UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-07326
Gabelli Investor Funds, Inc.
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2020 – June 30, 2021
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2020 TO JUNE 30, 2021
| ProxyEdge | Report Date: 07/01/2021 |
| Meeting Date Range: 07/01/2020 - 06/30/2021 | 1 |
| The Gabelli ABC Fund |
| Investment Company Report | ||||||||||||
| MASMOVIL IBERCOM SA | ||||||||||||
| Security | E7386C164 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 08-Jul-2020 | ||||||||||
| ISIN | ES0184696104 | Agenda | 712797969 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 09TH JULY 2020. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU' | Non-Voting | ||||||||||
| 1 | EXAMINATION AND, IF APPROPRIATE, APPROVAL OF THE INDIVIDUAL ANNUAL ACCOUNTS (BALANCE SHEET, PROFIT AND LOSS ACCOUNT, STATEMENT OF THE CHANGES IN THE NET EQUITY, CASH FLOW STATEMENT AND NOTES) AND THE INDIVIDUAL MANAGEMENT REPORT WITH RESPECT TO THE FINANCIAL YEAR ENDED ON DECEMBER 31ST, 2019 | Management | For | For | ||||||||
| 2 | EXAMINATION AND, IF APPROPRIATE, APPROVAL OF THE CONSOLIDATED ANNUAL ACCOUNTS (CONSOLIDATED STATEMENT OF FINANCIAL POSITION, CONSOLIDATED STATEMENT OF COMPREHENSIVE INCOME, CONSOLIDATED STATEMENT OF CHANGES IN THE NET EQUITY, CONSOLIDATED CASH FLOW STATEMENT AND CONSOLIDATED NOTES) AND CONSOLIDATED MANAGEMENT REPORT OF THE COMPANY AND ITS AFFILIATES WITH RESPECT TO THE FINANCIAL YEAR ENDED ON DECEMBER 31ST, 2019 | Management | For | For | ||||||||
| 3 | EXAMINATION AND, IF APPROPRIATE, APPROVAL OF THE CONSOLIDATED STATEMENT OF NON- FINANCIAL INFORMATION WITH RESPECT TO THE FINANCIAL YEAR ENDED ON DECEMBER 31ST, 2019 | Management | For | For | ||||||||
| 4 | EXAMINATION AND, IF APPROPRIATE, APPROVAL OF THE PROPOSAL OF APPLICATION OF THE COMPANY'S RESULTS OF THE FINANCIAL YEAR ENDED ON DECEMBER 31ST, 2019 | Management | For | For | ||||||||
| 5 | EXAMINATION AND, IF APPROPRIATE, APPROVAL OF THE MANAGEMENT OF THE BOARD OF DIRECTORS DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31ST, 2019 | Management | For | For | ||||||||
| 6 | REELECTION OF KPMG AUDITORES, S.L. AS AUDITORS OF THE COMPANY AND ITS CONSOLIDATED GROUP FOR THE FINANCIAL YEAR 2020 | Management | For | For | ||||||||
| 7.1 | REELECTION OF MR. JOHN CARL HAHN AS PROPRIETARY DIRECTOR | Management | For | For | ||||||||
| 7.2 | REELECTION OF MR. BORJA FERNANDEZ ESPEJEL AS INDEPENDENT DIRECTOR | Management | For | For | ||||||||
| 7.3 | REELECTION OF MS. PILAR ZULUETA DE OYA AS INDEPENDENT DIRECTOR | Management | For | For | ||||||||
| 7.4 | RATIFICATION OF THE APPOINTMENT OF MS. CRISTINA ALDAMIZ-ECHEVARRIA GONZALEZ DE DURANA AS INDEPENDENT DIRECTOR, APPOINTED BY COOPTATION BY RESOLUTION OF THE BOARD OF DECEMBER 27TH, 2019 | Management | For | For | ||||||||
| 8 | APPROVAL, IN ACCORDANCE WITH ARTICLES 219 OF THE SPANISH CORPORATE ENTERPRISES ACT AND 38 OF THE BY-LAWS, OF A SHARES APPRECIATION RIGHTS' PLAN IN FAVOUR OF THE CHIEF EXECUTIVE OFFICER, MANAGEMENT TEAM AND EMPLOYEES OF GRUPO MASMOVIL | Management | Against | Against | ||||||||
| 9 | AMENDMENT OF THE DIRECTORS' REMUNERATION POLICY FOR THE FINANCIAL YEARS 2018, 2019 Y 2020 | Management | Against | Against | ||||||||
| 10 | APPROVAL OF THE DIRECTORS' REMUNERATION POLICY FOR THE FINANCIAL YEARS 2021, 2022 AND 2023 | Management | Against | Against | ||||||||
| 11 | CONSULTATIVE VOTE ON THE ANNUAL REPORT ON DIRECTORS' REMUNERATION FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31ST, 2019 | Management | Against | Against | ||||||||
| 12.1 | AMENDMENT OF ARTICLE 22 ("ATTENDANCE AT MEETINGS") | Management | For | For | ||||||||
| 12.2 | AMENDMENT OF ARTICLE 23 ("REPRESENTATION") | Management | For | For | ||||||||
| 13 | APPROVAL OF THE ADDITION OF A NEW ARTICLE 12 BIS ("ATTENDANCE AT THE GENERAL MEETING THROUGH REAL-TIME REMOTE PROCEDURES") OF THE REGULATIONS OF THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | ||||||||
| 14 | AUTHORISATION TO THE BOARD OF DIRECTORS TO AGREE SHARE CAPITAL INCREASES, IN ACCORDANCE WITH ARTICLES 297.1.B) AND 506 OF THE SPANISH CORPORATE ENTERPRISES ACT, WITH THE LIMIT OF 20% OF THE CURRENT SHARE CAPITAL, WITHIN THE LEGAL PERIOD OF FIVE YEARS FROM THE DATE OF THIS MEETING, IN ONE OR SEVERAL TRANCHES, AND WITH THE AUTHORISATION TO EXCLUDE THE SHAREHOLDERS' PREEMPTIVE RIGHTS TO SUBSCRIPTION. REVOCATION OF THE AUTHORISATION GRANTED BY THE ORDINARY GENERAL SHAREHOLDERS' MEETING OF JUNE 22ND, 2017 FOR THOSE PARTS YET TO BE COMPLETED | Management | For | For | ||||||||
| 15 | AUTHORISATION TO SHORTEN THE PERIOD FOR CALLING EXTRAORDINARY GENERAL MEETINGS, IN ACCORDANCE WITH THE PROVISIONS OF ARTICLE 515 OF THE SPANISH CORPORATE ENTERPRISES ACT | Management | For | For | ||||||||
| 16 | RATIFICATION, PURSUANT TO THE PROVISIONS OF ARTICLE 160.F) OF THE SPANISH CORPORATE ENTERPRISES ACT, OF THE PLEDGE GRANTED OVER THE SHARES OF THE WHOLLY-OWNED SUBSIDIARY OF MASMOVIL IBERCOM, S.A., THAT IS, MASMOVIL PHONE & INTERNET, S.A.U., AS WELL AS ALL EXTENSIONS OF THE AFOREMENTIONED PLEDGE, AND APPROVAL OF THE WAIVER OF SELF- CONTRACTING, MULTIPLE REPRESENTATION AND CONFLICT OF INTERESTS WITH RESPECT TO ANY IRREVOCABLE POWERS OF ATTORNEY GRANTED AND TO BE GRANTED CONCERNING THE AFOREMENTIONED PLEDGE OF SHARES | Management | For | For | ||||||||
| 17 | DELEGATION OF POWERS FOR THE FORMALIZATION, REMEDY, REGISTRATION, INTERPRETATION, DEVELOPMENT AND EXECUTION OF THE RESOLUTIONS ADOPTED BY THE GENERAL MEETING AND POWER OF ATTORNEY TO FORMALIZE THE DEPOSIT OF THE ANNUAL ACCOUNTS | Management | For | For | ||||||||
| SEVERN TRENT PLC | ||||||||||||
| Security | G8056D159 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 15-Jul-2020 | ||||||||||
| ISIN | GB00B1FH8J72 | Agenda | 712819347 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | RECEIVE THE REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 MARCH 2020 | Management | For | For | ||||||||
| 2 | APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | For | For | ||||||||
| 3 | DECLARE A FINAL ORDINARY DIVIDEND IN RESPECT OF THE YEAR ENDED 31 MARCH 2020 | Management | For | For | ||||||||
| 4 | REAPPOINT KEVIN BEESTON | Management | For | For | ||||||||
| 5 | REAPPOINT JAMES BOWLING | Management | For | For | ||||||||
| 6 | REAPPOINT JOHN COGHLAN | Management | For | For | ||||||||
| 7 | REAPPOINT OLIVIA GARFIELD | Management | For | For | ||||||||
| 8 | APPOINT CHRISTINE HODGSON | Management | For | For | ||||||||
| 9 | APPOINT SHARMILA NEBHRAJANI | Management | For | For | ||||||||
| 10 | REAPPOINT DOMINIQUE REINICHE | Management | For | For | ||||||||
| 11 | REAPPOINT PHILIP REMNANT | Management | For | For | ||||||||
| 12 | REAPPOINT ANGELA STRANK | Management | For | For | ||||||||
| 13 | REAPPOINT DELOITTE LLP AS AUDITOR OF THE COMPANY | Management | For | For | ||||||||
| 14 | AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | For | For | ||||||||
| 15 | AUTHORISE THE COMPANY AND ALL COMPANIES WHICH ARE SUBSIDIARIES OF THE COMPANY TO MAKE POLITICAL DONATIONS NOT EXCEEDING GBP 50,000 IN TOTAL | Management | For | For | ||||||||
| 16 | RENEW THE COMPANY'S AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||
| 17 | DISAPPLY PRE-EMPTION RIGHTS ON UP TO 5% OF THE ISSUED SHARE CAPITAL | Management | For | For | ||||||||
| 18 | DISAPPLY PRE-EMPTION RIGHTS ON UP TO AN ADDITIONAL 5% OF THE ISSUED SHARE CAPITAL IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT | Management | For | For | ||||||||
| 19 | AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS ORDINARY SHARES | Management | For | For | ||||||||
| 20 | AUTHORISE GENERAL MEETINGS OF THE COMPANY, OTHER THAN ANNUAL GENERAL MEETINGS, TO BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | ||||||||
| REMY COINTREAU SA | ||||||||||||
| Security | F7725A100 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 23-Jul-2020 | ||||||||||
| ISIN | FR0000130395 | Agenda | 712845948 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||
| CMMT | 03 JUL 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202006172002625-73 AND-https://www.journal- officiel.gouv.fr/balo/document/202007032003017-80; PLEASE-NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK. IF YOU HAVE ALREADY- SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR- ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||
| O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2019/2020 | Management | No Action | |||||||||
| O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2019/2020 | Management | No Action | |||||||||
| O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020 AND SETTING OF THE DIVIDEND | Management | No Action | |||||||||
| O.4 | OPTION FOR THE PAYMENT OF THE DIVIDEND IN SHARES | Management | No Action | |||||||||
| O.5 | AGREEMENTS REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE AUTHORIZED DURING THE PREVIOUS FINANCIAL YEARS AND THE EXECUTION OF WHICH CONTINUED DURING THE FINANCIAL YEAR 2019/2020 | Management | No Action | |||||||||
| O.6 | APPROVAL OF THE REGULATED COMMITMENTS " SEVERANCE PAY ", " NON-COMPETITION INDEMNITY ", " DEFINED CONTRIBUTION PENSION COMMITMENTS, DEFINED BENEFIT PENSION COMMITMENTS AND DEATH, INCAPACITY FOR WORK, DISABILITY AND HEALTH INSURANCE COMMITMENTS " IN FAVOUR OF MR. ERIC VALLAT, CHIEF EXECUTIVE OFFICER OF THE COMPANY, PURSUANT TO ARTICLES L.225-42-1 AND L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE AND THE CONDITIONS OF ALLOCATION | Management | No Action | |||||||||
| O.7 | RENEWAL OF THE TERM OF OFFICE OF MRS. DOMINIQUE HERIARD DUBREUIL AS DIRECTOR | Management | No Action | |||||||||
| O.8 | RENEWAL OF THE TERM OF OFFICE OF MRS. LAURE HERIARD DUBREUIL AS DIRECTOR | Management | No Action | |||||||||
| O.9 | RENEWAL OF THE TERM OF OFFICE OF MR. EMMANUEL DE GEUSER AS DIRECTOR | Management | No Action | |||||||||
| O.10 | APPOINTMENT OF MAZARS FIRM, REPRESENTED BY MR. JEROME DE PASTORS, AS PRINCIPAL STATUTORY AUDITOR AS A REPLACEMENT FOR AUDITEURS ET CONSEILS ASSOCIES FIRM AND NON-RENEWAL AND NON-REPLACEMENT OF PIMPANEAU ET ASSOCIES COMPANY AS DEPUTY STATUTORY AUDITOR | Management | No Action | |||||||||
| O.11 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS, PURSUANT TO ARTICLE L.225-37-2 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| O.12 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHEF EXECUTIVE OFFICER, PURSUANT TO ARTICLE L.225-37-2 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| O.13 | APPROVAL OF THE COMPENSATION POLICY OF DIRECTORS FOR THE FINANCIAL YEAR 2020/2021 | Management | No Action | |||||||||
| O.14 | APPROVAL OF THE INFORMATION RELATING TO THE COMPENSATION FOR THE FINANCIAL YEAR 2019/2020 OF THE CORPORATE OFFICERS MENTIONED IN ARTICLE L.225-37-3 I OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| O.15 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED, FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020, TO MR. MARC HERIARD DUBREUIL, CHAIRMAN OF THE BOARD OF DIRECTORS, PURSUANT TO ARTICLE L. 225-100 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| O.16 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED TO MRS. VALERIE CHAPOULAUD-FLOQUET, CHIEF EXECUTIVE OFFICER, IN RESPECT OF THE FINANCIAL YEAR ENDED 31 MARCH 2020, PURSUANT TO ARTICLE L.225-100 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| O.17 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED TO MR. ERIC VALLAT, CHIEF EXECUTIVE OFFICER, IN RESPECT OF THE FINANCIAL YEAR ENDED 31 MARCH 2020, PURSUANT TO ARTICLE L.225-100 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| O.18 | COMPENSATION OF DIRECTORS | Management | No Action | |||||||||
| O.19 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY'S SHARES UNDER THE PROVISIONS OF ARTICLES L. 225-209 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| E.20 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES HELD BY THE COMPANY | Management | No Action | |||||||||
| E.21 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL AND/OR TRANSFERABLE SECURITIES GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, WITH RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||
| E.22 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL AND/OR TRANSFERABLE SECURITIES GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, BY WAY OF A PUBLIC OFFERING | Management | No Action | |||||||||
| E.23 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL AND/OR TRANSFERABLE SECURITIES GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT, BY WAY OF PRIVATE PLACEMENTS AS REFERRED TO IN SECTION 1DECREE OF ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE | Management | No Action | |||||||||
| E.24 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF OVERSUBSCRIPTION, WITHIN THE LIMIT OF 15% OF THE INITIAL ISSUE, WITH RETENTION OR CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||
| E.25 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO SET THE ISSUE PRICE OF SECURITIES TO BE ISSUED, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, BY PUBLIC OFFERING OR PRIVATE PLACEMENT, WITHIN THE LIMIT OF 10% OF THE CAPITAL PER YEAR | Management | No Action | |||||||||
| E.26 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL AND/OR TRANSFERABLE SECURITIES GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management | No Action | |||||||||
| E.27 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL IN ORDER TO REMUNERATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY, WITHIN THE LIMIT OF 10% OF THE CAPITAL | Management | No Action | |||||||||
| E.28 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL BY CAPITALIZATION OF RESERVES, PROFITS OR PREMIUMS | Management | No Action | |||||||||
| E.29 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED WITH A CAPITAL INCREASE RESERVED FOR EMPLOYEES OF THE COMPANY OR ITS RELATED COMPANIES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||
| E.30 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||
| LINDE PLC | ||||||||||||
| Security | G5494J103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LIN | Meeting Date | 27-Jul-2020 | |||||||||
| ISIN | IE00BZ12WP82 | Agenda | 935214065 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Prof. Dr. Wolfgang Reitzle | Management | For | For | ||||||||
| 1B. | Election of Director: Stephen F. Angel | Management | For | For | ||||||||
| 1C. | Election of Director: Prof. DDr. Ann-Kristin Achleitner | Management | For | For | ||||||||
| 1D. | Election of Director: Prof. Dr. Clemens Börsig | Management | For | For | ||||||||
| 1E. | Election of Director: Dr. Nance K. Dicciani | Management | For | For | ||||||||
| 1F. | Election of Director: Dr. Thomas Enders | Management | For | For | ||||||||
| 1G. | Election of Director: Franz Fehrenbach | Management | For | For | ||||||||
| 1H. | Election of Director: Edward G. Galante | Management | For | For | ||||||||
| 1I. | Election of Director: Larry D. McVay | Management | For | For | ||||||||
| 1J. | Election of Director: Dr. Victoria Ossadnik | Management | For | For | ||||||||
| 1K. | Election of Director: Prof. Dr. Martin H. Richenhagen | Management | For | For | ||||||||
| 1L. | Election of Director: Robert L. Wood | Management | For | For | ||||||||
| 2A. | To ratify, on an advisory and non-binding basis, the appointment of PricewaterhouseCoopers ("PWC") as the independent auditor. | Management | For | For | ||||||||
| 2B. | To authorize the Board, acting through the Audit Committee, to determine PWC's remuneration. | Management | For | For | ||||||||
| 3. | To determine the price range at which Linde plc can re- allot shares that it acquires as treasury shares under Irish law. | Management | For | For | ||||||||
| 4. | To approve, on an advisory and non-binding basis, the compensation of Linde plc's Named Executive Officers, as disclosed in the 2020 Proxy Statement. | Management | For | For | ||||||||
| TERRAFORM POWER INC. | ||||||||||||
| Security | 88104R209 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TERP | Meeting Date | 29-Jul-2020 | |||||||||
| ISIN | US88104R2094 | Agenda | 935245844 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To adopt the Plan of Merger set forth as Exhibit B to the Reorganization Agreement referred to below and to approve (i) the Agreement and Plan of Reorganization, dated as of March 16, 2020 (as amended from time to time, the "Reorganization Agreement"), by and among Brookfield Renewable Partners L.P., Brookfield Renewable Corporation, 2252876 Alberta ULC, TerraForm Power, Inc. and TerraForm Power NY Holdings, Inc. and (ii) the Reincorporation Merger and the Share Exchange contemplated by the Reorganization Agreement ("Merger Proposal") | Management | For | For | ||||||||
| 2a. | Election of Director: Brian Lawson | Management | For | For | ||||||||
| 2b. | Election of Director: Carolyn Burke | Management | For | For | ||||||||
| 2c. | Election of Director: Christian S. Fong | Management | For | For | ||||||||
| 2d. | Election of Director: Harry Goldgut | Management | For | For | ||||||||
| 2e. | Election of Director: Richard Legault | Management | For | For | ||||||||
| 2f. | Election of Director: Mark McFarland | Management | For | For | ||||||||
| 2g. | Election of Director: Sachin Shah | Management | For | For | ||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as TerraForm Power Inc.'s independent registered public accounting firm for 2020. | Management | For | For | ||||||||
| 4. | To ratify, on a non-binding, advisory basis, the compensation paid to TerraForm Power Inc.'s named executive officers. | Management | For | For | ||||||||
| 5. | To approve the adjournment of the Annual Meeting of Stockholders, if necessary, to solicit additional proxies if there are not sufficient votes to approve the Merger Proposal. | Management | For | For | ||||||||
| PACIFIC BIOSCIENCES OF CALIFORNIA, INC. | ||||||||||||
| Security | 69404D108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PACB | Meeting Date | 04-Aug-2020 | |||||||||
| ISIN | US69404D1081 | Agenda | 935242189 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1.1 | Election Of Class I Director: Christian O. Henry | Management | For | For | ||||||||
| 1.2 | Election Of Class I Director: John F. Milligan, Ph.D. | Management | For | For | ||||||||
| 1.3 | Election Of Class I Director: Lucy Shapiro, Ph.D | Management | For | For | ||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||
| 3. | Advisory approval of the Company's executive compensation. | Management | For | For | ||||||||
| 4. | Approval of the Company's 2020 Equity Incentive Plan. | Management | Against | Against | ||||||||
| PREMIER FOODS PLC | ||||||||||||
| Security | G7S17N124 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 12-Aug-2020 | ||||||||||
| ISIN | GB00B7N0K053 | Agenda | 712918967 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | TO RECEIVE THE 2019/20 ANNUAL REPORT | Management | For | For | ||||||||
| 2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | For | For | ||||||||
| 3 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY | Management | For | For | ||||||||
| 4 | TO ELECT COLIN DAY AS A DIRECTOR | Management | For | For | ||||||||
| 5 | TO ELECT ALEX WHITEHOUSE AS A DIRECTOR | Management | For | For | ||||||||
| 6 | TO ELECT DUNCAN LEGGETT AS A DIRECTOR | Management | For | For | ||||||||
| 7 | TO ELECT HELEN JONES AS A DIRECTOR | Management | For | For | ||||||||
| 8 | TO ELECT TIM ELLIOTT AS A DIRECTOR | Management | For | For | ||||||||
| 9 | TO RE-ELECT RICHARD HODGSON AS A DIRECTOR | Management | For | For | ||||||||
| 10 | TO RE-ELECT SIMON BENTLEY AS A DIRECTOR | Management | For | For | ||||||||
| 11 | TO RE-ELECT PAM POWELL AS A DIRECTOR | Management | For | For | ||||||||
| 12 | TO RE-ELECT SHINJI HONDA AS A DIRECTOR | Management | For | For | ||||||||
| 13 | TO RE-ELECT DANIEL WOSNER AS A DIRECTOR | Management | For | For | ||||||||
| 14 | TO RE-ELECT ORKUN KILIC AS A DIRECTOR | Management | For | For | ||||||||
| 15 | TO RE-APPOINT KPMG LLP AS AUDITOR | Management | For | For | ||||||||
| 16 | TO APPROVE THE REMUNERATION OF THE AUDITOR | Management | For | For | ||||||||
| 17 | TO APPROVE THE PREMIER FOODS PLC LONG TERM INCENTIVE PLAN 2020 | Management | For | For | ||||||||
| 18 | TO APPROVE THE AUTHORITY TO MAKE POLITICAL DONATIONS | Management | For | For | ||||||||
| 19 | TO APPROVE THE AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||
| 20 | TO APPROVE THE AUTHORITY TO DISAPPLY PRE- EMPTION RIGHTS | Management | For | For | ||||||||
| 21 | TO APPROVE THE AUTHORITY TO DISAPPLY PRE- EMPTION RIGHTS FOR AN ACQUISITION OR A SPECIFIED CAPITAL INVESTMENT | Management | For | For | ||||||||
| 22 | TO APPROVE THE NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | For | ||||||||
| ROCKROSE ENERGY PLC | ||||||||||||
| Security | G76167108 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 17-Aug-2020 | ||||||||||
| ISIN | GB00BYNFCH09 | Agenda | 712981768 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | TO AUTHORISE THE DIRECTORS TO TAKE ALL SUCH ACTION TO CARRY THE ACQUISITION AND SCHEME INTO EFFECT | Management | For | For | ||||||||
| 2 | TO APPROVE AMENDMENTS TO THE COMPANY'S ARTICLES OF ASSOCIATION | Management | For | For | ||||||||
| 3 | CONDITIONAL UPON THE SCHEME HAVING BECOME EFFECTIVE AND THE CANCELLATION OF TRADING OF THE ROCKROSE SHARES ON THE LONDON STOCK EXCHANGE'S MAIN MARKET FOR LISTED SECURITIES AND THE CANCELLATION OF THE LISTING OF ROCKROSE SHARES ON THE OFFICIAL LIST IN EACH CASE BEING EFFECTED, TO APPROVE THE RE-REGISTRATION OF THE COMPANY AS A PRIVATE COMPANY WITH THE NAME "ROCKROSE ENERGY LIMITED" | Management | For | For | ||||||||
| ROCKROSE ENERGY PLC | ||||||||||||
| Security | G76167108 | Meeting Type | Court Meeting | |||||||||
| Ticker Symbol | Meeting Date | 17-Aug-2020 | ||||||||||
| ISIN | GB00BYNFCH09 | Agenda | 712982164 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT | Non-Voting | ||||||||||
| 1 | APPROVAL OF SCHEME OF ARRANGEMENT | Management | For | For | ||||||||
| BANG & OLUFSEN AS | ||||||||||||
| Security | K07774126 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 20-Aug-2020 | ||||||||||
| ISIN | DK0010218429 | Agenda | 712977505 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| 1 | THE BOARD OF DIRECTORS' REPORT ON THE COMPANY'S ACTIVITIES IN THE PAST YEAR | Non-Voting | ||||||||||
| 2 | PRESENTATION AND ADOPTION OF THE COMPANY'S AUDITED ANNUAL REPORT FOR THE FINANCIAL YEAR 2019/20, INCLUDING RESOLUTION CONCERNING DISCHARGE TO THE EXECUTIVE MANAGEMENT BOARD AND THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 3.1 | RESOLUTION AS TO THE DISTRIBUTION OF PROFIT OR THE COVERING OF LOSS IN ACCORDANCE WITH THE APPROVED ANNUAL REPORT: THE BOARD OF DIRECTORS PROPOSES THAT NO DIVIDEND BE PAID | Management | No Action | |||||||||
| 4.1 | PROPOSALS FROM THE BOARD OF DIRECTORS: THAT THE REMUNERATION LEVEL IS NOT REVISED COMPARED TO THE FINANCIAL YEAR 2019/2020, WHEREBY THE FOLLOWING REMUNERATION LEVEL FOR THE FINANCIAL YEAR 2020/2021 IS APPROVED BY THE GENERAL MEETING: A) THE ANNUAL BASE REMUNERATION PAID TO THE MEMBERS OF THE BOARD OF DIRECTORS IS DKK 300,000 FOR EACH MEMBER WITH RESPECT TO BOARD MEMBERS ELECTED BY THE GENERAL MEETING OR THE EMPLOYEES, RESPECTIVELY, WITH 3 TIMES THE BASE REMUNERATION AND 1.5 TIMES THE BASE REMUNERATION PAID TO THE CHAIRMAN AND DEPUTY CHAIRMAN, RESPECTIVELY. B) THE REMUNERATION PAID TO THE MEMBERS OF THE BOARD OF DIRECTORS SERVING ON THE COMPANY'S AUDIT COMMITTEE IS DKK 75,000 FOR EACH MEMBER, WITH 2 TIMES THE REMUNERATION PAID TO THE CHAIRMAN OF THE AUDIT COMMITTEE. C) THE REMUNERATION PAID TO THE MEMBERS OF THE BOARD OF DIRECTORS SERVING ON THE COMPANY'S REMUNERATION COMMITTEE, NOMINATION COMMITTEE OR TECHNOLOGY COMMITTEE IS DKK 75,000 FOR EACH MEMBER | Management | No Action | |||||||||
| 4.2 | PROPOSALS FROM THE BOARD OF DIRECTORS: THAT THE GENERAL MEETING APPROVES THE COMPANY'S REMUNERATION POLICY WHICH IS REVISED IN ACCORDANCE WITH THE DRAFT REMUNERATION POLICY AS SET OUT IN APPENDIX 1 | Management | No Action | |||||||||
| 4.3 | PROPOSALS FROM THE BOARD OF DIRECTORS: THAT THE PROVISIONS SET OUT IN ARTICLE 4, SECTION 3 AND ARTICLE 7 SECTION 2 OF THE ARTICLES OF ASSOCIATION ARE ADJUSTED | Management | No Action | |||||||||
| 4.4 | PROPOSALS FROM THE BOARD OF DIRECTORS: THAT THE PROVISION IN ARTICLE 5, SECTION 5, OF THE ARTICLES OF ASSOCIATION IS ADJUSTED | Management | No Action | |||||||||
| 4.5 | PROPOSALS FROM THE BOARD OF DIRECTORS: THAT THE STANDARD AGENDA FOR THE COMPANY'S ANNUAL GENERAL MEETINGS AS SET OUT IN ARTICLE 6, SECTION 4, OF THE ARTICLES OF ASSOCIATION IS UPDATED TO INCLUDE PRESENTATION OF THE COMPANY'S REMUNERATION REPORT FOR ADVISORY VOTE IN ORDER TO MEET THE REQUIREMENT UNDER SECTION 139 B OF THE DANISH COMPANIES ACT. CONSEQUENTLY, IT IS PROPOSED THAT ARTICLE 6, SECTION 4, OF THE ARTICLES OF ASSOCIATION IS ADJUSTED | Management | No Action | |||||||||
| 4.6 | PROPOSALS FROM THE BOARD OF DIRECTORS: THAT THE PROVISION SET OUT IN ARTICLE 7, SECTION 9, OF THE ARTICLES OF ASSOCIATION IS ADJUSTED | Management | No Action | |||||||||
| 4.7 | PROPOSALS FROM THE BOARD OF DIRECTORS: THAT THE BOARD OF DIRECTORS IS AUTHORISED TO ALLOW THE COMPANY TO ACQUIRE TREASURY SHARES IN THE PERIOD UNTIL 19 AUGUST 2021 UP TO AN AGGREGATE OF 10% OF THE COMPANY'S SHARE CAPITAL AT THE TIME OF THE AUTHORISATION | Management | No Action | |||||||||
| 4.8 | PROPOSALS FROM THE BOARD OF DIRECTORS: THAT THE BOARD OF DIRECTORS IS AUTHORISED IN THE PERIOD UNTIL 19 AUGUST 2021 TO DECIDE TO INCREASE THE COMPANY'S SHARE CAPITAL BY UP TO A NOMINAL VALUE OF DKK 61,386,043.50 BY ISSUING NEW SHARES AT MARKET PRICE OR AT A DISCOUNT TO MARKET PRICE BY WAY OF PAYMENT IN CASH OR BY CONTRIBUTION OF ASSETS OTHER THAN CASH. THE CAPITAL INCREASE SHALL BE WITH PRE-EMPTIVE SUBSCRIPTION RIGHTS FOR THE COMPANY'S EXISTING SHAREHOLDERS | Management | No Action | |||||||||
| 4.9 | PROPOSALS FROM THE BOARD OF DIRECTORS: THAT THE BOARD OF DIRECTORS IS AUTHORISED IN THE PERIOD UNTIL 19 AUGUST 2021 TO DECIDE TO INCREASE THE COMPANY'S SHARE CAPITAL BY UP TO A NOMINAL VALUE OF DKK 61,386,043.50 BY ISSUING NEW SHARES AT MARKET PRICE BY WAY OF PAYMENT IN CASH OR BY CONTRIBUTION OF ASSETS OTHER THAN CASH. THE CAPITAL INCREASE SHALL BE WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS FOR THE COMPANY'S EXISTING SHAREHOLDERS | Management | No Action | |||||||||
| 4.10 | PROPOSALS FROM THE BOARD OF DIRECTORS: IF THE PROPOSALS UNDER AGENDA ITEMS NO. 4.8 AND 4.9 ARE ADOPTED, IT IS FURTHER PROPOSED THAT THE TOTAL CAPITAL INCREASE AUTHORISED BY THE BOARD OF DIRECTORS MAY NOT EXCEED A TOTAL NOMINAL VALUE OF DKK 61,386,043.50 | Management | No Action | |||||||||
| 4.11 | PROPOSALS FROM THE BOARD OF DIRECTORS: IF THE PROPOSALS UNDER AGENDA ITEMS NO. 4.8 AND 4.9 ARE ADOPTED, IT IS FURTHER PROPOSED THAT THE BOARD OF DIRECTORS MAY IMPLEMENT THE NECESSARY AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN CONNECTION WITH CHANGES TO THE CAPITAL STRUCTURE IN ACCORDANCE WITH THE ABOVE RESOLUTION | Management | No Action | |||||||||
| 5.1 | RE-ELECTION OF JUHA CHRISTEN CHRISTENSEN MEMBER TO THE BOARD OF DIRECTOR | Management | No Action | |||||||||
| 5.2 | RE-ELECTION OF JESPER JARLBAEK MEMBER TO THE BOARD OF DIRECTOR | Management | No Action | |||||||||
| 5.3 | RE-ELECTION OF ANDERS COLDING FRIIS MEMBER TO THE BOARD OF DIRECTOR | Management | No Action | |||||||||
| 5.4 | RE-ELECTION OF TUULA RYTILA MEMBER TO THE BOARD OF DIRECTOR | Management | No Action | |||||||||
| 5.5 | RE-ELECTION OF M. CLAIRE CHUNG MEMBER TO THE BOARD OF DIRECTOR | Management | No Action | |||||||||
| 5.6 | ELECTION OF ALBERT BENSOUSSAN MEMBER TO THE BOARD OF DIRECTOR | Management | No Action | |||||||||
| 6 | APPOINTMENT OF AUDITOR: THE BOARD OF DIRECTORS PROPOSES RE-ELECTION OF ERNST & YOUNG P/S AS AUDITORS OF THE COMPANY | Management | No Action | |||||||||
| 7 | ANY OTHER BUSINESS | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 5.1 TO 5.6 AND 6 THANK YOU | Non-Voting | ||||||||||
| ADVANCED DISPOSAL SERVICES INC. | ||||||||||||
| Security | 00790X101 | Meeting Type | Special | |||||||||
| Ticker Symbol | ADSW | Meeting Date | 25-Aug-2020 | |||||||||
| ISIN | US00790X1019 | Agenda | 935255578 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of April 14, 2019, as amended by Amendment No. 1 thereto, dated as of June 24, 2020, as may be further amended from time to time (the amended merger agreement), by and among Advanced Disposal Services, Inc. (Advanced Disposal), Waste Management, Inc. and Everglades Merger Sub Inc. (Merger Sub) pursuant to which Merger Sub will merge with and into Advanced Disposal (the merger). | Management | For | For | ||||||||
| 2. | To approve, on a non-binding advisory basis, specified compensation that may be paid or become payable to Advanced Disposal's named executive officers in connection with the merger and contemplated by the amended merger agreement. | Management | For | For | ||||||||
| 3. | To approve one or more adjournments of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the amended merger agreement. | Management | For | For | ||||||||
| NORTONLIFELOCK INC. | ||||||||||||
| Security | 668771108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NLOK | Meeting Date | 08-Sep-2020 | |||||||||
| ISIN | US6687711084 | Agenda | 935251190 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Sue Barsamian | Management | For | For | ||||||||
| 1B. | Election of Director: Eric K. Brandt | Management | For | For | ||||||||
| 1C. | Election of Director: Frank E. Dangeard | Management | For | For | ||||||||
| 1D. | Election of Director: Nora M. Denzel | Management | For | For | ||||||||
| 1E. | Election of Director: Peter A. Feld | Management | For | For | ||||||||
| 1F. | Election of Director: Kenneth Y. Hao | Management | For | For | ||||||||
| 1G. | Election of Director: David W. Humphrey | Management | For | For | ||||||||
| 1H. | Election of Director: Vincent Pilette | Management | For | For | ||||||||
| 2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | For | ||||||||
| 3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||
| 4. | Stockholder proposal regarding political spending disclosure. | Shareholder | Abstain | Against | ||||||||
| KONINKLIJKE KPN NV | ||||||||||||
| Security | N4297B146 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 10-Sep-2020 | ||||||||||
| ISIN | NL0000009082 | Agenda | 712988988 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||
| 1 | OPENING AND ANNOUNCEMENTS | Non-Voting | ||||||||||
| 2 | OPPORTUNITY TO MAKE RECOMMENDATIONS FOR THE APPOINTMENT OF A MEMBER OF THE- SUPERVISORY BOARD OF KPN: MR. ALEJANDRO PLATER | Non-Voting | ||||||||||
| 3 | PROPOSAL TO APPOINT MR. ALEJANDRO DOUGLASS PLATER AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 4 | ANY OTHER BUSINESS AND CLOSURE OF THE MEETING | Non-Voting | ||||||||||
| HASTINGS GROUP HOLDINGS PLC | ||||||||||||
| Security | G43345100 | Meeting Type | Court Meeting | |||||||||
| Ticker Symbol | Meeting Date | 22-Sep-2020 | ||||||||||
| ISIN | GB00BYRJH519 | Agenda | 713067292 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | TO APPROVE THE SCHEME OF ARRANGEMENT AS DETAILED IN THE CIRCULAR DATED 28 AUGUST 2020 | Management | For | For | ||||||||
| HASTINGS GROUP HOLDINGS PLC | ||||||||||||
| Security | G43345100 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 22-Sep-2020 | ||||||||||
| ISIN | GB00BYRJH519 | Agenda | 713067329 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | TO GIVE EFFECT TO THE SCHEME AS SET OUT IN THE NOTICE OF GENERAL MEETING INCLUDING THE AMENDMENTS TO HASTINGS GROUP HOLDINGS PLC'S ARTICLES OF ASSOCIATION | Management | For | For | ||||||||
| CMMT | 02 SEP 2020: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM EGM TO OGM. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||
| ROCKET INTERNET SE | ||||||||||||
| Security | D6S914104 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 24-Sep-2020 | ||||||||||
| ISIN | DE000A12UKK6 | Agenda | 713071176 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | Non-Voting | ||||||||||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| 1 | APPROVE EUR 69.4 MILLION REDUCTION IN SHARE CAPITAL VIA REDEMPTION OF SHARES TO BE ACQUIRED AUTHORIZE ACQUISITION OF TREASURY SHARES | Management | No Action | |||||||||
| 2 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES AUTHORIZE SHARE CAPITAL REDUCTION | Management | No Action | |||||||||
| CINCINNATI BELL INC. | ||||||||||||
| Security | 171871502 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CBB | Meeting Date | 24-Sep-2020 | |||||||||
| ISIN | US1718715022 | Agenda | 935257217 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director for one-year term expiring in 2021: Meredith J. Ching | Management | For | For | ||||||||
| 1B. | Election of Director for one-year term expiring in 2021: Walter A. Dods, Jr. | Management | For | For | ||||||||
| 1C. | Election of Director for one-year term expiring in 2021: John W. Eck | Management | For | For | ||||||||
| 1D. | Election of Director for one-year term expiring in 2021: Leigh R. Fox | Management | For | For | ||||||||
| 1E. | Election of Director for one-year term expiring in 2021: Jakki L. Haussler | Management | For | For | ||||||||
| 1F. | Election of Director for one-year term expiring in 2021: Craig F. Maier | Management | For | For | ||||||||
| 1G. | Election of Director for one-year term expiring in 2021: Russel P. Mayer | Management | For | For | ||||||||
| 1H. | Election of Director for one-year term expiring in 2021: Theodore H. Torbeck | Management | For | For | ||||||||
| 1I. | Election of Director for one-year term expiring in 2021: Lynn A. Wentworth | Management | For | For | ||||||||
| 1J. | Election of Director for one-year term expiring in 2021: Martin J. Yudkovitz | Management | For | For | ||||||||
| 2. | Approval, by a non-binding advisory vote, of our executive officers' compensation. | Management | For | For | ||||||||
| 3. | Ratification of our Audit and Finance Committee's appointment of our independent registered public accounting firm for 2020. | Management | For | For | ||||||||
| CNX MIDSTREAM PARTNERS LP | ||||||||||||
| Security | 12654A101 | Meeting Type | Consent | |||||||||
| Ticker Symbol | CNXM | Meeting Date | 26-Sep-2020 | |||||||||
| ISIN | US12654A1016 | Agenda | 935269589 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | The undersigned, being a holder of record as of the Record Date of CNXM Limited Partner Interests, hereby consents to and approves, by written consent without a meeting, the Merger Agreement (as defined below) and the transactions contemplated thereby, including the Merger (as defined below). | Management | For | For | ||||||||
| NATIONAL GENERAL HOLDINGS CORP. | ||||||||||||
| Security | 636220303 | Meeting Type | Special | |||||||||
| Ticker Symbol | NGHC | Meeting Date | 30-Sep-2020 | |||||||||
| ISIN | US6362203035 | Agenda | 935267434 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of July 7, 2020 (as it may be amended from time to time, the "Merger Agreement"), by and among National General Holdings Corp., a Delaware corporation (the "Company"), The Allstate Corporation, a Delaware corporation ("Parent"), and Bluebird Acquisition Corp., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which, subject to the satisfaction of customary closing conditions, Merger Sub will be merged with and into the Company (the "Merger"). | Management | For | For | ||||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation payments that will or may be paid or become payable to the Company's named executive officers and that are based on or otherwise relate to the Merger and the agreements and understandings pursuant to which such compensation will or may be paid or become payable. | Management | For | For | ||||||||
| 3. | To approve the adjournment of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the Merger Agreement or in the absence of a quorum. | Management | For | For | ||||||||
| NOBLE ENERGY, INC. | ||||||||||||
| Security | 655044105 | Meeting Type | Special | |||||||||
| Ticker Symbol | NBL | Meeting Date | 02-Oct-2020 | |||||||||
| ISIN | US6550441058 | Agenda | 935267422 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of July 20, 2020 (as may be amended from time to time, the "merger agreement"), by and among Chevron Corporation, Chelsea Merger Sub Inc. and Noble Energy, Inc. ("Noble Energy"). | Management | For | For | ||||||||
| 2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Noble Energy's named executive officers that is based on or otherwise related to the merger. | Management | For | For | ||||||||
| 3. | To approve the adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to adopt the merger agreement. | Management | For | For | ||||||||
| NIBC HOLDING NV | ||||||||||||
| Security | N6305E103 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 07-Oct-2020 | ||||||||||
| ISIN | NL0012756316 | Agenda | 713031817 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||
| 1 | OPENING | Non-Voting | ||||||||||
| 2 | EXPLANATION OF THE RECOMMENDED PUBLIC OFFER BY FLORA ACQUISITION B.V. (THE- OFFEROR), AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF THE BLACKSTONE GROUP INC.,- FOR ALL ISSUED AND OUTSTANDING ORDINARY SHARES IN THE CAPITAL OF NIBC HOLDING-N.V. (THE OFFER) | Non-Voting | ||||||||||
| 3.I | CONDITIONAL ASSET SALE AND LIQUIDATION: APPROVAL OF THE ASSET SALE AS REQUIRED UNDER ARTICLE 2:107A OF THE DCC | Management | No Action | |||||||||
| 3.II | CONDITIONAL ASSET SALE AND LIQUIDATION: CONDITIONAL RESOLUTION TO (A) DISSOLVE (ONTBINDEN) NIBC HOLDING IN ACCORDANCE WITH ARTICLE 2:19 OF THE DCC; (B) APPOINT THE NEWLY TO BE INCORPORATED STICHTING VEREFFENING NIBC HOLDING AS THE LIQUIDATOR (VEREFFENAAR) OF NIBC HOLDING IN ACCORDANCE WITH ARTICLE 2:19 OF THE DCC; AND (C) APPOINT NIBC BANK N.V. AS THE CUSTODIAN OF THE BOOKS AND RECORDS OF NIBC HOLDING IN ACCORDANCE WITH ARTICLE 2:24 OF THE DCC | Management | No Action | |||||||||
| 4 | CONDITIONAL AMENDMENT OF NIBC HOLDING'S ARTICLES OF ASSOCIATION (THE ARTICLES OF ASSOCIATION) AS PER THE SETTLEMENT DATE | Management | No Action | |||||||||
| 5 | CONDITIONAL AMENDMENT OF THE ARTICLES OF ASSOCIATION AS PER DELISTING OF THE SHARES IN THE CAPITAL OF NIBC HOLDING | Management | No Action | |||||||||
| 6.I | CONDITIONAL CHANGES TO THE SUPERVISORY BOARD: CONDITIONAL APPOINTMENT AS PER THE SETTLEMENT DATE OF MR. Q. ABBAS AS MEMBER OF THE SUPERVISORY BOARD FOR A TERM OF FOUR YEARS | Management | No Action | |||||||||
| 6.II | CONDITIONAL CHANGES TO THE SUPERVISORY BOARD: CONDITIONAL APPOINTMENT AS PER THE SETTLEMENT DATE OF MR. N. EL GABBANI AS MEMBER OF THE SUPERVISORY BOARD FOR A TERM OF FOUR YEARS | Management | No Action | |||||||||
| 7 | CONDITIONAL GRANTING OF FULL AND FINAL DISCHARGE FROM LIABILITY TO ALL MEMBERS OF THE SUPERVISORY BOARD FOR THEIR FUNCTIONING UNTIL THE DATE OF THE EGM, AS PER THE SETTLEMENT DATE | Management | No Action | |||||||||
| 8 | CONDITIONAL GRANTING OF FULL AND FINAL DISCHARGE FROM LIABILITY TO ALL MEMBERS OF THE MANAGING BOARD FOR THEIR FUNCTIONING UNTIL THE DATE OF THE EGM, AS PER THE SETTLEMENT DATE | Management | No Action | |||||||||
| 9 | CONDITIONAL CANCELLATION OF TREASURY SHARES HELD BY NIBC HOLDING | Management | No Action | |||||||||
| 10 | ANY OTHER BUSINESS | Non-Voting | ||||||||||
| 11 | CLOSE OF MEETING | Non-Voting | ||||||||||
| VARIAN MEDICAL SYSTEMS, INC. | ||||||||||||
| Security | 92220P105 | Meeting Type | Special | |||||||||
| Ticker Symbol | VAR | Meeting Date | 15-Oct-2020 | |||||||||
| ISIN | US92220P1057 | Agenda | 935274821 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To approve and adopt the Agreement and Plan of Merger, dated as of August 2, 2020 (as it may be amended from time to time, the "merger agreement"). | Management | For | For | ||||||||
| 2. | To adjourn the Special Meeting, if necessary or appropriate, to solicit additional proxies in favor of the proposal to approve and adopt the merger agreement if there are not sufficient votes at the time of such adjournment to approve and adopt the merger agreement. | Management | For | For | ||||||||
| 3. | To approve, on a non-binding, advisory basis, certain compensation that will or may be paid or become payable to Varian's named executive officers that is based on or otherwise relates to the merger. | Management | For | For | ||||||||
| JERNIGAN CAPITAL, INC. | ||||||||||||
| Security | 476405105 | Meeting Type | Special | |||||||||
| Ticker Symbol | JCAP | Meeting Date | 26-Oct-2020 | |||||||||
| ISIN | US4764051052 | Agenda | 935278780 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To approve the merger of NexPoint RE Merger, Inc. with and into Jernigan Capital, Inc., and the other transactions contemplated by the Agreement and Plan of Merger, dated as of August 3, 2020 and as it may be amended from time to time, among Jernigan Capital, Inc., Jernigan Capital Operating Company, LLC, NexPoint RE Merger, Inc. and NexPoint RE Merger OP, LLC, as more particularly described in the Proxy Statement. | Management | For | For | ||||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to our named executive officers that is based on or otherwise relates to the merger, as more particularly described in the Proxy Statement. | Management | For | For | ||||||||
| 3. | To approve any adjournment of the special meeting for the purpose of soliciting additional proxies if there are not sufficient votes at the special meeting to approve the merger and the other transactions contemplated by the merger agreement. | Management | For | For | ||||||||
| INDUSTRIA MACCHINE AUTOMATICHE IMA SPA | ||||||||||||
| Security | T54003107 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 27-Oct-2020 | ||||||||||
| ISIN | IT0001049623 | Agenda | 713177865 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 468876 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||
| O.1.1 | TO APPOINT BOARD OF DIRECTORS' WITH EFFECT SUBJECT TO THE CLOSING OF THE SO.FI.MA S.P.A. PURCHASE TRANSACTION ANNOUNCED TO THE MARKET ON 28 JULY 2020: TO STATE BOARD OF DIRECTORS' MEMBERS' NUMBER | Management | No Action | |||||||||
| CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS DIRECTORS THERE-IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING-INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE TO-INSTRUCT, YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE OF THE 2 SLATES OF-ELECTION OF DIRECTORS. THANK YOU | Non-Voting | ||||||||||
| O1.21 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT BOARD OF DIRECTORS' WITH EFFECT SUBJECT TO THE CLOSING OF THE SO.FI.MA S.P.A. PURCHASE TRANSACTION ANNOUNCED TO THE MARKET ON 28 JULY 2020: TO APPOINT DIRECTORS. LIST PRESENTED BY SO.FI.M.A. SOCIETA FINANZIARIA MACCHINE AUTOMATICHE S.P.A. REPRESENTING 51.594PCT OF THE STOCK CAPITAL: ALBERTO VACCHI, MARIA CARLA SCHIAVINA, PAOLA ALESSANDRA PARIS, SONIA BONFIGLIOLI, LUCA POGGI, STEFANO FERRARESI, MARCO CASTELLI, CHRISTELLE RETIF, LUCA MAURIZIO DURANTI, ALESSANDRA SCHIAVINA, STEFANO CATAUDELLA, PIERRE STEMPER, PAOLO FRUGONI, MATTHEW GEORGE EVANS AND MAURIZIA MALAGOLI | Shareholder | No Action | |||||||||
| O1.22 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT BOARD OF DIRECTORS' WITH EFFECT SUBJECT TO THE CLOSING OF THE SO.FI.MA S.P.A. PURCHASE TRANSACTION ANNOUNCED TO THE MARKET ON 28 JULY 2020: TO APPOINT DIRECTORS. LIST PRESENTED BY STUDIO LEGALE TREVISAN &ASSOCIATI ON BEHALF OF: AMUNDI ASSET MANAGEMENT SGR S.P.A, ARCA FONDI SGR S.P.A; EURIZON CAPITAL SGR S.P.A. EURIZON CAPTAL S.A. FIDEURAM ASSET MANAGEMENT IRELAND, FIDEURAM INVESTIMENTI SGR S.P.A. GENERALI INVESTMENTS LUXEMBOURG S.A.; KAIROS PARTNERS SGR S.P.A. MEDIOLANUM INTERNATIONAL FUNDS LIMITED - CHALLENGE FUNDS - CHALLENGE ITALIAN EQUITY; MEDIOLANUM GESTIONE FONDI SGR S.P.A., PRAMERICA SGR S.P.A, REPRESENTING TOGETHER 3.81994PCT OF THE STOCK CAPITAL: CESARE CONTI AND SILVIA ELISABETTA CANDINI | Shareholder | No Action | |||||||||
| O.1.3 | TO APPOINT BOARD OF DIRECTORS' WITH EFFECT SUBJECT TO THE CLOSING OF THE SO.FI.MA S.P.A. PURCHASE TRANSACTION ANNOUNCED TO THE MARKET ON 28 JULY 2020: TO STATE THE BOARD OF DIRECTORS' TERM OF OFFICE | Management | No Action | |||||||||
| O.1.4 | TO APPOINT BOARD OF DIRECTORS' WITH EFFECT SUBJECT TO THE CLOSING OF THE SO.FI.MA S.P.A. PURCHASE TRANSACTION ANNOUNCED TO THE MARKET ON 28 JULY 2020: TO STATE BOARD OF DIRECTORS' ANNUAL EMOLUMENT | Management | No Action | |||||||||
| WRIGHT MEDICAL GROUP N V | ||||||||||||
| Security | N96617118 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WMGI | Meeting Date | 28-Oct-2020 | |||||||||
| ISIN | NL0011327523 | Agenda | 935270936 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Appointment of Robert J. Palmisano for executive director. Mark "For" to appoint Palmisano. | Management | For | For | ||||||||
| 1B. | Appointment of David D. Stevens for non-executive director. Mark "For" to appoint Stevens. | Management | For | For | ||||||||
| 1C. | Appointment of Gary D. Blackford for non-executive director. Mark "For" to appoint Blackford. | Management | For | For | ||||||||
| 1D. | Appointment of J. Patrick Mackin for non-executive director. Mark "For" to appoint Mackin. | Management | For | For | ||||||||
| 1E. | Appointment of John L. Miclot for non-executive director. Mark "For" to appoint Miclot. | Management | For | For | ||||||||
| 1F. | Appointment of Kevin C. O'Boyle for non-executive director. Mark "For" to appoint O'Boyle. | Management | For | For | ||||||||
| 1G. | Appointment of Amy S. Paul for non-executive director. Mark "For" to appoint Paul. | Management | For | For | ||||||||
| 1H. | Appointment of Richard F. Wallman for non-executive director. Mark "For" to appoint Wallman. | Management | For | For | ||||||||
| 1I. | Appointment of Elizabeth H. Weatherman for non- executive director. Mark "For" to appoint Weatherman. | Management | For | For | ||||||||
| 2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 27, 2020. | Management | For | For | ||||||||
| 3. | Appointment of KPMG N.V. as the auditor for our Dutch statutory annual accounts for the fiscal year ending December 27, 2020. | Management | For | For | ||||||||
| 4. | Adoption of our Dutch statutory annual accounts for the fiscal year ended December 29, 2019. | Management | For | For | ||||||||
| 5. | Release of each member of our board of directors from liability with respect to the exercise of his or her duties during the fiscal year ended December 29, 2019. | Management | For | For | ||||||||
| 6. | Renewal of the authority of our board of directors to repurchase up to 10% of our issued share capital (including depositary receipts issued for our shares) until April 28, 2022 on the open market, through privately negotiated transactions or in one or more selftender offers for a price per share (or depositary receipt) not less than the nominal value of a share and not higher than 110% of the market price of a share (or depositary receipt) at the time of the transaction. | Management | For | For | ||||||||
| 7. | Renewal of the authority of our board of directors to issue ordinary shares or grant rights to subscribe for ordinary shares up to 20% of our issued and outstanding shares at the time of the issue until October 28, 2022. | Management | For | For | ||||||||
| 8. | Renewal of the authority of our board of directors to resolve to exclude or restrict our shareholders' pre- emptive rights under Dutch law with respect to the ordinary shares and rights to subscribe therefor that the board of directors may issue or grant pursuant to the authority in agenda item 7 above until October 28, 2022. | Management | Against | Against | ||||||||
| 9. | Approval, on an advisory basis, of our executive compensation. | Management | For | For | ||||||||
| WRIGHT MEDICAL GROUP N V | ||||||||||||
| Security | N96617118 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WMGI | Meeting Date | 28-Oct-2020 | |||||||||
| ISIN | NL0011327523 | Agenda | 935282094 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Appointment of Robert J. Palmisano for executive director. Mark "For" to appoint Palmisano. | Management | For | For | ||||||||
| 1B. | Appointment of David D. Stevens for non-executive director. Mark "For" to appoint Stevens. | Management | For | For | ||||||||
