UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-08518
| Gabelli Gold Fund, Inc. | ||
| (Exact name of registrant as specified in charter) |
| One Corporate Center
Rye, New York 10580-1422 |
||
| (Address of principal executive offices) (Zip code) |
| Bruce N. Alpert
Gabelli Funds, LLC One Corporate Center Rye, New York 10580-1422 |
||
| (Name and address of agent for service) |
Registrant's telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2018 – June 30, 2019
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2018 TO JUNE 30, 2019
|
ProxyEdge Meeting Date Range: 07/01/2018 - 06/30/2019 The Gabelli Global Gold Fund, Inc. |
Report Date: 07/01/2019 1 |
| Investment Company Report | |||||||||||||
| HARMONY GOLD MINING CO LTD | |||||||||||||
| Security | S34320101 | Meeting Type | ExtraOrdinary General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 12-Jul-2018 | |||||||||||
| ISIN | ZAE000015228 | Agenda | 709619792 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| S.1 | AUTHORISATION TO EMPOWER THE BOARD TO ALLOT AND ISSUE NEW ORDINARY SHARES TO ARM | Management | For | For | |||||||||
| HARMONY GOLD MINING COMPANY LIMITED | |||||||||||||
| Security | 413216300 | Meeting Type | Special | ||||||||||
| Ticker Symbol | HMY | Meeting Date | 12-Jul-2018 | ||||||||||
| ISIN | US4132163001 | Agenda | 934851280 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1. | Authorisation to empower the Board to allot and issue new Ordinary Shares to African Rainbow Minerals. | Management | For | For | |||||||||
| ALEXANDRIA MINERALS CORPORATION | |||||||||||||
| Security | 015100100 | Meeting Type | Contested-Special | ||||||||||
| Ticker Symbol | ALXDF | Meeting Date | 24-Jul-2018 | ||||||||||
| ISIN | CA0151001009 | Agenda | 934853537 - Opposition | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 01 | TO SET THE NUMBER OF DIRECTORS AT SIX (6). | Management | For | For | |||||||||
| 02 | TO CONSIDER AND, IF THOUGHT ADVISABLE, TO PASS AN ORDINARY RESOLUTION TO REMOVE INCUMBENT DIRECTOR ERIC OWENS FROM THE BOARD OF DIRECTORS OF ALEXANDRIA. | Management | Against | For | |||||||||
| 03 | TO CONSIDER AND, IF THOUGHT ADVISABLE, TO PASS AN ORDINARY RESOLUTION TO REMOVE EACH OF THE FOLLOWING THREE (3) INCUMBENT DIRECTORS FROM THE BOARD OF DIRECTORS OF ALEXANDRIA: PETER GUNDY, WALTER HENRY AND GARY O'CONNOR (THE "DISSIDENT DIRECTOR REMOVAL RESOLUTION"). | Management | For | For | |||||||||
| 04 | DIRECTOR | Management | For | For | |||||||||
| 1 | CHRIS HOPKINS | For | For | ||||||||||
| 2 | IAN ROBERT MELLON | For | For | ||||||||||
| 3 | COLIN SUTHERLAND | For | For | ||||||||||
| REDSTAR GOLD CORP. | |||||||||||||
| Security | 75773Q208 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | RGCTF | Meeting Date | 08-Aug-2018 | ||||||||||
| ISIN | CA75773Q2080 | Agenda | 934856949 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | To set the number of Directors at five. | Management | For | For | |||||||||
| 2 | DIRECTOR | Management | |||||||||||
| 1 | Ken Booth | For | For | ||||||||||
| 2 | Jacques Vaillancourt | For | For | ||||||||||
| 3 | George R. Ireland | For | For | ||||||||||
| 4 | Sean Keenan | For | For | ||||||||||
| 5 | Susan Mitchell | For | For | ||||||||||
| 3 | Appointment of MNP LLP as Auditors of the Company for the ensuing year. | Management | For | For | |||||||||
| 4 | To approve the Company's 10% rolling stock option plan as described in the Information Circular. | Management | For | For | |||||||||
| 5 | To grant the proxyholder authority to vote at his/her discretion on any other business or amendment or variation to the previous resolutions. | Management | Against | Against | |||||||||
| VICTORIA GOLD CORP. | |||||||||||||
| Security | 92625W101 | Meeting Type | Annual and Special Meeting | ||||||||||
| Ticker Symbol | VITFF | Meeting Date | 12-Sep-2018 | ||||||||||
| ISIN | CA92625W1014 | Agenda | 934865114 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | To set the number of Directors at six (6). | Management | For | For | |||||||||
| 2 | DIRECTOR | Management | |||||||||||
| 1 | T. Sean Harvey | For | For | ||||||||||
| 2 | John McConnell | For | For | ||||||||||
| 3 | Christopher Hill | For | For | ||||||||||
| 4 | Michael McInnis | For | For | ||||||||||
| 5 | Jacques Perron | For | For | ||||||||||
| 6 | Sean Roosen | For | For | ||||||||||
| 3 | Appointment of PricewaterhouseCoopers LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | |||||||||
| 4 | To consider, and if deemed advisable, pass a special resolution approving an alteration to the Company's Articles. | Management | For | For | |||||||||
| 5 | Annual approval in accordance with the policies of the TSX Venture Exchange, of the stock option plan of the Company. | Management | For | For | |||||||||
| BARRICK GOLD CORPORATION | |||||||||||||
| Security | 067901108 | Meeting Type | Special | ||||||||||
| Ticker Symbol | ABX | Meeting Date | 05-Nov-2018 | ||||||||||
| ISIN | CA0679011084 | Agenda | 934886310 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | ORDINARY RESOLUTION APPROVING THE SHARE ISSUANCE by Barrick of such number of common shares of Barrick as are required to be issued in connection with the acquisition of the issued and to be issued ordinary shares of Randgold Resources Limited, the full text of which is set out in Schedule A of Barrick's management information circular for the Special Meeting | Management | For | For | |||||||||
| 2 | SPECIAL RESOLUTION APPROVING THE CONTINUANCE of Barrick to the Province of British Columbia under the Business Corporations Act (British Columbia), the full text of which is set out in Schedule B of Barrick's management information circular for the Special Meeting | Management | For | For | |||||||||
| RANDGOLD RESOURCES LIMITED | |||||||||||||
| Security | 752344309 | Meeting Type | Special | ||||||||||
| Ticker Symbol | GOLD | Meeting Date | 07-Nov-2018 | ||||||||||
| ISIN | US7523443098 | Agenda | 934885243 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| C1. | To approve the scheme of arrangement (the "Scheme") set out in the Scheme Document dated October 4, 2018. | Management | For | For | |||||||||
| E1. | THAT for the purpose of giving effect to the Scheme in its original form or subject to such modification, addition or condition approved or imposed by the Royal Court of Jersey (the "Jersey Court") and agreed by the Company and Barrick Gold Corporation: (A) the directors of the Company (or a duly authorised committee thereof) be authorised to take all such action as they may consider necessary or appropriate for carrying the Scheme into full effect; and (B) with effect from ...(due to space limits, see proxy material for full proposal). | Management | For | For | |||||||||
| CONTANGO ORE, INC. | |||||||||||||
| Security | 21077F100 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | CTGO | Meeting Date | 12-Nov-2018 | ||||||||||
| ISIN | US21077F1003 | Agenda | 934886776 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Brad Juneau | Management | For | For | |||||||||
| 1b. | Election of Director: Joseph S. Compofelice | Management | For | For | |||||||||
| 1c. | Election of Director: Joseph G. Greenberg | Management | For | For | |||||||||
| 1d. | Election of Director: Richard A. Shortz | Management | For | For | |||||||||
| 2. | The ratification of the appointment of Moss Adams LLP as the independent auditors of the Company for the fiscal year ending June 30, 2019. | Management | For | For | |||||||||
| 3. | The approval of, on a non-binding, advisory basis, the compensation of our named executives. | Management | For | For | |||||||||
| NEWCREST MINING LIMITED | |||||||||||||
| Security | Q6651B114 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 14-Nov-2018 | |||||||||||
| ISIN | AU000000NCM7 | Agenda | 710022865 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3.A, 3.B, 4, 5 AND-VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF-THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE-OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE-COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING-SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST)-ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED-BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT-PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | |||||||||||
| 2.A | ELECTION OF PETER TOMSETT AS A DIRECTOR | Management | No Action | ||||||||||
| 2.B | RE-ELECTION OF PHILIP AIKEN AM AS A DIRECTOR | Management | No Action | ||||||||||
| 3.A | GRANT OF PERFORMANCE RIGHTS TO MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER SANDEEP BISWAS | Management | No Action | ||||||||||
| 3.B | GRANT OF PERFORMANCE RIGHTS TO FINANCE DIRECTOR AND CHIEF FINANCIAL OFFICER GERARD BOND | Management | No Action | ||||||||||
| 4 | ADOPTION OF THE REMUNERATION REPORT FOR THE YEAR ENDED 30 JUNE 2018 (ADVISORY ONLY) | Management | No Action | ||||||||||
| 5 | APPROVAL OF TERMINATION BENEFITS | Management | No Action | ||||||||||
| ROYAL GOLD, INC. | |||||||||||||
| Security | 780287108 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | RGLD | Meeting Date | 14-Nov-2018 | ||||||||||
| ISIN | US7802871084 | Agenda | 934881889 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: Tony Jensen | Management | For | For | |||||||||
| 1b. | Election of Director: Jamie C. Sokalsky | Management | For | For | |||||||||
| 2. | The approval, on an advisory basis, of the compensation of the named executive officers. | Management | For | For | |||||||||
