N-PX 1 tm2219798d2_npx.htm N-PX

 

 

 

 

UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION

Washington, D.C. 20549

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FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number  811- 06565

 

Tekla Life Sciences Investors

(Exact name of registrant as specified in charter)

 

100 Federal Street, 19th Floor, Boston, MA 02110
(Address of principal executive offices) (Zip code)

 

Laura Woodward

Tekla Life Sciences Investors

100 Federal Street, 19th Floor, Boston MA 02110

(Name and address of agent for service)

 

Registrant’s telephone number, including area code:  617-772-8500

 

Date of fiscal year end:  September 30

 

Date of reporting period:  7/1/21-6/30/22

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, no later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.

 

 

 

 

 

 

Item 1. Proxy Voting Record.

 

 

 

 

Vote Summary

 

ACADIA PHARMACEUTICALS, INC.

 

Security 004225108 Meeting Type Annual
Ticker Symbol ACAD Meeting Date 07-Jun-2022
Record Date 22-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1. Laura A. Brege       For   For  
    2. Stephen R. Davis       For   For  
    3. Elizabeth A. Garofalo       For   For  
2.   To approve an amendment to the Company's 2010 Equity Incentive Plan, as amended, to, among other things, increase the aggregate number of shares of common stock authorized for issuance under the plan by 6,000,000 shares.   Management   For   For  
3.   To approve, on an advisory basis, the compensation of the Company's named executive officers, as disclosed in this proxy statement.   Management   For   For  
4.   To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022.   Management   For   For  

 

ADAPTIVE BIOTECHNOLOGIES CORPORATION

 

Security 00650F109 Meeting Type Annual
Ticker Symbol ADPT Meeting Date 10-Jun-2022
Record Date 14-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against 
Management
 
1.1   Election of Class III Director for a three-year term expiring at the 2025 annual meeting: Chad Robins   Management   For   For  
1.2   Election of Class III Director for a three-year term expiring at the 2025 annual meeting: Kevin Conroy   Management   For   For  
1.3   Election of Class III Director for a three-year term expiring at the 2025 annual meeting: Dr. Michael Pellini   Management   For   For  
2.   To approve, on a non-binding advisory basis, the compensation of our named executive officers as described in the proxy statement.   Management   For   For  
3.   To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our year ending December 31, 2022.   Management   For   For  

 

 

 

 

ADICET BIO, INC.

 

Security 007002108 Meeting Type Annual
Ticker Symbol ACET Meeting Date 02-Jun-2022
Record Date 05-Apr-2022    

 

Item   Proposal   Proposed
 by
  Vote   For/Against 
Management
 
1.   DIRECTOR   Management          
    1. Aya Jakobovits       For   For  
    2. Chen Schor       For   For  
2.   To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022.   Management   For   For  

 

AFFIMED N.V

 

Security N01045108 Meeting Type Annual
Ticker Symbol AFMD Meeting Date 22-Jun-2022
Record Date 25-May-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
3.   Adoption of the Statutory Annual Accounts for the financial year 2021   Management   For   For  
4.   Discharge of the managing directors for their management during the financial year 2021   Management   For   For  
5.   Discharge of the supervisory directors for their supervision during the financial year 2021   Management   For   For  
6b.   Amendment of the Remuneration Policy for the Management Board   Management   For   For  
6c.   Amendment of the Remuneration Policy for the Supervisory Board   Management   For   For  
7.   Reappointment of Dr. Bernhard Ehmer as a supervisory director   Management   For   For  
8.   Appointment of the auditor for the financial year 2022   Management   For   For  
9.   Authorization to acquire shares   Management   For   For  

 

 

 

 

ALKERMES PLC

 

Security G01767105 Meeting Type Special
Ticker Symbol ALKS Meeting Date 13-May-2022
Record Date 13-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   To approve certain amendments to the Company's Articles of Association to provide for plurality voting for contested elections.   Management   For   For  

 

ALKERMES PLC

 

Security G01767105 Meeting Type Annual
Ticker Symbol ALKS Meeting Date 07-Jul-2022
Record Date 01-Jun-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.   Election of Class II Director: Emily Peterson Alva   Management   For   For  
1B.   Election of Class II Director: Cato T. Laurencin, M.D., Ph.D.   Management   For   For  
1C.   Election of Class II Director: Brian P. McKeon   Management   For   For  
1D.   Election of Class II Director: Christopher I. Wright M.D., PH.D.   Management   For   For  
2.   To approve, in a non-binding, advisory vote, the compensation of the Company's named executive officers.   Management   For   For  
3.   To ratify, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the independent auditor and accounting firm of the Company and to authorize, in a binding vote, the Audit and Risk Committee of the Board to set the independent auditor and accounting firm's remuneration.   Management   For   For  
4.   To approve the Alkermes plc 2018 Stock Option and Incentive Plan, as amended.   Management   For   For  
5.   To renew Board authority to allot and issue shares under Irish law.   Management   For   For  
6.   To renew Board authority to disapply the statutory pre- emption rights that would otherwise apply under Irish law.   Management   For   For  

 

 

 

 

ALNYLAM PHARMACEUTICALS, INC.

 

Security 02043Q107 Meeting Type Annual
Ticker Symbol ALNY Meeting Date 18-May-2022
Record Date 28-Mar-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.   Election of Class III Director: Margaret A. Hamburg, M.D.   Management   For   For  
1B.   Election of Class III Director: Colleen F. Reitan   Management   For   For  
1C.   Election of Class III Director: Amy W. Schulman   Management   For   For  
2.   To approve the amended and restated 2018 Stock Incentive Plan.   Management   For   For  
3.   To approve, in a non-binding advisory vote, the compensation of Alnylam's named executive officers.   Management   For   For  
4.   To ratify the appointment of PricewaterhouseCoopers LLP, an independent registered public accounting firm, as Alnylam's independent auditors for the fiscal year ending December 31, 2022.   Management   For   For  

 

ALTIMMUNE, INC.

 

Security 02155H200 Meeting Type Annual
Ticker Symbol ALT Meeting Date 23-Sep-2021
Record Date 10-Aug-2021    

 

Item   Proposal   Proposed 
by
  Vote   For/Against
 Management
 
1.   DIRECTOR   Management          
    1. Mitchel Sayare, Ph.D.       For   For  
    2. Vipin K. Garg, Ph.D.       For   For  
    3. David J. Drutz, M.D.       For   For  
    4. John M. Gill       For   For  
    5. Philip L. Hodges       For   For  
    6. Diane Jorkasky, M.D.       For   For  
    7. Wayne Pisano       For   For  
    8. Klaus O. Schafer MD MPH       For   For  
2.   Vote to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021.   Management   For   For  
3.   Hold an advisory vote on the compensation of the Company's named executive officers as disclosed in the attached Proxy Statement.   Management   Against   Against  
4.   Approve the authorization to adjourn the Annual Meeting, if necessary or appropriate, to solicit additional proxies in favor of the foregoing proposals if there are not sufficient votes to approve the proposals.   Management   Against   Against  

 

 

 

 

ALX ONCOLOGY HOLDINGS, INC.

 

Security 00166B105 Meeting Type Annual
Ticker Symbol ALXO Meeting Date 14-Jun-2022
Record Date 18-Apr-2022    

 

Item   Proposal   Proposed 
by
  Vote   For/Against
 Management
 
1.   DIRECTOR   Management          
    1. Itziar Canamasas, Ph.D.       For   For  
    2. Jack Nielsen       For   For  
2.   Advisory vote to approve named executive officer compensation.   Management   For   For  
3.   Advisory vote on the frequency of future advisory votes on named executive officer compensation.   Management   1 Year   For  
4.   Ratification of the appointment of KPMG LLP as the independent registered public accounting firm for our fiscal year ending December 31, 2022.   Management   For   For  

 

AMGEN, INC.

 

Security 031162100 Meeting Type Annual
Ticker Symbol AMGN Meeting Date 17-May-2022
Record Date 18-Mar-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.   Election of Director for a term of expiring at the 2023 annual meeting: Dr. Wanda M. Austin   Management   For   For  
1B.   Election of Director for a term of expiring at the 2023 annual meeting: Mr. Robert A. Bradway   Management   For   For  
1C.   Election of Director for a term of expiring at the 2023 annual meeting: Dr. Brian J. Druker   Management   For   For  
1D.   Election of Director for a term of expiring at the 2023 annual meeting: Mr. Robert A. Eckert   Management   For   For  
1E.   Election of Director for a term of expiring at the 2023 annual meeting: Mr. Greg C. Garland   Management   For   For  
1F.   Election of Director for a term of expiring at the 2023 annual meeting: Mr. Charles M. Holley, Jr.   Management   For   For  
1G.   Election of Director for a term of expiring at the 2023 annual meeting: Dr. S. Omar Ishrak   Management   For   For  
1H.   Election of Director for a term of expiring at the 2023 annual meeting: Dr. Tyler Jacks   Management   For   For  
1I.   Election of Director for a term of expiring at the 2023 annual meeting: Ms. Ellen J. Kullman   Management   For   For  
1J.   Election of Director for a term of expiring at the 2023 annual meeting: Ms. Amy E. Miles   Management   For   For  
1K.   Election of Director for a term of expiring at the 2023 annual meeting: Dr. Ronald D. Sugar   Management   For   For  
1L.   Election of Director for a term of expiring at the 2023 annual meeting: Dr. R. Sanders Williams   Management   For   For  
2.   Advisory vote to approve our executive compensation.   Management   For   For  
3.   To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2022.   Management   For   For  

 

 

 

 

AMPHIVENA THERAPEUTICS, INC.

 

Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 25-Aug-2021
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Approval of Bridge Financing; Waiver of Protective Provisions and Right of First Offer   Management   For   For  

 

AMPHIVENA THERAPEUTICS, INC.

 

Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 08-Oct-2021
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Consent to Wind-down and Dissolution by the Stockholders   Management   For   For  
2.   Enabling Power   Management   For   For  

 

AMPHIVENA THERAPEUTICS, INC.

 

Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 14-Feb-2022
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   General Assignment for benefit of creditors   Management   For   For  
2.   Voluntary dissolution of the company   Management   For   For  

 

 

 

 

APELLIS PHARMACEUTICALS INC.

 

Security 03753U106 Meeting Type Annual
Ticker Symbol APLS Meeting Date 01-Jun-2022
Record Date 05-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1   Election of Class II Director to hold office until the 2025 annual meeting: A. Sinclair Dunlop   Management   For   For  
1.2   Election of Class II Director to hold office until the 2025 annual meeting: Alec Machiels   Management   For   For  
2.   To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022.   Management   For   For  
3.   To approve an advisory vote on executive compensation.   Management   For   For  

 

ARCUTIS BIOTHERAPEUTICS, INC.

 

Security 03969K108 Meeting Type Annual
Ticker Symbol ARQT Meeting Date 01-Jun-2022
Record Date 04-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1a.   Election of Class II Director to hold office until the 2025 Annual Meeting: Bhaskar Chaudhuri, Ph.D.   Management   For   For  
1b.   Election of Class II Director to hold office until the 2025 Annual Meeting: Howard Welgus, M.D.   Management   For   For  
1c.   Election of Class II Director to hold office until the 2025 Annual Meeting: Sue-Jean Lin   Management   For   For  
2.   To ratify the selection, by the Audit Committee of the Company's Board of Directors, of Ernst & Young LLP, as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2022.   Management   For   For  
3.   To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers.   Management   For   For  
4.   To approve, on a non-binding advisory basis, the frequency of future advisory votes on the compensation of the Company's named executive officers.   Management   1 Year   For  

 

 

 

 

ARDELYX, INC.

 

Security 039697107 Meeting Type Annual
Ticker Symbol ARDX Meeting Date 13-Jul-2022
Record Date 25-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1. Geoffrey A. Block, M.D.       For   For  
    2. David Mott       For   For  
    3. Michael Raab       For   For  
2.   To grant our Board of Directors authority to effect a reverse stock split of our authorized common stock and issued and outstanding common stock by amending our Amended and Restated Certificate of Incorporation by September 15, 2022 and within a range of not less than 1-for-2 and not more than 1-for-10, if our Board of Directors deems it within our best interests.   Management   For   For  
3.   To ratify the selection, by the Audit Committee of our Board of Directors, of Ernst & Young LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2022.   Management   For   For  
4.   To approve, on a non-binding, advisory basis, the compensation of our named executive officers as disclosed in the proxy statement accompanying this notice pursuant to the compensation disclosure rules of the Securities and Exchange Commission ("Say-on- Pay").   Management   For   For  

 

ARENA PHARMACEUTICALS, INC.

 

Security 040047607 Meeting Type Special
Ticker Symbol ARNA Meeting Date 02-Feb-2022
Record Date 30-Dec-2021    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   To adopt the Agreement and Plan of Merger, dated December 12, 2021 (the "Merger Agreement"), by and among Arena Pharmaceuticals, Inc. ("Arena"), Pfizer Inc., and Antioch Merger Sub, Inc.   Management   For   For  
2.   To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Arena's named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement.   Management   For   For  
3.   To adjourn the Special Meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting.   Management   For   For  

 

 

 

 

ARGENX SE

 

Security 04016X101 Meeting Type Annual
Ticker Symbol ARGX Meeting Date 10-May-2022
Record Date 20-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
3.   Advisory vote to approve the 2021 remuneration report   Management   For      
4b.   Adoption of the 2021 annual accounts   Management   For      
4d.   Allocation of losses of the Company in the financial year 2021 to the retained earnings of the Company   Management   For      
4e.   Proposal to release the members of the board of directors from liability for their respective duties carried out in the financial year 2021   Management   For      
5.   Re-appointment of Tim Van Hauwermeiren as executive director to the board of directors of the Company for a term of 4 years   Management   For      
6.   Re-appointment of Peter Verhaeghe as non-executive director to the board of directors of the Company for a term of 2 years   Management   For      
7.   Re-appointment of James Daly as non-executive director to the board of directors of the Company for a term of 4 years   Management   For      
8.   Re-appointment of Werner Lanthaler as non-executive director to the board of directors of the Company for a term of 2 years   Management   For      
9.   Authorization of the board of directors to issue shares and grant rights to subscribe for shares in the share capital of the Company up to a maximum of 10% of the outstanding capital at the date of the general meeting, for a period of 18 months from the annual general meeting and to limit or exclude statutory pre-emptive rights, if any.   Management   For      
10.   Amendment of the articles of association of argenx SE to align with current Dutch law and practice and to grant proxy to each of the directors of the Company and employees of Freshfields Bruckhaus Deringer LLP in having the deed of amendment executed   Management   For      
11.   Appointment of Deloitte Accountants B.V. as statutory auditor for the 2022 financial year.   Management   For      

 

 

 

 

ARKUDA THERAPEUTICS, INC.