| 1C. | Appointment of Gary D. Blackford for non-executive director. Mark "For" to appoint Blackford. | Management | For | For | ||||||||
| 1D. | Appointment of J. Patrick Mackin for non-executive director. Mark "For" to appoint Mackin. | Management | For | For | ||||||||
| 1E. | Appointment of John L. Miclot for non-executive director. Mark "For" to appoint Miclot. | Management | For | For | ||||||||
| 1F. | Appointment of Kevin C. O'Boyle for non-executive director. Mark "For" to appoint O'Boyle. | Management | For | For | ||||||||
| 1G. | Appointment of Amy S. Paul for non-executive director. Mark "For" to appoint Paul. | Management | For | For | ||||||||
| 1H. | Appointment of Richard F. Wallman for non-executive director. Mark "For" to appoint Wallman. | Management | For | For | ||||||||
| 1I. | Appointment of Elizabeth H. Weatherman for non- executive director. Mark "For" to appoint Weatherman. | Management | For | For | ||||||||
| 2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 27, 2020. | Management | For | For | ||||||||
| 3. | Appointment of KPMG N.V. as the auditor for our Dutch statutory annual accounts for the fiscal year ending December 27, 2020. | Management | For | For | ||||||||
| 4. | Adoption of our Dutch statutory annual accounts for the fiscal year ended December 29, 2019. | Management | For | For | ||||||||
| 5. | Release of each member of our board of directors from liability with respect to the exercise of his or her duties during the fiscal year ended December 29, 2019. | Management | For | For | ||||||||
| 6. | Renewal of the authority of our board of directors to repurchase up to 10% of our issued share capital (including depositary receipts issued for our shares) until April 28, 2022 on the open market, through privately negotiated transactions or in one or more selftender offers for a price per share (or depositary receipt) not less than the nominal value of a share and not higher than 110% of the market price of a share (or depositary receipt) at the time of the transaction. | Management | For | For | ||||||||
| 7. | Renewal of the authority of our board of directors to issue ordinary shares or grant rights to subscribe for ordinary shares up to 20% of our issued and outstanding shares at the time of the issue until October 28, 2022. | Management | For | For | ||||||||
| 8. | Renewal of the authority of our board of directors to resolve to exclude or restrict our shareholders' pre- emptive rights under Dutch law with respect to the ordinary shares and rights to subscribe therefor that the board of directors may issue or grant pursuant to the authority in agenda item 7 above until October 28, 2022. | Management | Against | Against | ||||||||
| 9. | Approval, on an advisory basis, of our executive compensation. | Management | For | For | ||||||||
| NELES CORPORATION | ||||||||||||
| Security | X6000X108 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 29-Oct-2020 | ||||||||||
| ISIN | FI4000440664 | Agenda | 712987594 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | A POA IS NEEDED TO APPOINT OWN REPRESENTATIVE BUT IS NOT NEEDED IF A FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE SHAREHOLDER IS FINNISH THEN A POA WOULD- STILL BE REQUIRED. | Non-Voting | ||||||||||
| 1 | OPENING OF THE MEETING | Non-Voting | ||||||||||
| 2 | CALLING THE MEETING TO ORDER | Non-Voting | ||||||||||
| 3 | ELECTION OF PERSONS TO SCRUTINIZE THE MINUTES AND TO SUPERVISE THE COUNTING-OF VOTES | Non-Voting | ||||||||||
| 4 | RECORDING THE LEGALITY OF THE MEETING | Non-Voting | ||||||||||
| 5 | RECORDING THE ATTENDANCE AT THE MEETING AND ADOPTION OF THE LIST OF VOTES | Non-Voting | ||||||||||
| 6 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: ELECTION OF A NEW MEMBER TO THE BOARD OF DIRECTORS: THE COMPANY'S SHAREHOLDER, VALMET CORPORATION, REPRESENTING OVER 15% OF ALL VOTES CONFERRED BY THE COMPANY'S SHARES, PROPOSES TO THE EXTRAORDINARY GENERAL MEETING THAT THE NUMBER OF THE MEMBERS OF THE BOARD OF DIRECTORS OF NELES SHALL BE INCREASED TO EIGHT (8) MEMBERS AND THAT FOR A TERM OF OFFICE EXPIRING AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY, IN ADDITION TO INCUMBENT MEMBERS OF THE BOARD OF DIRECTORS, MR. JUKKA TIITINEN BE ELECTED AS A NEW MEMBER OF THE BOARD OF DIRECTORS OF NELES. MR. TIITINEN ACTS CURRENTLY AS AREA PRESIDENT, ASIA PACIFIC OF VALMET CORPORATION. ACCORDING TO SECTION 4 OF THE ARTICLE OF ASSOCIATION, THE TERM OF OFFICE OF A MEMBER OF THE BOARD OF DIRECTORS EXPIRES AT THE END OF THE FIRST ANNUAL GENERAL MEETING | Shareholder | No Action | |||||||||
| FOLLOWING THE ELECTION. MR. TIITINEN HAS GIVEN HIS CONSENT TO THE APPOINTMENT. ACCORDING TO VALMET, HE IS INDEPENDENT OF THE COMPANY BUT NOT INDEPENDENT OF A SIGNIFICANT SHAREHOLDER, WHICH CORRESPONDS TO THE VIEW OF THE COMPANY'S BOARD OF DIRECTORS. THE PROPOSED NEW CANDIDATE IS PRESENTED ON THE COMPANY'S WEBSITE (WWW.NELES.COM/EGM) AND IN THE APPENDIX TO THIS NOTICE. THE CURRENT BOARD MEMBERS ARE PRESENTED ON THE COMPANY'S WEBSITE | ||||||||||||
| 7 | CLOSING OF THE MEETING | Non-Voting | ||||||||||
| LIVONGO HEALTH, INC. | ||||||||||||
| Security | 539183103 | Meeting Type | Special | |||||||||
| Ticker Symbol | LVGO | Meeting Date | 29-Oct-2020 | |||||||||
| ISIN | US5391831030 | Agenda | 935274302 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | Approval of Livongo Merger Agreement Proposal: To adopt the Agreement and Plan of Merger, dated as of August 5, 2020, by and among Teladoc Health, Inc. ("Teladoc"), Livongo Health, Inc. ("Livongo") and Tempranillo Merger Sub, Inc., a wholly-owned subsidiary of Teladoc (such agreement, the "merger agreement" and such proposal, the "Livongo merger agreement proposal"). | Management | For | For | ||||||||
| 2. | Approval of Livongo Compensation Proposal: To approve, on an advisory (non-binding) basis, the executive officer compensation that will or may be paid to Livongo's named executive officers that is based on or otherwise relates to the transactions contemplated by the merger agreement (the "Livongo compensation proposal"). | Management | For | For | ||||||||
| 3. | Approval of Livongo Adjournment Proposal: To approve the adjournment of the Livongo stockholder meeting to solicit additional proxies if there are not sufficient votes at the time of the Livongo stockholder meeting to approve the Livongo merger agreement proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to Livongo stockholders (the "Livongo adjournment proposal"). | Management | For | For | ||||||||
| THE L.S. STARRETT COMPANY | ||||||||||||
| Security | 855668109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SCX | Meeting Date | 02-Nov-2020 | |||||||||
| ISIN | US8556681091 | Agenda | 935281232 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Thomas J. Riordan* | Withheld | Against | |||||||||
| 2 | Russell D. Carreker@ | Withheld | Against | |||||||||
| 3 | Christopher C. Gahagan@ | Withheld | Against | |||||||||
| 2. | Advisory vote on executive compensation. | Management | For | For | ||||||||
| 3. | To ratify the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||
| SUNRISE COMMUNICATIONS GROUP AG | ||||||||||||
| Security | H8365C107 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 09-Nov-2020 | ||||||||||
| ISIN | CH0565630669 | Agenda | 713247648 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||
| 1.1.1 | ELECT MIKE FRIES AS DIRECTOR | Management | No Action | |||||||||
| 1.1.2 | ELECT BAPTIEST COOPMANS AS DIRECTOR | Management | No Action | |||||||||
| 1.1.3 | ELECT MIRANDA CURTIS AS DIRECTOR | Management | No Action | |||||||||
| 1.1.4 | ELECT MANUEL KOHNSTAMM AS DIRECTOR | Management | No Action | |||||||||
| 1.1.5 | ELECT ANDREA SALVATO AS DIRECTOR | Management | No Action | |||||||||
| 1.1.6 | ELECT MARISA DREW AS DIRECTOR | Management | No Action | |||||||||
| 1.1.7 | ELECT THOMAS MEYER AS DIRECTOR | Management | No Action | |||||||||
| 1.1.8 | ELECT JOSEPH DEISS AS DIRECTOR | Management | No Action | |||||||||
| 1.1.9 | ELECT MIKE FRIES AS BOARD CHAIRMAN | Management | No Action | |||||||||
| 1.2.1 | APPOINT MIRANDA CURTIS AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||
| 1.2.2 | APPOINT MANUEL KOHNSTAMM AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||
| 1.2.3 | APPOINT ANDREA SALVATO AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||
| 1.2.4 | APPOINT MIRANDA CURTIS AS CHAIRMAN OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||
| 2 | APPROVE DELISTING OF SHARES FROM SIX SWISS EXCHANGE | Management | No Action | |||||||||
| II-VI INCORPORATED | ||||||||||||
| Security | 902104108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | IIVI | Meeting Date | 09-Nov-2020 | |||||||||
| ISIN | US9021041085 | Agenda | 935278095 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Class Three Director for a three-year term to expire at the annual meeting of the shareholders in 2023: Joseph J. Corasanti | Management | For | For | ||||||||
| 1B. | Election of Class Three Director for a three-year term to expire at the annual meeting of the shareholders in 2023: Patricia Hatter | Management | For | For | ||||||||
| 1C. | Election of Class Three Director for a three-year term to expire at the annual meeting of the shareholders in 2023: Marc Y. E. Pelaez | Management | For | For | ||||||||
| 2. | Non-binding advisory vote to approve the compensation of the Company's named executive officers for fiscal year 2020. | Management | For | For | ||||||||
| 3. | Approval of the Amendment and Restatement of the 2018 Omnibus Incentive Plan to add shares. | Management | Against | Against | ||||||||
| 4. | Ratification of the Audit Committee's selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2021. | Management | For | For | ||||||||
| MEREDITH CORPORATION | ||||||||||||
| Security | 589433101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MDP | Meeting Date | 11-Nov-2020 | |||||||||
| ISIN | US5894331017 | Agenda | 935277764 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Elizabeth E. Tallett# | For | For | |||||||||
| 2 | Donald A. Baer* | For | For | |||||||||
| 3 | Gregory G. Coleman* | For | For | |||||||||
| 2. | To approve, on an advisory basis, the executive compensation program for the Company's named executive officers. | Management | For | For | ||||||||
| 3. | To vote on a proposed amendment and restatement of the Meredith Corporation Employee Stock Purchase Plan of 2002. | Management | For | For | ||||||||
| 4. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ending June 30, 2021. | Management | For | For | ||||||||
| 5. | To approve an amendment to our Restated Articles of Incorporation to clarify our ability to make distributions to our shareholders in separate classes of stock of our subsidiaries comparable to the classes of common stock and Class B stock held by them. | Management | For | For | ||||||||
| FOX CORPORATION | ||||||||||||
| Security | 35137L204 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FOX | Meeting Date | 12-Nov-2020 | |||||||||
| ISIN | US35137L2043 | Agenda | 935276142 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: K. Rupert Murdoch AC | Management | For | For | ||||||||
| 1B. | Election of Director: Lachlan K. Murdoch | Management | For | For | ||||||||
| 1C. | Election of Director: Chase Carey | Management | For | For | ||||||||
| 1D. | Election of Director: Anne Dias | Management | For | For | ||||||||
| 1E. | Election of Director: Roland A. Hernandez | Management | For | For | ||||||||
| 1F. | Election of Director: Jacques Nasser AC | Management | For | For | ||||||||
| 1G. | Election of Director: Paul D. Ryan | Management | For | For | ||||||||
| 2. | Proposal to ratify the selection of Ernst & Young LLP as the Company's independent registered accounting firm for the fiscal year ending June 30, 2021. | Management | For | For | ||||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||
| WILLIAM HILL PLC | ||||||||||||
| Security | G9645P117 | Meeting Type | Court Meeting | |||||||||
| Ticker Symbol | Meeting Date | 19-Nov-2020 | ||||||||||
| ISIN | GB0031698896 | Agenda | 713281690 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | APPROVE SCHEME OF ARRANGEMENT | Management | Against | Against | ||||||||
| CMMT | 05 NOV 2020: PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS-MEETING TYPE. PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU-CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY-THE ISSUER OR ISSUERS AGENT. | Non-Voting | ||||||||||
| CMMT | 05 NOV 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||
| WILLIAM HILL PLC | ||||||||||||
| Security | G9645P117 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 19-Nov-2020 | ||||||||||
| ISIN | GB0031698896 | Agenda | 713281703 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | FOR THE PURPOSES OF THE SCHEME: A. TO AUTHORISE THE DIRECTORS OF THE COMPANY TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; AND B. TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | Against | Against | ||||||||
| INTERNATIONELLA ENGELSKA SKOLAN I SVERIGE HOLDINGS | ||||||||||||
| Security | W4659J109 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 24-Nov-2020 | ||||||||||
| ISIN | SE0008585525 | Agenda | 713258285 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| 1 | ELECTION OF A CHAIRMAN AT THE MEETING: JESPER SCHONBECK | Non-Voting | ||||||||||
| 2 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||
| 3 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||
| 4 | ELECTION OF ONE OR TWO PERSONS WHO SHALL APPROVE THE MINUTES OF THE MEETING | Non-Voting | ||||||||||
| 5 | DETERMINATION OF WHETHER THE MEETING WAS DULY CONVENED | Non-Voting | ||||||||||
| 6 | SUBMISSION OF THE ANNUAL REPORT AND THE AUDITORS' REPORT AND THE CONSOLIDATED- FINANCIAL STATEMENTS AND THE AUDITORS' REPORT FOR THE GROUP | Non-Voting | ||||||||||
| 7 | RESOLUTIONS REGARDING THE ADOPTION OF THE INCOME STATEMENT AND THE BALANCE SHEET AND THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET | Management | No Action | |||||||||
| 8 | RESOLUTIONS REGARDING ALLOCATION OF THE COMPANY'S PROFITS OR LOSSES IN ACCORDANCE WITH THE ADOPTED BALANCE SHEET | Management | No Action | |||||||||
| 9 | RESOLUTIONS REGARDING DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR FROM LIABILITY | Management | No Action | |||||||||
| CMMT | PLEASE NOTE THAT RESOLUTIONS 10 TO 12 ARE PROPOSED BY NOMINATION COMMITTEE-AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THIS PROPOSAL. THE STANDING- INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | ||||||||||
| 10 | DETERMINATION OF THE NUMBER OF MEMBERS AND DEPUTY MEMBERS OF THE BOARD OF DIRECTORS AND THE NUMBER OF AUDITORS AND DEPUTY AUDITORS: THE BOARD OF DIRECTORS SHALL CONSIST OF SEVEN ORDINARY MEMBERS, WITH NO DEPUTY MEMBERS AND THAT THE COMPANY SHALL HAVE ONE AUDITOR, WITH NO DEPUTY AUDITORS | Management | No Action | |||||||||
| 11 | DETERMINATION OF FEES FOR MEMBERS OF THE BOARD OF DIRECTORS AND AUDITORS | Management | No Action | |||||||||
| 12 | ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS AND DEPUTY MEMBERS AND AUDITORS AND DEPUTY AUDITORS: THE BOARD MEMBERS BRIAN HATCH, MARIA RANKKA, LARS STRANNEGARD, PETER WIKSTROM, CAROLA LEMNE AND ROBERT CLARK ARE RE-ELECTED AND SHAUN HEELAN IS ELECTED MEMBERS OF THE BOARD OF DIRECTORS, ALL FOR THE PERIOD UP UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING. RE-ELECTION OF CAROLA LEMNE AS CHAIRMAN OF THE BOARD. IT IS NOTED THAT BIRKER B. BAHNSEN HAS DECLINED RE-ELECTION AS BOARD MEMBER. RE-ELECTION OF THE ACCOUNTING FIRM KPMG AB AS AUDITOR FOR THE TIME UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING | Management | No Action | |||||||||
| 13 | THE BOARD OF DIRECTORS' PROPOSAL FOR GUIDELINES FOR EXECUTIVE REMUNERATION | Management | No Action | |||||||||
| 14 | THE BOARD OF DIRECTORS' PROPOSAL ON AUTHORISATION FOR THE BOARD OF DIRECTORS TO RESOLVE UPON ISSUE OF SHARES | Management | No Action | |||||||||
| 15 | THE BOARD OF DIRECTORS' PROPOSAL ON AUTHORISATION FOR THE BOARD OF DIRECTORS TO RESOLVE TO REPURCHASE AND TRANSFER OWN SHARES | Management | No Action | |||||||||
| 16 | CLOSING OF THE MEETING | Non-Voting | ||||||||||
| MOBILEIRON, INC. | ||||||||||||
| Security | 60739U204 | Meeting Type | Special | |||||||||
| Ticker Symbol | MOBL | Meeting Date | 24-Nov-2020 | |||||||||
| ISIN | US60739U2042 | Agenda | 935290964 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To consider and vote on the proposal to adopt the Agreement and Plan of Merger (as it may be amended from time to time), dated September 26, 2020, by and among MobileIron, Ivanti, Inc. and Oahu Merger Sub, Inc. (the "merger agreement"). | Management | For | For | ||||||||
| 2. | To consider and vote on the proposal to approve, on a non- binding, advisory basis, the compensation that will or may become payable by MobileIron to its named executive officers in connection with the merger of Oahu Merger Sub, Inc., a wholly owned subsidiary of Ivanti, Inc., with and into MobileIron pursuant to the merger agreement (the "merger"). | Management | For | For | ||||||||
| 3. | To consider and vote on any proposal to adjourn the special meeting to a later date or time, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the time of the special meeting. | Management | For | For | ||||||||
| PERNOD RICARD SA | ||||||||||||
| Security | F72027109 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 27-Nov-2020 | ||||||||||
| ISIN | FR0000120693 | Agenda | 713260583 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | 09 NOV 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202010232004301-128 AND-https://www.journal- officiel.gouv.fr/balo/document/202011092004473-135;- PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK IN COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| 1 | MODIFICATION OF ARTICLES 35 AND 36 OF THE BYLAWS ON THE INCLUSION OF ABSTENTION, BLANK AND NULL VOTES FOR THE CALCULATION OF THE MAJORITY AT GENERAL MEETINGS IN ACCORDANCE WITH THE SOILIHI LAW | Management | No Action | |||||||||
| 2 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 30 JUNE 2020 - ACKNOWLEDGEMENT OF THE TOTAL AMOUNT OF EXPENSES AND CHARGES REFERRED TO IN PARAGRAPH 4 OF ARTICLE 39 OF THE FRENCH GENERAL TAX CODE | Management | No Action | |||||||||
| 3 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 30 JUNE 2020 | Management | No Action | |||||||||
| 4 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 30 JUNE 2020 AND SETTING OF THE DIVIDEND | Management | No Action | |||||||||
| 5 | RENEWAL OF THE TERM OF OFFICE OF MR. ALEXANDRE RICARD AS DIRECTOR | Management | No Action | |||||||||
| 6 | RENEWAL OF THE TERM OF OFFICE OF MR. CESAR GIRON AS DIRECTOR | Management | No Action | |||||||||
| 7 | RENEWAL OF THE TERM OF OFFICE OF MR. WOLFGANG COLBERG AS DIRECTOR | Management | No Action | |||||||||
| 8 | APPOINTMENT OF MRS. VIRGINIE FAUVEL AS DIRECTOR | Management | No Action | |||||||||
| 9 | SETTING OF THE ANNUAL AMOUNT OF COMPENSATION ALLOCATED TO MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 10 | APPROVAL OF THE COMPENSATION ELEMENTS PAID OR ALLOCATED DURING THE FINANCIAL YEAR 2019/20 TO MR. ALEXANDRE RICARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||
| 11 | APPROVAL OF THE COMPENSATION ELEMENTS PAID OR ALLOCATED DURING THE FINANCIAL YEAR 2019/20 TO THE CORPORATE OFFICERS | Management | No Action | |||||||||
| 12 | APPROVAL OF THE ELEMENTS OF THE COMPENSATION POLICY APPLICABLE TO MR. ALEXANDRE RICARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||
| 13 | APPROVAL OF THE ELEMENTS OF THE COMPENSATION POLICY APPLICABLE TO CORPORATE OFFICERS | Management | No Action | |||||||||
| 14 | APPROVAL OF THE REGULATED AGREEMENTS REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||
| 15 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO TRADE IN THE COMPANY'S SHARES | Management | No Action | |||||||||
| 16 | RATIFICATION OF THE DECISION OF THE BOARD OF DIRECTORS TO TRANSFER THE REGISTERED OFFICE OF THE COMPANY AND OF THE AMENDMENT TO ARTICLE 4 "REGISTERED OFFICE" OF THE BYLAWS RELATING THERETO | Management | No Action | |||||||||
| 17 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL WITHIN THE LIMIT OF 2% OF THE SHARE CAPITAL BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, RESERVED FOR MEMBERS OF COMPANY SAVINGS PLANS WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF THE LATTER | Management | No Action | |||||||||
| 18 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL WITHIN THE LIMIT OF 2% OF THE SHARE CAPITAL BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL IN FAVOUR OF CATEGORY S OF DESIGNATED BENEFICIARIES WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT FOR THE BENEFIT OF THE LATTER | Management | No Action | |||||||||
| 19 | AMENDMENT TO ARTICLE 21 OF THE BYLAWS "MEETINGS" IN ORDER TO INTRODUCE THE POSSIBILITY FOR THE BOARD OF DIRECTORS TO TAKE DECISIONS BY WRITTEN CONSULTATION UNDER THE CONDITIONS SET BY LAW SOILIHI LAW | Management | No Action | |||||||||
| 20 | MODIFICATION OF ARTICLES 25 "REMUNERATION OF BOARD MEMBERS", 28 "CENSORS" AND 35 "ORDINARY GENERAL MEETINGS" OF THE BYLAWS IN ORDER TO REPLACE THE TERM "ATTENDANCE FEES" BY THAT OF "REMUNERATION" IN ACCORDANCE WITH THE PACTE LAW | Management | No Action | |||||||||
| 21 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | No Action | |||||||||
| CMMT | 29 OCT 2020: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS ("CDIs")-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- | Non-Voting | ||||||||||
| TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU. | ||||||||||||
| HUDSON LTD. | ||||||||||||
| Security | G46408103 | Meeting Type | Special | |||||||||
| Ticker Symbol | HUD | Meeting Date | 30-Nov-2020 | |||||||||
| ISIN | BMG464081030 | Agenda | 935293706 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To approve and adopt the merger agreement and statutory merger agreement between Hudson Ltd., Dufry AG and Dufry Holdco Ltd. and the transactions contemplated thereby, including the merger pursuant to which Hudson Ltd. will become an indirect wholly owned subsidiary of Dufry AG. | Management | For | For | ||||||||
| TELENET GROUP HOLDING NV | ||||||||||||
| Security | B89957110 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 03-Dec-2020 | ||||||||||
| ISIN | BE0003826436 | Agenda | 713333045 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| 1. | PROPOSED RESOLUTION: ON THE RECOMMENDATION OF THE BOARD OF DIRECTORS, THE SPECIAL SHAREHOLDERS MEETING RESOLVES TO APPROVE AN INTERMEDIATE DIVIDEND PER SHARE OF EUR 1.375, OR IN TOTAL EUR 150.1 MILLION ON THE DATE OF 29 OCTOBER 2020, PAYABLE AS FROM 8 DECEMBER 2020, BY DEDUCTION FROM THE AVAILABLE RESERVES OF THE COMPANY | Management | No Action | |||||||||
| 2. | PROPOSED RESOLUTION: THE SPECIAL SHAREHOLDERS? MEETING RESOLVES TO DELEGATE TO THE BOARD OF DIRECTORS ALL FURTHER POWERS WITH REGARD TO THE PAYMENT OF THE INTERMEDIATE DIVIDEND TO THE SHAREHOLDERS | Management | No Action | |||||||||
| CMMT | 09 NOV 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||
| LIBERTY LATIN AMERICA LTD. | ||||||||||||
| Security | G9001E102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LILA | Meeting Date | 03-Dec-2020 | |||||||||
| ISIN | BMG9001E1021 | Agenda | 935286674 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1.1 | Election of Director: Michael T. Fries | Management | For | For | ||||||||
| 1.2 | Election of Director: Paul A. Gould | Management | For | For | ||||||||
| 1.3 | Election of Director: Alfonso de Angoitia Noriega | Management | For | For | ||||||||
| 2. | A proposal to appoint KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020, and to authorize the Board, acting by the audit committee, to determine the independent auditors remuneration. | Management | For | For | ||||||||
| MSG NETWORKS INC. | ||||||||||||
| Security | 553573106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MSGN | Meeting Date | 04-Dec-2020 | |||||||||
| ISIN | US5535731062 | Agenda | 935287068 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Joseph M. Cohen | For | For | |||||||||
| 2 | Joseph J. Lhota | For | For | |||||||||
| 3 | Joel M. Litvin | For | For | |||||||||
| 4 | John L. Sykes | For | For | |||||||||
| 2. | Ratification of the appointment of our independent registered public accounting firm. | Management | For | For | ||||||||
| 3. | Approval of, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||
| PERCEPTRON, INC. | ||||||||||||
| Security | 71361F100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PRCP | Meeting Date | 08-Dec-2020 | |||||||||
| ISIN | US71361F1003 | Agenda | 935296651 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | Adoption of the Agreement and Plan of Merger, dated as of September 27, 2020, by and among Perceptron, Inc., Atlas Copco North America LLC and Odyssey Acquisition Corp. (the "Merger Agreement"). | Management | For | For | ||||||||
| 2. | Approval of the adjournment of the annual meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the annual meeting to approve the proposal to adopt the Merger Agreement or in the absence of a quorum. | Management | For | For | ||||||||
| 3. | A non-binding resolution to approve the compensation payments that will or may be paid by the Company to certain named executive officers in connection with the merger contemplated by the Merger Agreement. | Management | For | For | ||||||||
| 4. | DIRECTOR | Management | ||||||||||
| 1 | John F. Bryant | For | For | |||||||||
| 2 | Jay W. Freeland | For | For | |||||||||
| 3 | Sujatha Kumar | For | For | |||||||||
| 4 | C. Richard Neely, Jr. | For | For | |||||||||
| 5 | James A. Ratigan | For | For | |||||||||
| 6 | William C. Taylor | For | For | |||||||||
| 5. | A non-binding resolution to approve the compensation of our named executive officers. | Management | For | For | ||||||||
| 6. | The ratification of the selection of BDO USA, LLP as the Company's independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||||||
| MADISON SQUARE GARDEN ENTERTAINMENT CORP | ||||||||||||
| Security | 55826T102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MSGE | Meeting Date | 10-Dec-2020 | |||||||||
| ISIN | US55826T1025 | Agenda | 935288907 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Martin Bandier | For | For | |||||||||
| 2 | Matthew C. Blank | For | For | |||||||||
| 3 | Joseph J. Lhota | For | For | |||||||||
| 4 | Frederic V. Salerno | For | For | |||||||||
| 5 | John L. Sykes | For | For | |||||||||
| 2. | Ratification of the appointment of our independent registered public accounting firm. | Management | For | For | ||||||||
| 3. | Approval of the Company's 2020 Employee Stock Plan. | Management | For | For | ||||||||
| 4. | Approval of the Company's 2020 Stock Plan for Non- Employee Directors. | Management | For | For | ||||||||
| 5. | Approval of, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||
| 6. | An advisory vote on the frequency of future advisory votes on the compensation of our named executive officers. | Management | 3 Years | For | ||||||||
| ALERION CLEANPOWER | ||||||||||||
| Security | T0235S104 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 15-Dec-2020 | ||||||||||
| ISIN | IT0004720733 | Agenda | 713391403 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| E.1 | TO INCREASE STOCK CAPITAL, IN AN NON DIVISIBLE WAY AND AGAINST PAYMENT FOR A TOTAL AMOUNT, INCLUDING THE PREMIUM, EQUAL TO EUR 21,137,411, WITH THE EXCLUSION OF THE OPTION RIGHT, AS PER ART. 2441, ITEM 4, FIRST SENTENCE OF THE ITALIAN CIVIL CODE, TO BE EXECUTED THROUGH THE ISSUE OF 3,019,630 NEW ORDINARY SHARES, WITH REGULAR ENTITLEMENT AND HAVING THE SAME CHARACTERISTICS AS THOSE ALREADY OUTSTANDING AT THE DATE OF ISSUE, TO BE RELEASED THROUGH THE CONTRIBUTION IN KIND, BY FRI-EL GREEN POWER SPA 35.7% OF THE SHARE CAPITAL OF THREE PROJECT COMPANIES, EACH OWNER OF A WIND FARM IN OPERATION. CONSEQUENT AMENDMENT OF ART. 5 (STOCK CAPITAL) OF THE BYLAWS. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||
| CMMT | 07 DEC 2020: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU. | Non-Voting | ||||||||||
| CMMT | 07 DEC 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||
| MCKESSON EUROPE AG | ||||||||||||
| Security | D5347G101 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 18-Dec-2020 | ||||||||||
| ISIN | DE000CLS1001 | Agenda | 713357348 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | ||||||||||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE. | Non-Voting | ||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE | Non-Voting | ||||||||||
| EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | ||||||||||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. | Non-Voting | ||||||||||
| 1 | PRESENTATION OF THE ADOPTED ANNUAL FINANCIAL STATEMENTS OF MCKESSON EUROPE AG-AND THE APPROVED CONSOLIDATED FINANCIAL STATEMENTS AS AT 31 MARCH 2020, THE-COMBINED MANAGEMENT REPORT FOR MCKESSON EUROPE AG AND THE GROUP, AND THE-REPORT OF THE SUPERVISORY BOARD FOR THE FISCAL YEAR 2020 | Non-Voting | ||||||||||
| 2 | RESOLUTION TO RATIFY THE ACTIONS OF THE MEMBERS OF THE MANAGEMENT BOARD FOR THE FISCAL YEAR 2020 | Management | No Action | |||||||||
| 3 | RESOLUTION TO RATIFY THE ACTIONS OF THE MEMBERS OF THE SUPERVISORY BOARD FOR THE FISCAL YEAR 2020 | Management | No Action | |||||||||
| 4 | ELECTION OF THE AUDITOR AND THE GROUP AUDITOR FOR THE FISCAL YEAR 2021 (1 APRIL 2020 TO 31 MARCH 2021) AS WELL AS THE AUDITOR TO REVIEW POTENTIAL INTERIM FINANCIAL REPORTS FOR THE FISCAL YEARS 2020 AND 2021 (1 APRIL 2021 TO 31 MARCH 2022): DELOITTE GMBH WIRTSCHAFTSPRUEFUNGSGESELLSCHAFT | Management | No Action | |||||||||
| 5 | RESOLUTION ON A CHANGE IN THE COMPOSITION OF THE SUPERVISORY BOARD AND CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||
| 6.1 | RESOLUTION ON ELECTIONS TO THE SUPERVISORY BOARD: MR BRIAN S. TYLER | Management | No Action | |||||||||
| 6.2 | RESOLUTION ON ELECTIONS TO THE SUPERVISORY BOARD: MRS LORI A. SCHECHTER | Management | No Action | |||||||||
| 6.3 | RESOLUTION ON ELECTIONS TO THE SUPERVISORY BOARD: MR JACK STEPHENS | Management | No Action | |||||||||
| 6.4 | RESOLUTION ON ELECTIONS TO THE SUPERVISORY BOARD: MR W.M. HENNING REHDER | Management | No Action | |||||||||
| 7 | RESOLUTION ON THE PROCEDURAL RULES AND REMUNERATION OF THE SUPERVISORY BOARD AND AMENDMENT OF THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||
| 8 | RESOLUTION ON AN AMENDMENT TO THE ARTICLES OF ASSOCIATION TO ENABLE ONLINE PARTICIPATION IN GENERAL MEETINGS | Management | No Action | |||||||||
| CMMT | 12 NOV 2020: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||
| CMMT | 07 DEC 2020: DELETION OF COMMENT | Non-Voting | ||||||||||
| CMMT | 07 DEC 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO DELETION AND ADDITION-OF COMMENTS AND CHANGE IN NUMBERING OF RESOLUTION 6. IF YOU HAVE ALREADY SENT-IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||
| CMMT | 07 DEC 2020: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU. | Non-Voting | ||||||||||
| MADISON SQUARE GARDEN SPORTS CORP. | ||||||||||||
| Security | 55825T103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MSGS | Meeting Date | 18-Dec-2020 | |||||||||
| ISIN | US55825T1034 | Agenda | 935291423 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Joseph M. Cohen | For | For | |||||||||
| 2 | Richard D. Parsons | For | For | |||||||||
| 3 | Nelson Peltz | For | For | |||||||||
| 4 | Ivan Seidenberg | For | For | |||||||||
| 5 | Anthony J. Vinciquerra | For | For | |||||||||
| 2. | Ratification of the appointment of our independent registered public accounting firm. | Management | For | For | ||||||||
| MVC CAPITAL, INC. | ||||||||||||
| Security | 553829102 | Meeting Type | Special | |||||||||
| Ticker Symbol | MVC | Meeting Date | 23-Dec-2020 | |||||||||
| ISIN | US5538291023 | Agenda | 935310627 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | Adoption of the Agreement and Plan of Merger, dated as of August 10, 2020 (the "Merger Agreement"), by and among Barings BDC, Inc., a Maryland corporation, Mustang Acquisition Sub, Inc., a Delaware corporation and a direct wholly-owned subsidiary of Barings BDC, Inc., MVC Capital, Inc. and Barings LLC, a Delaware limited liability company and the external investment adviser to Barings BDC, Inc., the Merger and the other transactions contemplated by the Merger Agreement (such proposal, the "Merger Proposal"). | Management | For | For | ||||||||
| 2. | Approval of the adjournment of the MVC Special Meeting, if necessary or appropriate, to solicit additional proxies, in the event that there are insufficient votes at the time of the MVC Special Meeting to approve the Merger Proposal. | Management | For | For | ||||||||
| GREAT CANADIAN GAMING CORPORATION | ||||||||||||
| Security | 389914102 | Meeting Type | Special | |||||||||
| Ticker Symbol | GCGMF | Meeting Date | 23-Dec-2020 | |||||||||
| ISIN | CA3899141020 | Agenda | 935310641 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | To consider, pursuant to an interim order of the Supreme Court of British Columbia, as same may be amended, and, if deemed advisable, to pass, with or without variation, a special resolution, the full text of which is set forth in Appendix A to the accompanying management information circular, to approve a statutory plan of arrangement pursuant to section 288 of the Business Corporations Act (British Columbia) pursuant to which Raptor Acquisition Corp., an affiliate of funds managed by affiliates of Apollo Global Management, Inc., will acquire all of the outstanding Common Shares of the Company, all as more particularly described in the accompanying management information circular. | Management | For | For | ||||||||
| GILAT SATELLITE NETWORKS LTD. | ||||||||||||
| Security | M51474118 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GILT | Meeting Date | 28-Dec-2020 | |||||||||
| ISIN | IL0010825102 | Agenda | 935313015 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A) | Re-election of Director: Dov Baharav | Management | For | For | ||||||||
| 1B) | Re-election of Director: Amiram Boehm | Management | For | For | ||||||||
| 1C) | Re-election of Director: Ishay Davidi | Management | For | For | ||||||||
| 1D) | Election of Director: Aylon (Lonny) Rafaeli | Management | For | For | ||||||||
| 1E) | Re-election of Director: Meir Shamir | Management | For | For | ||||||||
| 1F) | Re-election of Director: Dafna Sharir | Management | For | For | ||||||||
| 2) | To elect Mr. Ami Shafran to serve as an external director for a three-year term. | Management | For | For | ||||||||
| 2A) | By marking the "YES" box, you confirm that you are not a "controlling shareholder" and do not have a "personal interest" in the approval of Proposal 2. If you cannot make such confirmation, please check the "NO" box. Mark "for" = yes or "against" = no. | Management | For | |||||||||
| 3) | Subject to his election under Item 2, to approve a grant of options to Mr. Shafran. | Management | For | For | ||||||||
| 4) | To amend the Company's compensation policy for directors and officers. | Management | For | For | ||||||||
| 4A) | By marking the "YES" box, you confirm that you are not a "controlling shareholder" and do not have a "personal interest" in the approval of Proposal 4. If you cannot make such confirmation, please check the "NO" box. Mark "for" = yes or "against" = no. | Management | No Action | |||||||||
| 5) | To approve the terms of service and compensation of the Chief Executive Officer of the Company. | Management | For | For | ||||||||
| 5A) | By marking the "YES" box, you confirm that you are not a "controlling shareholder" and do not have a "personal interest" in the approval of Proposal 5. If you cannot make such confirmation, please check the "NO" box. Mark "for" = yes or "against" = no. | Management | For | |||||||||
| 6) | To extend the term of the Company's existing indemnification agreements with two Company directors who are affiliated with the Company's controlling shareholders, certain limited partnerships managed by FIMI IV 2007 Ltd. and by FIMI FIVE 2012 Ltd., for a three-year period. | Management | For | For | ||||||||
| 6A) | By marking the "YES" box, you confirm that you are not a "controlling shareholder" and do not have a "personal interest" in the approval of Proposal 6. If you cannot make such confirmation, please check the "NO" box. Mark "for" = yes or "against" = no. | Management | For | |||||||||
| 7) | To ratify and approve the reappointment and compensation of Kost Forer Gabbay & Kasierer, a member of Ernst & Young Global, as our independent registered public accountants for the fiscal year ending December 31, 2020, and for such additional period until the next annual general meeting of shareholders. | Management | For | For | ||||||||
| HALDEX AB | ||||||||||||
| Security | W3924P122 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 29-Dec-2020 | ||||||||||
| ISIN | SE0000105199 | Agenda | 713436358 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| 1 | OPENING OF THE EXTRAORDINARY GENERAL MEETING AND ELECTION OF CHAIRMAN OF THE- MEETING: THE BOARD OF DIRECTORS PROPOSES THAT THE CHAIRMAN OF THE BOARD,-STEFAN CHARETTE, IS ELECTED CHAIRMAN OF THIS EXTRAORDINARY GENERAL MEETING | Non-Voting | ||||||||||
| 2 | DRAWING UP AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||
| 3 | ELECTION OF TWO PERSONS TO ATTEST THE MINUTES: THE BOARD OF DIRECTORS-PROPOSES THAT TWO PERSONS ARE APPOINTED TO ATTEST THE MINUTES AND THAT-PATRICIA HEDELIUS, REPRESENTING AMF PENSIONSFORSAKRING AB AND ANDERS-ALGOTSSON, REPRESENTING AFA SJUKFORSAKRINGS AB ARE APPOINTED | Non-Voting | ||||||||||
| 4 | DETERMINATION OF WHETHER THE EXTRAORDINARY GENERAL MEETING HAS BEEN PROPERLY-CONVENED | Non-Voting | ||||||||||
| 5 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||
| 6 | ELECTION OF TWO ADDITIONAL BOARD MEMBERS: AFA SJUKFORSAKRINGS AB, AMF PENSIONSFORSAKRING AB, ATHANASE INDUSTRIAL PARTNER AND FJARDE APFONDEN HAVE ANNOUNCED TO THE COMPANY'S BOARD OF DIRECTORS THEIR JOINT PROPOSAL TO APPOINT TWO MORE MEMBERS TO THE COMPANY'S BOARD. PROPOSED AS ADDITIONAL MEMBERS ARE DETLEF BORGHARDT AND DZEKI MACKINOVSKI. THE BOARD CURRENTLY CONSISTS OF FIVE MEMBERS ELECTED BY THE ANNUAL GENERAL MEETING, AND WILL IF THE PROPOSAL IS ACCEPTED, CONSIST OF A TOTAL OF SEVEN ELECTED BOARD MEMBERS; STEFAN CHARETTE (CHAIRMAN), HELENE SVAHN (MEMBER AND CEO), VIVEKA EKBERG, HAKAN KARLSSON, CATHARINA MODAHL NILSSON, DETLEF BORGHARDT AND DZEKI MACKINOVSKI | Management | No Action | |||||||||
| 7 | CLOSING OF THE EXTRAORDINARY GENERAL MEETING | Non-Voting | ||||||||||
| CMMT | 04 DEC 2020: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||
| CMMT | DELETION OF COMMENT | Non-Voting | ||||||||||
| CMMT | 07 DEC 2020: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU. | Non-Voting | ||||||||||
| CMMT | 07 DEC 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||
| FRONT YARD RESIDENTIAL CORPORATION | ||||||||||||
| Security | 35904G107 | Meeting Type | Special | |||||||||
| Ticker Symbol | RESI | Meeting Date | 06-Jan-2021 | |||||||||
| ISIN | US35904G1076 | Agenda | 935317013 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To approve the merger of the Company with and into Midway AcquisitionCo REIT, a Maryland real estate investment trust (which we refer to as "Merger Sub" and to such merger as the "Merger") pursuant to the Agreement and Plan of Merger, dated as of October 19, 2020 (which we refer to as the "Original Agreement"), as amended by the First Amendment to Agreement and Plan of Merger, dated as of November 20, 2020 (which, together with the Original Agreement, as may be further amended from time to time, we refer to as the "Merger Agreement"). | Management | For | For | ||||||||
| 2. | To approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company's named executive officers that is based on or otherwise relates to the Merger contemplated by the Merger Agreement. | Management | For | For | ||||||||
| 3. | To adjourn the special meeting to a later date or time if necessary or appropriate, including to solicit additional proxies in favor of the proposal to approve the Merger if there are insufficient votes at the time of the special meeting to approve the Merger. | Management | For | For | ||||||||
| PREMIER FOODS PLC | ||||||||||||
| Security | G7S17N124 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 11-Jan-2021 | ||||||||||
| ISIN | GB00B7N0K053 | Agenda | 713451057 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 01 | THAT THE SHARE PREMIUM ACCOUNT OF THE COMPANY BE CANCELLED | Management | For | For | ||||||||
| AA PLC | ||||||||||||
| Security | G0013T104 | Meeting Type | Court Meeting | |||||||||
| Ticker Symbol | Meeting Date | 14-Jan-2021 | ||||||||||
| ISIN | GB00BMSKPJ95 | Agenda | 713456386 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | TO APPROVE THE SCHEME OF ARRANGEMENT CONTAINED IN THE NOTICE OF COURT MEETING DATED 17 DECEMBER | Management | For | For | ||||||||
| CMMT | 18 DEC 2020: PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS-MEETING TYPE. PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU-CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY-THE ISSUER OR ISSUERS AGENT | Non-Voting | ||||||||||
| CMMT | 18 DEC 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| AA PLC | ||||||||||||
| Security | G0013T104 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 14-Jan-2021 | ||||||||||
| ISIN | GB00BMSKPJ95 | Agenda | 713457213 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | APPROVE THE RECOMMENDED CASH ACQUISITION BY BASING BIDCO LIMITED OF AA PLC; AMEND ARTICLES OF ASSOCIATION | Management | For | For | ||||||||
| CMMT | 21 DEC 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| ENDURANCE INTERNATIONAL GROUP HOLDINGS | ||||||||||||
| Security | 29272B105 | Meeting Type | Special | |||||||||
| Ticker Symbol | EIGI | Meeting Date | 14-Jan-2021 | |||||||||
| ISIN | US29272B1052 | Agenda | 935317986 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of November 1, 2020, as it may be amended from time to time in accordance with its terms (the "merger agreement"), by and among Endurance International Group Holdings, Inc., Razorback Technology Intermediate Holdings, Inc. and Razorback Technology, Inc. | Management | For | For | ||||||||
| 2. | To approve, on a nonbinding advisory basis, the "golden parachute" compensation that will or may become payable to Endurance International Group Holdings, Inc.'s named executive officers in connection with the merger of Endure Digital, Inc. (formerly known as Razorback Technology, Inc.), a wholly owned subsidiary of Endure Digital Intermediate Holdings, Inc. (formerly known as Razorback Technology Intermediate Holdings, Inc.), with and into Endurance International Group Holdings, Inc., pursuant to the merger agreement. | Management | For | For | ||||||||
| 3. | To approve one or more adjournments of the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to adopt the merger agreement. | Management | For | For | ||||||||
| AMERICAN RENAL ASSOCIATES HOLDINGS, INC. | ||||||||||||
| Security | 029227105 | Meeting Type | Special | |||||||||
| Ticker Symbol | ARA | Meeting Date | 14-Jan-2021 | |||||||||
| ISIN | US0292271055 | Agenda | 935318281 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To consider and vote on a proposal to adopt the Merger Agreement dated October 1, 2020 (as it may be amended from time to time), by and among American Renal Associates Holdings, Inc. (the "Company"), IRC Superman Midco, LLC ("IRC") (an affiliate of Nautic Partners, LLC) and Superman Merger Sub, Inc., a wholly owned subsidiary of IRC ("Merger Sub"), and approve the transactions contemplated thereby, including the merger of Merger Sub with and into the Company, with the Company surviving as a wholly owned subsidiary of IRC (the "Merger Proposal"). | Management | For | For | ||||||||
| 2. | To consider and vote on a proposal to approve the continuation, postponement or adjournment of the Special Meeting to a later date or dates, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes to approve the Merger Proposal at the time of the Special Meeting. | Management | For | For | ||||||||
| COGECO INC. | ||||||||||||
| Security | 19238T100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CGECF | Meeting Date | 15-Jan-2021 | |||||||||
| ISIN | CA19238T1003 | Agenda | 935318166 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | Louis Audet | For | For | |||||||||
| 2 | Arun Bajaj | For | For | |||||||||
| 3 | Mary-Ann Bell | For | For | |||||||||
| 4 | James C. Cherry | For | For | |||||||||
| 5 | Patricia Curadeau-Grou | For | For | |||||||||
| 6 | Samih Elhage | For | For | |||||||||
| 7 | Philippe Jetté | For | For | |||||||||
| 8 | Normand Legault | For | For | |||||||||
| 9 | David McAusland | For | For | |||||||||
| 2 | Board's approach to Executive Compensation Management and the Board of Directors of the Corporation recommend voting FOR the advisory resolution accepting the Board's approach to executive compensation. The text of the advisory resolution accepting the Board's approach to executive compensation is set out on page 17 of the Management Proxy Circular. | Management | For | For | ||||||||
| 3 | Shareholder Proposal 1 Management and the Board of Directors of the Corporation recommend voting AGAINST shareholder proposal 1. | Shareholder | Against | For | ||||||||
| 4 | Shareholder Proposal 2 Management and the Board of Directors of the Corporation recommend voting AGAINST shareholder proposal 2. | Shareholder | Against | For | ||||||||
| 5 | Shareholder Proposal 3 Management and the Board of Directors of the Corporation recommend voting AGAINST shareholder proposal 3. The text of each of the shareholder proposals is set out in Schedule "A" to the Management Proxy Circular. | Shareholder | Against | For | ||||||||
| 6 | Appointment of Auditors Appoint Deloitte LLP, Chartered Accountants, as auditors and authorize the Board of Directors to fix their remuneration. | Management | For | For | ||||||||
| STANDARD AVB FINANCIAL CORP. | ||||||||||||
| Security | 85303B100 | Meeting Type | Special | |||||||||
| Ticker Symbol | STND | Meeting Date | 19-Jan-2021 | |||||||||
| ISIN | US85303B1008 | Agenda | 935316439 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | Consider and vote upon a proposal to approve the Agreement and Plan of Merger, dated as of September 24, 2020, by and among Dollar Mutual Bancorp, Standard AVB Financial Corp. and Dollar Acquisition Sub, Inc. | Management | For | For | ||||||||
| 2. | Consider and vote upon a non-binding, advisory proposal to approve the compensation to be paid to the named executive officers of Standard AVB Financial Corp. if the merger contemplated by the merger agreement is consummated. | Management | For | For | ||||||||
| 3. | Consider and vote upon a proposal to adjourn the special meeting to a later date or dates, if necessary, to permit further solicitation of proxies if there are not sufficient votes at the time of the special meeting to approve the merger agreement. | Management | For | For | ||||||||
| EIDOS THERAPEUTICS, INC. | ||||||||||||
| Security | 28249H104 | Meeting Type | Special | |||||||||
| Ticker Symbol | EIDX | Meeting Date | 19-Jan-2021 | |||||||||
| ISIN | US28249H1041 | Agenda | 935317936 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | A proposal to adopt the Agreement and Plan of Merger, dated as of October 5, 2020, by and among Eidos Therapeutics,Inc. ("Eidos"),BridgeBio Pharma, Inc., Globe Merger Sub I,Inc. and Globe Merger Sub II,Inc., a copy of which is attached as Annex A to the accompanying joint proxy statement/prospectus,and approve the mergers and other transactions contemplated thereby (the "Eidos merger proposal"). | Management | For | For | ||||||||
| 2. | A proposal to approve, on a non-binding,advisory basis, the compensation that may become payable to the named executive officers of Eidos in connection with the consummation of the mergers (the "Eidos advisory compensation proposal"). | Management | For | For | ||||||||
