UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-08518
Gabelli Gold Fund, Inc.
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2019 – June 30, 2020
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2019 TO JUNE 30, 2020
ProxyEdge Meeting Date Range: 07/01/2019 - 06/30/2020 The Gabelli Gold Fund Inc. |
Report Date: 07/01/2020 1 |
| Investment Company Report |
| PANTORO LTD | ||||||||||||||
| Security | Q7392G107 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 01-Jul-2019 | ||||||||||||
| ISIN | AU000000PNR8 | Agenda | 711257421 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING
EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1 TO 7 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION |
Non-Voting | ||||||||||||
| 1 | ISSUE OF CONSIDERATION SHARES | Management | For | For | ||||||||||
| 2 | RATIFICATION OF PRIOR
ISSUE OF PLACEMENT SHARES UNDER ASX LISTING RULE 7.1 |
Management | For | For | ||||||||||
| 3 | RATIFICATION OF PRIOR
ISSUE OF PLACEMENT SHARES UNDER ASX LISTING RULE 7.1A |
Management | For | For | ||||||||||
| 4 | GRANT OF OPTIONS TO
RELATED PARTY, MR PAUL CMRLEC |
Management | For | For | ||||||||||
| 5 | GRANT OF OPTIONS TO
RELATED PARTY, MR SCOTT HUFFADINE |
Management | For | For | ||||||||||
| 6 | GRANT OF OPTIONS TO
RELATED PARTY, MR KYLE EDWARDS |
Management | Against | Against | ||||||||||
| 7 | DIRECTOR'S REMUNERATION | Management | Against | Against | ||||||||||
| REDSTAR GOLD CORP. | ||||||||||||||
| Security | 75773Q208 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | RGCTF | Meeting Date | 25-Sep-2019 | |||||||||||
| ISIN | CA75773Q2080 | Agenda | 935075639 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | To set the number of Directors at six. | Management | For | For | ||||||||||
| 2 | DIRECTOR | Management | ||||||||||||
| 1 | Ken Booth | For | For | |||||||||||
| 2 | Jacques Vaillancourt | For | For | |||||||||||
| 3 | George R. Ireland | For | For | |||||||||||
| 4 | Sean Keenan | For | For | |||||||||||
| 5 | Patrick Chidley | For | For | |||||||||||
| 6 | John Gray | For | For | |||||||||||
| 3 | Appointment of MNP LLP
as Auditors of the Company for the ensuing year. |
Management | For | For | ||||||||||
| 4 | To approve the Company's
10% rolling stock option plan as described in the Information Circular. |
Management | For | For | ||||||||||
| 5 | To grant the proxyholder
authority to vote at his/her discretion on any other business or amendment or variation to the previous resolutions. |
Management | Against | Against | ||||||||||
| VICTORIA GOLD CORP. | ||||||||||||||
| Security | 92625W101 | Meeting Type | Annual and Special Meeting | |||||||||||
| Ticker Symbol | VITFF | Meeting Date | 08-Oct-2019 | |||||||||||
| ISIN | CA92625W1014 | Agenda | 935077962 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | To set the number of Directors at seven (7). | Management | For | For | ||||||||||
| 2 | DIRECTOR | Management | ||||||||||||
| 1 | T. Sean Harvey | For | For | |||||||||||
| 2 | John McConnell | For | For | |||||||||||
| 3 | Christopher Hill | For | For | |||||||||||
| 4 | Michael McInnis | For | For | |||||||||||
| 5 | Jacques Perron | For | For | |||||||||||
| 6 | Sean Roosen | For | For | |||||||||||
| 7 | Letha MacLachlan | For | For | |||||||||||
| 3 | Appointment of PricewaterhouseCoopers
LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. |
Management | For | For | ||||||||||
| 4 | To consider, and if
deemed advisable, pass a special resolution approving an amendment to the Company's Articles. |
Management | For | For | ||||||||||
| 5 | Annual approval in accordance
with the policies of the TSX Venture Exchange, of the stock option plan of the Company. |
Management | For | For | ||||||||||
| 6 | To consider, and if
deemed advisable, pass a resolution to approve the consolidation of the Company's Common Shares as more particularly described in the accompanying information circular. |
Management | For | For | ||||||||||
| NEWCREST MINING LTD | ||||||||||||||
| Security | Q6651B114 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 12-Nov-2019 | ||||||||||||
| ISIN | AU000000NCM7 | Agenda | 711603781 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING
EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3.A, 3.B AND 4 AND-VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF-THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE-OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE-COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING-SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST)-ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED-BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT-PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION |
Non-Voting | ||||||||||||
| 2.A | RE-ELECTION OF PETER HAY AS A DIRECTOR | Management | For | For | ||||||||||
| 2.B | RE-ELECTION OF VICKKI
MCFADDEN AS A DIRECTOR |
Management | For | For | ||||||||||
| 3.A | GRANT OF PERFORMANCE
RIGHTS TO MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER SANDEEP BISWAS |
Management | For | For | ||||||||||
| 3.B | GRANT OF PERFORMANCE
RIGHTS TO FINANCE DIRECTOR AND CHIEF FINANCIAL OFFICER GERARD BOND |
Management | For | For | ||||||||||
| 4 | ADOPTION OF THE REMUNERATION
REPORT FOR THE YEAR ENDED 30 JUNE 2019 (ADVISORY ONLY) |
Management | For | For | ||||||||||
| CONTANGO ORE, INC. | ||||||||||||||
| Security | 21077F100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CTGO | Meeting Date | 13-Nov-2019 | |||||||||||
| ISIN | US21077F1003 | Agenda | 935089335 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director: Brad Juneau | Management | For | For | ||||||||||
| 1.2 | Election of Director: Joseph S. Compofelice | Management | For | For | ||||||||||
| 1.3 | Election of Director: Joseph G. Greenberg | Management | For | For | ||||||||||
| 1.4 | Election of Director: Richard A. Shortz | Management | For | For | ||||||||||
| 2. | The approval of the
First Amendment to the Amended and Restated 2010 Equity Compensation Plan. |
Management | Against | Against | ||||||||||
| 3. | The ratification of
the appointment of Moss Adams LLP as the independent auditors of the Company for the fiscal year ending June 30, 2020. |
Management | For | For | ||||||||||
| 4. | The approval of, on
a non-binding, advisory basis, the compensation of our named executives. |
Management | For | For | ||||||||||
| NORTHERN STAR RESOURCES LTD | ||||||||||||||
| Security | Q6951U101 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 14-Nov-2019 | ||||||||||||
| ISIN | AU000000NST8 | Agenda | 711614900 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING
EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1 TO 6 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION |
Non-Voting | ||||||||||||
| 1 | ADOPTION OF REMUNERATION REPORT | Management | For | For | ||||||||||
| 2 | APPROVAL OF FY20 SHARE PLAN | Management | For | For | ||||||||||
| 3 | APPROVAL OF ISSUE OF
535,622 PERFORMANCE RIGHTS TO BILL BEAMENT UNDER FY20 SHARE PLAN FOR FY20 |
Management | For | For | ||||||||||
| 4 | APPROVAL OF POTENTIAL TERMINATION BENEFITS | Management | For | For | ||||||||||
| 5 | APPROVAL OF FY20 NED SHARE PLAN | Management | For | |||||||||||
| 6 | APPROVAL OF ISSUE OF
AUD50,000 SHARE RIGHTS TO EACH OF THE NON-EXECUTIVE DIRECTORS IN EACH OF FY20-FY23 (INCLUSIVE) UNDER THE FY20 NED SHARE PLAN |
Management | For | |||||||||||
| 7 | RE-ELECTION OF DIRECTOR - MARY HACKETT | Management | For | For | ||||||||||
| 8 | RE-ELECTION OF DIRECTOR - NICK CERNOTTA | Management | For | For | ||||||||||
| 9 | RE-ELECTION OF DIRECTOR - BILL BEAMENT | Management | For | For | ||||||||||
| 10 | RE-ELECTION OF DIRECTOR - JOHN FITZGERALD | Management | For | For | ||||||||||
| SARACEN MINERAL HOLDINGS LIMITED | ||||||||||||||
| Security | Q8309T109 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 19-Nov-2019 | ||||||||||||
| ISIN | AU000000SAR9 | Agenda | 711644206 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING
EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3 TO 5 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION |
Non-Voting | ||||||||||||
| 1 | ELECTION OF DIRECTOR - JOHN RICHARDS | Management | For | For | ||||||||||
| 2 | RE-ELECTION OF DIRECTOR - MARTIN REED | Management | For | For | ||||||||||
| 3 | ADOPTION OF REMUNERATION REPORT | Management | For | For | ||||||||||
| 4 | ISSUE OF PERFORMANCE
RIGHTS TO MR RALEIGH FINLAYSON |
Management | For | For | ||||||||||
| 5 | NON-EXECUTIVE DIRECTORS'
REMUNERATION CAP: CLAUSE 62 |
Management | For | For | ||||||||||
| ROYAL GOLD, INC. | ||||||||||||||
| Security | 780287108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | RGLD | Meeting Date | 20-Nov-2019 | |||||||||||
| ISIN | US7802871084 | Agenda | 935088460 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: William M. Hayes | Management | For | For | ||||||||||
