SC 13D
1
file001.txt
SCHEDULE 13D
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
CLARUS CORPORATION
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(Name of Issuer)
Common Stock, par value $0.0001 per share
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(Title of Class of Securities)
182707109
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(CUSIP Number)
Robert L. Lawrence, Esq.
Kane Kessler, P.C.
1350 Avenue of the Americas,
26th Floor
New York, NY 10019
(212) 541-6222
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(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
April 5, 2002
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(Date of Event which requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of ss.ss. 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the
following box / /.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
SCHEDULE 13D
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CUSIP No. 182707109 Page 2 of 10 Pages
------------------- ------------------
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Warren B. Kanders
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a)[ ]
(b)[X]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
PF
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(E)
[ ]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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7 SOLE VOTING POWER
812,250
NUMBER OF ----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 0
EACH ----------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH 812,250
----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
812,250
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[ ]
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.2%
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14 TYPE OF REPORTING PERSON*
IN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
SCHEDULE 13D
------------------- ------------------
CUSIP No. 182707109 Page 3 of 10 Pages
------------------- ------------------
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Burtt R. Ehrlich
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a)[ ]
(b)[X]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
PF
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(E)
[ ]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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7 SOLE VOTING POWER
10,000
NUMBER OF ----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 0
EACH ----------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH 10,000
----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,000
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[ ]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%
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14 TYPE OF REPORTING PERSON*
IN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
SCHEDULE 13D
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CUSIP No. 182707109 Page 4 of 10 Pages
------------------- ------------------
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
S.T. Investors Fund, LLC
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a)[ ]
(b)[X]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
WC
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(E)
[ ]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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7 SOLE VOTING POWER
31,350
NUMBER OF ----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 0
EACH ----------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH 31,350
----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
31,350
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[ ]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.2%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
00
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
SCHEDULE 13D
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CUSIP No. 182707109 Page 5 of 10 Pages
------------------- ------------------
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Nicholas Sokolow
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a)[ ]
(b)[X]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
N/A
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(E)
[ ]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States and France
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7 SOLE VOTING POWER
0
NUMBER OF ----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 31,350
EACH ----------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH 0
----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
31,350
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
31,350
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[ ]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.2%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 6 of 10
Item 1. Security and Issuer.
(i) Name of Issuer: Clarus Corporation (the "Company").
(ii) Address of the Principal Executive Offices of Issuer: 3970 Johns
Creek Court, Suite 100, Suwanee, Georgia 30024.
(iii) Title of Class of Equity Securities to which this Statement
relates: Common Stock, $0.0001 par value per share, of the
Company (the "Common Stock").
Item 2. Identity and Background.
(a) This statement is being filed by Warren B. Kanders ("Kanders"),
Burtt R. Ehrlich ("Ehrlich"), S.T. Investors Fund, LLC ("ST Investors"), and
Nicholas Sokolow ("Sokolow," and together with Kanders, Ehrlich and ST
Investors, collectively referred to as the "Reporting Persons").
(b) (i) The business address of Kanders is:
c/o Kanders & Company, Inc.
Two Soundview Drive
Greenwich, CT 06830
(ii) The business address of Ehrlich is:
Two Soundview Drive
Greenwich, CT 06830
(iii) The business address of Sokolow and ST Investors is:
c/o Sokolow, Dunaud, Mercadier & Carreras
55 Avenue Kleber
Paris 75016 France
(c) (i) The present principal occupation of Kanders is private
investments.
(ii) The present principal occupation of Ehrlich is private
investments.
(iii) The present principal occupation of Sokolow is a partner
in the law firm of Sokolow, Dunaud, Mercadier & Carreras, 55
Avenue Kleber, Paris 75016 France. ST Investors is Sokolow's
family investment vehicle.
Page 7 of 10
(d) None of the Reporting Persons has, during the last five years, been
convicted in a criminal proceeding (excluding traffic violations or similar
misdemeanors).
(e) None of the Reporting Persons was, during the last five years, a
party to a civil proceeding of a judicial or administrative body of competent
jurisdiction and as a result of such proceeding was or is subject to a judgment,
decree or final order enjoining future violations of, or prohibiting or
mandating activities subject to, federal or state securities laws or finding any
violation with respect to such laws.
(f) Messrs. Kanders and Ehrlich are citizens of the United States. Mr.
Sokolow is a citizen of the United States and France. ST Investors is a Delaware
limited liability company.
Item 3. Source and Amount of Funds or Other Consideration.
The aggregate purchase price of the interests reported herein of
Kanders, Ehrlich and ST Investors were $2,936,823, $40,600 and $130,524,
respectively. Such funds were furnished from Messrs. Kanders' and Ehrlich's
personal funds and from ST Investors' working capital.
Item 4. Purpose of Transaction.