| 3. | A proposal to approve the adjournment of the Eidos special meeting to another date and place, if necessary or appropriate, to solicit additional votes in favor of the Eidos merger proposal (the "Eidos adjournment proposal"). | Management | For | For | ||||||||
| NORBORD INC. | ||||||||||||
| Security | 65548P403 | Meeting Type | Special | |||||||||
| Ticker Symbol | OSB | Meeting Date | 19-Jan-2021 | |||||||||
| ISIN | CA65548P4033 | Agenda | 935319776 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | The special resolution of shareholders, the full text of which is set forth in Appendix C to the management proxy circular of the Company dated December 15, 2020 (the "Norbord Circular"), to approve the arrangement involving the Company under Section 192 of the Canada Business Corporations Act pursuant to which West Fraser Timber Co. Ltd. will, among other things, acquire all of the issued and outstanding common shares of the Company, all as more particularly described in the Norbord Circular. | Management | For | For | ||||||||
| TELE COLUMBUS AG | ||||||||||||
| Security | D8295F109 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 20-Jan-2021 | ||||||||||
| ISIN | DE000TCAG172 | Agenda | 713464395 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | ||||||||||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE | Non-Voting | ||||||||||
| EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | ||||||||||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||
| 1 | APPROVE EUR 191.3 MILLION INCREASE IN SHARE CAPITAL FOR PRIVATE PLACEMENT | Management | No Action | |||||||||
| 2 | APPROVE CREATION OF EUR 63.7 MILLION POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS | Management | No Action | |||||||||
| CMMT | 12 JAN 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | ||||||||||
| CMMT | 12 JAN 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||
| TERANGA GOLD CORPORATION | ||||||||||||
| Security | 880797204 | Meeting Type | Special | |||||||||
| Ticker Symbol | TGCDF | Meeting Date | 21-Jan-2021 | |||||||||
| ISIN | CA8807972044 | Agenda | 935319245 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | To consider and, if deemed advisable, to pass, with or without variation, a special resolution, the full text of which is attached as Appendix B to the joint management information circular (the "Circular") of Teranga Gold Corporation ("Teranga") and Endeavour Mining Corporation ("Endeavour"), to approve a plan of arrangement under Section 192 of the Canada Business Corporations Act, involving, among others, Teranga and Endeavour, all as more particularly set forth in the Circular. | Management | For | For | ||||||||
| EWORK GROUP AB | ||||||||||||
| Security | W3287L106 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 27-Jan-2021 | ||||||||||
| ISIN | SE0002402701 | Agenda | 713464422 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| 1 | OPENING OF THE MEETING | Non-Voting | ||||||||||
| 2 | ELECTION OF CHAIRMAN AT THE MEETING | Non-Voting | ||||||||||
| 3 | ESTABLISHMENT AND APPROVAL OF THE BALLOT PAPER | Non-Voting | ||||||||||
| 4 | SELECTION OF ONE OR TWO ADJUSTERS | Non-Voting | ||||||||||
| 5 | EXAMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||
| 6 | APPROVAL OF AGENDA | Non-Voting | ||||||||||
| 7 | DECISION ON PROFIT DISTRIBUTION | Management | No Action | |||||||||
| 8 | ELECTION OF A BOARD MEMBER | Management | No Action | |||||||||
| 9 | CLOSING OF THE MEETING | Non-Voting | ||||||||||
| CMMT | 28 DEC 2020: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | ||||||||||
| CMMT | 28 DEC 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| SOGOU INC. | ||||||||||||
| Security | 83409V104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SOGO | Meeting Date | 27-Jan-2021 | |||||||||
| ISIN | US83409V1044 | Agenda | 935324018 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| I.1 | Election of Director: Charles Zhang | Management | For | For | ||||||||
| I.2 | Election of Director: Xiaochuan Wang | Management | For | For | ||||||||
| I.3 | Election of Director: Yu Yin | Management | For | For | ||||||||
| I.4 | Election of Director: Joanna Lu | Management | For | For | ||||||||
| I.5 | Election of Director: Bin Gao | Management | For | For | ||||||||
| I.6 | Election of Director: Janice Lee | Management | For | For | ||||||||
| I.7 | Election of Director: Jinmei He | Management | For | For | ||||||||
| II. | To ratify the appointment of PricewaterhouseCoopers Zhong Tian LLP as the Company's independent auditors for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||
| VALVOLINE INC. | ||||||||||||
| Security | 92047W101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | VVV | Meeting Date | 28-Jan-2021 | |||||||||
| ISIN | US92047W1018 | Agenda | 935316097 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Gerald W. Evans, Jr | Management | For | For | ||||||||
| 1B. | Election of Director: Richard J. Freeland | Management | For | For | ||||||||
| 1C. | Election of Director: Stephen F. Kirk | Management | For | For | ||||||||
| 1D. | Election of Director: Carol H. Kruse | Management | For | For | ||||||||
| 1E. | Election of Director: Stephen E. Macadam | Management | For | For | ||||||||
| 1F. | Election of Director: Vada O. Manager | Management | For | For | ||||||||
| 1G. | Election of Director: Samuel J. Mitchell, Jr. | Management | For | For | ||||||||
| 1H. | Election of Director: Charles M. Sonsteby | Management | For | For | ||||||||
| 1I. | Election of Director: Mary J. Twinem | Management | For | For | ||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Valvoline's independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||||||
| 3. | Non-binding advisory resolution approving our executive compensation. | Management | For | For | ||||||||
| UGI CORPORATION | ||||||||||||
| Security | 902681105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | UGI | Meeting Date | 29-Jan-2021 | |||||||||
| ISIN | US9026811052 | Agenda | 935316718 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director for a term expiring in 2022: Frank S. Hermance, Chair | Management | For | For | ||||||||
| 1B. | Election of Director for a term expiring in 2022: M. Shawn Bort | Management | For | For | ||||||||
| 1C. | Election of Director for a term expiring in 2022: Theodore A. Dosch | Management | For | For | ||||||||
| 1D. | Election of Director for a term expiring in 2022: Alan N. Harris | Management | For | For | ||||||||
| 1E. | Election of Director for a term expiring in 2022: Mario Longhi | Management | For | For | ||||||||
| 1F. | Election of Director for a term expiring in 2022: William J. Marrazzo | Management | For | For | ||||||||
| 1G. | Election of Director for a term expiring in 2022: Cindy J. Miller | Management | For | For | ||||||||
| 1H. | Election of Director for a term expiring in 2022: Kelly A. Romano | Management | For | For | ||||||||
| 1I. | Election of Director for a term expiring in 2022: James B. Stallings, Jr. | Management | For | For | ||||||||
| 1J. | Election of Director for a term expiring in 2022: John L. Walsh | Management | For | For | ||||||||
| 2. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||
| 3. | Approval of the Company's 2021 Incentive Award Plan. | Management | Against | Against | ||||||||
| 4. | Ratification of Independent Registered Public Accounting Firm for 2021. | Management | For | For | ||||||||
| DIGI INTERNATIONAL INC. | ||||||||||||
| Security | 253798102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DGII | Meeting Date | 29-Jan-2021 | |||||||||
| ISIN | US2537981027 | Agenda | 935318243 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Christopher D. Heim | Management | For | For | ||||||||
| 1B. | Election of Director: Sally J. Smith | Management | For | For | ||||||||
| 2. | Company proposal to approve, on a non-binding advisory basis, the compensation paid to named executive officers. | Management | For | For | ||||||||
| 3. | Ratification of the appointment of Grant Thornton LLP as independent registered public accounting firm of the company for the 2021 fiscal year. | Management | For | For | ||||||||
| 4. | Company proposal to approve the Digi International Inc. 2021 Omnibus Incentive Plan. | Management | Against | Against | ||||||||
| ROCKWELL AUTOMATION, INC. | ||||||||||||
| Security | 773903109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ROK | Meeting Date | 02-Feb-2021 | |||||||||
| ISIN | US7739031091 | Agenda | 935318534 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| A. | DIRECTOR | Management | ||||||||||
| 1 | William P. Gipson | For | For | |||||||||
| 2 | J. Phillip Holloman | For | For | |||||||||
| 3 | Steven R. Kalmanson | For | For | |||||||||
| 4 | Lawrence D. Kingsley | For | For | |||||||||
| 5 | Lisa A. Payne | For | For | |||||||||
| B. | To approve, on an advisory basis, the compensation of the Corporation's named executive officers. | Management | For | For | ||||||||
| C. | To approve the selection of Deloitte & Touche LLP as the Corporation's independent registered public accounting firm. | Management | For | For | ||||||||
| IMIMOBILE PLC | ||||||||||||
| Security | G4968X102 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 04-Feb-2021 | ||||||||||
| ISIN | GB00BLBP4Y22 | Agenda | 713532960 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | FOR THE PURPOSES OF THE SCHEME: A. TO AUTHORISE THE DIRECTORS OF THE COMPANY (OR A DULY AUTHORISED COMMITTEE OF THE DIRECTORS) TO TAKE ALL SUCH ACTION AS THEY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; AND B. TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | ||||||||
| IMIMOBILE PLC | ||||||||||||
| Security | G4968X102 | Meeting Type | Court Meeting | |||||||||
| Ticker Symbol | Meeting Date | 04-Feb-2021 | ||||||||||
| ISIN | GB00BLBP4Y22 | Agenda | 713532972 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | APPROVAL OF SCHEME OF ARRANGEMENT | Management | For | For | ||||||||
| CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT | Non-Voting | ||||||||||
| EDGEWELL PERSONAL CARE COMPANY | ||||||||||||
| Security | 28035Q102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EPC | Meeting Date | 04-Feb-2021 | |||||||||
| ISIN | US28035Q1022 | Agenda | 935313813 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Robert W. Black | Management | For | For | ||||||||
| 1B. | Election of Director: George R. Corbin | Management | For | For | ||||||||
| 1C. | Election of Director: Daniel J. Heinrich | Management | For | For | ||||||||
| 1D. | Election of Director: Carla C. Hendra | Management | For | For | ||||||||
| 1E. | Election of Director: John C. Hunter, III | Management | For | For | ||||||||
| 1F. | Election of Director: James C. Johnson | Management | For | For | ||||||||
| 1G. | Election of Director: Rod R. Little | Management | For | For | ||||||||
| 1H. | Election of Director: Joseph D. O'Leary | Management | For | For | ||||||||
| 1I. | Election of Director: Rakesh Sachdev | Management | For | For | ||||||||
| 1J. | Election of Director: Swan Sit | Management | For | For | ||||||||
| 1K. | Election of Director: Gary K. Waring | Management | For | For | ||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||||||
| 3. | To cast a non-binding advisory vote on executive compensation. | Management | For | For | ||||||||
| CALISEN PLC | ||||||||||||
| Security | G1769C105 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 11-Feb-2021 | ||||||||||
| ISIN | GB00BKX9C181 | Agenda | 713542389 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | FOR THE PURPOSE OF THE SCHEME, AS SET OUT IN THE NOTICE OF GENERAL MEETING, (I) THE DIRECTORS OF THE COMPANY (OR A COMMITTEE) BE AUTHORISED TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; AND (II) THE ARTICLES OF ASSOCIATION OF THE COMPANY BE AMENDED BY THE INCLUSION OF THE NEW ARTICLE 123 SET OUT IN THE NOTICE OF GENERAL MEETING | Management | For | For | ||||||||
| CMMT | 21 JAN 2021: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM EGM TO OGM. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||
| CALISEN PLC | ||||||||||||
| Security | G1769C105 | Meeting Type | Court Meeting | |||||||||
| Ticker Symbol | Meeting Date | 11-Feb-2021 | ||||||||||
| ISIN | GB00BKX9C181 | Agenda | 713544547 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT | Non-Voting | ||||||||||
| 1 | APPROVAL OF SCHEME OF ARRANGEMENT | Management | For | For | ||||||||
| PNM RESOURCES, INC. | ||||||||||||
| Security | 69349H107 | Meeting Type | Special | |||||||||
| Ticker Symbol | PNM | Meeting Date | 12-Feb-2021 | |||||||||
| ISIN | US69349H1077 | Agenda | 935324397 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | Approve the Agreement and Plan of Merger, dated as of October 20, 2020, as it may be amended from time to time, or the merger agreement, by and among PNM Resources, Inc. (the Company), Avangrid, Inc. and NM Green Holdings, Inc. | Management | For | For | ||||||||
| 2. | Approve, by non-binding, advisory vote, certain existing compensation arrangements for the Company's named executive officers in connection with the merger contemplated by the merger agreement. | Management | For | For | ||||||||
| 3. | Approve one or more adjournments of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the merger agreement. | Management | For | For | ||||||||
| TELENAV, INC. | ||||||||||||
| Security | 879455103 | Meeting Type | Special | |||||||||
| Ticker Symbol | TNAV | Meeting Date | 16-Feb-2021 | |||||||||
| ISIN | US8794551031 | Agenda | 935325224 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | The proposal to adopt and approve the Agreement and Plan of Merger, dated as of November 2, 2020, (as amended on December 17, 2020, and as may be further amended, supplemented, or otherwise modified in accordance with its terms, the "Merger Agreement") among Telenav, Inc., a Delaware corporation, V99, Inc., a Delaware corporation and Telenav99, Inc., a newly formed Delaware corporation and a wholly owned subsidiary of V99. | Management | For | For | ||||||||
| 2. | The proposal to approve the adjournment or postponement of the special meeting, if necessary or appropriate, to solicit additional proxies in the event that there are not sufficient votes at the time of the special meeting to adopt and approve the Merger Agreement. | Management | For | For | ||||||||
| 3. | The nonbinding, advisory proposal to approve compensation that will or may become payable to Telenav's named executive officers in connection with the merger. | Management | For | For | ||||||||
| AHLSTROM-MUNKSJO OYJ | ||||||||||||
| Security | X0035T109 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 19-Feb-2021 | ||||||||||
| ISIN | FI4000048418 | Agenda | 713572457 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | A POA IS NEEDED TO APPOINT OWN REPRESENTATIVE BUT IS NOT NEEDED IF A FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE SHAREHOLDER IS FINNISH THEN A POA WOULD- STILL BE REQUIRED. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| 1 | OPENING OF THE MEETING | Non-Voting | ||||||||||
| 2 | CALLING THE MEETING TO ORDER | Non-Voting | ||||||||||
| 3 | ELECTION OF PERSONS TO SCRUTINIZE THE MINUTES AND TO SUPERVISE THE COUNTING-OF VOTES | Non-Voting | ||||||||||
| 4 | RECORDING THE LEGALITY OF THE MEETING | Non-Voting | ||||||||||
| 5 | RECORDING THE ATTENDANCE AT THE MEETING AND ADOPTION OF THE LIST OF VOTES | Non-Voting | ||||||||||
| 6 | RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 7 | CHANGES TO THE COMPOSITION OF THE BOARD OF DIRECTORS: REELECT ALEXANDER EHRNROOTH AND LASSE HEINONEN AS DIRECTORS ELECT HALVOR MEYER HORTEN, PETER SELIGSON, IVANO SESSA, MICHAEL SIEFKE AND KARL-HENRIK SUNDSTROM AS NEW DIRECTORS | Management | No Action | |||||||||
| 8 | RESOLUTION ON THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 9 | RESOLUTION ON THE DISBANDMENT OF THE SHAREHOLDERS' NOMINATION BOARD | Management | No Action | |||||||||
| 10 | RESOLUTION TO AMEND THE AUTHORISATION OF THE BOARD OF DIRECTORS TO RESOLVE ON THE ISSUANCE OF SHARES AND SPECIAL RIGHTS ENTITLING TO SHARES GRANTED BY THE ANNUAL GENERAL MEETING OF AHLSTROM-MUNKSJ HELD ON MARCH 25, 2020 | Management | No Action | |||||||||
| 11 | RESOLUTION TO INSTRUCT THE BOARD OF DIRECTORS OF AHLSTROM-MUNKSJ TO INVESTIGATE WHETHER IT WOULD BE IN THE INTEREST OF THE COMPANY TO CHANGE ITS DOMICILE FROM HELSINKI TO ANOTHER EU COUNTRY, INCLUDING CHANGING ITS CORPORATE FORM TO A SOCIETAS EUROPAEA | Management | No Action | |||||||||
| CMMT | 03 FEB 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO NON-VOTABLE-RESOLUTION 12. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| CMMT | 27 JAN 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | ||||||||||
| 12 | CLOSING OF THE MEETING | Non-Voting | ||||||||||
| OXFORD IMMUNOTEC GLOBAL PLC | ||||||||||||
| Security | G6855A103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | OXFD | Meeting Date | 26-Feb-2021 | |||||||||
| ISIN | GB00BGFBB958 | Agenda | 935332433 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | Authorize the Board of Directors to take all such actions that it considers necessary or appropriate to carry the Scheme into effect and to approve an amendment to the Company's articles of association as set forth in the Notice of General Meeting of the Proxy Statement/Scheme Circular. | Management | For | For | ||||||||
| 2. | Subject to and conditional on the Scheme becoming Effective (as defined in the Proxy Statement/Scheme Circular), approve to re- register the Company as a private limited company with the name "Oxford Immunotec Global Limited". | Management | For | For | ||||||||
| OXFORD IMMUNOTEC GLOBAL PLC | ||||||||||||
| Security | G6855A111 | Meeting Type | Annual | |||||||||
| Ticker Symbol | Meeting Date | 26-Feb-2021 | ||||||||||
| ISIN | Agenda | 935332445 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To approve the Scheme as set forth in the Proxy Statement/Scheme Circular. | Management | For | For | ||||||||
| OXFORD IMMUNOTEC GLOBAL PLC | ||||||||||||
| Security | G6855A103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | OXFD | Meeting Date | 26-Feb-2021 | |||||||||
| ISIN | GB00BGFBB958 | Agenda | 935340290 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | Authorize the Board of Directors to take all such actions that it considers necessary or appropriate to carry the Scheme into effect and to approve an amendment to the Company's articles of association as set forth in the Notice of General Meeting of the Proxy Statement/Scheme Circular. | Management | For | For | ||||||||
| 2. | Subject to and conditional on the Scheme becoming Effective (as defined in the Proxy Statement/Scheme Circular), approve to re- register the Company as a private limited company with the name "Oxford Immunotec Global Limited". | Management | For | For | ||||||||
| OXFORD IMMUNOTEC GLOBAL PLC | ||||||||||||
| Security | G6855A111 | Meeting Type | Annual | |||||||||
| Ticker Symbol | Meeting Date | 26-Feb-2021 | ||||||||||
| ISIN | Agenda | 935340303 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To approve the Scheme as set forth in the Proxy Statement/Scheme Circular. | Management | For | For | ||||||||
| ACACIA COMMUNICATIONS, INC. | ||||||||||||
| Security | 00401C108 | Meeting Type | Special | |||||||||
| Ticker Symbol | ACIA | Meeting Date | 01-Mar-2021 | |||||||||
| ISIN | US00401C1080 | Agenda | 935334742 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To adopt the Amended and Restated Agreement and Plan of Merger, dated as of January 14, 2021, as it may be amended from time to time, by and among Acacia Communications, Inc., Cisco Systems, Inc., and Amarone Acquisition Corp. (the "Amended and Restated Agreement and Plan of Merger"). | Management | For | For | ||||||||
| 2. | To approve, on a nonbinding advisory basis, the compensation that may be payable to Acacia Communications, Inc.'s named executive officers in connection with the merger. | Management | For | For | ||||||||
| 3. | To approve the adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the proposal to adopt the Amended and Restated Agreement and Plan of Merger. | Management | For | For | ||||||||
| SLACK TECHNOLOGIES, INC. | ||||||||||||
| Security | 83088V102 | Meeting Type | Special | |||||||||
| Ticker Symbol | WORK | Meeting Date | 02-Mar-2021 | |||||||||
| ISIN | US83088V1026 | Agenda | 935332623 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | A proposal to adopt the Agreement and Plan of Merger, dated as of December 1, 2020 (as it may be amended from time to time, the "merger agreement"), among salesforce.com, inc., Skyline Strategies I Inc., Skyline Strategies II LLC and Slack Technologies, Inc. ("Slack") and approve the transactions contemplated thereby. | Management | For | For | ||||||||
| 2. | A proposal to approve, by a non-binding advisory vote, certain compensation that may be paid or become payable to Slack's named executive officers that is based on or otherwise relates to the mergers contemplated by the merger agreement. | Management | For | For | ||||||||
| NAVISTAR INTERNATIONAL CORPORATION | ||||||||||||
| Security | 63934E108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NAV | Meeting Date | 02-Mar-2021 | |||||||||
| ISIN | US63934E1082 | Agenda | 935333081 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To adopt the Merger Agreement and transactions contemplated thereby. | Management | For | For | ||||||||
| 2. | To approve certain compensation arrangements for the Company's named executive officers in connection with the Merger. | Management | For | For | ||||||||
| 3. | DIRECTOR | Management | ||||||||||
| 1 | Troy A. Clarke | For | For | |||||||||
| 2 | José María Alapont | For | For | |||||||||
| 3 | Stephen R. D'Arcy | For | For | |||||||||
| 4 | Vincent J. Intrieri | For | For | |||||||||
| 5 | Mark H. Rachesky, M.D. | For | For | |||||||||
| 6 | Christian Schulz | For | For | |||||||||
| 7 | Kevin M. Sheehan | For | For | |||||||||
| 8 | Dennis A. Suskind | For | For | |||||||||
| 9 | Janet T. Yeung | For | For | |||||||||
| 4. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||
| 5. | Vote to ratify the selection of KPMG LLP as our independent registered public accounting firm. | Management | For | For | ||||||||
| 6. | To approve the adjournment or postponement of the Annual Meeting, if necessary, to continue to solicit votes for the Merger Proposal. | Management | For | For | ||||||||
| WAERTSILAE CORPORATION | ||||||||||||
| Security | X98155116 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 04-Mar-2021 | ||||||||||
| ISIN | FI0009003727 | Agenda | 713575530 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | A POA IS NEEDED TO APPOINT OWN REPRESENTATIVE BUT IS NOT NEEDED IF A FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE SHAREHOLDER IS FINNISH THEN A POA WOULD- STILL BE REQUIRED | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| 1 | OPENING OF THE MEETING | Non-Voting | ||||||||||
| 2 | CALLING THE MEETING TO ORDER: JUHA VAYRYNEN | Non-Voting | ||||||||||
| 3 | ELECTION OF THE PERSON TO SCRUTINIZE THE MINUTES AND TO SUPERVISE THE-COUNTING OF VOTES: TERESA KAUPPILA | Non-Voting | ||||||||||
| 4 | RECORDING THE LEGALITY OF THE MEETING | Non-Voting | ||||||||||
| 5 | RECORDING THE ATTENDANCE AT THE MEETING AND ADOPTION OF THE LIST OF VOTES | Non-Voting | ||||||||||
| 6 | PRESENTATION OF THE ANNUAL ACCOUNTS, THE REPORT OF THE BOARD OF DIRECTORS AND-THE AUDITOR'S REPORT FOR THE YEAR 2020 | Non-Voting | ||||||||||
| 7 | ADOPTION OF THE ANNUAL ACCOUNTS | Management | No Action | |||||||||
| 8 | RESOLUTION ON THE USE OF THE PROFIT SHOWN ON THE BALANCE SHEET AND THE PAYMENT OF DIVIDEND: THE BOARD OF DIRECTORS PROPOSES TO THE GENERAL MEETING THAT A DIVIDEND OF EUR 0.20 PER SHARE SHALL BE PAID FOR THE FINANCIAL YEAR 2020. THE DIVIDEND SHALL BE PAID IN TWO INSTALMENTS. THE FIRST INSTALMENT OF EUR 0.10 PER SHARE SHALL BE PAID TO THE SHAREHOLDERS WHO ARE REGISTERED IN THE LIST OF SHAREHOLDERS MAINTAINED BY EUROCLEAR FINLAND OY ON THE | Management | No Action | |||||||||
| DIVIDEND RECORD DAY OF 8 MARCH 2021. THE PAYMENT DAY PROPOSED BY THE BOARD FOR THIS INSTALMENT IS 15 MARCH 2021. THE SECOND INSTALMENT OF EUR 0.10 PER SHARE SHALL BE PAID IN SEPTEMBER 2021. THE SECOND INSTALMENT OF THE DIVIDEND SHALL BE PAID TO SHAREHOLDERS WHO ARE REGISTERED IN THE LIST OF SHAREHOLDERS MAINTAINED BY EUROCLEAR FINLAND OY ON THE DIVIDEND RECORD DAY, WHICH, TOGETHER WITH THE PAYMENT DAY, SHALL BE DECIDED BY THE BOARD OF DIRECTORS IN ITS MEETING SCHEDULED FOR 9 SEPTEMBER 2021. THE DIVIDEND RECORD DAY FOR THE SECOND INSTALMENT AS PER THE CURRENT RULES OF THE FINNISH BOOK-ENTRY SYSTEM WOULD BE 13 SEPTEMBER 2021 AND THE DIVIDEND PAYMENT DAY 20 SEPTEMBER 2021 | ||||||||||||
| 9 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE CEO FROM LIABILITY | Management | No Action | |||||||||
| 10 | ADVISORY HANDLING OF THE REVISED REMUNERATION POLICY FOR GOVERNING BODIES | Management | No Action | |||||||||
| 11 | ADVISORY HANDLING OF THE REMUNERATION REPORT 2020 FOR GOVERNING BODIES | Management | No Action | |||||||||
| CMMT | PLEASE NOTE THAT RESOLUTIONS 12, 13 AND 14 ARE PROPOSED BY SHAREHOLDERS-NOMINATION BOARD AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE-PROPOSAL. THE STANDING INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | ||||||||||
| 12 | RESOLUTION ON THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 13 | RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS: THE SHAREHOLDERS' NOMINATION BOARD PROPOSES TO THE GENERAL MEETING THAT THE NUMBER OF THE BOARD MEMBERS BE EIGHT | Management | No Action | |||||||||
| 14 | ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS: MARKUS RAURAMO HAS INFORMED THAT HE IS NOT AVAILABLE FOR THE RE-ELECTION TO THE BOARD OF DIRECTORS. THE SHAREHOLDERS' NOMINATION BOARD PROPOSES TO THE GENERAL MEETING THAT MAARIT AARNI- SIRVIO, KAREN BOMBA, KARIN FALK, JOHAN FORSSELL, TOM JOHNSTONE, RISTO MURTO AND MATS RAHMSTROM BE RE-ELECTED AS MEMBERS OF THE BOARD. THE SHAREHOLDERS' NOMINATION BOARD PROPOSES THAT TIINA TUOMELA BE ELECTED AS A NEW MEMBER OF THE BOARD. THE ABOVE-MENTIONED PERSONS HAVE GIVEN THEIR | Management | No Action | |||||||||
| CONSENT TO THE ELECTION. ALSO, THE ABOVE- MENTIONED PERSONS HAVE BROUGHT TO THE ATTENTION OF THE COMPANY THAT, IF THEY BECOME SELECTED, THEY WILL SELECT TOM JOHNSTONE AS CHAIR AND RISTO MURTO AS DEPUTY CHAIR OF THE BOARD | ||||||||||||
| 15 | RESOLUTION ON THE REMUNERATION OF THE AUDITOR | Management | No Action | |||||||||
| 16 | ELECTION OF AUDITOR: PRICEWATERHOUSECOOPERS OY | Management | No Action | |||||||||
| 17 | AUTHORISATION TO REPURCHASE THE COMPANY'S OWN SHARES | Management | No Action | |||||||||
| 18 | AUTHORISATION TO ISSUE SHARES | Management | No Action | |||||||||
| 19 | CLOSING OF THE MEETING | Non-Voting | ||||||||||
| MTS SYSTEMS CORPORATION | ||||||||||||
| Security | 553777103 | Meeting Type | Special | |||||||||
| Ticker Symbol | MTSC | Meeting Date | 04-Mar-2021 | |||||||||
| ISIN | US5537771033 | Agenda | 935332647 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | Proposal to approve and adopt the Agreement and Plan of Merger, dated as of December 8, 2020 (as may be amended from time to time and including the Plan of Merger attached as Exhibit A thereto, the "merger agreement"), by and among MTS Systems Corporation, a Minnesota corporation (the "Company"), Amphenol Corporation,a Delaware corporation ("Parent") and Moon Merger Sub Corporation, a Minnesota corporation and a wholly owned subsidiary of Parent ("Sub"). | Management | For | For | ||||||||
| 2. | Proposal to approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company's named executive officers and that is based on, or otherwise relates to, the merger of Sub with and into the Company, as contemplated by the merger agreement. | Management | For | For | ||||||||
| 3. | Proposal to adjourn the special meeting from time to time to a later date or time if necessary or appropriate, including to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to adopt the merger agreement. | Management | For | For | ||||||||
| REALPAGE, INC. | ||||||||||||
| Security | 75606N109 | Meeting Type | Special | |||||||||
| Ticker Symbol | RP | Meeting Date | 08-Mar-2021 | |||||||||
| ISIN | US75606N1090 | Agenda | 935334261 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To approve the adoption of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of December 20, 2020, by and among Mirasol Parent, LLC, Mirasol Merger Sub, Inc., and RealPage, Inc. ("RealPage"). | Management | For | For | ||||||||
| 2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to RealPage's named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | For | For | ||||||||
| 3. | To adjourn the special meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to approve Proposal 1 at the time of the special meeting. | Management | For | For | ||||||||
| PLURALSIGHT, INC. | ||||||||||||
| Security | 72941B106 | Meeting Type | Contested-Special | |||||||||
| Ticker Symbol | PS | Meeting Date | 09-Mar-2021 | |||||||||
| ISIN | US72941B1061 | Agenda | 935332318 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of December 11, 2020, as it may be amended from time to time, by and among Pluralsight, Inc., Lake Holdings, LP, Lake Guarantor, LLC, Lake Merger Sub I, Inc., Lake Merger Sub II, LLC and Pluralsight Holdings, LLC. | Management | No Action | |||||||||
| 2. | To approve any proposal to adjourn the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting. | Management | No Action | |||||||||
| 3. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable by Pluralsight, Inc. to its named executive officers in connection with the mergers. | Management | No Action | |||||||||
| AEROJET ROCKETDYNE HOLDINGS, INC. | ||||||||||||
| Security | 007800105 | Meeting Type | Special | |||||||||
| Ticker Symbol | AJRD | Meeting Date | 09-Mar-2021 | |||||||||
| ISIN | US0078001056 | Agenda | 935333966 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | Adoption of the Merger Agreement and the transactions contemplated thereby. | Management | For | For | ||||||||
| 2. | Adjournment of the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement and the transactions contemplated thereby at the time of the Special Meeting. | Management | For | For | ||||||||
| 3. | Adoption of a non-binding, advisory proposal to approve certain compensation payable to Aerojet Rocketdyne's named executive officers in connection with the Merger. | Management | For | For | ||||||||
| PLURALSIGHT, INC. | ||||||||||||
| Security | 72941B106 | Meeting Type | Contested-Special | |||||||||
| Ticker Symbol | PS | Meeting Date | 09-Mar-2021 | |||||||||
| ISIN | US72941B1061 | Agenda | 935335869 - Opposition | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | Pluralsight's Merger Agreement Proposal. | Management | No Action | |||||||||
| 2. | Pluralsight's Adjournment Proposal. | Management | No Action | |||||||||
| 3. | Pluralsight's Compensation Proposal. | Management | No Action | |||||||||
| JOHNSON CONTROLS INTERNATIONAL PLC | ||||||||||||
| Security | G51502105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | JCI | Meeting Date | 10-Mar-2021 | |||||||||
| ISIN | IE00BY7QL619 | Agenda | 935328244 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Jean Blackwell | Management | For | For | ||||||||
| 1B. | Election of Director: Pierre Cohade | Management | For | For | ||||||||
| 1C. | Election of Director: Michael E. Daniels | Management | For | For | ||||||||
| 1D. | Election of Director: Juan Pablo del Valle Perochena | Management | For | For | ||||||||
| 1E. | Election of Director: W. Roy Dunbar | Management | For | For | ||||||||
| 1F. | Election of Director: Gretchen R. Haggerty | Management | For | For | ||||||||
| 1G. | Election of Director: Simone Menne | Management | For | For | ||||||||
| 1H. | Election of Director: George R. Oliver | Management | For | For | ||||||||
| 1I. | Election of Director: Jürgen Tinggren | Management | For | For | ||||||||
| 1J. | Election of Director: Mark Vergnano | Management | For | For | ||||||||
| 1K. | Election of Director: R. David Yost | Management | For | For | ||||||||
| 1L. | Election of Director: John D. Young | Management | For | For | ||||||||
| 2.A | To ratify the appointment of PricewaterhouseCoopers LLP as the independent auditors of the Company. | Management | For | For | ||||||||
| 2.B | To authorize the Audit Committee of the Board of Directors to set the auditors' remuneration. | Management | For | For | ||||||||
| 3. | To authorize the Company and/or any subsidiary of the Company to make market purchases of Company shares. | Management | For | For | ||||||||
| 4. | To determine the price range at which the Company can re-allot shares that it holds as treasury shares (Special Resolution). | Management | For | For | ||||||||
| 5. | To approve, in a non-binding advisory vote, the compensation of the named executive officers. | Management | For | For | ||||||||
| 6. | To approve the Johnson Controls International plc 2021 Equity and Incentive Plan. | Management | For | For | ||||||||
| 7. | To approve the Directors' authority to allot shares up to approximately 33% of issued share capital. | Management | For | For | ||||||||
| 8. | To approve the waiver of statutory pre-emption rights with respect to up to 5% of issued share capital (Special Resolution). | Management | Against | Against | ||||||||
| IHS MARKIT LTD | ||||||||||||
| Security | G47567105 | Meeting Type | Special | |||||||||
| Ticker Symbol | INFO | Meeting Date | 11-Mar-2021 | |||||||||
| ISIN | BMG475671050 | Agenda | 935329462 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | Approval and Adoption of the Merger Agreement, the Statutory Merger Agreement and the Transactions Contemplated Thereby. To vote on a proposal to approve and adopt the Agreement and Plan of Merger, dated as of November 29, 2020, as amended by Amendment No. 1, dated as of January 20, 2021, and as it may further be amended from time to time, by and among S&P Global Inc., Sapphire Subsidiary, Ltd., and IHS Markit Ltd., the statutory merger agreement among the same, and the transactions contemplated thereby. | Management | For | For | ||||||||
| 2. | IHS Markit Ltd. Merger-Related Compensation. To vote on a proposal to approve, by advisory (non-binding) vote, certain compensation arrangements that may be paid or become payable to IHS Markit Ltd.'s named executive officers in connection with the merger. | Management | For | For | ||||||||
| NATIONAL FUEL GAS COMPANY | ||||||||||||
| Security | 636180101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NFG | Meeting Date | 11-Mar-2021 | |||||||||
| ISIN | US6361801011 | Agenda | 935329626 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | David H. Anderson | For | For | |||||||||
| 2 | David P. Bauer | For | For | |||||||||
| 3 | Barbara M. Baumann | For | For | |||||||||
| 4 | Rebecca Ranich | Withheld | Against | |||||||||
| 2. | Advisory approval of named executive officer compensation | Management | For | For | ||||||||
| 3. | Approval of an amendment of the Restated Certificate of Incorporation to declassify the Board of Directors | Management | For | For | ||||||||
| 4. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2021 | Management | For | For | ||||||||
| DSV PANALPINA A/S | ||||||||||||
| Security | K3186P102 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 15-Mar-2021 | ||||||||||
| ISIN | DK0060079531 | Agenda | 713609672 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 520927 DUE TO CHANGE IN-VOTING STATUS FOR RESOLUTION 8.5. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.-THANK YOU | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 6.1 TO 6.7. THANK YOU | Non-Voting | ||||||||||
| 1 | REPORT OF THE BOARD OF DIRECTORS AND THE EXECUTIVE BOARD ON THE ACTIVITIES OF-THE COMPANY IN 2020 | Non-Voting | ||||||||||
| 2 | PRESENTATION OF THE 2020 ANNUAL REPORT WITH THE AUDIT REPORT FOR ADOPTION | Management | No Action | |||||||||
| 3 | PRESENTATION AND APPROVAL OF THE 2020 REMUNERATION REPORT | Management | No Action | |||||||||
| 4 | APPROVAL OF THE PROPOSED REMUNERATION OF THE BOARD OF DIRECTORS FOR THE CURRENT FINANCIAL YEAR | Management | No Action | |||||||||
| 5 | RESOLUTION ON THE APPLICATION OF PROFITS OR COVERAGE OF LOSSES AS PER THE APPROVED 2020 ANNUAL REPORT | Management | No Action | |||||||||
| 6.1 | RE- ELECTION OF MEMBER FOR THE BOARD OF DIRECTORS: THOMAS PLENBORG | Management | No Action | |||||||||
| 6.2 | RE- ELECTION OF MEMBER FOR THE BOARD OF DIRECTORS: ANNETTE SADOLIN | Management | No Action | |||||||||
| 6.3 | RE- ELECTION OF MEMBER FOR THE BOARD OF DIRECTORS: BIRGIT W. NORGAARD | Management | No Action | |||||||||
| 6.4 | RE- ELECTION OF MEMBER FOR THE BOARD OF DIRECTORS: JORGEN MOLLER | Management | No Action | |||||||||
| 6.5 | RE- ELECTION OF MEMBER FOR THE BOARD OF DIRECTORS: MALOU AAMUND | Management | No Action | |||||||||
| 6.6 | RE- ELECTION OF MEMBER FOR THE BOARD OF DIRECTORS: BEAT WALTI | Management | No Action | |||||||||
| 6.7 | RE- ELECTION OF MEMBER FOR THE BOARD OF DIRECTORS: NIELS SMEDEGAARD | Management | No Action | |||||||||
| 7 | RE-ELECTION OF PRICEWATERHOUSECOOPERS AS AUDITOR(S) (ORG. 33 77 12 31) | Management | No Action | |||||||||
| 8.1 | PROPOSED RESOLUTION: REDUCTION OF THE SHARE CAPITAL AND AMENDMENT OF ARTICLE 3 OF THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||
| 8.2 | PROPOSED RESOLUTION: AUTHORISATION TO ACQUIRE TREASURY SHARES | Management | No Action | |||||||||
| 8.3 | PROPOSED RESOLUTION: AMENDMENT TO ARTICLE 7 OF THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||
| 8.4 | PROPOSED RESOLUTION: AMENDMENT TO THE REMUNERATION POLICY | Management | No Action | |||||||||
| 8.5 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSED RESOLUTION: SHAREHOLDER PROPOSAL ON REPORTING ON CLIMATE-RELATED FINANCIAL RISKS AND OPPORTUNITIES | Shareholder | No Action | |||||||||
| 9 | ANY OTHER BUSINESS | Non-Voting | ||||||||||
| RED LION HOTELS CORPORATION | ||||||||||||
| Security | 756764106 | Meeting Type | Special | |||||||||
| Ticker Symbol | RLH | Meeting Date | 16-Mar-2021 | |||||||||
| ISIN | US7567641060 | Agenda | 935335201 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | Proposal to approve the Agreement and Plan of Merger, dated as of December 30, 2020, among Red Lion Hotels Corporation (the "Company"), Sonesta International Hotels Corporation ("Parent"), and Roar Merger Sub Inc., a wholly owned subsidiary of Parent ("merger sub"), pursuant to which merger sub will be merged with and into the Company (the "merger"), with the Company surviving as a wholly owned subsidiary of Parent (the "merger agreement proposal"). | Management | For | For | ||||||||
| 2. | To consider and vote on a proposal to approve, on a non- binding advisory basis, a resolution approving the compensation that may be paid or become payable to the named executive officers of the Company that is based on or otherwise relates to the merger (such proposal, the "non-binding named executive officer merger- related compensation proposal"). | Management | For | For | ||||||||
| 3. | To approve the adjournment of the special meeting to a later date or time, if necessary or appropriate, to solicit additional proxies in the event that there are not sufficient votes at the time of the special meeting to approve the merger agreement proposal (such proposal, the "adjournment proposal"). | Management | For | For | ||||||||
| SCAPA GROUP PLC | ||||||||||||
| Security | G78486134 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 17-Mar-2021 | ||||||||||
| ISIN | GB0007281198 | Agenda | 713623406 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | APPROVE RECOMMENDED CASH OFFER FOR SCAPA GROUP PLC BY AMS HOLDCO 2 LIMITED | Management | No Action | |||||||||
| 2 | AMEND ARTICLES OF ASSOCIATION | Management | No Action | |||||||||
| 3 | APPROVE CANCELLATION OF ADMISSION OF ORDINARY SHARES TO TRADING ON AIM RE- REGISTER THE COMPANY AS A PRIVATE LIMITED COMPANY UNDER THE NAME OF SCAPA GROUP LIMITED AMEND ARTICLES OF ASSOCIATION | Management | No Action | |||||||||
| CMMT | 25 FEB 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING-TYPE TO OGM. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||
| SCAPA GROUP PLC | ||||||||||||
| Security | G78486134 | Meeting Type | Court Meeting | |||||||||
| Ticker Symbol | Meeting Date | 17-Mar-2021 | ||||||||||
| ISIN | GB0007281198 | Agenda | 713623418 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT. | Non-Voting | ||||||||||
| 1 | APPROVE SCHEME OF ARRANGEMENT | Management | No Action | |||||||||
| SPORTSMAN'S WAREHOUSE HOLDINGS, INC. | ||||||||||||
| Security | 84920Y106 | Meeting Type | Special | |||||||||
| Ticker Symbol | SPWH | Meeting Date | 23-Mar-2021 | |||||||||
| ISIN | US84920Y1064 | Agenda | 935337471 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To adopt and approve the Agreement and Plan of Merger, dated December 21, 2020, by and among Great Outdoors Group, LLC, Phoenix Merger Sub I, Inc., a wholly-owned subsidiary of Great Outdoors Group, LLC, and Sportsman's Warehouse Holdings, Inc., as amended from time to time, pursuant to which Phoenix Merger Sub I, Inc. will be merged with an into Sportsman's Warehouse Holdings, Inc., with Sportsman's Warehouse Holdings, Inc. continuing as the surviving corporation in the merger and a wholly-owned subsidiary of Great Outdoors Group, LLC. | Management | For | For | ||||||||
| 2. | To approve, on a non-binding, advisory basis, the specified compensation that may be paid or may become payable to Sportsman's Warehouse Holdings, Inc.'s named executive officers based on or otherwise relating to the merger. | Management | For | For | ||||||||
| 3. | To adjourn the special meeting from time to time to a later date or time, if necessary, to solicit additional proxies if there are not sufficient votes at the time of the special meeting (or any adjournment thereof) to adopt and approve the merger agreement. | Management | For | For | ||||||||
| WADDELL & REED FINANCIAL, INC. | ||||||||||||
| Security | 930059100 | Meeting Type | Special | |||||||||
| Ticker Symbol | WDR | Meeting Date | 23-Mar-2021 | |||||||||
| ISIN | US9300591008 | Agenda | 935337988 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | A proposal to adopt the Agreement and Plan of Merger (as amended or supplemented from time to time, the "merger agreement"), by and among Waddell & Reed Financial, Inc. (the "Company"), Macquarie Management Holdings, Inc. ("Macquarie"), Merry Merger Sub, Inc., and (solely for limited purposes) Macquarie Financial Holdings Pty Ltd, pursuant to which, among other things, Merger Sub will be merged with and into the Company (the "merger"), with the Company surviving the merger as a wholly-owned subsidiary of Macquarie. | Management | For | For | ||||||||
| 2. | A proposal to approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company's principal executive officer, principal financial officer and three most highly compensated executive officers other than the principal executive officer and principal financial officer that is based on or otherwise relates to the merger and the other transactions contemplated by the merger agreement. | Management | For | For | ||||||||
| 3. | A proposal to adjourn the special meeting to a later date or time, if necessary or appropriate, to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. | Management | For | For | ||||||||
| TOPDANMARK A/S | ||||||||||||
| Security | K96213176 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 25-Mar-2021 | ||||||||||
| ISIN | DK0060477503 | Agenda | 713646618 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | ||||||||||
| I | REPORT ON THE COMPANY'S ACTIVITIES IN THE PAST YEAR | Non-Voting | ||||||||||
| II | PRESENTATION OF THE AUDITED ANNUAL REPORT SIGNED BY THE BOARD OF DIRECTORS-AND THE EXECUTIVE BOARD | Non-Voting | ||||||||||
| III | ADOPTION OF THE ANNUAL REPORT AND DECISION ON THE APPROPRIATION OF PROFITS ACCORDING TO THE ANNUAL REPORT AS ADOPTED: THE BOARD OF DIRECTORS PROPOSES A TOTAL DIVIDEND OF DKK 20.00 PER SHARE, INCLUDING DIVIDEND FOR 2020 AT DKK 11.50 AND THE REMAINING DIVIDEND FOR 2019 AT DKK 8.50 | Management | No Action | |||||||||
| IV | PRESENTATION OF THE REMUNERATION REPORT FOR INDICATIVE VOTING | Management | No Action | |||||||||
| VA.1 | PROPOSAL FROM THE BOARD OF DIRECTORS: PROPOSAL TO AUTHORISE THE BOARD OF DIRECTORS TO DETERMINE THAT THE COMPANY'S GENERAL MEETING SHOULD BE HELD AS A FULLY VIRTUAL GENERAL MEETING | Management | No Action | |||||||||
| VA.2 | PROPOSAL FROM THE BOARD OF DIRECTORS: PROPOSALS ON ELECTRONIC COMMUNICATION | Management | No Action | |||||||||
| VB | PROPOSAL FROM THE BOARD OF DIRECTORS: PROPOSAL TO AMEND THE REMUNERATION POLICY | Management | No Action | |||||||||
| VC | PROPOSAL FROM THE BOARD OF DIRECTORS: PROPOSAL ON THE REMUNERATION OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| VD | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSAL FROM SHAREHOLDER, THOMAS MEINERT LARSEN: FOR TOPDANMARK TO JOIN THE INTERNATIONAL INVESTOR COALITION "NET ZERO ASSET OWNER ALLIANCE" | Shareholder | No Action | |||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS VI.A TO VI.F AND VII.A. THANK YOU | Non-Voting | ||||||||||
| VI.A | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: ANNE LOUISE EBERHARD | Management | No Action | |||||||||
| VI.B | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: CRISTINA LAGE | Management | No Action | |||||||||
| VI.C | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: PETRI NIEMISVIRTA | Management | No Action | |||||||||
| VI.D | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: MORTEN THORSRUD | Management | No Action | |||||||||
| VI.E | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: RICARD WENNERKLINT | Management | No Action | |||||||||
| VI.F | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: JENS AALOSE | Management | No Action | |||||||||
| VII.A | APPOINTMENT OF A STATE-AUTHORISED PUBLIC ACCOUNTANT: KPMG P/S | Management | No Action | |||||||||
| VIII | ANY OTHER BUSINESS | Non-Voting | ||||||||||
| CMMT | 03 MAR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||
| CMMT | 03 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| ALERION CLEANPOWER | ||||||||||||
| Security | T0235S104 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 26-Mar-2021 | ||||||||||
| ISIN | IT0004720733 | Agenda | 713624408 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| E.1 | TO GRANT THE POWER TO INCREASE THE STOCK CAPITAL TO THE BOARD OF DIRECTORS, PURSUING THE ARTICLE 2443 OF ITALIAN CIVIL CODE, AGAINST PAYMENT, ALSO IN TRANCHES, EXCLUDING THE OPTION RIGHT, AS PER ARTICLE 2441 ITEM 5, OF ITALIAN CIVIL CODE, FOR A MAXIMUM AMOUNT OF EUR 300 MILLION, INCLUDING ANY SHARE PREMIUM, TO BE EXERCISED NO LATER THAN 31 DECEMBER 2021. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||
| CMMT | 25 FEB 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITIONAL OF-COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||
| CMMT | 25 FEB 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| HINOKIYA GROUP CO.,LTD. | ||||||||||||
| Security | J34772103 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 26-Mar-2021 | ||||||||||
| ISIN | JP3792100004 | Agenda | 713642418 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2.1 | Appoint a Director Kondo, Akira | Management | For | For | ||||||||
| 2.2 | Appoint a Director Morita, Tetsuyuki | Management | For | For | ||||||||
| 2.3 | Appoint a Director Araki, Shinsuke | Management | For | For | ||||||||
| 2.4 | Appoint a Director Tsunesumi, Junichi | Management | For | For | ||||||||
| 2.5 | Appoint a Director Shimada, Yukio | Management | For | For | ||||||||
| 2.6 | Appoint a Director Arai, Takako | Management | For | For | ||||||||
| 2.7 | Appoint a Director Deguchi, Shunichi | Management | For | For | ||||||||
| 2.8 | Appoint a Director Katayama, Masaya | Management | For | For | ||||||||
| 3 | Appoint a Corporate Auditor Nagasawa, Masahiro | Management | For | For | ||||||||
| 4 | Approve Provision of Special Payment for a Retiring Representative Director | Management | Against | Against | ||||||||