 

Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 16-Jul-2021
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Waiver of the need to satisfy the applicable Milestones associated with the Third Tranche Closing.   Management   For   For  

 

ARKUDA THERAPEUTICS, INC.

 

Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 25-Jan-2022
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Amended and Restated Certificate of Incorporation.   Management   For   For  
2.   Sale and Issuance of Series B Preferred Stock.   Management   For   For  
3.   Restated By Laws.   Management   For   For  
4.   Idemnification Agreement.   Management   For   For  
5.   Amendment No.2 to the 2018 Stock Option and Grant Plan.   Management   For   For  
6.   Waiver of Premptive Rights and Anti-Dillution Rights.   Management   For   For  
7.   General Resolutions.   Management   For   For  

 

 

 

 

ARROWHEAD PHARMACEUTICALS, INC.

 

Security 04280A100 Meeting Type Annual
Ticker Symbol ARWR Meeting Date 17-Mar-2022
Record Date 21-Jan-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.   Election of Director: Douglass Given   Management   For   For  
1B.   Election of Director: Michael S. Perry   Management   For   For  
1C.   Election of Director: Christopher Anzalone   Management   For   For  
1D.   Election of Director: Marianne De Backer   Management   For   For  
1E.   Election of Director: Mauro Ferrari   Management   For   For  
1F.   Election of Director: Adeoye Olukotun   Management   For   For  
1G.   Election of Director: William Waddill   Management   For   For  
2.   To approve, in an advisory (non-binding) vote, the compensation paid to the Company's named executive officers, as disclosed pursuant to Item 402 of Regulation S-K, including the compensation tables and narrative discussion.   Management   For   For  
3.   To approve the Arrowhead Pharmaceuticals, Inc. Non- Employee Director Compensation Plan.   Management   For   For  
4.   To ratify the selection of Rose, Snyder & Jacobs LLP as independent auditors of the Company for the fiscal year ending September 30, 2022.   Management   For   For  

 

 

 

 

ARVINAS, INC.

 

Security 04335A105 Meeting Type Annual
Ticker Symbol ARVN Meeting Date 16-Jun-2022
Record Date 19-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1. Linda Bain       For   For  
    2. John Houston, Ph.D.       For   For  
    3. Laurie S. Alsup, M.D.       For   For  
2.   To approve, on an advisory basis, the Company's executive compensation.   Management   For   For  
3.   Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022.   Management   For   For  

 

ASCENDIS PHARMA A S

 

Security 04351P101 Meeting Type Special
Ticker Symbol ASND Meeting Date 05-Nov-2021
Record Date 21-Oct-2021    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   The Board of Directors proposes that attorney-at-law Lars Lüthjohan Jensen is elected as chairman of the general meeting.   Management   For   For  
2.   Election of Director: Nominees for Class I, with a term expiring at the annual general meeting to be held in 2023: James I. Healy, Jan Møller Mikkelsen, Lisa Morrison; Nominees for Class II, with a term expiring at the annual general meeting to be held in 2022: Albert Cha, Lars Holtug, Rafaèle Tordjman   Management   For   For  
3.   Authorisation of the chairman of the meeting: The Board of Directors proposes that Rafaèle Tordjman is elected.   Management   For   For  

 

 

 

 

ASCENDIS PHARMA A S

 

Security 04351P101 Meeting Type Special
Ticker Symbol ASND Meeting Date 18-Nov-2021
Record Date 21-Oct-2021    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Elect Lars Lüthjohan Jensen as chairman of the meeting   Management   For   For  
2.   Elect Rafaèle Tordjman to the board   Management   For   For  
3.   Authorize the chairman of the meeting to register Rafaèle Tordjman with the Danish Business Authority, if elected   Management   For   For  

 

ASCENDIS PHARMA A S

 

Security 04351P101 Meeting Type Annual
Ticker Symbol ASND Meeting Date 30-May-2022
Record Date 22-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Election of Chairman of the Meeting   Management   For   For  
2.   Report on the Company's Activities during the Past Year   Management   For   For  
3.   Approval of Audited Annual Report with Auditor's Statement and Discharge of the Board of Directors and Management   Management   For   For  
4.   Resolution on Application of Profits or Covering of Losses as per the Adopted Annual Report   Management   For   For  
5a.   Election of Board Member Class II, with a term expiring at the annual general meeting to be held in 2024: Albert Cha   Management   For   For  
5b.   Election of Board Member Class II, with a term expiring at the annual general meeting to be held in 2024: Rafaèle Tordjman   Management   For   For  
5c.   Election of Board Member Class II, with a term expiring at the annual general meeting to be held in 2024: Lars Holtug   Management   For   For  
6.   Election of State-authorized Public Auditor   Management   For   For  
7a.   The Board of Directors proposes to amend the Articles of Association by renewing the authorisation to the Board of Directors to obtain loan against issuance of convertible bonds which gives the right to subscribe up to nominal DKK 9,000,000 new shares in the Company.   Management   For   For  
7b.   The Board of Directors proposes to amend the Articles of Association by adoption of an authorization to the Board of Directors to issue up to nominal 1,000,000 warrants to employees, advisors, consultants and executive management. The exercise price shall be equal to at least the market price at the time of grant.   Management   For   For  

 

 

 

 

ASTRAZENECA PLC

 

Security 046353108 Meeting Type Annual
Ticker Symbol AZN Meeting Date 29-Apr-2022
Record Date 07-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   To receive the Company's Accounts, the Reports of the Directors and Auditor and the Strategic Report for the year ended 31 December 2021   Management   For   For  
2.   To confirm dividends   Management   For   For  
3.   To reappoint PricewaterhouseCoopers LLP as Auditor   Management   For   For  
4.   To authorise the Directors to agree the remuneration of the Auditor   Management   For   For  
5A.   Re-election of Director: Leif Johansson   Management   For   For  
5B.   Re-election of Director: Pascal Soriot   Management   For   For  
5C.   Election of Director: Aradhana Sarin   Management   For   For  
5D.   Re-election of Director: Philip Broadley   Management   For   For  
5E.   Re-election of Director: Euan Ashley   Management   For   For  
5F.   Re-election of Director: Michel Demaré   Management   For   For  
5G.   Re-election of Director: Deborah DiSanzo   Management   For   For  
5H.   Re-election of Director: Diana Layfield   Management   For   For  
5I.   Re-election of Director: Sheri McCoy   Management   For   For  
5J.   Re-election of Director: Tony Mok   Management   For   For  
5K.   Re-election of Director: Nazneen Rahman   Management   For   For  
5L.   Election of Director: Andreas Rummelt   Management   For   For  
5M.   Re-election of Director: Marcus Wallenberg   Management   For   For  
6.   To approve the Annual Report on Remuneration for the year ended 31 December 2021   Management   For   For  
7.   To authorise limited political donations   Management   For   For  
8.   To authorise the Directors to allot shares   Management   For   For  
9.   To authorise the Directors to disapply pre-emption rights (Special Resolution)   Management   For   For  
10.   To authorise the Directors to further disapply pre-emption rights for acquisitions and specified capital investments (Special Resolution)   Management   For   For  
11.   To authorise the Company to purchase its own shares (Special Resolution)   Management   For   For  
12.   To reduce the notice period for general meetings (Special Resolution)   Management   For   For  
13.   To extend the AstraZenca PLC 2012 Savings Related Share Option Scheme   Management   For   For  

 

 

 

 

 

AURINIA PHARMACEUTICALS, INC.

 

Security 05156V102 Meeting Type Annual
Ticker Symbol AUPH Meeting Date 17-May-2022
Record Date 14-Apr-2022    

 

Item   Proposal   Proposed by   Vote   For/Against
Management
 
1   DIRECTOR   Management          
    1. Dr. George M. Milne       For   For  
    2. Mr. Peter Greenleaf       For   For  
    3. Dr. David R.W. Jayne       For   For  
    4. Mr. Joseph P. Hagan       For   For  
    5. Dr. Daniel G. Billen       For   For  
    6. Mr. R. H. MacKay-Dunn       For   For  
    7. Ms. Jill Leversage       For   For  
    8. Mr. Timothy P. Walbert       For   For  
    9. Dr. Brinda Balakrishnan       For   For  
2   Appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm until the close of the 2023 annual general meeting of shareholders or until a successor is appointed.   Management   For   For  
3   To approve, on a non-binding advisory basis, a "say on pay" resolution regarding the Company's executive compensation set forth in the Company's Proxy Statement/Circular.   Management   For   For  

 

 

 

 

AVIDITY BIOSCIENCES, INC.

 

Security 05370A108 Meeting Type Annual
Ticker Symbol RNA Meeting Date 15-Jun-2022
Record Date 18-Apr-2022    

 

Item   Proposal   Proposed by   Vote   For/Against
Management
 
1.1   Election of Class II Director to serve for a three-year term expiring at the 2025 Annual Meeting: Tamar Thompson   Management   For   For  
1.2   Election of Class II Director to serve for a three-year term expiring at the 2025 Annual Meeting: Eric Mosbrooker   Management   For   For  
2.   To ratify the appointment of BDO USA, LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022.   Management   For   For  
3.   To consider and vote upon, on an advisory basis, the compensation of our named executive officers as disclosed in this proxy statement pursuant to the compensation disclosure rules of the Securities and Exchange Commission.   Management   For   For  
4.   To consider and vote upon, on an advisory basis, whether the stockholder vote to approve the compensation of the named executive officers as required by Section 14A(a)(2) of the Securities Exchange Act of 1934, as amended, should occur every one, two or three years.   Management   1 Year   For  

 

BEAM THERAPEUTIC,S INC.

 

Security 07373V105 Meeting Type Annual
Ticker Symbol BEAM Meeting Date 08-Jun-2022
Record Date 11-Apr-2022    

 

Item   Proposal   Proposed by   Vote   For/Against
Management
 
1a.   Election of Class II Director for a three-year term ending at the 2025 Annual Meeting: Mark Fishman, M.D.   Management   For   For  
1b.   Election of Class II Director for a three-year term ending at the 2025 Annual Meeting: Carole Ho, M.D.   Management   For   For  
1c.   Election of Class II Director for a three-year term ending at the 2025 Annual Meeting: Kathleen Walsh   Management   For   For  
2.   Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2022.   Management   For   For  
3.   Approve, on an advisory basis, the compensation of our named executive officers.   Management   For   For  
4.   Indicate, on an advisory basis, the preferred frequency of advisory votes on executive compensation.   Management   1 Year   For  

 

 

 

 

BEIGENE LTD

 

Security 07725L102 Meeting Type Annual
Ticker Symbol BGNE Meeting Date 22-Jun-2022
Record Date 18-Apr-2022    

 

Item   Proposal   Proposed by   Vote   For/Against
Management
 
1.   THAT Anthony C. Hooper be and is hereby re-elected to serve as a Class III director of the Company until the 2025 annual general meeting of the shareholders of the Company and until his successor is duly elected and qualified, subject to his earlier resignation or removal.   Management   For   For  
2.   THAT Ranjeev Krishana be and is hereby re-elected to serve as a Class III director of the Company until the 2025 annual general meeting of the shareholders of the Company and until his successor is duly elected and qualified, subject to his earlier resignation or removal.   Management   For   For  
3.   THAT Xiaodong Wang be and is hereby re-elected to serve as a Class III director of the Company until the 2025 annual general meeting of the shareholders of the Company and until his successor is duly elected and qualified, subject to his earlier resignation or removal.   Management   For   For  
4.   THAT Qingqing Yi be and is hereby re-elected to serve as a Class III director until the 2025 annual general meeting of shareholders and until his successor is duly elected and qualified, subject to his earlier resignation or removal.   Management   For   For  
5.   THAT Margaret Dugan be and is hereby re-elected to serve as a Class I director until the 2023 annual general meeting of shareholders and until her successor is duly elected and qualified, subject to her earlier resignation or removal.   Management   For   For  
6.   THAT Alessandro Riva be and is hereby re-elected to serve as a Class I director until the 2023 annual general meeting of shareholders and until his successor is duly elected and qualified, subject to his earlier resignation or removal.   Management   For   For  
7.   THAT the selection of Ernst & Young LLP, Ernst & Young Hua Ming LLP and Ernst & Young as the Company's reporting accounting firms for the fiscal year ending December 31, 2022 be and is hereby approved, ratified and confirmed.   Management   For   For  
8.   THAT the granting of a share issue mandate to the Board of ...(due to space limits, see proxy material for full proposal).   Management   For   For  
9.   THAT the granting of a share repurchase mandate to the Board of ...(due to space limits, see proxy material for full proposal).   Management   For   For  
10.   THAT the Company and its underwriters be and are hereby ...(due to space limits, see proxy material for full proposal).   Management   For   For  
11.   THAT the Company and its underwriters be and are hereby ...(due to space limits, see proxy material for full proposal).   Management   For   For  
12.   THAT the grant of an option to acquire shares to Amgen to allow ...(due to space limits, see proxy material for full proposal).   Management   For   For  
13.   THAT the grant of restricted share units ("RSUs") with a grant ...(due to space limits, see proxy material for full proposal).   Management   For   For  
14.   THAT the grant of RSUs with a grant date fair value of ...(due to space limits, see proxy material for full proposal).   Management   For   For  
15.   THAT the grant of RSUs with a grant date fair value of ...(due to space limits, see proxy material for full proposal).   Management   For   For  
16.   THAT the Amendment No. 2 to the 2016 Plan to increase the number ...(due to space limits, see proxy material for full proposal).   Management   For   For  
17.   THAT, on a non-binding, advisory basis, the compensation of the ...(due to space limits, see proxy material for full proposal).   Management   For   For  
18.   THAT the adjournment of the Annual Meeting by the chairman, if ...(due to space limits, see proxy material for full proposal).   Management   For   For  

 

 

 

 

BELLICUM PHARMACEUTICALS, INC.

 

Security 079481404 Meeting Type Annual
Ticker Symbol BLCM Meeting Date 15-Jun-2022
Record Date 19-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1. Judith Klimovsky, M.D.       For   For  
2.   To approve an amendment to the Company's 2019 Equity Incentive Plan to, among other things, increase the number of shares of common stock authorized for issuance thereunder by 2,250,000 shares.   Management   For   For  
3.   To ratify the Audit Committee's selection of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2022.   Management   For   For  
4.   To approve, on an advisory basis, the compensation of the Company's named executive officers, as disclosed in the proxy statement.   Management   For   For  

 

BICYCLE THERAPEUTICS PLC

 

Security 088786108 Meeting Type Annual
Ticker Symbol BCYC Meeting Date 27-Jun-2022
Record Date 22-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   To re-elect as a director Pierre Legault, who retires in accordance with the Articles of Association.   Management   For   For  
2.   To re-elect as a director Richard Kender, who retires in accordance with the Articles of Association.   Management   For   For  
3.   To approve, on advisory basis, the compensation of our named executive officers, as disclosed in the proxy statement.   Management   For   For  
4.   To indicate, on an advisory basis, the preferred frequency of shareholder advisory votes on the compensation of the Company's named executive officers.   Management   1 Year   For  
5.   To approve the amendment of the Bicycle Therapeutics plc 2020 Equity Incentive Plan to increase the number of shares available for issuance under the plan.   Management   For   For  
6.   To ratify the appointment of PricewaterhouseCoopers LLP, a limited liability partnership organized under the laws of England, as our U.S. independent registered public accounting firm for the year ending December 31, 2022.   Management   For   For  
7.   To re-appoint PricewaterhouseCoopers LLP, a limited liability partnership organized under the laws of England, as our U.K. statutory auditors, to hold office until the conclusion of the next annual general meeting of shareholders.   Management   For   For  
8.   To authorize the Audit Committee to determine our U.K. statutory auditors' remuneration for the year ending December 31, 2022.   Management   For   For  
9.   To receive and adopt our U.K. statutory annual accounts and reports for the year ended December 31, 2021.   Management   For   For  
10.   To approve the directors' remuneration report for the year ended December 31, 2021, which is set forth as Annex A to the proxy statement.   Management   For   For  

 

 

 

 

 

BIOCRYST PHARMACEUTICALS, INC.