| 1B. | Election of Director: Ronald J. Vance | Management | For | For | ||||||||||
| 2. | The approval, on an
advisory basis, of the compensation of the Named Executive Officers. |
Management | For | For | ||||||||||
| 3. | The ratification of
the appointment of Ernst & Young LLP as independent registered public accountants of the Company for the fiscal year ending June 30, 2020. |
Management | For | For | ||||||||||
| PANTORO LTD | ||||||||||||||
| Security | Q7392G107 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 22-Nov-2019 | ||||||||||||
| ISIN | AU000000PNR8 | Agenda | 711692093 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING
EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 4 AND 5 AND VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION |
Non-Voting | ||||||||||||
| 1 | REMUNERATION REPORT | Management | For | For | ||||||||||
| 2 | RE-ELECTION OF DIRECTOR
- MR MICHAEL JEFFERIES |
Management | For | For | ||||||||||
| 3 | ELECTION OF DIRECTOR - MR WAYNE ZEKULICH | Management | For | For | ||||||||||
| 4 | APPROVAL OF 10% PLACEMENT
FACILITY - LISTING RULE 7.1A |
Management | Against | Against | ||||||||||
| 5 | APPROVAL OF NEW OPTION
AND PERFORMANCE RIGHTS SCHEME |
Management | For | For | ||||||||||
| 6 | CONSTITUTIONAL AMENDMENT: ARTICLE 2.12 | Management | For | For | ||||||||||
| HARMONY GOLD MINING CO LTD | ||||||||||||||
| Security | S34320101 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 22-Nov-2019 | ||||||||||||
| ISIN | ZAE000015228 | Agenda | 711697699 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| O.1 | TO APPOINT GIVEN SIBIYA AS A DIRECTOR | Management | For | For | ||||||||||
| O.2 | TO APPOINT GRATHEL MOTAU AS A DIRECTOR | Management | For | For | ||||||||||
| O.3 | TO RE-ELECT ANDRE WILKENS AS A DIRECTOR | Management | For | For | ||||||||||
| O.4 | TO RE-ELECT VISHNU PILLAY AS A DIRECTOR | Management | For | For | ||||||||||
| O.5 | TO RE-ELECT KARABO NONDUMO AS A DIRECTOR | Management | For | For | ||||||||||
| O.6 | TO RE-ELECT DR SIMO LUSHABA AS A DIRECTOR | Management | For | For | ||||||||||
| O.7 | TO RE-ELECT KEN DICKS AS A DIRECTOR | Management | For | For | ||||||||||
| O.8 | TO RE-ELECT FIKILE DE
BUCK AS A MEMBER OF THE AUDIT AND RISK COMMITTEE |
Management | For | For | ||||||||||
| O.9 | TO RE-ELECT KARABO NONDUMO
AS A MEMBER OF THE AUDIT AND RISK COMMITTEE |
Management | For | For | ||||||||||
| O.10 | TO RE-ELECT DR SIMO
LUSHABA AS A MEMBER OF THE AUDIT AND RISK COMMITTEE |
Management | For | For | ||||||||||
| O.11 | TO ELECT JOHN WETTON
AS A MEMBER OF THE AUDIT AND RISK COMMITTEE |
Management | For | For | ||||||||||
| O.12 | TO ELECT GIVEN SIBIYA
AS A MEMBER OF THE AUDIT AND RISK COMMITTEE |
Management | For | For | ||||||||||
| O.13 | TO REAPPOINT THE EXTERNAL
AUDITORS: PRICEWATERHOUSECOOPERS INCORPORATED |
Management | For | For | ||||||||||
| O.14 | TO APPROVE THE REMUNERATION POLICY | Management | For | For | ||||||||||
| O.15 | TO APPROVE THE IMPLEMENTATION REPORT | Management | For | For | ||||||||||
| O.16 | TO GIVE AUTHORITY TO ISSUE SHARES FOR CASH | Management | For | For | ||||||||||
| S.1 | TO APPROVE FINANCIAL ASSISTANCE | Management | For | For | ||||||||||
| S.2 | TO PRE-APPROVE NON-EXECUTIVE
DIRECTORS' REMUNERATION |
Management | For | For | ||||||||||
| CMMT | 28 OCT 2019: PLEASE
NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR-NAME FOR RESOLUTION O.13. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU. |
Non-Voting | ||||||||||||
| HARMONY GOLD MINING COMPANY LIMITED | ||||||||||||||
| Security | 413216300 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HMY | Meeting Date | 22-Nov-2019 | |||||||||||
| ISIN | US4132163001 | Agenda | 935097053 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| O1 | To elect Given Sibiya as a director. | Management | For | |||||||||||
| O2 | To elect Grathel Motau as a director. | Management | For | |||||||||||
| O3 | To re-elect André Wilkens as a director. | Management | For | |||||||||||
| O4 | To re-elect Vishnu Pillay as a director. | Management | For | |||||||||||
| O5 | To re-elect Karabo Nondumo as a director. | Management | For | |||||||||||
| O6 | To re-elect Dr Simo Lushaba as a director. | Management | For | |||||||||||
| O7 | To re-elect Ken Dicks as a director. | Management | For | |||||||||||
| O8 | To re-elect Fikile De
Buck as a member of the audit and risk committee. |
Management | For | |||||||||||
| O9 | To re-elect Karabo Nondumo
as a member of the audit and risk committee. |
Management | For | |||||||||||
| O10 | To re-elect Dr Simo
Lushaba as a member of the audit and risk committee. |
Management | For | |||||||||||
| O11 | To re-elect John Wetton
as a member of the audit and risk committee. |
Management | For | |||||||||||
| O12 | To elect Given Sibiya
as a member of the audit and risk committee. |
Management | For | |||||||||||
| O13 | To re-appoint PricewaterhouseCoopers
Incorporated as the external auditor of the Company. |
Management | For | |||||||||||
| O14 | Approval of remuneration policy. | Management | For | |||||||||||
| O15 | Approval of the implementation report. | Management | For | |||||||||||
| O16 | General authority to issue shares for cash. | Management | For | |||||||||||
| S1 | Approval of Financial
Assistance in terms of section 45 of the Act. |
Management | For | |||||||||||
| S2 | Pre-approval of non-executive directors' remuneration. | Management | For | |||||||||||
| WESTGOLD RESOURCES LTD | ||||||||||||||
| Security | Q97159232 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 25-Nov-2019 | ||||||||||||
| ISIN | AU000000WGX6 | Agenda | 711649143 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING
EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1 AND 4 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION |
Non-Voting | ||||||||||||
| 1 | ADOPTION OF REMUNERATION REPORT | Management | For | For | ||||||||||
| 2 | RE-ELECTION OF JOHANNES
NORREGAARD AS DIRECTOR |
Management | For | For | ||||||||||
| 3 | RE-ELECTION OF SURESH SHET AS A DIRECTOR | Management | For | For | ||||||||||
| 4 | RATIFICATION OF PRIOR ISSUE OF SHARES | Management | For | For | ||||||||||
| 5 | REDUCTION OF CAPITAL | Management | For | For | ||||||||||
| EVOLUTION MINING LTD | ||||||||||||||
| Security | Q3647R147 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 28-Nov-2019 | ||||||||||||
| ISIN | AU000000EVN4 | Agenda | 711700838 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING
EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 3 TO 6 AND VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION |
Non-Voting | ||||||||||||
| 1 | ADOPTION OF REMUNERATION REPORT | Management | Against | |||||||||||
| 2 | RE-ELECTION OF MR COLIN
(COBB) JOHNSTONE AS DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||
| 3 | APPROVAL TO ISSUE SECURITIES
UNDER THE NON-EXECUTIVE DIRECTOR EQUITY PLAN (NED EQUITY PLAN) |
Management | For | For | ||||||||||
| 4 | ISSUE OF PERFORMANCE
RIGHTS TO MR JACOB (JAKE) KLEIN |
Management | For | For | ||||||||||
| 5 | ISSUE OF PERFORMANCE
RIGHTS TO MR LAWRENCE (LAWRIE) CONWAY |
Management | For | For | ||||||||||
| 6 | INCREASE IN MAXIMUM
AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS |
Management | For | For | ||||||||||
| PERSEUS MINING LTD | ||||||||||||||
| Security | Q74174105 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 29-Nov-2019 | ||||||||||||
| ISIN | AU000000PRU3 | Agenda | 711692346 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING
EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1 AND 6 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION |
Non-Voting | ||||||||||||
| 1 | ADOPTION OF REMUNERATION REPORT | Management | For | For | ||||||||||
| 2 | RE-ELECTION OF MR SEAN
HARVEY AS A DIRECTOR |
Management | For | For | ||||||||||
| 3 | RE-ELECTION OF MS SALLY-ANNE
LAYMAN AS A DIRECTOR |
Management | For | For | ||||||||||
| 4 | RE-ELECTION OF MR DANIEL
LOUGHER AS A DIRECTOR |
Management | For | For | ||||||||||
| 5 | ELECTION OF MR DAVID RANSOM AS A DIRECTOR | Management | For | For | ||||||||||
| 6 | APPROVAL OF ISSUE OF
PERFORMANCE RIGHTS TO MR QUARTERMAINE |
Management | For | For | ||||||||||
| NORTHERN STAR RESOURCES LTD | ||||||||||||||
| Security | Q6951U101 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 22-Jan-2020 | ||||||||||||
| ISIN | AU000000NST8 | Agenda | 711909638 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING
EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1 TO 4 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION |
Non-Voting | ||||||||||||
| 1 | RATIFICATION OF ISSUE OF PLACEMENT SHARES | Management | For | For | ||||||||||
| 2 | APPROVAL OF ISSUE OF SHARES TO BILL BEAMENT | Management | For | For | ||||||||||
| 3 | APPROVAL OF ISSUE OF
SHARES TO MARY HACKETT |
Management | For | For | ||||||||||
| 4 | APPROVAL OF ISSUE OF
SHARES TO CHRISTOPHER ROWE |
Management | For | For | ||||||||||
| 5 | APPROVAL OF FINANCIAL