| 5 | Appoint Accounting Auditors | Management | For | For | ||||||||
| NELES CORPORATION | ||||||||||||
| Security | X6000X108 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 26-Mar-2021 | ||||||||||
| ISIN | FI4000440664 | Agenda | 713651431 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | A POA IS NEEDED TO APPOINT OWN REPRESENTATIVE BUT IS NOT NEEDED IF A FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE SHAREHOLDER IS FINNISH THEN A POA WOULD- STILL BE REQUIRED | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| 1 | OPENING OF THE MEETING | Non-Voting | ||||||||||
| 2 | CALLING THE MEETING TO ORDER: SEPPO KYMALAINEN | Non-Voting | ||||||||||
| 3 | ELECTION OF PERSON TO SCRUTINIZE THE MINUTES AND TO SUPERVISE THE COUNTING OF- VOTES: ELISA ERKKILA | Non-Voting | ||||||||||
| 4 | RECORDING THE LEGALITY OF THE MEETING | Non-Voting | ||||||||||
| 5 | RECORDING THE ATTENDANCE AT THE MEETING AND ADOPTION OF THE LIST OF VOTES | Non-Voting | ||||||||||
| 6 | PRESENTATION OF THE FINANCIAL STATEMENTS, THE CONSOLIDATED FINANCIAL-STATEMENTS, THE REPORT OF THE BOARD OF DIRECTORS AND THE AUDITOR'S REPORT FOR-THE YEAR 2020 | Non-Voting | ||||||||||
| 7 | ADOPTION OF THE FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS | Management | No Action | |||||||||
| 8 | RESOLUTION ON THE USE OF THE PROFIT SHOWN ON THE BALANCE SHEET AND THE PAYMENT OF DIVIDEND: THE COMPANY'S DISTRIBUTABLE FUNDS ON DECEMBER 31, 2020 TOTALED APPROXIMATELY EUR 362.9 MILLION. THE BOARD OF DIRECTORS PROPOSES THAT A DIVIDEND OF EUR 0,18 PER SHARE BE PAID BASED ON THE BALANCE SHEET TO BE ADOPTED FOR THE FINANCIAL YEAR, WHICH ENDED DECEMBER 31, 2020. THE DIVIDEND SHALL | Management | No Action | |||||||||
| BE PAID TO SHAREHOLDERS WHO ON THE DIVIDEND RECORD DATE MARCH 30, 2021 ARE REGISTERED IN THE COMPANY'S SHAREHOLDERS' REGISTER HELD BY EUROCLEAR FINLAND OY. THE DIVIDEND SHALL BE PAID ON APRIL 8, 2021. ALL THE SHARES IN THE COMPANY ARE ENTITLED TO A DIVIDEND WITH THE EXCEPTION OF THE SHARES HELD BY THE COMPANY ON THE DIVIDEND RECORD DATE | ||||||||||||
| 8.A | RESOLUTION ON THE USE OF THE PROFIT SHOWN ON THE BALANCE SHEET AND THE PAYMENT OF DIVIDEND: AS THE BOARD OF DIRECTORS HAS PROPOSED A DIVIDEND THAT IS BELOW THE AMOUNT OF MINORITY DIVIDEND UNDER CHAPTER 13, SECTION 7 OF THE FINNISH COMPANIES ACT, SHAREHOLDERS HAVE THE RIGHT TO DEMAND A MINORITY DIVIDEND INSTEAD OF THE DIVIDEND PROPOSED BY THE BOARD OF DIRECTORS. THE MINORITY DIVIDEND MUST BE DISTRIBUTED TO ALL SHAREHOLDERS, IF A DEMAND TO THIS EFFECT IS SUPPORTED BY SHAREHOLDERS WHO HAVE AT LEAST ONE TENTH OF ALL SHARES. THE AGGREGATE AMOUNT OF MINORITY DIVIDEND IS APPROXIMATELY EUR 33.1 MILLION OR EUR 0.22 PER SHARE, WHICH CORRESPONDS TO EIGHT PERCENT OF THE COMPANY'S EQUITY. A SHAREHOLDER DEMANDING MINORITY DIVIDEND MAY VOTE FOR THE MINORITY DIVIDEND IN ADVANCE VOTING, AND NO SEPARATE DEMAND OR COUNTERPROPOSAL IS REQUIRED | Management | No Action | |||||||||
| 9 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT AND CEO FROM LIABILITY FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020 | Management | No Action | |||||||||
| 10 | PRESENTATION AND ADOPTION OF THE REMUNERATION REPORT | Management | No Action | |||||||||
| CMMT | PLEASE NOTE THAT RESOLUTIONS 11, 12 AND 13 ARE PROPOSED BY SHAREHOLDERS'-NOMINATION BOARD AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE-PROPOSALS. THE STANDING INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | ||||||||||
| 11 | RESOLUTION ON THE REMUNERATION OF MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 12 | RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS: THE SHAREHOLDERS' NOMINATION BOARD PROPOSES THAT THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS SHALL BE SEVEN | Management | No Action | |||||||||
| 13 | ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS: THE SHAREHOLDERS' NOMINATION BOARD PROPOSES THAT: 1. JAAKKO ESKOLA BE ELECTED AS THE CHAIR 2. PERTTU LOUHILUOTO BE ELECTED AS VICE-CHAIR 3. ANU HAMALAINEN, NIKO PAKALEN, TEIJA SARAJARVI, JUKKA TIITINEN AND MARK VERNON BE RE-ELECTED AS BOARD MEMBERS | Management | No Action | |||||||||
| 14 | RESOLUTION ON THE REMUNERATION OF THE AUDITOR | Management | No Action | |||||||||
| 15 | ELECTION OF THE AUDITOR: BASED ON THE RECOMMENDATION OF THE BOARD OF DIRECTORS' AUDIT COMMITTEE, THE BOARD OF DIRECTORS PROPOSES THAT ERNST & YOUNG OY, AUTHORIZED PUBLIC ACCOUNTANTS, BE RE- ELECTED AUDITOR OF THE COMPANY. ERNST & YOUNG OY HAS NOTIFIED THAT MR. TONI HALONEN, APA, WOULD ACT AS PRINCIPAL AUDITOR OF THE COMPANY | Management | No Action | |||||||||
| 16 | AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON THE REPURCHASE OF THE COMPANY'S OWN SHARES | Management | No Action | |||||||||
| 17 | AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUANCE OF SHARES AND THE ISSUANCE OF SPECIAL RIGHTS ENTITLING TO SHARES | Management | No Action | |||||||||
| 18 | RESOLUTION ON ARTICLES OF ASSOCIATION: SECTION 8 | Management | No Action | |||||||||
| 19 | CLOSING OF THE MEETING | Non-Voting | ||||||||||
| CMMT | 05 MAR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | 05 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| HMS HOLDINGS CORP. | ||||||||||||
| Security | 40425J101 | Meeting Type | Special | |||||||||
| Ticker Symbol | HMSY | Meeting Date | 26-Mar-2021 | |||||||||
| ISIN | US40425J1016 | Agenda | 935339540 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of December 20, 2020, by and among HMS Holdings Corp. ("HMS"), Gainwell Acquisition Corp. ("Gainwell"), Mustang MergerCo Inc., a wholly owned subsidiary of Gainwell ("Merger Sub"), and Gainwell Intermediate Holding Corp., and approve the transactions contemplated thereby, including the merger of Merger Sub with and into HMS (the "Merger"), with HMS continuing as the surviving corporation and a wholly owned subsidiary of Gainwell (the "Merger Proposal"). | Management | For | For | ||||||||
| 2. | To approve, on an advisory non-binding basis, the compensation that may be paid or become payable to HMS's named executive officers in connection with the Merger. | Management | For | For | ||||||||
| 3. | To approve the adjournment of the Special Meeting to a later date or dates, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes to approve the Merger Proposal at the time of the Special Meeting. | Management | For | For | ||||||||
| KIADIS PHARMA N.V. | ||||||||||||
| Security | N4855A100 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 30-Mar-2021 | ||||||||||
| ISIN | NL0011323407 | Agenda | 713605737 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| 1. | OPENING AND ANNOUNCEMENTS | Non-Voting | ||||||||||
| 2. | EXPLANATION OF THE RECOMMENDED OFFER MADE BY SANOFI | Non-Voting | ||||||||||
| 3. | CONDITIONAL AMENDMENT OF THE ARTICLES OF ASSOCIATION OF KIADIS PHARMA (FOLLOWING SETTLEMENT) | Management | No Action | |||||||||
| 4. | CONDITIONAL AMENDMENT OF THE ARTICLES OF ASSOCIATION OF KIADIS PHARMA (FOLLOWING DELISTING) | Management | No Action | |||||||||
| 5A. | CONDITIONAL APPOINTMENT OF MR. FRANK NESTLE AS NEW MEMBER OF THE SUPERVISORY BOARD AS OF SETTLEMENT | Management | No Action | |||||||||
| 5B. | CONDITIONAL APPOINTMENT OF MR. KRIPA RAM AS NEW MEMBER OF THE SUPERVISORY BOARD AS OF SETTLEMENT | Management | No Action | |||||||||
| 5C. | CONDITIONAL APPOINTMENT OF MR. J R MIE GIRARD AS NEW MEMBER OF THE SUPERVISORY BOARD AS OF SETTLEMENT | Management | No Action | |||||||||
| 6. | RE-APPOINTMENT OF MR. ARTHUR LAHR AS A MEMBER OF THE MANAGEMENT BOARD | Management | No Action | |||||||||
| 7. | CONDITIONAL APPOINTMENT OF MS. MARION ZERLIN AS A MEMBER OF THE MANAGEMENT BOARD AS OF SETTLEMENT | Management | No Action | |||||||||
| 8. | DISCHARGE OF EACH MEMBER OF THE MANAGEMENT BOARD AND THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 9. | CONDITIONAL FULL AND FINAL DISCHARGE OF MESSRS. MARTIJN KLEIJWEGT, BERNDT MODIG, OTTO SCHWARZ AND SUBHANU SAXENA | Management | No Action | |||||||||
| 10A. | IN ACCORDANCE WITH ARTICLE 2:107A DCC, TO APPROVE THE RESOLUTION OF THE MANAGEMENT BOARD TO PURSUE THE ASSET SALE | Management | No Action | |||||||||
| 10B. | SUBJECT TO COMPLETION OF THE ASSET SALE, TO DISSOLVE KIADIS PHARMA IN ACCORDANCE WITH ARTICLE 2:19 DCC | Management | No Action | |||||||||
| 10C. | TO APPOINT STICHTING LIQUIDATOR KIADIS AS THE LIQUIDATOR OF KIADIS PHARMA | Management | No Action | |||||||||
| 10D. | TO APPROVE REIMBURSEMENT OF THE LIQUIDATOR'S REASONABLE SALARY AND COSTS | Management | No Action | |||||||||
| 10E. | TO APPOINT SANOFI S.A. AS THE CUSTODIAN OF KIADIS PHARMA'S BOOKS AND RECORDS FOLLOWING ITS DISSOLUTION IN ACCORDANCE WITH ARTICLE 2:24 DCC | Management | No Action | |||||||||
| 11. | ANY OTHER BUSINESS | Non-Voting | ||||||||||
| 12. | CLOSING | Non-Voting | ||||||||||
| CMMT | 10 MAR 2021: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM AGM TO EGM. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| HOEGH LNG HOLDING LTD | ||||||||||||
| Security | G45422105 | Meeting Type | Special General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 30-Mar-2021 | ||||||||||
| ISIN | BMG454221059 | Agenda | 713669438 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: POWER OF ATTORNEY (POA) REQUIREMENTS- VARY BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH WOULD-ELIMINATE THE NEED FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN THE ABSENCE OF-THIS ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER POA MAY BE REQUIRED. IF YOU-HAVE ANY QUESTIONS PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. THANK-YOU | Non-Voting | ||||||||||
| CMMT | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE-BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER'S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING | Non-Voting | ||||||||||
| 1 | OPEN MEETING | Non-Voting | ||||||||||
| 2 | APPROVE AGENDA OF MEETING AND QUORUM | Non-Voting | ||||||||||
| 3 | SUMMARY OF AMALGAMATION | Non-Voting | ||||||||||
| 4.1 | APPROVE AMALGAMATION OF THE COMPANY WITH LARUS LIMITED | Management | No Action | |||||||||
| 4.2 | APPROVE DELISTING OF SHARES FROM OSLO STOCK EXCHANGE | Management | No Action | |||||||||
| CMMT | 10 MAR 2021: PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT-THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY-CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | 18 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| CMMT | 18 MAR 2021: PLEASE NOTE HOLDERS WHO VOTE AGAINST OR ABSTAIN FROM VOTING ON-THE AMALGAMATION RESOLUTION AT THE SGM HAVE THE OPTION TO MAKE AN APPLICATION-TO THE SUPREME COURT OF BERMUDA (THE COURT) AND BECOME A DISSENTING-SHAREHOLDER. INFORMATION FROM THE ISSUER: A DISSENTING SHAREHOLDER WOULD NEED-TO PROVIDE EVIDENCE (I) OF THEIR ENTITLEMENT (IE AN APPLICATION MUST BE-BROUGHT BY A REGISTERED SHAREHOLDER), (II) OF HOW THEY VOTED (IE THAT THEY-VOTED AGAINST OR ABSTAINED FROM VOTING ON THE AMALGAMATION RESOLUTION), AND-(III) THAT THE PER SHARE CONSIDERATION OF NOK23.50 IS NOT FAIR VALUE. IT IS-UNLIKELY THAT EXPERT EVIDENCE RELATING TO ITEM (III) WOULD NEED TO BE- AVAILABLE/SUBMITTED AT THE TIME OF THE INITIAL APPLICATION. IT IS ALSO-UNLIKELY THAT THE SHAREHOLDER WOULD NEED TO PROVIDE EVIDENCE OF (II) UNTIL-SUCH VOTE HAS BEEN TAKEN. THE COURT WILL EITHER CONFIRM THAT THE PRICE PAID-IS FAIR AND THE SHAREHOLDER WILL LOSE, OR CONFIRM THAT THE PRICE PAID IS TOO-LOW AND ORDER THAT THE SHAREHOLDER BE PAID THE DIFFERENCE IN THE OFFER PRICE- AND THE PRICE AS DETERMINED BY THE COURTS | Non-Voting | ||||||||||
| CMMT | 18 MAR 2021: PLEASE NOTE THAT THIS MEETING MENTIONS DISSENTER'S RIGHTS. IF-YOU WISH TO EXPRESS DISSENT PLEASE CONTACT YOUR GLOBAL CUSTODIAN CLIENT | Non-Voting | ||||||||||
| CFT S.P.A. | ||||||||||||
| Security | T0478B107 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 30-Mar-2021 | ||||||||||
| ISIN | IT0005262313 | Agenda | 713670215 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 519156 DUE TO CHANGE IN-MEETING FROM 17 MAR 2021 TO 30 MAR 2021 AND CHANGE IN RECORD FROM 08 MAR 2021-TO 19 MAR 2021. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 14 APR 2021 AT 08:00. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS-WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Non-Voting | ||||||||||
| E.1 | TO AMEND PARAGRAPHS 6.4, 15.3 AND 15.4 OF THE BYLAWS RELATING TO (I) THE REMOVAL OF THE RESTRICTIONS ON THE NON-TRANSFERABILITY OF DOUBLE VOTING SHARES AND (II) THE ELIMINATION OF THE SLATE VOTING MECHANISM IN RELATION TO THE APPOINTMENT OF DIRECTORS; RESOLUTION RELATED THERETO | Management | No Action | |||||||||
| MAGELLAN HEALTH, INC. | ||||||||||||
| Security | 559079207 | Meeting Type | Special | |||||||||
| Ticker Symbol | MGLN | Meeting Date | 31-Mar-2021 | |||||||||
| ISIN | US5590792074 | Agenda | 935337990 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of January 4, 2021 (as it may be amended from time to time, the "Merger Agreement"), by and among Magellan Health, Inc., Centene Corporation and Mayflower Merger Sub, Inc. | Management | For | For | ||||||||
| 2. | To approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the named executive officers of Magellan Health, Inc. that is based on or otherwise relates to the merger contemplated by the Merger Agreement. | Management | For | For | ||||||||
| 3. | To approve the adjournment of the special meeting to a later date or time if necessary or appropriate, including to solicit additional proxies in favor of the proposal to adopt the Merger Agreement if there are insufficient votes at the time of the special meeting to adopt the Merger Agreement. | Management | For | For | ||||||||
| SMTC CORPORATION | ||||||||||||
| Security | 832682207 | Meeting Type | Special | |||||||||
| Ticker Symbol | SMTX | Meeting Date | 31-Mar-2021 | |||||||||
| ISIN | US8326822074 | Agenda | 935338651 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To adopt the Merger Agreement. | Management | For | For | ||||||||
| 2. | To approve the adjournment of the Special Meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | ||||||||
| 3. | To approve, on a non-binding, advisory basis, certain compensation that will or may become payable to our named executive officers in connection with the Merger. | Management | For | For | ||||||||
| LENNAR CORPORATION | ||||||||||||
| Security | 526057302 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LENB | Meeting Date | 07-Apr-2021 | |||||||||
| ISIN | US5260573028 | Agenda | 935339300 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director to serve until the 2022 Annual Meeting: Amy Banse | Management | For | For | ||||||||
| 1B. | Election of Director to serve until the 2022 Annual Meeting: Rick Beckwitt | Management | For | For | ||||||||
| 1C. | Election of Director to serve until the 2022 Annual Meeting: Steven L. Gerard | Management | For | For | ||||||||
| 1D. | Election of Director to serve until the 2022 Annual Meeting: Tig Gilliam | Management | For | For | ||||||||
| 1E. | Election of Director to serve until the 2022 Annual Meeting: Sherrill W. Hudson | Management | For | For | ||||||||
| 1F. | Election of Director to serve until the 2022 Annual Meeting: Jonathan M. Jaffe | Management | For | For | ||||||||
| 1G. | Election of Director to serve until the 2022 Annual Meeting: Sidney Lapidus | Management | For | For | ||||||||
| 1H. | Election of Director to serve until the 2022 Annual Meeting: Teri P. McClure | Management | For | For | ||||||||
| 1I. | Election of Director to serve until the 2022 Annual Meeting: Stuart Miller | Management | For | For | ||||||||
| 1J. | Election of Director to serve until the 2022 Annual Meeting: Armando Olivera | Management | For | For | ||||||||
| 1K. | Election of Director to serve until the 2022 Annual Meeting: Jeffrey Sonnenfeld | Management | For | For | ||||||||
| 2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending November 30, 2021. | Management | For | For | ||||||||
| 4. | Approval of a stockholder proposal regarding our common stock voting structure. | Shareholder | Against | For | ||||||||
| ATLANTIC POWER CORPORATION | ||||||||||||
| Security | 04878Q863 | Meeting Type | Special | |||||||||
| Ticker Symbol | AT | Meeting Date | 07-Apr-2021 | |||||||||
| ISIN | CA04878Q8636 | Agenda | 935343854 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | To consider, pursuant to an interim order of the Supreme Court of British Columbia, and if deemed advisable, to pass, with or without variation, a special resolution of common shareholders (the "Arrangement Resolution") to approve an arrangement (the "Arrangement") in accordance with Division 5 of Part 9 of the Business Corporations Act (British Columbia) pursuant to the Arrangement Agreement dated as of January 14, 2021, by and among Atlantic Power Corporation (the "Corporation"), Atlantic Power Preferred Equity Ltd., Atlantic Power Limited Partnership, Tidal Power Holdings Limited and Tidal Power Aggregator, L.P., to effect among other things, the acquisition by Tidal Power Holdings Limited of all of the outstanding common shares in the capital of the Corporation in exchange for US$3.03 in cash (less any applicable withholding taxes) per common share. | Management | For | For | ||||||||
| 2 | To consider and vote on a proposal to approve, by non- binding, advisory vote, certain compensation arrangements for the Corporation's named executive officers in connection with the Arrangement. | Management | For | For | ||||||||
| 3 | To approve the adjournment of the special meeting of common shareholders of the Corporation, if necessary, to solicit additional proxies if there are insufficient votes at the time of the meeting to approve the Arrangement Resolution. | Management | For | For | ||||||||
| XILINX, INC. | ||||||||||||
| Security | 983919101 | Meeting Type | Special | |||||||||
| Ticker Symbol | XLNX | Meeting Date | 07-Apr-2021 | |||||||||
| ISIN | US9839191015 | Agenda | 935346735 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | Proposal to adopt the Agreement and Plan of Merger, dated October 26, 2020, as it may be amended from time to time, which is referred to as the "merger agreement," among Advanced Micro Devices, Inc., which is referred to as "AMD," Thrones Merger Sub, Inc., a wholly owned subsidiary of AMD, which is referred to as "Merger Sub," and Xilinx, which proposal is referred to as the "Xilinx merger proposal". | Management | For | For | ||||||||
| 2. | Proposal to approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Xilinx's named executive officers that is based on or otherwise relates to the transactions contemplated by the merger agreement, which proposal is referred to as the "Xilinx compensation proposal". | Management | For | For | ||||||||
| 3. | Proposal to approve the adjournment of the Xilinx special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Xilinx special meeting to approve the Xilinx merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to Xilinx stockholders, which proposal is referred to as the "Xilinx adjournment proposal". | Management | For | For | ||||||||
| DIALOG SEMICONDUCTOR PLC | ||||||||||||
| Security | G5821P111 | Meeting Type | Court Meeting | |||||||||
| Ticker Symbol | Meeting Date | 09-Apr-2021 | ||||||||||
| ISIN | GB0059822006 | Agenda | 713667674 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | APPROVE SCHEME OF ARRANGEMENT | Management | For | For | ||||||||
| CMMT | 10 MAR 2021: PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS-MEETING TYPE. PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU-CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY-THE ISSUER OR ISSUERS AGENT. | Non-Voting | ||||||||||
| CMMT | 10 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| DIALOG SEMICONDUCTOR PLC | ||||||||||||
| Security | G5821P111 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 09-Apr-2021 | ||||||||||
| ISIN | GB0059822006 | Agenda | 713675621 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | THAT: (1) FOR THE PURPOSE OF GIVING EFFECT TO THE SCHEME OF ARRANGEMENT DATED 8 MARCH 2021 (THE "SCHEME") BETWEEN THE COMPANY AND ITS SCHEME SHAREHOLDERS (AS DEFINED IN THE SCHEME), A PRINT OF WHICH HAS BEEN PRODUCED TO THIS MEETING AND FOR THE PURPOSES OF IDENTIFICATION SIGNED BY THE CHAIRMAN THEREOF, IN ITS ORIGINAL FORM OR SUBJECT TO ANY MODIFICATION, ADDITION OR CONDITION AGREED BY THE COMPANY AND RENESAS ELECTRONIC CORPORATION ("RENESAS") AND APPROVED OR IMPOSED BY THE COURT, THE DIRECTORS OF THE COMPANY BE AUTHORISED TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; AND (2) WITH EFFECT FROM THE PASSING OF THIS RESOLUTION, THE ARTICLES OF ASSOCIATION OF THE COMPANY BE AMENDED BY THE ADOPTION AND INCLUSION OF THE FOLLOWING NEW ARTICLE 167: "167 SCHEME OF ARRANGEMENT (A) IN THIS ARTICLE, THE "SCHEME" MEANS THE SCHEME OF ARRANGEMENT DATED 8 MARCH 2021 BETWEEN THE COMPANY AND ITS SCHEME SHAREHOLDERS (AS DEFINED IN THE SCHEME) UNDER PART 26 OF THE COMPANIES ACT 2006 IN ITS ORIGINAL FORM OR WITH OR SUBJECT TO ANY MODIFICATION, ADDITION OR CONDITION APPROVED OR IMPOSED BY THE COURT AND AGREED BY THE COMPANY AND RENESAS ELECTRONICS CORPORATION ("RENESAS") AND (SAVE AS DEFINED IN THIS ARTICLE) EXPRESSIONS DEFINED IN THE SCHEME SHALL HAVE THE SAME MEANINGS IN THIS ARTICLE. (B) NOTWITHSTANDING ANY OTHER PROVISION OF THESE ARTICLES OR THE TERMS OF ANY OTHER RESOLUTION PASSED BY THE COMPANY IN ANY GENERAL MEETING, IF THE COMPANY ISSUES OR TRANSFERS OUT OF TREASURY ANY ORDINARY SHARES (OTHER THAN TO RENESAS OR ITS NOMINEE(S)) ON OR AFTER THE ADOPTION OF THIS ARTICLE AND BEFORE THE SCHEME RECORD TIME, SUCH SHARES SHALL BE ISSUED OR TRANSFERRED SUBJECT TO THE TERMS OF THE SCHEME (AND SHALL BE SCHEME SHARES FOR THE PURPOSES THEREOF) AND THE HOLDERS OF SUCH SHARES SHALL BE BOUND BY THE SCHEME ACCORDINGLY. (C) SUBJECT TO THE SCHEME BECOMING EFFECTIVE, IF ANY ORDINARY | Management | For | For | ||||||||
| SHARES ARE ISSUED OR TRANSFERRED OUT OF TREASURY TO ANY PERSON (A "NEW MEMBER") (OTHER THAN TO RENESAS OR ITS NOMINEE(S)) ON OR AFTER THE SCHEME RECORD TIME (THE "POST-SCHEME SHARES"), THEY SHALL BE IMMEDIATELY TRANSFERRED TO RENESAS (OR AS IT MAY DIRECT) IN CONSIDERATION OF THE PAYMENT TO THE NEW MEMBER OF AN AMOUNT IN CASH FOR EACH POST-SCHEME SHARE EQUAL TO THE CASH CONSIDERATION PER SCHEME SHARE PAYABLE PURSUANT TO THE SCHEME. (D) ON ANY REORGANISATION OF, OR MATERIAL ALTERATION TO, THE SHARE CAPITAL OF THE COMPANY (INCLUDING, WITHOUT LIMITATION, ANY SUBDIVISION AND/ OR CONSOLIDATION) EFFECTED AFTER THE SCHEME EFFECTIVE DATE, THE VALUE OF THE CASH PAYMENT PER SHARE TO BE PAID UNDER PARAGRAPH (C) OF THIS ARTICLE MAY BE ADJUSTED BY THE DIRECTORS IN SUCH MANNER AS THE AUDITORS OF THE COMPANY OR AN INDEPENDENT INVESTMENT BANK SELECTED BY THE COMPANY MAY DETERMINE TO BE APPROPRIATE TO REFLECT SUCH REORGANISATION OR ALTERATION. REFERENCES IN THIS ARTICLE TO ORDINARY SHARES SHALL, FOLLOWING SUCH ADJUSTMENT, BE CONSTRUED ACCORDINGLY. (E) TO GIVE EFFECT TO ANY TRANSFER OF POST-SCHEME SHARES, THE COMPANY MAY APPOINT ANY PERSON AS ATTORNEY AND/ OR AGENT FOR THE NEW MEMBER TO TRANSFER THE POST-SCHEME SHARES TO RENESAS AND/ OR ITS NOMINEE(S) AND DO ALL SUCH OTHER THINGS AND EXECUTE AND DELIVER ALL SUCH DOCUMENTS AS MAY IN THE OPINION OF THE ATTORNEY OR AGENT BE NECESSARY OR DESIRABLE TO VEST THE POST- SCHEME SHARES IN RENESAS OR ITS NOMINEE(S) AND PENDING SUCH VESTING TO EXERCISE ALL SUCH RIGHTS ATTACHING TO THE POST-SCHEME SHARES AS RENESAS MAY DIRECT. IF AN ATTORNEY OR AGENT IS SO APPOINTED, THE NEW MEMBER SHALL NOT THEREAFTER (EXCEPT TO THE EXTENT THAT THE ATTORNEY OR AGENT FAILS TO ACT IN ACCORDANCE WITH THE DIRECTIONS OF RENESAS) BE ENTITLED TO EXERCISE ANY RIGHTS ATTACHING TO THE POST- SCHEME SHARES UNLESS SO AGREED BY RENESAS. THE ATTORNEY OR AGENT SHALL BE EMPOWERED TO EXECUTE AND DELIVER AS TRANSFEROR A FORM OF TRANSFER OR OTHER INSTRUMENT OR INSTRUCTION OF TRANSFER ON BEHALF OF THE NEW MEMBER IN FAVOUR OF RENESAS AND/ OR ITS NOMINEE(S) AND THE COMPANY MAY GIVE A GOOD RECEIPT FOR THE CONSIDERATION FOR THE POST-SCHEME SHARES AND MAY REGISTER RENESAS AND/ OR ITS NOMINEE(S) AS HOLDER THEREOF AND ISSUE TO | ||||||||||||
| IT CERTIFICATES FOR THE SAME. THE COMPANY SHALL NOT BE OBLIGED TO ISSUE A CERTIFICATE TO THE NEW MEMBER FOR THE POST-SCHEME SHARES. RENESAS SHALL SEND A CHEQUE IN EURO DRAWN ON A GERMAN / UK CLEARING BANK IN FAVOUR OF THE NEW MEMBER FOR THE CONSIDERATION FOR SUCH POST-SCHEME SHARES TO THE NEW MEMBER WITHIN TEN BUSINESS DAYS OF THE ISSUE OR TRANSFER OF THE POST-SCHEME SHARES TO THE NEW MEMBER. (F) NOTWITHSTANDING ANY OTHER PROVISION OF THESE ARTICLES, NEITHER THE COMPANY NOR THE DIRECTORS SHALL REGISTER THE TRANSFER OF ANY SCHEME SHARES BETWEEN THE SCHEME RECORD TIME AND THE EFFECTIVE DATE." | ||||||||||||
| CMMT | 12 MAR 2021: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM AGM TO OGM. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| CFT S.P.A. | ||||||||||||
| Security | T0478B107 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 09-Apr-2021 | ||||||||||
| ISIN | IT0005262313 | Agenda | 713724070 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| E.1 | TO APPROVE THE AMENDMENT OF THE ARTICLES NO. 5 (SHARE CAPITAL), 6 (SHARES), 9 (TENDER OFFER) , 10 (SIGNIFICANT STAKEHOLDER), 12 (PARTICIPATION AND VOTE), 14 (DELIBERATION), 15 (NUMBER AND DURATION THE DIRECTORS), 17 (BOARD OF DIRECTORS DELIBERATION), 19 (MANAGEMENT POWERS), 20 (DELEGATED BODIES), 25 (FISCAL YEARS AND PREPARATION OF THE BALANCE SHEET). RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||
| O.1 | TO ACKNOWLEDGE THE RESIGNATION OF THE BOARD OF DIRECTORS' MEMBERS OF THE COMPANY, DISCHARGE OF RESPONSIBILITY FOR THEIR WORK DURING THE PERIOD IN WHICH THEY HELD THE OFFICE AND WAIVER AGAINST THEM OF THE LIABILITY ACTION AS PER ART. 2393, PARAGRAPH 6 OF THE ITALIAN CIVIL CODE | Management | No Action | |||||||||
| O.2 | TO APPOINT THE NEW BOARD OF DIRECTORS | Management | No Action | |||||||||
| CMMT | 25 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING-DATE FROM 12 APR 2021 TO 09 APR 2021 AND ADDITION OF COMMENT. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| CMMT | 25 MAR 2021: PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM,-THERE WILL BE A SECOND CALL ON 12 APR 2021. CONSEQUENTLY, YOUR VOTING-INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.-PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS-MET OR THE MEETING IS CANCELLED. THANK YOU. | Non-Voting | ||||||||||
| CHANGE HEALTHCARE INC | ||||||||||||
| Security | 15912K100 | Meeting Type | Special | |||||||||
| Ticker Symbol | CHNG | Meeting Date | 13-Apr-2021 | |||||||||
| ISIN | US15912K1007 | Agenda | 935344983 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of January 5, 2021, among Change Healthcare Inc., UnitedHealth Group Incorporated and Cambridge Merger Sub Inc. | Management | For | For | ||||||||
| 2. | To approve, on a non-binding, advisory basis, certain compensation that may be paid or become payable to Change's named executive officers in connection with the Merger. | Management | For | For | ||||||||
| 3. | To adjourn or postpone the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve the proposal described above in Proposal 1. | Management | For | For | ||||||||
| CUBIC CORPORATION | ||||||||||||
| Security | 229669106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CUB | Meeting Date | 13-Apr-2021 | |||||||||
| ISIN | US2296691064 | Agenda | 935394558 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Prithviraj Banerjee | For | For | |||||||||
| 2 | Bruce G. Blakley | For | For | |||||||||
| 3 | Maureen Breakiron-Evans | For | For | |||||||||
| 4 | Denise L. Devine | For | For | |||||||||
| 5 | Bradley H. Feldmann | For | For | |||||||||
| 6 | Carolyn A. Flowers | For | For | |||||||||
| 7 | Janice M. Hamby | For | For | |||||||||
| 8 | David F. Melcher | For | For | |||||||||
| 9 | Steven J. Norris | For | For | |||||||||
| 2. | Approval, on an advisory, non-binding basis, of the Company's named executive office compensation. | Management | For | For | ||||||||
| 3. | Ratification of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2021. | Management | For | For | ||||||||
| KONINKLIJKE KPN NV | ||||||||||||
| Security | N4297B146 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 14-Apr-2021 | ||||||||||
| ISIN | NL0000009082 | Agenda | 713650706 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| 1. | OPENING AND ANNOUNCEMENTS | Non-Voting | ||||||||||
| 2. | REPORT BY THE BOARD OF MANAGEMENT FOR THE FISCAL YEAR 2020 | Non-Voting | ||||||||||
| 3. | PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2020 | Management | No Action | |||||||||
| 4. | REMUNERATION REPORT IN THE FISCAL YEAR 2020 (ADVISORY VOTE) | Management | No Action | |||||||||
| 5. | EXPLANATION OF THE FINANCIAL AND DIVIDEND POLICY | Non-Voting | ||||||||||
| 6. | PROPOSAL TO DETERMINE THE DIVIDEND OVER THE FISCAL YEAR 2020: EUR 13.00 PER SHARE | Management | No Action | |||||||||
| 7. | PROPOSAL TO DISCHARGE THE MEMBERS OF THE BOARD OF MANAGEMENT FROM LIABILITY | Management | No Action | |||||||||
| 8. | PROPOSAL TO DISCHARGE THE MEMBERS OF THE SUPERVISORY BOARD FROM LIABILITY | Management | No Action | |||||||||
| 9. | PROPOSAL TO APPOINT THE EXTERNAL AUDITOR FOR THE FISCAL YEAR 2022: ERNST AND YOUNG ACCOUNTANTS LLP | Management | No Action | |||||||||
| 10. | OPPORTUNITY TO MAKE RECOMMENDATIONS FOR THE APPOINTMENT OF MEMBERS OF THE- SUPERVISORY BOARD | Non-Voting | ||||||||||
| 11. | PROPOSAL TO APPOINT MR. E.J.C. OVERBEEK AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 12. | PROPOSAL TO APPOINT MR. G.J.A. VAN DE AAST AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 13. | ANNOUNCEMENT CONCERNING VACANCIES IN THE SUPERVISORY BOARD ARISING IN 2022 | Non-Voting | ||||||||||
| 14. | PROPOSAL TO AUTHORIZE THE BOARD OF MANAGEMENT TO RESOLVE THAT THE COMPANY MAY ACQUIRE ITS OWN SHARES | Management | No Action | |||||||||
| 15. | PROPOSAL TO REDUCE THE CAPITAL BY CANCELLING OWN SHARES | Management | No Action | |||||||||
| 16. | PROPOSAL TO DESIGNATE THE BOARD OF MANAGEMENT AS THE COMPETENT BODY TO ISSUE ORDINARY SHARES | Management | No Action | |||||||||
| 17. | PROPOSAL TO DESIGNATE THE BOARD OF MANAGEMENT AS THE COMPETENT BODY TO RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS UPON ISSUING ORDINARY SHARES | Management | No Action | |||||||||
| 18. | ANY OTHER BUSINESS | Non-Voting | ||||||||||
| 19. | VOTING RESULTS AND CLOSURE OF THE MEETING | Non-Voting | ||||||||||
| CMMT | 26 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTIONS 9 AND 6. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE-DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.-THANK YOU | Non-Voting | ||||||||||
| PHAROL SGPS, SA | ||||||||||||
| Security | X6454E135 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 14-Apr-2021 | ||||||||||
| ISIN | PTPTC0AM0009 | Agenda | 713754782 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | PLEASE NOTE THAT VOTING IN PORTUGUESE MEETINGS REQUIRES THE DISCLOSURE OF- BENEFICIAL OWNER INFORMATION, THROUGH DECLARATIONS OF PARTICIPATION AND-VOTING. BROADRIDGE WILL DISCLOSE THE BENEFICIAL OWNER INFORMATION FOR YOUR-VOTED ACCOUNTS. ADDITIONALLY, PORTUGUESE LAW DOES NOT PERMIT BENEFICIAL-OWNERS TO VOTE INCONSISTENTLY ACROSS THEIR HOLDINGS. OPPOSING VOTES MAY BE-REJECTED BY THE COMPANY HOLDING THIS MEETING. PLEASE CONTACT YOUR CLIENT-SERVICE REPRESENTATIVE FOR FURTHER DETAILS | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 538008 DUE TO RECEIVED-CHANGE IN BOARD RECOMMENDATION FOR RESOLUTION 1.1.B. ALL VOTES RECEIVED ON-THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE-GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB.-IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS-MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL-BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE- ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK-YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 30 APR 2021. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| 1.1.A | TO REVOKE THE LIMITATION OF THE VOTING RIGHTS - AMEND OF THE ARTICLES 12/1/A) B) AND D) AND WORDING OF ARTICLE 13 ELIMINATING THE CONTENT OF THE NUMBERS 10/11/12/14 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | No Action | |||||||||
| 1.1.B | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSED BY TELEMAR NORTE LESTE, S.A.: TO MAINTAIN THE LIMITATION OF THE VOTING RIGHTS - DRAFTING OF ARTICLES 12/1/A), B) AND D) AND WRITING OF ARTICLE 13 WITH MAINTENANCE OF SHIELDING IN NUMBERS 12, 13, 14 AND 15 | Shareholder | No Action | |||||||||
| 1.2 | GLOBALLY AMEND AND UPDATE THE ARTICLES OF ASSOCIATION OF THE COMPANY IN ORDER TO ELIMINATE EXPIRED PROVISIONS, AVOID THE REPETITION OF LEGAL RULES AND CORRECT INCONSISTENCIES, AS EXPLAINED IN THE NOTICE (ALL AMENDMENTS OTHER THAN THOSE RELATING TO ARTICLES 12/1/A) (B) AND D) AND THE ELIMINATION OF THE CONTENT OF ARTICLES 13/10/11/12/14 OF THE CURRENT ARTICLES OF ASSOCIATION OF THE COMPANY) | Management | No Action | |||||||||
| 2 | TO RESOLVE ON THE MANAGEMENT REPORT, BALANCE SHEET AND ACCOUNTS FOR THE YEAR 2020 | Management | No Action | |||||||||
| 3 | TO RESOLVE ON THE CONSOLIDATED MANAGEMENT REPORT, BALANCE SHEET AND ACCOUNTS FOR THE YEAR 2020 | Management | No Action | |||||||||
| 4 | TO RESOLVE ON THE PROPOSAL FOR APPLICATION OF PROFITS | Management | No Action | |||||||||
| 5 | TO RESOLVE ON A GENERAL APPRAISAL OF THE COMPANY'S MANAGEMENT AND SUPERVISION | Management | No Action | |||||||||
| 6 | TO RESOLVE ON THE ELECTION OF THE MEMBERS OF THE CORPORATE BODIES AND THE COMPENSATION COMMITTEE FOR THE THREE- YEAR PERIOD 2021-2023 | Management | No Action | |||||||||
| 7 | TO RESOLVE ON THE ELECTION OF THE STATUTORY AUDITOR EFFECTIVE AND SUBSTITUTE - FOR THE THREE-YEAR PERIOD 2021-2023 | Management | No Action | |||||||||
| 8 | TO RESOLVE ON THE ACQUISITION AND DISPOSITION OF OWN SHARES | Management | No Action | |||||||||
| 9 | TO RESOLVE ON THE STATEMENT OF THE COMPENSATION COMMITTEE ON THE REMUNERATION POLICY FOR THE MEMBERS OF THE MANAGEMENT AND SUPERVISORY BODIES OF THE COMPANY | Management | No Action | |||||||||
| CNH INDUSTRIAL N.V. | ||||||||||||
| Security | N20944109 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 15-Apr-2021 | ||||||||||
| ISIN | NL0010545661 | Agenda | 713654526 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| 1 | OPEN MEETING | Non-Voting | ||||||||||
| 2.a | RECEIVE EXPLANATION ON COMPANY'S RESERVES AND DIVIDEND POLICY | Non-Voting | ||||||||||
| 2.b | ADOPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||
| 2.c | APPROVE DIVIDENDS OF EUR 0.11 PER SHARE | Management | No Action | |||||||||
| 2.d | APPROVE DISCHARGE OF DIRECTORS | Management | No Action | |||||||||
| 3 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||
| 4.a | REELECT SUZANNE HEYWOOD AS EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 4.b | ELECT SCOTT W. WINE AS EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 4.c | REELECT HOWARD W. BUFFETT AS NON- EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 4.d | REELECT TUFAN ERGINBILGIC AS NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 4.e | REELECT LEO W. HOULE AS NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 4.f | REELECT JOHN B. LANAWAY AS NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 4.g | REELECT ALESSANDRO NASI AS NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 4.h | REELECT LORENZO SIMONELLI AS NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 4.i | REELECT VAGN SORENSEN AS NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 5 | RATIFY ERNST & YOUNG ACCOUNTANTS LLP AS AUDITORS | Management | No Action | |||||||||
| 6 | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED COMMON SHARES | Management | No Action | |||||||||
| 7 | CLOSE MEETING | Non-Voting | ||||||||||
| CMMT | 08 MAR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXY EDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | ||||||||||
| CMMT | 08 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| CNH INDUSTRIAL N V | ||||||||||||
| Security | N20944109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CNHI | Meeting Date | 15-Apr-2021 | |||||||||
| ISIN | NL0010545661 | Agenda | 935345656 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 2b. | Adoption of the 2020 Annual Financial Statements. | Management | For | For | ||||||||
| 2c. | Determination and distribution of dividend. | Management | For | For | ||||||||
| 2d. | Release from liability of the executive directors and the non-executive directors of the Board. | Management | For | For | ||||||||
| 3. | Advisory vote on application of the remuneration policy in 2020. | Management | For | For | ||||||||
| 4a. | Re-appointment of Suzanne Heywood | Management | For | For | ||||||||
| 4b. | Appointment of Scott W. Wine | Management | For | For | ||||||||
| 4c. | Re-appointment of Howard W. Buffett | Management | For | For | ||||||||
| 4d. | Re-appointment of Tufan Erginbilgic | Management | For | For | ||||||||
| 4e. | Re-appointment of Léo W. Houle | Management | For | For | ||||||||
| 4f. | Re-appointment of John B. Lanaway | Management | For | For | ||||||||
| 4g. | Re-appointment of Alessandro Nasi | Management | For | For | ||||||||
| 4h. | Re-appointment of Lorenzo Simonelli | Management | For | For | ||||||||
| 4i. | Re-appointment of Vagn Sørensen | Management | For | For | ||||||||
| 5. | Proposal to re-appoint Ernst & Young Accountants LLP as the independent auditor of the Company. | Management | For | For | ||||||||
| 6. | Replacement of the existing authorization to the Board of the authority to acquire common shares in the capital of the Company. | Management | For | For | ||||||||
| INPHI CORPORATION | ||||||||||||
| Security | 45772F107 | Meeting Type | Special | |||||||||
| Ticker Symbol | IPHI | Meeting Date | 15-Apr-2021 | |||||||||
| ISIN | US45772F1075 | Agenda | 935353487 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | Approval of Inphi Merger Proposal. To approve and adopt the Agreement and Plan of Merger and Reorganization, dated as of October 29, 2020 (the "Merger Agreement"), by and among Inphi, Marvell Technology Group Ltd. ("Marvell"), Marvell Technology, Inc. (f/k/a Maui HoldCo, Inc.), a wholly owned subsidiary of Marvell ("HoldCo"), Maui Acquisition Company Ltd, a wholly owned subsidiary of HoldCo ("Bermuda Merger Sub"),and Indigo Acquisition Corp., a wholly owned subsidiary of HoldCo ("Delaware Merger Sub"). | Management | For | For | ||||||||
| 2. | Adjournment of Inphi Stockholder Meeting. To solicit additional proxies if there are not sufficient votes to approve and adopt the Merger Agreement. | Management | For | For | ||||||||
| 3. | Approval of Compensation. To approve on an advisory (non-binding) basis, the compensation that may be received by Inphi's named executive officers in connection with the Mergers. | Management | For | For | ||||||||
| CNH INDUSTRIAL N V | ||||||||||||
| Security | N20944109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CNHI | Meeting Date | 15-Apr-2021 | |||||||||
| ISIN | NL0010545661 | Agenda | 935363349 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 2b. | Adoption of the 2020 Annual Financial Statements. | Management | For | For | ||||||||
| 2c. | Determination and distribution of dividend. | Management | For | For | ||||||||
| 2d. | Release from liability of the executive directors and the non-executive directors of the Board. | Management | For | For | ||||||||
| 3. | Advisory vote on application of the remuneration policy in 2020. | Management | For | For | ||||||||
| 4a. | Re-appointment of Suzanne Heywood | Management | For | For | ||||||||
| 4b. | Appointment of Scott W. Wine | Management | For | For | ||||||||
| 4c. | Re-appointment of Howard W. Buffett | Management | For | For | ||||||||
| 4d. | Re-appointment of Tufan Erginbilgic | Management | For | For | ||||||||
| 4e. | Re-appointment of Léo W. Houle | Management | For | For | ||||||||
| 4f. | Re-appointment of John B. Lanaway | Management | For | For | ||||||||
| 4g. | Re-appointment of Alessandro Nasi | Management | For | For | ||||||||
| 4h. | Re-appointment of Lorenzo Simonelli | Management | For | For | ||||||||
| 4i. | Re-appointment of Vagn Sørensen | Management | For | For | ||||||||
| 5. | Proposal to re-appoint Ernst & Young Accountants LLP as the independent auditor of the Company. | Management | For | For | ||||||||
| 6. | Replacement of the existing authorization to the Board of the authority to acquire common shares in the capital of the Company. | Management | For | For | ||||||||
| COCA-COLA AMATIL LTD | ||||||||||||
| Security | Q2594P146 | Meeting Type | Scheme Meeting | |||||||||
| Ticker Symbol | Meeting Date | 16-Apr-2021 | ||||||||||
| ISIN | AU000000CCL2 | Agenda | 713682979 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | THAT, PURSUANT TO AND IN ACCORDANCE WITH THE PROVISIONS OF SECTION 411 OF THE CORPORATIONS ACT 2001 (CTH), THE SCHEME OF ARRANGEMENT PROPOSED BETWEEN COCA-COLA AMATIL LIMITED AND THE HOLDERS OF ITS ORDINARY SHARES (OTHER THAN CERTAIN EXCLUDED SHAREHOLDERS), AS CONTAINED IN AND MORE PARTICULARLY DESCRIBED IN THE SCHEME BOOKLET OF WHICH THE NOTICE CONVENING THIS MEETING FORMS PART, IS AGREED TO, WITH OR WITHOUT ALTERATIONS OR CONDITIONS AS APPROVED BY THE SUPREME COURT OF NEW SOUTH WALES TO WHICH COCA- COLA AMATIL LIMITED AND COCA-COLA EUROPEAN PARTNERS PLC AGREE | Management | For | For | ||||||||
| VALLEY NATIONAL BANCORP | ||||||||||||
| Security | 919794107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | VLY | Meeting Date | 19-Apr-2021 | |||||||||
| ISIN | US9197941076 | Agenda | 935341266 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Andrew B. Abramson | Management | For | For | ||||||||
| 1B. | Election of Director: Peter J. Baum | Management | For | For | ||||||||
| 1C. | Election of Director: Eric P. Edelstein | Management | For | For | ||||||||
| 1D. | Election of Director: Marc J. Lenner | Management | For | For | ||||||||
| 1E. | Election of Director: Peter V. Maio | Management | For | For | ||||||||
| 1F. | Election of Director: Ira Robbins | Management | For | For | ||||||||
| 1G. | Election of Director: Suresh L. Sani | Management | For | For | ||||||||
| 1H. | Election of Director: Lisa J. Schultz | Management | For | For | ||||||||
| 1I. | Election of Director: Jennifer W. Steans | Management | For | For | ||||||||
| 1J. | Election of Director: Jeffrey S. Wilks | Management | For | For | ||||||||
| 1K. | Election of Director: Dr. Sidney S. Williams, Jr. | Management | For | For | ||||||||
| 2. | An advisory vote on named executive officer compensation. | Management | For | For | ||||||||
| 3. | Ratification of the appointment of KPMG LLP as Valley's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||
| 4. | Adoption of the Valley National Bancorp 2021 Incentive Compensation Plan. | Management | For | For | ||||||||
| 5. | A shareholder proposal if properly presented at the Annual Meeting. | Shareholder | Against | For | ||||||||
| NIC INC. | ||||||||||||
| Security | 62914B100 | Meeting Type | Special | |||||||||
| Ticker Symbol | EGOV | Meeting Date | 19-Apr-2021 | |||||||||
| ISIN | US62914B1008 | Agenda | 935358437 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of February 9, 2021, as may be amended from time to time (which we refer to as the "merger agreement"), by and among NIC Inc. (which we refer to as "NIC"), Tyler Technologies Inc. (which we refer to as "Tyler") and Topos Acquisition, Inc. (which we refer to as "Merger Sub"), pursuant to which Merger Sub will merge with and into NIC (which we refer to as the "merger"), and NIC will continue as the surviving corporation and a wholly-owned subsidiary of Tyler. | Management | For | For | ||||||||
| 2. | To approve, on a non-binding advisory basis, specified compensation that may be paid or become payable to NIC's named executive officers in connection with the merger and contemplated by the merger agreement. | Management | For | For | ||||||||
| 3. | To approve one or more adjournments of the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to constitute a quorum or to approve the proposal to adopt the merger agreement. | Management | For | For | ||||||||
| WEST FRASER TIMBER CO. LTD. | ||||||||||||
| Security | 952845105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WFG | Meeting Date | 20-Apr-2021 | |||||||||
| ISIN | CA9528451052 | Agenda | 935350140 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | Henry H. (Hank) Ketcham | For | For | |||||||||
| 2 | Reid E. Carter | For | For | |||||||||
| 3 | Raymond Ferris | For | For | |||||||||
| 4 | John N. Floren | For | For | |||||||||
| 5 | Ellis Ketcham Johnson | For | For | |||||||||
| 6 | Brian G. Kenning | For | For | |||||||||
| 7 | Marian Lawson | For | For | |||||||||
| 8 | Colleen McMorrow | For | For | |||||||||
| 9 | Gerald J.(Gerry) Miller | For | For | |||||||||
| 10 | Robert L. Phillips | For | For | |||||||||
| 11 | Janice G. Rennie | For | For | |||||||||
| 12 | Gillian D. Winckler | For | For | |||||||||
| 2 | On the resolution to appoint PricewaterhouseCoopers LLP, Chartered Professional Accountants, as auditor of the Company for the ensuing year at the remuneration to be fixed by the board of directors of the Company. | Management | For | For | ||||||||
| 3 | The resolution to accept the Company's approach to executive compensation, as more particularly described in the information circular for the Meeting. | Management | For | For | ||||||||
| PROSPERITY BANCSHARES, INC. | ||||||||||||
| Security | 743606105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PB | Meeting Date | 20-Apr-2021 | |||||||||
| ISIN | US7436061052 | Agenda | 935357942 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | James A. Bouligny | For | For | |||||||||
| 2 | W.R. Collier | For | For | |||||||||
| 3 | Bruce W. Hunt | For | For | |||||||||
| 4 | Robert Steelhammer | For | For | |||||||||
| 5 | H.E. Timanus, Jr. | For | For | |||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2021. | Management | For | For | ||||||||
| 3. | Advisory approval of the compensation of the Company's named executive officers ("Say-On-Pay"). | Management | For | For | ||||||||
| WPP AUNZ LIMITED | ||||||||||||
| Security | Q9860J100 | Meeting Type | Scheme Meeting | |||||||||
| Ticker Symbol | Meeting Date | 21-Apr-2021 | ||||||||||
| ISIN | AU000000WPP3 | Agenda | 713694532 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | THAT, PURSUANT TO AND IN ACCORDANCE WITH THE PROVISIONS OF SECTION 411 OF THE CORPORATIONS ACT 2001 (CTH), THE SCHEME OF ARRANGEMENT PROPOSED BETWEEN WPP AUNZ LIMITED AND THE HOLDERS OF ITS ORDINARY SHARES (OTHER THAN CERTAIN EXCLUDED SHAREHOLDERS), AS CONTAINED IN AND MORE PARTICULARLY DESCRIBED IN THE SCHEME BOOKLET OF WHICH THE NOTICE CONVENING THIS MEETING FORMS PART, IS AGREED TO, WITH OR WITHOUT ALTERATIONS OR CONDITIONS AS APPROVED BY THE SUPREME COURT OF NEW SOUTH WALES TO WHICH WPP AUNZ LTD AND CAVENDISH SQUARE HOLDING B.V. AGREE | Management | For | For | ||||||||
| ALERION CLEANPOWER | ||||||||||||
| Security | T0235S104 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 26-Apr-2021 | ||||||||||
| ISIN | IT0004720733 | Agenda | 713697259 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| O.1 | TO APPROVE THE BALANCE SHEET AS OF 31 DECEMBER 2020 ACCOMPANIED BY THE BOARD OF DIRECTORS' REPORT, AS WELL AS THE BOARD OF STATUTORY AUDITORS' REPORT AND THE INDEPENDENT AUDITORS' REPORT; PRESENTATION OF THE CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2020 | Management | No Action | |||||||||
| O.2 | TO ALLOCATE THE PROFIT FOR THE YEAR AND DISTRIBUTION OF A DIVIDEND. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||
| O.3.1 | REPORT ON THE REMUNERATION POLICY AND EMOLUMENT PAID PURSUANT TO ART. 123-TER OF LEGISLATIVE DECREE 24 FEBRUARY 1998 N. 58: REPORT ON THE REMUNERATION POLICY | Management | No Action | |||||||||
| O.3.2 | REPORT ON THE REMUNERATION POLICY AND EMOLUMENT PAID PURSUANT TO ART. 123-TER OF LEGISLATIVE DECREE 24 FEBRUARY 1998 N. 58: REPORT ON THE EMOLUMENT PAID | Management | No Action | |||||||||
| O.4 | TO APPROVE AN INCENTIVE PLAN. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||
