N-PX 1 ggf-html3944_npx.htm GABELLI GROWTH FUND_N-PX

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-04873

The Gabelli Growth Fund

 

(Exact name of registrant as specified in charter)

One Corporate Center

Rye, New York 10580-1422

 

(Address of principal executive offices) (Zip code)

 

Bruce N. Alpert

Gabelli Funds, LLC

One Corporate Center

Rye, New York 10580-1422

 

(Name and address of agent for service)

Registrant's telephone number, including area code: 1-800-422-3554

Date of fiscal year end: December 31

Date of reporting period: July 1, 2020 – June 30, 2021

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 

 

PROXY VOTING RECORD

FOR PERIOD JULY 1, 2020 TO JUNE 30, 2021

 

ProxyEdge
Meeting Date Range: 07/01/2020 - 06/30/2021
The Gabelli Growth Fund

Report Date: 07/01/2021
1

 

Investment Company Report
  TAKE-TWO INTERACTIVE SOFTWARE, INC.    
  Security 874054109       Meeting Type Annual  
  Ticker Symbol TTWO                  Meeting Date 16-Sep-2020  
  ISIN US8740541094       Agenda 935256758 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  1A.   Election of Director: Strauss Zelnick Management   For   For    
  1B.   Election of Director: Michael Dornemann Management   For   For    
  1C.   Election of Director: J. Moses Management   For   For    
  1D.   Election of Director: Michael Sheresky Management   For   For    
  1E.   Election of Director: LaVerne Srinivasan Management   For   For    
  1F.   Election of Director: Susan Tolson Management   For   For    
  1G.   Election of Director: Paul Viera Management   For   For    
  1H.   Election of Director: Roland Hernandez Management   For   For    
  2.    Approval, on a non-binding advisory basis, of the compensation of the Company's "named executive officers" as disclosed in the Proxy Statement. Management   For   For    
  3.    Approval of the Amended and Restated Take-Two Interactive Software, Inc. 2017 Stock Incentive Plan. Management   For   For    
  4.    Ratification of the appointment of Ernst & Young LLP as our Independent registered public accounting firm for the fiscal year ending March 31, 2021. Management   For   For    
  NIKE, INC.    
  Security 654106103       Meeting Type Annual  
  Ticker Symbol NKE                   Meeting Date 17-Sep-2020  
  ISIN US6541061031       Agenda 935256378 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  1a.   Election of Class B Director: Alan B. Graf, Jr. Management   For   For    
  1b.   Election of Class B Director: Peter B. Henry Management   For   For    
  1c.   Election of Class B Director: Michelle A. Peluso Management   For   For    
  2.    To approve executive compensation by an advisory vote. Management   For   For    
  3.    To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm. Management   For   For    
  4.    To approve the Nike, Inc. Stock Incentive Plan, as amended and restated. Management   Against   Against    
  5.    To consider a shareholder proposal regarding political contributions disclosure. Shareholder   Abstain   Against    
  LAM RESEARCH CORPORATION    
  Security 512807108       Meeting Type Annual  
  Ticker Symbol LRCX                  Meeting Date 03-Nov-2020  
  ISIN US5128071082       Agenda 935272675 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  1.    DIRECTOR Management            
      1 Sohail U. Ahmed       For   For    
      2 Timothy M. Archer       For   For    
      3 Eric K. Brandt       For   For    
      4 Michael R. Cannon       For   For    
      5 Catherine P. Lego       For   For    
      6 Bethany J. Mayer       For   For    
      7 Abhijit Y. Talwalkar       For   For    
      8 Lih Shyng (Rick L) Tsai       For   For    
      9 Leslie F. Varon       For   For    
  2.    Advisory vote to approve the compensation of the named executive officers of Lam Research, or "Say on Pay." Management   For   For    
  3.    Ratification of the appointment of the independent registered public accounting firm for fiscal year 2021. Management   For   For    
  KLA CORPORATION    
  Security 482480100       Meeting Type Annual  
  Ticker Symbol KLAC                  Meeting Date 04-Nov-2020  
  ISIN US4824801009       Agenda 935275176 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  1A.   Election of Director for a one-year term: Edward Barnholt Management   For   For    
  1B.   Election of Director for a one-year term: Robert Calderoni Management   For   For    
  1C.   Election of Director for a one-year term: Jeneanne Hanley Management   For   For    
  1D.   Election of Director for a one-year term: Emiko Higashi Management   For   For    
  1E.   Election of Director for a one-year term: Kevin Kennedy Management   For   For    
  1F.   Election of Director for a one-year term: Gary Moore Management   For   For    
  1G.   Election of Director for a one-year term: Marie Myers Management   For   For    
  1H.   Election of Director for a one-year term: Kiran Patel Management   For   For    
  1I.   Election of Director for a one-year term: Victor Peng Management   For   For    
  1J.   Election of Director for a one-year term: Robert Rango Management   For   For    
  1K.   Election of Director for a one-year term: Richard Wallace Management   For   For    
  2.    Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2021. Management   For   For    
  3.    Approval on a non-binding, advisory basis of our named executive officer compensation. Management   For   For    
  4.    Stockholder proposal regarding proxy access, if properly submitted at the Annual Meeting. Shareholder   Abstain   Against    
  THE ESTĒE LAUDER COMPANIES INC.    
  Security 518439104       Meeting Type Annual  
  Ticker Symbol EL                    Meeting Date 10-Nov-2020  
  ISIN US5184391044       Agenda 935274530 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  1A.   Election of Class III Director: Charlene Barshefsky Management   For   For    
  1B.   Election of Class III Director: Wei Sun Christianson Management   For   For    
  1C.   Election of Class III Director: Fabrizio Freda Management   For   For    
  1D.   Election of Class III Director: Jane Lauder Management   For   For    
  1E.   Election of Class III Director: Leonard A. Lauder Management   For   For    
  2.    Ratification of appointment of PricewaterhouseCoopers LLP as independent auditors for the 2021 fiscal year. Management   For   For    
  3.    Advisory vote to approve executive compensation. Management   For   For    
  MICROSOFT CORPORATION    
  Security 594918104       Meeting Type Annual  
  Ticker Symbol MSFT                  Meeting Date 02-Dec-2020  
  ISIN US5949181045       Agenda 935284478 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  1A.   Election of Director: Reid G. Hoffman Management   For   For    
  1B.   Election of Director: Hugh F. Johnston Management   For   For    
  1C.   Election of Director: Teri L. List-Stoll Management   For   For    
  1D.   Election of Director: Satya Nadella Management   For   For    
  1E.   Election of Director: Sandra E. Peterson Management   For   For    
  1F.   Election of Director: Penny S. Pritzker Management   For   For    
  1G.   Election of Director: Charles W. Scharf Management   For   For    
  1H.   Election of Director: Arne M. Sorenson Management   For   For    
  1I.   Election of Director: John W. Stanton Management   For   For    
  1J.   Election of Director: John W. Thompson Management   For   For    
  1K.   Election of Director: Emma N. Walmsley Management   For   For    
  1L.   Election of Director: Padmasree Warrior Management   For   For    
  2.    Advisory vote to approve named executive officer compensation. Management   For   For    
  3.    Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2021. Management   For   For    
  4.    Shareholder Proposal - Report on Employee Representation on Board of Directors. Shareholder   Against   For    
  COSTCO WHOLESALE CORPORATION    
  Security 22160K105       Meeting Type Annual  
  Ticker Symbol COST                  Meeting Date 21-Jan-2021  
  ISIN US22160K1051       Agenda 935312796 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  1.    DIRECTOR Management            
      1 Susan L. Decker       For   For    
      2 Kenneth D. Denman       For   For    
      3 Richard A. Galanti       For   For    
      4 W. Craig Jelinek       For   For    
      5 Sally Jewell       For   For    
      6 Charles T. Munger       For   For    
      7 Jeffrey S. Raikes       For   For    
  2.    Ratification of selection of independent auditors. Management   For   For    
  3.    Approval, on an advisory basis, of executive compensation. Management   For   For    
  VISA INC.    
  Security 92826C839       Meeting Type Annual  
  Ticker Symbol V                     Meeting Date 26-Jan-2021  
