UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-07326
Gabelli Investor Funds, Inc.
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2019 – June 30, 2020
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2019 TO JUNE 30, 2020
| ProxyEdge | Report Date: 07/01/2020 |
| Meeting Date Range: 07/01/2019 - 06/30/2020 | 1 |
| The Gabelli ABC Fund |
Investment Company Report
| GLOBAL BRASS AND COPPER HOLDINGS, INC. | ||||||||||||
| Security | 37953G103 | Meeting Type | Special | |||||||||
| Ticker Symbol | BRSS | Meeting Date | 09-Jul-2019 | |||||||||
| ISIN | US37953G1031 | Agenda | 935050269 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Proposal
to adopt the Agreement and Plan of Merger, dated as of April 9, 2019 (the "merger agreement"), by and among Global Brass and Copper Holdings, Inc., Elephant Acquisition Corp. and Wieland-Werke Aktiengesellschaft, pursuant to which Merger Sub will be merged with and into the Company (the "merger"), with the Company surviving the merger. |
Management | For | For | ||||||||
| 2. | Proposal to approve,
on an advisory (non-binding) basis, certain compensation that may be paid or become payable to the Company's named executive officers in connection with the merger. |
Management | For | For | ||||||||
| 3. | Proposal
to approve the adjournment of the special meeting, if necessary or appropriate as determined by the Company, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement or in the absence of a quorum. |
Management | For | For | ||||||||
| AQUANTIA CORP. | ||||||||||||
| Security | 03842Q108 | Meeting Type | Special | |||||||||
| Ticker Symbol | AQ | Meeting Date | 10-Jul-2019 | |||||||||
| ISIN | US03842Q1085 | Agenda | 935052910 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To
adopt the Agreement and Plan of Merger, dated as of May 6, 2019 (the "Merger Agreement"), by and among Marvell Technology Group Ltd., a Bermuda exempted company ("Parent"), Antigua Acquisition Corp., a Delaware corporation and wholly- owned subsidiary of Parent, and Aquantia Corp. ("Aquantia") (the "Merger Agreement Proposal"). |
Management | For | For | ||||||||
| 2. | To approve, on an advisory
(non-binding) basis, the compensation that may be paid or become payable to Aquantia's named executive officers in connection with the completion of the merger contemplated by the Merger Agreement (the "Compensation Proposal"). |
Management | For | For | ||||||||
| 3. | To
adjourn the Special Meeting of Aquantia Stockholders (the "Special Meeting"), if necessary or appropriate, to permit further solicitation of proxies if there are not sufficient votes at the time of the Special Meeting to approve the Merger Agreement Proposal (the "Adjournment Proposal"). |
Management | For | For | ||||||||
| TARSUS GROUP PLC | ||||||||||||
| Security | G6513R100 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 11-Jul-2019 | ||||||||||
| ISIN | JE00B3DG9318 | Agenda | 711327305 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| S.1 | TO IMPLEMENT THE SCHEME,
AS SET OUT IN THE NOTICE OF GENERAL MEETING. INCLUDING THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY |
Management | For | For | ||||||||
| O.1 | TO
APPROVE THE ROLLOVER ARRANGEMENTS, AS SUMMARISED IN PART 1 (LETTER FROM THE CHAIRMAN OF THE COMMITTEE OF INDEPENDENT TARSUS DIRECTORS) OF THE SCHEME DOCUMENT, IN, OR SUBSTANTIALLY IN. SUCH FORM FOR THE PURPOSES OF RULE 16 OF THE CITY CODE ON TAKEOVERS AND MERGERS, NOTWITHSTANDING THAT SUCH ARRANGEMENTS ARE NOT EXTENDED TO ALL SHAREHOLDERS OF THE COMPANY |
Management | For | For | ||||||||
| TARSUS GROUP PLC | ||||||||||||
| Security | G6513R100 | Meeting Type | Court Meeting | |||||||||
| Ticker Symbol | Meeting Date | 11-Jul-2019 | ||||||||||
| ISIN | JE00B3DG9318 | Agenda | 711327317 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | TO APPROVE THE SCHEME | Management | For | For | ||||||||
| CMMT | PLEASE NOTE THAT ABSTAIN
IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT. |
Non-Voting | ||||||||||
| ELECTRONICS FOR IMAGING, INC. | ||||||||||||
| Security | 286082102 | Meeting Type | Special | |||||||||
| Ticker Symbol | EFII | Meeting Date | 15-Jul-2019 | |||||||||
| ISIN | US2860821022 | Agenda | 935053873 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Proposal
to adopt the Agreement and Plan of Merger, dated April 14, 2019 (which, as may be amended from time to time, we refer to as the "merger agreement"), among East Private Holdings II, LLC (which we refer to as "Parent"), East Merger Sub, Inc. (which we refer to as "Merger Sub"), which is a wholly owned subsidiary of Parent, and Electronics for Imaging, Inc. ("EFI"), pursuant to which Merger Sub will be merged with and into EFI (which we refer to as the "merger"), with EFI ...(due to space limits, see proxy statement for full proposal). |
Management | For | For | ||||||||
| 2. | Non-binding, advisory
proposal to approve specified compensation that will or may become payable to EFI's named executive officers in connection with the merger. |
Management | For | For | ||||||||
| 3. | Proposal to adjourn
the special meeting, if necessary, to solicit additional proxies if there are not sufficient votes at the time of the special meeting to adopt the merger agreement. |
Management | For | For | ||||||||
| SEVERN TRENT PLC | ||||||||||||
| Security | G8056D159 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 17-Jul-2019 | ||||||||||
| ISIN | GB00B1FH8J72 | Agenda | 711319891 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | RECEIVE THE REPORT
AND ACCOUNTS FOR THE YEAR ENDED 31 MARCH 2019 |
Management | For | For | ||||||||
| 2 | APPROVE THE DIRECTORS'
REMUNERATION REPORT |
Management | For | For | ||||||||
| 3 | TO APPROVE CHANGES
TO THE SEVERN TRENT PLC LONG TERM INCENTIVE PLAN 2014 |
Management | For | For | ||||||||
| 4 | APPROVE THE EXTENSION
OF THE SEVERN TRENT SHARESAVE SCHEME BY AN ADDITIONAL PERIOD OF TEN YEARS |
Management | For | For | ||||||||
| 5 | DECLARE A FINAL ORDINARY
DIVIDEND IN RESPECT OF THE YEAR ENDED 31 MARCH 2019 |
Management | For | For | ||||||||
| 6 | REAPPOINT KEVIN BEESTON AS DIRECTOR | Management | For | For | ||||||||
| 7 | REAPPOINT JAMES BOWLING AS DIRECTOR | Management | For | For | ||||||||
| 8 | REAPPOINT JOHN COGHLAN AS DIRECTOR | Management | For | For | ||||||||
| 9 | REAPPOINT ANDREW DUFF AS DIRECTOR | Management | For | For | ||||||||
| 10 | REAPPOINT OLIVIA GARFIELD AS DIRECTOR | Management | For | For | ||||||||
| 11 | REAPPOINT DOMINIQUE REINICHE AS DIRECTOR | Management | For | For | ||||||||
| 12 | REAPPOINT PHILIP REMNANT CBE AS DIRECTOR | Management | For | For | ||||||||
| 13 | REAPPOINT DAME ANGELA STRANK AS DIRECTOR | Management | For | For | ||||||||
| 14 | REAPPOINT DELOITTE
LLP AS AUDITOR OF THE COMPANY |
Management | For | For | ||||||||
| 15 | AUTHORISE THE AUDIT
COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR |
Management | For | For | ||||||||
| 16 | AUTHORISE THE COMPANY
AND ALL COMPANIES WHICH ARE SUBSIDIARIES OF THE COMPANY TO MAKE POLITICAL DONATIONS NOT EXCEEDING GBP 50,000 IN TOTAL |
Management | For | For | ||||||||
| 17 | RENEW THE COMPANY'S
AUTHORITY TO ALLOT SHARES |
Management | For | For | ||||||||
| 18 | DISAPPLY PRE-EMPTION
RIGHTS ON UP TO 5% OF THE ISSUED SHARE CAPITAL |
Management | For | For | ||||||||
| 19 | DISAPPLY PRE-EMPTION
RIGHTS ON UP TO AN ADDITIONAL 5% OF THE ISSUED SHARE CAPITAL IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT |
Management | For | For | ||||||||
| 20 | AUTHORISE THE COMPANY
TO MAKE MARKET PURCHASES OF ITS ORDINARY SHARES |
Management | For | For | ||||||||
| 21 | AUTHORISE GENERAL MEETINGS
OF THE COMPANY, OTHER THAN ANNUAL GENERAL MEETINGS, TO BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE |
Management | For | For | ||||||||
| PREMIER FOODS PLC | ||||||||||||
| Security | G7S17N124 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 17-Jul-2019 | ||||||||||
| ISIN | GB00B7N0K053 | Agenda | 711322658 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | TO RECEIVE THE 2018-19 ANNUAL REPORT | Management | For | For | ||||||||
| 2 | TO APPROVE THE DIRECTORS
REMUNERATION REPORT |
Management | For | For | ||||||||
| 3 | TO ELECT SIMON BENTLEY AS A DIRECTOR | Management | For | For | ||||||||
| 4 | TO ELECT ORKUN KILIC AS A DIRECTOR | Management | For | For | ||||||||
| 5 | TO ELECT DANIEL WOSNER AS A DIRECTOR | Management | For | For | ||||||||
| 6 | TO RE-ELECT RICHARD HODGSON AS A DIRECTOR | Management | For | For | ||||||||
| 7 | TO RE-ELECT SHINJI HONDA AS A DIRECTOR | Management | For | For | ||||||||
| 8 | TO RE-ELECT ALASTAIR MURRAY AS A DIRECTOR | Management | For | For | ||||||||
| 9 | TO RE-ELECT PAM POWELL AS A DIRECTOR | Management | For | For | ||||||||
| 10 | TO RE-APPOINT KPMG LLP AS AUDITOR | Management | For | For | ||||||||
| 11 | TO APPROVE THE REMUNERATION
OF THE AUDITOR |
Management | For | For | ||||||||
| 12 | TO APPROVE THE AUTHORITY
TO MAKE POLITICAL DONATIONS |
Management | For | For | ||||||||
| 13 | TO APPROVE THE AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||
| 14 | TO APPROVE THE AUTHORITY
TO DISAPPLY PRE- EMPTION RIGHTS |
Management | For | For | ||||||||
| 15 | TO APPROVE THE AUTHORITY
TO DISAPPLY PRE- EMPTION RIGHTS FOR AN ACQUISITION OR A SPECIFIED CAPITAL INVESTMENT |
Management | For | For | ||||||||
| 16 | TO APPROVE THE NOTICE
PERIOD FOR GENERAL MEETINGS |
Management | For | For | ||||||||
| WESTJET AIRLINES LTD. | ||||||||||||
| Security | 960410504 | Meeting Type | Special | |||||||||
| Ticker Symbol | WJAFF | Meeting Date | 23-Jul-2019 | |||||||||
| ISIN | CA9604105044 | Agenda | 935056730 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | A
SPECIAL RESOLUTION, THE FULL TEXT OF WHICH IS SET FORTH AS APPENDIX B TO THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR DATED JUNE 19, 2019 (THE CIRCULAR) TO APPROVE A PROPOSED ARRANGEMENT INVOLVING WESTJET, KESTREL BIDCO INC. (THE PURCHASER) AND SECURITYHOLDERS OF WESTJET, PURSUANT TO SECTION 193 OF THE BUSINESS CORPORATIONS ACT (ALBERTA), WHEREBY THE PURCHASER, AMONG OTHER THINGS, WILL ACQUIRE ALL OF THE ISSUED AND OUTSTANDING COMMON VOTING SHARES AND VARIABLE VOTING SHARES OF WESTJET FOR CONSIDERATION OF $31.00 PER SHARE, ALL AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING CIRCULAR. |
Management | For | For | ||||||||
| 2 | THE
UNDERSIGNED CERTIFIES THAT IT HAS MADE REASONABLE INQUIRIES AS TO THE CANADIAN STATUS OF THE REGISTERED HOLDER AND THE BENEFICIAL OWNER OF THE SHARES REPRESENTED BY THIS VOTING INSTRUCTION FORM AND HAS READ THE DEFINITIONS FOUND BELOW SO AS TO MAKE AN ACCURATE DECLARATION OF STATUS. THE UNDERSIGNED HEREBY CERTIFIES THAT THE SHARES REPRESENTED BY THIS VOTING INSTRUCTION FORM ARE OWNED AND CONTROLLED BY A CANADIAN. NOTE: "FOR" = YES, "ABSTAIN" = NO, "AGAINST" WILL BE TREATED AS NOT MARKED. |
Management | Abstain | |||||||||
| REMY COINTREAU SA | ||||||||||||
| Security | F7725A100 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 24-Jul-2019 | ||||||||||
| ISIN | FR0000130395 | Agenda | 711320286 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE IN THE
FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. |
Non-Voting | ||||||||||
| CMMT | THE
FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE |
Non-Voting | ||||||||||
| CMMT | IN
CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR- VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU |
Non-Voting | ||||||||||
| CMMT | 03
JUL 2019: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/0614/20190614 1-903011.pdf AND-https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/0619/20190619 1-903192.pdf AND-https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/0703/20190703 1-903443.pdf; PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | ||||||||||
| O.1 | APPROVAL OF THE CORPORATE
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2018/2019 |
Management | No Action | |||||||||
| O.2 | APPROVAL OF THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2018/2019 |
Management | No Action | |||||||||
| O.3 | ALLOCATION OF INCOME
AND SETTING OF THE DIVIDEND |
Management | No Action | |||||||||
| O.4 | DISTRIBUTION OF AN EXCEPTIONAL DIVIDEND | Management | No Action | |||||||||
| O.5 | AGREEMENTS REFERRED
TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE AUTHORIZED IN PREVIOUS FINANCIAL YEARS AND WHOSE IMPLEMENTATION CONTINUED DURING THE FINANCIAL YEAR 2018/2019 |
Management | No Action | |||||||||
| O.6 | RENEWAL OF THE TERM
OF OFFICE OF MR. MARC HERIARD DUBREUIL AS DIRECTOR |
Management | No Action | |||||||||
| O.7 | RENEWAL OF THE TERM
OF OFFICE OF MR. OLIVIER JOLIVET AS DIRECTOR |
Management | No Action | |||||||||
| O.8 | RENEWAL OF THE TERM
OF OFFICE OF ORPAR COMPANY AS DIRECTOR, REPRESENTED BY MRS. GISELE DURAND |
Management | No Action | |||||||||
| O.9 | APPOINTMENT OF MRS.
HELENE DUBRULE AS DIRECTOR |
Management | No Action | |||||||||
| O.10 | APPOINTMENT OF MRS.
MARIE-AMELIE JACQUET AS DIRECTOR |
Management | No Action | |||||||||
| O.11 | SETTING OF THE AMOUNT OF ATTENDANCE FEES | Management | No Action | |||||||||
| O.12 | APPROVAL
OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS, PURSUANT TO ARTICLE L.225-37-2 OF THE FRENCH COMMERCIAL CODE |
Management | No Action | |||||||||
| O.13 | APPROVAL
OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHIEF EXECUTIVE OFFICER, PURSUANT TO ARTICLE L.225-37-2 OF THE FRENCH COMMERCIAL CODE |
Management | No Action | |||||||||
| O.14 | APPROVAL OF THE COMPONENTS
MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID OR AWARDED, FOR THE FINANCIAL YEAR ENDED 31 MARCH 2019, TO MR. MARC HERIARD DUBREUIL, PURSUANT TO ARTICLE L. 225- 100 OF THE FRENCH COMMERCIAL CODE |
Management | No Action | |||||||||
| O.15 | APPROVAL
OF THE COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID OR AWARDED TO MRS. VALERIE CHAPOULAUD-FLOQUET, CHIEF EXECUTIVE OFFICER, FOR THE FINANCIAL YEAR ENDED 31 MARCH 2019, PURSUANT TO ARTICLE L. 225-100 OF THE FRENCH COMMERCIAL CODE |
Management | No Action | |||||||||
| O.16 | AUTHORIZATION TO THE
BOARD OF DIRECTORS TO ACQUIRE AND SELL SHARES OF THE COMPANY UNDER THE PROVISIONS OF ARTICLES L. 225-209 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE |
Management | No Action | |||||||||
| E.17 | AUTHORIZATION TO THE
BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES HELD BY THE COMPANY |
Management | No Action | |||||||||
| E.18 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | No Action | |||||||||
| MELLANOX TECHNOLOGIES LTD. | ||||||||||||
| Security | M51363113 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MLNX | Meeting Date | 25-Jul-2019 | |||||||||
| ISIN | IL0011017329 | Agenda | 935056994 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Glenda Dorchak | Management | For | For | ||||||||
| 1b. | Election of Director: Irwin Federman | Management | For | For | ||||||||
| 1c. | Election of Director: Amal M. Johnson | Management | For | For | ||||||||
| 1d. | Election of Director: Jack Lazar | Management | For | For | ||||||||
| 1e. | Election of Director: Jon A. Olson | Management | For | For | ||||||||
| 1f. | Election of Director: Umesh Padval | Management | For | For | ||||||||
| 1g. | Election of Director: David Perlmutter | Management | For | For | ||||||||
| 1h. | Election of Director: Steve Sanghi | Management | For | For | ||||||||
| 1i. | Election of Director: Eyal Waldman | Management | For | For | ||||||||
| 1j. | Election of Director: Gregory Waters | Management | For | For | ||||||||
| 2. | Advisory vote to approve
the compensation of the Company's named executive officers ("say-on-pay vote") as disclosed in the compensation discussion and analysis, compensation tables and narrative discussion set forth in the proxy statement. |
Management | For | For | ||||||||
| 3. | Approval of the Fourth Restated Plan. | Management | Against | Against | ||||||||
| 4. | Approval of certain
changes to the annual retainer fees and equity awards to the Company's non-employee directors. |
Management | For | For | ||||||||
| 5a. | Do you have a Personal
Interest (as defined in the Proxy Statement) with regards to Proposal 5b? By selecting FOR I confirm that I DO NOT HAVE a Personal Interest and by selecting AGAINST I confirm I DO HAVE a Personal Interest in voting this proposal. |
Management | For | |||||||||
| 5b. | Approval of the Company's Compensation Philosophy. | Management | For | For | ||||||||
| 6. | Approval
of the appointment of EY Israel as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019 and authorization of audit committee to determine its fiscal 2019 remuneration in accordance with the volume and nature of its services. |
Management | For | For | ||||||||
| LINDE PLC | ||||||||||||
| Security | G5494J103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LIN | Meeting Date | 26-Jul-2019 | |||||||||
| ISIN | IE00BZ12WP82 | Agenda | 935018920 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Prof. Dr. Wolfgang Reitzle | Management | For | For | ||||||||
| 1b. | Election of Director: Stephen F. Angel | Management | For | For | ||||||||
| 1c. | Election of Director: Prof. DDr. Ann-Kristin Achleitner | Management | For | For | ||||||||
| 1d. | Election of Director: Prof. Dr. Clemens Börsig | Management | For | For | ||||||||
| 1e. | Election of Director: Dr. Nance K. Dicciani | Management | For | For | ||||||||
| 1f. | Election of Director: Dr. Thomas Enders | Management | For | For | ||||||||
| 1g. | Election of Director: Franz Fehrenbach | Management | For | For | ||||||||
| 1h. | Election of Director: Edward G. Galante | Management | For | For | ||||||||
| 1i. | Election of Director: Larry D. McVay | Management | For | For | ||||||||
| 1j. | Election of Director: Dr. Victoria Ossadnik | Management | For | For | ||||||||
| 1k. | Election of Director: Prof. Dr. Martin H. Richenhagen | Management | For | For | ||||||||
| 1l. | Election of Director: Robert L. Wood | Management | For | For | ||||||||
| 2a. | To ratify, on an advisory
and non-binding basis, the appointment of PricewaterhouseCoopers ("PWC") as the independent auditor. |
Management | For | For | ||||||||
| 2b. | To authorize the Board,
acting through the Audit Committee, to determine PWC's remuneration. |
Management | For | For | ||||||||
| 3. | To determine the price
range at which Linde plc can re- allot shares that it acquires as treasury shares under Irish law. |
Management | For | For | ||||||||
| 4. | To approve, on an advisory
and non-binding basis, the compensation of Linde plc's Named Executive Officers, as disclosed in the 2019 Proxy Statement. |
Management | For | For | ||||||||
| 5. | To recommend, on an
advisory and non-binding basis, the frequency of holding future advisory shareholder votes on the compensation of Linde plc's Named Executive Officers. |
Management | 1 Year | For | ||||||||
| ZAYO GROUP HOLDINGS INC | ||||||||||||
| Security | 98919V105 | Meeting Type | Special | |||||||||
| Ticker Symbol | ZAYO | Meeting Date | 26-Jul-2019 | |||||||||
| ISIN | US98919V1052 | Agenda | 935058556 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Approval of the proposal to adopt the merger agreement. | Management | For | For | ||||||||
| 2. | The approval, on a
non-binding advisory basis, of the golden parachute compensation that will or may be received by the Company's named executive officers in connection with the merger. |
Management | For | For | ||||||||
| 3. | The proposal to approve
one or more adjournments of the special meeting, if necessary or appropriate and permitted under the merger agreement. |
Management | For | For | ||||||||
| BCA MARKETPLACE PLC | ||||||||||||
| Security | G1094F104 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 29-Jul-2019 | ||||||||||
| ISIN | GB00BP0S1D85 | Agenda | 711395601 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | 1.(A) TO AUTHORISE
THE DIRECTORS TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT. (B) TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY TO ADOPT NEW ARTICLE 130 |
Management | For | For | ||||||||
| BCA MARKETPLACE PLC | ||||||||||||
| Security | G1094F104 | Meeting Type | Court Meeting | |||||||||
| Ticker Symbol | Meeting Date | 29-Jul-2019 | ||||||||||
| ISIN | GB00BP0S1D85 | Agenda | 711405250 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT ABSTAIN
IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT |
Non-Voting | ||||||||||
| 1 | FOR THE PURPOSE OF
CONSIDERING, AND IF THOUGHT FIT, APPROVING (WITH OR WITHOUT MODIFICATION) THE PROPOSED SCHEME (AS DEFINED IN THE SCHEME CIRCULAR AND REFERRED TO IN THE NOTICE CONVENING THE COURT MEETING) AND AT SUCH MEETING, OR ANY ADJOURNMENT THEREOF |
Management | For | For | ||||||||
| CONTROL4 CORPORATION | ||||||||||||
| Security | 21240D107 | Meeting Type | Special | |||||||||
| Ticker Symbol | CTRL | Meeting Date | 30-Jul-2019 | |||||||||
| ISIN | US21240D1072 | Agenda | 935056716 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To
adopt the Agreement and Plan of Merger, dated as of May 8, 2019 (as it may be amended from time to time, the "merger agreement"), by and among Control4 Corporation, a Delaware corporation (the "Company"), Wirepath Home Systems, LLC, a North Carolina limited liability company ("Parent"), and Copper Merger Sub Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub will be merged with and into the Company (the "merger"). |
Management | For | For | ||||||||
| 2. | To approve, on an advisory
(non-binding) basis, certain compensation that may be paid or become payable to the Company's named executive officers in connection with the merger. |
Management | For | For | ||||||||
| 3. | To approve the adjournment
of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. |
Management | For | For | ||||||||
| BUCKEYE PARTNERS, L.P. | ||||||||||||
| Security | 118230101 | Meeting Type | Special | |||||||||
| Ticker Symbol | BPL | Meeting Date | 31-Jul-2019 | |||||||||
| ISIN | US1182301010 | Agenda | 935058227 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | The
approval of (i) the Agreement and Plan of Merger, dated as of May 10, 2019, by and among Buckeye Partners, L.P., a DE limited partnership, Hercules Intermediate Holdings LLC, a DE limited liability company ("Parent"), Hercules Merger Sub LLC, a DE limited liability company and a wholly owned subsidiary of Parent, Buckeye Pipe Line Services Company, a PA corporation, and Buckeye GP LLC, a DE limited liability company and the general partner of Buckeye Partners, L.P. and (ii) the transactions contemplated by the Agreement and Plan of Merger. |
Management | For | For | ||||||||
| 2. | The
approval, in a nonbinding advisory vote, of the compensation that may be paid or may become payable to Buckeye Partners, L.P.'s named executive officers in connection with, or following, the consummation of the merger contemplated by the Agreement and Plan of Merger. |
Management | For | For | ||||||||
| ENTEGRA FINANCIAL CORP. | ||||||||||||
| Security | 29363J108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ENFC | Meeting Date | 01-Aug-2019 | |||||||||
| ISIN | US29363J1088 | Agenda | 935058683 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To
approve the Agreement and Plan of Merger, by and among First Citizens BancShares, Inc., First-Citizens Bank & Trust Company ("First Citizens Bank"), FC Merger Subsidiary VII, Inc. ("Merger Sub"), and the Company, pursuant to which Merger Sub will merge with and into the Company ("Merger"), with the Company surviving the Merger and becoming a wholly owned subsidiary of First Citizens Bank, after which the Company will merge with and into First Citizens Bank ("Second Step Merger"), with First Citizens Bank surviving the Second Step Merger. |
Management | For | For | ||||||||
| 2. | To adjourn or postpone
the Annual Meeting to a later time and place, if necessary or appropriate, including for the purpose of permitting the solicitation of additional proxies in favor of the proposal to approve the Merger Agreement. |
Management | For | For | ||||||||
| 3a. | Election of Director
to serve for the terms specified in the Proxy Statement dated June 25, 2019: Ronald D. Beale |
Management | For | For | ||||||||
| 3b. | Election of Director
to serve for the terms specified in the Proxy Statement dated June 25, 2019: R. Matt Dunbar |
Management | For | For | ||||||||
| 3c. | Election of Director
to serve for the terms specified in the Proxy Statement dated June 25, 2019: Roger D. Plemens |
Management | For | For | ||||||||
| 4. | To ratify the appointment
of Dixon Hughes Goodman LLP as the Company's independent registered public accounting firm for the fiscal year ended December 31, 2019. |
Management | For | For | ||||||||
| MCKESSON EUROPE AG | ||||||||||||
| Security | D5347G101 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 02-Aug-2019 | ||||||||||
| ISIN | DE000CLS1001 | Agenda | 711361460 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE
NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL |
Non-Voting | ||||||||||
| CMMT | THE
VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE |
Non-Voting | ||||||||||
| CMMT | ACCORDING
TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU |
Non-Voting | ||||||||||
| CMMT | COUNTER
PROPOSALS MAY BE SUBMITTED UNTIL 18.07.2019. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE |
Non-Voting | ||||||||||
| 1 | PRESENTATION OF THE
FINANCIAL STATEMENTS AND ANNUAL REPORTS - PRESENTATION OF-THE FINANCIAL STATEMENTS AND ANNUAL REPORT FOR THE 2019 FINANCIAL YEAR WITH-THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS AND GROUP-ANNUAL REPORT |
Non-Voting | ||||||||||
| 2 | RATIFICATION OF THE
ACTS OF THE BOARD OF MDS |
Management | No Action | |||||||||
| 3 | RATIFICATION OF THE
ACTS OF THE SUPERVISORY BOARD |
Management | No Action | |||||||||
| 4 | APPOINTMENT
OF AUDITORS - THE FOLLOWING ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS AND GROUP AUDITORS FOR THE 2020 FINANCIAL YEAR AND FOR THE REVIEW OF ANY INTERIM FINANCIAL INFORMATION OR REPORTS FOR THE 2020 FINANCIAL YEAR: DELOITTE GMBH, STUTTGART - THE FOLLOWING ACCOUNTS SHALL BE APPOINTED AS AUDITORS FOR THE REVIEW OF ANY INTERIM FINANCIAL INFORMATION OR REPORTS FOR THE 2021 FINANCIAL YEAR UNTIL THE NEXT AGM: DELOITTE GMBH, STUTTGART |
Management | No Action | |||||||||
| 5 | RESOLUTION
ON THE REVOCATION OF THE AUTHORIZED CAPITAL 2015, THE CREATION OF A NEW AUTHORIZED CAPITAL 2019, AND THE CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION: THE EXISTING AUTHORIZED CAPITAL 2015 SHALL BE REVOKED. THE BOARD OF MDS SHALL BE AUTHORIZED, WITH THE CONSENT OF THE SUPERVISORY BOARD, TO INCREASE THE SHARE CAPITAL BY UP TO EUR 130,061,396.48 THROUGH THE ISSUE OF UP TO 101,610,466 NEW REGISTERED NO-PAR SHARES AGAINST CONTRIBUTIONS IN CASH AND/OR KIND, ON OR BEFORE AUGUST 1, 2024 (AUTHORIZED CAPITAL 2019). SHAREHOLDERS SHALL BE GRANTED SUBSCRIPTION RIGHTS EXCEPT FOR IN THE FOLLOWING CASES: - RESIDUAL AMOUNTS HAVE BEEN EXCLUDED FROM SUBSCRIPTION RIGHTS, - HOLDERS OF CONVERSION AND/OR OPTION RIGHTS HAVE BEEN GRANTED SUBSCRIPTION RIGHTS, - SHARES HAVE BEEN ISSUED AGAINST |
Management | No Action | |||||||||
| CONTRIBUTIONS IN CASH
AT A PRICE NOT MATERIALLY BELOW THEIR MARKET PRICE AND THE CAPITAL INCREASE DOES NOT EXCEED 10 PERCENT OF THE SHARE CAPITAL, - SHARES HAVE BEEN ISSUED AGAINST CONTRIBUTIONS IN KIND FOR ACQUISITION PURPOSES |
||||||||||||
| PANALPINA WELTTRANSPORT (HOLDING) AG | ||||||||||||
| Security | H60147107 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 06-Aug-2019 | ||||||||||
| ISIN | CH0002168083 | Agenda | 711432194 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE
NOTE THAT THE NOTICE FOR THIS MEETING WAS RECEIVED AFTER THE- REGISTRATION DEADLINE. IF YOUR SHARES WERE REGISTERED PRIOR TO THE DEADLINE-OF 12 JUL 2019, YOUR VOTING INSTRUCTIONS WILL BE ACCEPTED FOR THIS MEETING.-HOWEVER, VOTING INSTRUCTIONS FOR SHARES THAT WERE NOT REGISTERED PRIOR TO THE-REGISTRATION DEADLINE WILL NOT BE ACCEPTED |
Non-Voting | ||||||||||
| 1 | ANNULMENT OF THE RESTRICTION
ON TRANSFERABILITY OF REGISTERED SHARES AND THE MAXIMUM VOTING MAJORITY CLAUSE |
Management | No Action | |||||||||
| 2.1 | ELECTION OF KURT K.
LARSEN AS A DIRECTOR AND CHAIRMAN OF THE BOARD OF DIRECTORS |
Management | No Action | |||||||||
| 2.2 | ELECTION OF THOMAS
PLENBORG AS MEMBER OF THE BOARD OF DIRECTORS |
Management | No Action | |||||||||
| 2.3 | ELECTION OF JENS BJRN
ANDERSEN AS MEMBER OF THE BOARD OF DIRECTORS |
Management | No Action | |||||||||
| 2.4 | ELECTION OF JENS H.
LUND AS MEMBER OF THE BOARD OF DIRECTORS |
Management | No Action | |||||||||
| 3.1 | APPOINT JENS ANDERSEN
AS MEMBER OF THE COMPENSATION COMMITTEE |
Management | No Action | |||||||||
| 3.2 | APPOINT JENS LUND AS
MEMBER OF THE COMPENSATION COMMITTEE |
Management | No Action | |||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL
OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. |
Non-Voting | ||||||||||
| ANADARKO PETROLEUM CORPORATION | ||||||||||||
| Security | 032511107 | Meeting Type | Special | |||||||||
| Ticker Symbol | APC | Meeting Date | 08-Aug-2019 | |||||||||
| ISIN | US0325111070 | Agenda | 935062531 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To adopt the Agreement
and Plan of Merger, dated as of May 9, 2019, by and among Occidental Petroleum Corporation, Baseball Merger Sub 1, Inc. and Anadarko Petroleum Corporation ("Anadarko"). |
Management | For | For | ||||||||
| 2. | To approve, on a non-binding
advisory basis, the compensation that may be paid or become payable to Anadarko's named executive officers that is based on or otherwise related to the proposed transactions. |
Management | For | For | ||||||||
| MEDIDATA SOLUTIONS, INC. | ||||||||||||
| Security | 58471A105 | Meeting Type | Special | |||||||||
| Ticker Symbol | MDSO | Meeting Date | 16-Aug-2019 | |||||||||
| ISIN | US58471A1051 | Agenda | 935064941 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | A
proposal to adopt the Agreement and Plan of Merger (as it may be amended from time to time, the "merger agreement"), dated as of June 11, 2019, by and among Medidata Solutions, Inc., Dassault Systèmes SE, Dassault Systèmes Americas Corp., and 3DS Acquisition 6 Corp. |
Management | For | For | ||||||||
| 2. | A
proposal to approve, on an advisory (non-binding) basis, specified compensation that may be paid or become payable to Medidata Solutions, Inc.'s principal executive officers, principal financial officer and three most highly compensated executive officers other than the principal executive officers and principal financial officer in connection with the merger. |
Management | For | For | ||||||||
| 3. | A proposal to approve
the adjournment of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. |
Management | For | For | ||||||||
| BANG & OLUFSEN AS | ||||||||||||
| Security | K07774126 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 21-Aug-2019 | ||||||||||
| ISIN | DK0010218429 | Agenda | 711468389 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | IN
THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU |
Non-Voting | ||||||||||
| CMMT | PLEASE BE ADVISED THAT
SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. |
Non-Voting | ||||||||||
| CMMT | IMPORTANT
MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE |
Non-Voting | ||||||||||
| 1 | THE BOARD OF DIRECTORS'
REPORT ON THE COMPANY'S ACTIVITIES IN THE PAST YEAR |
Non-Voting | ||||||||||
| 2 | PRESENTATION AND ADOPTION
OF THE COMPANY'S AUDITED ANNUAL REPORT FOR THE FINANCIAL YEAR 2018/19, INCLUDING RESOLUTION CONCERNING DISCHARGE TO THE EXECUTIVE MANAGEMENT BOARD AND THE BOARD OF DIRECTORS |
Management | No Action | |||||||||
| 3.1 | RESOLUTION AS TO THE
DISTRIBUTION OF PROFIT OR THE COVERING OF LOSS IN ACCORDANCE WITH THE APPROVED ANNUAL REPORT: THE BOARD OF DIRECTORS PROPOSES THAT NO DIVIDEND BE PAID |
Management | No Action | |||||||||
| 4.1.A | THAT
THE REMUNERATION LEVEL IS NOT REVISED COMPARED TO THE FINANCIAL YEAR 2018/2019, WHEREBY THE FOLLOWING REMUNERATION LEVEL FOR THE FINANCIAL YEAR 2019/2020 IS APPROVED BY THE GENERAL MEETING: THE ANNUAL BASE REMUNERATION PAID TO THE MEMBERS OF THE BOARD OF DIRECTORS IS DKK 300,000 FOR EACH MEMBER WITH RESPECT TO BOARD MEMBERS ELECTED BY THE GENERAL MEETING OR THE EMPLOYEES, RESPECTIVELY, WITH 3 TIMES THE BASE REMUNERATION AND 1.5 TIMES THE BASE REMUNERATION PAID TO THE CHAIRMAN AND DEPUTY CHAIRMAN, RESPECTIVELY |
Management | No Action | |||||||||
| 4.1.B | THAT
THE REMUNERATION LEVEL IS NOT REVISED COMPARED TO THE FINANCIAL YEAR 2018/2019, WHEREBY THE FOLLOWING REMUNERATION LEVEL FOR THE FINANCIAL YEAR 2019/2020 IS APPROVED BY THE GENERAL MEETING: THE REMUNERATION PAID TO THE MEMBERS OF THE BOARD OF DIRECTORS SERVING ON THE COMPANY'S AUDIT COMMITTEE IS DKK 75,000 FOR EACH MEMBER, WITH 2 TIMES THE REMUNERATION PAID TO THE CHAIRMAN OF THE AUDIT COMMITTEE |
Management | No Action | |||||||||
| 4.1.C | THAT
THE REMUNERATION LEVEL IS NOT REVISED COMPARED TO THE FINANCIAL YEAR 2018/2019, WHEREBY THE FOLLOWING REMUNERATION LEVEL FOR THE FINANCIAL YEAR 2019/2020 IS APPROVED BY THE GENERAL MEETING: THE REMUNERATION PAID TO THE MEMBERS OF THE BOARD OF DIRECTORS SERVING ON THE COMPANY'S REMUNERATION COMMITTEE, NOMINATION COMMITTEE OR TECHNOLOGY COMMITTEE IS DKK 75,000 FOR EACH MEMBER |
Management | No Action | |||||||||
| 4.2 | THAT THE COMPANY'S
REMUNERATION POLICY IS REVISED IN ACCORDANCE WITH THE DRAFT REMUNERATION POLICY AS SET OUT IN APPENDIX 1 |
Management | No Action | |||||||||
| 4.3 | THAT THE COMPANY'S
SHARE CAPITAL IS REDUCED BY A NOMINAL AMOUNT OF DKK 22,734,490 FROM A NOMINAL AMOUNT OF DKK 431,974,780 TO A NOMINAL AMOUNT OF DKK 409,240,290 BY CANCELLATION OF PART OF BANG & OLUFSEN'S PORTFOLIO OF TREASURY SHARES |
Management | No Action | |||||||||
| 4.4 | THAT THE PREVIOUS AUTHORIZATION
TO THE BOARD OF DIRECTORS TO INCREASE THE COMPANY'S SHARE CAPITAL SET OUT IN ARTICLE 4, SECTION 4, OF THE ARTICLES OF ASSOCIATION IS AMENDED |
Management | No Action | |||||||||
| 4.5 | THAT THE PREVIOUS AUTHORIZATION
TO THE BOARD OF DIRECTORS TO INCREASE THE COMPANY'S SHARE CAPITAL SET OUT IN ARTICLE 4, SECTION 5, OF THE ARTICLES OF ASSOCIATION IS AMENDED |
Management | No Action | |||||||||
| 4.6 | THAT
THE PROVISION SET OUT IN ARTICLE 4, SECTION 6, OF THE ARTICLES OF ASSOCIATION IS ADJUSTED AS FOLLOWS: "PURSUANT TO ARTICLE 4, SECTIONS 4 AND 5 ABOVE, THE BOARD OF DIRECTORS MAY NOT DECIDE TO INCREASE THE COMPANY'S SHARE CAPITAL BY MORE THAN A TOTAL NOMINAL VALUE OF DKK 81,848,058" |
Management | No Action | |||||||||
| 4.7 | THAT
THE OBLIGATION TO PUBLISH THE NOTICE TO CONVENE THE ANNUAL GENERAL MEETING IN A LOCAL DAILY NEWSPAPER AND IN A COPENHAGEN DAILY NEWSPAPER IS OMITTED BY AMENDING ARTICLE 6.2 IN THE COMPANY'S ARTICLES OF ASSOCIATION TO THE FOLLOWING WORDING: "GENERAL MEETINGS SHALL BE CONVENED BY THE BOARD OF DIRECTORS BY PUBLICATION ON THE COMPANY'S WEBSITE WWW.BANG-OLUFSEN.COM AND BY E-MAIL SENT TO ALL REGISTERED SHAREHOLDERS HAVING SO REQUESTED" |
Management | No Action | |||||||||
| 5.1 | RE-ELECTION OF BOARD
OF DIRECTOR: OLE ANDERSEN |
Management | No Action | |||||||||
| 5.2 | RE-ELECTION OF BOARD
OF DIRECTOR: JUHA CHRISTEN CHRISTENSEN |
Management | No Action | |||||||||
| 5.3 | RE-ELECTION OF BOARD
OF DIRECTOR: JESPER JARLBAEK |
Management | No Action | |||||||||
| 5.4 | RE-ELECTION OF BOARD
OF DIRECTOR: MADS NIPPER |
Management | No Action | |||||||||
| 5.5 | RE-ELECTION OF BOARD
OF DIRECTOR: ANDERS COLDING FRIIS |
Management | No Action | |||||||||
| 5.6 | ELECTION OF BOARD OF DIRECTOR: TUULA RYTILA | Management | No Action | |||||||||
| 5.7 | ELECTION OF BOARD OF DIRECTOR: JOAN NG PI O | Management | No Action | |||||||||
| 5.8 | ELECTION OF BOARD OF
DIRECTOR: M. CLAIRE CHUNG |
Management | No Action | |||||||||
| 6 | APPOINTMENT OF AUDITORS:
THE BOARD OF DIRECTORS PROPOSES RE-ELECTION OF ERNST & YOUNG P/S AS AUDITORS OF THE COMPANY |
Management | No Action | |||||||||
| 7 | ANY OTHER BUSINESS | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS
ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 5.1 TO 5.8 AND 6. THANK YOU |
Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS
IS AN AMENDMENT TO MEETING ID 143048 DUE TO RECEIPT OF- ADDITIONAL DIRECTOR NAMES UNDER RESOLUTION 5. ALL VOTES RECEIVED ON THE- PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS-MEETING NOTICE. THANK YOU. |
Non-Voting | ||||||||||
| AMERIGAS PARTNERS, L.P. | ||||||||||||
| Security | 030975106 | Meeting Type | Special | |||||||||
| Ticker Symbol | APU | Meeting Date | 21-Aug-2019 | |||||||||
| ISIN | US0309751065 | Agenda | 935061957 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To
approve the Agreement and Plan of Merger, dated as of April 1,2019 (as may be amended from time to time, the "merger agreement"), by and among UGI Corporation, AmeriGas Propane Holdings, Inc., AmeriGas Propane Holdings, LLC ("Merger Sub"), AmeriGas Partners, L.P. ("AmeriGas") and AmeriGas Propane, Inc., the general partner of AmeriGas, and transactions contemplated thereby, including the merger of Merger Sub with and into AmeriGas, with AmeriGas continuing as the surviving entity and an indirect, wholly owned subsidiary of UGI (the "merger"). |
Management | For | For | ||||||||
| 2. | To
approve the adjournment of the special meeting, if necessary, to solicit additional proxies if there are not sufficient votes to approve the merger agreement and the transactions contemplated thereby, including the merger, at the time of the special meeting. |
Management | For | For | ||||||||
| 3. | To approve, by a non-binding
advisory vote, the compensation arrangements disclosed in the proxy statement/prospectus that may be payable to AmeriGas' named executive officers in connection with the completion of the merger. |
Management | For | For | ||||||||
| ASIA SATELLITE TELECOMMUNICATIONS HOLDINGS LTD | ||||||||||||
| Security | G0534R108 | Meeting Type | Court Meeting | |||||||||
| Ticker Symbol | Meeting Date | 23-Aug-2019 | ||||||||||
| ISIN | BMG0534R1088 | Agenda | 711466070 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE
NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 0730/ltn201907301009.pd-f AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 0730/ltn201907301003.pd-f |
Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS
ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING |
Non-Voting | ||||||||||
| 1 | FOR
THE PURPOSE OF CONSIDERING AND, IF THOUGHT FIT, APPROVING THE SCHEME OF ARRANGEMENT (WITH OR WITHOUT MODIFICATION) (THE "SCHEME") DATED 31 JULY 2019 BETWEEN THE COMPANY AND THE SCHEME SHAREHOLDERS AS REFERRED TO IN THE NOTICE DATED 31 JULY 2019 CONVENING THE COURT MEETING (THE "NOTICE") AND AT THE COURT MEETING (OR AT ANY ADJOURNMENT THEREOF) |
Management | For | For | ||||||||
| ASIA SATELLITE TELECOMMUNICATIONS HOLDINGS LTD | ||||||||||||
| Security | G0534R108 | Meeting Type | Special General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 23-Aug-2019 | ||||||||||
| ISIN | BMG0534R1088 | Agenda | 711466082 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE
NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 0730/ltn201907301015.pd-f AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2019/ 0730/ltn201907301021.pd-f |
Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS
ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING |
Non-Voting | ||||||||||
| S.1 | SUBJECT
TO THE APPROVAL OF THE SCHEME OF ARRANGEMENT BETWEEN THE COMPANY AND THE HOLDERS OF THE SCHEME SHARES (AS DEFINED IN THE NOTICE), FOR THE PURPOSE OF GIVING EFFECT TO THE SCHEME, TO APPROVE (I) THE REDUCTION OF THE ISSUED SHARE CAPITAL OF THE COMPANY; AND (II) THE APPLICATION BY THE COMPANY OF THE CREDIT ARISING IN ITS BOOKS OF ACCOUNT AS A RESULT OF THE REDUCTION OF CAPITAL TO A RESERVE ACCOUNT IN THE BOOKS OF ACCOUNT OF THE COMPANY, TO APPROVE THE WITHDRAWAL OF THE LISTING OF THE SHARES IN THE CAPITAL OF THE COMPANY ON THE STOCK EXCHANGE OF HONG KONG LIMITED, SUBJECT TO THE SCHEME TAKING EFFECT AND TO AUTHORISE THE DIRECTORS OF THE COMPANY TO DO ALL OTHER ACTS AND THINGS AS CONSIDERED BY THEM TO BE NECESSARY OR DESIRABLE IN CONNECTION WITH THE IMPLEMENTATION OF THE SCHEME |
Management | For | For | ||||||||
| O.1 | TO APPROVE THE ROLL-OVER
ARRANGEMENTS BETWEEN THE OFFEROR AND THE PARTICIPATING MANAGEMENT SHAREHOLDERS (AS DEFINED IN THE SCHEME) UNDER THE ROLL-OVER AGREEMENT ENTERED INTO AMONG THEM ON 25 JUNE 2019 |
Management | For | For | ||||||||
| CRAY INC. | ||||||||||||
| Security | 225223304 | Meeting Type | Special | |||||||||
| Ticker Symbol | CRAY | Meeting Date | 27-Aug-2019 | |||||||||
| ISIN | US2252233042 | Agenda | 935058241 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To
approve the Agreement and Plan of Merger (the "Merger Agreement"), dated as of May 16, 2019, by and among Hewlett Packard Enterprise Company, a Delaware corporation ("HPE"), Canopy Merger Sub, Inc., a Washington corporation and wholly owned subsidiary of HPE, and Cray Inc., a Washington corporation ("Cray"), as such agreement may be amended from time to time. |
Management | For | For | ||||||||
| 2. | To approve, on a non-binding
advisory basis, certain compensation that may be paid or become payable to Cray's named executive officers in connection with the merger. |
Management | For | For | ||||||||
| 3. | To
approve the adjournment of the special meeting to a later date if Cray's board of directors determines that it is necessary or appropriate, and is permitted by the Merger Agreement, to solicit additional proxies if there is not a quorum present or there are not sufficient votes in favor of the approval of the Merger Agreement at the time of the special meeting. |
Management | For | For | ||||||||
| CYPRESS SEMICONDUCTOR CORPORATION | ||||||||||||
| Security | 232806109 | Meeting Type | Special | |||||||||
| Ticker Symbol | CY | Meeting Date | 27-Aug-2019 | |||||||||
| ISIN | US2328061096 | Agenda | 935063987 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To
adopt the Agreement and Plan of Merger, dated as of June 3, 2019, as it may be amended or modified from time to time, among Cypress Semiconductor Corporation ("Cypress"), Infineon Technologies AG and IFX Merger Sub Inc. (the "merger agreement") and the merger described therein. |
Management | For | For | ||||||||
| 2. | To approve, on a non-binding,
advisory basis, certain compensation that will or may be paid by Cypress to its named executive officers that is based on or otherwise relates to the merger. |
Management | For | For | ||||||||
| 3. | To approve any proposal
to adjourn the special meeting from time to time, if necessary or appropriate, for the purpose of soliciting additional votes for the approval of the merger agreement. |
Management | For | For | ||||||||
| SHUTTERFLY, INC. | ||||||||||||
| Security | 82568P304 | Meeting Type | Special | |||||||||
| Ticker Symbol | SFLY | Meeting Date | 28-Aug-2019 | |||||||||