| O.5.1 | TO APPOINT INTERNAL AUDITORS AND THE CHAIRMAN OF THE BOARD OF INTERNAL AUDITORS FOR THE YEARS 2021-2023: TO APPOINT THREE EFFECTIVE AUDITORS AND TWO ALTERNATE AUDITORS | Management | No Action | |||||||||
| O.5.2 | TO APPOINT INTERNAL AUDITORS AND THE CHAIRMAN OF THE BOARD OF INTERNAL AUDITORS FOR THE YEARS 2021-2023: TO APPOINT THE CHAIRMAN | Management | No Action | |||||||||
| O.5.3 | TO APPOINT THE INTERNAL AUDITORS AND THE CHAIRMAN OF THE BOARD OF INTERNAL AUDITORS FOR THE FINANCIAL YEARS 2021-2023: TO STATE THE EMOLUMENT | Management | No Action | |||||||||
| O.6 | TO AUTHORIZE THE PURCHASE AND DISPOSAL OF OWN SHARES SUBJECT TO REVOCATION OF THE PREVIOUS AUTHORIZATION APPROVED BY THE ORDINARY SHAREHOLDERS' MEETING HELD ON 27 APRIL 2020. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||
| CMMT | 01 APR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | 01 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||
| CERVED GROUP S.P.A. | ||||||||||||
| Security | T2R840120 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 27-Apr-2021 | ||||||||||
| ISIN | IT0005010423 | Agenda | 713908955 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 539105 DUE TO RECEIPT OF- ADDITIONAL RESOLUTION O.1.bis. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE- ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| o.1.a | THE ANNUAL FINANCIAL STATEMENTS AT 31 DECEMBER 2020; PRESENTATION OF THE CONSOLIDATED FINANCIAL STATEMENTS AT 31 DECEMBER 2020; THE DIRECTORS', BOARD OF STATUTORY AUDITORS' AND INDEPENDENT AUDITORS' REPORTS: APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS; RELATED AND CONSEQUENT RESOLUTIONS | Management | No Action | |||||||||
| o.1.b | THE ANNUAL FINANCIAL STATEMENTS AT 31 DECEMBER 2020; PRESENTATION OF THE CONSOLIDATED FINANCIAL STATEMENTS AT 31 DECEMBER 2020; THE DIRECTORS', BOARD OF STATUTORY AUDITORS' AND INDEPENDENT AUDITORS' REPORTS: ALLOCATION OF THE ANNUAL RESULT; RELATED AND CONSEQUENT RESOLUTIONS | Management | No Action | |||||||||
| o1bis | DISTRIBUTION TO THE SHAREHOLDERS OF AN EXTRAORDINARY DIVIDEND OF EUR0.50 (EURO FIFTY CENTS) FOR EACH OUTSTANDING SHARE, THROUGH THE USE OF THE AVAILABLE RESERVES, EVEN IN THE ABSENCE OF A DISTRIBUTABLE PROFIT; RELATED AND CONSEQUENT RESOLUTIONS | Management | No Action | |||||||||
| o.2.a | REPORT ON REMUNERATION POLICY AND FEES PAID PURSUANT TO ARTICLE 123-TER, PARAGRAPHS 3-BIS AND 6 OF LEGISLATIVE DECREE 58/98:BINDING RESOLUTION ON THE FIRST SECTION RELATING TO THE REMUNERATION POLICY, PREPARED PURSUANT TO ARTICLE 123- TER PARAGRAPH 3 OF LEGISLATIVE DECREE 58/98 | Management | No Action | |||||||||
| o.2.b | REPORT ON REMUNERATION POLICY AND FEES PAID PURSUANT TO ARTICLE 123-TER, PARAGRAPHS 3-BIS AND 6 OF LEGISLATIVE DECREE 58/98:NON-BINDING RESOLUTION ON THE SECOND SECTION RELATING TO THE FEES PAID, PREPARED PURSUANT TO ARTICLE 123-TER PARAGRAPH 4 OF LEGISLATIVE DECREE 58/98 | Management | No Action | |||||||||
| o.3 | AUTHORISATION FOR PURCHASE AND DISPOSAL OF TREASURY SHARES, AFTER REVOCATION OF THE PREVIOUS AUTHORISATION GRANTED BY THE SHAREHOLDERS' MEETING ON 20 MAY 2020; RELATED AND CONSEQUENT RESOLUTIONS | Management | No Action | |||||||||
| o.4 | APPOINTMENT OF THE INDEPENDENT AUDITOR FOR THE PERIOD 2023-2031 AND DETERMINATION OF THE FEE. RELATED AND CONSEQUENT RESOLUTIONS | Management | No Action | |||||||||
| EQUITRANS MIDSTREAM CORPORATION | ||||||||||||
| Security | 294600101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ETRN | Meeting Date | 27-Apr-2021 | |||||||||
| ISIN | US2946001011 | Agenda | 935347092 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director to serve until the next annual meeting of shareholders: Vicky A. Bailey | Management | For | For | ||||||||
| 1B. | Election of Director to serve until the next annual meeting of shareholders: Sarah M. Barpoulis | Management | For | For | ||||||||
| 1C. | Election of Director to serve until the next annual meeting of shareholders: Kenneth M. Burke | Management | For | For | ||||||||
| 1D. | Election of Director to serve until the next annual meeting of shareholders: Patricia K. Collawn | Management | For | For | ||||||||
| 1E. | Election of Director to serve until the next annual meeting of shareholders: Margaret K. Dorman | Management | For | For | ||||||||
| 1F. | Election of Director to serve until the next annual meeting of shareholders: Thomas F. Karam | Management | For | For | ||||||||
| 1G. | Election of Director to serve until the next annual meeting of shareholders: D. Mark Leland | Management | For | For | ||||||||
| 1H. | Election of Director to serve until the next annual meeting of shareholders: Norman J. Szydlowski | Management | For | For | ||||||||
| 1I. | Election of Director to serve until the next annual meeting of shareholders: Robert F. Vagt | Management | For | For | ||||||||
| 2. | Approval, on an advisory basis, of the compensation of the Company's named executive officers for 2020 (Say- on-Pay). | Management | For | For | ||||||||
| 3. | Approval of Amendments to the Company's Articles of Incorporation and Bylaws to remove the supermajority voting requirements. | Management | For | For | ||||||||
| 4. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||
| ASTEC INDUSTRIES, INC. | ||||||||||||
| Security | 046224101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ASTE | Meeting Date | 27-Apr-2021 | |||||||||
| ISIN | US0462241011 | Agenda | 935348258 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | James B. Baker | For | For | |||||||||
| 2 | Glen E. Tellock | For | For | |||||||||
| 2. | To approve, on an advisory basis, the Compensation of the Company's named executive officers. | Management | For | For | ||||||||
| 3. | To approve the Company's 2021 Equity Incentive Plan. | Management | For | For | ||||||||
| 4. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for calendar year 2021. | Management | For | For | ||||||||
| CHARTER COMMUNICATIONS, INC. | ||||||||||||
| Security | 16119P108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CHTR | Meeting Date | 27-Apr-2021 | |||||||||
| ISIN | US16119P1084 | Agenda | 935348599 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: W. Lance Conn | Management | For | For | ||||||||
| 1B. | Election of Director: Kim C. Goodman | Management | For | For | ||||||||
| 1C. | Election of Director: Craig A. Jacobson | Management | For | For | ||||||||
| 1D. | Election of Director: Gregory B. Maffei | Management | For | For | ||||||||
| 1E. | Election of Director: John D. Markley, Jr. | Management | For | For | ||||||||
| 1F. | Election of Director: David C. Merritt | Management | For | For | ||||||||
| 1G. | Election of Director: James E. Meyer | Management | For | For | ||||||||
| 1H. | Election of Director: Steven A. Miron | Management | For | For | ||||||||
| 1I. | Election of Director: Balan Nair | Management | For | For | ||||||||
| 1J. | Election of Director: Michael A. Newhouse | Management | For | For | ||||||||
| 1K. | Election of Director: Mauricio Ramos | Management | For | For | ||||||||
| 1L. | Election of Director: Thomas M. Rutledge | Management | For | For | ||||||||
| 1M. | Election of Director: Eric L. Zinterhofer | Management | For | For | ||||||||
| 2. | The ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ended December 31, 2021. | Management | For | For | ||||||||
| 3. | Stockholder proposal regarding lobbying activities. | Shareholder | Abstain | Against | ||||||||
| 4. | Stockholder proposal regarding Chairman of the Board and CEO roles. | Shareholder | Against | For | ||||||||
| 5. | Stockholder proposal regarding diversity and inclusion efforts. | Shareholder | Abstain | Against | ||||||||
| 6. | Stockholder proposal regarding disclosure of greenhouse gas emissions. | Shareholder | Abstain | Against | ||||||||
| 7. | Stockholder proposal regarding EEO-1 reports. | Shareholder | Abstain | Against | ||||||||
| HUTTIG BUILDING PRODUCTS, INC. | ||||||||||||
| Security | 448451104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HBP | Meeting Date | 27-Apr-2021 | |||||||||
| ISIN | US4484511047 | Agenda | 935350063 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Mr. Delbert H. Tanner | For | For | |||||||||
| 2 | Mr. Donald L. Glass | For | For | |||||||||
| 2. | To approve, by a non-binding advisory vote, the compensation paid to our named executive officers. | Management | For | For | ||||||||
| 3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||
| CUBIC CORPORATION | ||||||||||||
| Security | 229669106 | Meeting Type | Special | |||||||||
| Ticker Symbol | CUB | Meeting Date | 27-Apr-2021 | |||||||||
| ISIN | US2296691064 | Agenda | 935368262 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | Proposal to adopt the Agreement and Plan of Merger, dated as of February 7, 2021 (as may be amended from time to time, the "merger agreement"), by and among Cubic Corporation, a Delaware corporation (the "Company"), Atlas CC Acquisition Corp., a Delaware corporation ("Parent"), and Atlas Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Sub"). | Management | For | For | ||||||||
| 2. | Proposal to approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company's named executive officers and that is based on, or otherwise relates to, the merger of Sub with and into the Company, as contemplated by the merger agreement. | Management | For | For | ||||||||
| 3. | Proposal to adjourn the special meeting from time to time to a later date or time if necessary or appropriate, including to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to adopt the merger agreement. | Management | For | For | ||||||||
| BIO-RAD LABORATORIES, INC. | ||||||||||||
| Security | 090572207 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BIO | Meeting Date | 27-Apr-2021 | |||||||||
| ISIN | US0905722072 | Agenda | 935380686 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1.1 | Election of Nominee: Melinda Litherland | Management | For | For | ||||||||
| 1.2 | Election of Nominee: Arnold A. Pinkston | Management | For | For | ||||||||
| 2. | PROPOSAL to ratify the selection of KPMG LLP to serve as the Company's independent auditors. | Management | For | For | ||||||||
| EWORK GROUP AB | ||||||||||||
| Security | W3287L106 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 28-Apr-2021 | ||||||||||
| ISIN | SE0002402701 | Agenda | 713728585 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| 1 | OPEN MEETING | Non-Voting | ||||||||||
| 2 | ELECT CHAIRMAN OF MEETING | Non-Voting | ||||||||||
| 3 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | ||||||||||
| 4 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Non-Voting | ||||||||||
| 5 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | ||||||||||
| 6 | APPROVE AGENDA OF MEETING | Non-Voting | ||||||||||
| 7 | RECEIVE PRESIDENT'S REPORT | Non-Voting | ||||||||||
| 8 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | ||||||||||
| 9.A | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||
| 9.B | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF SEK 4.50 PER SHARE | Management | No Action | |||||||||
| 9.C | APPROVE DISCHARGE OF BOARD AND PRESIDENT | Management | No Action | |||||||||
| 10 | DETERMINE NUMBER OF MEMBERS (7) AND DEPUTY MEMBERS (0) OF BOARD DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY AUDITORS (0) | Management | No Action | |||||||||
| 11 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 324,000 FOR CHAIRMAN AND SEK 162,000 FOR OTHER DIRECTORS APPROVE REMUNERATION OF AUDITORS | Management | No Action | |||||||||
| 12 | REELECT STAFFAN SALEN (CHAIRPERSON), MAGNUS BERGLIND, DANBERLIN, MERNOSH SAATCHI, JOHANQVIBERG, FRIDA WESTERBERG AND ERIKAFORS AS DIRECTORS | Management | No Action | |||||||||
| 13 | RATIFY KPMG AS AUDITORS | Management | No Action | |||||||||
| 14 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||
| 15 | AMEND ARTICLES RE PROXIES AND POSTAL BALLOTS | Management | No Action | |||||||||
| 16 | CLOSE MEETING | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXY EDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | ||||||||||
| TELENET GROUP HOLDING NV | ||||||||||||
| Security | B89957110 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 28-Apr-2021 | ||||||||||
| ISIN | BE0003826436 | Agenda | 713732851 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| 1. | REPORTS ON THE STATUTORY FINANCIAL STATEMENTS: COMMUNICATION OF AND- DISCUSSION ON THE ANNUAL REPORT OF THE BOARD OF DIRECTORS AND THE REPORT OF-THE STATUTORY AUDITOR ON THE STATUTORY FINANCIAL STATEMENTS, FOR THE-FINANCIAL YEAR ENDED ON DECEMBER 31, 2020 | Non-Voting | ||||||||||
| 2. | CONSOLIDATED FINANCIAL STATEMENTS AND REPORTS ON THE CONSOLIDATED FINANCIAL- STATEMENTS: COMMUNICATION OF AND DISCUSSION ON (I) THE CONSOLIDATED FINANCIAL- STATEMENTS, (II) THE ANNUAL REPORT OF THE BOARD OF DIRECTORS AND (III) THE-REPORT OF THE STATUTORY AUDITOR ON THE CONSOLIDATED FINANCIAL STATEMENTS, FOR-THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020 | Non-Voting | ||||||||||
| 3. | COMMUNICATION AND APPROVAL OF THE STATUTORY FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, AND OF THE PROPOSED ALLOCATION OF THE RESULT, INCLUDING THE APPROVAL OF A DIVIDEND. POWER OF ATTORNEY. PROPOSED RESOLUTION: APPROVAL OF THE STATUTORY | Management | No Action | |||||||||
| FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, AND OF THE PROPOSED ALLOCATION OF THE RESULT, INCLUDING THE APPROVAL OF A DIVIDEND OF EUR 1.375 PER SHARE GROSS, PAYABLE AS FROM 5 MAY 2021. THIS REPRESENTS AN AGGREGATE AMOUNT OF EUR 150.1 MILLION GROSS AS PER 19 MARCH 2021 WHILE NOTING THAT THIS AGGREGATE AMOUNT MAY CHANGE IN FUNCTION OF POSSIBLE CHANGES IN THE NUMBER OF OWN SHARES HELD BY THE COMPANY ON THE RECORD DATE FOR THE PAYMENT OF THE DIVIDEND. THE ANNUAL GENERAL MEETING DELEGATES ALL FURTHER POWERS WITH REGARD TO THE PAYMENT OF THE DIVIDEND TO THE BOARD OF DIRECTORS | ||||||||||||
| 4. | COMMUNICATION OF AND APPROVAL OF THE REMUNERATION REPORT, INCLUDED IN THE ANNUAL REPORT OF THE BOARD OF DIRECTORS, FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020. PROPOSED RESOLUTION: APPROVAL OF THE REMUNERATION REPORT, AS INCLUDED IN THE ANNUAL REPORT OF THE BOARD OF DIRECTORS, FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020 | Management | No Action | |||||||||
| 5. | IN ACCORDANCE WITH ARTICLE 7:89/1 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS, THE COMPANY IS REQUIRED TO ESTABLISH A REMUNERATION POLICY AND TO SUBMIT SUCH POLICY TO THE APPROVAL OF THE GENERAL SHAREHOLDERS MEETING. THE REMUNERATION POLICY ALSO TAKES INTO ACCOUNT THE RECOMMENDATION OF PROVISION 7.1 OF THE BELGIAN CORPORATE GOVERNANCE CODE 2020. PROPOSED RESOLUTION APPROVAL OF THE REMUNERATION POLICY | Management | No Action | |||||||||
| 6. | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTORS WHO WERE IN OFFICE DURING-THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, FOR THE EXERCISE OF THEIR-MANDATE DURING SAID FINANCIAL YEAR | Non-Voting | ||||||||||
| 6.a. | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTORS WHO WERE IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: BERT DE GRAEVE (IDW CONSULT BV) | Management | No Action | |||||||||
| 6.b. | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTORS WHO WERE IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: JO VAN BIESBROECK (JOVB BV) | Management | No Action | |||||||||
| 6.c. | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTORS WHO WERE IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: CHRISTIANE FRANCK | Management | No Action | |||||||||
| 6.d. | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTORS WHO WERE IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: JOHN PORTER | Management | No Action | |||||||||
| 6.e. | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTORS WHO WERE IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: CHARLES H. BRACKEN | Management | No Action | |||||||||
| 6.f. | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTORS WHO WERE IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: MANUEL KOHNSTAMM | Management | No Action | |||||||||
| 6.g. | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTORS WHO WERE IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: SEVERINA PASCU | Management | No Action | |||||||||
| 6.h. | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTORS WHO WERE IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: AMY BLAIR | Management | No Action | |||||||||
| 6.i. | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTORS WHO WERE IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: ENRIQUE RODRIGUEZ | Management | No Action | |||||||||
| 7. | TO GRANT DISCHARGE FROM LIABILITY TO THE STATUTORY AUDITOR FOR THE EXERCISE OF HIS MANDATE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020 | Management | No Action | |||||||||
| 8. | RE-APPOINTMENT OF A DIRECTOR: TAKING INTO ACCOUNT THE ADVICE OF THE-REMUNERATION AND NOMINATION COMMITTEE OF THE BOARD, THE BOARD RECOMMENDS-ADOPTING THE FOLLOWING RESOLUTIONS. FOR FURTHER INFORMATION, IN RELATION TO-THE RELEVANT PERSON PROPOSED TO BE (RE-)APPOINTED AND HIS RESUME, REFERENCE-IS MADE TO THE CORPORATE GOVERNANCE STATEMENT IN THE ANNUAL REPORT OF THE-BOARD | Non-Voting | ||||||||||
| 8.a. | RE-APPOINTMENT OF MR. JOHN PORTER AS DIRECTOR OF THE COMPANY, FOR A TERM OF 4 YEARS, WITH IMMEDIATE EFFECT AND UNTIL THE CLOSING OF THE GENERAL SHAREHOLDERS MEETING OF 2025 WHICH WILL BE HELD TO DELIBERATE ON THE FINANCIAL STATEMENTS OF THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2024 | Management | No Action | |||||||||
| 8.b. | THE MANDATE OF THE DIRECTOR APPOINTED IS NOT REMUNERATED | Management | No Action | |||||||||
| 9. | RATIFICATION AND APPROVAL IN ACCORDANCE WITH ARTICLE 7:151 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS: RATIFICATION AND APPROVAL, IN AS FAR AS NEEDED AND APPLICABLE, IN ACCORDANCE WITH ARTICLE 7:151 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS, OF THE TERMS AND CONDITIONS OF (I) THE PERFORMANCE SHARE PLANS, (II) THE SHARE OPTION PLANS AND (III) THE RESTRICTED SHARE PLANS ISSUED ON 11 MAY 2020 TO (SELECTED) EMPLOYEES OF THE COMPANY, WHICH MAY GRANT RIGHTS THAT EITHER COULD HAVE A SUBSTANTIAL IMPACT ON THE COMPANY'S ASSETS OR COULD GIVE RISE TO SUBSTANTIAL LIABILITY OR OBLIGATION OF THE COMPANY IN CASE OF A CHANGE OF CONTROL OVER THE COMPANY OR A PUBLIC TAKEOVER BID ON THE SHARES OF THE COMPANY | Management | No Action | |||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | 07 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF RESOLUTIONS 5 AND 8.A. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU | Non-Voting | ||||||||||
| NEWMONT CORPORATION | ||||||||||||
| Security | 651639106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NEM | Meeting Date | 28-Apr-2021 | |||||||||
| ISIN | US6516391066 | Agenda | 935348183 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Patrick Awuah. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||
| 1B. | Election of Director: Gregory Boyce. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||
| 1C. | Election of Director: Bruce Brook. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||
| 1D. | Election of Director: Maura Clark. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||
| 1E. | Election of Director: Matthew Coon Come. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||
| 1F. | Election of Director: José Manuel Madero. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||
| 1G. | Election of Director: René Médori. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||
| 1H. | Election of Director: Jane Nelson. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||
| 1I. | Election of Director: Thomas Palmer. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||
| 1J. | Election of Director: Julio Quintana. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||
| 1K. | Election of Director: Susan Story. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||
| 2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | For | For | ||||||||
| 3. | Ratify Appointment of Independent Registered Public Accounting Firm for 2021. | Management | For | For | ||||||||
| EXACTEARTH LTD. | ||||||||||||
| Security | 30064C103 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | EXRTF | Meeting Date | 28-Apr-2021 | |||||||||
| ISIN | CA30064C1032 | Agenda | 935376687 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | Peter Mabson | For | For | |||||||||
| 2 | Eric Zahler | For | For | |||||||||
| 3 | M. A. Panduro Panadero | For | For | |||||||||
| 4 | M. Angel Garcia Primo | For | For | |||||||||
| 5 | Harvey Rein | For | For | |||||||||
| 6 | Lee Matheson | For | For | |||||||||
| 2 | Appointment of Ernst & Young LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | ||||||||
| 3 | To approve the Share Unit Plan and Stock Option Plan Resolution (as defined in the accompanying Management Information Circular) for the Meeting (the "Circular"). Approving the amendments to each of the Amended and Restated Stock Option Plan and Amended and Restated Share Unit Plan (as each is defined in the Circular) and all unallocated Options and Share Units (as each is defined in the Circular) under each of the Stock Option Plan and Share Unit Plan respectively. | Management | Against | Against | ||||||||
| CORELOGIC, INC. | ||||||||||||
| Security | 21871D103 | Meeting Type | Special | |||||||||
| Ticker Symbol | CLGX | Meeting Date | 28-Apr-2021 | |||||||||
| ISIN | US21871D1037 | Agenda | 935382046 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | Proposal to adopt the Agreement and Plan of Merger, dated as of February 4, 2021 (as it may be amended from time to time, the "Merger Agreement"), by and among Celestial-Saturn Parent Inc., Celestial-Saturn Merger Sub Inc., and CoreLogic, Inc. | Management | For | For | ||||||||
| 2. | Non-binding, advisory proposal to approve compensation that will or may become payable by CoreLogic, Inc. to its named executive officers in connection with the merger contemplated by the Merger Agreement. | Management | For | For | ||||||||
| SILTRONIC AG | ||||||||||||
| Security | D6948S122 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 29-Apr-2021 | ||||||||||
| ISIN | DE000WAF3019 | Agenda | 713711706 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | ||||||||||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD | Non-Voting | ||||||||||
| PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | ||||||||||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| 1 | AS WELL AS THE COMBINED MANAGEMENT REPORT FOR SILTRONIC AG AND THE GROUP AS- OF DECEMBER 31, 2020, AS WELL AS THE REPORT OF THE SUPERVISORY BOARD FOR THE-2020 FINANCIAL YEAR AND THE EXPLANATORY REPORT BY THE EXECUTIVE BOARD ON THE-INFORMATION PURSUANT TO SECTIONS 289A, 315A HGB PRESENTATION OF THE APPROVED-ANNUAL FINANCIAL STATEMENTS AND THE APPROVED CONSOLIDATED FINANCIAL-STATEMENTS | Non-Voting | ||||||||||
| 2 | RESOLUTION ON THE USE OF THE NET PROFIT OF SILTRONIC AG TO DISTRIBUTE A DIVIDEND | Management | No Action | |||||||||
| 3 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 4 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 5 | ELECTION OF THE AUDITOR | Management | No Action | |||||||||
| 6.A | RESOLUTIONS ON AMENDMENTS TO THE ARTICLES OF ASSOCIATION WITH REGARD TO THE ACT TO IMPLEMENT THE SECOND SHAREHOLDERS' DIRECTIVE (ARUG II) - AMENDMENT TO SECTION 1 (5) | Management | No Action | |||||||||
| 6.B | RESOLUTIONS ON AMENDMENTS TO THE ARTICLES OF ASSOCIATION WITH REGARD TO THE ACT TO IMPLEMENT THE SECOND SHAREHOLDERS' DIRECTIVE (ARUG II) - AMENDMENT TO SECTION 4 (2) | Management | No Action | |||||||||
| CMMT | 07 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||
| CMMT | 07 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| SILTRONIC AG | ||||||||||||
| Security | D6948S114 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 29-Apr-2021 | ||||||||||
| ISIN | DE000WAF3001 | Agenda | 713717847 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | ||||||||||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE | Non-Voting | ||||||||||
| EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | ||||||||||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 534301 DUE TO SPLITTING-OF RESOLUTIONS 6. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | ||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR2.00 PER SHARE | Management | No Action | |||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||
| 5 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2021 | Management | No Action | |||||||||
| 6.1 | AMEND ARTICLES RE: REMOTE DATA TRANSMISSION OF INFORMATION TO THE SHAREHOLDERS | Management | No Action | |||||||||
| 6.2 | AMEND ARTICLES RE: INFORMATION FOR REGISTRATION IN THE SHARE REGISTER | Management | No Action | |||||||||
| CMMT | 07 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE | Non-Voting | ||||||||||
| CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||
| CMMT | 07 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES TO MID 535621, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| COREM PROPERTY GROUP AB | ||||||||||||
| Security | W2R19Q152 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 29-Apr-2021 | ||||||||||
| ISIN | SE0010714287 | Agenda | 713900656 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 528773 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| 1 | ELECT CHAIRMAN OF MEETING: PATRIK ESSEHORN | Non-Voting | ||||||||||
| 2 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | ||||||||||
| 3 | APPROVE AGENDA OF MEETING | Non-Voting | ||||||||||
| 4 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING: MIA ARNHULT, SOFIA AULIN | Non-Voting | ||||||||||
| 5 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | ||||||||||
| 6 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | ||||||||||
| 7.A | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||
| 7.B | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF SEK 0.65 PER ORDINARY SHARE OF CLASS A AND CLASS B, AND SEK 20.00 PER PREFERENCE SHARE | Management | No Action | |||||||||
| 7.C.I | APPROVE DISCHARGE OF BOARD AND PRESIDENT: PATRIK ESSEHORN | Management | No Action | |||||||||
| 7.CII | APPROVE DISCHARGE OF BOARD AND PRESIDENT: CHRISTINA TILLMAN | Management | No Action | |||||||||
| 7CIII | APPROVE DISCHARGE OF BOARD AND PRESIDENT: FREDRIK RAPP | Management | No Action | |||||||||
| 7.CIV | APPROVE DISCHARGE OF BOARD AND PRESIDENT: RUTGER ARNHULT | Management | No Action | |||||||||
| 7.C.V | APPROVE DISCHARGE OF BOARD AND PRESIDENT: KATARINA KLINGSPOR | Management | No Action | |||||||||
| 7.CVI | APPROVE DISCHARGE OF BOARD AND PRESIDENT: MAGNUS UGGLA | Management | No Action | |||||||||
| 7CVII | APPROVE DISCHARGE OF BOARD AND PRESIDENT: EVA LANDEN | Management | No Action | |||||||||
| 7.D | APPROVE RECORD DATES FOR DIVIDEND PAYMENT | Management | No Action | |||||||||
| 8.1 | DETERMINE NUMBER OF MEMBERS (5) AND DEPUTY MEMBERS (0) OF BOARD | Management | No Action | |||||||||
| 8.2 | DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY AUDITORS (0) | Management | No Action | |||||||||
| 9.1 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 320,000 TO CHAIRMAN AND SEK 180,000 TO OTHER DIRECTORS | Management | No Action | |||||||||
| 9.2 | APPROVE REMUNERATION OF AUDITOR | Management | No Action | |||||||||
| 10.1 | REELECT PATRIK ESSEHORN | Management | No Action | |||||||||
| 10.2 | REELECT CHRISTINA TILLMAN | Management | No Action | |||||||||
| 10.3 | REELECT FREDRIK RAPP | Management | No Action | |||||||||
| 10.4 | REELECT KATARINA KLINGSPOR | Management | No Action | |||||||||
| 10.5 | REELECT MAGNUS UGGLA | Management | No Action | |||||||||
| 10.6 | REELECT PATRIK ESSEHORN (CHAIR) | Management | No Action | |||||||||
| 10.7 | RATIFY ERNST YOUNG AS AUDITORS | Management | No Action | |||||||||
| 11 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||
| 12 | AUTHORIZE CHAIRMAN OF BOARD AND REPRESENTATIVES OF THREE OF COMPANY'S LARGEST SHAREHOLDERS TO SERVE ON NOMINATING COMMITTEE | Management | No Action | |||||||||
| 13.A | AMEND ARTICLES RE EQUITY RELATED | Management | No Action | |||||||||
| 13.B | AMEND ARTICLES RE DEPUTY BOARD MEMBERS EDITORIAL CHANGES | Management | No Action | |||||||||
| 14 | APPROVE ISSUANCE OF SHARES FOR A PRIVATE PLACEMENT TO KLOVERN AB | Management | No Action | |||||||||
| 15 | APPROVE SEK 7.2 MILLION REDUCTION IN SHARE CAPITAL VIA PREFERENCE SHARE CANCELLATION APPROVE ISSUANCE OF SEK 8.1 MILLION COMMON CLASS D SHARES AS PAYMENT (REDEMPTION OFFER) | Management | No Action | |||||||||
| 16 | APPROVE CREATION OF POOL OF CAPITAL WITHOUT PRE-EMPTIVE RIGHTS | Management | No Action | |||||||||
| 17 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OF REPURCHASED SHARES | Management | No Action | |||||||||
| 18 | AUTHORIZE EDITORIAL CHANGES TO ADOPTED RESOLUTIONS IN CONNECTION WITH REGISTRATION WITH SWEDISH AUTHORITIES | Management | No Action | |||||||||
| MYERS INDUSTRIES, INC. | ||||||||||||
| Security | 628464109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MYE | Meeting Date | 29-Apr-2021 | |||||||||
| ISIN | US6284641098 | Agenda | 935349539 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | YVETTE DAPREMONT BRIGHT | For | For | |||||||||
| 2 | SARAH R. COFFIN | For | For | |||||||||
| 3 | RONALD M. DE FEO | For | For | |||||||||
| 4 | WILLIAM A. FOLEY | For | For | |||||||||
| 5 | JEFFREY KRAMER | For | For | |||||||||
| 6 | F. JACK LIEBAU, JR. | For | For | |||||||||
| 7 | BRUCE M. LISMAN | For | For | |||||||||
| 8 | LORI LUTEY | For | For | |||||||||
| 9 | MICHAEL MCGAUGH | For | For | |||||||||
| 10 | WILLIAM SANDBROOK | Withheld | Against | |||||||||
| 11 | ROBERT A. STEFANKO | For | For | |||||||||
| 2. | Amend Article VII of the Articles to provide for majority voting for directors in uncontested elections. | Management | For | For | ||||||||
| 3. | Amend Article VII of the Articles to provide for majority voting on all matters subject to shareholder approval. | Management | For | For | ||||||||
| 4. | Adopt the Myers Industries, Inc. 2021 Long-Term Incentive Plan. | Management | For | For | ||||||||
| 5. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||
| 6. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For | ||||||||
| CANFOR CORPORATION | ||||||||||||
| Security | 137576104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CFPZF | Meeting Date | 29-Apr-2021 | |||||||||
| ISIN | CA1375761048 | Agenda | 935376473 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | Set the number of Directors at twelve | Management | For | For | ||||||||
| 2 | DIRECTOR | Management | ||||||||||
| 1 | Conrad A. Pinette | For | For | |||||||||
| 2 | Glen D. Clark | For | For | |||||||||
| 3 | Ross S. Smith | For | For | |||||||||
| 4 | William W. Stinson | For | For | |||||||||
| 5 | F.T. Stimpson III | For | For | |||||||||
| 6 | Dieter W. Jentsch | For | For | |||||||||
| 7 | Dianne L. Watts | For | For | |||||||||
| 8 | Ryan Barrington-Foote | For | For | |||||||||
| 9 | John R. Baird | For | For | |||||||||
| 10 | M. Dallas H. Ross | For | For | |||||||||
| 11 | Anders Ohlner | For | For | |||||||||
| 12 | Donald B. Kayne | For | For | |||||||||
| 3 | Appointment of KPMG LLP, Chartered Accountants, as auditors. | Management | For | For | ||||||||
| ENDESA SA | ||||||||||||
| Security | E41222113 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 30-Apr-2021 | ||||||||||
| ISIN | ES0130670112 | Agenda | 713721884 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| 1 | APPROVAL OF THE INDIVIDUAL ANNUAL FINANCIAL STATEMENTS OF ENDESA, S.A. BALANCE SHEE, INCOME STATEMENT, STATEMENT OF CHANGES IN NET EQUITY STATEMENT OF RECOGNIZED INCOME AND EXPENSES AND STATEMENT OF TOTAL CHANGES IN NET EQUITY, CASH FLOW STATEMENT AND NOTES TO THE FINANCIAL STATEMENTS, AS WELL AS OF THE CONSOLIDATED ANNUAL FINANCIAL STATEMENTS OF ENDESA, S.A. AND ITS SUBSIDIARY COMPANIES CONSOLIDATED STATEMENT OF FINANCIAL POSITION, CONSOLIDATED INCOME STATEMENT, CONSOLIDATED STATEMENT OF OTHER COMPREHENSIVE INCOME, CONSOLIDATED STATEMENT OF CHANGES IN NET EQUITY, CONSOLIDATED CASH FLOW STATEMENT AND NOTES TO THE FINANCIAL STATEMENTS, FOR FISCAL YEAR ENDING DECEMBER 31, 2020 | Management | No Action | |||||||||
| 2 | APPROVAL OF THE INDIVIDUAL MANAGEMENT REPORT OF ENDESA, S.A. AND THE CONSOLIDATED MANAGEMENT REPORT OF ENDESA, S.A. AND ITS SUBSIDIARY COMPANIES FOR FISCAL YEAR ENDING 31 DECEMBER 2020 | Management | No Action | |||||||||
| 3 | APPROVAL OF THE NON FINANCIAL INFORMATION AND SUSTAINABILITY STATEMENT OF THE CONSOLIDATED GROUP FOR FISCAL YEAR ENDING 31 DECEMBER 2020 | Management | No Action | |||||||||
| 4 | APPROVAL OF THE CORPORATE MANAGEMENT FOR FISCAL YEAR ENDING 31 DECEMBER 2020 | Management | No Action | |||||||||
| 5 | APPROVAL OF THE APPLICATION OF EARNINGS FOR FISCAL YEAR ENDING 31 DECEMBER 2020 | Management | No Action | |||||||||
| 6.1 | ADDITION OF A NEW ARTICLE ARTICLE 26.TER IN THE CORPORATE BYLAWS THAT WOULD PROVIDE THE OPTION TO HOLD A REMOTE ONLY GENERAL MEETING | Management | No Action | |||||||||
| 6.2 | AMENDMENT OF ARTICLES 26.BIS, 27, 30 AND 33 OF THE CORPORATE BYLAWS, ALLOWING THE SHAREHOLDERS PROXYHOLDERS TO ATTEND GENERAL MEETINGS REMOTELY AND INTRODUCING OTHER IMPROVEMENTS RELATING TO REMOTE ATTENDANCE | Management | No Action | |||||||||
| 6.3 | AMENDMENT OF ARTICLE 40 OF THE CORPORATE BYLAWS TO INTRODUCE TECHNICAL IMPROVEMENTS TO THE PROVISIONS GOVERNING DIRECTOR COMPENSATION | Management | No Action | |||||||||
| 6.4 | AMENDMENT OF ARTICLE 43 OF THE CORPORATE BYLAWS TO UPDATE THE PROVISIONS GOVERNING REMOTE BOARD MEETINGS | Management | No Action | |||||||||
| 7.1 | ADDITION OF A NEW ARTICLE ARTICLE 10.TER IN THE GENERAL SHAREHOLDERS MEETING REGULATIONS THAT WOULD PROVIDE THE OPTION TO HOLD A REMOTE ONLY GENERAL MEETING | Management | No Action | |||||||||
| 7.2 | AMENDMENT OF ARTICLES 9, 10, 10 BIS, 11, 16 AND 21 OF THE GENERAL SHAREHOLDERS MEETING REGULATIONS, ALLOWING THE SHAREHOLDERS PROXYHOLDERS TO ATTEND GENERAL MEETINGS REMOTELY AND INTRODUCING OTHER IMPROVEMENTS RELATING TO REMOTE ATTENDANCE | Management | No Action | |||||||||
| 8 | ESTABLISHMENT OF THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS AT ELEVEN | Management | No Action | |||||||||
| 9 | BINDING VOTE ON THE ANNUAL REPORT ON DIRECTORS COMPENSATION | Management | No Action | |||||||||
| 10 | APPROVAL OF THE DIRECTORS COMPENSATION POLICY FOR 2021 2023 | Management | No Action | |||||||||
| 11 | APPROVAL OF THE STRATEGIC INCENTIVE 2021 2023 | Management | No Action | |||||||||
| 12 | DELEGATION TO THE BOARD OF DIRECTORS TO EXECUTE AND IMPLEMENT RESOLUTIONS ADOPTED BY THE GENERAL MEETING, AS WELL AS TO SUBSTITUTE THE POWERS ENTRUSTED THERETO BY THE GENERAL MEETING, AND GRANTING OF POWERS TO THE BOARD OF DIRECTORS TO RECORD SUCH RESOLUTIONS IN A PUBLIC INSTRUMENT AND REGISTER SUCH RESOLUTIONS | Management | No Action | |||||||||
| PHAROL SGPS, SA | ||||||||||||
| Security | X6454E135 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 30-Apr-2021 | ||||||||||
| ISIN | PTPTC0AM0009 | Agenda | 713959940 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | PLEASE NOTE THAT VOTING IN PORTUGUESE MEETINGS REQUIRES THE DISCLOSURE OF- BENEFICIAL OWNER INFORMATION, THROUGH DECLARATIONS OF PARTICIPATION AND-VOTING. BROADRIDGE WILL DISCLOSE THE BENEFICIAL OWNER INFORMATION FOR YOUR-VOTED ACCOUNTS. ADDITIONALLY, PORTUGUESE LAW DOES NOT PERMIT BENEFICIAL-OWNERS TO VOTE INCONSISTENTLY ACROSS THEIR HOLDINGS. OPPOSING VOTES MAY BE-REJECTED BY THE COMPANY HOLDING THIS MEETING. PLEASE CONTACT YOUR CLIENT-SERVICE REPRESENTATIVE FOR FURTHER DETAILS | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 560579 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| 1 | TO RESOLVE ON THE PROPOSALS FOR AMENDMENT AND GLOBAL UPDATING OF THE OF THE ARTICLES OF ASSOCIATION OF THE COMPANY: - ALTERNATIVE A - TO REVOKE THE LIMITATION OF VOTING RIGHTS - AMEND OF THE ARTICLES 12/1/A) B) AND D) AND WORDING OF ARTICLE 13 ELIMINATING THE CONTENT OF THE NUMBERS 10/11/12/14 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY (WORDING AS PROPOSED BY THE BOARD OF DIRECTORS) | Management | No Action | |||||||||
| 2 | TO RESOLVE ON THE PROPOSALS FOR AMENDMENT AND GLOBAL UPDATING OF THE OF THE ARTICLES OF ASSOCIATION OF THE COMPANY: - ALTERNATIVE B - TO MAINTAIN THE LIMITATION OF VOTING RIGHTS - DRAFTING OF ARTICLES 12-1- A), B) AND D) AND WRITING OF ARTICLE 13 WITH MAINTENANCE OF SHIELDING IN NUMBERS 12, 13, 14 AND 15 (WORDING AS PROPOSED BY SHAREHOLDER TELEMAR NORTE LESTE, S.A.) | Management | No Action | |||||||||
| 3 | TO RESOLVE ON THE PROPOSALS FOR AMENDMENT AND GLOBAL UPDATING OF THE OF THE ARTICLES OF ASSOCIATION OF THE COMPANY: GLOBALLY AMEND AND UPDATE THE ARTICLES OF ASSOCIATION OF THE COMPANY IN ORDER TO ELIMINATE EXPIRED PROVISIONS, AVOID THE REPETITION OF LEGAL RULES AND CORRECT INCONSISTENCIES, AS EXPLAINED IN THE NOTICE (ALL AMENDMENTS OTHER THAN THOSE RELATING TO ARTICLES 12/1/A) (B) AND D) AND THE ELIMINATION OF THE CONTENT OF ARTICLES 13/10/11/12/14 OF THE CURRENT ARTICLES OF ASSOCIATION OF THE COMPANY) | Management | No Action | |||||||||
| 5 | TO RESOLVE ON THE MANAGEMENT REPORT, BALANCE SHEET AND ACCOUNTS FOR THE YEAR 2020 | Management | No Action | |||||||||
| 6 | TO RESOLVE ON THE CONSOLIDATED MANAGEMENT REPORT, BALANCE SHEET AND ACCOUNTS FOR THE YEAR 2020 | Management | No Action | |||||||||
| 7 | TO RESOLVE ON THE PROPOSAL FOR APPLICATION OF PROFITS | Management | No Action | |||||||||
| 8 | TO RESOLVE ON A GENERAL APPRAISAL OF THE COMPANY'S MANAGEMENT AND SUPERVISION | Management | No Action | |||||||||
| 9 | TO RESOLVE ON THE ELECTION OF THE MEMBERS OF THE CORPORATE BODIES AND THE COMPENSATION COMMITTEE FOR THE THREE- YEAR PERIOD 2021-2023 | Management | No Action | |||||||||
| 10 | TO RESOLVE ON THE ELECTION OF THE STATUTORY AUDITOR - EFFECTIVE AND SUBSTITUTE - FOR THE THREE-YEAR PERIOD 2021- 2023 | Management | No Action | |||||||||
| 11 | TO RESOLVE ON THE ACQUISITION AND DISPOSITION OF OWN SHARES | Management | No Action | |||||||||
| 12 | TO RESOLVE ON THE STATEMENT OF THE COMPENSATION COMMITTEE ON THE REMUNERATION POLICY FOR THE MEMBERS OF THE MANAGEMENT AND SUPERVISORY BODIES OF THE COMPANY | Management | No Action | |||||||||
| THE E.W. SCRIPPS COMPANY | ||||||||||||
| Security | 811054402 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SSP | Meeting Date | 03-May-2021 | |||||||||
| ISIN | US8110544025 | Agenda | 935355607 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Lauren Rich Fine | Management | For | For | ||||||||
| 1b. | Election of Director: Wonya Y. Lucas | Management | For | For | ||||||||
| 1c. | Election of Director: Kim Williams | Management | For | For | ||||||||
| MILLICOM INTERNATIONAL CELLULAR SA | ||||||||||||
| Security | L6388F128 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 04-May-2021 | ||||||||||
| ISIN | SE0001174970 | Agenda | 713694897 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| 1 | TO ELECT THE CHAIR OF THE AGM AND TO EMPOWER THE CHAIR TO APPOINT THE OTHER MEMBERS OF THE BUREAU OF THE MEETING: MR. ALEXANDER KOCH, ATTORNEY AT LAW | Management | No Action | |||||||||
| 2 | TO RECEIVE THE MANAGEMENT REPORTS OF THE BOARD AND THE REPORTS OF THE EXTERNAL AUDITOR ON THE ANNUAL ACCOUNTS AND THE CONSOLIDATED ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2020 | Management | No Action | |||||||||
| 3 | TO APPROVE THE ANNUAL ACCOUNTS AND THE CONSOLIDATED ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2020 | Management | No Action | |||||||||
| 4 | TO ALLOCATE THE RESULTS OF THE YEAR ENDED DECEMBER 31, 2020 TO UNAPPROPRIATED NET PROFITS TO BE CARRIED FORWARD | Management | No Action | |||||||||
| 5 | TO DISCHARGE ALL THE DIRECTORS OF MILLICOM FOR THE PERFORMANCE OF THEIR MANDATES DURING THE YEAR ENDED DECEMBER 31, 2020 | Management | No Action | |||||||||
| CMMT | PLEASE NOTE THAT RESOLUTIONS 6 TO 19 ARE PROPOSED BY NOMINATION COMMITTEE AND- BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING- INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | ||||||||||
| 6 | TO SET THE NUMBER OF DIRECTORS AT NINE (9) | Management | No Action | |||||||||
| 7 | TO RE-ELECT MR. JOSE ANTONIO RIOS GARCIA AS A DIRECTOR FOR A TERM ENDING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2022 (THE "2022 AGM") | Management | No Action | |||||||||
| 8 | TO RE-ELECT MS. PERNILLE ERENBJERG AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||
| 9 | TO RE-ELECT MR. ODILON ALMEIDA AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||
| 10 | TO RE-ELECT MR. MAURICIO RAMOS AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||
| 11 | TO RE-ELECT MR. JAMES THOMPSON AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||
| 12 | TO RE-ELECT MS. MERCEDES JOHNSON AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||
| 13 | TO ELECT MS. SONIA DULA AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||
| 14 | TO ELECT MR. LARS-JOHAN JARNHEIMER AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||
| 15 | TO ELECT MR. BRUCE CHURCHILL AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||
| 16 | TO RE-ELECT MR. JOSE ANTONIO RIOS GARCIA AS CHAIRMAN OF THE BOARD FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||
| 17 | TO APPROVE THE DIRECTORS' REMUNERATION FOR THE PERIOD FROM THE AGM TO THE 2022 AGM | Management | No Action | |||||||||
| 18 | TO RE-ELECT ERNST & YOUNG S.A., LUXEMBOURG AS THE EXTERNAL AUDITOR FOR A TERM ENDING ON THE DATE OF 2022 AGM AND TO APPROVE THE EXTERNAL AUDITOR REMUNERATION TO BE PAID AGAINST APPROVED ACCOUNT | Management | No Action | |||||||||
| 19 | TO APPROVE AN INSTRUCTION TO THE NOMINATION COMMITTEE | Management | No Action | |||||||||
| 20 | TO APPROVE THE SHARE REPURCHASE PLAN | Management | No Action | |||||||||
| 21 | TO VOTE ON THE 2020 REMUNERATION REPORT | Management | No Action | |||||||||
| 22 | TO APPROVE THE SENIOR MANAGEMENT REMUNERATION POLICY | Management | No Action | |||||||||
| 23 | TO APPROVE THE SHARE-BASED INCENTIVE PLANS FOR MILLICOM EMPLOYEES | Management | No Action | |||||||||
| CMMT | 23 MAR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||
| CMMT | 23 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| DIALOG SEMICONDUCTOR PLC | ||||||||||||
| Security | G5821P111 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 04-May-2021 | ||||||||||
| ISIN | GB0059822006 | Agenda | 713744452 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | RECEIPT OF THE COMPANY'S REPORT AND ACCOUNTS | Management | For | For | ||||||||
| 2 | APPROVAL OF DIRECTORS' REMUNERATION REPORT | Management | For | For | ||||||||
| 3 | RE-APPOINTMENT OF DELOITTE LLP AS AUDITOR OF THE COMPANY | Management | For | For | ||||||||
| 4 | AUTHORITY TO AGREE THE AUDITOR'S REMUNERATION | Management | For | For | ||||||||
| 5 | RE-APPOINTMENT OF ALAN CAMPBELL AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 6 | RE-APPOINTMENT OF NICHOLAS JEFFERY AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 7 | RE-APPOINTMENT OF EAMONN O'HARE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 8 | DIRECTORS' AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||
| 9 | ADDITIONAL AUTHORITY TO ALLOT SHARES IN CONNECTION WITH A RIGHTS ISSUE | Management | For | For | ||||||||
| 10 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | Abstain | Against | ||||||||
| 11 | ADDITIONAL DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | Abstain | Against | ||||||||
| 12 | AUTHORITY TO ENTER INTO CONTINGENT FORWARD SHARE PURCHASE CONTRACT WITH BARCLAYS BANK PLC | Management | For | For | ||||||||
| 13 | AUTHORITY TO ENTER INTO CONTINGENT FORWARD SHARE PURCHASE CONTRACT WITH GOLDMAN SACHS INTERNATIONAL | Management | For | For | ||||||||
| 14 | AUTHORITY TO ENTER INTO CONTINGENT FORWARD SHARE PURCHASE CONTRACT WITH HSBC BANK PLC | Management | For | For | ||||||||
| 15 | AUTHORITY TO ENTER INTO CONTINGENT FORWARD SHARE PURCHASE CONTRACT WITH MERRILL LYNCH INTERNATIONAL | Management | For | For | ||||||||
| 16 | NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | For | ||||||||
| PRIMO WATER CORPORATION | ||||||||||||
| Security | 74167P108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PRMW | Meeting Date | 04-May-2021 | |||||||||
| ISIN | CA74167P1080 | Agenda | 935355481 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Britta Bomhard | For | For | |||||||||
| 2 | Susan E. Cates | For | For | |||||||||
| 3 | Jerry Fowden | For | For | |||||||||
| 4 | Stephen H. Halperin | For | For | |||||||||
| 5 | Thomas J. Harrington | For | For | |||||||||
| 6 | Betty Jane Hess | For | For | |||||||||
| 7 | Gregory Monahan | For | For | |||||||||
| 8 | Mario Pilozzi | For | For | |||||||||
| 9 | Billy D. Prim | For | For | |||||||||
| 10 | Eric Rosenfeld | For | For | |||||||||
| 11 | Graham W. Savage | For | For | |||||||||
| 12 | Steven P. Stanbrook | For | For | |||||||||
| 2. | Appointment of Independent Registered Certified Public Accounting Firm. Appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. | Management | For | For | ||||||||
| 3. | Non-Binding Advisory Vote on Executive Compensation. Approval, on a non-binding advisory basis, of the compensation of Primo Water Corporation's named executive officers. | Management | For | For | ||||||||
| 4. | Approval of Primo's Shareholder Rights Plan. Confirmation, ratification and approval of Primo's Shareholder Rights Plan. | Management | Against | Against | ||||||||
| 5. | Approval of the Continuance. Approval of the continuance of Primo under the Business Corporations Act (Ontario). | Management | Against | Against | ||||||||
| ORANGE BELGIUM S.A. | ||||||||||||
| Security | B6404X104 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 05-May-2021 | ||||||||||
| ISIN | BE0003735496 | Agenda | 713773061 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| A | PRESENTATION AND DISCUSSION OF THE BOARD OF DIRECTORS' MANAGEMENT REPORT ON-THE COMPANY'S ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Non-Voting | ||||||||||
| B | PRESENTATION AND DISCUSSION OF THE STATUTORY AUDITOR'S REPORT ON THE- COMPANY'S SAID ANNUAL ACCOUNTS | Non-Voting | ||||||||||
| 1 | THE GENERAL MEETING APPROVES THE REMUNERATION REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||
| 2 | THE GENERAL MEETING APPROVES THE REMUNERATION POLICY ESTABLISHED PURSUANT TO ARTICLE 7:89/1 OF THE CODE ON COMPANIES AND ASSOCIATIONS | Management | No Action | |||||||||
| 3 | THE GENERAL MEETING APPROVES THE COMPANY'S ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020, INCLUDING THE APPROPRIATION OF THE RESULT AS PROPOSED, IN PARTICULAR DISTRIBUTION OF AN ORDINARY GROSS DIVIDEND OF FIFTY EUROCENTS (EUR 0.50) PER SHARE, PAYABLE IN EXCHANGE FOR COUPON NO. 21 AS FOLLOWS: "EX | Management | No Action | |||||||||
| DIVIDEND DATE" ON 15 JUNE 2021; "RECORD DATE" ON 16 JUNE 2021; AND "PAYMENT DATE" ON 17 JUNE 2021. THE GENERAL MEETING DECIDES TO GRANT AN IDENTICAL PROFIT PREMIUM PURSUANT TO THE LAW OF 22 MAY 2001 REGARDING THE EMPLOYEE PARTICIPATION IN THE COMPANY'S CAPITAL AND THE ESTABLISHMENT OF A PROFIT PREMIUM FOR EMPLOYEES, IN ORDER TO INVOLVE THE EMPLOYEES IN THE RESULTS OF THE FINANCIAL YEAR STARTING ON 1 JANUARY 2020 AND ENDING ON 31 DECEMBER 2020. THE IDENTICAL PROFIT PREMIUM THAT THE GENERAL MEETING DECIDES TO GRANT THE EMPLOYEES SHALL COMPLY WITH THE FOLLOWING TERMS: - THE GROSS PROFIT PREMIUM AMOUNTS TO EIGHT HUNDRED FIFTY EUROS AND NINETEEN EUROCENTS (EUR 850.19) FOR AN EMPLOYEE HAVING AN EMPLOYMENT CONTRACT WITH ORANGE BELGIUM SA AND HAVING WORKED ON A FULL TIME BASIS DURING THE FINANCIAL YEAR STARTING ON 1 JANUARY 2020 AND ENDING ON 31 DECEMBER 2020. THE AMOUNT WILL BE GRANTED PROPORTIONALLY IN RELATION TO THE ACTUAL OCCUPATION OF THE EMPLOYEES DURING THE FINANCIAL YEAR 2020. - THE AMOUNT OF THE PROFIT PREMIUM WILL BE CALCULATED PRORATA TEMPORIS (ON A DAILY BASIS) IN CASE OF VOLUNTARY SUSPENSION OR TERMINATION OF THE EMPLOYMENT CONTRACT. NO PROFIT PREMIUM WILL BE GRANTED TO EMPLOYEES DISMISSED FOR SERIOUS CAUSE OR WHO VOLUNTARILY TERMINATED THEIR EMPLOYMENT WITH THE COMPANY DURING THE FINANCIAL YEAR STARTING ON 1 JANUARY 2020 AND ENDING ON 31 DECEMBER 2020 | ||||||||||||
