit Index on page following Signatures.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: November 13, 2002.
GOLDMAN INDUSTRIAL LTD.
By: /s/ Qin Xiaocong
Chairman of the Board
COOMBER INVESTMENT LTD.
By: /s/ Qin Xiaocong
Chairman of the Board
Page 5 of 7 Pages
EXHIBIT INDEX
Exhibit Description
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A Agreement as to Joint Filing
Page 6 of 7 Pages
EXHIBIT A
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The undersigned hereby agree to file a joint Schedule 13D with respect
to the interests of the undersigned in China Yuchai International Ltd. and that
the Schedule 13D to which this Exhibit A is attached has been filed on behalf of
each of the undersigned.
Dated: November 13, 2002.
GOLDMAN INDUSTRIAL LTD.
By: /s/ Qin Xiaocong
Chairman of the Board
COOMBER INVESTMENT LTD.
By: /s/ Qin Xiaocong
Chairman of the Board
Page 7 of 7 Pages