| 3. | The ratification of the appointment of Ernst & Young LLP as independent registered public accountants of the Company for the fiscal year ending June 30, 2019. | Management | For | For | |||||||||
| NORTHERN STAR RESOURCES LTD | |||||||||||||
| Security | Q6951U101 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 15-Nov-2018 | |||||||||||
| ISIN | AU000000NST8 | Agenda | 710054204 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| CMMT | ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION-ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU-VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 3 AND VOTES CAST BY-ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE- PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED- BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY | Non-Voting | |||||||||||
| 1 | ADOPTION OF REMUNERATION REPORT | Management | No Action | ||||||||||
| 2 | RE-ELECTION OF DIRECTOR - SHIRLEY IN'TVELD | Management | No Action | ||||||||||
| 3 | RATIFICATION OF PRIOR ISSUE OF SHARES | Management | No Action | ||||||||||
| SARACEN MINERAL HOLDINGS LIMITED | |||||||||||||
| Security | Q8309T109 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 22-Nov-2018 | |||||||||||
| ISIN | AU000000SAR9 | Agenda | 710082176 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | ELECTION OF DIRECTOR - ANTHONY (TONY) KIERNAN | Management | For | For | |||||||||
| 2 | RE-ELECTION OF DIRECTOR - GEOFFREY CLIFFORD | Management | For | For | |||||||||
| 3 | ADOPTION OF REMUNERATION REPORT | Management | For | For | |||||||||
| 4 | RATIFICATION OF PRIOR ISSUE OF SHARES | Management | For | For | |||||||||
| 5 | APPROVAL OF THE COMPANY'S EMPLOYEE INCENTIVE SHARE PLAN | Management | For | For | |||||||||
| 6 | ISSUE OF PERFORMANCE RIGHTS TO MR RALEIGH FINLAYSON | Management | For | For | |||||||||
| 7 | ISSUE OF "ONE OFF" RETENTION PERFORMANCE RIGHTS TO MR RALEIGH FINLAYSON | Management | For | For | |||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3 TO 7 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | |||||||||||
| EVOLUTION MINING LTD | |||||||||||||
| Security | Q3647R147 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 22-Nov-2018 | |||||||||||
| ISIN | AU000000EVN4 | Agenda | 710083356 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 4 AND 5 AND VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | |||||||||||
| 1 | ADOPTION OF REMUNERATION REPORT | Management | For | For | |||||||||
| 2 | RE-ELECTION OF MR GRAHAM FREESTONE AS DIRECTOR OF THE COMPANY | Management | For | For | |||||||||
| 3 | RE-ELECTION OF MR LAWRENCE (LAWRIE) CONWAY AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||||
| 4 | ISSUE OF PERFORMANCE RIGHTS TO MR JACOB (JAKE) KLEIN | Management | For | For | |||||||||
| 5 | ISSUE OF PERFORMANCE RIGHTS TO MR LAWRENCE (LAWRIE) CONWAY | Management | For | For | |||||||||
| PERSEUS MINING LTD | |||||||||||||
| Security | Q74174105 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 23-Nov-2018 | |||||||||||
| ISIN | AU000000PRU3 | Agenda | 710053389 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 4, 5 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | |||||||||||
| 1 | ADOPTION OF REMUNERATION REPORT | Management | For | For | |||||||||
| 2 | RE-ELECTION OF MR JOHN MCGLOIN AS A DIRECTOR | Management | For | For | |||||||||
| 3 | RE-ELECTION OF MR COLIN CARSON AS A DIRECTOR | Management | For | For | |||||||||
| 4 | APPROVAL OF ISSUE OF PERFORMANCE RIGHTS TO MR QUARTERMAINE | Management | For | For | |||||||||
| 5 | APPROVAL OF ISSUE OF PERFORMANCE RIGHTS TO MR CARSON | Management | For | For | |||||||||
| WESTGOLD RESOURCES LIMITED | |||||||||||||
| Security | Q97159232 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 28-Nov-2018 | |||||||||||
| ISIN | AU000000WGX6 | Agenda | 710131121 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 4 TO 7 AND VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | |||||||||||
| 1 | REMUNERATION REPORT | Management | For | For | |||||||||
| 2 | RE-ELECTION OF PETER NEWTON AS DIRECTOR | Management | For | For | |||||||||
| 3 | ELECTION OF SURESH SHET AS A DIRECTOR | Management | Against | Against | |||||||||
| 4 | APPROVAL FOR GRANT OF SECURITIES TO PETER COOK UNDER THE ESOP | Management | For | For | |||||||||
| 5 | APPROVAL FOR GRANT OF SECURITIES TO JOHANNES NORREGAARD UNDER THE ESOP | Management | For | For | |||||||||
| 6 | THAT, FOR THE PURPOSES OF LISTING RULE 7.4 AND FOR ALL OTHER PURPOSES, SHAREHOLDERS RATIFY AND APPROVE THE PRIOR ISSUE OF 36,000,000 SHARES ON THE TERMS AND CONDITIONS SET OUT IN THE EXPLANATORY MEMORANDUM | Management | For | For | |||||||||
| 7 | THAT, FOR THE PURPOSES OF LISTING RULE 7.4 AND FOR ALL OTHER PURPOSES, SHAREHOLDERS RATIFY AND APPROVE THE PRIOR ISSUE OF 4,000,000 SHARES ON THE TERMS AND CONDITIONS SET OUT IN THE EXPLANATORY MEMORANDUM | Management | For | For | |||||||||
| HARMONY GOLD MINING CO LTD | |||||||||||||
| Security | S34320101 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 07-Dec-2018 | |||||||||||
| ISIN | ZAE000015228 | Agenda | 710128338 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1.O.1 | TO APPOINT MAX SISULU AS A DIRECTOR | Management | For | For | |||||||||
| 2.O.2 | TO RE-ELECT JOAQUIM CHISSANO AS A DIRECTOR | Management | Against | Against | |||||||||
| 3.O.3 | TO RE-ELECT FIKILE DE BUCK AS A DIRECTOR | Management | For | For | |||||||||
| 4.O.4 | TO RE-ELECT MODISE MOTLOBA AS A DIRECTOR | Management | For | For | |||||||||
| 5.O.5 | TO RE-ELECT DR PATRICE MOTSEPE AS A DIRECTOR | Management | For | For | |||||||||
| 6.O.6 | TO RE-ELECT FIKILE DE BUCK AS A MEMBER OF THE AUDIT AND RISK COMMITTEE | Management | For | For | |||||||||
| 7.O.7 | TO RE-ELECT DR SIMO LUSHABA AS A MEMBER OF THE AUDIT AND RISK COMMITTEE | Management | For | For | |||||||||
| 8.O.8 | TO RE-ELECT MODISE MOTLOBA AS A MEMBER OF THE AUDIT AND RISK COMMITTEE | Management | Against | Against | |||||||||
| 9.O.9 | TO RE-ELECT KARABO NONDUMO AS A MEMBER OF THE AUDIT AND RISK COMMITTEE | Management | For | For | |||||||||
| 10O10 | TO RE-ELECT JOHN WETTON AS A MEMBER OF THE AUDIT AND RISK COMMITTEE | Management | For | For | |||||||||
| 11O11 | TO REAPPOINT THE EXTERNAL AUDITORS: PRICEWATERHOUSECOOPERS | Management | For | For | |||||||||
| 12O12 | TO APPROVE THE REMUNERATION POLICY | Management | For | For | |||||||||
| 13O13 | TO APPROVE THE IMPLEMENTATION REPORT | Management | Against | Against | |||||||||
| 14O14 | GENERAL AUTHORITY TO ISSUE SHARES FOR CASH | Management | For | For | |||||||||
| 15O15 | APPROVAL OF THE HARMONY GOLD MINING COMPANY LIMITED DSP | Management | For | For | |||||||||
| 16S.1 | AUTHORITY TO ISSUE ORDINARY SHARES PURSUANT TO THE DSP | Management | For | For | |||||||||
| 17S.2 | TO PRE-APPROVE NON-EXECUTIVE DIRECTORS' REMUNERATION | Management | For | For | |||||||||
| HARMONY GOLD MINING COMPANY LIMITED | |||||||||||||
| Security | 413216300 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | HMY | Meeting Date | 07-Dec-2018 | ||||||||||
| ISIN | US4132163001 | Agenda | 934892705 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| O1 | To elect Max Sisulu as a director | Management | For | For | |||||||||
| O2 | To re-elect Joaquim Chissano as a director | Management | Against | Against | |||||||||
| O3 | To re-elect Fikile De Buck as a director | Management | For | For | |||||||||
| O4 | To re-elect Modise Motloba as a director | Management | For | For | |||||||||
| O5 | To re-elect Dr. Patrice Motsepe as a director | Management | For | For | |||||||||
| O6 | To re-elect Fikile De Buck as a member of the audit and risk committee | Management | For | For | |||||||||
| O7 | To re-elect Dr. Simo Lushaba as a member of the audit and risk committee | Management | For | For | |||||||||
| O8 | To re-elect Modise Motloba as a member of the audit and risk committee | Management | Against | Against | |||||||||
| O9 | To re-elect Karabo Nondumo as a member of the audit and risk committee | Management | For | For | |||||||||
| O10 | To re-elect John Wetton as a member of the audit and risk committee | Management | For | For | |||||||||
| O11 | To re-appoint the external auditors | Management | For | For | |||||||||
| O12 | To approve the remuneration policy | Management | For | For | |||||||||
| O13 | To approve the implementation report | Management | Against | Against | |||||||||
| O14 | General authority to issue shares for cash | Management | For | For | |||||||||
| O15 | Approval of the Harmony Gold Mining Company Limited DSP 2018 | Management | For | For | |||||||||
| S1 | Authority to issue ordinary shares pursuant to the DSP | Management | For | For | |||||||||
| S2 | To pre-approve non-executive directors' remuneration | Management | For | For | |||||||||
| DETOUR GOLD CORPORATION | |||||||||||||
| Security | 250669108 | Meeting Type | Contested-Special | ||||||||||
| Ticker Symbol | DRGDF | Meeting Date | 13-Dec-2018 | ||||||||||
| ISIN | CA2506691088 | Agenda | 934901251 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | AN ORDINARY RESOLUTION TO REMOVE LISA COLNETT AS A DIRECTOR OF THE COMPANY PURSUANT TO SECTION 109(1) OF THE CANADA BUSINESS CORPORATIONS ACT (THE "CBCA"). | Management | For | For | |||||||||
| 2 | AN ORDINARY RESOLUTION TO REMOVE JONATHAN RUBENSTEIN AS A DIRECTOR OF THE COMPANY PURSUANT TO SECTION 109(1) OF THE CBCA. | Management | For | For | |||||||||