| 4 | THE GENERAL MEETING GRANTS THE DIRECTORS DISCHARGE FOR THE PERFORMANCE OF THEIR FUNCTION UP TO AND INCLUDING 31 DECEMBER 2020 | Management | No Action | |||||||||
| 5 | THE GENERAL MEETING GRANTS THE STATUTORY AUDITOR DISCHARGE FOR THE PERFORMANCE OF ITS FUNCTION UP TO AND INCLUDING 31 DECEMBER 2020 | Management | No Action | |||||||||
| 6 | THE GENERAL MEETING RESOLVES TO PROCEED TO THE APPOINTMENT OF MR MATTHIEU BOUCHERY AS DIRECTOR OF THE COMPANY, WITH EFFECT AS OF TODAY, FOR A TERM OF TWO YEARS. HIS MANDATE WILL BE UNREMUNERATED AND WILL EXPIRE AFTER THE ORDINARY GENERAL MEETING IN 2023 | Management | No Action | |||||||||
| 7 | THE GENERAL MEETING RESOLVES TO RE- APPOINT MRS CLARISSE HERIARD DUBREUIL AS DIRECTOR FOR A TERM OF TWO YEARS. HER MANDATE WILL EXPIRE AFTER THE ORDINARY GENERAL MEETING IN 2023 | Management | No Action | |||||||||
| 8 | THE GENERAL MEETING RESOLVES TO PROCEED TO THE FINAL APPOINTMENT OF MRS MARI-NOELLE JEGO-LAVEISSIERE (CO-OPTED BY THE BOARD OF DIRECTORS ON 23 JULY 2020, WITH EFFECT AS OF 1 SEPTEMBER 2020, IN REPLACEMENT OF MRS VALERIE LE BOULANGER, RESIGNING DIRECTOR) AS DIRECTOR OF THE COMPANY, AND TO RENEW HER MANDATE FOR A TERM OF TWO YEARS. HER MANDATE WILL EXPIRE AFTER THE ORDINARY GENERAL MEETING IN 2023 | Management | No Action | |||||||||
| 9 | THE GENERAL MEETING RESOLVES TO RE- APPOINT BVBA K2A MANAGEMENT AND INVESTMENT SERVICES REPRESENTED BY MR WILFRIED VERSTRAETE AS DIRECTOR FOR A TERM OF TWO YEARS. ITS MANDATE WILL EXPIRE AFTER THE ORDINARY GENERAL MEETING IN 2023. IT APPEARS FROM THE ELEMENTS KNOWN BY THE COMPANY AND FROM THE STATEMENT MADE BY BVBA K2A MANAGEMENT AND INVESTMENT SERVICES REPRESENTED BY MR WILFRIED VERSTRAETE THAT THEY MEET THE INDEPENDENCE CRITERIA SET OUT IN ARTICLE 7:87 OF THE CODE ON COMPANIES AND ASSOCIATIONS AND IN ARTICLE 3.5 OF THE CODE OF CORPORATE GOVERNANCE | Management | No Action | |||||||||
| 10 | THE GENERAL MEETING RESOLVES TO RE- APPOINT SPRL LEADERSHIP AND MANAGEMENT ADVISORY SERVICES (LMAS) REPRESENTED BY MR GREGOIRE DALLEMAGNE AS DIRECTOR FOR A TERM OF TWO YEARS. ITS MANDATE WILL EXPIRE AFTER THE ORDINARY GENERAL MEETING IN 2023. IT APPEARS FROM THE ELEMENTS KNOWN BY THE COMPANY AND FROM THE STATEMENT MADE BY SPRL LEADERSHIP AND MANAGEMENT ADVISORY SERVICES REPRESENTED BY MR GREGOIRE DALLEMAGNE THAT THEY MEET THE INDEPENDENCE CRITERIA SET OUT IN ARTICLE 7:87 OF THE CODE ON COMPANIES AND ASSOCIATIONS AND IN ARTICLE 3.5 OF THE CODE OF CORPORATE GOVERNANCE | Management | No Action | |||||||||
| 11 | THE GENERAL MEETING RESOLVES TO RE- APPOINT MRS BEATRICE MANDINE AS DIRECTOR FOR A TERM OF TWO YEARS. HER MANDATE WILL EXPIRE AFTER THE ORDINARY GENERAL MEETING IN 2023 | Management | No Action | |||||||||
| 12 | THE GENERAL MEETING RESOLVES TO RE- APPOINT MR CHRISTOPHE NAULLEAU AS DIRECTOR FOR A TERM OF TWO YEARS. HIS MANDATE WILL EXPIRE AFTER THE ORDINARY GENERAL MEETING IN 2023 | Management | No Action | |||||||||
| 13 | THE GENERAL MEETING RESOLVES TO PROCEED TO THE FINAL APPOINTMENT OF MR XAVIER PICHON (CO-OPTED BY THE BOARD OF DIRECTORS ON 23 JULY 2020, WITH EFFECT AS OF 1 SEPTEMBER 2020, IN REPLACEMENT OF MR ICHAEL TRABBIA, RESIGNING DIRECTOR) AS DIRECTOR OF THE COMPANY, AND TO RENEW HIS MANDATE FOR A TERM OF TWO YEARS. HIS MANDATE WILL EXPIRE AFTER THE ORDINARY GENERAL MEETING IN 2023 | Management | No Action | |||||||||
| 14 | THE GENERAL MEETING RESOLVES TO RE- APPOINT BVBA THE HOUSE OF VALUE - ADVISORY & SOLUTIONS REPRESENTED BY MR JOHAN DESCHUYFFELEER AS DIRECTOR FOR A TERM OF TWO YEARS. ITS MANDATE WILL EXPIRE AFTER THE ORDINARY GENERAL MEETING IN 2023 | Management | No Action | |||||||||
| 15 | THE GENERAL MEETING RESOLVES TO RE- APPOINT SPRL SOCIETE DE CONSEIL EN GESTION ET STRATEGIE D'ENTREPRISES (SOGESTRA) REPRESENTED BY MRS NADINE ROZENCWZEIG- LEMAITRE AS DIRECTOR FOR A TERM OF TWO YEARS. ITS MANDATE WILL EXPIRE AFTER THE ORDINARY GENERAL MEETING IN 2023. IT APPEARS FROM THE ELEMENTS KNOWN BY THE COMPANY AND FROM THE STATEMENT MADE BY SPRL SOCIETE DE CONSEIL EN GESTION ET STRATEGIE D'ENTREPRISES REPRESENTED BY MRS NADINE ROZENCWZEIG-LEMAITRE THAT THEY MEET THE INDEPENDENCE CRITERIA SET OUT IN ARTICLE 7:87 OF THE CODE ON COMPANIES AND ASSOCIATIONS AND IN ARTICLE 3.5 OF THE CODE OF CORPORATE GOVERNANCE | Management | No Action | |||||||||
| 16 | THE GENERAL MEETING RESOLVES TO RE- APPOINT MR JEAN-MARC VIGNOLLES AS DIRECTOR FOR A TERM OF TWO YEARS. HIS MANDATE WILL EXPIRE AFTER THE ANNUAL GENERAL MEETING IN 2023 | Management | No Action | |||||||||
| 17 | ON THE PROPOSAL OF THE BOARD OF DIRECTORS, THE GENERAL MEETING RESOLVES AS FOLLOWS: - THE REMUNERATION OF EACH INDEPENDENT DIRECTOR IS FIXED AT A LUMP SUM OF THIRTY-SIX THOUSAND EURO (EUR 36,000) PER FULL FINANCIAL YEAR. ADDITIONAL REMUNERATION OF TWO THOUSAND FOUR HUNDRED EURO (EUR 2,400) WILL BE GRANTED TO EACH INDEPENDENT DIRECTOR FOR EACH MEETING OF A COMMITTEE OF THE COMPANY OF WHICH THAT INDEPENDENT DIRECTOR IS A MEMBER AND WHICH THAT INDEPENDENT DIRECTOR HAS PERSONALLY ATTENDED. THIS ADDITIONAL REMUNERATION IS CAPPED, FOR EACH INDEPENDENT DIRECTOR, AT FOURTEEN THOUSAND FOUR HUNDRED EURO (EUR 14,400) PER FINANCIAL YEAR AND PER STATUTORY COMMITTEE AND AT TWELVE THOUSAND EURO (EUR 12,000) FOR NON- | Management | No Action | |||||||||
| STATUTORY COMMITTEES. THE PAYMENT OF ALL REMUNERATION WILL BE MADE (WHERE APPLICABLE PRO RATA) AFTER THE GENERAL MEETING APPROVING THE ANNUAL ACCOUNTS FOR THE RELEVANT FINANCIAL YEAR. - THE REMUNERATION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS IS FIXED AT A LUMP SUM OF SEVENTY-TWO THOUSAND EURO (EUR 72,000) PER FULL FINANCIAL YEAR AND FOR THE ENTIRE DURATION OF HIS MANDATE AS CHAIRMAN. ADDITIONAL REMUNERATION OF TWO THOUSAND FOUR HUNDRED EURO (EUR 2,400) WILL BE GRANTED TO THE CHAIRMAN FOR EACH MEETING OF A COMMITTEE OF THE COMPANY OF WHICH THE CHAIRMAN IS A MEMBER AND WHICH HE HAS PERSONALLY ATTENDED. THE ABOVE-MENTIONED CAPS WILL ALSO APPLY TO HIM. THE PAYMENT OF ALL REMUNERATION WILL BE MADE (WHERE APPLICABLE PRO RATA) AFTER THE GENERAL MEETING APPROVING THE ANNUAL ACCOUNTS FOR THE RELEVANT FINANCIAL YEAR. - AN ADDITIONAL LUMP SUM PAYMENT OF EUR 3,000 IS GRANTED TO THE VICE-CHAIRMAN AND TO THE PRESIDENTS OF THE STATUTORY COMMITTEES. THIS REMUNERATION WILL ONLY BE PAID IF THE CONCERNED PERSON IS AN INDEPENDENT DIRECTOR OF THE COMPANY OR THE CHAIRMAN OF THE BOARD. THE PAYMENT OF THIS ADDITIONAL LUMP SUM WILL BE MADE (WHERE APPLICABLE PRO RATA) AFTER THE GENERAL MEETING APPROVING THE ANNUAL ACCOUNTS FOR THE RELEVANT FINANCIAL YEAR. - THE MANDATE OF THE OTHER DIRECTORS IS NOT REMUNERATED, PURSUANT TO ARTICLE 20 OF THE COMPANY'S ARTICLES OF ASSOCIATION AND THE COMPANY'S CORPORATE GOVERNANCE CHARTER | ||||||||||||
| 18 | THE GENERAL MEETING GRANTS FULL POWERS TO B-DOCS SPRL HAVING ITS REGISTERED OFFICE AT RUE DU TACITURNE 27, 1000 BRUSSELS, AS WELL AS TO ITS RESPECTIVE EMPLOYEES, SERVANTS AND AGENTS, WITH RIGHT OF SUBSTITUTION, TO FULFIL ALL REQUIRED AND/OR NECESSARY ACTIONS, PROCEDURES AND/OR FORMALITIES WITH THE LEGAL ENTITIES REGISTER, AN ENTERPRISE COUNTER ("GUICHET D'ENTREPRISE"), THE BELGIAN OFFICIAL JOURNAL AND/ OR THE CROSSROADS BANK FOR ENTERPRISES, TO ENSURE (I) THE NECESSARY FILINGS, (II) THE PUBLICATION IN THE ANNEXES TO THE BELGIAN OFFICIAL JOURNAL AND, (III) THE RECORDING/MODIFICATION OF THE DATA IN THE CROSSROADS BANK FOR ENTERPRISES | Management | No Action | |||||||||
| AEROJET ROCKETDYNE HOLDINGS, INC. | ||||||||||||
| Security | 007800105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AJRD | Meeting Date | 05-May-2021 | |||||||||
| ISIN | US0078001056 | Agenda | 935353780 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | Gen Kevin P. Chilton | For | For | |||||||||
| 2 | Thomas A. Corcoran | For | For | |||||||||
| 3 | Eileen P. Drake | For | For | |||||||||
| 4 | James R. Henderson | For | For | |||||||||
| 5 | Warren G. Lichtenstein | For | For | |||||||||
| 6 | Gen Lance W. Lord | For | For | |||||||||
| 7 | Audrey A. McNiff | For | For | |||||||||
| 8 | Martin Turchin | For | For | |||||||||
| 2. | Advisory vote to approve Aerojet Rocketdyne's executive compensation. | Management | For | For | ||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP, an independent registered public accounting firm, as independent auditors of the Company for the year ending December 31, 2021. | Management | For | For | ||||||||
| IHS MARKIT LTD | ||||||||||||
| Security | G47567105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | INFO | Meeting Date | 05-May-2021 | |||||||||
| ISIN | BMG475671050 | Agenda | 935359679 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Lance Uggla | Management | For | For | ||||||||
| 1B. | Election of Director: John Browne (The Lord Browne of Madingley) | Management | For | For | ||||||||
| 1C. | Election of Director: Dinyar S. Devitre | Management | For | For | ||||||||
| 1D. | Election of Director: Ruann F. Ernst | Management | For | For | ||||||||
| 1E. | Election of Director: Jacques Esculier | Management | For | For | ||||||||
| 1F. | Election of Director: Gay Huey Evans | Management | For | For | ||||||||
| 1G. | Election of Director: William E. Ford | Management | For | For | ||||||||
| 1H. | Election of Director: Nicoletta Giadrossi | Management | For | For | ||||||||
| 1I. | Election of Director: Robert P. Kelly | Management | For | For | ||||||||
| 1J. | Election of Director: Deborah Doyle McWhinney | Management | For | For | ||||||||
| 1K. | Election of Director: Jean-Paul L. Montupet | Management | For | For | ||||||||
| 1L. | Election of Director: Deborah K. Orida | Management | For | For | ||||||||
| 1M. | Election of Director: James A. Rosenthal | Management | For | For | ||||||||
| 2. | To approve, on an advisory, non-binding basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||||
| 3. | To approve the appointment of Ernst & Young LLP as the Company's independent registered public accountants until the close of the next Annual General Meeting of Shareholders and to authorize the Company's Board of Directors, acting by the Audit Committee, to determine the remuneration of the independent registered public accountants. | Management | For | For | ||||||||
| MONEYGRAM INTERNATIONAL, INC. | ||||||||||||
| Security | 60935Y208 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MGI | Meeting Date | 05-May-2021 | |||||||||
| ISIN | US60935Y2081 | Agenda | 935361460 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Antonio O. Garza | Management | For | For | ||||||||
| 1B. | Election of Director: Alka Gupta | Management | For | For | ||||||||
| 1C. | Election of Director: W. Alexander Holmes | Management | For | For | ||||||||
| 1D. | Election of Director: Francisco Lorca | Management | For | For | ||||||||
| 1E. | Election of Director: Michael P. Rafferty | Management | For | For | ||||||||
| 1F. | Election of Director: Julie E. Silcock | Management | For | For | ||||||||
| 1G. | Election of Director: W. Bruce Turner | Management | For | For | ||||||||
| 1H. | Election of Director: Peggy Vaughan | Management | For | For | ||||||||
| 2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||
| 3. | Advisory vote on frequency of holding advisory vote on executive compensation. | Management | 1 Year | For | ||||||||
| 4. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||
| PERSPECTA INC. | ||||||||||||
| Security | 715347100 | Meeting Type | Special | |||||||||
| Ticker Symbol | PRSP | Meeting Date | 05-May-2021 | |||||||||
| ISIN | US7153471005 | Agenda | 935389292 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of January 27, 2021, as amended from time to time (the "Merger Agreement"), among (i) Perspecta Inc. (the "Company"), (ii) Jaguar ParentCo Inc., and (iii) Jaguar Merger Sub Inc. ("Merger Sub"), pursuant to which Merger Sub will merge with and into the Company (the "Merger"). | Management | For | For | ||||||||
| 2. | To approve, by non-binding, advisory vote, certain compensation arrangements for the Company's named executive officers in connection with the Merger. | Management | For | For | ||||||||
| 3. | To approve the adjournment of the Special Meeting, if necessary or appropriate, including adjournment to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to adopt the Merger Agreement. | Management | For | For | ||||||||
| HORIZON BANCORP, INC. | ||||||||||||
| Security | 440407104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HBNC | Meeting Date | 06-May-2021 | |||||||||
| ISIN | US4404071049 | Agenda | 935354340 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | Lawrence E. Burnell | For | For | |||||||||
| 2 | Julie Scheck Freigang | For | For | |||||||||
| 3 | Peter L. Pairitz | For | For | |||||||||
| 4 | Spero W. Valavanis | For | For | |||||||||
| 2. | Approval of the 2021 Omnibus Equity Incentive Plan. | Management | For | For | ||||||||
| 3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||
| 4. | Ratification of appointment of BKD, LLP as independent registered public accounting firm. | Management | For | For | ||||||||
| COHERENT, INC. | ||||||||||||
| Security | 192479103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | COHR | Meeting Date | 06-May-2021 | |||||||||
| ISIN | US1924791031 | Agenda | 935354718 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Jay T. Flatley | Management | For | For | ||||||||
| 1B. | Election of Director: Pamela Fletcher | Management | For | For | ||||||||
| 1C. | Election of Director: Andreas W. Mattes | Management | For | For | ||||||||
| 1D. | Election of Director: Beverly Kay Matthews | Management | For | For | ||||||||
| 1E. | Election of Director: Michael R. McMullen | Management | For | For | ||||||||
| 1F. | Election of Director: Garry W. Rogerson | Management | For | For | ||||||||
| 1G. | Election of Director: Steve Skaggs | Management | For | For | ||||||||
| 1H. | Election of Director: Sandeep Vij | Management | For | For | ||||||||
| 2. | To approve our amended and restated Employee Stock Purchase Plan. | Management | For | For | ||||||||
| 3. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending October 2, 2021. | Management | For | For | ||||||||
| 4. | To approve, on a non-binding advisory basis, our named executive officer compensation. | Management | For | For | ||||||||
| CARDTRONICS PLC | ||||||||||||
| Security | G1991C105 | Meeting Type | Special | |||||||||
| Ticker Symbol | CATM | Meeting Date | 07-May-2021 | |||||||||
| ISIN | GB00BYT18414 | Agenda | 935384761 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To approve (with or without modification) a scheme of arrangement (the "Scheme") to be made between Cardtronics plc ("Cardtronics") and the holders of the Scheme Shares (as defined in the Scheme). | Management | For | For | ||||||||
| CARDTRONICS PLC | ||||||||||||
| Security | G1991C115 | Meeting Type | Special | |||||||||
| Ticker Symbol | Meeting Date | 07-May-2021 | ||||||||||
| ISIN | Agenda | 935384773 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | That for the purposes of giving effect to the scheme of arrangement ("Scheme") between Cardtronics plc ("Cardtronics") and the holders of the Scheme Shares: I. the directors of Cardtronics be authorized to take all such action as they may consider necessary or appropriate for carrying the Scheme into effect; and, II. with effect from the passing of this special resolution, to approve the amendments to the articles of association of Cardtronics as set out in the Notice of General Meeting contained in the accompanying proxy statement. | Management | For | For | ||||||||
| 2. | To consider and, if thought fit, approve, in accordance with Section 14A of the Securities Exchange Act of 1934, as amended, on an advisory, non-binding basis, the compensation that will or may be paid or become payable to Cardtronics's named executive officers that is based on or otherwise relates to in connection with the proposed acquisition by NCR UK Group Financing Limited of all of the issued and to be issued ordinary shares of Cardtronics. | Management | For | For | ||||||||
| ENABLE MIDSTREAM PARTNERS LP | ||||||||||||
| Security | 292480100 | Meeting Type | Consent | |||||||||
| Ticker Symbol | ENBL | Meeting Date | 07-May-2021 | |||||||||
| ISIN | US2924801002 | Agenda | 935403662 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | Approve the Agreement and Plan of Merger, dated as of February 16, 2021 (the "merger agreement"), by and among Energy Transfer, Elk Merger Sub LLC ("Merger Sub"), Elk GP Merger Sub LLC, a direct wholly owned subsidiary of Energy Transfer ("GP Merger Sub"), the Partnership, the General Partner, solely for purposes of Section 2.1(a)(i) therein, LE GP, LLC, the sole general partner of Energy Transfer, and solely for purposes of Section 1.1(b)(i) therein, CenterPoint Energy Inc. ("CenterPoint"). | Management | For | For | ||||||||
| 2. | Approve, on a non-binding, advisory basis, the compensation that will or may become payable to the Partnership's named executive officers in connection with the transactions contemplated by the merger agreement. | Management | For | For | ||||||||
| HEXCEL CORPORATION | ||||||||||||
| Security | 428291108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HXL | Meeting Date | 10-May-2021 | |||||||||
| ISIN | US4282911084 | Agenda | 935369973 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Nick L. Stanage | Management | For | For | ||||||||
| 1B. | Election of Director: Jeffrey C. Campbell | Management | For | For | ||||||||
| 1C. | Election of Director: Cynthia M. Egnotovich | Management | For | For | ||||||||
| 1D. | Election of Director: Thomas A. Gendron | Management | For | For | ||||||||
| 1E. | Election of Director: Dr. Jeffrey A. Graves | Management | For | For | ||||||||
| 1F. | Election of Director: Guy C. Hachey | Management | For | For | ||||||||
| 1G. | Election of Director: Dr. Marilyn L. Minus | Management | For | For | ||||||||
| 1H. | Election of Director: Catherine A. Suever | Management | For | For | ||||||||
| 2. | Advisory non-binding vote to approve 2020 executive compensation. | Management | For | For | ||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2021. | Management | For | For | ||||||||
| 4. | Approval of the amendment and restatement of the 2016 Employee Stock Purchase Plan. | Management | For | For | ||||||||
| WILLIS TOWERS WATSON PLC | ||||||||||||
| Security | G96629103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WLTW | Meeting Date | 11-May-2021 | |||||||||
| ISIN | IE00BDB6Q211 | Agenda | 935364973 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Anna C. Catalano | Management | For | For | ||||||||
| 1B. | Election of Director: Victor F. Ganzi | Management | For | For | ||||||||
| 1C. | Election of Director: John J. Haley | Management | For | For | ||||||||
| 1D. | Election of Director: Wendy E. Lane | Management | For | For | ||||||||
| 1E. | Election of Director: Brendan R. O'Neill | Management | For | For | ||||||||
| 1F. | Election of Director: Jaymin B. Patel | Management | For | For | ||||||||
| 1G. | Election of Director: Linda D. Rabbitt | Management | For | For | ||||||||
| 1H. | Election of Director: Paul D. Thomas | Management | For | For | ||||||||
| 1I. | Election of Director: Wilhelm Zeller | Management | For | For | ||||||||
| 2. | Ratify, on an advisory basis, the appointment of (i) Deloitte & Touche LLP to audit our financial statements and (ii) Deloitte Ireland LLP to audit our Irish Statutory Accounts, and authorize, in a binding vote, the Board, acting through the Audit Committee, to fix the independent auditors' remuneration. | Management | For | For | ||||||||
| 3. | Approve, on an advisory basis, the named executive officer compensation. | Management | For | For | ||||||||
| 4. | Renew the Board's existing authority to issue shares under Irish law. | Management | For | For | ||||||||
| 5. | Renew the Board's existing authority to opt out of statutory pre-emption rights under Irish law. | Management | Against | Against | ||||||||
| PNM RESOURCES, INC. | ||||||||||||
| Security | 69349H107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PNM | Meeting Date | 11-May-2021 | |||||||||
| ISIN | US69349H1077 | Agenda | 935369719 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Vicky A. Bailey | Management | For | For | ||||||||
| 1B. | Election of Director: Norman P. Becker | Management | For | For | ||||||||
| 1C. | Election of Director: Patricia K. Collawn | Management | For | For | ||||||||
| 1D. | Election of Director: E. Renae Conley | Management | For | For | ||||||||
| 1E. | Election of Director: Alan J. Fohrer | Management | For | For | ||||||||
| 1F. | Election of Director: Sidney M. Gutierrez | Management | For | For | ||||||||
| 1G. | Election of Director: James A. Hughes | Management | For | For | ||||||||
| 1H. | Election of Director: Maureen T. Mullarkey | Management | For | For | ||||||||
| 1I. | Election of Director: Donald K. Schwanz | Management | For | For | ||||||||
| 2. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||
| 3. | Approve, on an advisory basis, the compensation of our named executive officers as disclosed in the 2021 proxy statement. | Management | For | For | ||||||||
| 4. | Publish a report on costs and benefits of voluntary climate- related activities. | Shareholder | Abstain | Against | ||||||||
| ICU MEDICAL, INC. | ||||||||||||
| Security | 44930G107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ICUI | Meeting Date | 11-May-2021 | |||||||||
| ISIN | US44930G1076 | Agenda | 935383276 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Vivek Jain | For | For | |||||||||
| 2 | George A. Lopez, M.D. | For | For | |||||||||
| 3 | Robert S. Swinney, M.D. | For | For | |||||||||
| 4 | David C. Greenberg | For | For | |||||||||
| 5 | Elisha W. Finney | For | For | |||||||||
| 6 | David F. Hoffmeister | For | For | |||||||||
| 7 | Donald M. Abbey | For | For | |||||||||
| 2. | To ratify the selection of Deloitte & Touche LLP as auditors for the Company for the year ending December 31, 2021. | Management | For | For | ||||||||
| 3. | To approve named executive officer compensation on an advisory basis. | Management | For | For | ||||||||
| ASTRAZENECA PLC | ||||||||||||
| Security | 046353108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AZN | Meeting Date | 11-May-2021 | |||||||||
| ISIN | US0463531089 | Agenda | 935384418 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To receive the Company's Accounts, the Reports of the Directors and Auditor and the Strategic Report for the year ended 31 December 2020. | Management | For | |||||||||
| 2. | To confirm dividends. | Management | For | |||||||||
| 3. | To reappoint PricewaterhouseCoopers LLP as Auditor. | Management | For | |||||||||
| 4. | To authorise the Directors to agree the remuneration of the Auditor. | Management | For | |||||||||
| 5A. | Re-election of Director: Leif Johansson | Management | For | |||||||||
| 5B. | Re-election of Director: Pascal Soriot | Management | For | |||||||||
| 5C. | Re-election of Director: Marc Dunoyer | Management | For | |||||||||
| 5D. | Re-election of Director: Philip Broadley | Management | For | |||||||||
| 5E. | Election of Director: Euan Ashley | Management | For | |||||||||
| 5F. | Re-election of Director: Michel Demaré | Management | For | |||||||||
| 5G. | Re-election of Director: Deborah DiSanzo | Management | For | |||||||||
| 5H. | Election of Director: Diana Layfield | Management | For | |||||||||
| 5I. | Re-election of Director: Sheri McCoy | Management | For | |||||||||
| 5J. | Re-election of Director: Tony Mok | Management | For | |||||||||
| 5K. | Re-election of Director: Nazneen Rahman | Management | For | |||||||||
| 5L. | Re-election of Director: Marcus Wallenberg | Management | For | |||||||||
| 6. | To approve the Annual Report on Remuneration for the year ended 31 December 2020. | Management | For | |||||||||
| 7. | To approve the Directors' Remuneration Policy. | Management | Abstain | |||||||||
| 8. | To authorise limited political donations. | Management | For | |||||||||
| 9. | To authorise the Directors to allot shares. | Management | For | |||||||||
| 10. | Special Resolution: To authorise the Directors to disapply pre- emption rights. | Management | Abstain | |||||||||
| 11. | Special Resolution: To authorise the Directors to further disapply pre-emption rights for acquisitions and specified capital investments. | Management | For | |||||||||
| 12. | Special Resolution: To authorise the Company to purchase its own shares. | Management | For | |||||||||
| 13. | Special Resolution: To reduce the notice period for general meetings. | Management | For | |||||||||
| 14. | To approve amendments to the Performance Share Plan 2020. | Management | For | |||||||||
| BATTLE NORTH GOLD CORPORATION | ||||||||||||
| Security | 07160B106 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | BNAUF | Meeting Date | 11-May-2021 | |||||||||
| ISIN | CA07160B1067 | Agenda | 935399659 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | Julian Kemp | For | For | |||||||||
| 2 | Sasha Bukacheva | For | For | |||||||||
| 3 | Daniel Burns | For | For | |||||||||
| 4 | Peter R. Jones | For | For | |||||||||
| 5 | George Ogilvie | For | For | |||||||||
| 6 | David Palmer | For | For | |||||||||
| 2 | To appoint PricewaterhouseCoopers LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | ||||||||
| 3 | To approve a special resolution, the full text of which is set forth in Appendix "A" to the accompanying management information circular of the Company dated April 9, 2021 (the "Circular"), approving a statutory plan of arrangement under Section 288 of the Business Corporations Act (British Columbia) involving the Company, Evolution Mining Limited and Evolution Mining (Canada Holdings) Limited, all as more particularly described in the Circular. | Management | For | For | ||||||||
| ASTRAZENECA PLC | ||||||||||||
| Security | 046353108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AZN | Meeting Date | 11-May-2021 | |||||||||
| ISIN | US0463531089 | Agenda | 935403585 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | (a) the proposed acquisition by the Company of Alexion Pharmaceuticals, Inc. and the associated arrangements to be entered into, all as described in the circular to the shareholders of the Company dated 12 April 2021 and substantially on the terms and subject to the conditions set out in the Merger Agreement dated 12 December 2020 between the Company and Alexion Pharmaceuticals, Inc. (among others) (the "Transaction"), be and is hereby approved; and (b) the directors ...(due to space limits, see proxy statement for full proposal). | Management | For | |||||||||
| ALEXION PHARMACEUTICALS, INC. | ||||||||||||
| Security | 015351109 | Meeting Type | Special | |||||||||
| Ticker Symbol | ALXN | Meeting Date | 11-May-2021 | |||||||||
| ISIN | US0153511094 | Agenda | 935410124 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of December 12, 2020 (as it may be amended from time to time, the "merger agreement") by and among Alexion, AstraZeneca PLC ("AstraZeneca"), Delta Omega Sub Holdings Inc., a wholly owned subsidiary of AstraZeneca ("Bidco"), Delta Omega Sub Holdings Inc. 1, a direct, wholly owned subsidiary of Bidco and Delta Omega Sub Holdings LLC 2, a direct, wholly owned subsidiary of Bidco (the "merger proposal"). | Management | For | For | ||||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to Alexion's named executive officers that is based on or otherwise relates to the transactions contemplated by the merger agreement. | Management | For | For | ||||||||
| 3. | To approve the adjournment of the Alexion special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the Alexion special meeting to approve the merger proposal or to ensure that any supplement or amendment to this proxy statement/ prospectus is timely provided to Alexion stockholders. | Management | For | For | ||||||||
| ASTRAZENECA PLC | ||||||||||||
| Security | 046353108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AZN | Meeting Date | 11-May-2021 | |||||||||
| ISIN | US0463531089 | Agenda | 935414057 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To receive the Company's Accounts, the Reports of the Directors and Auditor and the Strategic Report for the year ended 31 December 2020. | Management | For | |||||||||
| 2. | To confirm dividends. | Management | For | |||||||||
| 3. | To reappoint PricewaterhouseCoopers LLP as Auditor. | Management | For | |||||||||
| 4. | To authorise the Directors to agree the remuneration of the Auditor. | Management | For | |||||||||
| 5A. | Re-election of Director: Leif Johansson | Management | For | |||||||||
| 5B. | Re-election of Director: Pascal Soriot | Management | For | |||||||||
| 5C. | Re-election of Director: Marc Dunoyer | Management | For | |||||||||
| 5D. | Re-election of Director: Philip Broadley | Management | For | |||||||||
| 5E. | Election of Director: Euan Ashley | Management | For | |||||||||
| 5F. | Re-election of Director: Michel Demaré | Management | For | |||||||||
| 5G. | Re-election of Director: Deborah DiSanzo | Management | For | |||||||||
| 5H. | Election of Director: Diana Layfield | Management | For | |||||||||
| 5I. | Re-election of Director: Sheri McCoy | Management | For | |||||||||
| 5J. | Re-election of Director: Tony Mok | Management | For | |||||||||
| 5K. | Re-election of Director: Nazneen Rahman | Management | For | |||||||||
| 5L. | Re-election of Director: Marcus Wallenberg | Management | For | |||||||||
| 6. | To approve the Annual Report on Remuneration for the year ended 31 December 2020. | Management | For | |||||||||
| 7. | To approve the Directors' Remuneration Policy. | Management | Abstain | |||||||||
| 8. | To authorise limited political donations. | Management | For | |||||||||
| 9. | To authorise the Directors to allot shares. | Management | For | |||||||||
| 10. | Special Resolution: To authorise the Directors to disapply pre- emption rights. | Management | Abstain | |||||||||
| 11. | Special Resolution: To authorise the Directors to further disapply pre-emption rights for acquisitions and specified capital investments. | Management | For | |||||||||
| 12. | Special Resolution: To authorise the Company to purchase its own shares. | Management | For | |||||||||
| 13. | Special Resolution: To reduce the notice period for general meetings. | Management | For | |||||||||
| 14. | To approve amendments to the Performance Share Plan 2020. | Management | For | |||||||||
| ASTRAZENECA PLC | ||||||||||||
| Security | 046353108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AZN | Meeting Date | 11-May-2021 | |||||||||
| ISIN | US0463531089 | Agenda | 935416013 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | (a) the proposed acquisition by the Company of Alexion Pharmaceuticals, Inc. and the associated arrangements to be entered into, all as described in the circular to the shareholders of the Company dated 12 April 2021 and substantially on the terms and subject to the conditions set out in the Merger Agreement dated 12 December 2020 between the Company and Alexion Pharmaceuticals, Inc. (among others) (the "Transaction"), be and is hereby approved; and (b) the directors ...(due to space limits, see proxy statement for full proposal). | Management | For | |||||||||
| IDORSIA LTD | ||||||||||||
| Security | H3879B109 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 12-May-2021 | ||||||||||
| ISIN | CH0363463438 | Agenda | 713900466 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 550039 DUE TO SPLITTING-OF RESOLUTION 5.4. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||
| 1.1 | ANNUAL REPORT 2020, CONSOLIDATED FINANCIAL STATEMENTS 2020, STATUTORY FINANCIAL STATEMENTS 2020 AND COMPENSATION REPORT 2020: APPROVAL OF ANNUAL REPORT 2020, CONSOLIDATED FINANCIAL STATEMENTS 2020, AND STATUTORY FINANCIAL STATEMENTS 2020 | Management | No Action | |||||||||
| 1.2 | ANNUAL REPORT 2020, CONSOLIDATED FINANCIAL STATEMENTS 2020, STATUTORY FINANCIAL STATEMENTS 2020 AND COMPENSATION REPORT 2020: CONSULTATIVE VOTE ON THE COMPENSATION REPORT 2020 | Management | No Action | |||||||||
| 2 | APPROPRIATION OF AVAILABLE EARNINGS | Management | No Action | |||||||||
| 3 | DISCHARGE OF THE BOARD OF DIRECTORS AND OF THE EXECUTIVE COMMITTEE | Management | No Action | |||||||||
| 4 | INCREASE AND EXTENSION OF THE EXISTING AUTHORISED SHARE CAPITAL | Management | No Action | |||||||||
| 5.1.1 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: MATHIEU SIMON | Management | No Action | |||||||||
| 5.1.2 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: JOERN ALDAG | Management | No Action | |||||||||
| 5.1.3 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: JEAN-PAUL CLOZEL | Management | No Action | |||||||||
| 5.1.4 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: FELIX R. EHRAT | Management | No Action | |||||||||
| 5.1.5 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: SANDY MAHATME | Management | No Action | |||||||||
| 5.2.1 | ELECTION OF NEW DIRECTOR: PETER KELLOGG | Management | No Action | |||||||||
| 5.2.2 | ELECTION OF NEW DIRECTOR: SRISHTI GUPTA | Management | No Action | |||||||||
| 5.3 | RE-ELECTION OF THE CHAIR OF THE BOARD OF DIRECTORS: MATHIEU SIMON | Management | No Action | |||||||||
| 5.4.1 | ELECTION OF THE NOMINATING, GOVERNANCE AND COMPENSATION COMMITTEE: MATHIEU SIMON | Management | No Action | |||||||||
| 5.4.2 | ELECTION OF THE NOMINATING, GOVERNANCE AND COMPENSATION COMMITTEE: JOERN ALDAG | Management | No Action | |||||||||
| 5.4.3 | ELECTION OF THE NOMINATING, GOVERNANCE AND COMPENSATION COMMITTEE: FELIX R. EHRAT | Management | No Action | |||||||||
| 5.4.4 | ELECTION OF THE NOMINATING, GOVERNANCE AND COMPENSATION COMMITTEE: SRISHTI GUPTA | Management | No Action | |||||||||
| 6.1 | APPROVAL OF BOARD COMPENSATION AND EXECUTIVE COMMITTEE COMPENSATION: APPROVAL OF BOARD COMPENSATION (NON- EXECUTIVE DIRECTORS) FOR THE 2021-2022 TERM OF OFFICE | Management | No Action | |||||||||
| 6.2 | APPROVAL OF BOARD COMPENSATION AND EXECUTIVE COMMITTEE COMPENSATION: APPROVAL OF EXECUTIVE COMMITTEE COMPENSATION 2022 | Management | No Action | |||||||||
| 7 | ELECTION OF THE INDEPENDENT PROXY: BACHMANNPARTNER SACHWALTER UND TREUHAND AG | Management | No Action | |||||||||
| 8 | ELECTION OF THE STATUTORY AUDITORS: ERNST AND YOUNG AG, BASEL | Management | No Action | |||||||||
| PERRIGO COMPANY PLC | ||||||||||||
| Security | G97822103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PRGO | Meeting Date | 12-May-2021 | |||||||||
| ISIN | IE00BGH1M568 | Agenda | 935361927 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Bradley A. Alford | Management | For | For | ||||||||
| 1B. | Election of Director: Orlando D. Ashford | Management | For | For | ||||||||
| 1C. | Election of Director: Rolf A. Classon | Management | For | For | ||||||||
| 1D. | Election of Director: Katherine C. Doyle | Management | For | For | ||||||||
| 1E. | Election of Director: Adriana Karaboutis | Management | For | For | ||||||||
| 1F. | Election of Director: Murray S. Kessler | Management | For | For | ||||||||
| 1G. | Election of Director: Jeffrey B. Kindler | Management | For | For | ||||||||
| 1H. | Election of Director: Erica L. Mann | Management | For | For | ||||||||
| 1I. | Election of Director: Donal O'Connor | Management | For | For | ||||||||
| 1J. | Election of Director: Geoffrey M. Parker | Management | For | For | ||||||||
| 1K. | Election of Director: Theodore R. Samuels | Management | For | For | ||||||||
| 2. | Ratify the appointment of Ernst & Young LLP as our independent auditor for the period ending December 31, 2021 and authorize the Board of Directors, acting through the Audit Committee, to fix the remuneration of the auditor. | Management | For | For | ||||||||
| 3. | Advisory vote on the Company's executive compensation. | Management | For | For | ||||||||
| 4. | Renew the Board's authority to issue shares under Irish law. | Management | For | For | ||||||||
| 5. | Renew the Board's authority to opt-out of statutory pre- emption rights under Irish law. | Management | Against | Against | ||||||||
| LIBERTY LATIN AMERICA LTD. | ||||||||||||
| Security | G9001E102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LILA | Meeting Date | 12-May-2021 | |||||||||
| ISIN | BMG9001E1021 | Agenda | 935370976 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Charles H.R. Bracken | For | For | |||||||||
| 2 | Balan Nair | For | For | |||||||||
| 3 | Eric L. Zinterhofer | For | For | |||||||||
| 2. | A proposal to appoint KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021, and to authorize the Board, acting by the audit committee, to determine the independent auditors renumeration. | Management | For | For | ||||||||
| 3. | A proposal to approve, on an advisory basis, the compensation of our named executive officers as described in the proxy statement under the heading "Executive Officers and Directors Compensation." | Management | For | For | ||||||||
| 4. | A proposal to approve an amendment to the Liberty Latin America 2018 Incentive Plan to increase the number of shares authorized under such plan from 25,000,000 to 75,000,000. | Management | Against | Against | ||||||||
| PAN AMERICAN SILVER CORP. | ||||||||||||
| Security | 697900108 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | PAAS | Meeting Date | 12-May-2021 | |||||||||
| ISIN | CA6979001089 | Agenda | 935376120 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | Michael Carroll | For | For | |||||||||
| 2 | Neil de Gelder | For | For | |||||||||
| 3 | Charles Jeannes | For | For | |||||||||
| 4 | Jennifer Maki | For | For | |||||||||
| 5 | Walter Segsworth | For | For | |||||||||
| 6 | Kathleen Sendall | For | For | |||||||||
| 7 | Michael Steinmann | For | For | |||||||||
| 8 | Gillian Winckler | For | For | |||||||||
| 2 | Appointment of Deloitte LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | ||||||||
| 3 | To consider and, if thought appropriate, to pass an ordinary, non-binding "say on pay" resolution approving the Company's approach to executive compensation, the complete text of which is set out in the information circular for the Meeting. | Management | For | For | ||||||||
| FORTERRA, INC. | ||||||||||||
| Security | 34960W106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FRTA | Meeting Date | 12-May-2021 | |||||||||
| ISIN | US34960W1062 | Agenda | 935400678 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Chris Meyer | For | For | |||||||||
| 2 | R. "Chip" Cammerer, Jr. | For | For | |||||||||
| 3 | Rafael Colorado | For | For | |||||||||
| 4 | Maureen Harrell | For | For | |||||||||
| 5 | Chad Lewis | For | For | |||||||||
| 6 | Karl H. Watson, Jr. | For | For | |||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||
| 3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||
| AMPCO-PITTSBURGH CORPORATION | ||||||||||||
| Security | 032037103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AP | Meeting Date | 13-May-2021 | |||||||||
| ISIN | US0320371034 | Agenda | 935377386 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Michael I. German | For | For | |||||||||
| 2 | J. Brett McBrayer | For | For | |||||||||
| 3 | Carl H Pforzheimer, III | For | For | |||||||||
| 2. | To approve, in a non-binding, advisory vote, the compensation of the named executive officers. | Management | For | For | ||||||||
| 3. | To approve the amendment and restatement of the Ampco-Pittsburgh Corporation 2016 Omnibus Incentive Plan. | Management | Against | Against | ||||||||
| 4. | To ratify the appointment of BDO USA, LLP as the independent registered public accounting firm for 2021. | Management | For | For | ||||||||
| FLIR SYSTEMS, INC. | ||||||||||||
| Security | 302445101 | Meeting Type | Special | |||||||||
| Ticker Symbol | FLIR | Meeting Date | 13-May-2021 | |||||||||
| ISIN | US3024451011 | Agenda | 935403624 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To adopt the Agreement and Plan of Merger by and among Teledyne Technologies Incorporated ("Teledyne"), Firework Merger Sub I, Inc. ("Merger Sub I"), Firework Merger Sub II, LLC ("Merger Sub II"), and FLIR Systems, Inc. ("FLIR"), pursuant to which Merger Sub I will merge with and into FLIR, with FLIR surviving, and immediately thereafter FLIR will merge with and into Merger Sub II ("Mergers"), with Merger Sub II surviving and continuing as a wholly owned subsidiary of Teledyne ("FLIR Merger Proposal"). | Management | For | For | ||||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that will or may become payable to FLIR's named executive officers in connection with the Mergers. | Management | For | For | ||||||||
| 3. | To approve one or more adjournments of the special meeting of stockholders of FLIR, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to approve the FLIR Merger Proposal at the time of the special meeting. | Management | For | For | ||||||||
| VULCAN MATERIALS COMPANY | ||||||||||||
| Security | 929160109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | VMC | Meeting Date | 14-May-2021 | |||||||||
| ISIN | US9291601097 | Agenda | 935362917 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Thomas A. Fanning | Management | For | For | ||||||||
| 1B. | Election of Director: J. Thomas Hill | Management | For | For | ||||||||
| 1C. | Election of Director: Cynthia L. Hostetler | Management | For | For | ||||||||
| 1D. | Election of Director: Richard T. O'Brien | Management | For | For | ||||||||
| 2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||
| AEGION CORPORATION | ||||||||||||
| Security | 00770F104 | Meeting Type | Special | |||||||||
| Ticker Symbol | AEGN | Meeting Date | 14-May-2021 | |||||||||
| ISIN | US00770F1049 | Agenda | 935386816 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated February 16, 2021 and amended March 13, 2021 (the "merger agreement"), among Carter Intermediate, Inc., Carter Acquisition, Inc. ("Merger Sub") and Aegion Corporation, pursuant to which Merger Sub will merge with and into Aegion Corporation (the "merger"). | Management | For | For | ||||||||
| 2. | To approve, on a non-binding advisory basis, specified compensation that may be paid or become payable to Aegion Corporation's named executive officers in connection with the merger and contemplated by the merger agreement. | Management | For | For | ||||||||
| 3. | To approve one or more adjournments of the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the proposal to adopt the merger agreement. | Management | For | For | ||||||||
| UNITED STATES CELLULAR CORPORATION | ||||||||||||
| Security | 911684108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | USM | Meeting Date | 18-May-2021 | |||||||||
| ISIN | US9116841084 | Agenda | 935375027 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | J. S. Crowley | For | For | |||||||||
| 2 | G. P. Josefowicz | For | For | |||||||||
| 3 | C. D. Stewart | For | For | |||||||||
| 2. | Ratify accountants for 2021. | Management | For | For | ||||||||
| 3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||
| AIXTRON SE | ||||||||||||
| Security | D0257Y135 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 19-May-2021 | ||||||||||
| ISIN | DE000A0WMPJ6 | Agenda | 713796259 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE MATERIAL URL DROPDOWN AT THE TOP OF THE BALLOT.-THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE.-FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | ||||||||||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE. | Non-Voting | ||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE | Non-Voting | ||||||||||
| EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | ||||||||||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE.. | Non-Voting | ||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | ||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.11 PER SHARE | Management | No Action | |||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||
| 5.1 | ELECT ANDREAS BIAGOSCH TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 5.2 | ELECT PETRA DENK TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 6 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | No Action | |||||||||
| 7 | RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL YEAR 2021 | Management | No Action | |||||||||
| CMMT | 08 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN | Non-Voting | ||||||||||
| THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||
| CMMT | 08 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| FISERV, INC. | ||||||||||||
| Security | 337738108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FISV | Meeting Date | 19-May-2021 | |||||||||
| ISIN | US3377381088 | Agenda | 935377893 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Frank J. Bisignano | For | For | |||||||||
| 2 | Alison Davis | For | For | |||||||||
| 3 | Henrique de Castro | For | For | |||||||||
| 4 | Harry F. DiSimone | For | For | |||||||||
| 5 | Dennis F. Lynch | For | For | |||||||||
| 6 | Heidi G. Miller | For | For | |||||||||
| 7 | Scott C. Nuttall | For | For | |||||||||
| 8 | Denis J. O'Leary | For | For | |||||||||
| 9 | Doyle R. Simons | For | For | |||||||||
| 10 | Kevin M. Warren | For | For | |||||||||
| 2. | To approve, on an advisory basis, the compensation of the named executive officers of Fiserv, Inc. | Management | For | For | ||||||||
| 3. | To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of Fiserv, Inc. for 2021. | Management | For | For | ||||||||
| LUMEN TECHNOLOGIES, INC. | ||||||||||||
| Security | 550241103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LUMN | Meeting Date | 19-May-2021 | |||||||||
| ISIN | US5502411037 | Agenda | 935382832 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Quincy L. Allen | Management | For | For | ||||||||
| 1B. | Election of Director: Martha Helena Bejar | Management | For | For | ||||||||
| 1C. | Election of Director: Peter C. Brown | Management | For | For | ||||||||
| 1D. | Election of Director: Kevin P. Chilton | Management | For | For | ||||||||
| 1E. | Election of Director: Steven T. "Terry" Clontz | Management | For | For | ||||||||
| 1F. | Election of Director: T. Michael Glenn | Management | For | For | ||||||||
| 1G. | Election of Director: W. Bruce Hanks | Management | For | For | ||||||||
| 1H. | Election of Director: Hal Stanley Jones | Management | For | For | ||||||||
| 1I. | Election of Director: Michael Roberts | Management | For | For | ||||||||
| 1J. | Election of Director: Laurie Siegel | Management | For | For | ||||||||
| 1K. | Election of Director: Jeffrey K. Storey | Management | For | For | ||||||||
| 2. | Ratify the appointment of KPMG LLP as our independent auditor for 2021. | Management | For | For | ||||||||
| 3. | Ratify the amendment to our Amended and Restated NOL Rights Plan. | Management | For | For | ||||||||
| 4. | Advisory vote to approve our executive compensation. | Management | For | For | ||||||||
| BARINGS BDC, INC. | ||||||||||||
| Security | 06759L103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BBDC | Meeting Date | 20-May-2021 | |||||||||
| ISIN | US06759L1035 | Agenda | 935375104 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Class III Director to serve until the 2024 Annual Meeting: David Mihalick | Management | For | For | ||||||||
| 1B. | Election of Class III Director to serve until the 2024 Annual Meeting: Thomas W. Okel | Management | For | For | ||||||||
| 1C. | Election of Class III Director to serve until the 2024 Annual Meeting: Jill Olmstead | Management | For | For | ||||||||
| 2. | To authorize the Company, with subsequent approval of its Board of Directors, to issue and sell shares of its common stock at a price below its then current net asset value per share in one or more offerings, subject to certain limitations (including, without limitation, that the number of shares does not exceed 30% of its then outstanding common stock immediately prior to each such offering). | Management | For | For | ||||||||
| RAYONIER INC. | ||||||||||||
| Security | 754907103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | RYN | Meeting Date | 20-May-2021 | |||||||||
| ISIN | US7549071030 | Agenda | 935383389 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Dod A. Fraser | Management | For | For | ||||||||