| ISIN | US82568P3047 | Agenda | 935067973 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Adopt
Agreement and Plan of Merger, among Photo Holdings, LLC, a Delaware limited liability company ("Newco"), Photo Holdings Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Newco, and Shutterfly, Inc., a Delaware corporation ("Shutterfly"), as such agreement may be amended from time to time. Upon the terms and subject to the conditions of the Merger Agreement, if the merger is completed, Merger Sub will merge with & into Shutterfly (the "Merger"), and Shutterfly will continue as surviving corporation. |
Management | For | For | ||||||||
| 2. | To approve, on a non-binding
advisory basis, the compensation that may be paid or become payable to Shutterfly's named executive officers that is based on or otherwise relates to the Merger. |
Management | For | For | ||||||||
| 3. | To
approve the adjournment of the special meeting to a later date or dates, if Shutterfly's board of directors determines that it is necessary or appropriate and is permitted by the Merger Agreement, to solicit additional proxies if (a) there is not a quorum present or represented by proxy or (b) there are insufficient votes to adopt the Merger Agreement, in each case, at the time of then-scheduled special meeting, or to give holders of Shutterfly's common stock additional time to evaluate new material information or disclosure. |
Management | For | For | ||||||||
| WESSANEN NV | ||||||||||||
| Security | N95242165 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 29-Aug-2019 | ||||||||||
| ISIN | NL0000395317 | Agenda | 711431003 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL
OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. |
Non-Voting | ||||||||||
| 1 | OPENING | Non-Voting | ||||||||||
| 2 | EXPLANATION OF THE
RECOMMENDED CASH OFFER |
Non-Voting | ||||||||||
| 3 | POST-CLOSING RESTRUCTURING RESOLUTION | Management | No Action | |||||||||
| 4 | APPOINTMENT OF MR DE
GANTES AS MEMBER OF THE EXECUTIVE BOARD |
Management | No Action | |||||||||
| 5.A | CONDITIONAL APPOINTMENT
OF MRS D'ENGREMONT AS MEMBER OF THE SUPERVISORY BOARD |
Management | No Action | |||||||||
| 5.B | CONDITIONAL APPOINTMENT
OF MR MONIER AS MEMBER OF THE SUPERVISORY BOARD |
Management | No Action | |||||||||
| 5.C | CONDITIONAL APPOINTMENT
OF MRS SIMONSE AS MEMBER OF THE SUPERVISORY BOARD |
Management | No Action | |||||||||
| 5.D | CONDITIONAL APPOINTMENT
OF MR JOBSON AS MEMBER OF THE SUPERVISORY BOARD |
Management | No Action | |||||||||
| 5.E | CONDITIONAL APPOINTMENT
OF MR SUBERBIELLE AS MEMBER OF THE SUPERVISORY BOARD |
Management | No Action | |||||||||
| 6 | CONDITIONAL GRANTING
OF FULL AND FINAL DISCHARGE FROM LIABILITY TO ALL MEMBERS OF THE SUPERVISORY BOARD |
Management | No Action | |||||||||
| 7 | CONDITIONAL GRANTING
OF FULL AND FINAL DISCHARGE FROM LIABILITY TO THE MEMBERS OF THE EXECUTIVE BOARD |
Management | No Action | |||||||||
| 8 | CONDITIONAL CONVERSION
AND AMENDMENT ARTICLES OF ASSOCIATION OF WESSANEN |
Management | No Action | |||||||||
| 9 | QUESTIONS AND CLOSE OF THE MEETING | Non-Voting | ||||||||||
| HYDROGENICS CORPORATION | ||||||||||||
| Security | 448883207 | Meeting Type | Special | |||||||||
| Ticker Symbol | HYGS | Meeting Date | 29-Aug-2019 | |||||||||
| ISIN | CA4488832078 | Agenda | 935064535 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | The
special resolution, the full text of which is set forth in Appendix "B" to the Circular, approving a plan of arrangement under section 192 of the Canada Business Corporations Act, involving Cummins Inc., Atlantis AcquisitionCo Canada Corporation and the Company, all as more particularly described in the Circular. |
Management | For | For | ||||||||
| ASV HOLDINGS, INC | ||||||||||||
| Security | 00215L104 | Meeting Type | Special | |||||||||
| Ticker Symbol | ASV | Meeting Date | 04-Sep-2019 | |||||||||
| ISIN | US00215L1044 | Agenda | 935067505 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To
adopt and approve the Agreement and Plan of Merger (as it may be amended from time to time, the "Merger Agreement") entered into on June 26, 2019 among ASV Holdings, Inc. ("ASV"), Yanmar America Corporation, a Georgia corporation ("Yanmar"), Osaka Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Yanmar ("Merger Sub"), and (solely for the purposes specified in the Merger Agreement) Yanmar Co., Ltd., a company organized under the laws of Japan, and the transactions contemplated by the Merger Agreement. |
Management | For | For | ||||||||
| 2. | To
adjourn the ASV special meeting, if necessary or appropriate, to solicit additional proxies in favor of the proposal to adopt and approve the Merger Agreement and the transactions contemplated by the Merger Agreement if there are insufficient votes at the time of such adjournment to approve such proposal. |
Management | For | For | ||||||||
| ALERION CLEANPOWER | ||||||||||||
| Security | T0235S104 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 05-Sep-2019 | ||||||||||
| ISIN | IT0004720733 | Agenda | 711461955 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL
OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. |
Non-Voting | ||||||||||
| O.1 | TO APPOINT EXTERNAL
AUDITORS FOR THE YEARS 2020-2028 |
Management | For | For | ||||||||
| E.1 | MERGER BY INCORPORATION
OF THE FULLY OWNED ALERION ENERGIE RINNOVABILI S.P.A. AND REDUCTION OF THE STOCK CAPITAL OF ALERION CLEAN POWER S.P.A. AS PER ART. 2445 OF THE ITALIAN CIVIL CODE. RESOLUTION RELATED THERETO |
Management | For | For | ||||||||
| SPARK THERAPEUTICS, INC. | ||||||||||||
| Security | 84652J103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ONCE | Meeting Date | 05-Sep-2019 | |||||||||
| ISIN | US84652J1034 | Agenda | 935063494 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Anand Mehra, MD | For | For | |||||||||
| 2 | Robert J. Perez | For | For | |||||||||
| 3 | Lota Zoth | For | For | |||||||||
| 2. | To approve, on an advisory
basis, the compensation paid to the Company's named executive officers. |
Management | For | For | ||||||||
| 3. | To ratify the appointment
of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. |
Management | For | For | ||||||||
| SOTHEBY'S | ||||||||||||
| Security | 835898107 | Meeting Type | Special | |||||||||
| Ticker Symbol | BID | Meeting Date | 05-Sep-2019 | |||||||||
| ISIN | US8358981079 | Agenda | 935070134 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To
consider and vote on a proposal to adopt the Agreement and Plan of Merger, dated as of June 16, 2019, as it may be amended from time to time (the "merger agreement"), by and among Sotheby's, BidFair USA LLC, ("Parent"), and BidFair MergeRight Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the merger agreement, Merger Sub will be merged with and into Sotheby's (the "merger"), with Sotheby's continuing as the surviving corporation and a wholly owned subsidiary of Parent. |
Management | For | For | ||||||||
| 2. | To consider and vote
on a proposal to approve, by non- binding, advisory vote, certain compensation arrangements for Sotheby's named executive officers in connection with the merger. |
Management | For | For | ||||||||
| GREENE KING PLC | ||||||||||||
| Security | G40880133 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 06-Sep-2019 | ||||||||||
| ISIN | GB00B0HZP136 | Agenda | 711488432 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS
AND STATUTORY REPORTS |
Management | For | For | ||||||||
| 2 | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||
| 3 | APPROVE FINAL DIVIDEND | Management | For | For | ||||||||
| 4 | RE-ELECT MIKE COUPE AS DIRECTOR | Management | For | For | ||||||||
| 5 | RE-ELECT GORDON FRYETT AS DIRECTOR | Management | For | For | ||||||||
| 6 | RE-ELECT ROB ROWLEY AS DIRECTOR | Management | For | For | ||||||||
| 7 | RE-ELECT RICHARD SMOTHERS AS DIRECTOR | Management | For | For | ||||||||
| 8 | RE-ELECT LYNNE WEEDALL AS DIRECTOR | Management | For | For | ||||||||
| 9 | RE-ELECT PHILIP YEA AS DIRECTOR | Management | For | For | ||||||||
| 10 | ELECT NICK MACKENZIE AS DIRECTOR | Management | For | For | ||||||||
| 11 | ELECT SANDRA TURNER AS DIRECTOR | Management | For | For | ||||||||
| 12 | REAPPOINT ERNST YOUNG LLP AS AUDITORS | Management | For | For | ||||||||
| 13 | AUTHORISE BOARD TO
FIX REMUNERATION OF AUDITORS |
Management | For | For | ||||||||
| 14 | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||
| 15 | AUTHORISE ISSUE OF
EQUITY WITHOUT PRE- EMPTIVE RIGHTS |
Management | For | For | ||||||||
| 16 | AUTHORISE MARKET PURCHASE
OF ORDINARY SHARES |
Management | For | For | ||||||||
| 17 | AUTHORISE THE COMPANY
TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE |
Management | For | For | ||||||||
| ACACIA COMMUNICATIONS, INC. | ||||||||||||
| Security | 00401C108 | Meeting Type | Special | |||||||||
| Ticker Symbol | ACIA | Meeting Date | 06-Sep-2019 | |||||||||
| ISIN | US00401C1080 | Agenda | 935071059 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To adopt the Agreement
and Plan of Merger, dated as of July 8, 2019, as it may be amended from time to time, by and among Acacia Communications, Inc., Cisco Systems, Inc., and Amarone Acquisition Corp. |
Management | For | For | ||||||||
| 2. | To approve, on a nonbinding
advisory basis, the compensation that may be payable to Acacia Communications, Inc.'s named executive officers in connection with the merger. |
Management | For | For | ||||||||
| 3. | To approve the adjournment
of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the Agreement and Plan of Merger. |
Management | For | For | ||||||||
| BCA MARKETPLACE PLC | ||||||||||||
| Security | G1094F104 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 16-Sep-2019 | ||||||||||
| ISIN | GB00BP0S1D85 | Agenda | 711513160 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | THAT THE AUDITED ACCOUNTS
AND FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 MARCH 2019, TOGETHER WITH THE DIRECTORS' REPORT AND AUDITOR'S REPORT THEREON, BE RECEIVED |
Management | For | For | ||||||||
| 2 | TO APPROVE THE DIRECTORS'
REMUNERATION REPORT FOR THE YEAR ENDED 31 MARCH 2019 SET OUT ON PAGES 70 TO 74 OF THE COMPANY'S ANNUAL REPORT AND ACCOUNTS |
Management | Against | Against | ||||||||
| 3 | TO APPROVE A FINAL
DIVIDEND OF 6.65 PENCE PER ORDINARY SHARE OF 1P IN THE CAPITAL OF THE COMPANY ("ORDINARY SHARES"), PAYABLE ON 30 SEPTEMBER 2019 TO SHAREHOLDERS ON THE REGISTER OF MEMBERS AT THE CLOSE OF BUSINESS ON 20 SEPTEMBER 2019 |
Management | For | For | ||||||||
| 4 | THAT AVRIL PALMER-BAUNACK
BE RE-ELECTED AS A DIRECTOR |
Management | For | For | ||||||||
| 5 | THAT TIM LAMPERT BE
RE-ELECTED AS A DIRECTOR |
Management | For | For | ||||||||
| 6 | THAT STEPHEN GUTTERIDGE
BE RE-ELECTED AS A DIRECTOR |
Management | For | For | ||||||||
| 7 | THAT PIET COELEWIJ
BE RE-ELECTED AS A DIRECTOR |
Management | For | For | ||||||||
| 8 | THAT JON KAMALUDDIN
BE RE-ELECTED AS A DIRECTOR |
Management | For | For | ||||||||
| 9 | THAT DAVID LIS BE RE-ELECTED AS A DIRECTOR | Management | Against | Against | ||||||||
| 10 | THAT PRICEWATERHOUSECOOPERS
LLP BE RE- APPOINTED AS AUDITOR TO THE COMPANY UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY |
Management | For | For | ||||||||
| 11 | THAT THE DIRECTORS
BE AUTHORISED TO FIX THE AUDITOR'S REMUNERATION |
Management | For | For | ||||||||
| 12 | THAT,
IN SUBSTITUTION FOR THE EXISTING AUTHORITY GRANTED AT THE ANNUAL GENERAL MEETING OF THE COMPANY HELD ON 6 SEPTEMBER 2018, THE DIRECTORS BE GENERALLY AND UNCONDITIONALLY AUTHORISED IN ACCORDANCE WITH SECTION 551 OF THE COMPANIES ACT 2006 (THE "ACT") TO ALLOT: A. SHARES IN THE COMPANY OR GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES IN THE COMPANY UP TO AN AGGREGATE NOMINAL VALUE OF GBP 2,614,472; |
Management | For | For | ||||||||
| AND
B. EQUITY SECURITIES OF THE COMPANY (WITHIN THE MEANING OF SECTION 560 OF THE ACT) IN CONNECTION WITH AN OFFER OF SUCH SECURITIES BY WAY OF A RIGHTS ISSUE UP TO AN AGGREGATE NOMINAL VALUE OF GBP 2,614,472, PROVIDED THAT THIS AUTHORITY SHALL EXPIRE ON 16 DECEMBER 2020 OR, IF EARLIER, AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY BUT, IN EACH CASE, SO THAT THE COMPANY MAY, BEFORE SUCH EXPIRY, MAKE AN OFFER OR ENTER INTO AN AGREEMENT WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR CONVERT SECURITIES INTO SHARES TO BE GRANTED AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT SECURITIES INTO SHARES PURSUANT TO SUCH AN OFFER OR AGREEMENT AS IF THIS AUTHORITY HAD NOT EXPIRED. FOR THE PURPOSES OF THIS RESOLUTION 12, "RIGHTS ISSUE" MEANS AN OFFER TO: I. ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THE RESPECTIVE NUMBER OF SHARES HELD BY THEM; AND II. HOLDERS OF OTHER EQUITY SECURITIES IF THIS IS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, IF THE DIRECTORS CONSIDER IT NECESSARY, AS PERMITTED BY THE RIGHTS OF THESE SECURITIES, TO SUBSCRIBE FOR FURTHER SECURITIES BY MEANS OF THE ISSUE OF A RENOUNCEABLE LETTER (OR OTHER NEGOTIABLE DOCUMENT) WHICH MAY BE TRADED FOR A PERIOD BEFORE PAYMENT FOR THE SECURITIES IS DUE, BUT SUBJECT IN BOTH CASES TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN RELATION TO TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES OR LEGAL, REGULATORY OR PRACTICABLE PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY OR ANY OTHER MATTER |
||||||||||||
| 13 | THAT
SUBJECT TO AND CONDITIONAL ON THE PASSING OF RESOLUTION 12 SET OUT IN THE NOTICE CONVENING THIS MEETING, THE DIRECTORS BE AUTHORISED IN ACCORDANCE WITH SECTION 570 OF THE ACT TO ALLOT EQUITY SECURITIES (WITHIN THE MEANING OF SECTION 560 OF THE ACT) FOR CASH PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTION 12 AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH, IN EACH CASE FREE FROM THE RESTRICTION IN SECTION 561 OF THE ACT, SUCH AUTHORITY TO BE LIMITED TO: A. THE ALLOTMENT OF EQUITY SECURITIES IN CONNECTION WITH AN OFFER BY WAY OF A RIGHTS ISSUE AND IN CONNECTION WITH OTHER PRE-EMPTIVE OFFERS; AND B. THE |
Management | For | For | ||||||||
| ALLOTMENT
OF EQUITY SECURITIES OR SALE OF TREASURY SHARES (OTHERWISE THAN UNDER PARAGRAPH (A) ABOVE) UP TO A NOMINAL VALUE OF GBP 392,170, AND SUCH AUTHORITY, UNLESS RENEWED, SHALL EXPIRE ON 16 DECEMBER 2020 OR, IF EARLIER, AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY BUT, IN EACH CASE, SHALL EXTEND TO THE MAKING OR ENTERING INTO, BEFORE SUCH EXPIRY, OF AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) PURSUANT TO SUCH OFFER OR AGREEMENT AS IF THIS AUTHORITY HAD NOT EXPIRED. FOR THE PURPOSES OF THIS RESOLUTION 13, "RIGHTS ISSUE" HAS THE SAME MEANING GIVEN IN RESOLUTION 12 AND "PRE- EMPTIVE OFFER" MEANS AN OFFER OF EQUITY SECURITIES OPEN FOR ACCEPTANCE FOR A PERIOD FIXED BY THE DIRECTORS TO: I. ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND II. HOLDERS OF OTHER EQUITY SECURITIES AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, SUBJECT TO SUCH RIGHTS, AS THE DIRECTORS OF THE COMPANY OTHERWISE CONSIDER NECESSARY, BUT SUBJECT IN BOTH CASES TO SUCH LIMITS, RESTRICTIONS OR ARRANGEMENTS AS THE DIRECTORS CONSIDER NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY OR ANY OTHER MATTER |
||||||||||||
| 14 | THAT
SUBJECT TO AND CONDITIONAL ON THE PASSING OF RESOLUTION 12 SET OUT IN THE NOTICE CONVENING THIS MEETING, THE DIRECTORS BE AUTHORISED, IN ADDITION TO ANY AUTHORITY GRANTED UNDER RESOLUTION 13 SET OUT IN THE NOTICE CONVENING THIS MEETING, TO ALLOT EQUITY SECURITIES (WITHIN THE MEANING OF SECTION 560 OF THE ACT) FOR CASH PURSUANT TO THE AUTHORITY GRANTED BY RESOLUTION 12 AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH, IN EACH CASE FREE FROM THE RESTRICTION IN SECTION 561 OF THE ACT, SUCH AUTHORITY TO BE: A. LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES UP TO A NOMINAL VALUE OF GBP 392,170; AND B. USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A |
Management | For | For | ||||||||
| TRANSACTION
WHICH THE DIRECTORS DETERMINE TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE- EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE, AND SUCH AUTHORITY, UNLESS RENEWED, SHALL EXPIRE ON 16 DECEMBER 2020 OR, IF EARLIER, AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY BUT, IN EACH CASE, SHALL EXTEND TO THE MAKING OR ENTERING INTO, BEFORE SUCH EXPIRY, OF AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) PURSUANT TO SUCH OFFER OR AGREEMENT AS IF THIS AUTHORITY HAD NOT EXPIRED |
||||||||||||
| 15 | THAT,
IN SUBSTITUTION FOR THE AUTHORITY GRANTED AT THE ANNUAL GENERAL MEETING OF THE COMPANY HELD ON 6 SEPTEMBER 2018, IN ACCORDANCE WITH SECTION 701 OF THE ACT, THE COMPANY BE GENERALLY AND UNCONDITIONALLY AUTHORISED TO MAKE MARKET PURCHASES (WITHIN THE MEANING OF SECTION 693(4) OF THE ACT) OF ORDINARY SHARES ON SUCH TERMS AS THE DIRECTORS THINK FIT, AND WHERE SUCH SHARES ARE HELD AS TREASURY SHARES, THE COMPANY MAY USE THEM FOR THE PURPOSES SET OUT IN SECTION 727 OF THE ACT, INCLUDING FOR THE PURPOSE OF ITS EMPLOYEE SHARE SCHEMES, PROVIDED THAT: A. THE MAXIMUM NUMBER OF ORDINARY SHARES HEREBY AUTHORISED TO BE PURCHASED IS 117,572,838; B. THE MAXIMUM PRICE WHICH MAY BE PAID FOR EACH ORDINARY SHARE SHALL NOT BE MORE THAN THE HIGHER OF: (A) 105% OF THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR AN ORDINARY SHARE, AS DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THE ORDINARY SHARE IS PURCHASED; AND (B) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST INDEPENDENT BID ON THE LONDON STOCK EXCHANGE AT THE TIME THE PURCHASE IS CARRIED OUT AND THE MINIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE SHALL NOT BE LESS THAN ONE PENNY (THE MAXIMUM AND MINIMUM PRICES BEING EXCLUSIVE OF EXPENSES); AND C. THE AUTHORITY HEREBY CONFERRED SHALL, UNLESS PREVIOUSLY REVOKED OR VARIED, EXPIRE ON 16 DECEMBER 2020 OR, IF EARLIER, AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE |
Management | For | For | ||||||||
| COMPANY (EXCEPT IN
RELATION TO THE PURCHASE OF ORDINARY SHARES THE CONTRACT FOR WHICH WAS CONCLUDED BEFORE THE EXPIRY OF THIS AUTHORITY AND WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY) |
||||||||||||
| 16 | THAT A GENERAL MEETING
OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE |
Management | For | For | ||||||||
| COBHAM PLC | ||||||||||||
| Security | G41440143 | Meeting Type | Court Meeting | |||||||||
| Ticker Symbol | Meeting Date | 16-Sep-2019 | ||||||||||
| ISIN | GB00B07KD360 | Agenda | 711516041 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT ABSTAIN
IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT |
Non-Voting | ||||||||||
| 1 | FOR THE PURPOSE OF
CONSIDERING AND, IF THOUGHT FIT, APPROVING (WITH OR WITHOUT MODIFICATION) A SCHEME OF ARRANGEMENT PURSUANT TO PART 26 OF THE COMPANIES ACT 2006 (THE SCHEME) BETWEEN THE COMPANY AND THE HOLDERS OF SCHEME SHARES |
Management | For | For | ||||||||
| COBHAM PLC | ||||||||||||
| Security | G41440143 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 16-Sep-2019 | ||||||||||
| ISIN | GB00B07KD360 | Agenda | 711516053 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | TO GIVE EFFECT TO THE
SCHEME, AS SET OUT IN THE NOTICE OF GENERAL MEETING, INCLUDING THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF COBHAM PLC |
Management | For | For | ||||||||
| 2 | TO RE-REGISTER COBHAM
PLC AS A PRIVATE LIMITED COMPANY (SUBJECT TO AND CONDITIONAL UPON THE SCHEME BECOMING EFFECTIVE) |
Management | For | For | ||||||||
| EMC INSURANCE GROUP INC. | ||||||||||||
| Security | 268664109 | Meeting Type | Special | |||||||||
| Ticker Symbol | EMCI | Meeting Date | 18-Sep-2019 | |||||||||
| ISIN | US2686641091 | Agenda | 935071047 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To
adopt the Agreement and Plan of Merger, dated as of May 8,2019 (as amended, supplemented or otherwise modified from time to time), by and among Employers Mutual Casualty Company, an Iowa mutual insurance company ("EMCC"), Oak Merger Sub, Inc., an Iowa corporation and wholly owned subsidiary of EMCC, and the Company (the "merger agreement proposal") |
Management | For | For | ||||||||
| 2. | To approve the adjournment
of the special meeting from time to time, if necessary, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the merger agreement proposal (the "adjournment proposal") |
Management | For | For | ||||||||
| EL PASO ELECTRIC COMPANY | ||||||||||||
| Security | 283677854 | Meeting Type | Special | |||||||||
| Ticker Symbol | EE | Meeting Date | 19-Sep-2019 | |||||||||
| ISIN | US2836778546 | Agenda | 935069511 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To
approve the Agreement and Plan of Merger, dated as of June 1, 2019, by and among El Paso Electric Company (the Company), Sun Jupiter Holdings LLC (Parent) and Sun Merger Sub Inc., a wholly-owned subsidiary of Parent (Merger Sub), and the transactions contemplated thereby, including the merger of Merger Sub with and into the Company. |
Management | For | For | ||||||||
| 2. | To approve by non-binding
advisory resolution, the compensation of the named executive officers of the Company that will or may become payable in connection with the merger. |
Management | For | For | ||||||||
| 3. | To approve any motion
to adjourn the special meeting to a later date or dates, if necessary, to solicit additional proxies if there are insufficient votes to approve proposal 1 at the time of the special meeting. |
Management | For | For | ||||||||
| PEAK RESORTS INC | ||||||||||||
| Security | 70469L100 | Meeting Type | Special | |||||||||
| Ticker Symbol | SKIS | Meeting Date | 20-Sep-2019 | |||||||||
| ISIN | US70469L1008 | Agenda | 935074346 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | The proposal to adopt
the Merger Agreement and approve the Merger and the other transactions contemplated thereby. |
Management | For | For | ||||||||
| 2. | The
proposal to adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement and approve the Merger and the other transactions contemplated thereby at the time of the Special Meeting. |
Management | For | For | ||||||||
| CONDOR HOSPITALITY TRUST, INC. | ||||||||||||
| Security | 20676Y403 | Meeting Type | Special | |||||||||
| Ticker Symbol | CDOR | Meeting Date | 23-Sep-2019 | |||||||||
| ISIN | US20676Y4035 | Agenda | 935075956 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To
consider and vote on a proposal to adopt and approve Merger Agreement, dated as of July 19, 2019 by and among the Condor Hospitality Trust, Inc. ("Company"), Condor Hospitality Limited Partnership, NHT Operating Partnership LLC, NHT REIT Merger Sub, LLC ("Merger Sub") and NHT Operating Partnership II, LLC, as it may be amended from time to time, and transactions contemplated by Merger Agreement, including, without limitation, the merger of Merger Sub with and into the Company ("Company merger"), as more particularly described in the proxy statement. |
Management | For | For | ||||||||
| 2. | To
consider and vote on a proposal to approve, on a non- binding, advisory basis, the specified compensation that may be paid or become payable to the named executive officers of the Company in connection with the Company merger, as more fully described in the proxy statement. |
Management | For | For | ||||||||
| 3. | To
consider and vote on a proposal to approve one or more adjournments of the special meeting to a later date or dates, if necessary or appropriate, including to solicit additional proxies if there are not sufficient votes at the time of the special meeting to approve the Merger Agreement and the transactions contemplated by the Merger Agreement, including, without limitation, the Company merger, as more particularly described in the proxy statement. |
Management | For | For | ||||||||
| DSV A/S | ||||||||||||
| Security | K3013J154 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 24-Sep-2019 | ||||||||||
| ISIN | DK0060079531 | Agenda | 711535952 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | IN
THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU |
Non-Voting | ||||||||||
| CMMT | PLEASE BE ADVISED THAT
SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. |
Non-Voting | ||||||||||
| CMMT | IMPORTANT
MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE |
Non-Voting | ||||||||||
| CMMT | 03 SEP 2019: PLEASE
NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR-'ABSTAIN' ONLY FOR RESOLUTION NUMBER 2.A. THANK YOU |
Non-Voting | ||||||||||
| 1 | CHANGE COMPANY NAME
TO DSV PANALPINA A/S ADD DSV A/S AS SECONDARY NAME |
Management | No Action | |||||||||
| 2.A | ELECT BEAT WALTI AS NEW DIRECTOR | Management | No Action | |||||||||
| 3 | APPROVE CREATION OF
DKK 48.3 MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS |
Management | No Action | |||||||||
| 4 | APPROVE DKK 6.5 MILLION
REDUCTION IN SHARE CAPITAL VIA SHARE CANCELLATION |
Management | No Action | |||||||||
| 5 | AMEND ARTICLES RE:
IN ADDITION TO DANISH, MAKE ENGLISH CORPORATE LANGUAGE |
Management | No Action | |||||||||
| 6 | AMEND ARTICLES RE:
GENERAL MEETINGS CAN BE HELD IN DANISH OR ENGLISH DOCUMENTS IN CONNECTION WITH GENERAL MEETINGS AND COMPANY ANNOUNCEMENTS WILL BE IN ENGLISH ONLY |
Management | No Action | |||||||||
| CMMT | 03
SEP 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTION 2.A AND CHANGE IN THE TEXT OF COMMENT. IF YOU HAVE ALREADY SENT-IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | ||||||||||
| GENESEE & WYOMING INC. | ||||||||||||
| Security | 371559105 | Meeting Type | Special | |||||||||
| Ticker Symbol | GWR | Meeting Date | 03-Oct-2019 | |||||||||
| ISIN | US3715591059 | Agenda | 935073774 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To adopt the Agreement
and Plan of Merger, dated as of July 1, 2019, among Genesee & Wyoming Inc., DJP XX, LLC and MKM XXII Corp., as amended or modified from time to time. |
Management | For | For | ||||||||
| 2. | To approve, on a non-binding,
advisory basis, certain compensation that will or may be paid by Genesee & Wyoming Inc. to its named executive officers that is based on or otherwise relates to the merger. |
Management | For | For | ||||||||
| 3. | To
adjourn the special meeting of stockholders of Genesee & Wyoming Inc. from time to time, if necessary or appropriate, for the purpose of soliciting additional votes if there are insufficient votes at the time of the special meeting to adopt the Agreement and Plan of Merger. |
Management | For | For | ||||||||
| STEWARDSHIP FINANCIAL CORPORATION | ||||||||||||
| Security | 860326107 | Meeting Type | Special | |||||||||
| Ticker Symbol | SSFN | Meeting Date | 03-Oct-2019 | |||||||||
| ISIN | US8603261079 | Agenda | 935073899 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Approval of the Agreement
and Plan of Merger, dated as of June 6, 2019, by and among Columbia Financial, Inc., Broadway Acquisition Corp. and Stewardship Financial Corporation. |
Management | For | For | ||||||||
| 2. | Approval, on a non-binding,
advisory basis, of the compensation to be paid to certain executive officers of Stewardship Financial Corporation if the merger contemplated by the merger agreement is consummated. |
Management | For | For | ||||||||
| 3. | Approval of an adjournment
of the special meeting, if necessary, to permit the further solicitation of proxies if there are not sufficient votes at the time of the special meeting to approve the merger agreement. |
Management | For | For | ||||||||
| GREENE KING PLC | ||||||||||||
| Security | G40880133 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 09-Oct-2019 | ||||||||||
| ISIN | GB00B0HZP136 | Agenda | 711573091 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | APPROVAL OF THE PROPOSALS
TO IMPLEMENT THE SCHEME, INCLUDING THE ADOPTION OF THE AMENDED ARTICLES OF ASSOCIATION OF THE COMPANY, AS SET OUT IN THE NOTICE OF GENERAL MEETING |
Management | For | For | ||||||||
| GREENE KING PLC | ||||||||||||
| Security | G40880133 | Meeting Type | Court Meeting | |||||||||
| Ticker Symbol | Meeting Date | 09-Oct-2019 | ||||||||||
| ISIN | GB00B0HZP136 | Agenda | 711573104 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | FOR
THE PURPOSE OF CONSIDERING AND, IF THOUGHT FIT, APPROVING (WITH OR WITHOUT MODIFICATION) A SCHEME OF ARRANGEMENT PURSUANT TO PART 26 OF THE COMPANIES ACT 2006 (THE "SCHEME") PROPOSED TO BE MADE BETWEEN THE COMPANY AND THE SCHEME SHAREHOLDERS (AS DEFINED IN THE SCHEME) |
Management | For | For | ||||||||
| CMMT | PLEASE NOTE THAT ABSTAIN
IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT |
Non-Voting | ||||||||||
| MONOTYPE IMAGING HOLDINGS INC. | ||||||||||||
| Security | 61022P100 | Meeting Type | Special | |||||||||
| Ticker Symbol | TYPE | Meeting Date | 09-Oct-2019 | |||||||||
| ISIN | US61022P1003 | Agenda | 935079815 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To
adopt the Agreement and Plan of Merger, dated as of July 25, 2019 (as it may be amended, supplemented or otherwise modified from time to time, the "merger agreement"), by and among Marvel Parent, LLC, a Delaware limited liability company ("Parent"), Marvel Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), and Monotype Imaging Holdings Inc., a Delaware corporation ("Monotype" or the "Company"), pursuant to which Merger Sub will be merged with and into the Company (the "merger") |
Management | For | For | ||||||||
| 2. | To approve a nonbinding,
advisory proposal to approve the compensation that may be paid or may become payable to the Company's named executive officers in connection with, or following, the consummation of the merger |
Management | For | For | ||||||||
| 3. | To
approve a proposal to adjourn the special meeting to a later date or time, if necessary or appropriate as determined by the Company, to solicit additional proxies if there are insufficient votes at the time of the special meeting or any adjournment or postponement thereof to approve the merger proposal |
Management | For | For | ||||||||
| DRYSHIPS, INC. | ||||||||||||
| Security | Y2109Q705 | Meeting Type | Special | |||||||||
| Ticker Symbol | DRYS | Meeting Date | 09-Oct-2019 | |||||||||
| ISIN | MHY2109Q7055 | Agenda | 935080212 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | To authorize and approve
the Agreement and Plan of Merger dated as of August 18, 2019 (as amended, supplemented or otherwise modified from time to time), by and among DryShips Inc., SPII Holdings Inc., and Sileo Acquisitions Inc. |
Management | For | For | ||||||||
| OMNOVA SOLUTIONS INC. | ||||||||||||
| Security | 682129101 | Meeting Type | Special | |||||||||
| Ticker Symbol | OMN | Meeting Date | 10-Oct-2019 | |||||||||
| ISIN | US6821291019 | Agenda | 935080224 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To
adopt the Agreement and Plan of Merger, dated as of July 3, 2019 (as may be amended from time to time, the "merger agreement"), by and among OMNOVA, Synthomer plc, Spirit USA Holdings Inc. and Synthomer USA LLC, thereby approving the transactions contemplated by the merger agreement. |
Management | For | For | ||||||||
| 2. | To approve, by a non-binding
advisory vote, the compensation that may be paid or become payable to OMNOVA's named executive officers that is based on or otherwise relates to the merger contemplated by the merger agreement. |
Management | For | For | ||||||||
| 3. | To adjourn the special
meeting to a later date or time, if necessary or appropriate, including if there are insufficient votes at the time of the special meeting to obtain the OMNOVA shareholder approval. |
Management | For | For | ||||||||
| ALLERGAN PLC | ||||||||||||
| Security | G0177J108 | Meeting Type | Special | |||||||||
| Ticker Symbol | AGN | Meeting Date | 14-Oct-2019 | |||||||||
| ISIN | IE00BY9D5467 | Agenda | 935082305 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | COURT MEETING: Approve the scheme of arrangement. | Management | For | For | ||||||||
| 2. | Extraordinary General
Meeting: Approve the scheme of arrangement and authorize the directors of Allergan plc to take all such actions as they consider necessary or appropriate for carrying the scheme of arrangement into effect. |
Management | For | For | ||||||||
| 3. | Extraordinary
General Meeting: Approve the cancellation of any Allergan plc ordinary shares in issue at 11:59 p.m., Irish time, on the day before the Irish High Court hearing to sanction the scheme (excluding, in any case, any Allergan plc ordinary shares which are held from time to time by AbbVie Inc., Acquirer Sub (as defined in the scheme of arrangement) or any other subsidiary of AbbVie Inc., if any). |
Management | For | For | ||||||||
| 4. | Extraordinary General
Meeting: Authorize the directors of Allergan plc to allot and issue new Allergan plc shares, fully paid up, to Acquirer Sub and/or its nominee(s) in connection with effecting the scheme. |
Management | For | For | ||||||||
| 5. | Extraordinary
General Meeting: Amend the articles of association of Allergan plc so that any ordinary shares of Allergan plc that are issued on or after the Voting Record Time (as defined in the scheme of arrangement) to persons other than Acquirer Sub or its nominees will either be subject to the terms of the scheme or will be immediately and automatically acquired by Acquirer Sub and/or its nominee(s) for the scheme consideration. |
Management | For | For | ||||||||
| 6. | Extraordinary General
Meeting: Approve, on a non- binding, advisory basis, specified compensatory arrangements between Allergan plc and its named executive officers relating to the transaction. |
Management | For | For | ||||||||
| 7. | Extraordinary
General Meeting: Approve any motion by the Chairman to adjourn the extraordinary general meeting, or any adjournments thereof, to solicit additional proxies in favor of the approval of the resolutions if there are insufficient votes at the time of the extraordinary general meeting to approve resolutions 2 through 5. |
Management | For | For | ||||||||
| INTERNATIONAL SPEEDWAY CORPORATION | ||||||||||||
| Security | 460335201 | Meeting Type | Special | |||||||||
| Ticker Symbol | ISCA | Meeting Date | 16-Oct-2019 | |||||||||
| ISIN | US4603352018 | Agenda | 935082381 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | The proposal to approve
an Agreement and Plan of Merger, dated as of May 22, 2019, by and among International Speedway Corporation (the "Company"), NASCAR Holdings, Inc., and Nova Merger Sub, Inc., as it may be amended from time to time. |
Management | Abstain | Against | ||||||||
| 2. | The non-binding, advisory
proposal to approve specified compensation that may become payable to the named executive officers of the Company in connection with the merger. |
Management | Abstain | Against | ||||||||
| 3. | The
proposal to approve an adjournment of the special meeting, if necessary or appropriate (as determined in good faith by the Company), to solicit additional proxies if there are insufficient votes at the time of the special meeting to obtain the Required Shareholder Vote (as defined in the enclosed Proxy Statement). |
Management | Abstain | Against | ||||||||
| ENTERTAINMENT ONE LTD | ||||||||||||
| Security | 29382B102 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 17-Oct-2019 | ||||||||||
| ISIN | CA29382B1022 | Agenda | 711585692 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | FOR
AUTHORISING THE SPECIAL RESOLUTION WITH RESPECT TO THE ARRANGEMENT PURSUANT TO SECTION 192 OF THE CANADA BUSINESS CORPORATIONS ACT INVOLVING, AMONG OTHER THINGS, THE ACQUSITION BY A SUBSIDIARY OF HASBRO, INC. OF ALL OF THE OUTSTANDING COMMON SHARES OF THE COMPANY PURSUANT TO AN ARRANGEMENT AGREEMENT DATED 22 AUGUST 2019 AMONG THE COMPANY, 11573390 CANADA INC. AND HASBRO, INC. AS SET FORTH IN SCHEDULE "B" TO THE COMPANY'S MANAGEMENT PROXY CIRCULAR DATED 23 SEPTEMBER 2019 ("2019 CIRCULAR") |
Management | For | For | ||||||||
| 2 | FOR RECEIVING THE COMPANY'S
ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 MARCH 2019 |
Management | For | For | ||||||||
| 3 | FOR APPROVING THE DIRECTORS'
REMUNERATION REPORT FOR THE FINANCIAL YEAR ENDED 31 MARCH 2019 |
Management | For | For | ||||||||
| 4 | FOR THE ELECTION OF
ALLAN LEIGHTON TO THE BOARD OF DIRECTORS OF THE COMPANY (THE "DIRECTORS", AND TOGETHER THE "BOARD") |
Management | For | For | ||||||||
| 5 | FOR THE ELECTION OF
DARREN THROOP TO THE BOARD OF DIRECTORS OF THE COMPANY |
Management | For | For | ||||||||
| 6 | FOR THE ELECTION OF
JOSEPH SPARACIO TO THE BOARD OF DIRECTORS OF THE COMPANY |
Management | For | For | ||||||||
| 7 | FOR THE ELECTION OF
LINDA ROBINSON TO THE BOARD OF DIRECTORS OF THE COMPANY |
Management | For | For | ||||||||
| 8 | FOR THE ELECTION OF
MARK OPZOOMER TO THE BOARD OF DIRECTORS OF THE COMPANY |
Management | For | For | ||||||||
| 9 | FOR THE ELECTION OF
MICHAEL FRIISDAHL TO THE BOARD OF DIRECTORS OF THE COMPANY |
Management | For | For | ||||||||
| 10 | FOR THE ELECTION OF
MITZI REAUGH TO THE BOARD OF DIRECTORS OF THE COMPANY |
Management | For | For | ||||||||
| 11 | FOR THE ELECTION OF
ROBERT MCFARLANE TO THE BOARD OF DIRECTORS OF THE COMPANY |
Management | For | For | ||||||||
| 12 | FOR THE ELECTION OF
SCOTT LAWRENCE TO THE BOARD OF DIRECTORS OF THE COMPANY |
Management | For | For | ||||||||
| 13 | FOR THE APPOINTMENT
OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY |
Management | For | For | ||||||||
| 14 | FOR THE APPROVAL TO
AUTHORISE THE BOARD TO AGREE TO THE REMUNERATION OF THE AUDITORS OF THE COMPANY |
Management | For | For | ||||||||
| 15 | FOR
AUTHORISING THE BOARD GENERALLY AND UNCONDITIONALLY PURSUANT TO ARTICLE 2 OF PART 3 OF SCHEDULE I OF THE COMPANY'S ARTICLES OF AMALGAMATION DATED 15 JULY 2010, AS AMENDED 28 JUNE 2013 AND 16 SEPTEMBER 2014 (THE "ARTICLES"), TO ALLOT RELEVANT SECURITIES (AS DEFINED IN THE ARTICLES): A) UP TO A MAXIMUM AGGREGATE NUMBER OF 166,214,367 COMMON SHARES (BEING APPROXIMATELY 33.33 PER CENT. OF THE ISSUED AND OUTSTANDING COMMON SHARES AS AT THE LAST PRACTICABLE DATE PRIOR TO THE DATE OF THE 2019 CIRCULAR, BEING 23 SEPTEMBER 2019 ("LAST PRACTICABLE DATE")) TO SUCH PERSONS AND UPON SUCH CONDITIONS AS THE DIRECTORS MAY DETERMINE; AND B) COMPRISING RELEVANT SECURITIES UP TO AN AGGREGATE NUMBER OF 332,428,735 COMMON SHARES (BEING APPROXIMATELY 66.66 PER CENT. OF THE ISSUED AND OUTSTANDING COMMON SHARES AS AT THE LAST PRACTICABLE DATE) (THAT AMOUNT TO BE REDUCED BY THE AGGREGATE NOMINAL AMOUNT OF SHARES ALLOTTED OR RELEVANT SECURITIES GRANTED UNDER PARAGRAPH (A) OF THIS RESOLUTION 15) IN CONNECTION WITH AN OFFER BY WAY OF RIGHTS ISSUE: (I) TO SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND (II) TO HOLDERS OF OTHER EQUITY SECURITIES AS REQUIRED BY THE RIGHTS ATTACHING TO THOSE SECURITIES, OR SUBJECT TO THOSE RIGHTS, AS THE DIRECTORS OTHERWISE CONSIDER NECESSARY, AND SO THAT THE DIRECTORS MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS THAT THEY CONSIDER NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY OR ANY OTHER MATTER. THESE AUTHORITIES WILL EXPIRE ON 30 DECEMBER 2020 OR AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY, WHICHEVER IS EARLIER, SAVE THAT THE COMPANY MAY BEFORE THAT DATE OF EXPIRY MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE RELEVANT SECURITIES TO BE ALLOTTED AFTER THAT DATE OF EXPIRY AND THE DIRECTORS MAY ALLOT RELEVANT SECURITIES IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT AS IF THE AUTHORITY CONFERRED BY THIS RESOLUTION HAD NOT EXPIRED |
Management | For | For | ||||||||
| 16 | SUBJECT
TO THE PASSING OF RESOLUTION 15, FOR AUTHORISING THE BOARD GENERALLY AND UNCONDITIONALLY PURSUANT TO ARTICLE 4.1 OF PART 3 OF SCHEDULE I OF THE ARTICLES TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE ARTICLES) PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTION 15 AUTHORISING THE ALLOTMENT OF SECURITIES AS IF ARTICLE 3.1 OF PART 3 OF SCHEDULE I OF THE ARTICLES DID NOT APPLY TO THE ALLOTMENT, PROVIDED THAT SUCH POWER WOULD BE LIMITED TO THE ALLOTMENT OF: A) EQUITY SECURITIES IN CONNECTION WITH AN OFFER OF EQUITY SECURITIES (BUT IN THE CASE OF AN ALLOTMENT PURSUANT TO THE AUTHORITY IN RESOLUTION 15(B) BY WAY OF RIGHTS ISSUE ONLY); (I) TO SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND (II) TO HOLDERS OF OTHER EQUITY SECURITIES AS REQUIRED BY THE RIGHTS ATTACHING TO THOSE SECURITIES, OR SUBJECT TO THOSE RIGHTS, AS THE DIRECTORS OTHERWISE CONSIDER NECESSARY AND SO THAT THE DIRECTORS MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS THAT THEY CONSIDER NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY OR ANY OTHER MATTER; AND B) OTHERWISE THAN PURSUANT TO SUB-PARAGRAPH (A) ABOVE, EQUITY SECURITIES PURSUANT TO THE AUTHORITY IN RESOLUTION 15(A) UP TO A MAXIMUM AGGREGATE NUMBER OF 24,934,648 COMMON SHARES (BEING APPROXIMATELY 5 PER CENT. OF THE ISSUED AND OUTSTANDING COMMON SHARES AS AT THE LAST PRACTICABLE DATE). THESE AUTHORITIES WILL EXPIRE ON 30 DECEMBER 2020 OR AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY, WHICHEVER IS EARLIER, SAVE THAT THE COMPANY MAY BEFORE THAT DATE OF EXPIRY MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED AFTER THAT DATE OF EXPIRY AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT AS IF THE AUTHORITY CONFERRED BY THIS RESOLUTION HAD NOT EXPIRED |
Management | For | For | ||||||||
| 17 | SUBJECT TO THE PASSING
OF RESOLUTION 15 AND IN ADDITION TO ANY AUTHORITY GRANTED UNDER RESOLUTION 16, FOR AUTHORISING THE BOARD GENERALLY AND UNCONDITIONALLY PURSUANT TO ARTICLE 4.1 OF PART 3 OF SCHEDULE I OF THE ARTICLES TO ALLOT EQUITY SECURITIES (AS |
Management | For | For | ||||||||
| DEFINED
IN THE ARTICLES) PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTION 15 AUTHORISING THE ALLOTMENT OF SECURITIES AS IF ARTICLE 3.1 OF PART 3 OF SCHEDULE I OF THE ARTICLES DID NOT APPLY TO THE ALLOTMENT, PROVIDED THAT SUCH POWER WOULD BE LIMITED TO THE ALLOTMENT OF: A) EQUITY SECURITIES PURSUANT TO THE AUTHORITY IN RESOLUTION 15(A) UP TO A MAXIMUM AGGREGATE NUMBER OF 24,934,648 COMMON SHARES (BEING APPROXIMATELY 5 PER CENT. OF THE ISSUED AND OUTSTANDING COMMON SHARES AS AT THE LAST PRACTICABLE DATE); AND B) USED ONLY FOR PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN 6 MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE BOARD DETERMINES TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE- EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP PRIOR TO THE DATE OF THE NOTICE OF THE MEETING. THESE AUTHORITIES WILL EXPIRE ON 30 DECEMBER 2020 OR AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY, WHICHEVER IS EARLIER, SAVE THAT THE COMPANY MAY BEFORE THAT DATE OF EXPIRY MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED AFTER THAT DATE OF EXPIRY AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT AS IF THE AUTHORITY CONFERRED BY THIS RESOLUTION HAD NOT EXPIRED |
||||||||||||
| 18 | FOR