| 3 | AN ORDINARY RESOLUTION TO REMOVE EDWARD C. DOWLING, JR. AS A DIRECTOR OF THE COMPANY PURSUANT TO SECTION 109(1) OF THE CBCA. | Management | For | Against | |||||||||
| 4 | AN ORDINARY RESOLUTION TO REMOVE ALAN EDWARDS AS A DIRECTOR OF THE COMPANY PURSUANT TO SECTION 109(1) OF THE CBCA. | Management | For | Against | |||||||||
| 5 | AN ORDINARY RESOLUTION TO REMOVE ANDRE FALZON AS A DIRECTOR OF THE COMPANY PURSUANT TO SECTION 109(1) OF THE CBCA. | Management | For | Against | |||||||||
| 6 | AN ORDINARY RESOLUTION TO REMOVE J. MICHAEL KENYON AS A DIRECTOR OF THE COMPANY PURSUANT TO SECTION 109(1) OF THE CBCA. | Management | Against | For | |||||||||
| 7 | AN ORDINARY RESOLUTION TO REMOVE JUDY KIRK AS A DIRECTOR OF THE COMPANY PURSUANT TO SECTION 109(1) OF THE CBCA. | Management | Against | For | |||||||||
| 8 | AN ORDINARY RESOLUTION TO REMOVE ALEX G. MORRISON AS A DIRECTOR OF THE COMPANY PURSUANT TO SECTION 109(1) OF THE CBCA. | Management | For | Against | |||||||||
| 9 | AN ORDINARY RESOLUTION TO FIX THE NUMBER OF DIRECTORS OF THE COMPANY AT EIGHT. | Management | Against | For | |||||||||
| 10A | IN THE EVENT THAT A VACANCY IS CREATED BY THE REMOVAL OF ANY INCUMBENT DIRECTOR, AS A RESULT OF RESOLUTIONS 1 THROUGH 8 ABOVE OR OTHERWISE, THEN THE FOLLOWING PERSONS BE ELECTED AS THE DIRECTORS OF THE COMPANY, TO FILL THE VACANCIES PURSUANT TO SECTION 109(3) OF THE CBCA TO HOLD OFFICE UNTIL THE CLOSE OF THE NEXT ANNUAL MEETING OF SHAREHOLDERS FOLLOWING THEIR ELECTION. YOU MAY VOTE "FOR" UP TO EIGHT (8) NOMINEES FOR ELECTION AS DIRECTOR IN TOTAL. IF THE NUMBER OF NOMINEES FOR SUCH ELECTION OF DIRECTORS IS GREATER THAN THE NUMBER OF VACANCIES CREATED BY RESOLUTIONS 1 THROUGH 8 ABOVE OR OTHERWISE, THEN THOSE | Management | For | For | |||||||||
| NOMINEES RECEIVING THE GREATEST NUMBER OF VOTES WILL BE DECLARED ELECTED UNTIL ALL SUCH VACANCIES HAVE BEEN FILLED, AND IF THE NUMBER OF SUCH NOMINEES FOR ELECTION IS EQUAL TO THE NUMBER OF VACANCIES TO BE FILLED THEN ALL SUCH NOMINEES WILL BE DECLARED ELECTED. STEVEN MARK FELDMAN | |||||||||||||
| 10B | CHRISTOPHER JAMES ROBISON | Management | For | For | |||||||||
| 10C | RONALD STANLEY SIMKUS | Management | For | * | |||||||||
| 10D | DAWN PATRICIA WHITTAKER | Management | For | * | |||||||||
| 10E | MARIA S. JELESCU DREYFUS | Management | Withheld | * | |||||||||
| 10F | WILLIAM C. WILLIAMS | Management | For | * | |||||||||
| 10G | MICHAEL D. WOOLLCOMBE | Management | Withheld | * | |||||||||
| 10H | MARCELO KIM | Management | Withheld | * | |||||||||
| *Management Position Unknown | |||||||||||||
| GOLDCORP INC. | |||||||||||||
| Security | 380956409 | Meeting Type | Special | ||||||||||
| Ticker Symbol | GG | Meeting Date | 04-Apr-2019 | ||||||||||
| ISIN | CA3809564097 | Agenda | 934942738 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | A special resolution to approve an arrangement under Section 182 of the Business Corporations Act (Ontario) involving the Company and Newmont Mining Corporation, all as more particularly described in the management information circular of the Company dated March 4, 2019. | Management | No Action | ||||||||||
| CENTAMIN PLC | |||||||||||||
| Security | G2055Q105 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 08-Apr-2019 | |||||||||||
| ISIN | JE00B5TT1872 | Agenda | 710670870 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | TO RECEIVE AND ADOPT THE COMPANY'S ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 TOGETHER WITH THE STRATEGIC AND GOVERNANCE REPORTS AND THE AUDITOR'S REPORT ON THOSE ACCOUNTS | Management | For | For | |||||||||
| 2 | TO DECLARE A FINAL DIVIDEND OF 3 US CENTS (USD 0.03) PER ORDINARY SHARE AS RECOMMENDED BY THE DIRECTORS IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2018, TO HOLDERS OF ORDINARY SHARES ON THE REGISTER OF MEMBERS ON THE RECORD DATE OF 23 APRIL 2019 | Management | For | For | |||||||||
| 3.1 | TO RECEIVE AND APPROVE THE DIRECTORS' REMUNERATION REPORT (OTHER THAN THE DIRECTORS' REMUNERATION POLICY) FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 AS DETAILED IN THE ANNUAL REPO | Management | Against | Against | |||||||||
| 3.2 | TO RECEIVE AND APPROVE THE DIRECTORS' REMUNERATION POLICY CONTAINED IN THE DIRECTORS' REMUNERATION REPORT | Management | For | For | |||||||||
| 3.3 | TO APPROVE CERTAIN AMENDMENTS TO THE RULES OF THE PERFORMANCE SHARE PLAN | Management | For | For | |||||||||
| 4 | THAT PURSUANT TO ARTICLE 39 OF THE ARTICLES OF ASSOCIATION (THE "ARTICLES") OF THE COMPANY, THE MAXIMUM AGGREGATE AMOUNT OF FEES THAT THE COMPANY IS AUTHORISED TO PAY THE DIRECTORS FOR THEIR SERVICES AS DIRECTORS BE INCREASED TO GBP 950,000 WITH IMMEDIATE EFFECT | Management | For | For | |||||||||
| 5.1 | TO RE-ELECT JOSEF EL-RAGHY, WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION AS A DIRECTOR | Management | For | For | |||||||||
| 5.2 | TO RE-ELECT ANDREW PARDEY, WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION AS A DIRECTOR | Management | For | For | |||||||||
| 5.3 | TO RE-ELECT ROSS JERRARD, WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION AS A DIRECTOR | Management | For | For | |||||||||
| 5.4 | TO RE-ELECT EDWARD HASLAM, WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION AS A DIRECTOR | Management | For | For | |||||||||
| 5.5 | TO RE-ELECT ALISON BAKER, WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HERSELF FOR RE-ELECTION AS A DIRECTOR | Management | For | For | |||||||||
| 5.6 | TO ELECT DR IBRAHIM FAWZY, WHO RETIRES IN ACCORDANCE WITH ARTICLE 29 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HIMSELF FOR ELECTION AS A DIRECTOR | Management | For | For | |||||||||
| 5.7 | TO RE-ELECT MARK ARNESEN, WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION AS A DIRECTOR | Management | For | For | |||||||||
| 5.8 | TO RE-ELECT MARK BANKES, WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HIMSELF FRO RE-ELECTION AS A DIRECTOR | Management | For | For | |||||||||
| 6.1 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S AUDITOR TO HOLD OFFICE FOR THE CONCLUSION OF THIS MEETING UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AT WHICH THE ACCOUNTS ARE LAID BEFORE THE MEETING | Management | For | For | |||||||||
| 6.2 | TO AUTHORISE THE DIRECTORS TO AGREE THE REMUNERATION OF THE AUDITOR | Management | For | For | |||||||||
| 7 | ALLOTMENT OF RELEVANT SECURITIES | Management | For | For | |||||||||
| 8.1 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | |||||||||
| 8.2 | THAT, SUBJECT TO THE PASSING OF RESOLUTION 7 ABOVE, THE DIRECTORS BE GENERALLY EMPOWERED IN ADDITION TO 8.1, TO ALLOT EQUITY SECURITIES (AS SUCH TERM IS DEFINED IN THE COMPANY'S ARTICLES) PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTION 7 | Management | For | For | |||||||||
| 9 | MARKET PURCHASES OF ORDINARY SHARES | Management | For | For | |||||||||
| NEWMONT MINING CORPORATION | |||||||||||||
| Security | 651639106 | Meeting Type | Special | ||||||||||
| Ticker Symbol | NEM | Meeting Date | 11-Apr-2019 | ||||||||||
| ISIN | US6516391066 | Agenda | 934949287 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1. | To approve an amendment and restatement of the Newmont Restated Certificate of Incorporation to increase Newmont's authorized shares of common stock from 750,000,000 shares to 1,280,000,000 shares. | Management | No Action | ||||||||||
| 2. | To approve the issuance of shares of Newmont common stock to Goldcorp shareholders in connection with the arrangement agreement, dated as of January 14, 2019, as amended. | Management | No Action | ||||||||||
| 3. | To approve adjournment or postponement of the Newmont special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve Proposal 1 or Proposal 2. | Management | No Action | ||||||||||
| AGNICO EAGLE MINES LIMITED | |||||||||||||
| Security | 008474108 | Meeting Type | Annual and Special Meeting | ||||||||||
| Ticker Symbol | AEM | Meeting Date | 26-Apr-2019 | ||||||||||
| ISIN | CA0084741085 | Agenda | 934972072 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | DIRECTOR | Management | |||||||||||
| 1 | Dr. Leanne M. Baker | For | For | ||||||||||
| 2 | Sean Boyd | For | For | ||||||||||
| 3 | Martine A. Celej | For | For | ||||||||||
| 4 | Robert J. Gemmell | For | For | ||||||||||
| 5 | Mel Leiderman | For | For | ||||||||||
| 6 | Deborah McCombe | For | For | ||||||||||
| 7 | James D. Nasso | For | For | ||||||||||
| 8 | Dr. Sean Riley | For | For | ||||||||||
| 9 | J. Merfyn Roberts | For | For | ||||||||||
| 10 | Jamie C. Sokalsky | For | For | ||||||||||
| 2 | Appointment of Ernst & Young LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | |||||||||
| 3 | Consideration of and, if deemed advisable, the passing of an ordinary resolution approving an amendment to the Company's Incentive Share Purchase Plan. | Management | For | For | |||||||||
| 4 | Consideration of and, if deemed advisable, the passing of a non-bindary, advisory resolution accepting the Company's approach to executive compensation. | Management | For | For | |||||||||
| ALAMOS GOLD INC. | |||||||||||||
| Security | 011532108 | Meeting Type | Annual and Special Meeting | ||||||||||
| Ticker Symbol | AGI | Meeting Date | 02-May-2019 | ||||||||||
| ISIN | CA0115321089 | Agenda | 934967514 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | DIRECTOR | Management | |||||||||||
| 1 | Elaine Ellingham | For | For | ||||||||||
| 2 | David Fleck | For | For | ||||||||||
| 3 | David Gower | For | For | ||||||||||
| 4 | Claire M. Kennedy | For | For | ||||||||||
| 5 | John A. McCluskey | For | For | ||||||||||
