UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-08560
Gabelli International Growth Fund, Inc.
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
John C. Ball
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2022 – June 30, 2023
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2022 TO JUNE 30, 2023
ProxyEdge Meeting Date Range: 07/01/2022 - 06/30/2023 Gabelli International Growth Fund Inc. |
Report Date: 07/01/2023 1 |
| Investment Company Report | ||||||||||||
| NOMAD FOODS LIMITED | ||||||||||||
| Security | G6564A105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NOMD | Meeting Date | 01-Jul-2022 | |||||||||
| ISIN | VGG6564A1057 | Agenda | 935650855 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Sir Martin Ellis Franklin, KGCN | Management | For | For | ||||||||
| 1b. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Noam Gottesman | Management | For | For | ||||||||
| 1c. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Ian G.H. Ashken | Management | For | For | ||||||||
| 1d. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Stéfan Descheemaeker | Management | For | For | ||||||||
| 1e. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: James E. Lillie | Management | For | For | ||||||||
| 1f. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Stuart M. MacFarlane | Management | For | For | ||||||||
| 1g. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Victoria Parry | Management | For | For | ||||||||
| 1h. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Amit Pilowsky | Management | For | For | ||||||||
| 1i. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Melanie Stack | Management | For | For | ||||||||
| 1j. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Samy Zekhout | Management | For | For | ||||||||
| 2. | Ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the 2022 fiscal year. | Management | For | For | ||||||||
| SOITEC SA | ||||||||||||
| Security | F8582K389 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 26-Jul-2022 | ||||||||||
| ISIN | FR0013227113 | Agenda | 715818641 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | ||||||||||
| CMMT | FOR FRENCH MEETINGS ‘ABSTAIN’ IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-‘AGAINST.’ IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||
| CMMT | DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY-THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED-AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING-WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF-SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO-ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO-REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY. | Non-Voting | ||||||||||
| CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE- COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY- FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| 1 | APPROVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||
| 2 | APPROVE CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||
| 3 | APPROVE ALLOCATION OF INCOME AND ABSENCE OF DIVIDENDS | Management | No Action | |||||||||
| 4 | APPROVE AUDITORS’ SPECIAL REPORT ON RELATED-PARTY TRANSACTIONS | Management | No Action | |||||||||
| 5 | RENEW APPOINTMENT OF KPMG SA AS AUDITOR | Management | No Action | |||||||||
| 6 | RENEW APPOINTMENT OF ERNST & YOUNG AUDIT AS AUDITOR | Management | No Action | |||||||||
| 7 | AMEND ARTICLE 12 OF BYLAWS RE: MANDATES AND AGE LIMIT OF DIRECTORS | Management | No Action | |||||||||
| 8 | ELECT PIERRE BARNABE AS DIRECTOR | Management | No Action | |||||||||
| 9 | ELECT FONDS STRATEGIQUE DE PARTICIPATIONS AS DIRECTOR | Management | No Action | |||||||||
| 10 | REELECT CHRISTOPHE GEGOUT AS DIRECTOR | Management | No Action | |||||||||
| 11 | REELECT BPIFRANCE PARTICIPATIONS AS DIRECTOR | Management | No Action | |||||||||
| 12 | REELECT KAI SEIKKU AS DIRECTOR | Management | No Action | |||||||||
| 13 | ELECT CEA INVESTISSEMENT AS DIRECTOR | Management | No Action | |||||||||
| 14 | ELECT DELPHINE SEGURA AS DIRECTOR | Management | No Action | |||||||||
| 15 | ELECT MAUDE PORTIGLIATTI AS DIRECTOR | Management | No Action | |||||||||
| 16 | APPROVE REMUNERATION POLICY OF CHAIRMAN OF THE BOARD | Management | No Action | |||||||||
| 17 | APPROVE REMUNERATION POLICY OF DIRECTORS | Management | No Action | |||||||||
| 18 | APPROVE REMUNERATION POLICY OF CEO | Management | No Action | |||||||||
| 19 | APPROVE REMUNERATION POLICY OF PAUL BOUDRE, CEO | Management | No Action | |||||||||
| 20 | APPROVE REMUNERATION POLICY OF PIERRE BARNABE, CEO | Management | No Action | |||||||||
| 21 | APPROVE COMPENSATION REPORT OF CORPORATE OFFICERS | Management | No Action | |||||||||
| 22 | APPROVE COMPENSATION OF ERIC MEURICE, CHAIRMAN OF THE BOARD | Management | No Action | |||||||||
| 23 | APPROVE COMPENSATION OF PAUL BOUDRE, CEO | Management | No Action | |||||||||
| 24 | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL | Management | No Action | |||||||||
| 25 | AUTHORIZE DECREASE IN SHARE CAPITAL VIA CANCELLATION OF REPURCHASED SHARES | Management | No Action | |||||||||
| 26 | APPROVE ISSUANCE OF EQUITY OR EQUITY- LINKED SECURITIES RESERVED FOR SPECIFIC BENEFICIARIES, UP TO AGGREGATE NOMINAL AMOUNT OF EUR 6.5 MILLION | Management | No Action | |||||||||
| 27 | AUTHORIZE CAPITAL ISSUANCES FOR USE IN EMPLOYEE STOCK PURCHASE PLANS | Management | No Action | |||||||||
| 28 | AUTHORIZE FILING OF REQUIRED DOCUMENTS/OTHER FORMALITIES | Management | No Action | |||||||||
| CMMT | 22 JUN 2022: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://fr.ftp.opendatasoft.com/datadila/JO/BALO/pdf/202 2/0620/202206202203006-.pdf AND- https://fr.ftp.opendatasoft.com/datadila/JO/BALO/pdf/202 2/0622/202206222203082-.pdf AND PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE OF THE RECORD DATE-FROM 22 JUL 2022 TO 21 JUL 2022 AND RECEIPT OF UPDATED BALO LINK. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE | Non-Voting | ||||||||||
| TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | ||||||||||||
| COMPAGNIE FINANCIERE RICHEMONT SA | ||||||||||||
| Security | H25662182 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 07-Sep-2022 | ||||||||||
| ISIN | CH0210483332 | Agenda | 716026946 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION-MAY BE REJECTED. | Non-Voting | ||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 781748 DUE TO RECEIPT OF-SPIN CONTROL FOR RESOLUTION 4.1 AND 4.2. ALL VOTES RECEIVED ON THE PREVIOUS-MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED.-THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER-VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE-CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE.-PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING,-AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU. | Non-Voting | ||||||||||
| 1 | ANNUAL REPORT | Management | No Action | |||||||||
| 2 | APPROPRIATION OF PROFITS | Management | No Action | |||||||||
| 3 | RELEASE OF THE BOARD OF DIRECTORS AND THE MEMBERS OF THE SENIOR EXECUTIVE COMMITTEE . DESIGNATION OF A REPRESENTATIVE OF THE A SHAREHOLDERS FOR THE ELECTION TO THE BOARD OF DIRECTORS: | Management | No Action | |||||||||
| CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 OPTIONS TO BE ELECTED FOR RESOLUTION-4.1 AND 4.2, THERE IS ONLY 1 OPTION AVAILABLE TO BE FILLED AT THE MEETING.-THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU-CHOOSE, YOU ARE REQUIRED TO VOTE FOR, AGAINST OR ABSTAIN ON ONLY 1 OF THE 2-OPTIONS FOR RESOLUTIONS 4.1 AND 4.2 AND TO SELECT ‘CLEAR’ FOR THE OTHERS.-THANK YOU | Non-Voting | ||||||||||
| 4.1 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: ELECTION OF FRANCESCO TRAPANI | Shareholder | No Action | |||||||||
| 4.2 | ELECTION OF WENDY LUHABE | Management | No Action | |||||||||
| 5.1 | ELECTION OF THE BOARD OF DIRECTOR (BOD) AND ITS CHAIRMAN: JOHANN RUPERT AS MEMBER AND CHAIRMAN | Management | No Action | |||||||||
| 5.2 | ELECTION OF THE BOARD OF DIRECTOR (BOD) AND ITS CHAIRMAN: JOSUA MALHERBE | Management | No Action | |||||||||
| 5.3 | ELECTION OF THE BOARD OF DIRECTOR (BOD) AND ITS CHAIRMAN: NIKESH ARORA | Management | No Action | |||||||||
| 5.4 | ELECTION OF THE BOARD OF DIRECTOR (BOD) AND ITS CHAIRMAN: CLAY BRENDISH | Management | No Action | |||||||||
| 5.5 | ELECTION OF THE BOARD OF DIRECTOR (BOD) AND ITS CHAIRMAN: JEAN-BLAISE ECKERT | Management | No Action | |||||||||
| 5.6 | ELECTION OF THE BOARD OF DIRECTOR (BOD) AND ITS CHAIRMAN: BURKHART GRUND | Management | No Action | |||||||||
| 5.7 | ELECTION OF THE BOARD OF DIRECTOR (BOD) AND ITS CHAIRMAN: KEYU JIN | Management | No Action | |||||||||
| 5.8 | ELECTION OF THE BOARD OF DIRECTOR (BOD) AND ITS CHAIRMAN: JEROME LAMBER | Management | No Action | |||||||||
| 5.9 | ELECTION OF THE BOARD OF DIRECTOR (BOD) AND ITS CHAIRMAN: WENDY LUHABE | Management | No Action | |||||||||
| 5.10 | ELECTION OF THE BOARD OF DIRECTOR (BOD) AND ITS CHAIRMAN: JEFF MOSS | Management | No Action | |||||||||
| 5.11 | ELECTION OF THE BOARD OF DIRECTOR (BOD) AND ITS CHAIRMAN: VESNA NEVISTIC | Management | No Action | |||||||||
| 5.12 | ELECTION OF THE BOARD OF DIRECTOR (BOD) AND ITS CHAIRMAN: GUILLAUME PICTET | Management | No Action | |||||||||
| 5.13 | ELECTION OF THE BOARD OF DIRECTOR (BOD) AND ITS CHAIRMAN: MARIA RAMOS | Management | No Action | |||||||||
| 5.14 | ELECTION OF THE BOARD OF DIRECTOR (BOD) AND ITS CHAIRMAN: ANTON RUPERT | Management | No Action | |||||||||
| 5.15 | ELECTION OF THE BOARD OF DIRECTOR (BOD) AND ITS CHAIRMAN: PATRICK THOMAS | Management | No Action | |||||||||
| 5.16 | ELECTION OF THE BOARD OF DIRECTOR (BOD) AND ITS CHAIRMAN: JASMINE WHITBREAD | Management | No Action | |||||||||
| 5.17 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: ELECTION OF THE BOARD OF DIRECTOR (BOD) AND ITS CHAIRMAN: FRANCESCO TRAPANI | Shareholder | No Action | |||||||||
| 6.1 | ELECTION OF THE COMPENSATION COMMITTEE: CLAY BRENDISH | Management | No Action | |||||||||
| 6.2 | ELECTION OF THE COMPENSATION COMMITTEE: KEYU JIN | Management | No Action | |||||||||
| 6.3 | ELECTION OF THE COMPENSATION COMMITTEE: GUILLAUME PICTET | Management | No Action | |||||||||
| 6.4 | ELECTION OF THE COMPENSATION COMMITTEE: MARIA RAMOS | Management | No Action | |||||||||
| 7 | RE-ELECTION OF THE AUDITOR: PRICEWATERHOUSECOOPERS SA | Management | No Action | |||||||||
| 8 | RE-ELECTION OF THE INDEPENDENT REPRESENTATIVE: ETUDE GAMPERT DEMIERRE MORENO,NOTAIRES | Management | No Action | |||||||||
| 9.1 | VOTES ON THE AGGREGATE AMOUNTS OF THE COMPENSATION OF THE BOD AND THE EXECUTIVE MANAGEMENT: APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE MEMBERS OF THE BOD | Management | No Action | |||||||||
| 9.2 | VOTES ON THE AGGREGATE AMOUNTS OF THE COMPENSATION OF THE BOD AND THE EXECUTIVE MANAGEMENT: APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF FIXED COMPENSATION OF THE SENIOR EXECUTIVE COMMITTEE | Management | No Action | |||||||||
| 9.3 | VOTES ON THE AGGREGATE AMOUNTS OF THE COMPENSATION OF THE BOD AND THE EXECUTIVE MANAGEMENT: APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF VARIABLE COMPENSATION OF THE SENIOR EXECUTIVE COMMITTEE | Management | No Action | |||||||||
| 10 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL MODIFICATION OF ART. 22 OF THE COMPANY’S ARTICLES OF INCORPORATION | Shareholder | No Action | |||||||||
| 11 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL FURTHER AMENDMENTS TO ART. 22 OF THE COMPANY’S ARTICLES OF INCORPORATION | Shareholder | No Action | |||||||||
| ROYAL PHILIPS NV | ||||||||||||
| Security | N7637U112 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 30-Sep-2022 | ||||||||||
| ISIN | NL0000009538 | Agenda | 715983171 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||
| 1. | PROPOSAL TO APPOINT MR R.W.O. JAKOBS AS PRESIDENT/CHIEF EXECUTIVE OFFICER AND MEMBER OF THE BOARD OF MANAGEMENT WITH EFFECT FROM OCTOBER 15, 2022 | Management | No Action | |||||||||
| CMMT | 19 AUG 2022: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||
| CMMT | 19 AUG 2022: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK | Non-Voting | ||||||||||
| CMMT | 19 AUG 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| CMMT | 23 AUG 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| DIAGEO PLC | ||||||||||||
| Security | G42089113 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | DEO | Meeting Date | 06-Oct-2022 | |||||||||
| ISIN | GB0002374006 | Agenda | 716022948 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | REPORT AND ACCOUNTS 2022 | Management | For | For | ||||||||
| 2 | DIRECTORS’ REMUNERATION REPORT 2022 | Management | For | For | ||||||||
| 3 | DECLARATION OF FINAL DIVIDEND | Management | For | For | ||||||||
| 4 | APPOINTMENT OF KAREN BLACKETT (1,3,4) AS A DIRECTOR | Management | For | For | ||||||||
| 5 | RE-APPOINTMENT OF MELISSA BETHELL (1,3,4) AS A DIRECTOR | Management | For | For | ||||||||
| 6 | RE-APPOINTMENT OF LAVANYA CHANDRASHEKAR (2) AS A DIRECTOR | Management | For | For | ||||||||
| 7 | RE-APPOINTMENT OF VALERIE CHAPOULAUD- FLOQUET (1,3,4) AS A DIRECTOR | Management | For | For | ||||||||
| 8 | RE-APPOINTMENT OF JAVIER FERRAN (3) AS A DIRECTOR | Management | For | For | ||||||||
| 9 | RE-APPOINTMENT OF SUSAN KILSBY (1,3,4) AS A DIRECTOR | Management | For | For | ||||||||
| 10 | RE-APPOINTMENT OF SIR JOHN MANZONI (1,3,4) AS A DIRECTOR | Management | For | For | ||||||||
| 11 | RE-APPOINTMENT OF LADY MENDELSOHN (1,3,4) AS A DIRECTOR | Management | For | For | ||||||||
| 12 | RE-APPOINTMENT OF IVAN MENEZES (2) AS A DIRECTOR | Management | For | For | ||||||||
| 13 | RE-APPOINTMENT OF ALAN STEWART (1,3,4) AS A DIRECTOR | Management | For | For | ||||||||
| 14 | RE-APPOINTMENT OF IREENA VITTAL (1,3,4) AS A DIRECTOR | Management | For | For | ||||||||
| 15 | REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | Management | For | For | ||||||||
| 16 | REMUNERATION OF AUDITOR | Management | For | For | ||||||||
| 17 | AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE | Management | For | For | ||||||||
| 18 | AMENDMENT OF THE DIAGEO PLC 2017 IRISH SHARE OWNERSHIP PLAN | Management | For | For | ||||||||
| 19 | AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||
| 20 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | Abstain | Against | ||||||||
| 21 | AUTHORITY TO PURCHASE OWN ORDINARY SHARES | Management | For | For | ||||||||
| 22 | REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN AGM | Management | For | For | ||||||||
| CMMT | 07 SEP 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 15. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| RIO TINTO PLC | ||||||||||||
| Security | G75754104 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 25-Oct-2022 | ||||||||||
| ISIN | GB0007188757 | Agenda | 716095066 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | APPROVE PROPOSED JOINT VENTURE WITH CHINA BAOWU STEEL GROUP CO., LTD | Management | For | For | ||||||||
| 2 | APPROVE ANY ACQUISITION OR DISPOSAL OF A SUBSTANTIAL ASSET FROM OR TO CHINA BAOWU STEEL GROUP CO., LTD OR ITS ASSOCIATES PURSUANT TO A FUTURE TRANSACTION | Management | For | For | ||||||||
| CMMT | 23 SEP 2022: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM EGM TO OGM. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| PERNOD RICARD SA | ||||||||||||
| Security | F72027109 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | PRNDY | Meeting Date | 10-Nov-2022 | |||||||||
| ISIN | FR0000120693 | Agenda | 716121176 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | ||||||||||
| CMMT | FOR FRENCH MEETINGS ‘ABSTAIN’ IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-‘AGAINST.’ IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||
| CMMT | DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY-THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED-AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING-WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF-SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO-ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO-REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY. | Non-Voting | ||||||||||
| CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE- COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY- FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||
| 1 | APPROVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||
| 2 | APPROVE CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||
| 3 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 4.12 PER SHARE | Management | No Action | |||||||||
| 4 | REELECT PATRICIA BARBIZET AS DIRECTOR | Management | No Action | |||||||||
| 5 | REELECT IAN GALLIENNE AS DIRECTOR | Management | No Action | |||||||||
| 6 | RENEW APPOINTMENT OF KPMG SA AS AUDITOR | Management | No Action | |||||||||
| 7 | ACKNOWLEDGE END OF MANDATE OF SALUSTRO REYDEL AS ALTERNATE AUDITOR AND DECISION NOT TO REPLACE AND RENEW | Management | No Action | |||||||||
| 8 | APPROVE COMPENSATION OF ALEXANDRE RICARD, CHAIRMAN AND CEO | Management | No Action | |||||||||
| 9 | APPROVE REMUNERATION POLICY OF ALEXANDRE RICARD, CHAIRMAN AND CEO | Management | No Action | |||||||||
| 10 | APPROVE COMPENSATION REPORT OF CORPORATE OFFICERS | Management | No Action | |||||||||
| 11 | APPROVE REMUNERATION POLICY OF CORPORATE OFFICERS | Management | No Action | |||||||||
| 12 | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL | Management | No Action | |||||||||
| 13 | APPROVE AUDITORS SPECIAL REPORT ON RELATED-PARTY TRANSACTIONS | Management | No Action | |||||||||
| 14 | AUTHORIZE FILING OF REQUIRED DOCUMENTS/OTHER FORMALITIES | Management | No Action | |||||||||
| CMMT | 07 OCT 2022: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://fr.ftp.opendatasoft.com/datadila/JO/BALO/pdf/202 2/1005/202210052204075-.pdf AND INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED-AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU- SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE- INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO-BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT-SERVICE REPRESENTATIVE FOR ASSISTANCE. PLEASE NOTE THAT THIS IS A REVISION-DUE TO RECEIPT OF BALO LINK AND CHANGE OF THE RECORD DATE FROM 08 OCT 2022 TO-07 OCT 2022 AND ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL- INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| DSV A/S | ||||||||||||
| Security | K31864117 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 22-Nov-2022 | ||||||||||
| ISIN | DK0060079531 | Agenda | 716253567 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING INSTRUCTIONS FOR MOST MEETINGS ARE CAST BY THE REGISTRAR IN ACCORDANCE-WITH YOUR VOTING INSTRUCTIONS. FOR THE SMALL NUMBER OF MEETINGS WHERE THERE-IS NO REGISTRAR, YOUR VOTING INSTRUCTIONS WILL BE CAST BY THE CHAIRMAN OF THE-BOARD (OR A BOARD MEMBER) AS PROXY. THE CHAIRMAN (OR A BOARD MEMBER) MAY-CHOOSE TO ONLY CAST PRO-MANAGEMENT VOTING INSTRUCTIONS. TO GUARANTEE YOUR-VOTING INSTRUCTIONS AGAINST MANAGEMENT ARE CAST, YOU MAY SUBMIT A REQUEST TO-ATTEND THE MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION-SERVICES FOR AN ADDED FEE, IF REQUESTED. | Non-Voting | ||||||||||
| CMMT | SPLIT AND PARTIAL VOTING IS NOT AUTHORIZED FOR A BENEFICIAL OWNER IN THE-DANISH MARKET. | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||
| 1 | REDUCTION OF THE SHARE CAPITAL AND AMENDMENT OF ARTICLE 3 OF THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||
| 2 | AUTHORISATION TO ACQUIRE TREASURY SHARES | Management | No Action | |||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | 27 OCT 2022: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER | Non-Voting | ||||||||||
| WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||
| CMMT | 27 OCT 2022: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||
