UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-07896
GAMCO Global Series Funds, Inc.
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
John C. Ball
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2022 – June 30, 2023
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2022 TO JUNE 30, 2023
|
ProxyEdge Meeting Date Range: 07/01/2022 - 06/30/2023 The Gabelli Global Content and Connectivity Fund |
Report Date: 07/01/2023 1 |
Investment Company Report
| UBISOFT ENTERTAINMENT | ||||||||||||
| Security | F9396N106 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 05-Jul-2022 | ||||||||||
| ISIN | FR0000054470 | Agenda | 715714110 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | ||||||||||
| CMMT | FOR FRENCH MEETINGS ‘ABSTAIN’ IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-‘AGAINST.’ IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||
| CMMT | DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY-THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED-AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING-WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF-SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO-ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO-REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY. | Non-Voting | ||||||||||
| CMMT | 02 JUN 2022: FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN- NAME ON THE COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING-FORM DIRECTLY FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE-ISSUER VIA THE PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE- SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED AND PLEASE NOTE THAT-IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS-MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE | Non-Voting | ||||||||||
| REQUIRED TO-INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN-THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED-TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER- HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL-TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1-DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE-SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE-POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE-BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS-MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||
| 1 | APPROVAL OF THE SEPARATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED MARCH 31, 2022 | Management | No Action | |||||||||
| 2 | ALLOCATION OF EARNINGS FOR THE FINANCIAL YEAR ENDED MARCH 31, 2022 | Management | No Action | |||||||||
| 3 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED MARCH 31, 2022 | Management | No Action | |||||||||
| 4 | APPROVAL OF REGULATED AGREEMENTS AND COMMITMENTS | Management | No Action | |||||||||
| 5 | APPROVAL OF ALL COMPONENTS OF THE COMPENSATION PAID TO THE CORPORATE OFFICERS LISTED IN I OF ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE FOR THE FINANCIAL YEAR ENDED MARCH 31, 2022 | Management | No Action | |||||||||
| 6 | APPROVAL OF THE COMPONENTS OF THE COMPENSATION AND BENEFITS PAID DURING THE FINANCIAL YEAR ENDED MARCH 31, 2022 OR ALLOCATED IN RESPECT OF THE SAME FINANCIAL YEAR TO YVES GUILLEMOT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||
| 7 | APPROVAL OF THE COMPONENTS OF THE COMPENSATION AND BENEFITS PAID DURING THE FINANCIAL YEAR ENDED MARCH 31, 2022 OR ALLOCATED IN RESPECT OF THE SAME FINANCIAL YEAR TO CLAUDE GUILLEMOT, DEPUTY CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||
| 8 | APPROVAL OF THE COMPONENTS OF THE COMPENSATION AND BENEFITS PAID DURING THE FINANCIAL YEAR ENDED MARCH 31, 2022 OR ALLOCATED IN RESPECT OF THE SAME FINANCIAL YEAR TO MICHEL GUILLEMOT, DEPUTY CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||
| 9 | APPROVAL OF THE COMPONENTS OF THE COMPENSATION AND BENEFITS PAID DURING THE FINANCIAL YEAR ENDED MARCH 31, 2022 OR ALLOCATED IN RESPECT OF THE SAME FINANCIAL YEAR TO G RARD GUILLEMOT, DEPUTY CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||
| 10 | APPROVAL OF THE COMPONENTS OF THE COMPENSATION AND BENEFITS PAID DURING THE FINANCIAL YEAR ENDED MARCH 31, 2022 OR ALLOCATED IN RESPECT OF THE SAME FINANCIAL YEAR TO CHRISTIAN GUILLEMOT, DEPUTY CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||
| 11 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||
| 12 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO THE DEPUTY CHIEF EXECUTIVE OFFICERS | Management | No Action | |||||||||
| 13 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO THE DIRECTORS | Management | No Action | |||||||||
| 14 | APPOINTMENT OF CLAUDE FRANCE AS INDEPENDENT DIRECTOR | Management | No Action | |||||||||
| 15 | SETTING OF THE TOTAL AMOUNT OF COMPENSATION ALLOCATED ANNUALLY TO DIRECTORS | Management | No Action | |||||||||
| 16 | RENEWAL OF THE TERM OF OFFICE OF MAZARS SA AS PRIMARY STATUTORY AUDITOR | Management | No Action | |||||||||
| 17 | NON-RENEWAL OF THE TERM OF OFFICE AND NON- REPLACEMENT OF CBA SARL AS ALTERNATE STATUTORY AUDITOR | Management | No Action | |||||||||
| 18 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY’S SHARES | Management | No Action | |||||||||
| 19 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO REDUCE THE SHARE CAPITAL BY CANCELATION OF THE OWN SHARES HELD BY THE COMPANY | Management | No Action | |||||||||
| 20 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL THROUGH THE CAPITALIZATION OF RESERVES, PROFITS, PREMIUMS OR OTHER AMOUNTS THAT WOULD BE ELIGIBLE FOR CAPITALIZATION | Management | No Action | |||||||||
| 21 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES OF THE COMPANY AND/OR SECURITIES GRANTING ACCESS TO THE SHARE CAPITAL OF THE COMPANY OR ONE OF ITS SUBSIDIARIES AND/OR ENTITLING HOLDERS TO THE ALLOCATION OF DEBT SECURITIES, WITH MAINTENANCE OF PREFERENTIAL SUBSCRIPTION RIGHTS | Management | No Action | |||||||||
| 22 | EXCLUDING THE OFFERS REFERRED TO IN 1 OF ARTICLE L. 411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE PLEASE CONSULT THE TEXT OF THE RESOLUTION ATTACHED. DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES OF THE COMPANY AND/OR SECURITIES GRANTING ACCESS TO THE SHARE CAPITAL OF THE COMPANY OR ONE OF ITS SUBSIDIARIES AND/OR ENTITLING HOLDERS TO THE ALLOCATION OF DEBT SECURITIES, WITH WAIVER OF PREFERENTIAL SUBSCRIPTION RIGHTS THROUGH A PUBLIC OFFERING | Management | No Action | |||||||||
| 23 | THROUGH A PUBLIC OFFERING REFERRED TO IN 1 OF ARTICLE L. 411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE (FORMERLY “PRIVATE PLACEMENT”)PLEASE CONSULT THE TEXT OF THE RESOLUTION ATTACHED. DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES OF THE COMPANY AND/OR SECURITIES GRANTING ACCESS TO THE SHARE CAPITAL OF THE COMPANY OR ONE OF ITS SUBSIDIARIES AND/OR ENTITLING HOLDERS TO THE ALLOCATION OF DEBT SECURITIES, WITH WAIVER OF PREFERENTIAL SUBSCRIPTION RIGHTS | Management | No Action | |||||||||
| 24 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO ISSUE SHARES AND/OR SECURITIES GRANTING ACCESS TO THE SHARE CAPITAL, IN ORDER TO REMUNERATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY, WITH WAIVER OF PREFERENTIAL SUBSCRIPTION RIGHTS FOR SHAREHOLDERS | Management | No Action | |||||||||
| 25 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING ORDINARY SHARES AND/OR COMPOUND SECURITIES, WITH CANCELATION OF THE SHAREHOLDERS’ PREFERENTIAL SUBSCRIPTION RIGHTS, FOR THE BENEFIT OF MEMBERS OF COMPANY OR GROUP SAVINGS SCHEMES | Management | No Action | |||||||||
| 26 | ARTICLE L. 233-16 OF THE FRENCH COMMERCIAL CODE FOR WHICH THE REGISTERED OFFICE IS LOCATED OUTSIDE FRANCE, EXCLUDING COMPANY OR GROUP SAVINGS SCHEMES PLEASE CONSULT THE TEXT OF THE RESOLUTION ATTACHED. DELEGATION OF AUTHORITY TO THE | Management | No Action | |||||||||
| BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING ORDINARY SHARES AND/OR COMPOUND SECURITIES, WITH CANCELATION OF THE SHAREHOLDERS’ PREFERENTIAL SUBSCRIPTION RIGHTS, RESERVED FOR EMPLOYEES AND/OR CORPORATE OFFICERS OF CERTAIN SUBSIDIARIES OF THE COMPANY WITHIN THE MEANING OF | ||||||||||||
| 27 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING ORDINARY SHARES AND/OR COMPOUND SECURITIES, WITH CANCELATION OF THE SHAREHOLDERS’ PREFERENTIAL SUBSCRIPTION RIGHTS, RESERVED FOR CATEGORIES OF BENEFICIARIES UNDER AN EMPLOYEE SHARE OWNERSHIP OFFERING | Management | No Action | |||||||||
| 28 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO GRANT FREE ORDINARY SHARES OF THE COMPANY TO EMPLOYEES, INCLUDING ALL OR SOME OF THE MEMBERS OF THE UBISOFT GROUP EXECUTIVE COMMITTEE, WITH THE EXCEPTION OF THE COMPANY’S EXECUTIVE CORPORATE MANAGING OFFICERS, SUBJECT OF THE TWENTY- NINTH RESOLUTION | Management | No Action | |||||||||
| 29 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO GRANT FREE ORDINARY SHARES OF THE COMPANY TO THE COMPANY’S EXECUTIVE CORPORATE MANAGING OFFICERS | Management | No Action | |||||||||
| 30 | OVERALL CEILING FOR SHARE CAPITAL INCREASES | Management | No Action | |||||||||
| 31 | AMENDMENT TO THE COMPANY’S ARTICLES OF ASSOCIATION IN ORDER TO REMOVE THE STATUTORY CLAUSES RELATING TO PREFERENCE SHARES | Management | No Action | |||||||||
| 32 | POWERS FOR FORMALITIES | Management | No Action | |||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | 02 JUN 2022: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://fr.ftp.opendatasoft.com/datadila/JO/BALO/pdf/202 2/0530/202205302202296-.pdf AND PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU- DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| SISTEMA PJSFC | ||||||||||||
| Security | 48122U204 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 09-Jul-2022 | ||||||||||
| ISIN | US48122U2042 | Agenda | 715839900 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | IN ACCORDANCE WITH NEW RUSSIAN FEDERATION LEGISLATION REGARDING FOREIGN-OWNERSHIP DISCLOSURE REQUIREMENTS FOR ADR SECURITIES, ALL SHAREHOLDERS WHO-WISH TO PARTICIPATE IN THIS EVENT MUST DISCLOSE THEIR BENEFICIAL OWNER-COMPANY REGISTRATION NUMBER AND DATE OF COMPANY REGISTRATION. BROADRIDGE WILL-INTEGRATE THE RELEVANT DISCLOSURE INFORMATION WITH THE VOTE INSTRUCTION WHEN-IT IS ISSUED TO THE LOCAL MARKET AS LONG AS THE DISCLOSURE INFORMATION HAS-BEEN PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS INFORMATION HAS NOT BEEN-PROVIDED BY YOUR GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE REJECTED | Non-Voting | ||||||||||
| 1 | APPROVE EARLY TERMINATION OF POWERS OF BOARD OF DIRECTORS | Management | No Action | |||||||||
| CMMT | PLEASE NOTE CUMULATIVE VOTING APPLIES TO THIS RESOLUTION REGARDING THE-ELECTION OF DIRECTORS. OUT OF THE 9 DIRECTORS PRESENTED FOR ELECTION, A-MAXIMUM OF 9 DIRECTORS ARE TO BE ELECTED. BROADRIDGE WILL APPLY CUMULATIVE-VOTING EVENLY AMONG ONLY DIRECTORS FOR WHOM YOU VOTE ‘FOR,’ AND WILL SUBMIT-INSTRUCTION TO THE LOCAL AGENT IN THIS MANNER. CUMULATIVE VOTES CANNOT BE-APPLIED UNEVENLY AMONG DIRECTORS VIA PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,-PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. STANDING INSTRUCTIONS HAVE-BEEN REMOVED FOR THIS MEETING. IF YOU HAVE FURTHER QUESTIONS PLEASE CONTACT-YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | ||||||||||
| 2.1 | ELECT ANNA BELOVA AS DIRECTOR | Management | No Action | |||||||||
| 2.2 | ELECT DANIEL WOLFE AS DIRECTOR | Management | No Action | |||||||||
| 2.3 | ELECT OLEG VIUGIN AS DIRECTOR | Management | No Action | |||||||||
| 2.4 | ELECT IAROSLAV KUZMINOV AS DIRECTOR | Management | No Action | |||||||||
| 2.5 | ELECT NIKOLAI MIKHAILOV AS DIRECTOR | Management | No Action | |||||||||
| 2.6 | ELECT TAGIR SITDEKOV AS DIRECTOR | Management | No Action | |||||||||
| 2.7 | ELECT ALI UZDENOV AS DIRECTOR | Management | No Action | |||||||||
| 2.8 | ELECT ELENA CHIKISHEVA AS DIRECTOR | Management | No Action | |||||||||
| 2.9 | ELECT MIKHAIL SHAMOLIN AS DIRECTOR | Management | No Action | |||||||||
| VODAFONE GROUP PLC | ||||||||||||
| Security | 92857W308 | Meeting Type | Annual | |||||||||
| Ticker Symbol | VOD | Meeting Date | 26-Jul-2022 | |||||||||
| ISIN | US92857W3088 | Agenda | 935682369 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To receive the Company’s accounts, the strategic report and reports of the Directors and the auditor for the year ended 31 March 2022 | Management | For | For | ||||||||
| 2. | To re-elect Jean-François van Boxmeer as a Director | Management | For | For | ||||||||
| 3. | To re-elect Nick Read as a Director | Management | For | For | ||||||||
| 4. | To re-elect Margherita Della Valle as a Director | Management | For | For | ||||||||
| 5. | To elect Stephen A. Carter C.B.E. as a Director | Management | For | For | ||||||||
| 6. | To re-elect Sir Crispin Davis as a Director | Management | For | For | ||||||||
| 7. | To re-elect Michel Demaré as a Director | Management | For | For | ||||||||
| 8. | To elect Delphine Ernotte Cunci as a Director | Management | For | For | ||||||||
| 9. | To re-elect Dame Clara Furse as a Director | Management | For | For | ||||||||
| 10. | To re-elect Valerie Gooding as a Director | Management | For | For | ||||||||
| 11. | To elect Deborah Kerr as a Director | Management | For | For | ||||||||
| 12. | To re-elect Maria Amparo Moraleda Martinez as a Director | Management | For | For | ||||||||
| 13. | To re-elect David Nish as a Director | Management | For | For | ||||||||
| 14. | To elect Simon Segars as a Director | Management | For | For | ||||||||
| 15. | To declare a final dividend of 4.50 eurocents per ordinary share for the year ended 31 March 2022 | Management | For | For | ||||||||
| 16. | To approve the Annual Report on Remuneration contained in the Remuneration Report of the Board for the year ended 31 March 2022 | Management | For | For | ||||||||
| 17. | To reappoint Ernst & Young LLP as the Company’s auditor until the end of the next general meeting at which accounts are laid before the Company | Management | For | For | ||||||||
| 18. | To authorise the Audit and Risk Committee to determine the remuneration of the auditor | Management | For | For | ||||||||
| 19. | To authorise the Directors to allot shares | Management | For | For | ||||||||
| 20. | To authorise the Directors to dis-apply pre-emption rights (Special Resolution) | Management | Withheld | Against | ||||||||
| 21. | To authorise the Directors to dis-apply pre-emption rights up to a further 5 percent for the purposes of financing an acquisition or other capital investment (Special Resolution) | Management | For | For | ||||||||
| 22. | To authorise the Company to purchase its own shares (Special Resolution) | Management | For | For | ||||||||
| 23. | To authorise political donations and expenditure | Management | For | For | ||||||||
| 24. | To authorise the Company to call general meetings (other than AGMs) on 14 clear days’ notice (Special Resolution) | Management | For | For | ||||||||
| OLYMPIQUE LYONNAIS GROUPE | ||||||||||||
| Security | F67262109 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 29-Jul-2022 | ||||||||||
| ISIN | FR0010428771 | Agenda | 715901282 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | ||||||||||
| CMMT | FOR FRENCH MEETINGS ‘ABSTAIN’ IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-‘AGAINST.’ IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||
| CMMT | DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY-THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED-AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING-WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF-SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO-ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO-REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY. | Non-Voting | ||||||||||
| CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE- COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY- FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||
| 1 | RATIFICATION OF THE CO-OPTATION OF A DIRECTOR IN PLACE OF A RESIGNING DIRECTOR | Management | No Action | |||||||||
| 2 | DETERMINATION OF THE AMOUNT OF REMUNERATION TO BE ALLOCATED TO DIRECTORS AND CENSORS FOR THE FINANCIAL YEAR ENDED 30 JUNE 2022 | Management | No Action | |||||||||
| 3 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING ORDINARY SHARES, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOUR OF EAGLE FOOTBALL HOLDINGS LLC OR ONE OF ITS SUBSIDIARIES | Management | No Action | |||||||||
| 4 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE SHARES AND-OR SECURITIES GIVING IMMEDIATE OR FUTURE ACCESS TO THE SHARE CAPITAL, RESERVED FOR MEMBERS OF COMPANY SAVINGS PLANS, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOUR OF SAID BENEFICIARIES, IN ACCORDANCE WITH ARTICLE L.225-129-6 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| 5 | AMENDMENT OF ARTICLE 18 OF THE BYLAWS SUBJECT TO CONDITION PRECEDENT | Management | No Action | |||||||||
| 6 | POWERS TO ACCOMPLISH FORMALITIES | Management | No Action | |||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 766625 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. | Non-Voting | ||||||||||
| CMMT | 14 JUL 2022: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://fr.ftp.opendatasoft.com/datadila/JO/BALO/pdf/202 2/0713/202207132203364-.pdf AND PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT-OF RESOLUTION 4. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND | Non-Voting | ||||||||||
| ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| GMO INTERNET GROUP,INC. | ||||||||||||
| Security | J1822R104 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 09-Aug-2022 | ||||||||||
| ISIN | JP3152750000 | Agenda | 715938493 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Amend Articles to: Change Official Company Name, Approve Minor Revisions | Management | For | For | ||||||||
| ANTERIX INC. | ||||||||||||
| Security | 03676C100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ATEX | Meeting Date | 10-Aug-2022 | |||||||||
| ISIN | US03676C1009 | Agenda | 935687713 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director to hold office until the 2023 Annual Meeting: Morgan E. O’Brien | Management | For | For | ||||||||
| 1b. | Election of Director to hold office until the 2023 Annual Meeting: Robert H. Schwartz | Management | For | For | ||||||||
| 1c. | Election of Director to hold office until the 2023 Annual Meeting: Leslie B. Daniels | Management | For | For | ||||||||
| 1d. | Election of Director to hold office until the 2023 Annual Meeting: Gregory A. Haller | Management | For | For | ||||||||
| 1e. | Election of Director to hold office until the 2023 Annual Meeting: Singleton B. McAllister | Management | For | For | ||||||||
| 1f. | Election of Director to hold office until the 2023 Annual Meeting: Gregory A. Pratt | Management | For | For | ||||||||
| 1g. | Election of Director to hold office until the 2023 Annual Meeting: Paul Saleh | Management | For | For | ||||||||
| 1h. | Election of Director to hold office until the 2023 Annual Meeting: Mahvash Yazdi | Management | For | For | ||||||||
| 2. | To approve, on an advisory (non-binding) basis, the compensation of the Company’s named executive officers. | Management | For | For | ||||||||
| 3. | To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2023. | Management | For | For | ||||||||
| OLD MUTUAL LIMITED | ||||||||||||
| Security | S5790B132 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 12-Aug-2022 | ||||||||||
| ISIN | ZAE000255360 | Agenda | 715901371 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.O.1 | AUTHORITY FOR SPECIFIC ISSUES OF SHARES FOR CASH | Management | For | For | ||||||||
| 2.S.1 | AUTHORITY FOR FINANCIAL ASSISTANCE | Management | For | For | ||||||||
| 3.S.2 | AUTHORITY FOR FUTURE SPECIFIC REPURCHASES | Management | For | For | ||||||||
| 4.O.2 | AUTHORITY TO IMPLEMENT | Management | For | For | ||||||||
| SISTEMA PJSFC | ||||||||||||
| Security | 48122U204 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 12-Aug-2022 | ||||||||||
| ISIN | US48122U2042 | Agenda | 715964777 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | APPROVAL OF SISTEMA PJSFC’S ANNUAL REPORT AND ANNUAL FINANCIAL STATEMENTS FOR 2021 | Management | No Action | |||||||||
| 2 | DISTRIBUTION OF INCOME, THE AMOUNT OF DIVIDENDS TO BE DISTRIBUTED TO SHAREHOLDERS OF SISTEMA PJSFC, THE FORM OF SUCH DISTRIBUTION, AND THE RECORD DATE FOR DETERMINING SHAREHOLDERS ELIGIBLE TO RECEIVE DIVIDENDS | Management | No Action | |||||||||
| CMMT | PLEASE NOTE CUMULATIVE VOTING APPLIES TO THIS RESOLUTION REGARDING THE-ELECTION OF DIRECTORS. OUT OF THE 9 DIRECTORS PRESENTED FOR ELECTION, A-MAXIMUM OF 9 DIRECTORS ARE TO BE ELECTED. BROADRIDGE WILL APPLY CUMULATIVE-VOTING EVENLY AMONG ONLY DIRECTORS FOR WHOM YOU VOTE ‘FOR,’ AND WILL SUBMIT-INSTRUCTION TO THE LOCAL AGENT IN THIS MANNER. CUMULATIVE VOTES CANNOT BE-APPLIED UNEVENLY AMONG DIRECTORS VIA PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,-PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. STANDING INSTRUCTIONS HAVE-BEEN REMOVED FOR THIS MEETING. IF YOU HAVE FURTHER QUESTIONS PLEASE CONTACT-YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | ||||||||||
| 3.1 | ELECTION OF SISTEMA’S PJSFC BOARD OF DIRECTOR: ANNA BELOVA | Management | No Action | |||||||||
| 3.2 | ELECTION OF SISTEMA’S PJSFC BOARD OF DIRECTOR: DANIEL WOLFE | Management | No Action | |||||||||
| 3.3 | ELECTION OF SISTEMA’S PJSFC BOARD OF DIRECTOR: OLEG VYUGIN | Management | No Action | |||||||||
| 3.4 | ELECTION OF SISTEMA’S PJSFC BOARD OF DIRECTOR: YAROSLAV KUZMINOV | Management | No Action | |||||||||
| 3.5 | ELECTION OF SISTEMA’S PJSFC BOARD OF DIRECTOR: NIKOLAY MIKHAILOV | Management | No Action | |||||||||
| 3.6 | ELECTION OF SISTEMA’S PJSFC BOARD OF DIRECTOR: TAGIR SITDEKOV | Management | No Action | |||||||||
| 3.7 | ELECTION OF SISTEMA’S PJSFC BOARD OF DIRECTOR: ALI UZDENOV | Management | No Action | |||||||||
| 3.8 | ELECTION OF SISTEMA’S PJSFC BOARD OF DIRECTOR: ELENA CHIKISHEVA | Management | No Action | |||||||||
| 3.9 | ELECTION OF SISTEMA’S PJSFC BOARD OF DIRECTOR: MIKHAIL SHAMOLIN | Management | No Action | |||||||||
| 4.1 | APPOINTMENT OF INDEPENDENT AUDITOR OF SISTEMA PJSFC: APPROVE JSC BUSINESS SOLUTIONS AND TECHNOLOGIES AS THE AUDITOR TO PERFORM THE AUDIT OF 2022 STATUTORY (RAS) FINANCIAL STATEMENTS | Management | No Action | |||||||||
| 4.2 | APPOINTMENT OF INDEPENDENT AUDITOR OF SISTEMA PJSFC: APPROVE JSC BUSINESS SOLUTIONS AND TECHNOLOGIES AS THE AUDITOR TO PERFORM THE AUDIT OF 2022 IFRS CONSOLIDATED FINANCIAL STATEMENTS | Management | No Action | |||||||||
| 5 | APPROVAL OF A REVISED POLICY ON REMUNERATION AND COMPENSATIONS FOR MEMBERS OF THE BOARD OF DIRECTORS OF SISTEMA PJSFC | Management | No Action | |||||||||
| CMMT | IN ACCORDANCE WITH NEW RUSSIAN FEDERATION LEGISLATION REGARDING FOREIGN-OWNERSHIP DISCLOSURE REQUIREMENTS FOR ADR SECURITIES, ALL SHAREHOLDERS WHO-WISH TO PARTICIPATE IN THIS EVENT MUST DISCLOSE THEIR BENEFICIAL OWNER-COMPANY REGISTRATION NUMBER AND DATE OF COMPANY REGISTRATION. BROADRIDGE WILL-INTEGRATE THE RELEVANT DISCLOSURE INFORMATION WITH THE VOTE INSTRUCTION WHEN-IT IS ISSUED TO THE LOCAL MARKET AS LONG AS THE DISCLOSURE INFORMATION HAS-BEEN PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS INFORMATION HAS NOT BEEN-PROVIDED BY YOUR GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE REJECTED | Non-Voting | ||||||||||
| PROSUS N.V. | ||||||||||||
| Security | N7163R103 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 24-Aug-2022 | ||||||||||
| ISIN | NL0013654783 | Agenda | 715831954 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||
| 1. | RECEIVE REPORT OF MANAGEMENT BOARD | Non-Voting | ||||||||||
| 2. | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||
| 3. | ADOPT FINANCIAL STATEMENTS | Management | No Action | |||||||||
| 4. | APPROVE ALLOCATION OF INCOME | Management | No Action | |||||||||
| 5. | APPROVE DISCHARGE OF EXECUTIVE DIRECTORS | Management | No Action | |||||||||
| 6. | APPROVE DISCHARGE OF NON-EXECUTIVE DIRECTORS | Management | No Action | |||||||||
| 7. | APPROVE REMUNERATION POLICY FOR EXECUTIVE AND NON-EXECUTIVE DIRECTORS | Management | No Action | |||||||||
| 8. | ELECT SHARMISTHA DUBEY AS NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 9.1. | REELECT JP BEKKER AS NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 9.2. | REELECT D MEYER AS NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 9.3. | REELECT SJZ PACAK AS NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 9.4. | REELECT JDT STOFBERG AS NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 10. | RATIFY DELOITTE ACCOUNTANTS B.V. AS AUDITORS | Management | No Action | |||||||||
| 11. | GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO 10 PERCENT OF ISSUED CAPITAL AND RESTRICT/EXCLUDE PREEMPTIVE RIGHTS | Management | No Action | |||||||||
| 12. | AUTHORIZE REPURCHASE OF SHARES | Management | No Action | |||||||||
| 13. | APPROVE REDUCTION IN SHARE CAPITAL THROUGH CANCELLATION OF SHARES | Management | No Action | |||||||||
| 14. | DISCUSS VOTING RESULTS | Non-Voting | ||||||||||
| 15. | CLOSE MEETING | Non-Voting | ||||||||||
| CMMT | 12 JUL 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 1 AND CHANGE IN NUMBERING OF RESOLUTIONS AND ADDITION OF-COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| CMMT | 12 JUL 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| BORUSSIA DORTMUND GMBH & CO. KGAA | ||||||||||||
| Security | D9343K108 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 21-Nov-2022 | ||||||||||
| ISIN | DE0005493092 | Agenda | 716158541 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | ||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE. | Non-Voting | ||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | Non-Voting | ||||||||||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021/22 | Management | No Action | |||||||||
| 2 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||
| 3 | APPROVE DISCHARGE OF PERSONALLY LIABLE PARTNER FOR FISCAL YEAR 2021/22 | Management | No Action | |||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2021/22 | Management | No Action | |||||||||
| 5 | RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL YEAR 2022/23 AND FOR THE REVIEW OF INTERIM FINANCIAL STATEMENTS | Management | No Action | |||||||||
| 6 | APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS UNTIL 2027 | Management | No Action | |||||||||
| TELENET GROUP HOLDING NV | ||||||||||||
| Security | B89957110 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 06-Dec-2022 | ||||||||||
| ISIN | BE0003826436 | Agenda | 716328198 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||
| 1. | PROPOSED RESOLUTION: AMENDMENT AND RESTATEMENT OF ARTICLE 15.1 OF THE ARTICLES OF ASSOCIATION AS FOLLOWS: ARTICLE 15.1: 15.1 GOLDEN SHARES SHALL ONLY BE TRANSFERABLE BUT ALWAYS BE FREELY TRANSFERABLE TO OTHER ASSOCIATIONS BETWEEN COMMUNES AND TO COMMUNES, PROVINCES OR ANY OTHER PUBLIC LAW ENTITIES OR PRIVATE COMPANIES DIRECTLY OR INDIRECTLY CONTROLLED BY PUBLIC LAW ENTITIES OR FLUVIUS SYSTEM OPERATOR CV ( PUBLIC LAW ENTITIES ). IN CASE THE EXISTING HOLDERS OR THE TRANSFEREES WOULD NO LONGER BE PUBLIC LAW ENTITIES, THESE ENTITIES WILL TRANSFER THE CONCERNED GOLDEN SHARES TO AN ENTITY WHICH QUALIFIES AS PUBLIC LAW ENTITY WITHIN FOUR WEEKS AS OF THE DATE ON WHICH THEY HAVE LEGALLY CEASED TO BE PUBLIC LAW ENTITIES | Management | No Action | |||||||||
| 2. | ACKNOWLEDGMENT OF THE PROPOSED MERGER BETWEEN INTERKABEL VLAANDEREN CV,-HOLDER OF 16 LIQUIDATION DISPREFERENCE SHARES IN TELENET GROUP HOLDING NV,-AND FLUVIUS SYSTEM OPERATOR CV, AS A RESULT OF WHICH THE LIQUIDATION-DISPREFERENCE SHARES WILL BE TRANSFERRED BY OPERATION OF LAW TO FLUVIUS-SYSTEM OPERATOR CV AT THE TIME OF THE PROPOSED MERGER | Non-Voting | ||||||||||
| 3. | PROPOSED RESOLUTION: CANCELLATION OF SIX HUNDRED THIRTY-ONE THOUSAND EIGHT HUNDRED NINETEEN (631,819) OWN SHARES THAT THE COMPANY HAS ACQUIRED UNDER THE PAST AND CLOSED SHARE REPURCHASE PROGRAMS. THE UNAVAILABLE RESERVE THAT HAS BEEN CREATED IN ACCORDANCE WITH THE PROVISIONS OF ARTICLE 7:217 2 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS, WILL BE ABROGATED AS SET FORTH UNDER ARTICLE 7:219 4 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS. THE TEXT OF PARAGRAPH 6.1 CAPITAL AND SHARES OF ARTICLE 6: CAPITAL - SHARES OF THE ARTICLES OF ASSOCIATION WILL ACCORDINGLY BE AMENDED AS FOLLOWS: 6.1. CAPITAL AND SHARES THE CAPITAL OF THE COMPANY AMOUNTS TWELVE MILLION SEVEN HUNDRED AND NINETY-NINE\ THOUSAND FORTY- NINE EURO FORTY CENTS (12,799,049.40). IT IS REPRESENTED BY ONE HUNDRED AND TWELVE MILLION ONE HUNDRED AND TEN THOUSAND (112,110,000) SHARES WITHOUT PAR VALUE, COMPRISING - ONE HUNDRED TWELVE MILLION FIFTEEN THOUSAND ONE HUNDRED TWENTY | Management | No Action | |||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| MICROSOFT CORPORATION | ||||||||||||
| Security | 594918104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MSFT | Meeting Date | 13-Dec-2022 | |||||||||
| ISIN | US5949181045 | Agenda | 935722567 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Reid G. Hoffman | Management | For | For | ||||||||
| 1b. | Election of Director: Hugh F. Johnston | Management | For | For | ||||||||
| 1c. | Election of Director: Teri L. List | Management | For | For | ||||||||
| 1d. | Election of Director: Satya Nadella | Management | For | For | ||||||||
| 1e. | Election of Director: Sandra E. Peterson | Management | For | For | ||||||||
| 1f. | Election of Director: Penny S. Pritzker | Management | For | For | ||||||||
| 1g. | Election of Director: Carlos A. Rodriguez | Management | For | For | ||||||||
| 1h. | Election of Director: Charles W. Scharf | Management | For | For | ||||||||
| 1i. | Election of Director: John W. Stanton | Management | For | For | ||||||||
| 1j. | Election of Director: John W. Thompson | Management | For | For | ||||||||
| 1k. | Election of Director: Emma N. Walmsley | Management | For | For | ||||||||
| 1l. | Election of Director: Padmasree Warrior | Management | For | For | ||||||||
| 2. | Advisory vote to approve named executive officer compensation | Management | For | For | ||||||||
| 3. | Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2023 | Management | For | For | ||||||||
| 4. | Shareholder Proposal - Cost/Benefit Analysis of Diversity and Inclusion | Shareholder | Abstain | Against | ||||||||
| 5. | Shareholder Proposal - Report on Hiring of Persons with Arrest or Incarceration Records | Shareholder | Abstain | Against | ||||||||
| 6. | Shareholder Proposal - Report on Investment of Retirement Funds in Companies Contributing to Climate Change | Shareholder | Abstain | Against | ||||||||
| 7. | Shareholder Proposal - Report on Government Use of Microsoft Technology | Shareholder | Abstain | Against | ||||||||
| 8. | Shareholder Proposal - Report on Development of Products for Military | Shareholder | Abstain | Against | ||||||||
| 9. | Shareholder Proposal - Report on Tax Transparency | Shareholder | Abstain | Against | ||||||||
| AMERICA MOVIL, S.A.B. DE C.V. | ||||||||||||
| Security | 02364W105 | Meeting Type | Special | |||||||||
| Ticker Symbol | AMX | Meeting Date | 20-Dec-2022 | |||||||||
| ISIN | US02364W1053 | Agenda | 935748030 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| I | Proposal to convert Series “L” shares, with limited voting rights, into common shares of a new single Series, as well as presentation of the amendment to the Company’s bylaws. Adoption of resolutions thereon. | Management | For | |||||||||
| II | Appointment of delegates to execute and, if applicable, formalize the resolutions adopted by the meeting. Adoption of resolutions thereon. | Management | For | |||||||||
| AMERICA MOVIL, S.A.B. DE C.V. | ||||||||||||
| Security | 02364W105 | Meeting Type | Special | |||||||||
| Ticker Symbol | AMX | Meeting Date | 20-Dec-2022 | |||||||||
| ISIN | US02364W1053 | Agenda | 935749361 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| I | Proposal to convert Series “L” shares, with limited voting rights, into common shares of a new single Series, as well as presentation of the amendment to the Company’s bylaws. Adoption of resolutions thereon. | Management | For | |||||||||
| II | Appointment of delegates to execute and, if applicable, formalize the resolutions adopted by the meeting. Adoption of resolutions thereon. | Management | For | |||||||||
| OLYMPIQUE LYONNAIS GROUPE | ||||||||||||
| Security | F67262109 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 21-Dec-2022 | ||||||||||
| ISIN | FR0010428771 | Agenda | 716428239 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | ||||||||||
| CMMT | FOR FRENCH MEETINGS ‘ABSTAIN’ IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-‘AGAINST.’ IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||
| CMMT | DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY-THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED-AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING-WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF-SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO-ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO-REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY. | Non-Voting | ||||||||||
| CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE- COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY- FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||
| 1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 30 JUNE 2022 - DISCHARGE TO BE GRANTED TO DIRECTORS - APPROVAL OF NON-DEDUCTIBLE EXPENSES AND COSTS REFERRED TO IN ARTICLE 39-4 OF THE FRENCH GENERAL TAX CODE | Management | No Action | |||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 30 JUNE 2022 | Management | No Action | |||||||||
| 3 | APPROVAL OF THE AGREEMENTS AND COMMITMENTS SUBJECT TO THE PROVISIONS OF ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| 4 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 30 JUNE 2022 | Management | No Action | |||||||||
| 5 | APPROVAL OF THE DIRECTORS’ REMUNERATION POLICY - SETTING THE AMOUNT OF REMUNERATION TO BE ALLOCATED TO THE DIRECTORS FOR THE FINANCIAL YEAR ENDED 30 JUNE 2023 | Management | No Action | |||||||||
| 6 | APPROVAL OF THE COMPENSATION POLICY ELEMENTS APPLICABLE TO MR. JEAN-MICHEL AULAS, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||
| 7 | APPROVAL OF THE COMPENSATION ELEMENTS PAID OR AWARDED TO THE EXECUTIVE CORPORATE OFFICER FOR THE FINANCIAL YEAR ENDED 30 JUNE 2022 | Management | No Action | |||||||||
| 8 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS FOR THE COMPANY TO PURCHASE ITS OWN SHARES | Management | No Action | |||||||||
| 9 | NON-RENEWAL OF THE TERM OF OFFICE OF ORFIS FIRM AND APPOINTMENT OF MAZARS FIRM AS PRINCIPAL STATUTORY AUDITOR | Management | No Action | |||||||||
| 10 | RENEWAL OF THE TERM OF OFFICE OF MRS. HELOISE DELIQUIET AS DIRECTOR | Management | No Action | |||||||||
| 11 | RENEWAL OF THE TERM OF OFFICE OF MRS. NATHALIE DECHY AS DIRECTOR | Management | No Action | |||||||||
| 12 | RENEWAL OF THE TERM OF OFFICE OF MR. JIANGUANG LI AS DIRECTOR, UNDER CERTAIN CONDITIONS | Management | No Action | |||||||||
| 13 | RENEWAL OF THE TERM OF OFFICE OF MR. ALEXANDRE QUIRICI AS DIRECTOR, UNDER CERTAIN CONDITIONS | Management | No Action | |||||||||
| 14 | APPOINTMENT OF MR. JOHN TEXTOR AS DIRECTOR, UNDER CERTAIN CONDITIONS | Management | No Action | |||||||||
| 15 | APPOINTMENT OF MR. MARK AFFOLTER AS DIRECTOR, UNDER CERTAIN CONDITIONS | Management | No Action | |||||||||
| 16 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2022/1205/202 212-052204588.pdf | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 825021 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. | Non-Voting | ||||||||||
| GMO INTERNET GROUP,INC. | ||||||||||||
| Security | J1822R104 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 23-Dec-2022 | ||||||||||
| ISIN | JP3152750000 | Agenda | 716430056 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Amend Articles to: Change Fiscal Year End | Management | For | For | ||||||||
| TELENOR ASA | ||||||||||||
| Security | R21882106 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 26-Jan-2023 | ||||||||||
| ISIN | NO0010063308 | Agenda | 716491383 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION. | Non-Voting | ||||||||||
| CMMT | IF YOUR CUSTODIAN DOES NOT HAVE A POWER OF ATTORNEY (POA) IN PLACE, AN-INDIVIDUAL BENEFICIAL OWNER SIGNED POA MAY BE REQUIRED. | Non-Voting | ||||||||||
| CMMT | TO VOTE SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT IN THE LOCAL MARKET, THE-LOCAL CUSTODIAN WILL TEMPORARILY TRANSFER VOTED SHARES TO A SEPARATE ACCOUNT-IN THE BENEFICIAL OWNER’S NAME ON THE PROXY VOTING DEADLINE AND TRANSFER BACK-TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING DATE. | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||
| 1 | OPENING OF THE EXTRAORDINARY GENERAL MEETING BY THE CHAIR OF THE CORPORATE- ASSEMBLY | Non-Voting | ||||||||||
| 2 | REGISTRATION OF ATTENDING SHAREHOLDERS AND PROXIES | Non-Voting | ||||||||||
| 3 | APPROVAL OF THE NOTICE OF THE EXTRAORDINARY GENERAL MEETING AND THE AGENDA | Management | No Action | |||||||||
| 4 | ELECTION OF A REPRESENTATIVE TO SIGN THE MINUTES TOGETHER WITH THE CHAIR OF THE MEETING | Management | No Action | |||||||||
| 5 | AUTHORIZATION TO ACQUIRE OWN SHARES | Management | No Action | |||||||||
| 6 | CLOSING OF THE EXTRAORDINARY GENERAL MEETING | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | 11 JAN 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||
| CMMT | 11 JAN 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||
| CMMT | 11 JAN 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| APPLE INC. | ||||||||||||
| Security | 037833100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AAPL | Meeting Date | 10-Mar-2023 | |||||||||
| ISIN | US0378331005 | Agenda | 935757700 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a | Election of Director: James Bell | Management | For | For | ||||||||
| 1b | Election of Director: Tim Cook | Management | For | For | ||||||||
| 1c | Election of Director: Al Gore | Management | For | For | ||||||||
| 1d | Election of Director: Alex Gorsky | Management | For | For | ||||||||
| 1e | Election of Director: Andrea Jung | Management | For | For | ||||||||
| 1f | Election of Director: Art Levinson | Management | For | For | ||||||||
| 1g | Election of Director: Monica Lozano | Management | For | For | ||||||||
| 1h | Election of Director: Ron Sugar | Management | For | For | ||||||||
| 1i | Election of Director: Sue Wagner | Management | For | For | ||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Apple’s independent registered public accounting firm for fiscal 2023 | Management | For | For | ||||||||
| 3. | Advisory vote to approve executive compensation | Management | For | For | ||||||||
| 4. | Advisory vote on the frequency of advisory votes on executive compensation | Management | 1 Year | For | ||||||||
| 5. | A shareholder proposal entitled “Civil Rights and Non- Discrimination Audit Proposal” | Shareholder | Abstain | Against | ||||||||
| 6. | A shareholder proposal entitled “Communist China Audit” | Shareholder | Abstain | Against | ||||||||
| 7. | A shareholder proposal on Board policy for communication with shareholder proponents | Shareholder | Against | For | ||||||||
| 8. | A shareholder proposal entitled “Racial and Gender Pay Gaps” | Shareholder | Abstain | Against | ||||||||
| 9. | A shareholder proposal entitled “Shareholder Proxy Access Amendments” | Shareholder | Abstain | Against | ||||||||
| SAMSUNG ELECTRONICS CO LTD | ||||||||||||
| Security | Y74718118 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 15-Mar-2023 | ||||||||||
| ISIN | KR7005931001 | Agenda | 716689433 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN INFORMATIONAL MEETING, AS THE ISIN DOES NOT HOLD-VOTING RIGHTS. SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU MAY-REQUEST A NON-VOTING ENTRANCE CARD. THANK YOU | Non-Voting | ||||||||||
| GMO INTERNET GROUP,INC. | ||||||||||||
| Security | J1822R104 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 24-Mar-2023 | ||||||||||
| ISIN | JP3152750000 | Agenda | 716753783 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Amend Articles to: Approve Minor Revisions | Management | For | For | ||||||||
| 2.1 | Appoint a Director who is not Audit and Supervisory Committee Member Kumagai, Masatoshi | Management | Against | Against | ||||||||
| 2.2 | Appoint a Director who is not Audit and Supervisory Committee Member Yasuda, Masashi | Management | For | For | ||||||||
| 2.3 | Appoint a Director who is not Audit and Supervisory Committee Member Nishiyama, Hiroyuki | Management | For | For | ||||||||
| 2.4 | Appoint a Director who is not Audit and Supervisory Committee Member Ainoura, Issei | Management | For | For | ||||||||
| 2.5 | Appoint a Director who is not Audit and Supervisory Committee Member Ito, Tadashi | Management | For | For | ||||||||
| 3 | Appoint a Director who is Audit and Supervisory Committee Member Matsui, Hideyuki | Management | Against | Against | ||||||||
| THE WALT DISNEY COMPANY | ||||||||||||
| Security | 254687106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DIS | Meeting Date | 03-Apr-2023 | |||||||||
| ISIN | US2546871060 | Agenda | 935766595 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Mary T. Barra | Management | For | For | ||||||||
| 1b. | Election of Director: Safra A. Catz | Management | For | For | ||||||||
| 1c. | Election of Director: Amy L. Chang | Management | For | For | ||||||||
| 1d. | Election of Director: Francis A. deSouza | Management | For | For | ||||||||
| 1e. | Election of Director: Carolyn N. Everson | Management | For | For | ||||||||
| 1f. | Election of Director: Michael B.G. Froman | Management | For | For | ||||||||
| 1g. | Election of Director: Robert A. Iger | Management | For | For | ||||||||
| 1h. | Election of Director: Maria Elena Lagomasino | Management | For | For | ||||||||
| 1i. | Election of Director: Calvin R. McDonald | Management | For | For | ||||||||
| 1j. | Election of Director: Mark G. Parker | Management | For | For | ||||||||
| 1k. | Election of Director: Derica W. Rice | Management | For | For | ||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accountants for fiscal 2023. | Management | For | For | ||||||||
| 3. | Consideration of an advisory vote to approve executive compensation. | Management | For | For | ||||||||
| 4. | Consideration of an advisory vote on the frequency of advisory votes on executive compensation. | Management | 1 Year | For | ||||||||
| 5. | Shareholder proposal, if properly presented at the meeting, requesting a report on operations related to China. | Shareholder | Abstain | Against | ||||||||
| 6. | Shareholder proposal, if properly presented at the meeting, requesting charitable contributions disclosure. | Shareholder | Abstain | Against | ||||||||
| 7. | Shareholder proposal, if properly presented at the meeting, requesting a political expenditures report. | Shareholder | Abstain | Against | ||||||||
| DEUTSCHE TELEKOM AG | ||||||||||||
| Security | D2035M136 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 05-Apr-2023 | ||||||||||
| ISIN | DE0005557508 | Agenda | 716714856 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | ||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | ||||||||||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS | Non-Voting | ||||||||||
| HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | ||||||||||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER’S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2022 | Non-Voting | ||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.70 PER SHARE | Management | No Action | |||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 5 | RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL YEAR 2023 AND FOR THE REVIEW OF THE INTERIM FINANCIAL STATEMENTS FOR FISCAL YEAR 2023 AND FIRST QUARTER OF FISCAL YEAR 2024 | Management | No Action | |||||||||
| 6.1 | ELECT HARALD KRUEGER TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 6.2 | ELECT REINHARD PLOSS TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 6.3 | ELECT MARGRET SUCKALE TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 7 | APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS UNTIL 2025 | Management | No Action | |||||||||
| 8 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | 27 FEB 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||
| CMMT | 27 FEB 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||
| CMMT | 27 FEB 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| AMERICA MOVIL, S.A.B. DE C.V. SERIES B | ||||||||||||
| Security | 02390A101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AMX | Meeting Date | 14-Apr-2023 | |||||||||
| ISIN | US02390A1016 | Agenda | 935811489 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a | The report of the Chief Executive Officer provided for in Article 172 of the Mexican General Corporations Law (Ley General de Sociedades Mercantiles), and Section XI of Article 44 of the Mexican Securities Market Law (Ley del Mercado de Valores), together with the report of the external auditor, on the Company’s operations and results during the year ended on December 31, 2022, and the opinion of the Board of Directors thereon. | Management | Abstain | |||||||||
| 1b | The Board of Directors’ report referred to in article 172, paragraph (b) of the Mexican General Corporations Law (Ley General de Sociedades Mercantiles), on the principal accounting and information policies and criteria followed in connection with the preparation of the Company’s financial information. | Management | Abstain | |||||||||
| 1c | The Board of Directors’ annual report, referred to in Section IV (e) of Article 28 of the Mexican Securities Market Law (Ley del Mercado de Valores), on its activities for the year ended December 31, 2022. | Management | Abstain | |||||||||
| 1d | The 2022 annual report on the activities of the Audit and Corporate Practices Committee, referred to in Article 43 of the Mexican Securities Market Law (Ley del Mercado de Valores). | Management | Abstain | |||||||||
| 1e | The Consolidated Financial Statements of the Company for the year ended on December 31, 2022, including a proposal to pay a dividend from the Company’s profit tax account (cuenta de utilidad fiscal) | Management | Abstain | |||||||||
| 1f | The annual report on the Company’s share repurchase program for the year ended on December 31, 2022. | Management | Abstain | |||||||||
| 2a | Approval, if applicable, of the Board of Directors and Chief Executive Officer performance during the fiscal year 2022. | Management | Abstain | |||||||||
| 2ba | Appoint member of the Board of Directors of the Company: Carlos Slim Domit (Chairman) | Management | For | |||||||||
| 2bb | Appoint member of the Board of Directors of the Company: Patrick Slim Domit (Cochairman) | Management | For | |||||||||
| 2bc | Appoint member of the Board of Directors of the Company: Antonio Cosío Pando | Management | For | |||||||||
| 2bd | Appoint member of the Board of Directors of the Company: Pablo Roberto González Guajardo | Management | Against | |||||||||
| 2be | Appoint member of the Board of Directors of the Company: Daniel Hajj Aboumrad | Management | For | |||||||||
| 2bf | Appoint member of the Board of Directors of the Company: Vanessa Hajj Slim | Management | For | |||||||||
| 2bg | Appoint member of the Board of Directors of the Company: David Ibarra Muñoz | Management | For | |||||||||
| 2bh | Appoint member of the Board of Directors of the Company: Claudia Jañez Sánchez | Management | For | |||||||||
| 2bi | Appoint member of the Board of Directors of the Company: Rafael Moisés Kalach Mizrahi | Management | For | |||||||||
| 2bj | Appoint member of the Board of Directors of the Company: Francisco Medina Chávez | Management | For | |||||||||
| 2bk | Appoint member of the Board of Directors of the Company: Gisselle Morán Jiménez | Management | For | |||||||||
| 2bl | Appoint member of the Board of Directors of the Company: Luis Alejandro Soberón Kuri | Management | For | |||||||||
| 2bm | Appoint member of the Board of Directors of the Company: Ernesto Vega Velasco | Management | For | |||||||||
| 2bn | Appoint member of the Board of Directors of the Company: Oscar Von Hauske Solís | Management | For | |||||||||
| 2bo | Appoint member of the Board of Directors of the Company: Alejandro Cantú Jimenez (Corporate Secretary non-member of the Board of Directors) | Management | For | |||||||||
| 2bp | Appoint member of the Board of Directors of the Company: Rafael Robles Miaja (Corporate Pro-Secretary non-member of the Board of Directors) | Management | For | |||||||||
| 2c | Approval, if applicable, of the compensation to the Board of Directors’ members. Adoption of resolutions thereon. | Management | Abstain | |||||||||
| 3a | Approval, if applicable, of the Executive Committee performance during the fiscal year 2022. | Management | Abstain | |||||||||
| 3ba | Appoint as member of the Executive Committee: Carlos Slim Domit (Chairman) | Management | For | |||||||||
| 3bb | Appoint as member of the Executive Committee: Patrick Slim Domit | Management | For | |||||||||
| 3bc | Appoint as member of the Executive Committee: Daniel Hajj Aboumrad | Management | For | |||||||||
| 3c | Approval, if applicable, of their compensation. Adoption of resolutions thereon. | Management | Abstain | |||||||||
| 4a | Approval, if applicable, of the performance of the Company’s Corporate Practices Committee during the fiscal year 2022 | Management | Abstain | |||||||||
| 4ba | Appoint as member of the Company’s Corporate Practices Committee: Ernesto Vega Velasco (Chairman) | Management | For | |||||||||
| 4bb | Appoint as member of the Company’s Corporate Practices Committee: Pablo Roberto González Guajardo | Management | Against | |||||||||
| 4bc | Appoint as member of the Company’s Corporate Practices Committee: Rafael Moisés Kalach Mizrahi | Management | For | |||||||||
| 4c | Approval, if applicable, of their compensation. Adoption of resolutions thereon. | Management | Abstain | |||||||||
| 5 | Submission and, if applicable, approval of a proposal to determine the amount of resources to be allocated to the Company’s share repurchase program. Adoption of resolutions thereon. | Management | For | |||||||||
| 6 | Appointment of delegates to execute, and if, applicable, formalize the resolutions adopted by the meeting. Adoption of resolutions thereon. | Management | For | |||||||||
| E1 | Submission and if applicable, approval of a proposal to cancel the Company’s shares held by the Company as treasury shares and acquired pursuant to its share buyback program. Adoption of resolutions thereon. | Management | For | |||||||||
| E2 | Proposal to amend article six of the Company’s bylaws in order to implement the resolutions adopted, if the case, in relation with the proposal to cancel the Company’s shares held by the Company as treasury shares and acquired pursuant to its share buyback program. Adoption of resolutions thereon. | Management | For | |||||||||
| E3 | Appointment of delegates to execute, and if, applicable, formalize the resolutions adopted by the meeting. Adoption of resolutions thereon. | Management | For | |||||||||
| AMERICA MOVIL, S.A.B. DE C.V. SERIES B | ||||||||||||
| Security | 02390A101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AMX | Meeting Date | 14-Apr-2023 | |||||||||
| ISIN | US02390A1016 | Agenda | 935818875 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a | The report of the Chief Executive Officer provided for in Article 172 of the Mexican General Corporations Law (Ley General de Sociedades Mercantiles), and Section XI of Article 44 of the Mexican Securities Market Law (Ley del Mercado de Valores), together with the report of the external auditor, on the Company’s operations and results during the year ended on December 31, 2022, and the opinion of the Board of Directors thereon. | Management | Abstain | |||||||||
| 1b | The Board of Directors’ report referred to in article 172, paragraph (b) of the Mexican General Corporations Law (Ley General de Sociedades Mercantiles), on the principal accounting and information policies and criteria followed in connection with the preparation of the Company’s financial information. | Management | Abstain | |||||||||
| 1c | The Board of Directors’ annual report, referred to in Section IV (e) of Article 28 of the Mexican Securities Market Law (Ley del Mercado de Valores), on its activities for the year ended December 31, 2022. | Management | Abstain | |||||||||
| 1d | The 2022 annual report on the activities of the Audit and Corporate Practices Committee, referred to in Article 43 of the Mexican Securities Market Law (Ley del Mercado de Valores). | Management | Abstain | |||||||||
| 1e | The Consolidated Financial Statements of the Company for the year ended on December 31, 2022, including a proposal to pay a dividend from the Company’s profit tax account (cuenta de utilidad fiscal) | Management | Abstain | |||||||||
| 1f | The annual report on the Company’s share repurchase program for the year ended on December 31, 2022. | Management | Abstain | |||||||||
| 2a | Approval, if applicable, of the Board of Directors and Chief Executive Officer performance during the fiscal year 2022. | Management | Abstain | |||||||||
| 2ba | Appoint member of the Board of Directors of the Company: Carlos Slim Domit (Chairman) | Management | For | |||||||||
| 2bb | Appoint member of the Board of Directors of the Company: Patrick Slim Domit (Cochairman) | Management | For | |||||||||
| 2bc | Appoint member of the Board of Directors of the Company: Antonio Cosío Pando | Management | For | |||||||||
| 2bd | Appoint member of the Board of Directors of the Company: Pablo Roberto González Guajardo | Management | Against | |||||||||
| 2be | Appoint member of the Board of Directors of the Company: Daniel Hajj Aboumrad | Management | For | |||||||||
| 2bf | Appoint member of the Board of Directors of the Company: Vanessa Hajj Slim | Management | For | |||||||||
| 2bg | Appoint member of the Board of Directors of the Company: David Ibarra Muñoz | Management | For | |||||||||
| 2bh | Appoint member of the Board of Directors of the Company: Claudia Jañez Sánchez | Management | For | |||||||||
| 2bi | Appoint member of the Board of Directors of the Company: Rafael Moisés Kalach Mizrahi | Management | For | |||||||||
| 2bj | Appoint member of the Board of Directors of the Company: Francisco Medina Chávez | Management | For | |||||||||
| 2bk | Appoint member of the Board of Directors of the Company: Gisselle Morán Jiménez | Management | For | |||||||||
| 2bl | Appoint member of the Board of Directors of the Company: Luis Alejandro Soberón Kuri | Management | For | |||||||||
| 2bm | Appoint member of the Board of Directors of the Company: Ernesto Vega Velasco | Management | For | |||||||||
| 2bn | Appoint member of the Board of Directors of the Company: Oscar Von Hauske Solís | Management | For | |||||||||
| 2bo | Appoint member of the Board of Directors of the Company: Alejandro Cantú Jimenez (Corporate Secretary non-member of the Board of Directors) | Management | For | |||||||||
| 2bp | Appoint member of the Board of Directors of the Company: Rafael Robles Miaja (Corporate Pro-Secretary non-member of the Board of Directors) | Management | For | |||||||||
| 2c | Approval, if applicable, of the compensation to the Board of Directors’ members. Adoption of resolutions thereon. | Management | Abstain | |||||||||
| 3a | Approval, if applicable, of the Executive Committee performance during the fiscal year 2022. | Management | Abstain | |||||||||
| 3ba | Appoint as member of the Executive Committee: Carlos Slim Domit (Chairman) | Management | For | |||||||||
| 3bb | Appoint as member of the Executive Committee: Patrick Slim Domit | Management | For | |||||||||
| 3bc | Appoint as member of the Executive Committee: Daniel Hajj Aboumrad | Management | For | |||||||||
| 3c | Approval, if applicable, of their compensation. Adoption of resolutions thereon. | Management | Abstain | |||||||||
| 4a | Approval, if applicable, of the performance of the Company’s Corporate Practices Committee during the fiscal year 2022 | Management | Abstain | |||||||||
| 4ba | Appoint as member of the Company’s Corporate Practices Committee: Ernesto Vega Velasco (Chairman) | Management | For | |||||||||
| 4bb | Appoint as member of the Company’s Corporate Practices Committee: Pablo Roberto González Guajardo | Management | Against | |||||||||
| 4bc | Appoint as member of the Company’s Corporate Practices Committee: Rafael Moisés Kalach Mizrahi | Management | For | |||||||||
| 4c | Approval, if applicable, of their compensation. Adoption of resolutions thereon. | Management | Abstain | |||||||||
| 5 | Submission and, if applicable, approval of a proposal to determine the amount of resources to be allocated to the Company’s share repurchase program. Adoption of resolutions thereon. | Management | For | |||||||||
| 6 | Appointment of delegates to execute, and if, applicable, formalize the resolutions adopted by the meeting. Adoption of resolutions thereon. | Management | For | |||||||||
| E1 | Submission and if applicable, approval of a proposal to cancel the Company’s shares held by the Company as treasury shares and acquired pursuant to its share buyback program. Adoption of resolutions thereon. | Management | For | |||||||||
| E2 | Proposal to amend article six of the Company’s bylaws in order to implement the resolutions adopted, if the case, in relation with the proposal to cancel the Company’s shares held by the Company as treasury shares and acquired pursuant to its share buyback program. Adoption of resolutions thereon. | Management | For | |||||||||
| E3 | Appointment of delegates to execute, and if, applicable, formalize the resolutions adopted by the meeting. Adoption of resolutions thereon. | Management | For | |||||||||
| TELENET GROUP HOLDING NV | ||||||||||||
| Security | B89957110 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 26-Apr-2023 | ||||||||||
| ISIN | BE0003826436 | Agenda | 716832010 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| 1. | RECEIVE DIRECTORS’ AND AUDITORS’ REPORTS | Non-Voting | ||||||||||
| 2. | RECEIVE CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | ||||||||||
| 3. | APPROVE FINANCIAL STATEMENTS, ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.0 PER SHARE | Management | No Action | |||||||||
| 4. | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||
| 5. | APPROVE REMUNERATION POLICY | Management | No Action | |||||||||
| 6.a. | APPROVE DISCHARGE OF JOVB BV, PERMANENTLY REPRESENTED BY JO VAN BIESBROECK, AS DIRECTOR | Management | No Action | |||||||||
| 6.b. | APPROVE DISCHARGE OF LIEVE CRETEN BV, PERMANENTLY REPRESENTED BY LIEVE CRETEN, AS DIRECTOR | Management | No Action | |||||||||
| 6.c. | APPROVE DISCHARGE OF JOHN GILBERT AS DIRECTOR | Management | No Action | |||||||||
| 6.d. | APPROVE DISCHARGE OF DIRK JS VAN DEN BERGHE LTD., PERMANENTLY REPRESENTED BY DIRK JS VAN DEN BERGHE, AS DIRECTOR | Management | No Action | |||||||||
| 6.e. | APPROVE DISCHARGE OF JOHN PORTER AS DIRECTOR | Management | No Action | |||||||||
| 6.f. | APPROVE DISCHARGE OF CHARLES H. BRACKEN AS DIRECTOR | Management | No Action | |||||||||
| 6.g. | APPROVE DISCHARGE OF ENRIQUE RODRIGUEZ AS DIRECTOR | Management | No Action | |||||||||
| 6.h. | APPROVE DISCHARGE OF AMY BLAIR AS DIRECTOR | Management | No Action | |||||||||
| 6.i. | APPROVE DISCHARGE OF MANUEL KOHNSTAMM AS DIRECTOR | Management | No Action | |||||||||
| 6.j. | APPROVE DISCHARGE OF SEVERINA PASCU AS DIRECTOR | Management | No Action | |||||||||
| 6.k. | APPROVE DISCHARGE OF MADALINA SUCEVEANU AS DIRECTOR | Management | No Action | |||||||||
| 7. | APPROVE DISCHARGE OF AUDITORS | Management | No Action | |||||||||
| 8.a. | REELECT JOVB BV, PERMANENTLY REPRESENTED BY JO VAN BIESBROECK, AS INDEPENDENT DIRECTOR | Management | No Action | |||||||||
| 8.b. | REELECT MANUEL KOHNSTAMM AS DIRECTOR | Management | No Action | |||||||||
| 8.c. | REELECT ENRIQUE RODRIGUEZ AS DIRECTOR | Management | No Action | |||||||||
| 9. | RATIFY KPMG AS AUDITORS AND APPROVE AUDITORS’ REMUNERATION | Management | No Action | |||||||||
| 10. | APPROVE CHANGE-OF-CONTROL CLAUSE RE: RESTRICTED SHARES PLANS | Management | No Action | |||||||||
| CMMT | 31 MAR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF RESOLUTION 3 AND CHANGE IN NUMBERING OF ALL RESOLUTIONS. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| VNV GLOBAL AB | ||||||||||||
| Security | W98223105 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 04-May-2023 | ||||||||||
| ISIN | SE0014428835 | Agenda | 716902172 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||
| 1 | OPEN MEETING | Non-Voting | ||||||||||
| 2 | ELECT CHAIRMAN OF MEETING | Management | No Action | |||||||||
| 3 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Management | No Action | |||||||||
| 4 | APPROVE AGENDA OF MEETING | Management | No Action | |||||||||
| 5 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Management | No Action | |||||||||
| 6 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Management | No Action | |||||||||
| 7 | RECEIVE PRESIDENT’S REPORT | Non-Voting | ||||||||||
| 8 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | ||||||||||
| 9.A | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||
| 9.B | APPROVE ALLOCATION OF INCOME AND OMISSION OF DIVIDENDS | Management | No Action | |||||||||
| 9.C | APPROVE DISCHARGE OF BOARD AND PRESIDENT | Management | No Action | |||||||||
| 10.A | DETERMINE NUMBER OF MEMBERS (6) AND DEPUTY MEMBERS (0) OF BOARD | Management | No Action | |||||||||
| 10.B | DETERMINE NUMBER OF AUDITORS (1) | Management | No Action | |||||||||
| 11.A | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF USD 120,000 FOR CHAIRMAN AND USD 95,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK | Management | No Action | |||||||||
| 11.B | APPROVE REMUNERATION OF AUDITOR | Management | No Action | |||||||||
| 12.1A | ELECT TOM DINKELSPIEL (CHAIR) AS NEW DIRECTOR | Management | No Action | |||||||||
| 12.1B | REELECT JOSH BLACHMAN AS DIRECTOR | Management | No Action | |||||||||
| 12.1C | REELECT PER BRILIOTH AS DIRECTOR | Management | No Action | |||||||||
| 12.1D | REELECT YLVA LINDQUIST AS DIRECTOR | Management | No Action | |||||||||
| 12.1E | ELECT KELLY MERRYMAN AS NEW DIRECTOR | Management | No Action | |||||||||
| 12.1F | REELECT KEITH RICHMAN AS DIRECTOR | Management | No Action | |||||||||
| 12.2 | ELECT TOM DINKELSPIEL AS BOARD CHAIR | Management | No Action | |||||||||
| 12.3 | RATIFY PRICEWATERHOUSECOOPERS AS AUDITOR | Management | No Action | |||||||||
| 13 | AUTHORIZE REPRESENTATIVES OF THREE OF COMPANY’S LARGEST SHAREHOLDERS TO SERVE ON NOMINATING COMMITTEE | Management | No Action | |||||||||
| 14 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||
| 15 | AMEND ARTICLES RE: EQUITY RELATED, POWER OF ATTORNEY; PARTICIPATION TO GENERAL MEETING | Management | No Action | |||||||||
| 16.A | APPROVE SEK 32,703.08 REDUCTION IN SHARE CAPITAL VIA SHARE CANCELLATION FOR TRANSFER TO UNRESTRICTED EQUITY | Management | No Action | |||||||||
| 16.B | APPROVE CAPITALIZATION OF RESERVES OF SEK 37,030.2296 FOR A BONUS ISSUE | Management | No Action | |||||||||
| 17.A | APPROVE PERFORMANCE SHARE PLAN (LTIP 2023) FOR KEY EMPLOYEES | Management | No Action | |||||||||
| 17.B | AMEND ARTICLES RE. ISSUANCE OF C AND D SHARES IN CONNECTION TO LTIP 2023 | Management | No Action | |||||||||
| 17.C | APPROVE EQUITY PLAN FINANCING | Management | No Action | |||||||||
| 18 | APPROVE CREATION OF 20 PERCENT OF POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | Management | No Action | |||||||||
| 19 | AUTHORIZE SHARE REPURCHASE PROGRAM | Management | No Action | |||||||||
| 20 | CLOSE MEETING | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | 06 APR 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||
| CMMT | 06 APR 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||
| CMMT | 06 APR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| TELUS CORPORATION | ||||||||||||
| Security | 87971M103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TU | Meeting Date | 04-May-2023 | |||||||||
| ISIN | CA87971M1032 | Agenda | 935801971 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | Raymond T. Chan | For | For | |||||||||
| 2 | Hazel Claxton | For | For | |||||||||
| 3 | Lisa de Wilde | For | For | |||||||||
| 4 | Victor Dodig | For | For | |||||||||
| 5 | Darren Entwistle | For | For | |||||||||
| 6 | Thomas E. Flynn | For | For | |||||||||
| 7 | Mary Jo Haddad | For | For | |||||||||
| 8 | Kathy Kinloch | For | For | |||||||||
| 9 | Christine Magee | For | For | |||||||||
| 10 | John Manley | For | For | |||||||||
| 11 | David Mowat | For | For | |||||||||
| 12 | Marc Parent | For | For | |||||||||
| 13 | Denise Pickett | For | For | |||||||||
| 14 | W. Sean Willy | For | For | |||||||||
| 2 | Appoint Deloitte LLP as auditor for the ensuing year and authorize directors to fix its remuneration. | Management | For | For | ||||||||
| 3 | Approve the Company’s approach to executive compensation. | Management | For | For | ||||||||
| 4 | Approval of an increase to the share reserve under the Restricted Share Unit Plan. | Management | For | For | ||||||||
| 5 | Approval of an increase to the share reserve under the Performance Share Unit Plan. | Management | For | For | ||||||||
| KINNEVIK AB | ||||||||||||
| Security | W5139V646 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 08-May-2023 | ||||||||||
| ISIN | SE0015810247 | Agenda | 716924635 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||
| 1 | OPENING OF THE ANNUAL GENERAL MEETING | Non-Voting | ||||||||||
| 2 | ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL MEETING | Management | No Action | |||||||||
| 3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||
| 4 | APPROVAL OF THE AGENDA | Management | No Action | |||||||||
| 5 | ELECTION OF ONE OR TWO PERSONS TO CHECK AND VERIFY THE MINUTES | Non-Voting | ||||||||||
| 6 | DETERMINATION OF WHETHER THE ANNUAL GENERAL MEETING HAS BEEN DULY CONVENED | Management | No Action | |||||||||
| 7 | REMARKS BY THE CHAIRMAN OF THE BOARD | Non-Voting | ||||||||||
| 8 | PRESENTATION BY THE CHIEF EXECUTIVE OFFICER | Non-Voting | ||||||||||
| 9 | PRESENTATION OF THE PARENT COMPANY’S ANNUAL REPORT AND THE AUDITOR’S REPORT-AS WELL AS OF THE GROUP ANNUAL REPORT AND THE GROUP AUDITOR’S REPORT | Non-Voting | ||||||||||
| 10 | RESOLUTION ON THE ADOPTION OF THE PROFIT AND LOSS STATEMENT AND THE BALANCE SHEET AS WELL AS OF THE GROUP PROFIT AND LOSS STATEMENT AND THE GROUP BALANCE SHEET | Management | No Action | |||||||||
| 11 | RESOLUTION ON THE PROPOSED TREATMENT OF KINNEVIK’S EARNINGS AS STATED IN THE ADOPTED BALANCE SHEET | Management | No Action | |||||||||
| 12A | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: JAMES ANDERSON | Management | No Action | |||||||||
| 12B | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: SUSANNA CAMPBELL | Management | No Action | |||||||||
| 12C | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: HARALD MIX | Management | No Action | |||||||||
| 12D | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: CECILIA QVIST | Management | No Action | |||||||||
| 12E | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: CHARLOTTE STRMBERG | Management | No Action | |||||||||
| 12F | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: GEORGI GANEV | Management | No Action | |||||||||
| 13 | PRESENTATION AND DECISION ON APPROVAL OF COMPENSATION REPORT | Management | No Action | |||||||||
| 14 | DETERMINATION OF THE NUMBER OF BOARD MEMBERS | Management | No Action | |||||||||
| 15 | DETERMINING THE FEES FOR THE BOARD MEMBERS AND THE AUDITOR | Management | No Action | |||||||||
| 16A | ELECTION OF BOARD MEMBER: JAMES ANDERSON (RE-ELECTION, NOMINATION COMMITTEE PROPOSAL) | Management | No Action | |||||||||
| 16B | ELECTION OF BOARD MEMBER: SUSANNA CAMPBELL (RE-ELECTION, NOMINATION COMMITTEE PROPOSAL) | Management | No Action | |||||||||
| 16C | ELECTION OF BOARD MEMBER: HARALD MIX (RE- ELECTION, NOMINATION COMMITTEE PROPOSAL) | Management | No Action | |||||||||
| 16D | ELECTION OF BOARD MEMBER: CECILIA QVIST (RE- ELECTION, NOMINATION COMMITTEE PROPOSAL) | Management | No Action | |||||||||
| 16E | ELECTION OF BOARD MEMBER: CHARLOTTE STRMBERG (RE-ELECTION, NOMINATION COMMITTEE PROPOSAL) | Management | No Action | |||||||||
| 17 | ELECTION OF THE CHAIRMAN OF THE BOARD | Management | No Action | |||||||||
| 18 | DETERMINATION OF THE NUMBER OF AUDITORS AND ELECTION OF AN AUDITOR | Management | No Action | |||||||||
| 19 | DECISION ON APPROVAL OF INSTRUCTIONS FOR THE ELECTION COMMITTEE | Management | No Action | |||||||||
| 20 | ELECTION OF MEMBERS AND CHAIRMAN OF THE ELECTION COMMITTEE | Management | No Action | |||||||||
| 21A | DECISION ON LONG-TERM SHARE INCENTIVE PROGRAM FOR 2023, INCLUDING DECISIONS ON: ADOPTION OF THE PROGRAMME | Management | No Action | |||||||||
| 21B | DECISION ON LONG-TERM SHARE INCENTIVE PROGRAM FOR 2023, INCLUDING DECISIONS ON: AMENDMENT OF THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||
| 21C | DECISION ON LONG-TERM SHARE INCENTIVE PROGRAM FOR 2023, INCLUDING DECISIONS ON: AUTHORIZATION FOR THE BOARD TO DECIDE ON NEW ISSUE OF INCENTIVE SHARES | Management | No Action | |||||||||
| 21D | DECISION ON LONG-TERM SHARE INCENTIVE PROGRAM FOR 2023, INCLUDING DECISIONS ON: AUTHORIZATION FOR THE BOARD TO DECIDE ON THE BUYBACK OF OWN INCENTIVE SHARES | Management | No Action | |||||||||
| 21E | DECISION ON LONG-TERM SHARE INCENTIVE PROGRAM FOR 2023, INCLUDING DECISIONS ON: FREE TRANSFERS OF OWN INCENTIVE SHARES AND SHARES IN A PARTICIPATING COMPANY SPECIALLY CREATED FOR THE PROGRAM | Management | No Action | |||||||||
| 21F | DECISION ON LONG-TERM SHARE INCENTIVE PROGRAM FOR 2023, INCLUDING DECISIONS ON: TRANSFER OF OWN INCENTIVE SHARES AND SHARES IN A PARTICIPATING COMPANY SPECIALLY CREATED FOR THE PROGRAM AT MARKET VALUE | Management | No Action | |||||||||
| 22A | DECISIONS ON MEASURES FOR DELIVERY OF SHARES WITHIN THE FRAMEWORK OF OUTSTANDING LONG-TERM INCENTIVE PROGRAMS, INCLUDING DECISIONS ON: TRANSFER OF OWN SHARES OF SERIES B TO PARTICIPANTS IN KINNEVIK’S LONG-TERM INCENTIVE PROGRAM FOR 2018 AND 2020 | Management | No Action | |||||||||
| 22B | DECISIONS ON MEASURES FOR DELIVERY OF SHARES WITHIN THE FRAMEWORK OF OUTSTANDING LONG-TERM INCENTIVE PROGRAMS, INCLUDING DECISIONS ON: AUTHORIZATION FOR THE BOARD TO DECIDE ON THE NEW ISSUE OF SHARES OF SERIES X | Management | No Action | |||||||||
| 22C | DECISIONS ON MEASURES FOR DELIVERY OF SHARES WITHIN THE FRAMEWORK OF OUTSTANDING LONG-TERM INCENTIVE PROGRAMS, INCLUDING DECISIONS ON: AUTHORIZATION FOR THE BOARD TO DECIDE ON THE BUYBACK OF OWN SHARES OF SERIES X | Management | No Action | |||||||||
| 23 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: DECISION ON SHAREHOLDER JOHAN KLINGSPOR’S PROPOSAL | Shareholder | No Action | |||||||||
| 24 | CLOSING OF THE ANNUAL GENERAL MEETING | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | Non-Voting | ||||||||||
| TELENOR ASA | ||||||||||||
| Security | R21882106 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 10-May-2023 | ||||||||||
| ISIN | NO0010063308 | Agenda | 717082058 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||
| CMMT | IF YOUR CUSTODIAN DOES NOT HAVE A POWER OF ATTORNEY (POA) IN PLACE, AN-INDIVIDUAL BENEFICIAL OWNER SIGNED POA MAY BE REQUIRED | Non-Voting | ||||||||||
| CMMT | TO VOTE SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT IN THE LOCAL MARKET, THE-LOCAL CUSTODIAN WILL TEMPORARILY TRANSFER VOTED SHARES TO A SEPARATE ACCOUNT-IN THE BENEFICIAL OWNER’S NAME ON THE PROXY VOTING DEADLINE AND TRANSFER BACK-TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING DATE | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| 1 | OPENING OF THE ANNUAL GENERAL MEETING BY THE CHAIR OF THE CORPORATE ASSEMBLY | Non-Voting | ||||||||||
| 2 | REGISTRATION OF ATTENDING SHAREHOLDERS AND PROXIES | Non-Voting | ||||||||||
| 3 | APPROVAL OF THE NOTICE OF THE ANNUAL GENERAL MEETING AND THE AGENDA | Management | No Action | |||||||||
| 4 | ELECTION OF A REPRESENTATIVE TO SIGN THE MINUTES OF THE ANNUAL GENERAL MEETING TOGETHER WITH THE CHAIR OF THE MEETING | Management | No Action | |||||||||
| 5 | REPORT BY THE CHAIR AND THE CEO | Non-Voting | ||||||||||
| 6 | APPROVAL OF THE FINANCIAL STATEMENTS AND ANNUAL REPORT FOR TELENOR ASA AND THE TELENOR GROUP FOR THE FINANCIAL YEAR 2022, INCLUDING THE BOARD OF DIRECTORS PROPOSAL FOR DISTRIBUTION OF DIVIDEND | Management | No Action | |||||||||
| 7 | APPROVAL OF REMUNERATION TO THE COMPANY’S EXTERNAL AUDITOR | Management | No Action | |||||||||
| 8 | THE BOARD OF DIRECTORS REPORT ON CORPORATE GOVERNANCE | Non-Voting | ||||||||||
| 9.1 | THE BOARD OF DIRECTORS POLICY AND REPORT ON SALARY AND OTHER REMUNERATION TO THE EXECUTIVE MANAGEMENT: APPROVAL OF THE COMPENSATION POLICY | Management | No Action | |||||||||
| 9.2 | THE BOARD OF DIRECTORS POLICY AND REPORT ON SALARY AND OTHER REMUNERATION TO THE EXECUTIVE MANAGEMENT: ADVISORY VOTE ON THE COMPENSATION REPORT | Management | No Action | |||||||||
| 10 | AUTHORIZATION TO ACQUIRE OWN SHARES - INCENTIVE PROGRAM | Management | No Action | |||||||||
| 11 | AMENDMENTS TO TELENOR ASA’S ARTICLES OF ASSOCIATION | Management | No Action | |||||||||
| 12.1 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: NILS BASTIANSEN | Management | No Action | |||||||||
| 12.2 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: MARIANNE BERGMANN ROREN | Management | No Action | |||||||||
| 12.3 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: KJETIL HOUG | Management | No Action | |||||||||
| 12.4 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: JOHN GORDON BERNANDER | Management | No Action | |||||||||
| 12.5 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: HEIDI FINSKAS | Management | No Action | |||||||||
| 12.6 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: WIDAR SALBUVIK | Management | No Action | |||||||||
| 12.7 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: SILVIJA SERES | Management | No Action | |||||||||
| 12.8 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: LISBETH KARIN NAERO | Management | No Action | |||||||||
| 12.9 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: TRINE SAETHER ROMULD | Management | No Action | |||||||||
| 12.10 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: MAALFRID BRATH | Management | No Action | |||||||||
| 12.11 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: ELIN MYRMEL-JOHANSEN (1. DEPUTY) | Management | No Action | |||||||||
| 12.12 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: RANDI MARJAMAA (2. DEPUTY) | Management | No Action | |||||||||
| 12.13 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: ANETTE HJERTO (3. DEPUTY) | Management | No Action | |||||||||
| 13.1 | ELECTION OF MEMBER TO THE NOMINATION COMMITTEE: JAN TORE FOSUND | Management | No Action | |||||||||
| 13.2 | ELECTION OF MEMBER TO THE NOMINATION COMMITTEE: ANETTE HJERTO | Management | No Action | |||||||||
| 14 | DETERMINATION OF REMUNERATION TO THE CORPORATE ASSEMBLY AND THE NOMINATION COMMITTEE | Management | No Action | |||||||||
| 15.1 | DETERMINATION OF REMUNERATION TO THE NOMINATION COMMITTEE: NOMINATION COMMITTEES RECOMMENDATION | Management | No Action | |||||||||
| 15.2 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: DETERMINATION OF REMUNERATION TO THE NOMINATION COMMITTEE: SHAREHOLDER PROPOSAL | Shareholder | No Action | |||||||||
| CMMT | 20 APR 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE | Non-Voting | ||||||||||
| TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||
| CMMT | 20 APR 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||
| CMMT | 20 APR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| VERIZON COMMUNICATIONS INC. | ||||||||||||
| Security | 92343V104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | VZ | Meeting Date | 11-May-2023 | |||||||||
| ISIN | US92343V1044 | Agenda | 935790700 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Shellye Archambeau | Management | For | For | ||||||||
| 1B. | Election of Director: Roxanne Austin | Management | For | For | ||||||||
| 1C. | Election of Director: Mark Bertolini | Management | For | For | ||||||||
| 1D. | Election of Director: Vittorio Colao | Management | For | For | ||||||||
| 1E. | Election of Director: Melanie Healey | Management | For | For | ||||||||
| 1F. | Election of Director: Laxman Narasimhan | Management | For | For | ||||||||
| 1G. | Election of Director: Clarence Otis, Jr. | Management | For | For | ||||||||
| 1H. | Election of Director: Daniel Schulman | Management | For | For | ||||||||
| 1I. | Election of Director: Rodney Slater | Management | For | For | ||||||||
| 1J. | Election of Director: Carol Tomé | Management | For | For | ||||||||
| 1K. | Election of Director: Hans Vestberg | Management | For | For | ||||||||
| 1L. | Election of Director: Gregory Weaver | Management | For | For | ||||||||
| 2. | Advisory vote to approve executive compensation | Management | For | For | ||||||||
| 3. | Advisory vote on the frequency of future advisory votes to approve executive compensation | Management | 1 Year | For | ||||||||
| 4. | Ratification of appointment of independent registered public accounting firm | Management | For | For | ||||||||
| 5. | Government requests to remove content | Shareholder | Abstain | Against | ||||||||
| 6. | Prohibit political contributions | Shareholder | Against | For | ||||||||
| 7. | Amend clawback policy | Shareholder | Against | For | ||||||||
| 8. | Shareholder ratification of annual equity awards | Shareholder | Against | For | ||||||||
| 9. | Independent chair | Shareholder | Against | For | ||||||||
| WIDEOPENWEST, INC. | ||||||||||||
| Security | 96758W101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WOW | Meeting Date | 16-May-2023 | |||||||||
| ISIN | US96758W1018 | Agenda | 935791904 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Gunjan Bhow | Management | For | For | ||||||||
| 1b. | Election of Director: Jill Bright | Management | For | For | ||||||||
| 1c. | Election of Director: Brian Cassidy | Management | For | For | ||||||||
| 2. | Ratify the appointment of BDO USA, LLP as the Company’s independent registered public accounting firm for 2023. | Management | For | For | ||||||||
| 3. | Approve, by non-binding advisory vote, the Company’s executive compensation. | Management | For | For | ||||||||
| 4. | Approve an amendment to the WideOpenWest, Inc.’s 2017 Omnibus Incentive Plan. | Management | For | For | ||||||||
| UNITED STATES CELLULAR CORPORATION | ||||||||||||
| Security | 911684108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | USM | Meeting Date | 16-May-2023 | |||||||||
| ISIN | US9116841084 | Agenda | 935801692 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Director: H. J. Harczak, Jr. | Management | Withheld | Against | ||||||||
| 1.2 | Election of Director: G. P. Josefowicz | Management | Withheld | Against | ||||||||
| 1.3 | Election of Director: C. D. Stewart | Management | Withheld | Against | ||||||||
| 1.4 | Election of Director: X. D. Williams | Management | Withheld | Against | ||||||||
| 2. | Ratify accountants for 2023 | Management | For | For | ||||||||
| 3. | Compensation Plan for Non-Employee Directors | Management | Against | Against | ||||||||
| 4. | Advisory vote to approve executive compensation | Management | For | For | ||||||||
| 5. | Advisory vote on the frequency of holding an advisory vote on executive compensation | Management | 1 Year | For | ||||||||
| CROWN CASTLE INC. | ||||||||||||
| Security | 22822V101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CCI | Meeting Date | 17-May-2023 | |||||||||
| ISIN | US22822V1017 | Agenda | 935796788 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: P. Robert Bartolo | Management | For | For | ||||||||
| 1b. | Election of Director: Jay A. Brown | Management | For | For | ||||||||
| 1c. | Election of Director: Cindy Christy | Management | For | For | ||||||||
| 1d. | Election of Director: Ari Q. Fitzgerald | Management | For | For | ||||||||
| 1e. | Election of Director: Andrea J. Goldsmith | Management | For | For | ||||||||
| 1f. | Election of Director: Tammy K. Jones | Management | For | For | ||||||||
| 1g. | Election of Director: Anthony J. Melone | Management | For | For | ||||||||
| 1h. | Election of Director: W. Benjamin Moreland | Management | For | For | ||||||||
| 1i. | Election of Director: Kevin A. Stephens | Management | For | For | ||||||||
| 1j. | Election of Director: Matthew Thornton, III | Management | For | For | ||||||||
| 2. | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accountants for fiscal year 2023. | Management | For | For | ||||||||
| 3. | The non-binding, advisory vote to approve the compensation of the Company’s named executive officers. | Management | For | For | ||||||||
| 4. | The amendment to the Company’s Restated Certificate of Incorporation, as amended, regarding officer exculpation. | Management | For | For | ||||||||
| FRONTIER COMMUNICATIONS PARENT, INC | ||||||||||||
| Security | 35909D109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FYBR | Meeting Date | 17-May-2023 | |||||||||
| ISIN | US35909D1090 | Agenda | 935814625 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Kevin L. Beebe | Management | For | For | ||||||||
| 1b. | Election of Director: Lisa V. Chang | Management | For | For | ||||||||
| 1c. | Election of Director: Pamela L. Coe | Management | For | For | ||||||||
| 1d. | Election of Director: Nick Jeffery | Management | For | For | ||||||||
| 1e. | Election of Director: Stephen C. Pusey | Management | For | For | ||||||||
| 1f. | Election of Director: Margaret M. Smyth | Management | For | For | ||||||||
| 1g. | Election of Director: John G. Stratton | Management | For | For | ||||||||
| 1h. | Election of Director: Maryann Turcke | Management | For | For | ||||||||
| 1i. | Election of Director: Prat Vemana | Management | For | For | ||||||||
| 2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2023. | Management | For | For | ||||||||
| 3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||
| AT&T INC. | ||||||||||||
| Security | 00206R102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | T | Meeting Date | 18-May-2023 | |||||||||
| ISIN | US00206R1023 | Agenda | 935803937 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Scott T. Ford | Management | For | For | ||||||||
| 1b. | Election of Director: Glenn H. Hutchins | Management | For | For | ||||||||
| 1c. | Election of Director: William E. Kennard | Management | For | For | ||||||||
| 1d. | Election of Director: Stephen J. Luczo | Management | For | For | ||||||||
| 1e. | Election of Director: Michael B. McCallister | Management | For | For | ||||||||
| 1f. | Election of Director: Beth E. Mooney | Management | For | For | ||||||||
| 1g. | Election of Director: Matthew K. Rose | Management | For | For | ||||||||
| 1h. | Election of Director: John T. Stankey | Management | For | For | ||||||||
| 1i. | Election of Director: Cynthia B. Taylor | Management | For | For | ||||||||
| 1j. | Election of Director: Luis A. Ubiñas | Management | For | For | ||||||||
| 2. | Ratification of the appointment of independent auditors. | Management | For | For | ||||||||
| 3. | Advisory approval of executive compensation. | Management | For | For | ||||||||
| 4. | Advisory approval of frequency of vote on executive compensation. | Management | 1 Year | For | ||||||||
| 5. | Independent board chairman. | Shareholder | Against | For | ||||||||
| 6. | Racial equity audit. | Shareholder | Abstain | Against | ||||||||
| TELEPHONE AND DATA SYSTEMS, INC. | ||||||||||||
| Security | 879433829 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TDS | Meeting Date | 18-May-2023 | |||||||||
| ISIN | US8794338298 | Agenda | 935815196 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Director: C. A. Davis | Management | For | For | ||||||||
| 1.2 | Election of Director: G. W. Off | Management | Withheld | Against | ||||||||
| 1.3 | Election of Director: W. Oosterman | Management | Withheld | Against | ||||||||
| 1.4 | Election of Director: D. S. Woessner | Management | Withheld | Against | ||||||||
| 2. | Ratify Accountants for 2023 | Management | For | For | ||||||||
| 3. | Compensation Plan for Non-Employee Directors | Management | Against | Against | ||||||||
| 4. | Advisory vote to approve executive compensation | Management | For | For | ||||||||
| 5. | Advisory vote on the frequency of holding an advisory vote on executive compensation | Management | 1 Year | For | ||||||||
| 6. | Shareholder proposal to recapitalize TDS’ outstanding stock to have an equal vote per share | Shareholder | For | Against | ||||||||
| ZALANDO SE | ||||||||||||
| Security | D98423102 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 24-May-2023 | ||||||||||
| ISIN | DE000ZAL1111 | Agenda | 716990800 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED | Non-Voting | ||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | Non-Voting | ||||||||||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2022 | Non-Voting | ||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND OMISSION OF DIVIDENDS | Management | No Action | |||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 5.1 | RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR FISCAL YEAR 2023 AND FOR THE REVIEW OF INTERIM FINANCIAL STATEMENTS FOR THE FIRST HALF OF FISCAL YEAR 2023 | Management | No Action | |||||||||
| 5.2 | RATIFY KPMG AG AS AUDITORS FOR THE REVIEW OF INTERIM FINANCIAL STATEMENTS UNTIL 2024 AGM | Management | No Action | |||||||||
| 6 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||
| 7.1 | ELECT KELLY BENNETT TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 7.2 | ELECT JENNIFER HYMAN TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 7.3 | ELECT NIKLAS OESTBERG TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 7.4 | ELECT ANDERS POVLSEN TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 7.5 | ELECT MARIELLA ROEHM-KOTTMANN TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 7.6 | ELECT SUSANNE SCHROETER-CROSSAN TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 8 | APPROVE REMUNERATION POLICY FOR THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 9 | APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS UNTIL 2025; AMEND ARTICLES RE: ONLINE PARTICIPATION | Management | No Action | |||||||||
| 10 | AMEND ARTICLES RE: PARTICIPATION OF SUPERVISORY BOARD MEMBERS IN THE ANNUAL GENERAL MEETING BY MEANS OF AUDIO AND VIDEO TRANSMISSION | Management | No Action | |||||||||
| BOLLORE SE | ||||||||||||
| Security | F10659260 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 24-May-2023 | ||||||||||
| ISIN | FR0000039299 | Agenda | 717144048 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT | Non-Voting | ||||||||||
| CMMT | FOR FRENCH MEETINGS ‘ABSTAIN’ IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-‘AGAINST.’ IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||
| CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE- COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY- FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | ||||||||||
| 1 | APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS FOR THE 2022 FISCAL YEAR | Management | No Action | |||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2022 FISCAL YEAR | Management | No Action | |||||||||
| 3 | ALLOCATION OF EARNINGS | Management | No Action | |||||||||
| 4 | APPROVAL OF REGULATED AGREEMENTS AND COMMITMENTS | Management | No Action | |||||||||
| 5 | RENEWAL OF THE TERM OF OFFICE OF A DIRECTOR | Management | No Action | |||||||||
| 6 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO ACQUIRE COMPANY SHARES | Management | No Action | |||||||||
| 7 | APPROVAL OF THE INFORMATION REFERRED TO IN ARTICLE L. 22-10-9 I OF THE FRENCH COMMERCIAL CODE AS PRESENTED IN THE REPORT ON CORPORATE GOVERNANCE - EX POST SAY ON PAY | Management | No Action | |||||||||
| 8 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS OF TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE PREVIOUS FISCAL YEAR OR GRANTED DURING THE SAME PERIOD TO CYRILLE BOLLOR FOR HIS SERVICE AS CHAIRMAN AND CHIEF EXECUTIVE OFFICER OF THE COMPANY - EX POST SAY ON PAY | Management | No Action | |||||||||
| 9 | APPROVAL OF THE COMPENSATION POLICY FOR DIRECTORS ESTABLISHED BY THE BOARD OF DIRECTORS - EX-ANTE VOTE | Management | No Action | |||||||||
| 10 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER ESTABLISHED BY THE BOARD OF DIRECTORS - EX- ANTE VOTE | Management | No Action | |||||||||
| 11 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING ORDINARY SHARES OR ANY SECURITIES GIVING IMMEDIATE OR FUTURE ACCESS TO THE SHARE CAPITAL, WITH PREFERENTIAL SUBSCRIPTION RIGHTS OF THE SHAREHOLDERS | Management | No Action | |||||||||
| 12 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO CARRY OUT AN INCREASE IN SHARE CAPITAL BY ISSUING ORDINARY SHARES TO BE PAID UP BY INCORPORATION OF RESERVES, PROFITS OR PREMIUMS OR BY RAISING THE PAR VALUE | Management | No Action | |||||||||
| 13 | DELEGATION OF POWER GRANTED TO THE BOARD OF DIRECTORS TO CARRY OUT A CAPITAL INCREASE LIMITED TO 10 % OF THE CAPITAL INTENDED TO COMPENSATE CONTRIBUTIONS OF SECURITIES GIVING ACCESS TO THE SHARE CAPITAL | Management | No Action | |||||||||
| 14 | DELEGATION OF AUTHORITY TO BE GIVEN TO THE BOARD OF DIRECTORS TO ISSUE SHARES OR SECURITIES GIVING ACCESS IMMEDIATELY OR IN THE FUTURE TO THE SHARE CAPITAL BY REMUNERATING SECURITIES CONTRIBUTED AS PART OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management | No Action | |||||||||
| 15 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO CARRY OUT A CAPITAL INCREASE BY ISSUING SHARES RESERVED FOR EMPLOYEES WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS | Management | No Action | |||||||||
| 16 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL THROUGH THE CANCELLATION OF SHARES PREVIOUSLY REPURCHASED AS PART OF A SHARE BUYBACK PROGRAM | Management | No Action | |||||||||
| 17 | AMENDMENTS TO ARTICLE 12 OF THE BYLAWS TO ENABLE THE IMPLEMENTATION OF THE STAGGERING OF DIRECTORSHIPS | Management | No Action | |||||||||
| 18 | POWERS FOR FORMALITIES | Management | No Action | |||||||||
| CMMT | 03 MAY 2023: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINKS:- https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2023/0324/202 303-242300635.pdf AND-https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2023/0503/202 305-032301090.pdf AND PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF-UPDATED BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE | Non-Voting | ||||||||||
| THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | ||||||||||||
| PAYPAL HOLDINGS, INC. | ||||||||||||
| Security | 70450Y103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PYPL | Meeting Date | 24-May-2023 | |||||||||
| ISIN | US70450Y1038 | Agenda | 935821036 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Rodney C. Adkins | Management | For | For | ||||||||
| 1b. | Election of Director: Jonathan Christodoro | Management | For | For | ||||||||
| 1c. | Election of Director: John J. Donahoe | Management | For | For | ||||||||
| 1d. | Election of Director: David W. Dorman | Management | For | For | ||||||||
| 1e. | Election of Director: Belinda J. Johnson | Management | For | For | ||||||||
| 1f. | Election of Director: Enrique Lores | Management | For | For | ||||||||
| 1g. | Election of Director: Gail J. McGovern | Management | For | For | ||||||||
| 1h. | Election of Director: Deborah M. Messemer | Management | For | For | ||||||||
| 1i. | Election of Director: David M. Moffett | Management | For | For | ||||||||
| 1j. | Election of Director: Ann M. Sarnoff | Management | For | For | ||||||||
| 1k. | Election of Director: Daniel H. Schulman | Management | For | For | ||||||||
| 1l. | Election of Director: Frank D. Yeary | Management | For | For | ||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||
| 3. | Approval of the PayPal Holdings, Inc. 2015 Equity Incentive Award Plan, as Amended and Restated. | Management | For | For | ||||||||
| 4. | Ratification of the Appointment of PricewaterhouseCoopers LLP as Our Independent Auditor for 2023. | Management | For | For | ||||||||
| 5. | Stockholder Proposal - Provision of Services in Conflict Zones. | Shareholder | Abstain | Against | ||||||||
| 6. | Stockholder Proposal - Reproductive Rights and Data Privacy. | Shareholder | Abstain | Against | ||||||||
| 7. | Stockholder Proposal - PayPal Transparency Reports. | Shareholder | Abstain | Against | ||||||||
| 8. | Stockholder Proposal - Report on Ensuring Respect for Civil Liberties. | Shareholder | Abstain | Against | ||||||||
| 9. | Stockholder Proposal - Adopt Majority Vote Standard for Director Elections. | Shareholder | Against | For | ||||||||
| AMAZON.COM, INC. | ||||||||||||
| Security | 023135106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AMZN | Meeting Date | 24-May-2023 | |||||||||
| ISIN | US0231351067 | Agenda | 935825452 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Jeffrey P. Bezos | Management | For | For | ||||||||
| 1b. | Election of Director: Andrew R. Jassy | Management | For | For | ||||||||
| 1c. | Election of Director: Keith B. Alexander | Management | For | For | ||||||||
| 1d. | Election of Director: Edith W. Cooper | Management | For | For | ||||||||
| 1e. | Election of Director: Jamie S. Gorelick | Management | For | For | ||||||||
| 1f. | Election of Director: Daniel P. Huttenlocher | Management | For | For | ||||||||
| 1g. | Election of Director: Judith A. McGrath | Management | For | For | ||||||||
| 1h. | Election of Director: Indra K. Nooyi | Management | For | For | ||||||||
| 1i. | Election of Director: Jonathan J. Rubinstein | Management | For | For | ||||||||
| 1j. | Election of Director: Patricia Q. Stonesifer | Management | For | For | ||||||||
| 1k. | Election of Director: Wendell P. Weeks | Management | For | For | ||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||||||
| 4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||||||
| 5. | REAPPROVAL OF OUR 1997 STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED, FOR PURPOSES OF FRENCH TAX LAW | Management | For | For | ||||||||
| 6. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON RETIREMENT PLAN OPTIONS | Shareholder | Abstain | Against | ||||||||
| 7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE | Shareholder | Abstain | Against | ||||||||
| 8. | SHAREHOLDER PROPOSAL REQUESTING REPORTING ON CONTENT AND PRODUCT REMOVAL/RESTRICTIONS | Shareholder | Abstain | Against | ||||||||
| 9. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CONTENT REMOVAL REQUESTS | Shareholder | Abstain | Against | ||||||||
| 10. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON STAKEHOLDER IMPACTS | Shareholder | Abstain | Against | ||||||||
| 11. | SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE TAX REPORTING | Shareholder | Against | For | ||||||||
| 12. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON CLIMATE LOBBYING | Shareholder | Abstain | Against | ||||||||
| 13. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY | Shareholder | Abstain | Against | ||||||||
| 14. | SHAREHOLDER PROPOSAL REQUESTING AN ANALYSIS OF COSTS ASSOCIATED WITH DIVERSITY, EQUITY, AND INCLUSION PROGRAMS | Shareholder | Abstain | Against | ||||||||
| 15. | SHAREHOLDER PROPOSAL REQUESTING AN AMENDMENT TO OUR BYLAWS TO REQUIRE SHAREHOLDER APPROVAL FOR CERTAIN FUTURE AMENDMENTS | Shareholder | Against | For | ||||||||
| 16. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON FREEDOM OF ASSOCIATION | Shareholder | Abstain | Against | ||||||||
| 17. | SHAREHOLDER PROPOSAL REQUESTING A NEW POLICY REGARDING OUR EXECUTIVE COMPENSATION PROCESS | Shareholder | Against | For | ||||||||
| 18. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON ANIMAL WELFARE STANDARDS | Shareholder | Abstain | Against | ||||||||
| 19. | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL BOARD COMMITTEE | Shareholder | Against | For | ||||||||
| 20. | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY | Shareholder | Against | For | ||||||||
| 21. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WAREHOUSE WORKING CONDITIONS | Shareholder | Abstain | Against | ||||||||
| 22. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS | Shareholder | Abstain | Against | ||||||||
| 23. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES | Shareholder | Abstain | Against | ||||||||
| EQUINIX, INC. | ||||||||||||
| Security | 29444U700 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EQIX | Meeting Date | 25-May-2023 | |||||||||
| ISIN | US29444U7000 | Agenda | 935820490 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Nanci Caldwell | Management | For | For | ||||||||
| 1b. | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Adaire Fox-Martin | Management | For | For | ||||||||
| 1c. | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Ron Guerrier | Management | For | For | ||||||||
| 1d. | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Gary Hromadko | Management | For | For | ||||||||
| 1e. | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Charles Meyers | Management | For | For | ||||||||
| 1f. | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Thomas Olinger | Management | For | For | ||||||||
| 1g. | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Christopher Paisley | Management | For | For | ||||||||
| 1h. | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Jeetu Patel | Management | For | For | ||||||||
| 1i. | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Sandra Rivera | Management | For | For | ||||||||
| 1j. | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Fidelma Russo | Management | For | For | ||||||||
| 1k. | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Peter Van Camp | Management | For | For | ||||||||
| 2. | Approval, by a non-binding advisory vote, of the compensation of our named executive officers. | Management | For | For | ||||||||
| 3. | Approval, by a non-binding advisory vote, of the frequency with which our stockholders will vote on the compensation of our named executive officers | Management | 1 Year | For | ||||||||
| 4. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023 | Management | For | For | ||||||||
| 5. | A stockholder proposal related to shareholder ratification of termination pay | Shareholder | Against | For | ||||||||
| OLD MUTUAL LIMITED | ||||||||||||
| Security | S5790B132 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 26-May-2023 | ||||||||||
| ISIN | ZAE000255360 | Agenda | 717124565 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| O.1.1 | TO RE-ELECT BRIAN ARMSTRONG AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| O.1.2 | TO RE-ELECT ALBERT ESSIEN AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| O.1.3 | TO RE-ELECT OLUFUNKE IGHODARO AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| O.1.4 | TO RE-ELECT JAMES MWANGI AS A DIRECTOR OF THE COMPANY | Management | Against | Against | ||||||||
| O.1.5 | TO RE-ELECT STEWART VAN GRAAN AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| O.2.1 | TO ELECT OLUFUNKE IGHODARO AS A MEMBER OF THE AUDIT COMMITTEE | Management | For | For | ||||||||
| O.2.2 | TO ELECT ITUMELENG KGABOESELE AS A MEMBER OF THE AUDIT COMMITTEE | Management | For | For | ||||||||
| O.2.3 | TO ELECT JACO LANGNER AS A MEMBER OF THE AUDIT COMMITTEE | Management | For | For | ||||||||
| O.2.4 | TO ELECT JOHN LISTER AS A MEMBER OF THE AUDIT COMMITTEE | Management | For | For | ||||||||
| O.2.5 | TO ELECT NOMKHITA NQWENI AS A MEMBER OF THE AUDIT COMMITTEE | Management | For | For | ||||||||
| O.3.1 | TO RE-APPOINT DELOITTE & TOUCHE AS JOINT INDEPENDENT AUDITORS UNTIL THE CONCLUSION OF THE NEXT AGM OF THE COMPANY | Management | For | For | ||||||||
| O.3.2 | TO RE-APPOINT ERNST & YOUNG INC. AS JOINT INDEPENDENT AUDITORS UNTIL THE CONCLUSION OF THE NEXT AGM OF THE COMPANY | Management | For | For | ||||||||
| O.4.1 | NON-BINDING ADVISORY VOTE ON THE COMPANY’S REMUNERATION POLICY | Management | For | For | ||||||||
| O.4.2 | NON-BINDING ADVISORY VOTE ON THE COMPANY’S REMUNERATION IMPLEMENTATION REPORT | Management | For | For | ||||||||
| S.1 | TO APPROVE THE REMUNERATION PAYABLE TO NON-EXECUTIVE DIRECTORS | Management | For | For | ||||||||
| S.2 | TO GRANT GENERAL AUTHORITY TO ACQUIRE THE COMPANY’S OWN ORDINARY SHARES | Management | For | For | ||||||||
| S.3 | TO APPROVE THE PROVISIONS OF FINANCIAL ASSISTANCE TO SUBSIDIARIES AND OTHER RELATED AND INTER-RELATED ENTITIES AND TO DIRECTORS, PRESCRIBED OFFICERS AND OTHER PERSONS PARTICIPATING IN SHARE OR OTHER EMPLOYEE INCENTIVE SCHEMES | Management | For | For | ||||||||
| MTN GROUP LTD | ||||||||||||
| Security | S8039R108 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 26-May-2023 | ||||||||||
| ISIN | ZAE000042164 | Agenda | 717159950 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| O.1.1 | RE-ELECTION OF NP GOSA AS A DIRECTOR | Management | For | For | ||||||||
| O.1.2 | RE-ELECTION OF CWN MOLOPE AS A DIRECTOR | Management | For | For | ||||||||
| O.1.3 | RE-ELECTION OF RT MUPITA AS A DIRECTOR | Management | For | For | ||||||||
| O.1.4 | ELECTION OF T PENNINGTON AS A DIRECTOR | Management | For | For | ||||||||
| O.1.5 | ELECTION OF N NEWTON-KING AS A DIRECTOR | Management | For | For | ||||||||
| O.2.1 | TO ELECT SN MABASO-KOYANA AS A MEMBER OF THE AUDIT COMMITTEE | Management | For | For | ||||||||
| O.2.2 | TO ELECT CWN MOLOPE AS A MEMBER OF THE AUDIT COMMITTEE | Management | For | For | ||||||||
| O.2.3 | TO ELECT NP GOSA AS A MEMBER OF THE AUDIT COMMITTEE | Management | For | For | ||||||||
| O.2.4 | TO ELECT VM RAGUE AS A MEMBER OF THE AUDIT COMMITTEE | Management | For | For | ||||||||
| O.2.5 | TO ELECT T PENNINGTON AS A MEMBER OF THE AUDIT COMMITTEE | Management | For | For | ||||||||
| O.3.1 | TO ELECT SLA SANUSI AS A MEMBER OF THE SOCIAL, ETHICS AND SUSTAINABILITY COMMITTEE | Management | For | For | ||||||||
| O.3.2 | TO ELECT SP MILLER AS A MEMBER OF THE SOCIAL, ETHICS AND SUSTAINABILITY COMMITTEE | Management | For | For | ||||||||
| O.3.3 | TO ELECT NL SOWAZI AS A MEMBER OF THE SOCIAL, ETHICS AND SUSTAINABILITY COMMITTEE | Management | For | For | ||||||||
| O.3.4 | TO ELECT KDK MOKHELE AS A MEMBER OF THE SOCIAL, ETHICS AND SUSTAINABILITY COMMITTEE | Management | For | For | ||||||||
| O.3.5 | TO ELECT N NEWTON-KING AS A MEMBER OF THE SOCIAL, ETHICS AND SUSTAINABILITY COMMITTEE | Management | For | For | ||||||||
| O.4 | APPOINTMENT OF ERNST AND YOUNG INC. AS AN AUDITOR OF THE COMPANY | Management | For | For | ||||||||
| O.5 | GENERAL AUTHORITY FOR DIRECTORS TO ALLOT AND ISSUE AUTHORISED BUT UNISSUED ORDINARY SHARES | Management | For | For | ||||||||
| O.6 | GENERAL AUTHORITY FOR DIRECTORS TO ALLOT AND ISSUE ORDINARY SHARES FOR CASH | Management | For | For | ||||||||
| O.7 | NON-BINDING ADVISORY VOTE - ENDORSEMENT OF THE COMPANY’S REMUNERATION POLICY | Management | For | For | ||||||||
| O.8 | NON-BINDING ADVISORY VOTE - ENDORSEMENT OF THE COMPANY’S REMUNERATION IMPLEMENTATION REPORT | Management | For | For | ||||||||
| S.1.1 | TO APPROVE REMUNERATION PAYABLE TO MTN GROUP BOARD LOCAL CHAIRMAN | Management | For | For | ||||||||
| S.1.2 | TO APPROVE REMUNERATION PAYABLE TO MTN GROUP BOARD INTERNATIONAL CHAIRMAN | Management | For | For | ||||||||
| S.1.3 | TO APPROVE REMUNERATION PAYABLE TO MTN GROUP BOARD LOCAL MEMBER | Management | For | For | ||||||||
| S.1.4 | TO APPROVE REMUNERATION PAYABLE TO MTN GROUP BOARD INTERNATIONAL MEMBER | Management | For | For | ||||||||
| S.1.5 | TO APPROVE REMUNERATION PAYABLE TO MTN GROUP BOARD LOCAL LEAD INDEPENDENT DIRECTOR | Management | For | For | ||||||||
| S.1.6 | TO APPROVE REMUNERATION PAYABLE TO MTN GROUP BOARD INTERNATIONAL LEAD INDEPENDENT DIRECTOR | Management | For | For | ||||||||
| S.1.7 | TO APPROVE REMUNERATION PAYABLE TO HUMAN CAPITAL AND REMUNERATION COMMITTEE LOCAL CHAIRMAN | Management | For | For | ||||||||
| S.1.8 | TO APPROVE REMUNERATION PAYABLE TO HUMAN CAPITAL AND REMUNERATION COMMITTEE INTERNATIONAL CHAIRMAN | Management | For | For | ||||||||
| S.1.9 | TO APPROVE REMUNERATION PAYABLE TO HUMAN CAPITAL AND REMUNERATION COMMITTEE LOCAL MEMBER | Management | For | For | ||||||||
| S1.10 | TO APPROVE REMUNERATION PAYABLE TO HUMAN CAPITAL AND REMUNERATION COMMITTEE INTERNATIONAL MEMBER | Management | For | For | ||||||||
| S1.11 | TO APPROVE REMUNERATION PAYABLE TO SOCIAL, ETHICS AND SUSTAINABILITY COMMITTEE LOCAL CHAIRMAN | Management | For | For | ||||||||
| S1.12 | TO APPROVE REMUNERATION PAYABLE TO SOCIAL, ETHICS AND SUSTAINABILITY COMMITTEE INTERNATIONAL CHAIRMAN | Management | For | For | ||||||||
| S1.13 | TO APPROVE REMUNERATION PAYABLE TO SOCIAL, ETHICS AND SUSTAINABILITY COMMITTEE LOCAL MEMBER | Management | For | For | ||||||||
| S1.14 | TO APPROVE REMUNERATION PAYABLE TO SOCIAL, ETHICS AND SUSTAINABILITY COMMITTEE INTERNATIONAL MEMBER | Management | For | For | ||||||||
| S1.15 | TO APPROVE REMUNERATION PAYABLE TO AUDIT COMMITTEE LOCAL CHAIRMAN | Management | For | For | ||||||||
| S1.16 | TO APPROVE REMUNERATION PAYABLE TO AUDIT COMMITTEE INTERNATIONAL CHAIRMAN | Management | For | For | ||||||||
| S1.17 | TO APPROVE REMUNERATION PAYABLE TO AUDIT COMMITTEE LOCAL MEMBER | Management | For | For | ||||||||
| S1.18 | TO APPROVE REMUNERATION PAYABLE TO AUDIT COMMITTEE INTERNATIONAL MEMBER | Management | For | For | ||||||||
| S1.19 | TO APPROVE REMUNERATION PAYABLE TO RISK MANAGEMENT AND COMPLIANCE COMMITTEE LOCAL CHAIRMAN | Management | For | For | ||||||||
| S1.20 | TO APPROVE REMUNERATION PAYABLE TO RISK MANAGEMENT AND COMPLIANCE COMMITTEE INTERNATIONAL CHAIRMAN | Management | For | For | ||||||||
| S1.21 | TO APPROVE REMUNERATION PAYABLE TO RISK MANAGEMENT AND COMPLIANCE COMMITTEE LOCAL MEMBER | Management | For | For | ||||||||
| S1.22 | TO APPROVE REMUNERATION PAYABLE TO RISK MANAGEMENT AND COMPLIANCE COMMITTEE INTERNATIONAL MEMBER | Management | For | For | ||||||||
| S1.23 | TO APPROVE REMUNERATION PAYABLE TO FINANCE AND INVESTMENT COMMITTEE LOCAL CHAIRMAN | Management | For | For | ||||||||
| S1.24 | TO APPROVE REMUNERATION PAYABLE TO FINANCE AND INVESTMENT COMMITTEE INTERNATIONAL CHAIRMAN | Management | For | For | ||||||||
| S1.25 | TO APPROVE REMUNERATION PAYABLE TO FINANCE AND INVESTMENT COMMITTEE LOCAL MEMBER | Management | For | For | ||||||||
| S1.26 | TO APPROVE REMUNERATION PAYABLE TO FINANCE AND INVESTMENT COMMITTEE INTERNATIONAL MEMBER | Management | For | For | ||||||||
| S1.27 | TO APPROVE REMUNERATION PAYABLE TO AD HOC STRATEGY COMMITTEE LOCAL CHAIRMAN | Management | For | For | ||||||||
| S1.28 | TO APPROVE REMUNERATION PAYABLE TO AD HOC STRATEGY COMMITTEE INTERNATIONAL CHAIRMAN | Management | For | For | ||||||||
| S1.29 | TO APPROVE REMUNERATION PAYABLE TO AD HOC STRATEGY COMMITTEE LOCAL MEMBER | Management | For | For | ||||||||
| S1.30 | TO APPROVE REMUNERATION PAYABLE TO AD HOC STRATEGY COMMITTEE INTERNATIONAL MEMBER | Management | For | For | ||||||||
| S1.31 | TO APPROVE REMUNERATION PAYABLE TO SOURCING COMMITTEE LOCAL CHAIRMAN INTERNATIONAL MEMBER | Management | For | For | ||||||||
| S1.32 | TO APPROVE REMUNERATION PAYABLE TO SOURCING COMMITTEE INTERNATIONAL CHAIRMAN | Management | For | For | ||||||||
| S1.33 | TO APPROVE REMUNERATION PAYABLE TO SOURCING COMMITTEE LOCAL MEMBER | Management | For | For | ||||||||
| S1.34 | TO APPROVE REMUNERATION PAYABLE TO SOURCING COMMITTEE INTERNATIONAL MEMBER | Management | For | For | ||||||||
| S1.35 | TO APPROVE REMUNERATION PAYABLE TO DIRECTORS AFFAIRS AND CORPORATE GOVERNANCE COMMITTEE LOCAL CHAIRMAN | Management | For | For | ||||||||
| S1.36 | TO APPROVE REMUNERATION PAYABLE TO DIRECTORS AFFAIRS AND CORPORATE GOVERNANCE COMMITTEE INTERNATIONAL CHAIRMAN | Management | For | For | ||||||||
| S1.37 | TO APPROVE REMUNERATION PAYABLE TO DIRECTORS AFFAIRS AND CORPORATE GOVERNANCE COMMITTEE LOCAL MEMBER | Management | For | For | ||||||||
| S1.38 | TO APPROVE REMUNERATION PAYABLE TO DIRECTORS AFFAIRS AND CORPORATE GOVERNANCE COMMITTEE INTERNATIONAL MEMBER | Management | For | For | ||||||||
| S.2 | TO APPROVE THE REPURCHASE OF THE COMPANY’S SHARES | Management | For | For | ||||||||
| S.3 | TO APPROVE THE GRANTING OF FINANCIAL ASSISTANCE TO SUBSIDIARIES AND OTHER RELATED AND INTERRELATED ENTITIES | Management | For | For | ||||||||
| S.4 | TO APPROVE THE GRANTING OF FINANCIAL ASSISTANCE TO DIRECTORS AND/OR PRESCRIBED OFFICERS AND EMPLOYEE SHARE SCHEME BENEFICIARIES | Management | For | For | ||||||||
| S.5 | TO APPROVE THE GRANTING OF FINANCIAL ASSISTANCE TO MTN ZAKHELE FUTHI (RF) LIMITED | Management | For | For | ||||||||
| MILLICOM INTERNATIONAL CELLULAR SA | ||||||||||||
| Security | L6388G134 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 31-May-2023 | ||||||||||
| ISIN | SE0001174970 | Agenda | 717147753 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| A.1 | APPOINT ALEXANDER KOCH AS CHAIRMAN OF MEETING AND EMPOWER CHAIRMAN TO APPOINT OTHER MEMBERS OF BUREAU | Management | No Action | |||||||||
| A.2 | RECEIVE AND APPROVE BOARD’S AND AUDITOR’S REPORTS | Management | No Action | |||||||||
| A.3 | APPROVE CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||
| A.4 | APPROVE ALLOCATION OF INCOME | Management | No Action | |||||||||
| A.5 | APPROVE DISCHARGE OF DIRECTORS | Management | No Action | |||||||||
| A.6 | FIX NUMBER OF DIRECTORS AT TEN | Management | No Action | |||||||||
| A.7 | REELECT JOSE ANTONIO RIOS GARCIA AS DIRECTOR | Management | No Action | |||||||||
| A.8 | REELECT BRUCE CHURCHILL AS DIRECTOR | Management | No Action | |||||||||
| A.9 | REELECT TOMAS ELIASSON AS DIRECTOR | Management | No Action | |||||||||
| A.10 | REELECT PERNILLE ERENBJERG AS DIRECTOR | Management | No Action | |||||||||
| A.11 | REELECT MAURICIO RAMOS AS DIRECTOR | Management | No Action | |||||||||
| A.12 | ELECT MARIA TERESA ARNAL AS DIRECTOR | Management | No Action | |||||||||
| A.13 | ELECT BLANCA TREVINO DE VEGA AS DIRECTOR | Management | No Action | |||||||||
| A.14 | ELECT THOMAS REYNAUD AS DIRECTOR | Management | No Action | |||||||||
| A.15 | ELECT NICOLAS JAEGER AS DIRECTOR | Management | No Action | |||||||||
| A.16 | ELECT MICHAEL GOLAN AS DIRECTOR | Management | No Action | |||||||||
| A.17 | REELECT JOSE ANTONIO RIOS GARCIA AS BOARD CHAIRMAN | Management | No Action | |||||||||
| A.18 | APPROVE REMUNERATION OF DIRECTORS | Management | No Action | |||||||||
| A.19 | APPROVE ERNST & YOUNG S.A., LUXEMBOURG AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION | Management | No Action | |||||||||
| A.20 | APPROVE PROCEDURE ON APPOINTMENT OF NOMINATION COMMITTEE AND DETERMINATION OF ASSIGNMENT OF NOMINATION COMMITTEE | Management | No Action | |||||||||
| A.21 | APPROVE SHARE REPURCHASE PLAN | Management | No Action | |||||||||
| A.22 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||
| A.23 | APPROVE SENIOR MANAGEMENT REMUNERATION POLICY | Management | No Action | |||||||||
| A.24 | APPROVE SHARE-BASED INCENTIVE PLANS | Management | No Action | |||||||||
| E.1 | APPOINT ALEXANDER KOCH AS CHAIRMAN OF MEETING AND EMPOWER CHAIRMAN TO APPOINT OTHER MEMBERS OF BUREAU | Management | No Action | |||||||||
| E.2 | INCREASE AUTHORIZED SHARE CAPITAL AND AMEND ARTICLES OF ASSOCIATION | Management | No Action | |||||||||
| E.3 | APPROVE RENEWAL OF THE AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO ISSUE NEW SHARES AND AMEND ARTICLES OF ASSOCIATION | Management | No Action | |||||||||
| E.4 | RECEIVE AND APPROVE DIRECTORS’ SPECIAL REPORT AND GRANT POWER TO REMOVE OR LIMIT THE PREFERENTIAL SUBSCRIPTION RIGHT | Management | No Action | |||||||||
| E.5 | APPROVE FULL RESTATEMENT OF THE ARTICLES OF INCORPORATION | Management | No Action | |||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | 02 MAY 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||
| CMMT | 02 MAY 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT | Non-Voting | ||||||||||
| SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||
| CMMT | 02 MAY 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| META PLATFORMS, INC. | ||||||||||||
| Security | 30303M102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | META | Meeting Date | 31-May-2023 | |||||||||
| ISIN | US30303M1027 | Agenda | 935830960 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Peggy Alford | For | For | |||||||||
| 2 | Marc L. Andreessen | For | For | |||||||||
| 3 | Andrew W. Houston | For | For | |||||||||
| 4 | Nancy Killefer | For | For | |||||||||
| 5 | Robert M. Kimmitt | For | For | |||||||||
| 6 | Sheryl K. Sandberg | For | For | |||||||||
| 7 | Tracey T. Travis | For | For | |||||||||
| 8 | Tony Xu | For | For | |||||||||
| 9 | Mark Zuckerberg | For | For | |||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as Meta Platforms, Inc.’s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||
| 3. | A shareholder proposal regarding government takedown requests. | Shareholder | Abstain | Against | ||||||||
| 4. | A shareholder proposal regarding dual class capital structure. | Shareholder | Against | For | ||||||||
| 5. | A shareholder proposal regarding human rights impact assessment of targeted advertising. | Shareholder | Abstain | Against | ||||||||
| 6. | A shareholder proposal regarding report on lobbying disclosures. | Shareholder | Abstain | Against | ||||||||
| 7. | A shareholder proposal regarding report on allegations of political entanglement and content management biases in India. | Shareholder | Abstain | Against | ||||||||
| 8. | A shareholder proposal regarding report on framework to assess company lobbying alignment with climate goals. | Shareholder | Abstain | Against | ||||||||
| 9. | A shareholder proposal regarding report on reproductive rights and data privacy. | Shareholder | Abstain | Against | ||||||||
| 10. | A shareholder proposal regarding report on enforcement of Community Standards and user content. | Shareholder | Abstain | Against | ||||||||