| 6 | Monique Mercier | For | For | ||||||||||
| 7 | Paul J. Murphy | For | For | ||||||||||
| 8 | J. Robert S. Prichard | For | For | ||||||||||
| 9 | Ronald E. Smith | For | For | ||||||||||
| 10 | Kenneth Stowe | For | For | ||||||||||
| 2 | Appointment of KPMG LLP as auditors of the Company for the ensuing year and authorizing the directors to fix their remuneration. | Management | For | For | |||||||||
| 3 | To consider, and if deemed advisable, pass a resolution to approve the Company's Long-Term Incentive Plan. | Management | For | For | |||||||||
| 4 | To consider, and if deemed advisable, pass a resolution to approve the Company's Employee Share Purchase Plan. | Management | For | For | |||||||||
| 5 | To consider, and if deemed advisable, pass a resolution to approve the Company's Fourth Amended and Restated Shareholder Rights Plan. | Management | For | For | |||||||||
| 6 | To consider, and if deemed advisable, pass a resolution to approve an advisory resolution on the Company's approach to executive compensation. | Management | For | For | |||||||||
| ALAMOS GOLD INC. | |||||||||||||
| Security | 011532108 | Meeting Type | Annual and Special Meeting | ||||||||||
| Ticker Symbol | AGI | Meeting Date | 02-May-2019 | ||||||||||
| ISIN | CA0115321089 | Agenda | 934967526 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | DIRECTOR | Management | |||||||||||
| 1 | Elaine Ellingham | For | For | ||||||||||
| 2 | David Fleck | For | For | ||||||||||
| 3 | David Gower | For | For | ||||||||||
| 4 | Claire M. Kennedy | For | For | ||||||||||
| 5 | John A. McCluskey | For | For | ||||||||||
| 6 | Monique Mercier | For | For | ||||||||||
| 7 | Paul J. Murphy | For | For | ||||||||||
| 8 | J. Robert S. Prichard | For | For | ||||||||||
| 9 | Ronald E. Smith | For | For | ||||||||||
| 10 | Kenneth Stowe | For | For | ||||||||||
| 2 | Appointment of KPMG LLP as auditors of the Company for the ensuing year and authorizing the directors to fix their remuneration. | Management | For | For | |||||||||
| 3 | To consider, and if deemed advisable, pass a resolution to approve the Company's Long-Term Incentive Plan. | Management | For | For | |||||||||
| 4 | To consider, and if deemed advisable, pass a resolution to approve the Company's Employee Share Purchase Plan. | Management | For | For | |||||||||
| 5 | To consider, and if deemed advisable, pass a resolution to approve the Company's Fourth Amended and Restated Shareholder Rights Plan. | Management | For | For | |||||||||
| 6 | To consider, and if deemed advisable, pass a resolution to approve an advisory resolution on the Company's approach to executive compensation. | Management | For | For | |||||||||
| PRETIUM RESOURCES INC. | |||||||||||||
| Security | 74139C102 | Meeting Type | Annual and Special Meeting | ||||||||||
| Ticker Symbol | PVG | Meeting Date | 02-May-2019 | ||||||||||
| ISIN | CA74139C1023 | Agenda | 934981134 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | To set the Number of Directors at seven (7). | Management | For | For | |||||||||
| 2 | DIRECTOR | Management | |||||||||||
| 1 | ROBERT A. QUARTERMAIN | For | For | ||||||||||
| 2 | JOSEPH J. OVSENEK | For | For | ||||||||||
| 3 | GEORGE PASPALAS | For | For | ||||||||||
| 4 | PETER BIRKEY | For | For | ||||||||||
| 5 | DAVID SMITH | For | For | ||||||||||
| 6 | FAHEEM TEJANI | For | For | ||||||||||
| 7 | ROBIN BIENENSTOCK | For | For | ||||||||||
| 3 | To appoint PRICEWATERHOUSECOOPERS LLP as Auditors of the Company for the ensuing year and to authorize the Directors to fix their remuneration. | Management | For | For | |||||||||
| 4 | To authorize and approve the Company's Incentive Stock Option Plan, including the amendments thereto, and the unallocated options issuable thereunder. | Management | For | For | |||||||||
| 5 | To authorize and approve the Company's Restricted Share Unit Plan, including the amendments thereto, and the unallocated units issuable thereunder. | Management | For | For | |||||||||
| 6 | To authorize and approve the amendments to the Articles and, as applicable, Notice of Articles of the Company to increase the quorum requirement for meetings of shareholders and to delete preferred shares from the Company's share capital. | Management | For | For | |||||||||
| 7 | To authorize and approve a non-binding advisory resolution accepting the Company's approach to executive compensation. | Management | For | For | |||||||||
| BARRICK GOLD CORPORATION | |||||||||||||
| Security | 067901108 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | GOLD | Meeting Date | 07-May-2019 | ||||||||||
| ISIN | CA0679011084 | Agenda | 934976260 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | DIRECTOR | Management | |||||||||||
| 1 | D. M. Bristow | For | For | ||||||||||
| 2 | G. A. Cisneros | For | For | ||||||||||
| 3 | C. L. Coleman | For | For | ||||||||||
| 4 | J. M. Evans | For | For | ||||||||||
| 5 | B. L. Greenspun | For | For | ||||||||||
| 6 | J. B. Harvey | For | For | ||||||||||
| 7 | A. J. Quinn | For | For | ||||||||||
| 8 | J. L. Thornton | For | For | ||||||||||
| 2 | RESOLUTION APPROVING THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP as the auditor of Barrick and authorizing the directors to fix its remuneration | Management | For | For | |||||||||
| 3 | ADVISORY RESOLUTION ON APPROACH TO EXECUTIVE COMPENSATION | Management | For | For | |||||||||
| PAN AMERICAN SILVER CORP. | |||||||||||||
| Security | 697900108 | Meeting Type | Annual and Special Meeting | ||||||||||
| Ticker Symbol | PAAS | Meeting Date | 08-May-2019 | ||||||||||
| ISIN | CA6979001089 | Agenda | 934966853 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | DIRECTOR | Management | |||||||||||
| 1 | Ross J. Beaty | For | For | ||||||||||
| 2 | Michael Steinmann | For | For | ||||||||||
| 3 | Michael L. Carroll | For | For | ||||||||||
| 4 | Neil de Gelder | For | For | ||||||||||
| 5 | Walter T. Segsworth | For | For | ||||||||||
| 6 | Gillian D. Winckler | For | For | ||||||||||
| 7 | Charles A. Jeannes | For | For | ||||||||||
| 8 | C. Kevin McArthur | For | For | ||||||||||
| 2 | Appointment of Deloitte LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | |||||||||
| 3 | To consider and, if thought appropriate, to pass an ordinary resolution approving the Corporation's approach to executive compensation, the complete text of which is set out in the information circular for the Meeting. | Management | For | For | |||||||||
| FRANCO-NEVADA CORPORATION | |||||||||||||
| Security | 351858204 | Meeting Type | Annual and Special Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 08-May-2019 | |||||||||||
| ISIN | US3518582040 | Agenda | 934969455 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | DIRECTOR | Management | |||||||||||
| 1 | Pierre Lassonde | For | For | ||||||||||
| 2 | David Harquail | For | For | ||||||||||
| 3 | Tom Albanese | For | For | ||||||||||
| 4 | Derek W. Evans | For | For | ||||||||||
| 5 | Catharine Farrow | For | For | ||||||||||
| 6 | Louis Gignac | For | For | ||||||||||
| 7 | Jennifer Maki | For | For | ||||||||||
| 8 | Randall Oliphant | For | For | ||||||||||
| 9 | David R. Peterson | For | For | ||||||||||
| 2 | Appointment of PricewaterhouseCoopers LLP, Chartered Accountants, as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | |||||||||
| 3 | Acceptance of the Corporation's approach to executive compensation. | Management | For | For | |||||||||
| KINROSS GOLD CORPORATION | |||||||||||||
| Security | 496902404 | Meeting Type | Annual and Special Meeting | ||||||||||
| Ticker Symbol | KGC | Meeting Date | 08-May-2019 | ||||||||||
| ISIN | CA4969024047 | Agenda | 934976498 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | DIRECTOR | Management | |||||||||||
| 1 | Ian Atkinson | For | For | ||||||||||
| 2 | John A. Brough | For | For | ||||||||||
| 3 | Kerry D. Dyte | For | For | ||||||||||
| 4 | Ave G. Lethbridge | For | For | ||||||||||
| 5 | C. McLeod-Seltzer | For | For | ||||||||||
| 6 | Kelly J. Osborne | For | For | ||||||||||
| 7 | J. Paul Rollinson | For | For | ||||||||||
| 8 | David A. Scott | For | For | ||||||||||
| 2 | To approve the appointment of KPMG LLP, Chartered Accountants, as auditors of the Company for the ensuing year and to authorize the directors to fix their remuneration. | Management | For | For | |||||||||
| 3 | To consider and, if thought fit, to pass, an ordinary resolution amending the Restricted Share Plan of the Company to increase the number of common shares reserved for issuance thereunder from 35,000,000 to 50,000,000. | Management | For | For | |||||||||
| 4 | To consider, and, if deemed appropriate, to pass an advisory resolution on Kinross' approach to executive compensation. | Management | For | For | |||||||||
| WHEATON PRECIOUS METALS CORP. | |||||||||||||
| Security | 962879102 | Meeting Type | Annual and Special Meeting | ||||||||||
| Ticker Symbol | WPM | Meeting Date | 09-May-2019 | ||||||||||
| ISIN | CA9628791027 | Agenda | 934972387 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| a | DIRECTOR | Management | |||||||||||
| 1 | George L. Brack | For | For | ||||||||||
| 2 | John A. Brough | For | For | ||||||||||
| 3 | R. Peter Gillin | For | For | ||||||||||
| 4 | Chantal Gosselin | For | For | ||||||||||
| 5 | Douglas M. Holtby | For | For | ||||||||||
| 6 | Charles A. Jeannes | For | For | ||||||||||
| 7 | Eduardo Luna | For | For | ||||||||||
| 8 | Marilyn Schonberner | For | For | ||||||||||
| 9 | Randy V. J. Smallwood | For | For | ||||||||||
