UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-07326
Gabelli Investor Funds, Inc.
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
John C. Ball
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2022 – June 30, 2023
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2022 TO JUNE 30, 2023
ProxyEdge Meeting Date Range: 07/01/2022 - 06/30/2023 The Gabelli ABC Fund |
Report Date: 07/01/2023 1 |
Investment Company Report
| CONTOURGLOBAL PLC | ||||||||||||||
| Security | G2522W107 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 06-Jul-2022 | ||||||||||||
| ISIN | GB00BF448H58 | Agenda | 715798750 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | TO GIVE EFFECT TO THE SCHEME AS SET OUT IN THE NOTICE OF GENERAL MEETING | Management | For | For | ||||||||||
| 2 | TO AMEND THE ARTICLES OF ASSOCIATION OF CONTOURGLOBAL PLC AS SET OUT IN THE NOTICE OF GENERAL MEETING | Management | For | For | ||||||||||
| CMMT | 14 JUN 2022: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM EGM TO OGM. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| CONTOURGLOBAL PLC | ||||||||||||||
| Security | G2522W107 | Meeting Type | Court Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 06-Jul-2022 | ||||||||||||
| ISIN | GB00BF448H58 | Agenda | 715799132 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT. | Non-Voting | ||||||||||||
| 1 | TO APPROVE THE SCHEME OF ARRANGEMENT AS DETAILED IN THE NOTICE OF COURT MEETING DATED 13 JUNE 2022 | Management | For | For | ||||||||||
| NATUS MEDICAL INCORPORATED | ||||||||||||||
| Security | 639050103 | Meeting Type | Special | |||||||||||
| Ticker Symbol | NTUS | Meeting Date | 06-Jul-2022 | |||||||||||
| ISIN | US6390501038 | Agenda | 935674285 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| 1. | To approve and adopt the Agreement and Plan of Merger, made and entered into as of April 17, 2022 as amended from time to time (as so amended from time to time, the “Merger Agreement”), by and among Natus Medical Incorporated (“Natus”), Prince Parent Inc. (“Parent”), and Prince Mergerco Inc. (“Merger Sub”), pursuant to which, Merger Sub will be merged with and into Natus and Natus will continue as the surviving corporation of the merger and a wholly owned subsidiary of Parent (the “Merger”). | Management | For | For | ||||||||||
| 2. | To approve the adjournment of the Company Stockholder Meeting from time to time, if necessary or appropriate, as determined in good faith by the Board of Directors, including to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Company Stockholder Meeting. | Management | For | For | ||||||||||
| 3. | To approve, by non-binding, advisory vote, certain compensation that will or may become payable by Natus to its named executive officers in connection with the Merger. | Management | For | For | ||||||||||
| SEVERN TRENT PLC | ||||||||||||||
| Security | G8056D159 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 07-Jul-2022 | ||||||||||||
| ISIN | GB00B1FH8J72 | Agenda | 715768442 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 01 | RECEIVE THE REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 MARCH 2022 | Management | For | For | ||||||||||
| 02 | APPROVE THE DIRECTORS REMUNERATION REPORT | Management | For | For | ||||||||||
| 03 | DECLARE A FINAL ORDINARY DIVIDEND IN RESPECT OF THE YEAR ENDED 31 MARCH 2022 | Management | For | For | ||||||||||
| 04 | REAPPOINT KEVIN BEESTON | Management | For | For | ||||||||||
| 05 | REAPPOINT JAMES BOWLING | Management | For | For | ||||||||||
| 06 | REAPPOINT JOHN COGHLAN | Management | For | For | ||||||||||
| 07 | APPOINT TOM DELAY | Management | For | For | ||||||||||
| 08 | REAPPOINT LIV GARFIELD | Management | For | For | ||||||||||
| 09 | REAPPOINT CHRISTINE HODGSON | Management | For | For | ||||||||||
| 10 | REAPPOINT SHARMILA NEBHRAJANI | Management | For | For | ||||||||||
| 11 | REAPPOINT PHILIP REMNANT | Management | For | For | ||||||||||
| 12 | APPOINT GILLIAN SHELDON | Management | For | For | ||||||||||
| 13 | REAPPOINT DELOITTE LLP AS AUDITOR OF THE COMPANY | Management | For | For | ||||||||||
| 14 | AUTHORISE THE AUDIT AND RISK COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | For | For | ||||||||||
| 15 | AUTHORISE THE COMPANY AND ALL COMPANIES WHICH ARE SUBSIDIARIES OF THE COMPANY TO MAKE POLITICAL DONATIONS NOT EXCEEDING 50000 IN TOTAL | Management | For | For | ||||||||||
| 16 | RENEW THE COMPANY’S AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||||
| 17 | DISAPPLY PRE-EMPTION RIGHTS ON UP TO FIVE PERCENT OF THE ISSUED CAPITAL | Management | Abstain | Against | ||||||||||
| 18 | DISAPPLY PRE-EMPTION RIGHTS ON UP TO AN ADDITIONAL 5 PER CENT OF THE ISSUED SHARE CAPITAL IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT | Management | For | For | ||||||||||
| 19 | AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS ORDINARY SHARES | Management | For | For | ||||||||||
| 20 | ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||
| 21 | AUTHORISE GENERAL MEETINGS OF THE COMPANY OTHER THAN ANNUAL GENERAL MEETINGS TO BE CALLED ON NOT LESS THAN 14 CLEAR DAYS NOTICE | Management | For | For | ||||||||||
| CLOVIS ONCOLOGY, INC. | ||||||||||||||
| Security | 189464100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CLVS | Meeting Date | 07-Jul-2022 | |||||||||||
| ISIN | US1894641000 | Agenda | 935632326 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Brian G. Atwood | For | For | |||||||||||
| 2 | James C. Blair | For | For | |||||||||||
| 3 | Richard A. Fair | For | For | |||||||||||
| 4 | Paul H. Klingenstein | For | For | |||||||||||
| 2. | Approval of an amendment to our Amended and Restated Certificate of Incorporation to effect a reverse stock split of our common stock at a ratio of 1-for-7 (the “Reverse Stock Split”). | Management | For | For | ||||||||||
| 3. | Approval of an amendment to our Amended and Restated Certificate of Incorporation to decrease, concurrent with and conditioned upon the implementation of the Reverse Stock Split, the number of authorized shares of common stock from 200,000,000 to 57,142,000 shares. | Management | For | For | ||||||||||
| 4. | Approval of an amendment and restatement of our Amended and Restated 2020 Stock Incentive Plan to increase the number of shares available for issuance under the plan by 4,000,000 shares (prior to giving effect to the Reverse Stock Split), concurrent with and conditioned upon the implementation of the Reverse Stock Split. | Management | Against | Against | ||||||||||
| 5. | Approval of an advisory proposal on compensation of the Company’s named executive officers, as disclosed in the attached proxy statement. | Management | For | For | ||||||||||
| 6. | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2022. | Management | For | For | ||||||||||
| 7. | Approval of an adjournment of the Annual Meeting, if necessary or appropriate, to solicit additional proxies. | Management | For | For | ||||||||||
| MANDIANT INC. | ||||||||||||||
| Security | 562662106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MNDT | Meeting Date | 07-Jul-2022 | |||||||||||
| ISIN | US5626621065 | Agenda | 935658495 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Class III Director: Kevin R. Mandia | Management | For | For | ||||||||||
| 1b. | Election of Class III Director: Enrique Salem | Management | For | For | ||||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2022. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| 4. | Advisory vote on the frequency of future advisory votes to approve named executive officer compensation. | Management | 1 Year | For | ||||||||||
| PS BUSINESS PARKS, INC. | ||||||||||||||
| Security | 69360J107 | Meeting Type | Special | |||||||||||
| Ticker Symbol | PSB | Meeting Date | 15-Jul-2022 | |||||||||||
| ISIN | US69360J1079 | Agenda | 935677510 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To approve the merger (the “Company Merger”) of Sequoia Merger Sub I LLC (“Merger Sub I”), a wholly owned subsidiary of Sequoia Parent LP (“Parent”), with and into PS Business Parks, Inc. (the “Company”), pursuant to the Agreement and Plan of Merger, dated as of April 24, 2022, as it may be amended from time to time, by and among the Company, PS Business Parks, L.P., Parent, Merger Sub I and Sequoia Merger Sub II LLC, and the other transactions contemplated by the Merger Agreement (the “proposal to approve the Company Merger”). | Management | For | For | ||||||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to the Company’s named executive officers that is based on or otherwise relates to the Company Merger. | Management | For | For | ||||||||||
| 3. | To approve any adjournment of the special meeting for the purpose of soliciting additional proxies if there are not sufficient votes at the special meeting to approve the proposal to approve the Company Merger. | Management | For | For | ||||||||||
| HEALTHCARE TRUST OF AMERICA, INC. | ||||||||||||||
| Security | 42225P501 | Meeting Type | Special | |||||||||||
| Ticker Symbol | HTA | Meeting Date | 15-Jul-2022 | |||||||||||
| ISIN | US42225P5017 | Agenda | 935680492 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Company Issuance Proposal. To approve the issuance of shares of class A common stock, $0.01 par value per share (“Company Common Stock”), of Healthcare Trust of America, Inc. (the “Company”), pursuant to the Agreement and Plan of Merger, dated as of February 28, 2022, by and among the Company, Healthcare Trust of America Holdings, LP, Healthcare Realty Trust Incorporated, and HR Acquisition 2, LLC (the “Merger”). | Management | For | For | ||||||||||
| 2. | Company Golden Parachute Proposal. To approve, in a non-binding advisory vote, the “golden parachute” compensation that may become vested and payable to the Company’s named executive officers in connection with the Merger. | Management | For | For | ||||||||||
| 3. | Company Adjournment Proposal. To approve one or more adjournments of the Company Special Meeting to another date, time, place, or format, if necessary or appropriate, including to solicit additional proxies in favor of the proposal to approve the issuance of shares of Company Common Stock in connection with the Merger. | Management | For | For | ||||||||||
| KEWEENAW LAND ASSOCIATION, LIMITED | ||||||||||||||
| Security | 493026108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | KEWL | Meeting Date | 15-Jul-2022 | |||||||||||
| ISIN | US4930261080 | Agenda | 935681139 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | James A. Mai | For | For | |||||||||||
| 2 | Eric H. Speron | For | For | |||||||||||
| 3 | Mark A. Sherman | For | For | |||||||||||
| 2. | Ratification of the appointment of Anderson, Tackman & Company PLC as the Company’s independent registered public accounting firm for the year ending December 31, 2022. | Management | For | For | ||||||||||
| 3. | Approval To amend the Plan of Partial Liquidation to permit the Company, at the discretion of the Board of Directors, to conduct a tender offer in lieu of the second portion of the special dividend. | Management | For | For | ||||||||||
| REMY COINTREAU SA | ||||||||||||||
| Security | F7725A100 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 21-Jul-2022 | ||||||||||||
| ISIN | FR0000130395 | Agenda | 715798368 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | ||||||||||||
| CMMT | FOR FRENCH MEETINGS ‘ABSTAIN’ IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-‘AGAINST.’ IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
| CMMT | DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY-THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED-AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING-WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF-SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO-ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO-REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY. | Non-Voting | ||||||||||||
| CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE- COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY- FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||||
| CMMT | 15 JUN 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE AND PLEASE NOTE THAT IF YOU HOLD-CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR-YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A-TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE-ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE-COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS-SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL-TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1-DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE-SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE-POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE-BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS-MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
| CMMT | 15 JUN 2022: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://fr.ftp.opendatasoft.com/datadila/JO/BALO/pdf/202 2/0613/202206132202751-.pdf AND PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU- DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| 1 | APPROVAL OF THE COMPANY FINANCIAL STATEMENTS FOR THE 2021/2022 FINANCIAL YEAR | Management | No Action | |||||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2021/2022 FINANCIAL YEAR | Management | No Action | |||||||||||
| 3 | APPROPRIATION OF INCOME AND SETTING OF THE DIVIDEND | Management | No Action | |||||||||||
| 4 | OPTION FOR THE PAYMENT OF THE EXCEPTIONAL DIVIDEND IN SHARES | Management | No Action | |||||||||||
| 5 | AGREEMENTS COVERED BY ARTICLES L. 225-38 ET SEQ. OF THE FRENCH COMMERCIAL CODE AUTHORISED IN PREVIOUS FINANCIAL YEARS AND WHICH CONTINUED TO BE PERFORMED DURING THE 2021/2022 FINANCIAL YEAR | Management | No Action | |||||||||||
| 6 | REAPPOINTMENT OF MRS H L NE DUBRULE AS A BOARD MEMBER | Management | No Action | |||||||||||
| 7 | REAPPOINTMENT OF MR OLIVIER JOLIVET AS A BOARD MEMBER | Management | No Action | |||||||||||
| 8 | REAPPOINTMENT OF MRS MARIE-AM LIE DE LEUSSE AS A BOARD MEMBER | Management | No Action | |||||||||||
| 9 | REAPPOINTMENT OF ORPAR SA AS A BOARD MEMBER | Management | No Action | |||||||||||
| 10 | APPOINTMENT OF MR ALAIN LI AS A BOARD MEMBER | Management | No Action | |||||||||||
| 11 | APPROVAL OF THE INFORMATION REGARDING THE COMPENSATION OF CORPORATE OFFICERS FOR THE 2021/2022 FINANCIAL YEAR REFERRED TO IN ARTICLE L. 22-10-9, I OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 12 | APPROVAL OF THE COMPONENTS OF THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED, IN RESPECT OF THE FINANCIAL YEAR ENDED 31 MARCH 2022, TO MR MARC H RIARD DUBREUIL, CHAIRMAN OF THE BOARD OF DIRECTORS, IN ACCORDANCE WITH ARTICLE L. 22-10-34 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 13 | APPROVAL OF THE COMPONENTS OF THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED, IN RESPECT OF THE FINANCIAL YEAR ENDED 31 MARCH 2022, TO MR RIC VALLAT, CHIEF EXECUTIVE OFFICER, IN ACCORDANCE WITH ARTICLE L. 22-10-34 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 14 | APPROVAL OF THE PRINCIPLES AND CRITERIA USED TO DETERMINE, DISTRIBUTE AND ALLOCATE THE COMPONENTS OF THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND THAT MAY BE AWARDED TO THE CHAIRMAN OF THE BOARD OF DIRECTORS, IN ACCORDANCE WITH ARTICLE L. 22- 10-8, II OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 15 | APPROVAL OF THE PRINCIPLES AND CRITERIA USED TO DETERMINE, DISTRIBUTE AND ALLOCATE THE COMPONENTS OF THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND THAT MAY BE AWARDED TO THE CHIEF EXECUTIVE OFFICER, IN ACCORDANCE WITH ARTICLE L. 22-10-8, II OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 16 | APPROVAL OF THE COMPENSATION POLICY FOR BOARD MEMBERS FOR THE 2022/2023 FINANCIAL YEAR | Management | No Action | |||||||||||
| 17 | COMPENSATION OF BOARD MEMBERS | Management | No Action | |||||||||||
| 18 | AUTHORISATION FOR THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY’S SHARES | Management | No Action | |||||||||||
| 19 | AUTHORISATION ENABLING THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL VIA THE CANCELLATION OF TREASURY SHARES HELD BY THE COMPANY | Management | No Action | |||||||||||
| 20 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE ORDINARY SHARES AND/OR MARKETABLE SECURITIES GIVING ACCESS TO THE COMPANY’S SHARE CAPITAL AND/OR MARKETABLE SECURITIES GIVING RIGHTS TO THE ALLOCATION OF DEBT SECURITIES, WITH MAINTENANCE OF SHAREHOLDERS’ PREFERENTIAL SUBSCRIPTION RIGHTS | Management | No Action | |||||||||||
| 21 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE ORDINARY SHARES AND/OR MARKETABLE SECURITIES GIVING ACCESS TO THE COMPANY’S SHARE CAPITAL AND/OR MARKETABLE SECURITIES GIVING RIGHTS TO THE ALLOCATION OF DEBT SECURITIES, WITH CANCELLATION OF SHAREHOLDERS’ PREFERENTIAL SUBSCRIPTION RIGHTS, BY PUBLIC OFFERING | Management | No Action | |||||||||||
| 22 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE ORDINARY SHARES AND/OR MARKETABLE SECURITIES GIVING ACCESS TO THE SHARE CAPITAL AND/OR MARKETABLE SECURITIES GIVING RIGHTS TO THE ALLOCATION OF DEBT SECURITIES, WITH CANCELLATION OF SHAREHOLDERS’ PREFERENTIAL SUBSCRIPTION RIGHTS, THROUGH PRIVATE PLACEMENTS | Management | No Action | |||||||||||
| 23 | AUTHORISATION FOR THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF EXCESS DEMAND, UP TO A LIMIT OF 15% OF THE INITIAL ISSUE, WITH MAINTENANCE OR CANCELLATION OF SHAREHOLDERS’ PREFERENTIAL SUBSCRIPTION RIGHTS | Management | No Action | |||||||||||
| 24 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO SET THE ISSUE PRICE OF THE SECURITIES TO BE ISSUED, WITH CANCELLATION OF SHAREHOLDERS’ PREFERENTIAL SUBSCRIPTION RIGHTS, BY PUBLIC OFFERING OR BY PRIVATE PLACEMENT, UP TO THE LIMIT OF 10% OF THE SHARE CAPITAL PER YEAR | Management | No Action | |||||||||||
| 25 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE ORDINARY SHARES AND/OR MARKETABLE SECURITIES GIVING ACCESS TO THE SHARE CAPITAL AND/OR MARKETABLE SECURITIES GIVING RIGHTS TO THE ALLOCATION OF DEBT SECURITIES, WITH CANCELLATION OF SHAREHOLDERS’ PREFERENTIAL SUBSCRIPTION RIGHTS, IN THE EVENT OF A PUBLIC EXCHANGE OFFER | Management | No Action | |||||||||||
| 26 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE ORDINARY SHARES AND MARKETABLE SECURITIES GIVING ACCESS TO THE CAPITAL IN CONSIDERATIONS FOR CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY, UP TO THE LIMIT OF 10% OF THE SHARE CAPITAL | Management | No Action | |||||||||||
| 27 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY INCORPORATION OF RESERVES, PROFITS OR PREMIUMS | Management | No Action | |||||||||||
| 28 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO CARRY OUT A CAPITAL INCREASE RESERVED FOR EMPLOYEES OF THE COMPANY OR COMPANIES RELATED TO IT, WITH CANCELLATION OF SHAREHOLDERS’ PREFERENTIAL SUBSCRIPTION RIGHTS | Management | No Action | |||||||||||
| 29 | POWERS TO ACCOMPLISH FORMALITIES | Management | No Action | |||||||||||
| LINDE PLC | ||||||||||||||
| Security | G5494J103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LIN | Meeting Date | 25-Jul-2022 | |||||||||||
| ISIN | IE00BZ12WP82 | Agenda | 935660200 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Stephen F. Angel | Management | For | For | ||||||||||
| 1b. | Election of Director: Sanjiv Lamba | Management | For | For | ||||||||||
| 1c. | Election of Director: Prof. DDr. Ann-Kristin Achleitner | Management | For | For | ||||||||||
| 1d. | Election of Director: Dr. Thomas Enders | Management | For | For | ||||||||||
| 1e. | Election of Director: Edward G. Galante | Management | For | For | ||||||||||
| 1f. | Election of Director: Joe Kaeser | Management | For | For | ||||||||||
| 1g. | Election of Director: Dr. Victoria Ossadnik | Management | For | For | ||||||||||
| 1h. | Election of Director: Prof. Dr. Martin H. Richenhagen | Management | For | For | ||||||||||
| 1i. | Election of Director: Alberto Weisser | Management | For | For | ||||||||||
| 1j. | Election of Director: Robert L. Wood | Management | For | For | ||||||||||
| 2a. | To ratify, on an advisory and non-binding basis, the appointment of PricewaterhouseCoopers (“PWC”) as the independent auditor. | Management | For | For | ||||||||||
| 2b. | To authorize the Board, acting through the Audit Committee, to determine PWC’s remuneration. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory and non-binding basis, the compensation of Linde plc’s Named Executive Officers, as disclosed in the 2022 Proxy statement. | Management | For | For | ||||||||||
| 4. | To approve, on an advisory and non-binding basis, the Directors’ Remuneration Report (excluding the Directors’ Remuneration Policy) as set forth in the Company’s IFRS Annual Report for the financial year ended December 31, 2021, as required under Irish law. | Management | For | For | ||||||||||
| 5. | To determine the price range at which Linde plc can re- allot shares that it acquires as treasury shares under Irish law. | Management | For | For | ||||||||||
| 6. | To consider and vote on a shareholder proposal regarding supermajority voting requirements in Linde’s Irish Constitution. | Shareholder | Against | For | ||||||||||
| MCKESSON EUROPE AG | ||||||||||||||
| Security | D5347G101 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 29-Jul-2022 | ||||||||||||
| ISIN | DE000CLS1001 | Agenda | 715818146 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | ||||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | ||||||||||||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS | Non-Voting | ||||||||||||
| HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | ||||||||||||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER’S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. | Non-Voting | ||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR SHORT FISCAL YEAR 2022 | Non-Voting | ||||||||||||
| 2 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR SHORT FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 3 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR SHORT FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4 | RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL YEAR 2023 AND FOR THE REVIEW OF THE INTERIM FINANCIAL STATEMENTS AND REPORTS FOR FISCAL YEARS 2023 AND 2024 | Management | No Action | |||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 21 JUN 2022: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- | Non-Voting | ||||||||||||
| PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||||
| CMMT | 21 JUN 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| ATOTECH LIMITED | ||||||||||||||
| Security | G0625A105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ATC | Meeting Date | 01-Aug-2022 | |||||||||||
| ISIN | JE00BMVMZ478 | Agenda | 935689565 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To receive the Company’s Annual Report and Accounts for the financial year ended December 31, 2021, together with the reports of the directors and the auditors. | Management | For | For | ||||||||||
| 2. | To re-appoint Geoff Wild as a Class I director of the Company. | Management | For | For | ||||||||||
| 3. | To re-appoint Shaun Mercer as a Class I director of the Company. | Management | For | For | ||||||||||
| 4. | To re-appoint Ron Bruehlman as a Class I director of the Company. | Management | For | For | ||||||||||
| 5. | To re-appoint KPMG AG Wirtschaftsprüfungsgesellschaft as auditor of the Company to hold office from the conclusion of the Annual General Meeting until the conclusion of the Annual General Meeting of the Company to be held in 2023. | Management | For | For | ||||||||||
| 6. | To authorize the audit committee to fix the remuneration of the auditors. | Management | For | For | ||||||||||
| AMERICAN CAMPUS COMMUNITIES, INC. | ||||||||||||||
| Security | 024835100 | Meeting Type | Special | |||||||||||
| Ticker Symbol | ACC | Meeting Date | 04-Aug-2022 | |||||||||||
| ISIN | US0248351001 | Agenda | 935681189 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To approve the merger of American Campus Communities, Inc. with and into Abacus Merger Sub I LLC (the “Merger”) pursuant to the terms of the Agreement and Plan of Merger, dated as of April 18, 2022, as it may be amended from time to time, among Abacus Parent LLC, Abacus Merger Sub I LLC, Abacus Merger Sub II LLC, American Campus Communities, Inc. and American Campus Communities Operating Partnership LP as more particularly described in the Proxy Statement. | Management | For | For | ||||||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to our named executive officers that is based on or otherwise relates to the mergers as more particularly described in the Proxy Statement. | Management | For | For | ||||||||||
| 3. | To approve any adjournment of the Virtual Special Meeting for the purpose of soliciting additional proxies if there are not sufficient votes at the Virtual Special Meeting to approve the Merger as more particularly described in the Proxy Statement. | Management | For | For | ||||||||||
| SWITCH INC | ||||||||||||||
| Security | 87105L104 | Meeting Type | Special | |||||||||||
| Ticker Symbol | SWCH | Meeting Date | 04-Aug-2022 | |||||||||||
| ISIN | US87105L1044 | Agenda | 935685327 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To vote on a proposal to approve the merger of Sunshine Parent Merger Sub Inc. with and into Switch, Inc. pursuant to the Agreement and Plan of Merger, dated as of May 11, 2022, and as it may be amended from time to time, among Switch, Switch, Ltd., Sunshine Merger Sub, Ltd., Sunshine Parent Merger Sub Inc. and Sunshine Bidco Inc. | Management | For | For | ||||||||||
| 2. | To vote on a proposal to approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to our named executive officers in connection with the Mergers | Management | For | For | ||||||||||
| 3. | To vote on a proposal to approve any adjournment of the Special Meeting for the purpose of soliciting additional proxies if there are not sufficient votes at the Special Meeting to approve the Merger | Management | For | For | ||||||||||
| EMIS GROUP PLC | ||||||||||||||
| Security | G2898S102 | Meeting Type | Court Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 09-Aug-2022 | ||||||||||||
| ISIN | GB00B61D1Y04 | Agenda | 715875312 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT. | Non-Voting | ||||||||||||
| 1 | APPROVE SCHEME OF ARRANGEMENT | Management | For | For | ||||||||||
| EMIS GROUP PLC | ||||||||||||||
| Security | G2898S102 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 09-Aug-2022 | ||||||||||||
| ISIN | GB00B61D1Y04 | Agenda | 715875425 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | TO GIVE EFFECT TO THE SCHEME, AS SET OUT IN THE NOTICE OF GENERAL MEETING, INCLUDING AUTHORISING THE COMPANY’S DIRECTORS TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR IMPLEMENTING THE SCHEME AND THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | ||||||||||
| BANG & OLUFSEN AS | ||||||||||||||
| Security | K07774126 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 18-Aug-2022 | ||||||||||||
| ISIN | DK0010218429 | Agenda | 715947137 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 1 | THE BOARD OF DIRECTORS REPORT ON THE COMPANYS ACTIVITIES DURING THE PAST YEAR | Non-Voting | ||||||||||||
| 2 | PRESENTATION AND ADOPTION OF THE AUDITED ANNUAL REPORT FOR THE FINANCIAL YEAR 2021/22, INCLUDING A RESOLUTION TO GRANT DISCHARGE TO THE EXECUTIVE MANAGEMENT BOARD AND THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 3 | RESOLUTION AS TO THE DISTRIBUTION OF PROFIT OR THE COVERING OF LOSS IN ACCORDANCE WITH THE APPROVED ANNUAL REPORT | Management | No Action | |||||||||||
| 4 | PRESENTATION OF THE COMPANYS REMUNERATION REPORT FOR AN ADVISORY VOTE | Management | No Action | |||||||||||
| 5.1 | PROPOSAL FROM THE BOARD OF DIRECTOR: APPROVAL OF THE REMUNERATION OF THE BOARD OF DIRECTORS FOR 2022/23 | Management | No Action | |||||||||||
| 5.2 | PROPOSAL FROM THE BOARD OF DIRECTOR: RENEWAL OF AUTHORISATION TO ACQUIRE TREASURY SHARES | Management | No Action | |||||||||||
| 5.3 | PROPOSAL FROM THE BOARD OF DIRECTOR: RENEWAL OF AUTHORISATIONS TO INCREASE THE SHARE CAPITAL | Management | No Action | |||||||||||
| 5.4 | PROPOSAL FROM THE BOARD OF DIRECTOR: AUTHORISATION TO THE CHAIR OF THE MEETING | Management | No Action | |||||||||||
| 6.1 | ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: RE-ELECTION OF JUHA CHRISTEN CHRISTENSEN | Management | No Action | |||||||||||
| 6.2 | ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: RE-ELECTION OF ALBERT BENSOUSSAN | Management | No Action | |||||||||||
| 6.3 | ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: RE-ELECTION OF JESPER JARLBAEK | Management | No Action | |||||||||||
| 6.4 | ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: RE-ELECTION OF ANDERS COLDING FRIIS | Management | No Action | |||||||||||
| 6.5 | ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: RE-ELECTION OF TUULA RYTILA | Management | No Action | |||||||||||
| 6.6 | ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: RE-ELECTION OF M. CLAIRE CHUNG | Management | No Action | |||||||||||
| 7 | APPOINTMENT OF AUDITOR: ELECTION OF DELOITTE STATSAUTORISERET REVISIONSPARTNERSELSKAB | Management | No Action | |||||||||||
| 8 | ANY OTHER BUSINESS | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE | Non-Voting | ||||||||||||
| CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | ||||||||||||||
| CMMT | 04 AUG 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTIONS 6,7 AND ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
| CMMT | 04 AUG 2022: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK | Non-Voting | ||||||||||||
| PLANTRONICS, INC. | ||||||||||||||
| Security | 727493108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | POLY | Meeting Date | 22-Aug-2022 | |||||||||||
| ISIN | US7274931085 | Agenda | 935693247 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Kathy Crusco | Management | For | For | ||||||||||
| 1B. | Election of Director: Brian Dexheimer | Management | For | For | ||||||||||
| 1C. | Election of Director: Robert Hagerty | Management | For | For | ||||||||||
| 1D. | Election of Director: Gregg Hammann | Management | For | For | ||||||||||
| 1E. | Election of Director: Guido Jouret | Management | For | For | ||||||||||
| 1F. | Election of Director: Talvis Love | Management | For | For | ||||||||||
| 1G. | Election of Director: Marshall Mohr | Management | For | For | ||||||||||
| 1H. | Election of Director: Daniel Moloney | Management | For | For | ||||||||||
| 1I. | Election of Director: David M. Shull | Management | For | For | ||||||||||
| 1J. | Election of Director: Marv Tseu | Management | For | For | ||||||||||
| 1K. | Election of Director: Yael Zheng | Management | For | For | ||||||||||
| 2. | Ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Plantronics, Inc. for fiscal year 2023. | Management | For | For | ||||||||||
| 3. | Approve, on an advisory basis, the compensation of Plantronics Inc.’s named executive officers. | Management | For | For | ||||||||||
| AAREAL BANK AG | ||||||||||||||
| Security | D0037W151 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 31-Aug-2022 | ||||||||||||
| ISIN | DE000A30U9F9 | Agenda | 715967038 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | ||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | Non-Voting | ||||||||||||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 | Non-Voting | ||||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND OMISSION OF DIVIDENDS | Management | No Action | |||||||||||
| 3.1 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER MARC HESS FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
| 3.2 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER HERMANN MERKENS (CHAIR UNTIL APRIL 30, 2021) FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
| 3.3 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER JOCHEN KLOESGES (CHAIR FROM SEPTEMBER 15, 2021) FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
| 3.4 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER DAGMAR KNOPEK (UNTIL MAY 31, 2021) FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
| 3.5 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER CHRISTIANE KUNISCH-WOLF FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
| 3.6 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER THOMAS ORTMANNS (UNTIL SEPTEMBER 30, 2021) FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
| 3.7 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER CHRISTOPHER WINKELMAN FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
| 4.1 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER JAN BRENDEL FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
| 4.2 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER CHRISTOF VON DRYANDER (UNTIL DECEMBER 9, 2021) FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
| 4.3 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER THOMAS HAVEL FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
| 4.4 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER PETRA HEINEMANN-SPECHT FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
| 4.5 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MARIJA KORSCH (CHAIR UNTIL NOVEMBER 23, 2021; SUPERVISORY BOARD MEMBER UNTIL DECEMBER 9, 2021) FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
| 4.6 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER JAN LEHMANN FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
| 4.7 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER KLAUS NOVATIUS FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
| 4.8 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER RICHARD PETERS FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
| 4.9 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER SYLVIA SEINETTE FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
| 4.10 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER ELISABETH STHEEMAN FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
| 4.11 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER DIETRICH VOIGTLAENDER (UNTIL DECEMBER 9, 2021) FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
| 4.12 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER HERMANN WAGNER (CHAIR SINCE NOVEMBER 23, 2021) FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
| 5 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2022 AND FOR THE REVIEW OF INTERIM FINANCIAL STATEMENTS | Management | No Action | |||||||||||
| 6 | APPROVE REMUNERATION POLICY | Management | No Action | |||||||||||
| 7 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||||
| 8.1 | ELECT HENNING GIESECKE TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 8.2 | ELECT DENIS HALL TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 8.3 | ELECT BARBARA KNOFLACH TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 8.4 | ELECT MARIKA LULAY TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 8.5 | ELECT HANS-HERMANN LOTTER TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 8.6 | ELECT JOSE ALVAREZ TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 9 | APPROVE CREATION OF EUR35.9 MILLION POOL OF AUTHORIZED CAPITAL WITH OR WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS | Management | No Action | |||||||||||
| 10 | APPROVE REDUCTION OF CONDITIONAL CAPITAL 2019 TO EUR35.9 MILLION | Management | No Action | |||||||||||
| 11 | APPROVE AFFILIATION AGREEMENT WITH PARTICIPATION ZWOELFTE BETEILIGUNGS GMBH | Management | No Action | |||||||||||
| CMMT | 25 AUG 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTIONS 3.7 , 4.1 , 4.3 , AND 4.9. AND ADDITION OF COMMENT. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| CMMT | 25 AUG 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU. | Non-Voting | ||||||||||||
| NIELSEN HOLDINGS PLC | ||||||||||||||
| Security | G6518L108 | Meeting Type | Special | |||||||||||
| Ticker Symbol | NLSN | Meeting Date | 01-Sep-2022 | |||||||||||
| ISIN | GB00BWFY5505 | Agenda | 935689642 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To (a) authorize the members of the Board of Directors of Nielsen Holdings plc to take necessary actions for carrying scheme of arrangement into effect, (b) amend Nielsen’s articles of association, (c) direct the Board to deliver order of the U.K. Court sanctioning Scheme under Section 899(1) of Companies Act to Registrar of Companies for England & Wales in accordance with provisions of Scheme & laws of England & Wales (d) direct the Board that it need not undertake a Company Adverse Recommendation Change in connection with an Intervening Event. | Management | For | For | ||||||||||
| 2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Nielsen’s named executive officers that is based on or otherwise related to the Transaction Agreement and the transactions contemplated by the Transaction Agreement. | Management | For | For | ||||||||||
| NIELSEN HOLDINGS PLC | ||||||||||||||
| Security | G6518L111 | Meeting Type | Special | |||||||||||
| Ticker Symbol | NLSN | Meeting Date | 01-Sep-2022 | |||||||||||
| ISIN | Agenda | 935689654 - Management | ||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To approve a Scheme to be made between Nielsen and the Scheme Shareholders (as defined in the Scheme). | Management | For | For | ||||||||||
| MANTECH INTERNATIONAL CORP. | ||||||||||||||
| Security | 564563104 | Meeting Type | Special | |||||||||||
| Ticker Symbol | MANT | Meeting Date | 07-Sep-2022 | |||||||||||
| ISIN | US5645631046 | Agenda | 935698158 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To approve and adopt the Agreement and Plan of Merger, dated as of May 13, 2022, (as it may be amended or supplemented from time to time, the “Merger Agreement”), by and among Moose Bidco, Inc. (“Parent”), Moose Merger Sub, Inc., a wholly owned subsidiary of Parent (“Merger Sub”), and ManTech International Corporation (the “Company”), pursuant to which Merger Sub will merge with and into the Company (the “Merger”), with the Company surviving the Merger as a wholly owned subsidiary of the Parent.” | Management | For | For | ||||||||||
| 2. | To approve, on a non- binding, advisory basis, the compensation that may be paid or become payable to the Company’s named executive officers in connection with the Merger. | Management | For | For | ||||||||||
| 3. | To approve the adjournment of the Special Meeting from time to time, if necessary or appropriate, include to solicit additional proxies if there are insufficient votes at the time of Special Meeting to establish a quorum or adopt the Merger Agreement. | Management | For | For | ||||||||||
| CARETECH HOLDINGS PLC | ||||||||||||||
| Security | G19848103 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 08-Sep-2022 | ||||||||||||
| ISIN | GB00B0KWHQ09 | Agenda | 715947442 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | FOR THE PURPOSES OF THE SCHEME: (A) TO AUTHORISE THE INDEPENDENT DIRECTORS TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; (B) TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY; AND (C) TO AUTHORISE THE COMPANY’S RE- REGISTRATION AS A PRIVATE LIMITED COMPANY | Management | For | For | ||||||||||
| CARETECH HOLDINGS PLC | ||||||||||||||
| Security | G19848103 | Meeting Type | Court Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 08-Sep-2022 | ||||||||||||
| ISIN | GB00B0KWHQ09 | Agenda | 715948367 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT. | Non-Voting | ||||||||||||
| 1 | APPROVE SCHEME OF ARRANGEMENT | Management | For | For | ||||||||||
| EUROMONEY INSTITUTIONAL INVESTOR PLC | ||||||||||||||
| Security | G31556122 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 08-Sep-2022 | ||||||||||||
| ISIN | GB0006886666 | Agenda | 715974196 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | TO GIVE EFFECT TO THE SCHEME AS SETOUT IN THE NOTICE OF GENERAL MEETING INCLUDING THE AMENDMENTS TO EURO MONEY INSTITUTIONAL INVESTOR PLCS ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||
| CMMT | 15 AUG 2022: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM EGM TO OGM. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| EUROMONEY INSTITUTIONAL INVESTOR PLC | ||||||||||||||
| Security | G31556122 | Meeting Type | Court Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 08-Sep-2022 | ||||||||||||
| ISIN | GB0006886666 | Agenda | 715975073 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | TO APPROVE THE SCHEME OF ARRANGEMENT AS DETAILED IN THE NOTICE OF MEETING | Management | For | For | ||||||||||
| CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT. | Non-Voting | ||||||||||||
| TWITTER, INC. | ||||||||||||||
| Security | 90184L102 | Meeting Type | Special | |||||||||||
| Ticker Symbol | TWTR | Meeting Date | 13-Sep-2022 | |||||||||||
| ISIN | US90184L1026 | Agenda | 935694174 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt the Agreement and Plan of Merger (as it may be amended from time to time, the “Merger Agreement”) dated as of April 25, 2022, by and among X Holdings I, Inc., X Holdings II, Inc., Twitter, Inc., and, solely for the purposes of certain provisions of the Merger Agreement, Elon R. Musk. | Management | For | For | ||||||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that will or may become payable by Twitter to its named executive officers in connection with the merger. | Management | For | For | ||||||||||
| 3. | To approve any proposal to adjourn the Special Meeting, from time to time, to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | ||||||||||
| IBI GROUP INC. | ||||||||||||||
| Security | 44925L103 | Meeting Type | Special | |||||||||||
| Ticker Symbol | IBIBF | Meeting Date | 16-Sep-2022 | |||||||||||
| ISIN | CA44925L1031 | Agenda | 935703531 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | The acceptance of a special resolution approving a proposed arrangement involving, among other things, the purchase of all of the issued and outstanding shares of the Corporation and Class B units of IBI Group pursuant to Section 192 of the Canada Business Corporations Act, involving the Corporation, Arcadis N.V. (“Arcadis”), Arcadis Canada Holding I Inc. and Arcadis Canada Holding II Inc. (together, with Arcadis Canada Holding I Inc., the “Purchaser”) in accordance with the terms of an arrangement agreement dated July 18, 2022 among IBI, Arcadis and the Purchaser, as more particularly described in the accompanying Circular. | Management | For | For | ||||||||||
| ZENDESK, INC. | ||||||||||||||
| Security | 98936J101 | Meeting Type | Special | |||||||||||
| Ticker Symbol | ZEN | Meeting Date | 19-Sep-2022 | |||||||||||
| ISIN | US98936J1016 | Agenda | 935700307 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of June 24, 2022, by and among Zendesk, Inc., Zoro BidCo, Inc. and Zoro Merger Sub, Inc., as it may be amended from time to time (the “Merger Agreement”). | Management | For | For | ||||||||||
| 2. | To approve, on an advisory (nonbinding) basis, the compensation that may be paid or become payable to named executive officers of Zendesk, Inc. that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | For | For | ||||||||||
| 3. | To approve any adjournment of the special meeting of stockholders of Zendesk, Inc. (the “Special Meeting”), if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | ||||||||||
| BLACK KNIGHT, INC. | ||||||||||||||
| Security | 09215C105 | Meeting Type | Special | |||||||||||
| Ticker Symbol | BKI | Meeting Date | 21-Sep-2022 | |||||||||||
| ISIN | US09215C1053 | Agenda | 935702882 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Proposal to approve and adopt the Agreement and Plan of Merger, dated as of May 4, 2022, among Intercontinental Exchange, Inc., Sand Merger Sub Corporation and Black Knight (as amended from time to time) (the “merger proposal”). | Management | For | For | ||||||||||
| 2. | Proposal to approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to Black Knight’s named executive officers that is based on or otherwise relates to the merger (the “compensation proposal”). | Management | For | For | ||||||||||
| 3. | Proposal to adjourn or postpone the special meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment or postponement, there are not sufficient votes to approve the merger proposal or to ensure that any supplement or amendment to the accompanying proxy statement/prospectus is timely provided to holders of Black Knight common stock (the “adjournment proposal”). | Management | For | For | ||||||||||
| 1LIFE HEALTHCARE, INC. | ||||||||||||||
| Security | 68269G107 | Meeting Type | Special | |||||||||||
| Ticker Symbol | ONEM | Meeting Date | 22-Sep-2022 | |||||||||||
| ISIN | US68269G1076 | Agenda | 935704432 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated July 20, 2022 (such agreement, as it may be amended, modified or supplemented from time to time, the “Merger Agreement”), by and among 1Life Healthcare, Inc. (“1Life”), a Delaware corporation, Amazon.com, Inc. (“Amazon”), a Delaware corporation, and Negroni Merger Sub, Inc. (“Merger Sub”), a Delaware corporation. Upon the terms and subject to the conditions of the Merger Agreement, Amazon will acquire 1Life via a merger of Merger Sub with and into 1Life, with 1Life continuing as the surviving corporation. | Management | For | For | ||||||||||