| CMMT | 27 OCT 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| FAST RETAILING CO.,LTD. | ||||||||||||
| Security | J1346E100 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 24-Nov-2022 | ||||||||||
| ISIN | JP3802300008 | Agenda | 716301700 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations | Management | For | For | ||||||||
| 2.1 | Appoint a Director Yanai, Tadashi | Management | For | For | ||||||||
| 2.2 | Appoint a Director Hattori, Nobumichi | Management | For | For | ||||||||
| 2.3 | Appoint a Director Shintaku, Masaaki | Management | For | For | ||||||||
| 2.4 | Appoint a Director Ono, Naotake | Management | For | For | ||||||||
| 2.5 | Appoint a Director Kathy Mitsuko Koll | Management | For | For | ||||||||
| 2.6 | Appoint a Director Kurumado, Joji | Management | For | For | ||||||||
| 2.7 | Appoint a Director Kyoya, Yutaka | Management | For | For | ||||||||
| 2.8 | Appoint a Director Okazaki, Takeshi | Management | For | For | ||||||||
| 2.9 | Appoint a Director Yanai, Kazumi | Management | For | For | ||||||||
| 2.10 | Appoint a Director Yanai, Koji | Management | For | For | ||||||||
| 3 | Appoint a Corporate Auditor Kashitani, Takao | Management | For | For | ||||||||
| KOBE BUSSAN CO.,LTD. | ||||||||||||
| Security | J3478K102 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 27-Jan-2023 | ||||||||||
| ISIN | JP3291200008 | Agenda | 716495836 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations | Management | For | For | ||||||||
| 2.1 | Appoint a Director who is not Audit and Supervisory Committee Member Numata, Hirokazu | Management | For | For | ||||||||
| 2.2 | Appoint a Director who is not Audit and Supervisory Committee Member Tanaka, Yasuhiro | Management | For | For | ||||||||
| 2.3 | Appoint a Director who is not Audit and Supervisory Committee Member Kido, Yasuharu | Management | For | For | ||||||||
| 2.4 | Appoint a Director who is not Audit and Supervisory Committee Member Asami, Kazuo | Management | For | For | ||||||||
| 2.5 | Appoint a Director who is not Audit and Supervisory Committee Member Nishida, Satoshi | Management | For | For | ||||||||
| 2.6 | Appoint a Director who is not Audit and Supervisory Committee Member Watanabe, Akihito | Management | For | For | ||||||||
| 3 | Approve Issuance of Share Acquisition Rights as Stock Options for Directors (Excluding Directors who are Audit and Supervisory Committee Members and Outside Directors) and Employees of the Company, and Directors and Employees of the Company’s Subsidiaries | Management | For | For | ||||||||
| NOVARTIS AG | ||||||||||||
| Security | H5820Q150 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 07-Mar-2023 | ||||||||||
| ISIN | CH0012005267 | Agenda | 716639414 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION-MAY BE REJECTED. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 854088 DUE TO RECEIVED-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. | Non-Voting | ||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||
| 1 | APPROVAL OF THE OPERATING AND FINANCIAL REVIEW OF NOVARTIS AG, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2022 FINANCIAL YEAR | Management | No Action | |||||||||
| 2 | DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE | Management | No Action | |||||||||
| 3 | APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND FOR 2022 | Management | No Action | |||||||||
| 4 | REDUCTION OF SHARE CAPITAL | Management | No Action | |||||||||
| 5 | FURTHER SHARE REPURCHASES | Management | No Action | |||||||||
| 6.1 | INTRODUCTION OF ARTICLE 12A OF THE ARTICLES OF INCORPORATION | Management | No Action | |||||||||
| 6.2 | AMENDMENT OF ARTICLES 10, 14, 30, 33 AND 34 OF THE ARTICLES OF INCORPORATION | Management | No Action | |||||||||
| 6.3 | AMENDMENT OF ARTICLES 4-7, 9, 11-13, 16-18, 20- 24, 27, 38 AND 39 OF THE ARTICLES OF INCORPORATION | Management | No Action | |||||||||
| 7.1 | VOTE ON COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE: BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE BOARD OF DIRECTORS FROM THE 2023 ANNUAL GENERAL MEETING TO THE 2024 ANNUAL GENERAL MEETING | Management | No Action | |||||||||
| 7.2 | VOTE ON COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE: BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE EXECUTIVE COMMITTEE FOR THE 2024 FINANCIAL YEAR | Management | No Action | |||||||||
| 7.3 | VOTE ON COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE: ADVISORY VOTE ON THE 2022 COMPENSATION REPORT | Management | No Action | |||||||||
| 8.1 | RE-ELECTION OF JOERG REINHARDT AS MEMBER AND CHAIR OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 8.2 | RE-ELECTION OF NANCY C. ANDREWS AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 8.3 | RE-ELECTION OF TON BUECHNER AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 8.4 | RE-ELECTION OF PATRICE BULA AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 8.5 | RE-ELECTION OF ELIZABETH DOHERTY AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 8.6 | RE-ELECTION OF BRIDGETTE HELLER AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 8.7 | RE-ELECTION OF DANIEL HOCHSTRASSER AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 8.8 | RE-ELECTION OF FRANS VAN HOUTEN AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 8.9 | RE-ELECTION OF SIMON MORONEY AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 8.10 | RE-ELECTION OF ANA DE PRO GONZALO AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 8.11 | RE-ELECTION OF CHARLES L. SAWYERS AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 8.12 | RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 8.13 | ELECTION OF JOHN D. YOUNG AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 9.1 | RE-ELECTION OF PATRICE BULA AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||
| 9.2 | RE-ELECTION OF BRIDGETTE HELLER AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||
| 9.3 | RE-ELECTION OF SIMON MORONEY AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||
| 9.4 | RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||
| 10 | RE-ELECTION OF THE AUDITOR: THE BOARD OF DIRECTORS PROPOSES THE RE-ELECTION OF KPMG AG AS AUDITOR FOR THE FINANCIAL YEAR STARTING ON JANUARY 1, 2023 | Management | No Action | |||||||||
| 11 | RE-ELECTION OF THE INDEPENDENT PROXY: THE BOARD OF DIRECTORS PROPOSES THE RE- ELECTION OF LIC. IUR. PETER ANDREAS ZAHN, ATTORNEY AT LAW, BASEL, AS INDEPENDENT PROXY UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING | Management | No Action | |||||||||
| B | GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE INVITATION TO THE ANNUAL GENERAL MEETING, AND/OR OF MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 704B OF THE SWISS CODE OF OBLIGATIONS. I/WE INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS: (FOR = ACCORDING TO THE MOTION OF THE BOARD OF DIRECTORS, AGAINST = AGAINST ALTERNATIVE AND/OR ADDITIONAL MOTIONS, ABSTAIN = ABSTAIN FROM VOTING) | Management | No Action | |||||||||
| DSV A/S | ||||||||||||
| Security | K31864117 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 16-Mar-2023 | ||||||||||
| ISIN | DK0060079531 | Agenda | 716682186 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING INSTRUCTIONS FOR MOST MEETINGS ARE CAST BY THE REGISTRAR IN ACCORDANCE-WITH YOUR VOTING INSTRUCTIONS. FOR THE SMALL NUMBER OF MEETINGS WHERE THERE-IS NO REGISTRAR, YOUR VOTING INSTRUCTIONS WILL BE CAST BY THE CHAIRMAN OF THE-BOARD (OR A BOARD MEMBER) AS PROXY. THE CHAIRMAN (OR A BOARD MEMBER) MAY-CHOOSE TO ONLY CAST PRO-MANAGEMENT VOTING INSTRUCTIONS. TO GUARANTEE YOUR-VOTING INSTRUCTIONS AGAINST MANAGEMENT ARE CAST, YOU MAY SUBMIT A REQUEST TO-ATTEND THE MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION-SERVICES FOR AN ADDED FEE, IF REQUESTED. | Non-Voting | ||||||||||
| CMMT | SPLIT AND PARTIAL VOTING IS NOT AUTHORIZED FOR A BENEFICIAL OWNER IN THE-DANISH MARKET. | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||
| 1 | REPORT OF THE BOARD OF DIRECTORS AND THE EXECUTIVE BOARD ON THE ACTIVITIES OF-THE COMPANY IN 2022 | Non-Voting | ||||||||||
| 2 | PRESENTATION OF THE 2022 ANNUAL REPORT WITH THE AUDIT REPORT FOR ADOPTION | Management | No Action | |||||||||
| 3 | RESOLUTION ON APPLICATION OF PROFITS OR COVERING OF LOSSES AS PER THE ADOPTED 2022 ANNUAL REPORT | Management | No Action | |||||||||
| 4 | APPROVAL OF THE PROPOSED REMUNERATION OF THE BOARD OF DIRECTORS FOR THE CURRENT FINANCIAL YEAR | Management | No Action | |||||||||
| 5 | PRESENTATION AND APPROVAL OF THE 2022 REMUNERATION REPORT | Management | No Action | |||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- RESOLUTIONS 6.1 TO 6.8 AND 7, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||
| 6.1 | RE-ELECTION OF MEMBER FOR THE BOARD OF DIRECTORS: THOMAS PLENBORG | Management | No Action | |||||||||
| 6.2 | RE-ELECTION OF MEMBER FOR THE BOARD OF DIRECTORS: JORGEN MOLLER | Management | No Action | |||||||||
| 6.3 | RE-ELECTION OF MEMBER FOR THE BOARD OF DIRECTORS: MARIE-LOUISE AAMUND | Management | No Action | |||||||||
| 6.4 | RE-ELECTION OF MEMBER FOR THE BOARD OF DIRECTORS: BEAT WALTI | Management | No Action | |||||||||
| 6.5 | RE-ELECTION OF MEMBER FOR THE BOARD OF DIRECTORS: NIELS SMEDEGAARD | Management | No Action | |||||||||
| 6.6 | RE-ELECTION OF MEMBER FOR THE BOARD OF DIRECTORS: TAREK SULTAN AL-ESSA | Management | No Action | |||||||||
| 6.7 | RE-ELECTION OF MEMBER FOR THE BOARD OF DIRECTORS: BENEDIKTE LEROY | Management | No Action | |||||||||
| 6.8 | RE-ELECTION OF MEMBER FOR THE BOARD OF DIRECTORS: HELLE OSTERGAARD KRISTIANSEN | Management | No Action | |||||||||
| 7 | ELECTION OF AUDITOR(S): RE-ELECTION OF PRICEWATERHOUSECOOPERS (ORG. NO. 33 77 12 31) | Management | No Action | |||||||||
| 8.1 | PROPOSED RESOLUTION: AUTHORISATION TO ACQUIRE TREASURY SHARES | Management | No Action | |||||||||
| 9 | ANY OTHER BUSINESS | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED | Non-Voting | ||||||||||
| MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | ||||||||||||
| CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||
| NOVO NORDISK A/S | ||||||||||||
| Security | K72807132 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 23-Mar-2023 | ||||||||||
| ISIN | DK0060534915 | Agenda | 716709843 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘ABSTAIN’-ONLY FOR RESOLUTIONS 6.1, 6.2, 6.3.A TO 6.3.F AND 7.1. THANK YOU. | Non-Voting | ||||||||||
| CMMT | VOTING INSTRUCTIONS FOR MOST MEETINGS ARE CAST BY THE REGISTRAR IN ACCORDANCE-WITH YOUR VOTING INSTRUCTIONS. FOR THE SMALL NUMBER OF MEETINGS WHERE THERE-IS NO REGISTRAR, YOUR VOTING INSTRUCTIONS WILL BE CAST BY THE CHAIRMAN OF THE-BOARD (OR A BOARD MEMBER) AS PROXY. THE CHAIRMAN (OR A BOARD MEMBER) MAY-CHOOSE TO ONLY CAST PRO-MANAGEMENT VOTING INSTRUCTIONS. TO GUARANTEE YOUR-VOTING INSTRUCTIONS AGAINST MANAGEMENT ARE CAST, YOU MAY SUBMIT A REQUEST TO-ATTEND THE MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION-SERVICES FOR AN ADDED FEE, IF REQUESTED | Non-Voting | ||||||||||
| CMMT | SPLIT AND PARTIAL VOTING IS NOT AUTHORIZED FOR A BENEFICIAL OWNER IN THE-DANISH MARKET | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||
| 1 | THE BOARD OF DIRECTORS’ ORAL REPORT ON THE COMPANY’S ACTIVITIES IN THE PAST-FINANCIAL YEAR | Non-Voting | ||||||||||
| 2 | PRESENTATION AND ADOPTION OF THE AUDITED ANNUAL REPORT 2022 | Management | No Action | |||||||||
| 3 | RESOLUTION TO DISTRIBUTE THE PROFIT ACCORDING TO THE ADOPTED ANNUAL REPORT 2022 | Management | No Action | |||||||||
| 4 | PRESENTATION OF AND ADVISORY VOTE ON THE REMUNERATION REPORT 2022 | Management | No Action | |||||||||
| 5.1 | APPROVAL OF THE REMUNERATION OF THE BOARD OF DIRECTORS: APPROVAL OF THE REMUNERATION OF THE BOARD OF DIRECTORS FOR 2022 | Management | No Action | |||||||||
| 5.2 | APPROVAL OF THE REMUNERATION OF THE BOARD OF DIRECTORS: APPROVAL OF THE REMUNERATION LEVEL OF THE BOARD OF DIRECTORS FOR 2023 | Management | No Action | |||||||||
| 5.3 | APPROVAL OF THE REMUNERATION OF THE BOARD OF DIRECTORS: AMENDMENT TO THE REMUNERATION POLICY | Management | No Action | |||||||||
| 6.1 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: ELECTION OF HELGE LUND AS CHAIR | Management | No Action | |||||||||
| 6.2 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: ELECTION OF HENRIK POULSEN AS VICE CHAIR | Management | No Action | |||||||||
| 6.3.A | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTOR: LAURENCE DEBROUX | Management | No Action | |||||||||
| 6.3.B | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTOR: ANDREAS FIBIG | Management | No Action | |||||||||
| 6.3.C | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTOR: SYLVIE GREGOIRE | Management | No Action | |||||||||
| 6.3.D | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTOR: KASIM KUTAY | Management | No Action | |||||||||
| 6.3.E | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTOR: CHRISTINA LAW | Management | No Action | |||||||||
| 6.3.F | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTOR: MARTIN MACKAY | Management | No Action | |||||||||
| 7.1 | APPOINTMENT OF AUDITOR: APPOINTMENT OF DELOITTE STATSAUTORISERET REVISIONSPARTNERSELSKAB | Management | No Action | |||||||||
| 8.1 | PROPOSALS FROM THE BOARD OF DIRECTORS AND/OR SHAREHOLDERS: REDUCTION OF THE COMPANY’S B SHARE CAPITAL BY NOMINALLY DKK 5,000,000 BY CANCELLATION OF B SHARES | Management | No Action | |||||||||
| 8.2 | PROPOSALS FROM THE BOARD OF DIRECTORS AND/OR SHAREHOLDERS: AUTHORISATION TO THE BOARD OF DIRECTORS TO ALLOW THE COMPANY TO REPURCHASE OWN SHARES | Management | No Action | |||||||||
| 8.3 | PROPOSALS FROM THE BOARD OF DIRECTORS AND/OR SHAREHOLDERS: AUTHORISATION TO THE BOARD OF DIRECTORS TO INCREASE THE COMPANY’S SHARE CAPITAL | Management | No Action | |||||||||
| 8.4 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSALS FROM THE BOARD OF DIRECTORS AND/OR SHAREHOLDERS: PROPOSAL FROM THE SHAREHOLDER KRITISKE AKTIONAERER ON PRODUCT PRICING | Shareholder | No Action | |||||||||
| 9 | ANY OTHER BUSINESS | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||
| SHISEIDO COMPANY,LIMITED | ||||||||||||
| Security | J74358144 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 24-Mar-2023 | ||||||||||
| ISIN | JP3351600006 | Agenda | 716735343 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2.1 | Appoint a Director Uotani, Masahiko | Management | For | For | ||||||||
| 2.2 | Appoint a Director Fujiwara, Kentaro | Management | For | For | ||||||||
| 2.3 | Appoint a Director Suzuki, Yukari | Management | For | For | ||||||||
| 2.4 | Appoint a Director Tadakawa, Norio | Management | For | For | ||||||||
| 2.5 | Appoint a Director Yokota, Takayuki | Management | For | For | ||||||||
| 2.6 | Appoint a Director Oishi, Kanoko | Management | For | For | ||||||||
| 2.7 | Appoint a Director Iwahara, Shinsaku | Management | For | For | ||||||||
| 2.8 | Appoint a Director Charles D. Lake II | Management | For | For | ||||||||
| 2.9 | Appoint a Director Tokuno, Mariko | Management | For | For | ||||||||
| 2.10 | Appoint a Director Hatanaka, Yoshihiko | Management | For | For | ||||||||
| 3.1 | Appoint a Corporate Auditor Anno, Hiromi | Management | For | For | ||||||||
| 3.2 | Appoint a Corporate Auditor Goto, Yasuko | Management | For | For | ||||||||
| 4 | Approve Details of the Long-Term Incentive Type Compensation to be received by Directors | Management | For | For | ||||||||
| SHIMANO INC. | ||||||||||||
| Security | J72262108 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 29-Mar-2023 | ||||||||||
| ISIN | JP3358000002 | Agenda | 716749746 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations | Management | For | For | ||||||||
| 3.1 | Appoint a Director Chia Chin Seng | Management | For | For | ||||||||
| 3.2 | Appoint a Director Ichijo, Kazuo | Management | For | For | ||||||||
| 3.3 | Appoint a Director Katsumaru, Mitsuhiro | Management | For | For | ||||||||
| 3.4 | Appoint a Director Sakakibara, Sadayuki | Management | For | For | ||||||||
| 3.5 | Appoint a Director Wada, Hiromi | Management | For | For | ||||||||
| 4 | Approve Details of the Restricted-Stock Compensation to be received by Directors (Excluding Outside Directors and Foreign Directors) | Management | For | For | ||||||||
| RIO TINTO PLC | ||||||||||||
| Security | G75754104 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 06-Apr-2023 | ||||||||||
| ISIN | GB0007188757 | Agenda | 716752868 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | RECEIPT OF THE 2022 ANNUAL REPORT | Management | For | For | ||||||||
| 2 | APPROVAL OF THE DIRECTORS’ REMUNERATION REPORT: IMPLEMENTATION REPORT | Management | For | For | ||||||||
| 3 | APPROVAL OF THE DIRECTORS’ REMUNERATION REPORT | Management | For | For | ||||||||
| 4 | APPROVAL OF POTENTIAL TERMINATION BENEFITS | Management | For | For | ||||||||
| 5 | TO ELECT KAISA HIETALA AS A DIRECTOR | Management | For | For | ||||||||
| 6 | TO RE-ELECT DOMINIC BARTON BBM AS A DIRECTOR | Management | For | For | ||||||||
| 7 | TO RE-ELECT MEGAN CLARK AC AS A DIRECTOR | Management | For | For | ||||||||
| 8 | TO RE-ELECT PETER CUNNINGHAM AS A DIRECTOR | Management | For | For | ||||||||
| 9 | TO RE-ELECT SIMON HENRY AS A DIRECTOR | Management | For | For | ||||||||
| 10 | TO RE-ELECT SAM LAIDLAW AS A DIRECTOR | Management | For | For | ||||||||
| 11 | TO RE-ELECT SIMON MCKEON AO AS A DIRECTOR | Management | For | For | ||||||||
| 12 | TO RE-ELECT JENNIFER NASON AS A DIRECTOR | Management | For | For | ||||||||
| 13 | TO RE-ELECT JAKOB STAUSHOLM AS A DIRECTOR | Management | For | For | ||||||||
| 14 | TO RE-ELECT NGAIRE WOODS CBE AS A DIRECTOR | Management | For | For | ||||||||
| 15 | TO RE-ELECT BEN WYATT AS A DIRECTOR | Management | For | For | ||||||||
| 16 | RE-APPOINTMENT OF AUDITOR: TO RE-APPOINT KPMG LLP AS AUDITORS OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF RIO TINTO’S 2024 ANNUAL GENERAL MEETINGS | Management | For | For | ||||||||
| 17 | REMUNERATION OF AUDITORS: TO AUTHORISE THE AUDIT & RISK COMMITTEE TO DETERMINE THE AUDITORS’ REMUNERATION | Management | For | For | ||||||||
| 18 | AUTHORITY TO MAKE POLITICAL DONATIONS | Management | For | For | ||||||||
| 19 | GENERAL AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||
| 20 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | Abstain | Against | ||||||||
| 21 | AUTHORITY TO PURCHASE RIO TINTO PLC SHARES | Management | For | For | ||||||||
| 22 | NOTICE PERIOD FOR GENERAL MEETINGS OTHER THAN ANNUAL GENERAL MEETINGS | Management | For | For | ||||||||
| RELX PLC | ||||||||||||
| Security | G7493L105 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 20-Apr-2023 | ||||||||||
| ISIN | GB00B2B0DG97 | Agenda | 716739226 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | RECEIVE THE 2022 ANNUAL REPORT | Management | For | For | ||||||||
| 2 | APPROVE THE DIRECTORS’ REMUNERATION POLICY | Management | For | For | ||||||||
| 3 | APPROVE THE DIRECTORS’ REMUNERATION REPORT | Management | For | For | ||||||||
| 4 | DECLARATION OF A FINAL DIVIDEND | Management | For | For | ||||||||
| 5 | RE-APPOINTMENT OF ERNST & YOUNG LLP AS AUDITOR | Management | For | For | ||||||||
| 6 | AUTHORISE THE AUDIT COMMITTEE OF THE BOARD TO SET THE AUDITOR’S REMUNERATION | Management | For | For | ||||||||
| 7 | ELECT ALISTAIR COX AS A DIRECTOR | Management | For | For | ||||||||
| 8 | RE-ELECT PAUL WALKER AS A DIRECTOR | Management | For | For | ||||||||
| 9 | RE-ELECT JUNE FELIX AS A DIRECTOR | Management | For | For | ||||||||
| 10 | RE-ELECT ERIK ENGSTROM AS A DIRECTOR | Management | For | For | ||||||||
| 11 | RE-ELECT CHARLOTTE HOGG AS A DIRECTOR | Management | For | For | ||||||||
| 12 | RE-ELECT MARIKE VAN LIER LELS AS A DIRECTOR | Management | For | For | ||||||||
| 13 | RE-ELECT NICK LUFF AS A DIRECTOR | Management | For | For | ||||||||