| b | The appointment of Deloitte LLP, Independent Registered Public Accounting Firm, as auditors for 2019 and to authorize the directors to fix the auditors' remuneration. | Management | For | For | |||||||||
| c | A non-binding advisory resolution on the Company's approach to executive compensation. | Management | For | For | |||||||||
| ANGLOGOLD ASHANTI LIMITED | |||||||||||||
| Security | 035128206 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | AU | Meeting Date | 09-May-2019 | ||||||||||
| ISIN | US0351282068 | Agenda | 934981982 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1.1 | Ordinary resolution 1 - Re-election of a director: Ms MDC Richter | Management | For | For | |||||||||
| 2.1 | Ordinary resolution 2.1 - Election of director: Mr KPM Dushnisky | Management | For | For | |||||||||
| 2.2 | Ordinary resolution 2.2 - Election of director: Mr AM Ferguson | Management | For | For | |||||||||
| 2.3 | Ordinary resolution 2.3 - Election of director: Mr JE Tilk | Management | For | For | |||||||||
| 3.1 | Ordinary resolution 3.1 - Re-appointment and appointment of Audit and Risk Committee member: Mr R Gasant | Management | For | For | |||||||||
| 3.2 | Ordinary resolution 3.2 - Re-appointment and appointment of Audit and Risk Committee member: Mr RJ Ruston | Management | For | For | |||||||||
| 3.3 | Ordinary resolution 3.3 - Re-appointment and appointment of Audit and Risk Committee member: Ms MDC Richter | Management | For | For | |||||||||
| 3.4 | Ordinary resolution 3.4 - Re-appointment and appointment of Audit and Risk Committee member: Mr AM Ferguson | Management | For | For | |||||||||
| 4. | Ordinary resolution 4 - Re-appointment of Ernst & Young Inc. as auditors of the company | Management | For | For | |||||||||
| 5. | Ordinary resolution 5 - General authority to directors to allot and issue ordinary shares | Management | For | For | |||||||||
| 6.1 | Ordinary resolution 6.1 - Separate non-binding advisory endorsements of the AngloGold Ashanti Remuneration policy | Management | For | For | |||||||||
| 6.2 | Ordinary resolution 6.2 - Separate non-binding advisory endorsements of the AngloGold Ashanti Implementation report | Management | For | For | |||||||||
| 7. | Special resolution 1 - Remuneration of non-executive directors | Management | For | For | |||||||||
| 8. | Special resolution 2 - General authority to acquire the company's own shares | Management | For | For | |||||||||
| 9. | Special resolution 3 - General authority to directors to issue for cash, those ordinary shares which the directors are authorised to allot and issue in terms of ordinary resolution 5 | Management | For | For | |||||||||
| 10. | Special resolution 4 - General authority to provide financial assistance in terms of Sections 44 and 45 of the Companies Act | Management | For | For | |||||||||
| 11. | Ordinary resolution 7 - Directors' authority to implement special and ordinary resolutions | Management | For | For | |||||||||
| GOLDEN QUEEN MINING CO. LTD. | |||||||||||||
| Security | 38115J100 | Meeting Type | Annual and Special Meeting | ||||||||||
| Ticker Symbol | GQMNF | Meeting Date | 13-May-2019 | ||||||||||
| ISIN | CA38115J1003 | Agenda | 934995979 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | To Set the Number of Directors at three (3). | Management | For | For | |||||||||
| 2 | DIRECTOR | Management | |||||||||||
| 1 | Paul M. Blythe | For | For | ||||||||||
| 2 | Bryan A. Coates | For | For | ||||||||||
| 3 | Bernard Guarnera | For | For | ||||||||||
| 3 | Appointment of PricewaterhouseCoopers LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | |||||||||
| 4 | To approve the sale of 100% of the shares of Golden Queen Mining Holdings Inc., which currently holds a 50% ownership interest in the Soledad Mountain Project, as more particularly described in the accompanying proxy statement and management information circular ("Proxy Statement"). | Management | For | For | |||||||||
| 5 | To approve the share consolidation on a 10 existing common shares for each post-consolidation common share basis, as more particularly described in the accompanying Proxy Statement. | Management | For | For | |||||||||
| 6 | To approve, on an advisory and non-binding basis, certain executive compensation, including compensation under existing agreements that may be paid or become payable in connection with the sale of Golden Queen Mining Holdings Inc., as more particularly described in the accompanying Proxy Statement. | Management | For | For | |||||||||
| 7 | To vote, on an advisory and non-binding basis, on the frequency of holding the Say-on-Pay votes in the future, as described in the accompanying Proxy Statement. | Management | 3 Years | For | |||||||||
| 8 | To approve the Company's 2019 Stock Option Plan, as more particularly described in the accompanying Proxy Statement. | Management | Against | Against | |||||||||
| GOLDEN QUEEN MINING CO. LTD. | |||||||||||||
| Security | 38115J100 | Meeting Type | Annual and Special Meeting | ||||||||||
| Ticker Symbol | GQMNF | Meeting Date | 13-May-2019 | ||||||||||
| ISIN | CA38115J1003 | Agenda | 934995981 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | To Set the Number of Directors at three (3). | Management | For | For | |||||||||
| 2 | DIRECTOR | Management | |||||||||||
| 1 | Paul M. Blythe | For | For | ||||||||||
| 2 | Bryan A. Coates | For | For | ||||||||||
| 3 | Bernard Guarnera | For | For | ||||||||||
| 3 | Appointment of PricewaterhouseCoopers LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | |||||||||
| 4 | To approve the sale of 100% of the shares of Golden Queen Mining Holdings Inc., which currently holds a 50% ownership interest in the Soledad Mountain Project, as more particularly described in the accompanying proxy statement and management information circular ("Proxy Statement"). | Management | For | For | |||||||||
| 5 | To approve the share consolidation on a 10 existing common shares for each post-consolidation common share basis, as more particularly described in the accompanying Proxy Statement. | Management | For | For | |||||||||
| 6 | To approve, on an advisory and non-binding basis, certain executive compensation, including compensation under existing agreements that may be paid or become payable in connection with the sale of Golden Queen Mining Holdings Inc., as more particularly described in the accompanying Proxy Statement. | Management | For | For | |||||||||
| 7 | To vote, on an advisory and non-binding basis, on the frequency of holding the Say-on-Pay votes in the future, as described in the accompanying Proxy Statement. | Management | 3 Years | For | |||||||||
| 8 | To approve the Company's 2019 Stock Option Plan, as more particularly described in the accompanying Proxy Statement. | Management | Against | Against | |||||||||
| CONDOR GOLD PLC | |||||||||||||
| Security | G23474102 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 16-May-2019 | |||||||||||
| ISIN | GB00B8225591 | Agenda | 710797006 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | TO RECEIVE THE COMPANY'S ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 AND THE REPORTS OF THE DIRECTORS AND AUDITORS THEREON | Management | For | For | |||||||||
| 2 | TO RE-ELECT MS. KATE HARCOURT AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||||
| 3 | TO APPOINT PKF LITTLEJOHN LLP AS AUDITORS OF THE COMPANY UNTIL THE NEXT ANNUAL GENERAL MEETING | Management | For | For | |||||||||
| 4 | TO AUTHORISE THE DIRECTORS TO SET THE AUDITOR'S REMUNERATION | Management | For | For | |||||||||
| 5 | TO AUTHORISE THE DIRECTORS TO ALLOT RELEVANT SECURITIES UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 20,000,000 | Management | Against | Against | |||||||||
| 6 | TO AUTHORISE THE ALLOTMENT OF RELEVANT SECURITIES UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 20,000,000 FREE OF PRE-EMPTION RIGHTS | Management | Against | Against | |||||||||
| CMMT | 27 MAR 2019: PLEASE NOTE THAT THE MEETING TYPE WAS CHANGED FROM MIX TO AGM.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||||
| FRESNILLO PLC | |||||||||||||
| Security | G371E2108 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 21-May-2019 | |||||||||||
| ISIN | GB00B2QPKJ12 | Agenda | 710995664 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | RECEIVING THE 2018 REPORT AND ACCOUNTS | Management | For | For | |||||||||
| 2 | APPROVAL OF THE FINAL DIVIDEND | Management | For | For | |||||||||
| 3 | APPROVAL OF THE ANNUAL REPORT ON REMUNERATION | Management | For | For | |||||||||
| 4 | RE-ELECTION OF MR ALBERTO BAILLERES AS A DIRECTOR | Management | For | For | |||||||||
| 5 | RE-ELECTION OF MR ALEJANDRO BAILLERES AS A DIRECTOR | Management | For | For | |||||||||
| 6 | RE-ELECTION OF MR JUAN BORDES AS A DIRECTOR | Management | For | For | |||||||||
| 7 | RE-ELECTION OF MR ARTURO FERNANDEZ AS A DIRECTOR | Management | For | For | |||||||||
| 8 | RE-ELECTION OF MR JAIME LOMELIN AS A DIRECTOR | Management | For | For | |||||||||
| 9 | RE-ELECTION OF MR FERNANDO RUIZ AS A DIRECTOR | Management | Against | Against | |||||||||
| 10 | RE-ELECTION OF MR CHARLES JACOBS AS A DIRECTOR | Management | For | For | |||||||||
| 11 | RE-ELECTION OF MS BARBARA GARZA LAGUERA AS A DIRECTOR | Management | For | For | |||||||||
| 12 | RE-ELECTION OF MR ALBERTO TIBURCIO AS A DIRECTOR | Management | For | For | |||||||||
| 13 | RE-ELECTION OF DAME JUDITH MACGREGOR AS A DIRECTOR | Management | For | For | |||||||||