| 2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to 1Life’s named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | For | For | ||||||||||
| 3. | To adjourn the special meeting of the 1Life stockholders (the “Special Meeting”) to a later date or dates, if necessary or appropriate, including to solicit additional proxies to approve the proposal to adopt the Merger Agreement if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | ||||||||||
| TED BAKER PLC | ||||||||||||||
| Security | G8725V101 | Meeting Type | Court Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 29-Sep-2022 | ||||||||||||
| ISIN | GB0001048619 | Agenda | 716042281 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | TO APPROVE THE SCHEME | Management | For | For | ||||||||||
| CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT. | Non-Voting | ||||||||||||
| TED BAKER PLC | ||||||||||||||
| Security | G8725V101 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 29-Sep-2022 | ||||||||||||
| ISIN | GB0001048619 | Agenda | 716042736 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | TO GIVE EFFECT TO THE SCHEME, ASSET OUT IN THE NOTICE OF GENERAL MEETING, INCLUDING THE AMENDMENTS TO TED BAKER’S ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||
| CMMT | 06 SEP 2022: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM EGM TO OGM. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| BIOHAVEN PHARMACEUTICAL HLDG CO LTD | ||||||||||||||
| Security | G11196105 | Meeting Type | Special | |||||||||||
| Ticker Symbol | BHVN | Meeting Date | 29-Sep-2022 | |||||||||||
| ISIN | VGG111961055 | Agenda | 935707298 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt (i) the Agreement and Plan of Merger, dated as of May 9, 2022 (the “Merger Agreement”), by and among Biohaven Pharmaceutical Holding Company Ltd. (“Biohaven”), Pfizer Inc. & Bulldog (BVI) Ltd., (ii) the form of Plan of Reverse Triangular Merger & form of Plan of Forward Triangular Merger (together, the “Plan of Merger”) & (iii) Separation & Distribution Agreement, dated as of May 9, 2022 (“Distribution Agreement”), by and between Biohaven & Biohaven Research Ltd. (“SpinCo”), in each case, as they may be amended from time to time. | Management | For | For | ||||||||||
| 2. | To approve, by non-binding, advisory vote, certain compensatory arrangements for Biohaven’s named executive officers in connection with the acquisition by Pfizer of Biohaven and the distribution to Biohaven’s shareholders of all of the issued and outstanding common shares of SpinCo. | Management | For | For | ||||||||||
| 3. | To adjourn the Special Meeting, if necessary, desirable or appropriate, to solicit additional proxies if, at the time of the Special Meeting, there are an insufficient number of votes to adopt the Merger Agreement, the Plan of Merger and the Distribution Agreement. | Management | For | For | ||||||||||
| HANGER, INC. | ||||||||||||||
| Security | 41043F208 | Meeting Type | Special | |||||||||||
| Ticker Symbol | HNGR | Meeting Date | 30-Sep-2022 | |||||||||||
| ISIN | US41043F2083 | Agenda | 935705648 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt and approve the Agreement and Plan of Merger, dated July 21, 2022 (as it may be amended or restated from time to time, the “Merger Agreement”), by and among Hero Parent, Inc., Hero Merger Sub, Inc. and Hanger, Inc., and the transactions contemplated thereby, including the merger. | Management | For | For | ||||||||||
| 2. | To approve the adjournment of the special meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes to adopt and approve the Merger Agreement and the transactions contemplated thereby, including the merger, at the time of the special meeting. | Management | For | For | ||||||||||
| 3. | To approve, on a non-binding, advisory basis, certain compensation that will or may become payable by Hanger to its named executive officers in connection with the merger. | Management | For | For | ||||||||||
| GLOBAL BLOOD THERAPEUTICS, INC. | ||||||||||||||
| Security | 37890U108 | Meeting Type | Special | |||||||||||
| Ticker Symbol | GBT | Meeting Date | 30-Sep-2022 | |||||||||||
| ISIN | US37890U1088 | Agenda | 935705662 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of August 7, 2022, by and among Pfizer Inc., Ribeye Acquisition Corp. and Global Blood Therapeutics, Inc., as it may be amended from time to time (the “Merger Agreement”). | Management | For | For | ||||||||||
| 2. | To approve, on an advisory (nonbinding) basis, the compensation that may be paid or become payable to Global Blood Therapeutics, Inc.’s named executive officers that is based on or otherwise related to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | For | For | ||||||||||
| 3. | To adjourn the special meeting of stockholders of Global Blood Therapeutics, Inc. (the “Special Meeting”), if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | ||||||||||
| CIRCOR INTERNATIONAL, INC. | ||||||||||||||
| Security | 17273K109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CIR | Meeting Date | 04-Oct-2022 | |||||||||||
| ISIN | US17273K1097 | Agenda | 935710841 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Samuel R. Chapin | Management | For | For | ||||||||||
| 1b. | Election of Director: Tina M. Donikowski | Management | For | For | ||||||||||
| 1c. | Election of Director: Bruce Lisman | Management | For | For | ||||||||||
| 1d. | Election of Director: Helmuth Ludwig | Management | For | For | ||||||||||
| 1e. | Election of Director: John (Andy) O’Donnell | Management | For | For | ||||||||||
| 1f. | Election of Director: Jill D. Smith | Management | For | For | ||||||||||
| 2. | To ratify the selection by the Audit Committee of the Company’s Board of Directors of Ernst & Young LLP as the Company’s independent auditors for the fiscal year ending December 31, 2022. | Management | For | For | ||||||||||
| 3. | To consider an advisory vote approving the compensation of the Company’s Named Executive Officers. | Management | For | For | ||||||||||
| TERMINIX GLOBAL HOLDINGS INC | ||||||||||||||
| Security | 88087E100 | Meeting Type | Special | |||||||||||
| Ticker Symbol | TMX | Meeting Date | 06-Oct-2022 | |||||||||||
| ISIN | US88087E1001 | Agenda | 935711083 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt the Agreement and Plan of Merger (the “merger agreement”), dated as of December 13, 2021, as amended by Amendment No. 1, dated as of March 14, 2022, by and among Terminix Global Holdings, Inc. (“Terminix”), Rentokil Initial plc, Rentokil Initial US Holdings, Inc., Leto Holdings I, Inc. and Leto Holdings II, LLC. | Management | For | For | ||||||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to Terminix’s named executive officers that is based on, or otherwise related to, the transactions contemplated by the merger agreement. | Management | For | For | ||||||||||
| ATLANTIA S.P.A. | ||||||||||||||
| Security | T05404107 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 10-Oct-2022 | ||||||||||||
| ISIN | IT0003506190 | Agenda | 716059161 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
| O.1 | TO AMEND THE ’’2014 PHANTOM STOCK OPTION PLAN’’ AND THE ’’2017 ADDITIONAL INCENTIVE PLAN - PHANTOM STOCK OPTION’’. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
| O.2 | TO REVOKE THE RESOLUTION ADOPTED BY THE ORDINARY SHAREHOLDERS’ MEETING OF THE COMPANY ON 29 APRIL 2022 CONCERNING THE APPROVAL OF A SHARE PLAN IN FAVOUR OF EMPLOYEES CONCERNING ORDINARY SHARES OF THE COMPANY CALLED ’’2022-2027 WIDESPREAD SHAREHOLDING PLAN’’. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
| CMMT | 12 SEP 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | ||||||||||||
| CMMT | 14 SEP 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT-AND REVISION DUE TO CHANGE IN MEETING TYPE FROM AGM TO OGM. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
| CMMT | DELETION OF COMMENT | Non-Voting | ||||||||||||
| MERIDIAN BIOSCIENCE, INC. | ||||||||||||||
| Security | 589584101 | Meeting Type | Special | |||||||||||
| Ticker Symbol | VIVO | Meeting Date | 10-Oct-2022 | |||||||||||
| ISIN | US5895841014 | Agenda | 935710702 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Adoption of the Agreement and Plan of Merger, (as may be amended from time to time, the “merger agreement”), by and among Meridian Bioscience, Inc. (“Meridian”), SD Biosensor, Inc., Columbus Holding Company (“Columbus Holding”) and Madeira Acquisition Corp., a directly wholly owned subsidiary of Columbus Holding (“Merger Sub”). The merger agreement provides for acquisition of Meridian by Columbus Holding through a merger of Merger Sub with and into Meridian, with Meridian surviving merger as a wholly owned subsidiary of Columbus Holding. | Management | For | For | ||||||||||
| 2. | Approval, on an advisory (non-binding) basis, of the compensation that may be paid or become payable to Meridian’s named executive officers that is based on or otherwise relates to the merger agreement and the transactions contemplated by the merger agreement. | Management | For | For | ||||||||||
| 3. | Approval of the adjournment of the special meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the time of the special meeting. | Management | For | For | ||||||||||
| COVETRUS, INC. | ||||||||||||||
| Security | 22304C100 | Meeting Type | Special | |||||||||||
| Ticker Symbol | CVET | Meeting Date | 11-Oct-2022 | |||||||||||
| ISIN | US22304C1009 | Agenda | 935711970 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of May 24, 2022 (as the same may be amended from time to time, the “Merger Agreement”), by and among Covetrus, Inc., a Delaware corporation, Corgi Bidco, Inc., a Delaware corporation (“Parent”), and Corgi Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent (“Merger Sub”), a copy of which is attached as Annex A to the accompanying proxy statement, pursuant to which Merger Sub will be merged with and into the Company. | Management | For | For | ||||||||||
| 2. | To approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company’s named executive officers that is based on or otherwise relates to the Transactions, including the Merger. | Management | For | For | ||||||||||
| 3. | To adjourn the special meeting to a later date or time if necessary or appropriate and for a minimum period of time reasonable under the circumstances, to ensure that any necessary supplement or amendment to the accompanying proxy statement is provided to Company stockholders a reasonable amount of time in advance of the special meeting or to solicit additional proxies in favor of the Merger Agreement Proposal if there are insufficient votes at the time of the special meeting to adopt the Merger Agreement. | Management | For | For | ||||||||||
| AVALARA, INC. | ||||||||||||||
| Security | 05338G106 | Meeting Type | Special | |||||||||||
| Ticker Symbol | AVLR | Meeting Date | 14-Oct-2022 | |||||||||||
| ISIN | US05338G1067 | Agenda | 935711502 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Approval of the Agreement and Plan of Merger, dated as of August 8, 2022 (as it may be amended, modified, or supplemented from time to time), by and among Lava Intermediate, Inc. (“Parent”), Lava Merger Sub, Inc. (“Merger Sub”) and Avalara, Inc. (“Avalara”) (the “merger proposal”). | Management | For | For | ||||||||||
| 2. | Approval, on a non-binding advisory basis, of certain compensation that will or may be paid by Avalara to its named executive officers that is based on or otherwise relates to the merger (the “named executive officer merger-related compensation advisory proposal”). | Management | For | For | ||||||||||
| 3. | Approval of the adjournment of the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the special meeting to approve the merger agreement proposal or to ensure that any supplement or amendment to the accompanying proxy statement is timely provided to Avalara shareholders (the “adjournment proposal”). | Management | For | For | ||||||||||
| IROBOT CORPORATION | ||||||||||||||
| Security | 462726100 | Meeting Type | Special | |||||||||||
| Ticker Symbol | IRBT | Meeting Date | 17-Oct-2022 | |||||||||||
| ISIN | US4627261005 | Agenda | 935710598 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To approve and adopt the Agreement and Plan of Merger, dated as of August 4, 2022 (as it may be amended from time to time, the “merger agreement”), by and among Amazon.com, Inc., a Delaware corporation, Martin Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Amazon. com (“Merger Sub”), and iRobot Corporation (“iRobot”), pursuant to which Merger Sub will be merged with and into iRobot (the “merger”), with iRobot surviving the merger. | Management | For | For | ||||||||||
| 2. | To approve, on an advisory (non-binding) basis, certain compensation that may be paid or become payable to iRobot’s named executive officers in connection with the merger. | Management | For | For | ||||||||||
| 3. | To approve the adjournment from time to time of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to approve and adopt the merger agreement. | Management | For | For | ||||||||||
| PING IDENTITY HOLDING CORP. | ||||||||||||||
| Security | 72341T103 | Meeting Type | Special | |||||||||||
| Ticker Symbol | PING | Meeting Date | 17-Oct-2022 | |||||||||||
| ISIN | US72341T1034 | Agenda | 935713520 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of August 2, 2022 (as it may be amended, supplemented or otherwise modified from time to time, the “Merger Agreement”), by and among Ping Identity Holding Corp., a Delaware corporation (“Ping Identity”), Project Polaris Holdings, LP, a Delaware limited partnership (“Parent”), and Project Polaris Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent (“Merger Sub”). | Management | For | For | ||||||||||
| 2. | To approve, on an advisory, non-binding basis, the compensation that may be paid or may become payable to Ping Identity’s named executive officers in connection with the Merger. | Management | For | For | ||||||||||
| 3. | To adjourn the Special Meeting of Ping Identity Stockholders (the “Special Meeting”) to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | ||||||||||
| CHEMOCENTRYX, INC. | ||||||||||||||
| Security | 16383L106 | Meeting Type | Special | |||||||||||
| Ticker Symbol | CCXI | Meeting Date | 18-Oct-2022 | |||||||||||
| ISIN | US16383L1061 | Agenda | 935713532 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of August 3, 2022 (the “Merger Agreement”), by and among ChemoCentryx, Inc. (“ChemoCentryx”), Amgen Inc. (“Amgen”) and Carnation Merger Sub, Inc., a wholly owned subsidiary of Amgen (“Merger Sub”), pursuant to which Merger Sub will be merged with and into ChemoCentryx (the “Merger”) with ChemoCentryx surviving the Merger as a wholly owned subsidiary of Amgen. | Management | For | For | ||||||||||
| 2. | To approve, on a non-binding, advisory basis, certain compensation that will or may be paid or become payable to ChemoCentryx’s named executive officers that is based on or otherwise relates to the Merger. | Management | For | For | ||||||||||
| 3. | To approve the adjournment of the Special Meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | ||||||||||
| THE L.S. STARRETT COMPANY | ||||||||||||||
| Security | 855668109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SCX | Meeting Date | 19-Oct-2022 | |||||||||||
| ISIN | US8556681091 | Agenda | 935709420 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director for Class A Stockholder: Charles J. Alpuche | Management | For | For | ||||||||||
| 1.2 | Election of Director for Class A and B Stockholder: Scott W. Sproule | Management | Withheld | Against | ||||||||||
| 2. | To approve The L.S. Starrett Company 2022 Employees’ Stock Purchase Plan. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Grant Thornton LLP as the Company’s independent registered public accounting firm for fiscal year 2023. | Management | For | For | ||||||||||
| RECIPE UNLIMITED CORPORATION | ||||||||||||||
| Security | 75622P104 | Meeting Type | Special | |||||||||||
| Ticker Symbol | RCPUF | Meeting Date | 21-Oct-2022 | |||||||||||
| ISIN | CA75622P1045 | Agenda | 935716110 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | To consider, and, if deemed advisable, to pass, a special resolution (the “Arrangement Resolution”) approving a proposed plan of arrangement involving the Company and 1000297337 Ontario Inc. (the “Purchaser”) pursuant to section 182 of the Business Corporations Act (Ontario) (the “Arrangement”), the full text of which is outlined in Appendix A of the management information circular (the “Circular”). | Management | For | For | ||||||||||
| EVO PAYMENTS, INC. | ||||||||||||||
| Security | 26927E104 | Meeting Type | Special | |||||||||||
| Ticker Symbol | EVOP | Meeting Date | 26-Oct-2022 | |||||||||||
| ISIN | US26927E1047 | Agenda | 935715550 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of August 1, 2022, by and among EVO Payments, Inc., Global Payments Inc. and Falcon Merger Sub Inc., as it may be amended from time to time (the “Merger Agreement”). | Management | For | For | ||||||||||
| 2. | To approve, on a non-binding, advisory basis, certain compensation that will or may become payable to EVO Payments, Inc.’s named executive officers in connection with the Merger. | Management | For | For | ||||||||||
| 3. | To approve the adjournment of the Special Meeting (“Special Meeting”) of stockholders of EVO Payments, Inc., from time to time, if necessary or appropriate (as determined by the Board of Directors or the chairperson of the meeting), including to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to establish a quorum or adopt the Merger Agreement. | Management | For | For | ||||||||||
| PZENA INVESTMENT MANAGEMENT, INC. | ||||||||||||||
| Security | 74731Q103 | Meeting Type | Special | |||||||||||
| Ticker Symbol | PZN | Meeting Date | 27-Oct-2022 | |||||||||||
| ISIN | US74731Q1031 | Agenda | 935717251 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of July 26, 2022, by and among Pzena Investment Management, LLC, a Delaware limited liability company (“PIM, LLC”), Panda Merger Sub, LLC, a Delaware limited liability company and a wholly owned subsidiary of PIM, LLC (“Merger Sub”), and Pzena Investment Management, Inc. (the “Company”), pursuant to which, among other things, the Company will merge with and into Merger Sub (the “Merger”), with Merger Sub surviving the Merger as a wholly owned subsidiary of PIM, LLC (such proposal, the “Merger Agreement Proposal”). | Management | For | For | ||||||||||
| 2. | To approve one or more proposals to adjourn the special meeting to a later date or dates if necessary or appropriate, including adjournments to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the Merger Agreement Proposal. | Management | For | For | ||||||||||
| 3. | To approve, by nonbinding, advisory vote, certain compensation arrangements for the Company’s named executive officers in connection with the Merger. | Management | For | For | ||||||||||
| RESOLUTE FOREST PRODUCTS INC. | ||||||||||||||
| Security | 76117W109 | Meeting Type | Special | |||||||||||
| Ticker Symbol | RFP | Meeting Date | 31-Oct-2022 | |||||||||||
| ISIN | US76117W1099 | Agenda | 935715637 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | To adopt the Agreement and Plan of Merger, dated as of July 5, 2022 (as it may be further amended, modified or supplemented from time to time, the “merger agreement”), by and among the Company, Domtar Corporation, a Delaware corporation (“Parent” or “Domtar”), Terra Acquisition Sub Inc., a Delaware corporation and a wholly owned subsidiary of Domtar (“Merger Sub”), Karta Halten B.V., a private limited company organized under the laws of the Netherlands (“Karta Halten”), and Paper Excellence B.V., a private limited company organized under the laws of the Netherlands (together with Domtar and Karta Halten, the “Parent Parties”), pursuant to which Merger Sub will be merged with and into the Company (the “merger”), with the Company surviving as a wholly owned subsidiary of Domtar; and | Management | For | For | ||||||||||
| 2 | To approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company’s named executive officers that is based on or otherwise relates to the merger. | Management | For | For | ||||||||||
| SIGNIFY HEALTH, INC. | ||||||||||||||
| Security | 82671G100 | Meeting Type | Special | |||||||||||
| Ticker Symbol | SGFY | Meeting Date | 31-Oct-2022 | |||||||||||
| ISIN | US82671G1004 | Agenda | 935718239 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated September 2, 2022 (the “Merger Agreement”), by and among Signify Health, Inc. (“Signify”), CVS Pharmacy, Inc. (“CVS”), and Noah Merger Sub, Inc. (“Merger Subsidiary”), pursuant to which, among other things, Merger Subsidiary will merge with and into Signify (the “Merger”), with Signify surviving the Merger as a wholly owned subsidiary of CVS. | Management | For | For | ||||||||||
| 2. | To adjourn the Special Meeting to a later date or dates, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | ||||||||||
| CYBEROPTICS CORPORATION | ||||||||||||||
| Security | 232517102 | Meeting Type | Special | |||||||||||
| Ticker Symbol | CYBE | Meeting Date | 02-Nov-2022 | |||||||||||
| ISIN | US2325171021 | Agenda | 935717807 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of August 7, 2022, as it may be amended from time to time, among CyberOptics Corporation, Nordson Corporation and Meta Merger Company. | Management | For | For | ||||||||||
| 2. | To approve, on a non-binding advisory basis, the compensation that will or may become payable by CyberOptics to CyberOptics’ named executive officers in connection with the merger. | Management | For | For | ||||||||||
| 3. | To approve any proposal to adjourn the special meeting, from time to time, to a later date or dates, if necessary or appropriate as determined in good faith by the CyberOptics Board of Directors, to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the time of the Special Meeting. | Management | For | For | ||||||||||
| HILL INTERNATIONAL, INC. | ||||||||||||||
| Security | 431466101 | Meeting Type | Special | |||||||||||
| Ticker Symbol | HIL | Meeting Date | 02-Nov-2022 | |||||||||||
| ISIN | US4314661012 | Agenda | 935720145 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt the Amended and Restated Agreement and Plan of Merger, dated as of August 26, 2022, among Hill International, Inc., Global Infrastructure Solutions Inc. and Liberty Acquisition Sub Inc., as it may be amended, supplemented or otherwise modified from time to time (the “Merger Agreement”). | Management | For | For | ||||||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to Hill International, Inc.’s named executive officers that is based on or otherwise related to the merger contemplated by the Merger Agreement. | Management | For | For | ||||||||||
| 3. | To approve the adjournment of the special meeting of stockholders of Hill International, Inc. (the “Special Meeting”) to a later date or time, if necessary or appropriate, to solicit additional proxies in the event that there are not sufficient votes at the time of the Special Meeting to adopt the Merger Agreement. | Management | For | For | ||||||||||
| FOX CORPORATION | ||||||||||||||
| Security | 35137L204 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FOX | Meeting Date | 03-Nov-2022 | |||||||||||
| ISIN | US35137L2043 | Agenda | 935712617 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: K. Rupert Murdoch AC | Management | For | For | ||||||||||
| 1b. | Election of Director: Lachlan K. Murdoch | Management | For | For | ||||||||||
| 1c. | Election of Director: William A. Burck | Management | For | For | ||||||||||
| 1d. | Election of Director: Chase Carey | Management | For | For | ||||||||||
| 1e. | Election of Director: Anne Dias | Management | For | For | ||||||||||
| 1f. | Election of Director: Roland A. Hernandez | Management | For | For | ||||||||||
| 1g. | Election of Director: Jacques Nasser AC | Management | For | For | ||||||||||
| 1h. | Election of Director: Paul D. Ryan | Management | For | For | ||||||||||
| 2. | Proposal to ratify the selection of Ernst & Young LLP as the Company’s independent registered public accounting firm for fiscal year ending June 30, 2023. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| 4. | Proposal to amend the Company’s Amended and Restated Certificate of Incorporation to reflect new Delaware law provisions regarding officer exculpation. | Management | For | For | ||||||||||
| 5. | Stockholder proposal to disclose money spent on lobbying. | Shareholder | Abstain | Against | ||||||||||
| VMWARE, INC. | ||||||||||||||
| Security | 928563402 | Meeting Type | Special | |||||||||||
| Ticker Symbol | VMW | Meeting Date | 04-Nov-2022 | |||||||||||
| ISIN | US9285634021 | Agenda | 935720563 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | The Merger Agreement Proposal: To vote on a proposal to approve the First Merger and the Second Merger (each as defined below) & to adopt the Agreement & Plan of Merger (“Merger Agreement”), dated as of May 26, 2022, by and among VMware, Inc. (“VMware”), Broadcom Inc. (“Broadcom”), Verona Holdco, Inc., a direct wholly owned subsidiary of VMware (“Holdco”), Verona Merger Sub, Inc., a direct wholly owned subsidiary of Holdco (“Merger Sub 1”), Barcelona Merger Sub 2, Inc., a direct wholly owned subsidiary of Broadcom (“Merger Sub 2”), and Barcelona Merger Sub 3, LLC. | Management | For | For | ||||||||||
| 2. | The Merger-Related Compensation Proposal: To vote on a proposal to approve on an advisory (non-binding) basis the compensation that may be paid or become payable to VMware’s named executive officers that is based on or otherwise relates to the Transactions. | Management | For | For | ||||||||||
| 3. | The Adjournment Proposal: To vote on a proposal to approve the adjournment of the special meeting, if necessary, to solicit additional proxies if there are not sufficient votes to approve the Merger Agreement Proposal. | Management | For | For | ||||||||||
| 4. | Charter Amendment Proposal: To vote to approve and adopt an amendment to VMware’s Certificate of Incorporation to eliminate the personal liability of VMware’s officers for monetary damages for breach of fiduciary duty as an officer, except to the extent such an exemption from liability or limitation thereof is not permitted by the General Corporation Law of the State of Delaware. | Management | For | For | ||||||||||
| BROOKFIELD ASSET MANAGEMENT INC. | ||||||||||||||
| Security | 112585104 | Meeting Type | Special | |||||||||||
| Ticker Symbol | BAM | Meeting Date | 09-Nov-2022 | |||||||||||
| ISIN | CA1125851040 | Agenda | 935720169 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | The Arrangement Resolution, the full text of which is set forth in Appendix A to the Circular. | Management | For | For | ||||||||||
| 2 | The Manager MSOP Resolution, the full text of which is set forth in Appendix I to the Circular. | Management | For | For | ||||||||||
| 3 | The Manager NQMSOP Resolution, the full text of which is set forth in Appendix J to the Circular. | Management | For | For | ||||||||||
| 4 | The Manager Escrowed Stock Plan Resolution, the full text of which is set forth in Appendix K to the Circular. | Management | For | For | ||||||||||
| COMPUTER SERVICES, INC. | ||||||||||||||
| Security | 20539A105 | Meeting Type | Special | |||||||||||
| Ticker Symbol | CSVI | Meeting Date | 09-Nov-2022 | |||||||||||
| ISIN | US20539A1051 | Agenda | 935720602 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To consider and vote on the proposal to approve the Agreement and Plan of Merger, dated as of August 20, 2022, (the “Merger Agreement”), by and among Catalyst Top Parent, Inc., a Delaware corporation (“Parent”), Catalyst Merger Sub, Inc., a Kentucky corporation and a wholly-owned subsidiary of Parent (“Merger Sub”), and Computer Services, Inc. (“CSI”). Pursuant to the terms of the Merger Agreement, Merger Sub will merge with and into CSI and the separate corporate existence of Merger Sub will cease, with CSI continuing as the surviving corporation. | Management | For | For | ||||||||||
| 2. | To consider and vote on any proposal to adjourn the Special Meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to approve the Merger Agreement at the time of the Special Meeting. | Management | For | For | ||||||||||
| PERNOD RICARD SA | ||||||||||||||
| Security | F72027109 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 10-Nov-2022 | ||||||||||||
| ISIN | FR0000120693 | Agenda | 716121176 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | ||||||||||||
| CMMT | FOR FRENCH MEETINGS ‘ABSTAIN’ IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-‘AGAINST.’ IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
| CMMT | DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY-THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED-AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING-WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF-SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO-ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO-REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY. | Non-Voting | ||||||||||||
| CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE- COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY- FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||||
| 1 | APPROVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||||
| 2 | APPROVE CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||||
| 3 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 4.12 PER SHARE | Management | No Action | |||||||||||
| 4 | REELECT PATRICIA BARBIZET AS DIRECTOR | Management | No Action | |||||||||||
| 5 | REELECT IAN GALLIENNE AS DIRECTOR | Management | No Action | |||||||||||
| 6 | RENEW APPOINTMENT OF KPMG SA AS AUDITOR | Management | No Action | |||||||||||
| 7 | ACKNOWLEDGE END OF MANDATE OF SALUSTRO REYDEL AS ALTERNATE AUDITOR AND DECISION NOT TO REPLACE AND RENEW | Management | No Action | |||||||||||
| 8 | APPROVE COMPENSATION OF ALEXANDRE RICARD, CHAIRMAN AND CEO | Management | No Action | |||||||||||
| 9 | APPROVE REMUNERATION POLICY OF ALEXANDRE RICARD, CHAIRMAN AND CEO | Management | No Action | |||||||||||
| 10 | APPROVE COMPENSATION REPORT OF CORPORATE OFFICERS | Management | No Action | |||||||||||
| 11 | APPROVE REMUNERATION POLICY OF CORPORATE OFFICERS | Management | No Action | |||||||||||
| 12 | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL | Management | No Action | |||||||||||
| 13 | APPROVE AUDITORS SPECIAL REPORT ON RELATED-PARTY TRANSACTIONS | Management | No Action | |||||||||||
| 14 | AUTHORIZE FILING OF REQUIRED DOCUMENTS/OTHER FORMALITIES | Management | No Action | |||||||||||
| CMMT | 07 OCT 2022: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://fr.ftp.opendatasoft.com/datadila/JO/BALO/pdf/202 2/1005/202210052204075-.pdf AND INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED-AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU- SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE- INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO-BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT-SERVICE REPRESENTATIVE FOR ASSISTANCE. PLEASE NOTE THAT THIS IS A REVISION-DUE TO RECEIPT OF BALO LINK AND CHANGE OF THE RECORD DATE FROM 08 OCT 2022 TO-07 OCT 2022 AND ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL- INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| BIFFA PLC | ||||||||||||||
| Security | G1R62B102 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 15-Nov-2022 | ||||||||||||
| ISIN | GB00BD8DR117 | Agenda | 716234240 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | TO GIVE EFFECT TO THE SCHEME AUTHORISING THE DIRECTORS OF THE COMPANY TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY FOR CARRYING THE SCHEME INTO EFFECT | Management | For | For | ||||||||||
| CMMT | 27 OCT 2022: PLEASE NOTE THAT THE MEETING TYPE HAS BEEN CHANGED FROM EGM TO-OGM. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| BIFFA PLC | ||||||||||||||
| Security | G1R62B102 | Meeting Type | Court Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 15-Nov-2022 | ||||||||||||
| ISIN | GB00BD8DR117 | Agenda | 716234860 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | TO IMPLEMENT THE SCHEME AS SET OUT IN THE NOTICE OF GENERAL MEETING DATED 21 OCTOBER 2022 | Management | For | For | ||||||||||
| CMMT | 24 OCT 2022: PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS-MEETING TYPE. PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU-CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY-THE ISSUER OR ISSUERS AGENT. | Non-Voting | ||||||||||||
| CMMT | 24 OCT 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES. PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| STEEL CONNECT, INC. | ||||||||||||||
| Security | 858098106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | STCN | Meeting Date | 15-Nov-2022 | |||||||||||
| ISIN | US8580981061 | Agenda | 935705636 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To approve and adopt the Agreement and Plan of Merger, dated as of June 12, 2022, by and among the Company, Steel Partners Holdings L.P. and SP Merger Sub, Inc. | Management | For | For | ||||||||||
| 2. | To approve an amendment to the Company’s Restated Certificate of Incorporation to clarify that the Merger and the transactions contemplated by the Merger do not constitute a “Liquidation Event” under the Certificate of Designations, Preferences and Rights of the Series C Convertible Preferred Stock of the Company. | Management | For | For | ||||||||||
| 3. | DIRECTOR | Management | ||||||||||||
| 1 | Warren G. Lichtenstein | For | For | |||||||||||
| 2 | Glen M. Kassan | For | For | |||||||||||
| 4. | To approve, on an advisory basis, the compensation of the Company’s Named Executive Officers. | Management | For | For | ||||||||||
| 5. | To ratify the appointment of BDO USA, LLP as the Company’s independent registered public accounting firm for the current fiscal year. | Management | For | For | ||||||||||
| 6. | To approve the adjournment of the Annual Meeting, if necessary, to ensure that any necessary supplement or amendment to the proxy statement accompanying this notice is provided to the Company’s stockholders a reasonable amount of time in advance of the Annual Meeting or to solicit additional proxies if there are insufficient votes at the time of the Annual Meeting to approve adoption of the Agreement and Plan of Merger. | Management | For | For | ||||||||||
| COWEN INC. | ||||||||||||||
| Security | 223622606 | Meeting Type | Special | |||||||||||
| Ticker Symbol | COWN | Meeting Date | 15-Nov-2022 | |||||||||||
| ISIN | US2236226062 | Agenda | 935721818 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of August 1, 2022, by and among Cowen Inc., The Toronto- Dominion Bank and Crimson Holdings Acquisition Co., as it may be amended from time to time (the “Merger Agreement”). | Management | For | For | ||||||||||
| 2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Cowen Inc.’s named executive officers that is based on or otherwise related to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | For | For | ||||||||||
| 3. | To adjourn the special meeting of stockholders of Cowen Inc. (the “Special Meeting”), if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | ||||||||||
| COHERENT CORP. | ||||||||||||||
| Security | 19247G107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | COHR | Meeting Date | 16-Nov-2022 | |||||||||||
| ISIN | US19247G1076 | Agenda | 935717352 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Class Two Director for a three-year term to expire at the 2025 Annual Meeting: Enrico Digirolamo | Management | For | For | ||||||||||
| 1b. | Election of Class Two Director for a three-year term to expire at the 2025 Annual Meeting: David L. Motley | Management | For | For | ||||||||||
| 1c. | Election of Class Two Director for a three-year term to expire at the 2025 Annual Meeting: Shaker Sadasivam | Management | For | For | ||||||||||
| 1d. | Election of Class Two Director for a three-year term to expire at the 2025 Annual Meeting: Lisa Neal-Graves | Management | For | For | ||||||||||
| 2. | Non-binding advisory vote to approve compensation paid to named executive officers in fiscal year 2022. | Management | For | For | ||||||||||
| 3. | Ratification of the Audit Committee’s selection of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending June 30, 2023. | Management | For | For | ||||||||||
| ENDESA SA | ||||||||||||||
| Security | E41222113 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | ELEZY | Meeting Date | 17-Nov-2022 | |||||||||||
| ISIN | ES0130670112 | Agenda | 716197086 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
| 1.1 | EXAMINATION AND APPROVAL, AT THE PROPOSAL OF THE BOARD OF DIRECTORS AND PRIOR REPORT FROM THE AUDIT AND COMPLIANCE COMMITTEE, OF THE FOLLOWING RELATED-PARTY TRANSACTIONS, IN COMPLIANCE WITH THE PROVISIONS OF ARTICLES 529 DUOVICIES AND 529 TERVICIES OF THE CAPITAL COMPANIES LAW: RENEWAL OF THE JOINT MANAGEMENT AGREEMENT FOR METHANE TANKERS AND OF THE LIQUEFIED NATURAL GAS (LNG) SUPPLY CONTRACTS OF US ORIGIN BETWEEN ENDESA ENERGA, SAU AND ENEL GLOBAL TRADING, SPA FOR 2023 AND EXTENSION FOR 2022 | Management | No Action | |||||||||||
| 1.2 | EXAMINATION AND APPROVAL, AT THE PROPOSAL OF THE BOARD OF DIRECTORS AND PRIOR REPORT FROM THE AUDIT AND COMPLIANCE COMMITTEE, OF THE FOLLOWING RELATED-PARTY TRANSACTIONS, IN COMPLIANCE WITH THE PROVISIONS OF ARTICLES 529 DUOVICIES AND 529 TERVICIES OF THE CAPITAL COMPANIES LAW: PURCHASE AND SALE OF LIQUEFIED NATURAL GAS (LNG) BETWEEN ENEL GLOBAL TRADING, SPA AND ENDESA ENERGA, SAU | Management | No Action | |||||||||||
| 1.3 | EXAMINATION AND APPROVAL, AT THE PROPOSAL OF THE BOARD OF DIRECTORS AND PRIOR REPORT FROM THE AUDIT AND COMPLIANCE COMMITTEE, OF THE FOLLOWING RELATED-PARTY TRANSACTIONS, IN COMPLIANCE WITH THE PROVISIONS OF ARTICLES 529 DUOVICIES AND 529 TERVICIES OF THE CAPITAL COMPANIES LAW: ACQUISITION OF TWO LIQUEFIED NATURAL GAS (LNG) METHANE TANKERS FROM ENEL GENERACIN CHILE, SA BY ENDESA ENERGA, SAU | Management | No Action | |||||||||||
| 1.4 | EXAMINATION AND APPROVAL, AT THE PROPOSAL OF THE BOARD OF DIRECTORS AND PRIOR REPORT FROM THE AUDIT AND COMPLIANCE COMMITTEE, OF THE FOLLOWING RELATED-PARTY TRANSACTIONS, IN COMPLIANCE WITH THE PROVISIONS OF ARTICLES 529 DUOVICIES AND 529 | Management | No Action | |||||||||||
| TERVICIES OF THE CAPITAL COMPANIES LAW: FORMALIZATION OF FINANCIAL OPERATIONS, IN THE FORM OF A LINE OF CREDIT AND GUARANTEES, BETWEEN ENEL, SPA AND ITS GROUP COMPANIES AND ENDESA, SA AND ITS GROUP COMPANIES | ||||||||||||||
| 1.5 | EXAMINATION AND APPROVAL, AT THE PROPOSAL OF THE BOARD OF DIRECTORS AND PRIOR REPORT FROM THE AUDIT AND COMPLIANCE COMMITTEE, OF THE FOLLOWING RELATED-PARTY TRANSACTIONS, IN COMPLIANCE WITH THE PROVISIONS OF ARTICLES 529 DUOVICIES AND 529 TERVICIES OF THE CAPITAL COMPANIES LAW: RENEWAL OF THE PROVISION OF THE WIND TURBINE VIBRATION ANALYSIS SERVICE BY ENEL GREEN POWER ESPAA, SL TO ENEL GREEN POWER, SPA | Management | No Action | |||||||||||
| 2 | DELEGATION TO THE BOARD OF DIRECTORS FOR THE EXECUTION AND DEVELOPMENT OF THE AGREEMENTS ADOPTED BY THE MEETING, AS WELL AS TO SUBSTITUTE THE POWERS THAT IT RECEIVES FROM THE MEETING | Management | No Action | |||||||||||
| CMMT | 19 OCT 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 19 OCT 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| AERIE PHARMACEUTICALS, INC. | ||||||||||||||
| Security | 00771V108 | Meeting Type | Special | |||||||||||
| Ticker Symbol | AERI | Meeting Date | 17-Nov-2022 | |||||||||||
| ISIN | US00771V1089 | Agenda | 935721286 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of August 22, 2022 (such agreement, as it may be amended, modified, or supplemented from time to time, the “merger agreement”), by and among Aerie Pharmaceuticals, Inc. (“Aerie”), Alcon Research, LLC (“Alcon”) and Lyon Merger Sub, Inc., a direct wholly owned subsidiary of Alcon (“Merger Sub”), pursuant to which, upon the terms and subject to the conditions of the merger agreement, Merger Sub will merge with and into Aerie (the “merger”), with Aerie continuing as the surviving corporation. | Management | For | For | ||||||||||
| 2. | To approve on an advisory (non-binding) basis, the compensation that will or may be paid or become payable to Aerie’s named executive officers that is based on or otherwise relates to the merger agreement and the transactions contemplated by the merger agreement (the “compensation proposal”). | Management | For | For | ||||||||||
| 3. | To approve the adjournment of the special meeting to a later date or dates, if necessary or appropriate, including to solicit additional proxies to approve the merger agreement proposal if there are insufficient votes to adopt the merger agreement at the time of the special meeting (the “adjournment proposal”). | Management | For | For | ||||||||||
| DSV A/S | ||||||||||||||
| Security | K31864117 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 22-Nov-2022 | ||||||||||||
| ISIN | DK0060079531 | Agenda | 716253567 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING INSTRUCTIONS FOR MOST MEETINGS ARE CAST BY THE REGISTRAR IN ACCORDANCE-WITH YOUR VOTING INSTRUCTIONS. FOR THE SMALL NUMBER OF MEETINGS WHERE THERE-IS NO REGISTRAR, YOUR VOTING INSTRUCTIONS WILL BE CAST BY THE CHAIRMAN OF THE-BOARD (OR A BOARD MEMBER) AS PROXY. THE CHAIRMAN (OR A BOARD MEMBER) MAY-CHOOSE TO ONLY CAST PRO-MANAGEMENT VOTING INSTRUCTIONS. TO GUARANTEE YOUR-VOTING INSTRUCTIONS AGAINST MANAGEMENT ARE CAST, YOU MAY SUBMIT A REQUEST TO-ATTEND THE MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION-SERVICES FOR AN ADDED FEE, IF REQUESTED. | Non-Voting | ||||||||||||
| CMMT | SPLIT AND PARTIAL VOTING IS NOT AUTHORIZED FOR A BENEFICIAL OWNER IN THE-DANISH MARKET. | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
| 1 | REDUCTION OF THE SHARE CAPITAL AND AMENDMENT OF ARTICLE 3 OF THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
| 2 | AUTHORISATION TO ACQUIRE TREASURY SHARES | Management | No Action | |||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 27 OCT 2022: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER | Non-Voting | ||||||||||||
| WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||||
| CMMT | 27 OCT 2022: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||||
| CMMT | 27 OCT 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| AVEVA GROUP PLC | ||||||||||||||
| Security | G06812120 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 25-Nov-2022 | ||||||||||||
| ISIN | GB00BBG9VN75 | Agenda | 716197264 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | TO GIVE EFFECT TO THE SCHEME AS SET OUT IN THE NOTICE OF GENERAL MEETING, INCLUDING THE AMENDMENTS TO THE COMPANY’S ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||
| CMMT | 14 NOV 2022: PLEASE NOTE THAT THE MEETING TYPE HAS BEEN CHANGED FROM EGM TO-OGM AND MODIFICATION OF THE TEXT OF RESOLUTION 1 AND REVISION DUE TO-POSTPONEMENT OF THE MEETING DATE FROM 17 NOV 2022 TO 25 NOV 2022 AND DELETION-OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| CMMT | 14 NOV 2022: DELETION OF COMMENT | Non-Voting | ||||||||||||
| AVEVA GROUP PLC | ||||||||||||||
| Security | G06812120 | Meeting Type | Court Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 25-Nov-2022 | ||||||||||||
| ISIN | GB00BBG9VN75 | Agenda | 716230862 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN ‘FOR’ AND ‘AGAINST’ ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT. | Non-Voting | ||||||||||||
| 1 | TO APPROVE THE SCHEME | Management | For | For | ||||||||||
| CMMT | 14 NOV 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO POSTPONEMENT OF THE- MEETING DATE FROM 17 NOV 2022 TO 25 NOV 2022. IF YOU HAVE ALREADY SENT IN-YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| ATLAS AIR WORLDWIDE HOLDINGS, INC. | ||||||||||||||
| Security | 049164205 | Meeting Type | Special | |||||||||||
| Ticker Symbol | AAWW | Meeting Date | 29-Nov-2022 | |||||||||||
| ISIN | US0491642056 | Agenda | 935724802 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of August 4, 2022, by and among Atlas Air Worldwide Holdings, Inc., a Delaware corporation (the “Company”), Rand Parent, LLC, a Delaware limited liability Company (“Parent”), and Rand Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent (“MergerCo”), pursuant to which and subject to the terms and conditions thereof, MergerCo will be merged with and into the Company (the “merger”), with the Company surviving the merger as a wholly-owned subsidiary of Parent. | Management | For | For | ||||||||||
| 2. | To approve, by advisory (non binding) vote, the compensation that may be paid or become payable to the Company’s named executive officers in connection with the consummation of the merger | Management | For | For | ||||||||||
| 3. | To approve any adjournment of the special meeting for the purpose of soliciting additional proxies if there are insufficient votes at the special meeting to approve Proposal 1 | Management | For | For | ||||||||||
| TELENET GROUP HOLDING NV | ||||||||||||||
| Security | B89957110 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | TNET | Meeting Date | 06-Dec-2022 | |||||||||||