| 11. | A shareholder proposal regarding report on child safety impacts and actual harm reduction to children. | Shareholder | Abstain | Against | ||||||||
| 12. | A shareholder proposal regarding report on pay calibration to externalized costs. | Shareholder | Against | For | ||||||||
| 13. | A shareholder proposal regarding performance review of the audit & risk oversight committee. | Shareholder | Against | For | ||||||||
| NETFLIX, INC. | ||||||||||||
| Security | 64110L106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NFLX | Meeting Date | 01-Jun-2023 | |||||||||
| ISIN | US64110L1061 | Agenda | 935831126 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Mathias Döpfner | Management | For | For | ||||||||
| 1b. | Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Reed Hastings | Management | For | For | ||||||||
| 1c. | Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Jay Hoag | Management | For | For | ||||||||
| 1d. | Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Ted Sarandos | Management | For | For | ||||||||
| 2. | Ratification of appointment of independent registered public accounting firm. | Management | For | For | ||||||||
| 3. | Advisory approval of named executive officer compensation. | Management | For | For | ||||||||
| 4. | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||
| 5. | Stockholder proposal entitled, “Proposal 5 - Reform the Current Impossible Special Shareholder Meeting Requirements,” if properly presented at the meeting. | Shareholder | Against | For | ||||||||
| 6. | Stockholder proposal entitled, “Netflix-Exclusive Board of Directors,” if properly presented at the meeting. | Shareholder | Against | For | ||||||||
| 7. | Stockholder proposal requesting a report on the Company’s 401(K) Plan, if properly presented at the meeting. | Shareholder | Abstain | Against | ||||||||
| 8. | Stockholder proposal entitled, “Policy on Freedom of Association,” if properly presented at the meeting. | Shareholder | Abstain | Against | ||||||||
| NEDBANK GROUP | ||||||||||||
| Security | S5518R104 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 02-Jun-2023 | ||||||||||
| ISIN | ZAE000004875 | Agenda | 717111203 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| S.1 | SPECIFIC AUTHORITY TO REPURCHASE SHARES FROM THE ODD-LOT HOLDERS | Management | For | For | ||||||||
| O.1 | AUTHORITY TO MAKE AND IMPLEMENT THE ODD- LOT OFFER | Management | For | For | ||||||||
| O.2 | AUTHORITY OF DIRECTOR | Management | For | For | ||||||||
| NEDBANK GROUP | ||||||||||||
| Security | S5518R104 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 02-Jun-2023 | ||||||||||
| ISIN | ZAE000004875 | Agenda | 717113500 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| O.1.1 | ELECTION OF DIRECTORS OF THE COMPANY APPOINTED DURING THE YEAR: ELECTION OF MR M NYATI, WHO WAS APPOINTED AS A DIRECTOR OF THE COMPANY AFTER THE LAST AGM OF SHAREHOLDERS | Management | For | For | ||||||||
| O.1.2 | ELECTION OF DIRECTORS OF THE COMPANY APPOINTED DURING THE YEAR: ELECTION OF MR AD MMINELE, WHO WAS APPOINTED AS A DIRECTOR OF THE COMPANY AFTER THE LAST AGM OF SHAREHOLDERS | Management | For | For | ||||||||
| O.2.1 | RE-ELECTION OF DIRECTORS RETIRING BY ROTATION: RE-ELECTION OF MR HR BRODY, WHO IS RETIRING BY ROTATION, AS A DIRECTOR | Management | For | For | ||||||||
| O.2.2 | RE-ELECTION OF DIRECTORS RETIRING BY ROTATION: RE-ELECTION OF MR MH DAVIS, WHO IS RETIRING BY ROTATION, AS A DIRECTOR | Management | For | For | ||||||||
| O.2.3 | RE-ELECTION OF DIRECTORS RETIRING BY ROTATION: RE-ELECTION OF MR EM KRUGER, WHO IS RETIRING BY ROTATION, AS A DIRECTOR | Management | For | For | ||||||||
| O.2.4 | RE-ELECTION OF DIRECTORS RETIRING BY ROTATION: RE-ELECTION OF MS L MAKALIMA, WHO IS RETIRING BY ROTATION, AS A DIRECTOR | Management | For | For | ||||||||
| O.3.1 | APPOINTMENT OF EXTERNAL AUDITORS AND APPOINTMENT OF KPMG INC IN A SHADOW CAPACITY: REAPPOINTMENT OF DELOITTE & TOUCHE AS EXTERNAL AUDITOR | Management | For | For | ||||||||
| O.3.2 | APPOINTMENT OF EXTERNAL AUDITORS AND APPOINTMENT OF KPMG INC IN A SHADOW CAPACITY: REAPPOINTMENT OF ERNST & YOUNG AS EXTERNAL AUDITOR | Management | For | For | ||||||||
| O.3.3 | APPOINTMENT OF EXTERNAL AUDITORS AND APPOINTMENT OF KPMG INC IN A SHADOW CAPACITY: APPOINTMENT OF KPMG IN A SHADOW CAPACITY | Management | For | For | ||||||||
| O.4.1 | APPOINTMENT OF THE NEDBANK GROUP AUDIT COMMITTEE MEMBER: ELECTION OF MR S SUBRAMONEY AS A MEMBER OF THE NEDBANK GROUP AUDIT COMMITTEE | Management | For | For | ||||||||
| O.4.2 | APPOINTMENT OF THE NEDBANK GROUP AUDIT COMMITTEE MEMBER: ELECTION OF MR HR BRODY AS A MEMBER OF THE NEDBANK GROUP AUDIT COMMITTEE | Management | For | For | ||||||||
| O.4.3 | APPOINTMENT OF THE NEDBANK GROUP AUDIT COMMITTEE MEMBER: ELECTION OF MRS NP DONGWANA AS A MEMBER OF THE NEDBANK GROUP AUDIT COMMITTEE | Management | For | For | ||||||||
| O.4.4 | APPOINTMENT OF THE NEDBANK GROUP AUDIT COMMITTEE MEMBER: ELECTION OF MR EM KRUGER AS A MEMBER OF THE NEDBANK GROUP AUDIT COMMITTEE | Management | For | For | ||||||||
| O.4.5 | APPOINTMENT OF THE NEDBANK GROUP AUDIT COMMITTEE MEMBER: ELECTION OF MS P LANGENI AS A MEMBER OF THE NEDBANK GROUP AUDIT COMMITTEE | Management | For | For | ||||||||
| O.5 | PLACING THE AUTHORISED BUT UNISSUED ORDINARY SHARES UNDER THE CONTROL OF THE DIRECTORS | Management | For | For | ||||||||
| NB6.1 | ENDORSEMENTS OF THE REMUNERATION POLICY AND THE IMPLEMENTATION REPORT: ADVISORY ENDORSEMENT ON A NON-BINDING BASIS OF THE NEDBANK GROUP REMUNERATION POLICY | Management | For | For | ||||||||
| NB6.2 | ENDORSEMENTS OF THE REMUNERATION POLICY AND THE IMPLEMENTATION REPORT: ADVISORY ENDORSEMENT ON A NON-BINDING BASIS OF THE NEDBANK GROUP REMUNERATION IMPLEMENTATION REPORT | Management | For | For | ||||||||
| S.1.1 | REMUNERATION OF THE NON-EXECUTIVE DIRECTOR: GROUP CHAIRPERSON (ALL-INCLUSIVE FEE) | Management | For | For | ||||||||
| S.1.2 | REMUNERATION OF THE NON-EXECUTIVE DIRECTOR: LEAD INDEPENDENT DIRECTOR (ADDITIONAL 40%) | Management | For | For | ||||||||
| S.1.3 | REMUNERATION OF THE NON-EXECUTIVE DIRECTOR: NEDBANK GROUP BOARDMEMBER | Management | For | For | ||||||||
| S.1.4 | COMMITTEE MEMBER FEES: NEDBANK GROUP AUDIT COMMITTEE | Management | For | For | ||||||||
| S.1.5 | COMMITTEE MEMBER FEES: NEDBANK GROUP CREDIT COMMITTEE | Management | For | For | ||||||||
| S.1.6 | COMMITTEE MEMBER FEES: NEDBANK GROUP DIRECTORS AFFAIRS COMMITTEE | Management | For | For | ||||||||
| S.1.7 | COMMITTEE MEMBER FEES: NEDBANK GROUP INFORMATION TECHNOLOGY COMMITTEE | Management | For | For | ||||||||
| S.1.8 | COMMITTEE MEMBER FEES: NEDBANK GROUP REMUNERATION COMMITTEE | Management | For | For | ||||||||
| S.1.9 | COMMITTEE MEMBER FEES: NEDBANK GROUP RISK AND CAPITAL MANAGEMENT COMMITTEE | Management | For | For | ||||||||
| S.110 | COMMITTEE MEMBER FEES: NEDBANK GROUP TRANSFORMATION, SOCIAL AND ETHICS COMMITTEE | Management | For | For | ||||||||
| S.111 | COMMITTEE MEMBER FEES: NEDBANK GROUP CLIMATE RESILIENCE COMMITTEE | Management | For | For | ||||||||
| S.2.1 | REMUNERATION OF NON-EXECUTIVE DIRECTOR APPOINTED AS ACTING GROUP CHAIRPERSON, ACTING LEAD INDEPENDENT DIRECTOR OR ACTING COMMITTEE CHAIRPERSON: ACTING GROUP CHAIRPERSON | Management | For | For | ||||||||
| S.2.2 | REMUNERATION OF NON-EXECUTIVE DIRECTOR APPOINTED AS ACTING GROUP CHAIRPERSON, ACTING LEAD INDEPENDENT DIRECTOR OR ACTING COMMITTEE CHAIRPERSON: ACTING LEAD INDEPENDENT DIRECTOR | Management | For | For | ||||||||
| S.2.3 | REMUNERATION OF NON-EXECUTIVE DIRECTOR APPOINTED AS ACTING GROUP CHAIRPERSON, ACTING LEAD INDEPENDENT DIRECTOR OR ACTING COMMITTEE CHAIRPERSON: ACTING COMMITTEE CHAIRPERSON | Management | For | For | ||||||||
| S.3 | GENERAL AUTHORITY TO REPURCHASE ORDINARY SHARES | Management | For | For | ||||||||
| S.4 | GENERAL AUTHORITY TO PROVIDE FINANCIAL ASSISTANCE TO RELATED AND INTERRELATED COMPANIES | Management | For | For | ||||||||
| S.5.1 | AMENDMENTS TO THE RULES OF THE NEDBANK GROUP (2005) SHARE SCHEME: REPLACING ‘RETENTION AWARDS’ WITH ‘INDIVIDUAL PERFORMANCE AWARDS’ | Management | For | For | ||||||||
| S.5.2 | AMENDMENTS TO THE RULES OF THE NEDBANK GROUP (2005) SHARE SCHEME: AMENDMENT OF CLAUSE 28 DEALING WITH DIVIDENDS AND DISTRIBUTIONS | Management | For | For | ||||||||
| S.6 | CREATION OF NEW PREFERENCE SHARES | Management | For | For | ||||||||
| S.7 | AMENDMENT TO THE MOI INCORPORATING THE TERMS OF THE A NON-REDEEMABLE, NON- CUMULATIVE, NON-PARTICIPATING, PERPETUAL PREFERENCE SHARES | Management | For | For | ||||||||
| O.6 | PLACING THE AUTHORISED BUT UNISSUED A NON- REDEEMABLE, NON-CUMULATIVE, NON- PARTICIPATING, PERPETUAL PREFERENCE SHARES UNDER THE CONTROL OF THE DIRECTORS | Management | For | For | ||||||||
| COMCAST CORPORATION | ||||||||||||
| Security | 20030N101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CMCSA | Meeting Date | 07-Jun-2023 | |||||||||
| ISIN | US20030N1019 | Agenda | 935845492 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Kenneth J. Bacon | For | For | |||||||||
| 2 | Thomas J. Baltimore Jr. | For | For | |||||||||
| 3 | Madeline S. Bell | For | For | |||||||||
| 4 | Edward D. Breen | For | For | |||||||||
| 5 | Gerald L. Hassell | For | For | |||||||||
| 6 | Jeffrey A. Honickman | For | For | |||||||||
| 7 | Maritza G. Montiel | For | For | |||||||||
| 8 | Asuka Nakahara | For | For | |||||||||
| 9 | David C. Novak | For | For | |||||||||
| 10 | Brian L. Roberts | For | For | |||||||||
| 2. | Ratification of the appointment of our independent auditors. | Management | For | For | ||||||||
| 3. | Approval of Comcast Corporation 2023 Omnibus Equity Incentive Plan. | Management | Against | Against | ||||||||
| 4. | Approval of Amended and Restated Comcast Corporation 2002 Employee Stock Purchase Plan. | Management | For | For | ||||||||
| 5. | Advisory vote on executive compensation. | Management | For | For | ||||||||
| 6. | Advisory vote on the frequency of the vote on executive compensation. | Management | 1 Year | For | ||||||||
| 7. | To perform independent racial equity audit. | Shareholder | Abstain | Against | ||||||||
| 8. | To report on climate risk in default retirement plan options. | Shareholder | Abstain | Against | ||||||||
| 9. | To set different greenhouse gas emissions reduction targets. | Shareholder | Abstain | Against | ||||||||
| 10. | To report on political contributions and company values alignment. | Shareholder | Abstain | Against | ||||||||
| 11. | To report on business in China. | Shareholder | Abstain | Against | ||||||||
| T-MOBILE US, INC. | ||||||||||||
| Security | 872590104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TMUS | Meeting Date | 16-Jun-2023 | |||||||||
| ISIN | US8725901040 | Agenda | 935842206 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | André Almeida | For | For | |||||||||
| 2 | Marcelo Claure | For | For | |||||||||
| 3 | Srikant M. Datar | For | For | |||||||||
| 4 | Srinivasan Gopalan | For | For | |||||||||
| 5 | Timotheus Höttges | For | For | |||||||||
| 6 | Christian P. Illek | For | For | |||||||||
| 7 | Raphael Kübler | For | For | |||||||||
| 8 | Thorsten Langheim | For | For | |||||||||
| 9 | Dominique Leroy | For | For | |||||||||
| 10 | Letitia A. Long | For | For | |||||||||
| 11 | G. Michael Sievert | For | For | |||||||||
| 12 | Teresa A. Taylor | For | For | |||||||||
| 13 | Kelvin R. Westbrook | For | For | |||||||||
| 2. | Ratification of the Appointment of Deloitte & Touche LLP as the Company’s Independent Registered Public Accounting Firm for Fiscal Year 2023. | Management | For | For | ||||||||
| 3. | Advisory Vote to Approve the Compensation Provided to the Company’s Named Executive Officers for 2022. | Management | For | For | ||||||||
| 4. | Advisory Vote on the Frequency of Future Advisory Votes to Approve the Compensation Provided to the Company’s Named Executive Officers. | Management | 3 Years | For | ||||||||
| 5. | Approval of T-Mobile US, Inc. 2023 Incentive Award Plan. | Management | For | For | ||||||||
| 6. | Approval of T-Mobile US, Inc. Amended and Restated 2014 Employee Stock Purchase Plan. | Management | For | For | ||||||||
| SONY GROUP CORPORATION | ||||||||||||
| Security | 835699307 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SONY | Meeting Date | 20-Jun-2023 | |||||||||
| ISIN | US8356993076 | Agenda | 935876714 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Kenichiro Yoshida | Management | For | For | ||||||||
| 1b. | Election of Director: Hiroki Totoki | Management | For | For | ||||||||
| 1c. | Election of Director: Yoshihiko Hatanaka | Management | For | For | ||||||||
| 1d. | Election of Director: Toshiko Oka | Management | For | For | ||||||||
| 1e. | Election of Director: Sakie Akiyama | Management | For | For | ||||||||
| 1f. | Election of Director: Wendy Becker | Management | For | For | ||||||||
| 1g. | Election of Director: Keiko Kishigami | Management | For | For | ||||||||
| 1h. | Election of Director: Joseph A. Kraft Jr. | Management | For | For | ||||||||
| 1i. | Election of Director: Neil Hunt | Management | For | For | ||||||||
| 1j. | Election of Director: William Morrow | Management | For | For | ||||||||
| 2. | To issue Stock Acquisition Rights for the purpose of granting stock options. | Management | For | For | ||||||||
| KDDI CORPORATION | ||||||||||||
| Security | J31843105 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 21-Jun-2023 | ||||||||||
| ISIN | JP3496400007 | Agenda | 717298423 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2 | Amend Articles to: Amend Business Lines | Management | For | For | ||||||||
| 3.1 | Appoint a Director Tanaka, Takashi | Management | For | For | ||||||||
| 3.2 | Appoint a Director Takahashi, Makoto | Management | For | For | ||||||||
| 3.3 | Appoint a Director Amamiya, Toshitake | Management | For | For | ||||||||
| 3.4 | Appoint a Director Yoshimura, Kazuyuki | Management | For | For | ||||||||
| 3.5 | Appoint a Director Kuwahara, Yasuaki | Management | For | For | ||||||||
| 3.6 | Appoint a Director Matsuda, Hiromichi | Management | For | For | ||||||||
| 3.7 | Appoint a Director Yamaguchi, Goro | Management | For | For | ||||||||
| 3.8 | Appoint a Director Yamamoto, Keiji | Management | For | For | ||||||||
| 3.9 | Appoint a Director Goto, Shigeki | Management | For | For | ||||||||
| 3.10 | Appoint a Director Tannowa, Tsutomu | Management | For | For | ||||||||
| 3.11 | Appoint a Director Okawa, Junko | Management | For | For | ||||||||
| 3.12 | Appoint a Director Okumiya, Kyoko | Management | For | For | ||||||||
| SOFTBANK GROUP CORP. | ||||||||||||
| Security | J7596P109 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 21-Jun-2023 | ||||||||||
| ISIN | JP3436100006 | Agenda | 717354942 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2.1 | Appoint a Director Son, Masayoshi | Management | For | For | ||||||||
| 2.2 | Appoint a Director Goto, Yoshimitsu | Management | For | For | ||||||||
| 2.3 | Appoint a Director Miyauchi, Ken | Management | For | For | ||||||||
| 2.4 | Appoint a Director Rene Haas | Management | For | For | ||||||||
| 2.5 | Appoint a Director Iijima, Masami | Management | For | For | ||||||||
| 2.6 | Appoint a Director Matsuo, Yutaka | Management | For | For | ||||||||
| 2.7 | Appoint a Director Erikawa, Keiko | Management | For | For | ||||||||
| 2.8 | Appoint a Director Kenneth A. Siegel | Management | For | For | ||||||||
| 2.9 | Appoint a Director David Chao | Management | For | For | ||||||||
| 3 | Appoint a Corporate Auditor Toyama, Atsushi | Management | For | For | ||||||||
| 4 | Approve Business Transfer Agreement to the Company’s Subsidiary | Management | For | For | ||||||||
| TELESAT CORPORATION | ||||||||||||
| Security | 879512309 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TSAT | Meeting Date | 22-Jun-2023 | |||||||||
| ISIN | CA8795123097 | Agenda | 935876384 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | Michael Boychuk | Withheld | Against | |||||||||
| 2 | Jason A. Caloras | Withheld | Against | |||||||||
| 3 | Jane Craighead | Withheld | Against | |||||||||
| 4 | Richard Fadden | Withheld | Against | |||||||||
| 5 | Daniel S. Goldberg | For | For | |||||||||
| 6 | Henry (Hank) Intven | Withheld | Against | |||||||||
| 7 | David Morin | Withheld | Against | |||||||||
| 8 | Dr. Mark H. Rachesky | Withheld | Against | |||||||||
| 9 | Guthrie Stewart | Withheld | Against | |||||||||
| 10 | Michael B. Targoff | Withheld | Against | |||||||||
| 2 | Appointment of Deloitte LLP Chartered Professional Accountants as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | ||||||||
| 3 | The undersigned certifies that it has made reasonable inquiries as to the Canadian status of the registered holder and the beneficial owner of the shares represented by this voting instruction form and has read the definitions set out below so as to make an accurate Declaration of Canadian status. The undersigned hereby certifies that the shares or units represented by this voting instruction form are (check one box based on the definitions set out below): NOTE: “FOR” = CANADIAN, “ABSTAIN” = NON-CANADIAN HOLDER and if not marked will be as AGAINST. | Management | Abstain | Against | ||||||||
| MASTERCARD INCORPORATED | ||||||||||||
| Security | 57636Q104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MA | Meeting Date | 27-Jun-2023 | |||||||||
| ISIN | US57636Q1040 | Agenda | 935858437 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | ELECTION OF DIRECTOR: Merit E. Janow | Management | For | For | ||||||||
| 1b. | ELECTION OF DIRECTOR: Candido Bracher | Management | For | For | ||||||||
| 1c. | ELECTION OF DIRECTOR: Richard K. Davis | Management | For | For | ||||||||
| 1d. | ELECTION OF DIRECTOR: Julius Genachowski | Management | For | For | ||||||||
| 1e. | ELECTION OF DIRECTOR: Choon Phong Goh | Management | For | For | ||||||||
| 1f. | ELECTION OF DIRECTOR: Oki Matsumoto | Management | For | For | ||||||||
| 1g. | ELECTION OF DIRECTOR: Michael Miebach | Management | For | For | ||||||||
| 1h. | ELECTION OF DIRECTOR: Youngme Moon | Management | For | For | ||||||||
| 1i. | ELECTION OF DIRECTOR: Rima Qureshi | Management | For | For | ||||||||
| 1j. | ELECTION OF DIRECTOR: Gabrielle Sulzberger | Management | For | For | ||||||||
| 1k. | ELECTION OF DIRECTOR: Harit Talwar | Management | For | For | ||||||||
| 1l. | ELECTION OF DIRECTOR: Lance Uggla | Management | For | For | ||||||||
| 2. | Advisory approval of Mastercard’s executive compensation. | Management | For | For | ||||||||
| 3. | Advisory approval of the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||
| 4. | Approval of Mastercard Incorporated Employee Stock Purchase Plan. | Management | For | For | ||||||||
| 5. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2023. | Management | For | For | ||||||||
| 6. | Consideration of a stockholder proposal requesting a report on ensuring respect for civil liberties. | Shareholder | Abstain | Against | ||||||||
| 7. | Consideration of a stockholder proposal requesting a report on Mastercard’s stance on new Merchant Category Code. | Shareholder | Abstain | Against | ||||||||
| 8. | Consideration of a stockholder proposal requesting lobbying disclosure. | Shareholder | Abstain | Against | ||||||||
| 9. | Consideration of a stockholder proposal requesting stockholders approve advance notice bylaw amendments. | Shareholder | Against | For | ||||||||
| 10. | Consideration of a stockholder proposal requesting a report on the cost-benefit analysis of diversity and inclusion efforts. | Shareholder | Abstain | Against | ||||||||
| MANCHESTER UNITED PLC | ||||||||||||
| Security | G5784H106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MANU | Meeting Date | 28-Jun-2023 | |||||||||
| ISIN | KYG5784H1065 | Agenda | 935859592 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Avram Glazer | Management | For | For | ||||||||
| 1b. | Election of Director: Joel Glazer | Management | For | For | ||||||||
| 1c. | Election of Director: Richard Arnold | Management | For | For | ||||||||
| 1d. | Election of Director: Cliff Baty | Management | For | For | ||||||||
| 1e. | Election of Director: Kevin Glazer | Management | For | For | ||||||||
| 1f. | Election of Director: Bryan Glazer | Management | For | For | ||||||||
| 1g. | Election of Director: Darcie Glazer Kassewitz | Management | For | For | ||||||||
| 1h. | Election of Director: Edward Glazer | Management | For | For | ||||||||
| 1i. | Election of Director: Robert Leitâo | Management | For | For | ||||||||
| 1j. | Election of Director: Manu Sawhney | Management | For | For | ||||||||
| 1k. | Election of Director: John Hooks | Management | For | For | ||||||||
| 1l. | Election of Director: Patrick Stewart | Management | For | For | ||||||||
|
ProxyEdge Meeting Date Range: 07/01/2022 - 06/30/2023 The Gabelli Global Growth Fund |
Report Date: 07/01/2023 1 |
Investment Company Report
| SNOWFLAKE INC. | ||||||||||||||
| Security | 833445109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SNOW | Meeting Date | 07-Jul-2022 | |||||||||||
| ISIN | US8334451098 | Agenda | 935660705 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Class II Director: Kelly A. Kramer | Management | For | For | ||||||||||
| 1b. | Election of Class II Director: Frank Slootman | Management | For | For | ||||||||||
| 1c. | Election of Class II Director: Michael L. Speiser | Management | For | For | ||||||||||
| 2. | To approve, on an advisory basis, the frequency of future stockholder advisory votes on the compensation of our named executive officers. | Management | 1 Year | For | ||||||||||
| 3. | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2023. | Management | For | For | ||||||||||
| ATLASSIAN CORPORATION PLC | ||||||||||||||
| Security | G06242104 | Meeting Type | Special | |||||||||||
| Ticker Symbol | TEAM | Meeting Date | 22-Aug-2022 | |||||||||||
| ISIN | GB00BZ09BD16 | Agenda | 935687600 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Court Scheme Proposal: To approve the scheme of arrangement as set forth in the section titled “Scheme of Arrangement” in the proxy statement of Atlassian Corporation Plc dated July 11, 2022 | Management | For | For | ||||||||||
| ATLASSIAN CORPORATION PLC | ||||||||||||||
| Security | G06242111 | Meeting Type | Special | |||||||||||
| Ticker Symbol | TEAM | Meeting Date | 22-Aug-2022 | |||||||||||
| ISIN | GB00BZ09BD16 | Agenda | 935687612 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Scheme Special Resolution: THAT for the purpose of giving effect to the scheme of arrangement dated July 11, 2022 between Atlassian Corporation Plc (the “Company”) and the Scheme Shareholders (as defined in the said scheme included in the proxy statement of the Company dated July 11, 2022 (the “Proxy Statement”)), a print of which has been produced to this meeting and for the purposes of identification signed by the chair hereof, in its original form or as amended in accordance with ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||||
| LASERTEC CORPORATION | ||||||||||||||
| Security | J38702106 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 28-Sep-2022 | ||||||||||||
| ISIN | JP3979200007 | Agenda | 716027633 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
| 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations, Adopt Efficacy of Appointment of Substitute Corporate Auditor, Adopt an Executive Officer System | Management | For | For | ||||||||||
| 3.1 | Appoint a Director Kusunose, Haruhiko | Management | For | For | ||||||||||
| 3.2 | Appoint a Director Okabayashi, Osamu | Management | For | For | ||||||||||
| 3.3 | Appoint a Director Moriizumi, Koichi | Management | For | For | ||||||||||
| 3.4 | Appoint a Director Mihara, Koji | Management | For | For | ||||||||||
| 3.5 | Appoint a Director Kamide, Kunio | Management | For | For | ||||||||||
| 3.6 | Appoint a Director Iwata, Yoshiko | Management | For | For | ||||||||||
| 4 | Appoint a Substitute Corporate Auditor Michi, Ayumi | Management | For | For | ||||||||||
| 5 | Approve Payment of Bonuses to Directors | Management | For | For | ||||||||||
| MICROSOFT CORPORATION | ||||||||||||||
| Security | 594918104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MSFT | Meeting Date | 13-Dec-2022 | |||||||||||
| ISIN | US5949181045 | Agenda | 935722567 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Reid G. Hoffman | Management | For | For | ||||||||||
| 1b. | Election of Director: Hugh F. Johnston | Management | For | For | ||||||||||
| 1c. | Election of Director: Teri L. List | Management | For | For | ||||||||||
| 1d. | Election of Director: Satya Nadella | Management | For | For | ||||||||||
| 1e. | Election of Director: Sandra E. Peterson | Management | For | For | ||||||||||
| 1f. | Election of Director: Penny S. Pritzker | Management | For | For | ||||||||||
| 1g. | Election of Director: Carlos A. Rodriguez | Management | For | For | ||||||||||
| 1h. | Election of Director: Charles W. Scharf | Management | For | For | ||||||||||
| 1i. | Election of Director: John W. Stanton | Management | For | For | ||||||||||
| 1j. | Election of Director: John W. Thompson | Management | For | For | ||||||||||
| 1k. | Election of Director: Emma N. Walmsley | Management | For | For | ||||||||||
| 1l. | Election of Director: Padmasree Warrior | Management | For | For | ||||||||||
| 2. | Advisory vote to approve named executive officer compensation | Management | For | For | ||||||||||
| 3. | Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2023 | Management | For | For | ||||||||||
| 4. | Shareholder Proposal - Cost/Benefit Analysis of Diversity and Inclusion | Shareholder | Abstain | Against | ||||||||||
| 5. | Shareholder Proposal - Report on Hiring of Persons with Arrest or Incarceration Records | Shareholder | Abstain | Against | ||||||||||
| 6. | Shareholder Proposal - Report on Investment of Retirement Funds in Companies Contributing to Climate Change | Shareholder | Abstain | Against | ||||||||||
| 7. | Shareholder Proposal - Report on Government Use of Microsoft Technology | Shareholder | Abstain | Against | ||||||||||
| 8. | Shareholder Proposal - Report on Development of Products for Military | Shareholder | Abstain | Against | ||||||||||
| 9. | Shareholder Proposal - Report on Tax Transparency | Shareholder | Abstain | Against | ||||||||||
| ZSCALER, INC. | ||||||||||||||
| Security | 98980G102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ZS | Meeting Date | 13-Jan-2023 | |||||||||||
| ISIN | US98980G1022 | Agenda | 935743434 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Andrew Brown | For | For | |||||||||||
| 2 | Scott Darling | For | For | |||||||||||
| 3 | David Schneider | For | For | |||||||||||
| 2. | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2023. | Management | For | For | ||||||||||
| 3. | To approve on a non-binding, advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
| VISA INC. | ||||||||||||||
| Security | 92826C839 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | V | Meeting Date | 24-Jan-2023 | |||||||||||
| ISIN | US92826C8394 | Agenda | 935745779 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Lloyd A. Carney | Management | For | For | ||||||||||
| 1b. | Election of Director: Kermit R. Crawford | Management | For | For | ||||||||||
| 1c. | Election of Director: Francisco Javier Fernández-Carbajal | Management | For | For | ||||||||||
| 1d. | Election of Director: Alfred F. Kelly, Jr. | Management | For | For | ||||||||||
| 1e. | Election of Director: Ramon Laguarta | Management | For | For | ||||||||||
| 1f. | Election of Director: Teri L. List | Management | For | For | ||||||||||
| 1g. | Election of Director: John F. Lundgren | Management | For | For | ||||||||||
| 1h. | Election of Director: Denise M. Morrison | Management | For | For | ||||||||||
| 1i. | Election of Director: Linda J. Rendle | Management | For | For | ||||||||||
| 1j. | Election of Director: Maynard G. Webb, Jr. | Management | For | For | ||||||||||
| 2. | To approve, on an advisory basis, the compensation paid to our named executive officers. | Management | For | For | ||||||||||
| 3. | To hold an advisory vote on the frequency of future advisory votes to approve executive compensation. | Management | 1 Year | For | ||||||||||
| 4. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal year 2023. | Management | For | For | ||||||||||
| 5. | To vote on a stockholder proposal requesting an independent board chair policy. | Shareholder | Against | For | ||||||||||
| APPLE INC. | ||||||||||||||
| Security | 037833100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AAPL | Meeting Date | 10-Mar-2023 | |||||||||||
| ISIN | US0378331005 | Agenda | 935757700 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a | Election of Director: James Bell | Management | For | For | ||||||||||
| 1b | Election of Director: Tim Cook | Management | For | For | ||||||||||
| 1c | Election of Director: Al Gore | Management | For | For | ||||||||||
| 1d | Election of Director: Alex Gorsky | Management | For | For | ||||||||||
| 1e | Election of Director: Andrea Jung | Management | For | For | ||||||||||
| 1f | Election of Director: Art Levinson | Management | For | For | ||||||||||
| 1g | Election of Director: Monica Lozano | Management | For | For | ||||||||||
| 1h | Election of Director: Ron Sugar | Management | For | For | ||||||||||
| 1i | Election of Director: Sue Wagner | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Apple’s independent registered public accounting firm for fiscal 2023 | Management | For | For | ||||||||||
| 3. | Advisory vote to approve executive compensation | Management | For | For | ||||||||||
| 4. | Advisory vote on the frequency of advisory votes on executive compensation | Management | 1 Year | For | ||||||||||
| 5. | A shareholder proposal entitled “Civil Rights and Non- Discrimination Audit Proposal” | Shareholder | Abstain | Against | ||||||||||
| 6. | A shareholder proposal entitled “Communist China Audit” | Shareholder | Abstain | Against | ||||||||||
| 7. | A shareholder proposal on Board policy for communication with shareholder proponents | Shareholder | Against | For | ||||||||||
| 8. | A shareholder proposal entitled “Racial and Gender Pay Gaps” | Shareholder | Abstain | Against | ||||||||||
| 9. | A shareholder proposal entitled “Shareholder Proxy Access Amendments” | Shareholder | Abstain | Against | ||||||||||
| STARBUCKS CORPORATION | ||||||||||||||
| Security | 855244109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SBUX | Meeting Date | 23-Mar-2023 | |||||||||||
| ISIN | US8552441094 | Agenda | 935762193 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Richard E. Allison, Jr. | Management | For | For | ||||||||||
| 1b. | Election of Director: Andrew Campion | Management | For | For | ||||||||||
| 1c. | Election of Director: Beth Ford | Management | For | For | ||||||||||
| 1d. | Election of Director: Mellody Hobson | Management | For | For | ||||||||||
| 1e. | Election of Director: Jørgen Vig Knudstorp | Management | For | For | ||||||||||
| 1f. | Election of Director: Satya Nadella | Management | For | For | ||||||||||
| 1g. | Election of Director: Laxman Narasimhan | Management | For | For | ||||||||||
| 1h. | Election of Director: Howard Schultz | Management | For | For | ||||||||||
| 2. | Approval, on a nonbinding basis, of the compensation paid to our named executive officers | Management | For | For | ||||||||||
| 3. | Approval, on a nonbinding basis, of the frequency of future advisory votes on executive compensation | Management | 1 Year | For | ||||||||||
| 4. | Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2023 | Management | For | For | ||||||||||
| 5. | Report on Plant-Based Milk Pricing | Shareholder | Against | For | ||||||||||
| 6. | CEO Succession Planning Policy Amendment | Shareholder | Against | For | ||||||||||
| 7. | Annual Reports on Company Operations in China | Shareholder | Abstain | Against | ||||||||||
| 8. | Assessment of Worker Rights Commitments | Shareholder | Abstain | Against | ||||||||||
| 9. | Creation of Board Committee on Corporate Sustainability | Shareholder | Against | For | ||||||||||
| THE WALT DISNEY COMPANY | ||||||||||||||
| Security | 254687106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DIS | Meeting Date | 03-Apr-2023 | |||||||||||
| ISIN | US2546871060 | Agenda | 935766595 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Mary T. Barra | Management | For | For | ||||||||||
| 1b. | Election of Director: Safra A. Catz | Management | For | For | ||||||||||
| 1c. | Election of Director: Amy L. Chang | Management | For | For | ||||||||||
| 1d. | Election of Director: Francis A. deSouza | Management | For | For | ||||||||||
| 1e. | Election of Director: Carolyn N. Everson | Management | For | For | ||||||||||
| 1f. | Election of Director: Michael B.G. Froman | Management | For | For | ||||||||||
| 1g. | Election of Director: Robert A. Iger | Management | For | For | ||||||||||
| 1h. | Election of Director: Maria Elena Lagomasino | Management | For | For | ||||||||||
| 1i. | Election of Director: Calvin R. McDonald | Management | For | For | ||||||||||
| 1j. | Election of Director: Mark G. Parker | Management | For | For | ||||||||||
| 1k. | Election of Director: Derica W. Rice | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accountants for fiscal 2023. | Management | For | For | ||||||||||
| 3. | Consideration of an advisory vote to approve executive compensation. | Management | For | For | ||||||||||
| 4. | Consideration of an advisory vote on the frequency of advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
| 5. | Shareholder proposal, if properly presented at the meeting, requesting a report on operations related to China. | Shareholder | Abstain | Against | ||||||||||
| 6. | Shareholder proposal, if properly presented at the meeting, requesting charitable contributions disclosure. | Shareholder | Abstain | Against | ||||||||||
| 7. | Shareholder proposal, if properly presented at the meeting, requesting a political expenditures report. | Shareholder | Abstain | Against | ||||||||||
| THE SHERWIN-WILLIAMS COMPANY | ||||||||||||||
| Security | 824348106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SHW | Meeting Date | 19-Apr-2023 | |||||||||||
| ISIN | US8243481061 | Agenda | 935772562 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Kerrii B. Anderson | Management | For | For | ||||||||||
| 1b. | Election of Director: Arthur F. Anton | Management | For | For | ||||||||||
| 1c. | Election of Director: Jeff M. Fettig | Management | For | For | ||||||||||
| 1d. | Election of Director: John G. Morikis | Management | For | For | ||||||||||
| 1e. | Election of Director: Christine A. Poon | Management | For | For | ||||||||||
| 1f. | Election of Director: Aaron M. Powell | Management | For | For | ||||||||||
| 1g. | Election of Director: Marta R. Stewart | Management | For | For | ||||||||||
| 1h. | Election of Director: Michael H. Thaman | Management | For | For | ||||||||||
| 1i. | Election of Director: Matthew Thornton III | Management | For | For | ||||||||||
| 2. | Advisory approval of the compensation of the named executives. | Management | For | For | ||||||||||
| 3. | Advisory approval of the frequency of the advisory vote on the compensation of the named executives. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm. | Management | For | For | ||||||||||
| LVMH MOET HENNESSY LOUIS VUITTON SE | ||||||||||||||
| Security | F58485115 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 20-Apr-2023 | ||||||||||||
| ISIN | FR0000121014 | Agenda | 716830698 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT | Non-Voting | ||||||||||||
| CMMT | FOR FRENCH MEETINGS ‘ABSTAIN’ IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-‘AGAINST.’ IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||||
| CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE- COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY- FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON | Non-Voting | ||||||||||||
| MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | ||||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2023/0313/202 303-132300500.pdf | Non-Voting | ||||||||||||
| 1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 | Management | No Action | |||||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 | Management | No Action | |||||||||||
| 3 | ALLOCATION OF INCOME - SETTING OF THE DIVIDEND | Management | No Action | |||||||||||
| 4 | APPROVAL OF REGULATED AGREEMENTS REFERRED TO IN ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 5 | RENEWAL OF THE TERM OF OFFICE FOR MRS. DELPHINE ARNAULT AS DIRECTOR | Management | No Action | |||||||||||
| 6 | RENEWAL OF THE TERM OF OFFICE FOR MR. ANTONIO BELLONI AS DIRECTOR | Management | No Action | |||||||||||
| 7 | RENEWAL OF THE TERM OF OFFICE FOR MRS. MARIE-JOSEE KRAVIS AS DIRECTOR | Management | No Action | |||||||||||
| 8 | RENEWAL OF THE TERM OF OFFICE FOR MRS. MARIE-LAURE SAUTY DE CHALON AS DIRECTOR | Management | No Action | |||||||||||
| 9 | RENEWAL OF THE TERM OF OFFICE FOR MRS. NATACHA VALLA AS DIRECTOR | Management | No Action | |||||||||||
| 10 | APPOINTMENT OF MR. LAURENT MIGNON AS DIRECTOR | Management | No Action | |||||||||||
| 11 | RENEWAL OF THE TERM OF OFFICE FOR LORD POWELL OF BAYSWATER AS CENSOR | Management | No Action | |||||||||||
| 12 | APPOINTMENT OF MR. DIEGO DELLA VALLE AS CENSOR | Management | No Action | |||||||||||
| 13 | APPROVAL OF THE INFORMATION RELATING TO THE COMPENSATION OF CORPORATE OFFICERS, AS REFERRED TO IN SECTION I OF ARTICLE L.22-10- 9 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 14 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING THE FINANCIAL YEAR 2022 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. BERNARD ARNAULT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 15 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING FINANCIAL YEAR 2022 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. ANTONIO BELLONI, DEPUTY CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 16 | APPROVAL OF THE COMPENSATION POLICY FOR DIRECTORS | Management | No Action | |||||||||||
| 17 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 18 | APPROVAL OF THE COMPENSATION POLICY FOR THE DEPUTY CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 19 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF 18 MONTHS, TO TRADE IN THE COMPANY’S SHARES AT A MAXIMUM PURCHASE PRICE OF 1,200 EUROS PER SHARE, FOR A MAXIMUM CUMULATIVE AMOUNT OF 60.4 BILLION EUROS | Management | No Action | |||||||||||
| 20 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF 18 MONTHS, TO REDUCE THE SHARE CAPITAL BY CANCELLING SHARES HELD BY THE COMPANY FOLLOWING THE REPURCHASE OF ITS OWN SHARES | Management | No Action | |||||||||||
| 21 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO INCREASE THE CAPITAL BY INCORPORATION OF PROFITS, RESERVES, PREMIUMS OR OTHERS | Management | No Action | |||||||||||
| 22 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO ISSUE COMMON SHARES, AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||||
| 23 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO ISSUE BY PUBLIC OFFERING (OTHER THAN THOSE REFERRED TO IN SECTION 1 OF ARTICLE L. 411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE), COMMON SHARES, AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT WITH THE OPTION OF A PRIORITY RIGHT | Management | No Action | |||||||||||
| 24 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO ISSUE COMMON SHARES, AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, FOR THE BENEFIT OF QUALIFIED INVESTORS OR A LIMITED CIRCLE OF INVESTORS | Management | No Action | |||||||||||
| 25 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH RETENTION OR CANCELLATION OF THE SHAREHOLDERS’ PRE- EMPTIVE SUBSCRIPTION RIGHT IN THE CONTEXT OF OVER-ALLOTMENT OPTIONS IN CASE OF OVERSUBSCRIPTION OF THE NUMBER OF SECURITIES OFFERED | Management | No Action | |||||||||||
| 26 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO ISSUE SHARES AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR TO THE ALLOCATION OF DEBT SECURITIES AS COMPENSATION FOR SECURITIES BROUGHT INTO ANY PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management | No Action | |||||||||||
| 27 | DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO ISSUE, WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL, COMMON SHARES OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OF THE COMPANY OR GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES AS COMPENSATION FOR CONTRIBUTIONS IN KIND OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, GRANTED TO THE COMPANY | Management | No Action | |||||||||||
| 28 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO GRANT SHARE SUBSCRIPTION OPTIONS WITH CANCELLATION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT, OR SHARE PURCHASE OPTIONS TO EMPLOYEES AND/OR EXECUTIVE CORPORATE OFFICERS OF THE COMPANY AND RELATED ENTITIES, WITHIN THE LIMIT OF 1% OF THE CAPITAL | Management | No Action | |||||||||||
| 29 | DELEGATION OF AUTHORITY TO GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO ISSUE SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY’S CAPITAL, WITH CANCELLATION OF SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT, FOR THE BENEFIT OF MEMBERS OF THE GROUP’S COMPANY SAVINGS PLAN(S), WITHIN THE LIMIT OF 1% OF THE SHARE CAPITAL | Management | No Action | |||||||||||
| 30 | SETTING OF THE OVERALL CEILING FOR IMMEDIATE OR FUTURE CAPITAL INCREASES DECIDED IN ACCORDANCE WITH DELEGATIONS OF AUTHORITY | Management | No Action | |||||||||||
| CHRISTIAN DIOR SE | ||||||||||||||
| Security | F26334106 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 20-Apr-2023 | ||||||||||||
| ISIN | FR0000130403 | Agenda | 716831068 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT | Non-Voting | ||||||||||||
| CMMT | FOR FRENCH MEETINGS ‘ABSTAIN’ IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-‘AGAINST.’ IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||||
| CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE- COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY- FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2023/0313/202 303-132300501.pdf | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK | Non-Voting | ||||||||||||
| 1 | APPROVAL OF THE PARENT COMPANY FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2022 | Management | No Action | |||||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2022 THESE REPORTS | Management | No Action | |||||||||||
| 3 | APPROPRIATION OF NET PROFIT DETERMINATION OF DIVIDEND | Management | No Action | |||||||||||
| 4 | APPROVAL OF RELATED-PARTY AGREEMENTS | Management | No Action | |||||||||||
| 5 | RATIFICATION OF THE CO-OPTION OF ANTOINE ARNAULT AS A DIRECTOR | Management | No Action | |||||||||||
| 6 | RENEWAL OF BERNARD ARNAULT’S TERM OF OFFICE AS A DIRECTOR | Management | No Action | |||||||||||
| 7 | RENEWAL OF ANTOINE ARNAULT’S TERM OF OFFICE AS A DIRECTOR | Management | No Action | |||||||||||
| 8 | RENEWAL OF MARIA LUISA LORO PIANA’S TERM OF OFFICE AS A DIRECTOR | Management | No Action | |||||||||||
| 9 | APPROVAL OF THE INFORMATION ON THE COMPENSATION OF EXECUTIVE OFFICERS REFERRED TO IN SECTION I OF ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 10 | APPROVAL OF THE ITEMS OF COMPENSATION PAID DURING FISCAL YEAR 2022 AND AWARDED IN RESPECT OF THAT YEAR TO THE CHAIRMAN OF THE BOARD OF DIRECTORS, BERNARD ARNAULT | Management | No Action | |||||||||||
| 11 | APPROVAL OF THE ITEMS OF COMPENSATION PAID DURING FISCAL YEAR 2022 AND AWARDED IN RESPECT OF THAT YEAR TO THE CHIEF EXECUTIVE OFFICER, SIDNEY TOLEDANO | Management | No Action | |||||||||||
| 12 | APPROVAL OF THE ITEMS OF COMPENSATION PAID DURING FISCAL YEAR 2022 AND AWARDED IN RESPECT OF THAT YEAR TO THE CHIEF EXECUTIVE OFFICER, ANTOINE ARNAULT | Management | No Action | |||||||||||
| 13 | APPROVAL OF THE COMPENSATION POLICY FOR DIRECTORS | Management | No Action | |||||||||||
| 14 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 15 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 16 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF EIGHTEEN MONTHS, TO TRADE IN THE COMPANY’S SHARES FOR A MAXIMUM PURCHASE PRICE OF 1,200 EUROS PER SHARE, THUS A MAXIMUM CUMULATIVE AMOUNT OF 21.7 BILLION EUROS | Management | No Action | |||||||||||
| 17 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF EIGHTEEN MONTHS, TO REDUCE THE SHARE CAPITAL BY RETIRING SHARES HELD BY THE COMPANY SUBSEQUENT TO A REPURCHASE OF ITS OWN SHARES | Management | No Action | |||||||||||
| 18 | AMENDMENT TO ARTICLE 11 OF THE BYLAWS TO SET THE AGE LIMIT FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS TO EIGHTY | Management | No Action | |||||||||||
| ADOBE INC. | ||||||||||||||
| Security | 00724F101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ADBE | Meeting Date | 20-Apr-2023 | |||||||||||
| ISIN | US00724F1012 | Agenda | 935770126 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director to serve for a one-year term: Amy Banse | Management | For | For | ||||||||||
| 1b. | Election of Director to serve for a one-year term: Brett Biggs | Management | For | For | ||||||||||
| 1c. | Election of Director to serve for a one-year term: Melanie Boulden | Management | For | For | ||||||||||
| 1d. | Election of Director to serve for a one-year term: Frank Calderoni | Management | For | For | ||||||||||
| 1e. | Election of Director to serve for a one-year term: Laura Desmond | Management | For | For | ||||||||||
| 1f. | Election of Director to serve for a one-year term: Shantanu Narayen | Management | For | For | ||||||||||
| 1g. | Election of Director to serve for a one-year term: Spencer Neumann | Management | For | For | ||||||||||
| 1h. | Election of Director to serve for a one-year term: Kathleen Oberg | Management | For | For | ||||||||||
| 1i. | Election of Director to serve for a one-year term: Dheeraj Pandey | Management | For | For | ||||||||||
| 1j. | Election of Director to serve for a one-year term: David Ricks | Management | For | For | ||||||||||
| 1k. | Election of Director to serve for a one-year term: Daniel Rosensweig | Management | For | For | ||||||||||
| 1l. | Election of Director to serve for a one-year term: John Warnock | Management | For | For | ||||||||||
| 2. | Approve the 2019 Equity Incentive Plan, as amended, to increase the available share reserve by 12,000,000 shares. | Management | Against | Against | ||||||||||
| 3. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on December 1, 2023. | Management | For | For | ||||||||||
| 4. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
| 5. | Approve, on an advisory basis, the frequency of the advisory vote on executive compensation. | Management | 1 Year | For | ||||||||||
| 6. | Stockholder Proposal - Report on Hiring of Persons with Arrest or Incarceration Records. | Shareholder | Abstain | Against | ||||||||||
| L’OREAL S.A. | ||||||||||||||
| Security | F58149133 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 21-Apr-2023 | ||||||||||||
| ISIN | FR0000120321 | Agenda | 716888738 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT | Non-Voting | ||||||||||||
| CMMT | FOR FRENCH MEETINGS ‘ABSTAIN’ IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-‘AGAINST.’ IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||||
| CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE- COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY- FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 872332 DUE TO SLIB NEED-TO BE FLAGGED AS Y. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||||
| 1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2022 | Management | No Action | |||||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2022 | Management | No Action | |||||||||||
| 3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR 2022 AND SETTING OF THE DIVIDEND | Management | No Action | |||||||||||
| 4 | RENEWAL OF THE TERM OF OFFICE OF MRS. SOPHIE BELLON AS DIRECTOR | Management | No Action | |||||||||||
| 5 | RENEWAL OF THE TERM OF OFFICE OF MRS. FABIENNE DULAC AS DIRECTOR | Management | No Action | |||||||||||
| 6 | SETTING OF THE MAXIMUM OVERALL ANNUAL AMOUNT ALLOCATED TO DIRECTORS AS REMUNERATION FOR THEIR DUTIES | Management | No Action | |||||||||||
| 7 | APPROVAL OF THE INFORMATION RELATING TO THE REMUNERATION OF EACH OF THE CORPORATE OFFICERS REQUIRED BY SECTION 1 OF ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 8 | APPROVAL OF THE FIXED AND VARIABLE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2022 OR AWARDED FOR THIS FINANCIAL YEAR TO MR. JEAN-PAUL AGON, IN HIS CAPACITY AS CHAIRMAN OF THE BOARD | Management | No Action | |||||||||||
| 9 | APPROVAL OF THE FIXED AND VARIABLE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2022 OR AWARDED FOR THIS FINANCIAL YEAR TO MR. NICOLAS HIERONIMUS IN HIS CAPACITY AS CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 10 | APPROVAL OF THE DIRECTORS’ COMPENSATION POLICY | Management | No Action | |||||||||||
| 11 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 12 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 13 | AUTHORIZATION FOR THE COMPANY TO BUY BACK ITS OWN SHARES | Management | No Action | |||||||||||
| 14 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL BY ISSUING OF COMMON SHARES, WITH RETENTION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||||
| 15 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY INCORPORATION OF PREMIUMS, RESERVES, PROFITS OR OTHERS | Management | No Action | |||||||||||
| 16 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL TO REMUNERATE CONTRIBUTIONS IN KIND OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THIRD-PARTY COMPANIES GRANTED TO THE COMPANY | Management | No Action | |||||||||||
| 17 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO ALLOW CARRYING OUT A CAPITAL INCREASE RESERVED FOR EMPLOYEES, WITH CANCELLATION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||||
| 18 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO ALLOW CARRYING OUT A CAPITAL INCREASE RESERVED FOR CATEGORIES OF BENEFICIARIES CONSISTING OF EMPLOYEES OF FOREIGN SUBSIDIARIES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, IN THE CONTEXT OF AN EMPLOYEE SHAREHOLDING OPERATION | Management | No Action | |||||||||||
| 19 | APPROVAL OF THE PROPOSED PARTIAL CONTRIBUTION OF ASSETS SUBJECT TO THE DEMERGER REGIME, GRANTED BY THE COMPANY TO ITS SUBSIDIARY L OREAL FRANCE, OF THE COMPLETE AND AUTONOMOUS DIVISIONS OF AFFAIRES MARCHE FRANCE AND DOMAINES D EXCELLENCE, AS WELL AS THE LUXURY OF RETAIL SECURITIES | Management | No Action | |||||||||||
| 20 | APPROVAL OF THE PROPOSED PARTIAL CONTRIBUTION OF ASSETS SUBJECT TO THE DEMERGER REGIME GRANTED BY THE COMPANY TO ITS SUBSIDIARY L OREAL INTERNATIONAL DISTRIBUTION OF THE COMPLETE AND AUTONOMOUS BUSINESS DIVISION L OREAL INTERNATIONAL DISTRIBUTION | Management | No Action | |||||||||||
| 21 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2023/0315/202 303-152300578.pdf | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK | Non-Voting | ||||||||||||
| APTIV PLC | ||||||||||||||
| Security | G6095L109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | APTV | Meeting Date | 26-Apr-2023 | |||||||||||
| ISIN | JE00B783TY65 | Agenda | 935775443 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Kevin P. Clark | Management | For | For | ||||||||||
| 1b. | Election of Director: Richard L. Clemmer | Management | For | For | ||||||||||
| 1c. | Election of Director: Nancy E. Cooper | Management | For | For | ||||||||||
| 1d. | Election of Director: Joseph L. Hooley | Management | For | For | ||||||||||
| 1e. | Election of Director: Merit E. Janow | Management | For | For | ||||||||||
| 1f. | Election of Director: Sean O. Mahoney | Management | For | For | ||||||||||
| 1g. | Election of Director: Paul M. Meister | Management | For | For | ||||||||||
| 1h. | Election of Director: Robert K. Ortberg | Management | For | For | ||||||||||
| 1i. | Election of Director: Colin J. Parris | Management | For | For | ||||||||||
| 1j. | Election of Director: Ana G. Pinczuk | Management | For | For | ||||||||||
| 2. | Proposal to re-appoint auditors, ratify independent public accounting firm and authorize the directors to determine the fees paid to the auditors. | Management | For | For | ||||||||||
| 3. | Say-on-Pay - To approve, by advisory vote, executive compensation. | Management | For | For | ||||||||||
| ASML HOLDINGS N.V. | ||||||||||||||
| Security | N07059210 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ASML | Meeting Date | 26-Apr-2023 | |||||||||||
| ISIN | USN070592100 | Agenda | 935815932 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 3a | Advisory vote on the remuneration report for the Board of Management and the Supervisory Board for the financial year 2022 | Management | For | For | ||||||||||
| 3b | Proposal to adopt the financial statements of the Company for the financial year 2022, as prepared in accordance with Dutch law | Management | For | For | ||||||||||
| 3d | Proposal to adopt a dividend in respect of the financial year 2022 | Management | For | For | ||||||||||
| 4a | Proposal to discharge the members of the Board of Management from liability for their responsibilities in the financial year 2022 | Management | For | For | ||||||||||
| 4b | Proposal to discharge the members of the Supervisory Board from liability for their responsibilities in the financial year 2022 | Management | For | For | ||||||||||
| 5 | Proposal to approve the number of shares for the Board of Management | Management | For | For | ||||||||||
| 6a | Proposal to amend the Remuneration Policy for the Supervisory Board | Management | For | For | ||||||||||
| 6b | Proposal to amend the remuneration of the members of the Supervisory Board | Management | For | For | ||||||||||
| 8a | Proposal to appoint Mr. N.S. Andersen as a member of the Supervisory Board | Management | For | For | ||||||||||
| 8b | Proposal to appoint Mr. J.P. de Kreij as a member of the Supervisory Board | Management | For | For | ||||||||||
| 9 | Proposal to appoint PricewaterhouseCoopers Accountants N.V. as external auditor for the reporting year 2025, in light of the mandatory external auditor rotation | Management | For | For | ||||||||||
| 10a | Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% for general purposes and up to 5% in connection with or on the occasion of mergers, acquisitions and/or (strategic) alliances | Management | For | For | ||||||||||
| 10b | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with the authorizations referred to in item 10 a) | Management | Abstain | Against | ||||||||||
| 11 | Proposal to authorize the Board of Management to repurchase ordinary shares up to 10% of the issued share capital | Management | For | For | ||||||||||
| 12 | Proposal to cancel ordinary shares | Management | For | For | ||||||||||
| KERING SA | ||||||||||||||
| Security | F5433L103 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | PPRUY | Meeting Date | 27-Apr-2023 | |||||||||||
| ISIN | FR0000121485 | Agenda | 716820508 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | ||||||||||||
| CMMT | FOR FRENCH MEETINGS ‘ABSTAIN’ IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-‘AGAINST.’ IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
| CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE- COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY- FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||||
| 1 | APPROVAL OF THE PARENT COMPANY FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2022 | Management | No Action | |||||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2022 | Management | No Action | |||||||||||
| 3 | APPROPRIATION OF NET INCOME FOR 2022 AND SETTING OF THE DIVIDEND | Management | No Action | |||||||||||
| 4 | APPROVAL OF THE INFORMATION REFERRED TO IN ARTICLE L. 22-10-9, I OF THE FRENCH COMMERCIAL CODE RELATING TO REMUNERATION PAID DURING OR AWARDED FOR THE YEAR ENDED DECEMBER 31, 2022 TO CORPORATE OFFICERS | Management | No Action | |||||||||||
| 5 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS OF TOTAL REMUNERATION AND BENEFITS IN KIND PAID DURING OR AWARDED FOR THE YEAR ENDED DECEMBER 31, 2022 TO FRANCOIS-HENRI PINAULT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 6 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS OF TOTAL REMUNERATION AND BENEFITS IN KIND PAID DURING OR AWARDED FOR THE YEAR ENDED DECEMBER 31, 2022 TO JEAN-FRANCOIS PALUS, GROUP MANAGING DIRECTOR | Management | No Action | |||||||||||
| 7 | APPROVAL OF THE REMUNERATION POLICY FOR EXECUTIVE CORPORATE OFFICERS | Management | No Action | |||||||||||
| 8 | APPROVAL OF THE REMUNERATION POLICY FOR DIRECTORS | Management | No Action | |||||||||||
| 9 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO PURCHASE, RETAIN AND TRANSFER THE COMPANY’S SHARES | Management | No Action | |||||||||||
| 10 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELING TREASURY SHARES PURCHASED OR TO BE PURCHASED AS PART OF A SHARE BUYBACK PROGRAM | Management | No Action | |||||||||||
| 11 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL WITH SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHTS | Management | No Action | |||||||||||
| 12 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL THROUGH THE CAPITALIZATION OF RESERVES, INCOME OR SHARE PREMIUMS | Management | No Action | |||||||||||
| 13 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL VIA A PUBLIC OFFERING (OTHER THAN OFFERINGS REFFERED TO IN ARTICLE L. 411-2, 1 OF THE FRENCH MONETARY AND FINANCIAL CODE) WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS | Management | No Action | |||||||||||
| 14 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS, IN FAVOR OF QUALIFIED INVESTORS OR A RESTRICTED GROUP OF INVESTORS THROUGH A PUBLIC OFFERING REFFERED TO IN ARTICLE L. 411-2, 1 OF THE FRENCH MONETARY AND FINANCIAL CODE | Management | No Action | |||||||||||
| 15 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO SET THE ISSUE PRICE ACCORDING TO CERTAIN TERMS, UP TO A LIMIT OF 5% OF THE SHARE CAPITAL PER YEAR, AS PART OF A CAPITAL INCREASE WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS | Management | No Action | |||||||||||
| 16 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF ORDINARY SHARES OR SECURITIES TO BE ISSUED AS PART OF A SHARE CAPITAL INCREASE WITH OR WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS UP TO A LIMIT OF 15% OF THE INITIAL ISSUE (OVER ALLOTMENT) | Management | No Action | |||||||||||
| 17 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL AS PAYMENT FOR TRANSFERS IN KIND MADE TO THE COMPANY, UP TO A LIMIT OF 10% OF THE SHARE CAPITAL | Management | No Action | |||||||||||
| 18 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL BY ISSUING ORDINARY SHARES RESERVED FOR EMPLOYEES, FORMER EMPLOYEES AND ELIGIBLE CORPORATE OFFICERS WHO ARE MEMBERS OF AN EMPLOYEE SAVINGS PLAN, WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS | Management | No Action | |||||||||||
| 19 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL BY ISSUING ORDINARY SHARES RESERVED FOR NAMED CATEGORIES OF BENEFICIARIES, WITH PRE-EMPTIVE SUBSCRIPTION RIGHT FOR SHAREHOLDERS CANCELED IN THEIR FAVOR | Management | No Action | |||||||||||
| 20 | POWERS FOR FORMALITIES | Management | No Action | |||||||||||
| CMMT | 23 MAR 2023: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2023/0322/202 303-222300625.pdf AND PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF-COMMENTS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 23 MAR 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
| CMMT | 23 MAR 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||||
| INTUITIVE SURGICAL, INC. | ||||||||||||||
| Security | 46120E602 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ISRG | Meeting Date | 27-Apr-2023 | |||||||||||
| ISIN | US46120E6023 | Agenda | 935779744 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Craig H. Barratt, Ph.D. | Management | For | For | ||||||||||
| 1b. | Election of Director: Joseph C. Beery | Management | For | For | ||||||||||
| 1c. | Election of Director: Gary S. Guthart, Ph.D. | Management | For | For | ||||||||||
| 1d. | Election of Director: Amal M. Johnson | Management | For | For | ||||||||||
| 1e. | Election of Director: Don R. Kania, Ph.D. | Management | For | For | ||||||||||
| 1f. | Election of Director: Amy L. Ladd, M.D. | Management | For | For | ||||||||||
| 1g. | Election of Director: Keith R. Leonard, Jr. | Management | For | For | ||||||||||
| 1h. | Election of Director: Alan J. Levy, Ph.D. | Management | For | For | ||||||||||
| 1i. | Election of Director: Jami Dover Nachtsheim | Management | For | For | ||||||||||
| 1j. | Election of Director: Monica P. Reed, M.D. | Management | For | For | ||||||||||
| 1k. | Election of Director: Mark J. Rubash | Management | For | For | ||||||||||
| 2. | To approve, by advisory vote, the compensation of the Company’s Named Executive Officers | Management | For | For | ||||||||||
| 3. | To approve, by advisory vote, the frequency of the advisory vote on the compensation of the Company’s Named Executive Officers. | Management | 1 Year | For | ||||||||||
| 4. | The ratification of appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| 5. | The stockholder proposal regarding pay equity disclosure. | Shareholder | Abstain | Against | ||||||||||
| INVESTOR AB | ||||||||||||||
| Security | W5R777115 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 03-May-2023 | ||||||||||||
| ISIN | SE0015811963 | Agenda | 716824342 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. | Non-Voting | ||||||||||||
| 1 | ELECTION OF CHAIRMAN AT THE ANNUAL GENERAL MEETING | Management | No Action | |||||||||||
| 2 | DRAWING UP AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||||
| 3 | APPROVAL OF AGENDA | Management | No Action | |||||||||||
| 4 | ELECTION OF ONE OR TWO PERSONS TO ATTEST TO THE ACCURACY OF THE MINUTES | Non-Voting | ||||||||||||
| 5 | EXAMINATION OF WHETHER THE ANNUAL GENERAL MEETING HAS BEEN PROPERLY CONVENED | Management | No Action | |||||||||||
| 6 | PRESENTATION OF THE PARENT COMPANY’S ANNUAL REPORT AND THE AUDITORS REPORT,-AS WELL AS OF THE CONSOLIDATED FINANCIAL STATEMENTS AND THE AUDITORS REPORT-FOR THE INVESTOR GROUP | Non-Voting | ||||||||||||
| 7 | THE PRESIDENTS ADDRESS | Non-Voting | ||||||||||||
| 8 | DECISION ON THE DETERMINATION OF THE PARENT COMPANY’S INCOME STATEMENT AND BALANCE SHEET AS WELL AS THE INVESTOR GROUP’S INCOME STATEMENT AND BALANCE SHEET | Management | No Action | |||||||||||
| 9 | SUBMISSION OF THE BOARD’S REMUNERATION REPORT FOR APPROVAL | Management | No Action | |||||||||||
| 10.A | DECISION ON DISCHARGE OF LIABILITY FOR THE BOARD MEMBER AND THE CEO: GUNNAR BROCK | Management | No Action | |||||||||||
| 10.B | DECISION ON DISCHARGE OF LIABILITY FOR THE BOARD MEMBER AND THE CEO: JOHAN FORSSELL | Management | No Action | |||||||||||
| 10.C | DECISION ON DISCHARGE OF LIABILITY FOR THE BOARD MEMBER AND THE CEO: MAGDALENA GERGER | Management | No Action | |||||||||||
| 10.D | DECISION ON DISCHARGE OF LIABILITY FOR THE BOARD MEMBER AND THE CEO: TOM JOHNSTONE, CBE | Management | No Action | |||||||||||
| 10.E | DECISION ON DISCHARGE OF LIABILITY FOR THE BOARD MEMBER AND THE CEO: ISABELLE KOCHER | Management | No Action | |||||||||||
| 10.F | DECISION ON DISCHARGE OF LIABILITY FOR THE BOARD MEMBER AND THE CEO: SVEN NYMAN | Management | No Action | |||||||||||
| 10.G | DECISION ON DISCHARGE OF LIABILITY FOR THE BOARD MEMBER AND THE CEO: GRACE REKSTEN SKAUGEN | Management | No Action | |||||||||||
| 10.H | DECISION ON DISCHARGE OF LIABILITY FOR THE BOARD MEMBER AND THE CEO: HANS STRABERG | Management | No Action | |||||||||||
| 10.I | DECISION ON DISCHARGE OF LIABILITY FOR THE BOARD MEMBER AND THE CEO: JACOB WALLENBERG | Management | No Action | |||||||||||
| 10.J | DECISION ON DISCHARGE OF LIABILITY FOR THE BOARD MEMBER AND THE CEO: MARCUS WALLENBERG | Management | No Action | |||||||||||
| 10.K | DECISION ON DISCHARGE OF LIABILITY FOR THE BOARD MEMBER AND THE CEO: SARA OHRVALL | Management | No Action | |||||||||||
| 11 | DECISION ON DISPOSITIONS REGARDING THE COMPANY’S PROFIT ACCORDING TO THE ESTABLISHED BALANCE SHEET AND DETERMINATION OF THE RECORD DATE FOR DIVIDENDS | Management | No Action | |||||||||||
| 12.A | DETERMINATION OF THE NUMBER OF BOARD MEMBERS AND DEPUTY BOARD MEMBERS TO BE APPOINTED BY THE ANNUAL GENERAL MEETING | Management | No Action | |||||||||||
| 12.B | DETERMINATION OF THE NUMBER OF AUDITORS AND DEPUTY AUDITORS TO BE APPOINTED BY THE ANNUAL GENERAL MEETING | Management | No Action | |||||||||||
| 13.A | DETERMINING THE FEES FOR THE BOARD | Management | No Action | |||||||||||
| 13.B | DETERMINING THE FEES FOR AUDITORS | Management | No Action | |||||||||||
| 14.A | ELECTION OF BOARD MEMBER AND BOARD DEPUTIE: GUNNAR BROCK, RE-ELECTION | Management | No Action | |||||||||||
| 14.B | ELECTION OF BOARD MEMBER AND BOARD DEPUTIE: JOHAN FORSSELL, RE-ELECTION | Management | No Action | |||||||||||
| 14.C | ELECTION OF BOARD MEMBER AND BOARD DEPUTIE: MAGDALENA GERGER, RE-ELECTION | Management | No Action | |||||||||||
| 14.D | ELECTION OF BOARD MEMBER AND BOARD DEPUTIE: TOM JOHNSTONE, CBE, PRAISED | Management | No Action | |||||||||||
| 14.E | ELECTION OF BOARD MEMBER AND BOARD DEPUTIE: ISABELLE KOCHER, OMVAL | Management | No Action | |||||||||||
| 14.F | ELECTION OF BOARD MEMBER AND BOARD DEPUTIE: SVEN NYMAN, OMVAL | Management | No Action | |||||||||||
| 14.G | ELECTION OF BOARD MEMBER AND BOARD DEPUTIE: GRACE REKSTEN SKAUGEN, RE- ELECTION | Management | No Action | |||||||||||
| 14.H | ELECTION OF BOARD MEMBER AND BOARD DEPUTIE: HANS STRABERG, RE-ELECTION | Management | No Action | |||||||||||
| 14.I | ELECTION OF BOARD MEMBER AND BOARD DEPUTIE: JACOB WALLENBERG, RE-ELECTION | Management | No Action | |||||||||||
| 14.J | ELECTION OF BOARD MEMBER AND BOARD DEPUTIE: MARCUS WALLENBERG, RE-ELECTION | Management | No Action | |||||||||||
| 14.K | ELECTION OF BOARD MEMBER AND BOARD DEPUTIE: SARA OHRVALL, RE-ELECTION | Management | No Action | |||||||||||
| 15 | THE NOMINATION COMMITTEE’S PROPOSAL: RE- ELECTION OF JACOB WALLENBERG AS CHAIRMAN OF THE BOARD. ELECTION OF THE CHAIRMAN OF THE BOARD | Management | No Action | |||||||||||
| 16 | RATIFY DELOITTE AS AUDITOR | Management | No Action | |||||||||||
| 17.A | THE BOARD’S PROPOSAL FOR A DECISION ON A PROGRAM FOR LONG-TERM VARIABLE COMPENSATION FOR EMPLOYEES WITHIN INVESTOR, EXCLUDING PATRICIA INDUSTRIES | Management | No Action | |||||||||||
| 17.B | THE BOARD’S PROPOSAL FOR A DECISION ON A PROGRAM FOR LONG-TERM VARIABLE COMPENSATION FOR EMPLOYEES WITHIN PATRICIA INDUSTRIES | Management | No Action | |||||||||||
| 18.A | THE BOARD’S PROPOSAL FOR A DECISION ON THE ACQUISITION AND TRANSFER OF OWN SHARES IN ORDER TO GIVE THE BOARD INCREASED ROOM FOR ACTION IN THE WORK WITH THE COMPANY’S CAPITAL STRUCTURE, TO ENABLE THE TRANSFER OF OWN SHARES IN ACCORDANCE WITH 18B AND TO SECURE COSTS CONNECTED PARTLY WITH THE PROGRAM FOR LONG-TERM VARIABLE REMUNERATION ACCORDING TO 17A, PARTLY WITH THE ISSUANCE OF SYNTHETIC SHARES AS PART OF BOARD FEES | Management | No Action | |||||||||||
| 18.B | THE BOARD’S PROPOSAL FOR A DECISION ON THE TRANSFER OF OWN SHARES TO GIVE THE COMPANY THE OPPORTUNITY TO TRANSFER SHARES TO THE EMPLOYEES WHO PARTICIPATE IN THE PROGRAM FOR LONG-TERM VARIABLE COMPENSATION IN 2023 ACCORDING TO 17A | Management | No Action | |||||||||||
| 19 | CONCLUSION OF THE MEETING | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||||
| CMMT | 30 MAR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF RESOLUTION 16. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| S&P GLOBAL INC. | ||||||||||||||
| Security | 78409V104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SPGI | Meeting Date | 03-May-2023 | |||||||||||
| ISIN | US78409V1044 | Agenda | 935790445 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Marco Alverà | Management | For | For | ||||||||||
| 1B. | Election of Director: Jacques Esculier | Management | For | For | ||||||||||
| 1C. | Election of Director: Gay Huey Evans | Management | For | For | ||||||||||
| 1D. | Election of Director: William D. Green | Management | For | For | ||||||||||
| 1E. | Election of Director: Stephanie C. Hill | Management | For | For | ||||||||||
| 1F. | Election of Director: Rebecca Jacoby | Management | For | For | ||||||||||
| 1G. | Election of Director: Robert P. Kelly | Management | For | For | ||||||||||
| 1H. | Election of Director: Ian P. Livingston | Management | For | For | ||||||||||
| 1I. | Election of Director: Deborah D. McWhinney | Management | For | For | ||||||||||
| 1J. | Election of Director: Maria R. Morris | Management | For | For | ||||||||||
| 1K. | Election of Director: Douglas L. Peterson | Management | For | For | ||||||||||
| 1L. | Election of Director: Richard E. Thornburgh | Management | For | For | ||||||||||
| 1M. | Election of Director: Gregory Washington | Management | For | For | ||||||||||
| 2. | Approve, on an advisory basis, the executive compensation program for the Company’s named executive officers. | Management | For | For | ||||||||||
| 3. | Approve, on an advisory basis, the frequency on which the Company conducts an advisory vote on the executive compensation program for the Company’s named executive officers. | Management | 1 Year | For | ||||||||||
| 4. | Ratify the appointment of Ernst & Young LLP as the Company’s independent auditor for 2023; | Management | For | For | ||||||||||
| LATTICE SEMICONDUCTOR CORPORATION | ||||||||||||||
| Security | 518415104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LSCC | Meeting Date | 05-May-2023 | |||||||||||
| ISIN | US5184151042 | Agenda | 935785709 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director: James R. Anderson | Management | For | For | ||||||||||
| 1.2 | Election of Director: Robin A. Abrams | Management | For | For | ||||||||||
| 1.3 | Election of Director: Douglas Bettinger | Management | For | For | ||||||||||
| 1.4 | Election of Director: Mark E. Jensen | Management | For | For | ||||||||||
| 1.5 | Election of Director: James P. Lederer | Management | For | For | ||||||||||
| 1.6 | Election of Director: D. Jeffrey Richardson | Management | For | For | ||||||||||
| 1.7 | Election of Director: Elizabeth Schwarting | Management | For | For | ||||||||||
| 1.8 | Election of Director: Raejeanne Skillern | Management | For | For | ||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 30, 2023. | Management | For | For | ||||||||||
| 3. | To approve on a non-binding, advisory basis, our Named Executive Officers’ compensation. | Management | For | For | ||||||||||
| 4. | To approve on a non-binding, advisory basis, the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
| 5. | To approve our 2023 Equity Incentive Plan and the number of shares reserved for issuance under the 2023 Equity Incentive Plan. | Management | Against | Against | ||||||||||
| DANAHER CORPORATION | ||||||||||||||
| Security | 235851102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DHR | Meeting Date | 09-May-2023 | |||||||||||
| ISIN | US2358511028 | Agenda | 935795510 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Rainer M. Blair | Management | For | For | ||||||||||
| 1b. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Feroz Dewan | Management | For | For | ||||||||||
| 1c. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Linda Filler | Management | For | For | ||||||||||
| 1d. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Teri List | Management | For | For | ||||||||||
| 1e. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Walter G. Lohr, Jr. | Management | For | For | ||||||||||
| 1f. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Jessica L. Mega, MD, MPH | Management | For | For | ||||||||||
| 1g. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Mitchell P. Rales | Management | For | For | ||||||||||
| 1h. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Steven M. Rales | Management | For | For | ||||||||||
| 1i. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Pardis C. Sabeti, MD, D. PHIL | Management | For | For | ||||||||||
| 1j. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: A. Shane Sanders | Management | For | For | ||||||||||
| 1k. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: John T. Schwieters | Management | For | For | ||||||||||
| 1l. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Alan G. Spoon | Management | For | For | ||||||||||
| 1m. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Raymond C. Stevens, Ph.D | Management | For | For | ||||||||||
| 1n. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Elias A. Zerhouni, MD | Management | For | For | ||||||||||
| 2. | To ratify the selection of Ernst & Young LLP as Danaher’s independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | ||||||||||
| 3. | To approve on an advisory basis the Company’s named executive officer compensation. | Management | For | For | ||||||||||
| 4. | To hold an advisory vote relating to the frequency of future shareholder advisory votes on the Company’s executive officer compensation. | Management | 1 Year | For | ||||||||||
| 5. | To act upon a shareholder proposal requesting adoption of a policy separating the chair and CEO roles and requiring an independent Board Chair whenever possible. | Shareholder | Against | For | ||||||||||
| 6. | To act upon a shareholder proposal requesting a report to shareholders on the effectiveness of the Company’s diversity, equity and inclusion efforts. | Shareholder | Abstain | Against | ||||||||||
| ADYEN N.V. | ||||||||||||||
| Security | N3501V104 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 11-May-2023 | ||||||||||||
| ISIN | NL0012969182 | Agenda | 716854408 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | OPENING AND ANNOUNCEMENTS | Non-Voting | ||||||||||||
| 2.a. | ANNUAL REPORT FOR THE FINANCIAL YEAR 2022 | Non-Voting | ||||||||||||
| 2.b. | ADOPTION OF THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR 2022 | Management | No Action | |||||||||||
| 2.c. | DIVIDEND POLICY AND RESERVATION OF PROFITS | Non-Voting | ||||||||||||
| 2.d. | ADVISE ON THE REMUNERATION REPORT OVER THE FINANCIAL YEAR 2022 (ADVISORY VOTING ITEM) | Management | No Action | |||||||||||
| 2.e. | DETERMINATION OF THE REMUNERATION POLICY FOR THE MANAGEMENT BOARD | Management | No Action | |||||||||||
| 2.f. | DETERMINATION OF THE REMUNERATION POLICY FOR THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 2.g. | APPROVAL OF AN INCREASED CAP ON VARIABLE REMUNERATION FOR STAFF MEMBERS WHO PREDOMINANTLY PERFORM THEIR WORK OUTSIDE THE EUROPEAN ECONOMIC AREA TO 200% OF FIXED REMUNERATION | Management | No Action | |||||||||||
| 3. | DISCHARGE OF THE MANAGEMENT BOARD MEMBERS | Management | No Action | |||||||||||
| 4. | DISCHARGE OF THE SUPERVISORY BOARD MEMBERS | Management | No Action | |||||||||||
| 5. | REAPPOINTMENT OF INGO UYTDEHAAGE AS MEMBER OF THE MANAGEMENT BOARD WITH THE TITLE CO-CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 6. | REAPPOINTMENT OF MARIETTE SWART AS MEMBER OF THE MANAGEMENT BOARD WITH THE TITLE CHIEF RISK AND COMPLIANCE OFFICER | Management | No Action | |||||||||||
| 7. | APPOINTMENT OF BROOKE NAYDEN AS MEMBER OF THE MANAGEMENT BOARD WITH THE TITLE CHIEF HUMAN RESOURCES OFFICER | Management | No Action | |||||||||||
| 8. | APPOINTMENT OF ETHAN TANDOWSKY AS MEMBER OF THE MANAGEMENT BOARD WITH THE TITLE CHIEF FINANCIAL OFFICER | Management | No Action | |||||||||||
| 9. | REAPPOINTMENT OF PAMELA JOSEPH AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 10. | REAPPOINTMENT OF JOEP VAN BEURDEN AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 11. | AMENDMENT TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | No Action | |||||||||||
| 12. | AUTHORITY TO ISSUE SHARES | Management | No Action | |||||||||||
| 13. | AUTHORITY TO RESTRICT OR EXCLUDE PRE- EMPTIVE RIGHTS | Management | No Action | |||||||||||
| 14. | AUTHORITY TO ACQUIRE OWN SHARES | Management | No Action | |||||||||||
| 15. | REAPPOINT PWC AS AUDITORS | Management | No Action | |||||||||||
| 16. | ANY OTHER BUSINESS AND CLOSING | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 24 APR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF RESOLUTION 15. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| TESLA, INC. | ||||||||||||||
| Security | 88160R101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TSLA | Meeting Date | 16-May-2023 | |||||||||||
| ISIN | US88160R1014 | Agenda | 935804636 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director: Elon Musk | Management | For | For | ||||||||||
| 1.2 | Election of Director: Robyn Denholm | Management | For | For | ||||||||||
| 1.3 | Election of Director: JB Straubel | Management | For | For | ||||||||||
| 2. | Tesla proposal to approve executive compensation on a non- binding advisory basis. | Management | For | For | ||||||||||
| 3. | Tesla proposal to approve the frequency of future votes on executive compensation on a non-binding advisory basis. | Management | 3 Years | For | ||||||||||
| 4. | Tesla proposal to ratify the appointment of independent registered public accounting firm. | Management | For | For | ||||||||||
| 5. | Stockholder proposal regarding reporting on key-person risk. | Shareholder | Against | For | ||||||||||
| CHUBB LIMITED | ||||||||||||||
| Security | H1467J104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CB | Meeting Date | 17-May-2023 | |||||||||||
| ISIN | CH0044328745 | Agenda | 935813027 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | Approval of the management report, standalone financial statements and consolidated financial statements of Chubb Limited for the year ended December 31, 2022 | Management | For | For | ||||||||||
| 2a | Allocation of disposable profit | Management | For | For | ||||||||||
| 2b | Distribution of a dividend out of legal reserves (by way of release and allocation to a dividend reserve) | Management | For | For | ||||||||||
| 3 | Discharge of the Board of Directors | Management | For | For | ||||||||||
| 4a | Election of PricewaterhouseCoopers AG (Zurich) as our statutory auditor | Management | For | For | ||||||||||
| 4b | Ratification of appointment of PricewaterhouseCoopers LLP (United States) as independent registered public accounting firm for purposes of U.S. securities law reporting | Management | For | For | ||||||||||
| 4c | Election of BDO AG (Zurich) as special audit firm | Management | For | For | ||||||||||
| 5a | Election of Director: Evan G. Greenberg | Management | For | For | ||||||||||
| 5b | Election of Director: Michael P. Connors | Management | For | For | ||||||||||
| 5c | Election of Director: Michael G. Atieh | Management | For | For | ||||||||||
| 5d | Election of Director: Kathy Bonanno | Management | For | For | ||||||||||
| 5e | Election of Director: Nancy K. Buese | Management | For | For | ||||||||||
| 5f | Election of Director: Sheila P. Burke | Management | For | For | ||||||||||
| 5g | Election of Director: Michael L. Corbat | Management | For | For | ||||||||||
| 5h | Election of Director: Robert J. Hugin | Management | For | For | ||||||||||
| 5i | Election of Director: Robert W. Scully | Management | For | For | ||||||||||
| 5j | Election of Director: Theodore E. Shasta | Management | For | For | ||||||||||
| 5k | Election of Director: David H. Sidwell | Management | For | For | ||||||||||
| 5l | Election of Director: Olivier Steimer | Management | For | For | ||||||||||
| 5m | Election of Director: Frances F. Townsend | Management | For | For | ||||||||||
| 6 | Election of Evan G. Greenberg as Chairman of the Board of Directors | Management | For | For | ||||||||||
| 7a | Election of the Compensation Committee of the Board of Directors: Michael P. Connors | Management | For | For | ||||||||||
| 7b | Election of the Compensation Committee of the Board of Directors: David H. Sidwell | Management | For | For | ||||||||||
| 7c | Election of the Compensation Committee of the Board of Directors: Frances F. Townsend | Management | For | For | ||||||||||
| 8 | Election of Homburger AG as independent proxy | Management | For | For | ||||||||||
| 9a | Amendments to the Articles of Association: Amendments relating to Swiss corporate law updates | Management | For | For | ||||||||||
| 9b | Amendments to the Articles of Association: Amendment to advance notice period | Management | Against | Against | ||||||||||
| 10a | Reduction of share capital: Cancellation of repurchased shares | Management | For | For | ||||||||||
| 10b | Reduction of share capital: Par value reduction | Management | For | For | ||||||||||
| 11a | Approval of the compensation of the Board of Directors and Executive Management under Swiss law requirements: Maximum compensation of the Board of Directors until the next annual general meeting | Management | For | For | ||||||||||
| 11b | Approval of the compensation of the Board of Directors and Executive Management under Swiss law requirements: Maximum compensation of Executive Management for the 2024 calendar year | Management | For | For | ||||||||||
| 11c | Approval of the compensation of the Board of Directors and Executive Management under Swiss law requirements: Advisory vote to approve the Swiss compensation report | Management | For | For | ||||||||||
| 12 | Advisory vote to approve executive compensation under U.S. securities law requirements | Management | For | For | ||||||||||
| 13 | Advisory vote on the frequency of the U.S. securities law advisory vote on executive compensation | Management | 1 Year | For | ||||||||||
| 14 | Shareholder proposal on greenhouse gas emissions targets, if properly presented | Shareholder | Abstain | Against | ||||||||||
| 15 | Shareholder proposal on human rights and underwriting, if properly presented. | Shareholder | Abstain | Against | ||||||||||
| A | If a new agenda item or a new proposal for an existing agenda item is put before the meeting, I/we hereby authorize and instruct the independent proxy to vote as follows. | Management | Against | Against | ||||||||||
| ZOETIS INC. | ||||||||||||||
| Security | 98978V103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ZTS | Meeting Date | 18-May-2023 | |||||||||||
| ISIN | US98978V1035 | Agenda | 935801224 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Paul M. Bisaro | Management | For | For | ||||||||||
| 1b. | Election of Director: Vanessa Broadhurst | Management | For | For | ||||||||||
| 1c. | Election of Director: Frank A. D’Amelio | Management | For | For | ||||||||||
| 1d. | Election of Director: Michael B. McCallister | Management | For | For | ||||||||||
| 1e. | Election of Director: Gregory Norden | Management | For | For | ||||||||||
| 1f. | Election of Director: Louise M. Parent | Management | For | For | ||||||||||
| 1g. | Election of Director: Kristin C. Peck | Management | For | For | ||||||||||
| 1h. | Election of Director: Robert W. Scully | Management | For | For | ||||||||||
| 2. | Advisory vote to approve our executive compensation. | Management | For | For | ||||||||||
| 3. | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
| 4. | Approval of an amendment to our Restated Certificate of Incorporation to create a right to call a special meeting. | Management | For | For | ||||||||||
| 5. | Shareholder proposal regarding ability to call a special meeting. | Shareholder | Against | For | ||||||||||
| THE CHARLES SCHWAB CORPORATION | ||||||||||||||
| Security | 808513105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SCHW | Meeting Date | 18-May-2023 | |||||||||||
| ISIN | US8085131055 | Agenda | 935809523 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of director: Marianne C. Brown | Management | For | For | ||||||||||
| 1b. | Election of director: Frank C. Herringer | Management | For | For | ||||||||||
| 1c. | Election of director: Gerri K. Martin-Flickinger | Management | For | For | ||||||||||
| 1d. | Election of director: Todd M. Ricketts | Management | For | For | ||||||||||
| 1e. | Election of director: Carolyn Schwab-Pomerantz | Management | For | For | ||||||||||
| 2. | Ratification of the selection of Deloitte & Touche LLP as independent auditors | Management | For | For | ||||||||||
| 3. | Advisory vote to approve named executive officer compensation | Management | For | For | ||||||||||
| 4. | Frequency of advisory vote on named executive officer compensation | Management | 1 Year | For | ||||||||||
| 5. | Stockholder Proposal requesting pay equity disclosure | Shareholder | Abstain | Against | ||||||||||
| 6. | Stockholder Proposal requesting company report on discrimination risk oversight and impact | Shareholder | Abstain | Against | ||||||||||
| THERMO FISHER SCIENTIFIC INC. | ||||||||||||||
| Security | 883556102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TMO | Meeting Date | 24-May-2023 | |||||||||||
| ISIN | US8835561023 | Agenda | 935803709 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Marc N. Casper | Management | For | For | ||||||||||
| 1b. | Election of Director: Nelson J. Chai | Management | For | For | ||||||||||
| 1c. | Election of Director: Ruby R. Chandy | Management | For | For | ||||||||||
| 1d. | Election of Director: C. Martin Harris | Management | For | For | ||||||||||
| 1e. | Election of Director: Tyler Jacks | Management | For | For | ||||||||||
| 1f. | Election of Director: R. Alexandra Keith | Management | For | For | ||||||||||
| 1g. | Election of Director: James C. Mullen | Management | For | For | ||||||||||
| 1h. | Election of Director: Lars R. Sørensen | Management | For | For | ||||||||||
| 1i. | Election of Director: Debora L. Spar | Management | For | For | ||||||||||
| 1j. | Election of Director: Scott M. Sperling | Management | For | For | ||||||||||
| 1k. | Election of Director: Dion J. Weisler | Management | For | For | ||||||||||
| 2. | An advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| 3. | An advisory vote on the frequency of future named executive officer advisory votes. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of the Audit Committee’s selection of PricewaterhouseCoopers LLP as the Company’s independent auditors for 2023. | Management | For | For | ||||||||||
| 5. | Approval of the Company’s Amended and Restated 2013 Stock Incentive Plan. | Management | For | For | ||||||||||
| 6. | Approval of the Company’s 2023 Global Employee Stock Purchase Plan. | Management | For | For | ||||||||||
| AMAZON.COM, INC. | ||||||||||||||
| Security | 023135106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AMZN | Meeting Date | 24-May-2023 | |||||||||||
| ISIN | US0231351067 | Agenda | 935825452 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Jeffrey P. Bezos | Management | For | For | ||||||||||
| 1b. | Election of Director: Andrew R. Jassy | Management | For | For | ||||||||||
| 1c. | Election of Director: Keith B. Alexander | Management | For | For | ||||||||||
| 1d. | Election of Director: Edith W. Cooper | Management | For | For | ||||||||||
| 1e. | Election of Director: Jamie S. Gorelick | Management | For | For | ||||||||||
| 1f. | Election of Director: Daniel P. Huttenlocher | Management | For | For | ||||||||||
| 1g. | Election of Director: Judith A. McGrath | Management | For | For | ||||||||||
| 1h. | Election of Director: Indra K. Nooyi | Management | For | For | ||||||||||
| 1i. | Election of Director: Jonathan J. Rubinstein | Management | For | For | ||||||||||
| 1j. | Election of Director: Patricia Q. Stonesifer | Management | For | For | ||||||||||
| 1k. | Election of Director: Wendell P. Weeks | Management | For | For | ||||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | ||||||||||
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||||||||
| 4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||||||||
| 5. | REAPPROVAL OF OUR 1997 STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED, FOR PURPOSES OF FRENCH TAX LAW | Management | For | For | ||||||||||
| 6. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON RETIREMENT PLAN OPTIONS | Shareholder | Abstain | Against | ||||||||||
| 7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE | Shareholder | Abstain | Against | ||||||||||
| 8. | SHAREHOLDER PROPOSAL REQUESTING REPORTING ON CONTENT AND PRODUCT REMOVAL/RESTRICTIONS | Shareholder | Abstain | Against | ||||||||||
| 9. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CONTENT REMOVAL REQUESTS | Shareholder | Abstain | Against | ||||||||||
| 10. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON STAKEHOLDER IMPACTS | Shareholder | Abstain | Against | ||||||||||
| 11. | SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE TAX REPORTING | Shareholder | Against | For | ||||||||||
| 12. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON CLIMATE LOBBYING | Shareholder | Abstain | Against | ||||||||||
| 13. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY | Shareholder | Abstain | Against | ||||||||||
| 14. | SHAREHOLDER PROPOSAL REQUESTING AN ANALYSIS OF COSTS ASSOCIATED WITH DIVERSITY, EQUITY, AND INCLUSION PROGRAMS | Shareholder | Abstain | Against | ||||||||||
| 15. | SHAREHOLDER PROPOSAL REQUESTING AN AMENDMENT TO OUR BYLAWS TO REQUIRE SHAREHOLDER APPROVAL FOR CERTAIN FUTURE AMENDMENTS | Shareholder | Against | For | ||||||||||
| 16. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON FREEDOM OF ASSOCIATION | Shareholder | Abstain | Against | ||||||||||
| 17. | SHAREHOLDER PROPOSAL REQUESTING A NEW POLICY REGARDING OUR EXECUTIVE COMPENSATION PROCESS | Shareholder | Against | For | ||||||||||
| 18. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON ANIMAL WELFARE STANDARDS | Shareholder | Abstain | Against | ||||||||||
| 19. | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL BOARD COMMITTEE | Shareholder | Against | For | ||||||||||
| 20. | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY | Shareholder | Against | For | ||||||||||
| 21. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WAREHOUSE WORKING CONDITIONS | Shareholder | Abstain | Against | ||||||||||
| 22. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS | Shareholder | Abstain | Against | ||||||||||
| 23. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES | Shareholder | Abstain | Against | ||||||||||
| CHIPOTLE MEXICAN GRILL, INC. | ||||||||||||||
| Security | 169656105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CMG | Meeting Date | 25-May-2023 | |||||||||||
| ISIN | US1696561059 | Agenda | 935815603 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director: Albert Baldocchi | Management | For | For | ||||||||||
| 1.2 | Election of Director: Matthew Carey | Management | For | For | ||||||||||
| 1.3 | Election of Director: Gregg Engles | Management | For | For | ||||||||||
| 1.4 | Election of Director: Patricia Fili-Krushel | Management | For | For | ||||||||||
| 1.5 | Election of Director: Mauricio Gutierrez | Management | For | For | ||||||||||
| 1.6 | Election of Director: Robin Hickenlooper | Management | For | For | ||||||||||
| 1.7 | Election of Director: Scott Maw | Management | For | For | ||||||||||
| 1.8 | Election of Director: Brian Niccol | Management | For | For | ||||||||||
| 1.9 | Election of Director: Mary Winston | Management | For | For | ||||||||||
| 2. | An advisory vote to approve the compensation of our executive officers as disclosed in the proxy statement (“say on pay”). | Management | For | For | ||||||||||
| 3. | An advisory vote on the frequency of future say on pay votes. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | ||||||||||
| 5. | Shareholder Proposal - Request to limit certain bylaw amendments. | Shareholder | Against | For | ||||||||||
| 6. | Shareholder Proposal - Request to adopt a non- interference policy. | Shareholder | Abstain | Against | ||||||||||
| META PLATFORMS, INC. | ||||||||||||||
| Security | 30303M102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | META | Meeting Date | 31-May-2023 | |||||||||||
| ISIN | US30303M1027 | Agenda | 935830960 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Peggy Alford | For | For | |||||||||||
| 2 | Marc L. Andreessen | For | For | |||||||||||
| 3 | Andrew W. Houston | For | For | |||||||||||
| 4 | Nancy Killefer | For | For | |||||||||||
| 5 | Robert M. Kimmitt | For | For | |||||||||||
| 6 | Sheryl K. Sandberg | For | For | |||||||||||
| 7 | Tracey T. Travis | For | For | |||||||||||
| 8 | Tony Xu | For | For | |||||||||||
| 9 | Mark Zuckerberg | For | For | |||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as Meta Platforms, Inc.’s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| 3. | A shareholder proposal regarding government takedown requests. | Shareholder | Abstain | Against | ||||||||||
| 4. | A shareholder proposal regarding dual class capital structure. | Shareholder | Against | For | ||||||||||
| 5. | A shareholder proposal regarding human rights impact assessment of targeted advertising. | Shareholder | Abstain | Against | ||||||||||
| 6. | A shareholder proposal regarding report on lobbying disclosures. | Shareholder | Abstain | Against | ||||||||||
| 7. | A shareholder proposal regarding report on allegations of political entanglement and content management biases in India. | Shareholder | Abstain | Against | ||||||||||
| 8. | A shareholder proposal regarding report on framework to assess company lobbying alignment with climate goals. | Shareholder | Abstain | Against | ||||||||||
| 9. | A shareholder proposal regarding report on reproductive rights and data privacy. | Shareholder | Abstain | Against | ||||||||||
| 10. | A shareholder proposal regarding report on enforcement of Community Standards and user content. | Shareholder | Abstain | Against | ||||||||||
| 11. | A shareholder proposal regarding report on child safety impacts and actual harm reduction to children. | Shareholder | Abstain | Against | ||||||||||
| 12. | A shareholder proposal regarding report on pay calibration to externalized costs. | Shareholder | Against | For | ||||||||||
| 13. | A shareholder proposal regarding performance review of the audit & risk oversight committee. | Shareholder | Against | For | ||||||||||
| SERVICENOW, INC. | ||||||||||||||
| Security | 81762P102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NOW | Meeting Date | 01-Jun-2023 | |||||||||||
| ISIN | US81762P1021 | Agenda | 935821062 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Susan L. Bostrom | Management | For | For | ||||||||||
| 1b. | Election of Director: Teresa Briggs | Management | For | For | ||||||||||
| 1c. | Election of Director: Jonathan C. Chadwick | Management | For | For | ||||||||||
| 1d. | Election of Director: Paul E. Chamberlain | Management | For | For | ||||||||||
| 1e. | Election of Director: Lawrence J. Jackson, Jr. | Management | For | For | ||||||||||
| 1f. | Election of Director: Frederic B. Luddy | Management | For | For | ||||||||||
| 1g. | Election of Director: William R. McDermott | Management | For | For | ||||||||||
| 1h. | Election of Director: Jeffrey A. Miller | Management | For | For | ||||||||||
| 1i. | Election of Director: Joseph “Larry” Quinlan | Management | For | For | ||||||||||
| 1j. | Election of Director: Anita M. Sands | Management | For | For | ||||||||||
| 2. | To approve, on an advisory basis, the compensation of our Named Executive Officers (“Say-on-Pay”). | Management | For | For | ||||||||||
| 3. | To ratify PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
| 4. | To approve the Amended and Restated 2021 Equity Incentive Plan to increase the number of shares reserved for issuance. | Management | Against | Against | ||||||||||
| 5. | To elect Deborah Black as a director. | Management | For | For | ||||||||||
| NETFLIX, INC. | ||||||||||||||
| Security | 64110L106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NFLX | Meeting Date | 01-Jun-2023 | |||||||||||
| ISIN | US64110L1061 | Agenda | 935831126 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Mathias Döpfner | Management | For | For | ||||||||||
| 1b. | Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Reed Hastings | Management | For | For | ||||||||||
| 1c. | Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Jay Hoag | Management | For | For | ||||||||||
| 1d. | Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Ted Sarandos | Management | For | For | ||||||||||
| 2. | Ratification of appointment of independent registered public accounting firm. | Management | For | For | ||||||||||
| 3. | Advisory approval of named executive officer compensation. | Management | For | For | ||||||||||
| 4. | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
| 5. | Stockholder proposal entitled, “Proposal 5 - Reform the Current Impossible Special Shareholder Meeting Requirements,” if properly presented at the meeting. | Shareholder | Against | For | ||||||||||
| 6. | Stockholder proposal entitled, “Netflix-Exclusive Board of Directors,” if properly presented at the meeting. | Shareholder | Against | For | ||||||||||
| 7. | Stockholder proposal requesting a report on the Company’s 401(K) Plan, if properly presented at the meeting. | Shareholder | Abstain | Against | ||||||||||
| 8. | Stockholder proposal entitled, “Policy on Freedom of Association,” if properly presented at the meeting. | Shareholder | Abstain | Against | ||||||||||
| CLOUDFLARE, INC. | ||||||||||||||
| Security | 18915M107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NET | Meeting Date | 01-Jun-2023 | |||||||||||
| ISIN | US18915M1071 | Agenda | 935831859 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Scott Sandell | Withheld | Against | |||||||||||
| 2 | Michelle Zatlyn | For | For | |||||||||||
| 2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| 3. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||||||||
| SOLAREDGE TECHNOLOGIES, INC. | ||||||||||||||
| Security | 83417M104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SEDG | Meeting Date | 01-Jun-2023 | |||||||||||
| ISIN | US83417M1045 | Agenda | 935833194 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Marcel Gani | Management | For | For | ||||||||||
| 1b. | Election of Director: Tal Payne | Management | For | For | ||||||||||
| 2. | Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | ||||||||||
| 3. | Approval of, on an advisory and non-binding basis, the compensation of our named executive officers (the “Say- on-Pay” vote). | Management | For | For | ||||||||||
| 4. | Vote, on an advisory and non-binding basis, on the preferred frequency of future stockholder advisory votes to approve the compensation of our named executive officers (the “Say-on- Frequency” vote). | Management | 1 Year | For | ||||||||||
| 5. | Approval of an amendment to the Company’s certificate of incorporation to declassify the Board and phase-in annual director elections. | Management | For | For | ||||||||||
| 6. | Approval of an amendment to the Company’s certificate of incorporation to remove the supermajority voting requirements to amend certain provisions of the Company’s certificate of incorporation and bylaws. | Management | For | For | ||||||||||
| 7. | Approval of an amendment to the Company’s certificate of incorporation to add a federal forum selection provision for causes of action under the Securities Act of 1933. | Management | For | For | ||||||||||
| ALPHABET INC. | ||||||||||||||
| Security | 02079K305 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GOOGL | Meeting Date | 02-Jun-2023 | |||||||||||
| ISIN | US02079K3059 | Agenda | 935830946 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Larry Page | Management | For | For | ||||||||||
| 1b. | Election of Director: Sergey Brin | Management | For | For | ||||||||||
| 1c. | Election of Director: Sundar Pichai | Management | For | For | ||||||||||
| 1d. | Election of Director: John L. Hennessy | Management | For | For | ||||||||||
| 1e. | Election of Director: Frances H. Arnold | Management | For | For | ||||||||||
| 1f. | Election of Director: R. Martin “Marty” Chávez | Management | For | For | ||||||||||
| 1g. | Election of Director: L. John Doerr | Management | For | For | ||||||||||
| 1h. | Election of Director: Roger W. Ferguson Jr. | Management | For | For | ||||||||||
| 1i. | Election of Director: Ann Mather | Management | For | For | ||||||||||
| 1j. | Election of Director: K. Ram Shriram | Management | For | For | ||||||||||
| 1k. | Election of Director: Robin L. Washington | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Alphabet’s independent registered public accounting firm for the fiscal year ending December 31, 2023 | Management | For | For | ||||||||||
| 3. | Approval of amendment and restatement of Alphabet’s Amended and Restated 2021 Stock Plan to increase the share reserve by 170,000,000 (post stock split) shares of Class C capital stock | Management | For | For | ||||||||||
| 4. | Advisory vote to approve compensation awarded to named executive officers | Management | For | For | ||||||||||
| 5. | Advisory vote on the frequency of advisory votes to approve compensation awarded to named executive officers | Management | 3 Years | For | ||||||||||
| 6. | Stockholder proposal regarding a lobbying report | Shareholder | Abstain | Against | ||||||||||
| 7. | Stockholder proposal regarding a congruency report | Shareholder | Abstain | Against | ||||||||||
| 8. | Stockholder proposal regarding a climate lobbying report | Shareholder | Abstain | Against | ||||||||||
| 9. | Stockholder proposal regarding a report on reproductive rights and data privacy | Shareholder | Abstain | Against | ||||||||||
| 10. | Stockholder proposal regarding a human rights assessment of data center siting | Shareholder | Abstain | Against | ||||||||||
| 11. | Stockholder proposal regarding a human rights assessment of targeted ad policies and practices | Shareholder | Abstain | Against | ||||||||||
| 12. | Stockholder proposal regarding algorithm disclosures | Shareholder | Abstain | Against | ||||||||||
| 13. | Stockholder proposal regarding a report on alignment of YouTube policies with legislation | Shareholder | Against | For | ||||||||||
| 14. | Stockholder proposal regarding a content governance report | Shareholder | Abstain | Against | ||||||||||
| 15. | Stockholder proposal regarding a performance review of the Audit and Compliance Committee | Shareholder | Against | For | ||||||||||
| 16. | Stockholder proposal regarding bylaws amendment | Shareholder | Against | For | ||||||||||
| 17. | Stockholder proposal regarding “executives to retain significant stock” | Shareholder | Against | For | ||||||||||
| 18. | Stockholder proposal regarding equal shareholder voting | Shareholder | Against | For | ||||||||||
| UNITEDHEALTH GROUP INCORPORATED | ||||||||||||||
| Security | 91324P102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | UNH | Meeting Date | 05-Jun-2023 | |||||||||||
| ISIN | US91324P1021 | Agenda | 935835237 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Timothy Flynn | Management | For | For | ||||||||||
| 1b. | Election of Director: Paul Garcia | Management | For | For | ||||||||||
| 1c. | Election of Director: Kristen Gil | Management | For | For | ||||||||||
| 1d. | Election of Director: Stephen Hemsley | Management | For | For | ||||||||||
| 1e. | Election of Director: Michele Hooper | Management | For | For | ||||||||||
| 1f. | Election of Director: F. William McNabb III | Management | For | For | ||||||||||
| 1g. | Election of Director: Valerie Montgomery Rice, M.D. | Management | For | For | ||||||||||
| 1h. | Election of Director: John Noseworthy, M.D. | Management | For | For | ||||||||||
| 1i. | Election of Director: Andrew Witty | Management | For | For | ||||||||||
| 2. | Advisory approval of the Company’s executive compensation. | Management | For | For | ||||||||||
| 3. | Advisory approval of the frequency of holding future say- on-pay votes. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2023. | Management | For | For | ||||||||||
| 5. | If properly presented at the 2023 Annual Meeting of Shareholders, the shareholder proposal seeking a third- party racial equity audit. | Shareholder | Abstain | Against | ||||||||||
| 6. | If properly presented at the 2023 Annual Meeting of Shareholders, the shareholder proposal requiring a political contributions congruency report. | Shareholder | Abstain | Against | ||||||||||
| 7. | If properly presented at the 2023 Annual Meeting of Shareholders, the shareholder proposal seeking shareholder ratification of termination pay. | Shareholder | Against | For | ||||||||||
| LULULEMON ATHLETICA INC. | ||||||||||||||
| Security | 550021109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LULU | Meeting Date | 07-Jun-2023 | |||||||||||
| ISIN | US5500211090 | Agenda | 935847600 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Class I Director: Michael Casey | Management | For | For | ||||||||||
| 1b. | Election of Class I Director: Glenn Murphy | Management | For | For | ||||||||||
| 1c. | Election of Class I Director: David Mussafer | Management | For | For | ||||||||||
| 1d. | Election of Class II Director: Isabel Mahe | Management | For | For | ||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending January 28, 2024. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, the compensation of the Company’s named executive officers. | Management | For | For | ||||||||||
| 4. | To cast an advisory vote on the frequency of including advisory say-on-pay votes in proxy materials for future shareholder meetings. | Management | No Action | |||||||||||
| 5. | To approve the adoption of the lululemon 2023 Equity Incentive Plan. | Management | For | For | ||||||||||
| KEYENCE CORPORATION | ||||||||||||||
| Security | J32491102 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 14-Jun-2023 | ||||||||||||
| ISIN | JP3236200006 | Agenda | 717287355 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
| 2.1 | Appoint a Director Takizaki, Takemitsu | Management | For | For | ||||||||||
| 2.2 | Appoint a Director Nakata, Yu | Management | For | For | ||||||||||
| 2.3 | Appoint a Director Yamaguchi, Akiji | Management | For | For | ||||||||||
| 2.4 | Appoint a Director Yamamoto, Hiroaki | Management | For | For | ||||||||||
| 2.5 | Appoint a Director Nakano, Tetsuya | Management | For | For | ||||||||||
| 2.6 | Appoint a Director Yamamoto, Akinori | Management | For | For | ||||||||||
| 2.7 | Appoint a Director Taniguchi, Seiichi | Management | For | For | ||||||||||
| 2.8 | Appoint a Director Suenaga, Kumiko | Management | For | For | ||||||||||
| 2.9 | Appoint a Director Yoshioka, Michifumi | Management | For | For | ||||||||||
| 3 | Appoint a Corporate Auditor Komura, Koichiro | Management | For | For | ||||||||||
| 4 | Appoint a Substitute Corporate Auditor Yamamoto, Masaharu | Management | For | For | ||||||||||
| AON PLC | ||||||||||||||
| Security | G0403H108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AON | Meeting Date | 16-Jun-2023 | |||||||||||
| ISIN | IE00BLP1HW54 | Agenda | 935852726 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Lester B. Knight | Management | For | For | ||||||||||
| 1b. | Election of Director: Gregory C. Case | Management | For | For | ||||||||||
| 1c. | Election of Director: Jin-Yong Cai | Management | For | For | ||||||||||
| 1d. | Election of Director: Jeffrey C. Campbell | Management | For | For | ||||||||||
| 1e. | Election of Director: Fulvio Conti | Management | For | For | ||||||||||
| 1f. | Election of Director: Cheryl A. Francis | Management | For | For | ||||||||||
| 1g. | Election of Director: Adriana Karaboutis | Management | For | For | ||||||||||
| 1h. | Election of Director: Richard C. Notebaert | Management | For | For | ||||||||||
| 1i. | Election of Director: Gloria Santona | Management | For | For | ||||||||||
| 1j. | Election of Director: Sarah E. Smith | Management | For | For | ||||||||||
| 1k. | Election of Director: Byron O. Spruell | Management | For | For | ||||||||||
| 1l. | Election of Director: Carolyn Y. Woo | Management | For | For | ||||||||||
| 2. | Advisory vote to approve the compensation of the Company’s named executive officers. | Management | For | For | ||||||||||
| 3. | Advisory vote on the frequency of holding an advisory vote on executive compensation. | Management | 1 Year | For | ||||||||||
| 4. | Ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023 | Management | For | For | ||||||||||
| 5. | Re-appoint Ernst & Young Chartered Accountants as the Company’s statutory auditor under Irish Law | Management | For | For | ||||||||||
| 6. | Authorize the Board or the Audit Committee of the Board to determine the remuneration of Ernst & Young Ireland, in its capacity as the Company’s statutory auditor under Irish law. | Management | For | For | ||||||||||
| 7. | Approve the Aon plc 2011 Incentive Plan, as amended and restated. | Management | For | For | ||||||||||
| CROWDSTRIKE HOLDINGS, INC. | ||||||||||||||
| Security | 22788C105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CRWD | Meeting Date | 21-Jun-2023 | |||||||||||
| ISIN | US22788C1053 | Agenda | 935859112 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Johanna Flower | For | For | |||||||||||
| 2 | Denis J. O’Leary | For | For | |||||||||||
| 3 | Godfrey R. Sullivan | For | For | |||||||||||
| 2. | To ratify the selection of PricewaterhouseCoopers LLP as CrowdStrike’s independent registered public accounting firm for its fiscal year ending January 31, 2024. | Management | For | For | ||||||||||
| NVIDIA CORPORATION | ||||||||||||||
| Security | 67066G104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NVDA | Meeting Date | 22-Jun-2023 | |||||||||||
| ISIN | US67066G1040 | Agenda | 935863224 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Robert K. Burgess | Management | For | For | ||||||||||
| 1b. | Election of Director: Tench Coxe | Management | For | For | ||||||||||
| 1c. | Election of Director: John O. Dabiri | Management | For | For | ||||||||||
| 1d. | Election of Director: Persis S. Drell | Management | For | For | ||||||||||
| 1e. | Election of Director: Jen-Hsun Huang | Management | For | For | ||||||||||
| 1f. | Election of Director: Dawn Hudson | Management | For | For | ||||||||||
| 1g. | Election of Director: Harvey C. Jones | Management | For | For | ||||||||||
| 1h. | Election of Director: Michael G. McCaffery | Management | For | For | ||||||||||
| 1i. | Election of Director: Stephen C. Neal | Management | For | For | ||||||||||
| 1j. | Election of Director: Mark L. Perry | Management | For | For | ||||||||||
| 1k. | Election of Director: A. Brooke Seawell | Management | For | For | ||||||||||
| 1l. | Election of Director: Aarti Shah | Management | For | For | ||||||||||
| 1m. | Election of Director: Mark A. Stevens | Management | For | For | ||||||||||
| 2. | Advisory approval of our executive compensation. | Management | For | For | ||||||||||
| 3. | Advisory approval of the frequency of holding an advisory vote on our executive compensation. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2024. | Management | For | For | ||||||||||
| MASTERCARD INCORPORATED | ||||||||||||||
| Security | 57636Q104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MA | Meeting Date | 27-Jun-2023 | |||||||||||
| ISIN | US57636Q1040 | Agenda | 935858437 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | ELECTION OF DIRECTOR: Merit E. Janow | Management | For | For | ||||||||||
| 1b. | ELECTION OF DIRECTOR: Candido Bracher | Management | For | For | ||||||||||
| 1c. | ELECTION OF DIRECTOR: Richard K. Davis | Management | For | For | ||||||||||
| 1d. | ELECTION OF DIRECTOR: Julius Genachowski | Management | For | For | ||||||||||
| 1e. | ELECTION OF DIRECTOR: Choon Phong Goh | Management | For | For | ||||||||||
| 1f. | ELECTION OF DIRECTOR: Oki Matsumoto | Management | For | For | ||||||||||
| 1g. | ELECTION OF DIRECTOR: Michael Miebach | Management | For | For | ||||||||||
| 1h. | ELECTION OF DIRECTOR: Youngme Moon | Management | For | For | ||||||||||
| 1i. | ELECTION OF DIRECTOR: Rima Qureshi | Management | For | For | ||||||||||
| 1j. | ELECTION OF DIRECTOR: Gabrielle Sulzberger | Management | For | For | ||||||||||
| 1k. | ELECTION OF DIRECTOR: Harit Talwar | Management | For | For | ||||||||||
| 1l. | ELECTION OF DIRECTOR: Lance Uggla | Management | For | For | ||||||||||
| 2. | Advisory approval of Mastercard’s executive compensation. | Management | For | For | ||||||||||
| 3. | Advisory approval of the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
| 4. | Approval of Mastercard Incorporated Employee Stock Purchase Plan. | Management | For | For | ||||||||||
| 5. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2023. | Management | For | For | ||||||||||
| 6. | Consideration of a stockholder proposal requesting a report on ensuring respect for civil liberties. | Shareholder | Abstain | Against | ||||||||||
| 7. | Consideration of a stockholder proposal requesting a report on Mastercard’s stance on new Merchant Category Code. | Shareholder | Abstain | Against | ||||||||||
| 8. | Consideration of a stockholder proposal requesting lobbying disclosure. | Shareholder | Abstain | Against | ||||||||||
| 9. | Consideration of a stockholder proposal requesting stockholders approve advance notice bylaw amendments. | Shareholder | Against | For | ||||||||||
| 10. | Consideration of a stockholder proposal requesting a report on the cost-benefit analysis of diversity and inclusion efforts. | Shareholder | Abstain | Against | ||||||||||
|
ProxyEdge Meeting Date Range: 07/01/2022 - 06/30/2023 The Gabelli International Small Cap Fund |
Report Date: 07/01/2023 1 |
Investment Company Report
| NOMAD FOODS LIMITED | ||||||||||||
| Security | G6564A105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NOMD | Meeting Date | 01-Jul-2022 | |||||||||
| ISIN | VGG6564A1057 | Agenda | 935650855 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Sir Martin Ellis Franklin, KGCN | Management | For | For | ||||||||
| 1b. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Noam Gottesman | Management | For | For | ||||||||
| 1c. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Ian G.H. Ashken | Management | For | For | ||||||||
