UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-07644
Gabelli Capital Series Funds, Inc.
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
John C. Ball
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2022 – June 30, 2023
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2022 TO JUNE 30, 2023
ProxyEdge Meeting Date Range: 07/01/2022 - 06/30/2023 Gabelli Capital Asset Fund |
Report Date: 07/01/2023 1 |
Investment Company Report
| ||||||||||||||
| SKYLINE CHAMPION CORPORATION | ||||||||||||||
| Security | 830830105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SKY | Meeting Date | 26-Jul-2022 | |||||||||||
| ISIN | US8308301055 | Agenda | 935675629 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director to serve until the next annual meeting: Keith Anderson | Management | For | For | ||||||||||
| 1.2 | Election of Director to serve until the next annual meeting: Michael Berman | Management | For | For | ||||||||||
| 1.3 | Election of Director to serve until the next annual meeting: Timothy Bernlohr | Management | For | For | ||||||||||
| 1.4 | Election of Director to serve until the next annual meeting: Eddie Capel | Management | For | For | ||||||||||
| 1.5 | Election of Director to serve until the next annual meeting: Michael Kaufman | Management | For | For | ||||||||||
| 1.6 | Election of Director to serve until the next annual meeting: Erin Mulligan Nelson | Management | For | For | ||||||||||
| 1.7 | Election of Director to serve until the next annual meeting: Nikul Patel | Management | For | For | ||||||||||
| 1.8 | Election of Director to serve until the next annual meeting: Gary E. Robinette | Management | For | For | ||||||||||
| 1.9 | Election of Director to serve until the next annual meeting: Mark Yost | Management | For | For | ||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as Skyline Champion’s independent registered public accounting firm. | Management | For | For | ||||||||||
| 3. | To consider a non-binding advisory vote on fiscal 2022 compensation paid to Skyline Champion’s named executive officers. | Management | For | For | ||||||||||
| BROWN-FORMAN CORPORATION | ||||||||||||||
| Security | 115637100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BFA | Meeting Date | 28-Jul-2022 | |||||||||||
| ISIN | US1156371007 | Agenda | 935684046 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Campbell P. Brown | Management | For | For | ||||||||||
| 1b. | Election of Director: Stuart R. Brown | Management | For | For | ||||||||||
| 1c. | Election of Director: John D. Cook | Management | For | For | ||||||||||
| 1d. | Election of Director: Marshall B. Farrer | Management | For | For | ||||||||||
| 1e. | Election of Director: Augusta Brown Holland | Management | For | For | ||||||||||
| 1f. | Election of Director: Michael J. Roney | Management | For | For | ||||||||||
| 1g. | Election of Director: Jan E. Singer | Management | For | For | ||||||||||
| 1h. | Election of Director: Tracy L. Skeans | Management | For | For | ||||||||||
| 1i. | Election of Director: Michael A. Todman | Management | For | For | ||||||||||
| 1j. | Election of Director: Lawson E. Whiting | Management | For | For | ||||||||||
| 2. | Approval of the Brown-Forman 2022 Omnibus Compensation Plan | Management | For | For | ||||||||||
| 3. | Ratification of the Selection of Ernst & Young LLP as Brown- Forman Corporation’s Independent Registered Public Accounting Firm for Fiscal 2023 | Management | For | For | ||||||||||
| CAVCO INDUSTRIES, INC. | ||||||||||||||
| Security | 149568107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CVCO | Meeting Date | 02-Aug-2022 | |||||||||||
| ISIN | US1495681074 | Agenda | 935680149 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: David A. Greenblatt | Management | For | For | ||||||||||
| 1b. | Election of Director: Richard A. Kerley | Management | For | For | ||||||||||
| 1c. | Election of Director: Julia W. Sze | Management | For | For | ||||||||||
| 2. | Proposal to approve the advisory (non-binding) resolution relating to executive compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of RSM US LLP as the independent registered public accounting firm for fiscal 2023. | Management | For | For | ||||||||||
| CIRCOR INTERNATIONAL, INC. | ||||||||||||||
| Security | 17273K109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CIR | Meeting Date | 04-Oct-2022 | |||||||||||
| ISIN | US17273K1097 | Agenda | 935710841 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Samuel R. Chapin | Management | For | For | ||||||||||
| 1b. | Election of Director: Tina M. Donikowski | Management | For | For | ||||||||||
| 1c. | Election of Director: Bruce Lisman | Management | For | For | ||||||||||
| 1d. | Election of Director: Helmuth Ludwig | Management | For | For | ||||||||||
| 1e. | Election of Director: John (Andy) O’Donnell | Management | For | For | ||||||||||
| 1f. | Election of Director: Jill D. Smith | Management | For | For | ||||||||||
| 2. | To ratify the selection by the Audit Committee of the Company’s Board of Directors of Ernst & Young LLP as the Company’s independent auditors for the fiscal year ending December 31, 2022. | Management | For | For | ||||||||||
| 3. | To consider an advisory vote approving the compensation of the Company’s Named Executive Officers. | Management | For | For | ||||||||||
| DIAGEO PLC | ||||||||||||||
| Security | 25243Q205 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DEO | Meeting Date | 06-Oct-2022 | |||||||||||
| ISIN | US25243Q2057 | Agenda | 935705864 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| O1 | Report and accounts 2022 | Management | For | For | ||||||||||
| O2 | Directors’ remuneration report 2022 | Management | For | For | ||||||||||
| O3 | Declaration of final dividend | Management | For | For | ||||||||||
| O4 | Appointment of Karen Blackett (1,3,4) as a Director | Management | For | For | ||||||||||
| O5 | Re-appointment of Melissa Bethell (1,3,4) as a Director | Management | For | For | ||||||||||
| O6 | Re-appointment of Lavanya Chandrashekar (2) as a Director | Management | For | For | ||||||||||
| O7 | Re-appointment of Valérie Chapoulaud-Floquet (1,3,4) as a Director | Management | For | For | ||||||||||
| O8 | Re-appointment of Javier Ferrán (3*) as a Director | Management | For | For | ||||||||||
| O9 | Re-appointment of Susan Kilsby (1,3,4*) as a Director | Management | For | For | ||||||||||
| O10 | Re-appointment of Sir John Manzoni (1,3,4) as a Director | Management | For | For | ||||||||||
| O11 | Re-appointment of Lady Mendelsohn (1,3,4) as a Director | Management | For | For | ||||||||||
| O12 | Re-appointment of Ivan Menezes (2*) as a Director | Management | For | For | ||||||||||
| O13 | Re-appointment of Alan Stewart (1*,3,4) as a Director | Management | For | For | ||||||||||
| O14 | Re-appointment of Ireena Vittal (1,3,4) as a Director | Management | For | For | ||||||||||
| O15 | Re-appointment of auditor | Management | For | For | ||||||||||
| O16 | Remuneration of auditor | Management | For | For | ||||||||||
| O17 | Authority to make political donations and/or to incur political expenditure | Management | For | For | ||||||||||
| O18 | Amendment of the Diageo plc 2017 Irish Share Ownership Plan | Management | For | For | ||||||||||
| O19 | Authority to allot shares | Management | For | For | ||||||||||
| S20 | Disapplication of pre-emption rights | Management | Withheld | Against | ||||||||||
| S21 | Authority to purchase own ordinary shares | Management | For | For | ||||||||||
| S22 | Reduced notice of a general meeting other than an AGM | Management | For | For | ||||||||||
| NATIONAL BEVERAGE CORP. | ||||||||||||||
| Security | 635017106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FIZZ | Meeting Date | 07-Oct-2022 | |||||||||||
| ISIN | US6350171061 | Agenda | 935708276 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Cecil D. Conlee | Management | For | For | ||||||||||
| 1b. | Election of Director: Stanley M. Sheridan | Management | For | For | ||||||||||
| COVETRUS, INC. | ||||||||||||||
| Security | 22304C100 | Meeting Type | Special | |||||||||||
| Ticker Symbol | CVET | Meeting Date | 11-Oct-2022 | |||||||||||
| ISIN | US22304C1009 | Agenda | 935711970 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of May 24, 2022 (as the same may be amended from time to time, the “Merger Agreement”), by and among Covetrus, Inc., a Delaware corporation, Corgi Bidco, Inc., a Delaware corporation (“Parent”), and Corgi Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent (“Merger Sub”), a copy of which is attached as Annex A to the accompanying proxy statement, pursuant to which Merger Sub will be merged with and into the Company. | Management | For | For | ||||||||||
| 2. | To approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company’s named executive officers that is based on or otherwise relates to the Transactions, including the Merger. | Management | For | For | ||||||||||
| 3. | To adjourn the special meeting to a later date or time if necessary or appropriate and for a minimum period of time reasonable under the circumstances, to ensure that any necessary supplement or amendment to the accompanying proxy statement is provided to Company stockholders a reasonable amount of time in advance of the special meeting or to solicit additional proxies in favor of the Merger Agreement Proposal if there are insufficient votes at the time of the special meeting to adopt the Merger Agreement. | Management | For | For | ||||||||||
| THE L.S. STARRETT COMPANY | ||||||||||||||
| Security | 855668109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SCX | Meeting Date | 19-Oct-2022 | |||||||||||
| ISIN | US8556681091 | Agenda | 935709420 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director for Class A Stockholder: Charles J. Alpuche | Management | For | For | ||||||||||
| 1.2 | Election of Director for Class A and B Stockholder: Scott W. Sproule | Management | Withheld | Against | ||||||||||
| 2. | To approve The L.S. Starrett Company 2022 Employees’ Stock Purchase Plan. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Grant Thornton LLP as the Company’s independent registered public accounting firm for fiscal year 2023. | Management | For | For | ||||||||||
| CAMPBELL SOUP COMPANY | ||||||||||||||
| Security | 134429109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CPB | Meeting Date | 30-Nov-2022 | |||||||||||
| ISIN | US1344291091 | Agenda | 935719130 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Fabiola R. Arredondo | Management | For | For | ||||||||||
| 1b. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Howard M. Averill | Management | For | For | ||||||||||
| 1c. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: John P. (JP) Bilbrey | Management | For | For | ||||||||||
| 1d. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Mark A. Clouse | Management | For | For | ||||||||||
| 1e. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Bennett Dorrance, Jr. | Management | For | For | ||||||||||
| 1f. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Maria Teresa (Tessa) Hilado | Management | For | For | ||||||||||
| 1g. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Grant H. Hill | Management | For | For | ||||||||||
| 1h. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Sarah Hofstetter | Management | For | For | ||||||||||
| 1i. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Marc B. Lautenbach | Management | For | For | ||||||||||
| 1j. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Mary Alice D. Malone | Management | For | For | ||||||||||
| 1k. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Keith R. McLoughlin | Management | For | For | ||||||||||
| 1l. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Kurt T. Schmidt | Management | For | For | ||||||||||
| 1m. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Archbold D. van Beuren | Management | For | For | ||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal 2023. | Management | For | For | ||||||||||
| 3. | To vote on an advisory resolution to approve the fiscal 2022 compensation of our named executive officers, commonly referred to as a “say on pay” vote. | Management | For | For | ||||||||||
| 4. | To approve the Campbell Soup Company 2022 Long- Term Incentive Plan. | Management | For | For | ||||||||||
| 5. | To vote on a shareholder proposal regarding a report on certain supply chain practices. | Shareholder | Abstain | Against | ||||||||||
| 6. | To vote on a shareholder proposal regarding a report on how the company’s 401(k) retirement fund investments contribute to climate change. | Shareholder | Against | For | ||||||||||
| MADISON SQUARE GARDEN ENTERTAINMENT CORP. | ||||||||||||||
| Security | 55826T102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MSGE | Meeting Date | 06-Dec-2022 | |||||||||||
| ISIN | US55826T1025 | Agenda | 935725157 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Martin Bandier | For | For | |||||||||||
| 2 | Joseph J. Lhota | For | For | |||||||||||
| 3 | Joel M. Litvin | For | For | |||||||||||
| 4 | Frederic V. Salerno | For | For | |||||||||||
| 5 | John L. Sykes | For | For | |||||||||||
| 2. | Ratification of the appointment of our independent registered public accounting firm. | Management | For | For | ||||||||||
| 3. | Approval of the Company’s 2020 Employee Stock Plan, as amended. | Management | Against | Against | ||||||||||
| 4. | Approval of the Company’s 2020 Stock Plan for Non- Employee Directors, as amended. | Management | Against | Against | ||||||||||
| 5. | Approval of, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
| MADISON SQUARE GARDEN SPORTS CORP. | ||||||||||||||
| Security | 55825T103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MSGS | Meeting Date | 09-Dec-2022 | |||||||||||
| ISIN | US55825T1034 | Agenda | 935724573 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Joseph M. Cohen | For | For | |||||||||||
| 2 | Richard D. Parsons | For | For | |||||||||||
| 3 | Nelson Peltz | For | For | |||||||||||
| 4 | Ivan Seidenberg | For | For | |||||||||||
| 5 | Anthony J. Vinciquerra | For | For | |||||||||||
| 2. | Ratification of the appointment of our independent registered public accounting firm. | Management | For | For | ||||||||||
| 3. | Approval of, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
| 4. | An advisory vote on the frequency of future advisory votes on executive compensation. | Management | 3 Years | For | ||||||||||
| SALLY BEAUTY HOLDINGS, INC. | ||||||||||||||
| Security | 79546E104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SBH | Meeting Date | 26-Jan-2023 | |||||||||||
| ISIN | US79546E1047 | Agenda | 935745945 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director: Rachel R. Bishop Ph. D. | Management | For | For | ||||||||||
| 1.2 | Election of Director: Jeffrey Boyer | Management | For | For | ||||||||||
| 1.3 | Election of Director: Diana S. Ferguson | Management | For | For | ||||||||||
| 1.4 | Election of Director: Dorlisa K. Flur | Management | For | For | ||||||||||
| 1.5 | Election of Director: James M. Head | Management | For | For | ||||||||||
| 1.6 | Election of Director: Linda Heasley | Management | For | For | ||||||||||
| 1.7 | Election of Director: Lawrence “Chip” P. Molloy | Management | For | For | ||||||||||
| 1.8 | Election of Director: Erin Nealy Cox | Management | For | For | ||||||||||
| 1.9 | Election of Director: Denise Paulonis | Management | For | For | ||||||||||
| 2. | Approval of the compensation of the Company’s executive officers including the Company’s compensation practices and principles and their implementation. | Management | For | For | ||||||||||
| 3. | Frequency of advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of the selection of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year 2023. | Management | For | For | ||||||||||
| ROCKWELL AUTOMATION, INC. | ||||||||||||||
| Security | 773903109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ROK | Meeting Date | 07-Feb-2023 | |||||||||||
| ISIN | US7739031091 | Agenda | 935750504 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| A. | DIRECTOR | Management | ||||||||||||
| 1 | William P. Gipson | For | For | |||||||||||
| 2 | Pam Murphy | For | For | |||||||||||
| 3 | Donald R. Parfet | For | For | |||||||||||
| 4 | Robert W. Soderbery | For | For | |||||||||||
| B. | To approve, on an advisory basis, the compensation of the Corporation’s named executive officers. | Management | For | For | ||||||||||
| C. | To approve, on an advisory basis, the frequency of the shareowner vote on the compensation of the Corporation’s named executive officers. | Management | 1 Year | For | ||||||||||
| D. | To approve the selection of Deloitte & Touche LLP as the Corporation’s independent registered public accounting firm for fiscal 2023. | Management | For | For | ||||||||||
| INGLES MARKETS, INCORPORATED | ||||||||||||||
| Security | 457030104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | IMKTA | Meeting Date | 14-Feb-2023 | |||||||||||
| ISIN | US4570301048 | Agenda | 935754449 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Ernest E. Ferguson | For | For | |||||||||||
| 2 | John R. Lowden | For | For | |||||||||||
| 2. | To approve, by non-binding vote, executive compensation, as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
| 3. | Stockholder proposal concerning equal voting rights for each share. | Shareholder | Against | For | ||||||||||
| DEERE & COMPANY | ||||||||||||||
| Security | 244199105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DE | Meeting Date | 22-Feb-2023 | |||||||||||
| ISIN | US2441991054 | Agenda | 935755009 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Leanne G. Caret | Management | For | For | ||||||||||
| 1b. | Election of Director: Tamra A. Erwin | Management | For | For | ||||||||||
| 1c. | Election of Director: Alan C. Heuberger | Management | For | For | ||||||||||
| 1d. | Election of Director: Charles O. Holliday, Jr. | Management | For | For | ||||||||||
| 1e. | Election of Director: Michael O. Johanns | Management | For | For | ||||||||||
| 1f. | Election of Director: Clayton M. Jones | Management | For | For | ||||||||||
| 1g. | Election of Director: John C. May | Management | For | For | ||||||||||
| 1h. | Election of Director: Gregory R. Page | Management | For | For | ||||||||||
| 1i. | Election of Director: Sherry M. Smith | Management | For | For | ||||||||||
| 1j. | Election of Director: Dmitri L. Stockton | Management | For | For | ||||||||||
| 1k. | Election of Director: Sheila G. Talton | Management | For | For | ||||||||||
| 2. | Advisory vote to approve executive compensation(“say- on-pay”). | Management | For | For | ||||||||||
| 3. | Advisory vote on the frequency of future say-on-pay votes. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of the appointment of Deloitte & Touche LLP as Deere’s independent registered public accounting firm for fiscal 2023. | Management | For | For | ||||||||||
| 5. | Shareholder proposal regarding termination pay. | Shareholder | Against | For | ||||||||||
| NATIONAL FUEL GAS COMPANY | ||||||||||||||
| Security | 636180101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NFG | Meeting Date | 09-Mar-2023 | |||||||||||
| ISIN | US6361801011 | Agenda | 935760000 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | David C. Carroll | For | For | |||||||||||
| 2 | Steven C. Finch | For | For | |||||||||||
| 3 | Joseph N. Jaggers | For | For | |||||||||||
| 4 | Jeffrey W. Shaw | For | For | |||||||||||
| 5 | Thomas E. Skains | For | For | |||||||||||
| 6 | David F. Smith | For | For | |||||||||||
| 7 | Ronald J. Tanski | For | For | |||||||||||
| 2. | Advisory approval of named executive officer compensation. | Management | For | For | ||||||||||
| 3. | Advisory vote on the frequency of future “Say-on-Pay” votes. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for fiscal 2023. | Management | For | For | ||||||||||
| GRIFFON CORPORATION | ||||||||||||||
| Security | 398433102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GFF | Meeting Date | 15-Mar-2023 | |||||||||||
| ISIN | US3984331021 | Agenda | 935762256 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Travis W. Cocke | For | For | |||||||||||
| 2 | H. C. Charles Diao | For | For | |||||||||||
| 3 | Louis J. Grabowsky | For | For | |||||||||||