| 14 | RE-ELECT ROBERT MACLEOD AS A DIRECTOR | Management | For | For | ||||||||
| 15 | RE-ELECT ANDREW SUKAWATY AS A DIRECTOR | Management | For | For | ||||||||
| 16 | RE-ELECT SUZANNE WOOD AS A DIRECTOR | Management | For | For | ||||||||
| 17 | APPROVE THE LONG TERM INCENTIVE PLAN 2023 | Management | For | For | ||||||||
| 18 | APPROVE THE EXECUTIVE SHARE OWNERSHIP SCHEME 2023 | Management | For | For | ||||||||
| 19 | APPROVE THE SHARESAVE PLAN 2023 | Management | For | For | ||||||||
| 20 | APPROVE THE EMPLOYEE SHARE PURCHASE PLAN 2023 | Management | For | For | ||||||||
| 21 | APPROVE AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||
| 22 | APPROVE AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management | Abstain | Against | ||||||||
| 23 | APPROVE ADDITIONAL AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | For | ||||||||
| 24 | APPROVE AUTHORITY TO PURCHASE OWN SHARES | Management | For | For | ||||||||
| 25 | APPROVE 14 DAY NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | For | ||||||||
| HEINEKEN NV | ||||||||||||
| Security | N39427211 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | HEINY | Meeting Date | 20-Apr-2023 | |||||||||
| ISIN | NL0000009165 | Agenda | 716765360 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||
| 1.a. | REPORT OF THE EXECUTIVE BOARD FOR THE FINANCIAL YEAR 2022 | Non-Voting | ||||||||||
| 1.b. | ADVISORY VOTE ON THE 2022 REMUNERATION REPORT | Management | No Action | |||||||||
| 1.c. | ADOPTION OF THE 2022 FINANCIAL STATEMENTS OF THE COMPANY | Management | No Action | |||||||||
| 1.d. | EXPLANATION OF THE DIVIDEND POLICY | Non-Voting | ||||||||||
| 1.e. | ADOPTION OF THE DIVIDEND PROPOSAL FOR 2022 | Management | No Action | |||||||||
| 1.f. | DISCHARGE OF THE MEMBERS OF THE EXECUTIVE BOARD | Management | No Action | |||||||||
| 1.g. | DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 2.a. | AUTHORISATION OF THE EXECUTIVE BOARD TO ACQUIRE OWN SHARES | Management | No Action | |||||||||
| 2.b. | AUTHORISATION OF THE EXECUTIVE BOARD TO ISSUE (RIGHTS TO) SHARES | Management | No Action | |||||||||
| 2.c. | AUTHORISATION OF THE EXECUTIVE BOARD TO RESTRICT OR EXCLUDE SHAREHOLDERS PRE- EMPTIVE RIGHTS | Management | No Action | |||||||||
| 3.a. | RE-APPOINTMENT OF MR. M.R. DE CARVALHO AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 3.b. | RE-APPOINTMENT OF MRS. R.L. RIPLEY AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 3.c. | APPOINTMENT OF MRS. B. PARDO AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 3.d. | APPOINTMENT OF MR. L.J. HIJMANS VAN DEN BERGH AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 4. | RE-APPOINTMENT OF THE EXTERNAL AUDITOR FOR A PERIOD OF ONE YEAR | Management | No Action | |||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| NESTLE S.A. | ||||||||||||
| Security | H57312649 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | NSRGY | Meeting Date | 20-Apr-2023 | |||||||||
| ISIN | CH0038863350 | Agenda | 716817068 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION-MAY BE REJECTED | Non-Voting | ||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE.THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||
| 1.1 | APPROVAL OF THE ANNUAL REVIEW, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2022 | Management | No Action | |||||||||
| 1.2 | ACCEPTANCE OF THE COMPENSATION REPORT 2022 (ADVISORY VOTE) | Management | No Action | |||||||||
| 2 | DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT FOR 2022 | Management | No Action | |||||||||
| 3 | APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2022 | Management | No Action | |||||||||
| 4.1.1 | RE-ELECTION AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS: PAUL BULCKE | Management | No Action | |||||||||
| 4.1.2 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: ULF MARK SCHNEIDER | Management | No Action | |||||||||
| 4.1.3 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: HENRI DE CASTRIES | Management | No Action | |||||||||
| 4.1.4 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: RENATO FASSBIND | Management | No Action | |||||||||
| 4.1.5 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: PABLO ISLA | Management | No Action | |||||||||
| 4.1.6 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: PATRICK AEBISCHER | Management | No Action | |||||||||
| 4.1.7 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: KIMBERLY A. ROSS | Management | No Action | |||||||||
| 4.1.8 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: DICK BOER | Management | No Action | |||||||||
| 4.1.9 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: DINESH PALIWAL | Management | No Action | |||||||||
| 4.110 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: HANNE JIMENEZ DE MORA | Management | No Action | |||||||||
| 4.111 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: LINDIWE MAJELE SIBANDA | Management | No Action | |||||||||
| 4.112 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: CHRIS LEONG | Management | No Action | |||||||||
| 4.113 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: LUCA MAESTRI | Management | No Action | |||||||||
| 4.2.1 | ELECTION TO THE BOARD OF DIRECTORS: RAINER BLAIR | Management | No Action | |||||||||
| 4.2.2 | ELECTION TO THE BOARD OF DIRECTORS: MARIE- GABRIELLE INEICHEN-FLEISCH | Management | No Action | |||||||||
| 4.3.1 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: PABLO ISLA | Management | No Action | |||||||||
| 4.3.2 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: PATRICK AEBISCHER | Management | No Action | |||||||||
| 4.3.3 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: DICK BOER | Management | No Action | |||||||||
| 4.3.4 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: DINESH PALIWAL | Management | No Action | |||||||||
| 4.4 | ELECTION OF THE STATUTORY AUDITORS: ERNST AND YOUNG LTD, LAUSANNE BRANCH | Management | No Action | |||||||||
| 4.5 | ELECTION OF THE INDEPENDENT REPRESENTATIVE: HARTMANN DREYER, ATTORNEYS-AT-LAW | Management | No Action | |||||||||
| 5.1 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 5.2 | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD | Management | No Action | |||||||||
| 6 | CAPITAL REDUCTION (BY CANCELLATION OF SHARES) | Management | No Action | |||||||||
| 7.1 | AMENDMENTS OF PROVISIONS OF THE ARTICLES OF ASSOCIATION PERTAINING TO THE GENERAL MEETING | Management | No Action | |||||||||
| 7.2 | AMENDMENTS OF PROVISIONS OF THE ARTICLES OF ASSOCIATION PERTAINING TO THE BOARD OF DIRECTORS, COMPENSATION, CONTRACTS AND MANDATES AND MISCELLANEOUS PROVISIONS | Management | No Action | |||||||||
| 8 | IN THE EVENT OF ANY YET UNKNOWN NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS: (YES = VOTE IN FAVOR OF ANY SUCH YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY SUCH YET UNKNOWN PROPOSAL, ABSTAIN = ABSTAIN FROM VOTING) - THE BOARD OF DIRECTORS RECOMMENDS TO VOTE NO ON ANY SUCH YET UNKNOWN PROPOSAL | Shareholder | No Action | |||||||||
| CHRISTIAN DIOR SE | ||||||||||||
| Security | F26334106 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 20-Apr-2023 | ||||||||||
| ISIN | FR0000130403 | Agenda | 716831068 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT | Non-Voting | ||||||||||
| CMMT | FOR FRENCH MEETINGS ‘ABSTAIN’ IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-‘AGAINST.’ IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||
| CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE- COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY- FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2023/0313/202 303-132300501.pdf | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK | Non-Voting | ||||||||||
| 1 | APPROVAL OF THE PARENT COMPANY FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2022 | Management | No Action | |||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2022 THESE REPORTS | Management | No Action | |||||||||
| 3 | APPROPRIATION OF NET PROFIT DETERMINATION OF DIVIDEND | Management | No Action | |||||||||
| 4 | APPROVAL OF RELATED-PARTY AGREEMENTS | Management | No Action | |||||||||
| 5 | RATIFICATION OF THE CO-OPTION OF ANTOINE ARNAULT AS A DIRECTOR | Management | No Action | |||||||||
| 6 | RENEWAL OF BERNARD ARNAULT’S TERM OF OFFICE AS A DIRECTOR | Management | No Action | |||||||||
| 7 | RENEWAL OF ANTOINE ARNAULT’S TERM OF OFFICE AS A DIRECTOR | Management | No Action | |||||||||
| 8 | RENEWAL OF MARIA LUISA LORO PIANA’S TERM OF OFFICE AS A DIRECTOR | Management | No Action | |||||||||
| 9 | APPROVAL OF THE INFORMATION ON THE COMPENSATION OF EXECUTIVE OFFICERS REFERRED TO IN SECTION I OF ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| 10 | APPROVAL OF THE ITEMS OF COMPENSATION PAID DURING FISCAL YEAR 2022 AND AWARDED IN RESPECT OF THAT YEAR TO THE CHAIRMAN OF THE BOARD OF DIRECTORS, BERNARD ARNAULT | Management | No Action | |||||||||
| 11 | APPROVAL OF THE ITEMS OF COMPENSATION PAID DURING FISCAL YEAR 2022 AND AWARDED IN RESPECT OF THAT YEAR TO THE CHIEF EXECUTIVE OFFICER, SIDNEY TOLEDANO | Management | No Action | |||||||||
| 12 | APPROVAL OF THE ITEMS OF COMPENSATION PAID DURING FISCAL YEAR 2022 AND AWARDED IN RESPECT OF THAT YEAR TO THE CHIEF EXECUTIVE OFFICER, ANTOINE ARNAULT | Management | No Action | |||||||||
| 13 | APPROVAL OF THE COMPENSATION POLICY FOR DIRECTORS | Management | No Action | |||||||||
| 14 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 15 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||
| 16 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF EIGHTEEN MONTHS, TO TRADE IN THE COMPANY’S SHARES FOR A MAXIMUM PURCHASE PRICE OF 1,200 EUROS PER SHARE, THUS A MAXIMUM CUMULATIVE AMOUNT OF 21.7 BILLION EUROS | Management | No Action | |||||||||
| 17 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF EIGHTEEN MONTHS, TO REDUCE THE SHARE CAPITAL BY RETIRING SHARES HELD BY THE COMPANY SUBSEQUENT TO A REPURCHASE OF ITS OWN SHARES | Management | No Action | |||||||||
| 18 | AMENDMENT TO ARTICLE 11 OF THE BYLAWS TO SET THE AGE LIMIT FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS TO EIGHTY | Management | No Action | |||||||||
| HERMES INTERNATIONAL SA | ||||||||||||
| Security | F48051100 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 20-Apr-2023 | ||||||||||
| ISIN | FR0000052292 | Agenda | 716888637 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT | Non-Voting | ||||||||||
| CMMT | FOR FRENCH MEETINGS ‘ABSTAIN’ IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-‘AGAINST.’ IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||
| CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE- COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY- FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | ||||||||||
| CMMT | 04 APR 2023: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/telechargements/balo/pdf/2023/0310/2023 03-102300495.pdf AND PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF-TEXT OF RESOLUTION 24. IF YOU HAVE ALREADY SENT IN YOUR VOTES TO MID 886691,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| 1 | APPROVAL OF THE PARENT COMPANY FINANCIAL STATEMENTS | Management | No Action | |||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS | Management | No Action | |||||||||
| 3 | EXECUTIVE MANAGEMENT DISCHARGE | Management | No Action | |||||||||
| 4 | ALLOCATION OF NET INCOME - DISTRIBUTION OF AN ORDINARY DIVIDEND | Management | No Action | |||||||||
| 5 | APPROVAL OF RELATED-PARTY AGREEMENTS | Management | No Action | |||||||||
| 6 | AUTHORISATION GRANTED TO THE EXECUTIVE MANAGEMENT TO TRADE IN THE COMPANYS SHARES | Management | No Action | |||||||||
| 7 | APPROVAL OF THE INFORMATION REFERRED TO IN I OF ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE WITH REGARD TO COMPENSATION FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022, FOR ALL CORPORATE OFFICERS (GLOBAL EX-POST VOTE) | Management | No Action | |||||||||
| 8 | APPROVAL OF TOTAL COMPENSATION AND BENEFITS OF ALL KINDS PAID DURING OR AWARDED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 TO MR AXEL DUMAS, EXECUTIVE CHAIRMAN (INDIVIDUAL EX-POST VOTE) | Management | No Action | |||||||||
| 9 | APPROVAL OF TOTAL COMPENSATION AND BENEFITS OF ALL KINDS PAID DURING OR AWARDED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 TO THE COMPANY MILE HERMS SAS, EXECUTIVE CHAIRMAN (INDIVIDUAL EX-POST VOTE) | Management | No Action | |||||||||
| 10 | APPROVAL OF TOTAL COMPENSATION AND BENEFITS OF ALL KINDS PAID DURING OR AWARDED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 TO MR RIC DE SEYNES, CHAIRMAN OF THE SUPERVISORY BOARD (INDIVIDUAL EX-POST VOTE) | Management | No Action | |||||||||
| 11 | APPROVAL OF THE COMPENSATION POLICY FOR EXECUTIVE CHAIRMEN (EX-ANTE VOTE) | Management | No Action | |||||||||
| 12 | DETERMINATION OF THE TOTAL ANNUAL AMOUNT OF REMUNERATION TO BE PAID TO SUPERVISORY BOARD MEMBERS - APPROVAL OF THE COMPENSATION POLICY FOR SUPERVISORY BOARD MEMBERS (EX-ANTE VOTE) | Management | No Action | |||||||||
| 13 | RE-ELECTION OF MS DOROTHE ALTMAYER AS SUPERVISORY BOARD MEMBER FOR A TERM OF THREE YEARS | Management | No Action | |||||||||
| 14 | RE-ELECTION OF MS MONIQUE COHEN AS SUPERVISORY BOARD MEMBER FOR A TERM OF THREE YEARS | Management | No Action | |||||||||
| 15 | RE-ELECTION OF MR RENAUD MOMMJA AS SUPERVISORY BOARD MEMBER FOR A TERM OF THREE YEARS | Management | No Action | |||||||||
| 16 | RE-ELECTION OF MR ERIC DE SEYNES AS SUPERVISORY BOARD MEMBER FOR A TERM OF THREE YEARS | Management | No Action | |||||||||
| 17 | RE-ELECTION OF THE COMPANY PRICEWATERHOUSECOOPERS AUDIT AS STATUTORY AUDITOR FOR A TERM OF SIX FINANCIAL YEARS | Management | No Action | |||||||||
| 18 | RE-ELECTION OF THE COMPANY GRANT THORNTON AUDIT AS STATUTORY AUDITOR FOR A TERM OF SIX FINANCIAL YEARS | Management | No Action | |||||||||
| 19 | AUTHORISATION TO BE GRANTED TO THE EXECUTIVE MANAGEMENT TO REDUCE THE SHARE CAPITAL BY CANCELLATION OF ALL OR PART OF THE TREASURY SHARES HELD BY THE COMPANY (ARTICLE L. 22-10-62 OF THE FRENCH COMMERCIAL CODE) - GENERAL CANCELLATION PROGRAM | Management | No Action | |||||||||
| 20 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE EXECUTIVE MANAGEMENT TO INCREASE THE SHARE CAPITAL BY INCORPORATION OF RESERVES, PROFITS AND/OR PREMIUMS AND FREE ALLOCATION OF SHARES AND/OR INCREASE IN THE PAR VALUE OF EXISTING SHARES | Management | No Action | |||||||||
| 21 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE EXECUTIVE MANAGEMENT TO DECIDE ON THE ISSUE OF SHARES AND/OR ANY OTHER SECURITIES GIVING ACCESS TO THE SHARE CAPITAL WITH MAINTENANCE OF PREEMPTIVE SUBSCRIPTION RIGHTS | Management | No Action | |||||||||
| 22 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE EXECUTIVE MANAGEMENT TO DECIDE ON THE ISSUE OF SHARES AND/OR ANY OTHER SECURITIES GIVING ACCESS TO THE SHARE CAPITAL, WITH PREEMPTIVE SUBSCRIPTION RIGHTS CANCELLED BUT WITH THE ABILITY TO ESTABLISH A PRIORITY PERIOD, BY PUBLIC OFFERING (OTHER THAN THAT REFERRED TO IN ARTICLE L. 411 2, 1 OF THE CMF) | Management | No Action | |||||||||
| 23 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE EXECUTIVE MANAGEMENT TO DECIDE TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES AND/OR ANY OTHER SECURITIES GIVING ACCESS TO THE SHARE CAPITAL, RESERVED FOR MEMBERS OF A COMPANY OR GROUP SAVINGS PLAN, WITH PREEMPTIVE SUBSCRIPTION RIGHTS CANCELLED | Management | No Action | |||||||||
| 24 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE EXECUTIVE MANAGEMENT TO DECIDE ON THE ISSUE OF SHARES AND/OR ANY OTHER SECURITIES GIVING ACCESS TO THE SHARE CAPITAL, WITH PREEMPTIVE SUBSCRIPTION RIGHTS CANCELLED, BY PRIVATE PLACEMENT PURSUANT TO ARTICLE L. 411 - 2, 1 OF THE FRENCH MONETARY AND FINANCIAL CODE | Management | No Action | |||||||||
| 25 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE EXECUTIVE MANAGEMENT TO DECIDE ON THE ISSUE OF SHARES AND/OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL, WITH PREEMPTIVE SUBSCRIPTION RIGHTS CANCELLED, IN ORDER TO COMPENSATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY RELATING TO EQUITY SECURITIES OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL | Management | No Action | |||||||||
| 26 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE EXECUTIVE MANAGEMENT TO DECIDE ON ONE OR MORE OPERATION(S) OF MERGER BY ABSORPTION, SPIN-OFF OR PARTIAL CONTRIBUTION OF ASSETS SUBJECT TO THE LEGAL REGIME FOR SPIN-OFFS (ARTICLE L. 236-9, II OF THE FRENCH COMMERCIAL CODE) | Management | No Action | |||||||||
| 27 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE EXECUTIVE MANAGEMENT TO INCREASE THE CAPITAL BY ISSUING SHARES IN THE EVENT OF THE USE OF THE DELEGATION OF AUTHORITY GRANTED TO THE EXECUTIVE MANAGEMENT TO DECIDE ON ONE OR MORE MERGER(S) BY ABSORPTION, SPIN-OFF(S) OR PARTIAL(S) CONTRIBUTION(S) OF ASSETS SUBJECT TO THE LEGAL REGIME FOR SPIN-OFFS | Management | No Action | |||||||||
| 28 | AUTHORISATION TO BE GIVEN TO THE EXECUTIVE MANAGEMENT TO GRANT FREE EXISTING SHARES | Management | No Action | |||||||||
| 29 | DELEGATION OF AUTHORITY TO CARRY OUT THE FORMALITIES RELATED TO THE GENERAL MEETING | Management | No Action | |||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED | Non-Voting | ||||||||||
| CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | ||||||||||||
| CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 870765 DUE TO SLIB NEED-TO BE FLAGGED AS Y. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||
| L’OREAL S.A. | ||||||||||||
| Security | F58149133 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 21-Apr-2023 | ||||||||||
| ISIN | FR0000120321 | Agenda | 716888738 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT | Non-Voting | ||||||||||
| CMMT | FOR FRENCH MEETINGS ‘ABSTAIN’ IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-‘AGAINST.’ IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||
| CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE- COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY- FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 872332 DUE TO SLIB NEED-TO BE FLAGGED AS Y. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||
| 1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2022 | Management | No Action | |||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2022 | Management | No Action | |||||||||
| 3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR 2022 AND SETTING OF THE DIVIDEND | Management | No Action | |||||||||
| 4 | RENEWAL OF THE TERM OF OFFICE OF MRS. SOPHIE BELLON AS DIRECTOR | Management | No Action | |||||||||
| 5 | RENEWAL OF THE TERM OF OFFICE OF MRS. FABIENNE DULAC AS DIRECTOR | Management | No Action | |||||||||
| 6 | SETTING OF THE MAXIMUM OVERALL ANNUAL AMOUNT ALLOCATED TO DIRECTORS AS REMUNERATION FOR THEIR DUTIES | Management | No Action | |||||||||
| 7 | APPROVAL OF THE INFORMATION RELATING TO THE REMUNERATION OF EACH OF THE CORPORATE OFFICERS REQUIRED BY SECTION 1 OF ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| 8 | APPROVAL OF THE FIXED AND VARIABLE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2022 OR AWARDED FOR THIS FINANCIAL YEAR TO MR. JEAN-PAUL AGON, IN HIS CAPACITY AS CHAIRMAN OF THE BOARD | Management | No Action | |||||||||
| 9 | APPROVAL OF THE FIXED AND VARIABLE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2022 OR AWARDED FOR THIS FINANCIAL YEAR TO MR. NICOLAS HIERONIMUS IN HIS CAPACITY AS CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||
| 10 | APPROVAL OF THE DIRECTORS’ COMPENSATION POLICY | Management | No Action | |||||||||
| 11 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 12 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||
| 13 | AUTHORIZATION FOR THE COMPANY TO BUY BACK ITS OWN SHARES | Management | No Action | |||||||||
| 14 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL BY ISSUING OF COMMON SHARES, WITH RETENTION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||