  ISIN US92826C8394       Agenda 935315576 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  1A.   Election of Director: Lloyd A. Carney Management   For   For    
  1B.   Election of Director: Mary B. Cranston Management   For   For    
  1C.   Election of Director: Francisco Javier Fernández-Carbajal Management   For   For    
  1D.   Election of Director: Alfred F. Kelly, Jr. Management   For   For    
  1E.   Election of Director: Ramon Laguarta Management   For   For    
  1F.   Election of Director: John F. Lundgren Management   For   For    
  1G.   Election of Director: Robert W. Matschullat Management   For   For    
  1H.   Election of Director: Denise M. Morrison Management   For   For    
  1I.   Election of Director: Suzanne Nora Johnson Management   For   For    
  1J.   Election of Director: Linda J. Rendle Management   For   For    
  1K.   Election of Director: John A. C. Swainson Management   For   For    
  1L.   Election of Director: Maynard G. Webb, Jr. Management   For   For    
  2.    Approval, on an advisory basis, of compensation paid to our named executive officers. Management   For   For    
  3.    Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. Management   For   For    
  4.    Approval of the Visa Inc. 2007 Equity Incentive Compensation Plan, as amended and restated. Management   For   For    
  5.    Approval of an amendment to our Certificate of Incorporation to enable the adoption of a special meeting right for Class A common stockholders. Management   For   For    
  6.    To vote on a stockholder proposal requesting stockholders' right to act by written consent, if properly presented. Shareholder   Against   For    
  7.    To vote on a stockholder proposal to amend our principles of executive compensation program, if properly presented. Shareholder   Against   For    
  ROCKWELL AUTOMATION, INC.    
  Security 773903109       Meeting Type Annual  
  Ticker Symbol ROK                   Meeting Date 02-Feb-2021  
  ISIN US7739031091       Agenda 935318534 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  A.    DIRECTOR Management            
      1 William P. Gipson       For   For    
      2 J. Phillip Holloman       For   For    
      3 Steven R. Kalmanson       For   For    
      4 Lawrence D. Kingsley       For   For    
      5 Lisa A. Payne       For   For    
  B.    To approve, on an advisory basis, the compensation of the Corporation's named executive officers. Management   For   For    
  C.    To approve the selection of Deloitte & Touche LLP as the Corporation's independent registered public accounting firm. Management   For   For    
  APPLE INC.    
  Security 037833100       Meeting Type Annual  
  Ticker Symbol AAPL                  Meeting Date 23-Feb-2021  
  ISIN US0378331005       Agenda 935323167 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  1A.   Election of Director: James Bell Management   For   For    
  1B.   Election of Director: Tim Cook Management   For   For    
  1C.   Election of Director: Al Gore Management   For   For    
  1D.   Election of Director: Andrea Jung Management   For   For    
  1E.   Election of Director: Art Levinson Management   For   For    
  1F.   Election of Director: Monica Lozano Management   For   For    
  1G.   Election of Director: Ron Sugar Management   For   For    
  1H.   Election of Director: Sue Wagner Management   For   For    
  2.    Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2021. Management   For   For    
  3.    Advisory vote to approve executive compensation. Management   For   For    
  4.    A shareholder proposal entitled "Shareholder Proxy Access Amendments". Shareholder   Against   For    
  5.    A shareholder proposal entitled "Shareholder Proposal to Improve Executive Compensation Program". Shareholder   Against   For    
  THE WALT DISNEY COMPANY    
  Security 254687106       Meeting Type Annual  
  Ticker Symbol DIS                   Meeting Date 09-Mar-2021  
  ISIN US2546871060       Agenda 935328206 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  1A.   Election of Director: Susan E. Arnold Management   For   For    
  1B.   Election of Director: Mary T. Barra Management   For   For    
  1C.   Election of Director: Safra A. Catz Management   For   For    
  1D.   Election of Director: Robert A. Chapek Management   For   For    
  1E.   Election of Director: Francis A. deSouza Management   For   For    
  1F.   Election of Director: Michael B.G. Froman Management   For   For    
  1G.   Election of Director: Robert A. Iger Management   For   For    
  1H.   Election of Director: Maria Elena Lagomasino Management   For   For    
  1I.   Election of Director: Mark G. Parker Management   For   For    
  1J.   Election of Director: Derica W. Rice Management   For   For    
  2.    To ratify the appointment of PricewaterhouseCoopers LLP as the Company's registered public accountants for fiscal 2021. Management   For   For    
  3.    To approve the advisory resolution on executive compensation. Management   For   For    
  4.    Shareholder proposal requesting an annual report disclosing information regarding the Company's lobbying policies and activities. Shareholder   Abstain   Against    
  5.    Shareholder proposal requesting non-management employees on director nominee candidate lists. Shareholder   Against   For    
  ANALOG DEVICES, INC.    
  Security 032654105       Meeting Type Annual  
  Ticker Symbol ADI                   Meeting Date 10-Mar-2021  
  ISIN US0326541051       Agenda 935326252 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  1A.   Election of Director: Ray Stata Management   For   For    
  1B.   Election of Director: Vincent Roche Management   For   For    
  1C.   Election of Director: James A. Champy Management   For   For    
  1D.   Election of Director: Anantha P. Chandrakasan Management   For   For    
  1E.   Election of Director: Bruce R. Evans Management   For   For    
  1F.   Election of Director: Edward H. Frank Management   For   For    
  1G.   Election of Director: Laurie H. Glimcher Management   For   For    
  1H.   Election of Director: Karen M. Golz Management   For   For    
  1I.   Election of Director: Mark M. Little Management   For   For    
  1J.   Election of Director: Kenton J. Sicchitano Management   For   For    
  1K.   Election of Director: Susie Wee Management   For   For    
  2.    Advisory resolution to approve the compensation of our named executive officers. Management   For   For    
  3.    Ratification of Ernst & Young LLP as our independent registered public accounting firm for fiscal 2021. Management   For   For    
  QUALCOMM INCORPORATED    
  Security 747525103       Meeting Type Annual  
  Ticker Symbol QCOM                  Meeting Date 10-Mar-2021  
  ISIN US7475251036       Agenda 935327569 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  1A.   Election of Director: Sylvia Acevedo Management   For   For    
  1B.   Election of Director: Mark Fields Management   For   For    
  1C.   Election of Director: Jeffrey W. Henderson Management   For   For    
  1D.   Election of Director: Gregory N. Johnson Management   For   For    
  1E.   Election of Director: Ann M. Livermore Management   For   For    
  1F.   Election of Director: Harish Manwani Management   For   For    
  1G.   Election of Director: Mark D. McLaughlin Management   For   For    
  1H.   Election of Director: Jamie S. Miller Management   For   For    
  1I.   Election of Director: Steve Mollenkopf Management   For   For    
  1J.   Election of Director: Clark T. Randt, Jr. Management   For   For    
  1K.   Election of Director: Irene B. Rosenfeld Management   For   For    
  1L.   Election of Director: Kornelis "Neil" Smit Management   For   For    
  1M.   Election of Director: Jean-Pascal Tricoire Management   For   For    
  1N.   Election of Director: Anthony J. Vinciquerra Management   For   For    
  2.    To ratify the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 26, 2021. Management   For   For    
  3.    To approve, on an advisory basis, our executive compensation. Management   For   For    
  APPLIED MATERIALS, INC.    
  Security 038222105       Meeting Type Annual  
  Ticker Symbol AMAT                  Meeting Date 11-Mar-2021  
  ISIN US0382221051       Agenda 935329373 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  1A.   Election of Director: Rani Borkar Management   For   For    
  1B.   Election of Director: Judy Bruner Management   For   For    
  1C.   Election of Director: Xun (Eric) Chen Management   For   For    
  1D.   Election of Director: Aart J. de Geus Management   For   For    
  1E.   Election of Director: Gary E. Dickerson Management   For   For    
  1F.   Election of Director: Thomas J. Iannotti Management   For   For    