| 14 | RE-ELECTION OF MS GEORGINA KESSEL AS A DIRECTOR | Management | For | For | |||||||||
| 15 | ELECTION OF MR LUIS ROBLES AS A DIRECTOR | Management | For | For | |||||||||
| 16 | APPROVAL OF THE DIRECTORS' REMUNERATION POLICY | Management | For | For | |||||||||
| 17 | RE-APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS | Management | For | For | |||||||||
| 18 | AUTHORITY TO SET THE REMUNERATION OF THE AUDITORS | Management | For | For | |||||||||
| 19 | DIRECTORS' AUTHORITY TO ALLOT SHARES | Management | For | For | |||||||||
| 20 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS FOR SHARES ISSUED WHOLLY FOR CASH | Management | For | For | |||||||||
| 21 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS FOR SHARES ISSUED WHOLLY FOR CASH AND USED ONLY FOR FINANCING ACQUISITIONS OR CAPITAL INVESTMENTS | Management | For | For | |||||||||
| 22 | AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | |||||||||
| 23 | NOTICE PERIOD OF 14 CLEAR DAYS FOR A GENERAL MEETING | Management | For | For | |||||||||
| RTG MINING INC | |||||||||||||
| Security | G7707W178 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 24-May-2019 | |||||||||||
| ISIN | AU000000RTG4 | Agenda | 710931228 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | TO APPOINT BDO AUDIT (WA) PTY LTD. AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS TO FIX THE AUDITOR'S REMUNERATION | Management | For | For | |||||||||
| 2 | TO SET THE NUMBER OF DIRECTORS OF THE COMPANY AT FIVE (5) FOR THE ENSUING YEAR | Management | For | For | |||||||||
| 3.1 | ELECTION OF DIRECTOR: MR. MICHAEL CARRICK | Management | For | For | |||||||||
| 3.2 | ELECTION OF DIRECTOR: MS. JUSTINE MAGEE | Management | For | For | |||||||||
| 3.3 | ELECTION OF DIRECTOR: MR. ROBERT SCOTT | Management | For | For | |||||||||
| 3.4 | ELECTION OF DIRECTOR: MR. DAVID CRUSE | Management | For | For | |||||||||
| 3.5 | ELECTION OF DIRECTOR: MR. PHILLIP LOCKYER | Management | For | For | |||||||||
| CMMT | 11 APR 2019: VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 2 AND-VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF-THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE-OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE- COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING-SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST)-ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED-BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT-PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | |||||||||||
| CMMT | 11 APR 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT-AND MODIFICATION OF THE TEXT OF RESOLUTION 2. IF YOU HAVE ALREADY SENT IN-YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||||
| GOLD ROAD RESOURCES LTD | |||||||||||||
| Security | Q4202N117 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 29-May-2019 | |||||||||||
| ISIN | AU000000GOR5 | Agenda | 710996452 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2, 5 TO 9 AND VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | |||||||||||
| 2 | REMUNERATION REPORT | Management | For | For | |||||||||
| 3 | ELECTION OF DIRECTOR - MS SHARON WARBURTON | Management | For | For | |||||||||
| CMMT | IF A PROPORTIONAL TAKEOVER BID IS MADE FOR THE COMPANY, A SHARE TRANSFER TO-THE OFFEROR CANNOT BE REGISTERED UNTIL THE BID IS APPROVED BY MEMBERS NOT-ASSOCIATED WITH THE BIDDER. THE RESOLUTION MUST BE CONSIDERED AT A MEETING-HELD MORE THAN 14 DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS ONE VOTE FOR-EACH FULLY PAID SHARE HELD. THE VOTE IS DECIDED ON A SIMPLE MAJORITY. THE-BIDDER AND ITS ASSOCIATES ARE NOT ALLOWED TO VOTE | Non-Voting | |||||||||||
| 4 | APPROVAL OF PROPORTIONAL TAKEOVER PROVISIONS | Management | For | For | |||||||||
| 5 | GRANT OF PERFORMANCE RIGHTS - MR DUNCAN GIBBS - ON-BOARDING SHARE ISSUE | Management | For | For | |||||||||
| 6 | GRANT OF LONG TERM INCENTIVE PERFORMANCE RIGHTS - MR DUNCAN GIBBS - 2021 LTI PROGRAM | Management | For | For | |||||||||
| 7 | GRANT OF SHORT TERM INCENTIVE PERFORMANCE RIGHTS - MR DUNCAN GIBBS - 2019 STI PROGRAM | Management | For | For | |||||||||
| 8 | GRANT OF LONG TERM INCENTIVE PERFORMANCE RIGHTS - MR JUSTIN OSBORNE - 2021 LTI PROGRAM | Management | For | For | |||||||||
| 9 | GRANT OF SHORT TERM INCENTIVE PERFORMANCE RIGHTS - MR JUSTIN OSBORNE - 2019 STI PROGRAM | Management | For | For | |||||||||
| CONTINENTAL GOLD INC. | |||||||||||||
| Security | 21146A108 | Meeting Type | Annual and Special Meeting | ||||||||||
| Ticker Symbol | CGOOF | Meeting Date | 30-May-2019 | ||||||||||
| ISIN | CA21146A1084 | Agenda | 935011065 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | DIRECTOR | Management | |||||||||||
| 1 | Leon Teicher | For | For | ||||||||||
| 2 | Ari B. Sussman | For | For | ||||||||||
| 3 | Martín Carrizosa | For | For | ||||||||||
| 4 | Stephen Gottesfeld | For | For | ||||||||||
| 5 | Dr. Claudia Jiménez | For | For | ||||||||||
| 6 | Paul J. Murphy | For | For | ||||||||||
| 7 | Christopher Sattler | For | For | ||||||||||
| 8 | Dr. Kenneth G. Thomas | For | For | ||||||||||
| 2 | Appointment of PricewaterhouseCoopers LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | |||||||||
| 3 | To consider, and if thought advisable, to pass an ordinary resolution, on a disinterested basis, to approve the issuance of certain common shares of the Company to Newmont Mining Corporation ("Newmont") upon conversion of a US$50 million convertible debenture dated March 15, 2019, as more particularly described in the accompanying management information circular. | Management | For | For | |||||||||
| NEWMONT MINING CORPORATION | |||||||||||||
| Security | 651639106 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | NEM | Meeting Date | 04-Jun-2019 | ||||||||||
| ISIN | US6516391066 | Agenda | 935004298 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1a. | Election of Director: G. H. Boyce | Management | For | For | |||||||||
| 1b. | Election of Director: B. R. Brook | Management | For | For | |||||||||
| 1c. | Election of Director: J. K. Bucknor | Management | For | For | |||||||||
| 1d. | Election of Director: J. A. Carrabba | Management | For | For | |||||||||
| 1e. | Election of Director: N. Doyle | Management | For | For | |||||||||
| 1f. | Election of Director: G. J. Goldberg | Management | For | For | |||||||||
| 1g. | Election of Director: V. M. Hagen | Management | For | For | |||||||||
| 1h. | Election of Director: S. E. Hickok | Management | For | For | |||||||||
| 1i. | Election of Director: R. Médori | Management | For | For | |||||||||
| 1j. | Election of Director: J. Nelson | Management | For | For | |||||||||
| 1k. | Election of Director: J. M. Quintana | Management | For | For | |||||||||
| 1l. | Election of Director: M. P. Zhang | Management | For | For | |||||||||
| 2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | For | For | |||||||||
| 3. | Ratify Appointment of Independent Registered Public Accounting Firm for 2019. | Management | For | For | |||||||||
| DETOUR GOLD CORPORATION | |||||||||||||
| Security | 250669108 | Meeting Type | Annual and Special Meeting | ||||||||||
| Ticker Symbol | DRGDF | Meeting Date | 05-Jun-2019 | ||||||||||
| ISIN | CA2506691088 | Agenda | 935026004 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | DIRECTOR | Management | |||||||||||
| 1 | André Falzon | For | For | ||||||||||
| 2 | Steven Feldman | For | For | ||||||||||
| 3 | Judy Kirk | For | For | ||||||||||
| 4 | Michael McMullen | For | For | ||||||||||
| 5 | Christopher Robison | For | For | ||||||||||
| 6 | Ronald Simkus | For | For | ||||||||||
| 7 | Dawn Whittaker | For | For | ||||||||||
| 8 | William C. Williams | For | For | ||||||||||
| 2 | Appointment of KPMG LLP, Chartered Professional Accountants, as Auditors of the Corporation, to hold office until the next annual meeting of shareholders, and authorizing the Directors to fix their remuneration. | Management | For | For | |||||||||
| 3 | To approve the resolution approving the Corporation's amended and restated performance and restricted share unit plan, as more particularly described in the accompanying Management Information Circular dated May 3, 2019 (the "Management Information Circular"). | Management | For | For | |||||||||
| 4 | To approve the resolution approving the Corporation's amended and restated share option plan, as more particularly described in the Management Information Circular. | Management | For | For | |||||||||
| 5 | To approve the non-binding advisory resolution on the Corporation's approach to executive compensation, as more particularly described in the Management Information Circular. | Management | For | For | |||||||||
| HOCHSCHILD MINING PLC | |||||||||||||
| Security | G4611M107 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 06-Jun-2019 | |||||||||||
| ISIN | GB00B1FW5029 | Agenda | 711144600 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | THAT, THE AUDITED ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2018, TOGETHER WITH THE DIRECTORS' REPORT AND THE AUDITORS' REPORT THEREON BE RECEIVED | Management | For | For | |||||||||
| 2 | THAT, THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2018 BE APPROVED | Management | For | For | |||||||||
| 3 | THAT, A FINAL DIVIDEND FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 OF 1.959 US CENTS PER ORDINARY SHARE BE APPROVED | Management | For | For | |||||||||
| 4 | THAT, GRAHAM BIRCH BE RE-ELECTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||||