AUTHORISING THE COMPANY GENERALLY AND UNCONDITIONALLY TO MAKE MARKET PURCHASES OF ITS COMMON SHARES PROVIDED THAT: A) THE MAXIMUM AGGREGATE NUMBER OF COMMON SHARES AUTHORISED TO BE PURCHASED IS 49,869,297 (BEING APPROXIMATELY 10 PER CENT. OF THE ISSUED AND OUTSTANDING COMMON SHARES AS AT THE LAST PRACTICABLE DATE); B) THE MINIMUM PRICE (EXCLUDING EXPENSES) PER COMMON SHARE IS NOT LESS THAN ZERO; C) THE MAXIMUM PRICE (EXCLUDING EXPENSES) PER COMMON SHARE IS THE HIGHER OF: (I) AN AMOUNT EQUAL TO 105 PER CENT. OF THE AVERAGE OF THE MARKET VALUE OF A COMMON SHARE FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THE PURCHASE IS MADE; AND (II) THE AMOUNT STIPULATED BY ARTICLE 5(1) OF THE BUY-BACK AND STABILISATION REGULATIONS 2003. THIS AUTHORITY, UNLESS PREVIOUSLY RENEWED, SHALL EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY TO |
Management | For | For | ||||||||
| BE
HELD AFTER THE DATE OF THE PASSING OF THIS RESOLUTION EXCEPT IN RELATION TO THE PURCHASE OF ANY COMMON SHARES THE CONTRACT FOR WHICH WAS CONCLUDED BEFORE THE DATE OF EXPIRY OF THE AUTHORITY AND WHICH WOULD OR MIGHT BE COMPLETED WHOLLY OR PARTLY AFTER THAT DATE |
||||||||||||
| 19 | FOR AUTHORISING AN
AMENDMENT OF THE ARTICLES AS SET FORTH IN SCHEDULE "J" TO THE 2019 CIRCULAR |
Management | For | For | ||||||||
| 20 | FOR AUTHORISING AN
AMENDMENT OF THE BY- LAWS AS SET FORTH IN SCHEDULE "K" TO THE 2019 CIRCULAR |
Management | For | For | ||||||||
| CMMT | 02 OCT 2019: PLEASE
NOTE THAT THIS MEETING MENTIONS DISSENTER'S RIGHTS,-PLEASE REFER TO THE MANAGEMENT INFORMATION CIRCULAR FOR DETAILS |
Non-Voting | ||||||||||
| CMMT | 02 OCT 2019: PLEASE
NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||
| STATPRO GROUP PLC | ||||||||||||
| Security | G8446K103 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 21-Oct-2019 | ||||||||||
| ISIN | GB0006300213 | Agenda | 711592445 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | FOR
THE PURPOSE OF GIVING EFFECT TO THE SCHEME TO: (A) AUTHORISE THE DIRECTORS OF THE COMPANY TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; AND (B) AMEND THE ARTICLES OF THE COMPANY; AND (C) TO RE-REGISTER THE COMPANY AS A PRIVATE LIMITED COMPANY WITH THE NAME "STATPRO GROUP LIMITED" (CONDITIONAL ON THE SCHEME BECOMING EFFECTIVE) |
Management | For | For | ||||||||
| STATPRO GROUP PLC | ||||||||||||
| Security | G8446K103 | Meeting Type | Court Meeting | |||||||||
| Ticker Symbol | Meeting Date | 21-Oct-2019 | ||||||||||
| ISIN | GB0006300213 | Agenda | 711592469 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | THAT
THE SCHEME OF ARRANGEMENT DATED 27 SEPTEMBER 2019, BETWEEN THE COMPANY AND THE SCHEME SHAREHOLDERS (AS DEFINED IN THE SCHEME OF ARRANGEMENT), A PRINT OF WHICH HAS BEEN PRODUCED TO THIS MEETING AND, FOR THE PURPOSES OF IDENTIFICATION, SIGNED BY THE CHAIRMAN HEREOF, IN ITS ORIGINAL FORM OR WITH OR SUBJECT TO ANY MODIFICATION, ADDITION OR CONDITION WHICH MAY BE AGREED IN WRITING BY THE COMPANY AND BIDCO AND APPROVED OR IMPOSED BY THE COURT, BE APPROVED AND THE DIRECTORS OF THE COMPANY BE AUTHORISED TO TAKE ALL SUCH ACTIONS AS THEY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME OF ARRANGEMENT INTO EFFECT |
Management | For | For | ||||||||
| CMMT | PLEASE NOTE THAT ABSTAIN
IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT |
Non-Voting | ||||||||||
| NRC GROUP HOLDINGS CORP. | ||||||||||||
| Security | 629375106 | Meeting Type | Special | |||||||||
| Ticker Symbol | NRCG | Meeting Date | 22-Oct-2019 | |||||||||
| ISIN | US6293751060 | Agenda | 935083686 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To
adopt the Agreement and Plan of Merger, dated as of June 23, 2019 (as it may be amended from time to time), by and among US Ecology, Inc., a Delaware corporation ("US Ecology"), US Ecology Parent, Inc., a Delaware corporation and wholly-owned subsidiary of US Ecology ("Holdco"), Rooster Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Holdco, ECOL Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Holdco, and NRC Group Holdings Corp., a Delaware corporation ("NRCG"). |
Management | For | For | ||||||||
| 2. | To
approve adjournments of the special meeting of NRCG common stockholders (the "NRCG Special Meeting") to solicit additional proxies if there are not sufficient votes at the time of the NRCG Special Meeting to approve proposal 1 or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to NRCG common stockholders. |
Management | For | For | ||||||||
| WRIGHT INVESTORS' SERVICE HOLDINGS, INC. | ||||||||||||
| Security | 982345100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WISH | Meeting Date | 22-Oct-2019 | |||||||||
| ISIN | US9823451003 | Agenda | 935085262 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Harvey P. Eisen | For | For | |||||||||
| 2 | Dort A. Cameron III | For | For | |||||||||
| 3 | Lawrence G. Schafran | For | For | |||||||||
| 2. | Advisory approval of
the Company's executive compensation. |
Management | For | For | ||||||||
| 3. | Ratifying the appointment
of EisnerAmper LLP as independent auditors for fiscal 2019. |
Management | For | For | ||||||||
| CAMBREX CORPORATION | ||||||||||||
| Security | 132011107 | Meeting Type | Special | |||||||||
| Ticker Symbol | CBM | Meeting Date | 23-Oct-2019 | |||||||||
| ISIN | US1320111073 | Agenda | 935085490 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To adopt the Agreement
and Plan of Merger, dated as of August 7, 2019 (the "Merger Agreement"), by and among Catalog Intermediate Inc., Catalog Merger Sub Inc. and the Company. |
Management | For | For | ||||||||
| 2. | To
approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to the Companys named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. |
Management | For | For | ||||||||
| 3. | To adjourn the Special
Meeting to a later date or dates, if necessary or appropriate and permitted under the Merger Agreement, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. |
Management | For | For | ||||||||
| WESCO AIRCRAFT HOLDINGS, INC. | ||||||||||||
| Security | 950814103 | Meeting Type | Special | |||||||||
| Ticker Symbol | WAIR | Meeting Date | 24-Oct-2019 | |||||||||
| ISIN | US9508141036 | Agenda | 935080197 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To
adopt the Agreement and Plan of Merger, dated August 8, 2019 (as it may be amended from time to time, the "Merger Agreement"), by and among Wolverine Intermediate Holding II Corporation, a Delaware corporation, Wolverine Merger Corporation, a Delaware corporation and a direct wholly owned subsidiary of Wolverine Intermediate Holding II Corporation, and Wesco Aircraft Holdings, Inc., a Delaware corporation. |
Management | For | For | ||||||||
| 2. | To approve the adjournment
of the special meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the special meeting. |
Management | For | For | ||||||||
| 3. | To approve, on a non
binding, advisory basis, certain compensation that will or may become payable to our named executive officers in connection with the transactions contemplated by the Merger Agreement. |
Management | For | For | ||||||||
| L3HARRIS TECHNOLOGIES INC. | ||||||||||||
| Security | 502431109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LHX | Meeting Date | 25-Oct-2019 | |||||||||
| ISIN | US5024311095 | Agenda | 935079310 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Sallie B. Bailey | Management | For | For | ||||||||
| 1B. | Election of Director: William M. Brown | Management | For | For | ||||||||
| 1C. | Election of Director: Peter W. Chiarelli | Management | For | For | ||||||||
| 1D. | Election of Director: Thomas A. Corcoran | Management | For | For | ||||||||
| 1E. | Election of Director: Thomas A. Dattilo | Management | For | For | ||||||||
| 1F. | Election of Director: Roger B. Fradin | Management | For | For | ||||||||
| 1G. | Election of Director: Lewis Hay III | Management | For | For | ||||||||
| 1H. | Election of Director: Lewis Kramer | Management | For | For | ||||||||
| 1I. | Election of Director: Christopher E. Kubasik | Management | For | For | ||||||||
| 1J. | Election of Director: Rita S. Lane | Management | For | For | ||||||||
| 1k. | Election of Director: Robert B. Millard | Management | For | For | ||||||||
| 1L. | Election of Director: Lloyd W. Newton | Management | For | For | ||||||||
| 2. | Advisory Vote to Approve
the Compensation of Named Executive Officers as Disclosed in the Proxy Statement. |
Management | For | For | ||||||||
| 3. | Ratification of Appointment
of Ernst & Young LLP as Independent Registered Public Accounting Firm for the fiscal transition period ending January 3, 2020. |
Management | For | For | ||||||||
| CORINDUS VASCULAR ROBOTICS, INC. | ||||||||||||
| Security | 218730109 | Meeting Type | Special | |||||||||
| Ticker Symbol | CVRS | Meeting Date | 25-Oct-2019 | |||||||||
| ISIN | US2187301096 | Agenda | 935087507 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Adoption
of the Agreement and Plan of Merger, dated as of August 7, 2019 (as it may be amended from time to time, the "Merger Agreement"), by and among Siemens Medical Solutions USA, Inc., a Delaware corporation ("SMS USA"), Corpus Merger, Inc., a Delaware corporation and wholly owned subsidiary of SMS USA, and Corindus Vascular Robotics, Inc., a Delaware corporation ("Corindus"). |
Management | For | For | ||||||||
| 2. | Approval on a non-binding,
advisory basis, certain compensation that will or may be paid by Corindus to its named executive officers in connection with the merger. |
Management | For | For | ||||||||
| 3. | Approval of the adjournment
of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the Merger Agreement. |
Management | For | For | ||||||||
| LEGACYTEXAS FINANCIAL GROUP, INC. | ||||||||||||
| Security | 52471Y106 | Meeting Type | Special | |||||||||
| Ticker Symbol | LTXB | Meeting Date | 28-Oct-2019 | |||||||||
| ISIN | US52471Y1064 | Agenda | 935083749 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Approval
of the Agreement and Plan of Reorganization, dated as of June 16, 2019, by and between Legacy Texas Financial Group, Inc. ("Legacy") and Prosperity Bancshares, Inc. ("Prosperity"), as it may be amended, supplemented or modified from time to time, pursuant to which Legacy will merge with and into Prosperity (the "merger") (which we refer to as the "Legacy merger proposal"). |
Management | For | For | ||||||||
| 2. | Approval, on an advisory
(non-binding) basis, of the compensation that certain executive officers of Legacy may receive in connection with the merger pursuant to existing agreements or arrangements with Legacy. |
Management | For | For | ||||||||
| 3. | Approval
of the adjournment of the special meeting to a later date or dates, if the board of directors of Legacy determines such an adjournment is necessary or appropriate, including adjournments to permit solicitation of additional proxies in favor of the Legacy merger proposal. |
Management | For | For | ||||||||
| ZAYO GROUP HOLDINGS INC | ||||||||||||
| Security | 98919V105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ZAYO | Meeting Date | 05-Nov-2019 | |||||||||
| ISIN | US98919V1052 | Agenda | 935081555 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Rick Connor | For | For | |||||||||
| 2 | Cathy Morris | For | For | |||||||||
| 3 | Emily White | For | For | |||||||||
| 2. | Ratification of KPMG
LLP as the independent registered public accounting firm of Zayo Group Holdings, Inc. for its fiscal year ending June 30, 2020 |
Management | For | For | ||||||||
| 3. | Approve, on an advisory
basis, executive compensation as disclosed in the proxy statement. |
Management | For | For | ||||||||
| PRESIDIO, INC. | ||||||||||||
| Security | 74102M103 | Meeting Type | Special | |||||||||
| Ticker Symbol | PSDO | Meeting Date | 06-Nov-2019 | |||||||||
| ISIN | US74102M1036 | Agenda | 935090415 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To
adopt the Agreement and Plan of Merger, dated as of August 14, 2019, as amended on September 25, 2019 and as it may be further amended from time to time, by and among Presidio, Inc., BCEC - Port Holdings (Delaware), LP and Port Merger Sub, Inc. (the "Merger Proposal"). |
Management | For | For | ||||||||
| 2. | To approve, on an advisory
(non-binding) basis, certain compensation that may be paid or become payable to the Company's named executive officers in connection with the merger |
Management | For | For | ||||||||
| 3. | To approve the adjournment
of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the Merger Proposal or in the absence of a quorum. |
Management | For | For | ||||||||
| PERNOD RICARD SA | ||||||||||||
| Security | F72027109 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 08-Nov-2019 | ||||||||||
| ISIN | FR0000120693 | Agenda | 711596253 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE IN THE
FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. |
Non-Voting | ||||||||||
| CMMT | THE
FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE |
Non-Voting | ||||||||||
| CMMT | IN
CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR- VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU |
Non-Voting | ||||||||||
| CMMT | 23
OCT 2019: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/1002/20191002 1-904463.pdf AND-https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/1023/20191023 1-904598.pdf; PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 05 NOV 2019 TO 06 NOV 2019 AND ADDITION OF URL LINK. IF YOU HAVE ALREADY-SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | ||||||||||
| O.1 | APPROVAL OF THE CORPORATE
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 30 JUNE 2019 |
Management | For | For | ||||||||
| O.2 | APPROVAL OF THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 30 JUNE 2019 |
Management | For | For | ||||||||
| O.3 | ALLOCATION OF INCOME
FOR THE FINANCIAL YEAR ENDED 30 JUNE 2019 AND SETTING OF THE DIVIDEND |
Management | For | For | ||||||||
| O.4 | APPROVAL OF THE REGULATED
AGREEMENTS AND COMMITMENTS REFERRED TO IN ARTICLES L. 225- 38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE |
Management | For | For | ||||||||
| O.5 | RENEWAL OF THE TERM
OF OFFICE OF MRS. KORY SORENSON AS DIRECTOR |
Management | For | For | ||||||||
| O.6 | APPOINTMENT OF MRS.
ESTHER BERROZPE GALINDO AS DIRECTOR |
Management | For | For | ||||||||
| O.7 | APPOINTMENT OF MR.
PHILIPPE PETITCOLIN AS DIRECTOR |
Management | For | For | ||||||||
| O.8 | SETTING OF THE ANNUAL
AMOUNT OF ATTENDANCE FEES ALLOCATED TO THE MEMBERS OF THE BOARD OF DIRECTORS |
Management | For | For | ||||||||
| O.9 | APPROVAL OF THE COMPENSATION
ELEMENTS DUE OR AWARDED FOR THE FINANCIAL YEAR 2018/2019 TO MR. ALEXANDRE RICARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER |
Management | For | For | ||||||||
| O.10 | APPROVAL OF THE COMPENSATION
POLICY ELEMENTS APPLICABLE TO MR. ALEXANDRE RICARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER |
Management | For | For | ||||||||
| O.11 | AUTHORIZATION TO BE
GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO TRADE IN THE SHARES OF THE COMPANY |
Management | For | For | ||||||||
| E.12 | AUTHORIZATION TO BE
GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLATION OF TREASURY SHARES UP TO A MAXIMUM OF 10% OF THE SHARE CAPITAL |
Management | For | For | ||||||||
| E.13 | DELEGATION
OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL FOR A MAXIMUM NOMINAL AMOUNT OF 135 MILLION EUROS (I.E. APPROXIMATELY 32.81% OF THE SHARE CAPITAL), BY ISSUING COMMON SHARES AND/OR ANY TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT |
Management | For | For | ||||||||
| E.14 | DELEGATION
OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL FOR A MAXIMUM AMOUNT OF 41 MILLION EUROS (I.E. 9.96% OF THE SHARE CAPITAL), BY ISSUING COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, IN THE CONTEXT OF A PUBLIC OFFERING |
Management | For | For | ||||||||
| E.15 | DELEGATION
OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF AN INCREASE IN SHARE CAPITAL WITH OR WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHT UP TO A LIMIT OF 15% OF THE INITIAL ISSUE MADE PURSUANT TO THE 13TH, 14TH AND 16TH RESOLUTIONS |
Management | For | For | ||||||||
| E.16 | DELEGATION
OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH CANCELLATION THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, BY WAY OF A PRIVATE PLACEMENT, WITHIN THE CONTEXT OF ARTICLE L. 411-2 SECTION II OF THE FRENCH MONETARY AND FINANCIAL CODE, FOR A MAXIMUM NOMINAL AMOUNT OF 41 MILLION EUROS (APPROXIMATELY 9.96% OF THE SHARE CAPITAL |
Management | For | For | ||||||||
| E.17 | DELEGATION
OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL IN CONSIDERATION FOR CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY UP TO A MAXIMUM OF 10% OF THE SHARE CAPITAL |
Management | For | For | ||||||||
| E.18 | DELEGATION
OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL UP TO A MAXIMUM OF 10% OF THE SHARE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, IN THE CASE OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY |
Management | For | For | ||||||||
| E.19 | DELEGATION
OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL FOR A MAXIMUM NOMINAL AMOUNT OF 135 MILLION EUROS (I.E. APPROXIMATELY 32.81% OF THE SHARE CAPITAL) BY INCORPORATION OF PREMIUMS, RESERVES, PROFITS OR OTHERS |
Management | For | For | ||||||||
| E.20 | AUTHORIZATION TO BE
GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO PROCEED WITH THE FREE ALLOCATION OF PERFORMANCE SHARES, EXISTING SHARES OR SHARES TO BE ISSUED, TO EMPLOYEES AND EXECUTIVE CORPORATE OFFICERS OF THE COMPANY AND GROUP COMPANIES |
Management | For | For | ||||||||
| E.21 | AUTHORIZATION
TO BE GRANTED TO THE BOARD OF DIRECTORS TO GRANT TO EMPLOYEES AND EXECUTIVE CORPORATE OFFICERS OF THE COMPANY AND GROUP COMPANIES OPTIONS GRANTING ENTITLEMENT TO SUBSCRIBE FOR SHARES OF THE COMPANY TO BE ISSUED OR TO PURCHASE EXISTING SHARES OF THE COMPANY |
Management | For | For | ||||||||
| E.22 | DELEGATIONS
OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL WITHIN THE LIMIT OF 2% OF THE SHARE CAPITAL BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, RESERVED FOR MEMBERS OF COMPANY SAVINGS PLANS WITH CANCELLATION OF PRE-EMPTIVE SUBSCRIPTION RIGHTS IN FAVOUR OF THE LATTER |
Management | For | For | ||||||||
| E.23 | DELEGATIONS
OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL WITHIN THE LIMIT OF 2% OF THE SHARE CAPITAL BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO CAPITAL IN FAVOUR OF CATEGORY(IES) OF DESIGNATED BENEFICIARIES WITH CANCELLATION OF PRE-EMPTIVE SUBSCRIPTION RIGHT FOR THE BENEFIT OF THE LATTER |
Management | For | For | ||||||||
| E.24 | AMENDMENT TO ARTICLE
16 OF THE BY-LAWS TO DETERMINE THE NUMBER OF DIRECTORS REPRESENTING THE EMPLOYEES PRESENT AT THE BOARD OF DIRECTORS ACCORDING TO THE NUMBER OF DIRECTORS SERVING ON THE BOARD UNDER ARTICLE L. 225-27-1 OF THE FRENCH COMMERCIAL CODE |
Management | For | For | ||||||||
| E.25 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | For | For | ||||||||
| DREAM GLOBAL REAL ESTATE INVESTMENT TR. | ||||||||||||
| Security | 26154A106 | Meeting Type | Special | |||||||||
| Ticker Symbol | DUNDF | Meeting Date | 12-Nov-2019 | |||||||||
| ISIN | CA26154A1066 | Agenda | 935093334 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | TO
CONSIDER, AND IF DEEMED ADVISABLE, TO APPROVE, WITH OR WITHOUT VARIATION, A SPECIAL RESOLUTION (THE "TRANSACTION RESOLUTION"), THE FULL TEXT OF WHICH IS SET FORTH IN SCHEDULE "B" TO THE ACCOMPANYING CIRCULAR OF THE REIT, APPROVING: A) THE TRANSACTIONS CONTEMPLATED IN THE MASTER ACQUISITION AGREEMENT MADE AS OF SEPTEMBER 15, 2019 (AS IT MAY BE AMENDED FROM TIME TO TIME, THE "ACQUISITION AGREEMENT") AMONG THE REIT, DREAM GLOBAL (CAYMAN) L.P. ("CAYMAN LP"), DREAM GLOBAL (CAYMAN) LTD. ("CAYMAN GP"), AND CERTAIN AFFILIATES OF REAL ESTATE FUNDS MANAGED BY THE BLACKSTONE GROUP INC. ("BLACKSTONE" AND SUCH AFFILIATES, THE "PURCHASERS"), AS MORE PARTICULARLY DESCRIBED IN THE INFORMATION CIRCULAR. |
Management | For | For | ||||||||
| MEREDITH CORPORATION | ||||||||||||
| Security | 589433101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MDP | Meeting Date | 13-Nov-2019 | |||||||||
| ISIN | US5894331017 | Agenda | 935082026 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Stephen M. Lacy# | For | For | |||||||||
| 2 | C. Roberts III* | For | For | |||||||||
| 3 | D.M. Meredith Frazier* | For | For | |||||||||
| 4 | Beth J. Kaplan* | For | For | |||||||||
| 2. | To approve, on an advisory
basis, the executive compensation program for the Company's named executive officers |
Management | For | For | ||||||||
| 3. | To ratify the appointment
of KPMG LLP as the Company's independent registered public accounting firm for the year ending June 30, 2020 |
Management | For | For | ||||||||
| AVON PRODUCTS, INC. | ||||||||||||
| Security | 054303102 | Meeting Type | Special | |||||||||
| Ticker Symbol | AVP | Meeting Date | 13-Nov-2019 | |||||||||
| ISIN | US0543031027 | Agenda | 935090681 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Adoption
of the Agreement and Plan of Mergers, dated May 22, 2019 (the "Merger Agreement"), by and among Avon Products, Inc. ("Avon"), Natura Cosméticos S.A., Natura & Co Holding S.A. ("Natura & Co Holding"), Nectarine Merger Sub I, Inc., and Nectarine Merger Sub II, Inc., pursuant to which Avon will become a wholly owned direct subsidiary of Natura & Co Holding, which transaction, collectively with the other transactions contemplated by the Merger Agreement, is referred to as the Transaction. |
Management | For | For | ||||||||
| 2. | Approval, by a non-binding,
advisory vote, of the compensation that may become payable to Avon's named executive officers in connection with the Transaction. |
Management | For | For | ||||||||
| 3. | Approval
of one or more adjournments of the special meeting of the shareholders of Avon (the "Avon Special Meeting") to another time or place, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Avon Special Meeting to adopt the Merger Agreement. |
Management | For | For | ||||||||
| EMPIRE RESORTS, INC. | ||||||||||||
| Security | 292052305 | Meeting Type | Special | |||||||||
| Ticker Symbol | NYNY | Meeting Date | 13-Nov-2019 | |||||||||
| ISIN | US2920523055 | Agenda | 935092976 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Adoption of the Agreement
and Plan of Merger, dated as of August 18, 2019 (as it may be amended), by and among Empire Resorts, Inc., Hercules Topco LLC and Hercules Merger Subsidiary Inc. (the "Merger Agreement"). |
Management | For | For | ||||||||
| 2. | Approval,
on an advisory (non-binding) basis, of certain items of compensation that are based on or otherwise related to the merger under the Merger Agreement and that may become payable to named executive officers under existing agreements with Empire Resorts, Inc. |
Management | For | For | ||||||||
| 3. | Approval of the adjournment
of the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to adopt the Merger Agreement. |
Management | For | For | ||||||||
| FOX CORPORATION | ||||||||||||
| Security | 35137L204 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FOX | Meeting Date | 14-Nov-2019 | |||||||||
| ISIN | US35137L2043 | Agenda | 935084107 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: K. Rupert Murdoch AC | Management | For | For | ||||||||
| 1b. | Election of Director: Lachlan K. Murdoch | Management | For | For | ||||||||
| 1c. | Election of Director: Chase Carey | Management | For | For | ||||||||
| 1d. | Election of Director: Anne Dias | Management | For | For | ||||||||
| 1e. | Election of Director: Roland A. Hernandez | Management | For | For | ||||||||
| 1f. | Election of Director: Jacques Nasser AC | Management | For | For | ||||||||
| 1g. | Election of Director: Paul D. Ryan | Management | For | For | ||||||||
| 2. | Proposal to ratify
the selection of Ernst & Young LLP as the Company's independent registered accounting firm for the fiscal year ending June 30, 2020. |
Management | For | For | ||||||||
| 3. | Advisory vote to approve
named executive officer compensation. |
Management | For | For | ||||||||
| 4. | Advisory vote to approve
the frequency of future advisory votes to approve named executive officer compensation. |
Management | 1 Year | For | ||||||||
| ORITANI FINANCIAL CORP | ||||||||||||
| Security | 68633D103 | Meeting Type | Special | |||||||||
| Ticker Symbol | ORIT | Meeting Date | 14-Nov-2019 | |||||||||
| ISIN | US68633D1037 | Agenda | 935085022 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Approval of the Agreement
and Plan of Merger, dated as of June 25, 2019, between Valley National Bancorp and Oritani Financial Corp. pursuant to which Oritani Financial Corp. will merge with and into Valley National Bancorp. |
Management | For | For | ||||||||
| 2. | Approval, on a non-binding
advisory basis, of the compensation that will or may become payable to the named executive officers of Oritani Financial Corp. based on or related to the merger. |
Management | For | For | ||||||||
| 3. | Approval
of a proposal to authorize the Oritani Financial Corp. Board of Directors to adjourn or postpone the Oritani Financial Corp. special meeting to a later date, if necessary or appropriate, to solicit additional proxies in favor of approval of the merger agreement or to vote on other matters properly before such special meeting. |
Management | For | For | ||||||||
| CAESARS ENTERTAINMENT CORPORATION | ||||||||||||
| Security | 127686103 | Meeting Type | Special | |||||||||
| Ticker Symbol | CZR | Meeting Date | 15-Nov-2019 | |||||||||
| ISIN | US1276861036 | Agenda | 935092584 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To adopt the Merger Agreement and approve the Merger. | Management | For | For | ||||||||
| 2. | To approve, on an advisory
basis, the compensation that will or may become payable to Caesars' named executive officers (as identified in accordance with Securities and Exchange Commission regulations) in connection with the Merger. |
Management | For | For | ||||||||
| 3. | To approve one or more
adjournments of the Caesars Special Meeting, if appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement and approve the Merger at the time of the Caesars Special Meeting. |
Management | For | For | ||||||||
| ELDORADO RESORTS, INC. | ||||||||||||
| Security | 28470R102 | Meeting Type | Special | |||||||||
| Ticker Symbol | ERI | Meeting Date | 15-Nov-2019 | |||||||||
| ISIN | US28470R1023 | Agenda | 935092596 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | APPROVAL OF THE ISSUANCE
OF ELDORADO RESORTS, INC. COMMON STOCK IN CONNECTION WITH THE TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT (THE "SHARE ISSUANCE"). |
Management | For | For | ||||||||
| 2. | APPROVAL, SUBJECT TO
AND PROMPTLY FOLLOWING THE CONSUMMATION OF THE MERGER, OF THE REINCORPORATION OF ELDORADO RESORTS, INC. FROM NEVADA TO DELAWARE (THE "DELAWARE CONVERSION"). |
Management | For | For | ||||||||
| 3. | APPROVAL OF THE SECOND
AMENDED AND RESTATED ARTICLES OF INCORPORATION OF ELDORADO RESORTS, INC., TO BE EFFECTIVE UPON CONSUMMATION OF THE MERGER IF (AND ONLY IF) THE DELAWARE CONVERSION IS NOT APPROVED. |
Management | For | For | ||||||||
| 4. | APPROVAL OF ONE OR
MORE ADJOURNMENTS OF THE SPECIAL MEETING IF APPROPRIATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES TO APPROVE THE SHARE ISSUANCE. |
Management | For | For | ||||||||
| MILACRON HOLDINGS CORP | ||||||||||||
| Security | 59870L106 | Meeting Type | Special | |||||||||
| Ticker Symbol | MCRN | Meeting Date | 20-Nov-2019 | |||||||||
| ISIN | US59870L1061 | Agenda | 935094716 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To
adopt the Agreement and Plan of Merger, dated as of July 12, 2019, by and among Hillenbrand, Inc., Bengal Delaware Holding Corporation and Milacron Holdings Corp. ("Milacron"), as such Agreement and Plan of Merger may be amended from time to time (which is referred to as the merger agreement), and approve the merger contemplated thereby, which is further described in the accompanying proxy statement/prospectus, which is referred to as the merger proposal. |
Management | For | For | ||||||||
| 2. | To approve, by advisory
(non-binding) vote, certain compensation arrangements that may be paid or become payable to Milacron's named executive officers in connection with the merger contemplated by the merger agreement. |
Management | For | For | ||||||||
| 3. | To approve the adjournment
of the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the special meeting to approve the merger proposal. |
Management | For | For | ||||||||
| ELEGANT HOTELS GROUP PLC | ||||||||||||
| Security | G31038105 | Meeting Type | Court Meeting | |||||||||
| Ticker Symbol | Meeting Date | 21-Nov-2019 | ||||||||||
| ISIN | GB00BWXSNY91 | Agenda | 711735881 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT ABSTAIN
IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT |
Non-Voting | ||||||||||
| 1 | TO APPROVE THE SCHEME OF ARRANGEMENT | Management | For | For | ||||||||
| ELEGANT HOTELS GROUP PLC | ||||||||||||
| Security | G31038105 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 21-Nov-2019 | ||||||||||
| ISIN | GB00BWXSNY91 | Agenda | 711735893 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | TO GIVE EFFECT TO THE
SCHEME, AS SET OUT IN THE NOTICE OF GENERAL MEETING, INCLUDING THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY |
Management | For | For | ||||||||
| CHARLES TAYLOR PLC | ||||||||||||
| Security | G2052V107 | Meeting Type | Court Meeting | |||||||||
| Ticker Symbol | Meeting Date | 22-Nov-2019 | ||||||||||
| ISIN | GB0001883718 | Agenda | 711642618 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | TO APPROVE THE SCHEME | Management | For | For | ||||||||
| CMMT | 18 OCT 2019: PLEASE
NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS-MEETING TYPE. PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU-CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY-THE ISSUER OR ISSUERS AGENT. |
Non-Voting | ||||||||||
| CMMT | 18 OCT 2019: PLEASE
NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | ||||||||||
| CHARLES TAYLOR PLC | ||||||||||||
| Security | G2052V107 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 22-Nov-2019 | ||||||||||
| ISIN | GB0001883718 | Agenda | 711642656 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | TO IMPLEMENT THE SCHEME,
AS SET OUT IN THE NOTICE OF GENERAL MEETING, INCLUDING THE AMENDMENT TO THE ARTICLES OF THE COMPANY |
Management | For | For | ||||||||
| SOPHOS GROUP PLC | ||||||||||||
| Security | G8T826102 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 03-Dec-2019 | ||||||||||
| ISIN | GB00BYZFZ918 | Agenda | 711752697 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | APPROVE MATTERS RELATING
TO THE RECOMMENDED CASH ACQUISITION OF SOPHOS GROUP PLC BY SURF BUYER LIMITED |
Management | For | For | ||||||||
| CMMT | 12 NOV 2019: PLEASE
NOTE THAT THE MEETING TYPE WAS CHANGED FROM EGM TO OGM.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | ||||||||||
| SOPHOS GROUP PLC | ||||||||||||
| Security | G8T826102 | Meeting Type | Court Meeting | |||||||||
| Ticker Symbol | Meeting Date | 03-Dec-2019 | ||||||||||
| ISIN | GB00BYZFZ918 | Agenda | 711753586 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT ABSTAIN
IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT |
Non-Voting | ||||||||||
| 1 | FOR THE PURPOSE OF
CONSIDERING AND, IF THOUGHT FIT, APPROVING (WITH OR WITHOUT MODIFICATION) A SCHEME OF ARRANGEMENT PURSUANT TO PART 26 OF THE COMPANIES ACT 2006 (THE "SCHEME") BETWEEN THE COMPANY AND THE HOLDERS OF SCHEME SHARES |
Management | For | For | ||||||||
| TELENET GROUP HOLDING NV | ||||||||||||
| Security | B89957110 | Meeting Type | Special General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 04-Dec-2019 | ||||||||||
| ISIN | BE0003826436 | Agenda | 711743749 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | MARKET
RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED |
Non-Voting | ||||||||||
| CMMT | IMPORTANT
MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE |
Non-Voting | ||||||||||
| 1 | THE
SPECIAL GENERAL MEETING RESOLVES APPROVES AN INTERMEDIATE DIVIDEND AMOUNTING TO A TOTAL OF EUR 63.2 MILLION GROSS, BEING, ON 29 OCTOBER 2019, EUR 0.57 PER SHARE GROSS, PAYABLE AS FROM 9 DECEMBER 2019, BY DEDUCTION FROM THE AVAILABLE RESERVES OF THE COMPANY |
Management | No Action | |||||||||
| 2 | THE SPECIAL GENERAL
MEETING DELEGATES ALL FURTHER POWERS WITH REGARD TO THE PAYMENT OF THE INTERMEDIATE DIVIDEND TO THE BOARD OF DIRECTORS |
Management | No Action | |||||||||
| TELENET GROUP HOLDING NV | ||||||||||||
| Security | B89957110 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 04-Dec-2019 | ||||||||||
| ISIN | BE0003826436 | Agenda | 711743751 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | MARKET
RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED |
Non-Voting | ||||||||||
| CMMT | IMPORTANT
MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE |
Non-Voting | ||||||||||
| 1 | THE
CANCELLATION OF 1,178,498 OWN SHARES, ACQUIRED BY THE COMPANY UNDER THE SHARE REPURCHASE PROGRAM 2018BIS AND AS DISCLOSED IN THIS REGARD. THE UNAVAILABLE RESERVE CREATED FOR THE ACQUISITION OF OWN SHARES AS PROVIDED FOR IN ARTICLE 623 OF THE BELGIAN COMPANIES CODE IS RELEASED. ARTICLE 6 OF THE ARTICLES OF ASSOCIATION WILL BE AMENDED AND REFORMULATED AS FOLLOWS: "THE SHARE CAPITAL OF THE COMPANY AMOUNTS TO EUR 12,799,049.40. IT IS REPRESENTED BY 114,656,785 SHARES WITHOUT NOMINAL VALUE, EACH OF WHICH REPRESENTS AN EQUAL PORTION OF THE SHARE CAPITAL. THE SHARE CAPITAL HAS BEEN FULLY AND UNCONDITIONALLY SUBSCRIBED FOR AND IS FULLY PAID UP. ALL SHARES ARE NORMAL SHARES EXCEPT FOR: (1) THE 30 GOLDEN SHARES, WHICH HAVE THE SAME RIGHTS AND BENEFITS AS THE COMMON SHARES EXCEPT WHEN EXPRESSLY PROVIDED FOR OTHERWISE IN THESE ARTICLES OF ASSOCIATION; (2) THE 94,843 LIQUIDATION DISPREFERENCE SHARES, WHICH HAVE THE SAME RIGHTS AND BENEFITS AS THE COMMON SHARES EXCEPT WHEN EXPRESSLY PROVIDED FOR OTHERWISE IN THESE ARTICLES OF ASSOCIATION." |
Management | No Action | |||||||||
| CMMT | PLEASE NOTE IN THE
EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 27 DEC 2019 AT 10:00:00. CONSEQUENTLY, YOUR VOTING-INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.-THANK YOU |
Non-Voting | ||||||||||
| SEMGROUP CORPORATION | ||||||||||||
| Security | 81663A105 | Meeting Type | Special | |||||||||
| Ticker Symbol | SEMG | Meeting Date | 04-Dec-2019 | |||||||||
| ISIN | US81663A1051 | Agenda | 935098978 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To
approve and adopt the Agreement and Plan of Merger dated as of September 15, 2019 (the "merger agreement"), by and among SemGroup Corporation (the "Company"), Energy Transfer LP ("Energy Transfer") and Nautilus Merger Sub LLC ("Merger Sub"), pursuant to which, among other things, Merger Sub will be merged with and into the Company (the "merger"), with the Company surviving the merger as a direct wholly owned subsidiary of Energy Transfer (the "merger proposal"). |
Management | For | For | ||||||||
| 2. | To approve, on an advisory
(non-binding) basis, the specified compensation that may be received by the Company's named executive officers in connection with the merger. |
Management | For | For | ||||||||
| 3. | To approve any adjournment
of the special meeting, if necessary, to solicit additional proxies in favor of the merger proposal. |
Management | For | For | ||||||||
| MSG NETWORKS INC. | ||||||||||||
| Security | 553573106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MSGN | Meeting Date | 06-Dec-2019 | |||||||||
| ISIN | US5535731062 | Agenda | 935095592 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Joseph J. Lhota | For | For | |||||||||
| 2 | Joel M. Litvin | For | For | |||||||||
| 3 | John L. Sykes | For | For | |||||||||
| 2. | Ratification of the
appointment of our independent registered public accounting firm. |
Management | For | For | ||||||||
| 3. | Approval of our 2010
Stock Plan for Non-Employee Directors, as amended. |
Management | For | For | ||||||||
| THE MADISON SQUARE GARDEN COMPANY | ||||||||||||
| Security | 55825T103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MSG | Meeting Date | 11-Dec-2019 | |||||||||
| ISIN | US55825T1034 | Agenda | 935095580 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Frank J. Biondi, Jr. | For | For | |||||||||
| 2 | Matthew C. Blank | For | For | |||||||||
| 3 | Joseph J. Lhota | For | For | |||||||||
| 4 | Richard D. Parsons | For | For | |||||||||
| 5 | Nelson Peltz | For | For | |||||||||
| 6 | Frederic V. Salerno | For | For | |||||||||
| 2. | Ratification of the
appointment of our independent registered public accounting firm. |
Management | For | For | ||||||||
| 3. | Approval of, on an
advisory basis, the compensation of our named executive officers. |
Management | For | For | ||||||||
| VITAMIN SHOPPE, INC. | ||||||||||||
| Security | 92849E101 | Meeting Type | Special | |||||||||
| Ticker Symbol | VSI | Meeting Date | 11-Dec-2019 | |||||||||
| ISIN | US92849E1010 | Agenda | 935103313 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To
adopt the Agreement and Plan of Merger, dated August 7, 2019 (as may be amended from time to time, the "Merger Agreement"), by and among Vitamin Shoppe, Inc. ("Vitamin Shoppe"), Franchise Group, Inc. (formerly known as Liberty Tax, Inc.) and Valor Acquisition, LLC. |
Management | For | For | ||||||||
| 2. | To approve, on an advisory
(non-binding basis), the compensation that may be paid or become payable to Vitamin Shoppe's named executive officers that is based on or otherwise relates to the Merger Agreement. |
Management | For | For | ||||||||
| 3. | To approve any adjournment
of the special meeting of the stockholders of Vitamin Shoppe (the "Special Meeting") to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the Special Meeting. |
Management | For | For | ||||||||
| RA PHARMACEUTICALS, INC. | ||||||||||||
| Security | 74933V108 | Meeting Type | Special | |||||||||
| Ticker Symbol | RARX | Meeting Date | 17-Dec-2019 | |||||||||
| ISIN | US74933V1089 | Agenda | 935105898 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | The proposal to adopt the Merger Agreement. | Management | For | For | ||||||||
| 2. | The proposal to approve
the adjournment of the Special Meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes to approve the proposal to adopt the Merger Agreement at the time of the Special Meeting. |
Management | For | For | ||||||||
| PHAROL SGPS, SA | ||||||||||||
| Security | X6454E135 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 18-Dec-2019 | ||||||||||
| ISIN | PTPTC0AM0009 | Agenda | 711780874 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE
NOTE THAT VOTING IN PORTUGUESE MEETINGS REQUIRES THE DISCLOSURE OF- BENEFICIAL OWNER INFORMATION, THROUGH DECLARATIONS OF PARTICIPATION AND-VOTING. BROADRIDGE WILL DISCLOSE THE BENEFICIAL OWNER INFORMATION FOR YOUR-VOTED ACCOUNTS. ADDITIONALLY, PORTUGUESE LAW DOES NOT PERMIT BENEFICIAL-OWNERS TO VOTE INCONSISTENTLY ACROSS THEIR HOLDINGS. OPPOSING VOTES MAY BE-REJECTED SUMMARILY BY THE COMPANY HOLDING THIS BALLOT. PLEASE CONTACT YOUR-CLIENT SERVICE REPRESENTATIVE FOR FURTHER DETAILS. |
Non-Voting | ||||||||||
| 1 | RESOLVE
ON THE REDUCTION OF THE MINIMUM AND MAXIMUM NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY AND AS A CONSEQUENCE AMEND ARTICLE EIGHTEEN, NUMBER 1, OF THE BY-LAWS OF THE COMPANY, WHICH WORDING WILL BE. THE BOARD OF DIRECTORS IS COMPOSED BY A MINIMUM OF THREE AND A MAXIMUM OF SEVEN MEMBERS |
Management | No Action | |||||||||
| 2 | IN
CASE OF APPROVAL OF THE REDUCTION OF THE MINIMUM AND MAXIMUM NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS, IN ACCORDANCE WITH THE PROPOSAL PRESENTED UNDER NUMBER ONE OF THE AGENDA, TO RESOLVE ON THE DISMISSAL, WITH IMMEDIATE EFFECT, AS MEMBERS OF THE BOARD OF DIRECTORS OF MR. NELSON SEQUEIROS RODRIGUEZ TANURE, MR. JORGE AUGUSTO SANTIAGO DAS NEVES AND MR. ARISTOTELES LUIZ MENEZES VASCONCELLOS DRUMMOND |
Management | No Action | |||||||||
| CMMT | 26 NOV 2019: PLEASE
NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM,-THERE WILL BE A SECOND CALL ON 08 JAN 2020. CONSEQUENTLY, YOUR VOTING-INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.-THANK YOU. |
Non-Voting | ||||||||||
| CMMT | 26 NOV 2019: PLEASE
NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | ||||||||||
| CANFOR CORPORATION | ||||||||||||
| Security | 137576104 | Meeting Type | Special | |||||||||
| Ticker Symbol | CFPZF | Meeting Date | 18-Dec-2019 | |||||||||
| ISIN | CA1375761048 | Agenda | 935108298 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | To
consider, pursuant to an interim order of the Supreme Court of British Columbia dated November 18, 2019 and, if deemed advisable, to pass, with or without variation, a special resolution, the full text of which is out in Appendix A to the accompanying management information circular (the "Circular"), to approve an arrangement pursuant to section 288 of the Business Corporations Act (British Columbia). |
Management | For | For | ||||||||
| ALTAGAS CANADA INC. | ||||||||||||
| Security | 02137A109 | Meeting Type | Special | |||||||||
| Ticker Symbol | AGAAF | Meeting Date | 19-Dec-2019 | |||||||||
| ISIN | CA02137A1093 | Agenda | 935109113 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | To
approve a special resolution, the full text of which is set forth in Appendix A to the accompanying management information circular and proxy statement of AltaGas Canada Inc. (the "Circular"), approving a plan of arrangement under Section 192 of the Canada Business Corporations Act, all as more particularly described in the Circular. |
Management | For | For | ||||||||
| ACHILLION PHARMACEUTICALS, INC. | ||||||||||||
| Security | 00448Q201 | Meeting Type | Special | |||||||||
| Ticker Symbol | ACHN | Meeting Date | 19-Dec-2019 | |||||||||
| ISIN | US00448Q2012 | Agenda | 935110003 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | To
consider and vote on proposal to adopt Agreement and Plan of Merger (as it may be amended from time to time, the "Merger Agreement"), among Achillion Pharmaceuticals, Inc., a Delaware corp. ("Achillion"), Alexion Pharmaceuticals, Inc., a Delaware corporation ("Alexion"), & Beagle Merger Sub, Inc., a Delaware corp. and a wholly-owned subsidiary of Alexion ("Merger Sub"). Pursuant to terms of Merger Agreement, Merger Sub will merge with & into Achillion and Achillion will continue as surviving corp. and as a wholly owned subsidiary of Alexion (the "Merger") |
Management | For | For | ||||||||
| 2 | To consider and vote
on any proposal to adjourn the Special Meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. |
Management | For | For | ||||||||
| 3 | To consider and vote
on the proposal to approve, by non- binding, advisory vote, compensation that will or may become payable by Achillion to its named executive officers in connection with the Merger. |
Management | For | For | ||||||||