  1G.   Election of Director: Alexander A. Karsner Management   For   For    
  1H.   Election of Director: Adrianna C. Ma Management   For   For    
  1I.   Election of Director: Yvonne McGill Management   For   For    
  1J.   Election of Director: Scott A. McGregor Management   For   For    
  2.    Approval, on an advisory basis, of the compensation of Applied Materials' named executive officers for fiscal year 2020. Management   For   For    
  3.    Ratification of the appointment of KPMG LLP as Applied Materials' independent registered public accounting firm for fiscal year 2021. Management   For   For    
  4.    Approval of the amended and restated Employee Stock Incentive Plan. Management   For   For    
  5.    Approval of the Omnibus Employees' Stock Purchase Plan. Management   For   For    
  6.    Shareholder proposal to adopt a policy, and amend our governing documents as necessary, to require the Chairman of the Board to be independent whenever possible including the next Chairman of the Board transition. Shareholder   Against   For    
  7.    Shareholder proposal to improve the executive compensation program and policy to include CEO pay ratio and other factors. Shareholder   Against   For    
  ADVANCED MICRO DEVICES, INC.    
  Security 007903107       Meeting Type Special 
  Ticker Symbol AMD                   Meeting Date 07-Apr-2021  
  ISIN US0079031078       Agenda 935345810 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  1.    Approve the issuance of shares of common stock, par value $0.01 per share, of AMD to the stockholders of Xilinx, Inc. ("Xilinx") in connection with the merger contemplated by the Agreement and Plan of Merger, dated October 26, 2020, as it may be amended from time to time, by and among AMD, Thrones Merger Sub, Inc., a wholly owned subsidiary of AMD, and Xilinx (the "AMD share issuance proposal"). Management   For   For    
  2.    Approve the adjournment of the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the AMD share issuance proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to the stockholders of AMD. Management   For   For    
  NEXTERA ENERGY PARTNERS, LP    
  Security 65341B106       Meeting Type Annual  
  Ticker Symbol NEP                   Meeting Date 20-Apr-2021  
  ISIN US65341B1061       Agenda 935341622 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  1A.   Election of Director: Susan D. Austin Management   For   For    
  1B.   Election of Director: Robert J. Byrne Management   For   For    
  1C.   Election of Director: Peter H. Kind Management   For   For    
  1D.   Election of Director: James L. Robo Management   For   For    
  2.    Ratification of appointment of Deloitte & Touche LLP as NextEra Energy Partners' independent registered public accounting firm for 2021. Management   For   For    
  3.    Approval, by non-binding advisory vote, of the compensation of NextEra Energy Partners' named executive officers as disclosed in the proxy statement. Management   For   For    
  ADOBE INC    
  Security 00724F101       Meeting Type Annual  
  Ticker Symbol ADBE                  Meeting Date 20-Apr-2021  
  ISIN US00724F1012       Agenda 935343412 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  1A.   Election of Director for a term of one year: Amy Banse Management   For   For    
  1B.   Election of Director for a term of one year: Melanie Boulden Management   For   For    
  1C.   Election of Director for a term of one year: Frank Calderoni Management   For   For    
  1D.   Election of Director for a term of one year: James Daley Management   For   For    
  1E.   Election of Director for a term of one year: Laura Desmond Management   For   For    
  1F.   Election of Director for a term of one year: Shantanu Narayen Management   For   For    
  1G.   Election of Director for a term of one year: Kathleen Oberg Management   For   For    
  1H.   Election of Director for a term of one year: Dheeraj Pandey Management   For   For    
  1I.   Election of Director for a term of one year: David Ricks Management   For   For    
  1J.   Election of Director for a term of one year: Daniel Rosensweig Management   For   For    
  1K.   Election of Director for a term of one year: John Warnock Management   For   For    
  2.    Approve the Adobe Inc. 2019 Equity Incentive Plan, as amended, to increase the available share reserve by 6 million shares. Management   Against   Against    
  3.    Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on December 3, 2021. Management   For   For    
  4.    Approve, on an advisory basis, the compensation of our named executive officers. Management   For   For    
  THE SHERWIN-WILLIAMS COMPANY    
  Security 824348106       Meeting Type Annual  
  Ticker Symbol SHW                   Meeting Date 21-Apr-2021  
  ISIN US8243481061       Agenda 935342585 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  1A.   Election of Director: Kerrii B. Anderson Management   For   For    
  1B.   Election of Director: Arthur F. Anton Management   For   For    
  1C.   Election of Director: Jeff M. Fettig Management   For   For    
  1D.   Election of Director: Richard J. Kramer Management   For   For    
  1E.   Election of Director: John G. Morikis Management   For   For    
  1F.   Election of Director: Christine A. Poon Management   For   For    
  1G.   Election of Director: Aaron M. Powell Management   For   For    
  1H.   Election of Director: Michael H. Thaman Management   For   For    
  1I.   Election of Director: Matthew Thornton III Management   For   For    
  1J.   Election of Director: Steven H. Wunning Management   For   For    
  2.    Advisory approval of the compensation of the named executives. Management   For   For    
  3.    Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm. Management   For   For    
  INTUITIVE SURGICAL, INC.    
  Security 46120E602       Meeting Type Annual  
  Ticker Symbol ISRG                  Meeting Date 22-Apr-2021  
  ISIN US46120E6023       Agenda 935347460 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  1A.   Election of Director: Craig H. Barratt, Ph.D. Management   For   For    
  1B.   Election of Director: Joseph C. Beery Management   For   For    
  1C.   Election of Director: Gary S. Guthart, Ph.D. Management   For   For    
  1D.   Election of Director: Amal M. Johnson Management   For   For    
  1E.   Election of Director: Don R. Kania, Ph.D. Management   For   For    
  1F.   Election of Director: Amy L. Ladd, M.D. Management   For   For    
  1G.   Election of Director: Keith R. Leonard, Jr. Management   For   For    
  1H.   Election of Director: Alan J. Levy, Ph.D. Management   For   For    
  1I.   Election of Director: Jami Dover Nachtsheim Management   For   For    
  1J.   Election of Director: Monica P. Reed, M.D. Management   For   For    
  1K.   Election of Director: Mark J. Rubash Management   For   For    
  2.    To approve, by advisory vote, the compensation of the Company's Named Executive Officers. Management   For   For    
  3.    The ratification of appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. Management   For   For    
  4.    To approve the Company's Amended and Restated 2010 Incentive Award Plan. Management   Against   Against    
  MSCI INC.    
  Security 55354G100       Meeting Type Annual  
  Ticker Symbol MSCI                  Meeting Date 27-Apr-2021  
  ISIN US55354G1004       Agenda 935348006 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  1A.   Election of Director: Henry A. Fernandez Management   For   For    
  1B.   Election of Director: Robert G. Ashe Management   For   For    
  1C.   Election of Director: Wayne Edmunds Management   For   For    
  1D.   Election of Director: Catherine R. Kinney Management   For   For    
  1E.   Election of Director: Jacques P. Perold Management   For   For    
  1F.   Election of Director: Sandy C. Rattray Management   For   For    
  1G.   Election of Director: Linda H. Riefler Management   For   For    
  1H.   Election of Director: Marcus L. Smith Management   For   For    
  1I.   Election of Director: Paula Volent Management   For   For    
  2.    To approve, by non-binding vote, our executive compensation, as described in these proxy materials. Management   For   For    
  3.    To ratify the appointment of PricewaterhouseCoopers LLP as independent auditor. Management   For   For    
  THE GOLDMAN SACHS GROUP, INC.    
  Security 38141G104       Meeting Type Annual  
  Ticker Symbol GS                    Meeting Date 29-Apr-2021  
  ISIN US38141G1040       Agenda 935349351 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  1A.   Election of Director: M. Michele Burns Management   For   For    
  1B.   Election of Director: Drew G. Faust Management   For   For    
  1C.   Election of Director: Mark A. Flaherty Management   For   For    