| 15 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY INCORPORATION OF PREMIUMS, RESERVES, PROFITS OR OTHERS | Management | No Action | |||||||||
| 16 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL TO REMUNERATE CONTRIBUTIONS IN KIND OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THIRD-PARTY COMPANIES GRANTED TO THE COMPANY | Management | No Action | |||||||||
| 17 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO ALLOW CARRYING OUT A CAPITAL INCREASE RESERVED FOR EMPLOYEES, WITH CANCELLATION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||
| 18 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO ALLOW CARRYING OUT A CAPITAL INCREASE RESERVED FOR CATEGORIES OF BENEFICIARIES CONSISTING OF EMPLOYEES OF FOREIGN SUBSIDIARIES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, IN THE CONTEXT OF AN EMPLOYEE SHAREHOLDING OPERATION | Management | No Action | |||||||||
| 19 | APPROVAL OF THE PROPOSED PARTIAL CONTRIBUTION OF ASSETS SUBJECT TO THE DEMERGER REGIME, GRANTED BY THE COMPANY TO ITS SUBSIDIARY L OREAL FRANCE, OF THE COMPLETE AND AUTONOMOUS DIVISIONS OF AFFAIRES MARCHE FRANCE AND DOMAINES D EXCELLENCE, AS WELL AS THE LUXURY OF RETAIL SECURITIES | Management | No Action | |||||||||
| 20 | APPROVAL OF THE PROPOSED PARTIAL CONTRIBUTION OF ASSETS SUBJECT TO THE DEMERGER REGIME GRANTED BY THE COMPANY TO ITS SUBSIDIARY L OREAL INTERNATIONAL DISTRIBUTION OF THE COMPLETE AND AUTONOMOUS BUSINESS DIVISION L OREAL INTERNATIONAL DISTRIBUTION | Management | No Action | |||||||||
| 21 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2023/0315/202 303-152300578.pdf | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK | Non-Voting | ||||||||||
| ENTAIN PLC | ||||||||||||
| Security | G3167C109 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | GMVHY | Meeting Date | 25-Apr-2023 | |||||||||
| ISIN | IM00B5VQMV65 | Agenda | 716819973 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | RECEIVE THE 2022 ANNUAL REPORT | Management | For | For | ||||||||
| 2 | APPROVE THE 2022 DIRECTORS’ REMUNERATION REPORT | Management | For | For | ||||||||
| 3 | APPROVE THE DIRECTORS’ REMUNERATION POLICY | Management | For | For | ||||||||
| 4 | RE-APPOINT KPMG LLP AS AUDITOR | Management | For | For | ||||||||
| 5 | AUTHORISE THE DIRECTORS TO AGREE THE AUDITOR’S REMUNERATION | Management | For | For | ||||||||
| 6 | RE-ELECT J M BARRY GIBSON AS A DIRECTOR | Management | For | For | ||||||||
| 7 | RE-ELECT PIERRE BOUCHUT AS A DIRECTOR | Management | For | For | ||||||||
| 8 | RE-ELECT STELLA DAVID AS A DIRECTOR | Management | For | For | ||||||||
| 9 | RE-ELECT ROBERT HOSKIN AS A DIRECTOR | Management | For | For | ||||||||
| 10 | RE-ELECT VIRGINIA MCDOWELL AS A DIRECTOR | Management | For | For | ||||||||
| 11 | RE-ELECT JETTE NYGAARD-ANDERSEN AS A DIRECTOR | Management | For | For | ||||||||
| 12 | RE-ELECT DAVID SATZ AS A DIRECTOR | Management | For | For | ||||||||
| 13 | RE-ELECT ROB WOOD AS A DIRECTOR | Management | For | For | ||||||||
| 14 | ELECT RAHUL WELDE AS A DIRECTOR | Management | For | For | ||||||||
| 15 | TO APPROVE AMENDMENTS TO THE ENTAIN PLC 2017 LONG TERM INCENTIVE PLAN | Management | For | For | ||||||||
| 16 | AUTHORISE THE DIRECTORS TO ALLOT THE COMPANY’S SHARES | Management | For | For | ||||||||
| 17 | APPROVE THE GENERAL DISAPPLICATION OF PRE- EMPTION RIGHTS | Management | Abstain | Against | ||||||||
| 18 | APPROVE THE DISAPPLICATION OF PRE-EMPTION RIGHTS FOR ACQUISITIONS AND OTHER CAPITAL INVESTMENT | Management | For | For | ||||||||
| 19 | AUTHORISE THE DIRECTORS TO ACQUIRE THE COMPANY’S SHARES | Management | For | For | ||||||||
| 20 | APPROVE THE REVISED ARTICLES OF ASSOCIATION | Management | For | For | ||||||||
| SMITH & NEPHEW PLC | ||||||||||||
| Security | G82343164 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 26-Apr-2023 | ||||||||||
| ISIN | GB0009223206 | Agenda | 716751967 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||
| 2 | APPROVE REMUNERATION POLICY | Management | For | For | ||||||||
| 3 | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||
| 4 | APPROVE FINAL DIVIDEND | Management | For | For | ||||||||
| 5 | ELECT RUPERT SOAMES AS DIRECTOR | Management | For | For | ||||||||
| 6 | RE-ELECT ERIK ENGSTROM AS DIRECTOR | Management | For | For | ||||||||
| 7 | RE-ELECT JO HALLAS AS DIRECTOR | Management | For | For | ||||||||
| 8 | RE-ELECT JOHN MA AS DIRECTOR | Management | For | For | ||||||||
| 9 | RE-ELECT KATARZYNA MAZUR-HOFSAESS AS DIRECTOR | Management | For | For | ||||||||
| 10 | RE-ELECT RICK MEDLOCK AS DIRECTOR | Management | For | For | ||||||||
| 11 | RE-ELECT DEEPAK NATH AS DIRECTOR | Management | For | For | ||||||||
| 12 | RE-ELECT ANNE-FRANCOISE NESMES AS DIRECTOR | Management | For | For | ||||||||
| 13 | RE-ELECT MARC OWEN AS DIRECTOR | Management | For | For | ||||||||
| 14 | RE-ELECT ROBERTO QUARTA AS DIRECTOR | Management | For | For | ||||||||
| 15 | RE-ELECT ANGIE RISLEY AS DIRECTOR | Management | For | For | ||||||||
| 16 | RE-ELECT BOB WHITE AS DIRECTOR | Management | For | For | ||||||||
| 17 | REAPPOINT KPMG LLP AS AUDITORS | Management | For | For | ||||||||
| 18 | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | Management | For | For | ||||||||
| 19 | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||
| 20 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | For | For | ||||||||
| 21 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | ||||||||
| 22 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||
| 23 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS’ NOTICE | Management | For | For | ||||||||
| ASML HOLDING NV | ||||||||||||
| Security | N07059202 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 26-Apr-2023 | ||||||||||
| ISIN | NL0010273215 | Agenda | 716773533 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||
| 1. | OPENING | Non-Voting | ||||||||||
| 2. | OVERVIEW OF THE COMPANY S BUSINESS, FINANCIAL SITUATION AND ESG-SUSTAINABILITY | Non-Voting | ||||||||||
| 3.a. | FINANCIAL STATEMENTS, RESULTS AND DIVIDEND: ADVISORY VOTE ON THE REMUNERATION REPORT FOR THE BOARD OF MANAGEMENT AND THE SUPERVISORY BOARD FOR THE FINANCIAL YEAR 2022 | Management | No Action | |||||||||
| 3.b. | FINANCIAL STATEMENTS, RESULTS AND DIVIDEND: PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR 2022, AS PREPARED IN ACCORDANCE WITH DUTCH LAW | Management | No Action | |||||||||
| 3.c. | FINANCIAL STATEMENTS, RESULTS AND DIVIDEND: CLARIFICATION OF THE COMPANY’S-RESERVES AND DIVIDEND POLICY | Non-Voting | ||||||||||
| 3.d. | FINANCIAL STATEMENTS, RESULTS AND DIVIDEND: PROPOSAL TO ADOPT A DIVIDEND IN RESPECT OF THE FINANCIAL YEAR 2022 | Management | No Action | |||||||||
| 4.a. | DISCHARGE: PROPOSAL TO DISCHARGE THE MEMBERS OF THE BOARD OF MANAGEMENT FROM LIABILITY FOR THEIR RESPONSIBILITIES IN THE FINANCIAL YEAR 2022 | Management | No Action | |||||||||
| 4.b. | DISCHARGE: PROPOSAL TO DISCHARGE THE MEMBERS OF THE SUPERVISORY BOARD FROM LIABILITY FOR THEIR RESPONSIBILITIES IN THE FINANCIAL YEAR 2022 | Management | No Action | |||||||||
| 5. | PROPOSAL TO APPROVE THE NUMBER OF SHARES FOR THE BOARD OF MANAGEMENT | Management | No Action | |||||||||
| 6.a. | REMUNERATION OF THE SUPERVISORY BOARD: PROPOSAL TO AMEND THE REMUNERATION POLICY FOR THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 6.b. | REMUNERATION OF THE SUPERVISORY BOARD: PROPOSAL TO AMEND THE REMUNERATION OF THE MEMBERS OF THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 7. | COMPOSITION OF THE BOARD OF MANAGEMENT: NOTIFICATION OF THE INTENDED-APPOINTMENT OF MR. W.R. ALLAN | Non-Voting | ||||||||||
| 8.a. | COMPOSITION OF THE SUPERVISORY BOARD: PROPOSAL TO APPOINT MR. N.S. ANDERSEN AS A MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 8.b. | COMPOSITION OF THE SUPERVISORY BOARD: PROPOSAL TO APPOINT MR. J.P. DE KREIJ AS A MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 8.c. | COMPOSITION OF THE SUPERVISORY BOARD: COMPOSITION OF THE SUPERVISORY BOARD IN- 2024 | Non-Voting | ||||||||||
| 9. | PROPOSAL TO APPOINT PRICEWATERHOUSECOOPERS ACCOUNTANTS N.V. AS EXTERNAL AUDITOR FOR THE REPORTING YEAR 2025, IN LIGHT OF THE MANDATORY EXTERNAL AUDITOR ROTATION | Management | No Action | |||||||||
| 10.a. | PROPOSALS TO AUTHORIZE THE BOARD OF MANAGEMENT TO ISSUE ORDINARY SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES, AS WELL AS TO RESTRICT OR EXCLUDE THE PREEMPTION RIGHTS ACCRUING TO SHAREHOLDERS: AUTHORIZATION TO ISSUE ORDINARY SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES UP TO 5% FOR GENERAL PURPOSES AND UP TO 5% IN CONNECTION WITH OR ON THE OCCASION OF MERGERS, ACQUISITIONS AND/OR (STRATEGIC) ALLIANCES | Management | No Action | |||||||||
| 10.b. | PROPOSALS TO AUTHORIZE THE BOARD OF MANAGEMENT TO ISSUE ORDINARY SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES, AS WELL AS TO RESTRICT OR EXCLUDE THE PREEMPTION RIGHTS ACCRUING TO SHAREHOLDERS: AUTHORIZATION OF THE BOARD OF MANAGEMENT TO RESTRICT OR EXCLUDE PRE- EMPTION RIGHTS IN CONNECTION WITH THE AUTHORIZATIONS REFERRED TO IN ITEM 10 A) | Management | No Action | |||||||||
| 11. | PROPOSAL TO AUTHORIZE THE BOARD OF MANAGEMENT TO REPURCHASE ORDINARY SHARES UP TO 10% OF THE ISSUED SHARE CAPITAL | Management | No Action | |||||||||
| 12. | PROPOSAL TO CANCEL ORDINARY SHARES | Management | No Action | |||||||||
| 13. | ANY OTHER BUSINESS | Non-Voting | ||||||||||
| 14. | CLOSING | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| ASTRAZENECA PLC | ||||||||||||
| Security | G0593M107 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 27-Apr-2023 | ||||||||||
| ISIN | GB0009895292 | Agenda | 716820041 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | TO RECEIVE THE COMPANY’S ACCOUNTS THE REPORTS OF THE DIRECTORS AND AUDITOR AND THE STRATEGIC REPORT FOR THE YEAR ENDED31 DECEMBER 2022 | Management | For | For | ||||||||
| 2 | TO CONFIRM DIVIDENDS | Management | For | For | ||||||||
| 3 | TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR | Management | For | For | ||||||||
| 4 | TO AUTHORISE THE DIRECTORS TO AGREE THE REMUNERATION | Management | For | For | ||||||||
| 5A | TO ELECT OR RE-ELECT MICHEL DEMARE | Management | For | For | ||||||||
| 5B | TO ELECT OR RE-ELECT PASCAL SORIOT | Management | For | For | ||||||||
| 5C | TO ELECT OR RE-ELECT ARADHANA SARIN | Management | For | For | ||||||||
| 5D | TO ELECT OR RE-ELECT PHILIP BROADLEY | Management | For | For | ||||||||
| 5E | TO ELECT OR RE-ELECT EUAN ASHLEY | Management | For | For | ||||||||
| 5F | TO ELECT OR RE-ELECT DEBORAH DISANZO | Management | For | For | ||||||||
| 5G | TO ELECT OR RE-ELECT DIANA LAYFIELD | Management | For | For | ||||||||
| 5H | TO ELECT OR RE-ELECT SHERI MCCOY | Management | For | For | ||||||||
| 5I | TO ELECT OR RE-ELECT TONY MOK | Management | For | For | ||||||||
| 5J | TO ELECT OR RE-ELECT NAZNEEN RAHMAN | Management | For | For | ||||||||
| 5K | TO ELECT OR RE-ELECT ANDREAS RUMMELT | Management | For | For | ||||||||
| 5L | TO ELECT OR RE-ELECT MARCUS WALLENBERG | Management | For | For | ||||||||
| 6 | TO APPROVE THE ANNUAL REPORT ON REMUNERATION FOR THE YEAR ENDED 31DECEMBER 2022 | Management | For | For | ||||||||
| 7 | TO AUTHORISE LIMITED POLITICAL DONATIONS | Management | For | For | ||||||||
| 8 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | ||||||||
| 9 | TO AUTHORISE THE DIRECTORS TO DISAPPLY PRE- EMPTION RIGHTS | Management | Abstain | Against | ||||||||
| 10 | TO AUTHORISE THE DIRECTORS TO FURTHER DISAPPLY PRE-EMPTION RIGHTS FOR ACQUISITIONS AND SPECIFIED CAPITAL INVESTMENTS | Management | For | For | ||||||||
| 11 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | ||||||||
| 12 | TO REDUCE THE NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | For | ||||||||
| 13 | TO ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For | ||||||||
| CRH PLC | ||||||||||||
| Security | G25508105 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 27-Apr-2023 | ||||||||||
| ISIN | IE0001827041 | Agenda | 716824974 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||
| 1 | REVIEW OF COMPANY’S AFFAIRS AND CONSIDERATION OF FINANCIAL STATEMENTS AND REPORTS OF DIRECTORS (INCLUDING THE GOVERNANCE APPENDIX) AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2022 | Management | No Action | |||||||||
| 2 | DECLARATION OF A DIVIDEND ON ORDINARY SHARES | Management | No Action | |||||||||
| 3 | CONSIDERATION OF DIRECTORS REMUNERATION REPORT | Management | No Action | |||||||||
| 4A | RE-ELECTION OF DIRECTOR R. BOUCHER | Management | No Action | |||||||||
| 4B | RE-ELECTION OF DIRECTOR C. DOWLING | Management | No Action | |||||||||
| 4C | RE-ELECTION OF DIRECTOR R. FEARON | Management | No Action | |||||||||
| 4D | RE-ELECTION OF DIRECTOR J. KARLSTROM | Management | No Action | |||||||||
| 4E | RE-ELECTION OF DIRECTOR S. KELLY | Management | No Action | |||||||||
| 4F | RE-ELECTION OF DIRECTOR B. KHAN | Management | No Action | |||||||||
| 4G | RE-ELECTION OF DIRECTOR L. MCKAY | Management | No Action | |||||||||
| 4H | RE-ELECTION OF DIRECTOR A. MANIFOLD | Management | No Action | |||||||||
| 4I | RE-ELECTION OF DIRECTOR J. MINTERN | Management | No Action | |||||||||
| 4J | RE-ELECTION OF DIRECTOR G.L. PLATT | Management | No Action | |||||||||
| 4K | RE-ELECTION OF DIRECTOR M.K. RHINEHART | Management | No Action | |||||||||
| 4L | RE-ELECTION OF DIRECTOR S. TALBOT | Management | No Action | |||||||||
| 4M | RE-ELECTION OF DIRECTOR C. VERCHERE | Management | No Action | |||||||||
| 5 | REMUNERATION OF AUDITORS | Management | No Action | |||||||||
| 6 | CONTINUATION OF DELOITTE IRELAND LLP AS AUDITORS | Management | No Action | |||||||||
| 7 | AUTHORITY TO ALLOT SHARES | Management | No Action | |||||||||
| 8 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | No Action | |||||||||
| 9 | AUTHORITY TO PURCHASE OWN ORDINARY SHARES | Management | No Action | |||||||||
| 10 | AUTHORITY TO REISSUE TREASURY SHARES | Management | No Action | |||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| DANONE SA | ||||||||||||
| Security | F12033134 | Meeting Type | MIX | |||||||||
| Ticker Symbol | DANGY | Meeting Date | 27-Apr-2023 | |||||||||
| ISIN | FR0000120644 | Agenda | 716928532 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | ||||||||||
| CMMT | FOR FRENCH MEETINGS ‘ABSTAIN’ IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-‘AGAINST.’ IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||
| CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE- COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY- FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2023/0405/202 304-052300677.pdf | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 880519 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||
| 1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 | Management | No Action | |||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 | Management | No Action | |||||||||
| 3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 AND SETTING OF THE DIVIDEND AT 2.00 EUROS PER SHARE | Management | No Action | |||||||||
| 4 | RENEWAL OF THE TERM OF OFFICE OF VALERIE CHAPOULAUD-FLOQUET AS DIRECTOR | Management | No Action | |||||||||
| 5 | RENEWAL OF THE TERM OF OFFICE OF GILLES SCHNEPP AS DIRECTOR | Management | No Action | |||||||||
| 6 | RATIFICATION OF THE CO-OPTION OF GILBERT GHOSTINE AS DIRECTOR, AS A REPLACEMENT FOR GUIDO BARILLA WHO RESIGNED | Management | No Action | |||||||||
| 7 | RATIFICATION OF THE CO-OPTION OF LISE KINGO AS DIRECTOR, AS A REPLACEMENT FOR CECILE CABANIS WHO RESIGNED | Management | No Action | |||||||||
| 8 | APPROVAL OF THE INFORMATION RELATING TO THE REMUNERATION OF CORPORATE OFFICERS MENTIONED IN SECTION I OF ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE FOR THE FINANCIAL YEAR 2022 | Management | No Action | |||||||||
| 9 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 TO ANTOINE DE SAINT-AFFRIQUE, CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||
| 10 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 TO GILLES SCHNEPP, CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 11 | APPROVAL OF THE REMUNERATION POLICY FOR EXECUTIVE CORPORATE OFFICERS FOR THE FINANCIAL YEAR 2023 | Management | No Action | |||||||||
| 12 | APPROVAL OF THE REMUNERATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2023 | Management | No Action | |||||||||
| 13 | APPROVAL OF THE REMUNERATION POLICY FOR DIRECTORS FOR THE FINANCIAL YEAR 2023 | Management | No Action | |||||||||
| 14 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO PURCHASE, HOLD OR TRANSFER THE COMPANYS SHARES | Management | No Action | |||||||||
| 15 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITH RETENTION OF THE SHAREHOLDERS PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||
| 16 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS PRE-EMPTIVE SUBSCRIPTION RIGHT, BUT WITH AN OBLIGATION TO GRANT A PRIORITY RIGHT | Management | No Action | |||||||||
| 17 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN THE EVENT OF A CAPITAL INCREASE WITH CANCELLATION OF THE SHAREHOLDERS PRE-EMPTIVE SUBSCRIPTION RIGHT, TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED | Management | No Action | |||||||||
| 18 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITHOUT THE SHAREHOLDERS PRE-EMPTIVE SUBSCRIPTION RIGHT, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management | No Action | |||||||||
| 19 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS FOR THE PURPOSE OF ISSUING COMMON SHARES AND TRANSFERABLE SECURITIES, WITHOUT THE SHAREHOLDERS PRE- EMPTIVE SUBSCRIPTION RIGHT, IN ORDER TO REMUNERATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND CONSISTING OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL | Management | No Action | |||||||||
| 20 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE COMPANYS CAPITAL BY INCORPORATION OF RESERVES, PROFITS, PREMIUMS OR OTHER AMOUNTS WHOSE CAPITALIZATION WOULD BE ALLOWED | Management | No Action | |||||||||
| 21 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES RESERVED FOR EMPLOYEES WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN AND/OR THE TRANSFER OF RESERVED SECURITIES, WITHOUT THE SHAREHOLDERS PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||
| 22 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, RESERVED FOR CATEGORIES OF BENEFICIARIES CONSISTING OF EMPLOYEES WORKING IN FOREIGN COMPANIES OF THE DANONE GROUP, OR IN A SITUATION OF INTERNATIONAL MOBILITY, IN THE CONTEXT OF EMPLOYEE SHAREHOLDING OPERATIONS | Management | No Action | |||||||||
| 23 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH ALLOCATIONS OF EXISTING OR FUTURE PERFORMANCE SHARES OF THE COMPANY, WITHOUT THE SHAREHOLDERS PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||
| 24 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE CAPITAL BY CANCELLING SHARES | Management | No Action | |||||||||
| 25 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||
| 26 | APPOINTMENT OF SANJIV MEHTA AS DIRECTOR | Management | No Action | |||||||||
| CMMT | 11 APR 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||
| CMMT | 11 APR 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||
| CMMT | 11 APR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| AGNICO EAGLE MINES LIMITED | ||||||||||||
| Security | 008474108 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | AEM | Meeting Date | 28-Apr-2023 | |||||||||
| ISIN | CA0084741085 | Agenda | 935809903 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | Leona Aglukkaq | For | For | |||||||||
| 2 | Ammar Al-Joundi | For | For | |||||||||
| 3 | Sean Boyd | For | For | |||||||||
| 4 | Martine A. Celej | For | For | |||||||||
| 5 | Robert J. Gemmell | For | For | |||||||||
| 6 | Jonathan Gill | For | For | |||||||||
| 7 | Peter Grosskopf | For | For | |||||||||