| CISION LTD. | ||||||||||||
| Security | G1992S109 | Meeting Type | Special | |||||||||
| Ticker Symbol | CISN | Meeting Date | 19-Dec-2019 | |||||||||
| ISIN | KYG1992S1093 | Agenda | 935113352 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Special resolution
to authorize the merger agreement, the plan of merger, and the transactions contemplated by the merger agreement and the plan of merger, including the merger. |
Management | For | For | ||||||||
| 2. | Ordinary resolution
to approve, on a non-binding, advisory basis, the compensation to be paid or become payable to Cision Ltd.'s named executive officers that is based on or otherwise relates to the merger. |
Management | For | For | ||||||||
| 3. | Ordinary resolution
to authorize the adjournment of the extraordinary general meeting as directed by the chairman, if determined necessary by the chairman in certain circumstances. |
Management | For | For | ||||||||
| PIVOTAL SOFTWARE INC | ||||||||||||
| Security | 72582H107 | Meeting Type | Special | |||||||||
| Ticker Symbol | PVTL | Meeting Date | 27-Dec-2019 | |||||||||
| ISIN | US72582H1077 | Agenda | 935112576 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | The
proposal to adopt and approve the Agreement and Plan of Merger, dated as of August 22, 2019, among Pivotal Software, Inc., a Delaware Corporation, VMware, Inc., a Delaware corporation, and Raven Transaction Sub, Inc., a newly formed Delaware corporation and a wholly owned subsidiary of VMware, as it may be amended from time to time. |
Management | For | For | ||||||||
| 2. | The
proposal to approve the adjournment or postponement of the special meeting, if necessary or appropriate, to solicit additional proxies in the event that there are not sufficient votes at the time of the special meeting to adopt and approve the merger agreement. |
Management | For | For | ||||||||
| FITBIT, INC. | ||||||||||||
| Security | 33812L102 | Meeting Type | Special | |||||||||
| Ticker Symbol | FIT | Meeting Date | 03-Jan-2020 | |||||||||
| ISIN | US33812L1026 | Agenda | 935116687 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To
adopt the Agreement and Plan of Merger (as it may be amended from time to time, the "Merger Agreement"), dated as of November 1, 2019, by and among Google LLC ("Google"), a Delaware limited liability company and wholly owned subsidiary of Alphabet Inc., Magnoliophyta Inc., a Delaware corporation and wholly owned subsidiary of Google, and Fitbit, Inc., a Delaware corporation ("Fitbit"). |
Management | For | For | ||||||||
| 2. | To approve, on a non-binding
advisory basis, the compensation that may be paid or become payable to Fitbit's named executive officers that is based on or otherwise relates to the merger. |
Management | For | For | ||||||||
| 3. | Approve
the adjournment of virtual special meeting to a later date or dates, if Fitbit's board of directors determines that it is necessary or appropriate, and is permitted by the Merger Agreement, to (i) solicit additional proxies if (a) there is not a quorum present or represented by proxy or (b) there are insufficient votes to adopt Merger Agreement, in each case, at the time of the then- scheduled virtual special meeting, (ii) give holders of Fitbit's Class A common stock and Class B common stock (iii) otherwise comply with applicable law. |
Management | For | For | ||||||||
| PHAROL SGPS, SA | ||||||||||||
| Security | X6454E135 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 08-Jan-2020 | ||||||||||
| ISIN | PTPTC0AM0009 | Agenda | 711909676 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE
NOTE THAT VOTING IN PORTUGUESE MEETINGS REQUIRES THE DISCLOSURE OF- BENEFICIAL OWNER INFORMATION, THROUGH DECLARATIONS OF PARTICIPATION AND-VOTING. BROADRIDGE WILL DISCLOSE THE BENEFICIAL OWNER INFORMATION FOR YOUR-VOTED ACCOUNTS. ADDITIONALLY, PORTUGUESE LAW DOES NOT PERMIT BENEFICIAL-OWNERS TO VOTE INCONSISTENTLY ACROSS THEIR HOLDINGS. OPPOSING VOTES MAY BE-REJECTED SUMMARILY BY THE COMPANY HOLDING THIS BALLOT. PLEASE CONTACT YOUR-CLIENT SERVICE REPRESENTATIVE FOR FURTHER DETAILS. |
Non-Voting | ||||||||||
| 1 | PLEASE
NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLVE ON THE REDUCTION OF THE MINIMUM AND MAXIMUM NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY AND AS A CONSEQUENCE AMEND ARTICLE EIGHTEEN, NUMBER 1, OF THE BY-LAWS OF THE COMPANY, WHICH WORDING WILL BE. THE BOARD OF DIRECTORS IS COMPOSED BY A MINIMUM OF THREE AND A MAXIMUM OF SEVEN MEMBERS |
Shareholder | No Action | |||||||||
| 2 | PLEASE
NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: IN CASE OF APPROVAL OF THE REDUCTION OF THE MINIMUM AND MAXIMUM NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS, IN ACCORDANCE WITH THE PROPOSAL PRESENTED UNDER NUMBER ONE OF THE AGENDA, TO RESOLVE ON THE DISMISSAL, WITH IMMEDIATE EFFECT, AS MEMBERS OF THE BOARD OF DIRECTORS OF MR. NELSON SEQUEIROS RODRIGUEZ TANURE, MR. JORGE AUGUSTO SANTIAGO DAS NEVES AND MR. ARISTOTELES LUIZ MENEZES VASCONCELLOS DRUMMOND |
Shareholder | No Action | |||||||||
| CMMT | PLEASE NOTE THAT THIS
IS A POSTPONEMENT OF THE MEETING HELD ON 18 DEC 2019. |
Non-Voting | ||||||||||
| CMMT | 26 DEC 2019: PLEASE
NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 31 DEC 2019 TO 30 DEC 2019 IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||
| INNOPHOS HOLDINGS, INC. | ||||||||||||
| Security | 45774N108 | Meeting Type | Special | |||||||||
| Ticker Symbol | IPHS | Meeting Date | 15-Jan-2020 | |||||||||
| ISIN | US45774N1081 | Agenda | 935114607 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To
adopt the Agreement and Plan of Merger, dated as of October 20, 2019 (as it may be amended, supplemented or otherwise modified from time to time, the "merger agreement"), by and among Iris Parent LLC, a Delaware limited liability company, Iris Merger Sub 2019, Inc., a Delaware corporation and wholly owned subsidiary of Parent, and Innophos Holdings, Inc., a Delaware corporation (the "Company"). |
Management | For | For | ||||||||
| 2. | To approve, on a nonbinding,
advisory basis, the compensation that may be paid or may become payable to the Company's named executive officers in connection with, or following, the consummation of the transactions contemplated by the merger agreement. |
Management | For | For | ||||||||
| 3. | To
approve the adjournment of the special meeting to a later date or time, if necessary or appropriate as determined by the Company, to solicit additional proxies if there are insufficient votes at the time of the special meeting or any adjournment or postponement thereof to approve the adoption of the merger agreement. |
Management | For | For | ||||||||
| COGECO INC. | ||||||||||||
| Security | 19238T100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CGECF | Meeting Date | 15-Jan-2020 | |||||||||
| ISIN | CA19238T1003 | Agenda | 935115457 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | Louis Audet | For | For | |||||||||
| 2 | Arun Bajaj | For | For | |||||||||
| 3 | Mary-Ann Bell | For | For | |||||||||
| 4 | James C. Cherry | For | For | |||||||||
| 5 | Patricia Curadeau-Grou | For | For | |||||||||
| 6 | Samih Elhage | For | For | |||||||||
| 7 | Philippe Jetté | For | For | |||||||||
| 8 | Normand Legault | For | For | |||||||||
| 9 | David McAusland | For | For | |||||||||
| 2 | Appoint Deloitte LLP,
Chartered Accountants, as auditors and authorize the Board of Directors to fix their remuneration. |
Management | For | For | ||||||||
| 3 | Management
and the Board of Directors of the Corporation recommend voting FOR the advisory resolution accepting the Board's approach to executive compensation. The text of the advisory resolution accepting the Board's approach to executive compensation is set out in the Notice of Annual Meeting. |
Management | For | For | ||||||||
| UGI CORPORATION | ||||||||||||
| Security | 902681105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | UGI | Meeting Date | 22-Jan-2020 | |||||||||
| ISIN | US9026811052 | Agenda | 935114051 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: M. S. Bort | Management | For | For | ||||||||
| 1B. | Election of Director: T. A. Dosch | Management | For | For | ||||||||
| 1C. | Election of Director: A. N. Harris | Management | For | For | ||||||||
| 1D. | Election of Director: F. S. Hermance | Management | For | For | ||||||||
| 1E. | Election of Director: W. J. Marrazzo | Management | For | For | ||||||||
| 1F. | Election of Director: K. A. Romano | Management | For | For | ||||||||
| 1G. | Election of Director: M. O. Schlanger | Management | For | For | ||||||||
| 1H. | Election of Director: J. B. Stallings, Jr. | Management | For | For | ||||||||
| 1I. | Election of Director: K. R. Turner | Management | For | For | ||||||||
| 1J. | Election of Director: J. L. Walsh | Management | For | For | ||||||||
| 2. | Proposal to approve
resolution on executive compensation. |
Management | For | For | ||||||||
| 3. | Proposal to ratify
the appointment of Ernst & Young LLP as our independent registered public accounting firm. |
Management | For | For | ||||||||
| HUDSON'S BAY COMPANY | ||||||||||||
| Security | 444218101 | Meeting Type | Special | |||||||||
| Ticker Symbol | HBAYF | Meeting Date | 28-Jan-2020 | |||||||||
| ISIN | CA4442181018 | Agenda | 935107676 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | The
special resolution, the full text of which is set forth in Appendix A to Hudson's Bay Company's management information circular mailed to shareholders in connection with the special meeting of shareholders to be held on December 17, 2019 (the "Circular"), to approve a plan of arrangement under Section 192 of the Canada Business Corporations Act, all as more particularly described in the Circular. |
Management | For | For | ||||||||
| DIGI INTERNATIONAL INC. | ||||||||||||
| Security | 253798102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DGII | Meeting Date | 29-Jan-2020 | |||||||||
| ISIN | US2537981027 | Agenda | 935116106 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Satbir Khanuja, Ph.D. | Management | For | For | ||||||||
| 1B. | Election of Director: Ronald E. Konezny | Management | For | For | ||||||||
| 2. | Company proposal to
approve, on a non-binding advisory basis, the compensation paid to named executive officers. |
Management | For | For | ||||||||
| 3. | Ratification of the
appointment of Grant Thornton LLP as independent registered public accounting firm of the company for the 2020 fiscal year. |
Management | For | For | ||||||||
| 4. | Company proposal to
approve the Digi International Inc. 2020 Omnibus Incentive Plan. |
Management | Against | Against | ||||||||
| 5. | Company proposal to
approve the Amended and Restated Digi International Inc. Employee Stock Purchase Plan. |
Management | For | For | ||||||||
| VALVOLINE INC. | ||||||||||||
| Security | 92047W101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | VVV | Meeting Date | 30-Jan-2020 | |||||||||
| ISIN | US92047W1018 | Agenda | 935115180 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Gerald W. Evans, Jr. | Management | For | For | ||||||||
| 1B. | Election of Director: Richard J. Freeland | Management | For | For | ||||||||
| 1C. | Election of Director: Stephen F. Kirk | Management | For | For | ||||||||
| 1D. | Election of Director: Carol H. Kruse | Management | For | For | ||||||||
| 1E. | Election of Director: Stephen E. Macadam | Management | For | For | ||||||||
| 1F. | Election of Director: Vada O. Manager | Management | For | For | ||||||||
| 1G. | Election of Director: Samuel J. Mitchell, Jr. | Management | For | For | ||||||||
| 1H. | Election of Director: Charles M. Sonsteby | Management | For | For | ||||||||
| 1I. | Election of Director: Mary J. Twinem | Management | For | For | ||||||||
| 2. | Ratification of the
appointment of Ernst & Young LLP as Valvoline's independent registered public accounting firm for fiscal 2020. |
Management | For | For | ||||||||
| 3. | A non-binding advisory
resolution approving Valvoline's executive compensation, as set forth in the Proxy Statement. |
Management | For | For | ||||||||
| WILLIAM LYON HOMES | ||||||||||||
| Security | 552074700 | Meeting Type | Special | |||||||||
| Ticker Symbol | WLH | Meeting Date | 30-Jan-2020 | |||||||||
| ISIN | US5520747008 | Agenda | 935119708 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Merger
Proposal: To approve the adoption of the Agreement and Plan of Merger, dated as of November 5, 2019, among Taylor Morrison Homes Corporation ("Taylor Morrison"), Tower Merger Sub, Inc., a wholly owned subsidiary of Taylor Morrison ("Merger Sub"), and William Lyon Homes, pursuant to which Merger Sub will be merged with and into William Lyon Homes, with William Lyon Homes continuing as the surviving corporation and a wholly owned subsidiary of Taylor Morrison (the "merger"). |
Management | For | For | ||||||||
| 2. | Advisory Compensation
Proposal: To approve, on an advisory, non- binding basis, the compensation that may be paid or become payable to William Lyon Homes' named executive officers in connection with the merger. |
Management | For | For | ||||||||
| 3. | William Lyon Homes
Adjournment Proposal: To adjourn the William Lyon Homes special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to approve the Merger Proposal. |
Management | For | For | ||||||||
| LIBERTY PROPERTY TRUST | ||||||||||||
| Security | 531172104 | Meeting Type | Special | |||||||||
| Ticker Symbol | LPT | Meeting Date | 30-Jan-2020 | |||||||||
| ISIN | US5311721048 | Agenda | 935119710 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To
approve the merger of a newly created indirect wholly owned subsidiary of Liberty Property Trust ("Liberty") with and into Liberty, with Liberty continuing as the surviving entity and as an indirect wholly owned subsidiary of Leaf Holdco Property Trust, a current wholly owned subsidiary of Liberty, followed by the merger of Leaf Holdco Property Trust with and into Lambda REIT Acquisition LLC, a wholly owned subsidiary of Prologis, Inc., with Lambda REIT Acquisition LLC continuing as the surviving company. |
Management | For | For | ||||||||
| 2. | To
approve a non-binding advisory proposal to approve certain compensation that may be paid or become payable to certain named executive officers of Liberty in connection with the Company Mergers and the other transactions contemplated by the merger agreement. |
Management | For | For | ||||||||
| 3. | To
approve one or more adjournments of the Liberty special meeting to another date, time or place, if necessary, to solicit additional proxies in favor of the proposal to approve the Company Mergers on the terms and conditions set forth in the merger agreement. |
Management | For | For | ||||||||
| LADENBURG THALMANN FINL SVCS INC. | ||||||||||||
| Security | 50575Q102 | Meeting Type | Special | |||||||||
| Ticker Symbol | LTS | Meeting Date | 30-Jan-2020 | |||||||||
| ISIN | US50575Q1022 | Agenda | 935119760 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To
approve the Agreement and Plan of Merger, dated as of November 11, 2019 (the "Merger Agreement"), by and among Ladenburg Thalmann Financial Services Inc., Advisor Group Holdings, Inc. and Harvest Merger Sub, Inc., and the merger and other transactions contemplated by the Merger Agreement. |
Management | For | For | ||||||||
| 2. | To approve, by a non-binding
advisory vote, certain compensation arrangements for Ladenburg Thalmann Financial Services Inc.'s named executive officers in connection with the merger contemplated by the Merger Agreement. |
Management | For | For | ||||||||
| 3. | To
adjourn the Special Meeting, if necessary or appropriate, including if there are not holders of a sufficient number of shares of Ladenburg Thalmann Financial Services Inc. Common Stock present or represented by proxy at the Special Meeting to constitute a quorum. |
Management | For | For | ||||||||
| HANSTEEN HOLDINGS PLC | ||||||||||||
| Security | G4383U105 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 31-Jan-2020 | ||||||||||
| ISIN | GB00B0PPFY88 | Agenda | 711976158 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | TO
GIVE EFFECT TO THE SCHEME OF ARRANGEMENT DATED 10 JANUARY 2020 AND THAT THE DIRECTORS OF THE COMPANY BE AUTHORISED TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; AND TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY: ARTICLE 147 |
Management | For | For | ||||||||
| HANSTEEN HOLDINGS PLC | ||||||||||||
| Security | G4383U105 | Meeting Type | Court Meeting | |||||||||
| Ticker Symbol | Meeting Date | 31-Jan-2020 | ||||||||||
| ISIN | GB00B0PPFY88 | Agenda | 711976160 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | APPROVAL OF THE SCHEME | Management | For | For | ||||||||
| CMMT | PLEASE NOTE THAT ABSTAIN
IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT |
Non-Voting | ||||||||||
| ROCKWELL AUTOMATION, INC. | ||||||||||||
| Security | 773903109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ROK | Meeting Date | 04-Feb-2020 | |||||||||
| ISIN | US7739031091 | Agenda | 935116120 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| A. | DIRECTOR | Management | ||||||||||
| 1 | Steven R. Kalmanson | For | For | |||||||||
| 2 | James P. Keane | For | For | |||||||||
| 3 | Pam Murphy | For | For | |||||||||
| 4 | Donald R. Parfet | For | For | |||||||||
| B. | To approve, on an advisory
basis, the compensation of the Corporation's named executive officers. |
Management | For | For | ||||||||
| C. | To approve the selection
of Deloitte & Touche LLP as the Corporation's independent registered public accounting firm. |
Management | For | For | ||||||||
| D. | To approve the Rockwell
Automation, Inc. 2020 Long- Term Incentives Plan. |
Management | Against | Against | ||||||||
| TIFFANY & CO. | ||||||||||||
| Security | 886547108 | Meeting Type | Special | |||||||||
| Ticker Symbol | TIF | Meeting Date | 04-Feb-2020 | |||||||||
| ISIN | US8865471085 | Agenda | 935121347 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | The
merger proposal - To adopt the Agreement and Plan of Merger, dated as of November 24, 2019, as it may be amended from time to time (the "merger agreement"), by and among Tiffany & Co. ("Company"), LVMH Moët Hennessy-Louis Vuitton SE, a societas Europaea (European company) organized under laws of France ("Parent"), Breakfast Holdings Acquisition Corp., a Delaware corporation and an indirect wholly owned subsidiary of Parent, & Breakfast Acquisition Corp., a Delaware corporation and a direct wholly owned subsidiary of Holding ("Merger Sub"). |
Management | For | For | ||||||||
| 2. | The compensation proposal:
To approve, by non-binding, advisory vote, certain compensation arrangements for the Company's named executive officers in connection with the merger. |
Management | For | For | ||||||||
| 3. | The adjournment proposal:
To adjourn or postpone the special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve the merger proposal described above in Proposal 1. |
Management | For | For | ||||||||
| EDGEWELL PERSONAL CARE COMPANY | ||||||||||||
| Security | 28035Q102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EPC | Meeting Date | 06-Feb-2020 | |||||||||
| ISIN | US28035Q1022 | Agenda | 935116473 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Robert W. Black | Management | For | For | ||||||||
| 1B. | Election of Director: George R. Corbin | Management | For | For | ||||||||
| 1C. | Election of Director: Daniel J. Heinrich | Management | For | For | ||||||||
| 1D. | Election of Director: Carla C. Hendra | Management | For | For | ||||||||
| 1E. | Election of Director: R. David Hoover | Management | For | For | ||||||||
| 1F. | Election of Director: John C. Hunter, III | Management | For | For | ||||||||
| 1G. | Election of Director: James C. Johnson | Management | For | For | ||||||||
| 1H. | Election of Director: Rod R. Little | Management | For | For | ||||||||
| 1I. | Election of Director: Joseph D. O'Leary | Management | For | For | ||||||||
| 1J. | Election of Director: Rakesh Sachdev | Management | For | For | ||||||||
| 1K. | Election of Director: Gary K. Waring | Management | For | For | ||||||||
| 2. | To ratify the appointment
of PricewaterhouseCoopers LLP as the independent registered public accounting firm for fiscal 2020. |
Management | For | For | ||||||||
| 3. | To cast a non-binding
advisory vote on executive compensation. |
Management | For | For | ||||||||
| 4. | To approve the Company's
Amended & Restated 2018 Stock Incentive Plan. |
Management | Abstain | Against | ||||||||
| TEMPLE HOTELS INC. | ||||||||||||
| Security | 879854206 | Meeting Type | Special | |||||||||
| Ticker Symbol | TMPHF | Meeting Date | 10-Feb-2020 | |||||||||
| ISIN | CA8798542061 | Agenda | 935123098 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | To
consider, and, if deemed advisable to pass, the special resolution of shareholders of the Corporation, a copy of which is attached as Appendix A of the information circular of the Corporation dated January 10, 2020 (the "Circular"), to approve the arrangement pursuant to Section 192 of the Canada Business Corporations Act between the Corporation and Morguard Corporation, as more particularly described in the Circular. |
Management | For | For | ||||||||
| CINEPLEX INC. | ||||||||||||
| Security | 172454100 | Meeting Type | Special | |||||||||
| Ticker Symbol | CPXGF | Meeting Date | 11-Feb-2020 | |||||||||
| ISIN | CA1724541000 | Agenda | 935123036 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | To
consider, pursuant to an interim order of the Ontario Superior Court of Justice (Commercial List) dated January 9, 2020, as same may be amended, and, if thought advisable to pass, with or without variation, a special resolution to approve a proposed plan of arrangement involving Cineplex Inc., Cineworld Group plc and 1232743 B.C. Ltd. (or its assignee) (an indirect wholly-owned subsidiary of Cineworld Group plc) pursuant to Section 182 of the Business Corporations Act (Ontario), the full text of which is attached as Appendix B to the accompanying management information circular of Cineplex Inc., dated January 3, 2020. |
Management | For | For | ||||||||
| NORTH STATE TELECOMMUNICATIONS CORP. | ||||||||||||
| Security | 662642107 | Meeting Type | Special | |||||||||
| Ticker Symbol | NORSA | Meeting Date | 12-Feb-2020 | |||||||||
| ISIN | US6626421076 | Agenda | 935122743 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To
approve the Agreement and Plan of Merger, dated as of 12-8- 19, by and among North State Telecommunications Corporation ("NorthState"), Panther Parent Inc. ("Parent"), a direct, wholly-owned subsidiary of MTN Infrastructure TopCo, Inc. ("Segra"), Panther Merger Sub Inc. ("Merger Sub"), a direct, wholly-owned subsidiary of Parent, and Segra, pursuant to which Merger Sub will merge with and into NorthState, with NorthState continuing as the surviving corporation and as an indirect, wholly-owned subsidiary of Segra (the "merger proposal"). |
Management | For | For | ||||||||
| 2. | To approve any adjournment
of the special meeting, if necessary or appropriate, to solicit additional proxies to vote in favor of the merger proposal. |
Management | For | For | ||||||||
| TECH DATA CORPORATION | ||||||||||||
| Security | 878237106 | Meeting Type | Special | |||||||||
| Ticker Symbol | TECD | Meeting Date | 12-Feb-2020 | |||||||||
| ISIN | US8782371061 | Agenda | 935122995 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Approve
and adopt the Agreement and Plan of Merger, dated as of November 12, 2019, as amended on November 27, 2019 by that certain Amendment No. 1 to the Agreement and Plan of Merger, among Tech Data Corporation, Tiger Midco, LLC and Tiger Merger Sub Co. (as may be amended from time to time, the "Merger Agreement"). |
Management | For | For | ||||||||
| 2. | Approve, on an advisory
(non-binding) basis, the compensation that may be paid or become payable to Tech Data Corporation's named executive officers in connection with the merger. |
Management | For | For | ||||||||
| 3. | Approve
the adjournment of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve Proposal 1 (to approve and adopt the Merger Agreement) or in the absence of a quorum. |
Management | For | For | ||||||||
| VERSAPAY CORPORATION | ||||||||||||
| Security | 92529P103 | Meeting Type | Special | |||||||||
| Ticker Symbol | VPYYF | Meeting Date | 14-Feb-2020 | |||||||||
| ISIN | CA92529P1036 | Agenda | 935124913 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 01 | The
special resolution, the full text of which is set forth in Appendix "A" to the management information circular of VersaPay Corporation dated January 15, 2020 (the "Circular"), to approve a plan of arrangement under Section 192 of the Canada Business Corporations Act involving VersaPay Corporation and 1233518 B.C. Ltd., an affiliate of Great Hill Partners, all as more particularly described in the Circular. |
Management | For | For | ||||||||
| KONINKLIJKE VOLKERWESSELS N.V. | ||||||||||||
| Security | N5075E103 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 17-Feb-2020 | ||||||||||
| ISIN | NL0012294466 | Agenda | 711932942 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL
OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU |
Non-Voting | ||||||||||
| 1 | OPENING OF THE GENERAL MEETING | Non-Voting | ||||||||||
| 2 | EXPLANATION ON THE
RECOMMENDED OFFER IN CASH BY REGGEBORGH HOLDING B.V. ON-ALL OUTSTANDING AND ISSUED SHARES OF KONINKLIJKE VOLKER WESSELS N.V |
Non-Voting | ||||||||||
| 3.A | CONDITIONAL ASSET SALE
AND LIQUIDATION: CONDITIONAL APPROVAL OF THE ASSET SALE (AS DEFINED IN THE EXPLANATORY NOTES) AS REQUIRED UNDER ARTICLE 2:107A OF THE DUTCH CIVIL CODE (THE "DCC") |
Management | No Action | |||||||||
| 3.B | CONDITIONAL
ASSET SALE AND LIQUIDATION: CONDITIONAL RESOLUTION TO (I) DISSOLVE (ONTBINDEN) THE COMPANY AND APPOINT THE MEMBERS OF THE MANAGEMENT BOARD (AS DEFINED IN THE EXPLANATORY NOTES) AS THE LIQUIDATORS (VEREFFENAARS) OF THE COMPANY IN ACCORDANCE WITH ARTICLE 2:19 OF THE DCC AND (II) APPOINT REGGEBORGH AS THE CUSTODIAN OF THE BOOKS AND RECORDS OF THE COMPANY IN ACCORDANCE WITH ARTICLE 2:24 OF THE DCC |
Management | No Action | |||||||||
| 4 | CONDITIONAL
CONVERSION OF THE COMPANY FROM A PUBLIC LIMITED LIABILITY COMPANY (NAAMLOZE VENNOOTSCHAP) INTO A PRIVATE LIMITED LIABILITY COMPANY (BESLOTEN VENNOOTSCHAP MET BEPERKTE AANSPRAKELIJKHEID) AND AMENDMENT OF THE ARTICLES OF ASSOCIATION OF THE COMPANY |
Management | No Action | |||||||||
| 5 | ANY OTHER BUSINESS | Non-Voting | ||||||||||
| 6 | CLOSING OF THE GENERAL MEETING | Non-Voting | ||||||||||
| CRAFT BREW ALLIANCE, INC. | ||||||||||||
| Security | 224122101 | Meeting Type | Special | |||||||||
| Ticker Symbol | BREW | Meeting Date | 25-Feb-2020 | |||||||||
| ISIN | US2241221017 | Agenda | 935125888 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To
consider and vote on a proposal to adopt Agreement & Plan of Merger, (as amended from time to time, "merger agreement), by and among Company, Anheuser- Busch Companies, LLC, a Delaware limited liability company ("Parent"), and Barrel Subsidiary, Inc., a Washington Corp. and a direct wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub will merge with and into Company (which we refer to as "merger"), with the Company surviving merger as a wholly owned subsidiary of Parent, which we refer to as the "Merger Agreement Proposal. |
Management | For | For | ||||||||
| 2. | To
consider and vote on one or more proposals to adjourn the special meeting, if necessary or appropriate, including adjournment to solicit additional proxies if there are insufficient votes at the time of the special meeting to adopt the Merger Agreement Proposal, which we refer as the "Adjournment Proposal." |
Management | For | For | ||||||||
| 3. | To approve, by nonbinding
advisory vote, certain compensation arrangements for the Company's named executive officers in connection with the merger, which we refer as the "Advisory (Nonbinding) Merger-Related Compensation Proposal." |
Management | For | For | ||||||||
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD. | ||||||||||||
| Security | G20045202 | Meeting Type | Special | |||||||||
| Ticker Symbol | CETV | Meeting Date | 27-Feb-2020 | |||||||||
| ISIN | BMG200452024 | Agenda | 935124886 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Approval
of the Agreement and Plan of Merger, dated as of October 27, 2019, by and among the Company, TV Bidco B.V. ("Parent"), and TV Bermuda Ltd. ("Merger Sub"), the statutory merger agreement required in accordance with Section 105 of the Companies Act 1981 of Bermuda, as amended, and the merger of Merger Sub with and into the Company, with the Company continuing as the surviving company of such merger and a wholly- owned subsidiary of Parent (the "Merger"). |
Management | For | For | ||||||||
| 2. | Approval, on an advisory
(non-binding) basis, of the compensation that may be paid or become payable to the Company's named executive officers in connection with the Merger. |
Management | For | For | ||||||||
| 3. | Approval of an adjournment
of the Special General Meeting, if necessary or appropriate, to a later date or dates, to solicit additional proxies if there are insufficient votes to approve proposal 1 at the time of the Special General Meeting. |
Management | For | For | ||||||||
| HUDSON'S BAY COMPANY | ||||||||||||
| Security | 444218101 | Meeting Type | Special | |||||||||
| Ticker Symbol | HBAYF | Meeting Date | 27-Feb-2020 | |||||||||
| ISIN | CA4442181018 | Agenda | 935128555 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 01 | The
special resolution, the full text of which is set forth in Appendix A to Hudson's Bay Company's amended and restated management information circular dated [January 30, 2020] and mailed to shareholders in connection with the special meeting of shareholders to be held on February 27, 2020 (the "Circular"), to approve an arrangement under Section 192 of the Canada Business Corporations Act, all as more particularly described in the Circular. |
Management | For | For | ||||||||
| INTERXION HOLDING N V | ||||||||||||
| Security | N47279109 | Meeting Type | Special | |||||||||
| Ticker Symbol | INXN | Meeting Date | 27-Feb-2020 | |||||||||
| ISIN | NL0009693779 | Agenda | 935128567 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To approve the Legal
Merger in accordance with the Legal Merger Proposal. |
Management | For | For | ||||||||
| 2. | To approve the Legal
Demerger in accordance with the Legal Demerger Proposal. |
Management | For | For | ||||||||
| 3. | To approve (A) the
Asset Sale and (B) the Post- Demerger Share Sale. |
Management | For | For | ||||||||
| 4. | To
approve (A) the dissolution of the Company, (B) the appointment of Stichting Vereffening InterXion (a foundation under Dutch law) as liquidator of the Company and approval of reimbursement of the Liquidator's reasonable salary and costs, and (C) the appointment of Intrepid Midco B.V., an affiliate of Buyer, as the custodian of the books and records of the Company in accordance with Section 2:24 of the Dutch Civil Code. |
Management | For | For | ||||||||
| 5. | To grant full and final
discharge to each member of the Company's Board for their acts of management or supervision, as applicable, up to the date of the Extraordinary General Meeting. |
Management | For | For | ||||||||
| 6. | To
approve the proposed conversion into a private company with limited liability (een besloten vennootschap met beperkte aansprakelijkheid) and amendment of the articles of association of the Company as set forth in Annex C of the proxy statement and to authorize each lawyer, paralegal and (prospective) civil law notary at De Brauw Blackstone Westbroek N.V. in Amsterdam, to execute the deed of conversion and amendment of the articles of association of the Company. |
Management | For | For | ||||||||
| 7. | To
appoint the following nominees: (i) Jeff Tapley as executive director, and (ii) Andrew P. Power, (iii) Gregory S. Wright and (iv) Joshua A. Mills, as non-executive members of the Company's Board to replace the resigning directors of the Company's Board. |
Management | For | For | ||||||||
| STEUBEN TRUST CORPORATION | ||||||||||||
| Security | 860010107 | Meeting Type | Special | |||||||||
| Ticker Symbol | SBHO | Meeting Date | 03-Mar-2020 | |||||||||
| ISIN | US8600101070 | Agenda | 935122818 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To
adopt the Agreement and Plan of Merger, dated as of October 18, 2019 (the "Merger Agreement"), by and between Community Bank System, Inc., a Delaware corporation ("Community Bank System"), and Steuben Trust Corporation, a New York corporation ("Steuben"), which provides for the merger of Steuben with and into Community Bank System with Community Bank System as the surviving company (the "Merger"). |
Management | For | For | ||||||||
| 2. | To approve one or more
adjournments of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to adopt the Merger Agreement. |
Management | For | For | ||||||||
| JOHNSON CONTROLS INTERNATIONAL PLC | ||||||||||||
| Security | G51502105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | JCI | Meeting Date | 04-Mar-2020 | |||||||||
| ISIN | IE00BY7QL619 | Agenda | 935123795 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Jean Blackwell | Management | For | For | ||||||||
| 1B. | Election of Director: Pierre Cohade | Management | For | For | ||||||||
| 1C. | Election of Director: Michael E. Daniels | Management | For | For | ||||||||
| 1D. | Election of Director: Juan Pablo del Valle Perochena | Management | For | For | ||||||||
| 1E. | Election of Director: W. Roy Dunbar | Management | For | For | ||||||||
| 1F. | Election of Director: Gretchen R. Haggerty | Management | For | For | ||||||||
| 1G. | Election of Director: Simone Menne | Management | For | For | ||||||||
| 1H. | Election of Director: George R. Oliver | Management | For | For | ||||||||
| 1I. | Election of Director: Jürgen Tinggren | Management | For | For | ||||||||
| 1J. | Election of Director: Mark Vergnano | Management | For | For | ||||||||
| 1K. | Election of Director: R. David Yost | Management | For | For | ||||||||
| 1L. | Election of Director: John D. Young | Management | For | For | ||||||||
| 2.A | To ratify the appointment
of PricewaterhouseCoopers LLP as the independent auditors of the Company. |
Management | For | For | ||||||||
| 2.B | To authorize the Audit
Committee of the Board of Directors to set the auditors' remuneration. |
Management | For | For | ||||||||
| 3. | To authorize the Company
and/or any subsidiary of the Company to make market purchases of Company shares. |
Management | For | For | ||||||||
| 4. | To determine the price
range at which the Company can re-allot shares that it holds as treasury shares (Special Resolution). |
Management | For | For | ||||||||
| 5. | To approve, in a non-binding
advisory vote, the compensation of the named executive officers. |
Management | For | For | ||||||||
| 6. | To approve the Directors'
authority to allot shares up to approximately 33% of issued share capital. |
Management | For | For | ||||||||
| 7. | To approve the waiver
of statutory pre-emption rights with respect to up to 5% of issued share capital (Special Resolution). |
Management | Against | Against | ||||||||
| WARTSILA OYJ ABP | ||||||||||||
| Security | X98155116 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 05-Mar-2020 | ||||||||||
| ISIN | FI0009003727 | Agenda | 712124851 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | MARKET
RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED |
Non-Voting | ||||||||||
| CMMT | A POA IS NEEDED TO
APPOINT OWN REPRESENTATIVE BUT IS NOT NEEDED IF A FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE SHAREHOLDER IS FINNISH THEN A POA WOULD- STILL BE REQUIRED. |
Non-Voting | ||||||||||
| 1 | OPENING OF THE MEETING | Non-Voting | ||||||||||
| 2 | CALLING THE MEETING TO ORDER | Non-Voting | ||||||||||
| 3 | ELECTION OF PERSONS
TO SCRUTINISE THE MINUTES AND TO SUPERVISE THE COUNTING-OF VOTES |
Non-Voting | ||||||||||
| 4 | RECORDING THE LEGALITY OF THE MEETING | Non-Voting | ||||||||||
| 5 | RECORDING THE ATTENDANCE
AT THE MEETING AND ADOPTION OF THE LIST OF VOTES |
Non-Voting | ||||||||||
| 6 | PRESENTATION OF THE
ANNUAL ACCOUNTS, THE REPORT OF THE BOARD OF DIRECTORS AND-THE AUDITOR'S REPORT FOR THE YEAR 2019: REVIEW BY THE CEO |
Non-Voting | ||||||||||
| 7 | ADOPTION OF THE ANNUAL ACCOUNTS | Management | No Action | |||||||||
| 8 | RESOLUTION ON THE USE
OF THE PROFIT SHOWN ON THE BALANCE SHEET AND THE PAYMENT OF DIVIDEND: DIVIDEND OF EUR 0.48 PER SHARE |
Management | No Action | |||||||||
| 9 | RESOLUTION ON THE DISCHARGE
OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE CEO FROM LIABILITY |
Management | No Action | |||||||||
| 10 | PRESENTATION OF THE
REMUNERATION POLICY FOR GOVERNING BODIES |
Non-Voting | ||||||||||
| 11 | ESTABLISHMENT OF THE
SHAREHOLDERS' NOMINATION BOARD AND ADOPTION OF ITS CHARTER |
Management | No Action | |||||||||
| CMMT | PLEASE NOTE THAT RESOLUTIONS
12 TO 14 ARE PROPOSED BY NOMINATION COMMITTEE-AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING- INSTRUCTIONS ARE DISABLED FOR THIS MEETING |
Non-Voting | ||||||||||
| 12 | RESOLUTION ON THE REMUNERATION
OF THE MEMBERS OF THE BOARD OF DIRECTORS |
Management | No Action | |||||||||
| 13 | RESOLUTION ON THE NUMBER
OF MEMBERS OF THE BOARD OF DIRECTORS: EIGHT |
Management | No Action | |||||||||
| 14 | ELECTION
OF MEMBERS OF THE BOARD OF DIRECTORS: MIKAEL LILIUS AND KAJ-GUSTAF BERGH HAVE INFORMED THAT THEY ARE NOT AVAILABLE FOR THE RE-ELECTION OF THE MEMBERS OF THE BOARD. THE NOMINATION COMMITTEE OF THE BOARD PROPOSES TO THE GENERAL MEETING THAT MAARIT AARNI-SIRVIO, KARIN FALK, JOHAN FORSSELL, TOM JOHNSTONE, RISTO MURTO AND MARKUS RAURAMO BE RE- ELECTED AS MEMBERS OF THE BOARD |
Management | No Action | |||||||||
| 15 | RESOLUTION ON THE REMUNERATION
OF THE AUDITOR |
Management | No Action | |||||||||
| 16 | ELECTION OF AUDITOR: PRICEWATERHOUSECOOPERS OY BE ELECTED AS THE AUDITOR OF THE COMPANY FOR THE YEAR 2020 |
Management | No Action | |||||||||
| 17 | AUTHORISATION TO REPURCHASE
THE COMPANY'S OWN SHARES |
Management | No Action | |||||||||
| 18 | AUTHORISATION TO ISSUE SHARES | Management | No Action | |||||||||
| 19 | CLOSING OF THE MEETING | Non-Voting | ||||||||||
| AIRCASTLE LIMITED | ||||||||||||
| Security | G0129K104 | Meeting Type | Special | |||||||||
| Ticker Symbol | AYR | Meeting Date | 06-Mar-2020 | |||||||||
| ISIN | BMG0129K1045 | Agenda | 935127060 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Approval
and adoption of the Agreement and Plan of Merger, dated November 5, 2019, and the related Statutory Merger Agreement, by and among Aircastle Limited, a Bermuda exempted company (the "Company"), MM Air Limited, a Bermuda exempted company ("Parent"), and MM Air Merger Sub Limited, a Bermuda exempted company and wholly-owned subsidiary of Parent, and the transactions contemplated thereby, including the merger (the "Merger Proposal"). |
Management | For | For | ||||||||
| 2. | Advisory (non-binding)
approval of specified compensation that may become payable to the named executive officers of the Company in connection with the merger (the "Compensation Proposal"). |
Management | For | For | ||||||||
| 3. | Approval of adjournment
of the special general meeting, if necessary, to solicit additional proxies if there are insufficient votes at the time of the special general meeting to approve the Merger Proposal (the "Adjournment Proposal"). |
Management | For | For | ||||||||
| PATTERN ENERGY GROUP INC. | ||||||||||||
| Security | 70338P100 | Meeting Type | Special | |||||||||
| Ticker Symbol | PEGI | Meeting Date | 10-Mar-2020 | |||||||||
| ISIN | US70338P1003 | Agenda | 935129165 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To adopt the Agreement
and Plan of Merger (as it may be amended from time to time, the "Merger Agreement"), dated as of November 3, 2019, among Pattern, Pacific US Inc. and Pacific BidCo US Inc., and approve the Merger. |
Management | For | For | ||||||||
| 2. | To approve, on a non-binding
advisory basis, the compensation that may be paid or become payable to Pattern's named executive officers that is based on or otherwise relates to the Merger. |
Management | For | For | ||||||||
| 3. | To
approve the adjournment of the special meeting to a later date or dates, to solicit additional proxies if there is not a quorum present or there are insufficient votes to adopt the Merger Agreement and approve the Merger, in each case, at the time of the then-scheduled special meeting, or to give stockholders additional time to evaluate new material information or disclosure. |
Management | For | For | ||||||||
| NATIONAL FUEL GAS COMPANY | ||||||||||||
| Security | 636180101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NFG | Meeting Date | 11-Mar-2020 | |||||||||
| ISIN | US6361801011 | Agenda | 935126107 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | David H. Anderson | For | For | |||||||||
| 2 | David P. Bauer | For | For | |||||||||
| 3 | Barbara M. Baumann | For | For | |||||||||
| 4 | Jeffrey W. Shaw | Withheld | Against | |||||||||
| 5 | Thomas E. Skains | Withheld | Against | |||||||||
| 6 | Ronald J. Tanski | Withheld | Against | |||||||||
| 2. | Advisory approval of
named executive officer compensation. |
Management | For | For | ||||||||
| 3. | Ratification of the
appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2020. |
Management | For | For | ||||||||
| 4. | Stockholder Proposal
Requesting Declassification of the Board of Directors. |
Shareholder | For | Against | ||||||||
| LOGMEIN, INC | ||||||||||||
| Security | 54142L109 | Meeting Type | Special | |||||||||
| Ticker Symbol | LOGM | Meeting Date | 12-Mar-2020 | |||||||||
| ISIN | US54142L1098 | Agenda | 935129824 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Adoption
of the Agreement and Plan of Merger, dated December 17, 2019 (as it may be amended from time to time, the "Merger Agreement"), by and among LogMeIn, Inc., a Delaware corporation, Logan Parent LLC, a Delaware limited liability company, and Logan Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Logan Parent, LLC. |
Management | For | For | ||||||||
| 2. | Adjourn the Special
Meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. |
Management | For | For | ||||||||
| 3. | Approval of, on a non-binding,
advisory basis, certain compensation that will or may become payable to the Company's named executive officers in connection with the transactions contemplated by the Merger Agreement. |
Management | For | For | ||||||||
| DSV A/S | ||||||||||||
| Security | K3013J154 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 16-Mar-2020 | ||||||||||