ASSISTANCE BY KALGOORLIE LAKE VIEW PTY LTD |
Management | For | For | ||||||||||
| DETOUR GOLD CORPORATION | ||||||||||||||
| Security | 250669108 | Meeting Type | Special | |||||||||||
| Ticker Symbol | DRGDF | Meeting Date | 28-Jan-2020 | |||||||||||
| ISIN | CA2506691088 | Agenda | 935119796 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | Arrangement
Resolution To consider, and if deemed advisable, approve the special resolution (included as Appendix A in the accompanying Management Information Circular dated December 20, 2019 (the "Information Circular")) approving the arrangement under Section 192 of the Canada Business Corporations Act involving the Corporation and Kirkland Lake Gold Ltd., all as more particularly described and set forth in the Information Circular. |
Management | Against | Against | ||||||||||
| SARACEN MINERAL HOLDINGS LIMITED | ||||||||||||||
| Security | Q8309T109 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 05-Mar-2020 | ||||||||||||
| ISIN | AU000000SAR9 | Agenda | 712076884 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING
EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2 TO 7 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION |
Non-Voting | ||||||||||||
| 1 | APPROVAL OF FINANCIAL ASSISTANCE | Management | For | For | ||||||||||
| 2 | RATIFICATION OF PRIOR ISSUE OF SHARES | Management | For | For | ||||||||||
| 3 | ISSUE OF SHARE RIGHTS TO MR MARTIN REED | Management | For | For | ||||||||||
| 4 | ISSUE OF SHARE RIGHTS TO DR RORIC SMITH | Management | For | For | ||||||||||
| 5 | ISSUE OF SHARE RIGHTS TO MR JOHN RICHARDS | Management | For | For | ||||||||||
| 6 | ISSUE OF SHARE RIGHTS
TO MR ANTHONY KIERNAN |
Management | For | For | ||||||||||
| 7 | ISSUE OF SHARE RIGHTS
TO MS SAMANTHA TOUGH |
Management | For | For | ||||||||||
| 8 | SECTION 195 APPROVAL | Management | For | For | ||||||||||
| GOLDEN QUEEN MINING CONSOLIDATED LTD. | ||||||||||||||
| Security | 38116W100 | Meeting Type | Special | |||||||||||
| Ticker Symbol | GQMNF | Meeting Date | 24-Mar-2020 | |||||||||||
| ISIN | CA38116W1005 | Agenda | 935133328 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | To
consider, and if thought fit, pass a resolution, the full text of which is set forth in Appendix "A" to the accompanying management information circular (the "Circular") of Golden Queen Mining Consolidated Ltd., approving an arrangement under section 288 of the Business Corporations Act (British Columbia) involving Golden Queen Mining Consolidated Ltd. and Falco Resources Ltd., all as more particularly described in the Circular. |
Management | For | For | ||||||||||
| GOLDEN QUEEN MINING CONSOLIDATED LTD. | ||||||||||||||
| Security | 38116W100 | Meeting Type | Special | |||||||||||
| Ticker Symbol | GQMNF | Meeting Date | 24-Mar-2020 | |||||||||||
| ISIN | CA38116W1005 | Agenda | 935133695 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | To
consider, and if thought fit, pass a resolution, the full text of which is set forth in Appendix "A" to the accompanying management information circular (the "Circular") of Golden Queen Mining Consolidated Ltd., approving an arrangement under section 288 of the Business Corporations Act (British Columbia) involving Golden Queen Mining Consolidated Ltd. and Falco Resources Ltd., all as more particularly described in the Circular. |
Management | For | For | ||||||||||
| NEWMONT CORPORATION | ||||||||||||||
| Security | 651639106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NEM | Meeting Date | 21-Apr-2020 | |||||||||||
| ISIN | US6516391066 | Agenda | 935139522 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Gregory Boyce | Management | For | For | ||||||||||
| 1B. | Election of Director: Bruce Brook | Management | For | For | ||||||||||
| 1C. | Election of Director: J. Kofi Bucknor | Management | For | For | ||||||||||
| 1D. | Election of Director: Maura Clark | Management | For | For | ||||||||||
| 1E. | Election of Director: Matthew Coon Come | Management | For | For | ||||||||||
| 1F. | Election of Director: Noreen Doyle | Management | For | For | ||||||||||
| 1G. | Election of Director: Veronica Hagen | Management | For | For | ||||||||||
| 1H. | Election of Director: René Médori | Management | For | For | ||||||||||
| 1I. | Election of Director: Jane Nelson | Management | For | For | ||||||||||
| 1J. | Election of Director: Thomas Palmer | Management | For | For | ||||||||||
| 1K. | Election of Director: Julio Quintana | Management | For | For | ||||||||||
| 2. | Approve, on an Advisory
Basis, Named Executive Officer Compensation. |
Management | For | For | ||||||||||
| 3. | Approve the 2020 Stock Incentive Plan. | Management | For | For | ||||||||||
| 4. | Ratify Appointment of
Independent Registered Public Accounting Firm for 2020. |
Management | For | For | ||||||||||
| PRETIUM RESOURCES INC. | ||||||||||||||
| Security | 74139C102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PVG | Meeting Date | 30-Apr-2020 | |||||||||||
| ISIN | CA74139C1023 | Agenda | 935172421 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | To set the number of Directors at seven (7). | Management | For | For | ||||||||||
| 2 | DIRECTOR | Management | ||||||||||||
| 1 | Richard O'Brien | For | For | |||||||||||
| 2 | George Paspalas | For | For | |||||||||||
| 3 | Peter Birkey | For | For | |||||||||||
| 4 | David Smith | For | For | |||||||||||
| 5 | Faheem Tejani | For | For | |||||||||||
| 6 | Robin Bienenstock | For | For | |||||||||||
| 7 | Jeane Hull | For | For | |||||||||||
| 3 | Appointment of PricewaterhouseCoopers
LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. |
Management | For | For | ||||||||||
| 4 | To authorize and approve
a non-binding advisory resolution accepting the Company's approach to executive compensation. |
Management | For | For | ||||||||||
| AGNICO EAGLE MINES LIMITED | ||||||||||||||
| Security | 008474108 | Meeting Type | Annual and Special Meeting | |||||||||||
| Ticker Symbol | AEM | Meeting Date | 01-May-2020 | |||||||||||
| ISIN | CA0084741085 | Agenda | 935169462 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | Dr. Leanne M. Baker | For | For | |||||||||||
| 2 | Sean Boyd | For | For | |||||||||||
| 3 | Martine A. Celej | For | For | |||||||||||
| 4 | Robert J. Gemmell | For | For | |||||||||||
| 5 | Mel Leiderman | For | For | |||||||||||
| 6 | Deborah McCombe | For | For | |||||||||||
| 7 | James D. Nasso | For | For | |||||||||||
| 8 | Dr. Sean Riley | For | For | |||||||||||
| 9 | J. Merfyn Roberts | For | For | |||||||||||
| 10 | Jamie C. Sokalsky | For | For | |||||||||||
| 2 | Appointment of Ernst
& Young LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. |
Management | For | For | ||||||||||
| 3 | Consideration of and,
if deemed advisable, the passing of a non- binding, advisory resolution accepting the Company's approach to executive compensation. |
Management | For | For | ||||||||||
| BARRICK GOLD CORPORATION | ||||||||||||||
| Security | 067901108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GOLD | Meeting Date | 05-May-2020 | |||||||||||
| ISIN | CA0679011084 | Agenda | 935171897 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | D. M. Bristow | No Action | ||||||||||||
| 2 | G. A. Cisneros | No Action | ||||||||||||
| 3 | C. L. Coleman | No Action | ||||||||||||
| 4 | J. M. Evans | No Action | ||||||||||||
| 5 | B. L. Greenspun | No Action | ||||||||||||
| 6 | J. B. Harvey | No Action | ||||||||||||
| 7 | A. J. Quinn | No Action | ||||||||||||
| 8 | M. L. Silva | No Action | ||||||||||||
| 9 | J. L. Thornton | No Action | ||||||||||||
| 2 | RESOLUTION APPROVING
THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP as the auditor of Barrick and authorizing the directors to fix its remuneration. |
Management | No Action | |||||||||||
| 3 | ADVISORY RESOLUTION
ON APPROACH TO EXECUTIVE COMPENSATION. |
Management | No Action | |||||||||||
| FRANCO-NEVADA CORPORATION | ||||||||||||||
| Security | 351858204 | Meeting Type | Annual and Special Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 06-May-2020 | ||||||||||||
| ISIN | US3518582040 | Agenda | 935152645 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | David Harquail | For | For | |||||||||||
| 2 | Paul Brink | For | For | |||||||||||
| 3 | Tom Albanese | For | For | |||||||||||
| 4 | Derek W. Evans | For | For | |||||||||||
| 5 | Catharine Farrow | For | For | |||||||||||
| 6 | Louis Gignac | For | For | |||||||||||
| 7 | Maureen Jensen | For | For | |||||||||||
| 8 | Jennifer Maki | For | For | |||||||||||
| 9 | Randall Oliphant | For | For | |||||||||||
| 10 | David R. Peterson | For | For | |||||||||||
| 11 | Elliott Pew | For | For | |||||||||||
| 2 | Appointment of PricewaterhouseCoopers
LLP, Chartered Professional Accountants, as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. |
Management | For | For | ||||||||||
| 3 | Acceptance of the Corporation's