| 8 | Elizabeth Lewis-Gray | For | For | |||||||||
| 9 | Deborah McCombe | For | For | |||||||||
| 10 | Jeffrey Parr | For | For | |||||||||
| 11 | J. Merfyn Roberts | For | For | |||||||||
| 12 | Jamie C. Sokalsky | For | For | |||||||||
| 2 | Appointment of Ernst & Young LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | ||||||||
| 3 | Consideration of and, if deemed advisable, the passing of a non-binding, advisory resolution accepting the Company’s approach to executive compensation. | Management | For | For | ||||||||
| BARRICK GOLD CORPORATION | ||||||||||||
| Security | 067901108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GOLD | Meeting Date | 02-May-2023 | |||||||||
| ISIN | CA0679011084 | Agenda | 935799974 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | D. M. Bristow | For | For | |||||||||
| 2 | H. Cai | For | For | |||||||||
| 3 | G. A. Cisneros | For | For | |||||||||
| 4 | C. L. Coleman | For | For | |||||||||
| 5 | I. A. Costantini | For | For | |||||||||
| 6 | J. M. Evans | For | For | |||||||||
| 7 | B. L. Greenspun | For | For | |||||||||
| 8 | J. B. Harvey | For | For | |||||||||
| 9 | A. N. Kabagambe | For | For | |||||||||
| 10 | A. J. Quinn | For | For | |||||||||
| 11 | M. L. Silva | For | For | |||||||||
| 12 | J. L. Thornton | For | For | |||||||||
| 2 | Resolution approving the appointment of PricewaterhouseCoopers LLP as the auditor of Barrick and authorizing the directors to fix its remuneration. | Management | For | For | ||||||||
| 3 | Advisory resolution on approach to executive compensation. | Management | For | For | ||||||||
| UNILEVER PLC | ||||||||||||
| Security | G92087165 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 03-May-2023 | ||||||||||
| ISIN | GB00B10RZP78 | Agenda | 716815521 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | TO RECEIVE THE REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2022 | Management | For | For | ||||||||
| 2 | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT | Management | Against | Against | ||||||||
| 3 | TO RE-ELECT NILS ANDERSEN AS A DIRECTOR | Management | For | For | ||||||||
| 4 | TO RE-ELECT JUDITH HARTMANN AS A DIRECTOR | Management | For | For | ||||||||
| 5 | TO RE-ELECT ADRIAN HENNAH AS A DIRECTOR | Management | For | For | ||||||||
| 6 | TO RE-ELECT ALAN JOPE AS A DIRECTOR | Management | For | For | ||||||||
| 7 | TO RE-ELECT ANDREA JUNG AS A DIRECTOR | Management | For | For | ||||||||
| 8 | TO RE-ELECT SUSAN KILSBY AS A DIRECTOR | Management | For | For | ||||||||
| 9 | TO RE-ELECT RUBY LU AS A DIRECTOR | Management | For | For | ||||||||
| 10 | TO RE-ELECT STRIVE MASIYIWA AS A DIRECTOR | Management | For | For | ||||||||
| 11 | TO RE-ELECT YOUNGME MOON AS A DIRECTOR | Management | For | For | ||||||||
| 12 | TO RE-ELECT GRAEME PITKETHLY AS A DIRECTOR | Management | For | For | ||||||||
| 13 | TO RE-ELECT FEIKE SIJBESMA AS A DIRECTOR | Management | For | For | ||||||||
| 14 | TO ELECT NELSON PELTZ AS A DIRECTOR | Management | For | For | ||||||||
| 15 | TO ELECT HEIN SCHUMACHER AS A DIRECTOR | Management | For | For | ||||||||
| 16 | TO REAPPOINT KPMG LLP AS AUDITOR OF THE COMPANY | Management | For | For | ||||||||
| 17 | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITOR | Management | For | For | ||||||||
| 18 | TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||||||
| 19 | TO RENEW THE AUTHORITY TO DIRECTORS TO ISSUE SHARES | Management | For | For | ||||||||
| 20 | TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS | Management | Abstain | Against | ||||||||
| 21 | TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS FOR THE PURPOSES OF ACQUISITIONS OR CAPITAL INVESTMENTS | Management | For | For | ||||||||
| 22 | TO RENEW THE AUTHORITY TO THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | ||||||||
| 23 | TO SHORTEN THE NOTICE PERIOD FOR GENERAL MEETINGS TO 14 CLEAR DAYS’ NOTICE | Management | For | For | ||||||||
| RECKITT BENCKISER GROUP PLC | ||||||||||||
| Security | G74079107 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 03-May-2023 | ||||||||||
| ISIN | GB00B24CGK77 | Agenda | 716820027 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | TO RECEIVE THE ANNUAL REPORT AND FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2022 | Management | For | For | ||||||||
| 2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2022 AS SET OUT ON PAGES 126 TO 155 OF THE 2022 ANNUAL REPORT AND FINANCIAL STATEMENTS | Management | For | For | ||||||||
| 3 | TO DECLARE A FINAL DIVIDEND OF 110.3 PENCE PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2022 | Management | For | For | ||||||||
| 4 | TO RE-ELECT ANDREW BONFIELD AS A DIRECTOR | Management | For | For | ||||||||
| 5 | TO RE-ELECT OLIVIER BOHUON AS A DIRECTOR | Management | For | For | ||||||||
| 6 | TO RE-ELECT JEFF CARR AS A DIRECTOR | Management | For | For | ||||||||
| 7 | TO RE-ELECT MARGHERITA DELLA VALLE AS A DIRECTOR | Management | For | For | ||||||||
| 8 | TO RE-ELECT NICANDRO DURANTE AS A DIRECTOR | Management | For | For | ||||||||
| 9 | TO RE-ELECT MARY HARRIS AS A DIRECTOR | Management | For | For | ||||||||
| 10 | TO RE-ELECT MEHMOOD KHAN AS A DIRECTOR | Management | For | For | ||||||||
| 11 | TO RE-ELECT PAM KIRBY AS A DIRECTOR | Management | For | For | ||||||||
| 12 | TO RE-ELECT CHRIS SINCLAIR AS A DIRECTOR | Management | For | For | ||||||||
| 13 | TO RE-ELECT ELANE STOCK AS A DIRECTOR | Management | For | For | ||||||||
| 14 | TO RE-ELECT ALAN STEWART AS A DIRECTOR | Management | For | For | ||||||||
| 15 | TO ELECT JEREMY DARROCH AS A DIRECTOR | Management | For | For | ||||||||
| 16 | TO ELECT TAMARA INGRAM, OBE AS A DIRECTOR | Management | For | For | ||||||||
| 17 | TO REAPPOINT KPMG LLP AS AUDITOR OF THE COMPANY, TO HOLD OFFICE FROM THE CONCLUSION OF THE AGM UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | For | For | ||||||||
| 18 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE AUDITORS REMUNERATION | Management | For | For | ||||||||
| 19 | IN ACCORDANCE WITH SECTIONS 366 AND 367 OF THE COMPANIES ACT 2006 (THE ACT), TO AUTHORISE, THE COMPANY AND ANY COMPANIES THAT ARE, AT ANY TIME DURING THE PERIOD FOR WHICH THIS RESOLUTION HAS EFFECT, SUBSIDIARIES OF THE COMPANY TO: A) MAKE | Management | For | For | ||||||||
| POLITICAL DONATIONS TO POLITICAL PARTIES AND/OR INDEPENDENT ELECTION CANDIDATES, NOT EXCEEDING GBP 100,000 IN TOTAL; B) MAKE POLITICAL DONATIONS TO POLITICAL ORGANISATIONS OTHER THAN POLITICAL PARTIES, NOT EXCEEDING GBP 100,000 IN TOTAL; AND C) INCUR POLITICAL EXPENDITURE NOT EXCEEDING GBP 100,000 IN TOTAL DURING THE PERIOD FROM THE DATE OF THIS RESOLUTION UNTIL THE CONCLUSION OF NEXT YEARS AGM (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON 30 JUNE 2024), PROVIDED THAT THE TOTAL AGGREGATE AMOUNT OF ALL SUCH DONATIONS AND EXPENDITURE INCURRED BY THE COMPANY AND ITS UK SUBSIDIARIES IN SUCH PERIOD SHALL NOT EXCEED GBP 100,000. FOR THE PURPOSE OF THIS RESOLUTION, THE TERMS POLITICAL DONATIONS, POLITICAL PARTIES, INDEPENDENT ELECTION CANDIDATES, POLITICAL ORGANISATIONS AND POLITICAL EXPENDITURE HAVE THE MEANINGS SET OUT IN SECTION 363 TO SECTION 365 OF THE ACT | ||||||||||||
| 20 | TO AUTHORISE THE DIRECTORS GENERALLY AND UNCONDITIONALLY, IN ACCORDANCE WITH SECTION 551 OF THE ACT, IN SUBSTITUTION OF ALL SUBSISTING AUTHORITIES, TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES OF THE COMPANY: A) UP TO A NOMINAL AMOUNT OF GBP 23,866,000 (SUCH AMOUNT TO BE REDUCED BY THE NOMINAL AMOUNT ALLOTTED OR GRANTED UNDER PARAGRAPH (B) BELOW IN EXCESS OF SUCH SUM); B) COMPRISING EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) UP TO A NOMINAL AMOUNT OF GBP 47,732,000 (SUCH AMOUNT TO BE REDUCED BY ANY ALLOTMENTS OR GRANTS MADE UNDER PARAGRAPH (A) ABOVE) IN CONNECTION WITH AN OFFER BY WAY OF A RIGHTS ISSUE: I) TO SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND II) TO HOLDERS OF OTHER EQUITY SECURITIES AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR AS THE DIRECTORS OTHERWISE CONSIDER NECESSARY, AND SO THAT THE DIRECTORS MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH IT MAY CONSIDER NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY OR ANY OTHER MATTER. THIS AUTHORITY WILL EXPIRE AT THE CONCLUSION OF THE COMPANYS AGM TO BE HELD IN 2024 OR, THE CLOSE OF BUSINESS ON 30 JUNE 2024, WHICHEVER IS THE EARLIER, PROVIDED THAT THE DIRECTORS SHALL | Management | For | For | ||||||||
| BE ENTITLED TO MAKE SUCH OFFERS AND ENTER INTO AGREEMENTS THAT WOULD, OR MIGHT, REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR CONVERT SECURITIES INTO SHARES TO BE GRANTED AFTER THE EXPIRY OF THE AUTHORITY, AND THE COMPANY MAY ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT SECURITIES INTO SHARES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED | ||||||||||||
| 21 | THAT, IN SUBSTITUTION FOR ALL EXISTING AUTHORITIES AND SUBJECT TO THE PASSING OF RESOLUTION 20, TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE ACT) FOR CASH UNDER THE AUTHORITY GIVEN BY RESOLUTION 20 AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, PROVIDED THAT SUCH AUTHORITY BE LIMITED: A) TO ALLOTMENTS FOR RIGHTS ISSUES AND OTHER PRE-EMPTIVE ISSUES; AND B) TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES (OTHERWISE THAN UNDER PARAGRAPH (A) ABOVE) UP TO A NOMINAL AMOUNT OF GBP 3,579,000; SUCH AUTHORITY TO EXPIRE AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY, OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 30 JUNE 2024, BUT IN EACH CASE, PRIOR TO ITS EXPIRY THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE AUTHORITY EXPIRES AND THE BOARD MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED | Management | For | For | ||||||||
| 22 | THAT, SUBJECT TO THE PASSING OF RESOLUTION 20, THE DIRECTORS BE AUTHORISED, IN ADDITION TO ANY AUTHORITY GRANTED UNDER RESOLUTION 21 TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE ACT) FOR CASH UNDER THE AUTHORITY GIVEN BY THAT RESOLUTION AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH AUTHORITY TO BE: A) LIMITED TO THE ALLOTMENT OF EQUITY SHARES OR SALE OF TREASURY SHARES UP TO A NOMINAL AMOUNT OF GBP 3,579,000; AND B) USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN 12 MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE BOARD OF THE COMPANY DETERMINES TO BE AN | Management | Abstain | Against | ||||||||
| ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE- EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE; SUCH AUTHORITY TO EXPIRE AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR, IF EARLIER, ON 30 JUNE 2024, BUT IN EACH CASE, PRIOR TO ITS EXPIRY THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE AUTHORITY EXPIRES AND THE BOARD MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED | ||||||||||||
| 23 | TO GENERALLY AND UNCONDITIONALLY AUTHORISE THE COMPANY, FOR THE PURPOSES OF SECTION 701 OF THE ACT, TO MAKE MARKET PURCHASES (WITHIN THE MEANING OF SECTION 693(4) OF THE ACT) OF ORDINARY SHARES OF 10 PENCE EACH IN THE CAPITAL OF THE COMPANY PROVIDED THAT: A) THE MAXIMUM NUMBER OF ORDINARY SHARES WHICH MAY BE PURCHASED IS 71,590,000 ORDINARY SHARES, REPRESENTING LESS THAN 10% OF THE COMPANYS ISSUED ORDINARY SHARE CAPITAL (EXCLUDING TREASURY SHARES) AS AT 28 FEBRUARY 2023, BEING THE LATEST PRACTICABLE DATE PRIOR TO THE PUBLICATION OF THIS NOTICE; B) THE MAXIMUM PRICE (EXCLUSIVE OF EXPENSES) AT WHICH ORDINARY SHARES MAY BE PURCHASED IS AN AMOUNT EQUAL TO THE HIGHER OF: I) 5% ABOVE THE AVERAGE MARKET VALUE OF ORDINARY SHARES OF THE COMPANY AS DERIVED FROM THE DAILY OFFICIAL LIST OF THE LONDON STOCK EXCHANGE FOR THE FIVE BUSINESS DAYS PRECEDING THE DATE OF PURCHASE; AND (II) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE OF AN ORDINARY SHARE AND THE HIGHEST CURRENT INDEPENDENT BID FOR AN ORDINARY SHARE ON THE TRADING VENUE WHERE THE PURCHASE IS CARRIED OUT; AND C) THE MINIMUM PRICE (EXCLUSIVE OF EXPENSES) AT WHICH ORDINARY SHARES MAY BE PURCHASED IS 10 PENCE PER ORDINARY SHARE, SUCH AUTHORITY TO EXPIRE ON THE EARLIER OF 30 JUNE 2024 OR ON THE DATE OF THE AGM OF THE COMPANY IN 2024, SAVE THAT THE COMPANY MAY, BEFORE SUCH EXPIRY, ENTER INTO A CONTRACT TO | Management | For | For | ||||||||
| PURCHASE ORDINARY SHARES UNDER WHICH SUCH PURCHASE WILL OR MAY BE COMPLETED OR EXECUTED WHOLLY OR PARTLY AFTER THE EXPIRATION OF THIS AUTHORITY AND MAY MAKE A PURCHASE OF ORDINARY SHARES IN PURSUANCE OF ANY SUCH CONTRACT | ||||||||||||
| 24 | TO AUTHORISE THE DIRECTORS TO CALL A GENERAL MEETING OF THE COMPANY, OTHER THAN AN AGM, ON NOT LESS THAN 14 CLEAR DAYS NOTICE | Management | For | For | ||||||||
| AIR LIQUIDE SA | ||||||||||||
| Security | F01764103 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 03-May-2023 | ||||||||||
| ISIN | FR0000120073 | Agenda | 716824164 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT | Non-Voting | ||||||||||
| CMMT | FOR FRENCH MEETINGS ‘ABSTAIN’ IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-‘AGAINST.’ IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||
| CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE- COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY- FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| 1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 | Management | No Action | |||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 | Management | No Action | |||||||||
| 3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022; SETTING OF THE DIVIDEND | Management | No Action | |||||||||
| 4 | AUTHORISATION GRANTED FOR 18 MONTHS TO THE BOARD OF DIRECTORS TO ALLOW THE COMPANY TO TRADE IN ITS OWN SHARES | Management | No Action | |||||||||
| 5 | APPOINTMENT OF MRS. CATHERINE GUILLOUARD AS DIRECTOR OF THE COMPANY | Management | No Action | |||||||||
| 6 | APPOINTMENT OF MRS. CHRISTINA LAW AS DIRECTOR OF THE COMPANY | Management | No Action | |||||||||
| 7 | APPOINTMENT OF MR. ALEXIS PERAKIS-VALAT AS DIRECTOR OF THE COMPANY | Management | No Action | |||||||||
| 8 | APPOINTMENT OF MR. MICHAEL H. THAMAN AS DIRECTOR OF THE COMPANY | Management | No Action | |||||||||
| 9 | RATIFICATION OF THE PROVISIONAL APPOINTMENT OF MRS. MONICA DE VIRGILIIS AS DIRECTOR OF THE COMPANY, AS A REPLACEMENT FOR MRS. ANETTE BRONDER | Management | No Action | |||||||||
| 10 | THE STATUTORY AUDITORS’ SPECIAL REPORT ON THE AGREEMENTS REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| 11 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 TO MR. BENOIT POTIER, CHAIRMAN AND CHIEF EXECUTIVE OFFICER, FOR THE PERIOD FROM 01 JANUARY 2022 TO 31 MAY 2022 | Management | No Action | |||||||||
| 12 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 TO MR. FRANCOIS JACKOW, CHIEF EXECUTIVE OFFICER, FOR THE PERIOD FROM 01 JUNE 2022 TO 31 DECEMBER 2022 | Management | No Action | |||||||||
| 13 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 TO MR. BENOIT POTIER, CHAIRMAN OF THE BOARD OF DIRECTORS, FOR THE PERIOD FROM 01 JUNE 2022 TO 31 DECEMBER 2022 | Management | No Action | |||||||||
| 14 | APPROVAL OF THE INFORMATION RELATING TO THE REMUNERATION OF CORPORATE OFFICERS MENTIONED IN SECTION I OF ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| 15 | APPROVAL OF THE REMUNERATION POLICY APPLICABLE TO THE CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||
| 16 | APPROVAL OF THE REMUNERATION POLICY APPLICABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 17 | APPROVAL OF THE REMUNERATION POLICY APPLICABLE TO DIRECTORS | Management | No Action | |||||||||
| 18 | AUTHORISATION GRANTED FOR 24 MONTHS TO THE BOARD OF DIRECTORS TO REDUCE THE CAPITAL BY CANCELLING TREASURY SHARES | Management | No Action | |||||||||
| 19 | DELEGATION OF AUTHORITY GRANTED FOR 26 MONTHS TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS, IMMEDIATELY AND/OR IN THE FUTURE, TO THE COMPANY’S CAPITAL, WITH RETENTION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT, FOR A MAXIMUM NOMINAL AMOUNT OF 470 MILLION EUROS | Management | No Action | |||||||||
| 20 | AUTHORISATION GRANTED FOR 26 MONTHS TO THE BOARD OF DIRECTORS TO INCREASE, IN THE EVENT OF OVERSUBSCRIPTION, THE ISSUES AMOUNT OF SHARES OR TRANSFERABLE SECURITIES | Management | No Action | |||||||||
| 21 | DELEGATION OF AUTHORITY GRANTED FOR 26 MONTHS TO THE BOARD OF DIRECTORS TO PROCEED WITH CAPITAL INCREASES WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT RESERVED FOR MEMBERS OF A COMPANY OR GROUP SAVINGS PLAN | Management | No Action | |||||||||
| 22 | DELEGATION OF AUTHORITY GRANTED FOR 18 MONTHS TO THE BOARD OF DIRECTORS TO PROCEED WITH CAPITAL INCREASES WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT RESERVED FOR A CATEGORY OF BENEFICIARIES | Management | No Action | |||||||||
| 23 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2023/0222/202 302-222300357.pdf | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION | Non-Voting | ||||||||||
| MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | ||||||||||||
| CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK | Non-Voting | ||||||||||
| INVESTOR AB | ||||||||||||
| Security | W5R777115 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 03-May-2023 | ||||||||||
| ISIN | SE0015811963 | Agenda | 716824342 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. | Non-Voting | ||||||||||
| 1 | ELECTION OF CHAIRMAN AT THE ANNUAL GENERAL MEETING | Management | No Action | |||||||||
| 2 | DRAWING UP AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||
| 3 | APPROVAL OF AGENDA | Management | No Action | |||||||||
| 4 | ELECTION OF ONE OR TWO PERSONS TO ATTEST TO THE ACCURACY OF THE MINUTES | Non-Voting | ||||||||||
| 5 | EXAMINATION OF WHETHER THE ANNUAL GENERAL MEETING HAS BEEN PROPERLY CONVENED | Management | No Action | |||||||||
| 6 | PRESENTATION OF THE PARENT COMPANY’S ANNUAL REPORT AND THE AUDITORS REPORT,-AS WELL AS OF THE CONSOLIDATED FINANCIAL STATEMENTS AND THE AUDITORS REPORT-FOR THE INVESTOR GROUP | Non-Voting | ||||||||||
| 7 | THE PRESIDENTS ADDRESS | Non-Voting | ||||||||||
| 8 | DECISION ON THE DETERMINATION OF THE PARENT COMPANY’S INCOME STATEMENT AND BALANCE SHEET AS WELL AS THE INVESTOR GROUP’S INCOME STATEMENT AND BALANCE SHEET | Management | No Action | |||||||||
| 9 | SUBMISSION OF THE BOARD’S REMUNERATION REPORT FOR APPROVAL | Management | No Action | |||||||||
| 10.A | DECISION ON DISCHARGE OF LIABILITY FOR THE BOARD MEMBER AND THE CEO: GUNNAR BROCK | Management | No Action | |||||||||
| 10.B | DECISION ON DISCHARGE OF LIABILITY FOR THE BOARD MEMBER AND THE CEO: JOHAN FORSSELL | Management | No Action | |||||||||
| 10.C | DECISION ON DISCHARGE OF LIABILITY FOR THE BOARD MEMBER AND THE CEO: MAGDALENA GERGER | Management | No Action | |||||||||
| 10.D | DECISION ON DISCHARGE OF LIABILITY FOR THE BOARD MEMBER AND THE CEO: TOM JOHNSTONE, CBE | Management | No Action | |||||||||
| 10.E | DECISION ON DISCHARGE OF LIABILITY FOR THE BOARD MEMBER AND THE CEO: ISABELLE KOCHER | Management | No Action | |||||||||
| 10.F | DECISION ON DISCHARGE OF LIABILITY FOR THE BOARD MEMBER AND THE CEO: SVEN NYMAN | Management | No Action | |||||||||
| 10.G | DECISION ON DISCHARGE OF LIABILITY FOR THE BOARD MEMBER AND THE CEO: GRACE REKSTEN SKAUGEN | Management | No Action | |||||||||
| 10.H | DECISION ON DISCHARGE OF LIABILITY FOR THE BOARD MEMBER AND THE CEO: HANS STRABERG | Management | No Action | |||||||||
| 10.I | DECISION ON DISCHARGE OF LIABILITY FOR THE BOARD MEMBER AND THE CEO: JACOB WALLENBERG | Management | No Action | |||||||||
| 10.J | DECISION ON DISCHARGE OF LIABILITY FOR THE BOARD MEMBER AND THE CEO: MARCUS WALLENBERG | Management | No Action | |||||||||
| 10.K | DECISION ON DISCHARGE OF LIABILITY FOR THE BOARD MEMBER AND THE CEO: SARA OHRVALL | Management | No Action | |||||||||
| 11 | DECISION ON DISPOSITIONS REGARDING THE COMPANY’S PROFIT ACCORDING TO THE ESTABLISHED BALANCE SHEET AND DETERMINATION OF THE RECORD DATE FOR DIVIDENDS | Management | No Action | |||||||||