  1D.   Election of Director: Ellen J. Kullman Management   For   For    
  1E.   Election of Director: Lakshmi N. Mittal Management   For   For    
  1F.   Election of Director: Adebayo O. Ogunlesi Management   For   For    
  1G.   Election of Director: Peter Oppenheimer Management   For   For    
  1H.   Election of Director: David M. Solomon Management   For   For    
  1I.   Election of Director: Jan E. Tighe Management   For   For    
  1J.   Election of Director: Jessica R. Uhl Management   For   For    
  1K.   Election of Director: David A. Viniar Management   For   For    
  1L.   Election of Director: Mark O. Winkelman Management   For   For    
  2.    Advisory Vote to Approve Executive Compensation (Say on Pay). Management   For   For    
  3.    Approval of The Goldman Sachs Amended and Restated Stock Incentive Plan (2021). Management   Against   Against    
  4.    Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for 2021. Management   For   For    
  5.    Shareholder Proposal Regarding Shareholder Right to Act by Written Consent. Shareholder   Against   For    
  6.    Shareholder Proposal Regarding a Report on the Effects of the Use of Mandatory Arbitration. Shareholder   Abstain   Against    
  7.    Shareholder Proposal Regarding Conversion to a Public Benefit Corporation. Shareholder   Against   For    
  8.    Shareholder Proposal Regarding a Racial Equity Audit Shareholder   Abstain   Against    
  ASML HOLDINGS N.V.    
  Security N07059210       Meeting Type Annual  
  Ticker Symbol ASML                  Meeting Date 29-Apr-2021  
  ISIN USN070592100       Agenda 935354732 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  3a    Advisory vote on the remuneration report for the Board of Management and the Supervisory Board for the financial year 2020. Management   Abstain   Against    
  3b    Proposal to adopt the financial statements of the Company for the financial year 2020, as prepared in accordance with Dutch law. Management   For   For    
  3d    Proposal to adopt a dividend in respect of the financial year 2020. Management   For   For    
  4a    Proposal to discharge the members of the Board of Management from liability for their responsibilities in the financial year 2020. Management   For   For    
  4b    Proposal to discharge the members of the Supervisory Board from liability for their responsibilities in the financial year 2020. Management   For   For    
  5     Proposal to approve the number of shares for the Board of Management. Management   For   For    
  6     Proposal to adopt certain adjustments to the Remuneration Policy for the Board of Management. Management   For   For    
  7     Proposal to adopt certain adjustments to the Remuneration Policy for the Supervisory Board. Management   For   For    
  9a    Proposal to appoint Ms. B. Conix as a member of the Supervisory Board. Management   For   For    
  10    Proposal to appoint KPMG Accountants N.V. as external auditor for the reporting year 2022. Management   For   For    
  11a   Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% for general purposes. Management   For   For    
  11b   Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 11 a). Management   For   For    
  11c   Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% in connection with or on the occasion of mergers, acquisitions and/or (strategic) alliances. Management   For   For    
  11d   Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 11 c). Management   For   For    
  12a   Authorization to repurchase ordinary shares up to 10% of the issued share capital. Management   For   For    
  12b   Authorization to repurchase additional ordinary shares up to 10% of the issued share capital. Management   For   For    
  13    Proposal to cancel ordinary shares. Management   For   For    
  ASML HOLDINGS N.V.    
  Security N07059210       Meeting Type Annual  
  Ticker Symbol ASML                  Meeting Date 29-Apr-2021  
  ISIN USN070592100       Agenda 935388529 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  3a    Advisory vote on the remuneration report for the Board of Management and the Supervisory Board for the financial year 2020. Management   Abstain   Against    
  3b    Proposal to adopt the financial statements of the Company for the financial year 2020, as prepared in accordance with Dutch law. Management   For   For    
  3d    Proposal to adopt a dividend in respect of the financial year 2020. Management   For   For    
  4a    Proposal to discharge the members of the Board of Management from liability for their responsibilities in the financial year 2020. Management   For   For    
  4b    Proposal to discharge the members of the Supervisory Board from liability for their responsibilities in the financial year 2020. Management   For   For    
  5     Proposal to approve the number of shares for the Board of Management. Management   For   For    
  6     Proposal to adopt certain adjustments to the Remuneration Policy for the Board of Management. Management   For   For    
  7     Proposal to adopt certain adjustments to the Remuneration Policy for the Supervisory Board. Management   For   For    
  9a    Proposal to appoint Ms. B. Conix as a member of the Supervisory Board. Management   For   For    
  10    Proposal to appoint KPMG Accountants N.V. as external auditor for the reporting year 2022. Management   For   For    
  11a   Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% for general purposes. Management   For   For    
  11b   Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 11 a). Management   Abstain   Against    
  11c   Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% in connection with or on the occasion of mergers, acquisitions and/or (strategic) alliances. Management   For   For    
  11d   Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 11 c). Management   For   For    
  12a   Authorization to repurchase ordinary shares up to 10% of the issued share capital. Management   For   For    
  12b   Authorization to repurchase additional ordinary shares up to 10% of the issued share capital. Management   For   For    
  13    Proposal to cancel ordinary shares. Management   For   For    
  EDWARDS LIFESCIENCES CORPORATION    
  Security 28176E108       Meeting Type Annual  
  Ticker Symbol EW                    Meeting Date 04-May-2021  
  ISIN US28176E1082       Agenda 935354035 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  1.1   Election of Director: Kieran T. Gallahue Management   For   For    
  1.2   Election of Director: Leslie S. Heisz Management   For   For    
  1.3   Election of Director: Paul A. LaViolette Management   For   For    
  1.4   Election of Director: Steven R. Loranger Management   For   For    
  1.5   Election of Director: Martha H. Marsh Management   For   For    
  1.6   Election of Director: Michael A. Mussallem Management   For   For    
  1.7   Election of Director: Ramona Sequeira Management   For   For    
  1.8   Election of Director: Nicholas J. Valeriani Management   For   For    
  2.    Advisory Vote to Approve Named Executive Officer Compensation. Management   For   For    
  3.    Approval of the Amendment and Restatement of the Company's 2001 Employee Stock Purchase Plan for United States Employees (the "U.S. ESPP") to Increase the Total Number of Shares of Common Stock Available for Issuance under the U.S. ESPP by 3,300,000 Shares. Management   For   For    
  4.    Approval of the Amendment and Restatement of the Company's 2001 Employee Stock Purchase Plan for International Employees (the "International ESPP") to Increase the Total Number of Shares of Common Stock Available for Issuance under the International ESPP by 1,200,000 Shares. Management   For   For    
  5.    Ratification of Appointment of Independent Registered Public Accounting Firm. Management   For   For    
  6.    Advisory Vote on a Stockholder Proposal Regarding Action by Written Consent. Shareholder   Against   For    
  7.    Advisory Vote on a Stockholder Proposal to Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates. Shareholder   Against   For    
  DANAHER CORPORATION    
  Security 235851102       Meeting Type Annual  
  Ticker Symbol DHR                   Meeting Date 05-May-2021  
  ISIN US2358511028       Agenda 935360292 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  1A.   Election of Director to hold office until the 2022 Annual Meeting: Rainer M. Blair Management   For   For    
  1B.   Election of Director to hold office until the 2022 Annual Meeting: Linda Hefner Filler Management   For   For    
  1C.   Election of Director to hold office until the 2022 Annual Meeting: Teri List Management   For   For    
  1D.   Election of Director to hold office until the 2022 Annual Meeting: Walter G. Lohr, Jr. Management   For   For    