| 5 | THAT, JORGE BORN JR BE RE-ELECTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||||
| 6 | THAT, IGNACIO BUSTAMANTE BE RE-ELECTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||||
| 7 | THAT, EDUARDO HOCHSCHILD BE RE-ELECTED AS A DIRECTOR OF THE COMPANY | Management | Against | Against | |||||||||
| 8 | THAT, EILEEN KAMERICK BE RE-ELECTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||||
| 9 | THAT, DIONISIO ROMERO PAOLETTI BE RE- ELECTED AS A DIRECTOR OF THE COMPANY | Management | Against | Against | |||||||||
| 10 | THAT, MICHAEL RAWLINSON BE RE-ELECTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||||
| 11 | THAT, SANJAY SARMA BE RE-ELECTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||||
| 12 | THAT, ERNST & YOUNG LLP BE RE-APPOINTED AS AUDITORS OF THE COMPANY (THE 'AUDITORS') UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | For | For | |||||||||
| 13 | THAT, THE AUDIT COMMITTEE OF THE COMPANY BE AUTHORISED TO SET THE REMUNERATION OF THE AUDITORS | Management | For | For | |||||||||
| 14 | THAT, THE DIRECTORS BE AND ARE HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED PURSUANT TO AND IN ACCORDANCE WITH SECTION 551 OF THE COMPANIES ACT 2006 (THE '2006 ACT') TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES: 14.1 UP TO AN | Management | For | For | |||||||||
| AGGREGATE NOMINAL AMOUNT OF GBP 42,541,905 14.2 COMPRISING EQUITY SECURITIES (AS DEFINED IN SECTION 560(1) OF THE 2006 ACT) UP TO A FURTHER AGGREGATE NOMINAL AMOUNT OF GBP 42,541,905 IN CONNECTION WITH AN OFFER BY WAY OF A RIGHTS ISSUE, SUCH AUTHORITIES TO APPLY IN SUBSTITUTION FOR ALL PREVIOUS AUTHORITIES AND TO EXPIRE AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR ON 30 JUNE 2020, WHICHEVER IS THE EARLIER BUT, IN EACH CASE, SO THAT THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS DURING THE RELEVANT PERIOD WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES TO BE GRANTED AFTER THE AUTHORITY ENDS. FOR THE PURPOSES OF THIS RESOLUTION 'RIGHTS ISSUE' MEANS AN OFFER TO: (I) ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND (II) PEOPLE WHO ARE HOLDERS OF OTHER EQUITY SECURITIES IF THIS IS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, IF THE DIRECTORS CONSIDER IT NECESSARY, AS PERMITTED BY THE RIGHTS OF THOSE SECURITIES, TO SUBSCRIBE FOR FURTHER SECURITIES BY MEANS OF THE ISSUE OF A RENOUNCEABLE LETTER (OR OTHER NEGOTIABLE DOCUMENT) WHICH MAY BE TRADED FOR A PERIOD BEFORE PAYMENT FOR THE SECURITIES IS DUE, BUT SUBJECT IN BOTH CASES TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN RELATION TO TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES OR LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY | |||||||||||||
| 15 | THAT, SUBJECT TO THE PASSING OF RESOLUTION 14 ABOVE, THE DIRECTORS BE AUTHORISED TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560(1) OF THE 2006 ACT) WHOLLY FOR CASH: 15.1 PURSUANT TO THE AUTHORITY GIVEN BY PARAGRAPH 14.1 OF RESOLUTION 14 ABOVE OR WHERE THE ALLOTMENT CONSTITUTES AN ALLOTMENT OF EQUITY SECURITIES BY VIRTUE OF SECTION 560(3) OF THE 2006 ACT IN EACH CASE: (I) IN CONNECTION WITH A PRE-EMPTIVE OFFER; AND (II) OTHERWISE THAN IN CONNECTION WITH A PRE- EMPTIVE OFFER, UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 6,381,924; AND 15.2 PURSUANT TO THE AUTHORITY GIVEN BY PARAGRAPH 14.2 OF RESOLUTION 14 ABOVE IN CONNECTION WITH A RIGHTS ISSUE, AS IF SECTION 561(1) OF THE 2006 ACT DID NOT APPLY TO ANY SUCH ALLOTMENT; SUCH AUTHORITY TO EXPIRE AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR AT THE CLOSE OF BUSINESS ON 30 JUNE 2020, WHICHEVER IS EARLIER BUT SO THAT THE COMPANY MAY, BEFORE SUCH EXPIRY, MAKE OFFERS, AND ENTER INTO AGREEMENTS DURING THIS PERIOD WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED AND TREASURY SHARES TO BE SOLD AFTER THE AUTHORITY GIVEN BY THIS RESOLUTION HAS EXPIRED AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES AND SELL TREASURY SHARES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED. FOR THE PURPOSES OF THIS RESOLUTION: (I) 'RIGHTS ISSUE' HAS THE SAME MEANING AS IN RESOLUTION 14 ABOVE; (II) 'PRE-EMPTIVE OFFER' MEANS AN OFFER OF EQUITY SECURITIES OPEN FOR ACCEPTANCE FOR A PERIOD FIXED BY THE DIRECTORS TO (A) HOLDERS (OTHER THAN THE COMPANY) ON THE REGISTER ON A RECORD DATE FIXED BY THE DIRECTORS OF ORDINARY SHARES IN PROPORTION TO THEIR RESPECTIVE HOLDINGS AND (B) OTHER PERSONS SO ENTITLED BY VIRTUE OF THE RIGHTS ATTACHING TO ANY OTHER EQUITY SECURITIES HELD BY THEM, BUT SUBJECT IN BOTH CASES TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN RELATION TO TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES OR LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY; (III) REFERENCES TO AN ALLOTMENT OF EQUITY SECURITIES SHALL INCLUDE A SALE OF TREASURY SHARES; AND (IV) THE NOMINAL AMOUNT OF ANY SECURITIES SHALL BE TAKEN TO BE, IN THE CASE OF RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITIES INTO SHARES OF THE COMPANY, THE NOMINAL AMOUNT OF SUCH SHARES WHICH MAY BE ALLOTTED PURSUANT TO SUCH RIGHTS | Management | For | For | |||||||||
| 16 | THAT, SUBJECT TO THE PASSING OF RESOLUTION 14 ABOVE AND IN ADDITION TO ANY AUTHORITY GRANTED UNDER RESOLUTION 15 ABOVE, THE DIRECTORS BE AUTHORISED TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560(1) OF THE 2006 ACT) WHOLLY FOR CASH PURSUANT TO THE AUTHORITY GIVEN BY RESOLUTION 14 ABOVE OR WHERE THE ALLOTMENT CONSTITUTES AN ALLOTMENT OF EQUITY SECURITIES BY VIRTUE OF SECTION 560(3) OF THE 2006 ACT AS IF SECTION 561(1) OF THE 2006 ACT DID NOT APPLY TO ANY SUCH ALLOTMENT, SUCH AUTHORITY TO BE: 16.1 LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 6,381,924; AND 16.2 USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE BOARD OF DIRECTORS OF THE COMPANY DETERMINES TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE- EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE, SUCH AUTHORITY TO EXPIRE AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR AT THE CLOSE OF BUSINESS ON 30 JUNE 2020, WHICHEVER IS THE EARLIER, BUT SO THAT THE COMPANY MAY, BEFORE SUCH EXPIRY, MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED AND TREASURY SHARES TO BE SOLD AFTER THE AUTHORITY GIVEN BY THIS RESOLUTION HAS EXPIRED AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES AND SELL TREASURY SHARES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED | Management | For | For | |||||||||
| 17 | THAT, THE COMPANY BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSE OF SECTION 701 OF THE 2006 ACT TO MAKE ONE OR MORE MARKET PURCHASES (AS DEFINED IN SECTION 693 OF THAT ACT) OF ORDINARY SHARES OF GBP 0.25 EACH IN THE CAPITAL OF THE COMPANY PROVIDED THAT: 17.1 THE MAXIMUM AGGREGATE NUMBER OF ORDINARY SHARES AUTHORISED TO BE PURCHASED IS 51,055,392 (REPRESENTING AN AMOUNT EQUAL TO 10 PER CENT OF THE COMPANY'S ISSUED ORDINARY SHARE CAPITAL AS AT 23 APRIL 2019); 17.2 THE MINIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS GBP 0.25 PER ORDINARY SHARE; 17.3 THE MAXIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS AN AMOUNT EQUAL TO THE HIGHER OF (I) AN AMOUNT EQUAL TO 5% ABOVE THE AVERAGE CLOSING PRICE OF SUCH ORDINARY SHARES FOR THE FIVE BUSINESS DAYS ON THE LONDON STOCK EXCHANGE PRIOR TO THE DATE OF PURCHASE; AND (II) AN AMOUNT EQUAL TO THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE OF ANY ORDINARY SHARE AND THE HIGHEST CURRENT INDEPENDENT BID FOR AN ORDINARY SHARE AS DERIVED FROM THE LONDON STOCK EXCHANGE ELECTRONIC TRADING SERVICE; 17.4 THIS AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY HELD IN 2020 OR, IF EARLIER, 30 JUNE 2020 (EXCEPT IN RELATION TO THE PURCHASE OF SHARES THE CONTRACT FOR WHICH WAS CONCLUDED BEFORE THE EXPIRY OF SUCH AUTHORITY AND WHICH MIGHT BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY) UNLESS SUCH AUTHORITY IS RENEWED PRIOR TO SUCH TIME | Management | For | For | |||||||||
| 18 | THAT, A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | |||||||||
| NORTHERN DYNASTY MINERALS LTD. | |||||||||||||
| Security | 66510M204 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | NAK | Meeting Date | 11-Jun-2019 | ||||||||||
| ISIN | CA66510M2040 | Agenda | 935021395 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | DIRECTOR | Management | |||||||||||
| 1 | Ronald W. Thiessen | For | For | ||||||||||
| 2 | Robert A. Dickinson | For | For | ||||||||||
| 3 | Desmond M. Balakrishnan | For | For | ||||||||||
| 4 | Steven A. Decker | For | For | ||||||||||
| 5 | Gordon B. Keep | For | For | ||||||||||
| 6 | David C. Laing | For | For | ||||||||||
| 7 | Christian Milau | For | For | ||||||||||
| 8 | Kenneth W. Pickering | For | For | ||||||||||
| 2 | To appoint Deloitte, Chartered Professional Accountants, as Auditor of the Company for the ensuing year. | Management | For | For | |||||||||
| 3 | To approve the ordinary resolution to ratify and approve the Shareholder Rights Plan of the Company, as amended and extended, for continuation, as described in the Company's Information Circular prepared for the Meeting. | Management | Against | Against | |||||||||
| MAG SILVER CORP. | |||||||||||||
| Security | 55903Q104 | Meeting Type | Annual and Special Meeting | ||||||||||
| Ticker Symbol | MAG | Meeting Date | 13-Jun-2019 | ||||||||||
| ISIN | CA55903Q1046 | Agenda | 935035320 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | To set the number of Directors at seven (7). | Management | For | For | |||||||||
| 2 | DIRECTOR | Management | |||||||||||
| 1 | Peter D. Barnes | For | For | ||||||||||
| 2 | Richard P. Clark | For | For | ||||||||||