| 1d. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Stéfan Descheemaeker | Management | For | For | ||||||||
| 1e. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: James E. Lillie | Management | For | For | ||||||||
| 1f. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Stuart M. MacFarlane | Management | For | For | ||||||||
| 1g. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Victoria Parry | Management | For | For | ||||||||
| 1h. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Amit Pilowsky | Management | For | For | ||||||||
| 1i. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Melanie Stack | Management | For | For | ||||||||
| 1j. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Samy Zekhout | Management | For | For | ||||||||
| 2. | Ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the 2022 fiscal year. | Management | For | For | ||||||||
| LAURENT PERRIER | ||||||||||||
| Security | F55758100 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 20-Jul-2022 | ||||||||||
| ISIN | FR0006864484 | Agenda | 715800466 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | ||||||||||
| CMMT | FOR FRENCH MEETINGS ‘ABSTAIN’ IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-‘AGAINST.’ IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||
| CMMT | DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY-THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED-AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING-WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF-SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO-ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO-REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY. | Non-Voting | ||||||||||
| CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE- COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY- FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:- https://fr.ftp.opendatasoft.com/datadila/JO/BALO/pdf/202 2/0610/202206102202606-.pdf | Non-Voting | ||||||||||
| CMMT | “INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE” | Non-Voting | ||||||||||
| 1 | APPROVAL OF VARIOUS REPORTS AND APPROVAL THESE REPORTS AND FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED MARCH 31, 2022. APPROVAL OF VARIOUS REPORTS FROM THE MANAGEMENT BOARD, THE SUPERVISORY BOARD AND THE STATUTORY AUDITORS AND APPROVAL OF THE FINANCIAL STATEMENTS FOR THE YEAR ENDED ON MARCH 31, 2022 | Management | No Action | |||||||||
| 2 | APPROVAL THE CONSOLIDATED ACCOUNTS. REVIEW AND APPROVAL OF THE CONSOLIDATED ACCOUNTS CLOSED ON MARCH 31, 2022 | Management | No Action | |||||||||
| 3 | GRANTS | Management | No Action | |||||||||
| 4 | AFFECTATION OF THE DISTRIBUTABLE PROFIT FOR THE FINANCIAL YEAR ENDED MARCH 31, 2022.DETERMINATION OF THE DIVIDEND PER SHARE. AFFECTATION OF INCOME | Management | No Action | |||||||||
| 5 | APPROVAL OF THE TRANSACTIONS CONDUCTED BETWEEN THE MEMBERS OF THE SUPERVISORY BOARD AND THE COMPANY. APPROVAL OF REGULATED AGREEMENTS - SUPERVISORY BOARD | Management | No Action | |||||||||
| 6 | APPROVAL OF THE TRANSACTIONS CONDUCTED BETWEEN THE MEMBERS OF THE MANAGEMENT BOARD AND THE COMPANY. APPROVAL OF REGULATED AGREEMENTS - MANAGEMENT BOARD | Management | No Action | |||||||||
| 7 | APPROVAL OF ALL TRANSACTIONS BETWEEN, ON THE ONE HAND, A SHAREHOLDER OWNING MORE THAN 10% OF THE VOTING RIGHTS IN THE COMPANY, ON THE OTHER HAND, THE COMPANY ITSELF. APPROVALS OF REGULATED AGREEMENTS - SHAREHOLDER | Management | No Action | |||||||||
| 8 | ATTENDANCE FEES | Management | No Action | |||||||||
| 9 | THE TERM OF MANDATE OF MEMBER OF THE SUPERVISORY BOARD EXPIRING WILL NOT BE RENEWED. MANDATE | Management | No Action | |||||||||
| 10 | APPROVAL OF THE REMUNERATION POLICY, IN PARTICULAR THE PRINCIPLES AND CRITERIA FOR DETERMINING, AWARDING AND ALLOCATING, FIXED, PERFORMANCE RELATED, AND EXCEPTIONAL ITEMS COMPRISING THE TOTAL REMUNERATION AND BENEFITS OF ANY KIND AND ATTRIBUTABLE TO THE MEMBERS OF THE MANAGEMENT BOARD. REMUNERATION POLICY AND BENEFITS FOR MEMBERS OF THE MANAGEMENT BOARD FOR 2022-2023 | Management | No Action | |||||||||
| 11 | APPROVAL OF THE REMUNERATION POLICY, IN PARTICULAR THE PRINCIPLES AND CRITERIA FOR DETERMINING, AWARDING AND ALLOCATING, FIXED, PERFORMANCE RELATED, AND EXCEPTIONAL ITEMS COMPRISING THE TOTAL REMUNERATION AND BENEFITS OF ANY KIND AND ATTRIBUTABLE TO THE CHAIRMAN OF THE MANAGEMENT BOARD. REMUNERATION POLICY AND BENEFITS FOR THE CHAIRMAN OF THE MANAGEMENT BOARD FOR 2022-2023 | Management | No Action | |||||||||
| 12 | APPROVAL OF THE REMUNERATION POLICY, IN PARTICULAR THE PRINCIPLES AND CRITERIA FOR DETERMINING, AWARDING AND ALLOCATING, FIXED, PERFORMANCE RELATED, AND EXCEPTIONAL ITEMS COMPRISING THE TOTAL REMUNERATION AND BENEFITS OF ANY KIND AND ATTRIBUTABLE TO THE CHAIRMAN OF THE SUPERVISORY BOARD. REMUNERATION POLICY AND BENEFITS FOR THE CHAIRMAN OF THE SUPERVISORY BOARD FOR 2022-2023 | Management | No Action | |||||||||
| 13 | APPROVAL OF THE REMUNERATION POLICY, IN PARTICULAR THE PRINCIPLES AND CRITERIA FOR DETERMINING, AWARDING AND ALLOCATING, FIXED, PERFORMANCE RELATED, AND EXCEPTIONAL ITEMS COMPRISING THE TOTAL REMUNERATION AND BENEFITS OF ANY KIND AND ATTRIBUTABLE TO THE SUPERVISORY BOARD. REMUNERATION POLICY AND BENEFITS FOR MEMBERS OF THE SUPERVISORY BOARD FOR 2022-2023 | Management | No Action | |||||||||
| 14 | APPROVAL OF INFORMATION CONCERNING ALL COMPENSATION FOR THE PREVIOUS FINANCIAL YEAR. INFORMATION CONCERNING ALL COMPENSATION FOR THE PREVIOUS FINANCIAL YEAR | Management | No Action | |||||||||
| 15 | APPROVAL OF REMUNERATION COMPONENTS DUE OR GRANTED FOR THE 2021-2022 FINANCIAL YEAR TO MR ST PHANE DALYAC, CHAIRMAN OF THE MANAGEMENT BOARD. ELEMENTS OF COMPENSATION FOR 2021-2022 FOR THE CHAIRMAN OF THE MANAGEMENT BOARD | Management | No Action | |||||||||
| 16 | APPROVAL OF REMUNERATION COMPONENTS DUE OR GRANTED FOR THE 2021-2022 FINANCIAL YEAR TO MS ALEXANDRA PEREYRE, MEMBER OF THE MANAGEMENT BOARD. ELEMENTS OF COMPENSATION FOR 2021-2022 TO ALEXANDRA PEREYRE | Management | No Action | |||||||||
| 17 | APPROVAL OF REMUNERATION COMPONENTS DUE OR GRANTED FOR THE 2021-2022 FINANCIAL YEAR TO MS ST PHANIE MENEUX, MEMBER OF THE MANAGEMENT BOARD. ELEMENTS OF COMPENSATION FOR 2021-2022 TO ST PHANIE MENEUX | Management | No Action | |||||||||
| 18 | APPROVAL OF REMUNERATION COMPONENTS DUE OR GRANTED FOR THE 2021-2022 FINANCIAL YEAR TO THE CHAIRMAN OF THE SUPERVISORY BOARD. ELEMENTS OF COMPENSATION FOR 2021-2022 TO THE CHAIRMAN OF THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 19 | APPROVAL OF REMUNERATION COMPONENTS DUE OR GRANTED FOR THE 2021-2022 FINANCIAL YEAR TO THE VICE CHAIRMAN OF THE SUPERVISORY BOARD. ELEMENTS OF COMPENSATION FOR 2021- 2022 FOR THE VICE-CHAIRMAN OF THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 20 | AUTHORITY GRANTED TO THE MANAGEMENT BOARD TO ACQUIRE COMPANY SHARES UNDER A SHARE BUYBACK PROGRAMME THE SHARES MAY BE PURCHASED TO: - ENSURE MARKET-MAKING - RETAIN THE SHARES PURCHASED FOR EVENTUAL TRADING - ENSURE COVERAGE FOR STOCK OPTION PLANS AND/OR THE ALLOTMENT OF FREE BONUS SHARES - ENSURE THE COVERAGE OF SECURITIES CONFERRING THE RIGHT TO THE ALLOTMENT OF COMPANY SHARES - CANCEL, WHERE APPROPRIATE, ANY SHARES PURCHASED SHARES MAY BE PURCHASED, SOLD OR TRANSFERRED AT ANY TIME, AND BY ANY APPROPRIATE METHOD, INCLUDING THE USE OF DERIVATIVE INSTRUMENTS AND OPTIONS STRATEGIES, SUBJECT TO THE LIMITS SET BY STOCK MARKET REGULATIONS. POWERS TO BE GIVEN TO THE MANAGEMENT BOARD TO ACQUIRE SHARES UNDER THE SHARE BUYBACK PROGRAM | Management | No Action | |||||||||
| 21 | AUTHORITY TO REDUCE SHARE CAPITAL BY CANCELLING TREASURY SHARES HELD BY THE COMPANY | Management | No Action | |||||||||
| 22 | AUTHORITY AND POWERS GRANTED TO THE MANAGEMENT BOARD TO INCREASE THE COMPANY’S CAPITAL STOCK BY ISSUING SHARES OR SECURITIES GIVING ACCESS TO THE COMPANY’S CAPITAL WITH PREFERENTIAL SUBSCRIPTION RIGHTS | Management | No Action | |||||||||
| 23 | DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD TO INCREASE THE COMPANY’S CAPITAL BY INCORPORATION OF RESERVES, INCOME OR PREMIUMS OR ANY OTHER SUMS AVAILABLE FOR CAPITALISATION | Management | No Action | |||||||||
| 24 | DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES OR SECURITIES GIVING ACCESS TO THE COMPANY’S CAPITAL, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS | Management | No Action | |||||||||
| 25 | DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD TO INCREASE THE COMPANY’S CAPITAL BY ISSUING ORDINARY SHARES OR ANY OTHER SECURITIES GIVING ACCESS TO THE CAPITAL, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS, UP TO AN ANNUAL MAXIMUM OF 10% OF THE SHARE CAPITAL, ACCORDING TO THE METHOD OF DETERMINING THE SUBSCRIPTION PRICE DEFINED BY THE GENERAL SHAREHOLDERS’ MEETING. DELEGATION OF AUTHORITY TO MANAGEMENT BOARD TO INCREASE COMPANY’S CAPITAL BY ISSUING | Management | No Action | |||||||||
| ORDINARY SHARES OR OTHER SECURITIES GIVING ACCESS TO CAPITAL, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS, UP TO AN ANNUAL MAXIMUM OF 10% OF SHARE CAPITAL, ACCORDING TO METHOD OF DETERMINING THE SUBSCRIPTION PRICE DEFINED BY THE GSM | ||||||||||||
| 26 | DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD TO INCREASE THE COMPANY’S CAPITAL BY ISSUING SHARES OR SECURITIES GIVING ACCESS TO THE CAPITAL, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS, UP TO AN ANNUAL MAXIMUM OF 20% OF THE SHARE CAPITAL THROUGH PRIVATE PLACEMENT RESERVED FOR QUALIFIED INVESTORS OR A RESTRICTED CIRCLE OF INVESTORS | Management | No Action | |||||||||
| 27 | DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD TO INCREASE THE COMPANY’S CAPITAL UP TO A MAXIMUM OF 10% OF THE CAPITAL TO REMUNERATE CONTRIBUTIONS IN KIND OF SHARES OR SECURITIES GIVING ACCESS TO THE CAPITAL OF OTHER COMPANIES | Management | No Action | |||||||||
| 28 | POWERS | Management | No Action | |||||||||
| RACCOON HOLDINGS,INC. | ||||||||||||
| Security | J64727100 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 23-Jul-2022 | ||||||||||
| ISIN | JP3967050000 | Agenda | 715858328 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations | Management | For | For | ||||||||
| 3.1 | Appoint a Director who is not Audit and Supervisory Committee Member Ogata, Isao | Management | Against | Against | ||||||||
| 3.2 | Appoint a Director who is not Audit and Supervisory Committee Member Konno, Satoshi | Management | For | For | ||||||||
| 3.3 | Appoint a Director who is not Audit and Supervisory Committee Member Abe, Tomoki | Management | For | For | ||||||||
| 3.4 | Appoint a Director who is not Audit and Supervisory Committee Member Tamura, Tomohiro | Management | For | For | ||||||||
| 3.5 | Appoint a Director who is not Audit and Supervisory Committee Member Okubo, Ryuka | Management | For | For | ||||||||
| 4.1 | Appoint a Director who is Audit and Supervisory Committee Member Hayashi, Tokichiro | Management | Against | Against | ||||||||
| 4.2 | Appoint a Director who is Audit and Supervisory Committee Member Komiyama, Sumie | Management | For | For | ||||||||
| 4.3 | Appoint a Director who is Audit and Supervisory Committee Member Takita, Jiro | Management | For | For | ||||||||
| 4.4 | Appoint a Director who is Audit and Supervisory Committee Member Fukuda, Motohiro | Management | For | For | ||||||||
| GMO INTERNET GROUP,INC. | ||||||||||||
| Security | J1822R104 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 09-Aug-2022 | ||||||||||
| ISIN | JP3152750000 | Agenda | 715938493 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Amend Articles to: Change Official Company Name, Approve Minor Revisions | Management | For | For | ||||||||
| SAKATA SEED CORPORATION | ||||||||||||
| Security | J66704107 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 25-Aug-2022 | ||||||||||
| ISIN | JP3315000004 | Agenda | 715962874 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations, Amend Business Lines, Establish the Articles Related to Shareholders Meeting Held without Specifying a Venue, Allow Use of Electronic Systems for Public Notifications | Management | For | For | ||||||||
| POLAR CAPITAL HOLDINGS PLC | ||||||||||||
| Security | G7165U102 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 07-Sep-2022 | ||||||||||
| ISIN | GB00B1GCLT25 | Agenda | 715861539 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | TO RECEIVE THE ANNUAL REPORT AND FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 MARCH 2022 | Management | For | For | ||||||||
| 2 | TO RECEIVE AND APPROVE THE DIRECTORS REMUNERATION IMPLEMENTATION REPORT | Management | For | For | ||||||||
| 3 | TO ELECT SAMIR AYUB AS A DIRECTOR | Management | For | For | ||||||||
| 4 | TO ELECT LAURA AHTO AS A DIRECTOR | Management | For | For | ||||||||
| 5 | TO ELECT ANAND AITHAL AS A DIRECTOR | Management | For | For | ||||||||
| 6 | TO RE-ELECT DAVID LAMB AS A DIRECTOR | Management | For | For | ||||||||
| 7 | TO RE-ELECT GAVIN ROCHUSSEN AS A DIRECTOR | Management | For | For | ||||||||
| 8 | TO RE-ELECT JAMIE CAYZER-COLVIN AS DIRECTOR | Management | For | For | ||||||||
| 9 | TO RE-ELECT ALEXA COATES AS A DIRECTOR | Management | For | For | ||||||||
| 10 | TO RE-ELECT WIN ROBBINS AS A DIRECTOR | Management | For | For | ||||||||
| 11 | TO RE-ELECT ANDREW ROSS AS A DIRECTOR | Management | For | For | ||||||||
| 12 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | Management | For | For | ||||||||
| 13 | TO AUTHORISE THE AUDIT AND RISK COMMITTEE TO DETERMINE THE AUDITORS REMUNERATION | Management | For | For | ||||||||
| 14 | TO AUTHORISE THE ALLOTMENT OF SHARES | Management | For | For | ||||||||
| 15 | TO DISAPPLY PRE-EMPTION RIGHTS | Management | Abstain | Against | ||||||||
| 16 | TO AUTHORISE THE COMPANY TO BUY-BACK ITS ORDINARY SHARES | Management | For | For | ||||||||
| NCC GROUP PLC | ||||||||||||
| Security | G64319109 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 02-Nov-2022 | ||||||||||
| ISIN | GB00B01QGK86 | Agenda | 716118725 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | TO RECEIVE THE REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 MAY 2022 | Management | For | For | ||||||||
| 2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT OTHER THAN THE DIRECTORS REMUNERATION POLICY FOR THE FINANCIAL YEAR ENDED 31 MAY2022 | Management | For | For | ||||||||
| 3 | TO DECLARE A FINAL DIVIDEND OF 3.15P PER SHARE | Management | For | For | ||||||||
| 4 | TO REAPPOINT KPMG LLP AS AUDITOR | Management | For | For | ||||||||
| 5 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE AUDITORS REMUNERATION | Management | For | For | ||||||||
| 6 | TO ELECT MIKE MADDISON AS A DIRECTOR | Management | For | For | ||||||||
| 7 | TO RE-ELECT CHRIS STONE AS A DIRECTOR | Management | For | For | ||||||||
| 8 | TO RE-ELECT CHRIS BATTERHAM AS A DIRECTOR | Management | For | For | ||||||||
| 9 | TO ELECT JULIE CHAKRAVERTY AS A DIRECTOR | Management | For | For | ||||||||
| 10 | TO RE-ELECT JENNIFER DUVALIER AS A DIRECTOR | Management | For | For | ||||||||
| 11 | TO RE-ELECT MIKE ETTLING AS A DIRECTOR | Management | For | For | ||||||||
| 12 | TO RE-ELECT TIM KOWALSKI AS A DIRECTOR | Management | For | For | ||||||||
| 13 | TO ELECT LYNN FORDHAM AS A DIRECTOR | Management | For | For | ||||||||
| 14 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | ||||||||
| 15 | TO AUTHORISE THE DIRECTORS TO DISAPPLY PRE- EMPTION RIGHTS OVER UP TO 5 PERCENT OF THE ISSUED SHARE CAPITAL | Management | Abstain | Against | ||||||||
| 16 | PLEASE REFER TO THE NOTICE OF MEETING DATED 6 SEPTEMBER 2022 | Management | For | For | ||||||||
| 17 | TO AUTHORISE THE PURCHASE OF OWN SHARES PURSUANT TO SECTION 701 OF THE COMPANIES ACT 2006 | Management | For | For | ||||||||
| 18 | TO REDUCE THE NOTICE PERIOD REQUIRED FOR GENERAL MEETINGS | Management | For | For | ||||||||
| 19 | TO AUTHORISE THE MAKING OF POLITICAL DONATIONS AND INCURRING POLITICAL EXPENDITURE | Management | For | For | ||||||||
| 20 | TO ADOPT A NEW UK SHARE SAVE PLAN | Management | For | For | ||||||||
| 21 | TO ADOPT A NEW INTERNATIONAL SHARE SAVE PLAN | Management | For | For | ||||||||
| 22 | TO ADOPT A NEW US INCENTIVE STOCK OPTION PLAN | Management | For | For | ||||||||
| 23 | TO ADOPT A NEW US EMPLOYEE STOCK PURCHASE PLAN | Management | For | For | ||||||||
| KINDRED GROUP PLC | ||||||||||||
| Security | X4S1CH103 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 14-Nov-2022 | ||||||||||
| ISIN | SE0007871645 | Agenda | 716231939 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||
| 1 | OPEN MEETING | Non-Voting | ||||||||||
| 2 | ELECT CHAIRMAN OF MEETING | Non-Voting | ||||||||||
| 3 | APPROVE LIST OF SHAREHOLDERS | Non-Voting | ||||||||||
| 4 | APPROVE AGENDA | Non-Voting | ||||||||||
| 5 | DESIGNATE INSPECTOR OR SHAREHOLDER REPRESENTATIVE(S) OF MINUTES OF MEETING | Non-Voting | ||||||||||
| 6 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | ||||||||||
| 7 | FIX NUMBER OF DIRECTORS (8) | Management | No Action | |||||||||
| 8 | ELECT JAMES H. GEMMEL AS DIRECTOR | Management | No Action | |||||||||
| 9 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF GBP 820,000 | Management | No Action | |||||||||
| 10 | CLOSE MEETING | Non-Voting | ||||||||||
| CMMT | 21 OCT 2022: AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF-THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A- RESOLUTION | Non-Voting | ||||||||||
| CMMT | 21 OCT 2022: VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED-BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE- DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||
| CMMT | 21 OCT 2022: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO- LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING-INSTRUCTIONS MAY BE REJECTED | Non-Voting | ||||||||||
| CMMT | 26 OCT 2022: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||
| CMMT | 26 OCT 2022: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||
| CMMT | 26 OCT 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES. PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| PERSEUS MINING LTD | ||||||||||||
| Security | Q74174105 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 22-Nov-2022 | ||||||||||
| ISIN | AU000000PRU3 | Agenda | 716189421 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 4, 5 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | ||||||||||
| 1 | ADOPTION OF REMUNERATION REPORT | Management | For | For | ||||||||
| 2 | RE-ELECTION OF MR SEAN HARVEY AS A DIRECTOR | Management | For | For | ||||||||
| 3 | RE-ELECTION OF MR JOHN MCGLOIN AS A DIRECTOR | Management | For | For | ||||||||
| 4 | APPROVAL OF ISSUE OF PERFORMANCE RIGHTS TO MR QUARTERMAINE | Management | For | For | ||||||||
| 5 | NON-EXECUTIVE DIRECTORS FEES | Management | For | For | ||||||||
| PZ CUSSONS PLC | ||||||||||||
| Security | G6850S109 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 24-Nov-2022 | ||||||||||
| ISIN | GB00B19Z1432 | Agenda | 716173973 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||
| 2 | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||
| 3 | APPROVE FINAL DIVIDEND | Management | For | For | ||||||||
| 4 | RE-ELECT JONATHAN MYERS AS DIRECTOR | Management | For | For | ||||||||
| 5 | RE-ELECT SARAH POLLARD AS DIRECTOR | Management | For | For | ||||||||
| 6 | RE-ELECT CAROLINE SILVER AS DIRECTOR | Management | For | For | ||||||||
| 7 | RE-ELECT KIRSTY BASHFORTH AS DIRECTOR | Management | For | For | ||||||||
| 8 | RE-ELECT DARIUSZ KUCZ AS DIRECTOR | Management | For | For | ||||||||
| 9 | RE-ELECT JOHN NICOLSON AS DIRECTOR | Management | For | For | ||||||||
| 10 | RE-ELECT JEREMY TOWNSEND AS DIRECTOR | Management | For | For | ||||||||
| 11 | RE-ELECT JITESH SODHA AS DIRECTOR | Management | For | For | ||||||||
| 12 | RE-ELECT VALERIA JUAREZ AS DIRECTOR | Management | For | For | ||||||||
| 13 | REAPPOINT DELOITTE LLP AS AUDITORS | Management | For | For | ||||||||
| 14 | AUTHORISE THE AUDIT AND RISK COMMITTEE TO FIX REMUNERATION OF AUDITORS | Management | For | For | ||||||||
| 15 | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||
| 16 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | Abstain | Against | ||||||||
| 17 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||
| 18 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS NOTICE | Management | For | For | ||||||||
| 19 | AUTHORISE UK POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||||||
| WESTGOLD RESOURCES LTD | ||||||||||||
| Security | Q97159232 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 25-Nov-2022 | ||||||||||
| ISIN | AU000000WGX6 | Agenda | 716237082 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1,6 TO 10 AND VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | ||||||||||
| 1 | NON BINDING RESOLUTION TO ADOPT REMUNERATION REPORT | Management | For | For | ||||||||
| 2 | ELECTION OF THE HON. CHERYL EDWARDES AM AS A DIRECTOR | Management | For | For | ||||||||
| 3 | ELECTION OF MR JULIUS MATTHYS AS A DIRECTOR | Management | For | For | ||||||||
| 4 | ELECTION OF MR DAVID KELLY AS A DIRECTOR | Management | For | For | ||||||||
| 5 | RE-ELECTION OF MS FIONA VAN MAANEN AS A DIRECTOR | Management | For | For | ||||||||
| 6 | RATIFICATION OF ISSUE OF PLACEMENT SHARES TO INSTITUTIONAL AND SOPHISTICATED INVESTORS | Management | For | For | ||||||||
| 7 | GRANT OF PERFORMANCE RIGHTS TO MR WAYNE BRAMWELL (OR HIS NOMINEE(S)) | Management | For | For | ||||||||
| 8 | APPROVAL OF POTENTIAL TERMINATION BENEFIT IN RELATION TO PERFORMANCE RIGHTS GRANTED TO MR WAYNE BRAMWELL (OR HIS NOMINEE(S)) | Management | For | For | ||||||||
| 9 | APPROVAL OF PLAN | Management | For | For | ||||||||
| 10 | APPROVAL OF POTENTIAL TERMINATION BENEFIT IN RELATION TO SECURITIES ISSUED PURSUANT TO THE PLAN | Management | For | For | ||||||||
| JINS HOLDINGS INC. | ||||||||||||
| Security | J2888H105 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 29-Nov-2022 | ||||||||||
| ISIN | JP3386110005 | Agenda | 716354458 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations, Establish the Articles Related to Shareholders Meeting Held without Specifying a Venue | Management | For | For | ||||||||
| 2.1 | Appoint a Director Tanaka, Hitoshi | Management | For | For | ||||||||
| 2.2 | Appoint a Director Tanaka, Ryo | Management | For | For | ||||||||
| 2.3 | Appoint a Director Kotani, Noboru | Management | For | For | ||||||||
| 2.4 | Appoint a Director Kokuryo, Jiro | Management | For | For | ||||||||
| 2.5 | Appoint a Director Hayashi, Chiaki | Management | For | For | ||||||||
| ALPHAWAVE IP GROUP PLC | ||||||||||||
| Security | G03355107 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 07-Dec-2022 | ||||||||||
| ISIN | GB00BNDRMJ14 | Agenda | 716360780 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | THAT THE DIRECTORS OF THE COMPANY BE AUTHORISED TO AMEND THE RULES OF THE ALPHAWAVE IP LONG TERM INCENTIVE PLAN (THE “SHARE PLAN”), IN THE FORM ON DISPLAY, SUCH THAT, IN ANY FIVE-YEAR PERIOD, THE AGGREGATE NUMBER OF COMPANY SHARES WHICH MAY BE ISSUED OR ISSUABLE, UNDER AWARDS GRANTED ON A DISCRETIONARY BASIS OR OTHERWISE, UNDER THE SHARE PLAN AND ANY OTHER EMPLOYEES SHARE PLAN OPERATED BY THE COMPANY FROM TIME TO TIME, WILL NOT EXCEED 10 PER CENT. OF THE ISSUED ORDINARY SHARE CAPITAL OF THE COMPANY FROM TIME TO TIME. FOR THESE PURPOSES: (I) FOR SO LONG AS REQUIRED BY THE INVESTMENT ASSOCIATION, SHARES TRANSFERRED FROM TREASURY ARE COUNTED AS PART OF THE ORDINARY SHARE CAPITAL OF THE COMPANY AND AS SHARES ISSUED BY THE COMPANY AND (II) SHARES ISSUED UNDER DIVIDEND EQUIVALENTS OR ISSUED OR COMMITTED TO BE ISSUED TO SATISFY AWARDS OR OPTIONS GRANTED BEFORE THE INITIAL PUBLIC OFFERING OF THE COMPANY IN MAY 2021 SHALL NOT BE TAKEN INTO ACCOUNT | Management | For | For | ||||||||
| TRISTEL PLC | ||||||||||||
| Security | G9101V103 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 12-Dec-2022 | ||||||||||
| ISIN | GB00B07RVT99 | Agenda | 716374486 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||
| 2 | APPROVE FINAL DIVIDEND | Management | For | For | ||||||||
| 3 | RE-ELECT BRUNO HOLTHOF AS DIRECTOR | Management | For | For | ||||||||
| 4 | RE-ELECT PAUL SWINNEY AS DIRECTOR | Management | For | For | ||||||||
| 5 | RE-ELECT ELIZABETH DIXON AS DIRECTOR | Management | For | For | ||||||||
| 6 | RE-ELECT BART LEEMANS AS DIRECTOR | Management | For | For | ||||||||
| 7 | RE-ELECT DAVID ORR AS DIRECTOR | Management | For | For | ||||||||
| 8 | RE-ELECT TOM JENKINS AS DIRECTOR | Management | Against | Against | ||||||||
| 9 | RE-ELECT ISABEL NAPPER AS DIRECTOR | Management | For | For | ||||||||
| 10 | RE-ELECT CAROLINE STEPHENS AS DIRECTOR | Management | For | For | ||||||||
| 11 | APPOINT GRANT THORNTON AS AUDITORS AND AUTHORISE THEIR REMUNERATION | Management | For | For | ||||||||
| 12 | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||
| 13 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | Abstain | Against | ||||||||
| 14 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||
| 15 | AUTHORISE OFF-MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||
| MEDPEER,INC. | ||||||||||||
| Security | J41575101 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 15-Dec-2022 | ||||||||||
| ISIN | JP3921240002 | Agenda | 716407172 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Amend Articles to: Establish the Articles Related to Shareholders Meeting Held without Specifying a Venue | Management | For | For | ||||||||
| 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations | Management | For | For | ||||||||
| 3.1 | Appoint a Director Iwami, Yo | Management | For | For | ||||||||
| 3.2 | Appoint a Director Hirabayashi, Toshio | Management | For | For | ||||||||
| 3.3 | Appoint a Director Tembo, Yoshihiko | Management | For | For | ||||||||
| 3.4 | Appoint a Director Kawana, Masatoshi | Management | For | For | ||||||||
| 3.5 | Appoint a Director Shimura, Masayuki | Management | For | For | ||||||||
| 3.6 | Appoint a Director Seto, Mayuko | Management | For | For | ||||||||
| GENIUS SPORTS LIMITED | ||||||||||||
| Security | G3934V109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GENI | Meeting Date | 19-Dec-2022 | |||||||||
| ISIN | GG00BMF1JR16 | Agenda | 935746884 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | An ordinary resolution that the annual report, the audited financial statements, the Directors’ report, and the Auditor’s report for the financial year ended 31 December 2021 be received and approved. | Management | For | For | ||||||||
| 2. | An ordinary resolution seeking approval of the re- appointment of Kimberly Williams-Bradley as a Director of the Company. | Management | For | For | ||||||||
| 3. | An ordinary resolution seeking approval of the re- appointment of Daniel Burns as a Director of the Company. | Management | For | For | ||||||||
| 4. | An ordinary resolution for the reappointment of WithumSmith+Brown, PC as Auditor of the Company with respect to its accounts filed with the U.S. Securities and Exchange Commission from the end of the AGM until the end of the next annual general meeting of the Company. | Management | For | For | ||||||||
| 5. | An ordinary resolution for the reappointment of BDO LLP as Auditor of the Company with respect to its Guernsey statutory accounts from the end of the AGM until the end of the next annual general meeting of the Company. | Management | For | For | ||||||||
| 6. | An ordinary resolution authorizing the Directors of the Company to determine the remuneration of each Auditor. | Management | For | For | ||||||||
| 7. | An ordinary resolution that the Company be and is hereby generally and unconditionally authorized, in accordance with section 315 of the Companies (Guernsey) Law, 2008 (as amended) (the “Companies Law”), subject to all applicable legislation and regulations, to make market acquisitions (within the meaning of section 316 of the Companies Law) of its own Shares, on such terms and in such manner as the Directors may from time to time determine and which may be cancelled or held as treasury shares ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||
| GMO INTERNET GROUP,INC. | ||||||||||||
| Security | J1822R104 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 23-Dec-2022 | ||||||||||
| ISIN | JP3152750000 | Agenda | 716430056 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Amend Articles to: Change Fiscal Year End | Management | For | For | ||||||||
| HOTEL CHOCOLAT GROUP PLC | ||||||||||||
| Security | G4611Y101 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 29-Dec-2022 | ||||||||||
| ISIN | GB00BYZC3B04 | Agenda | 716430688 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | TO RECEIVE THE REPORT AND ACCOUNTS FOR THE PERIOD ENDED 26 JUNE 2022 | Management | For | For | ||||||||
| 2 | TO APPROVE THE REMUNERATION REPORT FOR THE PERIOD ENDED 26 JUNE 2022 | Management | Against | Against | ||||||||
| 3 | TO RE-APPOINT ANDREW MARTIN GERRIE AS A DIRECTOR | Management | For | For | ||||||||
| 4 | TO RE-APPOINT PETER MARK HARRIS AS A DIRECTOR | Management | For | For | ||||||||
| 5 | TO RE-APPOINT BRIAN GREGORY HODDER AS A DIRECTOR | Management | For | For | ||||||||
| 6 | TO RE-APPOINT MATTHEW ROBERT PRITCHARD AS A DIRECTOR | Management | For | For | ||||||||
| 7 | TO RE-APPOINT ANGUS THIRLWELL AS A DIRECTOR | Management | For | For | ||||||||
| 8 | TO RE-APPOINT SOPHIE ALICE TOMKINS AS A DIRECTOR | Management | For | For | ||||||||
| 9 | TO RE-APPOINT RSM AUDIT UK LLP AS AUDITORS | Management | For | For | ||||||||
| 10 | TO AUTHORISE THE DIRECTORS TO FIX THE AUDITORS REMUNERATION | Management | For | For | ||||||||
| 11 | TO AUTHORISE THE DIRECTORS TO ALLOT NEW SHARES | Management | For | For | ||||||||
| 12 | TO DISAPPLY PRE-EMPTION RIGHTS GENERALLY 10 PERCENT OF CAPITAL 2 PERCENT FOLLOW-ON | Management | Abstain | Against | ||||||||
| 13 | TO DISAPPLY PRE-EMPTION RIGHTS IN CONNECTION WITH AN ACQUISITION OR CAPITAL INVESTMENT 10 PERCENT OF CAPITAL PLUS 2 PERCENT FOLLOW-ON | Management | For | For | ||||||||
| 14 | TO AUTHORISE THE COMPANY TO REPURCHASE ITS OWN SHARES 10 PERCENT OF CAPITAL | Management | For | For | ||||||||
| TREATT PLC | ||||||||||||
| Security | G9026D113 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 27-Jan-2023 | ||||||||||
| ISIN | GB00BKS7YK08 | Agenda | 716446489 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | ANNUAL ACCOUNTS AND DIRECTORS’ REPORT | Management | For | For | ||||||||
| 2 | DIRECTORS’ REMUNERATION REPORT | Management | For | For | ||||||||
| 3 | FINAL DIVIDEND | Management | For | For | ||||||||
| 4 | TO ELECT RYAN GOVENDER AS A DIRECTOR | Management | For | For | ||||||||
| 5 | TO ELECT CHRISTINE SISLER AS A DIRECTOR | Management | For | For | ||||||||
| 6 | TO ELECT PHILIP O’CONNOR AS A DIRECTOR | Management | For | For | ||||||||
| 7 | TO RE-ELECT VIJAY THAKRAR AS A DIRECTOR | Management | For | For | ||||||||
| 8 | TO RE-ELECT DAEMMON REEVE AS A DIRECTOR | Management | For | For | ||||||||
| 9 | TO RE-ELECT DAVID JOHNSTON AS A DIRECTOR | Management | For | For | ||||||||
| 10 | TO RE-APPOINT BDO LLP AS AUDITORS | Management | For | For | ||||||||
| 11 | AUDITOR’S REMUNERATION | Management | For | For | ||||||||
| 12 | AUTHORITY TO ALLOT SECURITIES | Management | For | For | ||||||||
| 13 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management | Abstain | Against | ||||||||
| 14 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS FOR THE PURPOSES OF ACQUISITIONS OR CAPITAL INVESTMENTS | Management | For | For | ||||||||
| 15 | AUTHORITY TO PURCHASE OWN SHARES | Management | For | For | ||||||||
| 16 | NOTICE OF GENERAL MEETINGS | Management | For | For | ||||||||
| KOBE BUSSAN CO.,LTD. | ||||||||||||
| Security | J3478K102 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 27-Jan-2023 | ||||||||||
| ISIN | JP3291200008 | Agenda | 716495836 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations | Management | For | For | ||||||||
| 2.1 | Appoint a Director who is not Audit and Supervisory Committee Member Numata, Hirokazu | Management | For | For | ||||||||
| 2.2 | Appoint a Director who is not Audit and Supervisory Committee Member Tanaka, Yasuhiro | Management | For | For | ||||||||
| 2.3 | Appoint a Director who is not Audit and Supervisory Committee Member Kido, Yasuharu | Management | For | For | ||||||||
| 2.4 | Appoint a Director who is not Audit and Supervisory Committee Member Asami, Kazuo | Management | For | For | ||||||||
| 2.5 | Appoint a Director who is not Audit and Supervisory Committee Member Nishida, Satoshi | Management | For | For | ||||||||
| 2.6 | Appoint a Director who is not Audit and Supervisory Committee Member Watanabe, Akihito | Management | For | For | ||||||||
| 3 | Approve Issuance of Share Acquisition Rights as Stock Options for Directors (Excluding Directors who are Audit and Supervisory Committee Members and Outside Directors) and Employees of the Company, and Directors and Employees of the Company’s Subsidiaries | Management | For | For | ||||||||
| OXFORD METRICS PLC | ||||||||||||
| Security | G6748U100 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 09-Feb-2023 | ||||||||||
| ISIN | GB0030312788 | Agenda | 716442695 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||
| 2 | REAPPOINT BDO LLP AS AUDITORS AND AUTHORISE THEIR REMUNERATION | Management | For | For | ||||||||
| 3 | APPROVE FINAL DIVIDEND | Management | For | For | ||||||||
| 4 | RE-ELECT CATHERINE ROBERTSON AS DIRECTOR | Management | For | For | ||||||||
| 5 | RE-ELECT ROGER PARRY AS DIRECTOR | Management | For | For | ||||||||
| 6 | RE-ELECT DAVID DEACON AS DIRECTOR | Management | For | For | ||||||||
| 7 | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||
| 8 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | Abstain | Against | ||||||||
| 9 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||
| ZOJIRUSHI CORPORATION | ||||||||||||
| Security | J98925100 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 16-Feb-2023 | ||||||||||
| ISIN | JP3437400009 | Agenda | 716580697 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations | Management | For | For | ||||||||
| 3.1 | Appoint a Director who is not Audit and Supervisory Committee Member Ichikawa, Norio | Management | For | For | ||||||||
| 3.2 | Appoint a Director who is not Audit and Supervisory Committee Member Matsumoto, Tatsunori | Management | For | For | ||||||||
| 3.3 | Appoint a Director who is not Audit and Supervisory Committee Member Miyakoshi, Yoshihiko | Management | For | For | ||||||||
| 3.4 | Appoint a Director who is not Audit and Supervisory Committee Member Sanada, Osamu | Management | For | For | ||||||||
| 3.5 | Appoint a Director who is not Audit and Supervisory Committee Member Soda, Eiji | Management | For | For | ||||||||
| 3.6 | Appoint a Director who is not Audit and Supervisory Committee Member Uwa, Masao | Management | For | For | ||||||||
| 3.7 | Appoint a Director who is not Audit and Supervisory Committee Member Ogami, Jun | Management | For | For | ||||||||
| 3.8 | Appoint a Director who is not Audit and Supervisory Committee Member Izumi, Hiromi | Management | For | For | ||||||||
| 3.9 | Appoint a Director who is not Audit and Supervisory Committee Member Torii, Shingo | Management | For | For | ||||||||
| 3.10 | Appoint a Director who is not Audit and Supervisory Committee Member Toda, Susumu | Management | For | For | ||||||||
| 4 | Appoint a Director who is Audit and Supervisory Committee Member Nishimura, Satoko | Management | For | For | ||||||||
| 5 | Shareholder Proposal: Approve Purchase of Own Shares | Shareholder | Against | For | ||||||||
| 6 | Shareholder Proposal: Approve Appropriation of Surplus | Shareholder | Against | For | ||||||||
| 7 | Shareholder Proposal: Amend Articles of Incorporation (Amend the Articles Related to Disclosure of Cost of Capital) | Shareholder | Against | For | ||||||||
| 8 | Shareholder Proposal: Amend Articles of Incorporation (Amend the Articles Related to Disclosure of Individual Compensation of Each Director) | Shareholder | Against | For | ||||||||
| 9 | Shareholder Proposal: Amend Articles of Incorporation (Amend the Articles Related to Dissolution of Cross- Shareholdings) | Shareholder | Against | For | ||||||||
| 10 | Shareholder Proposal: Approve Elimination of Policy regarding Large-scale Purchases of Company Shares (Anti-Takeover Defense Measures) | Shareholder | For | Against | ||||||||
| QLEANAIR AB | ||||||||||||
| Security | W46571100 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 09-Mar-2023 | ||||||||||
| ISIN | SE0013382066 | Agenda | 716696995 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||
| 1 | OPEN MEETING; ELECT CHAIRMAN OF MEETING | Non-Voting | ||||||||||
| 2 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | ||||||||||
| 3 | APPROVE AGENDA OF MEETING | Non-Voting | ||||||||||
| 4 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Non-Voting | ||||||||||
| 5 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | ||||||||||
| 6 | APPROVE WARRANT PLAN 2023/2026 FOR CEO | Management | No Action | |||||||||
| 7 | CLOSE MEETING | Non-Voting | ||||||||||
| CMMT | 23 FEB 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF RESOLUTION 6 AND ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| CMMT | 23 FEB 2023: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CHEMRING GROUP PLC | ||||||||||||
| Security | G20860139 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 15-Mar-2023 | ||||||||||
| ISIN | GB00B45C9X44 | Agenda | 716525906 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||
| 2 | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||
| 3 | APPROVE FINAL DIVIDEND | Management | For | For | ||||||||
| 4 | RE-ELECT CARL-PETER FORSTER AS DIRECTOR | Management | For | For | ||||||||
| 5 | RE-ELECT LAURIE BOWEN AS DIRECTOR | Management | For | For | ||||||||
| 6 | RE-ELECT ANDREW DAVIES AS DIRECTOR | Management | For | For | ||||||||
| 7 | RE-ELECT SARAH ELLARD AS DIRECTOR | Management | For | For | ||||||||
| 8 | RE-ELECT STEPHEN KING AS DIRECTOR | Management | For | For | ||||||||
| 9 | RE-ELECT ANDREW LEWIS AS DIRECTOR | Management | For | For | ||||||||
| 10 | RE-ELECT FIONA MACAULAY AS DIRECTOR | Management | For | For | ||||||||
| 11 | RE-ELECT MICHAEL ORD AS DIRECTOR | Management | For | For | ||||||||
| 12 | REAPPOINT KPMG LLP AS AUDITORS | Management | For | For | ||||||||
| 13 | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | Management | For | For | ||||||||
| 14 | AUTHORISE UK POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||||||
| 15 | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||
| 16 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | Abstain | Against | ||||||||
| 17 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | ||||||||
| 18 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||
| 19 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS’ NOTICE | Management | For | For | ||||||||
| F-SECURE CORPORATION | ||||||||||||
| Security | X3R26Z127 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 23-Mar-2023 | ||||||||||
| ISIN | FI4000519236 | Agenda | 716694674 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION. | Non-Voting | ||||||||||
| CMMT | A POWER OF ATTORNEY (POA) IS REQUIRED TO APPOINT A REPRESENTATIVE TO ATTEND-THE MEETING AND LODGE YOUR VOTING INSTRUCTIONS. IF YOU APPOINT A FINNISH SUB- CUSTODIAN BANK, NO POA IS REQUIRED (UNLESS THE SHAREHOLDER IS FINNISH). | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| 1 | OPENING OF THE GENERAL MEETING | Non-Voting | ||||||||||
| 2 | CALLING THE GENERAL MEETING TO ORDER | Non-Voting | ||||||||||
| 3 | ELECTION OF THE PERSONS TO SCRUTINISE THE MINUTES AND TO SUPERVISE THE-COUNTING OF VOTES | Non-Voting | ||||||||||
| 4 | RECORDING THE LEGALITY OF THE GENERAL MEETING | Non-Voting | ||||||||||
| 5 | RECORDING THE ATTENDANCE AND ADOPTION OF THE LIST OF VOTES | Non-Voting | ||||||||||
| 6 | PRESENTATION OF THE ANNUAL ACCOUNTS, THE CONSOLIDATED ANNUAL ACCOUNTS, THE-REPORT OF THE BOARD OF DIRECTORS AND THE AUDITOR’S REPORT FOR THE YEAR 2022 | Non-Voting | ||||||||||
| 7 | ADOPTION OF THE ANNUAL ACCOUNTS AND THE CONSOLIDATED ANNUAL ACCOUNTS | Management | No Action | |||||||||
| 8 | RESOLUTION ON THE USE OF THE PROFIT SHOWN ON THE BALANCE SHEET AND THE PAYMENT OF DIVIDEND: EUR 0.07 PER SHARE IS PAID | Management | No Action | |||||||||
| 9 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE CEO FROM LIABILITY | Management | No Action | |||||||||
| 10 | ADVISORY RESOLUTION ON THE ADOPTION OF THE REMUNERATION REPORT FOR GOVERNING BODIES | Management | No Action | |||||||||
| 11 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLUTION ON THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS | Shareholder | No Action | |||||||||
| 12 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS | Shareholder | No Action | |||||||||
| 13 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: REELECT PERTTI ERVI, THOMAS JUL, MADELEINE LASSOUED, RISTO SIILASMAA AND PETRA TERASAHO AS DIRECTORS; ELECT SAMI SALONEN AS NEW DIRECTOR | Shareholder | No Action | |||||||||
| 14 | RESOLUTION ON THE REMUNERATION OF THE AUDITOR | Management | No Action | |||||||||
| 15 | ELECTION OF THE AUDITOR: UPON RECOMMENDATION OF THE AUDIT COMMITTEE, THE BOARD OF DIRECTORS PROPOSES TO THE ANNUAL GENERAL MEETING, THAT AUDIT FIRM PRICEWATERHOUSECOOPERS OY, BE RE-ELECTED AS AUDITOR OF THE COMPANY. PRICEWATERHOUSECOOPERS OY HAS STATED THAT MR JANNE RAJALAHTI, APA, WILL BE APPOINTED AS THE COMPANY’S RESPONSIBLE AUDITOR | Management | No Action | |||||||||
| 16 | AUTHORISING THE BOARD OF DIRECTORS TO DECIDE ON THE REPURCHASE OF THE COMPANY’S OWN SHARES | Management | No Action | |||||||||
| 17 | AUTHORISING THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUANCE OF SHARES AND SPECIAL RIGHTS ENTITLING TO SHARES | Management | No Action | |||||||||
| 18 | AMENDMENT OF THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||
| 19 | CLOSING OF THE MEETING | Non-Voting | ||||||||||
| CMMT | 22 FEB 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF RESOLUTION 13. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| OPTEX GROUP COMPANY,LIMITED | ||||||||||||
| Security | J61654109 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 24-Mar-2023 | ||||||||||
| ISIN | JP3197700002 | Agenda | 716729958 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2.1 | Appoint a Director who is not Audit and Supervisory Committee Member Oguni, Isamu | Management | For | For | ||||||||
| 2.2 | Appoint a Director who is not Audit and Supervisory Committee Member Kobayashi, Toru | Management | For | For | ||||||||
| 2.3 | Appoint a Director who is not Audit and Supervisory Committee Member Kamimura, Toru | Management | For | For | ||||||||
| 2.4 | Appoint a Director who is not Audit and Supervisory Committee Member Nakajima, Tatsuya | Management | For | For | ||||||||
| 2.5 | Appoint a Director who is not Audit and Supervisory Committee Member Yoshida, Kazuhiro | Management | For | For | ||||||||
| 2.6 | Appoint a Director who is not Audit and Supervisory Committee Member Negishi, Shoko | Management | For | For | ||||||||
| 3 | Appoint a Director who is Audit and Supervisory Committee Member Kida, Minoru | Management | For | For | ||||||||
| GMO INTERNET GROUP,INC. | ||||||||||||
| Security | J1822R104 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 24-Mar-2023 | ||||||||||
| ISIN | JP3152750000 | Agenda | 716753783 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Amend Articles to: Approve Minor Revisions | Management | For | For | ||||||||
| 2.1 | Appoint a Director who is not Audit and Supervisory Committee Member Kumagai, Masatoshi | Management | Against | Against | ||||||||
| 2.2 | Appoint a Director who is not Audit and Supervisory Committee Member Yasuda, Masashi | Management | For | For | ||||||||
| 2.3 | Appoint a Director who is not Audit and Supervisory Committee Member Nishiyama, Hiroyuki | Management | For | For | ||||||||
| 2.4 | Appoint a Director who is not Audit and Supervisory Committee Member Ainoura, Issei | Management | For | For | ||||||||
| 2.5 | Appoint a Director who is not Audit and Supervisory Committee Member Ito, Tadashi | Management | For | For | ||||||||
| 3 | Appoint a Director who is Audit and Supervisory Committee Member Matsui, Hideyuki | Management | Against | Against | ||||||||
| MILBON CO.,LTD. | ||||||||||||
| Security | J42766105 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 29-Mar-2023 | ||||||||||
| ISIN | JP3910650005 | Agenda | 716758288 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2 | Amend Articles to: Amend Business Lines | Management | For | For | ||||||||
| IVECO GROUP N.V. | ||||||||||||
| Security | N47017103 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | IVCGF | Meeting Date | 14-Apr-2023 | |||||||||
| ISIN | NL0015000LU4 | Agenda | 716743732 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||
| 0010 | ADOPTION OF THE 2022 ANNUAL FINANCIAL STATEMENTS | Management | No Action | |||||||||
| 0020 | REMUNERATION REPORT FOR THE FINANCIAL YEAR 2022 (ADVISORY VOTE) | Management | No Action | |||||||||
| 0030 | RELEASE FROM LIABILITY OF THE EXECUTIVE DIRECTORS | Management | No Action | |||||||||
| 0040 | RELEASE FROM LIABILITY OF THE NON-EXECUTIVE DIRECTORS | Management | No Action | |||||||||
| 0050 | RE-APPOINTMENT OF SUZANNE HEYWOOD AS AN EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 0060 | RE-APPOINTMENT OF GERRIT MARX AS AN EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 0070 | RE-APPOINTMENT OF TUFAN ERGINBILGIC AS A NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 0080 | RE-APPOINTMENT OF ESSIMARI KAIRISTO AS A NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 0090 | RE-APPOINTMENT OF LINDA KNOLL AS A NON- EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 0100 | RE-APPOINTMENT OF ALESSANDRO NASI AS A NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 0110 | RE-APPOINTMENT OF OLOF PERSSON AS A NON- EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 0120 | RE-APPOINTMENT OF BENOIT RIBADEAU-DUMAS AS A NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 0130 | RE-APPOINTMENT OF LORENZO SIMONELLI AS A NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 0140 | AUTHORIZATION TO THE BOARD TO BUY-BACK COMMON SHARES | Management | No Action | |||||||||
| CMMT | 28 MAR 2023: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | 28 MAR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| TECAN GROUP AG | ||||||||||||
| Security | H84774167 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 18-Apr-2023 | ||||||||||
| ISIN | CH0012100191 | Agenda | 716841362 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION-MAY BE REJECTED. | Non-Voting | ||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||
| 1 | ANNUAL REPORT, ANNUAL ACCOUNTS AND CONSOLIDATED ACCOUNTS 2022 | Management | No Action | |||||||||
| 2.A | APPROPRIATION OF AVAILABLE RETAINED EARNINGS | Management | No Action | |||||||||
| 2.B | APPROPRIATION OF THE CAPITAL CONTRIBUTION RESERVE | Management | No Action | |||||||||
| 3 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT BOARD | Management | No Action | |||||||||
| 4 | ELECTION OF MATTHIAS GILLNER AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 5.A | RE-ELECTION OF DR. LUKAS BRAUNSCHWEILER AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 5.B | RE-ELECTION OF MYRA ESKES AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 5.C | RE-ELECTION OF DR. OLIVER FETZER AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 5.D | RE-ELECTION OF DR. KAREN HUEBSCHER AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 5.E | RE-ELECTION OF DR. CHRISTA KREUZBURG AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 5.F | RE-ELECTION OF DR. DANIEL R. MARSHAK AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 6 | RE-ELECTION OF DR. LUKAS BRAUNSCHWEILER AS CHAIRMAN OF THE BOARD OF | Management | No Action | |||||||||
| 7.A | RE-ELECTION OF MYRA ESKES AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||
| 7.B | RE-ELECTION OF DR. OLIVER FETZER AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||
| 7.C | RE-ELECTION OF DR. CHRISTA KREUZBURG AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||
| 7.D | RE-ELECTION OF DR. DANIEL R. MARSHAK AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||
| 8 | RE-ELECTION OF ERNST AND YOUNG LTD, ZURICH, AS AUDITORS FOR THE BUSINESS YEAR 2023 | Management | No Action | |||||||||
| 9 | RE-ELECTION OF PROXY VOTING SERVICES GMBH, ZURICH, AS INDEPENDENT VOTING PROXY | Management | No Action | |||||||||
| 10.1 | ADVISORY VOTE ON THE COMPENSATION REPORT 2022 | Management | No Action | |||||||||
| 10.2 | APPROVAL OF MAXIMUM TOTAL AMOUNT OF COMPENSATION OF THE BOARD OF DIRECTORS FROM THE ORDINARY SHAREHOLDERS MEETING 2023 TO THE ORDINARY SHAREHOLDERS MEETING 2024 | Management | No Action | |||||||||
| 10.3 | APPROVAL OF THE MAXIMUM TOTAL AMOUNT OFCOMPENSATION OF THE MANAGEMENT BOARD FOR THE BUSINESS YEAR 2024 | Management | No Action | |||||||||
| BACHEM HOLDING AG | ||||||||||||
| Security | H04002145 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 19-Apr-2023 | ||||||||||
| ISIN | CH1176493729 | Agenda | 716837248 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION-MAY BE REJECTED. | Non-Voting | ||||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||
| 2 | APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT | Management | No Action | |||||||||
| 3 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF CHF 0.38 PER SHARE AND CHF 0.37 PER SHARE FROM CAPITAL CONTRIBUTION RESERVES | Management | No Action | |||||||||
| 4.1 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 650,000 | Management | No Action | |||||||||
| 4.2 | APPROVE FIXED AND SHORT-TERM VARIABLE REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 2.3 MILLION | Management | No Action | |||||||||
| 5.1 | REELECT KUNO SOMMER AS DIRECTOR AND BOARD CHAIR | Management | No Action | |||||||||
| 5.2 | REELECT NICOLE HOETZER AS DIRECTOR | Management | No Action | |||||||||
| 5.3 | REELECT HELMA WENNEMERS AS DIRECTOR | Management | No Action | |||||||||
| 5.4 | REELECT STEFFEN LANG AS DIRECTOR | Management | No Action | |||||||||
| 5.5 | REELECT ALEX FAESSLER AS DIRECTOR | Management | No Action | |||||||||
| 6.1 | REAPPOINT KUNO SOMMER AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||
| 6.2 | REAPPOINT NICOLE HOETZER AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||
| 6.3 | REAPPOINT ALEX FAESSLER AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||
| 7 | RATIFY MAZARS SA AS AUDITORS | Management | No Action | |||||||||
| 8 | DESIGNATE PAUL WIESLI AS INDEPENDENT PROXY | Management | No Action | |||||||||
| 9.1 | APPROVE VIRTUAL-ONLY OR HYBRID SHAREHOLDER MEETINGS | Management | No Action | |||||||||
| 9.2 | AMEND ARTICLES RE: GENERAL MEETINGS | Management | No Action | |||||||||
| 9.3 | AMEND ARTICLES RE: DUTIES AND POWERS OF THE BOARD OF DIRECTORS; EXTERNAL MANDATES FOR MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 9.4 | AMEND ARTICLES OF ASSOCIATION | Management | No Action | |||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||
| KINDRED GROUP PLC | ||||||||||||
| Security | X4S1CH103 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 20-Apr-2023 | ||||||||||
| ISIN | SE0007871645 | Agenda | 716806534 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| A | DECLARATION OF DIVIDEND IN CASH | Management | No Action | |||||||||
| B | TO RECEIVE, CONSIDER AND APPROVE THE REPORT OF THE DIRECTORS AND THE CONSOLIDATED FINANCIAL STATEMENTS (ANNUAL REPORT) PREPARED IN ACCORDANCE WITH INTERNATIONAL FINANCIAL REPORTING STANDARDS FOR THE YEAR ENDED 31 DECEMBER 2022, TOGETHER WITH THE REPORT OF THE AUDITORS | Management | No Action | |||||||||
| C | TO APPROVE THE REMUNERATION REPORT SET OUT ON PAGES 103-109 OF THE COMPANY’S ANNUAL REPORT AND FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2022 | Management | No Action | |||||||||
| D | TO DETERMINE THE NUMBER OF BOARD MEMBERS | Management | No Action | |||||||||
| E | TO DETERMINE THE BOARD MEMBERS’ FEES | Management | No Action | |||||||||
| F | TO RE-ELECT EVERT CARLSSON AS DIRECTOR OF THE COMPANY | Management | No Action | |||||||||
| G | TO RE-ELECT JAMES H. GEMMEL AS DIRECTOR OF THE COMPANY | Management | No Action | |||||||||
| H | TO RE-ELECT HEIDI SKOGSTER AS A DIRECTOR OF THE COMPANY | Management | No Action | |||||||||
| I | TO ELECT CEDRIC BOIREAU AS DIRECTOR OF THE COMPANY | Management | No Action | |||||||||
| J | TO ELECT JONAS JANSSON AS DIRECTOR OF THE COMPANY | Management | No Action | |||||||||
| K | TO ELECT ANDY MCCUE AS DIRECTOR OF THE COMPANY | Management | No Action | |||||||||
| L | TO ELECT MARTIN RANDLE AS DIRECTOR OF THE COMPANY | Management | No Action | |||||||||
| M | TO ELECT KENNETH SHEA AS DIRECTOR OF THE COMPANY | Management | No Action | |||||||||
| N | TO APPOINT THE CHAIRMAN OF THE BOARD | Management | No Action | |||||||||
| O | TO REAPPOINT PRICEWATERHOUSECOOPERS AS AUDITORS OF THE COMPANY AND TO AUTHORISE AND EMPOWER THE DIRECTORS TO DETERMINE THEIR REMUNERATION | Management | No Action | |||||||||
| P | TO APPROVE THE GUIDELINES FOR HOW THE NOMINATION COMMITTEE SHALL BE APPOINTED | Management | No Action | |||||||||
| Q | THE MEETING WILL BE REQUESTED TO CONSIDER AND IF THOUGHT FIT, APPROVE, BY EXTRAORDINARY RESOLUTION, THE FOLLOWING FURTHER RESOLUTION: IT BEING NOTED THAT (I) AT A BOARD OF DIRECTORS’ MEETING HELD ON 8 MARCH 2023, THE DIRECTORS RESOLVED TO OBTAIN AUTHORITY TO BUY BACK GBP 0.000625 ORDINARY SHARES/SDRS IN THE COMPANY (THE PURPOSE OF THE BUYBACK BEING TO ACHIEVE ADDED VALUE FOR THE COMPANY’S SHAREHOLDERS); AND (II) PURSUANT TO ARTICLE 106(1) (B) OF THE COMPANIES ACT (CAP.386 OF THE LAWS OF MALTA) A COMPANY MAY ACQUIRE ANY OF ITS OWN SHARES OTHERWISE THAN BY SUBSCRIPTION, PROVIDED INTER ALIA AUTHORISATION IS GIVEN BY AN EXTRAORDINARY RESOLUTION, WHICH RESOLUTION WILL NEED TO DETERMINE THE TERMS AND CONDITIONS OF SUCH ACQUISITIONS AND IN PARTICULAR THE MAXIMUM NUMBER OF SHARES/SDRS TO BE ACQUIRED, THE DURATION OF THE PERIOD FOR WHICH THE AUTHORISATION IS GIVEN AND THE MAXIMUM AND MINIMUM CONSIDERATION. IT IS PROPOSED THAT THE COMPANY, THROUGH THE BOARD, BE GENERALLY AUTHORISED AND EMPOWERED TO MAKE PURCHASES OF ORDINARY SHARES/SDRS OF GBP 0.000625 EACH IN ITS CAPITAL, SUBJECT TO THE FOLLOWING: (A) THE MAXIMUM NUMBER OF SHARES/SDRS THAT MAY BE SO ACQUIRED IS 23,000,000; (B) THE MINIMUM PRICE THAT MAY BE PAID FOR THE SHARES/SDRS IS 1 SEK PER SHARE/SDR EXCLUSIVE OF TAX; (C) THE MAXIMUM PRICE THAT MAY BE PAID FOR THE SHARES/SDRS IS 300 SEK PER SHARE/SDR EXCLUSIVE OF TAX; (D) THE PURCHASES MAY TAKE PLACE ON MULTIPLE OCCASIONS AND WILL BE BASED ON ACTUAL MARKET PRICE AND TERMS, AND (E) THE AUTHORITY CONFERRED BY THIS RESOLUTION SHALL EXPIRE ON THE DATE OF THE 2024 ANNUAL GENERAL MEETING BUT NOT SO AS TO PREJUDICE THE COMPLETION OF A PURCHASE CONTRACTED BEFORE THAT DATE | Management | No Action | |||||||||
| R | THE MEETING WILL BE REQUESTED TO CONSIDER AND IF THOUGHT FIT, APPROVE, BY EXTRAORDINARY RESOLUTION, THE FOLLOWING FURTHER RESOLUTIONS: (I) THAT THE ISSUED SHARE CAPITAL OF THE COMPANY BE REDUCED BY MEANS OF A CANCELLATION OF SUCH NUMBER | Management | No Action | |||||||||
| OF SHARES/SDRS DETERMINED BY THE BOARD OF DIRECTORS AND ACQUIRED PURSUANT TO THE COMPANY’S SHARE BUY-BACK PROGRAM UP TO A MAXIMUM AMOUNT OF GBP 23,125, REPRESENTING A MAXIMUM OF 37,000,000 SHARES/SDRS; (II) THAT THE BOARD OF DIRECTORS OF THE COMPANY BE AUTHORISED AND EMPOWERED TO CARRY OUT ALL ACTS NECESSARY FOR THE PURPOSES OF GIVING EFFECT TO SUCH CANCELLATION OF SHARES/SDRS, AT SUCH INTERVALS AND IN SUCH AMOUNTS AS IT DEEMS APPROPRIATE; (III) THAT IN ACCORDANCE WITH ARTICLE 83(1) OF THE COMPANIES ACT (CAP. 386 OF THE LAWS OF MALTA), THE COMPANY SHALL BE AUTHORISED TO GIVE EFFECT TO THE REDUCTION OF ISSUED SHARE CAPITAL AND CONSEQUENT CANCELLATION OF SHARES/SDRS ONLY FOLLOWING THE LAPSE OF THREE MONTHS FROM THE DATE OF THE PUBLICATION OF THE STATEMENT REFERRED TO IN ARTICLE 401(1)(E) OF THE SAID ACT; (IV) THAT UPON THE LAPSE OF THE PERIOD REFERRED TO IN PARAGRAPH (III) ABOVE, THE BOARD OF DIRECTORS OF THE COMPANY AND/OR THE COMPANY SECRETARY BE AUTHORISED AND EMPOWERED TO SUBMIT ONE OR MORE REVISED AND UPDATED MEMORANDUM OF ASSOCIATION OF THE COMPANY TO THE MALTA BUSINESS REGISTRY SO AS TO INTER ALIA REFLECT THE CHANGE IN ISSUED SHARE CAPITAL FOLLOWING SUCH REDUCTION/S; AND (V) THAT THIS MANDATE WILL SUPERSEDE AND REPLACE PREVIOUS MANDATES PROVIDED TO THE BOARD TO CANCEL SHARES/SDRS | ||||||||||||
| S | THE MEETING WILL BE REQUESTED TO CONSIDER AND IF THOUGHT FIT, APPROVE, BY EXTRAORDINARY RESOLUTION, THE FOLLOWING FURTHER RESOLUTION: THAT THE DIRECTORS BE AND ARE HEREBY DULY AUTHORISED AND EMPOWERED IN ACCORDANCE WITH ARTICLE 9 OF THE COMPANY’S ARTICLES OF ASSOCIATION, ARTICLES 85(1)(B) AND 88(7) IN THE COMPANIES ACT, ON ONE OR SEVERAL OCCASIONS PRIOR TO THE DATE OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY, TO ISSUE AND ALLOT UP TO A MAXIMUM OF 23 MILLION ORDINARY SHARES/SDRS IN THE COMPANY OF A NOMINAL VALUE OF GBP 0.000625 EACH (THE “SHARE ISSUE LIMIT”) FOR PAYMENT IN KIND OR THROUGH A SET- OFF IN CONNECTION WITH AN ACQUISITION WITHOUT FIRST OFFERING THE SAID SHARES/SDRS TO EXISTING SDR HOLDERS/SHAREHOLDERS (CORRESPONDING TO A DILUTION OF ABOUT 10 PER CENT). THE SHARE ISSUE LIMIT SHALL BE REDUCED BY THE AMOUNT | Management | No Action | |||||||||
| OF ANY SHARES/SDRS WHICH ARE BOUGHT BACK AND HELD BY THE COMPANY. THIS RESOLUTION IS BEING TAKEN IN TERMS AND FOR THE PURPOSES OF THE APPROVALS NECESSARY IN TERMS OF THE COMPANIES ACT AND THE ARTICLES OF ASSOCIATION OF THE COMPANY | ||||||||||||
| T | PERFORMANCE SHARE PLAN FOR THE SENIOR MANAGEMENT THE BOARD OF DIRECTORS HAS REVIEWED REMUNERATION FOR THE SENIOR MANAGEMENT AND CONCLUDED THAT THE COMPANY WOULD BENEFIT FROM A CONTINUATION OF A PERFORMANCE SHARE PLAN THAT COMPLEMENTS THE STOCK OPTION PLAN TO FURTHER INCREASE THE SENIOR MANAGEMENT’S ALIGNMENT WITH LONG-TERM SHAREHOLDER VALUE CREATION. THE BOARD PROPOSES THAT THE 2023 ANNUAL GENERAL MEETING RESOLVES TO APPROVE THE BOARD OF DIRECTORS’ PROPOSAL REGARDING A PERFORMANCE SHARE PLAN TO THE SENIOR MANAGEMENT IN KINDRED GROUP WHICH WILL BE USED IN CONJUNCTION WITH THE EXISTING STOCK OPTION PLAN (SOP). IN THE PROPOSED PLAN, THE PERFORMANCE MEASURE IS A NON-MARKET BASED CONDITION THAT PROVIDES PARTICIPANTS (APPROXIMATELY 109) WITH A HIGH DEGREE OF ALIGNMENT TO COMPANY PERFORMANCE. PSP AWARDS WILL DEPEND ON KINDRED ACHIEVING FINANCIAL PERFORMANCE TARGET (I.E. EBITDA) OVER THREE FINANCIAL YEARS ESTABLISHING A CLEARER LINK BETWEEN HOW KINDRED PERFORMS AND THE VALUE THAT THE PSP CAN DELIVER. THE SUGGESTED PERFORMANCE SHARE PLAN MAY IN TOTAL COMPRISE NO MORE THAN 0,3% OF ALL ISSUED SHARES IN KINDRED ANNUALLY, AND ON AN ACCUMULATED BASIS THE FIVE PLANS OF 2023- 2027 WILL AMOUNT TO AROUND 1,1% OF DILUTION | Management | No Action | |||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||
| CMMT | 30 MAR 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||
| CMMT | 30 MAR 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||
| CMMT | 30 MAR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| SIEGFRIED HOLDING AG | ||||||||||||
| Security | H75942153 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 20-Apr-2023 | ||||||||||
| ISIN | CH0014284498 | Agenda | 716846805 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION-MAY BE REJECTED. | Non-Voting | ||||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||
| 2.1 | APPROVE ALLOCATION OF INCOME | Management | No Action | |||||||||
| 2.2 | APPROVE CHF 15.2 MILLION REDUCTION IN SHARE CAPITAL VIA REDUCTION OF NOMINAL VALUE AND REPAYMENT OF CHF 3.40 PER SHARE | Management | No Action | |||||||||
| 3 | APPROVE CREATION OF CAPITAL BAND WITHIN THE UPPER LIMIT OF CHF 71.8 MILLION AND THE LOWER LIMIT OF CHF 65.2 MILLION WITH OR WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS | Management | No Action | |||||||||
| 4 | APPROVE DISCHARGE OF BOARD OF DIRECTORS | Management | No Action | |||||||||
| 5.1 | APPROVE REMUNERATION REPORT (NON-BINDING) | Management | No Action | |||||||||
| 5.2 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 1.9 MILLION | Management | No Action | |||||||||
| 5.3.1 | APPROVE FIXED REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 4.6 MILLION FOR FISCAL YEAR 2024 | Management | No Action | |||||||||
| 5.3.2 | APPROVE SHORT-TERM PERFORMANCE-BASED REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 2.4 MILLION FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 5.3.3 | APPROVE LONG-TERM PERFORMANCE-BASED REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 3.1 MILLION FOR FISCAL YEAR 2023 | Management | No Action | |||||||||
| 6.1.1 | REELECT ALEXANDRA BRAND AS DIRECTOR | Management | No Action | |||||||||
| 6.1.2 | REELECT ISABELLE WELTON AS DIRECTOR | Management | No Action | |||||||||
| 6.1.3 | REELECT WOLFRAM CARIUS AS DIRECTOR | Management | No Action | |||||||||
| 6.1.4 | REELECT ANDREAS CASUTT AS DIRECTOR | Management | No Action | |||||||||
| 6.1.5 | REELECT MARTIN SCHMID AS DIRECTOR | Management | No Action | |||||||||
| 6.1.6 | REELECT BEAT WALTI AS DIRECTOR | Management | No Action | |||||||||
| 6.2 | ELECT ELODIE CINGARI AS DIRECTOR | Management | No Action | |||||||||
| 6.3 | REELECT ANDREAS CASUTT AS BOARD CHAIR | Management | No Action | |||||||||
| 6.4.1 | REAPPOINT ISABELLE WELTON AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||
| 6.4.2 | REAPPOINT MARTIN SCHMID AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||
| 6.4.3 | REAPPOINT BEAT WALTI AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||
| 7.1 | AMEND ARTICLES RE: SHARE REGISTER | Management | No Action | |||||||||
| 7.2 | AMEND ARTICLES OF ASSOCIATION (INCL. APPROVAL OF HYBRID SHAREHOLDER MEETINGS) | Management | No Action | |||||||||
| 7.3 | AMEND ARTICLES RE: COMPENSATION OF BOARD AND SENIOR MANAGEMENT | Management | No Action | |||||||||
| 7.4 | AMEND ARTICLES RE: EDITORIAL CHANGES | Management | No Action | |||||||||
| 8 | ELECTION OF ROLF FREIERMUTH, ZOFINGEN, ATTORNEY AT LAW, AS INDEPENDENT VOTING PROXY | Management | No Action | |||||||||
| 9 | RATIFY PRICEWATERHOUSECOOPERS AG AS AUDITORS | Management | No Action | |||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | 03 APR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-IN RESOLUTION 8. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||
| INTERPARFUMS | ||||||||||||
| Security | F5262B119 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 21-Apr-2023 | ||||||||||
| ISIN | FR0004024222 | Agenda | 716888764 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | ||||||||||
| CMMT | FOR FRENCH MEETINGS ‘ABSTAIN’ IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-‘AGAINST.’ IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||
| CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE- COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY- FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2023/0315/202 303-152300519.pdf | Non-Voting | ||||||||||
| 1 | APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS FOR THE PERIOD ENDED DECEMBER 31, 2022 - APPROVAL OF NON-DEDUCTIBLE EXPENSES | Management | No Action | |||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2022 | Management | No Action | |||||||||
| 3 | APPROVAL OF NET INCOME APPROPRIATION, SETTING THE DIVIDEND | Management | No Action | |||||||||
| 4 | STATUTORY AUDITORS SPECIAL REPORT ON REGULATED AGREEMENTS - ACKNOWLEDGMENT OF THE ABSENCE OF NEW AGREEMENTS | Management | No Action | |||||||||
| 5 | RENEWAL OF PHILIPPE BENACINS TERM OF OFFICE AS DIRECTOR | Management | No Action | |||||||||
| 6 | RENEWAL OF PHILIPPE SANTIS TERM OF OFFICE AS DIRECTOR | Management | No Action | |||||||||
| 7 | RENEWAL OF FRNDNRIC GARCIA-PELAYOS TERM OF OFFICE AS DIRECTOR | Management | No Action | |||||||||
| 8 | RENEWAL OF JEAN MADARS TERM OF OFFICE AS DIRECTOR | Management | No Action | |||||||||
| 9 | RENEWAL OF MARIE-ANGE VERDICKTS TERM OF OFFICE AS DIRECTOR | Management | No Action | |||||||||
| 10 | RENEWAL OF CHANTAL ROOS TERM OF OFFICE AS DIRECTOR | Management | No Action | |||||||||
| 11 | APPOINTMENT OF VERONIQUE MORALI, REPLACING PATRICK CHOEL, AS DIRECTOR | Management | No Action | |||||||||
| 12 | APPOINTMENT OF OLIVIER MAUNY, REPLACING MAURICE ALHADEVE, AS DIRECTOR | Management | No Action | |||||||||
| 13 | NON-REPLACEMENT AND NON-RENEWAL OF VERONIQUE GABAI-PINSKY AS DIRECTOR | Management | No Action | |||||||||
| 14 | THE FIXED ANNUAL AMOUNT OF COMPENSATION TO BE ALLOCATED TO BOARD MEMBERS | Management | No Action | |||||||||
| 15 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN-CHIEF EXECUTIVE OFFICER AND/OR ANY OTHER EXECUTIVE OFFICER | Management | No Action | |||||||||
| 16 | APPROVAL OF THE COMPENSATION POLICY FOR DIRECTORS | Management | No Action | |||||||||
| 17 | APPROVAL OF THE DISCLOSURES REFERRED TO IN I OF ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| 18 | APPROVAL OF THE FIXED, VARIABLE OR EXCEPTIONAL COMPONENTS OF TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID IN OR GRANTED FOR THE PERIOD TO MR. PHILIPPE BENACIN, CHAIRMAN-CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||
| 19 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO BUY BACK ITS OWN SHARES WITHIN THE FRAMEWORK OF ARTICLE L. 22-10-62 OF THE FRENCH COMMERCIAL CODE, LENGTH OF AUTHORIZATION, PURPOSES, PROCEDURES, MAXIMUM AMOUNT AND SUSPENSION IN THE EVENT OF A PUBLIC OFFER | Management | No Action | |||||||||
| 20 | DELEGATION OF AUTHORITY TO BE GIVEN TO THE BOARD OF DIRECTORS TO ISSUE SHARES THROUGH THE CAPITALIZATION OF RESERVES, PROFIT AND/OR ADDITIONAL PAID-IN CAPITAL, TERM OF THE DELEGATION OF AUTHORITY, MAXIMUM NOMINAL AMOUNT OF THE CAPITAL INCREASE, TREATMENT OF FRACTIONAL SHARES | Management | No Action | |||||||||
| 21 | POWERS FOR FORMALITIES | Management | No Action | |||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| ENTAIN PLC | ||||||||||||
| Security | G3167C109 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | GMVHY | Meeting Date | 25-Apr-2023 | |||||||||
| ISIN | IM00B5VQMV65 | Agenda | 716819973 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | RECEIVE THE 2022 ANNUAL REPORT | Management | For | For | ||||||||
| 2 | APPROVE THE 2022 DIRECTORS’ REMUNERATION REPORT | Management | For | For | ||||||||
| 3 | APPROVE THE DIRECTORS’ REMUNERATION POLICY | Management | For | For | ||||||||
| 4 | RE-APPOINT KPMG LLP AS AUDITOR | Management | For | For | ||||||||
| 5 | AUTHORISE THE DIRECTORS TO AGREE THE AUDITOR’S REMUNERATION | Management | For | For | ||||||||
| 6 | RE-ELECT J M BARRY GIBSON AS A DIRECTOR | Management | For | For | ||||||||
| 7 | RE-ELECT PIERRE BOUCHUT AS A DIRECTOR | Management | For | For | ||||||||
| 8 | RE-ELECT STELLA DAVID AS A DIRECTOR | Management | For | For | ||||||||
| 9 | RE-ELECT ROBERT HOSKIN AS A DIRECTOR | Management | For | For | ||||||||
| 10 | RE-ELECT VIRGINIA MCDOWELL AS A DIRECTOR | Management | For | For | ||||||||
| 11 | RE-ELECT JETTE NYGAARD-ANDERSEN AS A DIRECTOR | Management | For | For | ||||||||
| 12 | RE-ELECT DAVID SATZ AS A DIRECTOR | Management | For | For | ||||||||
| 13 | RE-ELECT ROB WOOD AS A DIRECTOR | Management | For | For | ||||||||
| 14 | ELECT RAHUL WELDE AS A DIRECTOR | Management | For | For | ||||||||
| 15 | TO APPROVE AMENDMENTS TO THE ENTAIN PLC 2017 LONG TERM INCENTIVE PLAN | Management | For | For | ||||||||
| 16 | AUTHORISE THE DIRECTORS TO ALLOT THE COMPANY’S SHARES | Management | For | For | ||||||||
| 17 | APPROVE THE GENERAL DISAPPLICATION OF PRE- EMPTION RIGHTS | Management | Abstain | Against | ||||||||
| 18 | APPROVE THE DISAPPLICATION OF PRE-EMPTION RIGHTS FOR ACQUISITIONS AND OTHER CAPITAL INVESTMENT | Management | For | For | ||||||||
| 19 | AUTHORISE THE DIRECTORS TO ACQUIRE THE COMPANY’S SHARES | Management | For | For | ||||||||
| 20 | APPROVE THE REVISED ARTICLES OF ASSOCIATION | Management | For | For | ||||||||
| VISCOFAN SA | ||||||||||||
| Security | E97579192 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 26-Apr-2023 | ||||||||||
| ISIN | ES0184262212 | Agenda | 716779030 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||
| 1 | EXAMINATION AND APPROVAL, WHERE APPROPRIATE, OF THE INDIVIDUAL FINANCIAL STATEMENTS (BALANCE SHEET, INCOME STATEMENT, STATEMENT OF CHANGES IN EQUITY, CASH FLOW STATEMENT AND NOTES TO THE FINANCIAL STATEMENTS) AND MANAGEMENT REPORT OF VISCOFAN S.A. FOR THE YEAR ENDED 31 DECEMBER 2022 | Management | For | For | ||||||||
| 2 | EXAMINATION AND APPROVAL, WHERE APPROPRIATE, OF THE FINANCIAL STATEMENTS (BALANCE SHEET, INCOME STATEMENT, STATEMENT OF CHANGES IN EQUITY, CASH FLOW STATEMENT AND NOTES TO THE FINANCIAL STATEMENTS) AND MANAGEMENT REPORT OF THE CONSOLIDATED GROUP) (VISCOFAN GROUP) FOR THE YEAR ENDED 31 DECEMBER 2022 | Management | For | For | ||||||||
| 3 | EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE STATEMENT OF NON-FINANCIAL INFORMATION, FOR THE YEAR ENDED 31 DECEMBER 2022 | Management | For | For | ||||||||
| 4 | EXAMINATION AND APPROVAL, WHERE APPROPRIATE, OF THE CORPORATE MANAGEMENT AND PERFORMANCE OF THE BOARD OF DIRECTORS FOR THE YEAR ENDED 31 DECEMBER 2022 | Management | For | For | ||||||||
| 5 | APPROVE THE PROPOSED DISTRIBUTION OF PROFIT FOR THE YEAR ENDED 31 DECEMBER 2022 AND THE DISTRIBUTION OF DIVIDENDS | Management | For | For | ||||||||
| 6 | RE-ELECTION OF PRICEWATERHOUSECOOPERS AUDITORES, S.L. AS AUDITOR OF THE ACCOUNTS OF VISCOFAN AND ITS CONSOLIDATED GROUP (VISCOFAN GROUP) FOR 2023 | Management | For | For | ||||||||
| 7 | RE-ELECTION AS A DIRECTOR OF MR JOSE DOMINGO DE AMPUERO Y OSMA, WITH THE CATEGORY OF EXECUTIVE DIRECTOR, FOR THE STATUTORY PERIOD OF FOUR YEARS | Management | For | For | ||||||||
| 8 | RATIFICATION OF THE APPOINTMENT BY CO- OPTION AND RE-ELECTION AS DIRECTOR OF MR JAVIER FERNANDEZ ALONSO WITH THE CATEGORY OF EXTERNAL PROPRIETARY DIRECTOR, FOR THE STATUTORY TERM OF FOUR YEARS | Management | For | For | ||||||||
| 9 | APPROVAL OF THE REMUNERATION POLICY OF THE DIRECTORS FOR THE YEARS 2024, 2025 AND 2026 | Management | For | For | ||||||||
| 10 | ADVISORY VOTE ON THE ANNUAL REPORT ON DIRECTORS’ REMUNERATION CORRESPONDING TO 2022 | Management | For | For | ||||||||
| 11 | AUTHORISATION IN FAVOUR OF THE BOARD OF DIRECTORS FOR A DERIVATIVE ACQUISITION OF COMPANY SHARES, EITHER DIRECTLY OR THROUGH COMPANIES OF THE VISCOFAN GROUP, IN ACCORDANCE WITH ARTICLES 146, 509 AND RELATED PROVISIONS OF THE CORPORATE ENTERPRISES ACT AND, WHERE APPROPRIATE, REDUCE THE SHARE CAPITAL TO REDEEM OWN SHARES AND CONSEQUENT MODIFICATION OF ARTICLE 5 OF THE ARTICLES OF ASSOCIATION. DELEGATION OF NECESSARY POWERS TO THE BOARD OF DIRECTORS SO IT CAN IMPLEMENT RESOLUTIONS | Management | For | For | ||||||||
| 12 | DELEGATION OF POWERS TO FORMALISE AND EXECUTE ALL THE RESOLUTIONS CARRIED BY THE GENERAL SHAREHOLDERS’ MEETING SO THAT THEY MAY BE RECORDED IN PUBLIC INSTRUMENTS, INCLUDING POWERS TO INTERPRET, CORRECT, APPLY, COMPLEMENT OR ENACT THROUGH TO THEIR FILING IN THE PERTINENT REGISTRIES | Management | For | For | ||||||||
| CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 27 APR 2023. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS PARTICIPATING IN THE GENERAL MEETING, WHETHER-DIRECTLY, BY PROXY, OR BY LONG- DISTANCE VOTING, SHALL BE ENTITLED TO RECEIVE-AN ATTENDANCE PREMIUM OF 0.01 EURO PER SHARE. THANK YOU | Non-Voting | ||||||||||
| TAMBURI INVESTMENT PARTNERS SPA | ||||||||||||
| Security | T92123107 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 27-Apr-2023 | ||||||||||
| ISIN | IT0003153621 | Agenda | 716841716 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||
| 0010 | APPROVAL OF THE SEPARATE BALANCE SHEETS FOR THE YEAR ENDED 31 DECEMBER 2022, ACCOMPANIED BY THE DIRECTORS’ REPORT, THE BOARD OF INTERNAL AUDITORS’ REPORT AND THE EXTERNAL AUDITORS’ REPORT. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||
| 0020 | ALLOCATION OF THE RESULT FOR THE YEAR AND DIVIDEND DISTRIBUTION. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||
| 0030 | AUTHORISATION TO THE BOARD OF DIRECTORS TO PURCHASE AND DISPOSE OF TREASURY SHARES, IN ACCORDANCE WITH ARTICLES 2357 AND 2357- TER OF THE CIVIL CODE, WITH PRIOR REVOCATION OF THE PRECEDING AUTHORISATION, FOR THAT NOT UTILISED, OF 28 APRIL 2022. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||
| 0040 | REPORT ON THE REMUNERATION POLICY AND REMUNERATION PAID AS PER ARTICLE 123-TER OF LEGISLATIVE DECREE NO. 58 OF 24 FEBRUARY 1998, AS SUBSEQUENTLY AMENDED, AND ARTICLE 84-QUATER OF THE REGULATION ADOPTED BY CONSOB WITH RESOLUTION NO. 11971 OF 1999, AS SUBSEQUENTLY AMENDED: MOTION CONCERNING SECTION II (FEES PAID) OF THE REPORT ON THE REMUNERATION POLICY AND REMUNERATION PAID | Management | No Action | |||||||||
| 0050 | INCENTIVE PLAN REFERRED TO AS THE ’’2023-2025 TIP PERFORMANCE SHARE PLAN.’’ RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||
| CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 28 APR 2023. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| GLANBIA PLC | ||||||||||||
| Security | G39021103 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 04-May-2023 | ||||||||||
| ISIN | IE0000669501 | Agenda | 716831044 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||
| 1 | TO REVIEW THE COMPANY’S AFFAIRS AND RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2022 | Management | No Action | |||||||||
| 2 | DECLARATION OF FINAL DIVIDEND | Management | No Action | |||||||||
| 3.A | ELECTION OR RE-ELECTION OF DIRECTOR: DONARD GAYNOR | Management | No Action | |||||||||
| 3.B | ELECTION OR RE-ELECTION OF DIRECTOR: SIOBHAN TALBOT | Management | No Action | |||||||||
| 3.C | ELECTION OR RE-ELECTION OF DIRECTOR: MARK GARVEY | Management | No Action | |||||||||
| 3.D | ELECTION OR RE-ELECTION OF DIRECTOR: ROISIN BRENNAN | Management | No Action | |||||||||
| 3.E | ELECTION OR RE-ELECTION OF DIRECTOR: PAUL DUFFY | Management | No Action | |||||||||
| 3.F | ELECTION OR RE-ELECTION OF DIRECTOR: ILONA HAAIJER | Management | No Action | |||||||||
| 3.G | ELECTION OR RE-ELECTION OF DIRECTOR: BRENDAN HAYES | Management | No Action | |||||||||
| 3.H | ELECTION OR RE-ELECTION OF DIRECTOR: JANE LODGE | Management | No Action | |||||||||
| 3.I | ELECTION OR RE-ELECTION OF DIRECTOR: JOHN G MURPHY | Management | No Action | |||||||||
| 3.J | ELECTION OR RE-ELECTION OF DIRECTOR: PATRICK MURPHY | Management | No Action | |||||||||
| 3.K | ELECTION OR RE-ELECTION OF DIRECTOR: DAN O’CONNOR | Management | No Action | |||||||||
| 3.L | ELECTION OR RE-ELECTION OF DIRECTOR: KIMBERLY UNDERHILL | Management | No Action | |||||||||
| 4 | AUTHORISATION TO FIX THE REMUNERATION OF THE AUDITOR | Management | No Action | |||||||||
| 5 | TO RECEIVE AND CONSIDER THE REMUNERATION COMMITTEE REPORT FOR THE YEAR ENDED 31 DECEMBER 2022 | Management | No Action | |||||||||
| 6 | APPROVAL TO CALL EGMS ON 14 DAYS’ NOTICE | Management | No Action | |||||||||
| 7 | AUTHORISATION TO ALLOT RELEVANT SECURITIES | Management | No Action | |||||||||
| 8 | ROUTINE DIS-APPLICATION OF PRE-EMPTION RIGHTS | Management | No Action | |||||||||
| 9 | DIS-APPLICATION OF PRE-EMPTION RIGHTS FOR AN ADDITIONAL 5% FOR SPECIFIC TRANSACTIONS | Management | No Action | |||||||||
| 10 | AUTHORISATION OF MARKET PURCHASES OF THE COMPANY’S OWN SHARES | Management | No Action | |||||||||
| 11 | DETERMINATION OF THE PRICE RANGE FOR THE RE-ISSUE OF TREASURY SHARES OFF-MARKET | Management | No Action | |||||||||
| CMMT | 07 APR 2023: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | 07 APR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| LOOMIS AB | ||||||||||||
| Security | W5S50Y116 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 04-May-2023 | ||||||||||
| ISIN | SE0014504817 | Agenda | 716842249 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||
| 1 | OPEN MEETING | Non-Voting | ||||||||||
| 2 | ELECT CHAIRMAN OF MEETING | Management | No Action | |||||||||
| 3 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Management | No Action | |||||||||
| 4 | APPROVE AGENDA OF MEETING | Management | No Action | |||||||||
| 5 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Management | No Action | |||||||||
| 6 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Management | No Action | |||||||||
| 7 | RECEIVE PRESIDENT’S REPORT | Non-Voting | ||||||||||
| 8.A | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | ||||||||||
| 8.B | RECEIVE AUDITOR’S REPORT ON APPLICATION OF GUIDELINES FOR REMUNERATION FOR-EXECUTIVE MANAGEMENT | Non-Voting | ||||||||||
| 9.A | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||
| 9.B | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF SEK 12 PER SHARE | Management | No Action | |||||||||
| 9.C | APPROVE MAY 8, 2023 AS RECORD DATE FOR DIVIDEND PAYMENT | Management | No Action | |||||||||
| 9.D | APPROVE DISCHARGE OF BOARD AND PRESIDENT | Management | No Action | |||||||||
| 10 | DETERMINE NUMBER OF MEMBERS (7) AND DEPUTY MEMBERS OF BOARD (0) | Management | No Action | |||||||||
| 11 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 1.3 MILLION FOR CHAIRMAN AND SEK 550,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK; APPROVE REMUNERATION OF AUDITORS | Management | No Action | |||||||||
| 12 | REELECT ALF GORANSSON (CHAIRMAN), JEANETTE ALMBERG, LARS BLECKO, CECILIA DAUN WENNBORG, LIV FORHAUG, JOHAN LUNDBERG AND SANTIAGO GALAZ AS DIRECTORS | Management | No Action | |||||||||
| 13 | RATIFY DELOITTE AB AS AUDITORS | Management | No Action | |||||||||
| 14 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||
| 15 | APPROVE THIRD PARTY SWAP AGREEMENT AS ALTERNATIVE EQUITY PLAN FINANCING | Management | No Action | |||||||||
| 16 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OF REPURCHASED SHARES | Management | No Action | |||||||||
| 17 | CLOSE MEETING | Non-Voting | ||||||||||
| CMMT | 31 MAR 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||
| CMMT | 31 MAR 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||
| CMMT | 31 MAR 2023: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | 31 MAR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| ADDLIFE AB | ||||||||||||
| Security | W0R093258 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 04-May-2023 | ||||||||||
| ISIN | SE0014401378 | Agenda | 716847756 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||
| 1 | OPEN MEETING | Non-Voting | ||||||||||
| 2 | ELECT CHAIRMAN OF MEETING | Management | No Action | |||||||||
| 3 | PREPARE AND APPROVE LIST OF SHAREHOLDER | Management | No Action | |||||||||
| 4 | APPROVE AGENDA OF MEETING | Management | No Action | |||||||||
| 5 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Management | No Action | |||||||||
| 6 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Management | No Action | |||||||||
| 7 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | ||||||||||
| 8 | RECEIVE PRESIDENT’S REPORT | Non-Voting | ||||||||||
| 9.A1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||
| 9.A2 | ACCEPT CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||
| 9.B | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF SEK 1.20 PER SHARE | Management | No Action | |||||||||
| 9.C1 | APPROVE DISCHARGE OF BOARD MEMBER JOHAN SJO | Management | No Action | |||||||||
| 9.C2 | APPROVE DISCHARGE OF BOARD MEMBER HAKAN ROOS | Management | No Action | |||||||||
| 9.C3 | APPROVE DISCHARGE OF BOARD MEMBER STEFAN HEDELIUS | Management | No Action | |||||||||
| 9.C4 | APPROVE DISCHARGE OF BOARD MEMBER EVA NILSAGARD | Management | No Action | |||||||||
| 9.C5 | APPROVE DISCHARGE OF BOARD MEMBER BIRGIT STATTIN NORINDER | Management | No Action | |||||||||
| 9.C6 | APPROVE DISCHARGE OF BOARD MEMBER EVA ELMSTEDT | Management | No Action | |||||||||
| 9.C7 | APPROVE DISCHARGE OF CEO KRISTINA WILLGARD | Management | No Action | |||||||||
| 9.C8 | APPROVE DISCHARGE OF CEO FREDRIK DALBORG | Management | No Action | |||||||||
| 10 | RECEIVE NOMINATING COMMITTEE’S REPORT | Non-Voting | ||||||||||
| 11 | DETERMINE NUMBER OF MEMBERS (6) AND DEPUTY MEMBERS (0) OF BOARD | Management | No Action | |||||||||
| 12.1 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 725,000 FOR CHAIRMAN AND SEK 360,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK | Management | No Action | |||||||||
| 12.2 | APPROVE REMUNERATION OF AUDITOR | Management | No Action | |||||||||
| 13.1 | REELECT JOHAN SJO AS DIRECTOR | Management | No Action | |||||||||
| 13.2 | REELECT HAKAN ROOS AS DIRECTOR | Management | No Action | |||||||||
| 13.3 | REELECT STEFAN HEDELIUS AS DIRECTOR | Management | No Action | |||||||||
| 13.4 | REELECT EVA NILSAGARD AS DIRECTOR | Management | No Action | |||||||||
| 13.5 | REELECT BIRGIT STATTIN NORINDER AS DIRECTOR | Management | No Action | |||||||||
| 13.6 | REELECT EVA ELMSTEDT AS DIRECTOR | Management | No Action | |||||||||
| 13.7 | REELECT JOHAN SJO AS BOARD CHAIRMAN | Management | No Action | |||||||||
| 14 | RATIFY KPMG AS AUDITOR | Management | No Action | |||||||||
| 15 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||
| 16 | APPROVE STOCK OPTION PLAN 2023 FOR KEY EMPLOYEES | Management | No Action | |||||||||
| 17 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OF REPURCHASED SHARES | Management | No Action | |||||||||
| 18 | APPROVE ISSUANCE OF UP TO 10 PERCENT OF ISSUED SHARES WITHOUT PREEMPTIVE RIGHTS | Management | No Action | |||||||||
| 19 | AMEND ARTICLES RE: ANNUAL GENERAL MEETING | Management | No Action | |||||||||
| 20 | CLOSE MEETING | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||
| MANDARIN ORIENTAL INTERNATIONAL LTD | ||||||||||||
| Security | G57848106 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 04-May-2023 | ||||||||||
| ISIN | BMG578481068 | Agenda | 716900116 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | TO RECEIVE THE FINANCIAL STATEMENTS FOR 2022 | Management | For | For | ||||||||
| 2 | TO RE-ELECT ARCHIE KESWICK AS A DIRECTOR | Management | For | For | ||||||||
| 3 | TO RE-ELECT JAMES RILEY AS A DIRECTOR | Management | For | For | ||||||||
| 4 | TO APPOINT PRICEWATERHOUSECOOPERS, HONG KONG AS THE AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||
| 5 | TO RENEW THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES | Management | For | For | ||||||||
| CMMT | PLEASE NOTE THAT IF YOU WISH TO SUBMIT A MEETING ATTEND FOR THE SINGAPORE-MARKET THEN A UNIQUE CLIENT ID NUMBER KNOWN AS THE NRIC WILL NEED TO BE-PROVIDED OTHERWISE THE MEETING ATTEND REQUEST WILL BE REJECTED IN THE MARKET.-KINDLY ENSURE TO QUOTE THE TERM NRIC FOLLOWED BY THE NUMBER AND THIS CAN BE-INPUT IN THE FIELDS “OTHER IDENTIFICATION DETAILS (IN THE ABSENCE OF A-PASSPORT)” OR “COMMENTS/SPECIAL INSTRUCTIONS” AT THE BOTTOM OF THE PAGE | Non-Voting | ||||||||||
| IDORSIA LTD | ||||||||||||
| Security | H3879B109 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 04-May-2023 | ||||||||||
| ISIN | CH0363463438 | Agenda | 716957064 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION-MAY BE REJECTED. | Non-Voting | ||||||||||
| 1.1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||
| 1.2 | APPROVE REMUNERATION REPORT (NON-BINDING) | Management | No Action | |||||||||
| 2 | APPROVE TREATMENT OF NET LOSS | Management | No Action | |||||||||
| 3 | APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT | Management | No Action | |||||||||
| 4.1.1 | REELECT MATHIEU SIMON AS DIRECTOR | Management | No Action | |||||||||
| 4.1.2 | REELECT JOERN ALDAG AS DIRECTOR | Management | No Action | |||||||||
| 4.1.3 | REELECT JEAN-PAUL CLOZEL AS DIRECTOR | Management | No Action | |||||||||
| 4.1.4 | REELECT FELIX EHRAT AS DIRECTOR | Management | No Action | |||||||||
| 4.1.5 | REELECT SRISHTI GUPTA AS DIRECTOR | Management | No Action | |||||||||
| 4.1.6 | REELECT PETER KELLOGG AS DIRECTOR | Management | No Action | |||||||||
| 4.1.7 | REELECT SANDY MAHATME AS DIRECTOR | Management | No Action | |||||||||
| 4.1.8 | ELECT SOPHIE KORNOWSKI AS DIRECTOR | Management | No Action | |||||||||
| 4.2 | REELECT MATHIEU SIMON AS BOARD CHAIR | Management | No Action | |||||||||
| 4.3.1 | REAPPOINT FELIX EHRAT AS CHAIRMAN OF THE NOMINATION, COMPENSATION AND GOVERNANCE COMMITTEE | Management | No Action | |||||||||
| 4.3.2 | REAPPOINT SRISHTI GUPTA AS MEMBER OF THE NOMINATION, COMPENSATION AND GOVERNANCE COMMITTEE | Management | No Action | |||||||||
| 4.3.3 | REAPPOINT MATHIEU SIMON AS MEMBER OF THE NOMINATION, COMPENSATION AND GOVERNANCE COMMITTEE | Management | No Action | |||||||||
| 4.3.4 | APPOINT SOPHIE KORNOWSKI AS MEMBER OF THE NOMINATION, COMPENSATION AND GOVERNANCE COMMITTEE | Management | No Action | |||||||||
| 5.1 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 1.5 MILLION | Management | No Action | |||||||||
| 5.2 | APPROVE REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 17.2 MILLION | Management | No Action | |||||||||
| 6 | DESIGNATE BACHMANNPARTNER AG AS INDEPENDENT PROXY | Management | No Action | |||||||||
| 7 | RATIFY ERNST & YOUNG AG AS AUDITORS | Management | No Action | |||||||||
| 8.1 | AMEND CORPORATE PURPOSE | Management | No Action | |||||||||
| 8.2 | APPROVE CREATION OF CHF 1.3 MILLION POOL OF CONDITIONAL CAPITAL FOR EMPLOYEE EQUITY PARTICIPATION | Management | No Action | |||||||||
| 8.3 | APPROVE CREATION OF CAPITAL BAND WITHIN THE UPPER LIMIT OF CHF 14.1 MILLION AND THE LOWER LIMIT OF CHF 4.7 MILLION WITH OR WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS | Management | No Action | |||||||||
| 8.4 | AMEND ARTICLES RE: SHARES AND SHARE REGISTER | Management | No Action | |||||||||
| 8.5 | AMEND ARTICLES OF ASSOCIATION (INCL. APPROVAL OF VIRTUAL-ONLY OR HYBRID SHAREHOLDER MEETINGS) | Management | No Action | |||||||||
| 8.6 | AMEND ARTICLES RE: BOARD OF DIRECTORS; COMPENSATION; EXTERNAL MANDATES FOR MEMBERS OF THE BOARD OF DIRECTORS AND EXECUTIVE COMMITTEE | Management | No Action | |||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||
| DRAEGERWERK AG & CO. KGAA | ||||||||||||
| Security | D22938118 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 05-May-2023 | ||||||||||
| ISIN | DE0005550636 | Agenda | 716770260 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THESE SHARES HAVE NO VOTING RIGHTS, SHOULD YOU WISH TO-ATTEND THE MEETING PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD | Non-Voting | ||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | Non-Voting | ||||||||||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE. | Non-Voting | ||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE MATERIAL URL DROPDOWN AT THE TOP OF THE BALLOT.-THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE.-FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | Non-Voting | ||||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2022 | Non-Voting | ||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.13 PER ORDINARY SHARE AND-EUR 0.19 PER PREFERRED SHARE | Non-Voting | ||||||||||
| 3 | APPROVE DISCHARGE OF PERSONALLY LIABLE PARTNER FOR FISCAL YEAR 2022 | Non-Voting | ||||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2022 | Non-Voting | ||||||||||
| 5.1 | ELECT MARIA DIETZ TO THE SUPERVISORY BOARD | Non-Voting | ||||||||||
| 5.2 | ELECT THORSTEN GRENZ TO THE SUPERVISORY BOARD | Non-Voting | ||||||||||
| 5.3 | ELECT ASTRID HAMKER TO THE SUPERVISORY BOARD | Non-Voting | ||||||||||
| 5.4 | ELECT STEFAN LAUER TO THE SUPERVISORY BOARD | Non-Voting | ||||||||||
| 5.5 | ELECT FRANK RIEMENSPERGER TO THE SUPERVISORY BOARD | Non-Voting | ||||||||||
| 5.6 | ELECT REINHARD ZINKANN TO THE SUPERVISORY BOARD | Non-Voting | ||||||||||
| 6 | APPROVE REMUNERATION REPORT | Non-Voting | ||||||||||
| 7 | APPROVE REMUNERATION POLICY | Non-Voting | ||||||||||
| 8 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL YEAR 2023 | Non-Voting | ||||||||||
| 9.1 | APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS UNTIL 2025 | Non-Voting | ||||||||||
| 9.2 | AMEND ARTICLES RE: PARTICIPATION OF SUPERVISORY BOARD MEMBERS IN THE ANNUAL- GENERAL MEETING BY MEANS OF AUDIO AND VIDEO TRANSMISSION | Non-Voting | ||||||||||
| 9.3 | AMEND ARTICLES RE: EDITORIAL CHANGES | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | 14 MAR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF RESOLUTION 3. THANK YOU | Non-Voting | ||||||||||
| QLEANAIR AB | ||||||||||||
| Security | W46571100 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 10-May-2023 | ||||||||||
| ISIN | SE0013382066 | Agenda | 716953890 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||
| 1 | OPEN MEETING ELECT CHAIRMAN OF MEETING | Management | No Action | |||||||||
| 2 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Management | No Action | |||||||||
| 3 | APPROVE AGENDA OF MEETING | Management | No Action | |||||||||
| 4 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Management | No Action | |||||||||
| 5 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Management | No Action | |||||||||
| 6 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | ||||||||||
| 7 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||
| 8 | APPROVE ALLOCATION OF INCOME AND OMISSION OF DIVIDENDS | Management | No Action | |||||||||
| 9 | APPROVE DISCHARGE OF BOARD AND PRESIDENT | Management | No Action | |||||||||
| 10 | DETERMINE NUMBER OF MEMBERS (5) AND DEPUTY MEMBERS (0) OF BOARD DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY AUDITORS | Management | No Action | |||||||||
| 11 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 500 ,000 FOR CHAIRMAN AND SEK 250,000 FOR OTHER DIRECTORS APPROVE REMUNERATION OF AUDITORS | Management | No Action | |||||||||
| 12 | REELECT BENGT ENGSTROM (CHAIRMAN), MATS HJERPE, JOHAN WESTMAN, TOWE RESSMAN AND JOHAN RYRBERG AS DIRECTORS RATIFY GRANT THORNTON AS AUDITOR | Management | No Action | |||||||||
| 13 | APPROVE WARRANTS PLAN LTIP 2023/2026 FOR KEY EMPLOYEES | Management | No Action | |||||||||
| 14 | APPROVE CREATION OF 10 PERCENT OF POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | Management | No Action | |||||||||
| 15 | CLOSE MEETING | Non-Voting | ||||||||||
| CLARKSON PLC | ||||||||||||
| Security | G21840106 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 11-May-2023 | ||||||||||
| ISIN | GB0002018363 | Agenda | 716928835 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||
| 2 | APPROVE REMUNERATION REPORT | Management | Against | Against | ||||||||
| 3 | APPROVE REMUNERATION POLICY | Management | Against | Against | ||||||||
| 4 | APPROVE FINAL DIVIDEND | Management | For | For | ||||||||
| 5 | RE-ELECT LAURENCE HOLLINGWORTH AS DIRECTOR | Management | Against | Against | ||||||||
| 6 | RE-ELECT ANDI CASE AS DIRECTOR | Management | For | For | ||||||||
| 7 | RE-ELECT JEFF WOYDA AS DIRECTOR | Management | For | For | ||||||||
| 8 | RE-ELECT MARTINE BOND AS DIRECTOR | Management | For | For | ||||||||
| 9 | RE-ELECT SUE HARRIS AS DIRECTOR | Management | For | For | ||||||||
| 10 | RE-ELECT TIM MILLER AS DIRECTOR | Management | Against | Against | ||||||||
| 11 | RE-ELECT BIRGER NERGAARD AS DIRECTOR | Management | Against | Against | ||||||||
| 12 | RE-ELECT HEIKE TRUOL AS DIRECTOR | Management | For | For | ||||||||
| 13 | REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | Management | For | For | ||||||||
| 14 | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | Management | For | For | ||||||||
| 15 | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||
| 16 | AUTHORISE UK POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||||||
| 17 | APPROVE LONG TERM INCENTIVE PLAN | Management | For | For | ||||||||
| 18 | APPROVE SHARE OPTION PLAN | Management | For | For | ||||||||
| 19 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | Abstain | Against | ||||||||
| 20 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||
| 21 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS’ NOTICE | Management | For | For | ||||||||
| KINDRED GROUP PLC | ||||||||||||
| Security | X4S1CH103 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 17-May-2023 | ||||||||||
| ISIN | SE0007871645 | Agenda | 717130621 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||
| 1 | OPEN MEETING | Non-Voting | ||||||||||
| 2 | ELECT CHAIRMAN OF MEETING | Non-Voting | ||||||||||
| 3 | APPROVE LIST OF SHAREHOLDERS | Non-Voting | ||||||||||
| 4 | APPROVE AGENDA | Non-Voting | ||||||||||
| 5 | DESIGNATE INSPECTOR OR SHAREHOLDER REPRESENTATIVE(S) OF MINUTES OF MEETING | Non-Voting | ||||||||||
| 6 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | ||||||||||
| 7 | AUTHORIZE SHARE REPURCHASE PROGRAM | Management | No Action | |||||||||
| 8 | APPROVE REDUCTION IN SHARE CAPITAL VIA SHARE CANCELLATION | Management | No Action | |||||||||
| 9 | AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS | Management | No Action | |||||||||
| 10 | APPROVE PERFORMANCE SHARE PLAN LTI 2023- 2027 FOR KEY EMPLOYEES | Management | No Action | |||||||||
| 11 | CLOSE MEETING | Non-Voting | ||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||
| NETWORK INTERNATIONAL HOLDINGS PLC | ||||||||||||
| Security | G6457T104 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 18-May-2023 | ||||||||||
| ISIN | GB00BH3VJ782 | Agenda | 717081501 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||
| 2 | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||
| 3 | APPROVE REMUNERATION POLICY | Management | For | For | ||||||||
| 4 | RE-ELECT SIR ROHINTON KALIFA AS DIRECTOR | Management | For | For | ||||||||
| 5 | RE-ELECT NANDAN MER AS DIRECTOR | Management | For | For | ||||||||
| 6 | RE-ELECT DARREN POPE AS DIRECTOR | Management | For | For | ||||||||
| 7 | RE-ELECT ANIL DUA AS DIRECTOR | Management | For | For | ||||||||
| 8 | RE-ELECT VICTORIA HULL AS DIRECTOR | Management | For | For | ||||||||
| 9 | RE-ELECT ROHIT MALHOTRA AS DIRECTOR | Management | For | For | ||||||||
| 10 | RE-ELECT HABIB AL MULLA AS DIRECTOR | Management | For | For | ||||||||
| 11 | RE-ELECT DIANE RADLEY AS DIRECTOR | Management | For | For | ||||||||
| 12 | RE-ELECT MONIQUE SHIVANANDAN AS DIRECTOR | Management | For | For | ||||||||
| 13 | REAPPOINT KPMG LLP AS AUDITORS | Management | For | For | ||||||||
| 14 | AUTHORISE THE AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS | Management | For | For | ||||||||
| 15 | AUTHORISE UK POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||||||
| 16 | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||
| 17 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | Abstain | Against | ||||||||
| 18 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | ||||||||
| 19 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||
| 20 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS’ NOTICE | Management | For | For | ||||||||
| PSI SOFTWARE AG | ||||||||||||
| Security | D6S2HZ103 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 23-May-2023 | ||||||||||
| ISIN | DE000A0Z1JH9 | Agenda | 717042547 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | ||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2022 | Non-Voting | ||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.40 PER SHARE | Management | No Action | |||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 5 | RATIFY EBNER STOLZ GMBH & CO. KG AS AUDITORS FOR FISCAL YEAR 2023 | Management | No Action | |||||||||
| 6 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||
| 7.1 | ELECT KARSTEN TRIPPEL TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 7.2 | ELECT ULRICH JARONI TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 7.3 | ELECT ANDREAS BOEWING TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 7.4 | ELECT UWE HACK TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 8 | APPROVE CREATION OF EUR 8 MILLION POOL OF AUTHORIZED CAPITAL WITH OR WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS | Management | No Action | |||||||||
| 9 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | Management | No Action | |||||||||
| 10 | CHANGE OF CORPORATE FORM TO SOCIETAS EUROPAEA (SE) | Management | No Action | |||||||||
| 11.1 | ELECT KARSTEN TRIPPEL TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 11.2 | ELECT ULRICH JARONI TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 11.3 | ELECT ANDREAS BOEWING TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 11.4 | ELECT UWE HACK TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 12.1 | APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS UNTIL 2025 | Management | No Action | |||||||||
| 12.2 | AMEND ARTICLES RE: PARTICIPATION OF SUPERVISORY BOARD MEMBERS IN THE VIRTUAL ANNUAL GENERAL MEETING BY MEANS OF AUDIO AND VIDEO TRANSMISSION | Management | No Action | |||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE MATERIAL URL DROPDOWN AT THE TOP OF THE BALLOT.-THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE.-FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | ||||||||||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE. | Non-Voting | ||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD | Non-Voting | ||||||||||
| PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | ||||||||||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER’S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | 18 APR 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||
| CMMT | 18 APR 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE | Non-Voting | ||||||||||
| TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||
| CMMT | 18 APR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| VETOQUINOL SA | ||||||||||||
| Security | F97121101 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 25-May-2023 | ||||||||||
| ISIN | FR0004186856 | Agenda | 717054287 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | ||||||||||
| CMMT | FOR FRENCH MEETINGS ‘ABSTAIN’ IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-‘AGAINST.’ IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||
| CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE- COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY- FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2023/0414/202 304-142300853.pdf | Non-Voting | ||||||||||
| 1 | APPROVAL OF THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2022 | Management | No Action | |||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2022 | Management | No Action | |||||||||
| 3 | ALLOCATION OF INCOME FOR THE YEAR ENDED DECEMBER 31, 2022 AND DETERMINATION OF THE DIVIDEND | Management | No Action | |||||||||
| 4 | DISCHARGE OF THE DIRECTORS | Management | No Action | |||||||||
| 5 | APPROVAL OF THE COMPENSATION POLICY FOR CORPORATE OFFICERS (EX-ANTE VOTE) | Management | No Action | |||||||||
| 6 | APPROVAL OF THE INFORMATION REFERRED TO IN I OF ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE CONCERNING THE COMPENSATION OF ALL CORPORATE OFFICERS FOR THE YEAR ENDED DECEMBER 31, 2022 (GLOBAL EX-POST VOTE) | Management | No Action | |||||||||
| 7 | DETERMINING THE REMUNERATION OF DIRECTORS | Management | No Action | |||||||||
| 8 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS OF THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED IN RESPECT OF THE FINANCIAL YEAR ENDING DECEMBER 31, 2022 TO MR. ETIENNE FRECHIN, CHAIRMAN OF THE BOARD OF DIRECTORS (INDIVIDUAL EX-POST VOTE) | Management | No Action | |||||||||
| 9 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS OF THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED IN RESPECT OF THE FINANCIAL YEAR ENDING DECEMBER 31, 2022 TO MR. MATTHIEU FRECHIN, CHIEF EXECUTIVE OFFICER (INDIVIDUAL EX-POST VOTE) | Management | No Action | |||||||||
| 10 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS OF THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED IN RESPECT OF THE FINANCIAL YEAR ENDING DECEMBER 31, 2022 TO MR. DOMINIQUE DERVEAUX, CHIEF OPERATING OFFICER (INDIVIDUAL EX-POST VOTE) | Management | No Action | |||||||||
| 11 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS OF THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED IN RESPECT OF THE FINANCIAL YEAR ENDING DECEMBER 31, 2022 TO MR. ALAIN MASSON, EXECUTIVE VICE PRESIDENT AND CHIEF PHARMACIST (INDIVIDUAL EX-POST VOTE) | Management | No Action | |||||||||
| 12 | REGULATED AGREEMENTS | Management | No Action | |||||||||
| 13 | RENEWAL OF THE MANDATE OF MR. PHILIPPE ARNOLD AS AN INDEPENDENT DIRECTOR | Management | No Action | |||||||||
| 14 | RATIFICATION OF THE CO-OPTION OF A NEW DIRECTOR | Management | No Action | |||||||||
| 15 | RENEWAL OF THE MANDATE OF A STATUTORY AUDITOR | Management | No Action | |||||||||
| 16 | NON-RENEWAL OF THE MANDATE OF AN ALTERNATE AUDITOR | Management | No Action | |||||||||
| 17 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF 18 MONTHS, TO PURCHASE THE COMPANY’S OWN SHARES AT A MAXIMUM PRICE OF 200 EURO PER SHARE, I.E. A MAXIMUM TOTAL AMOUNT OF 166,346,600 EURO | Management | No Action | |||||||||
| 18 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO INCREASE THE CAPITAL BY A MAXIMUM AMOUNT OF 80,000,000 EURO BY INCORPORATION OF RESERVES OR PREMIUMS | Management | No Action | |||||||||
| 19 | POWERS AUTHORITIES | Management | No Action | |||||||||
| CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | Non-Voting | ||||||||||
| FEVERTREE DRINKS PLC | ||||||||||||
| Security | G33929103 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 25-May-2023 | ||||||||||
| ISIN | GB00BRJ9BJ26 | Agenda | 717104448 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | TO RECEIVE THE AUDITED ANNUAL ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER ’2022 TOGETHER WITH THE DIRECTORS’ REPORTS AND THE AUDITORS’ REPORT ON THOSE ANNUAL ACCOUNTS | Management | For | For | ||||||||
| 2 | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2022 | Management | For | For | ||||||||
| 3 | TO DECLARE A FINAL DIVIDEND OF 10.68P PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2022 PAYABLE ON 2 JUNE 2023 TO SHAREHOLDERS WHO ARE ON THE REGISTER OF MEMBERS OF THE COMPANY ON 21 APRIL 2023 | Management | For | For | ||||||||
| 4 | TO RE-ELECT TIMOTHY WARRILLOW AS A DIRECTOR | Management | For | For | ||||||||
| 5 | TO RE-ELECT ANDREW BRANCHFLOWER AS A DIRECTOR | Management | For | For | ||||||||
| 6 | TO RE-ELECT DOMENIC DE LORENZO AS A DIRECTOR | Management | For | For | ||||||||
| 7 | TO RE-ELECT COLINE MCCONVILLE AS A DIRECTOR | Management | For | For | ||||||||
| 8 | TO RE-ELECT KEVIN HAVELOCK AS A DIRECTOR | Management | For | For | ||||||||
| 9 | TO RE-ELECT JEFF POPKIN AS A DIRECTOR | Management | For | For | ||||||||
| 10 | TO RE-ELECT LAURA HAGAN AS A DIRECTOR | Management | For | For | ||||||||
| 11 | TO RE-APPOINT BDO LLP AS AUDITORS OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THIS AGM UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | For | For | ||||||||
| 12 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS | Management | For | For | ||||||||
| 13 | DIRECTORS’ AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||
| 14 | DIRECTORS’ POWER TO ISSUE SHARES FOR CASH FOR PRE-EMPTIVE ISSUES AND GENERAL PURPOSES | Management | For | For | ||||||||
| 15 | DIRECTORS’ POWER TO ISSUE SHARES FOR CASH FOR ACQUISITIONS AND OTHER CAPITAL INVESTMENTS | Management | For | For | ||||||||
| 16 | AUTHORITY TO PURCHASE SHARES (MARKET PURCHASES) | Management | For | For | ||||||||
| AUSTEVOLL SEAFOOD ASA | ||||||||||||
| Security | R0814U100 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 25-May-2023 | ||||||||||
| ISIN | NO0010073489 | Agenda | 717192164 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION. | Non-Voting | ||||||||||
| CMMT | IF YOUR CUSTODIAN DOES NOT HAVE A POWER OF ATTORNEY (POA) IN PLACE, AN-INDIVIDUAL BENEFICIAL OWNER SIGNED POA MAY BE REQUIRED. | Non-Voting | ||||||||||
| CMMT | TO VOTE SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT IN THE LOCAL MARKET, THE-LOCAL CUSTODIAN WILL TEMPORARILY TRANSFER VOTED SHARES TO A SEPARATE ACCOUNT-IN THE BENEFICIAL OWNER’S NAME ON THE PROXY VOTING DEADLINE AND TRANSFER BACK-TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING DATE. | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||
| 2 | ELECTION OF PERSON TO CHAIR THE MEETING | Management | No Action | |||||||||
| 3 | ELECTION OF A PERSON TO COSIGN THE MINUTES | Management | No Action | |||||||||
| 4 | APPROVAL OF NOTICE AND AGENDA | Management | No Action | |||||||||
| 5 | APPROVAL OF ANNUAL ACCOUNTS AND BOARD OF DIRECTORS REPORT FOR 2022. DIVIDEND PAYMENT | Management | No Action | |||||||||
| 6 | REPORT REGARDING CORPORATE GOVERNANCE | Non-Voting | ||||||||||
| 7.1 | STIPULATION OF REMUNERATION: REMUNERATION TO THE BOARD MEMBERS | Management | No Action | |||||||||
| 7.2 | STIPULATION OF REMUNERATION: REMUNERATION TO THE AUDIT AND SOCIAL RESPONSIBILITY AND SUSTAINABILITY COMMITTEE | Management | No Action | |||||||||
| 7.3 | STIPULATION OF REMUNERATION: REMUNERATION TO THE NOMINATION COMMITTEE | Management | No Action | |||||||||
| 7.4 | STIPULATION OF REMUNERATION: REMUNERATION TO THE COMPANY’S AUDITOR | Management | No Action | |||||||||
| 8.1A | ELECTION BOARD OF DIRECTOR: BOARD MEMBER, SIREN M. GROENHAUG | Management | No Action | |||||||||
| 8.1B | ELECTION BOARD OF DIRECTOR: BOARD MEMBER, ERIK DROENEN MELINGEN | Management | No Action | |||||||||
| 8.1C | ELECTION BOARD OF DIRECTOR: BOARD MEMBER, HEGE SOLBAKKEN | Management | No Action | |||||||||
| 8.2A | ELECTIONS: NOMINATION COMMITTEE: COMMITTEE MEMBER, NINA SANDNES | Management | No Action | |||||||||
| 9 | AUTHORISATION TO INCREASE THE COMPANY’S SHARE CAPITAL | Management | No Action | |||||||||
| 10 | AUTHORISATION TO PURCHASE OWN SHARES | Management | No Action | |||||||||
| 11 | REMUNERATION REPORT FOR LEADING PERSONNEL | Management | No Action | |||||||||
| 12A | Proposed AMENDMENT TO THE ARTICLES OF ASSOCIATION: AMENDMENT OF ARTICLE 8 OF THE ARTICLES OF ASSOCIATION |
Management | No Action | |||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | 08 MAY 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF RESOLUTION 8.2A AND ADDITION OF COMMENTS. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| CMMT | 08 MAY 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- | Non-Voting | ||||||||||
| MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||
| CMMT | 08 MAY 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||
| ALAMOS GOLD INC. | ||||||||||||
| Security | 011532108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AGI | Meeting Date | 25-May-2023 | |||||||||
| ISIN | CA0115321089 | Agenda | 935832320 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | Elaine Ellingham | For | For | |||||||||
| 2 | David Fleck | For | For | |||||||||
| 3 | David Gower | For | For | |||||||||
| 4 | Claire M. Kennedy | For | For | |||||||||
| 5 | John A. McCluskey | For | For | |||||||||
| 6 | Monique Mercier | For | For | |||||||||
| 7 | Paul J. Murphy | For | For | |||||||||
| 8 | J. Robert S. Prichard | For | For | |||||||||
| 9 | Shaun Usmar | For | For | |||||||||
| 2 | Re-appoint KPMG LLP as auditors of the Company for the ensuing year and authorizing the directors to fix their remuneration. | Management | For | For | ||||||||
| 3 | To consider, and if deemed advisable, pass a resolution to approve an advisory resolution on the Company’s approach to executive compensation. | Management | For | For | ||||||||
| GERRESHEIMER AG | ||||||||||||
| Security | D2852S109 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 07-Jun-2023 | ||||||||||
| ISIN | DE000A0LD6E6 | Agenda | 717143779 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | ||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR SHORT FISCAL YEAR 2022 | Non-Voting | ||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.25 PER SHARE | Management | No Action | |||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 5 | RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL YEAR 2023 AND FOR THE REVIEW OF INTERIM FINANCIAL STATEMENTS FOR THE FIRST HALF OF FISCAL YEAR 2023 | Management | No Action | |||||||||
| 6 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||
| 7 | APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS UNTIL 2025 | Management | No Action | |||||||||
| 8 | APPROVE CREATION OF EUR 6.9 MILLION POOL OF AUTHORIZED CAPITAL I WITH OR WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS | Management | No Action | |||||||||
| 9 | APPROVE CREATION OF EUR 3.5 MILLION POOL OF AUTHORIZED CAPITAL II WITH OR WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS | Management | No Action | |||||||||
| 10 | APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 500 MILLION; APPROVE CREATION OF EUR 3.5 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | Management | No Action | |||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE MATERIAL URL DROPDOWN AT THE TOP OF THE BALLOT.-THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE.-FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | Non-Voting | ||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | Non-Voting | ||||||||||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE. | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| XILAM ANIMATION | ||||||||||||
| Security | F9858B103 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 08-Jun-2023 | ||||||||||
| ISIN | FR0004034072 | Agenda | 717171817 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | ||||||||||
| CMMT | FOR FRENCH MEETINGS ‘ABSTAIN’ IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-‘AGAINST.’ IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||
| CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE- COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY- FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||
| 1 | APPROVAL OF THE COMPANY FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED ON DECEMBER 31ST 2022 | Management | No Action | |||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED ON DECEMBER 31ST 2022 | Management | No Action | |||||||||
| 3 | ALLOCATION OF THE RESULT FOR THE FISCAL YEAR ENDED ON DECEMBER 31ST 2022 | Management | No Action | |||||||||
| 4 | APPROVAL OF THE STATUTORY AUDITORS’ SPECIAL REPORT PREPARED IN ACCORDANCE WITH ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| 5 | APPROVAL OF AN AMENDMENT TO A TECHNICAL SERVICES AGREEMENT OF PRODUCTION RELATED TO THE ANIMATED SERIES CHIP AND DALE SEASON 2 CONCLUDED BETWEEN XILAM STUDIO PARIS AND LES FILMS DU GORAK AS A CONVENTION SUBJECT TO THE PROVISIONS OF THE ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| 6 | APPROVAL OF A TECHNICAL SUPPLY AGREEMENT FOR PRODUCTION SERVICES RELATING TO THE ANIMATED SERIES “THE DOOMIES” CONCLUDED BETWEEN XILAM STUDIO PARIS AND LES FILMS DU GORAK IN AS AN AGREEMENT SUBJECT TO THE PROVISIONS OF ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| 7 | APPROVAL OF THE COMPENSATION ELEMENTS AND BENEFITS OF ANY KIND PAID OR ALLOCATED TO THE CHIEF EXECUTIVE OFFICER FOR THE FISCAL YEAR 2022 | Management | No Action | |||||||||
| 8 | APPROVAL OF INFORMATION RELATING TO THE COMPENSATION OF CORPORATE OFFICERS MENTIONED IN I OF ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| 9 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||
| 10 | APPROVAL OF THE COMPENSATION POLICY FOR THE DIRECTORS | Management | No Action | |||||||||
| 11 | APPOINTMENT OF GEA AUDIT COMPANY AS JOINT STATUTORY AUDITOR | Management | No Action | |||||||||
| 12 | DISCHARGE THE MEMBERS OF THE BOARD OF DIRECTORS OF THEIR MANAGEMENT DURING THE FINANCIAL YEAR ENDED DECEMBER 31, 2022 | Management | No Action | |||||||||
| 13 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY’S SHARES | Management | No Action | |||||||||
| 14 | POWERS FOR FORMALITIES | Management | No Action | |||||||||
| 15 | DELEGATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES | Management | No Action | |||||||||
| 16 | POWERS FOR LEGAL FORMALITIES | Management | No Action | |||||||||
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2023/0428/202 304-282301107.pdf | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| ELDORADO GOLD CORPORATION | ||||||||||||
| Security | 284902509 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EGO | Meeting Date | 08-Jun-2023 | |||||||||
| ISIN | CA2849025093 | Agenda | 935852310 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A | Election of Director - Carissa Browning | Management | For | For | ||||||||
| 1B | Election of Director - George Burns | Management | For | For | ||||||||
| 1C | Election of Director - Teresa Conway | Management | For | For | ||||||||
| 1D | Election of Director - Catharine Farrow | Management | For | For | ||||||||
| 1E | Election of Director - Pamela Gibson | Management | For | For | ||||||||
| 1F | Election of Director - Judith Mosely | Management | For | For | ||||||||
| 1G | Election of Director - Steven Reid | Management | For | For | ||||||||
| 1H | Election of Director - Stephen Walker | Management | For | For | ||||||||
| 1I | Election of Director - John Webster | Management | For | For | ||||||||
| 2 | Appointment of KPMG as Auditors of the Company for the ensuing year. | Management | For | For | ||||||||
| 3 | Authorize the Directors to fix the Auditor’s pay. | Management | For | For | ||||||||
| 4 | Approve an ordinary resolution as set out in the management proxy circular supporting the Company’s approach to executive compensation on an advisory basis. | Management | For | For | ||||||||
| BENETEAU SA | ||||||||||||
| Security | F09419106 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 15-Jun-2023 | ||||||||||
| ISIN | FR0000035164 | Agenda | 717225026 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | ||||||||||
| CMMT | FOR FRENCH MEETINGS ‘ABSTAIN’ IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-‘AGAINST.’ IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||
| CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE- COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY- FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||
| 1 | APPROVAL OF THE COMPANY FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED ON DECEMBER 31ST 2022 | Management | No Action | |||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED ON DECEMBER 31ST 2022 | Management | No Action | |||||||||
| 3 | ALLOCATION OF THE RESULT AND DETERMINATION OF THE DIVIDEND | Management | No Action | |||||||||
| 4 | APPROVAL OF THE AGREEMENTS REFERRED TO IN ARTICLE L. 225-38 ET SEQ. OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| 5 | EXAMINATION AND APPROVAL OF THE COMPENSATION POLICY OF CORPORATE OFFICERS | Management | No Action | |||||||||