| 4 | Lacy M. Johnson | For | For | |||||||||||
| 5 | James W. Sight | For | For | |||||||||||
| 6 | Samanta Hegedus Stewart | For | For | |||||||||||
| 7 | Michelle L. Taylor | For | For | |||||||||||
| 8 | Cheryl L. Turnbull | For | For | |||||||||||
| 2. | Approval of the resolution approving the compensation of our executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
| 3. | Frequency of future advisory votes on the compensation of our executive officers. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of the selection by our audit committee of Grant Thornton LLP to serve as our independent registered public accounting firm for fiscal year 2023. | Management | For | For | ||||||||||
| AEROJET ROCKETDYNE HOLDINGS, INC. | ||||||||||||||
| Security | 007800105 | Meeting Type | Special | |||||||||||
| Ticker Symbol | AJRD | Meeting Date | 16-Mar-2023 | |||||||||||
| ISIN | US0078001056 | Agenda | 935767220 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To approve and adopt the Agreement and Plan of Merger, dated as of December 17, 2022 (as amended, modified or supplemented from time to time, the “Merger Agreement”), by and among Aerojet Rocketdyne, L3Harris and Merger Sub (the “Merger Proposal”). | Management | For | For | ||||||||||
| 2. | To approve, on an advisory (non-binding) basis, certain compensation that may be paid or become payable to Aerojet Rocketdyne’s named executive officers in connection with the Merger, the value of which is disclosed in the table in the section of the proxy statement entitled “The Merger - Interests of Aerojet Rocketdyne’s Directors and Executive Officers in the Merger - Quantification of Payments” (the “Compensation Proposal”). | Management | For | For | ||||||||||
| 3. | To approve the adjournment of the Special Meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the Merger Proposal or in the absence of a quorum (the “Adjournment Proposal”). | Management | For | For | ||||||||||
| HEICO CORPORATION | ||||||||||||||
| Security | 422806109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HEI | Meeting Date | 17-Mar-2023 | |||||||||||
| ISIN | US4228061093 | Agenda | 935761406 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Thomas M. Culligan | For | For | |||||||||||
| 2 | Carol F. Fine | For | For | |||||||||||
| 3 | Adolfo Henriques | For | For | |||||||||||
| 4 | Mark H. Hildebrandt | For | For | |||||||||||
| 5 | Eric A. Mendelson | For | For | |||||||||||
| 6 | Laurans A. Mendelson | For | For | |||||||||||
| 7 | Victor H. Mendelson | For | For | |||||||||||
| 8 | Julie Neitzel | For | For | |||||||||||
| 9 | Dr. Alan Schriesheim | For | For | |||||||||||
| 10 | Frank J. Schwitter | For | For | |||||||||||
| 2. | ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||
| 3. | ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||||
| 4. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2023. | Management | For | For | ||||||||||
| FOMENTO ECONOMICO MEXICANO S.A.B. DE CV | ||||||||||||||
| Security | 344419106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FMX | Meeting Date | 31-Mar-2023 | |||||||||||
| ISIN | US3444191064 | Agenda | 935776180 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| E1. | Proposal, discussion and, if applicable, approval of an amendment to Article 25 of the Company’s By-laws, in relation with a reduction to the minimum number of directors to be appointed by the Series “B” shareholders. | Management | For | |||||||||||
| E2. | Appointment of delegates for the formalization of the resolutions adopted by the Meeting. | Management | For | |||||||||||
| E3. | Reading and, if applicable, approval of the Meeting’s minutes. | Management | For | |||||||||||
| 1. | Report of the chief executive officer of the Company, which includes the financial statements of the Company for the 2022 fiscal year; opinion of the Board of Directors of the Company regarding the content of the report of the chief executive officer; report of the Board of Directors of the Company regarding the main policies and accounting and information criteria applied during the preparation of the Company’s financial information, and the reports of the chairmen ...(due to space limits, see proxy material for full proposal). | Management | Abstain | |||||||||||
| 2. | Application of the results for the 2022 fiscal year of the Company, which will include a dividends declaration and payment in cash, in Mexican pesos. | Management | For | |||||||||||
| 3. | Determination of the maximum amount to be allocated for the Company’s stock repurchase fund. | Management | For | |||||||||||
| 4a. | Election of the member of the Board of Director (Series “B”): José Antonio Fernández Carbajal | Management | For | |||||||||||
| 4b. | Election of the member of the Board of Director (Series “B”): Eva Maria Garza Lagüera Gonda | Management | For | |||||||||||
| 4c. | Election of the member of the Board of Director (Series “B”): Paulina Garza Lagüera Gonda | Management | For | |||||||||||
| 4d. | Election of the member of the Board of Director (Series “B”): Francisco José Calderón Rojas | Management | For | |||||||||||
| 4e. | Election of the member of the Board of Director (Series “B”): Alfonso Garza Garza | Management | For | |||||||||||
| 4f. | Election of the member of the Board of Director (Series “B”): Bertha Paula Michel González | Management | For | |||||||||||
| 4g. | Election of the member of the Board of Director (Series “B”): Alejandro Bailléres Gual | Management | For | |||||||||||
| 4h. | Election of the member of the Board of Director (Series “B”): Bárbara Garza Lagüera Gonda | Management | For | |||||||||||
| 4i. | Election of the member of the Board of Director (Series “B”): Enrique F. Senior Hernández | Management | For | |||||||||||
| 4j. | Election of the member of the Board of Director (Series “B”): Michael Larson | Management | For | |||||||||||
| 4k. | Election of the member of the Board of Director (Series “D”): Ricardo E. Saldívar Escajadillo | Management | For | |||||||||||
| 4l. | Election of the member of the Board of Director (Series “D”): Alfonso González Migoya | Management | For | |||||||||||
| 4m. | Election of the member of the Board of Director (Series “D”): Víctor Alberto Tiburcio Celorio | Management | For | |||||||||||
| 4n. | Election of the member of the Board of Director (Series “D”): Daniel Alegre | Management | For | |||||||||||
| 4o | Election of the member of the Board of Director (Series “D”): Gibu Thomas | Management | For | |||||||||||
| 4p. | Election of the member of the Board of Director (Series “D” Alternate): Michael Kahn | Management | For | |||||||||||
| 4q. | Election of the member of the Board of Director (Series “D” Alternate): Francisco Zambrano Rodríguez | Management | For | |||||||||||
| 4r. | Election of the member of the Board of Director (Series “D” Alternate): Jaime A. El Koury | Management | For | |||||||||||
| 5. | Resolution with respect to the remuneration of the members of the Board of Directors, qualification of their independence, and election of the chairman and secretaries of the Board of Directors. | Management | For | |||||||||||
| 6. | Election of members of the following Committees of the Company: (i) Operation and Strategy, (ii) Audit, and (iii) Corporate Practices and Nominations; appointment of each of their respective chairman, and resolution with respect to their remuneration. | Management | For | |||||||||||
| 7. | Appointment of delegates for the formalization of the Meeting’s resolutions. | Management | For | |||||||||||
| 8. | Reading and, if applicable, approval of the Meeting’s minutes. | Management | For | |||||||||||
| THE WALT DISNEY COMPANY | ||||||||||||||
| Security | 254687106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DIS | Meeting Date | 03-Apr-2023 | |||||||||||
| ISIN | US2546871060 | Agenda | 935766595 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Mary T. Barra | Management | For | For | ||||||||||
| 1b. | Election of Director: Safra A. Catz | Management | For | For | ||||||||||
| 1c. | Election of Director: Amy L. Chang | Management | For | For | ||||||||||
| 1d. | Election of Director: Francis A. deSouza | Management | For | For | ||||||||||
| 1e. | Election of Director: Carolyn N. Everson | Management | For | For | ||||||||||
| 1f. | Election of Director: Michael B.G. Froman | Management | For | For | ||||||||||
| 1g. | Election of Director: Robert A. Iger | Management | For | For | ||||||||||
| 1h. | Election of Director: Maria Elena Lagomasino | Management | For | For | ||||||||||
| 1i. | Election of Director: Calvin R. McDonald | Management | For | For | ||||||||||
| 1j. | Election of Director: Mark G. Parker | Management | For | For | ||||||||||
| 1k. | Election of Director: Derica W. Rice | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accountants for fiscal 2023. | Management | For | For | ||||||||||
| 3. | Consideration of an advisory vote to approve executive compensation. | Management | For | For | ||||||||||
| 4. | Consideration of an advisory vote on the frequency of advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
| 5. | Shareholder proposal, if properly presented at the meeting, requesting a report on operations related to China. | Shareholder | Abstain | Against | ||||||||||
| 6. | Shareholder proposal, if properly presented at the meeting, requesting charitable contributions disclosure. | Shareholder | Abstain | Against | ||||||||||
| 7. | Shareholder proposal, if properly presented at the meeting, requesting a political expenditures report. | Shareholder | Abstain | Against | ||||||||||
| THE BANK OF NEW YORK MELLON CORPORATION | ||||||||||||||
| Security | 064058100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BK | Meeting Date | 12-Apr-2023 | |||||||||||
| ISIN | US0640581007 | Agenda | 935771180 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Linda Z. Cook | Management | For | For | ||||||||||
| 1b. | Election of Director: Joseph J. Echevarria | Management | For | For | ||||||||||
| 1c. | Election of Director: M. Amy Gilliland | Management | For | For | ||||||||||
| 1d. | Election of Director: Jeffrey A. Goldstein | Management | For | For | ||||||||||
| 1e. | Election of Director: K. Guru Gowrappan | Management | For | For | ||||||||||
| 1f. | Election of Director: Ralph Izzo | Management | For | For | ||||||||||
| 1g. | Election of Director: Sandra E. “Sandie” O’Connor | Management | For | For | ||||||||||
| 1h. | Election of Director: Elizabeth E. Robinson | Management | For | For | ||||||||||
| 1i. | Election of Director: Frederick O. Terrell | Management | For | For | ||||||||||
| 1j. | Election of Director: Robin Vince | Management | For | For | ||||||||||
| 1k. | Election of Director: Alfred W. “Al” Zollar | Management | For | For | ||||||||||
| 2. | Advisory resolution to approve the 2022 compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | Advisory vote recommending the frequency with which we conduct a say-on-pay vote. | Management | 1 Year | For | ||||||||||
| 4. | Ratify the appointment of KPMG LLP as our independent auditor for 2023. | Management | For | For | ||||||||||
| 5. | Approve the 2023 Long-Term Incentive Plan. | Management | For | For | ||||||||||
| 6. | Stockholder proposal regarding stockholder ratification of certain executive severance payments, if properly presented. | Shareholder | Against | For | ||||||||||
| IVECO GROUP N.V. | ||||||||||||||
| Security | N47017103 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | IVCGF | Meeting Date | 14-Apr-2023 | |||||||||||
| ISIN | NL0015000LU4 | Agenda | 716743732 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
| 0010 | ADOPTION OF THE 2022 ANNUAL FINANCIAL STATEMENTS | Management | No Action | |||||||||||
| 0020 | REMUNERATION REPORT FOR THE FINANCIAL YEAR 2022 (ADVISORY VOTE) | Management | No Action | |||||||||||
| 0030 | RELEASE FROM LIABILITY OF THE EXECUTIVE DIRECTORS | Management | No Action | |||||||||||
| 0040 | RELEASE FROM LIABILITY OF THE NON-EXECUTIVE DIRECTORS | Management | No Action | |||||||||||
| 0050 | RE-APPOINTMENT OF SUZANNE HEYWOOD AS AN EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 0060 | RE-APPOINTMENT OF GERRIT MARX AS AN EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 0070 | RE-APPOINTMENT OF TUFAN ERGINBILGIC AS A NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 0080 | RE-APPOINTMENT OF ESSIMARI KAIRISTO AS A NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 0090 | RE-APPOINTMENT OF LINDA KNOLL AS A NON- EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 0100 | RE-APPOINTMENT OF ALESSANDRO NASI AS A NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 0110 | RE-APPOINTMENT OF OLOF PERSSON AS A NON- EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 0120 | RE-APPOINTMENT OF BENOIT RIBADEAU-DUMAS AS A NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 0130 | RE-APPOINTMENT OF LORENZO SIMONELLI AS A NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 0140 | AUTHORIZATION TO THE BOARD TO BUY-BACK COMMON SHARES | Management | No Action | |||||||||||
| CMMT | 28 MAR 2023: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 28 MAR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| CNH INDUSTRIAL N V | ||||||||||||||
| Security | N20944109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CNHI | Meeting Date | 14-Apr-2023 | |||||||||||
| ISIN | NL0010545661 | Agenda | 935776166 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 2b. | Adoption of the 2022 Annual Financial Statements | Management | For | For | ||||||||||
| 2c. | Proposal of a dividend for 2022 of €0.36 per common share | Management | For | For | ||||||||||
| 2d. | Proposal to discharge the executive directors and the non- executive directors for the performance of his or her duties in 2022 | Management | For | For | ||||||||||
| 3a. | Application of the remuneration policy in 2022 | Management | For | For | ||||||||||
| 3b. | Proposal to approve the plan to grant rights to subscribe for common shares to executive directors under equity incentive plans | Management | For | For | ||||||||||
| 4a. | Re-appointment of Suzanne Heywood | Management | For | For | ||||||||||
| 4b. | Re-appointment of Scott W. Wine | Management | For | For | ||||||||||
| 4c. | Re-appointment of Howard W. Buffett | Management | For | For | ||||||||||
| 4d. | Re-appointment of Karen Linehan | Management | For | For | ||||||||||
| 4e. | Re-appointment of Alessandro Nasi | Management | For | For | ||||||||||
| 4f. | Re-appointment of Vagn Sørensen | Management | For | For | ||||||||||
| 4g. | Re-appointment of Åsa Tamsons | Management | For | For | ||||||||||
| 4h. | Appointment of Elizabeth Bastoni | Management | For | For | ||||||||||
| 4i. | Appointment of Richard J. Kramer | Management | For | For | ||||||||||
| 5a. | Authorization to issue shares and/or grant rights to subscribe for shares | Management | For | For | ||||||||||
| 5b. | Authorization to limit or exclude pre-emptive rights | Management | For | For | ||||||||||
| 5c. | Authorization to issue special voting shares | Management | For | For | ||||||||||
| 5d. | Authorization to repurchase own shares | Management | For | For | ||||||||||
| 6. | Proposal to re-appoint Deloitte Accountants B.V. as the independent auditor of the Company for the 2024 financial year | Management | For | For | ||||||||||
| CNH INDUSTRIAL N V | ||||||||||||||
| Security | N20944109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CNHI | Meeting Date | 14-Apr-2023 | |||||||||||
| ISIN | NL0010545661 | Agenda | 935792766 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 2b. | Adoption of the 2022 Annual Financial Statements | Management | For | For | ||||||||||
| 2c. | Proposal of a dividend for 2022 of €0.36 per common share | Management | For | For | ||||||||||
| 2d. | Proposal to discharge the executive directors and the non- executive directors for the performance of his or her duties in 2022 | Management | For | For | ||||||||||
| 3a. | Application of the remuneration policy in 2022 | Management | For | For | ||||||||||
| 3b. | Proposal to approve the plan to grant rights to subscribe for common shares to executive directors under equity incentive plans | Management | For | For | ||||||||||
| 4a. | Re-appointment of Suzanne Heywood | Management | For | For | ||||||||||
| 4b. | Re-appointment of Scott W. Wine | Management | For | For | ||||||||||
| 4c. | Re-appointment of Howard W. Buffett | Management | For | For | ||||||||||
| 4d. | Re-appointment of Karen Linehan | Management | For | For | ||||||||||
| 4e. | Re-appointment of Alessandro Nasi | Management | For | For | ||||||||||
| 4f. | Re-appointment of Vagn Sørensen | Management | For | For | ||||||||||
| 4g. | Re-appointment of Åsa Tamsons | Management | For | For | ||||||||||
| 4h. | Appointment of Elizabeth Bastoni | Management | For | For | ||||||||||
| 4i. | Appointment of Richard J. Kramer | Management | For | For | ||||||||||
| 5a. | Authorization to issue shares and/or grant rights to subscribe for shares | Management | For | For | ||||||||||
| 5b. | Authorization to limit or exclude pre-emptive rights | Management | For | For | ||||||||||
| 5c. | Authorization to issue special voting shares | Management | For | For | ||||||||||
| 5d. | Authorization to repurchase own shares | Management | For | For | ||||||||||
| 6. | Proposal to re-appoint Deloitte Accountants B.V. as the independent auditor of the Company for the 2024 financial year | Management | For | For | ||||||||||
| KAMAN CORPORATION | ||||||||||||||
| Security | 483548103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | KAMN | Meeting Date | 19-Apr-2023 | |||||||||||
| ISIN | US4835481031 | Agenda | 935770722 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director: Aisha M. Barry | Management | For | For | ||||||||||
| 1.2 | Election of Director: Scott E. Kuechle | Management | For | For | ||||||||||
| 1.3 | Election of Director: Michelle J. Lohmeier | Management | For | For | ||||||||||
| 1.4 | Election of Director: A. William Higgins | Management | For | For | ||||||||||
| 1.5 | Election of Director: Jennifer M. Pollino | Management | For | For | ||||||||||
| 1.6 | Election of Director: Niharika T. Ramdev | Management | For | For | ||||||||||
| 1.7 | Election of Director: Ian K. Walsh | Management | For | For | ||||||||||
| 2. | Advisory vote to approve the compensation of the Company’s named executive officers. | Management | For | For | ||||||||||
| 3. | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
| 4. | Approval of the Second Amended and Restated 2013 Management Incentive Plan. | Management | Against | Against | ||||||||||
| 5. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm. | Management | For | For | ||||||||||
| 6. | Advisory vote on a shareholder proposal seeking to require shareholder approval of certain termination payments payable to members of senior management. | Shareholder | Against | For | ||||||||||
| VIVENDI SE | ||||||||||||||
| Security | F97982106 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | VIVHY | Meeting Date | 24-Apr-2023 | |||||||||||
| ISIN | FR0000127771 | Agenda | 716779890 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT | Non-Voting | ||||||||||||
| CMMT | FOR FRENCH MEETINGS ‘ABSTAIN’ IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-‘AGAINST.’ IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||||
| CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE- COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY- FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 05 APR 2023: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINKS:- https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2023/0315/202 303-152300572.pdf AND-https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2023/0405/202 | Non-Voting | ||||||||||||
| 304-052300785.pdf AND PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF-UPDATED BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | ||||||||||||||
| 1 | APPROVAL OF THE PARENT COMPANY FINANCIAL STATEMENTS FOR FISCAL YEAR 2022 | Management | For | For | ||||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR FISCAL YEAR 2022 | Management | For | For | ||||||||||
| 3 | APPROVAL OF THE STATUTORY AUDITORS SPECIAL REPORT ON REGULATED RELATED-PARTY AGREEMENTS | Management | For | For | ||||||||||
| 4 | ALLOCATION OF EARNINGS FOR FISCAL YEAR 2022, SETTING OF THE DIVIDEND AND ITS PAYMENT DATE | Management | For | For | ||||||||||