| ISIN | BE0003826436 | Agenda | 716328198 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||||
| 1. | PROPOSED RESOLUTION: AMENDMENT AND RESTATEMENT OF ARTICLE 15.1 OF THE ARTICLES OF ASSOCIATION AS FOLLOWS: ARTICLE 15.1: 15.1 GOLDEN SHARES SHALL ONLY BE TRANSFERABLE BUT ALWAYS BE FREELY TRANSFERABLE TO OTHER ASSOCIATIONS BETWEEN COMMUNES AND TO COMMUNES, PROVINCES OR ANY OTHER PUBLIC LAW ENTITIES OR PRIVATE COMPANIES DIRECTLY OR INDIRECTLY CONTROLLED BY PUBLIC LAW ENTITIES OR FLUVIUS SYSTEM OPERATOR CV ( PUBLIC LAW ENTITIES ). IN CASE THE EXISTING HOLDERS OR THE TRANSFEREES WOULD NO LONGER BE PUBLIC LAW ENTITIES, THESE ENTITIES WILL TRANSFER THE CONCERNED GOLDEN SHARES TO AN ENTITY WHICH QUALIFIES AS PUBLIC LAW ENTITY WITHIN FOUR WEEKS AS OF THE DATE ON WHICH THEY HAVE LEGALLY CEASED TO BE PUBLIC LAW ENTITIES | Management | No Action | |||||||||||
| 2. | ACKNOWLEDGMENT OF THE PROPOSED MERGER BETWEEN INTERKABEL VLAANDEREN CV,-HOLDER OF 16 LIQUIDATION DISPREFERENCE SHARES IN TELENET GROUP HOLDING NV,-AND FLUVIUS SYSTEM OPERATOR CV, AS A RESULT OF WHICH THE LIQUIDATION-DISPREFERENCE SHARES WILL BE TRANSFERRED BY OPERATION OF LAW TO FLUVIUS-SYSTEM OPERATOR CV AT THE TIME OF THE PROPOSED MERGER | Non-Voting | ||||||||||||
| 3. | PROPOSED RESOLUTION: CANCELLATION OF SIX HUNDRED THIRTY-ONE THOUSAND EIGHT HUNDRED NINETEEN (631,819) OWN SHARES THAT THE COMPANY HAS ACQUIRED UNDER THE PAST AND CLOSED SHARE REPURCHASE PROGRAMS. THE UNAVAILABLE RESERVE THAT HAS BEEN CREATED IN ACCORDANCE WITH THE PROVISIONS OF ARTICLE 7:217 2 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS, WILL BE ABROGATED AS SET FORTH UNDER ARTICLE 7:219 4 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS. THE TEXT OF PARAGRAPH 6.1 CAPITAL AND SHARES OF ARTICLE 6: CAPITAL - SHARES OF THE ARTICLES OF ASSOCIATION WILL ACCORDINGLY BE AMENDED AS FOLLOWS: 6.1. CAPITAL AND SHARES THE CAPITAL OF THE COMPANY AMOUNTS TWELVE MILLION SEVEN HUNDRED AND NINETY-NINE\ THOUSAND FORTY- NINE EURO FORTY CENTS (12,799,049.40). IT IS REPRESENTED BY ONE HUNDRED AND TWELVE MILLION ONE HUNDRED AND TEN THOUSAND (112,110,000) SHARES WITHOUT PAR VALUE, COMPRISING - ONE HUNDRED TWELVE MILLION FIFTEEN THOUSAND ONE HUNDRED TWENTY | Management | No Action | |||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| MADISON SQUARE GARDEN ENTERTAINMENT CORP. | ||||||||||||||
| Security | 55826T102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MSGE | Meeting Date | 06-Dec-2022 | |||||||||||
| ISIN | US55826T1025 | Agenda | 935725157 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Martin Bandier | For | For | |||||||||||
| 2 | Joseph J. Lhota | For | For | |||||||||||
| 3 | Joel M. Litvin | For | For | |||||||||||
| 4 | Frederic V. Salerno | For | For | |||||||||||
| 5 | John L. Sykes | For | For | |||||||||||
| 2. | Ratification of the appointment of our independent registered public accounting firm. | Management | For | For | ||||||||||
| 3. | Approval of the Company’s 2020 Employee Stock Plan, as amended. | Management | Against | Against | ||||||||||
| 4. | Approval of the Company’s 2020 Stock Plan for Non- Employee Directors, as amended. | Management | Against | Against | ||||||||||
| 5. | Approval of, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
| TURQUOISE HILL RESOURCES LTD. | ||||||||||||||
| Security | 900435207 | Meeting Type | Special | |||||||||||
| Ticker Symbol | TRQ | Meeting Date | 09-Dec-2022 | |||||||||||
| ISIN | CA9004352071 | Agenda | 935718645 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | To consider and, if deemed advisable, to pass, with or without variation, a special resolution, the full text of which is outlined in Appendix A of the accompanying management proxy circular (the “Circular”), to approve an arrangement pursuant to section 195 of the Business Corporations Act (Yukon) involving the Corporation, Rio Tinto International Holdings Limited and Rio Tinto plc, the whole as described in the Circular. | Management | For | For | ||||||||||
| MADISON SQUARE GARDEN SPORTS CORP. | ||||||||||||||
| Security | 55825T103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MSGS | Meeting Date | 09-Dec-2022 | |||||||||||
| ISIN | US55825T1034 | Agenda | 935724573 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Joseph M. Cohen | For | For | |||||||||||
| 2 | Richard D. Parsons | For | For | |||||||||||
| 3 | Nelson Peltz | For | For | |||||||||||
| 4 | Ivan Seidenberg | For | For | |||||||||||
| 5 | Anthony J. Vinciquerra | For | For | |||||||||||
| 2. | Ratification of the appointment of our independent registered public accounting firm. | Management | For | For | ||||||||||
| 3. | Approval of, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
| 4. | An advisory vote on the frequency of future advisory votes on executive compensation. | Management | 3 Years | For | ||||||||||
| VIATRIS INC. | ||||||||||||||
| Security | 92556V106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VTRS | Meeting Date | 09-Dec-2022 | |||||||||||
| ISIN | US92556V1061 | Agenda | 935725880 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Class II Director to hold office until the 2023 annual meeting: W. Don Cornwell | Management | For | For | ||||||||||
| 1B. | Election of Class II Director to hold office until the 2023 annual meeting: Harry A. Korman | Management | For | For | ||||||||||
| 1C. | Election of Class II Director to hold office until the 2023 annual meeting: Rajiv Malik | Management | For | For | ||||||||||
| 1D. | Election of Class II Director to hold office until the 2023 annual meeting: Richard A. Mark, C.P.A. | Management | For | For | ||||||||||
| 2. | Approval of, on a non-binding advisory basis, the 2021 compensation of the named executive officers of the Company. | Management | For | For | ||||||||||
| 3. | Ratification of the selection of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | For | ||||||||||
| 4. | Shareholder proposal regarding independent board chairman. | Shareholder | Against | For | ||||||||||
| STORE CAPITAL CORPORATION | ||||||||||||||
| Security | 862121100 | Meeting Type | Special | |||||||||||
| Ticker Symbol | STOR | Meeting Date | 09-Dec-2022 | |||||||||||
| ISIN | US8621211007 | Agenda | 935732518 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To approve the merger of STORE Capital Corporation with and into Ivory REIT, LLC (the “merger”), with Ivory REIT, LLC surviving the merger, as contemplated by the Agreement and Plan of Merger, dated as of September 15, 2022, as may be amended from time to time (the “merger agreement”), among STORE Capital Corporation, Ivory REIT, LLC and Ivory Parent, LLC (the “merger proposal”). | Management | For | For | ||||||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to our named executive officers that is based on or otherwise relates to the merger. | Management | For | For | ||||||||||
| 3. | To approve any adjournment of the special meeting for the purpose of soliciting additional proxies if there are not sufficient votes at the special meeting to approve the merger proposal. | Management | For | For | ||||||||||
| BTRS HOLDINGS INC. | ||||||||||||||
| Security | 11778X104 | Meeting Type | Special | |||||||||||
| Ticker Symbol | BTRS | Meeting Date | 13-Dec-2022 | |||||||||||
| ISIN | US11778X1046 | Agenda | 935736237 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | A proposal to adopt the Agreement and Plan of Merger, dated as of September 28, 2022, by and among BTRS Holdings Inc. (“Billtrust”), Bullseye FinCo, Inc. (“Parent”) and Bullseye Merger Sub, Inc. (“Merger Sub”), as may be amended from time to time (the “merger agreement”), pursuant to which Merger Sub will be merged with and into Billtrust, with Billtrust surviving the merger as a wholly owned subsidiary of Parent (the “merger”). | Management | For | For | ||||||||||
| 2. | A proposal to approve, on a non-binding, advisory basis, certain compensation that will or may be paid by Billtrust to its named executive officers that is based on or otherwise relates to the merger. | Management | For | For | ||||||||||
| 3. | A proposal to approve an adjournment of the special meeting, including if necessary to solicit additional proxies in favor of the proposal to approve and adopt the merger agreement, if there are not sufficient votes at the time of such adjournment to approve and adopt the merger agreement. | Management | For | For | ||||||||||
| ARCHAEA ENERGY INC. | ||||||||||||||
| Security | 03940F103 | Meeting Type | Special | |||||||||||
| Ticker Symbol | LFG | Meeting Date | 13-Dec-2022 | |||||||||||
| ISIN | US03940F1030 | Agenda | 935738471 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of October 16, 2022 (as it may be amended, supplemented or otherwise modified from time to time, the “Merger Agreement”), by and among Archaea Energy Inc. (“Archaea”), LFG Acquisition Holdings LLC, (“Opco”), BP Products North America Inc., (“Parent”), Condor RTM Inc., (“Merger Sub”), and Condor RTM LLC (“Opco Merger Sub”). | Management | For | For | ||||||||||
| 2. | To adjourn the Special Meeting of Archaea stockholders (the “Special Meeting”) to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | ||||||||||
| ASPEN TECHNOLOGY, INC. | ||||||||||||||
| Security | 29109X106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AZPN | Meeting Date | 15-Dec-2022 | |||||||||||
| ISIN | US29109X1063 | Agenda | 935726806 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director to hold office until the 2023 Annual Meeting: Patrick M. Antkowiak | Management | For | For | ||||||||||
| 1b. | Election of Director to hold office until the 2023 Annual Meeting: Robert E. Beauchamp | Management | For | For | ||||||||||
| 1c. | Election of Director to hold office until the 2023 Annual Meeting: Thomas F. Bogan | Management | For | For | ||||||||||
| 1d. | Election of Director to hold office until the 2023 Annual Meeting: Karen M. Golz | Management | For | For | ||||||||||
| 1e. | Election of Director to hold office until the 2023 Annual Meeting: Ram R. Krishnan | Management | For | For | ||||||||||
| 1f. | Election of Director to hold office until the 2023 Annual Meeting: Antonio J. Pietri | Management | For | For | ||||||||||
| 1g. | Election of Director to hold office until the 2023 Annual Meeting: Arlen R. Shenkman | Management | For | For | ||||||||||
| 1h. | Election of Director to hold office until the 2023 Annual Meeting: Jill D. Smith | Management | For | For | ||||||||||
| 1i. | Election of Director to hold office until the 2023 Annual Meeting: Robert M. Whelan, Jr. | Management | For | For | ||||||||||
| 2. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal 2023. | Management | For | For | ||||||||||
| 3. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
| 4. | Approve, on an advisory basis, the preferred frequency of stockholder advisory votes on the compensation of the company’s named executive officers. | Management | 1 Year | For | ||||||||||
| DAWSON GEOPHYSICAL COMPANY | ||||||||||||||
| Security | 239360100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DWSN | Meeting Date | 20-Dec-2022 | |||||||||||
| ISIN | US2393601008 | Agenda | 935747545 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Matthew Wilks | For | For | |||||||||||
| 2 | Bruce Bradley | For | For | |||||||||||
| 3 | Albert Conly | For | For | |||||||||||
| 4 | Jose Carlos Fernandes | For | For | |||||||||||
| 5 | Sergei Krylov | For | For | |||||||||||
| 2. | Proposal to ratify the appointment of RSM US LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | For | ||||||||||
| 3. | Proposal to approve a non-binding advisory resolution on the compensation of the named executive officers as disclosed in the Proxy Statement of the Company for the 2022 Annual Meeting of Shareholders. | Management | For | For | ||||||||||
| POSHMARK INC. | ||||||||||||||
| Security | 73739W104 | Meeting Type | Special | |||||||||||
| Ticker Symbol | POSH | Meeting Date | 27-Dec-2022 | |||||||||||
| ISIN | US73739W1045 | Agenda | 935746074 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of October 3, 2022 (“Merger Agreement”), by and among Poshmark, Inc., (“Poshmark”), NAVER Corporation, a public corporation organized under the laws of the Republic of Korea (“Parent” or “NAVER”), and Proton Parent, Inc., (“Proton Parent”), and Proton Merger Sub, Inc., (“Merger Sub”). | Management | For | For | ||||||||||
| 2. | To vote on a proposal to adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting (the “Adjournment Proposal”). | Management | For | For | ||||||||||
| BRIGHAM MINERALS, INC. | ||||||||||||||
| Security | 10918L103 | Meeting Type | Special | |||||||||||
| Ticker Symbol | MNRL | Meeting Date | 28-Dec-2022 | |||||||||||
| ISIN | US10918L1035 | Agenda | 935744474 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Merger Proposal - To approve and adopt the terms of the Agreement and Plan of Merger, dated as of September 6, 2022, as amended from time to time, by and among the Company, Sitio Royalties Corp. (“Sitio”) and certain subsidiaries of the Company and Sitio and the transactions contemplated thereby, as more particularly described in the consent solicitation statement/proxy statement/prospectus. | Management | For | For | ||||||||||
| 2. | Compensation Proposal - To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to the Company’s named executive officers that is based on or otherwise relates to the mergers as more particularly described in the consent solicitation statement/proxy statement/prospectus. | Management | For | For | ||||||||||
| AVEO PHARMACEUTICALS, INC. | ||||||||||||||
| Security | 053588307 | Meeting Type | Special | |||||||||||
| Ticker Symbol | AVEO | Meeting Date | 05-Jan-2023 | |||||||||||
| ISIN | US0535883070 | Agenda | 935745109 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To consider and vote on a proposal to adopt the Agreement and Plan of Merger (as it may be amended from time to time, referred to as the “Merger Agreement”), dated as of October 18, 2022, among LG Chem, Ltd., (referred to as “LG Chem”), Acacia Acquisition Sub, Inc., an indirect wholly owned subsidiary of LG Chem (referred to as “Merger Sub”), and AVEO Pharmaceuticals, Inc. (“AVEO”), pursuant to which Merger Sub will be merged with and into AVEO, with AVEO surviving the merger as an indirect wholly owned subsidiary of LG Chem (referred to as the “Merger”) | Management | For | For | ||||||||||
| 2. | To consider and vote on a proposal to approve, on a non- binding, advisory basis, certain compensation that will or may be paid or become payable to AVEO’s named executive officers that is based on or otherwise relates to the Merger. | Management | For | For | ||||||||||
| 3. | To consider and vote on a proposal to approve the adjournment of the Special Meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes to approve the proposal to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | ||||||||||
| USERTESTING, INC. | ||||||||||||||
| Security | 91734E101 | Meeting Type | Special | |||||||||||
| Ticker Symbol | USER | Meeting Date | 10-Jan-2023 | |||||||||||
| ISIN | US91734E1010 | Agenda | 935748888 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of October 26, 2022 (the “Merger Agreement”), by and among UserTesting, Inc., a Delaware corporation (the “Company”), Thunder Holdings, LLC, a Delaware limited liability company (“Parent”), and Thunder Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent (“Merger Sub”), pursuant to which Merger Sub will merge with and into the Company (the “Merger”), with the Company to survive the Merger as a wholly owned subsidiary of Parent. | Management | For | For | ||||||||||
| 2. | To approve any proposal to adjourn the Special Meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | ||||||||||
| FORGEROCK, INC. | ||||||||||||||
| Security | 34631B101 | Meeting Type | Special | |||||||||||
| Ticker Symbol | FORG | Meeting Date | 12-Jan-2023 | |||||||||||
| ISIN | US34631B1017 | Agenda | 935749284 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt the Agreement and Plan of Merger (as it may be amended from time to time), dated as of October 10, 2022, among Project Fortress Parent, LLC, Project Fortress Merger Sub, Inc. and ForgeRock, Inc. (the “merger agreement”). | Management | For | For | ||||||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that will or may become payable by ForgeRock to its named executive officers in connection with the merger. | Management | For | For | ||||||||||
| 3. | To approve any proposal to adjourn the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the time of the special meeting. | Management | For | For | ||||||||||
| COGECO INC. | ||||||||||||||
| Security | 19238T100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CGECF | Meeting Date | 13-Jan-2023 | |||||||||||
| ISIN | CA19238T1003 | Agenda | 935749107 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | Louis Audet | For | For | |||||||||||
| 2 | Arun Bajaj | For | For | |||||||||||
| 3 | Mary-Ann Bell | For | For | |||||||||||
| 4 | James C. Cherry | For | For | |||||||||||
| 5 | Patricia Curadeau-Grou | For | For | |||||||||||
| 6 | Samih Elhage | For | For | |||||||||||
| 7 | Philippe Jetté | For | For | |||||||||||
| 8 | Normand Legault | For | For | |||||||||||
| 9 | Caroline Papadatos | For | For | |||||||||||
| 2 | The appointment of Deloitte LLP, Chartered Accountants, as auditors and the authorization to the Directors to fix their remuneration. | Management | For | For | ||||||||||
| 3 | The advisory resolution accepting the Board’s approach to executive compensation. The text of the advisory resolution accepting the Board’s approach to executive compensation is set out on page 16 of the Information Circular. | Management | For | For | ||||||||||
| ALTRA INDUSTRIAL MOTION CORP. | ||||||||||||||
| Security | 02208R106 | Meeting Type | Special | |||||||||||
| Ticker Symbol | AIMC | Meeting Date | 17-Jan-2023 | |||||||||||
| ISIN | US02208R1068 | Agenda | 935751126 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of October 26, 2022, by and among Regal Rexnord Corporation, Aspen Sub, Inc. and Altra Industrial Motion Corp., as it may be amended from time to time (the “Merger Agreement”). | Management | For | For | ||||||||||
| 2. | To approve, on an advisory (nonbinding) basis, the compensation that may be paid or become payable to Altra Industrial Motion Corp.’s named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | For | For | ||||||||||
| 3. | To adjourn the special meeting of stockholders of Altra Industrial Motion Corp. (the “Special Meeting”), if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | ||||||||||
| LINDE PLC | ||||||||||||||
| Security | G5494J103 | Meeting Type | Special | |||||||||||
| Ticker Symbol | LIN | Meeting Date | 18-Jan-2023 | |||||||||||
| ISIN | IE00BZ12WP82 | Agenda | 935750819 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To approve, subject to the approval by the requisite majorities at the Court Meeting, the scheme of arrangement that is included in Linde’s Proxy Statement, referred to as the “Scheme” or “Scheme of Arrangement,” in its original form or with or subject to any modification, addition or condition approved or imposed by the Irish High Court. | Management | For | For | ||||||||||
| 2. | To approve, subject to the Scheme becoming effective, an amendment to the articles of association of Linde, which are part of the Linde constitution, referred to as the “Articles,” in respect of certain mechanics to effect the Scheme as set forth in Linde’s Proxy Statement. | Management | For | For | ||||||||||
| 3. | To approve the Common Draft Terms of Merger dated December 2, 2022 between Linde and New Linde, that are included in Linde’s Proxy Statement, whereupon and assuming the other conditions to the merger are satisfied, Linde would be merged with and into New Linde, with New Linde surviving the merger, and the directors of Linde be authorized to take all steps necessary or appropriate to execute and carry the merger into effect. | Management | For | For | ||||||||||
| LINDE PLC | ||||||||||||||
| Security | G5494J111 | Meeting Type | Special | |||||||||||
| Ticker Symbol | LIN | Meeting Date | 18-Jan-2023 | |||||||||||
| ISIN | IE00BZ12WP82 | Agenda | 935750821 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To approve the Scheme of Arrangement under Irish Law between Linde plc and the Scheme Shareholders, in its original form or with or subject to any modification(s), addition(s) or condition(s) approved or imposed by the Irish High Court. | Management | For | For | ||||||||||
| UGI CORPORATION | ||||||||||||||
| Security | 902681105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | UGI | Meeting Date | 27-Jan-2023 | |||||||||||
| ISIN | US9026811052 | Agenda | 935748155 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director for terms expiring in 2024: Frank S. Hermance, Chair | Management | For | For | ||||||||||
| 1b. | Election of Director for terms expiring in 2024: M. Shawn Bort | Management | For | For | ||||||||||
| 1c. | Election of Director for terms expiring in 2024: Theodore A. Dosch | Management | For | For | ||||||||||
| 1d. | Election of Director for terms expiring in 2024: Alan N. Harris | Management | For | For | ||||||||||
| 1e. | Election of Director for terms expiring in 2024: Mario Longhi | Management | For | For | ||||||||||
| 1f. | Election of Director for terms expiring in 2024: William J. Marrazzo | Management | For | For | ||||||||||
| 1g. | Election of Director for terms expiring in 2024: Cindy J. Miller | Management | For | For | ||||||||||
| 1h. | Election of Director for terms expiring in 2024: Roger Perreault | Management | For | For | ||||||||||
| 1i. | Election of Director for terms expiring in 2024: Kelly A. Romano | Management | For | For | ||||||||||
| 1j. | Election of Director for terms expiring in 2024: James B. Stallings, Jr. | Management | For | For | ||||||||||
| 2. | Advisory Vote on Executive Compensation | Management | For | For | ||||||||||
| 3. | Advisory Vote on the Frequency of Future Advisory Votes on Executive Compensation | Management | 1 Year | For | ||||||||||
| 4. | Ratification of Independent Registered Public Accounting Firm for 2023 | Management | For | For | ||||||||||
| DIGI INTERNATIONAL INC. | ||||||||||||||
| Security | 253798102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DGII | Meeting Date | 27-Jan-2023 | |||||||||||
| ISIN | US2537981027 | Agenda | 935749614 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Satbir Khanuja, Ph.D. | Management | For | For | ||||||||||
| 1b. | Election of Director: Ronald E. Konezny | Management | For | For | ||||||||||
| 2. | Company proposal to approve, on a non-binding advisory basis, the compensation paid to named executive officers. | Management | For | For | ||||||||||
| 3. | Company proposal to ratify the appointment of Deloitte & Touche LLP as independent registered public accounting firm of the company for the fiscal year ending September 30, 2023. | Management | For | For | ||||||||||
| 4. | Company proposal to approve the amendment and restatement of the Digi International Inc. 2021 Omnibus Incentive Plan. | Management | Against | Against | ||||||||||
| ENERGIZER HOLDINGS, INC. | ||||||||||||||
| Security | 29272W109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ENR | Meeting Date | 30-Jan-2023 | |||||||||||
| ISIN | US29272W1099 | Agenda | 935750162 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Carlos Abrams-Rivera | Management | For | For | ||||||||||
| 1b. | Election of Director: Cynthia J. Brinkley | Management | For | For | ||||||||||
| 1c. | Election of Director: Rebecca D. Frankiewicz | Management | For | For | ||||||||||
| 1d. | Election of Director: Kevin J. Hunt | Management | For | For | ||||||||||
| 1e. | Election of Director: James C. Johnson | Management | For | For | ||||||||||
| 1f. | Election of Director: Mark S. LaVigne | Management | For | For | ||||||||||
| 1g. | Election of Director: Patrick J. Moore | Management | For | For | ||||||||||
| 1h. | Election of Director: Donal L. Mulligan | Management | For | For | ||||||||||
| 1i. | Election of Director: Nneka L. Rimmer | Management | For | For | ||||||||||
| 1j. | Election of Director: Robert V. Vitale | Management | For | For | ||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for fiscal 2023. | Management | For | For | ||||||||||
| 3. | Advisory approval of the Company’s executive compensation. | Management | For | For | ||||||||||
| 4. | Approval of the 2023 Omnibus Incentive Plan. | Management | Abstain | Against | ||||||||||
| KNOWBE4, INC. | ||||||||||||||
| Security | 49926T104 | Meeting Type | Special | |||||||||||
| Ticker Symbol | KNBE | Meeting Date | 31-Jan-2023 | |||||||||||
| ISIN | US49926T1043 | Agenda | 935753815 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt the Agreement and Plan of Merger (as it may be amended from time to time, the “Merger Agreement”) dated as of October 11, 2022, by and among KnowBe4, Inc. (“KnowBe4”), Oranje Holdco, LLC (“Parent”) and Oranje Merger Sub, Inc. (“Merger Sub”), pursuant to which Merger Sub will merge with and into KnowBe4, with KnowBe4 surviving as a wholly owned subsidiary of Parent (the “Merger”). | Management | For | For | ||||||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that will or may become payable by KnowBe4 to its named executive officers in connection with the Merger. | Management | For | For | ||||||||||
| 3. | To approve any proposal to adjourn the special meeting of stockholders (the “Special Meeting”), from time to time, to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | ||||||||||
| PAN AMERICAN SILVER CORP. | ||||||||||||||
| Security | 697900108 | Meeting Type | Special | |||||||||||
| Ticker Symbol | PAAS | Meeting Date | 31-Jan-2023 | |||||||||||
| ISIN | CA6979001089 | Agenda | 935754259 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | To consider and, if thought appropriate, to pass an ordinary resolution approving the issuance of up to 156,923,287 common shares of Pan American Silver Corp. (“Pan American”) as consideration in respect of an arrangement involving Pan American, Agnico Eagle Mines Limited (“Agnico”) and Yamana Gold Inc. (“Yamana”) under the Canada Business Corporations Act, pursuant to which Pan American will acquire all of the issued and outstanding common shares of Yamana, and Yamana will sell its Canadian assets, including certain subsidiaries and partnerships which hold Yamana’s interests in the Canadian Malartic mine, to Agnico. The complete text of this resolution is set out in Schedule B to the accompanying management information circular of Pan American dated December 20, 2022. | Management | For | For | ||||||||||
| ROCKWELL AUTOMATION, INC. | ||||||||||||||
| Security | 773903109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ROK | Meeting Date | 07-Feb-2023 | |||||||||||
| ISIN | US7739031091 | Agenda | 935750504 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| A. | DIRECTOR | Management | ||||||||||||
| 1 | William P. Gipson | For | For | |||||||||||
| 2 | Pam Murphy | For | For | |||||||||||
| 3 | Donald R. Parfet | For | For | |||||||||||
| 4 | Robert W. Soderbery | For | For | |||||||||||
| B. | To approve, on an advisory basis, the compensation of the Corporation’s named executive officers. | Management | For | For | ||||||||||
| C. | To approve, on an advisory basis, the frequency of the shareowner vote on the compensation of the Corporation’s named executive officers. | Management | 1 Year | For | ||||||||||
| D. | To approve the selection of Deloitte & Touche LLP as the Corporation’s independent registered public accounting firm for fiscal 2023. | Management | For | For | ||||||||||
| APOLLO ENDOSURGERY, INC. | ||||||||||||||
| Security | 03767D108 | Meeting Type | Special | |||||||||||
| Ticker Symbol | APEN | Meeting Date | 09-Feb-2023 | |||||||||||
| ISIN | US03767D1081 | Agenda | 935758396 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated November 29, 2022 (such agreement, as it may be amended, modified or supplemented from time to time, the “Merger Agreement”), by and among Apollo Endosurgery, Inc. (“Apollo”), a Delaware corporation, Boston Scientific Corporation, a Delaware corporation, and Textile Merger Sub, Inc. a Delaware corporation. | Management | For | For | ||||||||||
| 2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Apollo’s named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | For | For | ||||||||||
| 3. | To adjourn the special meeting of the Apollo stockholders (the “Special Meeting”) to a later date or dates, if necessary or appropriate, including to solicit additional proxies to approve the proposal to adopt the Merger Agreement if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | ||||||||||
| MALVERN BANCORP, INC. | ||||||||||||||
| Security | 561409103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MLVF | Meeting Date | 23-Feb-2023 | |||||||||||
| ISIN | US5614091032 | Agenda | 935755908 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Howard Kent | For | For | |||||||||||
| 2 | Julia D. Corelli | For | For | |||||||||||
| 3 | Norman Feinstein | For | For | |||||||||||
| 4 | Andrew Fish | For | For | |||||||||||
| 5 | Cynthia Felzer Leitzell | For | For | |||||||||||
| 6 | Stephen P. Scartozzi | For | For | |||||||||||
| 7 | Anthony C. Weagley | For | For | |||||||||||
| 2. | To adopt a non-binding resolution to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Wolf & Company, P.C. as our independent registered public accounting firm for the fiscal year ending September 30, 2023. | Management | For | For | ||||||||||
| COUPA SOFTWARE INCORPORATED | ||||||||||||||
| Security | 22266L106 | Meeting Type | Special | |||||||||||
| Ticker Symbol | COUP | Meeting Date | 23-Feb-2023 | |||||||||||
| ISIN | US22266L1061 | Agenda | 935763335 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of December 11, 2022 (the “merger agreement”), by and among Coupa Software Incorporated, Coupa Holdings. LLC (f/k/a Project CS Parent, LLC), and Project CS Merger Sub, Inc. | Management | For | For | ||||||||||
| 2. | To approve, by advisory (non-binding) vote, the compensation that may be paid or become payable to the Company’s named executive officers in connection with the consummation of the merger. | Management | For | For | ||||||||||
| 3. | To approve any adjournment of the special meeting for the purpose of soliciting additional proxies if there are insufficient votes at the special meeting to adopt the merger agreement. | Management | For | For | ||||||||||
| ATLAS CORP. | ||||||||||||||
| Security | Y0436Q109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ATCO | Meeting Date | 24-Feb-2023 | |||||||||||
| ISIN | MHY0436Q1098 | Agenda | 935757407 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt and approve the Agreement and Plan of Merger, dated October 31, 2022 (the “Merger Agreement”), as it may be amended from time to time, by and among Atlas Corp. (the “Company”), Poseidon Acquisition Corp. (“Poseidon”) and Poseidon Merger Sub, Inc. (“Merger Sub”), and the transactions contemplated by the Merger Agreement, including the merger of Merger Sub with and into the Company, with the Company surviving as a Marshall Islands corporation and a wholly owned subsidiary of Poseidon. | Management | For | For | ||||||||||
| 2a. | Election of Director: Bing Chen | Management | For | For | ||||||||||
| 2b. | Election of Director: David Sokol | Management | For | For | ||||||||||
| 2c. | Election of Director: Lawrence Simkins | Management | For | For | ||||||||||
| 2d. | Election of Director: John C. Hsu | Management | For | For | ||||||||||
| 2e. | Election of Director: Nicholas Pitts-Tucker | Management | For | For | ||||||||||
| 2f. | Election of Director: Lawrence Chin | Management | For | For | ||||||||||
| 2g. | Election of Director: Stephen Wallace | Management | For | For | ||||||||||
| 2h. | Election of Director: Katie Wade | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of KPMG LLP, Chartered Professional Accountants, as the Company’s independent auditors for the fiscal year ending December 31, 2022. | Management | For | For | ||||||||||
| 4. | To approve the adjournment of the Annual Meeting from time to time at the discretion of the Special Committee (the “Special Committee”) of the Board of Directors (the “Board”) of the Company or the Board (acting solely in accordance with the recommendation of the Special Committee), if necessary or appropriate, including to solicit additional proxies if there are not sufficient votes to approve the proposal specified in Item 1 at the time of the Annual Meeting. | Management | For | For | ||||||||||
| HORIZON THERAPEUTICS PLC | ||||||||||||||
| Security | G46188101 | Meeting Type | Special | |||||||||||
| Ticker Symbol | HZNP | Meeting Date | 24-Feb-2023 | |||||||||||
| ISIN | IE00BQPVQZ61 | Agenda | 935761622 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Ordinary Resolution to approve the Scheme of Arrangement and authorize the directors of Horizon to take all such actions as they consider necessary or appropriate for carrying the Scheme of Arrangement into effect. | Management | For | For | ||||||||||
| 2. | Special Resolution to amend the articles of association of Horizon so that any Horizon Shares that are issued on or after the Voting Record Time to persons other than Acquirer Sub or its nominee(s) will either be subject to the terms of the Scheme of Arrangement or be immediately and automatically acquired by Acquirer Sub and/or its nominee(s) for the Scheme Consideration. | Management | For | For | ||||||||||
| 3. | Ordinary Resolution to approve, on a non-binding, advisory basis, specified compensatory arrangements between Horizon and its named executive officers relating to the Transaction. | Management | For | For | ||||||||||
| 4. | Ordinary Resolution to approve any motion by the Chairman to adjourn the EGM or any adjournments thereof, to solicit additional proxies in favor of the approval of the resolutions if there are insufficient votes at the time of the EGM to approve resolutions 1 and 2. | Management | For | For | ||||||||||
| HORIZON THERAPEUTICS PLC | ||||||||||||||
| Security | G46188111 | Meeting Type | Special | |||||||||||
| Ticker Symbol | HZNP | Meeting Date | 24-Feb-2023 | |||||||||||
| ISIN | Agenda | 935761634 - Management | ||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | That the Scheme of Arrangement in its original form or with or subject to any modification(s), addition(s) or condition(s) approved or imposed by the Irish High Court be agreed to. | Management | For | For | ||||||||||
| OPIANT PHARMACEUTICALS, INC. | ||||||||||||||
| Security | 683750103 | Meeting Type | Special | |||||||||||
| Ticker Symbol | OPNT | Meeting Date | 01-Mar-2023 | |||||||||||
| ISIN | US6837501039 | Agenda | 935756481 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To approve the Merger Agreement and thereby approve the transactions contemplated by the Merger Agreement, including the Merger. | Management | For | For | ||||||||||
| 2. | To approve, on a non-binding advisory basis, certain compensation that will or may become payable to the named executive officers of Opiant in connection with the Merger. | Management | For | For | ||||||||||
| 3. | To adjourn the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to adopt the Merger Agreement. | Management | For | For | ||||||||||
| MYOVANT SCIENCES LTD. | ||||||||||||||
| Security | G637AM102 | Meeting Type | Special | |||||||||||
| Ticker Symbol | MYOV | Meeting Date | 01-Mar-2023 | |||||||||||
| ISIN | BMG637AM1024 | Agenda | 935761444 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | A proposal to adopt and approve an Agreement and Plan of Merger, dated as of October 23, 2022 (as it may be amended from time to time in accordance with its terms, the “Merger Agreement”), and a related Statutory Merger Agreement (the “Statutory Merger Agreement”), by and among Myovant Sciences Ltd. (“Myovant”), Sumitovant Biopharma Ltd. (“Sumitovant”), Zeus Sciences Ltd. and, solely with respect to Article IX and Annex A of the Merger Agreement, Sumitomo Pharma Co., Ltd., and the transactions contemplated by Merger Agreement & Statutory Merger Agreement. | Management | For | For | ||||||||||
| 2. | A non-binding, advisory proposal to approve specified compensation that may become payable to the named executive officers of Myovant in connection with the Merger. | Management | For | For | ||||||||||
| 3. | A proposal to approve an adjournment of the special general meeting, if necessary or appropriate (as determined by Myovant after consultation in good faith with Sumitovant), to solicit additional proxies if there are insufficient votes at the time of the special general meeting to approve Proposal 1. | Management | For | For | ||||||||||
| JOHNSON CONTROLS INTERNATIONAL PLC | ||||||||||||||
| Security | G51502105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | JCI | Meeting Date | 08-Mar-2023 | |||||||||||
| ISIN | IE00BY7QL619 | Agenda | 935759590 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2024: Jean Blackwell | Management | For | For | ||||||||||
| 1b. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2024: Pierre Cohade | Management | For | For | ||||||||||
| 1c. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2024: Michael E. Daniels | Management | For | For | ||||||||||
| 1d. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2024: W. Roy Dunbar | Management | For | For | ||||||||||
| 1e. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2024: Gretchen R. Haggerty | Management | For | For | ||||||||||
| 1f. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2024: Ayesha Khanna | Management | For | For | ||||||||||
| 1g. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2024: Simone Menne | Management | For | For | ||||||||||
| 1h. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2024: George R. Oliver | Management | For | For | ||||||||||
| 1i. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2024: Jürgen Tinggren | Management | For | For | ||||||||||
| 1j. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2024: Mark Vergnano | Management | For | For | ||||||||||
| 1k. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2024: John D. Young | Management | For | For | ||||||||||
| 2.a | To ratify the appointment of PricewaterhouseCoopers LLP as the independent auditors of the Company. | Management | For | For | ||||||||||
| 2.b | To authorize the Audit Committee of the Board of Directors to set the auditors’ remuneration. | Management | For | For | ||||||||||
| 3. | To authorize the Company and/or any subsidiary of the Company to make market purchases of Company shares. | Management | For | For | ||||||||||
| 4. | To determine the price range at which the Company can re-allot shares that it holds as treasury shares (Special Resolution). | Management | For | For | ||||||||||
| 5. | To approve, in a non-binding advisory vote, the compensation of the named executive officers. | Management | For | For | ||||||||||
| 6. | To approve, in a non-binding advisory vote, the frequency of the non-binding advisory vote on the compensation of the named executive officers. | Management | 1 Year | For | ||||||||||
| 7. | To approve the Directors’ authority to allot shares up to approximately 20% of issued share capital. | Management | For | For | ||||||||||
| 8. | To approve the waiver of statutory preemption rights with respect to up to 5% of the issued share capital (Special Resolution). | Management | Against | Against | ||||||||||
| WAERTSILAE CORPORATION | ||||||||||||||
| Security | X98155116 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 09-Mar-2023 | ||||||||||||
| ISIN | FI0009003727 | Agenda | 716615565 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||||
| CMMT | A POWER OF ATTORNEY (POA) IS REQUIRED TO APPOINT A REPRESENTATIVE TO ATTEND-THE MEETING AND LODGE YOUR VOTING INSTRUCTIONS. IF YOU APPOINT A FINNISH SUB- CUSTODIAN BANK, NO POA IS REQUIRED (UNLESS THE SHAREHOLDER IS FINNISH) | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||||
| 1 | OPEN MEETING | Non-Voting | ||||||||||||
| 2 | CALL THE MEETING TO ORDER | Non-Voting | ||||||||||||
| 3 | DESIGNATE INSPECTOR OR SHAREHOLDER REPRESENTATIVE(S) OF MINUTES OF MEETING | Non-Voting | ||||||||||||
| 4 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | ||||||||||||
| 5 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | ||||||||||||
| 6 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | ||||||||||||
| 7 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||||
| 8 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.26 PER SHARE | Management | No Action | |||||||||||
| 9 | APPROVE DISCHARGE OF BOARD AND PRESIDENT | Management | No Action | |||||||||||
| 10 | APPROVE REMUNERATION REPORT (ADVISORY VOTE) | Management | No Action | |||||||||||
| 11 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF EUR 200,000 FOR CHAIRMAN, EUR 105,000 FOR VICE CHAIRMAN, AND EUR 80,000 FOR OTHER DIRECTORS; APPROVE MEETING FEES; APPROVE REMUNERATION FOR COMMITTEE WORK | Management | No Action | |||||||||||
| 12 | FIX NUMBER OF DIRECTORS AT EIGHT | Management | No Action | |||||||||||
| 13 | REELECT KAREN BOMBA, MORTEN H. ENGELSTOFT, KARIN FALK, JOHAN FORSSELL, TOM JOHNSTONE (CHAIR), MATS RAHMSTROM AND TIINA TUOMELA AS DIRECTORS; ELECT MIKA VEHVILAINEN (VICE-CHAIR) AS DIRECTOR | Management | No Action | |||||||||||
| 14 | APPROVE REMUNERATION OF AUDITORS | Management | No Action | |||||||||||
| 15 | RATIFY PRICEWATERHOUSECOOPERS AS AUDITORS | Management | No Action | |||||||||||
| 16 | AUTHORIZE SHARE REPURCHASE PROGRAM | Management | No Action | |||||||||||
| 17 | APPROVE ISSUANCE OF UP TO 57 MILLION SHARES WITHOUT PREEMPTIVE RIGHTS | Management | No Action | |||||||||||
| 18 | CLOSE MEETING | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| NATIONAL FUEL GAS COMPANY | ||||||||||||||
| Security | 636180101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NFG | Meeting Date | 09-Mar-2023 | |||||||||||
| ISIN | US6361801011 | Agenda | 935760000 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | David C. Carroll | For | For | |||||||||||
| 2 | Steven C. Finch | For | For | |||||||||||
| 3 | Joseph N. Jaggers | For | For | |||||||||||
| 4 | Jeffrey W. Shaw | For | For | |||||||||||
| 5 | Thomas E. Skains | For | For | |||||||||||
| 6 | David F. Smith | For | For | |||||||||||
| 7 | Ronald J. Tanski | For | For | |||||||||||
| 2. | Advisory approval of named executive officer compensation. | Management | For | For | ||||||||||
| 3. | Advisory vote on the frequency of future “Say-on-Pay” votes. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for fiscal 2023. | Management | For | For | ||||||||||
| IAA, INC. | ||||||||||||||
| Security | 449253103 | Meeting Type | Special | |||||||||||
| Ticker Symbol | IAA | Meeting Date | 14-Mar-2023 | |||||||||||
| ISIN | US4492531037 | Agenda | 935766785 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | IAA Merger Proposal: To adopt the Agreement and Plan of Merger and Reorganization, dated as of November 7, 2022 (as amended, the “merger agreement”), by and among Ritchie Bros. Auctioneers Incorporated, Ritchie Bros. Holdings Inc., Impala Merger Sub I, LLC, Impala Merger Sub II, LLC and IAA, Inc. (“IAA”), and thereby approve the transactions contemplated by the merger agreement. | Management | For | For | ||||||||||
| 2. | IAA Compensation Proposal: To approve, on a non- binding advisory basis, the compensation that may be paid or become payable to named executive officers of IAA that is based on or otherwise relates to the merger agreement and the transactions contemplated by the merger agreement. | Management | For | For | ||||||||||
| 3. | IAA Adjournment Proposal: To approve the adjournment of the IAA special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the IAA special meeting to approve the IAA merger proposal. | Management | For | For | ||||||||||
| AEROJET ROCKETDYNE HOLDINGS, INC. | ||||||||||||||
| Security | 007800105 | Meeting Type | Special | |||||||||||
| Ticker Symbol | AJRD | Meeting Date | 16-Mar-2023 | |||||||||||
| ISIN | US0078001056 | Agenda | 935767220 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To approve and adopt the Agreement and Plan of Merger, dated as of December 17, 2022 (as amended, modified or supplemented from time to time, the “Merger Agreement”), by and among Aerojet Rocketdyne, L3Harris and Merger Sub (the “Merger Proposal”). | Management | For | For | ||||||||||
| 2. | To approve, on an advisory (non-binding) basis, certain compensation that may be paid or become payable to Aerojet Rocketdyne’s named executive officers in connection with the Merger, the value of which is disclosed in the table in the section of the proxy statement entitled “The Merger - Interests of Aerojet Rocketdyne’s Directors and Executive Officers in the Merger - Quantification of Payments” (the “Compensation Proposal”). | Management | For | For | ||||||||||
| 3. | To approve the adjournment of the Special Meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the Merger Proposal or in the absence of a quorum (the “Adjournment Proposal”). | Management | For | For | ||||||||||
| VALMET CORP | ||||||||||||||
| Security | X96478114 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 22-Mar-2023 | ||||||||||||