 

Security 09058V103 Meeting Type Annual
Ticker Symbol BCRX Meeting Date 07-Jun-2022
Record Date 11-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1. Stephen J. Aselage       For   For  
    2. Steven K.Galson,M.D,MPH       For   For  
    3. Kenneth B. Lee, Jr.       For   For  
    4. Alan G. Levin       For   For  
2.   To ratify the selection of Ernst & Young LLP as the Company's independent registered public accountants for 2022.   Management   For   For  
3.   To approve, on an advisory basis, the Company's executive compensation.   Management   For   For  
4.   To approve an amended and restated Stock Incentive Plan, increasing the number of shares available for issuance under the Stock Incentive Plan by 8,000,000 shares.   Management   For   For  

 

 

 

 

BIOGEN, INC.

 

Security 09062X103 Meeting Type Annual
Ticker Symbol BIIB Meeting Date 15-Jun-2022
Record Date 21-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1a.   Election of Director to serve for a one-year term extending until the 2023 Annual Meeting: Alexander J. Denner   Management   For   For  
1b.   Election of Director to serve for a one-year term extending until the 2023 Annual Meeting: Caroline D. Dorsa   Management   For   For  
1c.   Election of Director to serve for a one-year term extending until the 2023 Annual Meeting: Maria C. Freire   Management   For   For  
1d.   Election of Director to serve for a one-year term extending until the 2023 Annual Meeting: William A. Hawkins   Management   For   For  
1e.   Election of Director to serve for a one-year term extending until the 2023 Annual Meeting: William D. Jones   Management   For   For  
1f.   Election of Director to serve for a one-year term extending until the 2023 Annual Meeting: Jesus B. Mantas   Management   For   For  
1g.   Election of Director to serve for a one-year term extending until the 2023 Annual Meeting: Richard C. Mulligan   Management   For   For  
1h.   Election of Director to serve for a one-year term extending until the 2023 Annual Meeting: Stelios Papadopoulos   Management   For   For  
1i.   Election of Director to serve for a one-year term extending until the 2023 Annual Meeting: Eric K. Rowinsky   Management   For   For  
1j.   Election of Director to serve for a one-year term extending until the 2023 Annual Meeting: Stephen A. Sherwin   Management   For   For  
1k.   Election of Director to serve for a one-year term extending until the 2023 Annual Meeting: Michel Vounatsos   Management   For   For  
2.   To ratify the selection of PricewaterhouseCoopers LLP as Biogen Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2022.   Management   For   For  
3.   Say on Pay - To approve an advisory vote on executive compensation.   Management   For   For  

 

 

 

 

BIOHAVEN PHARMACEUTICAL HLDG CO LTD

 

Security G11196105 Meeting Type Annual
Ticker Symbol BHVN Meeting Date 28-Apr-2022
Record Date 02-Mar-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.   Election of Director for a term expiring at the 2025 Annual Meeting: John W. Childs   Management   For   For  
1B.   Election of Director for a term expiring at the 2025 Annual Meeting: Gregory H. Bailey   Management   For   For  
1C.   Election of Director for a term expiring at the 2025 Annual Meeting: Kishan Mehta   Management   For   For  
2.   Ratification of appointment of Ernst & Young LLP as independent auditors for fiscal year 2022.   Management   For   For  
3.   To approve, on a non-binding advisory basis, the compensation of the Named Executive Officers.   Management   For   For  

 

 

 

 

BIOMARIN PHARMACEUTICAL, INC.

 

Security 09061G101 Meeting Type Annual
Ticker Symbol BMRN Meeting Date 24-May-2022
Record Date 28-Mar-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1. Mark J. Alles       For   For  
    2. Elizabeth M. Anderson       For   For  
    3. Jean-Jacques Bienaimé       For   For  
    4. Willard Dere       For   For  
    5. Elaine J. Heron       For   For  
    6. Maykin Ho       For   For  
    7. Robert J. Hombach       For   For  
    8. V. Bryan Lawlis       For   For  
    9. Richard A. Meier       For   For  
    10. David E.I. Pyott       For   For  
    11. Dennis J. Slamon       For   For  
2.   To ratify the selection of KPMG LLP as the independent registered public accounting firm for BioMarin for the fiscal year ending December 31, 2022.   Management   For   For  
3.   To approve, on an advisory basis, the compensation of the Company's Named Executive Officers as disclosed in the Proxy Statement.   Management   For   For  

 

 

 

 

BIONTECH SE

 

Security 09075V102 Meeting Type Annual
Ticker Symbol BNTX Meeting Date 01-Jun-2022
Record Date 27-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
2   Resolution on appropriation of balance sheet profit   Management   For   For  
3   Approval of the actions of the Management Board   Management   For   For  
4   Approval of the actions of the Supervisory Board   Management   For   For  
5   Appointment of the Auditor for the 2022 Financial Year   Management   For   For  
6   Resolution on the approval of the remuneration report   Management   For   For  
7   Resolution on the Amendments to Sec. 9 para. 1 of the Articles of Association (expansion of the Supervisory Board)   Management   For   For  
8.1   Election to the Supervisory Board: Prof. Dr. Anja Morawietz   Management   For   For  
8.2   Election to the Supervisory Board: Prof. Dr. Rudolf Staudigl   Management   For   For  
8.3   Election to the Supervisory Board: Helmut Jeggle   Management   For   For  
9   Resolution on the remuneration and on the remuneration system for the members of the Supervisory Board and an amendment of Sec. 9 para. 6 of the Articles of Association   Management   For   For  
10a   Approval of the conclusion of the domination and profit and loss transfer agreement between the Company as controlling company and BioNTech Innovation GmbH as dependent company   Management   For   For  
10b   Approval of the conclusion of the domination and profit and loss transfer agreement between the Company as controlling company and BioNTech Innovation and Services Marburg GmbH as dependent company   Management   For   For  

 

BIOTHERYX, INC.

 

Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 24-Sep-2021
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Approval of the amended and restated certificate of incorporation.   Management   For   For  
2.   Approval of the 2021 Equity Incentive Plan.   Management   For   For  

 

BIOTHERYX, INC.

 

Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 04-Nov-2021
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Increase to Board Size.   Management   For   For  
2.   Appointment of Director.   Management   For   For  

 

 

 

 

 

BLACK DIAMOND THERAPEUTICS, INC.

 

Security 09203E105 Meeting Type Annual
Ticker Symbol BDTX Meeting Date 07-Jun-2022
Record Date 13-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1. Ali Behbahani       For   For  
    2. Garry E. Menzel       For   For  
    3. Samarth Kulkarni       For   For  
2.   To ratify the appointment of PricewaterhouseCoopers LLP as Black Diamond Therapeutics, Inc.'s independent registered accounting firm for the fiscal year ending December 31, 2022.   Management   For   For  

 

BLUEPRINT MEDICINES CORPORATION

 

Security 09627Y109 Meeting Type Annual
Ticker Symbol BPMC Meeting Date 21-Jun-2022
Record Date 25-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1. Jeffrey W. Albers       For   For  
    2. Mark Goldberg, M.D.       For   For  
    3. Nicholas Lydon, Ph.D.       For   For  
2.   To approve an advisory vote on named executive officer compensation.   Management   For   For  
3.   Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022.   Management   For   For  

 

 

 

 

CATALENT, INC.

 

Security 148806102 Meeting Type Annual
Ticker Symbol CTLT Meeting Date 28-Oct-2021
Record Date 03-Sep-2021    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.   Election of Director: Madhavan Balachandran   Management   For   For  
1B.   Election of Director: Michael J. Barber   Management   For   For  
1C.   Election of Director: J. Martin Carroll   Management   For   For  
1D.   Election of Director: John Chiminski   Management   For   For  
1E.   Election of Director: Rolf Classon   Management   For   For  
1F.   Election of Director: Rosemary A. Crane   Management   For   For  
1G.   Election of Director: John Greisch   Management   For   For  
1H.   Election of Director: Christa Kreuzburg   Management   For   For  
1I.   Election of Director: Gregory T. Lucier   Management   For   For  
1J.   Election of Director: Donald E. Morel, Jr.   Management   For   For  
1K.   Election of Director: Jack Stahl   Management   For   For  
2.   Ratification of Appointment of Independent Auditor for Fiscal 2022.   Management   For   For  
3.   Advisory Vote to Approve Our Executive Compensation (Say-on-Pay).   Management   For   For  
4.   Advisory Vote on the Frequency of Advisory Votes in Respect of Executive Compensation.   Management   1 Year   For  
5.   Amend our Certificate of Incorporation to Remove the Limitation on Calling Shareholder Special Meetings.   Management   For   For  
6.   Amend our Certificate of Incorporation to Add a Federal Forum Selection Provision.   Management   For   For  
7.   Amend and Restate our Certificate of Incorporation to (i) Eliminate the Supermajority Vote Requirement for Amendments and (ii) Make Non-Substantive and Conforming Changes.   Management   For   For  

 

 

 

 

CEREVEL THERAPEUTICS HOLDINGS, INC.

 

Security 15678U128 Meeting Type Annual
Ticker Symbol CERE Meeting Date 14-Jun-2022
Record Date 18-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1   Election of Class II Director to serve for a three-year term expiring at the 2025 annual meeting: Deborah Baron   Management   For   For  
1.2   Election of Class II Director to serve for a three-year term expiring at the 2025 annual meeting: Doug Giordano   Management   For   For  
1.3   Election of Class II Director to serve for a three-year term expiring at the 2025 annual meeting: Adam Koppel   Management   For   For  
1.4   Election of Class II Director to serve for a three-year term expiring at the 2025 annual meeting: Ruth McKernan   Management   For   For  
2.   To approve, on a non-binding advisory basis, the compensation of our named executive officers as described in the proxy statement.   Management   For   For  
3.   To approve, on a non-binding advisory basis, the frequency of future advisory votes on named executive officers' compensation.   Management   1 Year   For  
4.   To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2022.   Management   For   For  

 

CHARLES RIVER LABORATORIES INTL., INC.

 

Security 159864107 Meeting Type Annual
Ticker Symbol CRL Meeting Date 10-May-2022
Record Date 21-Mar-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.   Election of Director: James C. Foster   Management   For   For  
1B.   Election of Director: Nancy C. Andrews   Management   For   For  
1C.   Election of Director: Robert Bertolini   Management   For   For  
1D.   Election of Director: Deborah T. Kochevar   Management   For   For  
1E.   Election of Director: George Llado, Sr.   Management   For   For  
1F.   Election of Director: Martin W. MacKay   Management   For   For  
1G.   Election of Director: George E. Massaro   Management   For   For  
1H.   Election of Director: C. Richard Reese   Management   For   For  
1I.   Election of Director: Richard F. Wallman   Management   For   For  
1J.   Election of Director: Virginia M. Wilson   Management   For   For  
2.   Advisory approval of 2021 Executive Compensation   Management   For   For  
3.   Ratification of PricewaterhouseCoopers LLC as independent registered accounting public firm for 2022   Management   For   For  

 

 

 

 

CHEMOCENTRYX, INC.

 

Security 16383L106 Meeting Type Annual
Ticker Symbol CCXI Meeting Date 26-May-2022
Record Date 31-Mar-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.   Election of Director: Geoffrey M. Parker   Management   For   For  
1B.   Election of Director: James L. Tyree   Management   For   For  
1C.   Election of Director: David Wheadon, M.D.   Management   For   For  
2.   Ratification of the selection of Ernst & Young LLP as independent registered public accounting firm for the year ending December 31, 2022.   Management   For   For  
3.   Approval, on an advisory basis, of the compensation of the named executive officers as disclosed in the proxy statement pursuant to the compensation disclosure of the Securities and Exchange Commission.   Management   For   For  

 

CORBUS PHARMACEUTICALS HOLDINGS, INC.