approach to executive compensation. |
Management | For | For | ||||||||||
| PAN AMERICAN SILVER CORP. | ||||||||||||||
| Security | 697900108 | Meeting Type | Annual and Special Meeting | |||||||||||
| Ticker Symbol | PAAS | Meeting Date | 06-May-2020 | |||||||||||
| ISIN | CA6979001089 | Agenda | 935155867 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | Ross J. Beaty | For | For | |||||||||||
| 2 | Michael Steinmann | For | For | |||||||||||
| 3 | Michael L. Carroll | For | For | |||||||||||
| 4 | Neil de Gelder | For | For | |||||||||||
| 5 | Walter T. Segsworth | For | For | |||||||||||
| 6 | Gillian D. Winckler | For | For | |||||||||||
| 7 | Charles A. Jeannes | For | For | |||||||||||
| 2 | Appointment of Deloitte
LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. |
Management | For | For | ||||||||||
| 3 | To consider and, if
thought appropriate, to pass an ordinary, non-binding "say on pay" resolution approving the Company's approach to executive compensation, the complete text of which is set out in the information circular for the Meeting. |
Management | For | For | ||||||||||
| CONDOR GOLD PLC | ||||||||||||||
| Security | G23474102 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 07-May-2020 | ||||||||||||
| ISIN | GB00B8225591 | Agenda | 712387679 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | TO RECEIVE AND ADOPT
THE DIRECTORS' REPORT AND FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2019, TOGETHER WITH THE AUDITOR'S REPORT THEREON |
Management | For | For | ||||||||||
| 2 | TO RE-ELECT MR. JOHN
(IAN) STALKER AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||
| 3 | TO RE-ELECT MR. MARK
CHILD AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||
| 4 | TO APPOINT PKF LITTLEJOHN
LLP AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR |
Management | For | For | ||||||||||
| 5 | TO AUTHORISE THE DIRECTORS
TO SET THE AUDITOR'S REMUNERATION |
Management | For | For | ||||||||||
| 6 | TO AUTHORISE DIRECTORS
TO ALLOT SECURITIES UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 25,000,000 |
Management | Against | Against | ||||||||||
| 7 | TO AUTHORISE THE ALLOTMENT
OF RELEVANT SECURITIES UP TO A NOMINAL AMOUNT OF GBP 25,000,000 FREE OF PRE-EMPTION RIGHTS |
Management | Against | Against | ||||||||||
| WHEATON PRECIOUS METALS CORP. | ||||||||||||||
| Security | 962879102 | Meeting Type | Annual and Special Meeting | |||||||||||
| Ticker Symbol | WPM | Meeting Date | 14-May-2020 | |||||||||||
| ISIN | CA9628791027 | Agenda | 935165678 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | George L. Brack | For | For | |||||||||||
| 2 | John A. Brough | For | For | |||||||||||
| 3 | R. Peter Gillin | For | For | |||||||||||
| 4 | Chantal Gosselin | For | For | |||||||||||
| 5 | Douglas M. Holtby | For | For | |||||||||||
| 6 | Glenn Ives | For | For | |||||||||||
| 7 | Charles A. Jeannes | For | For | |||||||||||
| 8 | Eduardo Luna | For | For | |||||||||||
| 9 | Marilyn Schonberner | For | For | |||||||||||
| 10 | Randy V.J. Smallwood | For | For | |||||||||||
| 2 | In respect of the appointment
of Deloitte LLP, Independent Registered Public Accounting Firm, as auditors for 2020 and to authorize the directors to fix the auditors' remuneration; |
Management | For | For | ||||||||||
| 3 | A non-binding advisory
resolution on the Company's approach to executive compensation. |
Management | For | For | ||||||||||
| SSR MINING INC. | ||||||||||||||
| Security | 784730103 | Meeting Type | Annual and Special Meeting | |||||||||||
| Ticker Symbol | SSRM | Meeting Date | 14-May-2020 | |||||||||||
| ISIN | CA7847301032 | Agenda | 935181002 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | To set the number of Directors at eight (8). | Management | For | For | ||||||||||
| 2 | DIRECTOR | Management | ||||||||||||
| 1 | A.E. Michael Anglin | For | For | |||||||||||
| 2 | Paul Benson | For | For | |||||||||||
| 3 | Brian R. Booth | For | For | |||||||||||
| 4 | Simon A. Fish | For | For | |||||||||||
| 5 | Gustavo A. Herrero | For | For | |||||||||||
| 6 | Beverlee F. Park | For | For | |||||||||||
| 7 | Steven P. Reid | For | For | |||||||||||
| 8 | Elizabeth A. Wademan | For | For | |||||||||||
| 3 | Appointment of PricewaterhouseCoopers
LLP, Chartered Professional Accountants, as the Company's auditor for the ensuing year and authorizing the Directors to set the auditor's remuneration. |
Management | For | For | ||||||||||
| 4 | A non-binding, advisory
resolution accepting the Company's approach to executive compensation, as more particularly described and set forth in the accompanying management information circular of the Company dated March 18, 2020 (the "Circular"). |
Management | For | For | ||||||||||
| 5 | To consider and, if
deemed advisable, approve, with or without variation, an ordinary resolution, approving the Company's 2020 share compensation plan, as more particularly described and set forth in the Circular. |
Management | For | For | ||||||||||
| EQUINOX GOLD CORP. | ||||||||||||||
| Security | 29446Y502 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | EQX | Meeting Date | 15-May-2020 | |||||||||||
| ISIN | CA29446Y5020 | Agenda | 935176760 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | To set the number of Directors at 10. | Management | For | For | ||||||||||
| 2 | DIRECTOR | Management | ||||||||||||
| 1 | Ross Beaty | For | For | |||||||||||
| 2 | Neil Woodyer | For | For | |||||||||||
| 3 | Maryse Bélanger | For | For | |||||||||||
| 4 | Lenard Boggio | For | For | |||||||||||
| 5 | Tim Breen | For | For | |||||||||||
| 6 | Gordon Campbell | For | For | |||||||||||
| 7 | Wesley K. Clark | For | For | |||||||||||
| 8 | Marshall Koval | For | For | |||||||||||
| 9 | Peter Marrone | For | For | |||||||||||
| 10 | Christian Milau | For | For | |||||||||||
| 3 | Appointment of KPMG
LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. |
Management | For | For | ||||||||||
| 4 | Considering and, if
deemed appropriate, passing, with or without variation, a non-binding advisory resolution on executive compensation. |
Management | For | For | ||||||||||
| ALAMOS GOLD INC. | ||||||||||||||
| Security | 011532108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AGI | Meeting Date | 20-May-2020 | |||||||||||
| ISIN | CA0115321089 | Agenda | 935184349 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | Elaine Ellingham | For | For | |||||||||||
| 2 | David Fleck | For | For | |||||||||||
| 3 | David Gower | For | For | |||||||||||
| 4 | Claire M. Kennedy | For | For | |||||||||||
| 5 | John A. McCluskey | For | For | |||||||||||
| 6 | Monique Mercier | For | For | |||||||||||
| 7 | Paul J. Murphy | For | For | |||||||||||
| 8 | J. Robert S. Prichard | For | For | |||||||||||
| 9 | Ronald E. Smith | For | For | |||||||||||
| 10 | Kenneth Stowe | For | For | |||||||||||
| 2 | Appointment of KPMG
LLP as auditors of the Company for the ensuing year and authorizing the directors to fix their remuneration. |
Management | For | For | ||||||||||
| 3 | To consider, and if
deemed advisable, pass a resolution to approve an advisory resolution on the Company's approach to executive compensation. |
Management | For | For | ||||||||||
| ALAMOS GOLD INC. | ||||||||||||||
| Security | 011532108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AGI | Meeting Date | 20-May-2020 | |||||||||||
| ISIN | CA0115321089 | Agenda | 935184351 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | Elaine Ellingham | For | For | |||||||||||
| 2 | David Fleck | For | For | |||||||||||
| 3 | David Gower | For | For | |||||||||||
| 4 | Claire M. Kennedy | For | For | |||||||||||
| 5 | John A. McCluskey | For | For | |||||||||||
| 6 | Monique Mercier | For | For | |||||||||||
| 7 | Paul J. Murphy | For | For | |||||||||||
| 8 | J. Robert S. Prichard | For | For | |||||||||||
| 9 | Ronald E. Smith | For | For | |||||||||||
| 10 | Kenneth Stowe | For | For | |||||||||||
| 2 | Appointment of KPMG
LLP as auditors of the Company for the ensuing year and authorizing the directors to fix their remuneration. |
Management | For | For | ||||||||||
| 3 | To consider, and if
deemed advisable, pass a resolution to approve an advisory resolution on the Company's approach to executive compensation. |
Management | For | For | ||||||||||
| HOCHSCHILD MINING PLC | ||||||||||||||
| Security | G4611M107 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 21-May-2020 | ||||||||||||
| ISIN | GB00B1FW5029 | Agenda | 712478709 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | THAT, THE AUDITED ACCOUNTS
OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019, TOGETHER WITH THE DIRECTORS' REPORT AND THE AUDITORS' REPORT THEREON BE RECEIVED |
Management | For | For | ||||||||||
| 2 | THAT, THE DIRECTORS'
REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2019 BE APPROVED |
Management | For | For | ||||||||||
| 3 | THAT, GRAHAM BIRCH BE
RE-ELECTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||