| 6 | EXAMINATION AND APPROVAL OF THE INFORMATION RELATING TO THE COMPENSATION OF EACH CORPORATE OFFICER MENTIONED IN I OF ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| 7 | APPROVAL OF THE COMPONENTS OF THE COMPENSATION PAID OR GRANTED FOR THE FISCAL YEAR ENDED ON DECEMBER 31ST 2022, TO MR. YVES LYON-CAEN, CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 8 | APPROVAL OF THE COMPONENTS OF THE COMPENSATION PAID OR ALLOCATED FOR THE FISCAL YEAR ENDED ON DECEMBER 31ST 2022, TO MR. BRUNO THIVOYON, MANAGING DIRECTOR | Management | No Action | |||||||||
| 9 | APPROVAL OF THE COMPONENTS OF THE COMPENSATION PAID OR ALLOCATED FOR THE FISCAL YEAR ENDED ON DECEMBER 31ST 2022, TO MR. GIANGUIDO GIROTTI, DEPUTY MANAGING DIRECTOR | Management | No Action | |||||||||
| 10 | APPROVAL OF THE COMPONENTS OF THE COMPENSATION PAID OR ALLOCATED FOR THE FISCAL YEAR ENDED ON DECEMBER 31ST 2022, TO MR. JEROME DE METZ, FORMER CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||
| 11 | APPROVAL OF THE COMPONENTS OF THE COMPENSATION PAID OR ALLOCATED FOR THE FISCAL YEAR ENDED ON DECEMBER 31ST 2022, TO MR. JEAN-PAUL CHAPELEAU, FORMER DEPUTY MANAGING DIRECTOR | Management | No Action | |||||||||
| 12 | RENEWAL OF THE TERM OF OFFICE OF MRS. ANNE LEITZGEN AS DIRECTOR | Management | No Action | |||||||||
| 13 | RENEWAL OF THE TERM OF OFFICE OF MR. LOUIS- CLAUDE ROUX AS DIRECTOR | Management | No Action | |||||||||
| 14 | AUTHORIZATION FOR THE COMPANY TO BUY BACK ITS OWN SHARES | Management | No Action | |||||||||
| 15 | AUTHORIZATION TO THE BOARD OF DIRECTORS, TO PROCEED WITH AN ALLOCATION OF EXISTING OR FUTURE SHARES FREE OF CHARGE, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOR OF EMPLOYEES OR CORPORATE OFFICERS OF THE COMPANY AND ITS SUBSIDIARIES WITHIN THE LIMIT OF 1,5% OF THE CAPITAL OF WHICH A MAXIMUM OF 40% MAY BE ALLOCATED TO THE CORPORATE OFFICERS | Management | No Action | |||||||||
| 16 | DELEGATION OF AUTHORITY TO ISSUE SHARES, EQUITY SECURITIES GIVING ACCESS TO OTHER EQUITY SECURITIES OR TO THE ALLOCATION OF DEBT SECURITIES AND-OR EQUITY SECURITIES GIVING ACCESS TO COMPANYS EQUITY SECURITIES WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOR OF MEMBERS OF A COMPANY SAVINGS PLAN OF THE GROUP UP TO A MAXIMAL AMOUNT OF EUR 21,000.00 | Management | No Action | |||||||||
| 17 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS, FOR A 26 MONTH-PERIOD, TO CANCEL SHARES HELD BY THE COMPANY FOLLOWING THE BUYBACK OF ITS OWN SHARES | Management | No Action | |||||||||
| 18 | POWERS FOR FORMALITIES | Management | No Action | |||||||||
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2023/0510/202 305-102301482.pdf | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE | Non-Voting | ||||||||||
| TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | ||||||||||||
| CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||
| TERAOKA SEISAKUSHO CO.,LTD. | ||||||||||||
| Security | J83130104 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 22-Jun-2023 | ||||||||||
| ISIN | JP3546000005 | Agenda | 717315089 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2 | Appoint a Director Yoshida, Masahiro | Management | For | For | ||||||||
| 3.1 | Appoint a Corporate Auditor Nomiyama, Yutaka | Management | Against | Against | ||||||||
| 3.2 | Appoint a Corporate Auditor Watanabe, Jun | Management | Against | Against | ||||||||
| 3.3 | Appoint a Corporate Auditor Miyake, Masaki | Management | Against | Against | ||||||||
| 4 | Appoint a Substitute Corporate Auditor Sugaya, Masayuki | Management | Against | Against | ||||||||
| TAKARA BIO INC. | ||||||||||||
| Security | J805A2106 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 23-Jun-2023 | ||||||||||
| ISIN | JP3460200003 | Agenda | 717320460 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2.1 | Appoint a Director Nakao, Koichi | Management | Against | Against | ||||||||
| 2.2 | Appoint a Director Mineno, Junichi | Management | For | For | ||||||||
| 2.3 | Appoint a Director Hamaoka, Yo | Management | For | For | ||||||||
| 2.4 | Appoint a Director Miyamura, Tsuyoshi | Management | For | For | ||||||||
| 2.5 | Appoint a Director Kusakabe, Katsuhiko | Management | Against | Against | ||||||||
| 2.6 | Appoint a Director Kimura, Mutsumi | Management | For | For | ||||||||
| 2.7 | Appoint a Director Kawashima, Nobuko | Management | For | For | ||||||||
| 2.8 | Appoint a Director Kimura, Kazuko | Management | For | For | ||||||||
| 2.9 | Appoint a Director Matsumura, Noriomi | Management | For | For | ||||||||
| 3.1 | Appoint a Corporate Auditor Kita, Akihiko | Management | For | For | ||||||||
| 3.2 | Appoint a Corporate Auditor Tamaki, Masahide | Management | For | For | ||||||||
| AZ-COM MARUWA HOLDINGS INC. | ||||||||||||
| Security | J40587107 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 27-Jun-2023 | ||||||||||
| ISIN | JP3879170003 | Agenda | 717379033 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2.1 | Appoint a Director Wasami, Masaru | Management | For | For | ||||||||
| 2.2 | Appoint a Director Yamamoto, Teruaki | Management | For | For | ||||||||
| 2.3 | Appoint a Director Kuzuno, Masanao | Management | For | For | ||||||||
| 2.4 | Appoint a Director Fujita, Tsutomu | Management | For | For | ||||||||
| 2.5 | Appoint a Director Motohashi, Katsunobu | Management | Against | Against | ||||||||
| 2.6 | Appoint a Director Iwasaki, Akinori | Management | For | For | ||||||||
| 2.7 | Appoint a Director Ogura, Tomoki | Management | For | For | ||||||||
| 2.8 | Appoint a Director Yamakawa, Yukio | Management | For | For | ||||||||
| 2.9 | Appoint a Director Tachi, Itsushi | Management | For | For | ||||||||
| 2.10 | Appoint a Director Saigo, Masami | Management | For | For | ||||||||
| 2.11 | Appoint a Director Funamoto, Miwako | Management | For | For | ||||||||
| 3 | Appoint a Corporate Auditor Monguchi, Masato | Management | Against | Against | ||||||||
| AIDA ENGINEERING,LTD. | ||||||||||||
| Security | J00546101 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 27-Jun-2023 | ||||||||||
| ISIN | JP3102400003 | Agenda | 717386634 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2.1 | Appoint a Director Aida, Kimikazu | Management | Against | Against | ||||||||
| 2.2 | Appoint a Director Suzuki, Toshihiko | Management | For | For | ||||||||
| 2.3 | Appoint a Director Ugawa, Hiromitsu | Management | For | For | ||||||||
| 2.4 | Appoint a Director Yap Teck Meng | Management | For | For | ||||||||
| 2.5 | Appoint a Director Gomi, Hirofumi | Management | For | For | ||||||||
| 2.6 | Appoint a Director Mochizuki, Mikio | Management | For | For | ||||||||
| 2.7 | Appoint a Director Iguchi, Isao | Management | For | For | ||||||||
| 2.8 | Appoint a Director Kado, Kiyoe | Management | For | For | ||||||||
| MANCHESTER UNITED PLC | ||||||||||||
| Security | G5784H106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MANU | Meeting Date | 28-Jun-2023 | |||||||||
| ISIN | KYG5784H1065 | Agenda | 935859592 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Avram Glazer | Management | For | For | ||||||||
| 1b. | Election of Director: Joel Glazer | Management | For | For | ||||||||
| 1c. | Election of Director: Richard Arnold | Management | For | For | ||||||||
| 1d. | Election of Director: Cliff Baty | Management | For | For | ||||||||
| 1e. | Election of Director: Kevin Glazer | Management | For | For | ||||||||
| 1f. | Election of Director: Bryan Glazer | Management | For | For | ||||||||
| 1g. | Election of Director: Darcie Glazer Kassewitz | Management | For | For | ||||||||
| 1h. | Election of Director: Edward Glazer | Management | For | For | ||||||||
| 1i. | Election of Director: Robert Leitâo | Management | For | For | ||||||||
| 1j. | Election of Director: Manu Sawhney | Management | For | For | ||||||||
| 1k. | Election of Director: John Hooks | Management | For | For | ||||||||
| 1l. | Election of Director: Patrick Stewart | Management | For | For | ||||||||
| NYNOMIC AG | ||||||||||||
| Security | D56249101 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 29-Jun-2023 | ||||||||||
| ISIN | DE000A0MSN11 | Agenda | 717274637 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | ||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2022 | Non-Voting | ||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND OMISSION OF DIVIDENDS | Management | No Action | |||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBERS FABIAN PETERS AND MAIK MUELLER FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBERS HANS WOERMCKE, SVEN CLAUSSEN AND HARTMUT HARBECK FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 5 | RATIFY CLAUSS PAAL & PARTNER MBB AS AUDITORS FOR FISCAL YEAR 2023 | Management | No Action | |||||||||
| 6 | APPROVE AFFILIATION AGREEMENT WITH LAYTEC AKTIENGESELLSCHAFT | Management | No Action | |||||||||
| 7 | APPROVE CREATION OF EUR 3.3 MILLION POOL OF AUTHORIZED CAPITAL WITH OR WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS | Management | No Action | |||||||||
| 8 | APPROVE STOCK OPTION PLAN FOR KEY EMPLOYEES; APPROVE CREATION OF EUR 529,632 POOL OF CONDITIONAL CAPITAL TO GUARANTEE CONVERSION RIGHTS | Management | No Action | |||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU | Non-Voting | ||||||||||
| HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | ||||||||||||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| JGC HOLDINGS CORPORATION | ||||||||||||
| Security | J26945105 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 29-Jun-2023 | ||||||||||
| ISIN | JP3667600005 | Agenda | 717367583 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2.1 | Appoint a Director Sato, Masayuki | Management | For | For | ||||||||
| 2.2 | Appoint a Director Ishizuka, Tadashi | Management | For | For | ||||||||
| 2.3 | Appoint a Director Terajima, Kiyotaka | Management | For | For | ||||||||
| 2.4 | Appoint a Director Yamada, Shoji | Management | For | For | ||||||||
| 2.5 | Appoint a Director Endo, Shigeru | Management | For | For | ||||||||
| 2.6 | Appoint a Director Matsushima, Masayuki | Management | For | For | ||||||||
| 2.7 | Appoint a Director Yao, Noriko | Management | For | For | ||||||||
| 3 | Appoint a Corporate Auditor Oki, Kazuya | Management | For | For | ||||||||
| 4 | Approve Details of the Performance-based Stock Compensation to be received by Directors (Excluding Outside Directors) | Management | For | For | ||||||||
|
ProxyEdge Meeting Date Range: 07/01/2022 - 06/30/2023 The Gabelli Global Rising Income & Dividend Fund |
Report Date: 07/01/2023 1 |
Investment Company Report
| GSK PLC | ||||||||||||||
| Security | 37733W105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GSK | Meeting Date | 06-Jul-2022 | |||||||||||
| ISIN | US37733W1053 | Agenda | 935675112 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Demerger Resolution | Management | For | For | ||||||||||
| 2. | Related Party Transactions Resolution | Management | For | For | ||||||||||
| SEVERN TRENT PLC | ||||||||||||||
| Security | G8056D159 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 07-Jul-2022 | ||||||||||||
| ISIN | GB00B1FH8J72 | Agenda | 715768442 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 01 | RECEIVE THE REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 MARCH 2022 | Management | For | For | ||||||||||
| 02 | APPROVE THE DIRECTORS REMUNERATION REPORT | Management | For | For | ||||||||||
| 03 | DECLARE A FINAL ORDINARY DIVIDEND IN RESPECT OF THE YEAR ENDED 31 MARCH 2022 | Management | For | For | ||||||||||
| 04 | REAPPOINT KEVIN BEESTON | Management | For | For | ||||||||||
| 05 | REAPPOINT JAMES BOWLING | Management | For | For | ||||||||||
| 06 | REAPPOINT JOHN COGHLAN | Management | For | For | ||||||||||
| 07 | APPOINT TOM DELAY | Management | For | For | ||||||||||
| 08 | REAPPOINT LIV GARFIELD | Management | For | For | ||||||||||
| 09 | REAPPOINT CHRISTINE HODGSON | Management | For | For | ||||||||||
| 10 | REAPPOINT SHARMILA NEBHRAJANI | Management | For | For | ||||||||||
| 11 | REAPPOINT PHILIP REMNANT | Management | For | For | ||||||||||
| 12 | APPOINT GILLIAN SHELDON | Management | For | For | ||||||||||
| 13 | REAPPOINT DELOITTE LLP AS AUDITOR OF THE COMPANY | Management | For | For | ||||||||||
| 14 | AUTHORISE THE AUDIT AND RISK COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | For | For | ||||||||||
| 15 | AUTHORISE THE COMPANY AND ALL COMPANIES WHICH ARE SUBSIDIARIES OF THE COMPANY TO MAKE POLITICAL DONATIONS NOT EXCEEDING 50000 IN TOTAL | Management | For | For | ||||||||||
| 16 | RENEW THE COMPANY’S AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||||
| 17 | DISAPPLY PRE-EMPTION RIGHTS ON UP TO FIVE PERCENT OF THE ISSUED CAPITAL | Management | Abstain | Against | ||||||||||
| 18 | DISAPPLY PRE-EMPTION RIGHTS ON UP TO AN ADDITIONAL 5 PER CENT OF THE ISSUED SHARE CAPITAL IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT | Management | For | For | ||||||||||
| 19 | AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS ORDINARY SHARES | Management | For | For | ||||||||||
| 20 | ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||
| 21 | AUTHORISE GENERAL MEETINGS OF THE COMPANY OTHER THAN ANNUAL GENERAL MEETINGS TO BE CALLED ON NOT LESS THAN 14 CLEAR DAYS NOTICE | Management | For | For | ||||||||||
| CLOVIS ONCOLOGY, INC. | ||||||||||||||
| Security | 189464100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CLVS | Meeting Date | 07-Jul-2022 | |||||||||||
| ISIN | US1894641000 | Agenda | 935632326 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Brian G. Atwood | For | For | |||||||||||
| 2 | James C. Blair | For | For | |||||||||||
| 3 | Richard A. Fair | For | For | |||||||||||
| 4 | Paul H. Klingenstein | For | For | |||||||||||
| 2. | Approval of an amendment to our Amended and Restated Certificate of Incorporation to effect a reverse stock split of our common stock at a ratio of 1-for-7 (the “Reverse Stock Split”). | Management | For | For | ||||||||||
| 3. | Approval of an amendment to our Amended and Restated Certificate of Incorporation to decrease, concurrent with and conditioned upon the implementation of the Reverse Stock Split, the number of authorized shares of common stock from 200,000,000 to 57,142,000 shares. | Management | For | For | ||||||||||
| 4. | Approval of an amendment and restatement of our Amended and Restated 2020 Stock Incentive Plan to increase the number of shares available for issuance under the plan by 4,000,000 shares (prior to giving effect to the Reverse Stock Split), concurrent with and conditioned upon the implementation of the Reverse Stock Split. | Management | Against | Against | ||||||||||
| 5. | Approval of an advisory proposal on compensation of the Company’s named executive officers, as disclosed in the attached proxy statement. | Management | For | For | ||||||||||
| 6. | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2022. | Management | For | For | ||||||||||
| 7. | Approval of an adjournment of the Annual Meeting, if necessary or appropriate, to solicit additional proxies. | Management | For | For | ||||||||||
| SISTEMA PJSFC | ||||||||||||||
| Security | 48122U204 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 09-Jul-2022 | ||||||||||||
| ISIN | US48122U2042 | Agenda | 715839900 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | IN ACCORDANCE WITH NEW RUSSIAN FEDERATION LEGISLATION REGARDING FOREIGN-OWNERSHIP DISCLOSURE REQUIREMENTS FOR ADR SECURITIES, ALL SHAREHOLDERS WHO-WISH TO PARTICIPATE IN THIS EVENT MUST DISCLOSE THEIR BENEFICIAL OWNER-COMPANY REGISTRATION NUMBER AND DATE OF COMPANY REGISTRATION. BROADRIDGE WILL-INTEGRATE THE RELEVANT DISCLOSURE INFORMATION WITH THE VOTE INSTRUCTION WHEN-IT IS ISSUED TO THE LOCAL MARKET AS LONG AS THE DISCLOSURE INFORMATION HAS-BEEN PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS INFORMATION HAS NOT BEEN-PROVIDED BY YOUR GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE REJECTED | Non-Voting | ||||||||||||
| 1 | APPROVE EARLY TERMINATION OF POWERS OF BOARD OF DIRECTORS | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE CUMULATIVE VOTING APPLIES TO THIS RESOLUTION REGARDING THE-ELECTION OF DIRECTORS. OUT OF THE 9 DIRECTORS PRESENTED FOR ELECTION, A-MAXIMUM OF 9 DIRECTORS ARE TO BE ELECTED. BROADRIDGE WILL APPLY CUMULATIVE-VOTING EVENLY AMONG ONLY DIRECTORS FOR WHOM YOU VOTE ‘FOR,’ AND WILL SUBMIT-INSTRUCTION TO THE LOCAL AGENT IN THIS MANNER. CUMULATIVE VOTES CANNOT BE-APPLIED UNEVENLY AMONG DIRECTORS VIA PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,-PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. STANDING INSTRUCTIONS HAVE-BEEN REMOVED FOR THIS MEETING. IF YOU HAVE FURTHER QUESTIONS PLEASE CONTACT-YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | ||||||||||||
| 2.1 | ELECT ANNA BELOVA AS DIRECTOR | Management | No Action | |||||||||||
| 2.2 | ELECT DANIEL WOLFE AS DIRECTOR | Management | No Action | |||||||||||
| 2.3 | ELECT OLEG VIUGIN AS DIRECTOR | Management | No Action | |||||||||||
| 2.4 | ELECT IAROSLAV KUZMINOV AS DIRECTOR | Management | No Action | |||||||||||
| 2.5 | ELECT NIKOLAI MIKHAILOV AS DIRECTOR | Management | No Action | |||||||||||
| 2.6 | ELECT TAGIR SITDEKOV AS DIRECTOR | Management | No Action | |||||||||||
| 2.7 | ELECT ALI UZDENOV AS DIRECTOR | Management | No Action | |||||||||||
| 2.8 | ELECT ELENA CHIKISHEVA AS DIRECTOR | Management | No Action | |||||||||||
| 2.9 | ELECT MIKHAIL SHAMOLIN AS DIRECTOR | Management | No Action | |||||||||||
| NATIONAL GRID PLC | ||||||||||||||
| Security | 636274409 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NGG | Meeting Date | 11-Jul-2022 | |||||||||||
| ISIN | US6362744095 | Agenda | 935677116 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | To receive the Annual Report and Accounts | Management | For | For | ||||||||||
| 2 | To declare a final dividend | Management | For | For | ||||||||||
| 3 | To re-elect Paula Rosput Reynolds | Management | For | For | ||||||||||
| 4 | To re-elect John Pettigrew | Management | For | For | ||||||||||
| 5 | To re-elect Andy Agg | Management | For | For | ||||||||||
| 6 | To re-elect Thérèse Esperdy | Management | For | For | ||||||||||
| 7 | To re-elect Liz Hewitt | Management | For | For | ||||||||||
| 8 | To elect Ian Livingston | Management | For | For | ||||||||||
| 9 | To elect Iain Mackay | Management | For | For | ||||||||||
| 10 | To elect Anne Robinson | Management | For | For | ||||||||||
| 11 | To re-elect Earl Shipp | Management | For | For | ||||||||||
| 12 | To re-elect Jonathan Silver | Management | For | For | ||||||||||
| 13 | To elect Tony Wood | Management | For | For | ||||||||||
| 14 | To elect Martha Wyrsch | Management | For | For | ||||||||||
| 15 | To re-appoint Deloitte LLP as the Company’s auditor | Management | For | For | ||||||||||
| 16 | To authorise the Audit & Risk Committee of the Board to set the auditor’s remuneration | Management | For | For | ||||||||||
| 17 | To approve the Directors’ Remuneration Policy | Management | For | For | ||||||||||
| 18 | To approve the Directors’ Remuneration Report excluding the Directors’ Remuneration Policy | Management | For | For | ||||||||||
| 19 | To approve the Climate Transition Plan | Management | Abstain | Against | ||||||||||
| 20 | To authorise the Company to make political donations | Management | For | For | ||||||||||
| 21 | To authorise the Directors to allot Shares | Management | For | For | ||||||||||
| 22 | To authorise the Directors to operate the Scrip Dividend Scheme | Management | For | For | ||||||||||
| 23 | To authorise capitalising reserves for the Scrip Dividend Scheme | Management | For | For | ||||||||||
| 24 | To disapply pre-emption rights (special resolution) | Management | Abstain | Against | ||||||||||
| 25 | To disapply pre-emption rights for acquisitions (special resolution) | Management | For | For | ||||||||||
| 26 | To authorise the Company to purchase its own Shares (special resolution) | Management | For | For | ||||||||||
| 27 | To authorise the Directors to hold general meetings on 14 clear days’ notice (special resolution) | Management | For | For | ||||||||||
| AVEVA GROUP PLC | ||||||||||||||
| Security | G06812120 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 15-Jul-2022 | ||||||||||||
| ISIN | GB00BBG9VN75 | Agenda | 715802294 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | TO RECEIVE THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 MARCH 2022 | Management | For | For | ||||||||||
| 2 | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT | Management | For | For | ||||||||||
| 3 | TO DECLARE A FINAL DIVIDEND OF 24.5 PENCE PER ORDINARY SHARE IN RESPECT OF THE YEAR ENDED 31 MARCH 2022 | Management | For | For | ||||||||||
| 4 | TO RE-ELECT PHILIP AIKEN AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 5 | TO RE-ELECT PETER HERWECK AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 6 | TO RE-ELECT JAMES KIDD AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 7 | TO RE-ELECT CHRISTOPHER HUMPHREY AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 8 | TO RE-ELECT OLIVIER BLUM AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 9 | TO RE-ELECT PAULA DOWDY AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 10 | TO ELECT AYESHA KHANNA AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 11 | TO ELECT HILARY MAXSON AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 12 | TO RE-ELECT RON MOBED AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 13 | TO ELECT ANNE STEVENS AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 14 | TO APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR OF THE COMPANY | Management | For | For | ||||||||||
| 15 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | For | For | ||||||||||
| 16 | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE | Management | For | For | ||||||||||
| 17 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | ||||||||||
| 18 | TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS | Management | Abstain | Against | ||||||||||
| 19 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | ||||||||||
| 20 | TO ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||
| 21 | TO AUTHORISE THE COMPANY TO CALL GENERAL MEETINGS ON NOT LESS THAN 14 CLEAR DAYS’ NOTICE | Management | For | For | ||||||||||
| REMY COINTREAU SA | ||||||||||||||
| Security | F7725A100 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 21-Jul-2022 | ||||||||||||
| ISIN | FR0000130395 | Agenda | 715798368 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | ||||||||||||
| CMMT | FOR FRENCH MEETINGS ‘ABSTAIN’ IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-‘AGAINST.’ IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
| CMMT | DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY-THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED-AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING-WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF-SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO-ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO-REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY. | Non-Voting | ||||||||||||
| CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE- COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY- FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||||
| CMMT | 15 JUN 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE AND PLEASE NOTE THAT IF YOU HOLD-CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR-YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A-TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE-ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE-COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS-SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL-TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1-DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE-SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE-POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE-BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS-MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
| CMMT | 15 JUN 2022: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://fr.ftp.opendatasoft.com/datadila/JO/BALO/pdf/202 2/0613/202206132202751-.pdf AND PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU- DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| 1 | APPROVAL OF THE COMPANY FINANCIAL STATEMENTS FOR THE 2021/2022 FINANCIAL YEAR | Management | No Action | |||||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2021/2022 FINANCIAL YEAR | Management | No Action | |||||||||||
| 3 | APPROPRIATION OF INCOME AND SETTING OF THE DIVIDEND | Management | No Action | |||||||||||
| 4 | OPTION FOR THE PAYMENT OF THE EXCEPTIONAL DIVIDEND IN SHARES | Management | No Action | |||||||||||
| 5 | AGREEMENTS COVERED BY ARTICLES L. 225-38 ET SEQ. OF THE FRENCH COMMERCIAL CODE AUTHORISED IN PREVIOUS FINANCIAL YEARS AND WHICH CONTINUED TO BE PERFORMED DURING THE 2021/2022 FINANCIAL YEAR | Management | No Action | |||||||||||
| 6 | REAPPOINTMENT OF MRS H L NE DUBRULE AS A BOARD MEMBER | Management | No Action | |||||||||||
| 7 | REAPPOINTMENT OF MR OLIVIER JOLIVET AS A BOARD MEMBER | Management | No Action | |||||||||||
| 8 | REAPPOINTMENT OF MRS MARIE-AM LIE DE LEUSSE AS A BOARD MEMBER | Management | No Action | |||||||||||
| 9 | REAPPOINTMENT OF ORPAR SA AS A BOARD MEMBER | Management | No Action | |||||||||||
| 10 | APPOINTMENT OF MR ALAIN LI AS A BOARD MEMBER | Management | No Action | |||||||||||
| 11 | APPROVAL OF THE INFORMATION REGARDING THE COMPENSATION OF CORPORATE OFFICERS FOR THE 2021/2022 FINANCIAL YEAR REFERRED TO IN ARTICLE L. 22-10-9, I OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 12 | APPROVAL OF THE COMPONENTS OF THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED, IN RESPECT OF THE FINANCIAL YEAR ENDED 31 MARCH 2022, TO MR MARC H RIARD DUBREUIL, CHAIRMAN OF THE BOARD OF DIRECTORS, IN ACCORDANCE WITH ARTICLE L. 22-10-34 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 13 | APPROVAL OF THE COMPONENTS OF THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED, IN RESPECT OF THE FINANCIAL YEAR ENDED 31 MARCH 2022, TO MR RIC VALLAT, CHIEF EXECUTIVE OFFICER, IN ACCORDANCE WITH ARTICLE L. 22-10-34 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 14 | APPROVAL OF THE PRINCIPLES AND CRITERIA USED TO DETERMINE, DISTRIBUTE AND ALLOCATE THE COMPONENTS OF THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND THAT MAY BE AWARDED TO THE CHAIRMAN OF THE BOARD OF DIRECTORS, IN ACCORDANCE WITH ARTICLE L. 22- 10-8, II OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 15 | APPROVAL OF THE PRINCIPLES AND CRITERIA USED TO DETERMINE, DISTRIBUTE AND ALLOCATE THE COMPONENTS OF THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND THAT MAY BE AWARDED TO THE CHIEF EXECUTIVE OFFICER, IN ACCORDANCE WITH ARTICLE L. 22-10-8, II OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 16 | APPROVAL OF THE COMPENSATION POLICY FOR BOARD MEMBERS FOR THE 2022/2023 FINANCIAL YEAR | Management | No Action | |||||||||||
| 17 | COMPENSATION OF BOARD MEMBERS | Management | No Action | |||||||||||
| 18 | AUTHORISATION FOR THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY’S SHARES | Management | No Action | |||||||||||
| 19 | AUTHORISATION ENABLING THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL VIA THE CANCELLATION OF TREASURY SHARES HELD BY THE COMPANY | Management | No Action | |||||||||||
| 20 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE ORDINARY SHARES AND/OR MARKETABLE SECURITIES GIVING ACCESS TO THE COMPANY’S SHARE CAPITAL AND/OR MARKETABLE SECURITIES GIVING RIGHTS TO THE ALLOCATION OF DEBT SECURITIES, WITH MAINTENANCE OF SHAREHOLDERS’ PREFERENTIAL SUBSCRIPTION RIGHTS | Management | No Action | |||||||||||
| 21 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE ORDINARY SHARES AND/OR MARKETABLE SECURITIES GIVING ACCESS TO THE COMPANY’S SHARE CAPITAL AND/OR MARKETABLE SECURITIES GIVING RIGHTS TO THE ALLOCATION OF DEBT SECURITIES, WITH CANCELLATION OF SHAREHOLDERS’ PREFERENTIAL SUBSCRIPTION RIGHTS, BY PUBLIC OFFERING | Management | No Action | |||||||||||
| 22 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE ORDINARY SHARES AND/OR MARKETABLE SECURITIES GIVING ACCESS TO THE SHARE CAPITAL AND/OR MARKETABLE SECURITIES GIVING RIGHTS TO THE ALLOCATION OF DEBT SECURITIES, WITH CANCELLATION OF SHAREHOLDERS’ PREFERENTIAL SUBSCRIPTION RIGHTS, THROUGH PRIVATE PLACEMENTS | Management | No Action | |||||||||||
| 23 | AUTHORISATION FOR THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF EXCESS DEMAND, UP TO A LIMIT OF 15% OF THE INITIAL ISSUE, WITH MAINTENANCE OR CANCELLATION OF SHAREHOLDERS’ PREFERENTIAL SUBSCRIPTION RIGHTS | Management | No Action | |||||||||||
| 24 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO SET THE ISSUE PRICE OF THE SECURITIES TO BE ISSUED, WITH CANCELLATION OF SHAREHOLDERS’ PREFERENTIAL SUBSCRIPTION RIGHTS, BY PUBLIC OFFERING OR BY PRIVATE PLACEMENT, UP TO THE LIMIT OF 10% OF THE SHARE CAPITAL PER YEAR | Management | No Action | |||||||||||
| 25 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE ORDINARY SHARES AND/OR MARKETABLE SECURITIES GIVING ACCESS TO THE SHARE CAPITAL AND/OR MARKETABLE SECURITIES GIVING RIGHTS TO THE ALLOCATION OF DEBT SECURITIES, WITH CANCELLATION OF SHAREHOLDERS’ PREFERENTIAL SUBSCRIPTION RIGHTS, IN THE EVENT OF A PUBLIC EXCHANGE OFFER | Management | No Action | |||||||||||
| 26 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE ORDINARY SHARES AND MARKETABLE SECURITIES GIVING ACCESS TO THE CAPITAL IN CONSIDERATIONS FOR CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY, UP TO THE LIMIT OF 10% OF THE SHARE CAPITAL | Management | No Action | |||||||||||
| 27 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY INCORPORATION OF RESERVES, PROFITS OR PREMIUMS | Management | No Action | |||||||||||
| 28 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO CARRY OUT A CAPITAL INCREASE RESERVED FOR EMPLOYEES OF THE COMPANY OR COMPANIES RELATED TO IT, WITH CANCELLATION OF SHAREHOLDERS’ PREFERENTIAL SUBSCRIPTION RIGHTS | Management | No Action | |||||||||||
| 29 | POWERS TO ACCOMPLISH FORMALITIES | Management | No Action | |||||||||||
| VODAFONE GROUP PLC | ||||||||||||||
| Security | 92857W308 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VOD | Meeting Date | 26-Jul-2022 | |||||||||||
| ISIN | US92857W3088 | Agenda | 935682369 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To receive the Company’s accounts, the strategic report and reports of the Directors and the auditor for the year ended 31 March 2022 | Management | For | For | ||||||||||
| 2. | To re-elect Jean-François van Boxmeer as a Director | Management | For | For | ||||||||||
| 3. | To re-elect Nick Read as a Director | Management | For | For | ||||||||||
| 4. | To re-elect Margherita Della Valle as a Director | Management | For | For | ||||||||||
| 5. | To elect Stephen A. Carter C.B.E. as a Director | Management | For | For | ||||||||||
| 6. | To re-elect Sir Crispin Davis as a Director | Management | For | For | ||||||||||
| 7. | To re-elect Michel Demaré as a Director | Management | For | For | ||||||||||
| 8. | To elect Delphine Ernotte Cunci as a Director | Management | For | For | ||||||||||
| 9. | To re-elect Dame Clara Furse as a Director | Management | For | For | ||||||||||
| 10. | To re-elect Valerie Gooding as a Director | Management | For | For | ||||||||||
| 11. | To elect Deborah Kerr as a Director | Management | For | For | ||||||||||
| 12. | To re-elect Maria Amparo Moraleda Martinez as a Director | Management | For | For | ||||||||||
| 13. | To re-elect David Nish as a Director | Management | For | For | ||||||||||
| 14. | To elect Simon Segars as a Director | Management | For | For | ||||||||||
| 15. | To declare a final dividend of 4.50 eurocents per ordinary share for the year ended 31 March 2022 | Management | For | For | ||||||||||
| 16. | To approve the Annual Report on Remuneration contained in the Remuneration Report of the Board for the year ended 31 March 2022 | Management | For | For | ||||||||||
| 17. | To reappoint Ernst & Young LLP as the Company’s auditor until the end of the next general meeting at which accounts are laid before the Company | Management | For | For | ||||||||||
| 18. | To authorise the Audit and Risk Committee to determine the remuneration of the auditor | Management | For | For | ||||||||||
| 19. | To authorise the Directors to allot shares | Management | For | For | ||||||||||
| 20. | To authorise the Directors to dis-apply pre-emption rights (Special Resolution) | Management | Withheld | Against | ||||||||||
| 21. | To authorise the Directors to dis-apply pre-emption rights up to a further 5 percent for the purposes of financing an acquisition or other capital investment (Special Resolution) | Management | For | For | ||||||||||
| 22. | To authorise the Company to purchase its own shares (Special Resolution) | Management | For | For | ||||||||||
| 23. | To authorise political donations and expenditure | Management | For | For | ||||||||||
| 24. | To authorise the Company to call general meetings (other than AGMs) on 14 clear days’ notice (Special Resolution) | Management | For | For | ||||||||||
| VANTAGE TOWERS AG | ||||||||||||||
| Security | D8T6E6106 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 28-Jul-2022 | ||||||||||||
| ISIN | DE000A3H3LL2 | Agenda | 715810152 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | ||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021/22 | Non-Voting | ||||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.63 PER SHARE | Management | No Action | |||||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2021/22 | Management | No Action | |||||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2021/22 | Management | No Action | |||||||||||
| 5 | RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR FISCAL YEAR 2022/23 | Management | No Action | |||||||||||
| 6 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||||
| 7 | ELECT AMANDA NELSON TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | ||||||||||||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | Non-Voting | ||||||||||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER’S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||||
| CMMT | 16 JUN 2022: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON | Non-Voting | ||||||||||||
| THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||||
| CMMT | 16 JUN 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| SPECTRUM BRANDS HOLDINGS, INC. | ||||||||||||||
| Security | 84790A105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SPB | Meeting Date | 09-Aug-2022 | |||||||||||
| ISIN | US84790A1051 | Agenda | 935688474 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Class I Director: Sherianne James | Management | For | For | ||||||||||
| 1b. | Election of Class I Director: Leslie L. Campbell | Management | For | For | ||||||||||
| 1c. | Election of Class I Director: Joan Chow | Management | For | For | ||||||||||
| 2. | Ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2022. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, the compensation of the Company’s executive officers. | Management | For | For | ||||||||||
| SISTEMA PJSFC | ||||||||||||||
| Security | 48122U204 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 12-Aug-2022 | ||||||||||||
| ISIN | US48122U2042 | Agenda | 715964777 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | APPROVAL OF SISTEMA PJSFC’S ANNUAL REPORT AND ANNUAL FINANCIAL STATEMENTS FOR 2021 | Management | No Action | |||||||||||
| 2 | DISTRIBUTION OF INCOME, THE AMOUNT OF DIVIDENDS TO BE DISTRIBUTED TO SHAREHOLDERS OF SISTEMA PJSFC, THE FORM OF SUCH DISTRIBUTION, AND THE RECORD DATE FOR DETERMINING SHAREHOLDERS ELIGIBLE TO RECEIVE DIVIDENDS | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE CUMULATIVE VOTING APPLIES TO THIS RESOLUTION REGARDING THE-ELECTION OF DIRECTORS. OUT OF THE 9 DIRECTORS PRESENTED FOR ELECTION, A-MAXIMUM OF 9 DIRECTORS ARE TO BE ELECTED. BROADRIDGE WILL APPLY CUMULATIVE-VOTING EVENLY AMONG ONLY DIRECTORS FOR WHOM YOU VOTE ‘FOR,’ AND WILL SUBMIT-INSTRUCTION TO THE LOCAL AGENT IN THIS MANNER. CUMULATIVE VOTES CANNOT BE-APPLIED UNEVENLY AMONG DIRECTORS VIA PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,-PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. STANDING INSTRUCTIONS HAVE-BEEN REMOVED FOR THIS MEETING. IF YOU HAVE FURTHER QUESTIONS PLEASE CONTACT-YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | ||||||||||||
| 3.1 | ELECTION OF SISTEMA’S PJSFC BOARD OF DIRECTOR: ANNA BELOVA | Management | No Action | |||||||||||
| 3.2 | ELECTION OF SISTEMA’S PJSFC BOARD OF DIRECTOR: DANIEL WOLFE | Management | No Action | |||||||||||
| 3.3 | ELECTION OF SISTEMA’S PJSFC BOARD OF DIRECTOR: OLEG VYUGIN | Management | No Action | |||||||||||
| 3.4 | ELECTION OF SISTEMA’S PJSFC BOARD OF DIRECTOR: YAROSLAV KUZMINOV | Management | No Action | |||||||||||
| 3.5 | ELECTION OF SISTEMA’S PJSFC BOARD OF DIRECTOR: NIKOLAY MIKHAILOV | Management | No Action | |||||||||||
| 3.6 | ELECTION OF SISTEMA’S PJSFC BOARD OF DIRECTOR: TAGIR SITDEKOV | Management | No Action | |||||||||||
| 3.7 | ELECTION OF SISTEMA’S PJSFC BOARD OF DIRECTOR: ALI UZDENOV | Management | No Action | |||||||||||
| 3.8 | ELECTION OF SISTEMA’S PJSFC BOARD OF DIRECTOR: ELENA CHIKISHEVA | Management | No Action | |||||||||||
| 3.9 | ELECTION OF SISTEMA’S PJSFC BOARD OF DIRECTOR: MIKHAIL SHAMOLIN | Management | No Action | |||||||||||
| 4.1 | APPOINTMENT OF INDEPENDENT AUDITOR OF SISTEMA PJSFC: APPROVE JSC BUSINESS SOLUTIONS AND TECHNOLOGIES AS THE AUDITOR TO PERFORM THE AUDIT OF 2022 STATUTORY (RAS) FINANCIAL STATEMENTS | Management | No Action | |||||||||||
| 4.2 | APPOINTMENT OF INDEPENDENT AUDITOR OF SISTEMA PJSFC: APPROVE JSC BUSINESS SOLUTIONS AND TECHNOLOGIES AS THE AUDITOR TO PERFORM THE AUDIT OF 2022 IFRS CONSOLIDATED FINANCIAL STATEMENTS | Management | No Action | |||||||||||
| 5 | APPROVAL OF A REVISED POLICY ON REMUNERATION AND COMPENSATIONS FOR MEMBERS OF THE BOARD OF DIRECTORS OF SISTEMA PJSFC | Management | No Action | |||||||||||
| CMMT | IN ACCORDANCE WITH NEW RUSSIAN FEDERATION LEGISLATION REGARDING FOREIGN-OWNERSHIP DISCLOSURE REQUIREMENTS FOR ADR SECURITIES, ALL SHAREHOLDERS WHO-WISH TO PARTICIPATE IN THIS EVENT MUST DISCLOSE THEIR BENEFICIAL OWNER-COMPANY REGISTRATION NUMBER AND DATE OF COMPANY REGISTRATION. BROADRIDGE WILL-INTEGRATE THE RELEVANT DISCLOSURE INFORMATION WITH THE VOTE INSTRUCTION WHEN-IT IS ISSUED TO THE LOCAL MARKET AS LONG AS THE DISCLOSURE INFORMATION HAS-BEEN PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS INFORMATION HAS NOT BEEN-PROVIDED BY YOUR GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE REJECTED | Non-Voting | ||||||||||||
| YASHILI INTERNATIONAL HOLDINGS LTD | ||||||||||||||
| Security | G98340105 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 16-Aug-2022 | ||||||||||||
| ISIN | KYG983401053 | Agenda | 715951958 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2022/ 0729/2022072900391.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2022/ 0729/2022072900387.pdf | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||
| 1 | TO APPROVE THE CHILLED BUSINESS JVS ACQUISITION (WHICH CONSTITUTES A SPECIAL DEAL) PURSUANT TO THE CHILLED BUSINESS SPA, THE TRANSACTIONS CONTEMPLATED THEREUNDER, AND ALL ACTIONS TAKEN OR TO BE TAKEN BY THE COMPANY AND/OR ITS SUBSIDIARIES PURSUANT TO OR INCIDENTAL TO THE CHILLED BUSINESS SPA; AND TO AUTHORIZE ANY ONE DIRECTOR OF THE COMPANY OR ANY TWO DIRECTORS OF THE COMPANY, IF THE AFFIXATION OF THE COMMON SEAL IS NECESSARY, FOR AND ON BEHALF OF THE COMPANY TO DO ALL SUCH THINGS AND EXERCISE ALL POWERS WHICH HE/THEY CONSIDER(S) NECESSARY, DESIRABLE OR EXPEDIENT IN CONNECTION WITH, OR TO IMPLEMENT OR GIVE EFFECT TO, THE CHILLED BUSINESS SPA AND THE TRANSACTIONS CONTEMPLATED THEREUNDER, INCLUDING, WITHOUT LIMITATION, THE EXECUTION, AMENDMENT, SUPPLEMENT, DELIVERY, WAIVER, SUBMISSION AND IMPLEMENTATION OF ANY FURTHER DOCUMENTS OR AGREEMENTS | Management | For | For | ||||||||||
| 2 | TO APPROVE THE DUMEX CHINA DISPOSAL (WHICH CONSTITUTES A MAJOR AND CONNECTED TRANSACTION OF THE COMPANY UNDER THE LISTING RULES AND A SPECIAL DEAL) PURSUANT TO THE DUMEX CHINA SPA, THE TRANSACTIONS CONTEMPLATED THEREUNDER, AND ALL ACTIONS TAKEN OR TO BE TAKEN BY THE COMPANY AND/OR ITS SUBSIDIARIES PURSUANT TO OR INCIDENTAL TO THE DUMEX CHINA SPA; AND TO AUTHORIZE ANY ONE DIRECTOR OF THE COMPANY OR ANY TWO DIRECTORS OF THE COMPANY, IF THE AFFIXATION OF THE COMMON SEAL IS NECESSARY, FOR AND ON BEHALF OF THE | Management | For | For | ||||||||||
| COMPANY TO DO ALL SUCH THINGS AND EXERCISE ALL POWERS WHICH HE/THEY CONSIDER(S) NECESSARY, DESIRABLE OR EXPEDIENT IN CONNECTION WITH, OR TO IMPLEMENT OR GIVE EFFECT TO, THE DUMEX CHINA SPA AND THE TRANSACTIONS CONTEMPLATED THEREUNDER, INCLUDING, WITHOUT LIMITATION, THE EXECUTION, AMENDMENT, SUPPLEMENT, DELIVERY, WAIVER, SUBMISSION AND IMPLEMENTATION OF ANY FURTHER DOCUMENTS OR AGREEMENTS | ||||||||||||||
| 3 | TO APPROVE THE 25% YASHILI ACQUISITION (WHICH CONSTITUTES A SPECIAL DEAL) PURSUANT TO THE 25% YASHILI ACQUISITION SPA, THE TRANSACTIONS CONTEMPLATED THEREUNDER, AND ALL ACTIONS TAKEN OR TO BE TAKEN BY THE COMPANY AND/OR ITS SUBSIDIARIES PURSUANT TO OR INCIDENTAL TO THE 25% YASHILI ACQUISITION SPA; AND TO AUTHORIZE AND ANY ONE DIRECTOR OF THE COMPANY OR ANY TWO DIRECTORS OF THE COMPANY, IF THE AFFIXATION OF THE COMMON SEAL IS NECESSARY, FOR AND ON BEHALF OF THE COMPANY TO DO ALL SUCH THINGS AND EXERCISE ALL POWERS WHICH HE/THEY CONSIDER(S) NECESSARY, DESIRABLE OR EXPEDIENT IN CONNECTION WITH, OR TO IMPLEMENT OR GIVE EFFECT TO, THE 25% YASHILI ACQUISITION SPA AND THE TRANSACTIONS CONTEMPLATED THEREUNDER, INCLUDING, WITHOUT LIMITATION, THE EXECUTION, AMENDMENT, SUPPLEMENT, DELIVERY, WAIVER, SUBMISSION AND IMPLEMENTATION OF ANY FURTHER DOCUMENTS OR AGREEMENTS | Management | For | For | ||||||||||
| PROSUS N.V. | ||||||||||||||
| Security | N7163R103 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 24-Aug-2022 | ||||||||||||
| ISIN | NL0013654783 | Agenda | 715831954 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
| 1. | RECEIVE REPORT OF MANAGEMENT BOARD | Non-Voting | ||||||||||||
| 2. | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||||
| 3. | ADOPT FINANCIAL STATEMENTS | Management | No Action | |||||||||||
| 4. | APPROVE ALLOCATION OF INCOME | Management | No Action | |||||||||||
| 5. | APPROVE DISCHARGE OF EXECUTIVE DIRECTORS | Management | No Action | |||||||||||
| 6. | APPROVE DISCHARGE OF NON-EXECUTIVE DIRECTORS | Management | No Action | |||||||||||
| 7. | APPROVE REMUNERATION POLICY FOR EXECUTIVE AND NON-EXECUTIVE DIRECTORS | Management | No Action | |||||||||||
| 8. | ELECT SHARMISTHA DUBEY AS NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 9.1. | REELECT JP BEKKER AS NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 9.2. | REELECT D MEYER AS NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 9.3. | REELECT SJZ PACAK AS NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 9.4. | REELECT JDT STOFBERG AS NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 10. | RATIFY DELOITTE ACCOUNTANTS B.V. AS AUDITORS | Management | No Action | |||||||||||
| 11. | GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO 10 PERCENT OF ISSUED CAPITAL AND RESTRICT/EXCLUDE PREEMPTIVE RIGHTS | Management | No Action | |||||||||||
| 12. | AUTHORIZE REPURCHASE OF SHARES | Management | No Action | |||||||||||
| 13. | APPROVE REDUCTION IN SHARE CAPITAL THROUGH CANCELLATION OF SHARES | Management | No Action | |||||||||||
| 14. | DISCUSS VOTING RESULTS | Non-Voting | ||||||||||||
| 15. | CLOSE MEETING | Non-Voting | ||||||||||||
| CMMT | 12 JUL 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 1 AND CHANGE IN NUMBERING OF RESOLUTIONS AND ADDITION OF-COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| CMMT | 12 JUL 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| ASHTEAD GROUP PLC | ||||||||||||||
| Security | G05320109 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 06-Sep-2022 | ||||||||||||
| ISIN | GB0000536739 | Agenda | 715936449 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | THAT THE COMPANY’S ANNUAL ACCOUNTS FOR THE YEAR ENDED 30 APRIL 2022, TOGETHER WITH THE DIRECTORS’ REPORT AND THE AUDITOR’S REPORT ON THOSE ACCOUNTS AND ON THE AUDITABLE PART OF THE DIRECTORS’ REMUNERATION REPORT, BE ADOPTED | Management | For | For | ||||||||||
| 2 | THAT THE DIRECTORS’ REMUNERATION REPORT FOR THE YEAR ENDED 30 APRIL 2022 (OTHER THAN THE PART CONTAINING THE DIRECTORS’ REMUNERATION POLICY), WHICH IS SET OUT IN THE ANNUAL REPORT OF THE COMPANY FOR THE YEAR ENDED 30 APRIL 2022, BE APPROVED | Management | For | For | ||||||||||
| 3 | THAT THE FINAL DIVIDEND RECOMMENDED BY THE DIRECTORS OF 67.5 CENTS PER ORDINARY SHARE FOR THE YEAR ENDED 30 APRIL 2022 BE DECLARED PAYABLE ON 9 SEPTEMBER 2022 TO HOLDERS OF ORDINARY SHARES REGISTERED AT THE CLOSE OF BUSINESS ON 12 AUGUST 2022 | Management | For | For | ||||||||||
| 4 | THAT PAUL WALKER BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||||
| 5 | THAT BRENDAN HORGAN BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||||
| 6 | THAT MICHAEL PRATT BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||||
| 7 | THAT ANGUS COCKBURN BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||||
| 8 | THAT LUCINDA RICHES BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||||
| 9 | THAT TANYA FRATTO BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||||
| 10 | THAT LINDSLEY RUTH BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||||
| 11 | THAT JILL EASTERBROOK BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||||
| 12 | THAT RENATA RIBEIRO BE ELECTED AS A DIRECTOR | Management | For | For | ||||||||||
| 13 | THAT DELOITTE LLP BE REAPPOINTED AS AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY | Management | For | For | ||||||||||
| 14 | THAT THE DIRECTORS BE AUTHORISED TO FIX THE REMUNERATION OF THE AUDITOR OF THE COMPANY | Management | For | For | ||||||||||
| 15 | THAT, FOR THE PURPOSES OF SECTION 551 OF THE COMPANIES ACT 2006 (THE ‘ACT’) (AND SO THAT EXPRESSIONS USED IN THIS RESOLUTION SHALL BEAR THE SAME MEANINGS AS IN THE SAID SECTION 551): 15.1 THE DIRECTORS BE AND ARE GENERALLY AND UNCONDITIONALLY AUTHORISED TO EXERCISE ALL POWERS OF THE COMPANY TO ALLOT SHARES AND TO GRANT SUCH SUBSCRIPTION AND CONVERSION RIGHTS AS ARE CONTEMPLATED BY SECTIONS 551(1)(A) AND (B) OF THE ACT, RESPECTIVELY, UP TO A MAXIMUM NOMINAL VALUE OF GBP 14,406,095 TO SUCH PERSONS AND AT SUCH TIMES AND ON SUCH TERMS AS THEY THINK PROPER DURING THE PERIOD EXPIRING AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY (UNLESS PREVIOUSLY REVOKED OR VARIED BY THE COMPANY IN GENERAL MEETING) OR AT 6.00PM ON 6 DECEMBER 2023, WHICHEVER IS SOONER; AND 15.2 THE DIRECTORS BE AND ARE GENERALLY AND UNCONDITIONALLY AUTHORISED TO EXERCISE ALL POWERS OF THE COMPANY TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) IN CONNECTION WITH A RIGHTS ISSUE IN FAVOUR OF THE HOLDERS OF EQUITY SECURITIES AND ANY OTHER PERSONS ENTITLED TO PARTICIPATE IN SUCH ISSUE WHERE THE EQUITY SECURITIES RESPECTIVELY ATTRIBUTABLE TO THE INTERESTS OF SUCH HOLDERS AND PERSONS ARE PROPORTIONATE (AS NEARLY AS MAYBE) TO THE RESPECTIVE NUMBER OF EQUITY SECURITIES HELD BY THEM UP TO AN AGGREGATE NOMINAL VALUE OF GBP 28,812,191, INCLUDING WITHIN SUCH LIMIT ANY EQUITY SECURITIES ALLOTTED UNDER RESOLUTION 15.1 ABOVE, DURING THE PERIOD EXPIRING AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR AT 6.00PM ON 6 DECEMBER 2023, WHICHEVER IS SOONER, SUBJECT ONLY TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY CONSIDER NECESSARY OR EXPEDIENT TO DEAL WITH FRACTIONAL ENTITLEMENTS OR LEGAL OR PRACTICAL PROBLEMS UNDER THE LAWS OR REQUIREMENTS OF ANY RECOGNISED REGULATORY BODY OR STOCK EXCHANGE IN ANY TERRITORY; AND 15.3 THE COMPANY BE AND IS HEREBY AUTHORISED TO MAKE, PRIOR TO THE EXPIRY OF SUCH PERIOD, ANY OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE SUCH SHARES OR RIGHTS TO BE ALLOTTED OR GRANTED AFTER THE EXPIRY OF THE SAID PERIOD AND THE DIRECTORS MAY ALLOT SUCH SHARES OR GRANT SUCH RIGHTS IN PURSUANCE OF ANY | Management | For | For | ||||||||||
| SUCH OFFER OR AGREEMENT NOTWITHSTANDING THE EXPIRY OF THE AUTHORITY GIVEN BY THIS RESOLUTION, SO THAT ALL PREVIOUS AUTHORITIES OF THE DIRECTORS PURSUANT TO THE SAID SECTION 551 BE AND ARE HEREBY REVOKED | ||||||||||||||
| 16 | THAT, SUBJECT TO THE PASSING OF RESOLUTION 15, THE DIRECTORS BE AND ARE EMPOWERED IN ACCORDANCE WITH SECTION 570 OF THE ACT TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) FOR CASH, PURSUANT TO THE AUTHORITY CONFERRED ON THEM TO ALLOT SUCH SHARES OR GRANT SUCH RIGHTS BY THAT RESOLUTION AND/OR WHERE THE ALLOTMENT CONSTITUTES AN ALLOTMENT OF EQUITY SECURITIES BY VIRTUE OF SECTION 560(3) OF THE ACT, AS IF SECTION 561(1) AND SUBSECTIONS (1) - (6) OF SECTION 562 OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT, PROVIDED THAT THE POWER CONFERRED BY THIS RESOLUTION SHALL BE LIMITED TO: 16.1 THE ALLOTMENT OF EQUITY SECURITIES IN CONNECTION WITH AN ISSUE OR OFFERING IN FAVOUR OF HOLDERS OF EQUITY SECURITIES (BUT IN THE CASE OF THE AUTHORITY GRANTED UNDER RESOLUTION 15.2 BY WAY OF A RIGHTS ISSUE ONLY) AND ANY OTHER PERSONS ENTITLED TO PARTICIPATE IN SUCH ISSUE OR OFFERING WHERE THE EQUITY SECURITIES RESPECTIVELY ATTRIBUTABLE TO THE INTERESTS OF SUCH HOLDERS AND PERSONS ARE PROPORTIONATE (AS NEARLY AS MAY BE) TO THE RESPECTIVE NUMBER OF EQUITY SECURITIES HELD BY OR DEEMED TO BE HELD BY THEM ON THE RECORD DATE OF SUCH ALLOTMENT, SUBJECT ONLY TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY CONSIDER NECESSARY OR EXPEDIENT TO DEAL WITH FRACTIONAL ENTITLEMENTS OR LEGAL OR PRACTICAL PROBLEMS UNDER THE LAWS OR REQUIREMENTS OF ANY RECOGNISED REGULATORY BODY OR STOCK EXCHANGE IN ANY TERRITORY; AND 16.2 THE ALLOTMENT (OTHERWISE THAN PURSUANT TO PARAGRAPH 16.1 ABOVE) OF EQUITY SECURITIES UP TO AN AGGREGATE NOMINAL VALUE NOT EXCEEDING GBP 2,160,914, AND THIS POWER, UNLESS RENEWED, SHALL EXPIRE AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR AT 6.00PM ON 6 DECEMBER 2023, WHICHEVER IS SOONER, BUT SHALL EXTEND TO THE MAKING, BEFORE SUCH EXPIRY, OF AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT | Management | For | For | ||||||||||
| REQUIRE EQUITY SECURITIES TO BE ALLOTTED AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES IN PURSUANCE OF SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY CONFERRED HEREBY HAD NOT EXPIRED | ||||||||||||||
| 17 | THAT, SUBJECT TO THE PASSING OF RESOLUTION 15, THE DIRECTORS BE AUTHORISED IN ADDITION TO ANY AUTHORITY GRANTED UNDER RESOLUTION 16 TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) FOR CASH UNDER THE AUTHORITY GIVEN BY RESOLUTION 15 AND/OR TO SELL TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH AUTHORITY TO BE: 17.1 LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES UP TO A NOMINAL VALUE OF GBP 2,160,914; AND 17.2 USED ONLY FOR THE PURPOSE OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS OF THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE DIRECTORS DETERMINE TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE- EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE, SUCH AUTHORITY TO EXPIRE AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR AT 6.00PM ON 6 DECEMBER 2023, WHICHEVER IS SOONER, BUT, IN EACH CASE, PRIOR TO ITS EXPIRY THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES SOLD) AFTER THE AUTHORITY EXPIRES AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED | Management | For | For | ||||||||||
| 18 | THAT THE COMPANY BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSE OF SECTION 701 OF THE ACT TO MAKE MARKET PURCHASES (AS DEFINED IN SECTION 693 OF THE ACT) OF ORDINARY SHARES OF 10P EACH IN THE CAPITAL OF THE COMPANY (‘ORDINARY SHARES’) PROVIDED THAT: 18.1 THE MAXIMUM NUMBER OF ORDINARY SHARES HEREBY AUTHORISED TO BE PURCHASED IS 64,784,211; 18.2 THE MINIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR SUCH ORDINARY SHARES IS 10P PER SHARE, BEING THE NOMINAL VALUE THEREOF; 18.3 THE MAXIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR SUCH ORDINARY SHARES SHALL BE AN AMOUNT EQUAL TO THE HIGHER OF (I) 5%ABOVE THE AVERAGE OF | Management | For | For | ||||||||||
| THE MIDDLE MARKET QUOTATIONS FOR SUCH SHARES TAKEN FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THE PURCHASE IS MADE AND (II) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE OF AN ORDINARY SHARE AND THE HIGHEST CURRENT INDEPENDENT BID FOR AN ORDINARY SHARE AS DERIVED FROM THE TRADING VENUE WHERE THE PURCHASE IS CARRIED OUT; 18.4 THE AUTHORITY HEREBY CONFERRED SHALL (UNLESS PREVIOUSLY RENEWED OR REVOKED) EXPIRE AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR AT 6.00PM ON 6 DECEMBER 2023, WHICHEVER IS SOONER; AND 18.5 THE COMPANY MAY MAKE A CONTRACT TO PURCHASE ITS OWN ORDINARY SHARES UNDER THE AUTHORITY CONFERRED BY THIS RESOLUTION PRIOR TO THE EXPIRY OF SUCH AUTHORITY, AND SUCH CONTRACT WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER THE EXPIRY OF SUCH AUTHORITY, AND THE COMPANY MAY MAKE A PURCHASE OF ITS OWN ORDINARY SHARES IN PURSUANCE OF ANY SUCH CONTRACT | ||||||||||||||
| 19 | THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS’ NOTICE | Management | For | For | ||||||||||
| PATTERSON COMPANIES, INC. | ||||||||||||||
| Security | 703395103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PDCO | Meeting Date | 12-Sep-2022 | |||||||||||
| ISIN | US7033951036 | Agenda | 935691471 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director to have terms expiring in 2023: John D. Buck | Management | For | For | ||||||||||
| 1b. | Election of Director to have terms expiring in 2023: Alex N. Blanco | Management | For | For | ||||||||||
| 1c. | Election of Director to have terms expiring in 2023: Jody H. Feragen | Management | For | For | ||||||||||
| 1d. | Election of Director to have terms expiring in 2023: Robert C. Frenzel | Management | For | For | ||||||||||
| 1e. | Election of Director to have terms expiring in 2023: Philip G. McKoy | Management | For | For | ||||||||||
| 1f. | Election of Director to have terms expiring in 2023: Ellen A. Rudnick | Management | For | For | ||||||||||
| 1g. | Election of Director to have terms expiring in 2023: Neil A. Schrimsher | Management | For | For | ||||||||||
| 1h. | Election of Director to have terms expiring in 2023: Mark S. Walchirk | Management | For | For | ||||||||||
| 2. | Advisory approval of executive compensation. | Management | For | For | ||||||||||
| 3. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending April 29, 2023. | Management | For | For | ||||||||||
| NATHAN’S FAMOUS, INC. | ||||||||||||||
| Security | 632347100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NATH | Meeting Date | 13-Sep-2022 | |||||||||||
| ISIN | US6323471002 | Agenda | 935693211 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Robert J. Eide | For | For | |||||||||||
| 2 | Eric Gatoff | For | For | |||||||||||
| 3 | Brian S. Genson | For | For | |||||||||||
| 4 | Barry Leistner | For | For | |||||||||||
| 5 | Andrew Levine | For | For | |||||||||||
| 6 | Howard M. Lorber | For | For | |||||||||||
| 7 | Wayne Norbitz | For | For | |||||||||||
| 8 | A.F. Petrocelli | For | For | |||||||||||
| 9 | Charles Raich | For | For | |||||||||||
| 2. | Ratification of the appointment of Marcum LLP as the independent registered public accounting firm of Nathan’s Famous, Inc. for fiscal 2023. | Management | For | For | ||||||||||
| DIAGEO PLC | ||||||||||||||
| Security | 25243Q205 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DEO | Meeting Date | 06-Oct-2022 | |||||||||||
| ISIN | US25243Q2057 | Agenda | 935705864 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| O1 | Report and accounts 2022 | Management | For | For | ||||||||||
| O2 | Directors’ remuneration report 2022 | Management | For | For | ||||||||||
| O3 | Declaration of final dividend | Management | For | For | ||||||||||
| O4 | Appointment of Karen Blackett (1,3,4) as a Director | Management | For | For | ||||||||||
| O5 | Re-appointment of Melissa Bethell (1,3,4) as a Director | Management | For | For | ||||||||||
| O6 | Re-appointment of Lavanya Chandrashekar (2) as a Director | Management | For | For | ||||||||||
| O7 | Re-appointment of Valérie Chapoulaud-Floquet (1,3,4) as a Director | Management | For | For | ||||||||||
| O8 | Re-appointment of Javier Ferrán (3*) as a Director | Management | For | For | ||||||||||
| O9 | Re-appointment of Susan Kilsby (1,3,4*) as a Director | Management | For | For | ||||||||||
| O10 | Re-appointment of Sir John Manzoni (1,3,4) as a Director | Management | For | For | ||||||||||
| O11 | Re-appointment of Lady Mendelsohn (1,3,4) as a Director | Management | For | For | ||||||||||
| O12 | Re-appointment of Ivan Menezes (2*) as a Director | Management | For | For | ||||||||||
| O13 | Re-appointment of Alan Stewart (1*,3,4) as a Director | Management | For | For | ||||||||||
| O14 | Re-appointment of Ireena Vittal (1,3,4) as a Director | Management | For | For | ||||||||||
| O15 | Re-appointment of auditor | Management | For | For | ||||||||||
| O16 | Remuneration of auditor | Management | For | For | ||||||||||
| O17 | Authority to make political donations and/or to incur political expenditure | Management | For | For | ||||||||||
| O18 | Amendment of the Diageo plc 2017 Irish Share Ownership Plan | Management | For | For | ||||||||||
| O19 | Authority to allot shares | Management | For | For | ||||||||||
| S20 | Disapplication of pre-emption rights | Management | Withheld | Against | ||||||||||
| S21 | Authority to purchase own ordinary shares | Management | For | For | ||||||||||
| S22 | Reduced notice of a general meeting other than an AGM | Management | For | For | ||||||||||
| TERMINIX GLOBAL HOLDINGS INC | ||||||||||||||
| Security | 88087E100 | Meeting Type | Special | |||||||||||
| Ticker Symbol | TMX | Meeting Date | 06-Oct-2022 | |||||||||||
| ISIN | US88087E1001 | Agenda | 935711083 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt the Agreement and Plan of Merger (the “merger agreement”), dated as of December 13, 2021, as amended by Amendment No. 1, dated as of March 14, 2022, by and among Terminix Global Holdings, Inc. (“Terminix”), Rentokil Initial plc, Rentokil Initial US Holdings, Inc., Leto Holdings I, Inc. and Leto Holdings II, LLC. | Management | For | For | ||||||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to Terminix’s named executive officers that is based on, or otherwise related to, the transactions contemplated by the merger agreement. | Management | For | For | ||||||||||
| TWIN DISC, INCORPORATED | ||||||||||||||
| Security | 901476101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TWIN | Meeting Date | 27-Oct-2022 | |||||||||||
| ISIN | US9014761012 | Agenda | 935706044 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | JOHN H. BATTEN | For | For | |||||||||||
| 2 | JULIANN LARIMER | For | For | |||||||||||
| 3 | KEVIN M. OLSEN | For | For | |||||||||||
| 2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE CORPORATION’S NAMED EXECUTIVE OFFICERS | Management | For | For | ||||||||||
| 3. | RATIFY THE APPOINTMENT OF RSM US LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR JUNE 30, 2023 | Management | For | For | ||||||||||
| PERNOD RICARD SA | ||||||||||||||
| Security | F72027109 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | PRNDY | Meeting Date | 10-Nov-2022 | |||||||||||
| ISIN | FR0000120693 | Agenda | 716121176 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | ||||||||||||
| CMMT | FOR FRENCH MEETINGS ‘ABSTAIN’ IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-‘AGAINST.’ IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
| CMMT | DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY-THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED-AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING-WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF-SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO-ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO-REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY. | Non-Voting | ||||||||||||
| CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE- COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY- FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||||
| 1 | APPROVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||||
| 2 | APPROVE CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||||
| 3 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 4.12 PER SHARE | Management | No Action | |||||||||||
| 4 | REELECT PATRICIA BARBIZET AS DIRECTOR | Management | No Action | |||||||||||
| 5 | REELECT IAN GALLIENNE AS DIRECTOR | Management | No Action | |||||||||||
| 6 | RENEW APPOINTMENT OF KPMG SA AS AUDITOR | Management | No Action | |||||||||||
| 7 | ACKNOWLEDGE END OF MANDATE OF SALUSTRO REYDEL AS ALTERNATE AUDITOR AND DECISION NOT TO REPLACE AND RENEW | Management | No Action | |||||||||||
| 8 | APPROVE COMPENSATION OF ALEXANDRE RICARD, CHAIRMAN AND CEO | Management | No Action | |||||||||||
| 9 | APPROVE REMUNERATION POLICY OF ALEXANDRE RICARD, CHAIRMAN AND CEO | Management | No Action | |||||||||||
| 10 | APPROVE COMPENSATION REPORT OF CORPORATE OFFICERS | Management | No Action | |||||||||||
| 11 | APPROVE REMUNERATION POLICY OF CORPORATE OFFICERS | Management | No Action | |||||||||||
| 12 | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL | Management | No Action | |||||||||||
| 13 | APPROVE AUDITORS SPECIAL REPORT ON RELATED-PARTY TRANSACTIONS | Management | No Action | |||||||||||
| 14 | AUTHORIZE FILING OF REQUIRED DOCUMENTS/OTHER FORMALITIES | Management | No Action | |||||||||||
| CMMT | 07 OCT 2022: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://fr.ftp.opendatasoft.com/datadila/JO/BALO/pdf/202 2/1005/202210052204075-.pdf AND INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED-AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU- SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE- INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO-BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT-SERVICE REPRESENTATIVE FOR ASSISTANCE. PLEASE NOTE THAT THIS IS A REVISION-DUE TO RECEIPT OF BALO LINK AND CHANGE OF THE RECORD DATE FROM 08 OCT 2022 TO-07 OCT 2022 AND ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL- INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| CHR. HANSEN HOLDING A/S | ||||||||||||||
| Security | K1830B107 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | CHYHY | Meeting Date | 23-Nov-2022 | |||||||||||
| ISIN | DK0060227585 | Agenda | 716293129 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING INSTRUCTIONS FOR MOST MEETINGS ARE CAST BY THE REGISTRAR IN ACCORDANCE-WITH YOUR VOTING INSTRUCTIONS. FOR THE SMALL NUMBER OF MEETINGS WHERE THERE-IS NO REGISTRAR, YOUR VOTING INSTRUCTIONS WILL BE CAST BY THE CHAIRMAN OF THE-BOARD (OR A BOARD MEMBER) AS PROXY. THE CHAIRMAN (OR A BOARD MEMBER) MAY-CHOOSE TO ONLY CAST PRO-MANAGEMENT VOTING INSTRUCTIONS. TO GUARANTEE YOUR-VOTING INSTRUCTIONS AGAINST MANAGEMENT ARE CAST, YOU MAY SUBMIT A REQUEST TO-ATTEND THE MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION-SERVICES FOR AN ADDED FEE, IF REQUESTED | Non-Voting | ||||||||||||
| CMMT | SPLIT AND PARTIAL VOTING IS NOT AUTHORIZED FOR A BENEFICIAL OWNER IN THE-DANISH MARKET | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘ABSTAIN’-ONLY FOR RESOLUTION NUMBERS 7.A.A, 7.B.A TO 7.B.E AND 8.A. THANK YOU | Non-Voting | ||||||||||||
| 1 | REPORT ON THE COMPANY’S ACTIVITIES | Non-Voting | ||||||||||||
| 2 | APPROVAL OF THE 2021/22 ANNUAL REPORT | Management | No Action | |||||||||||
| 3 | RESOLUTION ON THE APPROPRIATION OF PROFIT | Management | No Action | |||||||||||
| 4 | PRESENTATION OF THE COMPANY’S 2021/22 REMUNERATION REPORT FOR AN ADVISORY VOTE | Management | No Action | |||||||||||
| 5 | RESOLUTION ON REMUNERATION OF MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 6.A | PROPOSALS FROM THE BOARD OF DIRECTORS: AUTHORIZATION TO THE BOARD OF DIRECTORS TO INCREASE THE COMPANY’S SHARE CAPITAL WITH OR WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS FOR THE EXISTING SHAREHOLDERS | Management | No Action | |||||||||||
| 6.B | PROPOSALS FROM THE BOARD OF DIRECTORS: AUTHORIZATION TO THE BOARD OF DIRECTORS FOR THE COMPANY TO ACQUIRE OWN SHARES | Management | No Action | |||||||||||
| 6.C | PROPOSALS FROM THE BOARD OF DIRECTORS: PROPOSED AMENDMENTS TO THE COMPANY’S ARTICLES OF ASSOCIATION (USE OF BOTH MALE AND FEMALE PRONOUNS) | Management | No Action | |||||||||||
| 7.A.A | ELECTION OF A CHAIR OF THE BOARD OF DIRECTORS: DOMINIQUE REINICHE (RE-ELECTION) | Management | No Action | |||||||||||
| 7.B.A | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: JESPER BRANDGAARD (RE-ELECTION) | Management | No Action | |||||||||||
| 7.B.B | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: LUIS CANTARELL (RE-ELECTION) | Management | No Action | |||||||||||
| 7.B.C | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: LISE KAAE (RE-ELECTION) | Management | No Action | |||||||||||
| 7.B.D | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: HEIDI KLEINBACH-SAUTER (RE- ELECTION) | Management | No Action | |||||||||||
| 7.B.E | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: KEVIN LANE (RE-ELECTION) | Management | No Action | |||||||||||
| 8.A | ELECTION OF A COMPANY AUDITOR: RE-ELECTION OF PWC STATSAUTORISERET REVISIONSPARTNERSELSKAB | Management | No Action | |||||||||||
| 9 | AUTHORISATION OF THE CHAIR OF THE ANNUAL GENERAL MEETING | Management | No Action | |||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON | Non-Voting | ||||||||||||
| THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | ||||||||||||||
| CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||||
| CMMT | 02 NOV 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 6.C. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| AVEVA GROUP PLC | ||||||||||||||
| Security | G06812120 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 25-Nov-2022 | ||||||||||||
| ISIN | GB00BBG9VN75 | Agenda | 716197264 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | TO GIVE EFFECT TO THE SCHEME AS SET OUT IN THE NOTICE OF GENERAL MEETING, INCLUDING THE AMENDMENTS TO THE COMPANY’S ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||
| CMMT | 14 NOV 2022: PLEASE NOTE THAT THE MEETING TYPE HAS BEEN CHANGED FROM EGM TO-OGM AND MODIFICATION OF THE TEXT OF RESOLUTION 1 AND REVISION DUE TO-POSTPONEMENT OF THE MEETING DATE FROM 17 NOV 2022 TO 25 NOV 2022 AND DELETION-OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| CMMT | 14 NOV 2022: DELETION OF COMMENT | Non-Voting | ||||||||||||
| AVEVA GROUP PLC | ||||||||||||||
| Security | G06812120 | Meeting Type | Court Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 25-Nov-2022 | ||||||||||||
| ISIN | GB00BBG9VN75 | Agenda | 716230862 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN ‘FOR’ AND ‘AGAINST’ ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT. | Non-Voting | ||||||||||||
| 1 | TO APPROVE THE SCHEME | Management | For | For | ||||||||||
| CMMT | 14 NOV 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO POSTPONEMENT OF THE- MEETING DATE FROM 17 NOV 2022 TO 25 NOV 2022. IF YOU HAVE ALREADY SENT IN-YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| CAMPBELL SOUP COMPANY | ||||||||||||||
| Security | 134429109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CPB | Meeting Date | 30-Nov-2022 | |||||||||||
| ISIN | US1344291091 | Agenda | 935719130 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Fabiola R. Arredondo | Management | For | For | ||||||||||
| 1b. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Howard M. Averill | Management | For | For | ||||||||||
| 1c. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: John P. (JP) Bilbrey | Management | For | For | ||||||||||
| 1d. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Mark A. Clouse | Management | For | For | ||||||||||
| 1e. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Bennett Dorrance, Jr. | Management | For | For | ||||||||||
| 1f. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Maria Teresa (Tessa) Hilado | Management | For | For | ||||||||||
| 1g. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Grant H. Hill | Management | For | For | ||||||||||
| 1h. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Sarah Hofstetter | Management | For | For | ||||||||||
| 1i. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Marc B. Lautenbach | Management | For | For | ||||||||||
| 1j. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Mary Alice D. Malone | Management | For | For | ||||||||||
| 1k. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Keith R. McLoughlin | Management | For | For | ||||||||||
| 1l. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Kurt T. Schmidt | Management | For | For | ||||||||||
| 1m. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Archbold D. van Beuren | Management | For | For | ||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal 2023. | Management | For | For | ||||||||||
| 3. | To vote on an advisory resolution to approve the fiscal 2022 compensation of our named executive officers, commonly referred to as a “say on pay” vote. | Management | For | For | ||||||||||
| 4. | To approve the Campbell Soup Company 2022 Long- Term Incentive Plan. | Management | For | For | ||||||||||
| 5. | To vote on a shareholder proposal regarding a report on certain supply chain practices. | Shareholder | Abstain | Against | ||||||||||
| 6. | To vote on a shareholder proposal regarding a report on how the company’s 401(k) retirement fund investments contribute to climate change. | Shareholder | Against | For | ||||||||||
| VIATRIS INC. | ||||||||||||||
| Security | 92556V106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VTRS | Meeting Date | 09-Dec-2022 | |||||||||||
| ISIN | US92556V1061 | Agenda | 935725880 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Class II Director to hold office until the 2023 annual meeting: W. Don Cornwell | Management | For | For | ||||||||||
| 1B. | Election of Class II Director to hold office until the 2023 annual meeting: Harry A. Korman | Management | For | For | ||||||||||
| 1C. | Election of Class II Director to hold office until the 2023 annual meeting: Rajiv Malik | Management | For | For | ||||||||||
| 1D. | Election of Class II Director to hold office until the 2023 annual meeting: Richard A. Mark, C.P.A. | Management | For | For | ||||||||||
| 2. | Approval of, on a non-binding advisory basis, the 2021 compensation of the named executive officers of the Company. | Management | For | For | ||||||||||
| 3. | Ratification of the selection of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | For | ||||||||||
| 4. | Shareholder proposal regarding independent board chairman. | Shareholder | Against | For | ||||||||||
| VOLKSWAGEN AG | ||||||||||||||
| Security | D94523145 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 16-Dec-2022 | ||||||||||||
| ISIN | DE0007664005 | Agenda | 716192644 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | ||||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | Non-Voting | ||||||||||||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| 1 | AMEND MAY 12, 2022 AGM RESOLUTION: APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 7.50 PER ORDINARY SHARE, EUR 7.56 PER PREFERRED SHARE AND SPECIAL DIVIDENDS OF EUR 19.06 PER SHARE | Management | No Action | |||||||||||
| CMMT | 18 NOV 2022: PLEASE NOTE THAT VOTING INSTRUCTIONS HAVE TO BE RECEIVED IN-WRITTEN FORM FOR VOTING RIGHTS TO BE EXERCISED AT THIS MEETING. IF YOU WISH-TO VOTE, PLEASE EMAIL GERMANY.DMS@BROADRIDGE.COM TO REQUEST THE NECESSARY-FORMS. WHEN REQUESTING FORMS, PLEASE STATE YOUR PROXYEDGE INSTITUTION ID TO-MAKE SURE YOU RECEIVE THE CORRECT DOCUMENTATION FOR YOUR ACCOUNTS. IF YOU-ONLY WANT TO VOTE A SUBSET OF YOUR ACCOUNTS, PLEASE LIST ALL ACCOUNTS TO BE-VOTED IN ADDITION TO YOUR PROXYEDGE ID. VOTES INPUT INTO PROXYEDGE WILL BE-RECORDED FOR RECORD KEEPING PURPOSES BUT WILL NOT BE PROCESSED. PLEASE NOTE-THAT THE ORIGINAL COMPLETED PROXY FORM MUST BE RETURNED TO THE RESPECTIVE SUB-CUSTODIAN BY THE DEADLINE AS INDICATED ON THE PROXY FORM. PLEASE NOTE THAT-THE VOTE ENTITLEMENT IS DETERMINED BY THE RECORD DATE. PLEASE NOTE THAT-BROADRIDGE WILL PROVIDE THE PROXY FORMS VIA EMAIL AS EARLY AS RECORD DATE TO-ENABLE YOU TO LIST ONLY THE VOTE ENTITLED SHARE AMOUNT ON THE PROXY FORM | Non-Voting | ||||||||||||
| CMMT | 18 NOV 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
| TENCENT MUSIC ENTERTAINMENT GROUP | ||||||||||||||
| Security | 88034P109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TME | Meeting Date | 30-Dec-2022 | |||||||||||
| ISIN | US88034P1093 | Agenda | 935745488 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| A1 | As an ordinary resolution: To confirm, approve and ratify the re-appointment of PricewaterhouseCoopers as the auditor of the Company for 2022 and to authorize the audit committee of the board of the Company to fix the remuneration of the auditor. | Management | For | For | ||||||||||
| A2 | As a special resolution: THAT subject to the passing of this resolution at each of the class meeting of holders of the Class A Ordinary Shares (the “Class A Meeting”) and the class meeting of holders of Class B Ordinary Shares (the “Class B Meeting”) convened on the same date and at the same place as the AGM, the Company’s Sixth Amended and Restated Memorandum of Association and Articles of Association in effect be amended and restated by the deletion in their entirety and the substitution in their ...(due to space limits,see proxy material for full proposal). | Management | For | For | ||||||||||
| A3 | As a special resolution: THAT the Company’s Sixth Amended and Restated Memorandum of Association and Articles of Association in effect be amended and restated by the deletion in their entirety and the substitution in their place of the Seventh Amended and Restated Memorandum and Articles of Association annexed to the Meeting Notice, as more particularly disclosed on pages 156 to 173 of the Listing Document (regarding the amendments to Company’s Memorandum of Association and Articles ...(due to space limits,see proxy material for full proposal). | Management | For | For | ||||||||||
| C1 | As a special resolution: THAT subject to the passing of this resolution at each of the class meeting of holders of the Class B ordinary shares with a par value of US$0.000083 each and the annual general meeting of the Company convened on the same date and at the same place as the Class A Meeting, the Company’s Sixth Amended and Restated Memorandum of Association and Articles of Association in effect be amended and restated by the deletion in their entirety and the substitution in their place ...(due to space limits,see proxy material for full proposal). | Management | For | For | ||||||||||
| ASHLAND INC. | ||||||||||||||
| Security | 044186104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ASH | Meeting Date | 24-Jan-2023 | |||||||||||
| ISIN | US0441861046 | Agenda | 935748701 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director: Steven D. Bishop | Management | For | For | ||||||||||
| 1.2 | Election of Director: Brendan M. Cummins | Management | For | For | ||||||||||
| 1.3 | Election of Director: Suzan F. Harrison | Management | For | For | ||||||||||
| 1.4 | Election of Director: Jay V. Ihlenfeld | Management | For | For | ||||||||||
| 1.5 | Election of Director: Wetteny Joseph | Management | For | For | ||||||||||
| 1.6 | Election of Director: Susan L. Main | Management | For | For | ||||||||||
| 1.7 | Election of Director: Guillermo Novo | Management | For | For | ||||||||||
| 1.8 | Election of Director: Jerome A. Peribere | Management | For | For | ||||||||||
| 1.9 | Election of Director: Janice J. Teal | Management | For | For | ||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as independent registered public accountants for fiscal 2023. | Management | For | For | ||||||||||
| 3. | To vote upon a non-binding advisory resolution approving the compensation paid to Ashland’s named executive officers, as disclosed pursuant to Item 402 of Regulation S-K, including the Compensation Discussion and Analysis, compensation tables and narrative discussion. | Management | For | For | ||||||||||
| 4. | The stockholder vote to approve the compensation of the named executive officers as required by Section 14A(a)(2) of the Securities Exchange Act of 1934, as amended, should occur every one, two or three years. | Management | 1 Year | For | ||||||||||
| WALGREENS BOOTS ALLIANCE, INC. | ||||||||||||||
| Security | 931427108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WBA | Meeting Date | 26-Jan-2023 | |||||||||||
| ISIN | US9314271084 | Agenda | 935747280 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Janice M. Babiak | Management | For | For | ||||||||||
| 1b. | Election of Director: Inderpal S. Bhandari | Management | For | For | ||||||||||
| 1c. | Election of Director: Rosalind G. Brewer | Management | For | For | ||||||||||
| 1d. | Election of Director: Ginger L. Graham | Management | For | For | ||||||||||
| 1e. | Election of Director: Bryan C. Hanson | Management | For | For | ||||||||||
| 1f. | Election of Director: Valerie B. Jarrett | Management | For | For | ||||||||||
| 1g. | Election of Director: John A. Lederer | Management | For | For | ||||||||||
| 1h. | Election of Director: Dominic P. Murphy | Management | For | For | ||||||||||
| 1i. | Election of Director: Stefano Pessina | Management | For | For | ||||||||||
| 1j. | Election of Director: Nancy M. Schlichting | Management | For | For | ||||||||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for fiscal year 2023. | Management | For | For | ||||||||||
| 4. | Stockholder proposal requesting report on public health costs due to tobacco product sales and the impact on overall market returns. | Shareholder | Abstain | Against | ||||||||||
| 5. | Stockholder proposal requesting an independent board chairman. | Shareholder | Against | For | ||||||||||
| VALVOLINE INC. | ||||||||||||||
| Security | 92047W101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VVV | Meeting Date | 26-Jan-2023 | |||||||||||
| ISIN | US92047W1018 | Agenda | 935749044 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Gerald W. Evans, Jr. | Management | For | For | ||||||||||
| 1b. | Election of Director: Richard J. Freeland | Management | For | For | ||||||||||
| 1c. | Election of Director: Carol H. Kruse | Management | For | For | ||||||||||
| 1d. | Election of Director: Vada O. Manager | Management | For | For | ||||||||||
| 1e. | Election of Director: Samuel J. Mitchell, Jr. | Management | For | For | ||||||||||
| 1f. | Election of Director: Jennifer L. Slater | Management | For | For | ||||||||||
| 1g. | Election of Director: Charles M. Sonsteby | Management | For | For | ||||||||||
| 1h. | Election of Director: Mary J. Twinem | Management | For | For | ||||||||||
| 2. | Ratification of Appointment of Ernst & Young LLP as Valvoline’s Independent Registered Public Accounting Firm for Fiscal 2023. | Management | For | For | ||||||||||
| 3. | Non-binding Advisory Resolution Approving our Executive Compensation. | Management | For | For | ||||||||||
| 4. | Non-binding Advisory Vote on the Frequency of Shareholder Advisory Votes on our Executive Compensation. | Management | 1 Year | For | ||||||||||
| ENERGIZER HOLDINGS, INC. | ||||||||||||||
| Security | 29272W109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ENR | Meeting Date | 30-Jan-2023 | |||||||||||
| ISIN | US29272W1099 | Agenda | 935750162 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Carlos Abrams-Rivera | Management | For | For | ||||||||||
| 1b. | Election of Director: Cynthia J. Brinkley | Management | For | For | ||||||||||
| 1c. | Election of Director: Rebecca D. Frankiewicz | Management | For | For | ||||||||||
| 1d. | Election of Director: Kevin J. Hunt | Management | For | For | ||||||||||
| 1e. | Election of Director: James C. Johnson | Management | For | For | ||||||||||
| 1f. | Election of Director: Mark S. LaVigne | Management | For | For | ||||||||||
| 1g. | Election of Director: Patrick J. Moore | Management | For | For | ||||||||||
| 1h. | Election of Director: Donal L. Mulligan | Management | For | For | ||||||||||
| 1i. | Election of Director: Nneka L. Rimmer | Management | For | For | ||||||||||
| 1j. | Election of Director: Robert V. Vitale | Management | For | For | ||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for fiscal 2023. | Management | For | For | ||||||||||
| 3. | Advisory approval of the Company’s executive compensation. | Management | For | For | ||||||||||
| 4. | Approval of the 2023 Omnibus Incentive Plan. | Management | Abstain | Against | ||||||||||
| MATTHEWS INTERNATIONAL CORPORATION | ||||||||||||||
| Security | 577128101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MATW | Meeting Date | 16-Feb-2023 | |||||||||||
| ISIN | US5771281012 | Agenda | 935759665 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director for a term of three years: Gregory S. Babe | Management | For | For | ||||||||||
| 1.2 | Election of Director for a term of three years: Aleta W. Richards | Management | For | For | ||||||||||
| 1.3 | Election of Director for a term of three years: David A. Schawk | Management | For | For | ||||||||||
| 2. | Approve the adoption of the Amended and Restated 2019 Director Fee Plan. | Management | Against | Against | ||||||||||
| 3. | Ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm to audit the records of the Company for the fiscal year ending September 30, 2023. | Management | For | For | ||||||||||
| 4. | Provide an advisory (non-binding) vote on the executive compensation of the Company’s named executive officers. | Management | For | For | ||||||||||
| 5. | Provide an advisory (non-binding) vote on the frequency of the advisory vote on the executive compensation of the Company’s named executive officers. | Management | 1 Year | For | ||||||||||
| JOHNSON CONTROLS INTERNATIONAL PLC | ||||||||||||||
| Security | G51502105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | JCI | Meeting Date | 08-Mar-2023 | |||||||||||
| ISIN | IE00BY7QL619 | Agenda | 935759590 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2024: Jean Blackwell | Management | For | For | ||||||||||
| 1b. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2024: Pierre Cohade | Management | For | For | ||||||||||
| 1c. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2024: Michael E. Daniels | Management | For | For | ||||||||||
| 1d. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2024: W. Roy Dunbar | Management | For | For | ||||||||||
| 1e. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2024: Gretchen R. Haggerty | Management | For | For | ||||||||||
| 1f. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2024: Ayesha Khanna | Management | For | For | ||||||||||
| 1g. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2024: Simone Menne | Management | For | For | ||||||||||
| 1h. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2024: George R. Oliver | Management | For | For | ||||||||||
| 1i. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2024: Jürgen Tinggren | Management | For | For | ||||||||||
| 1j. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2024: Mark Vergnano | Management | For | For | ||||||||||
| 1k. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2024: John D. Young | Management | For | For | ||||||||||
| 2.a | To ratify the appointment of PricewaterhouseCoopers LLP as the independent auditors of the Company. | Management | For | For | ||||||||||
| 2.b | To authorize the Audit Committee of the Board of Directors to set the auditors’ remuneration. | Management | For | For | ||||||||||
| 3. | To authorize the Company and/or any subsidiary of the Company to make market purchases of Company shares. | Management | For | For | ||||||||||
| 4. | To determine the price range at which the Company can re-allot shares that it holds as treasury shares (Special Resolution). | Management | For | For | ||||||||||
| 5. | To approve, in a non-binding advisory vote, the compensation of the named executive officers. | Management | For | For | ||||||||||
| 6. | To approve, in a non-binding advisory vote, the frequency of the non-binding advisory vote on the compensation of the named executive officers. | Management | 1 Year | For | ||||||||||
| 7. | To approve the Directors’ authority to allot shares up to approximately 20% of issued share capital. | Management | For | For | ||||||||||
| 8. | To approve the waiver of statutory preemption rights with respect to up to 5% of the issued share capital (Special Resolution). | Management | Against | Against | ||||||||||
| NATIONAL FUEL GAS COMPANY | ||||||||||||||
| Security | 636180101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NFG | Meeting Date | 09-Mar-2023 | |||||||||||
| ISIN | US6361801011 | Agenda | 935760000 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | David C. Carroll | For | For | |||||||||||
| 2 | Steven C. Finch | For | For | |||||||||||
| 3 | Joseph N. Jaggers | For | For | |||||||||||
| 4 | Jeffrey W. Shaw | For | For | |||||||||||
| 5 | Thomas E. Skains | For | For | |||||||||||
| 6 | David F. Smith | For | For | |||||||||||
| 7 | Ronald J. Tanski | For | For | |||||||||||
| 2. | Advisory approval of named executive officer compensation. | Management | For | For | ||||||||||
| 3. | Advisory vote on the frequency of future “Say-on-Pay” votes. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for fiscal 2023. | Management | For | For | ||||||||||
| AEROJET ROCKETDYNE HOLDINGS, INC. | ||||||||||||||
| Security | 007800105 | Meeting Type | Special | |||||||||||
| Ticker Symbol | AJRD | Meeting Date | 16-Mar-2023 | |||||||||||
| ISIN | US0078001056 | Agenda | 935767220 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To approve and adopt the Agreement and Plan of Merger, dated as of December 17, 2022 (as amended, modified or supplemented from time to time, the “Merger Agreement”), by and among Aerojet Rocketdyne, L3Harris and Merger Sub (the “Merger Proposal”). | Management | For | For | ||||||||||
| 2. | To approve, on an advisory (non-binding) basis, certain compensation that may be paid or become payable to Aerojet Rocketdyne’s named executive officers in connection with the Merger, the value of which is disclosed in the table in the section of the proxy statement entitled “The Merger - Interests of Aerojet Rocketdyne’s Directors and Executive Officers in the Merger - Quantification of Payments” (the “Compensation Proposal”). | Management | For | For | ||||||||||
| 3. | To approve the adjournment of the Special Meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the Merger Proposal or in the absence of a quorum (the “Adjournment Proposal”). | Management | For | For | ||||||||||
| NILFISK HOLDING A/S | ||||||||||||||
| Security | K7S14U100 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 23-Mar-2023 | ||||||||||||
| ISIN | DK0060907293 | Agenda | 716726128 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘ABSTAIN’-ONLY FOR RESOLUTION NUMBERS 8.A TO 8.H AND 9. THANK YOU | Non-Voting | ||||||||||||
| CMMT | VOTING INSTRUCTIONS FOR MOST MEETINGS ARE CAST BY THE REGISTRAR IN ACCORDANCE-WITH YOUR VOTING INSTRUCTIONS. FOR THE SMALL NUMBER OF MEETINGS WHERE THERE-IS NO REGISTRAR, YOUR VOTING INSTRUCTIONS WILL BE CAST BY THE CHAIRMAN OF THE-BOARD (OR A BOARD MEMBER) AS PROXY. THE CHAIRMAN (OR A BOARD MEMBER) MAY-CHOOSE TO ONLY CAST PRO-MANAGEMENT VOTING INSTRUCTIONS. TO GUARANTEE YOUR-VOTING INSTRUCTIONS AGAINST MANAGEMENT ARE CAST, YOU MAY SUBMIT A REQUEST TO-ATTEND THE MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION-SERVICES FOR AN ADDED FEE, IF REQUESTED | Non-Voting | ||||||||||||
| CMMT | SPLIT AND PARTIAL VOTING IS NOT AUTHORIZED FOR A BENEFICIAL OWNER IN THE-DANISH MARKET | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||||
| 1 | RECEIVE REPORT OF BOARD | Non-Voting | ||||||||||||
| 2 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | ||||||||||||
| 3 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||||
| 4 | APPROVE ALLOCATION OF INCOME AND OMISSION OF DIVIDENDS | Management | No Action | |||||||||||
| 5 | APPROVE DISCHARGE OF MANAGEMENT AND BOARD | Management | No Action | |||||||||||
| 6 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||||
| 7 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF DKK 975,000 FOR CHAIRMAN, DKK 650,000 FOR DEPUTY CHAIRMAN AND 325,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK | Management | No Action | |||||||||||
| 8.A | REELECT PETER NILSSON AS DIRECTOR | Management | No Action | |||||||||||
| 8.B | REELECT RENE SVENDSEN-TUNE AS DIRECTOR | Management | No Action | |||||||||||
| 8.C | REELECT JUTTA AF ROSENBORG AS DIRECTOR | Management | No Action | |||||||||||
| 8.D | REELECT ARE DRAGESUND AS DIRECTOR | Management | No Action | |||||||||||
| 8.E | REELECT FRANCK FALEZAN AS DIRECTOR | Management | No Action | |||||||||||
| 8.F | ELECT OLE KRISTIAN JODAHL AS NEW DIRECTOR | Management | No Action | |||||||||||
| 8.G | ELECT BENGT THORSSON AS NEW DIRECTOR | Management | No Action | |||||||||||
| 8.H | ELECT AS VIVEKA EKBERG NEW DIRECTOR | Management | No Action | |||||||||||
| 9 | RATIFY DELOITTE AS AUDITORS | Management | No Action | |||||||||||
| 10.A | AMEND REMUNERATION POLICY; AMEND ARTICLE OF BYLWAS ACCORDINGLY | Management | No Action | |||||||||||
| 10.B | AUTHORIZE SHARE REPURCHASE PROGRAM | Management | No Action | |||||||||||
| 11 | OTHER BUSINESS | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE | Non-Voting | ||||||||||||
| TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | ||||||||||||||
| CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||||
| NKT A/S | ||||||||||||||
| Security | K7037A107 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 23-Mar-2023 | ||||||||||||
| ISIN | DK0010287663 | Agenda | 716739579 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | VOTING INSTRUCTIONS FOR MOST MEETINGS ARE CAST BY THE REGISTRAR IN ACCORDANCE-WITH YOUR VOTING INSTRUCTIONS. FOR THE SMALL NUMBER OF MEETINGS WHERE THERE-IS NO REGISTRAR, YOUR VOTING INSTRUCTIONS WILL BE CAST BY THE CHAIRMAN OF THE-BOARD (OR A BOARD MEMBER) AS PROXY. THE CHAIRMAN (OR A BOARD MEMBER) MAY-CHOOSE TO ONLY CAST PRO-MANAGEMENT VOTING INSTRUCTIONS. TO GUARANTEE YOUR-VOTING INSTRUCTIONS AGAINST MANAGEMENT ARE CAST, YOU MAY SUBMIT A REQUEST TO-ATTEND THE MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION-SERVICES FOR AN ADDED FEE, IF REQUESTED. | Non-Voting | ||||||||||||
| CMMT | SPLIT AND PARTIAL VOTING IS NOT AUTHORIZED FOR A BENEFICIAL OWNER IN THE-DANISH MARKET. | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
| CMMT | 02 MAR 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- | Non-Voting | ||||||||||||
| PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||||
| CMMT | 02 MAR 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘ABSTAIN’-ONLY FOR RESOLUTION NUMBERS 8.A TO 8.F AND 9. THANK YOU. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 866068 DUE TO RECEIVED-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. | Non-Voting | ||||||||||||
| 1 | REPORT BY THE BOARD OF DIRECTORS ON THE COMPANY’S ACTIVITIES IN 2022 | Non-Voting | ||||||||||||
| 2 | PRESENTATION OF THE AUDITED ANNUAL REPORT | Non-Voting | ||||||||||||
| 3 | ADOPTION OF THE ANNUAL REPORT | Management | No Action | |||||||||||
| 4 | PROPOSAL BY THE BOARD OF DIRECTORS FOR THE DISTRIBUTION OF PROFIT OR COVER OF LOSS. THE BOARD OF DIRECTORS PROPOSES THAT NO DIVIDEND PAYMENT IS TO BE DISTRIBUTED | Management | No Action | |||||||||||
| 5 | PRESENTATION OF AND ADVISORY VOTE ON THE COMPANY’S REMUNERATION REPORT | Management | No Action | |||||||||||
| 6 | RESOLUTION REGARDING DISCHARGE OF THE MANAGEMENT AND THE BOARD OF DIRECTORS FROM THEIR LIABILITIES | Management | No Action | |||||||||||
| 7 | REMUNERATION OF THE BOARD OF DIRECTORS - 2023 | Management | No Action | |||||||||||
| 8.A | RE-ELECTION OF JENS DUE OLSEN AS BOARD MEMBER | Management | No Action | |||||||||||
| 8.B | RE-ELECTION OF RENE SVENDSEN-TUNE AS BOARD MEMBER | Management | No Action | |||||||||||
| 8.C | RE-ELECTION OF NEBAHAT ALBAYRAK AS BOARD MEMBER | Management | No Action | |||||||||||
| 8.D | RE-ELECTION OF KARLA MARIANNE LINDAHL AS BOARD MEMBER | Management | No Action | |||||||||||
| 8.E | RE-ELECTION OF ANDREAS NAUEN AS BOARD MEMBER | Management | No Action | |||||||||||
| 8.F | ELECTION OF ANNE VEDEL AS BOARD MEMBER | Management | No Action | |||||||||||
| 9 | ELECTION OF ONE OR MORE PUBLIC ACCOUNTANT(S): ELECTION OF PWC STATSAUTORISERET REVISIONSPARTNERSELSKAB | Management | No Action | |||||||||||
| 10.1 | ANY OTHER PROPOSALS FROM THE BOARD OF DIRECTOR OR THE SHAREHOLDER: AUTHORISATION OF THE BOARD OF DIRECTORS REGARDING SHARE ISSUES | Management | No Action | |||||||||||
| 11 | ANY OTHER BUSINESS | Non-Voting | ||||||||||||
| UNICHARM CORPORATION | ||||||||||||||
| Security | J94104114 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 24-Mar-2023 | ||||||||||||
| ISIN | JP3951600000 | Agenda | 716735393 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||
| 1.1 | Appoint a Director who is not Audit and Supervisory Committee Member Takahara, Takahisa | Management | For | For | ||||||||||
| 1.2 | Appoint a Director who is not Audit and Supervisory Committee Member Hikosaka, Toshifumi | Management | For | For | ||||||||||
| 1.3 | Appoint a Director who is not Audit and Supervisory Committee Member Takaku, Kenji | Management | For | For | ||||||||||
| 2.1 | Appoint a Director who is Audit and Supervisory Committee Member Sugita, Hiroaki | Management | For | For | ||||||||||
| 2.2 | Appoint a Director who is Audit and Supervisory Committee Member Rzonca Noriko | Management | For | For | ||||||||||
| 2.3 | Appoint a Director who is Audit and Supervisory Committee Member Asada, Shigeru | Management | Against | Against | ||||||||||
| 3 | Appoint Accounting Auditors | Management | For | For | ||||||||||
| CHOFU SEISAKUSHO CO.,LTD. | ||||||||||||||
| Security | J06384101 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 24-Mar-2023 | ||||||||||||
| ISIN | JP3527800001 | Agenda | 716735761 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
| 2.1 | Appoint a Director who is not Audit and Supervisory Committee Member Kawakami, Yasuo | Management | For | For | ||||||||||
| 2.2 | Appoint a Director who is not Audit and Supervisory Committee Member Taneda, Kiyotaka | Management | Against | Against | ||||||||||
| 2.3 | Appoint a Director who is not Audit and Supervisory Committee Member Kawakami, Yasuhiro | Management | For | For | ||||||||||
| 2.4 | Appoint a Director who is not Audit and Supervisory Committee Member Wada, Takeshi | Management | For | For | ||||||||||
| 2.5 | Appoint a Director who is not Audit and Supervisory Committee Member Hayashi, Tetsuro | Management | For | For | ||||||||||
| 2.6 | Appoint a Director who is not Audit and Supervisory Committee Member Mikubo, Tadatoshi | Management | Against | Against | ||||||||||
| 2.7 | Appoint a Director who is not Audit and Supervisory Committee Member Nishijima, Kazuyuki | Management | Against | Against | ||||||||||
| SIKA AG | ||||||||||||||
| Security | H7631K273 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | SKYAY | Meeting Date | 28-Mar-2023 | |||||||||||
| ISIN | CH0418792922 | Agenda | 716726178 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION-MAY BE REJECTED | Non-Voting | ||||||||||||
| 1 | APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL STATEMENTS FOR 2022 | Management | No Action | |||||||||||
| 2 | APPROPRIATION OF THE RETAINED EARNINGS OF SIKA AG | Management | No Action | |||||||||||
| 3 | GRANTING DISCHARGE TO THE ADMINISTRATIVE BODIES | Management | No Action | |||||||||||
| 4.1.1 | RE-ELECTION OF THE BOARD OF DIRECTOR: PAUL J. HALG AS A MEMBER | Management | No Action | |||||||||||
| 4.1.2 | RE-ELECTION OF THE BOARD OF DIRECTOR: VIKTOR W. BALLI AS A MEMBER | Management | No Action | |||||||||||
| 4.1.3 | RE-ELECTION OF THE BOARD OF DIRECTOR: LUCRECE FOUFOPOULOS-DE RIDDER AS A MEMBER | Management | No Action | |||||||||||
| 4.1.4 | RE-ELECTION OF THE BOARD OF DIRECTOR: JUSTIN M. HOWELL AS A MEMBER | Management | No Action | |||||||||||
| 4.1.5 | RE-ELECTION OF THE BOARD OF DIRECTOR: GORDANA LANDEN AS A MEMBER | Management | No Action | |||||||||||
| 4.1.6 | RE-ELECTION OF THE BOARD OF DIRECTOR: MONIKA RIBAR AS A MEMBER | Management | No Action | |||||||||||
| 4.1.7 | RE-ELECTION OF THE BOARD OF DIRECTOR: PAUL SCHULER AS A MEMBER | Management | No Action | |||||||||||
| 4.1.8 | RE-ELECTION OF THE BOARD OF DIRECTOR: THIERRY F. J. VANLANCKER AS A MEMBER | Management | No Action | |||||||||||
| 4.2 | ELECTION OF THE CHAIR OF THE BOARD OF DIRECTORS: RE-ELECTION OF PAUL J. HALG | Management | No Action | |||||||||||
| 4.3.1 | ELECTION OF THE NOMINATION AND COMPENSATION COMMITTEE: JUSTIN M. HOWELL AS A MEMBER | Management | No Action | |||||||||||
| 4.3.2 | ELECTION OF THE NOMINATION AND COMPENSATION COMMITTEE: GORDANA LANDEN AS A MEMBER | Management | No Action | |||||||||||
| 4.3.3 | ELECTION OF THE NOMINATION AND COMPENSATION COMMITTEE: THIERRY F. J. VANLANCKER AS A MEMBER | Management | No Action | |||||||||||
| 4.4 | ELECTION OF STATUTORY AUDITORS: RE- ELECTION OF KPMG AG | Management | No Action | |||||||||||
| 4.5 | ELECTION OF INDEPENDENT PROXY: RE-ELECTION OF JOST WINDLIN | Management | No Action | |||||||||||
| 5.1 | COMPENSATION: CONSULTATIVE VOTE ON THE 2022 COMPENSATION REPORT | Management | No Action | |||||||||||
| 5.2 | COMPENSATION: APPROVAL OF THE FUTURE COMPENSATION OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 5.3 | COMPENSATION: APPROVAL OF THE FUTURE COMPENSATION OF GROUP MANAGEMENT | Management | No Action | |||||||||||
| 6 | INTRODUCTION OF A CAPITAL BAND AND A CONDITIONAL SHARE CAPITAL (WITHIN THE CAPITAL BAND) | Management | No Action | |||||||||||
| 7.1 | AMENDMENT OF THE ARTICLES OF ASSOCIATION: MANDATORY AMENDMENTS OF THE ARTICLES OF ASSOCIATION TO REFLECT THE CORPORATE LAW REFORM | Management | No Action | |||||||||||
| 7.2 | AMENDMENT OF THE ARTICLES OF ASSOCIATION: EDITORIAL AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
| 7.3 | AMENDMENT OF THE ARTICLES OF ASSOCIATION: SUPPLEMENT OF THE NOMINEE PROVISION | Management | No Action | |||||||||||
| 7.4 | AMENDMENT OF THE ARTICLES OF ASSOCIATION: INTRODUCTION OF THE POSSIBILITY OF HOLDING A VIRTUAL GENERAL MEETING | Management | No Action | |||||||||||
| 7.5 | AMENDMENT OF THE ARTICLES OF ASSOCIATION: INTRODUCTION OF THE POSSIBILITY OF USING ELECTRONIC MEANS | Management | No Action | |||||||||||
| 7.6 | AMENDMENT OF THE ARTICLES OF ASSOCIATION: REDUCTION OF THE NUMBER OF MANDATES OUTSIDE THE GROUP | Management | No Action | |||||||||||
| 8 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: IN CASE THE ANNUAL GENERAL MEETING VOTES ON PROPOSALS THAT ARE NOT LISTED IN THE INVITATION, I INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS: (FOR MEANS TO VOTE AS PROPOSED BY THE BOARD OF DIRECTORS; AGAINST MEANS TO VOTE AGAINST ADDITIONAL OR AMENDED PROPOSALS; ABSTAIN MEANS TO ABSTAIN FROM VOTING) | Shareholder | No Action | |||||||||||
| ESSITY AB | ||||||||||||||
| Security | W3R06F118 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 29-Mar-2023 | ||||||||||||
| ISIN | SE0009922156 | Agenda | 716714793 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||||
| 1 | ELECTION OF CHAIRMAN OF THE MEETING | Non-Voting | ||||||||||||
| 2 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||||
| 3 | ELECTION OF TWO PERSONS TO CHECK THE MINUTES | Non-Voting | ||||||||||||
| 4 | DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||||
| 5 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||||
| 6 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDITORS REPORT AND THE-CONSOLIDATED FINANCIAL STATEMENTS AND THE AUDITORS REPORT ON THE CONSOLIDATED-FINANCIAL STATEMENTS AND THE AUDITORS STATEMENT REGARDING WHETHER THE-GUIDELINES FOR REMUNERATION FOR THE SENIOR MANAGEMENT HAVE BEEN COMPLIED WITH | Non-Voting | ||||||||||||
| 7.A | RESOLUTION ON: ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET, AND OF THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET | Management | No Action | |||||||||||
| 7.B | RESOLUTION ON: APPROPRIATIONS OF THE COMPANY’S EARNINGS UNDER THE ADOPTED BALANCE SHEET AND RECORD DATE FOR DIVIDEND | Management | No Action | |||||||||||
| 7.C.1 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTOR AND THE PRESIDENT FOR 2022: EWA BJORLING | Management | No Action | |||||||||||
| 7.C.2 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTOR AND THE PRESIDENT FOR 2022: PAR BOMAN | Management | No Action | |||||||||||
| 7.C.3 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTOR AND THE PRESIDENT FOR 2022: ANNEMARIE GARDSHOL | Management | No Action | |||||||||||
| 7.C.4 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTOR AND THE PRESIDENT FOR 2022: BJORN GULDEN | Management | No Action | |||||||||||
| 7.C.5 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTOR AND THE PRESIDENT FOR 2022: MAGNUS GROTH | Management | No Action | |||||||||||
| 7.C.6 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTOR AND THE PRESIDENT FOR 2022: SUSANNA LIND | Management | No Action | |||||||||||
| 7.C.7 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTOR AND THE PRESIDENT FOR 2022: TORBJORN LOOF | Management | No Action | |||||||||||
| 7.C.8 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTOR AND THE PRESIDENT FOR 2022: BERT NORDBERG | Management | No Action | |||||||||||
| 7.C.9 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTOR AND THE PRESIDENT FOR 2022: LOUISE SVANBERG | Management | No Action | |||||||||||
| 7.C10 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTOR AND THE PRESIDENT FOR 2022: ORJAN SVENSSON | Management | No Action | |||||||||||
| 7.C11 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTOR AND THE PRESIDENT FOR 2022: LARS REBIEN SORENSEN | Management | No Action | |||||||||||
| 7.C12 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTOR AND THE PRESIDENT FOR 2022: BARBARA MILIAN THORALFSSON | Management | No Action | |||||||||||
| 7.C13 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTOR AND THE PRESIDENT FOR 2022: NICLAS THULIN | Management | No Action | |||||||||||
| 7.C14 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTOR AND THE PRESIDENT FOR 2022: MAGNUS GROTH (AS PRESIDENT) | Management | No Action | |||||||||||
| 8 | RESOLUTION ON THE NUMBER OF DIRECTORS AND DEPUTY DIRECTORS | Management | No Action | |||||||||||
| 9 | RESOLUTION ON THE NUMBER OF AUDITORS AND DEPUTY AUDITORS | Management | No Action | |||||||||||
| 10.A | RESOLUTION ON REMUNERATION FOR THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 10.B | RESOLUTION ON REMUNERATION FOR THE AUDITOR | Management | No Action | |||||||||||
| 11.A | RE-ELECTION OF DIRECTOR AND DEPUTY DIRECTOR: EWA BJORLING | Management | No Action | |||||||||||
| 11.B | RE-ELECTION OF DIRECTOR AND DEPUTY DIRECTOR: PAR BOMAN | Management | No Action | |||||||||||
| 11.C | RE-ELECTION OF DIRECTOR AND DEPUTY DIRECTOR: ANNEMARIE GARDSHOL | Management | No Action | |||||||||||
| 11.D | RE-ELECTION OF DIRECTOR AND DEPUTY DIRECTOR: MAGNUS GROTH | Management | No Action | |||||||||||
| 11.E | RE-ELECTION OF DIRECTOR AND DEPUTY DIRECTOR: TORBJORN LOOF | Management | No Action | |||||||||||
| 11.F | RE-ELECTION OF DIRECTOR AND DEPUTY DIRECTOR: BERT NORDBERG | Management | No Action | |||||||||||
| 11.G | RE-ELECTION OF DIRECTOR AND DEPUTY DIRECTOR: BARBARA MILIAN THORALFSSON | Management | No Action | |||||||||||
| 11.H | NEW ELECTION OF DIRECTOR AND DEPUTY DIRECTOR: MARIA CARELL | Management | No Action | |||||||||||
| 11.I | NEW ELECTION OF DIRECTOR AND DEPUTY DIRECTOR: JAN GURANDER | Management | No Action | |||||||||||
| 12 | ELECTION OF PAR BOMAN AS CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 13 | ELECTION OF AUDITORS AND DEPUTY AUDITORS | Management | No Action | |||||||||||
| 14 | RESOLUTION ON APPROVAL OF THE BOARDS REPORT ON REMUNERATION FOR THE SENIOR MANAGEMENT | Management | No Action | |||||||||||
| 15 | RESOLUTION ON CASH-BASED INCENTIVE PROGRAM | Management | No Action | |||||||||||
| 16.A | RESOLUTION ON AUTHORISATION FOR THE BOARD OF DIRECTORS TO RESOLVE ON: ACQUISITION OF OWN SHARES | Management | No Action | |||||||||||
| 16.B | RESOLUTION ON AUTHORISATION FOR THE BOARD OF DIRECTORS TO RESOLVE ON: TRANSFER OF OWN SHARES ON ACCOUNT OF COMPANY ACQUISITIONS | Management | No Action | |||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| MCCORMICK & COMPANY, INCORPORATED | ||||||||||||||
| Security | 579780107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MKCV | Meeting Date | 29-Mar-2023 | |||||||||||
| ISIN | US5797801074 | Agenda | 935768549 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: A. L. Bramman | Management | For | For | ||||||||||
| 1B. | Election of Director: M. A. Conway | Management | For | For | ||||||||||
| 1C. | Election of Director: F. A. Hrabowski, III | Management | For | For | ||||||||||
| 1D. | Election of Director: L. E. Kurzius | Management | For | For | ||||||||||
| 1E. | Election of Director: P. Little | Management | For | For | ||||||||||
| 1F. | Election of Director: M. D. Mangan | Management | For | For | ||||||||||
| 1G. | Election of Director: M. G. Montiel | Management | For | For | ||||||||||
| 1H. | Election of Director: M. M. V. Preston | Management | For | For | ||||||||||
| 1I. | Election of Director: G. M. Rodkin | Management | For | For | ||||||||||
| 1J. | Election of Director: J. Tapiero | Management | For | For | ||||||||||
| 1K. | Election of Director: W. A. Vernon | Management | For | For | ||||||||||
| 2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||
| 3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||
| 4. | ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||||
| SVENSKA CELLULOSA SCA AB | ||||||||||||||
| Security | W21376137 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 30-Mar-2023 | ||||||||||||
| ISIN | SE0000171886 | Agenda | 716694395 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||||
| 1 | ELECT CHAIRMAN OF MEETING | Non-Voting | ||||||||||||
| 2 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | ||||||||||||
| 3 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Non-Voting | ||||||||||||
| 4 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | ||||||||||||
| 5 | APPROVE AGENDA OF MEETING | Non-Voting | ||||||||||||
| 6 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | ||||||||||||
| 7 | RECEIVE PRESIDENT’S REPORT | Non-Voting | ||||||||||||
| 8.A | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||||
| 8.B | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF SEK 2.50 PER SHARE | Management | No Action | |||||||||||
| 8.C1 | APPROVE DISCHARGE OF CHARLOTTE BENGTSSON | Management | No Action | |||||||||||
| 8.C2 | APPROVE DISCHARGE OF ASA BERGMAN | Management | No Action | |||||||||||
| 8.C3 | APPROVE DISCHARGE OF PAR BOMAN | Management | No Action | |||||||||||
| 8.C4 | APPROVE DISCHARGE OF LENNART EVRELL | Management | No Action | |||||||||||
| 8.C5 | APPROVE DISCHARGE OF ANNEMARIE GARDSHOL | Management | No Action | |||||||||||
| 8.C6 | APPROVE DISCHARGE OF CARINA HAKANSSON | Management | No Action | |||||||||||
| 8.C7 | APPROVE DISCHARGE OF ULF LARSSON (AS BOARD MEMBER) | Management | No Action | |||||||||||
| 8.C8 | APPROVE DISCHARGE OF MARTIN LINDQVIST | Management | No Action | |||||||||||
| 8.C9 | APPROVE DISCHARGE OF BERT NORDBERG | Management | No Action | |||||||||||
| 8.C10 | APPROVE DISCHARGE OF ANDERS SUNDSTROM | Management | No Action | |||||||||||
| 8.C11 | APPROVE DISCHARGE OF BARBARA M. THORALFSSON | Management | No Action | |||||||||||
| 8.C12 | APPROVE DISCHARGE OF KARL ABERG | Management | No Action | |||||||||||
| 8.C13 | APPROVE DISCHARGE OF EMPLOYEE REPRESENTATIVE NICLAS ANDERSSON | Management | No Action | |||||||||||
| 8.C14 | APPROVE DISCHARGE OF EMPLOYEE REPRESENTATIVE ROGER BOSTROM | Management | No Action | |||||||||||
| 8.C15 | APPROVE DISCHARGE OF EMPLOYEE REPRESENTATIVE MARIA JONSSON | Management | No Action | |||||||||||
| 8.C16 | APPROVE DISCHARGE OF EMPLOYEE REPRESENTATIVE JOHANNA VIKLUND LINDEN | Management | No Action | |||||||||||
| 8.C17 | APPROVE DISCHARGE OF DEPUTY EMPLOYEE REPRESENTATIVE STEFAN LUNDKVIST | Management | No Action | |||||||||||
| 8.C18 | APPROVE DISCHARGE OF DEPUTY EMPLOYEE REPRESENTATIVE MALIN MARKLUND | Management | No Action | |||||||||||
| 8.C19 | APPROVE DISCHARGE OF DEPUTY EMPLOYEE REPRESENTATIVE PETER OLSSON | Management | No Action | |||||||||||
| 8.C20 | APPROVE DISCHARGE OF CEO ULF LARSSON | Management | No Action | |||||||||||
| 9 | DETERMINE NUMBER OF DIRECTORS (10) AND DEPUTY DIRECTORS (0) OF BOARD | Management | No Action | |||||||||||
| 10 | DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY AUDITORS (0) | Management | No Action | |||||||||||
| 11.1 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 2.089MILLION FOR CHAIRMAN AND SEK 695,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK | Management | No Action | |||||||||||
| 11.2 | APPROVE REMUNERATION OF AUDITORS | Management | No Action | |||||||||||
| 12.1 | REELECT ASA BERGMAN AS DIRECTOR | Management | No Action | |||||||||||
| 12.2 | REELECT PAR BOMAN AS DIRECTOR | Management | No Action | |||||||||||
| 12.3 | REELECT LENNART EVRELL AS DIRECTOR | Management | No Action | |||||||||||
| 12.4 | REELECT ANNEMARIE GARDSHOL AS DIRECTOR | Management | No Action | |||||||||||
| 12.5 | REELECT CARINA HAKANSSON AS DIRECTOR | Management | No Action | |||||||||||
| 12.6 | REELECT ULF LARSSON AS DIRECTOR | Management | No Action | |||||||||||
| 12.7 | REELECT MARTIN LINDQVIST AS DIRECTOR | Management | No Action | |||||||||||
| 12.8 | REELECT ANDERS SUNDSTROM AS DIRECTOR | Management | No Action | |||||||||||
| 12.9 | REELECT BARBARA M. THORALFSSON AS DIRECTOR | Management | No Action | |||||||||||
| 12.10 | REELECT KARL ABERG AS DIRECTOR | Management | No Action | |||||||||||
| 13 | REELECT PAR BOMAN AS BOARD CHAIR | Management | No Action | |||||||||||
| 14 | RATIFY ERNST & YOUNG AS AUDITOR | Management | No Action | |||||||||||
| 15 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||||
| 16 | APPROVE CASH-BASED INCENTIVE PROGRAM (PROGRAM 2023-2025) FOR KEY EMPLOYEES | Management | No Action | |||||||||||
| 17 | CLOSE MEETING | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CHR. HANSEN HOLDING A/S | ||||||||||||||
| Security | K1830B107 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | CHYHY | Meeting Date | 30-Mar-2023 | |||||||||||
| ISIN | DK0060227585 | Agenda | 716757820 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING INSTRUCTIONS FOR MOST MEETINGS ARE CAST BY THE REGISTRAR IN ACCORDANCE-WITH YOUR VOTING INSTRUCTIONS. FOR THE SMALL NUMBER OF MEETINGS WHERE THERE-IS NO REGISTRAR, YOUR VOTING INSTRUCTIONS WILL BE CAST BY THE CHAIRMAN OF THE-BOARD (OR A BOARD MEMBER) AS PROXY. THE CHAIRMAN (OR A BOARD MEMBER) MAY-CHOOSE TO ONLY CAST PRO-MANAGEMENT VOTING INSTRUCTIONS. TO GUARANTEE YOUR-VOTING INSTRUCTIONS AGAINST MANAGEMENT ARE CAST, YOU MAY SUBMIT A REQUEST TO-ATTEND THE MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION-SERVICES FOR AN ADDED FEE, IF REQUESTED. | Non-Voting | ||||||||||||
| CMMT | SPLIT AND PARTIAL VOTING IS NOT AUTHORIZED FOR A BENEFICIAL OWNER IN THE-DANISH MARKET. | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
| 1 | RESOLUTION TO ADOPT THE IMPLEMENTATION OF A STATUTORY MERGER OF CHR. HANSEN AND NOVOZYMES A/S IN ACCORDANCE WITH THE MERGER PLAN OF DECEMBER 12, 2022 | Management | No Action | |||||||||||
| 2 | RESOLUTION TO APPROVE TRANSACTION SPECIFIC INDEMNIFICATION OF MANAGEMENT AND RELEVANT EMPLOYEES | Management | No Action | |||||||||||
| 3 | CHANGE OF THE FINANCIAL YEAR OF CHR. HANSEN | Management | No Action | |||||||||||
| 4 | ADJUSTMENT OF BOARD REMUNERATION DUE TO PROPOSED MERGER AND CHANGE OF THE FINANCIAL YEAR | Management | No Action | |||||||||||
| 5 | AUTHORISATION TO THE CHAIR OF THE EXTRAORDINARY GENERAL MEETING | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE | Non-Voting | ||||||||||||
| EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | ||||||||||||||
| CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||||
| CMMT | 09 MAR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| CMMT | 09 MAR 2023: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| PHAROL SGPS, SA | ||||||||||||||
| Security | X6454E135 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | PHR | Meeting Date | 31-Mar-2023 | |||||||||||
| ISIN | PTPTC0AM0009 | Agenda | 716762340 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS, AS PROVIDED BY YOUR- CUSTODIAN BANK, THROUGH DECLARATIONS OF PARTICIPATION AND VOTING. PORTUGUESE-LAW DOES NOT PERMIT BENEFICIAL OWNERS TO VOTE INCONSISTENTLY ACROSS THEIR-HOLDINGS. OPPOSING VOTES MAY BE REJECTED BY THE ISSUER. | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 18 APR 2023. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | Non-Voting | ||||||||||||
| 1 | TO RESOLVE ON THE MANAGEMENT REPORT, BALANCE SHEET AND ACCOUNTS FOR THE YEAR 2022 | Management | No Action | |||||||||||
| 2 | TO RESOLVE ON THE CONSOLIDATED MANAGEMENT REPORT, BALANCE SHEET AND ACCOUNTS FOR THE YEAR 2022 | Management | No Action | |||||||||||
| 3 | TO RESOLVE ON THE PROPOSAL FOR APPLICATION OF PROFITS | Management | No Action | |||||||||||
| 4 | TO RESOLVE ON A GENERAL APPRAISAL OF THE COMPANY’S MANAGEMENT AND SUPERVISION | Management | No Action | |||||||||||
| 5 | TO RESOLVE ON THE ACQUISITION AND DISPOSITION OF OWN SHARES | Management | No Action | |||||||||||
| 6 | TO RESOLVE ON THE STATEMENT OF THE COMPENSATION COMMITTEE ON THE REMUNERATION POLICY FOR THE MEMBERS OF THE MANAGEMENT AND SUPERVISORY BODIES OF THE COMPANY | Management | No Action | |||||||||||
| CMMT | 13 MAR 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER | Non-Voting | ||||||||||||
| WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||||
| CMMT | 13 MAR 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||||