| 5 | APPROVAL OF THE INFORMATION REFERRED TO IN ARTICLE L. 22-10-9 I. OF THE FRENCH COMMERCIAL CODE AS SET OUT IN THE CORPORATE GOVERNANCE REPORT | Management | For | For | ||||||||||
| 6 | APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO YANNICK BOLLORE, CHAIRMAN OF THE SUPERVISORY BOARD | Management | For | For | ||||||||||
| 7 | APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO ARNAUD DE PUYFONTAINE, CHAIRMAN OF THE MANAGEMENT BOARD | Management | For | For | ||||||||||
| 8 | APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO GILLES ALIX, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||||
| 9 | APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO CEDRIC DE BAILLIENCOURT, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||||
| 10 | APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO FREDERIC CREPIN, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||||
| 11 | APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO SIMON GILLHAM, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||||
| 12 | APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO HERVE PHILIPPE, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||||
| 13 | APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO STEPHANE ROUSSEL, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||||
| 14 | APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO FRANCOIS LAROZE, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||||
| 15 | APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO CLAIRE LEOST, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||||
| 16 | APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO CELINE MERLE-BERAL, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||||
| 17 | APPROVAL OF THE COMPONENTS OF COMPENSATION AND BENEFITS OF ALL KIND PAID DURING OR ALLOCATED FOR 2022 TO MAXIME SAADA, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||||
| 18 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN AND MEMBERS OF THE SUPERVISORY BOARD FOR 2023 | Management | For | For | ||||||||||
| 19 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE MANAGEMENT BOARD FOR 2023 | Management | For | For | ||||||||||
| 20 | APPROVAL OF THE COMPENSATION POLICY FOR MEMBERS OF THE MANAGEMENT BOARD FOR 2023 | Management | For | For | ||||||||||
| 21 | RENEWAL OF THE TERM OF OFFICE OF CYRILLE BOLLORE AS A MEMBER OF THE SUPERVISORY BOARD | Management | For | For | ||||||||||
| 22 | APPOINTMENT OF SEBASTIEN BOLLORE AS A MEMBER OF THE SUPERVISORY BOARD | Management | For | For | ||||||||||
| 23 | RENEWAL OF DELOITTE & ASSOCINS AS STATUTORY AUDITORS | Management | For | For | ||||||||||
| 24 | AUTHORIZATION GRANTED TO THE MANAGEMENT BOARD FOR THE PURCHASE BY THE COMPANY OF ITS OWN SHARES WITHIN THE LIMIT OF 10% OF THE COMPANYS SHARE CAPITAL | Management | For | For | ||||||||||
| 25 | AUTHORIZATION TO THE MANAGEMENT BOARD TO REDUCE THE COMPANYS SHARE CAPITAL BY CANCELING SHARES WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL | Management | For | For | ||||||||||
| 26 | SHARE CAPITAL REDUCTION OF UP 3,032,905,474.50 EUROS (50% OF THE CAPITAL) BY WAY OF THE REPURCHASE OF SHARES FOLLOWED BY THEIR CANCELLATION AND AUTHORIZATION TO THE MANAGEMENT BOARD TO MAKE A PUBLIC SHARE BUYBACK OFFER (OPRA), TO PERFORM THE CAPITAL REDUCTION AND TO DETERMINE ITS FINAL AMOUNT | Management | For | For | ||||||||||
| 27 | DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD TO INCREASE THE SHARE CAPITAL OF THE COMPANY BY ISSUING, WITH SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHTS, ORDINARY SHARES OR ANY SECURITIES GIVING ACCESS TO THE COMPANYS SHARE CAPITAL UP TO A MAXIMUM NOMINAL AMOUNT OF N600 MILLION | Management | For | For | ||||||||||
| 28 | DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD TO INCREASE THE SHARE CAPITAL OF THE COMPANY BY INCORPORATION OF PREMIUMS, RESERVES, PROFITS OR OTHER AMOUNTS UP TO A MAXIMUM NOMINAL AMOUNT OF 300 MILLION EUROS | Management | For | For | ||||||||||
| 29 | DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD TO INCREASE THE SHARE CAPITAL, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS, UP TO 5% OF THE CAPITAL AND SUBJECT TO THE CEILING SET IN THE 27TH RESOLUTION, TO REMUNERATE CONTRIBUTIONS IN KIND OF SHARES OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL OF THIRD-PARTIES, OUTSIDE A PUBLIC EXCHANGE | Management | For | For | ||||||||||
| 30 | DELEGATION OF AUTHORITY GRANTED TO THE MANAGEMENT BOARD TO INCREASE THE SHARE CAPITAL OF THE COMPANY IN FAVOR OF EMPLOYEES AND RETIREES WHO ARE MEMBERS OF THE VIVENDI GROUP EMPLOYEE STOCK PURCHASE PLAN WITH CANCELLATION OF SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHTS | Management | For | For | ||||||||||
| 31 | DELEGATION OF AUTHORITY GRANTED TO THE MANAGEMENT BOARD TO INCREASE THE SHARE CAPITAL IN FAVOR OF EMPLOYEES OF VIVENDIS FOREIGN SUBSIDIARIES WHO ARE MEMBERS OF THE EMPLOYEE STOCK PURCHASE PLAN OR FOR THE PURPOSE OF IMPLEMENTING ANY EQUIVALENT MECHANISM WITH CANCELLATION OF SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHTS | Management | For | For | ||||||||||
| 32 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||||
| THE COCA-COLA COMPANY | ||||||||||||||
| Security | 191216100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | KO | Meeting Date | 25-Apr-2023 | |||||||||||
| ISIN | US1912161007 | Agenda | 935776685 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Herb Allen | Management | For | For | ||||||||||
| 1b. | Election of Director: Marc Bolland | Management | For | For | ||||||||||
| 1c. | Election of Director: Ana Botín | Management | For | For | ||||||||||
| 1d. | Election of Director: Christopher C. Davis | Management | For | For | ||||||||||
| 1e. | Election of Director: Barry Diller | Management | For | For | ||||||||||
| 1f. | Election of Director: Carolyn Everson | Management | For | For | ||||||||||
| 1g. | Election of Director: Helene D. Gayle | Management | For | For | ||||||||||
| 1h. | Election of Director: Alexis M. Herman | Management | For | For | ||||||||||
| 1i. | Election of Director: Maria Elena Lagomasino | Management | For | For | ||||||||||
| 1j. | Election of Director: Amity Millhiser | Management | For | For | ||||||||||
| 1k. | Election of Director: James Quincey | Management | For | For | ||||||||||
| 1l. | Election of Director: Caroline J. Tsay | Management | For | For | ||||||||||
| 1m. | Election of Director: David B. Weinberg | Management | For | For | ||||||||||
| 2. | Advisory vote to approve executive compensation | Management | For | For | ||||||||||
| 3. | Advisory vote on the frequency of future advisory votes to approve executive compensation | Management | 1 Year | For | ||||||||||
| 4. | Ratify the appointment of Ernst & Young LLP as independent Auditors of the Company to serve for the 2023 fiscal year | Management | For | For | ||||||||||
| 5. | Shareowner proposal requesting an audit of the Company’s impact on nonwhite stakeholders | Shareholder | Abstain | Against | ||||||||||
| 6. | Shareowner proposal requesting a global transparency report | Shareholder | Abstain | Against | ||||||||||
| 7. | Shareowner proposal regarding political expenditures values alignment | Shareholder | Abstain | Against | ||||||||||
| 8. | Shareowner proposal requesting an independent Board chair policy | Shareholder | Against | For | ||||||||||
| 9. | Shareowner proposal requesting a report on risks from state policies restricting reproductive rights | Shareholder | Abstain | Against | ||||||||||
| WELLS FARGO & COMPANY | ||||||||||||||
| Security | 949746101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WFC | Meeting Date | 25-Apr-2023 | |||||||||||
| ISIN | US9497461015 | Agenda | 935776774 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Steven D. Black | Management | For | For | ||||||||||
| 1b. | Election of Director: Mark A. Chancy | Management | For | For | ||||||||||
| 1c. | Election of Director: Celeste A. Clark | Management | For | For | ||||||||||
| 1d. | Election of Director: Theodore F. Craver, Jr. | Management | For | For | ||||||||||
| 1e. | Election of Director: Richard K. Davis | Management | For | For | ||||||||||
| 1f. | Election of Director: Wayne M. Hewett | Management | For | For | ||||||||||
| 1g. | Election of Director: CeCelia (“CeCe”) G. Morken | Management | For | For | ||||||||||
| 1h. | Election of Director: Maria R. Morris | Management | For | For | ||||||||||
| 1i. | Election of Director: Felicia F. Norwood | Management | For | For | ||||||||||
| 1j. | Election of Director: Richard B. Payne, Jr. | Management | For | For | ||||||||||
| 1k. | Election of Director: Ronald L. Sargent | Management | For | For | ||||||||||
| 1l. | Election of Director: Charles W. Scharf | Management | For | For | ||||||||||
| 1m. | Election of Director: Suzanne M. Vautrinot | Management | For | For | ||||||||||
| 2. | Advisory resolution to approve executive compensation (Say on Pay). | Management | For | For | ||||||||||
| 3. | Advisory resolution on the frequency of future advisory votes to approve executive compensation (Say on Frequency). | Management | 1 Year | For | ||||||||||
| 4. | Ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
| 5. | Shareholder Proposal - Adopt Simple Majority Vote. | Shareholder | Against | For | ||||||||||
| 6. | Shareholder Proposal - Report on Congruency of Political Spending. | Shareholder | Abstain | Against | ||||||||||
| 7. | Shareholder Proposal - Climate Lobbying Report. | Shareholder | Abstain | Against | ||||||||||
| 8. | Shareholder Proposal - Climate Transition Report. | Shareholder | Abstain | Against | ||||||||||
| 9. | Shareholder Proposal - Fossil Fuel Lending Policy. | Shareholder | Abstain | Against | ||||||||||
| 10. | Shareholder Proposal - Annual Report on Prevention of Workplace Harassment and Discrimination. | Shareholder | Abstain | Against | ||||||||||
| 11. | Shareholder Proposal - Policy on Freedom of Association and Collective Bargaining. | Shareholder | Abstain | Against | ||||||||||
| ROLLINS, INC. | ||||||||||||||
| Security | 775711104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ROL | Meeting Date | 25-Apr-2023 | |||||||||||
| ISIN | US7757111049 | Agenda | 935779566 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Class I Director for a three-year term expiring in 2026: Jerry E. Gahlhoff | Management | For | For | ||||||||||
| 1.2 | Election of Class I Director for a three-year term expiring in 2026: Patrick J. Gunning | Management | For | For | ||||||||||
| 1.3 | Election of Class I Director for a three-year term expiring in 2026: Gregory B. Morrison | Management | For | For | ||||||||||
| 1.4 | Election of Class I Director for a three-year term expiring in 2026: Jerry W. Nix | Management | For | For | ||||||||||
| 1.5 | Election of Class II Director for a one-year term expiring in 2024: P. Russell Hardin | Management | For | For | ||||||||||
| 2. | To hold an advisory (non-binding) vote to approve the compensation of the Company’s named executive officers. | Management | For | For | ||||||||||
| 3. | To hold an advisory (non-binding) vote on the frequency of future stockholder advisory votes to approve the compensation paid to the Company’s named executive officers | Management | 3 Years | For | ||||||||||
| BANK OF AMERICA CORPORATION | ||||||||||||||
| Security | 060505104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BAC | Meeting Date | 25-Apr-2023 | |||||||||||
| ISIN | US0605051046 | Agenda | 935779782 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Sharon L. Allen | Management | For | For | ||||||||||
| 1b. | Election of Director: José (Joe) E. Almeida | Management | For | For | ||||||||||
| 1c. | Election of Director: Frank P. Bramble, Sr. | Management | For | For | ||||||||||
| 1d. | Election of Director: Pierre J. P. de Weck | Management | For | For | ||||||||||
| 1e. | Election of Director: Arnold W. Donald | Management | For | For | ||||||||||
| 1f. | Election of Director: Linda P. Hudson | Management | For | For | ||||||||||
| 1g. | Election of Director: Monica C. Lozano | Management | For | For | ||||||||||
| 1h. | Election of Director: Brian T. Moynihan | Management | For | For | ||||||||||
| 1i. | Election of Director: Lionel L. Nowell III | Management | For | For | ||||||||||
| 1j. | Election of Director: Denise L. Ramos | Management | For | For | ||||||||||
| 1k. | Election of Director: Clayton S. Rose | Management | For | For | ||||||||||
| 1l. | Election of Director: Michael D. White | Management | For | For | ||||||||||
| 1m. | Election of Director: Thomas D. Woods | Management | For | For | ||||||||||
| 1n. | Election of Director: Maria T. Zuber | Management | For | For | ||||||||||
| 2. | Approving our executive compensation (an advisory, non- binding “Say on Pay” resolution) | Management | For | For | ||||||||||
| 3. | A vote on the frequency of future “Say on Pay” resolutions (an advisory, non-binding “Say on Frequency” resolution) | Management | 1 Year | For | ||||||||||
| 4. | Ratifying the appointment of our independent registered public accounting firm for 2023 | Management | For | For | ||||||||||
| 5. | Amending and restating the Bank of America Corporation Equity Plan | Management | For | For | ||||||||||
| 6. | Shareholder proposal requesting an independent board chair | Shareholder | Against | For | ||||||||||
| 7. | Shareholder proposal requesting shareholder ratification of termination pay | Shareholder | Against | For | ||||||||||
| 8. | Shareholder proposal requesting greenhouse gas reduction targets | Shareholder | Abstain | Against | ||||||||||
| 9. | Shareholder proposal requesting report on transition planning | Shareholder | Abstain | Against | ||||||||||
| 10. | Shareholder proposal requesting adoption of policy to cease financing new fossil fuel supplies | Shareholder | Abstain | Against | ||||||||||
| 11. | Shareholder proposal requesting a racial equity audit | Shareholder | Abstain | Against | ||||||||||
| THE EASTERN COMPANY | ||||||||||||||
| Security | 276317104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | EML | Meeting Date | 25-Apr-2023 | |||||||||||
| ISIN | US2763171046 | Agenda | 935780785 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Fredrick D. DiSanto | Management | For | For | ||||||||||
| 1b. | Election of Director: John W. Everets | Management | For | For | ||||||||||
| 1c. | Election of Director: Charles W. Henry | Management | For | For | ||||||||||
| 1d. | Election of Director: James A. Mitarotonda | Management | For | For | ||||||||||
| 1e. | Election of Director: Peggy B. Scott | Management | For | For | ||||||||||
| 1f. | Election of Director: Michael J. Mardy | Management | For | For | ||||||||||
| 1g. | Election of Director: Mark A. Hernandez | Management | For | For | ||||||||||
| 2. | Nonbinding advisory vote to approve the compensation of the named executive officers. | Management | For | For | ||||||||||
| 3. | Nonbinding advisory vote on the frequency of future advisory votes to approve the compensation of the named executive officers. | Management | 1 Year | For | ||||||||||
| 4. | Ratify the appointment of the independent registered public accounting firm (Fiondella, Milone & LaSaracina LLP) for fiscal year 2023. | Management | For | For | ||||||||||
| RPC, INC. | ||||||||||||||
| Security | 749660106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | RES | Meeting Date | 25-Apr-2023 | |||||||||||
| ISIN | US7496601060 | Agenda | 935781220 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Jerry W. Nix | For | For | |||||||||||
| 2 | Patrick J. Gunning | For | For | |||||||||||
| 3 | Ben M. Palmer | For | For | |||||||||||
| 2. | To ratify the appointment of Grant Thornton LLP as independent registered public accounting firm of the Company for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| 3. | To hold a nonbinding vote to approve executive compensation. | Management | For | For | ||||||||||
| 4. | To hold a nonbinding vote regarding the frequency of voting on executive compensation. | Management | 3 Years | For | ||||||||||
| TEXTRON INC. | ||||||||||||||
| Security | 883203101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TXT | Meeting Date | 26-Apr-2023 | |||||||||||
| ISIN | US8832031012 | Agenda | 935772649 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Richard F. Ambrose | Management | For | For | ||||||||||
| 1b. | Election of Director: Kathleen M. Bader | Management | For | For | ||||||||||
| 1c. | Election of Director: R. Kerry Clark | Management | For | For | ||||||||||
| 1d. | Election of Director: Scott C. Donnelly | Management | For | For | ||||||||||
| 1e. | Election of Director: Deborah Lee James | Management | For | For | ||||||||||
| 1f. | Election of Director: Thomas A. Kennedy | Management | For | For | ||||||||||
| 1g. | Election of Director: Lionel L. Nowell III | Management | For | For | ||||||||||
| 1h. | Election of Director: James L. Ziemer | Management | For | For | ||||||||||
| 1i. | Election of Director: Maria T. Zuber | Management | For | For | ||||||||||
| 2. | Approval of the advisory (non-binding) resolution to approve executive compensation. | Management | For | For | ||||||||||
| 3. | Advisory vote on frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of appointment of independent registered public accounting firm. | Management | For | For | ||||||||||
| NEWMONT CORPORATION | ||||||||||||||
| Security | 651639106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NEM | Meeting Date | 26-Apr-2023 | |||||||||||
| ISIN | US6516391066 | Agenda | 935776938 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Patrick G. Awuah, Jr. | Management | For | For | ||||||||||
| 1b. | Election of Director: Gregory H. Boyce | Management | For | For | ||||||||||
| 1c. | Election of Director: Bruce R. Brook | Management | For | For | ||||||||||
| 1d. | Election of Director: Maura J. Clark | Management | For | For | ||||||||||
| 1e. | Election of Director: Emma FitzGerald | Management | For | For | ||||||||||
| 1f. | Election of Director: Mary A. Laschinger | Management | For | For | ||||||||||
| 1g. | Election of Director: José Manuel Madero | Management | For | For | ||||||||||
| 1h. | Election of Director: René Médori | Management | For | For | ||||||||||
| 1i. | Election of Director: Jane Nelson | Management | For | For | ||||||||||
| 1j. | Election of Director: Tom Palmer | Management | For | For | ||||||||||
| 1k. | Election of Director: Julio M. Quintana | Management | For | For | ||||||||||
| 1l. | Election of Director: Susan N. Story | Management | For | For | ||||||||||
| 2. | Approval of the advisory resolution on Newmont’s executive compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the Audit Committees appointment of Ernst and Young LLP as Newmont’s independent registered public accounting firm for the fiscal year 2023. | Management | For | For | ||||||||||
| 4. | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
| DANA INCORPORATED | ||||||||||||||
| Security | 235825205 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DAN | Meeting Date | 26-Apr-2023 | |||||||||||
| ISIN | US2358252052 | Agenda | 935777978 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Ernesto M. Hernández | For | For | |||||||||||
| 2 | Gary Hu | For | For | |||||||||||
| 3 | Brett M. Icahn | For | For | |||||||||||
| 4 | James K. Kamsickas | For | For | |||||||||||
| 5 | Virginia A. Kamsky | For | For | |||||||||||
| 6 | Bridget E. Karlin | For | For | |||||||||||
| 7 | Michael J. Mack, Jr. | For | For | |||||||||||
| 8 | R. Bruce McDonald | For | For | |||||||||||
| 9 | Diarmuid B. O’Connell | For | For | |||||||||||
| 10 | Keith E. Wandell | For | For | |||||||||||
| 2. | Approval of a non-binding advisory proposal approving executive compensation. | Management | For | For | ||||||||||
| 3. | Approval of a non-binding advisory vote on the frequency of the advisory vote to approve executive compensation. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. | Management | For | For | ||||||||||
| 5. | Shareholder proposal to require an independent Board Chairman. | Shareholder | Against | For | ||||||||||
| GRUPO TELEVISA, S.A.B. | ||||||||||||||
| Security | 40049J206 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TV | Meeting Date | 26-Apr-2023 | |||||||||||