| 4 | THAT, JORGE BORN JR
BE RE-ELECTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||
| 5 | THAT, IGNACIO BUSTAMANTE
BE RE-ELECTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||
| 6 | THAT, EDUARDO HOCHSCHILD
BE RE-ELECTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||
| 7 | THAT, EILEEN KAMERICK
BE RE-ELECTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||
| 8 | THAT, DIONISIO ROMERO
PAOLETTI BE RE- ELECTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||
| 9 | THAT, MICHAEL RAWLINSON
BE REELECTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||
| 10 | THAT, SANJAY SARMA BE
RE-ELECTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||
| 11 | THAT, ERNST & YOUNG
LLP BE REAPPOINTED AS AUDITORS OF THE COMPANY (THE 'AUDITORS') UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY |
Management | For | For | ||||||||||
| 12 | THAT, THE AUDIT COMMITTEE
OF THE COMPANY BE AUTHORISED TO SET THE REMUNERATION OF THE AUDITORS |
Management | For | For | ||||||||||
| 13 | THAT,
THE DIRECTORS BE AND ARE HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED PURSUANT TO AND IN ACCORDANCE WITH SECTION 551 OF THE COMPANIES ACT 2006 (THE '2006 ACT') TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES: 13.1 UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 42,818,681 13.2 COMPRISING EQUITY SECURITIES (AS DEFINED IN SECTION 560(1) OF THE 2006 ACT) UP TO A FURTHER AGGREGATE NOMINAL AMOUNT OF |
Management | For | For | ||||||||||
| GBP
42,818,681 IN CONNECTION WITH AN OFFER BY WAY OF A RIGHTS ISSUE, SUCH AUTHORITIES TO APPLY IN SUBSTITUTION FOR ALL PREVIOUS AUTHORITIES AND TO EXPIRE AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR ON 30 JUNE 2021, WHICHEVER IS THE EARLIER BUT, IN EACH CASE, SO THAT THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS DURING THE RELEVANT PERIOD WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES TO BE GRANTED AFTER THE AUTHORITY ENDS. FOR THE PURPOSES OF THIS RESOLUTION 'RIGHTS ISSUE' MEANS AN OFFER TO: (I) ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND (II) PEOPLE WHO ARE HOLDERS OF OTHER EQUITY SECURITIES IF THIS IS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, IF THE DIRECTORS CONSIDER IT NECESSARY, AS PERMITTED BY THE RIGHTS OF THOSE SECURITIES, TO SUBSCRIBE FOR FURTHER SECURITIES BY MEANS OF THE ISSUE OF A RENOUNCEABLE LETTER (OR OTHER NEGOTIABLE DOCUMENT) WHICH MAY BE TRADED FOR A PERIOD BEFORE PAYMENT FOR THE SECURITIES IS DUE, BUT SUBJECT IN BOTH CASES TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN RELATION TO TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES OR LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY |
||||||||||||||
| 14 | THAT,
SUBJECT TO THE PASSING OF RESOLUTION 13 ABOVE, THE DIRECTORS BE AUTHORISED TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560(1) OF THE 2006 ACT) WHOLLY FOR CASH: 14.1 PURSUANT TO THE AUTHORITY GIVEN BY PARAGRAPH 13.1 OF RESOLUTION 13 ABOVE OR WHERE THE ALLOTMENT CONSTITUTES AN ALLOTMENT OF EQUITY SECURITIES BY VIRTUE OF SECTION 560(3) OF THE 2006 ACT IN EACH CASE: (I) IN CONNECTION WITH A PRE-EMPTIVE OFFER; AND (II) OTHERWISE THAN IN CONNECTION WITH A PRE- EMPTIVE OFFER, UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 6,423,444; AND 14.2 PURSUANT TO THE AUTHORITY GIVEN BY PARAGRAPH 13.2 OF RESOLUTION 13 ABOVE IN CONNECTION WITH A RIGHTS ISSUE, AS IF SECTION 561(1) OF THE 2006 ACT DID NOT APPLY TO ANY SUCH ALLOTMENT; SUCH AUTHORITY TO EXPIRE AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR AT THE CLOSE OF BUSINESS ON 30 JUNE 2021, WHICHEVER IS EARLIER BUT SO THAT THE COMPANY MAY, BEFORE SUCH EXPIRY, MAKE OFFERS, AND ENTER INTO AGREEMENTS DURING |
Management | Against | Against | ||||||||||
| THIS
PERIOD WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED AND TREASURY SHARES TO BE SOLD AFTER THE AUTHORITY GIVEN BY THIS RESOLUTION HAS EXPIRED AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES AND SELL TREASURY SHARES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED. FOR THE PURPOSES OF THIS RESOLUTION: (I) 'RIGHTS ISSUE' HAS THE SAME MEANING AS IN RESOLUTION 13 ABOVE; (II) 'PRE-EMPTIVE OFFER' MEANS AN OFFER OF EQUITY SECURITIES OPEN FOR ACCEPTANCE FOR A PERIOD FIXED BY THE DIRECTORS TO (A) HOLDERS (OTHER THAN THE COMPANY) ON THE REGISTER ON A RECORD DATE FIXED BY THE DIRECTORS OF ORDINARY SHARES IN PROPORTION TO THEIR RESPECTIVE HOLDINGS AND (B) OTHER PERSONS SO ENTITLED BY VIRTUE OF THE RIGHTS ATTACHING TO ANY OTHER EQUITY SECURITIES HELD BY THEM, BUT SUBJECT IN BOTH CASES TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN RELATION TO TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES OR LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY; (III) REFERENCES TO AN ALLOTMENT OF EQUITY SECURITIES SHALL INCLUDE A SALE OF TREASURY SHARES; AND (IV) THE NOMINAL AMOUNT OF ANY SECURITIES SHALL BE TAKEN TO BE, IN THE CASE OF RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITIES INTO SHARES OF THE COMPANY, THE NOMINAL AMOUNT OF SUCH SHARES WHICH MAY BE ALLOTTED PURSUANT TO SUCH RIGHTS |
||||||||||||||
| 15 | THAT,
SUBJECT TO THE PASSING OF RESOLUTION 13 ABOVE AND IN ADDITION TO ANY AUTHORITY GRANTED UNDER RESOLUTION 14 ABOVE, THE DIRECTORS BE AUTHORISED TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560(1) OF THE 2006 ACT) WHOLLY FOR CASH PURSUANT TO THE AUTHORITY GIVEN BY RESOLUTION 13 ABOVE OR WHERE THE ALLOTMENT CONSTITUTES AN ALLOTMENT OF EQUITY SECURITIES BY VIRTUE OF SECTION 560(3) OF THE 2006 ACT AS IF SECTION 561(1) OF THE 2006 ACT DID NOT APPLY TO ANY SUCH ALLOTMENT, SUCH AUTHORITY TO BE: 15.1 LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 6,423,444; AND 15.2 USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE BOARD OF DIRECTORS OF THE COMPANY DETERMINES TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF |
Management | For | For | ||||||||||
| A
KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE- EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE, SUCH AUTHORITY TO EXPIRE AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR AT THE CLOSE OF BUSINESS ON 30 JUNE 2021, WHICHEVER IS THE EARLIER, BUT SO THAT THE COMPANY MAY, BEFORE SUCH EXPIRY, MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED AND TREASURY SHARES TO BE SOLD AFTER THE AUTHORITY GIVEN BY THIS RESOLUTION HAS EXPIRED AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES AND SELL TREASURY SHARES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED |
||||||||||||||
| 16 | THAT,
THE COMPANY BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSE OF SECTION 701 OF THE 2006 ACT TO MAKE ONE OR MORE MARKET PURCHASES (AS DEFINED IN SECTION 693 OF THAT ACT) OF ORDINARY SHARES OF GBP 0.25 EACH IN THE CAPITAL OF THE COMPANY PROVIDED THAT: 16.1 THE MAXIMUM AGGREGATE NUMBER OF ORDINARY SHARES AUTHORISED TO BE PURCHASED IS 51,387,556 (REPRESENTING AN AMOUNT EQUAL TO 10 PER CENT OF THE COMPANY'S ISSUED ORDINARY SHARE CAPITAL AS AT 10 APRIL 2020); 16.2 THE MINIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS GBP 0.25 PER ORDINARY SHARE; 16.3 THE MAXIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS AN AMOUNT EQUAL TO THE HIGHER OF (I) AN AMOUNT EQUAL TO 5% ABOVE THE AVERAGE CLOSING PRICE OF SUCH ORDINARY SHARES FOR THE FIVE BUSINESS DAYS ON THE LONDON STOCK EXCHANGE PRIOR TO THE DATE OF PURCHASE; AND (II) AN AMOUNT EQUAL TO THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE OF ANY ORDINARY SHARE AND THE HIGHEST CURRENT INDEPENDENT BID FOR AN ORDINARY SHARE AS DERIVED FROM THE LONDON STOCK EXCHANGE ELECTRONIC TRADING SERVICE; 16.4 THIS AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY HELD IN 2021 OR, IF EARLIER, 30 JUNE 2021 (EXCEPT IN RELATION TO THE PURCHASE OF SHARES THE CONTRACT FOR WHICH WAS CONCLUDED BEFORE THE EXPIRY OF SUCH AUTHORITY AND WHICH MIGHT BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY) UNLESS SUCH AUTHORITY IS RENEWED PRIOR TO SUCH TIME |
Management | For | For | ||||||||||
| 17 | THAT, A GENERAL MEETING
OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE |
Management | For | For | ||||||||||
| GOLD ROAD RESOURCES LTD | ||||||||||||||
| Security | Q4202N117 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 28-May-2020 | ||||||||||||
| ISIN | AU000000GOR5 | Agenda | 712480944 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING
EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2, 5, 6, 7, 8 AND 9 AND-VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF-THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE-OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE-COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING-SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST)-ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED-BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT-PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION |
Non-Voting | ||||||||||||
| 2 | REMUNERATION REPORT | Management | For | For | ||||||||||