 

Security 21833P103 Meeting Type Annual
Ticker Symbol CRBP Meeting Date 18-May-2022
Record Date 24-Mar-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1. Yuval Cohen       For   For  
    2. Alan Holmer       For   For  
    3. Avery W. Catlin       For   For  
    4. Rachelle Jacques       For   For  
    5. John Jenkins       For   For  
    6. Peter Salzmann       For   For  
2.   Ratification of EisnerAmper LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022.   Management   For   For  
3.   Approval, on an advisory basis, of the executive compensation of the Company's named executive officers.   Management   For   For  

 

 

 

 

 

CRISPR THERAPEUTICS AG

 

Security H17182108 Meeting Type Annual
Ticker Symbol CRSP Meeting Date 09-Jun-2022
Record Date 18-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   The approval of the Swiss statutory annual report, the consolidated financial statements and the statutory financial statements of the Company for the year ended December 31, 2021.   Management   For   For  
2.   The approval of the appropriation of financial results.   Management   For   For  
3.   The discharge of the members of the Board of Directors and Executive Committee.   Management   For   For  
4a.   Re-election of Rodger Novak, M.D., as member and Chairman   Management   For   For  
4b.   Re-election of Samarth Kulkami, Ph.D. as the member to the Board of Director.   Management   For   For  
4c.   Re-election of Ali Behbahani, M.D. as the member to the Board of Director.   Management   For   For  
4d.   Re-election of Bradley Bolzon, Ph.D. as the member to the Board of Director.   Management   For   For  
4e.   Re-election of H. Edward Fleming, Jr. M.D. as the member to the Board of Director.   Management   For   For  
4f.   Re-election of Simeon J. George, M.D. as the member to the Board of Director.   Management   For   For  
4g.   Re-election of John T. Greene as the member to the Board of Director.   Management   For   For  
4h.   Re-election of Katherine A. High, M.D. as the member to the Board of Director.   Management   For   For  
4i.   Re-election of Douglas A. Treco, Ph.D. as the member to the Board of Director.   Management   For   For  
4j.   Election of Maria Fardis, Ph.D. as the member to the Board of Director.   Management   For   For  
5a.   Re-election of the member of the Compensation Committee: Ali Behbahani, M.D.   Management   For   For  
5b.   Re-election of the member of the Compensation Committee: Simeon J. George, M.D.   Management   For   For  
5c.   Re-election of the member of the Compensation Committee: John T. Greene   Management   For   For  
6a.   Binding vote on total non-performance-related compensation for members of the Board of Directors from the 2022 Annual General Meeting to the 2023 annual general meeting of shareholders.   Management   For   For  
6b.   Binding vote on equity for members of the Board of Directors from the 2022 Annual General Meeting to the 2023 annual general meeting of shareholders.   Management   For   For  
6c.   Binding vote on total non-performance-related compensation for members of the Executive Committee from July 1, 2022 to June 30, 2023.   Management   For   For  
6d.   Binding vote on total variable compensation for members of the Executive Committee for the current year ending December 31, 2022.   Management   For   For  
6e.   Binding vote on equity for members of the Executive Committee from the 2022 Annual General Meeting to the 2023 annual general meeting of shareholders.   Management   For   For  
7.   Non-binding advisory vote to approve the compensation paid to the Company's named executive officers under U.S. securities law requirements.   Management   For   For  
8.   Non-binding advisory vote on the frequency of future shareholder advisory votes on the compensation paid to the Company's named executive officers under U.S. securities law requirements.   Management   3 Years   For  
9.   The approval of increasing the maximum size of the Board of Directors.   Management   For   For  
10.   The approval of an adjustment of the maximum number of authorized share capital and extending the date by which the Board of Directors may increase the share capital.   Management   For   For  
11.   The approval of an adjustment of the conditional share capital for the conversion of bonds and similar debt instruments.   Management   For   For  
12.   The approval of an increase in the conditional share capital for employee equity plans.   Management   For   For  
13.   The approval of an Amendment to the CRISPR Therapeutics AG 2018 Stock Option and Incentive Plan.   Management   For   For  
14.   The re-election of the independent voting rights representative.   Management   For   For  
15.   The re-election of the auditors.   Management   For   For  
16.   The transaction of any other business that may properly come before the 2022 Annual General Meeting or any adjournment or postponement thereof.   Management   For   For  

 

 

 

 

CURASEN THERAPEUTICS, INC.

 

Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 20-Oct-2021
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Amendment To Certificate of Incorporation.   Management   For   For  
2.   Series A Preferred Stock Extension Financing.   Management   For   For  
3.   Increase to Board Size; Appointment of New Series A Director.   Management   For   For  
4.   Indemnification Agreement.   Management   For   For  
5.   Waiver of Preemptive Rights.   Management   For   For  
6.   General Authority and Ratification.   Management   For   For  

 

CYTOKINETICS, INCORPORATED

 

Security 23282W605 Meeting Type Annual
Ticker Symbol CYTK Meeting Date 10-May-2022
Record Date 21-Mar-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1   Election of Class III Director to serve for a three-year term: Muna Bhanji   Management   For   For  
1.2   Election of Class III Director to serve for a three-year term: Santo J. Costa, Esq.   Management   For   For  
1.3   Election of Class III Director to serve for a three-year term: John T. Henderson, M.B., Ch.B.   Management   For   For  
1.4   Election of Class III Director to serve for a three-year term: B. Lynne Parshall, Esq.   Management   For   For  
2.   To approve the amendment and restatement of the Amended and Restated 2004 Equity Incentive Plan to increase the number of authorized shares reserved for issuance under the Amended and Restated 2004 Equity Incentive Plan by an additional 5,998,000 shares of common stock.   Management   For   For  
3.   To ratify the Audit Committee of our Board of Directors' selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022.   Management   For   For  
4.   To approve, on an advisory basis, the compensation of the named executive officers, as identified and disclosed in the Cytokinetics, Incorporated Proxy Statement for the 2022 Annual Meeting of Stockholders.   Management   For   For  

 

 

 

 

DENALI THERAPEUTICS INC.

 

Security 24823R105 Meeting Type Annual
Ticker Symbol DNLI Meeting Date 02-Jun-2022
Record Date 11-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1. Vicki Sato, Ph.D.       For   For  
    2. Erik Harris       For   For  
    3. Peter Klein       For   For  
2.   Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2022.   Management   For   For  
3.   Advisory vote on executive compensation.   Management   For   For  

 

DESIGN THERAPEUTICS INC

 

Security 25056L103 Meeting Type Annual
Ticker Symbol DSGN Meeting Date 15-Jun-2022
Record Date 18-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1   Election of Class I Director to serve for three-year terms until the 2025 Annual Meeting: Heather Berger, Ph.D. (formerly Heather Behanna, Ph.D.)   Management   For   For  
1.2   Election of Class I Director to serve for three-year terms until the 2025 Annual Meeting: Rodney Lappe, Ph.D.   Management   For   For  
1.3   Election of Class I Director to serve for three-year terms until the 2025 Annual Meeting: John Schmid   Management   For   For  
2.   To ratify the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2022.   Management   For   For  

 

DYNACURE

 

Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 09-Jul-2021
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Approval of the IPO of the Company and waiver of any rights under the Shareholders’ Agreement in connection with the IPO   Management   For   For  

 

 

 

 

DYNACURE

 

Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 06-Jan-2022
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Share capital increase by contribution in cash, of a nominal amount of 10,528.04 through the issuance of 263,201 new ordinary shares labelled C shares.   Management   For   For  
2.   Cancellation of the preferential subscription right of the shareholders in favor of a named beneficiary.   Management   For   For  
3.   Overall revision of the Company's by-laws, subject to the condition precedent of the completion of the capital increase covered by the first and second resolutions.   Management   For   For  
4.   Delegation of authority to the Board of Directors to decide to increase the share capital with cancellation of the preferential subscription right, by a maximum nominal amount of 26,506 euros though the issuance of a maximum of 662,650 ABSA C with a nominal value of four euro cents (€0.04) each.   Management   For   For  
5.   Cancellation of the preferential subscription right of the shareholders in favor of a named beneficiary.   Management   For   For  
6.   Delegation of competence to be granted to the Board of Directors to decide the issuance and allocation of a maximum number of 642,789 shares outstanding.   Management   For   For  
7.   Delegation of competence to be granted to the Board of Directors to decide the issuance and allocation of a maximum number of 642,789 BSA2022.   Management   For   For  
8.   Cancellation of the shareholders’ preferential subscription right with respect to the BSA2022 in favor of determined categories of beneficiaries.   Management   For   For  
9.   Delegation of competence granted to the Board of Directors to decide the issuance and allocation of 642,789 AGA2022.   Management   For   For  
10.   Delegation of authority to the Board of Directors to increase the share capital by way of the issue of shares of the Company to participants in a company savings plan (plan d’épargne d’entreprise) established in accordance with articles L. 3332-1 et seq. of the French Labour Code.   Management   For   For  
11.   Power to carry out formalities.   Management   For   For  

 

 

 

 

DYNACURE

 

Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 23-Jun-2022
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Approval of the annual financial statements for the fiscal year ended December 31, 2021 and discharge of the Chairman of the Board of Directors, the Chief Executive Officer, the Directors and the statutory auditors for the performance of their duties during the past fiscal year.   Management   For   For  
2.   Allocation of the result for the fiscal year ended December 31, 2021.   Management   For   For  
3.   Review of the agreements referred to in Articles L. 225-38 et seq. of the French Commercial Code.   Management   For   For  
4.   Renewal of the terms of office of Bpifrance Investissement, Kurma Partners and Chris Mirabelli as directors.   Management   For   For  
5.   Renewal of the terms of office of Ellen Hukkelhoven as observer.   Management   For   For  
6.   Powers to carry out formalities.   Management   For   For  

 

 

 

 

EDGEWISE THERAPEUTICS, INC.

 

Security 28036F105 Meeting Type Annual
Ticker Symbol EWTX Meeting Date 23-Jun-2022
Record Date 27-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1. Kenneth Harrison, Ph.D.       For   For  
    2. Alan Russell, Ph.D.       For   For  
2.   Ratify the selection of KPMG LLP as independent registered public accounting firm for the fiscal year ending December 31, 2022.   Management   For   For  

 

ENDEAVOR BIOMEDICINES, INC.

 

Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 03-Mar-2022
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Amendment to Amended and Restated Certificate of Incorporation.   Management   For   For  
2.   Amendment to Series B Preferred Stock Purchase Agreement.   Management   For   For  
3.   General Authority and Ratification.   Management   For   For  

 

ENDO INTERNATIONAL PLC

 

Security G30401106 Meeting Type Annual
Ticker Symbol ENDP Meeting Date 09-Jun-2022
Record Date 11-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1a.   Election of Director: Mark G. Barberio   Management   For   For  
1b.   Election of Director: Jennifer M. Chao   Management   For   For  
1c.   Election of Director: Blaise Coleman   Management   For   For  
1d.   Election of Director: Shane M. Cooke   Management   For   For  
1e.   Election of Director: Nancy J. Hutson, Ph.D.   Management   For   For  
1f.   Election of Director: Michael Hyatt   Management   For   For  
1g.   Election of Director: William P. Montague   Management   For   For  
1h.   Election of Director: M. Christine Smith, Ph.D.   Management   For   For  
2.   To approve, by advisory vote, named executive officer compensation.   Management   For   For  
3.   To renew the Board's existing authority to issue shares under Irish law.   Management   For   For  
4.   To renew the Board's existing authority to opt-out of statutory pre-emption rights under Irish law.   Management   For   For  
5.   To approve the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022 and to authorize the Board of Directors, acting through the Audit & Finance Committee, to determine the independent registered public accounting firm's remuneration.   Management   For   For  

 

 

 

 

FATE THERAPEUTICS, INC.

 

Security 31189P102 Meeting Type Annual
Ticker Symbol FATE Meeting Date 09-Jun-2022
Record Date 12-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1. Timothy P. Coughlin       For   For  
    2. J. Scott Wolchko       For   For  
    3. Dr. Shefali Agarwal       For   For  
2.   To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2022.   Management   For   For  
3.   To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers as disclosed in the proxy statement.   Management   For   For  
4.   To approve the Fate Therapeutics, Inc. 2022 Stock Option and Incentive Plan.   Management   For   For  

 

FULCRUM THERAPEUTICS, INC.

 

Security 359616109 Meeting Type Annual
Ticker Symbol FULC Meeting Date 08-Jun-2022
Record Date 11-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1   Election of Class III Director to serve for a 3-year term expiring at the 2025 Annual meeting: Kate Haviland   Management   For   For  
1.2   Election of Class III Director to serve for a 3-year term expiring at the 2025 Annual meeting: Katina Dorton   Management   For   For  
1.3   Election of Class III Director to serve for a 3-year term expiring at the 2025 Annual meeting: Robert Gould   Management   For   For  
2.   To ratify the appointment of Ernst & Young as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2022.   Management   For   For  

 

 

 

 

G1 THERAPEUTICS, INC.

 

Security 3621LQ109 Meeting Type Annual
Ticker Symbol GTHX Meeting Date 23-Jun-2022
Record Date 25-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1   Election of Class II Director: Alicia Secor   Management   For   For  
2.   An advisory (non-binding) vote to approve executive compensation   Management   For   For  
3.   The ratification of the appointment of PricewaterhouseCoopers LLP as G1 Therapeutics, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2022   Management   For   For  

 

GALERA THERAPEUTICS, INC.

 

Security 36338D108 Meeting Type Annual
Ticker Symbol GRTX Meeting Date 15-Jun-2022
Record Date 22-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1. Emmett Cunningham       For   For  
    2. J. Mel Sorensen       For   For  
2.   To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022.   Management   For   For  

 

 

 

 

 

 

GAMIDA CELL LTD.

 

Security M47364100 Meeting Type Annual
Ticker Symbol GMDA Meeting Date 17-Nov-2021
Record Date 18-Oct-2021    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.   Election of Class III Director to hold office until the annual general meeting to be held in 2024: Mr. Robert I. Blum   Management   For   For  
1B.   Election of Class III Director to hold office until the annual general meeting to be held in 2024: Dr. Julian Adams   Management   For   For  
1C.   Election of Class III Director to hold office until the annual general meeting to be held in 2024: Mr. Ofer Gonen   Management   For   For  
2.   To approve an amendment of the terms of office and employment of the Company's Chief Executive Officer (and a member of the Board), Dr. Julian Adams.   Management   For   For  
3.   To approve an amendment to the indemnification agreements for directors and executives officers.   Management   For    
3A.   Are you a controlling shareholder in the Company, or do you have a personal interest in the approval of Proposal No. 3? (If your interest arises solely from the fact that you hold shares in the Company, you would not be deemed to have a personal interest.) (Please note: If you do not mark either Yes or No, your shares will not be voted for Proposal No. 3.) Mark "for" = yes or "against" = no.   Management   Against    
4.   To approve an amendment to the Company's 2017 Share Incentive Plan.   Management   For   For  
5.   To approve amendments to the Company's amended and restated articles of association.   Management   For   For  
6.   To approve an amendment to the compensation terms for directors of the Company.   Management   For   For  
7.   To approve the re-appointment of Kost, Forer, Gabbay & Kasierer, a member firm of Ernst & Young Global, as the Company's independent auditors for the fiscal year ending December 31, 2021, and its service until the annual general meeting of shareholders to be held in 2022.   Management   For   For  

 

 

 

 

GILEAD SCIENCES, INC.

 

Security 375558103 Meeting Type Annual
Ticker Symbol GILD Meeting Date 04-May-2022
Record Date 15-Mar-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.   Election of Director: Jacqueline K. Barton, Ph.D.   Management   For   For  
1B.   Election of Director: Jeffrey A. Bluestone, Ph.D.   Management   For   For  
1C.   Election of Director: Sandra J. Horning, M.D.   Management   For   For  
1D.   Election of Director: Kelly A. Kramer   Management   For   For  
1E.   Election of Director: Kevin E. Lofton   Management   For   For  
1F.   Election of Director: Harish Manwani   Management   For   For  
1G.   Election of Director: Daniel P. O'Day   Management   For   For  
1H.   Election of Director: Javier J. Rodriguez   Management   For   For  
1I.   Election of Director: Anthony Welters   Management   For   For  
2.   To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022.   Management   For   For  
3.   To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement.   Management   For   For  
4.   To approve the Gilead Sciences, Inc. 2022 Equity Incentive Plan.   Management   For   For  
5.   To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board adopt a policy that the Chairperson of the Board of Directors be an independent director.   Shareholder   Against   For  
6.   To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board include one member from Gilead's non-management employees.   Shareholder   Against   For  
7.   To vote on a stockholder proposal, if properly presented at the meeting, requesting a 10% threshold to call a special stockholder meeting.   Shareholder   Against   For  
8.   To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board publish a third- party review of Gilead's lobbying activities.   Shareholder   Against   For  
9.   To vote on a stockholder proposal, if properly presented at the meeting, requesting a Board report on oversight of risks related to anticompetitive practices.   Shareholder   Against   For  

 

 

 

 

GUARDANT HEALTH, INC.