| 12.A | DETERMINATION OF THE NUMBER OF BOARD MEMBERS AND DEPUTY BOARD MEMBERS TO BE APPOINTED BY THE ANNUAL GENERAL MEETING | Management | No Action | |||||||||
| 12.B | DETERMINATION OF THE NUMBER OF AUDITORS AND DEPUTY AUDITORS TO BE APPOINTED BY THE ANNUAL GENERAL MEETING | Management | No Action | |||||||||
| 13.A | DETERMINING THE FEES FOR THE BOARD | Management | No Action | |||||||||
| 13.B | DETERMINING THE FEES FOR AUDITORS | Management | No Action | |||||||||
| 14.A | ELECTION OF BOARD MEMBER AND BOARD DEPUTIE: GUNNAR BROCK, RE-ELECTION | Management | No Action | |||||||||
| 14.B | ELECTION OF BOARD MEMBER AND BOARD DEPUTIE: JOHAN FORSSELL, RE-ELECTION | Management | No Action | |||||||||
| 14.C | ELECTION OF BOARD MEMBER AND BOARD DEPUTIE: MAGDALENA GERGER, RE-ELECTION | Management | No Action | |||||||||
| 14.D | ELECTION OF BOARD MEMBER AND BOARD DEPUTIE: TOM JOHNSTONE, CBE, PRAISED | Management | No Action | |||||||||
| 14.E | ELECTION OF BOARD MEMBER AND BOARD DEPUTIE: ISABELLE KOCHER, OMVAL | Management | No Action | |||||||||
| 14.F | ELECTION OF BOARD MEMBER AND BOARD DEPUTIE: SVEN NYMAN, OMVAL | Management | No Action | |||||||||
| 14.G | ELECTION OF BOARD MEMBER AND BOARD DEPUTIE: GRACE REKSTEN SKAUGEN, RE- ELECTION | Management | No Action | |||||||||
| 14.H | ELECTION OF BOARD MEMBER AND BOARD DEPUTIE: HANS STRABERG, RE-ELECTION | Management | No Action | |||||||||
| 14.I | ELECTION OF BOARD MEMBER AND BOARD DEPUTIE: JACOB WALLENBERG, RE-ELECTION | Management | No Action | |||||||||
| 14.J | ELECTION OF BOARD MEMBER AND BOARD DEPUTIE: MARCUS WALLENBERG, RE-ELECTION | Management | No Action | |||||||||
| 14.K | ELECTION OF BOARD MEMBER AND BOARD DEPUTIE: SARA OHRVALL, RE-ELECTION | Management | No Action | |||||||||
| 15 | THE NOMINATION COMMITTEE’S PROPOSAL: RE- ELECTION OF JACOB WALLENBERG AS CHAIRMAN OF THE BOARD. ELECTION OF THE CHAIRMAN OF THE BOARD | Management | No Action | |||||||||
| 16 | RATIFY DELOITTE AS AUDITOR | Management | No Action | |||||||||
| 17.A | THE BOARD’S PROPOSAL FOR A DECISION ON A PROGRAM FOR LONG-TERM VARIABLE COMPENSATION FOR EMPLOYEES WITHIN INVESTOR, EXCLUDING PATRICIA INDUSTRIES | Management | No Action | |||||||||
| 17.B | THE BOARD’S PROPOSAL FOR A DECISION ON A PROGRAM FOR LONG-TERM VARIABLE COMPENSATION FOR EMPLOYEES WITHIN PATRICIA INDUSTRIES | Management | No Action | |||||||||
| 18.A | THE BOARD’S PROPOSAL FOR A DECISION ON THE ACQUISITION AND TRANSFER OF OWN SHARES IN ORDER TO GIVE THE BOARD INCREASED ROOM FOR ACTION IN THE WORK WITH THE COMPANY’S CAPITAL STRUCTURE, TO ENABLE THE TRANSFER OF OWN SHARES IN ACCORDANCE WITH 18B AND TO SECURE COSTS CONNECTED PARTLY WITH THE PROGRAM FOR LONG-TERM VARIABLE REMUNERATION ACCORDING TO 17A, PARTLY WITH THE ISSUANCE OF SYNTHETIC SHARES AS PART OF BOARD FEES | Management | No Action | |||||||||
| 18.B | THE BOARD’S PROPOSAL FOR A DECISION ON THE TRANSFER OF OWN SHARES TO GIVE THE COMPANY THE OPPORTUNITY TO TRANSFER SHARES TO THE EMPLOYEES WHO PARTICIPATE IN THE PROGRAM FOR LONG-TERM VARIABLE COMPENSATION IN 2023 ACCORDING TO 17A | Management | No Action | |||||||||
| 19 | CONCLUSION OF THE MEETING | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||
| CMMT | 30 MAR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF RESOLUTION 16. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| S&P GLOBAL INC. | ||||||||||||
| Security | 78409V104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SPGI | Meeting Date | 03-May-2023 | |||||||||
| ISIN | US78409V1044 | Agenda | 935790445 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Marco Alverà | Management | For | For | ||||||||
| 1B. | Election of Director: Jacques Esculier | Management | For | For | ||||||||
| 1C. | Election of Director: Gay Huey Evans | Management | For | For | ||||||||
| 1D. | Election of Director: William D. Green | Management | For | For | ||||||||
| 1E. | Election of Director: Stephanie C. Hill | Management | For | For | ||||||||
| 1F. | Election of Director: Rebecca Jacoby | Management | For | For | ||||||||
| 1G. | Election of Director: Robert P. Kelly | Management | For | For | ||||||||
| 1H. | Election of Director: Ian P. Livingston | Management | For | For | ||||||||
| 1I. | Election of Director: Deborah D. McWhinney | Management | For | For | ||||||||
| 1J. | Election of Director: Maria R. Morris | Management | For | For | ||||||||
| 1K. | Election of Director: Douglas L. Peterson | Management | For | For | ||||||||
| 1L. | Election of Director: Richard E. Thornburgh | Management | For | For | ||||||||
| 1M. | Election of Director: Gregory Washington | Management | For | For | ||||||||
| 2. | Approve, on an advisory basis, the executive compensation program for the Company’s named executive officers. | Management | For | For | ||||||||
| 3. | Approve, on an advisory basis, the frequency on which the Company conducts an advisory vote on the executive compensation program for the Company’s named executive officers. | Management | 1 Year | For | ||||||||
| 4. | Ratify the appointment of Ernst & Young LLP as the Company’s independent auditor for 2023; | Management | For | For | ||||||||
| JARDINE MATHESON HOLDINGS LTD | ||||||||||||
| Security | G50736100 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 04-May-2023 | ||||||||||
| ISIN | BMG507361001 | Agenda | 716898640 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||
| 2 | APPROVE FINAL DIVIDEND | Management | No Action | |||||||||
| 3 | RE-ELECT DAVID HSU AS DIRECTOR | Management | No Action | |||||||||
| 4 | RE-ELECT ADAM KESWICK AS DIRECTOR | Management | No Action | |||||||||
| 5 | RE-ELECT ANTHONY NIGHTINGALE AS DIRECTOR | Management | No Action | |||||||||
| 6 | APPOINT PRICEWATERHOUSECOOPERS, HONG KONG AS AUDITORS AND AUTHORISE THEIR REMUNERATION | Management | No Action | |||||||||
| 7 | AUTHORISE ISSUE OF EQUITY | Management | No Action | |||||||||
| CMMT | 06 APR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 03 MAY 2023 TO 02 MAY 2023. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||
| LONZA GROUP AG | ||||||||||||
| Security | H50524133 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 05-May-2023 | ||||||||||
| ISIN | CH0013841017 | Agenda | 716878561 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION-MAY BE REJECTED. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 880436 DUE TO RECEIVED-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. | Non-Voting | ||||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||
| 2 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||
| 3 | APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT | Management | No Action | |||||||||
| 4 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF CHF 3.50 PER SHARE | Management | No Action | |||||||||
| 5.1.1 | REELECT ALBERT BAEHNY AS DIRECTOR | Management | No Action | |||||||||
| 5.1.2 | REELECT MARION HELMES AS DIRECTOR | Management | No Action | |||||||||
| 5.1.3 | REELECT ANGELICA KOHLMANN AS DIRECTOR | Management | No Action | |||||||||
| 5.1.4 | REELECT CHRISTOPH MAEDER AS DIRECTOR | Management | No Action | |||||||||
| 5.1.5 | REELECT ROGER NITSCH AS DIRECTOR | Management | No Action | |||||||||
| 5.1.6 | REELECT BARBARA RICHMOND AS DIRECTOR | Management | No Action | |||||||||
| 5.1.7 | REELECT JUERGEN STEINEMANN AS DIRECTOR | Management | No Action | |||||||||
| 5.1.8 | REELECT OLIVIER VERSCHEURE AS DIRECTOR | Management | No Action | |||||||||
| 5.2 | REELECT ALBERT BAEHNY AS BOARD CHAIR | Management | No Action | |||||||||
| 5.3.1 | REAPPOINT ANGELICA KOHLMANN AS MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE | Management | No Action | |||||||||
| 5.3.2 | REAPPOINT CHRISTOPH MAEDER AS MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE | Management | No Action | |||||||||
| 5.3.3 | REAPPOINT JUERGEN STEINEMANN AS MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE | Management | No Action | |||||||||
| 6 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2023 | Management | No Action | |||||||||
| 7 | RATIFY DELOITTE AG AS AUDITORS FOR FISCAL YEAR 2024 | Management | No Action | |||||||||
| 8 | DESIGNATE THOMANNFISCHER AS INDEPENDENT PROXY | Management | No Action | |||||||||
| 9.1 | AMEND CORPORATE PURPOSE | Management | No Action | |||||||||
| 9.2 | APPROVE CREATION OF CAPITAL BAND WITHIN THE UPPER LIMIT OF CHF 86.6 MILLION AND THE LOWER LIMIT OF CHF 67.1 MILLION WITH OR WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS | Management | No Action | |||||||||
| 9.3 | AMEND ARTICLES RE: VOTING ON THE EXECUTIVE COMMITTEE COMPENSATION | Management | No Action | |||||||||
| 9.4 | AMEND ARTICLES OF ASSOCIATION | Management | No Action | |||||||||
| 10 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 2.9 MILLION | Management | No Action | |||||||||
| 11.1 | APPROVE VARIABLE SHORT-TERM REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 3.5 MILLION FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 11.2 | APPROVE VARIABLE LONG-TERM REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 12.1 MILLION FOR FISCAL YEAR 2023 | Management | No Action | |||||||||
| 11.3 | APPROVE FIXED REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 3.3 MILLION FOR THE PERIOD JULY 1, 2023 - DECEMBER 31, 2023 | Management | No Action | |||||||||
| 11.4 | APPROVE FIXED AND VARIABLE LONG-TERM REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 19.6 MILLION FOR THE PERIOD JANUARY 1, 2024 - DECEMBER 31, 2024 | Management | No Action | |||||||||
| 12 | IN THE EVENT OF ANY YET UNKNOWN NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE ANNUAL GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS (YES = VOTE IN FAVOR OF ANY SUCH YET UNKONWN PROPOSAL; NO = VOTE AGAINST ANY SUCH YET UNKNOWN PROPOSAL; ABSTAIN) | Shareholder | No Action | |||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING | Non-Voting | ||||||||||
| OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | ||||||||||||
| KINNEVIK AB | ||||||||||||
| Security | W5139V646 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 08-May-2023 | ||||||||||
| ISIN | SE0015810247 | Agenda | 716924635 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||
| 1 | OPENING OF THE ANNUAL GENERAL MEETING | Non-Voting | ||||||||||
| 2 | ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL MEETING | Management | No Action | |||||||||
| 3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||
| 4 | APPROVAL OF THE AGENDA | Management | No Action | |||||||||
| 5 | ELECTION OF ONE OR TWO PERSONS TO CHECK AND VERIFY THE MINUTES | Non-Voting | ||||||||||
| 6 | DETERMINATION OF WHETHER THE ANNUAL GENERAL MEETING HAS BEEN DULY CONVENED | Management | No Action | |||||||||
| 7 | REMARKS BY THE CHAIRMAN OF THE BOARD | Non-Voting | ||||||||||
| 8 | PRESENTATION BY THE CHIEF EXECUTIVE OFFICER | Non-Voting | ||||||||||
| 9 | PRESENTATION OF THE PARENT COMPANY’S ANNUAL REPORT AND THE AUDITOR’S REPORT-AS WELL AS OF THE GROUP ANNUAL REPORT AND THE GROUP AUDITOR’S REPORT | Non-Voting | ||||||||||
| 10 | RESOLUTION ON THE ADOPTION OF THE PROFIT AND LOSS STATEMENT AND THE BALANCE SHEET AS WELL AS OF THE GROUP PROFIT AND LOSS STATEMENT AND THE GROUP BALANCE SHEET | Management | No Action | |||||||||
| 11 | RESOLUTION ON THE PROPOSED TREATMENT OF KINNEVIK’S EARNINGS AS STATED IN THE ADOPTED BALANCE SHEET | Management | No Action | |||||||||
| 12A | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: JAMES ANDERSON | Management | No Action | |||||||||
| 12B | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: SUSANNA CAMPBELL | Management | No Action | |||||||||
| 12C | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: HARALD MIX | Management | No Action | |||||||||
| 12D | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: CECILIA QVIST | Management | No Action | |||||||||
| 12E | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: CHARLOTTE STRMBERG | Management | No Action | |||||||||
| 12F | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: GEORGI GANEV | Management | No Action | |||||||||
| 13 | PRESENTATION AND DECISION ON APPROVAL OF COMPENSATION REPORT | Management | No Action | |||||||||
| 14 | DETERMINATION OF THE NUMBER OF BOARD MEMBERS | Management | No Action | |||||||||
| 15 | DETERMINING THE FEES FOR THE BOARD MEMBERS AND THE AUDITOR | Management | No Action | |||||||||
| 16A | ELECTION OF BOARD MEMBER: JAMES ANDERSON (RE-ELECTION, NOMINATION COMMITTEE PROPOSAL) | Management | No Action | |||||||||
| 16B | ELECTION OF BOARD MEMBER: SUSANNA CAMPBELL (RE-ELECTION, NOMINATION COMMITTEE PROPOSAL) | Management | No Action | |||||||||
| 16C | ELECTION OF BOARD MEMBER: HARALD MIX (RE- ELECTION, NOMINATION COMMITTEE PROPOSAL) | Management | No Action | |||||||||
| 16D | ELECTION OF BOARD MEMBER: CECILIA QVIST (RE- ELECTION, NOMINATION COMMITTEE PROPOSAL) | Management | No Action | |||||||||
| 16E | ELECTION OF BOARD MEMBER: CHARLOTTE STRMBERG (RE-ELECTION, NOMINATION COMMITTEE PROPOSAL) | Management | No Action | |||||||||
| 17 | ELECTION OF THE CHAIRMAN OF THE BOARD | Management | No Action | |||||||||
| 18 | DETERMINATION OF THE NUMBER OF AUDITORS AND ELECTION OF AN AUDITOR | Management | No Action | |||||||||
| 19 | DECISION ON APPROVAL OF INSTRUCTIONS FOR THE ELECTION COMMITTEE | Management | No Action | |||||||||
| 20 | ELECTION OF MEMBERS AND CHAIRMAN OF THE ELECTION COMMITTEE | Management | No Action | |||||||||
| 21A | DECISION ON LONG-TERM SHARE INCENTIVE PROGRAM FOR 2023, INCLUDING DECISIONS ON: ADOPTION OF THE PROGRAMME | Management | No Action | |||||||||
| 21B | DECISION ON LONG-TERM SHARE INCENTIVE PROGRAM FOR 2023, INCLUDING DECISIONS ON: AMENDMENT OF THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||
| 21C | DECISION ON LONG-TERM SHARE INCENTIVE PROGRAM FOR 2023, INCLUDING DECISIONS ON: AUTHORIZATION FOR THE BOARD TO DECIDE ON NEW ISSUE OF INCENTIVE SHARES | Management | No Action | |||||||||
| 21D | DECISION ON LONG-TERM SHARE INCENTIVE PROGRAM FOR 2023, INCLUDING DECISIONS ON: AUTHORIZATION FOR THE BOARD TO DECIDE ON THE BUYBACK OF OWN INCENTIVE SHARES | Management | No Action | |||||||||
| 21E | DECISION ON LONG-TERM SHARE INCENTIVE PROGRAM FOR 2023, INCLUDING DECISIONS ON: FREE TRANSFERS OF OWN INCENTIVE SHARES AND SHARES IN A PARTICIPATING COMPANY SPECIALLY CREATED FOR THE PROGRAM | Management | No Action | |||||||||
| 21F | DECISION ON LONG-TERM SHARE INCENTIVE PROGRAM FOR 2023, INCLUDING DECISIONS ON: TRANSFER OF OWN INCENTIVE SHARES AND SHARES IN A PARTICIPATING COMPANY SPECIALLY CREATED FOR THE PROGRAM AT MARKET VALUE | Management | No Action | |||||||||
| 22A | DECISIONS ON MEASURES FOR DELIVERY OF SHARES WITHIN THE FRAMEWORK OF OUTSTANDING LONG-TERM INCENTIVE PROGRAMS, INCLUDING DECISIONS ON: TRANSFER OF OWN SHARES OF SERIES B TO PARTICIPANTS IN KINNEVIK’S LONG-TERM INCENTIVE PROGRAM FOR 2018 AND 2020 | Management | No Action | |||||||||
| 22B | DECISIONS ON MEASURES FOR DELIVERY OF SHARES WITHIN THE FRAMEWORK OF OUTSTANDING LONG-TERM INCENTIVE PROGRAMS, INCLUDING DECISIONS ON: AUTHORIZATION FOR THE BOARD TO DECIDE ON THE NEW ISSUE OF SHARES OF SERIES X | Management | No Action | |||||||||
| 22C | DECISIONS ON MEASURES FOR DELIVERY OF SHARES WITHIN THE FRAMEWORK OF OUTSTANDING LONG-TERM INCENTIVE PROGRAMS, INCLUDING DECISIONS ON: AUTHORIZATION FOR THE BOARD TO DECIDE ON THE BUYBACK OF OWN SHARES OF SERIES X | Management | No Action | |||||||||
| 23 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: DECISION ON SHAREHOLDER JOHAN KLINGSPOR’S PROPOSAL | Shareholder | No Action | |||||||||
| 24 | CLOSING OF THE ANNUAL GENERAL MEETING | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | Non-Voting | ||||||||||
| ROYAL PHILIPS NV | ||||||||||||
| Security | N7637U112 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 09-May-2023 | ||||||||||
| ISIN | NL0000009538 | Agenda | 716833579 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | SPEECH OF THE PRESIDENT | Non-Voting | ||||||||||
| 2.a. | ANNUAL REPORT 2022: EXPLANATION OF THE POLICY ON ADDITIONS TO RESERVES AND- DIVIDENDS | Non-Voting | ||||||||||
| 2.b. | ANNUAL REPORT 2022: PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS | Management | No Action | |||||||||
| 2.c. | ANNUAL REPORT 2022: PROPOSAL TO ADOPT DIVIDEND | Management | No Action | |||||||||
| 2.d. | ANNUAL REPORT 2022: ADVISORY VOTE ON THE REMUNERATION REPORT 2022 | Management | No Action | |||||||||
| 2.e. | ANNUAL REPORT 2022: PROPOSAL TO DISCHARGE THE MEMBERS OF THE BOARD OF MANAGEMENT | Management | No Action | |||||||||
| 2.f. | ANNUAL REPORT 2022: PROPOSAL TO DISCHARGE THE MEMBERS OF THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 3. | COMPOSITION OF THE BOARD OF MANAGEMENT PROPOSAL TO RE-APPOINT MR A. BHATTACHARYA AS MEMBER OF THE BOARD OF MANAGEMENT | Management | No Action | |||||||||
| 4.a. | COMPOSITION OF THE SUPERVISORY BOARD: PROPOSAL TO RE-APPOINT MR D.E.I. PYOTT AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 4.b. | COMPOSITION OF THE SUPERVISORY BOARD: PROPOSAL TO RE-APPOINT MS M.E. DOHERTY AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 5. | PROPOSAL TO RE-APPOINT ERNST & YOUNG ACCOUNTANTS LLP AS THE COMPANY S EXTERNAL AUDITOR FOR THE FINANCIAL YEAR 2024 | Management | No Action | |||||||||
| 6. | PROPOSAL TO APPOINT PRICEWATERHOUSECOOPERS ACCOUNTANTS N.V. AS THE COMPANY S EXTERNAL AUDITOR FOR A TERM OF FOUR YEARS STARTING THE FINANCIAL YEAR 2025 | Management | No Action | |||||||||
| 7.a. | PROPOSALS TO AUTHORIZE THE BOARD OF MANAGEMENT TO: ISSUE SHARES OR GRANT RIGHTS TO ACQUIRE SHARES | Management | No Action | |||||||||
| 7.b. | PROPOSALS TO AUTHORIZE THE BOARD OF MANAGEMENT TO: RESTRICT OR EXCLUDE PRE- EMPTION RIGHTS | Management | No Action | |||||||||
| 8. | PROPOSAL TO AUTHORIZE THE BOARD OF MANAGEMENT TO ACQUIRE SHARES IN THE COMPANY | Management | No Action | |||||||||
| 9. | PROPOSAL TO CANCEL SHARES | Management | No Action | |||||||||
| 10. | ANY OTHER BUSINESS | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||
| EQUINOR ASA | ||||||||||||
| Security | R2R90P103 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 10-May-2023 | ||||||||||
| ISIN | NO0010096985 | Agenda | 717121862 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION. | Non-Voting | ||||||||||
| CMMT | IF YOUR CUSTODIAN DOES NOT HAVE A POWER OF ATTORNEY (POA) IN PLACE, AN-INDIVIDUAL BENEFICIAL OWNER SIGNED POA MAY BE REQUIRED. | Non-Voting | ||||||||||
| CMMT | TO VOTE SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT IN THE LOCAL MARKET, THE-LOCAL CUSTODIAN WILL TEMPORARILY TRANSFER VOTED SHARES TO A SEPARATE ACCOUNT-IN THE BENEFICIAL OWNER’S NAME ON THE PROXY VOTING DEADLINE AND TRANSFER BACK-TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING DATE. | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||
| 1 | OPENING OF THE ANNUAL GENERAL MEETING BY THE CHAIR OF THE CORPORATE ASSEMBLY | Non-Voting | ||||||||||
| 2 | REGISTRATION OF REPRESENTED SHAREHOLDERS AND PROXIES | Non-Voting | ||||||||||
| 3 | ELECTION OF CHAIR FOR THE MEETING | Management | No Action | |||||||||
| 4 | APPROVAL OF THE NOTICE AND THE AGENDA | Management | No Action | |||||||||
| 5 | ELECTION OF TWO PERSONS TO CO SIGN THE MINUTES TOGETHER WITH THE CHAIR OF THE MEETING | Management | No Action | |||||||||
| 6 | APPROVAL OF THE ANNUAL REPORT AND ACCOUNTS FOR EQUINOR ASA AND THE EQUINOR GROUP FOR 2022, INCLUDING THE BOARD OF DIRECTORS PROPOSAL FOR DISTRIBUTION OF FOURTH QUARTER 2022 DIVIDEND | Management | No Action | |||||||||
| 7 | AUTHORISATION TO DISTRIBUTE DIVIDEND BASED ON APPROVED ANNUAL ACCOUNTS FOR 2022 | Management | No Action | |||||||||
| 8 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSAL FROM SHAREHOLDER THAT EQUINOR BAN THE USE OF FIBERGLASS ROTOR BLADES IN ALL NEW WIND FARMS, COMMITS TO BUY INTO EXISTING HYDROPOWER PROJECTS AND CONDUCT RESEARCH ON OTHER ENERGY SOURCES SUCH AS THORIUM | Shareholder | No Action | |||||||||