| ISIN | US40049J2069 | Agenda | 935818849 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| L1 | Appointment and/or ratification, if applicable, of the members of the Board of Directors to be appointed by this meeting, and ratification of their management, in accordance with the provisions of articles Twenty-Sixth, Twenty-Seventh and other applicable articles of the corporate By-laws. | Management | For | For | ||||||||||
| L2 | Appointment of special delegates to formalize the resolutions adopted at the meeting. | Management | For | For | ||||||||||
| D1 | Appointment and/or ratification, if applicable, of the members of the Board of Directors to be appointed by this meeting, and ratification of their management, in accordance with the provisions of articles Twenty-Sixth, Twenty-Seventh and other applicable articles of the corporate By-laws. | Management | For | For | ||||||||||
| D2 | Appointment of special delegates to formalize the resolutions adopted at the meeting. | Management | For | For | ||||||||||
| A | Presentation of the Co-Chief Executive Officers’ report drafted in accordance to article 172 of the General Law of Commercial Companies (Ley General de Sociedades Mercantiles) and Article 44, section XI of the Securities Market Law (Ley del Mercado de Valores), accompanied by the external audit report and the Board of Directors’ opinion on said report, as well as the financial statements for the year ended on December 31, 2022. | Management | For | For | ||||||||||
| B | Presentation of the report referred to by article 172 section b) of the General Law of Commercial Companies (Ley General de Sociedades Mercantiles) including the main accounting policies, criteria and information used for the preparation of the financial information. | Management | For | For | ||||||||||
| C | Presentation of the report on the operations and activities in which the Board of Directors intervened during the 2022 fiscal year. | Management | For | For | ||||||||||
| D | Presentation of the Audit Committee’s annual report. | Management | For | For | ||||||||||
| E | Presentation of the Corporate Practices Committee’s annual report. | Management | For | For | ||||||||||
| F | Presentation of the report regarding certain fiscal obligations of the Company, pursuant to the applicable legislation. | Management | For | For | ||||||||||
| G | Resolutions regarding the allocation of results for the fiscal year ended on December 31, 2022, including, if applicable, the approval and payment of dividends to the shareholders. | Management | For | For | ||||||||||
| H | Presentation of the report regarding the policies and resolutions adopted by the Board of Directors of the Company, regarding the acquisition and sale of the Company’s own shares as well as the amount that may be allocated to the repurchase of such shares pursuant to article 56, paragraph IV of the Securities Market Law (Ley del Mercado de Valores). | Management | For | For | ||||||||||
| I | Appointment and/or ratification, as the case may be, of the members that shall conform the Board of Directors, the Secretary and Officers of the Company as well as the ratification of acts carried out by them. | Management | For | For | ||||||||||
| IAA | Election of Series ‘A’ Director: Emilio Fernando Azcárraga Jean | Management | For | For | ||||||||||
| IAB | Election of Series ‘A’ Director: Alfonso de Angoitia Noriega | Management | For | For | ||||||||||
| IAC | Election of Series ‘A’ Director: Eduardo Tricio Haro | Management | For | For | ||||||||||
| IAD | Election of Series ‘A’ Director: Michael T. Fries | Management | For | For | ||||||||||
| IAE | Election of Series ‘A’ Director: Fernando Senderos Mestre | Management | For | For | ||||||||||
| IAF | Election of Series ‘A’ Director: Bernardo Gómez Martínez | Management | For | For | ||||||||||
| IAG | Election of Series ‘A’ Director: Jon Feltheimer | Management | For | For | ||||||||||
| IAH | Election of Series ‘A’ Director: Enrique Krauze Kleinbort | Management | For | For | ||||||||||
| IAI | Election of Series ‘A’ Director: Guadalupe Phillips Margain | Management | For | For | ||||||||||
| IAJ | Election of Series ‘A’ Director: Carlos Hank González | Management | For | For | ||||||||||
| IAK | Election of Series ‘A’ Director: Denise Maerker Salmón | Management | For | For | ||||||||||
| IBA | Election of Series ‘B’ Director: Lorenzo Alejandro Mendoza Giménez | Management | For | For | ||||||||||
| IBB | Election of Series ‘B’ Director: Salvi Rafael Folch Viadero | Management | For | For | ||||||||||
| IBC | Election of Series ‘B’ Director: Guillermo Garcia Naranjo Álvarez | Management | For | For | ||||||||||
| IBD | Election of Series ‘B’ Director: Francisco José Chevez Robelo | Management | For | For | ||||||||||
| IBE | Election of Series ‘B’ Director: José Luis Fernández Fernández | Management | For | For | ||||||||||
| ICA | Election of Series ‘D’ Director: David M. Zaslav | Management | For | For | ||||||||||
| ICB | Election of Series ‘D’ Director: Enrique Francisco José Senior Hernández | Management | For | For | ||||||||||
| IDA | Election of Series ‘L’ Director: José Antonio Chedraui Eguía | Management | For | For | ||||||||||
| IDB | Election of Series ‘L’ Director: Sebastián Mejía | Management | For | For | ||||||||||
| IEA | Election of Alternate Director: Julio Barba Hurtado | Management | For | For | ||||||||||
| IEB | Election of Alternate Director: Jorge Agustín Lutteroth Echegoyen | Management | For | For | ||||||||||
| IEC | Election of Alternate Director: Joaquín Balcárcel Santa Cruz | Management | For | For | ||||||||||
| IED | Election of Alternate Director: Luis Alejandro Bustos Olivares | Management | For | For | ||||||||||
| IEE | Election of Alternate Director: Félix José Araujo Ramírez | Management | For | For | ||||||||||
| IEF | Election of Alternate Director: Raúl Morales Medrano | Management | For | For | ||||||||||
| IEG | Election of Alternate Director: Herbert Allen III (Alternate of Mr. Enrique Francisco José Senior Hernández) | Management | For | For | ||||||||||
| IFA | Election of Chairman: Emilio F. Azcárraga Jean | Management | For | For | ||||||||||
| IGA | Election of Secretary: Ricardo Maldonado Yáñez | Management | For | For | ||||||||||
| JAA | Appointment of the member of the Executive Committee: Emilio Fernando Azcárraga Jean (Chairman) | Management | For | For | ||||||||||
| JAB | Appointment of the member of the Executive Committee: Alfonso de Angoitia Noriega | Management | For | For | ||||||||||
| JAC | Appointment of the member of the Executive Committee: Bernardo Gómez Martínez | Management | For | For | ||||||||||
| JAD | Appointment of the member of the Executive Committee: Ricardo Maldonado Yáñez (Secretary, without being a member thereof) | Management | For | For | ||||||||||
| KAA | Appointment of the Chairman of the Audit Committee: Guillermo García Naranjo Álvarez (Chairman) | Management | For | For | ||||||||||
| KAB | Appointment of the Chairman of the Audit Committee: José Luís Fernández Fernández | Management | For | For | ||||||||||
| KAC | Appointment of the Chairman of the Audit Committee: Francisco José Chevez Robelo | Management | For | For | ||||||||||
| LAA | Appointment of the Chairman of the Corporate Practices Committee: José Luís Fernández Fernández (Chairman) | Management | For | For | ||||||||||
| LAB | Appointment of the Chairman of the Corporate Practices Committee: Eduardo Tricio Haro | Management | For | For | ||||||||||
| LAC | Appointment of the Chairman of the Corporate Practices Committee: Guillermo Garcia Naranjo Álvarez | Management | For | For | ||||||||||
| M | Compensation to the members of the Board of Directors, of the Executive Committee, of the Audit Committee and of the Corporate Practices Committee, as well as to their corresponding Secretaries. | Management | For | For | ||||||||||
| N | Appointment of special delegates to formalize the resolutions adopted at the meeting. | Management | For | For | ||||||||||
| E1 | Resolution on the cancellation of shares and on the consequent capital reduction. | Management | Abstain | Against | ||||||||||
| E2 | Presentation, discussion and, if applicable, approval of the proposal to carry out a partial spin-off of Grupo Televisa, S.A.B., as original company, and without being extinguished and, consequently, the incorporation of a publicly traded company (sociedad anónima bursátil), as a spin-off company. Resolutions in this regard. | Management | Abstain | Against | ||||||||||
| E3 | Presentation, discussion and, if applicable, approval of the amendment to article Sixth of the corporate By-laws of Grupo Televisa, S.A.B. by virtue of the resolutions, if any, adopted by the Meeting in connection with the preceding items on the Agenda. | Management | Abstain | Against | ||||||||||
| E4 | Appointment of special delegates to formalize the resolutions adopted by this meeting. | Management | For | For | ||||||||||
| SENSIENT TECHNOLOGIES CORPORATION | ||||||||||||||
| Security | 81725T100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SXT | Meeting Date | 27-Apr-2023 | |||||||||||
| ISIN | US81725T1007 | Agenda | 935774718 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Joseph Carleone | Management | For | For | ||||||||||
| 1b. | Election of Director: Kathleen Da Cunha | Management | For | For | ||||||||||
| 1c. | Election of Director: Mario Ferruzzi | Management | For | For | ||||||||||
| 1d. | Election of Director: Carol R. Jackson | Management | For | For | ||||||||||
| 1e. | Election of Director: Sharad P. Jain | Management | For | For | ||||||||||
| 1f. | Election of Director: Donald W. Landry | Management | For | For | ||||||||||
| 1g. | Election of Director: Paul Manning | Management | For | For | ||||||||||
| 1h. | Election of Director: Deborah McKeithan-Gebhardt | Management | For | For | ||||||||||
| 1i. | Election of Director: Scott C. Morrison | Management | For | For | ||||||||||
| 1j. | Election of Director: Essie Whitelaw | Management | For | For | ||||||||||
| 2. | Proposal to approve the compensation paid to Sensient’s named executive officers, as disclosed pursuant to Item 402 of Regulation S-K, including the Compensation Discussion and Analysis, compensation tables, and narrative discussion in the accompanying proxy statement. | Management | For | For | ||||||||||
| 3. | Proposal to approve the frequency of future advisory votes on the compensation of Sensient’s named executive officers. | Management | 1 Year | For | ||||||||||
| 4. | Proposal to ratify the appointment of Ernst & Young LLP, certified public accountants, as the independent auditors of Sensient for 2023. | Management | For | For | ||||||||||
| TEXAS INSTRUMENTS INCORPORATED | ||||||||||||||
| Security | 882508104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TXN | Meeting Date | 27-Apr-2023 | |||||||||||
| ISIN | US8825081040 | Agenda | 935777120 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Mark A. Blinn | Management | For | For | ||||||||||
| 1b. | Election of Director: Todd M. Bluedorn | Management | For | For | ||||||||||
| 1c. | Election of Director: Janet F. Clark | Management | For | For | ||||||||||
| 1d. | Election of Director: Carrie S. Cox | Management | For | For | ||||||||||
| 1e. | Election of Director: Martin S. Craighead | Management | For | For | ||||||||||
| 1f. | Election of Director: Curtis C. Farmer | Management | For | For | ||||||||||
| 1g. | Election of Director: Jean M. Hobby | Management | For | For | ||||||||||
| 1h. | Election of Director: Haviv Ilan | Management | For | For | ||||||||||
| 1i. | Election of Director: Ronald Kirk | Management | For | For | ||||||||||
| 1j. | Election of Director: Pamela H. Patsley | Management | For | For | ||||||||||
| 1k. | Election of Director: Robert E. Sanchez | Management | For | For | ||||||||||
| 1l. | Election of Director: Richard K. Templeton | Management | For | For | ||||||||||
| 2. | Board proposal to approve amendment and restatement of the TI Employees 2014 Stock Purchase Plan to extend the termination date. | Management | For | For | ||||||||||
| 3. | Board proposal regarding advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
| 4. | Board proposal regarding advisory approval of the Company’s executive compensation. | Management | For | For | ||||||||||
| 5. | Board proposal to ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
| 6. | Stockholder proposal to permit a combined 10% of stockholders to call a special meeting. | Shareholder | Against | For | ||||||||||
| 7. | Stockholder proposal to report on due diligence efforts to trace end-user misuse of company products. | Shareholder | Abstain | Against | ||||||||||
| CORNING INCORPORATED | ||||||||||||||
| Security | 219350105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GLW | Meeting Date | 27-Apr-2023 | |||||||||||
| ISIN | US2193501051 | Agenda | 935780545 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Donald W. Blair | Management | For | For | ||||||||||
| 1b. | Election of Director: Leslie A. Brun | Management | For | For | ||||||||||
| 1c. | Election of Director: Stephanie A. Burns | Management | For | For | ||||||||||
| 1d. | Election of Director: Richard T. Clark | Management | For | For | ||||||||||
| 1e. | Election of Director: Pamela J. Craig | Management | For | For | ||||||||||
| 1f. | Election of Director: Robert F. Cummings, Jr. | Management | For | For | ||||||||||
| 1g. | Election of Director: Roger W. Ferguson, Jr. | Management | For | For | ||||||||||
| 1h. | Election of Director: Deborah A. Henretta | Management | For | For | ||||||||||
| 1i. | Election of Director: Daniel P. Huttenlocher | Management | For | For | ||||||||||
| 1j. | Election of Director: Kurt M. Landgraf | Management | For | For | ||||||||||
| 1k. | Election of Director: Kevin J. Martin | Management | For | For | ||||||||||
| 1l. | Election of Director: Deborah D. Rieman | Management | For | For | ||||||||||
| 1m. | Election of Director: Hansel E. Tookes II | Management | For | For | ||||||||||
| 1n. | Election of Director: Wendell P. Weeks | Management | For | For | ||||||||||
| 1o. | Election of Director: Mark S. Wrighton | Management | For | For | ||||||||||
| 2. | Advisory approval of our executive compensation (Say on Pay). | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| 4. | Advisory vote on the frequency with which we hold advisory votes on our executive compensation. | Management | 1 Year | For | ||||||||||
| ECHOSTAR CORPORATION | ||||||||||||||
| Security | 278768106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SATS | Meeting Date | 27-Apr-2023 | |||||||||||
| ISIN | US2787681061 | Agenda | 935780759 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | R. Stanton Dodge | For | For | |||||||||||
| 2 | Michael T. Dugan | For | For | |||||||||||
| 3 | Charles W. Ergen | For | For | |||||||||||
| 4 | Lisa W. Hershman | For | For | |||||||||||
| 5 | Pradman P. Kaul | For | For | |||||||||||
| 6 | C. Michael Schroeder | For | For | |||||||||||
| 7 | Jeffrey R. Tarr | For | For | |||||||||||
| 8 | William D. Wade | For | For | |||||||||||
| 2. | To ratify the appointment of KPMG LLP as EchoStar Corporation’s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| 3. | To approve, on a non-binding advisory basis, the compensation of our named executive officers as presented in the proxy statement. | Management | For | For | ||||||||||
| 4. | To vote, on a non-binding advisory basis, whether a non- binding advisory vote on the compensation of our named executive officers should be held every one, two or three years. | Management | 3 Years | For | ||||||||||
| DIEBOLD NIXDORF, INCORPORATED | ||||||||||||||
| Security | 253651103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DBD | Meeting Date | 27-Apr-2023 | |||||||||||
| ISIN | US2536511031 | Agenda | 935782323 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director: Arthur F. Anton | Management | For | For | ||||||||||
| 1.2 | Election of Director: William A. Borden | Management | For | For | ||||||||||
| 1.3 | Election of Director: Marjorie L. Bowen | Management | For | For | ||||||||||
| 1.4 | Election of Director: Matthew Goldfarb | Management | For | For | ||||||||||
| 1.5 | Election of Director: Octavio Marquez | Management | For | For | ||||||||||
| 1.6 | Election of Director: Emanuel R. Pearlman | Management | For | For | ||||||||||
| 1.7 | Election of Director: Kent M. Stahl | Management | For | For | ||||||||||
| 2. | To ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, the Company’s named executive officer compensation. | Management | For | For | ||||||||||
| 4. | To recommend, on an advisory basis, the frequency of the named executive officer compensation advisory vote. | Management | 1 Year | For | ||||||||||
| 5. | To approve an amendment to the Company’s Amended and Restated Articles of Incorporation to increase the authorized common shares. | Management | For | For | ||||||||||
| 6. | To approve an amendment to the Company’s Amended and Restated Articles of Incorporation to eliminate supermajority voting requirements for matters requiring shareholder approval under the Ohio Revised Code. | Management | For | For | ||||||||||
| MYERS INDUSTRIES, INC. | ||||||||||||||
| Security | 628464109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MYE | Meeting Date | 27-Apr-2023 | |||||||||||
| ISIN | US6284641098 | Agenda | 935791663 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: YVETTE DAPREMONT BRIGHT | Management | For | For | ||||||||||
| 1b. | Election of Director: RONALD M. DE FEO | Management | For | For | ||||||||||
| 1c. | Election of Director: WILLIAM A. FOLEY | Management | For | For | ||||||||||
| 1d. | Election of Director: JEFFREY KRAMER | Management | For | For | ||||||||||
| 1e. | Election of Director: F. JACK LIEBAU, JR. | Management | For | For | ||||||||||
| 1f. | Election of Director: BRUCE M. LISMAN | Management | For | For | ||||||||||
| 1g. | Election of Director: LORI LUTEY | Management | For | For | ||||||||||
| 1h. | Election of Director: MICHAEL MCGAUGH | Management | For | For | ||||||||||
| 2. | Advisory vote on the frequency of future advisory votes regarding the company’s executive compensation. | Management | 1 Year | For | ||||||||||
| 3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
| 4. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
| GRACO INC. | ||||||||||||||
| Security | 384109104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GGG | Meeting Date | 28-Apr-2023 | |||||||||||
| ISIN | US3841091040 | Agenda | 935780660 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Lee R. Mitau | Management | For | For | ||||||||||
| 1b. | Election of Director: Martha A. Morfitt | Management | For | For | ||||||||||
| 1c. | Election of Director: Mark W. Sheahan | Management | For | For | ||||||||||
| 1d. | Election of Director: Kevin J. Wheeler | Management | For | For | ||||||||||
| 2. | Ratification of appointment of Deloitte & Touche LLP as the Company’s independent registered accounting firm. | Management | For | For | ||||||||||
| 3. | Approval, on an advisory basis, of the compensation paid to our named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
| 4. | Approval, on an advisory basis, of the frequency of the advisory vote on the compensation paid to our named executive officers. | Management | 1 Year | For | ||||||||||
| DISH NETWORK CORPORATION | ||||||||||||||
| Security | 25470M109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DISH | Meeting Date | 28-Apr-2023 | |||||||||||
| ISIN | US25470M1099 | Agenda | 935782917 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Kathleen Q. Abernathy | For | For | |||||||||||
| 2 | George R. Brokaw | Withheld | Against | |||||||||||
| 3 | Stephen J. Bye | For | For | |||||||||||
| 4 | W. Erik Carlson | For | For | |||||||||||
| 5 | James DeFranco | For | For | |||||||||||
| 6 | Cantey M. Ergen | For | For | |||||||||||
| 7 | Charles W. Ergen | For | For | |||||||||||
| 8 | Tom A. Ortolf | For | For | |||||||||||
| 9 | Joseph T. Proietti | For | For | |||||||||||
| 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| 3. | To amend and restate our Employee Stock Purchase Plan. | Management | For | For | ||||||||||
| 4. | To conduct a non-binding advisory vote on executive compensation. | Management | For | For | ||||||||||
| 5. | To conduct a non-binding advisory vote on the frequency of future non-binding advisory votes on executive compensation. | Management | 3 Years | For | ||||||||||