 

Security 40131M109 Meeting Type Annual
Ticker Symbol GH Meeting Date 15-Jun-2022
Record Date 18-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.   Election of Class I Director: Vijaya Gadde   Management   For   For  
1B.   Election of Class I Director: Myrtle Potter   Management   For   For  
2.   Ratification of the appointment of Ernst & Young LLP as Guardant Health, Inc.'s independent registered public accounting firm for the year ending December 31, 2022.   Management   For   For  
3.   Non-binding advisory vote to approve Guardant Health, Inc.'s named executive officer compensation.   Management   For   For  

 

HARPOON THERAPEUTICS, INC.

 

Security 41358P106 Meeting Type Annual
Ticker Symbol HARP Meeting Date 22-Jun-2022
Record Date 25-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1. Julie Eastland       For   For  
    2. Scott Myers       For   For  
2.   To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022.   Management   For   For  

 

 

 

 

HELIX ACQUISITION CORP

 

Security G4444C102 Meeting Type Special
Ticker Symbol HLXA Meeting Date 31-Mar-2022
Record Date 07-Jan-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   A proposal, as an ordinary resolution, to approve the business combination agreement, dated as of October 4, 2021, by and among Helix, MoonLake Immunotherapeutics AG, a Swiss stock corporation ("MoonLake"), certain securityholders of MoonLake (the "ML Parties"),and the other parties thereto,a copy of which is attached to the accompanying proxy statement as Annex A-1, and approve the transactions contemplated by the Business Combination Agreement (the "Business Combination") and other ...(due to space limits, see proxy material for full proposal).   Management   For   For  
2A.   Binding Organizational Documents Proposal A: a proposal, as an ordinary resolution, to approve the change in authorized share capital of Helix, from US$55,500 divided into 500,000,000 Class A Ordinary Shares, 50,000,000 Class B Ordinary Shares, and 5,000,000 preference shares, to US$65,500 divided into 500,000,000 Class A Ordinary Shares, 50,000,000 Class B Ordinary Shares,100,000,000 Class C Ordinary Shares, and 5,000,000 preference shares by the creation of an additional 100,000,000 ...(due to space limits, see proxy material for full proposal).   Management   For   For  
2B.   Binding Organizational Documents Proposal B: a proposal, as a special resolution, to approve the change in Helix's name, from "Helix Acquisition Corp." to "MoonLake Immunotherapeutics".   Management   For   For  

 

 

 

 

2C.   Binding Organizational Documents Proposal C: a proposal, as special resolution, to approve the adoption of the second amended and restated memorandum and articles of association of the Company (the "Proposed MAA"), a copy of which is attached to the accompanying proxy statement as Annex B.   Management   For   For  
3A.   Advisory Organizational Documents Proposal A: assuming Binding Organizational Documents Proposal A is approved, a proposal to approve an amendment to the Existing MAA to provide for an increase in the authorized share capital from US$55,500 divided into 500,000,000 Class A Ordinary Shares of a par value of US$0.0001 each, 50,000,000 Class B Ordinary Shares of a par value of US$0.0001 each and 5,000,000 preference shares of a par value of US$0.0001 each to US$65,500 divided into 500,000,000 ...(due to space limits, see proxy material for full proposal).   Management   For   For  
3B.   Advisory Organizational Documents Proposal B: assuming Binding Organizational Documents Proposal A is approved, a proposal to approve an amendment to the Existing MAA to provide (i) for the rights attaching to Class A Ordinary Shares and Class C Ordinary Shares, (ii) that Class C Ordinary Shares may be transferred only as set out in the amended and restated shareholders' agreement to be entered by Helix, MoonLake and each ML Party at the Closing (the "A&R Shareholders' Agreement")to be in effect ...(due to space limits, see proxy material for full proposal).   Management   For   For  
3C.   Advisory Organizational Documents Proposal C: a proposal to require the consent of a class of shares, voting separately, for any variation of the rights of such class instead of the board of directors' ability to vary class rights without consent from shareholders of a class where the board of directors considered the variation would not have a material adverse effect on such rights.   Management   For   For  
3D.   Advisory Organizational Documents Proposal D: a proposal to remove the ability of the board of directors to remove one of their members for cause.   Management   For   For  
3E.   Advisory Organizational Documents Proposal E: a proposal for an extended notice period for shareholders to nominate a director without a timely public announcement.   Management   For   For  

 

 

 

  

3F.   Advisory Organizational Documents Proposal F: a proposal for restrictions on the ability of non-employee directors to pursue certain business opportunities wherein the Company retains its interest in any opportunity offered to any non-employee director if such opportunity is expressly offered to such non-employee director solely in his or her capacity as a director.   Management   For   For  
3G.   Advisory Organizational Documents Proposal G: a proposal for the elimination of the minimum shareholder requirement in general meeting proposals and director nomination provisions.   Management   For   For  
3H.   Advisory Organizational Documents Proposal H: a proposal for certain additional changes, including, among other things (i) removing terms providing for the automatic conversion of Class B Ordinary Shares to Class A Ordinary Shares in connection with consummation of an initial business combination; (ii) removing shareholder redemption provisions; (iii) removing the limitation on paying cash remuneration to directors prior to the consummation of an initial business combination iv) removing the ...(due to space limits, see proxy material for full proposal).   Management   For   For  
4.   A proposal, as an ordinary resolution, to approve, for the purpose of complying with the applicable Nasdaq listing rules, (i) the issuance of Class A Ordinary Shares to certain of the ML Parties (the "BVF Shareholders") and Class C Ordinary Shares to the ML Parties (other than the BVF Shareholders), including the Class A Ordinary Shares issuable upon the exchange of MoonLake Common Shares and simultaneous surrender of Class C Ordinary Sharesby such ML Parties, pursuant to the terms of the Business ...(due to space limits, see proxy material for full proposal).   Management   For   For  
5.   A proposal, as an ordinary resolution, to approve the MoonLake Immunotherapeutics 2022 Equity Incentive Plan, a copy of which is attached to the accompanying proxy statement as Annex C (we refer to this proposal as the "Incentive Plan Proposal")   Management   For   For  
6.   A proposal, as an ordinary resolution, to approve the adjournment of the extraordinary general meeting to a later date or dates, (A) to the extent necessary to ensure that any required supplement or amendment to the proxy statement is provided to Helix's shareholders; (B) if, as of the time for which the extraordinary general meeting is originally scheduled, there are insufficient ordinary shares represented (either in person or by proxy) to constitute a quorum necessary to ...(due to space limits, see proxy material for full proposal).   Management   For   For  

 

 

 

 

HORIZON THERAPEUTICS PLC

 

Security G46188101 Meeting Type Annual
Ticker Symbol HZNP Meeting Date 28-Apr-2022
Record Date 24-Feb-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.   Election of Class II Director: Michael Grey   Management   For   For  
1B.   Election of Class II Director: Jeff Himawan, Ph.D.   Management   For   For  
1C.   Election of Class II Director: Susan Mahony, Ph.D.   Management   For   For  
2.   Approval of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2022 and authorization of the Audit Committee to determine the auditors' remuneration.   Management   For   For  
3.   Approval, on an advisory basis, of the compensation of our named executive officers, as disclosed in the Proxy Statement.   Management   For   For  
4.   Authorization for us and/or any of our subsidiaries to make market purchases or overseas market purchases of our ordinary shares.   Management   For   For  
5.   Approval of the Amended and Restated 2020 Equity Incentive Plan.   Management   For   For  

 

HOTSPOT THERAPEUTICS, INC.

 

Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 16-Nov-2021
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Fourth Amended and Restated Certificate of Incorporation   Management   For   For  
2.   Amendment to 2017 Stock Option and Grant Plan   Management   For   For  
3.   General Resolutions   Management   For   For  

 

 

 

 

HOTSPOT THERAPEUTICS, INC.

 

Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 16-Nov-2021
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Waiver of Right of First Offer.   Management   For   For  

 

IDEXX LABORATORIES, INC.

 

Security 45168D104 Meeting Type Annual
Ticker Symbol IDXX Meeting Date 11-May-2022
Record Date 14-Mar-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.   Election of Director (Proposal One): Jonathan W. Ayers   Management   For   For  
1B.   Election of Director (Proposal One): Stuart M. Essig, PhD   Management   For   For  
1C.   Election of Director (Proposal One): Jonathan J. Mazelsky   Management   For   For  
1D.   Election of Director (Proposal One): M. Anne Szostak   Management   For   For  
2.   Ratification of Appointment of Independent Registered Public Accounting Firm. To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the current fiscal year (Proposal Two).   Management   For   For  
3.   Advisory Vote on Executive Compensation. To approve a nonbinding advisory resolution on the Company's executive compensation (Proposal Three).   Management   For   For  

 

ILLUMINA, INC.

 

Security 452327109 Meeting Type Annual
Ticker Symbol ILMN Meeting Date 26-May-2022
Record Date 31-Mar-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.   Election of Director: Frances Arnold, Ph.D.   Management   For   For  
1B.   Election of Director: Francis A. deSouza   Management   For   For  
1C.   Election of Director: Caroline D. Dorsa   Management   For   For  
1D.   Election of Director: Robert S. Epstein, M.D.   Management   For   For  
1E.   Election of Director: Scott Gottlieb, M.D.   Management   For   For  
1F.   Election of Director: Gary S. Guthart, Ph.D.   Management   For   For  
1G.   Election of Director: Philip W. Schiller   Management   For   For  
1H.   Election of Director: Susan E. Siegel   Management   For   For  
1I.   Election of Director: John W. Thompson   Management   For   For  
2.   To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 1, 2023.   Management   For   For  
3.   To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the Proxy Statement.   Management   For   For  
4.   To approve, on an advisory basis, a stockholder proposal regarding the right of stockholders to call special meetings.   Shareholder   Against   For  
5.   To approve an amendment to our Amended and Restated Certificate of Incorporation to permit stockholders to call special meetings.   Management   For   For  

 

 

 

 

INTELLIA THERAPEUTICS, INC.

 

Security 45826J105 Meeting Type Annual
Ticker Symbol NTLA Meeting Date 14-Jun-2022
Record Date 18-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1. Caroline Dorsa       For   For  
    2. G. Keresty, PhD M.P.H.       For   For  
    3. John M. Leonard, M.D.       For   For  
2.   Ratification of the appointment of Deloitte & Touche LLP as Intellia's independent registered public accounting firm for the fiscal year ending December 31, 2022.   Management   For   For  
3.   Approve, on a non-binding advisory basis, the compensation of the named executive officers.   Management   For   For  

 

INTERCEPT PHARMACEUTICALS, INC.

 

Security 45845P108 Meeting Type Annual
Ticker Symbol ICPT Meeting Date 25-May-2022
Record Date 06-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1a.   Election of Director to serve until the 2023 Annual Meeting: Paolo Fundarò   Management   For   For  
1b.   Election of Director to serve until the 2023 Annual Meeting: Jerome Durso   Management   For   For  
1c.   Election of Director to serve until the 2023 Annual Meeting: Srinivas Akkaraju, M.D., Ph.D.   Management   For   For  
1d.   Election of Director to serve until the 2023 Annual Meeting: Luca Benatti, Ph.D.   Management   For   For  
1e.   Election of Director to serve until the 2023 Annual Meeting: Daniel Bradbury   Management   For   For  
1f.   Election of Director to serve until the 2023 Annual Meeting: Keith Gottesdiener, M.D.   Management   For   For  
1g.   Election of Director to serve until the 2023 Annual Meeting: Nancy Miller-Rich   Management   For   For  
1h.   Election of Director to serve until the 2023 Annual Meeting: Mark Pruzanski, M.D.   Management   For   For  
1i.   Election of Director to serve until the 2023 Annual Meeting: Dagmar Rosa-Bjorkeson   Management   For   For  
1j.   Election of Director to serve until the 2023 Annual Meeting: Gino Santini   Management   For   For  
1k.   Election of Director to serve until the 2023 Annual Meeting: Glenn Sblendorio   Management   For   For  
2.   FOR the approval of the Company's Amended and Restated Equity Incentive Plan.   Management   For   For  
3.   FOR the approval, on a non-binding, advisory basis, of the compensation of the Company's named executive officers.   Management   For   For  
4.   FOR the ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022.   Management   For   For  

 

 

 

 

 

INTRA-CELLULAR THERAPIES, INC.

 

Security 46116X101 Meeting Type Annual
Ticker Symbol ITCI Meeting Date 09-Jun-2022
Record Date 19-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1   Election of Director to serve a three-year term expiring in 2025: Sharon Mates, Ph.D.   Management   For   For  
1.2   Election of Director to serve a three-year term expiring in 2025: Rory B. Riggs   Management   For   For  
1.3   Election of Director to serve a three-year term expiring in 2025: Robert L. Van Nostrand   Management   For   For  
2.   To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022.   Management   For   For  
3.   To approve by an advisory vote the compensation of the Company's named executive officers, as disclosed in the proxy statement.   Management   For   For  
4.   To approve by an advisory vote the frequency of holding an advisory vote on the compensation of the Company's named executive officers.   Management   1 Year   For  

 

 

 

 

INVETX, INC.

 

Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 29-Mar-2022
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Election of Director   Management   For   For  

 

INVETX, INC.

 

Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 29-Mar-2022
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Amended and Restated Certificate of Incorporation   Management   For   For  
2.   Amended and Restated 2020 Equity Incentive Plan   Management   For   For  
3.   Amendment to Bylaws   Management   For   For  
4.   Sale and Issuance of Series B Preferred Stock   Management   For   For  
5.   Protective Provision Consent   Management   For   For  
6.   Waiver of Participation Rights   Management   For   For  
7.   Ratification of Series B Financing   Management   For   For  

 

 

 

 

IONIS PHARMACEUTICALS, INC.

 

Security 462222100 Meeting Type Annual
Ticker Symbol IONS Meeting Date 02-Jun-2022
Record Date 05-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1. Allene M. Diaz       For   For  
    2. Michael Hayden       For   For  
    3. Joseph Klein, III       For   For  
    4. Joseph Loscalzo       For   For  
2.   To approve, by non-binding vote, executive compensation.   Management   For   For  
3.   Ratify the Audit Committee's selection of Ernst & Young LLP as independent auditors for the 2022 fiscal year.   Management   For   For  

 

ITEOS THERAPEUTICS, INC.