| ISIN | DK0060079531 | Agenda | 712136109 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | IN
THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU |
Non-Voting | ||||||||||
| CMMT | PLEASE BE ADVISED THAT
SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. |
Non-Voting | ||||||||||
| CMMT | IMPORTANT
MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE |
Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS
ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 5.1 TO 5.7. THANK YOU |
Non-Voting | ||||||||||
| 1 | REPORT OF THE BOARD
OF DIRECTORS AND THE EXECUTIVE BOARD ON THE ACTIVITIES OF-THE COMPANY IN 2019 |
Non-Voting | ||||||||||
| 2 | PRESENTATION OF THE
2019 ANNUAL REPORT WITH THE AUDIT REPORT FOR ADOPTION |
Management | No Action | |||||||||
| 3 | APPROVAL OF THE PROPOSED
REMUNERATION OF THE BOARD OF DIRECTORS FOR THE CURRENT FINANCIAL YEAR |
Management | No Action | |||||||||
| 4 | RESOLUTION ON THE APPLICATION
OF PROFITS OR COVERAGE OF LOSSES AS PER THE APPROVED 2019 ANNUAL REPORT: DKK 2.50 PER SHARE |
Management | No Action | |||||||||
| 5.1 | RE-ELECTION OF MEMBER
FOR THE BOARD OF DIRECTORS: THOMAS PLENBORG |
Management | No Action | |||||||||
| 5.2 | RE-ELECTION OF MEMBER
FOR THE BOARD OF DIRECTORS: ANNETTE SADOLIN |
Management | No Action | |||||||||
| 5.3 | RE-ELECTION OF MEMBER
FOR THE BOARD OF DIRECTORS: BIRGIT W. NORGAARD |
Management | No Action | |||||||||
| 5.4 | RE-ELECTION OF MEMBER
FOR THE BOARD OF DIRECTORS: JORGEN MOLLER |
Management | No Action | |||||||||
| 5.5 | RE-ELECTION OF MEMBER
FOR THE BOARD OF DIRECTORS: MALOU AAMUND |
Management | No Action | |||||||||
| 5.6 | RE-ELECTION OF MEMBER
FOR THE BOARD OF DIRECTORS: BEAT WALTI |
Management | No Action | |||||||||
| 5.7 | ELECTION OF MEMBER
FOR THE BOARD OF DIRECTORS: NIELS SMEDEGAARD |
Management | No Action | |||||||||
| 6 | RE-ELECTION OF AUDITOR(S): PRICEWATERHOUSECOOPERS (ORG. 33 77 12 31) |
Management | No Action | |||||||||
| 7.1 | PROPOSED RESOLUTION:
REDUCTION OF THE SHARE CAPITAL AND AMENDMENT OF ARTICLE 3 OF THE ARTICLES OF ASSOCIATION |
Management | No Action | |||||||||
| 7.2 | PROPOSED RESOLUTION:
AUTHORISATION TO ACQUIRE TREASURY SHARES |
Management | No Action | |||||||||
| 7.3 | PROPOSED RESOLUTION:
AMENDMENT OF THE REMUNERATION POLICY AND ARTICLE 4B OF THE ARTICLES OF ASSOCIATION |
Management | No Action | |||||||||
| 7.4 | PROPOSED RESOLUTION:
AMENDMENTS TO ARTICLE 9 IN THE ARTICLES OF ASSOCIATION |
Management | No Action | |||||||||
| 7.5 | PROPOSED RESOLUTION:
AMENDMENTS TO ARTICLE 8 IN THE ARTICLES OF ASSOCIATION |
Management | No Action | |||||||||
| 8 | ANY OTHER BUSINESS | Non-Voting | ||||||||||
| CMMT | 25 FEB 2020: PLEASE
NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF RESOLUTION 4. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | ||||||||||
| AQUAVENTURE HOLDINGS LTD. | ||||||||||||
| Security | G0443N107 | Meeting Type | Special | |||||||||
| Ticker Symbol | WAAS | Meeting Date | 16-Mar-2020 | |||||||||
| ISIN | VGG0443N1078 | Agenda | 935131994 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To
consider and vote on a proposal to adopt the Agreement and Plan of Merger, dated as of December 23, 2019, among Culligan International Company, a Delaware corporation ("Parent"), Amberjack Merger Sub Limited, a business company incorporated under the laws of the British Virgin Islands and a wholly-owned subsidiary of Parent, and AquaVenture Holdings Limited, a business company incorporated under the laws of the British Virgin Islands (as it may be amended from time to time, the "merger agreement"). |
Management | For | For | ||||||||
| 2. | To approve one or more
adjournments of the special meeting, if necessary, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. |
Management | For | For | ||||||||
| SHOWA AIRCRAFT INDUSTRY CO.,LTD. | ||||||||||||
| Security | J74917105 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 17-Mar-2020 | ||||||||||
| ISIN | JP3368800003 | Agenda | 712215880 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | Approve Reduction of Stated Capital | Management | For | For | ||||||||
| 2 | Approve Reduction of
Capital Reserve and Retained Earnings Reserve |
Management | For | For | ||||||||
| 3 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| THE HABIT RESTAURANTS, INC. | ||||||||||||
| Security | 40449J103 | Meeting Type | Special | |||||||||
| Ticker Symbol | HABT | Meeting Date | 18-Mar-2020 | |||||||||
| ISIN | US40449J1034 | Agenda | 935132895 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To adopt the Agreement
and Plan of Merger, dated January 5, 2020, by and among The Habit Restaurants, Inc., YUM! Brands, Inc. and YEB Newco Inc. (the "Merger Agreement"). |
Management | For | For | ||||||||
| 2. | To
approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to the The Habit Restaurants, Inc.'s named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. |
Management | For | For | ||||||||
| 3. | To
approve any proposal to adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the proposal to adopt the Merger Agreement. |
Management | For | For | ||||||||
| PHAROL SGPS, SA | ||||||||||||
| Security | X6454E135 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 27-Mar-2020 | ||||||||||
| ISIN | PTPTC0AM0009 | Agenda | 712227758 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE
NOTE THAT VOTING IN PORTUGUESE MEETINGS REQUIRES THE DISCLOSURE OF- BENEFICIAL OWNER INFORMATION, THROUGH DECLARATIONS OF PARTICIPATION AND-VOTING. BROADRIDGE WILL DISCLOSE THE BENEFICIAL OWNER INFORMATION FOR YOUR-VOTED ACCOUNTS. ADDITIONALLY, PORTUGUESE LAW DOES NOT PERMIT BENEFICIAL-OWNERS TO VOTE INCONSISTENTLY ACROSS THEIR HOLDINGS. OPPOSING VOTES MAY BE-REJECTED BY THE COMPANY HOLDING THIS MEETING. PLEASE CONTACT YOUR CLIENT-SERVICE REPRESENTATIVE FOR FURTHER DETAILS. |
Non-Voting | ||||||||||
| 1 | TO RESOLVE ON THE MANAGEMENT
REPORT, BALANCE SHEET AND ACCOUNTS FOR THE YEAR 2019 |
Management | No Action | |||||||||
| 2 | TO RESOLVE ON THE CONSOLIDATED MANAGEMENT REPORT, BALANCE SHEET AND ACCOUNTS FOR THE YEAR 2019 |
Management | No Action | |||||||||
| 3 | TO RESOLVE ON THE PROPOSAL
FOR APPLICATION OF PROFITS |
Management | No Action | |||||||||
| 4 | TO RESOLVE ON A GENERAL
APPRAISAL OF THE COMPANY'S MANAGEMENT AND SUPERVISION |
Management | No Action | |||||||||
| 5 | TO RESOLVE ON THE ACQUISITION
AND DISPOSITION OF OWN SHARES |
Management | No Action | |||||||||
| 6 | TO RESOLVE ON THE STATEMENT
OF THE COMPENSATION COMMITTEE ON THE REMUNERATION POLICY FOR THE MEMBERS OF THE MANAGEMENT AND SUPERVISORY BODIES OF THE COMPANY |
Management | No Action | |||||||||
| CMMT | PLEASE NOTE IN THE
EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 20 APRIL 2020. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. |
Non-Voting | ||||||||||
| NORTH STATE TELECOMMUNICATIONS CORP. | ||||||||||||
| Security | 662642107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NORSA | Meeting Date | 01-Apr-2020 | |||||||||
| ISIN | US6626421076 | Agenda | 935139130 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | J. Patrick Harman | For | For | |||||||||
| 2 | Coulson S. Mucher | For | For | |||||||||
| 3 | Lizbeth W. Privette | For | For | |||||||||
| 2. | Proposal to ratify
the appointment of Dixon Hughes Goodman LLP as independent auditors of the Company for 2020. |
Management | For | For | ||||||||
| TOPDANMARK A/S | ||||||||||||
| Security | K96213176 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 02-Apr-2020 | ||||||||||
| ISIN | DK0060477503 | Agenda | 712232937 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | IN
THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU |
Non-Voting | ||||||||||
| CMMT | PLEASE BE ADVISED THAT
SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. |
Non-Voting | ||||||||||
| CMMT | IMPORTANT
MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE |
Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS
ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS V.A TO V.F AND VI.A. THANK YOU |
Non-Voting | ||||||||||
| III | ADOPTION OF THE ANNUAL
REPORT AND DECISION ON THE APPROPRIATION OF PROFITS ACCORDING TO THE ANNUAL REPORT AS ADOPTED |
Management | No Action | |||||||||
| IV.A | PROPOSAL TO INCLUDE
AN ITEM REGARDING AN INDICATIVE BALLOT OVER THE REMUNERATION REPORT ON THE STANDARD AGENDA OF THE ARTICLES OF ASSOCIATION |
Management | No Action | |||||||||
| IV.B | PROPOSAL ON CHANGE
OF THE REMUNERATION POLICY |
Management | No Action | |||||||||
| IV.C | PROPOSAL ON REMUNERATION
FOR THE BOARD OF DIRECTORS |
Management | No Action | |||||||||
| IV.D | PLEASE
NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSAL FROM SHAREHOLDER, THOMAS MEINERT LARSEN: THE ANNUAL GENERAL MEETING RECOMMENDS THAT THE BOARD OF DIRECTORS WILL ANNUALLY PUBLISH A STATEMENT FOR THE EXERCISE OF ACTIVE OWNERSHIP IN COAL, OIL AND GAS COMPANIES FOR THE PURPOSE OF ENSURING THAT THESE FOSSIL COMPANIES STOP MISINFORMING ABOUT THE CLIMATE AND STOP PERFORMING LOBBYISM COUNTERACTING THE PARIS AGREEMENT ON ENSURING BELOW 1.5 DEGREES OR MAXIMUM 2 DEGREES OF GLOBAL WARMING. IT IS FURTHER RECOMMENDED TO THE BOARD OF DIRECTORS TO DISPOSE OF SHARES AND BONDS IN COAL, OIL AND GAS COMPANIES WHERE THE ACTIVE OWNERSHIP DOES NOT LEAD TO A CESSATION OF SUCH ACTIVITIES BY THE END OF 2022 |
Shareholder | No Action | |||||||||
| V.A | ELECTION OF MEMBER
TO THE BOARD OF DIRECTOR: ANNE LOUISE EBERHARD |
Management | No Action | |||||||||
| V.B | ELECTION OF MEMBER
TO THE BOARD OF DIRECTOR: CRISTINA LAGE |
Management | No Action | |||||||||
| V.C | ELECTION OF MEMBER
TO THE BOARD OF DIRECTOR: PETRI NIEMISVIRTA |
Management | No Action | |||||||||
| V.D | ELECTION OF MEMBER
TO THE BOARD OF DIRECTOR: MORTEN THORSRUD |
Management | No Action | |||||||||
| V.E | ELECTION OF MEMBER
TO THE BOARD OF DIRECTOR: RICARD WENNERKLINT |
Management | No Action | |||||||||
| V.F | ELECTION OF MEMBER
TO THE BOARD OF DIRECTOR: JENS AALOSE |
Management | No Action | |||||||||
| VI.A | ELECTION OF ONE STATE-AUTHORISED
PUBLIC ACCOUNTANT: ERNST & YOUNG P/S |
Management | No Action | |||||||||
| LENNAR CORPORATION | ||||||||||||
| Security | 526057302 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LENB | Meeting Date | 07-Apr-2020 | |||||||||
| ISIN | US5260573028 | Agenda | 935133001 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Rick Beckwitt | Management | For | For | ||||||||
| 1B. | Election of Director: Irving Bolotin | Management | For | For | ||||||||
| 1C. | Election of Director: Steven L. Gerard | Management | For | For | ||||||||
| 1D. | Election of Director: Tig Gilliam | Management | For | For | ||||||||
| 1E. | Election of Director: Sherrill W. Hudson | Management | For | For | ||||||||
| 1F. | Election of Director: Jonathan M. Jaffe | Management | For | For | ||||||||
| 1G. | Election of Director: Sidney Lapidus | Management | For | For | ||||||||
| 1H. | Election of Director: Teri P. McClure | Management | For | For | ||||||||
| 1I. | Election of Director: Stuart Miller | Management | For | For | ||||||||
| 1J. | Election of Director: Armando Olivera | Management | For | For | ||||||||
| 1K. | Election of Director: Jeffrey Sonnenfeld | Management | For | For | ||||||||
| 1L. | Election of Director: Scott Stowell | Management | For | For | ||||||||
| 2. | Approve, on an advisory
basis, the compensation of our named executive officers. |
Management | For | For | ||||||||
| 3. | Ratify the appointment
of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending November 30, 2020. |
Management | For | For | ||||||||
| ANIXTER INTERNATIONAL INC. | ||||||||||||
| Security | 035290105 | Meeting Type | Special | |||||||||
| Ticker Symbol | AXE | Meeting Date | 09-Apr-2020 | |||||||||
| ISIN | US0352901054 | Agenda | 935146440 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | The
proposal to adopt the Agreement and Plan of Merger, dated as of January 10, 2020 the "merger agreement"), by and among, Anixter International Inc., a Delaware corporation ("Anixter"), WESCO International, Inc., a Delaware corporation ("WESCO"), and Warrior Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of WESCO ("Merger Sub"),pursuant to which Merger Sub will be merged with and into Anixter (the "merger"), with Anixter surviving the merger as a wholly owned subsidiary of WESCO. |
Management | For | For | ||||||||
| 2. | The proposal to approve,
by a non-binding advisory vote, the compensation that may be paid or become payable to Anixter's named executive officers that is based on or otherwise relates to the merger. |
Management | For | For | ||||||||
| 3. | The
proposal to adjourn the special meeting to a later date or time if necessary or appropriate, including to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to adopt the merger agreement. |
Management | For | For | ||||||||
| KONINKLIJKE KPN NV | ||||||||||||
| Security | N4297B146 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 15-Apr-2020 | ||||||||||
| ISIN | NL0000009082 | Agenda | 712235870 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL
OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. |
Non-Voting | ||||||||||
| 1 | OPENING AND ANNOUNCEMENTS | Non-Voting | ||||||||||
| 2 | REPORT BY THE BOARD
OF MANAGEMENT FOR THE FISCAL YEAR 2019 |
Non-Voting | ||||||||||
| 3 | PROPOSAL TO ADOPT THE
FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2019 |
Management | No Action | |||||||||
| 4 | REMUNERATION REPORT
FOR THE FISCAL YEAR 2019 |
Management | No Action | |||||||||
| 5 | EXPLANATION OF THE
FINANCIAL AND DIVIDEND POLICY |
Non-Voting | ||||||||||
| 6 | PROPOSAL TO DETERMINE
THE DIVIDEND OVER THE FISCAL YEAR 2019: EUR 12.5 PER SHARE |
Management | No Action | |||||||||
| 7 | PROPOSAL TO DISCHARGE
THE MEMBERS OF THE BOARD OF MANAGEMENT FROM LIABILITY |
Management | No Action | |||||||||
| 8 | PROPOSAL TO DISCHARGE
THE MEMBERS OF THE SUPERVISORY BOARD FROM LIABILITY |
Management | No Action | |||||||||
| 9 | PROPOSAL TO APPOINT
THE EXTERNAL AUDITOR FOR THE FISCAL YEAR 2021: ERNST & YOUNG |
Management | No Action | |||||||||
| 10 | OPPORTUNITY TO MAKE
RECOMMENDATIONS FOR THE APPOINTMENT OF A MEMBER OF THE- SUPERVISORY BOARD |
Non-Voting | ||||||||||
| 11 | PROPOSAL TO APPOINT
MS C. GUILLOUARD AS MEMBER OF THE SUPERVISORY BOARD |
Management | No Action | |||||||||
| 12 | ANNOUNCEMENT CONCERNING
VACANCIES IN THE SUPERVISORY BOARD ARISING IN 2021:-MR. C.J. GARCIA MORENO ELIZONDO , MR. D.J. HAANK AND MR. E.J.C. OVE RBEEK-WILL STEP DOWN, AS THEY WILL THEN HAVE REACHED THE END OF THEIR FOUR-YEAR-TERM |
Non-Voting | ||||||||||
| 13 | PROPOSAL TO ADOPT THE
REMUNERATION POLICY FOR THE BOARD OF MANAGEMENT |
Management | No Action | |||||||||
| 14 | PROPOSAL TO ADOPT THE
REMUNERATION POLICY FOR THE SUPERVISORY BOARD |
Management | No Action | |||||||||
| 15 | PROPOSAL TO AUTHORIZE
THE BOARD OF MANAGEMENT TO RESOLVE THAT THE COMPANY MAY ACQUIRE ITS OWN SHARES |
Management | No Action | |||||||||
| 16 | PROPOSAL TO REDUCE
THE CAPITAL THROUGH CANCELLATION OF OWN SHARES |
Management | No Action | |||||||||
| 17 | PROPOSAL TO DESIGNATE
THE BOARD OF MANAGEMENT AS THE COMPETENT BODY TO ISSUE ORDINARY SHARES |
Management | No Action | |||||||||
| 18 | PROPOSAL TO DESIGNATE
THE BOARD OF MANAGEMENT AS THE COMPETENT BODY TO RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS UPON ISSUING ORDINARY SHARES |
Management | No Action | |||||||||
| 19 | ANY OTHER BUSINESS | Non-Voting | ||||||||||
| 20 | VOTING RESULTS AND CLOSURE OF THE MEETING | Non-Voting | ||||||||||
| CMMT | 06 MAR 2020: PLEASE
NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF RESOLUTION 6. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | ||||||||||
| CMMT | 09 MAR 2020: PLEASE
NOTE THAT THIS IS A REVISION DUE TO MODIFICATION TEXT OF- RESOLUTION 12. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | ||||||||||
| CNH INDUSTRIAL N.V. | ||||||||||||
| Security | N20944109 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 16-Apr-2020 | ||||||||||
| ISIN | NL0010545661 | Agenda | 712300348 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL
OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU |
Non-Voting | ||||||||||
| 1 | OPENING | Non-Voting | ||||||||||
| 2.A | POLICY ON ADDITIONS
TO RESERVES AND ON DIVIDENDS |
Non-Voting | ||||||||||
| 2.B | ADOPTION OF THE 2019
ANNUAL FINANCIAL STATEMENTS |
Management | No Action | |||||||||
| 2.C | DETERMINATION AND DISTRIBUTION OF DIVIDEND | Management | No Action | |||||||||
| 2.D | RELEASE FROM LIABILITY
OF THE EXECUTIVE DIRECTORS AND THE NON-EXECUTIVE DIRECTORS OF THE BOARD |
Management | No Action | |||||||||
| 3.A | 2019 REMUNERATION REPORT | Management | No Action | |||||||||
| 3.B | AMENDMENT TO THE REMUNERATION POLICY | Management | No Action | |||||||||
| 3.C | PROPOSAL TO APPROVE
THE PLAN TO AWARD (RIGHTS TO SUBSCRIBE FOR) COMMON SHARES IN THE CAPITAL OF THE COMPANY TO EXECUTIVE DIRECTORS IN ACCORDANCE WITH ARTICLE 13.6 OF THE COMPANY'S ARTICLES OF ASSOCIATION |
Management | No Action | |||||||||
| 4.A | RE-APPOINTMENT OF SUZANNE
HEYWOOD (EXECUTIVE DIRECTOR) |
Management | No Action | |||||||||
| 4.B | RE-APPOINTMENT OF HUBERTUS
M. MUHLHAUSER (EXECUTIVE DIRECTOR) |
Non-Voting | ||||||||||
| 4.C | RE-APPOINTMENT OF LEO
W. HOULE (NON- EXECUTIVE DIRECTOR) |
Management | No Action | |||||||||
| 4.D | RE-APPOINTMENT OF JOHN
B. LANAWAY (NON- EXECUTIVE DIRECTOR) |
Management | No Action | |||||||||
| 4.E | RE-APPOINTMENT OF ALESSANDRO
NASI (NON- EXECUTIVE DIRECTOR) |
Management | No Action | |||||||||
| 4.F | RE-APPOINTMENT OF LORENZO
SIMONELLI (NON- EXECUTIVE DIRECTOR) |
Management | No Action | |||||||||
| 4.G | RE-APPOINTMENT OF JACQUELINE
A. TAMMENOMS BAKKER (NON-EXECUTIVE DIRECTOR) |
Management | No Action | |||||||||
| 4.H | RE-APPOINTMENT OF JACQUES
THEURILLAT (NON- EXECUTIVE DIRECTOR) |
Management | No Action | |||||||||
| 4.I | APPOINTMENT OF HOWARD
BUFFETT (NON- EXECUTIVE DIRECTOR) |
Management | No Action | |||||||||
| 4.J | APPOINTMENT OF NELDA
(JANINE) CONNORS (NON-EXECUTIVE DIRECTOR) |
Management | No Action | |||||||||
| 4.K | APPOINTMENT OF TUFAN
ERGINBILGIC (NON- EXECUTIVE DIRECTOR) |
Management | No Action | |||||||||
| 4.L | APPOINTMENT OF VAGN
SORENSEN (NON- EXECUTIVE DIRECTOR) |
Management | No Action | |||||||||
| 5 | PROPOSAL TO RE-APPOINT
ERNST & YOUNG ACCOUNTANTS LLP AS THE INDEPENDENT AUDITOR OF THE COMPANY |
Management | No Action | |||||||||
| 6 | REPLACEMENT OF THE
EXISTING AUTHORIZATION TO THE BOARD OF THE AUTHORITY TO ACQUIRE COMMON SHARES IN THE CAPITAL OF THE COMPANY |
Management | No Action | |||||||||
| 7 | CLOSE OF MEETING | Non-Voting | ||||||||||
| CMMT | PLEASE
NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 368895 DUE TO WITHDRAWAL-OF RESOLUTION 4.B. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU |
Non-Voting | ||||||||||
| CNH INDUSTRIAL N V | ||||||||||||
| Security | N20944109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CNHI | Meeting Date | 16-Apr-2020 | |||||||||
| ISIN | NL0010545661 | Agenda | 935138950 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 2B. | Adoption of the 2019 Annual Financial Statements. | Management | For | For | ||||||||
| 2C. | Determination and distribution of dividend. | Management | For | For | ||||||||
| 2D. | Release from liability
of the executive directors and the non- executive directors of the Board. |
Management | For | For | ||||||||
| 3A. | 2019 Remuneration Report (advisory vote). | Management | For | For | ||||||||
| 3B. | Amendment to the Remuneration Policy. | Management | For | For | ||||||||
| 3C. | Proposal to approve
the plan to award (rights to subscribe for) common shares in the capital of the Company to executive directors in accordance with Article 13.6 of the Company's Articles of Association. |
Management | For | For | ||||||||
| 4A. | Re-appointment of Suzanne
Heywood (executive director) |
Management | For | For | ||||||||
| 4B. | Re-appointment of Hubertus
M. Mühlhäuser (executive director) |
Management | Abstain | Against | ||||||||
| 4C. | Re-appointment of Léo W. Houle (non-executive director) | Management | For | For | ||||||||
| 4D. | Re-appointment of John
B. Lanaway (non-executive director) |
Management | For | For | ||||||||
| 4E. | Re-appointment of Alessandro
Nasi (non-executive director) |
Management | For | For | ||||||||
| 4F. | Re-appointment of Lorenzo
Simonelli (non-executive director) |
Management | For | For | ||||||||
| 4G. | Re-appointment of Jacqueline
A. Tammenoms Bakker (non-executive director) |
Management | For | For | ||||||||
| 4H. | Re-appointment of Jacques
Theurillat (non-executive director) |
Management | For | For | ||||||||
| 4I. | Appointment of Howard Buffett (non-executive director) | Management | For | For | ||||||||
| 4J. | Appointment of Nelda
(Janine) Connors (non-executive director) |
Management | For | For | ||||||||
| 4K. | Appointment of Tufan Erginbilgic (non-executive director) | Management | For | For | ||||||||
| 4L. | Appointment of Vagn Sørensen (non-executive director) | Management | For | For | ||||||||
| 5. | Proposal to re-appoint
Ernst & Young Accountants LLP as the independent auditor of the Company. |
Management | For | For | ||||||||
| 6. | Replacement of the
existing authorization to the Board of the authority to acquire common shares in the capital of the Company. |
Management | For | For | ||||||||
| TALLGRASS ENERGY, LP | ||||||||||||
| Security | 874696107 | Meeting Type | Special | |||||||||
| Ticker Symbol | TGE | Meeting Date | 16-Apr-2020 | |||||||||
| ISIN | US8746961072 | Agenda | 935148723 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | The
approval and adoption of the Agreement and Plan of Merger, dated as of December 16, 2019, by and among Tallgrass Energy, LP, Tallgrass Energy GP, LLC, Prairie Private Acquiror LP and Prairie Merger Sub LLC, as it may be amended from time to time, and the transactions contemplated thereby, including the merger of Prairie Private Acquiror LP with and into Tallgrass Energy, LP. |
Management | For | For | ||||||||
| CNH INDUSTRIAL N V | ||||||||||||
| Security | N20944109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CNHI | Meeting Date | 16-Apr-2020 | |||||||||
| ISIN | NL0010545661 | Agenda | 935158748 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 2B. | Adoption of the 2019 Annual Financial Statements. | Management | For | For | ||||||||
| 2C. | Determination and distribution of dividend. | Management | For | For | ||||||||
| 2D. | Release from liability
of the executive directors and the non- executive directors of the Board. |
Management | For | For | ||||||||
| 3A. | 2019 Remuneration Report (advisory vote). | Management | For | For | ||||||||
| 3B. | Amendment to the Remuneration Policy. | Management | For | For | ||||||||
| 3C. | Proposal to approve
the plan to award (rights to subscribe for) common shares in the capital of the Company to executive directors in accordance with Article 13.6 of the Company's Articles of Association. |
Management | For | For | ||||||||
| 4A. | Re-appointment of Suzanne
Heywood (executive director) |
Management | For | For | ||||||||
| 4B. | Re-appointment of Hubertus
M. Mühlhäuser (executive director) |
Management | Abstain | Against | ||||||||
| 4C. | Re-appointment of Léo W. Houle (non-executive director) | Management | For | For | ||||||||
| 4D. | Re-appointment of John
B. Lanaway (non-executive director) |
Management | For | For | ||||||||
| 4E. | Re-appointment of Alessandro
Nasi (non-executive director) |
Management | For | For | ||||||||
| 4F. | Re-appointment of Lorenzo
Simonelli (non-executive director) |
Management | For | For | ||||||||
| 4G. | Re-appointment of Jacqueline
A. Tammenoms Bakker (non-executive director) |
Management | For | For | ||||||||
| 4H. | Re-appointment of Jacques
Theurillat (non-executive director) |
Management | For | For | ||||||||
| 4I. | Appointment of Howard Buffett (non-executive director) | Management | For | For | ||||||||
| 4J. | Appointment of Nelda
(Janine) Connors (non-executive director) |
Management | For | For | ||||||||
| 4K. | Appointment of Tufan Erginbilgic (non-executive director) | Management | For | For | ||||||||
| 4L. | Appointment of Vagn Sørensen (non-executive director) | Management | For | For | ||||||||
| 5. | Proposal to re-appoint
Ernst & Young Accountants LLP as the independent auditor of the Company. |
Management | For | For | ||||||||
| 6. | Replacement of the
existing authorization to the Board of the authority to acquire common shares in the capital of the Company. |
Management | For | For | ||||||||
| COUSINS PROPERTIES INCORPORATED | ||||||||||||
| Security | 222795502 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CUZ | Meeting Date | 21-Apr-2020 | |||||||||
| ISIN | US2227955026 | Agenda | 935138897 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Charles T. Cannada | Management | For | For | ||||||||
| 1B. | Election of Director: Robert M. Chapman | Management | For | For | ||||||||
| 1C. | Election of Director: M. Colin Connolly | Management | For | For | ||||||||
| 1D. | Election of Director: Scott W. Fordham | Management | For | For | ||||||||
| 1E. | Election of Director: Lillian C. Giornelli | Management | For | For | ||||||||
| 1F. | Election of Director: R. Kent Griffin, Jr. | Management | For | For | ||||||||
| 1G. | Election of Director: Donna W. Hyland | Management | For | For | ||||||||
| 1H. | Election of Director: R. Dary Stone | Management | For | For | ||||||||
| 2. | Approve, on an advisory
basis, the compensation of the named executive officers. |
Management | For | For | ||||||||
| 3. | Ratify the appointment
of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. |
Management | For | For | ||||||||
| NEWMONT CORPORATION | ||||||||||||
| Security | 651639106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NEM | Meeting Date | 21-Apr-2020 | |||||||||
| ISIN | US6516391066 | Agenda | 935139522 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Gregory Boyce | Management | For | For | ||||||||
| 1B. | Election of Director: Bruce Brook | Management | For | For | ||||||||
| 1C. | Election of Director: J. Kofi Bucknor | Management | For | For | ||||||||
| 1D. | Election of Director: Maura Clark | Management | For | For | ||||||||
| 1E. | Election of Director: Matthew Coon Come | Management | For | For | ||||||||
| 1F. | Election of Director: Noreen Doyle | Management | For | For | ||||||||
| 1G. | Election of Director: Veronica Hagen | Management | For | For | ||||||||
| 1H. | Election of Director: René Médori | Management | For | For | ||||||||
| 1I. | Election of Director: Jane Nelson | Management | For | For | ||||||||
| 1J. | Election of Director: Thomas Palmer | Management | For | For | ||||||||
| 1K. | Election of Director: Julio Quintana | Management | For | For | ||||||||
| 2. | Approve, on an Advisory
Basis, Named Executive Officer Compensation. |
Management | For | For | ||||||||
| 3. | Approve the 2020 Stock Incentive Plan. | Management | For | For | ||||||||
| 4. | Ratify Appointment
of Independent Registered Public Accounting Firm for 2020. |
Management | For | For | ||||||||
| PROSPERITY BANCSHARES, INC. | ||||||||||||
| Security | 743606105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PB | Meeting Date | 21-Apr-2020 | |||||||||
| ISIN | US7436061052 | Agenda | 935150398 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Kevin J. Hanigan* | For | For | |||||||||
| 2 | William T. Luedke IV* | For | For | |||||||||
| 3 | Perry Mueller, Jr.* | For | For | |||||||||
| 4 | Harrison Stafford II* | For | For | |||||||||
| 5 | Bruce W. Hunt** | For | For | |||||||||
| 6 | George A. Fisk# | For | For | |||||||||
| 2. | Approval of the Prosperity
Bancshares, Inc. 2020 Stock Incentive Plan. |
Management | For | For | ||||||||
| 3. | Ratification of the
appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2020. |
Management | For | For | ||||||||
| 4. | Advisory approval of
the compensation of the Company's named executive officers ("Say-On-Pay"). |
Management | For | For | ||||||||
| EXACTEARTH LTD. | ||||||||||||
| Security | 30064C103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EXRTF | Meeting Date | 23-Apr-2020 | |||||||||
| ISIN | CA30064C1032 | Agenda | 935155463 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | Peter Mabson | For | For | |||||||||
| 2 | Eric Zahler | For | For | |||||||||
| 3 | M. A. Panduro Panadero | For | For | |||||||||
| 4 | M. Angel Garcia Primo | For | For | |||||||||
| 5 | Harvey Rein | For | For | |||||||||
| 6 | Lee Matheson | For | For | |||||||||
| 2 | Appointment of Ernst
& Young LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. |
Management | For | For | ||||||||
| FORESCOUT TECHNOLOGIES, INC. | ||||||||||||
| Security | 34553D101 | Meeting Type | Special | |||||||||
| Ticker Symbol | FSCT | Meeting Date | 23-Apr-2020 | |||||||||
| ISIN | US34553D1019 | Agenda | 935159651 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To adopt the Agreement
and Plan of Merger, dated as of February 6, 2020, as it may be amended from time to time, by and among Forescout Technologies, Inc., Ferrari Group Holdings, L.P. and Ferrari Merger Sub, Inc. |
Management | For | For | ||||||||
| 2. | To approve, on a non-binding,
advisory basis, the compensation that will or may become payable by Forescout Technologies, Inc. to its named executive officers in connection with the merger. |
Management | For | For | ||||||||
| 3. | To approve any proposal
to adjourn the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting. |
Management | For | For | ||||||||
| CANFOR CORPORATION | ||||||||||||
| Security | 137576104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CFPZF | Meeting Date | 23-Apr-2020 | |||||||||
| ISIN | CA1375761048 | Agenda | 935161896 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | Set the number of Directors at twelve. | Management | For | For | ||||||||
| 2 | DIRECTOR | Management | ||||||||||
| 1 | Conrad A. Pinette | For | For | |||||||||
| 2 | Glen D. Clark | For | For | |||||||||
| 3 | Ross S. Smith | For | For | |||||||||
| 4 | William W. Stinson | For | For | |||||||||
| 5 | Barbara Hislop | For | For | |||||||||
| 6 | Dieter W. Jentsch | For | For | |||||||||
| 7 | Dianne L. Watts | For | For | |||||||||
| 8 | Ryan Barrington-Foote | For | For | |||||||||
| 9 | John R. Baird | For | For | |||||||||
| 10 | M. Dallas H. Ross | For | For | |||||||||
| 11 | Anders Ohlner | For | For | |||||||||
| 12 | Donald B. Kayne | For | For | |||||||||
| 3 | Appointment of KPMG
LLP, Chartered Accountants, as auditors. |
Management | For | For | ||||||||
| L3HARRIS TECHNOLOGIES INC. | ||||||||||||
| Security | 502431109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LHX | Meeting Date | 24-Apr-2020 | |||||||||
| ISIN | US5024311095 | Agenda | 935144852 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Sallie B. Bailey | Management | For | For | ||||||||
| 1B. | Election of Director: William M. Brown | Management | For | For | ||||||||
| 1C. | Election of Director: Peter W. Chiarelli | Management | For | For | ||||||||
| 1D. | Election of Director: Thomas A. Corcoran | Management | For | For | ||||||||
| 1E. | Election of Director: Thomas A. Dattilo | Management | For | For | ||||||||
| 1F. | Election of Director: Roger B. Fradin | Management | For | For | ||||||||
| 1G. | Election of Director: Lewis Hay III | Management | For | For | ||||||||
| 1H. | Election of Director: Lewis Kramer | Management | For | For | ||||||||
| 1I. | Election of Director: Christopher E. Kubasik | Management | For | For | ||||||||
| 1J. | Election of Director: Rita S. Lane | Management | For | For | ||||||||
| 1K. | Election of Director: Robert B. Millard | Management | For | For | ||||||||
| 1L. | Election of Director: Lloyd W. Newton | Management | For | For | ||||||||
| 2. | Approval, in an Advisory
Vote, of the Compensation of Named Executive Officers as Disclosed in the Proxy Statement |
Management | For | For | ||||||||
| 3. | Ratification of Appointment
of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2020 |
Management | For | For | ||||||||
| 4. | Approval of an Amendment
to Our Restated Certificate of Incorporation to Eliminate the Supermajority Voting and "Fair Price" Requirements for Business Combinations Involving Interested Shareholders |
Management | For | For | ||||||||
| 5. | Approval of an Amendment
to Our Restated Certificate of Incorporation to Eliminate the "Anti-Greenmail" Provision |
Management | For | For | ||||||||
| 6. | Approval of an Amendment
to Our Restated Certificate of Incorporation to Eliminate the Cumulative Voting Provision that Applies When We Have a 40% Shareholder |
Management | Against | Against | ||||||||
| 7. | Shareholder Proposal
to Permit the Ability of Shareholders to Act by Written Consent |
Shareholder | Against | For | ||||||||
| THE STARS GROUP INC. | ||||||||||||
| Security | 85570W100 | Meeting Type | Special | |||||||||
| Ticker Symbol | TSG | Meeting Date | 24-Apr-2020 | |||||||||
| ISIN | CA85570W1005 | Agenda | 935168155 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | To
consider, and, if deemed advisable, to approve, with or without variation, a special resolution, the full text of which is set forth in Appendix A of the accompanying management information circular dated March 26, 2020 (the "Information Circular"), to approve a plan of arrangement under section 182 of the Business Corporations Act (Ontario) involving The Stars Group Inc. and Flutter Entertainment plc, all as more particularly described in the Information Circular. |
Management | For | For | ||||||||
| WRIGHT MEDICAL GROUP N V | ||||||||||||
| Security | N96617118 | Meeting Type | Special | |||||||||
| Ticker Symbol | WMGI | Meeting Date | 24-Apr-2020 | |||||||||
| ISIN | NL0011327523 | Agenda | 935173788 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | The conditional appointment
of Wright's board of director until Wright's second annual general meeting after the Offer Closing (agenda items 3(a) - 3(e)): Spencer S. Stiles as executive director |
Management | For | For | ||||||||
| 1B. | The conditional appointment
of Wright's board of director until Wright's second annual general meeting after the Offer Closing (agenda items 3(a) - 3(e)): William E. Berry, Jr. as non-executive director |
Management | For | For | ||||||||
| 1C. | The conditional appointment
of Wright's board of director until Wright's second annual general meeting after the Offer Closing (agenda items 3(a) - 3(e)): Dean H. Bergy as non-executive director |
Management | For | For | ||||||||
| 1D. | The conditional appointment
of Wright's board of director until Wright's second annual general meeting after the Offer Closing (agenda items 3(a) - 3(e)): Jeanne M. Blondia as non-executive director |
Management | For | For | ||||||||
| 1E. | The conditional appointment
of Wright's board of director until Wright's second annual general meeting after the Offer Closing (agenda items 3(a) - 3(e)): David G. Furgason as non-executive director |
Management | For | For | ||||||||
| 2A. | The conditional acceptance
of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): Robert J. Palmisano as executive director |
Management | For | For | ||||||||
| 2B. | The conditional acceptance
of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): J. Patrick Mackin as non-executive director |
Management | For | For | ||||||||
| 2C. | The conditional acceptance
of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): John L. Miclot as non-executive director |
Management | For | For | ||||||||
| 2D. | The conditional acceptance
of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): Kevin O'Boyle as non-executive director |
Management | For | For | ||||||||
| 2E. | The conditional acceptance
of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): Amy S. Paul as non-executive director |
Management | For | For | ||||||||
| 2F | The conditional acceptance
of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): Richard F. Wallman as non-executive director |
Management | For | For | ||||||||
| 2G. | The conditional acceptance
of the resignation of Wright's board of director (agenda items 4(a) - 4(g)): Elizabeth H. Weatherman as non-executive director |
Management | For | For | ||||||||
| 3. | Granting of full and
final discharge to each member of Wright's ...(due to space limits, see proxy material for full proposal). |
Management | For | For | ||||||||
| 4. | Conditional approval
of the sale, transfer and assumption of ...(due to space limits, see proxy material for full proposal). |
Management | For | For | ||||||||
| 5. | Conditional resolution
to (i) dissolve Wright in accordance ...(due to space limits, see proxy material for full proposal). |
Management | For | For | ||||||||
| 6. | Resolution to amend
Wright's articles of association to fix the ...(due to space limits, see proxy material for full proposal). |
Management | For | For | ||||||||
| 7. | Approval of the Mergers,
including the entry into by Wright of ...(due to space limits, see proxy material for full proposal). |
Management | For | For | ||||||||
| 8. | Resolution to amend
Wright's articles of association to ...(due to space limits, see proxy material for full proposal). |
Management | For | For | ||||||||
| 9A. | Conditional resolution
to: Convert Wright into a private company with limited liability. |
Management | For | For | ||||||||
| 9B. | Conditional resolution
to: Amend Wright's articles of association. |
Management | For | For | ||||||||
| 10. | Conditional resolution
to amend Wright's articles of ...(due to space limits, see proxy material for full proposal). |
Management | For | For | ||||||||
| 11. | Conditional resolution
to amend Wright's articles of ...(due to space limits, see proxy material for full proposal). |
Management | For | For | ||||||||
| 12. | To approve, by non-binding
advisory vote, the compensation that ...(due to space limits, see proxy material for full proposal). |
Management | For | For | ||||||||
| ALERION CLEANPOWER | ||||||||||||
| Security | T0235S104 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 27-Apr-2020 | ||||||||||
| ISIN | IT0004720733 | Agenda | 712366980 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL
OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. |
Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS
IS AN AMENDMENT TO MEETING ID 375723 DUE TO RECEIPT OF-SLATES FOR DIRECTORS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU |
Non-Voting | ||||||||||
| O.1 | TO APPROVE BALANCE
SHEET AS OF 31 DECEMBER 2019, TOGETHER WITH BOARD OF DIRECTORS' REPORTS, INTERNAL AND EXTERNAL AUDITORS' REPORTS, TO PRESENT CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2019. RESOLUTION RELATED THERETO |
Management | No Action | |||||||||
| O.2 | PROFIT ALLOCATION AND
DIVIDEND DISTRIBUTION. RESOLUTION RELATED THERETO |
Management | No Action | |||||||||
| O.3.1 | REPORT ON REWARDING
POLICY AND PAID COMPENSATIONS AS PER ART 123-TER OF LEGISLATIVE DECREE OF 24 FEBRUARY 1998 N.58. FIRST SECTION: REPORT OF REWARDING POLICY |
Management | No Action | |||||||||
| O.3.2 | REPORT ON REWARDING
POLICY AND PAID COMPENSATIONS AS PER ART 123-TER OF LEGISLATIVE DECREE OF 24 FEBRUARY 1998 N.58. SECOND SECTION: REPORT OF PAID COMPENSATIONS |
Management | No Action | |||||||||
| O.4.1 | TO STATE AT TEN THE
MEMBERS OF BOARD OF DIRECTORS FOR FINANCIAL YEARS 2020-2022 |
Management | No Action | |||||||||
| O.4.2 | TO STATE BOARD OF DIRECTORS'
TERM OF OFFICE IN A PERIOD OF THREE FINANCIAL YEARS EXPIRING AT THE SHAREHOLDERS' MEETING CALLED TO APPROVE THE BALANCE SHEET FOR THE 2022 FINANCIAL YEAR |
Management | No Action | |||||||||
| CMMT | PLEASE
NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS DIRECTORS,-THERE IS ONLY 1 VACANCY AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING-INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE-REQUIRED TO VOTE FOR, AGAINST OR ABSTAIN ON ONLY 1 OF THE 2 DIRECTORS AND TO- SELECT 'CLEAR' FOR THE OTHERS. THANK YOU |
Non-Voting | ||||||||||
| O43.1 | PLEASE
NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT BOARD OF DIRECTORS' MEMBERS. LIST PRESENTED BY FRI-EL GREEN POWER S.P.A., REPRESENTING 60.507PCT OF THE SHARE CAPITAL: GOSTNER JOSEF, VAJA GEORG, PIRCHER PATRICK, ZWICK ELMAR, D'APOLITO STEFANO, DAPOZ NADIA, DAPRA' GIORGIA, SALVANI ELISABETTA, CASSAR GERMANA, MAURIELLO PIETRO, MARCONI ALESSIA, ORTORE MICHELANGELO |
Shareholder | No Action | |||||||||
| O43.2 | PLEASE NOTE THAT THIS
RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT BOARD OF DIRECTORS' MEMBERS. LIST PRESENTED BY CAPORALE VITTORIO AND CAPORALE ALESSANDRA, REPRESENTING 2.8837PCT OF THE SHARE CAPITAL: FLAVIA MAZZARELLA |
Shareholder | No Action | |||||||||
| O.4.4 | TO STATE THE ANNUAL
EMOLUMENT OF BOARD OF DIRECTORS' CHAIRMAN IN EURO 24.000 ANNUALLY AND EURO 12.000 GROSS ANNUALLY FOR EACH OF THE REMAINING MEMBERS OF THE BOARD OF DIRECTORS |
Management | No Action | |||||||||
| O.5 | TO AUTHORIZE THE SUBSCRIPTION
OF AN INSURANCE POLICY AGAINST THE CIVIL LIABILITY OF THE REPRESENTATIVES OF THE CORPORATE BODIES. RESOLUTION RELATED THERETO |
Management | No Action | |||||||||
| O.6 | TO AUTHORIZE THE PURCHASE
AND DISPOSAL OF OWN SHARES. RESOLUTION RELATED THERETO |
Management | No Action | |||||||||
| E.1 | TO
EMPOWER THE BOARD OF DIRECTORS TO INCREASE THE STOCK CAPITAL AS PER ART. 2443 OF THE ITALIAN CIVIL CODE, IN ONE OR MORE TRANCHES, WITHIN 36 MONTHS, AGAINST PAYMENT AND IN DIVISIBLE FORM, WITHOUT OPTION RIGHT AS PER ART. 2441, ITEM 4, SECOND SENTENCE OF THE ITALIAN CIVIL CODE, THROUGH THE ISSUE OF A NUMBER OF ORDINARY SHARES, WITH NO PAR VALUE, NOT EXCEEDING 10PCT OF THE TOTAL NUMBER OF ALERION'S STOCK CAPITAL SHARES ON THE DATE OF THE POSSIBLE EXERCISE OF THE DELEGATED POWER. RESOLUTIONS RELATED THERETO |
Management | No Action | |||||||||
| E.2 | TO AMEND ART.15 (BOARD
OF DIRECTORS) AND ART. 21 (INTERNAL AUDITORS) OF THE BY LAWS. RESOLUTION RELATED THERETO |
Management | No Action | |||||||||
| BOLSAS Y MERCADOS ESPANOLES SHMSF, SA | ||||||||||||
| Security | E8893G102 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 28-Apr-2020 | ||||||||||
| ISIN | ES0115056139 | Agenda | 712308584 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | APPROVAL OF INDIVIDUAL
AND CONSOLIDATED ANNUAL ACCOUNTS AND MANAGEMENT REPORTS. APPROVAL OF THE MANAGEMENT OF THE BOARD OF DIRECTORS |
Management | For | For | ||||||||
| 2 | ALLOCATION OF RESULTS | Management | For | For | ||||||||
| 3 | APPROVAL OF THE NON
FINANCIAL INFORMATION REPORT |
Management | For | For | ||||||||
| 4 | REELECTION OF MS MARIA
HELENA DOS SANTOS FERNANDES DE SANTANA AS DIRECTOR |
Management | For | For | ||||||||
| 5 | APPROVAL OF THE AMENDMENT
OF THE REMUNERATION POLICY FOR DIRECTORS |
Management | Against | Against | ||||||||
| 6 | CONSULTATIVE VOTE REGARDING
THE ANNUAL REMUNERATION REPORT OF THE BOARD OF DIRECTORS |