  1E.   Election of Director to hold office until the 2022 Annual Meeting: Jessica L. Mega, MD Management   For   For    
  1F.   Election of Director to hold office until the 2022 Annual Meeting: Mitchell P. Rales Management   For   For    
  1G.   Election of Director to hold office until the 2022 Annual Meeting: Steven M. Rales Management   For   For    
  1H.   Election of Director to hold office until the 2022 Annual Meeting: Pardis C. Sabeti, MD Management   For   For    
  1I.   Election of Director to hold office until the 2022 Annual Meeting: John T. Schwieters Management   For   For    
  1J.   Election of Director to hold office until the 2022 Annual Meeting: Alan G. Spoon Management   For   For    
  1K.   Election of Director to hold office until the 2022 Annual Meeting: Raymond C. Stevens, Ph.D Management   For   For    
  1L.   Election of Director to hold office until the 2022 Annual Meeting: Elias A. Zerhouni, MD Management   For   For    
  2.    To ratify the selection of Ernst & Young LLP as Danaher's independent registered public accounting firm for the year ending December 31, 2021. Management   For   For    
  3.    To approve on an advisory basis the Company's named executive officer compensation. Management   For   For    
  4.    To act upon a shareholder proposal requesting that Danaher amend its governing documents to reduce the percentage of shares required for shareholders to call a special meeting of shareholders from 25% to 10%. Shareholder   Against   For    
  UBER TECHNOLOGIES, INC.    
  Security 90353T100       Meeting Type Annual  
  Ticker Symbol UBER                  Meeting Date 10-May-2021  
  ISIN US90353T1007       Agenda 935369341 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  1A.   Election of Director: Ronald Sugar Management   For   For    
  1B.   Election of Director: Revathi Advaithi Management   For   For    
  1C.   Election of Director: Ursula Burns Management   For   For    
  1D.   Election of Director: Robert Eckert Management   For   For    
  1E.   Election of Director: Amanda Ginsberg Management   For   For    
  1F.   Election of Director: Dara Khosrowshahi Management   For   For    
  1G.   Election of Director: Wan Ling Martello Management   For   For    
  1H.   Election of Director: Yasir Al-Rumayyan Management   For   For    
  1I.   Election of Director: John Thain Management   For   For    
  1J.   Election of Director: David Trujillo Management   For   For    
  1K.   Election of Director: Alexander Wynaendts Management   For   For    
  2.    Advisory vote to approve 2020 named executive officer compensation. Management   For   For    
  3.    Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. Management   For   For    
  4.    Approval of amendments to Certificate of Incorporation and Bylaws to remove supermajority voting requirements. Management   For   For    
  5.    Stockholder proposal to prepare an annual report on lobbying activities. Shareholder   Abstain   Against    
  TELADOC HEALTH, INC.    
  Security 87918A105       Meeting Type Annual  
  Ticker Symbol TDOC                  Meeting Date 17-May-2021  
  ISIN US87918A1051       Agenda 935377437 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  1A.   Election of Director for a term of one year: Christopher Bischoff Management   For   For    
  1B.   Election of Director for a term of one year: Karen L. Daniel Management   For   For    
  1C.   Election of Director for a term of one year: Sandra L. Fenwick Management   For   For    
  1D.   Election of Director for a term of one year: William H. Frist, MD Management   For   For    
  1E.   Election of Director for a term of one year: Jason Gorevic Management   For   For    
  1F.   Election of Director for a term of one year: Catherine A. Jacobson Management   For   For    
  1G.   Election of Director for a term of one year: Thomas G. McKinley Management   For   For    
  1H.   Election of Director for a term of one year: Kenneth H. Paulus Management   For   For    
  1I.   Election of Director for a term of one year: David Shedlarz Management   For   For    
  1J.   Election of Director for a term of one year: Mark Douglas Smith, MD Management   For   For    
  1K.   Election of Director for a term of one year: David B. Snow, Jr. Management   For   For    
  2.    Approve, on an advisory basis, the compensation of Teladoc Health's named executive officers. Management   For   For    
  3.    Ratify the appointment of Ernst & Young LLP as Teladoc Health's independent registered public accounting firm for the fiscal year ending December 31, 2021. Management   For   For    
  ADVANCED MICRO DEVICES, INC.    
  Security 007903107       Meeting Type Annual  
  Ticker Symbol AMD                   Meeting Date 19-May-2021  
  ISIN US0079031078       Agenda 935366523 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  1A.   Election of Director: John E. Caldwell Management   For   For    
  1B.   Election of Director: Nora M. Denzel Management   For   For    
  1C.   Election of Director: Mark Durcan Management   For   For    
  1D.   Election of Director: Michael P. Gregoire Management   For   For    
  1E.   Election of Director: Joseph A. Householder Management   For   For    
  1F.   Election of Director: John W. Marren Management   For   For    
  1G.   Election of Director: Lisa T. Su Management   For   For    
  1H.   Election of Director: Abhi Y. Talwalkar Management   For   For    
  2.    Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the current fiscal year. Management   For   For    
  3.    Advisory vote to approve the executive compensation of our named executive officers. Management   For   For    
  THERMO FISHER SCIENTIFIC INC.    
  Security 883556102       Meeting Type Annual  
  Ticker Symbol TMO                   Meeting Date 19-May-2021  
  ISIN US8835561023       Agenda 935375736 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  1A.   Election of Director: Marc N. Casper Management   For   For    
  1B.   Election of Director: Nelson J. Chai Management   For   For    
  1C.   Election of Director: C. Martin Harris Management   For   For    
  1D.   Election of Director: Tyler Jacks Management   For   For    
  1E.   Election of Director: R. Alexandra Keith Management   For   For    
  1F.   Election of Director: Thomas J. Lynch Management   For   For    
  1G.   Election of Director: Jim P. Manzi Management   For   For    
  1H.   Election of Director: James C. Mullen Management   For   For    
  1I.   Election of Director: Lars R. Sørensen Management   For   For    
  1J.   Election of Director: Debora L. Spar Management   For   For    
  1K.   Election of Director: Scott M. Sperling Management   For   For    
  1L.   Election of Director: Dion J. Weisler Management   For   For    
  2.    An advisory vote to approve named executive officer compensation. Management   For   For    
  3.    Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as the Company's independent auditors for 2021. Management   For   For    
  4.    A shareholder Proposal regarding special Shareholder Meetings. Shareholder   Against   For    
  MORGAN STANLEY    
  Security 617446448       Meeting Type Annual  
  Ticker Symbol MS                    Meeting Date 20-May-2021  
  ISIN US6174464486       Agenda 935372312 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  1A.   Election of Director: Elizabeth Corley Management   For   For    
  1B.   Election of Director: Alistair Darling Management   For   For    
  1C.   Election of Director: Thomas H. Glocer Management   For   For    
  1D.   Election of Director: James P. Gorman Management   For   For    
  1E.   Election of Director: Robert H. Herz Management   For   For    
  1F.   Election of Director: Nobuyuki Hirano Management   For   For    
  1G.   Election of Director: Hironori Kamezawa Management   For   For    
  1H.   Election of Director: Shelley B. Leibowitz Management   For   For    
  1I.   Election of Director: Stephen J. Luczo Management   For   For    
  1J.   Election of Director: Jami Miscik Management   For   For    
  1K.   Election of Director: Dennis M. Nally Management   For   For    
  1L.   Election of Director: Mary L. Schapiro Management   For   For    
  1M.   Election of Director: Perry M. Traquina Management   For   For    
  1N.   Election of Director: Rayford Wilkins, Jr. Management   For   For    
  2.    To ratify the appointment of Deloitte & Touche LLP as independent auditor. Management   For   For    
  3.    To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote). Management   For   For    
  4.    To approve the amended and restated Equity Incentive Compensation Plan. Management   Against   Against    
  NEXTERA ENERGY, INC.    
  Security 65339F101       Meeting Type Annual  