| 9 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSAL FROM SHAREHOLDERS THAT EQUINOR IDENTIFY AND MANAGE RISKS AND POSSIBILITIES REGARDING CLIMATE, AND INTEGRATE THESE IN THE COMPANYS STRATEGY | Shareholder | No Action | |||||||||
| 10 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSAL FROM SHAREHOLDER THAT EQUINOR STOPS ALL EXPLORATION AND DRILLING BY 2025 AND PROVIDES FINANCIAL AND TECHNICAL ASSISTANCE FOR THE REPAIR OF AND DEVELOPMENT OF UKRAINES ENERGY INFRASTRUCTURE | Shareholder | No Action | |||||||||
| 11 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSAL FROM SHAREHOLDER THAT EQUINOR DEVELOPS A PROCEDURE FOR GREATLY IMPROVED PROCESS FOR RESPONDING TO SHAREHOLDER PROPOSALS | Shareholder | No Action | |||||||||
| 12 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSAL FROM SHAREHOLDER THAT EQUINOR ENDS ALL PLANS FOR ACTIVITY IN THE BARENTS SEA, ADJUSTS UP THE INVESTMENTS IN RENEWABLES/LOW CARBON SOLUTIONS TO 50 PERCENT BY 2025, IMPLEMENTS CCS FOR MELKOYA AND INVESTS IN REBUILDING OF UKRAINE | Shareholder | No Action | |||||||||
| 13 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSAL FROM SHAREHOLDER THAT EQUINOR STOPS ALL EXPLORATION AND TEST DRILLING FOR OIL AND GAS, BECOMES A LEADING PRODUCER OF RENEWABLE ENERGY, STOPS PLANS FOR ELECTRIFICATION OF MELKOYA AND PRESENTS A PLAN ENABLING NORWAY TO BECOME NET ZERO BY 2050 | Shareholder | No Action | |||||||||
| 14 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSAL FROM SHAREHOLDER THAT EQUINORS MANAGEMENT LET THE RESULTS OF GLOBAL WARMING CHARACTERISE ITS FURTHER STRATEGY, STOPS ALL EXPLORATION FOR MORE OIL AND GAS, PHASE OUT ALL PRODUCTION AND SALE OF OIL AND GAS, MULTIPLIES ITS INVESTMENT IN RENEWABLE ENERGY AND CCS AND BECOMES A CLIMATE FRIENDLY COMPANY | Shareholder | No Action | |||||||||
| 15 | THE BOARD OF DIRECTOR REPORT ON CORPORATE GOVERNANCE | Management | No Action | |||||||||
| 16.1 | APPROVAL OF THE BOARD OF DIRECTORS REMUNERATION POLICY ON DETERMINATION OF SALARY AND OTHER REMUNERATION FOR LEADING PERSONNEL | Management | No Action | |||||||||
| 16.2 | ADVISORY VOTE OF THE BOARD OF DIRECTOR REMUNERATION REPORT FOR LEADING PERSONNEL | Management | No Action | |||||||||
| 17 | APPROVAL OF REMUNERATION FOR THE COMPANYS EXTERNAL AUDITOR FOR 2022 | Management | No Action | |||||||||
| 18 | DETERMINATION OF REMUNERATION FOR THE CORPORATE ASSEMBLY MEMBERS | Management | No Action | |||||||||
| 19 | DETERMINATION OF REMUNERATION FOR THE NOMINATION COMMITTEE MEMBERS | Management | No Action | |||||||||
| 20 | AUTHORISATION TO ACQUIRE EQUINOR ASA SHARES IN THE MARKET TO CONTINUE OPERATION OF THE COMPANYS SHARE BASED INCENTIVE PLANS FOR EMPLOYEES | Management | No Action | |||||||||
| 21 | REDUCTION IN CAPITAL THROUGH THE CANCELLATION OF OWN SHARES AND THE REDEMPTION OF SHARES BELONGING TO THE NORWEGIAN STAT | Management | No Action | |||||||||
| 22 | AUTHORISATION TO ACQUIRE EQUINOR ASA SHARES IN THE MARKET FOR SUBSEQUENT ANNULMENT | Management | No Action | |||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 858837 DUE TO RESOLUTIONS-8 TO 14 ARE PROPOSED BY SHAREHOLDERS. ALL VOTES RECEIVED ON THE PREVIOUS-MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED.-THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER-VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE- CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE.-PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING,-AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU. | Non-Voting | ||||||||||
| UNIVERSAL MUSIC GROUP N.V. | ||||||||||||
| Security | N90313102 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 11-May-2023 | ||||||||||
| ISIN | NL0015000IY2 | Agenda | 716871670 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| 1. | OPENING | Non-Voting | ||||||||||
| 2. | DISCUSSION OF THE ANNUAL REPORT 2022 | Non-Voting | ||||||||||
| 3. | DISCUSSION OF AND ADVISORY VOTE ON THE REMUNERATION REPORT 2022 (ADVISORY VOTING ITEM) | Management | No Action | |||||||||
| 4. | DISCUSSION AND ADOPTION OF THE FINANCIAL STATEMENTS 2022 | Management | No Action | |||||||||
| 5.a. | DISCUSSION OF THE DIVIDEND POLICY | Non-Voting | ||||||||||
| 5.b. | ADOPTION OF THE DIVIDEND PROPOSAL | Management | No Action | |||||||||
| 6.a. | DISCHARGE OF THE EXECUTIVE DIRECTORS | Management | No Action | |||||||||
| 6.b. | DISCHARGE OF THE NON-EXECUTIVE DIRECTORS | Management | No Action | |||||||||
| 7.a. | RE-APPOINTMENT OF SIR LUCIAN GRAINGE AS EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 7.b. | APPROVAL OF A SUPPLEMENT TO THE COMPANY S EXISTING EXECUTIVE DIRECTORS REMUNERATION POLICY IN RESPECT OF SIR LUCIAN GRAINGE | Management | No Action | |||||||||
| 8.a. | RE-APPOINTMENT OF SHERRY LANSING AS NON- EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 8.b. | RE-APPOINTMENT OF ANNA JONES AS NON- EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 8.c. | RE-APPOINTMENT OF LUC VAN OS AS NON- EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 8.d. | APPOINTMENT OF HAIM SABAN AS NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 9. | AUTHORIZATION OF THE BOARD AS THE COMPETENT BODY TO REPURCHASE OWN SHARES | Management | No Action | |||||||||
| 10. | APPOINTMENT OF THE EXTERNAL AUDITOR FOR THE FINANCIAL YEARS 2023 UP TO AND INCLUDING 2025 | Management | No Action | |||||||||
| 11. | ANY OTHER BUSINESS | Non-Voting | ||||||||||
| 12. | CLOSING | Non-Voting | ||||||||||
| WHEATON PRECIOUS METALS CORP. | ||||||||||||
| Security | 962879102 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | WPM | Meeting Date | 12-May-2023 | |||||||||
| ISIN | CA9628791027 | Agenda | 935809535 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | George L. Brack | For | For | |||||||||
| 2 | John A. Brough | For | For | |||||||||
| 3 | Jaimie Donovan | For | For | |||||||||
| 4 | R. Peter Gillin | For | For | |||||||||
| 5 | Chantal Gosselin | For | For | |||||||||
| 6 | Jeane Hull | For | For | |||||||||
| 7 | Glenn Ives | For | For | |||||||||
| 8 | Charles A. Jeannes | For | For | |||||||||
| 9 | Marilyn Schonberner | For | For | |||||||||
| 10 | Randy V.J. Smallwood | For | For | |||||||||
| 2 | The appointment of Deloitte LLP, Independent Registered Public Accounting Firm, as auditors for 2023 and to authorize the directors to fix the auditors’ remuneration; | Management | For | For | ||||||||
| 3 | A non-binding advisory resolution on the Company’s approach to executive compensation. | Management | For | For | ||||||||
| ESSILORLUXOTTICA SA | ||||||||||||
| Security | F31665106 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 17-May-2023 | ||||||||||
| ISIN | FR0000121667 | Agenda | 716866477 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | 28 APR 2023: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINKS:- https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2023/0315/202 303-152300518.pdf AND-https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2023/0428/202 304-282301132.pdf AND PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF-UPDATED BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT | Non-Voting | ||||||||||
| CMMT | FOR FRENCH MEETINGS ‘ABSTAIN’ IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-‘AGAINST.’ IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||
| CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE- COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY- FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| 1 | APPROVAL OF THE 2022 COMPANY FINANCIAL STATEMENTS | Management | No Action | |||||||||
| 2 | APPROVAL OF THE 2022 CONSOLIDATED FINANCIAL STATEMENTS | Management | No Action | |||||||||
| 3 | ALLOCATION OF EARNINGS AND SETTING OF THE DIVIDEND | Management | No Action | |||||||||
| 4 | RATIFICATION OF THE COOPTATION OF MARIO NOTARI AS DIRECTOR IN REPLACEMENT OF LEONARDO DEL VECCHIO WHO PASSED AWAY ON JUNE 27, 2022 | Management | No Action | |||||||||
| 5 | AGREEMENTS FALLING WITHIN THE SCOPE OF ARTICLES L.225-38 AND SUBSEQUENT OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| 6 | APPROVAL OF THE REPORT ON THE COMPENSATION AND BENEFITS IN KIND PAID IN 2022 OR AWARDED IN RESPECT OF 2022 TO CORPORATE OFFICERS | Management | No Action | |||||||||
| 7 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS COMPRISING THE TOTAL COMPENSATION AND BENEFITS IN KIND PAID IN 2022 OR AWARDED IN RESPECT OF 2022 TO THE CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE PERIOD FROM JANUARY 1ST TO JUNE 27, 2022 | Management | No Action | |||||||||
| 8 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS COMPRISING THE TOTAL COMPENSATION AND BENEFITS IN KIND PAID IN 2022 OR AWARDED IN RESPECT OF 2022 TO FRANCESCO MILLERI, CHIEF EXECUTIVE OFFICER UNTIL JUNE 27, 2022, AND THEN CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||
| 9 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS COMPRISING THE TOTAL COMPENSATION AND BENEFITS IN KIND PAID IN 2022 OR AWARDED IN RESPECT OF 2022 TO PAUL DU SAILLANT, DEPUTY CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||
| 10 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE FISCAL YEAR 2023 | Management | No Action | |||||||||
| 11 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER FOR THE FISCAL YEAR 2023 | Management | No Action | |||||||||
| 12 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO THE DEPUTY CHIEF EXECUTIVE OFFICER FOR THE FISCAL YEAR 2023 | Management | No Action | |||||||||
| 13 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH THE PURCHASE OF COMPANY’S OWN ORDINARY SHARES | Management | No Action | |||||||||
| 14 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING COMPANY TREASURY SHARES | Management | No Action | |||||||||
| 15 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS ENTAILING A CAPITAL INCREASE BY CAPITALIZATION OF PREMIUMS, RESERVES, PROFITS OR OTHER RIGHTS | Management | No Action | |||||||||
| 16 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO ISSUE SHARES AND SECURITIES ENTAILING A SHARE CAPITAL INCREASE, WITH PREFERENTIAL SUBSCRIPTION RIGHTS | Management | No Action | |||||||||
| 17 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO ISSUE, WITH CANCELLATION OF EXISTING SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHTS, SECURITIES GIVING ACCESS TO THE SHARE CAPITAL, IMMEDIATELY OR IN THE FUTURE, BY WAY OF AN OFFER TO THE PUBLIC AS PROVIDED FOR IN ARTICLE L. 411-2, 1N, OF THE FRENCH MONETARY AND FINANCIAL CODE | Management | No Action | |||||||||
| 18 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS FOR THE PURPOSE OF DECIDING CAPITAL INCREASES RESERVED FOR MEMBERS OF A COMPANY SAVINGS PLAN (FRENCH PLANS DNPARGNE DENTREPRISE OR “PEE”) WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS | Management | No Action | |||||||||
| 19 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND | Non-Voting | ||||||||||
| ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | ||||||||||||
| CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK | Non-Voting | ||||||||||
| EURONEXT NV | ||||||||||||
| Security | N3113K397 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 17-May-2023 | ||||||||||
| ISIN | NL0006294274 | Agenda | 716899553 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| 1 | OPENING | Non-Voting | ||||||||||
| 2 | PRESENTATION BY THE CHIEF EXECUTIVE OFFICER | Non-Voting | ||||||||||
| 3.A | EXPLANATION OF THE POLICY ON ADDITIONS TO RESERVES AND DIVIDENDS | Non-Voting | ||||||||||
| 3.B | PROPOSAL TO ADOPT THE 2022 REMUNERATION REPORT | Management | No Action | |||||||||
| 3.C | PROPOSAL TO ADOPT THE 2022 FINANCIAL STATEMENTS | Management | No Action | |||||||||
| 3.D | PROPOSAL TO ADOPT A DIVIDEND OF 2.22 PER ORDINARY SHARE | Management | No Action | |||||||||
| 3.E | PROPOSAL TO DISCHARGE THE MEMBERS OF THE MANAGING BOARD IN RESPECT OF THEIR DUTIES PERFORMED DURING THE YEAR 2022 | Management | No Action | |||||||||
| 3.F | PROPOSAL TO DISCHARGE THE MEMBERS OF THE SUPERVISORY BOARD IN RESPECT OF THEIR DUTIES PERFORMED DURING THE YEAR 2022 | Management | No Action | |||||||||
| 4.A | RE-APPOINTMENT OF NATHALIE RACHOU AS A MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 4.B | RE-APPOINTMENT OF MORTEN THORSRUD AS A MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 5.A | RE-APPOINTMENT OF STEPHANE BOUJNAH AS A MEMBER OF THE MANAGING BOARD | Management | No Action | |||||||||
| 5.B | RE-APPOINTMENT OF DARYL BYRNE AS A MEMBER OF THE MANAGING BOARD | Management | No Action | |||||||||
| 5.C | RE-APPOINTMENT OF CHRIS TOPPLE AS A MEMBER OF THE MANAGING BOARD | Management | No Action | |||||||||
| 5.D | RE-APPOINTMENT OF ISABEL UCHA AS A MEMBER OF THE MANAGING BOARD | Management | No Action | |||||||||
| 5.E | APPOINTMENT OF MANUEL BENTO AS A MEMBER OF THE MANAGING BOARD | Management | No Action | |||||||||
| 5.F | APPOINTMENT OF BENOIT VAN DEN HOVE AS A MEMBER OF THE MANAGING BOARD | Management | No Action | |||||||||
| 6 | PROPOSAL TO APPOINT THE EXTERNAL AUDITOR | Management | No Action | |||||||||
| 7.A | PROPOSAL TO DESIGNATE THE MANAGING BOARD AS THE COMPETENT BODY TO ISSUE ORDINARY SHARES | Management | No Action | |||||||||
| 7.B | PROPOSAL TO DESIGNATE THE MANAGING BOARD AS THE COMPETENT BODY TO RESTRICT OR EXCLUDE THE PRE-EMPTIVE RIGHTS OF SHAREHOLDERS | Management | No Action | |||||||||
| 8 | PROPOSAL TO AUTHORISE THE MANAGING BOARD TO ACQUIRE ORDINARY SHARES IN THE SHARE CAPITAL OF THE COMPANY ON BEHALF OF THE COMPANY | Management | No Action | |||||||||
| 9 | ANY OTHER BUSINESS | Non-Voting | ||||||||||
| 10 | CLOSE | Non-Voting | ||||||||||
| CMMT | 18 APR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 18 APR 2023 TO 19 APR 2023. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| AIA GROUP LTD | ||||||||||||
| Security | Y002A1105 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 18-May-2023 | ||||||||||
| ISIN | HK0000069689 | Agenda | 716976191 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2023/ 0411/2023041100617.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2023/ 0411/2023041100638.pdf | Non-Voting | ||||||||||
| CMMT | 19 APR 2023: PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN”-WILL BE TREATED THE SAME AS A “TAKE NO ACTION” VOTE. | Non-Voting | ||||||||||
| 1 | TO RECEIVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY, THE REPORT OF THE DIRECTORS AND THE INDEPENDENT AUDITORS REPORT FOR THE YEAR ENDED 31 DECEMBER 2022 | Management | For | For | ||||||||
| 2 | TO DECLARE A FINAL DIVIDEND OF 113.40 HONG KONG CENTS PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2022 | Management | For | For | ||||||||
| 3 | TO RE-ELECT MR. EDMUND SZE-WING TSE AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | Against | Against | ||||||||
| 4 | TO RE-ELECT MR. JACK CHAK-KWONG SO AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | Against | Against | ||||||||
| 5 | TO RE-ELECT PROFESSOR LAWRENCE JUEN-YEE LAU AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 6 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX ITS REMUNERATION | Management | For | For | ||||||||
| 7A | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY, NOT EXCEEDING 10 PER CENT OF THE NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF THIS RESOLUTION, AND THE DISCOUNT FOR ANY SHARES TO BE ISSUED SHALL NOT EXCEED 10 PER CENT TO THE BENCHMARKED PRICE | Management | For | For | ||||||||
| 7B | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES OF THE COMPANY, NOT EXCEEDING 10 PER CENT OF THE NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF THIS RESOLUTION | Management | For | For | ||||||||
| 8 | TO ADJUST THE LIMIT OF THE ANNUAL SUM OF THE DIRECTORS FEE TO USD 3,800,000 | Management | For | For | ||||||||
| 9 | TO APPROVE AND ADOPT THE PROPOSED AMENDMENTS TO THE SHARE OPTION SCHEME OF THE COMPANY | Management | Against | Against | ||||||||
| 10 | TO APPROVE AND ADOPT THE RESTRICTED SHARE UNIT SCHEME OF THE COMPANY WITH THE AMENDED TERMS | Management | Against | Against | ||||||||
| 11 | TO APPROVE AND ADOPT THE EMPLOYEE SHARE PURCHASE PLAN OF THE COMPANY WITH THE AMENDED TERMS | Management | For | For | ||||||||
| 12 | TO APPROVE AND ADOPT THE AGENCY SHARE PURCHASE PLAN OF THE COMPANY WITH THE AMENDED TERMS | Management | For | For | ||||||||
| CMMT | 19 APR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF-COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| EPIROC AB | ||||||||||||
| Security | W25918157 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 23-May-2023 | ||||||||||
| ISIN | SE0015658117 | Agenda | 717070394 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||
| 1 | OPEN MEETING; ELECT CHAIRMAN OF MEETING | Management | No Action | |||||||||
| 2 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Non-Voting | ||||||||||
| 3 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | ||||||||||
| 4 | APPROVE AGENDA OF MEETING | Management | No Action | |||||||||
| 5 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Management | No Action | |||||||||
| 6 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | ||||||||||
| 7 | RECEIVE PRESIDENT’S REPORT | Non-Voting | ||||||||||
| 8.A | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||
| 8.B.1 | APPROVE DISCHARGE OF ANTHEA BATH | Management | No Action | |||||||||
| 8.B.2 | APPROVE DISCHARGE OF LENNART EVRELL | Management | No Action | |||||||||
| 8.B.3 | APPROVE DISCHARGE OF JOHAN FORSSELL | Management | No Action | |||||||||
| 8.B.4 | APPROVE DISCHARGE OF HELENA HEDBLOM (AS BOARD MEMBER) | Management | No Action | |||||||||
| 8.B.5 | APPROVE DISCHARGE OF JEANE HULL | Management | No Action | |||||||||
| 8.B.6 | APPROVE DISCHARGE OF RONNIE LETEN | Management | No Action | |||||||||
| 8.B.7 | APPROVE DISCHARGE OF ULLA LITZEN | Management | No Action | |||||||||
| 8.B.8 | APPROVE DISCHARGE OF SIGURD MAREELS | Management | No Action | |||||||||
| 8.B.9 | APPROVE DISCHARGE OF ASTRID SKARHEIM ONSUM | Management | No Action | |||||||||
| 8.B10 | APPROVE DISCHARGE OF ANDERS ULLBERG | Management | No Action | |||||||||
| 8.B11 | APPROVE DISCHARGE OF KRISTINA KANESTAD | Management | No Action | |||||||||
| 8.B12 | APPROVE DISCHARGE OF DANIEL RUNDGREN | Management | No Action | |||||||||
| 8.B13 | APPROVE DISCHARGE OF CEO HELENA HEDBLOM | Management | No Action | |||||||||
| 8.C | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF SEK 3.40 PER SHARE | Management | No Action | |||||||||
| 8.D | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||
| 9.A | DETERMINE NUMBER OF MEMBERS (9) AND DEPUTY MEMBERS OF BOARD (0) | Management | No Action | |||||||||
| 9.B | DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY AUDITORS (0) | Management | No Action | |||||||||
| 10.A1 | REELECT ANTHEA BATH AS DIRECTOR | Management | No Action | |||||||||
| 10.A2 | REELECT LENNART EVRELL AS DIRECTOR | Management | No Action | |||||||||
| 10.A3 | REELECT JOHAN FORSSELL AS DIRECTOR | Management | No Action | |||||||||
| 10.A4 | REELECT HELENA HEDBLOM AS DIRECTOR | Management | No Action | |||||||||
| 10.A5 | REELECT JEANE HULL AS DIRECTOR | Management | No Action | |||||||||
| 10.A6 | REELECT RONNIE LETEN AS DIRECTOR | Management | No Action | |||||||||
| 10.A7 | REELECT ULLA LITZEN AS DIRECTOR | Management | No Action | |||||||||
| 10.A8 | REELECT SIGURD MAREELS AS DIRECTOR | Management | No Action | |||||||||
| 10.A9 | REELECT ASTRID SKARHEIM ONSUM AS DIRECTOR | Management | No Action | |||||||||
| 10.B | REELECT RONNIE LETEN AS BOARD CHAIR | Management | No Action | |||||||||
| 10.C | RATIFY ERNST & YOUNG AS AUDITORS | Management | No Action | |||||||||
| 11.A | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 2.59 MILLION FOR CHAIR AND SEK 810,000 FOR OTHER DIRECTORS; APPROVE PARTLY REMUNERATION IN SYNTHETIC SHARES; APPROVE REMUNERATION FOR COMMITTEE WORK | Management | No Action | |||||||||
| 11.B | APPROVE REMUNERATION OF AUDITORS | Management | No Action | |||||||||