Management | For | For | ||||||||
| 7 | RE-ELECTION OF AUDITORS: PRICEWATERHOUSECOOPERS |
Management | For | For | ||||||||
| 8 | AUTHORIZATION TO THE
BOARD OF DIRECTORS FOR THE DERIVATIVE ACQUISITION OF OWN SHARES |
Management | For | For | ||||||||
| 9 | DELEGATION OF POWERS
TO THE BOARD OF DIRECTORS TO IMPLEMENT AGREEMENTS ADOPTED BY SHAREHOLDERS AT THE GENERAL MEETING |
Management | For | For | ||||||||
| 10 | INFORMATION ABOUT THE
AMENDMENTS OF THE REGULATION OF THE BOARD OF DIRECTORS |
Non-Voting | ||||||||||
| CMMT | PLEASE NOTE IN THE
EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 29 APR 2020 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN-VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU |
Non-Voting | ||||||||||
| NOBLE ENERGY, INC. | ||||||||||||
| Security | 655044105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NBL | Meeting Date | 28-Apr-2020 | |||||||||
| ISIN | US6550441058 | Agenda | 935141856 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Jeffrey L. Berenson | Management | For | For | ||||||||
| 1B. | Election of Director: James E. Craddock | Management | For | For | ||||||||
| 1C. | Election of Director: Barbara J. Duganier | Management | For | For | ||||||||
| 1D. | Election of Director: Thomas J. Edelman | Management | For | For | ||||||||
| 1E. | Election of Director: Holli C. Ladhani | Management | For | For | ||||||||
| 1F. | Election of Director: David L. Stover | Management | For | For | ||||||||
| 1G. | Election of Director: Scott D. Urban | Management | For | For | ||||||||
| 1H. | Election of Director: William T. Van Kleef | Management | For | For | ||||||||
| 1I. | Election of Director: Martha B. Wyrsch | Management | For | For | ||||||||
| 2. | To ratify the appointment
of the independent auditor by the Company's Audit Committee. |
Management | For | For | ||||||||
| 3. | To approve, in an advisory vote, executive compensation. | Management | For | For | ||||||||
| 4. | To approve the 2020 Long-Term Incentive Plan. | Management | For | For | ||||||||
| CHARTER COMMUNICATIONS, INC. | ||||||||||||
| Security | 16119P108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CHTR | Meeting Date | 28-Apr-2020 | |||||||||
| ISIN | US16119P1084 | Agenda | 935146224 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: W. Lance Conn | Management | For | For | ||||||||
| 1B. | Election of Director: Kim C. Goodman | Management | For | For | ||||||||
| 1C. | Election of Director: Craig A. Jacobson | Management | For | For | ||||||||
| 1D. | Election of Director: Gregory B. Maffei | Management | For | For | ||||||||
| 1E. | Election of Director: John D. Markley, Jr. | Management | For | For | ||||||||
| 1F. | Election of Director: David C. Merritt | Management | For | For | ||||||||
| 1G. | Election of Director: James E. Meyer | Management | For | For | ||||||||
| 1H. | Election of Director: Steven A. Miron | Management | For | For | ||||||||
| 1I. | Election of Director: Balan Nair | Management | For | For | ||||||||
| 1J. | Election of Director: Michael A. Newhouse | Management | For | For | ||||||||
| 1K. | Election of Director: Mauricio Ramos | Management | For | For | ||||||||
| 1L. | Election of Director: Thomas M. Rutledge | Management | For | For | ||||||||
| 1M. | Election of Director: Eric L. Zinterhofer | Management | For | For | ||||||||
| 2. | Approval, on an advisory
basis, of executive compensation |
Management | For | For | ||||||||
| 3. | The ratification of
the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ended December 31, 2020 |
Management | For | For | ||||||||
| 4. | Stockholder proposal
regarding our Chairman of the Board and CEO roles |
Shareholder | Against | For | ||||||||
| BIO-RAD LABORATORIES, INC. | ||||||||||||
| Security | 090572207 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BIO | Meeting Date | 28-Apr-2020 | |||||||||
| ISIN | US0905722072 | Agenda | 935176354 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Director: Arnold A. Pinkston | Management | For | For | ||||||||
| 1.2 | Election of Director: Melinda Litherland | Management | For | For | ||||||||
| 2. | PROPOSAL to ratify
the selection of KPMG LLP to serve as the Company's independent auditors. |
Management | For | For | ||||||||
| 3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||
| TELENET GROUP HOLDING NV | ||||||||||||
| Security | B89957110 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 29-Apr-2020 | ||||||||||
| ISIN | BE0003826436 | Agenda | 712309308 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | MARKET
RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED |
Non-Voting | ||||||||||
| CMMT | IMPORTANT
MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE |
Non-Voting | ||||||||||
| 1 | TRANSFER OF REGISTERED
OFFICE - AMENDMENT TO THE ARTICLES OF ASSOCIATION |
Management | No Action | |||||||||
| 2 | CANCELLATION OF OWN
SHARES - AMENDMENT TO THE ARTICLES OF ASSOCIATION |
Management | No Action | |||||||||
| 3 | REFORMULATION OF THE
ARTICLES OF ASSOCIATION |
Management | No Action | |||||||||
| CMMT | PLEASE NOTE IN THE
EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 27 MAY 2020 AT 10:00:00. CONSEQUENTLY, YOUR VOTING-INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.-THANK YOU |
Non-Voting | ||||||||||
| TELENET GROUP HOLDING NV | ||||||||||||
| Security | B89957110 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 29-Apr-2020 | ||||||||||
| ISIN | BE0003826436 | Agenda | 712310224 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | MARKET
RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED |
Non-Voting | ||||||||||
| CMMT | IMPORTANT
MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE |
Non-Voting | ||||||||||
| 1 | REPORTS ON THE STATUTORY
FINANCIAL STATEMENTS |
Non-Voting | ||||||||||
| 2 | CONSOLIDATED FINANCIAL
STATEMENTS AND REPORTS ON THE CONSOLIDATED FINANCIAL- STATEMENTS |
Non-Voting | ||||||||||
| 3 | APPROVAL
OF THE STATUTORY FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2019, AND OF THE PROPOSED ALLOCATION OF THE RESULT, INCLUDING THE APPROVAL OF A DIVIDEND OF EUR 1.3050 PER SHARE GROSS, PAYABLE AS FROM 6 MAY 2020. THIS REPRESENTS AN AGGREGATE AMOUNT OF EUR 143.2 MILLION GROSS AS PER 20 MARCH 2020 WHILE NOTING THAT THIS AGGREGATE AMOUNT MAY CHANGE IN FUNCTION OF POSSIBLE CHANGES IN THE NUMBER OF OWN SHARES HELD BY THE COMPANY ON THE RECORD DATE FOR THE PAYMENT OF THE DIVIDEND. THE ANNUAL GENERAL MEETING DELEGATES ALL FURTHER POWERS WITH REGARD TO THE PAYMENT OF THE DIVIDEND TO THE BOARD OF DIRECTORS |
Management | No Action | |||||||||
| 4 | APPROVAL OF THE REMUNERATION
REPORT AS INCLUDED IN THE ANNUAL REPORT OF THE BOARD OF DIRECTORS, FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2019 |
Management | No Action | |||||||||
| 5.A | TO GRANT DISCHARGE
FROM LIABILITY TO THE DIRECTOR WHO IS IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2019, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: BERT DE GRAEVE (IDW CONSULT BV) |
Management | No Action | |||||||||
| 5.B | TO GRANT DISCHARGE
FROM LIABILITY TO THE DIRECTOR WHO IS IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2019, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: JO VAN BIESBROECK (JOVB BV) |
Management | No Action | |||||||||
| 5.C | TO GRANT DISCHARGE
FROM LIABILITY TO THE DIRECTOR WHO IS IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2019, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: CHRISTIANE FRANCK |
Management | No Action | |||||||||
| 5.D | TO GRANT DISCHARGE
FROM LIABILITY TO THE DIRECTOR WHO IS IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2019, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: JOHN PORTER |
Management | No Action | |||||||||
| 5.E | TO GRANT DISCHARGE
FROM LIABILITY TO THE DIRECTOR WHO IS IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2019, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: CHARLES H. BRACKEN |
Management | No Action | |||||||||
| 5.F | TO GRANT DISCHARGE
FROM LIABILITY TO THE DIRECTOR WHO IS IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2019, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: MANUEL KOHNSTAMM |
Management | No Action | |||||||||
| 5.G | TO GRANT DISCHARGE
FROM LIABILITY TO THE DIRECTOR WHO IS IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2019, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: SEVERINA PASCU |
Management | No Action | |||||||||
| 5.H | TO GRANT DISCHARGE
FROM LIABILITY TO THE DIRECTOR WHO IS IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2019, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: AMY BLAIR |
Management | No Action | |||||||||
| 5.I | TO GRANT DISCHARGE
FROM LIABILITY TO THE DIRECTOR WHO IS IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2019, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: ENRIQUE RODRIGUEZ |
Management | No Action | |||||||||
| 5.J | TO GRANT DISCHARGE
FROM LIABILITY TO THE DIRECTOR WHO IS IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2019, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: DIEDERIK KARSTEN |
Management | No Action | |||||||||
| 6 | TO GRANT DISCHARGE
FROM LIABILITY TO THE STATUTORY AUDITOR FOR THE EXERCISE OF HIS MANDATE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2019 |
Management | No Action | |||||||||
| 7.A | RE-APPOINTMENT,
UPON NOMINATION IN ACCORDANCE WITH ARTICLE 18.1 (II) OF THE ARTICLES OF ASSOCIATION, OF MR. CHARLES H. BRACKEN AS DIRECTOR OF THE COMPANY, REMUNERATED AS SET FORTH BELOW UNDER (B) FOR A TERM OF 4 YEARS, WITH IMMEDIATE EFFECT AND UNTIL THE CLOSING OF THE GENERAL SHAREHOLDERS' MEETING OF 2024 WHICH WILL BE HELD TO DELIBERATE ON THE FINANCIAL STATEMENTS OF THE FINANCIAL YEAR ENDED ON DECEMBER 31,2023 |
Management | No Action | |||||||||
| 7.B | THE
MANDATE OF THE DIRECTOR APPOINTED IN ACCORDANCE WITH ITEM 7(A) OF THE AGENDA, IS REMUNERATED IN ACCORDANCE WITH THE RESOLUTIONS OF PRIOR GENERAL SHAREHOLDERS' MEETINGS, IN PARTICULAR (I) A FIXED ANNUAL REMUNERATION OF EUR 12,000 AND (II) AN ATTENDANCE FEE OF EUR 2,000 FOR ATTENDED MEETINGS OF THE BOARD OF DIRECTORS. THE FIXED REMUNERATION WILL ONLY BE PAYABLE IF THE DIRECTOR HAS PARTICIPATED IN AT LEAST HALF OF THE SCHEDULED BOARD MEETINGS. NO SEPARATE REMUNERATION IS PROVIDED FOR MEETINGS OF THE COMMITTEES OF THE BOARD OF DIRECTORS |
Management | No Action | |||||||||
| 8 | REAPPOINTMENT
OF KPMG BEDRIJFSREVISOREN CVBA (B00001), LUCHTHAVEN BRUSSEL NATIONAAL 1K, 1930 ZAVENTEM, AS STATUTORY AUDITOR OF THE COMPANY, CHARGED WITH THE AUDIT OF THE STATUTORYAND CONSOLIDATED ANNUAL ACCOUNTS OF THE COMPANY, FOR A PERIOD OF THREE (3) YEARS. THE MANDATE WILL EXPIRE AT THE CLOSING OF THE GENERAL MEETING CALLED TO APPROVE THE ACCOUNTS FOR THE YEAR ENDING DECEMBER 31, 2022. KPMG BEDRIJFSREVISOREN CVBA HAS DESIGNATED MR. GOTWIN JACKERS (IBR NO. 2158), BEDRIJFSREVISOR / REVISEUR D'ENTREPRISES, AS PERMANENT REPRESENTATIVE. THE FEES OF THE STATUTORY AUDITOR FOR THE AUDIT OF THE STATUTORY ANNUAL ACCOUNTS OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2020 AMOUNT TO EUR 9,572. THE FEES FOR THE AUDIT OF THE OTHER COMPANIES INCLUDED IN THE CONSOLIDATION AND FOR WHICH KPMG BEDRIJFSREVISOREN CVBA HAS BEEN APPOINTED AS STATUTORY AUDITOR, AMOUNT TO EUR 1,293,714 FOR THE YEAR ENDING DECEMBER 31, 2020 |
Management | No Action | |||||||||
| 9 | RATIFICATION
AND APPROVAL, IN AS FAR AS NEEDED AND APPLICABLE, IN ACCORDANCE WITH ARTICLE 7:151 OF THE CODE OF COMPANIES AND ASSOCIATIONS, OF THE TERMS AND CONDITIONS OF (I) THE PERFORMANCE SHARE PLANS, (II) THE SHARE OPTION PLANS AND (III) THE RESTRICTED SHARE PLANS ISSUED ON 6 MAY 2019 TO (SELECTED) EMPLOYEES OF THE COMPANY, WHICH MAY GRANT RIGHTS THAT EITHER COULD HAVE AN IMPACT ON THE COMPANY'S EQUITY OR COULD GIVE RISE TO LIABILITY OR OBLIGATION OF THE COMPANY IN CASE OF A CHANGE OF CONTROL OVER THE COMPANY OR A PUBLIC TAKEOVER BID ON THE SHARES OF THE COMPANY |
Management | No Action | |||||||||
| VASTNED RETAIL BELGIUM SA | ||||||||||||
| Security | B52491105 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 29-Apr-2020 | ||||||||||
| ISIN | BE0003754687 | Agenda | 712313636 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | MARKET
RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED |
Non-Voting | ||||||||||
| CMMT | IMPORTANT
MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE |
Non-Voting | ||||||||||
| 1 | PROPOSAL TO APPROVE
THE MANAGEMENT REPORT |
Management | No Action | |||||||||
| 2 | PROPOSAL TO APPROVE COMMISSIONER REPORT | Management | No Action | |||||||||
| 3 | PROPOSAL TO APPROVE THE ANNUAL ACCOUNTS | Management | No Action | |||||||||
| 4 | PROPOSAL TO APPROVE
THE REMUNERATION REPORT |
Management | No Action | |||||||||
| 5 | PRESENTATION OF THE MANAGEMENT REPORT | Non-Voting | ||||||||||
| 6 | PROPOSAL TO GRANT A
DISCHARGE TO THE ADMINISTRATORS AND THE COMMISSIONER |
Management | No Action | |||||||||
| 7 | PROPOSAL TO RENEW THE
MANDATE OF MR TACO DE GROOT (ADMINISTRATOR) |
Management | No Action | |||||||||
| 8 | QUESTION TIME | Non-Voting | ||||||||||
| ASTRAZENECA PLC | ||||||||||||
| Security | 046353108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AZN | Meeting Date | 29-Apr-2020 | |||||||||
| ISIN | US0463531089 | Agenda | 935143521 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To receive the Company's
Accounts, the Reports of the Directors and Auditor and the Strategic Report for the year ended 31 December 2019 |
Management | For | For | ||||||||
| 2. | To confirm dividends | Management | For | For | ||||||||
| 3. | To reappoint PricewaterhouseCoopers LLP as Auditor | Management | For | For | ||||||||
| 4. | To authorise the Directors
to agree the remuneration of the Auditor |
Management | For | For | ||||||||
| 5A. | Election of Director: Leif Johansson | Management | For | For | ||||||||
| 5B. | Election of Director: Pascal Soriot | Management | For | For | ||||||||
| 5C. | Election of Director: Marc Dunoyer | Management | For | For | ||||||||
| 5D. | Election of Director: Geneviève Berger | Management | Against | Against | ||||||||
| 5E. | Election of Director: Philip Broadley | Management | For | For | ||||||||
| 5F. | Election of Director: Graham Chipchase | Management | For | For | ||||||||
| 5G. | Election of Director: Michel Demaré | Management | For | For | ||||||||
| 5H. | Election of Director: Deborah DiSanzo | Management | For | For | ||||||||
| 5I. | Election of Director: Sheri McCoy | Management | For | For | ||||||||
| 5J. | Election of Director: Tony Mok | Management | For | For | ||||||||
| 5K. | Election of Director: Nazneen Rahman | Management | For | For | ||||||||
| 5l. | Election of Director: Marcus Wallenberg | Management | Against | Against | ||||||||
| 6. | To approve the Annual
Report on Remuneration for the year ended 31 December 2019 |
Management | For | For | ||||||||
| 7. | To approve the Directors' Remuneration Policy | Management | For | For | ||||||||
| 8. | To authorise limited political donations | Management | For | For | ||||||||
| 9. | To authorise the Directors to allot shares | Management | For | For | ||||||||
| 10. | authorise the Directors
to disapply pre-emption rights (Special Resolution) |
Management | For | For | ||||||||
| 11. | To authorise the Directors
to further disapply pre-emption rights for acquisitions and specified capital investments (Special Resolution) |
Management | For | For | ||||||||
| 12. | To authorise the Company
to purchase its own shares (Special Resolution) |
Management | For | For | ||||||||
| 13. | To reduce the notice
period for general meetings (Special Resolution) |
Management | For | For | ||||||||
| 14. | To approve the 2020 Performance Share Plan | Management | For | For | ||||||||
| PROLOGIS, INC. | ||||||||||||
| Security | 74340W103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PLD | Meeting Date | 29-Apr-2020 | |||||||||
| ISIN | US74340W1036 | Agenda | 935145664 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Hamid R. Moghadam | Management | For | For | ||||||||
| 1B. | Election of Director: Cristina G. Bita | Management | For | For | ||||||||
| 1C. | Election of Director: George L. Fotiades | Management | For | For | ||||||||
| 1D. | Election of Director: Lydia H. Kennard | Management | For | For | ||||||||
| 1E. | Election of Director: Irving F. Lyons III | Management | For | For | ||||||||
| 1F. | Election of Director: Avid Modjtabai | Management | For | For | ||||||||
| 1G. | Election of Director: David P. O'Connor | Management | For | For | ||||||||
| 1H. | Election of Director: Olivier Piani | Management | For | For | ||||||||
| 1I. | Election of Director: Jeffrey L. Skelton | Management | For | For | ||||||||
| 1J. | Election of Director: Carl B. Webb | Management | For | For | ||||||||
| 1K. | Election of Director: William D. Zollars | Management | For | For | ||||||||
| 2. | Advisory Vote to Approve
the Company's Executive Compensation for 2019 |
Management | For | For | ||||||||
| 3. | Vote to Approve the
Prologis, Inc. 2020 Long-Term Incentive Plan |
Management | For | For | ||||||||
| 4. | Vote to Approve an
Amendment to our Articles of Incorporation to Increase the Number of Authorized Shares of Common Stock |
Management | For | For | ||||||||
| 5. | Ratification of the
Appointment of KPMG LLP as the Company's Independent Registered Public Accounting Firm for the Year 2020 |
Management | For | For | ||||||||
| WADDELL & REED FINANCIAL, INC. | ||||||||||||
| Security | 930059100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WDR | Meeting Date | 29-Apr-2020 | |||||||||
| ISIN | US9300591008 | Agenda | 935147909 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Sharilyn S. Gasaway | For | For | |||||||||
| 2 | Katherine M.A. Kline | For | For | |||||||||
| 3 | Jerry W. Walton | For | For | |||||||||
| 2. | Advisory vote to approve
named executive officer compensation. |
Management | For | For | ||||||||
| 3. | Approve the Waddell
& Reed Financial, Inc. Stock Incentive Plan, as amended and restated. |
Management | Against | Against | ||||||||
| 4. | Ratify the appointment
of KPMG LLP as the independent registered public accounting firm for the fiscal year 2020. |
Management | For | For | ||||||||
| MYERS INDUSTRIES, INC. | ||||||||||||
| Security | 628464109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MYE | Meeting Date | 29-Apr-2020 | |||||||||
| ISIN | US6284641098 | Agenda | 935156984 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | SARAH R. COFFIN | For | For | |||||||||
| 2 | RONALD M. DE FEO | For | For | |||||||||
| 3 | WILLIAM A. FOLEY | For | For | |||||||||
| 4 | F. JACK LIEBAU, JR. | For | For | |||||||||
| 5 | BRUCE M. LISMAN | For | For | |||||||||
| 6 | LORI LUTEY | For | For | |||||||||
| 7 | MICHAEL MCGAUGH | For | For | |||||||||
| 8 | JANE SCACCETTI | For | For | |||||||||
| 9 | ROBERT A. STEFANKO | For | For | |||||||||
| 2. | Advisory approval of
the compensation of the named executive officers |
Management | For | For | ||||||||
| 3. | To ratify the appointment
of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020 |
Management | For | For | ||||||||
| ASTEC INDUSTRIES, INC. | ||||||||||||
| Security | 046224101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ASTE | Meeting Date | 30-Apr-2020 | |||||||||
| ISIN | US0462241011 | Agenda | 935142923 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | William D. Gehl | For | For | |||||||||
| 2 | William G. Dorey | For | For | |||||||||
| 3 | Charles F. Potts | For | For | |||||||||
| 4 | Barry A. Ruffalo | For | For | |||||||||
| 2. | To approve the Compensation
of the Company's named executive officers. |
Management | For | For | ||||||||
| 3. | To ratify the appointment
of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2020. |
Management | For | For | ||||||||
| VALLEY NATIONAL BANCORP | ||||||||||||
| Security | 919794107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | VLY | Meeting Date | 01-May-2020 | |||||||||
| ISIN | US9197941076 | Agenda | 935149698 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Andrew B. Abramson | Management | For | For | ||||||||
| 1B. | Election of Director: Peter J. Baum | Management | For | For | ||||||||
| 1C. | Election of Director: Eric P. Edelstein | Management | For | For | ||||||||
| 1D. | Election of Director: Graham O. Jones | Management | For | For | ||||||||
| 1E. | Election of Director: Marc J. Lenner | Management | For | For | ||||||||
| 1F. | Election of Director: Kevin J. Lynch | Management | For | For | ||||||||
| 1G. | Election of Director: Peter V. Maio | Management | For | For | ||||||||
| 1H. | Election of Director: Ira Robbins | Management | For | For | ||||||||
| 1I. | Election of Director: Suresh L. Sani | Management | For | For | ||||||||
| 1J. | Election of Director: Lisa J. Schultz | Management | For | For | ||||||||
| 1K. | Election of Director: Jennifer W. Steans | Management | For | For | ||||||||
| 1L. | Election of Director: Jeffrey S. Wilks | Management | For | For | ||||||||
| 2. | Ratification of the
appointment of KPMG LLP as Valley's independent registered public accounting firm for the fiscal year ending December 31, 2020. |
Management | For | For | ||||||||
| 3. | An advisory vote on executive compensation. | Management | For | For | ||||||||
| 4. | An amendment to the
Restated Certificate of Incorporation of Valley National Bancorp to increase the number of authorized shares of common stock. |
Management | For | For | ||||||||
| 5. | A shareholder proposal
if properly presented at the Annual Meeting. |
Shareholder | Against | For | ||||||||
| THE E.W. SCRIPPS COMPANY | ||||||||||||
| Security | 811054402 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SSP | Meeting Date | 04-May-2020 | |||||||||
| ISIN | US8110544025 | Agenda | 935151605 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Lauren Rich Fine | Management | Abstain | Against | ||||||||
| 1B. | Election of Director: Wonya Y. Lucas | Management | Abstain | Against | ||||||||
| 1C. | Election of Director: Kim Williams | Management | Abstain | Against | ||||||||
| ENDESA SA | ||||||||||||
| Security | E41222113 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 05-May-2020 | ||||||||||
| ISIN | ES0130670112 | Agenda | 712327457 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | APPROVAL
OF THE INDIVIDUAL ANNUAL FINANCIAL STATEMENTS OF ENDESA, S.A. (BALANCE SHEET, INCOME STATEMENT, STATEMENT OF CHANGES IN EQUITY: STATEMENT OF RECOGNISED INCOME AND EXPENSE AND STATEMENT OF TOTAL CHANGES IN EQUITY, STATEMENT OF CASH FLOWS AND THE NOTES THERETO), AS WELL AS OF THE CONSOLIDATED ANNUAL FINANCIAL STATEMENTS OF ENDESA, S.A. AND SUBSIDIARIES (CONSOLIDATED STATEMENT OF FINANCIAL POSITION, CONSOLIDATED INCOME STATEMENT, CONSOLIDATED STATEMENT OF OTHER COMPREHENSIVE INCOME, CONSOLIDATED STATEMENT OF CHANGES IN EQUITY, CONSOLIDATED STATEMENT OF CASH FLOWS AND THE NOTES THERETO), FOR THE YEAR ENDED 31 DECEMBER 2019 |
Management | For | For | ||||||||
| 2 | APPROVAL OF THE INDIVIDUAL
MANAGEMENT REPORT OF ENDESA, S.A. AND OF THE CONSOLIDATED MANAGEMENT REPORT OF ENDESA, S.A. AND SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER 2019 |
Management | For | For | ||||||||
| 3 | APPROVAL OF THE NON-FINANCIAL
INFORMATION STATEMENT OF ITS CONSOLIDATED GROUP FOR THE YEAR ENDED 31 DECEMBER 2019 |
Management | For | For | ||||||||
| 4 | APPROVAL OF THE CORPORATE
MANAGEMENT FOR THE YEAR ENDED 31 DECEMBER 2019 |
Management | For | For | ||||||||
| 5 | APPROVAL OF THE PROPOSED
DISTRIBUTION OF PROFIT FOR THE YEAR ENDED 31 DECEMBER 2019 |
Management | For | For | ||||||||
| 6 | DELEGATION
TO THE BOARD OF DIRECTORS FOR A PERIOD OF FIVE YEARS, OF THE POWER TO ISSUE OBLIGATIONS, BONDS, PROMISSORY NOTES OR OTHER SECURITIES, BOTH SIMPLE AND EXCHANGEABLE AND/OR CONVERTIBLE INTO SHARES OF THE COMPANY, AS WELL AS WARRANTS, WITH THE POWER TO EXCLUDE THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF THE SHAREHOLDERS, LIMITED TO 10% OF THE SHARE CAPITAL |
Management | For | For | ||||||||
| 7 | AUTHORISATION FOR THE
COMPANY, DIRECTLY OR THROUGH ITS SUBSIDIARIES, TO ACQUIRE TREASURY SHARES |
Management | For | For | ||||||||
| 8 | DELETION
OF ARTICLE 17 OF THE CORPORATE BYLAWS, INSERTION OF TWO NEW ARTICLES, NUMBERS 50 AND 53, MODIFICATION OF THE CURRENT ARTICLES 37, 49, 52 AND 53, GROUPING OF ARTICLES FROM TITLE V INTO THREE NEW CHAPTERS, AND MODIFICATION OF THE NUMBERING OF ARTICLES 18 TO 53 AND CROSS REFERENCES TO OTHER BYLAW PROVISIONS, TO REFORM THE REGULATION OF THE COMMITTEES OF THE BOARD OF DIRECTORS |
Management | For | For | ||||||||
| 9 | MODIFICATION
OF ARTICLES 27, 28 AND 31 OF THE CORPORATE BYLAWS (WHICH AFTER THE NUMBERING CHANGE PROPOSED IN THE PREVIOUS ITEM, WOULD BECOME ARTICLES 26, 27 AND 30), AND ADDITION OF A NEW ARTICLE 26-BIS TO SET A NUMBER MINIMUM NUMBER OF SHARES TO ATTEND THE GENERAL SHAREHOLDERS' MEETING AND ALLOW REMOTE AND ELECTRONIC PARTICIPATION OF ALL THE COMPANY'S SHAREHOLDERS |
Management | For | For | ||||||||
| 10 | MODIFICATION OF ARTICLE
56 OF THE CORPORATE BYLAWS TO INCLUDE A REFERENCE TO THE NON- FINANCIAL INFORMATION STATEMENT IN THE REGULATION OF THE MANAGEMENT REPORT |
Management | For | For | ||||||||
| 11 | MODIFICATION OF ARTICLE
6 OF THE GENERAL MEETING REGULATIONS TO ATTRIBUTE TO THE GENERAL SHAREHOLDERS' MEETING THE PURVIEW RELATING TO THE APPROVAL OF THE NON-FINANCIAL INFORMATION STATEMENT |
Management | For | For | ||||||||
| 12 | MODIFICATION
OF ARTICLES 10, 11 AND 21 OF THE GENERAL MEETING REGULATIONS AND ADDITION OF A NEW ARTICLE 10-BIS TO REFLECT THE AMENDMENTS TO THE CORPORATE BYLAWS REGARDING THE SETTING OF A MINIMUM NUMBER OF SHARES TO ATTEND THE GENERAL SHAREHOLDERS' MEETING AND TO ALLOW THE REMOTE AND ELECTRONIC PARTICIPATION OF ALL THE COMPANY'S SHAREHOLDERS |
Management | For | For | ||||||||
| 13 | RATIFICATION OF THE
APPOINTMENT BY CO- OPTATION AND RE-ELECTION OF MR. ANTONIO CAMMISECRA AS PROPRIETARY DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 14 | APPOINTMENT OF MS.
PILAR GONZALEZ DE FRUTOS AS INDEPENDENT DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 15 | APPOINTMENT OF MS.
EUGENIA BIETO CAUBET AS INDEPENDENT DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 16 | APPOINTMENT OF MS.
ALICIA KOPLOWITZ Y ROMERO DE JUSEU AS INDEPENDENT DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 17 | SETTING OF THE NUMBER
OF MEMBERS OF THE BOARD OF DIRECTORS AT THIRTEEN |
Management | For | For | ||||||||
| 18 | BINDING VOTE ON THE
ANNUAL REPORT ON DIRECTOR REMUNERATION |
Management | For | For | ||||||||
| 19 | APPROVAL OF THE DIRECTOR
REMUNERATION POLICY FOR 2020-2022 |
Management | For | For | ||||||||
| 20 | APPROVAL OF THE STRATEGIC
INCENTIVE 2020- 2022 (WHICH INCLUDES PAYMENT IN COMPANY SHARES) |
Management | For | For | ||||||||
| 21 | DELEGATION
TO THE BOARD OF DIRECTORS TO EXECUTE AND IMPLEMENT RESOLUTIONS ADOPTED BY THE GENERAL MEETING, AS WELL AS TO SUBSTITUTE THE POWERS ENTRUSTED THERETO BY THE GENERAL MEETING, AND GRANTING OF POWERS TO THE BOARD OF DIRECTORS TO RECORD SUCH RESOLUTIONS IN A PUBLIC INSTRUMENT AND REGISTER AND, AS THE CASE MAY BE, CORRECT SUCH RESOLUTIONS |
Management | For | For | ||||||||
| PRIMO WATER CORPORATION | ||||||||||||
| Security | 74167P108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PRMW | Meeting Date | 05-May-2020 | |||||||||
| ISIN | CA74167P1080 | Agenda | 935149701 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Britta Bomhard | For | For | |||||||||
| 2 | Susan E. Cates | For | For | |||||||||
| 3 | Jerry Fowden | For | For | |||||||||
| 4 | Stephen H. Halperin | For | For | |||||||||
| 5 | Thomas J. Harrington | For | For | |||||||||
| 6 | Betty Jane Hess | For | For | |||||||||
| 7 | Gregory Monahan | For | For | |||||||||
| 8 | Mario Pilozzi | For | For | |||||||||
| 9 | Billy D. Prim | For | For | |||||||||
| 10 | Eric Rosenfeld | For | For | |||||||||
| 11 | Graham W. Savage | For | For | |||||||||
| 12 | Steven P. Stanbrook | For | For | |||||||||
| 2. | Appointment of Independent
Registered Certified Public Accounting Firm. Appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. |
Management | For | For | ||||||||
| 3. | Non-Binding Advisory
Vote on Executive Compensation. Approval, on a non-binding advisory basis, of the compensation of Primo Water Corporation's named executive officers.. |
Management | For | For | ||||||||
| BRISTOL-MYERS SQUIBB COMPANY | ||||||||||||
| Security | 110122108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BMY | Meeting Date | 05-May-2020 | |||||||||
| ISIN | US1101221083 | Agenda | 935151681 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Peter J. Arduini | Management | For | For | ||||||||
| 1B. | Election of Director: Robert Bertolini | Management | For | For | ||||||||
| 1C. | Election of Director: Michael W. Bonney | Management | For | For | ||||||||
| 1D. | Election of Director: Giovanni Caforio, M.D. | Management | For | For | ||||||||
| 1E. | Election of Director: Matthew W. Emmens | Management | For | For | ||||||||
| 1F. | Election of Director: Julia A. Haller, M.D. | Management | For | For | ||||||||
| 1G. | Election of Director: Dinesh C. Paliwal | Management | For | For | ||||||||
| 1H. | Election of Director: Theodore R. Samuels | Management | For | For | ||||||||
| 1I. | Election of Director: Vicki L. Sato, Ph.D. | Management | For | For | ||||||||
| 1J. | Election of Director: Gerald L. Storch | Management | For | For | ||||||||
| 1K. | Election of Director: Karen H. Vousden, Ph.D. | Management | For | For | ||||||||
| 1L. | Election of Director: Phyllis R. Yale | Management | For | For | ||||||||
| 2. | Advisory vote to approve
the compensation of our Named Executive Officers. |
Management | For | For | ||||||||
| 3. | Ratification of the
appointment of an independent registered public accounting firm. |
Management | For | For | ||||||||
| 4. | Shareholder Proposal on Separate Chair & CEO. | Shareholder | Against | For | ||||||||
| 5. | Shareholder Proposal
on Shareholder Right to Act by Written Consent. |
Shareholder | Against | For | ||||||||
| ADESTO TECHNOLOGIES CORPORATION | ||||||||||||
| Security | 00687D101 | Meeting Type | Special | |||||||||
| Ticker Symbol | IOTS | Meeting Date | 05-May-2020 | |||||||||
| ISIN | US00687D1019 | Agenda | 935173435 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To
adopt the Agreement and Plan of Merger (as it may be amended from time to time, the "Merger Agreement"), dated as of February 20, 2020, by and among Dialog Semiconductor plc ("Dialog"), a company incorporated in England and Wales, Azara Acquisition Corp., a Delaware corporation and a wholly owned direct or indirect subsidiary of Dialog, and Adesto Technologies Corporation, a Delaware corporation ("Adesto"). |
Management | For | For | ||||||||
| 2. | To
approve adjournment of virtual special meeting to a later date/dates to (i) solicit additional proxies if (a) Adesto's Board determines that there are insufficient shares of Adesto's Common Stock represented to constitute a quorum (b) Adesto has not received proxies sufficient to approve adoption of Merger Agreement at virtual special meeting (ii) give holders of Adesto's Common Stock additional time to evaluate any supplement/ amendment to enclosed proxy statement or (iii) otherwise comply with applicable law. |
Management | For | For | ||||||||
| POPE RESOURCES | ||||||||||||
| Security | 732857107 | Meeting Type | Special | |||||||||
| Ticker Symbol | POPE | Meeting Date | 05-May-2020 | |||||||||
| ISIN | US7328571077 | Agenda | 935181494 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To approve the agreement
and plan of merger dated January 14, 2020, as amended, and the merger and the other transactions contemplated by the merger by the merger agreement |
Management | For | For | ||||||||
| 2. | To approve on an advisory
(non-binding) basis certain compensation to be paid to certain executive officers of Pope in connection with, or following, the merger |
Management | For | For | ||||||||
| 3. | To
approve the adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the merger agreement and the transactions contemplated thereby, including the merger. |
Management | For | For | ||||||||
| PERRIGO COMPANY PLC | ||||||||||||
| Security | G97822103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PRGO | Meeting Date | 06-May-2020 | |||||||||
| ISIN | IE00BGH1M568 | Agenda | 935145397 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Director: Bradley A. Alford | Management | For | For | ||||||||
| 1.2 | Election of Director: Rolf A. Classon | Management | For | For | ||||||||
| 1.3 | Election of Director: Adriana Karaboutis | Management | For | For | ||||||||
| 1.4 | Election of Director: Murray S. Kessler | Management | For | For | ||||||||
| 1.5 | Election of Director: Jeffrey B. Kindler | Management | For | For | ||||||||
| 1.6 | Election of Director: Erica L. Mann | Management | For | For | ||||||||
| 1.7 | Election of Director: Donal O'Connor | Management | For | For | ||||||||
| 1.8 | Election of Director: Geoffrey M. Parker | Management | For | For | ||||||||
| 1.9 | Election of Director: Theodore R. Samuels | Management | For | For | ||||||||
| 2. | Ratify the appointment
of Ernst & Young LLP as our independent auditor for the period ending December 31, 2020 and authorize the Board of Directors, acting through the Audit Committee, to fix the remuneration of the auditor. |
Management | For | For | ||||||||
| 3. | Advisory vote on the
Company's executive compensation. |
Management | For | For | ||||||||
| 4. | Renew the Board's authority
to issue shares under Irish law. |
Management | For | For | ||||||||
| 5. | Renew the Board's authority
to opt-out of statutory pre- emption rights under Irish law. |
Management | Against | Against | ||||||||
| MONEYGRAM INTERNATIONAL, INC. | ||||||||||||
| Security | 60935Y208 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MGI | Meeting Date | 06-May-2020 | |||||||||
| ISIN | US60935Y2081 | Agenda | 935151364 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: J. Coley Clark | Management | For | For | ||||||||
| 1B. | Election of Director: Victor W. Dahir | Management | For | For | ||||||||
| 1C. | Election of Director: Antonio O. Garza | Management | For | For | ||||||||
| 1D. | Election of Director: W. Alexander Holmes | Management | For | For | ||||||||
| 1E. | Election of Director: Michael P. Rafferty | Management | For | For | ||||||||
| 1F. | Election of Director: W. Bruce Turner | Management | For | For | ||||||||
| 1G. | Election of Director: Peggy Vaughan | Management | For | For | ||||||||
| 2. | Ratification of the
appointment of KPMG LLP as our independent registered public accounting firm for 2020. |
Management | For | For | ||||||||
| 3. | Approval of an advisory vote on executive compensation. | Management | For | For | ||||||||
| 4. | Approval of an Amendment
and Restatement of the MoneyGram International, Inc. 2005 Omnibus Incentive Plan. |
Management | Against | Against | ||||||||
| NORBORD INC. | ||||||||||||
| Security | 65548P403 | Meeting Type | Annual | |||||||||
| Ticker Symbol | OSB | Meeting Date | 06-May-2020 | |||||||||
| ISIN | CA65548P4033 | Agenda | 935155538 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | Jack Cockwell | For | For | |||||||||
| 2 | Paul Gagné | For | For | |||||||||
| 3 | Peter Gordon | For | For | |||||||||
| 4 | Paul Houston | For | For | |||||||||
| 5 | Marian Lawson | For | For | |||||||||
| 6 | Colleen McMorrow | For | For | |||||||||
| 7 | Denise Nemchev | For | For | |||||||||
| 8 | Lori Pearson | For | For | |||||||||
| 9 | Peter Wijnbergen | For | For | |||||||||
| 2 | The appointment of
KPMG LLP as auditors of the Company and authorizing the directors to fix their remuneration. |
Management | For | For | ||||||||
| 3 | ON AN ADVISORY BASIS,
the resolution accepting the Company's approach to executive compensation. |
Management | For | For | ||||||||
| PAN AMERICAN SILVER CORP. | ||||||||||||
| Security | 697900108 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | PAAS | Meeting Date | 06-May-2020 | |||||||||
| ISIN | CA6979001089 | Agenda | 935155867 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | Ross J. Beaty | For | For | |||||||||
| 2 | Michael Steinmann | For | For | |||||||||
| 3 | Michael L. Carroll | For | For | |||||||||
| 4 | Neil de Gelder | For | For | |||||||||
| 5 | Walter T. Segsworth | For | For | |||||||||
| 6 | Gillian D. Winckler | For | For | |||||||||
| 7 | Charles A. Jeannes | For | For | |||||||||
| 2 | Appointment of Deloitte
LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. |
Management | For | For | ||||||||
| 3 | To consider and, if
thought appropriate, to pass an ordinary, non-binding "say on pay" resolution approving the Company's approach to executive compensation, the complete text of which is set out in the information circular for the Meeting. |
Management | For | For | ||||||||
| HORIZON BANCORP, INC. | ||||||||||||
| Security | 440407104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HBNC | Meeting Date | 07-May-2020 | |||||||||
| ISIN | US4404071049 | Agenda | 935143204 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | JAMES B. DWORKIN | For | For | |||||||||
| 2 | MICHELE M. MAGNUSON | For | For | |||||||||
| 3 | DANIEL F. HOPP | For | For | |||||||||
| 4 | STEVEN W. REED | For | For | |||||||||
| 2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||
| 3. | Ratification of appointment
of BKD, LLP as independent auditors. |
Management | For | For | ||||||||
| AMPCO-PITTSBURGH CORPORATION | ||||||||||||
| Security | 032037103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AP | Meeting Date | 07-May-2020 | |||||||||
| ISIN | US0320371034 | Agenda | 935150437 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | James J. Abel | For | For | |||||||||
| 2 | William K. Lieberman | For | For | |||||||||
| 3 | Stephen E. Paul | For | For | |||||||||
| 4 | Carl H Pforzheimer, III | For | For | |||||||||
| 2. | To approve, in a non-binding
vote, the compensation of the named executive officers. |
Management | For | For | ||||||||
| 3. | To ratify the appointment
of BDO USA, LLP as the independent registered public accounting firm for 2020. |
Management | For | For | ||||||||
| CINCINNATI BELL INC. | ||||||||||||
| Security | 171871502 | Meeting Type | Special | |||||||||
| Ticker Symbol | CBB | Meeting Date | 07-May-2020 | |||||||||
| ISIN | US1718715022 | Agenda | 935166226 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To
adopt the Agreement and Plan of Merger, dated as of March 13, 2020 (the "merger agreement"), by and among Red Fiber Parent LLC, a Delaware limited liability company ("Parent"), Cincinnati Bell Inc., an Ohio corporation (the "Company"), and RF Merger Sub Inc., an Ohio corporation and a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub will be merged with and into the Company (the "merger"), with the Company surviving the merger as a subsidiary of Parent. |
Management | For | For | ||||||||
| 2. | To approve, on an advisory
(non-binding) basis, the compensation that may be paid or become payable to the Company's named executive officers in connection with, or following, the consummation of the merger. |
Management | For | For | ||||||||
| 3. | To
adjourn the special meeting to a later date or time, if necessary or appropriate, to solicit additional proxies in the event there are insufficient votes at the time of the special meeting or any adjournment or postponement thereof to adopt the merger agreement. |
Management | For | For | ||||||||
| VULCAN MATERIALS COMPANY | ||||||||||||
| Security | 929160109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | VMC | Meeting Date | 08-May-2020 | |||||||||
| ISIN | US9291601097 | Agenda | 935151554 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Melissa H. Anderson | Management | For | For | ||||||||
| 1B. | Election of Director: O. B. Grayson Hall, Jr. | Management | For | For | ||||||||
| 1C. | Election of Director: James T. Prokopanko | Management | For | For | ||||||||
| 1D. | Election of Director: George Willis | Management | For | For | ||||||||
| 2. | Approval, on an advisory
basis, of the compensation of our named executive officers. |
Management | For | For | ||||||||
| 3. | Ratification of the
appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2020. |
Management | For | For | ||||||||
| GILAT SATELLITE NETWORKS LTD. | ||||||||||||
| Security | M51474118 | Meeting Type | Special | |||||||||
| Ticker Symbol | GILT | Meeting Date | 08-May-2020 | |||||||||
| ISIN | IL0010825102 | Agenda | 935188690 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | The approval of (i)
the Agreement and Plan of Merger dated as of January 29, 2020 (as it may be amended from time to time, the ...(due to space limits, see proxy material for full proposal). |
Management | For | For | ||||||||
| 1A. | By
marking the "YES" box, you confirm that you are not a shareholder listed in Section 320(c) of the ICL (i.e., you are neither Merger Sub nor do you own directly or indirectly through Comtech, 25% or more of the ordinary shares or other kind of means of control of Merger Sub). Mark "for" = yes or "against" = no. |
Management | For | |||||||||
| 2. | To approve the purchase
of a seven-year "tail" endorsement to the Company's current directors' and officers' liability insurance policy. |
Management | For | For | ||||||||
| 2A. | By
marking the "YES" box, you confirm that you are not a "controlling shareholder" and do not have a "personal interest" (each as defined in the ICL) in the approval of Proposal 2. If you cannot make such confirmation, please check the "NO" box. Mark "for" = yes or "against" = no. |
Management | For | |||||||||
| 3. | To approve the payment
of a transaction bonus to the Chief Executive Officer of the Company. |
Management | For | For | ||||||||
| 3A. | By
marking the "YES" box, you confirm that you are not a "controlling shareholder" and do not have a "personal interest" (each as defined in the ICL) in the approval of Proposal 3. If you cannot make such confirmation, please check the "NO" box. Mark "for" = yes or "against" = no. |
Management | For | |||||||||
| 4. | To approve the payment
of a transaction bonus to the Chief Financial Officer of the Company. |
Management | For | For | ||||||||
| 4A. | By
marking the "YES" box, you confirm that you are not a "controlling shareholder" and do not have a "personal interest" (each as defined in the ICL) in the approval of Proposal 4. If you cannot make such confirmation, please check the "NO" box. Mark "for" = yes or "against" = no. |
Management | For | |||||||||
| 5. | To approve an amendment
to the executive bonus payment schedule ...(due to space limits, see proxy material for full proposal). |
Management | For | For | ||||||||
| 5A. | By