| 3 | Jill D. Leversage | For | For | ||||||||||
| 4 | Daniel T. MacInnis | For | For | ||||||||||
| 5 | George N. Paspalas | For | For | ||||||||||
| 6 | Jonathan A. Rubenstein | For | For | ||||||||||
| 7 | Derek C. White | For | For | ||||||||||
| 3 | To appoint Deloitte LLP, an Independent Registered Public Accounting Firm, as the Auditor of the Company for the ensuing year and to authorize the Directors to fix their remuneration. | Management | For | For | |||||||||
| 4 | To reconfirm and approve the continuation of the Shareholder Rights Plan of the Company in accordance with its terms. | Management | Against | Against | |||||||||
| 5 | To consider and, if deemed advisable, approve a non- binding advisory resolution to accept the Company's approach to executive compensation. | Management | For | For | |||||||||
| ALACER GOLD CORP. | |||||||||||||
| Security | 010679108 | Meeting Type | Annual and Special Meeting | ||||||||||
| Ticker Symbol | ALIAF | Meeting Date | 14-Jun-2019 | ||||||||||
| ISIN | CA0106791084 | Agenda | 935027082 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | DIRECTOR | Management | |||||||||||
| 1 | Rodney P. Antal | For | For | ||||||||||
| 2 | Thomas R. Bates, Jr. | For | For | ||||||||||
| 3 | Edward C. Dowling, Jr. | For | For | ||||||||||
| 4 | Richard P. Graff | For | For | ||||||||||
| 5 | Anna Kolonchina | For | For | ||||||||||
| 6 | Alan P. Krusi | For | For | ||||||||||
| 2 | Appointment of PricewaterhouseCoopers LLP as Auditors. | Management | For | For | |||||||||
| 3 | Advisory Resolution on the Corporation's Approach to Executive Compensation. | Management | For | For | |||||||||
| B2GOLD CORP. | |||||||||||||
| Security | 11777Q209 | Meeting Type | Annual and Special Meeting | ||||||||||
| Ticker Symbol | BTG | Meeting Date | 14-Jun-2019 | ||||||||||
| ISIN | CA11777Q2099 | Agenda | 935035825 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | To set the number of Directors at eight (8). | Management | For | For | |||||||||
| 2 | DIRECTOR | Management | |||||||||||
| 1 | Mr. Kevin Bullock | For | For | ||||||||||
| 2 | Mr. Robert Cross | For | For | ||||||||||
| 3 | Mr. Robert Gayton | For | For | ||||||||||
| 4 | Mr. Clive Johnson | For | For | ||||||||||
| 5 | Mr. George Johnson | For | For | ||||||||||
| 6 | Mr. Jerry Korpan | For | For | ||||||||||
| 7 | Mr. Bongani Mtshisi | For | For | ||||||||||
| 8 | Ms. Robin Weisman | For | For | ||||||||||
| 3 | Appointment of PricewaterhouseCoopers LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | |||||||||
| 4 | To ratify and approve the PSU Plan Resolution relating to the adoption of the Performance Share Unit Plan, as described in the Management Information Circular of B2Gold Corp. for the Annual General and Special Meeting of the shareholders to be held on June 14, 2019. | Shareholder | For | For | |||||||||
| 5 | To approve a non-binding advisory resolution accepting the Corporation's approach to executive compensation, as described in the Management Information Circular of B2Gold Corp. for the Annual General and Special Meeting of the shareholders to be held on June 14, 2019. | Management | For | For | |||||||||
| FORTUNA SILVER MINES INC. | |||||||||||||
| Security | 349915108 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | FSM | Meeting Date | 20-Jun-2019 | ||||||||||
| ISIN | CA3499151080 | Agenda | 935028666 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | To set the number of Directors at seven (7). | Management | For | For | |||||||||
| 2 | DIRECTOR | Management | |||||||||||
| 1 | Jorge Ganoza Durant | For | For | ||||||||||
| 2 | Simon Ridgway | For | For | ||||||||||
| 3 | Mario Szotlender | For | For | ||||||||||
| 4 | David Farrell | For | For | ||||||||||
| 5 | David Laing | For | For | ||||||||||
| 6 | Alfredo Sillau | For | For | ||||||||||
| 7 | Kylie Dickson | For | For | ||||||||||
| 3 | Appointment of KPMG LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | |||||||||
| TOREX GOLD RESOURCES INC. | |||||||||||||
| Security | 891054603 | Meeting Type | Annual and Special Meeting | ||||||||||
| Ticker Symbol | TORXF | Meeting Date | 20-Jun-2019 | ||||||||||
| ISIN | CA8910546032 | Agenda | 935032766 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | DIRECTOR | Management | |||||||||||
| 1 | A. T. MacGibbon | For | For | ||||||||||
| 2 | Andrew B. Adams | For | For | ||||||||||
| 3 | James A. Crombie | For | For | ||||||||||
| 4 | Franklin L. Davis | For | For | ||||||||||
| 5 | David A. Fennell | For | For | ||||||||||
| 6 | Michael D. Murphy | For | For | ||||||||||
| 7 | William M. Shaver | For | For | ||||||||||
| 8 | Elizabeth A. Wademan | For | For | ||||||||||
| 9 | Frederick M. Stanford | For | For | ||||||||||
| 2 | Appointment of KPMG LLP, Chartered Professional Accountants, as auditors of the Company for the ensuing year and authorizing the directors to fix their remuneration. | Management | For | For | |||||||||
| 3 | Approval of all unallocated share units under the Company's employee share unit plan. | Management | For | For | |||||||||
| 4 | Approval of all unallocated options under the Company's incentive stock option plan. | Management | For | For | |||||||||
| 5 | Approval of unallocated restricted share units and amendments to the Company's restricted share plan. | Management | For | For | |||||||||
| 6 | To consider and, if deemed appropriate, to pass, with or without variation, a non-binding advisory resolution on executive compensation. | Management | For | For | |||||||||
| ENDEAVOUR MINING CORPORATION | |||||||||||||
| Security | G3040R158 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | EDVMF | Meeting Date | 24-Jun-2019 | ||||||||||
| ISIN | KYG3040R1589 | Agenda | 935040624 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | DIRECTOR | Management | |||||||||||
| 1 | Michael Beckett | For | For | ||||||||||
| 2 | James Askew | For | For | ||||||||||
| 3 | Olivier Colom | For | For | ||||||||||
| 4 | Livia Mahler | For | For | ||||||||||
| 5 | Wayne McManus | For | For | ||||||||||
| 6 | Sébastien de Montessus | For | For | ||||||||||
| 7 | Naguib Sawiris | For | For | ||||||||||
| 2 | Appointment of Deloitte LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | |||||||||
| 3 | On an advisory basis, and not to diminish the role and responsibilities of the Board, the shareholders support the executive compensation and the framework for remuneration disclosed in the Corporation's Circular delivered in advance of the June 24, 2019 annual meeting of shareholders. | Management | For | For | |||||||||
| HUMMINGBIRD RESOURCES PLC | |||||||||||||
| Security | G4706Q104 | Meeting Type | Annual General Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 26-Jun-2019 | |||||||||||
| ISIN | GB00B60BWY28 | Agenda | 711275633 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | TO RECEIVE THE COMPANY'S ANNUAL REPORT FOR THE 12 MONTH PERIOD ENDING 31 DECEMBER 2018 | Management | For | For | |||||||||
| 2 | TO RE-APPOINT RUSSELL KING AS A DIRECTOR OF THE COMPANY | Management | Against | Against | |||||||||
| 3 | TO RE-APPOINT STEPHEN BETTS AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||||
| 4 | TO RE-APPOINT DAVID STRAKER-SMITH AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||||
| 5 | TO REAPPOINT RSM UK AUDIT LLP AS AUDITORS TO THE COMPANY | Management | For | For | |||||||||
| 6 | TO AUTHORISE THE DIRECTORS TO AGREE AND FIX THE AUDITORS' REMUNERATION | Management | For | For | |||||||||
| 7 | TO GRANT TO THE DIRECTORS OF THE COMPANY FOR THE PURPOSES OF SECTION 551 OF THE COMPANIES ACT 2006 AUTHORITY TO EXERCISE THE POWERS OF THE COMPANY TO ALLOT SHARES AND SECURITIES OF THE COMPANY UP TO A MAXIMUM NOMINAL AMOUNT OF GBP 2,357,921 | Management | For | For | |||||||||
| 8 | TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS ON ALLOTMENTS OF EQUITY SECURITIES FOR CASH UNDER SECTION 561 OF THE COMPANIES ACT 2006 INCLUDING IN RELATION TO THE ALLOTMENT OF EQUITY SECURITIES UP TO AN AGGREGATE NOMINAL VALUE NOT EXCEEDING GBP 353,688 | Management | For | For | |||||||||
| 9 | TO AUTHORISE MARKET PURCHASES OF UP TO 35,368,820 ORDINARY SHARES OF 1P EACH IN THE CAPITAL OF THE COMPANY FOR THE PURPOSE OF SECTION 701 OF THE COMPANIES ACT 2006 SUBJECT TO CERTAIN RESTRICTIONS | Management | For | For | |||||||||
| GOLD STANDARD VENTURES CORP. | |||||||||||||
| Security | 380738104 | Meeting Type | Annual | ||||||||||
| Ticker Symbol | GSV | Meeting Date | 26-Jun-2019 | ||||||||||
| ISIN | CA3807381049 | Agenda | 935035065 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||
| 1 | DIRECTOR | Management | |||||||||||
| 1 | Jonathan T. Awde | For | For | ||||||||||
| 2 | D. Bruce McLeod | For | For | ||||||||||
| 3 | Robert J. McLeod | For | For | ||||||||||
| 4 | Jamie D. Strauss | For | For | ||||||||||
| 5 | William E. Threlkeld | For | For | ||||||||||
| 6 | Alex Morrison | For | For | ||||||||||
| 7 | Zara Boldt | For | For | ||||||||||
| 8 | Ron Clayton | For | For | ||||||||||
| 2 | To appoint Davidson & Company LLP, Chartered Professional Accountants, as the auditor of the Company for the ensuing year and to authorize the directors to fix their remuneration. | Management | For | For | |||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant | Gabelli Gold Fund, Inc. |
| By (Signature and Title)* | /s/ Bruce N. Alpert |
| Bruce N. Alpert, Principal Executive Officer |
| Date | August 23, 2019 |
*Print the name and title of each signing officer under his or her signature.