| CMMT | 13 MAR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| CMMT | 13 MAR 2023: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| FOMENTO ECONOMICO MEXICANO S.A.B. DE CV | ||||||||||||||
| Security | 344419106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FMX | Meeting Date | 31-Mar-2023 | |||||||||||
| ISIN | US3444191064 | Agenda | 935776180 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| E1. | Proposal, discussion and, if applicable, approval of an amendment to Article 25 of the Company’s By-laws, in relation with a reduction to the minimum number of directors to be appointed by the Series “B” shareholders. | Management | For | |||||||||||
| E2. | Appointment of delegates for the formalization of the resolutions adopted by the Meeting. | Management | For | |||||||||||
| E3. | Reading and, if applicable, approval of the Meeting’s minutes. | Management | For | |||||||||||
| 1. | Report of the chief executive officer of the Company, which includes the financial statements of the Company for the 2022 fiscal year; opinion of the Board of Directors of the Company regarding the content of the report of the chief executive officer; report of the Board of Directors of the Company regarding the main policies and accounting and information criteria applied during the preparation of the Company’s financial information, and the reports of the chairmen ...(due to space limits, see proxy material for full proposal). | Management | Abstain | |||||||||||
| 2. | Application of the results for the 2022 fiscal year of the Company, which will include a dividends declaration and payment in cash, in Mexican pesos. | Management | For | |||||||||||
| 3. | Determination of the maximum amount to be allocated for the Company’s stock repurchase fund. | Management | For | |||||||||||
| 4a. | Election of the member of the Board of Director (Series “B”): José Antonio Fernández Carbajal | Management | For | |||||||||||
| 4b. | Election of the member of the Board of Director (Series “B”): Eva Maria Garza Lagüera Gonda | Management | For | |||||||||||
| 4c. | Election of the member of the Board of Director (Series “B”): Paulina Garza Lagüera Gonda | Management | For | |||||||||||
| 4d. | Election of the member of the Board of Director (Series “B”): Francisco José Calderón Rojas | Management | For | |||||||||||
| 4e. | Election of the member of the Board of Director (Series “B”): Alfonso Garza Garza | Management | For | |||||||||||
| 4f. | Election of the member of the Board of Director (Series “B”): Bertha Paula Michel González | Management | For | |||||||||||
| 4g. | Election of the member of the Board of Director (Series “B”): Alejandro Bailléres Gual | Management | For | |||||||||||
| 4h. | Election of the member of the Board of Director (Series “B”): Bárbara Garza Lagüera Gonda | Management | For | |||||||||||
| 4i. | Election of the member of the Board of Director (Series “B”): Enrique F. Senior Hernández | Management | For | |||||||||||
| 4j. | Election of the member of the Board of Director (Series “B”): Michael Larson | Management | For | |||||||||||
| 4k. | Election of the member of the Board of Director (Series “D”): Ricardo E. Saldívar Escajadillo | Management | For | |||||||||||
| 4l. | Election of the member of the Board of Director (Series “D”): Alfonso González Migoya | Management | For | |||||||||||
| 4m. | Election of the member of the Board of Director (Series “D”): Víctor Alberto Tiburcio Celorio | Management | For | |||||||||||
| 4n. | Election of the member of the Board of Director (Series “D”): Daniel Alegre | Management | For | |||||||||||
| 4o | Election of the member of the Board of Director (Series “D”): Gibu Thomas | Management | For | |||||||||||
| 4p. | Election of the member of the Board of Director (Series “D” Alternate): Michael Kahn | Management | For | |||||||||||
| 4q. | Election of the member of the Board of Director (Series “D” Alternate): Francisco Zambrano Rodríguez | Management | For | |||||||||||
| 4r. | Election of the member of the Board of Director (Series “D” Alternate): Jaime A. El Koury | Management | For | |||||||||||
| 5. | Resolution with respect to the remuneration of the members of the Board of Directors, qualification of their independence, and election of the chairman and secretaries of the Board of Directors. | Management | For | |||||||||||
| 6. | Election of members of the following Committees of the Company: (i) Operation and Strategy, (ii) Audit, and (iii) Corporate Practices and Nominations; appointment of each of their respective chairman, and resolution with respect to their remuneration. | Management | For | |||||||||||
| 7. | Appointment of delegates for the formalization of the Meeting’s resolutions. | Management | For | |||||||||||
| 8. | Reading and, if applicable, approval of the Meeting’s minutes. | Management | For | |||||||||||
| DEUTSCHE TELEKOM AG | ||||||||||||||
| Security | D2035M136 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 05-Apr-2023 | ||||||||||||
| ISIN | DE0005557508 | Agenda | 716714856 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | ||||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | ||||||||||||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS | Non-Voting | ||||||||||||
| HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | ||||||||||||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER’S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2022 | Non-Voting | ||||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.70 PER SHARE | Management | No Action | |||||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 5 | RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL YEAR 2023 AND FOR THE REVIEW OF THE INTERIM FINANCIAL STATEMENTS FOR FISCAL YEAR 2023 AND FIRST QUARTER OF FISCAL YEAR 2024 | Management | No Action | |||||||||||
| 6.1 | ELECT HARALD KRUEGER TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 6.2 | ELECT REINHARD PLOSS TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 6.3 | ELECT MARGRET SUCKALE TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 7 | APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS UNTIL 2025 | Management | No Action | |||||||||||
| 8 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 27 FEB 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
| CMMT | 27 FEB 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||||
| CMMT | 27 FEB 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| HEWLETT PACKARD ENTERPRISE COMPANY | ||||||||||||||
| Security | 42824C109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HPE | Meeting Date | 05-Apr-2023 | |||||||||||
| ISIN | US42824C1099 | Agenda | 935766583 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Daniel Ammann | Management | For | For | ||||||||||
| 1b. | Election of Director: Pamela L. Carter | Management | For | For | ||||||||||
| 1c. | Election of Director: Frank A. D’Amelio | Management | For | For | ||||||||||
| 1d. | Election of Director: Regina E. Dugan | Management | For | For | ||||||||||
| 1e. | Election of Director: Jean M. Hobby | Management | For | For | ||||||||||
| 1f. | Election of Director: Raymond J. Lane | Management | For | For | ||||||||||
| 1g. | Election of Director: Ann M. Livermore | Management | For | For | ||||||||||
| 1h. | Election of Director: Antonio F. Neri | Management | For | For | ||||||||||
| 1i. | Election of Director: Charles H. Noski | Management | For | For | ||||||||||
| 1j. | Election of Director: Raymond E. Ozzie | Management | For | For | ||||||||||
| 1k. | Election of Director: Gary M. Reiner | Management | For | For | ||||||||||
| 1l. | Election of Director: Patricia F. Russo | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for the fiscal year ending October 31, 2023. | Management | For | For | ||||||||||
| 3. | Approval of the increase of shares reserved under the Hewlett Packard Enterprise 2021 Stock Incentive Plan. | Management | For | For | ||||||||||
| 4. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
| 5. | Stockholder proposal entitled: “Transparency in Lobbying”. | Shareholder | Abstain | Against | ||||||||||
| UBS GROUP AG | ||||||||||||||
| Security | H42097107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | UBS | Meeting Date | 05-Apr-2023 | |||||||||||
| ISIN | CH0244767585 | Agenda | 935777043 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Approval of the UBS Group AG management report and consolidated and standalone financial statements for the 2022 financial year | Management | For | For | ||||||||||
| 2. | Advisory vote on the UBS Group AG Compensation Report 2022 | Management | For | For | ||||||||||
| 3. | Advisory vote on the UBS Group AG Sustainability Report 2022 | Management | Abstain | Against | ||||||||||
| 4. | Appropriation of total profit and distribution of ordinary dividend out of total profit and capital contribution reserve | Management | For | For | ||||||||||
| 5.1 | Amendments related to the General Meeting (section 3 A., excluding article 10a paragraph 2) | Management | For | For | ||||||||||
| 5.2 | Vote on virtual General Meetings (article 10a paragraph 2) | Management | For | For | ||||||||||
| 5.3 | Amendments related to the Board of Directors (section 3 B.), Group Executive Board (section 3 C.) and compensation of the members of the Board and the Group Executive Board (section 5) | Management | For | For | ||||||||||
| 5.4 | General amendments | Management | For | For | ||||||||||
| 6. | Discharge of the members of the Board of Directors and the Group Executive Board for the 2022 financial year | Management | For | For | ||||||||||
| 7a. | Re-election of the member of the Board of Director: Colm Kelleher, as Chairman of the Board of Director | Management | For | For | ||||||||||
| 7b. | Re-election of the member of the Board of Director: Lukas Gähwiler | Management | For | For | ||||||||||
| 7c. | Re-election of the member of the Board of Director: Jeremy Anderson | Management | For | For | ||||||||||
| 7d. | Re-election of the member of the Board of Director: Claudia Böckstiegel | Management | For | For | ||||||||||
| 7e. | Re-election of the member of the Board of Director: William C. Dudley | Management | For | For | ||||||||||
| 7f. | Re-election of the member of the Board of Director: Patrick Firmenich | Management | For | For | ||||||||||
| 7g. | Re-election of the member of the Board of Director: Fred Hu | Management | For | For | ||||||||||
| 7h. | Re-election of the member of the Board of Director: Mark Hughes | Management | For | For | ||||||||||
| 7i. | Re-election of the member of the Board of Director: Nathalie Rachou | Management | For | For | ||||||||||
| 7j. | Re-election of the member of the Board of Director: Julie G. Richardson | Management | For | For | ||||||||||
| 7k. | Re-election of the member of the Board of Director: Dieter Wemmer | Management | For | For | ||||||||||
| 7l. | Re-election of the member of the Board of Director: Jeanette Wong | Management | For | For | ||||||||||
| 8.1 | Re-election of the member of the Compensation Committee: Julie G. Richardson | Management | For | For | ||||||||||
| 8.2 | Re-election of the member of the Compensation Committee: Dieter Wemmer | Management | For | For | ||||||||||
| 8.3 | Re-election of the member of the Compensation Committee: Jeanette Wong | Management | For | For | ||||||||||
| 9.1 | Approval of the maximum aggregate amount of compensation for the members of the Board from the 2023 AGM to the 2024 AGM | Management | For | For | ||||||||||
| 9.2 | Approval of the aggregate amount of variable compensation for members of the Group Executive Board for 2022 financial year | Management | For | For | ||||||||||
| 9.3 | Approval of the maximum aggregate amount of fixed compensation for members of Group Executive Board for 2024 financial year | Management | For | For | ||||||||||
| 10a | Re-election of the independent proxy, ADB Altorfer Duss & Beilstein AG, Zurich | Management | For | For | ||||||||||
| 10b | Re-election of the auditors, Ernst & Young Ltd, Basel | Management | For | For | ||||||||||
| 11 | Ordinary reduction of share capital by way of cancellation of shares repurchased under the 2021 share repurchase program | Management | For | For | ||||||||||
| 12 | Approval of a new 2023 share repurchase program | Management | For | For | ||||||||||
| 13a | Ordinary reduction of the share capital by way of reduction of the nominal value per share | Management | For | For | ||||||||||
| 13b | Conversion of currency of the share capital of UBS Group AG: Change of currency of the share capital | Management | For | For | ||||||||||
| 14 | Instruction for the exercise of voting rights for motions not published. In the event that, at the Annual General Meeting, shareholders or the Board of Directors make additional or amending motions to the published agenda items and / or put forward new motions pursuant to Article 704b of the Swiss Code of Obligations, I / we instruct the independent proxy to act as follows. | Management | Abstain | |||||||||||
| DEUTSCHE TELEKOM AG | ||||||||||||||
| Security | 251566105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DTEGY | Meeting Date | 05-Apr-2023 | |||||||||||
| ISIN | US2515661054 | Agenda | 935777598 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 2. | Resolution on the appropriation of net income. | Management | For | |||||||||||
| 3. | Resolution on the approval of the actions of the members of the Board of Management. | Management | For | |||||||||||
| 4. | Resolution on the approval of the actions of the members of the Supervisory Board. | Management | For | |||||||||||
| 5. | Resolution on the appointment of the independent auditor and the Group auditor. | Management | For | |||||||||||
| 6a. | Election to the Supervisory Board: Mr. Harald Krüger | Management | For | |||||||||||
| 6b. | Election to the Supervisory Board: Mr. Dr. Reinhard Ploss | Management | For | |||||||||||
| 6c. | Election to the Supervisory Board: Ms. Margret Suckale | Management | For | |||||||||||
| 7. | Resolution on the amendments to section 14, 15 and 17 of the Articles of Incorporation. | Management | For | |||||||||||
| 8. | Resolution on the approval of the remuneration report. | Management | For | |||||||||||
| DEUTSCHE TELEKOM AG | ||||||||||||||
| Security | 251566105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DTEGY | Meeting Date | 05-Apr-2023 | |||||||||||
| ISIN | US2515661054 | Agenda | 935784389 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 2. | Resolution on the appropriation of net income. | Management | For | |||||||||||
| 3. | Resolution on the approval of the actions of the members of the Board of Management. | Management | For | |||||||||||
| 4. | Resolution on the approval of the actions of the members of the Supervisory Board. | Management | For | |||||||||||
| 5. | Resolution on the appointment of the independent auditor and the Group auditor. | Management | For | |||||||||||
| 6a. | Election to the Supervisory Board: Mr. Harald Krüger | Management | For | |||||||||||
| 6b. | Election to the Supervisory Board: Mr. Dr. Reinhard Ploss | Management | For | |||||||||||
| 6c. | Election to the Supervisory Board: Ms. Margret Suckale | Management | For | |||||||||||
| 7. | Resolution on the amendments to section 14, 15 and 17 of the Articles of Incorporation. | Management | For | |||||||||||
| 8. | Resolution on the approval of the remuneration report. | Management | For | |||||||||||
| UBS GROUP AG | ||||||||||||||
| Security | H42097107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | UBS | Meeting Date | 05-Apr-2023 | |||||||||||
| ISIN | CH0244767585 | Agenda | 935801616 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Approval of the UBS Group AG management report and consolidated and standalone financial statements for the 2022 financial year | Management | For | For | ||||||||||
| 2. | Advisory vote on the UBS Group AG Compensation Report 2022 | Management | For | For | ||||||||||
| 3. | Advisory vote on the UBS Group AG Sustainability Report 2022 | Management | Abstain | Against | ||||||||||
| 4. | Appropriation of total profit and distribution of ordinary dividend out of total profit and capital contribution reserve | Management | For | For | ||||||||||
| 5.1 | Amendments related to the General Meeting (section 3 A., excluding article 10a paragraph 2) | Management | For | For | ||||||||||
| 5.2 | Vote on virtual General Meetings (article 10a paragraph 2) | Management | For | For | ||||||||||
| 5.3 | Amendments related to the Board of Directors (section 3 B.), Group Executive Board (section 3 C.) and compensation of the members of the Board and the Group Executive Board (section 5) | Management | For | For | ||||||||||
| 5.4 | General amendments | Management | For | For | ||||||||||
| 6. | Discharge of the members of the Board of Directors and the Group Executive Board for the 2022 financial year | Management | For | For | ||||||||||
| 7a. | Re-election of the member of the Board of Director: Colm Kelleher, as Chairman of the Board of Director | Management | For | For | ||||||||||
| 7b. | Re-election of the member of the Board of Director: Lukas Gähwiler | Management | For | For | ||||||||||
| 7c. | Re-election of the member of the Board of Director: Jeremy Anderson | Management | For | For | ||||||||||
| 7d. | Re-election of the member of the Board of Director: Claudia Böckstiegel | Management | For | For | ||||||||||
| 7e. | Re-election of the member of the Board of Director: William C. Dudley | Management | For | For | ||||||||||
| 7f. | Re-election of the member of the Board of Director: Patrick Firmenich | Management | For | For | ||||||||||
| 7g. | Re-election of the member of the Board of Director: Fred Hu | Management | For | For | ||||||||||
| 7h. | Re-election of the member of the Board of Director: Mark Hughes | Management | For | For | ||||||||||
| 7i. | Re-election of the member of the Board of Director: Nathalie Rachou | Management | For | For | ||||||||||
| 7j. | Re-election of the member of the Board of Director: Julie G. Richardson | Management | For | For | ||||||||||
| 7k. | Re-election of the member of the Board of Director: Dieter Wemmer | Management | For | For | ||||||||||
| 7l. | Re-election of the member of the Board of Director: Jeanette Wong | Management | For | For | ||||||||||
| 8.1 | Re-election of the member of the Compensation Committee: Julie G. Richardson | Management | For | For | ||||||||||
| 8.2 | Re-election of the member of the Compensation Committee: Dieter Wemmer | Management | For | For | ||||||||||
| 8.3 | Re-election of the member of the Compensation Committee: Jeanette Wong | Management | For | For | ||||||||||
| 9.1 | Approval of the maximum aggregate amount of compensation for the members of the Board from the 2023 AGM to the 2024 AGM | Management | For | For | ||||||||||
| 9.2 | Approval of the aggregate amount of variable compensation for members of the Group Executive Board for 2022 financial year | Management | For | For | ||||||||||
| 9.3 | Approval of the maximum aggregate amount of fixed compensation for members of Group Executive Board for 2024 financial year | Management | For | For | ||||||||||
| 10a | Re-election of the independent proxy, ADB Altorfer Duss & Beilstein AG, Zurich | Management | For | For | ||||||||||
| 10b | Re-election of the auditors, Ernst & Young Ltd, Basel | Management | For | For | ||||||||||
| 11 | Ordinary reduction of share capital by way of cancellation of shares repurchased under the 2021 share repurchase program | Management | For | For | ||||||||||
| 12 | Approval of a new 2023 share repurchase program | Management | For | For | ||||||||||
| 13a | Ordinary reduction of the share capital by way of reduction of the nominal value per share | Management | For | For | ||||||||||
| 13b | Conversion of currency of the share capital of UBS Group AG: Change of currency of the share capital | Management | For | For | ||||||||||
| 14 | Instruction for the exercise of voting rights for motions not published. In the event that, at the Annual General Meeting, shareholders or the Board of Directors make additional or amending motions to the published agenda items and / or put forward new motions pursuant to Article 704b of the Swiss Code of Obligations, I / we instruct the independent proxy to act as follows. | Management | Abstain | |||||||||||
| KONINKLIJKE KPN NV | ||||||||||||||
| Security | N4297B146 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 12-Apr-2023 | ||||||||||||
| ISIN | NL0000009082 | Agenda | 716732272 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
| 1. | OPENING AND ANNOUNCEMENTS | Non-Voting | ||||||||||||
| 2. | REPORT BY THE BOARD OF MANAGEMENT FOR THE FISCAL YEAR 2022 | Non-Voting | ||||||||||||
| 3. | PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4. | PROPOSAL TO APPROVE THE REMUNERATION REPORT FOR THE FISCAL YEAR 2022 (ADVISORY VOTE) | Management | No Action | |||||||||||
| 5. | EXPLANATION OF THE FINANCIAL AND DIVIDEND POLICY | Non-Voting | ||||||||||||
| 6. | PROPOSAL TO DETERMINE THE DIVIDEND OVER THE FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 7. | PROPOSAL TO DISCHARGE THE MEMBERS OF THE BOARD OF MANAGEMENT FROM LIABILITY | Management | No Action | |||||||||||
| 8. | PROPOSAL TO DISCHARGE THE MEMBERS OF THE SUPERVISORY BOARD FROM LIABILITY | Management | No Action | |||||||||||
| 9. | PROPOSAL TO APPOINT THE EXTERNAL AUDITOR FOR THE FISCAL YEAR 2024 | Management | No Action | |||||||||||
| 10. | OPPORTUNITY TO MAKE RECOMMENDATIONS FOR THE APPOINTMENT OF MEMBERS OF THE- SUPERVISORY BOARD | Non-Voting | ||||||||||||
| 11. | PROPOSAL TO REAPPOINT MRS. J.C.M. SAP AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 12. | PROPOSAL TO APPOINT MR. B.J. NOTEBOOM AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 13. | PROPOSAL TO APPOINT MR. F. HEEMSKERK AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 14. | PROPOSAL TO APPOINT MR. H.H.J. DIJKHUIZEN AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 15. | PROPOSAL TO AUTHORIZE THE BOARD OF MANAGEMENT TO RESOLVE THAT THE COMPANY MAY ACQUIRE ITS OWN SHARES | Management | No Action | |||||||||||
| 16. | PROPOSAL TO REDUCE THE CAPITAL BY CANCELLING OWN SHARES | Management | No Action | |||||||||||
| 17. | PROPOSAL TO DESIGNATE THE BOARD OF MANAGEMENT AS THE COMPETENT BODY TO ISSUE ORDINARY SHARES | Management | No Action | |||||||||||
| 18. | PROPOSAL TO DESIGNATE THE BOARD OF MANAGEMENT AS THE COMPETENT BODY TO RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS UPON ISSUING ORDINARY SHARES | Management | No Action | |||||||||||
| 19. | ANY OTHER BUSINESS | Non-Voting | ||||||||||||
| 20. | VOTING RESULTS AND CLOSURE OF THE MEETING | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| LENNAR CORPORATION | ||||||||||||||
| Security | 526057302 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LENB | Meeting Date | 12-Apr-2023 | |||||||||||
| ISIN | US5260573028 | Agenda | 935769159 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Amy Banse | Management | Abstain | Against | ||||||||||
| 1b. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Rick Beckwitt | Management | Abstain | Against | ||||||||||
| 1c. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Tig Gilliam | Management | Abstain | Against | ||||||||||
| 1d. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Sherrill W. Hudson | Management | Abstain | Against | ||||||||||
| 1e. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Jonathan M. Jaffe | Management | Abstain | Against | ||||||||||
| 1f. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Sidney Lapidus | Management | Abstain | Against | ||||||||||
| 1g. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Teri P. McClure | Management | Abstain | Against | ||||||||||
| 1h. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Stuart Miller | Management | Abstain | Against | ||||||||||
| 1i. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Armando Olivera | Management | Abstain | Against | ||||||||||
| 1j. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Jeffrey Sonnenfeld | Management | Abstain | Against | ||||||||||
| 2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | Approval, on an advisory basis, of the frequency of the stockholder vote on the compensation of our named executive officers. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending November 30, 2023. | Management | For | For | ||||||||||
| 5. | Vote on a stockholder proposal regarding the elimination of our dual-class common stock voting structure. | Shareholder | Against | For | ||||||||||
| THE BANK OF NEW YORK MELLON CORPORATION | ||||||||||||||
| Security | 064058100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BK | Meeting Date | 12-Apr-2023 | |||||||||||
| ISIN | US0640581007 | Agenda | 935771180 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Linda Z. Cook | Management | For | For | ||||||||||
| 1b. | Election of Director: Joseph J. Echevarria | Management | For | For | ||||||||||
| 1c. | Election of Director: M. Amy Gilliland | Management | For | For | ||||||||||
| 1d. | Election of Director: Jeffrey A. Goldstein | Management | For | For | ||||||||||
| 1e. | Election of Director: K. Guru Gowrappan | Management | For | For | ||||||||||
| 1f. | Election of Director: Ralph Izzo | Management | For | For | ||||||||||
| 1g. | Election of Director: Sandra E. “Sandie” O’Connor | Management | For | For | ||||||||||
| 1h. | Election of Director: Elizabeth E. Robinson | Management | For | For | ||||||||||
| 1i. | Election of Director: Frederick O. Terrell | Management | For | For | ||||||||||
| 1j. | Election of Director: Robin Vince | Management | For | For | ||||||||||
| 1k. | Election of Director: Alfred W. “Al” Zollar | Management | For | For | ||||||||||
| 2. | Advisory resolution to approve the 2022 compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | Advisory vote recommending the frequency with which we conduct a say-on-pay vote. | Management | 1 Year | For | ||||||||||
| 4. | Ratify the appointment of KPMG LLP as our independent auditor for 2023. | Management | For | For | ||||||||||
| 5. | Approve the 2023 Long-Term Incentive Plan. | Management | For | For | ||||||||||
| 6. | Stockholder proposal regarding stockholder ratification of certain executive severance payments, if properly presented. | Shareholder | Against | For | ||||||||||
| DAVIDE CAMPARI-MILANO N.V. | ||||||||||||||
| Security | N24565108 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | DVDCF | Meeting Date | 13-Apr-2023 | |||||||||||
| ISIN | NL0015435975 | Agenda | 716715769 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| 0010 | REMUNERATION REPORT (ADVISORY VOTE) | Management | No Action | |||||||||||
| 0020 | ADOPTION OF 2022 ANNUAL ACCOUNTS | Management | No Action | |||||||||||
| 0030 | DETERMINATION AND DISTRIBUTION OF DIVIDEND | Management | No Action | |||||||||||
| 0040 | RELEASE FROM LIABILITY OF THE EXECUTIVE DIRECTORS | Management | No Action | |||||||||||
| 0050 | RELEASE FROM LIABILITY OF THE NON-EXECUTIVE DIRECTORS | Management | No Action | |||||||||||
| 0060 | APPROVAL OF THE STOCK OPTIONS PLAN PURSUANT TO ART. 114-BIS OF THE ITALIAN CONSOLIDATED LAW ON FINANCIAL INTERMEDIATION | Management | No Action | |||||||||||
| 0070 | AUTHORIZATION OF THE BOARD OF DIRECTORS TO REPURCHASE SHARES IN THE COMPANY | Management | No Action | |||||||||||
| 0080 | CONFIRMATION OF APPOINTMENT OF ERNST & YOUNG ACCOUNTANTS LLP AS INDEPENDENT EXTERNAL AUDITOR ENTRUSTED WITH THE AUDIT OF THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEARS 2023-2027 | Management | No Action | |||||||||||
| SCANDINAVIAN TOBACCO GROUP A/S | ||||||||||||||
| Security | K8553U105 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 13-Apr-2023 | ||||||||||||
| ISIN | DK0060696300 | Agenda | 716806940 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING INSTRUCTIONS FOR MOST MEETINGS ARE CAST BY THE REGISTRAR IN ACCORDANCE-WITH YOUR VOTING INSTRUCTIONS. FOR THE SMALL NUMBER OF MEETINGS WHERE THERE-IS NO REGISTRAR, YOUR VOTING INSTRUCTIONS WILL BE CAST BY THE CHAIRMAN OF THE-BOARD (OR A BOARD MEMBER) AS PROXY. THE CHAIRMAN (OR A BOARD MEMBER) MAY-CHOOSE TO ONLY CAST PRO-MANAGEMENT VOTING INSTRUCTIONS. TO GUARANTEE YOUR-VOTING INSTRUCTIONS AGAINST MANAGEMENT ARE CAST, YOU MAY SUBMIT A REQUEST TO-ATTEND THE MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION-SERVICES FOR AN ADDED FEE, IF REQUESTED | Non-Voting | ||||||||||||
| CMMT | SPLIT AND PARTIAL VOTING IS NOT AUTHORIZED FOR A BENEFICIAL OWNER IN THE-DANISH MARKET | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| 1 | REPORT OF THE BOARD OF DIRECTORS ON THE COMPANY’S ACTIVITIES DURING THE PAST- FINANCIAL YEAR | Non-Voting | ||||||||||||
| 2 | ADOPTION OF THE AUDITED ANNUAL REPORT | Management | No Action | |||||||||||
| 3 | APPROPRIATION OF PROFIT AS RECORDED IN THE ADOPTED ANNUAL REPORT | Management | No Action | |||||||||||
| 4 | PRESENTATION OF THE COMPANY’S REMUNERATION REPORT FOR AN ADVISORY VOTE | Management | No Action | |||||||||||
| 5 | ADOPTION OF THE REMUNERATION OF THE BOARD OF DIRECTORS AND BOARD COMMITTEES | Management | No Action | |||||||||||
| 6.A | REDUCTION OF THE COMPANY’S SHARE CAPITAL | Management | No Action | |||||||||||
| 6.B | ADOPTION OF AN AMENDMENT TO ARTICLES OF ASSOCIATION TO INCLUDE AN INDEMNIFICATION SCHEME FOR MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE MANAGEMENT | Management | No Action | |||||||||||
| 6.C | ADOPTION OF AN AMENDMENT TO REMUNERATION POLICY TO INCLUDE AN INDEMNIFICATION SCHEME FOR MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE MANAGEMENT | Management | No Action | |||||||||||
| 7.01 | RE-ELECTION OF HENRIK BRANDT (CHAIRMAN) AS MEMBERS TO THE BOARD OF DIRECTOR | Management | No Action | |||||||||||
| 7.02 | RE-ELECTION OF DIANNE BLIXT AS MEMBERS TO THE BOARD OF DIRECTOR | Management | No Action | |||||||||||
| 7.03 | RE-ELECTION OF MARLENE FORSELL AS MEMBERS TO THE BOARD OF DIRECTOR | Management | No Action | |||||||||||
| 7.04 | RE-ELECTION OF CLAUS GREGERSEN AS MEMBERS TO THE BOARD OF DIRECTOR | Management | No Action | |||||||||||
| 7.05 | RE-ELECTION OF ANDERS OBEL AS MEMBERS TO THE BOARD OF DIRECTOR | Management | No Action | |||||||||||
| 7.06 | RE-ELECTION OF HENRIK AMSINCK AS MEMBERS TO THE BOARD OF DIRECTOR | Management | No Action | |||||||||||
| 8.01 | RE-ELECTION OF PRICEWATERHOUSECOOPERS CHARTERED ACCOUNTANT COMPANY | Management | No Action | |||||||||||
| CMMT | 22 MAR 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||||
| CMMT | 22 MAR 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE | Non-Voting | ||||||||||||
| TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||||
| CMMT | 22 MAR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| JULIUS BAER GRUPPE AG | ||||||||||||||
| Security | H4414N103 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 13-Apr-2023 | ||||||||||||
| ISIN | CH0102484968 | Agenda | 716818212 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION-MAY BE REJECTED. | Non-Voting | ||||||||||||
| 1.1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||||
| 1.2 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF CHF 2.60 PER SHARE | Management | No Action | |||||||||||
| 3 | APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT | Management | No Action | |||||||||||
| 4.1 | APPROVE REMUNERATION OF BOARD OF DIRECTORS IN THE AMOUNT OF CHF 3.6 MILLION FROM 2023 AGM UNTIL 2024 AGM | Management | No Action | |||||||||||
| 4.2.1 | APPROVE VARIABLE CASH-BASED REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 13.1 MILLION FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.2.2 | APPROVE VARIABLE SHARE-BASED REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 13.1 MILLION FOR FISCAL YEAR 2023 | Management | No Action | |||||||||||
| 4.2.3 | APPROVE FIXED REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 10.1 MILLION FOR FISCAL YEAR 2024 | Management | No Action | |||||||||||
| 5.1.1 | REELECT ROMEO LACHER AS DIRECTOR | Management | No Action | |||||||||||
| 5.1.2 | REELECT GILBERT ACHERMANN AS DIRECTOR | Management | No Action | |||||||||||
| 5.1.3 | REELECT RICHARD CAMPBELL-BREEDEN AS DIRECTOR | Management | No Action | |||||||||||
| 5.1.4 | REELECT DAVID NICOL AS DIRECTOR | Management | No Action | |||||||||||
| 5.1.5 | REELECT KATHRYN SHIH AS DIRECTOR | Management | No Action | |||||||||||
| 5.1.6 | REELECT TOMAS MUINA AS DIRECTOR | Management | No Action | |||||||||||
| 5.1.7 | REELECT EUNICE ZEHNDER-LAI AS DIRECTOR | Management | No Action | |||||||||||
| 5.1.8 | REELECT OLGA ZOUTENDIJK AS DIRECTOR | Management | No Action | |||||||||||
| 5.2 | ELECT JUERG HUNZIKER AS DIRECTOR | Management | No Action | |||||||||||
| 5.3 | REELECT ROMEO LACHER AS BOARD CHAIRMAN | Management | No Action | |||||||||||
| 5.4.1 | REAPPOINT GILBERT ACHERMANN AS MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE | Management | No Action | |||||||||||
| 5.4.2 | REAPPOINT RICHARD CAMPBELL-BREEDEN AS MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE | Management | No Action | |||||||||||
| 5.4.3 | REAPPOINT KATHRYN SHIH AS MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE | Management | No Action | |||||||||||
| 5.4.4 | REAPPOINT EUNICE ZEHNDER-LAI AS MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE | Management | No Action | |||||||||||
| 6 | RATIFY KPMG AG AS AUDITORS | Management | No Action | |||||||||||
| 7 | DESIGNATE MARC NATER AS INDEPENDENT PROXY | Management | No Action | |||||||||||
| 8 | APPROVE CHF 155,989.20 REDUCTION IN SHARE CAPITAL AS PART OF THE SHARE BUYBACK PROGRAM VIA CANCELLATION OF REPURCHASED SHARES | Management | No Action | |||||||||||
| 9.1 | AMEND ARTICLES RE: SHARES AND SHARE REGISTER | Management | No Action | |||||||||||
| 9.2 | AMEND ARTICLES RE: RESTRICTION ON SHARE TRANSFERABILITY | Management | No Action | |||||||||||
| 9.3 | AMEND ARTICLES RE: GENERAL MEETINGS (INCL. APPROVAL OF HYBRID SHAREHOLDER MEETINGS) | Management | No Action | |||||||||||
| 9.4 | APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS | Management | No Action | |||||||||||
| 9.5 | AMEND ARTICLES RE: BOARD OF DIRECTORS; COMPENSATION; EXTERNAL MANDATES FOR MEMBERS OF THE BOARD OF DIRECTORS AND EXECUTIVE COMMITTEE | Management | No Action | |||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
| IVECO GROUP N.V. | ||||||||||||||
| Security | N47017103 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | IVCGF | Meeting Date | 14-Apr-2023 | |||||||||||
| ISIN | NL0015000LU4 | Agenda | 716743732 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
| 0010 | ADOPTION OF THE 2022 ANNUAL FINANCIAL STATEMENTS | Management | No Action | |||||||||||
| 0020 | REMUNERATION REPORT FOR THE FINANCIAL YEAR 2022 (ADVISORY VOTE) | Management | No Action | |||||||||||
| 0030 | RELEASE FROM LIABILITY OF THE EXECUTIVE DIRECTORS | Management | No Action | |||||||||||
| 0040 | RELEASE FROM LIABILITY OF THE NON-EXECUTIVE DIRECTORS | Management | No Action | |||||||||||
| 0050 | RE-APPOINTMENT OF SUZANNE HEYWOOD AS AN EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 0060 | RE-APPOINTMENT OF GERRIT MARX AS AN EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 0070 | RE-APPOINTMENT OF TUFAN ERGINBILGIC AS A NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 0080 | RE-APPOINTMENT OF ESSIMARI KAIRISTO AS A NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 0090 | RE-APPOINTMENT OF LINDA KNOLL AS A NON- EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 0100 | RE-APPOINTMENT OF ALESSANDRO NASI AS A NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 0110 | RE-APPOINTMENT OF OLOF PERSSON AS A NON- EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 0120 | RE-APPOINTMENT OF BENOIT RIBADEAU-DUMAS AS A NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 0130 | RE-APPOINTMENT OF LORENZO SIMONELLI AS A NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 0140 | AUTHORIZATION TO THE BOARD TO BUY-BACK COMMON SHARES | Management | No Action | |||||||||||
| CMMT | 28 MAR 2023: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 28 MAR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| CNH INDUSTRIAL N.V. | ||||||||||||||
| Security | N20944109 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | CNHI | Meeting Date | 14-Apr-2023 | |||||||||||
| ISIN | NL0010545661 | Agenda | 716743744 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
| 0010 | ADOPTION OF THE 2022 ANNUAL FINANCIAL STATEMENTS | Management | No Action | |||||||||||
| 0020 | PROPOSAL OF A DIVIDEND FOR 2022 OF EUR 0.36 PER COMMON SHARE | Management | No Action | |||||||||||
| 0030 | PROPOSAL TO DISCHARGE THE EXECUTIVE DIRECTORS AND THE NON-EXECUTIVE DIRECTORS FOR THE PERFORMANCE OF HIS OR HER DUTIES IN 2022 | Management | No Action | |||||||||||
| 0040 | APPLICATION OF THE REMUNERATION POLICY IN 2022 (ADVISORY VOTE) | Management | No Action | |||||||||||
| 0050 | PROPOSAL TO APPROVE THE PLAN TO GRANT RIGHTS TO SUBSCRIBE FOR COMMON SHARES TO EXECUTIVE DIRECTORS UNDER EQUITY INCENTIVE PLANS | Management | No Action | |||||||||||
| 0060 | RE-APPOINTMENT OF SUZANNE HEYWOOD | Management | No Action | |||||||||||
| 0070 | RE-APPOINTMENT OF SCOTT W. WINE | Management | No Action | |||||||||||
| 0080 | RE-APPOINTMENT OF HOWARD W. BUFFETT | Management | No Action | |||||||||||
| 0090 | RE-APPOINTMENT OF KAREN LINEHAN | Management | No Action | |||||||||||
| 0100 | RE-APPOINTMENT OF ALESSANDRO NASI | Management | No Action | |||||||||||
| 0110 | RE-APPOINTMENT OF VAGN SORENSEN | Management | No Action | |||||||||||
| 0120 | RE-APPOINTMENT OF ASA TAMSONS | Management | No Action | |||||||||||
| 0130 | APPOINTMENT OF ELIZABETH BASTONI | Management | No Action | |||||||||||
| 0140 | APPOINTMENT OF RICHARD J. KRAMER | Management | No Action | |||||||||||
| 0150 | AUTHORIZATION TO ISSUE SHARES AND/OR GRANT RIGHTS TO SUBSCRIBE FOR SHARES | Management | No Action | |||||||||||
| 0160 | AUTHORIZATION TO LIMIT OR EXCLUDE PRE- EMPTIVE RIGHTS | Management | No Action | |||||||||||
| 0170 | AUTHORIZATION TO ISSUE SPECIAL VOTING SHARES | Management | No Action | |||||||||||
| 0180 | AUTHORIZATION TO REPURCHASE OWN SHARES | Management | No Action | |||||||||||
| 0190 | PROPOSAL TO RE-APPOINT DELOITTE ACCOUNTANTS B.V. AS THE INDEPENDENT AUDITOR OF THE COMPANY FOR THE 2023 FINANCIAL YEAR | Management | No Action | |||||||||||
| CMMT | 08 MAR 2023: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 08 MAR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| CNH INDUSTRIAL N V | ||||||||||||||
| Security | N20944109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CNHI | Meeting Date | 14-Apr-2023 | |||||||||||
| ISIN | NL0010545661 | Agenda | 935776166 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 2b. | Adoption of the 2022 Annual Financial Statements | Management | For | For | ||||||||||
| 2c. | Proposal of a dividend for 2022 of €0.36 per common share | Management | For | For | ||||||||||
| 2d. | Proposal to discharge the executive directors and the non- executive directors for the performance of his or her duties in 2022 | Management | For | For | ||||||||||
| 3a. | Application of the remuneration policy in 2022 | Management | For | For | ||||||||||
| 3b. | Proposal to approve the plan to grant rights to subscribe for common shares to executive directors under equity incentive plans | Management | For | For | ||||||||||
| 4a. | Re-appointment of Suzanne Heywood | Management | For | For | ||||||||||
| 4b. | Re-appointment of Scott W. Wine | Management | For | For | ||||||||||
| 4c. | Re-appointment of Howard W. Buffett | Management | For | For | ||||||||||
| 4d. | Re-appointment of Karen Linehan | Management | For | For | ||||||||||
| 4e. | Re-appointment of Alessandro Nasi | Management | For | For | ||||||||||
| 4f. | Re-appointment of Vagn Sørensen | Management | For | For | ||||||||||
| 4g. | Re-appointment of Åsa Tamsons | Management | For | For | ||||||||||
| 4h. | Appointment of Elizabeth Bastoni | Management | For | For | ||||||||||
| 4i. | Appointment of Richard J. Kramer | Management | For | For | ||||||||||
| 5a. | Authorization to issue shares and/or grant rights to subscribe for shares | Management | For | For | ||||||||||
| 5b. | Authorization to limit or exclude pre-emptive rights | Management | For | For | ||||||||||
| 5c. | Authorization to issue special voting shares | Management | For | For | ||||||||||
| 5d. | Authorization to repurchase own shares | Management | For | For | ||||||||||
| 6. | Proposal to re-appoint Deloitte Accountants B.V. as the independent auditor of the Company for the 2024 financial year | Management | For | For | ||||||||||
| CNH INDUSTRIAL N V | ||||||||||||||
| Security | N20944109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CNHI | Meeting Date | 14-Apr-2023 | |||||||||||
| ISIN | NL0010545661 | Agenda | 935792766 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 2b. | Adoption of the 2022 Annual Financial Statements | Management | For | For | ||||||||||
| 2c. | Proposal of a dividend for 2022 of €0.36 per common share | Management | For | For | ||||||||||
| 2d. | Proposal to discharge the executive directors and the non- executive directors for the performance of his or her duties in 2022 | Management | For | For | ||||||||||
| 3a. | Application of the remuneration policy in 2022 | Management | For | For | ||||||||||
| 3b. | Proposal to approve the plan to grant rights to subscribe for common shares to executive directors under equity incentive plans | Management | For | For | ||||||||||
| 4a. | Re-appointment of Suzanne Heywood | Management | For | For | ||||||||||
| 4b. | Re-appointment of Scott W. Wine | Management | For | For | ||||||||||
| 4c. | Re-appointment of Howard W. Buffett | Management | For | For | ||||||||||
| 4d. | Re-appointment of Karen Linehan | Management | For | For | ||||||||||
| 4e. | Re-appointment of Alessandro Nasi | Management | For | For | ||||||||||
| 4f. | Re-appointment of Vagn Sørensen | Management | For | For | ||||||||||
| 4g. | Re-appointment of Åsa Tamsons | Management | For | For | ||||||||||
| 4h. | Appointment of Elizabeth Bastoni | Management | For | For | ||||||||||
| 4i. | Appointment of Richard J. Kramer | Management | For | For | ||||||||||
| 5a. | Authorization to issue shares and/or grant rights to subscribe for shares | Management | For | For | ||||||||||
| 5b. | Authorization to limit or exclude pre-emptive rights | Management | For | For | ||||||||||
| 5c. | Authorization to issue special voting shares | Management | For | For | ||||||||||
| 5d. | Authorization to repurchase own shares | Management | For | For | ||||||||||
| 6. | Proposal to re-appoint Deloitte Accountants B.V. as the independent auditor of the Company for the 2024 financial year | Management | For | For | ||||||||||
| PROXIMUS SA | ||||||||||||||
| Security | B6951K109 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | BGAGY | Meeting Date | 19-Apr-2023 | |||||||||||
| ISIN | BE0003810273 | Agenda | 716788457 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||||
| 1. | EXAMINATION OF THE ANNUAL REPORTS OF THE BOARD OF DIRECTORS OF PROXIMUS SA-UNDER PUBLIC LAW WITH REGARD TO THE ANNUAL ACCOUNTS AND THE CONSOLIDATED-ANNUAL ACCOUNTS AT 31 DECEMBER 2022 | Non-Voting | ||||||||||||
| 2. | EXAMINATION OF THE REPORTS OF THE BOARD OF AUDITORS OF PROXIMUS SA UNDER-PUBLIC LAW WITH REGARD TO THE ANNUAL ACCOUNTS AND OF THE AUDITOR WITH REGARD-TO THE CONSOLIDATED ANNUAL ACCOUNTS AT 31 DECEMBER 2022 | Non-Voting | ||||||||||||
| 3. | EXAMINATION OF THE INFORMATION PROVIDED BY THE JOINT COMMITTEE | Non-Voting | ||||||||||||
| 4. | EXAMINATION OF THE CONSOLIDATED ANNUAL ACCOUNTS AT 31 DECEMBER 2022 | Non-Voting | ||||||||||||
| 5. | APPROVAL OF THE ANNUAL ACCOUNTS OF PROXIMUS SA UNDER PUBLIC LAW AT 31 DECEMBER 2022 | Management | No Action | |||||||||||
| 6. | APPROVAL OF THE REMUNERATION POLICY | Management | No Action | |||||||||||
| 7. | APPROVAL OF THE REMUNERATION REPORT | Management | No Action | |||||||||||
| 8. | GRANTING OF A DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE EXERCISE OF THEIR MANDATE DURING THE FINANCIAL YEAR CLOSED AT 31 DECEMBER 2022 | Management | No Action | |||||||||||
| 9. | GRANTING OF A SPECIAL DISCHARGE TO MRS. MARTINE DUREZ, TO MRS. ISABELLE SANTENS AND TO MR. PAUL VAN DE PERRE FOR THE EXERCISE OF THEIR MANDATE UNTIL 20 APRIL 2022 | Management | No Action | |||||||||||
| 10. | GRANTING OF A DISCHARGE TO THE MEMBERS OF THE BOARD OF AUDITORS FOR THE EXERCISE OF THEIR MANDATE DURING THE FINANCIAL YEAR CLOSED AT 31 DECEMBER 2022 | Management | No Action | |||||||||||
| 11. | GRANTING OF A DISCHARGE TO THE AUDITORS DELOITTE BEDRIJFSREVISOREN BV/REVISEURS DENTREPRISES SRL, REPRESENTED BY MR. KOEN NEIJENS AND LUC CALLAERT BV, REPRESENTED BY MR. LUC CALLAERT, FOR THE EXERCISE OF THEIR MANDATE DURING THE FINANCIAL YEAR CLOSED AT 31 DECEMBER 2022 | Management | No Action | |||||||||||
| 12. | GRANTING OF A SPECIAL DISCHARGE TO MR. GEERT VERSTRAETEN, REPRESENTATIVE OF DELOITTE BEDRIJFSREVISOREN BV/REVISEURS DENTREPRISES SRL AND TO MR. DAMIEN PETIT, REPRESENTATIVE OF CDP PETIT & CO SRL, FOR THE EXERCISE OF THEIR MANDATE AS MEMBERS OF THE BOARD OF AUDITORS UNTIL 20 APRIL 2022 | Management | No Action | |||||||||||
| 13. | GRANTING OF A SPECIAL DISCHARGE TO MR. GEERT VERSTRAETEN, REPRESENTATIVE OF DELOITTE BEDRIJFSREVISOREN BV/REVISEURS DENTREPRISES SRL AND TO MR. DAMIEN PETIT, REPRESENTATIVE OF CDP PETIT & CO SRL, AS AUDITORS OF THE CONSOLIDATED ACCOUNTS OF THE PROXIMUS GROUP, FOR THE EXERCISE OF THEIR MANDATE UNTIL 20 APRIL 2022 | Management | No Action | |||||||||||
| 14. | TO REAPPOINT MR. MARTIN DE PRYCKER UPON PROPOSAL BY THE BOARD OF DIRECTORS AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, AS INDEPENDENT BOARD MEMBER FOR A PERIOD WHICH WILL EXPIRE AT THE ANNUAL GENERAL MEETING OF 2027 | Management | No Action | |||||||||||
| 15. | TO REAPPOINT MRS. CATHERINE RUTTEN UPON PROPOSAL BY THE BOARD OF DIRECTORS AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, AS INDEPENDENT BOARD MEMBER FOR A PERIOD WHICH WILL EXPIRE AT THE ANNUAL GENERAL MEETING OF 2027 | Management | No Action | |||||||||||
| 16. | TO APPOINT MRS. CECILE COUNE UPON PROPOSAL BY THE BOARD OF DIRECTORS AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, AS INDEPENDENT BOARD MEMBER FOR A PERIOD WHICH WILL EXPIRE AT THE ANNUAL GENERAL MEETING OF 2027 | Management | No Action | |||||||||||
| 17. | EXAMINATION OF THE ANNUAL REPORT OF THE BOARD OF DIRECTORS AND OF THE REPORT-OF THE AUDITOR OF SCARLET BELGIUM SA WITH REGARD TO THE ANNUAL ACCOUNTS AT 30- SEPTEMBER 2022 | Non-Voting | ||||||||||||
| 18. | APPROVAL OF THE ANNUAL ACCOUNTS OF SCARLET BELGIUM SA WITH REGARD TO THE FINANCIAL YEAR CLOSED AT 30 SEPTEMBER 2022 IN ACCORDANCE WITH ARTICLE 12:35 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS | Management | No Action | |||||||||||
| 19. | GRANTING OF A DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS OF SCARLET BELGIUM SA FOR THE EXERCISE OF THEIR MANDATE DURING THE FINANCIAL YEAR CLOSED AT 30 SEPTEMBER 2022 AND THE SUBMISSION OF THE ANNUAL ACCOUNTS AT 30 SEPTEMBER 2022 AND THE RELATING ANNUAL REPORT TO THE ANNUAL GENERAL MEETING OF PROXIMUS SA IN ACCORDANCE WITH ARTICLE 12:35 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS | Management | No Action | |||||||||||
| 20. | GRANTING OF A DISCHARGE TO DELOITTE BEDRIJFSREVISOREN BV/REVISEURS DENTREPRISES SRL, REPRESENTED BY MR. KOEN NEIJENS, AUDITOR OF SCARLET BELGIUM SA FOR THE EXERCISE OF HIS MANDATE DURING THE FINANCIAL YEAR CLOSED AT 30 SEPTEMBER 2022 AND THE SUBMISSION OF THE RELATING AUDITORS REPORT TO THE ANNUAL GENERAL MEETING OF PROXIMUS SA IN ACCORDANCE WITH ARTICLE 12:35 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS | Management | No Action | |||||||||||
| 21. | MISCELLANEOUS | Non-Voting | ||||||||||||
| CMMT | 20 MAR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF ALL RESOLUTIONS AND ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| CMMT | 20 MAR 2023: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| SULZER AG | ||||||||||||||
| Security | H83580284 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 19-Apr-2023 | ||||||||||||
| ISIN | CH0038388911 | Agenda | 716825205 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION-MAY BE REJECTED | Non-Voting | ||||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
| 1.1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||||
| 1.2 | APPROVE REMUNERATION REPORT (NON-BINDING) | Management | No Action | |||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF CHF 3.50 PER SHARE | Management | No Action | |||||||||||
| 3 | APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT | Management | No Action | |||||||||||
| 4.1 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 3 MILLION | Management | No Action | |||||||||||
| 4.2 | APPROVE REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 16.5 MILLION | Management | No Action | |||||||||||
| 5.1 | ELECT SUZANNE THOMA AS DIRECTOR AND BOARD CHAIR | Management | No Action | |||||||||||
| 5.2.1 | REELECT DAVID METZGER AS DIRECTOR | Management | No Action | |||||||||||
| 5.2.2 | REELECT ALEXEY MOSKOV AS DIRECTOR | Management | No Action | |||||||||||
| 5.2.3 | REELECT MARKUS KAMMUELLER AS DIRECTOR | Management | No Action | |||||||||||
| 5.3.1 | ELECT PRISCA HAVRANEK-KOSICEK AS DIRECTOR | Management | No Action | |||||||||||
| 5.3.2 | ELECT HARIOLF KOTTMANN AS DIRECTOR | Management | No Action | |||||||||||
| 5.3.3 | ELECT PER UTNEGAARD AS DIRECTOR | Management | No Action | |||||||||||
| 6.1 | REAPPOINT ALEXEY MOSKOV AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
| 6.2.1 | APPOINT MARKUS KAMMUELLER AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
| 6.2.2 | APPOINT HARIOLF KOTTMANN AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
| 7 | RATIFY KPMG AG AS AUDITORS | Management | No Action | |||||||||||
| 8 | DESIGNATE PROXY VOTING SERVICES GMBH AS INDEPENDENT PROXY | Management | No Action | |||||||||||
| 9.1 | AMEND CORPORATE PURPOSE | Management | No Action | |||||||||||
| 9.2 | AMEND ARTICLES RE: SHARES AND SHARE REGISTER | Management | No Action | |||||||||||
| 9.3 | AMEND ARTICLES OF ASSOCIATION (INCL. APPROVAL OF VIRTUAL-ONLY OR HYBRID SHAREHOLDER MEETINGS) | Management | No Action | |||||||||||
| 9.4 | AMEND ARTICLES RE: BOARD OF DIRECTORS; COMPENSATION; EXTERNAL MANDATES FOR MEMBERS OF THE BOARD OF DIRECTORS AND EXECUTIVE COMMITTEE | Management | No Action | |||||||||||
| HEINEKEN NV | ||||||||||||||
| Security | N39427211 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | HEINY | Meeting Date | 20-Apr-2023 | |||||||||||
| ISIN | NL0000009165 | Agenda | 716765360 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
| 1.a. | REPORT OF THE EXECUTIVE BOARD FOR THE FINANCIAL YEAR 2022 | Non-Voting | ||||||||||||
| 1.b. | ADVISORY VOTE ON THE 2022 REMUNERATION REPORT | Management | No Action | |||||||||||
| 1.c. | ADOPTION OF THE 2022 FINANCIAL STATEMENTS OF THE COMPANY | Management | No Action | |||||||||||
| 1.d. | EXPLANATION OF THE DIVIDEND POLICY | Non-Voting | ||||||||||||
| 1.e. | ADOPTION OF THE DIVIDEND PROPOSAL FOR 2022 | Management | No Action | |||||||||||
| 1.f. | DISCHARGE OF THE MEMBERS OF THE EXECUTIVE BOARD | Management | No Action | |||||||||||
| 1.g. | DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 2.a. | AUTHORISATION OF THE EXECUTIVE BOARD TO ACQUIRE OWN SHARES | Management | No Action | |||||||||||
| 2.b. | AUTHORISATION OF THE EXECUTIVE BOARD TO ISSUE (RIGHTS TO) SHARES | Management | No Action | |||||||||||
| 2.c. | AUTHORISATION OF THE EXECUTIVE BOARD TO RESTRICT OR EXCLUDE SHAREHOLDERS PRE- EMPTIVE RIGHTS | Management | No Action | |||||||||||
| 3.a. | RE-APPOINTMENT OF MR. M.R. DE CARVALHO AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 3.b. | RE-APPOINTMENT OF MRS. R.L. RIPLEY AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 3.c. | APPOINTMENT OF MRS. B. PARDO AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 3.d. | APPOINTMENT OF MR. L.J. HIJMANS VAN DEN BERGH AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 4. | RE-APPOINTMENT OF THE EXTERNAL AUDITOR FOR A PERIOD OF ONE YEAR | Management | No Action | |||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| NESTLE S.A. | ||||||||||||||
| Security | H57312649 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | NSRGY | Meeting Date | 20-Apr-2023 | |||||||||||
| ISIN | CH0038863350 | Agenda | 716817068 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION-MAY BE REJECTED | Non-Voting | ||||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE.THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
| 1.1 | APPROVAL OF THE ANNUAL REVIEW, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2022 | Management | No Action | |||||||||||
| 1.2 | ACCEPTANCE OF THE COMPENSATION REPORT 2022 (ADVISORY VOTE) | Management | No Action | |||||||||||
| 2 | DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT FOR 2022 | Management | No Action | |||||||||||
| 3 | APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2022 | Management | No Action | |||||||||||
| 4.1.1 | RE-ELECTION AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS: PAUL BULCKE | Management | No Action | |||||||||||
| 4.1.2 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: ULF MARK SCHNEIDER | Management | No Action | |||||||||||
| 4.1.3 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: HENRI DE CASTRIES | Management | No Action | |||||||||||
| 4.1.4 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: RENATO FASSBIND | Management | No Action | |||||||||||
| 4.1.5 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: PABLO ISLA | Management | No Action | |||||||||||
| 4.1.6 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: PATRICK AEBISCHER | Management | No Action | |||||||||||
| 4.1.7 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: KIMBERLY A. ROSS | Management | No Action | |||||||||||
| 4.1.8 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: DICK BOER | Management | No Action | |||||||||||
| 4.1.9 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: DINESH PALIWAL | Management | No Action | |||||||||||
| 4.110 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: HANNE JIMENEZ DE MORA | Management | No Action | |||||||||||
| 4.111 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: LINDIWE MAJELE SIBANDA | Management | No Action | |||||||||||
| 4.112 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: CHRIS LEONG | Management | No Action | |||||||||||
| 4.113 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: LUCA MAESTRI | Management | No Action | |||||||||||
| 4.2.1 | ELECTION TO THE BOARD OF DIRECTORS: RAINER BLAIR | Management | No Action | |||||||||||
| 4.2.2 | ELECTION TO THE BOARD OF DIRECTORS: MARIE- GABRIELLE INEICHEN-FLEISCH | Management | No Action | |||||||||||
| 4.3.1 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: PABLO ISLA | Management | No Action | |||||||||||
| 4.3.2 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: PATRICK AEBISCHER | Management | No Action | |||||||||||
| 4.3.3 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: DICK BOER | Management | No Action | |||||||||||
| 4.3.4 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: DINESH PALIWAL | Management | No Action | |||||||||||
| 4.4 | ELECTION OF THE STATUTORY AUDITORS: ERNST AND YOUNG LTD, LAUSANNE BRANCH | Management | No Action | |||||||||||
| 4.5 | ELECTION OF THE INDEPENDENT REPRESENTATIVE: HARTMANN DREYER, ATTORNEYS-AT-LAW | Management | No Action | |||||||||||
| 5.1 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 5.2 | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD | Management | No Action | |||||||||||
| 6 | CAPITAL REDUCTION (BY CANCELLATION OF SHARES) | Management | No Action | |||||||||||
| 7.1 | AMENDMENTS OF PROVISIONS OF THE ARTICLES OF ASSOCIATION PERTAINING TO THE GENERAL MEETING | Management | No Action | |||||||||||
| 7.2 | AMENDMENTS OF PROVISIONS OF THE ARTICLES OF ASSOCIATION PERTAINING TO THE BOARD OF DIRECTORS, COMPENSATION, CONTRACTS AND MANDATES AND MISCELLANEOUS PROVISIONS | Management | No Action | |||||||||||
| 8 | IN THE EVENT OF ANY YET UNKNOWN NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS: (YES = VOTE IN FAVOR OF ANY SUCH YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY SUCH YET UNKNOWN PROPOSAL, ABSTAIN = ABSTAIN FROM VOTING) - THE BOARD OF DIRECTORS RECOMMENDS TO VOTE NO ON ANY SUCH YET UNKNOWN PROPOSAL | Shareholder | No Action | |||||||||||
| HALEON PLC | ||||||||||||||
| Security | 405552100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HLN | Meeting Date | 20-Apr-2023 | |||||||||||
| ISIN | US4055521003 | Agenda | 935795217 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To receive the Annual Report and Accounts | Management | For | |||||||||||
| 2. | To approve the Directors’ Remuneration Report | Management | For | |||||||||||
| 3. | To approve the Directors’ Remuneration Policy | Management | For | |||||||||||
| 4. | To declare a final dividend | Management | For | |||||||||||
| 5. | To re-appoint Sir Dave Lewis | Management | For | |||||||||||
| 6. | To re-appoint Brian McNamara | Management | For | |||||||||||
| 7. | To re-appoint Tobias Hestler | Management | For | |||||||||||
| 8. | To re-appoint Vindi Banga | Management | For | |||||||||||
| 9. | To re-appoint Marie-Anne Aymerich | Management | For | |||||||||||
| 10. | To re-appoint Tracy Clarke | Management | For | |||||||||||
| 11. | To re-appoint Dame Vivienne Cox | Management | For | |||||||||||
| 12. | To re-appoint Asmita Dubey | Management | For | |||||||||||
| 13. | To re-appoint Deirdre Mahlan | Management | For | |||||||||||
| 14. | To re-appoint David Denton | Management | For | |||||||||||
| 15. | To re-appoint Bryan Supran | Management | For | |||||||||||
| 16. | To appoint KPMG LLP as auditor of the Company | Management | For | |||||||||||
| 17. | To authorise the Audit & Risk Committee to set the auditor’s remuneration | Management | For | |||||||||||
| 18. | To authorise the Company to make political donations | Management | For | |||||||||||
| 19. | To authorise the Directors to allot Ordinary Shares | Management | For | |||||||||||
| 20. | General authority to disapply pre-emption rights (Special Resolution) | Management | Withheld | |||||||||||
| 21. | Additional authority to disapply pre-emption rights (Special Resolution) | Management | For | |||||||||||
| 22. | To shorten the notice period for General Meetings (Special Resolution) | Management | For | |||||||||||
| 23. | To approve the Performance Share Plan 2023 | Management | For | |||||||||||
| 24. | To approve the Share Value Plan 2023 | Management | For | |||||||||||
| 25. | To approve the Deferred Annual Bonus Plan 2023 | Management | For | |||||||||||
| 26. | To authorise the Company to purchase its own shares (Special Resolution) | Management | For | |||||||||||
| 27. | Authority to make off-market purchases of own shares from Pfizer (Special Resolution) | Management | For | |||||||||||
| 28. | Authority to make off-market purchases of own shares from GSK (Special Resolution) | Management | For | |||||||||||
| 29. | Approval of waiver of Rule 9 Offer obligation | Management | For | |||||||||||
| AKER ASA | ||||||||||||||
| Security | R0114P108 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 21-Apr-2023 | ||||||||||||
| ISIN | NO0010234552 | Agenda | 716845803 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION. | Non-Voting | ||||||||||||
| CMMT | IF YOUR CUSTODIAN DOES NOT HAVE A POWER OF ATTORNEY (POA) IN PLACE, AN-INDIVIDUAL BENEFICIAL OWNER SIGNED POA MAY BE REQUIRED. | Non-Voting | ||||||||||||
| CMMT | TO VOTE SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT IN THE LOCAL MARKET, THE-LOCAL CUSTODIAN WILL TEMPORARILY TRANSFER VOTED SHARES TO A SEPARATE ACCOUNT-IN THE BENEFICIAL OWNER’S NAME ON THE PROXY VOTING DEADLINE AND TRANSFER BACK-TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING DATE. | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
| 1 | OPENING OF THE ANNUAL GENERAL MEETING, INCLUDING APPROVAL OF THE NOTICE AND AGENDA | Management | No Action | |||||||||||
| 2 | ELECTION OF A PERSON TO CO SIGN THE MINUTES OF MEETING ALONG WITH THE MEETING CHAIR | Management | No Action | |||||||||||
| 3 | PRESENTATION OF BUSINESS ACTIVITIES | Non-Voting | ||||||||||||
| 4 | APPROVAL OF THE 2022 ANNUAL ACCOUNTS OF AKER ASA AND GROUP CONSOLIDATED ACCOUNTS AND THE BOARD OF DIRECTORS REPORT, INCLUDING DISTRIBUTION OF DIVIDEND | Management | No Action | |||||||||||
| 5 | ADVISORY VOTE ON THE EXECUTIVE REMUNERATION REPORT FOR AKER ASA | Management | No Action | |||||||||||
| 6 | CONSIDERATION OF THE STATEMENT OF CORPORATE GOVERNANCE | Non-Voting | ||||||||||||
| 7 | STIPULATION OF REMUNERATION TO THE MEMBERS OF THE BOARD OF DIRECTORS AND THE AUDIT COMMITTEE | Management | No Action | |||||||||||
| 8 | STIPULATION OF REMUNERATION TO THE MEMBERS OF THE NOMINATION COMMITTEE | Management | No Action | |||||||||||
| 9 | ELECTION OF MEMBERS TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 10 | ELECTION OF MEMBERS TO THE NOMINATION COMMITTEE | Management | No Action | |||||||||||
| 11 | APPROVAL OF REMUNERATION TO THE AUDITOR FOR 2022 | Management | No Action | |||||||||||
| 12 | APPROVAL OF REVISED INSTRUCTIONS FOR THE NOMINATION COMMITTEE | Management | No Action | |||||||||||
| 13 | APPROVAL OF AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
| 14 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO PURCHASE TREASURY SHARES IN CONNECTION WITH ACQUISITIONS, MERGERS, DE MERGERS OR OTHER TRANSACTIONS | Management | No Action | |||||||||||
| 15 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO PURCHASE TREASURY SHARES IN CONNECTION WITH THE SHARE PROGRAM FOR THE EMPLOYEES | Management | No Action | |||||||||||
| 16 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO PURCHASE TREASURY SHARES FOR INVESTMENT PURPOSES OR FOR SUBSEQUENT SALE OR DELETION OF SUCH SHARES | Management | No Action | |||||||||||
| 17 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO RESOLVE DISTRIBUTION OF ADDITIONAL DIVIDENDS | Management | No Action | |||||||||||
| 18 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL | Management | No Action | |||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 30 MAR 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND | Non-Voting | ||||||||||||
| ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||||
| CMMT | 30 MAR 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||||
| CMMT | 30 MAR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| L’OREAL S.A. | ||||||||||||||
| Security | F58149133 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 21-Apr-2023 | ||||||||||||
| ISIN | FR0000120321 | Agenda | 716888738 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT | Non-Voting | ||||||||||||
| CMMT | FOR FRENCH MEETINGS ‘ABSTAIN’ IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-‘AGAINST.’ IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||||
| CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE- COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY- FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 872332 DUE TO SLIB NEED-TO BE FLAGGED AS Y. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||||
| 1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2022 | Management | No Action | |||||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2022 | Management | No Action | |||||||||||
| 3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR 2022 AND SETTING OF THE DIVIDEND | Management | No Action | |||||||||||
| 4 | RENEWAL OF THE TERM OF OFFICE OF MRS. SOPHIE BELLON AS DIRECTOR | Management | No Action | |||||||||||
| 5 | RENEWAL OF THE TERM OF OFFICE OF MRS. FABIENNE DULAC AS DIRECTOR | Management | No Action | |||||||||||
| 6 | SETTING OF THE MAXIMUM OVERALL ANNUAL AMOUNT ALLOCATED TO DIRECTORS AS REMUNERATION FOR THEIR DUTIES | Management | No Action | |||||||||||
| 7 | APPROVAL OF THE INFORMATION RELATING TO THE REMUNERATION OF EACH OF THE CORPORATE OFFICERS REQUIRED BY SECTION 1 OF ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 8 | APPROVAL OF THE FIXED AND VARIABLE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2022 OR AWARDED FOR THIS FINANCIAL YEAR TO MR. JEAN-PAUL AGON, IN HIS CAPACITY AS CHAIRMAN OF THE BOARD | Management | No Action | |||||||||||
| 9 | APPROVAL OF THE FIXED AND VARIABLE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2022 OR AWARDED FOR THIS FINANCIAL YEAR TO MR. NICOLAS HIERONIMUS IN HIS CAPACITY AS CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 10 | APPROVAL OF THE DIRECTORS’ COMPENSATION POLICY | Management | No Action | |||||||||||
| 11 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 12 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 13 | AUTHORIZATION FOR THE COMPANY TO BUY BACK ITS OWN SHARES | Management | No Action | |||||||||||
| 14 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL BY ISSUING OF COMMON SHARES, WITH RETENTION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||||
| 15 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY INCORPORATION OF PREMIUMS, RESERVES, PROFITS OR OTHERS | Management | No Action | |||||||||||
| 16 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL TO REMUNERATE CONTRIBUTIONS IN KIND OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THIRD-PARTY COMPANIES GRANTED TO THE COMPANY | Management | No Action | |||||||||||
| 17 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO ALLOW CARRYING OUT A CAPITAL INCREASE RESERVED FOR EMPLOYEES, WITH CANCELLATION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||||
| 18 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO ALLOW CARRYING OUT A CAPITAL INCREASE RESERVED FOR CATEGORIES OF BENEFICIARIES CONSISTING OF EMPLOYEES OF FOREIGN SUBSIDIARIES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, IN THE CONTEXT OF AN EMPLOYEE SHAREHOLDING OPERATION | Management | No Action | |||||||||||
| 19 | APPROVAL OF THE PROPOSED PARTIAL CONTRIBUTION OF ASSETS SUBJECT TO THE DEMERGER REGIME, GRANTED BY THE COMPANY TO ITS SUBSIDIARY L OREAL FRANCE, OF THE COMPLETE AND AUTONOMOUS DIVISIONS OF AFFAIRES MARCHE FRANCE AND DOMAINES D EXCELLENCE, AS WELL AS THE LUXURY OF RETAIL SECURITIES | Management | No Action | |||||||||||
| 20 | APPROVAL OF THE PROPOSED PARTIAL CONTRIBUTION OF ASSETS SUBJECT TO THE DEMERGER REGIME GRANTED BY THE COMPANY TO ITS SUBSIDIARY L OREAL INTERNATIONAL DISTRIBUTION OF THE COMPLETE AND AUTONOMOUS BUSINESS DIVISION L OREAL INTERNATIONAL DISTRIBUTION | Management | No Action | |||||||||||
| 21 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2023/0315/202 303-152300578.pdf | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK | Non-Voting | ||||||||||||
| L3HARRIS TECHNOLOGIES INC. | ||||||||||||||
| Security | 502431109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LHX | Meeting Date | 21-Apr-2023 | |||||||||||
| ISIN | US5024311095 | Agenda | 935775532 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director for a Term Expiring at the 2024 Annual Meeting: Sallie B. Bailey | Management | For | For | ||||||||||
| 1b. | Election of Director for a Term Expiring at the 2024 Annual Meeting: Peter W. Chiarelli | Management | For | For | ||||||||||
| 1c. | Election of Director for a Term Expiring at the 2024 Annual Meeting: Thomas A. Dattilo | Management | For | For | ||||||||||
| 1d. | Election of Director for a Term Expiring at the 2024 Annual Meeting: Roger B. Fradin | Management | For | For | ||||||||||
| 1e. | Election of Director for a Term Expiring at the 2024 Annual Meeting: Joanna L. Geraghty | Management | For | For | ||||||||||
| 1f. | Election of Director for a Term Expiring at the 2024 Annual Meeting: Harry B. Harris, Jr. | Management | For | For | ||||||||||
| 1g. | Election of Director for a Term Expiring at the 2024 Annual Meeting: Lewis Hay III | Management | For | For | ||||||||||
| 1h. | Election of Director for a Term Expiring at the 2024 Annual Meeting: Christopher E. Kubasik | Management | For | For | ||||||||||
| 1i. | Election of Director for a Term Expiring at the 2024 Annual Meeting: Rita S. Lane | Management | For | For | ||||||||||
| 1j. | Election of Director for a Term Expiring at the 2024 Annual Meeting: Robert B. Millard | Management | For | For | ||||||||||
| 1k. | Election of Director for a Term Expiring at the 2024 Annual Meeting: Edward A. Rice, Jr. | Management | For | For | ||||||||||
| 1l. | Election of Director for a Term Expiring at the 2024 Annual Meeting: Christina L. Zamarro | Management | For | For | ||||||||||
| 2. | Approval, in an Advisory Vote, of the Compensation of Named Executive Officers as Disclosed in the Proxy Statement | Management | For | For | ||||||||||
| 3. | Approval, in an Advisory Vote, of the Frequency of Future Shareholder Votes Regarding the Compensation of Named Executive Officers | Management | 1 Year | For | ||||||||||
| 4. | Ratification of Appointment of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2023 | Management | For | For | ||||||||||
| 5. | Shareholder Proposal titled “Transparency in Regard to Lobbying” | Shareholder | Abstain | Against | ||||||||||
| VIVENDI SE | ||||||||||||||
| Security | F97982106 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | VIVHY | Meeting Date | 24-Apr-2023 | |||||||||||
| ISIN | FR0000127771 | Agenda | 716779890 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT | Non-Voting | ||||||||||||
| CMMT | FOR FRENCH MEETINGS ‘ABSTAIN’ IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-‘AGAINST.’ IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||||
| CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE- COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY- FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 05 APR 2023: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINKS:- https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2023/0315/202 303-152300572.pdf AND-https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2023/0405/202 | Non-Voting | ||||||||||||
| 304-052300785.pdf AND PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF-UPDATED BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | ||||||||||||||
| 1 | APPROVAL OF THE PARENT COMPANY FINANCIAL STATEMENTS FOR FISCAL YEAR 2022 | Management | For | For | ||||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR FISCAL YEAR 2022 | Management | For | For | ||||||||||
| 3 | APPROVAL OF THE STATUTORY AUDITORS SPECIAL REPORT ON REGULATED RELATED-PARTY AGREEMENTS | Management | For | For | ||||||||||
| 4 | ALLOCATION OF EARNINGS FOR FISCAL YEAR 2022, SETTING OF THE DIVIDEND AND ITS PAYMENT DATE | Management | For | For | ||||||||||
| 5 | APPROVAL OF THE INFORMATION REFERRED TO IN ARTICLE L. 22-10-9 I. OF THE FRENCH COMMERCIAL CODE AS SET OUT IN THE CORPORATE GOVERNANCE REPORT | Management | For | For | ||||||||||
| 6 | APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO YANNICK BOLLORE, CHAIRMAN OF THE SUPERVISORY BOARD | Management | For | For | ||||||||||
| 7 | APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO ARNAUD DE PUYFONTAINE, CHAIRMAN OF THE MANAGEMENT BOARD | Management | For | For | ||||||||||
| 8 | APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO GILLES ALIX, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||||
| 9 | APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO CEDRIC DE BAILLIENCOURT, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||||
| 10 | APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO FREDERIC CREPIN, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||||
| 11 | APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO SIMON GILLHAM, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||||
| 12 | APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO HERVE PHILIPPE, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||||
| 13 | APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO STEPHANE ROUSSEL, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||||
| 14 | APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO FRANCOIS LAROZE, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||||
| 15 | APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO CLAIRE LEOST, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||||
| 16 | APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO CELINE MERLE-BERAL, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||||
| 17 | APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO MAXIME SAADA, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||||
| 18 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN AND MEMBERS OF THE SUPERVISORY BOARD FOR 2023 | Management | For | For | ||||||||||
| 19 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE MANAGEMENT BOARD FOR 2023 | Management | For | For | ||||||||||
| 20 | APPROVAL OF THE COMPENSATION POLICY FOR MEMBERS OF THE MANAGEMENT BOARD FOR 2023 | Management | For | For | ||||||||||
| 21 | RENEWAL OF THE TERM OF OFFICE OF CYRILLE BOLLORE AS A MEMBER OF THE SUPERVISORY BOARD | Management | For | For | ||||||||||
| 22 | APPOINTMENT OF SEBASTIEN BOLLORE AS A MEMBER OF THE SUPERVISORY BOARD | Management | For | For | ||||||||||
| 23 | RENEWAL OF DELOITTE & ASSOCINS AS STATUTORY AUDITORS | Management | For | For | ||||||||||
| 24 | AUTHORIZATION GRANTED TO THE MANAGEMENT BOARD FOR THE PURCHASE BY THE COMPANY OF ITS OWN SHARES WITHIN THE LIMIT OF 10% OF THE COMPANYS SHARE CAPITAL | Management | For | For | ||||||||||
| 25 | AUTHORIZATION TO THE MANAGEMENT BOARD TO REDUCE THE COMPANYS SHARE CAPITAL BY CANCELING SHARES WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL | Management | For | For | ||||||||||
| 26 | SHARE CAPITAL REDUCTION OF UP 3,032,905,474.50 EUROS (50% OF THE CAPITAL) BY WAY OF THE REPURCHASE OF SHARES FOLLOWED BY THEIR CANCELLATION AND AUTHORIZATION TO THE MANAGEMENT BOARD TO MAKE A PUBLIC SHARE BUYBACK OFFER (OPRA), TO PERFORM THE CAPITAL REDUCTION AND TO DETERMINE ITS FINAL AMOUNT | Management | For | For | ||||||||||
| 27 | DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD TO INCREASE THE SHARE CAPITAL OF THE COMPANY BY ISSUING, WITH SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHTS, ORDINARY SHARES OR ANY SECURITIES GIVING ACCESS TO THE COMPANYS SHARE CAPITAL UP TO A MAXIMUM NOMINAL AMOUNT OF N600 MILLION | Management | For | For | ||||||||||
| 28 | DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD TO INCREASE THE SHARE CAPITAL OF THE COMPANY BY INCORPORATION OF PREMIUMS, RESERVES, PROFITS OR OTHER AMOUNTS UP TO A MAXIMUM NOMINAL AMOUNT OF 300 MILLION EUROS | Management | For | For | ||||||||||
| 29 | DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD TO INCREASE THE SHARE CAPITAL, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS, UP TO 5% OF THE CAPITAL AND SUBJECT TO THE CEILING SET IN THE 27TH RESOLUTION, TO REMUNERATE CONTRIBUTIONS IN KIND OF SHARES OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL OF THIRD-PARTIES, OUTSIDE A PUBLIC EXCHANGE | Management | For | For | ||||||||||
| 30 | DELEGATION OF AUTHORITY GRANTED TO THE MANAGEMENT BOARD TO INCREASE THE SHARE CAPITAL OF THE COMPANY IN FAVOR OF EMPLOYEES AND RETIREES WHO ARE MEMBERS OF THE VIVENDI GROUP EMPLOYEE STOCK PURCHASE PLAN WITH CANCELLATION OF SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHTS | Management | For | For | ||||||||||
| 31 | DELEGATION OF AUTHORITY GRANTED TO THE MANAGEMENT BOARD TO INCREASE THE SHARE CAPITAL IN FAVOR OF EMPLOYEES OF VIVENDIS FOREIGN SUBSIDIARIES WHO ARE MEMBERS OF THE EMPLOYEE STOCK PURCHASE PLAN OR FOR THE PURPOSE OF IMPLEMENTING ANY EQUIVALENT MECHANISM WITH CANCELLATION OF SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHTS | Management | For | For | ||||||||||
| 32 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||||
| LIVENT CORPORATION | ||||||||||||||
| Security | 53814L108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LTHM | Meeting Date | 25-Apr-2023 | |||||||||||
| ISIN | US53814L1089 | Agenda | 935773499 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Class II Director to terms expiring in 2026: Paul W. Graves | Management | For | For | ||||||||||
| 1b. | Election of Class II Director to terms expiring in 2026: Andrea E. Utecht | Management | For | For | ||||||||||
| 1c. | Election of Class II Director to terms expiring in 2026: Christina Lampe-Önnerud | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
| 3. | Advisory (non-binding) approval of named executive officer compensation. | Management | For | For | ||||||||||
| 4. | Amendments to the Company’s Amended and Restated Certificate of Incorporation and Amended and Restated By-Laws to declassify the board of directors. | Management | For | For | ||||||||||
| 5. | Amendment to the Company’s Amended and Restated Certificate of Incorporation to eliminate supermajority voting requirements. | Management | For | For | ||||||||||
| WELLS FARGO & COMPANY | ||||||||||||||
| Security | 949746101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WFC | Meeting Date | 25-Apr-2023 | |||||||||||
| ISIN | US9497461015 | Agenda | 935776774 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Steven D. Black | Management | For | For | ||||||||||
| 1b. | Election of Director: Mark A. Chancy | Management | For | For | ||||||||||
| 1c. | Election of Director: Celeste A. Clark | Management | For | For | ||||||||||
| 1d. | Election of Director: Theodore F. Craver, Jr. | Management | For | For | ||||||||||
| 1e. | Election of Director: Richard K. Davis | Management | For | For | ||||||||||
| 1f. | Election of Director: Wayne M. Hewett | Management | For | For | ||||||||||
| 1g. | Election of Director: CeCelia (“CeCe”) G. Morken | Management | For | For | ||||||||||
| 1h. | Election of Director: Maria R. Morris | Management | For | For | ||||||||||
| 1i. | Election of Director: Felicia F. Norwood | Management | For | For | ||||||||||
| 1j. | Election of Director: Richard B. Payne, Jr. | Management | For | For | ||||||||||
| 1k. | Election of Director: Ronald L. Sargent | Management | For | For | ||||||||||
| 1l. | Election of Director: Charles W. Scharf | Management | For | For | ||||||||||
| 1m. | Election of Director: Suzanne M. Vautrinot | Management | For | For | ||||||||||
| 2. | Advisory resolution to approve executive compensation (Say on Pay). | Management | For | For | ||||||||||
| 3. | Advisory resolution on the frequency of future advisory votes to approve executive compensation (Say on Frequency). | Management | 1 Year | For | ||||||||||
| 4. | Ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
| 5. | Shareholder Proposal - Adopt Simple Majority Vote. | Shareholder | Against | For | ||||||||||
| 6. | Shareholder Proposal - Report on Congruency of Political Spending. | Shareholder | Abstain | Against | ||||||||||
| 7. | Shareholder Proposal - Climate Lobbying Report. | Shareholder | Abstain | Against | ||||||||||
| 8. | Shareholder Proposal - Climate Transition Report. | Shareholder | Abstain | Against | ||||||||||
| 9. | Shareholder Proposal - Fossil Fuel Lending Policy. | Shareholder | Abstain | Against | ||||||||||
| 10. | Shareholder Proposal - Annual Report on Prevention of Workplace Harassment and Discrimination. | Shareholder | Abstain | Against | ||||||||||
| 11. | Shareholder Proposal - Policy on Freedom of Association and Collective Bargaining. | Shareholder | Abstain | Against | ||||||||||
| COMERICA INCORPORATED | ||||||||||||||
| Security | 200340107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CMA | Meeting Date | 25-Apr-2023 | |||||||||||
| ISIN | US2003401070 | Agenda | 935779667 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Nancy Avila | Management | For | For | ||||||||||
| 1b. | Election of Director: Michael E. Collins | Management | For | For | ||||||||||
| 1c. | Election of Director: Roger A. Cregg | Management | For | For | ||||||||||
| 1d. | Election of Director: Curtis C. Farmer | Management | For | For | ||||||||||
| 1e. | Election of Director: Jacqueline P. Kane | Management | For | For | ||||||||||
| 1f. | Election of Director: Derek J. Kerr | Management | For | For | ||||||||||
| 1g. | Election of Director: Richard G. Lindner | Management | For | For | ||||||||||
| 1h. | Election of Director: Jennifer H. Sampson | Management | For | For | ||||||||||
| 1i. | Election of Director: Barbara R. Smith | Management | For | For | ||||||||||
| 1j. | Election of Director: Robert S. Taubman | Management | For | For | ||||||||||
| 1k. | Election of Director: Reginald M. Turner Jr. | Management | For | For | ||||||||||
| 1l. | Election of Director: Nina G. Vaca | Management | For | For | ||||||||||
| 1m. | Election of Director: Michael G. Van de Ven | Management | For | For | ||||||||||
| 2. | Ratification of the Appointment of Ernst & Young LLP as Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
| 3. | Approval of a Non-Binding, Advisory Proposal Approving Executive Compensation. | Management | For | For | ||||||||||
| 4. | Non-Binding, Advisory Vote on the Frequency that Shareholders are to be Presented with Advisory Proposals Approving Executive Compensation. | Management | 1 Year | For | ||||||||||
| BANK OF AMERICA CORPORATION | ||||||||||||||
| Security | 060505104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BAC | Meeting Date | 25-Apr-2023 | |||||||||||
| ISIN | US0605051046 | Agenda | 935779782 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Sharon L. Allen | Management | For | For | ||||||||||
| 1b. | Election of Director: José (Joe) E. Almeida | Management | For | For | ||||||||||
| 1c. | Election of Director: Frank P. Bramble, Sr. | Management | For | For | ||||||||||
| 1d. | Election of Director: Pierre J. P. de Weck | Management | For | For | ||||||||||
| 1e. | Election of Director: Arnold W. Donald | Management | For | For | ||||||||||
| 1f. | Election of Director: Linda P. Hudson | Management | For | For | ||||||||||
| 1g. | Election of Director: Monica C. Lozano | Management | For | For | ||||||||||
| 1h. | Election of Director: Brian T. Moynihan | Management | For | For | ||||||||||
| 1i. | Election of Director: Lionel L. Nowell III | Management | For | For | ||||||||||
| 1j. | Election of Director: Denise L. Ramos | Management | For | For | ||||||||||
| 1k. | Election of Director: Clayton S. Rose | Management | For | For | ||||||||||
| 1l. | Election of Director: Michael D. White | Management | For | For | ||||||||||
| 1m. | Election of Director: Thomas D. Woods | Management | For | For | ||||||||||
| 1n. | Election of Director: Maria T. Zuber | Management | For | For | ||||||||||
| 2. | Approving our executive compensation (an advisory, non- binding “Say on Pay” resolution) | Management | For | For | ||||||||||
| 3. | A vote on the frequency of future “Say on Pay” resolutions (an advisory, non-binding “Say on Frequency” resolution) | Management | 1 Year | For | ||||||||||
| 4. | Ratifying the appointment of our independent registered public accounting firm for 2023 | Management | For | For | ||||||||||
| 5. | Amending and restating the Bank of America Corporation Equity Plan | Management | For | For | ||||||||||
| 6. | Shareholder proposal requesting an independent board chair | Shareholder | Against | For | ||||||||||
| 7. | Shareholder proposal requesting shareholder ratification of termination pay | Shareholder | Against | For | ||||||||||
| 8. | Shareholder proposal requesting greenhouse gas reduction targets | Shareholder | Abstain | Against | ||||||||||
| 9. | Shareholder proposal requesting report on transition planning | Shareholder | Abstain | Against | ||||||||||
| 10. | Shareholder proposal requesting adoption of policy to cease financing new fossil fuel supplies | Shareholder | Abstain | Against | ||||||||||
| 11. | Shareholder proposal requesting a racial equity audit | Shareholder | Abstain | Against | ||||||||||
| CITIGROUP INC. | ||||||||||||||
| Security | 172967424 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | C | Meeting Date | 25-Apr-2023 | |||||||||||
| ISIN | US1729674242 | Agenda | 935781030 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Ellen M. Costello | Management | For | For | ||||||||||
| 1b. | Election of Director: Grace E. Dailey | Management | For | For | ||||||||||
| 1c. | Election of Director: Barbara J. Desoer | Management | For | For | ||||||||||
| 1d. | Election of Director: John C. Dugan | Management | For | For | ||||||||||
| 1e. | Election of Director: Jane N. Fraser | Management | For | For | ||||||||||
| 1f. | Election of Director: Duncan P. Hennes | Management | For | For | ||||||||||
| 1g. | Election of Director: Peter B. Henry | Management | For | For | ||||||||||
| 1h. | Election of Director: S. Leslie Ireland | Management | For | For | ||||||||||
| 1i. | Election of Director: Renée J. James | Management | For | For | ||||||||||
| 1j. | Election of Director: Gary M. Reiner | Management | For | For | ||||||||||
| 1k. | Election of Director: Diana L. Taylor | Management | For | For | ||||||||||
| 1l. | Election of Director: James S. Turley | Management | For | For | ||||||||||
| 1m. | Election of Director: Casper W. von Koskull | Management | For | For | ||||||||||
| 2. | Proposal to ratify the selection of KPMG LLP as Citi’s independent registered public accountants for 2023. | Management | For | For | ||||||||||
| 3. | Advisory vote to Approve our 2022 Executive Compensation. | Management | For | For | ||||||||||
| 4. | Approval of additional shares for the Citigroup 2019 Stock Incentive Plan. | Management | For | For | ||||||||||
| 5. | Advisory vote to Approve the Frequency of Future Advisory Votes on Executive Compensation. | Management | 1 Year | For | ||||||||||
| 6. | Stockholder proposal requesting that shareholders ratify the termination pay of any senior manager. | Shareholder | Against | For | ||||||||||
| 7. | Stockholder proposal requesting an Independent Board Chairman. | Shareholder | Against | For | ||||||||||
| 8. | Stockholder proposal requesting a report on the effectiveness of Citi’s policies and practices in respecting Indigenous Peoples’ rights in Citi’s existing and proposed financing. | Shareholder | Abstain | Against | ||||||||||
| 9. | Stockholder proposal requesting that the Board adopt a policy to phase out new fossil fuel financing. | Shareholder | Abstain | Against | ||||||||||
| SALVATORE FERRAGAMO S.P.A. | ||||||||||||||
| Security | T80736100 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 26-Apr-2023 | ||||||||||||
| ISIN | IT0004712375 | Agenda | 716888651 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 874300 DUE TO RECEIVED-SLATES FOR RESOLUTIONS 7. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. | Non-Voting | ||||||||||||
| 0010 | SALVATORE FERRAGAMO S.P.A. BALANCE SHEET AS AT 31 DECEMBER 2022 ACCOMPANIED BY THE DIRECTORS’ REPORT ON OPERATIONS FOR 2022, INCLUDING THE CONSOLIDATED STATEMENT CONTAINING NON-FINANCIAL INFORMATION AS PER LEGISLATIVE DECREE NO. 254 OF 30 DECEMBER 2016, NO. 254 RELATED TO 2022 EXERCISE, THE REPORT OF THE INTERNAL AUDITORS AND THE EXTERNAL AUDITORS. PRESENTATION OF THE CONSOLIDATED BALANCE SHEET AS AT 31 DECEMBER 2022. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
| 0020 | TO ALLOCATE THE PROFIT OF THE YEAR AND DISTRIBUTION OF THE EXTRAORDINARY RESERVE. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
| 0030 | TO APPROVE, AS PER ART. 114-BIS OF THE TUF, OF AN INCENTIVE PLAN CALLED ’‘PERFORMANCE AND RESTRICTED SHARE PLAN 2023-2023’’, RESERVED FOR ADMINISTRATORS AND/OR EMPLOYEES AND/OR COLLABORATORS OF THE COMPANY AND THE COMPANIES OF THE SALVATORE FERRAGAMO GROUP. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
| 0040 | TO MODIFY THE ’‘RESTRICTED SHARES’’ PLAN APPROVED BY THE SHAREHOLDERS’ MEETING OF 14 DECEMBER 2021, IN FAVOR OF THE CEO AND GENERAL DIRECTOR AND OTHER BENEFICIARIES: UPDATING OF THE UNDERPINS FOR ALIGNMENT WITH THE MOST CHALLENGING OBJECTIVES OF THE STRATEGIC PLAN AND AMENDMENTS TO THE PLAN. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
| 0050 | REPORT ON THE REMUNERATION POLICY AND EMOLUMENTS PAID: RESOLUTIONS RELATING TO THE COMPANY’S REMUNERATION POLICY REFERRED TO IN THE FIRST SECTION OF THE REPORT AS PER ART. 123-TER, PARAGRAPHS 3-BIS AND 3-TER OF LEGISLATIVE DECREE NO. 58 OF 24 FEBRUARY 1998 (’‘TUF’’) | Management | No Action | |||||||||||
| 0060 | REPORT ON THE REMUNERATION POLICY AND EMOLUMENTS PAID: RESOLUTIONS REFERRED TO IN THE SECOND SECTION OF THE REPORT PURSUANT TO ART. 123-TER, PARAGRAPH 6 OF THE TUF | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS DIRECTORS,-THERE IS ONLY 1 VACANCY AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING-INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE-REQUIRED TO VOTE FOR, AGAINST OR ABSTAIN ON ONLY 1 OF THE 2 SLATES AND TO- SELECT CLEAR FOR THE OTHERS. THANK YOU | Non-Voting | ||||||||||||
| 007A | TO APPOINT THE INTERNAL AUDITORS: TO APPOINT THE MEMBERS. LIST PRESENTED BY FERRAGAMO FINANZIARIA S.P.A., REPRESENTING 54.276 PCT OF THE SHARE CAPITAL | Shareholder | No Action | |||||||||||
| 007B | TO APPOINT THE INTERNAL AUDITORS: TO APPOINT THE MEMBERS. LIST PRESENTED BY A GROUP OF INSTITUTIONAL INVESTORS, REPRESENTING 1.24074 PCT OF THE SHARE CAPITAL | Shareholder | No Action | |||||||||||
| 0080 | TO APPOINT THE INTERNAL AUDITORS: TO APPOINT THE CHAIRMAN OF THE AUDITORS | Management | No Action | |||||||||||
| 0090 | TO APPOINT THE INTERNAL AUDITORS: TO DETERMINE THE EMOLUMENTS OF THE MEMBERS | Management | No Action | |||||||||||
| 0100 | TO APPOINT A BOARD MEMBER FOLLOWING THE RESIGNATION OF A BOARD MEMBER. ANY RESOLUTIONS AS PER ART. 2390 OF THE ITALIAN CIVIL CODE. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
| 0110 | INTEGRATION, UPON REASONED PROPOSAL OF THE INTERNAL AUDITORS, OF THE EMOLUMENT OF THE EXTERNAL AUDITORS KPMG S.P.A., IN CHARGE OF THE STATUTORY AUDIT OF THE ACCOUNTS FOR THE PERIOD 2020-2028. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
| 0120 | PROPOSALS TO AMEND THE ARTICLES OF ASSOCIATION WITH REFERENCE TO ARTICLE 5, SUBJECT TO REVOCATION OF THE RESOLUTIONS REFERRED TO IN POINTS 1 AND 2 ADOPTED BY THE EXTRAORDINARY SHAREHOLDERS’ MEETING ON 21 APRIL 2016. RESOLUTIONS RELATED THERETO. | Management | No Action | |||||||||||
| TEXTRON INC. | ||||||||||||||
| Security | 883203101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TXT | Meeting Date | 26-Apr-2023 | |||||||||||
| ISIN | US8832031012 | Agenda | 935772649 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Richard F. Ambrose | Management | For | For | ||||||||||
| 1b. | Election of Director: Kathleen M. Bader | Management | For | For | ||||||||||
| 1c. | Election of Director: R. Kerry Clark | Management | For | For | ||||||||||
| 1d. | Election of Director: Scott C. Donnelly | Management | For | For | ||||||||||
| 1e. | Election of Director: Deborah Lee James | Management | For | For | ||||||||||
| 1f. | Election of Director: Thomas A. Kennedy | Management | For | For | ||||||||||
| 1g. | Election of Director: Lionel L. Nowell III | Management | For | For | ||||||||||
| 1h. | Election of Director: James L. Ziemer | Management | For | For | ||||||||||
| 1i. | Election of Director: Maria T. Zuber | Management | For | For | ||||||||||
| 2. | Approval of the advisory (non-binding) resolution to approve executive compensation. | Management | For | For | ||||||||||
| 3. | Advisory vote on frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of appointment of independent registered public accounting firm. | Management | For | For | ||||||||||
| THE PNC FINANCIAL SERVICES GROUP, INC. | ||||||||||||||
| Security | 693475105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PNC | Meeting Date | 26-Apr-2023 | |||||||||||
| ISIN | US6934751057 | Agenda | 935773324 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Joseph Alvarado | Management | For | For | ||||||||||
| 1b. | Election of Director: Debra A. Cafaro | Management | For | For | ||||||||||
| 1c. | Election of Director: Marjorie Rodgers Cheshire | Management | For | For | ||||||||||
| 1d. | Election of Director: William S. Demchak | Management | For | For | ||||||||||
| 1e. | Election of Director: Andrew T. Feldstein | Management | For | For | ||||||||||
| 1f. | Election of Director: Richard J. Harshman | Management | For | For | ||||||||||
| 1g. | Election of Director: Daniel R. Hesse | Management | For | For | ||||||||||
| 1h. | Election of Director: Renu Khator | Management | For | For | ||||||||||
| 1i. | Election of Director: Linda R. Medler | Management | For | For | ||||||||||
| 1j. | Election of Director: Robert A. Niblock | Management | For | For | ||||||||||
| 1k. | Election of Director: Martin Pfinsgraff | Management | For | For | ||||||||||
| 1l. | Election of Director: Bryan S. Salesky | Management | For | For | ||||||||||
| 1m. | Election of Director: Toni Townes-Whitley | Management | For | For | ||||||||||
| 2. | Ratification of the Audit Committee’s selection of PricewaterhouseCoopers LLP as PNC’s independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| 4. | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
| DANA INCORPORATED | ||||||||||||||
| Security | 235825205 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DAN | Meeting Date | 26-Apr-2023 | |||||||||||
| ISIN | US2358252052 | Agenda | 935777978 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Ernesto M. Hernández | For | For | |||||||||||
| 2 | Gary Hu | For | For | |||||||||||
| 3 | Brett M. Icahn | For | For | |||||||||||
| 4 | James K. Kamsickas | For | For | |||||||||||
| 5 | Virginia A. Kamsky | For | For | |||||||||||
| 6 | Bridget E. Karlin | For | For | |||||||||||
| 7 | Michael J. Mack, Jr. | For | For | |||||||||||
| 8 | R. Bruce McDonald | For | For | |||||||||||
| 9 | Diarmuid B. O’Connell | For | For | |||||||||||
| 10 | Keith E. Wandell | For | For | |||||||||||
| 2. | Approval of a non-binding advisory proposal approving executive compensation. | Management | For | For | ||||||||||
| 3. | Approval of a non-binding advisory vote on the frequency of the advisory vote to approve executive compensation. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. | Management | For | For | ||||||||||
| 5. | Shareholder proposal to require an independent Board Chairman. | Shareholder | Against | For | ||||||||||
| THE CHEMOURS COMPANY | ||||||||||||||
| Security | 163851108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CC | Meeting Date | 26-Apr-2023 | |||||||||||
| ISIN | US1638511089 | Agenda | 935781206 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director to Serve One-Year Terms expiring at the Annual Meeting of Shareholders in 2024: Curtis V. Anastasio | Management | For | For | ||||||||||
| 1b. | Election of Director to Serve One-Year Terms expiring at the Annual Meeting of Shareholders in 2024: Mary B. Cranston | Management | For | For | ||||||||||
| 1c. | Election of Director to Serve One-Year Terms expiring at the Annual Meeting of Shareholders in 2024: Curtis J. Crawford | Management | For | For | ||||||||||
| 1d. | Election of Director to Serve One-Year Terms expiring at the Annual Meeting of Shareholders in 2024: Dawn L. Farrell | Management | For | For | ||||||||||
| 1e. | Election of Director to Serve One-Year Terms expiring at the Annual Meeting of Shareholders in 2024: Erin N. Kane | Management | For | For | ||||||||||
| 1f. | Election of Director to Serve One-Year Terms expiring at the Annual Meeting of Shareholders in 2024: Sean D. Keohane | Management | For | For | ||||||||||
| 1g. | Election of Director to Serve One-Year Terms expiring at the Annual Meeting of Shareholders in 2024: Mark E. Newman | Management | For | For | ||||||||||
| 1h. | Election of Director to Serve One-Year Terms expiring at the Annual Meeting of Shareholders in 2024: Guillaume Pepy | Management | For | For | ||||||||||
| 1i. | Election of Director to Serve One-Year Terms expiring at the Annual Meeting of Shareholders in 2024: Sandra Phillips Rogers | Management | For | For | ||||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | ||||||||||
| 3. | Ratification of Selection of PricewaterhouseCoopers LLP for fiscal year 2023 | Management | For | For | ||||||||||
| GRUPO TELEVISA, S.A.B. | ||||||||||||||
| Security | 40049J206 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TV | Meeting Date | 26-Apr-2023 | |||||||||||
| ISIN | US40049J2069 | Agenda | 935818849 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| L1 | Appointment and/or ratification, if applicable, of the members of the Board of Directors to be appointed by this meeting, and ratification of their management, in accordance with the provisions of articles Twenty-Sixth, Twenty-Seventh and other applicable articles of the corporate By-laws. | Management | For | For | ||||||||||
| L2 | Appointment of special delegates to formalize the resolutions adopted at the meeting. | Management | For | For | ||||||||||
| D1 | Appointment and/or ratification, if applicable, of the members of the Board of Directors to be appointed by this meeting, and ratification of their management, in accordance with the provisions of articles Twenty-Sixth, Twenty-Seventh and other applicable articles of the corporate By-laws. | Management | For | For | ||||||||||
| D2 | Appointment of special delegates to formalize the resolutions adopted at the meeting. | Management | For | For | ||||||||||
| A | Presentation of the Co-Chief Executive Officers’ report drafted in accordance to article 172 of the General Law of Commercial Companies (Ley General de Sociedades Mercantiles) and Article 44, section XI of the Securities Market Law (Ley del Mercado de Valores), accompanied by the external audit report and the Board of Directors’ opinion on said report, as well as the financial statements for the year ended on December 31, 2022. | Management | For | For | ||||||||||
| B | Presentation of the report referred to by article 172 section b) of the General Law of Commercial Companies (Ley General de Sociedades Mercantiles) including the main accounting policies, criteria and information used for the preparation of the financial information. | Management | For | For | ||||||||||
| C | Presentation of the report on the operations and activities in which the Board of Directors intervened during the 2022 fiscal year. | Management | For | For | ||||||||||
| D | Presentation of the Audit Committee’s annual report. | Management | For | For | ||||||||||
| E | Presentation of the Corporate Practices Committee’s annual report. | Management | For | For | ||||||||||
| F | Presentation of the report regarding certain fiscal obligations of the Company, pursuant to the applicable legislation. | Management | For | For | ||||||||||
| G | Resolutions regarding the allocation of results for the fiscal year ended on December 31, 2022, including, if applicable, the approval and payment of dividends to the shareholders. | Management | For | For | ||||||||||
| H | Presentation of the report regarding the policies and resolutions adopted by the Board of Directors of the Company, regarding the acquisition and sale of the Company’s own shares as well as the amount that may be allocated to the repurchase of such shares pursuant to article 56, paragraph IV of the Securities Market Law (Ley del Mercado de Valores). | Management | For | For | ||||||||||
| I | Appointment and/or ratification, as the case may be, of the members that shall conform the Board of Directors, the Secretary and Officers of the Company as well as the ratification of acts carried out by them. | Management | For | For | ||||||||||
| IAA | Election of Series ‘A’ Director: Emilio Fernando Azcárraga Jean | Management | For | For | ||||||||||
| IAB | Election of Series ‘A’ Director: Alfonso de Angoitia Noriega | Management | For | For | ||||||||||
| IAC | Election of Series ‘A’ Director: Eduardo Tricio Haro | Management | For | For | ||||||||||
| IAD | Election of Series ‘A’ Director: Michael T. Fries | Management | For | For | ||||||||||
| IAE | Election of Series ‘A’ Director: Fernando Senderos Mestre | Management | For | For | ||||||||||
| IAF | Election of Series ‘A’ Director: Bernardo Gómez Martínez | Management | For | For | ||||||||||
| IAG | Election of Series ‘A’ Director: Jon Feltheimer | Management | For | For | ||||||||||
| IAH | Election of Series ‘A’ Director: Enrique Krauze Kleinbort | Management | For | For | ||||||||||
| IAI | Election of Series ‘A’ Director: Guadalupe Phillips Margain | Management | For | For | ||||||||||
| IAJ | Election of Series ‘A’ Director: Carlos Hank González | Management | For | For | ||||||||||
| IAK | Election of Series ‘A’ Director: Denise Maerker Salmón | Management | For | For | ||||||||||
| IBA | Election of Series ‘B’ Director: Lorenzo Alejandro Mendoza Giménez | Management | For | For | ||||||||||
| IBB | Election of Series ‘B’ Director: Salvi Rafael Folch Viadero | Management | For | For | ||||||||||
| IBC | Election of Series ‘B’ Director: Guillermo Garcia Naranjo Álvarez | Management | For | For | ||||||||||
| IBD | Election of Series ‘B’ Director: Francisco José Chevez Robelo | Management | For | For | ||||||||||
| IBE | Election of Series ‘B’ Director: José Luis Fernández Fernández | Management | For | For | ||||||||||
| ICA | Election of Series ‘D’ Director: David M. Zaslav | Management | For | For | ||||||||||
| ICB | Election of Series ‘D’ Director: Enrique Francisco José Senior Hernández | Management | For | For | ||||||||||
| IDA | Election of Series ‘L’ Director: José Antonio Chedraui Eguía | Management | For | For | ||||||||||
| IDB | Election of Series ‘L’ Director: Sebastián Mejía | Management | For | For | ||||||||||
| IEA | Election of Alternate Director: Julio Barba Hurtado | Management | For | For | ||||||||||
| IEB | Election of Alternate Director: Jorge Agustín Lutteroth Echegoyen | Management | For | For | ||||||||||
| IEC | Election of Alternate Director: Joaquín Balcárcel Santa Cruz | Management | For | For | ||||||||||
| IED | Election of Alternate Director: Luis Alejandro Bustos Olivares | Management | For | For | ||||||||||
| IEE | Election of Alternate Director: Félix José Araujo Ramírez | Management | For | For | ||||||||||
| IEF | Election of Alternate Director: Raúl Morales Medrano | Management | For | For | ||||||||||
| IEG | Election of Alternate Director: Herbert Allen III (Alternate of Mr. Enrique Francisco José Senior Hernández) | Management | For | For | ||||||||||
| IFA | Election of Chairman: Emilio F. Azcárraga Jean | Management | For | For | ||||||||||
| IGA | Election of Secretary: Ricardo Maldonado Yáñez | Management | For | For | ||||||||||
| JAA | Appointment of the member of the Executive Committee: Emilio Fernando Azcárraga Jean (Chairman) | Management | For | For | ||||||||||
| JAB | Appointment of the member of the Executive Committee: Alfonso de Angoitia Noriega | Management | For | For | ||||||||||
| JAC | Appointment of the member of the Executive Committee: Bernardo Gómez Martínez | Management | For | For | ||||||||||
| JAD | Appointment of the member of the Executive Committee: Ricardo Maldonado Yáñez (Secretary, without being a member thereof) | Management | For | For | ||||||||||
| KAA | Appointment of the Chairman of the Audit Committee: Guillermo García Naranjo Álvarez (Chairman) | Management | For | For | ||||||||||
| KAB | Appointment of the Chairman of the Audit Committee: José Luís Fernández Fernández | Management | For | For | ||||||||||
| KAC | Appointment of the Chairman of the Audit Committee: Francisco José Chevez Robelo | Management | For | For | ||||||||||
| LAA | Appointment of the Chairman of the Corporate Practices Committee: José Luís Fernández Fernández (Chairman) | Management | For | For | ||||||||||
| LAB | Appointment of the Chairman of the Corporate Practices Committee: Eduardo Tricio Haro | Management | For | For | ||||||||||
| LAC | Appointment of the Chairman of the Corporate Practices Committee: Guillermo Garcia Naranjo Álvarez | Management | For | For | ||||||||||
| M | Compensation to the members of the Board of Directors, of the Executive Committee, of the Audit Committee and of the Corporate Practices Committee, as well as to their corresponding Secretaries. | Management | For | For | ||||||||||
| N | Appointment of special delegates to formalize the resolutions adopted at the meeting. | Management | For | For | ||||||||||
| E1 | Resolution on the cancellation of shares and on the consequent capital reduction. | Management | Abstain | Against | ||||||||||
| E2 | Presentation, discussion and, if applicable, approval of the proposal to carry out a partial spin-off of Grupo Televisa, S.A.B., as original company, and without being extinguished and, consequently, the incorporation of a publicly traded company (sociedad anónima bursátil), as a spin-off company. Resolutions in this regard. | Management | Abstain | Against | ||||||||||
| E3 | Presentation, discussion and, if applicable, approval of the amendment to article Sixth of the corporate By-laws of Grupo Televisa, S.A.B. by virtue of the resolutions, if any, adopted by the Meeting in connection with the preceding items on the Agenda. | Management | Abstain | Against | ||||||||||
| E4 | Appointment of special delegates to formalize the resolutions adopted by this meeting. | Management | For | For | ||||||||||
| BOUYGUES | ||||||||||||||
| Security | F11487125 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | BOUYY | Meeting Date | 27-Apr-2023 | |||||||||||
| ISIN | FR0000120503 | Agenda | 716770296 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | ||||||||||||
| CMMT | FOR FRENCH MEETINGS ‘ABSTAIN’ IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-‘AGAINST.’ IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
| CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE- COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY- FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||||
| CMMT | 14 MAR 2023: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2023/0310/202 303-102300445.pdf AND PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF-COMMENTS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| 1 | APPROVAL OF THE PARENT COMPANY FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2022 | Management | No Action | |||||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2022 | Management | No Action | |||||||||||
| 3 | APPROPRIATION OF 2022 EARNINGS, SETTING OF DIVIDEND | Management | No Action | |||||||||||
| 4 | APPROVAL OF THE REGULATED AGREEMENTS SPECIFIED IN ARTICLES L. 225-38 ET SEQ OF THE COMMERCIAL CODE | Management | No Action | |||||||||||
| 5 | APPROVAL OF THE REMUNERATION POLICY FOR DIRECTORS | Management | No Action | |||||||||||
| 6 | APPROVAL OF THE REMUNERATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 7 | APPROVAL OF THE REMUNERATION POLICY FOR THE CHIEF EXECUTIVE OFFICER AND DEPUTY CHIEF EXECUTIVE OFFICERS | Management | No Action | |||||||||||
| 8 | APPROVAL OF THE INFORMATION ABOUT THE REMUNERATION OF CORPORATE OFFICERS MENTIONED IN PARAGRAPH I OF ARTICLE L. 22-10-9 OF THE COMMERCIAL CODE | Management | No Action | |||||||||||
| 9 | APPROVAL OF THE COMPONENTS OF THE TOTAL REMUNERATION AND BENEFITS OF ALL KINDS PAID DURING OR AWARDED IN RESPECT OF THE 2022 FINANCIAL YEAR TO MARTIN BOUYGUES, CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 10 | APPROVAL OF THE COMPONENTS OF THE TOTAL REMUNERATION AND BENEFITS OF ALL KINDS PAID DURING OR AWARDED IN RESPECT OF THE 2022 FINANCIAL YEAR TO OLIVIER ROUSSAT, CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 11 | APPROVAL OF THE COMPONENTS OF THE TOTAL REMUNERATION AND BENEFITS OF ALL KINDS PAID DURING OR AWARDED IN RESPECT OF THE 2022 FINANCIAL YEAR TO PASCAL GRANG, DEPUTY CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 12 | APPROVAL OF THE COMPONENTS OF THE TOTAL REMUNERATION AND BENEFITS OF ALL KINDS PAID DURING OR AWARDED IN RESPECT OF THE 2022 FINANCIAL YEAR TO EDWARD BOUYGUES, DEPUTY CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 13 | RENEWAL OF THE TERM OF OFFICE OF BENOT MAES AS A DIRECTOR | Management | No Action | |||||||||||
| 14 | RENEWAL OF THE TERM OF OFFICE OF ALEXANDRE DE ROTHSCHILD AS A DIRECTOR | Management | No Action | |||||||||||
| 15 | AUTHORISATION TO THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY’S SHARES, FOR A PERIOD OF EIGHTEEN MONTHS | Management | No Action | |||||||||||
| 16 | AUTHORISATION TO THE BOARD OF DIRECTORS, FOR A PERIOD OF EIGHTEEN MONTHS, TO REDUCE THE SHARE CAPITAL BY CANCELLING SHARES HELD BY THE COMPANY | Management | No Action | |||||||||||
| 17 | DELEGATION OF COMPETENCE TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO INCREASE THE SHARE CAPITAL, WITH PRE-EMPTIVE RIGHTS FOR EXISTING SHAREHOLDERS MAINTAINED, BY ISSUING ORDINARY SHARES AND ALL SECURITIES | Management | No Action | |||||||||||
| 18 | DELEGATION OF COMPETENCE TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO INCREASE THE SHARE CAPITAL BY INCORPORATING SHARE PREMIUM, RESERVES OR EARNINGS, OR OTHER AMOUNTS INTO CAPITAL | Management | No Action | |||||||||||
| 19 | DELEGATION OF COMPETENCE TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO INCREASE THE SHARE CAPITAL BY WAY OF PUBLIC OFFERINGS OTHER THAN THOSE MENTIONED IN ARTICLE L.411-21 OF THE MONETARY AND FINANCIAL CODE, WITHOUT PRE- EMPTIVE RIGHTS FOR EXISTING SHAREHOLDERS, BY ISSUING SHARES AND ALL SECURITIES | Management | No Action | |||||||||||
| 20 | DELEGATION OF COMPETENCE TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO INCREASE THE SHARE CAPITAL BY WAY OF PUBLIC OFFERINGS MENTIONED IN ARTICLE L.411-21 OF THE MONETARY AND FINANCIAL CODE, WITHOUT PRE-EMPTIVE RIGHTS FOR EXISTING SHAREHOLDERS, BY ISSUING SHARES AND ALL SECURITIES | Management | No Action | |||||||||||
| 21 | AUTHORISATION TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO SET THE PRICE, IN ACCORDANCE WITH THE TERMS DECIDED BY THE ANNUAL GENERAL MEETING, FOR IMMEDIATE OR FUTURE ISSUES OF EQUITY SECURITIES, WITHOUT PRE-EMPTIVE RIGHTS FOR EXISTING SHAREHOLDERS | Management | No Action | |||||||||||
| 22 | DELEGATION OF COMPETENCE TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE, WITH OR WITHOUT PRE- EMPTIVE RIGHTS FOR EXISTING SHAREHOLDERS | Management | No Action | |||||||||||
| 23 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO INCREASE THE SHARE CAPITAL, WITHOUT PRE-EMPTIVE RIGHTS FOR EXISTING SHAREHOLDERS, AS CONSIDERATION FOR CONTRIBUTIONS IN KIND TO THE COMPANY CONSISTING OF ANOTHER COMPANY’S EQUITY SECURITIES OR SECURITIES GIVING ACCESS TO ITS CAPITAL | Management | No Action | |||||||||||
| 24 | DELEGATION OF COMPETENCE TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO INCREASE THE SHARE CAPITAL, WITHOUT PRE-EMPTIVE RIGHTS FOR EXISTING SHAREHOLDERS, AS CONSIDERATION FOR SECURITIES TENDERED TO A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management | No Action | |||||||||||
| 25 | DELEGATION OF COMPETENCE TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO ISSUE SHARES, WITHOUT PRE- EMPTIVE RIGHTS FOR EXISTING SHAREHOLDERS, FOLLOWING THE ISSUANCE, BY A BOUYGUES SUBSIDIARY, OF SECURITIES GIVING ACCESS TO SHARES IN THE COMPANY | Management | No Action | |||||||||||
| 26 | DELEGATION OF COMPETENCE TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO INCREASE THE SHARE CAPITAL, WITHOUT PRE-EMPTIVE RIGHTS FOR EXISTING SHAREHOLDERS, FOR THE BENEFIT OF EMPLOYEES OR CORPORATE OFFICERS OF THE COMPANY OR RELATED COMPANIES WHO ARE MEMBERS OF A COMPANY SAVINGS SCHEME | Management | No Action | |||||||||||
| 27 | AUTHORISATION TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO GRANT STOCK SUBSCRIPTION OR STOCK PURCHASE OPTIONS TO EMPLOYEES OR CORPORATE OFFICERS OF THE COMPANY OR RELATED COMPANIES | Management | No Action | |||||||||||
| 28 | AUTHORISATION TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO ALLOT EXISTING OR NEW SHARES FREE OF CHARGE, ENTAILING THE WAIVER BY SHAREHOLDERS OF THEIR PRE-EMPTIVE RIGHTS, IN FAVOUR OF EMPLOYEES OR CORPORATE OFFICERS OF THE COMPANY OR RELATED COMPANIES | Management | No Action | |||||||||||
| 29 | AUTHORISATION TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO ALLOT EXISTING OR NEW SHARES FREE OF CHARGE AS A RETIREMENT BENEFIT, ENTAILING THE WAIVER BY SHAREHOLDERS OF THEIR PRE-EMPTIVE RIGHTS, IN FAVOUR OF ELIGIBLE EMPLOYEES OR CORPORATE OFFICERS OF THE COMPANY OR RELATED COMPANIES | Management | No Action | |||||||||||
| 30 | DELEGATION OF COMPETENCE TO THE BOARD OF DIRECTORS, FOR A PERIOD OF EIGHTEEN MONTHS, TO ISSUE EQUITY WARRANTS DURING THE PERIOD OF A PUBLIC OFFER FOR THE COMPANY’S SHARES, UP TO A LIMIT OF 25% OF THE SHARE CAPITAL | Management | No Action | |||||||||||
| 31 | POWERS TO ACCOMPLISH FORMALITIES | Management | No Action | |||||||||||
| CMMT | 14 MAR 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
| CMMT | 14 MAR 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||||
| KERRY GROUP PLC | ||||||||||||||
| Security | G52416107 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 27-Apr-2023 | ||||||||||||
| ISIN | IE0004906560 | Agenda | 716822918 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||||
| 1 | TO REVIEW THE COMPANY’S AFFAIRS AND TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2022, TOGETHER WITH THE REPORTS OF THE DIRECTORS AND THE AUDITORS THEREON | Management | No Action | |||||||||||
| 2 | TO DECLARE A FINAL DIVIDEND: THIS IS A RESOLUTION TO DECLARE A FINAL DIVIDEND OF 73.4 CENT PER A ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2022. IF APPROVED, THE FINAL DIVIDEND WILL BE PAID ON 12 MAY 2023 TO SHAREHOLDERS REGISTERED ON THE RECORD DATE 14 APRIL 2023. THIS DIVIDEND IS IN ADDITION TO THE INTERIM DIVIDEND OF 31.4 CENT PER SHARE PAID TO SHAREHOLDERS ON 11 NOVEMBER 2022. | Management | No Action | |||||||||||
| 3.A | TO ELECT THE FOLLOWING DIRECTOR: MR PATRICK ROHAN | Management | No Action | |||||||||||
| 4.A | TO RE-ELECT THE FOLLOWING DIRECTOR: MR GERRY BEHAN | Management | No Action | |||||||||||
| 4.B | TO RE-ELECT THE FOLLOWING DIRECTOR: DR HUGH BRADY | Management | No Action | |||||||||||
| 4.C | TO RE-ELECT THE FOLLOWING DIRECTOR: MS FIONA DAWSON | Management | No Action | |||||||||||
| 4.D | TO RE-ELECT THE FOLLOWING DIRECTOR: DR KARIN DORREPAAL | Management | No Action | |||||||||||
| 4.E | TO RE-ELECT THE FOLLOWING DIRECTOR: MS EMER GILVARRY | Management | No Action | |||||||||||