 

Security 46565G104 Meeting Type Annual
Ticker Symbol ITOS Meeting Date 09-Jun-2022
Record Date 18-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1   Election of Class II Director to serve until the 2025 Annual Meeting: Aaron Davis   Management   For   For  
1.2   Election of Class II Director to serve until the 2025 Annual Meeting: Ann D. Rhoads   Management   For   For  
1.3   Election of Class II Director to serve until the 2025 Annual Meeting: Matthew Roden, Ph.D.   Management   For   For  
1.4   Election of Class II Director to serve until the 2025 Annual Meeting: Tony Ho, M.D.   Management   For   For  
2.   Approval of Amended and Restated 2020 Stock Option and Incentive Plan   Management   For   For  
3.   Ratification of the selection of Deloitte Bedrijfsrevisoren / Réviseurs d'Entreprises BV/SRL as the Company's independent registered public accounting firm   Management   For   For  

 

 

 

 

JAZZ PHARMACEUTICALS PLC

 

Security G50871105 Meeting Type Special
Ticker Symbol JAZZ Meeting Date 23-Sep-2021
Record Date 19-Aug-2021    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   To grant the board of directors authority under Irish law to allot and issue ordinary shares for cash without first offering those ordinary shares to existing shareholders pursuant to the statutory pre-emption right that would otherwise apply.   Management   For   For  
2.   To approve any motion to adjourn the extraordinary general meeting, or any adjournments thereof, to another time and place to solicit additional proxies if there are insufficient votes at the time of the extraordinary general meeting to approve Proposal 1.   Management   For   For  

 

KALVISTA PHARMACEUTICALS, INC.

 

Security 483497103 Meeting Type Annual
Ticker Symbol KALV Meeting Date 30-Sep-2021
Record Date 10-Aug-2021    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.   Election of Class III Director until the 2024 annual meeting: ALBERT CHA   Management   For   For  
1B.   Election of Class III Director until the 2024 annual meeting: MARTIN EDWARDS   Management   For   For  
1C.   Election of Class III Director until the 2024 annual meeting: NANCY STUART   Management   For   For  
2.   The ratification of the selection, by the audit committee of our board, of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending April 30, 2022.   Management   For   For  
3.   Approval, on a non-binding advisory basis, of the compensation paid by us to our named executive officers as disclosed in the Proxy Statement.   Management   For   For  

 

 

 

 

KARUNA THERAPEUTICS, INC.

 

Security 48576A100 Meeting Type Annual
Ticker Symbol KRTX Meeting Date 15-Jun-2022
Record Date 18-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1a.   Election of Class III Director: Steven Paul, M.D.   Management   For   For  
1b.   Election of Class III Director: Atul Pande, M.D.   Management   For   For  
1c.   Election of Class III Director: Denice Torres   Management   For   For  
2.   To approve, on an advisory, non-binding basis, the compensation paid to our named executive officers.   Management   For   For  
3.   To approve, on an advisory, non-binding basis, the frequency of future votes on the compensation of our named executive officers.   Management   1 Year   For  
4.   To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022.   Management   For   For  

 

MEDPACE HOLDINGS, INC.

 

Security 58506Q109 Meeting Type Annual
Ticker Symbol MEDP Meeting Date 20-May-2022
Record Date 24-Mar-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1. August J. Troendle       For   For  
    2. Ashley M. Keating       For   For  
2.   To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022.   Management   For   For  
3.   To approve, on an advisory basis, the compensation of our named executive officers as disclosed in the proxy statement for the 2022 Annual Meeting.   Management   For   For  

 

 

 

 

MEREO BIOPHARMA GROUP PLC

 

Security 589492107 Meeting Type Annual
Ticker Symbol MREO Meeting Date 16-May-2022
Record Date 01-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
O1.   That the annual report and accounts for the financial year ended 31 December 2021, together with the directors' report and independent auditor's report thereon, be received and adopted.   Management   For   For  
O2.   That BDO LLP be re-appointed as auditors to hold office from the conclusion of the AGM until the conclusion of the next AGM at which the Company's annual report and accounts are presented.   Management   For   For  
O3.   That the directors of the Company be authorised to determine BDO LLP's remuneration.   Management   For   For  
O4.   That the directors' remuneration report (excluding the directors' remuneration policy), as set out in the Company's annual report and accounts for the financial year ended 31 December 2021, be approved.   Management   For   For  
O5.   That Anne Hyland be re-appointed as a director of the Company.   Management   For   For  
O6.   That Dr. Pierre Jacquet be re-appointed as a director of the Company.   Management   For   For  
O7.   That Dr. Deepika Pakianathan be re-appointed as a director of the Company.   Management   For   For  
O8.   That Michael Wyzga be re-appointed as a director of the Company.   Management   For   For  
S9.   That the new articles of association of the Company produced to the meeting and initialed by the Chairman of the meeting for the purposes of identification be adopted as the articles of association of the Company, in substitution for, and to the exclusion of, its existing articles of association.   Management   For   For  

 

 

 

 

 

MERUS N.V.              

 

Security N5749R100 Meeting Type Annual
Ticker Symbol MRUS Meeting Date 31-May-2022
Record Date 03-May-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Adoption of Merus N.V.'s Dutch statutory annual accounts in the English language for the financial year 2021.   Management   For   For  
2.   Appointment of KPMG Accountants N.V. as Merus N.V.'s external auditor for the financial year 2022 for purposes of Dutch law.   Management   For   For  
3.   Release of each member of Merus N.V.'s board of directors from liability for the exercise of their duties.   Management   For   For  
4.   Re-appointment of Len Kanavy as non-executive director.   Management   For   For  
5.   Granting authorization to Merus N.V.'s board of directors to acquire shares (or depository receipts for such shares) in Merus N.V.'s capital.   Management   For   For  
6.   Approval of the amendment of the Non-Executive Director Compensation Program ("NED Program") to (i) increase the value of option awards granted under the NED Program to more closely align with the 50th percentile of Merus N.V.'s U.S. peer group, and (ii) increase the amount by which the grant date fair value of option awards granted under the NED Program increases annually from 3% to up to 5%. The number of shares subject to such awards will continue to be determined in accordance with the NED Program.   Management   For   For  
7.   Approval, on an advisory (non-binding) basis, of the compensation of Merus N.V.'s named executive officers.   Management   For   For  
8.   Approval, on an advisory (non-binding) basis, of the frequency of future advisory votes on the compensation of Merus N.V.'s named executive officers.   Management   1 Year   For  

 

 

 

 

MIRATI THERAPEUTICS, INC.

 

Security 60468T105 Meeting Type Annual
Ticker Symbol MRTX Meeting Date 12-May-2022
Record Date 15-Mar-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1. Charles M. Baum       For   For  
    2. Bruce L.A. Carter       For   For  
    3. Julie M. Cherrington       For   For  
    4. Aaron I. Davis       For   For  
    5. Henry J. Fuchs       For   For  
    6. Faheem Hasnain       For   For  
    7. Craig Johnson       For   For  
    8. Maya Martinez-Davis       For   For  
    9. David Meek       For   For  
    10. Shalini Sharp       For   For  
2.   To approve, on an advisory basis, the compensation paid to our named executive officers as disclosed in the Proxy Statement.   Management   For   For  
3.   To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2022.   Management   For   For  
4.   To approve our 2022 Equity Incentive Plan.   Management   For   For  

 

MODERNA, INC.

 

Security 60770K107 Meeting Type Annual
Ticker Symbol MRNA Meeting Date 28-Apr-2022
Record Date 01-Mar-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1. Noubar Afeyan, Ph.D.       For   For  
    2. Stéphane Bancel       For   For  
    3. François Nader, M.D.       For   For  
2.   To approve, on a non-binding, advisory basis, the compensation of our named executive officers.   Management   For   For  
3.   To ratify the appointment of Ernst & Young LLP as our registered independent public accounting firm for the year ending December 31, 2022.   Management   For   For  
4.   To vote on a shareholder proposal relating to the feasibility of transferring intellectual property.   Shareholder   For   Against  

 

 

 

 

MORPHIC HOLDING, INC.

 

Security 61775R105 Meeting Type Annual
Ticker Symbol MORF Meeting Date 08-Jun-2022
Record Date 11-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1. Martin Edwards, M.D.       For   For  
    2. Nisha Nanda, Ph.D.       For   For  
    3. Praveen Tipirneni, M.D.       For   For  
2.   Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022.   Management   For   For  
3.   To approve, on a non-binding advisory basis, the compensation paid to the Company's Named Executive Officers.   Management   For   For  
4.   To select, on a non-binding advisory basis, the frequency of future non-binding advisory votes on the compensation paid to the Named Executive Officers.   Management   1 Year   For  
5.   To approve revised limits on awards to non-employee directors under the 2019 Equity Incentive Plan.   Management   For   For  

 

NEUROCRINE BIOSCIENCES, INC.

 

Security 64125C109 Meeting Type Annual
Ticker Symbol NBIX Meeting Date 18-May-2022
Record Date 21-Mar-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1 Richard F. Pops       For   For  
    2 Shalini Sharp       For   For  
    3 Stephen A. Sherwin M.D.       For   For  
2.   Advisory vote to approve the compensation paid to the Company's named executive officers.   Management   For   For  
3.   To approve an amendment and restatement of the Company's 2020 Equity Incentive Plan.   Management   For   For  
4.   To approve an amendment and restatement of the Company's 2018 Employee Stock Purchase Plan.   Management   For   For  
5.   To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022.   Management   For   For  

 

 

 

 

NKARTA, INC.

 

Security 65487U108 Meeting Type Annual
Ticker Symbol NKTX Meeting Date 08-Jun-2022
Record Date 14-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1 Michael Dybbs, Ph.D.       For   For  
    2 Simeon George, M.D. MBA       For   For  
    3 Leone Patterson, M.B.A.       For   For  
2.   Ratification of the appointment of Ernst & Young LLP as the company's independent registered public accounting firm for the year ending December 31, 2022.   Management   For   For  

 

NOVAVAX, INC.

 

Security 670002401 Meeting Type Annual
Ticker Symbol NVAX Meeting Date 16-Jun-2022
Record Date 19-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1a.   Election of Class III Director to serve for a three-year term expiring at the 2025 Annual Meeting: Rachel K. King   Management   For   For  
1b.   Election of Class III Director to serve for a three-year term expiring at the 2025 Annual Meeting: James F. Young, Ph.D.   Management   For   For  
2.   The approval, on an advisory basis, of the compensation paid to our Named Executive Officers.   Management   For   For  
3.   Amendment and restatement of the Second Amended and Restated Certificate of Incorporation of Novavax, Inc. to eliminate the supermajority voting provisions.   Management   For   For  
4.   Amendment and restatement of the Amended and Restated By-laws of Novavax, Inc. (the "By-laws") to eliminate the supermajority voting provisions.   Management   For   For  
5.   Amendment and restatement of the By-laws to permit stockholder access to proxy statement of Novavax, Inc. with respect to the nomination of directors.   Management   For   For  
6.   Amendment and restatement of the Novavax, Inc. Amended and Restated 2015 Stock Incentive Plan, as amended, to increase the number of shares of Common Stock available for issuance thereunder by 2,400,000 shares, and to limit the annual non- employee director compensation to $1.5 million and $1 million for the chairman of the board and board members, respectively.   Management   For   For  
7.   Amendment and restatement of the Novavax, Inc. 2013 Employee Stock Purchase Plan ("ESPP") to increase the number of shares of Common Stock available for issuance under the ESPP by 550,000 shares, such that the number of shares available for issuance is the lesser of a) 1,100,000 shares of Common Stock increased on each anniversary of the date hereof by 5% and (b) 1,650,000 shares of Common Stock.   Management   For   For  
8.   Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022.   Management   For   For  

 

 

 

 

 

 

OCULIS SA

 

Security N/A Meeting Type Written Consent
Ticker Symbol N/A Meeting Date 27-Apr-2022
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Approval of the Financial Statements 2021.   Management   For   For  
2.   Appropriation of Balance Sheet Results 2021.   Management   For   For  
3.   Discharge of the Members of the Board and Management.   Management   For   For  
4.   Re-Election of the Board of Directors:              
4.1   Mr. Anthony (Tony) Rosenberg   Management   For   For  
4.2   Dr. Riad Sherif   Management   For   For  
4.3   Mr. Àrni Audunn Blöndal   Management   For   For  
4.4   Mr. Lionel Carnot   Management   For   For  
4.5   Mr. Bartosz Dzikowski   Management   For   For  
4.6   Dr. Xin (Sylvia) He   Management   For   For  
4.7   Dr. Robert Lorne Hopfner   Management   For   For  
4.8   Ms. Yi Fei (Vanessa) Huang   Management   For   For  
4.9   Dr. Henry Skinner   Management   For   For  
5.   Re-Election of the Auditors PricewaterhouseCoopers SA.   Management   For   For  

 

OCULIS SA

 

Security N/A Meeting Type Extraordinary General Meeting
Ticker Symbol N/A Meeting Date 30-Nov-2021
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Ordinary share capital Increase   Management   For   For  
2.   Conditional capital share increase   Management   For   For  

 

 

 

 

PRAXIS PRECISION MEDICINES, INC.

 

Security 74006W108 Meeting Type Annual
Ticker Symbol PRAX Meeting Date 26-May-2022
Record Date 28-Mar-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.   Election of Class II Director to serve until the 2025 Annual Meeting: Jeffrey Chodakewitz, M.D.   Management   For   For  
1B.   Election of Class II Director to serve until the 2025 Annual Meeting: Merit Cudkowicz, M.D.   Management   For   For  
1C.   Election of Class II Director to serve until the 2025 Annual Meeting: Stefan Vitorovic   Management   For   For  
2.   To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022.   Management   For   For  
3.   To approve on a non-binding advisory basis, the compensation of the named executive officers as disclosed in the Company's proxy statement for the 2022 Annual Meeting pursuant to the applicable compensation disclosure rules of the SEC, including the compensation tables and narrative discussion.   Management   For   For  
4.   To approve on a non-binding advisory basis the frequency of future advisory votes on the compensation of the Company's named executive officers.   Management   1 Year   Against  

 

 

 

 

PRECISION BIOSCIENCES, INC.

 

Security 74019P108 Meeting Type Annual
Ticker Symbol DTIL Meeting Date 10-May-2022
Record Date 15-Mar-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1 Kevin J. Buehler       For   For  
    2 Shari Lisa Piré       For   For  
2.   Ratification of the appointment of Deloitte & Touche LLP as Precision's independent registered public accounting firm for 2022.   Management   For   For  

 

PRIOTHERA LTD.

 

Security N/A Meeting Type Extraordinary General Meeting
Ticker Symbol N/A Meeting Date 28-Sep-2021
Record Date N/A    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Partial waiver of tranche 2 milestone condition.   Management   For   For  

 

 

 

 

PROTAGONIST THERAPEUTICS, INC.