| 12 | APPROVE STOCK OPTION PLAN 2023 FOR KEY EMPLOYEES | Management | No Action | |||||||||
| 13.A | APPROVE EQUITY PLAN FINANCING THROUGH REPURCHASE OF CLASS A SHARES | Management | No Action | |||||||||
| 13.B | APPROVE REPURCHASE OF SHARES TO PAY 50 PERCENT OF DIRECTOR’S REMUNERATION IN SYNTHETIC SHARES | Management | No Action | |||||||||
| 13.C | APPROVE EQUITY PLAN FINANCING THROUGH TRANSFER OF CLASS A SHARES TO PARTICIPANTS | Management | No Action | |||||||||
| 13.D | APPROVE SALE OF CLASS A SHARES TO FINANCE DIRECTOR REMUNERATION IN SYNTHETIC SHARES | Management | No Action | |||||||||
| 13.E | APPROVE SALE OF CLASS A SHARES TO FINANCE STOCK OPTION PLAN 2017, 2018, 2019 AND 2020 | Management | No Action | |||||||||
| 14 | CLOSE MEETING | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | 19 APR 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||
| CMMT | 19 APR 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||
| CMMT | 19 APR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| STMICROELECTRONICS NV | ||||||||||||
| Security | N83574108 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 24-May-2023 | ||||||||||
| ISIN | NL0000226223 | Agenda | 716853280 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| 1 | RECEIVE REPORT OF MANAGEMENT BOARD (NON- VOTING) | Non-Voting | ||||||||||
| 2 | RECEIVE REPORT OF SUPERVISORY BOARD (NON- VOTING) | Non-Voting | ||||||||||
| 3 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||
| 4 | ADOPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||
| 5 | APPROVE DIVIDENDS | Management | No Action | |||||||||
| 6 | APPROVE DISCHARGE OF MANAGEMENT BOARD | Management | No Action | |||||||||
| 7 | APPROVE DISCHARGE OF SUPERVISORY BOARD | Management | No Action | |||||||||
| 8 | APPROVE GRANT OF UNVESTED STOCK AWARDS TO JEAN-MARC CHERY AS PRESIDENT AND CEO | Management | No Action | |||||||||
| 9 | REELECT YANN DELABRIERE TO SUPERVISORY BOARD | Management | No Action | |||||||||
| 10 | REELECT ANA DE PRO GONZALO TO SUPERVISORY BOARD | Management | No Action | |||||||||
| 11 | REELECT FREDERIC SANCHEZ TO SUPERVISORY BOARD | Management | No Action | |||||||||
| 12 | REELECT MAURIZIO TAMAGNINI TO SUPERVISORY BOARD | Management | No Action | |||||||||
| 13 | ELECT HELENE VLETTER-VAN DORT TO SUPERVISORY BOARD | Management | No Action | |||||||||
| 14 | ELECT PAOLO VISCA TO SUPERVISORY BOARD | Management | No Action | |||||||||
| 15 | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL | Management | No Action | |||||||||
| 16 | GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO 10 PERCENT OF ISSUED CAPITAL AND EXCLUDE PRE-EMPTIVE RIGHTS | Management | No Action | |||||||||
| 17 | ALLOW QUESTIONS | Non-Voting | ||||||||||
| PRUDENTIAL PLC | ||||||||||||
| Security | G72899100 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 25-May-2023 | ||||||||||
| ISIN | GB0007099541 | Agenda | 717098746 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | TO RECEIVE AND CONSIDER THE 2022 ACCOUNTS, STRATEGIC REPORT, DIRECTORS REMUNERATION REPORT, DIRECTORS REPORT AND THE AUDITORS REPORT | Management | For | For | ||||||||
| 2 | TO APPROVE THE 2022 DIRECTORS REMUNERATION REPORT | Management | For | For | ||||||||
| 3 | TO APPROVE THE REVISED DIRECTORS REMUNERATION POLICY | Management | For | For | ||||||||
| 4 | TO ELECT ARIJIT BASU AS A DIRECTOR | Management | For | For | ||||||||
| 5 | TO ELECT CLAUDIA SUESSMUTH DYCKERHOFF AS A DIRECTOR | Management | For | For | ||||||||
| 6 | TO ELECT ANIL WADHWANI AS A DIRECTOR | Management | For | For | ||||||||
| 7 | TO RE-ELECT SHRITI VADERA AS A DIRECTOR | Management | For | For | ||||||||
| 8 | TO RE-ELECT JEREMY ANDERSON AS A DIRECTOR | Management | For | For | ||||||||
| 9 | TO RE-ELECT CHUA SOCK KOONG AS A DIRECTOR | Management | For | For | ||||||||
| 10 | TO RE-ELECT DAVID LAW AS A DIRECTOR | Management | For | For | ||||||||
| 11 | TO RE-ELECT MING LU AS A DIRECTOR | Management | For | For | ||||||||
| 12 | TO RE-ELECT GEORGE SARTOREL AS A DIRECTOR | Management | For | For | ||||||||
| 13 | TO RE-ELECT JEANETTE WONG AS A DIRECTOR | Management | For | For | ||||||||
| 14 | TO RE-ELECT AMY YIP AS A DIRECTOR | Management | For | For | ||||||||
| 15 | TO APPOINT ERNST & YOUNG LLP AS THE COMPANY’S AUDITOR | Management | For | For | ||||||||
| 16 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE AMOUNT OF THE AUDITORS REMUNERATION | Management | For | For | ||||||||
| 17 | TO RENEW THE AUTHORITY TO MAKE POLITICAL DONATIONS | Management | For | For | ||||||||
| 18 | TO APPROVE THE PRUDENTIAL SHARESAVE PLAN 2023 | Management | For | For | ||||||||
| 19 | TO APPROVE THE PRUDENTIAL LONG TERM INCENTIVE PLAN 2023 | Management | For | For | ||||||||
| 20 | TO APPROVE THE PRUDENTIAL INTERNATIONAL SAVINGS-RELATED SHARE OPTION SCHEME FOR NON-EMPLOYEES (ISSOSNE) AND THE AMENDED RULES | Management | For | For | ||||||||
| 21 | TO APPROVE THE ISSOSNE SERVICE PROVIDER SUBLIMIT | Management | For | For | ||||||||
| 22 | TO APPROVE THE PRUDENTIAL AGENCY LONG TERM INCENTIVE PLAN (AGENCY LTIP) | Management | Against | Against | ||||||||
| 23 | TO APPROVE THE AGENCY LTIP SERVICE PROVIDER SUBLIMIT | Management | Against | Against | ||||||||
| 24 | TO RENEW THE AUTHORITY TO ALLOT ORDINARY SHARES | Management | For | For | ||||||||
| 25 | TO RENEW THE EXTENSION OF AUTHORITY TO ALLOT ORDINARY SHARES TO INCLUDE REPURCHASED SHARES | Management | For | For | ||||||||
| 26 | TO RENEW THE AUTHORITY FOR DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | Abstain | Against | ||||||||
| 27 | TO RENEW THE AUTHORITY FOR DISAPPLICATION OF PRE-EMPTION RIGHTS FOR PURPOSES OF ACQUISITIONS OR SPECIFIED CAPITAL INVESTMENTS | Management | For | For | ||||||||
| 28 | TO RENEW THE AUTHORITY FOR PURCHASE OF OWN SHARES | Management | For | For | ||||||||
| 29 | TO APPROVE AND ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For | ||||||||
| 30 | TO RENEW THE AUTHORITY IN RESPECT OF NOTICE FOR GENERAL MEETINGS | Management | For | For | ||||||||
| GERRESHEIMER AG | ||||||||||||
| Security | D2852S109 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 07-Jun-2023 | ||||||||||
| ISIN | DE000A0LD6E6 | Agenda | 717143779 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | ||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR SHORT FISCAL YEAR 2022 | Non-Voting | ||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.25 PER SHARE | Management | No Action | |||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 5 | RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL YEAR 2023 AND FOR THE REVIEW OF INTERIM FINANCIAL STATEMENTS FOR THE FIRST HALF OF FISCAL YEAR 2023 | Management | No Action | |||||||||
| 6 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||
| 7 | APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS UNTIL 2025 | Management | No Action | |||||||||
| 8 | APPROVE CREATION OF EUR 6.9 MILLION POOL OF AUTHORIZED CAPITAL I WITH OR WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS | Management | No Action | |||||||||
| 9 | APPROVE CREATION OF EUR 3.5 MILLION POOL OF AUTHORIZED CAPITAL II WITH OR WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS | Management | No Action | |||||||||
| 10 | APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 500 MILLION; APPROVE CREATION OF EUR 3.5 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | Management | No Action | |||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE MATERIAL URL DROPDOWN AT THE TOP OF THE BALLOT.-THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE.-FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | Non-Voting | ||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | Non-Voting | ||||||||||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE. | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CRH PLC | ||||||||||||
| Security | G25508105 | Meeting Type | Court Meeting | |||||||||
| Ticker Symbol | Meeting Date | 08-Jun-2023 | ||||||||||
| ISIN | IE0001827041 | Agenda | 717221030 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||
| CMMT | EUROCLEAR BANK, AS THE IRISH ISSUER CSD, HAS CONFIRMED THAT A MEETING-ATTENDANCE REQUEST TO ATTEND ONLY IS NOT AN OPTION THEY SUPPORT. IF YOU-REQUEST A MEETING ATTENDANCE, YOU MUST DO SO WITH VOTING RIGHTS SO YOU CAN-REPRESENT AND VOTE THESE SHARES AT THE MEETING. ANY REQUESTS TO ATTEND ONLY-WILL BE REJECTED BY EUROCLEAR BANK. | Non-Voting | ||||||||||
| 1 | TO APPROVE THE SCHEME OF ARRANGEMENT | Management | For | For | ||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CRH PLC | ||||||||||||
| Security | G25508105 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 08-Jun-2023 | ||||||||||
| ISIN | IE0001827041 | Agenda | 717225040 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||
| CMMT | EUROCLEAR BANK, AS THE IRISH ISSUER CSD, HAS CONFIRMED THAT A MEETING-ATTENDANCE REQUEST TO ATTEND ONLY IS NOT AN OPTION THEY SUPPORT. IF YOU-REQUEST A MEETING ATTENDANCE, YOU MUST DO SO WITH VOTING RIGHTS SO YOU CAN-REPRESENT AND VOTE THESE SHARES AT THE MEETING. ANY REQUESTS TO ATTEND ONLY-WILL BE REJECTED BY EUROCLEAR BANK. | Non-Voting | ||||||||||
| 1 | TO APPROVE THE SCHEME OF ARRANGEMENT | Management | For | For | ||||||||
| 2 | TO APPROVE THE LSE LISTING CHANGE | Management | For | For | ||||||||
| 3 | TO ADOPT NEW ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | ||||||||
| 4 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES AND OVERSEAS MARKET PURCHASES OF ORDINARY SHARES | Management | For | For | ||||||||
| 5 | TO AUTHORISE THE COMPANY TO REISSUE TREASURY SHARES | Management | For | For | ||||||||
| 6 | TO ADOPT NEW ARTICLE 4A | Management | For | For | ||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| KEYENCE CORPORATION | ||||||||||||
| Security | J32491102 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 14-Jun-2023 | ||||||||||
| ISIN | JP3236200006 | Agenda | 717287355 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2.1 | Appoint a Director Takizaki, Takemitsu | Management | For | For | ||||||||
| 2.2 | Appoint a Director Nakata, Yu | Management | For | For | ||||||||
| 2.3 | Appoint a Director Yamaguchi, Akiji | Management | For | For | ||||||||
| 2.4 | Appoint a Director Yamamoto, Hiroaki | Management | For | For | ||||||||
| 2.5 | Appoint a Director Nakano, Tetsuya | Management | For | For | ||||||||
| 2.6 | Appoint a Director Yamamoto, Akinori | Management | For | For | ||||||||
| 2.7 | Appoint a Director Taniguchi, Seiichi | Management | For | For | ||||||||
| 2.8 | Appoint a Director Suenaga, Kumiko | Management | For | For | ||||||||
| 2.9 | Appoint a Director Yoshioka, Michifumi | Management | For | For | ||||||||
| 3 | Appoint a Corporate Auditor Komura, Koichiro | Management | For | For | ||||||||
| 4 | Appoint a Substitute Corporate Auditor Yamamoto, Masaharu | Management | For | For | ||||||||
| SONY GROUP CORPORATION | ||||||||||||
| Security | J76379106 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 20-Jun-2023 | ||||||||||
| ISIN | JP3435000009 | Agenda | 717271427 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1.1 | Appoint a Director Yoshida, Kenichiro | Management | For | For | ||||||||
| 1.2 | Appoint a Director Totoki, Hiroki | Management | For | For | ||||||||
| 1.3 | Appoint a Director Hatanaka, Yoshihiko | Management | For | For | ||||||||
| 1.4 | Appoint a Director Oka, Toshiko | Management | For | For | ||||||||
| 1.5 | Appoint a Director Akiyama, Sakie | Management | For | For | ||||||||
| 1.6 | Appoint a Director Wendy Becker | Management | For | For | ||||||||
| 1.7 | Appoint a Director Kishigami, Keiko | Management | For | For | ||||||||
| 1.8 | Appoint a Director Joseph A. Kraft Jr. | Management | For | For | ||||||||
| 1.9 | Appoint a Director Neil Hunt | Management | For | For | ||||||||
| 1.10 | Appoint a Director William Morrow | Management | For | For | ||||||||
| 2 | Approve Issuance of Share Acquisition Rights as Stock Options | Management | For | For | ||||||||
| KOMATSU LTD. | ||||||||||||
| Security | J35759125 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 21-Jun-2023 | ||||||||||
| ISIN | JP3304200003 | Agenda | 717298055 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2.1 | Appoint a Director Ohashi, Tetsuji | Management | For | For | ||||||||
| 2.2 | Appoint a Director Ogawa, Hiroyuki | Management | For | For | ||||||||
| 2.3 | Appoint a Director Moriyama, Masayuki | Management | For | For | ||||||||
| 2.4 | Appoint a Director Horikoshi, Takeshi | Management | For | For | ||||||||
| 2.5 | Appoint a Director Kunibe, Takeshi | Management | For | For | ||||||||
| 2.6 | Appoint a Director Arthur M. Mitchell | Management | For | For | ||||||||
| 2.7 | Appoint a Director Saiki, Naoko | Management | For | For | ||||||||
| 2.8 | Appoint a Director Sawada, Michitaka | Management | For | For | ||||||||
| 2.9 | Appoint a Director Yokomoto, Mitsuko | Management | For | For | ||||||||
| 3 | Appoint a Corporate Auditor Matsumura, Mariko | Management | For | For | ||||||||
| HOYA CORPORATION | ||||||||||||
| Security | J22848105 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 23-Jun-2023 | ||||||||||
| ISIN | JP3837800006 | Agenda | 717303820 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1.1 | Appoint a Director Yoshihara, Hiroaki | Management | For | For | ||||||||
| 1.2 | Appoint a Director Abe, Yasuyuki | Management | For | For | ||||||||
| 1.3 | Appoint a Director Hasegawa, Takayo | Management | For | For | ||||||||
| 1.4 | Appoint a Director Nishimura, Mika | Management | For | For | ||||||||
| 1.5 | Appoint a Director Sato, Mototsugu | Management | For | For | ||||||||
| 1.6 | Appoint a Director Ikeda, Eiichiro | Management | For | For | ||||||||
| 1.7 | Appoint a Director Hirooka, Ryo | Management | For | For | ||||||||
| SYSMEX CORPORATION | ||||||||||||
| Security | J7864H102 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 23-Jun-2023 | ||||||||||
| ISIN | JP3351100007 | Agenda | 717320751 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2.1 | Appoint a Director who is not Audit and Supervisory Committee Member Ietsugu, Hisashi | Management | For | For | ||||||||
| 2.2 | Appoint a Director who is not Audit and Supervisory Committee Member Asano, Kaoru | Management | For | For | ||||||||
| 2.3 | Appoint a Director who is not Audit and Supervisory Committee Member Tachibana, Kenji | Management | For | For | ||||||||
| 2.4 | Appoint a Director who is not Audit and Supervisory Committee Member Matsui, Iwane | Management | For | For | ||||||||
| 2.5 | Appoint a Director who is not Audit and Supervisory Committee Member Yoshida, Tomokazu | Management | For | For | ||||||||
| 2.6 | Appoint a Director who is not Audit and Supervisory Committee Member Ono, Takashi | Management | For | For | ||||||||
| 2.7 | Appoint a Director who is not Audit and Supervisory Committee Member Takahashi, Masayo | Management | For | For | ||||||||
| 2.8 | Appoint a Director who is not Audit and Supervisory Committee Member Ota, Kazuo | Management | For | For | ||||||||
| 2.9 | Appoint a Director who is not Audit and Supervisory Committee Member Fukumoto, Hidekazu | Management | For | For | ||||||||
| 3 | Appoint a Substitute Director who is Audit and Supervisory Committee Member Onishi, Koichi | Management | For | For | ||||||||
| SMC CORPORATION | ||||||||||||
| Security | J75734103 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 29-Jun-2023 | ||||||||||
| ISIN | JP3162600005 | Agenda | 717352784 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2.1 | Appoint a Director Takada, Yoshiki | Management | For | For | ||||||||
| 2.2 | Appoint a Director Doi, Yoshitada | Management | For | For | ||||||||
| 2.3 | Appoint a Director Isoe, Toshio | Management | For | For | ||||||||
| 2.4 | Appoint a Director Ota, Masahiro | Management | For | For | ||||||||
| 2.5 | Appoint a Director Maruyama, Susumu | Management | For | For | ||||||||
| 2.6 | Appoint a Director Samuel Neff | Management | For | For | ||||||||
| 2.7 | Appoint a Director Ogura, Koji | Management | For | For | ||||||||
| 2.8 | Appoint a Director Kelly Stacy | Management | For | For | ||||||||
| 2.9 | Appoint a Director Kaizu, Masanobu | Management | For | For | ||||||||
| 2.10 | Appoint a Director Kagawa, Toshiharu | Management | For | For | ||||||||
| 2.11 | Appoint a Director Iwata, Yoshiko | Management | For | For | ||||||||
| 2.12 | Appoint a Director Miyazaki, Kyoichi | Management | For | For | ||||||||
| 3.1 | Appoint a Corporate Auditor Chiba, Takemasa | Management | For | For | ||||||||
| 3.2 | Appoint a Corporate Auditor Toyoshi, Arata | Management | For | For | ||||||||
| 3.3 | Appoint a Corporate Auditor Uchikawa, Haruya | Management | For | For | ||||||||
| 4 | Appoint Accounting Auditors | Management | For | For | ||||||||
| 5 | Approve Details of the Stock Compensation to be received by Directors | Management | For | For | ||||||||
| MURATA MANUFACTURING CO.,LTD. | ||||||||||||
| Security | J46840104 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 29-Jun-2023 | ||||||||||
| ISIN | JP3914400001 | Agenda | 717354409 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2.1 | Appoint a Director who is not Audit and Supervisory Committee Member Murata, Tsuneo | Management | For | For | ||||||||
| 2.2 | Appoint a Director who is not Audit and Supervisory Committee Member Nakajima, Norio | Management | For | For | ||||||||
| 2.3 | Appoint a Director who is not Audit and Supervisory Committee Member Iwatsubo, Hiroshi | Management | For | For | ||||||||
| 2.4 | Appoint a Director who is not Audit and Supervisory Committee Member Minamide, Masanori | Management | For | For | ||||||||
| 2.5 | Appoint a Director who is not Audit and Supervisory Committee Member Yasuda, Yuko | Management | For | For | ||||||||
| 2.6 | Appoint a Director who is not Audit and Supervisory Committee Member Nishijima, Takashi | Management | For | For | ||||||||
| FANUC CORPORATION | ||||||||||||
| Security | J13440102 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 29-Jun-2023 | ||||||||||
| ISIN | JP3802400006 | Agenda | 717378827 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2.1 | Appoint a Director who is not Audit and Supervisory Committee Member Inaba, Yoshiharu | Management | For | For | ||||||||
| 2.2 | Appoint a Director who is not Audit and Supervisory Committee Member Yamaguchi, Kenji | Management | For | For | ||||||||
| 2.3 | Appoint a Director who is not Audit and Supervisory Committee Member Sasuga, Ryuji | Management | For | For | ||||||||
| 2.4 | Appoint a Director who is not Audit and Supervisory Committee Member Michael J. Cicco | Management | For | For | ||||||||
| 2.5 | Appoint a Director who is not Audit and Supervisory Committee Member Yamazaki, Naoko | Management | For | For | ||||||||
| 2.6 | Appoint a Director who is not Audit and Supervisory Committee Member Uozumi, Hiroto | Management | For | For | ||||||||
| 2.7 | Appoint a Director who is not Audit and Supervisory Committee Member Takeda, Yoko | Management | For | For | ||||||||
| 3.1 | Appoint a Director who is Audit and Supervisory Committee Member Okada, Toshiya | Management | Against | Against | ||||||||
| 3.2 | Appoint a Director who is Audit and Supervisory Committee Member Yokoi, Hidetoshi | Management | For | For | ||||||||
| 3.3 | Appoint a Director who is Audit and Supervisory Committee Member Tomita, Mieko | Management | For | For | ||||||||
| 3.4 | Appoint a Director who is Audit and Supervisory Committee Member Igashima, Shigeo | Management | For | For | ||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant | Gabelli International Growth Fund, Inc. |
| By (Signature and Title)* | /s/ John C. Ball |
|
John C. Ball, President and Principal Executive Officer |
| Date | August 25, 2023 |
*Print the name and title of each signing officer under his or her signature.