| 4.F | TO RE-ELECT THE FOLLOWING DIRECTOR: MR MICHAEL KERR | Management | No Action | |||||||||||
| 4.G | TO RE-ELECT THE FOLLOWING DIRECTOR: MS MARGUERITE LARKIN | Management | No Action | |||||||||||
| 4.H | TO RE-ELECT THE FOLLOWING DIRECTOR: MR TOM MORAN | Management | No Action | |||||||||||
| 4.I | TO RE-ELECT THE FOLLOWING DIRECTOR: MR CHRISTOPHER ROGERS | Management | No Action | |||||||||||
| 4.J | TO RE-ELECT THE FOLLOWING DIRECTOR: MR EDMOND SCANLON | Management | No Action | |||||||||||
| 4.K | TO RE-ELECT THE FOLLOWING DIRECTOR: MR JINLONG WANG | Management | No Action | |||||||||||
| 5 | AUTHORITY TO DETERMINE THE AUDITORS REMUNERATION | Management | No Action | |||||||||||
| 6 | AUTHORITY TO CONVENE AN EXTRAORDINARY GENERAL MEETING ON 14 DAYS NOTICE FOR THE PASSING OF AN ORDINARY RESOLUTION | Management | No Action | |||||||||||
| 7 | TO RECEIVE AND CONSIDER THE DIRECTORS’ REMUNERATION REPORT (EXCLUDING SECTION C) | Management | No Action | |||||||||||
| 8 | AUTHORITY TO ISSUE ORDINARY SHARES | Management | No Action | |||||||||||
| 9 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management | No Action | |||||||||||
| 10 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS FOR AN ADDITIONAL 5 PERCENT FOR SPECIFIED TRANSACTIONS | Management | No Action | |||||||||||
| 11 | AUTHORITY TO MAKE MARKET PURCHASES OF THE COMPANY’S OWN SHARES | Management | No Action | |||||||||||
| 12 | TO APPROVE THE KERRY GLOBAL EMPLOYEE SHARE PLAN | Management | No Action | |||||||||||
| CMMT | 29 MAR 2023: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 14 APR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT-AND CHANGE IN NUMBERING OF RESOLUTION 3.A . IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| DANONE SA | ||||||||||||||
| Security | F12033134 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | DANGY | Meeting Date | 27-Apr-2023 | |||||||||||
| ISIN | FR0000120644 | Agenda | 716928532 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | ||||||||||||
| CMMT | FOR FRENCH MEETINGS ‘ABSTAIN’ IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-‘AGAINST.’ IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
| CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE- COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY- FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2023/0405/202 304-052300677.pdf | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 880519 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||||
| 1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 | Management | No Action | |||||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 | Management | No Action | |||||||||||
| 3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 AND SETTING OF THE DIVIDEND AT 2.00 EUROS PER SHARE | Management | No Action | |||||||||||
| 4 | RENEWAL OF THE TERM OF OFFICE OF VALERIE CHAPOULAUD-FLOQUET AS DIRECTOR | Management | No Action | |||||||||||
| 5 | RENEWAL OF THE TERM OF OFFICE OF GILLES SCHNEPP AS DIRECTOR | Management | No Action | |||||||||||
| 6 | RATIFICATION OF THE CO-OPTION OF GILBERT GHOSTINE AS DIRECTOR, AS A REPLACEMENT FOR GUIDO BARILLA WHO RESIGNED | Management | No Action | |||||||||||
| 7 | RATIFICATION OF THE CO-OPTION OF LISE KINGO AS DIRECTOR, AS A REPLACEMENT FOR CECILE CABANIS WHO RESIGNED | Management | No Action | |||||||||||
| 8 | APPROVAL OF THE INFORMATION RELATING TO THE REMUNERATION OF CORPORATE OFFICERS MENTIONED IN SECTION I OF ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE FOR THE FINANCIAL YEAR 2022 | Management | No Action | |||||||||||
| 9 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 TO ANTOINE DE SAINT-AFFRIQUE, CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 10 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 TO GILLES SCHNEPP, CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 11 | APPROVAL OF THE REMUNERATION POLICY FOR EXECUTIVE CORPORATE OFFICERS FOR THE FINANCIAL YEAR 2023 | Management | No Action | |||||||||||
| 12 | APPROVAL OF THE REMUNERATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2023 | Management | No Action | |||||||||||
| 13 | APPROVAL OF THE REMUNERATION POLICY FOR DIRECTORS FOR THE FINANCIAL YEAR 2023 | Management | No Action | |||||||||||
| 14 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO PURCHASE, HOLD OR TRANSFER THE COMPANYS SHARES | Management | No Action | |||||||||||
| 15 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITH RETENTION OF THE SHAREHOLDERS PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||||
| 16 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS PRE-EMPTIVE SUBSCRIPTION RIGHT, BUT WITH AN OBLIGATION TO GRANT A PRIORITY RIGHT | Management | No Action | |||||||||||
| 17 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN THE EVENT OF A CAPITAL INCREASE WITH CANCELLATION OF THE SHAREHOLDERS PRE-EMPTIVE SUBSCRIPTION RIGHT, TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED | Management | No Action | |||||||||||
| 18 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITHOUT THE SHAREHOLDERS PRE-EMPTIVE SUBSCRIPTION RIGHT, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management | No Action | |||||||||||
| 19 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS FOR THE PURPOSE OF ISSUING COMMON SHARES AND TRANSFERABLE SECURITIES, WITHOUT THE SHAREHOLDERS PRE- EMPTIVE SUBSCRIPTION RIGHT, IN ORDER TO REMUNERATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND CONSISTING OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL | Management | No Action | |||||||||||
| 20 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE COMPANYS CAPITAL BY INCORPORATION OF RESERVES, PROFITS, PREMIUMS OR OTHER AMOUNTS WHOSE CAPITALIZATION WOULD BE ALLOWED | Management | No Action | |||||||||||
| 21 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES RESERVED FOR EMPLOYEES WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN AND/OR THE TRANSFER OF RESERVED SECURITIES, WITHOUT THE SHAREHOLDERS PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||||
| 22 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, RESERVED FOR CATEGORIES OF BENEFICIARIES CONSISTING OF EMPLOYEES WORKING IN FOREIGN COMPANIES OF THE DANONE GROUP, OR IN A SITUATION OF INTERNATIONAL MOBILITY, IN THE CONTEXT OF EMPLOYEE SHAREHOLDING OPERATIONS | Management | No Action | |||||||||||
| 23 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH ALLOCATIONS OF EXISTING OR FUTURE PERFORMANCE SHARES OF THE COMPANY, WITHOUT THE SHAREHOLDERS PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||||
| 24 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE CAPITAL BY CANCELLING SHARES | Management | No Action | |||||||||||
| 25 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||||
| 26 | APPOINTMENT OF SANJIV MEHTA AS DIRECTOR | Management | No Action | |||||||||||
| CMMT | 11 APR 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
| CMMT | 11 APR 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||||
| CMMT | 11 APR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| FINECOBANK S.P.A | ||||||||||||||
| Security | T4R999104 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 27-Apr-2023 | ||||||||||||
| ISIN | IT0000072170 | Agenda | 716935157 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 874599 DUE TO RECEIVED-SLATES FOR RESOLUTION 7. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| 0010 | APPROVAL OF THE FINECOBANK S.P.A. 2022 YEAR- END FINANCIAL STATEMENTS AND PRESENTATION OF THE CONSOLIDATED FINANCIAL STATEMENTS | Management | No Action | |||||||||||
| 0020 | ALLOCATION OF FINECOBANK S.P.A. 2022 NET PROFIT OF THE YEAR | Management | No Action | |||||||||||
| 0030 | ELIMINATION OF NEGATIVE RESERVE NOT SUBJECT TO CHANGE RECOGNIZED IN THE FINECOBANK S.P.A. FINANCIAL STATEMENTS BY MEANS OF ITS DEFINITIVE COVERAGE | Management | No Action | |||||||||||
| 0040 | INTEGRATION OF THE INDEPENDENT AUDITOR’S FEES | Management | No Action | |||||||||||
| 0050 | DETERMINATION OF THE NUMBER OF DIRECTORS | Management | No Action | |||||||||||
| 0060 | DETERMINATION OF DIRECTORS’ TERM OF OFFICE | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS DIRECTORS,-THERE IS ONLY 1 VACANCY AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING-INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE-REQUIRED TO VOTE FOR, AGAINST OR ABSTAIN ON ONLY 1 OF THE 2 SLATES AND TO- SELECT ‘CLEAR’ FOR THE OTHERS. THANK YOU | Non-Voting | ||||||||||||
| 007A | APPOINTMENT OF THE BOARD OF DIRECTORS. LIST PRESENTED BY THE BOARD OF DIRECTORS | Shareholder | No Action | |||||||||||
| 007B | APPOINTMENT OF THE BOARD OF DIRECTORS. LIST PRESENTED BY A GROUP OF INSTITUTIONAL INVESTORS, REPRESENTING 1.90959 PCT OF THE SHARE CAPITAL | Shareholder | No Action | |||||||||||
| 0080 | DETERMINATION, PURSUANT TO ARTICLE 20 OF THE ARTICLES OF ASSOCIATION, OF THE REMUNERATION DUE TO THE DIRECTORS FOR THEIR ACTIVITIES WITHIN THE BOARD OF DIRECTORS AND BOARD COMMITTEES | Management | No Action | |||||||||||
| 0090 | APPOINTMENT OF THE BOARD OF INTERNAL AUDITORS | Management | No Action | |||||||||||
| 0100 | DETERMINATION, PURSUANT TO ARTICLE 23, PARAGRAPH 17, OF THE ARTICLES OF ASSOCIATION, OF THE REMUNERATION DUE TO THE MEMBERS OF THE BOARD OF INTERNAL AUDITORS | Management | No Action | |||||||||||
| 0110 | 2023 REMUNERATION POLICY | Management | No Action | |||||||||||
| 0120 | 2022 REMUNERATION REPORT ON EMOLUMENTS PAID | Management | No Action | |||||||||||
| 0130 | 2023 INCENTIVE SYSTEM FOR EMPLOYEES ’‘IDENTIFIED STAFF’’ | Management | No Action | |||||||||||
| 0140 | 2023 INCENTIVE SYSTEM FOR PERSONAL FINANCIAL ADVISORS ’‘IDENTIFIED STAFF’’ | Management | No Action | |||||||||||
| 0150 | AUTHORIZATION FOR THE PURCHASE AND DISPOSITION OF TREASURY SHARES IN ORDER TO SUPPORT THE 2023 PFA SYSTEM. RELATED AND CONSEQUENT RESOLUTIONS | Management | No Action | |||||||||||
| 0160 | DELEGATION TO THE BOARD OF DIRECTORS, UNDER THE PROVISIONS OF ARTICLE 2443 OF THE ITALIAN CIVIL CODE, OF THE AUTHORITY TO RESOLVE, IN ONE OR MORE INSTANCES FOR A MAXIMUM PERIOD OF FIVE YEARS FROM THE DATE OF THE SHAREHOLDERS’ RESOLUTION, TO CARRY OUT A FREE SHARE CAPITAL INCREASE, AS ALLOWED BY ARTICLE 2349 OF THE ITALIAN CIVIL CODE, FOR A MAXIMUM AMOUNT OF EUR 177,097.47 (TO BE ALLOCATED IN FULL TO SHARE CAPITAL) CORRESPONDING TO UP TO 536,659 FINECOBANK NEW ORDINARY SHARES WITH A NOMINAL VALUE OF EUR 0.33 EACH, WITH THE SAME CHARACTERISTICS AS THOSE IN | Management | No Action | |||||||||||
| CIRCULATION AND WITH REGULAR DIVIDEND ENTITLEMENT, TO BE GRANTED TO THE 2023 IDENTIFIED STAFF EMPLOYEES OF FINECOBANK IN EXECUTION OF THE 2023 INCENTIVE SYSTEM; CONSEQUENT AMENDMENTS TO THE ARTICLES OF ASSOCIATION | ||||||||||||||
| 0170 | DELEGATION TO THE BOARD OF DIRECTORS, UNDER THE PROVISIONS OF ARTICLE 2443 OF THE ITALIAN CIVIL CODE, OF THE AUTHORITY TO RESOLVE IN 2028 A FREE SHARE CAPITAL INCREASE, AS ALLOWED BY ARTICLE 2349 OF THE ITALIAN CIVIL CODE, FOR A MAXIMUM AMOUNT OF EUR 27,921.96 CORRESPONDING TO UP TO 84,612 FINECOBANK NEW ORDINARY SHARES WITH A NOMINAL VALUE OF EUR 0.33 EACH, WITH THE SAME CHARACTERISTICS AS THOSE IN CIRCULATION AND WITH REGULAR DIVIDEND ENTITLEMENT, TO BE GRANTED TO THE 2022 IDENTIFIED STAFF EMPLOYEES OF FINECOBANK IN EXECUTION OF THE 2022 INCENTIVE SYSTEM; CONSEQUENT AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
| JOHNSON & JOHNSON | ||||||||||||||
| Security | 478160104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | JNJ | Meeting Date | 27-Apr-2023 | |||||||||||
| ISIN | US4781601046 | Agenda | 935776813 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Darius Adamczyk | Management | For | For | ||||||||||
| 1b. | Election of Director: Mary C. Beckerle | Management | For | For | ||||||||||
| 1c. | Election of Director: D. Scott Davis | Management | For | For | ||||||||||
| 1d. | Election of Director: Jennifer A. Doudna | Management | For | For | ||||||||||
| 1e. | Election of Director: Joaquin Duato | Management | For | For | ||||||||||
| 1f. | Election of Director: Marillyn A. Hewson | Management | For | For | ||||||||||
| 1g. | Election of Director: Paula A. Johnson | Management | For | For | ||||||||||
| 1h. | Election of Director: Hubert Joly | Management | For | For | ||||||||||
| 1I. | Election of Director: Mark B. McClellan | Management | For | For | ||||||||||
| 1j. | Election of Director: Anne M. Mulcahy | Management | For | For | ||||||||||
| 1k. | Election of Director: Mark A. Weinberger | Management | For | For | ||||||||||
| 1l. | Election of Director: Nadja Y. West | Management | For | For | ||||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | ||||||||||
| 3. | Advisory Vote on the Frequency of Voting to Approve Named Executive Officer Compensation | Management | 1 Year | For | ||||||||||
| 4. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm | Management | For | For | ||||||||||
| 5. | Proposal Withdrawn (Federal Securities Laws Mandatory Arbitration Bylaw) | Shareholder | Abstain | |||||||||||
| 6. | Vaccine Pricing Report | Shareholder | Against | For | ||||||||||
| 7. | Executive Compensation Adjustment Policy | Shareholder | Against | For | ||||||||||
| 8. | Impact of Extended Patent Exclusivities on Product Access | Shareholder | Against | For | ||||||||||
| PFIZER INC. | ||||||||||||||
| Security | 717081103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PFE | Meeting Date | 27-Apr-2023 | |||||||||||
| ISIN | US7170811035 | Agenda | 935778451 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Ronald E. Blaylock | Management | For | For | ||||||||||
| 1b. | Election of Director: Albert Bourla | Management | For | For | ||||||||||
| 1c. | Election of Director: Susan Desmond-Hellmann | Management | For | For | ||||||||||
| 1d. | Election of Director: Joseph J. Echevarria | Management | For | For | ||||||||||
| 1e. | Election of Director: Scott Gottlieb | Management | For | For | ||||||||||
| 1f. | Election of Director: Helen H. Hobbs | Management | For | For | ||||||||||
| 1g. | Election of Director: Susan Hockfield | Management | For | For | ||||||||||
| 1h. | Election of Director: Dan R. Littman | Management | For | For | ||||||||||
| 1i. | Election of Director: Shantanu Narayen | Management | For | For | ||||||||||
| 1j. | Election of Director: Suzanne Nora Johnson | Management | For | For | ||||||||||
| 1k. | Election of Director: James Quincey | Management | For | For | ||||||||||
| 1l. | Election of Director: James C. Smith | Management | For | For | ||||||||||
| 2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2023 | Management | For | For | ||||||||||
| 3. | 2023 advisory approval of executive compensation | Management | For | For | ||||||||||
| 4. | Advisory vote on frequency of future advisory votes to approve executive compensation | Management | 1 Year | For | ||||||||||
| 5. | Shareholder proposal regarding ratification of termination pay | Shareholder | Against | For | ||||||||||
| 6. | Shareholder proposal regarding independent board chairman policy | Shareholder | Against | For | ||||||||||
| 7. | Shareholder proposal regarding transfer of intellectual property to potential COVID-19 manufacturers feasibility report | Shareholder | Against | For | ||||||||||
| 8. | Shareholder proposal regarding impact of extended patent exclusivities on product access report | Shareholder | Against | For | ||||||||||
| 9. | Shareholder proposal regarding political contributions congruency report | Shareholder | Abstain | Against | ||||||||||
| ECHOSTAR CORPORATION | ||||||||||||||
| Security | 278768106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SATS | Meeting Date | 27-Apr-2023 | |||||||||||
| ISIN | US2787681061 | Agenda | 935780759 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | R. Stanton Dodge | For | For | |||||||||||
| 2 | Michael T. Dugan | For | For | |||||||||||
| 3 | Charles W. Ergen | For | For | |||||||||||
| 4 | Lisa W. Hershman | For | For | |||||||||||
| 5 | Pradman P. Kaul | For | For | |||||||||||
| 6 | C. Michael Schroeder | For | For | |||||||||||
| 7 | Jeffrey R. Tarr | For | For | |||||||||||
| 8 | William D. Wade | For | For | |||||||||||
| 2. | To ratify the appointment of KPMG LLP as EchoStar Corporation’s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| 3. | To approve, on a non-binding advisory basis, the compensation of our named executive officers as presented in the proxy statement. | Management | For | For | ||||||||||
| 4. | To vote, on a non-binding advisory basis, whether a non- binding advisory vote on the compensation of our named executive officers should be held every one, two or three years. | Management | 3 Years | For | ||||||||||
| BP P.L.C. | ||||||||||||||
| Security | 055622104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BP | Meeting Date | 27-Apr-2023 | |||||||||||
| ISIN | US0556221044 | Agenda | 935787664 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| O1 | To receive the Annual Report and Accounts for the year ended 31 December 2022 | Management | For | For | ||||||||||
| O2 | To approve the directors’ remuneration report | Management | For | For | ||||||||||
| O3 | To approve the directors’ remuneration policy | Management | For | For | ||||||||||
| O4 | To re-elect H Lund as a director | Management | For | For | ||||||||||
| O5 | To re-elect B Looney as a director | Management | For | For | ||||||||||
| O6 | To re-elect M Auchincloss as a director | Management | For | For | ||||||||||
| O7 | To re-elect P R Reynolds as a director | Management | For | For | ||||||||||
| O8 | To re-elect M B Meyer as a director | Management | For | For | ||||||||||
| O9 | To re-elect T Morzaria as a director | Management | For | For | ||||||||||
| O10 | To re-elect J Sawers as a director | Management | For | For | ||||||||||
| O11 | To re-elect P Daley as a director | Management | For | For | ||||||||||
| O12 | To re-elect K Richardson as a director | Management | For | For | ||||||||||
| O13 | To re-elect J Teyssen as a director | Management | For | For | ||||||||||
| O14 | To elect A Blanc as a director | Management | For | For | ||||||||||
| O15 | To elect S Pai as a director | Management | For | For | ||||||||||
| O16 | To elect H Nagarajan as a director | Management | For | For | ||||||||||
| O17 | To reappoint Deloitte LLP as auditor | Management | For | For | ||||||||||
| O18 | To authorize the audit committee to fix the auditor’s remuneration | Management | For | For | ||||||||||
| O19 | To authorize the company to make political donations and political expenditure | Management | For | For | ||||||||||
| O20 | To authorize the directors to allot shares | Management | For | For | ||||||||||
| S21 | To authorize the disapplication of pre-emption rights | Management | Withheld | Against | ||||||||||
| S22 | To authorize the additional disapplication of pre-emption rights | Management | For | For | ||||||||||
| S23 | To give limited authority for the purchase of its own shares by the company | Management | For | For | ||||||||||
| S24 | To authorize the calling of general meetings of the company (not being an annual general meeting) by notice of at least 14 clear days | Management | For | For | ||||||||||
| S25 | Follow This shareholder resolution on climate change targets | Shareholder | Withheld | Against | ||||||||||
| MYERS INDUSTRIES, INC. | ||||||||||||||
| Security | 628464109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MYE | Meeting Date | 27-Apr-2023 | |||||||||||
| ISIN | US6284641098 | Agenda | 935791663 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: YVETTE DAPREMONT BRIGHT | Management | For | For | ||||||||||
| 1b. | Election of Director: RONALD M. DE FEO | Management | For | For | ||||||||||
| 1c. | Election of Director: WILLIAM A. FOLEY | Management | For | For | ||||||||||
| 1d. | Election of Director: JEFFREY KRAMER | Management | For | For | ||||||||||
| 1e. | Election of Director: F. JACK LIEBAU, JR. | Management | For | For | ||||||||||
| 1f. | Election of Director: BRUCE M. LISMAN | Management | For | For | ||||||||||
| 1g. | Election of Director: LORI LUTEY | Management | For | For | ||||||||||
| 1h. | Election of Director: MICHAEL MCGAUGH | Management | For | For | ||||||||||
| 2. | Advisory vote on the frequency of future advisory votes regarding the company’s executive compensation. | Management | 1 Year | For | ||||||||||
| 3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
| 4. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
| HKBN LTD | ||||||||||||||
| Security | G45158105 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 28-Apr-2023 | ||||||||||||
| ISIN | KYG451581055 | Agenda | 716902021 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2023/ 0404/2023040400390.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2023/ 0404/2023040400404.pdf | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||
| 1 | TO APPROVE THE AMENDED CO-OWNERSHIP PLAN IV OF THE COMPANY AND TO GRANT A SPECIFIC MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH NEW SHARES UP TO BUT NOT EXCEEDING THE SCHEME MANDATE LIMIT | Management | Against | Against | ||||||||||
| 2 | SUBJECT TO THE PASSING OF ORDINARY RESOLUTION NUMBERED 1, TO APPROVE THE GRANT(S) AND AWARD(S) OF RSUS AND AWARD SHARES TO MR. CHU KWONG YEUNG PURSUANT TO THE AMENDED CO-OWNERSHIP PLAN IV | Management | Against | Against | ||||||||||
| 3 | SUBJECT TO THE PASSING OF ORDINARY RESOLUTION NUMBERED 1, TO APPROVE THE GRANT(S) AND AWARD(S) OF RSUS AND AWARD SHARES TO MR. NI QUIAQUE LAI PURSUANT TO THE AMENDED CO-OWNERSHIP PLAN IV | Management | Against | Against | ||||||||||
| KELLOGG COMPANY | ||||||||||||||
| Security | 487836108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | K | Meeting Date | 28-Apr-2023 | |||||||||||
| ISIN | US4878361082 | Agenda | 935773540 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director (term expires 2026): Stephanie Burns | Management | For | For | ||||||||||
| 1b. | Election of Director (term expires 2026): Steve Cahillane | Management | For | For | ||||||||||
| 1c. | Election of Director (term expires 2026): La June Montgomery Tabron | Management | For | For | ||||||||||
| 2. | Advisory resolution to approve executive compensation. | Management | For | For | ||||||||||
| 3. | Advisory vote on the frequency of holding an advisory vote on executive compensation. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of the appointment of PricewaterhouseCoopers LLP as Kellogg’s independent registered public accounting firm for fiscal year 2023. | Management | For | For | ||||||||||
| 5. | Shareowner proposal requesting a civil rights, nondiscrimination and return to merits audit, if properly presented at the meeting. | Shareholder | Abstain | Against | ||||||||||
| 6. | Shareowner proposal requesting additional reporting on pay equity disclosure, if properly presented at the meeting. | Shareholder | Abstain | Against | ||||||||||
| GRACO INC. | ||||||||||||||
| Security | 384109104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GGG | Meeting Date | 28-Apr-2023 | |||||||||||
| ISIN | US3841091040 | Agenda | 935780660 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Lee R. Mitau | Management | For | For | ||||||||||
| 1b. | Election of Director: Martha A. Morfitt | Management | For | For | ||||||||||
| 1c. | Election of Director: Mark W. Sheahan | Management | For | For | ||||||||||
| 1d. | Election of Director: Kevin J. Wheeler | Management | For | For | ||||||||||
| 2. | Ratification of appointment of Deloitte & Touche LLP as the Company’s independent registered accounting firm. | Management | For | For | ||||||||||
| 3. | Approval, on an advisory basis, of the compensation paid to our named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
| 4. | Approval, on an advisory basis, of the frequency of the advisory vote on the compensation paid to our named executive officers. | Management | 1 Year | For | ||||||||||
| DISH NETWORK CORPORATION | ||||||||||||||
| Security | 25470M109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DISH | Meeting Date | 28-Apr-2023 | |||||||||||
| ISIN | US25470M1099 | Agenda | 935782917 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Kathleen Q. Abernathy | For | For | |||||||||||
| 2 | George R. Brokaw | Withheld | Against | |||||||||||
| 3 | Stephen J. Bye | For | For | |||||||||||
| 4 | W. Erik Carlson | For | For | |||||||||||
| 5 | James DeFranco | For | For | |||||||||||
| 6 | Cantey M. Ergen | For | For | |||||||||||
| 7 | Charles W. Ergen | For | For | |||||||||||
| 8 | Tom A. Ortolf | For | For | |||||||||||
| 9 | Joseph T. Proietti | For | For | |||||||||||
| 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| 3. | To amend and restate our Employee Stock Purchase Plan. | Management | For | For | ||||||||||
| 4. | To conduct a non-binding advisory vote on executive compensation. | Management | For | For | ||||||||||
| 5. | To conduct a non-binding advisory vote on the frequency of future non-binding advisory votes on executive compensation. | Management | 3 Years | For | ||||||||||
| ENPRO INDUSTRIES, INC. | ||||||||||||||
| Security | 29355X107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NPO | Meeting Date | 28-Apr-2023 | |||||||||||
| ISIN | US29355X1072 | Agenda | 935792223 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Eric A. Vaillancourt | For | For | |||||||||||
| 2 | William Abbey | For | For | |||||||||||
| 3 | Thomas M. Botts | For | For | |||||||||||
| 4 | Felix M. Brueck | For | For | |||||||||||
| 5 | Adele M. Gulfo | For | For | |||||||||||
| 6 | David L. Hauser | For | For | |||||||||||
| 7 | John Humphrey | For | For | |||||||||||
| 8 | Ronald C. Keating | For | For | |||||||||||
| 9 | Judith A. Reinsdorf | For | For | |||||||||||
| 10 | Kees van der Graaf | For | For | |||||||||||
| 2. | On an advisory basis, to approve the compensation to our named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
| 3. | On an advisory basis, whether future advisory votes to approve executive compensation should be held every. | Management | 1 Year | For | ||||||||||
| 4. | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | ||||||||||
| GENUINE PARTS COMPANY | ||||||||||||||
| Security | 372460105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GPC | Meeting Date | 01-May-2023 | |||||||||||
| ISIN | US3724601055 | Agenda | 935774693 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Elizabeth W. Camp | Management | For | For | ||||||||||
| 1b. | Election of Director: Richard Cox, Jr. | Management | For | For | ||||||||||
| 1c. | Election of Director: Paul D. Donahue | Management | For | For | ||||||||||
| 1d. | Election of Director: Gary P. Fayard | Management | For | For | ||||||||||
| 1e. | Election of Director: P. Russell Hardin | Management | For | For | ||||||||||
| 1f. | Election of Director: John R. Holder | Management | For | For | ||||||||||
| 1g. | Election of Director: Donna W. Hyland | Management | For | For | ||||||||||
| 1h. | Election of Director: John D. Johns | Management | For | For | ||||||||||
| 1i. | Election of Director: Jean-Jacques Lafont | Management | For | For | ||||||||||
| 1j. | Election of Director: Robert C. “Robin” Loudermilk, Jr. | Management | For | For | ||||||||||
| 1k. | Election of Director: Wendy B. Needham | Management | For | For | ||||||||||
| 1l. | Election of Director: Juliette W. Pryor | Management | For | For | ||||||||||
| 1m. | Election of Director: E. Jenner Wood III | Management | For | For | ||||||||||
| 2. | Advisory vote on executive compensation. | Management | For | For | ||||||||||
| 3. | Frequency of advisory vote on executive compensation. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of the selection of Ernst & Young LLP as the Company’s independent auditor for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| THE E.W. SCRIPPS COMPANY | ||||||||||||||
| Security | 811054402 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SSP | Meeting Date | 01-May-2023 | |||||||||||
| ISIN | US8110544025 | Agenda | 935779085 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Lauren Rich Fine | Management | For | For | ||||||||||
| 1b. | Election of Director: Burton F. Jablin | Management | For | For | ||||||||||
| 1c. | Election of Director: Kim Williams | Management | For | For | ||||||||||
| AMERICAN EXPRESS COMPANY | ||||||||||||||
| Security | 025816109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AXP | Meeting Date | 02-May-2023 | |||||||||||
| ISIN | US0258161092 | Agenda | 935784808 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director for a term of one year: Thomas J. Baltimore | Management | For | For | ||||||||||
| 1b. | Election of Director for a term of one year: John J. Brennan | Management | For | For | ||||||||||
| 1c. | Election of Director for a term of one year: Peter Chernin | Management | For | For | ||||||||||
| 1d. | Election of Director for a term of one year: Walter J. Clayton III | Management | For | For | ||||||||||
| 1e. | Election of Director for a term of one year: Ralph de la Vega | Management | For | For | ||||||||||
| 1f. | Election of Director for a term of one year: Theodore J. Leonsis | Management | For | For | ||||||||||
| 1g. | Election of Director for a term of one year: Deborah P. Majoras | Management | For | For | ||||||||||
| 1h. | Election of Director for a term of one year: Karen L. Parkhill | Management | For | For | ||||||||||
| 1i. | Election of Director for a term of one year: Charles E. Phillips | Management | For | For | ||||||||||
| 1j. | Election of Director for a term of one year: Lynn A. Pike | Management | For | For | ||||||||||
| 1k. | Election of Director for a term of one year: Stephen J. Squeri | Management | For | For | ||||||||||
| 1l. | Election of Director for a term of one year: Daniel L. Vasella | Management | For | For | ||||||||||
| 1m. | Election of Director for a term of one year: Lisa W. Wardell | Management | For | For | ||||||||||
| 1n. | Election of Director for a term of one year: Christopher D. Young | Management | For | For | ||||||||||
| 2. | Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
| 3. | Approval, on an advisory basis, of the Company’s executive compensation. | Management | For | For | ||||||||||
| 4. | Advisory resolution to approve the frequency of future advisory say-on-pay votes. | Management | 1 Year | For | ||||||||||
| 5. | Shareholder proposal relating to shareholder ratification of excessive termination pay. | Shareholder | Against | For | ||||||||||
| 6. | Shareholder proposal relating to abortion & consumer data privacy. | Shareholder | Abstain | Against | ||||||||||
| BRISTOL-MYERS SQUIBB COMPANY | ||||||||||||||
| Security | 110122108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BMY | Meeting Date | 02-May-2023 | |||||||||||
| ISIN | US1101221083 | Agenda | 935788286 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Peter J. Arduini | Management | For | For | ||||||||||
| 1B. | Election of Director: Deepak L. Bhatt, M.D., M.P.H. | Management | For | For | ||||||||||
| 1C. | Election of Director: Giovanni Caforio, M.D. | Management | For | For | ||||||||||
| 1D. | Election of Director: Julia A. Haller, M.D. | Management | For | For | ||||||||||
| 1E. | Election of Director: Manuel Hidalgo Medina, M.D., Ph.D. | Management | For | For | ||||||||||
| 1F. | Election of Director: Paula A. Price | Management | For | For | ||||||||||
| 1G. | Election of Director: Derica W. Rice | Management | For | For | ||||||||||
| 1H. | Election of Director: Theodore R. Samuels | Management | For | For | ||||||||||
| 1I. | Election of Director: Gerald L. Storch | Management | For | For | ||||||||||
| 1J. | Election of Director: Karen H. Vousden, Ph.D. | Management | For | For | ||||||||||
| 1K. | Election of Director: Phyllis R. Yale | Management | For | For | ||||||||||
| 2. | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | For | For | ||||||||||
| 3. | Advisory Vote on the Frequency of the Advisory Vote on the Compensation of our Named Executive Officers. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of the Appointment of an Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
| 5. | Shareholder Proposal on the Adoption of a Board Policy that the Chairperson of the Board be an Independent Director. | Shareholder | Against | For | ||||||||||
| 6. | Shareholder Proposal on Workplace Non-Discrimination Audit. | Shareholder | Abstain | Against | ||||||||||
| 7. | Shareholder Proposal on Special Shareholder Meeting Improvement. | Shareholder | Against | For | ||||||||||
| ORANGE BELGIUM S.A. | ||||||||||||||
| Security | B6404X104 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 03-May-2023 | ||||||||||||
| ISIN | BE0003735496 | Agenda | 716873066 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||||
| 1 | PRESENTATION AND DISCUSSION OF THE BOARD OF DIRECTORS’ MANAGEMENT REPORT | Non-Voting | ||||||||||||
| 2 | PRESENTATION AND DISCUSSION OF THE STATUTORY AUDITOR’S REPORT | Non-Voting | ||||||||||||
| 3 | APPROVAL OF THE REMUNERATION REPORT | Management | No Action | |||||||||||
| 4 | APPROVAL OF THE ANNUAL ACCOUNTS AND ALLOCATION OF THE RESULT | Management | No Action | |||||||||||
| 5 | PROPOSAL TO GRANT DISCHARGE TO THE DIRECTORS | Management | No Action | |||||||||||
| 6 | PROPOSAL TO GRANT DISCHARGE TO THE STATUTORY AUDITOR | Management | No Action | |||||||||||
| 7 | APPROVAL OF THE ANNUAL ACCOUNTS CLOSED ON 30 JUNE 2022 OF THE ABSORBED COMPANY AND DISCHARGE OF THE DIRECTORS AND THE STATUTORY AUDITOR | Management | No Action | |||||||||||
| 8.1 | APPROVAL TO RE-APPOINT MR MATTHIEU BOUCHERY AS DIRECTOR | Management | No Action | |||||||||||
| 8.2 | APPROVAL TO RE-APPOINT MRS CLARISSE HERIARD DUBREUIL AS DIRECTOR | Management | No Action | |||||||||||
| 8.3 | APPROVAL TO RE-APPOINT MRS MARI-NOELLE JEGO-LAVEISSIERE AS DIRECTOR | Management | No Action | |||||||||||
| 8.4 | APPROVAL TO RE-APPOINT BVBA K2A MANAGEMENT AND INVESTMENT SERVICES REPRESENTED BY MR WILFRIED VERSTRAETE AS DIRECTOR | Management | No Action | |||||||||||
| 8.5 | APPROVAL TO RE-APPOINT SPRL LEADERSHIP AND MANAGEMENT ADVISORY SERVICES (LMAS) REPRESENTED BY MR GREGOIRE DALLEMAGNE AS DIRECTOR | Management | No Action | |||||||||||
| 8.6 | APPROVAL TO RE-APPOINT MR CHRISTIAN LUGINBUHL AS DIRECTOR | Management | No Action | |||||||||||
| 8.7 | APPROVAL TO RE-APPOINT MR XAVIER PICHON AS DIRECTOR | Management | No Action | |||||||||||
| 8.8 | APPROVAL TO RE-APPOINT BV THE HOUSE OF VALUE ADVISORY & SOLUTIONS REPRESENTED BY MR JOHAN DESCHUYFFELEER AS DIRECTOR | Management | No Action | |||||||||||
| 8.9 | APPROVAL TO RE-APPOINT MR JEAN-MARC VIGNOLLES AS DIRECTOR | Management | No Action | |||||||||||
| 8.10 | APPROVAL TO THE APPOINTMENT OF MRS CAROLINE GUILLAUMIN AS DIRECTOR | Management | No Action | |||||||||||
| 8.11 | APPROVAL TO THE APPOINTMENT OF MRS INNE MERTENS AS DIRECTOR | Management | No Action | |||||||||||
| 8.12 | APPROVAL TO THE APPOINTMENT OF MR BERNARD RAMANANTSOA AS DIRECTOR | Management | No Action | |||||||||||
| 9 | APPROVAL OF THE BOARD OF DIRECTORS REMUNERATION | Management | No Action | |||||||||||
| 10 | APPOINTMENT OF DELOITTE AS STATUTORY AUDITOR | Management | No Action | |||||||||||
| 11 | APPROVAL OF ARTICLE 11 OF THE EUR CREDIT FACILITY AGREEMENT TO BE ENTERED INTO BETWEEN ATLAS SERVICES BELGIUM SA AND THE COMPANY RELATED TO THE FINANCING OF THE COMPANY BY ATLAS SERVICES BELGIUM SA. ARTICLE 11 ALLOWS ATLAS SERVICES BELGIUM SA UNDER CERTAIN CONDITIONS TO TERMINATE THE AGREEMENT IF THERE IS A CHANGE OF CONTROL OVER THE COMPANY | Management | No Action | |||||||||||
| 12 | PROPOSAL TO GRANT FULL POWERS TO B-DOCS SRL | Management | No Action | |||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| INTERNATIONAL FLAVORS & FRAGRANCES INC. | ||||||||||||||
| Security | 459506101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | IFF | Meeting Date | 03-May-2023 | |||||||||||
| ISIN | US4595061015 | Agenda | 935785470 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director for a one-year term expiring at the 2024 Annual Meeting of Shareholders: Kathryn J. Boor | Management | For | For | ||||||||||
| 1b. | Election of Director for a one-year term expiring at the 2024 Annual Meeting of Shareholders: Barry A. Bruno | Management | For | For | ||||||||||
| 1c. | Election of Director for a one-year term expiring at the 2024 Annual Meeting of Shareholders: Frank K. Clyburn, Jr. | Management | For | For | ||||||||||
| 1d. | Election of Director for a one-year term expiring at the 2024 Annual Meeting of Shareholders: Mark J. Costa | Management | For | For | ||||||||||
| 1e. | Election of Director for a one-year term expiring at the 2024 Annual Meeting of Shareholders: Carol Anthony (John) Davidson | Management | For | For | ||||||||||
| 1f. | Election of Director for a one-year term expiring at the 2024 Annual Meeting of Shareholders: Roger W. Ferguson, Jr. | Management | For | For | ||||||||||
| 1g. | Election of Director for a one-year term expiring at the 2024 Annual Meeting of Shareholders: John F. Ferraro | Management | For | For | ||||||||||
| 1h. | Election of Director for a one-year term expiring at the 2024 Annual Meeting of Shareholders: Christina Gold | Management | For | For | ||||||||||
| 1i. | Election of Director for a one-year term expiring at the 2024 Annual Meeting of Shareholders: Gary Hu | Management | For | For | ||||||||||
| 1j. | Election of Director for a one-year term expiring at the 2024 Annual Meeting of Shareholders: Kevin O’Byrne | Management | For | For | ||||||||||
| 1k. | Election of Director for a one-year term expiring at the 2024 Annual Meeting of Shareholders: Dawn C. Willoughby | Management | For | For | ||||||||||
| 2. | Ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the 2023 fiscal year. | Management | For | For | ||||||||||
| 3. | Approve, on an advisory basis, the compensation of our named executive officers in 2022. | Management | For | For | ||||||||||
| 4. | Vote, on an advisory basis, on the frequency of votes on executive compensation. | Management | 1 Year | For | ||||||||||
| GSK PLC | ||||||||||||||
| Security | 37733W204 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GSK | Meeting Date | 03-May-2023 | |||||||||||
| ISIN | US37733W2044 | Agenda | 935802959 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To receive and adopt the 2022 Annual Report | Management | For | For | ||||||||||
| 2. | To approve the Annual report on remuneration | Management | For | For | ||||||||||
| 3. | To elect Julie Brown as a Director | Management | For | For | ||||||||||
| 4. | To elect Dr Vishal Sikka as a Director | Management | For | For | ||||||||||
| 5. | To elect Elizabeth McKee Anderson as a Director | Management | For | For | ||||||||||
| 6. | To re-elect Sir Jonathan Symonds as a Director | Management | For | For | ||||||||||
| 7. | To re-elect Dame Emma Walmsley as a Director | Management | For | For | ||||||||||
| 8. | To re-elect Charles Bancroft as a Director | Management | For | For | ||||||||||
| 9. | To re-elect Dr Hal Barron as a Director | Management | For | For | ||||||||||
| 10. | To re-elect Dr Anne Beal as a Director | Management | For | For | ||||||||||
| 11. | To re-elect Dr Harry C Dietz as a Director | Management | For | For | ||||||||||
| 12. | To re-elect Dr Jesse Goodman as a Director | Management | For | For | ||||||||||
| 13. | To re-elect Urs Rohner as a Director | Management | For | For | ||||||||||
| 14. | To re-appoint the auditor | Management | For | For | ||||||||||
| 15. | To determine remuneration of the auditor | Management | For | For | ||||||||||
| 16. | To approve amendments to the Directors’ Remuneration policy | Management | For | For | ||||||||||
| 17. | To authorise the company and its subsidiaries to make donations to political organisations and incur political expenditure | Management | For | For | ||||||||||
| 18. | To authorise allotment of shares | Management | For | For | ||||||||||
| 19. | To disapply pre-emption rights - general power (Special resolution) | Management | Withheld | Against | ||||||||||
| 20. | To disapply pre-emption rights - in connection with an acquisition or specified capital investment (Special resolution) | Management | For | For | ||||||||||
| 21. | To authorise the company to purchase its own shares (Special resolution) | Management | For | For | ||||||||||
| 22. | To authorise exemption from statement of name of senior statutory auditor | Management | For | For | ||||||||||
| 23. | To authorise reduced notice of a general meeting other than an AGM (Special resolution) | Management | For | For | ||||||||||
| ITV PLC | ||||||||||||||
| Security | G4984A110 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 04-May-2023 | ||||||||||||
| ISIN | GB0033986497 | Agenda | 716793220 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | TO RECEIVE AND ADOPT THE ANNUAL REPORT AND ACCOUNTS | Management | For | For | ||||||||||
| 2 | TO RECEIVE AND ADOPT THE ANNUAL REPORT ON REMUNERATION | Management | For | For | ||||||||||
| 3 | TO DECLARE A FINAL DIVIDEND: TO DECLARE A FINAL DIVIDEND OF 3.3 PENCE PER ORDINARY SHARE IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 | Management | For | For | ||||||||||
| 4 | TO RE-ELECT SALMAN AMIN AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
| 5 | TO RE-ELECT EDWARD BONHAM CARTER AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
| 6 | TO RE-ELECT GRAHAM COOKE AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
| 7 | TO ELECT ANDREW COSSLETT AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
| 8 | TO RE-ELECT MARGARET EWING AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
| 9 | TO ELECT GIDON KATZ AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
| 10 | TO RE-ELECT CHRIS KENNEDY AS AN EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
| 11 | TO RE-ELECT ANNA MANZ AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
| 12 | TO RE-ELECT CAROLYN MCCALL AS AN EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
| 13 | TO RE-ELECT SHARMILA NEBHRAJANI AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
| 14 | TO RE-ELECT DUNCAN PAINTER AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
| 15 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | Management | For | For | ||||||||||
| 16 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITORS’ REMUNERATION | Management | For | For | ||||||||||
| 17 | POLITICAL DONATIONS | Management | For | For | ||||||||||
| 18 | AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||||
| 19 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | Abstain | Against | ||||||||||
| 20 | ADDITIONAL DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | Abstain | Against | ||||||||||
| 21 | PURCHASE OF OWN SHARES | Management | For | For | ||||||||||
| 22 | LENGTH OF NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | For | ||||||||||
| 23 | APPROVAL OF THE 2023 ITV PLC SHARESAVE PLAN | Management | For | For | ||||||||||
| JARDINE MATHESON HOLDINGS LTD | ||||||||||||||
| Security | G50736100 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 04-May-2023 | ||||||||||||
| ISIN | BMG507361001 | Agenda | 716898640 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||||
| 2 | APPROVE FINAL DIVIDEND | Management | No Action | |||||||||||
| 3 | RE-ELECT DAVID HSU AS DIRECTOR | Management | No Action | |||||||||||
| 4 | RE-ELECT ADAM KESWICK AS DIRECTOR | Management | No Action | |||||||||||
| 5 | RE-ELECT ANTHONY NIGHTINGALE AS DIRECTOR | Management | No Action | |||||||||||
| 6 | APPOINT PRICEWATERHOUSECOOPERS, HONG KONG AS AUDITORS AND AUTHORISE THEIR REMUNERATION | Management | No Action | |||||||||||
| 7 | AUTHORISE ISSUE OF EQUITY | Management | No Action | |||||||||||
| CMMT | 06 APR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 03 MAY 2023 TO 02 MAY 2023. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
| MANDARIN ORIENTAL INTERNATIONAL LTD | ||||||||||||||
| Security | G57848106 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 04-May-2023 | ||||||||||||
| ISIN | BMG578481068 | Agenda | 716900116 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | TO RECEIVE THE FINANCIAL STATEMENTS FOR 2022 | Management | For | For | ||||||||||
| 2 | TO RE-ELECT ARCHIE KESWICK AS A DIRECTOR | Management | For | For | ||||||||||
| 3 | TO RE-ELECT JAMES RILEY AS A DIRECTOR | Management | For | For | ||||||||||
| 4 | TO APPOINT PRICEWATERHOUSECOOPERS, HONG KONG AS THE AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||
| 5 | TO RENEW THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES | Management | For | For | ||||||||||
| CMMT | PLEASE NOTE THAT IF YOU WISH TO SUBMIT A MEETING ATTEND FOR THE SINGAPORE-MARKET THEN A UNIQUE CLIENT ID NUMBER KNOWN AS THE NRIC WILL NEED TO BE-PROVIDED OTHERWISE THE MEETING ATTEND REQUEST WILL BE REJECTED IN THE MARKET.-KINDLY ENSURE TO QUOTE THE TERM NRIC FOLLOWED BY THE NUMBER AND THIS CAN BE-INPUT IN THE FIELDS “OTHER IDENTIFICATION DETAILS (IN THE ABSENCE OF A-PASSPORT)” OR “COMMENTS/SPECIAL INSTRUCTIONS” AT THE BOTTOM OF THE PAGE | Non-Voting | ||||||||||||
| IDORSIA LTD | ||||||||||||||
| Security | H3879B109 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 04-May-2023 | ||||||||||||
| ISIN | CH0363463438 | Agenda | 716957064 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION-MAY BE REJECTED. | Non-Voting | ||||||||||||
| 1.1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||||
| 1.2 | APPROVE REMUNERATION REPORT (NON-BINDING) | Management | No Action | |||||||||||
| 2 | APPROVE TREATMENT OF NET LOSS | Management | No Action | |||||||||||
| 3 | APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT | Management | No Action | |||||||||||
| 4.1.1 | REELECT MATHIEU SIMON AS DIRECTOR | Management | No Action | |||||||||||
| 4.1.2 | REELECT JOERN ALDAG AS DIRECTOR | Management | No Action | |||||||||||
| 4.1.3 | REELECT JEAN-PAUL CLOZEL AS DIRECTOR | Management | No Action | |||||||||||
| 4.1.4 | REELECT FELIX EHRAT AS DIRECTOR | Management | No Action | |||||||||||
| 4.1.5 | REELECT SRISHTI GUPTA AS DIRECTOR | Management | No Action | |||||||||||
| 4.1.6 | REELECT PETER KELLOGG AS DIRECTOR | Management | No Action | |||||||||||
| 4.1.7 | REELECT SANDY MAHATME AS DIRECTOR | Management | No Action | |||||||||||
| 4.1.8 | ELECT SOPHIE KORNOWSKI AS DIRECTOR | Management | No Action | |||||||||||
| 4.2 | REELECT MATHIEU SIMON AS BOARD CHAIR | Management | No Action | |||||||||||
| 4.3.1 | REAPPOINT FELIX EHRAT AS CHAIRMAN OF THE NOMINATION, COMPENSATION AND GOVERNANCE COMMITTEE | Management | No Action | |||||||||||
| 4.3.2 | REAPPOINT SRISHTI GUPTA AS MEMBER OF THE NOMINATION, COMPENSATION AND GOVERNANCE COMMITTEE | Management | No Action | |||||||||||
| 4.3.3 | REAPPOINT MATHIEU SIMON AS MEMBER OF THE NOMINATION, COMPENSATION AND GOVERNANCE COMMITTEE | Management | No Action | |||||||||||
| 4.3.4 | APPOINT SOPHIE KORNOWSKI AS MEMBER OF THE NOMINATION, COMPENSATION AND GOVERNANCE COMMITTEE | Management | No Action | |||||||||||
| 5.1 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 1.5 MILLION | Management | No Action | |||||||||||
| 5.2 | APPROVE REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 17.2 MILLION | Management | No Action | |||||||||||
| 6 | DESIGNATE BACHMANNPARTNER AG AS INDEPENDENT PROXY | Management | No Action | |||||||||||
| 7 | RATIFY ERNST & YOUNG AG AS AUDITORS | Management | No Action | |||||||||||
| 8.1 | AMEND CORPORATE PURPOSE | Management | No Action | |||||||||||
| 8.2 | APPROVE CREATION OF CHF 1.3 MILLION POOL OF CONDITIONAL CAPITAL FOR EMPLOYEE EQUITY PARTICIPATION | Management | No Action | |||||||||||
| 8.3 | APPROVE CREATION OF CAPITAL BAND WITHIN THE UPPER LIMIT OF CHF 14.1 MILLION AND THE LOWER LIMIT OF CHF 4.7 MILLION WITH OR WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS | Management | No Action | |||||||||||
| 8.4 | AMEND ARTICLES RE: SHARES AND SHARE REGISTER | Management | No Action | |||||||||||
| 8.5 | AMEND ARTICLES OF ASSOCIATION (INCL. APPROVAL OF VIRTUAL-ONLY OR HYBRID SHAREHOLDER MEETINGS) | Management | No Action | |||||||||||
| 8.6 | AMEND ARTICLES RE: BOARD OF DIRECTORS; COMPENSATION; EXTERNAL MANDATES FOR MEMBERS OF THE BOARD OF DIRECTORS AND EXECUTIVE COMMITTEE | Management | No Action | |||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
| THE KRAFT HEINZ COMPANY | ||||||||||||||
| Security | 500754106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | KHC | Meeting Date | 04-May-2023 | |||||||||||
| ISIN | US5007541064 | Agenda | 935780557 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Gregory E. Abel | Management | For | For | ||||||||||
| 1b. | Election of Director: Humberto P. Alfonso | Management | For | For | ||||||||||
| 1c. | Election of Director: John T. Cahill | Management | For | For | ||||||||||
| 1d. | Election of Director: Lori Dickerson Fouché | Management | For | For | ||||||||||
| 1e. | Election of Director: Diane Gherson | Management | For | For | ||||||||||
| 1f. | Election of Director: Timothy Kenesey | Management | For | For | ||||||||||
| 1g. | Election of Director: Alicia Knapp | Management | For | For | ||||||||||
| 1h. | Election of Director: Elio Leoni Sceti | Management | For | For | ||||||||||
| 1i. | Election of Director: Susan Mulder | Management | For | For | ||||||||||
| 1j. | Election of Director: James Park | Management | For | For | ||||||||||
| 1k. | Election of Director: Miguel Patricio | Management | For | For | ||||||||||
| 1l. | Election of Director: John C. Pope | Management | For | For | ||||||||||
| 2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent auditors for 2023. | Management | For | For | ||||||||||
| 4. | Stockholder Proposal - Simple majority vote, if properly presented. | Shareholder | Against | For | ||||||||||
| 5. | Stockholder Proposal - Report on water risk, if properly presented. | Shareholder | Abstain | Against | ||||||||||
| 6. | Stockholder Proposal - Civil rights audit, if properly presented. | Shareholder | Abstain | Against | ||||||||||
| AMETEK, INC. | ||||||||||||||
| Security | 031100100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AME | Meeting Date | 04-May-2023 | |||||||||||
| ISIN | US0311001004 | Agenda | 935782068 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director for a term of three years: Thomas A. Amato | Management | For | For | ||||||||||
| 1b. | Election of Director for a term of three years: Anthony J. Conti | Management | For | For | ||||||||||
| 1c. | Election of Director for a term of three years: Gretchen W. McClain | Management | For | For | ||||||||||
| 2. | Approval, by advisory vote, of the compensation of AMETEK, Inc.’s named executive officers. | Management | For | For | ||||||||||
| 3. | Cast an advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
| MUELLER INDUSTRIES, INC. | ||||||||||||||
| Security | 624756102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MLI | Meeting Date | 04-May-2023 | |||||||||||
| ISIN | US6247561029 | Agenda | 935785254 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Gregory L. Christopher | For | For | |||||||||||
| 2 | Elizabeth Donovan | For | For | |||||||||||
| 3 | William C. Drummond | For | For | |||||||||||
| 4 | Gary S. Gladstein | For | For | |||||||||||
| 5 | Scott J. Goldman | For | For | |||||||||||
| 6 | John B. Hansen | For | For | |||||||||||
| 7 | Terry Hermanson | For | For | |||||||||||
| 8 | Charles P. Herzog, Jr. | For | For | |||||||||||
| 2. | Approve the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis by non-binding vote, executive compensation. | Management | For | For | ||||||||||
| 4. | To approve, on an advisory basis by non-binding vote, the frequency of the Company’s holding of future advisory votes on the compensation of the Company’s named executive officers. | Management | 1 Year | For | ||||||||||
| WYNN RESORTS, LIMITED | ||||||||||||||
| Security | 983134107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WYNN | Meeting Date | 04-May-2023 | |||||||||||
| ISIN | US9831341071 | Agenda | 935785494 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Richard J. Byrne | For | For | |||||||||||
| 2 | Patricia Mulroy | For | For | |||||||||||
| 3 | Philip G. Satre | For | For | |||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
| 3. | To approve, on a non-binding advisory basis, the compensation of our named executive officers as described in the proxy statement. | Management | For | For | ||||||||||
| 4. | To approve, on a non-binding advisory basis, the frequency of future advisory votes to approve the compensation of our named executive officers. | Management | 1 Year | For | ||||||||||
| INSTALCO AB | ||||||||||||||
| Security | W4962V120 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 05-May-2023 | ||||||||||||
| ISIN | SE0017483506 | Agenda | 716923455 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| 1.1 | ELECTION OF CHAIRMAN OF THE MEETING: PER SJOSTRAND | Management | No Action | |||||||||||
| 2 | PREPARATION AND APPROVAL OF THE VOTING REGISTER | Management | No Action | |||||||||||
| 3 | APPROVAL OF THE AGENDA | Management | No Action | |||||||||||
| 5 | DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Management | No Action | |||||||||||
| 7 | RESOLUTION ON ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET AS WELL AS THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET | Management | No Action | |||||||||||
| 8 | RESOLUTION ON THE ALLOCATION OF THE COMPANY’SPROFIT IN ACCORDANCE WITH THE ADOPTED BALANCE SHEET | Management | No Action | |||||||||||
| 9.A | RESOLUTION ON DISCHARGE FROM LIABILITY FOR MEMBER OF THE BOARD OF DIRECTOR AND THE CEO: PER SJOSTRAND (CHAIRMAN OF THE BOARD) | Management | No Action | |||||||||||
| 9.B | RESOLUTION ON DISCHARGE FROM LIABILITY FOR MEMBER OF THE BOARD OF DIRECTOR AND THE CEO: JOHNNY ALVARSSON (BOARD MEMBER) | Management | No Action | |||||||||||
| 9.C | RESOLUTION ON DISCHARGE FROM LIABILITY FOR MEMBER OF THE BOARD OF DIRECTOR AND THE CEO: CARINA EDBLAD (BOARD MEMBER) | Management | No Action | |||||||||||
| 9.D | RESOLUTION ON DISCHARGE FROM LIABILITY FOR MEMBER OF THE BOARD OF DIRECTOR AND THE CEO: PER LEOPOLDSSON (BOARD MEMBER) | Management | No Action | |||||||||||
| 9.E | RESOLUTION ON DISCHARGE FROM LIABILITY FOR MEMBER OF THE BOARD OF DIRECTOR AND THE CEO: CARINA QVARNGARD (BOARD MEMBER) | Management | No Action | |||||||||||
| 9.F | RESOLUTION ON DISCHARGE FROM LIABILITY FOR MEMBER OF THE BOARD OF DIRECTOR SAND THE CEO: CAMILLA OBERG (BOARD MEMBER) | Management | No Action | |||||||||||
| 9.G | RESOLUTION ON DISCHARGE FROM LIABILITY FOR MEMBER OF THE BOARD OF DIRECTOR AND THE CEO: ROBIN BOHEMAN (CEO) | Management | No Action | |||||||||||
| 10 | RESOLUTION ON APPROVAL OF THE REMUNERATION REPORT | Management | No Action | |||||||||||
| 11 | DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 12 | DETERMINATION OF FEES FOR THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 13.A | ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTOR: JOHNNY ALVARSSON (RE-ELECTION) | Management | No Action | |||||||||||
| 13.B | ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTOR: CARINA QVARNGARD (RE-ELECTION) | Management | No Action | |||||||||||
| 13.C | ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTOR: CARINA EDBLAD (RE-ELECTION) | Management | No Action | |||||||||||
| 13.D | ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTOR: PER LEOPOLDSSON (RE-ELECTION) | Management | No Action | |||||||||||
| 13.E | ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTOR: PER SJOSTRAND (RE-ELECTION) | Management | No Action | |||||||||||
| 13.F | ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTOR: CAMILLA OBERG (RE-ELECTION) | Management | No Action | |||||||||||
| 13.G | ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTOR: ULF WRETSKOG (NEW ELECTION) | Management | No Action | |||||||||||
| 13.H | CHAIRMAN OF THE BOARD OF DIRECTOR: PER SJOSTRAND (RE-ELECTION) | Management | No Action | |||||||||||
| 14 | DETERMINATION OF THE NUMBER OF AUDITORS AND DEPUTY AUDITORS | Management | No Action | |||||||||||
| 15 | DETERMINATION OF FEES TO THE AUDITORS | Management | No Action | |||||||||||
| 16.1 | ELECTION OF AUDITORS AND DEPUTY AUDITORS: GRANT THORNTON SWEDEN AB (RE-ELECTION) | Management | No Action | |||||||||||
| 17 | RESOLUTION ON AUTHORISATION FOR THE BOARD OF DIRECTORS TO RESOLVE ON ISSUE OF SHARES, CONVERTIBLES AND WARRANTS | Management | No Action | |||||||||||
| 18 | RESOLUTION ON AUTHORISATION FOR THE BOARD OF DIRECTORS TO RESOLVE ON ACQUISITIONS AND TRANSFERS OF OWN SHARES | Management | No Action | |||||||||||
| 19 | RESOLUTION ON IMPLEMENTATION OF A LONG- TERMINCENTIVE PROGRAMME CONSISTING OF WARRANTS | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||||
| BERKSHIRE HATHAWAY INC. | ||||||||||||||
| Security | 084670108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BRKA | Meeting Date | 06-May-2023 | |||||||||||
| ISIN | US0846701086 | Agenda | 935785418 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Warren E. Buffett | For | For | |||||||||||
| 2 | Charles T. Munger | For | For | |||||||||||
| 3 | Gregory E. Abel | For | For | |||||||||||
| 4 | Howard G. Buffett | For | For | |||||||||||
| 5 | Susan A. Buffett | For | For | |||||||||||
| 6 | Stephen B. Burke | For | For | |||||||||||
| 7 | Kenneth I. Chenault | For | For | |||||||||||
| 8 | Christopher C. Davis | For | For | |||||||||||
| 9 | Susan L. Decker | For | For | |||||||||||
| 10 | Charlotte Guyman | For | For | |||||||||||
| 11 | Ajit Jain | For | For | |||||||||||
| 12 | Thomas S. Murphy, Jr. | For | For | |||||||||||
| 13 | Ronald L. Olson | For | For | |||||||||||
| 14 | Wallace R. Weitz | For | For | |||||||||||
| 15 | Meryl B. Witmer | For | For | |||||||||||
| 2. | Non-binding resolution to approve the compensation of the Company’s Named Executive Officers, as described in the 2023 Proxy Statement. | Management | For | For | ||||||||||
| 3. | Non-binding resolution to determine the frequency (whether annual, biennial or triennial) with which shareholders of the Company shall be entitled to have an advisory vote on executive compensation. | Management | 3 Years | For | ||||||||||
| 4. | Shareholder proposal regarding how the Company manages physical and transitional climate related risks and opportunities. | Shareholder | Abstain | Against | ||||||||||
| 5. | Shareholder proposal regarding how climate related risks are being governed by the Company. | Shareholder | Abstain | Against | ||||||||||
| 6. | Shareholder proposal regarding how the Company intends to measure, disclose and reduce GHG emissions associated with its underwriting, insuring and investment activities. | Shareholder | Abstain | Against | ||||||||||
| 7. | Shareholder proposal regarding the reporting on the effectiveness of the Corporation’s diversity, equity and inclusion efforts. | Shareholder | Abstain | Against | ||||||||||
| 8. | Shareholder proposal regarding the adoption of a policy requiring that two separate people hold the offices of the Chairman and the CEO. | Shareholder | Against | For | ||||||||||
| 9. | Shareholder proposal requesting that the Company avoid supporting or taking a public policy position on controversial social and political issues. | Shareholder | Abstain | Against | ||||||||||
| KINNEVIK AB | ||||||||||||||
| Security | W5139V638 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 08-May-2023 | ||||||||||||
| ISIN | SE0015810239 | Agenda | 716975668 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||||
| 1 | OPEN MEETING | Non-Voting | ||||||||||||
| 2 | ELECT CHAIR OF MEETING | Management | No Action | |||||||||||
| 3 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | ||||||||||||
| 4 | APPROVE AGENDA OF MEETING | Management | No Action | |||||||||||
| 5 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Non-Voting | ||||||||||||
| 6 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Management | No Action | |||||||||||
| 7 | SPEECH BY BOARD CHAIR | Non-Voting | ||||||||||||
| 8 | SPEECH BY THE CEO | Non-Voting | ||||||||||||
| 9 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | ||||||||||||
| 10 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||||
| 11 | APPROVE ALLOCATION OF INCOME AND OMISSION OF DIVIDENDS | Management | No Action | |||||||||||
| 12.A | APPROVE DISCHARGE OF JAMES ANDERSON | Management | No Action | |||||||||||
| 12.B | APPROVE DISCHARGE OF SUSANNA CAMPBELL | Management | No Action | |||||||||||
| 12.C | APPROVE DISCHARGE OF HARALD MIX | Management | No Action | |||||||||||
| 12.D | APPROVE DISCHARGE OF CECILIA QVIST | Management | No Action | |||||||||||
| 12.E | APPROVE DISCHARGE OF CHARLOTTE STROMBERG | Management | No Action | |||||||||||
| 12.F | APPROVE DISCHARGE OF GEORGI GANEV | Management | No Action | |||||||||||
| 13 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||||
| 14 | DETERMINE NUMBER OF MEMBERS (5) AND DEPUTY MEMBERS (0) OF BOARD | Management | No Action | |||||||||||
| 15 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 2.35 MILLION FOR CHAIR AND SEK 735,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK; APPROVE REMUNERATION OF AUDITORS | Management | No Action | |||||||||||
| 16.A | REELECT JAMES ANDERSON AS DIRECTOR | Management | No Action | |||||||||||
| 16.B | REELECT SUSANNA CAMPBELL AS DIRECTOR | Management | No Action | |||||||||||
| 16.C | REELECT HARALD MIX AS DIRECTOR | Management | No Action | |||||||||||
| 16.D | REELECT CECILIA QVIST AS DIRECTOR | Management | No Action | |||||||||||
| 16.E | REELECT CHARLOTTE STOMBERG AS DIRECTOR | Management | No Action | |||||||||||
| 17 | REELECT JAMES ANDERSON AS BOARD CHAIR | Management | No Action | |||||||||||
| 18 | RATIFY KPMG AB AS AUDITORS | Management | No Action | |||||||||||
| 19 | APPROVE NOMINATING COMMITTEE PROCEDURES | Management | No Action | |||||||||||
| 20 | REELECT HUGO STENBECK, LAWRENCE BURNS, ERIK BRANDSTROM AND MARIE KLINGSPOR AS MEMBERS OF NOMINATING COMMITTEE | Management | No Action | |||||||||||
| 21.A | APPROVE PERFORMANCE BASED SHARE PLAN LTIP 2023 | Management | No Action | |||||||||||
| 21.B | AMEND ARTICLES RE: EQUITY-RELATED | Management | No Action | |||||||||||
| 21.C | APPROVE EQUITY PLAN FINANCING THROUGH ISSUANCE OF SHARES | Management | No Action | |||||||||||
| 21.D | APPROVE EQUITY PLAN FINANCING THROUGH REPURCHASE OF SHARES | Management | No Action | |||||||||||
| 21.E | RESOLUTION REGARDING A LONG-TERM SHARE INCENTIVE PLAN FOR 2023: TRANSFERS, FREE-OF- CHARGE, OF OWN INCENTIVE SHARES AND SHARES IN A PARTICIPATION COMPANY ESTABLISHED FOR THE PURPOSE OF THE PLAN | Management | No Action | |||||||||||
| 21.F | RESOLUTION REGARDING A LONG-TERM SHARE INCENTIVE PLAN FOR 2023: TRANSFERS, AT MARKET VALUE, OF OWN INCENTIVE SHARES AND SHARES IN A PARTICIPATION COMPANY ESTABLISHED FOR THE PURPOSE OF THE PLAN. | Management | No Action | |||||||||||
| 22.A | APPROVE TRANSFER OF SHARES IN CONNECTION WITH PREVIOUS INCENTIVE PLAN | Management | No Action | |||||||||||
| 22.B | RESOLUTION REGARDING ARRANGEMENTS FOR DELIVERY OF SHARES UNDER OUTSTANDING LONG-TERM INCENTIVE PLANS: AUTHORISATION FOR THE BOARD TO RESOLVE ON A NEW ISSUE OF SHARES OF CLASS X | Management | No Action | |||||||||||
| 22.C | RESOLUTION REGARDING ARRANGEMENTS FOR DELIVERY OF SHARES UNDER OUTSTANDING LONG-TERM INCENTIVE PLANS: AUTHORISATION FOR THE BOARD TO RESOLVE TO REPURCHASE OWN SHARES OF CLASS X | Management | No Action | |||||||||||
| 23 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: APPROVE CASH DIVIDEND DISTRIBUTION FROM 2024 AGM | Shareholder | No Action | |||||||||||
| 24 | CLOSE MEETING | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 889487 DUE TO RECEIVED-CHANGE IN VOTING STATUS OF RESOLUTION 23. ALL VOTES RECEIVED ON THE PREVIOUS-MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING-NOTICE. THANK YOU | Non-Voting | ||||||||||||
| PARAMOUNT GLOBAL | ||||||||||||||
| Security | 92556H107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PARAA | Meeting Date | 08-May-2023 | |||||||||||
| ISIN | US92556H1077 | Agenda | 935788743 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Robert M. Bakish | Management | For | For | ||||||||||
| 1b. | Election of Director: Barbara M. Byrne | Management | For | For | ||||||||||
| 1c. | Election of Director: Linda M. Griego | Management | For | For | ||||||||||
| 1d. | Election of Director: Robert N. Klieger | Management | For | For | ||||||||||
| 1e. | Election of Director: Judith A. McHale | Management | For | For | ||||||||||
| 1f. | Election of Director: Dawn Ostroff | Management | For | For | ||||||||||
| 1g. | Election of Director: Charles E. Phillips, Jr. | Management | For | For | ||||||||||
| 1h. | Election of Director: Shari E. Redstone | Management | For | For | ||||||||||
| 1i. | Election of Director: Susan Schuman | Management | For | For | ||||||||||
| 1j. | Election of Director: Nicole Seligman | Management | For | For | ||||||||||
| 1k. | Election of Director: Frederick O. Terrell | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP to serve as the Company’s independent registered public accounting firm for fiscal year 2023. | Management | For | For | ||||||||||
| 3. | The approval of an advisory (non-binding) vote on the compensation of the Company’s named executive officers, as disclosed in the proxy statement. | Management | For | For | ||||||||||
| 4. | The approval of an advisory (non-binding) vote on the frequency of holding the advisory (non-binding) vote on the compensation of the Company’s named executive officers. | Management | 3 Years | For | ||||||||||
| 5. | A stockholder proposal requesting that our Board of Directors take steps to adopt a policy ensuring that the Board Chair is an independent director. | Shareholder | Against | For | ||||||||||
| 6. | A stockholder proposal requesting semiannual disclosure of detailed electoral contributions data. | Shareholder | Abstain | Against | ||||||||||
| WARNER BROS. DISCOVERY, INC. | ||||||||||||||
| Security | 934423104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WBD | Meeting Date | 08-May-2023 | |||||||||||
| ISIN | US9344231041 | Agenda | 935792451 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Li Haslett Chen | For | For | |||||||||||
| 2 | Kenneth W. Lowe | For | For | |||||||||||
| 3 | Paula A. Price | For | For | |||||||||||
| 4 | David M. Zaslav | For | For | |||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Warner Bros. Discovery, Inc.’s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| 3. | To vote on an advisory resolution to approve the 2022 compensation of Warner Bros. Discovery, Inc.’s named executive officers, commonly referred to as a “Say-on- Pay” vote. | Management | For | For | ||||||||||
| 4. | To vote on an advisory resolution to approve the frequency of future “Say-on-Pay” votes. | Management | 1 Year | For | ||||||||||
| 5. | To vote on a stockholder proposal regarding simple majority vote, if properly presented. | Shareholder | Against | For | ||||||||||
| 6. | To vote on a stockholder proposal regarding political disclosure, if properly presented. | Shareholder | Abstain | Against | ||||||||||
| TRINITY INDUSTRIES, INC. | ||||||||||||||
| Security | 896522109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TRN | Meeting Date | 08-May-2023 | |||||||||||
| ISIN | US8965221091 | Agenda | 935793869 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: William P. Ainsworth | Management | For | For | ||||||||||
| 1b. | Election of Director: Robert C. Biesterfeld Jr. | Management | For | For | ||||||||||
| 1c. | Election of Director: John J. Diez | Management | For | For | ||||||||||
| 1d. | Election of Director: Leldon E. Echols | Management | For | For | ||||||||||
| 1e. | Election of Director: Veena M. Lakkundi | Management | For | For | ||||||||||
| 1f. | Election of Director: S. Todd Maclin | Management | For | For | ||||||||||
| 1g. | Election of Director: E. Jean Savage | Management | For | For | ||||||||||
| 1h. | Election of Director: Dunia A. Shive | Management | For | For | ||||||||||
| 2. | Approval of the Fifth Amended and Restated Trinity Industries, Inc. Stock Option and Incentive Plan. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| 4. | Advisory vote to approve the frequency of advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
| 5. | Ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | ||||||||||
| T. ROWE PRICE GROUP, INC. | ||||||||||||||
| Security | 74144T108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TROW | Meeting Date | 09-May-2023 | |||||||||||
| ISIN | US74144T1088 | Agenda | 935784858 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Glenn R. August | Management | For | For | ||||||||||
| 1b. | Election of Director: Mark S. Bartlett | Management | For | For | ||||||||||
| 1c. | Election of Director: Dina Dublon | Management | For | For | ||||||||||
| 1d. | Election of Director: Dr. Freeman A. Hrabowski, III | Management | For | For | ||||||||||
| 1e. | Election of Director: Robert F. MacLellan | Management | For | For | ||||||||||
| 1f. | Election of Director: Eileen P. Rominger | Management | For | For | ||||||||||
| 1g. | Election of Director: Robert W. Sharps | Management | For | For | ||||||||||
| 1h. | Election of Director: Robert J. Stevens | Management | For | For | ||||||||||
| 1i. | Election of Director: William J. Stromberg | Management | For | For | ||||||||||
| 1j. | Election of Director: Sandra S. Wijnberg | Management | For | For | ||||||||||
| 1k. | Election of Director: Alan D. Wilson | Management | For | For | ||||||||||
| 2. | Approve, by a non-binding advisory vote, the compensation paid by the Company to its Named Executive Officers. | Management | For | For | ||||||||||
| 3. | Approve the restated 1986 Employee Stock Purchase Plan, which includes the increase by 3 million shares of the share pool available for purchase by employees. | Management | For | For | ||||||||||
| 4. | Recommend, by a non-binding advisory vote, the frequency of voting by the stockholders on compensation paid by the Company to its Named Executive Officers. | Management | 1 Year | For | ||||||||||
| 5. | Ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
| ARCOSA, INC. | ||||||||||||||
| Security | 039653100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ACA | Meeting Date | 09-May-2023 | |||||||||||
| ISIN | US0396531008 | Agenda | 935793910 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Joseph Alvarado | Management | For | For | ||||||||||
| 1b. | Election of Director: Rhys J. Best | Management | For | For | ||||||||||
| 1c. | Election of Director: Antonio Carrillo | Management | For | For | ||||||||||
| 1d. | Election of Director: Jeffrey A. Craig | Management | For | For | ||||||||||
| 1e. | Election of Director: Steven J. Demetriou | Management | For | For | ||||||||||
| 1f. | Election of Director: Ronald J. Gafford | Management | For | For | ||||||||||
| 1g. | Election of Director: John W. Lindsay | Management | For | For | ||||||||||
| 1h. | Election of Director: Kimberly S. Lubel | Management | For | For | ||||||||||
| 1i. | Election of Director: Julie A. Piggott | Management | For | For | ||||||||||
| 1j. | Election of Director: Melanie M. Trent | Management | For | For | ||||||||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| 3. | Ratification of Ernst & Young LLP as Arcosa’s independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | ||||||||||
| HYSTER-YALE MATERIALS HANDLING, INC. | ||||||||||||||
| Security | 449172105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HY | Meeting Date | 09-May-2023 | |||||||||||
| ISIN | US4491721050 | Agenda | 935806743 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Colleen R. Batcheler | For | For | |||||||||||
| 2 | James B. Bemowski | For | For | |||||||||||
| 3 | J.C. Butler, Jr. | For | For | |||||||||||
| 4 | Carolyn Corvi | For | For | |||||||||||
| 5 | Edward T. Eliopoulos | For | For | |||||||||||
| 6 | John P. Jumper | For | For | |||||||||||
| 7 | Dennis W. LaBarre | For | For | |||||||||||
| 8 | Rajiv K. Prasad | For | For | |||||||||||
| 9 | H. Vincent Poor | For | For | |||||||||||
| 10 | Alfred M. Rankin, Jr. | For | For | |||||||||||
| 11 | Claiborne R. Rankin | For | For | |||||||||||
| 12 | Britton T. Taplin | For | For | |||||||||||
| 13 | David B.H. Williams | For | For | |||||||||||
| 2. | To approve on an advisory basis the Company’s Named Executive Officer compensation. | Management | For | For | ||||||||||
| 3. | To approve the amendment and restatement of the Company’s Non-Employee Directors’ Equity Plan. | Management | For | For | ||||||||||
| 4. | To confirm the appointment of Ernst & Young LLP, as the independent registered public accounting firm of the Company, for the current fiscal year. | Management | For | For | ||||||||||
| INTERNATIONAL GAME TECHNOLOGY PLC | ||||||||||||||
| Security | G4863A108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | IGT | Meeting Date | 09-May-2023 | |||||||||||
| ISIN | GB00BVG7F061 | Agenda | 935809648 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To receive and adopt the 2022 Annual Report & Accounts | Management | For | For | ||||||||||
| 2. | To approve the 2022 Directors’ Remuneration Report (excluding the remuneration policy) | Management | For | For | ||||||||||
| 3. | Election of Director: Massimiliano Chiara | Management | For | For | ||||||||||
| 4. | Election of Director: Alberto Dessy | Management | For | For | ||||||||||
| 5. | Election of Director: Marco Drago | Management | For | For | ||||||||||
| 6. | Election of Director: Ashley M. Hunter | Management | For | For | ||||||||||
| 7. | Election of Director: James McCann | Management | For | For | ||||||||||
| 8. | Election of Director: Heather McGregor | Management | For | For | ||||||||||
| 9. | Election of Director: Lorenzo Pellicioli | Management | For | For | ||||||||||
| 10. | Election of Director: Maria Pinelli | Management | For | For | ||||||||||
| 11. | Election of Director: Samantha Ravich | Management | For | For | ||||||||||
| 12. | Election of Director: Vincent Sadusky | Management | For | For | ||||||||||
| 13. | Election of Director: Marco Sala | Management | For | For | ||||||||||
| 14. | Election of Director: Gianmario Tondato Da Ruos | Management | For | For | ||||||||||
| 15. | To re-appoint PricewaterhouseCoopers LLP as auditor of the Company | Management | For | For | ||||||||||
| 16. | To authorise the Board or its Audit Committee to determine the auditor’s remuneration | Management | For | For | ||||||||||
| 17. | To authorise the Company to make political donations and expenditure | Management | For | For | ||||||||||
| 18. | To authorise the directors to allot shares | Management | For | For | ||||||||||
| 19. | To authorise the directors to disapply pre-emption rights (special resolution) | Management | Abstain | Against | ||||||||||
| 20. | To authorise the directors to further disapply pre-emption rights for an acquisition or a specified capital investment (special resolution) | Management | For | For | ||||||||||
| 21. | To authorise the Company to make off-market purchases of its own ordinary shares (special resolution) | Management | For | For | ||||||||||
| 22. | To approve the capitalisation of the Company’s revaluation reserve and to authorise the Board to allot the Capital Reduction Share (as defined in the Notice of AGM) (special resolution) | Management | For | For | ||||||||||
| 23. | To approve the cancellation of the Capital Reduction Share (as defined in the Notice of AGM) (special resolution) | Management | For | For | ||||||||||
| INTERNATIONAL GAME TECHNOLOGY PLC | ||||||||||||||
| Security | G4863A108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | IGT | Meeting Date | 09-May-2023 | |||||||||||
| ISIN | GB00BVG7F061 | Agenda | 935856774 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To receive and adopt the 2022 Annual Report & Accounts | Management | For | For | ||||||||||
| 2. | To approve the 2022 Directors’ Remuneration Report (excluding the remuneration policy) | Management | For | For | ||||||||||
| 3. | Election of Director: Massimiliano Chiara | Management | For | For | ||||||||||
| 4. | Election of Director: Alberto Dessy | Management | For | For | ||||||||||
| 5. | Election of Director: Marco Drago | Management | For | For | ||||||||||
| 6. | Election of Director: Ashley M. Hunter | Management | For | For | ||||||||||
| 7. | Election of Director: James McCann | Management | For | For | ||||||||||
| 8. | Election of Director: Heather McGregor | Management | For | For | ||||||||||
| 9. | Election of Director: Lorenzo Pellicioli | Management | For | For | ||||||||||
| 10. | Election of Director: Maria Pinelli | Management | For | For | ||||||||||
| 11. | Election of Director: Samantha Ravich | Management | For | For | ||||||||||
| 12. | Election of Director: Vincent Sadusky | Management | For | For | ||||||||||
| 13. | Election of Director: Marco Sala | Management | For | For | ||||||||||
| 14. | Election of Director: Gianmario Tondato Da Ruos | Management | For | For | ||||||||||
| 15. | To re-appoint PricewaterhouseCoopers LLP as auditor of the Company | Management | For | For | ||||||||||
| 16. | To authorise the Board or its Audit Committee to determine the auditor’s remuneration | Management | For | For | ||||||||||
| 17. | To authorise the Company to make political donations and expenditure | Management | For | For | ||||||||||
| 18. | To authorise the directors to allot shares | Management | For | For | ||||||||||
| 19. | To authorise the directors to disapply pre-emption rights (special resolution) | Management | Abstain | Against | ||||||||||
| 20. | To authorise the directors to further disapply pre-emption rights for an acquisition or a specified capital investment (special resolution) | Management | For | For | ||||||||||
| 21. | To authorise the Company to make off-market purchases of its own ordinary shares (special resolution) | Management | For | For | ||||||||||
| 22. | To approve the capitalisation of the Company’s revaluation reserve and to authorise the Board to allot the Capital Reduction Share (as defined in the Notice of AGM) (special resolution) | Management | For | For | ||||||||||
| 23. | To approve the cancellation of the Capital Reduction Share (as defined in the Notice of AGM) (special resolution) | Management | For | For | ||||||||||
| VOLKSWAGEN AG | ||||||||||||||
| Security | D94523145 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 10-May-2023 | ||||||||||||
| ISIN | DE0007664005 | Agenda | 716837313 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED | Non-Voting | ||||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | Non-Voting | ||||||||||||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2022 | Non-Voting | ||||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 8.70 PER ORDINARY SHARE AND EUR 8.76 PER PREFERRED SHARE | Management | No Action | |||||||||||
| 3.1 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER O. BLUME FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 3.2 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER M. AKSEL (UNTIL AUG. 31, 2022) FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 3.3 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER A. ANTLITZ FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 3.4 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER R. BRANDSTAETTER FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 3.5 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER H. DIESS (UNTIL AUG. 31, 2022) FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 3.6 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER M. DOESS (FROM FEB. 1, 2022) FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 3.7 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER M. DUESMANN FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 3.8 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER G. KILIAN FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 3.9 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER T. SCHAEFER (FROM JULY 1, 2022) FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 3.10 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER T. SCHMALL-VON WESTERHOLT FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 3.11 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER H. STARS (FROM FEB. 1, 2022) FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 3.12 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER H. D. WERNER (UNTIL JAN. 31, 2022) FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 3.13 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER H. WORTMANN (FEB. 1 - AUG. 31, 2022) FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.1 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER H.D. POETSCH FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.2 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER J. HOFMANN FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.3 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER H.A. AL ABDULLA (UNTIL MAY 12, 2022) FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.4 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER H. S. AL JABER FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.5 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER M. B. E. AL-MAHMOUD (FROM MAY 12, 2022) FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.6 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER B. ALTHUSMANN (UNTIL NOV. 8, 2022) FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.7 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER H. BUCK (FROM OCT. 4, 2022) FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.8 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER M. CARNERO SOJO FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.9 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER D. CAVALLO FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.10 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER H.-P. FISCHER (UNTIL MAY 12, 2022) FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.11 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER J. W. HAMBURG (FROM NOV. 8, 2022) FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.12 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER M. HEISS FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.13 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER A. HOMBURG (FROM MAY 12, 2022) FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.14 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER U. JAKOB (UNTIL MAY 12, 2022) FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.15 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER S. MAHLER (FROM MAY 12, 2022) FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.16 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER P. MOSCH FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.17 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER B. MURKOVIC (UNTIL MAY 12, 2022) FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.18 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER D. NOWAK (FROM MAY 12, 2022) FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.19 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER H. M. PIECH FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.20 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER F. O. PORSCHE FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.21 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER W. PORSCHE FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.22 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER J. ROTHE FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.23 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER C. SCHOENHARDT FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.24 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER S. WEIL FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.25 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER W. WERESCH (UNTIL SEP. 30, 2022) FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 5.1 | ELECT MARIANNE HEISS TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 5.2 | ELECT GUENTHER HORVATH TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 5.3 | ELECT WOLFGANG PORSCHE TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 6 | AMEND AFFILIATION AGREEMENT WITH VOLKSWAGEN BANK GMBH | Management | No Action | |||||||||||
| 7 | APPROVE SPIN-OFF AND TAKEOVER AGREEMENT WITH VOLKSWAGEN FINANCIAL SERVICES EUROPE AG | Management | No Action | |||||||||||
| 8 | APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS UNTIL 2028 | Management | No Action | |||||||||||
| 9 | AMEND ARTICLES RE: PARTICIPATION OF SUPERVISORY BOARD MEMBERS IN THE VIRTUAL ANNUAL GENERAL MEETING BY MEANS OF AUDIO AND VIDEO TRANSMISSION | Management | No Action | |||||||||||
| 10 | APPROVE CREATION OF EUR 227.5 MILLION POOL OF CAPITAL WITH PREEMPTIVE RIGHTS | Management | No Action | |||||||||||
| 11 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||||
| 12 | APPROVE REMUNERATION POLICY FOR THE MANAGEMENT BOARD | Management | No Action | |||||||||||
| 13 | APPROVE REMUNERATION POLICY FOR THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 14 | RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR FISCAL YEAR 2023 AND FOR THE REVIEW OF THE INTERIM FINANCIAL STATEMENTS FOR FISCAL YEAR 2023 AND FIRST QUARTER OF FISCAL YEAR 2024 | Management | No Action | |||||||||||
| THE HONGKONG AND SHANGHAI HOTELS, LTD | ||||||||||||||
| Security | Y35518110 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 10-May-2023 | ||||||||||||
| ISIN | HK0045000319 | Agenda | 716991446 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF ‘ABSTAIN’ WILL BE TREATED-THE SAME AS A ‘TAKE NO ACTION’ VOTE. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2023/ 0412/2023041200344.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2023/ 0412/2023041200364.pdf | Non-Voting | ||||||||||||
| 1 | TO RECEIVE THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND INDEPENDENT AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2022 | Management | For | For | ||||||||||
| 2A | TO RE-ELECT MR ANDREW CLIFFORD WINAWER BRANDLER AS DIRECTOR | Management | Against | Against | ||||||||||
| 2B | TO RE-ELECT MR CLEMENT KING MAN KWOK AS DIRECTOR | Management | For | For | ||||||||||
| 2C | TO RE-ELECT MR PIERRE ROGER BOPPE AS DIRECTOR | Management | For | For | ||||||||||
| 2D | TO RE-ELECT DR WILLIAM KWOK LUN FUNG AS DIRECTOR | Management | Against | Against | ||||||||||
| 2E | TO RE-ELECT MR DIEGO ALEJANDRO GONZALEZ MORALES AS DIRECTOR | Management | Against | Against | ||||||||||
| 3 | TO RE-APPOINT KPMG AS INDEPENDENT AUDITOR OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX ITS REMUNERATION | Management | For | For | ||||||||||
| 4 | TO GRANT A GENERAL MANDATE TO ISSUE NEW SHARES | Management | Against | Against | ||||||||||
| 5 | TO GRANT A GENERAL MANDATE FOR SHARE BUY- BACK | Management | For | For | ||||||||||
| 6 | TO ADD SHARES BOUGHT BACK TO THE GENERAL MANDATE TO ISSUE NEW SHARES IN RESOLUTION (4) | Management | Against | Against | ||||||||||
| AMERICAN INTERNATIONAL GROUP, INC. | ||||||||||||||
| Security | 026874784 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AIG | Meeting Date | 10-May-2023 | |||||||||||
| ISIN | US0268747849 | Agenda | 935793629 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: PAOLA BERGAMASCHI | Management | For | For | ||||||||||
| 1b. | Election of Director: JAMES COLE, JR. | Management | For | For | ||||||||||
| 1c. | Election of Director: W. DON CORNWELL | Management | For | For | ||||||||||
| 1d. | Election of Director: LINDA A. MILLS | Management | For | For | ||||||||||
| 1e. | Election of Director: DIANA M. MURPHY | Management | For | For | ||||||||||
| 1f. | Election of Director: PETER R. PORRINO | Management | For | For | ||||||||||
| 1g. | Election of Director: JOHN G. RICE | Management | For | For | ||||||||||
| 1h. | Election of Director: THERESE M. VAUGHAN | Management | For | For | ||||||||||
| 1i. | Election of Director: VANESSA A. WITTMAN | Management | For | For | ||||||||||
| 1j. | Election of Director: PETER ZAFFINO | Management | For | For | ||||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||||
| 3. | Ratify Appointment of PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2023. | Management | For | For | ||||||||||
| 4. | Shareholder Proposal Requesting an Independent Board Chair Policy. | Shareholder | Against | For | ||||||||||
| CAMECO CORPORATION | ||||||||||||||
| Security | 13321L108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CCJ | Meeting Date | 10-May-2023 | |||||||||||
| ISIN | CA13321L1085 | Agenda | 935812734 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| A1 | Election the Directors: Election the Director: Ian Bruce | Management | For | For | ||||||||||
| A2 | Election the Director: Daniel Camus | Management | For | For | ||||||||||
| A3 | Election the Director: Don Deranger | Management | For | For | ||||||||||
| A4 | Election the Director: Catherine Gignac | Management | For | For | ||||||||||
| A5 | Election the Director: Tim Gitzel | Management | For | For | ||||||||||
| A6 | Election the Director: Jim Gowans | Management | For | For | ||||||||||
| A7 | Election the Director: Kathryn Jackson | Management | For | For | ||||||||||
| A8 | Election the Director: Don Kayne | Management | For | For | ||||||||||
| A9 | Election the Director: Leontine van Leeuwen-Atkins | Management | For | For | ||||||||||
| B | Appoint the auditors (see page 5 of the management proxy circular) Appoint KPMG LLP as auditors. | Management | For | For | ||||||||||
| C | Have a say on our approach to executive compensation (see page 7 of the management proxy circular) As this is an advisory vote, the results will not be binding on the board. Be it resolved that, on an advisory basis and not to diminish the role and responsibilities of the board of directors for executive compensation, the shareholders accept the approach to executive compensation disclosed in Cameco’s management proxy circular delivered in advance of the 2023 annual meeting of shareholders. | Management | For | For | ||||||||||
| D | Declare your residency You declare that the shares represented by this voting instruction form are held, beneficially owned or controlled, either directly or indirectly, by a resident of Canada as defined below. If the shares are held in the names of two or more people, you declare that all of these people are residents of Canada. NOTE: “FOR” = YES, “ABSTAIN” = NO, AND “AGAINST” WILL BE TREATED AS NOT MARKED. | Management | Abstain | Against | ||||||||||
| UNIVERSAL MUSIC GROUP N.V. | ||||||||||||||
| Security | N90313102 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 11-May-2023 | ||||||||||||
| ISIN | NL0015000IY2 | Agenda | 716871670 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| 1. | OPENING | Non-Voting | ||||||||||||
| 2. | DISCUSSION OF THE ANNUAL REPORT 2022 | Non-Voting | ||||||||||||
| 3. | DISCUSSION OF AND ADVISORY VOTE ON THE REMUNERATION REPORT 2022 (ADVISORY VOTING ITEM) | Management | No Action | |||||||||||
| 4. | DISCUSSION AND ADOPTION OF THE FINANCIAL STATEMENTS 2022 | Management | No Action | |||||||||||
| 5.a. | DISCUSSION OF THE DIVIDEND POLICY | Non-Voting | ||||||||||||
| 5.b. | ADOPTION OF THE DIVIDEND PROPOSAL | Management | No Action | |||||||||||
| 6.a. | DISCHARGE OF THE EXECUTIVE DIRECTORS | Management | No Action | |||||||||||
| 6.b. | DISCHARGE OF THE NON-EXECUTIVE DIRECTORS | Management | No Action | |||||||||||
| 7.a. | RE-APPOINTMENT OF SIR LUCIAN GRAINGE AS EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 7.b. | APPROVAL OF A SUPPLEMENT TO THE COMPANY S EXISTING EXECUTIVE DIRECTORS REMUNERATION POLICY IN RESPECT OF SIR LUCIAN GRAINGE | Management | No Action | |||||||||||
| 8.a. | RE-APPOINTMENT OF SHERRY LANSING AS NON- EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 8.b. | RE-APPOINTMENT OF ANNA JONES AS NON- EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 8.c. | RE-APPOINTMENT OF LUC VAN OS AS NON- EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 8.d. | APPOINTMENT OF HAIM SABAN AS NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 9. | AUTHORIZATION OF THE BOARD AS THE COMPETENT BODY TO REPURCHASE OWN SHARES | Management | No Action | |||||||||||
| 10. | APPOINTMENT OF THE EXTERNAL AUDITOR FOR THE FINANCIAL YEARS 2023 UP TO AND INCLUDING 2025 | Management | No Action | |||||||||||
| 11. | ANY OTHER BUSINESS | Non-Voting | ||||||||||||
| 12. | CLOSING | Non-Voting | ||||||||||||
| VERIZON COMMUNICATIONS INC. | ||||||||||||||
| Security | 92343V104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VZ | Meeting Date | 11-May-2023 | |||||||||||
| ISIN | US92343V1044 | Agenda | 935790700 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Shellye Archambeau | Management | For | For | ||||||||||
| 1B. | Election of Director: Roxanne Austin | Management | For | For | ||||||||||
| 1C. | Election of Director: Mark Bertolini | Management | For | For | ||||||||||
| 1D. | Election of Director: Vittorio Colao | Management | For | For | ||||||||||
| 1E. | Election of Director: Melanie Healey | Management | For | For | ||||||||||
| 1F. | Election of Director: Laxman Narasimhan | Management | For | For | ||||||||||
| 1G. | Election of Director: Clarence Otis, Jr. | Management | For | For | ||||||||||
| 1H. | Election of Director: Daniel Schulman | Management | For | For | ||||||||||
| 1I. | Election of Director: Rodney Slater | Management | For | For | ||||||||||
| 1J. | Election of Director: Carol Tomé | Management | For | For | ||||||||||
| 1K. | Election of Director: Hans Vestberg | Management | For | For | ||||||||||
| 1L. | Election of Director: Gregory Weaver | Management | For | For | ||||||||||
| 2. | Advisory vote to approve executive compensation | Management | For | For | ||||||||||
| 3. | Advisory vote on the frequency of future advisory votes to approve executive compensation | Management | 1 Year | For | ||||||||||
| 4. | Ratification of appointment of independent registered public accounting firm | Management | For | For | ||||||||||
| 5. | Government requests to remove content | Shareholder | Abstain | Against | ||||||||||
| 6. | Prohibit political contributions | Shareholder | Against | For | ||||||||||
| 7. | Amend clawback policy | Shareholder | Against | For | ||||||||||
| 8. | Shareholder ratification of annual equity awards | Shareholder | Against | For | ||||||||||
| 9. | Independent chair | Shareholder | Against | For | ||||||||||
| HERC HOLDINGS INC. | ||||||||||||||
| Security | 42704L104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HRI | Meeting Date | 11-May-2023 | |||||||||||
| ISIN | US42704L1044 | Agenda | 935791928 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director to serve until the next Annual Meeting: Patrick D. Campbell | Management | For | For | ||||||||||
| 1b. | Election of Director to serve until the next Annual Meeting: Lawrence H. Silber | Management | For | For | ||||||||||
| 1c. | Election of Director to serve until the next Annual Meeting: James H. Browning | Management | For | For | ||||||||||
| 1d. | Election of Director to serve until the next Annual Meeting: Shari L. Burgess | Management | For | For | ||||||||||
| 1e. | Election of Director to serve until the next Annual Meeting: Jean K. Holley | Management | For | For | ||||||||||
| 1f. | Election of Director to serve until the next Annual Meeting: Michael A. Kelly | Management | For | For | ||||||||||
| 1g. | Election of Director to serve until the next Annual Meeting: Rakesh Sachdev | Management | For | For | ||||||||||
| 2. | Approval, by a non-binding advisory vote, of the named executive officers’ compensation. | Management | For | For | ||||||||||
| 3. | Approval, by a non-binding advisory vote, of the frequency of holding a non-binding advisory vote on the named executive officers’ compensation. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
| CHENIERE ENERGY, INC. | ||||||||||||||
| Security | 16411R208 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LNG | Meeting Date | 11-May-2023 | |||||||||||
| ISIN | US16411R2085 | Agenda | 935825969 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: G. Andrea Botta | Management | For | For | ||||||||||
| 1b. | Election of Director: Jack A. Fusco | Management | For | For | ||||||||||
| 1c. | Election of Director: Patricia K. Collawn | Management | For | For | ||||||||||
| 1d. | Election of Director: Brian E. Edwards | Management | For | For | ||||||||||
| 1e. | Election of Director: Denise Gray | Management | For | For | ||||||||||
| 1f. | Election of Director: Lorraine Mitchelmore | Management | For | For | ||||||||||
| 1g. | Election of Director: Donald F. Robillard, Jr | Management | For | For | ||||||||||
| 1h. | Election of Director: Matthew Runkle | Management | For | For | ||||||||||
| 1i. | Election of Director: Neal A. Shear | Management | For | For | ||||||||||
| 2. | Approve, on an advisory and non-binding basis, the compensation of the Company’s named executive officers for 2022. | Management | For | For | ||||||||||
| 3. | Approve, on an advisory and non-binding basis, the frequency of holding future advisory votes on the compensation of the Company’s named executive officers. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
| 5. | Shareholder Proposal regarding climate change risk analysis. | Shareholder | Abstain | Against | ||||||||||
| JCDECAUX SE | ||||||||||||||
| Security | F5333N100 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 16-May-2023 | ||||||||||||
| ISIN | FR0000077919 | Agenda | 716976646 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | ||||||||||||
| CMMT | FOR FRENCH MEETINGS ‘ABSTAIN’ IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-‘AGAINST.’ IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
| CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE- COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY- FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||||
| 1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 - APPROVAL OF NON-DEDUCTIBLE EXPENSES AND COSTS | Management | No Action | |||||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 | Management | No Action | |||||||||||
| 3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 | Management | No Action | |||||||||||
| 4 | THE STATUTORY AUDITORS’ SPECIAL REPORT ON THE AGREEMENTS REFERRED TO IN ARTICLES L. 225-86 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE - ACKNOWLEDGEMENT OF THE ABSENCE OF NEW AGREEMENTS | Management | No Action | |||||||||||
| 5 | RENEWAL OF THE TERM OF OFFICE OF MR. GERARD DEGONSE AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 6 | RENEWAL OF THE TERM OF OFFICE OF MR. JEAN- PIERRE DECAUX AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 7 | RENEWAL OF THE TERM OF OFFICE OF MR. MICHEL BLEITRACH AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 8 | RENEWAL OF THE TERM OF OFFICE OF MRS. BENEDICTE HAUTEFORT AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 9 | RENEWAL OF THE TERM OF OFFICE OF MR. JEAN- SEBASTIEN DECAUX AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 10 | RENEWAL OF THE TERM OF OFFICE OF MRS. MARIE-LAURE SAUTY DE CHALON AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 11 | RENEWAL OF THE TERM OF OFFICE OF MRS. LEILA TURNER AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 12 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE MANAGEMENT BOARD AND MEMBERS OF THE MANAGEMENT BOARD IN ACCORDANCE WITH SECTION II OF ARTICLE L.22- 10-26 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 13 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE SUPERVISORY BOARD AND MEMBERS OF THE SUPERVISORY BOARD IN ACCORDANCE WITH SECTION II OF ARTICLE L.22- 10-26 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 14 | APPROVAL OF THE COMPENSATION ELEMENTS PAID OR ALLOCATED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 TO ALL CORPORATE OFFICERS (MEMBERS OF THE MANAGEMENT BOARD AND THE SUPERVISORY BOARD) | Management | No Action | |||||||||||
| 15 | APPROVAL OF THE COMPENSATION ELEMENTS PAID OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 TO MR. JEAN-CHARLES DECAUX, CHAIRMAN OF THE MANAGEMENT BOARD | Management | No Action | |||||||||||
| 16 | APPROVAL OF THE COMPENSATION ELEMENTS PAID OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 TO MR. JEAN-FRANCOIS DECAUX, MEMBER OF THE MANAGEMENT BOARD AND CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 17 | APPROVAL OF THE COMPENSATION ELEMENTS PAID OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 TO MESSRS. EMMANUEL BASTIDE, DAVID BOURG AND DANIEL HOFER, MEMBERS OF THE MANAGEMENT BOARD | Management | No Action | |||||||||||
| 18 | APPROVAL OF THE COMPENSATION ELEMENTS PAID OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 TO MR. GERARD DEGONSE, CHAIRMAN OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 19 | AUTHORIZATION TO BE GRANTED TO THE MANAGEMENT BOARD TO TRADE IN THE COMPANY’S SHARES UNDER THE TERMS OF ARTICLE L.22-10-62 OF THE FRENCH COMMERCIAL CODE, DURATION OF THE AUTHORIZATION, PURPOSES, TERMS AND CONDITIONS, CEILING | Management | No Action | |||||||||||
| 20 | AUTHORIZATION TO BE GRANTED TO THE MANAGEMENT BOARD TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES, PERIOD OF THE AUTHORIZATION, CEILING | Management | No Action | |||||||||||
| 21 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGEMENT BOARD TO ISSUE COMMON SHARES AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||||
| 22 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGEMENT BOARD TO ISSUE COMMON SHARES AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT BY PUBLIC OFFERING, EXCLUDING THE OFFERS REFERRED TO IN PARAGRAPH 1 OF ARTICLE L.411- 2 OF THE FRENCH MONETARY AND FINANCIAL CODE | Management | No Action | |||||||||||
| 23 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGEMENT BOARD TO ISSUE COMMON SHARES AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, BY MEANS OF AN OFFER REFERRED TO IN SECTION 1 OF ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE | Management | No Action | |||||||||||
| 24 | AUTHORIZATION GRANTED TO THE MANAGEMENT BOARD, IN THE EVENT OF AN ISSUE WITH CANCELLATION OF THE SHAREHOLDERS’ PRE- EMPTIVE SUBSCRIPTION RIGHT, OF COMMON SHARES AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOTMENT OF DEBT SECURITIES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED, TO SET THE ISSUE PRICE IN ACCORDANCE WITH THE TERMS AND CONDITIONS DETERMINED BY THE GENERAL MEETING, WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL PER A PERIOD OF 12 MONTHS | Management | No Action | |||||||||||
| 25 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGEMENT BOARD TO INCREASE THE NUMBER OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED (OVER- ALLOTMENT OPTION) IN THE EVENT OF AN ISSUE WITH CANCELLATION OR RETENTION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||||
| 26 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGEMENT BOARD TO INCREASE THE CAPITAL BY ISSUING OF COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, WITHIN THE LIMIT OF 10% OF THE CAPITAL IN ORDER TO REMUNERATE CONTRIBUTIONS IN KIND OF SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL | Management | No Action | |||||||||||
| 27 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGEMENT BOARD TO DECIDE TO INCREASE THE SHARE CAPITAL BY INCORPORATION OF RESERVES, PROFITS AND/OR PREMIUMS | Management | No Action | |||||||||||
| 28 | AUTHORIZATION TO BE GRANTED TO THE MANAGEMENT BOARD TO GRANT OPTIONS TO SUBSCRIBE FOR OR PURCHASE SHARES WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT FOR THE BENEFIT OF EMPLOYEES AND CORPORATE OFFICERS OF THE GROUP OR CERTAIN OF THEM, WAIVER BY THE SHAREHOLDERS’ OF THEIR PRE-EMPTIVE SUBSCRIPTION RIGHT, DURATION OF THE AUTHORIZATION, CEILING, EXERCISE PRICE, MAXIMUM DURATION OF THE OPTION | Management | No Action | |||||||||||
| 29 | AUTHORIZATION TO BE GRANTED TO THE MANAGEMENT BOARD TO MAKE FREE ALLOCATIONS OF EXISTING SHARES OR SHARES TO BE ISSUED, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT, FOR THE BENEFIT OF EMPLOYEES AND CORPORATE OFFICERS OF THE GROUP OR CERTAIN OF THEM, DURATION OF THE AUTHORIZATION, CEILING, DURATION OF THE VESTING PERIODS, IN PARTICULAR IN THE EVENT OF INVALIDITY, AND CONSERVATION | Management | No Action | |||||||||||
| 30 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGEMENT BOARD TO DECIDE TO INCREASE THE SHARE CAPITAL BY ISSUING EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED RESERVED FOR MEMBERS OF SAVINGS PLANS, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF THE LATTER | Management | No Action | |||||||||||
| 31 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGEMENT BOARD TO DECIDE TO INCREASE THE SHARE CAPITAL BY ISSUING EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED RESERVED FOR CATEGORIES OF BENEFICIARIES IN THE CONTEXT OF AN EMPLOYEE SHAREHOLDING OPERATION, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF THE LATTER | Management | No Action | |||||||||||
| 32 | AMENDMENT TO ARTICLE 16 (COMPOSITION OF THE SUPERVISORY BOARD) PARAGRAPH 2 OF THE BY-LAWS | Management | No Action | |||||||||||
| 33 | ALIGNMENT OF THE BY-LAWS | Management | No Action | |||||||||||
| 34 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||||
| CMMT | 13 APR 2023: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2023/0407/202 304-072300795.pdf AND PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD-DATE FROM 12 MAY 2023 TO 11 MAY 2023. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED | Non-Voting | ||||||||||||
| CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | ||||||||||||||
| CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||||
| DRIL-QUIP, INC. | ||||||||||||||
| Security | 262037104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DRQ | Meeting Date | 16-May-2023 | |||||||||||
| ISIN | US2620371045 | Agenda | 935802389 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director: Jeffrey J. Bird | Management | For | For | ||||||||||
| 1.2 | Election of Director: John V. Lovoi | Management | For | For | ||||||||||
| 2. | Approval of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve compensation of the Company’s named executive officers. | Management | For | For | ||||||||||
| 4. | Advisory vote on the frequency of future advisory votes to approve executive compensation. | Management | 1 Year | For | ||||||||||
| ARDAGH GROUP S.A. | ||||||||||||||
| Security | L0223L101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | Meeting Date | 16-May-2023 | ||||||||||||
| ISIN | LU1565283667 | Agenda | 935822139 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Consider the reports of the Board of Directors of the Company and the report of the statutory auditor (réviseur d’entreprises agréé) on the Company’s consolidated financial statements for the year ended December 31, 2022 and approve the Company’s consolidated financial statements for the year ended December 31, 2022. | Management | For | For | ||||||||||
| 2. | Consider the report of the statutory auditor (réviseur d’entreprises agréé) on the Company’s annual accounts for the year ended December 31, 2022 and approve the Company’s annual accounts for the year ended December 31, 2022. | Management | For | For | ||||||||||
| 3. | Carry forward the results for the year ended December 31,2022. | Management | For | For | ||||||||||
| 4. | Ratify the appointment by the Board of Directors of the Company on December 14, 2022 of Michael Dick as a Class II Director of the Company to fill a vacancy on the Board until the Annual General Meeting. | Management | For | For | ||||||||||
| 5. | Grant discharge (quitus) to all members of the Board of Directors of the Company who were in office during the year ended December 31, 2022 for the proper performance of their duties. | Management | For | For | ||||||||||
| 6a | Re-elect the Class I Directors of the Company and elect one Class II Director of the Company: Abigail Blunt, as a Class I Director until the 2026 annual general meeting of shareholders; | Management | For | For | ||||||||||
| 6b | Re-elect the Class I Directors of the Company and elect one Class II Director of the Company: Paul Coulson, as a Class I Director until the 2026 annual general meeting of shareholders; | Management | For | For | ||||||||||
| 6c | Re-elect the Class I Directors of the Company and elect one Class II Director of the Company: Yves Elsen, as a Class I Director until the 2026 annual general meeting of shareholders; | Management | For | For | ||||||||||
| 6d | Re-elect the Class I Directors of the Company and elect one Class II Director of the Company: John Sheehan, as a Class I Director until the 2026 annual general meeting of shareholders; | Management | For | For | ||||||||||
| 6e | Re-elect the Class I Directors of the Company and elect one Class II Director of the Company: Edward White, as a Class I Director until the 2026 annual general meeting of shareholders; and | Management | For | For | ||||||||||
| 6f | Re-elect the Class I Directors of the Company and elect one Class II Director of the Company: Michael Dick, as a Class II Director until the 2025 annual general meeting of shareholders. | Management | For | For | ||||||||||
| 7. | Approve the aggregate amount of the directors’ remuneration for the year ending December 31, 2023. | Management | For | For | ||||||||||
| 8. | Appoint PricewaterhouseCoopers Société coopérative as statutory auditor (réviseur d’entreprises agréé) of the Company for the period ending at the 2024 annual general meeting of shareholders. | Management | For | For | ||||||||||
| TELEFONICA DEUTSCHLAND HOLDING AG | ||||||||||||||
| Security | D8T9CK101 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 17-May-2023 | ||||||||||||
| ISIN | DE000A1J5RX9 | Agenda | 716897802 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | ||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2022 | Non-Voting | ||||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.18 PER SHARE | Management | No Action | |||||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 5.1 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL YEAR 2023 AND FOR THE REVIEW OF INTERIM FINANCIAL STATEMENTS FOR THE FIRST HALF OF FISCAL YEAR 2023 | Management | No Action | |||||||||||
| 5.2 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR THE 2024 INTERIM FINANCIAL STATEMENTS UNTIL THE 2024 AGM | Management | No Action | |||||||||||
| 6 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||||
| 7 | APPROVE REMUNERATION POLICY | Management | No Action | |||||||||||
| 8 | APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS UNTIL 2025 | Management | No Action | |||||||||||
| 9 | AMEND ARTICLES RE: PARTICIPATION OF SUPERVISORY BOARD MEMBERS IN THE ANNUAL GENERAL MEETING BY MEANS OF AUDIO AND VIDEO TRANSMISSION | Management | No Action | |||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | ||||||||||||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | Non-Voting | ||||||||||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER’S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 04 APR 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
| CMMT | 04 APR 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||||
| CMMT | 04 APR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| LIBERTY LATIN AMERICA LTD. | ||||||||||||||
| Security | G9001E102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LILA | Meeting Date | 17-May-2023 | |||||||||||
| ISIN | BMG9001E1021 | Agenda | 935798148 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director: Michael T. Fries | Management | For | For | ||||||||||
| 1.2 | Election of Director: Alfonso de Angoitia Noriega | Management | For | For | ||||||||||
| 1.3 | Election of Director: Paul A. Gould | Management | For | For | ||||||||||
| 1.4 | Election of Director: Roberta S. Jacobson | Management | For | For | ||||||||||
| 2. | A proposal to appoint KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023, and to authorize the Board, acting by the audit committee, to determine the independent auditors remuneration. | Management | For | For | ||||||||||
| ICU MEDICAL, INC. | ||||||||||||||
| Security | 44930G107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ICUI | Meeting Date | 17-May-2023 | |||||||||||
| ISIN | US44930G1076 | Agenda | 935798453 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Vivek Jain | For | For | |||||||||||
| 2 | George A. Lopez, M.D. | For | For | |||||||||||
| 3 | David C. Greenberg | For | For | |||||||||||
| 4 | Elisha W. Finney | For | For | |||||||||||
| 5 | David F. Hoffmeister | For | For | |||||||||||
| 6 | Donald M. Abbey | For | For | |||||||||||
| 7 | Laurie Hernandez | For | For | |||||||||||
| 8 | Kolleen T. Kennedy | For | For | |||||||||||
| 9 | William Seeger | For | For | |||||||||||
| 2. | To approve an amendment to the Amended and Restated ICU Medical, Inc. 2011 Stock Incentive Plan. | Management | Against | Against | ||||||||||
| 3. | To ratify the selection of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2023. | Management | For | For | ||||||||||
| 4. | To approve named executive officer compensation on an advisory basis. | Management | For | For | ||||||||||
| 5. | Approve, on an advisory basis, the frequency of future advisory votes on named executive officer compensation. | Management | 1 Year | For | ||||||||||
| LUMEN TECHNOLOGIES, INC. | ||||||||||||||
| Security | 550241103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LUMN | Meeting Date | 17-May-2023 | |||||||||||
| ISIN | US5502411037 | Agenda | 935801313 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Quincy L. Allen | Management | For | For | ||||||||||
| 1b. | Election of Director: Martha Helena Bejar | Management | For | For | ||||||||||
| 1c. | Election of Director: Peter C. Brown | Management | For | For | ||||||||||
| 1d. | Election of Director: Kevin P. Chilton | Management | For | For | ||||||||||
| 1e. | Election of Director: Steven T. “Terry” Clontz | Management | For | For | ||||||||||
| 1f. | Election of Director: T. Michael Glenn | Management | For | For | ||||||||||
| 1g. | Election of Director: Kate Johnson | Management | For | For | ||||||||||
| 1h. | Election of Director: Hal Stanley Jones | Management | For | For | ||||||||||