 

Security 74366E102 Meeting Type Annual
Ticker Symbol PTGX Meeting Date 26-May-2022
Record Date 31-Mar-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1 Harold E. Selick, Ph.D.       For   For  
    2 Bryan Giraudo       For   For  
2.   To approve, on an advisory basis, the compensation of our named executive officers.   Management   For   For  
3.   To recommend, by non-binding vote, the frequency of future executive compensation votes.   Management   1 Year   For  
4.   To ratify the selection by the Audit Committee of the Board of Ernst & Young LLP as Protagonist Therapeutics' independent registered public accounting firm for the fiscal year ending December 31, 2022.   Management   For   For  

 

PYXIS ONCOLOGY, INC.

 

Security 747324101 Meeting Type Annual
Ticker Symbol PYXS Meeting Date 13-Jun-2022
Record Date 20-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1   Election of Class I Director: Darren Cline   Management   For   For  
2.   Ratification of the Appointment of Ernst & Young LLP as our Independent Registered Public Accounting Firm for the Fiscal Year ending December 31, 2022   Management   For   For  

 

RALLYBIO CORPORATION

 

Security 75120L100 Meeting Type Annual
Ticker Symbol RLYB Meeting Date 24-May-2022
Record Date 30-Mar-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1   Election of Class I Director: Martin W. Mackay   Management   For   For  
1.2   Election of Class I Director: Kush M. Parmar   Management   For   For  
1.3   Election of Class I Director: Paula Soteropoulos   Management   For   For  
2.   Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm.   Management   For   For  

 

 

 

 

REGENERON PHARMACEUTICALS, INC.

 

Security 75886F107 Meeting Type Annual
Ticker Symbol REGN Meeting Date 10-Jun-2022
Record Date 12-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1a.   Election of Director: Bonnie L. Bassler, Ph.D.   Management   For   For  
1b.   Election of Director: Michael S. Brown, M.D.   Management   For   For  
1c.   Election of Director: Leonard S. Schleifer, M.D., Ph.D.   Management   For   For  
1d.   Election of Director: George D. Yancopoulos, M.D., Ph.D.   Management   For   For  
2.   Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022.   Management   For   For  
3.   Proposal to approve, on an advisory basis, executive compensation.   Management   For   For  

 

REPARE THERAPEUTICS, INC.

 

Security 760273102 Meeting Type Annual
Ticker Symbol RPTX Meeting Date 13-May-2022
Record Date 21-Mar-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1   Election of Class II director to hold office until the Annual Meeting of Shareholders in 2025: David Bonita, M.D.   Management   For   For  
1.2   Election of Class II director to hold office until the Annual Meeting of Shareholders in 2025: Thomas Civik   Management   For   For  
1.3   Election of Class II director to hold office until the Annual Meeting of Shareholders in 2025: Carol A. Schafer   Management   For   For  
2.   To approve, on a non-binding, advisory basis, the compensation of our named executive officers.   Management   For   For  
3.   To recommend, on a non-binding, advisory basis, the preferred frequency of future advisory votes on compensation of our named executive officers.   Management   1 Year   For  
4.   To appoint Ernst & Young LLP as our independent registered public accounting firm (the "auditor") for the fiscal year ending December 31, 2022, and to authorize the Board of Directors to fix the auditor's remuneration.   Management   For   For  

 

 

 

 

 

  

REPLIMUNE GROUP, INC.              

 

Security 76029N106 Meeting Type Annual
Ticker Symbol REPL Meeting Date 08-Sep-2021
Record Date 15-Jul-2021    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1. Robert Coffin, Ph.D.       For   For  
    2. Hyam Levitsky, M.D.       For   For  
    3. Dieter Weinand       For   For  
2.   To ratify the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Replimune Group, Inc. for the fiscal year ending March 31, 2022.   Management   For   For  

 

 

 

 

SAREPTA THERAPEUTICS, INC.

 

Security 803607100 Meeting Type Annual
Ticker Symbol SRPT Meeting Date 02-Jun-2022
Record Date 08-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1   Election of Class I Director to hold office until the 2024 Annual meeting: Kathryn Boor, Ph.D.   Management   For   For  
1.2   Election of Class I Director to hold office until the 2024 Annual meeting: Michael Chambers   Management   For   For  
1.3   Election of Class I Director to hold office until the 2024 Annual meeting: Douglas S. Ingram   Management   For   For  
1.4   Election of Class I Director to hold office until the 2024 Annual meeting: Hans Wigzell, M.D., Ph.D.   Management   For   For  
2.   To hold an advisory vote to approve, on a non-binding basis, named executive officer compensation.   Management   For   For  
3.   To approve an amendment to the Company's 2018 Equity Incentive Plan (the "2018 Plan") to increase the maximum aggregate number of shares of common stock that may be issued pursuant to awards granted under the 2018 Plan by 2,500,000 shares to 10,687,596 shares.   Management   For   For  
4.   To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the current year ending December 31, 2022.   Management   For   For  

 

SCHOLAR ROCK HOLDING CORPORATION

 

Security 80706P103 Meeting Type Annual
Ticker Symbol SRRK Meeting Date 26-May-2022
Record Date 04-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1. N. K. Mahanthappa Ph.D.       For   For  
    2. Joshua Reed       For   For  
2.   To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022.   Management   For   For  

 

 

 

 

SEAGEN, INC.

 

Security 81181C104 Meeting Type Annual
Ticker Symbol SGEN Meeting Date 13-May-2022
Record Date 17-Mar-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.   Election of Class III Director: Ted W. Love, M.D.   Management   For   For  
1B.   Election of Class III Director: Daniel G. Welch   Management   For   For  
2.   Approve, on an advisory basis, the compensation of Seagen's named executive officers as disclosed in the accompanying proxy statement.   Management   For   For  
3.   Ratify the appointment of PricewaterhouseCoopers LLP as Seagen's independent registered public accounting firm for the fiscal year ending December 31, 2022.   Management   For   For  

 

SPECTRUM PHARMACEUTICALS, INC.

 

Security 84763A108 Meeting Type Annual
Ticker Symbol SPPI Meeting Date 21-Jun-2022
Record Date 25-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1   Election of Director: William L. Ashton   Management   For   For  
1.2   Election of Director: Brittany K. Bradrick   Management   For   For  
1.3   Election of Director: Seth H.Z. Fischer   Management   For   For  
1.4   Election of Director: Juhyun Lim   Management   For   For  
1.5   Election of Director: Thomas J. Riga   Management   For   For  
1.6   Election of Director: Jeffrey L. Vacirca   Management   For   For  
2.   To approve, on a non-binding advisory basis, the compensation of our named executive officers, as disclosed in the Compensation Discussion and Analysis section of the Proxy Statement.   Management   For   For  
3.   To approve the adoption of a proposed amended and restated Spectrum Pharmaceuticals, Inc. 2018 Long- Term Incentive Plan.   Management   For   For  
4.   To ratify the selection of RSM US LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022.   Management   For   For  

 

 

 

 

SUTRO BIOPHARMA, INC.

 

Security 869367102 Meeting Type Annual
Ticker Symbol STRO Meeting Date 06-Jun-2022
Record Date 12-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1. Michael Dybbs, Ph.D.       For   For  
    2. John G. Freund, M.D.       For   For  
    3. Heidi Hunter       For   For  
    4. Jon Wigginton, M.D.       For   For  
2.   To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022.   Management   For   For  
3.   To approve, on a non-binding, advisory basis, the compensation of our named executive officers.   Management   For   For  
4.   To determine, on a non-binding, advisory basis, the frequency of future non-binding, advisory votes on the compensation of the Company's named executive officers.   Management   1 Year   For  

 

SYNDAX PHARMACEUTICALS, INC.

 

Security 87164F105 Meeting Type Annual
Ticker Symbol SNDX Meeting Date 11-May-2022
Record Date 16-Mar-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1   Election of Director: Keith A. Katkin   Management   For   For  
1.2   Election of Director: Briggs W. Morrison, M.D.   Management   For   For  
1.3   Election of Director: Dennis G. Podlesak   Management   For   For  
2.   To approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the 2022 proxy statement.   Management   For   For  
3.   To indicate, on an advisory basis, the preferred frequency of stockholder advisory votes on the compensation of the Company's named executive officers.   Management   Abstain   Against  
4.   To ratify the selection of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2022.   Management   For   For  

 

 

 

 

SYNEOS HEALTH, INC.

 

Security 87166B102 Meeting Type Annual
Ticker Symbol SYNH Meeting Date 25-May-2022
Record Date 28-Mar-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.   Election of Director: Todd M. Abbrecht   Management   For   For  
1B.   Election of Director: John M. Dineen   Management   For   For  
1C.   Election of Director: William E. Klitgaard   Management   For   For  
1D.   Election of Director: David S. Wilkes, M.D.   Management   For   For  
2.   To approve an amendment to the Certificate of Incorporation to phase-out the classified board structure and provide that all directors elected at or after the 2025 annual meeting of stockholders be elected on an annual basis.   Management   For   For  
3.   To approve, on an advisory (nonbinding) basis, our executive compensation.   Management   For   For  
4.   To approve, on an advisory (nonbinding) basis, the frequency of future stockholder advisory votes on executive compensation.   Management   1 Year   For  
5.   To ratify the appointment of the Company's independent auditors Deloitte & Touche LLP.   Management   For   For  

  

 

 

  

TCR2 THERAPEUTICS, INC.              

 

Security 87808K106 Meeting Type Annual
Ticker Symbol TCRR Meeting Date 22-Oct-2021
Record Date 23-Aug-2021    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1. Garry E. Menzel, Ph.D.       For   For  
    2. Ansbert Gadicke, M.D.       For   For  
    3. Neil Gibson, Ph.D.       For   For  
2.   To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021.   Management   For   For  

 

THESEUS PHARMACEUTICALS INC

 

Security 88369M101 Meeting Type Annual
Ticker Symbol THRX Meeting Date 10-Jun-2022
Record Date 14-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1. Iain D. Dukes       For   For  
    2. Kathy Yi       For   For  
2.   To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2022.   Management   For   For  

 

 

 

 

TRAVERE THERAPEUTICS, INC.

 

Security 89422G107 Meeting Type Annual
Ticker Symbol TVTX Meeting Date 11-May-2022
Record Date 18-Mar-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1. Roy Baynes       For   For  
    2. Suzanne Bruhn       For   For  
    3. Timothy Coughlin       For   For  
    4. Eric Dube       For   For  
    5. Gary Lyons       For   For  
    6. Jeffrey Meckler       For   For  
    7. John Orwin       For   For  
    8. Sandra Poole       For   For  
    9. Ron Squarer       For   For  
    10. Ruth Williams-Brinkley       For   For  
2.   To approve the Company's 2018 Equity Incentive Plan, as amended, to, among other items, increase the number of shares of common stock authorized for issuance thereunder by 2,000,000 shares.   Management   For   For  
3.   To approve, on an advisory basis, the compensation of the Company's named executive officers.   Management   For   For  
4.   To ratify the selection of BDO USA, LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2022.   Management   For   For  

 

 

 

 

TRILLIUM THERAPEUTICS, INC.

 

Security 89620X506 Meeting Type Special
Ticker Symbol TRIL Meeting Date 26-Oct-2021
Record Date 24-Sep-2021    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   To consider and, if deemed advisable, pass, with or without variation, a special resolution, the full text of which is set forth in Appendix B to the accompanying Management Information Circular and Proxy Statement of Trillium dated September 27, 2021 (the "Information Circular"), approving a statutory arrangement (the "Arrangement") under Division 5 of Part 9 of the Business Corporations Act (British Columbia) involving Trillium, all as more particularly described in the Information Circular.   Management   For   For  
2.   To consider and, if deemed advisable, pass an advisory (non- binding) resolution on specified compensation that may become payable to the named executive officers of Trillium in connection with the Arrangement, all as more particularly described in the Information Circular.   Management   For   For  

 

TSCAN THERAPEUTICS, INC.

 

Security 89854M101 Meeting Type Annual
Ticker Symbol TCRX Meeting Date 01-Jun-2022
Record Date 12-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1. Timothy Barberich       For   For  
    2. Stephen Biggar       For   For  
2.   To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022   Management   For   For  

 

 

 

 

 

ULTRAGENYX PHARMACEUTICAL, INC.

 

Security 90400D108 Meeting Type Annual
Ticker Symbol RARE Meeting Date 24-Jun-2022
Record Date 26-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1a.   Election of Director: Lars Ekman, M.D., Ph.D.   Management   For   For  
1b.   Election of Director: Matthew K. Fust   Management   For   For  
1c.   Election of Director: Amrit Ray, M.D.   Management   For   For  
2.   Ratification of the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022.   Management   For   For  
3.   Advisory (non-binding) vote to approve the compensation of our named executive officers.   Management   For   For  
4.   Advisory (non-binding) vote on the frequency of future advisory votes to approve executive compensation.   Management   1 Year   For  

 

UNIQURE N.V.

 

Security N90064101 Meeting Type Special
Ticker Symbol QURE Meeting Date 21-Oct-2021
Record Date 23-Sep-2021    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Appointment of Rachelle Jacques as a non-executive director.   Management   For   For  

 

UNIQURE N.V.