| ISIN | FI4000074984 | Agenda | 716640784 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||||
| CMMT | A POWER OF ATTORNEY (POA) IS REQUIRED TO APPOINT A REPRESENTATIVE TO ATTEND-THE MEETING AND LODGE YOUR VOTING INSTRUCTIONS. IF YOU APPOINT A FINNISH SUB- CUSTODIAN BANK, NO POA IS REQUIRED (UNLESS THE SHAREHOLDER IS FINNISH) | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| 1 | OPENING OF THE MEETING | Non-Voting | ||||||||||||
| 2 | CALLING THE MEETING TO ORDER | Non-Voting | ||||||||||||
| 3 | ELECTION OF THE PERSON TO SCRUTINIZE THE MINUTES AND TO VERIFY THE COUNTING-OF THE VOTES | Non-Voting | ||||||||||||
| 4 | RECORDING THE LEGALITY OF THE MEETING | Non-Voting | ||||||||||||
| 5 | RECORDING THE ATTENDANCE AT THE MEETING AND ADOPTION OF THE LIST OF VOTES | Non-Voting | ||||||||||||
| 6 | PRESENTATION OF THE FINANCIAL STATEMENTS, THE CONSOLIDATED FINANCIAL-STATEMENTS, THE REPORT OF THE BOARD OF DIRECTORS AND THE AUDITOR’S REPORT FOR-THE YEAR 2022 | Non-Voting | ||||||||||||
| 7 | ADOPTION OF THE FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS | Management | No Action | |||||||||||
| 8 | RESOLUTION ON THE USE OF THE PROFIT SHOWN ON THE BALANCE SHEET AND THE PAYMENT OF DIVIDENDS: THE COMPANY’S DISTRIBUTABLE EQUITY AS AT DECEMBER 31, 2022 TOTALED EUR 1,453,506,822.23, OF WHICH THE NET PROFIT FOR THE YEAR 2022 WAS EUR 309,501,276.62. THE BOARD OF DIRECTORS PROPOSES TO THE ANNUAL GENERAL MEETING THAT A DIVIDEND OF EUR 1,30 PER SHARE BE PAID BASED ON THE BALANCE SHEET TO BE ADOPTED FOR THE FINANCIAL YEAR WHICH ENDED DECEMBER 31, 2022 AND THE REMAINING PART OF PROFIT BE RETAINED AND CARRIED FURTHER IN THE COMPANY’S UNRESTRICTED EQUITY | Management | No Action | |||||||||||
| 9 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT AND CEO FROM LIABILITY | Management | No Action | |||||||||||
| 10 | PRESENTATION OF THE REMUNERATION REPORT FOR GOVERNING BODIES | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE THAT RESOLUTIONS 11 TO 13 ARE PROPOSED BY NOMINATION BOARD AND-BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING- INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | ||||||||||||
| 11 | RESOLUTION ON REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 12 | RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS: VALMET’S NOMINATION BOARD PROPOSES TO THE ANNUAL GENERAL MEETING, THAT THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS FOR THE TERM EXPIRING AT THE CLOSE OF THE ANNUAL GENERAL MEETING 2024 BE EIGHT (8) | Management | No Action | |||||||||||
| 13 | ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS: ALMET’S NOMINATION BOARD PROPOSES TO THE ANNUAL GENERAL MEETING, THAT AARO CANTELL, JAAKKO ESKOLA, ANU HAMALAINEN, PEKKA KEMPPAINEN, PER LINDBERG, MONIKA MAURER, MIKAEL MAKINEN, AND ERIIKKA SODERSTROM BE RE-ELECTED AS BOARD MEMBERS, AND MIKAEL MAKINEN BE RE-ELECTED AS THE CHAIRMAN OF THE BOARD AND JAAKKO ESKOLA BE RE-ELECTED AS THE VICE-CHAIRMAN OF THE BOARD FOR THE TERM EXPIRING AT THE CLOSE OF THE ANNUAL GENERAL MEETING 2024 | Management | No Action | |||||||||||
| 14 | RESOLUTION ON REMUNERATION OF THE AUDITOR | Management | No Action | |||||||||||
| 15 | ELECTION OF THE AUDITOR: BASED ON THE PROPOSAL OF THE AUDIT COMMITTEE, THE BOARD OF DIRECTORS PROPOSES TO THE ANNUAL GENERAL MEETING THAT AUDIT FIRM PRICEWATERHOUSECOOPERS OY BE RE-ELECTED AUDITOR OF THE COMPANY. PRICEWATERHOUSECOOPERS OY HAS STATED THAT MR. PASI KARPPINEN, APA, WILL ACT AS THE RESPONSIBLE AUDITOR | Management | No Action | |||||||||||
| 16 | AUTHORIZING THE BOARD OF DIRECTORS TO RESOLVE ON THE REPURCHASE OF THE COMPANY’S OWN SHARES | Management | No Action | |||||||||||
| 17 | AUTHORIZING THE BOARD OF DIRECTORS TO RESOLVE ON THE ISSUANCE OF SHARES AS WELL AS THE ISSUANCE OF SPECIAL RIGHTS ENTITLING TO SHARES | Management | No Action | |||||||||||
| 18 | CLOSING OF THE MEETING | Non-Voting | ||||||||||||
| AMRYT PHARMA PLC | ||||||||||||||
| Security | 03217L106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AMYT | Meeting Date | 22-Mar-2023 | |||||||||||
| ISIN | US03217L1061 | Agenda | 935768690 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| C1. | Voting “For” or “Against” the proposed scheme of arrangement (the “Scheme”). | Management | For | For | ||||||||||
| G1. | THAT, for the purpose of giving effect to the scheme of arrangement dated February 16, 2023 between the Company and the holders of Scheme Shares (as defined in such scheme of arrangement), a print of which has been produced to this meeting and for the purposes of identification signed by the chairman of this meeting, in its original form or with or subject to any modification, addition, or condition as may be agreed from time to time (including, for the avoidance of doubt, after the date ...(Due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||||
| MAGNET FORENSICS INC. | ||||||||||||||
| Security | 55940P101 | Meeting Type | Contested-Special | |||||||||||
| Ticker Symbol | MAGTF | Meeting Date | 23-Mar-2023 | |||||||||||
| ISIN | CA55940P1018 | Agenda | 935769870 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| 1 | To consider and, if deemed advisable, to pass, with or without variation, the special resolution, the full text of which is set forth in Appendix “B” to Magnet Forensics Inc.’s management information circular dated February 16, 2023 (the “Circular”) to approve a statutory plan of arrangement pursuant to Section 182 of the Business Corporations Act (Ontario) whereby, among other things, Morpheus Purchaser Inc. will acquire all of the issued and outstanding subordinate voting shares and multiple voting shares in the capital of the Company, all as more particularly described in the Circular. | Management | For | For | ||||||||||
| DUCK CREEK TECHNOLOGIES, INC. | ||||||||||||||
| Security | 264120106 | Meeting Type | Special | |||||||||||
| Ticker Symbol | DCT | Meeting Date | 28-Mar-2023 | |||||||||||
| ISIN | US2641201064 | Agenda | 935775114 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| 1. | Proposal to adopt the Agreement and Plan of Merger, dated as of January 8, 2023, by and among Disco Parent, LLC (“Parent”), Disco Merger Sub, Inc., a direct, wholly owned subsidiary of Parent, and Duck Creek Technologies, Inc. (“Duck Creek”). | Management | For | For | ||||||||||
| 2. | Non-binding, advisory proposal to approve compensation that will or may become payable by Duck Creek to its named executive officers in connection with the merger. | Management | For | For | ||||||||||
| ATLAS TECHNICAL CONSULTANTS, INC. | ||||||||||||||
| Security | 049430101 | Meeting Type | Special | |||||||||||
| Ticker Symbol | ATCX | Meeting Date | 29-Mar-2023 | |||||||||||
| ISIN | US0494301015 | Agenda | 935773071 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| 1. | To approve and adopt the Agreement and Plan of Merger, dated as of January 30, 2023 (as it may be amended from time to time, the “Merger Agreement”), by and among Atlas Technical Consultants, Inc. (the “Company”), GI Apple Midco LLC and GI Apple Merger Sub LLC (“Merger Sub”), pursuant to which Merger Sub will be merged with and into the Company (the “Merger”), with the Company surviving the Merger. | Management | For | For | ||||||||||
| 2. | To approve the adjournment from time to time of the Special Meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the proposal to approve and adopt the Merger Agreement. | Management | For | For | ||||||||||
| OAK STREET HEALTH, INC. | ||||||||||||||
| Security | 67181A107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | OSH | Meeting Date | 29-Mar-2023 | |||||||||||
| ISIN | US67181A1079 | Agenda | 935783705 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director: Dr. Regina Benjamin | Management | For | For | ||||||||||
| 1.2 | Election of Director: Cheryl Dorsey | Management | For | For | ||||||||||
| 1.3 | Election of Director: Julie Klapstein | Management | For | For | ||||||||||
| 1.4 | Election of Director: Geoffrey Price | Management | For | For | ||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as Oak Street Health, Inc.’s independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | ||||||||||
| 3. | To approve, by an advisory vote, the compensation of Oak Street Health, Inc.’s named executive officers, as disclosed in the proxy statement. | Management | For | For | ||||||||||
| CHR. HANSEN HOLDING A/S | ||||||||||||||
| Security | K1830B107 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | CHYHY | Meeting Date | 30-Mar-2023 | |||||||||||
| ISIN | DK0060227585 | Agenda | 716757820 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| CMMT | VOTING INSTRUCTIONS FOR MOST MEETINGS ARE CAST BY THE REGISTRAR IN ACCORDANCE-WITH YOUR VOTING INSTRUCTIONS. FOR THE SMALL NUMBER OF MEETINGS WHERE THERE-IS NO REGISTRAR, YOUR VOTING INSTRUCTIONS WILL BE CAST BY THE CHAIRMAN OF THE-BOARD (OR A BOARD MEMBER) AS PROXY. THE CHAIRMAN (OR A BOARD MEMBER) MAY-CHOOSE TO ONLY CAST PRO-MANAGEMENT VOTING INSTRUCTIONS. TO GUARANTEE YOUR-VOTING INSTRUCTIONS AGAINST MANAGEMENT ARE CAST, YOU MAY SUBMIT A REQUEST TO-ATTEND THE MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION-SERVICES FOR AN ADDED FEE, IF REQUESTED. | Non-Voting | ||||||||||||
| CMMT | SPLIT AND PARTIAL VOTING IS NOT AUTHORIZED FOR A BENEFICIAL OWNER IN THE-DANISH MARKET. | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
| 1 | RESOLUTION TO ADOPT THE IMPLEMENTATION OF A STATUTORY MERGER OF CHR. HANSEN AND NOVOZYMES A/S IN ACCORDANCE WITH THE MERGER PLAN OF DECEMBER 12, 2022 | Management | No Action | |||||||||||
| 2 | RESOLUTION TO APPROVE TRANSACTION SPECIFIC INDEMNIFICATION OF MANAGEMENT AND RELEVANT EMPLOYEES | Management | No Action | |||||||||||
| 3 | CHANGE OF THE FINANCIAL YEAR OF CHR. HANSEN | Management | No Action | |||||||||||
| 4 | ADJUSTMENT OF BOARD REMUNERATION DUE TO PROPOSED MERGER AND CHANGE OF THE FINANCIAL YEAR | Management | No Action | |||||||||||
| 5 | AUTHORISATION TO THE CHAIR OF THE EXTRAORDINARY GENERAL MEETING | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE | Non-Voting | ||||||||||||
| EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | ||||||||||||||
| CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||||
| CMMT | 09 MAR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| CMMT | 09 MAR 2023: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| PHAROL SGPS, SA | ||||||||||||||
| Security | X6454E135 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | PHR | Meeting Date | 31-Mar-2023 | |||||||||||
| ISIN | PTPTC0AM0009 | Agenda | 716762340 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS, AS PROVIDED BY YOUR- CUSTODIAN BANK, THROUGH DECLARATIONS OF PARTICIPATION AND VOTING. PORTUGUESE-LAW DOES NOT PERMIT BENEFICIAL OWNERS TO VOTE INCONSISTENTLY ACROSS THEIR-HOLDINGS. OPPOSING VOTES MAY BE REJECTED BY THE ISSUER. | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 18 APR 2023. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | Non-Voting | ||||||||||||
| 1 | TO RESOLVE ON THE MANAGEMENT REPORT, BALANCE SHEET AND ACCOUNTS FOR THE YEAR 2022 | Management | No Action | |||||||||||
| 2 | TO RESOLVE ON THE CONSOLIDATED MANAGEMENT REPORT, BALANCE SHEET AND ACCOUNTS FOR THE YEAR 2022 | Management | No Action | |||||||||||
| 3 | TO RESOLVE ON THE PROPOSAL FOR APPLICATION OF PROFITS | Management | No Action | |||||||||||
| 4 | TO RESOLVE ON A GENERAL APPRAISAL OF THE COMPANY’S MANAGEMENT AND SUPERVISION | Management | No Action | |||||||||||
| 5 | TO RESOLVE ON THE ACQUISITION AND DISPOSITION OF OWN SHARES | Management | No Action | |||||||||||
| 6 | TO RESOLVE ON THE STATEMENT OF THE COMPENSATION COMMITTEE ON THE REMUNERATION POLICY FOR THE MEMBERS OF THE MANAGEMENT AND SUPERVISORY BODIES OF THE COMPANY | Management | No Action | |||||||||||
| CMMT | 13 MAR 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER | Non-Voting | ||||||||||||
| WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||||
| CMMT | 13 MAR 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||||
| CMMT | 13 MAR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| CMMT | 13 MAR 2023: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| ROVIO ENTERTAINMENT CORP | ||||||||||||||
| Security | X7S6CG107 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 03-Apr-2023 | ||||||||||||
| ISIN | FI4000266804 | Agenda | 716766172 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION. | Non-Voting | ||||||||||||
| CMMT | A POWER OF ATTORNEY (POA) IS REQUIRED TO APPOINT A REPRESENTATIVE TO ATTEND-THE MEETING AND LODGE YOUR VOTING INSTRUCTIONS. IF YOU APPOINT A FINNISH SUB- CUSTODIAN BANK, NO POA IS REQUIRED (UNLESS THE SHAREHOLDER IS FINNISH). | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
| 1 | OPEN MEETING | Non-Voting | ||||||||||||
| 2 | CALL THE MEETING TO ORDER | Non-Voting | ||||||||||||
| 3 | DESIGNATE INSPECTOR OR SHAREHOLDER REPRESENTATIVE(S) OF MINUTES OF MEETING | Non-Voting | ||||||||||||
| 4 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | ||||||||||||
| 5 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | ||||||||||||
| 6 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | ||||||||||||
| 7 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||||
| 8 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.13 PER SHARE | Management | No Action | |||||||||||
| 9 | APPROVE DISCHARGE OF BOARD AND PRESIDENT | Management | No Action | |||||||||||
| 10 | APPROVE REMUNERATION REPORT (ADVISORY VOTE) | Management | No Action | |||||||||||
| 11 | APPROVE MONTHLY REMUNERATION OF DIRECTORS IN THE AMOUNT OF EUR 9,500 FOR CHAIRMAN, EUR 7,500 FOR VICE CHAIRMAN AND EUR 5,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK | Management | No Action | |||||||||||
| 12 | FIX NUMBER OF DIRECTORS AT SIX | Management | No Action | |||||||||||
| 13 | REELECT NIKLAS HED, CAMILLA HED-WILSON, KIM IGNATIUS (CHAIR), BJORN JEFFERY (VICE CHAIR) AND LANGER LEE AS DIRECTORS; ELECT HENNA MAKINEN AS NEW DIRECTOR | Management | No Action | |||||||||||
| 14 | APPROVE REMUNERATION OF AUDITORS | Management | No Action | |||||||||||
| 15 | RATIFY ERNST & YOUNG AS AUDITORS | Management | No Action | |||||||||||
| 16 | AUTHORIZE SHARE REPURCHASE PROGRAM | Management | No Action | |||||||||||
| 17 | APPROVE ISSUANCE AND CONVEYANCE OF SHARES WITHOUT PREEMPTIVE RIGHTS | Management | No Action | |||||||||||
| 18 | CLOSE MEETING | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| MCKESSON EUROPE AG | ||||||||||||||
| Security | D5347G101 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 06-Apr-2023 | ||||||||||||
| ISIN | DE000CLS1001 | Agenda | 716718551 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | ||||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | ||||||||||||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS | Non-Voting | ||||||||||||
| HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | ||||||||||||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER’S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||||
| 1 | RESOLUTION ON THE TRANSFER OF THE SHARES HELD BY THE MINORITY SHAREHOLDERS OF MCKESSON EUROPE AG TO MCKESSON EUROPE HOLDINGS GMBH CO. KGAA BASED IN STUTTGART (MAJOR SHAREHOLDER) IN RETURN FOR AN APPROPRIATE CASH SETTLEMENT IN ACCORDANCE WITH ARTICLES 78 CLAUSE 1, 62 PARAGRAPH 5 UMWG, 327A FF. AKTG (MERGER SQUEEZE-OUT) | Management | No Action | |||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 27 FEB 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED | Non-Voting | ||||||||||||
| AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||||
| CMMT | 27 FEB 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||||
| CMMT | 27 FEB 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| KONINKLIJKE KPN NV | ||||||||||||||
| Security | N4297B146 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 12-Apr-2023 | ||||||||||||
| ISIN | NL0000009082 | Agenda | 716732272 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
| 1. | OPENING AND ANNOUNCEMENTS | Non-Voting | ||||||||||||
| 2. | REPORT BY THE BOARD OF MANAGEMENT FOR THE FISCAL YEAR 2022 | Non-Voting | ||||||||||||
| 3. | PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4. | PROPOSAL TO APPROVE THE REMUNERATION REPORT FOR THE FISCAL YEAR 2022 (ADVISORY VOTE) | Management | No Action | |||||||||||
| 5. | EXPLANATION OF THE FINANCIAL AND DIVIDEND POLICY | Non-Voting | ||||||||||||
| 6. | PROPOSAL TO DETERMINE THE DIVIDEND OVER THE FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 7. | PROPOSAL TO DISCHARGE THE MEMBERS OF THE BOARD OF MANAGEMENT FROM LIABILITY | Management | No Action | |||||||||||
| 8. | PROPOSAL TO DISCHARGE THE MEMBERS OF THE SUPERVISORY BOARD FROM LIABILITY | Management | No Action | |||||||||||
| 9. | PROPOSAL TO APPOINT THE EXTERNAL AUDITOR FOR THE FISCAL YEAR 2024 | Management | No Action | |||||||||||
| 10. | OPPORTUNITY TO MAKE RECOMMENDATIONS FOR THE APPOINTMENT OF MEMBERS OF THE- SUPERVISORY BOARD | Non-Voting | ||||||||||||
| 11. | PROPOSAL TO REAPPOINT MRS. J.C.M. SAP AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 12. | PROPOSAL TO APPOINT MR. B.J. NOTEBOOM AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 13. | PROPOSAL TO APPOINT MR. F. HEEMSKERK AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 14. | PROPOSAL TO APPOINT MR. H.H.J. DIJKHUIZEN AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 15. | PROPOSAL TO AUTHORIZE THE BOARD OF MANAGEMENT TO RESOLVE THAT THE COMPANY MAY ACQUIRE ITS OWN SHARES | Management | No Action | |||||||||||
| 16. | PROPOSAL TO REDUCE THE CAPITAL BY CANCELLING OWN SHARES | Management | No Action | |||||||||||
| 17. | PROPOSAL TO DESIGNATE THE BOARD OF MANAGEMENT AS THE COMPETENT BODY TO ISSUE ORDINARY SHARES | Management | No Action | |||||||||||
| 18. | PROPOSAL TO DESIGNATE THE BOARD OF MANAGEMENT AS THE COMPETENT BODY TO RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS UPON ISSUING ORDINARY SHARES | Management | No Action | |||||||||||
| 19. | ANY OTHER BUSINESS | Non-Voting | ||||||||||||
| 20. | VOTING RESULTS AND CLOSURE OF THE MEETING | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| LENNAR CORPORATION | ||||||||||||||
| Security | 526057302 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LENB | Meeting Date | 12-Apr-2023 | |||||||||||
| ISIN | US5260573028 | Agenda | 935769159 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Amy Banse | Management | Abstain | Against | ||||||||||
| 1b. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Rick Beckwitt | Management | Abstain | Against | ||||||||||
| 1c. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Tig Gilliam | Management | Abstain | Against | ||||||||||
| 1d. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Sherrill W. Hudson | Management | Abstain | Against | ||||||||||
| 1e. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Jonathan M. Jaffe | Management | Abstain | Against | ||||||||||
| 1f. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Sidney Lapidus | Management | Abstain | Against | ||||||||||
| 1g. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Teri P. McClure | Management | Abstain | Against | ||||||||||
| 1h. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Stuart Miller | Management | Abstain | Against | ||||||||||
| 1i. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Armando Olivera | Management | Abstain | Against | ||||||||||
| 1j. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Jeffrey Sonnenfeld | Management | Abstain | Against | ||||||||||
| 2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | Approval, on an advisory basis, of the frequency of the stockholder vote on the compensation of our named executive officers. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending November 30, 2023. | Management | For | For | ||||||||||
| 5. | Vote on a stockholder proposal regarding the elimination of our dual-class common stock voting structure. | Shareholder | Against | For | ||||||||||
| IVECO GROUP N.V. | ||||||||||||||
| Security | N47017103 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | IVCGF | Meeting Date | 14-Apr-2023 | |||||||||||
| ISIN | NL0015000LU4 | Agenda | 716743732 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
| 0010 | ADOPTION OF THE 2022 ANNUAL FINANCIAL STATEMENTS | Management | No Action | |||||||||||
| 0020 | REMUNERATION REPORT FOR THE FINANCIAL YEAR 2022 (ADVISORY VOTE) | Management | No Action | |||||||||||
| 0030 | RELEASE FROM LIABILITY OF THE EXECUTIVE DIRECTORS | Management | No Action | |||||||||||
| 0040 | RELEASE FROM LIABILITY OF THE NON-EXECUTIVE DIRECTORS | Management | No Action | |||||||||||
| 0050 | RE-APPOINTMENT OF SUZANNE HEYWOOD AS AN EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 0060 | RE-APPOINTMENT OF GERRIT MARX AS AN EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 0070 | RE-APPOINTMENT OF TUFAN ERGINBILGIC AS A NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 0080 | RE-APPOINTMENT OF ESSIMARI KAIRISTO AS A NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 0090 | RE-APPOINTMENT OF LINDA KNOLL AS A NON- EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 0100 | RE-APPOINTMENT OF ALESSANDRO NASI AS A NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 0110 | RE-APPOINTMENT OF OLOF PERSSON AS A NON- EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 0120 | RE-APPOINTMENT OF BENOIT RIBADEAU-DUMAS AS A NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 0130 | RE-APPOINTMENT OF LORENZO SIMONELLI AS A NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 0140 | AUTHORIZATION TO THE BOARD TO BUY-BACK COMMON SHARES | Management | No Action | |||||||||||
| CMMT | 28 MAR 2023: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 28 MAR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| CNH INDUSTRIAL N V | ||||||||||||||
| Security | N20944109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CNHI | Meeting Date | 14-Apr-2023 | |||||||||||
| ISIN | NL0010545661 | Agenda | 935776166 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 2b. | Adoption of the 2022 Annual Financial Statements | Management | For | For | ||||||||||
| 2c. | Proposal of a dividend for 2022 of €0.36 per common share | Management | For | For | ||||||||||
| 2d. | Proposal to discharge the executive directors and the non- executive directors for the performance of his or her duties in 2022 | Management | For | For | ||||||||||
| 3a. | Application of the remuneration policy in 2022 | Management | For | For | ||||||||||
| 3b. | Proposal to approve the plan to grant rights to subscribe for common shares to executive directors under equity incentive plans | Management | For | For | ||||||||||
| 4a. | Re-appointment of Suzanne Heywood | Management | For | For | ||||||||||
| 4b. | Re-appointment of Scott W. Wine | Management | For | For | ||||||||||
| 4c. | Re-appointment of Howard W. Buffett | Management | For | For | ||||||||||
| 4d. | Re-appointment of Karen Linehan | Management | For | For | ||||||||||
| 4e. | Re-appointment of Alessandro Nasi | Management | For | For | ||||||||||
| 4f. | Re-appointment of Vagn Sørensen | Management | For | For | ||||||||||
| 4g. | Re-appointment of Åsa Tamsons | Management | For | For | ||||||||||
| 4h. | Appointment of Elizabeth Bastoni | Management | For | For | ||||||||||
| 4i. | Appointment of Richard J. Kramer | Management | For | For | ||||||||||
| 5a. | Authorization to issue shares and/or grant rights to subscribe for shares | Management | For | For | ||||||||||
| 5b. | Authorization to limit or exclude pre-emptive rights | Management | For | For | ||||||||||
| 5c. | Authorization to issue special voting shares | Management | For | For | ||||||||||
| 5d. | Authorization to repurchase own shares | Management | For | For | ||||||||||
| 6. | Proposal to re-appoint Deloitte Accountants B.V. as the independent auditor of the Company for the 2024 financial year | Management | For | For | ||||||||||
| CNH INDUSTRIAL N V | ||||||||||||||
| Security | N20944109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CNHI | Meeting Date | 14-Apr-2023 | |||||||||||
| ISIN | NL0010545661 | Agenda | 935792766 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 2b. | Adoption of the 2022 Annual Financial Statements | Management | For | For | ||||||||||
| 2c. | Proposal of a dividend for 2022 of €0.36 per common share | Management | For | For | ||||||||||
| 2d. | Proposal to discharge the executive directors and the non- executive directors for the performance of his or her duties in 2022 | Management | For | For | ||||||||||
| 3a. | Application of the remuneration policy in 2022 | Management | For | For | ||||||||||
| 3b. | Proposal to approve the plan to grant rights to subscribe for common shares to executive directors under equity incentive plans | Management | For | For | ||||||||||
| 4a. | Re-appointment of Suzanne Heywood | Management | For | For | ||||||||||
| 4b. | Re-appointment of Scott W. Wine | Management | For | For | ||||||||||
| 4c. | Re-appointment of Howard W. Buffett | Management | For | For | ||||||||||
| 4d. | Re-appointment of Karen Linehan | Management | For | For | ||||||||||
| 4e. | Re-appointment of Alessandro Nasi | Management | For | For | ||||||||||
| 4f. | Re-appointment of Vagn Sørensen | Management | For | For | ||||||||||
| 4g. | Re-appointment of Åsa Tamsons | Management | For | For | ||||||||||
| 4h. | Appointment of Elizabeth Bastoni | Management | For | For | ||||||||||
| 4i. | Appointment of Richard J. Kramer | Management | For | For | ||||||||||
| 5a. | Authorization to issue shares and/or grant rights to subscribe for shares | Management | For | For | ||||||||||
| 5b. | Authorization to limit or exclude pre-emptive rights | Management | For | For | ||||||||||
| 5c. | Authorization to issue special voting shares | Management | For | For | ||||||||||
| 5d. | Authorization to repurchase own shares | Management | For | For | ||||||||||
| 6. | Proposal to re-appoint Deloitte Accountants B.V. as the independent auditor of the Company for the 2024 financial year | Management | For | For | ||||||||||
| LEE ENTERPRISES, INCORPORATED | ||||||||||||||
| Security | 523768406 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LEE | Meeting Date | 18-Apr-2023 | |||||||||||
| ISIN | US5237684064 | Agenda | 935772904 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | David T. Pearson | For | For | |||||||||||
| 2 | Margaret R. Liberman | For | For | |||||||||||
| 3 | Brent Magid | For | For | |||||||||||
| 2. | Approve, by non-binding vote, the Company’s compensation of its Named Executive Officers (“Say-On- Pay” vote). | Management | For | For | ||||||||||
| 3. | Advisory vote on the frequency of the advisory votes to approve Named Executive Officer compensation (“Say- On-Frequency” vote). | Management | 1 Year | For | ||||||||||
| TREAN INSURANCE GROUP, INC. | ||||||||||||||
| Security | 89457R101 | Meeting Type | Special | |||||||||||
| Ticker Symbol | TIG | Meeting Date | 18-Apr-2023 | |||||||||||
| ISIN | US89457R1014 | Agenda | 935789478 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of December 15, 2022 (as it may be amended from time to time, the “Merger Agreement”), by and among Trean Insurance Group, Inc. (“Trean”), Treadstone Parent Inc. (“Parent”), and Treadstone Merger Sub Inc. (“Merger Sub”), and approve the merger of Merger Sub with and into Trean, with Trean surviving the merger as a wholly- owned subsidiary of Parent, and the other transactions contemplated by the Merger Agreement (the “Merger Agreement Proposal”). | Management | For | For | ||||||||||
| 2. | To approve one or more adjournments of the Special Meeting from time to time, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the Merger Agreement Proposal or to seek a quorum if one is not initially obtained. | Management | For | For | ||||||||||
| MAXAR TECHNOLOGIES INC. | ||||||||||||||
| Security | 57778K105 | Meeting Type | Special | |||||||||||
| Ticker Symbol | MAXR | Meeting Date | 19-Apr-2023 | |||||||||||
| ISIN | US57778K1051 | Agenda | 935791170 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of December 15, 2022, by and among Maxar Technologies Inc., Galileo Parent, Inc., Galileo Bidco, Inc. and, solely for the purposes set forth therein, Galileo Topco, Inc., as it may be amended from time to time (the “Merger Agreement”). | Management | For | For | ||||||||||
| 2. | To approve, on an advisory (nonbinding) basis, the compensation that may be paid or become payable to named executive officers of Maxar Technologies Inc. that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | For | For | ||||||||||
| 3. | To approve any adjournment of the Special Meeting of Stockholders of Maxar Technologies Inc. (the “Special Meeting”), if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | ||||||||||
| ARGO GROUP INTERNATIONAL HOLDINGS, LTD. | ||||||||||||||
| Security | G0464B107 | Meeting Type | Special | |||||||||||
| Ticker Symbol | ARGO | Meeting Date | 19-Apr-2023 | |||||||||||
| ISIN | BMG0464B1072 | Agenda | 935795041 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Proposal to approve the merger agreement, the statutory merger agreement required in accordance with Section 105 of the Bermuda Companies Act 1981, as amended, and the merger. | Management | For | For | ||||||||||
| 2. | Proposal on an advisory (non-binding) basis, to approve the compensation that may be paid or become payable to Argo Group’s named executive officers that is based on or otherwise relates to the merger, as described in the proxy statement. | Management | For | For | ||||||||||
| 3. | Proposal to approve an adjournment of the special general meeting, if necessary or appropriate, to solicit additional proxies, in the event that there are insufficient votes to approve Proposal 1 at the special general meeting. | Management | For | For | ||||||||||
| ALERION CLEANPOWER | ||||||||||||||
| Security | T0235S104 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 20-Apr-2023 | ||||||||||||
| ISIN | IT0004720733 | Agenda | 716769534 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
| 0010 | APPROVAL OF THE BALANCE SHEET AS OF 31 DECEMBER 2022. BOARD OF DIRECTORS’ REPORT ON MANAGEMENT, INTERNAL AND EXTERNAL AUDITORS’ REPORT ON MANAGEMENT ACTIVITY; PRESENTING CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2022. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
| 0020 | PROPOSAL FOR THE ALLOCATION OF THE NET INCOME AND DIVIDEND DISTRIBUTION TO SHAREHOLDERS. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
| 0030 | REPORT ON THE REWARDING POLICIES AND EMOLUMENT PAID AS PER ART. 123-TER OF THE LEGISLATIVE DECREE OF 24 FEBRUARY 1998 N.58 - FIRST SECTION - REPORT ON THE REWARDING POLICIES | Management | No Action | |||||||||||
| 0040 | REPORT ON THE REWARDING POLICIES AND EMOLUMENT PAID AS PER ART. 123-TER OF THE LEGISLATIVE DECREE OF 24 FEBRUARY 1998 N.58 - SECOND SECTION - REPORT ON EMOLUMENT PAID | Management | No Action | |||||||||||
| 0050 | APPROVAL OF THE INCENTIVE POLICY. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
| 0060 | TO APPOINT THE BOARD OF DIRECTORS FOR 2023- 2025 FINANCIAL YEARS: DETERMINING THE NUMBER OF MEMBERS | Management | No Action | |||||||||||
| 0070 | TO APPOINT THE BOARD OF DIRECTORS FOR 2023- 2025 FINANCIAL YEARS: DETERMINING THE TERM OF OFFICE | Management | No Action | |||||||||||
| 0080 | TO APPOINT THE BOARD OF DIRECTORS FOR 2023- 2025 FINANCIAL YEARS: TO APPOINT BOARD OF DIRECTORS’ MEMBERS | Management | No Action | |||||||||||
| 0090 | TO APPOINT THE BOARD OF DIRECTORS FOR 2023- 2025 FINANCIAL YEARS: DETERMINING THE DIRECTORS’ EMOLUMENT | Management | No Action | |||||||||||
| 0100 | AUTHORIZATION FOR SIGNING THE INSURANCE POLICY IN RESPECT TO THE CIVIL LIABILITY OF GOVERNING BODIES’ MEMBERS. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
| 0110 | AUTHORIZATION TO BUY AND DISPOSE OF OWN SHARES UPON REVOCATION OF THE AUTHORIZATION APPROVED BY THE SHAREHOLDERS MEETING ON 22/04/2022. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| MATIV HOLDINGS, INC. | ||||||||||||||
| Security | 808541106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MATV | Meeting Date | 20-Apr-2023 | |||||||||||
| ISIN | US8085411069 | Agenda | 935785507 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Class I Director: William M. Cook | Management | For | For | ||||||||||
| 1.2 | Election of Class I Director: Jeffrey J. Keenan | Management | For | For | ||||||||||
| 1.3 | Election of Class I Director: Marco Levi | Management | For | For | ||||||||||
| 2. | Ratify the selection of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
| 3. | Approve, on an advisory basis, the Company’s executive compensation. | Management | For | For | ||||||||||
| 4. | Approve, on an advisory basis, the frequency of the advisory vote regarding executive compensation. | Management | 1 Year | For | ||||||||||
| ENTAIN PLC | ||||||||||||||
| Security | G3167C109 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | GMVHY | Meeting Date | 25-Apr-2023 | |||||||||||
| ISIN | IM00B5VQMV65 | Agenda | 716819973 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | RECEIVE THE 2022 ANNUAL REPORT | Management | For | For | ||||||||||
| 2 | APPROVE THE 2022 DIRECTORS’ REMUNERATION REPORT | Management | For | For | ||||||||||
| 3 | APPROVE THE DIRECTORS’ REMUNERATION POLICY | Management | For | For | ||||||||||
| 4 | RE-APPOINT KPMG LLP AS AUDITOR | Management | For | For | ||||||||||
| 5 | AUTHORISE THE DIRECTORS TO AGREE THE AUDITOR’S REMUNERATION | Management | For | For | ||||||||||
| 6 | RE-ELECT J M BARRY GIBSON AS A DIRECTOR | Management | For | For | ||||||||||
| 7 | RE-ELECT PIERRE BOUCHUT AS A DIRECTOR | Management | For | For | ||||||||||
| 8 | RE-ELECT STELLA DAVID AS A DIRECTOR | Management | For | For | ||||||||||
| 9 | RE-ELECT ROBERT HOSKIN AS A DIRECTOR | Management | For | For | ||||||||||
| 10 | RE-ELECT VIRGINIA MCDOWELL AS A DIRECTOR | Management | For | For | ||||||||||
| 11 | RE-ELECT JETTE NYGAARD-ANDERSEN AS A DIRECTOR | Management | For | For | ||||||||||
| 12 | RE-ELECT DAVID SATZ AS A DIRECTOR | Management | For | For | ||||||||||
| 13 | RE-ELECT ROB WOOD AS A DIRECTOR | Management | For | For | ||||||||||
| 14 | ELECT RAHUL WELDE AS A DIRECTOR | Management | For | For | ||||||||||
| 15 | TO APPROVE AMENDMENTS TO THE ENTAIN PLC 2017 LONG TERM INCENTIVE PLAN | Management | For | For | ||||||||||
| 16 | AUTHORISE THE DIRECTORS TO ALLOT THE COMPANY’S SHARES | Management | For | For | ||||||||||
| 17 | APPROVE THE GENERAL DISAPPLICATION OF PRE- EMPTION RIGHTS | Management | Abstain | Against | ||||||||||
| 18 | APPROVE THE DISAPPLICATION OF PRE-EMPTION RIGHTS FOR ACQUISITIONS AND OTHER CAPITAL INVESTMENT | Management | For | For | ||||||||||
| 19 | AUTHORISE THE DIRECTORS TO ACQUIRE THE COMPANY’S SHARES | Management | For | For | ||||||||||
| 20 | APPROVE THE REVISED ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||
| EQUITRANS MIDSTREAM CORPORATION | ||||||||||||||
| Security | 294600101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ETRN | Meeting Date | 25-Apr-2023 | |||||||||||
| ISIN | US2946001011 | Agenda | 935770051 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director for a one-year term expiring at the 2024 annual meeting: Vicky A. Bailey | Management | For | For | ||||||||||
| 1b. | Election of Director for a one-year term expiring at the 2024 annual meeting: Sarah M. Barpoulis | Management | For | For | ||||||||||
| 1c. | Election of Director for a one-year term expiring at the 2024 annual meeting: Kenneth M. Burke | Management | For | For | ||||||||||
| 1d. | Election of Director for a one-year term expiring at the 2024 annual meeting: Diana M. Charletta | Management | For | For | ||||||||||
| 1e. | Election of Director for a one-year term expiring at the 2024 annual meeting: Thomas F. Karam | Management | For | For | ||||||||||
| 1f. | Election of Director for a one-year term expiring at the 2024 annual meeting: D. Mark Leland | Management | For | For | ||||||||||
| 1g. | Election of Director for a one-year term expiring at the 2024 annual meeting: Norman J. Szydlowski | Management | For | For | ||||||||||
| 1h. | Election of Director for a one-year term expiring at the 2024 annual meeting: Robert F. Vagt | Management | For | For | ||||||||||
| 2. | Approval, on an advisory basis, of the compensation of the Company’s named executive officers for 2022 (Say- on-Pay). | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
| CHARTER COMMUNICATIONS, INC. | ||||||||||||||
| Security | 16119P108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CHTR | Meeting Date | 25-Apr-2023 | |||||||||||
| ISIN | US16119P1084 | Agenda | 935776003 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: W. Lance Conn | Management | For | For | ||||||||||
| 1b. | Election of Director: Kim C. Goodman | Management | For | For | ||||||||||
| 1c. | Election of Director: Craig A. Jacobson | Management | For | For | ||||||||||
| 1d. | Election of Director: Gregory B. Maffei | Management | For | For | ||||||||||
| 1e. | Election of Director: John D. Markley, Jr. | Management | For | For | ||||||||||
| 1f. | Election of Director: David C. Merritt | Management | For | For | ||||||||||
| 1g. | Election of Director: James E. Meyer | Management | For | For | ||||||||||
| 1h. | Election of Director: Steven A. Miron | Management | For | For | ||||||||||
| 1i. | Election of Director: Balan Nair | Management | For | For | ||||||||||
| 1j. | Election of Director: Michael A. Newhouse | Management | For | For | ||||||||||
| 1k. | Election of Director: Mauricio Ramos | Management | For | For | ||||||||||
| 1l. | Election of Director: Thomas M. Rutledge | Management | For | For | ||||||||||
| 1m. | Election of Director: Eric L. Zinterhofer | Management | For | For | ||||||||||
| 2. | Approval, on an advisory basis, of executive compensation. | Management | For | For | ||||||||||
| 3. | An advisory vote on the frequency of holding an advisory vote on executive compensation. | Management | 3 Years | For | ||||||||||
| 4. | The ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the year ended December 31, 2023. | Management | For | For | ||||||||||
| 5. | Stockholder proposal regarding lobbying activities. | Shareholder | Abstain | Against | ||||||||||
| ASTEC INDUSTRIES, INC. | ||||||||||||||
| Security | 046224101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ASTE | Meeting Date | 25-Apr-2023 | |||||||||||
| ISIN | US0462241011 | Agenda | 935777106 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | William D. Gehl | For | For | |||||||||||
| 2 | Mark J. Gliebe | For | For | |||||||||||
| 3 | Nalin Jain | For | For | |||||||||||
| 4 | Jaco G. van der Merwe | For | For | |||||||||||
| 2. | To approve, on an advisory basis, the compensation of the Company’s named executive officers. | Management | For | For | ||||||||||
| 3. | To vote, on an advisory basis, on a non-binding resolution on the frequency with which shareholders will vote on a non-binding resolution to approve the compensation of the Company’s named executive officers in future years. | Management | 1 Year | For | ||||||||||
| 4. | To ratify the appointment of Deloitte & Touche LLP as the company’s independent registered public accounting firm for calendar year 2023. | Management | For | For | ||||||||||
| FIRST HORIZON CORPORATION | ||||||||||||||
| Security | 320517105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FHN | Meeting Date | 25-Apr-2023 | |||||||||||
| ISIN | US3205171057 | Agenda | 935778211 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director to serve until the 2024 Annual Meeting of Shareholders: Harry V. Barton, Jr. | Management | For | For | ||||||||||
| 1b. | Election of Director to serve until the 2024 Annual Meeting of Shareholders: John N. Casbon | Management | For | For | ||||||||||
| 1c. | Election of Director to serve until the 2024 Annual Meeting of Shareholders: John C. Compton | Management | For | For | ||||||||||
| 1d. | Election of Director to serve until the 2024 Annual Meeting of Shareholders: Wendy P. Davidson | Management | For | For | ||||||||||
| 1e. | Election of Director to serve until the 2024 Annual Meeting of Shareholders: William H. Fenstermaker | Management | For | For | ||||||||||
| 1f. | Election of Director to serve until the 2024 Annual Meeting of Shareholders: D. Bryan Jordan | Management | For | For | ||||||||||
| 1g. | Election of Director to serve until the 2024 Annual Meeting of Shareholders: J. Michael Kemp, Sr. | Management | For | For | ||||||||||
| 1h. | Election of Director to serve until the 2024 Annual Meeting of Shareholders: Rick E. Maples | Management | For | For | ||||||||||
| 1i. | Election of Director to serve until the 2024 Annual Meeting of Shareholders: Vicki R. Palmer | Management | For | For | ||||||||||
| 1j. | Election of Director to serve until the 2024 Annual Meeting of Shareholders: Colin V. Reed | Management | For | For | ||||||||||
| 1k. | Election of Director to serve until the 2024 Annual Meeting of Shareholders: E. Stewart Shea, III | Management | For | For | ||||||||||
| 1l. | Election of Director to serve until the 2024 Annual Meeting of Shareholders: Cecelia D. Stewart | Management | For | For | ||||||||||
| 1m. | Election of Director to serve until the 2024 Annual Meeting of Shareholders: Rosa Sugrañes | Management | For | For | ||||||||||
| 1n. | Election of Director to serve until the 2024 Annual Meeting of Shareholders: R. Eugene Taylor | Management | For | For | ||||||||||
| 2. | Ratification of appointment of KPMG LLP as auditors | Management | For | For | ||||||||||
| 3. | Approval of an advisory resolution to approve executive compensation | Management | For | For | ||||||||||
| 4. | Vote on an advisory resolution on the frequency (whether every year, every two years, or every three years) of future votes on an advisory resolution on executive compensation | Management | 1 Year | For | ||||||||||
| VALLEY NATIONAL BANCORP | ||||||||||||||
| Security | 919794107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VLY | Meeting Date | 25-Apr-2023 | |||||||||||
| ISIN | US9197941076 | Agenda | 935780519 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | ELECTION OF DIRECTOR: Andrew B. Abramson | Management | For | For | ||||||||||
| 1b. | ELECTION OF DIRECTOR: Peter J. Baum | Management | For | For | ||||||||||
| 1c. | ELECTION OF DIRECTOR: Eric P. Edelstein | Management | For | For | ||||||||||
| 1d. | ELECTION OF DIRECTOR: Dafna Landau | Management | For | For | ||||||||||
| 1e. | ELECTION OF DIRECTOR: Marc J. Lenner | Management | For | For | ||||||||||
| 1f. | ELECTION OF DIRECTOR: Peter V. Maio | Management | For | For | ||||||||||
| 1g. | ELECTION OF DIRECTOR: Avner Mendelson | Management | For | For | ||||||||||
| 1h. | ELECTION OF DIRECTOR: Ira Robbins | Management | For | For | ||||||||||
| 1i. | ELECTION OF DIRECTOR: Suresh L. Sani | Management | For | For | ||||||||||
| 1j. | ELECTION OF DIRECTOR: Lisa J. Schultz | Management | For | For | ||||||||||
| 1k. | ELECTION OF DIRECTOR: Jennifer W. Steans | Management | For | For | ||||||||||
| 1l. | ELECTION OF DIRECTOR: Jeffrey S. Wilks | Management | For | For | ||||||||||
| 1m. | ELECTION OF DIRECTOR: Dr. Sidney S. Williams, Jr. | Management | For | For | ||||||||||
| 2. | An advisory vote to approve Valley’s named executive officer compensation. | Management | For | For | ||||||||||
| 3. | An advisory vote on the frequency of advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of the appointment of KPMG LLP as Valley’s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| 5. | Approval of the Valley National Bancorp 2023 Incentive Compensation Plan. | Management | For | For | ||||||||||
| BIO-RAD LABORATORIES, INC. | ||||||||||||||
| Security | 090572207 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BIO | Meeting Date | 25-Apr-2023 | |||||||||||
| ISIN | US0905722072 | Agenda | 935806224 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director: Melinda Litherland | Management | For | For | ||||||||||
| 1.2 | Election of Director: Arnold A. Pinkston | Management | For | For | ||||||||||
| 2. | Proposal to ratify the selection of KPMG LLP to serve as the Company’s independent auditors. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
| 4. | Advisory vote on the frequency of future advisory votes to approve executive compensation. | Management | 3 Years | For | ||||||||||
| 5. | Stockholder proposal regarding political disclosure. | Shareholder | Abstain | Against | ||||||||||
| TELENET GROUP HOLDING NV | ||||||||||||||
| Security | B89957110 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | TNET | Meeting Date | 26-Apr-2023 | |||||||||||
| ISIN | BE0003826436 | Agenda | 716832010 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| 1. | RECEIVE DIRECTORS’ AND AUDITORS’ REPORTS | Non-Voting | ||||||||||||
| 2. | RECEIVE CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | ||||||||||||
| 3. | APPROVE FINANCIAL STATEMENTS, ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.0 PER SHARE | Management | No Action | |||||||||||
| 4. | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||||
| 5. | APPROVE REMUNERATION POLICY | Management | No Action | |||||||||||
| 6.a. | APPROVE DISCHARGE OF JOVB BV, PERMANENTLY REPRESENTED BY JO VAN BIESBROECK, AS DIRECTOR | Management | No Action | |||||||||||