| 1i. | Election of Director: Michael Roberts | Management | For | For | ||||||||||
| 1j. | Election of Director: Laurie Siegel | Management | For | For | ||||||||||
| 2. | Ratify the appointment of KPMG LLP as our independent auditor for 2023. | Management | For | For | ||||||||||
| 3. | Approval of Our Second Amended and Restated 2018 Equity Incentive Plan. | Management | For | For | ||||||||||
| 4. | Advisory vote to approve our executive compensation. | Management | For | For | ||||||||||
| 5. | Advisory vote regarding the frequency of our executive compensation votes. | Management | 1 Year | For | ||||||||||
| STATE STREET CORPORATION | ||||||||||||||
| Security | 857477103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | STT | Meeting Date | 17-May-2023 | |||||||||||
| ISIN | US8574771031 | Agenda | 935809155 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: P. de Saint-Aignan | Management | For | For | ||||||||||
| 1b. | Election of Director: M. Chandoha | Management | For | For | ||||||||||
| 1c. | Election of Director: D. DeMaio | Management | For | For | ||||||||||
| 1d. | Election of Director: A. Fawcett | Management | For | For | ||||||||||
| 1e. | Election of Director: W. Freda | Management | For | For | ||||||||||
| 1f. | Election of Director: S. Mathew | Management | For | For | ||||||||||
| 1g. | Election of Director: W. Meaney | Management | For | For | ||||||||||
| 1h. | Election of Director: R. O’Hanley | Management | For | For | ||||||||||
| 1i. | Election of Director: S. O’Sullivan | Management | For | For | ||||||||||
| 1j. | Election of Director: J. Portalatin | Management | For | For | ||||||||||
| 1k. | Election of Director: J. Rhea | Management | For | For | ||||||||||
| 1l. | Election of Director: G. Summe | Management | For | For | ||||||||||
| 2. | To approve an advisory proposal on executive compensation. | Management | For | For | ||||||||||
| 3. | To recommend, by advisory vote, the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
| 4. | To approve the Amended and Restated 2017 Stock Incentive Plan. | Management | For | For | ||||||||||
| 5. | To ratify the selection of Ernst & Young LLP as State Street’s independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | ||||||||||
| 6. | Shareholder proposal relating to asset management stewardship practices, if properly presented. | Shareholder | Against | For | ||||||||||
| MOLSON COORS BEVERAGE COMPANY | ||||||||||||||
| Security | 60871R209 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TAP | Meeting Date | 17-May-2023 | |||||||||||
| ISIN | US60871R2094 | Agenda | 935812405 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Roger G. Eaton | For | For | |||||||||||
| 2 | Charles M. Herington | For | For | |||||||||||
| 3 | H. Sanford Riley | For | For | |||||||||||
| 2. | To approve, in a non-binding advisory vote, the compensation of Molson Coors Beverage Company’s named executive officers. | Management | For | For | ||||||||||
| PARK-OHIO HOLDINGS CORP. | ||||||||||||||
| Security | 700666100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PKOH | Meeting Date | 17-May-2023 | |||||||||||
| ISIN | US7006661000 | Agenda | 935829931 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director: Patrick V. Auletta | Management | For | For | ||||||||||
| 1.2 | Election of Director: Howard W. Hanna IV | Management | For | For | ||||||||||
| 1.3 | Election of Director: Dan T. Moore III | Management | For | For | ||||||||||
| 2. | To approve the Amendment and Restatement of the Park-Ohio Holdings Corp. 2021 Equity and Incentive Compensation Plan. | Management | Abstain | Against | ||||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as our independent auditors for fiscal year 2023. | Management | For | For | ||||||||||
| 4. | To approve, on an advisory basis, named executive officer compensation. | Management | For | For | ||||||||||
| 5. | To recommend, on an advisory basis, the frequency of future advisory votes on named executive officer compensation. | Management | 3 Years | For | ||||||||||
| DEUTSCHE BANK AG | ||||||||||||||
| Security | D18190898 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DB | Meeting Date | 17-May-2023 | |||||||||||
| ISIN | DE0005140008 | Agenda | 935847597 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 2 | Appropriation of distributable profit for the 2022 financial year | Management | Abstain | Against | ||||||||||
| 3a | Ratification of member of the Management Board: Christian Sewing Chairman of the Management Board (CEO) | Management | Abstain | Against | ||||||||||
| 3b | Ratification of member of the Management Board: James von Moltke Deputy Chairman of the Management Board (President) | Management | Abstain | Against | ||||||||||
| 3c | Ratification of member of the Management Board: Karl von Rohr Deputy Chairman of the Management Board (President) | Management | Abstain | Against | ||||||||||
| 3d | Ratification of member of the Management Board: Fabrizio Campelli | Management | Abstain | Against | ||||||||||
| 3e | Ratification of member of the Management Board: Bernd Leukert | Management | Abstain | Against | ||||||||||
| 3f | Ratification of member of the Management Board: Stuart Lewis (until May 19, 2022) | Management | Abstain | Against | ||||||||||
| 3g | Ratification of member of the Management Board: Alexander von zur Mühlen | Management | Abstain | Against | ||||||||||
| 3h | Ratification of member of the Management Board: Christiana Riley | Management | Abstain | Against | ||||||||||
| 3i | Ratification of member of the Management Board: Rebecca Short | Management | Abstain | Against | ||||||||||
| 3j | Ratification of member of the Management Board: Professor Dr. Stefan Simon | Management | Abstain | Against | ||||||||||
| 3k | Ratification of member of the Management Board: Olivier Vigneron (since May 20, 2022) | Management | Abstain | Against | ||||||||||
| 4a | Ratification of member of the Supervisory Board: Alexander Wynaendts Chairman of the Supervisory Board (since May 19, 2022) | Management | Abstain | Against | ||||||||||
| 4b | Ratification of member of the Supervisory Board: Dr. Paul Achleitner Chairman of the Supervisory Board until May 19, 2022 | Management | Abstain | Against | ||||||||||
| 4c | Ratification of member of the Supervisory Board: Detlef Polaschek Deputy Chairman of the Supervisory Board | Management | Abstain | Against | ||||||||||
| 4d | Ratification of member of the Supervisory Board: Professor Dr. Norbert Winkeljohann | Management | Abstain | Against | ||||||||||
| 4e | Ratification of member of the Supervisory Board: Ludwig Blomeyer-Bartenstein | Management | Abstain | Against | ||||||||||
| 4f | Ratification of member of the Supervisory Board: Mayree Clark | Management | Abstain | Against | ||||||||||
| 4g | Ratification of member of the Supervisory Board: Jan Duscheck | Management | Abstain | Against | ||||||||||
| 4h | Ratification of member of the Supervisory Board: Manja Eifert (since April 7, 2022) | Management | Abstain | Against | ||||||||||
| 4i | Ratification of member of the Supervisory Board: Dr. Gerhard Eschelbeck (until May 19, 2022) | Management | Abstain | Against | ||||||||||
| 4j | Ratification of member of the Supervisory Board: Sigmar Gabriel | Management | Abstain | Against | ||||||||||
| 4k | Ratification of member of the Supervisory Board: Timo Heider | Management | Abstain | Against | ||||||||||
| 4l | Ratification of member of the Supervisory Board: Martina Klee | Management | Abstain | Against | ||||||||||
| 4m | Ratification of member of the Supervisory Board: Henriette Mark (until March 31, 2022) | Management | Abstain | Against | ||||||||||
| 4n | Ratification of member of the Supervisory Board: Gabriele Platscher | Management | Abstain | Against | ||||||||||
| 4o | Ratification of member of the Supervisory Board: Bernd Rose | Management | Abstain | Against | ||||||||||
| 4p | Ratification of member of the Supervisory Board: Yngve Slyngstad (since May 19, 2022) | Management | Abstain | Against | ||||||||||
| 4q | Ratification of member of the Supervisory Board: John Alexander Thain | Management | Abstain | Against | ||||||||||
| 4r | Ratification of member of the Supervisory Board: Michele Trogni | Management | Abstain | Against | ||||||||||
| 4s | Ratification of member of the Supervisory Board: Dr. Dagmar Valcárcel | Management | Abstain | Against | ||||||||||
| 4t | Ratification of member of the Supervisory Board: Stefan Viertel | Management | Abstain | Against | ||||||||||
| 4u | Ratification of member of the Supervisory Board: Dr. Theodor Weimer | Management | Abstain | Against | ||||||||||
| 4v | Ratification of member of the Supervisory Board: Frank Werneke | Management | Abstain | Against | ||||||||||
| 4w | Ratification of member of the Supervisory Board: Frank Witter | Management | Abstain | Against | ||||||||||
| 5 | Election of the auditor for the 2023 financial year, interim accounts | Management | Abstain | Against | ||||||||||
| 6 | Resolution to be taken on the approval of the Compensation ..(due to space limits, see proxy material for full proposal) | Management | Abstain | Against | ||||||||||
| 7 | Authorization to acquire own shares pursuant to section 71 (1) ..(due to space limits, see proxy material for full proposal) | Management | Abstain | Against | ||||||||||
| 8 | Authorization to use derivatives within the framework of the ..(due to space limits, see proxy material for full proposal) | Management | Abstain | Against | ||||||||||
| 9a | Election to the Supervisory Board: Mayree Clark | Management | Abstain | Against | ||||||||||
| 9b | Election to the Supervisory Board: John Alexander Thain | Management | Abstain | Against | ||||||||||
| 9c | Election to the Supervisory Board: Michele Trogni | Management | Abstain | Against | ||||||||||
| 9d | Election to the Supervisory Board: Professor Dr. Norbert Winkeljohann | Management | Abstain | Against | ||||||||||
| 10a | Amendment to the Articles of Association to authorize the ..(due to space limits, see proxy material for full proposal) | Management | Abstain | Against | ||||||||||
| 10b | Subsequent amendments to the Articles of Association resulting ..(due to space limits, see proxy material for full proposal) | Management | Abstain | Against | ||||||||||
| 10c | Amendment to the Articles of Association to enable the ..(due to space limits, see proxy material for full proposal) | Management | Abstain | Against | ||||||||||
| 10d | Amendments to the Articles of Association to adjust the information for the share register | Management | Abstain | Against | ||||||||||
| 11 | Amendments to the Articles of Association relating to Supervisory Board compensation | Management | Abstain | Against | ||||||||||
| DEUTSCHE BANK AG | ||||||||||||||
| Security | D18190898 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DB | Meeting Date | 17-May-2023 | |||||||||||
| ISIN | DE0005140008 | Agenda | 935852043 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 2 | Appropriation of distributable profit for the 2022 financial year | Management | Abstain | Against | ||||||||||
| 3a | Ratification of member of the Management Board: Christian Sewing Chairman of the Management Board (CEO) | Management | Abstain | Against | ||||||||||
| 3b | Ratification of member of the Management Board: James von Moltke Deputy Chairman of the Management Board (President) | Management | Abstain | Against | ||||||||||
| 3c | Ratification of member of the Management Board: Karl von Rohr Deputy Chairman of the Management Board (President) | Management | Abstain | Against | ||||||||||
| 3d | Ratification of member of the Management Board: Fabrizio Campelli | Management | Abstain | Against | ||||||||||
| 3e | Ratification of member of the Management Board: Bernd Leukert | Management | Abstain | Against | ||||||||||
| 3f | Ratification of member of the Management Board: Stuart Lewis (until May 19, 2022) | Management | Abstain | Against | ||||||||||
| 3g | Ratification of member of the Management Board: Alexander von zur Mühlen | Management | Abstain | Against | ||||||||||
| 3h | Ratification of member of the Management Board: Christiana Riley | Management | Abstain | Against | ||||||||||
| 3i | Ratification of member of the Management Board: Rebecca Short | Management | Abstain | Against | ||||||||||
| 3j | Ratification of member of the Management Board: Professor Dr. Stefan Simon | Management | Abstain | Against | ||||||||||
| 3k | Ratification of member of the Management Board: Olivier Vigneron (since May 20, 2022) | Management | Abstain | Against | ||||||||||
| 4a | Ratification of member of the Supervisory Board: Alexander Wynaendts Chairman of the Supervisory Board (since May 19, 2022) | Management | Abstain | Against | ||||||||||
| 4b | Ratification of member of the Supervisory Board: Dr. Paul Achleitner Chairman of the Supervisory Board until May 19, 2022 | Management | Abstain | Against | ||||||||||
| 4c | Ratification of member of the Supervisory Board: Detlef Polaschek Deputy Chairman of the Supervisory Board | Management | Abstain | Against | ||||||||||
| 4d | Ratification of member of the Supervisory Board: Professor Dr. Norbert Winkeljohann | Management | Abstain | Against | ||||||||||
| 4e | Ratification of member of the Supervisory Board: Ludwig Blomeyer-Bartenstein | Management | Abstain | Against | ||||||||||
| 4f | Ratification of member of the Supervisory Board: Mayree Clark | Management | Abstain | Against | ||||||||||
| 4g | Ratification of member of the Supervisory Board: Jan Duscheck | Management | Abstain | Against | ||||||||||
| 4h | Ratification of member of the Supervisory Board: Manja Eifert (since April 7, 2022) | Management | Abstain | Against | ||||||||||
| 4i | Ratification of member of the Supervisory Board: Dr. Gerhard Eschelbeck (until May 19, 2022) | Management | Abstain | Against | ||||||||||
| 4j | Ratification of member of the Supervisory Board: Sigmar Gabriel | Management | Abstain | Against | ||||||||||
| 4k | Ratification of member of the Supervisory Board: Timo Heider | Management | Abstain | Against | ||||||||||
| 4l | Ratification of member of the Supervisory Board: Martina Klee | Management | Abstain | Against | ||||||||||
| 4m | Ratification of member of the Supervisory Board: Henriette Mark (until March 31, 2022) | Management | Abstain | Against | ||||||||||
| 4n | Ratification of member of the Supervisory Board: Gabriele Platscher | Management | Abstain | Against | ||||||||||
| 4o | Ratification of member of the Supervisory Board: Bernd Rose | Management | Abstain | Against | ||||||||||
| 4p | Ratification of member of the Supervisory Board: Yngve Slyngstad (since May 19, 2022) | Management | Abstain | Against | ||||||||||
| 4q | Ratification of member of the Supervisory Board: John Alexander Thain | Management | Abstain | Against | ||||||||||
| 4r | Ratification of member of the Supervisory Board: Michele Trogni | Management | Abstain | Against | ||||||||||
| 4s | Ratification of member of the Supervisory Board: Dr. Dagmar Valcárcel | Management | Abstain | Against | ||||||||||
| 4t | Ratification of member of the Supervisory Board: Stefan Viertel | Management | Abstain | Against | ||||||||||
| 4u | Ratification of member of the Supervisory Board: Dr. Theodor Weimer | Management | Abstain | Against | ||||||||||
| 4v | Ratification of member of the Supervisory Board: Frank Werneke | Management | Abstain | Against | ||||||||||
| 4w | Ratification of member of the Supervisory Board: Frank Witter | Management | Abstain | Against | ||||||||||
| 5 | Election of the auditor for the 2023 financial year, interim accounts | Management | Abstain | Against | ||||||||||
| 6 | Resolution to be taken on the approval of the Compensation ..(due to space limits, see proxy material for full proposal) | Management | Abstain | Against | ||||||||||
| 7 | Authorization to acquire own shares pursuant to section 71 (1) ..(due to space limits, see proxy material for full proposal) | Management | Abstain | Against | ||||||||||
| 8 | Authorization to use derivatives within the framework of the ..(due to space limits, see proxy material for full proposal) | Management | Abstain | Against | ||||||||||
| 9a | Election to the Supervisory Board: Mayree Clark | Management | Abstain | Against | ||||||||||
| 9b | Election to the Supervisory Board: John Alexander Thain | Management | Abstain | Against | ||||||||||
| 9c | Election to the Supervisory Board: Michele Trogni | Management | Abstain | Against | ||||||||||
| 9d | Election to the Supervisory Board: Professor Dr. Norbert Winkeljohann | Management | Abstain | Against | ||||||||||
| 10a | Amendment to the Articles of Association to authorize the ..(due to space limits, see proxy material for full proposal) | Management | Abstain | Against | ||||||||||
| 10b | Subsequent amendments to the Articles of Association resulting ..(due to space limits, see proxy material for full proposal) | Management | Abstain | Against | ||||||||||
| 10c | Amendment to the Articles of Association to enable the ..(due to space limits, see proxy material for full proposal) | Management | Abstain | Against | ||||||||||
| 10d | Amendments to the Articles of Association to adjust the information for the share register | Management | Abstain | Against | ||||||||||
| 11 | Amendments to the Articles of Association relating to Supervisory Board compensation | Management | Abstain | Against | ||||||||||
| SINCLAIR BROADCAST GROUP, INC. | ||||||||||||||
| Security | 829226109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SBGI | Meeting Date | 18-May-2023 | |||||||||||
| ISIN | US8292261091 | Agenda | 935801882 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | David D. Smith | For | For | |||||||||||
| 2 | Frederick G. Smith | For | For | |||||||||||
| 3 | J. Duncan Smith | For | For | |||||||||||
| 4 | Robert E. Smith | For | For | |||||||||||
| 5 | Laurie R. Beyer | For | For | |||||||||||
| 6 | Benjamin S. Carson, Sr. | For | For | |||||||||||
| 7 | Howard E. Friedman | For | For | |||||||||||
| 8 | Daniel C. Keith | For | For | |||||||||||
| 9 | Benson E. Legg | For | For | |||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm of the Company for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| 3. | Approval, by non-binding advisory vote, on our executive compensation. | Management | For | For | ||||||||||
| 4. | Non-binding advisory vote on the frequency of non- binding advisory votes on our executive compensation. | Management | 3 Years | For | ||||||||||
| AMPCO-PITTSBURGH CORPORATION | ||||||||||||||
| Security | 032037103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AP | Meeting Date | 18-May-2023 | |||||||||||
| ISIN | US0320371034 | Agenda | 935819497 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | James J. Abel | For | For | |||||||||||
| 2 | Fredrick D. DiSanto | For | For | |||||||||||
| 3 | Darrell L. McNair | For | For | |||||||||||
| 4 | Stephen E. Paul | For | For | |||||||||||
| 2. | To approve, in a non-binding vote, the compensation of the named executive officers. | Management | For | For | ||||||||||
| 3. | To provide a non-binding advisory vote on the frequency of the advisory vote on the compensation of the Corporation’s named executive officers. | Management | 1 Year | For | ||||||||||
| 4. | To approve the amendment to the Corporation’s 2016 Omnibus Incentive Plan. | Management | Against | Against | ||||||||||
| 5. | To ratify the appointment of BDO USA, LLP as the independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
| MORGAN STANLEY | ||||||||||||||
| Security | 617446448 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MS | Meeting Date | 19-May-2023 | |||||||||||
| ISIN | US6174464486 | Agenda | 935808646 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Alistair Darling | Management | For | For | ||||||||||
| 1b. | Election of Director: Thomas H. Glocer | Management | For | For | ||||||||||
| 1c. | Election of Director: James P. Gorman | Management | For | For | ||||||||||
| 1d. | Election of Director: Robert H. Herz | Management | For | For | ||||||||||
| 1e. | Election of Director: Erika H. James | Management | For | For | ||||||||||
| 1f. | Election of Director: Hironori Kamezawa | Management | For | For | ||||||||||
| 1g. | Election of Director: Shelley B. Leibowitz | Management | For | For | ||||||||||
| 1h. | Election of Director: Stephen J. Luczo | Management | For | For | ||||||||||
| 1i. | Election of Director: Jami Miscik | Management | For | For | ||||||||||
| 1j. | Election of Director: Masato Miyachi | Management | For | For | ||||||||||
| 1k. | Election of Director: Dennis M. Nally | Management | For | For | ||||||||||
| 1l. | Election of Director: Mary L. Schapiro | Management | For | For | ||||||||||
| 1m. | Election of Director: Perry M. Traquina | Management | For | For | ||||||||||
| 1n. | Election of Director: Rayford Wilkins, Jr. | Management | For | For | ||||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as independent auditor | Management | For | For | ||||||||||
| 3. | To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote) | Management | For | For | ||||||||||
| 4. | To vote on the frequency of holding a non-binding advisory vote on the compensation of executives as disclosed in the proxy statement (non-binding advisory vote) | Management | 1 Year | For | ||||||||||
| 5. | Shareholder proposal requesting adoption of improved shareholder right to call a special shareholder meeting | Shareholder | Against | For | ||||||||||
| 6. | Shareholder proposal requesting adoption of a policy to cease financing new fossil fuel development | Shareholder | Abstain | Against | ||||||||||
| SHELL PLC | ||||||||||||||
| Security | G80827101 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 23-May-2023 | ||||||||||||
| ISIN | GB00BP6MXD84 | Agenda | 717105464 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 906048 DUE TO CHANGE IN-VOTING STATUS FOR RESOLUTION 26. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE- ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||||
| 1 | ANNUAL REPORT AND ACCOUNTS BE RECEIVED | Management | For | For | ||||||||||
| 2 | APPROVAL OF DIRECTORS REMUNERATION POLICY | Management | For | For | ||||||||||
| 3 | APPROVAL OF DIRECTORS REMUNERATION REPORT | Management | For | For | ||||||||||
| 4 | APPOINTMENT OF WAEL SAWAN AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 5 | APPOINTMENT OF CYRUS TARAPOREVALA AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 6 | APPOINTMENT OF SIR CHARLES ROXBURGH AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 7 | APPOINTMENT OF LEENA SRIVASTAVA AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 8 | REAPPOINTMENT OF SINEAD GORMAN AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 9 | REAPPOINTMENT OF DICK BOER AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 10 | REAPPOINTMENT OF NEIL CARSON AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 11 | REAPPOINTMENT OF ANN GODBEHERE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 12 | REAPPOINTMENT OF JANE HOLL LUTE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 13 | REAPPOINTMENT OF CATHERINE HUGHES AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 14 | REAPPOINTMENT OF SIR ANDREW MACKENZIE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 15 | REAPPOINTMENT OF ABRAHAM BRAM SCOTT AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 16 | REAPPOINT ERNST & YOUNG LLP AS AUDITORS | Management | For | For | ||||||||||
| 17 | REMUNERATION OF AUDITORS | Management | For | For | ||||||||||
| 18 | AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||||
| 19 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | Abstain | Against | ||||||||||
| 20 | AUTHORITY TO MAKE ON MARKET PURCHASES OF OWN SHARES | Management | For | For | ||||||||||
| 21 | AUTHORITY TO MAKE OFF MARKET PURCHASES OF OWN SHARES | Management | For | For | ||||||||||
| 22 | AUTHORITY TO MAKE CERTAIN DONATIONS INCUR EXPENDITURE | Management | For | For | ||||||||||
| 23 | ADOPTION OF NEW ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||
| 24 | APPROVAL OF SHELLS SHARE PLAN RULES AND AUTHORITY TO ADOPT SCHEDULES TO THE PLAN | Management | For | For | ||||||||||
| 25 | APPROVE SHELLS ENERGY TRANSITION PROGRESS | Management | Abstain | Against | ||||||||||
| 26 | SHAREHOLDER RESOLUTION | Shareholder | Abstain | Against | ||||||||||
| CMMT | 15 MAY 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF ALL RESOLUTIONS AND MODIFICATION OF TEXT OF RESOLUTION 16. IF YOU HAVE-ALREADY SENT IN YOUR VOTES TO MID 909338, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| ZALANDO SE | ||||||||||||||
| Security | D98423102 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 24-May-2023 | ||||||||||||
| ISIN | DE000ZAL1111 | Agenda | 716990800 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED | Non-Voting | ||||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | Non-Voting | ||||||||||||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2022 | Non-Voting | ||||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND OMISSION OF DIVIDENDS | Management | No Action | |||||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 5.1 | RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR FISCAL YEAR 2023 AND FOR THE REVIEW OF INTERIM FINANCIAL STATEMENTS FOR THE FIRST HALF OF FISCAL YEAR 2023 | Management | No Action | |||||||||||
| 5.2 | RATIFY KPMG AG AS AUDITORS FOR THE REVIEW OF INTERIM FINANCIAL STATEMENTS UNTIL 2024 AGM | Management | No Action | |||||||||||
| 6 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||||
| 7.1 | ELECT KELLY BENNETT TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 7.2 | ELECT JENNIFER HYMAN TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 7.3 | ELECT NIKLAS OESTBERG TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 7.4 | ELECT ANDERS POVLSEN TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 7.5 | ELECT MARIELLA ROEHM-KOTTMANN TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 7.6 | ELECT SUSANNE SCHROETER-CROSSAN TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 8 | APPROVE REMUNERATION POLICY FOR THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 9 | APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS UNTIL 2025; AMEND ARTICLES RE: ONLINE PARTICIPATION | Management | No Action | |||||||||||
| 10 | AMEND ARTICLES RE: PARTICIPATION OF SUPERVISORY BOARD MEMBERS IN THE ANNUAL GENERAL MEETING BY MEANS OF AUDIO AND VIDEO TRANSMISSION | Management | No Action | |||||||||||
| BOLLORE SE | ||||||||||||||
| Security | F10659260 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 24-May-2023 | ||||||||||||
| ISIN | FR0000039299 | Agenda | 717144048 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT | Non-Voting | ||||||||||||
| CMMT | FOR FRENCH MEETINGS ‘ABSTAIN’ IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-‘AGAINST.’ IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||||
| CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE- COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY- FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | ||||||||||||
| 1 | APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS FOR THE 2022 FISCAL YEAR | Management | No Action | |||||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2022 FISCAL YEAR | Management | No Action | |||||||||||
| 3 | ALLOCATION OF EARNINGS | Management | No Action | |||||||||||
| 4 | APPROVAL OF REGULATED AGREEMENTS AND COMMITMENTS | Management | No Action | |||||||||||
| 5 | RENEWAL OF THE TERM OF OFFICE OF A DIRECTOR | Management | No Action | |||||||||||
| 6 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO ACQUIRE COMPANY SHARES | Management | No Action | |||||||||||
| 7 | APPROVAL OF THE INFORMATION REFERRED TO IN ARTICLE L. 22-10-9 I OF THE FRENCH COMMERCIAL CODE AS PRESENTED IN THE REPORT ON CORPORATE GOVERNANCE - EX POST SAY ON PAY | Management | No Action | |||||||||||
| 8 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS OF TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE PREVIOUS FISCAL YEAR OR GRANTED DURING THE SAME PERIOD TO CYRILLE BOLLOR FOR HIS SERVICE AS CHAIRMAN AND CHIEF EXECUTIVE OFFICER OF THE COMPANY - EX POST SAY ON PAY | Management | No Action | |||||||||||
| 9 | APPROVAL OF THE COMPENSATION POLICY FOR DIRECTORS ESTABLISHED BY THE BOARD OF DIRECTORS - EX-ANTE VOTE | Management | No Action | |||||||||||
| 10 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER ESTABLISHED BY THE BOARD OF DIRECTORS - EX- ANTE VOTE | Management | No Action | |||||||||||
| 11 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING ORDINARY SHARES OR ANY SECURITIES GIVING IMMEDIATE OR FUTURE ACCESS TO THE SHARE CAPITAL, WITH PREFERENTIAL SUBSCRIPTION RIGHTS OF THE SHAREHOLDERS | Management | No Action | |||||||||||
| 12 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO CARRY OUT AN INCREASE IN SHARE CAPITAL BY ISSUING ORDINARY SHARES TO BE PAID UP BY INCORPORATION OF RESERVES, PROFITS OR PREMIUMS OR BY RAISING THE PAR VALUE | Management | No Action | |||||||||||
| 13 | DELEGATION OF POWER GRANTED TO THE BOARD OF DIRECTORS TO CARRY OUT A CAPITAL INCREASE LIMITED TO 10 % OF THE CAPITAL INTENDED TO COMPENSATE CONTRIBUTIONS OF SECURITIES GIVING ACCESS TO THE SHARE CAPITAL | Management | No Action | |||||||||||
| 14 | DELEGATION OF AUTHORITY TO BE GIVEN TO THE BOARD OF DIRECTORS TO ISSUE SHARES OR SECURITIES GIVING ACCESS IMMEDIATELY OR IN THE FUTURE TO THE SHARE CAPITAL BY REMUNERATING SECURITIES CONTRIBUTED AS PART OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management | No Action | |||||||||||
| 15 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO CARRY OUT A CAPITAL INCREASE BY ISSUING SHARES RESERVED FOR EMPLOYEES WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS | Management | No Action | |||||||||||
| 16 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL THROUGH THE CANCELLATION OF SHARES PREVIOUSLY REPURCHASED AS PART OF A SHARE BUYBACK PROGRAM | Management | No Action | |||||||||||
| 17 | AMENDMENTS TO ARTICLE 12 OF THE BYLAWS TO ENABLE THE IMPLEMENTATION OF THE STAGGERING OF DIRECTORSHIPS | Management | No Action | |||||||||||
| 18 | POWERS FOR FORMALITIES | Management | No Action | |||||||||||
| CMMT | 03 MAY 2023: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINKS:- https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2023/0324/202 303-242300635.pdf AND-https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2023/0503/202 305-032301090.pdf AND PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF-UPDATED BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE | Non-Voting | ||||||||||||
| THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | ||||||||||||||
| SINCLAIR BROADCAST GROUP, INC. | ||||||||||||||
| Security | 829226109 | Meeting Type | Special | |||||||||||
| Ticker Symbol | SBGI | Meeting Date | 24-May-2023 | |||||||||||
| ISIN | US8292261091 | Agenda | 935849058 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Proposal to approve the Agreement of Share Exchange and Plan of Reorganization among Sinclair Broadcast Group, Inc., Sinclair, Inc. and Sinclair Holdings, LLC and the share exchange described therein. | Management | For | For | ||||||||||
| GAM HOLDING AG | ||||||||||||||
| Security | H2878E106 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 25-May-2023 | ||||||||||||
| ISIN | CH0102659627 | Agenda | 717192126 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION-MAY BE REJECTED. | Non-Voting | ||||||||||||
| 1.1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||||
| 1.2 | APPROVE REMUNERATION REPORT (NON-BINDING) | Management | No Action | |||||||||||
| 2 | APPROVE TREATMENT OF NET LOSS | Management | No Action | |||||||||||
| 3 | APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT | Management | No Action | |||||||||||
| 4.1 | AMEND ARTICLES RE: SHARES AND SHARE REGISTER | Management | No Action | |||||||||||
| 4.2 | AMEND ARTICLES RE: GENERAL MEETINGS (INCL. APPROVAL OF VIRTUAL-ONLY OR HYBRID SHAREHOLDER MEETINGS) | Management | No Action | |||||||||||
| 4.3 | AMEND ARTICLES RE: BOARD OF DIRECTORS; COMPENSATION; EXTERNAL MANDATES FOR MEMBERS OF THE BOARD OF DIRECTORS AND EXECUTIVE COMMITTEE | Management | No Action | |||||||||||
| 4.4 | APPROVE CREATION OF CAPITAL BAND WITHIN THE UPPER LIMIT OF CHF 8.8 MILLION AND THE LOWER LIMIT OF CHF 7.2 MILLION WITH OR WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS | Management | No Action | |||||||||||
| 5.1 | REELECT DAVID JACOB AS DIRECTOR AND BOARD CHAIR | Management | No Action | |||||||||||
| 5.2 | REELECT KATIA COUDRAY AS DIRECTOR | Management | No Action | |||||||||||
| 5.3 | REELECT JACQUI IRVINE AS DIRECTOR | Management | No Action | |||||||||||
| 5.4 | REELECT FRANK KUHNKE AS DIRECTOR | Management | No Action | |||||||||||
| 5.5 | REELECT MONIKA MACHON AS DIRECTOR | Management | No Action | |||||||||||
| 5.6 | REELECT NANCY MISTRETTA AS DIRECTOR | Management | No Action | |||||||||||
| 6.1 | REAPPOINT KATIA COUDRAY AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
| 6.2 | REAPPOINT JACQUI IRVINE AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
| 6.3 | REAPPOINT NANCY MISTRETTA AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
| 7.1 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 900,000 | Management | No Action | |||||||||||
| 7.2 | APPROVE FIXED REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 3.3 MILLION | Management | No Action | |||||||||||
| 8 | RATIFY KPMG AG AS AUDITORS | Management | No Action | |||||||||||
| 9 | DESIGNATE TOBIAS ROHNER AS INDEPENDENT PROXY | Management | No Action | |||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
| KONINKLIJKE KPN NV | ||||||||||||||
| Security | N4297B146 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 31-May-2023 | ||||||||||||
| ISIN | NL0000009082 | Agenda | 717080573 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
| 1. | OPENING AND ANNOUNCEMENTS | Non-Voting | ||||||||||||
| 2. | ANNOUNCEMENT OF THE INTENDED APPOINTMENTS AS MEMBERS OF THE BOARD OF- MANAGEMENT OF KPN OF: (A) MS. CHANTAL VERGOUW (B) MR. WOUTER STAMMEIJER | Non-Voting | ||||||||||||
| 3. | OPPORTUNITY TO MAKE RECOMMENDATIONS FOR THE APPOINTMENT OF A MEMBER OF THE- SUPERVISORY BOARD OF KPN | Non-Voting | ||||||||||||
| 4. | PROPOSAL TO APPOINT MS. MARGA DE JAGER AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 5. | ANY OTHER BUSINESS AND CLOSURE OF THE MEETING | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| EXOR N.V. | ||||||||||||||
| Security | N3140A107 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 31-May-2023 | ||||||||||||
| ISIN | NL0012059018 | Agenda | 717095613 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
| 0010 | REMUNERATION REPORT | Management | No Action | |||||||||||
| 0020 | ADOPTION 2022 ANNUAL ACCOUNTS | Management | No Action | |||||||||||
| 0030 | DIVIDEND DISTRIBUTION | Management | No Action | |||||||||||
| 0040 | APPOINTMENT DELOITTE ACCOUNTANTS B.V. AS INDEPENDENT EXTERNAL AUDITOR CHARGED WITH THE AUDITING OF THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR 2024 | Management | No Action | |||||||||||
| 0050 | AMENDMENT OF THE REMUNERATION POLICY | Management | No Action | |||||||||||
| 0060 | RELEASE FROM LIABILITY OF THE EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 0070 | RELEASE FROM LIABILITY OF THE NON-EXECUTIVE DIRECTORS | Management | No Action | |||||||||||
| 0080 | REAPPOINTMENT OF JOHN ELKANN AS EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 0090 | APPOINTMENT OF NITIN NOHRIA AS SENIOR NON- EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 0100 | APPOINTMENT OF SANDRA DEMBECK AS NON- EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 0110 | APPOINTMENT OF TIBERTO RUY BRANDOLINI D’ADDA AS NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 0120 | REAPPOINTMENT OF MARC BOLLAND AS NON- EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 0130 | REAPPOINTMENT OF MELISSA BETHELL AS NON- EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 0140 | REAPPOINTMENT OF LAURENCE DEBROUX AS NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 0150 | REAPPOINTMENT OF AXEL DUMAS AS NON- EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 0160 | REAPPOINTMENT OF GINEVRA ELKANN AS NON- EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 0170 | REAPPOINTMENT OF ALESSANDRO NASI AS NON- EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 0180 | THE AUTHORIZATION OF THE BOARD OF DIRECTORS TO REPURCHASE SHARES | Management | No Action | |||||||||||
| 0190 | CANCELLATION OF REPURCHASED SHARES | Management | No Action | |||||||||||
| CMMT | 01 MAY 2023: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 16 MAY 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT-AND CHANGE IN NUMBERING OF ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| MILLICOM INTERNATIONAL CELLULAR SA | ||||||||||||||
| Security | L6388G134 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 31-May-2023 | ||||||||||||
| ISIN | SE0001174970 | Agenda | 717147753 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| A.1 | APPOINT ALEXANDER KOCH AS CHAIRMAN OF MEETING AND EMPOWER CHAIRMAN TO APPOINT OTHER MEMBERS OF BUREAU | Management | No Action | |||||||||||
| A.2 | RECEIVE AND APPROVE BOARD’S AND AUDITOR’S REPORTS | Management | No Action | |||||||||||
| A.3 | APPROVE CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||||
| A.4 | APPROVE ALLOCATION OF INCOME | Management | No Action | |||||||||||
| A.5 | APPROVE DISCHARGE OF DIRECTORS | Management | No Action | |||||||||||
| A.6 | FIX NUMBER OF DIRECTORS AT TEN | Management | No Action | |||||||||||
| A.7 | REELECT JOSE ANTONIO RIOS GARCIA AS DIRECTOR | Management | No Action | |||||||||||
| A.8 | REELECT BRUCE CHURCHILL AS DIRECTOR | Management | No Action | |||||||||||
| A.9 | REELECT TOMAS ELIASSON AS DIRECTOR | Management | No Action | |||||||||||
| A.10 | REELECT PERNILLE ERENBJERG AS DIRECTOR | Management | No Action | |||||||||||
| A.11 | REELECT MAURICIO RAMOS AS DIRECTOR | Management | No Action | |||||||||||
| A.12 | ELECT MARIA TERESA ARNAL AS DIRECTOR | Management | No Action | |||||||||||
| A.13 | ELECT BLANCA TREVINO DE VEGA AS DIRECTOR | Management | No Action | |||||||||||
| A.14 | ELECT THOMAS REYNAUD AS DIRECTOR | Management | No Action | |||||||||||
| A.15 | ELECT NICOLAS JAEGER AS DIRECTOR | Management | No Action | |||||||||||
| A.16 | ELECT MICHAEL GOLAN AS DIRECTOR | Management | No Action | |||||||||||
| A.17 | REELECT JOSE ANTONIO RIOS GARCIA AS BOARD CHAIRMAN | Management | No Action | |||||||||||
| A.18 | APPROVE REMUNERATION OF DIRECTORS | Management | No Action | |||||||||||
| A.19 | APPROVE ERNST & YOUNG S.A., LUXEMBOURG AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION | Management | No Action | |||||||||||
| A.20 | APPROVE PROCEDURE ON APPOINTMENT OF NOMINATION COMMITTEE AND DETERMINATION OF ASSIGNMENT OF NOMINATION COMMITTEE | Management | No Action | |||||||||||
| A.21 | APPROVE SHARE REPURCHASE PLAN | Management | No Action | |||||||||||
| A.22 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||||
| A.23 | APPROVE SENIOR MANAGEMENT REMUNERATION POLICY | Management | No Action | |||||||||||
| A.24 | APPROVE SHARE-BASED INCENTIVE PLANS | Management | No Action | |||||||||||
| E.1 | APPOINT ALEXANDER KOCH AS CHAIRMAN OF MEETING AND EMPOWER CHAIRMAN TO APPOINT OTHER MEMBERS OF BUREAU | Management | No Action | |||||||||||
| E.2 | INCREASE AUTHORIZED SHARE CAPITAL AND AMEND ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
| E.3 | APPROVE RENEWAL OF THE AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO ISSUE NEW SHARES AND AMEND ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
| E.4 | RECEIVE AND APPROVE DIRECTORS’ SPECIAL REPORT AND GRANT POWER TO REMOVE OR LIMIT THE PREFERENTIAL SUBSCRIPTION RIGHT | Management | No Action | |||||||||||
| E.5 | APPROVE FULL RESTATEMENT OF THE ARTICLES OF INCORPORATION | Management | No Action | |||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 02 MAY 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||||
| CMMT | 02 MAY 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT | Non-Voting | ||||||||||||
| SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||||
| CMMT | 02 MAY 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| TRATON SE | ||||||||||||||
| Security | D8T4KC101 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 01-Jun-2023 | ||||||||||||
| ISIN | DE000TRAT0N7 | Agenda | 717070142 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | ||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | Non-Voting | ||||||||||||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE. | Non-Voting | ||||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE. | Non-Voting | ||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2022 | Non-Voting | ||||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.70 PER SHARE | Management | No Action | |||||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 5.1 | RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR FISCAL YEAR 2023 AND FOR THE REVIEW OF INTERIM FINANCIAL STATEMENTS FOR THE FIRST HALF OF FISCAL YEAR 2023 | Management | No Action | |||||||||||
| 5.2 | RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR A POSSIBLE REVIEW OF ADDITIONAL FINANCIAL INFORMATION UNTIL THE 2024 AGM | Management | No Action | |||||||||||
| 6 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||||
| 7 | ELECT OEDGAERD ANDERSSON TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 8 | APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS UNTIL 2028; AMEND ARTICLES RE: PARTICIPATION OF SUPERVISORY BOARD MEMBERS IN THE ANNUAL GENERAL MEETING BY MEANS OF AUDIO AND VIDEO TRANSMISSION; COMPOSITION OF THE MANAGEMENT BOARDS OF SUBSIDIARIES | Management | No Action | |||||||||||
| 9 | APPROVE CREATION OF EUR 200 MILLION POOL OF AUTHORIZED CAPITAL WITH OR WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS | Management | No Action | |||||||||||
| 10 | APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 3 BILLION; APPROVE CREATION OF EUR 50 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | Management | No Action | |||||||||||
| 11 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | Management | No Action | |||||||||||
| 12 | AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN REPURCHASING SHARES | Management | No Action | |||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CRANE NXT, CO. | ||||||||||||||
| Security | 224441105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CXT | Meeting Date | 05-Jun-2023 | |||||||||||
| ISIN | US2244411052 | Agenda | 935844274 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director: Michael Dinkins | Management | For | For | ||||||||||
| 1.2 | Election of Director: William Grogan | Management | For | For | ||||||||||
| 1.3 | Election of Director: Cristen Kogl | Management | For | For | ||||||||||
| 1.4 | Election of Director: Ellen McClain | Management | For | For | ||||||||||
| 1.5 | Election of Director: Max H. Mitchell | Management | For | For | ||||||||||
| 1.6 | Election of Director: Aaron W. Saak | Management | For | For | ||||||||||
| 1.7 | Election of Director: John S. Stroup | Management | For | For | ||||||||||
| 1.8 | Election of Director: James L. L. Tullis | Management | For | For | ||||||||||
| 2. | Ratification of the selection of Deloitte & Touche LLP as the Company’s independent auditors for 2023. | Management | For | For | ||||||||||
| 3. | Say on Pay - An advisory vote to approve the compensation paid to certain executive officers. | Management | For | For | ||||||||||
| 4. | Say on Frequency - An advisory vote to approve the frequency with which we will ask stockholders to approve the compensation paid to certain executive officers. | Management | 1 Year | For | ||||||||||
| HESKA CORPORATION | ||||||||||||||
| Security | 42805E306 | Meeting Type | Special | |||||||||||
| Ticker Symbol | HSKA | Meeting Date | 07-Jun-2023 | |||||||||||
| ISIN | US42805E3062 | Agenda | 935869050 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt and approve the Agreement and Plan of Merger with Antech Diagnostics, Inc., a California corporation, Helsinki Merger Sub LLC, a Delaware limited liability company, and, solely for purposes of Section 9.15 of the Merger Agreement, Mars, Incorporated, a Delaware corporation (the “Merger Proposal”). | Management | For | For | ||||||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to our named executive officers that is based on or otherwise relates to the merger. | Management | For | For | ||||||||||
| 3. | To approve one or more adjournments of the Special Meeting, if necessary, to solicit additional proxies if a quorum is not present or there are not sufficient votes cast at the Special Meeting to approve the Merger Proposal. | Management | For | For | ||||||||||
| LIBERTY GLOBAL PLC | ||||||||||||||
| Security | G5480U104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LBTYA | Meeting Date | 14-Jun-2023 | |||||||||||
| ISIN | GB00B8W67662 | Agenda | 935857649 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| O1 | Elect Miranda Curtis CMG as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2026 or until a successor in interest is appointed. | Management | For | For | ||||||||||
| O2 | Elect J David Wargo as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2026 or until a successor in interest is appointed. | Management | For | For | ||||||||||
| O3 | Approve, on an advisory basis, the annual report on the implementation of the directors’ compensation policy for the year ended December 31, 2022, contained in Appendix A of the proxy statement (in accordance with requirements applicable to U.K. companies). | Management | For | For | ||||||||||
| O4 | Approve the director’s compensation policy contained in Appendix A of Liberty Global’s proxy statement for the 2023 AGM (in accordance with requirements applicable to U.K. companies) to be effective as of the date of the 2023 AGM. | Management | For | For | ||||||||||
| O5 | Approve, on an advisory basis, the compensation of the named executive officers, as disclosed in Liberty Global’s proxy statement for the 2023 AGM pursuant to the compensation disclosure rules of the Securities and Exchange Commission, under the heading ‘Executive Officers and Directors Compensation’. | Management | For | For | ||||||||||
| O6 | Ratify the appointment of KPMG LLP (U.S.) as Liberty Global’s independent auditor for the year ending December 31, 2023. | Management | For | For | ||||||||||
| O7 | Appoint KPMG LLP (U.K.) as Liberty Global’s U.K. statutory auditor under the U.K. Companies Act 2006 (the Companies Act) (to hold office until the conclusion of the next annual general meeting at which accounts are laid before Liberty Global). | Management | For | For | ||||||||||
| O8 | Authorize the audit committee of Liberty Global’s board of directors to determine the U.K. statutory auditor’s compensation. | Management | For | For | ||||||||||
| O9 | To authorize Liberty Global’s board of directors in accordance with Section 551 of the Companies Act to exercise all the powers to allot shares in Liberty Global and to grant rights to subscribe for or to convert any security into shares of Liberty Global. | Management | For | For | ||||||||||
| S10 | Authorize Liberty Global’s board of directors in accordance with Section 570 of the Companies Act to allot equity securities (as defined in Section 560 of the Companies Act) pursuant to the authority contemplated by Resolution 9 for cash, without the rights of preemption provided by Section 561 of the Companies Act. | Management | Abstain | Against | ||||||||||
| O11 | Authorize Liberty Global and its subsidiaries to make political donations to political parties, independent election candidates and/or political organizations other than political parties and/or incur political expenditures of up to $1,000,000 under the Companies Act. | Management | For | For | ||||||||||
| O12 | Approve the form agreements and counterparties pursuant to which Liberty Global may conduct the purchase of its ordinary shares in the capital of Liberty Global and authorize all or any of Liberty Global’s directors and senior officers to enter into, complete and make purchases of ordinary shares in the capital of Liberty Global pursuant to the form of agreements and with any of the approved counterparties, which approvals will expire on the fifth anniversary of the 2023 AGM. | Management | For | For | ||||||||||
| O13 | Approve the Liberty Global 2023 Incentive Plan. | Management | Against | Against | ||||||||||
| PROMETHEUS BIOSCIENCES, INC. | ||||||||||||||
| Security | 74349U108 | Meeting Type | Special | |||||||||||
| Ticker Symbol | RXDX | Meeting Date | 15-Jun-2023 | |||||||||||
| ISIN | US74349U1088 | Agenda | 935874556 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt the Agreement and Plan of Merger (as it may be amended from time to time, the “Merger Agreement”), dated as of April 15, 2023, by and among Merck & Co., Inc., a New Jersey corporation (“Merck”), Splash Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Merck (“Merger Sub”), and Prometheus Biosciences, Inc., a Delaware corporation (“Prometheus”), pursuant to which Merger Sub will be merged with and into Prometheus, with Prometheus surviving as a wholly owned subsidiary of Merck (the “Merger”). | Management | For | For | ||||||||||
| 2. | To approve, on a non-binding, advisory basis, certain compensation that will or may be paid or become payable to Prometheus’ named executive officers that is based on or otherwise relates to the Merger. | Management | For | For | ||||||||||
| 3. | To approve the adjournment of the special meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes in person or by proxy to approve the proposal to adopt the Merger Agreement at the time of the special meeting. | Management | For | For | ||||||||||
| T-MOBILE US, INC. | ||||||||||||||
| Security | 872590104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TMUS | Meeting Date | 16-Jun-2023 | |||||||||||
| ISIN | US8725901040 | Agenda | 935842206 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | André Almeida | For | For | |||||||||||
| 2 | Marcelo Claure | For | For | |||||||||||
| 3 | Srikant M. Datar | For | For | |||||||||||
| 4 | Srinivasan Gopalan | For | For | |||||||||||
| 5 | Timotheus Höttges | For | For | |||||||||||
| 6 | Christian P. Illek | For | For | |||||||||||
| 7 | Raphael Kübler | For | For | |||||||||||
| 8 | Thorsten Langheim | For | For | |||||||||||
| 9 | Dominique Leroy | For | For | |||||||||||
| 10 | Letitia A. Long | For | For | |||||||||||
| 11 | G. Michael Sievert | For | For | |||||||||||
| 12 | Teresa A. Taylor | For | For | |||||||||||
| 13 | Kelvin R. Westbrook | For | For | |||||||||||
| 2. | Ratification of the Appointment of Deloitte & Touche LLP as the Company’s Independent Registered Public Accounting Firm for Fiscal Year 2023. | Management | For | For | ||||||||||
| 3. | Advisory Vote to Approve the Compensation Provided to the Company’s Named Executive Officers for 2022. | Management | For | For | ||||||||||
| 4. | Advisory Vote on the Frequency of Future Advisory Votes to Approve the Compensation Provided to the Company’s Named Executive Officers. | Management | 3 Years | For | ||||||||||
| 5. | Approval of T-Mobile US, Inc. 2023 Incentive Award Plan. | Management | For | For | ||||||||||
| 6. | Approval of T-Mobile US, Inc. Amended and Restated 2014 Employee Stock Purchase Plan. | Management | For | For | ||||||||||
| BELLUS HEALTH INC. | ||||||||||||||
| Security | 07987C204 | Meeting Type | Special | |||||||||||
| Ticker Symbol | BLU | Meeting Date | 16-Jun-2023 | |||||||||||
| ISIN | CA07987C2040 | Agenda | 935879823 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | To consider and, if deemed advisable, to pass, with or without variation, a special resolution to approve a proposed plan of arrangement involving BELLUS Health Inc., 14934792 Canada Inc. and GSK plc, pursuant to section 192 of the Canada Business Corporations Act. The full text of the special resolution is set forth in Appendix B to the accompanying management information circular of BELLUS Health Inc. | Management | For | For | ||||||||||
| SONY GROUP CORPORATION | ||||||||||||||
| Security | J76379106 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | SONY | Meeting Date | 20-Jun-2023 | |||||||||||
| ISIN | JP3435000009 | Agenda | 717271427 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||
| 1.1 | Appoint a Director Yoshida, Kenichiro | Management | For | For | ||||||||||
| 1.2 | Appoint a Director Totoki, Hiroki | Management | For | For | ||||||||||
| 1.3 | Appoint a Director Hatanaka, Yoshihiko | Management | For | For | ||||||||||
| 1.4 | Appoint a Director Oka, Toshiko | Management | For | For | ||||||||||
| 1.5 | Appoint a Director Akiyama, Sakie | Management | For | For | ||||||||||
| 1.6 | Appoint a Director Wendy Becker | Management | For | For | ||||||||||
| 1.7 | Appoint a Director Kishigami, Keiko | Management | For | For | ||||||||||
| 1.8 | Appoint a Director Joseph A. Kraft Jr. | Management | For | For | ||||||||||
| 1.9 | Appoint a Director Neil Hunt | Management | For | For | ||||||||||
| 1.10 | Appoint a Director William Morrow | Management | For | For | ||||||||||
| 2 | Approve Issuance of Share Acquisition Rights as Stock Options | Management | For | For | ||||||||||
| SONY GROUP CORPORATION | ||||||||||||||
| Security | 835699307 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SONY | Meeting Date | 20-Jun-2023 | |||||||||||
| ISIN | US8356993076 | Agenda | 935876714 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Kenichiro Yoshida | Management | For | For | ||||||||||
| 1b. | Election of Director: Hiroki Totoki | Management | For | For | ||||||||||
| 1c. | Election of Director: Yoshihiko Hatanaka | Management | For | For | ||||||||||
| 1d. | Election of Director: Toshiko Oka | Management | For | For | ||||||||||
| 1e. | Election of Director: Sakie Akiyama | Management | For | For | ||||||||||
| 1f. | Election of Director: Wendy Becker | Management | For | For | ||||||||||
| 1g. | Election of Director: Keiko Kishigami | Management | For | For | ||||||||||
| 1h. | Election of Director: Joseph A. Kraft Jr. | Management | For | For | ||||||||||
| 1i. | Election of Director: Neil Hunt | Management | For | For | ||||||||||
| 1j. | Election of Director: William Morrow | Management | For | For | ||||||||||
| 2. | To issue Stock Acquisition Rights for the purpose of granting stock options. | Management | For | For | ||||||||||
| DAIMLER TRUCK HOLDING AG | ||||||||||||||
| Security | D1T3RZ100 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 21-Jun-2023 | ||||||||||||
| ISIN | DE000DTR0CK8 | Agenda | 717191162 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | ||||||||||||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD | Non-Voting | ||||||||||||
| PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | ||||||||||||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER’S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2022 | Non-Voting | ||||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.30 PER SHARE | Management | No Action | |||||||||||
| 3.1 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER MARTIN DAUM FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 3.2 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER JOCHEN GOETZ FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 3.3 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER KARL DEPPEN FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 3.4 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER DR. ANDREAS GORBACH FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 3.5 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER JUERGEN HARTWIG FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 3.6 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER JOHN O’LEARY FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 3.7 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER KARIN RADSTROEM FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 3.8 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER STEPHAN UNGER FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.1 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER JOE KAESER FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.2 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MICHAEL BRECHT FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.3 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MICHAEL BROSNAN FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.4 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER BRUNO BUSCHBACHER FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.5 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER RAYMOND CURRY (FROM NOV. 22, 2022) FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.6 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER HARALD DORN (UNTIL NOV. 22, 2022) FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.7 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER JACQUES ESCULIER FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.8 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER AKIHIRO ETO FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.9 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER LAURA IPSEN FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.10 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER RENATA JUNGO BRUENGGER FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.11 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER CARMEN KLITZSCH-MUELLER FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.12 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER JOERG KOEHLINGER FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.13 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER JOHN KRAFCIK FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.14 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER JOERG LORZ FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.15 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER CLAUDIA PETER (UNTIL NOV. 22, 2022) FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.16 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER ANDREA REITH FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.17 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER PROF. DR. H.C. MARTIN H. RICHENHAGEN FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.18 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER ANDREA SEIDEL (FROM NOV. 22, 2022) FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.19 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MARIE WIECK FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.20 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER HARALD WILHELM FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.21 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER ROMAN ZITZELSBERGER FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4.22 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER THOMAS ZWICK FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 5.1 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2023 | Management | No Action | |||||||||||
| 5.2 | RATIFY KPMG AG AS AUDITORS FOR A REVIEW OF INTERIM FINANCIAL STATEMENTS FOR FISCAL YEAR 2024 UNTIL THE NEXT AGM | Management | No Action | |||||||||||
| 6 | APPROVE REMUNERATION POLICY | Management | No Action | |||||||||||
| 7 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||||
| 8.1 | APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS UNTIL 2025 | Management | No Action | |||||||||||
| 8.2 | AMEND ARTICLES RE: PARTICIPATION OF SUPERVISORY BOARD MEMBERS IN THE ANNUAL GENERAL MEETING BY MEANS OF AUDIO AND VIDEO TRANSMISSION | Management | No Action | |||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 09 MAY 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||||
| CMMT | 09 MAY 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON | Non-Voting | ||||||||||||
| THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||||
| CMMT | 10 MAY 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS-AND MODIFICATION OF TEXT OF RESOLUTIONS 3.4, 4.10, 4.17. IF YOU HAVE ALREADY-SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| YAKULT HONSHA CO.,LTD. | ||||||||||||||
| Security | J95468120 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 21-Jun-2023 | ||||||||||||
| ISIN | JP3931600005 | Agenda | 717312451 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||
| 1.1 | Appoint a Director Narita, Hiroshi | Management | For | For | ||||||||||
| 1.2 | Appoint a Director Wakabayashi, Hiroshi | Management | For | For | ||||||||||
| 1.3 | Appoint a Director Doi, Akifumi | Management | For | For | ||||||||||
| 1.4 | Appoint a Director Imada, Masao | Management | For | For | ||||||||||
| 1.5 | Appoint a Director Hirano, Koichi | Management | For | For | ||||||||||
| 1.6 | Appoint a Director Yasuda, Ryuji | Management | For | For | ||||||||||
| 1.7 | Appoint a Director Tobe, Naoko | Management | For | For | ||||||||||
| 1.8 | Appoint a Director Shimbo, Katsuyoshi | Management | For | For | ||||||||||
| 1.9 | Appoint a Director Nagasawa, Yumiko | Management | For | For | ||||||||||
| 1.10 | Appoint a Director Akutsu, Satoshi | Management | For | For | ||||||||||
| 1.11 | Appoint a Director Naito, Manabu | Management | For | For | ||||||||||
| 1.12 | Appoint a Director Nagira, Masatoshi | Management | For | For | ||||||||||
| 1.13 | Appoint a Director Hoshiko, Hideaki | Management | For | For | ||||||||||
| 1.14 | Appoint a Director Shimada, Junichi | Management | For | For | ||||||||||
| 1.15 | Appoint a Director Matthew Digby | Management | For | For | ||||||||||
| 2 | Approve Details of the Restricted-Stock Compensation to be received by Directors (Excluding Outside Directors and Part-time Directors) | Management | For | For | ||||||||||
| 3 | Approve Details of the Compensation to be received by Corporate Auditors | Management | For | For | ||||||||||
| LANDIS+GYR GROUP AG | ||||||||||||||
| Security | H893NZ107 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 22-Jun-2023 | ||||||||||||
| ISIN | CH0371153492 | Agenda | 717311562 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION-MAY BE REJECTED. | Non-Voting | ||||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 929453 DUE TO RECEIVED-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. | Non-Voting | ||||||||||||
| 1 | 2022 ANNUAL REPORT AND FINANCIAL STATEMENTS . APPROPRIATION OF RESULTS | Management | No Action | |||||||||||
| 2.1 | APPROPRIATION OF ACCUMULATED DEFICIT | Management | No Action | |||||||||||
| 2.2 | DISTRIBUTION FROM STATUTORY CAPITAL RESERVES | Management | No Action | |||||||||||
| 3 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE GROUP EXECUTIVE MANAGEMENT | Management | No Action | |||||||||||
| 4.1 | 2022 REMUNERATION REPORT (CONSULTATIVE VOTE) | Management | No Action | |||||||||||
| 4.2 | MAXIMUM AGGREGATE REMUNERATION FOR THE BOARD OF DIRECTORS FOR THE TERM OF OFFICE UNTIL THE 2024 GENERAL MEETING (BINDING VOTE) | Management | No Action | |||||||||||
| 4.3 | MAXIMUM AGGREGATE REMUNERATION FOR THE GROUP EXECUTIVE MANAGEMENT FOR THE FINANCIAL YEAR 2024 STARTING APRIL 1, 2024 AND ENDING MARCH 31, 2025 (BINDING VOTE) | Management | No Action | |||||||||||
| 5.1.1 | RE-ELECTION OF MEMBERS OF THE BOARD OF DIRECTOR: ANDREAS UMBACH | Management | No Action | |||||||||||
| 5.1.2 | RE-ELECTION OF MEMBERS OF THE BOARD OF DIRECTOR: ERIC ELZVIK | Management | No Action | |||||||||||
| 5.1.3 | RE-ELECTION OF MEMBERS OF THE BOARD OF DIRECTOR: PETER MAINZ | Management | No Action | |||||||||||
| 5.1.4 | RE-ELECTION OF MEMBERS OF THE BOARD OF DIRECTOR: ANDREAS SPREITER | Management | No Action | |||||||||||
| 5.1.5 | RE-ELECTION OF MEMBERS OF THE BOARD OF DIRECTOR: CHRISTINA STERCKEN | Management | No Action | |||||||||||
| 5.1.6 | RE-ELECTION OF MEMBERS OF THE BOARD OF DIRECTOR: LAUREEN TOLSON | Management | No Action | |||||||||||
| 5.2.1 | ELECTION OF NEW MEMBER OF THE BOARD OF DIRECTOR: PETER CHRISTOPHER V. BASON | Management | No Action | |||||||||||
| 5.2.2 | ELECTION OF NEW MEMBER OF THE BOARD OF DIRECTOR: AUDREY ZIBLEMAN | Management | No Action | |||||||||||
| 5.3 | RE-ELECTION OF THE CHAIROF THE BOARD OF DIRECTOR: ANDREAS UMBACH | Management | No Action | |||||||||||
| 5.4.1 | RE-ELECTION OF THE MEMBERS OF THE REMUNERATION COMMITTEE: ERIC ELZVIK | Management | No Action | |||||||||||
| 5.4.2 | RE-ELECTION OF THE MEMBERS OF THE REMUNERATION COMMITTEE: PETER MAINZ | Management | No Action | |||||||||||
| 5.4.3 | RE-ELECTION OF THE MEMBERS OF THE REMUNERATION COMMITTEE: LAUREEN TOLSON | Management | No Action | |||||||||||
| 5.5 | RE-ELECTION OF THE STATUTORY AUDITORS: PRICEWATERHOUSECOOPERS AG, ZUG | Management | No Action | |||||||||||
| 5.6 | RE-ELECTION OF THE INDEPENDENT PROXY: ADROIT ATTORNEYS, ZURICH | Management | No Action | |||||||||||
| 6.1 | AMENDMENT OF THE ARTICLES OF ASSOCIATION: AMENDMENT OF COMPANY PURPOSE . CAPITAL BAND | Management | No Action | |||||||||||
| 6.2.1 | AMENDMENT OF THE ARTICLES OF ASSOCIATION: ABOLISHMENT OF AUTHORIZED CAPITAL IN ARTICLE 3C | Management | No Action | |||||||||||
| 6.2.2 | AMENDMENT OF THE ARTICLES OF ASSOCIATION: INDTRODUCTION OF CAPITAL BAND IN ARTICLE 3C | Management | No Action | |||||||||||
| 6.3.1 | AMENDMENTS RELATING TO GENERAL MEETING: ITEMS REQUIRING A SIMPLE VOTING MAJORITY | Management | No Action | |||||||||||
| 6.3.2 | AMENDMENTS RELATING TO GENERAL MEETING: ITEMS REQUIRING A QUALIFIED VOTING MAJORITY | Management | No Action | |||||||||||
| 6.4 | AMENDMENTS RELATING TO THE BOARD OF DIRECTORS AND THE EXECUTIVE MANAGEMENT | Management | No Action | |||||||||||
| 6.5 | OTHER AMENDMENTS | Management | No Action | |||||||||||
| 7 | PROPOSALS ON ADDITIONAL AGENDA ITEMS OR AMENDED PROPOSALS FROM THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 8 | PROPOSALS ON ADDITIONAL AGENDA ITEMS OR AMENDED PROPOSALS FROM SHAREHOLDERS | Shareholder | No Action | |||||||||||
| YASHILI INTERNATIONAL HOLDINGS LTD | ||||||||||||||
| Security | G98340105 | Meeting Type | Court Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 23-Jun-2023 | ||||||||||||
| ISIN | KYG983401053 | Agenda | 717319722 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2023/ 0531/2023053100015.pdf- https://www1.hkexnews.hk/listedco/listconews/sehk/2023/ 0531/2023053100033.pdf | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||
| 1 | FOR THE PURPOSE OF CONSIDERING AND, IF THOUGHT FIT, APPROVING THE SCHEME OF ARRANGEMENT (WITH OR WITHOUT MODIFICATIONS) (THE “SCHEME”) BETWEEN YASHILI AND THE SCHEME SHAREHOLDERS AND AT THE COURT MEETING (OR AT ANY ADJOURNMENT THEREOF) | Management | For | For | ||||||||||
| YASHILI INTERNATIONAL HOLDINGS LTD | ||||||||||||||
| Security | G98340105 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 23-Jun-2023 | ||||||||||||
| ISIN | KYG983401053 | Agenda | 717319746 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2023/ 0531/2023053100023.pdf- https://www1.hkexnews.hk/listedco/listconews/sehk/2023/ 0531/2023053100035.pdf | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||
| 1 | THAT FOR THE PURPOSE OF GIVING EFFECT TO THE SCHEME OF ARRANGEMENT BETWEEN YASHILI AND THE SCHEME SHAREHOLDERS (AS DEFINED IN THE SCHEME DOCUMENT) (THE SCHEME) AS SET OUT IN THE SCHEME DOCUMENT OF YASHILI DATED MAY 31, 2023 (THE SCHEME DOCUMENT) AND SUBJECT TO THE APPROVAL OF THE SCHEME BY THE SCHEME SHAREHOLDERS AT THE COURT MEETING (AS DEFINED IN THE SCHEME DOCUMENT), ON THE SCHEME EFFECTIVE DATE (AS DEFINED IN THE SCHEME DOCUMENT), ANY REDUCTION OF THE ISSUED SHARE CAPITAL OF YASHILI ASSOCIATED WITH THE CANCELLATION OF THE SCHEME SHARES (AS DEFINED IN THE SCHEME DOCUMENT) BE AND IS HEREBY APPROVED | Management | For | For | ||||||||||
| 2 | THAT: (A) SUBJECT TO AND SIMULTANEOUSLY WITH THE CANCELLATION OF THE SCHEME SHARES, THE MAINTENANCE OF THE ISSUED SHARE CAPITAL OF YASHILI AT THE AMOUNT PRIOR TO THE CANCELLATION OF THE SCHEME SHARES BY APPLYING THE RESERVE CREATED AS A RESULT OF THE AFORESAID CANCELLATION OF THE SCHEME SHARES TO PAY UP IN FULL AT PAR SUCH NUMBER OF NEW YASHILI SHARES (AS DEFINED IN THE SCHEME DOCUMENT) AS IS EQUAL TO THE NUMBER OF SCHEME SHARES CANCELLED FOR ISSUANCE TO STAR FUTURE INVESTMENT COMPANY LIMITED BE AND IS HEREBY APPROVED; AND THAT THE DIRECTORS OF YASHILI BE AND ARE HEREBY AUTHORIZED TO ALLOT AND ISSUE SUCH NEW YASHILI SHARES ACCORDINGLY; (B) SUBJECT TO THE SCHEME TAKING EFFECT, THE WITHDRAWAL OF LISTING OF THE YASHILI SHARES ON THE STOCK EXCHANGE OF HONG KONG LIMITED (THE STOCK EXCHANGE) BE AND IS | Management | For | For | ||||||||||
| HEREBY APPROVED; AND (C) THE DIRECTORS OF YASHILI BE AND ARE HEREBY UNCONDITIONALLY AUTHORIZED TO DO ALL ACTS AND THINGS AND/OR SIGN ALL SUCH DOCUMENTS AS CONSIDERED BY THEM TO BE NECESSARY FOR OR DESIRABLE IN CONNECTION WITH THE IMPLEMENTATION OF THE PRIVATIZATION PROPOSAL (AS DEFINED IN THE SCHEME DOCUMENT) AND THE SCHEME, INCLUDING (WITHOUT LIMITATION) (I) THE MAKING OF AN APPLICATION TO THE STOCK EXCHANGE FOR THE WITHDRAWAL OF THE LISTING OF THE YASHILI SHARES ON THE STOCK EXCHANGE, SUBJECT TO THE SCHEME TAKING EFFECT; (II) ANY REDUCTION OF THE ISSUED SHARE CAPITAL OF YASHILI; (III) THE ALLOTMENT AND ISSUE OF THE YASHILI SHARES REFERRED TO ABOVE; AND (IV) THE GIVING, ON BEHALF OF YASHILI, OF CONSENT TO ANY MODIFICATION OF, OR ADDITION TO, THE SCHEME, WHICH THE GRAND COURT OF THE CAYMAN ISLANDS MAY SEE FIT TO IMPOSE AND TO DO ALL OTHER ACTS AND THINGS AND/OR SIGN ALL SUCH OTHER DOCUMENTS CONSIDERED BY THEM TO BE NECESSARY FOR OR DESIRABLE IN CONNECTION WITH THE IMPLEMENTATION OF THE SCHEME AND IN RELATION TO THE PROPOSED PRIVATIZATION OF YASHILI BY STAR FUTURE INVESTMENT COMPANY LIMITED BY WAY OF THE SCHEME AS A WHOLE | ||||||||||||||
| RESONA HOLDINGS, INC. | ||||||||||||||
| Security | J6448E106 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 23-Jun-2023 | ||||||||||||
| ISIN | JP3500610005 | Agenda | 717368941 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||
| 1.1 | Appoint a Director Minami, Masahiro | Management | For | For | ||||||||||
| 1.2 | Appoint a Director Ishida, Shigeki | Management | For | For | ||||||||||
| 1.3 | Appoint a Director Noguchi, Mikio | Management | For | For | ||||||||||
| 1.4 | Appoint a Director Oikawa, Hisahiko | Management | For | For | ||||||||||
| 1.5 | Appoint a Director Baba, Chiharu | Management | For | For | ||||||||||
| 1.6 | Appoint a Director Iwata, Kimie | Management | For | For | ||||||||||
| 1.7 | Appoint a Director Egami, Setsuko | Management | For | For | ||||||||||
| 1.8 | Appoint a Director Ike, Fumihiko | Management | For | For | ||||||||||
| 1.9 | Appoint a Director Nohara, Sawako | Management | For | For | ||||||||||
| 1.10 | Appoint a Director Yamauchi, Masaki | Management | For | For | ||||||||||
| 1.11 | Appoint a Director Tanaka, Katsuyuki | Management | For | For | ||||||||||
| 1.12 | Appoint a Director Yasuda, Ryuji | Management | For | For | ||||||||||
| KIKKOMAN CORPORATION | ||||||||||||||
| Security | J32620106 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 27-Jun-2023 | ||||||||||||
| ISIN | JP3240400006 | Agenda | 717320282 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
| 2.1 | Appoint a Director Mogi, Yuzaburo | Management | For | For | ||||||||||
| 2.2 | Appoint a Director Horikiri, Noriaki | Management | For | For | ||||||||||
| 2.3 | Appoint a Director Nakano, Shozaburo | Management | For | For | ||||||||||
| 2.4 | Appoint a Director Shimada, Masanao | Management | For | For | ||||||||||
| 2.5 | Appoint a Director Mogi, Osamu | Management | For | For | ||||||||||
| 2.6 | Appoint a Director Matsuyama, Asahi | Management | For | For | ||||||||||
| 2.7 | Appoint a Director Kamiyama, Takao | Management | For | For | ||||||||||
| 2.8 | Appoint a Director Fukui, Toshihiko | Management | For | For | ||||||||||
| 2.9 | Appoint a Director Inokuchi, Takeo | Management | For | For | ||||||||||
| 2.10 | Appoint a Director Iino, Masako | Management | For | For | ||||||||||
| 2.11 | Appoint a Director Sugiyama, Shinsuke | Management | For | For | ||||||||||
| 3 | Appoint a Substitute Corporate Auditor Endo, Kazuyoshi | Management | For | For | ||||||||||
| VEON LTD | ||||||||||||||
| Security | 91822M502 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VEON | Meeting Date | 29-Jun-2023 | |||||||||||
| ISIN | US91822M5022 | Agenda | 935891994 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | That the size of the Board members be and is decreased from twelve to seven directors | Management | For | For | ||||||||||
| 2. | That bye-law 42.1 of the Company’s bye-laws adopted 10 June 2021 be revised and restated as follows: “The Board shall consist of such number of Directors being not less than five Directors and not more than nine Directors, as the Board shall from time to time determine subject to approval by a resolution of the Company passed by Shareholders representing a simple majority of the total voting rights of the Shareholders, who (being entitled to do so) vote in person or by proxy on the resolution” | Management | For | For | ||||||||||
| 3. | That bye-law 43 of the Company’s bye-laws adopted 10 June 2021 be revised and restated as follows: “The Board shall from time to time delegate certain of its powers to committees consisting of members of the Board, including a committee or committees with responsibility for audit, Board nomination and compensation, and such other committee as the Board deems necessary or appropriate. Each such committee shall have such name, composition, powers and responsibilities as set by the Board in such committee’s charter.” | Management | For | For | ||||||||||
| 4.1 | That Augie K. Fabela II be and is hereby appointed as a director of the Company. | Management | For | |||||||||||
| 4.2 | That Yaroslav Glazunov be and is hereby appointed as a director of the Company. | Management | For | |||||||||||
| 4.3 | That Andrei Gusev be and is hereby appointed as a director of the Company. | Management | For | |||||||||||
| 4.4 | That Karen Linehan be and is hereby appointed as a director of the Company. | Management | For | |||||||||||
| 4.5 | That Morten Lundal be and is hereby appointed as a director of the Company. | Management | For | |||||||||||
| 4.6 | That Michiel Soeting be and is hereby appointed as a director of the Company. | Management | For | |||||||||||
| 4.7 | That Kaan Terzioglu be and is hereby appointed as a director of the Company. | Management | For | |||||||||||
| TENCENT MUSIC ENTERTAINMENT GROUP | ||||||||||||||
| Security | 88034P109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TME | Meeting Date | 30-Jun-2023 | |||||||||||
| ISIN | US88034P1093 | Agenda | 935885749 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | As an ordinary resolution: to confirm and approve the re- appointment of PricewaterhouseCoopers as the Auditor of the Company for 2023 and to authorize the Audit Committee of the Board of Directors of the Company to fix the Auditor’s remuneration. | Management | For | |||||||||||
| BELLUS HEALTH INC. | ||||||||||||||
| Security | 07987C204 | Meeting Type | Annual and Special Meeting | |||||||||||
| Ticker Symbol | BLU | Meeting Date | 30-Jun-2023 | |||||||||||
| ISIN | CA07987C2040 | Agenda | 935889230 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A | Election of Director - Dr. Francesco Bellini, O.C. | Management | For | For | ||||||||||
| 1B | Election of Director - Roberto Bellini | Management | For | For | ||||||||||
| 1C | Election of Director - Dr. Youssef L. Bennani | Management | For | For | ||||||||||
| 1D | Election of Director - Franklin M. Berger, CFA | Management | For | For | ||||||||||
| 1E | Election of Director - Dr. Clarissa Desjardins | Management | For | For | ||||||||||
| 1F | Election of Director - Pierre Larochelle | Management | For | For | ||||||||||
| 1G | Election of Director - Dr. William Mezzanotte | Management | For | For | ||||||||||
| 1H | Election of Director - Joseph Rus | Management | For | For | ||||||||||
| 2 | Appointment of KPMG LLP as Auditors of the Company for the ensuing year and authorizing the Audit Committee to fix their remuneration. | Management | For | For | ||||||||||
| 3 | Ratification and confirmation of a resolution approving the unallocated options under the Stock Option Plan. | Management | Against | Against | ||||||||||
|
ProxyEdge Meeting Date Range: 07/01/2022 - 06/30/2023 Gabelli Global Mini Mites Fund |
Report Date: 07/01/2023 1 |
Investment Company Report
| ASPEN GROUP, INC. | ||||||||||||||
| Security | 04530L203 | Meeting Type | Special | |||||||||||
| Ticker Symbol | ASPU | Meeting Date | 06-Jul-2022 | |||||||||||
| ISIN | US04530L2034 | Agenda | 935664575 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Approve an increase in the number of authorized shares of Common Stock from 40,000,000 shares to 60,000,000 shares (the “Authorized Share Increase”), and approve a corresponding amendment to the Company’s certificate of incorporation, as amended, to effect the Authorized Share Increase. | Management | For | For | ||||||||||
| 2. | Approve the adjournment of the Special Meeting to a later date or time, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, there are not sufficient votes to approve the Authorized Share Increase. | Management | For | For | ||||||||||
| MODINE MANUFACTURING COMPANY | ||||||||||||||
| Security | 607828100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MOD | Meeting Date | 21-Jul-2022 | |||||||||||
| ISIN | US6078281002 | Agenda | 935682143 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Mr. Neil D. Brinker | Management | For | For | ||||||||||
| 1b. | Election of Director: Ms. Katherine C. Harper | Management | For | For | ||||||||||
| 1c. | Election of Director: Mr. David J. Wilson | Management | For | For | ||||||||||
| 2. | Approval of amendment to the Modine Manufacturing Company 2020 Incentive Compensation Plan. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve of the Company’s named executive officer compensation. | Management | For | For | ||||||||||
| 4. | Ratification of the appointment of the Company’s independent registered public accounting firm. | Management | For | For | ||||||||||
| GRAHAM CORPORATION | ||||||||||||||
| Security | 384556106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GHM | Meeting Date | 27-Jul-2022 | |||||||||||
| ISIN | US3845561063 | Agenda | 935677774 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director: Cari L. Jaroslawsky | Management | For | For | ||||||||||
| 1.2 | Election of Director: Jonathan W. Painter | Management | For | For | ||||||||||
| 2. | To approve, on an advisory basis, the compensation of our named executive officers | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2023 | Management | For | For | ||||||||||
| 4. | To approve Amendment No. 2 to the Employee Stock Purchase Plan | Management | For | For | ||||||||||
| MIND TECHNOLOGY, INC. | ||||||||||||||
| Security | 602566101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MIND | Meeting Date | 28-Jul-2022 | |||||||||||
| ISIN | US6025661017 | Agenda | 935678954 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Peter H. Blum | For | For | |||||||||||
| 2 | Robert P. Capps | For | For | |||||||||||
| 3 | William H. Hilarides | For | For | |||||||||||
| 4 | Thomas S. Glanville | For | For | |||||||||||
| 5 | Nancy J. Harned | For | For | |||||||||||
| 6 | Alan P. Baden | For | For | |||||||||||
| 2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||||||
| 3. | RATIFICATION OF THE SELECTION OF MOSS ADAMS LLP AS MIND TECHNOLOGY, INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2023. | Management | For | For | ||||||||||
| IRRAS AB | ||||||||||||||
| Security | W5169F115 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 03-Aug-2022 | ||||||||||||
| ISIN | SE0008321202 | Agenda | 715863975 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||||
| 1 | ELECTION OF CHAIRMAN OF THE MEETING | Non-Voting | ||||||||||||
| 2 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||||
| 3 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||||
| 4 | ELECTION OF ONE OR TWO PERSONS WHO SHALL APPROVE THE MINUTES OF THE MEETING | Non-Voting | ||||||||||||
| 5 | DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||||
| 6 | RESOLUTION ON AMENDMENT OF THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
| 7 | APPROVAL OF THE RESOLUTION BY THE BOARD OF DIRECTORS TO ISSUE NEW SHARES WITH PREFERENTIAL RIGHTS FOR THE SHAREHOLDERS | Management | No Action | |||||||||||
| 8 | RESOLUTION TO IMPLEMENT AN INCENTIVE SCHEME (LTIP 2022) | Management | No Action | |||||||||||
| 9 | RESOLUTION IN RESPECT OF AUTHORISATION FOR THE BOARD OF DIRECTORS TO RESOLVE TO ISSUE SHARES, WARRANTS AND/OR CONVERTIBLE BONDS | Management | No Action | |||||||||||
| CMMT | 06 JUL 2022: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
| CMMT | 13 JUL 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT-AND ADDITION OF RESOLUTION 10. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE-DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.-THANK YOU | Non-Voting | ||||||||||||
| 10 | CLOSE MEETING | Non-Voting | ||||||||||||
| ASSETCO PLC | ||||||||||||||
| Security | G0548C113 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 10-Aug-2022 | ||||||||||||
| ISIN | GB00B42VYZ16 | Agenda | 715944686 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | APPROVE SHARE SUB-DIVISION | Management | For | For | ||||||||||
| 2 | APPROVE CANCELLATION OF THE SHARE PREMIUM ACCOUNT | Management | For | For | ||||||||||
| RESERVOIR MEDIA, INC. | ||||||||||||||
| Security | 76119X105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | RSVR | Meeting Date | 15-Aug-2022 | |||||||||||
| ISIN | US76119X1054 | Agenda | 935684399 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Helima Croft | Management | For | For | ||||||||||
| 1b. | Election of Director: Neil de Gelder | Management | For | For | ||||||||||
| 1c. | Election of Director: Rell Lafargue | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm. | Management | For | For | ||||||||||
| LIFEWAY FOODS, INC. | ||||||||||||||
| Security | 531914109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LWAY | Meeting Date | 31-Aug-2022 | |||||||||||
| ISIN | US5319141090 | Agenda | 935696623 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director: Julie Smolyansky | Management | For | For | ||||||||||
| 1.2 | Election of Director: Juan Carlos Dalto | Management | For | For | ||||||||||
| 1.3 | Election of Director: Jody Levy | Management | For | For | ||||||||||
| 1.4 | Election of Director: Dorri McWhorter | Management | For | For | ||||||||||
| 1.5 | Election of Director: Perfecto Sanchez | Management | For | For | ||||||||||
| 1.6 | Election of Director: Jason Scher | Management | For | For | ||||||||||
| 1.7 | Election of Director: Pol Sikar | Management | For | For | ||||||||||
| 1.8 | Election of Director: Ludmila Smolyansky | Management | For | For | ||||||||||
| 2. | The approval, by non-binding advisory vote, of executive compensation. | Management | For | For | ||||||||||
| 3. | The authorization of Lifeway’s 2022 Omnibus Incentive Plan. | Management | Against | Against | ||||||||||
| 4. | The authorization of Lifeway’s 2022 Non-Employee Director Equity and Deferred Compensation Plan. | Management | Against | Against | ||||||||||
| 5. | The authorization of the issuance of common stock upon settlement of RSUs into which certain fiscal 2021 compensation of non-employee directors was converted. | Management | For | For | ||||||||||
| DAKTRONICS, INC. | ||||||||||||||
| Security | 234264109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DAKT | Meeting Date | 07-Sep-2022 | |||||||||||
| ISIN | US2342641097 | Agenda | 935698754 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Kevin P. McDermott | For | For | |||||||||||
| 2 | Andrew Siegel | For | For | |||||||||||
| 2. | Advisory non-binding approval of executive compensation. | Management | For | For | ||||||||||
| 3. | To ratify the appointment by the Audit Committee of the Board of Directors of Deloitte & Touche, LLP as our independent registered public accounting firm for the Company for fiscal 2023. | Management | For | For | ||||||||||
| 4. | To approve an amendment to our Employee Stock Purchase Plan. | Management | For | For | ||||||||||
| 5. | To approve our shareholder Rights Agreement. | Management | Against | Against | ||||||||||
| MOTORCAR PARTS OF AMERICA, INC. | ||||||||||||||
| Security | 620071100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MPAA | Meeting Date | 08-Sep-2022 | |||||||||||
| ISIN | US6200711009 | Agenda | 935693146 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Selwyn Joffe | Management | For | For | ||||||||||
| 1b. | Election of Director: Dr. David Bryan | Management | For | For | ||||||||||
| 1c. | Election of Director: Rudolph J. Borneo | Management | For | For | ||||||||||
| 1d. | Election of Director: Joseph Ferguson | Management | For | For | ||||||||||
| 1e. | Election of Director: Philip Gay | Management | For | For | ||||||||||
| 1f. | Election of Director: Jeffrey Mirvis | Management | For | For | ||||||||||
| 1g. | Election of Director: Jamy P. Rankin | Management | For | For | ||||||||||
| 1h. | Election of Director: Patricia (Tribby) W. Warfield | Management | For | For | ||||||||||
| 1i. | Election of Director: Barbara L. Whittaker | Management | For | For | ||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accountants for the fiscal year ending March 31, 2023. | Management | For | For | ||||||||||
| 3. | To vote on an advisory (non-binding) proposal to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
| 4. | The Motorcar Parts of America, Inc. 2022 Incentive Award Plan. | Management | Against | Against | ||||||||||
| CAPSTONE GREEN ENERGY CORPORATION | ||||||||||||||
| Security | 14067D508 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CGRN | Meeting Date | 12-Sep-2022 | |||||||||||
| ISIN | US14067D5086 | Agenda | 935694996 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Robert C. Flexon | For | For | |||||||||||
| 2 | Darren R. Jamison | For | For | |||||||||||
| 3 | Yon Y. Jorden | For | For | |||||||||||
| 4 | Robert F. Powelson | For | For | |||||||||||
| 5 | Denise Wilson | For | For | |||||||||||
| 6 | Ping Fu | For | For | |||||||||||
| 2. | Approve an amendment to increase the number of shares available for issuance under the Capstone Green Energy Corporation 2017 Equity Incentive Plan by 600,000. | Management | Against | Against | ||||||||||
| 3. | Advisory vote on the compensation of the Company’s named executive officers as presented in the proxy statement. | Management | For | For | ||||||||||
| 4. | Ratification of the amendment to the Company’s Rights Agreement with Broadridge Financial Solutions, Inc., as rights agent, dated as of May 6, 2019 (the “NOL Rights Agreement”), extending the Final Expiration Date under the NOL Rights Agreement from May 6, 2022 to May 6, 2025. | Management | For | For | ||||||||||
| 5. | Ratification of the appointment of Marcum LLP as the Company’s independent registered public accounting firm for the fiscal year ending March 31, 2023. | Management | For | For | ||||||||||
| NATHAN’S FAMOUS, INC. | ||||||||||||||
| Security | 632347100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NATH | Meeting Date | 13-Sep-2022 | |||||||||||
| ISIN | US6323471002 | Agenda | 935693211 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Robert J. Eide | For | For | |||||||||||
| 2 | Eric Gatoff | For | For | |||||||||||
| 3 | Brian S. Genson | For | For | |||||||||||
| 4 | Barry Leistner | For | For | |||||||||||
| 5 | Andrew Levine | For | For | |||||||||||
| 6 | Howard M. Lorber | For | For | |||||||||||
| 7 | Wayne Norbitz | For | For | |||||||||||
| 8 | A.F. Petrocelli | For | For | |||||||||||
| 9 | Charles Raich | For | For | |||||||||||
| 2. | Ratification of the appointment of Marcum LLP as the independent registered public accounting firm of Nathan’s Famous, Inc. for fiscal 2023. | Management | For | For | ||||||||||
| ALITHYA GROUP INC. | ||||||||||||||
| Security | 01643B106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ALYA | Meeting Date | 14-Sep-2022 | |||||||||||
| ISIN | CA01643B1067 | Agenda | 935696801 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | Dana Ades-Landy | For | For | |||||||||||
| 2 | André P. Brosseau | For | For | |||||||||||
| 3 | Robert Comeau | For | For | |||||||||||
| 4 | Mélissa Gilbert | For | For | |||||||||||
| 5 | Lucie Martel | For | For | |||||||||||
| 6 | Paul Raymond | For | For | |||||||||||
| 7 | James B. Renacci | For | For | |||||||||||
| 8 | Ghyslain Rivard | For | For | |||||||||||
| 9 | C. Lee Thomas | For | For | |||||||||||
| 10 | Pierre Turcotte | For | For | |||||||||||
| 2 | To appoint KPMG LLP as auditor of the Company and authorize the Board to fix their remuneration. | Management | For | For | ||||||||||
| ASSETCO PLC | ||||||||||||||
| Security | ADPV56401 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 28-Sep-2022 | ||||||||||||
| ISIN | GB00BQ2K3557 | Agenda | 716103863 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO 793468 DUE TO RECEIVED SEDOL NEEDS-TO BE ADDED. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS- MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT-GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS-ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED-PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW-AMENDED MEETING. THANK YOU. | Non-Voting | ||||||||||||
| 1 | THAT THE COMPANY BE AUTHORISED TO MAKE MARKET PURCHASES | Management | For | For | ||||||||||
| RICHARDSON ELECTRONICS, LTD. | ||||||||||||||
| Security | 763165107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | RELL | Meeting Date | 04-Oct-2022 | |||||||||||
| ISIN | US7631651079 | Agenda | 935703860 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Edward J. Richardson | For | For | |||||||||||
| 2 | Paul J. Plante | For | For | |||||||||||
| 3 | Jacques Belin | For | For | |||||||||||
| 4 | James Benham | For | For | |||||||||||
| 5 | Kenneth Halverson | For | For | |||||||||||
| 6 | Robert Kluge | For | For | |||||||||||
| 7 | Wendy Diddell | For | For | |||||||||||
| 2. | To ratify the selection of BDO USA, LLP as the Company’s independent registered public accounting firm for fiscal 2023. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, the compensation of the Company’s Named Executive Officers. | Management | For | For | ||||||||||
| CIRCOR INTERNATIONAL, INC. | ||||||||||||||
| Security | 17273K109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CIR | Meeting Date | 04-Oct-2022 | |||||||||||
| ISIN | US17273K1097 | Agenda | 935710841 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Samuel R. Chapin | Management | For | For | ||||||||||
| 1b. | Election of Director: Tina M. Donikowski | Management | For | For | ||||||||||
| 1c. | Election of Director: Bruce Lisman | Management | For | For | ||||||||||
| 1d. | Election of Director: Helmuth Ludwig | Management | For | For | ||||||||||
| 1e. | Election of Director: John (Andy) O’Donnell | Management | For | For | ||||||||||
| 1f. | Election of Director: Jill D. Smith | Management | For | For | ||||||||||
| 2. | To ratify the selection by the Audit Committee of the Company’s Board of Directors of Ernst & Young LLP as the Company’s independent auditors for the fiscal year ending December 31, 2022. | Management | For | For | ||||||||||
| 3. | To consider an advisory vote approving the compensation of the Company’s Named Executive Officers. | Management | For | For | ||||||||||
| STRATTEC SECURITY CORPORATION | ||||||||||||||
| Security | 863111100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | STRT | Meeting Date | 11-Oct-2022 | |||||||||||
| ISIN | US8631111007 | Agenda | 935708668 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Tina Chang | No Action | ||||||||||||
| 2 | Frank J. Krejci | No Action | ||||||||||||
| 2. | To approve the non-binding advisory proposal on executive compensation. | Management | No Action | |||||||||||
| THE L.S. STARRETT COMPANY | ||||||||||||||
| Security | 855668109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SCX | Meeting Date | 19-Oct-2022 | |||||||||||
| ISIN | US8556681091 | Agenda | 935709420 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director for Class A Stockholder: Charles J. Alpuche | Management | For | For | ||||||||||
| 1.2 | Election of Director for Class A and B Stockholder: Scott W. Sproule | Management | Withheld | Against | ||||||||||
| 2. | To approve The L.S. Starrett Company 2022 Employees’ Stock Purchase Plan. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Grant Thornton LLP as the Company’s independent registered public accounting firm for fiscal year 2023. | Management | For | For | ||||||||||
| TWIN DISC, INCORPORATED | ||||||||||||||
| Security | 901476101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TWIN | Meeting Date | 27-Oct-2022 | |||||||||||
| ISIN | US9014761012 | Agenda | 935706044 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | JOHN H. BATTEN | For | For | |||||||||||
| 2 | JULIANN LARIMER | For | For | |||||||||||
| 3 | KEVIN M. OLSEN | For | For | |||||||||||
| 2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE CORPORATION’S NAMED EXECUTIVE OFFICERS | Management | For | For | ||||||||||
| 3. | RATIFY THE APPOINTMENT OF RSM US LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR JUNE 30, 2023 | Management | For | For | ||||||||||
| LIFECORE BIOMEDICAL, INC | ||||||||||||||
| Security | 514766104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LNDC | Meeting Date | 01-Nov-2022 | |||||||||||
| ISIN | US5147661046 | Agenda | 935717136 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Katrina L. Houde | For | For | |||||||||||
| 2 | Nelson Obus | For | For | |||||||||||
| 3 | Jeffrey L. Edwards | For | For | |||||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MAY 28, 2023. | Management | For | For | ||||||||||
| 3. | APPROVAL OF THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||
| 4. | APPROVAL OF A PROPOSED AMENDMENT OF THE COMPANY’S 2019 STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK THAT CAN BE ISSUED THEREUNDER BY 759,797 SHARES. | Management | Against | Against | ||||||||||
| TEAM, INC. | ||||||||||||||
| Security | 878155100 | Meeting Type | Special | |||||||||||
| Ticker Symbol | TISI | Meeting Date | 08-Nov-2022 | |||||||||||
| ISIN | US8781551002 | Agenda | 935714976 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Approval of an amendment to the Company’s Amended and Restated Certificate of Incorporation to effect an increase in the total number of authorized shares of common stock, par value $0.30 per share (“Common Stock”) of the Company from 60,000,000 shares to 120,000,000 shares of Common Stock. | Management | For | For | ||||||||||
| 2. | Approval of an amendment to the Company’s Amended and Restated Certificate of Incorporation, at the discretion of the Board, to effect a reverse stock split of issued and outstanding shares of Common Stock, which would combine a whole number of outstanding shares of Common Stock in a range of not less than 1:6 shares & not more than 1:10 shares, into 1 share of Common Stock, & reduce the number of outstanding shares of Common Stock & a corresponding reduction in the total number of authorized shares of Common Stock in proportion to the reduction of issued shares. | Management | For | For | ||||||||||
| 3. | Approval of an amendment to the Company’s Amended and Restated Certificate of Incorporation to update the exculpation provision. | Management | For | For | ||||||||||
| 4. | Approval to adjourn the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to approve Proposal One, Proposal Two or Proposal Three. | Management | For | For | ||||||||||
| CORBY SPIRIT AND WINE LIMITED | ||||||||||||||
| Security | 218349108 | Meeting Type | Annual and Special Meeting | |||||||||||
| Ticker Symbol | CBYDF | Meeting Date | 09-Nov-2022 | |||||||||||
| ISIN | CA2183491083 | Agenda | 935718429 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A | Election of Director - Juan Alonso | Management | For | For | ||||||||||
| 1B | Election of Director - Lani Montoya | Management | Against | Against | ||||||||||
| 1C | Election of Director - Nicolas Krantz | Management | For | For | ||||||||||
| 1D | Election of Director - Claude Boulay | Management | For | For | ||||||||||
| 1E | Election of Director - Lucio Di Clemente | Management | For | For | ||||||||||
| 1F | Election of Director - George F. McCarthy | Management | For | For | ||||||||||
| 1G | Election of Director - Patricia L. Nielsen | Management | For | For | ||||||||||
| 1H | Election of Director - Helga Reidel | Management | For | For | ||||||||||
| 1I | Election of Director - Kate Thompson | Management | For | For | ||||||||||
| 2 | Appointment of Deloitte LLP as Auditors and the authorization of the Board of Directors to fix their remuneration. | Management | For | For | ||||||||||
| 3 | To approve a special resolution to amend the Articles of the Corporation to decrease the minimum number of directors from eight to five. | Management | For | For | ||||||||||
| ACCURAY INCORPORATED | ||||||||||||||
| Security | 004397105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ARAY | Meeting Date | 10-Nov-2022 | |||||||||||
| ISIN | US0043971052 | Agenda | 935714635 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Anne B. Le Grand | Management | For | For | ||||||||||
| 1b. | Election of Director: Joseph E. Whitters | Management | For | For | ||||||||||
| 2. | To approve an amendment to our 2016 Equity Incentive Plan. | Management | Against | Against | ||||||||||
| 3. | To approve an amendment to our 2007 Employee Stock Purchase Plan to increase the number of shares of common stock authorized for issuance under such plan. | Management | For | For | ||||||||||
| 4. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
| 5. | To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2023. | Management | For | For | ||||||||||
| ELECTROMED, INC. | ||||||||||||||
| Security | 285409108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ELMD | Meeting Date | 11-Nov-2022 | |||||||||||
| ISIN | US2854091087 | Agenda | 935713152 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Stan K. Erickson | For | For | |||||||||||
| 2 | Gregory J. Fluet | For | For | |||||||||||
| 3 | Joseph L. Galatowitsch | For | For | |||||||||||
| 4 | Lee A. Jones | For | For | |||||||||||
| 5 | Kathleen S. Skarvan | For | For | |||||||||||
| 6 | Andrew J. Summers | For | For | |||||||||||
| 7 | Kathleen A. Tune | For | For | |||||||||||
| 8 | Andrea M. Walsh | For | For | |||||||||||
| 2. | To ratify appointment of RSM US LLP as our independent registered public accounting firm. | Management | For | For | ||||||||||
| 3. | To approve, on a non-binding and advisory basis, our executive compensation. | Management | For | For | ||||||||||
| GLATFELTER CORPORATION | ||||||||||||||
| Security | 377320106 | Meeting Type | Special | |||||||||||
| Ticker Symbol | GLT | Meeting Date | 11-Nov-2022 | |||||||||||
| ISIN | US3773201062 | Agenda | 935720892 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Proposal to approve amendments to our Articles of Incorporation and Bylaws to implement a majority voting standard for uncontested director elections. | Management | Abstain | Against | ||||||||||
| 2. | Proposal to approve an amendment to our Articles of Incorporation to eliminate cumulative voting in director elections. | Management | Against | Against | ||||||||||
| 3. | Proposal to approve an amendment to our Bylaws to allow the Board of Directors of the Company (the “Board” or “Board of Directors”) to determine the number of authorized directors by resolution. | Management | For | For | ||||||||||
| 4. | Proposal to approve an amendment to our Bylaws to allow our Board to determine the time and place of the annual meeting. | Management | For | For | ||||||||||
| 5. | Proposal to approve an amendment to our Bylaws to provide for proxy access, which would allow eligible shareholders to include their own nominees for director in the Company’s proxy materials along with the Board’s nominees. | Management | For | For | ||||||||||
| 6. | Proposal to approve amendments to our Bylaws to clarify our voting standards. | Management | For | For | ||||||||||
| STEEL CONNECT, INC. | ||||||||||||||
| Security | 858098106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | STCN | Meeting Date | 15-Nov-2022 | |||||||||||
| ISIN | US8580981061 | Agenda | 935705636 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To approve and adopt the Agreement and Plan of Merger, dated as of June 12, 2022, by and among the Company, Steel Partners Holdings L.P. and SP Merger Sub, Inc. | Management | For | For | ||||||||||
| 2. | To approve an amendment to the Company’s Restated Certificate of Incorporation to clarify that the Merger and the transactions contemplated by the Merger do not constitute a “Liquidation Event” under the Certificate of Designations, Preferences and Rights of the Series C Convertible Preferred Stock of the Company. | Management | For | For | ||||||||||
| 3. | DIRECTOR | Management | ||||||||||||
| 1 | Warren G. Lichtenstein | For | For | |||||||||||
| 2 | Glen M. Kassan | For | For | |||||||||||
| 4. | To approve, on an advisory basis, the compensation of the Company’s Named Executive Officers. | Management | For | For | ||||||||||
| 5. | To ratify the appointment of BDO USA, LLP as the Company’s independent registered public accounting firm for the current fiscal year. | Management | For | For | ||||||||||
| 6. | To approve the adjournment of the Annual Meeting, if necessary, to ensure that any necessary supplement or amendment to the proxy statement accompanying this notice is provided to the Company’s stockholders a reasonable amount of time in advance of the Annual Meeting or to solicit additional proxies if there are insufficient votes at the time of the Annual Meeting to approve adoption of the Agreement and Plan of Merger. | Management | For | For | ||||||||||
| OIL-DRI CORPORATION OF AMERICA | ||||||||||||||
| Security | 677864100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ODC | Meeting Date | 07-Dec-2022 | |||||||||||
| ISIN | US6778641000 | Agenda | 935721539 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Ellen-Blair Chube | For | For | |||||||||||
| 2 | Paul M. Hindsley | For | For | |||||||||||
| 3 | Daniel S. Jaffee | For | For | |||||||||||
| 4 | Michael A. Nemeroff | For | For | |||||||||||
| 5 | George C. Roeth | For | For | |||||||||||
| 6 | Amy L. Ryan | For | For | |||||||||||
| 7 | Allan H. Selig | For | For | |||||||||||
| 8 | Paul E. Suckow | For | For | |||||||||||
| 9 | Lawrence E. Washow | For | For | |||||||||||
| 2. | Ratification of the appointment of Grant Thornton LLP as the Company’s independent auditor for the fiscal year ending July 31, 2023. | Management | For | For | ||||||||||
| TRISTEL PLC | ||||||||||||||
| Security | G9101V103 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 12-Dec-2022 | ||||||||||||
| ISIN | GB00B07RVT99 | Agenda | 716374486 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||||
| 2 | APPROVE FINAL DIVIDEND | Management | For | For | ||||||||||
| 3 | RE-ELECT BRUNO HOLTHOF AS DIRECTOR | Management | For | For | ||||||||||
| 4 | RE-ELECT PAUL SWINNEY AS DIRECTOR | Management | For | For | ||||||||||
| 5 | RE-ELECT ELIZABETH DIXON AS DIRECTOR | Management | For | For | ||||||||||
| 6 | RE-ELECT BART LEEMANS AS DIRECTOR | Management | For | For | ||||||||||
| 7 | RE-ELECT DAVID ORR AS DIRECTOR | Management | For | For | ||||||||||
| 8 | RE-ELECT TOM JENKINS AS DIRECTOR | Management | Against | Against | ||||||||||
| 9 | RE-ELECT ISABEL NAPPER AS DIRECTOR | Management | For | For | ||||||||||
| 10 | RE-ELECT CAROLINE STEPHENS AS DIRECTOR | Management | For | For | ||||||||||
| 11 | APPOINT GRANT THORNTON AS AUDITORS AND AUTHORISE THEIR REMUNERATION | Management | For | For | ||||||||||
| 12 | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||||
| 13 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | Abstain | Against | ||||||||||
| 14 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||||
| 15 | AUTHORISE OFF-MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||||
| CPI AEROSTRUCTURES, INC. | ||||||||||||||
| Security | 125919308 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CVU | Meeting Date | 13-Dec-2022 | |||||||||||
| ISIN | US1259193084 | Agenda | 935726743 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director: Carey Bond | Management | For | For | ||||||||||
| 1.2 | Election of Director: Michael Faber | Management | For | For | ||||||||||
| 1.3 | Election of Director: Dorith Hakim | Management | For | For | ||||||||||
| 2. | Advisory approval of the compensation of the Company’s Named Executive Officers (“Say on Pay”). | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of RSM US LLP as the Company’s independent registered public accounting firm. | Management | For | For | ||||||||||
| S&W SEED COMPANY | ||||||||||||||
| Security | 785135104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SANW | Meeting Date | 14-Dec-2022 | |||||||||||
| ISIN | US7851351046 | Agenda | 935727187 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director: Mark J. Harvey | Management | For | For | ||||||||||
| 1.2 | Election of Director: Mark Herrmann | Management | For | For | ||||||||||
| 1.3 | Election of Director: Alexander C. Matina | Management | For | For | ||||||||||
| 1.4 | Election of Director: Alan D. Willits | Management | For | For | ||||||||||
| 1.5 | Election of Director: Mark W. Wong | Management | For | For | ||||||||||
| 2. | To ratify the selection of Crowe LLP as the Company’s Independent Registered Public Accounting Firm for the fiscal year ending June 30, 2023. | Management | For | For | ||||||||||
| 3. | Advisory vote on compensation of named executive officers. | Management | For | For | ||||||||||
| ASPEN GROUP, INC. | ||||||||||||||
| Security | 04530L203 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ASPU | Meeting Date | 15-Dec-2022 | |||||||||||
| ISIN | US04530L2034 | Agenda | 935733382 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Michael Mathews | For | For | |||||||||||
| 2 | Andrew Kaplan | For | For | |||||||||||
| 3 | Douglas Kass | For | For | |||||||||||
| 4 | Michael Koehneman | For | For | |||||||||||
| 5 | Dr. Joan Prince | For | For | |||||||||||
| 6 | Sanford Rich | For | For | |||||||||||
| 2. | Ratify the selection of Salberg & Company, P.A. as the Company’s independent registered public accounting firm for fiscal year ending April 30, 2023. | Management | For | For | ||||||||||
| 3. | Approve an adjournment of the Annual Meeting to a later date or time, if necessary, to permit further solicitation and vote of proxies if there are not sufficient votes at the time of the Annual Meeting to approve any of the proposals presented for a vote at the Annual Meeting. | Management | For | For | ||||||||||
| VILLAGE SUPER MARKET, INC. | ||||||||||||||
| Security | 927107409 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VLGEA | Meeting Date | 16-Dec-2022 | |||||||||||
| ISIN | US9271074091 | Agenda | 935725905 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Robert Sumas | No Action | ||||||||||||
| 2 | William Sumas | No Action | ||||||||||||
| 3 | John P. Sumas | No Action | ||||||||||||
| 4 | Nicholas Sumas | No Action | ||||||||||||
| 5 | John J. Sumas | No Action | ||||||||||||
| 6 | Kevin Begley | No Action | ||||||||||||
| 7 | Steven Crystal | No Action | ||||||||||||
| 8 | Stephen F. Rooney | No Action | ||||||||||||
| 9 | Perry J. Blatt | No Action | ||||||||||||
| 10 | Prasad Pola | No Action | ||||||||||||
| 2. | Ratification of KPMG LLP as the independent registered public accounting firm for fiscal 2023. | Management | No Action | |||||||||||
| GENIUS SPORTS LIMITED | ||||||||||||||
| Security | G3934V109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GENI | Meeting Date | 19-Dec-2022 | |||||||||||
| ISIN | GG00BMF1JR16 | Agenda | 935746884 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | An ordinary resolution that the annual report, the audited financial statements, the Directors’ report, and the Auditor’s report for the financial year ended 31 December 2021 be received and approved. | Management | For | For | ||||||||||
| 2. | An ordinary resolution seeking approval of the re- appointment of Kimberly Williams-Bradley as a Director of the Company. | Management | For | For | ||||||||||
| 3. | An ordinary resolution seeking approval of the re- appointment of Daniel Burns as a Director of the Company. | Management | For | For | ||||||||||
| 4. | An ordinary resolution for the reappointment of WithumSmith+Brown, PC as Auditor of the Company with respect to its accounts filed with the U.S. Securities and Exchange Commission from the end of the AGM until the end of the next annual general meeting of the Company. | Management | For | For | ||||||||||
| 5. | An ordinary resolution for the reappointment of BDO LLP as Auditor of the Company with respect to its Guernsey statutory accounts from the end of the AGM until the end of the next annual general meeting of the Company. | Management | For | For | ||||||||||
| 6. | An ordinary resolution authorizing the Directors of the Company to determine the remuneration of each Auditor. | Management | For | For | ||||||||||
| 7. | An ordinary resolution that the Company be and is hereby generally and unconditionally authorized, in accordance with section 315 of the Companies (Guernsey) Law, 2008 (as amended) (the “Companies Law”), subject to all applicable legislation and regulations, to make market acquisitions (within the meaning of section 316 of the Companies Law) of its own Shares, on such terms and in such manner as the Directors may from time to time determine and which may be cancelled or held as treasury shares ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||||
| EWORK GROUP AB | ||||||||||||||
| Security | W3287L106 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 20-Dec-2022 | ||||||||||||
| ISIN | SE0002402701 | Agenda | 716418935 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||||
| 1 | OPEN MEETING | Non-Voting | ||||||||||||
| 2 | ELECT CHAIRMAN OF MEETING | Non-Voting | ||||||||||||
| 3 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | ||||||||||||
| 4 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Non-Voting | ||||||||||||
| 5 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | ||||||||||||
| 6 | APPROVE AGENDA OF MEETING | Non-Voting | ||||||||||||
| 7 | APPROVE WARRANT PLAN FOR KEY EMPLOYEES THROUGH ISSUANCE OF 200,000 WARRANTS TO SUBSIDIARY | Management | No Action | |||||||||||
| 8 | APPROVE CREATION OF 10 PERCENT OF POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | Management | No Action | |||||||||||
| 9 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OF REPURCHASED SHARES | Management | No Action | |||||||||||
| 10 | OTHER BUSINESS | Non-Voting | ||||||||||||
| 11 | CLOSE MEETING | Non-Voting | ||||||||||||
| HOTEL CHOCOLAT GROUP PLC | ||||||||||||||
| Security | G4611Y101 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 29-Dec-2022 | ||||||||||||
| ISIN | GB00BYZC3B04 | Agenda | 716430688 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | TO RECEIVE THE REPORT AND ACCOUNTS FOR THE PERIOD ENDED 26 JUNE 2022 | Management | For | For | ||||||||||
| 2 | TO APPROVE THE REMUNERATION REPORT FOR THE PERIOD ENDED 26 JUNE 2022 | Management | Against | Against | ||||||||||
| 3 | TO RE-APPOINT ANDREW MARTIN GERRIE AS A DIRECTOR | Management | For | For | ||||||||||
| 4 | TO RE-APPOINT PETER MARK HARRIS AS A DIRECTOR | Management | For | For | ||||||||||
| 5 | TO RE-APPOINT BRIAN GREGORY HODDER AS A DIRECTOR | Management | For | For | ||||||||||
| 6 | TO RE-APPOINT MATTHEW ROBERT PRITCHARD AS A DIRECTOR | Management | For | For | ||||||||||
| 7 | TO RE-APPOINT ANGUS THIRLWELL AS A DIRECTOR | Management | For | For | ||||||||||
| 8 | TO RE-APPOINT SOPHIE ALICE TOMKINS AS A DIRECTOR | Management | For | For | ||||||||||
| 9 | TO RE-APPOINT RSM AUDIT UK LLP AS AUDITORS | Management | For | For | ||||||||||
| 10 | TO AUTHORISE THE DIRECTORS TO FIX THE AUDITORS REMUNERATION | Management | For | For | ||||||||||
| 11 | TO AUTHORISE THE DIRECTORS TO ALLOT NEW SHARES | Management | For | For | ||||||||||
| 12 | TO DISAPPLY PRE-EMPTION RIGHTS GENERALLY 10 PERCENT OF CAPITAL 2 PERCENT FOLLOW-ON | Management | Abstain | Against | ||||||||||
| 13 | TO DISAPPLY PRE-EMPTION RIGHTS IN CONNECTION WITH AN ACQUISITION OR CAPITAL INVESTMENT 10 PERCENT OF CAPITAL PLUS 2 PERCENT FOLLOW-ON | Management | For | For | ||||||||||
| 14 | TO AUTHORISE THE COMPANY TO REPURCHASE ITS OWN SHARES 10 PERCENT OF CAPITAL | Management | For | For | ||||||||||
| SMART EYE AB | ||||||||||||||
| Security | W8T99D100 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 30-Dec-2022 | ||||||||||||
| ISIN | SE0009268279 | Agenda | 716434989 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||||
| 1 | ELECT ANDERS JOFELT AS CHAIRMAN OF MEETING | Non-Voting | ||||||||||||
| 2 | DESIGNATE ANDERS STRID AS INSPECTOR OF MINUTES OF MEETING | Non-Voting | ||||||||||||
| 3 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | ||||||||||||
| 4 | APPROVE AGENDA OF MEETING | Non-Voting | ||||||||||||
| 5 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | ||||||||||||
| 6 | APPROVE CREATION OF POOL OF CAPITAL WITH PREEMPTIVE RIGHTS | Management | No Action | |||||||||||
| FARMER BROS. CO. | ||||||||||||||
| Security | 307675108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FARM | Meeting Date | 12-Jan-2023 | |||||||||||
| ISIN | US3076751086 | Agenda | 935743319 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Allison M. Boersma | Management | For | For | ||||||||||
| 1b. | Election of Director: Stacy Loretz-Congdon | Management | For | For | ||||||||||
| 1c. | Election of Director: D. Deverl Maserang II | Management | For | For | ||||||||||