marking the "YES" box, you confirm that you are not a "controlling shareholder" and do not have a "personal interest" (each as defined in the ICL) in the approval of Proposal 5. If you cannot make such confirmation, please check the "NO" box. Mark "for" = yes or "against" = no. |
Management | For | |||||||||
| 6. | To reelect Elyezer
Shkedy to serve as an External Director (within the meaning of the ICL) on the Company's Board of ...(due to space limits, see proxy material for full proposal). |
Management | For | For | ||||||||
| 6A. | By
marking the "YES" box, you confirm that you are not a "controlling shareholder" and do not have a "personal interest" (each as defined in the ICL) in the approval of Proposal 6. If you cannot make such confirmation, please check the "NO" box. Mark "for" = yes or "against" = no. |
Management | For | |||||||||
| SWEDOL AB | ||||||||||||
| Security | W95676107 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 11-May-2020 | ||||||||||
| ISIN | SE0001733841 | Agenda | 712383758 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | AN ABSTAIN VOTE CAN
HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION |
Non-Voting | ||||||||||
| CMMT | MARKET
RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED |
Non-Voting | ||||||||||
| CMMT | IMPORTANT
MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE |
Non-Voting | ||||||||||
| 1 | OPENING OF THE MEETING
AND ELECTION OF A CHAIRPERSON: ATTORNEY PONTUS ENQUIST |
Non-Voting | ||||||||||
| 2 | PREPARATION AND APPROVAL
OF A VOTING REGISTER |
Non-Voting | ||||||||||
| 3 | ELECTION OF ONE OR
TWO PERSONS TO ATTEST THE MINUTES |
Non-Voting | ||||||||||
| 4 | DETERMINATION OF WHETHER
THE GENERAL MEETING HAS BEEN DULY CONVENED |
Non-Voting | ||||||||||
| 5 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||
| 6 | PRESENTATION OF THE
ANNUAL REPORT, AUDITOR'S REPORT, CONSOLIDATED FINANCIAL- STATEMENTS AND AUDITOR'S REPORT FOR THE GROUP |
Non-Voting | ||||||||||
| 7.A | RESOLUTIONS REGARDING:
ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET, AS WELL AS THE CONSOLIDATED INCOME STATEMENT AND CONSOLIDATED BALANCE SHEET |
Management | No Action | |||||||||
| 7.B | PLEASE NOTE THAT THIS
RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLUTIONS REGARDING: APPROPRIATION OF THE COMPANY'S PROFIT IN ACCORDANCE WITH THE ADOPTED BALANCE SHEET AND THE RECORD DATE FOR DIVIDENDS |
Shareholder | No Action | |||||||||
| 7.C | RESOLUTIONS REGARDING:
DISCHARGE FROM LIABILITY FOR THE DIRECTORS AND CEO |
Management | No Action | |||||||||
| 8 | PLEASE
NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: DETERMINATION OF THE NUMBER OF DIRECTORS AND ALTERNATES AS WELL AS THE NUMBER OF AUDITORS AND ALTERNATE AUDITORS: 5 DIRECTORS AND NO ALTERNATE DIRECTORS. IN ADDITION, IT IS PROPOSED THAT A REGISTERED ACCOUNTING FIRM BE APPOINTED AS AUDITOR, WITHOUT ALTERNATE AUDITORS |
Shareholder | No Action | |||||||||
| 9 | PLEASE NOTE THAT THIS
RESOLUTION IS A SHAREHOLDER PROPOSAL: DETERMINATION OF FEES FOR THE DIRECTORS AND AUDITORS |
Shareholder | No Action | |||||||||
| 10 | PLEASE
NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: ELECTION OF THE DIRECTORS, THE CHAIRMAN OF THE BOARD OF DIRECTORS, AND AUDITORS: MOMENTUM GROUP PROPOSES THE NEW ELECTION OF JOHAN SJO, ULF LILIUS, NIKLAS ENMARK, CLEIN JOHANSSON ULLENVIK AND IRENE WISENBORN BELLANDER FOR A TERM UNTIL THE NEXT ANNUAL GENERAL MEETING. JOHAN SJO IS PROPOSED AS CHAIRMAN OF THE BOARD OF DIRECTORS. MOMENTUM GROUP PROPOSES THAT THE REGISTERED ACCOUNTANCY FIRM KPMG AB BE RE-ELECTED AS THE COMPANY'S AUDITOR FOR THE PERIOD UNTIL THE CLOSE OF THE NEXT ANNUAL GENERAL MEETING |
Shareholder | No Action | |||||||||
| 11 | PLEASE NOTE THAT THIS
RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLUTION TO CHANGE THE COMPANY CATEGORY AND TO AMEND THE ARTICLES OF ASSOCIATION: ARTICLE 1 |
Shareholder | No Action | |||||||||
| 12 | PLEASE NOTE THAT THIS
RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLUTION TO AMEND THE ARTICLES OF ASSOCIATION: ARTICLES 6 AND 8 |
Shareholder | No Action | |||||||||
| 13 | CLOSURE OF THE MEETING | Non-Voting | ||||||||||
| IDORSIA LTD | ||||||||||||
| Security | H3879B109 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 13-May-2020 | ||||||||||
| ISIN | CH0363463438 | Agenda | 712364710 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL
OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. |
Non-Voting | ||||||||||
| CMMT | PART
2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE |
Non-Voting | ||||||||||
| 1.1 | APPROVAL OF ANNUAL
REPORT 2019, CONSOLIDATED FINANCIAL STATEMENTS 2019, AND STATUTORY FINANCIAL STATEMENTS 2019 |
Management | No Action | |||||||||
| 1.2 | CONSULTATIVE VOTE ON
THE COMPENSATION REPORT 2019 |
Management | No Action | |||||||||
| 2 | APPROPRIATION OF AVAILABLE EARNINGS | Management | No Action | |||||||||
| 3 | DISCHARGE OF THE BOARD
OF DIRECTORS AND OF THE EXECUTIVE COMMITTEE |
Management | No Action | |||||||||
| 4.1 | INCREASE OF CONDITIONAL
SHARE CAPITAL REGARDING THE ISSUANCE OF EMPLOYEE PARTICIPATION RIGHTS |
Management | No Action | |||||||||
| 4.2 | INCREASE OF CONDITIONAL
SHARE CAPITAL REGARDING THE ISSUANCE OF CONVERSION RIGHTS |
Management | No Action | |||||||||
| 5 | INCREASE AND EXTENSION
OF EXISTING AUTHORIZED SHARE CAPITAL |
Management | No Action | |||||||||
| 6.1.1 | RE-ELECTION OF MEMBER
OF THE BOARD OF DIRECTORS: JEAN-PAUL CLOZEL |
Management | No Action | |||||||||
| 6.1.2 | RE-ELECTION OF MEMBER
OF THE BOARD OF DIRECTORS: VIVIANE MONGES |
Management | No Action | |||||||||
| 6.1.3 | RE-ELECTION OF MEMBER
OF THE BOARD OF DIRECTORS: MATHIEU SIMON |
Management | No Action | |||||||||
| 6.2.1 | ELECTION OF NEW DIRECTOR: JOERN ALDAG | Management | No Action | |||||||||
| 6.2.2 | ELECTION OF NEW DIRECTOR: MICHEL DE ROSEN | Management | No Action | |||||||||
| 6.2.3 | ELECTION OF NEW DIRECTOR: FELIX R. EHRAT | Management | No Action | |||||||||
| 6.2.4 | ELECTION OF NEW DIRECTOR: SANDY MAHATME | Management | No Action | |||||||||
| 6.3.1 | ELECTION OF THE CHAIR
OF THE BOARD OF DIRECTOR: MATHIEU SIMON |
Management | No Action | |||||||||
| 6.4.1 | ELECTION OF THE NOMINATING,
GOVERNANCE AND COMPENSATION COMMITTEE: VIVIANE MONGES |
Management | No Action | |||||||||
| 6.4.2 | ELECTION OF THE NOMINATING,
GOVERNANCE AND COMPENSATION COMMITTEE: MATHIEU SIMON |
Management | No Action | |||||||||
| 6.4.3 | ELECTION OF THE NOMINATING,
GOVERNANCE AND COMPENSATION COMMITTEE: JOERN ALDAG |
Management | No Action | |||||||||
| 6.4.4 | ELECTION OF THE NOMINATING,
GOVERNANCE AND COMPENSATION COMMITTEE: MICHEL DE ROSEN |
Management | No Action | |||||||||
| 6.4.5 | ELECTION OF THE NOMINATING,
GOVERNANCE AND COMPENSATION COMMITTEE: FELIX R. EHRAT |
Management | No Action | |||||||||
| 7.1 | APPROVAL OF BOARD COMPENSATION
(NON- EXECUTIVE DIRECTORS) FOR THE 2020-2021 TERM OF OFFICE |
Management | No Action | |||||||||
| 7.2 | APPROVAL OF EXECUTIVE
COMMITTEE COMPENSATION 2021 |
Management | No Action | |||||||||
| 8 | ELECTION OF THE INDEPENDENT
PROXY: BACHMANNPARTNER SACHWALTER UND TREUHAND AG |
Management | No Action | |||||||||
| 9 | ELECTION OF THE STATUTORY
AUDITORS: ERNST AND YOUNG AG, BASEL |
Management | No Action | |||||||||
| ICU MEDICAL, INC. | ||||||||||||
| Security | 44930G107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ICUI | Meeting Date | 13-May-2020 | |||||||||
| ISIN | US44930G1076 | Agenda | 935185959 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Vivek Jain | For | For | |||||||||
| 2 | George A. Lopez, M.D | For | For | |||||||||
| 3 | Robert S. Swinney, M.D | For | For | |||||||||
| 4 | David C. Greenberg | For | For | |||||||||
| 5 | Elisha W. Finney | For | For | |||||||||
| 6 | David F. Hoffmeister | For | For | |||||||||
| 7 | Donald M. Abbey | For | For | |||||||||
| 2. | To ratify the selection
of Deloitte & Touche LLP as auditors for the Company for the year ending December 31, 2020. |
Management | For | For | ||||||||
| 3. | To approve named executive
officer compensation on an advisory basis. |
Management | For | For | ||||||||
| APACHE CORPORATION | ||||||||||||
| Security | 037411105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | APA | Meeting Date | 14-May-2020 | |||||||||
| ISIN | US0374111054 | Agenda | 935152885 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A | Election of Director: Annell R. Bay | Management | For | For | ||||||||
| 1B | Election of Director: John J. Christmann IV | Management | For | For | ||||||||
| 1C | Election of Director: Juliet S. Ellis | Management | For | For | ||||||||
| 1D | Election of Director: Chansoo Joung | Management | For | For | ||||||||
| 1E | Election of Director: Rene R. Joyce | Management | For | For | ||||||||
| 1F | Election of Director: John E. Lowe | Management | For | For | ||||||||
| 1G | Election of Director: William C. Montgomery | Management | For | For | ||||||||
| 1H | Election of Director: Amy H. Nelson | Management | For | For | ||||||||
| 1I | Election of Director: Daniel W. Rabun | Management | For | For | ||||||||
| 1J | Election of Director: Peter A. Ragauss | Management | For | For | ||||||||
| 2. | Ratification of Ernst
& Young LLP as Apache's Independent Auditors. |
Management | For | For | ||||||||
| 3. | Advisory Vote to Approve
Compensation of Apache's Named Executive Officers. |
Management | For | For | ||||||||
| FISERV, INC. | ||||||||||||
| Security | 337738108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FISV | Meeting Date | 14-May-2020 | |||||||||
| ISIN | US3377381088 | Agenda | 935160464 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Frank J. Bisignano | For | For | |||||||||
| 2 | Alison Davis | For | For | |||||||||
| 3 | Henrique de Castro | For | For | |||||||||
| 4 | Harry F. DiSimone | For | For | |||||||||
| 5 | Dennis F. Lynch | For | For | |||||||||
| 6 | Heidi G. Miller | For | For | |||||||||
| 7 | Scott C. Nuttall | For | For | |||||||||
| 8 | Denis J. O'Leary | For | For | |||||||||
| 9 | Doyle R. Simons | For | For | |||||||||
| 10 | Jeffery W. Yabuki | For | For | |||||||||
| 2. | To approve, on an advisory
basis, the compensation of the named executive officers of Fiserv, Inc. |
Management | For | For | ||||||||
| 3. | To ratify the appointment
of Deloitte & Touche LLP as the independent registered public accounting firm of Fiserv, Inc. for 2020. |
Management | For | For | ||||||||
| 4. | A shareholder proposal
requesting the company provide political spending disclosure. |
Shareholder | Abstain | Against | ||||||||
| LEGG MASON, INC. | ||||||||||||
| Security | 524901105 | Meeting Type | Special | |||||||||
| Ticker Symbol | LM | Meeting Date | 15-May-2020 | |||||||||
| ISIN | US5249011058 | Agenda | 935198449 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To
consider and vote on a proposal to approve the merger of Alpha Sub, Inc. ("Merger Sub"), a wholly- owned subsidiary of Franklin Resources, Inc. ("Franklin") with and into Legg Mason, Inc. (the "Company") (which we refer to as the "merger"), with the Company surviving the merger as a wholly-owned subsidiary of Franklin, and the other transactions contemplated by the Agreement and Plan of Merger (as amended from time to time, the "merger agreement"), dated February 17, 2020, by and among the Company, Franklin, and Merger Sub. |
Management | For | For | ||||||||
| 2. | To
consider and vote on a proposal to approve, by a non- binding advisory vote, the compensation that may be paid or become payable to the Company's named executive officers that is based on or otherwise relates to the merger and the other transactions contemplated by the merger agreement. |
Management | For | For | ||||||||
| 3. | To
consider and vote on a proposal to adjourn the special meeting to a later date or time if necessary or appropriate, to solicit additional proxies in favor of the proposal to approve the merger and the other transactions contemplated by the merger agreement if there are insufficient votes at the time of the special meeting to approve the merger and the other transactions contemplated by the merger agreement. |
Management | For | For | ||||||||
| AMERICAN TOWER CORPORATION | ||||||||||||
| Security | 03027X100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AMT | Meeting Date | 18-May-2020 | |||||||||
| ISIN | US03027X1000 | Agenda | 935169450 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Thomas A. Bartlett | Management | For | For | ||||||||
| 1B. | Election of Director: Raymond P. Dolan | Management | For | For | ||||||||
| 1C. | Election of Director: Robert D. Hormats | Management | For | For | ||||||||
| 1D. | Election of Director: Gustavo Lara Cantu | Management | For | For | ||||||||
| 1E. | Election of Director: Grace D. Lieblein | Management | For | For | ||||||||
| 1F. | Election of Director: Craig Macnab | Management | For | For | ||||||||
| 1G. | Election of Director: JoAnn A. Reed | Management | For | For | ||||||||
| 1H. | Election of Director: Pamela D.A. Reeve | Management | For | For | ||||||||
| 1I. | Election of Director: David E. Sharbutt | Management | For | For | ||||||||
| 1J. | Election of Director: Bruce L. Tanner | Management | For | For | ||||||||
| 1K. | Election of Director: Samme L. Thompson | Management | For | For | ||||||||
| 2. | To ratify the selection
of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2020. |
Management | For | For | ||||||||
| 3. | To approve, on an advisory
basis, the Company's executive compensation. |
Management | For | For | ||||||||
| 4. | To require periodic
reports on political contributions and expenditures. |
Shareholder | Abstain | Against | ||||||||
| 5. | To amend the bylaws
to reduce the ownership threshold required to call a special meeting of the stockholders. |
Shareholder | Against | For | ||||||||
| UNITED STATES CELLULAR CORPORATION | ||||||||||||
| Security | 911684108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | USM | Meeting Date | 19-May-2020 | |||||||||
| ISIN | US9116841084 | Agenda | 935166567 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | J. S. Crowley | For | For | |||||||||
| 2 | G. P. Josefowicz | For | For | |||||||||
| 3 | C. D. Stewart | For | For | |||||||||
| 2. | Ratify accountants for 2020 | Management | For | For | ||||||||
| 3. | Advisory vote to approve executive compensation | Management | For | For | ||||||||
| AIXTRON SE | ||||||||||||
| Security | D0257Y135 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 20-May-2020 | ||||||||||
| ISIN | DE000A0WMPJ6 | Agenda | 712482342 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | FROM
10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE |
Non-Voting | ||||||||||
| CMMT | PLEASE
NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL. |
Non-Voting | ||||||||||
| CMMT | THE
VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE. |
Non-Voting | ||||||||||
| CMMT | ACCORDING
TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD |
Non-Voting | ||||||||||
| PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. |
||||||||||||
| CMMT | FURTHER
INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. |
Non-Voting | ||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS
AND STATUTORY REPORTS FOR FISCAL 2019 |
Non-Voting | ||||||||||
| 2 | APPROVE DISCHARGE OF
MANAGEMENT BOARD FOR FISCAL 2019 |
Management | No Action | |||||||||
| 3 | APPROVE DISCHARGE OF
SUPERVISORY BOARD FOR FISCAL 2019 |
Management | No Action | |||||||||
| 4 | RATIFY DELOITTE GMBH
AS AUDITORS FOR FISCAL 2020 |
Management | No Action | |||||||||
| 5 | APPROVE REMUNERATION POLICY | Management | No Action | |||||||||
| 6 | AMEND ARTICLES RE: PARTICIPATION RIGHT | Management | No Action | |||||||||
| CMMT | 27 APR 2020: PLEASE
NOTE THAT THIS IS A REVISION DUE TO CHANGE OF RECORD DATE- FROM 13 MAY 2020 TO 15 MAY 2020. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||
| EQUITABLE HOLDINGS, INC. | ||||||||||||
| Security | 29452E101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EQH | Meeting Date | 20-May-2020 | |||||||||
| ISIN | US29452E1010 | Agenda | 935172229 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Daniel G. Kaye | For | For | |||||||||
| 2 | Joan Lamm-Tennant | For | For | |||||||||
| 3 | Kristi A. Matus | For | For | |||||||||
| 4 | Ramon de Oliveira | For | For | |||||||||
| 5 | Mark Pearson | For | For | |||||||||
| 6 | Bertram L. Scott | For | For | |||||||||
| 7 | George Stansfield | For | For | |||||||||
| 8 | Charles G.T. Stonehill | For | For | |||||||||
| 2. | Ratification of the
appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year 2020. |
Management | For | For | ||||||||
| 3. | Advisory vote to approve
the compensation paid to the Company's named executive officers. |
Management | For | For | ||||||||
| 4. | Approval of an amendment
of the Equitable Holdings, Inc. 2019 Omnibus Incentive Plan. |
Management | For | For | ||||||||
| CENTURYLINK, INC. | ||||||||||||
| Security | 156700106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CTL | Meeting Date | 20-May-2020 | |||||||||
| ISIN | US1567001060 | Agenda | 935174487 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Martha H. Bejar | Management | For | For | ||||||||
| 1B. | Election of Director: Virginia Boulet | Management | For | For | ||||||||
| 1C. | Election of Director: Peter C. Brown | Management | For | For | ||||||||
| 1D. | Election of Director: Kevin P. Chilton | Management | For | For | ||||||||
| 1E. | Election of Director: Steven T. Clontz | Management | For | For | ||||||||
| 1F. | Election of Director: T. Michael Glenn | Management | For | For | ||||||||
| 1G. | Election of Director: W. Bruce Hanks | Management | For | For | ||||||||
| 1H. | Election of Director: Hal S. Jones | Management | For | For | ||||||||
| 1I. | Election of Director: Michael J. Roberts | Management | For | For | ||||||||
| 1J. | Election of Director: Laurie A. Siegel | Management | For | For | ||||||||
| 1K. | Election of Director: Jeffrey K. Storey | Management | For | For | ||||||||
| 2. | Ratify the appointment
of KPMG LLP as our independent auditor for 2020. |
Management | For | For | ||||||||
| 3. | Amend our 2018 Equity Incentive Plan. | Management | For | For | ||||||||
| 4. | Advisory vote to approve our executive compensation. | Management | For | For | ||||||||
| ALAMOS GOLD INC. | ||||||||||||
| Security | 011532108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AGI | Meeting Date | 20-May-2020 | |||||||||
| ISIN | CA0115321089 | Agenda | 935184349 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | Elaine Ellingham | For | For | |||||||||
| 2 | David Fleck | For | For | |||||||||
| 3 | David Gower | For | For | |||||||||
| 4 | Claire M. Kennedy | For | For | |||||||||
| 5 | John A. McCluskey | For | For | |||||||||
| 6 | Monique Mercier | For | For | |||||||||
| 7 | Paul J. Murphy | For | For | |||||||||
| 8 | J. Robert S. Prichard | For | For | |||||||||
| 9 | Ronald E. Smith | For | For | |||||||||
| 10 | Kenneth Stowe | For | For | |||||||||
| 2 | Appointment of KPMG
LLP as auditors of the Company for the ensuing year and authorizing the directors to fix their remuneration. |
Management | For | For | ||||||||
| 3 | To consider, and if
deemed advisable, pass a resolution to approve an advisory resolution on the Company's approach to executive compensation. |
Management | For | For | ||||||||
| FITBIT, INC. | ||||||||||||
| Security | 33812L102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FIT | Meeting Date | 21-May-2020 | |||||||||
| ISIN | US33812L1026 | Agenda | 935169260 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | James Park | For | For | |||||||||
| 2 | Eric N. Friedman | For | For | |||||||||
| 3 | Laura J. Alber | For | For | |||||||||
| 4 | Matthew Bromberg | For | For | |||||||||
| 5 | Glenda Flanagan | For | For | |||||||||
| 6 | Bradley Fluegel | For | For | |||||||||
| 7 | Steven Murray | For | For | |||||||||
| 2. | Ratification of the
appointment of Grant Thornton LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2020. |
Management | For | For | ||||||||
| 3. | A stockholder proposal regarding simple majority voting. | Shareholder | Against | For | ||||||||
| LIBERTY MEDIA CORPORATION | ||||||||||||
| Security | 531229706 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BATRA | Meeting Date | 21-May-2020 | |||||||||
| ISIN | US5312297063 | Agenda | 935196774 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Evan D. Malone | For | For | |||||||||
| 2 | David E. Rapley | For | For | |||||||||
| 3 | Larry E. Romrell | For | For | |||||||||
| 2. | A proposal to ratify
the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2020. |
Management | For | For | ||||||||
| ILLUMINA, INC. | ||||||||||||
| Security | 452327109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ILMN | Meeting Date | 27-May-2020 | |||||||||
| ISIN | US4523271090 | Agenda | 935180618 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Caroline Dorsa | Management | For | For | ||||||||
| 1B. | Election of Director: Robert S. Epstein, M.D. | Management | For | For | ||||||||
| 1C. | Election of Director: Scott Gottlieb, M.D. | Management | For | For | ||||||||
| 1D. | Election of Director: Philip W. Schiller | Management | For | For | ||||||||
| 2. | To ratify the appointment
of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 3, 2021. |
Management | For | For | ||||||||
| 3. | To approve, on an advisory
basis, the compensation of the named executive officers as disclosed in the Proxy Statement. |
Management | For | For | ||||||||
| 4. | To approve, on an advisory
basis, a stockholder proposal regarding political disclosures. |
Shareholder | Abstain | Against | ||||||||
| STERLING BANCORP | ||||||||||||
| Security | 85917A100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | STL | Meeting Date | 27-May-2020 | |||||||||
| ISIN | US85917A1007 | Agenda | 935185428 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | John P. Cahill | For | For | |||||||||
| 2 | Navy E. Djonovic | For | For | |||||||||
| 3 | Fernando Ferrer | For | For | |||||||||
| 4 | Robert Giambrone | For | For | |||||||||
| 5 | Mona Aboelnaga Kanaan | For | For | |||||||||
| 6 | Jack Kopnisky | For | For | |||||||||
| 7 | James J. Landy | For | For | |||||||||
| 8 | Maureen Mitchell | For | For | |||||||||
| 9 | Patricia M. Nazemetz | For | For | |||||||||
| 10 | Richard O'Toole | For | For | |||||||||
| 11 | Ralph F. Palleschi | For | For | |||||||||
| 12 | Burt Steinberg | For | For | |||||||||
| 13 | William E. Whiston | For | For | |||||||||
| 2. | Approval, by advisory,
non-binding vote, of the compensation of the Named Executive Officers (Say-on- Pay) |
Management | For | For | ||||||||
| 3. | Ratification of the
appointment of Crowe LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2020 |
Management | For | For | ||||||||
| XPO LOGISTICS EUROPE SA | ||||||||||||
| Security | F4655Q106 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 28-May-2020 | ||||||||||
| ISIN | FR0000052870 | Agenda | 712480437 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | THE
FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. |
Non-Voting | ||||||||||
| CMMT | FOLLOWING
CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. |
Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT IMPORTANT
ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202004222000998-49 |
Non-Voting | ||||||||||
| 1 | APPROVAL OF THE CORPORATE
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 |
Management | For | For | ||||||||
| 2 | APPROVAL OF THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 |
Management | For | For | ||||||||
| 3 | ALLOCATION OF INCOME
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 AND SETTING OF THE DIVIDEND |
Management | For | For | ||||||||
| 4 | ABSENCE OF NEW REGULATED
AGREEMENTS CONCLUDED DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 |
Management | For | For | ||||||||
| 5 | RENEWAL OF THE TERM
OF OFFICE OF MRS. GENA ASHE AS MEMBER OF THE SUPERVISORY BOARD |
Management | Against | Against | ||||||||
| 7 | RENEWAL OF THE TERM
OF OFFICE OF MRS. CLARE CHATFIELD AS MEMBER OF THE SUPERVISORY BOARD |
Management | For | For | ||||||||
| 6 | RENEWAL OF THE TERM
OF OFFICE OF THE COMPANY XPO LOGISTICS, INC., REPRESENTED BY MRS. MEGHAN HENSON, AS MEMBER OF THE SUPERVISORY BOARD |
Management | For | For | ||||||||
| 8 | RATIFICATION OF THE
CO-OPTATION OF MR. DAVID WYSHNER AS MEMBER OF THE SUPERVISORY BOARD, AS A REPLACEMENT FOR MRS. SARAH GLICKMAN, WHO RESIGNED |
Management | Against | Against | ||||||||
| 9 | APPROVAL OF THE ELEMENTS
OF COMPENSATION PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 TO THE CORPORATE OFFICERS |
Management | For | For | ||||||||
| 10 | APPROVAL OF THE ELEMENTS
OF COMPENSATION PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 TO MR. MALCOLM WILSON, MEMBER OF THE MANAGEMENT BOARD AND CHAIRMAN OF THE MANAGEMENT BOARD |
Management | Against | Against | ||||||||
| 11 | APPROVAL OF THE ELEMENTS
OF COMPENSATION PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 TO MR. LUIS ANGEL GOMEZ, MEMBER OF THE MANAGEMENT BOARD |
Management | Against | Against | ||||||||
| 12 | APPROVAL OF THE ELEMENTS
OF COMPENSATION PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 TO MR. BRADLEY JACOBS, MEMBER OF THE SUPERVISORY BOARD AND CHAIRMAN OF THE SUPERVISORY BOARD |
Management | For | For | ||||||||
| 13 | APPROVAL OF THE COMPENSATION
POLICY APPLICABLE TO MEMBERS OF THE SUPERVISORY BOARD |
Management | For | For | ||||||||
| 14 | APPROVAL OF THE COMPENSATION
POLICY APPLICABLE TO THE CHAIRMAN OF THE SUPERVISORY BOARD |
Management | For | For | ||||||||
| 15 | APPROVAL OF THE COMPENSATION
POLICY APPLICABLE TO MEMBERS OF THE MANAGEMENT BOARD |
Management | Against | Against | ||||||||
| 16 | APPROVAL OF THE COMPENSATION
POLICY APPLICABLE TO THE CHAIRMAN OF THE MANAGEMENT BOARD |
Management | Against | Against | ||||||||
| 17 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||||
| TAYLOR MORRISON HOME CORPORATION (TMHC) | ||||||||||||
| Security | 87724P106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TMHC | Meeting Date | 28-May-2020 | |||||||||
| ISIN | US87724P1066 | Agenda | 935182585 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Jeffry L. Flake | For | For | |||||||||
| 2 | Gary H. Hunt | For | For | |||||||||
| 3 | Peter Lane | For | For | |||||||||
| 4 | William H. Lyon | For | For | |||||||||
| 5 | Anne L. Mariucci | For | For | |||||||||
| 6 | Andrea Owen | For | For | |||||||||
| 7 | Sheryl D. Palmer | For | For | |||||||||
| 8 | Denise F. Warren | For | For | |||||||||
| 2. | Advisory vote to approve
the compensation of the Company's named executive officers. |
Management | For | For | ||||||||
| 3. | Advisory vote on the
frequency of future advisory votes to approve the compensation of our named executive officers. |
Management | 1 Year | For | ||||||||
| 4. | Ratification of the
appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. |
Management | For | For | ||||||||
| CRAFT BREW ALLIANCE, INC. | ||||||||||||
| Security | 224122101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BREW | Meeting Date | 29-May-2020 | |||||||||
| ISIN | US2241221017 | Agenda | 935205511 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Timothy P. Boyle | For | For | |||||||||
| 2 | Marc J. Cramer | For | For | |||||||||
| 3 | Paul D. Davis | For | For | |||||||||
| 4 | Matthew E. Gilbertson | For | For | |||||||||
| 5 | Kevin R. Kelly | For | For | |||||||||
| 6 | David R. Lord | For | For | |||||||||
| 7 | Nickolas A. Mills | For | For | |||||||||
| 8 | Jacqueline S. Woodward | For | For | |||||||||
| 2. | RATIFICATION OF APPOINTMENT
OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE ON APPROVAL
OF NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||
| HEXCEL CORPORATION | ||||||||||||
| Security | 428291108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HXL | Meeting Date | 01-Jun-2020 | |||||||||
| ISIN | US4282911084 | Agenda | 935202907 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Nick L. Stanage | Management | For | For | ||||||||
| 1B. | Election of Director: Joel S. Beckman | Management | For | For | ||||||||
| 1C. | Election of Director: Jeffrey C. Campbell | Management | For | For | ||||||||
| 1D. | Election of Director: Cynthia M. Egnotovich | Management | For | For | ||||||||
| 1E. | Election of Director: Thomas A. Gendron | Management | For | For | ||||||||
| 1F. | Election of Director: Jeffrey A. Graves | Management | For | For | ||||||||
| 1G. | Election of Director: Guy C. Hachey | Management | For | For | ||||||||
| 1H. | Election of Director: Catherine A. Suever | Management | For | For | ||||||||
| 2. | Advisory non-binding
vote to approve 2019 executive compensation. |
Management | For | For | ||||||||
| 3. | Ratification of the
appointment of Ernst & Young LLP as the independent registered public accounting firm for 2020. |
Management | For | For | ||||||||
| BANG & OLUFSEN AS | ||||||||||||
| Security | K07774126 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 03-Jun-2020 | ||||||||||
| ISIN | DK0010218429 | Agenda | 712638735 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | IN
THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU |
Non-Voting | ||||||||||
| CMMT | PLEASE BE ADVISED THAT
SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. |
Non-Voting | ||||||||||
| CMMT | IMPORTANT
MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE |
Non-Voting | ||||||||||
| 1 | PROPOSAL TO REDUCE
THE NOMINAL VALUE OF THE COMPANY'S SHARES THROUGH A SHARE CAPITAL REDUCTION |
Management | No Action | |||||||||
| 2 | PROPOSAL TO INITIATE
A RIGHTS ISSUE BY INCREASING THE COMPANY'S SHARE CAPITAL WITH PRE-EMPTIVE SUBSCRIPTION RIGHTS FOR EXISTING SHAREHOLDERS |
Management | No Action | |||||||||
| 3 | PROPOSAL TO REPEAL
THE EXISTING AUTHORISATIONS TO ISSUE NEW SHARES IN ARTICLE 4, SECTION 4-7 OF THE ARTICLES OF ASSOCIATION |
Management | No Action | |||||||||
| FREEPORT-MCMORAN INC. | ||||||||||||
| Security | 35671D857 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FCX | Meeting Date | 03-Jun-2020 | |||||||||
| ISIN | US35671D8570 | Agenda | 935192916 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Director: Richard C. Adkerson | Management | For | For | ||||||||
| 1.2 | Election of Director: Gerald J. Ford | Management | For | For | ||||||||
| 1.3 | Election of Director: Lydia H. Kennard | Management | For | For | ||||||||
| 1.4 | Election of Director: Dustan E. McCoy | Management | For | For | ||||||||
| 1.5 | Election of Director: John J. Stephens | Management | For | For | ||||||||
| 1.6 | Election of Director: Frances Fragos Townsend | Management | For | For | ||||||||
| 2. | Ratification of the
appointment of Ernst & Young LLP as our independent registered public accounting firm for 2020. |
Management | For | For | ||||||||
| 3. | Approval, on an advisory
basis, of the compensation of our named executive officers. |
Management | For | For | ||||||||
| CLOVIS ONCOLOGY, INC. | ||||||||||||
| Security | 189464100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CLVS | Meeting Date | 04-Jun-2020 | |||||||||
| ISIN | US1894641000 | Agenda | 935191293 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Keith Flaherty, M.D. | For | For | |||||||||
| 2 | Ginger Graham | For | For | |||||||||
| 3 | Edward J. McKinley | For | For | |||||||||
| 2. | Approval of an advisory
proposal on compensation of the Company's named executive officers, as disclosed in the attached proxy statement. |
Management | For | For | ||||||||
| 3. | Ratification of the
appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2020. |
Management | For | For | ||||||||
| 4. | Approval of the Clovis
Oncology, Inc. 2020 Stock Incentive Plan. |
Management | Against | Against | ||||||||
| T-MOBILE US, INC. | ||||||||||||
| Security | 872590104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TMUS | Meeting Date | 04-Jun-2020 | |||||||||
| ISIN | US8725901040 | Agenda | 935192524 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Marcelo Claure | For | For | |||||||||
| 2 | Srikant M. Datar | For | For | |||||||||
| 3 | Ronald D. Fisher | For | For | |||||||||
| 4 | Srini Gopalan | For | For | |||||||||
| 5 | Lawrence H. Guffey | For | For | |||||||||
| 6 | Timotheus Höttges | For | For | |||||||||
| 7 | Christian P. Illek | For | For | |||||||||
| 8 | Stephen R. Kappes | For | For | |||||||||
| 9 | Raphael Kübler | For | For | |||||||||
| 10 | Thorsten Langheim | For | For | |||||||||
| 11 | G. Michael Sievert | For | For | |||||||||
| 12 | Teresa A. Taylor | For | For | |||||||||
| 13 | Kelvin R. Westbrook | For | For | |||||||||
| 2. | Ratification of the
Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2020. |
Management | For | For | ||||||||
| 3. | Advisory Vote to Approve
the Compensation Provided to the Company's Named Executive Officers for 2019. |
Management | For | For | ||||||||
| 4. | Stockholder Proposal
for Limitations on Accelerated Vesting of Equity Awards in the Event of a Change of Control. |
Shareholder | Against | For | ||||||||
| PACIFIC BIOSCIENCES OF CALIFORNIA, INC. | ||||||||||||
| Security | 69404D108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PACB | Meeting Date | 08-Jun-2020 | |||||||||
| ISIN | US69404D1081 | Agenda | 935207589 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Class I Director: Christian O. Henry | Management | For | For | ||||||||
| 1.2 | Election of Class I Director: John F. Milligan, Ph.D. | Management | For | For | ||||||||
| 1.3 | Election of Class I Director: Lucy Shapiro, Ph.D | Management | For | For | ||||||||
| 2. | Ratification of the
appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2020. |
Management | For | For | ||||||||
| 3. | Advisory approval of
the Company's executive compensation. |
Management | For | For | ||||||||
| 4. | Approval of the Company's 2020 Equity Incentive Plan. | Management | Against | Against | ||||||||
| LOGMEIN, INC | ||||||||||||
| Security | 54142L109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LOGM | Meeting Date | 11-Jun-2020 | |||||||||
| ISIN | US54142L1098 | Agenda | 935200775 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Class II Director: David J. Henshall | Management | For | For | ||||||||
| 1B. | Election of Class II Director: Peter J. Sacripanti | Management | For | For | ||||||||
| 1C. | Election of Class II Director: William R. Wagner | Management | For | For | ||||||||
| 2. | Ratification of appointment
of Deloitte & Touche LLP as independent registered public accounting firm for fiscal year ending December 31, 2020. |
Management | For | For | ||||||||
| 3. | Advisory vote for the
approval of the Company's executive compensation. |
Management | For | For | ||||||||
| AMC NETWORKS INC | ||||||||||||
| Security | 00164V103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AMCX | Meeting Date | 11-Jun-2020 | |||||||||
| ISIN | US00164V1035 | Agenda | 935202767 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Jonathan F. Miller | For | For | |||||||||
| 2 | Leonard Tow | For | For | |||||||||
| 3 | David E. Van Zandt | For | For | |||||||||
| 4 | Carl E. Vogel | For | For | |||||||||
| 2. | Ratification of the
appointment of KPMG LLP as independent registered public accounting firm of the Company for fiscal year 2020 |
Management | For | For | ||||||||
| 3. | Advisory vote on Named Executive Officer compensation | Management | For | For | ||||||||
| 4. | Approval of the Company's
Amended and Restated 2016 Employee Stock Plan |
Management | Against | Against | ||||||||
| 5. | Approval of the Company's
Amended and Restated 2011 Stock Plan for Non-Employee Directors |
Management | Against | Against | ||||||||
| 6. | Vote on stockholder
proposal regarding voting standards for director elections |
Shareholder | Against | For | ||||||||
| CIRCOR INTERNATIONAL, INC. | ||||||||||||
| Security | 17273K109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CIR | Meeting Date | 12-Jun-2020 | |||||||||
| ISIN | US17273K1097 | Agenda | 935200016 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To amend the Company's
Amended and Restated Certificate of Incorporation (the "Certificate of Incorporation") to implement a majority voting standard for uncontested director elections to first take effect at the Annual Meeting of Stockholders in 2021. |
Management | For | For | ||||||||
| 2. | To amend the Certificate
of Incorporation to declassify the Board of Directors of the Company. |
Management | For | For | ||||||||
| 3. | DIRECTOR | Management | ||||||||||
| 1 | John (Andy) O'Donnell* | For | For | |||||||||
| 2 | Scott Buckhout* | For | For | |||||||||
| 4. | To consider an advisory
vote approving the compensation of the Company's Named Executive Officers. |
Management | For | For | ||||||||
| BROOKFIELD ASSET MANAGEMENT INC. | ||||||||||||
| Security | 112585104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BAM | Meeting Date | 12-Jun-2020 | |||||||||
| ISIN | CA1125851040 | Agenda | 935218025 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | M. Elyse Allan | For | For | |||||||||
| 2 | Angela F. Braly | For | For | |||||||||
| 3 | Murilo Ferreira | For | For | |||||||||
| 4 | Janice Fukakusa | For | For | |||||||||
| 5 | Frank J. McKenna | For | For | |||||||||
| 6 | Rafael Miranda | For | For | |||||||||
| 7 | Seek Ngee Huat | For | For | |||||||||
| 8 | Diana L. Taylor | For | For | |||||||||
| 2 | The appointment of
Deloitte LLP as the external auditor and authorizing the directors to set its remuneration. |
Management | For | For | ||||||||
| 3 | The Say on Pay Resolution
set out in the Corporation's Management Information Circular dated April 27, 2020 (the "Circular"). |
Management | For | For | ||||||||
| 4 | The Shareholder Proposal One set out in the Circular. | Shareholder | Against | For | ||||||||
| 5 | The Shareholder Proposal Two set out in the Circular. | Shareholder | Against | For | ||||||||
| EQM MIDSTREAM PARTNERS, LP | ||||||||||||
| Security | 26885B100 | Meeting Type | Special | |||||||||
| Ticker Symbol | EQM | Meeting Date | 15-Jun-2020 | |||||||||
| ISIN | US26885B1008 | Agenda | 935213405 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To
approve the Agreement and Plan of Merger, dated as of February 26, 2020, by and among Equitrans Midstream Corporation (ETRN), EQM LP Corporation, LS Merger Sub, LLC (Merger Sub), EQM Midstream Partners, LP (EQM), and EQGP Services, LLC, pursuant to which Merger Sub will merge with and into EQM with EQM surviving as a wholly owned subsidiary of ETRN. |
Management | For | For | ||||||||
| HOWMET AEROSPACE INC. | ||||||||||||
| Security | 443201108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HWM | Meeting Date | 15-Jun-2020 | |||||||||
| ISIN | US4432011082 | Agenda | 935214293 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of director: James F. Albaugh | Management | For | For | ||||||||
| 1B. | Election of director: Amy E. Alving | Management | For | For | ||||||||
| 1C. | Election of director: Joseph S. Cantie | Management | For | For | ||||||||
| 1D. | Election of director: Robert F. Leduc | Management | For | For | ||||||||
| 1E. | Election of director: David J. Miller | Management | For | For | ||||||||
| 1F. | Election of director: Jody G. Miller | Management | For | For | ||||||||
| 1G. | Election of director: Tolga I. Oal | Management | For | For | ||||||||
| 1H. | Election of director: Nicole W. Piasecki | Management | For | For | ||||||||
| 1I. | Election of director: John C. Plant | Management | For | For | ||||||||
| 1J. | Election of director: Ulrich R. Schmidt | Management | For | For | ||||||||
| 2. | Ratification of the
appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2020. |
Management | For | For | ||||||||
| 3. | To approve, on an advisory
basis, executive compensation. |
Management | For | For | ||||||||
| 4. | Shareholder Proposal
regarding shareholding threshold to call special shareowner meeting. |
Shareholder | Against | For | ||||||||
| PARROT SA | ||||||||||||
| Security | F7096P108 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 16-Jun-2020 | ||||||||||
| ISIN | FR0004038263 | Agenda | 712603883 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | THE
FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. |
Non-Voting | ||||||||||
| CMMT | FOLLOWING
CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. |
Non-Voting | ||||||||||
| CMMT | 29
MAY 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE 9 MAY 2020: MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202005062001354-55 AND-https://www.journal- officiel.gouv.fr/balo/document/202005292002052-65; PLEASE-NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL LINK. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||
| O.1 | APPROVAL OF THE CORPORATE
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 |
Management | For | For | ||||||||
| O.2 | APPROVAL OF THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 |
Management | For | For | ||||||||
| O.3 | ALLOCATION OF INCOME
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 |
Management | For | For | ||||||||
| O.4 | APPROVAL OF THE AGREEMENTS
REFERRED TO IN ARTICLE L.225 -38 OF THE FRENCH COMMERCIAL CODE |
Management | For | For | ||||||||
| O.5 | RENEWAL OF THE TERM
OF OFFICE OF MRS. MARIE EKELAND AS DIRECTOR |
Management | For | For | ||||||||
| O.6 | APPROVAL OF THE INFORMATION
RELATING TO THE COMPENSATION OF CORPORATE OFFICERS REFERRED TO IN SECTION I OF ARTICLE L.225-37-3 OF THE FRENCH COMMERCIAL CODE |
Management | For | For | ||||||||
| O.7 | APPROVAL OF THE ELEMENTS
OF COMPENSATION AND BENEFITS OF ANY KIND PAID OR AWARDED TO THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER IN RESPECT OF THE FINANCIAL YEAR 2019 |
Management | For | For | ||||||||
| O.8 | APPROVAL OF THE ELEMENTS
OF COMPENSATION AND BENEFITS OF ANY KIND PAID OR AWARDED TO THE DEPUTY CHIEF EXECUTIVE OFFICER IN RESPECT OF THE FINANCIAL YEAR 2019 |
Management | Against | Against | ||||||||
| O.9 | APPROVAL OF THE COMPENSATION
POLICY FOR THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER OF THE COMPANY |
Management | For | For | ||||||||
| O.10 | APPROVAL OF THE COMPENSATION
POLICY FOR THE DIRECTORS OF THE COMPANY |
Management | For | For | ||||||||
| O.11 | AUTHORISATION
GRANTED TO THE BOARD OF DIRECTORS TO IMPLEMENT A PURCHASE PROGRAMME OF SHARES OF THE COMPANY UNDER THE REGULATION EU NO. 596/2014 OF THE COMMISSION OF 16 APRIL 2014 AND ARTICLE L.225- 209 OF THE FRENCH COMMERCIAL CODE, DURATION OF THE AUTHORISATION, PURPOSES, TERMS AND CONDITIONS, CEILING (USABLE OUTSIDE PERIODS OF PUBLIC OFFERINGS INVOLVING SECURITIES OF THE COMPANY |
Management | For | For | ||||||||
| E.12 | AUTHORISATION GRANTED
TO THE BOARD OF DIRECTORS TO REDUCE THE CAPITAL BY CANCELLING SHARES, UNDER THE PROVISIONS OF ARTICLE L.225 -209 OF THE FRENCH COMMERCIAL CODE, DURATION OF THE AUTHORISATION, CEILING |
Management | For | For | ||||||||
| E.13 | AUTHORISATION