| 6.b. | APPROVE DISCHARGE OF LIEVE CRETEN BV, PERMANENTLY REPRESENTED BY LIEVE CRETEN, AS DIRECTOR | Management | No Action | |||||||||||
| 6.c. | APPROVE DISCHARGE OF JOHN GILBERT AS DIRECTOR | Management | No Action | |||||||||||
| 6.d. | APPROVE DISCHARGE OF DIRK JS VAN DEN BERGHE LTD., PERMANENTLY REPRESENTED BY DIRK JS VAN DEN BERGHE, AS DIRECTOR | Management | No Action | |||||||||||
| 6.e. | APPROVE DISCHARGE OF JOHN PORTER AS DIRECTOR | Management | No Action | |||||||||||
| 6.f. | APPROVE DISCHARGE OF CHARLES H. BRACKEN AS DIRECTOR | Management | No Action | |||||||||||
| 6.g. | APPROVE DISCHARGE OF ENRIQUE RODRIGUEZ AS DIRECTOR | Management | No Action | |||||||||||
| 6.h. | APPROVE DISCHARGE OF AMY BLAIR AS DIRECTOR | Management | No Action | |||||||||||
| 6.i. | APPROVE DISCHARGE OF MANUEL KOHNSTAMM AS DIRECTOR | Management | No Action | |||||||||||
| 6.j. | APPROVE DISCHARGE OF SEVERINA PASCU AS DIRECTOR | Management | No Action | |||||||||||
| 6.k. | APPROVE DISCHARGE OF MADALINA SUCEVEANU AS DIRECTOR | Management | No Action | |||||||||||
| 7. | APPROVE DISCHARGE OF AUDITORS | Management | No Action | |||||||||||
| 8.a. | REELECT JOVB BV, PERMANENTLY REPRESENTED BY JO VAN BIESBROECK, AS INDEPENDENT DIRECTOR | Management | No Action | |||||||||||
| 8.b. | REELECT MANUEL KOHNSTAMM AS DIRECTOR | Management | No Action | |||||||||||
| 8.c. | REELECT ENRIQUE RODRIGUEZ AS DIRECTOR | Management | No Action | |||||||||||
| 9. | RATIFY KPMG AS AUDITORS AND APPROVE AUDITORS’ REMUNERATION | Management | No Action | |||||||||||
| 10. | APPROVE CHANGE-OF-CONTROL CLAUSE RE: RESTRICTED SHARES PLANS | Management | No Action | |||||||||||
| CMMT | 31 MAR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF RESOLUTION 3 AND CHANGE IN NUMBERING OF ALL RESOLUTIONS. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| TOPDANMARK A/S | ||||||||||||||
| Security | K96213176 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 26-Apr-2023 | ||||||||||||
| ISIN | DK0060477503 | Agenda | 716876909 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING INSTRUCTIONS FOR MOST MEETINGS ARE CAST BY THE REGISTRAR IN ACCORDANCE-WITH YOUR VOTING INSTRUCTIONS. FOR THE SMALL NUMBER OF MEETINGS WHERE THERE-IS NO REGISTRAR, YOUR VOTING INSTRUCTIONS WILL BE CAST BY THE CHAIRMAN OF THE-BOARD (OR A BOARD MEMBER) AS PROXY. THE CHAIRMAN (OR A BOARD MEMBER) MAY-CHOOSE TO ONLY CAST PRO-MANAGEMENT VOTING INSTRUCTIONS. TO GUARANTEE YOUR-VOTING INSTRUCTIONS AGAINST MANAGEMENT ARE CAST, YOU MAY SUBMIT A REQUEST TO-ATTEND THE MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION-SERVICES FOR AN ADDED FEE, IF REQUESTED | Non-Voting | ||||||||||||
| CMMT | SPLIT AND PARTIAL VOTING IS NOT AUTHORIZED FOR A BENEFICIAL OWNER IN THE-DANISH MARKET | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||||
| III | ADOPTION OF THE ANNUAL REPORT AND DECISION ON THE APPROPRIATION OF PROFITS ACCORDING TO THE ANNUAL REPORT AS ADOPTED | Management | No Action | |||||||||||
| IV | PRESENTATION OF THE REMUNERATION REPORT FOR INDICATIVE BALLOT | Management | No Action | |||||||||||
| VA.1 | PROPOSAL FOR AMENDMENT TO THE ARTICLES OF ASSOCIATION EMPOWERING THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL WITH PRE-EMPTIVE RIGHTS FOR THE COMPANY’S EXISTING SHAREHOLDERS | Management | No Action | |||||||||||
| VA.2 | PROPOSAL FOR AMENDMENT TO THE ARTICLES OF ASSOCIATION EMPOWERING THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL WITHOUT PRE-EMPTIVE RIGHTS FOR THE COMPANY’S EXISTING SHAREHOLDERS | Management | No Action | |||||||||||
| VA.3 | PROPOSAL FOR AMENDMENT TO THE ARTICLES OF ASSOCIATION EMPOWERING THE BOARD OF DIRECTORS TO RAISE, WITH PRE-EMPTIVE RIGHTS FOR THE COMPANY’S EXISTING SHAREHOLDERS, ONE OR MORE LOANS AGAINST BONDS OR OTHER INSTRUMENTS OF DEBT ENTITLING THE LENDER TO CONVERT HIS/HER CLAIM INTO SHARES IN THE COMPANY | Management | No Action | |||||||||||
| VA.4 | PROPOSAL FOR AMENDMENT TO THE ARTICLES OF ASSOCIATION EMPOWERING THE BOARD OF DIRECTORS TO RAISE, WITHOUT PRE-EMPTIVE RIGHTS FOR THE COMPANY’S EXISTING SHAREHOLDERS, ONE OR MORE LOANS AGAINST BONDS OR OTHER INSTRUMENTS OF DEBT ENTITLING THE LENDER TO CONVERT HIS/HER CLAIM INTO SHARES IN THE COMPANY | Management | No Action | |||||||||||
| VA.5 | PROPOSAL FOR AMENDMENT TO THE ARTICLES OF ASSOCIATION EMPOWERING THE BOARD OF DIRECTORS TO ISSUE WARRANTS WITH PRE- EMPTIVE RIGHTS FOR THE COMPANY’S EXISTING SHAREHOLDERS | Management | No Action | |||||||||||
| VA.6 | PROPOSAL FOR AMENDMENT TO THE ARTICLES OF ASSOCIATION EMPOWERING THE BOARD OF DIRECTORS TO ISSUE WARRANTS WITHOUT PRE- EMPTIVE RIGHTS FOR THE COMPANY’S EXISTING SHAREHOLDERS | Management | No Action | |||||||||||
| VA.7 | PROPOSAL FOR AMENDMENT TO THE ARTICLES OF ASSOCIATION REGARDING THE BOARD OF DIRECTORS AUTHORISATION THAT THE MAXIMUM UTILISATION OF THE AUTHORISATIONS GRANTED TO THE BOARD OF DIRECTORS IN ARTICLES 4.A-4.F TO INCREASE THE SHARE CAPITAL SHALL BE DKK 2.5 MILLION (NOMINAL VALUE) IN TOTAL. AT THE DISCRETION OF THE BOARD OF DIRECTORS, THE INCREASE SHALL BE EFFECTED BY CASH PAYMENT, BY PAYMENT IN VALUES CORRESPONDING AT LEAST TO THE MARKET VALUE OF THE SHARES ISSUED, BY CONVERSION OF DEBT OR BY THE ISSUE OF BONUS SHARES | Management | No Action | |||||||||||
| VA.8 | PROPOSAL FOR AMENDMENT TO THE ARTICLES OF ASSOCIATION THAT SHARES ISSUED AS A RESULT OF ARTICLES 4.A.-4.F SHALL BE NEGOTIABLE INSTRUMENTS, REGISTERED IN THE NAME OF THE HOLDER AND IN ANY RESPECT RANK PARI PASSU WITH EXISTING SHARES | Management | No Action | |||||||||||
| VA.9 | PROPOSAL FOR AMENDMENT TO THE ARTICLES OF ASSOCIATION THAT THE BOARD OF DIRECTORS SHALL FIX THE MORE SPECIFIC CONDITIONS OF CAPITAL INCREASES EFFECTED IN ACCORDANCE WITH ARTICLES 4.A-4.F | Management | No Action | |||||||||||
| VB | PROPOSAL FOR AUTHORISATION TO BUY OWN SHARES | Management | No Action | |||||||||||
| VC | PROPOSAL FOR AMENDMENT OF THE REMUNERATION POLICY | Management | No Action | |||||||||||
| VD | PROPOSAL FOR THE REMUNERATION OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| VI.A | ELECTION OF MEMBERS TO THE BOARD OF DIRECTOR: MARIA HJORTH | Management | No Action | |||||||||||
| VI.B | ELECTION OF MEMBERS TO THE BOARD OF DIRECTOR: CRISTINA LAGE | Management | No Action | |||||||||||
| VI.C | ELECTION OF MEMBERS TO THE BOARD OF DIRECTOR: MORTEN THORSRUD | Management | No Action | |||||||||||
| VI.D | ELECTION OF MEMBERS TO THE BOARD OF DIRECTOR: KJELL RUNE TVEITA | Management | No Action | |||||||||||
| VI.E | ELECTION OF MEMBERS TO THE BOARD OF DIRECTOR: RICARD WENNERKLINT | Management | No Action | |||||||||||
| VI.F | ELECTION OF MEMBERS TO THE BOARD OF DIRECTOR: JENS AALOSE | Management | No Action | |||||||||||
| VII.A | ELECTION OF ONE STATE-AUTHORISED PUBLIC ACCOUNTANT: KPMG P/S | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE IN FAVOR OR ABSTAIN ONLY- FOR RESOLUTION NUMBERS VI.A TO VI.F AND VII.A THANK YOU | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 04 APR 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE | Non-Voting | ||||||||||||
| TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||||
| CMMT | 04 APR 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||||
| CMMT | 04 APR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| SOUTHSTATE CORPORATION | ||||||||||||||
| Security | 840441109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SSB | Meeting Date | 26-Apr-2023 | |||||||||||
| ISIN | US8404411097 | Agenda | 935773401 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Ronald M. Cofield, Sr. | Management | For | For | ||||||||||
| 1b. | Election of Director: Shantella E. Cooper | Management | For | For | ||||||||||
| 1c. | Election of Director: John C. Corbett | Management | For | For | ||||||||||
| 1d. | Election of Director: Jean E. Davis | Management | For | For | ||||||||||
| 1e. | Election of Director: Martin B. Davis | Management | For | For | ||||||||||
| 1f. | Election of Director: Douglas J. Hertz | Management | For | For | ||||||||||
| 1g. | Election of Director: G. Ruffner Page, Jr. | Management | For | For | ||||||||||
| 1h. | Election of Director: William Knox Pou, Jr. | Management | For | For | ||||||||||
| 1i. | Election of Director: James W. Roquemore | Management | For | For | ||||||||||
| 1j. | Election of Director: David G. Salyers | Management | For | For | ||||||||||
| 1k. | Election of Director: Joshua A. Snively | Management | For | For | ||||||||||
| 2. | Approval, as an advisory, non-binding “say on pay” resolution, of our executive compensation. | Management | For | For | ||||||||||
| 3. | Approval, as an advisory, non-binding “say when on pay” resolution, of the frequency of future votes on executive compensation. | Management | 1 Year | For | ||||||||||
| 4. | Ratification, as an advisory, non-binding vote, of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| NEWMONT CORPORATION | ||||||||||||||
| Security | 651639106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NEM | Meeting Date | 26-Apr-2023 | |||||||||||
| ISIN | US6516391066 | Agenda | 935776938 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Patrick G. Awuah, Jr. | Management | For | For | ||||||||||
| 1b. | Election of Director: Gregory H. Boyce | Management | For | For | ||||||||||
| 1c. | Election of Director: Bruce R. Brook | Management | For | For | ||||||||||
| 1d. | Election of Director: Maura J. Clark | Management | For | For | ||||||||||
| 1e. | Election of Director: Emma FitzGerald | Management | For | For | ||||||||||
| 1f. | Election of Director: Mary A. Laschinger | Management | For | For | ||||||||||
| 1g. | Election of Director: José Manuel Madero | Management | For | For | ||||||||||
| 1h. | Election of Director: René Médori | Management | For | For | ||||||||||
| 1i. | Election of Director: Jane Nelson | Management | For | For | ||||||||||
| 1j. | Election of Director: Tom Palmer | Management | For | For | ||||||||||
| 1k. | Election of Director: Julio M. Quintana | Management | For | For | ||||||||||
| 1l. | Election of Director: Susan N. Story | Management | For | For | ||||||||||
| 2. | Approval of the advisory resolution on Newmont’s executive compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the Audit Committees appointment of Ernst and Young LLP as Newmont’s independent registered public accounting firm for the fiscal year 2023. | Management | For | For | ||||||||||
| 4. | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
| WEBSTER FINANCIAL CORPORATION | ||||||||||||||
| Security | 947890109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WBS | Meeting Date | 26-Apr-2023 | |||||||||||
| ISIN | US9478901096 | Agenda | 935777889 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director to serve for one year term: John R. Ciulla | Management | For | For | ||||||||||
| 1b. | Election of Director to serve for one year term: Jack L. Kopnisky | Management | For | For | ||||||||||
| 1c. | Election of Director to serve for one year term: William L. Atwell | Management | For | For | ||||||||||
| 1d. | Election of Director to serve for one year term: John P. Cahill | Management | For | For | ||||||||||
| 1e. | Election of Director to serve for one year term: E. Carol Hayles | Management | For | For | ||||||||||
| 1f. | Election of Director to serve for one year term: Linda H. Ianieri | Management | For | For | ||||||||||
| 1g. | Election of Director to serve for one year term: Mona Aboelnaga Kanaan | Management | For | For | ||||||||||
| 1h. | Election of Director to serve for one year term: James J. Landy | Management | For | For | ||||||||||
| 1i. | Election of Director to serve for one year term: Maureen B. Mitchell | Management | For | For | ||||||||||
| 1j. | Election of Director to serve for one year term: Laurence C. Morse | Management | For | For | ||||||||||
| 1k. | Election of Director to serve for one year term: Karen R. Osar | Management | For | For | ||||||||||
| 1l. | Election of Director to serve for one year term: Richard O’Toole | Management | For | For | ||||||||||
| 1m. | Election of Director to serve for one year term: Mark Pettie | Management | For | For | ||||||||||
| 1n. | Election of Director to serve for one year term: Lauren C. States | Management | For | For | ||||||||||
| 1o. | Election of Director to serve for one year term: William E. Whiston | Management | For | For | ||||||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation of the named executive officers of Webster (Proposal 2). | Management | For | For | ||||||||||
| 3. | To vote, on a non-binding, advisory basis, on the frequency of voting on the compensation of named executive officers of Webster (Proposal 3). | Management | 1 Year | For | ||||||||||
| 4. | To approve an amendment to the Webster Financial Corporation 2021 Stock Incentive Plan (Proposal 4). | Management | For | For | ||||||||||
| 5. | To approve an amendment to Webster’s Fourth Amended and Restated Certificate of Incorporation to limit the liability of certain officers of Webster as permitted pursuant to recent Delaware General Corporation Law amendments (Proposal 5). | Management | For | For | ||||||||||
| 6. | To vote, on a non-binding, advisory basis, to ratify the appointment of KPMG LLP as the independent registered public accounting firm of Webster for the year ending December 31, 2023 (Proposal 6). | Management | For | For | ||||||||||
| ENTEGRIS, INC. | ||||||||||||||
| Security | 29362U104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ENTG | Meeting Date | 26-Apr-2023 | |||||||||||
| ISIN | US29362U1043 | Agenda | 935800018 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: James R. Anderson | Management | For | For | ||||||||||
| 1b. | Election of Director: Rodney Clark | Management | For | For | ||||||||||
| 1c. | Election of Director: James F. Gentilcore | Management | For | For | ||||||||||
| 1d. | Election of Director: Yvette Kanouff | Management | For | For | ||||||||||
| 1e. | Election of Director: James P. Lederer | Management | For | For | ||||||||||
| 1f. | Election of Director: Bertrand Loy | Management | For | For | ||||||||||
| 1g. | Election of Director: Azita Saleki-Gerhardt | Management | For | For | ||||||||||
| 2. | Approval, by non-binding vote, of the compensation paid to Entegris, Inc.’s named executive officers (advisory vote). | Management | For | For | ||||||||||
| 3. | Frequency of future advisory votes on Executive compensation (advisory vote). | Management | 1 Year | For | ||||||||||
| 4. | Ratify the appointment of KPMG LLP as Entegris, Inc.’s Independent Registered Public Accounting Firm for 2023. | Management | For | For | ||||||||||
| CFT S.P.A. | ||||||||||||||
| Security | T0478B107 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 27-Apr-2023 | ||||||||||||
| ISIN | IT0005262313 | Agenda | 716969110 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
| 0010 | APPROVAL OF THE FINANCIAL STATEMENTS OF CFT S.P.A. AS OF 31 DECEMBER 2022, THE DIRECTORS’ REPORT ON MANAGEMENT, REPORT OF INTERNAL AUDITORS, REPORT OF THE EXTERNAL AUDITORS; RELATED AND CONSEQUENT RESOLUTIONS | Management | No Action | |||||||||||
| 0020 | PROPOSAL FOR THE ALLOCATION OF THE RESULT FOR THE YEAR: RELATED AND CONSEQUENT RESOLUTIONS | Management | No Action | |||||||||||
| 0030 | APPOINTMENT OF ONE DIRECTOR PURSUANT TO ART. 2386 OF THE ITALIAN CIVIL CODE: RELATED AND CONSEQUENT RESOLUTIONS | Management | No Action | |||||||||||
| 0040 | MISCELLANEOUS | Management | No Action | |||||||||||
| MYERS INDUSTRIES, INC. | ||||||||||||||
| Security | 628464109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MYE | Meeting Date | 27-Apr-2023 | |||||||||||
| ISIN | US6284641098 | Agenda | 935791663 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: YVETTE DAPREMONT BRIGHT | Management | For | For | ||||||||||
| 1b. | Election of Director: RONALD M. DE FEO | Management | For | For | ||||||||||
| 1c. | Election of Director: WILLIAM A. FOLEY | Management | For | For | ||||||||||
| 1d. | Election of Director: JEFFREY KRAMER | Management | For | For | ||||||||||
| 1e. | Election of Director: F. JACK LIEBAU, JR. | Management | For | For | ||||||||||
| 1f. | Election of Director: BRUCE M. LISMAN | Management | For | For | ||||||||||
| 1g. | Election of Director: LORI LUTEY | Management | For | For | ||||||||||
| 1h. | Election of Director: MICHAEL MCGAUGH | Management | For | For | ||||||||||
| 2. | Advisory vote on the frequency of future advisory votes regarding the company’s executive compensation. | Management | 1 Year | For | ||||||||||
| 3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
| 4. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
| ASTRAZENECA PLC | ||||||||||||||
| Security | 046353108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AZN | Meeting Date | 27-Apr-2023 | |||||||||||
| ISIN | US0463531089 | Agenda | 935796841 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To receive the Company’s Accounts, the Reports of the Directors and Auditor and the Strategic Report for the year ended 31 December 2022 | Management | For | For | ||||||||||
| 2. | To confirm dividends | Management | For | For | ||||||||||
| 3. | To reappoint PricewaterhouseCoopers LLP as Auditor | Management | For | For | ||||||||||
| 4. | To authorise the Directors to agree the remuneration of the Auditor | Management | For | For | ||||||||||
| 5a. | Re-election of Director: Michel Demaré | Management | For | For | ||||||||||
| 5b. | Re-election of Director: Pascal Soriot | Management | For | For | ||||||||||
| 5c. | Re-election of Director: Aradhana Sarin | Management | For | For | ||||||||||
| 5d. | Re-election of Director: Philip Broadley | Management | For | For | ||||||||||
| 5e. | Re-election of Director: Euan Ashley | Management | For | For | ||||||||||
| 5f. | Re-election of Director: Deborah DiSanzo | Management | For | For | ||||||||||
| 5g. | Re-election of Director: Diana Layfield | Management | For | For | ||||||||||
| 5h. | Re-election of Director: Sheri McCoy | Management | For | For | ||||||||||
| 5i. | Re-election of Director: Tony Mok | Management | For | For | ||||||||||
| 5j. | Re-election of Director: Nazneen Rahman | Management | For | For | ||||||||||
| 5k. | Re-election of Director: Andreas Rummelt | Management | For | For | ||||||||||
| 5l. | Re-election of Director: Marcus Wallenberg | Management | For | For | ||||||||||
| 6. | To approve the Annual Report on Remuneration for the year ended 31 December 2022 | Management | For | For | ||||||||||
| 7. | To authorise limited political donations | Management | For | For | ||||||||||
| 8. | To authorise the Directors to allot shares | Management | For | For | ||||||||||
| 9. | To authorise the Directors to disapply pre-emption rights (Special Resolution) | Management | Abstain | Against | ||||||||||
| 10. | To authorise the Directors to further disapply pre-emption rights for acquisitions and specified capital investments (Special Resolution) | Management | For | For | ||||||||||
| 11. | To authorise the Company to purchase its own shares (Special Resolution) | Management | For | For | ||||||||||
| 12. | To reduce the notice period for general meetings (Special Resolution) | Management | For | For | ||||||||||
| 13. | To adopt new Articles of Association (Special Resolution) | Management | For | For | ||||||||||
| UNI-SELECT INC. | ||||||||||||||
| Security | 90457D100 | Meeting Type | Special | |||||||||||
| Ticker Symbol | UNIEF | Meeting Date | 27-Apr-2023 | |||||||||||
| ISIN | CA90457D1006 | Agenda | 935800777 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | To consider and, if deemed advisable, to pass, with or without variation, a special resolution, the full text of which is set forth in Appendix C attached to the accompanying management proxy circular, approving a statutory plan of arrangement under the provisions of Chapter XVI - Division II of the Business Corporations Act (Québec) involving the Corporation, LKQ Corporation (“LKQ”) and 9485-4692 Québec Inc., a wholly-owned subsidiary of LKQ, as more particularly described in the accompanying management proxy circular. | Management | For | For | ||||||||||
| CARDIOVASCULAR SYSTEMS, INC. | ||||||||||||||
| Security | 141619106 | Meeting Type | Special | |||||||||||
| Ticker Symbol | CSII | Meeting Date | 27-Apr-2023 | |||||||||||
| ISIN | US1416191062 | Agenda | 935800880 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated February 8, 2023 (such agreement, as it may be amended, modified or supplemented from time to time, the “Merger Agreement”), by and among Cardiovascular Systems, Inc. (“CSI”), Abbott Laboratories (“Abbott”), and Cobra Acquisition Co. (“Merger Sub”). Upon the terms and subject to the conditions of the Merger Agreement, Abbott will acquire CSI via a merger of Merger Sub with and into CSI, with CSI continuing as the surviving corporation and a wholly owned subsidiary of Abbott (the “Merger”). | Management | For | For | ||||||||||
| 2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to CSI’s named executive officers that is based on or otherwise relates to the Merger Agreement, the Merger, and the other transactions contemplated by the Merger Agreement. | Management | For | For | ||||||||||
| 3. | To adjourn the Special Meeting to a later date or dates, if necessary or appropriate, including to solicit additional proxies to approve the proposal to adopt the Merger Agreement if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | ||||||||||
| ASTRAZENECA PLC | ||||||||||||||
| Security | 046353108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AZN | Meeting Date | 27-Apr-2023 | |||||||||||
| ISIN | US0463531089 | Agenda | 935820793 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To receive the Company’s Accounts, the Reports of the Directors and Auditor and the Strategic Report for the year ended 31 December 2022 | Management | For | For | ||||||||||
| 2. | To confirm dividends | Management | For | For | ||||||||||
| 3. | To reappoint PricewaterhouseCoopers LLP as Auditor | Management | For | For | ||||||||||
| 4. | To authorise the Directors to agree the remuneration of the Auditor | Management | For | For | ||||||||||
| 5a. | Re-election of Director: Michel Demaré | Management | For | For | ||||||||||
| 5b. | Re-election of Director: Pascal Soriot | Management | For | For | ||||||||||
| 5c. | Re-election of Director: Aradhana Sarin | Management | For | For | ||||||||||
| 5d. | Re-election of Director: Philip Broadley | Management | For | For | ||||||||||
| 5e. | Re-election of Director: Euan Ashley | Management | For | For | ||||||||||
| 5f. | Re-election of Director: Deborah DiSanzo | Management | For | For | ||||||||||
| 5g. | Re-election of Director: Diana Layfield | Management | For | For | ||||||||||
| 5h. | Re-election of Director: Sheri McCoy | Management | For | For | ||||||||||
| 5i. | Re-election of Director: Tony Mok | Management | For | For | ||||||||||
| 5j. | Re-election of Director: Nazneen Rahman | Management | For | For | ||||||||||
| 5k. | Re-election of Director: Andreas Rummelt | Management | For | For | ||||||||||
| 5l. | Re-election of Director: Marcus Wallenberg | Management | For | For | ||||||||||
| 6. | To approve the Annual Report on Remuneration for the year ended 31 December 2022 | Management | For | For | ||||||||||
| 7. | To authorise limited political donations | Management | For | For | ||||||||||
| 8. | To authorise the Directors to allot shares | Management | For | For | ||||||||||
| 9. | To authorise the Directors to disapply pre-emption rights (Special Resolution) | Management | Abstain | Against | ||||||||||
| 10. | To authorise the Directors to further disapply pre-emption rights for acquisitions and specified capital investments (Special Resolution) | Management | For | For | ||||||||||
| 11. | To authorise the Company to purchase its own shares (Special Resolution) | Management | For | For | ||||||||||
| 12. | To reduce the notice period for general meetings (Special Resolution) | Management | For | For | ||||||||||
| 13. | To adopt new Articles of Association (Special Resolution) | Management | For | For | ||||||||||
| ENDESA SA | ||||||||||||||
| Security | E41222113 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 28-Apr-2023 | ||||||||||||
| ISIN | ES0130670112 | Agenda | 716824001 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
| 1 | APPROVAL OF THE INDIVIDUAL ANNUAL FINANCIAL STATEMENTS OF ENDESA, S.A. (BALANCE SHEET; INCOME STATEMENT; STATEMENT OF CHANGES IN NET EQUITY: STATEMENT OF RECOGNIZED INCOME AND EXPENSES & STATEMENT OF TOTAL CHANGES IN NET EQUITY; CASH FLOW STATEMENT AND NOTES TO THE FINANCIAL STATEMENTS), AS WELL AS OF THE CONSOLIDATED ANNUAL FINANCIAL STATEMENTS OF ENDESA, S.A. AND ITS SUBSIDIARY COMPANIES (CONSOLIDATED STATEMENT OF FINANCIAL POSITION, CONSOLIDATED INCOME STATEMENT, CONSOLIDATED STATEMENT OF OTHER COMPREHENSIVE INCOME, CONSOLIDATED STATEMENT OF CHANGES IN NET EQUITY, CONSOLIDATED CASH FLOW STATEMENT AND NOTES TO THE FINANCIAL STATEMENTS), FOR FISCAL YEAR ENDING DECEMBER 31, 2022 | Management | No Action | |||||||||||
| 2 | APPROVAL OF THE INDIVIDUAL MANAGEMENT REPORT OF ENDESA, S.A. AND THE CONSOLIDATED MANAGEMENT REPORT OF ENDESA, S.A. AND ITS SUBSIDIARY COMPANIES FOR FISCAL YEAR ENDING 31 DECEMBER 2022 | Management | No Action | |||||||||||
| 3 | APPROVAL OF THE NON FINANCIAL INFORMATION AND SUSTAINABILITY STATEMENT OF THE CONSOLIDATED GROUP FOR FISCAL YEAR ENDING 31 DECEMBER 2022 | Management | No Action | |||||||||||
| 4 | APPROVAL OF THE CORPORATE MANAGEMENT FOR FISCAL YEAR ENDING 31 DECEMBER 2022 | Management | No Action | |||||||||||
| 5 | APPROVAL OF THE APPLICATION OF PROFITS CORRESPONDING TO THE FISCAL YEAR ENDED 31 DECEMBER 2022 AND THE RESULTING DISTRIBUTION OF A DIVIDEND CHARGED TO THOSE PROFITS AND TO RETAINED EARNINGS FROM PREVIOUS YEARS | Management | No Action | |||||||||||
| 6 | REAPPOINTMENT OF MR. JUAN SANCHEZCALERO GUILARTE AS INDEPENDENT DIRECTOR OF THE COMPANY | Management | No Action | |||||||||||
| 7 | REAPPOINTMENT OF MR. IGNACIO GARRALDA RUIZ DE VELASCO AS INDEPENDENT DIRECTOR OF THE COMPANY | Management | No Action | |||||||||||
| 8 | REAPPOINTMENT OF MR. FRANCISCO DE LACERDA AS INDEPENDENT DIRECTOR OF THE COMPANY | Management | No Action | |||||||||||
| 9 | REAPPOINTMENT OF MR. ALBERTO DE PAOLI AS SHAREHOLDER APPOINTED DIRECTOR OF THE COMPANY | Management | No Action | |||||||||||
| 10 | BINDING VOTE ON THE ANNUAL REPORT ON DIRECTORS COMPENSATION | Management | No Action | |||||||||||
| 11 | APPROVAL OF THE STRATEGIC INCENTIVE 20232025, WHICH INCLUDES PAYMENT IN COMPANY SHARES | Management | No Action | |||||||||||
| 12.1 | REVIEW AND APPROVAL, FOLLOWING A PROPOSAL FROM THE BOARD OF DIRECTORS AND A REPORT FROM THE AUDIT AND COMPLIANCE COMMITTEE, OF THE FOLLOWING RELATED PARTY TRANSACTIONS, IN ACCORDANCE WITH THE PROVISIONS OF ARTICLES 529 DUOVICIES AND 529 TERVICIES OF THE SPANISH CAPITAL CORPORATIONS LAW: EXECUTION OF FINANCIAL TRANSACTIONS, IN THE FORM OF A CREDIT FACILITY AND A LOAN, BETWEEN ENEL FINANCE INTERNATIONAL N.V. AND ENDESA, S.A | Management | No Action | |||||||||||
| 12.2 | REVIEW AND APPROVAL, FOLLOWING A PROPOSAL FROM THE BOARD OF DIRECTORS AND A REPORT FROM THE AUDIT AND COMPLIANCE COMMITTEE, OF THE FOLLOWING RELATED PARTY TRANSACTIONS, IN ACCORDANCE WITH THE PROVISIONS OF ARTICLES 529 DUOVICIES AND 529 TERVICIES OF THE SPANISH CAPITAL CORPORATIONS LAW: CONTRACTING OF CORPORATE SERVICES PROVIDED BY ENDESA GROUP COMPANIES TO GRIDSPERTISE IBERIA S.L | Management | No Action | |||||||||||
| 12.3 | REVIEW AND APPROVAL, FOLLOWING A PROPOSAL FROM THE BOARD OF DIRECTORS AND A REPORT FROM THE AUDIT AND COMPLIANCE COMMITTEE, OF THE FOLLOWING RELATED PARTY TRANSACTIONS, IN ACCORDANCE WITH THE PROVISIONS OF ARTICLES 529 DUOVICIES AND 529 TERVICIES OF THE SPANISH CAPITAL CORPORATIONS LAW: CONTRACTING OF TECHNICAL RESOURCES BY ENEL GREEN POWER ESPANA, S.L.U. FROM ENEL GREEN POWER, S.P.A. REGARDING ENGINEERING SERVICES FOR RENEWABLE ENERGIES PROJECT DEVELOPMENT | Management | No Action | |||||||||||
| 12.4 | REVIEW AND APPROVAL, FOLLOWING A PROPOSAL FROM THE BOARD OF DIRECTORS AND A REPORT FROM THE AUDIT AND COMPLIANCE COMMITTEE, OF THE FOLLOWING RELATED PARTY TRANSACTIONS, IN ACCORDANCE WITH THE PROVISIONS OF ARTICLES 529 DUOVICIES AND 529 TERVICIES OF THE SPANISH CAPITAL CORPORATIONS LAW: RECHARGE AGREEMENTS FOR PERSONNEL SECONDMENT BETWEEN ENDESA GROUP COMPANIES AND ENEL GROUP COMPANIES | Management | No Action | |||||||||||
| 12.5 | REVIEW AND APPROVAL, FOLLOWING A PROPOSAL FROM THE BOARD OF DIRECTORS AND A REPORT FROM THE AUDIT AND COMPLIANCE COMMITTEE, OF THE FOLLOWING RELATED PARTY TRANSACTIONS, IN ACCORDANCE WITH THE PROVISIONS OF ARTICLES 529 DUOVICIES AND 529 TERVICIES OF THE SPANISH CAPITAL CORPORATIONS LAW: LICENSE AGREEMENT FOR THE USE OF PLATFORMS AND RELATED SERVICES AS A SOFTWARE AS A SERVICE SOLUTION, BETWEEN ENEL X, S.R.L. AND ENDESA X SERVICIOS, S.L | Management | No Action | |||||||||||
| 12.6 | REVIEW AND APPROVAL, FOLLOWING A PROPOSAL FROM THE BOARD OF DIRECTORS AND A REPORT FROM THE AUDIT AND COMPLIANCE COMMITTEE, OF THE FOLLOWING RELATED PARTY TRANSACTIONS, IN ACCORDANCE WITH THE PROVISIONS OF ARTICLES 529 DUOVICIES AND 529 TERVICIES OF THE SPANISH CAPITAL CORPORATIONS LAW: CONTRACTS FOR THE SUPPLY OF ELECTRIC CHARGING SOLUTIONS AND THE PROVISION OF SERVICES BETWEEN ENDESA X WAY, S.L. AND ENDESA X SERVICIOS, S.L., ENDESA ENERGIA, S.A.U., ENDESA MEDIOS Y SISTEMAS, S.L. AND ASOCIACION NUCLEAR ASCO VANDELLOS II. A.I.E | Management | No Action | |||||||||||
| 12.7 | REVIEW AND APPROVAL, FOLLOWING A PROPOSAL FROM THE BOARD OF DIRECTORS AND A REPORT FROM THE AUDIT AND COMPLIANCE COMMITTEE, OF THE FOLLOWING RELATED PARTY TRANSACTIONS, IN ACCORDANCE WITH THE PROVISIONS OF ARTICLES 529 DUOVICIES AND 529 TERVICIES OF THE SPANISH CAPITAL CORPORATIONS LAW: CONTRACTING OF LOGISTICS SERVICES TO BE PROVIDED BY ENDESA GENERACION, S.A.U. TO ENEL PRODUZIONE, S.P.A AT THE PORTS OF CARBONERAS AND FERROL | Management | No Action | |||||||||||
| 12.8 | REVIEW AND APPROVAL, FOLLOWING A PROPOSAL FROM THE BOARD OF DIRECTORS AND A REPORT FROM THE AUDIT AND COMPLIANCE COMMITTEE, OF THE FOLLOWING RELATED PARTY TRANSACTIONS, IN ACCORDANCE WITH THE PROVISIONS OF ARTICLES 529 DUOVICIES AND 529 TERVICIES OF THE SPANISH CAPITAL CORPORATIONS LAW: PURCHASES OF LIQUEFIED NATURAL GAS (LNG) FOR 2023, IN A MAXIMUM VOLUME OF 4.5 TWH, BETWEEN ENDESA ENERGIA, S.A. AND ENEL GLOBAL TRADING, S.P.A | Management | No Action | |||||||||||
| 12.9 | REVIEW AND APPROVAL, FOLLOWING A PROPOSAL FROM THE BOARD OF DIRECTORS AND A REPORT FROM THE AUDIT AND COMPLIANCE COMMITTEE, OF THE FOLLOWING RELATED PARTY TRANSACTIONS, IN ACCORDANCE WITH THE PROVISIONS OF ARTICLES 529 DUOVICIES AND 529 TERVICIES OF THE SPANISH CAPITAL CORPORATIONS LAW: CONTRACT FOR THE PROVISION OF DIELECTRIC FLUID ANALYSIS SERVICES IN POWER TRANSFORMERS BY ENDESA INGENIERIA, S.L. TO EDISTRIBUZIONE,S.R.L | Management | No Action | |||||||||||
| 12.10 | REVIEW AND APPROVAL, FOLLOWING A PROPOSAL FROM THE BOARD OF DIRECTORS AND A REPORT FROM THE AUDIT AND COMPLIANCE COMMITTEE, OF THE FOLLOWING RELATED PARTY TRANSACTIONS, IN ACCORDANCE WITH THE PROVISIONS OF ARTICLES 529 DUOVICIES AND 529 TERVICIES OF THE SPANISH CAPITAL CORPORATIONS LAW: CONTRACTING OF GRIDSPERTISE, S.R.L. BY EDISTRIBUCION REDES DIGITALES, S.L.U. FOR THE SUPPLYING OF LVM HUBS AND OTHER ASSETS | Management | No Action | |||||||||||
| 13 | DELEGATION TO THE BOARD OF DIRECTORS TO EXECUTE AND IMPLEMENT RESOLUTIONS ADOPTED BY THE GENERAL MEETING, AS WELL AS TO SUBSTITUTE THE POWERS ENTRUSTED THERETO BY THE GENERAL MEETING, AND GRANTING OF POWERS TO THE BOARD OF DIRECTORS TO RECORD SUCH RESOLUTIONS IN A PUBLIC INSTRUMENT AND REGISTER SUCH RESOLUTIONS | Management | No Action | |||||||||||
| COREM PROPERTY GROUP AB | ||||||||||||||
| Security | W2R19Q152 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 28-Apr-2023 | ||||||||||||
| ISIN | SE0010714287 | Agenda | 716847984 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||||
| 1 | OPEN MEETING | Non-Voting | ||||||||||||
| 2 | ELECT CHAIRMAN OF MEETING | Management | No Action | |||||||||||
| 3 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | ||||||||||||
| 4 | APPROVE AGENDA OF MEETING | Management | No Action | |||||||||||
| 5 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Non-Voting | ||||||||||||
| 6 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Management | No Action | |||||||||||
| 7 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | ||||||||||||
| 8.A | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||||
| 8.B | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF SEK 0.40 PER ORDINARY SHARE OF CLASS A AND CLASS B, SEK 20.00 PER ORDINARY SHARE OF CLASS D AND SEK 20.00 PER PREFERENCE SHARE | Management | No Action | |||||||||||
| 8.C1 | APPROVE DISCHARGE OF PATRIK ESSEHORN | Management | No Action | |||||||||||
| 8.C2 | APPROVE DISCHARGE OF CHRISTINA TILLMAN | Management | No Action | |||||||||||
| 8.C3 | APPROVE DISCHARGE OF FREDRIK RAPP | Management | No Action | |||||||||||
| 8.C4 | APPROVE DISCHARGE OF KATARINA KLINGSPOR | Management | No Action | |||||||||||
| 8.C5 | APPROVE DISCHARGE OF MAGNUS UGGLA | Management | No Action | |||||||||||
| 8.C6 | APPROVE DISCHARGE OF CHRISTIAN ROOS | Management | No Action | |||||||||||
| 8.C7 | APPROVE DISCHARGE OF EVA LANDEN, CEO | Management | No Action | |||||||||||
| 8.D | APPROVE RECORD DATE FOR DIVIDEND PAYMENT | Management | No Action | |||||||||||
| 9.1 | DETERMINE NUMBER OF MEMBERS (7) AND DEPUTY MEMBERS (0) OF BOARD | Management | No Action | |||||||||||
| 9.2 | DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY AUDITORS (0) | Management | No Action | |||||||||||
| 10.1 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 560,000 TO CHAIRMAN AND SEK 305,000 TO OTHER DIRECTORS; APPROVE REMUNERATION OF AUDITORS | Management | No Action | |||||||||||
| 10.2 | APPROVE REMUNERATION OF AUDITOR | Management | No Action | |||||||||||
| 11.1 | REELECT PATRIK ESSEHORN AS DIRECTOR | Management | No Action | |||||||||||
| 11.2 | REELECT CHRISTINA TILLMAN AS DIRECTOR | Management | No Action | |||||||||||
| 11.3 | REELECT FREDRIK RAPP AS DIRECTOR | Management | No Action | |||||||||||
| 11.4 | REELECT KATARINA KLINGSPOR AS DIRECTOR | Management | No Action | |||||||||||
| 11.5 | REELECT MAGNUS UGGLA AS DIRECTOR | Management | No Action | |||||||||||
| 11.6 | REELECT CHRISTIAN ROOS AS NEW DIRECTOR | Management | No Action | |||||||||||
| 11.7 | ELECT RUTGER ARNHULT AS NEW DIRECTOR | Management | No Action | |||||||||||
| 11.8 | REELECT PATRIK ESSEHORN AS BOARD CHAIR | Management | No Action | |||||||||||
| 11.9 | RATIFY ERNST & YOUNG AS AUDITOR | Management | No Action | |||||||||||
| 12 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||||
| 13 | APPROVE REMUNERATION POLICY AND OTHER TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT | Management | No Action | |||||||||||
| 14 | APPROVE ISSUANCE OF UP TO 10 PERCENT OF ISSUED SHARES WITHOUT PREEMPTIVE RIGHTS | Management | No Action | |||||||||||
| 15 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OF REPURCHASED SHARES | Management | No Action | |||||||||||
| 16 | AUTHORIZE EDITORIAL CHANGES TO ADOPTED RESOLUTIONS IN CONNECTION WITH REGISTRATION WITH SWEDISH AUTHORITIES | Management | No Action | |||||||||||
| 17 | CLOSE MEETING | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| HKBN LTD | ||||||||||||||
| Security | G45158105 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 28-Apr-2023 | ||||||||||||
| ISIN | KYG451581055 | Agenda | 716902021 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2023/ 0404/2023040400390.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2023/ 0404/2023040400404.pdf | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||
| 1 | TO APPROVE THE AMENDED CO-OWNERSHIP PLAN IV OF THE COMPANY AND TO GRANT A SPECIFIC MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH NEW SHARES UP TO BUT NOT EXCEEDING THE SCHEME MANDATE LIMIT | Management | Against | Against | ||||||||||
| 2 | SUBJECT TO THE PASSING OF ORDINARY RESOLUTION NUMBERED 1, TO APPROVE THE GRANT(S) AND AWARD(S) OF RSUS AND AWARD SHARES TO MR. CHU KWONG YEUNG PURSUANT TO THE AMENDED CO-OWNERSHIP PLAN IV | Management | Against | Against | ||||||||||
| 3 | SUBJECT TO THE PASSING OF ORDINARY RESOLUTION NUMBERED 1, TO APPROVE THE GRANT(S) AND AWARD(S) OF RSUS AND AWARD SHARES TO MR. NI QUIAQUE LAI PURSUANT TO THE AMENDED CO-OWNERSHIP PLAN IV | Management | Against | Against | ||||||||||
| OAK STREET HEALTH, INC. | ||||||||||||||
| Security | 67181A107 | Meeting Type | Special | |||||||||||
| Ticker Symbol | OSH | Meeting Date | 28-Apr-2023 | |||||||||||
| ISIN | US67181A1079 | Agenda | 935811326 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of February 7, 2023 (as it may be amended from time to time, the “Merger Agreement”), by and among Oak Street Health, Inc., CVS Pharmacy, Inc., Halo Merger Sub Corp., a wholly owned subsidiary of CVS Pharmacy, Inc., and, solely for the limited purposes set forth therein, CVS Health Corporation, pursuant to which Halo Merger Sub Corp. will merge with and into Oak Street Health, Inc., with Oak Street Health, Inc. continuing as the surviving corporation and wholly owned subsidiary of CVS Pharmacy, Inc (the “Merger”). | Management | For | For | ||||||||||
| 2. | To approve, on an advisory, non-binding basis, the compensation that may be paid or may become payable to the named executive officers of Oak Street Health in connection with the Merger. | Management | For | For | ||||||||||
| 3. | To adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | ||||||||||
| MALVERN BANCORP, INC. | ||||||||||||||
| Security | 561409103 | Meeting Type | Special | |||||||||||
| Ticker Symbol | MLVF | Meeting Date | 28-Apr-2023 | |||||||||||
| ISIN | US5614091032 | Agenda | 935811338 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | A proposal to adopt the Agreement and Plan of Merger dated as of December 13, 2022, by and among Malvern Bank, National Association (“Malvern Bank”), Malvern Bancorp, Inc. (“Malvern Bancorp”), and First Bank (the “merger agreement”), providing for the merger of Malvern Bancorp with and into First Bank (through a newly created merger subsidiary of First Bank), immediately followed by the merger of Malvern Bank with and into First Bank (collectively, the “merger”). | Management | For | For | ||||||||||
| 2. | A proposal to approve, on an advisory (non-binding) basis, the merger-related compensation payments that will or may be paid to the named executive officers of Malvern Bancorp in connection with the transactions contemplated by the merger agreement (the “Malvern Bancorp executive compensation proposal”). | Management | For | For | ||||||||||
| 3. | A proposal to adjourn the Malvern Bancorp special meeting, if necessary and appropriate, to solicit additional proxies in favor of the Malvern merger proposal, as more fully described in the accompanying joint proxy statement/offering circular (the “adjournment proposal”). | Management | For | For | ||||||||||
| BLACK KNIGHT, INC. | ||||||||||||||
| Security | 09215C105 | Meeting Type | Special | |||||||||||
| Ticker Symbol | BKI | Meeting Date | 28-Apr-2023 | |||||||||||
| ISIN | US09215C1053 | Agenda | 935816631 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Proposal to approve and adopt the Agreement and Plan of Merger, dated as of May 4, 2022, as amended by Amendment No. 1 thereto, dated as of March 7, 2023, among Intercontinental Exchange, Inc., Sand Merger Sub Corporation and Black Knight (as may be further amended from time to time) (the “merger proposal”). | Management | For | For | ||||||||||
| 2. | Proposal to approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to Black Knight’s named executive officers that is based on or otherwise relates to the merger (the “compensation proposal”). | Management | For | For | ||||||||||
| 3. | Proposal to adjourn or postpone the special meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment or postponement, there are not sufficient votes to approve the merger proposal or to ensure that any supplement or amendment to the accompanying proxy statement/prospectus is timely provided to holders of Black Knight common stock (the “adjournment proposal”). | Management | For | For | ||||||||||
| THE E.W. SCRIPPS COMPANY | ||||||||||||||
| Security | 811054402 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SSP | Meeting Date | 01-May-2023 | |||||||||||
| ISIN | US8110544025 | Agenda | 935779085 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Lauren Rich Fine | Management | For | For | ||||||||||
| 1b. | Election of Director: Burton F. Jablin | Management | For | For | ||||||||||
| 1c. | Election of Director: Kim Williams | Management | For | For | ||||||||||
| BIOHAVEN LTD | ||||||||||||||
| Security | G1110E107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BHVN | Meeting Date | 02-May-2023 | |||||||||||
| ISIN | VGG1110E1079 | Agenda | 935779554 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director for a term expiring at the 2026 Annual Meeting of shareholders: Michael T. Heffernan | Management | For | For | ||||||||||
| 1b. | Election of Director for a term expiring at the 2026 Annual Meeting of shareholders: Irina A. Antonijevic, M.D., Ph.D. | Management | For | For | ||||||||||
| 1c. | Election of Director for a term expiring at the 2026 Annual Meeting of shareholders: Robert J. Hugin | Management | For | For | ||||||||||
| 2. | Ratification of appointment of Ernst & Young LLP as independent auditors for fiscal year 2023. | Management | For | For | ||||||||||
| ORANGE BELGIUM S.A. | ||||||||||||||
| Security | B6404X104 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 03-May-2023 | ||||||||||||
| ISIN | BE0003735496 | Agenda | 716873066 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||||
| 1 | PRESENTATION AND DISCUSSION OF THE BOARD OF DIRECTORS’ MANAGEMENT REPORT | Non-Voting | ||||||||||||
| 2 | PRESENTATION AND DISCUSSION OF THE STATUTORY AUDITOR’S REPORT | Non-Voting | ||||||||||||
| 3 | APPROVAL OF THE REMUNERATION REPORT | Management | No Action | |||||||||||
| 4 | APPROVAL OF THE ANNUAL ACCOUNTS AND ALLOCATION OF THE RESULT | Management | No Action | |||||||||||
| 5 | PROPOSAL TO GRANT DISCHARGE TO THE DIRECTORS | Management | No Action | |||||||||||
| 6 | PROPOSAL TO GRANT DISCHARGE TO THE STATUTORY AUDITOR | Management | No Action | |||||||||||
| 7 | APPROVAL OF THE ANNUAL ACCOUNTS CLOSED ON 30 JUNE 2022 OF THE ABSORBED COMPANY AND DISCHARGE OF THE DIRECTORS AND THE STATUTORY AUDITOR | Management | No Action | |||||||||||
| 8.1 | APPROVAL TO RE-APPOINT MR MATTHIEU BOUCHERY AS DIRECTOR | Management | No Action | |||||||||||
| 8.2 | APPROVAL TO RE-APPOINT MRS CLARISSE HERIARD DUBREUIL AS DIRECTOR | Management | No Action | |||||||||||
| 8.3 | APPROVAL TO RE-APPOINT MRS MARI-NOELLE JEGO-LAVEISSIERE AS DIRECTOR | Management | No Action | |||||||||||
| 8.4 | APPROVAL TO RE-APPOINT BVBA K2A MANAGEMENT AND INVESTMENT SERVICES REPRESENTED BY MR WILFRIED VERSTRAETE AS DIRECTOR | Management | No Action | |||||||||||
| 8.5 | APPROVAL TO RE-APPOINT SPRL LEADERSHIP AND MANAGEMENT ADVISORY SERVICES (LMAS) REPRESENTED BY MR GREGOIRE DALLEMAGNE AS DIRECTOR | Management | No Action | |||||||||||
| 8.6 | APPROVAL TO RE-APPOINT MR CHRISTIAN LUGINBUHL AS DIRECTOR | Management | No Action | |||||||||||
| 8.7 | APPROVAL TO RE-APPOINT MR XAVIER PICHON AS DIRECTOR | Management | No Action | |||||||||||
| 8.8 | APPROVAL TO RE-APPOINT BV THE HOUSE OF VALUE ADVISORY & SOLUTIONS REPRESENTED BY MR JOHAN DESCHUYFFELEER AS DIRECTOR | Management | No Action | |||||||||||
| 8.9 | APPROVAL TO RE-APPOINT MR JEAN-MARC VIGNOLLES AS DIRECTOR | Management | No Action | |||||||||||
| 8.10 | APPROVAL TO THE APPOINTMENT OF MRS CAROLINE GUILLAUMIN AS DIRECTOR | Management | No Action | |||||||||||
| 8.11 | APPROVAL TO THE APPOINTMENT OF MRS INNE MERTENS AS DIRECTOR | Management | No Action | |||||||||||
| 8.12 | APPROVAL TO THE APPOINTMENT OF MR BERNARD RAMANANTSOA AS DIRECTOR | Management | No Action | |||||||||||
| 9 | APPROVAL OF THE BOARD OF DIRECTORS REMUNERATION | Management | No Action | |||||||||||
| 10 | APPOINTMENT OF DELOITTE AS STATUTORY AUDITOR | Management | No Action | |||||||||||
| 11 | APPROVAL OF ARTICLE 11 OF THE EUR CREDIT FACILITY AGREEMENT TO BE ENTERED INTO BETWEEN ATLAS SERVICES BELGIUM SA AND THE COMPANY RELATED TO THE FINANCING OF THE COMPANY BY ATLAS SERVICES BELGIUM SA. ARTICLE 11 ALLOWS ATLAS SERVICES BELGIUM SA UNDER CERTAIN CONDITIONS TO TERMINATE THE AGREEMENT IF THERE IS A CHANGE OF CONTROL OVER THE COMPANY | Management | No Action | |||||||||||
| 12 | PROPOSAL TO GRANT FULL POWERS TO B-DOCS SRL | Management | No Action | |||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| TRONOX HOLDINGS PLC | ||||||||||||||
| Security | G9087Q102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TROX | Meeting Date | 03-May-2023 | |||||||||||
| ISIN | GB00BJT16S69 | Agenda | 935783577 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Ilan Kaufthal | Management | For | For | ||||||||||
| 1b. | Election of Director: John Romano | Management | For | For | ||||||||||
| 1c. | Election of Director: Jean-Francois Turgeon | Management | For | For | ||||||||||
| 1d. | Election of Director: Mutlaq Al-Morished | Management | For | For | ||||||||||
| 1e. | Election of Director: Vanessa Guthrie | Management | For | For | ||||||||||