| GATX CORPORATION | ||||||||||||||
| Security | 361448103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GATX | Meeting Date | 28-Apr-2023 | |||||||||||
| ISIN | US3614481030 | Agenda | 935786876 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director: Diane M. Aigotti | Management | For | For | ||||||||||
| 1.2 | Election of Director: Anne L. Arvia | Management | For | For | ||||||||||
| 1.3 | Election of Director: Robert C. Lyons | Management | For | For | ||||||||||
| 1.4 | Election of Director: James B. Ream | Management | For | For | ||||||||||
| 1.5 | Election of Director: Adam L. Stanley | Management | For | For | ||||||||||
| 1.6 | Election of Director: David S. Sutherland | Management | For | For | ||||||||||
| 1.7 | Election of Director: Stephen R. Wilson | Management | For | For | ||||||||||
| 1.8 | Election of Director: Paul G. Yovovich | Management | For | For | ||||||||||
| 2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||||||||
| 3. | ADVISORY RESOLUTION ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||||||||
| 4. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2023 | Management | For | For | ||||||||||
| ENPRO INDUSTRIES, INC. | ||||||||||||||
| Security | 29355X107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NPO | Meeting Date | 28-Apr-2023 | |||||||||||
| ISIN | US29355X1072 | Agenda | 935792223 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Eric A. Vaillancourt | For | For | |||||||||||
| 2 | William Abbey | For | For | |||||||||||
| 3 | Thomas M. Botts | For | For | |||||||||||
| 4 | Felix M. Brueck | For | For | |||||||||||
| 5 | Adele M. Gulfo | For | For | |||||||||||
| 6 | David L. Hauser | For | For | |||||||||||
| 7 | John Humphrey | For | For | |||||||||||
| 8 | Ronald C. Keating | For | For | |||||||||||
| 9 | Judith A. Reinsdorf | For | For | |||||||||||
| 10 | Kees van der Graaf | For | For | |||||||||||
| 2. | On an advisory basis, to approve the compensation to our named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
| 3. | On an advisory basis, whether future advisory votes to approve executive compensation should be held every. | Management | 1 Year | For | ||||||||||
| 4. | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | ||||||||||
| THE E.W. SCRIPPS COMPANY | ||||||||||||||
| Security | 811054402 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SSP | Meeting Date | 01-May-2023 | |||||||||||
| ISIN | US8110544025 | Agenda | 935779085 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Lauren Rich Fine | Management | For | For | ||||||||||
| 1b. | Election of Director: Burton F. Jablin | Management | For | For | ||||||||||
| 1c. | Election of Director: Kim Williams | Management | For | For | ||||||||||
| TOOTSIE ROLL INDUSTRIES, INC. | ||||||||||||||
| Security | 890516107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TR | Meeting Date | 01-May-2023 | |||||||||||
| ISIN | US8905161076 | Agenda | 935792970 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Ellen R. Gordon | For | For | |||||||||||
| 2 | Virginia L. Gordon | For | For | |||||||||||
| 3 | Lana Jane Lewis-Brent | For | For | |||||||||||
| 4 | Barre A. Seibert | For | For | |||||||||||
| 5 | Paula M. Wardynski | For | For | |||||||||||
| 2. | Ratify the appointment of Grant Thornton LLP as the independent registered public accounting firm for the fiscal year 2023. | Management | For | For | ||||||||||
| 3. | Approval of non-binding resolution regarding named executive officer compensation for fiscal year 2022. | Management | For | For | ||||||||||
| 4. | Advisory vote on the frequency of named executive officer advisory votes. | Management | 3 Years | For | ||||||||||
| AMERICAN EXPRESS COMPANY | ||||||||||||||
| Security | 025816109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AXP | Meeting Date | 02-May-2023 | |||||||||||
| ISIN | US0258161092 | Agenda | 935784808 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director for a term of one year: Thomas J. Baltimore | Management | For | For | ||||||||||
| 1b. | Election of Director for a term of one year: John J. Brennan | Management | For | For | ||||||||||
| 1c. | Election of Director for a term of one year: Peter Chernin | Management | For | For | ||||||||||
| 1d. | Election of Director for a term of one year: Walter J. Clayton III | Management | For | For | ||||||||||
| 1e. | Election of Director for a term of one year: Ralph de la Vega | Management | For | For | ||||||||||
| 1f. | Election of Director for a term of one year: Theodore J. Leonsis | Management | For | For | ||||||||||
| 1g. | Election of Director for a term of one year: Deborah P. Majoras | Management | For | For | ||||||||||
| 1h. | Election of Director for a term of one year: Karen L. Parkhill | Management | For | For | ||||||||||
| 1i. | Election of Director for a term of one year: Charles E. Phillips | Management | For | For | ||||||||||
| 1j. | Election of Director for a term of one year: Lynn A. Pike | Management | For | For | ||||||||||
| 1k. | Election of Director for a term of one year: Stephen J. Squeri | Management | For | For | ||||||||||
| 1l. | Election of Director for a term of one year: Daniel L. Vasella | Management | For | For | ||||||||||
| 1m. | Election of Director for a term of one year: Lisa W. Wardell | Management | For | For | ||||||||||
| 1n. | Election of Director for a term of one year: Christopher D. Young | Management | For | For | ||||||||||
| 2. | Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
| 3. | Approval, on an advisory basis, of the Company’s executive compensation. | Management | For | For | ||||||||||
| 4. | Advisory resolution to approve the frequency of future advisory say-on-pay votes. | Management | 1 Year | For | ||||||||||
| 5. | Shareholder proposal relating to shareholder ratification of excessive termination pay. | Shareholder | Against | For | ||||||||||
| 6. | Shareholder proposal relating to abortion & consumer data privacy. | Shareholder | Abstain | Against | ||||||||||
| INTERNATIONAL FLAVORS & FRAGRANCES INC. | ||||||||||||||
| Security | 459506101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | IFF | Meeting Date | 03-May-2023 | |||||||||||
| ISIN | US4595061015 | Agenda | 935785470 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director for a one-year term expiring at the 2024 Annual Meeting of Shareholders: Kathryn J. Boor | Management | For | For | ||||||||||
| 1b. | Election of Director for a one-year term expiring at the 2024 Annual Meeting of Shareholders: Barry A. Bruno | Management | For | For | ||||||||||
| 1c. | Election of Director for a one-year term expiring at the 2024 Annual Meeting of Shareholders: Frank K. Clyburn, Jr. | Management | For | For | ||||||||||
| 1d. | Election of Director for a one-year term expiring at the 2024 Annual Meeting of Shareholders: Mark J. Costa | Management | For | For | ||||||||||
| 1e. | Election of Director for a one-year term expiring at the 2024 Annual Meeting of Shareholders: Carol Anthony (John) Davidson | Management | For | For | ||||||||||
| 1f. | Election of Director for a one-year term expiring at the 2024 Annual Meeting of Shareholders: Roger W. Ferguson, Jr. | Management | For | For | ||||||||||
| 1g. | Election of Director for a one-year term expiring at the 2024 Annual Meeting of Shareholders: John F. Ferraro | Management | For | For | ||||||||||
| 1h. | Election of Director for a one-year term expiring at the 2024 Annual Meeting of Shareholders: Christina Gold | Management | For | For | ||||||||||
| 1i. | Election of Director for a one-year term expiring at the 2024 Annual Meeting of Shareholders: Gary Hu | Management | For | For | ||||||||||
| 1j. | Election of Director for a one-year term expiring at the 2024 Annual Meeting of Shareholders: Kevin O’Byrne | Management | For | For | ||||||||||
| 1k. | Election of Director for a one-year term expiring at the 2024 Annual Meeting of Shareholders: Dawn C. Willoughby | Management | For | For | ||||||||||
| 2. | Ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the 2023 fiscal year. | Management | For | For | ||||||||||
| 3. | Approve, on an advisory basis, the compensation of our named executive officers in 2022. | Management | For | For | ||||||||||
| 4. | Vote, on an advisory basis, on the frequency of votes on executive compensation. | Management | 1 Year | For | ||||||||||
| AMETEK, INC. | ||||||||||||||
| Security | 031100100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AME | Meeting Date | 04-May-2023 | |||||||||||
| ISIN | US0311001004 | Agenda | 935782068 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director for a term of three years: Thomas A. Amato | Management | For | For | ||||||||||
| 1b. | Election of Director for a term of three years: Anthony J. Conti | Management | For | For | ||||||||||
| 1c. | Election of Director for a term of three years: Gretchen W. McClain | Management | For | For | ||||||||||
| 2. | Approval, by advisory vote, of the compensation of AMETEK, Inc.’s named executive officers. | Management | For | For | ||||||||||
| 3. | Cast an advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
| ARCHER-DANIELS-MIDLAND COMPANY | ||||||||||||||
| Security | 039483102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ADM | Meeting Date | 04-May-2023 | |||||||||||
| ISIN | US0394831020 | Agenda | 935782335 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: M.S. Burke | Management | For | For | ||||||||||
| 1b. | Election of Director: T. Colbert | Management | For | For | ||||||||||
| 1c. | Election of Director: J.C. Collins, Jr. | Management | For | For | ||||||||||
| 1d. | Election of Director: T.K. Crews | Management | For | For | ||||||||||
| 1e. | Election of Director: E. de Brabander | Management | For | For | ||||||||||
| 1f. | Election of Director: S.F. Harrison | Management | For | For | ||||||||||
| 1g. | Election of Director: J.R. Luciano | Management | For | For | ||||||||||
| 1h. | Election of Director: P.J. Moore | Management | For | For | ||||||||||
| 1i. | Election of Director: D.A. Sandler | Management | For | For | ||||||||||
| 1j. | Election of Director: L.Z. Schlitz | Management | For | For | ||||||||||
| 1k. | Election of Director: K.R. Westbrook | Management | For | For | ||||||||||
| 2. | Ratify the appointment of Ernst & Young LLP as independent auditors for the year ending December 31, 2023. | Management | For | For | ||||||||||
| 3. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||||
| 4. | Advisory Vote on the Frequency of Future Advisory Votes on Executive Compensation. | Management | 1 Year | For | ||||||||||
| 5. | Stockholder Proposal Regarding an Independent Board Chairman. | Shareholder | Against | For | ||||||||||
| BOYD GAMING CORPORATION | ||||||||||||||
| Security | 103304101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BYD | Meeting Date | 04-May-2023 | |||||||||||
| ISIN | US1033041013 | Agenda | 935786511 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | John R. Bailey | For | For | |||||||||||
| 2 | William R. Boyd | For | For | |||||||||||
| 3 | Marianne Boyd Johnson | For | For | |||||||||||
| 4 | Keith E. Smith | For | For | |||||||||||
| 5 | Christine J. Spadafor | For | For | |||||||||||
| 6 | A. Randall Thoman | For | For | |||||||||||
| 7 | Peter M. Thomas | For | For | |||||||||||
| 8 | Paul W. Whetsell | For | For | |||||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| 3. | Advisory vote on executive compensation. | Management | For | For | ||||||||||
| 4. | Advisory vote on the frequency of holding an advisory vote on executive compensation. | Management | 3 Years | For | ||||||||||
| ROGERS CORPORATION | ||||||||||||||
| Security | 775133101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ROG | Meeting Date | 04-May-2023 | |||||||||||
| ISIN | US7751331015 | Agenda | 935790320 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Keith L. Barnes | For | For | |||||||||||
| 2 | Larry L. Berger | For | For | |||||||||||
| 3 | Megan Faust | For | For | |||||||||||
| 4 | R. Colin Gouveia | For | For | |||||||||||
| 5 | Armand F. Lauzon, Jr. | For | For | |||||||||||
| 6 | Ganesh Moorthy | For | For | |||||||||||
| 7 | Jeffrey J. Owens | For | For | |||||||||||
| 8 | Anne K. Roby | For | For | |||||||||||
| 9 | Peter C. Wallace | For | For | |||||||||||
| 2. | To ratify the selection of PricewaterhouseCoopers LLP (“PwC”) as our independent auditor for 2023. | Management | For | For | ||||||||||
| 3. | To approve, on a non-binding advisory basis, the compensation paid to our named executive officers. | Management | For | For | ||||||||||
| 4. | To approve, on a non-binding advisory basis, the frequency of future non-binding advisory votes on the compensation paid to our named executive officers. | Management | 1 Year | For | ||||||||||
| FRANKLIN ELECTRIC CO., INC. | ||||||||||||||
| Security | 353514102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FELE | Meeting Date | 05-May-2023 | |||||||||||
| ISIN | US3535141028 | Agenda | 935780521 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director for term expiring at the 2026 Annual Meeting: Victor D. Grizzle | Management | For | For | ||||||||||
| 1b. | Election of Director for term expiring at the 2026 Annual Meeting: Alok Maskara | Management | For | For | ||||||||||
| 1c. | Election of Director for term expiring at the 2026 Annual Meeting: Thomas R. VerHage | Management | For | For | ||||||||||
| 2. | Ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the 2023 fiscal year. | Management | For | For | ||||||||||
| 3. | Approve, on an advisory basis, the executive compensation of the Named Executive Officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
| 4. | Approve the Franklin Electric Amended and Restated 2017 Stock Plan. | Management | For | For | ||||||||||
| 5. | Approve, on an advisory basis, the frequency of future advisory votes on the compensation of the Named Executive Officers as disclosed in the Proxy Statement. | Management | 1 Year | For | ||||||||||
| PARAMOUNT GLOBAL | ||||||||||||||
| Security | 92556H107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PARAA | Meeting Date | 08-May-2023 | |||||||||||
| ISIN | US92556H1077 | Agenda | 935788743 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Robert M. Bakish | Management | For | For | ||||||||||
| 1b. | Election of Director: Barbara M. Byrne | Management | For | For | ||||||||||
| 1c. | Election of Director: Linda M. Griego | Management | For | For | ||||||||||
| 1d. | Election of Director: Robert N. Klieger | Management | For | For | ||||||||||
| 1e. | Election of Director: Judith A. McHale | Management | For | For | ||||||||||
| 1f. | Election of Director: Dawn Ostroff | Management | For | For | ||||||||||
| 1g. | Election of Director: Charles E. Phillips, Jr. | Management | For | For | ||||||||||
| 1h. | Election of Director: Shari E. Redstone | Management | For | For | ||||||||||
| 1i. | Election of Director: Susan Schuman | Management | For | For | ||||||||||
| 1j. | Election of Director: Nicole Seligman | Management | For | For | ||||||||||
| 1k. | Election of Director: Frederick O. Terrell | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP to serve as the Company’s independent registered public accounting firm for fiscal year 2023. | Management | For | For | ||||||||||
| 3. | The approval of an advisory (non-binding) vote on the compensation of the Company’s named executive officers, as disclosed in the proxy statement. | Management | For | For | ||||||||||
| 4. | The approval of an advisory (non-binding) vote on the frequency of holding the advisory (non-binding) vote on the compensation of the Company’s named executive officers. | Management | 3 Years | For | ||||||||||
| 5. | A stockholder proposal requesting that our Board of Directors take steps to adopt a policy ensuring that the Board Chair is an independent director. | Shareholder | Against | For | ||||||||||
| 6. | A stockholder proposal requesting semiannual disclosure of detailed electoral contributions data. | Shareholder | Abstain | Against | ||||||||||
| WARNER BROS. DISCOVERY, INC. | ||||||||||||||
| Security | 934423104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WBD | Meeting Date | 08-May-2023 | |||||||||||
| ISIN | US9344231041 | Agenda | 935792451 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Li Haslett Chen | For | For | |||||||||||
| 2 | Kenneth W. Lowe | For | For | |||||||||||
| 3 | Paula A. Price | For | For | |||||||||||
| 4 | David M. Zaslav | For | For | |||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Warner Bros. Discovery, Inc.’s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| 3. | To vote on an advisory resolution to approve the 2022 compensation of Warner Bros. Discovery, Inc.’s named executive officers, commonly referred to as a “Say-on- Pay” vote. | Management | For | For | ||||||||||
| 4. | To vote on an advisory resolution to approve the frequency of future “Say-on-Pay” votes. | Management | 1 Year | For | ||||||||||
| 5. | To vote on a stockholder proposal regarding simple majority vote, if properly presented. | Shareholder | Against | For | ||||||||||
| 6. | To vote on a stockholder proposal regarding political disclosure, if properly presented. | Shareholder | Abstain | Against | ||||||||||
| WASTE MANAGEMENT, INC. | ||||||||||||||
| Security | 94106L109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WM | Meeting Date | 09-May-2023 | |||||||||||
| ISIN | US94106L1098 | Agenda | 935790178 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Bruce E. Chinn | Management | For | For | ||||||||||
| 1b. | Election of Director: James C. Fish, Jr. | Management | For | For | ||||||||||
| 1c. | Election of Director: Andrés R. Gluski | Management | For | For | ||||||||||
| 1d. | Election of Director: Victoria M. Holt | Management | For | For | ||||||||||
| 1e. | Election of Director: Kathleen M. Mazzarella | Management | For | For | ||||||||||
| 1f. | Election of Director: Sean E. Menke | Management | For | For | ||||||||||
| 1g. | Election of Director: William B. Plummer | Management | For | For | ||||||||||
| 1h. | Election of Director: John C. Pope | Management | For | For | ||||||||||
| 1i. | Election of Director: Maryrose T. Sylvester | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
| 3. | Approval, on an advisory basis, of our executive compensation. | Management | For | For | ||||||||||
| 4. | To recommend the frequency of future advisory votes on our executive compensation. | Management | 1 Year | For | ||||||||||
| 5. | Approval of our 2023 Stock Incentive Plan. | Management | For | For | ||||||||||
| ITT INC. | ||||||||||||||
| Security | 45073V108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ITT | Meeting Date | 10-May-2023 | |||||||||||
| ISIN | US45073V1089 | Agenda | 935786307 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Donald DeFosset, Jr. | Management | For | For | ||||||||||
| 1b. | Election of Director: Nicholas C. Fanandakis | Management | For | For | ||||||||||
| 1c. | Election of Director: Richard P. Lavin | Management | For | For | ||||||||||
| 1d. | Election of Director: Rebecca A. McDonald | Management | For | For | ||||||||||
| 1e. | Election of Director: Timothy H. Powers | Management | For | For | ||||||||||
| 1f. | Election of Director: Luca Savi | Management | For | For | ||||||||||
| 1g. | Election of Director: Cheryl L. Shavers | Management | For | For | ||||||||||
| 1h. | Election of Director: Sabrina Soussan | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the 2023 fiscal year | Management | For | For | ||||||||||
| 3. | Approval of a non-binding advisory vote on executive compensation | Management | For | For | ||||||||||
| 4. | Approval of a non-binding advisory vote on the frequency of future shareholder votes on executive compensation | Management | 1 Year | For | ||||||||||
| 5. | Approval of adoption of the Company’s Employee Stock Purchase Plan | Management | For | For | ||||||||||
| 6. | A shareholder proposal regarding special shareholder meetings | Shareholder | Against | For | ||||||||||
| PROG HOLDINGS, INC. | ||||||||||||||
| Security | 74319R101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PRG | Meeting Date | 10-May-2023 | |||||||||||
| ISIN | US74319R1014 | Agenda | 935788565 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Kathy T. Betty | Management | For | For | ||||||||||