| 1B. | Election of Director: Keith E. Bass | Management | For | For | ||||||||
| 1C. | Election of Director: Scott R. Jones | Management | For | For | ||||||||
| 1D. | Election of Director: V. Larkin Martin | Management | For | For | ||||||||
| 1E. | Election of Director: Meridee A. Moore | Management | For | For | ||||||||
| 1F. | Election of Director: Ann C. Nelson | Management | For | For | ||||||||
| 1G. | Election of Director: David L. Nunes | Management | For | For | ||||||||
| 1H. | Election of Director: Matthew J. Rivers | Management | For | For | ||||||||
| 1I. | Election of Director: Andrew G. Wiltshire | Management | For | For | ||||||||
| 2. | Approval, on a non-binding advisory basis, of the compensation of our named executive officers as disclosed in the proxy statement. | Management | For | For | ||||||||
| 3. | Ratification of the appointment of Ernst & Young, LLP as the independent registered public accounting firm for 2021. | Management | For | For | ||||||||
| EQUITABLE HOLDINGS, INC. | ||||||||||||
| Security | 29452E101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EQH | Meeting Date | 20-May-2021 | |||||||||
| ISIN | US29452E1010 | Agenda | 935385129 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director for a one-year term ending at the 2022 Annual Meeting: Francis A. Hondal | Management | For | For | ||||||||
| 1B. | Election of Director for a one-year term ending at the 2022 Annual Meeting: Daniel G. Kaye | Management | For | For | ||||||||
| 1C. | Election of Director for a one-year term ending at the 2022 Annual Meeting: Joan Lamm-Tennant | Management | For | For | ||||||||
| 1D. | Election of Director for a one-year term ending at the 2022 Annual Meeting: Kristi A. Matus | Management | For | For | ||||||||
| 1E. | Election of Director for a one-year term ending at the 2022 Annual Meeting: Ramon de Oliveira | Management | For | For | ||||||||
| 1F. | Election of Director for a one-year term ending at the 2022 Annual Meeting: Mark Pearson | Management | For | For | ||||||||
| 1G. | Election of Director for a one-year term ending at the 2022 Annual Meeting: Bertram L. Scott | Management | For | For | ||||||||
| 1H. | Election of Director for a one-year term ending at the 2022 Annual Meeting: George Stansfield | Management | For | For | ||||||||
| 1I. | Election of Director for a one-year term ending at the 2022 Annual Meeting: Charles G.T. Stonehill | Management | For | For | ||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||
| 3. | Advisory vote to approve the compensation paid to our named executive officers. | Management | For | For | ||||||||
| SHAW COMMUNICATIONS INC. | ||||||||||||
| Security | 82028K200 | Meeting Type | Special | |||||||||
| Ticker Symbol | SJR | Meeting Date | 20-May-2021 | |||||||||
| ISIN | CA82028K2002 | Agenda | 935403648 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 01 | A special resolution, the full text of which is set forth in Appendix A to the accompanying management information circular dated April 14, 2021 (the "Circular"), to approve the proposed arrangement between Shaw Communications Inc. ("Shaw"), Rogers Communications Inc. (the "Purchaser") and the holders of Class A Participating Shares and Class B Non-Voting Participating Shares of Shaw pursuant to a plan of arrangement under section 193 of the Business Corporations Act (Alberta), whereby the Purchaser will, among other things, acquire all of the issued and outstanding Class A Participating Shares and Class B Non-Voting Participating Shares in the capital of Shaw, as more particularly described in the Circular. | Management | For | For | ||||||||
| GILAT SATELLITE NETWORKS LTD. | ||||||||||||
| Security | M51474118 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GILT | Meeting Date | 20-May-2021 | |||||||||
| ISIN | IL0010825102 | Agenda | 935414146 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A | Re-Election of Director: Isaac Angel | Management | For | For | ||||||||
| 1B | Re-Election of Director: Amiram Boehm | Management | For | For | ||||||||
| 1C | Re-Election of Director: Ishay Davidi | Management | For | For | ||||||||
| 1D | Re-Election of Director: Aylon (Lonny) Rafaeli | Management | For | For | ||||||||
| 1E | Re-Election of Director: Meir Shamir | Management | For | For | ||||||||
| 1F | Re-Election of Director: Dafna Sharir | Management | For | For | ||||||||
| 2A | To approve the terms of employment, the Base Compensation and the Chairman Bonus Plan of Mr. Isaac Angel, Chairman of the Board of the Company. | Management | For | For | ||||||||
| 2B | To approve the grant of options to Mr. Isaac Angel, Chairman of the Board of the Company. | Management | For | For | ||||||||
| 2BA | By marking the "NO" box, you confirm that you are not a "controlling shareholder" and do not have a "personal interest" in the approval of Proposal (2) B. If you cannot make such confirmation, please check the "YES" box. Mark "for" = yes or "against" = no. | Management | Against | |||||||||
| 3 | To approve a grant of options to Mr. Adi Sfadia, the Company's Chief Executive Officer. | Management | For | For | ||||||||
| 3A | By marking the "NO" box, you confirm that you are not a "controlling shareholder" and do not have a "personal interest" in the approval of Proposal (3). If you cannot make such confirmation, please check the "YES" box. Mark "for" = yes or "against" = no. | Management | Against | |||||||||
| 4 | To ratify and approve the reappointment and compensation of Kost Forer Gabbay & Kasierer, a member of Ernst & Young Global, as our independent registered public accountants for the fiscal year ending December 31, 2021, and for such additional period until the next annual general meeting of shareholders. | Management | For | For | ||||||||
| SGL CARBON SE | ||||||||||||
| Security | D6949M108 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 21-May-2021 | ||||||||||
| ISIN | DE0007235301 | Agenda | 713856865 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | Non-Voting | ||||||||||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE. | Non-Voting | ||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE MATERIAL URL DROPDOWN AT THE TOP OF THE BALLOT.-THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE.-FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | Non-Voting | ||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | ||||||||||
| 2 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||
| 3 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||
| 4 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2021 | Management | No Action | |||||||||
| 5 | APPROVE CANCELLATION OF CONDITIONAL CAPITAL 2004 | Management | No Action | |||||||||
| 6 | APPROVE CANCELLATION OF CONDITIONAL CAPITAL 2015 | Management | No Action | |||||||||
| 7 | AMEND ARTICLES RE: ONLINE PARTICIPATION | Management | No Action | |||||||||
| FBL FINANCIAL GROUP, INC. | ||||||||||||
| Security | 30239F106 | Meeting Type | Contested-Special | |||||||||
| Ticker Symbol | FFG | Meeting Date | 21-May-2021 | |||||||||
| ISIN | US30239F1066 | Agenda | 935356724 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To consider and vote on a proposal to adopt the Agreement and Plan of Merger, dated as of January 11, 2021 (as amended, supplemented or otherwise modified from time to time, the "Merger Agreement"), by and among Farm Bureau Property & Casualty Insurance Company, an Iowa domiciled stock property and casualty insurance company ("Parent"), 5400 Merger Sub, Inc., an Iowa corporation and wholly owned subsidiary of Parent, and the Company. | Management | For | For | ||||||||
| 2. | To consider and vote on a proposal to approve, on an advisory, non-binding basis, certain compensation that may be paid or become payable to the Company's named executive officers in connection with the merger. | Management | For | For | ||||||||
| 3. | To consider and vote on a proposal to approve the adjournment of the special meeting from time to time, if necessary, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the Merger Agreement. | Management | For | For | ||||||||
| CIRCOR INTERNATIONAL, INC. | ||||||||||||
| Security | 17273K109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CIR | Meeting Date | 25-May-2021 | |||||||||
| ISIN | US17273K1097 | Agenda | 935391526 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: Scott Buckhout | Management | For | For | ||||||||
| 1B | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: Samuel R. Chapin | Management | For | For | ||||||||
| 1C | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: David F. Dietz | Management | For | For | ||||||||
| 1D | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: Tina M. Donikowski | Management | For | For | ||||||||
| 1E | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: Bruce Lisman | Management | For | For | ||||||||
| 1F | Election of Class I director to continue until the Annual Meeting of Stockholders in 2022: John (Andy) O'Donnell | Management | For | For | ||||||||
| 2. | To ratify the selection by the Audit Committee of the Board of Directors of the Company of Ernst & Young LLP as the Company's independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||
| 3. | To consider an advisory vote approving the compensation of the Company's Named Executive Officers. | Management | For | For | ||||||||
| 4. | To approve an amendment to the Company's 2019 Stock Option and Incentive Plan to increase the number of shares available for issuance thereunder by 1,000,000. | Management | For | For | ||||||||
| LIBERTY MEDIA CORPORATION | ||||||||||||
| Security | 531229706 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BATRA | Meeting Date | 25-May-2021 | |||||||||
| ISIN | US5312297063 | Agenda | 935395233 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Brian M. Deevy | For | For | |||||||||
| 2 | Gregory B. Maffei | For | For | |||||||||
| 3 | Andrea L. Wong | For | For | |||||||||
| 2. | The auditors ratification proposal, to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||
| 3. | The say-on-pay proposal, to approve, on an advisory basis, the compensation of our named executive officers as described in the proxy statement under the heading "Executive Compensation." | Management | For | For | ||||||||
| ENDEAVOUR MINING CORPORATION | ||||||||||||
| Security | G3040R158 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EDVMF | Meeting Date | 25-May-2021 | |||||||||
| ISIN | KYG3040R1589 | Agenda | 935420252 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 01 | DIRECTOR | Management | ||||||||||
| 1 | Michael Beckett | For | For | |||||||||
| 2 | James Askew | For | For | |||||||||
| 3 | Alison Baker | For | For | |||||||||
| 4 | Sofia Bianchi | For | For | |||||||||
| 5 | Livia Mahler | For | For | |||||||||
| 6 | David Mimran | For | For | |||||||||
| 7 | Naguib Sawiris | For | For | |||||||||
| 8 | Tertius Zongo | For | For | |||||||||
| 9 | Sébastien de Montessus | For | For | |||||||||
| 02 | Appointment of BDO LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | ||||||||
| 03 | To consider, and if deemed advisable, pass, with or without variation, a non-binding advisory resolution accepting the Corporation's approach to executive compensation. | Management | For | For | ||||||||
| ENDEAVOUR MINING CORPORATION | ||||||||||||
| Security | G3040R158 | Meeting Type | Special | |||||||||
| Ticker Symbol | EDVMF | Meeting Date | 25-May-2021 | |||||||||
| ISIN | KYG3040R1589 | Agenda | 935420442 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 01 | THAT the directors of the Company (or a duly authorised committee thereof) be authorised to take all such action as they may consider necessary or appropriate for carrying the Scheme into effect. | Management | For | For | ||||||||
| 02 | THAT the future reduction of capital of Endeavour Mining Corporation plc ("New EDV") through the cancellation of its share premium account that will be established on the Scheme becoming effective and the cancellation of the deferred shares in the capital of New EDV in issue at such time, which the board of directors of the Company expects New EDV will undertake shortly after the date on which the Scheme becomes effective and which will take effect subject to the confirmation of the English Court, as more particularly described in the accompanying circular published by the Company (the "Circular"), be approved. | Management | For | For | ||||||||
| 03 | THAT with effect from the passing of this resolution the articles of association of the Company be hereby amended by the adoption and inclusion of a new article, the text of which is set out in full in Annex 1 to this Notice of Scheme General Meeting. | Management | For | For | ||||||||
| 04 | THAT the rules of the Endeavour Mining plc Employee PSU Plan on the terms set out in Annex 2 to this Notice of Scheme General Meeting be approved and the Directors be authorised to adopt the plan and do all acts and things necessary or desirable to operate the plan. | Management | For | For | ||||||||
| 05 | THAT the rules of the Endeavour Mining plc Executive PSU Plan for Non-UK Participants on the terms set out in Annex 3 to this Notice of Scheme General Meeting be approved and the Directors be authorised to adopt the plan and do all acts and things necessary or desirable to operate the plan. | Management | For | For | ||||||||
| 06 | THAT the rules of the Endeavour Mining plc Executive Performance Share Plan on the terms set out in Annex 4 to this Notice of Scheme General Meeting be approved and the Directors be authorised to adopt the plan and do all acts and things necessary or desirable to operate the plan. | Management | For | For | ||||||||
| 07 | THAT the rules of the Endeavour Mining plc Deferred Share Unit Plan on the terms set out in Annex 5 to this Notice of Scheme General Meeting be approved and the Directors be authorised to adopt the plan and do all acts and things necessary or desirable to operate the plan. | Management | For | For | ||||||||
| ENDEAVOUR MINING CORPORATION | ||||||||||||
| Security | G3040RA01 | Meeting Type | Special | |||||||||
| Ticker Symbol | Meeting Date | 25-May-2021 | ||||||||||
| ISIN | Agenda | 935420454 - Management | ||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 01 | THAT the Scheme, a print of which has been submitted to this Court Meeting and, for the purposes of identification, signed by the Chairman of this Court Meeting, be approved subject to any modification, addition or condition which the Grand Court of the Cayman Islands may think fit to approve or impose as may be jointly agreed by the Company and Endeavour Mining plc. | Management | For | For | ||||||||
| HALDEX AB | ||||||||||||
| Security | W3924P122 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 26-May-2021 | ||||||||||
| ISIN | SE0000105199 | Agenda | 714013151 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | "INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING-THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU-ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF-PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR-ASSISTANCE" | Non-Voting | ||||||||||
| 1 | OPENING OF THE GENERAL MEETING AND ELECTION OF CHAIRMAN OF THE GENERAL- MEETING: STEFAN CHARETTE | Non-Voting | ||||||||||
| 2 | DRAWING UP AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||
| 3 | ELECTION OF TWO PERSONS TO ATTEST THE MINUTES: THE BOARD PROPOSES THAT TWO- ADJUSTERS BE APPOINTED, AND THAT PATRICIA HEDELIUS, REPRESENTATIVE FOR AMF- PENSIONSFORSAKRING AB AND ANDERS ALGOTSSON, REPRESENTATIVE FOR AFA- SJUKFORSAKRINGS AB BE APPOINTED AS ADJUSTERS | Non-Voting | ||||||||||
| 4 | DETERMINATION OF WHETHER THE GENERAL MEETING HAS BEEN PROPERLY CONVENED | Non-Voting | ||||||||||
| 5 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||
| 6 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDIT REPORT AND THE CONSOLIDATED- FINANCIAL STATEMENTS AND THE AUDIT REPORT ON THE CONSOLIDATED FINANCIAL-STATEMENTS | Non-Voting | ||||||||||
| 7.A | RESOLUTION ON ADOPTION OF THE PROFIT AND LOSS ACCOUNT AND THE BALANCE SHEET AND THE CONSOLIDATED PROFIT AND LOSS ACCOUNT AND THE CONSOLIDATED BALANCE SHEET | Management | No Action | |||||||||
| 7.B.1 | RESOLUTION ON DISCHARGE OF LIABILITY FOR MEMBER OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR THE FINANCIAL YEAR 2020: JORGEN DURBAN (1 JANUARY - 23 JUNE 2020) | Management | No Action | |||||||||
| 7.B.2 | RESOLUTION ON DISCHARGE OF LIABILITY FOR MEMBER OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR THE FINANCIAL YEAR 2020: MARKUS GUSTAFSSON (1 JANUARY - 23 JUNE 2020) | Management | No Action | |||||||||
| 7.B.3 | RESOLUTION ON DISCHARGE OF LIABILITY FOR MEMBER OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR THE FINANCIAL YEAR 2020: BERND GOTTSCHALK (1 JANUARY - 23 JUNE 2020) | Management | No Action | |||||||||
| 7.B.4 | RESOLUTION ON DISCHARGE OF LIABILITY FOR MEMBER OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR THE FINANCIAL YEAR 2020: MIKAEL THUNVED (1 JANUARY - 23 JUNE 2020) | Management | No Action | |||||||||
| 7.B.5 | RESOLUTION ON DISCHARGE OF LIABILITY FOR MEMBER OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR THE FINANCIAL YEAR 2020: HELENE SVAHN, VD OCH STYRELSELEDAMOT (1 JANUARY - 31 DECEMBER 2020) | Management | No Action | |||||||||
| 7.B.6 | RESOLUTION ON DISCHARGE OF LIABILITY FOR MEMBER OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR THE FINANCIAL YEAR 2020: STEFAN CHARETTE (23 JUNE - 31 DECEMBER 2020) | Management | No Action | |||||||||
| 7.B.7 | RESOLUTION ON DISCHARGE OF LIABILITY FOR MEMBER OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR THE FINANCIAL YEAR 2020: HAKAN KARLSSON (23 JUNE - 31 DECEMBER 2020 | Management | No Action | |||||||||
| 7.B.8 | RESOLUTION ON DISCHARGE OF LIABILITY FOR MEMBER OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR THE FINANCIAL YEAR 2020: VIVEKA EKBERG (23 JUNE - 31 DECEMBER 2020) | Management | No Action | |||||||||
| 7.B.9 | RESOLUTION ON DISCHARGE OF LIABILITY FOR MEMBER OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR THE FINANCIAL YEAR 2020: CATHARINA MODAHL-NILSSON (23 JUNE - 31 DECEMBER 2020) | Management | No Action | |||||||||
| 7.B10 | RESOLUTION ON DISCHARGE OF LIABILITY FOR MEMBER OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR THE FINANCIAL YEAR 2020: DZEKI MACKINOVSKI (29 DECEMBER - 31 DECEMBER 2020) | Management | No Action | |||||||||
| 7.B11 | RESOLUTION ON DISCHARGE OF LIABILITY FOR MEMBER OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR THE FINANCIAL YEAR 2020: DETLEF BORGHARDT (29 DECEMBER - 31 DECEMBER 2020) | Management | No Action | |||||||||
| 7.B12 | RESOLUTION ON DISCHARGE OF LIABILITY FOR MEMBER OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR THE FINANCIAL YEAR 2020: PER HOLMQVIST (1 JANUARY - 31 DECEMBER 2020) | Management | No Action | |||||||||
| 7.B13 | RESOLUTION ON DISCHARGE OF LIABILITY FOR MEMBER OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR THE FINANCIAL YEAR 2020: PER-OLOF BJALLSTAL (1 JANUARY - 31 DECEMBER 2020) | Management | No Action | |||||||||
| 7.B14 | RESOLUTION ON DISCHARGE OF LIABILITY FOR MEMBER OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR THE FINANCIAL YEAR 2020: JAHAD SHAKO (1 JANUARY - 31 DECEMBER 2020) | Management | No Action | |||||||||
| 7.B15 | RESOLUTION ON DISCHARGE OF LIABILITY FOR MEMBER OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR THE FINANCIAL YEAR 2020: JIMMY EMILSSON (1 JANUARY - 31 DECEMBER 2020) | Management | No Action | |||||||||
| 7.C | RESOLUTION ON ALLOCATION OF THE COMPANY'S PROFIT ACCORDING TO THE ADOPTED BALANCE SHEET AND DETERMINATION OF THE RECORD DATE FOR RECEIPT OF DIVIDEND: THE BOARD OF DIRECTORS PROPOSES THAT NO DIVIDEND WILL BE PAID AND THAT THE GENERAL MEETING RESOLVES THAT THE ACCRUED PROFITS WILL BE CARRIED FORWARD | Management | No Action | |||||||||
| 8 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: DETERMINATION OF THE NUMBER OF DIRECTORS AND AUDITORS: BOARD CONSISTS OF SIX MEMBERS ELECTED BY THE ANNUAL GENERAL MEETING AND PROPOSES THAT THE COMPANY HAVE AN AUDITING COMPANY AS AUDITOR | Shareholder | No Action | |||||||||
| 9 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: DETERMINATION OF FEES TO THE DIRECTORS | Shareholder | No Action | |||||||||
| 10 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: DETERMINATION OF FEES TO THE AUDITORS | Shareholder | No Action | |||||||||
| 11.A | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RE-ELECTION OF STEFAN CHARETTE, VIVEKA EKBERG, HAKAN KARLSSON, CATHARINA MODAHL NILSSON, DETLEF BORGHARDT AND DZEKI MACKINOVSKI | Shareholder | No Action | |||||||||
| 11.B | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: NEW ELECTION OF HAKAN KARLSSON AS CHAIRMAN OF THE BOARD | Shareholder | No Action | |||||||||
| 11.C | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RE-ELECTION OF THE AUDITING COMPANY OHRLINGS PRICEWATERHOUSECOOPERS AB (PWC) IN ACCORDANCE WITH THE AUDIT COMMITTEE'S RECOMMENDATION. PWC HAS ANNOUNCED THAT PWC INTENDS TO APPOINT THE AUTHORIZED PUBLIC ACCOUNTANT CARL FOGELBERG AS THE PRINCIPAL AUDITOR | Shareholder | No Action | |||||||||
| 12 | RESOLUTION ON APPROVAL OF THE REMUNERATION REPORT | Management | No Action | |||||||||
| 13 | RESOLUTION ON THE BOARD OF DIRECTORS' PROPOSAL TO GUIDELINES FOR REMUNERATION TO MEMBERS OF THE EXECUTIVE MANAGEMENT | Management | No Action | |||||||||
| 14 | RESOLUTION ON THE ESTABLISHMENT OF A LONG- TERM INCENTIVE PROGRAM (LTI) | Management | No Action | |||||||||
| 15 | RESOLUTION ON THE BOARD OF DIRECTORS' PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||
| 16 | RESOLUTION ON THE BOARD OF DIRECTORS' PROPOSAL TO AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE ON A NEW SHARE ISSUE | Management | No Action | |||||||||
| 17.A | RESOLUTION ON AUTHORIZATION FOR THE BOARD TO RESOLVE ON ACQUISITIONS OF OWN SHARES | Management | No Action | |||||||||
| 17.B | RESOLUTION ON AUTHORIZATION FOR THE BOARD TO RESOLVE ON TRANSFERS OF OWN SHARES IN CONNECTION TO CORPORATE ACQUISITIONS | Management | No Action | |||||||||
| 18 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLUTION ON NOMINATION COMMITTEE INSTRUCTIONS | Shareholder | No Action | |||||||||
| 19 | CLOSING OF THE GENERAL MEETING | Non-Voting | ||||||||||
| CMMT | 29 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 14 MAY 2021 TO 18 MAY 2021. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| AMERICAN TOWER CORPORATION | ||||||||||||
| Security | 03027X100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AMT | Meeting Date | 26-May-2021 | |||||||||
| ISIN | US03027X1000 | Agenda | 935387755 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Thomas A. Bartlett | Management | For | For | ||||||||
| 1B. | Election of Director: Raymond P. Dolan | Management | For | For | ||||||||
| 1C. | Election of Director: Kenneth R. Frank | Management | For | For | ||||||||
| 1D. | Election of Director: Robert D. Hormats | Management | For | For | ||||||||
| 1E. | Election of Director: Gustavo Lara Cantu | Management | For | For | ||||||||
| 1F. | Election of Director: Grace D. Lieblein | Management | For | For | ||||||||
| 1G. | Election of Director: Craig Macnab | Management | For | For | ||||||||
| 1H. | Election of Director: JoAnn A. Reed | Management | For | For | ||||||||
| 1I. | Election of Director: Pamela D.A. Reeve | Management | For | For | ||||||||
| 1J. | Election of Director: David E. Sharbutt | Management | For | For | ||||||||
| 1K. | Election of Director: Bruce L. Tanner | Management | For | For | ||||||||
| 1L. | Election of Director: Samme L. Thompson | Management | For | For | ||||||||
| 2. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||
| 3. | To approve, on an advisory basis, the Company's executive compensation. | Management | For | For | ||||||||
| 4. | Stockholder proposal to amend the appropriate governing documents to reduce the ownership threshold required to call a special meeting of the stockholders. | Shareholder | Against | For | ||||||||
| 5. | Stockholder proposal to require the Board of Directors to create a standing committee to oversee human rights issues. | Shareholder | Abstain | Against | ||||||||
| SPORTSMAN'S WAREHOUSE HOLDINGS, INC. | ||||||||||||
| Security | 84920Y106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SPWH | Meeting Date | 26-May-2021 | |||||||||
| ISIN | US84920Y1064 | Agenda | 935394065 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1.1 | Election of Director: Joseph P. Schneider | Management | For | For | ||||||||
| 1.2 | Election of Director: Christopher Eastland | Management | For | For | ||||||||
| 1.3 | Election of Director: Philip Williamson | Management | For | For | ||||||||
| 2. | Ratification of the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||||||
| 3. | Approval, on an advisory basis, of our named executive officer compensation. | Management | For | For | ||||||||
| ILLUMINA, INC. | ||||||||||||
| Security | 452327109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ILMN | Meeting Date | 26-May-2021 | |||||||||
| ISIN | US4523271090 | Agenda | 935395485 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Caroline D. Dorsa | Management | For | For | ||||||||
| 1B. | Election of Director: Robert S. Epstein, M.D. | Management | For | For | ||||||||
| 1C. | Election of Director: Scott Gottlieb, M.D. | Management | For | For | ||||||||
| 1D. | Election of Director: Gary S. Guthart | Management | For | For | ||||||||
| 1E. | Election of Director: Philip W. Schiller | Management | For | For | ||||||||
| 1F. | Election of Director: John W. Thompson | Management | For | For | ||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 2, 2022. | Management | For | For | ||||||||
| 3. | To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||
| STERLING BANCORP | ||||||||||||
| Security | 85917A100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | STL | Meeting Date | 26-May-2021 | |||||||||
| ISIN | US85917A1007 | Agenda | 935397376 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | John P. Cahill | For | For | |||||||||
| 2 | Navy E. Djonovic | For | For | |||||||||
| 3 | Fernando Ferrer | For | For | |||||||||
| 4 | Robert Giambrone | For | For | |||||||||
| 5 | Mona Aboelnaga Kanaan | For | For | |||||||||
| 6 | Jack Kopnisky | For | For | |||||||||
| 7 | James J. Landy | For | For | |||||||||
| 8 | Maureen Mitchell | For | For | |||||||||
| 9 | Patricia M. Nazemetz | For | For | |||||||||
| 10 | Richard O'Toole | For | For | |||||||||
| 11 | Ralph F. Palleschi | For | For | |||||||||
| 12 | William E. Whiston | For | For | |||||||||
| 2. | Approval of Amendment to the Sterling Bancorp Amended and Restated 2015 Omnibus Equity and Incentive Plan to increase the number of shares reserved for issuance thereunder by 3,500,000 shares (for an aggregate 10,500,000 shares). | Management | For | For | ||||||||
| 3. | Approval, by advisory, non-binding vote, of the compensation of the Named Executive Officers (Say-on- Pay). | Management | For | For | ||||||||
| 4. | Ratification of the appointment of Crowe LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||
| APA CORPORATION | ||||||||||||
| Security | 03743Q108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | APA | Meeting Date | 27-May-2021 | |||||||||
| ISIN | US03743Q1085 | Agenda | 935379443 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | Election of Director: Annell R. Bay | Management | For | For | ||||||||
| 2. | Election of Director: John J. Christmann IV | Management | For | For | ||||||||
| 3. | Election of Director: Juliet S. Ellis | Management | For | For | ||||||||
| 4. | Election of Director: Chansoo Joung | Management | For | For | ||||||||
| 5. | Election of Director: John E. Lowe | Management | For | For | ||||||||
| 6. | Election of Director: H. Lamar McKay | Management | For | For | ||||||||
| 7. | Election of Director: William C. Montgomery | Management | For | For | ||||||||
| 8. | Election of Director: Amy H. Nelson | Management | For | For | ||||||||
| 9. | Election of Director: Daniel W. Rabun | Management | For | For | ||||||||
| 10. | Election of Director: Peter A. Ragauss | Management | For | For | ||||||||
| 11. | Ratification of Ernst & Young LLP as APA's Independent Auditors. | Management | For | For | ||||||||
| 12. | Advisory Vote to Approve Compensation of APA's Named Executive Officers. | Management | For | For | ||||||||
| 13. | Approval of the Apache Charter Amendment. | Management | Abstain | Against | ||||||||
| ASALEO CARE LTD | ||||||||||||
| Security | Q0557U102 | Meeting Type | Scheme Meeting | |||||||||
| Ticker Symbol | Meeting Date | 01-Jun-2021 | ||||||||||
| ISIN | AU000000AHY8 | Agenda | 713988787 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | "THAT, IN ACCORDANCE WITH THE PROVISIONS OF SECTION 411 OF THE CORPORATIONS ACT 2001 (CTH): (A) THE MEMBERS AGREE TO THE SCHEME OF ARRANGEMENT PROPOSED BETWEEN THE COMPANY AND THE HOLDERS OF ITS ORDINARY SHARES, AS CONTAINED IN AND MORE PARTICULARLY DESCRIBED IN THE SCHEME BOOKLET ACCOMPANYING THE NOTICE CONVENING THIS MEETING (WITH OR WITHOUT ANY ALTERATIONS OR CONDITIONS AGREED TO IN WRITING BETWEEN THE COMPANY AND THE BIDDER OR ANY ALTERATIONS OR CONDITIONS REQUIRED BY THE COURT TO WHICH THE COMPANY AND THE BIDDER AGREE); AND (B) THE BOARD OF DIRECTORS OF THE COMPANY IS AUTHORISED TO IMPLEMENT THE SCHEME WITH ANY SUCH ALTERATIONS OR CONDITIONS." | Management | For | For | ||||||||
| AVANGRID, INC. | ||||||||||||
| Security | 05351W103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AGR | Meeting Date | 01-Jun-2021 | |||||||||
| ISIN | US05351W1036 | Agenda | 935402355 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Ignacio S. Galán | For | For | |||||||||
| 2 | John Baldacci | For | For | |||||||||
| 3 | Daniel Alcain Lopéz | For | For | |||||||||
| 4 | Dennis V. Arriola | For | For | |||||||||
| 5 | Pedro Azagra Blázquez | For | For | |||||||||
| 6 | Robert Duffy | For | For | |||||||||
| 7 | Teresa Herbert | For | For | |||||||||
| 8 | Patricia Jacobs | For | For | |||||||||
| 9 | John Lahey | For | For | |||||||||
| 10 | José Á. Marra Rodríguez | For | For | |||||||||
| 11 | Santiago M. Garrido | For | For | |||||||||
| 12 | José Sáinz Armada | For | For | |||||||||
| 13 | Alan Solomont | For | For | |||||||||
| 14 | Elizabeth Timm | For | For | |||||||||
| 2. | RATIFICATION OF THE SELECTION OF KPMG LLP AS AVANGRID, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2021. | Management | For | For | ||||||||
| 3. | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||
| 4. | APPROVAL OF AN AMENDMENT TO THE AVANGRID, INC. AMENDED AND RESTATED OMNIBUS INCENTIVE PLAN. | Management | For | For | ||||||||
| BOINGO WIRELESS, INC. | ||||||||||||
| Security | 09739C102 | Meeting Type | Special | |||||||||
| Ticker Symbol | WIFI | Meeting Date | 01-Jun-2021 | |||||||||
| ISIN | US09739C1027 | Agenda | 935427662 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To adopt the Merger Agreement and Plan of Merger, dated as of February 26, 2021, by and among White Sands Parent, Inc., White Sands Bidco, Inc., and Boingo Wireless, Inc., as it may be amended from time to time. | Management | For | For | ||||||||
| 2. | To approve the adoption of any proposal to adjourn the Special Meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | ||||||||
| 3. | To approve, by non-binding, advisory vote, compensation that will or may become payable by Boingo Wireless, Inc. to its named executive officers in connection with the merger. | Management | For | For | ||||||||
| EUSKALTEL S.A. | ||||||||||||
| Security | E4R02W105 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 02-Jun-2021 | ||||||||||
| ISIN | ES0105075008 | Agenda | 714033038 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 03 JUN 2020. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | Non-Voting | ||||||||||
| 1 | APPROVE CONSOLIDATED AND STANDALONE FINANCIAL STATEMENTS | Management | No Action | |||||||||
| 2 | APPROVE CONSOLIDATED AND STANDALONE MANAGEMENT REPORTS | Management | No Action | |||||||||
| 3 | APPROVE NON-FINANCIAL INFORMATION STATEMENT | Management | No Action | |||||||||
| 4 | APPROVE DISCHARGE OF BOARD | Management | No Action | |||||||||
| 5 | RENEW APPOINTMENT OF KPMG AUDITORES AS AUDITOR | Management | No Action | |||||||||
| 6 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS | Management | No Action | |||||||||
| 7 | AMEND REMUNERATION POLICY FOR FY 2019, 2020 AND 2021 | Management | No Action | |||||||||
| 8 | RECEIVE AMENDMENTS TO BOARD OF DIRECTORS REGULATIONS | Non-Voting | ||||||||||
| 9 | AUTHORIZE BOARD TO RATIFY AND EXECUTE APPROVED RESOLUTIONS | Management | No Action | |||||||||
| 10 | ADVISORY VOTE ON REMUNERATION REPORT | Management | No Action | |||||||||
| CMMT | 04 MAY 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS | Non-Voting | ||||||||||
| OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||
| CMMT | 04 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| HUNTER DOUGLAS NV | ||||||||||||
| Security | N4327C122 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 02-Jun-2021 | ||||||||||
| ISIN | ANN4327C1220 | Agenda | 714169441 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | OTHER BUSINESS | Management | No Action | |||||||||
| HUNTER DOUGLAS NV | ||||||||||||
| Security | N4327C122 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 02-Jun-2021 | ||||||||||
| ISIN | ANN4327C1220 | Agenda | 714169465 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | REPORT TO THE SHAREHOLDERS | Management | No Action | |||||||||
| 2 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||
| 3 | APPROVE DISCHARGE OF BOARD OF DIRECTORS | Management | No Action | |||||||||
| 4 | REELECT A. NUHN, A. RUYS, R. SONNENBERG, F. WAGENER AS DIRECTORS | Management | No Action | |||||||||
| 5 | RATIFY ERNST YOUNG ACCOUNTANTS LLP AS AUDITORS | Management | No Action | |||||||||
| 6 | OTHER BUSINESS | Management | No Action | |||||||||
| CMMT | 17 MAY 2021: PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS-MEETING. IF NO BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE-REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | 17 MAY 2021: PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT-THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY-CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | 17 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||
| INTERSECT ENT, INC. | ||||||||||||
| Security | 46071F103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | XENT | Meeting Date | 03-Jun-2021 | |||||||||
| ISIN | US46071F1030 | Agenda | 935399320 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Kieran T. Gallahue | For | For | |||||||||
| 2 | Thomas A. West | For | For | |||||||||
| 3 | Teresa L. Kline | For | For | |||||||||
| 4 | Cynthia L. Lucchese | For | For | |||||||||
| 5 | Dana G. Mead, Jr. | For | For | |||||||||
| 6 | Neil A. Hattangadi, M.D | For | For | |||||||||
| 7 | Elisabeth S. Little | For | For | |||||||||
| 2. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||
| 3. | To provide an advisory vote on executive compensation, as described in the Proxy Statement accompanying this Proxy Card. | Management | For | For | ||||||||
| DEVOTEAM SA | ||||||||||||
| Security | F26011100 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 04-Jun-2021 | ||||||||||
| ISIN | FR0000073793 | Agenda | 714021780 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||
| 1 | APPROVAL OF THE STATUTORY FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDING DECEMBER 31, 2020. APPROVAL OF THE NON- DEDUCTIBLE EXPENSES | Management | No Action | |||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDING DECEMBER 31, 2020 | Management | No Action | |||||||||
| 3 | APPROVAL OF RELATED PARTIES TRANSACTIONS | Management | No Action | |||||||||
| 4 | ALLOCATION OF THE 2020 NET PROFIT | Management | No Action | |||||||||
| 5 | ANNUAL COMPENSATION OF THE SUPERVISORY BOARD MEMBERS | Management | No Action | |||||||||
| 6 | OPINION ON COMPENSATION OF MR. STANISLAS DE BENTZMANN, CHAIRMAN OF THE MANAGEMENT BOARD, AWARDED FOR THE FINANCIAL YEAR ENDING DECEMBER 31, 2020 | Management | No Action | |||||||||
| 7 | ADVISORY VOTE ON COMPENSATION OF MR. GODEFROY DE BENTZMANN, CEO, MEMBER OF THE MANAGEMENT BOARD, AWARDED FOR THE FINANCIAL YEAR ENDING DECEMBER 31, 2020 | Management | No Action | |||||||||
| 8 | COMPENSATION POLICY FOR THE CEO, MEMBER OF THE MANAGEMENT BOARD | Management | No Action | |||||||||
| 9 | COMPENSATION POLICY FOR THE CHAIRMAN OF THE MANAGEMENT BOARD | Management | No Action | |||||||||
| 10 | RENEWAL OF MRS CAROLE DESPORT'S TERM OF OFFICE, AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 11 | RESIGNATION OF MRS VALERIE KNIAZEFF, AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 12 | AUTHORIZATION TO BE GRANTED TO THE MANAGEMENT BOARD TO PURCHASE SHARES OF THE COMPANY UP TO A LIMIT OF 10% OF ITS SHARE CAPITAL | Management | No Action | |||||||||
| 13 | AUTHORIZATION AND POWERS TO BE GRANTED TO THE MANAGEMENT BOARD TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES HELD BY THE COMPANY | Management | No Action | |||||||||
| 14 | POWERS OF ATTORNEY | Management | No Action | |||||||||
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202104282101226-51 | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| GASLOG LTD. | ||||||||||||
| Security | G37585109 | Meeting Type | Special | |||||||||
| Ticker Symbol | GLOG | Meeting Date | 04-Jun-2021 | |||||||||
| ISIN | BMG375851091 | Agenda | 935432372 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To approve (a) the Agreement and Plan of Merger, dated as of February 21, 2021 (as amended, the "merger agreement"), by and among GasLog Ltd., GEPIF III Crown Bidco L.P. and GEPIF III Crown MergerCo Limited, (b) the related statutory merger agreement and (c) the merger contemplated by the merger agreement, on the terms and subject to the conditions set forth therein. | Management | For | For | ||||||||
| FREEPORT-MCMORAN INC. | ||||||||||||
| Security | 35671D857 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FCX | Meeting Date | 08-Jun-2021 | |||||||||
| ISIN | US35671D8570 | Agenda | 935412762 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1.1 | Election of Director: David P. Abney | Management | For | For | ||||||||
| 1.2 | Election of Director: Richard C. Adkerson | Management | For | For | ||||||||
| 1.3 | Election of Director: Robert W. Dudley | Management | For | For | ||||||||
| 1.4 | Election of Director: Lydia H. Kennard | Management | For | For | ||||||||
| 1.5 | Election of Director: Dustan E. McCoy | Management | For | For | ||||||||
| 1.6 | Election of Director: John J. Stephens | Management | For | For | ||||||||
| 1.7 | Election of Director: Frances Fragos Townsend | Management | For | For | ||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||
| 3. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||||||
| STEEL PARTNERS HOLDINGS L.P. | ||||||||||||
| Security | 85814R107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SPLP | Meeting Date | 09-Jun-2021 | |||||||||
| ISIN | US85814R1077 | Agenda | 935414108 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | John P. McNiff | For | For | |||||||||
| 2 | General Richard I. Neal | For | For | |||||||||
| 3 | Lon Rosen | For | For | |||||||||
| 4 | Eric P. Karros | For | For | |||||||||
| 5 | James Benenson III | For | For | |||||||||
| 6 | Rory H. Tahari | For | For | |||||||||
| 2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||||
| 3. | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||
| 4. | To approve the amendment and restatement of the Amended & Restated 2018 Incentive Award Plan to increase the number of LP Units reserved for issuance by 1,000,000. | Management | For | For | ||||||||
| GAMESYS GROUP PLC | ||||||||||||
| Security | G3727J107 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 10-Jun-2021 | ||||||||||
| ISIN | GB00BZ14BX56 | Agenda | 714128231 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | TO RECEIVE THE REPORTS OF THE DIRECTORS AND OF THE AUDITOR AND THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||
| 2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT (EXCLUDING THE DIRECTORS' REMUNERATION POLICY) FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||
| 3 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY AS SET OUT WITHIN THE ANNUAL REPORT | Management | For | For | ||||||||
| 4 | TO BDO LLP AS AUDITOR TO HOLD OFFICE FROM THE CONCLUSION OF THIS MEETING UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING OF THE COMPANY AT WHICH ACCOUNTS ARE LAID | Management | For | For | ||||||||
| 5 | TO AUTHORISE THE AND RISK COMMITTEE FOR ON BEHALF OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | For | For | ||||||||
| 6 | TO DECLARE AND PAY A FINAL DIVIDEND IN THE AMOUNT OF 28 PENCE PER ORDINARY SHARE THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||
| 7 | TO RE-APPOINT NEIL GOULDEN AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 8 | TO RE-APPOINT LEE FENTON AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 9 | TO RE-APPOINT KEITH LASLOP AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 10 | TO APPOINT TINA SOUTHALL AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 11 | TO RE-APPOINT ROBESON REEVES AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 12 | TO RE-APPOINT NIGEL BREWSTER AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 13 | TO RE-APPOINT JIM RYAN AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 14 | TO RE-APPOINT COLIN STURGEON AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 15 | TO RE-APPOINT ANDRIA VIDLER AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 16 | TO RE-APPOINT KATIE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 17 | TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE | Management | For | For | ||||||||
| 18 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | ||||||||
| 19 | TO AUTHORISE THE DIRECTORS TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS IN RESPECT OF 5% OF THE COMPANY'S ISSUED SHARE CAPITAL | Management | Abstain | Against | ||||||||
| 20 | TO AUTHORISE THE DIRECTORS TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS IN RESPECT OF AN ADDITIONAL 5% OF THE COMPANY'S ISSUED SHARE CAPITAL | Management | Abstain | Against | ||||||||
| 21 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | ||||||||
| 22 | TO AUTHORISE THE CALLING OF GENERAL MEETINGS OF THE COMPANY BY NOTICE OF 14 CLEAR DAYS | Management | For | For | ||||||||
| CMMT | 11 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 11. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| TIKKURILA OYJ | ||||||||||||
| Security | X90959101 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 10-Jun-2021 | ||||||||||
| ISIN | FI4000008719 | Agenda | 714202455 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||
| CMMT | A POA IS NEEDED TO APPOINT OWN REPRESENTATIVE BUT IS NOT NEEDED IF A FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE SHAREHOLDER IS FINNISH THEN A POA WOULD- STILL BE REQUIRED. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 581297 DUE TO RESOLUTION-16 IS SINGLE VOTABLE ITEM. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| 1 | OPENING OF THE MEETING | Non-Voting | ||||||||||
| 2 | CALLING THE MEETING TO ORDER | Non-Voting | ||||||||||
| 3 | ELECTION OF PERSON TO SCRUTINIZE THE MINUTES AND TO SUPERVISE THE COUNTING OF- VOTES | Non-Voting | ||||||||||
| 4 | RECORDING THE LEGALITY OF THE MEETING | Non-Voting | ||||||||||
| 5 | RECORDING THE ATTENDANCE AT THE MEETING AND ADOPTION OF THE LIST OF VOTES | Non-Voting | ||||||||||
| 6 | PRESENTATION OF THE FINANCIAL STATEMENTS, THE CONSOLIDATED FINANCIAL-STATEMENTS, THE BOARD OF DIRECTORS' REPORT, AND THE AUDITOR'S REPORT FOR 2020 | Non-Voting | ||||||||||
| 7 | ADOPTION OF THE FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENT | Management | No Action | |||||||||
| 8 | DUE TO THE ONGOING TENDER OFFER FOR ALL THE ISSUED AND OUTSTANDING SHARES OF THE COMPANY BY PPG INDUSTRIES, INC., THE BOARD OF DIRECTORS PROPOSES THAT TIKKURILA'S ANNUAL GENERAL MEETING DECIDES THAT NO DIVIDEND BE PAID FROM THE FINANCIAL YEAR 2020 RESOLUTION ON THE USE OF THE PROFIT SHOWN ON THE BALANCE SHEET AND THE PAYMENT OF DIVIDEND | Management | No Action | |||||||||
| 9 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE CEO FROM LIABILITY | Management | No Action | |||||||||
| 10 | THE BOARD OF DIRECTORS PROPOSES THAT THE ANNUAL GENERAL MEETING ADOPTS THE REMUNERATION REPORT FOR THE YEAR 2020 ADOPTION OF THE REMUNERATION REPORT FOR GOVERNING BODIES | Management | No Action | |||||||||
| 11 | THE NOMINATION BOARD PROPOSES TO THE ANNUAL GENERAL MEETING THAT THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS WOULD REMAIN UNCHANGED AND THAT THE ANNUAL REMUNERATION WOULD BE: EUR 64,000 FOR THE CHAIRMAN, EUR 40,000 FOR THE VICE CHAIRMAN OF THE BOARD OF DIRECTORS AND THE CHAIRMAN OF THE AUDIT COMMITTEE, AND EUR 32,000 FOR OTHER MEMBERS OF THE BOARD OF DIRECTORS. THE ANNUAL REMUNERATION IS PAID FULLY IN CASH. RESOLUTION ON THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 12 | THE NOMINATION BOARD PROPOSES TO THE ANNUAL GENERAL MEETING THAT THE NUMBER OF THE MEMBERS OF THE BOARD OF DIRECTORS TO BE ELECTED BE SEVEN (7). RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 13 | THE NOMINATION BOARD PROPOSES TO THE ANNUAL GENERAL MEETING THAT THE PRESENT MEMBERS LARS PETER LINDFORS, RIITTA MYNTTINEN, JARI PAASIKIVI, ANDREY PANTYUKHOV, CATHERINE SAHLGREN, PETTERI WALLD N AND HEIKKI WESTERLUND WOULD BE RE- ELECTED FOR A TERM ENDING AT THE CLOSURE OF THE NEXT ANNUAL GENERAL MEETING, UNLESS | Management | No Action | |||||||||
| THE CONDITIONAL RESOLUTION PROPOSED UNDER ITEM 16 BECOMES EFFECTIVE AT AN EARLIER DATE WITH RESPECT TO THE TERM OF ANY SUCH BOARD MEMBERS. ELECTION OF MEMBERS, CHAIRMAN AND VICE CHAIRMAN OF THE BOARD OF DIRECTORS | ||||||||||||
| 14 | THE BOARD OF DIRECTORS PROPOSES TO THE ANNUAL GENERAL MEETING, ON THE RECOMMENDATION OF THE AUDIT COMMITTEE, THAT THE AUDITOR'S FEES BE PAID AGAINST AN INVOICE APPROVED BY THE COMPANY. RESOLUTION ON THE REMUNERATION OF THE AUDITOR | Management | No Action | |||||||||
| 15 | THE BOARD OF DIRECTORS PROPOSES TO THE ANNUAL GENERAL MEETING, ON THE RECOMMENDATION OF THE AUDIT COMMITTEE, THAT THE AUTHORIZED PUBLIC ACCOUNTANT FIRM ERNST & YOUNG OY BE RE-ELECTED AS THE COMPANY'S AUDITOR FOR THE TERM THAT ENDS AT THE END OF THE NEXT ANNUAL GENERAL MEETING. ERNST & YOUNG OY HAS INFORMED THAT APA ANTTI SUOMINEN WILL ACT AS THE PRINCIPAL AUDITOR ELECTION OF THE AUDITOR | Management | No Action | |||||||||
| 16 | DUE TO THE PENDING TENDER OFFER, THE NOMINATION BOARD PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES CONDITIONALLY ON THE MATTERS SET FORTH IN ITEMS 16 (A) - (B) BELOW. THE PROPOSALS OF THE NOMINATION BOARD SET FORTH IN ITEMS 16 (A) - (B) BELOW FORM AN ENTIRETY THAT REQUIRES THE ADOPTION OF ALL ITS INDIVIDUAL ITEMS BY A SINGLE DECISION CONDITIONAL RESOLUTIONS RELATING TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 17 | DUE TO THE ONGOING THE TENDER OFFER, THE BOARD OF DIRECTORS PROPOSES TO THE ANNUAL GENERAL MEETING THAT THE ANNUAL GENERAL MEETING DECIDES TO DISBAND THE NOMINATION BOARD, SUCH RESOLUTION BEING CONDITIONAL AND BECOMING EFFECTIVE UPON PPG INDUSTRIES, INC. OR ITS SUBSIDIARY OBTAINING MORE THAN NINETY (90) PERCENT OF ALL THE SHARES AND VOTING RIGHTS ATTACHED TO THE SHARES AND THE SUBSEQUENT REGISTRATION OF THE RIGHT AND OBLIGATION OF PPG INDUSTRIES, INC. OR ITS SUBSIDIARY TO REDEEM MINORITY SHARES WITH THE FINNISH TRADE REGISTER. CONDITIONAL RESOLUTION RELATING TO THE DISBANDMENT OF THE NOMINATION BOARD | Management | No Action | |||||||||
| 18 | THE BOARD OF DIRECTORS PROPOSES THAT THE ANNUAL GENERAL MEETING AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE UPON THE REPURCHASE OF A MAXIMUM 4,400,000 OF THE COMPANY'S OWN SHARES WITH ASSETS PERTAINING TO THE COMPANY'S UNRESTRICTED EQUITY IN ONE OR SEVERAL TRANCHES. AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON THE REPURCHASE OF THE COMPANY'S OWN SHARES | Management | No Action | |||||||||