| 1f. | Election of Director: Peter Johnston | Management | For | For | ||||||||||
| 1g. | Election of Director: Ginger Jones | Management | For | For | ||||||||||
| 1h. | Election of Director: Stephen Jones | Management | For | For | ||||||||||
| 1i. | Election of Director: Moazzam Khan | Management | For | For | ||||||||||
| 1j. | Election of Director: Sipho Nkosi | Management | For | For | ||||||||||
| 2. | A non-binding advisory vote to approve executive compensation. | Management | For | For | ||||||||||
| 3. | Ratify the appointment of PricewaterhouseCoopers LLP (U.S.) as the Company’s independent registered public accounting firm. | Management | For | For | ||||||||||
| 4. | Approve receipt of our U.K. audited annual report and accounts and related directors’ and auditor’s reports for the fiscal year ended December 31, 2022. | Management | For | For | ||||||||||
| 5. | Approve our U.K. directors’ remuneration policy. | Management | For | For | ||||||||||
| 6. | Approve on a non-binding basis our U.K. directors’ remuneration report (other than the part containing the directors’ remuneration policy) for the fiscal year ended December 31, 2022. | Management | For | For | ||||||||||
| 7. | Re-Appoint PricewaterhouseCoopers LLP as our U.K. statutory auditor for the fiscal year ended December 31, 2023. | Management | For | For | ||||||||||
| 8. | Authorize the Board or the Audit Committee to determine the remuneration of PwC U.K. in its capacity as the Company’s U.K. statutory auditor. | Management | For | For | ||||||||||
| 9. | Authorize the Board to allot shares. | Management | For | For | ||||||||||
| 10. | Authorize the Board to allot shares without rights of pre- emption (special resolution). | Management | Against | Against | ||||||||||
| 11. | Approve forms of share repurchase contracts and share repurchase counterparties. | Management | For | For | ||||||||||
| S&P GLOBAL INC. | ||||||||||||||
| Security | 78409V104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SPGI | Meeting Date | 03-May-2023 | |||||||||||
| ISIN | US78409V1044 | Agenda | 935790445 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Marco Alverà | Management | For | For | ||||||||||
| 1B. | Election of Director: Jacques Esculier | Management | For | For | ||||||||||
| 1C. | Election of Director: Gay Huey Evans | Management | For | For | ||||||||||
| 1D. | Election of Director: William D. Green | Management | For | For | ||||||||||
| 1E. | Election of Director: Stephanie C. Hill | Management | For | For | ||||||||||
| 1F. | Election of Director: Rebecca Jacoby | Management | For | For | ||||||||||
| 1G. | Election of Director: Robert P. Kelly | Management | For | For | ||||||||||
| 1H. | Election of Director: Ian P. Livingston | Management | For | For | ||||||||||
| 1I. | Election of Director: Deborah D. McWhinney | Management | For | For | ||||||||||
| 1J. | Election of Director: Maria R. Morris | Management | For | For | ||||||||||
| 1K. | Election of Director: Douglas L. Peterson | Management | For | For | ||||||||||
| 1L. | Election of Director: Richard E. Thornburgh | Management | For | For | ||||||||||
| 1M. | Election of Director: Gregory Washington | Management | For | For | ||||||||||
| 2. | Approve, on an advisory basis, the executive compensation program for the Company’s named executive officers. | Management | For | For | ||||||||||
| 3. | Approve, on an advisory basis, the frequency on which the Company conducts an advisory vote on the executive compensation program for the Company’s named executive officers. | Management | 1 Year | For | ||||||||||
| 4. | Ratify the appointment of Ernst & Young LLP as the Company’s independent auditor for 2023; | Management | For | For | ||||||||||
| IDORSIA LTD | ||||||||||||||
| Security | H3879B109 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 04-May-2023 | ||||||||||||
| ISIN | CH0363463438 | Agenda | 716957064 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION-MAY BE REJECTED. | Non-Voting | ||||||||||||
| 1.1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||||
| 1.2 | APPROVE REMUNERATION REPORT (NON-BINDING) | Management | No Action | |||||||||||
| 2 | APPROVE TREATMENT OF NET LOSS | Management | No Action | |||||||||||
| 3 | APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT | Management | No Action | |||||||||||
| 4.1.1 | REELECT MATHIEU SIMON AS DIRECTOR | Management | No Action | |||||||||||
| 4.1.2 | REELECT JOERN ALDAG AS DIRECTOR | Management | No Action | |||||||||||
| 4.1.3 | REELECT JEAN-PAUL CLOZEL AS DIRECTOR | Management | No Action | |||||||||||
| 4.1.4 | REELECT FELIX EHRAT AS DIRECTOR | Management | No Action | |||||||||||
| 4.1.5 | REELECT SRISHTI GUPTA AS DIRECTOR | Management | No Action | |||||||||||
| 4.1.6 | REELECT PETER KELLOGG AS DIRECTOR | Management | No Action | |||||||||||
| 4.1.7 | REELECT SANDY MAHATME AS DIRECTOR | Management | No Action | |||||||||||
| 4.1.8 | ELECT SOPHIE KORNOWSKI AS DIRECTOR | Management | No Action | |||||||||||
| 4.2 | REELECT MATHIEU SIMON AS BOARD CHAIR | Management | No Action | |||||||||||
| 4.3.1 | REAPPOINT FELIX EHRAT AS CHAIRMAN OF THE NOMINATION, COMPENSATION AND GOVERNANCE COMMITTEE | Management | No Action | |||||||||||
| 4.3.2 | REAPPOINT SRISHTI GUPTA AS MEMBER OF THE NOMINATION, COMPENSATION AND GOVERNANCE COMMITTEE | Management | No Action | |||||||||||
| 4.3.3 | REAPPOINT MATHIEU SIMON AS MEMBER OF THE NOMINATION, COMPENSATION AND GOVERNANCE COMMITTEE | Management | No Action | |||||||||||
| 4.3.4 | APPOINT SOPHIE KORNOWSKI AS MEMBER OF THE NOMINATION, COMPENSATION AND GOVERNANCE COMMITTEE | Management | No Action | |||||||||||
| 5.1 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 1.5 MILLION | Management | No Action | |||||||||||
| 5.2 | APPROVE REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 17.2 MILLION | Management | No Action | |||||||||||
| 6 | DESIGNATE BACHMANNPARTNER AG AS INDEPENDENT PROXY | Management | No Action | |||||||||||
| 7 | RATIFY ERNST & YOUNG AG AS AUDITORS | Management | No Action | |||||||||||
| 8.1 | AMEND CORPORATE PURPOSE | Management | No Action | |||||||||||
| 8.2 | APPROVE CREATION OF CHF 1.3 MILLION POOL OF CONDITIONAL CAPITAL FOR EMPLOYEE EQUITY PARTICIPATION | Management | No Action | |||||||||||
| 8.3 | APPROVE CREATION OF CAPITAL BAND WITHIN THE UPPER LIMIT OF CHF 14.1 MILLION AND THE LOWER LIMIT OF CHF 4.7 MILLION WITH OR WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS | Management | No Action | |||||||||||
| 8.4 | AMEND ARTICLES RE: SHARES AND SHARE REGISTER | Management | No Action | |||||||||||
| 8.5 | AMEND ARTICLES OF ASSOCIATION (INCL. APPROVAL OF VIRTUAL-ONLY OR HYBRID SHAREHOLDER MEETINGS) | Management | No Action | |||||||||||
| 8.6 | AMEND ARTICLES RE: BOARD OF DIRECTORS; COMPENSATION; EXTERNAL MANDATES FOR MEMBERS OF THE BOARD OF DIRECTORS AND EXECUTIVE COMMITTEE | Management | No Action | |||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
| HORIZON BANCORP, INC. | ||||||||||||||
| Security | 440407104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HBNC | Meeting Date | 04-May-2023 | |||||||||||
| ISIN | US4404071049 | Agenda | 935778526 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director: James B. Dworkin | Management | For | For | ||||||||||
| 1.2 | Election of Director: Michele M. Magnuson | Management | For | For | ||||||||||
| 1.3 | Election of Director: Steven W. Reed | Management | For | For | ||||||||||
| 1.4 | Election of Director: Vanessa P. Williams | Management | For | For | ||||||||||
| 2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
| 3. | Ratification of appointment of Forvis, LLP as independent auditors. | Management | For | For | ||||||||||
| SOUTHWEST GAS HOLDINGS, INC. | ||||||||||||||
| Security | 844895102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SWX | Meeting Date | 04-May-2023 | |||||||||||
| ISIN | US8448951025 | Agenda | 935787119 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | E. Renae Conley | For | For | |||||||||||
| 2 | Andrew W. Evans | For | For | |||||||||||
| 3 | Karen S. Haller | For | For | |||||||||||
| 4 | Jane Lewis-Raymond | For | For | |||||||||||
| 5 | Henry P. Linginfelter | For | For | |||||||||||
| 6 | Anne L. Mariucci | For | For | |||||||||||
| 7 | Carlos A. Ruisanchez | For | For | |||||||||||
| 8 | Ruby Sharma | For | For | |||||||||||
| 9 | Andrew J. Teno | For | For | |||||||||||
| 10 | A. Randall Thoman | For | For | |||||||||||
| 11 | Leslie T. Thornton | For | For | |||||||||||
| 2. | To APPROVE, on a non-binding, advisory basis, the Company’s executive compensation. | Management | For | For | ||||||||||
| 3. | To APPROVE, on a non-binding, advisory basis, the frequency of the non-binding advisory vote on executive compensation. | Management | 1 Year | For | ||||||||||
| 4. | To RATIFY the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for fiscal year 2023. | Management | For | For | ||||||||||
| PERRIGO COMPANY PLC | ||||||||||||||
| Security | G97822103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PRGO | Meeting Date | 04-May-2023 | |||||||||||
| ISIN | IE00BGH1M568 | Agenda | 935788464 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director to hold office until the 2024 Annual General Meeting: Bradley A. Alford | Management | For | For | ||||||||||
| 1B. | Election of Director to hold office until the 2024 Annual General Meeting: Orlando D. Ashford | Management | For | For | ||||||||||
| 1C. | Election of Director to hold office until the 2024 Annual General Meeting: Katherine C. Doyle | Management | For | For | ||||||||||
| 1D. | Election of Director to hold office until the 2024 Annual General Meeting: Adriana Karaboutis | Management | For | For | ||||||||||
| 1E. | Election of Director to hold office until the 2024 Annual General Meeting: Murray S. Kessler | Management | For | For | ||||||||||
| 1F. | Election of Director to hold office until the 2024 Annual General Meeting: Jeffrey B. Kindler | Management | For | For | ||||||||||
| 1G. | Election of Director to hold office until the 2024 Annual General Meeting: Erica L. Mann | Management | For | For | ||||||||||
| 1H. | Election of Director to hold office until the 2024 Annual General Meeting: Albert A. Manzone | Management | For | For | ||||||||||
| 1I. | Election of Director to hold office until the 2024 Annual General Meeting: Donal O’Connor | Management | For | For | ||||||||||
| 1J. | Election of Director to hold office until the 2024 Annual General Meeting: Geoffrey M. Parker | Management | For | For | ||||||||||
| 2. | Ratify, in a non-binding advisory vote, the appointment of Ernst & Young LLP as the Company’s independent auditor, and authorize, in a binding vote, the Board of Directors, acting through the Audit Committee, to fix the remuneration of the auditor | Management | For | For | ||||||||||
| 3. | Advisory vote on executive compensation | Management | For | For | ||||||||||
| 4. | Advisory vote on the frequency of future advisory votes on executive compensation | Management | 1 Year | For | ||||||||||
| 5. | Renew the Board’s authority to issue shares under Irish law | Management | For | For | ||||||||||
| 6. | Renew the Board’s authority to opt-out of statutory pre- emption rights under Irish law | Management | Against | Against | ||||||||||
| 7. | Approve the creation of distributable reserves by reducing some or all of the Company’s share premium | Management | For | For | ||||||||||
| HEXCEL CORPORATION | ||||||||||||||
| Security | 428291108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HXL | Meeting Date | 04-May-2023 | |||||||||||
| ISIN | US4282911084 | Agenda | 935788729 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Nick L. Stanage | Management | For | For | ||||||||||
| 1b. | Election of Director: Jeffrey C. Campbell | Management | For | For | ||||||||||
| 1c. | Election of Director: Cynthia M. Egnotovich | Management | For | For | ||||||||||
| 1d. | Election of Director: Thomas A. Gendron | Management | For | For | ||||||||||
| 1e. | Election of Director: Dr. Jeffrey A. Graves | Management | For | For | ||||||||||
| 1f. | Election of Director: Guy C. Hachey | Management | For | For | ||||||||||
| 1g. | Election of Director: Dr. Marilyn L. Minus | Management | For | For | ||||||||||
| 1h. | Election of Director: Catherine A. Suever | Management | For | For | ||||||||||
| 2. | Advisory non-binding vote to approve 2022 executive compensation. | Management | For | For | ||||||||||
| 3. | Advisory non-binding vote to approve the frequency of the stockholder vote to approve executive compensation. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
| ROGERS CORPORATION | ||||||||||||||
| Security | 775133101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ROG | Meeting Date | 04-May-2023 | |||||||||||
| ISIN | US7751331015 | Agenda | 935790320 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Keith L. Barnes | For | For | |||||||||||
| 2 | Larry L. Berger | For | For | |||||||||||
| 3 | Megan Faust | For | For | |||||||||||
| 4 | R. Colin Gouveia | For | For | |||||||||||
| 5 | Armand F. Lauzon, Jr. | For | For | |||||||||||
| 6 | Ganesh Moorthy | For | For | |||||||||||
| 7 | Jeffrey J. Owens | For | For | |||||||||||
| 8 | Anne K. Roby | For | For | |||||||||||
| 9 | Peter C. Wallace | For | For | |||||||||||
| 2. | To ratify the selection of PricewaterhouseCoopers LLP (“PwC”) as our independent auditor for 2023. | Management | For | For | ||||||||||
| 3. | To approve, on a non-binding advisory basis, the compensation paid to our named executive officers. | Management | For | For | ||||||||||
| 4. | To approve, on a non-binding advisory basis, the frequency of future non-binding advisory votes on the compensation paid to our named executive officers. | Management | 1 Year | For | ||||||||||
| SILTRONIC AG | ||||||||||||||
| Security | D6948S114 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 05-May-2023 | ||||||||||||
| ISIN | DE000WAF3001 | Agenda | 716832072 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | ||||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | ||||||||||||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS | Non-Voting | ||||||||||||
| HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | ||||||||||||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER’S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2022 | Non-Voting | ||||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 3.00 PER SHARE | Management | No Action | |||||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 5 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2023 | Management | No Action | |||||||||||
| 6 | APPROVE REMUNERATION POLICY FOR THE MANAGEMENT BOARD | Management | No Action | |||||||||||
| 7 | APPROVE REMUNERATION POLICY FOR THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 8 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||||
| 9.1 | ELECT HERMANN GERLINGER TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 9.2 | ELECT JOS BENSCHOP TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 9.3 | ELECT SIEGLINDE FEIST TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 9.4 | ELECT MICHAEL HANKEL TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 9.5 | ELECT MARIELLA ROEHM-KOTTMANN TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 9.6 | ELECT TOBIAS OHLER TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 10 | APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS UNTIL 2025 | Management | No Action | |||||||||||
| 11 | AMEND ARTICLES RE: PARTICIPATION OF SUPERVISORY BOARD MEMBERS IN THE ANNUAL GENERAL MEETING BY MEANS OF AUDIO AND VIDEO TRANSMISSION | Management | No Action | |||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 29 MAR 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||||
| CMMT | 29 MAR 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
| CMMT | 29 MAR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| VELAN INC. | ||||||||||||||
| Security | 922932108 | Meeting Type | Special | |||||||||||
| Ticker Symbol | VLNSF | Meeting Date | 05-May-2023 | |||||||||||
| ISIN | CA9229321083 | Agenda | 935822949 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | To consider and, if thought advisable, with or without variation, a special resolution to approve a proposed plan of arrangement involving the Company on the one hand, and 14714750 Canada Inc., an entity created by Flowserve Corporation, and Flowserve US Inc. on the other hand, pursuant to Section 192 of the Canada Business Corporation Act. The full text of such special resolution is set forth in the Appendix B to the accompanying management information circular of the Company dated March 30, 2023. | Management | For | For | ||||||||||
| RITCHIE BROS. AUCTIONEERS INCORPORATED | ||||||||||||||
| Security | 767744105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | RBA | Meeting Date | 08-May-2023 | |||||||||||
| ISIN | CA7677441056 | Agenda | 935828458 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Erik Olsson | Management | For | For | ||||||||||
| 1b. | Election of Director: Ann Fandozzi | Management | For | For | ||||||||||
| 1c. | Election of Director: Brian Bales | Management | For | For | ||||||||||
| 1d. | Election of Director: William Breslin | Management | For | For | ||||||||||
| 1e. | Election of Director: Adam DeWitt | Management | For | For | ||||||||||
| 1f. | Election of Director: Robert G. Elton | Management | For | For | ||||||||||
| 1g. | Election of Director: Lisa Hook | Management | For | For | ||||||||||
| 1h. | Election of Director: Timothy O’Day | Management | For | For | ||||||||||
| 1i. | Election of Director: Sarah Raiss | Management | For | For | ||||||||||
| 1j. | Election of Director: Michael Sieger | Management | For | For | ||||||||||
| 1k. | Election of Director: Jeffrey C. Smith | Management | For | For | ||||||||||
| 1l. | Election of Director: Carol M. Stephenson | Management | For | For | ||||||||||
| 2. | Appointment of Ernst & Young LLP as auditors of the Company until the next annual meeting of the Company and authorizing the Audit Committee to fix their remuneration. Please note: Voting option ‘Against’ = ‘Withhold’ | Management | For | For | ||||||||||
| 3. | Approval, on an advisory basis, of a non-binding resolution accepting the Company’s approach to executive compensation. | Management | For | For | ||||||||||
| 4. | To consider and, if deemed advisable, to pass, with or without variation, an ordinary resolution approving the Company’s Share Incentive Plan, the full text of which resolution is set out in the accompanying proxy statement. | Management | For | For | ||||||||||
| 5. | To consider and, if deemed advisable, to pass, with or without variation, an ordinary resolution approving the Company’s Employee Stock Purchase Plan, the full text of which resolution is set out in the accompanying proxy statement. | Management | For | For | ||||||||||
| 6. | To consider and, if deemed advisable, to pass, with or without variation, a special resolution authorizing the Company to amend its articles to change its name to “RB Global, Inc.” or such other name as is acceptable to the Company and applicable regulatory authorities, the full text of which resolution is set out in the accompanying proxy statement. | Management | For | For | ||||||||||
| SGL CARBON SE | ||||||||||||||
| Security | D6949M108 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 09-May-2023 | ||||||||||||
| ISIN | DE0007235301 | Agenda | 716830749 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | ||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2022 | Non-Voting | ||||||||||||
| 2 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 3 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2023 AND FOR THE REVIEW OF INTERIM FINANCIAL STATEMENTS FOR FISCAL YEAR 2023 | Management | No Action | |||||||||||
| 5.1 | ELECT INGEBORG NEUMANN TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 5.2 | ELECT FRANK RICHTER TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 6 | APPROVE CREATION OF EUR 125.3 MILLION POOL OF AUTHORIZED CAPITAL WITH OR WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS | Management | No Action | |||||||||||
| 7 | APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 250 MILLION; APPROVE CREATION OF EUR 31.3 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | Management | No Action | |||||||||||
| 8 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||||
| 9 | APPROVE REMUNERATION POLICY | Management | No Action | |||||||||||
| 10 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | No Action | |||||||||||
| 11 | APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS UNTIL 2025 | Management | No Action | |||||||||||
| 12 | AMEND ARTICLES RE: PARTICIPATION OF SUPERVISORY BOARD MEMBERS IN THE ANNUAL GENERAL MEETING BY MEANS OF AUDIO AND VIDEO TRANSMISSION | Management | No Action | |||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE MATERIAL URL DROPDOWN AT THE TOP OF THE BALLOT.-THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE.-FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | Non-Voting | ||||||||||||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE. | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| PNM RESOURCES, INC. | ||||||||||||||
| Security | 69349H107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PNM | Meeting Date | 09-May-2023 | |||||||||||
| ISIN | US69349H1077 | Agenda | 935799695 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Vicky A. Bailey | Management | For | For | ||||||||||
| 1B. | Election of Director: Norman P. Becker | Management | For | For | ||||||||||
| 1C. | Election of Director: Patricia K. Collawn | Management | For | For | ||||||||||
| 1D. | Election of Director: E. Renae Conley | Management | For | For | ||||||||||
| 1E. | Election of Director: Alan J. Fohrer | Management | For | For | ||||||||||
| 1F. | Election of Director: Sidney M. Gutierrez | Management | For | For | ||||||||||
| 1G. | Election of Director: James A. Hughes | Management | For | For | ||||||||||
| 1H. | Election of Director: Maureen T. Mullarkey | Management | For | For | ||||||||||
| 1I. | Election of Director: Donald K. Schwanz | Management | For | For | ||||||||||
| 2. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
| 3. | Approve the 2023 Performance Equity Plan. | Management | For | For | ||||||||||
| 4. | Approve, on an advisory basis, the compensation of our named executive officers as disclosed in the 2023 proxy statement. | Management | For | For | ||||||||||
| 5. | To recommend, by non-binding vote, the frequency of executive compensation votes. | Management | 1 Year | For | ||||||||||
| PAN AMERICAN SILVER CORP. | ||||||||||||||
| Security | 697900108 | Meeting Type | Annual and Special Meeting | |||||||||||
| Ticker Symbol | PAAS | Meeting Date | 10-May-2023 | |||||||||||
| ISIN | CA6979001089 | Agenda | 935798667 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | To set the number of directors at 11. | Management | For | For | ||||||||||
| 2 | DIRECTOR | Management | ||||||||||||
| 1 | John Begeman | For | For | |||||||||||
| 2 | Alexander Davidson | For | For | |||||||||||
| 3 | Neil de Gelder | For | For | |||||||||||
| 4 | Chantal Gosselin | For | For | |||||||||||
| 5 | Charles Jeannes | For | For | |||||||||||
| 6 | Kimberly Keating | For | For | |||||||||||
| 7 | Jennifer Maki | For | For | |||||||||||
| 8 | Walter Segsworth | For | For | |||||||||||
| 9 | Kathleen Sendall | For | For | |||||||||||
| 10 | Michael Steinmann | For | For | |||||||||||
| 11 | Gillian Winckler | For | For | |||||||||||
| 3 | Appointment of Deloitte LLP as Auditors of the Company for the ensuing year and authorizing the directors to fix their remuneration. | Management | For | For | ||||||||||
| 4 | To consider and, if thought appropriate, to pass an ordinary, non-binding “say on pay” resolution approving the Company’s approach to executive compensation, the complete text of which is set out in the management information circular for the Meeting. | Management | For | For | ||||||||||
| 5 | To consider and, if thought appropriate, to pass a special resolution approving the increase of the maximum number of common shares of the Company (the “Pan American Shares”) that the Company is authorized to issue from 400,000,000 Pan American Shares to 800,000,000 Pan American Shares. The complete text of the special resolution approving this increase in authorized capital is set out in the management information circular for the Meeting. | Management | For | For | ||||||||||
| KINROSS GOLD CORPORATION | ||||||||||||||
| Security | 496902404 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | KGC | Meeting Date | 10-May-2023 | |||||||||||
| ISIN | CA4969024047 | Agenda | 935804460 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | Ian Atkinson | For | For | |||||||||||
| 2 | Kerry D. Dyte | For | For | |||||||||||
| 3 | Glenn A. Ives | For | For | |||||||||||
| 4 | Ave G. Lethbridge | For | For | |||||||||||
| 5 | Elizabeth D. McGregor | For | For | |||||||||||
| 6 | C. McLeod-Seltzer | For | For | |||||||||||
| 7 | Kelly J. Osborne | For | For | |||||||||||
| 8 | J. Paul Rollinson | For | For | |||||||||||
| 9 | David A. Scott | For | For | |||||||||||
| 10 | Michael A. Lewis | For | For | |||||||||||
| 2 | To approve the appointment of KPMG LLP, Chartered Accountants, as auditors of the Company for the ensuing year and to authorize the directors to fix their remuneration. | Management | For | For | ||||||||||
| 3 | To consider, and, if deemed appropriate, to pass an advisory resolution on Kinross’ approach to executive compensation. | Management | For | For | ||||||||||
| TRAVELCENTERS OF AMERICA INC | ||||||||||||||
| Security | 89421B109 | Meeting Type | Special | |||||||||||
| Ticker Symbol | TA | Meeting Date | 10-May-2023 | |||||||||||
| ISIN | US89421B1098 | Agenda | 935818902 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To approve the merger (the “merger”) contemplated by the Agreement and Plan of Merger, dated as of February 15, 2023, among the Company, BP Products North America Inc., a Maryland corporation (“BP”) and Bluestar RTM Inc., a Maryland corporation and an indirect wholly- owned subsidiary of BP (“Merger Subsidiary”), pursuant to which Merger Subsidiary will be merged with and into the Company, with the Company surviving the merger. | Management | No Action | |||||||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to TravelCenters’s named executive officers in connection with the merger, as described in the accompanying proxy statement. | Management | No Action | |||||||||||
| 3. | To approve an adjournment of the special meeting, if necessary, to solicit additional proxies, in the event that there are insufficient votes to approve Proposal 1 at the special meeting. | Management | No Action | |||||||||||
| SUMO LOGIC, INC. | ||||||||||||||
| Security | 86646P103 | Meeting Type | Special | |||||||||||
| Ticker Symbol | SUMO | Meeting Date | 10-May-2023 | |||||||||||
| ISIN | US86646P1030 | Agenda | 935828927 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt the Agreement and Plan of Merger (as it may be amended from time to time), dated as of February 9, 2023, between Serrano Parent, LLC, Serrano Merger Sub, Inc. and Sumo Logic (the “merger agreement”) and approve the merger. | Management | For | For | ||||||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that will or may become payable by Sumo Logic to its named executive officers in connection with the merger. | Management | For | For | ||||||||||
| 3. | To approve any proposal to adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the time of the Special Meeting. | Management | For | For | ||||||||||
| ENDEAVOUR MINING PLC | ||||||||||||||
| Security | G3042J105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | EDVMF | Meeting Date | 11-May-2023 | |||||||||||
| ISIN | GB00BL6K5J42 | Agenda | 935832065 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | To receive the Company’s accounts and the reports of the Directors and Auditors for the year ended 31 December 2022 (the “2022 Annual Report”). | Management | For | For | ||||||||||
| 2 | To re-elect Alison Claire Baker as a Director. | Management | For | For | ||||||||||
| 3 | To re-elect Ian Cockerill as Director. | Management | For | For | ||||||||||
| 4 | To re-elect Livia Mahler as a Director. | Management | For | For | ||||||||||
| 5 | To re-elect Sébastien de Montessus as a Director. | Management | For | For | ||||||||||
| 6 | To re-elect Naguib Onsi Naguib Sawiris as a Director. | Management | For | For | ||||||||||
| 7 | To re-elect Srinivasan Venkatakrishnan as a Director. | Management | For | For | ||||||||||
| 8 | To re-elect Tertius Zongo as a Director. | Management | For | For | ||||||||||
| 9 | To elect Sakhila Mirza as a Director. | Management | For | For | ||||||||||
| 10 | To elect Patrick Bouisset as a Director. | Management | For | For | ||||||||||
| 11 | To reappoint BDO LLP as auditors. | Management | For | For | ||||||||||
| 12 | To authorise the Audit Committee to fix the remuneration of the auditors of the Company. | Management | For | For | ||||||||||
| 13 | To make an amendment to the Directors’ Remuneration Policy in respect of the pension such that the employer contribution is a maximum of 10% of salary. | Management | For | For | ||||||||||
| 14 | To approve the Directors’ Remuneration Report set out on pages 141 to 156 in the 2022 Annual Report. | Management | For | For | ||||||||||
| 15 | Authority to allot shares or grant rights to subscribe for or to convert any security into shares. | Management | For | For | ||||||||||
| 16 | Authority to disapply pre-emption rights. | Management | Withheld | Against | ||||||||||
| 17 | Additional authority to disapply pre-emption rights. | Management | For | For | ||||||||||
| 18 | Authority to purchase own shares. | Management | For | For | ||||||||||
| 19 | That a general meeting other than an Annual General Meeting may be called on not less than 14 clear days’ notice. | Management | For | For | ||||||||||
| EVOQUA WATER TECHNOLOGIES CORP. | ||||||||||||||
| Security | 30057T105 | Meeting Type | Special | |||||||||||
| Ticker Symbol | AQUA | Meeting Date | 11-May-2023 | |||||||||||
| ISIN | US30057T1051 | Agenda | 935836974 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Merger Proposal -- To adopt the Agreement and Plan of Merger, dated as of January 22, 2023 (as amended from time to time), by and among Xylem Inc., Fore Merger Sub, Inc. and Evoqua Water Technologies Corp. (the “Merger Proposal”). | Management | For | For | ||||||||||
| 2. | Advisory Compensation Proposal -- To approve, on an advisory (non-binding) basis, the compensation that will or may be paid to Evoqua Water Technologies Corp.’s named executive officers in connection with the merger. | Management | For | For | ||||||||||
| 3. | Adjournment Proposal -- To approve the adjournment of the Evoqua Water Technologies Corp. Special Meeting to solicit additional proxies if there are not sufficient votes cast at the Evoqua Water Technologies Corp. Special Meeting to approve the Merger Proposal or to ensure that any supplemental or amended disclosure, including any supplement or amendment to the joint proxy statement/prospectus, is timely provided to Evoqua Water Technologies Corp. stockholders. | Management | For | For | ||||||||||
| VULCAN MATERIALS COMPANY | ||||||||||||||
| Security | 929160109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VMC | Meeting Date | 12-May-2023 | |||||||||||
| ISIN | US9291601097 | Agenda | 935788200 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Melissa H. Anderson | Management | For | For | ||||||||||
| 1b. | Election of Director: O. B. Grayson Hall, Jr. | Management | For | For | ||||||||||
| 1c. | Election of Director: Lydia H. Kennard | Management | For | For | ||||||||||
| 1d. | Election of Director: James T. Prokopanko | Management | For | For | ||||||||||
| 1e. | Election of Director: George Willis | Management | For | For | ||||||||||
| 2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
| UNITED STATES CELLULAR CORPORATION | ||||||||||||||
| Security | 911684108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | USM | Meeting Date | 16-May-2023 | |||||||||||
| ISIN | US9116841084 | Agenda | 935801692 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director: H. J. Harczak, Jr. | Management | Withheld | Against | ||||||||||
| 1.2 | Election of Director: G. P. Josefowicz | Management | Withheld | Against | ||||||||||
| 1.3 | Election of Director: C. D. Stewart | Management | Withheld | Against | ||||||||||
| 1.4 | Election of Director: X. D. Williams | Management | Withheld | Against | ||||||||||
| 2. | Ratify accountants for 2023 | Management | For | For | ||||||||||
| 3. | Compensation Plan for Non-Employee Directors | Management | Against | Against | ||||||||||
| 4. | Advisory vote to approve executive compensation | Management | For | For | ||||||||||
| 5. | Advisory vote on the frequency of holding an advisory vote on executive compensation | Management | 1 Year | For | ||||||||||
| QUIDELORTHO CORPORATION | ||||||||||||||
| Security | 219798105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | QDEL | Meeting Date | 16-May-2023 | |||||||||||
| ISIN | US2197981051 | Agenda | 935803393 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Douglas C. Bryant | For | For | |||||||||||
| 2 | Kenneth F. Buechler PhD | For | For | |||||||||||
| 3 | Evelyn S. Dilsaver | For | For | |||||||||||
| 4 | Edward L. Michael | For | For | |||||||||||
| 5 | Mary L Polan MD PhD MPH | For | For | |||||||||||
| 6 | Ann D. Rhoads | For | For | |||||||||||
| 7 | Robert R. Schmidt | For | For | |||||||||||
| 8 | Christopher M. Smith | For | For | |||||||||||
| 9 | Matthew W. Strobeck PhD | For | For | |||||||||||
| 10 | Kenneth J. Widder, M.D. | For | For | |||||||||||
| 11 | Joseph D. Wilkins Jr. | For | For | |||||||||||
| 12 | Stephen H. Wise | For | For | |||||||||||
| 2. | To approve, on an advisory basis, the compensation of QuidelOrtho’s named executive officers. | Management | For | For | ||||||||||
| 3. | To hold a non-binding advisory vote on the frequency of future advisory votes on the compensation of QuidelOrtho’s named executive officers. | Management | 1 Year | For | ||||||||||
| 4. | To ratify the selection of Ernst & Young LLP as QuidelOrtho’s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| MKS INSTRUMENTS, INC. | ||||||||||||||
| Security | 55306N104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MKSI | Meeting Date | 16-May-2023 | |||||||||||
| ISIN | US55306N1046 | Agenda | 935808610 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Peter J. Cannone III | For | For | |||||||||||
| 2 | Joseph B. Donahue | For | For | |||||||||||
| 2. | The approval, on an advisory basis, of executive compensation. | Management | For | For | ||||||||||
| 3. | An advisory vote regarding the frequency of advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
| 4. | The ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | ||||||||||
| AIXTRON SE | ||||||||||||||
| Security | D0257Y135 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 17-May-2023 | ||||||||||||
| ISIN | DE000A0WMPJ6 | Agenda | 716931274 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | ||||||||||||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD | Non-Voting | ||||||||||||
| PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | ||||||||||||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER’S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2022 | Non-Voting | ||||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.31 PER SHARE | Management | No Action | |||||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 5 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||||
| 6 | REELECT KIM SCHINDELHAUER TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 7 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2023 | Management | No Action | |||||||||||
| 8.1 | APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS UNTIL 2025 | Management | No Action | |||||||||||
| 8.2 | AMEND ARTICLES RE: PARTICIPATION OF SUPERVISORY BOARD MEMBERS IN THE ANNUAL GENERAL MEETING BY MEANS OF AUDIO AND VIDEO TRANSMISSION | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | Non-Voting | ||||||||||||
| LIBERTY LATIN AMERICA LTD. | ||||||||||||||
| Security | G9001E102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LILA | Meeting Date | 17-May-2023 | |||||||||||
| ISIN | BMG9001E1021 | Agenda | 935798148 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director: Michael T. Fries | Management | For | For | ||||||||||
| 1.2 | Election of Director: Alfonso de Angoitia Noriega | Management | For | For | ||||||||||
| 1.3 | Election of Director: Paul A. Gould | Management | For | For | ||||||||||
| 1.4 | Election of Director: Roberta S. Jacobson | Management | For | For | ||||||||||
| 2. | A proposal to appoint KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023, and to authorize the Board, acting by the audit committee, to determine the independent auditors remuneration. | Management | For | For | ||||||||||
| ICU MEDICAL, INC. | ||||||||||||||
| Security | 44930G107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ICUI | Meeting Date | 17-May-2023 | |||||||||||
| ISIN | US44930G1076 | Agenda | 935798453 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Vivek Jain | For | For | |||||||||||
| 2 | George A. Lopez, M.D. | For | For | |||||||||||
| 3 | David C. Greenberg | For | For | |||||||||||
| 4 | Elisha W. Finney | For | For | |||||||||||
| 5 | David F. Hoffmeister | For | For | |||||||||||
| 6 | Donald M. Abbey | For | For | |||||||||||
| 7 | Laurie Hernandez | For | For | |||||||||||
| 8 | Kolleen T. Kennedy | For | For | |||||||||||
| 9 | William Seeger | For | For | |||||||||||
| 2. | To approve an amendment to the Amended and Restated ICU Medical, Inc. 2011 Stock Incentive Plan. | Management | Against | Against | ||||||||||
| 3. | To ratify the selection of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2023. | Management | For | For | ||||||||||
| 4. | To approve named executive officer compensation on an advisory basis. | Management | For | For | ||||||||||
| 5. | Approve, on an advisory basis, the frequency of future advisory votes on named executive officer compensation. | Management | 1 Year | For | ||||||||||
| LUMEN TECHNOLOGIES, INC. | ||||||||||||||
| Security | 550241103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LUMN | Meeting Date | 17-May-2023 | |||||||||||
| ISIN | US5502411037 | Agenda | 935801313 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Quincy L. Allen | Management | For | For | ||||||||||
| 1b. | Election of Director: Martha Helena Bejar | Management | For | For | ||||||||||
| 1c. | Election of Director: Peter C. Brown | Management | For | For | ||||||||||
| 1d. | Election of Director: Kevin P. Chilton | Management | For | For | ||||||||||
| 1e. | Election of Director: Steven T. “Terry” Clontz | Management | For | For | ||||||||||
| 1f. | Election of Director: T. Michael Glenn | Management | For | For | ||||||||||
| 1g. | Election of Director: Kate Johnson | Management | For | For | ||||||||||
| 1h. | Election of Director: Hal Stanley Jones | Management | For | For | ||||||||||
| 1i. | Election of Director: Michael Roberts | Management | For | For | ||||||||||
| 1j. | Election of Director: Laurie Siegel | Management | For | For | ||||||||||
| 2. | Ratify the appointment of KPMG LLP as our independent auditor for 2023. | Management | For | For | ||||||||||
| 3. | Approval of Our Second Amended and Restated 2018 Equity Incentive Plan. | Management | For | For | ||||||||||
| 4. | Advisory vote to approve our executive compensation. | Management | For | For | ||||||||||
| 5. | Advisory vote regarding the frequency of our executive compensation votes. | Management | 1 Year | For | ||||||||||
| FISERV, INC. | ||||||||||||||
| Security | 337738108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FISV | Meeting Date | 17-May-2023 | |||||||||||
| ISIN | US3377381088 | Agenda | 935806096 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Frank J. Bisignano | For | For | |||||||||||
| 2 | Henrique de Castro | For | For | |||||||||||
| 3 | Harry F. DiSimone | For | For | |||||||||||
| 4 | Dylan G. Haggart | For | For | |||||||||||
| 5 | Wafaa Mamilli | For | For | |||||||||||
| 6 | Heidi G. Miller | For | For | |||||||||||
| 7 | Doyle R. Simons | For | For | |||||||||||
| 8 | Kevin M. Warren | For | For | |||||||||||
| 2. | To approve, on an advisory basis, the compensation of the named executive officers of Fiserv, Inc. | Management | For | For | ||||||||||
| 3. | Advisory vote on the frequency of advisory votes on the compensation of the named executive officers of Fiserv, Inc. | Management | 1 Year | For | ||||||||||
| 4. | To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of Fiserv, Inc. for 2023. | Management | For | For | ||||||||||
| 5. | Shareholder proposal requesting an independent board chair policy. | Shareholder | Against | For | ||||||||||
| INDUS REALTY TRUST INC | ||||||||||||||
| Security | 45580R103 | Meeting Type | Special | |||||||||||
| Ticker Symbol | INDT | Meeting Date | 17-May-2023 | |||||||||||
| ISIN | US45580R1032 | Agenda | 935834881 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To consider and vote on a proposal to approve the merger (the “merger”) of IR Merger Sub II, Inc., a Maryland corporation (“Merger Sub”) and wholly owned subsidiary of IR Parent, LLC, a Delaware limited liability company (“Parent”), with and into the Company, pursuant to the Agreement and Plan of Merger, dated as of February 22, 2023, as may be amended from time to time, by and among the Company, Parent and Merger Sub (the “merger proposal”). | Management | No Action | |||||||||||
| 2. | To consider and vote on a proposal to approve, on a non- binding, advisory basis, the compensation that may be paid or become payable to our named executive officers in connection with the merger (the “advisory compensation proposal”). | Management | No Action | |||||||||||
| 3. | To consider and vote on a proposal to approve any adjournment of the special meeting for the purpose of soliciting additional proxies if there are not sufficient votes at the special meeting to approve the merger proposal (the “adjournment proposal”). | Management | No Action | |||||||||||
| SINCLAIR BROADCAST GROUP, INC. | ||||||||||||||
| Security | 829226109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SBGI | Meeting Date | 18-May-2023 | |||||||||||
| ISIN | US8292261091 | Agenda | 935801882 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | David D. Smith | For | For | |||||||||||
| 2 | Frederick G. Smith | For | For | |||||||||||
| 3 | J. Duncan Smith | For | For | |||||||||||
| 4 | Robert E. Smith | For | For | |||||||||||
| 5 | Laurie R. Beyer | For | For | |||||||||||
| 6 | Benjamin S. Carson, Sr. | For | For | |||||||||||
| 7 | Howard E. Friedman | For | For | |||||||||||
| 8 | Daniel C. Keith | For | For | |||||||||||
| 9 | Benson E. Legg | For | For | |||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm of the Company for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| 3. | Approval, by non-binding advisory vote, on our executive compensation. | Management | For | For | ||||||||||
| 4. | Non-binding advisory vote on the frequency of non- binding advisory votes on our executive compensation. | Management | 3 Years | For | ||||||||||
| AMPCO-PITTSBURGH CORPORATION | ||||||||||||||
| Security | 032037103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AP | Meeting Date | 18-May-2023 | |||||||||||
| ISIN | US0320371034 | Agenda | 935819497 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | James J. Abel | For | For | |||||||||||
| 2 | Fredrick D. DiSanto | For | For | |||||||||||
| 3 | Darrell L. McNair | For | For | |||||||||||
| 4 | Stephen E. Paul | For | For | |||||||||||
| 2. | To approve, in a non-binding vote, the compensation of the named executive officers. | Management | For | For | ||||||||||
| 3. | To provide a non-binding advisory vote on the frequency of the advisory vote on the compensation of the Corporation’s named executive officers. | Management | 1 Year | For | ||||||||||
| 4. | To approve the amendment to the Corporation’s 2016 Omnibus Incentive Plan. | Management | Against | Against | ||||||||||
| 5. | To ratify the appointment of BDO USA, LLP as the independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
| LIFE STORAGE, INC. | ||||||||||||||
| Security | 53223X107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LSI | Meeting Date | 18-May-2023 | |||||||||||
| ISIN | US53223X1072 | Agenda | 935836520 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Mark G. Barberio | Management | For | For | ||||||||||
| 1b. | Election of Director: Joseph V. Saffire | Management | For | For | ||||||||||
| 1c. | Election of Director: Stephen R. Rusmisel | Management | For | For | ||||||||||
| 1d. | Election of Director: Arthur L. Havener, Jr. | Management | For | For | ||||||||||
| 1e. | Election of Director: Dana Hamilton | Management | For | For | ||||||||||
| 1f. | Election of Director: Edward J. Pettinella | Management | For | For | ||||||||||
| 1g. | Election of Director: David L. Rogers | Management | For | For | ||||||||||