| 3 | RE-ELECTION OF DIRECTOR - MR JUSTIN OSBORNE | Management | For | For | ||||||||||
| 4 | RE-ELECTION OF DIRECTOR - MR BRIAN LEVET | Management | For | For | ||||||||||
| 5 | APPROVAL OF THE 2020
EMPLOYEE INCENTIVE PLAN |
Management | For | For | ||||||||||
| 6 | GRANT OF LONG TERM INCENTIVE
PERFORMANCE RIGHTS - MR DUNCAN GIBBS - 2022 LTI PROGRAM |
Management | For | For | ||||||||||
| 7 | GRANT OF SHORT TERM
INCENTIVE PERFORMANCE RIGHTS - MR DUNCAN GIBBS - 2020 STI PROGRAM |
Management | For | For | ||||||||||
| 8 | GRANT OF LONG TERM INCENTIVE
PERFORMANCE RIGHTS - MR JUSTIN OSBORNE - 2022 LTI PROGRAM |
Management | For | For | ||||||||||
| 9 | GRANT OF SHORT TERM
INCENTIVE PERFORMANCE RIGHTS - MR JUSTIN OSBORNE - 2020 STI PROGRAM |
Management | For | For | ||||||||||
| ENDEAVOUR MINING CORPORATION | ||||||||||||||
| Security | G3040R158 | Meeting Type | Special | |||||||||||
| Ticker Symbol | EDVMF | Meeting Date | 28-May-2020 | |||||||||||
| ISIN | KYG3040R1589 | Agenda | 935211956 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | To
consider and, if deemed advisable, to approve, with or without variation, an ordinary resolution (the "Endeavour Share Issuance Resolution"), the full text of which is attached as Appendix B to the accompanying joint management information circular (the "Circular") of Endeavour and SEMAFO Inc. ("SEMAFO") authorizing Endeavour to issue such number of ordinary shares of Endeavour ("Endeavour Shares") as may be required to be issued to holders of common shares of SEMAFO (the "SEMAFO Shares") to allow Endeavour to acquire all of the outstanding SEMAFO Shares on the basis of 0.1422 Endeavour Shares for each outstanding SEMAFO Share in accordance with an arrangement agreement between Endeavour and SEMAFO dated March 23, 2020, as more particularly described in the Circular (the "Arrangement"). |
Management | For | For | ||||||||||
| 2 | To
consider, and, if deemed advisable, to approve, with or without variation, an ordinary resolution (the "Endeavour Placement Resolution"), the full text of which is attached as Appendix C to the Circular to issue such number of Endeavour Shares to La Mancha Holding S.à r.l. ("La Mancha") or an affiliate thereof as is equal to US$100,000,000 provided that such amount does not exceed 9.99% of the Endeavour Shares issued and outstanding immediately prior to the completion of the Arrangement, with such issuance to be in accordance with a subscription agreement entered into between La Mancha and Endeavour dated April 28, 2020. |
Management | For | For | ||||||||||
| FRESNILLO PLC | ||||||||||||||
| Security | G371E2108 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 29-May-2020 | ||||||||||||
| ISIN | GB00B2QPKJ12 | Agenda | 712554612 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | RECEIVING THE 2019 REPORT AND ACCOUNTS | Management | For | For | ||||||||||
| 2 | APPROVAL OF THE FINAL DIVIDEND | Management | For | For | ||||||||||
| 3 | APPROVAL OF THE ANNUAL
REPORT ON REMUNERATION |
Management | For | For | ||||||||||
| 4 | RE-ELECTION OF MR ALBERTO
BAILLERES AS A DIRECTOR |
Management | For | For | ||||||||||
| 5 | RE-ELECTION OF MR ALEJANDRO
BAILLERES AS A DIRECTOR |
Management | For | For | ||||||||||
| 6 | RE-ELECTION OF MR JUAN
BORDES AS A DIRECTOR |
Management | For | For | ||||||||||
| 7 | RE-ELECTION OF MR ARTURO
FERNANDEZ AS A DIRECTOR |
Management | For | For | ||||||||||
| 8 | RE-ELECTION OF MR FERNANADO
RUIZ AS A DIRECTOR |
Management | For | For | ||||||||||
| 9 | RE-ELECTION OF MR CHARLES
JACOBS AS A DIRECTOR |
Management | For | For | ||||||||||
| 10 | RE-ELECTION OF MS BARBARA
GARZA LAGUERA AS A DIRECTOR |
Management | For | For | ||||||||||
| 11 | RE-ELECTION OF MR ALBERTO
TIBURCIO AS A DIRECTOR |
Management | For | For | ||||||||||
| 12 | RE-ELECTION OF DAME
JUDITH MACGREGOR AS A DIRECTOR |
Management | For | For | ||||||||||
| 13 | RE-ELECTION OF MS GEORGINA
KESSEL AS A DIRECTOR |
Management | For | For | ||||||||||
| 14 | RE-ELECTION OF MR LUIS ROBLES AS A DIRECTOR | Management | For | For | ||||||||||
| 15 | ELECTION OF MS GUADALUPE
DE LA VEGA AS A DIRECTOR |
Management | For | For | ||||||||||
| 16 | RE-APPOINTMENT OF ERNST
& YOUNG LLP AS AUDITORS |
Management | For | For | ||||||||||
| 17 | AUTHORITY TO SET THE
REMUNERATION OF THE AUDITORS |
Management | For | For | ||||||||||
| 18 | DIRECTORS' AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||||
| 19 | AUTHORITY TO DISAPPLY
PRE-EMPTION RIGHTS FOR SHARES ISSUED WHOLLY FOR CASH |
Management | For | For | ||||||||||
| 20 | AUTHORITY TO DISAPPLY
PRE-EMPTION RIGHTS FOR SHARES ISSUED WHOLLY FOR CASH AND USED ONLY FOR FINANCING ACQUISITIONS OR CAPITAL INVESTMENTS |
Management | For | For | ||||||||||
| 21 | AUTHORITY FOR THE COMPANY
TO PURCHASE ITS OWN SHARES |
Management | For | For | ||||||||||
| 22 | NOTICE PERIOD OF 14
DEAR DAYS FOR A GENERAL MEETING |
Management | For | For | ||||||||||
| ANGLOGOLD ASHANTI LIMITED | ||||||||||||||
| Security | 035128206 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AU | Meeting Date | 10-Jun-2020 | |||||||||||
| ISIN | US0351282068 | Agenda | 935220830 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Re-election of director:
Mr SM Pityana (Ordinary resolution 1) |
Management | For | For | ||||||||||
| 1.2 | Re-election of director:
Mr AH Garner (Ordinary resolution 1) |
Management | For | For | ||||||||||
| 1.3 | Re-election of director:
Mr R Gasant (Ordinary resolution 1) |
Management | For | For | ||||||||||
| 2.1 | Election of Director:
Ms MDC Ramos (Ordinary resolution 2) |
Management | For | For | ||||||||||
| 2.2 | Election of Director:
Ms NVB Magubane (Ordinary resolution 2) |
Management | For | For | ||||||||||
| 3.1 | Appointment of Audit
and Risk Committee member: Mr R Gasant (Ordinary resolution 3) |
Management | For | For | ||||||||||
| 3.2 | Appointment of Audit
and Risk Committee member: Ms MC Richter (Ordinary resolution 3) |
Management | For | For | ||||||||||
| 3.3 | Appointment of Audit
and Risk Committee member: Mr AM Ferguson (Ordinary resolution 3) |
Management | For | For | ||||||||||
| 3.4 | Appointment of Audit
and Risk Committee member: Mr JE Tilk (Ordinary resolution 3) |
Management | For | For | ||||||||||
| 4. | Re-appointment of Ernst
& Young Inc. as auditors of the company (Ordinary resolution 4) |
Management | For | For | ||||||||||
| 5. | General authority to
directors to allot and issue ordinary shares (Ordinary resolution 5) |
Management | For | For | ||||||||||
| 6.1 | Separate non-binding
advisory endorsements of the AngloGold Ashanti: Remuneration policy (Ordinary resolution 6) |
Management | For | For | ||||||||||
| 6.2 | Separate non-binding
advisory endorsements of the AngloGold Ashanti: Implementation report (Ordinary resolution 6) |
Management | For | For | ||||||||||
| 7. | Non-executive director fees (Special resolution 1) | Management | For | For | ||||||||||
| 8. | General authority to
acquire the company's own shares (Special resolution 2) |
Management | For | For | ||||||||||
| 9. | General authority to
directors to issue for cash, those ordinary shares which the directors are authorised to allot and issue in terms of ordinary resolution 5 (Special resolution 3) |
Management | For | For | ||||||||||
| 10. | General authority to
provide financial assistance in terms of Sections 44 and 45 of the Companies Act (Special resolution 4) |
Management | For | For | ||||||||||
| 11. | Approval of the MOI amendment (Special resolution 5) | Management | For | For | ||||||||||
| 12. | Directors' authority
to implement special and ordinary resolutions (Ordinary resolution 7) |
Management | For | For | ||||||||||
| HARMONY GOLD MINING CO LTD | ||||||||||||||
| Security | S34320101 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 11-Jun-2020 | ||||||||||||
| ISIN | ZAE000015228 | Agenda | 712603643 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| O.1 | GENERAL AUTHORITY TO
ISSUE SHARES FOR CASH |
Management | For | For | ||||||||||
| O.2 | PLACING CONTROL OF A
SPECIFIED NUMBER OF AUTHORISED BUT UNISSUED ORDINARY SHARES IN THE HANDS OF THE BOARD |
Management | For | For | ||||||||||
| O.3 | GENERAL AUTHORISATION | Management | For | For | ||||||||||
| S.1 | AUTHORISATION FOR THE
ISSUE OF ORDINARY SHARES TO A PERSON RELATED OR INTER- RELATED TO THE COMPANY OR RELATED OR INTER-RELATED TO A DIRECTOR OR PRESCRIBED OFFICER OF THE COMPANY FOR THE PURPOSES OF IMPLEMENTING THE POTENTIAL EQUITY CAPITAL RAISING |
Management | For | For | ||||||||||
| HARMONY GOLD MINING COMPANY LIMITED | ||||||||||||||
| Security | 413216300 | Meeting Type | Special | |||||||||||
| Ticker Symbol | HMY | Meeting Date | 11-Jun-2020 | |||||||||||
| ISIN | US4132163001 | Agenda | 935220208 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| O1. | General authority to issue shares for cash | Management | For | |||||||||||
| O2. | Placing control of a