 

Security N90064101 Meeting Type Annual
Ticker Symbol QURE Meeting Date 14-Jun-2022
Record Date 17-May-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Resolution to adopt the 2021 Dutch statutory annual accounts and treatment of the results.   Management   For   For  
2.   Resolution to discharge liability of the members of the Board.   Management   For   For  
3.   Resolution to reappoint Matthew Kapusta as executive director.   Management   For   For  
4.   Resolution to reappoint Robert Gut as non-executive director.   Management   For   For  
5.   Resolution to renew the designation of the Board as the competent body to issue ordinary shares and grant rights to subscribe for ordinary shares.   Management   For   For  
6.   Resolution to reauthorize the Board to exclude or limit preemptive rights upon the issuance of ordinary shares.   Management   For   For  
7.   Resolution to reauthorize the Board to repurchase ordinary shares.   Management   For   For  
8.   Resolution to appoint KPMG as external auditor of the Company for the 2022 financial year.   Management   For   For  
9.   Resolution to approve, on an advisory basis, the compensation of the named executive officers of the Company.   Management   For   For  

 

 

 

 

UNITED THERAPEUTICS CORPORATION

 

Security 91307C102 Meeting Type Special
Ticker Symbol UTHR Meeting Date 30-Sep-2021
Record Date 10-Aug-2021    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Approval of an amendment to our Restated Certificate of Incorporation to become a public benefit corporation.   Management   Abstain   Against  

 

UNITED THERAPEUTICS CORPORATION

 

Security 91307C102 Meeting Type Annual
Ticker Symbol UTHR Meeting Date 27-Jun-2022
Record Date 28-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1a.   Election of Director: Christopher Causey   Management   For   For  
1b.   Election of Director: Richard Giltner   Management   For   For  
1c.   Election of Director: Katherine Klein   Management   For   For  
1d.   Election of Director: Ray Kurzweil   Management   For   For  
1e.   Election of Director: Linda Maxwell   Management   For   For  
1f.   Election of Director: Nilda Mesa   Management   For   For  
1g.   Election of Director: Judy Olian   Management   For   For  
1h.   Election of Director: Martine Rothblatt   Management   For   For  
1i.   Election of Director: Louis Sullivan   Management   For   For  
2.   Advisory resolution to approve executive compensation.   Management   For   For  
3.   Approval of the amendment and restatement of the United Therapeutics Corporation Amended and Restated 2015 Stock Incentive Plan.   Management   For   For  
4.   Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2022.   Management   For   For  

 

 

 

 

 

VECTIVBIO HOLDING AG

 

Security H9060V101 Meeting Type Special
Ticker Symbol VECT Meeting Date 02-Sep-2021
Record Date 06-Aug-2021    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   Paul Rutherford Carter - The Board of Directors proposes to elect Paul Rutherford Carter as a new member of the Board of Directors for a term of office until completion of the 2022 Annual General Meeting of VectivBio Holding AG.   Management   For   For  
2.   Dr. Murray Willis Stewart - The Board of Directors proposes to elect Dr. Murray Willis Stewart as a new member of the Board of Directors for a term of office until completion of the 2022 Annual General Meeting of VectivBio Holding AG.   Management   For   For  

 

VECTIVBIO HOLDING AG

 

Security H9060V101 Meeting Type Annual
Ticker Symbol VECT Meeting Date 30-Jun-2022
Record Date 20-May-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1   2021 Statutory Financial Statements and Consolidated Financial Statements - The Board of Directors proposes that the Statutory Financial Statements and the Consolidated Financial Statements for the financial year 2021 be approved.   Management   For   For  
1.2   2021 Compensation Report - The Board of Directors proposes that the 2021 Compensation Report be endorsed in a non-binding advisory vote.   Management   For   For  
2.   2021 Financial Results - The Board of Directors proposes that the loss of the Company be carried forward as follows: Loss carried forward from the financial year 2020 CHF -8,709,776 Loss for the financial year 2021 CHF - 19,725,299 Loss to be carried forward CHF -28,435,075.   Management   For   For  
3.   Discharge of the Board of Directors and of the Executive Committee - The Board of Directors proposes that all members of the Board of Directors and of the Executive Committee be discharged from liability for their activities during the financial year 2021.   Management   For   For  
4.1   Thomas Woiwode - The Board of Directors proposes to re-elect Thomas Woiwode as Chairman and member of the Board of Directors for a term of office until completion of the 2023 Annual General Meeting.   Management   For   For  
4.2   Sandip Kapadia - The Board of Directors proposes to re- elect Sandip Kapadia as member of the Board of Directors for a term of office until completion of the 2023 Annual General Meeting.   Management   For   For  
4.3   Chahra Louafi - The Board of Directors proposes to re- elect Chahra Louafi as member of the Board of Directors for a term of office until completion of the 2023 Annual General Meeting.   Management   For   For  
4.4   Paul Rutherford Carter - The Board of Directors proposes to re- elect Paul Rutherford Carter as member of the Board of Directors for a term of office until completion of the 2023 Annual General Meeting.   Management   For   For  

 

 

 

 

4.5   Luca Santarelli - The Board of Directors proposes to re- elect Luca Santarelli as member of the Board of Directors for a term of office until completion of the 2023 Annual General Meeting.   Management   For   For  
4.6   Hans Schikan - The Board of Directors proposes to re- elect Hans Schikan as member of the Board of Directors for a term of office until completion of the 2023 Annual General Meeting.   Management   For   For  
4.7   Murray Willis Stewart - The Board of Directors proposes to re- elect Murray Willis Stewart as member of the Board of Directors for a term of office until completion of the 2023 Annual General Meeting.   Management   For   For  
5.1   Paul Rutherford Carter - The Board of Directors proposes to re- elect Paul Rutherford Carter as member of the Compensation Committee for a term of office until completion of the 2023 Annual General Meeting.   Management   For   For  
5.2   Murray Willis Stewart - The Board of Directors proposes to re- elect Murray Willis Stewart as member of the Compensation Committee for a term of office until completion of the 2023 Annual General Meeting.   Management   For   For  
5.3   Thomas Woiwode - The Board of Directors proposes to re-elect Thomas Woiwode as member of the Compensation Committee for a term of office until completion of the 2023 Annual General Meeting.   Management   For   For  
6.   Re-election of the Statutory Auditors - The Board of Directors proposes that Ernst & Young AG, in Basel, Switzerland, be re- elected as the Company's statutory auditors for the financial year 2022.   Management   For   For  
7.   Re-election of the Independent Proxy - The Board of Directors proposes that Buis Bürgi AG, Zürich, Switzerland, be re-elected as independent proxy for a term of office until completion of the 2023 Annual General Meeting.   Management   For   For  
8.1   Maximum Aggregate Amount of Compensation of the Board of Directors - The Board of Directors proposes that a maximum aggregate amount of compensation of the Board of Directors for the period from the 2022 Annual General Meeting to the 2023 Annual General Meeting of CHF 1,500,000 be approved.   Management   For   For  
8.2   Maximum Aggregate Amount of Compensation of the Executive Committee - The Board of Directors proposes that a maximum aggregate amount of compensation of the Executive Committee for the financial year 2023 of CHF 16,300,000 be approved.   Management   For   For  
9.1   Increase and Renewal of Authorized Share Capital - The Board of Directors proposes that the Company's authorized share capital be increased and renewed to CHF 992,218.00 to enable the Board of Directors to issue up to 19,844,360 new registered shares with a par value of CHF 0.05 each until June 30, 2024, and to explicitly authorize the Board of Directors to determine as type of contribution for the capital increase(s) out of the authorized share capital any legally permitted type of ...(due to space limits, see proxy material for full proposal).   Management   For   For  
9.2   Increase of the Conditional Share Capital for Participation Programs - The Board of Directors proposes that the Company's conditional share capital for participation programs be increased by CHF 159,825.75 to the maximum amount of CHF 541,332.00, allowing the issuance of up to 10,826,640 registered shares with a par value of CHF 0.05 each, and, accordingly, to amend article 3b (Conditional Share Capital for Participation Programs), paragraph 1, of the Articles of Association as ...(due to space limits, see proxy material for full proposal).   Management   For   For  

 

 

 

 

VERONA PHARMA PLC

 

Security 925050106 Meeting Type Annual
Ticker Symbol VRNA Meeting Date 27-Apr-2022
Record Date 15-Mar-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
O1   To re-elect Kenneth Cunningham, M.D. as a director of the Company   Management   For   For  
O2   To re-elect Rishi Gupta as a director of the Company   Management   For   For  
O3   To re-elect Vikas Sinha as a director of the Company   Management   For   For  
O4   To re-elect James Brady as a director of the Company   Management   For   For  
O5   To receive and adopt the 2021 U.K. Annual Report   Management   For   For  
O6   To receive and approve, as a non-binding advisory resolution, the U.K. statutory Directors' Remuneration Report   Management   For   For  
O7   To re-appoint PwC as the Company's auditors, to hold office until the conclusion of the next annual general meeting of shareholders   Management   For   For  
O8   To authorize the Audit and Risk Committee to determine the auditors' remuneration for the year ending December 31, 2022   Management   For   For  
O9   To authorize the Board of Directors to exercise all the powers of the Company to allot shares in the Company or grant rights to subscribe for or to convert any security into shares in the Company up to an aggregate nominal amount of £24,702,912   Management   For   For  
E10   To authorize the Board of Directors to allot equity securities for cash and/or to sell ordinary shares held by the Company as treasury shares for cash as if Section 561(1) of the Companies Act does not apply to any such allotment   Management   For   For  

 

VERTEX PHARMACEUTICALS INCORPORATED

 

Security 92532F100 Meeting Type Annual
Ticker Symbol VRTX Meeting Date 18-May-2022
Record Date 24-Mar-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1A.   Election of Director: Sangeeta Bhatia   Management   For   For  
1B.   Election of Director: Lloyd Carney   Management   For   For  
1C.   Election of Director: Alan Garber   Management   For   For  
1D.   Election of Director: Terrence Kearney   Management   For   For  
1E.   Election of Director: Reshma Kewalramani   Management   For   For  
1F.   Election of Director: Yuchun Lee   Management   For   For  
1G.   Election of Director: Jeffrey Leiden   Management   For   For  
1H.   Election of Director: Margaret McGlynn   Management   For   For  
1I.   Election of Director: Diana McKenzie   Management   For   For  
1J.   Election of Director: Bruce Sachs   Management   For   For  
1K.   Election of Director: Suketu Upadhyay   Management   For   For  
2.   Ratification of Ernst & Young LLP as independent Registered Public Accounting firm for the year ending December 31, 2022.   Management   For   For  
3.   Advisory vote to approve named executive office compensation.   Management   For   For  
4.   Approval of an amendment and restatement of our 2013 Stock and Option Plan to increase the number of shares authorized for issuance under this plan by 13.5 million shares.   Management   For   For  

 

 

 

 

 

 

 

VYNE THERAPEUTICS, INC.

 

Security 92941V209 Meeting Type Annual
Ticker Symbol VYNE Meeting Date 19-Jul-2021
Record Date 27-May-2021    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   DIRECTOR   Management          
    1. David Domzalski       For   For  
    2. Patrick LePore       For   For  
2.   To ratify the selection by the Audit Committee of the Company's Board of Directors of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2021.   Management   For   For  
3.   To approve and adopt an amendment to the Company's Amended and Restated Certificate of Incorporation to increase the number of authorized shares of common stock from 75,000,000 to 150,000,000.   Management   For   For  

 

XENCOR, INC.

 

Security 98401F105 Meeting Type Annual
Ticker Symbol XNCR Meeting Date 23-Jun-2022
Record Date 25-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.1   Election of Director: Bassil I. Dahiyat, Ph.D.   Management   For   For  
1.2   Election of Director: Ellen G. Feigal, M.D.   Management   For   For  
1.3   Election of Director: Kevin C. Gorman, Ph. D.   Management   For   For  
1.4   Election of Director: Kurt A. Gustafson   Management   For   For  
1.5   Election of Director: Yujiro S. Hata   Management   For   For  
1.6   Election of Director: A. Bruce Montgomery, M.D.   Management   For   For  
1.7   Election of Director: Richard J. Ranieri   Management   For   For  
1.8   Election of Director: Dagmar Rosa-Bjorkeson   Management   For   For  
2.   To ratify the selection by the Audit Committee of the Board of Directors of RSM US LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2022.   Management   For   For  
3.   To hold a non-binding advisory vote on the compensation of the Company's named executive officers, as disclosed in the proxy statement.   Management   For   For  

 

ZAI LAB LTD

 

Security 98887Q104 Meeting Type Special
Ticker Symbol ZLAB Meeting Date 28-Mar-2022
Record Date 18-Feb-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
1.   THAT, the subdivision of each issued and unissued ordinary shares of the Company with a par value of US$0.00006 each into 10 ordinary shares with a par value of US$0.000006 each with effect from March 30, 2022, subject to and conditional upon the Listing Committee of The Stock Exchange of Hong Kong Limited granting the listing of, and permission to deal in, (i) the Subdivided Ordinary Shares (as defined below) (ii) any Subdivided Ordinary Shares which may be issued upon exercise of ...(due to space limits,see proxy material for full proposal).   Management   For   For  

 

 

 

 

ZAI LAB LTD

 

Security 98887Q104 Meeting Type Annual
Ticker Symbol ZLAB Meeting Date 22-Jun-2022
Record Date 25-Apr-2022    

 

Item   Proposal   Proposed
by
  Vote   For/Against
Management
 
O1   An ordinary resolution to re-elect Samantha (Ying) Du to serve as a director until the 2023 annual general meeting of shareholders and until her successor is duly elected and qualified, subject to her earlier resignation or removal.   Management   For   For  
O2   An ordinary resolution to re-elect Kai-Xian Chen to serve as a director until the 2023 annual general meeting of shareholders and until his successor is duly elected and qualified, subject to his earlier resignation or removal.   Management   For   For  
O3   An ordinary resolution to re-elect John D. Diekman to serve as a director until the 2023 annual general meeting of shareholders and until his successor is duly elected and qualified, subject to his earlier resignation or removal.   Management   For   For  
O4   An ordinary resolution to re-elect Richard Gaynor to serve as a director until the 2023 annual general meeting of shareholders and until his successor is duly elected and qualified, subject to his earlier resignation or removal.   Management   For   For  
O5   An ordinary resolution to re-elect Nisa Leung to serve as a director until the 2023 annual general meeting of shareholders and until her successor is duly elected and qualified, subject to her earlier resignation or removal.   Management   For   For  
O6   An ordinary resolution to re-elect William Lis to serve as a director until the 2023 annual general meeting of shareholders and until his successor is duly elected and qualified, subject to his earlier resignation or removal.   Management   For   For  
O7   An ordinary resolution to re-elect Scott Morrison to serve as a director until the 2023 annual general meeting of shareholders and until his successor is duly elected and qualified, subject to his earlier resignation or removal.   Management   For   For  
O8   An ordinary resolution to re-elect Lonnie Moulder to serve as a director until the 2023 annual general meeting of shareholders and until his successor is duly elected and qualified, subject to his earlier resignation or removal.   Management   For   For  
O9   An ordinary resolution to re-elect Peter Wirth to serve as a director until the 2023 annual general meeting of shareholders and until his successor is duly elected and qualified, subject to his earlier resignation or removal.   Management   For   For  
S10   A special resolution to adopt the Sixth Amended and Restated Memorandum and Articles of Association of the Company in the form annexed hereto as Appendix A as described in this Proxy Statement, conditioned on and subject to the dual-primary listing of the Company on the Main Board of The Stock Exchange of Hong Kong Limited.   Management   For   For  
O11   An ordinary resolution to approve the Zai Lab Limited 2022 Equity Incentive Plan, conditioned on and subject to the dual- primary listing of the Company on the Main Board of The Stock Exchange of Hong Kong Limited becoming effective.   Management   For   For  
O12   An ordinary resolution to ratify the appointment of KPMG LLP ("KPMG") as the Company's independent registered public ...(due to space limits, see proxy material for full proposal).   Management   For   For  
O13   An ordinary resolution, within the parameters of Rule 13.36 of the HK Listing Rules, to approve the granting of a share issue ...(due to space limits, see proxy material for full proposal).   Management   For   For  
O14   An ordinary resolution to approve, on an advisory basis, the compensation of our named executive officers, as disclosed in this Proxy Statement.   Management   For   For  
O15   An ordinary resolution to hold an advisory vote on the frequency of future advisory votes on the compensation of our named executive officers.   Management   3 Years   For  

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant) Tekla Life Sciences Investors  
     
By (Signature and Title)*      
     
  /s/ Daniel R. Omstead  
  (Daniel R. Omstead, President)  
     
Date 8/19/22  
         

 

 

*Print the name and title of each signing officer under his or her signature.