GRANTED TO THE BOARD OF DIRECTORS TO ALLOCATE FREE SHARES TO EMPLOYEES OR ELIGIBLE CORPORATE OFFICERS OF THE COMPANY OR RELATED COMPANIES OR TO SOME OF THEM, WAIVER BY THE SHAREHOLDERS OF THEIR PRE-EMPTIVE SUBSCRIPTION RIGHT, DURATION OF THE AUTHORISATION, CEILING, DURATION OF ACQUISITION AND RETENTION PERIODS |
Management | Against | Against | ||||||||
| E.14 | DELEGATION
OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH CAPITAL INCREASES BY ISSUING SHARES OR OTHER SECURITIES GRANTING ACCESS TO THE CAPITAL WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF MEMBERS OF A COMPANY SAVINGS PLAN PURSUANT TO ARTICLES L.3332-18 AND |
Management | For | For | ||||||||
| FOLLOWING OF THE FRENCH
LABOUR CODE, DURATION OF THE AUTHORISATION, MAXIMUM NOMINAL AMOUNT OF THE CAPITAL INCREASE, ISSUE PRICE, POSSIBILITY TO ALLOCATE FREE SHARES PURSUANT TO ARTICLE L.3332-21 OF THE FRENCH LABOUR CODE |
||||||||||||
| E.15 | AMENDMENT TO THE BY-LAWS OF THE COMPANY | Management | For | For | ||||||||
| E.16 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||||
| SGL CARBON SE | ||||||||||||
| Security | D6949M108 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 16-Jun-2020 | ||||||||||
| ISIN | DE0007235301 | Agenda | 712604861 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | ACCORDING
TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL |
Non-Voting | ||||||||||
| CMMT | INFORMATION
ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE |
Non-Voting | ||||||||||
| CMMT | FROM
10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE |
Non-Voting | ||||||||||
| 1 | PRESENTATION
OF THE FINANCIAL STATEMENTS AND ANNUAL REPORT FOR THE 2019-FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL-STATEMENTS, THE GROUP ANNUAL REPORT, AND THE REPORT PURSUANT TO SECTIONS 289A-AND 315A OF THE GERMAN COMMERCIAL CODE |
Non-Voting | ||||||||||
| 2 | RATIFICATION OF THE
ACTS OF THE BOARD OF MDS |
Management | No Action | |||||||||
| 3 | RATIFICATION OF THE
ACTS OF THE SUPERVISORY BOARD |
Management | No Action | |||||||||
| 4 | APPOINTMENT OF AUDITORS
THE FOLLOWING ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS AND GROUP AUDITORS FOR THE 2020 FINANCIAL YEAR: KPMG AG, BERLIN |
Management | No Action | |||||||||
| 5.1 | ELECTION TO THE SUPERVISORY
BOARD: SUSANNE KLATTEN |
Management | No Action | |||||||||
| 5.2 | ELECTION TO THE SUPERVISORY
BOARD: GEORG DENOKE |
Management | No Action | |||||||||
| 5.3 | ELECTION TO THE SUPERVISORY
BOARD: EDWIN EICHLER |
Management | No Action | |||||||||
| 6 | RESOLUTION ON THE APPROVAL
OF THE REMUNERATION SYSTEM FOR THE MEMBERS OF THE BOARD OF MDS THE REMUNERATION SYSTEM FOR THE MEMBERS OF THE BOARD OF MDS SHALL BE APPROVED. FURTHER DETAILS CAN BE FOUND ON THE COMPANY'S WEBSITE |
Management | No Action | |||||||||
| 7 | RESOLUTION ON THE APPROVAL
OF THE REMUNERATION FOR THE MEMBERS OF THE SUPERVISORY BOARD THE REMUNERATION FOR THE MEMBERS OF THE SUPERVISORY BOARD PURSUANT SECTION 12 OF THE ARTICLES OF ASSOCIATION SHALL BE APPROVED |
Management | No Action | |||||||||
| 8 | AMENDMENT
TO SECTION 15(2) OF THE ARTICLES OF ASSOCIATION SECTION 15(2): PROOF OF SHARE OWNERSHIP ISSUED IN TEXT FORM BY THE LAST INTERMEDIARY IN ACCORDANCE WITH SECTION 67C(3) OF THE GERMAN STOCK CORPORATION ACT SHALL BE SUFFICIENT AS EVIDENCE. THIS PROOF MUST REFER TO THE BEGINNING OF THE 21ST DAY PRIOR TO THE SHAREHOLDERS. MEETING AND MUST BE RECEIVED BY THE COMPANY NO LATER THAN THE LAST DAY OF THE REGISTRATION PERIOD PURSUANT TO SECTION 15(1) OF THE ARTICLES OF ASSOCIATION |
Management | No Action | |||||||||
| MASTERCARD INCORPORATED | ||||||||||||
| Security | 57636Q104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MA | Meeting Date | 16-Jun-2020 | |||||||||
| ISIN | US57636Q1040 | Agenda | 935196332 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Richard Haythornthwaite | Management | For | For | ||||||||
| 1B. | Election of Director: Ajay Banga | Management | For | For | ||||||||
| 1C. | Election of Director: Richard K. Davis | Management | For | For | ||||||||
| 1D. | Election of Director: Steven J. Freiberg | Management | For | For | ||||||||
| 1E. | Election of Director: Julius Genachowski | Management | For | For | ||||||||
| 1F. | Election of Director: Choon Phong Goh | Management | For | For | ||||||||
| 1G. | Election of Director: Merit E. Janow | Management | For | For | ||||||||
| 1H. | Election of Director: Oki Matsumoto | Management | For | For | ||||||||
| 1I. | Election of Director: Youngme Moon | Management | For | For | ||||||||
| 1J. | Election of Director: Rima Qureshi | Management | For | For | ||||||||
| 1K. | Election of Director: José Octavio Reyes Lagunes | Management | For | For | ||||||||
| 1L. | Election of Director: Gabrielle Sulzberger | Management | For | For | ||||||||
| 1M. | Election of Director: Jackson Tai | Management | For | For | ||||||||
| 1N. | Election of Director: Lance Uggla | Management | For | For | ||||||||
| 2. | Advisory approval of
Mastercard's executive compensation |
Management | For | For | ||||||||
| 3. | Ratification of the
appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2020 |
Management | For | For | ||||||||
| AVANGRID, INC. | ||||||||||||
| Security | 05351W103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AGR | Meeting Date | 22-Jun-2020 | |||||||||
| ISIN | US05351W1036 | Agenda | 935205220 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Ignacio S. Galán | For | For | |||||||||
| 2 | John Baldacci | For | For | |||||||||
| 3 | Daniel Alcain López | For | For | |||||||||
| 4 | Pedro Azagra Blázquez | For | For | |||||||||
| 5 | Robert Duffy | For | For | |||||||||
| 6 | Teresa Herbert | For | For | |||||||||
| 7 | Patricia Jacobs | For | For | |||||||||
| 8 | John Lahey | For | For | |||||||||
| 9 | José Ángel M. Rodríguez | For | For | |||||||||
| 10 | Santiago M. Garrido | For | For | |||||||||
| 11 | José Sáinz Armada | For | For | |||||||||
| 12 | Alan Solomont | For | For | |||||||||
| 13 | Elizabeth Timm | For | For | |||||||||
| 2. | RATIFICATION OF THE
SELECTION OF KPMG LLP AS AVANGRID, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2020. |
Management | For | For | ||||||||
| 3. | NON-BINDING ADVISORY
VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| HALDEX AB | ||||||||||||
| Security | W3924P122 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 23-Jun-2020 | ||||||||||
| ISIN | SE0000105199 | Agenda | 712819602 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | AN ABSTAIN VOTE CAN
HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION |
Non-Voting | ||||||||||
| CMMT | MARKET
RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED |
Non-Voting | ||||||||||
| CMMT | IMPORTANT
MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE |
Non-Voting | ||||||||||
| CMMT | PLEASE
NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 400340 DUE TO SPLITTING-OF RESOLUTION 12. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU |
Non-Voting | ||||||||||
| 1 | OPENING OF THE GENERAL
MEETING AND ELECTION OF CHAIRMAN OF THE GENERAL- MEETING |
Non-Voting | ||||||||||
| 2 | DRAWING UP AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||
| 3 | ELECTION OF TWO PERSONS
TO ATTEST THE MINUTES |
Non-Voting | ||||||||||
| 4 | DETERMINATION OF WHETHER
THE GENERAL MEETING HAS BEEN PROPERLY CONVENED |
Non-Voting | ||||||||||
| 5 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||
| 6 | THE MANAGING DIRECTOR'S REPORT | Non-Voting | ||||||||||
| 7 | PRESENTATION OF THE
ANNUAL REPORT AND THE AUDIT REPORT AND THE CONSOLIDATED- FINANCIAL STATEMENTS AND THE AUDIT REPORT ON THE CONSOLIDATED FINANCIAL-STATEMENTS |
Non-Voting | ||||||||||
| 8.A | RESOLUTION ON: ADOPTION
OF THE PROFIT AND LOSS ACCOUNT AND THE BALANCE SHEET AND THE CONSOLIDATED PROFIT AND LOSS ACCOUNT AND THE CONSOLIDATED BALANCE SHEET |
Management | No Action | |||||||||
| 8.B | RESOLUTION ON: DISCHARGE
OF LIABILITY FOR MEMBERS OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR THE FINANCIAL YEAR 2019 |
Management | No Action | |||||||||
| 8.C | RESOLUTION ON: ALLOCATION
OF THE COMPANY'S PROFIT ACCORDING TO THE ADOPTED BALANCE SHEET AND DETERMINATION OF THE RECORD DATE FOR RECEIPT OF DIVIDEND: NO DIVIDEND |
Management | No Action | |||||||||
| 9 | PLEASE NOTE THAT THIS
RESOLUTION IS A SHAREHOLDER PROPOSAL: DETERMINATION OF THE NUMBER OF DIRECTORS AND AUDITORS |
Shareholder | No Action | |||||||||
| 10 | PLEASE NOTE THAT THIS
RESOLUTION IS A SHAREHOLDER PROPOSAL: DETERMINATION OF FEES TO THE DIRECTORS |
Shareholder | No Action | |||||||||
| 11 | PLEASE NOTE THAT THIS
RESOLUTION IS A SHAREHOLDER PROPOSAL: DETERMINATION OF FEES TO THE AUDITORS |
Shareholder | No Action | |||||||||
| 12A.1 | PLEASE NOTE THAT THIS
RESOLUTION IS A SHAREHOLDER PROPOSAL: RE-ELECTION OF MEMBER OF BOARD OF DIRECTORS: HELENE SVAHN |
Shareholder | No Action | |||||||||
| 12A.2 | PLEASE NOTE THAT THIS
RESOLUTION IS A SHAREHOLDER PROPOSAL: ELECTION OF MEMBER OF BOARD OF DIRECTORS: STEFAN CHARETTE |
Shareholder | No Action | |||||||||
| 12A.3 | PLEASE NOTE THAT THIS
RESOLUTION IS A SHAREHOLDER PROPOSAL: ELECTION OF MEMBER OF BOARD OF DIRECTORS: VIVEKA EKBERG |
Shareholder | No Action | |||||||||
| 12A.4 | PLEASE NOTE THAT THIS
RESOLUTION IS A SHAREHOLDER PROPOSAL: ELECTION OF MEMBER OF BOARD OF DIRECTORS: HAKAN KARLSSON |
Shareholder | No Action | |||||||||
| 12A.5 | PLEASE NOTE THAT THIS
RESOLUTION IS A SHAREHOLDER PROPOSAL: ELECTION OF MEMBER OF BOARD OF DIRECTORS: CHRISTIAN LEVIN |
Shareholder | No Action | |||||||||
| 12A.6 | PLEASE NOTE THAT THIS
RESOLUTION IS A SHAREHOLDER PROPOSAL: ELECTION OF MEMBER OF BOARD OF DIRECTORS: CATHARINA MODAHL NILSSON |
Shareholder | No Action | |||||||||
| 12.B | PLEASE NOTE THAT THIS
RESOLUTION IS A SHAREHOLDER PROPOSAL: ELECTION OF STEFAN CHARETTE AS CHAIRMAN OF THE BOARD |
Shareholder | No Action | |||||||||
| 12.C | PLEASE NOTE THAT THIS
RESOLUTION IS A SHAREHOLDER PROPOSAL: RE-ELECTION OF OHRLINGS PRICEWATERHOUSECOOPERS AB AS THE AUDITING FIRM |
Shareholder | No Action | |||||||||
| 13 | RESOLUTION ON THE BOARD
OF DIRECTORS' PROPOSAL TO GUIDELINES FOR REMUNERATION TO MEMBERS OF THE EXECUTIVE MANAGEMENT |
Management | No Action | |||||||||
| 14 | RESOLUTION ON THE BOARD
OF DIRECTORS' PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION |
Management | No Action | |||||||||
| 15 | RESOLUTION ON THE BOARD
OF DIRECTORS' PROPOSAL TO AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE ON A NEW SHARE ISSUE |
Management | No Action | |||||||||
| 16 | CLOSING OF THE GENERAL MEETING | Non-Voting | ||||||||||
| BLACKBERRY LIMITED | ||||||||||||
| Security | 09228F103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BB | Meeting Date | 23-Jun-2020 | |||||||||
| ISIN | CA09228F1036 | Agenda | 935218215 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | John Chen | For | For | |||||||||
| 2 | Michael A. Daniels | For | For | |||||||||
| 3 | Timothy Dattels | For | For | |||||||||
| 4 | Lisa Disbrow | For | For | |||||||||
| 5 | Richard Lynch | For | For | |||||||||
| 6 | Laurie Smaldone Alsup | For | For | |||||||||
| 7 | Barbara Stymiest | For | For | |||||||||
| 8 | V. Prem Watsa | For | For | |||||||||
| 9 | Wayne Wouters | For | For | |||||||||
| 2. | Appointment of Auditors
- Resolution approving the appointment of PricewaterhouseCoopers LLP as auditors of the Company and authorizing the Board of Directors to fix their remuneration. |
Management | For | For | ||||||||
| 3. | Approval of Amendments
to the Equity Incentive Plan - Resolution approving amendments to the Company's Equity Incentive Plan as disclosed in the Management Proxy Circular for the Meeting. |
Management | For | For | ||||||||
| 4. | Approval of Unallocated
Entitlements under the DSU Plan - Resolution approving the unallocated entitlements under the Company's Deferred Share Unit Plan for Directors as disclosed in the Management Proxy Circular for the Meeting. |
Management | For | For | ||||||||
| 5. | Approval of Amendment
to the Employee Share Purchase Plan - Resolution approving an amendment to the Company's Employee Share Purchase Plan as disclosed in the Management Proxy Circular for the Meeting. |
Management | For | For | ||||||||
| 6. | Advisory Vote on Executive
Compensation - Non-binding advisory resolution that the shareholders accept the Company's approach to executive compensation as disclosed in the Management Proxy Circular for the Meeting (the "Say on Pay Vote"). |
Management | For | For | ||||||||
| 7. | Advisory Vote on Frequency
of Say on Pay Vote - Non- binding advisory resolution on how frequently the Company should hold the non-binding advisory vote on the Company's approach to executive compensation. |
Management | 1 Year | For | ||||||||
| MILLICOM INTERNATIONAL CELLULAR SA | ||||||||||||
| Security | L6388F128 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 25-Jun-2020 | ||||||||||
| ISIN | SE0001174970 | Agenda | 712719004 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | AN ABSTAIN VOTE CAN
HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION |
Non-Voting | ||||||||||
| CMMT | MARKET
RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED |
Non-Voting | ||||||||||
| CMMT | IMPORTANT
MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE |
Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS
IS AN AMENDMENT TO MEETING ID 402448 DUE TO CHANGE IN-VOTING STATUS OF RESOLUTION 1 AND 2. ALL VOTES RECEIVED ON THE PREVIOUS-MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING-NOTICE. THANK YOU |
Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT RESOLUTIONS
1, 6 TO 18 ARE PROPOSED BY NOMINATION COMMITTEE-AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING- INSTRUCTIONS ARE DISABLED FOR THIS MEETING |
Non-Voting | ||||||||||
| 1 | TO ELECT THE CHAIRMAN
OF THE AGM AND TO EMPOWER HIM TO APPOINT THE OTHER MEMBERS OF THE BUREAU OF THE MEETING: MR. ALEXANDER KOCH |
Management | No Action | |||||||||
| 2 | TO RECEIVE THE MANAGEMENT
REPORTS OF THE BOARD AND THE REPORTS OF THE EXTERNAL AUDITOR ON THE ANNUAL ACCOUNTS AND THE CONSOLIDATED ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2019 |
Management | No Action | |||||||||
| 3 | TO
APPROVE THE ANNUAL ACCOUNTS AND THE CONSOLIDATED ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2019: ON A PARENT COMPANY BASIS, MILLICOM GENERATED A PROFIT OF USD 708,920,835 FOR THE YEAR ENDED DECEMBER 31, 2019. THE BOARD PROPOSES TO ALLOCATE THE RESULTS TO THE UNAPPROPRIATED NET PROFITS TO BE CARRIED FORWARD |
Management | No Action | |||||||||
| 4 | TO ALLOCATE THE RESULTS
OF THE YEAR ENDED DECEMBER 31, 2019 TO UNAPPROPRIATED NET PROFITS TO BE CARRIED FORWARD |
Management | No Action | |||||||||
| 5 | TO DISCHARGE ALL THE
DIRECTORS OF MILLICOM FOR THE PERFORMANCE OF THEIR MANDATES DURING THE YEAR ENDED DECEMBER 31, 2019 |
Management | No Action | |||||||||
| 6 | TO SET THE NUMBER OF DIRECTORS AT EIGHT (8) | Management | No Action | |||||||||
| 7 | TO RE-ELECT MR. JOSE
ANTONIO RIOS GARCIA AS A DIRECTOR FOR A TERM ENDING ON THE ANNUAL GENERAL MEETING TO BE HELD IN 2021 (THE "2021 AGM") |
Management | No Action | |||||||||
| 8 | TO RE-ELECT MS. PERNILLE
ERENBJERG AS A DIRECTOR FOR A TERM ENDING ON THE 2021 AGM |
Management | No Action | |||||||||
| 9 | TO RE-ELECT MR. TOMAS
ELIASSON AS A DIRECTOR FOR A TERM ENDING ON THE 2021 AGM |
Management | No Action | |||||||||
| 10 | TO RE-ELECT MR. ODILON
ALMEIDA AS A DIRECTOR FOR A TERM ENDING ON THE 2021 AGM |
Management | No Action | |||||||||
| 11 | TO RE-ELECT MR. LARS-AKE
NORLING AS A DIRECTOR FOR A TERM ENDING ON THE 2021 AGM |
Management | No Action | |||||||||
| 12 | TO RE-ELECT MR. JAMES
THOMPSON AS A DIRECTOR FOR A TERM ENDING ON THE 2021 AGM |
Management | No Action | |||||||||
| 13 | TO RE-ELECT MS. MERCEDES
JOHNSON AS A DIRECTOR FOR A TERM ENDING ON THE 2021 AGM |
Management | No Action | |||||||||
| 14 | TO ELECT MR. MAURICIO
RAMOS AS A DIRECTOR FOR A TERM ENDING ON THE 2021 AGM |
Management | No Action | |||||||||
| 15 | TO RE-ELECT MR. JOSE
ANTONIO RIOS GARCIA AS CHAIRMAN OF THE BOARD FOR A TERM ENDING ON THE 2021 AGM |
Management | No Action | |||||||||
| 16 | TO APPROVE THE DIRECTORS'
REMUNERATION FOR THE PERIOD FROM THE AGM TO THE 2021 AGM |
Management | No Action | |||||||||
| 17 | TO RE-ELECT ERNST &
YOUNG S.A., LUXEMBOURG AS THE EXTERNAL AUDITOR FOR A TERM ENDING ON THE 2021 AGM AND TO APPROVE THE EXTERNAL AUDITOR REMUNERATION TO BE PAID AGAINST APPROVED ACCOUNT |
Management | No Action | |||||||||
| 18 | TO APPROVE AN INSTRUCTION
TO THE NOMINATION COMMITTEE |
Management | No Action | |||||||||
| 19 | TO APPROVE THE SHARE REPURCHASE PLAN | Management | No Action | |||||||||
| 20 | TO APPROVE THE GUIDELINES
AND POLICY FOR SENIOR MANAGEMENT REMUNERATION |
Management | No Action | |||||||||
| 21 | TO APPROVE THE SHARE-BASED
INCENTIVE PLANS FOR MILLICOM EMPLOYEES |
Management | No Action | |||||||||
| RIB SOFTWARE SE | ||||||||||||
| Security | D6529D148 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 26-Jun-2020 | ||||||||||
| ISIN | DE000A254260 | Agenda | 712695709 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | FROM
10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE |
Non-Voting | ||||||||||
| CMMT | PLEASE
NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL |
Non-Voting | ||||||||||
| CMMT | THE
VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE |
Non-Voting | ||||||||||
| CMMT | ACCORDING
TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD |
Non-Voting | ||||||||||
| PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL |
||||||||||||
| CMMT | FURTHER
INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE |
Non-Voting | ||||||||||
| 1 | PRESENTATION
OF THE ADOPTED ANNUAL FINANCIAL STATEMENTS AND THE APPROVED- CONSOLIDATED FINANCIAL STATEMENTS OF RIB SOFTWARE SE FOR THE 2019 FINANCIAL-YEAR, THE COMBINED GROUP MANAGEMENT REPORT AND THE MANAGEMENT REPORT FOR THE-2019 FINANCIAL YEAR, THE REPORT OF THE ADMINISTRATIVE BOARD OF RIB SOFTWARE-SE AND THE EXPLANATORY REPORT OF THE ADMINISTRATIVE BOARD OF RIB SOFTWARE SE-ON THE INFORMATION PURSUANT TO SECTIONS 289A, 315A OF THE GERMAN COMMERCIAL-CODE (HANDELSGESETZBUCH - HGB) FOR THE 2019 FINANCIAL YEAR |
Non-Voting | ||||||||||
| 2 | RESOLUTION ON THE APPROPRIATION
OF PROFITS: DISTRIBUTION TO THE SHAREHOLDERS OF A DIVIDEND IN THE AMOUNT OF EUR 0.12 PER SHARE WITH DIVIDEND |
Management | No Action | |||||||||
| 3 | RESOLUTION ON THE FORMAL
APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE ADMINISTRATIVE BOARD OF RIB SOFTWARE SE FOR THE 2019 FINANCIAL YEAR |
Management | No Action | |||||||||
| 4 | RESOLUTION ON THE FORMAL
APPROVAL OF THE ACTIONS OF THE MANAGING DIRECTORS OF RIB SOFTWARE SE FOR THE 2019 FINANCIAL YEAR |
Management | No Action | |||||||||
| 5 | RESOLUTION
ON THE ELECTION OF THE AUDITOR FOR THE ANNUAL FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2020 FINANCIAL YEAR: BW PARTNER BAUER SCHAETZ HASENCLEVER PARTNERSCHAFT MBB WIRTSCHAFTSPRUEFUNGSGESELLSCHAFT, STEUERBERATUNGSGESELLSCHAFT, STUTTGART |
Management | No Action | |||||||||
| 6 | RESOLUTION ON THE CANCELLATION
OF THE RESOLUTION REGARDING THE STOCK OPTION PROGRAMME 2015, ON A NEW AUTHORISATION TO GRANT SUBSCRIPTION RIGHTS TO MEMBERS OF THE MANAGEMENT OR TO EMPLOYEES OF RIB SOFTWARE SE OR AN AFFILIATED COMPANY |
Management | No Action | |||||||||
| (STOCK OPTION PROGRAMME
2020) AND ON THE AMENDMENT OF THE CONTINGENT CAPITAL, WHICH WAS CREATED TO COVER THE STOCK OPTION PROGRAMME 2015, AS CONTINGENT CAPITAL 2020/I AS WELL AS ON A CORRESPONDING AMENDMENT OF THE ARTICLES OF ASSOCIATION |
||||||||||||
| BUSINESS ET DECISION | ||||||||||||
| Security | F1232V103 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 29-Jun-2020 | ||||||||||
| ISIN | FR0000078958 | Agenda | 712693616 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | THE
FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. |
Non-Voting | ||||||||||
| CMMT | FOLLOWING
CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. |
Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT IMPORTANT
ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202005202001709-61 |
Non-Voting | ||||||||||
| O.1 | APPROVAL OF THE CORPORATE
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 |
Management | For | For | ||||||||
| O.2 | APPROVAL OF THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 |
Management | For | For | ||||||||
| O.3 | ALLOCATION OF INCOME
FOR THE FINANCIAL STATEMENTS ENDED 31 DECEMBER 2019 |
Management | For | For | ||||||||
| O.4 | AGREEMENTS REFERRED
TO IN ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE |
Management | For | For | ||||||||
| O.5 | APPROVAL OF THE INFORMATION
MENTIONED IN SECTION I OF ARTICLE L. 225-37-3 OF THE FRENCH COMMERCIAL CODE, PURSUANT TO SECTION II OF ARTICLE L. 225-100 OF THE FRENCH COMMERCIAL CODE |
Management | For | For | ||||||||
| O.6 | APPROVAL OF THE COMPENSATION
ELEMENTS PAID DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 OR ALLOCATED IN RESPECT OF THE SAME FINANCIAL YEAR TO THE EXECUTIVE CORPORATE OFFICERS PURSUANT TO ARTICLE L. 225-100 III OF THE FRENCH COMMERCIAL CODE |
Management | For | For | ||||||||
| O.7 | APPROVAL OF THE COMPENSATION
POLICY FOR EXECUTIVE CORPORATE OFFICERS PURSUANT TO ARTICLE L. 225-37-2 OF THE FRENCH COMMERCIAL CODE |
Management | For | For | ||||||||
| O.8 | APPROVAL OF THE COMPENSATION
POLICY FOR NON-EXECUTIVE DIRECTORS, PURSUANT TO ARTICLE L. 225-37-2 OF THE FRENCH COMMERCIAL CODE |
Management | For | For | ||||||||
| O.9 | RATIFICATION OF THE
CO-OPTATION OF MR. PIERRE-LOUIS BIAGGI AS DIRECTOR, AS REPLACEMENT FOR MRS. BEATRICE FELDER, WHO RESIGNED |
Management | For | For | ||||||||
| O.10 | RATIFICATION OF THE
TRANSFER OF THE REGISTERED OFFICE |
Management | For | For | ||||||||
| O.11 | AUTHORIZATION TO BE
GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE OR TRANSFER SHARES OF THE COMPANY |
Management | For | For | ||||||||
| E.12 | AUTHORIZATION TO THE
BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING SHARES |
Management | For | For | ||||||||
| E.13 | DELEGATION
OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE SHARES OF THE COMPANY AND COMPLEX TRANSFERRABLE SECURITIES, WITH RETENTION OF SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHTS (TO BE USED ONLY OUTSIDE OF A PUBLIC OFFERING PERIOD ON THE EQUITY SECURITIES, EXPECT SPECIFIC AUTHORIZATION OF THE GENERAL MEETING) |
Management | Against | Against | ||||||||
| E.14 | DELEGATION
OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE SHARES OF THE COMPANY AND COMPLEX TRANSFERRABLE SECURITIES, WITH CANCELLATION OF SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHTS, IN THE CONTEXT OF A PUBLIC OFFERING (TO BE USED ONLY OUTSIDE OF A PUBLIC OFFERING PERIOD ON THE EQUITY SECURITIES, EXPECT SPECIFIC AUTHORIZATION OF THE GENERAL MEETING) |
Management | Against | Against | ||||||||
| E.15 | DELEGATION
OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE SHARES OF THE COMPANY AND COMPLEX TRANSFERRABLE SECURITIES, WITH CANCELLATION OF SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHTS, IN THE CONTEXT OF AN OFFER REFERRED TO IN SECTION 1 OF ARTICLE L. 411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE (TO BE USED ONLY OUTSIDE OF A PUBLIC OFFERING PERIOD ON THE EQUITY SECURITIES, EXPECT SPECIFIC AUTHORIZATION OF THE GENERAL MEETING) |
Management | Against | Against | ||||||||
| E.16 | DELEGATION
OF POWERS TO THE BOARD OF DIRECTORS FOR THE PURPOSE OF ISSUING SHARES OF THE COMPANY AND COMPLEX TRANSFERRABLE SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT, IN REMUNERATION FOR CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND CONSISTING OF EQUITY SECURITIES OR TRANSFERRABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF OTHER COMPANIES |
Management | Against | Against | ||||||||
| E.17 | OVERALL LIMIT OF THE
AMOUNT OF THE COMPANY'S CAPITAL INCREASE THAT MAY BE CARRIED OUT PURSUANT TO THE THIRTEENTH TO THE SIXTEENTH RESOLUTIONS SUBMITTED TO THIS GENERAL MEETING |
Management | For | For | ||||||||
| E.18 | DELEGATION OF AUTHORITY
TO THE BOARD OF DIRECTORS TO INCREASE THE COMPANY'S CAPITAL BY INCORPORATION OF RESERVES, PROFITS OR PREMIUMS |
Management | For | For | ||||||||
| E.19 | DELEGATION OF AUTHORITY
TO THE BOARD OF DIRECTORS TO PROCEED, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, WITH ONE OR MORE SHARE CAPITAL INCREASES RESERVED FOR THE COMPANY'S EMPLOYEES |
Management | Against | Against | ||||||||
| E.20 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||||
| QIAGEN NV | ||||||||||||
| Security | N72482123 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 30-Jun-2020 | ||||||||||
| ISIN | NL0012169213 | Agenda | 712788718 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL
OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU |
Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS
IS AN AMENDMENT TO MEETING ID 416995 DUE TO CHANGE-RECEIPT OF UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU |
Non-Voting | ||||||||||
| 1 | OPENING | Non-Voting | ||||||||||
| 2 | MANAGING BOARD REPORT
FOR THE YEAR ENDED DECEMBER 31, 2019 ("CALENDAR YEAR-2019") |
Non-Voting | ||||||||||
| 3 | SUPERVISORY BOARD REPORT
ON THE COMPANY'S ANNUAL ACCOUNTS (THE "ANNUAL- ACCOUNTS") FOR CALENDAR YEAR 2019 |
Non-Voting | ||||||||||
| 4 | ADOPTION OF THE ANNUAL
ACCOUNTS FOR CALENDAR YEAR 2019 |
Management | No Action | |||||||||
| 5 | ADVISORY VOTE ON THE
REMUNERATION REPORT 2019 |
Management | No Action | |||||||||
| 6 | RESERVATION AND DIVIDEND POLICY | Non-Voting | ||||||||||
| 7 | DISCHARGE FROM LIABILITY
OF THE MANAGING DIRECTORS FOR THE PERFORMANCE OF THEIR DUTIES DURING CALENDAR YEAR 2019 |
Management | No Action | |||||||||
| 8 | DISCHARGE FROM LIABILITY
OF THE SUPERVISORY DIRECTORS FOR THE PERFORMANCE OF THEIR DUTIES DURING CALENDAR YEAR 2019 |
Management | No Action | |||||||||
| 9.A | REAPPOINTMENT OF THE
SUPERVISORY DIRECTOR OF THE COMPANY FOR A TERM ENDING AT THE CLOSE OF THE ANNUAL GENERAL MEETING IN 2021: MR. STEPHANE BANCEL |
Management | No Action | |||||||||
| 9.B | REAPPOINTMENT OF THE
SUPERVISORY DIRECTOR OF THE COMPANY FOR A TERM ENDING AT THE CLOSE OF THE ANNUAL GENERAL MEETING IN 2021: DR. HAKAN BJORKLUND |
Management | No Action | |||||||||
| 9.C | REAPPOINTMENT OF THE
SUPERVISORY DIRECTOR OF THE COMPANY FOR A TERM ENDING AT THE CLOSE OF THE ANNUAL GENERAL MEETING IN 2021: DR. METIN COLPAN |
Management | No Action | |||||||||
| 9.D | REAPPOINTMENT OF THE
SUPERVISORY DIRECTOR OF THE COMPANY FOR A TERM ENDING AT THE CLOSE OF THE ANNUAL GENERAL MEETING IN 2021: PROF. DR. ROSS L. LEVINE |
Management | No Action | |||||||||
| 9.E | REAPPOINTMENT OF THE
SUPERVISORY DIRECTOR OF THE COMPANY FOR A TERM ENDING AT THE CLOSE OF THE ANNUAL GENERAL MEETING IN 2021: PROF. DR. ELAINE MARDIS |
Management | No Action | |||||||||
| 9.F | REAPPOINTMENT OF THE
SUPERVISORY DIRECTOR OF THE COMPANY FOR A TERM ENDING AT THE CLOSE OF THE ANNUAL GENERAL MEETING IN 2021: MR. LAWRENCE A. ROSEN |
Management | No Action | |||||||||
| 9.G | REAPPOINTMENT OF THE
SUPERVISORY DIRECTOR OF THE COMPANY FOR A TERM ENDING AT THE CLOSE OF THE ANNUAL GENERAL MEETING IN 2021: MS. ELIZABETH E. TALLETT |
Management | No Action | |||||||||
| 10.A | RE-APPOINTMENT OF THE
MANAGING DIRECTOR OF THE COMPANY FOR A TERM ENDING AT THE CLOSE OF THE ANNUAL GENERAL MEETING IN 2021: MR. ROLAND SACKERS |
Management | No Action | |||||||||
| 10.B | RE-APPOINTMENT OF THE
MANAGING DIRECTOR OF THE COMPANY FOR A TERM ENDING AT THE CLOSE OF THE ANNUAL GENERAL MEETING IN 2021: MR. THIERRY BERNARD |
Management | No Action | |||||||||
| 11 | ADOPTION OF THE REMUNERATION
POLICY WITH RESPECT TO THE MANAGING BOARD |
Management | No Action | |||||||||
| 12.A | REMUNERATION OF THE
SUPERVISORY BOARD: ADOPTION OF THE REMUNERATION POLICY WITH RESPECT TO THE SUPERVISORY BOARD |
Management | No Action | |||||||||
| 12.B | REMUNERATION OF THE
SUPERVISORY BOARD: DETERMINATION OF THE REMUNERATION OF THE MEMBERS OF THE SUPERVISORY BOARD |
Management | No Action | |||||||||
| 13 | REAPPOINTMENT OF KPMG
ACCOUNTANTS N.V. AS AUDITORS OF THE COMPANY FOR THE CALENDAR YEAR ENDING DECEMBER 31, 2020 |
Management | No Action | |||||||||
| 14.A | AUTHORIZATION
OF THE SUPERVISORY BOARD, UNTIL DECEMBER 30, 2021 TO ISSUE A NUMBER OF ORDINARY SHARES AND FINANCING PREFERENCE SHARES AND GRANT RIGHTS TO SUBSCRIBE FOR SUCH SHARES, THE AGGREGATE PAR VALUE OF WHICH SHALL BE EQUAL TO THE AGGREGATE PAR VALUE OF FIFTY PERCENT (50%) OF SHARES ISSUED AND OUTSTANDING IN THE CAPITAL OF THE COMPANY AS AT DECEMBER 31, 2019 AS INCLUDED IN THE ANNUAL ACCOUNTS FOR CALENDAR YEAR 2019 |
Management | No Action | |||||||||
| 14.B | AUTHORIZATION
OF THE SUPERVISORY BOARD, UNTIL DECEMBER 30, 2021 TO RESTRICT OR EXCLUDE THE PRE-EMPTIVE RIGHTS WITH RESPECT TO ISSUING ORDINARY SHARES OR GRANTING SUBSCRIPTION RIGHTS, THE AGGREGATE PAR VALUE OF SUCH SHARES OR SUBSCRIPTION RIGHTS SHALL BE UP TO A MAXIMUM OF TEN PERCENT (10%) OF THE AGGREGATE PAR VALUE OF ALL SHARES ISSUED AND OUTSTANDING IN THE CAPITAL OF THE COMPANY AS AT DECEMBER 31, 2019 |
Management | No Action | |||||||||
| 14.C | AUTHORIZATION
OF THE SUPERVISORY BOARD, UNTIL DECEMBER 30, 2021 TO SOLELY FOR THE PURPOSE OF STRATEGIC TRANSACTIONS SUCH AS MERGERS, ACQUISITIONS OR STRATEGIC ALLIANCES, RESTRICT OR EXCLUDE THE PRE- EMPTIVE RIGHTS WITH RESPECT TO ISSUING ADDITIONAL ORDINARY SHARES OR GRANTING SUBSCRIPTION RIGHTS, THE AGGREGATE PAR VALUE OF SUCH SHARES OR SUBSCRIPTION RIGHTS SHALL BE UP TO A MAXIMUM OF TEN PERCENT (10%) OF THE AGGREGATE PAR VALUE OF ALL SHARES ISSUED AND OUTSTANDING IN THE CAPITAL OF THE COMPANY AS AT DECEMBER 31, 2019 |
Management | No Action | |||||||||
| 15 | AUTHORIZATION OF THE
MANAGING BOARD, UNTIL DECEMBER 30, 2021, TO ACQUIRE SHARES IN THE COMPANY'S OWN SHARE CAPITAL |
Management | No Action | |||||||||
| CMMT | PLEASE NOTE THAT ITEMS
RELATING TO THE RECOMMENDED OFFER MADE BY THERMO-FISHER SCIENTIFIC INC., THROUGH QUEBEC B.V |
Non-Voting | ||||||||||
| 16 | EXPLANATION ON THE
RECOMMENDED OFFER MADE BY THERMO FISHER SCIENTIFIC INC.,- THROUGH QUEBEC B.V |
Non-Voting | ||||||||||
| 17 | CONDITIONAL AMENDMENT
OF THE COMPANY'S ARTICLES OF ASSOCIATION (PART I) |
Management | No Action | |||||||||
| 18 | CONDITIONAL
BACK-END RESOLUTION TO I. GRANT THE TOP UP OPTION; II. EXCLUDE THE PRE- EMPTIVE RIGHTS THAT WOULD OTHERWISE ARISE PURSUANT TO THE GRANT OF THE TOP UP OPTION; III. AMEND THE COMPANY'S ARTICLES OF ASSOCIATION (PART II); IV. SUBJECT TO THE MERGER RESOLUTION HAVING BEEN ADOPTED AT THE SUBSEQUENT EGM, IN ACCORDANCE WITH AND TO THE EXTENT REQUIRED UNDER APPLICABLE LAW, INCLUDING SECTION 2:107A OF THE DUTCH CIVIL CODE, (A) APPROVE THE RESOLUTION OF THE MANAGING BOARD TO PURSUE, AND CAUSE QIAGEN NEWCO TO PURSUE, THE SHARE TRANSFER, SUBJECT TO THE MERGER BEING EFFECTED, AND (B) APPROVE THE DISSOLUTION OF QIAGEN NEWCO, SUBJECT TO THE SHARE TRANSFER HAVING BEEN EFFECTED; AND V. SUBJECT TO THE MERGER RESOLUTION |
Management | No Action | |||||||||
| NOT
HAVING BEEN ADOPTED AT THE SUBSEQUENT EGM, (A) IN ACCORDANCE WITH SECTION 2:107A OF THE DUTCH CIVIL CODE, APPROVE THE RESOLUTION OF THE MANAGING BOARD TO PURSUE THE ASSET SALE, AND, SUBJECT TO COMPLETION OF THE ASSET SALE, (B) DISSOLVE THE COMPANY IN ACCORDANCE WITH SECTION 2:19 OF THE DUTCH CIVIL CODE, (C) APPOINT STICHTING LIQUIDATOR QIAGEN AS THE LIQUIDATOR OF THE COMPANY (THE "LIQUIDATOR"), (D) APPROVE REIMBURSEMENT OF THE LIQUIDATOR'S REASONABLE SALARY AND COSTS, AND (E) APPOINT QUEBEC B.V. AS THE CUSTODIAN OF THE COMPANY'S BOOKS AND RECORDS FOLLOWING ITS DISSOLUTION |
||||||||||||
| 19.A | CONDITIONAL RE-APPOINTMENT
OF THE SUPERVISORY DIRECTOR OF THE COMPANY WITH EFFECT AS FROM THE SETTLEMENT: DR. HAKAN BJORKLUND |
Management | No Action | |||||||||
| 19.B | CONDITIONAL RE-APPOINTMENT
OF THE SUPERVISORY DIRECTOR OF THE COMPANY WITH EFFECT AS FROM THE SETTLEMENT: MR. MICHAEL A. BOXER |
Management | No Action | |||||||||
| 19.C | CONDITIONAL RE-APPOINTMENT
OF THE SUPERVISORY DIRECTOR OF THE COMPANY WITH EFFECT AS FROM THE SETTLEMENT: MR. PAUL G. PARKER |
Management | No Action | |||||||||
| 19.D | CONDITIONAL RE-APPOINTMENT
OF THE SUPERVISORY DIRECTOR OF THE COMPANY WITH EFFECT AS FROM THE SETTLEMENT: MR. GIANLUCA PETTITI |
Management | No Action | |||||||||
| 19.E | CONDITIONAL RE-APPOINTMENT
OF THE SUPERVISORY DIRECTOR OF THE COMPANY WITH EFFECT AS FROM THE SETTLEMENT: MR. ANTHONY H. SMITH |
Management | No Action | |||||||||
| 19.F | CONDITIONAL RE-APPOINTMENT
OF THE SUPERVISORY DIRECTOR OF THE COMPANY WITH EFFECT AS FROM THE SETTLEMENT: MS. BARBARA W. WALL |
Management | No Action | |||||||||
| 19.G | CONDITIONAL RE-APPOINTMENT
OF THE SUPERVISORY DIRECTOR OF THE COMPANY WITH EFFECT AS FROM THE SETTLEMENT: MR. STEFAN WOLF |
Management | No Action | |||||||||
| 20 | CONDITIONAL ACCEPTANCE
OF THE RESIGNATION OF, AND DISCHARGE FROM LIABILITY OF THE RESIGNING SUPERVISORY DIRECTORS FOR THE PERFORMANCE OF THEIR DUTIES UP TO THE DATE OF THE ANNUAL GENERAL MEETING |
Management | No Action | |||||||||
| 21 | CONDITIONAL AMENDMENT
OF THE COMPANY'S ARTICLES OF ASSOCIATION (PART III) |
Management | No Action | |||||||||
| 22 | QUESTIONS | Non-Voting | ||||||||||
| 23 | CLOSING | Non-Voting | ||||||||||
| LIBERTY GLOBAL PLC | ||||||||||||
| Security | G5480U104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LBTYA | Meeting Date | 30-Jun-2020 | |||||||||
| ISIN | GB00B8W67662 | Agenda | 935223228 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Elect Miranda Curtis
as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2023 or until a successor in interest is appointed. |
Management | For | For | ||||||||
| 2. | Elect John W. Dick
as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2023 or until a successor in interest is appointed. |
Management | For | For | ||||||||
| 3. | Elect JC Sparkman as
a director of Liberty Global for a term expiring at the annual general meeting to be held in 2023 or until a successor in interest is appointed. |
Management | For | For | ||||||||
| 4. | Elect J. David Wargo
as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2023 or until a successor in interest is appointed. |
Management | For | For | ||||||||
| 5. | Approve,
on an advisory basis, the annual report on the implementation of the directors' compensation policy for the year ended December 31, 2019, contained in Appendix A of the proxy statement (in accordance with requirements applicable to U.K. companies). |
Management | For | For | ||||||||
| 6. | Approve
the director's compensation policy contained in Appendix A of Liberty Global's proxy statement for the 2020 annual general meeting of shareholders (the AGM) (in accordance with requirements applicable to United Kingdom (U.K.) companies) to be effective as of the date of the 2020 AGM. |
Management | For | For | ||||||||
| 7. | Approve,
on an advisory basis, the compensation of the named executive officers, as disclosed in Liberty Global's proxy statement for the 2020 AGM pursuant to the compensation disclosure rules of the Securities and Exchange Commission, under the heading "Executive Officers and Directors Compensation". |
Management | For | For | ||||||||
| 8. | Choose, on an advisory
basis, the frequency at which future advisory votes on the compensation of the named executive officers, as disclosed pursuant to the Securities and Exchange Commission's compensation disclosure rules, will be held. |
Management | 3 Years | For | ||||||||
| 9. | Ratify the appointment
of KPMG LLP (U.S.) as Liberty Global's independent auditor for the year ending December 31, 2020. |
Management | For | For | ||||||||
| 10. | Appoint KPMG LLP (U.K.)
as Liberty Global's U.K. statutory auditor under the U.K. Companies Act 2006 (the Companies Act) (to hold office until the conclusion of the next annual general meeting at which accounts are laid before Liberty Global). |
Management | For | For | ||||||||
| 11. | Authorize the audit
committee of Liberty Global's board of directors to determine the U.K. statutory auditor's compensation. |
Management | For | For | ||||||||
| 12. | Authorize
Liberty Global's board of directors in accordance with Section 570 of the Companies Act to allot equity securities (as defined in Section 560 of the Companies Act) for cash pursuant to the authority conferred under Section 551 of the Companies Act by resolution 10 passed at the Annual General Meeting of Liberty Global held on June 11, 2019, without the rights of preemption provided by Section 561 of the Companies Act. |
Management | For | For | ||||||||
| 13. | Authorize
Liberty Global and its subsidiaries to make political donations to political parties, independent election candidates and/or political organizations other than political parties and/or incur political expenditures of up to $1,000,000 under the Companies Act. |
Management | For | For | ||||||||
| 14. | Approve
the form agreements and counterparties pursuant to which Liberty Global may conduct the purchase of its ordinary shares in the capital of Liberty Global and authorize all or any of Liberty Global's directors and senior officers to enter into, complete and make purchases of ordinary shares in the capital of Liberty Global pursuant to the form of agreements and with any of the approved counterparties, which approvals will expire on the fifth anniversary of the 2020 AGM. |
Management | For | For | ||||||||
| QIAGEN N.V. | ||||||||||||
| Security | N72482123 | Meeting Type | Annual | |||||||||
| Ticker Symbol | QGEN | Meeting Date | 30-Jun-2020 | |||||||||
| ISIN | NL0012169213 | Agenda | 935236085 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | Proposal to adopt the
Annual Accounts for the year ended December 31, 2019 ("Calendar Year 2019"). |
Management | For | For | ||||||||
| 2 | Proposal to cast a
favorable non-binding advisory vote in respect of the Remuneration Report 2019. |
Management | For | For | ||||||||
| 3 | Proposal to discharge
from liability the Managing Directors for the performance of their duties during Calendar Year 2019. |
Management | For | For | ||||||||
| 4 | Proposal to discharge
from liability the Supervisory Directors for the performance of their duties during Calendar Year 2019. |
Management | For | For | ||||||||
| 5A | Re-appointment of the
Supervisory Director: Mr. Stéphane Bancel |
Management | For | For | ||||||||
| 5B | Re-appointment of the
Supervisory Director: Dr. Håkan Björklund |
Management | For | For | ||||||||
| 5C | Re-appointment of the
Supervisory Director: Dr. Metin Colpan |
Management | For | For | ||||||||
| 5D | Re-appointment of the
Supervisory Director: Prof. Dr. Ross L. Levine |
Management | For | For | ||||||||
| 5E | Re-appointment of the
Supervisory Director: Prof. Dr. Elaine Mardis |
Management | For | For | ||||||||
| 5F | Re-appointment of the
Supervisory Director: Mr. Lawrence A. Rosen |
Management | For | For | ||||||||
| 5G | Re-appointment of the
Supervisory Director: Ms. Elizabeth E. Tallett |
Management | For | For | ||||||||
| 6A | Reappointment of the
Managing Director: Mr. Roland Sackers |
Management | For | For | ||||||||
| 6B | Reappointment of the
Managing Director: Mr. Thierry Bernard |
Management | For | For | ||||||||
| 7 | Proposal to adopt the
Remuneration Policy with respect to the Managing Board. |
Management | For | For | ||||||||
| 8A | Remuneration of the
Supervisory Board: Proposal to adopt the Remuneration Policy with respect to the Supervisory Board. |
Management | For | For | ||||||||
| 8B | Remuneration of the
Supervisory Board: Proposal to determine the remuneration of members of the Supervisory Board. |
Management | For | For | ||||||||
| 9 | Proposal to reappoint
KPMG Accountants N.V. as auditors of the Company for the calendar year ending December 31, 2020. |
Management | For | For | ||||||||
| 10A | Proposal
to authorize the Supervisory Board, until December 30, 2021 to: Issue a number of ordinary shares and financing preference shares and grant rights to subscribe for such shares of up to 50% of the aggregate par value of all shares issued and outstanding. |
Management | For | For | ||||||||
| 10B | Proposal
to authorize the Supervisory Board, until December 30, 2021 to: Restrict or exclude the pre- emptive rights with respect to issuing ordinary shares or granting subscription rights of up to 10% of the aggregate par value of all shares issued and outstanding. |
Management | For | For | ||||||||
| 10C | Proposal
to authorize the Supervisory Board, until December 30, 2021 to: Solely for the purpose of strategic transactions such as mergers, acquisitions or strategic alliances, to restrict or exclude the pre-emptive rights with respect to issuing additional ordinary shares or granting subscription rights of up to 10% of the aggregate par value of all shares issued and outstanding. |
Management | For | For | ||||||||
| 11 | Proposal to authorize
the Managing Board, until December 30, 2021, to acquire shares in the Company's own share capital. |
Management | For | For | ||||||||
| 12 | Proposal to resolve
upon the conditional amendment of the Company's Articles of Association (Part I). |
Management | For | For | ||||||||
| 13 | Proposal to resolve
upon the conditional Back-End Resolution. |
Management | Against | Against | ||||||||
| 14A | Conditional (re)appointment
of the Supervisory Director with effect as from the Settlement: Dr. Håkan Björklund |
Management | For | For | ||||||||
| 14B | Conditional (re)appointment
of the Supervisory Director with effect as from the Settlement: Mr. Michael A. Boxer |
Management | For | For | ||||||||
| 14C | Conditional (re)appointment
of the Supervisory Director with effect as from the Settlement: Mr. Paul G. Parker |
Management | For | For | ||||||||
| 14D | Conditional (re)appointment
of the Supervisory Director with effect as from the Settlement: Mr. Gianluca Pettiti |
Management | For | For | ||||||||
| 14E | Conditional (re)appointment
of the Supervisory Director with effect as from the Settlement: Mr. Anthony H. Smith |
Management | For | For | ||||||||
| 14F | Conditional (re)appointment
of the Supervisory Director with effect as from the Settlement: Ms. Barbara W. Wall |
Management | For | For | ||||||||
| 14G | Conditional (re)appointment
of the Supervisory Director with effect as from the Settlement: Mr. Stefan Wolf |
Management | For | For | ||||||||
| 15 | Proposal to resolve
upon the conditional acceptance of the resignation of, and discharge from liability of the resigning Supervisory Directors up to the date of the Annual General Meeting. |
Management | For | For | ||||||||
| 16 | Proposal to resolve
upon the conditional amendment of the Company's Articles of Association (Part III). |
Management | For | For | ||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant | Gabelli Investor Funds, Inc. |
| By (Signature and Title)* | /s/ Bruce N. Alpert |
| Bruce N. Alpert, Principal Executive Officer |
| Date | August 21, 2020 |
*Print the name and title of each signing officer under his or her signature.