| 1b. | Election of Director: Douglas C. Curling | Management | For | For | ||||||||||
| 1c. | Election of Director: Cynthia N. Day | Management | For | For | ||||||||||
| 1d. | Election of Director: Curtis L. Doman | Management | For | For | ||||||||||
| 1e. | Election of Director: Ray M. Martinez | Management | For | For | ||||||||||
| 1f. | Election of Director: Steven A. Michaels | Management | For | For | ||||||||||
| 1g. | Election of Director: Ray M. Robinson | Management | For | For | ||||||||||
| 1h. | Election of Director: Caroline S. Sheu | Management | For | For | ||||||||||
| 1i. | Election of Director: James P. Smith | Management | For | For | ||||||||||
| 2. | Approval of a non-binding advisory resolution to approve the Company’s executive compensation. | Management | For | For | ||||||||||
| 3. | Recommendation on a non-binding advisory basis of the frequency (every 1, 2 or 3 years) of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
| HERC HOLDINGS INC. | ||||||||||||||
| Security | 42704L104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HRI | Meeting Date | 11-May-2023 | |||||||||||
| ISIN | US42704L1044 | Agenda | 935791928 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director to serve until the next Annual Meeting: Patrick D. Campbell | Management | For | For | ||||||||||
| 1b. | Election of Director to serve until the next Annual Meeting: Lawrence H. Silber | Management | For | For | ||||||||||
| 1c. | Election of Director to serve until the next Annual Meeting: James H. Browning | Management | For | For | ||||||||||
| 1d. | Election of Director to serve until the next Annual Meeting: Shari L. Burgess | Management | For | For | ||||||||||
| 1e. | Election of Director to serve until the next Annual Meeting: Jean K. Holley | Management | For | For | ||||||||||
| 1f. | Election of Director to serve until the next Annual Meeting: Michael A. Kelly | Management | For | For | ||||||||||
| 1g. | Election of Director to serve until the next Annual Meeting: Rakesh Sachdev | Management | For | For | ||||||||||
| 2. | Approval, by a non-binding advisory vote, of the named executive officers’ compensation. | Management | For | For | ||||||||||
| 3. | Approval, by a non-binding advisory vote, of the frequency of holding a non-binding advisory vote on the named executive officers’ compensation. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
| CTS CORPORATION | ||||||||||||||
| Security | 126501105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CTS | Meeting Date | 11-May-2023 | |||||||||||
| ISIN | US1265011056 | Agenda | 935797211 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: D. M. Costello | Management | For | For | ||||||||||
| 1b. | Election of Director: W. S. Johnson | Management | For | For | ||||||||||
| 1c. | Election of Director: K. M. O’Sullivan | Management | For | For | ||||||||||
| 1d. | Election of Director: R. A. Profusek | Management | For | For | ||||||||||
| 1e. | Election of Director: R. Stone | Management | For | For | ||||||||||
| 1f. | Election of Director: A. G. Zulueta | Management | For | For | ||||||||||
| 2. | Approval, on an advisory basis, of the compensation of CTS’ named executive officers. | Management | For | For | ||||||||||
| 3. | Approval, on an advisory basis, of the frequency of future advisory votes regarding the compensation of CTS’ named executive officers. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of the appointment of Grant Thornton LLP as CTS’ independent auditor for 2023. | Management | For | For | ||||||||||
| 5. | A shareholder proposal to subject termination pay to shareholder approval. | Shareholder | Against | For | ||||||||||
| RYMAN HOSPITALITY PROPERTIES, INC. | ||||||||||||||
| Security | 78377T107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | RHP | Meeting Date | 11-May-2023 | |||||||||||
| ISIN | US78377T1079 | Agenda | 935821024 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Rachna Bhasin | Management | For | For | ||||||||||
| 1b. | Election of Director: Alvin Bowles Jr. | Management | For | For | ||||||||||
| 1c. | Election of Director: Mark Fioravanti | Management | For | For | ||||||||||
| 1d. | Election of Director: William E. (Bill) Haslam | Management | For | For | ||||||||||
| 1e. | Election of Director: Fazal Merchant | Management | For | For | ||||||||||
| 1f. | Election of Director: Patrick Moore | Management | For | For | ||||||||||
| 1g. | Election of Director: Christine Pantoya | Management | For | For | ||||||||||
| 1h. | Election of Director: Robert Prather, Jr. | Management | For | For | ||||||||||
| 1i. | Election of Director: Colin Reed | Management | For | For | ||||||||||
| 1j. | Election of Director: Michael Roth | Management | For | For | ||||||||||
| 2. | To approve, on an advisory basis, the Company’s executive compensation. | Management | For | For | ||||||||||
| 3. | To determine, on an advisory basis, whether we will have future advisory votes regarding our executive compensation every one year, every two years or every three years. | Management | 1 Year | For | ||||||||||
| 4. | To ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for fiscal year 2023. | Management | For | For | ||||||||||
| XYLEM INC. | ||||||||||||||
| Security | 98419M100 | Meeting Type | Special | |||||||||||
| Ticker Symbol | XYL | Meeting Date | 11-May-2023 | |||||||||||
| ISIN | US98419M1009 | Agenda | 935836936 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Proposal to approve the issuance of shares of Xylem Inc. common stock to the holders of Evoqua Water Technologies Corp. common stock pursuant to the terms and conditions of that certain Agreement and Plan of Merger, dated as of January 22, 2023, by and among Xylem Inc., Fore Merger Sub, Inc. and Evoqua Water Technologies Corp. | Management | For | For | ||||||||||
| 2. | Proposal to approve the adjournment of the Xylem Inc. special meeting of shareholders to a later date or time, as necessary or appropriate, in the event there are insufficient votes at the special meeting of shareholders to approve the Share Issuance Proposal. | Management | For | For | ||||||||||
| CONOCOPHILLIPS | ||||||||||||||
| Security | 20825C104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | COP | Meeting Date | 16-May-2023 | |||||||||||
| ISIN | US20825C1045 | Agenda | 935796194 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Dennis V. Arriola | Management | For | For | ||||||||||
| 1b. | Election of Director: Jody Freeman | Management | For | For | ||||||||||
| 1c. | Election of Director: Gay Huey Evans | Management | For | For | ||||||||||
| 1d. | Election of Director: Jeffrey A. Joerres | Management | For | For | ||||||||||
| 1e. | Election of Director: Ryan M. Lance | Management | For | For | ||||||||||
| 1f. | Election of Director: Timothy A. Leach | Management | For | For | ||||||||||
| 1g. | Election of Director: William H. McRaven | Management | For | For | ||||||||||
| 1h. | Election of Director: Sharmila Mulligan | Management | For | For | ||||||||||
| 1i. | Election of Director: Eric D. Mullins | Management | For | For | ||||||||||
| 1j. | Election of Director: Arjun N. Murti | Management | For | For | ||||||||||
| 1k. | Election of Director: Robert A. Niblock | Management | For | For | ||||||||||
| 1l. | Election of Director: David T. Seaton | Management | For | For | ||||||||||
| 1m. | Election of Director: R.A. Walker | Management | For | For | ||||||||||
| 2. | Proposal to ratify appointment of Ernst & Young LLP as ConocoPhillips’ independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
| 3. | Advisory Approval of Executive Compensation. | Management | For | For | ||||||||||
| 4. | Advisory Vote on Frequency of Advisory Vote on Executive Compensation. | Management | 3 Years | |||||||||||
| 5. | Adoption of Amended and Restated Certificate of Incorporation on Right to Call Special Meeting. | Management | For | For | ||||||||||
| 6. | Approval of 2023 Omnibus Stock and Performance Incentive Plan of ConocoPhillips. | Management | For | For | ||||||||||
| 7. | Independent Board Chairman. | Shareholder | Against | For | ||||||||||
| 8. | Share Retention Until Retirement. | Shareholder | Against | For | ||||||||||
| 9. | Report on Tax Payments. | Shareholder | Against | For | ||||||||||
| 10. | Report on Lobbying Activities. | Shareholder | Abstain | Against | ||||||||||
| JPMORGAN CHASE & CO. | ||||||||||||||
| Security | 46625H100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | JPM | Meeting Date | 16-May-2023 | |||||||||||
| ISIN | US46625H1005 | Agenda | 935797223 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Linda B. Bammann | Management | For | For | ||||||||||
| 1b. | Election of Director: Stephen B. Burke | Management | For | For | ||||||||||
| 1c. | Election of Director: Todd A. Combs | Management | For | For | ||||||||||
| 1d. | Election of Director: James S. Crown | Management | For | For | ||||||||||
| 1e. | Election of Director: Alicia Boler Davis | Management | For | For | ||||||||||
| 1f. | Election of Director: James Dimon | Management | For | For | ||||||||||
| 1g. | Election of Director: Timothy P. Flynn | Management | For | For | ||||||||||
| 1h. | Election of Director: Alex Gorsky | Management | For | For | ||||||||||
| 1i. | Election of Director: Mellody Hobson | Management | For | For | ||||||||||
| 1j. | Election of Director: Michael A. Neal | Management | For | For | ||||||||||
| 1k. | Election of Director: Phebe N. Novakovic | Management | For | For | ||||||||||
| 1l. | Election of Director: Virginia M. Rometty | Management | For | For | ||||||||||
| 2. | Advisory resolution to approve executive compensation | Management | For | For | ||||||||||
| 3. | Advisory vote on frequency of advisory resolution to approve executive compensation | Management | 1 Year | For | ||||||||||
| 4. | Ratification of independent registered public accounting firm | Management | For | For | ||||||||||
| 5. | Independent board chairman | Shareholder | Against | For | ||||||||||
| 6. | Fossil fuel phase out | Shareholder | Abstain | Against | ||||||||||
| 7. | Amending public responsibility committee charter to include mandate to oversee animal welfare impact and risk | Shareholder | Abstain | Against | ||||||||||
| 8. | Special shareholder meeting improvement | Shareholder | Against | For | ||||||||||
| 9. | Report on climate transition planning | Shareholder | Abstain | Against | ||||||||||
| 10. | Report on ensuring respect for civil liberties | Shareholder | Abstain | Against | ||||||||||
| 11. | Report analyzing the congruence of the company’s political and electioneering expenditures | Shareholder | Abstain | Against | ||||||||||
| 12. | Absolute GHG reduction goals | Shareholder | Abstain | Against | ||||||||||
| UNITED STATES CELLULAR CORPORATION | ||||||||||||||
| Security | 911684108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | USM | Meeting Date | 16-May-2023 | |||||||||||
| ISIN | US9116841084 | Agenda | 935801692 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director: H. J. Harczak, Jr. | Management | Withheld | Against | ||||||||||
| 1.2 | Election of Director: G. P. Josefowicz | Management | Withheld | Against | ||||||||||
| 1.3 | Election of Director: C. D. Stewart | Management | Withheld | Against | ||||||||||
| 1.4 | Election of Director: X. D. Williams | Management | Withheld | Against | ||||||||||
| 2. | Ratify accountants for 2023 | Management | For | For | ||||||||||
| 3. | Compensation Plan for Non-Employee Directors | Management | Against | Against | ||||||||||
| 4. | Advisory vote to approve executive compensation | Management | For | For | ||||||||||
| 5. | Advisory vote on the frequency of holding an advisory vote on executive compensation | Management | 1 Year | For | ||||||||||
| DRIL-QUIP, INC. | ||||||||||||||
| Security | 262037104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DRQ | Meeting Date | 16-May-2023 | |||||||||||
| ISIN | US2620371045 | Agenda | 935802389 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director: Jeffrey J. Bird | Management | For | For | ||||||||||
| 1.2 | Election of Director: John V. Lovoi | Management | For | For | ||||||||||
| 2. | Approval of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve compensation of the Company’s named executive officers. | Management | For | For | ||||||||||
| 4. | Advisory vote on the frequency of future advisory votes to approve executive compensation. | Management | 1 Year | For | ||||||||||
| LIBERTY LATIN AMERICA LTD. | ||||||||||||||
| Security | G9001E102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LILA | Meeting Date | 17-May-2023 | |||||||||||
| ISIN | BMG9001E1021 | Agenda | 935798148 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director: Michael T. Fries | Management | For | For | ||||||||||
| 1.2 | Election of Director: Alfonso de Angoitia Noriega | Management | For | For | ||||||||||
| 1.3 | Election of Director: Paul A. Gould | Management | For | For | ||||||||||
| 1.4 | Election of Director: Roberta S. Jacobson | Management | For | For | ||||||||||
| 2. | A proposal to appoint KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023, and to authorize the Board, acting by the audit committee, to determine the independent auditors remuneration. | Management | For | For | ||||||||||
| WATTS WATER TECHNOLOGIES, INC. | ||||||||||||||
| Security | 942749102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WTS | Meeting Date | 17-May-2023 | |||||||||||
| ISIN | US9427491025 | Agenda | 935799897 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Christopher L. Conway | For | For | |||||||||||
| 2 | Michael J. Dubose | For | For | |||||||||||
| 3 | David A. Dunbar | For | For | |||||||||||
| 4 | Louise K. Goeser | For | For | |||||||||||
| 5 | W. Craig Kissel | For | For | |||||||||||
| 6 | Joseph T. Noonan | For | For | |||||||||||
| 7 | Robert J. Pagano, Jr. | For | For | |||||||||||
| 8 | Merilee Raines | For | For | |||||||||||
| 9 | Joseph W. Reitmeier | For | For | |||||||||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve the frequency of future advisory votes to approve named executive officer compensation. | Management | 1 Year | For | ||||||||||
| 4. | To approve an amendment to our Restated Certificate of Incorporation, as amended, to provide for the exculpation of officers with respect to certain breaches of their duty of care. | Management | For | For | ||||||||||
| 5. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| STATE STREET CORPORATION | ||||||||||||||
| Security | 857477103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | STT | Meeting Date | 17-May-2023 | |||||||||||
| ISIN | US8574771031 | Agenda | 935809155 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: P. de Saint-Aignan | Management | For | For | ||||||||||
| 1b. | Election of Director: M. Chandoha | Management | For | For | ||||||||||
| 1c. | Election of Director: D. DeMaio | Management | For | For | ||||||||||
| 1d. | Election of Director: A. Fawcett | Management | For | For | ||||||||||
| 1e. | Election of Director: W. Freda | Management | For | For | ||||||||||
| 1f. | Election of Director: S. Mathew | Management | For | For | ||||||||||
| 1g. | Election of Director: W. Meaney | Management | For | For | ||||||||||
| 1h. | Election of Director: R. O’Hanley | Management | For | For | ||||||||||
| 1i. | Election of Director: S. O’Sullivan | Management | For | For | ||||||||||
| 1j. | Election of Director: J. Portalatin | Management | For | For | ||||||||||
| 1k. | Election of Director: J. Rhea | Management | For | For | ||||||||||
| 1l. | Election of Director: G. Summe | Management | For | For | ||||||||||
| 2. | To approve an advisory proposal on executive compensation. | Management | For | For | ||||||||||
| 3. | To recommend, by advisory vote, the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
| 4. | To approve the Amended and Restated 2017 Stock Incentive Plan. | Management | For | For | ||||||||||
| 5. | To ratify the selection of Ernst & Young LLP as State Street’s independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | ||||||||||
| 6. | Shareholder proposal relating to asset management stewardship practices, if properly presented. | Shareholder | Against | For | ||||||||||
| INDUS REALTY TRUST INC | ||||||||||||||
| Security | 45580R103 | Meeting Type | Special | |||||||||||
| Ticker Symbol | INDT | Meeting Date | 17-May-2023 | |||||||||||
| ISIN | US45580R1032 | Agenda | 935834881 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To consider and vote on a proposal to approve the merger (the “merger”) of IR Merger Sub II, Inc., a Maryland corporation (“Merger Sub”) and wholly owned subsidiary of IR Parent, LLC, a Delaware limited liability company (“Parent”), with and into the Company, pursuant to the Agreement and Plan of Merger, dated as of February 22, 2023, as may be amended from time to time, by and among the Company, Parent and Merger Sub (the “merger proposal”). | Management | For | For | ||||||||||
| 2. | To consider and vote on a proposal to approve, on a non- binding, advisory basis, the compensation that may be paid or become payable to our named executive officers in connection with the merger (the “advisory compensation proposal”). | Management | For | For | ||||||||||
| 3. | To consider and vote on a proposal to approve any adjournment of the special meeting for the purpose of soliciting additional proxies if there are not sufficient votes at the special meeting to approve the merger proposal (the “adjournment proposal”). | Management | For | For | ||||||||||
| XYLEM INC. | ||||||||||||||
| Security | 98419M100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | XYL | Meeting Date | 18-May-2023 | |||||||||||
| ISIN | US98419M1009 | Agenda | 935794063 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Jeanne Beliveau-Dunn | Management | For | For | ||||||||||
| 1b. | Election of Director: Patrick K. Decker | Management | For | For | ||||||||||
| 1c. | Election of Director: Earl R. Ellis | Management | For | For | ||||||||||
| 1d. | Election of Director: Robert F. Friel | Management | For | For | ||||||||||
| 1e. | Election of Director: Victoria D. Harker | Management | For | For | ||||||||||
| 1f. | Election of Director: Steven R. Loranger | Management | For | For | ||||||||||
| 1g. | Election of Director: Mark D. Morelli | Management | For | For | ||||||||||
| 1h. | Election of Director: Jerome A. Peribere | Management | For | For | ||||||||||
| 1i. | Election of Director: Lila Tretikov | Management | For | For | ||||||||||
| 1j. | Election of Director: Uday Yadav | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
| 4. | Shareholder proposal requesting a policy requiring an independent board chair, if properly presented at the meeting. | Shareholder | Against | For | ||||||||||
| MARSH & MCLENNAN COMPANIES, INC. | ||||||||||||||
| Security | 571748102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MMC | Meeting Date | 18-May-2023 | |||||||||||
| ISIN | US5717481023 | Agenda | 935801541 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Anthony K. Anderson | Management | For | For | ||||||||||
| 1b. | Election of Director: John Q. Doyle | Management | For | For | ||||||||||
| 1c. | Election of Director: Hafize Gaye Erkan | Management | For | For | ||||||||||
| 1d. | Election of Director: Oscar Fanjul | Management | For | For | ||||||||||
| 1e. | Election of Director: H. Edward Hanway | Management | For | For | ||||||||||
| 1f. | Election of Director: Judith Hartmann | Management | For | For | ||||||||||
| 1g. | Election of Director: Deborah C. Hopkins | Management | For | For | ||||||||||
| 1h. | Election of Director: Tamara Ingram | Management | For | For | ||||||||||
| 1i. | Election of Director: Jane H. Lute | Management | For | For | ||||||||||
| 1j. | Election of Director: Steven A. Mills | Management | For | For | ||||||||||
| 1k. | Election of Director: Bruce P. Nolop | Management | For | For | ||||||||||
| 1l. | Election of Director: Morton O. Schapiro | Management | For | For | ||||||||||
| 1m. | Election of Director: Lloyd M. Yates | Management | For | For | ||||||||||
| 1n. | Election of Director: Ray G. Young | Management | For | For | ||||||||||
| 2. | Advisory (Nonbinding) Vote to Approve Named Executive Officer Compensation | Management | For | For | ||||||||||
| 3. | Advisory (Nonbinding) Vote on the Frequency of Future Votes on Named Executive Officer Compensation | Management | 1 Year | For | ||||||||||