  Ticker Symbol NEE                   Meeting Date 20-May-2021  
  ISIN US65339F1012       Agenda 935378201 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  1A.   Election of Director: Sherry S. Barrat Management   For   For    
  1B.   Election of Director: James L. Camaren Management   For   For    
  1C.   Election of Director: Kenneth B. Dunn Management   For   For    
  1D.   Election of Director: Naren K. Gursahaney Management   For   For    
  1E.   Election of Director: Kirk S. Hachigian Management   For   For    
  1F.   Election of Director: Amy B. Lane Management   For   For    
  1G.   Election of Director: David L. Porges Management   For   For    
  1H.   Election of Director: James L. Robo Management   For   For    
  1I.   Election of Director: Rudy E. Schupp Management   For   For    
  1J.   Election of Director: John L. Skolds Management   For   For    
  1K.   Election of Director: Lynn M. Utter Management   For   For    
  1L.   Election of Director: Darryl L. Wilson Management   For   For    
  2.    Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2021. Management   For   For    
  3.    Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement. Management   For   For    
  4.    Approval of the NextEra Energy, Inc. 2021 Long Term Incentive Plan. Management   For   For    
  5.    A proposal entitled "Right to Act by Written Consent" to request action by written consent of shareholders. Shareholder   Against   For    
  ZOETIS INC.    
  Security 98978V103       Meeting Type Annual  
  Ticker Symbol ZTS                   Meeting Date 20-May-2021  
  ISIN US98978V1035       Agenda 935383252 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  1A.   Election of Director: Sanjay Khosla Management   For   For    
  1B.   Election of Director: Antoinette R. Leatherberry Management   For   For    
  1C.   Election of Director: Willie M. Reed Management   For   For    
  1D.   Election of Director: Linda Rhodes Management   For   For    
  2.    Advisory vote to approve our executive compensation (Say on Pay). Management   For   For    
  3.    Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2021. Management   For   For    
  4.    Shareholder proposal regarding simple majority vote. Shareholder   Against   For    
  PAYPAL HOLDINGS, INC.    
  Security 70450Y103       Meeting Type Annual  
  Ticker Symbol PYPL                  Meeting Date 26-May-2021  
  ISIN US70450Y1038       Agenda 935392617 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  1A.   Election of Director: Rodney C. Adkins Management   For   For    
  1B.   Election of Director: Jonathan Christodoro Management   For   For    
  1C.   Election of Director: John J. Donahoe Management   For   For    
  1D.   Election of Director: David W. Dorman Management   For   For    
  1E.   Election of Director: Belinda J. Johnson Management   For   For    
  1F.   Election of Director: Gail J. McGovern Management   For   For    
  1G.   Election of Director: Deborah M. Messemer Management   For   For    
  1H.   Election of Director: David M. Moffett Management   For   For    
  1I.   Election of Director: Ann M. Sarnoff Management   For   For    
  1J.   Election of Director: Daniel H. Schulman Management   For   For    
  1K.   Election of Director: Frank D. Yeary Management   For   For    
  2.    Advisory vote to approve named executive officer compensation. Management   For   For    
  3.    Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2021. Management   For   For    
  4.    Stockholder proposal - Stockholder right to act by written consent. Shareholder   Against   For    
  5.    Stockholder Proposal - Assessing Inclusion in the Workplace. Shareholder   Abstain   Against    
  BLACKROCK, INC.    
  Security 09247X101       Meeting Type Annual  
  Ticker Symbol BLK                   Meeting Date 26-May-2021  
  ISIN US09247X1019       Agenda 935394849 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  1A.   Election of Director: Bader M. Alsaad Management   For   For    
  1B.   Election of Director: Pamela Daley Management   For   For    
  1C.   Election of Director: Jessica P. Einhorn Management   For   For    
  1D.   Election of Director: Laurence D. Fink Management   For   For    
  1E.   Election of Director: William E. Ford Management   For   For    
  1F.   Election of Director: Fabrizio Freda Management   For   For    
  1G.   Election of Director: Murry S. Gerber Management   For   For    
  1H.   Election of Director: Margaret "Peggy" L. Johnson Management   For   For    
  1I.   Election of Director: Robert S. Kapito Management   For   For    
  1J.   Election of Director: Cheryl D. Mills Management   For   For    
  1K.   Election of Director: Gordon M. Nixon Management   For   For    
  1L.   Election of Director: Charles H. Robbins Management   For   For    
  1M.   Election of Director: Marco Antonio Slim Domit Management   For   For    
  1N.   Election of Director: Hans E. Vestberg Management   For   For    
  1O.   Election of Director: Susan L. Wagner Management   For   For    
  1P.   Election of Director: Mark Wilson Management   For   For    
  2.    Approval, in a non-binding advisory vote, of the compensation for named executive officers. Management   For   For    
  3.    Ratification of the appointment of Deloitte LLP as BlackRock's independent registered public accounting firm for the fiscal year 2021. Management   For   For    
  4A.   Approve amendments to BlackRock's Amended and Restated Certificate of Incorporation to: Provide shareholders with the right to call a special meeting. Management   For   For    
  4B.   Approve amendments to BlackRock's Amended and Restated Certificate of Incorporation to: Eliminate certain supermajority vote requirements. Management   For   For    
  4C.   Approve amendments to BlackRock's Amended and Restated Certificate of Incorporation to: Eliminate certain provisions that are no longer applicable and make certain other technical revisions. Management   For   For    
  5.    Shareholder Proposal - Amend Certificate of Incorporation to convert to a public benefit corporation. Shareholder   Against   For    
  ILLUMINA, INC.    
  Security 452327109       Meeting Type Annual  
  Ticker Symbol ILMN                  Meeting Date 26-May-2021  
  ISIN US4523271090       Agenda 935395485 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  1A.   Election of Director: Caroline D. Dorsa Management   For   For    
  1B.   Election of Director: Robert S. Epstein, M.D. Management   For   For    
  1C.   Election of Director: Scott Gottlieb, M.D. Management   For   For    
  1D.   Election of Director: Gary S. Guthart Management   For   For    
  1E.   Election of Director: Philip W. Schiller Management   For   For    
  1F.   Election of Director: John W. Thompson Management   For   For    
  2.    To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 2, 2022. Management   For   For    
  3.    To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the Proxy Statement. Management   For   For    
  FACEBOOK, INC.    
  Security 30303M102       Meeting Type Annual  
  Ticker Symbol FB                    Meeting Date 26-May-2021  
  ISIN US30303M1027       Agenda 935395891 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  1.    DIRECTOR Management            
      1 Peggy Alford       For   For    
      2 Marc L. Andreessen       For   For    
      3 Andrew W. Houston       For   For    
      4 Nancy Killefer       For   For    
      5 Robert M. Kimmitt       For   For    
      6 Sheryl K. Sandberg       For   For    
      7 Peter A. Thiel       For   For    
      8 Tracey T. Travis       For   For    
      9 Mark Zuckerberg       For   For    
  2.    To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021. Management   For   For    
  3.    To approve an amendment to the director compensation policy. Management   For   For    
  4.    A shareholder proposal regarding dual class capital structure. Shareholder   Against   For    
  5.    A shareholder proposal regarding an independent chair. Shareholder   Against   For    
  6.    A shareholder proposal regarding child exploitation. Shareholder   Abstain   Against    
  7.    A shareholder proposal regarding human/civil rights expert on board. Shareholder   Abstain   Against    
  8.    A shareholder proposal regarding platform misuse. Shareholder   Abstain   Against    
  9.    A shareholder proposal regarding public benefit corporation. Shareholder   Against   For    
  AMAZON.COM, INC.    
  Security 023135106       Meeting Type Annual  
  Ticker Symbol AMZN                  Meeting Date 26-May-2021  
  ISIN US0231351067       Agenda 935397592 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  1A.   Election of Director: Jeffrey P. Bezos Management   For   For    