| 19 | THE BOARD OF DIRECTORS PROPOSES THAT THE ANNUAL GENERAL MEETING AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE TO TRANSFER THE COMPANY'S OWN SHARES HELD BY THE COMPANY OR TO ISSUE NEW SHARES IN ONE OR SEVERAL TRANCHES LIMITED TO A MAXIMUM OF 4,400,000 SHARES AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUANCE OF SHARES | Management | No Action | |||||||||
| 20 | CLOSING OF THE MEETING | Non-Voting | ||||||||||
| LEAF GROUP LTD. | ||||||||||||
| Security | 52177G102 | Meeting Type | Special | |||||||||
| Ticker Symbol | LEAF | Meeting Date | 10-Jun-2021 | |||||||||
| ISIN | US52177G1022 | Agenda | 935436635 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To consider and vote on a proposal to adopt the Agreement and Plan of Merger, dated as of April 3, 2021 as it may be amended, supplemented or otherwise modified from time to time (referred to as the "merger agreement"), by and among Leaf Group Ltd. (referred to as the "Company"), Graham Holdings Company, a Delaware corporation (referred to as "Parent"), and Pacifica Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent (referred to as the "merger subsidiary") (referred to as the "merger proposal"). | Management | For | For | ||||||||
| 2. | To consider and vote on a non-binding, advisory proposal to approve the compensation that may be paid or may become payable to the Company's named executive officers in connection with the merger of the merger subsidiary with and into the Company pursuant to the merger agreement (referred to as the "advisory, non- binding compensation proposal"). | Management | For | For | ||||||||
| 3. | To consider and vote on a proposal to adjourn or postpone the special meeting of the Company's stockholders (referred to as the "special meeting") to a later date or time, if necessary or appropriate as determined by the Company, to solicit additional proxies if there are insufficient votes at the time of the special meeting or any adjournment or postponement thereof to approve the merger proposal. | Management | For | For | ||||||||
| SIERRA METALS INC. | ||||||||||||
| Security | 82639W106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SMTS | Meeting Date | 10-Jun-2021 | |||||||||
| ISIN | CA82639W1068 | Agenda | 935439150 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | J. Vizquerra Benavides | For | For | |||||||||
| 2 | J. Alberto Arias | For | For | |||||||||
| 3 | Steven Dean | For | For | |||||||||
| 4 | Douglas Cater | For | For | |||||||||
| 5 | Ricardo Arrarte | For | For | |||||||||
| 6 | Luis Marchese | For | For | |||||||||
| 7 | D. Romero Paoletti | For | For | |||||||||
| 8 | Koko Yamamoto | For | For | |||||||||
| 2 | To reappoint PricewaterhouseCoopers, Chartered Accountants, as the Corporation's auditors for the ensuing year and to authorize the directors to fix the remuneration to be paid to the auditors. | Management | For | For | ||||||||
| FLY LEASING LTD | ||||||||||||
| Security | 34407D109 | Meeting Type | Special | |||||||||
| Ticker Symbol | FLY | Meeting Date | 10-Jun-2021 | |||||||||
| ISIN | US34407D1090 | Agenda | 935439679 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To approve amendment of bye-law 73 of the existing bye- laws of the Company by replacing the existing bye-law 73 with the following new bye-law 73 (the "Bye-Law Proposal"): "73. AMALGAMATIONS OR MERGERS, 73.1. Subject to Bye-law 73.2, the Company shall not engage in any amalgamation or merger unless such amalgamation or merger has been approved by a resolution of the Members including the affirmative votes of at least 66% of all votes attaching to all shares in issue entitling the holder ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||
| 2. | To approve (i) the merger of Carlyle Aviation Elevate Merger Subsidiary Ltd. ("Merger Sub") with and into the Company (the "Merger"), whereby upon the effectiveness of the Merger, the corporate existence of Merger Sub shall cease, and the Company shall continue as the surviving company in the Merger and a wholly-owned, direct subsidiary of Carlyle Aviation Elevate Ltd. ("Parent"); (ii) the agreement and plan of merger, dated as of March 27, 2021, as may be amended from time to time (the "Merger ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||
| 3. | To approve the adjournment of the special meeting as the chairman of the special meeting determines in accordance with the bye-laws of the Company in order for the Company to take such actions as the Board may determine as are necessary or appropriate, including to solicit additional proxies, if there are insufficient votes at the time of the special meeting to approve the Merger Proposal (the "Adjournment Proposal"). | Management | For | For | ||||||||
| BROOKFIELD ASSET MANAGEMENT INC. | ||||||||||||
| Security | 112585104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BAM | Meeting Date | 11-Jun-2021 | |||||||||
| ISIN | CA1125851040 | Agenda | 935433994 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | M. Elyse Allan | For | For | |||||||||
| 2 | Angela F. Braly | For | For | |||||||||
| 3 | Janice Fukakusa | For | For | |||||||||
| 4 | Maureen Kempston Darkes | For | For | |||||||||
| 5 | Frank J. McKenna | For | For | |||||||||
| 6 | Hutham S. Olayan | For | For | |||||||||
| 7 | Seek Ngee Huat | For | For | |||||||||
| 8 | Diana L. Taylor | For | For | |||||||||
| 2 | The appointment of Deloitte LLP as the external auditor and authorizing the directors to set its remuneration. | Management | For | For | ||||||||
| 3 | The Say on Pay Resolution set out in the Corporation's Management Information Circular dated April 30, 2021 (the "Circular"). | Management | For | For | ||||||||
| EXTENDED STAY AMERICA, INC. | ||||||||||||
| Security | 30224P200 | Meeting Type | Contested-Special | |||||||||
| Ticker Symbol | STAY | Meeting Date | 11-Jun-2021 | |||||||||
| ISIN | US30224P2002 | Agenda | 935435772 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To adopt the merger agreement and approve the mergers and the other transactions contemplated by the merger agreement. | Management | For | For | ||||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to the Company's named executive officers that is based on or otherwise relates to the mergers. | Management | For | For | ||||||||
| 3. | To approve, any adjournment of the meeting for the purpose of soliciting additional proxies. | Management | For | For | ||||||||
| HOUSTON WIRE & CABLE COMPANY | ||||||||||||
| Security | 44244K109 | Meeting Type | Special | |||||||||
| Ticker Symbol | HWCC | Meeting Date | 15-Jun-2021 | |||||||||
| ISIN | US44244K1097 | Agenda | 935439732 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of March 24, 2021, by and among Omni Cable, LLC, a Pennsylvania limited liability company ("OmniCable"), OCDFH Acquisition Sub Inc., a Delaware corporation and wholly owned subsidiary of OmniCable, and the Company. | Management | For | For | ||||||||
| 2. | To approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company's named executive officers and that is based on, or otherwise relates to, the merger contemplated by the merger agreement. | Management | For | For | ||||||||
| 3. | To adjourn the special meeting from time to time to a later date or time if necessary or appropriate, including to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to adopt the merger agreement. | Management | For | For | ||||||||
| NUANCE COMMUNICATIONS, INC. | ||||||||||||
| Security | 67020Y100 | Meeting Type | Special | |||||||||
| Ticker Symbol | NUAN | Meeting Date | 15-Jun-2021 | |||||||||
| ISIN | US67020Y1001 | Agenda | 935445406 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of April 11, 2021, by and among Microsoft Corporation, Big Sky Merger Sub Inc. ("Sub") and Nuance Communications, Inc. (the "Company"), pursuant to which Sub will merge with and into the Company (the "Merger"). | Management | For | For | ||||||||
| 2. | To approve, by means of a non-binding, advisory vote, compensation that will or may become payable to the Company's named executive officers in connection with the Merger. | Management | For | For | ||||||||
| PARROT SA | ||||||||||||
| Security | F7096P108 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 16-Jun-2021 | ||||||||||
| ISIN | FR0004038263 | Agenda | 714107592 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||
| CMMT | 10 MAY 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE | Non-Voting | ||||||||||
| SEPARATE INSTRUCTIONS FROM YOU AND-PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | ||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | 26 MAY 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202105072101477-55 AND-https://www.journal- officiel.gouv.fr/balo/document/202105262102120-63 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF COMMENT. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| 1 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE AND THE AUDITORS, APPROVES THE COMPANY'S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED ON DECEMBER 31ST 2020, AS PRESENTED, SHOWING EARNINGS AMOUNTING TO EUR 62,929,893.00. THE SHAREHOLDERS' MEETING APPROVES THE NON-DEDUCTIBLE EXPENSES AND CHARGES AMOUNTING TO EUR 5,967.00 | Management | No Action | |||||||||
| 2 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FISCAL YEAR, AS PRESENTED TO THE MEETING, SHOWING LOSS (NET GROUP SHARE) AMOUNTING TO EUR 38,381,000.00 | Management | No Action | |||||||||
| 3 | THE SHAREHOLDERS' MEETING APPROVES THE RECOMMENDATIONS OF THE BOARD OF DIRECTORS AND RESOLVES TO ALLOCATE THE EARNINGS OF THE YEAR OF EUR 62,929,893.00 TO THE RETAINED EARNINGS ACCOUNT. IN ACCORDANCE WITH THE REGULATIONS IN FORCE, THE SHAREHOLDERS' MEETING RECALLS THAT NO DIVIDEND WAS PAID FOR THE PREVIOUS THREE FISCAL YEARS | Management | No Action | |||||||||
| 4 | THE SHAREHOLDERS' MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L.225-38 OF THE FRENCH COMMERCIAL CODE, APPROVES SAID REPORT AND THE AGREEMENTS REFERRED TO THEREIN | Management | No Action | |||||||||
| 5 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MR SEYDOUX HENRI AS DIRECTOR FOR A 6-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2026 FISCAL YEAR | Management | No Action | |||||||||
| 6 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MR JEAN-MARIE PAINVINI AS DIRECTOR FOR A 6-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2026 FISCAL YEAR | Management | No Action | |||||||||
| 7 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MR STEPHANE MARIE AS DIRECTOR FOR A 6-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2026 FISCAL YEAR | Management | No Action | |||||||||
| 8 | THE SHAREHOLDERS' MEETING APPROVES THE INFORMATION REGARDING THE COMPENSATION OF THE CORPORATE OFFICERS AS MENTIONED IN ARTICLE L.22-10-9 I OF THE COMMERCIAL CODE | Management | No Action | |||||||||
| 9 | THE SHAREHOLDERS' MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS PAID AND AWARDED TO THE CEO FOR THE 2020 FISCAL YEAR | Management | No Action | |||||||||
| 10 | THE SHAREHOLDERS' MEETING APPROVES THE COMPENSATION POLICY OF THE CEO | Management | No Action | |||||||||
| 11 | THE SHAREHOLDERS' MEETING APPROVES THE COMPENSATION POLICY OF THE DIRECTORS | Management | No Action | |||||||||
| 12 | THE SHAREHOLDERS' MEETING AUTHORIZES THE BOARD OF DIRECTORS TO BUY BACK THE COMPANY'S SHARES, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 40.00 MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 1,200,000 SHARES WITHOUT EXCEEDING 10 PER CENT OF THE SHARES COMPOSING THE SHARE CAPITAL, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 48,000,000.00. THE NUMBER OF SHARES ACQUIRED BY THE COMPANY WITH A VIEW TO RETAINING OR DELIVERING IN CASH OR IN AN EXCHANGE AS PART OF A MERGER, DIVESTMENT OR CAPITAL CONTRIBUTION CANNOT EXCEED 5 PER CENT OF ITS CAPITAL. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF JUNE 16TH 2020 IN ITS RESOLUTION NUMBER 11. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | No Action | |||||||||
| 13 | THE SHAREHOLDERS' MEETING GRANTS ALL POWERS TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL, BY CANCELLING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH THE STOCK REPURCHASE PLAN UNDER RESOLUTION 12 OR ANY RESOLUTION TO THE SAME EFFECT PREVIOUSLY OR SUBSEQUENTLY CONCLUDED, UP TO A MAXIMUM OF 10 PER CENT OF THE SHARE CAPITAL OVER A 24-MONTH PERIOD. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD, I.E. UNTIL DECEMBER 15TH 2022. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF JUNE 16TH 2020 IN ITS RESOLUTION NUMBER 12. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | No Action | |||||||||
| 14 | THE SHAREHOLDERS' MEETING AUTHORIZES THE BOARD OF DIRECTORS TO GRANT, FOR FREE, EXISTING OR TO BE ISSUED SHARES OF THE COMPANY, IN FAVOR OF BENEFICIARIES TO BE CHOSEN AMONG THE EMPLOYEES OR THE ELIGIBLE CORPORATE OFFICERS OF THE COMPANY OR RELATED COMPANIES OR GROUPINGS, WITH CANCELLATION OF THE PREFERENTIAL SUBSCRIPTION RIGHTS. THEY MAY NOT REPRESENT MORE THAN 1 PER CENT OF THE SHARE CAPITAL. THIS AUTHORIZATION IS GIVEN UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE | Management | No Action | |||||||||
| 2021 FISCAL YEAR. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF JUNE 16TH 2020 IN ITS RESOLUTION NUMBER 13. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | ||||||||||||
| 15 | THE SHAREHOLDERS' MEETING DELEGATES TO THE BOARD OF DIRECTORS THE NECESSARY POWERS TO INCREASE THE CAPITAL, UP TO EUR 2,299,000.00, BY ISSUANCE, WITH PREFERENTIAL SUBSCRIPTION RIGHTS MAINTAINED, OF ORDINARY SHARES AND-OR EQUITY SECURITIES GIVING ACCESS TO OTHER EQUITY SECURITIES OR GIVING RIGHT TO THE ALLOCATION OF DEBT SECURITIES AND-OR SECURITIES GIVING ACCESS TO EQUITY SECURITIES TO BE ISSUED. THE MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES, WHICH MAY BE ISSUED UNDER THE PRESENT RESOLUTION AND RESOLUTION 16 TO 19, SHALL NOT EXCEED EUR 150,000,000.00. THIS AUTHORIZATION IS GRANTED FOR A 26-MONTH PERIOD. SUBJECT TO THE ADOPTION OF THIS RESOLUTION, THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF JUNE 13TH 2019 IN ITS RESOLUTION NUMBER 14. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | No Action | |||||||||
| 16 | THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL UP TO EUR 750,000.00, BY ISSUANCE BY WAY OF A PUBLIC OFFERING, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS, OF ORDINARY SHARES AND-OR EQUITY SECURITIES GIVING ACCESS TO OTHER EQUITY SECURITIES OR GIVING RIGHT TO THE ALLOCATION OF DEBT SECURITIES AND-OR SECURITIES GIVING ACCESS TO EQUITY SECURITIES TO BE ISSUED. THE MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES, WHICH MAY BE ISSUED UNDER THE PRESENT RESOLUTION AND RESOLUTION 15 AND 17 TO 19, SHALL NOT EXCEED EUR 150,000,000.00. THIS AUTHORIZATION IS GRANTED FOR A 26-MONTH PERIOD. SUBJECT TO THE ADOPTION OF THIS RESOLUTION, THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION | Management | No Action | |||||||||
| GRANTED BY THE SHAREHOLDERS' MEETING OF JUNE 13TH 2019 IN ITS RESOLUTION NUMBER 15. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | ||||||||||||
| 17 | THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL UP TO 15 PER CENT OF THE SHARE CAPITAL PER YEAR, BY ISSUANCE BY WAY OF A PRIVATE OFFERING, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS, OF ORDINARY SHARES AND-OR EQUITY SECURITIES GIVING ACCESS TO OTHER EQUITY SECURITIES OR GIVING RIGHT TO THE ALLOCATION OF DEBT SECURITIES AND-OR SECURITIES GIVING ACCESS TO EQUITY SECURITIES TO BE ISSUED. THE MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES, WHICH MAY BE ISSUED UNDER THE PRESENT RESOLUTION AND RESOLUTION 15, 16, 18 AND 19, SHALL NOT EXCEED EUR 150,000,000.00. THIS AUTHORIZATION IS GRANTED FOR A 26- MONTH PERIOD. SUBJECT TO THE ADOPTION OF THIS RESOLUTION, THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF JUNE 13TH 2019 IN ITS RESOLUTION NUMBER 16. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | No Action | |||||||||
| 18 | THE SHAREHOLDERS' MEETING RESOLVES THAT THE BOARD OF DIRECTORS MAY DECIDE TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE, UNDER 15 TO 17, WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION RIGHT OF SHAREHOLDERS, WITHIN 30 DAYS OF THE CLOSING OF THE SUBSCRIPTION PERIOD, UP TO A MAXIMUM OF 15 PER CENT OF THE INITIAL ISSUE AND AT THE SAME PRICE. THIS AUTHORIZATION IS GRANTED FOR A 26-MONTH PERIOD. SUBJECT TO THE ADOPTION OF THIS RESOLUTION, THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF JUNE 13TH 2019 IN ITS RESOLUTION NUMBER 17 | Management | No Action | |||||||||
| 19 | THE SHAREHOLDERS' MEETING GIVES ALL POWERS TO THE BOARD OF DIRECTORS TO ISSUE ORDINARY SHARES OR EQUITY SECURITIES GIVING ACCESS TO OTHER EQUITY SECURITIES OR GIVING RIGHT TO THE ALLOCATION OF DEBT SECURITIES AND-OR SECURITIES GIVING ACCESS TO EQUITY SECURITIES TO BE ISSUED, IN CONSIDERATION FOR SECURITIES TENDERED AS A PART OF A | Management | No Action | |||||||||
| PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY CONCERNING THE SHARES OF ANOTHER COMPANY. THE MAXIMAL NOMINAL AMOUNT OF CAPITAL INCREASES SHALL NOT EXCEED EUR 750,000.00. THE MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES, WHICH MAY BE ISSUED SHALL NOT EXCEED EUR 150,000,000.00. THIS AUTHORIZATION IS GRANTED FOR A 26- MONTH PERIOD. SUBJECT TO THE ADOPTION OF THIS RESOLUTION, THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF JUNE 13TH 2019 IN ITS RESOLUTION NUMBER 18. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | ||||||||||||
| 20 | THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, UP TO 10 PER CENT OF THE SHARE CAPITAL, BY ISSUING ORDINARY SHARES OF THE COMPANY, IN CONSIDERATION FOR THE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND COMPOSED OF CAPITAL SECURITIES OR SECURITIES GIVING ACCESS TO SHARE CAPITAL. THIS AUTHORIZATION IS GRANTED FOR A 26-MONTH PERIOD. SUBJECT TO THE ADOPTION OF THIS RESOLUTION, THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF JUNE 13TH 2019 IN ITS RESOLUTION NUMBER 19. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | No Action | |||||||||
| 21 | SUBJECT TO THE ADOPTION OF RESOLUTION 15 TO 20, THE SHAREHOLDERS' MEETING DECIDES THAT THE OVERALL NOMINAL AMOUNT PERTAINING TO: - THE CAPITAL INCREASES TO BE CARRIED OUT WITH THE USE OF THE DELEGATIONS GIVEN BY RESOLUTIONS NUMBER 15 TO 20 SHALL NOT EXCEED EUR 2,299,000.00, - THE CAPITAL INCREASES TO BE CARRIED OUT WITH THE USE OF THE DELEGATIONS GIVEN BY RESOLUTIONS NUMBER 16 TO 20 SHALL NOT EXCEED EUR 750,000.00 | Management | No Action | |||||||||
| 22 | THE SHAREHOLDERS' MEETING DELEGATES TO THE BOARD OF DIRECTORS ALL POWERS IN ORDER TO INCREASE THE SHARE CAPITAL, UP TO EUR 750,000.00, BY WAY OF CAPITALIZING RESERVES, PROFITS, PREMIUMS OR OTHER MEANS, PROVIDED THAT SUCH CAPITALIZATION IS ALLOWED BY LAW AND UNDER THE BYLAWS, BY ISSUING BONUS SHARES OR RAISING THE PAR | Management | No Action | |||||||||
| VALUE OF EXISTING SHARES, OR BY A COMBINATION OF BOTH METHODS. THIS AUTHORIZATION IS GRANTED FOR A 26-MONTH PERIOD. SUBJECT TO THE ADOPTION OF THIS RESOLUTION, THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF JUNE 13TH 2019 IN ITS RESOLUTION NUMBER 21. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | ||||||||||||
| 23 | THE SHAREHOLDERS' MEETING AUTHORIZES THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, IN FAVOR OF THE EMPLOYEES AND FORMER EMPLOYEES OF THE COMPANY, RELATED COMPANIES OR GROUPINGS WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN, BY ISSUANCE OF SHARES OR SECURITIES GIVING ACCESS TO EXISTING OR TO BE ISSUED SHARES OF THE COMPANY, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. THIS DELEGATION IS GIVEN FOR A 26-MONTH PERIOD AND FOR A NOMINAL AMOUNT THAT SHALL NOT EXCEED EUR 50,000.00. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF THE 13TH OF JUNE 2019 IN ITS RESOLUTION NUMBER 14. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | No Action | |||||||||
| 24 | THE SHAREHOLDERS' MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW | Management | No Action | |||||||||
| LIBERTY GLOBAL PLC | ||||||||||||
| Security | G5480U104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LBTYA | Meeting Date | 16-Jun-2021 | |||||||||
| ISIN | GB00B8W67662 | Agenda | 935425442 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| O1 | Elect Michael T. Fries as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2024 or until a successor in interest is appointed. | Management | For | For | ||||||||
| O2 | Elect Paul A. Gould as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2024 or until a successor in interest is appointed. | Management | For | For | ||||||||
| O3 | Elect John C. Malone as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2024 or until a successor in interest is appointed. | Management | For | For | ||||||||
| O4 | Elect Larry E. Romrell as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2024 or until a successor in interest is appointed. | Management | For | For | ||||||||
| O5 | Approve, on an advisory basis, the annual report on the implementation of the directors' compensation policy for the year ended December 31, 2020, contained in Appendix A of the proxy statement (in accordance with requirements applicable to U.K. companies). | Management | For | For | ||||||||
| O6 | Ratify the appointment of KPMG LLP (U.S.) as Liberty Global's independent auditor for the year ending December 31, 2021. | Management | For | For | ||||||||
| O7 | Appoint KPMG LLP (U.K.) as Liberty Global's U.K. statutory auditor under the U.K. Companies Act 2006 (the Companies Act) (to hold office until the conclusion of the next annual general meeting at which accounts are laid before Liberty Global). | Management | For | For | ||||||||
| O8 | Authorize the audit committee of Liberty Global's board of directors to determine the U.K. statutory auditor's compensation. | Management | For | For | ||||||||
| S9 | Authorize Liberty Global's board of directors in accordance with Section 570 of the Companies Act to allot equity securities (as defined in Section 560 of the Companies Act) for cash pursuant to the authority conferred under section 551 of the Companies Act by resolution 10 passed at the Annual General Meeting of Liberty Global held on June 11, 2019, without the rights of preemption provided by Section 561 of the Companies Act. | Management | For | For | ||||||||
| O10 | Authorize Liberty Global and its subsidiaries to make political donations to political parties, independent election candidates and/or political organizations other than political parties and/or incur political expenditures of up to $1,000,000 under the Companies Act. | Management | For | For | ||||||||
| O11 | Approve the form agreements and counterparties pursuant to which Liberty Global may conduct the purchase of its ordinary shares in the capital of Liberty Global and authorize all or any of Liberty Global's directors and senior officers to enter into, complete and make purchases of ordinary shares in the capital of Liberty Global pursuant to the form of agreements and with any of the approved counterparties, which approvals will expire on the fifth anniversary of the 2021 AGM. | Management | For | For | ||||||||
| BRIDGEBIO PHARMA INC | ||||||||||||
| Security | 10806X102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BBIO | Meeting Date | 17-Jun-2021 | |||||||||
| ISIN | US10806X1028 | Agenda | 935440658 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Eric Aguiar, M.D. | For | For | |||||||||
| 2 | Ali Satvat | For | For | |||||||||
| 3 | Jennifer E. Cook | For | For | |||||||||
| 2. | To cast a non-binding, advisory vote to approve the compensation of the Company's named executive officers. | Management | For | For | ||||||||
| 3. | To cast a non-binding, advisory vote on the frequency of future non-binding, advisory votes to approve the compensation of the Company's named executive officers. | Management | 1 Year | For | ||||||||
| 4. | To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2021. | Management | For | For | ||||||||
| LUMINEX CORPORATION | ||||||||||||
| Security | 55027E102 | Meeting Type | Special | |||||||||
| Ticker Symbol | LMNX | Meeting Date | 21-Jun-2021 | |||||||||
| ISIN | US55027E1029 | Agenda | 935446193 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of April 11, 2021, as it may be amended, supplemented or modified from time to time, by and among Luminex Corporation, DiaSorin S.p.A., and Diagonal Subsidiary Inc. and approve the Merger. | Management | For | For | ||||||||
| 2. | To adjourn the Special Meeting, if necessary and for a minimum period of time reasonable under the circumstances, to ensure that any necessary supplement or amendment to the proxy statement is provided to the stockholders of Luminex Corporation a reasonable amount of time in advance of the Special Meeting, or to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the proposal to adopt the Merger Agreement and approve the Merger. | Management | For | For | ||||||||
| 3. | To approve, by non-binding, advisory vote, the compensation that will or may be paid or become payable to Luminex Corporation's named executive officers that is based on or otherwise relates to the Merger. | Management | For | For | ||||||||
| MASTERCARD INCORPORATED | ||||||||||||
| Security | 57636Q104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MA | Meeting Date | 22-Jun-2021 | |||||||||
| ISIN | US57636Q1040 | Agenda | 935420644 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Ajay Banga | Management | For | For | ||||||||
| 1B. | Election of Director: Merit E. Janow | Management | For | For | ||||||||
| 1C. | Election of Director: Richard K. Davis | Management | For | For | ||||||||
| 1D. | Election of Director: Steven J. Freiberg | Management | For | For | ||||||||
| 1E. | Election of Director: Julius Genachowski | Management | For | For | ||||||||
| 1F. | Election of Director: Choon Phong Goh | Management | For | For | ||||||||
| 1G. | Election of Director: Oki Matsumoto | Management | For | For | ||||||||
| 1H. | Election of Director: Michael Miebach | Management | For | For | ||||||||
| 1I. | Election of Director: Youngme Moon | Management | For | For | ||||||||
| 1J. | Election of Director: Rima Qureshi | Management | For | For | ||||||||
| 1K. | Election of Director: José Octavio Reyes Lagunes | Management | For | For | ||||||||
| 1L. | Election of Director: Gabrielle Sulzberger | Management | For | For | ||||||||
| 1M. | Election of Director: Jackson Tai | Management | For | For | ||||||||
| 1N. | Election of Director: Lance Uggla | Management | For | For | ||||||||
| 2. | Advisory approval of Mastercard's executive compensation. | Management | For | For | ||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2021. | Management | For | For | ||||||||
| 4. | Approval of the amendment and restatement of the Mastercard Incorporated 2006 Long Term Incentive Plan. | Management | For | For | ||||||||
| 5. | Approval of the amendment and restatement of the Mastercard Incorporated 2006 Non-Employee Director Equity Compensation Plan. | Management | For | For | ||||||||
| 6. | Approval of amendments to Mastercard's Certificate of Incorporation to remove supermajority voting requirements. | Management | For | For | ||||||||
| DELL TECHNOLOGIES INC. | ||||||||||||
| Security | 24703L202 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DELL | Meeting Date | 22-Jun-2021 | |||||||||
| ISIN | US24703L2025 | Agenda | 935431673 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Michael S. Dell* | For | For | |||||||||
| 2 | David W. Dorman* | For | For | |||||||||
| 3 | Egon Durban* | For | For | |||||||||
| 4 | William D. Green* | For | For | |||||||||
| 5 | Simon Patterson* | For | For | |||||||||
| 6 | Lynn M. Vojvodich* | For | For | |||||||||
| 7 | Ellen J. Kullman# | For | For | |||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Dell Technologies Inc.'s independent registered public accounting firm for fiscal year ending January 28, 2022. | Management | For | For | ||||||||
| 3. | Approval, on an advisory basis, of the compensation of Dell Technologies Inc.'s named executive officers as disclosed in the proxy statement. | Management | For | For | ||||||||
| CLOVIS ONCOLOGY, INC. | ||||||||||||
| Security | 189464100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CLVS | Meeting Date | 23-Jun-2021 | |||||||||
| ISIN | US1894641000 | Agenda | 935410794 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Patrick J. Mahaffy | For | For | |||||||||
| 2 | Robert W. Azelby | For | For | |||||||||
| 3 | Thorlef Spickschen | For | For | |||||||||
| 2. | Approval of an amendment to our Amended and Restated Certificate of Incorporation to increase the number of authorized shares of common stock from 200,000,000 to 250,000,000. | Management | For | For | ||||||||
| 3. | Approval of an amendment and restatement of our 2020 Stock Incentive Plan to increase the number of shares available for issuance under the plan. | Management | Against | Against | ||||||||
| 4. | Approval of the Clovis Oncology, Inc. 2021 Employee Stock Purchase Plan. | Management | For | For | ||||||||
| 5. | Approval of an advisory proposal on compensation of the Company's named executive officers, as disclosed in the attached proxy statement. | Management | For | For | ||||||||
| 6. | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||
| S IMMO AG | ||||||||||||
| Security | A7468Q101 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 24-Jun-2021 | ||||||||||
| ISIN | AT0000652250 | Agenda | 714320215 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | PLEASE NOTE THAT THE MEETING SPECIFIC POWER OF ATTORNEY NEEDS TO BE CORRECTLY- FILLED IN OR YOUR VOTE INSTRUCTION MAY BE REJECTED. THE BENEFICIAL OWNER NAME-MUST CORRESPOND TO THAT GIVEN ON ACCOUNT SET UP WITH YOUR CUSTODIAN BANK.-ADDITIONALLY, THE SHARE AMOUNT IS THE SETTLED HOLDING AS OF RECORD DATE.-PLEASE CONTACT YOUR CUSTODIAN BANK IF YOU HAVE ANY QUESTIONS. THANK YOU. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 592220 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||
| 1 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: AMEND ARTICLES RE: ANNULMENT OF THE STATUTORY MAXIMUM VOTING RIGHTS CLAUSE | Shareholder | No Action | |||||||||
| 2 | APPROVE VOTE AGAINST PROPOSALS MADE AVAILABLE AFTER THE RECORD DATE OF THE AGM OR DURING IT | Shareholder | No Action | |||||||||
| COHERENT, INC. | ||||||||||||
| Security | 192479103 | Meeting Type | Special | |||||||||
| Ticker Symbol | COHR | Meeting Date | 24-Jun-2021 | |||||||||
| ISIN | US1924791031 | Agenda | 935434578 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of March 25, 2021, by and among Coherent, Inc., II-VI Incorporated and Watson Merger Sub Inc. (the "merger agreement"). | Management | For | For | ||||||||
| 2. | To approve, on an advisory (non-binding) basis, the executive officer compensation that will or may be paid to Coherent's named executive officers in connection with the transactions contemplated by the merger agreement. | Management | For | For | ||||||||
| 3. | To adjourn Coherent's special meeting of stockholders (the "Special Meeting"), if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the Coherent merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to Coherent stockholders. | Management | For | For | ||||||||
| COHERENT, INC. | ||||||||||||
| Security | 192479103 | Meeting Type | Special | |||||||||
| Ticker Symbol | COHR | Meeting Date | 24-Jun-2021 | |||||||||
| ISIN | US1924791031 | Agenda | 935443008 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of March 25, 2021, by and among Coherent, Inc., II-VI Incorporated and Watson Merger Sub Inc. (the "merger agreement"). | Management | For | For | ||||||||
| 2. | To approve, on an advisory (non-binding) basis, the executive officer compensation that will or may be paid to Coherent's named executive officers in connection with the transactions contemplated by the merger agreement. | Management | For | For | ||||||||
| 3. | To adjourn Coherent's special meeting of stockholders (the "Special Meeting"), if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the Coherent merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to Coherent stockholders. | Management | For | For | ||||||||
| ROCKET INTERNET SE | ||||||||||||
| Security | D6S914104 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 25-Jun-2021 | ||||||||||
| ISIN | DE000A12UKK6 | Agenda | 714182677 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE. | Non-Voting | ||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | Non-Voting | ||||||||||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE. | Non-Voting | ||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | ||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND OMISSION OF DIVIDENDS | Management | No Action | |||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||
| 5 | RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR FISCAL YEAR 2021 | Management | No Action | |||||||||
| 6.1 | ELECT MARCUS ENGLERT TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 6.2 | ELECT NORBERT LANG TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 6.3 | ELECT PIERRE LOUETTE TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 6.4 | ELECT JOACHIM SCHINDLER TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 7 | APPROVE CREATION OF EUR 53.9 MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | Management | No Action | |||||||||
| 8 | APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 1 BILLION; APPROVE CREATION OF EUR 43.4 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | Management | No Action | |||||||||
| 9 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | Management | No Action | |||||||||
| 10 | AMEND ARTICLES RE: AGM CONVOCATION | Management | No Action | |||||||||
| 11 | AMEND ARTICLES RE: FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||
| UDG HEALTHCARE PLC | ||||||||||||
| Security | G9285S108 | Meeting Type | Court Meeting | |||||||||
| Ticker Symbol | Meeting Date | 25-Jun-2021 | ||||||||||
| ISIN | IE0033024807 | Agenda | 714253717 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. | Non-Voting | ||||||||||
| 1 | APPROVE SCHEME OF ARRANGEMENT | Management | No Action | |||||||||
| UDG HEALTHCARE PLC | ||||||||||||
| Security | G9285S108 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 25-Jun-2021 | ||||||||||
| ISIN | IE0033024807 | Agenda | 714255925 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| 1 | APPROVAL OF THE SCHEME OF ARRANGEMENT | Management | No Action | |||||||||
| 2 | AMENDMENT TO ARTICLES OF ASSOCIATION | Management | No Action | |||||||||
| 3 | AMENDMENT TO THE 2010 LTIP | Management | No Action | |||||||||
| SINCLAIR BROADCAST GROUP, INC. | ||||||||||||
| Security | 829226109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SBGI | Meeting Date | 28-Jun-2021 | |||||||||
| ISIN | US8292261091 | Agenda | 935426672 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | David D. Smith* | For | For | |||||||||
| 2 | Frederick G. Smith* | For | For | |||||||||
| 3 | J. Duncan Smith* | For | For | |||||||||
| 4 | Robert E. Smith* | For | For | |||||||||
| 5 | Laurie R. Beyer* | For | For | |||||||||
| 6 | Howard E. Friedman* | For | For | |||||||||
| 7 | Lawrence E. McCanna* | For | For | |||||||||
| 8 | Daniel C. Keith* | For | For | |||||||||
| 9 | Martin R. Leader* | For | For | |||||||||
| 10 | Benson E. Legg* | For | For | |||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for the year ending December 31, 2021. | Management | For | For | ||||||||
| 3. | Approval of amended and restated Employee Stock Purchase Plan. | Management | For | For | ||||||||
| 4. | Approval of an amendment to the Company's 1996 Long- Term Incentive Plan to increase the number of shares authorized for issuance thereunder. | Management | Abstain | Against | ||||||||
| CFT S.P.A. | ||||||||||||
| Security | T0478B107 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 29-Jun-2021 | ||||||||||
| ISIN | IT0005262313 | Agenda | 714326546 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||
| O.1 | TO APPROVE THE CFT S.P.A'S BALANCE SHEET AS OF 31 DECEMBER 2020, BOARD OF DIRECTORS' MANAGEMENT REPORT, INTERNAL AND EXTERNAL AUDITORS' REPORTS. TO PRESENT THE CFT GROUP'S CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2020. RESOLUTIONS RELATED THERETO. | Management | No Action | |||||||||
| O.2 | PROPOSAL TO COVER THE LOSS OF THE FINANCIAL YEAR; RESOLUTIONS RELATED THERETO. | Management | No Action | |||||||||
| O.3 | TO APPOINT THE INTERNAL AUDITORS AND THEIR CHAIRMAN AND TO STATE THE EMOLUMENT; RESOLUTIONS RELATED THERETO. | Management | No Action | |||||||||
| O.4 | TO APPOINT THE EXTERNAL AUDITORS AND TO STATE THE EMOLUMENT; RESOLUTIONS RELATED THERETO. | Management | No Action | |||||||||
| E.5 | TO APPROVE THE VARIATION OF THE DURATION OF THE COMPANY'S FINANCIAL YEAR BY THE AMENDMENT OF ARTICLE 23 (INTERNAL AUDITORS) OF THE CURRENT BYLAWS; RESOLUTIONS RELATED THERETO. | Management | No Action | |||||||||
| CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 02TH JULY 2021. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | Non-Voting | ||||||||||
| CMMT | 21 JUN 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | 21 JUN 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||
| TALEND S.A. | ||||||||||||
| Security | 874224207 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TLND | Meeting Date | 29-Jun-2021 | |||||||||
| ISIN | US8742242071 | Agenda | 935441458 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| O1 | To ratify the provisional appointment of Ms. Elissa Fink as Director. | Management | For | For | ||||||||
| O2 | To ratify the provisional appointment of Mr. Ryan Kearny as Director. | Management | For | For | ||||||||
| O3 | To renew the term of office of Mr. Ryan Kearny as Director. | Management | For | For | ||||||||
| O4 | To renew the term of office of Mr. Patrick Jones as Director. | Management | For | For | ||||||||
| O5 | To renew the term of office of Ms. Christal Bemont as Director. | Management | For | For | ||||||||
| O6 | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||
| O7 | To approve the statutory financial statements for the year ended December 31, 2020. | Management | For | For | ||||||||
| O8 | To allocate earnings for the year ended December 31, 2020. | Management | For | For | ||||||||
| O9 | To approve the consolidated financial statements for the year ended December 31, 2020 prepared in accordance with IFRS. | Management | For | For | ||||||||
| O10 | To approve an indemnification agreement entered into with Ms. Elissa Fink (agreement referred to in Articles L. 225-38 et seq. of the French Commercial Code). | Management | For | For | ||||||||
| O11 | To approve an indemnification agreement entered into with Mr. Ryan Kearny (agreement referred to in Articles L. 225-38 et seq. of the French Commercial Code). | Management | For | For | ||||||||
| O12 | To approve a consulting agreement entered into with Mr. Michael Tuchen (agreement referred to in Articles L. 225- 38 et seq. of the French Commercial Code). | Management | For | For | ||||||||
| O13 | To approve a separation agreement and release entered into with Mr. Laurent Bride (agreement referred to in Articles L.225-38 et seq. of the French Commercial Code). | Management | For | For | ||||||||
| O14 | To ratify the selection of KPMG LLP as the independent registered public accountant for the Company for the fiscal year ending December 31, 2021 with respect to the Company's financial statements prepared in accordance with generally accepted accounting principles in the United States for SEC reporting purposes. | Management | For | For | ||||||||
| E15 | To delegate authority to the board of directors to grant existing and/or newly issued free shares of the Company to all or certain employees and/or all or certain corporate officers of the Company or companies in the group, in accordance with the provisions of Articles L. 225-197-1 et seq. of the French Commercial Code. | Management | Abstain | Against | ||||||||
| E16 | To delegate authority to the board of directors to issue share warrants (bons de souscription d'actions), without shareholders' preferential subscription right, for the benefit of a category of persons meeting certain characteristics. | Management | Abstain | Against | ||||||||
| E17 | To delegate authority to the board of directors to grant options to subscribe for new ordinary shares or options to purchase ordinary shares of the Company, pursuant to the provisions of Articles L. 225-177 et seq. of the French Commercial Code to all or certain employees and/or all or certain corporate officers of the Company or companies in the group, in accordance with the provisions of Articles L. 225-180 et seq. of the French Commercial Code. | Management | Abstain | Against | ||||||||
| E18 | To limit the amount of issues under Proposal Nos. 15, 16 and 17. | Management | For | For | ||||||||
| E19 | To delegate authority to the board of directors to increase the share capital by way of the issue of shares of the Company to participants in a company savings plan (plan d'épargned'entreprise) established in accordance with Articles L. 3332-1et seq. of the French Labor Code. | Management | For | For | ||||||||
| QIAGEN N.V. | ||||||||||||
| Security | N72482123 | Meeting Type | Annual | |||||||||
| Ticker Symbol | QGEN | Meeting Date | 29-Jun-2021 | |||||||||
| ISIN | NL0012169213 | Agenda | 935455990 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | Proposal to adopt the Annual Accounts for the year ended December 31, 2020 ("Calendar Year 2020"). | Management | For | For | ||||||||
| 2 | Proposal to cast a favorable non-binding advisory vote in respect of the Remuneration Report 2020. | Management | For | For | ||||||||
| 3 | Proposal to discharge from liability the Managing Directors for the performance of their duties during Calendar Year 2020. | Management | For | For | ||||||||
| 4 | Proposal to discharge from liability the Supervisory Directors for the performance of their duties during Calendar Year 2020. | Management | For | For | ||||||||
| 5A | Reappointment of the Supervisory Director: Dr. Metin Colpan | Management | For | For | ||||||||
| 5B | Reappointment of the Supervisory Director: Mr. Thomas Ebeling | Management | For | For | ||||||||
| 5C | Reappointment of the Supervisory Director: Dr. Toralf Haag | Management | For | For | ||||||||
| 5D | Reappointment of the Supervisory Director: Prof. Dr. Ross L. Levine | Management | For | For | ||||||||
| 5E | Reappointment of the Supervisory Director: Prof. Dr. Elaine Mardis | Management | For | For | ||||||||
| 5F | Reappointment of the Supervisory Director: Mr. Lawrence A. Rosen | Management | For | For | ||||||||
| 5G | Reappointment of the Supervisory Director: Ms. Elizabeth E. Tallett | Management | For | For | ||||||||
| 6A | Reappointment of the Managing Director: Mr. Thierry Bernard | Management | For | For | ||||||||
| 6B | Reappointment of the Managing Director: Mr. Roland Sackers | Management | For | For | ||||||||
| 7 | Proposal to adopt the Remuneration Policy with respect to the Managing Board. | Management | For | For | ||||||||
| 8A | Remuneration of the Supervisory Board: Proposal to adopt the partial amendment of the Remuneration Policy with respect to the Supervisory Board. | Management | For | For | ||||||||
| 8B | Remuneration of the Supervisory Board: Proposal to determine the remuneration of members of the Supervisory Board. | Management | For | For | ||||||||
| 9 | Proposal to reappoint KPMG Accountants N.V. as auditors of the Company for the calendar year ending December 31, 2021. | Management | For | For | ||||||||
| 10A | Proposal to authorize the Supervisory Board, until December 29, 2022 to: issue a number of ordinary shares and financing preference shares and grant rights to subscribe for such shares of up to 50% of the aggregate par value of all shares issued and outstanding. | Management | Abstain | Against | ||||||||
| 10B | Proposal to authorize the Supervisory Board, until December 29, 2022 to: restrict or exclude the pre- emptive rights with respect to issuing ordinary shares or granting subscription rights of up to 10% of the aggregate par value of all shares issued and outstanding. | Management | Abstain | Against | ||||||||
| 10C | Proposal to authorize the Supervisory Board, until December 29, 2022 to: solely for the purpose of strategic transactions such as mergers, acquisitions or strategic alliances, to restrict or exclude the pre-emptive rights with respect to issuing additional ordinary shares or granting subscription rights of up to 10% of the aggregate par value of all shares issued and outstanding. | Management | Abstain | Against | ||||||||
| 11 | Proposal to authorize the Managing Board, until December 29, 2022, to acquire shares in the Company's own share capital. | Management | For | For | ||||||||
| 12 | Proposal to resolve upon the amendment of the Company's Articles of Association in connection with changes to Dutch law. | Management | For | For | ||||||||
| GAMESYS GROUP PLC | ||||||||||||
| Security | G3727J107 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 30-Jun-2021 | ||||||||||
| ISIN | GB00BZ14BX56 | Agenda | 714262627 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | TO IMPLEMENT THE SCHEME, INCLUDING AUTHORISING THE DIRECTORS OF THE COMPANY TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR IMPLEMENTING THE SCHEME, AND AMENDING THE ARTICLES OF ASSOCIATION OF THE COMPANY, AS SET OUT IN THE NOTICE OF GENERAL MEETING | Management | For | For | ||||||||
| GAMESYS GROUP PLC | ||||||||||||
| Security | G3727J107 | Meeting Type | Court Meeting | |||||||||
| Ticker Symbol | Meeting Date | 30-Jun-2021 | ||||||||||
| ISIN | GB00BZ14BX56 | Agenda | 714267879 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1 | FOR THE PURPOSE OF CONSIDERING AND, IF THOUGHT FIT, APPROVING (WITH OR WITHOUT MODIFICATION) A SCHEME OF ARRANGEMENT PURSUANT TO PART 26 OF THE COMPANIES ACT 2006 (THE "SCHEME") BETWEEN THE COMPANY AND THE SCHEME SHAREHOLDERS (AS DEFINED IN THE SCHEME DOCUMENT) | Management | For | For | ||||||||
| CARDTRONICS PLC | ||||||||||||
| Security | G1991C105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CATM | Meeting Date | 30-Jun-2021 | |||||||||
| ISIN | GB00BYT18414 | Agenda | 935458225 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Class II Director to serve until the 2024 Annual General Meeting: Juli C. Spottiswood | Management | For | For | ||||||||
| 1B. | Election of Class II Director to serve until the 2024 Annual General Meeting: Edward H. West | Management | For | For | ||||||||
| 1C. | Election of Class II Director to serve until the 2024 Annual General Meeting: Rahul Gupta | Management | For | For | ||||||||
| 2. | To ratify, on an advisory basis, our Audit Committee's selection of KPMG LLP (U.S.) as our U.S. independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||
| 3. | To re-appoint KPMG LLP (U.K.) as our U.K. statutory auditors under the U.K. Companies Act 2006, to hold office until the conclusion of the next annual general meeting of shareholders at which accounts are presented to our shareholders. | Management | For | For | ||||||||
| 4. | To authorize our Audit Committee to determine our U.K. statutory auditors' remuneration. | Management | For | For | ||||||||
| 5. | To approve, on an advisory basis, the compensation of the Named Executive Officers as disclosed in the proxy statement. | Management | For | For | ||||||||
| 6. | To approve, on an advisory basis, the Directors' Remuneration Report (other than the Directors' Remuneration Policy) for the fiscal year ended December 31, 2020. | Management | For | For | ||||||||
| 7. | To receive our U.K. Annual Reports and Accounts for the fiscal year ended December 31, 2020, together with the reports of the auditors therein. | Management | For | For | ||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant | Gabelli Investor Funds, Inc. |
| By (Signature and Title)* | /s/ Bruce N. Alpert |
| Bruce N. Alpert, President and Principal Executive Officer |
| Date | August 20, 2021 |
*Print the name and title of each signing officer under his or her signature.