As a result of the Company's recent performance, the Reporting Persons
intend to pursue strategies designed to enhance shareholder value. Such actions
may include, among other things, (a) the acquisition of additional securities of
the Company, or the disposition of securities of the Company; (b) an
extraordinary corporate transaction, such as a merger, reorganization or
liquidation, involving the Company or any of its subsidiaries; (c) a sale or
transfer of a material amount of assets of the Company or any of its
subsidiaries; (d) changes in the present board of directors and/or management of
the Company, including plans or proposals to change the number or term of
directors; (e) material changes in the present capitalization of the Company;
(f) other material changes in the Company's business or corporate structure; and
(g) changes in the Company's charter, bylaws or instruments corresponding
thereto or other actions which may impede the acquisition of control of the
issuer by any person.
On March 20, 2002, the Reporting Persons sent a letter to Mr. Stephen
P. Jeffrey, the Company's Chairman, President and Chief Executive Officer,
outlining the Reporting Persons' concerns and requesting that the Company (i)
appoint Messrs. Kanders, Ehrlich and Sokolow to the Company's Board of
Directors, (ii) retain a recognized investment banking firm to evaluate the
potential sale of the Company's software technology and maximize shareholder
value through redeployment of the Company's capital and (iii) drastically reduce
the Company's burn rate pending review of strategic alternatives by the
Company's Board of Directors. A copy of this letter is attached as Exhibit 2 to
this Schedule 13D. On April 1, 2002, Kane Kessler, PC, counsel to the Reporting
Persons, sent a letter to the Company requesting a response to the Reporting
Persons' March 20
Page 8 of 10
letter and identifying additional concerns of the Reporting Persons relating to
the Company. Another letter was sent by Kane Kessler, PC on April 9, 2002. A
copy of Kane Kessler, P.C.'s letters dated April 1, 2002 and April 9, 2002 are
attached as Exhibit 3 and Exhibit 4 to this Schedule 13D.
Item 5. Interest in Securities of the Issuer.
(a-b)(i) On the date of this statement, Kanders beneficially owns, and
has the sole power to direct the vote and disposition of,
812,250 shares of Common Stock or approximately 5.2% of the
outstanding Common Stock.
(ii) On the date of this statement, Ehrlich beneficially owns, and
has the sole power to direct the vote and disposition of,
10,000 shares of Common Stock or approximately 0.1% of the
outstanding Common Stock.
(iii) On the date of this statement, ST Investors beneficially owns,
and has the sole power to direct the vote and disposition of,
31,350 shares of Common Stock or approximately 0.2% of the
outstanding Common Stock. Sokolow, as the managing member of
ST Investors, may be deemed to share the power to direct the
vote and disposition of the shares of Common Stock
beneficially owned by ST Investors.
The percentage of Common Stock reported as beneficially owned is based
upon 15,578,142 shares outstanding as reported by the Company in its Annual
Report on Form 10-K for the fiscal year ended December 31, 2001.
With the exception of Sokolow's interest in the shares of Common Stock
beneficially owned by ST Investors by virtue of his position as managing member
of ST Investors, each Reporting Person disclaims any beneficial interest in the
shares of Common Stock held by the other Reporting Persons.
(c) The Reporting Persons effected the following transactions in the
Common Stock during the past 60 days, all of which were executed on the open
market:
(i) Mr. Kanders:
# of Shares Date Average Cost
----------- ---- ------------
699,000 February 28, 2002 $3.55
1,500 March 12, 2002 $4.06
23,500 March 14, 2002 $4.06
500 March 22, 2002 $4.06
6,600 March 25, 2002 $3.99
8,600 March 26, 2002 $3.96
9,300 March 27, 2002 $3.96
14,300 April 2, 2002 $3.76
10,700 April 3, 2002 $3.91
Page 9 of 10
700 April 4, 2002 $4.01
2,500 April 8, 2002 $4.06
8,300 April 9, 2002 $4.05
5,400 April 10, 2002 $4.06
21,350 April 11, 2002 $4.24
(ii) Mr. Ehrlich:
# of Shares Date Average Cost
----------- ---- ------------
4,250 April 5, 2002 $4.06
5,750 April 8, 2002 $4.06
(iii) ST Investors:
# of Shares Date Average Cost
----------- ---- ------------
3,000 April 4, 2002 $3.86
4,250 April 5, 2002 $4.06
2,750 April 8, 2002 $4.06
21,350 April 11, 2002 $4.24
(d) No person, other than the Reporting Persons, has the right to
receive or the power to direct the receipt of dividends from, or proceeds from
the sale of the Common Stock reported by this statement.
(e) Not applicable.
Item 6. Contracts, Arrangements, Understandings or Relationships with respect to
Securities of the Issuer.
Not applicable.
Item 7. Material to be Filed as Exhibits.
Exhibit 1 - Joint Filing Agreement
Exhibit 2 - Letter dated March 20, 2002 from Kanders to the Company.
Exhibit 3 - Letter dated April 1, 2002 from Kane Kessler, PC to the
Company.
Exhibit 4 - Letter dated April 9, 2002 from Kane Kessler, PC to the
Company.
Page 10 of 10
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: April 12, 2002
/s/ Warren B. Kanders
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Warren B. Kanders
/s/ Burtt R. Ehrlich
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Burtt R. Ehrlich
/s/ Nicholas Sokolow
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Nicholas Sokolow, individually and
on behalf of S.T. Investors Fund, LLC