  1B.   Election of Director: Keith B. Alexander Management   For   For    
  1C.   Election of Director: Jamie S. Gorelick Management   For   For    
  1D.   Election of Director: Daniel P. Huttenlocher Management   For   For    
  1E.   Election of Director: Judith A. McGrath Management   For   For    
  1F.   Election of Director: Indra K. Nooyi Management   For   For    
  1G.   Election of Director: Jonathan J. Rubinstein Management   For   For    
  1H.   Election of Director: Thomas O. Ryder Management   For   For    
  1I.   Election of Director: Patricia Q. Stonesifer Management   For   For    
  1J.   Election of Director: Wendell P. Weeks Management   For   For    
  2.    RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. Management   For   For    
  3.    ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Management   For   For    
  4.    SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE. Shareholder   Abstain   Against    
  5.    SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY. Shareholder   Against   For    
  6.    SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY. Shareholder   Abstain   Against    
  7.    SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA. Shareholder   Abstain   Against    
  8.    SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS. Shareholder   Abstain   Against    
  9.    SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY AUDIT REPORT. Shareholder   Abstain   Against    
  10.   SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY. Shareholder   Against   For    
  11.   SHAREHOLDER PROPOSAL REQUESTING A REPORT ON COMPETITION STRATEGY AND RISK. Shareholder   Against   For    
  12.   SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS. Shareholder   Against   For    
  13.   SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING. Shareholder   Abstain   Against    
  14.   SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES. Shareholder   Abstain   Against    
  NXP SEMICONDUCTORS NV.    
  Security N6596X109       Meeting Type Annual  
  Ticker Symbol NXPI                  Meeting Date 26-May-2021  
  ISIN NL0009538784       Agenda 935428335 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  1.    Adoption of the 2020 Statutory Annual Accounts. Management   For   For    
  2.    Discharge of the members of the Board for their responsibilities in the financial year ended December 31, 2020 Management   For   For    
  3A.   Re-appoint Kurt Sievers as executive director Management   For   For    
  3B.   Re-appoint Sir Peter Bonfield as non-executive director Management   For   For    
  3C.   Appoint Annette Clayton as non-executive director Management   For   For    
  3D.   Appoint Anthony Foxx as non-executive director Management   For   For    
  3E.   Re-appoint Kenneth A. Goldman as non-executive director Management   For   For    
  3F.   Re-appoint Josef Kaeser as non-executive director Management   For   For    
  3G.   Re-appoint Lena Olving as non-executive director Management   For   For    
  3H.   Re-appoint Peter Smitham as non-executive director Management   For   For    
  3I.   Re-appoint Julie Southern as non-executive director Management   For   For    
  3J.   Re-appoint Jasmin Staiblin as non-executive director Management   For   For    
  3K.   Re-appoint Gregory Summe as non-executive director Management   For   For    
  3L.   Re-appoint Karl-Henrik Sundström as non-executive director Management   For   For    
  4.    Authorization of the Board to issue ordinary shares of the Company and grant rights to acquire ordinary shares Management   For   For    
  5.    Authorization of the Board to restrict or exclude pre- emption rights accruing in connection with an issue of shares or grant of rights. Management   Against   Against    
  6.    Authorization of the Board to repurchase ordinary shares Management   For   For    
  7.    Authorization of the Board to cancel ordinary shares held or to be acquired by the Company Management   For   For    
  8.    Approval of the amended remuneration of the non- executive members of the Board Management   For   For    
  9.    Non-binding, advisory approval of the Named Executive Officers' compensation Management   For   For    
  ALPHABET INC.    
  Security 02079K305       Meeting Type Annual  
  Ticker Symbol GOOGL                 Meeting Date 02-Jun-2021  
  ISIN US02079K3059       Agenda 935406264 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  1A.   Election of Director: Larry Page Management   For   For    
  1B.   Election of Director: Sergey Brin Management   For   For    
  1C.   Election of Director: Sundar Pichai Management   For   For    
  1D.   Election of Director: John L. Hennessy Management   For   For    
  1E.   Election of Director: Frances H. Arnold Management   For   For    
  1F.   Election of Director: L. John Doerr Management   For   For    
  1G.   Election of Director: Roger W. Ferguson Jr. Management   For   For    
  1H.   Election of Director: Ann Mather Management   For   For    
  1I.   Election of Director: Alan R. Mulally Management   For   For    
  1J.   Election of Director: K. Ram Shriram Management   For   For    
  1K.   Election of Director: Robin L. Washington Management   For   For    
  2.    Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2021. Management   For   For    
  3.    Approval of Alphabet's 2021 Stock Plan. Management   Against   Against    
  4.    A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. Shareholder   Against   For    
  5.    A stockholder proposal regarding the nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. Shareholder   Abstain   Against    
  6.    A stockholder proposal regarding a report on sustainability metrics, if properly presented at the meeting. Shareholder   Abstain   Against    
  7.    A stockholder proposal regarding a report on takedown requests, if properly presented at the meeting. Shareholder   Abstain   Against    
  8.    A stockholder proposal regarding a report on whistleblower policies and practices, if properly presented at the meeting. Shareholder   Abstain   Against    
  9.    A stockholder proposal regarding a report on charitable contributions, if properly presented at the meeting. Shareholder   Abstain   Against    
  10.   A stockholder proposal regarding a report on risks related to anticompetitive practices, if properly presented at the meeting. Shareholder   Against   For    
  11.   A stockholder proposal regarding a transition to a public benefit corporation, if properly presented at the meeting. Shareholder   Against   For    
  NVIDIA CORPORATION    
  Security 67066G104       Meeting Type Annual  
  Ticker Symbol NVDA                  Meeting Date 03-Jun-2021  
  ISIN US67066G1040       Agenda 935402343 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  1A.   Election of Director: Robert K. Burgess Management   For   For    
  1B.   Election of Director: Tench Coxe Management   For   For    
  1C.   Election of Director: John O. Dabiri Management   For   For    
  1D.   Election of Director: Persis S. Drell Management   For   For    
  1E.   Election of Director: Jen-Hsun Huang Management   For   For    
  1F.   Election of Director: Dawn Hudson Management   For   For    
  1G.   Election of Director: Harvey C. Jones Management   For   For    
  1H.   Election of Director: Michael G. McCaffery Management   For   For    
  1I.   Election of Director: Stephen C. Neal Management   For   For    
  1J.   Election of Director: Mark L. Perry Management   For   For    
  1K.   Election of Director: A. Brooke Seawell Management   For   For    
  1L.   Election of Director: Aarti Shah Management   For   For    
  1M.   Election of Director: Mark A. Stevens Management   For   For    
  2.    Approval of our executive compensation. Management   For   For    
  3.    Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2022. Management   For   For    
  4.    Approval of an amendment to our charter to increase the number of authorized shares of common stock from 2 billion shares to 4 billion shares. Management   For   For    
  CLOUDFLARE, INC.    
  Security 18915M107       Meeting Type Annual  
  Ticker Symbol NET                   Meeting Date 03-Jun-2021  
  ISIN US18915M1071       Agenda 935406062 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  1.    DIRECTOR Management            
      1 Maria Eitel       For   For    
      2 Matthew Prince       For   For    
      3 Katrin Suder       For   For    
  2.    Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. Management   For   For    
  3.    To approve, on an advisory basis, the compensation of our named executive officers. Management   For   For    
  4.    To approve, on an advisory basis, the frequency of future stockholder advisory votes on the compensation of our named executive officers. Management   1 Year   For    