specified number of authorised but unissued Ordinary Shares in the hands of the Board |
Management | For | |||||||||||
| O3. | General Authorisation | Management | For | |||||||||||
| S1. | Authorisation for the
issue of Ordinary Shares to a person related or inter-related to the Company or related or inter- related to a Director or prescribed officer of the Company for the purposes of implementing the Potential Equity Capital Raising |
Management | For | |||||||||||
| B2GOLD CORP. | ||||||||||||||
| Security | 11777Q209 | Meeting Type | Annual and Special Meeting | |||||||||||
| Ticker Symbol | BTG | Meeting Date | 12-Jun-2020 | |||||||||||
| ISIN | CA11777Q2099 | Agenda | 935217972 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | To set the number of Directors at nine (9). | Management | For | For | ||||||||||
| 2 | DIRECTOR | Management | ||||||||||||
| 1 | Mr. Kevin Bullock | For | For | |||||||||||
| 2 | Mr. Robert Cross | For | For | |||||||||||
| 3 | Mr. Robert Gayton | For | For | |||||||||||
| 4 | Mr. Clive Johnson | For | For | |||||||||||
| 5 | Mr. George Johnson | For | For | |||||||||||
| 6 | Mr. Jerry Korpan | For | For | |||||||||||
| 7 | Mr. Bongani Mtshisi | For | For | |||||||||||
| 8 | Mrs. Robin Weisman | For | For | |||||||||||
| 9 | Ms. Liane Kelly | For | For | |||||||||||
| 3 | Appointment of PricewaterhouseCoopers
LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. |
Management | For | For | ||||||||||
| 4 | To approve the RSU Plan
Resolution relating to the amendment of the RSU Plan, as described in the Management Information Circular of B2Gold Corp. for the Annual General and Special Meeting of the shareholders to be held on June 12, 2020. |
Management | For | For | ||||||||||
| 5 | To
approve a non-binding advisory resolution accepting the company's approach to executive compensation, as described in the Management Information Circular of B2Gold Corp. for the Annual General and Special Meeting of the shareholders to be held on June 12, 2020. |
Management | For | For | ||||||||||
| SILVERCREST METALS INC. | ||||||||||||||
| Security | 828363101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SILV | Meeting Date | 15-Jun-2020 | |||||||||||
| ISIN | CA8283631015 | Agenda | 935216172 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | N. Eric Fier | For | For | |||||||||||
| 2 | Ross O. Glanville | For | For | |||||||||||
| 3 | Ani Markova | For | For | |||||||||||
| 4 | Hannes P. Portmann | For | For | |||||||||||
| 5 | Graham C. Thody | For | For | |||||||||||
| 6 | John H. Wright | For | For | |||||||||||
| 2 | Appointment of PricewaterhouseCoopers
LLP as Auditor of the Company for the ensuing year. |
Management | For | For | ||||||||||
| TOREX GOLD RESOURCES INC. | ||||||||||||||
| Security | 891054702 | Meeting Type | Annual and Special Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 17-Jun-2020 | ||||||||||||
| ISIN | Agenda | 935218873 - Management | ||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | Andrew B. Adams | For | For | |||||||||||
| 2 | Franklin L. Davis | For | For | |||||||||||
| 3 | David A. Fennell | For | For | |||||||||||
| 4 | Michael D. Murphy | For | For | |||||||||||
| 5 | Elizabeth A. Wademan | For | For | |||||||||||
| 6 | Frederick M. Stanford | For | For | |||||||||||
| 7 | Robin A. Bienenstock | For | For | |||||||||||
| 8 | Richard A. Howes | For | For | |||||||||||
| 9 | Jody L.M. Kuzenko | For | For | |||||||||||
| 10 | Roy S. Slack | For | For | |||||||||||
| 2 | Appointment of KPMG
LLP, Chartered Professional Accountants, as auditors of the Company for the ensuing year and authorizing the directors to fix their remuneration. |
Management | For | For | ||||||||||
| 3 | To consider and, if
deemed appropriate, to pass, with or without variation, an ordinary resolution confirming the amendment of By-Law No. 1 of the Company to increase the quorum required at each meeting of Shareholders. |
Management | For | For | ||||||||||
| 4 | To consider and, if
deemed appropriate, to pass, with or without variation, an ordinary resolution confirming the amendment of By-Law No. 2 of the Company with respect to advance notice of nomination of directors. |
Management | Against | Against | ||||||||||
| 5 | To consider and, if
deemed appropriate, to pass, with or without variation, an ordinary resolution amending and reconfirming the shareholder rights plan of the Company. |
Management | Against | Against | ||||||||||
| 6 | To consider and, if
deemed appropriate, to pass, with or without variation, a non-binding advisory resolution on executive compensation. |
Management | For | For | ||||||||||
| TOREX GOLD RESOURCES INC. | ||||||||||||||
| Security | 891054603 | Meeting Type | Annual and Special Meeting | |||||||||||
| Ticker Symbol | TORXF | Meeting Date | 17-Jun-2020 | |||||||||||
| ISIN | CA8910546032 | Agenda | 935218873 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | Andrew B. Adams | For | For | |||||||||||
| 2 | Franklin L. Davis | For | For | |||||||||||
| 3 | David A. Fennell | For | For | |||||||||||
| 4 | Michael D. Murphy | For | For | |||||||||||
| 5 | Elizabeth A. Wademan | For | For | |||||||||||
| 6 | Frederick M. Stanford | For | For | |||||||||||
| 7 | Robin A. Bienenstock | For | For | |||||||||||
| 8 | Richard A. Howes | For | For | |||||||||||
| 9 | Jody L.M. Kuzenko | For | For | |||||||||||
| 10 | Roy S. Slack | For | For | |||||||||||
| 2 | Appointment of KPMG
LLP, Chartered Professional Accountants, as auditors of the Company for the ensuing year and authorizing the directors to fix their remuneration. |
Management | For | For | ||||||||||
| 3 | To consider and, if
deemed appropriate, to pass, with or without variation, an ordinary resolution confirming the amendment of By-Law No. 1 of the Company to increase the quorum required at each meeting of Shareholders. |
Management | For | For | ||||||||||
| 4 | To consider and, if
deemed appropriate, to pass, with or without variation, an ordinary resolution confirming the amendment of By-Law No. 2 of the Company with respect to advance notice of nomination of directors. |
Management | Against | Against | ||||||||||
| 5 | To consider and, if
deemed appropriate, to pass, with or without variation, an ordinary resolution amending and reconfirming the shareholder rights plan of the Company. |
Management | Against | Against | ||||||||||
| 6 | To consider and, if
deemed appropriate, to pass, with or without variation, a non-binding advisory resolution on executive compensation. |
Management | For | For | ||||||||||
| MAG SILVER CORP. | ||||||||||||||
| Security | 55903Q104 | Meeting Type | Annual and Special Meeting | |||||||||||
| Ticker Symbol | MAG | Meeting Date | 18-Jun-2020 | |||||||||||
| ISIN | CA55903Q1046 | Agenda | 935228569 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | To set the number of Directors at seven (7). | Management | For | For | ||||||||||
| 2 | DIRECTOR | Management | ||||||||||||
| 1 | Peter D. Barnes | For | For | |||||||||||
| 2 | Richard P. Clark | For | For | |||||||||||
| 3 | Jill D. Leversage | For | For | |||||||||||
| 4 | Daniel T. MacInnis | For | For | |||||||||||
| 5 | George N. Paspalas | For | For | |||||||||||
| 6 | Selma Lussenburg | For | For | |||||||||||
| 7 | Derek C. White | For | For | |||||||||||
| 3 | To appoint Deloitte
LLP, an Independent Registered Public Accounting Firm, as the Auditor of the Company for the ensuing year and to authorize the Directors to fix their remuneration. |
Management | For | For | ||||||||||
| 4 | To consider and, if
deemed advisable, approve a non- binding advisory resolution to accept the Company's approach to executive compensation. |
Management | For | For | ||||||||||
| 5 | To approve the continuation
of the third amended and restated Stock Option Plan. |
Management | For | For | ||||||||||
| 6 | To approve the continuation
of the Amended and Restated Share Unit Plan. |
Management | For | For | ||||||||||
| 7 | To approve the amendment
and continuation of the second amended and restated DSU Plan. |
Management | For | For | ||||||||||
| HUMMINGBIRD RESOURCES PLC | ||||||||||||||
| Security | G4706Q104 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 26-Jun-2020 | ||||||||||||
| ISIN | GB00B60BWY28 | Agenda | 712782247 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | THAT THE COMPANY'S ANNUAL
ACCOUNTS FOR THE 12 MONTH PERIOD ENDING 31 DECEMBER 2019, TOGETHER WITH THE DIRECTORS' REPORT AND THE AUDITORS' REPORT ON THOSE ACCOUNTS, BE RECEIVED |
Management | For | For | ||||||||||
| 2 | THAT RSM UK AUDIT LLP
BE REAPPOINTED AS THE COMPANY'S AUDITORS TO HOLD OFFICE FROM THE CONCLUSION OF THIS MEETING UNTIL THE CONCLUSION OF THE NEXT MEETING AT WHICH THE ACCOUNTS ARE LAID BEFORE THE COMPANY |
Management | For | For | ||||||||||
| 3 | THAT THE DIRECTORS BE
AUTHORISED TO AGREE AND FIX THE AUDITORS' REMUNERATION |
Management | For | For | ||||||||||
| 4 | THAT