| 4. | Ratification of Selection of Independent Registered Public Accounting Firm | Management | For | For | ||||||||||
| SINCLAIR BROADCAST GROUP, INC. | ||||||||||||||
| Security | 829226109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SBGI | Meeting Date | 18-May-2023 | |||||||||||
| ISIN | US8292261091 | Agenda | 935801882 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | David D. Smith | For | For | |||||||||||
| 2 | Frederick G. Smith | For | For | |||||||||||
| 3 | J. Duncan Smith | For | For | |||||||||||
| 4 | Robert E. Smith | For | For | |||||||||||
| 5 | Laurie R. Beyer | For | For | |||||||||||
| 6 | Benjamin S. Carson, Sr. | For | For | |||||||||||
| 7 | Howard E. Friedman | For | For | |||||||||||
| 8 | Daniel C. Keith | For | For | |||||||||||
| 9 | Benson E. Legg | For | For | |||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm of the Company for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| 3. | Approval, by non-binding advisory vote, on our executive compensation. | Management | For | For | ||||||||||
| 4. | Non-binding advisory vote on the frequency of non- binding advisory votes on our executive compensation. | Management | 3 Years | For | ||||||||||
| CVS HEALTH CORPORATION | ||||||||||||||
| Security | 126650100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CVS | Meeting Date | 18-May-2023 | |||||||||||
| ISIN | US1266501006 | Agenda | 935806375 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Fernando Aguirre | Management | For | For | ||||||||||
| 1b. | Election of Director: Jeffrey R. Balser, M.D., Ph.D. | Management | For | For | ||||||||||
| 1c. | Election of Director: C. David Brown II | Management | For | For | ||||||||||
| 1d. | Election of Director: Alecia A. DeCoudreaux | Management | For | For | ||||||||||
| 1e. | Election of Director: Nancy-Ann M. DeParle | Management | For | For | ||||||||||
| 1f. | Election of Director: Roger N. Farah | Management | For | For | ||||||||||
| 1g. | Election of Director: Anne M. Finucane | Management | For | For | ||||||||||
| 1h. | Election of Director: Edward J. Ludwig | Management | For | For | ||||||||||
| 1i. | Election of Director: Karen S. Lynch | Management | For | For | ||||||||||
| 1j. | Election of Director: Jean-Pierre Millon | Management | For | For | ||||||||||
| 1k. | Election of Director: Mary L. Schapiro | Management | For | For | ||||||||||
| 2. | Ratification of the Appointment of Our Independent Registered Public Accounting Firm for 2023 | Management | For | For | ||||||||||
| 3. | Say on Pay, a Proposal to Approve, on an Advisory Basis, the Company’s Executive Compensation | Management | For | For | ||||||||||
| 4. | Proposal to Recommend, on an Advisory Basis, the Frequency of Advisory Votes on Executive Compensation Votes | Management | 1 Year | For | ||||||||||
| 5. | Stockholder Proposal Requesting Paid Sick Leave for All Employees | Shareholder | Abstain | Against | ||||||||||
| 6. | Stockholder Proposal for Reducing our Ownership Threshold to Request a Special Stockholder Meeting | Shareholder | Against | For | ||||||||||
| 7. | Stockholder Proposal Regarding “Fair Elections” and Requiring Stockholder Approval of Certain Types of By- law Amendments | Shareholder | Against | For | ||||||||||
| 8. | Stockholder Proposal Requesting a Report on a “Worker Rights Assessment” | Shareholder | Abstain | Against | ||||||||||
| 9. | Stockholder Proposal to Prevent Company Directors from Simultaneously Sitting on the Boards of Directors of Any Other Company | Shareholder | Against | For | ||||||||||
| TELEPHONE AND DATA SYSTEMS, INC. | ||||||||||||||
| Security | 879433829 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TDS | Meeting Date | 18-May-2023 | |||||||||||
| ISIN | US8794338298 | Agenda | 935815196 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director: C. A. Davis | Management | For | For | ||||||||||
| 1.2 | Election of Director: G. W. Off | Management | Withheld | Against | ||||||||||
| 1.3 | Election of Director: W. Oosterman | Management | Withheld | Against | ||||||||||
| 1.4 | Election of Director: D. S. Woessner | Management | Withheld | Against | ||||||||||
| 2. | Ratify Accountants for 2023 | Management | For | For | ||||||||||
| 3. | Compensation Plan for Non-Employee Directors | Management | Against | Against | ||||||||||
| 4. | Advisory vote to approve executive compensation | Management | For | For | ||||||||||
| 5. | Advisory vote on the frequency of holding an advisory vote on executive compensation | Management | 1 Year | For | ||||||||||
| 6. | Shareholder proposal to recapitalize TDS’ outstanding stock to have an equal vote per share | Shareholder | For | Against | ||||||||||
| AMPCO-PITTSBURGH CORPORATION | ||||||||||||||
| Security | 032037103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AP | Meeting Date | 18-May-2023 | |||||||||||
| ISIN | US0320371034 | Agenda | 935819497 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | James J. Abel | For | For | |||||||||||
| 2 | Fredrick D. DiSanto | For | For | |||||||||||
| 3 | Darrell L. McNair | For | For | |||||||||||
| 4 | Stephen E. Paul | For | For | |||||||||||
| 2. | To approve, in a non-binding vote, the compensation of the named executive officers. | Management | For | For | ||||||||||
| 3. | To provide a non-binding advisory vote on the frequency of the advisory vote on the compensation of the Corporation’s named executive officers. | Management | 1 Year | For | ||||||||||
| 4. | To approve the amendment to the Corporation’s 2016 Omnibus Incentive Plan. | Management | Against | Against | ||||||||||
| 5. | To ratify the appointment of BDO USA, LLP as the independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
| HONEYWELL INTERNATIONAL INC. | ||||||||||||||
| Security | 438516106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HON | Meeting Date | 19-May-2023 | |||||||||||
| ISIN | US4385161066 | Agenda | 935801200 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Darius Adamczyk | Management | For | For | ||||||||||
| 1B. | Election of Director: Duncan B. Angove | Management | For | For | ||||||||||
| 1C. | Election of Director: William S. Ayer | Management | For | For | ||||||||||
| 1D. | Election of Director: Kevin Burke | Management | For | For | ||||||||||
| 1E. | Election of Director: D. Scott Davis | Management | For | For | ||||||||||
| 1F. | Election of Director: Deborah Flint | Management | For | For | ||||||||||
| 1G. | Election of Director: Vimal Kapur | Management | For | For | ||||||||||
| 1H. | Election of Director: Rose Lee | Management | For | For | ||||||||||
| 1I. | Election of Director: Grace D. Lieblein | Management | For | For | ||||||||||
| 1J. | Election of Director: Robin L. Washington | Management | For | For | ||||||||||
| 1K. | Election of Director: Robin Watson | Management | For | For | ||||||||||
| 2. | Advisory Vote to Approve Frequency of Advisory Vote on Executive Compensation. | Management | 1 Year | For | ||||||||||
| 3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
| 4. | Approval of Independent Accountants. | Management | For | For | ||||||||||
| 5. | Shareowner Proposal - Independent Board Chairman. | Shareholder | Against | For | ||||||||||
| 6. | Shareowner Proposal - Environmental and Health Impact Report. | Shareholder | Abstain | Against | ||||||||||
| MORGAN STANLEY | ||||||||||||||
| Security | 617446448 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MS | Meeting Date | 19-May-2023 | |||||||||||
| ISIN | US6174464486 | Agenda | 935808646 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Alistair Darling | Management | For | For | ||||||||||
| 1b. | Election of Director: Thomas H. Glocer | Management | For | For | ||||||||||
| 1c. | Election of Director: James P. Gorman | Management | For | For | ||||||||||
| 1d. | Election of Director: Robert H. Herz | Management | For | For | ||||||||||
| 1e. | Election of Director: Erika H. James | Management | For | For | ||||||||||
| 1f. | Election of Director: Hironori Kamezawa | Management | For | For | ||||||||||
| 1g. | Election of Director: Shelley B. Leibowitz | Management | For | For | ||||||||||
| 1h. | Election of Director: Stephen J. Luczo | Management | For | For | ||||||||||
| 1i. | Election of Director: Jami Miscik | Management | For | For | ||||||||||
| 1j. | Election of Director: Masato Miyachi | Management | For | For | ||||||||||
| 1k. | Election of Director: Dennis M. Nally | Management | For | For | ||||||||||
| 1l. | Election of Director: Mary L. Schapiro | Management | For | For | ||||||||||
| 1m. | Election of Director: Perry M. Traquina | Management | For | For | ||||||||||
| 1n. | Election of Director: Rayford Wilkins, Jr. | Management | For | For | ||||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as independent auditor | Management | For | For | ||||||||||
| 3. | To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote) | Management | For | For | ||||||||||
| 4. | To vote on the frequency of holding a non-binding advisory vote on the compensation of executives as disclosed in the proxy statement (non-binding advisory vote) | Management | 1 Year | For | ||||||||||
| 5. | Shareholder proposal requesting adoption of improved shareholder right to call a special shareholder meeting | Shareholder | Against | For | ||||||||||
| 6. | Shareholder proposal requesting adoption of a policy to cease financing new fossil fuel development | Shareholder | Abstain | Against | ||||||||||
| HENRY SCHEIN, INC. | ||||||||||||||
| Security | 806407102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HSIC | Meeting Date | 23-May-2023 | |||||||||||
| ISIN | US8064071025 | Agenda | 935809636 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Mohamad Ali | Management | For | For | ||||||||||
| 1b. | Election of Director: Stanley M. Bergman | Management | For | For | ||||||||||
| 1c. | Election of Director: James P. Breslawski | Management | For | For | ||||||||||
| 1d. | Election of Director: Deborah Derby | Management | For | For | ||||||||||
| 1e. | Election of Director: Joseph L. Herring | Management | For | For | ||||||||||
| 1f. | Election of Director: Kurt P. Kuehn | Management | For | For | ||||||||||
| 1g. | Election of Director: Philip A. Laskawy | Management | For | For | ||||||||||
| 1h. | Election of Director: Anne H. Margulies | Management | For | For | ||||||||||
| 1i. | Election of Director: Mark E. Mlotek | Management | For | For | ||||||||||
| 1j. | Election of Director: Steven Paladino | Management | For | For | ||||||||||
| 1k. | Election of Director: Carol Raphael | Management | For | For | ||||||||||
| 1l. | Election of Director: Scott Serota | Management | For | For | ||||||||||
| 1m. | Election of Director: Bradley T. Sheares, Ph.D. | Management | For | For | ||||||||||
| 1n. | Election of Director: Reed V. Tuckson, M.D., FACP | Management | For | For | ||||||||||
| 2. | Proposal to amend and restate the Company’s 2015 Non- Employee Director Stock Incentive Plan. | Management | For | For | ||||||||||
| 3. | Proposal to approve, by non-binding vote, the 2022 compensation paid to the Company’s Named Executive Officers. | Management | For | For | ||||||||||
| 4. | Proposal to recommend, by non-binding vote, the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
| 5. | Proposal to ratify the selection of BDO USA, LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 30, 2023. | Management | For | For | ||||||||||
| GARRETT MOTION INC. | ||||||||||||||
| Security | 366505105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GTX | Meeting Date | 24-May-2023 | |||||||||||
| ISIN | US3665051054 | Agenda | 935817861 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Daniel Ninivaggi | Management | For | For | ||||||||||
| 1b. | Election of Director: Olivier Rabiller | Management | For | For | ||||||||||
| 1c. | Election of Director: Kevin Mahony | Management | For | For | ||||||||||
| 1d. | Election of Director: D’aun Norman | Management | For | For | ||||||||||
| 1e. | Election of Director: John Petry | Management | For | For | ||||||||||
| 1f. | Election of Director: Tina Pierce | Management | For | For | ||||||||||
| 1g. | Election of Director: Robert Shanks | Management | For | For | ||||||||||
| 1h. | Election of Director: Julia Steyn | Management | For | For | ||||||||||
| 1i. | Election of Director: Steven Tesoriere | Management | For | For | ||||||||||
| 2. | The ratification of the appointment of Deloitte SA as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| 3. | The approval, on an advisory (non-binding) basis, of the compensation of the Company’s named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
| GARRETT MOTION INC. | ||||||||||||||
| Security | 366505204 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GTXAP | Meeting Date | 24-May-2023 | |||||||||||
| ISIN | US3665052045 | Agenda | 935817861 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Daniel Ninivaggi | Management | For | For | ||||||||||
| 1b. | Election of Director: Olivier Rabiller | Management | For | For | ||||||||||
| 1c. | Election of Director: Kevin Mahony | Management | For | For | ||||||||||
| 1d. | Election of Director: D’aun Norman | Management | For | For | ||||||||||
| 1e. | Election of Director: John Petry | Management | For | For | ||||||||||
| 1f. | Election of Director: Tina Pierce | Management | For | For | ||||||||||
| 1g. | Election of Director: Robert Shanks | Management | For | For | ||||||||||
| 1h. | Election of Director: Julia Steyn | Management | For | For | ||||||||||
| 1i. | Election of Director: Steven Tesoriere | Management | For | For | ||||||||||
| 2. | The ratification of the appointment of Deloitte SA as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| 3. | The approval, on an advisory (non-binding) basis, of the compensation of the Company’s named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
| SINCLAIR BROADCAST GROUP, INC. | ||||||||||||||
| Security | 829226109 | Meeting Type | Special | |||||||||||
| Ticker Symbol | SBGI | Meeting Date | 24-May-2023 | |||||||||||
| ISIN | US8292261091 | Agenda | 935849058 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Proposal to approve the Agreement of Share Exchange and Plan of Reorganization among Sinclair Broadcast Group, Inc., Sinclair, Inc. and Sinclair Holdings, LLC and the share exchange described therein. | Management | For | For | ||||||||||
| L.B. FOSTER COMPANY | ||||||||||||||
| Security | 350060109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FSTR | Meeting Date | 25-May-2023 | |||||||||||
| ISIN | US3500601097 | Agenda | 935801363 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Raymond T. Betler | For | For | |||||||||||
| 2 | Dirk Jungé | For | For | |||||||||||
| 3 | John F. Kasel | For | For | |||||||||||
| 4 | John E. Kunz | For | For | |||||||||||
| 5 | Janet Lee | For | For | |||||||||||
| 6 | Diane B. Owen | For | For | |||||||||||
| 7 | Bruce E. Thompson | For | For | |||||||||||
| 2. | Ratify appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
| 3. | Advisory approval of the compensation paid to the Company’s named executive officers for 2022. | Management | For | For | ||||||||||
| 4. | Advisory approval of the frequency of future advisory votes on the compensation paid to the Company’s named executive officers. | Management | 1 Year | For | ||||||||||
| FLOWSERVE CORPORATION | ||||||||||||||
| Security | 34354P105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FLS | Meeting Date | 25-May-2023 | |||||||||||
| ISIN | US34354P1057 | Agenda | 935806109 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: R. Scott Rowe | Management | For | For | ||||||||||
| 1b. | Election of Director: Sujeet Chand | Management | For | For | ||||||||||
| 1c. | Election of Director: Ruby R. Chandy | Management | For | For | ||||||||||
| 1d. | Election of Director: Gayla J. Delly | Management | For | For | ||||||||||
| 1e. | Election of Director: John R. Friedery | Management | For | For | ||||||||||
| 1f. | Election of Director: John L. Garrison | Management | For | For | ||||||||||
| 1g. | Election of Director: Michael C. McMurray | Management | For | For | ||||||||||
| 1h. | Election of Director: Thomas B. Okray | Management | For | For | ||||||||||
| 1i. | Election of Director: David E. Roberts | Management | For | For | ||||||||||
| 1j. | Election of Director: Kenneth I. Siegel | Management | For | For | ||||||||||
| 1k. | Election of Director: Carlyn R. Taylor | Management | For | For | ||||||||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| 3. | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of the appointment of PricewaterhouseCoopers LLP to serve as the Company’s independent auditor for 2023. | Management | For | For | ||||||||||
| 5. | Shareholder proposal to eliminate certain ownership requirements to call a special shareholder meeting. | Shareholder | Against | For | ||||||||||
| IDEX CORPORATION | ||||||||||||||
| Security | 45167R104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | IEX | Meeting Date | 25-May-2023 | |||||||||||
| ISIN | US45167R1041 | Agenda | 935812568 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Class I Director for a term of three years: Katrina L. Helmkamp | Management | For | For | ||||||||||
| 1b. | Election of Class I Director for a term of three years: Mark A. Beck | Management | For | For | ||||||||||
| 1c. | Election of Class I Director for a term of three years: Carl R. Christenson | Management | For | For | ||||||||||
| 1d. | Election of Class I Director for a term of three years: Alejandro Quiroz Centeno | Management | For | For | ||||||||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve the frequency (every one, two or three years) with which stockholders of IDEX shall be entitled to have an advisory vote to approve named executive officer compensation. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered accounting firm for 2023. | Management | For | For | ||||||||||
| 5. | Vote on a stockholder proposal regarding a report on hiring practices related to people with arrest or incarceration records. | Shareholder | Abstain | Against | ||||||||||
| MILLICOM INTERNATIONAL CELLULAR SA | ||||||||||||||
| Security | L6388G134 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 31-May-2023 | ||||||||||||
| ISIN | SE0001174970 | Agenda | 717147753 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| A.1 | APPOINT ALEXANDER KOCH AS CHAIRMAN OF MEETING AND EMPOWER CHAIRMAN TO APPOINT OTHER MEMBERS OF BUREAU | Management | No Action | |||||||||||
| A.2 | RECEIVE AND APPROVE BOARD’S AND AUDITOR’S REPORTS | Management | No Action | |||||||||||
| A.3 | APPROVE CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||||
| A.4 | APPROVE ALLOCATION OF INCOME | Management | No Action | |||||||||||
| A.5 | APPROVE DISCHARGE OF DIRECTORS | Management | No Action | |||||||||||
| A.6 | FIX NUMBER OF DIRECTORS AT TEN | Management | No Action | |||||||||||
| A.7 | REELECT JOSE ANTONIO RIOS GARCIA AS DIRECTOR | Management | No Action | |||||||||||
| A.8 | REELECT BRUCE CHURCHILL AS DIRECTOR | Management | No Action | |||||||||||
| A.9 | REELECT TOMAS ELIASSON AS DIRECTOR | Management | No Action | |||||||||||
| A.10 | REELECT PERNILLE ERENBJERG AS DIRECTOR | Management | No Action | |||||||||||
| A.11 | REELECT MAURICIO RAMOS AS DIRECTOR | Management | No Action | |||||||||||
| A.12 | ELECT MARIA TERESA ARNAL AS DIRECTOR | Management | No Action | |||||||||||
| A.13 | ELECT BLANCA TREVINO DE VEGA AS DIRECTOR | Management | No Action | |||||||||||
| A.14 | ELECT THOMAS REYNAUD AS DIRECTOR | Management | No Action | |||||||||||
| A.15 | ELECT NICOLAS JAEGER AS DIRECTOR | Management | No Action | |||||||||||
| A.16 | ELECT MICHAEL GOLAN AS DIRECTOR | Management | No Action | |||||||||||
| A.17 | REELECT JOSE ANTONIO RIOS GARCIA AS BOARD CHAIRMAN | Management | No Action | |||||||||||
| A.18 | APPROVE REMUNERATION OF DIRECTORS | Management | No Action | |||||||||||
| A.19 | APPROVE ERNST & YOUNG S.A., LUXEMBOURG AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION | Management | No Action | |||||||||||
| A.20 | APPROVE PROCEDURE ON APPOINTMENT OF NOMINATION COMMITTEE AND DETERMINATION OF ASSIGNMENT OF NOMINATION COMMITTEE | Management | No Action | |||||||||||
| A.21 | APPROVE SHARE REPURCHASE PLAN | Management | No Action | |||||||||||