  NETFLIX, INC.    
  Security 64110L106       Meeting Type Annual  
  Ticker Symbol NFLX                  Meeting Date 03-Jun-2021  
  ISIN US64110L1061       Agenda 935406252 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  1A.   Election of Class I Director to hold office until the 2024 Annual Meeting: Richard N. Barton Management   Abstain   Against    
  1B.   Election of Class I Director to hold office until the 2024 Annual Meeting: Rodolphe Belmer Management   Abstain   Against    
  1C.   Election of Class I Director to hold office until the 2024 Annual Meeting: Bradford L. Smith Management   Abstain   Against    
  1D.   Election of Class I Director to hold office until the 2024 Annual Meeting: Anne M. Sweeney Management   Abstain   Against    
  2.    To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. Management   For   For    
  3.    Advisory approval of the Company's executive officer compensation. Management   For   For    
  4.    Stockholder proposal entitled, "Proposal 4 - Political Disclosures," if properly presented at the meeting. Shareholder   Abstain   Against    
  5.    Stockholder proposal entitled, "Proposal 5 - Simple Majority Vote," if properly presented at the meeting. Shareholder   For   Against    
  6.    Stockholder proposal entitled, "Stockholder Proposal to Improve the Executive Compensation Philosophy," if properly presented at the meeting. Shareholder   Against   For    
  SERVICENOW, INC.    
  Security 81762P102       Meeting Type Annual  
  Ticker Symbol NOW                   Meeting Date 07-Jun-2021  
  ISIN US81762P1021       Agenda 935416746 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  1A.   Election of Director: Susan L. Bostrom Management   For   For    
  1B.   Election of Director: Jonathan C. Chadwick Management   For   For    
  1C.   Election of Director: Lawrence J. Jackson, Jr. Management   For   For    
  1D.   Election of Director: Frederic B. Luddy Management   For   For    
  1E.   Election of Director: Jeffrey A. Miller Management   For   For    
  2.    To approve, on an advisory basis, the compensation of our Named Executive Officers ("Say-on-Pay"). Management   For   For    
  3.    To ratify PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2021. Management   For   For    
  4.    To approve an amendment to our Restated Certificate of Incorporation, as amended, to provide shareholders with the right to call a special meeting. Management   For   For    
  5.    To approve the 2021 Equity Incentive Plan to replace the 2012 Equity Incentive Plan. Management   For   For    
  6.    To approve the Amended and Restated 2012 Employee Stock Purchase Plan. Management   For   For    
  ROKU, INC.    
  Security 77543R102       Meeting Type Annual  
  Ticker Symbol ROKU                  Meeting Date 10-Jun-2021  
  ISIN US77543R1023       Agenda 935414932 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  1A.   Election of Class I Director to serve until the 2024 annual meeting: Ravi Ahuja Management   For   For    
  1B.   Election of Class I Director to serve until the 2024 annual meeting: Mai Fyfield Management   For   For    
  1C.   Election of Class I Director to serve until the 2024 annual meeting: Laurie Simon Hodrick Management   For   For    
  2.    Advisory vote to approve our named executive officer compensation. Management   For   For    
  3.    To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2021. Management   For   For    
  ZOOM VIDEO COMMUNICATIONS, INC.    
  Security 98980L101       Meeting Type Annual  
  Ticker Symbol ZM                    Meeting Date 17-Jun-2021  
  ISIN US98980L1017       Agenda 935412926 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  1.    DIRECTOR Management            
      1 Jonathan Chadwick       For   For    
      2 Kimberly L. Hammonds       For   For    
      3 Dan Scheinman       For   For    
  2.    Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2022. Management   For   For    
  3.    To approve, on an advisory non-binding basis, the compensation of our named executive officers as disclosed in our proxy statement. Management   For   For    
  4.    To approve, on an advisory non-binding basis, the frequency of future advisory non-binding votes on the compensation of our named executive officers. Management   1 Year   For    
  ACTIVISION BLIZZARD, INC.    
  Security 00507V109       Meeting Type Annual  
  Ticker Symbol ATVI                  Meeting Date 21-Jun-2021  
  ISIN US00507V1098       Agenda 935427749 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  1A.   Election of Director: Reveta Bowers Management   For   For    
  1B.   Election of Director: Robert Corti Management   For   For    
  1C.   Election of Director: Hendrik Hartong III Management   For   For    
  1D.   Election of Director: Brian Kelly Management   For   For    
  1E.   Election of Director: Robert Kotick Management   For   For    
  1F.   Election of Director: Barry Meyer Management   For   For    
  1G.   Election of Director: Robert Morgado Management   For   For    
  1H.   Election of Director: Peter Nolan Management   For   For    
  1I.   Election of Director: Dawn Ostroff Management   For   For    
  1J.   Election of Director: Casey Wasserman Management   For   For    
  2.    To provide advisory approval of our executive compensation. Management   For   For    
  3.    To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. Management   For   For    
  MASTERCARD INCORPORATED    
  Security 57636Q104       Meeting Type Annual  
  Ticker Symbol MA                    Meeting Date 22-Jun-2021  
  ISIN US57636Q1040       Agenda 935420644 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  1A.   Election of Director: Ajay Banga Management   For   For    
  1B.   Election of Director: Merit E. Janow Management   For   For    
  1C.   Election of Director: Richard K. Davis Management   For   For    
  1D.   Election of Director: Steven J. Freiberg Management   For   For    
  1E.   Election of Director: Julius Genachowski Management   For   For    
  1F.   Election of Director: Choon Phong Goh Management   For   For    
  1G.   Election of Director: Oki Matsumoto Management   For   For    
  1H.   Election of Director: Michael Miebach Management   For   For    
  1I.   Election of Director: Youngme Moon Management   For   For    
  1J.   Election of Director: Rima Qureshi Management   For   For    
  1K.   Election of Director: José Octavio Reyes Lagunes Management   For   For    
  1L.   Election of Director: Gabrielle Sulzberger Management   For   For    
  1M.   Election of Director: Jackson Tai Management   For   For    
  1N.   Election of Director: Lance Uggla Management   For   For    
  2.    Advisory approval of Mastercard's executive compensation. Management   For   For    
  3.    Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2021. Management   For   For    
  4.    Approval of the amendment and restatement of the Mastercard Incorporated 2006 Long Term Incentive Plan. Management   For   For    
  5.    Approval of the amendment and restatement of the Mastercard Incorporated 2006 Non-Employee Director Equity Compensation Plan. Management   For   For    
  6.    Approval of amendments to Mastercard's Certificate of Incorporation to remove supermajority voting requirements. Management   For   For    
  CROWDSTRIKE HOLDINGS, INC.    
  Security 22788C105       Meeting Type Annual  
  Ticker Symbol CRWD                  Meeting Date 30-Jun-2021  
  ISIN US22788C1053       Agenda 935436003 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management		    
  1.    DIRECTOR Management            
      1 Roxanne S. Austin       For   For    
      2 Sameer K. Gandhi       For   For    
      3 Gerhard Watzinger       For   For    
  2.    To ratify the selection of PricewaterhouseCoopers LLP as CrowdStrike's independent registered public accounting firm for its fiscal year ending January 31, 2022. Management   For   For    
  3.    To approve, on an advisory basis, the compensation of CrowdStrike's named executive officers. Management   For   For    
  4.    To approve, on an advisory basis, the frequency of future stockholder advisory votes on the compensation of CrowdStrike's named executive officers. Management   3 Years   For    
  5.    To approve an amendment to CrowdStrike's 2019 Employee Stock Purchase Plan. Management   Abstain   Against    
 

 

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Registrant     The Gabelli Growth Fund

 

By (Signature and Title)* /s/ Bruce N. Alpert
  Bruce N. Alpert, President and Principal Executive Officer

 

Date August 20, 2021

 

*Print the name and title of each signing officer under his or her signature.