THE DIRECTORS BE GENERALLY AND UNCONDITIONALLY AUTHORISED TO ALLOT RELEVANT SECURITIES (AS DEFINED IN THE NOTES TO THIS NOTICE): (A) COMPRISING EQUITY SECURITIES (AS DEFINED BY SECTION 560 OF THE ACT) OF ORDINARY SHARES OF 1P EACH IN THE CAPITAL OF THE COMPANY ("ORDINARY SHARES") UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 2,361,039 (SUCH AMOUNT TO BE REDUCED BY THE NOMINAL AMOUNT OF ANY RELEVANT SECURITIES ALLOTTED UNDER PARAGRAPH 4(B) BELOW) IN CONNECTION WITH AN OFFER BY WAY OF A RIGHTS ISSUE: (I) TO HOLDERS OF ORDINARY SHARES IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR RESPECTIVE HOLDINGS; AND (II) TO HOLDERS OF OTHER EQUITY SECURITIES AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR AS THE DIRECTORS OTHERWISE CONSIDER NECESSARY, BUT SUBJECT TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN RELATION TO TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, LEGAL OR PRACTICAL PROBLEMS IN OR UNDER THE LAWS OF ANY TERRITORY OR THE REQUIREMENTS OF ANY REGULATORY BODY OR STOCK EXCHANGE; AND (B) IN ANY OTHER CASE, UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 1,180,520 (SUCH AMOUNT TO BE REDUCED BY THE NOMINAL AMOUNT OF ANY EQUITY SECURITIES ALLOTTED UNDER PARAGRAPH 4(A) ABOVE IN EXCESS OF GBP 1,180,520), PROVIDED THAT THIS AUTHORITY SHALL, UNLESS RENEWED, VARIED OR REVOKED BY THE COMPANY, EXPIRE ON THE DATE WHICH IS 18 MONTHS AFTER THE DATE ON WHICH |
Management | For | For | ||||||||||
| THIS
RESOLUTION IS PASSED OR, IF EARLIER, THE DATE OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY SAVE THAT THE COMPANY MAY, BEFORE SUCH EXPIRY, MAKE OFFERS OR AGREEMENTS WHICH WOULD OR MIGHT REQUIRE RELEVANT SECURITIES TO BE ALLOTTED AND THE DIRECTORS MAY ALLOT RELEVANT SECURITIES IN PURSUANCE OF SUCH OFFER OR AGREEMENT NOTWITHSTANDING THAT THE AUTHORITY CONFERRED BY THIS RESOLUTION HAS EXPIRED. THIS RESOLUTION REVOKES AND REPLACES ALL UNEXERCISED AUTHORITIES PREVIOUSLY GRANTED TO THE DIRECTORS TO ALLOT RELEVANT SECURITIES BUT WITHOUT PREJUDICE TO ANY ALLOTMENT OF SHARES OR GRANT OF RIGHTS ALREADY MADE, OFFERED OR AGREED TO BE MADE PURSUANT TO SUCH AUTHORITIES |
||||||||||||||
| 5 | THAT,
SUBJECT TO THE PASSING OF RESOLUTION 4, THE DIRECTORS BE AND ARE HEREBY EMPOWERED, PURSUANT TO SECTION 570 OF THE ACT, TO ALLOT EQUITY SECURITIES (AS DEFINED BY SECTION 560 OF THE ACT) OF ORDINARY SHARES OF 1P EACH IN THE CAPITAL OF THE COMPANY ("ORDINARY SHARES") FOR CASH, EITHER PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTION 4 OR BY WAY OF A SALE OF TREASURY SHARES, AS IF SECTION 561(1) OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT, PROVIDED THAT THIS POWER SHALL BE LIMITED TO: (A) THE ALLOTMENT OF EQUITY SECURITIES PURSUANT TO AN OFFER OR ISSUE BY WAY OF RIGHTS, OPEN OFFER OR OTHER PRE- EMPTIVE OFFER TO THE HOLDERS OF ORDINARY SHARES IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR RESPECTIVE HOLDINGS AND TO HOLDERS OF OTHER EQUITY SECURITIES AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR AS THE DIRECTORS OTHERWISE CONSIDER NECESSARY, BUT SUBJECT TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN RELATION TO TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, LEGAL OR PRACTICAL PROBLEMS IN OR UNDER THE LAWS OF ANY TERRITORY OR THE REQUIREMENTS OF ANY REGULATORY BODY OR STOCK EXCHANGE; AND (B) THE ALLOTMENT (OTHERWISE THAN PURSUANT TO PARAGRAPH 5(A) ABOVE) OF EQUITY SECURITIES UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 354,156. THE POWER GRANTED BY THIS RESOLUTION WILL EXPIRE ON THE DATE WHICH IS 18 MONTHS AFTER THE DATE ON WHICH THIS RESOLUTION IS PASSED OR, IF EARLIER, THE CONCLUSION OF THE COMPANY'S NEXT ANNUAL GENERAL MEETING (UNLESS RENEWED, VARIED OR REVOKED BY THE COMPANY PRIOR TO OR ON SUCH DATE) SAVE |
Management | For | For | ||||||||||
| THAT
THE COMPANY MAY, BEFORE SUCH EXPIRY MAKE OFFERS OR AGREEMENTS WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES IN PURSUANCE OF ANY SUCH OFFER OR AGREEMENT NOTWITHSTANDING THAT THE POWER CONFERRED BY THIS RESOLUTION HAS EXPIRED. THIS RESOLUTION REVOKES AND REPLACES ALL UNEXERCISED POWERS PREVIOUSLY GRANTED TO THE DIRECTORS TO ALLOT EQUITY SECURITIES AS IF SECTION 561(1) OF THE ACT DID NOT APPLY BUT WITHOUT PREJUDICE TO ANY ALLOTMENT OF EQUITY SECURITIES ALREADY MADE OR AGREED TO BE MADE PURSUANT TO SUCH AUTHORITIES |
||||||||||||||
| 6 | THAT
THE COMPANY BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSE OF SECTION 701 OF THE ACT TO MAKE MARKET PURCHASES (AS DEFINED IN SECTION 693 OF THE SAID ACT) OF ORDINARY SHARES OF 1P EACH IN THE CAPITAL OF THE COMPANY ("ORDINARY SHARES") PROVIDED THAT: A) THE MAXIMUM NUMBER OF ORDINARY SHARES HEREBY AUTHORISED TO BE PURCHASED IS 35,415,588; B) THE MINIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR AN ORDINARY SHARE IS 1P PER SHARE, BEING THE NOMINAL AMOUNT THEREOF; C) THE MAXIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR AN ORDINARY SHARE IS AN AMOUNT EQUAL TO 105% OF THE AVERAGE MARKET VALUE OF AN ORDINARY SHARE FOR THE FIVE BUSINESS DAYS PRIOR TO THE DAY THE PURCHASE IS MADE; D) THE AUTHORITY HEREBY CONFERRED SHALL (UNLESS PREVIOUSLY RENEWED OR REVOKED) EXPIRE ON THE EARLIER OF THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AND THE DATE WHICH IS 18 MONTHS AFTER THE DATE ON WHICH THIS RESOLUTION IS PASSED; E) THE COMPANY MAY MAKE A CONTRACT TO PURCHASE ITS OWN ORDINARY SHARES UNDER THE AUTHORITY CONFERRED BY THIS RESOLUTION PRIOR TO THE EXPIRY OF SUCH AUTHORITY, AND SUCH CONTRACT WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER THE EXPIRY OF SUCH AUTHORITY, AND THE COMPANY MAY MAKE A PURCHASE OF ITS OWN ORDINARY SHARES IN PURSUANCE OF ANY SUCH CONTRACT; AND F) ORDINARY SHARES PURCHASED PURSUANT TO THE AUTHORITY CONFERRED BY THIS RESOLUTION SHALL BE EITHER: (I) CANCELLED IMMEDIATELY UPON COMPLETION OF THE PURCHASE OR (II) BE HELD, SOLD, TRANSFERRED OR OTHERWISE DEALT WITH AS TREASURY SHARES IN ACCORDANCE WITH THE PROVISIONS OF THE ACT |
Management | For | For | ||||||||||
| CENTAMIN PLC | ||||||||||||||
| Security | G2055Q105 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 29-Jun-2020 | ||||||||||||
| ISIN | JE00B5TT1872 | Agenda | 712741847 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | TO RECEIVE AND ADOPT
THE COMPANY'S ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 TOGETHER WITH THE STRATEGIC AND GOVERNANCE REPORTS AND THE AUDITOR'S REPORT ON THOSE ACCOUNTS |
Management | For | For | ||||||||||
| 2 | TO RECEIVE AND APPROVE
THE DIRECTORS' REMUNERATION REPORT (OTHER THAN THE DIRECTORS' REMUNERATION POLICY) FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 AS DETAILED IN THE ANNUAL REPORT |
Management | For | For | ||||||||||
| 3.A | TO ELECT JAMES RUTHERFORD,
WHO RETIRES IN ACCORDANCE WITH ARTICLE 29 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HIMSELF FOR ELECTION AS A DIRECTOR |
Management | For | For | ||||||||||
| 3.2 | TO ELECT MARTIN HORGAN,
WHO RETIRES IN ACCORDANCE WITH ARTICLE 29 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HIMSELF FOR ELECTION AS A DIRECTOR |
Management | For | For | ||||||||||
| 3.3 | TO ELECT DR. SALLY EYRE,
WHO RETIRES IN ACCORDANCE WITH ARTICLE 29 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HERSELF FOR ELECTION AS A DIRECTOR |
Management | For | For | ||||||||||
| 3.4 | TO ELECT DR. CATHERINE
FARROW, WHO RETIRES IN ACCORDANCE WITH ARTICLE 29 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HERSELF FOR ELECTION AS A DIRECTOR |
Management | For | For | ||||||||||
| 3.5 | TO ELECT MARNA CLOETE,
WHO RETIRES IN ACCORDANCE WITH ARTICLE 29 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HERSELF FOR ELECTION AS A DIRECTOR |
Management | For | For | ||||||||||
| 3.6 | TO RE-ELECT ROSS JERRARD,
WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION AS A DIRECTOR |
Management | For | For | ||||||||||
| 3.7 | TO RE-ELECT MARK BANKES,
WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION AS A DIRECTOR |
Management | For | For | ||||||||||
| 3.8 | TO RE-ELECT DR. IBRAHIM
FAWZY, WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION AS A DIRECTOR |
Management | For | For | ||||||||||
| 4.1 | TO APPOINT PRICEWATERHOUSECOOPERS
LLP AS THE COMPANY'S AUDITOR TO HOLD OFFICE FOR THE CONCLUSION OF THIS MEETING UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AT WHICH THE ACCOUNTS ARE LAID BEFORE THE MEETING |
Management | For | For | ||||||||||
| 4.2 | TO AUTHORISE THE DIRECTORS
TO AGREE THE REMUNERATION OF THE AUDITOR |
Management | For | For | ||||||||||
| 5 | ALLOTMENT OF RELEVANT SECURITIES | Management | For | For | ||||||||||
| 6 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | Against | Against | ||||||||||
| 7 | MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant | Gabelli Gold Fund, Inc. |
| By (Signature and Title)* | /s/ Bruce N. Alpert |
| Bruce N. Alpert, Principal Executive Officer |
| Date | August 21, 2020 |
*Print the name and title of each signing officer under his or her signature.