| 1h. | Election of Director: Susan Harnett | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| 3. | Proposal to approve the compensation of the Company’s executive officers. | Management | For | For | ||||||||||
| 4. | Proposal on the frequency of holding future advisory votes on the compensation of the Company’s executive officers. | Management | 1 Year | For | ||||||||||
| APA CORPORATION | ||||||||||||||
| Security | 03743Q108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | APA | Meeting Date | 23-May-2023 | |||||||||||
| ISIN | US03743Q1085 | Agenda | 935802581 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Election of Director: Annell R. Bay | Management | For | For | ||||||||||
| 2. | Election of Director: John J. Christmann IV | Management | For | For | ||||||||||
| 3. | Election of Director: Juliet S. Ellis | Management | For | For | ||||||||||
| 4. | Election of Director: Charles W. Hooper | Management | For | For | ||||||||||
| 5. | Election of Director: Chansoo Joung | Management | For | For | ||||||||||
| 6. | Election of Director: H. Lamar McKay | Management | For | For | ||||||||||
| 7. | Election of Director: Amy H. Nelson | Management | For | For | ||||||||||
| 8. | Election of Director: Daniel W. Rabun | Management | For | For | ||||||||||
| 9. | Election of Director: Peter A. Ragauss | Management | For | For | ||||||||||
| 10. | Election of Director: David L. Stover | Management | For | For | ||||||||||
| 11. | Ratification of Ernst & Young LLP as APA’s Independent Auditors | Management | For | For | ||||||||||
| 12. | Advisory Vote to Approve Compensation of APA’s Named Executive Officers | Management | For | For | ||||||||||
| 13. | Advisory Vote on the Frequency of the Advisory Vote to Approve Compensation of APA’s Named Executive Officers | Management | 1 Year | For | ||||||||||
| 14. | Approval of an amendment to APA’s Amended and Restated Certificate of Incorporation to provide for the exculpation of officers | Management | For | For | ||||||||||
| PLAYTECH PLC | ||||||||||||||
| Security | G7132V100 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 24-May-2023 | ||||||||||||
| ISIN | IM00B7S9G985 | Agenda | 717156396 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | TO RECEIVE THE COMPANY’S ACCOUNTS, THE DIRECTORS REPORTS AND AUDITORS REPORT THEREON FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 | Management | For | For | ||||||||||
| 2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT, EXCLUDING THE DIRECTORS REMUNERATION POLICY, IN THE FORM SET OUT ON PAGES 111 TO 128 OF THE COMPANY’S ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 | Management | For | For | ||||||||||
| 3 | TO RE-APPOINT BDO LLP AS AUDITORS OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THE MEETING TO THE CONCLUSION OF THE NEXT MEETING AT WHICH THE ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | For | For | ||||||||||
| 4 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITOR’S REMUNERATION | Management | For | For | ||||||||||
| 5 | TO RE-ELECT BRIAN MATTINGLEY AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 6 | TO RE-ELECT LAN PENROSE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 7 | TO RE-ELECT ANNA MASSION AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 8 | TO RE-ELECT JOHN KRUMINS AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 9 | TO RE-ELECT LINDA MARSTON-WESTON AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 10 | TO ELECT SAMY REEB AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 11 | TO ELECT CHRIS MCGINNIS AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 12 | TO RE-ELECT MOR WEIZER AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 13 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | ||||||||||
| 14 | TO DISAPPLY PRE-EMPTION RIGHTS | Management | Abstain | Against | ||||||||||
| 15 | TO FURTHER DISAPPLY PRE-EMPTION RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | ||||||||||
| 16 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN SHARES | Management | For | For | ||||||||||
| AMERICAN TOWER CORPORATION | ||||||||||||||
| Security | 03027X100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AMT | Meeting Date | 24-May-2023 | |||||||||||
| ISIN | US03027X1000 | Agenda | 935806008 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Thomas A. Bartlett | Management | For | For | ||||||||||
| 1b. | Election of Director: Kelly C. Chambliss | Management | For | For | ||||||||||
| 1c. | Election of Director: Teresa H. Clarke | Management | For | For | ||||||||||
| 1d. | Election of Director: Raymond P. Dolan | Management | For | For | ||||||||||
| 1e. | Election of Director: Kenneth R. Frank | Management | For | For | ||||||||||
| 1f. | Election of Director: Robert D. Hormats | Management | For | For | ||||||||||
| 1g. | Election of Director: Grace D. Lieblein | Management | For | For | ||||||||||
| 1h. | Election of Director: Craig Macnab | Management | For | For | ||||||||||
| 1i. | Election of Director: JoAnn A. Reed | Management | For | For | ||||||||||
| 1j. | Election of Director: Pamela D. A. Reeve | Management | For | For | ||||||||||
| 1k. | Election of Director: Bruce L. Tanner | Management | For | For | ||||||||||
| 1l. | Election of Director: Samme L. Thompson | Management | For | For | ||||||||||
| 2. | To ratify the selection of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, the Company’s executive compensation. | Management | For | For | ||||||||||
| 4. | To vote, on an advisory basis, on the frequency with which the Company will hold a stockholder advisory vote on executive compensation. | Management | 1 Year | For | ||||||||||
| FORGEROCK, INC. | ||||||||||||||
| Security | 34631B101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FORG | Meeting Date | 24-May-2023 | |||||||||||
| ISIN | US34631B1017 | Agenda | 935818344 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Bruce Golden | For | For | |||||||||||
| 2 | Arun Mathew | For | For | |||||||||||
| 3 | Alexander Ott | For | For | |||||||||||
| 4 | Maria Walker | For | For | |||||||||||
| 2. | The ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| 3. | On an advisory basis, the frequency of future stockholder advisory votes on the compensation of our named executive officers. | Management | 1 Year | For | ||||||||||
| QUALTRICS INTERNATIONAL INC. | ||||||||||||||
| Security | 747601201 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | XM | Meeting Date | 24-May-2023 | |||||||||||
| ISIN | US7476012015 | Agenda | 935820236 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Ritu Bhargava | Management | For | For | ||||||||||
| 1b. | Election of Director: Egon Durban | Management | For | For | ||||||||||
| 1c. | Election of Director: Sindhu Gangadharan | Management | For | For | ||||||||||
| 1d. | Election of Director: Omar Johnson | Management | For | For | ||||||||||
| 1e. | Election of Director: Christian Klein | Management | For | For | ||||||||||
| 1f. | Election of Director: Robin Manherz | Management | For | For | ||||||||||
| 1g. | Election of Director: Luka Mucic | Management | For | For | ||||||||||
| 1h. | Election of Director: Scott Russell | Management | For | For | ||||||||||
| 1i. | Election of Director: Zig Serafin | Management | For | For | ||||||||||
| 1j. | Election of Director: Ryan Smith | Management | For | For | ||||||||||
| 1k. | Election of Director: Kelly Steckelberg | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of BDO USA, LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| EQUITABLE HOLDINGS, INC. | ||||||||||||||
| Security | 29452E101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | EQH | Meeting Date | 24-May-2023 | |||||||||||
| ISIN | US29452E1010 | Agenda | 935825490 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director for a one-year term ending at the 2024 Annual Meeting: Francis A. Hondal | Management | For | For | ||||||||||
| 1b. | Election of Director for a one-year term ending at the 2024 Annual Meeting: Arlene Isaacs-Lowe | Management | For | For | ||||||||||
| 1c. | Election of Director for a one-year term ending at the 2024 Annual Meeting: Daniel G. Kaye | Management | For | For | ||||||||||
| 1d. | Election of Director for a one-year term ending at the 2024 Annual Meeting: Joan Lamm-Tennant | Management | For | For | ||||||||||
| 1e. | Election of Director for a one-year term ending at the 2024 Annual Meeting: Craig MacKay | Management | For | For | ||||||||||
| 1f. | Election of Director for a one-year term ending at the 2024 Annual Meeting: Mark Pearson | Management | For | For | ||||||||||
| 1g. | Election of Director for a one-year term ending at the 2024 Annual Meeting: Bertram L. Scott | Management | For | For | ||||||||||
| 1h. | Election of Director for a one-year term ending at the 2024 Annual Meeting: George Stansfield | Management | For | For | ||||||||||
| 1i. | Election of Director for a one-year term ending at the 2024 Annual Meeting: Charles G.T. Stonehill | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2023. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve the compensation paid to our named executive officers. | Management | For | For | ||||||||||
| SINCLAIR BROADCAST GROUP, INC. | ||||||||||||||
| Security | 829226109 | Meeting Type | Special | |||||||||||
| Ticker Symbol | SBGI | Meeting Date | 24-May-2023 | |||||||||||
| ISIN | US8292261091 | Agenda | 935849058 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Proposal to approve the Agreement of Share Exchange and Plan of Reorganization among Sinclair Broadcast Group, Inc., Sinclair, Inc. and Sinclair Holdings, LLC and the share exchange described therein. | Management | For | For | ||||||||||
| ILLUMINA, INC. | ||||||||||||||
| Security | 452327109 | Meeting Type | Contested-Annual | |||||||||||
| Ticker Symbol | ILMN | Meeting Date | 25-May-2023 | |||||||||||
| ISIN | US4523271090 | Agenda | 935854516 - Opposition | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | ICAHN NOMINEE: Vincent J. Intrieri | Management | For | For | ||||||||||
| 1b. | ICAHN NOMINEE: Jesse A. Lynn | Management | Withheld | Against | ||||||||||
| 1c. | ICAHN NOMINEE: Andrew J. Teno | Management | For | For | ||||||||||
| 1d. | ACCEPTABLE COMPANY NOMINEE: Frances Arnold | Management | For | |||||||||||
| 1e. | ACCEPTABLE COMPANY NOMINEE: Caroline D. Dorsa | Management | For | |||||||||||
| 1f. | ACCEPTABLE COMPANY NOMINEE: Scott Gottlieb | Management | For | |||||||||||
| 1g. | ACCEPTABLE COMPANY NOMINEE: Gary S. Guthart | Management | For | |||||||||||
| 1h. | ACCEPTABLE COMPANY NOMINEE: Philip W. Schiller | Management | For | |||||||||||
| 1i. | ACCEPTABLE COMPANY NOMINEE: Susan E. Siegel | Management | For | |||||||||||
| 1j. | OPPOSED COMPANY NOMINEE: Francis A. deSouza | Management | For | Against | ||||||||||
| 1k. | OPPOSED COMPANY NOMINEE: Robert S. Epstein | Management | Withheld | For | ||||||||||
| 1l. | OPPOSED COMPANY NOMINEE: John W. Thompson | Management | Withheld | For | ||||||||||
| 2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS ILLUMINA’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2023. | Management | For | For | ||||||||||
| 3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE “NAMED EXECUTIVE OFFICERS” AS DISCLOSED IN THE COMPANY’S PROXY STATEMENT. | Management | For | Against | ||||||||||
| 4. | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF HOLDING AN ADVISORY VOTE TO APPROVE THE COMPENSATION PROVIDED TO THE COMPANY’S “NAMED EXECUTIVE OFFICERS”. | Management | 1 Year | For | ||||||||||
| 5. | To approve certain amendments to the Illumina, Inc. 2015 Stock and Incentive Plan. | Management | For | |||||||||||
| IROBOT CORPORATION | ||||||||||||||
| Security | 462726100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | IRBT | Meeting Date | 26-May-2023 | |||||||||||
| ISIN | US4627261005 | Agenda | 935817479 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Class III Director to serve for a three-year term: Karen Golz | Management | For | For | ||||||||||
| 1b. | Election of Class III Director to serve for a three-year term: Andrew Miller | Management | For | For | ||||||||||
| 1c. | Election of Class III Director to serve for a three-year term: Michelle Stacy | Management | For | For | ||||||||||
| 2. | Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the current fiscal year. | Management | For | For | ||||||||||
| 3. | Approve, on a non-binding, advisory basis, the compensation of our named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
| 4. | Approve, on a non-binding, advisory basis, the frequency of future non-binding, advisory votes on the compensation of our named executive officers. | Management | 1 Year | For | ||||||||||
| SEAGEN INC. | ||||||||||||||
| Security | 81181C104 | Meeting Type | Special | |||||||||||
| Ticker Symbol | SGEN | Meeting Date | 30-May-2023 | |||||||||||
| ISIN | US81181C1045 | Agenda | 935851320 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To consider and vote on the proposal to adopt the Agreement and Plan of Merger (as it may be amended or supplemented from time to time, the “merger agreement”), dated March 12, 2023, by and among Seagen Inc. (“Seagen”), Pfizer Inc. (“Pfizer”) and Aris Merger Sub, Inc., a wholly-owned subsidiary of Pfizer (“Merger Sub”), and pursuant to which Merger Sub will be merged with and into Seagen, with Seagen surviving the merger as a wholly-owned subsidiary of Pfizer (the “merger” and such proposal the “merger agreement proposal”). | Management | For | For | ||||||||||
| 2. | To consider and vote on the proposal to approve, on a non-binding, advisory basis, certain compensation arrangements for Seagen’s named executive officers in connection with the merger (the “compensation proposal”). | Management | For | For | ||||||||||
| KONINKLIJKE KPN NV | ||||||||||||||
| Security | N4297B146 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 31-May-2023 | ||||||||||||
| ISIN | NL0000009082 | Agenda | 717080573 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
| 1. | OPENING AND ANNOUNCEMENTS | Non-Voting | ||||||||||||
| 2. | ANNOUNCEMENT OF THE INTENDED APPOINTMENTS AS MEMBERS OF THE BOARD OF- MANAGEMENT OF KPN OF: (A) MS. CHANTAL VERGOUW (B) MR. WOUTER STAMMEIJER | Non-Voting | ||||||||||||
| 3. | OPPORTUNITY TO MAKE RECOMMENDATIONS FOR THE APPOINTMENT OF A MEMBER OF THE- SUPERVISORY BOARD OF KPN | Non-Voting | ||||||||||||
| 4. | PROPOSAL TO APPOINT MS. MARGA DE JAGER AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 5. | ANY OTHER BUSINESS AND CLOSURE OF THE MEETING | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| MILLICOM INTERNATIONAL CELLULAR SA | ||||||||||||||
| Security | L6388G134 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 31-May-2023 | ||||||||||||
| ISIN | SE0001174970 | Agenda | 717147753 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| A.1 | APPOINT ALEXANDER KOCH AS CHAIRMAN OF MEETING AND EMPOWER CHAIRMAN TO APPOINT OTHER MEMBERS OF BUREAU | Management | No Action | |||||||||||
| A.2 | RECEIVE AND APPROVE BOARD’S AND AUDITOR’S REPORTS | Management | No Action | |||||||||||
| A.3 | APPROVE CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||||
| A.4 | APPROVE ALLOCATION OF INCOME | Management | No Action | |||||||||||
| A.5 | APPROVE DISCHARGE OF DIRECTORS | Management | No Action | |||||||||||
| A.6 | FIX NUMBER OF DIRECTORS AT TEN | Management | No Action | |||||||||||
| A.7 | REELECT JOSE ANTONIO RIOS GARCIA AS DIRECTOR | Management | No Action | |||||||||||
| A.8 | REELECT BRUCE CHURCHILL AS DIRECTOR | Management | No Action | |||||||||||
| A.9 | REELECT TOMAS ELIASSON AS DIRECTOR | Management | No Action | |||||||||||
| A.10 | REELECT PERNILLE ERENBJERG AS DIRECTOR | Management | No Action | |||||||||||
| A.11 | REELECT MAURICIO RAMOS AS DIRECTOR | Management | No Action | |||||||||||
| A.12 | ELECT MARIA TERESA ARNAL AS DIRECTOR | Management | No Action | |||||||||||
| A.13 | ELECT BLANCA TREVINO DE VEGA AS DIRECTOR | Management | No Action | |||||||||||
| A.14 | ELECT THOMAS REYNAUD AS DIRECTOR | Management | No Action | |||||||||||
| A.15 | ELECT NICOLAS JAEGER AS DIRECTOR | Management | No Action | |||||||||||
| A.16 | ELECT MICHAEL GOLAN AS DIRECTOR | Management | No Action | |||||||||||
| A.17 | REELECT JOSE ANTONIO RIOS GARCIA AS BOARD CHAIRMAN | Management | No Action | |||||||||||
| A.18 | APPROVE REMUNERATION OF DIRECTORS | Management | No Action | |||||||||||
| A.19 | APPROVE ERNST & YOUNG S.A., LUXEMBOURG AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION | Management | No Action | |||||||||||
| A.20 | APPROVE PROCEDURE ON APPOINTMENT OF NOMINATION COMMITTEE AND DETERMINATION OF ASSIGNMENT OF NOMINATION COMMITTEE | Management | No Action | |||||||||||
| A.21 | APPROVE SHARE REPURCHASE PLAN | Management | No Action | |||||||||||
| A.22 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||||
| A.23 | APPROVE SENIOR MANAGEMENT REMUNERATION POLICY | Management | No Action | |||||||||||
| A.24 | APPROVE SHARE-BASED INCENTIVE PLANS | Management | No Action | |||||||||||
| E.1 | APPOINT ALEXANDER KOCH AS CHAIRMAN OF MEETING AND EMPOWER CHAIRMAN TO APPOINT OTHER MEMBERS OF BUREAU | Management | No Action | |||||||||||
| E.2 | INCREASE AUTHORIZED SHARE CAPITAL AND AMEND ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
| E.3 | APPROVE RENEWAL OF THE AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO ISSUE NEW SHARES AND AMEND ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
| E.4 | RECEIVE AND APPROVE DIRECTORS’ SPECIAL REPORT AND GRANT POWER TO REMOVE OR LIMIT THE PREFERENTIAL SUBSCRIPTION RIGHT | Management | No Action | |||||||||||
| E.5 | APPROVE FULL RESTATEMENT OF THE ARTICLES OF INCORPORATION | Management | No Action | |||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE-REJECTED | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 02 MAY 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||||
| CMMT | 02 MAY 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT | Non-Voting | ||||||||||||
| SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||||
| CMMT | 02 MAY 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| SEAGEN INC. | ||||||||||||||
| Security | 81181C104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SGEN | Meeting Date | 31-May-2023 | |||||||||||
| ISIN | US81181C1045 | Agenda | 935821098 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Class I Director: David W. Gryska | Management | For | For | ||||||||||
| 1b. | Election of Class I Director: John A. Orwin | Management | For | For | ||||||||||
| 1c. | Election of Class I Director: Alpna H. Seth, Ph.D. | Management | For | For | ||||||||||
| 2. | Approve, on an advisory basis, the compensation of Seagen’s named executive officers as disclosed in the accompanying proxy statement. | Management | For | For | ||||||||||
| 3. | Indicate, on an advisory basis, the preferred frequency of shareholder advisory votes on the compensation of Seagen’s named executive officers. | Management | 1 Year | For | ||||||||||
| 4. | Approve the amendment and restatement of the Seagen Inc. Amended and Restated 2007 Equity Incentive Plan to, among other things, increase the aggregate number of shares of common stock authorized for issuance thereunder by 5,190,000 shares. | Management | Against | Against | ||||||||||
| 5. | Ratify the appointment of PricewaterhouseCoopers LLP as Seagen’s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| KIMBALL INTERNATIONAL, INC. | ||||||||||||||
| Security | 494274103 | Meeting Type | Special | |||||||||||
| Ticker Symbol | KBAL | Meeting Date | 31-May-2023 | |||||||||||
| ISIN | US4942741038 | Agenda | 935861535 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of March 7, 2023 (as it may be amended from time to time), by and among Kimball International, Inc. (“Kimball”), HNI Corporation (“HNI”), and Ozark Merger Sub, Inc. (“Merger Sub”), pursuant to which Kimball will merge with and into Merger Sub,with Kimball surviving the Merger as a wholly-owned subsidiary of HNI (the “Kimball merger proposal”). | Management | For | For | ||||||||||
| 2. | To approve, by an advisory (non-binding) vote, certain compensation that may be paid or become payable to Kimball’s named executive officers that is based on or otherwise relates to the merger contemplated by the merger agreement (the “Kimball compensation proposal”). | Management | For | For | ||||||||||
| 3. | To adjourn the special meeting of Kimball shareholders to a later date or dates, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes at the time of the Kimball special meeting to approve the Kimball merger proposal or to ensure that any supplement or amendment to this joint proxy statement/prospectus is timely provided to holders of Kimball common stock (the “Kimball adjournment proposal”). | Management | For | For | ||||||||||
| MILLICOM INTERNATIONAL CELLULAR S.A. | ||||||||||||||
| Security | L6388F110 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TIGO | Meeting Date | 31-May-2023 | |||||||||||
| ISIN | LU0038705702 | Agenda | 935861600 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| A1 | To elect the chair of the AGM and to empower the chair of the AGM to appoint the other members of the bureau of the meeting. | Management | For | For | ||||||||||
| A2 | To receive the management reports of the board of directors (the “Board”) and the reports of the external auditor on the annual accounts and the consolidated accounts for the year ended December 31, 2022. | Management | For | For | ||||||||||
| A3 | To approve the annual accounts and the consolidated accounts for the year ended December 31, 2022. | Management | For | For | ||||||||||
| A4 | To allocate 5% of the results of the year ended December 31, 2022 to the legal reserves and the remaining balance to the unappropriated net profits to be carried forward. | Management | For | For | ||||||||||
| A5 | To discharge all the Directors of Millicom for the performance of their mandates during the year ended December 31, 2022. | Management | For | For | ||||||||||
| A6 | To set the number of Directors at 10. | Management | For | For | ||||||||||
| A7 | To re-elect José Antonio Ríos García as a Director for a term ending at the annual general meeting to be held in 2024 (the “2024 AGM”). | Management | For | For | ||||||||||
| A8 | To re-elect Bruce Churchill as a Director for a term ending at the 2024 AGM. | Management | For | For | ||||||||||
| A9 | To re-elect Tomas Eliasson as a Director for a term ending at the 2024 AGM. | Management | For | For | ||||||||||
| A10 | To re-elect Pernille Erenbjerg as a Director for a term ending at the 2024 AGM. | Management | For | For | ||||||||||
| A11 | To re-elect Mauricio Ramos as a Director for a term ending at the 2024 AGM. | Management | For | For | ||||||||||
| A12 | To elect María Teresa Arnal as a Director for a term ending at the 2024 AGM. | Management | For | For | ||||||||||
| A13 | To elect Blanca Treviño de Vega as a Director for a term ending at the 2024 AGM. | Management | For | For | ||||||||||
| A14 | To elect Thomas Reynaud as a Director for a term ending at the 2024 AGM. | Management | For | For | ||||||||||
| A15 | To elect Nicolas Jaeger as a Director for a term ending at the 2024 AGM. | Management | For | For | ||||||||||
| A16 | To elect Michael Golan as a Director for a term ending at the 2024 AGM. | Management | For | For | ||||||||||
| A17 | To re-elect José Antonio Ríos García as chair of the Board for a term ending at the 2024 AGM. | Management | For | For | ||||||||||
| A18 | To approve the Directors’ remuneration for the period from the AGM to the 2024 AGM. | Management | For | For | ||||||||||
| A19 | To re-elect Ernst & Young S.A., Luxembourg as the external auditor for a term ending on the date of the 2024 AGM and to approve the external auditor remuneration to be paid against an approved account. | Management | For | For | ||||||||||
| A20 | To approve an instruction to the Nomination Committee. | Management | For | For | ||||||||||
| A21 | To approve the Share Repurchase Plan. | Management | For | For | ||||||||||
| A22 | To vote on the 2022 Remuneration Report. | Management | For | For | ||||||||||
| A23 | To approve the Senior Management Remuneration Policy. | Management | For | For | ||||||||||
| A24 | To approve the share-based incentive plans for Millicom employees. | Management | For | For | ||||||||||
| E1 | To elect the chair of the EGM and to empower the chair of the EGM to appoint the other members of the bureau of the meeting. | Management | For | For | ||||||||||
| E2 | To increase the authorized share capital of the Company from three hundred million United States Dollars (USD 300,000,000) divided into two hundred million (200,000,000) shares with a par value of one dollar fifty cents (USD 1.50) each, to three hundred and seventy five million United States Dollars (USD 375,000,000) divided into two hundred and fifty million (250,000,000) shares with a par value of one dollar fifty cents (USD 1.50) each, in accordance with Article 420-26 ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||||
| E3 | To renew the authorization granted to the Board of Directors in Article 5 of Millicom’s articles of association to issue new shares up to a share capital of USD 375,000,000 divided into 250,000,000 shares with a par value of USD 1.50 per share, until 31 May 2028, and to amend article 5, paragraph 4 of the Company’s articles of association accordingly. | Management | For | For | ||||||||||
| E4 | In relation to the authorized share capital increase and the renewal of the authorization to increase the issued share capital: (i) to receive the special report of the Board of Directors of Millicom issued in accordance with Article 420-26 (5) of the 1915 Law, inter alia; and (ii) to approve the granting to the Board of Directors of the power to remove or limit the preferential subscription right of the shareholders in case of issue of shares against payment in cash. ...(due to space limits, see proxy material for full proposal). | Management | Against | Against | ||||||||||
| E5 | To fully restate the Company’s articles of association to incorporate the amendments to the Company’s articles of association approved in the foregoing resolutions. | Management | For | For | ||||||||||
| MOMENTIVE GLOBAL, INC. | ||||||||||||||
| Security | 60878Y108 | Meeting Type | Special | |||||||||||
| Ticker Symbol | MNTV | Meeting Date | 31-May-2023 | |||||||||||
| ISIN | US60878Y1082 | Agenda | 935862777 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt the Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time), dated March 13, 2023, between Mercury Bidco LLC, Mercury Merger Sub, Inc., and Momentive Global Inc. (the “merger agreement”) and approve the merger. | Management | For | For | ||||||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that will or may become payable by Momentive Global Inc. to its named executive officers in connection with the merger. | Management | For | For | ||||||||||
| 3. | To approve any proposal to adjourn the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the time of the special meeting. | Management | For | For | ||||||||||
| PRIMO WATER CORPORATION | ||||||||||||||
| Security | 74167P108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PRMW | Meeting Date | 31-May-2023 | |||||||||||
| ISIN | CA74167P1080 | Agenda | 935864113 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Britta Bomhard | Management | For | For | ||||||||||
| 1b. | Election of Director: Susan E. Cates | Management | For | For | ||||||||||
| 1c. | Election of Director: Eric J. Foss | Management | For | For | ||||||||||
| 1d. | Election of Director: Jerry Fowden | Management | For | For | ||||||||||
| 1e. | Election of Director: Thomas J. Harrington | Management | For | For | ||||||||||
| 1f. | Election of Director: Derek R. Lewis | Management | For | For | ||||||||||
| 1g. | Election of Director: Lori T. Marcus | Management | For | For | ||||||||||
| 1h. | Election of Director: Billy D. Prim | Management | For | For | ||||||||||
| 1i. | Election of Director: Archana Singh | Management | For | For | ||||||||||
| 1j. | Election of Director: Steven P. Stanbrook | Management | For | For | ||||||||||
| 2. | Appointment of Independent Registered Certified Public Accounting Firm. Appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. | Management | For | For | ||||||||||
| 3. | Non-Binding Advisory Vote on Executive Compensation. Approval, on a non-binding advisory basis, of the compensation of Primo Water Corporation’s named executive officers. | Management | For | For | ||||||||||
| 4. | Non-Binding Advisory Vote on the Frequency of an Advisory Vote on Executive Compensation. Approval, on a non-binding advisory basis, of the frequency of an advisory vote on the compensation of Primo Water Corporation’s named executive officers. | Management | 1 Year | For | ||||||||||
| 5. | Second Amended and Restated By-Laws. Approval of Primo Water Corporation’s Second Amended and Restated By-Law No. 1. | Management | Against | Against | ||||||||||
| MILLICOM INTERNATIONAL CELLULAR S.A. | ||||||||||||||
| Security | L6388F110 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TIGO | Meeting Date | 31-May-2023 | |||||||||||
| ISIN | LU0038705702 | Agenda | 935876497 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| A1 | To elect the chair of the AGM and to empower the chair of the AGM to appoint the other members of the bureau of the meeting. | Management | For | For | ||||||||||
| A2 | To receive the management reports of the board of directors (the “Board”) and the reports of the external auditor on the annual accounts and the consolidated accounts for the year ended December 31, 2022. | Management | For | For | ||||||||||
| A3 | To approve the annual accounts and the consolidated accounts for the year ended December 31, 2022. | Management | For | For | ||||||||||
| A4 | To allocate 5% of the results of the year ended December 31, 2022 to the legal reserves and the remaining balance to the unappropriated net profits to be carried forward. | Management | For | For | ||||||||||
| A5 | To discharge all the Directors of Millicom for the performance of their mandates during the year ended December 31, 2022. | Management | For | For | ||||||||||
| A6 | To set the number of Directors at 10. | Management | For | For | ||||||||||
| A7 | To re-elect José Antonio Ríos García as a Director for a term ending at the annual general meeting to be held in 2024 (the “2024 AGM”). | Management | For | For | ||||||||||
| A8 | To re-elect Bruce Churchill as a Director for a term ending at the 2024 AGM. | Management | For | For | ||||||||||
| A9 | To re-elect Tomas Eliasson as a Director for a term ending at the 2024 AGM. | Management | For | For | ||||||||||
| A10 | To re-elect Pernille Erenbjerg as a Director for a term ending at the 2024 AGM. | Management | For | For | ||||||||||
| A11 | To re-elect Mauricio Ramos as a Director for a term ending at the 2024 AGM. | Management | For | For | ||||||||||
| A12 | To elect María Teresa Arnal as a Director for a term ending at the 2024 AGM. | Management | For | For | ||||||||||
| A13 | To elect Blanca Treviño de Vega as a Director for a term ending at the 2024 AGM. | Management | For | For | ||||||||||
| A14 | To elect Thomas Reynaud as a Director for a term ending at the 2024 AGM. | Management | For | For | ||||||||||
| A15 | To elect Nicolas Jaeger as a Director for a term ending at the 2024 AGM. | Management | For | For | ||||||||||
| A16 | To elect Michael Golan as a Director for a term ending at the 2024 AGM. | Management | For | For | ||||||||||
| A17 | To re-elect José Antonio Ríos García as chair of the Board for a term ending at the 2024 AGM. | Management | For | For | ||||||||||
| A18 | To approve the Directors’ remuneration for the period from the AGM to the 2024 AGM. | Management | For | For | ||||||||||
| A19 | To re-elect Ernst & Young S.A., Luxembourg as the external auditor for a term ending on the date of the 2024 AGM and to approve the external auditor remuneration to be paid against an approved account. | Management | For | For | ||||||||||
| A20 | To approve an instruction to the Nomination Committee. | Management | For | For | ||||||||||
| A21 | To approve the Share Repurchase Plan. | Management | For | For | ||||||||||
| A22 | To vote on the 2022 Remuneration Report. | Management | For | For | ||||||||||
| A23 | To approve the Senior Management Remuneration Policy. | Management | For | For | ||||||||||
| A24 | To approve the share-based incentive plans for Millicom employees. | Management | For | For | ||||||||||
| E1 | To elect the chair of the EGM and to empower the chair of the EGM to appoint the other members of the bureau of the meeting. | Management | For | For | ||||||||||
| E2 | To increase the authorized share capital of the Company from three hundred million United States Dollars (USD 300,000,000) divided into two hundred million (200,000,000) shares with a par value of one dollar fifty cents (USD 1.50) each, to three hundred and seventy five million United States Dollars (USD 375,000,000) divided into two hundred and fifty million (250,000,000) shares with a par value of one dollar fifty cents (USD 1.50) each, in accordance with Article 420-26. ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||||
| E3 | To renew the authorization granted to the Board of Directors in Article 5 of Millicom’s articles of association to issue new shares up to a share capital of USD 375,000,000 divided into 250,000,000 shares with a par value of USD 1.50 per share, until 31 May 2028, and to amend article 5, paragraph 4 of the Company’s articles of association accordingly. | Management | For | For | ||||||||||
| E4 | In relation to the authorized share capital increase and the renewal of the authorization to increase the issued share capital: (i) to receive the special report of the Board of Directors of Millicom issued in accordance with Article 420-26 (5) of the 1915 Law, inter alia; and (ii) to approve the granting to the Board of Directors of the power to remove or limit the preferential subscription right of the shareholders in case of issue of shares against payment in cash. ...(due to space limits, see proxy material for full proposal). | Management | Against | Against | ||||||||||
| E5 | To fully restate the Company’s articles of association to incorporate the amendments to the Company’s articles of association approved in the foregoing resolutions. | Management | For | For | ||||||||||
| STEEL PARTNERS HOLDINGS L.P. | ||||||||||||||
| Security | 85814R107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SPLP | Meeting Date | 01-Jun-2023 | |||||||||||
| ISIN | US85814R1077 | Agenda | 935819687 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | John P. McNiff | For | For | |||||||||||
| 2 | Lon Rosen | For | For | |||||||||||
| 3 | Eric P. Karros | For | For | |||||||||||
| 4 | James Benenson III | For | For | |||||||||||
| 5 | Rory Tahari | For | For | |||||||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| 4. | To amend and restate the Company’s Ninth Amended and Restated Agreement of Limited Partnership to provide for the cash-out at fair value of a fractional common unit in lieu of the issuance of a fractional common unit in the event a distribution, subdivision or combination would result in a unitholder being issued less than one (1) whole common unit. | Management | For | For | ||||||||||
| CVENT HOLDING CORP | ||||||||||||||
| Security | 126677103 | Meeting Type | Special | |||||||||||
| Ticker Symbol | CVT | Meeting Date | 01-Jun-2023 | |||||||||||
| ISIN | US1266771039 | Agenda | 935864240 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of March 14, 2023 (as it may be amended, supplemented or otherwise modified from time to time, the “Merger Agreement”), by and among Cvent, Capstone Borrower, Inc., a Delaware corporation (“Parent”), and Capstone Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub”). Pursuant to the terms of the Merger Agreement, Merger Sub will merge with and into Cvent, with Cvent continuing as the surviving corporation and a wholly owned subsidiary of Parent (the “Merger”). | Management | For | For | ||||||||||
| 2. | To approve, on an advisory, non-binding basis, the compensation that may be paid or may become payable to Cvent’s named executive officers in connection with the Merger. | Management | For | For | ||||||||||
| 3. | To adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | ||||||||||
| HEALTHCARE REALTY TRUST INCORPORATED | ||||||||||||||
| Security | 42226K105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HR | Meeting Date | 05-Jun-2023 | |||||||||||
| ISIN | US42226K1051 | Agenda | 935838574 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Todd J. Meredith | Management | For | For | ||||||||||
| 1b. | Election of Director: John V. Abbott | Management | For | For | ||||||||||
| 1c. | Election of Director: Nancy H. Agee | Management | For | For | ||||||||||
| 1d. | Election of Director: W. Bradley Blair II | Management | For | For | ||||||||||
| 1e. | Election of Director: Vicki U. Booth | Management | For | For | ||||||||||
| 1f. | Election of Director: Edward H. Braman | Management | For | For | ||||||||||
| 1g. | Election of Director: Ajay Gupta | Management | For | For | ||||||||||
| 1h. | Election of Director: James J. Kilroy | Management | For | For | ||||||||||
| 1i. | Election of Director: Jay P. Leupp | Management | For | For | ||||||||||
| 1j. | Election of Director: Peter F. Lyle | Management | For | For | ||||||||||
| 1k. | Election of Director: Constance B. Moore | Management | For | For | ||||||||||
| 1l. | Election of Director: John Knox Singleton | Management | For | For | ||||||||||
| 1m. | Election of Director: Christann M. Vasquez | Management | For | For | ||||||||||
| 2. | To ratify the appointment of BDO USA, LLP as the independent registered public accounting firm for the Company and its subsidiaries for the Company’s 2023 fiscal year. | Management | For | For | ||||||||||
| 3. | To approve, on a non-binding advisory basis, the following resolution: RESOLVED, that the stockholders of Healthcare Realty Trust Incorporated approve, on a non- binding advisory basis, the compensation of the Named Executive Officers as disclosed pursuant to Item 402 of Regulation S-K in the Company’s proxy statement for the 2023 Annual Meeting of Stockholders. | Management | For | For | ||||||||||
| 4. | To approve, on a non-binding advisory basis, the frequency of a non-binding advisory vote on executive compensation. | Management | 1 Year | For | ||||||||||
| FREEPORT-MCMORAN INC. | ||||||||||||||
| Security | 35671D857 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FCX | Meeting Date | 06-Jun-2023 | |||||||||||
| ISIN | US35671D8570 | Agenda | 935831493 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: David P. Abney | Management | For | For | ||||||||||
| 1b. | Election of Director: Richard C. Adkerson | Management | For | For | ||||||||||
| 1c. | Election of Director: Marcela E. Donadio | Management | For | For | ||||||||||
| 1d. | Election of Director: Robert W. Dudley | Management | For | For | ||||||||||
| 1e. | Election of Director: Hugh Grant | Management | For | For | ||||||||||
| 1f. | Election of Director: Lydia H. Kennard | Management | For | For | ||||||||||
| 1g. | Election of Director: Ryan M. Lance | Management | For | For | ||||||||||
| 1h. | Election of Director: Sara Grootwassink Lewis | Management | For | For | ||||||||||
| 1i. | Election of Director: Dustan E. McCoy | Management | For | For | ||||||||||
| 1j. | Election of Director: Kathleen L. Quirk | Management | For | For | ||||||||||
| 1k. | Election of Director: John J. Stephens | Management | For | For | ||||||||||
| 1l. | Election of Director: Frances Fragos Townsend | Management | For | For | ||||||||||
| 2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | Approval, on an advisory basis, of the frequency of future advisory votes on the compensation of our named executive officers. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
| LIBERTY MEDIA CORPORATION | ||||||||||||||
| Security | 531229706 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BATRA | Meeting Date | 06-Jun-2023 | |||||||||||
| ISIN | US5312297063 | Agenda | 935833877 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Derek Chang | For | For | |||||||||||
| 2 | Evan D. Malone | For | For | |||||||||||
| 3 | Larry E. Romrell | For | For | |||||||||||
| 2. | The auditors ratification proposal, to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| UNIVAR SOLUTIONS INC. | ||||||||||||||
| Security | 91336L107 | Meeting Type | Special | |||||||||||
| Ticker Symbol | UNVR | Meeting Date | 06-Jun-2023 | |||||||||||
| ISIN | US91336L1070 | Agenda | 935864187 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Proposal to adopt the Agreement and Plan of Merger, dated as of March 13, 2023, by and among Univar Solutions Inc., Windsor Parent, L.P. and Windsor Merger Sub, Inc. (the “Merger Agreement”). | Management | For | For | ||||||||||
| 2. | Proposal to approve, on an advisory (nonbinding) basis, the compensation that may be paid or become payable to Univar Solutions Inc.’s named executive officers that is based on or otherwise related to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | For | For | ||||||||||
| 3. | Proposal to adjourn the special meeting of stockholders of Univar Solutions Inc. (the “Special Meeting”) to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | ||||||||||
| STEEL CONNECT, INC. | ||||||||||||||
| Security | 858098106 | Meeting Type | Special | |||||||||||
| Ticker Symbol | STCN | Meeting Date | 06-Jun-2023 | |||||||||||
| ISIN | US8580981061 | Agenda | 935879897 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To approve, for purposes of complying with Nasdaq Listing Rule 5635, the rights of the Series E preferred stock of the Company (the “Series E Preferred Stock”) to vote and receive dividends together with the common stock of the Company (the “Company Common Stock”) on an as-converted basis and the issuance of Company Common Stock upon conversion of the Series E Preferred Stock (the “Nasdaq Proposal”). | Management | For | For | ||||||||||
| 2. | To approve the amendments to the Company’s restated certificate of incorporation to effect a 1-for-3,500 reverse stock split of the Company Common Stock followed immediately by an amendment to the Company’s restated certificate of incorporation to effect a 375-for-1 forward stock split of the Company Common Stock (the “Reverse/Forward Stock Split Proposal”). | Management | For | For | ||||||||||
| 3. | To approve the adjournment of the Special Meeting, if necessary, to ensure that any necessary supplement or amendment to the proxy statement accompanying this notice is provided to the Company’s stockholders a reasonable amount of time in advance of the Special Meeting or to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the Nasdaq Proposal or the Reverse/Forward Stock Split Proposal (the “Adjournment Proposal”). | Management | For | For | ||||||||||
| BLUEROCK HOMES TRUST INC | ||||||||||||||
| Security | 09631H100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BHM | Meeting Date | 07-Jun-2023 | |||||||||||
| ISIN | US09631H1005 | Agenda | 935830376 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | R. Ramin Kamfar | For | For | |||||||||||
| 2 | I. Bobby Majumder | For | For | |||||||||||
| 3 | Romano Tio | For | For | |||||||||||
| 4 | Elizabeth Harrison | For | For | |||||||||||
| 5 | Kamal Jafarnia | For | For | |||||||||||
| 2. | The ratification of Grant Thornton LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| BIOVENTUS INC. | ||||||||||||||
| Security | 09075A108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BVS | Meeting Date | 07-Jun-2023 | |||||||||||
| ISIN | US09075A1088 | Agenda | 935845353 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | John A. Bartholdson | For | For | |||||||||||
| 2 | Patrick J. Beyer | For | For | |||||||||||
| 3 | William A. Hawkins | For | For | |||||||||||
| 4 | Mary Kay Ladone | For | For | |||||||||||
| 5 | Susan M. Stalnecker | For | For | |||||||||||
| 2. | To approve the Bioventus Inc. 2023 Retention Equity Award Plan. | Management | Against | Against | ||||||||||
| 3. | To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| SPORTSMAN’S WAREHOUSE HOLDINGS, INC. | ||||||||||||||
| Security | 84920Y106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SPWH | Meeting Date | 07-Jun-2023 | |||||||||||
| ISIN | US84920Y1064 | Agenda | 935845707 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Gregory P. Hickey | Management | Against | Against | ||||||||||
| 1b. | Election of Director: Nancy A. Walsh | Management | Against | Against | ||||||||||
| 2. | Approve an amendment and restatement of the Company’s Amended and Restated Certificate of Incorporation to declassify the Board of Directors and remove obsolete provisions. | Management | For | For | ||||||||||
| 3. | Ratify the appointment of Grant Thornton LLP as the Company’s independent registered public accounting firm for fiscal year 2023. | Management | For | For | ||||||||||
| 4. | Approve, on an advisory basis, the compensation of the Company’s named executive officers, as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
| HESKA CORPORATION | ||||||||||||||