| 1d. | Election of Director: Christopher P. Mottern | Management | For | For | ||||||||||
| 1e. | Election of Director: David A. Pace | Management | For | For | ||||||||||
| 1f. | Election of Director: Alfred Poe | Management | For | For | ||||||||||
| 1g. | Election of Director: Bradley L. Radoff | Management | For | For | ||||||||||
| 1h. | Election of Director: John D. Robinson | Management | For | For | ||||||||||
| 1i. | Election of Director: Waheed Zaman | Management | For | For | ||||||||||
| 2. | To approve the Company’s Second Amended and Restated Certificate of Incorporation. | Management | For | For | ||||||||||
| 3. | To ratify the selection of Grant Thornton LLP as the Company’s independent registered accounting firm for the fiscal year ending June 30, 2023. | Management | For | For | ||||||||||
| 4. | To hold an advisory (non-binding) vote to approve the compensation paid to the Company’s named executive officers. | Management | For | For | ||||||||||
| TREATT PLC | ||||||||||||||
| Security | G9026D113 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 27-Jan-2023 | ||||||||||||
| ISIN | GB00BKS7YK08 | Agenda | 716446489 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | ANNUAL ACCOUNTS AND DIRECTORS’ REPORT | Management | For | For | ||||||||||
| 2 | DIRECTORS’ REMUNERATION REPORT | Management | For | For | ||||||||||
| 3 | FINAL DIVIDEND | Management | For | For | ||||||||||
| 4 | TO ELECT RYAN GOVENDER AS A DIRECTOR | Management | For | For | ||||||||||
| 5 | TO ELECT CHRISTINE SISLER AS A DIRECTOR | Management | For | For | ||||||||||
| 6 | TO ELECT PHILIP O’CONNOR AS A DIRECTOR | Management | For | For | ||||||||||
| 7 | TO RE-ELECT VIJAY THAKRAR AS A DIRECTOR | Management | For | For | ||||||||||
| 8 | TO RE-ELECT DAEMMON REEVE AS A DIRECTOR | Management | For | For | ||||||||||
| 9 | TO RE-ELECT DAVID JOHNSTON AS A DIRECTOR | Management | For | For | ||||||||||
| 10 | TO RE-APPOINT BDO LLP AS AUDITORS | Management | For | For | ||||||||||
| 11 | AUDITOR’S REMUNERATION | Management | For | For | ||||||||||
| 12 | AUTHORITY TO ALLOT SECURITIES | Management | For | For | ||||||||||
| 13 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management | Abstain | Against | ||||||||||
| 14 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS FOR THE PURPOSES OF ACQUISITIONS OR CAPITAL INVESTMENTS | Management | For | For | ||||||||||
| 15 | AUTHORITY TO PURCHASE OWN SHARES | Management | For | For | ||||||||||
| 16 | NOTICE OF GENERAL MEETINGS | Management | For | For | ||||||||||
| WATERLOO BREWING LTD. | ||||||||||||||
| Security | 94155W105 | Meeting Type | Special | |||||||||||
| Ticker Symbol | BIBLF | Meeting Date | 23-Feb-2023 | |||||||||||
| ISIN | CA94155W1059 | Agenda | 935761913 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | To consider, and if deemed advisable, to pass, with or without variation, a special resolution, the full text of which is set out in Schedule A to the accompanying management information circular of the Corporation (the “Circular”), to approve a plan of arrangement pursuant to Section 182 of the Business Corporations Act (Ontario), all as more particularly described in the accompanying Circular. | Management | For | For | ||||||||||
| B INTRESSENTER AB | ||||||||||||||
| Security | W2R76Q103 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 24-Feb-2023 | ||||||||||||
| ISIN | SE0015193461 | Agenda | 716677680 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||||
| 1 | OPEN MEETING | Non-Voting | ||||||||||||
| 2 | ELECT CHAIRMAN OF MEETING | Non-Voting | ||||||||||||
| 3 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | ||||||||||||
| 4 | APPROVE AGENDA OF MEETING | Non-Voting | ||||||||||||
| 5 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Non-Voting | ||||||||||||
| 6 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | ||||||||||||
| 7 | APPROVE LIQUIDATION OF COMPANY | Management | No Action | |||||||||||
| 8 | CLOSE MEETING | Non-Voting | ||||||||||||
| ONCIMMUNE HOLDINGS PLC | ||||||||||||||
| Security | G6750T108 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 27-Feb-2023 | ||||||||||||
| ISIN | GB00BYQ94H38 | Agenda | 716639983 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | TO REAPPOINT ANDREW UNITT AS A DIRECTOR OF THE COMPANY WHO IS RETIRING BY ROTATION IN ACCORDANCE WITH THE COMPANY’S ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||
| 2 | TO REAPPOINT TIMOTHY BUNTING AS A DIRECTOR OF THE COMPANY WHO IS RETIRING BY ROTATION IN ACCORDANCE WITH THE COMPANY’S ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||
| 3 | TO APPOINT ALISTAIR MACDONALD AS A DIRECTOR OF THE COMPANY IN ACCORDANCE WITH THE COMPANY’S ARTICLES OF ASSOCIATION | Management | Against | Against | ||||||||||
| 4 | TO APPOINT JOHN GOOLD AS A DIRECTOR OF THE COMPANY IN ACCORDANCE WITH THE COMPANY’S ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||
| 5 | THAT, THE DIRECTORS BE AUTHORIZED TO ALLOT EQUITY SECURITIES UP TO AN AGGREGATE NOMINAL AMOUNT OF 246,893.35 GBP | Management | For | For | ||||||||||
| 6 | THAT, SUBJECT TO RESOLUTION 9, THE DIRECTORS BE AUTHORISED TO ALLOT EQUITY SECURITIES FOR CASH OR TO SELL ORDINARY SHARES AS IF S.561 OF THE ACT DID NOT APPLY | Management | Against | Against | ||||||||||
| NOBILITY HOMES, INC. | ||||||||||||||
| Security | 654892108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NOBH | Meeting Date | 03-Mar-2023 | |||||||||||
| ISIN | US6548921088 | Agenda | 935764907 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Terry E. Trexler | For | For | |||||||||||
| 2 | Thomas W. Trexler | For | For | |||||||||||
| 3 | Arthur L. Havener, Jr. | For | For | |||||||||||
| 4 | Robert P. Saltsman | For | For | |||||||||||
| 2. | To approve an advisory resolution on executive compensation for fiscal year 2022. | Management | For | For | ||||||||||
| BASSETT FURNITURE INDUSTRIES, INC. | ||||||||||||||
| Security | 070203104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BSET | Meeting Date | 08-Mar-2023 | |||||||||||
| ISIN | US0702031040 | Agenda | 935764844 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Emma S. Battle | For | For | |||||||||||
| 2 | John R. Belk | For | For | |||||||||||
| 3 | Kristina Cashman | For | For | |||||||||||
| 4 | Virginia W. Hamlet | For | For | |||||||||||
| 5 | J. Walter McDowell | For | For | |||||||||||
| 6 | Robert H. Spilman, Jr. | For | For | |||||||||||
| 7 | William C. Wampler, Jr. | For | For | |||||||||||
| 8 | William C. Warden, Jr. | For | For | |||||||||||
| 2. | PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP as the Company’s independent registered public accounting firm for the fiscal year ending November 25, 2023. | Management | For | For | ||||||||||
| 3. | PROPOSAL to consider and act on an advisory vote regarding the approval of compensation paid to certain executive officers. | Management | For | For | ||||||||||
| ENGINE GAMING AND MEDIA, INC. | ||||||||||||||
| Security | 29287W102 | Meeting Type | Annual and Special Meeting | |||||||||||
| Ticker Symbol | GAME | Meeting Date | 08-Mar-2023 | |||||||||||
| ISIN | CA29287W1023 | Agenda | 935767458 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | Tom Rogers | For | For | |||||||||||
| 2 | Louis Schwartz | For | For | |||||||||||
| 3 | Gregory Raifman | For | For | |||||||||||
| 4 | Stuart Porter | For | For | |||||||||||
| 5 | Rudolph Cline-Thomas | For | For | |||||||||||
| 2A | Election of Director (Upon Completion of the Transaction) - Justin Kenna | Management | For | For | ||||||||||
| 2B | Election of Director (Upon Completion of the Transaction) - Travis Goff | Management | For | For | ||||||||||
| 2C | Election of Director (Upon Completion of the Transaction) - Tom Walker | Management | For | For | ||||||||||
| 2D | Election of Director (Upon Completion of the Transaction) - Jeremi Gorman | Management | For | For | ||||||||||
| 2E | Election of Director (Upon Completion of the Transaction) - Tom Rogers | Management | For | For | ||||||||||
| 2F | Election of Director (Upon Completion of the Transaction) - Louis Schwartz | Management | For | For | ||||||||||
| 2G | Election of Director (Upon Completion of the Transaction) - Stuart Porter | Management | For | For | ||||||||||
| 3 | To re-appoint Baker Tilly WM LLP, Chartered Accountants, as the auditor of the Corporation for the ensuing year and to authorize the directors to fix the auditor’s remuneration. | Management | For | For | ||||||||||
| 4 | To consider and, if deemed advisable, to pass, with or without variation, an ordinary resolution to approve the Corporation’s amended and restated Omnibus Plan, including the increase to the number of securities available under the Omnibus Plan, all as more fully described in the section of the accompanying management information circular (the “Circular”) entitled “Special Business to be Conducted at the Meeting- Omnibus Plan”. | Management | For | For | ||||||||||
| 5 | The full text of the Transaction Resolution is set forth in full in Schedule B approving the Transaction (as more fully described in the Circular), as such resolution may be amended or varied at the Meeting and any adjournments or postponements thereof. | Management | For | For | ||||||||||
| LIMONEIRA COMPANY | ||||||||||||||
| Security | 532746104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LMNR | Meeting Date | 21-Mar-2023 | |||||||||||
| ISIN | US5327461043 | Agenda | 935767814 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Elizabeth B. Chess | For | For | |||||||||||
| 2 | Elizabeth Mora | For | For | |||||||||||
| 2. | To vote on an advisory resolution to approve the compensation of the Named Executive Officers as disclosed in this proxy statement (“Proposal 2”). | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Deloitte & Touche LLP to serve as the independent auditor for Limoneira Company for the fiscal year ending October 31, 2023 (“Proposal 3”). | Management | For | For | ||||||||||
| 4. | To amend our Restated Certificate of Incorporation to allow for the exculpation of officers (“Proposal 4”). | Management | For | For | ||||||||||
| ONCIMMUNE HOLDINGS PLC | ||||||||||||||
| Security | G6750T108 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 27-Mar-2023 | ||||||||||||
| ISIN | GB00BYQ94H38 | Agenda | 716747538 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||||
| 2 | APPROVE REMUNERATION REPORT | Management | Against | Against | ||||||||||
| 3 | APPOINT CROWE UK LLP AS AUDITORS | Management | For | For | ||||||||||
| 4 | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | Management | For | For | ||||||||||
| CMMT | 07 MAR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO MEETING TYPE HAS BEEN- CHANGED FROM EGM TO OGM. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU | Non-Voting | ||||||||||||
| ASSETCO PLC | ||||||||||||||
| Security | ADPV56401 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 30-Mar-2023 | ||||||||||||
| ISIN | GB00BQ2K3557 | Agenda | 716741081 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | TO RECEIVE THE COMPANY’S AUDITED ACCOUNTS FOR THE 12 MONTH PERIOD ENDED 30 SEPTEMBER 2022, TOGETHER WITH THE DIRECTORS’ REPORT, THE STRATEGIC REPORT AND THE AUDITOR’S REPORT ON THOSE ACCOUNTS | Management | For | For | ||||||||||
| 2. | TO RE-ELECT MARTIN GILBERT AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 3. | TO RE-ELECT PETER MCKELLAR AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 4. | TO RE-ELECT CAMPBELL FLEMING AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 5. | TO RE-ELECT TUDOR DAVIES AS A DIRECTOR OF THE COMPANY | Management | Against | Against | ||||||||||
| 6. | TO RE-ELECT CHRISTOPHER MILLS AS A DIRECTOR OF THE COMPANY | Management | Against | Against | ||||||||||
| 7. | TO ELECT JONATHAN DAWSON AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 8. | TO ELECT GARY MARSHALL AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 9. | THAT PRICEWATERHOUSECOOPERS LLP BE RE- APPOINTED AS AUDITORS OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THIS ANNUAL GENERAL MEETING UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AT WHICH THE ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | For | For | ||||||||||
| 10. | THAT THE REMUNERATION OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY BE DETERMINED BY THE DIRECTORS OF THE COMPANY | Management | For | For | ||||||||||
| 11. | TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES | Management | Against | Against | ||||||||||
| 12. | TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES FOR CASH WITHOUT STATUTORY PRE- EMPTION RIGHTS APPLYING | Management | Against | Against | ||||||||||
| 13. | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN SHARES | Management | For | For | ||||||||||
| 14. | THAT A GENERAL MEETING OF THE COMPANY (OTHER THAN AN AGM) MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS’ NOTICE | Management | For | For | ||||||||||
| GENCOR INDUSTRIES, INC. | ||||||||||||||
| Security | 368678108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GENC | Meeting Date | 31-Mar-2023 | |||||||||||
| ISIN | US3686781085 | Agenda | 935769212 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | John G. Coburn | For | For | |||||||||||
| 2. | Ratification of Independent registered public accounting firm of MSL, P.A.. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve Executive Compensation. | Management | For | For | ||||||||||
| BITTIUM CORPORATION | ||||||||||||||
| Security | X0743D107 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 12-Apr-2023 | ||||||||||||
| ISIN | FI0009007264 | Agenda | 716740027 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION. | Non-Voting | ||||||||||||
| CMMT | A POWER OF ATTORNEY (POA) IS REQUIRED TO APPOINT A REPRESENTATIVE TO ATTEND-THE MEETING AND LODGE YOUR VOTING INSTRUCTIONS. IF YOU APPOINT A FINNISH SUB- CUSTODIAN BANK, NO POA IS REQUIRED (UNLESS THE SHAREHOLDER IS FINNISH). | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| 1 | OPENING OF THE MEETING | Non-Voting | ||||||||||||
| 2 | CALLING THE MEETING TO ORDER | Non-Voting | ||||||||||||
| 3 | ELECTION OF PERSONS TO SCRUTINIZE THE MINUTES AND TO SUPERVISE THE COUNTING-OF VOTES | Non-Voting | ||||||||||||
| 4 | RECORDING THE LEGALITY OF THE MEETING | Non-Voting | ||||||||||||
| 5 | RECORDING THE ATTENDANCE AT THE MEETING AND ADOPTION OF THE LIST OF VOTES | Non-Voting | ||||||||||||
| 6 | PRESENTATION OF THE FINANCIAL STATEMENTS, THE CONSOLIDATED FINANCIAL-STATEMENTS, THE REPORT BY THE BOARD OF DIRECTORS, AND THE AUDITOR’S REPORT-FOR THE YEAR 2022 | Non-Voting | ||||||||||||
| 7 | ADOPTION OF THE FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL STATEMENTS | Management | No Action | |||||||||||
| 8 | THE PARENT COMPANY’S DISTRIBUTABLE FUNDS ON 31 DECEMBER 2022 WERE EUR 118,265,062.42, OF WHICH THE PROFIT FOR THE FINANCIAL YEAR IS EUR 1,839,891.91. THE BOARD OF DIRECTORS PROPOSES TO THE ANNUAL GENERAL MEETING THAT A DIVIDEND OF EUR 0.05 PER SHARE BE PAID BASED ON THE BALANCE SHEET TO BE ADOPTED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022. THE DIVIDEND WILL BE PAID TO A SHAREHOLDER WHO, ON THE RECORD DATE FOR THE DIVIDEND PAYMENT, 14 APRIL 2023, IS REGISTERED IN THE SHAREHOLDERS’ REGISTER MAINTAINED BY EUROCLEAR FINLAND LTD. THE BOARD OF DIRECTORS PROPOSES THAT THE DIVIDEND PAYMENT DATE BE 21 APRIL 2023 | Management | No Action | |||||||||||
| 9 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE CEO FROM LIABILITY FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 | Management | No Action | |||||||||||
| 10 | PRESENTATION OF THE REMUNERATION REPORT FOR GOVERNING BODIES | Management | No Action | |||||||||||
| 11 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: THE THREE LARGEST SHAREHOLDERS, REPRESENTING IN TOTAL APPROXIMATELY 14.69 PER CENT OF THE COMPANY’S SHARES, PROPOSE TO THE ANNUAL GENERAL MEETING THAT THE FOLLOWING MONTHLY REMUNERATION BE PAID TO THE MEMBERS OF THE BOARD OF DIRECTORS TO BE ELECTED FOR THE TERM ENDING AT THE END OF THE NEXT ANNUAL GENERAL MEETING: EUR 3,150 TO THE CHAIRMAN OF THE BOARD OF DIRECTORS AND EUR 1,800 TO THE OTHER MEMBERS OF THE BOARD OF DIRECTORS. IN ADDITION, THE MEMBERS OF THE BOARD OF DIRECTORS ARE ENTITLED TO A FEE FOR ATTENDING BOARD MEETINGS AS FOLLOWS: CHAIRMAN OF THE BOARD EUR 875 PER MEETING AND OTHER MEMBERS OF THE BOARD OF DIRECTORS EUR 500 PER MEETING. IN ADDITION, THE MEMBERS OF THE BOARD OF DIRECTORS ARE ENTITLED TO A FEE FOR ATTENDING THE MEETINGS OF THE BOARD COMMITTEES AS FOLLOWS: THE CHAIRMAN OF THE COMMITTEE EUR 600 PER MEETING AND THE OTHER MEMBERS OF THE COMMITTEE EUR 400 PER MEETING. THE ABOVE-MENTIONED SHAREHOLDERS PROPOSE TO THE ANNUAL GENERAL MEETING THAT 50 PERCENT OF THE TOTAL MONTHLY REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS BE PAID IN A SINGLE INSTALMENT IN BITTIUM CORPORATION’S SHARES TO BE PURCHASED AT A PRICE FORMED IN PUBLIC TRADING OR THROUGH A SHARE ISSUE OR IN SPECIAL CIRCUMSTANCES, IF FOR SOME REASON THE REMUNERATION CANNOT BE PAID IN SHARES, ENTIRELY IN CASH. | Shareholder | No Action | |||||||||||
| THE SHARES WILL BE ACQUIRED IN ACCORDANCE WITH A PURCHASE PROGRAM PREPARED BY THE COMPANY. A MEMBER OF THE BOARD OF DIRECTORS MAY NOT TRANSFER SHARES RECEIVED AS REMUNERATION UNTIL HIS OR HER MEMBERSHIP IN THE BOARD OF DIRECTORS HAS ENDED. THE ABOVE-MENTIONED SHAREHOLDERS FURTHER PROPOSE THAT THE TRAVEL EXPENSES OF THE MEMBERS OF THE BOARD OF DIRECTORS BE COMPENSATED IN ACCORDANCE WITH THE COMPANY’S TRAVEL POLICY | ||||||||||||||
| 12 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS THE THREE LARGEST SHAREHOLDERS, WHO IN TOTAL REPRESENT APPROXIMATELY 14.69 PER CENT OF THE COMPANY’S SHARES, PROPOSE TO THE ANNUAL GENERAL MEETING THAT THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS BE CONFIRMED AS FIVE (5) | Shareholder | No Action | |||||||||||
| 13 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: THE THREE LARGEST SHAREHOLDERS, WHO IN TOTAL REPRESENT APPROXIMATELY 14.69 PER CENT OF THE COMPANY’S SHARES, PROPOSE TO THE ANNUAL GENERAL MEETING THAT MR. ERKKI VEIKKOLAINEN, MS. RIITTA TIURANIEMI, MR. VELI- PEKKA PALORANTA, MR. PETRI TOLJAMO, AND MR. PEKKA KEMPPAINEN BE RE-ELECTED AS MEMBERS OF THE BOARD OF DIRECTORS FOR A TERM OF OFFICE ENDING AT THE END OF THE NEXT ANNUAL GENERAL MEETING | Shareholder | No Action | |||||||||||
| 14 | RESOLUTION ON THE REMUNERATION OF THE AUDITOR | Management | No Action | |||||||||||
| 15 | BASED ON THE RECOMMENDATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS, THE BOARD OF DIRECTORS PROPOSES THAT AUDIT FIRM ERNST & YOUNG OY, WHICH HAS ANNOUNCED THAT APA MR. JARI KARPPINEN WOULD ACT AS THE PRINCIPAL AUDITOR, BE RE- ELECTED AS THE AUDITOR FOR A TERM ENDING AT THE END OF THE NEXT ANNUAL GENERAL MEETING FOLLOWING THE ELECTION. THE AUDIT COMMITTEE HAS PREPARED ITS RECOMMENDATIONS IN ACCORDANCE WITH THE EU AUDIT REGULATION (537/2014). THE AUDIT COMMITTEE CONFIRMS THAT ITS RECOMMENDATION IS FREE FROM THIRD-PARTY INFLUENCE AND THAT THE COMMITTEE HAS NOT BEEN REQUIRED TO COMPLY WITH A CONTRACTUAL CLAUSE REFERRED TO IN ARTICLE 16(6) OF THE EU AUDIT REGULATION, WHICH WOULD RESTRICT THE GENERAL MEETING’S DISCRETION IN THE ELECTION OF THE AUDITOR | Management | No Action | |||||||||||
| 16 | AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON THE REPURCHASE OF THE COMPANY’S OWN SHARES | Management | No Action | |||||||||||
| 17 | AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUANCE OF SHARES AND SPECIAL RIGHTS ENTITLING TO SHARES | Management | No Action | |||||||||||
| 18 | DECISION-MAKING ORDER | Non-Voting | ||||||||||||
| 19 | CLOSING OF THE MEETING | Non-Voting | ||||||||||||
| THE MONARCH CEMENT COMPANY | ||||||||||||||
| Security | 609031307 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MCEM | Meeting Date | 12-Apr-2023 | |||||||||||
| ISIN | US6090313072 | Agenda | 935785432 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | DAVID L. DEFFNER | For | For | |||||||||||
| 2 | GAYLE C. MCMILLEN | For | For | |||||||||||
| 3 | STEVE W. SLOAN | For | For | |||||||||||
| ASETEK A/S | ||||||||||||||
| Security | K0R717107 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 13-Apr-2023 | ||||||||||||
| ISIN | DK0060477263 | Agenda | 716818969 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING INSTRUCTIONS FOR MOST MEETINGS ARE CAST BY THE REGISTRAR IN ACCORDANCE-WITH YOUR VOTING INSTRUCTIONS. FOR THE SMALL NUMBER OF MEETINGS WHERE THERE-IS NO REGISTRAR, YOUR VOTING INSTRUCTIONS WILL BE CAST BY THE CHAIRMAN OF THE-BOARD (OR A BOARD MEMBER) AS PROXY. THE CHAIRMAN (OR A BOARD MEMBER) MAY-CHOOSE TO ONLY CAST PRO-MANAGEMENT VOTING INSTRUCTIONS. TO GUARANTEE YOUR-VOTING INSTRUCTIONS AGAINST MANAGEMENT ARE CAST, YOU MAY SUBMIT A REQUEST TO-ATTEND THE MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION-SERVICES FOR AN ADDED FEE, IF REQUESTED. | Non-Voting | ||||||||||||
| CMMT | SPLIT AND PARTIAL VOTING IS NOT AUTHORIZED FOR A BENEFICIAL OWNER IN THE-DANISH MARKET. | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
| 1 | APPROVE CREATION OF DKK 140 MILLION POOL OF CAPITAL WITH PREEMPTIVE RIGHTS | Management | No Action | |||||||||||
| 2 | APPROVE CREATION OF DKK 140 MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | Management | No Action | |||||||||||
| 3 | AMEND ARTICLES RE: ACCESS TO THE GENERAL MEETING | Management | No Action | |||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT | Non-Voting | ||||||||||||
| SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | ||||||||||||||
| CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||||
| INNOVATIVE SOLUTIONS AND SUPPORT,INC. | ||||||||||||||
| Security | 45769N105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ISSC | Meeting Date | 13-Apr-2023 | |||||||||||
| ISIN | US45769N1054 | Agenda | 935768602 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To approve an amendment to the Amended and Restated Articles of Incorporation of the Company (the “Charter”) in order to amend and restate Section (B)(1)(b) of Article FOUR of the Charter so as to use a majority, rather than super majority, voting standard and to reduce the list of actions for which a shareholder vote is required. | Management | For | For | ||||||||||
| 2a. | Election of Director of the Company for a term of one year: Shahram Askarpour | Management | For | For | ||||||||||
| 2b. | Election of Director of the Company for a term of one year: Winston J. Churchill | Management | Withheld | Against | ||||||||||
| 2c. | Election of Director of the Company for a term of one year: Roger A. Carolin | Management | For | For | ||||||||||
| 2d. | Election of Director of the Company for a term of one year: Glen R. Bressner | Management | Withheld | Against | ||||||||||
| 2e. | Election of Director of the Company for a term of one year: Stephen L. Belland | Management | For | For | ||||||||||
| 2f. | Election of Director of the Company for a term of one year: Parizad Olver (Parchi) | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Grant Thornton LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2023. | Management | For | For | ||||||||||
| 4. | An advisory (non-binding) vote on the frequency of the say-on-pay vote with respect to compensation of the Company’s named executive officers. | Management | 3 Years | For | ||||||||||
| 5. | An advisory (non-binding) vote on named executive officer compensation as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
| TREAN INSURANCE GROUP, INC. | ||||||||||||||
| Security | 89457R101 | Meeting Type | Special | |||||||||||
| Ticker Symbol | TIG | Meeting Date | 18-Apr-2023 | |||||||||||
| ISIN | US89457R1014 | Agenda | 935789478 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of December 15, 2022 (as it may be amended from time to time, the “Merger Agreement”), by and among Trean Insurance Group, Inc. (“Trean”), Treadstone Parent Inc. (“Parent”), and Treadstone Merger Sub Inc. (“Merger Sub”), and approve the merger of Merger Sub with and into Trean, with Trean surviving the merger as a wholly- owned subsidiary of Parent, and the other transactions contemplated by the Merger Agreement (the “Merger Agreement Proposal”). | Management | For | For | ||||||||||
| 2. | To approve one or more adjournments of the Special Meeting from time to time, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the Merger Agreement Proposal or to seek a quorum if one is not initially obtained. | Management | For | For | ||||||||||
| NEINOR HOMES SA | ||||||||||||||
| Security | E7647E108 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 19-Apr-2023 | ||||||||||||
| ISIN | ES0105251005 | Agenda | 716806027 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
| 1 | EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE INDIVIDUAL ANNUAL ACCOUNTS OF NEINOR HOMES, SA AND THOSE CONSOLIDATED WITH ITS SUBSIDIARIES, CORRESPONDING TO THE YEAR ENDED DECEMBER 31, 2022 | Management | No Action | |||||||||||
| 2 | EXAMINATION AND APPROVAL, WHERE APPROPRIATE, OF THE INDIVIDUAL MANAGEMENT REPORTS OF NEINOR HOMES, SA AND CONSOLIDATED WITH ITS SUBSIDIARIES, CORRESPONDING TO THE YEAR ENDED DECEMBER 31, 2022 | Management | No Action | |||||||||||
| 3 | EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE NON-FINANCIAL INFORMATION STATEMENT AND SUSTAINABILITY REPORT INCLUDED IN THE CONSOLIDATED MANAGEMENT REPORT OF NEINOR HOMES, SA WITH ITS SUBSIDIARIES, CORRESPONDING TO THE YEAR ENDED DECEMBER 31, 2022 | Management | No Action | |||||||||||
| 4 | EXAMINATION AND APPROVAL, WHERE APPROPRIATE, OF THE MANAGEMENT AND ACTIONS OF THE BOARD OF DIRECTORS OF NEINOR HOMES, SA DURING THE YEAR ENDED DECEMBER 31, 2022 | Management | No Action | |||||||||||
| 5 | EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE PROPOSAL FOR THE APPLICATION OF THE INDIVIDUAL RESULT CORRESPONDING TO THE YEAR ENDED DECEMBER 31, 2022 | Management | No Action | |||||||||||
| 6 | RE-ELECTION, IF APPLICABLE, OF DELOITTE, SL AS AUDITOR OF NEINOR HOMES, SA AND ITS CONSOLIDATED GROUP FOR THE YEAR ENDING ON DECEMBER 31, 2023 | Management | No Action | |||||||||||
| 7 | RE-ELECTION, IF APPLICABLE, OF MS. ANNA M. BIRULS BERTRAN AS DIRECTOR, WITH THE QUALIFICATION OF INDEPENDENT DIRECTOR, FOR THE STATUTORY TERM OF THREE YEARS | Management | No Action | |||||||||||
| 8 | RE-ELECTION, IF APPLICABLE, OF MR. RICARDO MART FLUX AS DIRECTOR, WITH THE QUALIFICATION OF INDEPENDENT DIRECTOR, FOR THE STATUTORY TERM OF THREE YEARS | Management | No Action | |||||||||||
| 9 | RE-ELECTION, IF APPLICABLE, OF MR. ALFONSO RODS VIL AS DIRECTOR, WITH THE QUALIFICATION OF INDEPENDENT DIRECTOR, FOR THE STATUTORY TERM OF THREE YEARS | Management | No Action | |||||||||||
| 10 | RE-ELECTION, IF APPLICABLE, OF MR. BORJA GARCA-EGOCHEAGA VERGARA AS DIRECTOR, WITH THE QUALIFICATION OF EXECUTIVE DIRECTOR, FOR THE STATUTORY TERM OF THREE YEARS | Management | No Action | |||||||||||
| 11 | RE-ELECTION, IF APPLICABLE, OF MR. AREF H. LAHHAM AS DIRECTOR, WITH THE CLASSIFICATION OF PROPRIETARY DIRECTOR, FOR THE STATUTORY TERM OF THREE YEARS | Management | No Action | |||||||||||
| 12 | RE-ELECTION, IF APPLICABLE, OF MR. VAN J. STULTS AS DIRECTOR, WITH THE CLASSIFICATION OF PROPRIETARY DIRECTOR, FOR THE STATUTORY TERM OF THREE YEARS | Management | No Action | |||||||||||
| 13 | RE-ELECTION, IF APPLICABLE, OF MR. FELIPE MORENS BOTN-SANZ DE SAUTUOLA AS DIRECTOR, WITH THE QUALIFICATION OF PROPRIETARY DIRECTOR, FOR THE STATUTORY TERM OF THREE YEARS | Management | No Action | |||||||||||
| 14 | DELEGATION OF POWERS FOR THE FORMALIZATION AND EXECUTION OF ALL THE RESOLUTIONS ADOPTED BY THE GENERAL MEETING, FOR THEIR ELEVATION TO A PUBLIC INSTRUMENT AND FOR THEIR INTERPRETATION, CORRECTION, COMPLEMENT, DEVELOPMENT AND REGISTRATION | Management | No Action | |||||||||||
| 15 | ADVISORY VOTE ON THE ANNUAL REPORT ON THE REMUNERATION OF DIRECTORS CORRESPONDING TO THE YEAR ENDED DECEMBER 31, 2022 | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 20 APR 2023. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Non-Voting | ||||||||||||
| EWORK GROUP AB | ||||||||||||||
| Security | W3287L106 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 25-Apr-2023 | ||||||||||||
| ISIN | SE0002402701 | Agenda | 716831222 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| 1 | OPEN MEETING; ELECT CHAIRMAN OF MEETING | Management | No Action | |||||||||||
| 2 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Management | No Action | |||||||||||
| 3 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Management | No Action | |||||||||||
| 4 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Management | No Action | |||||||||||
| 5 | APPROVE AGENDA OF MEETING | Management | No Action | |||||||||||
| 6 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | ||||||||||||
| 7 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||||
| 8 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF SEK 6.50 PER SHARE | Management | No Action | |||||||||||
| 9 | APPROVE DISCHARGE OF BOARD AND PRESIDENT | Management | No Action | |||||||||||
| 10 | DETERMINE NUMBER OF MEMBERS (6) AND DEPUTY MEMBERS (0) OF BOARD; DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY AUDITORS (0) | Management | No Action | |||||||||||
| 11 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 500,000 FOR CHAIRMAN AND SEK 250,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION OF AUDITORS | Management | No Action | |||||||||||
| 12 | REELECT ERIK AFORS, FRIDA WESTERBERG, MAGNUS BERGLIND, MERNOSH SAATCHI, JOHAN QVIBERG AND STAFFAN SALEN (CHAIR) AS DIRECTORS; RATIFY KPMG AS AUDITORS | Management | No Action | |||||||||||
| 13 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||||
| 14 | CLOSE MEETING | Non-Voting | ||||||||||||
| MARINE PRODUCTS CORPORATION | ||||||||||||||
| Security | 568427108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MPX | Meeting Date | 25-Apr-2023 | |||||||||||
| ISIN | US5684271084 | Agenda | 935779578 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Jerry W. Nix | For | For | |||||||||||
| 2 | Patrick J. Gunning | For | For | |||||||||||
| 3 | Ben M. Palmer | For | For | |||||||||||
| 2. | To ratify the appointment of Grant Thornton LLP as independent registered public accounting firm of the Company for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| 3. | To hold a nonbinding vote to approve executive compensation. | Management | For | For | ||||||||||
| 4. | To hold a nonbinding vote regarding the frequency of voting on executive compensation. | Management | 3 Years | For | ||||||||||
| THE EASTERN COMPANY | ||||||||||||||
| Security | 276317104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | EML | Meeting Date | 25-Apr-2023 | |||||||||||
| ISIN | US2763171046 | Agenda | 935780785 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Fredrick D. DiSanto | Management | For | For | ||||||||||
| 1b. | Election of Director: John W. Everets | Management | For | For | ||||||||||
| 1c. | Election of Director: Charles W. Henry | Management | For | For | ||||||||||
| 1d. | Election of Director: James A. Mitarotonda | Management | For | For | ||||||||||
| 1e. | Election of Director: Peggy B. Scott | Management | For | For | ||||||||||
| 1f. | Election of Director: Michael J. Mardy | Management | For | For | ||||||||||
| 1g. | Election of Director: Mark A. Hernandez | Management | For | For | ||||||||||
| 2. | Nonbinding advisory vote to approve the compensation of the named executive officers. | Management | For | For | ||||||||||
| 3. | Nonbinding advisory vote on the frequency of future advisory votes to approve the compensation of the named executive officers. | Management | 1 Year | For | ||||||||||
| 4. | Ratify the appointment of the independent registered public accounting firm (Fiondella, Milone & LaSaracina LLP) for fiscal year 2023. | Management | For | For | ||||||||||
| CUMULUS MEDIA INC. | ||||||||||||||
| Security | 231082801 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CMLS | Meeting Date | 26-Apr-2023 | |||||||||||
| ISIN | US2310828015 | Agenda | 935799924 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Mary G. Berner | For | For | |||||||||||
| 2 | Matthew C. Blank | For | For | |||||||||||
| 3 | Thomas H. Castro | For | For | |||||||||||
| 4 | Deborah A. Farrington | For | For | |||||||||||
| 5 | Joan Hogan Gillman | For | For | |||||||||||
| 6 | Andrew W. Hobson | For | For | |||||||||||
| 7 | Brian G. Kushner | For | For | |||||||||||
| 2. | Proposal to approve, on an advisory basis, the compensation paid to the Company’s named executive officers. | Management | For | For | ||||||||||
| 3. | Proposal to approve, on an advisory basis, the frequency of future advisory shareholder votes on the compensation paid to the Company’s named executive officers. | Management | 1 Year | For | ||||||||||
| 4. | Proposal to approve an amendment and restatement of the Cumulus Media Inc. 2020 Equity and Incentive Compensation Plan. | Management | Against | Against | ||||||||||
| 5. | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
| CFT S.P.A. | ||||||||||||||
| Security | T0478B107 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 27-Apr-2023 | ||||||||||||
| ISIN | IT0005262313 | Agenda | 716969110 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
| 0010 | APPROVAL OF THE FINANCIAL STATEMENTS OF CFT S.P.A. AS OF 31 DECEMBER 2022, THE DIRECTORS’ REPORT ON MANAGEMENT, REPORT OF INTERNAL AUDITORS, REPORT OF THE EXTERNAL AUDITORS; RELATED AND CONSEQUENT RESOLUTIONS | Management | No Action | |||||||||||
| 0020 | PROPOSAL FOR THE ALLOCATION OF THE RESULT FOR THE YEAR: RELATED AND CONSEQUENT RESOLUTIONS | Management | No Action | |||||||||||
| 0030 | APPOINTMENT OF ONE DIRECTOR PURSUANT TO ART. 2386 OF THE ITALIAN CIVIL CODE: RELATED AND CONSEQUENT RESOLUTIONS | Management | No Action | |||||||||||
| 0040 | MISCELLANEOUS | Management | No Action | |||||||||||
| DIEBOLD NIXDORF, INCORPORATED | ||||||||||||||
| Security | 253651103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DBD | Meeting Date | 27-Apr-2023 | |||||||||||
| ISIN | US2536511031 | Agenda | 935782323 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director: Arthur F. Anton | Management | For | For | ||||||||||
| 1.2 | Election of Director: William A. Borden | Management | For | For | ||||||||||
| 1.3 | Election of Director: Marjorie L. Bowen | Management | For | For | ||||||||||
| 1.4 | Election of Director: Matthew Goldfarb | Management | For | For | ||||||||||
| 1.5 | Election of Director: Octavio Marquez | Management | For | For | ||||||||||
| 1.6 | Election of Director: Emanuel R. Pearlman | Management | For | For | ||||||||||
| 1.7 | Election of Director: Kent M. Stahl | Management | For | For | ||||||||||
| 2. | To ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, the Company’s named executive officer compensation. | Management | For | For | ||||||||||
| 4. | To recommend, on an advisory basis, the frequency of the named executive officer compensation advisory vote. | Management | 1 Year | For | ||||||||||
| 5. | To approve an amendment to the Company’s Amended and Restated Articles of Incorporation to increase the authorized common shares. | Management | For | For | ||||||||||
| 6. | To approve an amendment to the Company’s Amended and Restated Articles of Incorporation to eliminate supermajority voting requirements for matters requiring shareholder approval under the Ohio Revised Code. | Management | For | For | ||||||||||
| MYERS INDUSTRIES, INC. | ||||||||||||||
| Security | 628464109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MYE | Meeting Date | 27-Apr-2023 | |||||||||||
| ISIN | US6284641098 | Agenda | 935791663 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: YVETTE DAPREMONT BRIGHT | Management | For | For | ||||||||||
| 1b. | Election of Director: RONALD M. DE FEO | Management | For | For | ||||||||||
| 1c. | Election of Director: WILLIAM A. FOLEY | Management | For | For | ||||||||||
| 1d. | Election of Director: JEFFREY KRAMER | Management | For | For | ||||||||||
| 1e. | Election of Director: F. JACK LIEBAU, JR. | Management | For | For | ||||||||||
| 1f. | Election of Director: BRUCE M. LISMAN | Management | For | For | ||||||||||
| 1g. | Election of Director: LORI LUTEY | Management | For | For | ||||||||||
| 1h. | Election of Director: MICHAEL MCGAUGH | Management | For | For | ||||||||||
| 2. | Advisory vote on the frequency of future advisory votes regarding the company’s executive compensation. | Management | 1 Year | For | ||||||||||
| 3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
| 4. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
| UNI-SELECT INC. | ||||||||||||||
| Security | 90457D100 | Meeting Type | Special | |||||||||||
| Ticker Symbol | UNIEF | Meeting Date | 27-Apr-2023 | |||||||||||
| ISIN | CA90457D1006 | Agenda | 935800777 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | To consider and, if deemed advisable, to pass, with or without variation, a special resolution, the full text of which is set forth in Appendix C attached to the accompanying management proxy circular, approving a statutory plan of arrangement under the provisions of Chapter XVI - Division II of the Business Corporations Act (Québec) involving the Corporation, LKQ Corporation (“LKQ”) and 9485-4692 Québec Inc., a wholly-owned subsidiary of LKQ, as more particularly described in the accompanying management proxy circular. | Management | For | For | ||||||||||
| COREM PROPERTY GROUP AB | ||||||||||||||
| Security | W2R19Q152 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 28-Apr-2023 | ||||||||||||
| ISIN | SE0010714287 | Agenda | 716847984 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||||
| 1 | OPEN MEETING | Non-Voting | ||||||||||||
| 2 | ELECT CHAIRMAN OF MEETING | Management | No Action | |||||||||||
| 3 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | ||||||||||||
| 4 | APPROVE AGENDA OF MEETING | Management | No Action | |||||||||||
| 5 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Non-Voting | ||||||||||||
| 6 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Management | No Action | |||||||||||
| 7 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | ||||||||||||
| 8.A | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||||
| 8.B | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF SEK 0.40 PER ORDINARY SHARE OF CLASS A AND CLASS B, SEK 20.00 PER ORDINARY SHARE OF CLASS D AND SEK 20.00 PER PREFERENCE SHARE | Management | No Action | |||||||||||
| 8.C1 | APPROVE DISCHARGE OF PATRIK ESSEHORN | Management | No Action | |||||||||||
| 8.C2 | APPROVE DISCHARGE OF CHRISTINA TILLMAN | Management | No Action | |||||||||||
| 8.C3 | APPROVE DISCHARGE OF FREDRIK RAPP | Management | No Action | |||||||||||
| 8.C4 | APPROVE DISCHARGE OF KATARINA KLINGSPOR | Management | No Action | |||||||||||
| 8.C5 | APPROVE DISCHARGE OF MAGNUS UGGLA | Management | No Action | |||||||||||
| 8.C6 | APPROVE DISCHARGE OF CHRISTIAN ROOS | Management | No Action | |||||||||||
| 8.C7 | APPROVE DISCHARGE OF EVA LANDEN, CEO | Management | No Action | |||||||||||
| 8.D | APPROVE RECORD DATE FOR DIVIDEND PAYMENT | Management | No Action | |||||||||||
| 9.1 | DETERMINE NUMBER OF MEMBERS (7) AND DEPUTY MEMBERS (0) OF BOARD | Management | No Action | |||||||||||
| 9.2 | DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY AUDITORS (0) | Management | No Action | |||||||||||
| 10.1 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 560,000 TO CHAIRMAN AND SEK 305,000 TO OTHER DIRECTORS; APPROVE REMUNERATION OF AUDITORS | Management | No Action | |||||||||||
| 10.2 | APPROVE REMUNERATION OF AUDITOR | Management | No Action | |||||||||||
| 11.1 | REELECT PATRIK ESSEHORN AS DIRECTOR | Management | No Action | |||||||||||
| 11.2 | REELECT CHRISTINA TILLMAN AS DIRECTOR | Management | No Action | |||||||||||
| 11.3 | REELECT FREDRIK RAPP AS DIRECTOR | Management | No Action | |||||||||||
| 11.4 | REELECT KATARINA KLINGSPOR AS DIRECTOR | Management | No Action | |||||||||||
| 11.5 | REELECT MAGNUS UGGLA AS DIRECTOR | Management | No Action | |||||||||||
| 11.6 | REELECT CHRISTIAN ROOS AS NEW DIRECTOR | Management | No Action | |||||||||||
| 11.7 | ELECT RUTGER ARNHULT AS NEW DIRECTOR | Management | No Action | |||||||||||
| 11.8 | REELECT PATRIK ESSEHORN AS BOARD CHAIR | Management | No Action | |||||||||||
| 11.9 | RATIFY ERNST & YOUNG AS AUDITOR | Management | No Action | |||||||||||
| 12 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||||
| 13 | APPROVE REMUNERATION POLICY AND OTHER TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT | Management | No Action | |||||||||||
| 14 | APPROVE ISSUANCE OF UP TO 10 PERCENT OF ISSUED SHARES WITHOUT PREEMPTIVE RIGHTS | Management | No Action | |||||||||||
| 15 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OF REPURCHASED SHARES | Management | No Action | |||||||||||
| 16 | AUTHORIZE EDITORIAL CHANGES TO ADOPTED RESOLUTIONS IN CONNECTION WITH REGISTRATION WITH SWEDISH AUTHORITIES | Management | No Action | |||||||||||
| 17 | CLOSE MEETING | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| AVIO S.P.A. | ||||||||||||||
| Security | T0R27R125 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 28-Apr-2023 | ||||||||||||
| ISIN | IT0005119810 | Agenda | 716935400 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 872570 DUE TO RECEIVED-SLATES FOR RESOLUTIONS 7 AND 9. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.-THANK YOU | Non-Voting | ||||||||||||
| 0010 | APPROVAL OF THE FINANCIAL STATEMENTS AT DECEMBER 31, 2022. PRESENTATION OF THE CONSOLIDATED FINANCIAL STATEMENTS AT DECEMBER 31, 2022. REPORTS OF THE BOARD OF DIRECTORS, BOARD OF INTERNAL AUDITORS AND OF THE EXTERNAL AUDITORS | Management | No Action | |||||||||||
| 0020 | ALLOCATION OF THE NET PROFIT. RESOLUTIONS RELATED THEREFORE | Management | No Action | |||||||||||
| 0030 | REMUNERATION POLICY AND REPORT PURSUANT TO ARTICLE 123-TER, PARAGRAPH 3-BIS AND 6 OF LEGISLATIVE DECREE NO. 58/98: SECTION I: REMUNERATION POLICY. BINDING MOTION | Management | No Action | |||||||||||
| 0040 | REMUNERATION POLICY AND REPORT PURSUANT TO ARTICLE 123-TER, PARAGRAPH 3-BIS AND 6 OF LEGISLATIVE DECREE NO. 58/98: SECTION II: REPORT ON REMUNERATION PAID. NON-BINDING MOTION | Management | No Action | |||||||||||
| 0050 | APPOINTMENT OF THE BOARD OF DIRECTORS: ESTABLISHMENT OF THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 0060 | APPOINTMENT OF THE BOARD OF DIRECTORS: ESTABLISHMENT OF THE DURATION OF THE MANDATE OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE THAT ALTHOUGH THERE IS 1 SLATES TO BE ELECTED AS DIRECTORS, THERE-IS ONLY 1 VACANCY AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING-INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE-REQUIRED TO VOTE FOR, AGAINST OR ABSTAIN ON ONLY 1 OF THE 2 SLATES AND TO- SELECT CLEAR FOR THE OTHERS. THANK YOU. | Non-Voting | ||||||||||||
| 007A | APPOINTMENT OF THE BOARD OF DIRECTORS. LIST PRESENTED BY BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 007B | APPOINTMENT OF THE BOARD OF DIRECTORS. LIST PRESENTED BY A GROUP OF INSTITUTIONAL INVESTORS, REPRESENTING TOGETHER 4.68 PCT OF THE SHARE CAPITAL | Shareholder | No Action | |||||||||||
| 0080 | APPOINTMENT OF THE BOARD OF DIRECTORS: ESTABLISHMENT OF THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE THAT ALTHOUGH THERE IS 1 OPTIONS TO INDICATE A PREFERENCE ON THIS- RESOLUTIONS , ONLY ONE CAN BE SELECTED. THE STANDING INSTRUCTIONS FOR THIS-MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR-ONLY 1 OF THE 2 OPTIONS BELOW FOR RESOLUTIONS 009A AND 009B, YOUR OTHER VOTES-MUST BE EITHER AGAINST OR ABSTAIN THANK YOU. | Non-Voting | ||||||||||||
| 009A | APPOINTMENT OF THE BOARD OF STATUTORY AUDITORS FOR THE 2023-2025 THREE-YEAR PERIOD: APPOINTMENT OF THREE EFFECTIVE AUDITORS AND TWO ALTERNATE AUDITORS. LIST PRESENTED BY LEONARDO SPA, REPRESENTING 29.63 PCT OF THE SHARE CAPITAL | Shareholder | No Action | |||||||||||
| 009B | APPOINTMENT OF THE BOARD OF STATUTORY AUDITORS FOR THE 2023-2025 THREE-YEAR PERIOD: APPOINTMENT OF THREE EFFECTIVE AUDITORS AND TWO ALTERNATE AUDITORS. LIST PRESENTED BY VARIUS INSITUTIONAL INVESTOR, REPRESENTING TOGETHER 4.68 PCT OF THE SHARE CAPITAL | Shareholder | No Action | |||||||||||
| 0100 | APPOINTMENT OF THE CHAIRPERSON OF THE BOARD OF INTERNAL AUDITORS | Management | No Action | |||||||||||
| 0110 | ESTABLISHMENT OF THE REMUNERATION OF THE BOARD OF INTERNAL AUDITORS | Management | No Action | |||||||||||
| 0120 | PROPOSAL TO APPROVAL TWO COMPANY FINANCIAL INSTRUMENT-BASED REMUNERATION PLANS AS PER ARTICLE 114-BIS OF LEGISLATIVE DECREE NO. 58/98: CONFERRAL OF POWER, RESOLUTIONS THEREON: APPROVAL OF THE 2023- 2025 PERFORMANCE SHARE PLAN | Management | No Action | |||||||||||
| 0130 | PROPOSAL TO APPROVAL TWO COMPANY FINANCIAL INSTRUMENT-BASED REMUNERATION PLANS AS PER ARTICLE 114-BIS OF LEGISLATIVE DECREE NO. 58/98: CONFERRAL OF POWER, RESOLUTIONS THEREON: APPROVAL OF THE 2023- 2025 RESTRICTED SHARE PLAN | Management | No Action | |||||||||||
| SMART EYE AB | ||||||||||||||
| Security | W8T99D100 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 02-May-2023 | ||||||||||||
| ISIN | SE0009268279 | Agenda | 716873307 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||||
| 1 | OPEN MEETING | Non-Voting | ||||||||||||
| 2 | ELECT ANDERS JOFELT AS CHAIRMAN OF MEETING | Management | No Action | |||||||||||
| 3 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | ||||||||||||
| 4 | APPROVE AGENDA OF MEETING | Management | No Action | |||||||||||
| 5 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Non-Voting | ||||||||||||
| 6 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Management | No Action | |||||||||||
| 7 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS; RECEIVE PRESIDENT’S- REPORT | Non-Voting | ||||||||||||
| 8.A | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||||
| 8.B | APPROVE ALLOCATION OF INCOME AND OMISSION OF DIVIDENDS | Management | No Action | |||||||||||
| 8.C.1 | APPROVE DISCHARGE OF ANDERS JOFELT | Management | No Action | |||||||||||
| 8.C.2 | APPROVE DISCHARGE OF LARS OLOFSSON | Management | No Action | |||||||||||
| 8.C.3 | APPROVE DISCHARGE OF MATS KRANTZ | Management | No Action | |||||||||||
| 8.C.4 | APPROVE DISCHARGE OF CECILIA WACHTMEISTER | Management | No Action | |||||||||||
| 8.C.5 | APPROVE DISCHARGE OF MAGNUS JOHANSSON | Management | No Action | |||||||||||
| 8.C.6 | APPROVE DISCHARGE OF EVA ELMSTEDT | Management | No Action | |||||||||||
| 8.C.7 | APPROVE DISCHARGE OF CEO MARTIN KRANTZ | Management | No Action | |||||||||||
| 9 | DETERMINE NUMBER OF MEMBERS (7) AND DEPUTY MEMBERS (0) OF BOARD; DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY AUDITORS (0) | Management | No Action | |||||||||||
| 10.A | REELECT ANDERS JOFELT AS DIRECTOR | Management | No Action | |||||||||||
| 10.B | REELECT LARS OLOFSSON AS DIRECTOR | Management | No Action | |||||||||||
| 10.C | REELECT MATS KRANTZ AS DIRECTOR | Management | No Action | |||||||||||
| 10.D | REELECT CECILIA WACHTMEISTER AS DIRECTOR | Management | No Action | |||||||||||
| 10.E | REELECT MAGNUS JONSSON AS DIRECTOR | Management | No Action | |||||||||||
| 10.F | REELECT EVA ELMSTEDT AS DIRECTOR | Management | No Action | |||||||||||
| 10.G | ELECT TOBIAS SJOGREN AS NEW DIRECTOR | Management | No Action | |||||||||||
| 10.H | REELECT ANDERS JOFELT AS BOARD CHAIR | Management | No Action | |||||||||||
| 10.I | RATIFY DELOITTE AS AUDITOR | Management | No Action | |||||||||||
| 11 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 490,000 FOR CHAIRMAN, SEK 350,000 FOR VICE CHAIR AND SEK 270,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK; APPROVE REMUNERATION OF AUDITOR | Management | No Action | |||||||||||
| 12 | APPROVE PERFORMANCE SHARE OPTION PROGRAM 2023 FOR KEY EMPLOYEES | Management | No Action | |||||||||||
| 13 | APPROVE ISSUANCE OF UP TO 10 PERCENT OF SHARE CAPITAL WITHOUT PREEMPTIVE RIGHTS | Management | No Action | |||||||||||
| 14 | CLOSE MEETING | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| TREDEGAR CORPORATION | ||||||||||||||
| Security | 894650100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TG | Meeting Date | 04-May-2023 | |||||||||||
| ISIN | US8946501009 | Agenda | 935785557 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director: George C. Freeman, III | Management | For | For | ||||||||||
| 1.2 | Election of Director: Kenneth R. Newsome | Management | For | For | ||||||||||
| 1.3 | Election of Director: Gregory A. Pratt | Management | For | For | ||||||||||
| 1.4 | Election of Director: Thomas G. Snead, Jr. | Management | For | For | ||||||||||
| 1.5 | Election of Director: John M. Steitz | Management | For | For | ||||||||||
| 1.6 | Election of Director: Carl E. Tack, III | Management | For | For | ||||||||||
| 1.7 | Election of Director: Anne G. Waleski | Management | For | For | ||||||||||
| 2. | Non-Binding Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023 | Management | For | For | ||||||||||
| GLATFELTER CORPORATION | ||||||||||||||
| Security | 377320106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GLT | Meeting Date | 05-May-2023 | |||||||||||
| ISIN | US3773201062 | Agenda | 935812102 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Bruce Brown | Management | For | For | ||||||||||
| 1b. | Election of Director: Kathleen A. Dahlberg | Management | For | For | ||||||||||
| 1c. | Election of Director: Kevin M. Fogarty | Management | For | For | ||||||||||
| 1d. | Election of Director: Marie T. Gallagher | Management | For | For | ||||||||||
| 1e. | Election of Director: Darrel Hackett | Management | For | For | ||||||||||
| 1f. | Election of Director: J. Robert Hall | Management | For | For | ||||||||||
| 1g. | Election of Director: Thomas M. Fahnemann | Management | For | For | ||||||||||
| 1h. | Election of Director: Lee C. Stewart | Management | For | For | ||||||||||
| 2. | Proposal to ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| 3. | Advisory approval of the Company’s named executive officer compensation for the fiscal year ended December 31, 2022. | Management | For | For | ||||||||||
| 4. | Proposal to approve an amendment and restatement of the Glatfelter Corporation 2022 Long-Term Incentive Plan. | Management | Against | Against | ||||||||||
| BOSTON OMAHA CORPORATION | ||||||||||||||
| Security | 101044105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BOC | Meeting Date | 08-May-2023 | |||||||||||
| ISIN | US1010441053 | Agenda | 935820274 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director: Bradford B. Briner | Management | For | For | ||||||||||
| 1.2 | Election of Director: Brendan J. Keating | Management | For | For | ||||||||||
| 1.3 | Election of Director: Frank H. Kenan II | Management | For | For | ||||||||||
| 1.4 | Election of Director: Jeffrey C. Royal | Management | For | For | ||||||||||
| 1.5 | Election of Director: Vishnu Srinivasan | Management | For | For | ||||||||||
| 2. | To ratify the selection by our Board of Directors of the firm of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| 3. | To conduct a non-binding advisory vote to approve the compensation of the named executive officers. | Management | For | For | ||||||||||
| ASETEK A/S | ||||||||||||||
| Security | K0R717107 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 09-May-2023 | ||||||||||||
| ISIN | DK0060477263 | Agenda | 717059225 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING INSTRUCTIONS FOR MOST MEETINGS ARE CAST BY THE REGISTRAR IN ACCORDANCE-WITH YOUR VOTING INSTRUCTIONS. FOR THE SMALL NUMBER OF MEETINGS WHERE THERE-IS NO REGISTRAR, YOUR VOTING INSTRUCTIONS WILL BE CAST BY THE CHAIRMAN OF THE-BOARD (OR A BOARD MEMBER) AS PROXY. THE CHAIRMAN (OR A BOARD MEMBER) MAY-CHOOSE TO ONLY CAST PRO-MANAGEMENT VOTING INSTRUCTIONS. TO GUARANTEE YOUR-VOTING INSTRUCTIONS AGAINST MANAGEMENT ARE CAST, YOU MAY SUBMIT A REQUEST TO-ATTEND THE MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION-SERVICES FOR AN ADDED FEE, IF REQUESTED. | Non-Voting | ||||||||||||
| CMMT | SPLIT AND PARTIAL VOTING IS NOT AUTHORIZED FOR A BENEFICIAL OWNER IN THE-DANISH MARKET. | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
| 1 | RECEIVE REPORT OF BOARD | Non-Voting | ||||||||||||
| 2.A | RECEIVE NOMINATION COMMITTEE’S REPORT | Non-Voting | ||||||||||||
| 2.B | APPROVE REMUNERATION OF DIRECTORS | Management | No Action | |||||||||||
| 3 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||||
| 4 | APPROVE ALLOCATION OF INCOME | Management | No Action | |||||||||||
| 5 | APPROVE REMUNERATION REPORT (ADVISORY VOTE) | Management | No Action | |||||||||||
| 6.A | REELECT JUKKA PERTOLA AS DIRECTOR | Management | No Action | |||||||||||
| 6.B | REELECT ERIK DAMSGAARD AS DIRECTOR | Management | No Action | |||||||||||
| 6.C | REELECT MARIA HJORTH AS DIRECTOR | Management | No Action | |||||||||||
| 6.D | REELECT MAJA FROLUNDE SAND-GRIMNITZ AS DIRECTOR | Management | No Action | |||||||||||
| 6.E | ELECT RENE SVENDSEN-TUNE AS NEW DIRECTOR | Management | No Action | |||||||||||
| 7.A | REELECT IB SONDERBY AS MEMBER OF THE NOMINATION COMMITTEE | Management | No Action | |||||||||||
| 7.B | REELECT CLAUS BERNER MOLLER AS MEMBER OF THE NOMINATION COMMITTEE | Management | No Action | |||||||||||
| 7.C | ELECT RENE SVENDSEN-TUNE AS MEMBER OF THE NOMINATION COMMITTEE | Management | No Action | |||||||||||
| 8 | RATIFY PRICEWATERHOUSECOOPERS AS AUDITORS | Management | No Action | |||||||||||
| 9.A | AUTHORIZE SHARE REPURCHASE PROGRAM | Management | No Action | |||||||||||
| 9.B | AMEND ARTICLES RE: EQUITY-RELATED | Management | No Action | |||||||||||
| 10 | AUTHORIZE EDITORIAL CHANGES TO ADOPTED RESOLUTIONS IN CONNECTION WITH REGISTRATION WITH DANISH AUTHORITIES | Management | No Action | |||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| INSPIRED ENTERTAINMENT, INC. | ||||||||||||||
| Security | 45782N108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | INSE | Meeting Date | 09-May-2023 | |||||||||||
| ISIN | US45782N1081 | Agenda | 935830162 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | A. Lorne Weil | For | For | |||||||||||
| 2 | Michael R. Chambrello | For | For | |||||||||||
| 3 | Ira H. Raphaelson | For | For | |||||||||||
| 4 | Desirée G. Rogers | For | For | |||||||||||
| 5 | Steven M. Saferin | For | For | |||||||||||
| 6 | Katja Tautscher | For | For | |||||||||||
| 7 | John M. Vandemore | For | For | |||||||||||
| 2. | To approve, on an advisory basis, the compensation of the Company’s named executive officers. | Management | For | For | ||||||||||
| 3. | To approve the adoption of the Inspired Entertainment, Inc. 2023 Omnibus Incentive Plan. | Management | Against | Against | ||||||||||
| 4. | To ratify the appointment of KPMG LLP as the independent auditor of the Company for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| TOWNSQUARE MEDIA, INC. | ||||||||||||||
| Security | 892231101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TSQ | Meeting Date | 10-May-2023 | |||||||||||
| ISIN | US8922311019 | Agenda | 935786535 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Stephen Kaplan | For | For | |||||||||||
| 2 | Bill Wilson | For | For | |||||||||||
| 2. | The Ratification of BDO USA, LLP as the Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| 3. | Advisory Vote on Named Executive Officer Compensation. | Management | For | For | ||||||||||
| TRAVELCENTERS OF AMERICA INC | ||||||||||||||
| Security | 89421B109 | Meeting Type | Special | |||||||||||
| Ticker Symbol | TA | Meeting Date | 10-May-2023 | |||||||||||
| ISIN | US89421B1098 | Agenda | 935818902 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To approve the merger (the “merger”) contemplated by the Agreement and Plan of Merger, dated as of February 15, 2023, among the Company, BP Products North America Inc., a Maryland corporation (“BP”) and Bluestar RTM Inc., a Maryland corporation and an indirect wholly- owned subsidiary of BP (“Merger Subsidiary”), pursuant to which Merger Subsidiary will be merged with and into the Company, with the Company surviving the merger. | Management | No Action | |||||||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to TravelCenters’s named executive officers in connection with the merger, as described in the accompanying proxy statement. | Management | No Action | |||||||||||
| 3. | To approve an adjournment of the special meeting, if necessary, to solicit additional proxies, in the event that there are insufficient votes to approve Proposal 1 at the special meeting. | Management | No Action | |||||||||||
| TEAM, INC. | ||||||||||||||
| Security | 878155308 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TISI | Meeting Date | 11-May-2023 | |||||||||||
| ISIN | US8781553081 | Agenda | 935817962 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Class I Director: Anthony R. Horton | Management | For | For | ||||||||||
| 1.2 | Election of Class I Director: Evan S. Lederman | Management | For | For | ||||||||||
| 2. | Advisory vote on Named Executive Officer compensation. | Management | For | For | ||||||||||
| 3. | Advisory vote on the frequency of holding an advisory Named Executive Officer compensation. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ended December 31, 2023. | Management | For | For | ||||||||||
| CORE MOLDING TECHNOLOGIES, INC. | ||||||||||||||
| Security | 218683100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CMT | Meeting Date | 11-May-2023 | |||||||||||
| ISIN | US2186831002 | Agenda | 935829753 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | David L. Duvall | For | For | |||||||||||
| 2 | Thomas R. Cellitti | For | For | |||||||||||
| 3 | James F. Crowley | For | For | |||||||||||
| 4 | Ralph O. Hellmold | For | For | |||||||||||
| 5 | Matthew E. Jauchius | For | For | |||||||||||
| 6 | Sandra L. Kowaleski | For | For | |||||||||||
| 7 | Andrew O. Smith | For | For | |||||||||||
| 2. | A non-binding advisory vote on the compensation of the named executive officers. | Management | For | For | ||||||||||
| 3. | To amend and restate the Core Molding Technologies, Inc. Employee Stock Purchase Plan. | Management | For | For | ||||||||||
| 4. | To ratify the appointment of Crowe, LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2023. | Management | For | For | ||||||||||
| COMMERCIAL VEHICLE GROUP, INC. | ||||||||||||||
| Security | 202608105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CVGI | Meeting Date | 11-May-2023 | |||||||||||
| ISIN | US2026081057 | Agenda | 935842787 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director to hold office until the 2024 Annual Meeting: Harold C. Bevis | Management | For | For | ||||||||||
| 1b. | Election of Director to hold office until the 2024 Annual Meeting: Roger L. Fix | Management | For | For | ||||||||||
| 1c. | Election of Director to hold office until the 2024 Annual Meeting: Ruth Gratzke | Management | For | For | ||||||||||
| 1d. | Election of Director to hold office until the 2024 Annual Meeting: Robert C. Griffin | Management | For | For | ||||||||||
| 1e. | Election of Director to hold office until the 2024 Annual Meeting: J. Michael Nauman | Management | For | For | ||||||||||
| 1f. | Election of Director to hold office until the 2024 Annual Meeting: Wayne M. Rancourt | Management | For | For | ||||||||||
| 1g. | Election of Director to hold office until the 2024 Annual Meeting: James R. Ray | Management | For | For | ||||||||||
| 2. | A non-binding advisory vote on the compensation of the Company’s named executive officers. | Management | For | For | ||||||||||
| 3. | A non-binding advisory vote on frequency of vote on compensation of the Company’s named executive officers. | Management | 1 Year | For | ||||||||||
| 4. | A proposal to ratify the appointment of KPMG LLP as the independent registered public accounting firm of the Company, for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| PACIFIC ONLINE LTD | ||||||||||||||
| Security | G9684P101 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 12-May-2023 | ||||||||||||
| ISIN | KYG9684P1019 | Agenda | 717042181 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2023/ 0414/2023041400341.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2023/ 0414/2023041400315.pdf | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||
| 1 | TO CONSIDER AND RECEIVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2022 | Management | Against | Against | ||||||||||
| 2 | TO DECLARE A FINAL DIVIDEND OF RMB10 CENTS PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2022 | Management | For | For | ||||||||||
| 3 | TO RE-ELECT DR. LAM WAI YAN AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | Against | Against | ||||||||||
| 4 | TO RE-ELECT MR. THADDEUS THOMAS BECZAK AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | Against | Against | ||||||||||
| 5 | TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE RESPECTIVE DIRECTORS REMUNERATION | Management | For | For | ||||||||||
| 6 | TO RE-APPOINT MESSRS PRICEWATERHOUSECOOPERS AS AUDITOR OF THE COMPANY AND TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX AUDITORS REMUNERATION | Management | For | For | ||||||||||
| 7 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO PURCHASE THE COMPANYS SHARES NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | For | For | ||||||||||
| 8 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | Against | Against | ||||||||||
| 9 | CONDITIONAL UPON THE PASSING OF RESOLUTIONS NOS. 7 AND 8, TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY BY THE TOTAL NUMBER OF SHARES REPURCHASED BY THE COMPANY | Management | Against | Against | ||||||||||
| DRIL-QUIP, INC. | ||||||||||||||
| Security | 262037104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DRQ | Meeting Date | 16-May-2023 | |||||||||||
| ISIN | US2620371045 | Agenda | 935802389 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director: Jeffrey J. Bird | Management | For | For | ||||||||||
| 1.2 | Election of Director: John V. Lovoi | Management | For | For | ||||||||||
| 2. | Approval of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve compensation of the Company’s named executive officers. | Management | For | For | ||||||||||
| 4. | Advisory vote on the frequency of future advisory votes to approve executive compensation. | Management | 1 Year | For | ||||||||||
| OPTION CARE HEALTH, INC. | ||||||||||||||
| Security | 68404L201 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | OPCH | Meeting Date | 17-May-2023 | |||||||||||
| ISIN | US68404L2016 | Agenda | 935812758 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | John J. Arlotta | Withheld | Against | |||||||||||
| 2 | Elizabeth Q. Betten | Withheld | Against | |||||||||||
| 3 | Elizabeth D. Bierbower | Withheld | Against | |||||||||||
| 4 | Natasha Deckmann | Withheld | Against | |||||||||||
| 5 | David W. Golding | Withheld | Against | |||||||||||
| 6 | Harry M. J. Kraemer Jr. | Withheld | Against | |||||||||||
| 7 | R. Carter Pate | Withheld | Against | |||||||||||
| 8 | John C. Rademacher | Withheld | Against | |||||||||||
| 9 | Nitin Sahney | Withheld | Against | |||||||||||
| 10 | Timothy P. Sullivan | Withheld | Against | |||||||||||
| 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | ||||||||||
| 3. | To approve, on a non-binding advisory basis, our executive compensation. | Management | For | For | ||||||||||
| 4. | To conduct an advisory vote on the frequency of a stockholder vote on our executive compensation. | Management | 1 Year | For | ||||||||||
| INTEVAC, INC. | ||||||||||||||
| Security | 461148108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | IVAC | Meeting Date | 17-May-2023 | |||||||||||
| ISIN | US4611481080 | Agenda | 935824652 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director: David S. Dury | Management | For | For | ||||||||||
| 1.2 | Election of Director: Nigel D. Hunton | Management | For | For | ||||||||||
| 1.3 | Election of Director: Kevin D. Barber | Management | For | For | ||||||||||
| 1.4 | Election of Director: Dorothy D. Hayes | Management | For | For | ||||||||||
| 1.5 | Election of Director: Michele F. Klein | Management | For | For | ||||||||||
| 2. | Proposal to approve the amended Intevac 2003 Employee Stock Purchase Plan to increase the maximum number of shares of Common Stock authorized for issuance thereunder by 300,000 shares. | Management | For | For | ||||||||||
| 3. | Proposal to approve the amended Intevac 2020 Equity Incentive Plan to increase the maximum number of shares of Common Stock authorized for issuance thereunder by 850,000 shares. | Management | Against | Against | ||||||||||
| 4. | Proposal to ratify the appointment of BPM LLP as independent public accountants of Intevac for the fiscal year ending December 30, 2023. | Management | For | For | ||||||||||
| 5. | Proposal to approve, on a non-binding, advisory basis, the executive compensation of the Intevac’s named executive officers. | Management | For | For | ||||||||||
| 6. | Proposal to approve, on a non-binding, advisory basis, the frequency of future advisory votes on the compensation of the Intevac’s named executive officers. | Management | 1 Year | For | ||||||||||
| PARK-OHIO HOLDINGS CORP. | ||||||||||||||
| Security | 700666100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PKOH | Meeting Date | 17-May-2023 | |||||||||||
| ISIN | US7006661000 | Agenda | 935829931 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director: Patrick V. Auletta | Management | For | For | ||||||||||
| 1.2 | Election of Director: Howard W. Hanna IV | Management | For | For | ||||||||||
| 1.3 | Election of Director: Dan T. Moore III | Management | For | For | ||||||||||
| 2. | To approve the Amendment and Restatement of the Park-Ohio Holdings Corp. 2021 Equity and Incentive Compensation Plan. | Management | Abstain | Against | ||||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as our independent auditors for fiscal year 2023. | Management | For | For | ||||||||||
| 4. | To approve, on an advisory basis, named executive officer compensation. | Management | For | For | ||||||||||
| 5. | To recommend, on an advisory basis, the frequency of future advisory votes on named executive officer compensation. | Management | 3 Years | For | ||||||||||
| NEXTNAV INC. | ||||||||||||||
| Security | 65345N106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NN | Meeting Date | 18-May-2023 | |||||||||||
| ISIN | US65345N1063 | Agenda | 935806438 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Gary M. Parsons | For | For | |||||||||||
| 2 | Ganesh Pattabiraman | For | For | |||||||||||
| 3 | Peter D. Aquino | For | For | |||||||||||
| 4 | Bandel L. Carano | For | For | |||||||||||
| 5 | Alan B. Howe | For | For | |||||||||||
| 6 | Neil S. Subin | For | For | |||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023 (“Proposal 2”). | Management | For | For | ||||||||||
| AMPCO-PITTSBURGH CORPORATION | ||||||||||||||
| Security | 032037103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AP | Meeting Date | 18-May-2023 | |||||||||||
| ISIN | US0320371034 | Agenda | 935819497 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | James J. Abel | For | For | |||||||||||
| 2 | Fredrick D. DiSanto | For | For | |||||||||||
| 3 | Darrell L. McNair | For | For | |||||||||||
| 4 | Stephen E. Paul | For | For | |||||||||||
| 2. | To approve, in a non-binding vote, the compensation of the named executive officers. | Management | For | For | ||||||||||
| 3. | To provide a non-binding advisory vote on the frequency of the advisory vote on the compensation of the Corporation’s named executive officers. | Management | 1 Year | For | ||||||||||
| 4. | To approve the amendment to the Corporation’s 2016 Omnibus Incentive Plan. | Management | Against | Against | ||||||||||
| 5. | To ratify the appointment of BDO USA, LLP as the independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
| FULL HOUSE RESORTS, INC. | ||||||||||||||
| Security | 359678109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FLL | Meeting Date | 18-May-2023 | |||||||||||
| ISIN | US3596781092 | Agenda | 935840012 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Kenneth R. Adams | Management | For | For | ||||||||||
| 1b. | Election of Director: Carl G. Braunlich | Management | For | For | ||||||||||
| 1c. | Election of Director: Lewis A. Fanger | Management | For | For | ||||||||||
| 1d. | Election of Director: Eric J. Green | Management | For | For | ||||||||||
| 1e. | Election of Director: Lynn M. Handler | Management | For | For | ||||||||||
| 1f. | Election of Director: Michael A. Hartmeier | Management | For | For | ||||||||||
| 1g. | Election of Director: Daniel R. Lee | Management | For | For | ||||||||||
| 1h. | Election of Director: Kathleen M. Marshall | Management | For | For | ||||||||||
| 1i. | Election of Director: Michael P. Shaunnessy | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
| PLAYMATES HOLDINGS LTD | ||||||||||||||
| Security | G7130P220 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 19-May-2023 | ||||||||||||
| ISIN | BMG7130P2206 | Agenda | 717131243 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2023/ 0426/2023042601038.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2023/ 0426/2023042600972.pdf | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||
| 1 | TO RECEIVE AND CONSIDER THE AUDITED ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2022 | Management | For | For | ||||||||||
| 2.A | TO RE-ELECT THE RETIRING DIRECTORS OF THE COMPANY, INCLUDING: MS. CHAN, HELEN | Management | For | For | ||||||||||
| 2.B | TO RE-ELECT THE RETIRING DIRECTORS OF THE COMPANY, INCLUDING: MR. CHAN KONG KEUNG, STEPHEN | Management | For | For | ||||||||||
| 2.C | TO RE-ELECT THE RETIRING DIRECTORS OF THE COMPANY, INCLUDING: MR. LO KAI YIU, ANTHONY | Management | Against | Against | ||||||||||
| 3 | TO APPOINT GRANT THORNTON HONG KONG LIMITED AS THE AUDITORS OF THE COMPANY | Management | For | For | ||||||||||
| 4.A | TO GRANT AN UNCONDITIONAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE THE COMPANY’S OWN SHARES NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY | Management | For | For | ||||||||||
| 4.B | TO GRANT AN UNCONDITIONAL MANDATE TO THE DIRECTORS TO ISSUE AND ALLOT ADDITIONAL SHARES NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY | Management | Against | Against | ||||||||||
| 4.C | TO EXTEND THE MANDATE GRANTED UNDER RESOLUTION NO. 4B BY INCLUDING THE NUMBER OF SHARES REPURCHASED BY THE COMPANY PURSUANT TO RESOLUTION NO. 4A | Management | Against | Against | ||||||||||
| 4.D | TO APPROVE THE ADOPTION OF THE NEW PTL SHARE AWARD PLAN | Management | Against | Against | ||||||||||
| 4.E | TO APPROVE THE SERVICE PROVIDER SUBLIMIT OF THE NEW PTL SHARE AWARD PLAN (AS DEFINED IN THE NEW PTL SHARE AWARD PLAN) | Management | Against | Against | ||||||||||
| CMMT | 27 APR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE OF THE RECORD-DATE FROM 18 MAY 2023 TO 12 MAY 2023. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| GOODBABY INTERNATIONAL HOLDINGS LTD | ||||||||||||||
| Security | G39814101 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 22-May-2023 | ||||||||||||
| ISIN | KYG398141013 | Agenda | 717086195 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2023/ 0420/2023042000093.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2023/ 0420/2023042000105.pdf | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||
| 1 | TO RECEIVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2022 | Management | For | For | ||||||||||
| 2.A | TO RE-ELECT MR. MARTIN POS AS EXECUTIVE DIRECTOR OF THE COMPANY AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION | Management | Against | Against | ||||||||||
| 2.B | TO RE-ELECT MR. LIU TONGYOU AS EXECUTIVE DIRECTOR OF THE COMPANY AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION | Management | Against | Against | ||||||||||
| 2.C | TO RE-ELECT MR. JIN PENG AS INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION | Management | Against | Against | ||||||||||
| 2.D | TO RE-ELECT MR. SO TAK YOUNG AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION | Management | For | For | ||||||||||
| 3 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE OTHER DIRECTORS OF THE COMPANY | Management | For | For | ||||||||||
| 4 | TO RE-APPOINT ERNST & YOUNG AS AUDITORS OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||
| 5 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | For | For | ||||||||||
| 6 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | Against | Against | ||||||||||
| 7 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY BY THE AGGREGATE NUMBER OF THE SHARES BOUGHT BACK BY THE COMPANY PURSUANT TO THE MANDATE BY RESOLUTION NO. 5 AS SET OUT IN THE NOTICE OF THE AGM | Management | Against | Against | ||||||||||
| 8 | TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE EXISTING MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY AND TO ADOPT THE SECOND AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY | Management | Against | Against | ||||||||||
| THE MARCUS CORPORATION | ||||||||||||||
| Security | 566330106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MCS | Meeting Date | 23-May-2023 | |||||||||||
| ISIN | US5663301068 | Agenda | 935791942 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Stephen H. Marcus | For | For | |||||||||||
| 2 | Gregory S. Marcus | For | For | |||||||||||
| 3 | Diane Marcus Gershowitz | For | For | |||||||||||
| 4 | Allan H. Selig | For | For | |||||||||||
| 5 | Timothy E. Hoeksema | For | For | |||||||||||
| 6 | Bruce J. Olson | For | For | |||||||||||
| 7 | Philip L. Milstein | For | For | |||||||||||
| 8 | Brian J. Stark | For | For | |||||||||||
| 9 | Katherine M. Gehl | For | For | |||||||||||
| 10 | Austin M. Ramirez | For | For | |||||||||||
| 2. | To approve, by advisory vote, the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | To determine, by advisory vote, the frequency of the advisory vote on the compensation of our named executive officers. | Management | 1 Year | For | ||||||||||
| 4. | To ratify the selection of Deloitte & Touche LLP as our independent auditor for our fiscal year ending December 28, 2023. | Management | For | For | ||||||||||
| CONSOLIDATED WATER CO. LTD. | ||||||||||||||
| Security | G23773107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CWCO | Meeting Date | 23-May-2023 | |||||||||||
| ISIN | KYG237731073 | Agenda | 935820010 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Linda Beidler-D’Aguilar | For | For | |||||||||||
| 2 | Brian E. Butler | For | For | |||||||||||
| 3 | Carson K. Ebanks | For | For | |||||||||||
| 4 | Clarence B. Flowers Jr. | For | For | |||||||||||
| 5 | Frederick W. McTaggart | For | For | |||||||||||
| 6 | Wilmer F. Pergande | For | For | |||||||||||
| 7 | Leonard J. Sokolow | For | For | |||||||||||
| 8 | Raymond Whittaker | For | For | |||||||||||
| 2. | An advisory vote on executive compensation. | Management | For | For | ||||||||||
| 3. | An advisory vote on the frequency of holding an advisory vote on executive compensation. | Management | 1 Year | For | ||||||||||
| 4. | The ratification of the selection of Marcum LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023, at the remuneration to be determined by the Audit Committee of the Board of Directors. | Management | For | For | ||||||||||
| GARRETT MOTION INC. | ||||||||||||||
| Security | 366505204 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GTXAP | Meeting Date | 24-May-2023 | |||||||||||
| ISIN | US3665052045 | Agenda | 935817861 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Daniel Ninivaggi | Management | For | For | ||||||||||
| 1b. | Election of Director: Olivier Rabiller | Management | For | For | ||||||||||
| 1c. | Election of Director: Kevin Mahony | Management | For | For | ||||||||||
| 1d. | Election of Director: D’aun Norman | Management | For | For | ||||||||||
| 1e. | Election of Director: John Petry | Management | For | For | ||||||||||
| 1f. | Election of Director: Tina Pierce | Management | For | For | ||||||||||
| 1g. | Election of Director: Robert Shanks | Management | For | For | ||||||||||
| 1h. | Election of Director: Julia Steyn | Management | For | For | ||||||||||
| 1i. | Election of Director: Steven Tesoriere | Management | For | For | ||||||||||
| 2. | The ratification of the appointment of Deloitte SA as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| 3. | The approval, on an advisory (non-binding) basis, of the compensation of the Company’s named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
| GARRETT MOTION INC. | ||||||||||||||
| Security | 366505105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GTX | Meeting Date | 24-May-2023 | |||||||||||
| ISIN | US3665051054 | Agenda | 935817861 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Daniel Ninivaggi | Management | For | For | ||||||||||
| 1b. | Election of Director: Olivier Rabiller | Management | For | For | ||||||||||
| 1c. | Election of Director: Kevin Mahony | Management | For | For | ||||||||||
| 1d. | Election of Director: D’aun Norman | Management | For | For | ||||||||||
| 1e. | Election of Director: John Petry | Management | For | For | ||||||||||
| 1f. | Election of Director: Tina Pierce | Management | For | For | ||||||||||
| 1g. | Election of Director: Robert Shanks | Management | For | For | ||||||||||
| 1h. | Election of Director: Julia Steyn | Management | For | For | ||||||||||
| 1i. | Election of Director: Steven Tesoriere | Management | For | For | ||||||||||
| 2. | The ratification of the appointment of Deloitte SA as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| 3. | The approval, on an advisory (non-binding) basis, of the compensation of the Company’s named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
| COMPX INTERNATIONAL INC. | ||||||||||||||
| Security | 20563P101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CIX | Meeting Date | 24-May-2023 | |||||||||||
| ISIN | US20563P1012 | Agenda | 935838219 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director: Thomas E. Barry | Management | For | For | ||||||||||
| 1.2 | Election of Director: Loretta J. Feehan | Management | For | For | ||||||||||
| 1.3 | Election of Director: Terri L. Herrington | Management | For | For | ||||||||||
| 1.4 | Election of Director: Scott C. James | Management | For | For | ||||||||||
| 1.5 | Election of Director: Kevin B. Kramer | Management | For | For | ||||||||||
| 1.6 | Election of Director: Ann Manix | Management | For | For | ||||||||||
| 1.7 | Election of Director: Michael S. Simmons | Management | For | For | ||||||||||
| 1.8 | Election of Director: Mary A. Tidlund | Management | For | For | ||||||||||
| 2. | Say-on-Pay, nonbinding advisory vote approving executive compensation. | Management | For | For | ||||||||||
| 3. | Nonbinding advisory vote on the preferred frequency of executive officer compensation votes. | Management | 1 Year | For | ||||||||||
| FLUENCE CORPORATION LTD | ||||||||||||||
| Security | Q3918T103 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 25-May-2023 | ||||||||||||
| ISIN | AU000000FLC5 | Agenda | 717086006 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1,4 TO 9 VOTES CAST BY-ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | ||||||||||||
| 1 | ADOPTION OF REMUNERATION REPORT | Management | Against | Against | ||||||||||
| 2 | ELECTION OF DOUGLAS BROWN AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 3 | RE-ELECTION OF ROSS HAGHIGHAT AS A DIRECTOR OF THE COMPANY | Management | Against | Against | ||||||||||
| 4 | APPROVAL TO GRANT OPTIONS TO DOUGLAS BROWN (AND/OR HIS NOMINEE) | Management | Against | Against | ||||||||||
| 5 | APPROVAL TO GRANT OPTIONS TO RICHARD IRVING (AND/OR HIS NOMINEE) | Management | Against | Against | ||||||||||
| 6 | APPROVAL TO GRANT OPTIONS TO ROSS HAGHIGHAT (AND/OR HIS NOMINEE) | Management | Against | Against | ||||||||||
| 7 | APPROVAL TO GRANT OPTIONS TO PAUL DONNELLY (AND/OR HIS NOMINEE) | Management | Against | Against | ||||||||||
| 8 | APPROVAL TO GRANT OPTIONS TO SAMANTHA TOUGH (AND/OR HER NOMINEE) | Management | Against | Against | ||||||||||
| 9 | APPROVAL TO RENEW THE COMPANYS EMPLOYEE STOCK OPTION PLAN | Management | Against | Against | ||||||||||
| 10 | APPROVAL OF 10% PLACEMENT CAPACITY | Management | Against | Against | ||||||||||
| GAM HOLDING AG | ||||||||||||||
| Security | H2878E106 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 25-May-2023 | ||||||||||||
| ISIN | CH0102659627 | Agenda | 717192126 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION-MAY BE REJECTED. | Non-Voting | ||||||||||||
| 1.1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||||
| 1.2 | APPROVE REMUNERATION REPORT (NON-BINDING) | Management | No Action | |||||||||||
| 2 | APPROVE TREATMENT OF NET LOSS | Management | No Action | |||||||||||
| 3 | APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT | Management | No Action | |||||||||||
| 4.1 | AMEND ARTICLES RE: SHARES AND SHARE REGISTER | Management | No Action | |||||||||||
| 4.2 | AMEND ARTICLES RE: GENERAL MEETINGS (INCL. APPROVAL OF VIRTUAL-ONLY OR HYBRID SHAREHOLDER MEETINGS) | Management | No Action | |||||||||||
| 4.3 | AMEND ARTICLES RE: BOARD OF DIRECTORS; COMPENSATION; EXTERNAL MANDATES FOR MEMBERS OF THE BOARD OF DIRECTORS AND EXECUTIVE COMMITTEE | Management | No Action | |||||||||||
| 4.4 | APPROVE CREATION OF CAPITAL BAND WITHIN THE UPPER LIMIT OF CHF 8.8 MILLION AND THE LOWER LIMIT OF CHF 7.2 MILLION WITH OR WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS | Management | No Action | |||||||||||
| 5.1 | REELECT DAVID JACOB AS DIRECTOR AND BOARD CHAIR | Management | No Action | |||||||||||
| 5.2 | REELECT KATIA COUDRAY AS DIRECTOR | Management | No Action | |||||||||||
| 5.3 | REELECT JACQUI IRVINE AS DIRECTOR | Management | No Action | |||||||||||
| 5.4 | REELECT FRANK KUHNKE AS DIRECTOR | Management | No Action | |||||||||||
| 5.5 | REELECT MONIKA MACHON AS DIRECTOR | Management | No Action | |||||||||||
| 5.6 | REELECT NANCY MISTRETTA AS DIRECTOR | Management | No Action | |||||||||||
| 6.1 | REAPPOINT KATIA COUDRAY AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
| 6.2 | REAPPOINT JACQUI IRVINE AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
| 6.3 | REAPPOINT NANCY MISTRETTA AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
| 7.1 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 900,000 | Management | No Action | |||||||||||
| 7.2 | APPROVE FIXED REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 3.3 MILLION | Management | No Action | |||||||||||
| 8 | RATIFY KPMG AG AS AUDITORS | Management | No Action | |||||||||||
| 9 | DESIGNATE TOBIAS ROHNER AS INDEPENDENT PROXY | Management | No Action | |||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
| L.B. FOSTER COMPANY | ||||||||||||||
| Security | 350060109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FSTR | Meeting Date | 25-May-2023 | |||||||||||
| ISIN | US3500601097 | Agenda | 935801363 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Raymond T. Betler | For | For | |||||||||||
| 2 | Dirk Jungé | For | For | |||||||||||
| 3 | John F. Kasel | For | For | |||||||||||
| 4 | John E. Kunz | For | For | |||||||||||
| 5 | Janet Lee | For | For | |||||||||||
| 6 | Diane B. Owen | For | For | |||||||||||
| 7 | Bruce E. Thompson | For | For | |||||||||||
| 2. | Ratify appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
| 3. | Advisory approval of the compensation paid to the Company’s named executive officers for 2022. | Management | For | For | ||||||||||
| 4. | Advisory approval of the frequency of future advisory votes on the compensation paid to the Company’s named executive officers. | Management | 1 Year | For | ||||||||||
| NEURONETICS, INC. | ||||||||||||||
| Security | 64131A105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | STIM | Meeting Date | 25-May-2023 | |||||||||||
| ISIN | US64131A1051 | Agenda | 935817289 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | John K. Bakewell | For | For | |||||||||||
| 2 | Joseph H. Capper | For | For | |||||||||||
| 3 | Robert A. Cascella | For | For | |||||||||||
| 4 | Sheryl L. Conley | For | For | |||||||||||
| 5 | Wilfred E. Jaeger | For | For | |||||||||||
| 6 | Glenn P. Muir | For | For | |||||||||||
| 7 | Megan Rosengarten | For | For | |||||||||||
| 8 | Keith J. Sullivan | For | For | |||||||||||
| 2. | Ratification of the selection of KPMG LLP as our independent registered public accounting firm. | Management | For | For | ||||||||||
| MARIN SOFTWARE INCORPORATED | ||||||||||||||
| Security | 56804T205 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MRIN | Meeting Date | 25-May-2023 | |||||||||||
| ISIN | US56804T2050 | Agenda | 935820363 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Gordon Crovitz | For | For | |||||||||||
| 2 | Daina Middleton | For | For | |||||||||||
| 2. | To approve the Amended and Restated 2013 Equity Incentive Plan. | Management | Against | Against | ||||||||||
| 3. | To approve the Amended and Restated 2013 Employee Stock Purchase Plan. | Management | For | For | ||||||||||
| 4. | Advisory vote to approve 2022 named executive officer compensation. | Management | For | For | ||||||||||
| 5. | To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| TRANS-LUX CORPORATION | ||||||||||||||
| Security | 893247304 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TNLX | Meeting Date | 25-May-2023 | |||||||||||
| ISIN | US8932473049 | Agenda | 935857651 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Approve the advisory resolution on executive compensation. | Management | For | For | ||||||||||
| 1b. | Approve the advisory resolution on the frequency of future advisory votes on executive compensation. | Management | Split | Split | ||||||||||
| 2. | DIRECTOR | Management | For | For | ||||||||||
| 1 | Marco Elser | For | For | |||||||||||
| 2 | Salvatore J. Zizza | For | For | |||||||||||
| 3 | Nicholas J. Fazio | Split | Split | |||||||||||
| 4 | Yantao Yu | Split | Split | |||||||||||
| 5 | Jie Feng | Split | Split | |||||||||||
| 3. | To ratify the appointment of Marcum LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| SPORTECH PLC | ||||||||||||||
| Security | G83678113 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 30-May-2023 | ||||||||||||
| ISIN | GB00B28ZPV64 | Agenda | 717205618 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | TO RECEIVE AND ADOPT THE COMPANY’S AUDITED ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 | Management | For | For | ||||||||||
| 2 | TO RECEIVE AND APPROVE THE DIRECTORS’ REMUNERATION REPORT | Management | For | For | ||||||||||
| 3 | TO ELECT PAUL HUMPHREYS AS A DIRECTOR | Management | For | For | ||||||||||
| 4 | TO RE-ELECT RICHARD MCGUIRE AS A DIRECTOR | Management | For | For | ||||||||||
| 5 | TO RE-ELECT CLIVE WHILEY AS A DIRECTOR | Management | For | For | ||||||||||
| 6 | TO RE-APPOINT BDO LLP AS AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING | Management | For | For | ||||||||||
| 7 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITOR’S REMUNERATION | Management | For | For | ||||||||||
| 8 | THAT, THE COMPANY BE AUTHORISED TO MAKE POLITICAL DONATIONS TO POLITICAL PARTIES, INDEPENDENT ELECTION CANDIDATES AND POLITICAL ORGANISATIONS | Management | For | For | ||||||||||
| 9 | THAT: THE DIRECTORS BE AUTHORISED, TO ALLOT SHARES AND GRANT RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT ANY SECURITY INTO, SHARES | Management | For | For | ||||||||||
| 10 | THAT: SUBJECT TO RESOLUTION 9, THE DIRECTORS HAVE THE POWER TO ALLOT SECURITIES FOR CASH AND/OR TO SELL SECURITIES FOR CASH AS IF SECTION561 DID NOT APPLY | Management | For | For | ||||||||||
| 11 | THAT: SUBJECT TO RESOLUTION 9, IN ADDITION TO 10, THE DIRECTORS BE EMPOWERED TO ALLOT AND/OR SELL SECURITIES FOR CASH AS IF SECTION561 DID NOT APPLY | Management | For | For | ||||||||||
| 12 | THAT THE COMPANY BE AUTHORISED TO MAKE ONE OR MORE MARKET PURCHASES OF ORDINARY SHARES IN SUCH MANNER AS THE DIRECTORS SHALL DETERMINE | Management | For | For | ||||||||||
| 13 | THAT A GENERAL MEETING OF THE COMPANY, OTHER THAN AN ANNUAL GENERAL MEETING, MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS’ NOTICE | Management | For | For | ||||||||||
| BEASLEY BROADCAST GROUP, INC. | ||||||||||||||
| Security | 074014101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BBGI | Meeting Date | 31-May-2023 | |||||||||||
| ISIN | US0740141017 | Agenda | 935818231 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Michael J. Fiorile | For | For | |||||||||||
| 2 | Gordon H. Smith | For | For | |||||||||||
| 3 | Brian E. Beasley | For | For | |||||||||||
| 4 | Bruce G. Beasley | For | For | |||||||||||
| 5 | Caroline Beasley | For | For | |||||||||||
| 6 | Peter A. Bordes, Jr. | For | For | |||||||||||
| 7 | Leslie V. Godridge | For | For | |||||||||||
| 8 | Charles M. Warfield Jr. | For | For | |||||||||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Crowe LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | ||||||||||
| STEEL PARTNERS HOLDINGS L.P. | ||||||||||||||
| Security | 85814R107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SPLP | Meeting Date | 01-Jun-2023 | |||||||||||
| ISIN | US85814R1077 | Agenda | 935819687 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | John P. McNiff | For | For | |||||||||||
| 2 | Lon Rosen | For | For | |||||||||||
| 3 | Eric P. Karros | For | For | |||||||||||
| 4 | James Benenson III | For | For | |||||||||||
| 5 | Rory Tahari | For | For | |||||||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| 4. | To amend and restate the Company’s Ninth Amended and Restated Agreement of Limited Partnership to provide for the cash-out at fair value of a fractional common unit in lieu of the issuance of a fractional common unit in the event a distribution, subdivision or combination would result in a unitholder being issued less than one (1) whole common unit. | Management | For | For | ||||||||||
| CANTERBURY PARK HOLDING CORPORATION | ||||||||||||||
| Security | 13811E101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CPHC | Meeting Date | 01-Jun-2023 | |||||||||||
| ISIN | US13811E1010 | Agenda | 935831013 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Peter Ahn | Management | For | For | ||||||||||
| 1b. | Election of Director: Maureen H. Bausch | Management | For | For | ||||||||||
| 1c. | Election of Director: Mark Chronister | Management | For | For | ||||||||||
| 1d. | Election of Director: John S. Himle | Management | For | For | ||||||||||
| 1e. | Election of Director: Carin J. Offerman | Management | For | For | ||||||||||
| 1f. | Election of Director: Randall D. Sampson | Management | For | For | ||||||||||
| 1g. | Election of Director: Damon E. Schramm | Management | For | For | ||||||||||
| 2. | To ratify the appointment of Wipfli LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| LIBERTY TRIPADVISOR HOLDINGS, INC. | ||||||||||||||
| Security | 531465102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LTRPA | Meeting Date | 06-Jun-2023 | |||||||||||
| ISIN | US5314651028 | Agenda | 935837267 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Christy Haubegger | For | For | |||||||||||
| 2 | Chris Mueller | For | For | |||||||||||
| 3 | Albert E. Rosenthaler | For | For | |||||||||||
| 2. | The auditors ratification proposal, to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| 3. | A proposal to approve the adoption of the resolution of the board of directors of our company approving the conversion of our company to a corporation organized under the laws of the State of Nevada pursuant to and in accordance with the applicable law and plan of conversion, including the adoption of new Articles of Incorporation under Nevada law. | Management | Abstain | Against | ||||||||||
| 4. | A proposal to approve one or more adjournments of the annual meeting from time to time to permit further solicitation of proxies, if necessary or appropriate, if sufficient votes are not represented at the annual meeting to approve Proposal 3 at the time of such adjournment or if otherwise determined by the chairperson of the meeting to be necessary or appropriate. | Management | For | For | ||||||||||
| STEEL CONNECT, INC. | ||||||||||||||
| Security | 858098106 | Meeting Type | Special | |||||||||||
| Ticker Symbol | STCN | Meeting Date | 06-Jun-2023 | |||||||||||
| ISIN | US8580981061 | Agenda | 935879897 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To approve, for purposes of complying with Nasdaq Listing Rule 5635, the rights of the Series E preferred stock of the Company (the “Series E Preferred Stock”) to vote and receive dividends together with the common stock of the Company (the “Company Common Stock”) on an as-converted basis and the issuance of Company Common Stock upon conversion of the Series E Preferred Stock (the “Nasdaq Proposal”). | Management | For | For | ||||||||||
| 2. | To approve the amendments to the Company’s restated certificate of incorporation to effect a 1-for-3,500 reverse stock split of the Company Common Stock followed immediately by an amendment to the Company’s restated certificate of incorporation to effect a 375-for-1 forward stock split of the Company Common Stock (the “Reverse/Forward Stock Split Proposal”). | Management | For | For | ||||||||||
| 3. | To approve the adjournment of the Special Meeting, if necessary, to ensure that any necessary supplement or amendment to the proxy statement accompanying this notice is provided to the Company’s stockholders a reasonable amount of time in advance of the Special Meeting or to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the Nasdaq Proposal or the Reverse/Forward Stock Split Proposal (the “Adjournment Proposal”). | Management | For | For | ||||||||||
| AMERICAN VANGUARD CORPORATION | ||||||||||||||
| Security | 030371108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AVD | Meeting Date | 07-Jun-2023 | |||||||||||
| ISIN | US0303711081 | Agenda | 935828270 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Marisol Angelini | Management | For | For | ||||||||||
| 1b. | Election of Director: Scott D. Baskin | Management | For | For | ||||||||||
| 1c. | Election of Director: Mark R. Bassett | Management | For | For | ||||||||||
| 1d. | Election of Director: Debra F. Edwards | Management | For | For | ||||||||||
| 1e. | Election of Director: Morton D. Erlich | Management | For | For | ||||||||||
| 1f. | Election of Director: Patrick E. Gottschalk | Management | For | For | ||||||||||
| 1g. | Election of Director: Emer Gunter | Management | For | For | ||||||||||
| 1h. | Election of Director: Keith M. Rosenbloom | Management | For | For | ||||||||||
| 1i. | Election of Director: Eric G. Wintemute | Management | For | For | ||||||||||
| 2. | Ratify the appointment of Deloitte & Touche LLP as independent registered public accounting firm the year ending December 31, 2023. | Management | For | For | ||||||||||
| 3. | Resolved, that the compensation paid to the Company’s named executive officers, as disclosed pursuant to Item 402 of Regulation S-K, including the Compensation Discussion and Analysis, compensation tables and narrative discussion, is hereby approved. | Management | For | For | ||||||||||
| APPLIED OPTOELECTRONICS, INC. | ||||||||||||||
| Security | 03823U102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AAOI | Meeting Date | 08-Jun-2023 | |||||||||||
| ISIN | US03823U1025 | Agenda | 935836253 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Che-Wei Lin | For | For | |||||||||||
| 2 | Elizabeth Loboa | For | For | |||||||||||
| 2. | To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, our executive compensation, or the “say-on-pay” vote. | Management | For | For | ||||||||||
| 4. | To approve the amendment to our 2021 Equity Incentive Plan to increase the number of shares of Common Stock reserved for issuance thereunder. | Management | Against | Against | ||||||||||
| 5. | To approve the amendment to our Amended and Restated Certificate of Incorporation to increase the number of authorized shares of Common Stock. | Management | For | For | ||||||||||
| ENTRAVISION COMMUNICATIONS CORPORATION | ||||||||||||||
| Security | 29382R107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | EVC | Meeting Date | 08-Jun-2023 | |||||||||||
| ISIN | US29382R1077 | Agenda | 935868185 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Paul Anton Zevnik | For | For | |||||||||||
| 2 | Gilbert R. Vasquez | For | For | |||||||||||
| 3 | Juan S. von Wuthenau | For | For | |||||||||||
| 4 | Martha Elena Diaz | For | For | |||||||||||
| 5 | Fehmi Zeko | For | For | |||||||||||
| 6 | Thomas Strickler | For | For | |||||||||||
| 7 | DIR NOT UP FOR ELECTION | Withheld | Against | |||||||||||
| 2. | To approve the amendment and restatement of the Company’s certificate of incorporation. | Management | Against | Against | ||||||||||
| 3. | To ratify the appointment of Deloitte & Touche, LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| 4. | To approve, on an advisory non-binding basis, the compensation of the Company’s named executive officers. | Management | For | For | ||||||||||
| 5. | To approve, on an advisory non-binding basis, the frequency of future stockholder advisory votes on the compensation of the Company’s named executive officers. | Management | 1 Year | For | ||||||||||
| 6. | To elect Brad Bender to the Company’s Board of Directors to serve for a term ending at the 2024 Annual Meeting of Stockholders and until a successor is duly elected and qualified. | Management | For | For | ||||||||||
| SERVOTRONICS, INC. | ||||||||||||||
| Security | 817732100 | Meeting Type | Contested-Annual | |||||||||||
| Ticker Symbol | SVT | Meeting Date | 09-Jun-2023 | |||||||||||
| ISIN | US8177321002 | Agenda | 935861294 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | COMPANY NOMINEE: Brent D. Baird | Management | For | For | ||||||||||
| 1b. | COMPANY NOMINEE: Edward C. Cosgrove | Management | For | For | ||||||||||
| 1c. | COMPANY NOMINEE: William F. Farrell, Jr. | Management | For | For | ||||||||||
| 1d. | COMPANY NOMINEE: Karen L. Howard | Management | For | For | ||||||||||
| 1e. | COMPANY NOMINEE: Christopher M. Marks | Management | For | For | ||||||||||
| 1f. | COMPANY NOMINEE: Evan H. Wax | Management | For | For | ||||||||||
| 1g. | STAR EQUITY FUND, LP. NOMINEE OPPOSED BY THE COMPANY: Richard K. Coleman, Jr. | Management | Withheld | For | ||||||||||
| 1h. | STAR EQUITY FUND, LP. NOMINEE OPPOSED BY THE COMPANY: G. Mark Pomeroy | Management | Withheld | For | ||||||||||
| 2. | Advisory approval of the compensation of our Named Executive Officers for 2022. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Freed Maxick CPAs, P.C. as the Company’s independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
| ASCENT INDUSTRIES CO. | ||||||||||||||
| Security | 871565107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ACNT | Meeting Date | 13-Jun-2023 | |||||||||||
| ISIN | US8715651076 | Agenda | 935848967 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Henry L. Guy | Management | For | For | ||||||||||
| 1b. | Election of Director: Christopher G. Hutter | Management | For | For | ||||||||||
| 1c. | Election of Director: Aldo J. Mazzaferro | Management | For | For | ||||||||||
| 1d. | Election of Director: Benjamin Rosenzweig | Management | For | For | ||||||||||
| 1e. | Election of Director: John P. Schauerman | Management | For | For | ||||||||||
| 2. | Advisory vote on the compensation of our named executive officers. | Management | For | For | ||||||||||
| GAN LIMITED | ||||||||||||||
| Security | G3728V109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GAN | Meeting Date | 13-Jun-2023 | |||||||||||
| ISIN | BMG3728V1090 | Agenda | 935852651 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Seamus McGill | For | For | |||||||||||
| 2 | Dermot S. Smurfit | For | For | |||||||||||
| 3 | Eric Green | For | For | |||||||||||
| 2. | The appointment of Grant Thornton LLP as GAN Limited’s independent registered public accounting firm and statutory auditor for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| 3. | The approval of an amendment to GAN Limited’s 2020 Equity Incentive Plan. | Management | Against | Against | ||||||||||
| HG HOLDINGS INC. | ||||||||||||||
| Security | 42834P207 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | STLY | Meeting Date | 13-Jun-2023 | |||||||||||
| ISIN | US42834P2074 | Agenda | 935891158 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director for three-year term ending 2026: Jeffrey S. Gilliam | Management | For | For | ||||||||||
| 2. | An advisory vote regarding the approval of compensation paid to the Company’s named executive officers for the year ended December 31, 2022. | Management | For | For | ||||||||||
| 3. | An advisory vote regarding the frequency of the advisory vote regarding approval of compensation paid to the Company’s named executive officers. | Management | 1 Year | For | ||||||||||
| CPI AEROSTRUCTURES, INC. | ||||||||||||||
| Security | 125919308 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CVU | Meeting Date | 14-Jun-2023 | |||||||||||
| ISIN | US1259193084 | Agenda | 935852663 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Class I Director: Terry Stinson | Management | For | For | ||||||||||
| 1.2 | Election of Class I Director: Richard Caswell | Management | For | For | ||||||||||
| 2. | Amendment of the Company’s 2016 Long-Term Incentive Plan (the “2016 Plan”) to (i) increase the total number of shares of common stock available for issuance under the 2016 Plan by 800,000 shares from 1,400,000 shares to 2,200,000 shares and (ii) increase the aggregate number of shares of common stock grantable to a 2016 Plan participant in a calendar year under certain awards from 50,000 shares to 125,000 shares. | Management | Against | Against | ||||||||||
| 3. | Advisory approval of the compensation of the Company’s Named Executive Officers (“Say on Pay”). | Management | For | For | ||||||||||
| 4. | Ratification of the appointment of RSM US LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| LIFEWAY FOODS, INC. | ||||||||||||||
| Security | 531914109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LWAY | Meeting Date | 15-Jun-2023 | |||||||||||
| ISIN | US5319141090 | Agenda | 935841418 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director: Julie Smolyansky | Management | Against | Against | ||||||||||
| 1.2 | Election of Director: Juan Carlos Dalto | Management | Against | Against | ||||||||||
| 1.3 | Election of Director: Jody Levy | Management | Against | Against | ||||||||||
| 1.4 | Election of Director: Dorri McWhorter | Management | Against | Against | ||||||||||
| 1.5 | Election of Director: Perfecto Sanchez | Management | Against | Against | ||||||||||
| 1.6 | Election of Director: Jason Scher | Management | Against | Against | ||||||||||
| 1.7 | Election of Director: Pol Sikar | Management | Against | Against | ||||||||||
| 1.8 | Election of Director: Ludmila Smolyansky | Management | Against | Against | ||||||||||
| 2. | To ratify Grant Thornton LLP as our independent auditor for fiscal year 2023. | Management | For | For | ||||||||||
| 3. | To approve, by non-binding advisory vote, executive compensation. | Management | For | For | ||||||||||
| VROOM, INC. | ||||||||||||||
| Security | 92918V109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VRM | Meeting Date | 15-Jun-2023 | |||||||||||
| ISIN | US92918V1098 | Agenda | 935847523 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Robert J. Mylod | For | For | |||||||||||
| 2 | Timothy M. Crow | For | For | |||||||||||
| 3 | Michael J. Farello | For | For | |||||||||||
| 4 | Laura W. Lang | For | For | |||||||||||
| 5 | Laura G. O’Shaughnessy | For | For | |||||||||||
| 6 | Paula B. Pretlow | For | For | |||||||||||
| 7 | Thomas H. Shortt | For | For | |||||||||||
| 2. | Ratify the appointment of PricewaterhouseCoopers LLP as the Company’s Independent Registered Public Accounting Firm for the year ending December 31, 2023. | Management | For | For | ||||||||||
| 3. | Approve, on an advisory (non-binding) basis, the compensation of the named executive officers of the Company. | Management | For | For | ||||||||||
| INNOVATE CORP. | ||||||||||||||
| Security | 45784J105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VATE | Meeting Date | 15-Jun-2023 | |||||||||||
| ISIN | US45784J1051 | Agenda | 935850455 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director: Avram A. Glazer | Management | For | For | ||||||||||
| 1.2 | Election of Director: Wayne Barr, Jr. | Management | For | For | ||||||||||
| 1.3 | Election of Director: Warren H. Gfeller | Management | For | For | ||||||||||
| 1.4 | Election of Director: Brian S. Goldstein | Management | For | For | ||||||||||
| 1.5 | Election of Director: Amy M. Wilkinson | Management | For | For | ||||||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation of our named executive officers (the “Say on Pay Vote”). | Management | For | For | ||||||||||
| 3. | To ratify the amendment of the Tax Benefit Preservation Plan adopted by the Board on April 1, 2023, to extend the Final Expiration Date from October 1, 2023 to June 30, 2024, or such later date and time as may be subsequently approved (the “NOL Rights Plan Proposal”). | Management | For | For | ||||||||||
| 4. | To ratify the appointment of BDO USA, LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| TRINITY PLACE HOLDINGS INC. | ||||||||||||||
| Security | 89656D101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TPHS | Meeting Date | 21-Jun-2023 | |||||||||||
| ISIN | US89656D1019 | Agenda | 935857788 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Alan Cohen | Management | For | For | ||||||||||
| 1b. | Election of Director: Matthew Messinger | Management | For | For | ||||||||||
| 1c. | Election of Director: Keith Pattiz | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of BDO USA, LLP as the independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | ||||||||||
| 3. | Approval of an amendment to the Company’s 2015 Stock Incentive Plan to increase the number of shares available for awards by 2,000,000 shares. | Management | Against | Against | ||||||||||
| LIFETIME BRANDS, INC. | ||||||||||||||
| Security | 53222Q103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LCUT | Meeting Date | 22-Jun-2023 | |||||||||||
| ISIN | US53222Q1031 | Agenda | 935859340 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | ELECTION OF DIRECTOR: Jeffrey Siegel | Management | For | For | ||||||||||
| 1b. | ELECTION OF DIRECTOR: Robert B. Kay | Management | For | For | ||||||||||
| 1c. | ELECTION OF DIRECTOR: Rachael A. Jarosh | Management | For | For | ||||||||||
| 1d. | ELECTION OF DIRECTOR: Cherrie Nanninga | Management | For | For | ||||||||||
| 1e. | ELECTION OF DIRECTOR: Craig Phillips | Management | For | For | ||||||||||
| 1f. | ELECTION OF DIRECTOR: Veronique Gabai-Pinsky | Management | For | For | ||||||||||
| 1g. | ELECTION OF DIRECTOR: Bruce G. Pollack | Management | For | For | ||||||||||
| 1h. | ELECTION OF DIRECTOR: Michael J. Regan | Management | For | For | ||||||||||
| 1i. | ELECTION OF DIRECTOR: Michael Schnabel | Management | For | For | ||||||||||
| 2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2023. | Management | For | For | ||||||||||
| 3. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE 2022 COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
| UNI-SELECT INC. | ||||||||||||||
| Security | 90457D100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | UNIEF | Meeting Date | 22-Jun-2023 | |||||||||||
| ISIN | CA90457D1006 | Agenda | 935877413 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | Michelle Cormier | For | For | |||||||||||
| 2 | Martin Garand | For | For | |||||||||||
| 3 | Karen Laflamme | For | For | |||||||||||
| 4 | Chantel E. Lenard | For | For | |||||||||||
| 5 | Brian McManus | For | For | |||||||||||
| 6 | Frederick J. Mifflin | For | For | |||||||||||
| 7 | David G. Samuel | For | For | |||||||||||
| 2 | Appointment of Ernst & Young LLP as auditor and authorization of the Board of Directors to fix its remuneration. | Management | For | For | ||||||||||
| 3 | Consideration of an advisory resolution on executive compensation. | Management | For | For | ||||||||||
| WESTERN COPPER AND GOLD CORPORATION | ||||||||||||||
| Security | 95805V108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WRN | Meeting Date | 27-Jun-2023 | |||||||||||
| ISIN | CA95805V1085 | Agenda | 935876942 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | Tara Christie | For | For | |||||||||||
| 2 | Michael Vitton | For | For | |||||||||||
| 3 | Bill Williams | For | For | |||||||||||
| 4 | Ken Williamson | For | For | |||||||||||
| 5 | Klaus Zeitler | For | For | |||||||||||
| 2 | Appointment of PricewaterhouseCoopers LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | ||||||||||
| SIERRA METALS INC. | ||||||||||||||
| Security | 82639W106 | Meeting Type | Contested-Annual and Special Meeting | |||||||||||
| Ticker Symbol | SMTSF | Meeting Date | 28-Jun-2023 | |||||||||||
| ISIN | CA82639W1068 | Agenda | 935888911 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A | Election of Director - Oscar Cabrera | Management | For | For | ||||||||||
| 1B | Election of Director - Miguel Aramburu | Management | For | For | ||||||||||
| 1C | Election of Director - Ernesto Balarezo | Management | For | For | ||||||||||
| 1D | Election of Director - Douglas Cater | Management | For | For | ||||||||||
| 1E | Election of Director - Robert Neal | Management | For | For | ||||||||||
| 1F | Election of Director - Beatriz Orrantia | Management | For | For | ||||||||||
| 1G | Election of Director - Carlos E. Santa Cruz | Management | For | For | ||||||||||
| 2 | To reappoint PricewaterhouseCoopers, Chartered Accountants, as the Corporation’s auditor for the ensuing year and to authorize the board of directors of the Corporation to fix the auditor’s remuneration. | Management | For | For | ||||||||||
| 3 | To consider and, if deemed advisable, to pass, with or without amendment, an ordinary resolution authorizing the adoption of an omnibus incentive plan of the Corporation as further set out in the Corporation’s management information circular dated May 29, 2023. | Management | Against | Against | ||||||||||
| IRRAS AB | ||||||||||||||
| Security | W5169F115 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 30-Jun-2023 | ||||||||||||
| ISIN | SE0008321202 | Agenda | 717344232 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||||
| 1 | ELECT CHAIRMAN OF MEETING | Management | No Action | |||||||||||
| 2 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Management | No Action | |||||||||||
| 3 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Management | No Action | |||||||||||
| 4 | APPROVE AGENDA OF MEETING | Management | No Action | |||||||||||
| 5 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Management | No Action | |||||||||||
| 6 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | ||||||||||||
| 7 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||||
| 8 | APPROVE ALLOCATION OF INCOME AND OMISSION OF DIVIDENDS | Management | No Action | |||||||||||
| 9 | APPROVE DISCHARGE OF MANAGEMENT AND BOARD | Management | No Action | |||||||||||
| 10 | DETERMINE NUMBER OF MEMBERS (4) AND DEPUTY MEMBERS (0) OF BOARD; DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY AUDITORS (0) | Management | No Action | |||||||||||
| 11 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 540,000 FOR CHAIR AND SEK 265,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK; APPROVE REMUNERATION OF AUDITORS | Management | No Action | |||||||||||
| 12 | REELECT KLEANTHIS G. XANTHOPOULOS, MARIOS FOTIADIS (CHAIR), ANITA TOLLSTADIUS AND CATHERINE GILMORE-LAWLESS AS DIRECTORS | Management | No Action | |||||||||||
| 13 | RATIFY KPMG AS AUDITOR | Management | No Action | |||||||||||
| 14 | APPROVE REMUNERATION POLICY AND OTHER TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT | Management | No Action | |||||||||||
| 15 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||||
| 16 | APPROVE STOCK OPTION PLAN FOR KEY EMPLOYEES | Management | No Action | |||||||||||
| 17 | APPROVE 1:100 REVERSE STOCK SPLIT | Management | No Action | |||||||||||
| 18 | AMEND ARTICLES RE: SET MINIMUM (SEK 20 MILLION) AND MAXIMUM (SEK 80 MILLION) SHARE CAPITAL; SET MINIMUM (7 MILLION) AND MAXIMUM (28 MILLION) NUMBER OF SHARES | Management | No Action | |||||||||||
| 19 | APPROVE CREATION OF POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | Management | No Action | |||||||||||
| 20 | CLOSE MEETING | Non-Voting | ||||||||||||
| CMMT | 02 JUN 2023: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 02 JUN 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION | Non-Voting | ||||||||||||
| MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||||
| CMMT | 02 JUN 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||||
| CMMT | 02 JUN 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| B INTRESSENTER AB | ||||||||||||||
| Security | W2R76Q103 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 30-Jun-2023 | ||||||||||||
| ISIN | SE0015193461 | Agenda | 717409999 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||||
| 1 | OPEN MEETING | Non-Voting | ||||||||||||
| 2 | ELECT CHAIRMAN OF MEETING | Management | No Action | |||||||||||
| 3 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Management | No Action | |||||||||||
| 4 | APPROVE AGENDA OF MEETING | Management | No Action | |||||||||||
| 5 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Management | No Action | |||||||||||
| 6 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Management | No Action | |||||||||||
| 7 | RECEIVE RESIGNATION REPORT AND AUDITOR’S REPORT | Non-Voting | ||||||||||||
| 8 | APPROVE DISCHARGE OF BOARD AND PRESIDENT | Management | No Action | |||||||||||
| 9 | CLOSE MEETING | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant | GAMCO Global Series Funds, Inc. |
| By (Signature and Title)* | /s/ John C. Ball |
| John C. Ball, President and Principal Executive Officer |
| Date | August 25, 2023 |
*Print the name and title of each signing officer under his or her signature.