| A.22 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||||
| A.23 | APPROVE SENIOR MANAGEMENT REMUNERATION POLICY | Management | No Action | |||||||||||
| A.24 | APPROVE SHARE-BASED INCENTIVE PLANS | Management | No Action | |||||||||||
| E.1 | APPOINT ALEXANDER KOCH AS CHAIRMAN OF MEETING AND EMPOWER CHAIRMAN TO APPOINT OTHER MEMBERS OF BUREAU | Management | No Action | |||||||||||
| E.2 | INCREASE AUTHORIZED SHARE CAPITAL AND AMEND ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
| E.3 | APPROVE RENEWAL OF THE AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO ISSUE NEW SHARES AND AMEND ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
| E.4 | RECEIVE AND APPROVE DIRECTORS’ SPECIAL REPORT AND GRANT POWER TO REMOVE OR LIMIT THE PREFERENTIAL SUBSCRIPTION RIGHT | Management | No Action | |||||||||||
| E.5 | APPROVE FULL RESTATEMENT OF THE ARTICLES OF INCORPORATION | Management | No Action | |||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 02 MAY 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||||
| CMMT | 02 MAY 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT | Non-Voting | ||||||||||||
| SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||||
| CMMT | 02 MAY 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| EXXON MOBIL CORPORATION | ||||||||||||||
| Security | 30231G102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | XOM | Meeting Date | 31-May-2023 | |||||||||||
| ISIN | US30231G1022 | Agenda | 935823977 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Michael J. Angelakis | Management | For | For | ||||||||||
| 1b. | Election of Director: Susan K. Avery | Management | For | For | ||||||||||
| 1c. | Election of Director: Angela F. Braly | Management | For | For | ||||||||||
| 1d. | Election of Director: Gregory J. Goff | Management | For | For | ||||||||||
| 1e. | Election of Director: John D. Harris II | Management | For | For | ||||||||||
| 1f. | Election of Director: Kaisa H. Hietala | Management | For | For | ||||||||||
| 1g. | Election of Director: Joseph L. Hooley | Management | For | For | ||||||||||
| 1h. | Election of Director: Steven A. Kandarian | Management | For | For | ||||||||||
| 1i. | Election of Director: Alexander A. Karsner | Management | For | For | ||||||||||
| 1j. | Election of Director: Lawrence W. Kellner | Management | For | For | ||||||||||
| 1k. | Election of Director: Jeffrey W. Ubben | Management | For | For | ||||||||||
| 1l. | Election of Director: Darren W. Woods | Management | For | For | ||||||||||
| 2. | Ratification of Independent Auditors | Management | For | For | ||||||||||
| 3. | Advisory Vote to Approve Executive Compensation | Management | For | For | ||||||||||
| 4. | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | For | ||||||||||
| 5. | Establish a New Board Committee on Decarbonization Risk | Shareholder | Abstain | Against | ||||||||||
| 6. | Reduce Executive Stock Holding Period | Shareholder | Against | For | ||||||||||
| 7. | Additional Carbon Capture and Storage and Emissions Report | Shareholder | Abstain | Against | ||||||||||
| 8. | Additional Direct Methane Measurement | Shareholder | Abstain | Against | ||||||||||
| 9. | Establish a Scope 3 Target and Reduce Hydrocarbon Sales | Shareholder | Abstain | Against | ||||||||||
| 10. | Additional Report on Worst-case Spill and Response Plans | Shareholder | Abstain | Against | ||||||||||
| 11. | GHG Reporting on Adjusted Basis | Shareholder | Abstain | Against | ||||||||||
| 12. | Report on Asset Retirement Obligations Under IEA NZE Scenario | Shareholder | Abstain | Against | ||||||||||
| 13. | Report on Plastics Under SCS Scenario | Shareholder | Abstain | Against | ||||||||||
| 14. | Litigation Disclosure Beyond Legal and Accounting Requirements | Shareholder | Against | For | ||||||||||
| 15. | Tax Reporting Beyond Legal Requirements | Shareholder | Against | For | ||||||||||
| 16. | Energy Transition Social Impact Report | Shareholder | Abstain | Against | ||||||||||
| 17. | Report on Commitment Against AMAP Work | Shareholder | Abstain | Against | ||||||||||
| CHEVRON CORPORATION | ||||||||||||||
| Security | 166764100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CVX | Meeting Date | 31-May-2023 | |||||||||||
| ISIN | US1667641005 | Agenda | 935829284 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Wanda M. Austin | Management | For | For | ||||||||||
| 1b. | Election of Director: John B. Frank | Management | For | For | ||||||||||
| 1c. | Election of Director: Alice P. Gast | Management | For | For | ||||||||||
| 1d. | Election of Director: Enrique Hernandez, Jr. | Management | For | For | ||||||||||
| 1e. | Election of Director: Marillyn A. Hewson | Management | For | For | ||||||||||
| 1f. | Election of Director: Jon M. Huntsman Jr. | Management | For | For | ||||||||||
| 1g. | Election of Director: Charles W. Moorman | Management | For | For | ||||||||||
| 1h. | Election of Director: Dambisa F. Moyo | Management | For | For | ||||||||||
| 1i. | Election of Director: Debra Reed-Klages | Management | For | For | ||||||||||
| 1j. | Election of Director: D. James Umpleby III | Management | For | For | ||||||||||
| 1k. | Election of Director: Cynthia J. Warner | Management | For | For | ||||||||||
| 1l. | Election of Director: Michael K. Wirth | Management | For | For | ||||||||||
| 2. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm | Management | For | For | ||||||||||
| 3. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | ||||||||||
| 4. | Advisory Vote on the Frequency of Future Advisory Votes on Named Executive Officer Compensation | Management | 1 Year | For | ||||||||||
| 5. | Rescind the 2021 “Reduce Scope 3 Emissions” Stockholder Proposal | Shareholder | Against | For | ||||||||||
| 6. | Set a Medium-Term Scope 3 GHG Emissions Reduction Target | Shareholder | Abstain | Against | ||||||||||
| 7. | Recalculate Emissions Baseline to Exclude Emissions from Material Divestitures | Shareholder | Abstain | Against | ||||||||||
| 8. | Establish Board Committee on Decarbonization Risk | Shareholder | Abstain | Against | ||||||||||
| 9. | Report on Worker and Community Impact from Facility Closures and Energy Transitions | Shareholder | Abstain | Against | ||||||||||
| 10. | Report on Racial Equity Audit | Shareholder | Abstain | Against | ||||||||||
| 11. | Report on Tax Practices | Shareholder | Against | For | ||||||||||
| 12. | Independent Chair | Shareholder | Against | For | ||||||||||
| CANTERBURY PARK HOLDING CORPORATION | ||||||||||||||
| Security | 13811E101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CPHC | Meeting Date | 01-Jun-2023 | |||||||||||
| ISIN | US13811E1010 | Agenda | 935831013 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Peter Ahn | Management | For | For | ||||||||||
| 1b. | Election of Director: Maureen H. Bausch | Management | For | For | ||||||||||
| 1c. | Election of Director: Mark Chronister | Management | For | For | ||||||||||
| 1d. | Election of Director: John S. Himle | Management | For | For | ||||||||||
| 1e. | Election of Director: Carin J. Offerman | Management | For | For | ||||||||||
| 1f. | Election of Director: Randall D. Sampson | Management | For | For | ||||||||||
| 1g. | Election of Director: Damon E. Schramm | Management | For | For | ||||||||||
| 2. | To ratify the appointment of Wipfli LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| CRANE NXT, CO. | ||||||||||||||
| Security | 224441105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CXT | Meeting Date | 05-Jun-2023 | |||||||||||
| ISIN | US2244411052 | Agenda | 935844274 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director: Michael Dinkins | Management | For | For | ||||||||||
| 1.2 | Election of Director: William Grogan | Management | For | For | ||||||||||
| 1.3 | Election of Director: Cristen Kogl | Management | For | For | ||||||||||
| 1.4 | Election of Director: Ellen McClain | Management | For | For | ||||||||||
| 1.5 | Election of Director: Max H. Mitchell | Management | For | For | ||||||||||
| 1.6 | Election of Director: Aaron W. Saak | Management | For | For | ||||||||||
| 1.7 | Election of Director: John S. Stroup | Management | For | For | ||||||||||
| 1.8 | Election of Director: James L. L. Tullis | Management | For | For | ||||||||||
| 2. | Ratification of the selection of Deloitte & Touche LLP as the Company’s independent auditors for 2023. | Management | For | For | ||||||||||
| 3. | Say on Pay - An advisory vote to approve the compensation paid to certain executive officers. | Management | For | For | ||||||||||
| 4. | Say on Frequency - An advisory vote to approve the frequency with which we will ask stockholders to approve the compensation paid to certain executive officers. | Management | 1 Year | For | ||||||||||
| FREEPORT-MCMORAN INC. | ||||||||||||||
| Security | 35671D857 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FCX | Meeting Date | 06-Jun-2023 | |||||||||||
| ISIN | US35671D8570 | Agenda | 935831493 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: David P. Abney | Management | For | For | ||||||||||
| 1b. | Election of Director: Richard C. Adkerson | Management | For | For | ||||||||||
| 1c. | Election of Director: Marcela E. Donadio | Management | For | For | ||||||||||
| 1d. | Election of Director: Robert W. Dudley | Management | For | For | ||||||||||
| 1e. | Election of Director: Hugh Grant | Management | For | For | ||||||||||
| 1f. | Election of Director: Lydia H. Kennard | Management | For | For | ||||||||||
| 1g. | Election of Director: Ryan M. Lance | Management | For | For | ||||||||||
| 1h. | Election of Director: Sara Grootwassink Lewis | Management | For | For | ||||||||||
| 1i. | Election of Director: Dustan E. McCoy | Management | For | For | ||||||||||
| 1j. | Election of Director: Kathleen L. Quirk | Management | For | For | ||||||||||
| 1k. | Election of Director: John J. Stephens | Management | For | For | ||||||||||
| 1l. | Election of Director: Frances Fragos Townsend | Management | For | For | ||||||||||
| 2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | Approval, on an advisory basis, of the frequency of future advisory votes on the compensation of our named executive officers. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
| LIBERTY BROADBAND CORPORATION | ||||||||||||||
| Security | 530307107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LBRDA | Meeting Date | 06-Jun-2023 | |||||||||||
| ISIN | US5303071071 | Agenda | 935833815 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | John C. Malone | For | For | |||||||||||
| 2 | Gregg L. Engles | For | For | |||||||||||
| 3 | John E. Welsh III | For | For | |||||||||||
| 2. | The auditors ratification proposal, to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| LIBERTY MEDIA CORPORATION | ||||||||||||||
| Security | 531229870 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FWONA | Meeting Date | 06-Jun-2023 | |||||||||||
| ISIN | US5312298707 | Agenda | 935833877 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Derek Chang | For | For | |||||||||||
| 2 | Evan D. Malone | For | For | |||||||||||
| 3 | Larry E. Romrell | For | For | |||||||||||
| 2. | The auditors ratification proposal, to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| LIBERTY MEDIA CORPORATION | ||||||||||||||
| Security | 531229706 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BATRA | Meeting Date | 06-Jun-2023 | |||||||||||
| ISIN | US5312297063 | Agenda | 935833877 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Derek Chang | For | For | |||||||||||
| 2 | Evan D. Malone | For | For | |||||||||||
| 3 | Larry E. Romrell | For | For | |||||||||||
| 2. | The auditors ratification proposal, to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| DEVON ENERGY CORPORATION | ||||||||||||||
| Security | 25179M103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DVN | Meeting Date | 07-Jun-2023 | |||||||||||
| ISIN | US25179M1036 | Agenda | 935835352 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Barbara M. Baumann | For | For | |||||||||||
| 2 | John E. Bethancourt | For | For | |||||||||||
| 3 | Ann G. Fox | For | For | |||||||||||
| 4 | Gennifer F. Kelly | For | For | |||||||||||
| 5 | Kelt Kindick | For | For | |||||||||||
| 6 | John Krenicki Jr. | For | For | |||||||||||
| 7 | Karl F. Kurz | For | For | |||||||||||
| 8 | Michael N. Mears | For | For | |||||||||||
| 9 | Robert A. Mosbacher, Jr | For | For | |||||||||||
| 10 | Richard E. Muncrief | For | For | |||||||||||
| 11 | Valerie M. Williams | For | For | |||||||||||
| 2. | Ratify the selection of the Company’s Independent Auditors for 2023. | Management | For | For | ||||||||||
| 3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
| 4. | Advisory Vote on the Frequency of an Advisory Vote on Executive Compensation. | Management | 1 Year | For | ||||||||||
| 5. | Approve an Amendment to the Company’s Bylaws to Designate the Exclusive Forum for the Adjudication of Certain Legal Matters. | Management | For | For | ||||||||||
| 6. | Approve Amendments to the Certificate of Incorporation to Adopt Limitations on the Liability of Officers Similar to Those That Already Exist for Directors. | Management | For | For | ||||||||||
| 7. | Stockholder Proposal to Reform the Near Impossible Special Shareholder Meeting Requirements. | Shareholder | Against | For | ||||||||||
| HESKA CORPORATION | ||||||||||||||
| Security | 42805E306 | Meeting Type | Special | |||||||||||
| Ticker Symbol | HSKA | Meeting Date | 07-Jun-2023 | |||||||||||
| ISIN | US42805E3062 | Agenda | 935869050 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt and approve the Agreement and Plan of Merger with Antech Diagnostics, Inc., a California corporation, Helsinki Merger Sub LLC, a Delaware limited liability company, and, solely for purposes of Section 9.15 of the Merger Agreement, Mars, Incorporated, a Delaware corporation (the “Merger Proposal”). | Management | For | For | ||||||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to our named executive officers that is based on or otherwise relates to the merger. | Management | For | For | ||||||||||
| 3. | To approve one or more adjournments of the Special Meeting, if necessary, to solicit additional proxies if a quorum is not present or there are not sufficient votes cast at the Special Meeting to approve the Merger Proposal. | Management | For | For | ||||||||||
| LIBERTY GLOBAL PLC | ||||||||||||||
| Security | G5480U104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LBTYA | Meeting Date | 14-Jun-2023 | |||||||||||
| ISIN | GB00B8W67662 | Agenda | 935857649 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| O1 | Elect Miranda Curtis CMG as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2026 or until a successor in interest is appointed. | Management | For | For | ||||||||||
| O2 | Elect J David Wargo as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2026 or until a successor in interest is appointed. | Management | For | For | ||||||||||
| O3 | Approve, on an advisory basis, the annual report on the implementation of the directors’ compensation policy for the year ended December 31, 2022, contained in Appendix A of the proxy statement (in accordance with requirements applicable to U.K. companies). | Management | For | For | ||||||||||
| O4 | Approve the director’s compensation policy contained in Appendix A of Liberty Global’s proxy statement for the 2023 AGM (in accordance with requirements applicable to U.K. companies) to be effective as of the date of the 2023 AGM. | Management | For | For | ||||||||||
| O5 | Approve, on an advisory basis, the compensation of the named executive officers, as disclosed in Liberty Global’s proxy statement for the 2023 AGM pursuant to the compensation disclosure rules of the Securities and Exchange Commission, under the heading ‘Executive Officers and Directors Compensation’. | Management | For | For | ||||||||||
| O6 | Ratify the appointment of KPMG LLP (U.S.) as Liberty Global’s independent auditor for the year ending December 31, 2023. | Management | For | For | ||||||||||
| O7 | Appoint KPMG LLP (U.K.) as Liberty Global’s U.K. statutory auditor under the U.K. Companies Act 2006 (the Companies Act) (to hold office until the conclusion of the next annual general meeting at which accounts are laid before Liberty Global). | Management | For | For | ||||||||||
| O8 | Authorize the audit committee of Liberty Global’s board of directors to determine the U.K. statutory auditor’s compensation. | Management | For | For | ||||||||||
| O9 | To authorize Liberty Global’s board of directors in accordance with Section 551 of the Companies Act to exercise all the powers to allot shares in Liberty Global and to grant rights to subscribe for or to convert any security into shares of Liberty Global. | Management | For | For | ||||||||||
| S10 | Authorize Liberty Global’s board of directors in accordance with Section 570 of the Companies Act to allot equity securities (as defined in Section 560 of the Companies Act) pursuant to the authority contemplated by Resolution 9 for cash, without the rights of preemption provided by Section 561 of the Companies Act. | Management | Abstain | Against | ||||||||||
| O11 | Authorize Liberty Global and its subsidiaries to make political donations to political parties, independent election candidates and/or political organizations other than political parties and/or incur political expenditures of up to $1,000,000 under the Companies Act. | Management | For | For | ||||||||||
| O12 | Approve the form agreements and counterparties pursuant to which Liberty Global may conduct the purchase of its ordinary shares in the capital of Liberty Global and authorize all or any of Liberty Global’s directors and senior officers to enter into, complete and make purchases of ordinary shares in the capital of Liberty Global pursuant to the form of agreements and with any of the approved counterparties, which approvals will expire on the fifth anniversary of the 2023 AGM. | Management | For | For | ||||||||||
| O13 | Approve the Liberty Global 2023 Incentive Plan. | Management | Against | Against | ||||||||||
| AMC NETWORKS INC | ||||||||||||||
| Security | 00164V103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AMCX | Meeting Date | 15-Jun-2023 | |||||||||||
| ISIN | US00164V1035 | Agenda | 935857891 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Matthew C. Blank | For | For | |||||||||||
| 2 | Joseph M. Cohen | For | For | |||||||||||
| 3 | Debra G. Perelman | For | For | |||||||||||
| 4 | Leonard Tow | For | For | |||||||||||
| 5 | Carl E. Vogel | For | For | |||||||||||
| 2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2023 | Management | For | For | ||||||||||
| 3. | Advisory vote on Named Executive Officer compensation | Management | For | For | ||||||||||
| 4. | Vote on stockholder proposal regarding a policy on executive stock retention | Management | Against | For | ||||||||||
| SONY GROUP CORPORATION | ||||||||||||||
| Security | 835699307 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SONY | Meeting Date | 20-Jun-2023 | |||||||||||
| ISIN | US8356993076 | Agenda | 935876714 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Kenichiro Yoshida | Management | For | For | ||||||||||
| 1b. | Election of Director: Hiroki Totoki | Management | For | For | ||||||||||
| 1c. | Election of Director: Yoshihiko Hatanaka | Management | For | For | ||||||||||
| 1d. | Election of Director: Toshiko Oka | Management | For | For | ||||||||||
| 1e. | Election of Director: Sakie Akiyama | Management | For | For | ||||||||||
| 1f. | Election of Director: Wendy Becker | Management | For | For | ||||||||||
| 1g. | Election of Director: Keiko Kishigami | Management | For | For | ||||||||||
| 1h. | Election of Director: Joseph A. Kraft Jr. | Management | For | For | ||||||||||
| 1i. | Election of Director: Neil Hunt | Management | For | For | ||||||||||
| 1j. | Election of Director: William Morrow | Management | For | For | ||||||||||
| 2. | To issue Stock Acquisition Rights for the purpose of granting stock options. | Management | For | For | ||||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant | Gabelli Capital Series Funds, Inc. |
| By (Signature and Title)* | /s/ John C. Ball |
| John C. Ball, President and Principal Executive Officer |
| Date | August 25, 2023 |
*Print the name and title of each signing officer under his or her signature.