| Security | 42805E306 | Meeting Type | Special | |||||||||||
| Ticker Symbol | HSKA | Meeting Date | 07-Jun-2023 | |||||||||||
| ISIN | US42805E3062 | Agenda | 935869050 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt and approve the Agreement and Plan of Merger with Antech Diagnostics, Inc., a California corporation, Helsinki Merger Sub LLC, a Delaware limited liability company, and, solely for purposes of Section 9.15 of the Merger Agreement, Mars, Incorporated, a Delaware corporation (the “Merger Proposal”). | Management | For | For | ||||||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to our named executive officers that is based on or otherwise relates to the merger. | Management | For | For | ||||||||||
| 3. | To approve one or more adjournments of the Special Meeting, if necessary, to solicit additional proxies if a quorum is not present or there are not sufficient votes cast at the Special Meeting to approve the Merger Proposal. | Management | For | For | ||||||||||
| DIVERSEY HOLDINGS LTD | ||||||||||||||
| Security | G28923103 | Meeting Type | Special | |||||||||||
| Ticker Symbol | DSEY | Meeting Date | 08-Jun-2023 | |||||||||||
| ISIN | KYG289231030 | Agenda | 935873162 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | (a) The Agreement and Plan of Merger Olympus Water Holdings IV, L.P. (“Parent”), acting by its general partner, Olympus Water Holdings Limited, and Diamond Merger Limited, an exempted company incorporated under the laws of the Cayman Islands (b) the Plan of Merger, attached as an exhibit to the Merger Agreement and annexed hereto and approved by resolution of the directors of the Company (c)Company be authorized to merge with Merger Sub, so that the Company shall be the surviving company and all the undertaking, property and liabilities of the Merger. | Management | For | For | ||||||||||
| 2. | RESOLVED, as an ordinary resolution, that the shareholders of Diversey Holdings, Ltd. hereby approve, on a non-binding, advisory basis, the compensation to be paid or become payable to its named executive officers that is based on or otherwise relates to the Merger as disclosed in the Company’s proxy statement pursuant to Item 402(t) of Regulation S-K under the section entitled “Golden Parachute Compensation” and the corresponding table and the footnotes thereto.” | Management | For | For | ||||||||||
| BROOKFIELD CORPORATION | ||||||||||||||
| Security | 11271J107 | Meeting Type | Annual and Special Meeting | |||||||||||
| Ticker Symbol | BN | Meeting Date | 09-Jun-2023 | |||||||||||
| ISIN | CA11271J1075 | Agenda | 935861030 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | The Special Resolution authorizing a decrease in the number of directors set out in the Corporation’s Management Information Circular dated April 28, 2023 (the “Circular”). | Management | For | For | ||||||||||
| 2 | DIRECTOR | Management | ||||||||||||
| 1 | M. Elyse Allan | For | For | |||||||||||
| 2 | Angela F. Braly | For | For | |||||||||||
| 3 | Janice Fukakusa | For | For | |||||||||||
| 4 | Maureen Kempston Darkes | For | For | |||||||||||
| 5 | Frank J. McKenna | For | For | |||||||||||
| 6 | Hutham S. Olayan | For | For | |||||||||||
| 7 | Diana L. Taylor | For | For | |||||||||||
| 3 | The appointment of Deloitte LLP as the external auditor and authorizing the directors to set its remuneration. | Management | For | For | ||||||||||
| 4 | The Say on Pay Resolution set out in the Circular. | Management | For | For | ||||||||||
| 5 | The Escrowed Stock Plan Amendment Resolution set out in the Circular. | Management | For | For | ||||||||||
| 6 | The BNRE Restricted Stock Plan Resolution set out in the Circular. | Management | For | For | ||||||||||
| 7 | The Shareholder Proposal set out in the Circular. | Shareholder | Against | For | ||||||||||
| BROOKFIELD ASSET MANAGEMENT LTD. | ||||||||||||||
| Security | 113004105 | Meeting Type | Annual and Special Meeting | |||||||||||
| Ticker Symbol | BAM | Meeting Date | 09-Jun-2023 | |||||||||||
| ISIN | CA1130041058 | Agenda | 935862272 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | Marcel R. Coutu | For | For | |||||||||||
| 2 | Oliva (Liv) Garfield | For | For | |||||||||||
| 3 | Nili Gilbert | For | For | |||||||||||
| 4 | Allison Kirkby | For | For | |||||||||||
| 5 | Diana Noble | For | For | |||||||||||
| 6 | Satish Rai | For | For | |||||||||||
| 2 | The appointment of Deloitte LLP as the external auditor and authorizing the directors to set its remuneration. | Management | For | For | ||||||||||
| 3 | The Escrowed Stock Plan Amendment Resolution set out in the Circular. | Management | For | For | ||||||||||
| NUVASIVE, INC. | ||||||||||||||
| Security | 670704105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NUVA | Meeting Date | 09-Jun-2023 | |||||||||||
| ISIN | US6707041058 | Agenda | 935867121 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Class I Director: J. Christopher Barry | Management | For | For | ||||||||||
| 1.2 | Election of Class I Director: Leslie V. Norwalk, Esq. | Management | For | For | ||||||||||
| 1.3 | Election of Class I Director: Amy Belt Raimundo | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| 3. | Approval of a non-binding advisory resolution regarding the compensation of the Company’s named executive officers for the fiscal year ended December 31, 2022. | Management | For | For | ||||||||||
| 4. | Approval of a non-binding advisory vote on the frequency of the stockholders advisory vote on the compensation of the Company’s named executive officers. | Management | 1 Year | For | ||||||||||
| PARROT SA | ||||||||||||||
| Security | F7096P108 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 14-Jun-2023 | ||||||||||||
| ISIN | FR0004038263 | Agenda | 717219249 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | ||||||||||||
| CMMT | FOR FRENCH MEETINGS ‘ABSTAIN’ IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-‘AGAINST.’ IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||||
| CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE- COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY- FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE-PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||||
| CMMT | 11 MAY 2023: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/telechargements/BALO/pdf/2023/0508/202 305-082301324.pdf AND PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF-TEXT OF RESOLUTION 15. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| 1 | APPROVAL OF THE COMPANY FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED ON DECEMBER 31ST 2022 | Management | No Action | |||||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED ON DECEMBER 31ST 2022 | Management | No Action | |||||||||||
| 3 | ALLOCATION OF THE RESULT FOR THE FISCAL YEAR ENDED ON DECEMBER 31ST 2022 | Management | No Action | |||||||||||
| 4 | APPROVAL OF THE AGREEMENTS REFERRED TO IN ARTICLE L. 225-38 ET SEQ. OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 5 | RENEWAL OF THE TERM OF OFFICE OF MRS NATALIE RASTOIN AS DIRECTOR | Management | No Action | |||||||||||
| 6 | RENEWAL OF THE TERM OF OFFICE OF MRS AGNES BUREAU-MIRAT AS DIRECTOR | Management | No Action | |||||||||||
| 7 | RENEWAL OF THE TERM OF OFFICE OF MRS ISABELLE CARRERE AS DIRECTOR | Management | No Action | |||||||||||
| 8 | APPROVAL OF THE INFORMATION RELATING TO THE COMPENSATION OF CORPORATE OFFICERS MENTIONED IN I OF ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 9 | APPROVAL OF THE COMPENSATION ITEMS AND BENEFITS OF ANY KIND PAID OR ALLOCATED TO THE CHIEF EXECUTIVE OFFICER DURING THE PAST FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 10 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 11 | APPROVAL OF THE COMPENSATION POLICY FOR THE DIRECTORS | Management | No Action | |||||||||||
| 12 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO HAVE THE COMPANY BUY BACK ITS OWN SHARES WITHIN THE FRAMEWORK OF COMMISSION DELEGATED REGULATION (EU) 2016/1052 OF 8 MARCH 2016 SUPPLEMENTING THE REGULATION COMMISSION EC NO 596/2014 OF 16 APRIL 2014 AND UNDER THE PROVISIONS OF ARTICLE L. 22-10- 62 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 13 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES UNDER THE PROVISIONS OF ARTICLE L. 22-10-62 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 14 | AUTHORIZATION TO BE GIVEN TO THE BOARD OF DIRECTORS TO ALLOCATE SHARES OF THE COMPANY FREE OF CHARGE IN FAVOR OF EMPLOYEES OR ELIGIBLE CORPORATE OFFICERS OF THE COMPANY AND ITS SUBSIDIARIES, AUTOMATICALLY ENTAILING THE WAIVER BY SHAREHOLDERS OF THEIR PREFERENTIAL SUBSCRIPTION RIGHTS | Management | No Action | |||||||||||
| 15 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE THE SHARE CAPITAL INCREASE, BY ISSUING SHARES AND-OR SECURITIES GIVING ACCESS TO THE COMPANY’S SHARE CAPITAL OR GIVING RIGHT TO THE ALLOCATION OF DEBT SECURITIES, AND-OR SECURITIES GIVING ACCESS TO FUTURE EQUITY SECURITIES, WITH SHAREHOLDERS’ PREFERENTIAL RIGHTS MAINTAINED | Management | No Action | |||||||||||
| 16 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE THE ISSUE OF SHARES AND-OR SECURITIES GIVING ACCESS TO THE COMPANY’S SHARE CAPITAL OR GIVING RIGHT TO THE ALLOCATION OF DEBT SECURITIES, AND-OR SECURITIES GIVING ACCESS TO FUTURE EQUITY SECURITIES AS PART OF A PUBLIC OFFER WITHOUT SHAREHOLDERS’ PREFERENTIAL RIGHTS | Management | No Action | |||||||||||
| 17 | DELEGATION TO THE BOARD TO ISSUE ORDINARY SHARES AND-OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL OR GIVING RIGHT TO THE ALLOCATION OF DEBT SECURITIES, AND-OR SECURITIES GIVING ACCESS TO FUTURE EQUITY SECURITIES, WITHOUT PREFERENTIAL RIGHTS, AS PART OF A PUBLIC OFFER REFERRED TO IN ARTICLE L. 411-2 OF THE FRENCH MON. AND FIN. CODE | Management | No Action | |||||||||||
| 18 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS, IN THE EVENT OF A SHARE CAPITAL INCREASE WITH OR WITHOUT SHAREHOLDERS’ PREFERENTIAL SUBSCRIPTION RIGHTS, TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED EXCEPT IN THE EVENT OF A PUBLIC EXCHANGE OFFER | Management | No Action | |||||||||||
| 19 | DELEGATION TO THE BOARD OF DIRECTORS TO ISSUE ORDINARY SHARES AND OR SECURITIES GIVING ACCESS TO EQUITY CAPITAL OR GIVING THE RIGHT TO THE ALLOCATION OF DEBT SECURITIES BY PUBLIC OFFERS, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS, IN CASE OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management | No Action | |||||||||||
| 20 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE ORDINARY SHARES, IN CONSIDERATION FOR CONTRIBUTIONS IN KIND CONSISTING OF EQUITY SECURITIES OR SECURITIES GIVING ACCESS TO THE COMPANY’S SHARE CAPITAL EXCEPT IN THE EVENT OF A PUBLIC EXCHANGE OFFER | Management | No Action | |||||||||||
| 21 | OVERALL LIMITATION OF THE ISSUANCE AUTHORIZATIONS | Management | No Action | |||||||||||
| 22 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO DECIDE ON CAPITAL INCREASE BY CAPITALIZING RESERVES, PROFITS, PREMIUMS, PERIODS OF THE DELEGATION, MAXIMUM NOMINAL AMOUNT OF THE CAPITAL INCREASE ( USABLE OUTSIDE THE PUBLIC OFFER PERIODS FOR THE COMPANY’S SECURITIES ) | Management | No Action | |||||||||||
| 23 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOR OF MEMBERS OF A COMPANY SAVINGS PLAN IN ACCORDANCE WITH ARTICLE L 3332-18 & 21 SEQ OF THE FRENCH LABOUR CODE | Management | No Action | |||||||||||
| 24 | POWERS FOR FORMALITIES | Management | No Action | |||||||||||
| LIBERTY GLOBAL PLC | ||||||||||||||
| Security | G5480U104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LBTYA | Meeting Date | 14-Jun-2023 | |||||||||||
| ISIN | GB00B8W67662 | Agenda | 935857649 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| O1 | Elect Miranda Curtis CMG as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2026 or until a successor in interest is appointed. | Management | For | For | ||||||||||
| O2 | Elect J David Wargo as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2026 or until a successor in interest is appointed. | Management | For | For | ||||||||||
| O3 | Approve, on an advisory basis, the annual report on the implementation of the directors’ compensation policy for the year ended December 31, 2022, contained in Appendix A of the proxy statement (in accordance with requirements applicable to U.K. companies). | Management | For | For | ||||||||||
| O4 | Approve the director’s compensation policy contained in Appendix A of Liberty Global’s proxy statement for the 2023 AGM (in accordance with requirements applicable to U.K. companies) to be effective as of the date of the 2023 AGM. | Management | For | For | ||||||||||
| O5 | Approve, on an advisory basis, the compensation of the named executive officers, as disclosed in Liberty Global’s proxy statement for the 2023 AGM pursuant to the compensation disclosure rules of the Securities and Exchange Commission, under the heading ‘Executive Officers and Directors Compensation’. | Management | For | For | ||||||||||
| O6 | Ratify the appointment of KPMG LLP (U.S.) as Liberty Global’s independent auditor for the year ending December 31, 2023. | Management | For | For | ||||||||||
| O7 | Appoint KPMG LLP (U.K.) as Liberty Global’s U.K. statutory auditor under the U.K. Companies Act 2006 (the Companies Act) (to hold office until the conclusion of the next annual general meeting at which accounts are laid before Liberty Global). | Management | For | For | ||||||||||
| O8 | Authorize the audit committee of Liberty Global’s board of directors to determine the U.K. statutory auditor’s compensation. | Management | For | For | ||||||||||
| O9 | To authorize Liberty Global’s board of directors in accordance with Section 551 of the Companies Act to exercise all the powers to allot shares in Liberty Global and to grant rights to subscribe for or to convert any security into shares of Liberty Global. | Management | For | For | ||||||||||
| S10 | Authorize Liberty Global’s board of directors in accordance with Section 570 of the Companies Act to allot equity securities (as defined in Section 560 of the Companies Act) pursuant to the authority contemplated by Resolution 9 for cash, without the rights of preemption provided by Section 561 of the Companies Act. | Management | Abstain | Against | ||||||||||
| O11 | Authorize Liberty Global and its subsidiaries to make political donations to political parties, independent election candidates and/or political organizations other than political parties and/or incur political expenditures of up to $1,000,000 under the Companies Act. | Management | For | For | ||||||||||
| O12 | Approve the form agreements and counterparties pursuant to which Liberty Global may conduct the purchase of its ordinary shares in the capital of Liberty Global and authorize all or any of Liberty Global’s directors and senior officers to enter into, complete and make purchases of ordinary shares in the capital of Liberty Global pursuant to the form of agreements and with any of the approved counterparties, which approvals will expire on the fifth anniversary of the 2023 AGM. | Management | For | For | ||||||||||
| O13 | Approve the Liberty Global 2023 Incentive Plan. | Management | Against | Against | ||||||||||
| PROMETHEUS BIOSCIENCES, INC. | ||||||||||||||
| Security | 74349U108 | Meeting Type | Special | |||||||||||
| Ticker Symbol | RXDX | Meeting Date | 15-Jun-2023 | |||||||||||
| ISIN | US74349U1088 | Agenda | 935874556 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt the Agreement and Plan of Merger (as it may be amended from time to time, the “Merger Agreement”), dated as of April 15, 2023, by and among Merck & Co., Inc., a New Jersey corporation (“Merck”), Splash Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Merck (“Merger Sub”), and Prometheus Biosciences, Inc., a Delaware corporation (“Prometheus”), pursuant to which Merger Sub will be merged with and into Prometheus, with Prometheus surviving as a wholly owned subsidiary of Merck (the “Merger”). | Management | For | For | ||||||||||
| 2. | To approve, on a non-binding, advisory basis, certain compensation that will or may be paid or become payable to Prometheus’ named executive officers that is based on or otherwise relates to the Merger. | Management | For | For | ||||||||||
| 3. | To approve the adjournment of the special meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes in person or by proxy to approve the proposal to adopt the Merger Agreement at the time of the special meeting. | Management | For | For | ||||||||||
| BELLUS HEALTH INC. | ||||||||||||||
| Security | 07987C204 | Meeting Type | Special | |||||||||||
| Ticker Symbol | BLU | Meeting Date | 16-Jun-2023 | |||||||||||
| ISIN | CA07987C2040 | Agenda | 935879823 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | To consider and, if deemed advisable, to pass, with or without variation, a special resolution to approve a proposed plan of arrangement involving BELLUS Health Inc., 14934792 Canada Inc. and GSK plc, pursuant to section 192 of the Canada Business Corporations Act. The full text of the special resolution is set forth in Appendix B to the accompanying management information circular of BELLUS Health Inc. | Management | For | For | ||||||||||
| DELL TECHNOLOGIES INC. | ||||||||||||||
| Security | 24703L202 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DELL | Meeting Date | 20-Jun-2023 | |||||||||||
| ISIN | US24703L2025 | Agenda | 935858805 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Michael S. Dell* | For | For | |||||||||||
| 2 | David W. Dorman* | For | For | |||||||||||
| 3 | Egon Durban* | For | For | |||||||||||
| 4 | David Grain* | For | For | |||||||||||
| 5 | William D. Green* | For | For | |||||||||||
| 6 | Simon Patterson* | For | For | |||||||||||
| 7 | Lynn V. Radakovich* | For | For | |||||||||||
| 8 | Ellen J. Kullman# | For | For | |||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Dell Technologies Inc.’s independent registered public accounting firm for fiscal year ending February 2, 2024. | Management | For | For | ||||||||||
| 3. | Approval, on an advisory basis, of the compensation of Dell Technologies Inc.’s named executive officers as disclosed in the proxy statement. | Management | For | For | ||||||||||
| 4. | Advisory vote on whether Dell Technologies Inc. should hold an advisory vote by stockholders to approve the compensation of Dell Technologies Inc.’s named executive officers every 1 year, every 2 years or every 3 years. | Management | 1 Year | For | ||||||||||
| 5. | Adoption of the Dell Technologies Inc. 2023 Stock Incentive Plan. | Management | Against | Against | ||||||||||
| THE COMMUNITY FINANCIAL CORPORATION | ||||||||||||||
| Security | 20368X101 | Meeting Type | Special | |||||||||||
| Ticker Symbol | TCFC | Meeting Date | 20-Jun-2023 | |||||||||||
| ISIN | US20368X1019 | Agenda | 935869062 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | The approval of the Agreement and Plan of Merger, dated December 14, 2022, by and between Shore Bancshares, Inc. and The Community Financial Corporation (“TCFC”) and the transactions contemplated thereby, including the merger of TCFC with and into Shore Bancshares, Inc. (the “Merger”). | Management | For | For | ||||||||||
| 2. | Non-binding resolution to approve the compensation payable to the named executive officers of TCFC in connection with the Merger. | Management | For | For | ||||||||||
| 3. | The approval of one or more adjournments of the TCFC special meeting to a later date or dates, if necessary, to permit further solicitation of proxies if there are not sufficient votes at the time of the TCFC special meeting to approve the TCFC merger proposal. | Management | For | For | ||||||||||
| NUMIS CORPORATION PLC | ||||||||||||||
| Security | G6680D108 | Meeting Type | Court Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 21-Jun-2023 | ||||||||||||
| ISIN | GB00B05M6465 | Agenda | 717269218 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT. | Non-Voting | ||||||||||||
| 1 | TO APPROVE THE SCHEME | Management | For | For | ||||||||||
| NUMIS CORPORATION PLC | ||||||||||||||
| Security | G6680D108 | Meeting Type | Other Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 21-Jun-2023 | ||||||||||||
| ISIN | GB00B05M6465 | Agenda | 717275235 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | TO IMPLEMENT THE SCHEME, AS SET OUT IN THE NOTICE OF THE GENERAL MEETING, INCLUDING AUTHORISING THE COMPANY’S DIRECTORS TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT AND THE AMENDMENT TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS SET OUT IN THE NOTICE OF THE GENERAL MEETING | Management | For | For | ||||||||||
| CMMT | 31 MAY 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO MEETING TYPE HAS BEEN- CHANGED FROM OGM TO EGM AND MEETING TYPE HAS BEEN CHANGED FROM EGM TO OTH. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| ACTIVISION BLIZZARD, INC. | ||||||||||||||
| Security | 00507V109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ATVI | Meeting Date | 21-Jun-2023 | |||||||||||
| ISIN | US00507V1098 | Agenda | 935851762 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Reveta Bowers | Management | For | For | ||||||||||
| 1b. | Election of Director: Kerry Carr | Management | For | For | ||||||||||
| 1c. | Election of Director: Robert Corti | Management | For | For | ||||||||||
| 1d. | Election of Director: Brian Kelly | Management | For | For | ||||||||||
| 1e. | Election of Director: Robert Kotick | Management | For | For | ||||||||||
| 1f. | Election of Director: Barry Meyer | Management | For | For | ||||||||||
| 1g. | Election of Director: Robert Morgado | Management | For | For | ||||||||||
| 1h. | Election of Director: Peter Nolan | Management | For | For | ||||||||||
| 1i. | Election of Director: Dawn Ostroff | Management | For | For | ||||||||||
| 2. | Advisory vote to approve our executive compensation. | Management | For | For | ||||||||||
| 3. | Advisory vote on frequency of future advisory votes to approve our executive compensation. | Management | 1 Year | For | ||||||||||
| 4. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm. | Management | For | For | ||||||||||
| 5. | Shareholder proposal regarding shareholder ratification of termination pay. | Shareholder | Against | For | ||||||||||
| 6. | Shareholder proposal regarding adoption of a freedom of association and collective bargaining policy. | Shareholder | Abstain | Against | ||||||||||
| 7. | Withdrawn by proponent | Shareholder | Abstain | Against | ||||||||||
| ALVOPETRO ENERGY LTD. | ||||||||||||||
| Security | 02255Q209 | Meeting Type | Annual and Special Meeting | |||||||||||
| Ticker Symbol | ALVOF | Meeting Date | 21-Jun-2023 | |||||||||||
| ISIN | CA02255Q2099 | Agenda | 935871067 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | John D. Wright | For | For | |||||||||||
| 2 | Roderick L. Fraser | For | For | |||||||||||
| 3 | Kenneth R. McKinnon | For | For | |||||||||||
| 4 | Corey C. Ruttan | For | For | |||||||||||
| 5 | Firoz Talakshi | For | For | |||||||||||
| 6 | Geir Ytreland | For | For | |||||||||||
| 2 | Appointment of KPMG LLP, Chartered Accountants as Auditor of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | ||||||||||
| 3 | To approve the Omnibus Incentive Plan of the Corporation, the terms of which are more particularly described in the accompanying Information Circular under the heading “Omnibus Incentive Plan”. | Management | For | For | ||||||||||
| ROCKET INTERNET SE | ||||||||||||||
| Security | D6S914104 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 22-Jun-2023 | ||||||||||||
| ISIN | DE000A12UKK6 | Agenda | 717258215 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | ||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2022 | Non-Voting | ||||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 3.87 PER SHARE | Management | No Action | |||||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 5 | RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR FISCAL YEAR 2023 | Management | No Action | |||||||||||
| 6.1 | REELECT MARCUS ENGLERT TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 6.2 | REELECT NORBERT LANG TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 6.3 | REELECT JOACHIM SCHINDLER TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 6.4 | REELECT PIERRE LOUETTE TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 7 | APPROVE DECREASE IN SIZE OF BOARD TO THREE MEMBERS | Management | No Action | |||||||||||
| 8 | AMEND ARTICLES RE: MANAGEMENT BOARD QUORUM | Management | No Action | |||||||||||
| 9.1 | APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS UNTIL 2028 | Management | No Action | |||||||||||
| 9.2 | AMEND ARTICLES RE: GENERAL MEETING CHAIR AND PROCEDURE | Management | No Action | |||||||||||
| 9.3 | AMEND ARTICLES RE: PARTICIPATION OF SUPERVISORY BOARD MEMBERS IN THE VIRTUAL ANNUAL GENERAL MEETING BY MEANS OF AUDIO AND VIDEO TRANSMISSION | Management | No Action | |||||||||||
| 10 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | Management | No Action | |||||||||||
| 11 | AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN REPURCHASING SHARES | Management | No Action | |||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | Non-Voting | ||||||||||||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| UNI-SELECT INC. | ||||||||||||||
| Security | 90457D100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | UNIEF | Meeting Date | 22-Jun-2023 | |||||||||||
| ISIN | CA90457D1006 | Agenda | 935877413 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | Michelle Cormier | For | For | |||||||||||
| 2 | Martin Garand | For | For | |||||||||||
| 3 | Karen Laflamme | For | For | |||||||||||
| 4 | Chantel E. Lenard | For | For | |||||||||||
| 5 | Brian McManus | For | For | |||||||||||
| 6 | Frederick J. Mifflin | For | For | |||||||||||
| 7 | David G. Samuel | For | For | |||||||||||
| 2 | Appointment of Ernst & Young LLP as auditor and authorization of the Board of Directors to fix its remuneration. | Management | For | For | ||||||||||
| 3 | Consideration of an advisory resolution on executive compensation. | Management | For | For | ||||||||||
| QIAGEN N.V. | ||||||||||||||
| Security | N72482123 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | QGEN | Meeting Date | 22-Jun-2023 | |||||||||||
| ISIN | NL0012169213 | Agenda | 935884014 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Proposal to adopt the Annual Accounts for the year ended December 31, 2022 (“Calendar Year 2022”). | Management | For | For | ||||||||||
| 2. | Proposal to cast a favorable non-binding advisory vote in respect of the Remuneration Report 2022. | Management | For | For | ||||||||||
| 3. | Proposal to discharge from liability the Managing Directors for the performance of their duties during Calendar Year 2022. | Management | For | For | ||||||||||
| 4. | Proposal to discharge from liability the Supervisory Directors for the performance of their duties during Calendar Year 2022. | Management | For | For | ||||||||||
| 5a. | Reappointment of the Supervisory Director: Dr. Metin Colpan | Management | For | For | ||||||||||
| 5b. | Reappointment of the Supervisory Director: Dr. Toralf Haag | Management | For | For | ||||||||||
| 5c. | Reappointment of the Supervisory Director: Prof. Dr. Ross L. Levine | Management | For | For | ||||||||||
| 5d. | Reappointment of the Supervisory Director: Prof. Dr. Elaine Mardis | Management | For | For | ||||||||||
| 5e. | Reappointment of the Supervisory Director: Dr. Eva Pisa | Management | For | For | ||||||||||
| 5f. | Reappointment of the Supervisory Director: Mr. Lawrence A. Rosen | Management | For | For | ||||||||||
| 5g. | Reappointment of the Supervisory Director: Mr. Stephen H. Rusckowski | Management | For | For | ||||||||||
| 5h. | Reappointment of the Supervisory Director: Ms. Elizabeth E. Tallett | Management | For | For | ||||||||||
| 6a. | Reappointment of the Managing Director: Mr. Thierry Bernard | Management | For | For | ||||||||||
| 6b. | Reappointment of the Managing Director: Mr. Roland Sackers | Management | For | For | ||||||||||
| 7. | Proposal to reappoint KPMG Accountants N.V. as auditors of the Company for the calendar year ending December 31, 2023. | Management | For | For | ||||||||||
| 8a. | Proposal to authorize the Supervisory Board, until December 22, 2024 to: issue a number of ordinary shares and financing preference shares and grant rights to subscribe for such shares of up to 50% of the aggregate par value of all shares issued and outstanding. | Management | Against | Against | ||||||||||
| 8b. | Proposal to authorize the Supervisory Board, until December 22, 2024 to: restrict or exclude the pre- emptive rights with respect to issuing ordinary shares or granting subscription rights of up to 10% of the aggregate par value of all shares issued and outstanding. | Management | Abstain | Against | ||||||||||
| 9. | Proposal to authorize the Managing Board, until December 22, 2024, to acquire shares in the Company’s own share capital. | Management | For | For | ||||||||||
| 10. | Proposal to approve discretionary rights for the Managing Board to implement a capital repayment by means of a synthetic share repurchase. | Management | For | For | ||||||||||
| 11. | Proposal to approve the cancellation of fractional ordinary shares held by the Company. | Management | For | For | ||||||||||
| 12. | Proposal to approve the QIAGEN N.V. 2023 Stock Plan. | Management | Abstain | Against | ||||||||||
| THERAPEUTICSMD, INC. | ||||||||||||||
| Security | 88338N206 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TXMD | Meeting Date | 26-Jun-2023 | |||||||||||
| ISIN | US88338N2062 | Agenda | 935870421 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Tommy G. Thompson | For | For | |||||||||||
| 2 | Cooper C. Collins | For | For | |||||||||||
| 3 | Gail K. Naughton, Ph.D. | For | For | |||||||||||
| 4 | Justin Roberts | For | For | |||||||||||
| 2. | To approve, on a non-binding advisory basis, the compensation of our named executive officers for the fiscal year ended December 31, 2022. | Management | For | For | ||||||||||
| 3. | To approve an amendment to the Amended and Restated Articles of Incorporation, as amended, to increase the number of authorized shares of common stock, $0.001 par value per share, from 12,000,000 shares to 32,000,000 shares. | Management | For | For | ||||||||||
| 4. | To approve, pursuant to Nasdaq Rules 5635(b) and 5635(d), the issuance of up to 5,000,000 shares of common stock to be sold in one or more private placements to Rubric Capital Management LP, or one or more of its affiliates. | Management | For | For | ||||||||||
| 5. | To ratify the appointment of Grant Thornton LLP, an independent registered public accounting firm, as the independent auditor of the company for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
| MASTERCARD INCORPORATED | ||||||||||||||
| Security | 57636Q104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MA | Meeting Date | 27-Jun-2023 | |||||||||||
| ISIN | US57636Q1040 | Agenda | 935858437 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | ELECTION OF DIRECTOR: Merit E. Janow | Management | For | For | ||||||||||
| 1b. | ELECTION OF DIRECTOR: Candido Bracher | Management | For | For | ||||||||||
| 1c. | ELECTION OF DIRECTOR: Richard K. Davis | Management | For | For | ||||||||||
| 1d. | ELECTION OF DIRECTOR: Julius Genachowski | Management | For | For | ||||||||||
| 1e. | ELECTION OF DIRECTOR: Choon Phong Goh | Management | For | For | ||||||||||
| 1f. | ELECTION OF DIRECTOR: Oki Matsumoto | Management | For | For | ||||||||||
| 1g. | ELECTION OF DIRECTOR: Michael Miebach | Management | For | For | ||||||||||
| 1h. | ELECTION OF DIRECTOR: Youngme Moon | Management | For | For | ||||||||||
| 1i. | ELECTION OF DIRECTOR: Rima Qureshi | Management | For | For | ||||||||||
| 1j. | ELECTION OF DIRECTOR: Gabrielle Sulzberger | Management | For | For | ||||||||||
| 1k. | ELECTION OF DIRECTOR: Harit Talwar | Management | For | For | ||||||||||
| 1l. | ELECTION OF DIRECTOR: Lance Uggla | Management | For | For | ||||||||||
| 2. | Advisory approval of Mastercard’s executive compensation. | Management | For | For | ||||||||||
| 3. | Advisory approval of the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
| 4. | Approval of Mastercard Incorporated Employee Stock Purchase Plan. | Management | For | For | ||||||||||
| 5. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2023. | Management | For | For | ||||||||||
| 6. | Consideration of a stockholder proposal requesting a report on ensuring respect for civil liberties. | Shareholder | Abstain | Against | ||||||||||
| 7. | Consideration of a stockholder proposal requesting a report on Mastercard’s stance on new Merchant Category Code. | Shareholder | Abstain | Against | ||||||||||
| 8. | Consideration of a stockholder proposal requesting lobbying disclosure. | Shareholder | Abstain | Against | ||||||||||
| 9. | Consideration of a stockholder proposal requesting stockholders approve advance notice bylaw amendments. | Shareholder | Against | For | ||||||||||
| 10. | Consideration of a stockholder proposal requesting a report on the cost-benefit analysis of diversity and inclusion efforts. | Shareholder | Abstain | Against | ||||||||||
| SIERRA METALS INC. | ||||||||||||||
| Security | 82639W106 | Meeting Type | Contested-Annual and Special Meeting | |||||||||||
| Ticker Symbol | SMTSF | Meeting Date | 28-Jun-2023 | |||||||||||
| ISIN | CA82639W1068 | Agenda | 935888911 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A | Election of Director - Oscar Cabrera | Management | For | For | ||||||||||
| 1B | Election of Director - Miguel Aramburu | Management | For | For | ||||||||||
| 1C | Election of Director - Ernesto Balarezo | Management | For | For | ||||||||||
| 1D | Election of Director - Douglas Cater | Management | For | For | ||||||||||
| 1E | Election of Director - Robert Neal | Management | For | For | ||||||||||
| 1F | Election of Director - Beatriz Orrantia | Management | For | For | ||||||||||
| 1G | Election of Director - Carlos E. Santa Cruz | Management | For | For | ||||||||||
| 2 | To reappoint PricewaterhouseCoopers, Chartered Accountants, as the Corporation’s auditor for the ensuing year and to authorize the board of directors of the Corporation to fix the auditor’s remuneration. | Management | For | For | ||||||||||
| 3 | To consider and, if deemed advisable, to pass, with or without amendment, an ordinary resolution authorizing the adoption of an omnibus incentive plan of the Corporation as further set out in the Corporation’s management information circular dated May 29, 2023. | Management | Against | Against | ||||||||||
| YAMADA HOLDINGS CO.,LTD. | ||||||||||||||
| Security | J95534103 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 29-Jun-2023 | ||||||||||||
| ISIN | JP3939000000 | Agenda | 717287583 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
| 2 | Appoint a Corporate Auditor Ishii, Hirohisa | Management | For | For | ||||||||||
| EMIS GROUP PLC | ||||||||||||||
| Security | G2898S102 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 29-Jun-2023 | ||||||||||||
| ISIN | GB00B61D1Y04 | Agenda | 717388931 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | TO RECEIVE AND ADOPT THE AUDITED ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2022 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND THE AUDITOR THEREON | Management | For | For | ||||||||||
| 2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2022 | Management | For | For | ||||||||||
| 3 | TO APPROVE AND DECLARE A FINAL DIVIDEND OF 21.1P PER ORDINARY SHARE OF 0.01P IN THE CAPITAL OF THE COMPANY IN RESPECT OF THE YEAR ENDED 31 DECEMBER 2022 | Management | For | For | ||||||||||
| 4 | TO RE-ELECT PATRICK DE SMEDT AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 5 | TO RE-ELECT ANDY THORBURN AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 6 | TO RE-ELECT PETER SOUTHBY AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 7 | TO RE-ELECT KEVIN BOYD AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 8 | TO RE-ELECT JEN BYRNE AS A DIRECTOROF THE COMPANY | Management | For | For | ||||||||||
| 9 | TO RE-ELECT JP RANGASWAMI AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 10 | TO RE-ELECT DENISE COLLIS AS ADIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 11 | TO RE-APPOINT KPMG LLP AS AUDITOR TO THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THIS MEETING UNTIL THE CONCLUSION OF THE NEXT AGM OF THE COMPANY | Management | For | For | ||||||||||
| 12 | TO AUTHORISE THE DIRECTORS TO FIX THE AUDITOR’S REMUNERATION | Management | For | For | ||||||||||
| 13 | THAT, THE DIRECTORS ARE AUTHORISED TO EXERCISE ALL POWERS OF THE COMPANY TO ALLOT SHARES IN THE COMPANY UP TO A MAXIMUM NOMINAL AMOUNT OF 211,037 GBP | Management | For | For | ||||||||||
| 14 | TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS NOT EXCEEDING 10,000 GBP IN AGGREGATE | Management | For | For | ||||||||||
| 15 | THAT, SUBJECT TO THE PASSING OF RESOLUTION 13, THE DIRECTORS ARE GIVEN THE GENERAL POWER TO ALLOT EQUITY SECURITIES FOR CASH | Management | For | For | ||||||||||
| 16 | THAT, SUBJECT TO THE PASSING OF RESOLUTION 15, THE DIRECTORS ARE GIVEN THE GENERAL POWER TO ALLOT EQUITY SECURITIES FOR CASH | Management | For | For | ||||||||||
| 17 | THAT THE COMPANY BE AUTHORISED FOR THE PURPOSE OF S.701 OF THE COMPANIES ACT 2006 TO MAKE MARKET PURCHASES OF ORDINARY SHARES OF 0.01 GBP EACH | Management | For | For | ||||||||||
| U.S. XPRESS ENTERPRISES, INC. | ||||||||||||||
| Security | 90338N202 | Meeting Type | Special | |||||||||||
| Ticker Symbol | USX | Meeting Date | 29-Jun-2023 | |||||||||||
| ISIN | US90338N2027 | Agenda | 935881359 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| 1. | To approve the Agreement and Plan of Merger, dated as of March 20, 2023, by and among U.S. Xpress Enterprises, Inc. (“U.S. Xpress”), Knight-Swift Transportation Holdings Inc. (“Knight- Swift”) and Liberty Merger Sub Inc. (“Merger Subsidiary”), as it may be amended from time to time, and the merger of Merger Subsidiary with and into U.S. Xpress, with U.S. Xpress surviving the merger (the “Merger”) as an indirect subsidiary of Knight- Swift. | Management | For | For | ||||||||||
| 2. | To approve an amendment to U.S. Xpress’ Third Amended and Restated Articles of Incorporation. | Management | For | For | ||||||||||
| 3. | To separately approve the Merger, by the affirmative vote of the holders of a majority of the voting power of the outstanding shares of U.S. Xpress stock (voting together as a single class) held by the holders of U.S. Xpress stock other than the Rollover Stockholders and the other Excluded Stockholders, with each share of U.S. Xpress stock counted equally with one vote per share for this purpose. | Management | For | For | ||||||||||
| 4. | To approve, by a non-binding, advisory vote, the compensation arrangements that will or may become payable to U.S. Xpress’ named executive officers in connection with the Merger. | Management | For | For | ||||||||||
| 5. | To approve the adjournment of the Special Meeting, from time to time, if necessary or appropriate (as determined by the Board of Directors or the chairperson of the meeting, in each case, acting at the direction of the Special Committee), including to solicit additional proxies to vote in favor of Proposals 1-3, in the event that there are insufficient votes at the time of the Special Meeting to establish a quorum or approve Proposals 1-3. | Management | For | For | ||||||||||
| NATIONAL INSTRUMENTS CORPORATION | ||||||||||||||
| Security | 636518102 | Meeting Type | Special | |||||||||||
| Ticker Symbol | NATI | Meeting Date | 29-Jun-2023 | |||||||||||
| ISIN | US6365181022 | Agenda | 935887147 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| 1. | To adopt the Agreement and Plan of Merger, dated as of April 12, 2023, by and among National Instruments Corporation, Emerson Electric Co., and Emersub CXIV (as it may be amended from time to time, the “Merger Agreement”). | Management | For | For | ||||||||||
| 2. | To approve, on an advisory (nonbinding) basis, the compensation that may be paid or become payable to National Instruments Corporation’s named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | For | For | ||||||||||
| 3. | To approve any adjournment of the special meeting of stockholders of National Instruments Corporation (the “Special Meeting”), if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | ||||||||||
| ABSOLUTE SOFTWARE CORPORATION | ||||||||||||||
| Security | 00386B109 | Meeting Type | Special | |||||||||||
| Ticker Symbol | ABST | Meeting Date | 29-Jun-2023 | |||||||||||
| ISIN | CA00386B1094 | Agenda | 935888226 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| 1 | To consider and, if deemed advisable, pass, with or without variation, a special resolution of Securityholders substantially in the form attached as Appendix “C” to the accompanying management information circular, to approve an arrangement under section 288 of the Business Corporations Act (British Columbia), involving the Company and 1414364 B.C. Ltd., as more particularly described in the accompanying management information circular. | Management | For | For | ||||||||||
| NEOGAMES S.A. | ||||||||||||||
| Security | L6673X107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NGMS | Meeting Date | 29-Jun-2023 | |||||||||||
| ISIN | LU2263803020 | Agenda | 935888810 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| 1. | Approve the stand-alone annual statutory accounts of the Company for the year ended December 31, 2022, the approved consolidated statutory financial accounts for the year ended December 31, 2022, the report prepared by the Board of Directors and the report of the approved statutory auditor (réviseur d’entreprises agréé). | Management | For | For | ||||||||||
| 2. | Approve allocation of the Company’s annual results for the financial year ended December 31, 2022. | Management | For | For | ||||||||||
| 3. | Grant discharge of the liability of the members of the Board of Directors for, and in connection with, the financial year ended December 31, 2022. | Management | For | For | ||||||||||
| 4a. | Elect Mr. Steve Capp as the member of board of director | Management | For | For | ||||||||||
| 4b. | Elect Mr. Aharon Aran as the member of board of director | Management | For | For | ||||||||||
| 4c. | Elect Mr. Mordechay (Moti) Malool (Malul) as the member of board of director | Management | For | For | ||||||||||
| 4d. | Elect Mr. Barak Matalon as the member of board of director | Management | For | For | ||||||||||
| 4e. | Elect Mr. Laurent Teitgen as the member of board of director | Management | For | For | ||||||||||
| 4f. | Elect Mr. John E. Taylor, Jr. as the member of board of director and chair | Management | For | For | ||||||||||
| 5. | Approve the appointment of Atwell as the Luxembourg statutory auditor (réviseur d’entreprises agréé) and of Ziv Haft, Certified Public Accountants, Isr., BDO Member Firm, as independent registered certified public accounting firm for the period ending at the general meeting approving the annual accounts for the financial year ending December 31, 2023. | Management | For | For | ||||||||||
| 6. | Approve the directors’ remuneration for the year ending December 31, 2023. | Management | For | For | ||||||||||
| 7. | Authorize and empower Allen & Overy, société en commandite simple, registered on list V of the Luxembourg bar, to execute and deliver, on behalf of the Company and with full power of substitution, any documents necessary or useful in connection with the annual filing and registration required by the Luxembourg laws. | Management | For | For | ||||||||||
| BELLUS HEALTH INC. | ||||||||||||||
| Security | 07987C204 | Meeting Type | Annual and Special Meeting | |||||||||||
| Ticker Symbol | BLU | Meeting Date | 30-Jun-2023 | |||||||||||
| ISIN | CA07987C2040 | Agenda | 935889230 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| 1A | Election of Director - Dr. Francesco Bellini, O.C. | Management | For | For | ||||||||||
| 1B | Election of Director - Roberto Bellini | Management | For | For | ||||||||||
| 1C | Election of Director - Dr. Youssef L. Bennani | Management | For | For | ||||||||||
| 1D | Election of Director - Franklin M. Berger, CFA | Management | For | For | ||||||||||
| 1E | Election of Director - Dr. Clarissa Desjardins | Management | For | For | ||||||||||
| 1F | Election of Director - Pierre Larochelle | Management | For | For | ||||||||||
| 1G | Election of Director - Dr. William Mezzanotte | Management | For | For | ||||||||||
| 1H | Election of Director - Joseph Rus | Management | For | For | ||||||||||
| 2 | Appointment of KPMG LLP as Auditors of the Company for the ensuing year and authorizing the Audit Committee to fix their remuneration. | Management | For | For | ||||||||||
| 3 | Ratification and confirmation of a resolution approving the unallocated options under the Stock Option Plan. | Management | Against | Against | ||||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant | Gabelli Investor Funds, Inc. |
| By (Signature and Title)* | /s/ John C. Ball |
| John C. Ball, President and Principal Executive Officer |
| Date | August 25, 2023 |
*Print the name and title of each signing officer under his or her signature.